Document:

EX-4.6

 Exhibit 4.6 

THIRD SUPPLEMENTAL INDENTURE 

THIRD SUPPLEMENTAL INDENTURE (the “Supplemental Indenture”), dated as of January 27, 2020 by and among Ovintiv Inc., a
Delaware corporation, as issuer (the “Corporation”), Newfield Exploration Company, a Delaware corporation, as guarantor (the “Existing Guarantor” or “Newfield”), Ovintiv Canada ULC, an unlimited
liability corporation existing under the laws of British Columbia, Canada, as guarantor (the “New Guarantor” and together with the Existing Guarantor, the “Guarantors”), and The Bank of New York Mellon, as trustee
under the Indenture referred to below (the “Trustee”). 
 WHEREAS, the Corporation (which became the successor issuer under
the Indenture (as defined below) pursuant to a second supplemental indenture, dated as of January 24, 2020, among the Corporation, Encana Corporation, the Existing Guarantor and the Trustee) and the Trustee are parties to that certain
indenture, dated as of November 14, 2011 (as amended and supplemented, the “Indenture”), under which the Corporation may issue from time to time unsecured debentures, notes or other evidences of indebtedness in an unlimited
aggregate principal amount issuable in one or more series as provided therein and pursuant to which the Corporation’s 3.90% Notes due 2021 and 5.15% Notes due 2041 (collectively, the “Securities”), which together constitute all
of the issued and outstanding series of securities issued pursuant to the Indenture as of the date hereof, were issued; 
 WHEREAS,
Section 901(10) of the Indenture provides that without the consent of any Holders, the Corporation, when authorized by or pursuant to a Board Resolution, and the Trustee, may enter into one or more indentures supplemental thereto, for the
purpose of making any provisions with respect to matters arising under the Indenture; provided such action shall not adversely affect the interests of the Holders of Securities of any series in any material respect; 

WHEREAS, the Existing Guarantor has heretofore executed and delivered to the Trustee a first supplemental indenture, dated March 1, 2019,
to the Indenture pursuant to which the Existing Guarantor agreed to fully and unconditionally guarantee (the “Existing Guarantee”) the due and punctual payment of the principal of, premium, if any, and interest on the
Securities; 
 WHEREAS, the New Guarantor, a wholly-owned subsidiary of the Corporation, desires to fully and unconditionally
guarantee, jointly and severally with the Existing Guarantor, the due and punctual payment of the principal of, premium, if any, and interest on the Securities (the “Guarantee” and together with the Existing Guarantee, the
“Guarantees”) of the Corporation; 
 WHEREAS, Newfield has outstanding the following series of debt securities: (i) 53/4% senior notes due 2022 (the “2022 Newfield Notes”); (ii) 55/8% senior notes due 2024 (the “2024 Newfield
Notes”); and (iii) 53/8% senior notes due 2026 (the “2026 Newfield Notes” and together with the 2022 Newfield Notes and the 2024 Newfield Notes, the “Newfield
Notes”), pursuant to an indenture (the “Newfield Indenture”), dated as of February 28, 2001, among Newfield and U.S. Bank National Association (as successor trustee to Wachovia Bank, National Association (formerly
First Union National Bank)), a national banking association, as trustee; 
 WHEREAS, the New Guarantor has fully and unconditionally
guaranteed the due and punctual payment of the principal of, premium, if any, and interest on the Newfield Notes, pursuant to a fifth supplemental indenture, dated as of March 1, 2019, to the Newfield Indenture; and 

WHEREAS, the entry into of this Supplemental Indenture by the parties hereto is in all respects authorized by the provisions of the Indenture,
and all things necessary to make this Supplemental Indenture a valid agreement of the Corporation, the Guarantors and the Trustee in accordance with its terms have been done. 

 NOW, THEREFORE, for and in consideration of the premises contained herein, it is mutually
covenanted and agreed for the benefit of all Holders of the Securities as follows: 
 1.    Definitions. All
capitalized terms used and not otherwise defined herein have the respective meanings ascribed to such terms in the Indenture. 

2.    Guarantee. 
  

	 	2.1.	 Agreement to Guarantee. 

The New Guarantor hereby fully and unconditionally guarantees, jointly and severally with the Existing Guarantor, to each Holder of Securities,
the due and punctual payment of the principal of, premium, if any, and interest on the Securities, and the due and punctual payment of any Additional Amounts that may be payable with respect to such Securities, when and as the same shall become due
and payable, whether on the Stated Maturity, by declaration of acceleration, call for redemption or otherwise, according to the terms hereof and of the Indenture. In case of the failure of the Corporation punctually to make any such payment of
principal, premium, if any, or interest, or any Additional Amounts that may be payable with respect to the Securities, the New Guarantor hereby agrees to cause any such payment to be made punctually when and as the same shall become due and payable,
whether on the Stated Maturity or by declaration of acceleration, call for redemption or otherwise, and as if such payment were made by the Corporation. 

