Document:

Cougar Biotechnology, Inc. Transaction Incentive Bonus Plan

 Exhibit 10.6 
 COUGAR BIOTECHNOLOGY, INC. 
 TRANSACTION INCENTIVE BONUS PLAN 
 Cougar Biotechnology, Inc., a Delaware corporation (the “Company”), has adopted this Cougar Biotechnology, Inc. Transaction Incentive
Bonus Plan (the “Plan”), dated as of May 21, 2009, and effective upon the consummation of a Corporate Transaction (as defined herein), for the benefit of certain of its key employees, on the terms and conditions hereinafter
stated. The Plan, as set forth herein, is intended to encourage key employees to remain employed by the Company during the period in which the Company’s Board of Directors (the “Board”) explores the possibility of accomplishing
a Corporate Transaction (as defined below), and to provide such key employees with additional incentives to develop the most desirable alternatives for the Company and its shareholders, and to receive a special bonus for their efforts in
accomplishing a Corporate Transaction. 
 1. Defined Terms. For purposes of the Plan, the following terms shall have the meanings
indicated below: 
 1.1 “Award Pool” shall mean an amount equal to $2,000,000. 
 1.2 “Board” means the Board of Directors of the Company. 
 1.3 “Code” means the Internal Revenue Code of 1986, as amended from time to time. 
 1.4
“Committee” means the Compensation Committee of the Board or such other committee as may be appointed by the Board to administer the Plan. 
 1.5 “Company” means Cougar Biotechnology, Inc., a Delaware corporation. 
 1.6
“Corporate Transaction” means any of the following transactions to which the Company is a party: 
 (a) a transaction or
series of transactions whereby any “person” or related “group” of “persons” (as such terms are used in Sections 13(d) and 14(d)(2) of the Exchange Act) (other than the Company, any of its subsidiaries, an employee
benefit plan maintained by the Company or any of its subsidiaries or a “person” that, prior to such transaction, directly or indirectly controls, is controlled by, or is under common control with, the Company) directly or indirectly
acquires beneficial ownership (within the meaning of Rule 13d-3 under the Exchange Act) of securities of the Company possessing more than 50% of the total combined voting power of the Company’s voting securities outstanding immediately after
such acquisition; or 
 (b) The consummation by the Company (whether directly involving the Company or indirectly involving the Company
through one or more intermediaries) of (x) a merger, consolidation, reorganization, or business combination, (y) a sale or other disposition of all or substantially all of the Company’s assets in any single transaction or series of
related transactions, or (z) the acquisition of assets or stock of another entity, in each case other than a transaction: 

 (i) Which results in the Company’s voting securities outstanding immediately before the transaction
continuing to represent (either by remaining outstanding or by being converted into voting securities of the Company or the person that, as a result of the transaction, controls, directly or indirectly, the Company or owns, directly or indirectly,
all or substantially all of the Company’s assets or otherwise succeeds to the business of the Company) directly or indirectly, at least a majority of the combined voting power of such successor entity’s outstanding voting securities
immediately after the transaction, and 
 (ii) After which no person or group beneficially owns voting securities representing 50% or more
of the combined voting power of the successor entity; provided, that no person or group shall be treated for purposes of this paragraph (b)(ii) as beneficially owning 50% or more of combined voting power of the successor entity solely as a
result of the voting power held in the Company prior to the consummation of the transaction. 
 1.7 “Discretionary Bonus
Component” means the amount of bonus payable pursuant to Section 5.1(b) hereof. 
 1.8 “Exchange Act” means
the Securities Exchange Act of 1934, as amended from time to time. 
 1.9 “Fixed Bonus Component” means the amount of bonus
payable pursuant to Section 5.1(a) hereof. 
 1.10 “Fixed Amount” shall mean the amount listed opposite the name of
such Participant, as set forth on Schedule A hereto. 
 1.11 “Participant” means an employee of the Company who has
been selected by the Committee to be eligible to receive a Transaction Bonus pursuant to this Plan, as set forth on Schedule B hereto. 
 1.12 “Plan” means this Cougar Biotechnology, Inc. Transaction Incentive Bonus Plan. 
 1.13 “Transaction
Bonus” means a bonus payable to a Participant pursuant to the terms of this Plan. 
 1.14 “Transaction Date” means
the date on which a Corporate Transaction is consummated. 
 2. Effectiveness of the Plan. This Plan shall become effective upon the
consummation of a Corporate Transaction and shall be of no force or effect prior to a Corporate Transaction. The Plan shall remain in effect until the earlier of (i) such times a the Company has discharged all of its obligations under the Plan,
or (ii) the date on which the Plan expires or terminates pursuant to Section 7 hereof. 
  

