Document:

Exhibit

Exhibit 4.1

January 18, 2019

Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549

RE:  Carnival Corporation, Commission File No. 001-9610, and 
        Carnival plc, Commission File No. 001-15136

Ladies and Gentlemen:

Pursuant to Item 601(b) (4) (iii) of Regulation S-K promulgated under the Securities Exchange Act of 1934, as amended, Carnival Corporation and Carnival plc (the “Companies”) hereby agree to furnish copies of certain long-term debt instruments to the Securities and Exchange Commission upon the request of the Commission and, in accordance with such regulation, such instruments are not being filed as part of the joint Annual Report on Form 10-K of the Companies for their year ended November 30, 2018. 

Very truly yours,

CARNIVAL CORPORATION AND CARNIVAL PLC

/s/ Arnaldo Perez    
General Counsel and SecretaryExhibit 10.1

 

 

First Amendment to Lease

 

Reference is made to a certain
Lease Agreement dated December 17, 2013 (herein referenced as the “Lease”) between 257 Simarano LLC, Brighton Properties
LLC, Robert Stubblebine 1 LLC and Robert Stubblebine 2 LLC as owners at the time, of shares of the real estate at 257 Simarano
Drive in Marlboro Massachusetts, which during the term of said Lease, were granted to the single entity known as 257 Simarano LLC,
being a limited liability company organized and existing under the laws of the Commonwealth of Massachusetts with a mailing address
of 336 Baker Avenue, Concord, Massachusetts 01742, (herein referred to as “Landlord”) and RXi Pharmaceutical Corporation,
a corporation with a principal place of business at 257 Simarano Drive Marlborough Massachusetts and which has officially changed
its name to Phio Pharmaceuticals Corp. (herein referenced as “Tenant”). The Landlord and Tenant are landlord and tenant,
respectively under the Lease for the Demised Premises being a portion of the premises located at 257 Simarano Drive in Marlborough
Massachusetts.

 

The Landlord and the Tenant
desire to amend the Lease in certain respects all as hereinafter set forth. Capitalized terms not defined herein shall have the
meaning ascribed to them in the Lease. For good and valuable consideration, the receipt and legal sufficiency of which are hereby
acknowledged, the Landlord and the Tenants hereby agree to following amendment to the Lease agreement.

 

	1.	Section 2 of the Lease entitled “Term” is hereby amended to
hereby extend the Lease term commencing on April 1, 2019 for a period of five (5) years and shall hereby terminate, except as otherwise
provided for herein, on March 31, 2024 (herein referred to as the “Lease Expiration Date”). This additional period
shall hereinafter be referred to as the “Extended Lease Term”.

 

	2.	Section 30 of the Lease entitled “Rent Escalation” is hereby
further amended to reflect the new Minimum Rent, to be paid by Lessee during the Extended Lease Term, effective on April 1, 2019:

 

	April 1, 2019 – March 31, 2020 Minimum Rent shall be	$124,864.78
	April 1, 2020 – March 31, 2021 Minimum Rent shall be	$128,610.71
	April 1, 2021 – March 31, 2022 Minimum Rent shall be	$132,469.03
	April 1, 2022 – March 31, 2023 Minimum Rent shall be	$136,443.10
	April 1, 2023 – March 31, 2024 Minimum Rent shall be	$140,536.39

 

	3.	Any Additional Rent due to Lessor under the Lease, Section 4 entitled “Real Estate Taxes”
and Section 9 entitled “Operating Expenses and Outdoor Areas” shall be calculated in the aggregate and not individually
pursuant to the attached revised Exhibit C, attached hereto and made a part hereof.

 

	4.	Rights to terminate:

 

Either party may terminate the Extended Lease
Term on March 31, 2021 by providing the other party with six months prior written notice of its intent to terminate and simultaneously
paying the other party a six (6) month rent penalty at the time of notice.