The New Guarantor hereby agrees that its obligations hereunder shall be as if it were principal debtor and not merely surety, and shall be
unconditional, irrespective of, and shall be unaffected by, any invalidity, irregularity or unenforceability of the Securities, the Indenture or this Supplemental Indenture, any failure to enforce the provisions of the Securities, the Indenture or
this Supplemental Indenture, or any waiver, modification or indulgence granted to the Corporation with respect thereto or hereto, by the Holder of the Securities or the Trustee or any other circumstance which may otherwise constitute a legal or
equitable discharge of a surety or guarantor; provided, however, that, notwithstanding the foregoing, no such waiver, modification or indulgence shall, without the consent of the New Guarantor, increase the principal amount of the Securities, or
increase the interest rate thereon, or increase any premium payable upon redemption thereof, or alter the Stated Maturity thereof. The New Guarantor hereby waives diligence, presentment, demand of payment, filing of claims with a court in the event
of merger or bankruptcy of the Corporation, any right to require a proceeding first against the Corporation, protest or notice with respect to the Securities or the indebtedness evidenced thereby, or with respect to any Additional Amounts that may
be payable with respect to the Securities and all demands whatsoever, and covenants that its obligations under this Section 2.1 will not be discharged except by statute of limitation or payment in full of the principal of, premium, if any, and
interest on and any Additional Amounts that may be payable with respect to the Securities. 
 The New Guarantor shall be subrogated to all
rights of each Holder of the Securities, the Trustee and any Paying Agent against the Corporation in respect of any amounts paid to such Holder by the New Guarantor pursuant to the provisions of this Section 2.1; provided, however, that until
the principal of, premium, if any, and interest on all Securities issued under the Indenture and Additional Amounts with respect to such Securities shall have been paid in full, such rights shall be exercised and enforced by the New Guarantor only
in such manner and on such terms as the Trustee may require or approve. 

  
 2 

 Any term or provision of the Indenture and this Supplemental Indenture to the contrary
notwithstanding, the maximum aggregate amount of the Securities guaranteed hereunder by the New Guarantor shall not exceed the maximum amount that can be hereby guaranteed by the New Guarantor without rendering the Guarantee, as it relates to the
New Guarantor, voidable under applicable law relating to fraudulent conveyance, fraudulent transfer, corporate benefit, financial assistance or similar laws affecting the rights of creditors generally. 

By executing this Supplemental Indenture, the New Guarantor acknowledges and agrees that the obligations to compensate, reimburse, and
indemnify the Trustee under the Indenture shall apply to the New Guarantor and that the Guarantors and the Corporation, jointly and severally, are obligated to compensate, reimburse, and indemnify the Trustee in accordance with the terms of the
Indenture. 
  

	 	2.2.	 Execution and Delivery. 

To evidence its Guarantee set forth in Section 2.1 hereof, the New Guarantor hereby agrees that this Supplemental Indenture shall be
executed on behalf of the New Guarantor by one or more authorized officers or persons holding an equivalent title. 
 The New Guarantor
hereby agrees that its Guarantee set forth in Section 2.1 hereof shall remain in full force and effect notwithstanding the absence of the endorsement of any notation of such Guarantee on the Securities. 

 

	 	2.3.	 Release of Guarantee. 

The Guarantee shall be automatically and unconditionally released and discharged, and the New Guarantor shall be automatically and
unconditionally released and discharged from all of its obligations under the Guarantee and its obligations under the Indenture, without any action by the Corporation, the New Guarantor or the Trustee, upon the occurrence of any of the following:

  

	 	(1)	 such time as the New Guarantor’s guarantees of the Newfield Notes are released and discharged, whether
because such Newfield Notes have matured or have been redeemed or repurchased and cancelled, or otherwise; 

  

	 	(2)	 satisfaction and discharge of the Indenture in accordance with Article 4 of the Indenture; or

  

	 	(3)	 defeasance of the Securities in accordance with Article 14 of the Indenture. 

Upon any such occurrence specified in this Section 2.3, if requested by the Corporation, the Trustee shall, at the Corporation’s
expense, execute any documents reasonably requested by the Corporation in order to evidence such release and discharge. 

3.    Effect. This Supplemental Indenture shall become effective upon its execution and delivery by the parties
hereto. 
 4.    Responsibility of Trustee. The Trustee shall not be responsible for the validity as to the
Corporation, the New Guarantor or the Existing Guarantor or sufficiency of this Supplemental Indenture or as to the due execution hereof by the Corporation, the New Guarantor or the Existing Guarantor or as to recitals of fact contained herein, all
of which are made solely by the Corporation, the New Guarantor and the Existing Guarantor. 

  
 3 

 5.    GOVERNING LAW. THIS SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY
AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK. 
 6.    Counterparts. This Supplemental
Indenture may be executed in one or more counterparts, each of which shall be an original, but all of which together shall constitute one and the same document. 