 2 

 3. Administration. 
 3.1 Authority of the Administrator. Subject to Section 7 hereof, the Plan shall be interpreted, administered and operated by the Committee, which shall have complete authority, subject to the express
provisions of the Plan, to interpret the Plan, to prescribe, amend and rescind rules and regulations relating to the Plan, and to make all other determinations necessary or advisable for the administration of the Plan. The Committee may delegate any
of its duties hereunder to a subcommittee, or to such person or persons from time to time as it may designate. All decisions, interpretations and other actions of the Committee shall be final, conclusive and binding on all parties who have an
interest in the Plan. 
 3.2 Administrator Liability. No member of the Committee will be liable for any action or determination made
by the Committee with respect to the Plan or any Transaction Bonus paid under the Plan. All expenses and liabilities which members of the Committee incur in connection with the administration of this Plan shall be borne by the Company or its
successor. No members of the Committee shall be personally liable for any action, determination or interpretation made in good faith with respect to this Plan or any Transaction Bonuses paid hereunder, and all members of the Committee shall be fully
indemnified and held harmless by the Company or its successor in respect of any such action, determination or interpretation. 
 4.
Eligibility. The Participants shall be the individuals listed on Schedule B hereto. Each of the Participants shall receive a Transaction Bonus in the manner provided herein if the terms and conditions set forth below are satisfied.

 5. Terms and Conditions of the Transaction Bonus. 
 5.1 Amount of Transaction Bonus. In the event that a Corporate Transaction occurs, and (i) a Participant remains employed by the Company through the Transaction Date, and (ii) the Company’s Chief
Executive Officer, in his sole discretion, determines that such Participant has achieved minimum satisfactory performance in accomplishing such Corporate Transaction, such Participant shall be eligible to receive a Transaction Bonus equal to the sum
of: 
 (a) The Fixed Amount, if any, set forth opposite the Participant’s name on Schedule A hereto (the “Fixed Bonus
Component”); provided, that in no event shall the aggregate Fixed Bonus Component payable to all Participants exceed $1,650,000, and 
 (b) An amount, if any, determined by the Company’s Chief Executive Officer, in his sole discretion, prior to the Transaction Date based on the Participant’s performance in accomplishing the Corporate Transaction, not to exceed the
lesser of $100,000 or the Participant’s target bonus, as listed opposite the name of such Participant on Schedule B attached hereto (the “Discretionary Bonus Component”); provided, that in no event shall the aggregate
Discretionary Bonus Component payable to all Participants exceed $350,000, subject to adjustment for any forfeiture pursuant to Section 5.3; 
  