 

Either party may terminate the Extended Lease
Term on March 31, 2022 by providing the other party with six (6) months prior written notice of its intent to terminate and simultaneously
paying the other party a three (3) month rent penalty at the time of notice.

 

Rent penalty shall be calculated as the rent
being paid the month that the notice is given. The Lessor’s payment to Lessee may be made in the form of a rent credit waiving
future rent that is due.

 

 

 

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	5.	TENANT IMPROVEMENT ALLOWANCE:

 

If Lessee elects to forgo the above options for
Lessee to terminate the lease, and executes a simple Lease Amendment stating the same, then Lessor shall provide Lessee a cash
building improvement allowance (excluding equipment or furniture or fixtures) to make building capital improvements to the Demised
Premises with a value up to $35,000. Lessee may use its own contractor or request Lessor’s assistance for construction services.
Lessor will pay the Lessee the cash building improvement allowance after the completion of the building improvement activities
within 30 days after receipt of the applicable invoice(s).

 

	6.	NOTICES:

 

The parties to the Lease shall be duly served if
notice is mailed by certified mail return receipt requested to the other party at the following address:

 

	Lessee -	Phio Pharmaceuticals Corp.	Lessor –	257 Simarano LLC
	 	257 Simarano Drive	 	336 Baker Avenue
	 	Marlborough, MA  01752	 	Concord, MA 01742

 

Except as herein specifically amended, altered
or modified, each and every provision of the Lease shall remain in full force and effect and is hereby ratified and confirmed.

 

Executed as
a sealed instrument this 22nd day of January, 2019.

 

	Landlord:	Tenant:
	 	 
	257 Simarano LLC	Phio Pharmaceuticals Corp.
	 	 
	/s/ Eric O’Brien	/s/ Geert Cauwenbergh
	Eric O’Brien, Managing
Member	Print Name: Geert Cauwenbergh
	 	Title:Chief Executive
    Officer

 

 

 

 

 

 

 

 

 

 

 

 

    	 	2EX-10.1

 Exhibit 10.1 
  

 
  
 EMPLOYMENT AND CONFIDENTIAL
INFORMATION AGREEMENT 
 This Employment Agreement (the “Agreement”) by and between ServiceSource International, Inc.
(“ServiceSource” or the “Company”) and Gary Moore (“Executive”) is effective as of January 22, 2019 (the “Commencement Date”). 

1. EMPLOYMENT TERMS AND CONDITIONS. In connection with Executive’s appointment as Chief Executive Officer and Chairman of the
Board of Directors of ServiceSource, ServiceSource and Executive have agreed on the employment terms and conditions specified herein. 

2. DUTIES. 

(a)    Responsibilities. Executive shall be responsible for and expected to perform all duties and tasks typical
for the Chief Executive Officer of a public company. In addition, Executive shall remain a member of the Company’s Board of Directors for the remainder of his current term, and for subsequent terms if nominated by the Nominating &
Corporate Governance Committee and elected by the Company’s stockholders. As an employee (non-independent) director, Executive shall not be eligible for cash or equity compensation for Executive’s
service on the Board of Directors. For the avoidance of doubt, the equity grants provided to Executive in consideration for his service on the Company’s Board of Directors prior to the Commencement Date shall continue to vest in accordance with
their terms. 
 (b)    Competitive Activity. While employed by ServiceSource, Executive shall not directly or
indirectly, engage in any Competitive Activity. For the purpose of this Agreement, “Competitive Activity” is any activity which is the same as or directly competitive with a principal line of business of ServiceSource during
Executive’s employment by ServiceSource. As of the date of this Agreement, Competitive Activities include the provision of outsourced renewals management, outsourced inside sales, and outsourced customer success business processes and outcomes.

