Document:

radnet_8k-ex1005.htm

 

SUPPLEMENTAL INDENTURE

 

Supplemental Indenture (this “Supplemental Indenture”), dated as of November 21, 2011, among Radiology Alliance Delivery System, LLC, a Maryland limited liability company (the “Guaranteeing Subsidiary”), a subsidiary of RadNet, Inc. (or its permitted successor), a Delaware corporation (“Parent”), Radnet Management, Inc., a California corporation (the “Issuer), the
other Guarantors (as defined in the Indenture referred to herein) and U.S. Bank National Association, as trustee under the Indenture referred to below (the “Trustee”).

 

WITNESSETH

 

WHEREAS, the Issuer has heretofore executed and delivered to the Trustee an indenture (the “Indenture”), dated as of April 6, 2010, providing for the issuance of 103⁄8% Senior Notes due 2018 (the “Notes”);

 

WHEREAS, the Indenture provides that under certain circumstances the Guaranteeing Subsidiary shall execute and deliver to the Trustee a supplemental indenture pursuant to which the Guaranteeing Subsidiary shall unconditionally guarantee all of the Issuer’s Obligations under the Notes and the Indenture on the terms and conditions set forth herein (the “Note Guarantee”); and

 

WHEREAS, pursuant to Section 9.01 of the Indenture, the Trustee is authorized to execute and deliver this Supplemental Indenture.

 

NOW, THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, the Guaranteeing Subsidiary and the Trustee mutually covenant and agree for the equal and ratable benefit of the Holders of the Notes as follows:

 

1.           Capitalized Terms.  Capitalized terms used herein without definition shall have the meanings assigned to them in the Indenture.

 

2.           Agreement to Guarantee.  The Guaranteeing Subsidiary hereby agrees to provide an unconditional Guarantee on the terms and subject to the conditions set forth in the Note Guarantee and in the Indenture including but not limited to Article 10 thereof.

 

4.           No Recourse Against Others.  No director, officer, employee, stockholder, general or limited partner or incorporator of the Issuers or any Guarantor, as such, shall have any liability for any obligations of the Issuers or the Guarantors under the Notes, this Indenture, the Note Guarantees or the note documents or for any claim based on, in respect of, or by reason of, such obligations or their creation. Each Holder of Notes by accepting a Note waives and releases all such liability. The waiver and release are part of the consideration for issuance of the
Notes. The waiver may not be effective to waive liabilities under the federal securities laws.

 

5.           NEW YORK LAW TO GOVERN.  THE INTERNAL LAW OF THE STATE OF NEW YORK SHALL GOVERN AND BE USED TO CONSTRUE THIS SUPPLEMENTAL INDENTURE WITHOUT GIVING EFFECT TO APPLICABLE PRINCIPLES OF CONFLICTS OF LAW TO THE EXTENT THAT THE APPLICATION OF THE LAWS OF ANOTHER JURISDICTION WOULD BE REQUIRED THEREBY.

 

6.           Counterparts.  The parties may sign any number of copies of this Supplemental Indenture.  Each signed copy shall be an original, but all of them together represent the same agreement.

 

7.           Effect of Headings.  The Section headings herein are for convenience only and shall not affect the construction hereof.

8.            The Trustee.  The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Supplemental Indenture or for or in respect of the recitals contained herein, all of which recitals are made solely by the Guaranteeing Subsidiary and the Issuer.

 

 

 

  

  

  

IN WITNESS WHEREOF, the undersigned have executed this Supplemental Indenture as of the date first set forth above.

 

	 	RADIOLOGY ALLIANCE DELIVERY SYSTEM, LLC 
 

By:     /S/ HOWARD G. BERGER, M.D.

           Name:   Howard G. Berger, M.D.

              Title:   President and Treasurer

 

PARENT, ISSUER AND OTHER GUARANTORS

By:      /S/ HOWARD G. BERGER, M.D.

           Name:  Howard G. Berger, M.D.

              Title:   Authorized Officer of Parent, Issuer and the other Guarantors

 

 

 

 

 

 

 

 

 

 

[Signature Page to Supplemental Indenture - Radiology Alliance Delivery System, LLC]

  

  

  

 

 

	 	U.S. BANK NATIONAL ASSOCIATION, 
      as Trustee

 

By:    /S/ GEORGINA THOMAS

          Name:  Georgina Thomas

           Title:  Trust Officer

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

[Signature Page to Supplemental Indenture - Radiology Alliance Delivery System, LLC]Exh 4.1 Form of Subscription Rights Certificate and Election Form