 3 

 further; provided, that in no event shall the aggregate amount of Transaction Bonuses payable to
all Participants under the Plan exceed the Award Pool. 
 5.2 Payment of
Transaction Bonus. Any Transaction Bonus that becomes payable to a Participant hereunder shall be paid in a single lump-sum as soon as practicable following the Transaction Date, but in no event later than the last day of the applicable two and
one-half (2  1/2) month “short-term deferral period” with respect to such Transaction Bonus, within the meaning of
Treasury Regulation Section 1.409A-1(b)(4) (the “Transaction Payment Date”). 
 5.3 Forfeiture and
Reallocation. In the event that a Participant either (i) ceases to be employed by the Company prior to the consummation of the Corporate Transaction, or (ii) fails to achieve minimum satisfactory performance in accomplishing such
Corporate Transaction as determined by the Company’s Chief Executive Officer, in his sole discretion, such Participant shall forfeit all of the Participant’s right, title and interest in and to any Transaction Bonus under the Plan, and the
Company shall have no obligation with respect thereto. The amount of any forfeiture of such Participant’s Fixed Bonus Component shall be reallocated to the remaining Participants by the Company’s Chief Executive Officer in the form of a
Discretionary Bonus Component pursuant to Section 5.1(b). 
 6. No Right to Continued Employment. Nothing in this Plan shall
confer on any Participant the right to continued employment with the Company, or affect in any way the right of the Company to terminate the Participant’s employment at any time or change the Participant’s responsibilities or, except as
expressly provided herein, affect in any way the rights of a Participant under any other plan or agreement with the Company, including, without limitation, any employment or severance agreement between the Company and the Participant. 
 7. Termination and Amendment. The Company shall not have the right to terminate the Plan unless such termination is required by law or the Company
has obtained the prior written consent of the Participants. Notwithstanding the foregoing, if a Corporate Transaction has not occurred by the first anniversary of the date on which this Plan is adopted, the Plan shall thereupon automatically
terminate. The Company shall have the right to amend this Plan at any time by resolution of the Board; provided, however, that no amendment to the Plan shall be made which adversely affects the rights of any Participant under the Plan without
such Participant’s written consent. 
 8. Successors; Binding Agreement. The Company shall require any successor (whether direct
or indirect, by purchase, merger, consolidation or otherwise) to all or substantially all of the business and/or assets of the Company to expressly assume this Plan and all obligations of the Company hereunder in the same manner and to the same
extent that the Company would be so obligated if no such succession had taken place. This Plan shall inure to the benefit of and shall be binding upon the Company, its successors and assigns, but without the prior written consent of the Participants
this Plan may not be assigned other than in connection with the merger or sale of substantially all of the business and/or assets of the Company or similar transaction in which the successor or assignee assumes (whether by operation of law or
express assumption) all obligations of the Company hereunder. 
  

 4 

 9. Withholding. The Company shall have the authority and the right to deduct and withhold an
amount sufficient to satisfy federal, state, local and foreign taxes required by law to be withheld with respect to any Transaction Bonus payable under this Plan. 
 10. Notices. All communications relating to matters arising under this Plan shall be in writing and shall be deemed to have been duly given when hand delivered, faxed, emailed or mailed by reputable overnight
carrier or United States certified mail, return receipt requested, addressed, if to a Participant, to the address on file with the Company and, if to the Company, to the address set forth below, or to such other address as either party may have
furnished to the other in writing in accordance herewith, except that notice of change of address shall be effective only upon actual receipt: 
 To the Company: 
 Cougar Biotechnology, Inc. 
 10990 Wilshire Blvd, Suite 1200 
 Los Angeles, CA 90024 
 Attention: Compensation Committee 
 11.
Miscellaneous. 
 11.1 Entire Plan. This Plan contains the entire understanding of the parties relating to the subject matter
hereof. 
 11.2 Code Section 280G. 
 (a) A Participant shall bear all expense of, and be solely responsible for, all federal, state, local or foreign taxes due with respect to any payment received hereunder, including, without limitation, any excise tax
imposed by Section 4999 of the Code; provided, however, that any Transaction Bonus, when taken together with any other payment or benefit received or to be received by the Participant in connection with a Corporate Transaction or the
termination of the Participant’s employment (whether payable pursuant to any other plan, arrangements or agreement with the Company or any affiliate) (all such payments and benefits, being hereinafter called “Total Payments”)
shall be reduced to the extent necessary so that no portion thereof shall be subject to the excise tax imposed by Section 4999 of the Code but only if, by reason of such reduction, the net after-tax benefit received by the Participant shall
exceed the net after-tax benefit received by the Participant if no such reduction was made. For purposes of this Section 11.2, “net after-tax benefit” shall mean (i) the total of all payments and the value of all benefits
which the Participant receives or is then entitled to receive from the Company that would constitute “parachute payments” within the meaning of Section 280G of the Code, less (ii) the amount of all federal, state and local income
taxes payable with respect to the foregoing calculated at the maximum marginal income tax rate for each year in which the foregoing shall 

  