7.    Effect on Indenture. This Supplemental Indenture shall form a part of the Indenture for all purposes
and every holder of Securities heretofore or hereafter authenticated and delivered shall be bound hereby. Except as expressly set forth herein, the Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions
thereof shall remain in full force and effect. 
 8.    Acknowledgment of Existing Guarantor. The Existing
Guarantor hereby acknowledges the First Supplemental Indenture, and the Existing Guarantee provided thereunder, and acknowledges that the Guarantees are joint and several obligations of the Guarantors. 

9.    Effect of Headings. The Section headings herein are for convenience only and shall not affect the
construction hereof. 
 10.    Severability. In case any provision in this Supplemental Indenture (including the
Guarantee provided herein) or in the Indenture as supplemented hereby shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby. 

11.    Trust Indenture Act. If and to the extent that any provision of this Supplemental Indenture limits,
qualifies or conflicts with another provision of this Supplemental Indenture or the Indenture that is required to be included by the Trust Indenture Act, the provision required by the Trust Indenture Act shall control. 

[Remainder of page intentionally left blank.] 

  
 4 

 IN WITNESS WHEREOF, the parties have executed this Supplemental Indenture as of the date
first above written. 
  

			
	OVINTIV INC., as Issuer
		
	By:	 	 /s/ Corey D. Code

	Name:	 	Corey D. Code
	Title:	 	Executive Vice-President & Chief Financial Officer
		
	By:	 	 /s/ Joanne L. Alexander

	Name:	 	Joanne L. Alexander
	Title:	 	Executive Vice-President, General Counsel & Corporate Secretary

  
 [Signature Page
to Third Supplemental Indenture to 2011 Indenture (Guarantee)] 

 
			
	OVINTIV CANADA ULC, as Guarantor
		
	By:	 	 /s/ H. Jason Verhaest

	Name:	 	H. Jason Verhaest
	Title:	 	Treasurer
		
	By:	 	 /s/ Jeremy P. Frydman

	Name:	 	Jeremy P. Frydman
	Title:	 	Assistant Treasurer
	
	NEWFIELD EXPLORATION COMPANY, as Guarantor
		
	By:	 	 /s/ David G. Hill

	Name:	 	David G. Hill
	Title:	 	Vice-President

  
 [Signature Page
to Third Supplemental Indenture to 2011 Indenture (Guarantee)] 

 
			
	THE BANK OF NEW YORK MELLON, as Trustee
		
	By:	 	 /s/ Wanda Camacho

	 Name:
 Title:
	 	 Wanda Camacho
 Vice President

  
 [Signature Page
to Third Supplemental Indenture to 2011 Indenture (Guarantee)]EX-4.1

 Exhibit 4.1 

THIS NOTE IS NOT A SAVINGS ACCOUNT, DEPOSIT OR OTHER OBLIGATION OF ANY BANK OR NONBANK SUBSIDIARY OF THE COMPANY AND IS NOT INSURED BY THE FEDERAL DEPOSIT
INSURANCE CORPORATION, THE DEPOSIT INSURANCE FUND OR ANY OTHER GOVERNMENTAL AGENCY. 
 IF THIS NOTE IS REGISTERED IN THE NAME OF CEDE & CO. AS
NOMINEE FOR THE DEPOSITORY TRUST COMPANY, THEN THE FOLLOWING LEGEND SHALL APPLY: 
 UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN
CERTIFICATED FORM, THIS NOTE MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITARY TO A NOMINEE OF THE DEPOSITARY OR BY A NOMINEE OF THE DEPOSITARY TO THE DEPOSITARY OR ANOTHER NOMINEE OF THE DEPOSITARY OR BY THE DEPOSITARY OR ANY SUCH NOMINEE
TO A SUCCESSOR DEPOSITARY OR A NOMINEE OF SUCH SUCCESSOR DEPOSITARY. UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY (55 WATER STREET, NEW YORK, NEW YORK) TO THE ISSUER OR ITS AGENT FOR
REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR SUCH OTHER NAME AS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY AND ANY PAYMENT IS MADE TO
CEDE & CO., ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL SINCE THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN. 