 (c)    ServiceSource Policies. Executive agrees to abide by ServiceSource’s rules, regulations, policies
and practices, as they may from time to time be adopted or modified by ServiceSource at its sole discretion, provided Executive first has been notified of such rules, regulations, policies and practices. ServiceSource’s written rules, policies,
practices and procedures shall be binding on Executive unless superseded by or in conflict with this Agreement. 
 3. EMPLOYMENT AT-WILL. Executive and ServiceSource acknowledge and agree that during Executive’s employment with ServiceSource the parties intend to strictly maintain an at-will
employment relationship. This means that at any time during the course of Executive’s employment with ServiceSource, Executive is entitled to resign with or without cause and with or without advance notice. Similarly, ServiceSource specifically
reserves the same right to terminate Executive’s employment at any time with or without cause and with or without advance notice. Nothing in this Agreement or the relationship between the parties now or in the future may be construed or
interpreted to create an employment relationship for a specific length of time or a right to continued employment. Executive and ServiceSource understand and agree that only ServiceSource’s Board of Directors possesses the authority to alter
the at-will nature of Executive’s employment status, and that any such change may be made only by an express written employment contract signed by ServiceSource’s General Counsel. No implied contract
concerning any employment-related decision or term or condition of employment can be established by any other statement, conduct, policy or practice. 

  
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 4. CASH COMPENSATION. 

(a)    Base Salary. In consideration for the services and covenants described in this Agreement, ServiceSource
agrees to pay Executive an annual base salary of seven hundred fifty thousand dollars ($750,000) paid on ServiceSource’s normal payroll dates, subject to all applicable withholdings. 

(b)    Bonus. 
  

	 	(i)	 Initial Bonus. On the first payroll date in January 2019, Executive will be paid a one-time cash bonus of $150,000. 

  

	 	(ii)	 Annual Bonus. For the 2019 fiscal year and beyond, Executive will be eligible for additional potential
cash compensation equal to $250,000 (the “Annual Bonus Target”). Executive’s achievement of the Annual Bonus Target shall be determined pursuant to the Corporate Incentive Plan (“CIP”), or other comparable performance-based
cash bonus plan with performance metrics determined by the Compensation Committee of the Board of Directors, 

  

	 	(iii)	 CIP Details. The CIP is a discretionary incentive program that ServiceSource funds based on the
achievement of business results and individual objectives established by the Board of Directors or its Compensation Committee in their sole discretion. Executive will not be eligible to receive H1 (first half) CIP payment, and will be eligible for
only one CIP payment per year. Except as otherwise specifically provided in this Agreement, Executive must be employed as of the date of the scheduled CIP payment in order to be eligible to receive the CIP payment. 

(c)    Changes to Compensation. Executive’s annual base salary and Annual Bonus Target may be changed from
time to time by mutual agreement of Executive and ServiceSource, and any such mutually-agreed upon change shall be deemed to supersede and replace this Section 4. 

5. EQUITY COMPENSATION. 

(a)    Eligibility. Executive will be eligible to participate in the ServiceSource International, Inc. 2011 Equity
Incentive Plan (the “Equity Incentive Plan”) and the ServiceSource International, Inc. 2011 Employee Stock Purchase Plan, subject to the requirements of the applicable plan. 

(b)    Existing Equity Grants from Board Service.    Executive’s equity compensation
received prior to the Commencement Date in exchange for his service on the Board of Directors (collectively, the “Board Service Equity Grants”) shall continue to vest in accordance with their terms. 

6. BENEFITS. As a full-time employee, Executive shall be entitled to all of the benefits provided to ServiceSource employees, in
accordance with any benefit plan or policy adopted by ServiceSource from time to time during the existence of this Agreement. Executive’s rights and those of Executive’s dependents under any such benefit plan or policy shall be governed
solely by the terms of such plan or policy. ServiceSource reserves the right to cancel or change the benefit plans and policies it offers to its employees at any time. ServiceSource reserves to itself or its designated administrators exclusive
authority and discretion to determine all issues of eligibility, interpretation and administration of each such benefit plan or policy. 