 5 

 
be paid to the Participant (based on the rate in effect for such year as set forth in the Code as in effect at the time of the first payment of the
foregoing) and the amount of applicable employment taxes, less (iii) the amount of excise taxes imposed with respect to the payments and benefits described in (i) above by Section 4999 of the Code. 
 (b) The foregoing determination shall be made by tax counsel appointed by the Company (the “Tax Counsel”). The Tax Counsel shall submit
its determination and detailed supporting calculations to both the Participant and the Company within 15 days after receipt of a notice from either the Company or the Participant that the Participant may receive payments which may be “parachute
payments.” If the Tax Counsel determines that such reduction is required by this Section 11.2, the Transaction Bonus shall be reduced to the extent necessary so that no portion thereof shall be subject to the excise tax imposed by
Section 4999 of the Code, and the Company shall pay such reduced amount to the Participant. If the Tax Counsel determines that no reduction is necessary under this Section 11.2, it will, at the same time as it makes such determination,
furnish the Participant and the Company an opinion that the Participant shall not be liable for any excise tax under Section 4999 of the Code. The Participant and the Company shall each provide the Tax Counsel access to and copies of any books,
records, and documents in the possession of the Participant or the Company, as the case may be, reasonably requested by the Tax Counsel, and otherwise cooperate with the Tax Counsel in connection with the preparation and issuance of the
determinations and calculations contemplated by this Section 11.2. The fees and expenses of the Tax Counsel for its services in connection with the determinations and calculations contemplated by this Section 11.2 shall be borne by the
Company. 
 11.3 Benefits not Assignable. Except as otherwise provided herein or by law, no right or interest of any Participant under
the Plan shall be assignable or transferable, in whole or in part, either directly or by operation of law or otherwise, including without limitation by execution, levy, garnishment, attachment, pledge or in any manner; no attempted assignment or
transfer thereof shall be effective; and no right or interest of any Participant under the Plan shall be liable for, or subject to, any obligation or liability of such Participant. When a payment is due under this Plan to a Participant who is unable
to care for his or her affairs, payment may be made directly to his or her legal guardian or personal representative. 
 11.4 Applicable
Law. This Plan shall be construed and interpreted in accordance with the laws of the State of California without reference to the conflict of laws provisions thereof, to the extent not preempted by federal law, which shall otherwise control.

 11.5 Validity. The invalidity or unenforceability of any provision of this Plan shall not affect the validity or enforceability of
any other provision of this Plan, which shall remain in full force and effect. 
 11.6 Captions. The captions contained in this Plan
are for convenience only and shall have no bearing on the meaning, construction or interpretation of the Plan’s provisions. 
  

 6 

 11.7 Expenses. The expenses of administering the Plan shall be borne by the Company. 

11.8 Unfunded Plan. The Plan is intended to be an “unfunded” plan for the payment of any Transaction Bonuses. With respect to any
Transaction Bonus payments not yet made to a Participant, nothing contained in the Plan shall give the Participant any rights that are greater than those of a general unsecured creditor of the Company. 
 11.9 Section 409A of the Code. To the extent applicable, this Plan shall be interpreted and applied consistent and in accordance with
Section 409A of the Code and Department of Treasury regulations and other interpretive guidance issued thereunder. Notwithstanding any provision of this Plan to the contrary, to the extent that the Committee determines that any payments or
benefits under this Plan may not be either compliant with or exempt from Section 409A of the Code and related Department of Treasury guidance, the Committee may in its sole discretion adopt such amendments to this Plan or take such other
actions that the Committee determines are necessary or appropriate to (i) exempt the compensation and benefits payable under this Plan from Section 409A of the Code and/or preserve the intended tax treatment of such compensation and
benefits, or (ii) comply with the requirements of Section 409A of the Code and related Department of Treasury guidance; provided, however, that this Section 11.9 shall not create any obligation on the part of the
Committee to adopt any such amendment or take any other action. 
  