ANY PURCHASER, HOLDER OR SUBSEQUENT TRANSFEREE OF THIS NOTE OR ANY INTEREST HEREIN REPRESENTS BY ITS PURCHASE AND HOLDING OF THIS NOTE THAT IT EITHER
(1) IS NOT, AND IS NOT PURCHASING THIS NOTE ON BEHALF OF OR WITH THE ASSETS OF, A PENSION, PROFIT-SHARING OR OTHER EMPLOYEE BENEFIT PLAN SUBJECT TO THE U.S. EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974, AS AMENDED (“ERISA”), ANY
INDIVIDUAL RETIREMENT ACCOUNT (“IRA”), KEOGH PLAN OR ANY OTHER PLAN SUBJECT TO SECTION 4975 OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED (THE “CODE”), ANY ENTITY WHOSE UNDERLYING ASSETS ARE CONSIDERED TO INCLUDE
“PLAN ASSETS” WITHIN THE MEANING OF ERISA BY REASON OF THE INVESTMENTS BY SUCH PLANS OR ACCOUNTS THEREIN, OR ANY EMPLOYEE BENEFIT PLAN THAT IS A GOVERNMENTAL PLAN (AS DEFINED IN SECTION 3(32) OF ERISA), A CHURCH PLAN (AS DEFINED IN SECTION
3(33) OF ERISA) OR A NON-U.S. PLAN (AS DESCRIBED IN SECTION 4(B)(4) OF ERISA) THAT IS NOT SUBJECT TO THE REQUIREMENTS OF ERISA OR THE CODE BUT IS SUBJECT TO SIMILAR PROVISIONS UNDER APPLICABLE FEDERAL,
STATE, LOCAL, NON-U.S. OR OTHER LAWS (“SIMILAR LAWS”) OR (2) THE PURCHASE AND HOLDING OF THIS NOTE WILL NOT CONSTITUTE A NON-EXEMPT PROHIBITED TRANSACTION
UNDER SECTION 406 OF ERISA, SECTION 4975 OF THE CODE OR UNDER ANY APPLICABLE SIMILAR LAWS. 
 IF APPLICABLE, THE “TOTAL AMOUNT OF OID,”
“ORIGINAL YIELD TO MATURITY” AND “INITIAL SHORT ACCRUAL PERIOD OID” (COMPUTED UNDER THE EXACT METHOD) SET FORTH BELOW HAVE BEEN COMPLETED SOLELY FOR THE PURPOSES OF APPLYING THE FEDERAL INCOME TAX ORIGINAL ISSUE DISCOUNT RULES.

  

							
	CUSIP:                         	 		 		 	ISIN:                         
	REGISTERED	 		 		 	REGISTERED
	No. FXR-    	 		 		 	$                        

 THE BANK OF NEW YORK MELLON CORPORATION 

SENIOR MEDIUM-TERM NOTE SERIES J 

(Fixed Rate) 

					
	 ORIGINAL ISSUE DATE:

                          
      
	  	 INTEREST RATE:

                    %
	  	 STATED MATURITY DATE:

                          
      

			
	 REDEMPTION
 COMMENCEMENT

DATE:
                                    
	  	 INITIAL REDEMPTION
 PERCENTAGE:

N/A
	  	 ANNUAL REDEMPTION
 PERCENTAGE REDUCTION:

N/A

			
	 HOLDER’S OPTIONAL
 REPAYMENT DATE(S):

N/A
	  	 TOTAL AMOUNT OF OID:
 N/A
	  	 ORIGINAL YIELD TO
 MATURITY:

N/A

			
	 INITIAL SHORT ACCRUAL
 PERIOD OID:

N/A
	  	 ISSUE PRICE:

                    % OF PRINCIPAL

AMOUNT PLUS ACCRUED
 INTEREST FROM

                          
  
	  	 INTEREST PAYMENT
 DATES:
                     AND 

                     OF EACH YEAR,

COMMENCING
                        
 AND
ENDING ON THE
 MATURITY DATE

 CALCULATION AGENT: 

[    ]    IF BOX IS CHECKED, THIS NOTE IS AN AMORTIZING NOTE AND INFORMATION REGARDING AMORTIZING
PAYMENT DATES AND AMORTIZING PAYMENT AMOUNTS IS PROVIDED IN AN ADDENDUM. 
 [    ]    IF BOX IS
CHECKED, THIS NOTE IS A RENEWABLE NOTE OR AN EXTENDIBLE NOTE AND INFORMATION REGARDING RENEWAL DATE, NEW MATURITY DATE, FINAL MATURITY DATE OR EXTENSION PERIOD, AS APPLICABLE, AND ANY OTHER APPROPRIATE INFORMATION IS PROVIDED IN AN ADDENDUM. 

The Bank of New York Mellon Corporation, a Delaware corporation (the “Company”, which term includes any successor corporation under
the Indenture hereinafter referred to), for value received, hereby promises to pay to Cede & Co., or registered assigns, the principal sum of
                                     DOLLARS
($                    ) on the Stated Maturity Date specified above (except to the extent redeemed or repaid prior to the Stated Maturity
Date), and to pay interest thereon at a rate per annum equal to the Interest Rate specified above, until the principal hereof is paid or duly made available for payment. The Company will pay interest on the
           day of                          and
                     (each an “Interest Payment Date”) in each year commencing on the first Interest Payment Date next succeeding
the Original Issue Date specified above (which for avoidance of doubt shall be                     ,
          ), unless the Original Issue Date occurs between the Regular Record Date (as defined below) with respect to the first Interest Payment Date and the next succeeding Interest Payment
Date or on an Interest Payment Date, in which case commencing on the second Interest Payment Date succeeding the Original Issue Date, to the registered Holder of this Note on the Regular Record Date with respect to such Interest Payment Date, and on
the Stated Maturity Date (or any Redemption Date as defined below or any Holder’s Optional Repayment Date, in each case with respect to which such option has been exercised, each such Stated Maturity Date, Redemption Date and Holder’s
Optional Repayment Date being herein 

