Document:

Guaranty entered into June 1, 2005

 Exhibit 10.4 
  
 GUARANTY 
  
 This is a guaranty (this “Guaranty”) dated as of June 1, 2005 from Rainmaker Systems, Inc., a Delaware corporation, having an address of
1800 Green Hills Road, Scotts Valley, California, 95066 (hereinafter called “Guarantor”), to Hub Properties Trust, a Maryland real estate investment trust having its principal place of business at c/o Reit Management & Research
LLC, 400 Centre Street, Newton, Massachusetts 02458 (hereinafter called “Landlord”). 
  
 WHEREAS, the State of Wisconsin Investment Board (“Original Lessor”) and Sunset Direct, Inc., a Texas corporation (“Original
Lessee”) entered into that certain Office Lease dated January 6, 1997, as amended by a First Amendment to Lease dated August 30, 1997 for certain premises located at Atrium Office Centre, 8701 North Mopac, Austin, Texas, as more
particularly described in the Lease (as so amended, the “Indenture”); and 
  
 WHEREAS, Harvard Property (Atrium) L.P. (“Harvard”) succeeded to the interest of Original Lessor under the Indenture and with Original Lessee entered into a Second Amendment to Lease dated May 8, 1998
and a Third Amendment to Lease effective as of October 1, 2002 (the Indenture as so amended, the “Original Lease”); and 
  
 WHEREAS, Landlord succeeded to the interest of Original Lessor under the Original Lease and with Original Lessee entered into a Fourth Amendment to Lease
(the “Fourth Amendment”) as of July 1, 2002; and 
  
 WHEREAS, Sunset Direct, Inc., an Idaho corporation (“Tenant”) succeeded to the interest of Original Lessee under the Original Lease as amended by the Fourth Amendment as of July 8, 2004; and 
  
 WHEREAS, Landlord, Tenant and The Frost National Bank entered into a
Landlord’s Subordination of Lien dated December 6, 2004 (the “Lien Subordination”); and 
  
 WHEREAS, Landlord and Tenant are contemporaneously herewith entering into a Fifth Amendment to Lease (the “Fifth Amendment”); and

  
 WHEREAS, Guarantor owns the stock of Tenant and expects to
receive benefits from the Fifth Amendment (the Original Lease as amended by the Fourth Amendment, the Lien Subordination and the Fifth Amendment is hereinafter referred to as the “Lease”); and 
  
 WHEREAS, as a condition to entering into the Fifth Amendment, Landlord has
required that Guarantor enter into this Guaranty, and in order to induce Landlord to enter into the Fifth Amendment, Guarantor agrees to enter into this Guaranty. 
  
 NOW, THEREFORE, in consideration of the foregoing and as an inducement to Landlord to enter into the Fifth Amendment,
Guarantor hereby agrees for the benefit of Landlord as follows: 
  
 1. Certain Terms. Capitalized terms used and not otherwise defined herein shall have the meanings ascribed to such terms in the Lease. 
  

 2. Guaranteed Obligations. The term “Guaranteed Obligations” shall mean the
payment of all rent, additional rent and other monetary obligations of Tenant under the Lease and the performance of each and every non-monetary obligation of Tenant under the Lease. 
  
 3. Representations and Covenants. Guarantor represents, warrants, covenants and agrees that: 
  
 3.1 Performance of Covenants and Agreements. Guarantor will use best
efforts to cause Tenant duly and punctually to perform all of the Guaranteed Obligations. 
  
 3.2 Validity of Agreement. Guarantor has duly and validly executed and delivered this Guaranty; this Guaranty constitutes the legal, valid and binding obligation of Guarantor, enforceable against Guarantor in
accordance with its terms; and the execution, delivery and performance of this Guaranty have been duly authorized by all requisite action of Guarantor and such execution, delivery and performance by Guarantor will not result in any breach of the
terms, conditions or provisions of, or conflict with or constitute a default under, or result in the creation of any lien, charge or encumbrance upon any of the property or assets of Guarantor pursuant to the terms of any indenture, mortgage, deed
of trust, note, other evidence of indebtedness, agreement or other instrument to which Guarantor may be a party or by which Guarantor or any property or assets of Guarantor may be bound, or violate any provision of law, or any applicable order,
writ, injunction, judgment or decree of any court or any order or other public regulation of any governmental commission, bureau or administrative agency. 
  