  
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 7. PAID TIME OFF. Per Company
policy, at Executive’s level, Executive will not accrue paid time off or be required to track or report paid time off. Instead, time off is left to the discretion of Executive. 

8. PROPRIETARY AND CONFIDENTIAL INFORMATION (INCLUDING TRADE SECRETS). Executive acknowledges that his employment with ServiceSource
allows his access to Proprietary and Confidential Information. Executive understands that Proprietary and Confidential Information includes customer and applicant lists, whether written or solely a function of memory, databases, business files,
contracts and all other information used in the day-to-day operation of ServiceSource that is not known to persons not employed by ServiceSource and that ServiceSource
undertakes efforts to maintain its secrecy. Executive understands and agrees that the Proprietary and Confidential Information is confidential information that the law treats as privileged, therefore protecting an employer from use without consent.

 (a)    Definition. “Proprietary and Confidential Information” is defined as all information
and any idea in whatever form, tangible or intangible, of a confidential or secret nature that pertains in any manner to the business of ServiceSource. As used in this Agreement, the term “Confidential Information” includes any and
all non-public information relating to ServiceSource or its business, operations, financial affairs, performance, assets, pricing and pricing strategies, technology, research and development, processes,
products, contracts, customers, licensees, sublicensees, suppliers, personnel, plans or prospects, whether or not in written form and whether or not expressly designated as confidential, including any such information consisting of or otherwise
relating to trade secrets, know-how, technology (including software and programs), designs, drawings, photographs, samples, processes, license or sublicense arrangements, formulae, proposals, product
specifications, customer lists or preferences, referral sources, marketing or sales techniques or plans, operating manuals, service manuals, financial information or projections, lists of suppliers or distributors or sources of supply. 

Proprietary and Confidential Information includes both information developed by Executive for ServiceSource and information Executive obtained
while in ServiceSource’s employment. All Proprietary and Confidential Information, whether created by Executive or other employees, shall remain the property of ServiceSource. 

(b)    Non-Disclosure and Return. Executive agrees that he will not, under
any circumstances, or at any time, whether as an individual, partnership, or corporation, or employee, principal, agent, partner or shareholder thereof, in any way, either directly or indirectly, divulge, disclose, copy, use, divert or attempt to
divulge, disclose, copy, use or divert ServiceSource’s Proprietary and Confidential Information, except to the extent authorized and necessary to carry out Executive’s responsibilities during employment with ServiceSource, or as required
by law. Upon termination of Executive’s employment with ServiceSource, Executive shall immediately return to ServiceSource all property in Executive’s possession or control that belongs to ServiceSource, including all property in
electronic form and all copies of Proprietary and Confidential Information. 
 (c)    Former Employer
Information. Executive agrees that Executive will not, during Executive’s employment with ServiceSource, improperly use or disclose any proprietary information or trade secrets of any former or concurrent employer or other person or entity
and that Executive will not bring onto the premises of ServiceSource any unpublished document or proprietary information belonging to any such employer, person or entity unless consented to in writing by such employer, person or entity. Executive
represents and warrants to ServiceSource that Executive is not in breach of any agreement with any former Employer by accepting employment with ServiceSource. 

  
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 (d)    Third
Party Information. Executive recognizes that ServiceSource may have received and in the future may continue to receive from third parties their confidential or proprietary information as they may so designate, subject to a duty on
ServiceSource’s part to maintain the confidentiality of such information and to use it only for certain limited purposes. Executive agrees to hold all such confidential or proprietary information in the strictest confidence and not to disclose
it to any person, firm or corporation or to use it except as necessary in carrying out Executive’s work for ServiceSource consistent with ServiceSource’s agreement with such third party. 

(e)    Notification to New Employer. In the event that Executive’s employment with ServiceSource ends,
Executive consents to notification by ServiceSource to any subsequent employer of Executive’s rights and obligations under this Agreement. 