  
 -2- 

 
referred to as a “Maturity Date” with respect to the principal repayable on such date). Interest on this Note will accrue from the most recent Interest Payment Date to which interest
has been paid or duly provided for or, if no interest has been paid or duly provided for, from the Original Issue Date specified above until the principal hereof has been paid or duly made available for payment. If the Maturity Date or an Interest
Payment Date falls on a day which is not a Business Day as defined below, principal, premium, if any, or interest payable with respect to such Maturity Date or Interest Payment Date will be paid on the next succeeding Business Day. If any payment on
the Maturity Date or an Interest Payment Date is made on the next succeeding Business Day in accordance with the immediately preceding sentence, no interest on such payment shall accrue for the period from and after such Maturity Date or Interest
Payment Date, as the case may be. The interest so payable, and punctually paid or duly provided for, on any Interest Payment Date will, subject to certain exceptions, be paid to the Person in whose name this Note (or one or more predecessor Notes)
is registered at the close of business on the Regular Record Date for such interest, which shall be the fifteenth calendar day (whether or not a Business Day) next preceding such Interest Payment Date; provided, however, that interest
payable at the Maturity Date will be payable to the Person to whom the principal hereof shall be payable. Any such interest not so punctually paid or duly provided for will forthwith cease to be payable to the Holder on such Regular Record Date and
may either be paid to the Person in whose name this Note (or one or more predecessor Notes) is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Company, notice whereof shall
be given to the Holder of this Note and the Trustee not less than 10 days prior to such Special Record Date, or may be paid at any time in any other lawful manner, all as more fully provided in the Indenture. 

As used herein, “Business Day” means any day other than a Saturday, Sunday, legal holiday or other day on which banking institutions
in The City of New York are authorized or required by law, regulation or executive order to close. 
 Payment of the principal of, premium,
if any, on and interest due on this Note will be made in immediately available funds at the office or agency of the Company maintained for that purpose in the Borough of Manhattan, The City of New York in such coin or currency of the United States
of America as at the time of payment is legal tender for payment of public and private debts; provided, however, that payment of interest on any Interest Payment Date other than the Maturity Date may be made at the option of the
Company (i) by check mailed to the address of the Person entitled thereto as such address shall appear in the Security Register and (ii) by wire transfer in immediately available funds at such place and to such account as may be designed
by the Person entitled thereto as specified in the Security Register in writing not less than 10 days prior to the date of the interest payment; and provided, further that payment may be made pursuant to the Applicable Procedures. A
Holder of not less than $10,000,000 aggregate principal amount of the Notes having the same Interest Payment Dates may by written notice to the Paying and Authenticating Agent and Security Registrar (referred to below) at its principal corporate
trust office in The City of New York (or at such other address as the Company shall give notice in writing), on or before the Regular Record Date preceding an Interest Payment Date, arrange to have the interest payable on all Notes held by such
Holder on such Interest Payment Date, and all subsequent Interest Payment Dates until written notice to the contrary is given to the Paying and Authenticating Agent and Security Registrar, made by wire transfer of immediately available funds to a
designated account maintained at a bank in The City of New York (or other bank consented to by the Company) as the Holder of such Notes shall have designated; provided that such bank has appropriate facilities therefor. 

  
 -3- 

 This Note is one of a duly authorized series of securities of the Company (hereinafter
called the “Securities”) issued and to be issued in one or more series under an Indenture dated as of February 9, 2016, as supplemented by the first supplemental indenture dated as of January 30, 2017 (herein called the
“Indenture”), between the Company and Deutsche Bank Trust Company Americas, as Trustee (herein called the “Trustee”, which term includes any successor trustee under the Indenture), to which Indenture and all indentures
supplemental thereto reference is hereby made for a statement of the respective rights, duties and immunities thereunder of the Company, the Trustee and the Holders of the Senior Medium-Term Notes Series J (the “Notes”) and of the terms
upon which the Notes are, and are to be, authenticated and delivered. The Bank of New York Mellon, acting through its principal corporate trust office is the initial Paying Agent for the payment of interest and principal of the Notes; The Bank of
New York Mellon acting through its principal corporate trust office is the Authenticating Agent for the Notes; and The Bank of New York Mellon acting through its principal corporate trust office is the Security Register for the Notes (the
“Paying and Authenticating Agent and Security Registrar”). The Notes may bear different Original Issue Dates, mature at different times, bear interest at different rates and vary in such other ways as are provided in the Indenture. 

This Note is not subject to any sinking fund. 

