Document:

Exhibit 10.18

 

SPECIFIC TERMS IN THIS EXHIBIT HAVE BEEN REDACTED BECAUSE CONFIDENTIAL TREATMENT FOR THOSE TERMS HAS BEEN REQUESTED. THE REDACTED MATERIAL HAS BEEN SEPARATELY FILED WITH THE SECURITIES AND EXCHANGE COMMISSION, AND THE TERMS HAVE BEEN MARKED AT THE APPROPRIATE PLACE WITH TWO ASTERISKS (**).

 

Execution Copy

 

 

 

REFINING CONTRIBUTION AGREEMENT

 

BY AND AMONG

 

PHILADELPHIA ENERGY SOLUTIONS LLC,

 

SUNOCO, INC.

 

AND

 

CARLYLE PES, L.L.C.

 

DATED AS OF JULY 2, 2012

 

 

 

 

	
TABLE OF CONTENTS
    
	
 
    
	
ARTICLE I
    
	
 
    
	
DEFINED   TERMS
    
	
 
    
	
Section 1.1
    	
Defined   Terms
    	
2
    
	
Section 1.2
    	
Headings;   References; Interpretation
    	
20
    
	
 
    	
 
    	
 
    
	
ARTICLE II
    
	
 
    
	
CONTRIBUTIONS, ISSUANCES,   TRANSFER OF ASSETS
    
	
AND   ASSUMPTION OF LIABILITIES
    
	
 
    	
 
    	
 
    
	
Section 2.1
    	
TCG   Contribution
    	
21
    
	
Section 2.2
    	
Sunoco   Contribution
    	
22
    
	
Section 2.3
    	
NewCo   Issuances
    	
23
    
	
Section 2.4
    	
Excluded   Assets
    	
24
    
	
Section 2.5
    	
Assumed   Liabilities
    	
25
    
	
Section 2.6
    	
Excluded   Liabilities
    	
26
    
	
Section 2.7
    	
Inadvertent   Transfers
    	
27
    
	
Section 2.8
    	
Effect   of Consents to Transfer Not Obtained
    	
28
    
	
Section 2.9
    	
Inventory   Adjustments
    	
29
    
	
Section 2.10
    	
Intermediary   Closing
    	
31
    
	
 
    	
 
    	
 
    
	
ARTICLE III
    
	
 
    
	
CLOSING
    
	
 
    	
 
    	
 
    
	
Section 3.1
    	
Closing
    	
31
    
	
Section 3.2
    	
Deliveries
    	
32
    
	
 
    	
 
    	
 
    
	
ARTICLE IV
    
	
 
    
	
REPRESENTATIONS   AND WARRANTIES OF SUNOCO
    
	
 
    	
 
    	
 
    
	
Section 4.1
    	
Organization;   Qualification
    	
34
    
	
Section 4.2
    	
Authority;   Enforceability
    	
35
    
	
Section 4.3
    	
No   Violation; Consents and Approvals
    	
35
    
	
Section 4.4
    	
Financial   Statements
    	
36
    
	
Section 4.5
    	
Material   Contracts
    	
36
    
	
Section 4.6
    	
Authorizations
    	
37
    
	
Section 4.7
    	
Compliance   with Law
    	
38
    
	
Section 4.8
    	
Proceedings
    	
38
    
	
Section 4.9
    	
Taxes
    	
38
    
	
Section 4.10
    	
Environmental
    	
39
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

i

 

	
Section 4.11
    	
Benefit   Plan Matters
    	
40
    
	
Section 4.12
    	
Labor   Matters
    	
41
    
	
Section 4.13
    	
Intellectual   Property
    	
42
    
	
Section 4.14
    	
Refinery   Assets
    	
43
    
	
Section 4.15
    	
Title   to Assets
    	
44
    
	
Section 4.16
    	
Affiliate   Transactions
    	
44
    
	
Section 4.17
    	
Finder’s   Fees
    	
44
    
	
 
    	
 
    	
 
    
	
ARTICLE V
    
	
 
    
	
REPRESENTATIONS   OF TCG
    
	
 
    	
 
    	
 
    
	
Section 5.1
    	
Organization;   Qualification
    	
45
    
	
Section 5.2
    	
Authority;   Enforceability
    	
45
    
	
Section 5.3
    	
No   Violation; Consents and Approvals
    	
45
    
	
Section 5.4
    	
Financing
    	
46
    
	
Section 5.5
    	
Finder’s   Fees
    	
47
    
	
 
    	
 
    	
 
    
	
ARTICLE VI
    
	
 
    
	
INDEMNIFICATION
    
	
 
    	
 
    	
 
    
	
Section 6.1
    	
Survival
    	
47
    
	
Section 6.2
    	
Indemnification   by Sunoco
    	
47
    
	
Section 6.3
    	
Indemnification   by NewCo
    	
48
    
	
Section 6.4
    	
Contingent   First Recourse against Sunoco Captive Insurer
    	
48
    
	
Section 6.5
    	
Indemnification   Procedures
    	
48
    
	
Section 6.6
    	
Limitations   on Indemnification
    	
50
    
	
Section 6.7
    	
Remediation
    	
51
    
	
Section 6.8
    	
Exclusive   Remedy
    	
53
    
	
 
    	
 
    	
 
    
	
ARTICLE VII
    
	
 
    
	
EMPLOYEE   MATTERS
    
	
 
    	
 
    	
 
    
	
Section 7.1
    	
Employment   Offers
    	
53
    
	
Section 7.2
    	
Benefits   Plans, Employment Practices and Pay Practices
    	
54
    
	
Section 7.3
    	
WARN   Act
    	
56
    
	
Section 7.4
    	
Workers’   Compensation
    	
56
    
	
Section 7.5
    	
Non-Solicitation
    	
57
    
	
Section 7.6
    	
No   Third Party Beneficiary
    	
57
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

ii

 

	
ARTICLE VIII
    
	
 
    
	
PRE-CLOSING   COVENANTS
    
	
 
    	
 
    	
 
    
	
Section 8.1
    	
Operation   of the Business
    	
57
    
	
Section 8.2
    	
Appropriate   Action; Consents: Filings
    	
59
    
	
Section 8.3
    	
Access   to Information
    	
63
    
	
Section 8.4
    	
Title   and Surveys/Pennsylvania Clearance Certificates
    	
64
    
	
Section 8.5
    	
Exclusivity
    	
65
    
	
Section 8.6
    	
Interim   Services
    	
65
    
	
Section 8.7
    	
Financial   Statements
    	
65
    
	
Section 8.8
    	
RCRA   Permits
    	
65
    
	
Section 8.9
    	
Actions   by NewCo and Contributing Subsidiaries
    	
66
    
	
Section 8.10
    	
Acknowledgments;   Bulk Transfer Laws
    	
66
    
	
Section 8.11
    	
Foreign   Trade Zone
    	
67
    
	
Section 8.12
    	
Sunoco   Names and Marks; Removal of Signs and Logos
    	
67
    
	
Section 8.13
    	
Release   and Replacement of Bonds, Guaranties, etc.
    	
68
    
	
Section 8.14
    	
Public   Announcements
    	
68
    
	
Section 8.15
    	
Structure   Cooperation
    	
68
    
	
 
    	
 
    	
 
    
	
ARTICLE IX
    
	
 
    
	
CLOSING   CONDITIONS
    
	
 
    	
 
    	
 
    
	
Section 9.1
    	
Conditions   to Obligations of Each Party Under this Agreement
    	
69
    
	
Section 9.2
    	
Additional   Conditions to the Obligations of Sunoco
    	
69
    
	
Section 9.3
    	
Additional   Conditions to the Obligations of TCG
    	
70
    
	
 
    	
 
    	
 
    
	
ARTICLE X
    
	
 
    
	
TERMINATION
    
	
 
    	
 
    	
 
    
	
Section 10.1
    	
Termination
    	
71
    
	
Section 10.2
    	
Effect   of Termination
    	
72
    
	
Section 10.3
    	
Maximum   Liability
    	
72
    
	
 
    	
 
    	
 
    
	
ARTICLE XI
    
	
 
    
	
POST-CLOSING   COVENANTS
    
	
 
    	
 
    	
 
    
	
Section 11.1
    	
Further   Assurances
    	
73
    
	
Section 11.2
    	
Collection   of Amounts Owed to a Party
    	
73
    
	
Section 11.3
    	
Access:   Records
    	
74
    
	
Section 11.4
    	
Property   Taxes
    	
74
    
	
Section 11.5
    	
Transfer   Taxes
    	
75
    
	
Section 11.6
    	
Tax   Cooperation
    	
75
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

iii

 

	
Section 11.7
    	
Tax   Treatment; Reporting
    	
75
    
	
Section 11.8
    	
Confidentiality
    	
76
    
	
Section 11.9
    	
Existing   Confidentiality Agreements
    	
76
    
	
Section 11.10
    	
North   and West Yards
    	
77
    
	
Section 11.11
    	
Marcus   Hook
    	
77
    
	
 
    	
 
    	
 
    
	
ARTICLE XII
    
	
 
    
	
MISCELLANEOUS
    
	
 
    	
 
    	
 
    
	
Section 12.1
    	
Entire   Agreement; Amendment; Waivers
    	
78
    
	
Section 12.2
    	
Parties   in Interest
    	
78
    
	
Section 12.3
    	
Assignment
    	
78
    
	
Section 12.4
    	
Expenses
    	
79
    
	
Section 12.5
    	
Notices
    	
79
    
	
Section 12.6
    	
Severability
    	
80
    
	
Section 12.7
    	
Governing   Law
    	
80
    
	
Section 12.8
    	
Jurisdiction;   WAIVER OF TRIAL BY JURY
    	
81
    
	
Section 12.9
    	
Remedies;   Specific Performance
    	
81
    
	
Section 12.10
    	
Time   of the Essence
    	
82
    
	
Section 12.11
    	
Counterparts;   Effectiveness
    	
82
    
	
Section 12.12
    	
No   Presumption Against Drafting Party
    	
83
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

iv

 

Exhibits

 

	
Exhibit A
    	
 
    	
Advisory   Agreement Term Sheet
    
	
Exhibit B
    	
 
    	
Amended &   Restated NewCo LLC Agreement
    
	
Exhibit C
    	
 
    	
Line-Fill   Promissory Note Term Sheet
    
	
Exhibit D
    	
 
    	
Registration   Rights Agreement Term Sheet
    
	
Exhibit E
    	
 
    	
Retail   Agreement Term Sheet
    
	
Exhibit F
    	
 
    	
SXL   Agreements Term Sheet
    
	
Exhibit G
    	
 
    	
TSA   Term Sheet
    
	
Exhibit H
    	
 
    	
In-Process   Promissory Note Term Sheet
    
	
Exhibit I
    	
 
    	
Cross   License Agreement
    
	
Exhibit J
    	
 
    	
Omitted
    
	
Exhibit K
    	
 
    	
Bill   of Sale
    
	
Exhibit L
    	
 
    	
Assumption   Agreement
    
	
Exhibit M
    	
 
    	
Service   Mark Coordination Agreement
    
	
Exhibit N
    	
 
    	
Plan   of Refinery Owned Real Property
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

v

 

REFINING CONTRIBUTION AGREEMENT

 

This Refining Contribution Agreement (this “Agreement”) dated as of July 2, 2012 is made by and among Philadelphia Energy Solutions LLC, a Delaware limited liability company (“NewCo”), Sunoco, Inc., a Pennsylvania corporation (“Sunoco”), and Carlyle PES, L.L.C., a Delaware limited liability company (“TCG”, and collectively, the “Parties”).

 

RECITALS

 

WHEREAS, Sunoco and the Contributing Subsidiaries are, among other things, engaged in the Refinery Business;

 

WHEREAS, the Refinery Business is comprised of certain assets and liabilities that are currently part of Sunoco and the Contributing Subsidiaries;

 

WHEREAS, on June 12, 2012, Sunoco, TCG US and TCG Co-Invest formed NewCo, with Sunoco owning 49% of the equity interests in NewCo and TCG US and TCG Co-Invest collectively owning 51% of the equity interests in NewCo;

 

WHEREAS, the Parties desire for TCG to own two-thirds of the equity interests in NewCo and Sunoco to own one-thirds of the equity interests in NewCo immediately following the Closing, as more fully described in and subject to the terms and conditions of this Agreement and the Related Agreements;

 

WHEREAS, Sunoco desires to, and to cause the Contributing Subsidiaries to, contribute, convey, transfer, assign and deliver to NewCo, and NewCo desires to accept and assume from Sunoco and the Contributing Subsidiaries, the Refinery and certain assets, liabilities and employees relating thereto, in each case as more fully described in and subject to the terms and conditions of this Agreement;

 

WHEREAS, TCG desires to contribute to NewCo, and NewCo desires to accept from TCG, $175,000,000 in cash as more fully described and subject to the terms and conditions of this Agreement;

 

WHEREAS, concurrently with the execution of this Agreement, and as a condition and inducement to Sunoco’s willingness to enter into this Agreement, TCG US and Carlyle Energy Mezzanine Opportunities Fund, L.P. (collectively, the “Guarantor”) is entering into a limited guaranty in favor of Sunoco (the “Guaranty”) pursuant to which the Guarantor has guaranteed certain obligations of TCG as more fully described in and subject to the terms and conditions of the Guaranty; and

 

WHEREAS, in connection with the transactions set forth in the foregoing recitals, the Parties desire to enter into certain other agreements.

 

NOW, THEREFORE, in consideration of the premises and the representations, warranties and mutual covenants of the Parties, and upon the terms and subject to the conditions set forth herein, the Parties intending to be legally bound, agree as follows:

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

1

 

ARTICLE I

 

DEFINED TERMS

 

Section 1.1            Defined Terms. Capitalized terms used in this Agreement have the meanings ascribed to them below.

 

“2012 Unused Vacation” has the meaning set forth in Section 7.2(f).

 

“2012 Vacation Entitlement” has the meaning set forth in Section 7.2(f).

 

“Accessor” means reputable third-party inspection company to be identified prior to the Closing as mutually and reasonably agreed by Sunoco and TCG.

 

“Acquired Employees” has the meaning set forth in Section 7.1(a).

 

“Actual In-Process Amount” has the meaning set forth in Section 2.9(b).

 

“Actual Line-Fill Amount” has the meaning set forth in Section 2.9(b).

 

“Advisory Agreement” means an advisory agreement by and among NewCo, TCG and Sunoco that is based upon and reflects the terms set forth as Exhibit A.

 

“Affiliate” means, as to any Person, any other Person that, directly or indirectly through one or more intermediaries or otherwise, controls, is controlled by or is under common control with the specified Person. For purposes of this definition, “control” of a Person means the possession, directly or indirectly, of the power to direct or cause the direction of the management or policies of such Person, whether by contract or otherwise. Notwithstanding the foregoing, for purposes of this Agreement, unless otherwise expressly stated, (i) SXL shall not be deemed to be an Affiliate of Sunoco and (ii) NewCo shall not be deemed to be an Affiliate of either Sunoco or TCG.

 

“Agreement” has the meaning set forth in the preamble.

 

“Amended & Restated NewCo LLC Agreement” means the amended and restated limited liability company agreement of NewCo substantially in the form attached hereto as Exhibit B.

 

“Antitrust Law” means the Sherman Act, the Clayton Act, the HSR Act, the Federal Trade Commission Act, and all other laws and orders that are designed or intended to prohibit, restrict or regulate actions having the purpose or effect of monopolization or restraint of trade or lessening of competition through merger or acquisition, whether in the United States or elsewhere.

 

“Assumed Liabilities” has the meaning set forth in Section 2.5.

 

“Authorization” means any franchise, permit, including any Refinery Permit, license, authorization, order, certificate, registration, exemption, approval, expiration or termination of any waiting period (including the waiting period under the HSR Act) right or other consent or approval granted or issued by any Governmental Authority pursuant to any Law.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

2

 

“Banked Vacation” has the meaning set forth in Section 7.2(f).

 

“Baseline Amount” means a value in Dollars equal to the value of a normal operating volume amount of In-Process Inventory at the market prices therefor at the Closing, in each case as determined by the Parties prior to the Closing in connection with the determination of the procedures contemplated by Section 2.9(a)(ii) no later than three (3) Business Days prior to the Closing.

 

“Basket” means an amount equal to $100,000.

 

“Benefit Plan” means the following, whether written or oral: (i) any nonqualified deferred compensation or retirement plan or arrangement that is an Employee Pension Benefit Plan; (ii) any qualified defined contribution retirement plan or arrangement that is an Employee Pension Benefit Plan; (iii) any qualified defined benefit retirement plan or arrangement that is an Employee Pension Benefit Plan; (iv) any Employee Welfare Benefit Plan or fringe benefit plan or program; (v) any profit sharing, bonus, phantom stock, stock appreciation right, stock option, stock purchase, stock grant, indemnification, consulting, retention, employment, change in control, collective bargaining, severance or incentive plan, agreement or arrangement; or (vi) any plan, agreement or arrangement providing benefits related to clubs, vacation, childcare, parenting, sabbatical or sick leave.

 

“Business Day” means any day other than Saturday, Sunday or a day on which banks located in New York, New York and Philadelphia, Pennsylvania are authorized or obligated to close.

 

“Buyer/Seller Agreement” means the agreement by and among the Pennsylvania Department of Environmental Protection, NewCo, and any other applicable Governmental Authority that provides that NewCo will not incur, as a result of acquiring the Refinery, Environmental Liability for Remediation under CERCLA or RCRA or analogous state laws that are attributable to refining, refining-related or other activities conducted at the Refinery any time prior to the Closing.

 

“CBAs” means, collectively, all collective bargaining agreements or other Contracts between Sunoco or any of the Contributing Subsidiaries, on the one hand, and the Union or any other labor union, on the other hand, and all existing contract extension agreements, memoranda of agreement, letters of understanding and similar agreements and instruments with the Union, including for the avoidance of doubt, the NewCo USW Agreement.

 

“CERCLA” means the Comprehensive Environmental Response, Compensation, and Liability Act of 1980.

 

“Claim” means (i) any demand, claim, complaint or notice of grievance, (ii) the threatening or commencement of any Proceeding for any Loss, specific performance, injunctive relief, remediation or other equitable relief or (iii) any charge or notice of violation or similar action issued by a Governmental Authority, in each of cases (i), (ii) or (iii), whether or not ultimately determined to be valid.

 

“Clearance Certificate” has the meaning set forth in Section 8.4(c).

 

“Closing” has the meaning set forth in Section 3.1.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

3

 

“Closing Date” has the meaning set forth in Section 3.1.

 

“Closing Payment Amount” means the Estimated In-Process Amount, provided, however, that the Closing Payment Amount shall not exceed the Baseline Amount.

 

“Code” means the Internal Revenue Code of 1986, as amended.

 

“Common Units” shall have the meaning set forth in the Amended & Restated NewCo LLC Agreement.

 

“Company Benefit Plans” has the meaning set forth in Section 4.11(a).

 

“Confidential Information” has the meaning set forth in Section 11.8.

 

“Consent Decree” means any Order, consent decree, administrative consent order or any other legally binding agreement or order currently in effect and issued by, or entered into with, any applicable Governmental Authority prior to the Closing with respect to Liabilities arising pursuant to any Environmental Law relating to the ownership or use of any of the Refinery Assets or the Refinery Business, or the operation of any part of the Refinery Business prior to the Closing Date.

 

“Construction or Development” means all of those actions or projects consisting of, related to or associated with (i) constructing and developing improvements to the Refinery and (ii) installing new operations, businesses or processes at the Refinery that are related to the Refinery Business, the energy industry generally and the chemical industry.

 

“Contemplated Transactions” means the transactions contemplated by this Agreement and the Related Agreements.

 

“Contract” means any agreement, contract, instrument, lease, arrangement, or undertaking, including any purchase order or work order.

 

“Contributing Subsidiaries” means each of Atlantic Refining and Marketing Corp., a Delaware corporation, Sun International Limited, a Bermuda limited corporation (“SIL”), Sunoco Power Marketing LLC, a Pennsylvania limited liability company, Sunoco Inc. (R&M), a Pennsylvania corporation, Sunmarks, LLC, a Delaware limited liability company, and Sun Services Corporation, a Pennsylvania corporation.

 

“Credit Support Arrangements” has the meaning set forth in Section 8.13.

 

“Cross License Agreement” means the cross license agreement that is based upon and reflects the terms set forth as Exhibit I.

 

“Crude Purchase Obligations” means any Refinery Contracts pursuant to which Sunoco or any of the Contributing Subsidiaries is obligated to purchase Upstream Inventory but for which it has not acquired such Upstream Inventory as of the Closing.

 

“Customs” has the meaning set forth in Section 8.11.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

4

 

“Debt Financing” has the meaning set forth in Section 5.4.

 

“Debt Financing Sources” means the lenders party to the JPM Commitment Letter, or any arranger or agent in connection therewith, in each case together with their Affiliates, officers, directors, employees and Representatives involved in any Debt Financing and their respective successors and assigns.

 

“Debt Term Sheet” has the meaning set forth in Section 5.4.

 

“Deeds” means one or more properly executed and acknowledged special warranty deeds each reasonably satisfactory to each of the Parties.

 

“Developed” means having incurred any substantial costs or expenses, or having taken material actions to plan, design, develop, construct upon or improve the Refinery or the Refinery Real Property it being understood for the avoidance of doubt that any of (i) undertaking the studies and analyses needed to apply for, or applying for one or more required Governmental Authorizations, (ii) negotiating or signing agreements for the acquisition of services or equipment needed to implement or undertake some or all of a Construction or Development project or (iii) the commencement of actual Construction or Development activities, in each case shall constitute “Developed”.

 

“Disclosure Schedules” has the meaning set forth in the preamble to Article IV.

 

“Disguised Sale” has the meaning set forth in Section 11.7(a).

 

“Dispute Notice” has the meaning set forth in Section 2.9(c)(ii).

 

“Dollars” and the symbol “$” mean the lawful currency of the United States of America.

 

“Downstream In-Transit Inventory” means all finished products held for sale by Sunoco or any of the Contributing Subsidiaries in connection with the Refinery Business outside the Refinery; but only if it (x) is not located at the Refinery, (y) is subject to sale pursuant to a purchase order or other Contract for the sale of such products entered into by Sunoco or any of the Contributing Subsidiaries and (z) is in transit to the transferee of such inventory as of the Closing.

 

“Downstream In-Transit Sale Obligations” mean any Refinery Contract, pursuant to which Sunoco or any of the Contributing Subsidiaries are obligated to sell any Downstream In-Transit Inventory as of the Closing.

 

“Downstream Inventory” means all finished products held for sale by Sunoco or any of the Contributing Subsidiaries as of the Closing in connection with the Refinery Business at the Refinery, at SXL’s terminal at the Eagle Point refinery in Westville, NJ; at SXL’s storage facility in Paulsboro, NJ; jet fuel inventory stored at Sunoco’s Marcus Hook, PA refinery; at the Citgo storage facility in Linden, NJ; at the Kinder Morgan storage facility in Carteret, NJ; and at customer locations in connection with the Sequent sales contract plus any ethanol of such Persons that is in transit to the Refinery; provided, however, that, for the avoidance of doubt, Downstream Inventory shall not include any Downstream In-Transit Inventory.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

5

 

“Draft Allocation” has the meaning set forth in Section 11.7(b).

 

“Emergency Response Actions” means any action of any Person taken in response to an unforeseen event for which the failure to take such action could reasonably be expected to result in imminent harm to people or material and imminent harm to property.

 

“Employee Books and Records” has the respective meanings given to such term in Section 2.2(b)(x).

 

“Employee Pension Benefit Plan” has the meaning set forth in Section 3(2) of ERISA and includes any such plan, such as foreign plans and plans for directors, that is not subject to ERISA.

 

“Employee Welfare Benefit Plan” has meaning set forth in Section 3(1) of ERISA and includes any such plan, such as foreign plans and plans for directors, that is not subject to ERISA.

 

“Environmental Authorization” means any Authorization granted or issued by any Governmental Authority under any applicable Environmental Law.

 

“Environmental Claim” means any Claim asserting an Environmental Liability or asserting a Lien under any Environmental Law, or any written or oral notice of noncompliance or violation by or from any Person alleging an Environmental Liability.

 

“Environmental Condition” means any condition that now requires or may in the future require Remediation Activities with respect to the presence or Release of any Hazardous Substance in soil groundwater, surface water, sediments, or other media at, from, on or under any of the Refinery Assets or that could otherwise reasonably be expected to result in an Environmental Liability or Environmental Noncompliance.

 

“Environmental Law” means any former, current, or future applicable Law relating to (i) the protection of the environment or the public welfare from actual or potential exposure (or the effects of exposure) to any actual or threatened Release (whether past or present) of any Hazardous Substance or (ii) pollution, natural resource damages, conservation of resources, waste management or the manufacture, generation, production, processing, distribution, use, treatment, labeling, storage, release, emission, discharge, remediation, removal, disposal, transport or handling of any toxic or hazardous substance or material (including asbestos, polychlorinated biphenyls, crude petroleum and its fractions or derivatives thereof) or occupational health and safety, such as the Clean Air Act, 42 U.S.C. Section 7401 et seq.; the Clean Water Act, 33 U.S.C. Section 1251 et seq. and the Water Quality Act of 1987; the Federal Insecticide, Fungicide, and Rodenticide Act, 7 U.S.C. Section 136 et seq.; the Marine Protection, Research and Sanctuaries Act, 33 U.S.C. Section 1401 et seq.; the National Environmental Policy Act, 42 U.S.C. Section 4321 et seq.; the Noise Control Act, 42 U.S.C. Section 4901 et seq.; the Occupational Safety and Health Act, 29 U.S.C. Section 651 et seq.; the Resource Conservation and Recovery Act, 42 U.S.C. Section 6901 et seq., as amended by the Hazardous and Solid Waste Amendments of 1984; the Safe Drinking Water Act, 42 U.S.C. Section 300f et seq.; CERCLA, 42 U.S.C. Section 9601 et seq., as amended by the Superfund Amendments and Reauthorization Act, the Emergency Planning and Community Right-to-Know Act, and Radon Gas and Indoor Air Quality Research Act; the Toxic Substances Control Act,15 U.S.C. Section 2601

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

6

 

et seq.; the Atomic Energy Act, 42 U.S.C. Section 2011 et seq., and the Nuclear Waste Policy Act of 1982, 42 U.S.C. Section 10101 et seq., and any state and local Laws implementing or comparable to any of the foregoing federal Laws, and any regulations promulgated by any Governmental Authority pursuant to any of the foregoing.

 

“Environmental Liability” means any Liability (including required costs and expenditures for Remediation Activities): (i) pursuant to any Environmental Law, Order, notice or responsibility, directive (including directives embodied in Environmental Laws) or similar documents (including settlements) arising out of any Environmental Laws; or (ii) pursuant to any Claim by a Governmental Authority or other Person for personal injury, property damage, damage to natural resources, performance of or payment or reimbursement of costs or expenses for Remediation Activities, in each case arising as a result of an Environmental Condition or Environmental Noncompliance and made pursuant to any applicable Environmental Law or applicable common law.

 

“Environmental Noncompliance” means any condition or circumstance that constitutes noncompliance with, or lack of an Environmental Authorization required under, any Environmental Law in connection with the ownership or operation of any of the Refinery Assets.

 

“EPA Letter” means that letter, dated June 15, 2012, from Bob Perciasepe, the Deputy Administrator of the United States Environmental Protection Agency to Philip L. Rinaldi, Chief Executive Officer of Philadelphia Energy Solutions, with copy to the Honorable Michael A. Nutter, the Honorable Cynthia Giles, Shawn Garvin, Janet Woodka and Michael Krancer.

 

“Equity Commitment Letter” has the mean set forth in Section 5.4.

 

“Equity Financing” has the meaning set forth in Section 5.4.

 

“ERISA” means the Employee Retirement Income Security Act of 1974, as amended.

 

“ERISA Affiliate” means any Person under common control with either Company or a subsidiary within the meaning of Section 414(b), (c), (m), or (o) of the Code or Section 4001 of ERISA.

 

“Estimated In-Process Amount” has the meaning set forth in Section 2.9(a).

 

“Estimated In-Process Note Amount” means an amount equal to the excess, if any, of the Estimated In-Process Amount over the Closing Payment Amount.

 

“Estimated Line-Fill Amount” has the meaning set forth in Section 2.9(a).

 

“Evergreen Captive Insurance Structure” means the contemplated possible future transactions pursuant to which Sunoco or one or more of the Contributing Subsidiaries may, among other things, following the Closing, form a regulated captive insurance entity (the “Sunoco Captive Insurer”), for the purpose of providing insurance coverage for the payment of certain Claims, Liabilities and Losses arising from Environmental Conditions at the Refinery.

 

“Excluded Assets” has the meaning set forth in Section 2.4.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

7

 

“Excluded Contracts” has the meaning set forth in Section 2.4(e).

 

“Excluded Liabilities” has the meaning set forth in Section 2.6.

 

“Existing Refinery Consent Decree” means that Consent Decree to which Sunoco, Inc., the United States of America, the Commonwealth of Pennsylvania, the City of Philadelphia and other states were parties, including all amendments thereto, that was entered by the United States District Court on March 21, 2006 in the United States District Court for the Eastern District of Pennsylvania, C.A. no. 05-02866.

 

“FCPA” means the U.S. Foreign Corrupt Practices Act of 1977, as amended, and all other anti-corruption and anti-bribery Laws, regulations, and requirements of any jurisdiction applicable to Sunoco or any of its Affiliates in connection with the Refinery Business or any of the Refinery Assets.

 

“FCPA Liability” means any Liability arising out of violations or alleged violations of the FCPA, including costs and expenses related to any internal investigation, legal counsel, and penalties, fines, or disgorgement of profits.

 

“Final Allocation” has the meaning set forth in Section 11.7(b).

 

“Final Line-Fill Amount” has the meaning set forth in Section 2.9(c)(i).

 

“Final In-Process Amount” has the meaning set forth in Section 2.9(c)(i).

 

“Financing” has the meaning set forth in Section 5.4.

 

“Financing Agreements” has the meaning set forth in Section 8.2(d).

 

“Fundamental Representations and Warranties” means those representations and warranties set forth in Section 4.1 (Organization; Qualification), Section 4.2 (Authority; Enforceability), Section 4.3(a)(i) (No Violation), Section 4.3(a)(iii) (No Violation), Section 4.3(a)(iv) (No Violation), Section 4.15 (Title to Assets), Section 4.17 (Finders Fees), Section 5.1 (Organization; Qualification), Section 5.2 (Authority; Enforceability), Section 5.3(a)(i) (No Violation), Section 5.3(a)(iii) (No Violation) and Section 5.5 (Finders Fees).

 

“GAAP” means accounting principles generally accepted in the United States of America.

 

“Governing Documents” means the articles of incorporation, certificate of incorporation, charter, bylaws, articles or certificate of formation, regulations, limited liability company agreement, certificate of limited partnership, partnership agreement, and all other similar documents, instruments or certificates executed, adopted or filed in connection with the formation or organization of a Person, as applicable, including any amendments thereto.

 

“Governmental Authority” means any federal, state, local, foreign, multi-national, supranational, national, regional or other governmental agency, authority, administrative agency, regulatory body, commission, board, bureau, agency, officer, official, instrumentality, court or

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

8

 

arbitral tribunal having governmental powers or any other instrumentality or political subdivision thereof.

 

“Guarantor” has the meaning set forth in the recitals.

 

“Guaranty” has the meaning set forth in the recitals.

 

“Hazardous Substance” means, collectively, any substance that is identified as hazardous and regulated (or the cleanup of which can be required) under any applicable Environmental Law, and, in addition, any substance which requires special handling, storage or disposal procedures to avoid a Release or whose use, handling, storage or disposal is in any way regulated, or as may give rise to Liability under any applicable Environmental Law. Without limiting the generality of the foregoing, Hazardous Substances shall include (i) “hazardous wastes,” “solid wastes” (excluding office, household or similar solid wastes), “hazardous substances,” “toxic substances,” “pollutants,” or “contaminants” or other similar identified designations in any Environmental Law; and (ii) petroleum, crude oil, refined petroleum products and fractions or by-products thereof, in each case whether in their virgin, used or waste state.

 

“Holding Company Structure” has the meaning set forth in Section 8.15.

 

“HSR Act” means the Hart-Scott-Rodino Antitrust Improvements Act of 1976 and the rules and regulations promulgated thereunder.

 

“Inbound Refinery License Agreements” has the meaning as set forth in Section 4.13(e).

 

“Indemnified Party” has the meaning set forth in Section 6.5(a).

 

“Indemnifying Party” has the meaning set forth in Section 6.5(a).

 

“In-Process Inventory” means all hydrocarbon materials located at the Refinery and subject to further processing at the Refinery, including blendstocks, and including all butane products located at Sunoco’s Marcus Hook refinery or other third party storage facilities, but not but including Line-Fill Inventory or any Upstream Inventory.

 

“In-Process Promissory Note” means the promissory note made by NewCo to the Contributing Subsidiaries as allocated among the Contributing Subsidiaries as shown on Schedule 2.3(b) that is based upon and reflects the terms set forth as Exhibit H, with a principal in the amount of the Estimated In-Process Note Amount (as automatically adjusted in accordance with Section 2.9(d) and the terms of such promissory note).

 

“Intellectual Property” means all of the following legal rights, title, or interest in or arising under the laws of any state, country, or international treaty regime, whether or not filed, perfected, registered, or recorded: (a) patents, patent applications, invention disclosures, and statutory invention registrations, together with all reissuances, continuations, continuations-in-part, divisions, supplementary protection certificates, extensions, renewals, and re-examinations thereof (collectively “Patents”); (b) trademarks, service marks, trade names, and trade dress, domain names and other similar indicia of origin, together with the goodwill associated therewith, and registrations of an

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

9

 

applications to register the foregoing (collectively, “Marks”); (c) copyrights and moral rights and all registrations of and applications to register the foregoing; and (e) know-how, trade secrets, and confidential information (including manufacturing and production processes, models, simulations, research and development, formulas, compositions, technical and engineering data/reports, process/procedures and operation manuals, drawings, designs, specifications, customer and supply data, pricing and cost information, business and marketing studies, concepts, methods, techniques, and inventions (whether or not patentable)).

 

“Intellectual Property Assignment” has the meaning set forth in Section 3.2(a)(v).

 

“Interim Period” means the period of time from the date hereof until the earlier of the Closing Date or the termination of this Agreement in accordance with Article X.

 

“Intermediary” means the Person (or Persons) party to the Intermediation Commitment Letter or any replacement provider or any alternative provider of the Intermediary Financing and, in each case, its successors and assigns.

 

“Intermediary Financing” has the meaning set forth in Section 5.4.

 

“Intermediary Closing” has the meaning set forth in Section 2.10.

 

“Intermediation Term Sheet” has the meaning set forth in Section 5.4.

 

“Intermediation Transaction” means the intermediation of the Downstream Inventory and the Upstream Inventory as contemplated by the Intermediation Commitment Letter.

 

“IRS” means the United States Internal Revenue Service.

 

“JPM Commitment Letter” has the meaning set forth in Section 5.4.

 

“Key Employees” has the meaning set forth in Section 7.1(b).

 

“Knowledge of Sunoco,” “Sunoco’s knowledge,” or any other similar knowledge qualification in this Agreement with respect to Sunoco or the Contributing Subsidiaries means to the actual knowledge of Brian MacDonald, Stacy Fox, Thomas Scargle, John Pickering, Steven Herzog, Michael Colavita, James Keeler and Jianhong Zhou and Elizabeth Bilotta, and, with respect to environmental matters only, Charles Barksdale, and Terry Soule and with respect to environmental matters and legal compliance (including FCPA), Arnold Dodderer.

 

“Labor Laws” means all Laws relating to labor, employment and employment practices, including, those Laws relating to wages, equal employment opportunity (including Laws prohibiting discrimination and/or harassment on the basis of race, national origin, religion, gender, disability, age, workers’ compensation, or any other protected classification), affirmative action, hiring practices, immigration, labor relations, workers’ compensation, unemployment compensation, employment standards, employment of minors, health and safety, payment of wages and overtime of any kind, pay equity, employee classification, military leave and family / medical leave.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

10

 

“Law” means any and all foreign, federal, state, and local laws, statutes, ordinances, codes (including the Code), regulations, policies, protocols, proclamations or executive orders, rules, resolutions, Orders, Permits, licenses, determinations, writs, injunctions, awards (including awards of any arbitrator), judgments and decrees and other legally enforceable requirements of any Governmental Authority.

 

“Liability” means any liability, indebtedness (including any guaranty), demand, Claim, Loss or obligation whether absolute or contingent, conditional or unconditional, primary or secondary, direct or indirect, choate or inchoate, known or unknown, asserted or unasserted, accrued or unaccrued, and whether due or to become due.

 

“Lien” means any mortgage, pledge, security interest, lien, preference right, encumbrance, transfer restriction, oil, gas, or mineral interest restriction, deed of trust, easement, servitude, encumbrance, option to purchase or lease or otherwise acquire any interest, charge or other “adverse claim” (as Section 8-102(a) of each applicable Uniform Commercial Code defines that term), any conditional or installment sale or other title retention agreement, or the filing of or agreement to give any security interest, charge or financing statement under the Laws of any jurisdiction, or any similar encumbrance. “Liens” shall not include non-exclusive licenses or other non-exclusive rights granted with respect to Intellectual Property.

 

“Line-Fill Inventory” means the hydrocarbons located in processing units and interconnecting pipes (including pipelines in SXL’s Darby Creek, Fort Mifflin, Hog Island crude supply systems and in SXL’s inter-refinery pipeline (IRPL)), and their equivalents, with such hydrocarbons owned by any of Sunoco or any of the Contributing Subsidiaries and located at, or specifically allocated to, the Refinery as of the Closing.

 

“Line-Fill Promissory Note” means the promissory note made by NewCo to the Contributing Subsidiaries as allocated among the Contributing Subsidiaries as shown on Schedule 2.3(b) that is based upon and reflects the terms set forth as Exhibit C, with an initial principal in the amount of the Estimated Line-Fill Amount (as automatically adjusted in accordance with Section 2.9(d) and the terms of such promissory note).

 

“Loss” means any and all actual damages, penalties, fines, assessments, charges, costs (including settlement costs), liabilities, obligations, Taxes, losses, expenses and fees, including reasonable costs of investigation, court costs, costs of defense and reasonable fees of attorneys, accountants and other professional advisors and expert witnesses related thereto.

 

“Marks” has the meaning set forth in the definition of “Intellectual Property.”

 

“Material Adverse Effect” means any change, event or occurrence that, individually or in the aggregate with all other changes, events and occurrences, is or would reasonably be expected to have a material adverse effect on the long-term operational or financial viability of the Refinery, excluding any change, event or occurrence resulting from or arising out of any of the following: (i) the announcement or pendency of this Agreement or any of the transactions or other agreements contemplated hereby, (ii) any action taken or omitted to be taken by Sunoco or any of the Contributing Subsidiaries at TCG’s or any of their respective Affiliates’ direction or request

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

11

 

(including any action not taken as a result of the failure of TCG to consent to any action requiring TCG’s consent) or otherwise required or permitted to be taken or omitted to be taken by this Agreement, (iii) the identity of, or any facts or circumstances relating to, TCG or any of its Affiliates, (iv) any economic, credit, capital, securities or financial markets or any social, regulatory or political conditions in the United States or elsewhere in the world, including with respect to interest rates or currency exchange rates, (v) any outbreak or any development, change, worsening or escalation of hostilities (whether or not armed), acts of war (whether or not declared), sabotage or terrorism, (vi) any act of God, hurricane, tornado, flood, volcano, earthquake or other natural or man-made disaster, (vii) any proposal, enactment or change in interpretation of, or other change in, applicable Law, GAAP or governmental policy or any development or effect of any investigation, audit or review of the Refinery or the Refinery Business by any Governmental Authority commencing from and after the date hereof, (viii) general conditions in the industries in which the Refinery Business operates, (ix) the price or availability of any products, equipment or supply used or sold by the Refinery, or (x) the failure, in and of itself, of the Refinery or the Refinery Business to meet any projections, forecasts, estimates or predictions in respect of revenue, earnings or other financial or operating metrics before, on or after the date of this Agreement; provided, however, that in the case of each of clauses (iv), (v), (vi), (vii), (viii) and (ix), the change, event or occurrence subject to the exclusion in such clause shall be excluded to the extent it does not have a materially disproportionate adverse impact on the Refinery or Refinery Business, as applicable, as compared to similar refineries or businesses in the same industry as the Refinery Business, respectively; provided, further, that notwithstanding the foregoing proviso in the case of each of clauses (vi) and (vii), the change, event or occurrence subject to the exclusion in such clause shall be deemed to be included in determining an adverse effect to the extent it has a materially disproportionate adverse impact on the business of the group of refineries constituting the Refinery and the refineries at Delaware City, Paulsboro and Trainer (the “Northeast Refineries”), as compared to similar refineries or businesses in the same industry as the Refinery Business (other than the Northeast Refineries).

 

“Material Contracts” has the meaning set forth in Section 4.5(a).

 

“Multiemployer Plan” has the meaning set forth in Section 3(37) or Section 4001(a)(3) of ERISA.

 

“Multi-Site Contract” has the meaning set forth in Section 8.6.

 

“NewCo” has the meaning set forth in the preamble.

 

“NewCo Debt” has the meaning set forth in Section 2.3.

 

“NewCo Indemnitees” has the meaning set forth in Section 6.2.

 

“NewCo USW Agreement” means that certain Memorandum of Understanding and Agreement Between Philadelphia Energy Solutions Refining and Marketing LLC and the United Steel, Paper and Forestry, Rubber, Manufacturing, Energy, Allied Industrial and Service Workers International Union, AFL-CIO, CLC, and its Local 10 executed on June 27, 2012.

 

“Non-Assignable Assets” has the meaning set forth in Section 2.8(a).

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

12

 

“Non-Disclosure Agreement” means the Non-Disclosure Agreement by and between Sunoco and Carlyle Investment Management L.L.C. dated January 19, 2011.

 

“Non-Hired Employees” means Refinery Employees who are not Acquired Employees.

 

“North Yard” means the real property commonly referred to as the “north yard” located north of Passyunk Avenue and adjacent to Philadelphia Gas Works property and identified as such on the plan attached to this Agreement as Exhibit N.

 

“Northeast Refineries” has the meaning set forth in the definition of “Material Adverse Effect.”

 

“Order” means any order, including any consent order, writ, ruling, charge, decision, verdict, decree, assessment, award (including arbitration awards), judgment, stipulation, injunction, or other determination, decision or finding by, before, or under the supervision of any Governmental Authority of competent jurisdiction.

 

“Parties” has the meaning set forth in the preamble.

 

“Patents” has the meaning set forth in the definition of “Intellectual Property.”

 

“Permitted Liens” means statutory liens for Taxes or assessments applicable to the Refinery Assets which are not yet delinquent or the amount or validity of which is being contested in good faith and for which adequate reserves have been established by Sunoco or the applicable Contributing Subsidiary and excluding Permitted Refinery Owned Real Property Liens.

 

“Permitted Refinery Owned Real Property Liens” means statutory liens for (A) real estate taxes, assessments and other governmental levies, fees or charges imposed with respect to Refinery Owned Real Property which are not yet due and payable or the amount or validity of which is being contested in good faith and for which adequate reserves have been established by Sunoco or the applicable Contributing Subsidiary); (B) liens, judgments, mortgages and encumbrances in fixed and ascertainable monetary sums which encumber any part or portion of the Refinery Owned Real Property and which are less than, individually and in the aggregate, the sum of $100,000; (C) zoning, building codes and other land use Laws regulating the use or occupancy of the Refinery Owned Real Property or the activities conducted thereon which are imposed by any governmental authority having jurisdiction over the Refinery Owned Real Property which are not violated by the current use or occupancy of the Refinery Owned Real Property or the operation of the business as currently conducted, or any violation which would not have a material adverse effect on the business as currently conducted; (D) easements, covenants, conditions, restrictions and other similar matters affecting title to the Refinery Owned Real Property set forth in Schedule BII of that certain Commitment for Title Insurance, issued by First American Title Insurance Company, through its agent, Land Services USA, Inc. No. PAFA11-4393 GD, effective date 9/30/2011, last revised 5/29,2012 and other title defects which do not or would not materially impair the use or occupancy of she Refinery Owned Real Property or the operation of the Business; (E) matters disclosed by that certain ALTA/ASCM Land Title Survey made by Ludgate Engineering Corporation dated May, 1,

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

13

 

2012 and (F) easements, rights of way and licenses to be granted to SXL during the Interim Period as disclosed on Schedule 8.1(b).

 

“Person” means a natural person, corporation, partnership, limited liability company, joint stock company, trust, estate, joint venture, union, association or unincorporated organization, Governmental Authority or any other form of business or professional entity.

 

“Pipeline Assets” means all the currently installed pipes, pumps, valves, meters and other equipment related thereto located on the Refinery Real Property and owned by any of Sunoco or the Contributing Subsidiaries.

 

“Pipeline Easements” means all easements, licenses (written or oral) and rights-of-way used (or held for use) in the operation of the Pipeline Assets located on or adjacent to the Refinery Real Property, and owned by any of Sunoco or the Contributing Subsidiaries.

 

“Proceeding” means any action, case, suit, investigation, hearing, audit, examination or other proceeding (including regulatory or administrative proceedings) at law or in equity, commenced, brought, conducted or heard by or before, any Governmental Authority, or any mediator, arbitrator or board of arbitration.

 

“Property Taxes” has the meaning set forth in Section 11.4.

 

“Prospective Purchaser Agreement” means the agreement by and among the United States Environmental Protection Agency, NewCo, and any other applicable Governmental Authority that provides that NewCo will not incur, as a result of acquiring the Refinery, Environmental Liability for Remediation under CERCLA or RCRA or analogous state laws that are attributable to refining, refining-related or other activities conducted at the Refinery any time prior to the Closing.

 

“RCRA” shall mean the Federal Resource Conservation and Recovery Act of 1976, 42 U.S.C. Section 6901 et seq., as amended by the Hazardous and Solid Waste Amendments of 1984.

 

“RCRA Corrective Action Permits” means the Environmental Protection Agency’s Corrective Action Permits (Permit No. PAD 049791098 and 002289700).

 

“RCRA Permit Obligations” has the meaning set forth in Section 8.8(a).

 

“Refinery” means the refinery located in Philadelphia, Pennsylvania (consisting of two formerly separate refining operations commonly known as “Point Breeze” and “Girard Point”), as further described on Schedule 1.1A including the North Yard and the West Yard.

 

“Refinery Assets” has the meaning set forth in Section 2.2.

 

“Refinery Books and Records” means the historical books and records relating primarily to any of Sunoco’s or the Contributing Subsidiaries’ ownership of the Refinery Assets and operation of the Refinery Business that are within the possession and control of Sunoco or any of the Contributing Subsidiaries, including all plans, specifications and drawings relating to the operation of, and improvements, modifications or upgrades to, the Refinery, any such records that are stored or

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

14

 

maintained in electronic storage format, such as computer disks or tapes, the documents, tangible and intangible copies of all drawings, data (including current and historical data), operating logs, databases and related data, documentation and other related materials to the extent applicable.

 

“Refinery Business” means the business conducted by any of Sunoco and its Subsidiaries at the Refinery, including the ownership and operation of each of the Refinery Assets and the related commercial operations conducted by any of Sunoco and its Affiliates in connection with the Refinery including the purchasing of Upstream Inventory and selling of Downstream Inventory, excluding (x) Sunoco’s retail and branded marketing business and wholesale rack gasoline and distillate business (even to the extent previously conducted in connection with the Refinery) and (y) any business of Sunoco or any of its Affiliates other than the ownership or operation of the Refinery, including SXL’s business.

 

“Refinery Contracts” has the meaning set forth in Section 2.2(b)(i).

 

“Refinery Employees” has the meaning set forth in Section 7.1(a).

 

“Refinery Improvements” means the improvements located on the Refinery Real Property and owned by Sunoco or the Contributing Subsidiaries, including buildings, docks, facilities, fixtures, aboveground and underground piping and storage tanks and appurtenances.

 

“Refinery Leased Real Property” has the meaning set forth in Section 4.14(a).

 

“Refinery Owned Real Property” has the meaning set forth in Section 4.14(a).

 

“Refinery Permits” means any and all Authorizations, including if applicable pending applications or filings therefor and renewals thereof, of every kind under which Sunoco has acquired any benefits or rights related to the Refinery Assets or the Refinery Business, or by which any of the Refinery Assets may be subject or bound, in each case that primarily relate to or are used (or held for use) primarily in the ownership of the Refinery Assets or operation of the Refinery Business, including if applicable the Authorizations and pending applications, filings or renewals identified in Schedule 2.2(b)(v).

 

“Refinery Personal Property” means any and all tangible assets located at the Refinery or used (or held for use) primarily in the Refinery Business by Sunoco or any of the Contributing Subsidiaries, including as applicable: (i) all processing units, tanks, pipes, loading racks, meters, pumps, and valves and (ii) all supplies, tools, equipment, manuals, and furniture.

 

“Refinery Real Property” means the real property interests at the site of the Refinery as described in Schedule 1.1B, together with all of Sunoco’s and each of the Contributing Subsidiaries’ right, title and interest in and to all easements, servitudes, rights-of-way, privileges, licenses (written or oral) and appurtenances related thereto.

 

“Refinery Real Property Leases” means such leases and subleases that relate to the leasing or subleasing of the Refinery Leased Real Property.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

15

 

“Refinery Reports” has the meaning set forth in Section 4.4.

 

“Refinery Rolling Stock” means any automobiles, cranes, vans, trucks, tractors, trailers, bobtails, railcars, forklifts and similar motorized vehicles owned, used or leased by Sunoco or any of the Contributing Subsidiaries and used primarily in the ownership or operation of the Refinery Business and regularly located at the Refinery.

 

“Refinery Senior Manager” has the meaning set forth in Section 7.1(a).

 

“Registered Intellectual Property” means any Intellectual Property that is or has been issued by, registered or filed with, renewed by or the subject of a pending application before any Governmental Authority, including patents, trademark registrations, copyright registrations and applications for any of the foregoing.

 

“Registration Rights Agreement” means the registration rights agreement, by and among Sunoco, TCG and NewCo that is based upon and reflects the terms set forth on Exhibit D.

 

“Related Agreements” means (i) the Deeds, (ii) the Advisory Agreement, (iii) the Registration Rights Agreement, (iv) the Retail Agreement, (v) the TSA, (vi) the SXL Agreements, (vii) the Bill of Sale; (viii) the Assumption Agreement; (ix) the Guaranty; (x) the Service Mark Coordination Agreement; (xi) the Cross License Agreement; and (xii) any other instruments of sale, assignment, transfer and conveyance (including the Deeds), instruments of assumption, certificates and any other agreements or documents executed and delivered by any of the Parties at or in connection with the Contemplated Transactions as contemplated by this Agreement.

 

“Release” means any depositing, spilling, leaking, pumping, pouring, placing, emitting, discarding, abandoning, emptying, discharging, migrating, injecting, escaping, leaching, dumping or disposing of any Hazardous Substance into the environment.