(f)    No Solicitation of Clients Using Proprietary and Confidential Information. Executive acknowledges and agrees
that the names, addresses, and contact information of ServiceSource’s clients and all other confidential information relating to those clients, have been compiled by ServiceSource at great expense and represent a real asset of ServiceSource.
Executive further understands and agrees that this information is deemed confidential by ServiceSource and constitutes trade secrets of ServiceSource. Executive understands that this information has been and will be provided to Executive in
confidence, and Executive agrees that the sale or unauthorized use or disclosure of any of ServiceSource’s trade secrets obtained by Executive during employment with ServiceSource constitutes unfair competition. Executive agrees and promises
not to engage in any unfair competition with ServiceSource. Executive further agrees not to, directly or indirectly, during or after termination of employment, make known to any person, firm, or company any Proprietary and Confidential Information
concerning any of the clients of ServiceSource. In addition, Executive shall not use any such Proprietary and Confidential Information to solicit, take away, or attempt to call on, solicit or take away any of the clients of ServiceSource on whom
Executive called or whose accounts Executive had serviced during employment with ServiceSource, whether on Executive’s own behalf or for any other person, firm, or ServiceSource. 

(g)    No Solicitation of Employees. Executive understands and acknowledges that as an employee of ServiceSource he
has certain fiduciary duties to ServiceSource that would be violated by the solicitation and/or encouragement of ServiceSource employees to leave the employ of ServiceSource. Executive therefore agrees that he will not, either during his employment
or for a period of one year after his employment has terminated, solicit any of ServiceSource’s employees for a competing business or otherwise induce or attempt to induce such employees to terminate employment with ServiceSource, either
directly or through any third parties. Executive agrees that any such solicitation during such one-year period would constitute unfair competition. 

(h)    Assignment of Rights. All Proprietary and Confidential Information and all patents, patent rights,
copyrights, trade secret rights, trademark rights and other rights (including intellectual property rights) owned by or otherwise belonging to ServiceSource anywhere in the world in connection therewith, is and shall be the sole property of the
ServiceSource. Executive hereby assigns to ServiceSource any and all rights, title and interest Executive may have or acquire in ServiceSource’s Proprietary and Confidential Information and ServiceSource’s property. 

9. BENEFITS AT CHANGE OF CONTROL. 

(a)    Equity Acceleration. Upon the occurrence of a Change in Control (defined below) Executive’s outstanding
equity compensation awards (with the exception of the Board Service Equity Grants) shall immediately have vesting accelerated 100%, so as to become fully vested. 

  
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(b)    Severance Benefits. In the event Executive’s employment terminates for any reason (including
Executive’s voluntary resignation) within six (6) months following a Change of Control (defined below) the following will apply: 

(i) Cash Severance. Executive shall be entitled to receive nine (9) months of Executive’s then-current base
salary, plus an amount equal to 100% of Executive’s then-applicable Annual Bonus Target, paid in one lump sum on the fifty-third (53rd) day following Executive’s employment termination
date (subject to all applicable withholding requirements). 
 (ii) COBRA Coverage. Executive shall be entitled to
receive an additional lump-sum payment (less applicable withholding taxes) equal to the product obtained by multiplying nine (9) by the amount of the monthly premium that would be required for the first
month of coverage under the Consolidated Omnibus Budget Reconciliation Act of 1985, as amended and all applicable regulations (referred to collectively as “COBRA”), with the premium calculated on the assumption that the Executive in
fact elects coverage for himself, and any eligible spouse and/or dependents of the Executive that were enrolled in the applicable Company health plan immediately prior to his last date of employment. Executive will be eligible for this payment
without regard to whether he actually elects COBRA continuation coverage. Such payments shall be made on the fifty-third (53rd) day following Executive’s employment termination date. 