 3.3 Payment of Expenses. Guarantor agrees, as principal obligor and not as a guarantor only, to pay to Landlord forthwith upon demand in
immediately available Federal funds, all costs and expenses (including court costs and reasonable legal expenses) incurred or expended by landlord in connection with the enforcement of this Guaranty, together with interest on amounts recoverable
under this Guaranty from the time such amounts become due until payment at a rate equal to the lesser of six percent (6%) over the Prime Rate or the maximum rate allowed by law. “Prime Rate” shall mean the annual floating rate of
interest, determined daily and expressed as a percentage from time to time announced by Bank of America (or its successor) as its “prime” or “base” rate. Guarantor’s covenants and agreement set forth in this Section 3.3
shall survive the termination of this Guaranty. 
  
 3.4
Notices. Guarantor shall promptly give notice to Landlord of any event which might reasonably result in a material adverse change in the financial condition of Guarantor. 
  
 4. Guarantee. Guarantor hereby unconditionally guarantees that the Guaranteed Obligations which are monetary
obligations shall be paid in full when due and payable under the Lease and that the Guaranteed Obligations which are non-monetary obligations shall be performed when such performance is required under the Lease. As to monetary obligations under the
Lease, this guarantee is a guarantee of payment and not of collectability. Guarantor’s liability hereunder is direct, absolute and unconditional and may be enforced after nonpayment or non-performance by Tenant of any Guaranteed Obligations
without requiring Landlord to 

  

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resort to any other person or entity (including, without limitation, Tenant) or any other right, remedy or collateral. 
  
 5. Unenforceability of Guaranteed Obligations, Etc. If Tenant is for
any reason under no legal obligation to discharge any of the Guaranteed Obligations, or if any other moneys included in the Guaranteed Obligations have become unrecoverable from Tenant by operation of law or for any other reason, (including, without
limitation, the invalidity or irregularity in whole or in part of any Guaranteed Obligation or of the Lease or any limitation on the liability of Tenant thereunder or any limitation on the method or terms of payment thereunder which may now or
hereafter be caused or imposed in any manner whatsoever), the obligations contained in this Guaranty shall nevertheless remain in full force and effect and shall be binding upon Guarantor to the same extent as if Guarantor at all times had been
Tenant under the Lease. 
  
 6. Additional Guarantees. This
Guaranty shall be in addition to any other guarantee or other security for the Guaranteed Obligations, and it shall not be prejudiced or rendered unenforceable by the invalidity of any such other guarantee or security or by any waiver, amendment,
release or modification thereof. 
  
 7. Consents and Waivers,
Etc. Guarantor hereby acknowledges receipt of a correct and complete copy of the Lease, and consents to all of the terms and provisions thereof, as the same may be from time to time hereafter amended or changed in accordance therewith, and
waives (a) presentment, demand for payment, and protest of nonpayment, of any of the Guaranteed Obligations, (b) notice of acceptance of this Guaranty and of diligence, presentment, demand and protest, (c) notice of any default hereunder and any
default, breach or nonperformance with respect to any of the Guaranteed Obligations under the Lease, (d) notice of the terms, time and place of any private or public sale of collateral held as security for the Guaranteed Obligations, (e) demand for
performance or observance of any obligation of Tenant under, enforcement of any provision of, or pursuit or exhaustion of any rights or remedies against Tenant or any other guarantor of the Guaranteed Obligations under or pursuant to, the Lease or
any agreement directly or indirectly relating thereto, and any requirements of diligence or promptness on the part of Landlord in connection therewith, and (f) to the extent Guarantor lawfully may do so, any and all demands and notices of every kind
and description with respect to the foregoing or which may be required to be given by any statute or rule of law and any defense of any kind which it may now or hereafter have with respect to this Guaranty, or the Lease, or the Guaranteed
Obligations. 
  
 8. No Impairment, Etc. The obligations,
covenants, agreements and duties of Guarantor under this Guaranty shall not be affected or impaired by any assignment or transfer in whole or in part of any of the Guaranteed Obligations or Landlord’s or Tenant’s interest under the Lease,
or any waiver by Landlord of the performance or observance by Tenant or any other guarantor of any of the agreements, covenants, terms or conditions contained in the Guaranteed Obligations or the Lease or any indulgence in or the extension of the
time for payment or performance by Tenant or any other guarantor of any amounts payable under or in connection with the Guaranteed Obligations or the Lease or any other instrument or agreement relating to the Guaranteed Obligations or of the time
for performance by Tenant or any other guarantor of any other obligations under or arising out of any of the foregoing or the extension or renewal thereof, or by any failure by Landlord to take any action permitted under the Lease, or the 