 

“Remediate,” “Remediation” or “Remediation Activities” means any testing, investigation, assessment, study, design, monitoring, cleanup, treatment, removal, response, remediation, corrective action or other similar activities undertaken pursuant to Environmental Laws to address any Environmental Condition, Environmental Noncompliance or Release, including such activities associated with or consisting of containment, removal, disposal, closure, passive remediation, natural attenuation or bioremediation, measures undertaken to address or respond to natural resource damages including payments to appropriate trustees, or the installation and operation of remediation, treatment, or monitoring systems.

 

“Representative” means, with respect to any Person, any officer, director, principal, partner, manager, member, attorney, accountant, agent, employee, consultant, financial advisor or other authorized representative of such Person.

 

“Retail Agreement” means a refined-product supply agreement by and between Sunoco and NewCo that is based upon and reflects the terms set forth as Exhibit E.

 

“Retained Litigation Matters” has the meaning set forth in Section 4.8.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

16

 

“Service Period” has the meaning set forth in Section 7.2.

 

“Software” means software (in whatever form, including source code, binary code and executable code), and to the extent related thereto, data, databases and documentation.

 

“Stock Exchange” means the New York Stock Exchange or any domestic stock or securities exchange on which any equity or debt securities of Sunoco are listed.

 

“Subsidiary” means, with respect to any Person, any corporation, partnership, limited liability company, joint venture or other organization (and any successor to any such organization), whether incorporated or unincorporated, that directly, or indirectly through one or more intermediaries, is controlled by, such Person. For purposes of this definition, “control” of a Person means the possession, directly or indirectly, of the power to direct or cause the direction of the management or policies of such Person, whether by contract or otherwise. Notwithstanding the foregoing, for purposes of this Agreement, NewCo and SXL shall not be deemed to be Subsidiaries of any other Person.

 

“Subzone” has the meaning set forth in Section 8.11.

 

“Subzone Application” has the meaning set forth in Section 8.11.

 

“Sunoco” has the meaning set forth in the preamble.

 

“Sunoco Captive Insurer” has the meaning set forth in the definition of “Evergreen Captive Insurance Structure.”

 

“Sunoco Contribution” has the meaning set forth in Section 2.2.

 

“Sunoco Liability Cap” has the meaning set forth in Section 10.3(a).

 

“Sunoco Names and Marks” has the meaning set forth in Section 8.12.

 

“Sunoco Parties” has the meaning set forth in Section 10.3(a).

 

“Sunoco Indemnitees” has the meaning set forth in Section 6.3.

 

“Sunoco Termination Date” has the meaning set forth in Section 7.1(b).

 

“Survey” has the meaning set forth in Section 8.4(a).

 

“Support Services Senior Manager” has the meaning set forth in Section 7.1(a).

 

“SXL” means Sunoco Logistics Partners L.P. and any or all of its Subsidiaries.

 

“SXL Agreements” means agreements by and between SXL and NewCo that are based upon and reflect the terms set forth on Exhibit F.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

17

 

“Tax” or “Taxes” means (i) all taxes, assessments, fees, unclaimed property and escheat obligations, and other charges of any kind whatsoever imposed by any Governmental Authority, including any federal, state, local or foreign income tax, franchise tax, surtax, remittance tax, presumptive tax, net worth tax, special contribution tax, production tax, value added tax, withholding tax, gross receipts tax, windfall profits tax, profits tax, ad valorem tax, personal property tax, real property tax, sales tax, goods and services tax, service tax, transfer tax, use tax, excise tax, premium tax, stamp tax, motor vehicle tax, entertainment tax, insurance tax, capital stock tax, franchise tax, occupation tax, payroll tax, employment tax, unemployment tax, disability tax, alternative or add-on minimum tax and estimated tax, and (ii) any interest, fine, penalty or additions to tax imposed by a Governmental Authority in connection with any item described in clause (i).

 

“Tax Returns” shall mean any report, return, form, information statement, payee statement or other information required to be provided to any Governmental Authority with respect to Taxes or any amendment thereof, including any return of an affiliated, combined or unitary group.

 

“TCG” has the meaning set forth in the preamble.

 

“TCG Co-Invest” means CEOF Coinvestment, L.P.

 

“TCG Contribution” has the meaning set forth in Section 2.1.

 

“TCG Liability Cap” has the meaning set forth in Section 10.3(b).

 

“TCG Parties” has the meaning set forth in Section 10.3(b).

 

“TCG US” means Carlyle U.S. Equity Opportunity Fund, L.P.

 

“Termination Date” has the meaning set forth in Section 10.1(b).

 

“Third Person” means any Person other than any of the Parties or their respective Affiliates.

 

“Third-Person Consent” means any approval, consent, amendment or waiver of a Third Person that is required under any Governing Document of any Party or under any Contract to which any Party is a party or by which it or its assets is bound in connection with the Contemplated Transactions or any part thereof, including waivers and consents by lenders and waivers of transfer restrictions.

 

“Title Company” has the meaning set forth in Section 8.4(a).

 

“Title Policy” has the meaning set forth in Section 8.4(a).

 

“Transferred Owned Refinery IP” means all of the following Intellectual Property that is owned by Sunoco or any Contributing Subsidiary: (a) patents and patent applications that relate to the operation of the Refinery Business but only as such business is currently conducted as of the date hereof at the Refinery, including the Patents set forth in Schedule 4.13(a), (b) Marks set forth in Schedule 4.13(a), (c) except for Patents, Marks, and Software, Intellectual Property that is primarily used (or primarily held for use) in the operation of the Refinery Business that comprises operating

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

18

 

procedures, processes, engineering procedures, technical memoranda, actual operating process data and conditions, information regarding equipment, maintenance information, customer information, business information, or other know-how at the Refinery, recorded or embodied in the Refinery Books and Records which, with respect to each of the foregoing, are maintained at the Refinery or are otherwise within the possession and control of Sunoco or its Contributing Subsidiaries, and (d) copyrights and trade secrets that solely relate to the Transferred Refinery Software; provided, however, that the “Transferred Owned Refinery IP” shall not include any other Intellectual Property, including, for clarity, any copyrights, Internet domain names, Software or any of the Sunoco Names and Marks. “Transferred Owned Refinery IP” also includes all Claims for past, present and future infringement or misappropriation of the Intellectual Property included in the Transferred Owned Refinery IP (including the right to collect and retain damages therefor).

 

“Transferred Refinery Computer Systems” means computers and related equipment, including central processing units and other processors (e.g., microprocessors and embedded processors), controllers, modems, communications and telecommunications equipment (e.g., voice, data and video), cables, storage devices, printers, terminals, other peripherals and input and output devices and other tangible mechanical and electronic equipment intended for the input, output, storage, communication and retrieval of information and data, in each case, only if owned by any of Sunoco or the Contributing Subsidiaries and located at the Refinery, or, if not located at the Refinery, then only if solely used to operate the Transferred Refinery Software set forth in Schedule 1.1D in the current operation of the Refinery Business, including those items set forth in Schedule 1.1D. For the avoidance of doubt, “Transferred Refinery Computer Systems” does not include any Software except to the extent that Software was installed in, and was acquired as part of, the computer and related equipment as sold or delivered by the seller of the computer or related equipment (e.g., firmware, operating system software, instrumentation and control system software) and is not subject to any license or other restrictions on its use and disposition.

 

“Transferred Refinery Software” means the Software owned by Sunoco or any Contributing Subsidiary solely used in the Refinery, including the Software identified as “Transferred Refinery Software” on Schedule 1.1D. For the avoidance of doubt, “Transferred Refinery Software” excludes all of the Software identified on Schedule 2.4(f).

 

“Transfer Taxes” has the meaning set forth in Section 11.5.

 

“TSA” means the transition services agreement that is based upon and reflects the terms set forth as Exhibit G.

 

“Undisclosed Major Contracts” means any Material Contract (x) required to be set forth on Schedule 4.5(a)(vii) and not disclosed on Schedule 4.5(a)(vii) or any other Disclosure Schedule, or (y) not provided or made available to TCG or any of its Representatives (whether in the “Philadelphia” or “Common Documents” Project Luke data room or formally submitted to TCG) prior to the date hereof in connection with the evaluation of this Agreement.

 

“Undisclosed Major Contracts Representation” means the representation and warranty of Sunoco set forth in Section 4.5(a)(vii) solely to the extent related to the absence of an Undisclosed Major Contract.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

19

 

“Union” means the United Steel, Paper and Forestry, Rubber, Manufacturing, Energy, Allied Industrial and Service Workers International Union, AFL-CIO, CLC, and its Local 10-1.

 

“Upstream Inventory” means all of the crude oil, naphtha, vacuum gas oil and other feedstocks acquired for processing at the Refinery that is owned (or held) by any of Sunoco or the Contributing Subsidiaries and located at, specifically allocated to, or in transit to the Refinery as of the Closing, excluding, for the avoidance of doubt, the Line-Fill Inventory, the In-Process Inventory and the Downstream Inventory.

 

“VEBA Trust” has the meaning set forth in Section 7.2(c).

 

“WARN Act” means the United States Federal Worker Adjustment, Retraining and Notification Act of 1988 or any similar state or local Law, as applicable.

 

“West Yard” means the real property commonly referred to as the “west yard “located west of the Schuylkill River and across from the Point Breeze location and identified on Exhibit N and described by metes and bounds on Schedule 1.1B as Premises E.

 

“Workers’ Compensation Matters” means any Claim against a Person’s employer related to or arising out of an injury to such Person as a result of an accident, injury or occupational disease while on the job with such employer that is covered by state, federal or other workers’ compensation Laws.

 

Section 1.2                                    Headings; References; Interpretation. In this Agreement, unless a clear contrary intention appears (a) the singular includes the plural and vice versa; (b) reference to a Person includes such Person’s successors and assigns but, in the case of a Party, only if such successors and assigns are permitted by this Agreement, and reference to a Person in a particular capacity excludes such Person in any other capacity; (c) reference to any gender includes each other gender; (d) reference to any agreement (including this Agreement), document or instrument means such agreement, document, or instrument, as amended or modified and in effect from time to time in accordance with the terms thereof and, if applicable, the terms of this Agreement; (e) reference to any Exhibit, Section or Article means such Exhibit, Section or Article of this Agreement, and references in any Exhibit, Section or Article or definition to any clause means such clause of such Exhibit, Section, Article or definition; (f) “hereunder,” “hereof,” “hereto” and words of similar import are references to this Agreement as a whole and not to any particular provision hereof; (g) the word “or” is not exclusive, and the word “including” (in its various forms) means “including without limitation”; and (h) all references to money refer to the lawful currency of the United States. Section titles and headings in this Agreement are inserted for convenience of reference only and are not intended to be a part of, or to affect the meaning or interpretation of, this Agreement. All capitalized terms not defined in the Disclosure Schedules shall have the meanings assigned to them in this Agreement. None of the statements in the Disclosure Schedules are intended to constitute, or shall be construed as constituting, covenants or agreements of any Party. Each representation and warranty of Sunoco in this Agreement is made and given subject to the disclosures and exceptions set forth on the Disclosure Schedules. The covenants in Section 8.1(b) are agreed to subject to Schedule 8.1(b). The disclosure of any matter in any section of the Disclosure Schedules shall be deemed to be a disclosure by Sunoco for all purposes of this Agreement and all other sections of the

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

20

 

Disclosure Schedules to which such disclosure reasonably would be inferred. The listing of any matter on the Disclosure Schedules shall expressly not be deemed to constitute an admission by Sunoco or any Contributing Subsidiary, or to otherwise imply, that any such matter is material, is required to be disclosed by Sunoco under this Agreement or falls within relevant minimum thresholds or materiality standards set forth in this Agreement. No disclosure in the Disclosure Schedules relating to any possible breach or violation by Sunoco or any other Person of any Contract or Law shall be construed as an admission or indication that any such breach or violation exists or has actually occurred. In no event shall the listing of any matter in the Disclosure Schedules be deemed or interpreted to expand the scope of Sunoco’s representations, warranties or covenants set forth in this Agreement. Any reference herein to Law or to a legal requirement (or, with respect to any statute, ordinance, code, rule or regulation, any provision thereof) shall be deemed to include reference to all Laws and or to such legal requirement and any legal requirement promulgated thereunder (or provision thereof, as applicable), including any successor thereto, respectively, in each case, as may be amended. If (i) TCG provides notice to Sunoco by July 10, 2012 that it believes in good faith that (x) any item or disclosure that was not included in the draft Disclosure Schedules circulated to TCG prior to Friday, June 29, 2012 at 6:00 PM Eastern time but is included in the Disclosure Schedules and is material to, and inconsistent with the information provided to TCG prior to such time and related to the Refinery, the Refinery Assets, the Refinery Business, the Assumed Liabilities or the Contemplated Transactions or (y) any document loaded to the “Philadelphia” or “Common Documents” Project Luke data room after June 29, 2012 at 6:00 PM Eastern time that is material to, and inconsistent with the information provided to TCG prior to such time and related to the Refinery, the Refinery Assets, the Refinery Business, the Assumed Liabilities or the Contemplated Transactions, or (ii) Sunoco provides notice to TCG by July 10, 2012 that it believes in good faith that there were any errors or omissions in the Disclosure Schedules arising from any items or disclosures therein (or omitted to be included therein) for which the correction of which would not be inconsistent with the information provided to TCG prior to such time related to the Refinery, the Refinery Assets, the Refinery Business, the Assumed Liabilities or the Contemplated Transactions, in either case with the notice identifying such item, disclosure or document, promptly after delivery of either such notice, if any, the Parties agree to discuss in good faith whether revisions to the Disclosure Schedules with respect to such items, disclosures or documents should be made, and any changes contemplated by this sentence shall be contained in a written instrument executed by the Parties in accordance with Section 12.1, it being further understood that Sunoco shall use reasonable best efforts to provide complete and correct copies of all Contracts listed on the Disclosure Schedules but not previously made available to TCG in the “Philadelphia” or “Common Documents” Project Luke data room (other than Multi-Site Contracts) by the close of business on the third (3rd) Business Day following the date hereof.

 

ARTICLE II

 

CONTRIBUTIONS, ISSUANCES, TRANSFER OF ASSETS

AND ASSUMPTION OF LIABILITIES

 

Section 2.1                                    TCG Contribution. Effective as of the Closing, upon the terms and subject to the conditions set forth herein, TCG agrees to contribute to NewCo (the “TCG Contribution”), and NewCo agrees to accept from TCG, $175,000,000 in immediately available funds to an account designated by NewCo.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Section 2.2                                    Sunoco Contribution. Effective as of the Closing, upon the terms and subject to the conditions set forth herein, Sunoco agrees to, and to cause the Contributing Subsidiaries to, contribute, convey, transfer, assign and deliver to NewCo (the “Sunoco Contribution”), and NewCo agrees to accept from Sunoco and the Contributing Subsidiaries, all of the right, title and interest of each of Sunoco and the Contributing Subsidiaries in and to the following assets as existing as of the Closing, but in any case excluding the Excluded Assets (collectively, the “Refinery Assets”):

 

(a)                                 the following assets in each case solely to the extent located at the Refinery:

 

(i)                                     the Refinery Real Property;

 

(ii)                                  the Refinery Improvements;

 

(iii)                               the Refinery Personal Property, except for the Upstream Inventory and the Downstream Inventory;

 

(iv)                              the Line-Fill Inventory and the In-Process Inventory;

 

(v)                                 the Refinery Books and Records;

 

(vi)                              the Refinery Rolling Stock;

 

(vii)                           the Pipeline Assets;

 

(viii)                        the Pipeline Easements that are for the benefit of Sunoco or any Contributing Subsidiary;

 

(ix)                              the Transferred Refinery Software;

 

(x)                                 the Transferred Refinery Computer Systems;

 

(xi)                              all other assets, properties and rights of Sunoco or any of the Contributing Subsidiaries (other than Intellectual Property) that are used (or held for use) solely in the ownership of the Refinery Assets or the operation of the Refinery Business, other than the Excluded Assets; and

 

(xii)                           the ethanol tank.

 

(b)                                 the following, regardless of location:

 

(i)                                     the Contracts used (or held for use) by any of Sunoco or any Contributing Subsidiary that primarily relate to the ownership of the Refinery Assets or the operation of the Refinery Business (collectively, the “Refinery Contracts”) but not including the Excluded Contracts, the Inbound Refinery License Agreements, any other license agreement of Intellectual Property, the Crude Purchase Obligations or the Downstream In-Transit Sale Obligations;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(ii)                                  all Claims that Sunoco or any Contributing Subsidiary may have, including indemnities, against any other Person with respect to any of the Refinery Assets or the Refinery Business to the extent Liability for such Claims is an Assumed Liability hereunder for events occurring from and after the Closing;

 

(iii)                               express or implied warranties from vendors and suppliers to Sunoco or any Contributing Subsidiary with respect to any of the Refinery Assets other than relating to claims which are Retained Liabilities;

 

(iv)                              all catalysts, chemicals, spare parts, supplies and equipment owned by Sunoco or any Contributing Subsidiary in connection with the Refinery Business;

 

(v)                                 the transferable Refinery Permits;

 

(vi)                              the Transferred Owned Refinery IP;

 

(vii)                           the Inbound Refinery License Agreements;

 

(viii)                        five (5) DVD copies of the electronic data room for “Project Luke” and the contractual rights to control such dataroom;

 

(ix)                              all nettable or otherwise cognizable emission reduction credits under applicable Environmental Laws whether generated prior to or after Closing, arising out of or associated with the Refinery Assets or retirement of the Environmental Authorizations held by Sunoco for crude oil refining operations at the Marcus Hook Refinery in Marcus Hook, Pennsylvania (as set forth in Section 11.11), and the undertaking of projects at the Philadelphia Refinery as outlined in the EPA Letter; and

 

(x)                                 all of the employment, personnel and medical records (provided that TCG shall first obtain a signed release from each Acquired Employee, in form and substance satisfactory to Sunoco, authorizing Sunoco and its Contributing Subsidiaries to transfer medical records to NewCo and its Affiliates and releasing Sunoco and its Contributing Subsidiaries from any liability for such transfer) relating to any of the Acquired Employees (collectively, the “Employee Books and Records”).

 

Section 2.3                                    NewCo Issuances. Effective as of the Closing, upon the terms and subject to the conditions set forth herein, (a) all existing equity interests of NewCo (whether issued, outstanding or otherwise) are hereby replaced as contemplated hereby, (b) in exchange for the Sunoco Contribution, NewCo agrees to issue to the Contributing Subsidiaries 33,000 Common Units, representing one-third of the equity interests of NewCo as of the Closing Date, and, if the Parties so agree pursuant to Section 8.15, debt or other securities (including a non-participating PIK preferred equity or a PIK loan on customary terms for such a security, including a market rate of dividend or interest) of NewCo with the terms thereof to be agreed between Sunoco and TCG in an amount determined pursuant to Section 8.15 (the “NewCo Debt”), in each case, as allocated among the Contributing Subsidiaries in accordance with the principles shown on Schedule 2.3(b) on a schedule to be provided by Sunoco to NewCo and TCG at least two (2) days prior to Closing, and (c) in exchange for the TCG Contribution, NewCo agrees to issue to TCG 66,000 Common Units,

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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representing two-thirds of the equity interests of NewCo as of the Closing Date, and NewCo Debt in an aggregate principal amount determined pursuant to Section 8.15.

 

Section 2.4                                    Excluded Assets. Notwithstanding anything to the contrary in this Agreement, the following assets (collectively, the “Excluded Assets”) are excluded from the Refinery Assets and shall be retained by Sunoco and the Contributing Subsidiaries after the Closing:

 

(a)                                 the Upstream Inventory and the Downstream Inventory, in each case subject to the terms and conditions of the Intermediation Transaction pursuant to which such assets shall be sold to the Intermediary, and the Downstream In-Transit Inventory;

 

(b)                                 all rights and Claims to any assets under any Benefit Plans or any related trusts;

 

(c)                                  all rights and Claims of Sunoco and any of the Contributing Subsidiaries under or pursuant to this Agreement and the Related Agreements;

 

(d)                                 all rights and Claims that Sunoco or any of its Affiliates may have, including indemnities, against any other Person with respect to any of the Refinery Assets or the Refinery Business to the extent Liability for such Claims is an Excluded Liability hereunder;

 

(e)                                  all Contracts set forth on Schedule 2.4(e) (collectively, and any other Contracts not to be assigned hereunder (other than by virtue of Section 2.8), “Excluded Contracts”), the Crude Purchase Obligations, the Downstream In-Transit Sale Obligations, and any rights or claims with respect to an Excluded Contract, which Excluded Contracts shall not be transferred to the Intermediary;

 

(f)                                   those assets listed in Schedule 2.4(f);

 

(g)                                  all assets owned by SXL;

 

(h)                                 except with respect to the Transferred Owned Refinery IP and Refinery Contracts all assets (other than those items identified in Section 2.2(b) and the Excluded Contracts) (i) located anywhere other than the Refinery, or (ii) used or held for use in any business other than the Refinery Business, including any asset used or held for use in Sunoco’s retail and branded marketing business and its wholesale rack gasoline and distillate business, including (A) certificates of incorporation or organizational documents, qualifications to conduct business as a foreign corporation, arrangements with registered agents relating to foreign qualifications, taxpayer and other identification numbers, seals, minute books, stock transfer books, stock certificates and other documents relating to the organization, maintenance and existence of such any Person as a corporation or any other entity; (B) Books and Records related to Taxes paid or payable by Sunoco or any other Contributing Subsidiary; (C) capital stock of any of Person; and (D) all insurance policies and binders and all Claims from insurance policies or binders due or to become due with respect to such policies or binders for events arising prior to the Closing;

 

(i)                                     any refund of Taxes imposed on or with respect to the Refinery Assets or the Refinery Business for any taxable period (or portion thereof) ending before the Closing;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(j)                                    all cash and accounts receivables and other current assets (other than inventory);

 

(k)                                 the Sunoco Name and Mark, subject to the Service Mark Coordination Agreement, and other than the Marks included in Transferred Owned Refinery IP and assigned in the Intellectual Property Assignment;

 

(l)                                     all Intellectual Property (other than the Transferred Owned Refinery IP);

 

(m)                             all computers and related equipment (other than the Transferred Refinery Computer Systems);

 

(n)                                 all Software (other than the Transferred Refinery Software);

 

(o)                                 all Credit Support Arrangements; and

 

(p)                                 all of the employment, personnel and medical records relating to any of the Non-Hired Employees.

 

Section 2.5                                    Assumed Liabilities. Effective as of the Closing, subject to the terms and conditions herein, NewCo shall accept and assume from Sunoco and the Contributing Subsidiaries, and shall pay, perform, and discharge when due, the following Liabilities (regardless of whether asserted before or after the Closing), but only to the extent not constituting Excluded Liabilities (collectively, the “Assumed Liabilities”):

 

(a)                                 except as otherwise expressly provided in this Agreement, all Liabilities to the extent arising out of or relating to the ownership, operation or use of the Refinery Business or the Refinery Assets, excluding the Excluded Liabilities;

 

(b)                                 all Liabilities associated with the Refinery Contracts, other than Liabilities for payment of accounts payable for goods or services delivered or provided prior to the Closing;

 

(c)                                  without derogation from Sunoco’s obligations pursuant to Sections 2.6(i),  6.2 and 8.8, all Liabilities associated with compliance with the Refinery Permits;

 

(d)                                 all Environmental Liabilities arising out of (i) any Environmental Condition or Environmental Noncompliance, in either case, to the extent caused or occurring after the Closing; (ii) fines or penalties assessed by any Governmental Authority for any Environmental Noncompliance, including any assessed under the Existing Refinery Consent Decree, in any case to the extent arising from ownership or operation of the Refinery Assets after the Closing; (iii) the shipment, transfer, treatment, recycling, storage or Release of Hazardous Substances generated as a result of or in connection with any operations conducted at the Refinery Real Property or related to or associated with the Refinery Business after the Closing; and (iv) Remediation of Environmental Conditions caused, occurring or exacerbated after the Closing at, on, in, under, adjacent to or migrating from any of the Refinery Real Property; and

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

25

 

(e)                                  subject to the obligations in Article VII, all Liabilities regarding the Acquired Employees to the extent arising on or after his or her Employment Date and all Liabilities arising out of any selection or pre-employment process applied by NewCo and TCG to the Refinery Employees.

 

Section 2.6                                    Excluded Liabilities. Except as otherwise expressly provided in this Agreement, Sunoco and the Contributing Subsidiaries shall retain sole responsibility for and shall pay, perform and discharge when due all Liabilities of Sunoco and any of the Contributing Subsidiaries, respectively, (regardless of whether asserted before or after the Closing) other than the Assumed Liabilities (collectively, the “Excluded Liabilities”), including, the following Liabilities:

 

(a)                                 all FCPA Liabilities arising out of or relating to the ownership, operation or use of the Refinery Business or the Refinery Assets at any time prior to the Closing;

 

(b)                                 all Liabilities associated with the Excluded Contracts listed in Schedule 2.4(f);

 

(c)                                  (i) any and all income Taxes imposed on Sunoco or any of its Affiliates, (ii) the Property Taxes allocable to Sunoco pursuant to Section 11.4, (iii) the Transfer Taxes allocable to Sunoco pursuant to Section 11.5, (iv) for the avoidance of doubt, any Taxes imposed on or with respect to the Excluded Assets, (v) without duplication of any Taxes described in clauses (i)-(iv), any Taxes of any Contributing Subsidiary imposed on NewCo as a transferee or successor of such Contributing Subsidiary and that are not imposed on or with respect to the Refinery Assets or the Refinery Business (other than any Property Taxes or Transfer Taxes allocable to NewCo pursuant to Section 11.4 or Section 11.5) and (vi) without duplication of any Taxes described in clauses (i)-(v), any and all other Taxes imposed on or with respect to the Refinery Assets or the Refinery Business for any taxable period (or portion thereof) ending before the Closing (other than any Property Taxes or Transfer Taxes allocable to NewCo pursuant to Section 11.4 or Section 11.5);

 

(d)                                 all Liabilities associated with any Refinery Contract for payment of the current accounts payable for goods and services as delivered or provided prior to the Closing;

 

(e)                                  all Liabilities associated with any Downstream In-Transit Sale Obligation for delivery or provision of goods and services following the Closing;

 

(f)                                   all intra-group Liabilities owing to Sunoco or any of its Affiliates, unless otherwise explicitly set forth in, and in accordance with, the Retail Agreement, the TSA, or the SXL Agreements;

 

(g)                                  all Environmental Liabilities arising out of or relating to the Refinery Business or Refinery Assets, including (i) any Environmental Condition or Environmental Noncompliance, in either case to the extent occurring or in existence prior to the Closing; (ii) fines or penalties assessed by any Governmental Authority for any Environmental Noncompliance, including any assessed under the Existing Refinery Consent Decree, in any case to the extent arising from ownership or operation of the Refinery Assets, or their condition, prior to the Closing; (iii) those relating to the shipment, transfer, treatment, recycling, storage or Release of Hazardous Substances generated as a result of or in connection with any operations conducted at the Refinery Real Property or related to or associated with the Refinery Business prior to the Closing; and (iv) those relating to Remediation

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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activities that are required under Environmental Laws because of Environmental Conditions or Environmental Noncompliance occurring or in existence prior to Closing;

 

(h)                                 all Liabilities relating to the Excluded Assets, including any Environmental Liabilities arising out of the ownership, operation, use or maintenance thereof;

 

(i)                                     all Liabilities arising pursuant to or relating to any Benefit Plans (including for the avoidance of doubt, all defined benefit plans) sponsored, maintained or contributed to by Sunoco or any of its ERISA Affiliates, including any pension withdrawal liabilities related to any Benefit Plan to which Sunoco or any other Person (whether or not incorporated) that, within the six-year period ending on the Closing, is or was treated as an ERISA Affiliate, currently contributes, has contributed or had an “obligation to contribute” (as defined in ERISA Section 4212) or any other Benefit Plan, including any Multiemployer Plan, that previously may have been established by Sunoco or any ERISA Affiliate to which Sunoco or any ERISA Affiliate has or had an “obligation to contribute” for current or former employees of Sunoco or such Person, including those listed in Schedule 2.6(i);

 

(j)                                    subject to the obligations in Article VII, all Liabilities arising from Sunoco or its Contributing Subsidiaries’ (i) employment or termination of any Non-Hired Employees or (ii) employment or termination of any Acquired Employee before his or her Employment Date, including any benefits or compensatory claims;

 

(k)                                 all Liabilities related to any of the Retained Litigation Matters (and the underlying facts thereof); and

 

(l)                                     all accounts payable and other current liabilities for goods and services arising in the ordinary course of business for periods prior to the Closing.

 

Section 2.7                                    Inadvertent Transfers. In the event that any Excluded Assets or Excluded Liabilities are inadvertently transferred to NewCo, Sunoco and the Contributing Subsidiaries and NewCo shall execute and deliver, and record (when appropriate), any and all instruments or other documents of transfer, conveyance and assignment, and take such other action as Sunoco or NewCo may reasonably request, as may be necessary or advisable to effect or evidence the transfer of the Excluded Assets to Sunoco or the Contributing Subsidiaries, as and to the extent contemplated hereby, and NewCo and Sunoco will execute and deliver, and record (when appropriate), any and all instruments or other documents of assumption and acceptance, and take such other action as Sunoco or NewCo may reasonably request, as may be necessary or advisable to effect the assumption of the Excluded Liabilities by Sunoco or the Contributing Subsidiaries as and to the extent contemplated hereby. In addition, in the event that any Refinery Assets or Assumed Liabilities inadvertently remain with Sunoco and the Contributing Subsidiaries, NewCo shall execute and deliver, and record (when appropriate), any and all instruments or other documents of transfer, conveyance and assignment, and take such other action as Sunoco or NewCo may reasonably request, as may be necessary or advisable to effect or evidence the transfer of the Refinery Assets to NewCo, as and to the extent contemplated hereby, and NewCo and Sunoco will execute and deliver, and record (when appropriate), any and all instruments or other documents of assumption and acceptance, and take such other action as Sunoco or NewCo may reasonably request, as may be necessary or advisable to

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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effect the assumption of the Assumed Liabilities by NewCo, as and to the extent contemplated hereby.

 

Section 2.8                                    Effect of Consents to Transfer Not Obtained.

 

(a)                                 Notwithstanding anything in this Agreement to the contrary, this Agreement shall not constitute an agreement to assign any Refinery Asset which by its terms (after giving effect to Law) or by Law may not be assigned without a required Third-Person Consent or Authorization unless such Third-Party Consent or Authorization shall have been given, or as to which the remedies for the enforcement thereof enjoyed by Sunoco or one of the Contributing Subsidiaries, as applicable, would not, as a matter of Law or contract, pass to NewCo as an incident of the assignments provided for by this Agreement (the “Non-Assignable Assets”).

 

(b)                                 If any Third-Person Consent or Authorization is not obtained prior to or as of the Closing Date with respect to a Non-Assignable Asset, Sunoco shall, or shall cause the applicable Contributing Subsidiary to, use reasonable efforts to obtain such Third-Person Consent or Authorization with respect to the assignment of the relevant Refinery Asset, and upon the receipt of any such Third-Person Consent or Authorization, such Non-Assignable Asset shall be assigned to NewCo. From and after the Closing Date and until such time as such Non-Assignable Asset may be properly assigned to NewCo, such Non-Assignable Asset, together with any proceeds therefrom, shall be held in trust for NewCo (and Sunoco or the applicable Contributing Subsidiary, as applicable, will promptly pay to NewCo when received all monies received in respect of such Refinery Asset or any Claim, right or benefit arising thereunder). During such period, Sunoco shall, or shall cause such Contributing Subsidiary to, at NewCo’s sole cost and expense provide NewCo with the benefit in all material respects of each such Non-Assignable Asset. Sunoco or any Contributing Subsidiary shall be entitled to retain from or set-off against amounts due to, or otherwise charge and collect from, NewCo for all reasonable incremental costs associated with the retention, maintenance and enforcement of rights of any such Non-Assignable Asset and all Liabilities arising thereunder to the extent related to the ownership, use or operation thereof from and after the Closing Date contemplated by this Section 2.8, and NewCo will indemnify each Sunoco Indemnitee for any Damages resulting from or arising out of any such activities. Notwithstanding anything to the contrary set forth in this Section 2.8, neither Sunoco nor any Contributing Subsidiary shall have any obligation to directly or indirectly retain any portion of its assets or businesses other than any specific individual Contract or other Refinery Asset contemplated by this Section 2.8 as a result of this Section 2.8 in order to perform or maintain such Contract or other Refinery Asset.

 

(c)                                  To the extent that such Third-Party Consents and Authorizations are not obtained by Sunoco or one of its Affiliates, as applicable, this Agreement, to the extent permitted by Law, shall constitute an equitable assignment by Sunoco or the applicable Contributing Subsidiary, as applicable, to NewCo, of all of Sunoco’s or such Contributing Subsidiary’s, as applicable, rights, benefits title and interest in and to such Non-Assignable Assets, and NewCo shall be deemed to be Sunoco’s or such Contributing Subsidiary’s, as applicable, agent for the purpose of completing, fulfilling and discharging all of Sunoco’s or such Contributing Subsidiary’s, as applicable, rights and liabilities arising after the Closing Date under or with respect to such Non-Assignable Assets.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Section 2.9                                    Inventory Adjustments.

 

(a)                                 Determination of Estimated Amounts. No later than three (3) Business Days prior to the Closing Date and no earlier than five (5) Business Days prior to the Closing Date, the Accessor shall provide each of TCG and Sunoco with a written statement setting forth its good faith estimate of (i) the value of Line-Fill Inventory as of the close of business on the last Business Day immediately preceding the Closing Date (“Estimated Line-Fill Amount”) calculated in accordance with the procedures to be reasonably agreed to by the Parties prior to three (3) Business Days prior to the Closing and (ii) the value of the In-Process Inventory as of the close of business on the last Business Day immediately preceding the Closing Date (“Estimated In-Process Amount”) calculated in accordance with procedures to be reasonably agreed to by the Parties prior to three (3) Business Days prior to the Closing, and together with such information as TCG or Sunoco may reasonably request to verify the amounts reflected in the Estimated Line-Fill Amount and the Estimated In-Process Amount.

 

(b)                                 Determination of Post-Closing Principal Amounts. No later than twenty (20) Business Days following the Closing, the Accessor shall deliver to each of Sunoco and NewCo the calculation of (i) the amount of Line-Fill Inventory as of the close of business on the last Business Day immediately preceding the Closing Date (“Actual Line-Fill Amount”) calculated in accordance with procedures to be reasonably agreed to by the Parties prior to three (3) Business Days prior to the Closing and (ii) the amount of In-Process Inventory as of the close of business on the last Business Day immediately preceding the Closing Date (“Actual In-Process Amount”) calculated in accordance with procedures to be reasonably agreed to by the Parties prior to three (3) Business Days prior to the Closing, together with any information that Sunoco or NewCo may reasonably request to verify the amounts reflected in the Actual Line-Fill Amount and the Actual In-Process Amount.

 

(c)                                  Disputed Final Adjustment.

 

(i)                                     No later than five (5) Business Days following the delivery of the calculation of Actual Line-Fill Amount and the Actual In-Process Amount, each of Sunoco and NewCo shall notify the other in writing whether such Party accepts or disputes the accuracy of the calculation of the Actual Line-Fill Amount or the Actual In-Process Amount (or both). If Sunoco and NewCo each accept the calculation of the Actual Line-Fill Amount and/or the Actual In-Process Amount determined pursuant to Section 2.9(b), or if Sunoco and NewCo both fail within such five (5) Business Day period to notify the other of any dispute with respect thereto, then the calculation of Line-Fill Amount and/or the Actual In-Process Amount determined pursuant to Section 2.9(b), shall be the “Final Line-Fill Amount” and/or the “Final In-Process Amount,” respectively, which, shall be deemed final and conclusive and binding upon all Parties in all respects.

 

(ii)                                  If Sunoco or NewCo disputes the accuracy of the calculation of Actual Line-Fill Amount or the Actual In-Process Amount pursuant to Section 2.9(c)(i), such Party shall provide written notice to the other Parties hereto no later than five (5) Business Days following the delivery by the Accessor to NewCo and Sunoco of the calculation of the Actual Line-Fill Amount and/or the Actual In-Process Amount (the “Dispute Notice”), setting forth in reasonable detail those items that such Party disputes. In the event there is a Dispute

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Notice, NewCo and Sunoco shall forthwith promptly jointly request that the Accessor make a binding determination as to the disputed items in accordance with this Agreement.

 

(iii)                               The Accessor will under the terms of its engagement have no more than ten (10) Business Days from the date of referral within which to render its written decision with respect to the disputed items (and only with respect to any unresolved disputed items set forth in the Dispute Notice) and the calculation of Final Line-Fill Amount and the Final In-Process Amount shall be based solely on the resolution of such disputed items by the Accessor. The Accessor shall review such submissions and base its determination solely on such submissions. In resolving any disputed item, the Accessor may not assign a value to any item greater than the greatest value for such item claimed by either Party or less than the least value for such item claimed by either Party. The decision of the Accessor shall be deemed final and binding upon the parties and enforceable by any court of competent jurisdiction and the Accessor’s calculation of Final Line-Fill Amount and the Final In-Process Amount shall be deemed the “Final Line-Fill Amount” and/or “Final In-Process Amount.” The fees and expenses of the Accessor shall be allocated to be paid by NewCo.

 

(d)                                 Adjustment following Calculation of Final Line-Fill Amount and Final In-Process Amount. Following the determination of the Final Line-Fill Amount and the Final In-Process Amount, (x) the principal amount of the Line-Fill Promissory Note shall be automatically adjusted to be the Final Line-Fill Amount, effective as of the Closing and (y):

 

(i)                                     if (A) the In-Process Promissory Note has been executed (i.e., the Estimated In-Process Amount was more than the Baseline Amount) and (B) the Final In-Process Amount is greater than the Estimated In-Process Amount, then the principal amount of the In-Process Promissory Note shall be automatically adjusted to be the Final In-Process Amount minus the Closing Payment effective as of the Closing;

 

(ii)                                  if (A) the In-Process Promissory Note has been executed (i.e., the Estimated In-Process Amount was more than the Baseline Amount) and (B) the Final In-Process Amount is more than the Baseline Amount but less than the Estimated In-Process Amount, then the principal amount of the In-Process Promissory Note shall be automatically adjusted to be the amount by which the Final In-Process Amount exceeds the Baseline Amount effective as of the Closing;

 

(iii)                               if (A) the In-Process Promissory Note has been executed (i.e., the Estimated In-Process Amount was more than the Baseline Amount) and (B) the Final In-Process Amount is exactly equal to the Baseline Amount, then the In-Process Promissory Note shall be cancelled and of no further force and effect and no Person shall owe any other Person with respect to the In-Process Promissory Note;

 

(iv)                              if (A) the In-Process Promissory Note has been executed (i.e., the Estimated In-Process Amount was more than the Baseline Amount) and (B) the Final In-Process Amount is less than the Baseline Amount, then (I) the In-Process Promissory Note shall be cancelled and of no further force and effect and no Person shall owe any other Person with respect to the In-Process Promissory Note and (II) Sunoco shall pay or cause to be paid to

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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NewCo the difference between the Baseline Amount and the Final In-Process Amount within five (5) Business Days after such determination by wire transfer of immediately available funds at an account designated by NewCo;

 

(v)                                 if (A) the Estimated In-Process Amount was less than the Baseline Amount and (B) the Final In-Process Amount is greater than the Estimated In-Process Amount, then NewCo shall pay or cause to be paid to Sunoco the difference between the Estimated In-Process Amount and Final In-Process Amount within five (5) Business Days following the latter of the date that is sixty days after the Closing Date and the date of such determination by wire transfer of immediately available funds at an account designated by Sunoco; and

 

(vi)                              if (A) the Estimated In-Process Amount was less than the Baseline Amount and (B) the Estimated In-Process Amount is greater than the Final In-Process Amount, then Sunoco shall pay or cause to be paid to NewCo the difference between the Estimated In-Process Amount and Final In-Process Amount within five (5) Business Days after such determination by wire transfer of immediately available funds at an account designated by NewCo.

 

Section 2.10                             Intermediary Closing. Effective as of the Closing, subject to the terms and conditions herein, the following actions shall occur as part of the Intermediation Transaction and shall constitute the “Intermediary Closing”:

 

(a)                                 the Intermediary shall pay to Sunoco the consideration for the Upstream Inventory and the Downstream Inventory in immediately available funds as contemplated by the Intermediation Term Sheet;

 

(b)                                 Sunoco or the Contributing Subsidiaries shall deliver to the Intermediary the Upstream Inventory and Downstream Inventory, and assign all rights and Claims associated therewith; and

 

(c)                                  the Intermediary shall assume the Crude Purchase Obligations and all rights, Claims, counterclaims, and obligations thereunder.

 

ARTICLE III

 

CLOSING

 

Section 3.1                                    Closing. Subject to the terms and conditions of this Agreement, the closing of the transactions contemplated by this Agreement (the “Closing”) shall take place at the offices of Vinson & Elkins, 666 5th Avenue, 26th Floor, New York, New York 10103, at 10:00 A.M. on the second Business Day after all of the conditions precedent set forth in Article IX have been satisfied (other than those conditions that by their nature are to be satisfied at the Closing, but subject to the satisfaction or due waiver of those conditions), or if permissible, waived or at such other place, time and date as is agreed to in writing by the Parties (the “Closing Date”). The Intermediary Closing shall take place simultaneously with, and will be a condition to the consummation of the

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Contemplated Transactions at, the Closing. The Closing shall be deemed to have occurred at 12:01 A.M. on the Closing Date.

 

Section 3.2                                    Deliveries.

 

(a)                                 Sunoco’s Closing Deliveries. In connection with the Sunoco Contribution, at the Closing Sunoco shall deliver, or cause to be delivered, to NewCo, the following:

 

(i)                                     the Deeds conveying title to the Refinery Owned Real Property, including the Refinery Improvements related thereto, and all of the right, title, appurtenances and interest of each of Sunoco and the Contributing Subsidiaries relating to such property, subject only to Permitted Refinery Owned Property Liens; each such Deed; and in recordable form for recording the Deed in the county in which the Refinery Real Property is located;

 

(ii)                                  duly executed UCC 3 termination statements and other terminations, pay-offs or releases, or other documents and instruments necessary to terminate and release all Liens (other than Permitted Liens or liens with respect to less than $100,000) on or in respect of any Refinery Assets;

 

(iii)                               one or more properly executed and acknowledged assignment and assumption of leases conveying all right, title and interest of each of Sunoco and the Contributing Subsidiaries to all Refinery Real Property Leases, each assignment to be reasonably to the satisfaction of each of the Parties hereto;

 

(iv)                              a copy of each applicable Third-Party Consent and Authorization set forth in Schedule 3.2(a)(iv);

 

(v)                                 a bill of sale to transfer all of the Refinery Assets in accordance with this Agreement to NewCo, in the form attached as Exhibit K, duly executed by Sunoco and each Contributing Subsidiary;

 

(vi)                              an intellectual property assignment agreement to transfer all of the Transferred Owned Refinery IP to NewCo, in the form attached as Exhibit M, duly executed by Sunoco and each Contributing Subsidiary;

 

(vii)                           an assignment and assumption agreement to transfer the Assumed Liabilities, in the form attached as Exhibit L, duly executed by Sunoco and each Contributing Subsidiary (“Intellectual Property Assignment”);

 

(viii)                        the Retail Agreement duly executed by Sunoco;

 

(ix)                              the Registration Rights Agreement duly executed by Sunoco;

 

(x)                                 the TSA duly executed by Sunoco;

 

(xi)                              the Advisory Agreement duly executed by Sunoco;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(xii)                           the Cross License Agreement duly executed by Sunoco;

 

(xiii)                        the applicable SXL Agreements duly executed by Sunoco;

 

(xiv)                       the Line-Fill Promissory Note duly acknowledged by Sunoco as obligee;

 

(xv)                          the Service Mark Coordination Agreements duly executed by Sunoco;

 

(xvi)                       except if the Estimated In-Process Note Amount is equal to $0, the In-Process Promissory Note duly acknowledged by Sunoco as obligee;

 

(xvii)                    any other documents, instruments or agreements contemplated hereby or reasonably necessary to consummate the Contemplated Transactions;

 

(xviii)                 a certificate of Sunoco, signed by an executive officer of Sunoco, to the effect that the conditions set forth in Sections 9.3(a) and 9.3(b) with respect to Sunoco have been satisfied or waived; and

 

(xix)                       a certificate of non-foreign status of Sunoco and each Contributing Subsidiary (other than SIL) meeting the requirements of Treasury Regulation Section 1.1445-2(b)(2) and a certificate of SIL certifying that none of the Refinery Assets contributed by it to NewCo constitute United States real property interests and meeting the requirements of Treasury Regulation Section 1.1445-2(c).

 

(b)                                 TCG Closing Date Deliveries. In connection with the TCG Contribution, at the Closing TCG shall deliver, or cause to be delivered, to Sunoco, or, in the case of clause (i) below, to NewCo, the following:

 

(i)                                     the amount of the TCG Contribution in immediately available funds;

 

(ii)                                  a certificate of TCG, signed by an executive officer of TCG, to the effect that the conditions set forth in Sections 9.2(a) and 9.2(b) with respect to TCG have been satisfied or waived;

 

(iii)                               any other documents, instruments or agreements contemplated hereby or reasonably necessary to consummate the Contemplated Transactions; and

 

(iv)                              the Registration Rights Agreement duly executed by TCG.

 

(c)                                  NewCo Closing Date Deliveries. In connection with the TCG Contribution and the Sunoco Contribution, at the Closing, NewCo shall deliver, or cause to be delivered, to Sunoco, the following:

 

(i)                                     one or more properly executed and acknowledged assignment and assumption of leases conveying all right, title and interest of Sunoco and each of its Affiliates to all Refinery Real Property Leases, each assignment to be reasonably to the satisfaction of each of the Parties hereto;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(ii)                                  an assignment and assumption agreement to transfer the Assumed Liabilities, in the form attached as Exhibit L, duly executed by NewCo;

 

(iii)                               an intellectual property assignment agreement to transfer all of the Transferred Owned Refinery IP to NewCo, in the form attached as Exhibit M, duly executed by NewCo;

 

(iv)                              the Retail Agreement duly executed by NewCo;

 

(v)                                 the Registration Rights Agreement duly executed by each of NewCo;

 

(vi)                              the TSA duly executed by NewCo;

 

(vii)                           the Advisory Agreement duly executed by NewCo;

 

(viii)                        the applicable SXL Agreements duly executed by NewCo;

 

(ix)                              the Line-Fill Promissory Note duly executed by NewCo;

 

(x)                                 the Service Mark Coordination Agreement duly executed by NewCo;

 

(xi)                              the Cross License Agreement duly executed by NewCo;

 

(xii)                           except if the Estimated In-Process Note Amount is equal to $0, the In-Process Promissory Note duly executed by NewCo;

 

(xiii)                        any other documents, instruments or agreements contemplated hereby or reasonably necessary to consummate the Contemplated Transactions; and

 

(xiv)                       an amount to be paid to the Contributing Subsidiaries as shown on Schedule 2.3(b) equal in the aggregate to the Closing Payment Amount, in immediately available funds to an account designated by Sunoco.

 

ARTICLE IV

 

REPRESENTATIONS AND WARRANTIES OF SUNOCO

 

Except as expressly set forth in the disclosure schedules delivered by Sunoco in connection with the execution and delivery of this Agreement (the “Disclosure Schedules”), Sunoco hereby represents and warrants to each of TCG and NewCo that the statements contained in this Article IV are correct and complete as of the date of this Agreement:

 

Section 4.1                                    Organization; Qualification. Each of Sunoco and each of the Contributing Subsidiaries is a corporation, limited partnership or limited liability company, as the case may be, duly incorporated or organized, as applicable, validly existing and in good standing under the laws of the jurisdiction of its incorporation or formation. Each Contributing Subsidiary has (i) all requisite power and authority necessary to own, lease or operate the Refinery Business as such business is currently conducted, and (ii) is qualified to do business as a foreign corporation, partnership, limited partnership or limited liability company, as the case may be, in each jurisdiction in which any

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Refinery Assets or property of the Refinery Business is currently owned, leased or operated by such entity or the nature of the Refinery Business currently conducted by such entity makes such qualification necessary. Schedule 4.1 sets forth for each of Sunoco and the Contributing Subsidiaries correctly and completely such entity’s jurisdiction of incorporation or formation.

 

Section 4.2                                    Authority; Enforceability.

 

(a)                                 Sunoco has, and as of the Closing, each of the Contributing Subsidiaries shall have, the requisite corporate, general partnership, limited partnership or limited liability company power and authority, as applicable, to execute and deliver this Agreement (solely in the case of Sunoco) and the Related Agreements to which it is, or will be as of the Closing, a party, and to consummate the Contemplated Transactions. The execution and delivery by each of Sunoco and the Contributing Subsidiaries of this Agreement (solely in the case of Sunoco) and the Related Agreements to which it is, or will be as of the Closing, a party, and the consummation of the Contemplated Transactions by Sunoco has been, and by each of the Contributing Subsidiaries will be, as of the Closing duly and validly authorized by each of Sunoco and the Contributing Subsidiaries and no other corporate, general partnership, limited partnership or limited liability company proceedings, as the case may be, on the part of such of Sunoco and the Contributing Subsidiaries will be necessary to authorize this Agreement and the Related Agreements or to consummate the Contemplated Transactions as of the Closing.

 

(b)                                 Each of this Agreement (in the case of Sunoco) and the Related Agreements constitutes (or will constitute, in the case of the Related Agreements to be delivered at the Closing) the valid and binding agreement of each of Sunoco and the Contributing Subsidiaries, and is (or will be, in the case of the Related Agreements to be delivered at the Closing) enforceable against each of Sunoco and the Contributing Subsidiaries in accordance with its terms, except as such enforceability may be limited by applicable bankruptcy, insolvency, fraudulent transfer, reorganization, moratorium and similar Laws relating to or affecting creditors’ rights generally and by general principles of equity (regardless of whether such enforceability is considered in a proceeding in equity or at law).

 

Section 4.3                                    No Violation; Consents and Approvals.

 

(a)                                 The execution, delivery and performance of the Agreement and the Related Agreements by any of Sunoco and the Contributing Subsidiaries and the consummation by such of Sunoco and the Contributing Subsidiaries of the Contemplated Transactions do not and will not as of the Closing (i) conflict with or violate any of its Governing Documents; (ii) breach any Material Contract to which such entity is a party or subject; (iii) violate or breach any Law applicable to such entity; or (iv) result in the creation or imposition of any lien, charge or encumbrance upon any of the Refinery Assets, except for Permitted Liens, except in the case of (ii), (iii) or (iv) such violations, breaches, creations or impositions that would not, individually or in the aggregate, have a Material Adverse Effect.

 

(b)                                 No material declaration, filing or registration with, or notice to, or authorization, consent or approval of, any Governmental Authority or other Third Party under a Material Contract is necessary for the consummation by any of Sunoco and the Contributing Subsidiaries of the Contemplated Transactions except for (i) any notice required to be filed under the HSR Act, (ii) any

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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consent, approval or notice required to be obtained from or given to any state public utility commission, (iii) any transfer application or other filing to be filed with, or any approval of any Governmental Authority, (iv) any other filing contemplated by this Agreement or any other Related Agreement or (v) any declaration, filing, registration, notice, authorization, consent or approval, the failure of which to have received when made would not have a Material Adverse Effect.

