Document:

exv4w6

 

Exhibit
4.6

PEOPLESUPPORT, INC.

FORM OF WARRANT 

TO PURCHASE [COMMON STOCK] [______ PREFERRED STOCK] [DEBT SECURITIES]

 

			
	No.                     
	 	                    , 200_

VOID AFTER                     , 200_

     THIS CERTIFIES THAT, for value received, [PURCHASER], with its principal office at [ADDRESS],
or assigns (the “Holder”), is entitled to subscribe for and purchase at the Exercise Price (as
hereinafter defined) from PEOPLESUPPORT, INC., a Delaware corporation, with its principal office at
1100 Glendon Avenue, Suite 1250, Los Angeles, CA 90024 (the
“Company”) ___ shares of the [Common
Stock] [___ Preferred Stock] [Debt Securities] of the Company as provided herein (the
“Securities”).

     1. DEFINITIONS. As used herein, the following terms shall have the following
respective meanings:

          (a) “Exercise Period” shall mean the period commencing with the date hereof and ending ___
years from the date hereof, unless sooner terminated as provided below.

          (b) “Exercise Price” shall mean [$  per share, subject to adjustment pursuant to Section 4
hereof] [___% of the principal amount of the of the Debt Securities].

          (c) “Exercise Shares” shall mean the shares of the Company’s [Common Stock] [___Preferred
Stock] [Debt Securities] issuable upon exercise of this Warrant.

     2. EXERCISE OF WARRANT. The rights represented by this Warrant may be exercised in
whole or in part at any time during the Exercise Period, by delivery of the following to the
Company at its address set forth above (or at such other address as it may designate by notice in
writing to the Holder):

          (a) An executed Notice of Exercise in the form attached hereto;

          (b) Payment of the Exercise Price either (i) in cash, by check or bank wire transfer of
immediately available funds or (ii) cancellation of indebtedness; and

          (c) This Warrant.

     Upon the exercise of the rights represented by this Warrant, a certificate or certificates for
the Exercise Shares so purchased, registered in the name of the Holder or persons affiliated with

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the Holder, if the Holder so designates, shall be issued and delivered to the Holder within a
reasonable time after the rights represented by this Warrant shall have been so exercised.

     The person in whose name any certificate or certificates for Exercise Shares are to be issued
upon exercise of this Warrant shall be deemed to have become the holder of record of such shares on
the date on which this Warrant was surrendered and payment of the Exercise Price was made,
irrespective of the date of delivery of such certificate or certificates, except that, if the date
of such surrender and payment is a date when the stock transfer books of the Company are closed,
such person shall be deemed to have become the holder of such shares at the close of business on
the next succeeding date on which the stock transfer books are open.

     3. COVENANTS OF THE COMPANY.

          3.1 Covenants as to Exercise Shares. The Company covenants and agrees that all
Exercise Shares that may be issued upon the exercise of the rights represented by this Warrant
will, upon issuance, be validly issued and outstanding, fully paid and nonassessable, and free from
all taxes, liens and charges with respect to the issuance thereof. [The Company further covenants
and agrees that the Company will at all times during the Exercise Period, have authorized and
reserved, free from preemptive rights, a sufficient number of shares of its [Common Stock] [___
Preferred Stock] to provide for the exercise of the rights represented by this Warrant. If at any
time during the Exercise Period the number of authorized but unissued shares of [Common Stock]
[___ Preferred Stock] shall not be sufficient to permit exercise of this Warrant, the Company will
take such corporate action as may, in the opinion of its counsel, be necessary to increase its
authorized but unissued shares of [Common Stock]
[___ Preferred Stock] to such number of shares as
shall be sufficient for such purposes.]

          3.2 No Impairment. Except and to the extent as waived or consented to by the Holder,
the Company will not, by amendment of its Certificate of Incorporation or through any
reorganization, transfer of assets, consolidation, merger, dissolution, issue or sale of securities
or any other voluntary action, avoid or seek to avoid the observance or performance of any of the
terms to be observed or performed hereunder by the Company, but will at all times in good faith
assist in the carrying out of all the provisions of this Warrant and in the taking of all such
action as may be necessary or appropriate in order to protect the exercise rights of the Holder
against impairment.

          3.3 Notices of Record Date. In the event of any taking by the Company of a record of
the holders of any class of securities for the purpose of determining the holders thereof who are
entitled to receive any dividend (other than a cash dividend which is the same as cash dividends
paid in previous quarters) or other distribution, the Company shall mail to the Holder, at least
ten (10) days prior to the date specified herein, a notice specifying the date on which any such
record is to be taken for the purpose of such dividend or distribution.