  

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modification or amendment (whether material or otherwise) of any duty, agreement or obligation of Tenant or any other guarantor set forth in any of the
foregoing, or the voluntary or involuntary sale or other disposition of all or substantially all the assets of Tenant or any other guarantor or insolvency, bankruptcy, or other similar proceedings affecting Tenant or any other guarantor or any
assets of Tenant or any such other guarantor, or the release or discharge of Tenant or any such other guarantor from the performance or observance of any agreement, covenant, term or condition contained in any of the foregoing, or any other cause,
whether similar or dissimilar to the foregoing. In furtherance of the foregoing, and the provisions of Paragraph 14(b)(vi) of the Fourth Amendment, Guarantor’s obligations hereunder shall not be affected or impaired by any release of Tenant
pursuant to the provisions of Paragraph 14(c) of the Fourth Amendment. 
  
 9. Reimbursement, Subrogation, Etc. Guarantor hereby covenants and agrees that Guarantor shall not enforce or otherwise exercise any rights of reimbursement, subrogation, contribution or other similar rights against Tenant or any
other person with respect to the Guaranteed Obligations prior to the payment in full of the obligations of Tenant under the Lease. Until all obligations of Tenant under the Lease shall have been paid and performed in full, Guarantor shall have no
right of subrogation, and Guarantor waives any defense it may have based upon any election of remedies by Landlord which destroys Guarantor’s subrogation rights or Guarantor’s rights to proceed against Tenant for reimbursement (including,
without limitation, any loss of rights Guarantor may suffer by reason of any rights, powers or remedies of Tenant in connection with any anti-deficiency laws or any other laws limiting, qualifying or discharging the indebtedness to Landlord). Until
all obligations of Tenant pursuant to the Lease shall have been paid, performed and satisfied in full, Guarantor further waives any right to enforce any remedy which Landlord now has or may in the future have against Tenant, any other guarantor or
any other person and any benefit of, or any right to participate in, any security whatsoever now or in the future held by Landlord. 
  
 10. Defeasance. This Guaranty shall terminate at such time as the Guaranteed Obligations have been paid and performed in full and all other
obligations of Guarantor to Landlord under this Guaranty have been satisfied in full; provided, however, if at any time, all or any part of any payment applied on account of the Guaranteed Obligations is or must be rescinded or returned for any
reason whatsoever (including, without limitation, the insolvency, bankruptcy or reorganization of Tenant), this Guaranty, to the extent such payment is or must be rescinded or returned, shall be deemed to have continued in existence notwithstanding
any such termination. 
  
 11. Notices. Any notice or demand
under this Guaranty shall be given in the manner provided in Section 10.1 of the Lease, and shall be addressed to the party to receive such notice at its address as follows: (a), in the case of Guarantor, addressed to Guarantor at the address set
forth above, and (b), in the case of Landlord, addressed to Landlord at the address set forth above, Attn: Jennifer B. Clark, or in the case of any party, to such other address as such party may have furnished by written notice given as herein
provided. 
  
 12. Successors and Assigns. Whenever in this
Guaranty any of the parties hereto is referred to, such reference shall be deemed to include the successors and assigns of such party, including without limitation the holders, from time to time, of the Guaranteed Obligations; and all
representations, warranties, covenants and agreements by or on behalf of Guarantor which are 

  

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contained in this Guaranty shall inure to the benefit of Landlord’s successors and assigns, including without limitation said holders, whether so
expressed or not. 
  
 13. Applicable Law. This Guaranty and
any other instruments executed and delivered to evidence, complete or perfect the transactions contemplated hereby and thereby shall be interpreted, construed, applied and enforced in accordance with the laws of The Commonwealth of Massachusetts
applicable to contracts between residents of Massachusetts which are to be performed entirely within Massachusetts. 
  
 To the maximum extent permitted by applicable law, any action to enforce, arising out of, or relating in any way to, any of the provisions of this
Guaranty may be brought and prosecuted in such court or courts located in The Commonwealth of Massachusetts as may be provided by law; and the parties consent to the jurisdiction of said court or courts located in The Commonwealth of Massachusetts
and to service of process by registered mail, return receipt requested, or by any other manner provided by law. 
  