The Indenture contains provisions for defeasance at any time of (a) the entire indebtedness evidenced by this Note and/or
(b) certain restrictive covenants, Events of Default and Covenant Breaches with respect to this Note, in each case upon compliance by the Company with certain conditions set forth in the Indenture. At the election of the Company, these
provisions shall apply to this Note. 
 This Note may be subject to repayment at the option of the Holder on any Holder’s Optional
Repayment Date(s), if any, indicated above. If no Holder’s Optional Repayment Dates are set forth above, this Note may not be so repaid at the option of the Holder hereof prior to the Stated Maturity Date. On any Holder’s Optional
Repayment Date this Note shall be repayable in whole or in part in increments of $1,000 (provided that any remaining principal hereof shall be at least $1,000) at the option of the Holder hereof at a repayment price equal to 100% of the principal
amount to be repaid, together with interest thereon payable to the date of repayment. For this Note to be repaid in whole or in part at the option of the Holder hereof, this Note must be received, with the form entitled “Option to Elect
Repayment” below duly completed, by the Paying and Authenticating Agent and Security Registrar at the principal corporate trust office of The Bank of New York Mellon in The City of New York, or such other address which the Company shall from
time to time notify the Holder of this Note, not less than 10 nor more than 60 days prior to the Holders Optional Repayment Date. Exercise of such repayment option by the Holder hereof shall be irrevocable. 

This Note may be redeemed at the option of the Company on any date on and after the Redemption Commencement Date, if any, specified above (the
“Redemption Date”). If no Redemption Commencement Date is set forth above, this Note may not be redeemed at the option of the Company prior to the Stated Maturity Date. On and after the Redemption Commencement Date, if any, this Note may
be redeemed at any time in whole or from time to time in part in increments of $1,000 (provided that any remaining principal hereof shall be at least $1,000) at the option of the Company at the applicable Redemption Price (as defined below) together
with interest thereon payable to the Redemption Date, on notice given to the Holder not less than 5 nor more than 30 days prior to the Redemption Date. In the event of redemption of this Note in part only, a new Note for the unredeemed portion
hereof shall be issued in the name of the Holder hereof upon the surrender hereof. 

  
 -4- 

 Notices to the Holder of this Note with respect to redemption as provided above will be
delivered to the Holder’s address listed in the Security Register maintained by the Security Registrar not less than 5 nor more than 30 days prior to the Redemption Date. Notwithstanding anything in the Indenture or this Note to the contrary,
such notice shall be sufficiently given if given to the Depositary for such Security (or its designee), pursuant to its Applicable Procedures, not later than the latest date (if any), and not earlier than the earliest date (if any), prescribed for
the giving of such notice. 
 If this Note is redeemable at the option of the Company, the “Redemption Price” shall initially be
the Initial Redemption Percentage specified above of the principal amount of this Note to be redeemed and shall decline at each anniversary of the Redemption Commencement Date by the Annual Redemption Percentage Reduction, if any, specified above,
of the principal amount to be redeemed until the Redemption Price is 100% of such principal amount. 
 The “Amortized Face Amount”
of an Original Issue Discount Note shall be the amount equal to (i) the Issue Price set forth above plus (ii) that portion of the difference between the Issue Price and the principal amount of such Note that has accrued at the Original
Yield to Maturity (computed in accordance with generally accepted United States bond yield computation principles) by the date of redemption or repayment, as calculated by an agent appointed by the Company, but in no event shall the Amortized Face
Amount of an Original Issue Discount Note exceed its principal amount. 
 Interest payments on this Note will include interest accrued to
but excluding the Interest Payment Date or the Maturity Date, as the case may be. Interest payments for this Note will be computed and paid on the basis of a 360-day year of twelve 30-day months. 
 If an Event of Default with respect to the Notes shall occur and be continuing, the
principal of the Notes may become due and payable in the manner and with the effect provided in the Indenture. 
 Payment of principal on
this Note may be accelerated only in the case of default for 30 days in any payment of principal of (or premium, if any, on) or interest on the Securities of this series and certain events involving the bankruptcy, insolvency or reorganization of
the Company. There is no right of acceleration in the case of a default in the performance of any other covenant of the Company. In case an Event of Default or Covenant Breach with respect to the Securities of this series shall occur and be
continuing, the Trustee may in its discretion proceed to protect and enforce its rights and the rights of the Holders of the Securities of this series through appropriate judicial proceedings. The Indenture defines a Covenant Breach to include
default in the deposit of any sinking fund payment, when and as due by the terms of a Security of this series or default in the performance, or breach, of any covenant or warranty of the Company in the Indenture or any Security of this series (other
than a covenant or warranty a default in whose performance or whose breach is specifically dealt with in Section 501 of the Indenture or which has expressly been included in the Indenture solely for the benefit of securities other than
Securities of this series), and continuance of such default or breach for a period of 90 days after there has been given, by registered or certified mail, to the Company by the Trustee or to the Company and the Trustee by the Holders of at least 25%
in principal amount of the Outstanding Securities of this series a written notice specifying such default or breach and requiring it to be remedied and stating that such notice is a “Notice of Covenant Breach” under the Indenture. For the
purpose of this paragraph, the term “series” refers to such Securities with identical terms, except as to issue date, principal amount and, if applicable, the date from which interest begins to accrue. 