(c)    Definition: For purposes of this Section 9, “Change of Control” shall mean the
occurrence of one of the following events: (i) a sale of all or substantially all of the shares of stock of ServiceSource; (ii) a merger, consolidation or similar transaction involving ServiceSource following which the persons entitled to
elect a majority of the members of the Board of Directors of ServiceSource immediately before the transaction are not entitled to elect a majority of the members of the Board of Directors of ServiceSource or the surviving entity following the
transaction; (iii) a sale of all or substantially all of the assets of ServiceSource; or (iv) the date that a majority of members of the Board of Directors of ServiceSource is replaced during any
12-month period by directors whose appointment or election is not endorsed by a majority of the members of the Board of Directors prior to the date of the appointment or elections. Notwithstanding the
foregoing, a transaction shall not constitute a Change of Control unless the transaction qualifies as a “change in control event” within the meaning of Section 409A. 

(d)    Release. Notwithstanding the foregoing, the severance benefits described in Section 9(b) are subject to
Executive’s execution and delivery of a binding general separation and release of claims agreement, which includes language consistent with Schedule A hereto, and such release shall become effective, binding and irrevocable in accordance
with its terms within fifty-two (52) days following the termination date. No severance payments or vesting acceleration under this Agreement shall be paid or provided unless and until the release becomes
effective. Any severance payment to which Executive is entitled that would otherwise be paid on or prior to the 52nd day following the termination date shall be withheld and shall instead be paid
by ServiceSource in full on the fifty-third (53rd) day following Executive’s employment termination date or such later date as is required to avoid the imposition of additional taxes under
Code Section 409A and the regulations and guidance thereunder, and any applicable state law equivalent (together, “Section 409A”). 

(e)    Section 409A Compliance. Notwithstanding any provision to the contrary herein, no Deferred Payments (as
defined below) that become payable under this Agreement by reason of Executive’s termination of employment with ServiceSource (or any successor entity thereto) will be made unless such termination of employment constitutes a “separation
from service” within the 

  
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 meaning of Section 409A. Further, if Executive
is a “specified employee” of ServiceSource (or any successor entity thereto) within the meaning of Section 409A on the date of Executive’s termination of employment (other than a termination of employment due to death), then the
Deferred Payments that are payable within the first six (6) months following Executive’s termination of employment, shall be delayed until the first payroll date that occurs on or after the date that is six (6) months and one
(1) day after the date of Executive’s termination of employment, when they shall be paid in full arrears. All subsequent Deferred Payments, if any, will be paid in accordance with the payment schedule applicable to each payment or benefit.
Notwithstanding anything herein to the contrary, if Executive dies following Executive’s employment termination but prior to the six (6) month anniversary of his employment termination, then any payments delayed in accordance with this
paragraph will be payable in a lump sum as soon as administratively practicable after the date of death and all other Deferred Payments will be payable in accordance with the payment schedule applicable to each payment or benefit. Each payment and
benefit payable under this Agreement is intended to constitute a separate payment for purposes of Section 409A-2(b)(2) of the Treasury Regulations (for avoidance of doubt, the foregoing shall be
interpreted to provide as well that any payments to be made in installments shall be deemed to be a series of separate payments). For the purposes of this Agreement, “Deferred Payment” means any severance pay or benefits to be paid
or provided to Executive (or Executive’s estate or beneficiaries) pursuant to this Agreement and any other severance payments or separation benefits, that in each case, when considered together, are considered deferred compensation under
Section 409A. The foregoing provisions and all payments and benefits under this Agreement are intended to be exempt from or comply with the requirements of Section 409A so that none of the severance payments and benefits to be provided
hereunder will be subject to the additional tax imposed under Section 409A, and any ambiguities or ambiguous terms herein will be interpreted to so comply or be exempt. ServiceSource and Executive agree to work together in good faith to
consider amendments to this Agreement and to take such reasonable actions which are necessary, appropriate or desirable to avoid imposition of any additional tax or income recognition prior to actual payment to Executive under Section 409A.