Exhibit 4.1

LEXICON PHARMACEUTICALS, INC. NON-TRANSFERABLE  SUBSCRIPTION RIGHTS CERTIFICATE AND ELECTION FORM
Investor ID Number
Lexicon Pharmaceuticals, Inc. (the “Company”) is offering (the “Rights Offering”) to its stockholders of record as of the close of business on November 21, 2011 (the “Record Date”) non-transferable rights (each a “Subscription Right”) to subscribe to purchase up to an aggregate 144,247,542 shares of the Company's common stock, par value $0.001 per share (the “Common Stock”), at a subscription price of $1.13 per share (the “Subscription Price”). Each stockholder of record as of the Record Date will receive, at no charge, one Subscription Right for each share of Common Stock held of record on the Record Date. Each Subscription Right will allow the holder thereof to subscribe to purchase 0.427175 share(s) of Common Stock at the Subscription Price. Subscription Rights may only be exercised in whole numbers; the Company will not issue fractional shares of Common Stock and will round all shares of Common Stock down to the nearest whole number. All exercises of Subscription Rights are irrevocable.  
For a more complete description of the terms and conditions of the Rights Offering, please refer to the Prospectus Supplement dated November 22, 2011 and the accompanying Prospectus (the “Prospectus”), which is incorporated herein by reference. Copies of the Prospectus are available upon request from BNY Mellon Shareowner Services from within the U.S., Canada or Puerto Rico toll free at (800) 777-3674, or if you are located outside of the U.S., at (201) 680-6579.
	
																		
	 
	 
	 
	 
	 

	 
	 
	 
	 
	PLEASE CERTIFY YOUR TAXPAYER IDENTIFICATION NUMBER (TIN) BY COMPLETING THE INFORMATION IN BOX NUMBER 5  ON THE REVERSE SIDE.

	 
	 
	 
	 
	 

	 
	 
	 
	 
	SEE INSTRUCTIONS ON THE REVERSE SIDE

	 
	 
	 
	 
	2 o BASIC SHARES TO SUBSCRIBE
	 
	 
	 
	 
	 
	 
	 
	 

	 
	 
	 
	 
	 
	 
	 
	 
	WHOLE SHARES
	 
	 

	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 

	1 Signature: This form must be signed by the registered holder(s) exactly as their name(s) appears on the certificate(s) or by person(s) authorized to sign on behalf of the registered holder(s) by documents transmitted herewith.
	 
	3 o OVER-SUBSCRIPTION FOR SHARES
	 
	 
	 
	 
	 
	 
	 
	 

	 
	 
	WHOLE SHARES
	 
	 

	 
	 
	 
	 
	 
	 
	 
	 
	 

	X
	 
	 
	 
	 
	 
	 
	 
	 

	Signature of Shareholder
	Date
	Daytime Telephone #
	 
	ENCLOSED IS MY CHECK FOR
	$
	 
	 

	 
	 
	 
	 
	 
	 
	 
	 
	 

	X
	 
	 
	 
	 
	 
	 
	 
	 

	Signature of Shareholder
	Date
	Daytime Telephone #
	 
	 
	 
	 
	 
	 

	
			
	 
	 
	 

	4
	 
	 

	 
	 
	 

	SUBSCRIPTION CERTIFICATE  NUMBER
	 
	CUSIP NUMBER

	 
	 
	 

	BASIC SHARES TO SUBSCRIBE
	RIGHTS
	RECORD DATE SHARES

	LEXICON PHARMACEUTICALS, INC.
SUBSCRIPTION FOR RIGHTS OFFERING

	November 22, 2011

	 A. Number of shares of Common Stock subscribed for through the basic subscription privilege (not to exceed 0.427175 share(s) for each Right held): _____________________ Shares of Common Stock

	B. Number of shares of Common Stock subscribed for through the over-subscription privilege (No limit, except basic subscription must be fully exercised): _______________________ Shares of Common Stock

	C. Total Subscription Price (sum lines A and B multiplied by $1.13): $ ____________________, in the form of certified or cashier's check or bank draft drawn upon a U.S. bank payable to BNY Mellon Shareowner Services (acting on behalf of The Bank of New York Mellon, N.A.,  the Subscription Agent)

	 

	HOW TO CONTACT BNY MELLON SHAREOWNER SERVICES

	By Telephone - 9 a.m. to 6 p.m. New York Time, Monday through Friday, except for bank holidays:

	From within the U.S., Canada or Puerto Rico
1-800-777-3674 (Toll Free)
From outside the U.S.
1-201-680-6579 (Collect)

	SUBSCRIPTION TO PURCHASE SHARES OF COMMON STOCK OF LEXICON PHARMACEUTICALS, INC.
RETURN TO: THE BANK OF NEW YORK MELLON, N.A. C/O BNY MELLON SHAREOWNER SERVICES

	WHERE TO FORWARD YOUR TRANSMITTAL MATERIALS

	By Mail
BNY Mellon Shareowner Services
Attn: Corporate Action Dept.
P.O. Box 3301
South Hackensack, NJ  07606

	 
	By Overnight Courier or By Hand
BNY Mellon Shareowner Services
Attn: Corporate Action Dept., 27th Floor
480 Washington Boulevard
Jersey City, NJ  07310

	THIS RIGHTS OFFERING EXPIRES AT 5:00 P.M., NEW YORK CITY TIME, ON DECEMBER 22, 2011 AND THIS SUBSCRIPTION CERTIFICATE IS VOID THEREAFTER.