 14. Modification of Agreement. No modification or waiver of any provision of this Guaranty, nor any consent to any departure by Guarantor
therefrom, shall in any event be effective unless the same shall be in writing and signed by Landlord, and such modification, waiver or consent shall be effective only in the specific instances and for the purpose for which given. No notice to or
demand on Guarantor in any case shall entitle Guarantor to any other or further notice or demand in the same, similar or other circumstances. 
  
 15. Waiver of Rights by Landlord. Neither any failure nor any delay on Landlord’s part in exercising any right, power or privilege under this
Guaranty shall operate as a waiver thereof, nor shall a single or partial exercise thereof preclude any other or further exercise or the exercise of any other right, power or privilege. 
  
 16. Severability. In case any one or more of the provisions contained in this Guaranty should be invalid, illegal or
unenforceable in any respect, the validity, legality and enforceability of the remaining provisions contained herein shall not in any way be affected or impaired thereby, but this Guaranty shall be reformed and construed and enforced to the maximum
extent permitted by applicable law. 
  
 17. Entire
Contract. This Guaranty constitutes the entire agreement between the parties hereto with respect to the subject matter hereof and shall supersede and take the place of any other instruments purporting to be an agreement of the parties hereto
relating to the subject matter hereof. 
  
 18. Headings;
Counterparts. Headings in this Guaranty are for purposes of reference only and shall not limit or otherwise affect the meaning hereof. This Guaranty may be executed in any number of counterparts, each of which shall be an original, but all of
which together shall constitute one instrument, and in pleading or proving any provision of this Guaranty, it shall not be necessary to produce more than one of such counterparts. 
  
 19. Remedies Cumulative. No remedy herein conferred upon Landlord is intended to be exclusive of any other remedy,
and each and every remedy shall be cumulative and shall be in 

  

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addition to every other remedy given hereunder or now or hereafter existing at law or in equity or by statute or otherwise. 
  
 WITNESS the execution hereof under seal as of the date above first written.

  

			
	 RAINMAKER SYSTEMS, INC.

		
	 	 	/s/ Steve Valenzuela
	 	 	Hereunto Duly Authorized
	 By:
	 	 Steve Valenzuela

  

 -6-Rotech Healthcare Inc. Senior Management Incentive Plan (2005-2007)

 Exhibit 10.8 
  
 ROTECH HEALTHCARE INC. 
 SENIOR MANAGEMENT INCENTIVE PLAN 
 (2005—2007) 
  
 Section 1. Establishment of Plan. Rotech Healthcare Inc., a Delaware
corporation (the “Company”), hereby establishes this Rotech Healthcare Inc. Senior Management Incentive Plan (the “Plan”). The Plan shall become effective as of January 1, 2005 (the “Effective Date”). 
  
 Section 2. Purpose of Plan. The purpose of the Plan is to benefit the
shareholders of the Company by providing a multi-year incentive and reward compensation program for a limited group of the Company’s key executive senior management employees whose contributions, services and decisions are expected to have a
long-term impact on the success of the Company’s business operations. 
  
 Section 3. Administration. 
  
 3.1 The Committee. The Compensation Committee of the Company’s Board of Directors (the “Committee”) shall administer the Plan. 
  

3.2 Meetings. The Committee shall meet at such times and places as it may determine. The Committee shall act by a vote of the majority of the
members of the Committee then in office and the acts of such majority at any meeting or acts reduced to and approved in writing by a majority of the members of the Committee shall be the valid acts of the Committee. 
  
 3.3 Authority. Subject to the provisions of Section 8, the Committee
shall have full and final power and authority, subject to the provisions of the Plan, to interpret the provisions of the Plan, to supervise the administration of the Plan, to promulgate rules and regulations and to take all actions in connection
with or relating to the Plan as it deems necessary. Any determination or action of the Committee shall be final, conclusive and binding upon all employees participating in the Plan (each, a “Participant” and collectively, the
“Participants”) and their respective heirs, executors and assigns. 
  
 Section 4. Eligibility. Those employees of the Company having the following titles shall be the Participants in the Plan—Chief Executive Officer, Chief Operating Officer, Chief Information Officer, Chief
Financial Officer, Chief Sales Officer, Chief Legal Officer, Chief Purchasing Officer, Chief Contracts Officer, Chief Development Officer, Chief Clinical Officer, Chief Compliance Officer, Divisional Director of Operations, Divisional Director of
Sales. The Participants as of the Effective Date are set forth in Exhibit A to the Plan. Further, any additional or substitute Participants selected to participate in the Plan at a later date shall be added to a revised Exhibit A. 
  