 

Section 4.4                                    Financial Statements. Sunoco has delivered to TCG correct and complete copies of the FAMIS reports and the operating cost reports for each calendar month since January 1, 2010 through May 31, 2012 (collectively, the “Refinery Reports”). Each of the Refinery Reports (i) has been prepared on a consistent basis throughout the periods covered, (ii) has been prepared in the ordinary course of business consistent with past custom and practice, and (iii) to the Knowledge of Sunoco, is the same report prepared for Sunoco’s own internal use in connection with the operation of the Refinery.

 

Section 4.5                                    Material Contracts.

 

(a)                                 Schedule 4.5(a) sets forth a correct and compete list of all the Refinery Contracts described below to which Sunoco or any of the Contributing Subsidiaries is a party as of the date hereof, including all amendments and modifications thereto, and which primarily relate to the Refinery Business or any of the Refinery Assets (for the avoidance of doubt, other than the Excluded Contracts) (collectively, the “Material Contracts”):

 

(i)                                     any Contract relating to indebtedness (or any guaranty thereof) or the granting of any lien with respect to more than $100,000 (excluding any Credit Support Obligations);

 

(ii)                                  any CBA;

 

(iii)                               any Contract providing for the future disposition of any Refinery Asset (i) with a fair market value of more than $500,000, other than dispositions in the ordinary course of business consistent with past custom and practice (including for the avoidance of doubt with respect to quantity, price and frequency) or (ii) with a fair market value of more than $5,000,000;

 

(iv)                              any lease of real or personal property that provides for an annual base rental payable by Sunoco or any of the Contributing Subsidiaries of more than $500,000;

 

(v)                                 any Contract expressly prohibiting a Person from engaging in any business relating to the Refinery;

 

(vi)                              partnership, joint venture or other similar Contracts providing for a sharing of profits of the Refinery Business or any subsection thereof;

 

(vii)                           any Contract (other than Contracts for the purchase or sale of inventory or Contracts that are otherwise expressly required to be disclosed pursuant to any other subclause of this Section 4.5(a)) that provides for the payment or the Loss by, or the Liability of, the Refinery Business (and will require the payment or Loss by, or the Liability of,

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

36

 

NewCo or any of its Subsidiaries) from and after the Closing of amounts in excess of $5,000,000; and

 

(viii)                        any Contract to enter into any agreement with respect to any of the matters described in any of the foregoing clauses of above.

 

(b)                                 Sunoco has delivered or made available to TCG accurate and complete copies of all Material Contracts, together with all amendments thereto. There are no oral Material Contracts and no oral terms or conditions to any Material Contracts.

 

(c)                                  To the Knowledge of Sunoco, (i) each Material Contract is in full force and effect and is a legal, valid and binding obligation of Sunoco or one of the Contributing Subsidiaries, enforceable against Sunoco or one of the Contributing Subsidiaries in accordance with its terms, except as enforcement may be limited by bankruptcy, insolvency, fraudulent transfer, reorganization, moratorium or other Laws affecting the enforcement of creditors’ rights generally and except that the availability of equitable remedies, including specific performance, is subject to the discretion of the court before which any proceeding therefor may be brought, (ii) none of Sunoco or any of the Contributing Subsidiaries is, or during the one (1) year prior to the date hereof has been, in material breach of any Material Contract nor has, to Sunoco’s Knowledge, any other party thereto and (iii) to Sunoco’s Knowledge, none of Sunoco or any of the Contributing Subsidiaries has received from any other party to any Material Contract written notification within the one (1) year prior to the date hereof that remains unresolved that such Material Contract is not in full force and effect, that Sunoco or any of the Contributing Subsidiaries has failed to perform its obligations thereunder to date, or that any other party thereto has not performed its obligations thereunder to date.

 

(d)                                 To the Knowledge of Sunoco, there are no bankruptcy, insolvency, reorganization, receivership or arrangement procedures pending with respect to any party to a Material Contract that would reasonably be expected to result in material modification or breach of such Material Contract.

 

Section 4.6                                    Authorizations. Schedule 4.6 contains a list of the material Refinery Permits and all other material Authorizations of any of Sunoco and the Contributing Subsidiaries used (or held for use) in connection with the Refinery Assets or the Refinery Business. No event has occurred within the one (1) year prior to the date hereof that remains unresolved, and no circumstance or condition exists, that (with or without notice or lapse of time or both) would reasonably be expected to constitute or result in a material violation by Sunoco or any of the Contributing Subsidiaries of, or a failure on the part of Sunoco or the Contributing Subsidiaries to comply with the terms of, any such Authorization, the result of such event could reasonably be expected to result in a Material Adverse Effect. None of Sunoco or any of the Contributing Subsidiaries has received any written notification that any such Authorization (i) is not in full force and effect, (ii) has been violated in any material respect, or (iii) is subject to any suspension, revocation, modification or cancellation; and there is no Proceeding pending or threatened in writing regarding suspension, revocation, modification or cancellation of any such Authorization, the result of such event could reasonably be expected to result in a Material Adverse Effect.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

37

 

Section 4.7                                    Compliance with Law.

 

(a)                                 Sunoco and each of the Contributing Subsidiaries is, and since June 30, 2010 has been, in compliance in all material respects with all material applicable Laws (other than Environmental Laws) with respect to Refinery Assets and the Refinery Business. Since June 30, 2010, to the Knowledge of Sunoco, none of Sunoco or any of the Contributing Subsidiaries has received any written notification from any applicable Governmental Authority that it is not in compliance in all material respects with any material applicable Laws with respect to Refinery Assets and the Refinery Business. Since June 30, 2009, no event has occurred, and no circumstance or condition exists, that (with or without notice or lapse of time or both) would reasonably be expected to constitute or result in a failure of Sunoco or any of the Contributing Subsidiaries to comply with the terms of any applicable Law with respect to Refinery Assets or the Refinery Business, the result of such event could reasonably be expected to result in a Material Adverse Effect.

 

(b)                                 In connection with any of the Refinery Assets or the Refinery Business, each of Sunoco and the Contributing Subsidiaries (including each of their respective directors, managers, officers, employees, distributors, suppliers, traders, agents and representatives) has not since June 30, 2007 directly or indirectly (i) taken any action that would violate the FCPA, (ii) used any funds for unlawful contributions, gifts, entertainment or other unlawful expenses relating to political activity, (iii) made, offered or authorized any unlawful payment or given, offered, or authorized the giving or offering of a gift or anything of value to any foreign or domestic governmental official or employee (including an official or employee of a state owned, operated, or controlled entity), or (iv) made, offered, authorized, accepted or received any unlawful bribe, rebate, payoff, influence payment, kickback or other similar unlawful payment.

 

(c)                                  Notwithstanding anything to the contrary in this Section 4.7, this Section 4.7 shall not relate to matters related to Environmental Laws, labor and employment Laws or Tax Laws.

 

Section 4.8                                    Proceedings. As of the date hereof, (i) there is no Proceeding pending, or threatened in writing within the three (3) months prior to the date hereof, against Sunoco or any of the Contributing Subsidiaries with respect to the Refining Business (any such Proceeding, other than any routine Proceedings of any Governmental Authority, the “Retained Litigation Matters”); and (ii) there are no Orders or other decisions of any Governmental Authority outstanding against Sunoco or any of the Contributing Subsidiaries pertaining to any portion of the Refinery Assets or the Refinery Business.

 

Section 4.9                                    Taxes. All material Tax Returns required to be filed with respect to any of the Refinery Assets or the Refinery Business have been duly and timely filed. All material Taxes owed with respect to any of the Refinery Assets or the Refinery Business that are or have become due have been paid in full. All material withholding tax requirements imposed on or with respect to the Refinery Business and the Refinery Assets have been satisfied. There is not in force any extension of time with respect to the due date for the filing of any material Tax Return or any waiver or agreement for any extension of time for the assessment or payment of any material Tax; in each case with respect to any of the Refinery Business or the Refinery Assets. Except with respect to Taxes not yet due and payable, (i) there are no Liens for material unpaid Taxes and (ii) no unresolved claim for material unpaid Taxes has been made in writing by any Governmental Authority that could give rise to any such Lien; in each case, with respect to the Refinery Business or the Refinery Assets. There are no active audits or legal proceedings involving Tax matters or, to the Knowledge of Sunoco,

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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threatened audits or proposed deficiencies or other claims for material unpaid Taxes, in each case related to the Refinery Business or the Refinery Assets.

 

Section 4.10                             Environmental.

 

(a)                                 Environmental Authorizations. Schedule 4.6 sets forth all material Environmental Authorizations required by any Environmental Law for operation of the Refinery Business and Sunoco and the Contributing Subsidiaries hold all such Environmental Authorizations, which are in full force and effect and, where subject to renewal, Sunoco has timely submitted complete renewal applications where failure to do so could reasonably be expected to have a Material Adverse Effect. There are no Proceedings pending or, to the Knowledge of Sunoco, threatened which could reasonably be expected to affect (i) the validity of any Environmental Authorization held by any of Sunoco and the Contributing Subsidiaries and listed on Schedule 4.6, (ii) the ability of Sunoco or NewCo to obtain prior to the Closing any Environmental Authorization listed on Schedule 4.6 that has not been obtained at the date of this Agreement, (iii) the ability of Sunoco or NewCo to obtain within the time specified by applicable Environmental Law any Environmental Authorization listed on Schedule 4.6, or (iv) the ability of Sunoco or NewCo to renew any Environmental Authorization in each of the foregoing cases which Proceeding, if adversely resolved, could reasonably be expected to have a Material Adverse Effect.

 

(b)                                 Environmental Liens. None of the Refinery Assets or other property used in the Refinery Business is subject to any Lien imposed by or arising under any Environmental Law, and there are no proceedings pending or, to the Knowledge of Sunoco, threatened that could reasonably be expected to result in the imposition of any such Lien, nor is there any basis for any such Lien or proceeding.

 

(c)                                  Environmental Compliance. Each of the Refinery Business and the Refinery Assets is currently, and for the past three years, has been, operated so as not to be in Environmental Noncompliance where such Environmental Noncompliance could reasonably be expected to have a Material Adverse Effect. Neither Sunoco nor any of the Contributing Subsidiaries has received any currently unresolved written communication from any Person alleging any of Sunoco and the Contributing Subsidiaries is in Environmental Noncompliance, which Environmental Noncompliance could reasonably be expected to have a Material Adverse Effect. To Sunoco’s Knowledge, there are no conditions or circumstances relating to the Refinery Business that may prevent or interfere with their or NewCo’s compliance, in all material respects, with all Environmental Laws at the Closing.

 

(d)                                 Environmental Proceedings. There are no Proceedings pending or, to Sunoco’s knowledge, threatened against any of Sunoco and the Contributing Subsidiaries, against the Refinery Business itself or any of the Refinery Assets (or, with respect to any Predecessor, any property constituting a part of the Refinery Assets) used therein or operations performed thereon, in which any violation of any Environmental Law is alleged or any Environmental Liability is asserted which, if adversely resolved, could reasonably be expected to have a Material Adverse Effect.

 

(e)                                  Environmental Reports. Sunoco and the Contributing Subsidiaries have made available to TCG for review material environmental audits, assessments, reports, studies, documents

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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and correspondence on environmental matters, Hazardous Materials (including any Release or threatened Release of, or exposure to Hazardous Materials) and compliance with Environmental Laws and Environmental Authorizations relating to the operation of the Business or use of the Refinery Real Property or any of the Refinery Assets sufficient to reasonably apprise TCG of the existence, nature and extent of material Environmental Conditions, Environmental Noncompliance and Environmental Claims of which Sunoco has Knowledge.

 

(f)                                   This Section 4.10 sets forth the sole representations and warranties of Sunoco with respect to environmental, health and safety matters, including all matters arising under Environmental Laws or with respect to Environmental Liabilities, Environmental Noncompliance, Environmental Conditions, Environmental Claims or Releases.

 

Section 4.11                             Benefit Plan Matters.

 

(a)                                 Schedule 4.11(a) lists each Benefit Plan that Sunoco or any of its ERISA Affiliates maintain or to which Sunoco or any of its ERISA Affiliates contribute or is a participating employer or under which Sunoco or any of its ERISA Affiliates may have any liability which applies to any employees of Sunoco or its Affiliates who are currently providing services related to or in connection with the operation of the Refinery Business (collectively, the “Company Benefit Plans”). With respect to each Company Benefit Plan, Sunoco has delivered true and complete copies of all plan documents and summary plan descriptions (to the extent applicable).

 

(b)                                 Except as would not have a Material Adverse Effect, (i) each Company Benefit Plan (and each related trust, insurance contract or fund) has been administered and operated in accordance with the terms of the applicable controlling documents and with the applicable provisions of ERISA, the Code and all other applicable Laws (ii)each Company Benefit Plan that is an Employee Pension Benefit Plan and that is intended to meet the requirements of a “qualified plan” under Section 401(a) of the Code meets such requirements and has either received or applied for (or has time remaining to apply for) a favorable determination letter from the IRS within the applicable remedial amendment periods, and (iii) to the Knowledge of Sunoco, no amendments have been made to any such Company Benefit Plan following the receipt of a determination letter that would jeopardize such plan’s qualified status.

 

(c)                                  Each Employee Pension Benefit Plan maintained, sponsored or contributed to by Sunoco or any of its ERISA Affiliates in the six year period preceding the Closing Date subject to the minimum funding requirements of Section 412 of the Code or subject to Title IV of ERISA has been set forth on Schedule 4.11(c) and the latest actuarial reports related to any such plan currently maintained, sponsored or contributed to by Sunoco have been delivered by Sunoco. Neither Sunoco nor its Affiliates has incurred any unsatisfied Liability to the Pension Benefit Guaranty Corporation nor could Sunoco or any of its ERISA Affiliates be reasonably expected to incur any Liability to the Pension Benefit Guaranty Corporation under Title IV of ERISA that could result in the imposition of any Liability on TCG or NewCo.

 

(d)                                 Neither Sunoco nor any of its ERISA Affiliates maintain or contribute to, nor has Sunoco or any of its ERISA Affiliates ever maintained or contributed to, any Company Benefit Plan providing medical, health or life insurance or other welfare type benefits for current or future retired

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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or terminated employees, their spouses or their dependents (other than in accordance with Section 4980B of the Code).

 

(e)                                  Except as would not have a Material Adverse Effect, there are no unresolved claims or disputes under the terms of, or in connection with, any Company Benefit Plan (other than routine undisputed claims for benefits). To the Knowledge of Sunoco, no action, legal or otherwise, has been commenced with respect to any such claim or dispute.

 

(f)                                   Except as set forth on Schedule 4.11(f), with respect to each Company Benefit Plan, no Proceeding, hearing or investigation with respect to the administration or the investment of the assets of any Company Benefit Plan (other than routine claims for benefits) is pending or, to the Knowledge of Sunoco, threatened, and to the Knowledge of Sunoco, there is no basis for any such Proceeding, hearing or investigation.

 

(g)                                  Except as set forth on Schedule 4.11(g), neither Sunoco nor any of its ERISA Affiliates contribute to or has ever contributed to any Multiemployer Plan or has any liability (including withdrawal liability) under any Multiemployer Plan in which any Acquired Employee participates.

 

Section 4.12                             Labor Matters.

 

(a)                                 Except as set forth in Schedule 4.12(a), neither Sunoco nor any of its Affiliates is a party to any CBA or other labor union Contract in connection with the operation of the Refinery Business.

 

(b)                                 Except as would not have, individually or in the aggregate, a Material Adverse Effect, Sunoco and the Contributing Subsidiaries are, in all respects, in compliance with all applicable Labor Law and have been in compliance, in all respects, during the three years prior to the date of this Agreement. Except as set forth on Schedule 4.12(b), in connection with the operation of the Refinery Business, there are no pending or, to the Knowledge of Sunoco, threatened, Claims, class actions or other similar suits or Proceedings relating to matters of compliance with the Labor Laws.

 

(c)                                  Except as set forth on Schedule 4.12(c), in connection with the operation of the Refinery Business: (1) there are no pending or, to the Knowledge of Sunoco, threatened (i) strikes, work stoppages, slowdowns or lockouts against Sunoco or any of its Affiliates by any employees, or (ii) labor disputes currently subject to any grievance procedure, arbitration or litigation, including any unfair labor practice charge or complaint (as defined in the National Labor Relations Act) against Sunoco or any of its Affiliates; (2) neither Sunoco nor any of its Affiliates has experienced or been threatened with any labor strike, slowdown, picketing or material work stoppage involving its employees within the past three years; and (3) there are no pending or, to the Knowledge of Sunoco, threatened, union organizing campaigns, demands for recognition or union election petitions with respect to any employees.

 

(d)                                 Sunoco and each of its Affiliates has complied in all respects with the WARN Act and there are no pending nor, to the Knowledge of Sunoco, threatened or pending claims under the WARN Act in connection with the operation of the Refinery Business. Except as set forth on

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Schedule 4.12(d), during the three years prior to the date of this Agreement, neither Sunoco nor any of its Affiliates implemented a mass layoff, plant closing or other similar action in connection with the operation of the Refinery Business that required the issuance of notice (or provision of payment in lieu of notice) under the WARN Act.

 

(e)                                  Except as set forth on Schedule 4.12(e), there are no employment, retention or severance contracts, arrangements or agreements with any of the Acquired Employees.

 

Section 4.13               Intellectual Property.

 

(a)                                 Schedule 4.13(a) sets forth a complete and accurate list of all Registered Intellectual Property owned by Sunoco or any of its Affiliates and solely used (or solely held for use) in the operation of the Refinery Business. All currently due maintenance fees for issued patents or renewal fees for such Registered Intellectual Property have been paid as of the date hereof. No re-examination, reissue, interference, opposition, or cancellation proceedings are pending with respect to any of the Registered Intellectual Property.

 

(b)                                 To the Knowledge of Sunoco, the operation of the Refinery Business as currently conducted does not infringe, misappropriate or otherwise violate any Intellectual Property rights of any Person in any material respect. In the past two years, none of Sunoco or its Affiliates has received any written charge, complaint, claim, demand, or notice alleging any such infringement, misappropriation or other violation of any Intellectual Property rights of any Person with respect to such operation of the Refinery Business (including any demand that any of Sunoco or its Affiliates must license or refrain from using any Intellectual Property rights of any Third Party). To the Knowledge of Sunoco, no other Person is infringing or misappropriating any item of the Transferred Owned Refinery IP, or any Intellectual Property licensed to Sunoco or any of its Affiliates on an exclusive basis that is used primarily in the Refinery Business for which Sunoco or any of its Affiliates has the right to enforce against other Persons, except as would not be reasonably likely to have, individually or in the aggregate, a Material Adverse Effect. None of the issued patents included in the Transferred Owned Refinery IP has been adjudged invalid or unenforceable.

 

(c)                                  Sunoco and the Contributing Subsidiaries own, and have the right to assign, all right, title and interest in and to the Transferred Owned Refinery IP, free and clear of all Liens (other than Permitted Liens). Immediately subsequent to Closing, the Transferred Owned Refinery IP (except for tangible embodiments not maintained at the Refinery) shall be owned and available for use by NewCo in substantially the same manner in which Sunoco or its Affiliates owned and used the Transferred Owned Refinery IP immediately prior to the Closing. None of the material Transferred Owned Refinery IP is subject to any outstanding Order, and no legal proceeding is pending which challenges the validity, enforceability or ownership of any material Transferred Owned Refinery IP, except as would not be reasonably likely to have, individually or in the aggregate, a Material Adverse Effect. Neither Sunoco nor its Affiliates have granted to any Third Party, any exclusive rights or licenses with respect to the Transferred Owned Refinery IP.

 

(d)                                 Sunoco and each of its Affiliates has taken commercially reasonable steps to maintain the confidentiality of any material trade secrets and other material confidential information included in the Transferred Owned Refinery IP.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(e)                                  Set forth on Schedule 4.13(e) is a list of all material agreements under which Sunoco or any of its Affiliates licenses Intellectual Property from a Third Party that is solely used in connection with the Refinery Business (collectively, all such material agreements being referred to as “Inbound Refinery License Agreements”). To the Knowledge of Sunoco, (i) each of the Inbound Refinery License Agreements is valid, binding and in full force and effect; and (ii) none of Sunoco or any of its Affiliates is in default of any material terms of any such Inbound Refinery License Agreements, and no event has occurred that with notice or lapse of time would constitute a default of any material terms of any such Inbound Refinery License Agreements, that, with respect to each of the foregoing, would permit termination thereunder.

 

(f)                                   Except as set forth on Schedule 4.13(f) and the Intellectual Property licensed under the Cross License Agreement and the services provided under the TSA, the Transferred Owned Refinery IP and the Intellectual Property licensed by any of Sunoco or its Affiliates from Third Parties pursuant to the Inbound Refinery License Agreements is all of the Intellectual Property that is used by Sunoco or any of its Affiliates in the operation of the Refinery Business as currently conducted and as conducted during the 24-month period preceding the Closing, except as would not be reasonably likely to have, individually or in the aggregate, a Material Adverse Effect.

 

(g)                                  Sunoco and its Affiliates own or lease all Transferred Refinery Computer Systems that are necessary for the operation of the Refinery Business. In the past 12-month period, there has been no material failure or other material substandard performance of any Transferred Refinery Computer Systems that resulted in any material disruptions to the Refinery Business. Sunoco and each of its Affiliates has taken commercially reasonable steps to provide for the back-up and recovery of data and information and commercially reasonable disaster recovery plans, procedures, and facilities, and as applicable, have taken reasonable actions to protect the integrity and security of the Transferred Refinery Software and Transferred Refinery Computer Systems, and Software information stored thereon, from unauthorized use, access, or modification by Third Parties. Sunoco has pursuant to Software licenses, the number of users or seats used in the Refinery Business as currently conducted.

 

(h)                                 The execution, delivery and performance by Sunoco of this Agreement and the consummation of the Contemplated Transactions, do not and will not encumber or adversely affect the right to use any material Transferred Owned Refinery IP currently owned or used by Sunoco in the conduct of the Refinery Business, as conducted as of the date hereof, except as would not be reasonably likely to have, individually or in the aggregate, a Material Adverse Effect.

 

Section 4.14                             Refinery Assets.

 

(a)                                 Schedule 4.14(a) sets forth (i) a legal description of all material Refinery Real Property that is land owned in fee (the “Refinery Owned Real Property”) and (ii) a listing of all the material Refinery Real Property Leases, together with the address of all Refinery Real Property (the “Refinery Leased Real Property”). Exhibit N further identifies each of the parcels of land described in Schedule 4.14(a) as Refinery Owned Real Property, being identified on Exhibit N and Schedule 4.14(a) as Premises A, Premises B, Premises C (SRTF Street Side), Premises D (SRTF River Side), Premises E, Premises G and Premises H.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(b)                                 Except as set forth in Schedule 4.14(a) and as would not be reasonably expected to result in a Material Adverse Effect, as of the date hereof: (i) all water, sewer, gas, electric, telephone and drainage facilities and all other utilities on and to the Refinery Real Property necessary for the operations of the Refinery Assets are sufficient to service the Refinery Assets as currently used by each of Sunoco and the Contributing Subsidiaries; (ii) there are no pending or, to the Knowledge of Sunoco, threatened condemnation or eminent domain Proceedings involving a partial or total taking of any of the Refinery Real Property.

 

(c)                                  The Refinery Assets (together with the SXL Agreement, the Retail Agreement, the Cross License Agreement and the services to be provided to NewCo under the TSA) are and immediately following the Closing will be sufficient for (i) an independent operator to operate the Refinery Business commercially and (y) except as set forth on Schedule 4.14(c), to operate the Refinery Business as currently conducted.

 

(d)                                 Each item of Refinery Personal Property and Refinery Improvements has been maintained in the ordinary course of business consistent with past custom and practice and in accordance with Sunoco’s policies in all material respects, and is in good and workman like condition (subject to normal wear and tear).

 

Section 4.15                             Title to Assets.

 

(a)                                 Sunoco or one of the Contributing Subsidiaries (i) has good and marketable, indefeasible fee title to the Refinery Owned Real Property and (ii) has sole possession or right of use, pursuant to valid and enforceable leases, of the material Refinery Leased Real Property, in each case, subject only to Permitted Refinery Owned Real Property Liens.

 

(b)                                 Sunoco or one of the Contributing Subsidiaries (i) has good and marketable title to each item of owned material Refinery Personal Property and (ii) has possession or right of use, pursuant to a valid and enforceable lease, of each item of leased material Refinery Personal Property, in each case, subject only to Permitted Liens.

 

Section 4.16                             Affiliate Transactions. Schedule 4.16 sets forth a list of all Contracts entered into with any Affiliate of Sunoco and is or has been material to the operation of the Refinery Business during the one (1) year prior to the date hereof, other than customary unwritten contracts (none of which will survive the Closing) for subsidiaries of a parent company for the provision of customary services, cash management and other accounting and general administrative functions. Except as set forth in Schedule 4.16, no such Affiliate (other than the Contributing Subsidiaries) owns, directly or indirectly, any property that Sunoco or any of its Affiliates uses (or holds for use) or otherwise has exclusive rights in respect of or in connection with the Refinery Business other than for such use as is contemplated to be provided from and after the Closing pursuant to this Agreement or any Related Agreement.

 

Section 4.17                             Finder’s Fees. There is no investment banker, broker, finder or other intermediary that has been retained by or is authorized to act on behalf of Sunoco or any Contributing Subsidiary that might be entitled to any finder’s fee or brokerage commission in connection with any of the Contemplated Transactions where such fee or commission would be

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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payable by NewCo, TCG or any of their respective Affiliates. For the avoidance of doubt, the fees of Credit Suisse (if any) for financial advisory services related to the Contemplated Transaction will be paid by Sunoco pursuant to a separate agreement.

 

ARTICLE V

 

REPRESENTATIONS OF TCG

 

TCG hereby represents and warrants to Sunoco and the Contributing Subsidiaries that the statements contained in this Article V are correct and complete as of the date of this Agreement:

 

Section 5.1                                    Organization; Qualification. TCG is a limited liability company duly organized, validly existing and in good standing under the laws of Delaware.

 

Section 5.2                                    Authority; Enforceability.

 

(a)                                 TCG has, and, as of the Closing, shall have, the requisite limited liability company power and authority, as applicable, to execute and deliver this Agreement and the Related Agreements to which it is, or will be as of the Closing, a party, and to consummate the Contemplated Transactions. The execution and delivery by TCG of this Agreement and the Related Agreements to which it is, or will be as of the Closing, a party, and the consummation of the Contemplated Transactions by TCG has been, and will be, as of the Closing, duly and validly authorized by TCG and no other limited liability company proceedings on the part of TCG will be necessary to authorize this Agreement and the Related Agreements or to consummate the Contemplated Transactions as of the Closing.

 

(b)                                 Each of this Agreement and the Related Agreements constitutes (or will constitute, in the case of the Related Agreements to be delivered at the Closing) the valid and binding agreement of TCG, and is (or will be, in the case of the Related Agreements to be delivered at the Closing) enforceable against TCG in accordance with its terms, except as such enforceability may be limited by applicable bankruptcy, insolvency, fraudulent transfer, reorganization, moratorium and similar Laws relating to or affecting creditors’ rights generally and by general principles of equity (regardless of whether such enforceability is considered in a proceeding in equity or at law).

 

Section 5.3                                    No Violation; Consents and Approvals. Except as set forth in Schedule 5.3:

 

(a)                                 The execution, delivery and performance of the Agreement and the Related Agreements by TCG and the consummation by TCG of the Contemplated Transactions do not and will not as of the Closing (i) conflict with or violate any of its Governing Documents; (ii) breach any Material Contract to which such entity is a party or subject; or (iii) violate or breach any Law applicable to such entity.

 

(b)                                 No material declaration, filing or registration with, or notice to, or authorization, consent or approval of, any Governmental Authority or other Third Party is necessary for the consummation by TCG of the Contemplated Transactions except for (i) any notice required to be filed under the HSR Act, (ii) any consent, approval or notice required to be obtained from or given to any state public utility commission, (iii) any transfer application or other filing to be filed with, or

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

45

 

any approval of any Governmental Authority, (iv) any other filing contemplated by this Agreement or any other Related Agreement or (v) any declaration, filing, registration, notice, authorization, consent or approval, the failure of which to have received when made would not have a Material Adverse Effect.

 

Section 5.4                                    Financing.

 

(a)                                 TCG has delivered to Sunoco a true and complete copy, as of the date hereof, the executed commitment letter from J.P. Morgan Ventures Energy Corporation and JPMorgan Chase Bank, N.A. (the “JPM Commitment Letter”) attaching term sheets for (i) a senior secured credit facility (the “Debt Term Sheet”) pursuant to which, and subject to the terms and conditions thereof and the JPM Commitment Letter, the lender parties thereto have committed to lend the amounts set forth therein to TCG and NewCo for the purpose of providing NewCo with working capital financing (the foregoing arrangement, the “Debt Financing”), and (ii) a crude oil and refined products intermediation facility (the “Intermediation Term Sheet”) pursuant to which, and subject to the terms and conditions thereof and the JPM Commitment Letter, the Intermediary has agreed to purchase the inventory and contracts related thereto, and to consummate the Intermediation Transactions (the foregoing arrangement, the “Intermediary Financing”). TCG and NewCo have delivered to Sunoco a true and complete copy of the executed commitment letter (the “Equity Commitment Letter” and, together with the JPM Commitment Letter, the “Financing Commitments”) from the Guarantor pursuant to which, and subject to the terms and conditions thereof, the Guarantor has committed to invest the amounts set forth therein (as may be amended, modified or replaced in accordance with this Agreement, the “Equity Financing” and, together with the Debt Financing and the Intermediary Financing, the “Financing”).

 

(b)                                 As of the date of this Agreement: (i) the JPM Commitment Letter, and Equity Commitment Letter are in full force and effect and have not been withdrawn or terminated or, except as disclosed to Sunoco, otherwise amended, supplemented or modified in any respect; (ii) each of the JPM Commitment Letter, and Equity Commitment Letter, in the form so delivered, is a legal, valid and binding obligation of TCG and, to the knowledge of TCG, the Debt Financing Sources and the Intermediary, respectively, and the other parties thereto; (iii) other than customary letters with respect to fees or indemnities or as disclosed to Sunoco, there are no other agreements, side letters or arrangements relating to the JPM Commitment Letter or the Equity Commitment Letter; (iv) no event has occurred which, with or without notice, lapse of time or both, would constitute a default or breach on the part of TCG under any term or condition of the Financing; and (v) TCG has no reason to believe that it could be unable to satisfy on a timely basis any term or condition of closing to be satisfied by it contained in the Financing. TCG has fully paid or caused to be paid any and all commitment fees or other fees required by the Financing to be paid on or before the date of this Agreement. The Equity Commitment Letter and the JPM Commitment Letter contain all of the material conditions precedent to the obligations of the parties thereunder to make the Financing available to TCG on the terms therein. Subject to the terms and conditions of the Equity Commitment Letter and the JPM Commitment Letter, and assuming the satisfaction of the conditions to TCG’s obligations to consummate the Contemplated Transactions as set forth herein, the proceeds from the Financing are sufficient to fund all of the amounts required to be provided by TCG for the consummation of the Contemplated Transactions, and are sufficient for the satisfaction of all of

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

46

 

TCG’s obligations under this Agreement, including the payment of the TCG Contribution, all amounts required to be paid under this Agreement.

 

Section 5.5                                    Finder’s Fees. There is no investment banker, broker, finder or other intermediary that has been retained by or is authorized to act on behalf of TCG or any of its Affiliates that might be entitled to any fee or commission in connection with the Contemplated Transactions where such fee or commission would be payable by Sunoco or any of its Affiliates.

 

ARTICLE VI

 

INDEMNIFICATION

 

Section 6.1                                    Survival. None of the representations and warranties of any Party set forth in, or deemed made pursuant to, this Agreement or any Related Agreement (other than the Transition Services Agreement or the Amended and Restated NewCo LLC Agreement) will survive the Closing, and from and after the Closing, such representations and warranties shall be of no further force or effect and no claim for indemnification or otherwise may be made with respect to breaches thereof. Each Party acknowledges that it expressly intends to shorten the statute of limitations for claims or causes of action based upon, directly or indirectly, any of such representations and warranties as provided in this Section 6.1; provided, however, that (x) the Fundamental Representations and Warranties shall survive the Closing Date until the sixth (6th) anniversary of the Closing (or such shorter period as is contemplated by the statute of limitations with respect thereto) and (y) the Undisclosed Major Contracts Representation shall survive the Closing Date until the first (1st) anniversary of the Closing. Notwithstanding the preceding sentences, any representation, warranty, covenant or agreement in respect of which indemnity may be sought under this Agreement shall survive the time at which it would otherwise terminate pursuant to the preceding sentences, if notice of the inaccuracy or breach thereof giving rise to a right of indemnity shall have properly been given to the Party against whom such indemnity may be sought prior to the time at which it would otherwise terminate pursuant to the preceding sentences. The covenants and agreements of the Parties contained in this Agreement shall survive the Closing in accordance with their terms.

 

Section 6.2                                    Indemnification by Sunoco. Subject to the limitations set forth in this Article VI, from and after the Closing Date, Sunoco agrees to indemnify, defend and hold harmless each of NewCo, TCG and their respective successors, Representatives and permitted assigns (without duplication of indemnification provided to NewCo and NewCo’s Subsidiaries and their respective successors, Representatives and permitted assigns (collectively, the “NewCo Indemnitees”), from and against any and all Claims and Losses incurred, arising out of, resulting from or relating to:

 

(a)                                 the breach of (x) any Fundamental Representation and Warranty of Sunoco contained in this Agreement or (y) the Undisclosed Major Contracts Representation;

 

(b)                                 the breach of any covenant or agreement of Sunoco contained in this Agreement; or

 

(c)                                  any Excluded Liability.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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provided, however, that with respect to indemnification of TCG, Sunoco shall only indemnify, defend and hold harmless TCG to the extent of TCG’s direct costs.

 

Section 6.3                                    Indemnification by NewCo. Subject to the limitations set forth in this Article VI, from and after the Closing Date, NewCo agrees to indemnify, defend and hold harmless each of Sunoco, Sunoco’s Subsidiaries, their Subsidiaries and their respective successors, Representatives and permitted assigns (collectively, the “Sunoco Indemnitees”), from and against any and all Claims and Losses incurred, arising out of, resulting from or relating to:

 

(a)                                 the breach of any Fundamental Representation and Warranty of TCG contained in this Agreement; or

 

(b)                                 the breach of any covenant or agreement of TCG or NewCo contained in this Agreement.

 

(c)                                  any Assumed Liability.

 

Section 6.4                                    Contingent First Recourse against Sunoco Captive Insurer. In the event that following the Closing, Sunoco implements the Evergreen Captive Insurance Structure and any NewCo Indemnitee is or becomes entitled to indemnification under Section 6.2 in connection with an Environmental Liability, such NewCo Indemnitee and Sunoco agree that Sunoco and the Sunoco Captive Insurer, the latter solely with respect to coverage designated for Liabilities arising from the Refinery Assets or Refinery Business, will be jointly and severally liable for the satisfaction of such indemnification obligation to such NewCo Indemnitee. In that event, such NewCo Indemnitee agrees that it shall make commercially reasonable efforts to first seek payment or indemnification from the Sunoco Captive Insurer for satisfaction of such indemnification obligations; provided, however, that if Sunoco Captive Insurer does not promptly (an in any event, within thirty (30) Business Days) agree (including agreement with a reasonable reservation of rights) to indemnify, defend and hold harmless such NewCo Indemnitee under this Section 6.4 and provide reasonable assurance of its ability to continually satisfy such indemnification obligation, such NewCo Indemnitee shall be entitled to demand and require that Sunoco immediately indemnify, defend and hold harmless such NewCo Indemnitee. Nothing in this Section 6.4 shall be construed to limit the ability of any NewCo Indemnitee to file any pleading, make any demand or take any other action that it determines in good faith is necessary to preserve and protect its rights to indemnification against Sunoco in its capacity as a joint and several obligor, including in cases where Sunoco Captive Insurer’s agreement to indemnify, defend and hold harmless such NewCo Indemnitee includes a reasonable reservation of rights.

 

Section 6.5                                    Indemnification Procedures.

 

(a)                                 A Sunoco Indemnitee or NewCo Indemnitee, as the case maybe (for purposes of this Article VI, the “Indemnified Party”), shall give the indemnifying party under Section 6.2 and Section 6.3, as applicable (for purposes of this Article VI, the “Indemnifying Party”), prompt written notice of any matter which it has determined has given or would reasonably be expected to give rise to a right of indemnification under this Agreement, containing a reference to the provisions of this Agreement in respect of which such right of indemnification is claimed or arises; provided, however, that the

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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failure to provide such notice shall not release the Indemnifying Party from its obligations under this Article VI except to the extent the Indemnifying Party is actually prejudiced by such failure.

 

(b)                                 If any Third Person shall notify an Indemnified Party with respect to a Third-Party Claim under this Article VI for which the Indemnified Party may seek indemnification hereunder, then the Indemnified Party shall promptly (and in any event within ten (10) Business Days after receiving notice of the Third-Party Claim or the commencement of Litigation with respect thereto) notify the Indemnifying Party thereof in writing and specifying the facts constituting the basis for such claim and the amount, to the extent known, of the claim asserted; provided, however, that the failure to provide such notice shall not release the Indemnifying Party from its obligations under this Article VI except to the extent the Indemnifying Party is actually prejudiced by such failure.

 

(c)                                  The Indemnified Party may defend against any Third-Party Claim in any manner it may reasonably deem appropriate and in connection therewith, the Indemnifying Party shall be liable for the reasonable fees and expenses of counsel employed by the Indemnified Party; provided, however, the Indemnifying Party shall be entitled to participate in the defense of any Third-Party Claim and, if it so chooses, to assume the defense thereof with counsel selected by the Indemnifying Party reasonably satisfactory to the Indemnified Party so long as (i) the Indemnifying Party notifies the Indemnified Party in writing within thirty (30) days after the Indemnified Party has given notice of such claim that the Indemnifying Party will indemnify the Indemnified Party from and against the Losses relating to such Third-Party Claim; (ii) such Third Party Claim does not seek injunctive or other equitable relief that if determined adversely to the Indemnified Party would reasonably be expected to have material adverse effects on the Indemnified Party; and (iii) the Indemnifying Party conducts the defense of such claim diligently.

 

(d)                                 If the Indemnifying Party is entitled pursuant to this Section 6.5 and elects to assume the defense of any such Third-Party Claim, (i) it shall keep the Indemnified Parties advised of the status of such Third-Party Claim and the defense thereof on a reasonably current basis and shall consider in good faith the recommendations made by the Indemnified Parties with respect thereto and (ii) the Indemnified Party shall be entitled to participate in the defense of any such Third-Party Claim and to employ, at its expense, separate counsel of its choice for such purpose at its sole cost and expense, it being understood, however, that the Indemnifying Party shall continue to control such defense; provided, however, that notwithstanding the foregoing, the Indemnifying Party shall pay the reasonable costs and expenses of such defense (including reasonable attorneys’ fees and expenses) of the Indemnified Party if (x) the Indemnified Party’s outside counsel shall have reasonably concluded and advised in writing (with a copy to the Indemnifying Party) that there are defenses available to such Indemnified Party that are different from those available to the Indemnifying Party that are reasonably likely to be asserted, or (y) the Indemnified Party’s outside counsel shall have advised in writing (with a copy to the Indemnifying Party) the Indemnified Party that there is a conflict of interest that would make it inappropriate under applicable standards of professional conduct to have common counsel for the Indemnifying Party and the Indemnified Party. Notwithstanding anything to the contrary in this Agreement, the Indemnifying Party will not be permitted to settle, compromise, take any corrective or remedial action or enter into an agreed judgment or consent decree, in each case, that subjects the Indemnified Party to any criminal liability, requires an admission of guilt or wrongdoing on the part of the Indemnified Party or imposes any unreasonable continuing obligation on or requires any payment from the Indemnified Party without the Indemnified Party’s prior written

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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consent, which shall not be unreasonably withheld. Notwithstanding anything to the contrary in this Section 6.5, the Parties agree that from and after Closing, Sunoco shall assume and control the defense of the Retained Litigation Matters without the need for any written notice to NewCo or any other Person of such Third-Party Claims.

 

Section 6.6                                    Limitations on Indemnification.

 

(a)                                 An Indemnified Party shall not be entitled to indemnification under Section 6.2(a) or Section 6.3(a) for breach of any representation or warranty (other than a breach of a Fundamental Representation or Warranty) unless the aggregate of the Indemnifying Party’s indemnification obligations to the Indemnified Party pursuant to this Section 6.6(a) (but for this Section 6.6(a)) in respect of such breach of representation or warranty exceeds $1,000,000, and in such event, the Indemnified Party shall be entitled to indemnification and recovery for all amounts. For the avoidance of doubt, there shall be no limitations on indemnification pursuant to this Section 6.6(a) in connection with Sections 6.2(b), 6.2(c), 6.3(b) or 6.3(c).

 

(b)                                 The Indemnified Parties shall not be entitled to recover from Sunoco or NewCo, damages that are punitive damages, damages for lost profits or diminution in value or consequential, exemplary or special damages, other than consequential damages in connection with any Third-Party Claim or any amount payable to any other Person as an Assumed Liability or Retained Liability.

 

(c)                                  No Indemnified Party shall be entitled to recover from the Indemnifying Party, or include for purposes of determining if Claims or Losses have met or exceeded the threshold amount set forth in Section 6.6(a), any claim for indemnity in respect of any individual Claim or Loss (other than pursuant to Sections 6.2(c) or 6.3(c)) unless and until the indemnity claim against Indemnifying Party in respect of such Claim or Loss or any series of related Claims or Losses exceeds the Basket.

 

(d)                                 The amount of any Claims or Losses for which indemnification is provided under this Article VI shall be computed net of any (x) net Tax benefit realized by the Indemnified Party and (y) third party insurance (after costs of collection and deductibles) proceeds and recoveries in respect of third party indemnification obligations actually received by the Indemnified Party in connection with such Claims or Losses. Each Indemnified Party agrees to use its commercially reasonable efforts to obtain recovery in respect of any Claims or Losses from any third party insurance or third party indemnity which is available in respect of such Claims or Losses. If an Indemnified Party receives such insurance proceeds or indemnification recoveries in connection with Claims or Losses for which it has been indemnified hereunder, the Indemnified Party shall notify the Indemnifying Party, and refund to the Indemnifying Party the amount of such insurance proceeds or indemnification recoveries when received, up to the amount for which indemnification was paid hereunder.

 

(e)                                  Each Indemnified Party shall take all reasonable steps to mitigate any Losses in respect of which a Claim could be made under this Article VI. The amount of any Losses pursuant to which an Indemnified Party shall be entitled to seek indemnification hereunder shall be deemed reduced by the amount of the Claims or Losses resulting from any failure to mitigate such Claims or Losses.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(f)                                   A NewCo Indemnitee’s right to indemnification under this Article VI shall be limited to the extent any claim for which indemnification is sought hereunder arises out of any environmental sampling or testing conducted by NewCo Indemnitees after the Closing Date unless such sampling or testing is undertaken (i) to respond to, investigate, or otherwise respond to material facts indicating the potential existence of Environmental Conditions that, in the reasonable judgment of NewCo, may pose a significant risk to human health or the environment provided that, absent exigent circumstances requiring immediate action, NewCo shall reasonably consult with Sunoco and reasonably consider such input as Sunoco may provide prior to conducting such sampling or testing; (ii) to comply with the requirements of any Environmental Law; (iii) in response to an inquiry, request, claim or demand by a Governmental Authority; (iv) as reasonably necessary in connection with Construction and Development of the Refinery Real Property; or (v) as reasonably necessary to defend or resolve a Third Party Claim.

 

(g)                                  Solely for the purpose of determining the amount of any Claims and Losses (and not for determining whether any breach exists under this Agreement) for which the Indemnified Party may be entitled to indemnification pursuant to this Article VI, any representation or warranty contained in this Agreement that is qualified by a term or terms such as “material”, “materially” or “Material Adverse Effect” shall be deemed made or given without such qualification and without giving effect to such words.

 

(h)                                 The representations, warranties and agreements made in this Agreement, together with the indemnification provisions hereof, are intended among other things to allocate the economic cost and risks inherent in the Contemplated Transactions and, accordingly, except with respect to any claim for breach of the Undisclosed Major Contracts Representation (which shall be subject to the limitations set forth in the definition of Undisclosed Major Contracts), a Party shall be entitled to the indemnification or other remedies provided in this Agreement by reason of any breach of any such representation, warrant or agreement by another Party notwithstanding whether any employee, officer, manager, director, representative or agent of the Party seeking to enforce a remedy knew or had reason to know of such breach and regardless of any investigation by such Party.

 

(i)                                     From and after the date that is one (1) year following the Closing Date, no Indemnified Party shall be entitled to make a claim for indemnification for Claims or Losses pursuant to Sections 6.2(b) or 6.3(b) for breach of any covenant contained in Article VIII and to be performed prior to Closing.

 

Section 6.7                                    Remediation. Any Remediation Activities conducted by Sunoco relative to Excluded Liabilities related to Environmental Conditions on, under, or emanating from the Refinery Assets, Refinery Real Property, or the Refinery Personal Property that arise out of or relate to the Excluded Liabilities shall be conducted as follows:

 

(a)                                 Sunoco agrees to perform all Remediation Activities relative to Environmental Conditions that arise out of or relate to the Excluded Liabilities in material compliance with applicable Environmental Laws employing where applicable risk-based remedial standards including, without limitation, standards based on pathway elimination and Special Industrial Area standards pursuant to applicable Environmental Laws, deed restrictions and institutional controls, except to the extent such risk-based remedial standards, deed restrictions and institutional controls

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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would unreasonably interfere with either (i) NewCo’s operations or (ii) its plans for the Construction and Development of the Refinery Real Property subject in all cases to Sunoco’s obligation to comply with Environmental Laws in connection with such Remediation Activities. Sunoco shall provide NewCo with reasonable advance consultation and notice of the design and implementation of Remedial Activities and, to the extent, in the reasonable judgment of NewCo, such Remediation Activities could reasonably be expected to unreasonably interfere with NewCo’s current operations or any Construction and Development of the Refinery Real Property, Sunoco shall obtain the consent of NewCo, not to be unreasonably withheld or delayed, of its plan for Remediation Activity, prior to commencement of Remediation Activities. NewCo agrees to provide Sunoco with reasonable access to the Refinery Assets (and relevant NewCo personnel, books and records) for purposes of the completion of such Remediation Activities and to execute those documents as are reasonably necessary to facilitate application of such standards and effectuate such restrictions and controls.

 

(b)                                 Sunoco shall, subject to the limitations herein, have the responsibility and authority to conduct, control and conclude the defense or resolution of any such Remediation Activities and authority to conduct all governmental interactions with regard thereto, including sole responsibility to pay any fees, costs or expenses of counsel or any other advisors, consultants or third parties engaged in connection therewith to the extent such fees, costs or expenses constitute or relate to or arise out of Excluded Liabilities hereunder;

 

(c)                                  the NewCo Indemnitees shall have the right, but not the obligation, to reasonably participate in any such Remediation Activities including making comments to documents to be submitted to any Governmental Authority, participating in material meetings, and providing advice to Sunoco regarding procedural, substantive and strategic decisions, which Sunoco shall consider in good faith, taking into consideration the respective interests of the parties and their mutual interests in maintaining and preserving good relationships and their good standing and reputation with federal and state regulators.

 

(d)                                 NewCo shall permit Sunoco to utilize utilities, including wastewater treatment services and other resources on the Refinery Real Property in connection with such Remediation Activities and Sunoco agrees to reimburse NewCo for reasonable out-of-pocket costs actually incurred by NewCo of any resources utilized, provided that such reimbursement obligation shall not extend to internal person-power costs of NewCo or any out-of-pocket costs reasonably related to the ongoing conduct of the Refinery Business that would be incurred in the ordinary course without regard to conduct of Remediation Work hereunder.

 

(e)                                  Sunoco shall undertake diligent efforts to conduct Remediation Activities in a manner that does not unreasonably interfere with any of the current operations of NewCo or any Construction and Development.

 

(f)                                   Sunoco shall have no obligation to undertake any Remediation Activities, or provide indemnification with respect to any Liabilities for such Remediation Activities, unless, and then only to the extent that, Remedial Work is required by Environmental Laws or reasonably necessary in defense of, or for resolution of, a Third Party Claim.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Section 6.8                                    Exclusive Remedy. After the Closing, this Article VI will provide the exclusive remedy for each of the Parties hereto for any and all claims in connection with this Agreement (other than (i) as set forth in Section 2.9, (ii) equitable remedies as they relate to breaches of covenants or other agreements contained herein to the extent such covenants or agreements are to be performed after the Closing or (iii) claims under any other agreement in respect of any breach thereof). Notwithstanding the foregoing, nothing herein shall preclude any party from asserting a claim of fraud.

 

ARTICLE VII

 

EMPLOYEE MATTERS

 

Section 7.1                                    Employment Offers.

 

(a)                                 Schedule 7.1(a)(i) lists each individual who is actively employed by Sunoco or its Affiliates at the Refinery, including (i) in accordance with the NewCo USW Agreement all hourly represented mobile workforce maintenance employees temporarily assigned to the Refinery from Sunoco’s Marcus Hook Refinery and (ii) the Refinery Manager, his direct reports, and the Refinery human resources manager, each referenced herein as a “Refinery Senior Manager”. Schedule 7.1(a)(ii) lists each individual who is employed by Sunoco or its Affiliates and is not physically located at the Refinery, but has been designated by Sunoco as primarily serving the Refinery or as having skills which could reasonably support the operation of the Refinery Assets by NewCo or its Affiliates, including certain support services senior managers designated by TCG within twenty days of the execution of this Agreement, each referenced herein as a “Support Services Senior Manager”. Schedules 7.1(a)(i) and 7.1(a)(ii) include each employee’s (A) name, (B) current job title or position, (C) service dates recognized by Sunoco or its Affiliates, (D) current base salary or the base hourly rate, (E) accrued but unused vacation benefits (excluding any unused vacation benefits banked from previous years), (F) status (e.g., full-time, part-time, on leave) and if on leave, the type of leave (e.g., vacation, short-term disability or Family and Medical Leave Act leave), (G) whether the employee is represented by the Union and (H) is a Refinery Senior Manager or Support Services Senior Manager. Employees listed on Schedules 7.1(a)(i) and 7.1(a)(ii) shall be referred to as “Refinery Employees.” Sunoco shall update Schedules 7.1(a)(i) and 7.1(a)(ii) periodically prior to Closing.