 10. SEVERABILITY. In the event that any provision of this Agreement is determined by a court of competent jurisdiction to be
illegal, invalid or unenforceable to any extent, such term or provision shall be enforced to the fullest extent permissible under the law and all remaining terms and provisions hereof shall continue in full force and effect. 

11. MODIFICATION OF AGREEMENT. This Agreement may be modified only in writing by mutual agreement of ServiceSource and Executive. Any
such writing must specifically state that it is intended to modify the parties’ Agreement and state which specific provision or provisions this writing intends to modify. Such written modification will only be effective if signed by
ServiceSource’s General Counsel. Any attempt to modify this Agreement orally, or by a writing signed by any person other than ServiceSource’s General Counsel, or by any other means, shall be null and void. This Agreement is intended to be
the final and complete statement of the parties’ agreement concerning the legal nature of their employment relationship in any and all disputes arising from that relationship. 

12. COMPLETE AND VOLUNTARY AGREEMENT. This Agreement constitutes the entire understanding of the parties on the subject covered. The
parties expressly warrant that they have read and fully understand this Agreement; that they have had the opportunity to consult with legal counsel of their own choosing to have the terms of this Agreement fully explained to them; that they are not
executing this Agreement in reliance on any promises, representations or inducements other than those contained herein; and that they are executing this Agreement voluntarily, free of any duress or coercion. 

  
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 13. DISPUTE RESOLUTION. This
Agreement shall be governed by Colorado law, without regard to its principles of conflicts of laws. Any dispute arising from this Agreement shall be subject to the exclusive jurisdiction of state and federal courts located in Denver, Colorado, and
each party hereby waives any and all objections to that venue. The prevailing party in any such dispute shall recover its reasonable attorneys’ fees and costs from the losing party, including any fees or costs arising from an appeal. 

14. SUCCESSORS AND ASSIGNS. This Agreement will be binding upon Executive’s heirs, executors, administrators and other legal
representatives and will be for the benefit of ServiceSource, its successors, and its assigns. 
 15. GOLDEN PARACHUTE BEST AFTER TAX
RESULTS. If any of the payments to Executive (prior to any reduction, below) provided for in this Agreement, together with any other payments which Executive has the right to receive from ServiceSource or any corporation which is a member of an
“affiliated group” as defined in Section 1504(a) of the Internal Revenue Code of 1986, as amended (“Code”), without regard to Section 1504(b) of the Internal Revenue Code), of which ServiceSource is a member (the
“Payments”) would constitute a “parachute payment” (as defined in Section 280G(b)(2) of the Code), and if the Safe Harbor Amount is greater than the Taxed Amount, as determined on a net,
after-tax basis as described below, then the total amount of such Payments shall be reduced to the Safe Harbor Amount. The “Safe Harbor Amount” is the largest portion of the Payments that
would result in no portion of the Payments being subject to the excise tax set forth at Section 4999 of the Code (“Excise Tax”). The “Taxed Amount” is the total amount of the Payments (without any reduction,
above) notwithstanding that all or some portion of the Payments may be subject to the Excise Tax. Solely for the purpose of comparing which of the Safe Harbor Amount and the Taxed Amount is greater, the determination of each such amount, shall be
made on an after-tax basis, taking into account all applicable federal, state and local employment taxes, income taxes, and, if applicable, the Excise Tax (all of which shall be computed at the highest
applicable marginal rate regardless of Executive’s actual marginal rate). If a reduction of the Payments to the Safe Harbor Amount is necessary, then the reduction shall occur in the following order: reduction of cash payments; cancellation of
accelerated vesting of equity awards the value of which is not determined under Q&A 24(c) of the 280G Treasury Regulations; cancellation of accelerated vesting of equity awards the value of which is determined under
Q&A 24(c) of the 280G Treasury Regulations; and reduction of employee benefits. In the event that acceleration of vesting of a category of equity awards is to be reduced, such acceleration of vesting shall be cancelled in the reverse order of
the date on which awards of such category would have vested absent the change in control transaction. If two or more equity awards of the same category are granted on the same date, and reduction of acceleration is required under this paragraph,
each award will be reduced on a pro-rata basis. In no event shall Executive have any discretion with respect to the ordering of payment reductions. ServiceSource and its tax advisors shall make all
determinations and calculations required to be made to effectuate this paragraph at ServiceSource’s expense. 