 7Third Amendment to Kilroy Realty 2006 Incentive Award Plan

 Exhibit 4.1 
 THIRD AMENDMENT TO 
 KILROY REALTY 
 2006 INCENTIVE AWARD PLAN 
 THIS THIRD AMENDMENT TO KILROY REALTY 2006 INCENTIVE
AWARD PLAN (this “Third Amendment”), dated as of May 27, 2009 (the “Amendment Effective Date”), is made and adopted by Kilroy Realty Corporation, a Maryland corporation (the “Company”). Capitalized
terms used but not otherwise defined herein shall have the respective meanings ascribed to them in the Plan (as defined below). 
 WHEREAS,
the Company maintains the Kilroy Realty 2006 Incentive Award Plan (the “Plan”); 
 WHEREAS, pursuant to Section 14.1 of
the Plan, the Plan may be amended by the Committee at any time and from time to time with the approval of the Board of Directors of the Company, provided, that approval by the stockholders of the Company is required for any amendment to the
Plan that increases the number of shares of Stock available under the Plan (other than certain adjustments under the Plan); and 
 WHEREAS,
the Company desires to amend the Plan as set forth herein. 
 NOW, THEREFORE, BE IT RESOLVED, that, subject to approval by the stockholders
of the Company, the Plan be and hereby is amended as follows: 
 1. Article 2 of the Plan is hereby amended to incorporate a
new section following Section 2.20, renumbering each subsequent section accordingly, to read in its entirety as follows: 
 “2.21 “Full Value Award” means any Award other than (i) an Option, (ii) a Stock Appreciation Right or (iii) any other Award for which the Participant pays the intrinsic value existing as of the date of grant
(whether directly or by forgoing a right to receive a payment from the Company), including any Restricted Stock Award, Performance Share Award, Performance Stock Unit Award, Dividend Equivalents Award, Stock Payment Award, Deferred Stock Award,
Restricted Stock Unit Award, Profits Interest Unit Award, Other Incentive Award, Performance Bonus Award, or Performance-Based Award, in each case, to the extent settled in Stock.” 
 2. Section 2.25 of the Plan is hereby deleted and replaced in its entirety with the following: 
 “2.25 “Option” means a right granted to a Participant pursuant to Article 5 hereof to purchase a specified number of shares
of Stock at a specified price during specified time periods. An Option may be either an Incentive Stock Option or a Non-Qualified Stock Option and may also be a Five-Year Option, a Ten-Year Option or a Premium Option.” 
 3. Section 3.1(a) of the Plan is hereby deleted and replaced in its entirety with the following: 
 “(a) Subject to adjustment as provided in Section 3.1(b) and Section 11 hereof, a total of 3,130,000 shares of Stock shall be authorized
for grants of Awards under the Plan, subject to the limitations contained in this Section 3.1(a) (the “Share Limit”). Shares of Stock subject to Awards granted on or after the Amendment Effective Date, shall be counted as
follows: 
 (i) Awards of Options, Stock Appreciation Rights or other Awards that do not constitute Full Value Awards or Premium Options (as
defined below) and that expire more than five (5) years from the applicable date of grant (“10-Year Options”) shall be counted against the Share Limit as 1.43 shares of Stock for every one (1) share of Stock subject to
such 10-Year Option; 
 (ii) Awards of Options, Stock Appreciation Rights or other Awards that do not constitute Full Value Awards or Premium
Options and that expire five (5) years or less from the applicable date 

  