The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the modification of the rights and obligations
of the Company and the rights of the Holders of the securities of each series to be affected under the Indenture at any time by the Company and the Trustee with the consent 

  
 -5- 

 
of the Holders of not less than a majority in principal amount of the securities at the time Outstanding of each series to be affected. The Indenture also contains provisions permitting the
Holders of specified percentages in principal amount of the securities of each series at the time Outstanding to be affected under the Indenture, on behalf of the Holders of all securities of such series, to waive compliance by the Company with
certain provisions of the Indenture and certain past defaults under the Indenture and their consequences. Any such consent or waiver by the Holder of this Note shall be conclusive and binding upon such Holder and upon all future Holders of this Note
and of any Note issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof, whether or not notation of such consent or waiver is made upon this Note. For the purpose of this paragraph, the term “default” means
any event which is, or after notice or lapse of time or both would become, an Event of Default or Covenant Breach in respect of such Securities, and, for purposes of any waivers of past defaults, the term “series” refers to such Securities
with identical terms, except as to issue date, principal amount and, if applicable, the date from which interest begins to accrue. 
 As
provided in and subject to the provisions of the Indenture, the Holder of this Note shall not have the right to institute any proceeding with respect to the Indenture or this Note or for the appointment of a receiver or trustee or for any other
remedy thereunder, unless such Holder shall have previously given the Trustee written notice of a continuing Event of Default or Covenant Breach with respect to the Securities of this series, the Holders of not less than 25% in principal amount of
the Securities of this series at the time Outstanding shall have made written request to the Trustee to institute proceedings in respect of such Event of Default or Covenant Breach, as applicable, as Trustee and offered the Trustee reasonable
indemnity, and the Trustee shall not have received from the Holders of a majority in principal amount of Securities of this series at the time Outstanding a direction inconsistent with such request, and shall have failed to institute any such
proceeding, for 60 days after receipt of such notice, request and offer of indemnity. The foregoing shall not apply to any suit instituted by the Holder of this Note for the enforcement of any payment of principal hereof (and premium, if any,
hereon) or interest hereon on or after the respective due dates expressed herein. For purposes of this paragraph, the term “series” refers to such Securities with identical terms, except as to issue date, principal amount and, if
applicable, the date from which interest begins to accrue. 
 If so provided pursuant to the terms of any specific Securities, the
above-referenced provisions of the Indenture regarding the ability of Holders to waive certain defaults, or to request the Trustee to institute proceedings (or to give the Trustee other directions) in respect thereof, may be applied differently with
regard to such Securities. 
 No reference herein to the Indenture and no provision of this Note or of the Indenture shall alter or impair
the obligation of the Company, which is absolute and unconditional, to pay the principal of (and premium, if any, on) and interest on this Note, at the times, place, and rate, and in the coin or currency, herein prescribed. 

As provided in the Indenture, and subject to certain limitations therein set forth, the transfer of this Note may be registered on the
Security Register of the Company upon surrender of this Note for registration of transfer at the office or agency of the Company in any place where the principal of and premium, if any, on and interest on this Note are payable, duly endorsed by, or
accompanied by a written instrument of transfer in form satisfactory to the Company and the Security Registrar, duly executed by the Holder hereof or by such Holder’s attorney duly authorized in writing and thereupon one or more new Notes and
of like tenor, of authorized denominations and for the same aggregate principal amount, will be issued to the designated transferee or transferees. 

  
 -6- 

 The Notes are issuable only in registered form without coupons in denominations of $1,000 or
any amount in excess thereof which is an integral multiple of $1,000 and, unless otherwise specified on the face hereof, shall be denominated in U.S. dollars. As provided in the Indenture, and subject to certain limitations therein set forth, the
Notes are exchangeable for a like aggregate principal amount of Notes and of like tenor of a different authorized denomination, as requested by the Holder surrendering the same. 

No service charge will be made for any such registration of transfer or exchange, but the Company may require payment of a sum sufficient to
cover any tax or other governmental charge payable in connection therewith. 
 Prior to due presentment of this Note for registration of
transfer, the Company, the Trustee and any agent of the Company or the Trustee may treat the Person in whose name this Note is registered as the owner hereof for all purposes, whether or not this Note be overdue, and neither the Company, the Trustee
nor any such agent shall be affected by notice to the contrary. 
 No recourse shall be had for the payment of the principal of (and
premium, if any) or the interest on this Note, or for any claim based hereon, or otherwise in respect hereof, or based on or in respect of the Indenture or any indenture supplemental thereto, against any incorporator, shareholder, officer or
director, as such, past, present or future, of the Company or any successor corporation, whether by virtue of any constitution, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise, all such liability being, by the
acceptance hereof and as part of the consideration for the issue hereof, expressly waived and released. 
 The Indenture and the Notes shall
be governed by and construed in accordance with the laws of the State of New York applicable to agreements made and to be performed in such State. 