     4. [ADJUSTMENT OF EXERCISE PRICE. In the event of changes in the outstanding [Common
Stock] [___ Preferred Stock] of the Company by reason of stock dividends, split-ups,
recapitalizations, reclassifications, combinations or exchanges of shares, separations,
reorganizations, liquidations, or the like, the number and class of shares available under this
Warrant in the aggregate and the Exercise Price shall be correspondingly adjusted to

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give the Holder of this Warrant, on exercise for the same aggregate Exercise Price, the total
number, class, and kind of shares as the Holder would have owned had this Warrant been exercised
prior to the event and had the Holder continued to hold such shares until after the event requiring
adjustment; provided, however, that such adjustment shall not be made with respect to, and this
Warrant shall terminate if not exercised prior to, the events set forth in Section 6 hereof. The
form of this Warrant need not be changed because of any adjustment in the number of Exercise Shares
subject to this Warrant.]

     5. [FRACTIONAL SHARES. No fractional shares shall be issued upon the exercise of this
Warrant as a consequence of any adjustment pursuant hereto. All Exercise Shares (including
fractions) issuable upon exercise of this Warrant may be aggregated for purposes of determining
whether the exercise would result in the issuance of any fractional share. If, after aggregation,
the exercise would result in the issuance of a fractional share, the Company shall, in lieu of
issuance of any fractional share, pay the Holder otherwise entitled to such fraction a sum in cash
equal to the product resulting from multiplying the then current fair market value of an Exercise
Share by such fraction.]

     6. EARLY TERMINATION. In the event of, at any time during the Exercise Period, any
capital reorganization, or any reclassification of the capital stock of the Company (other than a
change in par value or from par value to no par value or no par value to par value or as a result
of a stock dividend or subdivision, split-up or combination of shares), or the consolidation or
merger of the Company with or into another corporation (other than a merger solely to effect a
reincorporation of the Company into another state), or the sale or other disposition of all or
substantially all the properties and assets of the Company in its entirety to any other person,
this Warrant shall terminate unless exercised immediately upon the occurrence of such
reorganization, reclassification, consolidation, merger or sale or other disposition of the
Company’s assets.

     7. NO STOCKHOLDER RIGHTS. The Holder shall not be entitled to vote or receive
dividends or be deemed the holder of [Common
Stock][___ Preferred Stock] [or] any other securities
of the Company that may at any time be issuable on the exercise hereof for any purpose, nor shall
anything contained herein be construed to confer upon the Holder, as such, any of the rights of a
stockholder of the Company or any right to vote for the election of directors or upon any matter
submitted to stockholders at any meeting thereof, or to give or withhold consent to any corporate
action (whether upon any recapitalization, issuance of stock, reclassification of stock, change of
par value, or change of stock to no par value, consolidation, merger, conveyance, or otherwise) or
to receive notice of meetings, or to receive dividends or subscription rights or otherwise until
this Warrant will have been exercised and the shares of [Common
Stock] [___ Preferred Stock]
purchasable upon the exercise hereof will have been issued, as provided herein.

     8. TRANSFER OF WARRANT. This Warrant and all rights hereunder are transferable, by
the Holder in person or by duly authorized attorney, upon delivery of this Warrant and the form of
assignment attached hereto to any transferee designated by Holder only with the prior written
consent of the Company. If requested, the transferee shall sign an investment letter in form and
substance satisfactory to the Company.

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     9. LOST, STOLEN, MUTILATED OR DESTROYED WARRANT. If this Warrant is lost, stolen,
mutilated or destroyed, the Company may, on such terms as to indemnity or otherwise as it may
reasonably impose (which shall, in the case of a mutilated Warrant, include the surrender thereof),
issue a new Warrant of like denomination and tenor as this Warrant so lost, stolen, mutilated or
destroyed. Any such new Warrant shall constitute an original contractual obligation of the
Company, whether or not the allegedly lost, stolen, mutilated or destroyed Warrant shall be at any
time enforceable by anyone.

     10. NOTICES, ETC. All notices and other communications required or permitted
hereunder shall be in writing and shall be sent by facsimile, express mail or other form of rapid
communications, if possible, and if not then such notice or communication shall be mailed by
first-class mail, postage prepaid, addressed in each case to the party entitled thereto at the
following addresses: (a) if to the Company, to PeopleSupport, Inc., Attention: Chief Financial
Officer, 1100 Glendon Avenue, Suite 1250, Los Angeles, CA 90024 and (b) if to the Holder,
[ADDRESS], or at such other address as one party may furnish to the other in writing. Notice shall
be deemed effective on the date dispatched if by personal delivery or facsimile, two days after
mailing if by express mail, or three days after mailing if by first-class mail.