 1 

 
of grant (“5-Year Options”) shall be counted against the Share Limit as 1.23 shares of Stock for every one (1) share of Stock subject
to such 5-Year Option; 
 (iii) Awards of Options, Stock Appreciation Rights or other Awards that do not constitute Full Value Awards and
that have an exercise price or strike price (as applicable) equal to no less than 130% of Fair Market Value on the applicable date of grant and that expire more than five (5) years from the applicable date of grant (“10-Year Premium
Options”) shall be counted against the Share Limit as 1.25 shares of Stock for every one (1) share of Stock subject to such 10-Year Premium Option; 
 (iv) Awards of Options, Stock Appreciation Rights or other Awards that do not constitute Full Value Awards and that have an exercise price or strike price (as applicable) equal to no less than 130% of Fair Market
Value on the applicable date of grant and that expire five (5) years or less from the applicable date of grant (“5-Year Premium Options” and, together with 10-Year Premium Options, “Premium Options”) shall be
counted against the Share Limit as one (1) share of Stock for every one (1) share of Stock subject to such 5-Year Premium Option; and 
 (v) Full Value Awards shall be counted against the Share Limit as 3.35 shares of Stock for every one (1) share of Stock subject to such Full-Value Award.” 
 4. Section 3.1(b) of the Plan is hereby deleted and replaced in its entirety with the following: 
 “(b) To the extent that an Award terminates, expires or lapses for any reason, any shares of Stock subject to the Award shall again be available for
the grant of an Award pursuant to the Plan. Notwithstanding the foregoing, any shares of Stock tendered or withheld to satisfy the grant or exercise price or tax withholding obligation with respect to any Award shall be counted as issued and
transferred to the Participant under the Plan and shall not again become available for the grant of an Award pursuant to the Plan. To the extent permitted by applicable law or any exchange rule, shares of Stock issued in assumption of, or in
substitution for, any outstanding awards of any entity acquired in any form of combination by the Company or any Subsidiary shall not be counted against shares of Stock available for grant pursuant to this Plan. Each Profits Interest Unit issued
pursuant to an Award shall count as 3.35 shares of Stock against the Share Limit (in accordance with Section 3.1(a)) and shall be counted as one (1) share of Stock for purposes of applying the individual Award limitation set forth in
Section 3.3. For purposes of determining the number of shares of Stock available for grants of Awards in accordance with the Share Limit under Section 3.1(a), the number of shares of Stock taken into account with respect to Stock
Appreciation Rights exercisable for shares of Stock shall be the number of shares underlying the Stock Appreciation Rights upon grant (i.e., not the final number of shares of Stock delivered upon exercise of the Stock Appreciation Right). The
payment of Dividend Equivalents in cash in conjunction with any outstanding Awards shall not be counted against the shares available for issuance or transfer under the Plan. Notwithstanding the provisions of this Section 3.1(b), no shares of
Stock may again be optioned, granted or awarded if such action would cause an Incentive Stock Option to fail to qualify as an incentive stock option under Section 422 of the Code. 
 5. Section 3.1 of the Plan is hereby amended to incorporate a new subsection (c) to read in its entirety as follows: 

“(c) Any shares of Stock that were previously subject to an Award and that again become available for grant pursuant to Section 3.1(b) hereof
shall be added back to the Share Limit as the same number of shares of Stock by which such Awards reduced the number of shares of Stock available under the Share Limit at the time of grant, provided, however, that shares subject to Awards
granted prior to the Amendment Effective Date that again become available for grant pursuant to Section 3.1(b) hereof shall be added back to the Share Limit as 3.35 shares of Stock and, provided, further, that notwithstanding the
foregoing, in no event shall Awards covering more than 3,130,000 shares of Stock be granted under the Plan. The Committee shall determine the appropriate methodology for calculating the number of shares of Stock issued pursuant to the Plan.”

  

 2 

 6. Section 3.3 of the Plan is hereby deleted and replaced in its entirety with the
following: 
 “Notwithstanding any provision in the Plan to the contrary, and subject to Article 11 hereof, the maximum number of shares
of Stock with respect to one or more Awards that may be granted to any one Participant during any calendar year shall be 1,500,000 shares. With respect to one or more Awards to any one Participant which are not denominated in Stock or otherwise for
which the foregoing limitation would not be an effective limitation, the maximum amount that may be paid in cash during any calendar year shall be $30,000,000.” 
 7. Section 7.1(a) of the Plan is hereby deleted and replaced in its entirety with the following: 
 (a) A Stock Appreciation Right may be granted to any Participant selected by the Committee. A Stock Appreciation Right shall be subject to such terms and
conditions not inconsistent with the Plan as the Committee shall impose and shall be evidenced by an Award Agreement, provided, that the term of any Stock Appreciation Right granted under the Plan shall not exceed ten years.” 
 8. This Third Amendment shall be and is hereby incorporated in and forms a part of the Plan. 
 9. Except as set forth herein, the Plan shall remain in full force and effect. 
 [SIGNATURE PAGE FOLLOWS] 
  

 3 

 I hereby certify that the foregoing Third Amendment was duly adopted by the Board of Directors of Kilroy
Realty Corporation on February 25, 2009. 
 Executed on this 27th day of May, 2009. 
  

			
		
	By:	 	 /s/    Tyler H. Rose

	Name:	 	Tyler H. Rose
	Title:	 	Senior Vice President and Treasurer

 I hereby certify that the foregoing Third Amendment was approved by the stockholders of
Kilroy Realty Corporation on May 27, 2009. 
 Executed on this 27th day of May, 2009. 
  

			
		
	By:	 	 /s/    Tyler H. Rose

	Name:	 	 Tyler H. Rose

	Title:	 	Senior Vice President and Treasurer

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00159-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00159-of-00352.parquet"}]]