Under the Indenture, the Company, the Trustee and the Holder of the Note waive, to the fullest extent permitted by law, any right to a trial
by jury in any proceeding relating to the Notes. 
 All terms used in this Note which are defined in the Indenture shall have the meanings
assigned to them in the Indenture. 
 Except to the extent specified in this Note pursuant to Section 301 of the Indenture, in the
event of any inconsistency between the Indenture and this Note, the provisions of the Indenture shall govern. 
 Unless the Certificate of
Authentication hereon has been executed by the Authenticating Agent under the Indenture by the manual signature of one of its authorized officers, this Note shall not be entitled to any benefit under the Indenture or be valid or obligatory for any
purpose. 

  
 -7- 

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed, manually or
in facsimile, and its corporate seal to be imprinted hereon. 
  

			
	Dated:
	
	THE BANK OF NEW YORK MELLON CORPORATION
		
	By:	 	              

 [SEAL]     
  

	
	Attest:
	
	   

	
	CERTIFICATE OF AUTHENTICATION:
	
	 This is one of the Securities of the series

designated therein referred to in the within-
 mentioned
Indenture.

 Dated: 
  

			
	By:	  	The Bank of New York Mellon
		  	As Authenticating Agent
		
	By:	  	          

		  	Authorized Officer

 OPTION TO ELECT REPAYMENT 

The undersigned hereby irrevocably request(s) and instruct(s) the Company to repay this Note (or portion hereof specified below) pursuant to
its terms at a price equal to the principal amount hereof together with interest to the repayment date, to the undersigned, at 
  

					
		  	  
	 	
			
		  	  
	 	
		  	(Please print or typewrite name and address of the undersigned)	 	

 For this Note to be repaid, this Note must be received at the corporate trust office of The Bank of New York
Mellon, in The City of New York, or at such other place or places which the Company shall from time to time notify the Holder of this Note, not less than 10 nor more than 60 days prior to the Holder’s Optional Repayment Date, if any, specified
above, with this “Option to Elect Repayment” form duly completed. Exercise of such repayment option by the Holder hereof shall be irrevocable. In the event of repayment of this Note in part only, a new Note or Notes for the amount of the
unpaid portion hereof shall be issued in the name of the Holder hereof upon the cancellation hereof. 
 If less than the entire principal
amount of this Note is to be repaid, specify the portion hereof (which shall be in increments of $1,000) which the Holder elects to have repaid and specify the denomination or denominations (each of which shall be $1,000 or an integral multiple of
$1,000 in excess of $1,000) of the Notes to be issued to the Holder for the portion of this Note not being repaid (in the absence of any such specification, one such Note will be issued for the portion not being repaid). 

 

					
	$
                                        
	  	  
	  	
			
	Date
                                         
           	  		  	

 NOTICE: The signature on this Option to Elect Repayment must correspond with the name as written upon the face of this Note in
every particular, without alteration or enlargement or any change whatever. 

  
 -9- 

 ABBREVIATIONS 

The following abbreviations, when used in the inscription on this instrument, shall be construed as though they were written out in full
according to applicable laws or regulations. 
 TEN COM—as tenants in common 

UNIF GIFT MIN
ACT-                Custodian               
  

                       
(Minor) 
  

					
	Under Uniform Gifts to Minors Act	 	  
	  	
		 	(State)	  	

 TEN ENT—as tenants by the entireties 

JT TEN— as joint tenants with right of survivorship 

                 and not as tenants in common 

Additional abbreviations may also be used though not in the above list. 

  
 -10- 

   

FOR VALUE RECEIVED, the undersigned hereby sell(s), assign(s) and transfer(s) unto 

Please Insert Social Security or Other Identifying Number of Assignee: 
  

 
  

					
		  	  
	  	
			
		  	 PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS

INCLUDING ZIP CODE OF ASSIGNEE:
	  	
			
		  	  
	  	
			
		  	  
	  	
			
		  	  
	  	

 the within Note and all rights thereunder, and does hereby irrevocably constitute and appoint
                                         
                                         
                                         
              attorney to transfer said Note on the books of the Company, with full power of substitution in the premises. 

 

					
	Dated:
                                         
       	  	  
	  	

 NOTICE: The signature(s) to this assignment must correspond with the name as written upon the within instrument in every
particular, without alteration or enlargement, or any change whatever. 
 SIGNATURE GUARANTEED:
                                         
                                         
   
 NOTICE:    The signature(s) must be guaranteed by an eligible guarantor institution (e.g., banks, securities
brokers or dealers, credit unions, national securities exchanges and savings associations) which is a member of or participant in a signature guarantee program recognized by the Securities Registrar pursuant to Rule
17Ad-15 under the Securities Exchange Act of 1934. 

  
 -11-

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