     11. ACCEPTANCE. Receipt of this Warrant by the Holder shall constitute acceptance of
and agreement to all of the terms and conditions contained herein.

     12. GOVERNING LAW. This Warrant and all rights, obligations and liabilities hereunder
shall be governed by the laws of the State of New York.

     IN WITNESS WHEREOF, the Company has caused this Warrant to be executed by its duly authorized
officer as of                     , 200___.

	 	 	 	 	 	 	 
	 	 	PEOPLESUPPORT, INC.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	 	 	 	 	 
	 

	 	Name:	 	 	 	 
	 

	 	 	 	 	 	 
	 

	 	Title:	 	 	 	 
	 

	 	 	 	 	 	 

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NOTICE OF EXERCISE

TO: PEOPLESUPPORT, INC.

     (1) The
undersigned hereby elects [to purchase ___ shares of [Common Stock] [___
Preferred Stock] [to exercise ___ Warrants, represented by the attached Warrant Certificate, to
purchase $___ principal amount of the [Title of Warrant Debt Securities] of PeopleSupport, Inc.
(the “Company”) pursuant to the terms of the attached Warrant, and tenders herewith payment of the
exercise price in full[, together with all applicable transfer taxes, if any].

     (2) Please issue a certificate or certificates representing said [shares of [Common Stock]
[___ Preferred Stock]] [Warrant Debt Securities] in the name of the undersigned or in such other
name as is specified below:

 

(Name)

 

 

 

(Address)

     [(3)
If a registration statement covering the exercise of the shares of [Common Stock] [___
Preferred Stock] is not then effective, the undersigned represents that (i) the aforesaid shares of
[Common Stock] [___ Preferred Stock] are being acquired for the account of the undersigned for
investment and not with a view to, or for resale in connection with, the distribution thereof and
that the undersigned has no present intention of distributing or reselling such shares; (ii) the
undersigned is aware of the Company’s business affairs and financial condition and has acquired
sufficient information about the Company to reach an informed and knowledgeable decision regarding
its investment in the Company; (iii) the undersigned is experienced in making investments of this
type and has such knowledge and background in financial and business matters that the undersigned
is capable of evaluating the merits and risks of this investment and protecting the undersigned’s
own interests; (iv) the undersigned understands that the shares
of [Common Stock] [___ Preferred
Stock] issuable upon exercise of this Warrant have not been registered under the Securities Act of
1933, as amended (the “Securities Act”), by reason of a specific exemption from the registration
provisions of the Securities Act, which exemption depends upon, among other things, the bona fide
nature of the investment intent as expressed herein, and, because such securities have not been
registered under the Securities Act, they must be held indefinitely unless subsequently registered
under the Securities Act or an exemption from such registration is available; (v) the undersigned
is aware that the aforesaid shares of [Common Stock]
[___ Preferred Stock] may not be sold
pursuant to Rule 144 adopted under the Securities Act unless certain conditions are met and until
the undersigned has held the shares for the number of years prescribed by Rule 144, that among the
conditions for use of the Rule is the availability of current information to the public about the
Company; and (vi) the undersigned agrees not to make any disposition of all or any part of the
aforesaid shares of [Common Stock] [___ Preferred Stock] unless and until there is then in

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effect a registration statement under the Securities Act covering such proposed disposition
and such disposition is made in accordance with said registration statement, or the undersigned has
provided the Company with an opinion of counsel satisfactory to the Company, stating that such
registration is not required.

     The undersigned understands that, if required by applicable federal securities laws at the
date of issuance of the [Common Stock]
[___ Preferred Stock], certificates representing any of the
[Common Stock] [___ Preferred Stock] acquired by the undersigned will bear a legend substantially
similar to the following, in addition to any other legends required by federal or state laws, or by
any contractual agreement binding upon the undersigned with respect
to the [Common Stock] [___ Preferred Stock]:

THE SECURITIES EVIDENCED HEREBY HAVE NOT BEEN REGISTERED OR
QUALIFIED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE
SECURITIES LAWS OF ANY STATE, AND MAY BE OFFERED, SOLD, PLEDGED OR
HYPOTHECATED ONLY IF REGISTERED AND QUALIFIED PURSUANT TO THE
RELEVANT PROVISIONS OF FEDERAL AND STATE SECURITIES LAWS OR IF THE
COMPANY IS PROVIDED AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO
THE COMPANY THAT REGISTRATION AND QUALIFICATION UNDER FEDERAL AND
STATE SECURITIES LAWS IS NOT REQUIRED OR IF THE COMPANY OTHERWISE
SATISFIES ITSELF THAT REGISTRATION IS NOT REQUIRED.]