 

(b)                                 At least ten days prior to the Closing Date, based on the then existing Schedules 7.1(a)(i) and 7.1(a)(ii) TCG shall make offers of employment, effective as of the Closing Date and contingent upon the occurrence of the Closing, at a base salary or base wage which is at least equal to that provided by Sunoco or its Contributing Subsidiaries immediately prior to the Closing Date (unless otherwise mutually agreed as to specific Refinery Employees) to (i) all Union represented Refinery Employees on Schedule 7.1(a)(i) in accordance with the NewCo USW Agreement, (ii) all non represented hourly and salaried Refinery Employees on Schedule 7.1(a)(i) who are not Refinary Senior Managers, (iii) all non-represented hourly and salaried Refinery Employees on Schedule 7.1(a)(ii) who are not Support Services Senior Managers, and (iv) any Refinery Senior Managers and Support Services Senior Managers that TCG selects in its sole discretion, these selected managers will be referred to herein as a “Key Employees”. TCG will give each Refinery Employee no less than five (5) days in which to accept or reject their employment offer. TCG will provide Sunoco

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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with Schedule 7.1(b) at least three (3) Business Days prior to the Closing Date, which shall contain as of that date the names of the Refinery Employees TCG made offers of employment to, the rate of pay TCG offered, and whether the Refinery Employee accepted the offer. Any Refinery Employee who accepts the offer of employment by TCG and on the Closing Date is (a) actively at work or (b) on a holiday, scheduled day off pursuant to his or her regular schedule, or a vacation authorized prior to the Closing Date by Sunoco or its Affiliates and returns to work as scheduled shall become or be deemed employed by NewCo or its Affiliates as of the Closing Date (the “Employment Date”). Any Refinery Employee who accepts the offer of employment by TCG and on the Closing Date is on a leave of absence or short-term disability leave consistent with Sunoco or its Affiliates’ established policies and practices which was authorized by Sunoco or its Affiliates prior to the Closing Date, including any FMLA leave or military leave, and is qualified to return to work and does return to work at the end of such authorized leave, which shall not be longer than 180 days after the Closing Date, unless applicable Law or the NewCo USW Agreement gives the Refinery Employee a longer period for returning to work, shall become employed by NewCo or its Affiliates as of the day of his or her return to work with such date being deemed the Employment Date for such employee. All Refinery Employees who become employed by NewCo or its Affiliates shall be referred to herein as an “Acquired Employee.” Sunoco or its Contributing Subsidiary will terminate its employment of each Acquired Employee effective as of the date preceding each such Acquired Employee’s Employment Date (“Sunoco Termination Date”).

 

(c)                                  Sunoco or its Affiliates will not employ or provide severance payments to any Refinery Employee to whom NewCo or its Affiliates, in accordance with Section 7.1(b), makes an offer of employment who does not accept the offer.

 

Section 7.2                                    Benefits Plans, Employment Practices and Pay Practices.

 

(a)                                 Sunoco shall be solely responsible for payment of any bonuses owed and accrued under any Benefit Plan of Sunoco or its ERISA Affiliates during the time period in which any Acquired Employee performed services for Sunoco or its Affiliates prior to the Closing Date, in accordance with Section 2.6(i) of this Agreement. Effective as of the Closing Date, NewCo shall be responsible for paying any bonuses accrued by any Acquired Employee under any Benefit Plan of NewCo or its Affiliates for service performed for NewCo or its Affiliates.

 

(b)                                 From the Closing Date through December 31, 2012 (the “Service Period”), Acquired Employees will continue to participate in certain Employee Welfare Benefit Plans, including those listed on Annex 1 to the TSA, maintained by Sunoco as designated in the TSA and in accordance with the terms of the TSA. During the Service Period, Sunoco agrees to provide other transition services, including payroll services, to NewCo or its Affiliates as designated in the TSA and in accordance with the terms of the TSA for the Service Period.

 

(c)                                  Sunoco shall retain, assume or cause to be assumed by an Affiliate or a voluntary employee beneficiary association (“VEBA Trust”), all responsibility and Liability for post-retirement health and other post-retirement welfare benefits (other than benefits arising under COBRA except as required by regulations) for Acquired Employees who have satisfied the age and service requirements prior to or as of their Sunoco Termination Date to receive such benefits under the Company Benefit Plans, subject to the terms and conditions of such plans as they may from time to

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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time be amended. Neither Sunoco nor any VEBA Trust established by Sunoco or its Affiliates shall have any responsibility or Liability for post-retirement health and other post-retirement benefits for any Acquired Employee who was not eligible for such benefits as of his or her Sunoco Termination Date.

 

(d)                                 Sunoco and its Contributing Subsidiaries shall retain responsibility and Liability for, and sponsorship of, all Company Benefit Plans sponsored at any time by Sunoco and its Affiliates, together with responsibility and Liability for payment of all benefits thereunder or with respect thereto. Except as otherwise provided in this Section 7.2(b), effective on his or her Sunoco Termination Date, each Acquired Employee shall cease active participation in all Company Benefit Plans sponsored by Sunoco or its Affiliate and any other programs or arrangements relating to compensation or employee benefits sponsored by Sunoco or its Affiliates.

 

(e)                                  With respect to any Benefit Plan NewCo or its Affiliates sponsor or maintain or to which NewCo or its Affiliates contribute or is a participating employer (the “NewCo Benefit Plans”) that any Acquired Employee becomes eligible to participate in on or after his or her Employment Date, NewCo shall or shall cause such Affiliate to (i) recognize service prior to and on the Sunoco Termination Date with Sunoco and its Affiliates (including any predecessor company) for all purposes, including eligibility to participate, vesting credit, entitlement to benefits and benefit accrual; provided, that with respect to NewCo Benefit Plans that are defined benefit or defined contribution retirement plans, Acquired Employees shall receive credit under such plans for purposes of eligibility and vesting, but not for accrual of benefits; provided, further, that the foregoing shall not apply to the extent it would result in any duplication of benefits for the same period of service; and (ii) use its commercially reasonable efforts to have any applicable insurance provider waive any pre-existing condition exclusions and waiting periods with respect to participation and coverage requirements applicable to Acquired Employees under any such NewCo Benefit Plans providing medical, dental or vision benefits to the same extent such limitation would have been waived or satisfied under the analogous benefit plan sponsored by Sunoco or its Affiliate in which such Acquired Employee participated immediately prior to his or her Sunoco Termination Date. Sunoco and its Affiliates shall have no Liability or responsibility with respect to any NewCo Benefit Plans.

 

(f)                                   NewCo shall assume Liability and be responsible for each Acquired Employee’s accrued and unused vacation benefits as of his or her Sunoco Termination Date under Sunoco or its Affiliates’ vacation policies or 2009-2012 CBA with the Union excluding any unused vacation benefits banked from previous years (“2012 Unused Vacation”). Sunoco or its Affiliates shall pay any unused vacation benefits banked from previous years (“Banked Vacation”) directly to the Acquired Employee upon or shortly after his or her Sunoco Termination Date. During the remainder of 2012, NewCo or its Affiliates shall provide Acquired Employees with paid vacation benefit equal to their 2012 Unused Vacation. Within thirty days of an Acquired Employee’s Employment Date, Sunoco will reimburse NewCo for the difference between (i) the Acquired Employee’s entire vacation entitlement for the year 2012 excluding any vacation banked from previous years (“2012 Vacation Entitlement”), multiplied by a fraction the numerator of which is the number of days in 2012 which the Acquired Employee was employed by Sunoco or its Affiliate and the denominator of which is three hundred and sixty five and (ii) any vacation days from his or her 2012 Vacation Entitlement that such Acquired Employee used on or prior to his Sunoco Termination Date. In the event that the vacation days in category (ii) in the preceding sentence shall exceed the vacation days

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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in category (i) in the preceding sentence, NewCo will reimburse Sunoco the difference within thirty days of an Acquired Employee’s Employment Date. After the calendar year 2012, Acquired Employees will be entitled to vacation under the vacation policies of NewCo or its Affiliates or any applicable CBAs between NewCo or its Affiliates and the Union, which will recognize service with Sunoco and its Affiliates (including any predecessor company) for purposes of determining eligibility to participate, eligibility for the forms and levels of vacation and vacation accrual. Notwithstanding the foregoing, the terms of this Section 7.2(f) shall be superseded by any contrary or conflicting provisions in any agreement between Sunoco or its Affiliates and the Union on the effects of the Parties’ joint venture and in the event the Union does not agree to the payment of Banked Vacation by Sunoco to the Union represented Acquired Employees, NewCo shall assume Liability and be responsible for the Banked Vacation but will be reimbursed by Sunoco for such Banked Vacation within thirty days of the Closing Date.

 

(g)                                  In the event that the employment of any salaried, non-represented Acquired Employee is terminated by NewCo or its Affiliates within six months after the Closing Date (other than for circumstances reasonably constituting cause), then NewCo or its Affiliates shall provide such terminated Acquired Employee a cash severance benefit of wage or salary continuation that shall be in no event less than the wage or salary continuation severance benefit provided under the Sunoco, Inc. Involuntary Termination Plan or the Sunoco, Inc. Executive Involuntary Severance Plan immediately prior to Closing to its participants with the same completed years of service as recognized by the Sunoco for such Acquired Employee at Closing. For purposes of computing the amount of the severance benefit under this Section 7.2(g), service by an Acquired Employee with Sunoco and its Affiliates (including any predecessor company) and NewCo and its Affiliates shall be recognized. NewCo or its Affiliates shall condition the receipt of any severance benefits described in this Section 7.2(g) on the Acquired Employee’s execution of a general release of claims, which shall specifically apply to Sunoco and its Affiliates.

 

Section 7.3                                    WARN Act. Sunoco shall, and shall cause each of the Contributing Subsidiaries to, provide any required notice under the WARN Act with respect to any plant closing or mass layoff in connection with the Refinery Business that relate to the Non-Hired Employees. NewCo agrees and shall cause each of its Affiliates to provide any required notice under the WARN Act with respect to any plant closing or mass layoff in connection with the Refinery Business occurring on or after the Closing Date.

 

Section 7.4                                    Workers’ Compensation. Sunoco shall maintain coverage for and be responsible for all liabilities arising out of Workers’ Compensation Matters involving the Acquired Employees to the extent the incident or alleged incident giving rise to the Worker’s Compensation Matter occurred prior to the Closing and shall indemnify the NewCo Indemnities for any liabilities associated with such incidents. NewCo or its Affiliates shall be responsible for any workers’ compensation claims with respect to any Acquiring Employee or his or her beneficiary if the incident or alleged incident giving rise to the claim occurred on or after his or her Employment Date. In the event of doubt as to the date of the occurrence of the incident or alleged incident, NewCo or its Affiliates shall process the claim; provided, however, that NewCo or its Affiliates shall be required to inform Sunoco of the existence and nature of any such claim promptly and Sunoco or its Contributing Subsidiary shall have the right to assist the NewCo or its Affiliates in the processing of any such claim. Unless NewCo or its Affiliates is found to be liable for the incident in whole, the

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Sunoco shall reimburse NewCo or its Affiliates for the payment of the claim and reasonable expenses of processing such claim in direct proportion to the percentage of the Liability of Sunoco or its Contributing Subsidiary to the total amount of the Liability paid under the claim.

 

Section 7.5                                    Non-Solicitation. In consideration of the Contemplated Transactions, Sunoco hereby covenants and agrees that during the period beginning on the date of this Agreement (or the Closing in the case of clause (ii) below) and ending on the third (3rd) anniversary of the Closing Date, neither Sunoco nor its Subsidiaries shall directly or indirectly: (i) solicit or induce, or attempt to solicit or induce, any Key Employee to leave the employ of NewCo for any reason whatsoever or (ii) hire or employ any Key Employee (unless such Key Employee has been terminated by NewCo).

 

Section 7.6                                    No Third Party Beneficiary. The provisions of this Article VII are solely for the benefit of the Parties to this Agreement, and no employee or former employee, director or independent contractor of Sunoco or any of its Affiliates, or any other individual associated therewith, shall be regarded for any purpose as a third-party beneficiary of the Agreement, and nothing herein shall be construed as an amendment to any Benefit Plan for any purpose.

 

ARTICLE VIII

 

PRE-CLOSING COVENANTS

 

Section 8.1                                    Operation of the Business.

 

(a)                                 Except (i) as otherwise expressly contemplated by this Agreement or any of the Related Agreements, or (ii) during the Interim Period, Sunoco shall (and shall cause its Contributing Subsidiaries to):

 

(i)                                     use their reasonable efforts to conduct and operate the Refinery Business in the ordinary course of business consistent with past custom and practice, including the incurrence of capital expenditures and completion of maintenance in the ordinary course;

 

(ii)                                  use their reasonable efforts to operate the Refinery Business and maintain the Refinery Assets in accordance with all applicable Laws currently in effect in all material respects; and

 

(iii)                               use their reasonable efforts to (A) preserve, protect and keep intact beneficial relationships including those with agents, lessors, suppliers and customers and (B) preserve, protect and keep intact the present business operations, organization and goodwill of the Refinery Business.

 

Notwithstanding anything to the contrary in this Section 8.1 or in any other provision of this Agreement, if on or following September 1, 2012, Sunoco determines in good faith that its failure to cease ordering Upstream Inventory or other goods or services for the Refinery and/or take other actions to prepare for a possible closure of the Refinery would be reasonably likely to have material adverse economic effect on it or the Contributing Subsidiaries, Sunoco may or may cause any of the Contributing Subsidiaries to cease such orders or take such other actions from and after two (2) Business Days after Sunoco has provided notice to TCG of its intent to rely on this sentence, it being

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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understood and agreed that Sunoco and each of the Contributing Subsidiaries shall continue to use their reasonable efforts to conduct and operate the Refinery Business in the ordinary course of business consistent with past custom and practice, subject to the foregoing provisions of this sentence.

 

(b)                                 Without limiting the generality of the foregoing, during the Interim Period, except (i) as otherwise expressly contemplated by this Agreement or set forth on Schedule 8.1(b) or (ii) as otherwise consented to by TCG in writing (which consent shall not be unreasonably withheld), or (iii) as is otherwise required by Law or as is taken as any Emergency Response Situation, during the Interim Period, Sunoco shall not (and shall cause each its Contributing Subsidiaries not to), with respect to the Refinery Business:

 

(i)                                     (A) except in the ordinary course of business, incur or assume any letters of credit, performance bonds, cash collateral or escrow requirements or similar credit support that would be binding on any of NewCo, the Refinery Assets or the Refinery Business after the Closing, or (B) except in the ordinary course of business, grant any Lien (other than Permitted Liens) on any asset relating to or used (or held for use) in connection with the Refinery Business;

 

(ii)                                  except in the ordinary course of business, destroy or remove any Refinery Books and Records;

 

(iii)                               except in the ordinary course of business enter into any Contract that would have been a Material Contract if it would have been in effect on the date hereof and would be binding on any of NewCo, the Refinery Assets or the Refinery Business after the Closing other than any replacement of any Material Contract on then current market terms;

 

(iv)                              except in the ordinary course of business, amend, modify, renew or terminate any Material Contract, or otherwise waive, release or assign any material rights, Claims or benefits of Sunoco or any of the Contributing Subsidiaries under any Material Contract outside the ordinary course of business, other than any extension of any Material Contract on then current market terms, that would be binding on any of NewCo, the Refinery Assets or the Refinery Business after the Closing;

 

(v)                                 enter into any other collective bargaining agreements, memorandums of understanding or any other labor agreements relating to the Refinery Employees;

 

(vi)                              except in the ordinary course of business, authorize, make or commit to make any material capital expenditures related to the Refinery Business, the cost of which would be payable by any of NewCo or the Refinery Business following the Closing;

 

(vii)                           except in the ordinary course of business (including with respect to the sale of inventory), sell, assign, license, transfer, convey, lease, rent or otherwise dispose of or encumber any of the Refinery Assets or any material properties or assets of the Refinery Business;

 

(viii)                        except in the ordinary course of business, increase in any manner the base compensation or other fringe, incentive, equity incentive, pension, retirement allowance,

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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welfare or other employee benefits payable or to become payable to, or enter into any new employee benefits agreement or arrangement with, any Refinery Employee;

 

(ix)                              except in the ordinary course of business, take any action to cause or which could reasonably be expected to cause, any Refinery Employee who would otherwise be an Acquired Employee not to be a Refinery Employee (other than termination for cause);

 

(x)                                 enter into any new Consent Decree with the United States Environmental Protection Agency or the United States Department of Justice that pertains to the Refinery and that will affect or limit operations of the Refinery so as to cause a Material Adverse Effect; or

 

(xi)                              agree, resolve or commit to do any of the actions prohibited in this Section 8.1(b).

 

Section 8.2                                    Appropriate Action; Consents: Filings. During the Interim Period:

 

(a)                                 Sunoco, NewCo and TCG shall use reasonable best efforts to (and each of Sunoco and TCG shall use reasonable best efforts to cause NewCo to) (i) take, or cause to be taken, all actions, and do, or cause to be done, and to assist and cooperate with the other Parties in doing, all things that, in either case, are necessary, proper or advisable under applicable Law or otherwise to consummate and make effective the Contemplated Transactions as promptly as practicable, (ii) promptly obtain from the relevant Governmental Authorities all Authorizations required to be obtained at or prior to the Closing by Sunoco, the Contributing Subsidiaries, NewCo and TCG in connection with the authorization, execution, delivery and performance of this Agreement and the consummation of the Contemplated Transactions, (iii) make all necessary filings, including filings under the HSR Act, and thereafter make any other required submissions, with respect to this Agreement and the Contemplated Transactions required under any applicable Law at or prior to the Closing, and if any of Sunoco, TCG and/or NewCo is required pursuant to the HSR Act to submit an HSR Act Notification and Report Form, it shall take reasonable effort to submit such HSR Act Notification and Report Form to the Department of Justice and Federal Trade Commission within ten (10) days from the date hereof; (iv) cooperate with each other in connection with any filing or submission and in connection with any investigation or other inquiry, including any Proceeding initiated by a private party; (v) keep the other Parties informed in all material respects of any material communication received by such Party from, or given by such Party to, any Governmental Authority and of any material communication received or given in connection with any Proceeding by a private party, in each case, regarding any of the transactions contemplated hereby. TCG shall each bear the costs and expenses of the HSR Act Notification and Report Form. Sunoco, NewCo and TCG shall each cooperate in connection with the making of all such filings and obtaining all Authorizations, including by providing copies of all such documents to the non-filing party and its advisors prior to filing. Additionally, Sunoco, NewCo and TCG shall consult with the other prior to any substantive meetings, by telephone or in person, with the staff of the applicable Governmental Authorities, and (when customary in such circumstances and to the extent permitted by the applicable Governmental Authority) each Party shall have the right to have a representative present at any such meeting. Sunoco, NewCo and TCG shall each use reasonable efforts to promptly furnish or cause to be furnished all information required for any application or other filing to be made pursuant to any

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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applicable Law in connection with the Contemplated Transactions. Without limiting the generality of Section 8.2(a), if any objections are asserted with respect to the transactions contemplated hereby under any Antitrust Law or if any Proceeding is instituted by any Governmental Authority or any private party challenging any of the transactions contemplated hereby as violative of any Antitrust Law or if a filing pursuant to Section 8.2(a) is reasonably likely to be rejected or conditioned by a Governmental Authority, each of the Parties shall use reasonable best efforts to resolve such objections or challenges as such Governmental Authority or private party may have to such transactions, including to vacate, lift, reverse or overturn any order, whether temporary, preliminary or permanent, so as to permit consummation of the transactions contemplated by this Agreement as soon as practicable.

 

(b)                                 TCG and NewCo shall use their respective reasonable best efforts to (i) arrange and obtain the proceeds of the Financing on substantially the terms and conditions described in the Equity Commitment Letter and the JPM Commitment Letter, as applicable, (ii) enter into definitive agreements with respect thereto on substantially the terms and conditions contained in the Equity Commitment Letter or the JPM Commitment Letter or on other terms and conditions not in violation of this Section 8.2(b) and (iii) satisfy on a timely basis all conditions applicable to TCG and NewCo in such definitive agreements. Anything in this Agreement to the contrary notwithstanding, TCG and NewCo shall be permitted to amend, modify or supplement the Financing or replace any portion of the Financing with commitments, including through co-investment or by financing from one or more additional parties, provided, however, that TCG and NewCo shall not permit any amendment, supplement or modification to be made to, or any waiver of any provision or remedy under, or replacement of, the Financing, if such replacement (including through co-investment by or financing by one or more additional parties), amendment, supplement, modification or waiver would reasonably be expected to prevent, delay or impede in any material respect the ability of TCG and NewCo to consummate the Contemplated Transactions; and in any event, TCG and NewCo shall disclose to Sunoco and the Contributing Subsidiaries promptly their intention to amend, modify, supplement or replace any portion of the Financing and shall keep Sunoco and the Contributing Subsidiaries reasonably promptly informed of the terms thereof, including providing the most recent drafts of commitment letters containing any material new or modified terms.

 

(c)                                  TCG and NewCo shall use their reasonable best efforts to cause the lenders that are party to the Financing and any other persons providing Financing to fund at or immediately after the Closing the Financing required to consummate the Contemplated Transactions, if all conditions to the Financing are satisfied or waived (or will be satisfied or waived upon funding), including enforcing all rights thereunder by judicial action.

 

(d)                                 In the event that any portion of the Financing becomes unavailable in the manner or from the sources contemplated in the Equity Commitment Letter or JPM Commitment Letter (whether or not permitted hereunder), (A) TCG shall promptly so notify Sunoco and (B) TCG shall use its reasonable best efforts to arrange to obtain any such portion from alternative sources on terms and conditions not materially less beneficial to TCG than the terms and conditions in the JPM Commitment Letter or Equity Commitment Letter, and with such other terms and conditions as would be in compliance with the last sentence of Section 8.2(b), as promptly as practicable following the occurrence of such event, including by entering into definitive agreements with respect thereto (such definitive agreements entered into pursuant to the first sentence of this Section 8.2(d) or

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Section 8.2(b)(ii) being referred to as the “Financing Agreements”). TCG shall cause NewCo and its Affiliates to, and shall use its reasonable best efforts to cause their Representatives to, comply with their obligations, and satisfy on a timely basis the conditions to consummating the Contemplated Transactions, under the Financing Agreements and any related fee and engagement letters.

 

(e)                                  TCG shall (x) furnish Sunoco complete, correct and executed copies of the Financing Agreements promptly upon their execution, (y) give Sunoco prompt notice of any material breach by any party of any of the Financing, any alternative financing commitment or the Financing Agreements of which TCG becomes aware or any termination or threatened termination thereof and (z) otherwise keep Sunoco reasonably informed of the status of its efforts to arrange the Financing.

 

(f)                                   Neither TCG nor NewCo shall, without the prior written consent of Sunoco, consent to or enter into (i) any amendment, modification or waiver of any material provision or remedy under, the JPM Commitment Letter if such amendment, modification or waiver (x) reduces the cash amount of the funding commitments under the Debt Term Sheet or Intermediation Term Sheet, (y) would significantly delay the consummation of the transactions contemplated hereby, or (z) amends, supplements or otherwise modifies the conditions precedent set forth in the JPM Commitment Letter in any that materially adversely affects the ability of TCG or NewCo to consummate the Contemplated Transactions, (ii) any amendment, modification or waiver of any term of the Equity Commitment Letter (except any amendment that solely increases the amount of the Equity Financing thereunder without amending or modifying any other term of the Equity Commitment), or (iii) a termination of the JPM Commitment Letter; provided, however, that for the avoidance of doubt, TCG and NewCo may amend the JPM Commitment Letter to add lenders, collateral agents, syndication agents or similar to (or remove such existing entities from) the JPM Commitment Letter as of the date hereof so long as such amendment does not reduce the aggregate committed amounts of the Debt Term Sheet or Intermediation Term Sheet as of the date hereof.

 

(g)                                  Sunoco shall, and shall cause the Contributing Subsidiaries to reasonably cooperate in connection with the arrangement of the Financing as may be reasonably requested by TCG or NewCo (provided that such requested cooperation does not unreasonably interfere with the ongoing operations of Sunoco or the Contributing Subsidiaries and TCG shall pay any out-of-pocket expenses in connection with such cooperation up to $20,000, and NewCo shall pay any out-of-pocket expenses in connection with such cooperation in excess of $20,000), including, at the reasonable request of TCG, entering into such agreements to be effective as of the Closing, and to use reasonable best efforts to deliver officer’s certificates as of the Closing, in each case as are customary in financings of such type and as are, in the good faith determination of the Persons executing such officer’s certificates, accurate. Notwithstanding anything to the contrary set forth in this Agreement, neither Sunoco nor any of the Contributing Subsidiaries shall be required to pay any commitment or other similar fee or incur any other Liability in connection with the Financing.

 

(h)                                 Notwithstanding the requirements of Section 8.2(g), (i) solely TCG shall be responsible for provision of any post-Closing pro forma financial information, including cost savings, synergies, capitalization, ownership or other pro forma adjustments (provided, that for the avoidance of doubt, Sunoco shall provide TCG with financial and other information relating to the Sunoco and the Contributing Subsidiaries reasonably requested by TCG to allow TCG to prepare such pro forma financial information) and any financial projections of Sunoco or the Refinery

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Business for and after the Closing Date, (ii) neither Sunoco nor the Contributing Subsidiaries or Representatives shall be required to enter into any agreement, certificate, document or instrument (other than confidentiality agreements) contemplated thereby prior to the Closing Date, (iii) neither Sunoco nor any of the Contributing Subsidiaries shall be required to pay any commitment fee or other fee or payment to obtain consent or to incur any liability with respect to the Financing prior to the Closing Date, and (iv) nothing herein shall require cooperation or assistance from a Sunoco director, officer or employee to the extent such Sunoco director, officer or employee is reasonably likely to incur any personal financial liability by providing such cooperation or assistance that will not be repaid or reimbursed in full by the TCG or NewCo.

 

(i)                                     Sunoco shall, or shall cause the Contributing Subsidiaries to timely give or cause to be given notices to Third Parties, and each of the Parties will use its reasonable efforts to obtain the Third Party Consents with respect to any Refinery Asset as are necessary and appropriate to consummate the transactions contemplated hereby and that either TCG or Sunoco has identified and notified the other Party of the necessity and appropriateness thereof; provided, however, that: (i) Sunoco and the Contributing Subsidiaries shall, in consultation with TCG and NewCo, control all correspondence and negotiations with Third Parties regarding any such matters; and (ii) NewCo shall bear any reasonable effects as a result of amendments or modifications to any Refinery Contracts (including granting reasonable security interests in related property or rights) and shall work with such Third Parties to establish and meet such Third Party’s credit requirements as is necessary to obtain such consent or sublicense and shall promptly execute any agreements or instruments, and shall pay or reimburse any of the other Parties or their Subsidiaries for any costs or expenses incurred in, obtaining such Third Party Consents. Each Party, at the request of any other Party, shall, and shall cause any Subsidiary thereof to, use reasonable best efforts to obtain, or to cause to be obtained, any consent, substitution, or amendment required for any Third Party to novate any Refinery Contract or to obtain in writing the unconditional release of such Third Party to such arrangements, so that, in any case, as between NewCo (or the Intermediary in the case of the Crude Purchase Obligations) and such Third Party, NewCo (or the Intermediary in the case of the Crude Purchase Obligations) will be solely responsible for performance under such Contracts. The obligations set forth in this Section 8.2(i) shall continue to remain in effect from and after the Closing, including as contemplated by Section 2.8.

 

(j)                                    Sunoco, NewCo and TCG shall each give prompt notice to the other of the receipt of any written notice or other written communication from (i) any Person alleging that the consent of such Person is or maybe required in connection with the Contemplated Transactions, (ii) any Governmental Authority or Stock Exchange in connection with the Contemplated Transactions, (iii) any Governmental Authority, Stock Exchange or other Person regarding the initiation or threat of initiation of any Claims against, relating to, or involving or otherwise affecting Sunoco, NewCo or TCG that relate to the consummation of the Contemplated Transactions, or (iv) any Person regarding the occurrence or nonoccurrence of any event the occurrence or nonoccurrence of which would be reasonably likely to (A) cause any condition to the obligations of the other party hereto to consummate the Contemplated Transactions not to be satisfied, (B) cause a breach of the representations, warranties or covenants of such party under this Agreement, or (C) delay or impede the ability of either Party, respectively, to consummate the Contemplated Transactions or to fulfill their respective obligations set forth herein.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(k)                                 Sunoco, NewCo and TCG each agree to cooperate and to use reasonable best efforts to vigorously contest and to resist any action, including legislative, administrative or judicial action, and to have vacated, lifted, reversed or overturned any order (whether temporary, preliminary or permanent) of any court or other Governmental Authority or Stock Exchange that is in effect and that restricts, prevents or prohibits the consummation of the Contemplated Transactions, including the vigorous pursuit of all available avenues of administrative and judicial appeal and all available legislative action.

 

(l)                                     Sunoco, NewCo and TCG each agree to negotiate in good faith the terms and conditions of the Related Agreements and agree to the forms thereof as promptly as possible following the date hereof and in any event on or prior to July 31, 2012. The Parties furthermore agree to subsequently agree on definitive agreements that shall not, in any material respect, deviate from the term sheets set forth as Annexes to this Agreement or propose material terms inconsistent with such term sheets.

 

(m)                             Sunoco, NewCo and TCG each agree to cooperate and undertake reasonable efforts to reach agreement with relevant Governmental Authorities with respect the following, provided that, for avoidance of doubt, achieving any of the following shall not constitute a condition to any Party’s obligation to consummate the Contemplated Transactions (other than as contemplated by Section 9.3(e), Section 9.3(g) or Section 9.3(i)) or a basis for any Party to terminate this Agreement or abandon the Contemplated Transactions: (1) authorization for NewCo to net emissions reductions associated with the cessation of crude oil refining operations at Marcus Hook, (2) the elimination of the unit feed and product rate limits applicable to 868 FCCU, 1733 Cumene Unit, 869 Alkylation unit and 867 Sulfur Plant, (3) the adjustment of the mm/BTU per hour limits for the following units that are subject to RACT NOx: 137 F-1, 210 H101, 210 H201, 868H101, 868 12H1, 231 H-101, 859 1H1, 86511H1, 86511H2, 1332 H-401, 860 2H4, 860 2H5, 860 2H8, 864 PH7, AND 864 PH12, (4) the issuance of a determination by EPA that NewCo can use an alternative monitoring plan when it makes de minimis connections from existing processes to existing flare systems as a means to comply with NSPS Subpart Ja, (5) the reactivation of the 38 Boiler, (6) the signing of a Prospective Purchaser Agreement, and (7) the signing of a Buyer/Seller Agreement.

 

Section 8.3                                    Access to Information. During the Interim Period, and subject to the terms of the Non-Disclosure Agreement, TCG and its Representatives (including its legal advisors and accountants) shall be entitled to make such reasonable investigation and examination of each of the Contributing Subsidiaries’ business, operations and properties as TCG reasonably requests in connection with the Contemplated Transactions and as it relates to any of the Refinery Assets or the Refinery Business. The investigation shall include reasonable access to the properties, personnel, documents and books and records related to the Refinery Business. The Contributing Subsidiaries shall furnish such information about the Contributing Subsidiaries and its Affiliates as TCG and its Representatives shall reasonably request, including financial, operating, employee (including books, records, files and other documentation with respect to the Employees), and other data and information and copies of documents with respect to the Refinery Business or the Refinery Assets or any of the Contemplated Transactions as TCG and its Representatives shall from time to time reasonably request; provided, however, that the foregoing shall not require any Person to take any such action if it (i) may result in a waiver or breach of any attorney/client privilege or other similar privilege or (ii) could reasonably be expected to result in violation of applicable Law. Each of TCG, NewCo, the Debt Financing Sources, the Intermediary and their respective Representatives shall

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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cooperate with the Contributing Subsidiaries and their Subsidiaries and shall use their reasonable efforts to minimize any disruption to the Refinery Business. All information included pursuant to this Section 8.3 shall be subject to the Non-Disclosure Agreement.

 

Section 8.4                                    Title and Surveys/Pennsylvania Clearance Certificates.

 

(a)                                 At Closing, Sunoco or its Affiliates, as the case may be, shall convey the Refinery Owned Real Property to NewCo by special warranty deed in recordable form. Title to the Refinery Owned Real Property shall be free and clear of all defects, liens, encumbrances, security interests, covenants, restrictions, easements, and title company objections or exceptions from coverage excepting only Permitted Refinery Owned Real Property Liens and title to the Refinery Owned Real Property shall be good and marketable fee simple and insurable as aforesaid at not more than regular rates by First American Title Insurance Company, through its agent, Land Services USA Inc. (the “Title Company”), pursuant to a standard ALTA Owner’s Policy of Title Insurance available in the Commonwealth of Pennsylvania (the “Title Policy”). Sunoco covenants and agrees that at Closing, Sunoco shall pay and satisfy of record all liens, judgments, mortgages and encumbrances in fixed and ascertainable monetary sums which encumber any part or portion of the Refinery Owned Real Property and which equal or exceed, individually or in the aggregate, the sum of $100,000.

 

(b)                                 In the event that TCG elects to obtain a survey of the Refinery Owned Real Property (the “Survey”), then such Survey shall not disclose any encroachment from or onto any of the Refinery Owned Real Property or any portion thereof or any other survey defect which has not been cured or, provided the Title Company will issue a further assurance endorsement with respect to such defect, insured over to TCG’s reasonable satisfaction. TCG shall pay all fees, costs and expenses with respect to the Surveys.

 

(c)                                  Each of the Parties acknowledge that the laws of the Commonwealth of Pennsylvania may require that certain governmental agencies or authorities be notified in advance of the date of Closing, of the proposed assignment and transfer of the Refinery Assets by Sunoco or its Affiliates to NewCo, and in certain cases that Sunoco or its Affiliates obtain and deliver to NewCo a clearance certificate (a “Clearance Certificate”) evidencing the payment by Sunoco or its Affiliates of certain taxes, assessments and contributions to the Commonwealth of Pennsylvania. The Parties further acknowledge that, as a result of procedures for the administration of applications for such Clearance Certificates, and anticipated delays therein, it may not be reasonably possible for Sunoco and its Affiliates to obtain and deliver such Clearance Certificates as of the date of Closing, or for some period of time thereafter. Sunoco shall be responsible for providing all notices to governmental agencies required under such laws and for providing, at Closing, evidence reasonably acceptable to TCG that such notices have been delivered. Sunoco agrees to act in good faith and with reasonable diligence to apply for, obtain and deliver to TCG (with copies to the Title Company) all required Clearance Certificates at or as soon after the date of Closing as is reasonably possible. If any such required Clearance Certificates are not available at the Closing, then Sunoco acknowledges and agrees that, without limitation, the terms of Section 6.2 and the agreement of indemnification, defense and hold harmless shall apply with respect to any and all Claims and Losses resulting from, related to, on account of or in any way pertaining to Sunoco’s or any Affiliate’s failure to deliver any or all Clearance Certificates at the Closing. Notwithstanding anything to the contrary in Section 6.1

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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or elsewhere in this Agreement, the terms of this Section 8.4(c) shall not terminate unless or until Sunoco delivers all such required Clearance Certificates to TCG.

 

Section 8.5                                    Exclusivity. From the date of this Agreement until the earlier of the Closing or termination of this Agreement in accordance with its terms: (a) none of Sunoco or any of its Subsidiaries shall take, nor shall any of them direct any of their respective Representatives to take, directly or indirectly, any action to knowingly solicit, initiate, respond to, facilitate or engage in discussions or negotiations with, or provide any non-public information related to the following to, or enter into any Contract with any Person (other than TCG, NewCo or any of their Affiliates) that prohibits the consummation of the Contemplated Transactions (each, an “Acquisition Transaction”); take any other efforts or attempts that constitute or may reasonable be expected to lead to, an Acquisition Transaction; or enter into any agreement or agreement in principle requiring Sunoco or any of its Subsidiaries to abandon, terminate or fail to consummate the any of the Contemplated Transactions or breach its obligations hereunder or propose to do any of the foregoing and (b) Sunoco shall, and shall use reasonable efforts to cause each of its Subsidiaries and Representatives to, immediately cease and cause to be terminated all existing discussions, negotiations and other communications with any Person (other than TCG or any of its Affiliates) with respect to any such Acquisition Transaction.

 

Section 8.6                                    Interim Services. Prior to the Closing, Sunoco shall and shall cause the Contributing Subsidiaries to reasonably cooperate with TCG to prepare for the support of the continued operation by NewCo of the Refinery Business after the Closing. During the Interim Period, Sunoco shall reasonably cooperate with TCG to assist TCG and NewCo in providing for the receipt of services for the Refinery from and after the Closing that at or prior to the Closing were received from any vendor or supplier of Sunoco or any of its Subsidiaries at the Refinery pursuant to a Contract relating to the Refinery and other sites of Sunoco or any of its Subsidiaries (each, a “Multi-Site Contract”), which may include assisting in making arrangement with the vendor or supplier for shared use of the Multi-Site Contract or entry into one or more separate or amended Contract(s) with the vendor or supplier or other arrangements.

 

Section 8.7                                    Financial Statements. Prior to the Closing, Sunoco shall use reasonable efforts to deliver to each of TCG and the Intermediary, with respect to the Refinery Assets and the Refinery Business, correct and complete copies of the FAMIS reports and the operating cost reports for each calendar month after the date hereof (including the calendar month including the date hereof), promptly following the end of each calendar month.

 

Section 8.8                                    RCRA Permits.

 

(a)                                 Sunoco or its Affiliate, as appropriate, shall remain the permittee on each RCRA Corrective Action Permit or take such other action or make such other arrangements with Governmental Authorities as is reasonably necessary to retain all of the obligations under each of the RCRA Corrective Action Permits as such permits relate to Excluded Liabilities, including, as required, compliance with, the renewal and maintenance of the permit (the “RCRA Corrective Action Permit Obligations”). Sunoco or its Affiliate shall continue to post all financial assurance as may be required in connection with such RCRA Corrective Action Permits, except as set forth below.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(b)                                 NewCo shall become the permittee or a co-permittee on each RCRA Corrective Action Permit or take such other action or make such other arrangements with Governmental Authorities as is reasonably necessary to assume those certain obligations under each RCRA Corrective Action Permit that relate to the on-going operation of the Refinery Business by NewCo, including, to the extent required, the renewal and maintenance of the permit. NewCo shall post all financial assurance as may be required in connection with such RCRA Corrective Action Permits to the extent relating to on-going operation of the Refinery Business by NewCo.

 

(c)                                  NewCo shall provide to Sunoco or its Affiliate such full access as necessary for purposes of conducting Remediation Work associated with the RCRA Permit Obligations. NewCo shall cooperate with Sunoco or its affiliate in all reasonable respects in the performance of, and shall not interfere with the performance of, the RCRA Permit Obligations, and provide to Sunoco or its affiliate utilities, electric power, wastewater treatment and similar services, subject to reimbursement of out of pocket expenditures as provided in this Agreement with respect to the conduct of Remediation Work. Sunoco and its Affiliate agree to cooperate with NewCo in all reasonable respects to schedule and carry out all RCRA Permit Obligations so as to avoid unreasonable interference with the Refinery Business including any construction and Development.

 

Section 8.9                                    Actions by NewCo and Contributing Subsidiaries. From the date hereof until the Closing, TCG and Sunoco shall each and shall jointly take all actions necessary to cause NewCo, and Sunoco shall take all actions to cause the Contributing Subsidiaries, to comply with observance and performance of each and every obligation of NewCo or the Contributing Subsidiaries, as applicable, as contemplated by this Agreement or any Related Agreement to be performed at or prior to the Closing.

 

Section 8.10                             Acknowledgments; Bulk Transfer Laws.

 

(a)                                 Each of the Parties acknowledges that, except for the representations and warranties contained in this Agreement or expressly contained in any Related Agreement, no Party nor any other Person shall be deemed to have made any representation or warranty, express or implied, including as to the accuracy or completeness of any information regarding any Party, any of the Contributing Subsidiaries, the Refinery, the Refinery Business, the Assumed Liabilities or any other matter.

 

(b)                                 Each of TCG and NewCo acknowledges that it has received or may receive from Sunoco and/or one or more of the Contributing Subsidiaries certain projections, forecasts and prospective or third party information relating to the Refinery, the Refinery Business, the Assumed Liabilities and/or other related topics. Without limiting the generality of Section 8.10(a), each of TCG and NewCo acknowledges that none of Sunoco, any of the Contributing Subsidiaries or any other Person is making or shall be deemed to have made any representations or warranties with respect to such projections, forecasts or information.

 

(c)                                  Without limiting any representation, warranty or covenant of any Party expressly set forth herein, each Party acknowledges that it has waived and hereby waives as a condition to the Closing any further due diligence reviews, inspections or examinations with respect to any Party, any of the Contributing Subsidiaries, the Refinery, the Refinery Business, the Assumed Liabilities or any

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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other matter, including with respect to engineering, environmental, title, survey, financial, operational, regulatory and legal compliance matters.

 

(d)                                 Sunoco, TCG and NewCo acknowledge that none of Sunoco, the Contributing Subsidiaries, TCG or NewCo will comply with the provisions of any bulk transfer laws or similar laws of any jurisdiction in connection with the transactions contemplated by this Agreement, including the United Nations Convention on the Sale of Goods, and Sunoco, TCG and NewCo each hereby waive all claims related to the non-compliance therewith.

 

Section 8.11                             Foreign Trade Zone. The Refinery complex is operating in Foreign Trade Zone 35C (the “Subzone”) under a valid grant of authority from the Foreign Trade Zones Board and has been activated with the U.S. Customs Service. Sunoco’s Marcus Hook Refinery complex is also operating in the Subzone pursuant to the same grant of authority. Promptly after the Closing, Sunoco shall cause Sunoco, Inc. (R&M) to take all necessary actions, with the assistance and cooperation of TCG and NewCo, to prepare and file with U.S. Customs and Border Protection (“Customs”), the applicable port authority (the “Port Authority”) and any other Governmental Authority the documents required to request formal approval to remove the Marcus Hook Refinery complex from the granted and activated Subzone. Thereafter, Sunoco shall cause Sunoco, Inc. (R&M) to take, and NewCo shall take, all necessary actions to prepare and file with Customs, the Port Authority and any other Governmental Authority the documents required to request formal approval for the change in operator of the Philadelphia Refinery complex Subzone from Sunoco, Inc. (R&M) to NewCo (the “Subzone Application”). In connection with the Subzone Application, NewCo shall promptly submit to Customs, the Port Authority and other Governmental Authority such supplemental information and take such additional actions as Customs, the Port Authority and any other Governmental Authority may request or require in connection therewith. NewCo shall use commercially reasonable efforts to cause the Subzone Application to be granted, including executing all such additional agreements and orders with Customs, the Port Authority and any other Governmental Authority and providing all financial assurance (including the posting of bonds) required by Customs, the Port Authority and any other Governmental Authority.

 

Section 8.12                             Sunoco Names and Marks; Removal of Signs and Logos. Except solely with respect to the Marks included in Transferred Owned Refinery IP and assigned in the Intellectual Property Assignment and as permitted pursuant to the Service Mark Cooperation Agreement, (a) following the Closing, NewCo will not be entitled to, and will not, use for any purpose the name “Sunoco,” or any variations or derivations thereof (including any logo, trademark, design or other Mark containing “Sunoco” or associated therewith) or any other logo, service mark, trade name, trademark or other Mark which constitutes an Excluded Asset or that is otherwise owned or controlled by Sunoco or any of its Affiliates or any other Mark that is similar to or derived from any of the foregoing Marks (collectively, the “Sunoco Names and Marks”); and (b) promptly following the Closing, and in any event no later than one year after the Closing Date, NewCo shall remove, strike over, or otherwise obliterate all Sunoco Names and Marks from all of the Refinery Assets, including any equipment, machinery, vehicles, business cards, schedules, stationery, packaging materials, displays, signs (including signs displaying Sunoco’s or any of its Affiliate’s emergency contact telephone numbers), promotional materials, manuals, forms, websites, email, computer software, and other materials and systems, and cease all other uses of any Sunoco Names and Marks; provided, however, that NewCo shall not be obligated to remove, strike over, or otherwise obliterate

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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the Sunoco Names and Marks (i) with respect to displays of the Sunoco Names and Marks on equipment (but not buildings, vehicles, signs and storage tanks) that is not reasonably likely to be seen by the public or that cannot be seen by the public without unlawful entry on the applicable location of such equipment, and (ii) from Refinery Books and Records.

 

Section 8.13                             Release and Replacement of Bonds, Guaranties, etc. NewCo recognizes that certain credit support arrangements, examples of which are set forth on Schedule 8.13, have been established by Sunoco and its Subsidiaries in connection with the Refinery Assets and the Refinery Business (the “Credit Support Arrangements”). During the Interim Period, prior to the date that is 10 days prior to the Closing, Sunoco shall provide to NewCo a list such Credit Support Arrangements to be outstanding at the Closing Date, and thereafter, Sunoco shall provide NewCo with updates with 24 hours of entering into any new Credit Support Arrangement. NewCo shall use commercially reasonable efforts to obtain, prior to or on the Closing Date with respect to Credit Support Arrangements in respect of Refinery Assets and Refinery Business to be transferred to NewCo as of the Closing Date, and prior to or on the date of transfer with respect to Credit Support Arrangements in respect of Refinery Assets to be transferred to Buyer following the Closing Date (including any Refinery Permit to be transferred to Buyer following the Closing Date), the termination of the applicable Credit Support Arrangements, release of Sunoco and/or its Affiliates, as applicable, therefrom as of the Closing Date or post-Closing Date, as applicable, and return of the originals thereof to the Sunoco, in each case on terms and conditions reasonably satisfactory to Sunoco. If all of the Credit Support Arrangements have not been terminated as of the date provided for in the preceding sentence, or Sunoco and/or its Affiliates, as applicable, have not been released therefrom as of such date, then NewCo hereby agrees to promptly pay upon written demand by Sunoco any amounts due from Sunoco or any of its Affiliates after the date provided for in the preceding sentence to any Person under any applicable Credit Support Arrangements remaining outstanding after such date and to indemnify, defend and hold harmless Sunoco (and its Affiliates), and their respective directors, officers, employees, agents and representatives, from and against any and all adverse consequences incurred by them relating to, resulting from, or arising out of, any Credit Support Arrangements that remaining outstanding on or after such date. The Parties acknowledge and agree that any Affiliate of Sunoco providing any Credit Support Arrangement shall be a third-party beneficiary of this Section 8.13.

 

Section 8.14                             Public Announcements. The Parties shall consult with each other before issuing, and give each other the opportunity to review and comment upon, any press release or other public statements with respect to the Contemplated Transactions and the other transactions contemplated by this Agreement shall not, nor shall any of the Parties permit any of its Subsidiaries to, issue any such press release or make any such public statement prior to such consultation, except as may be required by applicable Law, court process or the rules and regulations of any Securities Exchange. The Parties agree that the initial press release to be issued with respect to the Contemplated Transactions shall be in the form mutually agreed to by the Parties.

 

Section 8.15                             Structure Cooperation. During the Interim Period, the Parties shall consider and negotiate in good faith (a) changes to this Agreement and the Related Agreements necessary or appropriate so that NewCo shall be a wholly-owned, disregarded subsidiary of the entity in which Sunoco and TCG hold the securities that are contemplated to be issued in connection with the Contemplated Transactions (the “Holding Company Structure”), (b) the terms and amount of any

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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NewCo Debt (including for the avoidance of doubt any securities that are not debt) to be issued in connection with the Contemplated Transactions; provided, however, that Sunoco consents to the issuance to TCG of a principal amount of up to $25,000,000 of NewCo Debt to TCG at the Closing, and (c) such other changes to the mechanics of this Agreement as may be proposed in good faith by any of the Parties and that are necessary or appropriate to effect any agreement regarding such changes or that the Parties agree are otherwise appropriate given the final terms of the Intermediary Financing and/or the Debt Financing. Any changes contemplated by this Section 8.15 shall be contained in a written instrument executed by the Parties in accordance with Section 12.1. Each Party agrees to consult with nationally-recognized financial advisors to determine customary terms for the NewCo Debt; provided, however, that no Party may unreasonably withhold consent to putting in place the Holding Company Structure. Notwithstanding the foregoing (other than the proviso to clause (b) above regarding the issuance of up to $25,000,000 of NewCo Debt to TCG at the Closing), no Party shall be required to agree to any changes to this Agreement pursuant to this Section 8.15 if such changes would adversely affect any Tax or financial accounting position of such Party.

 

ARTICLE IX

 

CLOSING CONDITIONS

 

Section 9.1                                    Conditions to Obligations of Each Party Under this Agreement. The respective obligations of TCG and Sunoco to consummate the Contemplated Transactions shall be subject to the satisfaction at or prior to the Closing of each of the following conditions, any or all of which may be waived, in whole or in part, by Sunoco and TCG acting jointly to the extent permitted by applicable Law:

 

(a)                                 Any applicable waiting period under the HSR Act and any extensions thereof shall have terminated or expired.

 

(b)                                 No Law or Order issued by a Governmental Authority that prohibits or makes illegal the consummation of the Contemplated Transactions shall be in effect.

 

Section 9.2                                    Additional Conditions to the Obligations of Sunoco. The obligations of Sunoco to effect the Contemplated Transactions shall be subject to the satisfaction at or prior to the Closing of each of the following conditions, any or all of which may be waived by Sunoco, in whole or in part, to the extent permitted by applicable Law:

 

(a)                                 Each of the representations and warranties of TCG set forth in this Agreement shall be true and correct in all respects (it being understood that, for purposes of determining the accuracy of such representations and warranties pursuant to this sentence, all materiality qualifications contained in such representations and warranties shall be disregarded) as of the date hereof and as of the Closing Date as though made on and as of the Closing Date (except that, in each case, representations and warranties that speak as of a specified date shall have been true and correct only on such date), except for failures to be so true and correct that would not have, individually or in the aggregate, a materially adverse effect on TCG’s ability to consummate the Contemplated Transactions.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(b)                                 TCG shall have performed or complied in all material respects with all agreements and covenants required by this Agreement to be performed or complied with by it on or prior to the Closing Date.

 

(c)                                  TCG and NewCo shall be willing and able to enter into (where applicable), and shall have delivered or caused to be delivered, each item required to be delivered by TCG or NewCo at the Closing pursuant to Section 3.2(b) or Section 3.2(c).

 

(d)                                 The Intermediary Closing shall have occurred or shall occur simultaneously with the Closing.

 

Section 9.3                                    Additional Conditions to the Obligations of TCG. The obligations of TCG to effect the Contemplated Transactions shall be subject to the satisfaction at or prior to the Closing of each of the following conditions, any or all of which may be waived by TCG, in whole or in part, to the extent permitted by applicable Law:

 

(a)                                 Each of the representations and warranties of Sunoco set forth in this Agreement shall be true and correct in all respects (it being understood that, for purposes of determining the accuracy of such representations and warranties pursuant to this sentence, all materiality qualifications contained in such representations and warranties shall be disregarded) as of the date hereof and as of the Closing Date as though made on and as of the Closing Date (except that, in each case, representations and warranties that speak as of a specified date shall have been true and correct only on such date), except for failures to be so true and correct that would not have, individually or in the aggregate, a Material Adverse Effect.

 

(b)                                 Sunoco shall have performed or complied in all material respects with all agreements and covenants required by this Agreement to be performed or complied with by it on or prior to the Closing Date.

 

(c)                                  Sunoco and NewCo shall be willing and able to enter into (where applicable), and shall have delivered or caused to be delivered, each item required to be delivered by Sunoco and NewCo at the Closing pursuant to Section 3.2(a) or Section 3.2(c).