  
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	SERVICESOURCE INTERNATIONAL, INC.	 		 	EXECUTIVE
				
	 By:
	 	 /s/ Patricia Elias
	 		 	 /s/ Gary Moore

	 Name:
	 	Patricia Elias	 		 	 Gary Moore

	 Title:
	 	EVP, General Counsel	 		 	

  
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 SCHEDULE A 

FORM OF RELEASE 

In exchange for the consideration provided by ServiceSource International, Inc. or its successor (the “Company”) to the undersigned current or
former employee of the Company (the “Employee”) under this Agreement or the employment agreement between the Company and the Employee, that Employee is not otherwise entitled to receive, and subject to the Company’s compliance with
its post-termination obligations to Employee, Employee hereby generally and completely releases the Company and its directors, officers, employees, shareholders, partners, agents, attorneys, predecessors, successors, parent and subsidiary entities,
insurers, affiliates, and assigns from any and all claims, liabilities and obligations, both known and unknown, that arise out of or are in any way related to events, acts, conduct, or omissions occurring prior to my signing this Agreement. This
general release includes: (1) all claims arising out of or in any way related to Employee’s employment with the Company or the termination of that employment; (2) all claims related to Employee’s compensation or benefits from the
Company, including salary, bonuses, commissions, vacation pay, expense reimbursements, severance pay, fringe benefits, stock, stock options, or any other ownership interests in the Company; (3) all claims for breach of contract, wrongful
termination, and breach of the implied covenant of good faith and fair dealing; (4) all tort claims, including claims for fraud, defamation, emotional distress, and discharge in violation of public policy; and (5) all federal, state, and
local statutory claims, including claims for discrimination, harassment, retaliation, attorneys’ fees, or other claims arising under the federal Civil Rights Act of 1964 (as amended), the federal Americans with Disabilities Act of 1990, the
federal Age Discrimination in Employment Act of 1967 (as amended) (“ADEA”), the Family and Medical Leave Act; the Employee Retirement Income Security Act; any state labor code; the Equal Pay Act, of 1963, as amended.
Notwithstanding the above, it is understood and agreed to by the parties that neither party is waiving rights relative to compliance with those terms of the Employment Agreement and Company’s Proprietary Confidential Information Agreement that
impose duties on either party upon and following Employee’s termination of employment. 
 ADEA Waiver and Release. Employee acknowledges that
Employee knowingly and voluntarily waives and releases any rights Employee may have under the ADEA, as amended. Employee also acknowledges that the consideration given for the waiver and release in the preceding paragraph hereof is in addition to
anything of value to which Employee was already entitled. Employee further acknowledges that Employee has been advised by this writing, as required by the ADEA, that: (a) this waiver and release does not apply to any rights or claims that may
arise after the execution date of this Agreement; (b) Employee has been advised that he has the right to consult with an attorney prior to executing this Agreement; (c) Employee has been given
twenty-one (21) days to consider this Agreement; (d) Employee has seven (7) days following the execution of this Agreement by the parties to revoke the Agreement; and (e) this Agreement
will not be effective until the date upon which the revocation period has expired, which will be the eighth day after this Agreement is executed by Employee, provided that the Company has also executed this Agreement by that date
(“Effective Date”). The parties acknowledge and agree that revocation by Employee of the ADEA Waiver and Release is not effective to revoke his waiver or release of any other claims pursuant to this Agreement. 

  
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