 Section 5. Plan Awards. 
  
 5.1 Definitions. The following terms shall have the following
meanings for purposes of this Section 5: 
  
 (a)
“Average Company EBITDA” shall mean the average Company EBITDA for the Company’s 2005, 2006 and 2007 fiscal years. 
  

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 (b) “Average Company EBITDA Threshold” shall mean the Average Company EBITDA,
expressed as a percentage, as determined by the Committee as of the Effective Date. 
  
 (c) “Change of Control” shall mean (x) a change in the ownership of the Company, (y) a change in the effective control of the
Company, or (z) a change in the ownership of a substantial portion of the assets of the Company. For purposes of this Section 5.1(c): 
  
             (i) a “change in the ownership of the Company” shall occur on the date
on which any one person, or more than one person acting as a group, acquires ownership of stock of the Company that, together with stock held by such person or group, constitutes more than fifty percent (50%) of the total fair market value or total
voting power of the stock of the Company; provided, however, that if any one person or more than one person acting as a group, shall be considered to own more than fifty percent (50%) of the total fair market value or total voting
power of the stock of the Company, the acquisition of additional stock by the same person or persons shall not be considered to cause a change in the ownership of the Company (or to cause a change in the effective control of the Company for purposes
of clause (ii) of this Section 5.1(c)). However, notwithstanding the foregoing, an increase in the percentage of stock of the Company owned by any one person, or persons acting as a group, as a result of a transaction in which the Company acquires
its stock in exchange for property, shall be treated as an acquisition of stock of the Company for purposes hereof; 
  
             (ii) a “change in the effective control of the Company” shall occur on
the date on which either: 
  
             (A) any one person, or more than one person acting as a group, acquires (or has acquired during the twelve (12) month period ending on the date of the most recent
acquisition by such person or persons) ownership of stock of the Company possessing thirty-five percent (35%) or more of the total voting power of the stock of the Company; or 
  
             (B) a majority of the members of the Company’s
Board of Directors is replaced during any twelve (12) month period by directors whose appointment or election is not endorsed by a majority of the members of the Company’s Board of Directors prior to the date of the appointment or election; and

  

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             (iii) a “change in the
ownership of a substantial portion of the Company’s assets” shall occur on the date on which any one person, or more than one person acting as a group, acquires (or has acquired during the twelve (12) month period ending on the date of the
most recent acquisition by such person or persons) assets from the Company that have a total gross fair market value equal to or greater than forty percent (40%) of the total gross fair market value of all of the assets of the Company immediately
prior to such acquisition or acquisitions. For purposes of this clause (iii) of this Section 5.1(d), “gross fair market value” shall mean the value of the assets of the Company, or the value of the assets being disposed of, determined
without regard to any liabilities associated with such assets. Notwithstanding the foregoing, a transfer of assets by the Company shall not be treated as a change of ownership of such assets if the assets are transferred to (A) a shareholder of the
Company (immediately before the asset transfer) in exchange for or with respect to its stock, (B) an entity, fifty percent (50%) or more of the total value or voting power of which is owned, directly or indirectly, by the Company, (C) a person, or
more than one person action as a group, that owns, directly or indirectly, fifty percent (50%) or more of the total value or voting power of all of the outstanding stock of the Company, or (D) an entity, as least fifty percent (50%) of the total
value or voting power of which is owned, directly or indirectly, by a person described in clause (C) of this paragraph (iii). 
  
 For purposes of this Section 5.1(c), (x) persons shall not be considered to be acting as a group solely because they purchase or own stock of the Company
at the same time, or as a result of the same public offering, and (y) persons shall be considered to be acting as a group if they are owners of stock of the Company at a time when the Company enters into a merger, consolidation, purchase or
acquisition of stock, or similar business transaction, with the Company. 
  
 (d) “Combined Company Revenue” shall mean the aggregate Company Revenue for the Company’s 2005, 2006 and 2007 fiscal years. 
  
 (e) “Combined Company Revenue Threshold” shall mean Combined Company Revenue of greater than the
specified dollar amount determined by the Committee as of the Effective Date. 
  
 (f) “Company EBITDA” shall mean the earnings of the Company from continuing operations before interest, income taxes, depreciation and amortization, as set forth in the Company’s periodic reports filed
with the Securities and Exchange Commission for the Company’s applicable fiscal year, and specifically excluding compensatory stock options—related expenses and any and all other noncash accounting charges. 
  