 

(d)                                 The EPA Letter shall remain effective, an amendment to the Existing Refinery Consent Decree embodying the elements set forth on page 1 of the EPA Letter shall have been filed in the U.S. District Court for the Eastern District of Pennsylvania, and no Party nor any of its Affiliates shall have received notification that (i) the EPA Letter shall not be in full force and effect after the Closing or (ii) any other requirement of the EPA Letter shall not be fulfilled by the relevant Governmental Authority, except for such failure of the EPA Letter to remain effective, such failure to have filed such amendment, or such notification which could reasonably be expected to have a Material Adverse Effect.

 

(e)                                  The United States Environmental Protection Agency shall have executed a Prospective Purchaser Agreement with NewCo.

 

(f)                                   TCG (either directly or through NewCo) shall have received the proceeds of the Debt Financing contemplated by the Debt Term Sheet on substantially the terms set forth therein.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(g)                                  The Pennsylvania Department of Environmental Protection shall have executed a Buyer/Seller Agreement with NewCo.

 

(h)                                 The Intermediary Closing shall have occurred or shall occur simultaneously with the Closing.

 

(i)                                     The Pennsylvania Department of Environmental Protection and the City of Philadelphia shall have provided a letter to NewCo (i) committing themselves to a mechanism to treat the Refinery and the Marcus Hook Refinery as a single source under the federal Clean Air Act, 42 U.S.C. 7401et seq., and applicable state analogues and (ii) allowing the Refinery to utilize emissions reductions from the shutdown of crude oil refining operations at Marcus Hook in connection with the permitting of future actions or projects at the Refinery.

 

(j)                                    Each of the SXL Agreements shall have been executed by SXL.

 

(k)                                 There shall not have been any Material Adverse Effect.

 

ARTICLE X

 

TERMINATION

 

Section 10.1                             Termination. This Agreement may be terminated, and the Contemplated Transactions hereby abandoned, at any time prior to the Closing:

 

(a)                                 by mutual written consent of Sunoco and TCG;

 

(b)                                 by either Sunoco or TCG in the event the Closing shall not have occurred on or before October 1, 2012 (the “Termination Date”); provided, however, that the right to terminate this Agreement under this Section 10.1(b) shall not be available to (i) TCG if TCG’s breach of any provision of this Agreement shall have been the cause of, or shall have resulted in, the failure of the Closing to occur on prior to such date or (ii) Sunoco if Sunoco’s breach of any provision of this Agreement shall have been the cause of, or shall have resulted in, the failure of the Closing to occur on prior to such date;

 

(c)                                  by Sunoco if it is not in material default of any of its obligations hereunder and TCG is in breach of any of its representations, warranties or obligations hereunder that renders the conditions set forth in Sections 9.2(a) or 9.2(b) incapable of being satisfied by the Termination Date, and in each case, such breach is not cured (if able to be cured) within thirty (30) Business Days after the giving of written notice by Sunoco to TCG;

 

(d)                                 by TCG if it is not in material default of any of its obligations hereunder and Sunoco is in breach of any of its respective representations, warranties or obligations that renders the conditions set forth in Sections 9.3(a) or 9.3(b) incapable of being satisfied by the Termination Date, and in each case, such breach is not cured (if able to be cured) within thirty (30) Business Days after the giving of written notice by TCG to Sunoco;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(e)                                  by TCG or Sunoco if there shall be in effect a final nonappealable Order or Law prohibiting the consummation of the Contemplated Transactions; provided, however, that the right to terminate this Agreement under this Section 10.1(e) shall not be available to (i) TCG if TCG’s breach of any provision of this Agreement shall have been the cause of, or shall have resulted in, such Order or Law to be in effect, or (ii) Sunoco if Sunoco’s breach of any provision of this Agreement shall have been the cause of, or shall have resulted in, such Order or Law to be in effect;

 

(f)                                   by Sunoco, if all of the conditions set forth in Sections 9.1 or 9.3 have been satisfied (other than those conditions that by their nature cannot be satisfied other than at the Closing) and TCG fails to consummate the Contemplated Transactions on the date the Closing should have occurred pursuant to Section 3.1, and Sunoco and each of the Contributing Subsidiaries stood ready and willing to consummate on that date; or

 

(g)                                  by TCG, if all of the conditions set forth in Sections 9.1 or 9.2 have been satisfied (other than those conditions that by their nature cannot be satisfied other than at the Closing) and Sunoco fails to consummate the Contemplated Transactions on the date the Closing should have occurred pursuant to Section 3.1, and TCG stood ready and willing to consummate on that date.

 

Section 10.2                             Effect of Termination. Except for this Article X, Article I, Article XII, the last sentence of Section 8.3, Section 8.2(h) and Section 8.10 (and the definitions related to any of the foregoing), this Agreement shall, upon termination hereof pursuant to Section 10.1, forthwith become of no further force or effect and (i) there shall be no liability on the part of any Party or any of their respective officers or directors or Affiliates to any other Party hereto and (ii) all rights and Liabilities of any Party shall cease; provided, however, that any such termination shall not relieve any Party from liability damages for any material breach of any covenant or agreement in this Agreement occurring prior to or as a result of such termination or for any material and willful breach of any representation or warranty in this Agreement or for any liability for fraud; provided, however, that immediately following any termination hereof pursuant to Section 10.1 Sunoco shall reimburse TCG an amount equal to $250,000 in immediately available funds for its out-of-pocket expenses in connection with the consummation of the Contemplated Transaction.

 

Section 10.3                             Maximum Liability.

 

(a)                                 Sunoco Parties Maximum Liability. Notwithstanding anything in this Agreement to the contrary and other than for fraud, in the event the Contemplated Transactions are not consummated and this Agreement is terminated, the maximum aggregate liability of Sunoco, the Contributing Subsidiaries or any of their respective Affiliates and any of the former, current and future holders of any equity, partnership or limited liability company interest, controlling persons, directors, officers, employees, agents, attorneys, Affiliates, members, managers, general or limited partners, stockholders or assignees of any of the foregoing (collectively, the “Sunoco Parties”) for monetary damages in connection with this Agreement, any agreement entered into in connection herewith or any of the transactions contemplated hereby and thereby shall be limited to $5,000,000 (collectively, the “Sunoco Liability Cap”), and in no event shall Guarantor, TCG or NewCo seek or obtain, nor shall they permit any other TCG Party, their respective representatives or any other Person on its or their behalf to seek or obtain, nor shall any Person be entitled to seek or obtain, any monetary recovery or award in excess of the Sunoco Liability Cap against the Sunoco Parties, and in

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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no event shall any of the TCG Parties be entitled to seek or obtain any monetary damages of any kind (including direct, consequential, special, indirect or punitive damages) in excess of the Sunoco Liability Cap against the Sunoco Parties, in each case, with respect to this Agreement, any agreement entered into in connection herewith or the transactions contemplated hereby and thereby (including any breach by Sunoco), the termination of this Agreement, the failure to consummate the transactions contemplated by this Agreement or any claims or actions under applicable Law arising out of any such breach, termination or failure; provided, however, that nothing in this Section 10.3(a) shall be construed to limit in any way the remedies available to Sunoco pursuant to the Non-Disclosure Agreement.

 

(b)                                 TCG Parties Maximum Liability. Notwithstanding anything in this Agreement to the contrary and other than for fraud, in the event the Contemplated Transactions are not consummated and this Agreement is terminated, the maximum aggregate liability of TCG or any of its Affiliates and any of the former, current and future holders of any equity, partnership or limited liability company interest, controlling persons, directors, officers, employees, agents, attorneys, Affiliates, members, managers, general or limited partners, stockholders or assignees of any of the foregoing (collectively, the “TCG Parties”) for monetary damages in connection with this Agreement, any agreement entered into in connection herewith or any of the transactions contemplated hereby and thereby shall be limited to $5,000,000 (collectively, the “TCG Liability Cap”), and in no event shall Sunoco or NewCo seek or obtain, nor shall they permit any other Sunoco Party, their respective representatives or any other Person on its or their behalf to seek or obtain, nor shall any Person be entitled to seek or obtain, any monetary recovery or award in excess of the TCG Liability Cap against the TCG Parties, and in no event shall any of the Sunoco Parties be entitled to seek or obtain any monetary damages of any kind (including direct, consequential, special, indirect or punitive damages) in excess of the TCG Liability Cap against the TCG Parties, in each case, with respect to this Agreement, any agreement entered into in connection herewith or the transactions contemplated hereby and thereby (including any breach by TCG), the termination of this Agreement, the failure to consummate the transactions contemplated by this Agreement or any claims or actions under applicable Law arising out of any such breach, termination or failure; provided, however, that nothing in this Section 10.3(b) shall be construed to limit in any way the remedies available to Sunoco pursuant to the Non-Disclosure Agreement.

 

ARTICLE XI

 

POST-CLOSING COVENANTS

 

Section 11.1                             Further Assurances. Sunoco, TCG and NewCo each agree that, from time to time after the Closing, they will execute and deliver, and will cause their respective Subsidiaries to execute and deliver, such further instruments at NewCo’s sole cost and expense as may be reasonably necessary to carry out the purposes and intents of this Agreement and the Related Agreements; provided, however, that nothing in this Section 11.1 will by implication require Sunoco or TCG to make any loans, investments or capital contributions to NewCo. The obligations set forth in this Section 11.1 shall expire and be of no further force or effect on the tenth anniversary of the Closing Date

 

Section 11.2                             Collection of Amounts Owed to a Party. Except as otherwise provided in the Related Agreements it is the intention of the Parties that, as between the Parties, Sunoco shall be

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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entitled to all income attributable to the Refinery Business conducted prior to the Closing and NewCo shall be entitled to all income attributable to the Refinery Business conducted from and after the Closing. TCG and NewCo shall, and shall cause their Subsidiaries to, pay to Sunoco, promptly after receipt thereof by any such Person, any amount received by such Party or the Contributing Subsidiaries from any Third Person with respect to the Refinery Business to the extent attributable to the ownership or operation of the Refinery Business on or prior to the Closing Date, net of any out-of-pocket expenses incurred in collecting such amounts. Sunoco shall, and shall cause the Contributing Subsidiaries to, pay to NewCo, promptly after receipt thereof by any such Person, any amount received by such Party or the Contributing Subsidiaries from any Third Person with respect to the Refinery Business to the extent attributable to the ownership or operation of the Refinery Business from and after the Closing Date, net of any out-of-pocket expenses incurred in collecting such amounts. Upon the request of Sunoco, NewCo shall cooperate with Sunoco and any of the Contributing Subsidiaries and provide reasonable assistance in the collection of accounts receivable to the extent attributable to the ownership or operation of the Refinery Business on or prior to the Closing Date.

 

Section 11.3                             Access: Records. From and after the Closing, NewCo, on the one hand, and Sunoco, on the other hand, will afford, and will cause their Subsidiaries to afford, to the applicable other Party and its authorized representatives reasonable access during normal business hours to, and permission to take copies of, any books, records or accounts related to the ownership, use and operation of the Refinery Assets and the Refinery Business in the possession of such Party, and, if requested, will furnish to such other Party such additional information and reasonably cooperate with such other Party in such other respects, including the making of employees available to such other Party at such other Party’s expense as witnesses or deponents, as such other Party may reasonably request for (i) financial reporting, (ii) Tax or similar purposes, (iii) purposes of investigating Claims or conducting Proceedings or (iv) such other purposes as arising pursuant to this Agreement or any Related Agreement; provided, however, that the foregoing shall not require any Person to take any such action if it (x) may result in a waiver or breach of any attorney/client privilege or other similar privilege, (y) could reasonably be expected to result in violation of applicable Law, or (z) providing such access or information would be reasonably expected to be unreasonably disruptive to its operations. Except in the ordinary course of business consistent with past custom and practice, no Party shall, nor shall it direct or knowingly permit the Contributing Subsidiaries, destroy or dispose of material books, records and accounts related to the ownership, use and operation of the Assets for a period of three years, or such longer period as may be required by applicable Law, after the Closing Date.

 

Section 11.4                             Property Taxes. All ad valorem, property and similar taxes (“Property Taxes”) levied with respect to the Refinery Assets for the Tax period (for purposes of Property Taxes, the term “Tax period” means the period beginning on the first day of the tax year or period of time for which such Property Taxes are assessed through the last day of such tax year or period of time for which such Property Taxes are assessed) that contains the Closing Date shall be prorated between Sunoco and NewCo based on their relative number of days of ownership of the Refinery Assets during the Tax period. Upon receipt of any bill for such Property Taxes, (i) Sunoco or NewCo, as applicable, shall present, whether before or after payment of such bill, a statement to the other Party setting forth the amount of reimbursement to which the presenting Party is entitled under this Section 11.4 together with such supporting evidence as is reasonably necessary to calculate the proration amount and (ii) the proration amount shall be paid promptly but in no event later than ten

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(10) days after receipt of such statement. The Parties acknowledge that real estate taxes for the Refinery Owned Real Property are assessed and due and payable based on a calendar year period.

 

Section 11.5                             Transfer Taxes. To the extent that any sales, purchase, transfer, real property transfer, stamp, documentary stamp, registration, use or similar taxes (“Transfer Taxes”) are payable by reason of any of the Contemplated Transactions, such Transfer Taxes shall be borne and timely paid 100% by NewCo. Sunoco, TCG and its Affiliates and NewCo shall reasonably cooperate in good faith to minimize, to the extent permissible under applicable Laws, the amount of any such Transfer Taxes.

 

Section 11.6                             Tax Cooperation. Each Party shall cooperate fully, as and to the extent reasonably requested by any other Party, in connection with the filing of Tax Returns and any audit, litigation, or other proceeding with respect to Taxes, in each case, relating to the Refinery Business or the Refinery Assets. Such cooperation shall include the retention and (upon another Party’s request) the provision of records and information that are relevant to any such Tax Return or audit, litigation or other proceeding and making employees available on a mutually convenient basis to provide additional information and explanation of any material provided under this Agreement. Sunoco and its Affiliates and NewCo and its Affiliates agree to retain all books and records with respect to Tax matters pertinent to the Refinery Business or the Refinery Assets relating to any taxable period beginning before the Closing Date until the expiration of the statute of limitations of the respective taxable periods and to abide by all record retention agreements entered into with any Governmental Authority.

 

Section 11.7                             Tax Treatment; Reporting.

 

(a)                                 Sunoco, TCG and NewCo intend that the Sunoco Contribution made by each Contributing Subsidiary in exchange for the consideration delivered pursuant to Section 2.3 and the other consideration deliverable by NewCo to the Contributing Subsidiaries under this Agreement shall be treated for U.S. federal, and applicable state and local, income tax purposes (i) in the case of any Contributing Subsidiary that receives only (A) Common Units, (B) money or other consideration as a reimbursement for, and does not exceed the amount of, capital expenditures described in Treasury Regulation Section 1.707-4(d) or (C) the assumption by the Company of qualified liabilities as described in Treasury Regulation Section 1.707-5 (collectively the “721 Consideration”) as an exchange described in Section 721(a) of the Code and (b) in the case of any Contributing Subsidiary that receives money or other consideration other than 721 Consideration, (x) in part as an exchange described in Section 721(a) of the Code and (y) in part, as applicable, as a disguised sale transaction described in Section 707(a)(2)(B) of the Code (a “Disguised Sale”).

 

(b)                                 After the Closing, Sunoco, TCG and NewCo agree to cooperate in good faith to allocate, for any such Disguised Sale, the consideration that is properly considered to have been received by the applicable Contributing Subsidiary in such Disguised Sale among the portion of the Refinery Assets contributed to NewCo by such Contributing Subsidiary that are treated as sold in such Disguised Sale, all in accordance with the allocation schedule delivered by Sunoco pursuant to Section 2.3 hereof and the principles of Sections 707 and 1060 of the Code and the Treasury Regulations promulgated thereunder. Within sixty (60) days of the Closing, Sunoco shall deliver to TCG and NewCo a draft allocation prepared in a manner consistent with the previous sentence (the

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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“Draft Allocation”). NewCo shall have twenty (20) days to review the Draft Allocation. If NewCo does not object to the Draft Allocation by the end of such period, the Draft Allocation shall become the “Final Allocation”. If NewCo does object to any portion of the Draft Allocation, NewCo shall deliver a written notice to Sunoco prior to the close of business on the last day of such period, setting forth in reasonable detail the portion(s) of the Draft Allocation to which NewCo objects. To the extent that NewCo and Sunoco are not able to resolve any such objection within fifteen (15) days of delivery of the notice with respect thereto, Sunoco and NewCo shall forthwith promptly jointly request that the arbitrator, as mutually agreed upon by Sunoco and TCG, make a binding determination as to the disputed items in accordance with the first sentence of this Section 11.7(b). The allocation, as finally determined by the arbitrator, shall become the Final Allocation.

 

(c)                                  Each of Sunoco and its Affiliates, TCG and its Affiliates, and NewCo shall file all Tax Returns in a manner consistent with this Section 11.7, and no party shall take a position in any forum that is inconsistent with this Section 11.7 before any Governmental Entity charged with the collection or administration of any Tax, or in any proceeding relating to any Tax, unless otherwise required by a final, non-appealable determination.

 

Section 11.8                             Confidentiality. From and after the Closing Date, Sunoco shall, and it shall cause the Contributing Subsidiaries to, maintain the confidentiality of any proprietary or confidential information that constitutes the Refinery Assets (all of the foregoing, “Confidential Information”). In the event that Sunoco or any of the Contributing Subsidiaries is requested or required pursuant to Law, including pursuant to written or oral question or request for information or documents in any Proceeding, by interrogatory, subpoena or similar process, to disclose any Confidential Information, to the extent permissible by Law and practicable, Sunoco shall, or shall cause such Subsidiary, as applicable, to notify NewCo promptly of the request or requirement so that NewCo may seek an appropriate protective order or waive compliance with the provisions of this Section 11.8. If, in the absence of a protective order or the receipt of a waiver hereunder Sunoco or its Subsidiary determines in good faith that it is required to disclose any Confidential Information by Law, Sunoco or its Subsidiary, as applicable, may disclose the Confidential Information to the extent required to comply with Law; provided, however, that Sunoco or such Subsidiary, as applicable, shall use, if the requested by NewCo and at NewCo’s sole cost and expense, request an order or other assurance that confidential treatment will be accorded to such portion of the Confidential Information required to be disclosed. The foregoing provisions shall not apply to any information that (i) is or becomes generally available to the public immediately prior to the time of disclosure unless such Confidential Information is so available due to the actions of Sunoco or the Contributing Subsidiaries in violation of this Section 11.8, (ii) is or becomes available to Sunoco or any of the Contributing Subsidiaries from a source other than NewCo from and after the Closing or (iii) is or was independently developed by employees, representatives or advisors of Sunoco or any of the Contributing Subsidiaries from and after the Closing without use of or reference to any other Confidential Information, and no information contemplated by this sentence shall be deemed Confidential Information. The obligations set forth in this Section 11.8 shall expire and be of no further force or effect on the first anniversary of the Closing Date.

 

Section 11.9                             Existing Confidentiality Agreements. After the date hereof, Sunoco shall not knowingly waive, release or assign any rights under any confidentiality or similar Contract executed within the one (1) year prior to the date hereof in connection with or related in any way to the

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Contemplated Transactions or any alternative transaction in lieu thereof with any alternative acquirer of the Refinery Assets.

 

Section 11.10            North and West Yards.

 

(a)                                 At any time from and after the ten-year anniversary of the Closing Date, if (i) the North Yard has not been Developed and Sunoco delivers written notice to NewCo, NewCo agrees to promptly convey, transfer and assign to Sunoco or any of its designees the North Yard free and clear of any Liens (other than Permitted Liens) for no additional consideration or (ii) the West Yard has not been Developed and Sunoco delivers written notice to NewCo, NewCo agrees to promptly convey, transfer and assign to Sunoco or any of its designees the West Yard free and clear of any Liens (other than Permitted Liens) for no additional consideration. In either case, NewCo and Sunoco shall execute and deliver, and will cause their respective Subsidiaries to execute and deliver, such further instruments as may be reasonably necessary to carry out the purposes and intents of this Section 11.10 containing customary terms and agreements for a transaction of this kind.

 

(b)                                 If prior to the ten-year anniversary of the Closing Date NewCo or any of the Contributing Subsidiaries transfers or sells, or agrees or transfer or sell, either the North Yard or West Yard, NewCo shall convey such consideration to Sunoco; provided, however, that in the event substantially all of the Refinery Assets are transferred or sold, NewCo shall not be required to convey the relevant consideration to Sunoco provided that the buyer agrees to assume the obligations of NewCo in this Section 11.10(b).

 

(c)                                  In the event that NewCo or its successors or assigns (i) consolidates with or merges into any other Person or (ii) transfers or sells all or substantially all of its properties and assets to any Person (in addition to any transfer or sale contemplated by the proviso to Section 11.10(b)), then, and in each case, proper provision will be made so that the successor and assign of NewCo or its transferee, as the case may be, honors the obligations set forth in this Section 11.10.

 

Section 11.11           Marcus Hook. From and after the date hereof, Sunoco shall, and shall cause the Contributing Subsidiaries to, cease all crude-oil refining at the Marcus Hook refinery, and shall surrender each Environmental Authorization, or applicable portion thereof, that relate to the following crude-oil refining operations at Marcus Hook:

 

(a)                                 15-1 CRUDE HTR;

 

(b)                                 17-2A H-01, H-02, H-03 HTR;

 

(c)                                  17-2A H-04 HTR;

 

(d)                                 12-3 CRUDE HTR H-3006;

 

(e)                                  10-4 FCC UNIT;

 

(f)                                   10-4 FEED HTR;

 

(g)                                  LSG HDS HTR;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

77

 

(h)                                 LSG STABILIZR HTR; and

 

(i)                                     any other such Environmental Authorizations reasonably necessary to effectuate the intent of the EPA Letter, the surrender of which would not materially impair non-crude-oil refining operations at the Marcus Hook Refinery. Sunoco, on behalf of itself and each of the Contributing Subsidiaries, acknowledges and agrees that the foregoing restriction is reasonable in all respects and is necessary to protect NewCo’s interest in the EPA Letter.

 

ARTICLE XII

 

MISCELLANEOUS

 

Section 12.1                             Entire Agreement; Amendment; Waivers. This Agreement, the Non-Disclosure Agreement and the Related Agreements constitute the entire agreement and understanding of the Parties, and supersede all prior agreements and undertakings, both written and oral, among the Parties, with respect to the subject matter hereof and thereof. Without limiting the generality of the foregoing, this Agreement shall amend and supersede any the letter agreement, dated as of March 29, 2012, and any amendments or modifications thereto, by and between Sunoco and Carlyle Investment Management L.L.C. This Agreement may not be amended except by an instrument in writing signed by Sunoco, TCG and NewCo. At any time prior to the Closing, either Sunoco or TCG (on behalf of itself and NewCo) may (i) extend the time for the performance of any of the obligations or other acts of the other, (ii) waive any inaccuracies in the representations and warranties of the other contained herein or in any document delivered pursuant hereto, and (iii) waive compliance by the other with any of the agreements, covenants or conditions contained herein. Any such extension or waiver shall be valid only if set forth in an instrument in writing signed by the Party to be bound thereby. No failure or delay on the part of any Party in the exercise of any right hereunder shall impair such right or be construed to be a waiver of, or acquiescence in, any breach of any representation, warranty, covenant or agreement herein, nor shall any single or partial exercise of any such right preclude other or further exercise thereof or of any other right.

 

Section 12.2                             Parties in Interest. Except as set forth in Section 8.13, this Agreement shall be binding upon and inure solely to the benefit of each Party and its successors and permitted assigns and nothing in this Agreement, express or implied, is intended to or shall confer upon any other Person any right, benefit or remedy of any nature whatsoever under or by reason of this Agreement. Without limiting the generality of the foregoing, except as set forth in Section 8.13, notwithstanding anything herein to the contrary, (i) nothing expressed or implied in this Agreement is intended to confer upon any employee of the Refinery Business any rights or remedies, including any rights of employment for any specified period of time and (ii) nothing express or implied in this Agreement amends, or is intended to amend, any Benefit Plan.

 

Section 12.3                             Assignment. This Agreement will be binding upon, inure to the benefit of, and be enforceable by, the Parties and their respective successors and assigns; provided, however, that this Agreement and the rights and obligations hereunder shall not be assignable or transferable by any Party without the prior written consent of the other Parties.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

78

 

Section 12.4                             Expenses. Except as otherwise expressly provided herein (including in Section 2.9 and Section 8.2(a)), all costs and expenses (including fees and disbursements of counsel, accountants and other experts) incurred by a Party or any of its Affiliates in connection with the negotiation, execution and delivery of this Agreement and the Related Agreements and performance of the obligations hereunder or thereunder shall be paid by the party incurring such costs and expenses (including fees and disbursements of counsel, accountants and other experts); provided, however, that immediately following the Closing, (x) Sunoco shall reimburse TCG an amount equal to $250,000 in immediately available funds and (y) NewCo shall reimburse each of Sunoco and TCG for its out-of-pocket expenses incurred in connection with the Contemplated Transactions.

 

Section 12.5                             Notices. All notices and other communications that are required to be or may be given pursuant to this Agreement shall be in writing and shall be deemed to have been duly given if delivered in person or by courier or by a national overnight courier service to the relevant Party at the following addresses or sent by facsimile (with transmission confirmation) to the following numbers:

 

If to Sunoco, to:

 

Sunoco, Inc.

1818 Market Street, Suite 1500

Philadelphia, PA 19103

Attention: Stacy L. Fox

Facsimile: (215) 977-3131

 

with copies (which shall not constitute notice) to:

 

Kirkland & Ellis LLP

601 Lexington Avenue

New York, NY 10022

Attention: William Sorabella

Facsimile: (212) 446-6460

 

If to TCG, to:

 

Carlyle PES, L.L.C.

520 Madison Avenue, 39th Floor

New York, NY 10022

Attention: Rodney Cohen, David Stonehill and David Albert

Facsimile: (202) 347-1818

 

with copies (which shall not constitute notice) to:

 

Vinson & Elkins LLP

666 Fifth Avenue, 26th Floor

New York, NY 10103

Attention: Michael Swidler and Steven Abramowitz

Facsimile: (212) 237-0100

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

79

 

If to NewCo, to:

 

Philadelphia Energy Solutions LLC

c/o The Carlyle Group

1001 Pennsylvania Ave. N.W.

Washington, D.C. 20004

Attention: Philip Rinaldi

Facsimile: (202) 347-1818

 

and, to:

 

Carlyle PES, L.L.C.

520 Madison Avenue, 39th Floor

New York, NY 10022

Attention: Rodney Cohen, David Stonehill and David Albert

Facsimile: (202) 347-1818

 

with copies (which shall not constitute notice) to:

 

Vinson & Elkins LLP

666 Fifth Avenue, 26th Floor

New York, NY 10103

Attention: Michael Swidler and Steven Abramowitz

Facsimile: (212) 237-0100

 

or to such other address or facsimile number as the addressee may, from time to time, designate in a written notice given in accordance with this Section 12.5. Any such notice or communication shall be effective (i) if delivered in person or by courier, upon actual receipt by the intended recipient or (ii) if sent by facsimile transmission, on the day sent provided that such day is a Business Day and the sender has received confirmation of transmission as of or prior to 5:30 p.m. local time of the recipient on such day, or at the beginning of the recipient’s next Business Day after confirmation of transmission if not received prior to 5:30 p.m. local time of the recipient on the day sent.

 

Section 12.6                             Severability. If any term or other provision of this Agreement is invalid, illegal or incapable of being enforced by any rule of Law or public policy, all other conditions and provisions of this Agreement shall nevertheless remain in full force and effect so long as the economic or legal substance of the Contemplated Transactions is not affected in any manner materially adverse to any Party. Upon such determination that any term or other provision is invalid, illegal or incapable of being enforced, the Parties shall negotiate in good faith to modify this Agreement so as to effect the original intent of the Parties as closely as possible in an acceptable manner to the end that Contemplated Transactions are fulfilled to the extent possible.

 

Section 12.7                             Governing Law. This Agreement shall be construed (both as to validity and performance), interpreted and enforced in accordance with, and governed by, the Laws of the State of

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

80

 

New York, without regard to any conflicts of law provisions thereof that would result in the application of the laws of any other jurisdiction.

 

Section 12.8                             Jurisdiction; WAIVER OF TRIAL BY JURY. Unless otherwise and to the extent explicitly set forth in a Related Agreement, the Parties hereby irrevocably submit to the exclusive jurisdiction of the United States District Court for the Southern District of New York (or, if subject matter jurisdiction in that court is not available, in the state courts of New York located in the borough of Manhattan) over any dispute arising out of or relating to this Agreement, any Related Agreement or any agreement or instrument contemplated hereby or thereby or entered into in connection herewith or therewith or any of the Contemplated Transactions. Each Party hereby irrevocably agrees that all claims in respect of such dispute or proceeding will be heard and determined in such courts (and the courts hearing appeals from such courts). The Parties hereby irrevocably waive, to the fullest extent permitted by applicable Law, any objection which they may now or hereafter have to the laying of venue of any such dispute brought in such court or any defense of inconvenient forum in connection therewith. Each of the Parties agrees that service of process upon it may be effectuated in connection with the any dispute arising out of or relating to this Agreement, any Related Agreement or any agreement or instrument contemplated hereby or thereby at its address specified in Section 12.5. Unless otherwise, and to the extent, explicitly set forth in a Related Agreement, EACH OF THE PARTIES WAIVES THE RIGHT TO A JURY TRIAL IN CONNECTION WITH ANY SUIT, ACTION OR PROCEEDING SEEKING ENFORCEMENT OF SUCH PARTY’S RIGHTS UNDER THIS AGREEMENT, ANY RELATED AGREEMENT OR ANY AGREEMENT OR INSTRUMENT CONTEMPLATED HEREBY OR THEREBY OR ENTERED INTO IN CONNECTION HEREWITH OR THEREWITH OR ANY OF THE CONTEMPLATED TRANSACTIONS.

 

Section 12.9                             Remedies; Specific Performance.

 

(a)                                 The Parties agree that irreparable damage for which monetary damages, even if available, would not be an adequate remedy, would occur in the event that the Parties hereto do not perform the provisions of this Agreement (including failing to take such actions as are required of it hereunder in order to consummate this Agreement) in accordance with its specified terms or otherwise breach such provisions. Accordingly, the Parties acknowledge and agree that, prior to the valid termination of this Agreement pursuant to Article X, the Parties shall be entitled, in addition to any other remedy to which they are entitled under the terms of this Agreement at law or in equity, to an injunction, specific performance and other equitable relief to prevent or restrain breaches, or threatened or imminent breaches, of this Agreement and to enforce specifically the terms and provisions hereof, except as provided in Section 12.9(b) or Section 12.9(c).

 

(b)                                 Notwithstanding anything to the contrary in Section 12.9(a), it is expressly agreed that Sunoco or NewCo shall be entitled to an injunction, specific performance or other equitable relief, in each case to enforce, or to cause TCG or NewCo to enforce, the terms of the Equity Financing, if, and only if, (i) all of the conditions set forth in Section 9.1 and Section 9.3 have been satisfied or waived (other than those conditions that by their terms are to be satisfied by actions taken at the Closing, each of which is capable of being satisfied at the Closing), (ii) the Debt Financing and Intermediary Financing has been funded or will be funded at the Closing if the Equity Financing is funded at the Closing, (iii) TCG or NewCo fail to complete the Closing in accordance with Section

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

81

 

3.1 and (iv) Sunoco has confirmed in a written notice to TCG and NewCo that if specific performance is granted and the Equity Financing, Debt Financing and Intermediary Financing are funded it intends to consummate the Contemplated Transactions on the terms contemplated by this Agreement.

 

(c)                                  Notwithstanding anything to the contrary in Section 12.9(a), it is expressly agreed that Sunoco or NewCo shall be entitled to an injunction, specific performance or other equitable relief, in each case to cause TCG or NewCo to enforce the terms of the Debt Financing under the JPM Commitment Letter (or any amendment, modification or replacement thereof), if, and only if, (i) all of the conditions set forth in Section 9.1 and Section 9.3 have been satisfied or waived (other than those conditions that by their terms are to be satisfied by actions taken at the Closing, each of which is capable of being satisfied at the Closing), (ii) TCG or NewCo fail to complete the Closing in accordance with Section 3.1 and (ii) all of the conditions to the consummation of the Debt Financing or the Intermediary Financing have been satisfied (other than those conditions that by their terms are to be satisfied by actions taken at the Closing, each of which is capable of being satisfied at the Closing).

 

(d)                                 Each Party agrees that it will not oppose the granting of an injunction, specific performance and other equitable relief when expressly available pursuant to this Section 12.9 on the basis that (i) there is adequate remedy at law or (ii) an award of specific performance is not an appropriate remedy for any reason at law or equity. Any Party seeking an injunction or injunctions to prevent breaches of this Agreement when available pursuant to the terms of this Agreement and to enforce specifically the terms and provisions of this Agreement when available pursuant to this Agreement shall not be required to provide any bond or other security in connection with any such order or injunction.

 

(e)                                  The Parties hereto agree that the commencement of any Proceeding pursuant to this Section 12.9 shall not restrict or limit any Party’s right to terminate this Agreement in accordance with the terms of this Agreement or pursue any other remedies under this Agreement that may be available then or thereafter.

 

Section 12.10           Time of the Essence. Time is of the essence in the performance of this Agreement in all respects. If the date specified in this Agreement for giving any notice or taking any action is not a Business Day (or if the period during which any notice is required to be given or any action taken expires on a date which is not a Business Day), then the date for giving such notice or taking such action (and the expiration date of such period during which notice is required to be given or action taken) shall be the next day which is a Business Day.

 

Section 12.11           Counterparts; Effectiveness. This Agreement may be signed in any number of counterparts (including facsimile and electronic transmission counterparts), each of which shall be an original, with the same effect as if the signatures thereto and hereto were upon the same instrument. This Agreement shall become effective when each Party shall have received a counterpart hereof signed by the other Parties. Until and unless each Party has received a counterpart hereof signed by the other parties hereto, this Agreement shall have no effect and no Party shall have

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

82

 

any right or obligation hereunder (whether by virtue of any other oral or written agreement or other communication).

 

Section 12.12           No Presumption Against Drafting Party. Each Party has fully participated in the negotiation and drafting of this Agreement. If an ambiguity, question or intent or question of interpretation arises, this Agreement must be construed as if drafted jointly, and there must not be any presumption, inference or conclusion drawn against any Party by virtue of the fact that its representative has authored this Agreement or any portion hereof.

 

*              *              *              *              *

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

83

 

IN WITNESS WHEREOF, the undersigned Parties have duly executed this Agreement effective as of the date first written above.

 

	
 
    	
SUNOCO, INC.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael J. Colavita
    
	
 
    	
Name:
    	
Michael J. Colavita
    
	
 
    	
Title:
    	
Vice President and Interim Chief Financial Officer
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
CARLYLE PES, L.L.C.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: CARLYLE US EQUITY OPPORTUNITY FUND, L.P.
    
	
 
    	
 
    	
Its: Managing Member
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: Carlyle Equity Opportunity GP, L.P., its general partner
    
	
 
    	
 
    	
By: Carlyle Equity Opportunity GP, L.L.C., its general partner
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Rodney Cohen
    
	
 
    	
 
    	
Name: 
    	
Rodney Cohen
    
	
 
    	
 
    	
Title:
    	
Managing Director
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: CARLYLE ENERGY MEZZANINE OPPORTUNITIES FUND, L.P.
    
	
 
    	
 
    	
Its: Managing Member
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: CEMOF General Partner, L.P., its general partner
    
	
 
    	
 
    	
By: TC Group CEMOF, L.L.C., its general partner
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Rahul Culas
    
	
 
    	
 
    	
Name: 
    	
Rahul Culas
    
	
 
    	
 
    	
Title:
    	
Managing Director
    

 

Signature Page to Refining Contribution Agreement

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
PHILADELPHIA ENERGY SOLUTIONS LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    	
BY: SUNOCO, INC.
    
	
 
    	
 
    	
Its: Managing Member
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Michael J. Colavita
    
	
 
    	
 
    	
Name:
    	
Michael J. Colavita
    
	
 
    	
 
    	
Title:
    	
Vice President and Interim Chief Financial Officer
    
	
 
    	
 
    
	
 
    	
 
    	
CARLYLE U.S. EQUITY OPPORTUNITY FUND, L.P.
    
	
 
    	
 
    	
Its: Managing Member
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: Carlyle Equity Opportunity GP, L.P., its general partner
    
	
 
    	
 
    	
By: Carlyle Equity Opportunity GP, L.L.C., its general partner
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Rodney Cohen
    
	
 
    	
 
    	
Name:
    	
Rodney Cohen
    
	
 
    	
 
    	
Title:
    	
Managing Director
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
CEOF COINVESTMENT, L.P.
    
	
 
    	
 
    	
Its: Managing Member
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: Carlyle Equity Opportunity GP, L.P., its general partner
    
	
 
    	
 
    	
By: Carlyle Equity Opportunity GP, L.L.C., its general partner
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Rodney Cohen
    
	
 
    	
 
    	
Name:
    	
Rodney Cohen
    
	
 
    	
 
    	
Title:
    	
Managing Director
    

 

Signature Page to Refining Contribution Agreement

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Final Exhibit Version

 

EXHIBIT A

 

ADVISORY AGREEMENT TERM SHEET

 

 

 

Parties:        NewCo, [Management entity designed by TCG] and SUN.

 

Material Terms:

 

·                  Monitoring Fee: 2% (calculated off EBITDA) for TCG and 1% (calculated off EBITDA) for SUN, paid quarterly in arrears; provided, however, if, at any time after the Closing, a member’s equity interest in NewCo is reduced by an aggregate of 50% or more in one or a series of transactions or events, the monitoring fee will be adjusted to 1% (calculated off EBITDA) in the case of TCG or 0% in the case of SUN.

 

·                  Transaction Fee:  1% of the sum of the equity value and debt financing of NewCo for TCG, paid at Closing.  Any TCG transaction fee will be paid via contributions from TCG that will not affect the equity allocation of TCG.

 

·                  Re-imbursement for out-of-pocket expenses for advisors and each of their board designees.

 

·                  Customary liability and indemnification provisions for the benefit of advisors.

 

NewCo will have a perpetual easement with respect to Parcel F.

 

The Parties will use good faith efforts to bifurcate and assign certain rights and liabilities to NewCo as mutually agreed.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

A-1

Final Exhibit Version

 

EXHIBIT B

 

AMENDED & RESTATED NEWCO LLC AGREEMENT

 

[Attached]

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Final Exhibit Version

	
 
    

 

AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT

 

OF

 

PHILADELPHIA ENERGY SOLUTIONS LLC

 

a Delaware limited liability company

 

[      ], 2012

	
 
    

 

THE LIMITED LIABILITY COMPANY INTERESTS EVIDENCED BY THIS AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) OR UNDER THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR ANY OTHER JURISDICTION.  SUCH LIMITED LIABILITY COMPANY INTERESTS ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE, AND MAY NOT BE TRANSFERRED OR RESOLD EXCEPT IN COMPLIANCE WITH THE SECURITIES ACT AND APPLICABLE STATE OR OTHER SECURITIES LAWS, PURSUANT TO REGISTRATION THEREUNDER OR EXEMPTION THEREFROM. IN ADDITION, TRANSFER OR OTHER DISPOSITION OF SUCH LIMITED LIABILITY COMPANY INTERESTS IS FURTHER RESTRICTED AS PROVIDED IN THIS AGREEMENT. PURCHASERS OF LIMITED LIABILITY COMPANY INTERESTS SHOULD BE AWARE THAT THEY WILL BE REQUIRED TO BEAR THE FINANCIAL RISKS OF THEIR INVESTMENT FOR AN INDEFINITE PERIOD OF TIME.

 

CERTAIN OF THE LIMITED LIABILITY COMPANY INTERESTS EVIDENCED BY THIS AGREEMENT MAY BE SUBJECT TO ONE OR MORE EQUITY GRANT AGREEMENTS, AS MAY BE AMENDED FROM TIME TO TIME, BY AND BETWEEN THE ISSUER OR ITS AFFILIATES AND ONE OR MORE OF THE MEMBERS.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT
 OF
 PHILADELPHIA ENERGY LLC

 

a Delaware limited liability company

 

TABLE OF CONTENTS

 

	
ARTICLE 1
    
	
DEFINITIONS AND CONSTRUCTION
    
	
 
    	
 
    	
 
    
	
Section 1.1
    	
Definitions
    	
1
    
	
Section 1.2
    	
Construction
    	
11
    
	
 
    
	
ARTICLE 2
    
	
ORGANIZATION
    
	
 
    	
 
    	
 
    
	
Section 2.1
    	
Formation
    	
12
    
	
Section 2.2
    	
Name
    	
12
    
	
Section 2.3
    	
Registered Office;   Registered Agent; Principal Office; Other Offices
    	
12
    
	
Section 2.4
    	
Purposes
    	
12
    
	
Section 2.5
    	
Foreign Qualification
    	
12
    
	
Section 2.6
    	
Term
    	
12
    
	
Section 2.7
    	
No State Law   Partnership
    	
12
    
	
Section 2.8
    	
Title to Company Assets
    	
12
    
	
 
    
	
ARTICLE 3
    
	
MEMBERS; UNITS
    
	
 
    	
 
    	
 
    
	
Section 3.1
    	
Members
    	
13
    
	
Section 3.2
    	
Units
    	
13
    
	
Section 3.3
    	
Issuance of Initial   Common Units
    	
13
    
	
Section 3.4
    	
No Other Persons Deemed   Members
    	
13
    
	
Section 3.5
    	
No Resignation or   Expulsion
    	
14
    
	
Section 3.6
    	
Members’ Schedules
    	
14
    
	
Section 3.7
    	
Admission of Additional   Members and Substituted Members and Creation of Additional Units
    	
14
    
	
Section 3.8
    	
No Liability of Members
    	
15
    
	
 
    	
 
    	
 
    
	
ARTICLE 4
    
	
REPRESENTATIONS AND WARRANTIES
    
	
 
    	
 
    	
 
    
	
Section 4.1
    	
Representations and   Warranties of Members
    	
16
    
	
 
    	
 
    	
 
    
	
ARTICLE 5
    
	
CAPITAL CONTRIBUTIONS
    
	
 
    	
 
    	
 
    
	
Section 5.1
    	
Initial Contributions
    	
17
    
	
Section 5.2
    	
Return of Contributions
    	
17
    
	
Section 5.3
    	
Capital Account
    	
17
    
	
Section 5.4
    	
No Commitment for   Additional Financing
    	
18
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
ARTICLE 6 DISTRIBUTIONS AND ALLOCATIONS
    
	
 
    	
 
    	
 
    
	
Section 6.1
    	
Distributions
    	
18
    
	
Section 6.2
    	
Allocations of Profits   and Losses and other Items
    	
19
    
	
 
    
	
ARTICLE 7
    
	
DISPOSITIONS OF   MEMBERSHIP INTERESTS;
    
	
PREEMPTIVE   RIGHTS;
    
	
QUALIFIED IPO
    
	
 
    	
 
    	
 
    
	
Section 7.1
    	
General Restrictions on   Dispositions of Membership Interests
    	
22
    
	
Section 7.2
    	
Permitted Dispositions   of Units
    	
23
    
	
Section 7.3
    	
Permitted Transferees
    	
23
    
	
Section 7.4
    	
Drag-Along Rights
    	
24
    
	
Section 7.5
    	
Tag-Along Rights
    	
26
    
	
Section 7.6
    	
Qualified IPO
    	
27
    
	
Section 7.7
    	
Preemptive Rights
    	
29
    
	
Section 7.8
    	
Registration Rights
    	
30
    
	
Section 7.9
    	
Termination Following   Qualified IPO
    	
30
    
	
 
    	
 
    	
 
    
	
ARTICLE 8
    
	
MANAGEMENT
    
	
 
    	
 
    	
 
    
	
Section 8.1
    	
Management Under   Direction of the Board
    	
30
    
	
Section 8.2
    	
Board of Managers
    	
30
    
	
Section 8.3
    	
Officers
    	
32
    
	
Section 8.4
    	
Members
    	
34
    
	
Section 8.5
    	
Certain Decisions   Requiring Board Approval
    	
34
    
	
Section 8.6
    	
Certain Decisions   Requiring Sunoco Approval
    	
36
    
	
Section 8.7
    	
Acknowledgement   Regarding Outside Businesses and Opportunities
    	
36
    
	
Section 8.8
    	
Acknowledgement and   Release Relating to Matters Requiring Member Approval
    	
37
    
	
Section 8.9
    	
Amendment, Modification   or Repeal
    	
38
    
	
Section 8.10
    	
Actions In Connection   with the Contribution Agreement
    	
38
    
	
 
    	
 
    	
 
    
	
ARTICLE 9
    
	
LIMITATION OF LIABILITY AND INDEMNIFICATION
    
	
 
    	
 
    	
 
    
	
Section 9.1
    	
Limitation of Liability   and Indemnification
    	
38
    
	
Section 9.2
    	
Insurance
    	
41
    
	
 
    	
 
    	
 
    
	
ARTICLE 10
    
	
CERTAIN AGREEMENTS OF THE COMPANY AND MEMBERS
    
	
 
    	
 
    	
 
    
	
Section 10.1
    	
Maintenance of Books
    	
42
    
	
Section 10.2
    	
Accounts
    	
42
    
	
Section 10.3
    	
Confidential   Information
    	
42
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

ii

 

	
ARTICLE 11
    
	
TAXES
    
	
 
    	
 
    	
 
    
	
Section 11.1
    	
Tax Returns
    	
43
    
	
Section 11.2
    	
Tax Partnership
    	
43
    
	
Section 11.3
    	
Tax Elections
    	
43
    
	
Section 11.4
    	
Tax Matters Member
    	
43
    
	
Section 11.5
    	
Section 83(b) Election
    	
44
    
	
 
    
	
ARTICLE 12
    
	
DISSOLUTION, WINDING-UP AND TERMINATION
    
	
 
    	
 
    	
 
    
	
Section 12.1
    	
Dissolution
    	
45
    
	
Section 12.2
    	
Winding-Up and   Termination
    	
45
    
	
Section 12.3
    	
Certificate of   Cancellation
    	
46
    
	
 
    	
 
    	
 
    
	
ARTICLE 13
    
	
GENERAL PROVISIONS
    
	
 
    	
 
    	
 
    
	
Section 13.1
    	
Offset
    	
47
    
	
Section 13.2
    	
Notices
    	
47
    
	
Section 13.3
    	
Entire Agreement
    	
47
    
	
Section 13.4
    	
Effect of Waiver or   Consent
    	
47
    
	
Section 13.5
    	
Amendment or   Restatement; Power of Attorney
    	
48
    
	
Section 13.6
    	
Binding Effect
    	
49
    
	
Section 13.7
    	
Governing Law;   Severability; Limitation of Liability
    	
49
    
	
Section 13.8
    	
Further Assurances
    	
50
    
	
Section 13.9
    	
Counterparts
    	
50
    
	
Section 13.10
    	
No Presumption
    	
50
    
	
Section 13.11
    	
No Right to Partition
    	
50
    

 

	
EXHIBITS:
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
A
    	
Addendum Agreement
    	
 
    
	
 
    	
 
    	
 
    
	
SCHEDULES:
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
I
    	
Members Schedule
    	
 
    
	
II
    	
Capital Accounts
    	
 
    
	
III
    	
Initial Manager
    	
 
    
	
IV
    	
Initial Officers
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

iii

 

AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT
 OF
 PHILADELPHIA ENERGY SOLUTIONS LLC

 

a Delaware limited liability company

 

This AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of PHILADELPHIA ENERGY SOLUTIONS LLC, a Delaware limited liability company (the “Company”), dated as of [    ], 2012 (the “Effective Date”), is adopted, executed and agreed to by the Members.

 

RECITALS

 

WHEREAS, in accordance with that Refinery Contribution Agreement (the “Contribution Agreement”), dated July 2, 2012, by and among the Company, TCG and Sunoco, (i) TCG agreed to contribute to the Company the TCG Contribution in exchange for 66,000 Common Units of the Company and (ii) Sunoco agreed to contribute, convey, assign and transfer to the Company the Sunoco Contribution in exchange for 33,000 Common Units of the Company;

 

WHEREAS, the Company was formed as a limited liability company pursuant to the Act by filing the Certificate with the Secretary of State of the State of Delaware on June 11, 2012;

 

WHEREAS, TCG US and TCG Co-Invest and Sunoco entered into that limited liability company agreement of the Company (the “Original Agreement”) on June 11, 2012 and the parties desire for this Agreement to supersede and restate the Original Agreement in its entirety; and

 

WHEREAS, pursuant to that certain transfer agreement, dated [      ], 2012, by and among TCG US, TCG Co-Invest and TCG, and acknowledged and agreed by the Company and SUN, TCG US and TCG Co-Invest each withdrew from the Company and TCG succeeded to all of TCG US’s and TCG Co-Invest’s collective interest in the Company.

 

NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged by the parties hereto, the parties hereto hereby agree that this Agreement is hereby adopted, executed and agreed to by the Members and supersedes and restates the Original Agreement, and the parties hereto hereby agree as follows:

 

ARTICLE 1
 DEFINITIONS AND CONSTRUCTION

 

Section 1.1                                    Definitions.  Capitalized terms used in this Agreement (including the Exhibits and Schedules hereto) have the meanings ascribed to them below:

 

“Accredited Investor” has the meaning ascribed to such term in the regulations promulgated under the Securities Act.

 

“Act” means the Delaware Limited Liability Company Act and any successor statute, as amended from time to time.

 

“Addendum Agreement” has the meaning set forth in Section 3.7(b).

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

“Additional Member” means any Person that is not already a Member who acquires (i) a portion of the Membership Interests held by a Member from such Member or (ii) newly issued Membership Interests from the Company and, in each case, is admitted to the Company as a Member pursuant to the provisions of Section 3.7.

 

“Adjusted Capital Account” means the Capital Account maintained for each Member, (a) increased by any amounts that such Member is obligated to restore or is treated as obligated to restore under Treasury Regulation Sections 1.704-1(b)(2)(ii)(c), 1.704-2(g)(1) and 1.704-2(i)(5) and (b) decreased by any amounts described in Treasury Regulation Sections 1.704-1(b)(2)(ii)(d)(4), (5) and (6) with respect to such Member.

 

“Affiliate” means, when used with respect to a specified Person, any Person which (a) directly or indirectly Controls, is Controlled by or is Under Common Control with such specified Person or (b) is an officer, director, general partner, trustee or manager of such specified Person, or of a Person described in clause (a) of this definition.  Notwithstanding the foregoing, for purposes of this Agreement, unless otherwise expressly stated, (x) SXL shall not be deemed to be an Affiliate of Sunoco and (y) TCG Portfolio Companies shall be deemed to be Affiliates of TCG.

 

“Agreement” means this Amended and Restated Limited Liability Company Agreement of the Company, as it may be further amended and restated from time to time.

 

“Allocation Period” means (a) any period commencing on the date hereof or the day following the end of a prior Allocation Period and (b) ending on the last day of each Fiscal Year, the day preceding any day in which an adjustment to the Book Value of the Company’s properties pursuant to clause (b) of the definition of Book Value occurs, or any other date determined by the Board.

 

“Assumed Tax Rate” means [  ]%.