	 
	 
	 

	
			
	SUBSTITUTE FORM W-9 - Department of the Treasury,
Internal Revenue Service
Payer's Request for Taxpayer Identification Number (TIN)

	 

	Part 1 PLEASE PROVIDE YOUR TAXPAYER IDENTIFICATION NUMBER (TIN) IN THE BOX AT THE RIGHT AND CERTIFY BY SIGNING AND DATING BELOW
	FILL IN the space below

	 

	Under penalties of perjury, I certify that:
1.The number shown on this form is my correct taxpayer identification number (or I am waiting for a number to be issued to me), and
2.I am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me that I am no longer subject to backup withholding, and
3.I am a U.S. citizen or other U.S. person (including a U.S. resident alien).
	EXEMPT PAYEE o

	Please check appropriate box:
Individual/Sole proprietor  o
C Corporation  o S Corporation  o Partnership  o Trust/estate  o

	o Limited liability company. Enter the tax classification (C=C Corporation, S=S Corporation, P=Partnership
                                          
       ————————————————— Enter appropriate tax classification here

	  o  Other                            

	See enclosed Instructions

	Certification instructions.  You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return.  For real estate transactions, item 2 does not apply.  For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (IRA), and generally, payments other than interest and dividends, you are not required to sign the certification, but you must provide your correct TIN.

	Signature
	Date:

COMPLETE ALL APPLICABLE SECTIONS OF THIS FORM USING THE INSTRUCTIONS BELOW.
		
	1.
	Sign and date Box 1 and include your day time phone number.

		
	2.
	Place an X in the box and fill in the number of whole shares you wish to subscribe for under your basic subscription privileges.

		
	3.
	Place an X in the box and fill in the number of whole shares you wish to over-subscribe for your over-subscription privileges.  (No limit, except basic subscription must be fully exercised).

		
	4.
	Rights card and calculation section for determining your basic/over-subscription privileges.

		
	5.
	PLEASE SIGN IN BOX 5 TO CERTIFY YOUR TAXPAYER ID OR SOCIAL SECURITY NUMBER if you are a U.S. Taxpayer.  If the Taxpayer ID or Social Security Number is incorrect or blank, write the corrected number in Box 5 and sign to certify.  Please note that BNY Mellon Shareowner Services may withhold 28% of your proceeds as required by the IRS if the Taxpayer ID or Social Security Number is not certified on our records. To avoid back up withholding, you are required to fully and accurately complete the Substitute Form W-9.  For additional instructions, please see the "Important Tax Information" document.  Note: You are required to check the appropriate box for your status (Individual/Sole proprietor, Corporation, etc.) to avoid withholding. If you are a non - U.S. Taxpayer, please complete and return form W-8BEN.

THIS RIGHTS OFFERING HAS BEEN QUALIFIED OR IS BELIEVED TO BE EXEMPT FROM QUALIFICATION ONLY UNDER THE FEDERAL LAWS OF THE UNITED STATES AND THE LAWS OF THE STATES IN THE UNITED STATES. RESIDENTS OF OTHER JURISDICTIONS MAY NOT PURCHASE THE SECURITIES OFFERED HEREBY UNLESS THEY CERTIFY THAT THEIR PURCHASES OF SUCH SECURITIES ARE EFFECTED IN ACCORDANCE WITH THE APPLICABLE LAWS OF SUCH JURISDICTIONS.
THIS RIGHTS OFFERING EXPIRES AT 5:00 P.M., NEW YORK CITY TIME, ON DECEMBER 22, 2011 AND THIS SUBSCRIPTION CERTIFICATE AND ELECTION FORM IS VOID THEREAFTER. BY EXECUTING THIS SUBSCRIPTION RIGHTS CERTIFICATE AND ELECTION FORM ON THE REVERSE SIDE, THE UNDERSIGNED HEREBY ACKNOWLEDGES AND AGREES TO THE FOLLOWING TERMS AND CONDITIONS: (1) AT THE TIME OF SUBMITTING THIS SUBSCRIPTION RIGHTS CERTIFICATE AND ELECTION FORM, THE UNDERSIGNED AGREES TO DELIVER THE FULL PURCHASE PRICE FOR ALL SHARES OF COMMON STOCK AND (2) THE UNDERSIGNED AGREES TO ALL OF THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING AS SET FORTH IN THE PROSPECTUS, WHICH ARE INCORPORATED HEREIN BY REFERENCE, AND OF THIS SUBSCRIPTION RIGHTS CERTIFICATE AND ELECTION FORM.

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