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 (g) “Company Revenue” shall mean the net revenue of the Company, as set forth
in the Company’s quarterly and/or annual financial statements for the Company’s applicable fiscal year. 
  
 (h) “Government Reimbursement” shall mean payments received directly from any government entities for the provision of
healthcare products and services including, but not limited to, Medicare, State Medicaid programs (including Medicare Managed Care Plans providing services to such programs), Veterans Administration and Tricare, for the Company’s applicable
fiscal year. 
  
 (i) “Participation
Date” shall mean, for any Participant whose first date of participation in the Plan follows the Effective Date, such first date of participation in the Plan. 
  
 5.2 Calculation of Plan Benefit. By no later than February 15, 2008, the Committee shall determine the Combined
Company Revenue and the Average Company EBITDA. Except as otherwise provided in Section 6, no Award shall be made under the Plan unless the Combined Company Revenue exceeds the Combined Company Revenue Threshold. In calculating the Combined Company
Revenue and the Average Company EBITDA, the Company Revenue and Company EBITDA amounts shall periodically be increased or decreased, as applicable, by the Company’s Chief Financial Officer (the “CFO”), to reflect changes in Government
Reimbursement. Upon taking such action, the CFO shall promptly notify the Participants in writing of any such applicable revision. 
  
 5.3 Determination of Three-Year Awards. If the Combined Company Revenue Threshold is met, each Participant shall, subject to the next following
sentence, receive an award under the Plan (“Award”) equal to that number of fully vested shares of the Company’s Common Stock, which shares shall not be subject to any restrictions imposed by the Company, shall have been registered by
the Company utilizing Form S-8 for purposes of the Securities Act of 1933, and shall have an aggregate value equal to the Participant’s annualized rate of base salary from the Company as in effect on February 15, 2008. Notwithstanding anything
to the contrary contained in this Section 5 but expressly subject to the provisions of Section 6, should the (a) Average Company EBITDA Threshold not be met, each Participant’s otherwise calculated Award shall be reduced by twenty percent
(20%), and (b)(i) Average Company EBITDA be less than the specified percentage determined by the Committee as of the Effective Date, or (ii) Combined Company Revenue (irrespective of changes in Government Reimbursement) be less than the specified
dollar amount determined by the Committee as of the Effective Date, no Award shall be made under the Plan. In calculating the value of a share of the Company’s Common Stock for this purpose, one-third of each Award shall be respectively based
on the value of a share of the Company’s Common Stock on each of January 1, 2005, 2006 and 2007, utilizing the Participant’s base salary in effect on January 1, 2008. The Committee shall determine the amount of each Participant’s
Award pursuant to Section 5.2 and this Section 5.3, and shall proportionately prorate the Award of any Participant who was not participating in the Plan on the Effective Date, on the basis of such Participant’s Participation Date. 

 

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 5.4 Change of Control Payment. Notwithstanding anything to the contrary contained
in the Plan, upon the occurrence of a Change of Control on or prior to February 1, 2008, no Awards shall be made under the Plan, and each Participant who, subject to the exceptions contained in Section 6.2, is in the employ of the Company on any
date which is within the ninety (90) day period ending on the date on which a Change of Control occurs (“Change of Control Date”), shall instead receive, concurrent with the closing of the transaction constituting the Change of Control, a
lump sum cash payment equal to the amount of such Participant’s then base salary from the Company for the period commencing on the later of the Effective Date or the Participant’s Participation Date, and ending on the Change of Control
Date, but calculated for such entire period on the basis of such Participant’s annualized rate of base salary from the Company as in effect immediately prior to the Change of Control Date (a “Change of Control Payment”). 

 
     Section 6. Payments. 
  
 6.1 Continued Employment Requirement. No Participant
shall receive an Award or a Change of Control Payment under the Plan unless he or she is in the employ of the Company, and has one of the titles set forth in Section 4, in each case as of the earlier of February 15, 2008, or any date which is within
the ninety (90) day period ending on the Change of Control Date; provided, however, that such period shall be increased to the extent necessary for the Company to obtain all required regulatory approvals in connection with a
contemplated Change of Control. 
  