 

“Bankruptcy” or “Bankrupt” means (a) with respect to any Person, that such Person (i) makes a general assignment for the benefit of creditors; (ii) files a voluntary bankruptcy petition; (iii) becomes the subject of an order for relief or is declared insolvent in any federal or state bankruptcy or insolvency proceedings; (iv) files a petition or answer seeking for such Person a reorganization, arrangement with creditors, composition with creditors, readjustment, liquidation, dissolution or similar relief under any Law; (v) files an answer or other pleading admitting or failing to contest the material allegations of a petition filed against such Person in a proceeding of the type described in subclauses (i) through (iv) of this clause (a); or (vi) seeks, consents to or acquiesces in the appointment of a trustee, receiver or liquidator of such Person or of all or any substantial part of such Person’s properties; or (b) a proceeding seeking reorganization, arrangement with creditors, composition with creditors, readjustment, liquidation, dissolution or similar relief under any Law has been commenced against such Person and 120 days have expired without dismissal thereof or with respect to which, without such Person’s consent or acquiescence, a trustee, receiver or liquidator of such Person or of all or any substantial part of such Person’s properties has been appointed and 90 days have expired without the appointment having been vacated or stayed, or 90 days have expired after the date of expiration of a stay, if the appointment has not previously been vacated.

 

“Blocker Corporation” has the meaning set forth in Section 7.6(b).

 

“Board” has the meaning set forth in Section 8.1.

 

“Book Value” means, with respect to any property of the Company or its Subsidiaries, such property’s adjusted basis for federal income tax purposes, except as follows:

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

2

 

(a)                                 The initial Book Value of any property contributed by a Member to the Company shall be the fair market value of such property as reasonably determined by the Board as of the date of such contribution;

 

(b)                                 The Book Values of all properties shall be adjusted to equal their respective fair market values as reasonably determined by the Board in connection with (i) the acquisition of an interest (or additional interest) in the Company by any new or existing Member in exchange for more than a de minimis Capital Contribution to the Company or in exchange for the performance of more than a de minimis amount of services to or for the benefit of the Company, (ii) the distribution by the Company to a Member of more than a de minimis amount of property as consideration for an interest in the Company, (iii) the liquidation of the Company within the meaning of Treasury Regulation Section 1.704-1(b)(2)(ii)(g)(1) (other than pursuant to Section 708(b)(1)(B) of the Code), (iv) the acquisition of an interest in the Company by any new or existing Member upon the exercise of a noncompensatory option or warrant in accordance with Proposed Treasury Regulation Section 1.704-1(b)(2)(iv)(s), as such Proposed Treasury Regulation may be amended or modified, including upon the issuance of temporary or final Treasury Regulations, or (v) any other event to the extent determined by the Board to be permitted and necessary to properly reflect Book Values in accordance with the standards set forth in Treasury Regulation Section 1.704-1(b)(2)(iv)(q); provided, however, adjustments pursuant to clauses (i), (ii) and (iv) above shall be made only if the Board reasonably determines that such adjustments are necessary or appropriate to reflect the relative economic interests of the Members in the Company.  If any noncompensatory options or warrants are outstanding upon the occurrence of an event described in this paragraph (b)(i) through (b)(v), the Company shall adjust the Book Values of its properties in accordance with Proposed Treasury Regulation Sections 1.704-1(b)(2)(iv)(f)(1) and 1.704-1(b)(2)(iv)(h)(2), as such Proposed Treasury Regulations may be amended or modified, including upon the issuance of temporary or final Treasury Regulations;

 

(c)                                  The Book Value of property distributed to a Member shall be the fair market value of such property as reasonably determined by the Board as of the date of such distribution;

 

(d)                                 The Book Value of all property shall be increased (or decreased) to reflect any adjustments to the adjusted basis of such property pursuant to Code Section 734(b) or Code Section 743(b), but only to the extent that such adjustments are taken into account in determining Capital Accounts pursuant to Treasury Regulation Section 1.704-1(b)(2)(iv)(m) and clause (f) of the definition of Profits or Losses or Section 6.2(b)(viii); provided, however, that the Book Value of property shall not be adjusted pursuant to this clause (d) to the extent the Board reasonably determines that an adjustment pursuant to clause (b) of this definition is necessary or appropriate in connection with the transaction that would otherwise result in an adjustment pursuant to this clause (d); and

 

(e)                                  If the Book Value of property has been determined or adjusted pursuant to clause (a), (b) or (d) of this definition, such Book Value shall thereafter be adjusted by the Depreciation taken into account with respect to such property for purposes of computing Profits and Losses and other items allocated pursuant to Article 6.

 

“Business Day” means any day except a Saturday, Sunday or other day on which commercial banks in New York, New York or Philadelphia, Pennsylvania are authorized or required by Law to close.

 

“Capital Account” means the account to be maintained by the Company for each Member pursuant to Section 5.3.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

3

 

“Capital Contribution” means with respect to any Member, the amount of money and the initial Book Value of any property (other than money) contributed to the Company by such Member in accordance with Article 5.  Any reference in this Agreement to the Capital Contribution of a Member shall include a Capital Contribution of such Member’s predecessors in interest.

 

“Certificate” means the Certificate of Formation of the Company, as amended from time to time.

 

“Chief Executive Officer” means the chief executive officer of the Company.

 

“Code” means the United States Internal Revenue Code of 1986, as amended from time to time.  All references herein to sections of the Code shall include any corresponding provision or provisions of succeeding Law.

 

“Common Units” has the meaning set forth in Section 3.2(a).

 

“Company” has the meaning set forth in the preamble.

 

“Compensatory Membership Interest” means an interest in the Company that is described in Proposed Treasury Regulation Section 1.721-1(b)(3), or any successor provision.

 

“Confidential Information” means all confidential and proprietary information (irrespective of the form of communication) obtained by or on behalf of a Member from the Company, its Subsidiaries or any of their respective representatives, other than information which was or becomes generally available to the public other than as a result of a breach of this Agreement by such Member or its Representatives.

 

“Continuation Election” has the meaning set forth in Section 12.1(b).

 

“Contribution Agreement” has the meaning set forth in the recitals.

 

“Control,” including the correlative terms “Controlling,” “Controlled by” and “Under Common Control with,” means possession, directly or indirectly (through one or more intermediaries), of the power to direct or cause the direction of management or policies (whether through ownership of Equity Interests, by contract or otherwise) of a Person.

 

“Covered Person” means each current and former (a) (i) Member and each of their respective Affiliates, officers, directors, liquidators, partners, stockholders, managers, members and employees, (ii) Manager (solely in such Person’s capacity as a Manager), or (iii) Officer (solely in such Person’s capacity as an Officer), in each case whether or not such Person continues to have the applicable status referred to above, and (b) each Person not identified in clause (a) of this definition who is a manager, director, officer or employee of any Subsidiary of the Company and who the Board designates as a Covered Person in a written resolution.

 

“Creditors’ Rights” means applicable bankruptcy, insolvency, fraudulent transfer, moratorium and similar Laws relating to or affecting the enforcement of creditors’ rights generally and to legal principles of general applicability governing the availability of equitable remedies.

 

“Depreciation” means, for each taxable year (or other period), an amount equal to the depreciation, amortization or other cost recovery deduction (excluding depletion) allowable for federal income tax purposes with respect to property for such taxable period, except that (a) with respect to any property the Book Value of which differs from its adjusted tax basis for federal income tax purposes and which difference is being eliminated by use of the “remedial method” pursuant to Treasury Regulation

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

4

 

Section 1.704-3(d), Depreciation for such taxable period shall be the amount of book basis recovered for such taxable year under the rules prescribed by Treasury Regulation Section 1.704-3(d)(2), and (b) with respect to any other property the Book Value of which differs from its adjusted tax basis at the beginning of such taxable period, Depreciation shall be an amount which bears the same ratio to such beginning Book Value as the federal income tax depreciation, amortization or other cost recovery deduction for such taxable period bears to such beginning adjusted tax basis; provided, however, if the adjusted tax basis of any property at the beginning of such taxable period is zero, Depreciation with respect to such property shall be determined with reference to such beginning value using any reasonable method selected by the Board.

 

“Disposition,” including the correlative terms “Dispose,” “Disposing” or “Disposed,” means any direct or indirect transfer, assignment, sale, gift, inter vivos transfer, pledge, hypothecation, mortgage, declaration of trust, or other encumbrance, or any other disposition (whether voluntary or involuntary or by operation of Law) of all or any Units or Membership Interests (or any interest (pecuniary or otherwise) therein or right thereto), including derivative or similar transactions or arrangements whereby a portion or all of the economic interest in, or risk of loss or opportunity for gain with respect to, Units or Membership Interests is transferred or shifted to another Person; provided, however, that any change of Control of Sunoco, Inc. or entity that owns Sunoco, Inc. shall not be deemed to be a Disposition of any Units or Membership Interests.

 

“Drag-Along Transaction” means any of the following: (a) any consolidation, conversion, merger or other business combination involving the Company in which the owners of the majority of the Units immediately prior to such transaction do not own a majority of the Equity Interests of the surviving entity immediately after the closing of such transaction; (b) a sale or transfer of all or substantially all of the assets of the Company to a Third Party or group of Third Parties, whether or not such event is followed promptly by a liquidation of the Company or a distribution to the Members of all or substantially all of the net proceeds of such Disposition after payment or other satisfaction of liabilities and other obligations of the Company; (c) the Disposition of all or substantially all of the outstanding Units in a single transaction or a series of related transactions with a Third Party or group of Third Parties, excluding any Dispositions made pursuant to Sections 7.2, 7.3, or 7.6 or (d) a Disposition of a Controlling interest of the outstanding Membership Interests in a single transaction or series of related transactions.

 

“Dragged Units” has the meaning set forth in Section 7.4(a).

 

“Economic Risk of Loss” has the meaning assigned to that term in Treasury Regulation Section 1.752-2(a).

 

“Effective Date” has the meaning set forth in the preamble.

 

“Election Period” has the meaning set forth in Section 7.7(b).

 

“Equity Grant Agreement” means any grant agreement or plan the Company or any of its Subsidiaries enters into with respect to the issuance of Incentive Units, in such form as is approved by the Board.

 

“Equity Interests” means (a) capital stock, member interests, partnership interests, other equity interests, rights to profits or revenue and any other similar interest in any corporation, partnership, limited liability company or other business entity, (b) any security or other interest convertible into or exchangeable or exercisable for any of the foregoing, whether at the time of issuance or upon the passage of time or the occurrence of some future event and (c) any warrant, option or other right (contingent or otherwise) to acquire any of the foregoing.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

5

 

“ETP” means Energy Transfer Partners, L.P., a Delaware limited partnership.

 

“ETP Transaction” means the merger contemplated by the Agreement and Plan of Merger, dated as of April 29, 2012, by and among ETP, Energy Transfer Partners GP, L.P., Sam Acquisition Corporation, Sunoco, Inc., and, solely for purposes of Section 5.2(b)(iv)(E) and Article VIII thereof, Energy Transfer Equity, L.P.

 

“Excluded Issuance” has the meaning set forth in Section 7.7(a).

 

“First Notice” has the meaning set forth in Section 7.7(b).

 

“Fiscal Year” means the fiscal year of the Company which shall end on [December 31] of each calendar year unless, for United States federal income tax purposes, another fiscal year is required.

 

“Incentive Unit” has the meaning set forth in Section 3.2(b).

 

“Inclusion Notice” has the meaning set forth in Section 7.5(b).

 

“Initial Members” means TCG and Sunoco.

 

“IPO Exchange” has the meaning set forth in Section 7.6(a).

 

“IPO Issuer” means (i) the Company or (ii) an Affiliate of the Company or a Subsidiary of the Company that will be a successor to the Company and the issuer in a Qualified IPO.

 

“IPO Securities” has the meaning set forth in Section 7.6(a).

 

“IRS” means the United States Internal Revenue Service;

 

“Law” means any applicable constitutional provision, statute, act, code (including the Code), law, regulation, rule, ordinance, order, decree, ruling, proclamation, resolution, judgment, decision, declaration, or interpretative or advisory opinion or letter of a domestic, foreign, tribal or international governmental authority or any political subdivision thereof and shall include, for the avoidance of doubt, the Act.

 

“Liquidation Event” has the meaning set forth in Section 12.1(a).

 

“Management Manager” has the meaning set forth in Section 8.2(a).

 

“Manager” has the meaning set forth in Section 8.1.

 

“Member” means any Person (but not any Affiliate or entity in which such Person has an equity interest) executing this Agreement as of the date of this Agreement as a member or hereafter admitted to the Company as a member in accordance with this Agreement, but such term does not include any Person who has ceased to be a member in the Company.

 

“Member Nonrecourse Debt” has the meaning assigned to the term “partner nonrecourse debt” in Treasury Regulation Section 1.704-2(b)(4).

 

“Member Nonrecourse Debt Minimum Gain” has the meaning assigned to the term “partner nonrecourse debt minimum gain” in Treasury Regulation Section 1.704-2(i)(2).

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

6

 

“Member Nonrecourse Deductions” has the meaning assigned to the term “partner nonrecourse deductions” in Treasury Regulation Section 1.704-2(i)(1).

 

“Members’ Schedules” has the meaning set forth in Section 3.6.

 

“Membership Interest” means the interest of a Member in the Company, which may be evidenced by Units or other interests, including rights to distributions (liquidating or otherwise), allocations, notices and information, and all other rights, benefits and privileges enjoyed by that Member (under the Act, the Certificate, this Agreement or otherwise) in its capacity as a Member; and all obligations, duties and liabilities imposed on that Member (under the Act, the Certificate, this Agreement, or otherwise) in its capacity as a Member.

 

“Minimum Gain” has the meaning assigned to that term in Treasury Regulation Section 1.704-2(d).

 

“New Securities” has the meaning set forth in Section 7.7(a).

 

“Nonrecourse Deductions” has the meaning assigned that term in Treasury Regulation Section 1.704-2(b).

 

“Officer” has the meaning set forth in Section 8.3(a).

 

“Original Agreement” has the meaning set forth in the recitals.

 

“Percentage Interest” means, at the time of determination with respect to Member, an amount (expressed as a percentage) equal to the quotient obtained by dividing the number of Units held by such Member by the total number of Units outstanding; provided, however, that unvested Incentive Units shall not be considered held by a Member or outstanding for purposes of this definition.

 

“Permitted Transferee” means:

 

(a)                                 with respect to any Member that is a natural person, any trust, family partnership or family limited liability company, the sole beneficiaries, partners or members of which are such holder or Relatives of such Member; and

 

(b)                                 with respect to any Member that not a natural person, any Person that directly or indirectly Controls, is Controlled by or is Under Common Control with such Member.  For the avoidance of doubt, (i) Sunoco’s Permitted Transferees shall only include (x) prior to the consummation of the ETP Transaction, Sunoco, Inc. and its Subsidiaries and Affiliates and (y) from and after the consummation of the ETP Transaction, ETP and any of its Subsidiaries or Affiliates, including in any event, Sunoco and any of its Affiliates and Subsidiaries (provided that such Affiliate or Subsidiary has guaranteed the obligations of Sunoco under the Contribution Agreement) and (ii) TCG’s Permitted Transferees shall include any Affiliate of, or fund managed by, Carlyle Investment Management L.L.C.

 

“Person” means any natural person, corporation, limited partnership, general partnership, limited liability company, joint stock company, joint venture, association, company, estate, trust, bank trust company, land trust, business trust, or other organization, whether or not a legal entity, custodian, trustee-executor, administrator, nominee or entity in a representative capacity and any government or agency or political subdivision thereof.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

7

 

“Pre-IPO Value” means the quotient obtained by dividing (i) the net proceeds to the IPO Issuer from a Qualified IPO (less the reasonably estimated expenses of such Qualified IPO to the IPO Issuer) by (ii) a fraction (expressed as a percentage), the numerator of which is the number of Publicly Offered Securities to be sold to the public in the Qualified IPO and the denominator of which is the total number of securities of the same class or series as the Publicly Offered Securities (including the Publicly Offered Securities) that will be outstanding immediately after the Qualified IPO.

 

“Publicly Offered Securities” has the meaning set forth in Section 7.6(a).

 

“Purchased Percentage” has the meaning set forth in Section 7.5(c).

 

“Purchased Units” has the meaning set forth in Section 7.5(c).

 

“Profits” or “Losses” means, for each Allocation Period, an amount equal to the Company’s taxable income or loss for such period, determined in accordance with Code Section 703(a) (for this purpose, all items of income, gain, loss, or deduction required to be stated separately pursuant to Code Section 703(a)(1) shall be included in taxable income or loss), with the following adjustments (without duplication):

 

(a)                                  Any income of the Company that is exempt from federal income tax and not otherwise taken into account in computing Profits and Losses pursuant to this definition of “Profits” and “Losses” shall be added to such taxable income or loss;

 

(b)                                  Any expenditures of the Company described in Code Section 705(a)(2)(B) and not chargeable to Members’ Capital Accounts or treated as Code Section 705(a)(2)(B) expenditures pursuant to Treasury Regulation Section 1.704-1(b)(2)(iv)(i) and not otherwise taken into account in computing Profits or Losses pursuant to this definition of “Profits” and “Losses” shall be subtracted from such taxable income or loss;

 

(c)                                   In the event the Book Value of any asset is adjusted pursuant to clause (b) or clause (c) of the definition of Book Value, the amount of such adjustment shall be treated as an item of gain (if the adjustment increases the Book Value of the asset) or an item of loss (if the adjustment decreases the Book Value of the asset) from the disposition of such asset and shall, except to the extent allocated pursuant to Section 6.2(b), be taken into account for purposes of computing Profits or Losses;

 

(d)                                  Gain or loss resulting from any disposition of Company assets with respect to which gain or loss is recognized for federal income tax purposes shall be computed by reference to the Book Value of the property disposed of, notwithstanding that the adjusted tax basis of such property differs from its Book Value;

 

(e)                                   In lieu of the depreciation, amortization, and other cost recovery deductions taken into account in computing such taxable income or loss, there shall be taken into account Depreciation;

 

(f)                                    To the extent an adjustment to the adjusted tax basis of any asset pursuant to Code Section 734(b) is required, pursuant to Treasury Regulation Section 1.704-1(b)(2)(iv)(m)(4), to be taken into account in determining Capital Account balances as a result of a distribution other than in liquidation of a Member’s interest in the Company, the amount of such adjustment shall be treated as an item of gain (if the adjustment increases the basis of the

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

8

 

asset) or an item of loss (if the adjustment decreases such basis) from the disposition of such asset and shall be taken into account for purposes of computing Profits or Losses; and

 

(g)                                   Any items that are allocated pursuant to Section 6.2(b) shall not be taken into account in computing Profits and Losses.

 

“Profits Interests” means an interest in the Company that is classified as a partnership profits interest within the meaning of Revenue Procedures 93-27 and 2001-43 (or the corresponding requirements of any subsequent guidance promulgated by the IRS or other applicable Law).

 

“Qualified Board” means the Board acting through a Qualified Board Approval.

 

“Qualified Board Approval” means the approval of the Board, which approval shall include the affirmative vote of at least one (1) TCG Manager and, for as long as Sunoco has the right to appoint a Manager, one (1) Sunoco Manager.

 

“Qualified IPO” means any underwritten initial public offering by the IPO Issuer of equity securities pursuant to an effective registration statement under the Securities Act or the consummation of a similar initial public offering by the IPO Issuer pursuant to a comparable process under applicable foreign securities Laws for which aggregate cash proceeds to be received by the IPO Issuer or the selling equityholders from such offering (without deducting underwriting discounts, expenses and commissions) are at least $100,000,000 (one hundred million Dollars); provided, however, a Qualified IPO shall not include an offering made in connection with a business acquisition or combination pursuant to a registration statement on Form S-4 or any similar form, or an employee benefit plan pursuant to a registration statement on Form S-8 or any similar form.

 

“Registration Rights Agreement” means that certain Registration Rights Agreement, by and among the Company and the Initial Members, dated as of the Effective Date.

 

“Relative” means, with respect to any individual, (a) such individual’s spouse, (b) any lineal descendant, parent, grandparent, great grandparent or sibling or any lineal descendant of such sibling (in each case whether by blood or legal adoption), and (c) the spouse of an individual described in clause (b) of this definition.

 

“Released Persons” has the meaning set forth in Section 9.1(i).

 

“Renounced Business Opportunity” has the meaning set forth in Section 8.7(b).

 

“Representatives” has the meaning set forth in Section 10.3(a).

 

“Requested Units” means, with respect to a Tag-Along Sale, (x) the aggregate number of Units requested to be included in such Tag-Along Sale by Sunoco plus (y) the number of Units that TCG proposes to sell in such Tag-Along Sale.

 

“Resign” or “Resignation” means the resignation, withdrawal or retirement of a Member from the Company as a Member.

 

“Revenue Procedures” means the Revenue Procedures published by the IRS.

 

“Securities Act” means the Securities Act of 1933, as amended, and any successor statute thereto and the rules and regulations of the Securities and Exchange Commission promulgated thereunder.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

9

 

“Sponsor Indemnitees” has the meaning set forth in Section 9.1(j).

 

“Sponsor Indemnitors” has the meaning set forth in Section 9.1(j).

 

“Sunoco” means Sunoco, Inc. and its Permitted Transferees, in each case only if such Person has been admitted as a Member pursuant to Section 3.7.

 

“Sunoco Contribution” has the meaning ascribed to such term in the Contribution Agreement.

 

“Sunoco Pro Rata Share” means, a fraction (expressed as a percentage), (i) the numerator of which equals the number of Units held by Sunoco and (ii) the denominator of which equals the sum of the total number of Units held by TCG plus the total number of Units held by Sunoco.

 

“Sunoco Manager” has the meaning set forth in Section 8.2(a)(ii).

 

“Subsidiary” means, with respect to any Person, (a) any corporation, partnership, limited liability company or other entity a majority of the Equity Interests of which having voting power under ordinary circumstances to elect at least a majority of the board of directors or other Persons performing similar functions is at the time owned or Controlled, directly or indirectly, by such Person or by one or more of the other direct or indirect Subsidiaries of such Person or a combination thereof (regardless of whether, at the time, Equity Interests of any other class or classes shall have, or might have, voting power by reason of the occurrence of any contingency), (b) a partnership in which such Person or any direct or indirect Subsidiary of such Person is a general partner or (c) a limited liability company in which such Person or any direct or indirect Subsidiary of such Person is a managing member or sole manager. Notwithstanding the foregoing, for purposes of this Agreement, unless otherwise expressly stated, (x) SXL shall not be deemed to be a Subsidiary of Sunoco and (y) no TCG Portfolio Company shall be deemed to be a Subsidiary of TCG.

 

“Substituted Member” means any Person who acquires all of the Membership Interests held by a Member from that Member and is admitted to the Company as a Member pursuant to the provisions of Section 3.7.

 

“SXL” means Sunoco Logistics Partners L.P.

 

“Tag-Along Offer” has the meaning set forth in Section 7.5(a).

 

“Tag-Along Sale” has the meaning set forth in Section 7.5(a).

 

“Tag-Along Transferee” has the meaning set forth in Section 7.5(a).

 

“Tax” or “Taxes” means any tax, charge, fee, levy, deficiency or other assessment of whatever kind or nature, including any net income, gross income, profits, gross receipts, profits, excise, or withholding tax imposed by or on behalf of any government authority, together with any interest, penalties or additions to tax.

 

“Tax Matters Member” has the meaning set forth in Section 11.4.

 

“TCG” means Carlyle PES, L.L.C. and its Permitted Transferees, in each case only if such Person has been admitted as a Member pursuant to Section 3.7.

 

“TCG Co-Invest” means CEOF Coinvestment, L.P.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

10

 

“TCG Contribution” has the meaning ascribed to such term in the Contribution Agreement.

 

“TCG Manager” has the meaning set forth in Section 8.2(a)(i).

 

“TCG Portfolio Company” means any Person managed by Carlyle Investment Management, L.L.C. or in which any corporate private equity fund controlled by The Carlyle Group, L.P. owns a Controlling equity interest.

 

“TCG US” means Carlyle U.S. Equity Opportunity Fund, L.P.

 

“Third Party” with respect to any Member, means any other Person (whether or not another Member) who is not an Affiliate or Subsidiary of such Member.

 

“Threshold Value” has the meaning set forth in Section 3.2(b).

 

“Transferor” has the meaning set forth in Section 7.5(a).

 

“Transferor Requested Percentage” means the percentage determined by dividing (x) the aggregate number of Units that the Transferor proposes to sell in a Tag-Along Sale by (y) the total number of outstanding Units then held by the Transferor.

 

“Treasury Regulations” means the regulations promulgated by the United States Department of the Treasury pursuant to and in respect of provisions of the Code.

 

“Unit” means a unit representing a fractional part of the Membership Interests of all of the Members and shall include all types, classes and series of Units (including the Common Units, Incentive Units and any other Membership Interest classified as a Unit pursuant to Section 3.7); provided, however, any type, class or series of Units shall have the rights, benefits privileges and obligations set forth in this Agreement.

 

Section 1.2                                    Construction.  In this Agreement: (a) pronouns in the masculine, feminine and neuter genders shall be construed to include any other gender, and words in the singular form shall be construed to include the plural and vice versa; (b) the term “including” shall be construed to be expansive rather than limiting in nature and to mean “including, without limitation;” (c) the word “or” is inclusive, (d) references to Articles and Sections refer to Articles and Sections of this Agreement; (e) the words “this Agreement,” “herein,” “hereof,” “hereby,” “hereunder” and words of similar import refer to this Agreement as a whole, including the Exhibits and Schedules attached hereto, and not to any particular subdivision unless expressly so limited; (f) references in any Article or Section or definition to any clause means such clause of such Article, Section or definition; (g) references to Exhibits and Schedules are to the items identified separately in writing by the parties hereto as the described Exhibits or Schedules attached to this Agreement, each of which is hereby incorporated herein and made a part hereof for all purposes as if set forth in full herein; (h) all references to money refer to the lawful currency of the United States; and (i) references to “federal” or “Federal” means U.S. federal or U.S. Federal, respectively.  The Table of Contents and the Article and Section titles and headings in this Agreement are inserted for convenience of reference only and are not intended to be a part of, or to affect the meaning or interpretation of, this Agreement.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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ARTICLE 2
 ORGANIZATION

 

Section 2.1                                    Formation.  The Company was organized as a Delaware limited liability company under and pursuant to the Act by the filing of the Certificate.

 

Section 2.2                                    Name.  The name of the Company is “Philadelphia Energy Solutions LLC” and all Company business must be conducted in that name or such other name or names that comply with Law and as the Board may select.

 

Section 2.3                                    Registered Office; Registered Agent; Principal Office; Other Offices.  The registered office of the Company required by the Act to be maintained in Delaware shall be at Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware 19801.  The Board may designate another registered office (which need not be a place of business of the Company) from time to time in accordance with the provisions of the Act.  The registered agent of the Company in Delaware shall be The Corporation Trust Company.  The Board may designate another registered agent from time to time in accordance with the provisions of the Act.  The principal office of the Company shall be at such place as the Board may designate from time to time.  The Company may have such other offices as the Board may designate from time to time.

 

Section 2.4                                    Purposes.  The purposes of the Company are to, directly or indirectly through Subsidiaries, own and operate the Refinery Business (as defined in the Contribution Agreement) and to carry on any lawful business, purpose or activity for which limited liability companies may be formed under the Act.

 

Section 2.5                                    Foreign Qualification.  The Board shall cause the Company to comply with all requirements necessary to qualify the Company as a foreign limited liability company in foreign jurisdictions if such jurisdictions require qualification.  At the request of the Board, each Member shall execute, acknowledge, swear to and deliver all certificates and other instruments conforming with this Agreement that are necessary or appropriate to qualify, continue and terminate the Company as a foreign limited liability company in all such jurisdictions in which the Company may conduct business; provided, however, no Member shall be required to file any general consent to service of process or to qualify as a foreign corporation, limited liability company, partnership or other entity in any jurisdiction in which it is not already so qualified.

 

Section 2.6                                    Term.  The Company commenced upon the effectiveness of the Certificate and shall have a perpetual existence, unless and until it is dissolved and terminated in accordance with Article 12.

 

Section 2.7                                    No State Law Partnership.  The Members intend that the Company not be a partnership (including a limited partnership) or joint venture, and that no Member be a partner or joint venturer of any other Member, for any purposes other than federal and state Tax purposes, and this Agreement may not be construed to suggest otherwise.

 

Section 2.8                                    Title to Company Assets.  Title to the Company’s assets, whether real, personal or mixed and whether tangible or intangible, shall be deemed to be owned by the Company as an entity, and no Member, Manager or Officer shall have any ownership interest in such Company assets.  Title to any or all of the Company assets may be held in the name of the Company or one or more of its Subsidiaries or one or more nominees, as the Board may determine.  All Company assets shall be recorded as the property of the Company in its books and records, irrespective of the name in which record title to such Company assets is held.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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ARTICLE 3
 MEMBERS; UNITS

 

Section 3.1                                    Members.  The Initial Members are the sole Members of the Company as of the Effective Date.

 

Section 3.2                                    Units.

 

(a)                                 Unit Designations.  The Membership Interests in the Company shall initially be divided into two series of Units referred to as “Common Units” and “Incentive Units.”

 

(b)                                 Incentive Units. The Board is authorized to issue an aggregate of up to [   ] “Incentive Units” that are intended to constitute Profits Interests.  Accordingly, (i) the Board shall designate a “Threshold Value” applicable to each Incentive Unit to the extent necessary to cause such Incentive Unit to constitute a Profits Interest, but not be less than zero, and (ii) the initial Capital Account associated with each such Incentive Unit at the time of its issuance shall be equal to zero dollars ($0.00).  The Threshold Value for each Incentive Unit shall equal the amount that would, in the reasonable determination of the Board, be distributed pursuant to Section 6.1(b) with respect to each then outstanding Common Unit if, immediately prior to the issuance of such Incentive Unit, all then-outstanding Incentive Units vested, the assets of the Company were sold for their fair market value, and the proceeds (net of any liabilities of the Company) were distributed pursuant to Section 6.1(b). Except as otherwise specifically stated herein, (a) Incentive Units issued pursuant to an Equity Grant Agreement shall not have any of the rights of the holders of Common Units hereunder, including the right to vote, receive distributions (other than Tax Distributions), tag-along rights or otherwise, until, and only to the extent that, such Incentive Units become “Vested Units” as such term is defined in the applicable Equity Grant Agreements, (b) once Incentive Units become “Vested Units”, such units shall be deemed “Common Units” for purposes of determining the rights hereunder of the holders of such Units, except as provided in Section 6.1(c), and (c) whether or not any such Incentive Units become “Vested Units”, notwithstanding that holders of Incentive Units are not entitled to the benefits and rights of being a holder of Common Units hereunder, such holders of Incentive Units are subject to the same restrictions and obligations applicable hereunder to holders of Common Units with respect to their Unvested Units, including the restrictions on Disposition set forth in Article 7 below.

 

(c)                                  UCC Securities.  Units shall constitute “securities” governed by Article 8 of the applicable version of the Uniform Commercial Code, as amended from time to time after the Effective Date.  The Units issued to a Member shall be represented by a Certificate.

 

(d)                                 Fractional Units.  A Member may not hold a fractional Unit.  Any fractional Units that would otherwise be issued pursuant to this Agreement shall be rounded to the nearest whole Unit (with any one-half Unit being rounded up).

 

Section 3.3                                    Issuance of Initial Common Units.  On the Effective Date, subject to and in accordance with the terms and conditions of the Contribution Agreement, (i) TCG shall contribute to the Company the TCG Contribution in exchange for 66,000 Common Units of the Company and (ii) Sunoco shall contribute, convey, assign and transfer to the Company the Sunoco Contribution in exchange for 33,000 Common Units of the Company.  The Parties agree that as of the Effective Date, the Common Units set forth in the preceding sentence are the only Equity Interests of the Company issued or outstanding.

 

Section 3.4                                    No Other Persons Deemed Members.  Unless admitted to the Company as an Additional Member in accordance with this Agreement, no Person (including an assignee of rights with

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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respect to Membership Interests or a transferee of Membership Interests, whether voluntary, by operation of Law or otherwise) shall be, or shall be considered, a Member, or hold Membership Interests.  The Company may elect to deal only with Persons admitted to the Company as Members in accordance with this Agreement (including their duly authorized representatives).  Any distribution by the Company to the Person shown on the Company’s records as a Member, or to its legal representatives, shall relieve the Company of all liability to any other Person who may have an interest in such distribution by reason of any Disposition by the Member or for any other reason; provided such distribution equals the amount owed to such other Person.

 

Section 3.5                                    No Resignation or Expulsion.  A Member may not take any action to Resign voluntarily, and a Member may not be expelled or otherwise removed involuntarily as a Member, prior to the dissolution and winding up of the Company, other than as a result of a permitted Disposition of all of such Member’s Membership Interests in accordance with Article 7 and each of the transferees of such Membership Interests being admitted as a Substituted Member.  A Member will cease to be a Member only in the manner described in Section 3.7 and Article 12.

 

Section 3.6                                    Members’ Schedules.  The Company shall maintain one or more schedules of all of the Members from time to time, including mailing addresses and the Units held by them (such schedules, as the same may be amended, modified or supplemented from time to time, collectively the “Members’ Schedules”).  A copy of the Members’ Schedule with respect to the Members holding Common Units as of the Effective Date is attached as Schedule I.  Except as otherwise provided in this Agreement, the number of Units held by a Member shall not be reduced without such Member’s consent.

 

Section 3.7                                    Admission of Additional Members and Substituted Members and Creation of Additional Units.

 

(a)                                 Authority.  Subject to the provisions set forth in this Article 3 and in Article 7, and subject to Section 13.5, the Company may admit Additional Members and Substituted Members and may also (i) issue additional Common Units or (ii) create and issue such additional classes or series of Units or other Membership Interests (or securities convertible into or exercisable or exchangeable for a Membership Interest) at such price and having such designations, preferences and relative, participating or other special rights, powers and duties as the Board shall determine, including:  (A) the right of any such class or series of Membership Interests to share in the Company’s distributions; (B) the allocation to any such class or series of Membership Interests of Profits (and all items included in the computation thereof) or Losses (and all items included in the computation thereof); (C) the rights of any such class or series of Membership Interests upon dissolution or liquidation of the Company; and (D) the right of any such class or series of Membership Interests to vote on matters relating to the Company and this Agreement.  Upon the issuance pursuant to and in accordance with this Section 3.7(a) of any class or series of Membership Interests, the Board may, subject to Section 13.5, amend any provision of this Agreement, and authorize any Person to execute, acknowledge, deliver, file and record, if required, such documents, to the extent necessary or desirable to reflect the admission of any Additional Member to the Company or the authorization and issuance of such class or series of Membership Interests (or securities convertible into or exercisable or exchangeable for a Membership Interest), and the related rights and preferences thereof.

 

(b)                                 Conditions.  An Additional Member or Substituted Member shall be admitted to the Company with all the rights and obligations of a Member if (i) all applicable conditions of Article 7 are satisfied and (ii) such Additional Member or Substituted Member, if not already a party to this Agreement (and, in the event such Additional Member or Substituted Member is a natural person with a spouse, such Additional Member’s or such Substituted Member’s spouse), shall have executed and delivered to the Company (A) an Addendum Agreement in the form attached as Exhibit A (an “Addendum

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Agreement”), and (B) such other documents or instruments as may be required in the Board’s reasonable judgment to effect the admission.  If the foregoing conditions are not satisfied (i) no Disposition or issuance of Membership Interests otherwise permitted or required by this Agreement shall be effective, (ii) no Member shall have the right to substitute a transferee as a Member in its place with respect to any Membership Interests acquired by such transferee in any Disposition and (iii) no purchaser of newly issued Membership Interests from the Company shall be deemed to be a Member.

 

(c)                                  Rights and Obligations of Additional Members and Substituted Members.  A transferee of Membership Interests who has been admitted as an Additional Member or as a Substituted Member or a purchaser of newly issued Membership Interests from the Company who has been admitted as an Additional Member in accordance with this Section 3.7 shall have all the rights and powers and be subject to all the restrictions and liabilities under this Agreement relating to a Member.

 

(d)                                 Date of Admission as Additional or Substituted Member.  Admission of an Additional Member or Substituted Member shall become effective on the date such Person’s name is recorded on the books and records of the Company.  Upon the admission of an Additional Member or Substituted Member, (i) the Company shall, without the consent of any other Person, revise the Members’ Schedules to reflect the name and address of, and number and class of Membership Interests held by, such Additional Member or Substituted Member and to eliminate or adjust, if necessary, the name, address and interest of the predecessor of such Substituted Member and (ii) to the extent of the Disposition to such Substituted Member, the Disposing Member shall be relieved of its obligations under this Agreement; provided, however, notwithstanding anything to the contrary in this Agreement, such Disposing Member shall not be relieved of any liabilities that arise under or are incurred by such Disposing Member pursuant to the terms and conditions of this Agreement prior to the time such Member Disposes of any Membership Interests or ceases to be a Member hereunder.  Any Member who Disposed of all of such Member’s Membership Interests in one or more Dispositions permitted pursuant to this Section 3.7 and Article 7 (where each transferee was admitted as an Additional Member or a Substituted Member) shall cease to be a Member as of the date on which all transferees are admitted as Additional Members or Substituted Members; provided, however, notwithstanding anything to the contrary in this Agreement, such Member shall not be relieved of any liabilities that arise under or are incurred by such Member pursuant to the terms and conditions of this Agreement prior to the time such Member Disposes of any Membership Interests or ceases to be a Member hereunder.

 

Section 3.8                                    No Liability of Members.  Except as otherwise provided under the Act, the debts, liabilities, contracts and other obligations of the Company (whether arising in contract, tort or otherwise) shall be solely the debts, liabilities, contracts and other obligations of the Company, and no Member in its capacity as such shall be liable personally (a) for any debts, liabilities, contracts or other obligations of the Company, except to the extent and under the circumstances set forth in any non-waivable provision of the Act or in any separate written instrument signed by the applicable Member, or (b) for any debts, liabilities, contracts or other obligations of any other Member.  No Member shall have any responsibility to restore any negative balance in its Capital Account or to contribute to or in respect of the liabilities or obligations of the Company or to return distributions made by the Company, except as expressly provided herein or required by any non-waivable provision of the Act.  The agreement set forth in the immediately preceding sentence shall be deemed to be a compromise with the consent of all of the Members for purposes of §18-502(b) of the Act.  However, if any court of competent jurisdiction orders, holds or determines that, notwithstanding the provisions of this Agreement, any Member is obligated to restore any such negative balance, make any such contribution or make any such return, such obligation shall be the obligation of such Member and not of any other Person. If at any time, in accordance with this Section 3.8, a Member pays or is required to pay or becomes liable for debts or liabilities of the Company in excess of its Percentage Interest of such debts or liabilities, that Member shall have, as against the other Member or Members, a right of recovery of such excess and a right of indemnification from the other

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Members (in accordance with their Percentage Interest) against such excess payment made or liabilities incurred in respect of such debts or liabilities and each Member hereby agrees to indemnify the other Member in accordance with Article 9.

 

ARTICLE 4
 REPRESENTATIONS AND WARRANTIES

 

Section 4.1                                    Representations and Warranties of Members.  Each (i) Initial Member severally, but not jointly, represents and warrants as of the Effective Date, and (ii) Substituted Member or Additional Member represents and warrants as the date of each Addendum Agreement to which such Substituted Member or Additional Member is a party, to the Company and each other Member that:

 

(a)                                 Authority.  Such Member has full power and authority to execute and deliver this Agreement (or the Addendum Agreement) and to perform its obligations hereunder, and the execution, delivery and performance by such Member of this Agreement (or the Addendum Agreement) have been duly authorized by all necessary action.

 

(b)                                 Binding Obligations.  This Agreement (or the Addendum Agreement) has been duly and validly executed and delivered by such Member and constitutes the binding obligation of such Member enforceable against such Member in accordance with its terms, subject to Creditors’ Rights.

 

(c)                                  No Conflict.  The execution, delivery and performance by such Member of this Agreement (or the Addendum Agreement) will not, with or without the giving of notice or the passage of time, or both, (i) violate any provision of Law to which such Member is subject, (ii) violate any order, judgment or decree applicable to such Member, or (iii) conflict with, or result in a breach or default under: (A) any term or condition of such Member’s organizational documents; or (B) any other instrument to which such Member is a party or by which any property of such Member is otherwise bound or subject, except, in the case of this clause (B), where such conflict, breach or default would not reasonably be expected to materially impair such Member’s ability to perform its obligations under this Agreement.

 

(d)                                 Investment Entirely For Own Account.  The Membership Interests acquired or to be acquired by such Member will be acquired for investment for such Member’s own account, not as a nominee or agent, and not with a view to the resale or distribution of any part thereof; such Member has no present intention of selling, granting any participation in, or otherwise distributing the same; and, except as set forth in the Contribution Agreement, such Member does not have any contract, undertaking, agreement or arrangement with any Person to sell, transfer or grant participations to such Person or to any third Person, with respect to any of the Membership Interests.

 

(e)                                  Unregistered Securities.  Such Member understands that the Membership Interests, at the time of issuance, will not be registered under the Securities Act or other applicable federal or state securities Laws.  Such Member also understands that such Membership Interests are being offered and sold pursuant to an exemption from registration contained in the Securities Act based in part upon such Member’s representations contained in this Agreement.

 

(f)                                   Investment Experience.  Such Member has such knowledge and experience in financial and business matters that such Member is capable of evaluating the merits and risks of an investment in the Membership Interests and of making an informed investment decision with respect to the purchase thereof and understands that (i) this investment is suitable only for an investor which is able to bear the economic consequences of losing such investor’s entire investment, (ii) the acquisition of the Membership Interests hereunder is a speculative investment which involves a high degree of risk of loss, which could

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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include the loss of the Member’s entire investment, and (iii) there are substantial restrictions on the transferability of, and there will be no public market for, the Membership Interests, and accordingly, it may not be possible for such Member to liquidate such Member’s investment in case of emergency.

 

(g)                                  Accredited Investor or Employee.  Such Member is an Accredited Investor.

 

(h)                                 Restricted Securities.  Such Member understands that the Membership Interests to be acquired by such Member may not be sold, transferred or otherwise disposed of without registration under the Securities Act or an exemption therefrom, and that in the absence of either an effective registration statement covering such Membership Interests or an available exemption from registration under the Securities Act, the Membership Interests must be held indefinitely.  Such Member understands that the Company has no present intention of registering the Membership Interests to be acquired by such Member.  Such Member also understands that there is no assurance that any exemption from registration under the Securities Act will be available and that, even if available, such exemption may not allow such Member to transfer all or any portion of the Membership Interests to be acquired by it under the circumstances, in the amounts or at the times such Member might propose.  In particular, such Member is aware that the Membership Interests may not be sold pursuant to Rule 144 promulgated under the Securities Act unless all of the conditions of Rule 144 are met.  Among the conditions for use of Rule 144 may be availability of current information to the public about the Company.  Such information is not now available and the Company has no plans to make such information available.

 

(i)                                     Taxes.  Such Member has reviewed with its own Tax advisors the federal, state and local and the other Tax consequences of an investment in Membership Interests and the transactions contemplated by this Agreement.  Such Member acknowledges and agrees that the Company is making no representation or warranty as to the federal, state, local or foreign Tax consequences to such Member as a result of such Member’s acquisition of Membership Interests or the transactions contemplated by this Agreement.  Such Member understands that it shall be responsible for its own Tax liability that may arise as result of such Member’s acquisition, ownership or disposition of Membership Interests.

 

ARTICLE 5
 CAPITAL CONTRIBUTIONS

 

Section 5.1                                    Initial Contributions.  On the Effective Date, the Initial Members are making the Capital Contributions described in Section 3.3 in exchange for the Units described in Section 3.3, as shown opposite each Initial Member’s name on the Member’s Schedule.

 

Section 5.2                                    Return of Contributions.  A Member is not entitled to the return of any part of its Capital Contributions or to be paid interest in respect of either its Capital Account or its Capital Contributions.  An unreturned Capital Contribution is not a liability of the Company or of any Member.  A Member is not required to contribute or to lend any cash or property to the Company to enable the Company to return any Member’s Capital Contributions.

 

Section 5.3                                    Capital Account.  A Capital Account shall be established and maintained for each Member in accordance with the requirements of Treasury Regulations Section 1.704-1(b)(2)(iv).  Each Member’s Capital Account (a) shall be increased by (i) the amount of money contributed by such Member to the Company, (ii) the Book Value of property contributed by such Member to the Company pursuant to the Contribution Agreement (net of liabilities secured by the contributed property that the Company is considered to assume or take subject to under Code Section 752), (iii) allocations to such Member of Profits pursuant to Section 6.2(a) and any other items of income or gain allocated to such Member pursuant to Section 6.2(b), (iv) in the case of a Member receiving a Compensatory Membership Interest, the amount included in the Member’s compensation income under Sections 83(a), 83(b) or

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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83(d)(2) of the Code, and (v) any other increases allowed or required by Treasury Regulation Section 1.704-1(b)(2)(iv), and (b) shall be decreased by (i) the amount of money distributed to such Member by the Company, (ii) the Book Value of property distributed to such Member by the Company (net of liabilities secured by the distributed property that such Member is considered to assume or take subject to under Code Section 752), (iii) allocations to such Member of Losses pursuant to Section 6.2(a) and any other items of loss or deduction allocated to such Member pursuant to Section 6.2(b), and (iv) any other decreases allowed or required by Treasury Regulation Section 1.704-1(b)(2)(iv).  On the transfer of all or part of a Member’s Membership Interests, the Capital Account of the Transferor that is attributable to the transferred Membership Interests shall carry over to the transferee Member in accordance with the provisions of Treasury Regulation Section 1.704-1(b)(2)(iv)(l).  A Member that has more than one class or series of Units shall have a single Capital Account and a single Adjusted Capital Account that reflects all such Units; provided, however, that the Capital Accounts and Adjusted Capital Accounts shall be maintained in such manner as will facilitate a determination of the portion of each Capital Account and Adjusted Capital Account attributable to each class or series of Units.

 

Section 5.4                                    No Commitment for Additional FinancingThe Company and each Member acknowledges and agrees that no Member has made, nor has any obligation to make, any representation, commitment or agreement to provide to the Company any financing or investment (including for the avoidance of doubt any capital contribution), other than as set forth in the Contribution Agreement, Section 5.1 or any other binding agreement between the Company and such Member.  In addition, the Company and each Member acknowledge and agree that except as set forth in the Contribution Agreement, Section 5.1 or any other binding agreement between the Company and a Member (a) no statements made by such Member or its representatives before, on or after the Effective Date shall create an obligation to provide to the Company any financing or investment, (b) the Company shall not rely on any such statement by such Member or its representatives, and (c) an obligation to provide to the Company any financing or investment may only be created by a written agreement, signed by such Member and the Company, setting forth the terms and conditions of such financing or investment and stating that the parties intend for such writing to be a binding obligation or agreement.

 

ARTICLE 6
   DISTRIBUTIONS AND ALLOCATIONS

 

Section 6.1                                    Distributions.

 

(a)                                 Each distribution made by the Company, regardless of the source or character of the assets to be distributed, shall be made in accordance with this Article 6 and applicable Law.

 

(b)                                 Subject to Sectoin 6.1(g), the Board shall have sole discretion to determine the timing of any distribution and the aggregate amounts available for such distribution.  Subject to Section 6.1(c), Section 6.1(f) and Section 6.1(g), each distribution made by the Company, regardless of the source or character of the assets to be distributed, shall be made to the Members in proportion to their respective Percentage Interests; provided, however, that only an Incentive Unit that has become a “Vested Unit” shall be eligible to receive distributions pursuant to this Section 6.1(b).

 

(c)                                  In applying Section 6.1(b), if Incentive Units are issued with a Threshold Value greater than zero, each such Incentive Unit shall not be treated as having been issued for purposes of this Section 6.1 and the definition of Percentage Interest (and such series will not be entitled to receive distributions pursuant to this Section 6.1) until distributions have been made after the date such Incentive Unit was issued with respect to each Common Unit equal to the Threshold Value of such Incentive Unit.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(d)                                 The Company may distribute securities in kind.  The fair market value of securities distributed in kind shall be reasonably determined by the Board.

 

(e)                                  Notwithstanding anything to the contrary set forth herein, in the event the “North Yard” or the “West Yard” (as such terms are defined the Contribution Agreement) are distributed to or acquired by Sunoco or certain of its Affiliates from and after the closing of the “Contemplated Transactions” pursuant to, as defined in and in accordance with the Contribution Agreement, such event shall not be deemed to be a distribution by the Company for purposes of this Agreement, including this Section 6.1.

 

(f)                                   The Company is authorized to deduct or withhold from distributions, or with respect to allocations, to the Members and to pay over to any federal, state, local or foreign taxing authority any amounts required to be so deducted or withheld pursuant to the Code or any provisions of applicable Law.  For all purposes under this Agreement, any amount so deducted or withheld shall be treated as actually distributed to the Member with respect to which such amount was withheld.

 

(g)                                  Subject to the Act and the restrictions contained in any financing arrangement to which the Company is party, notwithstanding any other provision of this Agreement to the contrary, after paying Company expenses and setting aside reasonable reserves for anticipated liabilities, obligations and commitments of the Company established by the Board in good faith, the Company shall, no later than the fifth (5th) day after the delivery of Schedules K-1 to the Members, make a distribution in cash (each, a “Tax Distribution”) to each Member in an amount equal to the excess of (i) the product of (A) the cumulative taxable income allocated by the Company to the Member from the Effective Date to the end of the taxable year preceding the distribution date, in excess of the cumulative taxable loss allocated by the Company to such Member to the extent that such taxable loss would be available (without regard to any other Tax item of the Member) to offset such taxable income, in each case taking into account any adjustment under Section 743 of the Code and any allocation of income or deductions to such Member under the “remedial method” described in Treasury Regulation Section 1.704-3(d) but excluding any taxable income allocable to the Sunoco member under Section 704(c) of the Code with respect to LIFO inventory contributed by the Sunoco member to the Company and (ii) the Assumed Tax Rate over (ii) all prior distributions to such Member under this Section 6.1(g).  Distributions under this Section 6.1(g) shall be treated as advance distributions under Section 6.1(b) and shall be taken into account in determining the amount subsequently distributable to such Member under Section 6.1(b).

 

Section 6.2                                    Allocations of Profits and Losses and other Items(a)       Profit and Loss Allocations.  After giving effect to the allocations provided in Section 6.2(b), Profit and Loss (and to the extent determined by the Board to be necessary and appropriate to achieve the resulting Capital Account balances described below, any allocable items of gross income, gain, loss and expense includable in the computation of Profits and Losses) for each Allocation Period shall be allocated among the Members during such Allocation Period, in such a manner as shall cause the Capital Accounts of the Members (as adjusted to reflect all allocations under Section 6.2(b) and all distributions through the end of such Allocation Period) to equal, as nearly as possible, (i) the amount such Members would receive if all assets of the Company on hand at the end of such Allocation Period were sold for cash equal to their Book Values, all liabilities of the Company were satisfied in cash in accordance with their terms (limited in the case of non-recourse liabilities to the Book Value of the property securing such liabilities), solely for this purpose all unvested Incentive Units became vested Incentive Units, and all remaining or resulting cash were distributed to the Members under Section 6.1 minus (ii) such Member’s share of Minimum Gain and Member Nonrecourse Debt Minimum Gain, computed immediately prior to the hypothetical sale of assets, and the amount any such Member is treated as obligated to contribute to the Company, computed immediately after the hypothetical sale of assets.

