Document:

ebs20191231exhibit1039

Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would likely                  cause competitive harm to the Company, if publicly disclosed.  Double asterisks denote omissions.                                                                                                                                                             Exhibit 10.39__  AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT                                                             1. CONTRACT ID CODE                       PAGE OF PAGES                                                                                                                                                                                                                                                                              1             2  2. AMENDMENT/MODIFICATION NO.                      3.    EFFECTIVE DATE                  4. REQUISITION/PURCHASE REQ. NO.                   5. PROJECT NO. (If applicable)  P00018                                                   09/11/2019                      OS246121   6. ISSUED BY                        CODE           ASPR-BARDA                            7. ADMINISTERED BY (If other than Item 6)    CODE              ASPR-BARDA02   ASPR-BARDA                                                                               US DEPT OF HEALTH & HUMAN SERVICES  200 Independence Ave., S.W.                                                              ASST SEC OF PREPAREDNESS & RESPONSE  Room 640-G                                                                               ACQ MANAGEMENT, CONTRACTS, & GRANTS  Washington DC 20201                                                                      O’NEILL HOUSE OFFICE BUILDING                                                                                           Washington DC 20515  8.    NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and ZIP Code)                                 (x)    9A. AMENDMENT OF SOLICITATION NO.  EMERGENT BIODEFENSE OPERATIONS LANSING LLC 330303                                                                       Attn:  DIANA  EMERGENT BIODEFENSE OPERATIONS LANS                                                                                   9B. DATED (SEE ITEM 11)  3500 N MARTIN LUTHER KING JR BLVD                                                                                       LANSING MI 489062933                                                                                                                  x     10A. MODIFICATION OF CONTRACT/ORDER NO.                                                                                                                        HHSD200201792634C                                                                                                                        10B. DATED (SEE ITEM 13)  CODE    330303                                     FACILITY CODE                                                      12/08/2016                                               11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS         The above numbered solicitation is amended as set forth in Item 14.  The hour and date specified for receipt of Offers          is extended,       is not extended.  Offers  must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended, by one of the following methods: (a) By completing Items  8 and 15, and returning _________ copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the                               offer submitted; or   (c) By separate letter or electronic communication which includes a reference to the solicitation and amendment numbers.  FAILURE OF YOUR ACKNOWLEDGMENT TO  BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR  OFFER.  If by virtue of this amendment you desire to change an offer already submitted, such change may be made by letter or electronic communication, provided each  letter or electronic communication makes reference to the solicitation and this amendment, and is received prior to the opening hour and date specified.  12. ACCOUNTING AND APPROPRIATION DATA (If required)     See Schedule                                          13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS.                                                IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.   CHECK ONE                   A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT                     ORDER NO. IN ITEM 10A.                   B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office,                     appropriation data, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).                   C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:                                 D. OTHER (Specify type of modification and authority)                E. IMPORTANT:  Contractor                 is not,      is required to sign this document and return ________ copies to the issuing office.  14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible.)  Tax ID Number: [**]  DUNS Number: [**]  The purpose of this no-cost, administrative modification is to move $[**] from CAN  199SNS1 to CAN 1991029 as indicated in the accounting information below. This does not  have any effect on overall contract funding for Item 3, which remains $[**].  Delivery Location Code: HHS  HHS  200 Independence Avenue, SW  Washington DC 20201 US  FOB: Origin  Continued ......   Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and effect.  15A. NAME AND TITLE OF SIGNER (Type or print)                                            16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)  .                                                                                        Caleb W. Owen  15B. CONTRACTOR/OFFEROR                                       15C. DATE                  16B. UNITED STATES OF AMERICA                                  16C. DATE SIGNED                                                                                                                                           Digitally signed by Caleb W. Owen -S                                                                SIGNED                     /s/ Caleb W. Owen                               DN: c-US, o-U.S. Government,  ou-HHS, ou-OS, ou-People,                                                                                                                                           cn=Caleb W. Owen -S, 0.9.2342.19200300.100.1.1=1001618335                                                                                                                                           Date: 2019.09.11 16:49:45 -04’00’           (Signature of person authorized to sign)                                                    (Signature of Contracting Officer)                               