 6.2 Effect
of Termination. 
  
 6.2.1 Death or
Disability. If a Participant dies or becomes “disabled” (i.e., becomes entitled to receive benefits under the Company’s long-term disability plan) (“Disabled”) prior to the earlier of a Change of Control Date or
February 15, 2008, such Participant or his or her Beneficiary or estate, as the case may be, shall receive a lump sum cash payment equal to the amount of such Participant’s base salary from the Company for the period commencing on the later of
the Effective Date or the Participant’s Participation Date, and ending on the date of the Participant’s death or the date on which the Participant becomes Disabled, as applicable. For purposes of calculating such payment, the
Participant’s base salary in effect immediately prior to his or her death or becoming Disabled shall be utilized. 
  
 6.2.2 Termination for Cause. In the event the Company terminates a Participant’s employment with the Company for
“Cause” prior to the earlier of a Change of Control Date or February 15, 2008, such Participant shall forfeit all of his or her entitlements under the Plan to any then unpaid Award or Change of Control Payment. For purposes of this Section
6.2.2, the term “Cause” shall mean (a) for a Participant who is a party to an employment agreement with the Company, which agreement provides for a definition of “Cause” therein, “Cause” shall have the same meaning as
provided for in such employment agreement, or (b) for a Participant who is not a party to such an employment agreement with the Company, “Cause” shall mean the earliest to occur of any of the following: 
  
 (i) a Participant’s gross neglect of or willful failure
to perform his or her material duties with the Company, which neglect or failure shall continue for a period of two (2) days after receipt by the Participant of written notice from the Company directing such Participant to perform his or her
material duties; 
  

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 (ii) a Participant’s willful engaging in conduct which is materially injurious to
the Company or any subsidiary, which injury shall not have been remedied within two (2) days after receipt by the Participant of written notice from the Company of the injury caused by such conduct; 
  
 (iii) a Participant’s theft or misappropriation of
funds of the Company or any subsidiary; 
  
 (iv)
a Participant’s conviction of, or plea of nolo contendere to, a felony or a misdemeanor involving moral turpitude; or 
  
 (v) a Participant’s causing the Company to violate a local, state or federal law where such violation is materially injurious to the
Company. 
  
 6.2.3 Resignation without Good Reason. In the
event of a Participant’s resignation of his or her employment with the Company without “Good Reason” (as defined in Section 6.2.4), in either case prior to the earlier of a Change of Control Date or February 15, 2008, the Participant
shall forfeit all of his or her entitlements under the Plan to any then unpaid Award or Change of Control Payment. 
  
 6.2.4 Termination without Cause, “No Fault” Termination or Resignation with Good Reason. Notwithstanding anything to the contrary
contained in Section 6.1, any Participant who is a party to an employment-related agreement with the Company, which agreement provides for severance benefits to be payable upon termination of the Participant’s employment with the Company (i) by
the Company without Cause, (ii) pursuant to a “No Fault” termination by the Company or (iii) pursuant to the Participant’s resignation for “Good Reason,” and whose employment with the Company is terminated by the Company
without Cause, pursuant to a “No Fault” termination by the Company or who resigns his or her employment with the Company for Good Reason, in any such case prior to the earlier of a Change of Control Date or February 15, 2008, such
Participant shall receive a lump sum cash payment equal to the amount of the Participant’s base salary from the Company for the period commencing on the later of the Effective Date or the Participant’s Participation Date, and ending on the
date of the Participant’s termination of employment. For purposes of calculating such payment, the Participant’s base salary in effect immediately prior to his or her termination date shall be utilized. For purposes of this Section 6.2.4,
(x) a Participant shall have the right to resign for “Good Reason” solely where the circumstances of the Participant’s resignation shall meet the standards under the definition of “Good Reason” contained in the
Participant’s employment-related agreement, or (y) a Participant shall be deemed to have been terminated by the Company pursuant to a “No Fault” termination solely where the circumstances of the Participant’s termination by the
Company shall meet the standards for a “No Fault” termination under the Participant’s employment agreement. A participant who is not a party to such an employment-related agreement referred to above in this Section 6.2.4 shall receive
no benefit hereunder upon such Participant’s termination by the Company without Cause, “No Fault Termination” or resignation for Good Reason. 
  