 

(b)                                 Special Allocations.  The following allocations shall be made in the following order:

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(i)                                     Nonrecourse Deductions shall be allocated to the Members in proportion to their Percentage Interests.

 

(ii)                                  Member Nonrecourse Deductions attributable to Member Nonrecourse Debt shall be allocated to the Members bearing the Economic Risk of Loss for such Member Nonrecourse Debt as determined under Treasury Regulation Section 1.704-2(b)(4).  If more than one Member bears the Economic Risk of Loss for such Member Nonrecourse Debt, the Member Nonrecourse Deductions attributable to such Member Nonrecourse Debt shall be allocated among the Members according to the ratio in which they bear the Economic Risk of Loss.  This Section 6.2(b)(ii) is intended to comply with the provisions of Treasury Regulation Section 1.704-2(i) and shall be interpreted consistently therewith.

 

(iii)                               Notwithstanding any other provision hereof to the contrary, if there is a net decrease in Minimum Gain for an Allocation Period (or if there was a net decrease in Minimum Gain for a prior Allocation Period and the Company did not have sufficient amounts of income and gain during prior periods to allocate among the Members under this Section 6.2(b)(iii), items of income and gain shall be allocated to each Member in an amount equal to such Member’s share of the net decrease in such Minimum Gain (as determined pursuant to Treasury Regulation Section 1.704-2(g)(2))).  This Section 6.2(b)(iii) is intended to constitute a minimum gain chargeback under Treasury Regulation Section 1.704-2(f) and shall be interpreted consistently therewith.

 

(iv)                              Notwithstanding any provision hereof to the contrary except Section 6.2(b)(iii) (dealing with Minimum Gain), if there is a net decrease in Member Nonrecourse Debt Minimum Gain for an Allocation Period (or if there was a net decrease in Member Nonrecourse Debt Minimum Gain for a prior Allocation Period and the Company did not have sufficient amounts of income and gain during prior periods to allocate among the Members under this Section 6.2(b)(iv), items of income and gain shall be allocated to each Member in an amount equal to such Member’s share of the net decrease in Member Nonrecourse Debt Minimum Gain (as determined pursuant to Treasury Regulation Section 1.704-2(i)(4)).  This Section 6.2(b)(iv) is intended to constitute a partner nonrecourse debt minimum gain chargeback under Treasury Regulation Section 1.704-2(i)(4) and shall be interpreted consistently therewith.

 

(v)                                 Notwithstanding any provision hereof to the contrary except Section 6.2(b)(i) and Section 6.2(b)(ii), no Losses or other items of loss or expense shall be allocated to any Member to the extent that such allocation would cause such Member to have a deficit balance in its Adjusted Capital Account (or increase any existing deficit balance in its Adjusted Capital Account) at the end of such Allocation Period.  All Losses and other items of loss and expense in excess of the limitation set forth in this Section 6.2(b)(v) shall be allocated to the Members who do not have a deficit balance in their Adjusted Capital Accounts in proportion to their relative positive Adjusted Capital Accounts but only to the extent that such Losses and other items of loss and expense do not cause any such Member to have a deficit in its Adjusted Capital Account.

 

(vi)                              A Member who unexpectedly receives an adjustment, allocation or distribution described in Treasury Regulation Section 1.704-1(b)(2)(ii)(d)(4), (5) or (6) shall be allocated items of income and gain (consisting of a pro rata portion of each item of income, including gross income, and gain for the Allocation Period) in an amount and manner sufficient to eliminate any deficit balance in such Member’s Adjusted Capital Account as quickly as possible; provided, however, an allocation pursuant to this Section 6.2(b)(vi) shall be made only if and to the extent that such Member would have a deficit Adjusted Capital Account balance after all other allocations provided for in this Article 6 have been tentatively made as if this Section 6.2(b)(vi)

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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were not in this Agreement.  This Section 6.2(b)(vi) is intended to constitute a qualified income offset under Treasury Regulation Section 1.704-1(b)(2)(ii)(d) and shall be interpreted consistently therewith.

 

(vii)                           In the event that any Member has a deficit balance in its Adjusted Capital Account at the end of any Allocation Period, such Member shall be allocated items of Company gross income and gain in the amount of such deficit as quickly as possible; provided that an allocation pursuant to this Section 6.2(b)(vii) shall be made only if and to the extent that such Member would have a deficit balance in its Adjusted Capital Account after all other allocations provided for in this Article 6 have been tentatively made as if Section 6.2(b)(vi) and this Section 6.2(b)(vii) were not in this Agreement.

 

(viii)                        To the extent an adjustment to the adjusted tax basis of any Company properties pursuant to Code Section 734(b) or Code Section 743(b) is required pursuant to Treasury Regulation Section 1.704-1(b)(2)(iv)(m)(2) or 1.704-1(b)(2)(iv)(m)(4) to be taken into account in determining Capital Accounts as the result of a distribution to any Member in complete liquidation of such Member’s Units, the amount of such adjustment to Capital Accounts shall be treated as an item of gain (if the adjustment increases the basis of the asset) or loss (if the adjustment decreases such basis) and such gain or loss shall be allocated to the Members in accordance with Treasury Regulation Section 1.704-1(b)(2)(iv)(m)(2) if such Section applies, or to the Member to whom such distribution was made if Treasury Regulation Section 1.704-1(b)(2)(iv)(m)(4) applies.

 

(ix)                              If any Common Units that constitute Compensatory Membership Interests or Incentive Units are forfeited or repurchased by the Company, the holder of such Units shall be allocated items of loss and deduction in the Allocation Period of such forfeiture or repurchase in an amount equal to the portion of such holder’s Capital Account attributable to such forfeited Units reduced, but not below zero, by the amount of any repurchase price paid by the Company for such Units.

 

(x)                                 If, as a result of an exercise of a noncompensatory warrant or option to acquire an interest in the Company, a Capital Account reallocation is required under Proposed Treasury Regulation Section 1.704-1(b)(2)(iv)(s)(3) (as such Proposed Treasury Regulation may be amended or modified, including upon the issuance of temporary or final Treasury Regulations), the Company shall make corrective allocations pursuant to Proposed Treasury Regulation Section 1.704-1(b)(4)(x), as such Proposed Treasury Regulation may be amended or modified, including upon the issuance of temporary or final Treasury Regulations.

 

(c)                                  Income Tax Allocations.

 

(i)                                     All items of income, gain, loss and deduction for Federal income tax purposes shall be allocated in the same manner as the corresponding item is allocated pursuant to Section 6.1, except as otherwise provided in this Section 6.2.

 

(ii)                                  In accordance with the principles of Section 704(c) of the Internal Revenue Code and the Treasury Regulations thereunder, income, gain, deduction and loss with respect to any Company property having a Book Value that differs from such property’s adjusted federal income tax basis shall, solely for federal income tax purposes, be allocated among the Members in order to account for any such difference using the “remedial method” under Treasury Regulation Section 1.704-3(d) or such other method or methods as determined by the Board to be appropriate and in accordance with the applicable Treasury Regulations.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(iii)                               In accordance with the principles of Section 704(c) of the Code and the Treasury Regulations thereunder, income, gain, deduction and loss with respect to any Company property adjusted pursuant to clause (b) of the definition of “Book Value” shall, solely for federal income tax purposes, take into account any variation between the Book Value thereof immediately before such adjustment and the Book Value thereof immediately after such adjustment using the “remedial method” under Treasury Regulation Section 1.704-3(d) or such other method or methods as determined by the Board to be appropriate and in accordance with the applicable Treasury Regulations.

 

(iv)                              Any recapture of depreciation or any other item of deduction shall be allocated, in accordance with Treasury Regulations Section 1.1245-1(e) to the Members who received the benefit of such deductions (taking into account the effect of remedial allocations).

 

(v)                                 Allocations pursuant to this Section 6.2(c) are solely for purposes of U.S. federal, state, and local taxes and except as specifically provided shall not affect, or in any way be taken into account in computing, any Member’s Capital Account or share of Profits, Losses, other items or distributions pursuant to any provision of this Agreement.

 

(d)                                 Other Allocation Rules.

 

(i)                                     All items of income, gain, loss, deduction and credit allocable to an interest in the Company that may have been Transferred shall be allocated between the transferor and the transferee based on the portion of the Fiscal Year during which each was recognized as the owner of such interest, without regard to whether cash distributions were made to the transferor or the transferee during that year; using any method permissible under Code Section 706 and the Treasury Regulations thereunder as determined by the Board.

 

(ii)                                  The Members’ proportionate shares of the “excess nonrecourse liabilities” of the Company, within the meaning of Treasury Regulation Section 1.752-3(a)(3), shall be allocated to the Members in accordance with their Percentage Interests.

 

(iii)                               The definition of Capital Account set forth in Section 5.3 and the allocations set forth in Section 6.2 are intended to comply with the Treasury Regulations.  If the Board determines that the determination of a Member’s Capital Account or the allocations to a Member are not in compliance with the Treasury Regulations, the Board is authorized to make adjustments thereto solely to the extent necessary to bring such determinations into compliance with the Treasury Regulations.

 

(iv)                              Notwithstanding anything in this Article 6 to the contrary, any Common Units that are Compensatory Membership Interests and for which no Code Section 83(b) election is made shall not be treated as outstanding Units of the Company for purposes of Section 5.3 and Section 6.2, and such Common Units shall not have a corresponding Capital Account balance until such time as such Common Units are not subject to a substantial risk of forfeiture within the meaning of Section 83 of the Code.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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ARTICLE 7
 DISPOSITIONS OF MEMBERSHIP INTERESTS;
 PREEMPTIVE RIGHTS;
 QUALIFIED IPO

 

Section 7.1                                    General Restrictions on Dispositions of Membership Interests.

 

(a)                                 Dispositions of Membership Interests otherwise permitted or required by this Agreement may only be made in compliance with applicable foreign, U.S. federal and state securities Laws, including the Securities Act and the rules and regulations thereunder, and the Act.

 

(b)                                 Except in connection with a Qualified IPO, for so long as the Company is a partnership for U.S. federal income Tax purposes, in no event may any Disposition of any Membership Interests by any Member be made if such Disposition is effectuated through an “established securities market” or a “secondary market” (or the substantial equivalent thereof) within the meaning of Section 7704 of the Code or if such Disposition would otherwise result in the Company being treated as a “publicly traded partnership,” as such term has the meaning set forth in Section 7704(b) of the Code and the regulations promulgated thereunder.

 

(c)                                  Dispositions of Membership Interests may only be made in strict compliance with all applicable provisions of this Agreement, and any purported Disposition of Membership Interests that does not comply with all applicable provisions of this Agreement shall be null and void and of no force or effect, and the Company shall not recognize or be bound by any such purported Disposition and shall not effect any such purported Disposition on the transfer books of the Company or Capital Accounts of the Members.  The Members agree that the restrictions contained in this Article 7 are fair and reasonable and in the best interests of the Company and the Members.

 

Section 7.2                                    Permitted Dispositions of Units.  No Disposition of any Units may be made unless (a) such Disposition complies with the provisions of Section 7.1 and (b) such Disposition is made:

 

(i)                                     in connection with a Drag-Along Transaction in accordance with Section 7.4;

 

(ii)                                  in connection with a Tag-Along Sale in accordance with Section 7.5;

 

(iii)                               in connection with an IPO Exchange in accordance with Section 7.6; or

 

(iv)                              with the prior written consent of each of the Initial Members.

 

Section 7.3                                    Permitted Transferees.

 

(a)                                 Notwithstanding anything in Section 7.2 to the contrary, any Member may Dispose of such Units to a Permitted Transferee of such Member, subject to the applicable provisions of Section 7.1; provided, however, that (i) such Permitted Transferee shall not be entitled to make any further Dispositions in reliance upon this Section 7.3(a), except for a Disposition of such acquired Units back to such original holder or to another Permitted Transferee of such original holder or a Disposition that is permitted under Section 7.2, (ii) such Permitted Transferee must assume all of the obligations of the original holder of the Units under and agree to comply with the provisions of this Agreement, and (iii) if a Permitted Transferee of Units at any time ceases to be a Permitted Transferee of such original holder, then such transferee shall make a Disposition of such acquired Units back to such original holder or to another Permitted Transferee of such original holder and if the transferee fails to make such a Disposition within 45 days of the transferee ceasing to be a Permitted Transferee of such original holder, then the Company may, at its option, cause such transferee to forfeit such Units to the Company.

 

(b)                                 A Member may not make a Disposition of Units to a Permitted Transferee if such Disposition has as a purpose the avoidance of or is otherwise undertaken in contemplation of avoiding the restrictions on Dispositions in this Agreement (it being understood that the purpose of this Section 7.3 is to prohibit the Disposition of Units to a Permitted Transferee followed by a change in the relationship between the transferor and the Permitted Transferee (or a change of Control of such transferor or

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Permitted Transferee) after the Disposition with the result and effect that the transferor has indirectly made a Disposition of Units by using a Permitted Transferee, which Disposition would not have been directly permitted under this Section 7.3 had such change in such relationship occurred prior to such Disposition).

 

Section 7.4                                    Drag-Along Rights.

 

(a)                                 At any time if TCG receives an offer from a Third Party for a Drag-Along Transaction that TCG desires to accept and that the Board has approved, TCG may require in accordance with this Section 7.4 all other Members to sell, on the same terms and conditions applicable and for the same proportionate amount and form of consideration payable (and taking into account, in the case of any Incentive Unit, the Threshold Amount applicable to such Incentive Unit), a number of Common Units and Incentive Units equal to the product of (i) the Common Units and the Incentive Units, respectively, held by such Member multiplied by (ii) the percentage determined by dividing (A) the aggregate number of Common Units that TCG proposes to sell in the Drag-Along Transaction by (B) the total number of outstanding Common Units then held by TCG (such Units, the “Dragged Units”).  To the extent that any additional classes of Units are issued pursuant to and in accordance with Section 3.7, then Dragged Units shall also include a number of such additional class, or classes, of Units determined in accordance with the formula set forth in the preceding sentence (by substituting such additional class, or classes, if applicable, for “Common Units” in such formula).

 

(b)                                 In connection with any such Drag-Along Transaction, all Members entitled to consent thereto shall consent to the Drag-Along Transaction, and if the Drag-Along Transaction is structured as (i) a consolidation, conversion, merger or other business combination of the Company or a sale of all or substantially all of the assets of the Company, each Member entitled to vote thereon shall vote in favor of the Drag-Along Transaction and shall waive any appraisal rights or similar rights in connection with such merger, conversion, Unit exchange, consolidation or asset sale, or (ii) a sale or transfer of Membership Interests, each Member shall agree to sell all of its Dragged Units, on the terms and conditions of such Drag-Along Transaction.  The Members shall promptly take all necessary and desirable actions in connection with the consummation of the Drag-Along Transaction reasonably requested by TCG, including the execution of such agreements and such instruments and other actions reasonably necessary to (A) provide customary representations, warranties, indemnities, and escrow or holdback arrangements relating to such Drag-Along Transaction (subject to Section 7.4(d)), in each case to the extent that each Member is similarly obligated except as otherwise provided for herein, and (B) to the extent that such Drag-Along Transaction is structured as a consolidation, conversion, merger or other business combination of the Company or a sale of all or substantially all of the assets of the Company, effectuate the allocation and distribution of the aggregate consideration upon the Drag-Along Transaction as set forth in Section 7.4(c).

 

(c)                                  (i) Upon the consummation of the Drag-Along Transaction that is structured as a consolidation, conversion, merger or other business combination of the Company or a sale of all or substantially all of the assets of the Company, each Member shall receive the same portion of the aggregate consideration from such Drag-Along Transaction that such Member would have received if the implied value for all Units based on the purchase price of the Drag-Along Transaction had been distributed by the Company in complete liquidation pursuant to the rights and preferences set forth in Section 6.1 as in effect immediately prior to such Drag-Along Transaction; and (ii) if a Member receives consideration from such Drag-Along Transaction in a manner other than as contemplated by the clause (i) or in excess of the amount to which such Member is entitled in accordance with the clause (i), then such Member shall take such action as is necessary so that such consideration shall be immediately reallocated among and distributed to the Members in accordance with the clause (i).  If some or all of the consideration received in connection with a Drag-Along Transaction is other than cash, then such

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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consideration shall be deemed to have a dollar value equal to the fair market value of such consideration as determined by the Board in its reasonable judgment; provided, however, that upon written request the Board shall provide any Initial Member all information reasonably related to the Board’s determination of fair market value.

 

(d)                                 The obligations of the Members pursuant to this Section 7.4 are subject to the following terms and conditions:

 

(i)                                     the Company shall bear the reasonable, documented costs incurred in connection with any Drag-Along Transaction (costs incurred by or on behalf of any Member for such Member’s sole benefit will not be considered costs of the Drag-Along Transaction) unless otherwise agreed by the Company and the acquiror, in which case no Member shall be obligated to make any out-of-pocket expenditure prior to the consummation of the Drag-Along Transaction (excluding modest expenditures for postage, copies, and the like) and no Member shall be obligated to pay any portion (or, if paid, shall be entitled to be reimbursed by the Company for that portion paid) that is more than its pro rata share (based upon the amount of consideration received by such Member in the Drag-Along Transaction) of reasonable expenses incurred in connection with a consummated Drag-Along Transaction;

 

(ii)                                  no Member shall be obligated under the terms of any agreement respecting any transaction to indemnify any Person for any breaches of any other Member;

 

(iii)                               no Member shall be obligated to be subject to any non-compete or non-solicit covenant or similar restriction on it or its Affiliates’ business without the prior written consent of such Member;

 

(iv)                              no Member shall be required to provide any representations, warranties or indemnities in connection with the Drag-Along Transaction, other than (A) representations, warranties or indemnities for which the sole recourse is to consideration in escrow or heldback and (B) customary (including with respect to qualifications) several (and not joint) representations, warranties and indemnities concerning (1) such Member’s valid title to and ownership of Membership Interests, free of all liens, claims and encumbrances (excluding those arising under applicable securities Laws), (2) such Member’s authority, power and right to enter into and consummate such Drag-Along Transaction, (3) the absence of any violation, default or acceleration of any agreement to which such Member is subject or by which its assets are bound as a result of the Drag-Along Transaction, and (4) the absence of, or compliance with, any governmental or third-party consents, approvals, filings or notifications required to be obtained or made by such Member in connection with the Drag-Along Transaction (and then only to the extent that each other Member provides similar representations, warranties and indemnities with respect to the Membership Interests held by such Member);

 

(v)                                 each Member’s liability for representations and warranties shall be on a several (but not joint) basis with each other Member or equity interest holder, as applicable (pro rata based upon the amount of proceeds received by such Member);

 

(vi)                              consideration placed in escrow or holdback shall be allocated among the Members according to their Percentage Interest (and taking into account, in the case of any Incentive Unit, the Threshold Amount applicable to such Incentive Unit); and

 

(vii)                           if some or all of the consideration received in connection with the Drag-Along Transaction is other than cash, then such consideration shall be deemed to have a dollar value

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

25

 

equal to the fair market value of such consideration as determined by the Board in its reasonable judgment; provided, however, that upon written request the Board shall provide any Member all information reasonably related to the Board’s determination of fair market value.

 

(e)                                  Notwithstanding anything to the contrary in this Section 7.4, if the consideration proposed to be paid to the Members in a Drag-Along Transaction includes securities with respect to which no registration statement covering the issuance of such securities has been declared effective under the Securities Act, then each of the Members that is not then an Accredited Investor may be required at the request and election of the Members that are pursuing a Drag-Along Transaction, to (i) appoint a purchaser representative (as such term has the meaning set forth in Rule 501 under the Securities Act) reasonably acceptable to such requesting Members or (ii) accept cash in lieu of any securities such non-Accredited Investor would otherwise receive in an amount equal to the fair market value of such securities as determined in the manner set forth in Section 7.4(d)(vii).

 

(f)                                   TCG shall have the right in connection with a Drag-Along Transaction (or in connection with the investigation or consideration of any such prospective transaction) to require the Company to cooperate fully with potential acquirers in such prospective transaction by taking all customary and other actions reasonably requested and, in each case, with reasonable notice by TCG or such potential acquirers, including making the Company’s properties, books and records, and other assets reasonably available for inspection by such potential acquirers, establishing a physical or electronic data room including materials customarily made available to potential acquirers in connection with such processes and making its employees reasonably available for presentations, interviews and other diligence activities, in each case subject to reasonable and customary confidentiality provisions.  In addition, TCG shall be entitled to take all steps reasonably necessary to carry out an auction of the Company, including selecting an investment bank, providing confidential information (pursuant to confidentiality agreements), selecting the winning bidder and negotiating the requisite documentation.  The Company shall provide assistance with respect to these actions as reasonably requested.

 

Section 7.5                                    Tag-Along Rights.

 

(a)                                 If TCG (in such capacity, the “Transferor”) desires to Dispose of all or any portion of its Units to a Third Party (the “Tag-Along Transferee”), the Transferor shall offer to include in such proposed Disposition (the “Tag-Along Sale”) a number of Units owned and designated by Sunoco, in accordance with the terms of this Section 7.5.  Notwithstanding the foregoing, this Section 7.5 shall not be applicable to, and a Transferor may Dispose of Units without complying with any of the provisions of this Section 7.5 in connection with, any Disposition (i) to a Permitted Transferee, (ii) made pursuant to a Drag-Along Transaction pursuant to Section 7.4 or (iii) made pursuant to an IPO Exchange.  The Transferor shall cause the offer from such Tag-Along Transferee (the “Tag-Along Offer”) to be reduced to writing, which writing shall include (x) an offer to purchase or otherwise acquire Units from Sunoco as required by this Section 7.5, (y) a time and place designated for the closing of such purchase and (z) the terms and conditions, including the per Unit purchase price proposed to be paid by the Tag-Along Transferee and any other documentation related to the Tag-Along Sale, applicable to the Transferor’s and Sunoco’s Units in a Tag-Along Sale and the aggregate proceeds expected to be payable in respect of any Units included in such Tag-Along Sale (which proceeds shall be calculated in accordance with Section 7.5(e)).

 

(b)                                 The Transferor shall send written notice of such Tag-Along Offer (an “Inclusion Notice”), together with the Transferor Requested Percentage, to Sunoco.  Sunoco shall have the right, exercisable by delivery of written notice to the Transferor at any time within 30 days after receipt of the Inclusion Notice, to request to sell in the Tag-Along Sale a number of Units up to the total number of Units held by Sunoco multiplied by the Transferor Requested Percentage.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(c)                                  Promptly following the completion of the procedures described in Section 7.5(b), the following procedures shall apply:

 

(i)                                     first, the Transferor shall notify the Tag-Along Transferee of the number of Requested Units;

 

(ii)                                  next, the Transferor shall determine whether the Tag-Along Transferee is willing to purchase all of the Requested Units.  If the Tag-Along Transferee is unwilling to purchase all of such Units, then the Transferor shall determine what percentage of Requested Units (which percentage shall be the same for each class of Units) such Tag-Along Transferee is willing to purchase in the aggregate (the “Purchased Percentage”).  In such event, the number of Units that the Transferor proposes to sell in the Tag-Along Sale and the number of the Requested Units that the Transferor and Sunoco otherwise would have sold shall be reduced on a pro rata basis (based on the respective total numbers of Units that such Members desired to sell) so as to permit the Transferor and Sunoco to sell in the aggregate a number of Units equal to the total number of Requested Units multiplied by the Purchased Percentage (the “Purchased Units”).

 

(d)                                 At the time (subject to extension to the extent necessary to pursue any required regulatory or equityholder approvals, including to allow for the expiration or termination of all waiting periods under the Hart-Scott-Rodino Act) and place provided for the closing in the Tag-Along Offer, or at such other time and place as Sunoco, the Transferor and the Tag-Along Transferee shall agree, Sunoco and the Transferor shall sell to the Tag-Along Transferee all of the Purchased Units.  Each sale of Purchased Units pursuant to this Section 7.5(d) shall be upon terms and conditions, if any, not more favorable individually and in the aggregate to the purchaser than those in the Tag-Along Offer and the Inclusion Notice and upon the consummation of such sale, each holder of Purchased Units, shall receive the consideration specified in Section 7.5(e).

 

(e)                                  In connection with the consummation of the Tag-Along Sale, the purchase price each holder of a Purchased Unit receives shall be the same per-Unit purchase price, upon the same terms and conditions, as are payable or applicable to the Transferor in connection therewith.  At the time of consummation of the Tag-Along Sale, the prospective purchaser shall remit directly to each participating holder of Purchased Units that portion of the sale proceeds to which the participating holder of Purchased Units is entitled by reason of its participation with respect thereto.  The Transferor shall ensure that the provisions of this Section 7.5 are adhered to and no Units may be purchased from the Transferor unless the purchaser simultaneously purchases from the participating holders of all of the Purchased Units that they are entitled to sell pursuant to this Section 7.5.

 

(f)                                   The Transferor shall have the right in connection with any Tag-Along Sale (or in connection with the investigation or consideration of any potential Tag-Along Sale) to require the Company to cooperate fully with potential acquirors in such prospective Tag-Along Sale by taking all customary actions reasonably requested, in each case with reasonable notice, by such Transferor or such potential acquirors, including making the Company’s properties, books and records, and other assets reasonably available for inspection by such potential acquirors, establishing a physical or electronic data room including materials customarily made available to potential acquirors in connection with such processes and making its employees reasonably available for presentations, interviews and other diligence activities, in each case subject to reasonable and customary confidentiality provisions.  The Company shall provide assistance with respect to these actions as reasonably requested.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Section 7.6                                    Qualified IPO .

 

(a)                                 In connection with any proposed Qualified IPO approved by the Board, the outstanding Membership Interests will be converted or exchanged in accordance with this Section 7.6 into equity securities of the IPO Issuer (“IPO Securities”) of the same class or series as the securities of the IPO Issuer proposed to be offered to the public in the Qualified IPO (the “Publicly Offered Securities”).  In connection therewith, each outstanding Membership Interest will be converted into or exchanged for IPO Securities in a transaction or series of transactions that give effect to the provisions of Section 6.1(b) (the “IPO Exchange”) such that each Member will either (i) receive IPO Securities having a value equal to the same proportion of the aggregate Pre-IPO Value, if any, that such Member would have received if all of the Company’s cash and other property had been distributed by the Company in complete liquidation pursuant to the rights and preferences set forth in Section 6.1 as in effect immediately prior to such distribution assuming that the value of the IPO Issuer immediately prior to such liquidation distribution was equal to the Pre-IPO Value, or (ii) have such Membership Interests cancelled for no consideration, if the application of the foregoing clause (i) would result in a Member receiving no IPO Securities; provided, however, that the IPO Securities issued with vesting restrictions shall remain subject to such vesting restrictions with, and to the extent provided in, the applicable Equity Grant Agreement.  The market value of any IPO Securities issued in connection with the IPO Exchange will be deemed to be the price at which the Publicly Offered Securities were initially sold by the underwriters, which underwriters will be led by a qualified independent investment bank with a national reputation in the country or countries in which the Publicly Offered Securities are to be traded.  If, in connection with the IPO Exchange, the Board determines that it is advisable to have the Members contribute all of the Units to the IPO Issuer or its general partner in one or a series of transactions to the IPO Issuer pursuant to an agreement that provides for the exchange of Membership Interests into IPO Securities of such Person (with the amount of IPO Securities to be received by each such Member being determined in accordance with this Section 7.6), each Member agrees to participate in such an exchange.

 

(b)                                 Notwithstanding anything to the contrary in this Agreement, at any time after the approval of a Qualified IPO in accordance with this Agreement, the Board shall be entitled to approve the transaction or transactions to effect the IPO Exchange and to take all such other actions as are required or necessary to facilitate the Qualified IPO including forming any entities required or necessary in connection with the Qualified IPO without the consent or approval of any other Person (including any Member); provided, however, that the IPO Exchange does not, and would not reasonably be expected to, affect the relative rights of the Initial Members in a manner that is material and adverse to any of them, as compared to a Qualified IPO effected without the IPO Exchange.  If the Board elects to exercise the Company’s rights under this Section 7.6, each of the Members shall (i) take such actions as may be reasonably requested by the Board in connection with consummating the IPO Exchange, including (x) such actions as are required to transfer all of the issued and outstanding Membership Interests or the assets of the Company to an IPO Issuer or its general partner (including a Blocker Corporation) and (y) such actions as are required in order to merge or consolidate the Company into or with an IPO Issuer or its general partner and (ii) use commercially reasonable efforts to (x) cooperate with the other Members so that the IPO Exchange is undertaken in a Tax-efficient manner and (y) if any Member or its limited partners or investors has a structure involving ownership of all or a portion of its interests in the Company, directly or indirectly, through one or more single purpose entities (a “Blocker Corporation”), at the request of any such Member, merge its Blocker Corporation into the IPO Issuer in a Tax-free reorganization, utilize such Blocker Corporation as the IPO Issuer or otherwise structure the transaction so that the Blocker Corporation is not subject to a level of corporate Tax on the Qualified IPO or subsequent dividend payments or sales of stock.

 

(c)                                  Each Member shall sell any fractional IPO Securities owned by such Member (after taking into account all IPO Securities held by such Member) to the IPO Issuer or its general partner, upon the request of the Company in connection with or in anticipation of the consummation of a Qualified IPO, for cash consideration equal to the fair value of such fractional securities, as determined by the Board.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(d)                                 Notwithstanding anything to the contrary in this Section 7.6, if no registration statement covering the issuance of the IPO Securities to the Members in the IPO Exchange has been declared effective under the Securities Act, then each of the Members that is not then an Accredited Investor for the purposes of the issuance of the IPO Securities may be required, at the request and election of the Company, to (i) appoint a purchaser representative (as such term has the meaning set forth in Rule 501 under the Securities Act) reasonably acceptable to the Company or (ii) agree to accept cash in lieu of any IPO Securities such Member would otherwise receive in an amount equal to the fair value of such IPO Securities, as determined by the Board in its reasonable judgment; provided, however, that upon written request the Board shall provide any Member all information reasonably related to the Board’s determination of fair market value.

 

(e)                                  If so requested by TCG, the certificate of incorporation (if the IPO Issuer is a corporation) or other organizational documents (if the IPO Issuer is a Person other than a corporation) of the IPO Issuer and, if applicable, its general partner, shall include a provision substantially the same as Section 8.7(b) hereof.

 

Section 7.7                                    Preemptive Rights.

 

(a)                                 Prior to the Company issuing, other than in an Excluded Issuance, any Membership Interests or options or other rights to acquire Membership Interests, whether through exchange, conversion or otherwise (collectively, the “New Securities”), Sunoco shall have the right to purchase the number of New Securities as provided in this Section 7.7.  “Excluded Issuance” means the issuance of (i) options to purchase Membership Interests or other securities pursuant to Equity Grant Agreements, (ii) Membership Interests issued in connection with any split, distribution or recapitalization of the Company, (iii) Equity Interests issued by the Company in an underwritten public offering pursuant to a registration statement filed under the Securities Act (or other applicable foreign securities Laws governing such issuance) and approved by the Board, (iv) IPO Securities in connection with an IPO Exchange pursuant to this Agreement, or (v) Membership Interests issued in an arms-length transaction to an independent third party or group of independent third parties acting in concert.

 

(b)                                 The Company shall give Sunoco at least 30 days’ prior notice (the “First Notice”) of any proposed issuance of New Securities, which notice shall set forth in reasonable detail the proposed terms and conditions of such issuance and shall offer to Sunoco the opportunity to purchase the Sunoco Pro Rata Share (which shall be calculated as of the date of such notice) of the New Securities at the same price, on the same terms and conditions and at the same time as the New Securities are proposed to be issued by the Company.  If Sunoco wishes to exercise its preemptive rights, it must do so by delivering an irrevocable written notice to the Company within 30 days after delivery by the Company of the First Notice (the “Election Period”), which notice shall state the dollar amount of New Securities Sunoco would like to purchase up to a maximum amount equal to the Sunoco Pro Rata Share of the total offering amount.

 

(c)                                  If not all of the Sunoco’s Pro Rata Share of New Securities is subscribed for by Sunoco, the Company shall have the right, but shall not be required, to issue and sell the unsubscribed portion of Sunoco’s Pro Rata Share of the New Securities to the proposed purchaser at any time during the 90 days following the termination of the Election Period pursuant to the terms and conditions set forth in the First Notice.  The Board may, in its discretion, impose such other reasonable and customary terms and procedures such as setting a closing date, rounding the number of Units covered by this Section 7.7 to the nearest whole Unit and requiring customary closing deliveries in connection with any preemptive rights offering.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Section 7.8                                    Registration Rights.  The Initial Members will have the registration rights set forth in the Registration Rights Agreement.

 

Section 7.9                                    Termination Following Qualified IPO.  Notwithstanding anything to the contrary in this Article 7, the provisions of this Article 7 (other than Section 7.1(a), and Section 7.8) shall terminate and be of no further force or effect upon the consummation of a Qualified IPO.

 

ARTICLE 8
 MANAGEMENT

 

Section 8.1                                    Management Under Direction of the Board.  Subject to Section 8.6, the business and affairs of the Company shall be managed and controlled by a board of managers (the “Board,” and each member of the Board, a “Manager”), and the Board shall have power on behalf and in the name of the Company to carry out any and all objects and purposes of the Company and to manage and conduct the business and affairs of the Company, to make all decisions affecting the business and affairs of the Company and to take all such actions as it deems necessary, advisable or appropriate to accomplish the purposes of the Company as set forth in Section 2.4 (subject, in all cases, to the terms of this Agreement and applicable Law).  Notwithstanding the foregoing, and in accordance with the Agreement, no Manager in his or her individual capacity shall have the authority to manage the Company or approve matters relating to, or otherwise to bind the Company, such powers being reserved to the Managers acting pursuant to Section 8.2(e) through the Board and to such agents of the Company as designated by the Board.

 

Section 8.2                                    Board of Managers.

 

(a)                                 Composition; Initial Managers.  The Board shall consist of seven (7) Managers, as adjusted per this Section 8.2(a), designated as follows:

 

(i)                                     Four (4) designees of TCG (each, a “TCG Manager”);

 

(ii)                                  Two (2) designees of the Sunoco (each, a “Sunoco Manager”); and

 

(iii)                               the Chief Executive Officer (for so long as such individual holds such office) (the “Management Manager”);

 

provided, however, that (x) in the event either TCG or Sunoco’s Percentage Interest falls below 15%, as the case may be, such Member shall be entitled to designate one fewer Manager than set forth in Section 8.2(a) or Section 8.2(b), respectively and (y) in the event that either TCG or Sunoco’s Percentage Interest falls below 7.5%, as the case may be, such Member shall be entitled to designate one additional fewer Manager than set forth in Section 8.2(a) or Section 8.2(b).

 

The initial Board shall consist of the individuals listed on Schedule III.  The members of the Board shall be “managers” within the meaning of the Act.  The total number of Managers shall be automatically reduced by one each time TCG or Sunoco has one fewer designee pursuant to the proviso in Section 8.2(a).

 

(b)                                 Removal.  Any Manager may be removed with or without cause only by consent of the Members entitled to designate such Manager.

 

(c)                                  Resignations.  A Manager may resign at any time.  Such resignation shall be in writing and shall take effect at the time specified therein or, if no time is specified, at the time of its receipt by the

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Company.  The acceptance of a resignation shall not be necessary to make it effective unless expressly so provided in the resignation.  For so long as the individual holding the office of Chief Executive Officer holds such office, the Chief Executive Officer shall serve as the Management Manager; provided, however, that the failure of such individual to hold such office shall constitute his or her immediate resignation as the Management Manager without any action on the part of such individual.

 

(d)                                 Vacancies.  In the event that a vacancy is created on the Board by the death, disability, retirement, resignation or removal of any Manager, such vacancy shall be filled only by consent of the Member or Members then entitled to designate such Manager pursuant to Section 8.2(a).  A Member or group of Members entitled to designate a Manager may do so at any time by written notice to the Company.

 

(e)                                  Votes per Manager; Quorum; Required Vote for Board Action.  Each Manager shall have one vote.  A majority of the Board, which majority must include at least one (1) TCG Manager, shall constitute a quorum for the transaction of business at a meeting of the Board.  Actions by the Board shall require the approval of a majority of the votes of the Managers voting on the issue.  Any Manager may vote either by attendance at the meeting (either in person or by teleconference) or by a general proxy granted to any other Manager (which proxy may by its terms be for such period as set forth therein).

 

(f)                                   Place of Meetings; Order of Business.  The Board may hold its meetings and may have an office and keep the books of the Company, except as otherwise provided by Law, in such place or places, within or without the State of Delaware, as the Board may from time to time determine by resolution.  At all meetings of the Board, business shall be transacted in such order as shall from time to time be determined by resolution of the Board.  A TCG Manager shall prepare minutes of each meeting, send a copy of such minutes (and any resolutions of the Board) to each Manager after the meeting.

 

(g)                                  Regular Meetings.  Regular meetings of the Board shall take place at least once per year and shall be held at such times and places as shall be designated from time to time by resolution of the Board.  Notice of such regular meetings shall not be required if held at the times and places set forth in the relevant resolution and such resolution has been provided to each Manager.

 

(h)                                 Special Meetings.  Special meetings of the Board may be called by any TCG Manager on at least 24 hours personal, written, telegraphic, cable, wireless or electronic notice to each Manager, which notice must include appropriate dial-in information to permit each Manager to participate in such meeting by means of telephone conference.  Such notice need not state the purpose or purposes of such meeting, except as may otherwise be required by Law.

 

(i)                                     Expenses.  All of the Managers shall be entitled to reimbursement for reasonable out-of-pocket expenses in attending meetings of the Board.

 

(j)                                    Action Without a Meeting.  Any action required or permitted to be taken at a meeting of the Board may be taken without a meeting and without a vote if a consent or consents in writing, setting forth the action so taken, is signed by Managers having not fewer than a majority of the votes of all Managers.  Notice of actions taken by written consent in lieu of a meeting of the Board shall be delivered to the Managers not joined in such written consent as promptly as reasonably practicable following the date the requisite consent is obtained.  Any action required or permitted to be taken at a meeting of any committee of the Board may be taken without a meeting and without a vote if a consent or consents in writing, setting forth the action so taken, is consented to by a majority of the members of such committee.  To be effective any document that is intended to evidence the written consent of the Board or of a committee of the Board must expressly state that it is a written consent of the Board or of a committee of the Board, as applicable.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(k)                                 Telephonic Conference Meeting.  Subject to the requirement for notice of meetings, Managers may participate in a meeting of the Board by means of a conference telephone or similar communications equipment by means of which all persons participating in the meeting can hear each other, and participation in such a meeting shall constitute presence in person at such meeting, except where a Manager participates in the meeting for the express purpose of objecting to the transaction of any business on the ground that the meeting is not lawfully called or convened.

 

(l)                                     Waiver of Notice Through Attendance.  Attendance of a Manager at any meeting of the Board (including by telephone) shall constitute a waiver of notice of such meeting, except where such Manager attends the meeting for the express purpose of objecting to the transaction of any business on the ground that the meeting is not lawfully called or convened and notifies the other Managers at such meeting of such purpose.

 

(m)                             Reliance on Books, Reports and Records.  Each Manager shall, in the performance of his or her duties, be fully protected in relying in good faith upon the books of account or reports made to the Company by any of its Officers or by an independent certified public accountant or by an appraiser selected with reasonable care by the Board, or in relying in good faith upon other records of the Company.

 

(n)                                 Committees.  In the event the Board creates or maintains any committees, (i) any such committee shall consist of no more than three (3) members, (ii) TCG shall be entitled to designate two (2) members of any such committee, (iii) Sunoco shall be entitled to designate one (1) member of any such committee and (iv) any actions by such committee shall require the consent of a majority the committee members provided, however, that (x) in the event either TCG or Sunoco’s Percentage Interest falls below 15%, as the case may be, such Member shall be entitled to designate one fewer member of any committee and (y) in the event that either TCG or Sunoco’s Percentage Interest falls below 7.5%, as the case may be, such Member shall be entitled to designate one additional fewer member of any committee.

 

(o)                                 Subsidiaries.  In the event the Company has any Subsidiaries, (i) the Board shall take such actions as may be necessary so as to cause the respective boards of directors (or its equivalent) of the Company Subsidiaries to be comprised of the members of the Board of the Company and (ii) any actions by the board (or its equivalent) of any such Subsidiary shall require the consent of a majority the directors (or the equivalent).

 

Section 8.3                                    Officers.

 

(a)                                 Generally.  The Company may have such officers (the “Officers”) as the Board in its discretion may appoint, and such Officers shall have the power, authority and duties described by resolution of the Board.  The Board may remove any Officer with or without cause at any time; provided, however, that such removal shall be without prejudice to the contractual rights, if any, of the Officer so removed.  Election or appointment of an Officer shall not of itself create contractual rights.  Any such Officers may, subject to the general direction of the Board, have responsibility for the management of the normal and customary day-to-day operations of the Company, and act as “agents” of the Company in carrying out such activities.  The Officers may be compensated on such terms as are determined by the Board.  Any Officer may resign at any time.  Such resignation shall be in writing and shall take effect at the time specified therein or, if no time is specified, at the time of its receipt by the Board.  The acceptance of a resignation shall not be necessary to make it effective unless expressly so provided in the resignation.  In the event an Officer is removed from his or her position in accordance with this Section 8.3 or dies, becomes disable, or resigns, a replacement for such person may only be appointed by the Board.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(b)                                 Duties of Officers.  The Company and the Members hereby agree that each Officer’s duties or limitations with respect to the Company or its Subsidiaries shall be those duties and limitations (including fiduciary duties) that would be applicable if such Officer were an officer in a corporation organized under the Laws of the State of Delaware (which had not adopted language specifically modifying or renouncing applicable duties with respect to corporate or business opportunities) except that such duties and limitations may be modified in any written agreement to which such Officer and the Company (or an Affiliate thereof) is a party and which has been approved by the Board.

 

(c)                                  Initial Officers.  As of the Effective Date, each person listed on Schedule IV is appointed to the position or positions of the Company set forth opposite such person’s name on Schedule IV, in each case with such powers, authority and duties as specified from time to time by the Board.  Each Person serving as an Officer prior to the Effective Date is hereby removed from office as of the Effective Date.

 

(d)                                 General Authority of Officers.  Except as expressly provided otherwise in this Agreement, the Officers shall have delegated authority from the Board for conducting the day-to-day business of the Company, including the authority to:

 

(i)                                     manage the daily affairs, business operations and properties of the Company (including the opening, maintaining and closing of bank accounts and drawing checks or other orders for the payment of monies in the ordinary course of business) and, in connection therewith, bind the Company and otherwise act as its agent;

 

(ii)                                  take any action expressly approved by the Board in connection with the annual budget then in effect;

 

(iii)                               expend Company funds in connection with operating the business of the Company;

 

(iv)                              collect all amounts due to the Company and contest and exercise the Company’s right to collect such amounts;

 

(v)                                 to the extent that funds of the Company are available therefor, pay as they become due all obligations of the Company;

 

(vi)                              employ and dismiss from employment any and all employees (other than another Officer) and appoint and remove agents, consultants and independent contractors, in each case in the ordinary course of business;

 

(vii)                           acquire, hold, manage, own, sell, transfer, convey, assign, exchange or otherwise dispose of assets of the Company; and

 

(viii)                        enter into, execute, make, amend, supplement, acknowledge, deliver and perform in the name and on behalf of the Company all contracts, agreements, licenses and other instruments, undertakings and understandings in the ordinary course of the business and affairs of the Company (or that the Board and, if applicable, the Members determine are necessary, appropriate or incidental to the carrying out of such business and affairs); provided, however, no Officer may enter into, execute, make, amend, supplement, acknowledge, deliver or perform any contract, agreement, license or other instrument, undertaking or understanding that is in excess of the amounts such Officer has been authorized to enter into from time to time pursuant to resolutions adopted by the Board, or, if no such approval has been given, then the Chief Executive Officer shall have the authority to enter into, execute, make, amend, supplement,

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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acknowledge, deliver or perform any such contracts, agreements, licenses or other instruments, undertakings or understandings not in excess of $100,000 and no other Officer shall have any such authority.

 

(e)                                  CEO.  TCG shall be entitled to designate the Chief Executive Officer.  In the event that a vacancy is created in the office of Chief Executive Officer by the death, disability, retirement, resignation or removal, such vacancy shall be filled only by TCG.

 

Section 8.4                                    Members.  The Members in their capacity as Members shall not have any power or authority to manage the business or affairs of the Company or to bind the Company or enter into agreements on behalf of the Company.  To the fullest extent permitted by Law and notwithstanding any provision of this Agreement or the Contribution Agreement to the contrary, no Member in its capacity as a Member shall have any duty, fiduciary or otherwise (including any duty of disclosure), at Law, in equity or under this Agreement, to the Company or any other Member in connection with the business and affairs of the Company or any consent or approval given or withheld pursuant to this Agreement or the Contribution Agreement. The foregoing sentence will not be deemed to alter the contractual obligations of a Member to another Member or the Company pursuant to this Agreement or the Contribution Agreement. Except as otherwise expressly provided in this Agreement, Members shall have no voting rights or rights of approval, veto or consent or similar rights over any actions of the Company and any references in this Agreement to any of the foregoing terms shall be deemed to include each other term.  Any matter requiring the consent or approval of any of the Members pursuant to this Agreement may be taken without a meeting, without prior notice and without a vote, by a consent in writing, setting forth such consent or approval, and signed by the Members necessary to consent to or approve such action.  Prompt notice of such consent or approval shall be given by the Company to those Members who have not joined in such consent or approval.

 

Section 8.5                                    Certain Decisions Requiring Board Approval.

 

(a)                                 Notwithstanding anything in this Agreement to the contrary, the following actions by the Company or any of its Subsidiaries shall require the approval of the Board in accordance with Section 8.2(e):

 

(i)                                     the adoption of an annual budget, any modification to an annual budget, or the taking of any action outside the ordinary course of business that is or would be reasonably likely to be in variance therefrom;

 

(ii)                                  any distribution to the Members or the repurchase, creation, authorization or issuance of any Units or other Membership Interests (including any securities convertible into or exercisable or exchangeable for a Membership Interest);

 

(iii)                               entering into, amending or otherwise modifying a note, credit agreement, credit facility, letter of credit or other instrument of indebtedness for borrowed money in an aggregate amount in excess of an amount approved from time to time by written resolution of the Board in accordance with Section 5.4 in any transaction or series of related transactions; otherwise incurring indebtedness for borrowed money or agreeing to furnish a guarantee or other credit support in an amount in excess of an amount approved from time to time by written resolution of the Board in accordance with Section 5.4; or the purchase, redemption, cancellation, prepayment or other complete or partial discharge in advance of a scheduled payment or mandatory redemption date of any such obligation in any transaction or series of related transactions;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(iv)                              amending or otherwise modifying the Certificate or this Agreement (provided that, any such action shall also require any additional approval required pursuant to Section 13.5);

 

(v)                                 any change in the principal line of business of the Company and its Subsidiaries taken as a whole or in the Company’s purpose as set forth in Section 2.4;

 

(vi)                              approval of a Qualified IPO;

 

(vii)                           the adoption of any compensation plan;

 

(viii)                        the entry into or amendment or termination of any employment agreement with any of the five (5) highest compensated employees or officers of the Company (and, if not already included in such determination, the chief executive officer and chief financial officer of the Company);

 

(ix)                              the incurrence of any indebtedness or creation of any security interests, liens or mortgages on any property or assets of the Company or any Subsidiary in excess of the amount set forth in the approved annual operating budget;

 

(x)                                 the election or removal of Officers; changes in compensation for any Officer or entering into, modifying, amending, terminating or waiving any rights under any employment or severance agreement with any Officer; or the adoption of any employee benefit or welfare plans; and

 

(xi)                              entering into any agreement or otherwise committing to do any of the foregoing.

 

(b)                                 Notwithstanding anything in this Agreement to the contrary, the following actions by the Company or any of its Subsidiaries shall require Qualified Board Approval:

 

(i) other than in connection with a Drag-Along Transaction or a Qualified IPO, any consolidation, merger or other business combination or any conversion of the Company to another type or form of business entity;

 

(ii) other than in connection with a Drag-Along Transaction, any Liquidation Event;

 

(iii) the registration of any securities under the Securities Act or applicable foreign securities Laws or any public offering of securities, other than a Qualified IPO;

 

(iv) other than in connection with a Drag-Along Transaction, the sale of all or substantially all of the assets of the Company (including equity interests in any Subsidiary) and its Subsidiaries taken as a whole in any transaction or series of related transactions;

 

(v)                                 the adoption of a plan or proposal for a complete or partial liquidation, reorganization or recapitalization or commencement of any case, proceeding or action seeking relief under any Laws relating to bankruptcy, insolvency, conservatorship or relief of debtors, or applying for or consenting to the appointment of a receiver, trustee, custodian, conservator or similar official, or filing an answer admitting the material allegations of a petition filed against the Company or any of its Subsidiaries in any such proceeding, or making a general assignment

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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for the benefit of creditors, or admitting in writing its inability or failing generally to pay its debts as they become due; and

 

(vi)                              entering into any agreement or otherwise committing to do any of the foregoing.

 

Section 8.6                                    Certain Decisions Requiring Sunoco Approval.

 

(a)                                 Neither the Company nor any of its Subsidiaries shall enter into, modify, amend, terminate or waive any rights under any agreement, contract or arrangement with TCG or any of its Affiliates without Sunoco’s prior written consent except (i) as otherwise expressly permitted by this Agreement, (ii) for customary benefits, indemnities or expense reimbursement to which any managers, directors or officers of the Company or its Subsidiaries are entitled, (iii) in connection with the Company’s authorization, issuance or sale of any of its equity securities or any securities or instruments convertible into or exchangeable or exercisable for equity interests of the Company to any Person initially issued or incurred in accordance with Section 7.7, (iv) as contemplated by the Advisory Agreement (as defined in the Contribution Agreement) or (v) any transaction entered into in the ordinary course of business by the provider of the applicable products or services on commercially reasonable arms-length terms no less favorable in the aggregate than would be obtainable from a similarly situated third party that is not an Affiliate of TCG under comparable circumstances.

 

(b)                                 Without the prior written consent of Sunoco, neither the Company nor any of its Subsidiaries shall make, authorize or otherwise permit (i) any change to the Company’s or such Subsidiary’s governing or organizational documents which by their terms are disproportionately disadvantageous to Sunoco as compared to TCG, or (ii) any disproportionate or non-pro rata dividends or distributions, or redemptions or acquisitions of any Units, Membership Interests or Equity Interests of the Company or any of its Subsidiaries with respect to TCG and Sunoco.

 

Section 8.7                                    Acknowledgement Regarding Outside Businesses and Opportunities.