 

                                                                                                         STANDARD FORM 30 (Rev. 11/2016)  Previous edition unusable                                                                      Prescribed by GSA                                                                                                 FAR (48 CFR) 53.243     

 

     CONTINUATION   REFERENCE NO. OF DOCUMENT BEING CONTINUED                              PAGE OF        SHEET                  HHSD200201792634C/P00018                                               2         2   NAME OF OFFEROR OR CONTRACTOR   EMERGENT BIODEFENSE OPERATIONS LANSING LLC 330303                                                                                           UNIT      ITEM No.                     SUPPLIES/SERVICES                   QUANTITY   UNIT    PRICE        AMOUNT        (A)                               (B)                             (C)      (D)      (E)          (F)                  Period of Performance: 01/19/2017 to 09/30/2021                                                           Change Item 3 to read as follows (amount shown is                                                                                                                            the obligated amount):         3        Optional Line Item 0003                                                                [**]                  BioThrax [**] product                  [**] upon date of delivery:                  [**] at a unit price of $[**]                  Quantity [**]                  Unit Price: $[**]                  Total value: $[**]                  Total dollar value ordered under item 3 is increased by                  $[**] from $[**] to $[**]                  Delivery Address: Contractor’s Facility                   Delivery is estimated to occur by NLT [**]                  Amount: $[**]                  Accounting Info:                   2019.1990050.26402 Appr. Yr.: 2019 CAN: 1990050                  Object Class: 26402                  Funded: $[**]                  Amount: $[**]                  Accounting Info:                   Object Class: 26402 2019.1990050.26402 Appr. Yr.:                  2019 CAN: 1990050                  Funded: $[**]                  Amount: $[**]                  Accounting Info:                   Object Class: 26402 2019.199SNS1.26402 Appr. Yr.:                  2019 CAN: 199SNS1                  Funded: [**]                  Amount: $[**]                  Accounting Info:                   2019.1991029.26402 Appr. Yr.: 2019 CAN: 1991029                  Object Class: 26402                  Funded: $[**]                                                        NSN 7540-01-152-8067                                                                      OPTIONAL FORM 336 (4-86)                                                                                            Sponsored by GSA                                                                                            FAR (48 CFR) 53.110ebs20191231exhibit1040

 Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would likely                   cause competitive harm to the Company, if publicly disclosed.  Double asterisks denote omissions.                                                                                                                                                                Exhibit 10.40_   AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT                                                             1. CONTRACT ID CODE                       PAGE OF PAGES                                                                                                                                                                                                                                                                                1             2   2. AMENDMENT/MODIFICATION NO.                      3.    EFFECTIVE DATE                  4. REQUISITION/PURCHASE REQ. NO.                   5. PROJECT NO. (If applicable)   P00019                                                   See Block 16C                   OS251972    6. ISSUED BY                        CODE           ASPR/SNS                              7. ADMINISTERED BY (If other than Item 6)    CODE              ASPR/SNS    ASPR/SNS                                                                                 US DEPT OF HEALTH & HUMAN SERVICES   ASPR/SNS                                                                                 ASPR/SNS   2945 Flowers Road                                                                        2945 Flowers Road   ATLANTA, GA 30341                                                                        ATLANTA, GA 30341                                                                                               8.    NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and ZIP Code)                                 (x)    9A. AMENDMENT OF SOLICITATION NO.   EMERGENT BIODEFENSE OPERATIONS LANSING LLC 330303                                                                        Attn:  DIANA   EMERGENT BIODEFENSE OPERATIONS LANS                                                                                   9B. DATED (SEE ITEM 11)   3500 N MARTIN LUTHER KING JR BLVD                                                                                        LANSING MI 489062933                                                                                                                   x     10A. MODIFICATION OF CONTRACT/ORDER NO.                                                                                                                         HHSD200201792634C                                                                                                                         10B. DATED (SEE ITEM 13)   CODE    330303                                     FACILITY CODE                                                      12/08/2016                                                11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS          The above numbered solicitation is amended as set forth in Item 14.  The hour and date specified for receipt of Offers          is extended,       is not extended.  Offers   must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended, by one of the following methods: (a) By completing Items   8 and 15, and returning _________ copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the                               offer submitted; or    (c) By separate letter or electronic communication which includes a reference to the solicitation and amendment numbers.  FAILURE OF YOUR ACKNOWLEDGMENT TO   BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR   OFFER.  If by virtue of this amendment you desire to change an offer already submitted, such change may be made by letter or electronic communication, provided each   letter or electronic communication makes reference to the solicitation and this amendment, and is received prior to the opening hour and date specified.    12. ACCOUNTING AND APPROPRIATION DATA (If required)                                 Net Increase:                                               $[**]   2020.199SN20.26088                                           13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS.                                                 IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.    CHECK ONE                    A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT                      ORDER NO. IN ITEM 10A.                    B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office,                      appropriation data, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).                    C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:                                  FAR. 52.217-7, Option for Increased Quantity-Separately Price Line Item                    D. OTHER (Specify type of modification and authority)                                      E. IMPORTANT:  Contractor                 is not,      is required to sign this document and return ____1____ copies to the issuing office.   14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible.)   Tax ID Number: [**]   DUNS Number: [**]   This modification is issued to:   1.  Order an increased quantity of [**] doses of Bio Thrax [**] product at unit price   of $[**] per dose for a total costs of $[**].   2.  Accordingly, total contract value is hereby increased from $[**] by   $[**] to $[**]   Continued ...   Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and effect.   15A. NAME AND TITLE OF SIGNER (Type or print).                                           16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)   Michael Mann Sr. Man, Contract Ops                                                       ANNETTE R. WRIGHT   15B. CONTRACTOR/OFFEROR                                       15C. DATE                  16B. UNITED STATES OF AMERICA                                  16C. DATE SIGNED                                                                 SIGNED                     /s/ Annette Wright         Digitally signed by Annette Wright-S                                                                                                                        Date: 2020.01.06 16:12:28 -05’00’                                                                 30 DEC 19                                                                               /s/ J. Michael Mann II                                                                               (Signature of Contracting Officer)            (Signature of person authorized to sign)                                                                                                                                      STANDARD FORM 30 (Rev. 11/2016)    SWDocID 

 

Previous edition unusable                                                                     Prescribed by GSA                                                                                                FAR (48 CFR) 53.243     

 

     CONTINUATION   REFERENCE NO. OF DOCUMENT BEING CONTINUED                              PAGE OF        SHEET                  HHSD200201792634C/P00019                                               2         2   NAME OF OFFEROR OR CONTRACTOR   EMERGENT BIODEFENSE OPERATIONS LANSING LLC 330303                                                                                           UNIT      ITEM No.                     SUPPLIES/SERVICES                   QUANTITY   UNIT    PRICE        AMOUNT        (A)                               (B)                             (C)      (D)      (E)          (F)                  Appr . Yr.: 2020 CAN: 199SN20 Object Class: 26088                                                  Period of Performance: 01/19/2017 to 09/30/2021                                                                                                                     Add Item 4 as follows:                                                                                                                     ASPR-20-00467 AVA Purchase 2018 Modification         4        request to add funding to purchase AVA SNS funds     [**]       EA     [**]      [**]                  Emergent Contract 200-2017-92634 CLIN 0004                  Deliver to Contractor's Facility on [**] Obligated                  Amount: $[**]                   FOB: Origin                   Appr.Yr.: 2019 CAN: 199SN20, Object Class                  Code:26088                   [**] upon date of delivery: [**] at a unit price of $[**].                   Delivery Address: Contractor's Facility                   Delivery is estimated to occur by NLT [**]                   Period of Performance: October 1, 2019- September                  30, 2020                   Vendor agrees to maintain this product up to [**] after                  delivery and acceptance at no charge to the                  Government.                   Title to product and risk of loss transfers to USG at                  point of delivery, Contractor's facility                   Obligation Amount: $[**]                   Requisition No.: OS251972                                                            NSN 7540-01-152-8067                                                                      OPTIONAL FORM 336 (4-86)                                                                                            Sponsored by GSA                                                                                            FAR (48 CFR) 53.110

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