 6 

 6.3 Form and Timing of Payments. All Awards, except for Change of Control Payments and payments
made pursuant to Sections 6.2.1 or 6.2.4, if any, shall be paid in the form of fully unencumbered vested shares of the Company’s Common Stock, which shares shall not be subject to any restrictions imposed by the Company and shall have been
registered by the Company utilizing Form S-8 for purposes of the Securities Act of 1933. Subject to the requirements of this Section 6, including but not limited to the requirements of Section 6.5, (a) shares to be issued on account of Awards
payable pursuant to Section 5.3 shall be issued within the earliest of (i) ten (10) days of the date on which the amounts of such Awards are determined, or (ii) ten (10) days of the date of the Participant’s termination of employment with the
Company, or (iii) February 29, 2008, and (b) Change of Control Payments payable pursuant to Section 5.4 and payments made pursuant to Sections 6.2.1 or 6.2.4 shall be paid in a lump sum cash payment. Change of Control Payments shall be made
concurrent with the closing of the transaction constituting the Change of Control, and payments made pursuant to Sections 6.2.1 or 6.2.4 shall be paid within ten (10) days of the date of the Participant’s death, becoming Disabled or other
termination of employment with the Company, as applicable. 
  
 6.4
Withholding and Other Tax Matters. The Company shall include all Awards, or Change of Control Payments, as applicable, in determining each Participant’s compensation for services rendered and shall reflect the value of the Award or
Change of Control Payment, as applicable, on such Participant’s W-2 form. The Company shall withhold all taxes from Awards or Change of Control Payments made under the Plan as required by applicable federal, state and local income tax laws.

  
 6.5 Delay of Awards/Payments to Participants who are Key
Employees. Notwithstanding anything in the Plan to the contrary, the distribution of stock or payment of cash under the Plan to a Participant who is a “key employee” (within the meaning of Section 416(i)(1) of the Internal Revenue Code
of 1986, as amended) shall be deferred for a period of six (6) months and one (1) day. 
  
 Section 7. Beneficiaries. Designation of beneficiaries to receive an Award or Change of Control Payment under the Plan subsequent to the death of a Participant shall be made in writing and filed with the
Committee in the form attached hereto as Exhibit B or in such other form and manner as the Committee may from time to time prescribe. Beneficiary designations may be changed by a Participant in the same manner at any time prior to death, and may
thereafter be designated or changed by a surviving beneficiary eligible to receive an Award or Change of Control Payment hereunder unless a successor beneficiary to such surviving beneficiary has been designated by the Participant or prior
beneficiary. If a Participant or beneficiary eligible to receive an Award or Change of Control Payment under the Plan dies without a surviving beneficiary having been designated, or with his or her estate or a trust designated as beneficiary, such
Participant’s or beneficiary’s Award or Change of Control Payment, as applicable, shall be distributed to the legal representative of his or her estate, or to the trustees of any such trust, within ten (10) days of the date of his or her
death. 
  

 7 

 Section 8. Amendment and Termination of Plan. The Committee, in its sole discretion, at any time,
may adopt such written amendments to or modifications of the Plan as it may deem advisable; provided, however, that no such amendment or modification shall deprive any Participant of any right or benefit to which he had previously
become entitled under the Plan. The Company, in its sole discretion, may terminate the Plan as of the end of any fiscal year of the Company after December 31, 2008; provided, however, that such termination shall not deprive any
Participant of any right or unpaid Award or Change of Control Payment to which he or she had previously become entitled under the Plan. 
  
 Section 9. No Employment Rights Created. Nothing herein is intended or shall be interpreted to give any Participant the right to be employed,
reemployed or continue to be employed by the Company. 
  
 Section
10. No Trust Created. Neither the provisions of the Plan nor any action taken by the Company or the Committee pursuant to the provisions of the Plan shall be deemed to create any trust, express or implied, or any fiduciary relationship
between and among the Company, the Committee, any member of the Committee or any Participant. 
  
 Section 11. Non-Alienation of Benefits. No right, Award or Change of Control Payment under the Plan shall be subject to anticipation, transfer, sale, assignment, pledge, encumbrance, charge, levy, attachment or
execution of a judgment of any kind. No right, Award or Change of Control Payment under the Plan shall in any manner be liable for or subject to the debts, contract liabilities or torts of any Participant. 
  
 Section 12. Applicable State Law. All questions pertaining to the Plan
shall be determined under the laws of the State of New York. 
  
 Section 13. Effect of Employment Agreement. Notwithstanding the provisions of any employment agreement between the Company and a Participant that provide that the severance benefits payable by the Company to a Participant thereunder
shall be the sole severance benefits payable by the Company thereto, the Company hereby acknowledges and agrees that any applicable benefit, award or payment payable to a Participant hereunder shall be made pursuant to the terms hereof, regardless
of any such provisions in such Participant’s employment agreement with the Company. 
  

 8

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