	 	 	 	 	 	 	 
	 

	 	 
	 	 

	 	 
	(Date)

	 	 	 	(Signature)	 	 
	 
	 	 	 	 	 	 
	 

	 	 	 	 	 	 
	 

	 	 	 	(Printed Name)	 	 

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[PEOPLESUPPORT, INC.

FORM OF WARRANT CERTIFICATE REPRESENTING

WARRANTS TO PURCHASE

[TITLE OF WARRANT DEBT SECURITIES]

 

			
	No.                     
	 	                    , 200_

VOID AFTER ____________, 200_

[Form of Legend if Warrants are not immediately exercisable.]

     This certifies that                      or registered assigns is the registered owner of the above
indicated number of Warrants, each Warrant entitling such owner to purchase, at any time on or
before 5:00 p.m., Los Angeles time, on                     , 20___, $                     principal amount of [Title of Warrant
Debt Securities] (the “Warrant Debt Securities”), of PeopleSupport, Inc. (the “Company”), on the
following basis: during the period from                     , 20___, through and including                     , 20___, each
Warrant shall entitle the Holder thereof, subject to the provisions of this Warrant Certificate and
the Warrant dated as of ___, 20___, between the Company and the Holder (the “Warrant Agreement”), to
purchase the principal amount of Warrant Debt Securities stated in the Warrant Certificate at the
warrant price (the “Warrant Price”) of ___% of the principal amount thereof. The Holder may
exercise the Warrants evidenced hereby by paying in full, in lawful money of the United States of
America, in cash or by certified check bank wire transfer of immediately available funds, the
Warrant Price for each Warrant Debt Security with respect to which this Warrant Certificate is
exercised to the Company and by surrendering this Warrant Certificate, duly executed, at the
address of the Company set forth in the Warrant Agreement, and upon compliance with and subject to
the conditions set forth herein and in the Warrant Agreement.

     The term “Holder” as used herein shall mean the person in whose name at the time this Warrant
Certificate shall be registered upon the books to be maintained by the Company for that purpose
pursuant to Section 2 of the Warrant Agreement.

     The Warrants evidenced by this Warrant Certificate may be exercised to purchase Warrant Debt
Securities in the principal amount of [$1,000] or any integral multiple thereof in registered form.
Upon any exercise of fewer than all of the Warrants evidenced by this Warrant Certificate, there
shall be issued to the Holder hereof a new Warrant Certificate evidencing Warrants for the
aggregate principal amount of Warrant Debt Securities remaining unexercised.

     This Warrant Certificate is issued under and in accordance with the Warrant Agreement and is
subject to the terms and provisions contained in the Warrant Agreement, to all of which terms and
provisions the Holder of this Warrant Certificate consents by acceptance hereof. Copies of the
Warrant Agreement are on file at the office of the Company.

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     This Warrant Certificate may be registered when this Warrant Certificate is surrendered at the
office of the Company by the registered owner or such owner’s assigns, in the manner and subject to
the limitations provided in the Warrant Agreement.

     This Warrant Certificate shall not entitle the Holder hereof to any of the rights of a holder
of the Warrant Debt Securities, including, without limitation, the right to receive payments of
principal of (and premium, if any) or interest, if any, on the Warrant Debt Securities.

     This Warrant Certificate shall not be valid or obligatory for any purpose until countersigned
by the Company.

     IN WITNESS WHEREOF, the Company has caused this Warrant Certificate to be executed in its name
and on its behalf by the signatures of its duly authorized officers.

	 	 	 	 	 	 	 
	 	 	PEOPLESUPPORT, INC.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	 	 	 	 	 
	 

	 	Name:	 	 	 	 
	 

	 	 	 	 	 	 
	 

	 	Title:	 	 	 	 
	 

	 	 	 	 	 	 

(To be executed upon exercise of Warrants)

     The undersigned hereby irrevocably elects to exercise ___ Warrants, represented by this
Warrant Certificate, to purchase $___ principal amount of the [Title of Warrant Debt Securities]
(the “Warrant Debt Securities”) of PeopleSupport, Inc. and represents that he has tendered payment
for such Warrant Debt Securities, in lawful money of the United States of America, in cash, or by
certified check or by bank wire transfer in immediately available funds, to the order of
PeopleSupport, Inc., in the amount of $___ in accordance with the terms hereof. The undersigned
requests that said principal amount of Warrant Debt Securities be in fully registered form in the
authorized denominations, registered in such names and delivered all as specified in accordance
with the instructions set forth below.

     If the number of Warrants exercised is less than all the Warrants evidenced hereby, the
undersigned requests that a new Warrant Certificate evidencing the Warrants for the aggregate
principal amount of Warrant Debt Securities remaining unexercised be issued and delivered to the
undersigned unless otherwise specified in the instructions below. 

	 	 	 	 	 	 	 
	 

	 	 
	 	 

	 	 
	(Date)

	 	 	 	(Signature)	 	 
	 
	 	 	 	 	 	 
	 

	 	 	 	 	 	 
	Address:

	 	 	 	(Printed Name)	 	 
	 
	 	 	 	 	 	 
	 

	 	 	 	(Signature must conform in all respects to
name of holder as specified on the face of this
Warrant Certificate).]	 	 

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ASSIGNMENT FORM

(To assign the foregoing Warrant, execute this form and supply required information.

Do not use this form to purchase shares.)

     FOR VALUE RECEIVED, the foregoing Warrant and all rights evidenced thereby are hereby assigned
to

	 	 	 
	Name:
	 	 
	 

	 	 
	 

	 	(Please Print)
	Address:
	 	 
	 

	 	 
	 

	 	(Please Print) 
	 
	 	 
	Dated:

	 	                                                            
                     , 20___

	 	 	 
	Holder’s Signature:
	 	 
	 

	 	 
	 
	 	 	 	 
	Holder’s Address:
	 	 
	 

	 	 
	 
	 	 	 	 
	 
	 	 
	 

	 	 

NOTE: The signature to this Assignment Form must correspond with the name as it appears on the
face of this Warrant, without alteration or enlargement or any change whatever. Officers of
corporations and those acting in a fiduciary or other representative capacity should file proper
evidence of authority to assign the foregoing Warrant.

-9-exv4w8

 

Exhibit 4.8

Incorporated Under the Laws of the State of Delaware

July 2, 1998

 

			
	P-
	 	                    

PeopleSupport, Inc.

series
___ preferred stock

 

			
	87,000,000 SHARES COMMON STOCK
	 	4,000,000 SHARES PREFERRED STOCK
	               $0.001 PAR VALUE
	 	$0.001 PAR VALUE                     

                                                            

                                         (                    )

fully paid and non-assessable shares

 

			
	Secretary
	 	 President

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A STATEMENT OF THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER
SPECIAL RIGHTS OF EACH CLASS OF STOCK OR SERIES OF STOCK AND THE QUALIFICATIONS, LIMITATIONS OR
RESTRICTIONS OF SUCH PREFERENCES AND/OR RIGHTS MAY BE OBTAINED BY ANY STOCKHOLDER UPON WRITTEN
REQUEST AND WITHOUT CHARGE FROM THE SECRETARY OF THE CORPORATION.

The following abbreviations, when used in the inscription on the face of this
certificate, shall be construed as though they were written out in full
according to applicable laws or regulations:

	 	 	 	 	 	 	 
	TEN COM

	 	-
	 	as tenants in common
	 	UNIF GIFT MIN ACT-Custodian
	TEN ENT

	 	-
	 	as tenants by the entireties
	 	(Cust)     (Minor)
	JT TEN

	 	-
	 	as joint tenants with right of
	 	under Uniform Gifts to Minors
	 

	 	 	 	survivorship and not as tenants
	 	Act          
	 

	 	 	 	in common
	 	(State)     

     Additional abbreviations may also be used though not in the above list.

For value received,                                          hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

                                                                                

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

of the capital stock represented by the within Certificate, and do hereby
irrevocably constitute and appoint

                                                            
                                         Attorney
to transfer the said stock on the books of the within named Company with full
power of substitution in the premises.

	 	 	 	 	 	 	 
	Dated 

	 	 	 	 
	 	 
	 

	 	 	 	 	 

	 	 	 	 	 	 	 
	 

	 	NOTICE 
	 	 	 	 
	 

	 	 	 	 	 
	 

	 	 	 	THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND	 	 
	 

	 	 	 	WITH THE NAME AS WRITTEN UPON THE FACE OF THE	 	 
	 

	 	 	 	CERTIFICATE IN EVERY PARTICULAR, WITHOUT	 	 
	 

	 	 	 	ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.	 	 

	 	 	 
	Signature(s) Guaranteed:

	 	 
	 
	 	 
	 

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE

	 	 
	GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS
	 	 
	AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP
	 	 
	IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM),
	 	 
	PURSUANT TO S.E.C. RULE 17Ad-15.
	 	 

KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN, MUTILATED OR
DESTROYED, THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO
THE ISSUANCE OF A REPLACEMENT CERTIFICATE.

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