 

(a)                                 Notwithstanding anything in this Agreement to the contrary, each of the Company and the Members acknowledges and agrees that TCG, Sunoco or their Affiliates may (i) have made, prior to the date hereof, and are expected to make, on and after the date hereof, investments (by way of capital contributions, loans or otherwise), and (ii) have engaged, prior to the date hereof, and are expected to engage, on and after the date hereof, in other transactions with and with respect to, in each case, Persons engaged in businesses that directly or indirectly compete with the business of the Company and its Subsidiaries as conducted from time to time or as expected to be conducted from time to time.  Except as otherwise expressly set forth in Section 8.7(b), the Company and the Members agree that any involvement, engagement or participation of TCG, Sunoco and their Affiliates (including any TCG Manager or Sunoco Manager) in such investments, transactions and businesses, even if competitive with the Company and its Subsidiaries, shall not be deemed wrongful or improper or to violate any duty express or implied under applicable Law.  For the avoidance of doubt, TCG or Sunoco, as applicable, shall not be deemed to violate this Section 8.7 if it or an Affiliate of it shall invest in a fund or other entity (whether or not TCG or Sunoco, as applicable, Controls such fund or entity) that makes an investment that directly or indirectly competes with the Company or its Subsidiaries.

 

(b)                                 The Company and each Member hereby renounce any interest, expectancy, co-participation rights or other rights in or to any business opportunity, transaction or other matter in which TCG or Sunoco or any of their Affiliates participates (each, a “Renounced Business Opportunity”); provided, further, a Renounced Business Opportunity shall not include any business opportunity, transaction or other matter (i) presented to a TCG Manager or Sunoco Manager solely in such individual’s capacity as a TCG Manager or Sunoco Manager (whether at a meeting of the Board or otherwise) and

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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with respect to which none of TCG, Sunoco or any of their Affiliates has independently received notice or is otherwise pursuing or aware of such business opportunity, transaction or other matter or (ii) identified to a TCG Manager or Sunoco Manager solely through the disclosure of information by or on behalf of the Company to a TCG Manager or a Sunoco Manager and with respect to which none of TCG or Sunoco or any of their Affiliates has independently received notice or is otherwise pursuing or aware of such business opportunity, transaction or other matter.  None of TCG or Sunoco or any of their Affiliates, including any TCG Manager or Sunoco Manager, shall have any obligation to communicate or offer any Renounced Business Opportunity to the Company, and any of TCG or Sunoco or any of their Affiliates may pursue for itself or direct, sell, assign or transfer to a Person other than the Company any Renounced Business Opportunity.

 

(c)                                  Each of the Company and the Members hereby agrees that any claims against, actions, rights to sue, other remedies or other recourse to or against TCG, Sunoco, any Covered Person or any of their respective Affiliates for or in connection with any such investment activity or other transaction activity or other matters described in Section 8.7(a) or Section 8.7(b), whether arising in common law or equity or created by rule of law, statute, constitution, contract (including this Agreement) or otherwise, are expressly released and waived by the Company and each Member, in each case to the fullest extent permitted by Law; provided, however, that this Section 8.7(c) shall not constitute a release or waiver by the Company of any breach of this Agreement, the Contribution Agreement or any other binding agreement by a Member.

 

(d)                                 Notwithstanding anything in this Agreement to the contrary, each of the Company and the Members acknowledges and agrees that TCG, Sunoco and their Affiliates (including the TCG Managers and the Sunoco Manager) have obtained, prior to the date hereof, and are expected to obtain, on and after the date hereof, confidential information from other companies in connection with the activities and transactions described in Section 8.7 or otherwise.  Each of the Company and the Members hereby agrees that (i) none of TCG, Sunoco or any of their Affiliates (including the TCG Managers and Sunoco Managers) has any obligation to use any such confidential information in connection with the business, operations, management or other activities of the Company or to furnish to the Company or any Member any such confidential information, and (ii) that any claims against, actions, rights to sue, other remedies or other recourse to or against TCG, Sunoco or any of their Affiliates (including the TCG Managers and Sunoco Managers) for or in connection with any such failure to use or to furnish such confidential information, whether arising in common law or equity or created by rule of law, statute, constitution, contract (including this Agreement) or otherwise, are expressly released and waived by the Company and each Member, to the fullest extent permitted by Law.

 

Section 8.8                                    Acknowledgement and Release Relating to Matters Requiring Member Approval.  Notwithstanding anything in this Agreement or the Contribution Agreement to the contrary, each of the Company and the Members acknowledges and agrees that each Member, in its capacity as a Member, may decide or determine any matter subject to such Member’s approval pursuant to Section 8.6 or any other provision of this Agreement, in such Member’s sole and absolute discretion, and in making such decision or determination such Member shall have no duty, fiduciary or otherwise (including any duty of disclosure), at Law, in equity or under this Agreement or the Contribution Agreement, to any other Member or to the Company, it being the intent of all Members that each Member, in its capacity as a Member, have the right to make such determination solely on the basis of such Member’s own interests.  Each of the Company and the Members hereby agrees that any claims against, actions, rights to sue, other remedies or other recourse to or against the Members or any of their respective Affiliates (including each TCG Manager and Sunoco Manager) for or in connection with any such decision or determination, in each case whether arising in common law or equity or created by rule of law, statute, constitution, contract (including this Agreement) or otherwise, are in each case expressly released and waived by the Company and each Member, to the fullest extent permitted by Law, as a condition of, and as part of the

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

37

 

consideration for, the execution of this Agreement and the incurring by the Members of the obligations provided in this Agreement; provided, however, that nothing contained herein shall release or otherwise prevent any Member from asserting a claim against another Member with respect to a violation of the implied contractual covenant of good faith and fair dealing implied by the Act.

 

Section 8.9                                    Amendment, Modification or Repeal.  Any amendment, modification or repeal of Section 8.4, Section 8.7, Section 8.8 or any provision thereof shall be prospective only and shall not in any way affect the limitations on the liability of the applicable Members or any of their respective Affiliates under such provisions as in effect immediately prior to such amendment, modification or repeal with respect to claims arising from or relating to matters occurring, in whole or in part, prior to such amendment, modification or repeal, regardless of when such claims may arise or be asserted.

 

ARTICLE 9
 LIMITATION OF LIABILITY AND INDEMNIFICATION

 

Section 9.1                                    Limitation of Liability and Indemnification.

 

(a)                                 To the maximum extent permitted by applicable Law, no Officer (in such Person’s capacity as an Officer) shall be liable to the Company, any Member or any other Person that is a party to or bound by the terms of this Agreement, for losses sustained or liabilities incurred as a result of any act or omission (in relation to the Company, any transaction, any investment or any business decision or action, including for breach of duties including fiduciary duties (including any duty of disclosure)) taken or omitted by such Officer (in such Person’s capacity as an Officer), unless there has been a final and non-appealable judgment entered by a court of competent jurisdiction determining that, in respect of such act or omission, and taking into account the acknowledgments and agreements set forth in this Agreement, such Officer (in such Person’s capacity as an Officer) would have had liability for such act or omissions if the Company were a corporation organized under the Laws of the State of Delaware.

 

(b)                                 To the maximum extent permitted by applicable Law, each Member acknowledges and agrees that any TCG Manager or Sunoco Manager, or their respective successors, pursuant to Section 8.2 shall serve in such capacity to represent the interests of the Member that designated such Manager and shall be entitled to consider only such interests (including the interests of the Member that designated such Manager) and factors specified by the Member that designated such Manager, and shall not owe duties, fiduciary or otherwise (including any duty of disclosure), at Law, in equity or under this Agreement or the Contribution Agreement, to the Company, any other Member or to any creditor of the Company (even if the Company is insolvent or near insolvency), other than the implied contractual covenants of good faith and fair dealing.  Except as otherwise provided in this Agreement or the Contribution Agreement, and to the maximum extent permitted by applicable Law, no Manager (in such individual’s capacity as a Manager) shall be liable to the Company, any Member or any other Person that is a party to or bound by the terms of this Agreement, for losses sustained or liabilities incurred as a result of any act or omission (in relation to the Company, any transaction, any investment or any business decision or action, including for breach of contract or breach of duties including fiduciary duties (including any duty of disclosure)) taken or omitted by such Manager (in such Person’s capacity as a Manager), unless there has been a final and non-appealable judgment entered into by a court of competent jurisdiction determining that such Manager (in such Person’s capacity as a Manager) engaged in a bad faith violation of the implied contractual covenant of good faith and fair dealing, engaged in fraud or, in the case of a criminal matter, acted with knowledge that such Manager’s conduct was unlawful.

 

(c)                                  Subject to its obligations and duties as set forth in Section 8.1 and Section 8.2, the Board may exercise any of the powers granted to it by this Agreement and perform any of the duties imposed upon it hereunder either directly or by or through its agents, and neither the Board nor any individual

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Manager (acting in such individual’s capacity as a Manager) shall be responsible or liable to the Company or any Member for any mistake, action, inaction, misconduct, negligence or fraud on the part of any such agent appointed by the Board unless, with respect to an individual Manager only, such Manager had knowledge that such agent was acting in bad faith, unlawfully or engaging in fraud.

 

(d)                                 Any Covered Person acting for, on behalf of or in relation to, the Company in respect of any transaction, any investment, business decision or action, or otherwise, shall be entitled to rely on the provisions of this Agreement and on the advice of counsel, accountants and other professionals that is provided to the Company or such Covered Person, and such Covered Person shall not be liable to the Company or to any Member for such Covered Person’s reliance on this Agreement or such advice, and each Covered Person may rely, and shall incur no liability in acting or refraining from acting, upon any resolution, certificate, statement, opinion, consent, order, bond, signature or other writing reasonably believed by it to be genuine, and may rely on a certificate signed by an officer, agent or representative of any Person in order to ascertain any fact with respect to such Person or within such Person’s knowledge, provided, however, in each case, there has not been a final and non-appealable judgment entered by a court of competent jurisdiction determining that, in respect of such reliance, and taking into account the acknowledgments and agreements set forth in this Agreement, such Covered Person engaged in a bad faith violation of the implied contractual covenant of good faith and fair dealing, engaged in fraud or, in the case of a criminal matter, acted with knowledge that such Covered Person’s conduct was unlawful.  The provisions of this Agreement, to the extent that they restrict or eliminate the duties and liabilities of a Covered Person otherwise existing at law or in equity, are agreed by the Members to replace, to the fullest extent permitted by applicable Law, such other duties and liabilities of such Covered Person.  This Section 9.1(d) does not create any duty or liability of a Covered Person that does not otherwise exist at Law or in equity.  Notwithstanding any provisions of Law or in equity to the contrary, whenever a Covered Person is permitted or required to make a decision in its “sole discretion” or “discretion” or under a grant of similar authority or latitude, such Covered Person shall be entitled to consider only such interests (including its own interests) and factors as it desires, and shall have no duty or obligation to give any consideration to any interest of or factors affecting the Company, the Members or any other Person to the fullest extent permitted by applicable Law. Notwithstanding anything to the contrary under this Agreement or pursuant to any duty (fiduciary or otherwise) or otherwise applicable provision of Law or equity, a Member or Manager may enter into voting agreements or arrangements with one or more other Members regarding, among other things, the voting by such Member or by Managers appointed by such Member.  Without limiting the scope of any such voting agreement or arrangement permitted hereunder, a voting agreement or arrangement may provide that Members may act in concert and that Managers may act in concert.

 

(e)                                  Each Covered Person (regardless of such Person’s capacity and regardless of whether another Covered Person is entitled to indemnification) shall be indemnified and held harmless by the Company (but only to the extent of the Company’s assets), to the fullest extent permitted under applicable Law, from and against any and all loss, liability and expense (including Taxes; penalties; judgments; fines; amounts paid or to be paid in settlement; costs of investigation and preparations; and fees, expenses and disbursements of attorneys, whether or not the dispute or proceeding involves the Company or any Manager or Member) reasonably incurred or suffered by any such Covered Person in connection with the activities of the Company or its Subsidiaries; provided, however, such Covered Person shall not be so indemnified and held harmless if there has been a final and non-appealable judgment entered by a court of competent jurisdiction determining that, in respect of the matter for which such Covered Person is seeking indemnification or seeking to be held harmless hereunder, and taking into account the acknowledgments and agreements set forth in this Agreement, such Covered Person engaged in a bad faith violation of the implied contractual covenant of good faith and fair dealing, engaged in fraud or, in the case of a criminal matter, acted with knowledge that such Covered Person’s conduct was unlawful; provided, further, that such indemnification shall not apply if the applicable action or proceeding has been brought by or in the

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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right of the Company (whether directly or by counterclaim) except with respect to expenses to the extent provided in Section 9.1(f).  The indemnification provided by this Section 9.1(e) shall be in addition to any other rights to which a Covered Person may be entitled under any agreement, as a matter of Law or otherwise, both as to actions in such Covered Person’s capacity as a Covered Person hereunder and as to actions in any other capacity, and shall continue as to a Covered Person who has ceased to serve in such capacity and shall inure to the benefit of the heirs, successors, assigns and administrators of such Covered Person.  A Covered Person shall not be denied indemnification in whole or in part under this Section 9.1(e) because such Covered Person had an interest in the transaction with respect to which the indemnification applies if the transaction was otherwise permitted by the terms of this Agreement.

 

(f)                                   Each Covered Person shall be indemnified and held harmless by the Company (but only to the extent of the Company’s assets), to the maximum extent permitted by applicable Law, from and against costs of investigation and preparations and fees, expenses and disbursements of attorneys reasonably incurred by any such Covered Person in connection with the defense or settlement of any action or proceeding by or in the right of the Company if the Covered Person acted in good faith and in a manner that the Covered Person reasonably believed to be in or not opposed to the best interests of the Company, except that no such indemnification shall be made in respect of any claim or proceeding as to which an Covered Person shall have been adjudged to be liable to the Company by a court of competent jurisdiction unless and only to the extent that the authority rendering such judgment shall determine that despite the adjudication of liability but in view of all the relevant circumstances, such Covered Person is fairly and reasonably entitled to indemnity for such expenses as such authority shall deem proper.

 

(g)                                  Reasonable, documented expenses incurred by a Covered Person for which such Covered Person could reasonably be expected to be entitled to indemnification under this Agreement in defending any civil, criminal, administrative or investigative action, suit or proceeding shall be paid by the Company in advance of the final disposition of such action, suit or proceeding; provided, however, that any such advance shall only be made if the Covered Person delivers a written affirmation by such Covered Person of its good faith belief that it is entitled to indemnification hereunder and agrees to repay all amounts so advanced if it shall ultimately be determined that such Covered Person is not entitled to be indemnified hereunder.

 

(h)                                 The obligations of the Company to the Covered Persons provided in this Agreement or arising under Law, including any indemnification obligations under this Section 9.1, are solely the obligations of the Company and shall be satisfied from and limited to Company assets, including insurance proceeds, if any, and no personal liability whatsoever shall attach to, or be incurred by, any Member or other Covered Person for such obligations.  Where the foregoing provides that no personal liability shall attach to or be incurred by a Covered Person, any claims against or recourse to such Covered Person for or in connection with such liability, whether arising in common law or equity or created by rule of law, statute, constitution, contract or otherwise, are expressly released and waived under this Agreement, to the fullest extent permitted by Law, as a condition of, and as part of the consideration for, the execution of this Agreement and any related agreement, and the incurring by the Company or such Member of the obligations provided in such agreements.

 

(i)                                     Nothing in this Section 9.1 shall be deemed to (a) limit or waive any rights that any Person has for breach of contract under the terms of this Agreement, the Contribution Agreement or any other binding agreement or (b) apply to any proceeding or dispute with respect to a Covered Person’s employment agreement or employment relationship with the Company or its Affiliates; provided, however, that each Member acknowledges that, other than as set forth in the Contribution Agreement, it is not relying upon any other Member or any of such other Member’s Affiliates, or any of such other Member’s or such other Member’s Affiliates’ respective stockholders, partners, members, directors, officers, managers, liquidators or employees, in making its investment or decision to invest in the

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Company or in monitoring such investment, and each Member hereby agrees that any claims against, actions, rights to sue, other remedies or other recourse to or against any other Member and such other Member’s Affiliates and any of such other Member’s or such other Member’s Affiliates’ respective stockholders, partners, members, directors, officers, managers, liquidators and employees (collectively, the “Released Persons”) for or in connection with any breach by any Released Person of this Agreement (other than a breach by a Released Person of its obligations under Section 7.4, Section 7.5 or Section 7.8) are expressly released and waived by each Member, in each case to the fullest extent permitted by applicable Law and provided, further, that nothing contained herein shall release or otherwise prevent any Member from asserting a claim against another Member with respect to a violation of the implied contractual covenant of good faith and fair dealing implied by the Act.  For the avoidance of doubt, the Company shall not be deemed to have waived or released its rights against any Released Person for a breach of such Released Person’s obligations to the Company pursuant to this Agreement or the Contribution Agreement.  For purposes of this Section 9.1(h), the Company and its Subsidiaries shall be deemed to not be an Affiliate of any Released Person.

 

(j)                                    The Company and each of the Members hereby acknowledges that certain of the Covered Persons (“Sponsor Indemnitees”) have certain rights to indemnification, advancement of expenses or insurance provided by the TCG, Sunoco or certain of their respective Affiliates (collectively, the “Sponsor Indemnitors”).  The Company hereby agrees, and the Members hereby acknowledge, that: (A) to the extent legally permitted and as required by the terms of this Agreement and the Certificate (or by the terms of any other agreement between the Company and a Sponsor Indemnitee), (i) the Company is the indemnitor of first resort (i.e. its obligations to each Sponsor Indemnitee are primary and any obligation of the Sponsor Indemnitors to advance expenses or to provide indemnification for the same expenses or liabilities incurred by any Sponsor Indemnitee are secondary) and (ii) the Company shall be required to advance the full amount of expenses incurred by a Sponsor Indemnitee and shall be liable for the full amount of all expenses, judgments, penalties, fines and amounts paid in settlement, without regard to any rights that a Sponsor Indemnitee may have against the Sponsor Indemnitors and (B) the Company irrevocably waives, relinquishes and releases the Sponsor Indemnitors from any and all claims for contribution, subrogation or any other recovery of any kind in respect of any of the matters described in clause (A) of this sentence for which any Sponsor Indemitee has received indemnification or advancement from the Company.  The Company further agrees that no advancement or payment by the Sponsor Indemnitors on behalf of any Sponsor Indemnitee with respect to any claim for which a Sponsor Indemnitee has sought indemnification from the Company shall affect the foregoing and that the Sponsor Indemnitors shall have a right of contribution or be subrogated to the extent of such advancement or payment to all of the rights of recovery of such Sponsor Indemnitee against the Company.  The Company and each Member agree that the Sponsor Indemnitors are express third party beneficiaries of the terms of this Section 9.1(i).

 

(k)                                 Any amendment, modification or repeal of this Section 9.1 or any provision hereof shall be prospective only and shall not in any way affect the limitations on liability of the Covered Persons, or terminate, reduce or impair the right of any past, present or future Covered Person, under and in accordance with the provisions of this Section 9.1 as in effect immediately prior to such amendment, modification or repeal with respect to claims arising from or relating to matters occurring, in whole or in part, prior to such amendment, modification or repeal, regardless of when such claims may arise or be asserted.

 

Section 9.2                                    Insurance.  The Company may maintain insurance (including directors’ and officers’ insurance), at its expense, to protect each Manager and Officer of the Company, and the Company may maintain such insurance to protect itself and any Covered Person or other Member of the Company, in each case against any expense, liability or loss, whether or not the Company would have the power to indemnify such Person against such expense, liability or loss under the Act.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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ARTICLE 10
 CERTAIN AGREEMENTS OF THE COMPANY AND MEMBERS

 

Section 10.1                             Maintenance of Books.  The Company shall keep or cause to be kept at its principal office complete and accurate books and records of the Company, supporting documentation of the transactions with respect to the conduct of the Company’s business and minutes of the proceedings of the Board and any of the Members.  The Company’s financial books and records shall be maintained on a full cost accounting basis unless otherwise agreed by the Board.  The records shall include complete and accurate information regarding the state of the business and financial condition of the Company; a copy of the Certificate and this Agreement and all amendments thereto; a current list of the names and last known business, residence or mailing addresses of all Members; and the Company’s federal, state and local Tax returns for the Company’s six most recent Tax years.

 

Section 10.2                             Accounts.  The Company shall establish one or more separate bank and investment accounts and arrangements for the Company, which shall be maintained in the Company’s name with financial institutions and firms that the Board may determine.  The Company may not commingle the Company’s funds with the funds of any Member.

 

Section 10.3                             Confidential Information.

 

(a)                                 Each Member agrees that, without the prior written consent of the Board, all Confidential Information shall be kept confidential by such Member and shall not be disclosed (other than for purposes of filing such Member’s tax returns or for other routine matters as required by law) by such Member in any manner whatsoever; provided, however, that any of such Confidential Information may be disclosed (i) to such Member’s Affiliates, to Persons who are (or who are prospective) beneficial owners of equity interests in, or potential financing sources of, the Company, such Member or its Affiliates and to managers, directors, officers, employees and authorized representatives (including attorneys, accountants, consultants, bankers and financial advisors) of the Company, such Member and of such Member’s Affiliates (collectively, for purposes of this Section 10.3(a), “Representatives”), each of which Representatives shall be bound by the provisions of this Section 10.3(a) or substantially similar terms, and that such Member shall be responsible for a breach of this Section 10.3(a) by any of its Representatives as if such Representative were a party hereto; (ii) to the extent to which the Company consents in writing (which shall be subject to Qualified Board Approval, which approval shall not be unreasonably withheld); (iii) to the extent not in violation of applicable Law, if disclosure is with respect to the terms of an Initial Member’s investment in the Company pursuant to this Agreement and the performance of that investment (whether in such Initial Member’s or its Affiliate’s fundraising materials or otherwise); (iv) by a Member or Representative to the extent reasonably necessary in connection with such Member’s enforcement of its rights under this Agreement; or (v) by any Member or Representative to the extent that the Member or Representative has received advice from its counsel that it is legally compelled to do so, provided, however, prior to making such disclosure, the Member or Representative, as the case may be, uses reasonable efforts to preserve the confidentiality of the Confidential Information, including consulting with the Company regarding such disclosure and, if reasonably requested by the Company, assisting the Company, at the Company’s expense, in seeking a protective order to prevent the requested disclosure.

 

(b)                                 The obligations of a Member pursuant to this Section 10.3 will continue following the time such Person ceases to be a Member.  Each Member acknowledges that disclosure of Confidential Information in violation of this Section 10.3 may cause irreparable damage to the Company and the Members for which monetary damages are inadequate, difficult to compute, or both.  Accordingly, each Member consents to the issuance of an injunction or the enforcement of other equitable remedies against such Member at the suit of an aggrieved party without the posting of any bond or other security, in order to compel specific performance of all of the terms of this Section 10.3.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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ARTICLE 11
 TAXES

 

Section 11.1                             Tax Returns.

 

The Company shall prepare and timely file all U.S. federal, state and local and foreign tax returns required to be filed by the Company.  Each Member shall furnish to the Company all pertinent information in its possession relating to the Company’s operations that is necessary to enable the Company’s tax returns to be timely prepared and filed.  The Company shall deliver to each Member as soon as practicable after the end of each calendar year, but in any event before March 30 of the subsequent year, a Schedule K-1 together with such additional information as may be required by the Members (or their owners) in order to file their individual returns reflecting the Company’s operations.  The Company shall bear the costs of the preparation and filing of its tax returns.

 

Section 11.2                             Tax Partnership.

 

It is the intention of the Members that the Company be classified as a partnership for U.S. federal income tax purposes.  Unless otherwise approved by the Qualified Board or in connection with a Qualified IPO pursuant to Section 7.6, neither the Company nor any Member shall make an election for the Company to be excluded from the application of the provisions of subchapter K of chapter 1 of subtitle A of the Code or any similar provisions of applicable state Law or to be classified as other than a partnership pursuant to Treasury Regulation Section 301.7701-3.

 

Section 11.3                             Tax Elections.  The Company shall make the following elections on the appropriate forms or tax returns:

 

(a)                                 to adopt the calendar year as the Company’s fiscal year, if permitted under the Code;

 

(b)                                 to adopt the accrual method of accounting for U.S. federal income tax purposes;

 

(c)                                  to elect to amortize the organizational expenses of the Company as permitted by Code Section 709(b);

 

(d)                                 with respect to any inventory contributed or treated as having been contributed by Sunoco, to elect the dollar method of pricing “last in, first out” inventory under Section 472 of the Code and the Treasury Regulations thereunder (and any similar election under applicable state and local law) (“LIFO”); and

 

(e)                                  any other election the Board may deem appropriate and in the best interests of the Members and that is consistent with the terms of this Agreement.

 

Section 11.4                             Tax Matters Member.

 

(a)                                 The tax matters partner of the Company pursuant to Code Section 6231(a)(7) shall be a Member designated from time to time by the Board subject to replacement by the Board (after consultation with at least one of the TCG Managers and one of the Sunoco Managers).  (Any Member who is designated as the tax matters partner is referred to herein as the “Tax Matters Member”).  The initial Tax Matters Member shall be TCG. The Tax Matters Member shall take such action as may be necessary to cause to the extent possible each other Member to become a notice partner within the meaning of Code Section 6231(a)(8).  The Tax Matters Member shall inform each other Member of all significant matters that may come to its attention in its capacity as Tax Matters Member by giving notice

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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thereof on or before the fifth (5th) day after becoming aware thereof and, within that time, shall forward to each other Member copies of all significant written communications it may receive in that capacity.

 

(b)                                 The Tax Matters Member shall take no action without the authorization of the Board (with such authorization reasonably determined by the Board after consultation with at least one of the TCG Managers and one of the Sunoco Managers) other than such action as may be required by Law.  Any reasonable, documented cost or expense incurred by the Tax Matters Member in connection with its duties, including the preparation for or pursuance of administrative or judicial proceedings, shall be paid by the Company.

 

(c)                                  The Tax Matters Member shall not enter into any extension of the period of limitations for making assessments on behalf of the Members without first obtaining the consent of the Board (with such consent reasonably determined by the Board after consultation with at least one of the TCG Managers and one of the Sunoco Managers).  The Tax Matters Member shall not bind any Member to a settlement agreement without obtaining the consent of such Member.  Any Member that enters into a settlement agreement with respect to any Company item (within the meaning of Code Section 6231(a)(3)) shall notify the other Members of such settlement agreement and its terms within 15 days from the date of the settlement.

 

(d)                                 No Member shall file a request pursuant to Code Section 6227 for an administrative adjustment of Company items for any taxable year without first notifying the other Members.  If the Board consents to the requested adjustment (with such consent reasonably determined by the Board after consultation with at least one of the TCG Managers and one of the Sunoco Managers), the Tax Matters Member shall file the request for the administrative adjustment on behalf of the Members.  If such consent is not obtained within 30 days from such notice, or within the period required to timely file the request for administrative adjustment, if shorter, any Member, including the Tax Matters Member, may file a request for administrative adjustment on its own behalf.  Any Member intending to file a petition under Code Sections 6226 or 6228 or any other Code Section with respect to any item involving the Company shall notify the other Members of such intention and the nature of the contemplated proceeding.  In the case where the Tax Matters Member is the Member intending to file such petition on behalf of the Company, such notice shall be given within a reasonable period of time to allow the other Members to participate in the choosing of the forum in which such petition will be filed.

 

(e)                                  If any Member intends to file a notice of inconsistent treatment under Code Section 6222(b), such Member shall give reasonable notice under the circumstances to the other Members of such intent and the manner in which the Member’s intended treatment of an item is (or may be) inconsistent with the treatment of that item by the other Members.

 

Section 11.5                             Section 83(b) Election.

 

Each Member who acquires Common Units that are Compensatory Membership Interests or Incentive Units agrees to consult with such Member’s tax advisor to determine the tax consequences of such acquisition and the advisability of filing an election under Code Section 83(b).  Each Member who acquires Incentive Units acknowledges and agrees to make an election under Code Section 83(b).  Each such Member acknowledges that it is the sole responsibility of such Member, and not the Company, to file the election under Code Section 83(b) even if such Member requests the Company or its Representatives to assist in making such filing.  Each such Member agrees to provide, on or before the due date for filing of such election, proof that such election has been filed timely.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Section 11.6                             Contributed LIFO Inventories.

 

The Board shall inform and consult with the Sunoco Manager if it determines in good faith to elect to use a method of accounting with respect to inventory contributed by a Sunoco Member other than LIFO and shall use commercially reasonable efforts to inform and consult with the Sunoco Manager if the Board believes that it is reasonably likely that a material amount of the LIFO inventory contributed by a Sunoco Member will be sold or otherwise disposed of in a manner that would cause the Sunoco Member to recognize any built-in gain with respect thereto for U.S. federal income tax purposes.

 

Section 11.7                             Characterization of Intermediation Arrangements.

 

Any material position on any tax return of the Company with respect to the characterization of the intermediation arrangements with respect to its inventory shall be supportable at level of comfort that is at least “more likely than not” (the “Standard”) as determined by a “Big Four” accounting firm selected in good faith by the Board (the “Accounting Firm”).  Within sixty (60) days of the Effective Date, the Company shall deliver to Sunoco a written determination of the Accounting Firm describing its conclusion (which reflect the Standard) with respect to the U.S. federal income tax treatment of the intermediation arrangements that are in effect at or immediately after the Effective Date.  If the Accounting Firm (or any successor firm selected in good faith by the Board) changes any such conclusion, the Board shall promptly notify Sunoco of such change.

 

ARTICLE 12
 DISSOLUTION, WINDING-UP AND TERMINATION

 

Section 12.1                             Dissolution.

 

(a)                                 Subject to Section 12.1(b), the Company shall be liquidated and its affairs shall be wound up on the first to occur of the following events (each a “Liquidation Event”) and no other event shall cause the Company’s dissolution:

 

(i)                                     the consent of Qualified Board in accordance with Article 8;

 

(ii)                                  at any time when there are no Members; and

 

(iii)                               entry of a decree of judicial dissolution of the Company under Section 18-802 of the Act.

 

(b)                                 If a Liquidation Event described in Section 12.1(a)(ii) shall occur, the Company shall not be dissolved, and the business of the Company shall be continued, if the requirements of Section 18-801 of the Act for the avoidance of dissolution are satisfied (a “Continuation Election”).

 

(c)                                  Except as otherwise provided in this Section 12.1, to the maximum extent permitted by the Act, the death, retirement, Resignation, expulsion, Bankruptcy or dissolution of a Member or the commencement or consummation of separation proceedings shall not constitute a Liquidation Event and, notwithstanding the occurrence of any such event or circumstance, the business of the Company shall be continued without dissolution.

 

Section 12.2                             Winding-Up and Termination.  On the occurrence of a Liquidation Event, unless a Continuation Election is made, the Board may select one or more Persons to act as liquidator or may itself act as liquidator.  The liquidator shall proceed diligently to wind up the affairs of the Company and make final distributions as provided herein and in the Act.  The costs of winding up shall be borne as a

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Company expense, including reasonable compensation to the liquidator if approved by the Board.  Until final distribution, the liquidator shall continue to operate the Company properties with all of the power and authority of the Board.  The steps to be accomplished by the liquidator are as follows:

 

(a)                                 as promptly as possible after dissolution and again after final winding up, the liquidator shall cause a proper accounting to be made by a recognized firm of certified public accountants of the Company’s assets, liabilities and operations;

 

(b)                                 the liquidator shall pay, satisfy or discharge from Company funds all of the debts, liabilities and obligations of the Company (including all expenses incurred in winding up) or otherwise make adequate provision for payment and discharge thereof (including the establishment of a cash escrow fund for contingent liabilities in such amount and for such term as the liquidator may reasonably determine); and

 

(c)                                  all remaining assets of the Company shall be distributed to the Members as follows:

 

(i)                                     the liquidator may sell any or all Company property, including to Members, and any resulting gain or loss from each sale shall be computed and allocated to the Capital Accounts of the Members in accordance with the provisions of Article 6;

 

(ii)                                  with respect to all Company property that has not been sold, the fair market value of that property shall be determined and the Capital Accounts of the Members shall be adjusted to reflect the manner in which the unrealized income, gain, loss and deduction inherent in such property that has not been reflected in the Capital Accounts previously would be allocated among the Members if there were a taxable disposition of that property for the fair market value of that property on the date of distribution; and

 

(iii)                               Company property shall be distributed among the Members in accordance with Section 6.1, and those distributions shall be made by the end of the taxable year of the Company during which the liquidation of the Company occurs (or, if later, 90 days after the date of the liquidation).

 

All distributions in kind to the Members shall be made subject to the liability of each distributee for costs, expenses and liabilities theretofore incurred or for which the Company has committed prior to the date of termination and those costs, expenses and liabilities shall be allocated to the distributee pursuant to this Section 12.2.  The distribution of cash or property to the Members in accordance with the provisions of this Section 12.2 constitutes a complete return to such Member of its Capital Contributions and a complete distribution to the Members of its Membership Interests (including Units) and all the Company’s property and constitutes a compromise to which all Members have consented within the meaning of Section 18-502(b) of the Act.  To the extent that a Member returns funds to the Company, it has no claim against any other Member for those funds.

 

Section 12.3                             Certificate of Cancellation.  On completion of the distribution of Company assets as provided herein, the Board (or such other Person or Persons as the Act may require or permit) shall file a certificate of cancellation with the Secretary of State of Delaware, cancel any other filings made pursuant to Section 2.5, and take such other actions as may be necessary to terminate the existence of the Company.  Upon the effectiveness of such certificate of cancellation, the existence of the Company shall cease, except as may be otherwise provided by the Act or other applicable Law.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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ARTICLE 13
 GENERAL PROVISIONS

 

Section 13.1                             Offset.  Whenever the Company is to pay or distribute any amount to any Member, any amounts that such Member, in its capacity as a Member, owes the Company, whether pursuant to this Agreement or the Contribution Agreement or otherwise, may be deducted from the amount to be paid or distributed to each Member before payment or distribution at the sole discretion of the Qualified Board.  The Qualified Board may in its sole discretion satisfy any obligation owing to the Company from any Member pursuant to the Contribution Agreement, including for the avoidance of doubt any indemnification obligation therein, through a recovery from Member of a number of Common Units whose aggregate fair market value as reasonably determined by the Qualified Board is equal in value to such obligation.

 

Section 13.2                             Notices.

 

(a)                                 Except as expressly set forth to the contrary in this Agreement, all notices, requests or consents provided for or required to be given hereunder shall be in writing and shall be deemed to be duly given if personally delivered, or mailed by certified mail, return receipt requested, or nationally recognized overnight or second-day delivery service with proof of receipt maintained, at the following addresses (or any other address that any such party may designate by written notice to the other parties in accordance herewith, except that such notice shall be effective only upon receipt):

 

(i)                                     if to the Company, at the address of its principal executive offices;

 

(ii)                                  if to an Initial Member, to the address given for the Member on Schedule I hereto; and

 

(iii)                               if to an Additional Member or a Substitute Member, to the address given for such Member in an Addendum Agreement.

 

Any such notice shall, if delivered personally, be deemed received upon delivery; shall, if delivered by certified mail, be deemed received upon the earlier of actual receipt thereof or five Business Days after the date of deposit in the United States mail, as the case may be; and shall, if delivered by nationally recognized overnight or second-day delivery service, be deemed received the second Business Day after the date of deposit with the delivery service.

 

(b)                                 Whenever any notice is required to be given by Law, the Certificate or this Agreement, a written waiver thereof, signed by the Person entitled to notice, whether before or after the time stated therein, shall be deemed equivalent to the giving of such notice.

 

Section 13.3                             Entire Agreement.  This Agreement (including the Exhibits and Schedules) and the Contribution Agreement constitute the entire agreement of the Members relating to the subject matter hereof and thereof and supersede all prior contracts or agreements with respect to the Company, whether oral or written, including the Original Agreement which is hereby restated and amended in its entirety.

 

Section 13.4                             Effect of Waiver or Consent.  A waiver or consent, express or implied, to or of any breach or default by any Person in the performance by that Person of its obligations with respect to the Company is not a consent or waiver to or of any other breach or default in the performance by that Person of the same or any other obligations of that Person with respect to the Company.  Failure on the part of a Person to complain of any act of any Person or to declare any Person in default with respect to

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

47

 

the Company, irrespective of how long that failure continues, does not constitute a waiver by that Person of its rights with respect to that default until the applicable statute-of-limitations period has run.

 

Section 13.5                             Amendment or Restatement; Power of Attorney.

 

(a)                                 Subject to Section 13.5(b) and except as otherwise provided in Sections 8.9 or 9.1(k), this Agreement (including any Exhibit or Schedule hereto) or the Certificate may only be amended, modified, supplemented or restated, and any provisions of this Agreement or the Certificate may only be waived, by written instrument executed by Members holding a majority of the Common Units; provided, however, that:

 

(i)                                     any such amendment, modification, supplement, restatement or waiver that would alter or change the rights, obligations, powers or preferences of Sunoco in the its capacity as a holder of a Common Units in a disproportionate and adverse manner, compared to the rights, obligations, powers and preferences specific to TCG in its capacity as a holder of Common Units (as of immediately prior to such amendment) shall also require the prior written consent of Sunoco;

 

(ii)                                  any such amendment, modification, supplement, restatement or wavier to Section 3.3, Section 3.7(a) that would have the effect of removing Sunoco’s preemptive rights under Section 7.7, Section 3.8, Section 5.4, Section 6.1 (other than any changes necessary to reflect the issuance of a new class of units issued in accordance with Section 3.7(a)), Article 7, Section 8.2 (other than to expand the Board to reflect the rights that any Additional Member may receive upon the issuance of Units in accordance with Section 3.7(a)), Section 8.3(b), Section 8.4, Section 8.5(b), Section 8.6, Section 8.9, Section 11.6, Section 11.7, Section 12.1 (to remove the right of the Qualified Board Approval thereunder), Section 13.5, in each case that by its terms adversely affects Sunoco shall not be made without the prior written consent of Sunoco; and

 

(iii)                               any such amendment, modification, supplement, restatement or waiver that would require a Capital Contribution to the Company by a Member, shall also require the prior written consent of such Member.

 

(b)                                 Notwithstanding anything to the contrary in this Section 13.5, this Agreement may be amended to (i) admit Substitute Members or Additional Members, and (ii) make such other amendments as are necessary or appropriate to effect the foregoing as long as such amendments do not disproportionately and adversely affect Sunoco, compared to its position with respect to TCG prior to such amendment without Sunoco’s prior written consent.

 

(c)                                  Except as required by Law, no amendment, modification, supplement, discharge or waiver of or under this Agreement shall require the consent of any Person not a party to this Agreement.

 

(d)                                 Each Member irrevocably makes, constitutes and appoints each Manager of the Company, acting individually or collectively, as its true and lawful agent and attorney-in-fact, with full power of substitution and full power and authority in its name, place and stead, to make, execute, sign, acknowledge, swear to, record and file (i) any amendment, modification, supplement, restatement or waiver of any provision of this Agreement that has been approved in accordance with this Agreement, (ii) all other instruments, certificates, filings or papers not inconsistent with the terms of this Agreement which may be necessary or advisable in the determination of the Board to evidence an amendment, modification, supplement, restatement or waiver of, or relating to, this Agreement (including changes to the Members’ Schedules), (iii) all instruments required or necessary to admit Additional Members and Substituted Members to the Company and to issue additional Units or other Membership Interests (or

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

48

 

securities convertible into or exercisable or exchangeable for Membership Interests) as provided in this Agreement; (iv) all instruments required or necessary to effect an IPO Exchange or as are otherwise required or necessary to facilitate a Qualified IPO in accordance with this Agreement, including any instruments related to any subscription by the Members in any IPO Issuer; (v) all conveyances and other instruments or papers required or necessary, to effect the dissolution and termination of the Company pursuant to the provisions of this Agreement; and (vi) all other instruments or papers not inconsistent with the terms of this Agreement which may be required to give effect or carry out another provision of this Agreement or which may be required by Law to be filed on behalf of the Company or required to permit the Company to become or continue to be a limited liability company in each jurisdiction where the Company may be doing business.

 

(e)                                  With respect to each Member and each Additional Member or Substituted Member, the foregoing power of attorney: (i) is coupled with an interest and given to secure a proprietary interest, shall be irrevocable and shall survive the incapacity or Bankruptcy of such Member; (ii) may be exercised by the Board through any Manager either by signing separately as attorney-in-fact for such Member or, after listing all of the Members executing an instrument, by a single signature of such Manager acting as attorney-in-fact for all of them; and (iii) shall survive the Disposition by such Member of all or any portion of the Units held by such Member; except that, where the assignee of the whole of such Member’s interest has been approved in accordance with the terms hereof for admission to the Company as an Additional Member or Substituted Member, the power of attorney of the assignor shall survive the delivery of such assignment for the sole purpose of enabling the Company to execute, swear to, acknowledge and file any instrument necessary or appropriate to effect such substitution.

 

Section 13.6                             Binding Effect.  This Agreement shall be binding upon and shall inure to the benefit of the Company and each Member and their respective heirs, successors, permitted assigns, permitted distributees and legal representatives; and by their signatures hereto, the Company and each Member intends to and does hereby become bound.  Except as set forth in Section 9.1(i), nothing expressed or mentioned in this Agreement is intended or shall be construed to give any Person other than the parties hereto and their respective successors and permitted assigns any legal or equitable right, remedy or claim under, in or in respect of this Agreement or any provision herein contained.  The rights under this Agreement may be assigned by a Member to a transferee of all or a portion of such Member’s Membership Interests transferred in accordance with this Agreement (and shall be assigned to the extent this Agreement requires such assignment), but only to the extent of such Units so transferred; it being understood that the assignment of any rights under this Agreement shall not constitute admission to the Company as a Member unless and until such transferee is duly admitted as a Member in accordance with this Agreement.

 

Section 13.7                             Governing Law; Severability; Limitation of Liability.

 

(a)                                 This agreement is governed by and shall be construed in accordance with the Law of the State of Delaware, without regard to the conflict of law principles of such state.

 

(b)                                 The parties hereto hereby irrevocably submit to the exclusive jurisdiction of the any Delaware Chancery Court located in Wilmington, Delaware, or, if such court shall not have jurisdiction, any federal court of the United States or other Delaware state court, in either case located in Wilmington, Delaware, and appropriate appellate courts therefrom, over any dispute arising out of or relating to this Agreement or any of the transactions contemplated hereby (except as otherwise expressly provided in the Contribution Agreement or any employment agreement, non-competition and confidentiality agreement or Equity Grant Agreement), and each party hereby irrevocably agrees that all claims in respect of such dispute may be heard and determined in such courts.  The parties hereby irrevocably waive, to the fullest extent permitted by applicable Law, any objection which they may now or hereafter have to the laying of

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

49

 

venue of any dispute arising out of or relating to this Agreement or any of the transactions contemplated hereby brought in such courts or any defense of inconvenient forum for the maintenance of such dispute.  Each of the parties hereto agrees that a judgment in any such dispute may be enforced in other jurisdictions by suit on the judgment or in any other manner provided by Law.  This consent to jurisdiction is being given solely for purposes of this Agreement and is not intended to, and shall not, confer consent to jurisdiction with respect to any other dispute in which a party to this Agreement may become involved.  Each of the parties hereto hereby consents to process being served by any party to this Agreement in any suit, action, proceeding or counterclaim of the nature specified in this subsection (b) by the mailing of a copy thereof in the manner specified by the provisions of Section 13.2.  EACH OF THE PARTIES HERETO HEREBY KNOWINGLY AND VOLUNTARILY IRREVOCABLY WAIVES ALL RIGHT TO TRIAL BY JURY IN ANY LEGAL PROCEEDING ARISING OUT OF OR RELATING TO THIS AGREEMENT OR ANY OF THE TRANSACTIONS CONTEMPLATED HEREBY.

 

(c)                                  In the event of a direct conflict between the provisions of this Agreement and (i) any provision of the Certificate or (ii) any mandatory, non-waivable provision of the Act, such provision of the Certificate or the Act shall control.  If any provision of the Act provides that it may be varied or superseded in the agreement of a limited liability company (or otherwise by agreement of the members or managers of a limited liability company), such provision shall be deemed superseded and waived in its entirety if this Agreement contains a provision addressing the same issue or subject matter.

 

(d)                                 If any provision of this Agreement is held to be illegal, invalid or unenforceable under present or future Laws effective during the term of this Agreement, such provision shall be fully severable; this Agreement shall be construed and enforced as if such illegal, invalid or unenforceable provision had never comprised a part of this Agreement; and the remaining provisions of this Agreement shall remain in full force and effect and shall not be affected by the illegal, invalid or unenforceable provision or by its severance from this Agreement.  Furthermore, in lieu of each such illegal, invalid or unenforceable provision, there shall be added automatically as a part of this Agreement a provision as similar in terms to such illegal, invalid or unenforceable provision as may be possible and be legal, valid and enforceable.

 

Section 13.8                             Further Assurances.  In connection with this Agreement and the transactions contemplated hereby, the Company and each Member shall execute and deliver all such future instruments and take such other and further action as may be reasonably necessary or appropriate to carry out the provisions of this Agreement and the intention of the parties as expressed herein.

 

Section 13.9                             Counterparts.  This Agreement may be executed in any number of counterparts (including PDF or facsimile counterparts), each of which, when so executed and delivered, shall be deemed an original, and all of which together shall constitute a single instrument.  Delivery of a copy of this Agreement bearing an original signature by facsimile transmission or by electronic mail shall have the same effect as physical delivery of the paper document bearing the original signature.

 

Section 13.10                      No Presumption.  Each party to this Agreement acknowledges that, in the event any ambiguity or question of intent or interpretation arises, this Agreement shall be construed as if drafted jointly by the parties to this Agreement, and no presumption or burden of proof shall arise favoring or disfavoring any party by virtue of the authorship of any provisions of this Agreement.

 

Section 13.11                      Specific Performance.  Each Member acknowledges that it shall be inadequate or impossible, or both, to or any legal representative of any party hereto fails to comply with any of the restrictions or obligations imposed by this Agreement, that every such restriction and obligation is material, and that in the event of any such failure, the Company or the Initial Members shall not have an adequate remedy at law or in damages.  Therefore, each Member consents to the issuance of an injunction

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

50

 

or the enforcement of other equitable remedies against such Member at the suit of an aggrieved party without the posting of any bond or other security, to compel specific performance of all of the terms of this Agreement.

 

Section 13.12       No Right to Partition.  Except as otherwise expressly provided in this Agreement, the Members, on behalf of themselves and their shareholders, partners, successors and assigns, if any, hereby specifically renounce, waive and forfeit all rights, whether arising under contract or statute or by operation of law, to seek, bring or maintain any action in any court of law or equity for partition of the Company or any asset of the Company, or any interest which is considered to be Company property, regardless of the manner in which title to any such property may be held.

 

*           *           *           *           *           *

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

51

 

IN WITNESS WHEREOF, the Company and the Members have executed this Agreement as of the date first set forth above.

 

 

	
 
    	
PHILADELPHIA ENERGY SOLUTIONS   LLC
    
	
 
    	
 
    
	
 
    	
By: [TCG]
    
	
 
    	
Its: Managing Member
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    	
 
    
	
 
    	
Title:
    	
 
    
	
 
    	
 
    
	
 
    	
By: Sunoco, Inc.
    
	
 
    	
Its: Managing Member
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    	
 
    
	
 
    	
Title:
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
[TCG]
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    	
 
    
	
 
    	
Title:
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
SUNOCO, INC.
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    	
 
    
	
 
    	
Title:
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

EXHIBIT A

 

ADDENDUM AGREEMENT

 

This Addendum Agreement is made this     day of               , 20   (this “Addendum Agreement”), by and between                        (the “Transferee”) and Philadelphia Energy Solutions LLC, a Delaware limited liability company (the “Company”), pursuant to the terms of the Amended and Restated Limited Liability Company Agreement of the Company executed and agreed to as of [   ], 2012 and effective as of the Effective Date, including all exhibits and schedules thereto (as amended, the “LLC Agreement”).  Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the LLC Agreement.

 

WITNESSETH:

 

WHEREAS, the Company and the Members entered into the LLC Agreement to impose certain restrictions and obligations upon themselves, and to provide certain rights, with respect to the Company and its Units; and

 

WHEREAS, the Company and the Members have required in the LLC Agreement that all Persons to whom Units of the Company are transferred and all other Persons acquiring Units (each such Person, a “Transferee”) must enter into an Addendum Agreement binding the Transferee and the Transferee’s spouse, if applicable, to the LLC Agreement to the same extent as if they were original parties thereto and imposing the same restrictions and obligations on the Transferee, the Transferee’s spouse, if applicable, and the Units to be acquired by the Transferee as are imposed upon the Members under the LLC Agreement;

 

NOW, THEREFORE, in consideration of the mutual promises of the parties and as a condition of the purchase or receipt by the Transferee of the Units, the Transferee acknowledges and agrees as follows:

 

1.             The Transferee has received and read the LLC Agreement and acknowledges that the Transferee is acquiring Units subject to the terms and conditions of the LLC Agreement.

 

2.             The Transferee agrees that the Units acquired or to be acquired by the Transferee are bound by and subject to all of the terms and conditions of the LLC Agreement, and hereby joins in, and agrees to be bound by, and shall have the benefit of, all of the terms and conditions of the LLC Agreement to the same extent as if the Transferee were an original party to the LLC Agreement; provided, however, that the Transferee’s joinder in the LLC Agreement shall not constitute admission of the Transferee as a Member unless and until the Transferee is duly admitted in accordance with the terms of the LLC Agreement.  This Addendum Agreement shall be attached to and become a part of the LLC Agreement.

 

3.             The Transferee hereby represents and warrants, with respect to the Transferee, as of the date hereof to the Company the matters set forth in Section 4.1 of the LLC Agreement.

 

4.             Any notice required as permitted by the LLC Agreement shall be given to the Transferee at the address listed beneath the Transferee’s signature below.

 

5.             The Transferee is acquiring [       ] Units.  [The [   ] Units have a Threshold Value of [    ].]

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

1

 

6.             The Transferee irrevocably makes, constitutes and appoints each Manager of the Company, acting individually or collectively, as its true and lawful agent and attorney-in-fact, with full power of substitution and full power and authority in its name, place and stead, to make, execute, sign, acknowledge, swear to, record and file (i) the Agreement, any amendment, modification, supplement, restatement or waiver of any provision of the Agreement that has been approved in accordance with the Agreement, (ii) all other instruments, certificates, filings or papers not inconsistent with the terms of the Agreement which may be necessary or advisable in the determination of the Board to evidence an amendment, modification, supplement, restatement or waiver of, or relating to, the Agreement (including changes to the Members’ Schedules), (iii) all instruments required or necessary to admit Additional Members and Substituted Members to the Company and to issue additional Units or other Membership Interests (or securities convertible into or exercisable or exchangeable for Membership Interests) as provided in the Agreement; (iv) all instruments required or necessary to effect an IPO Exchange or as are otherwise required or necessary to facilitate a Qualified IPO in accordance with the Agreement, including any instruments related to any subscription by the Members in any IPO Issuer; (v) all conveyances and other instruments or papers required or necessary, to effect the dissolution and termination of the Company pursuant to the provisions of the Agreement; and (vi) all other instruments or papers not inconsistent with the terms of the Agreement which may be required to give effect or carry out another provision of the Agreement or which may be required by Law to be filed on behalf of the Company or required to permit the Company to become or continue to be a limited liability company in each jurisdiction where the Company may be doing business.  With respect to the Transferee, the foregoing power of attorney (x) is intended to secure an interest in property and the Transferee agrees that the foregoing power of attorney shall be irrevocable and shall survive the incapacity or Bankruptcy of the Transferee and (y) shall survive the Disposition by the Transferee of all or any portion of the Units or Membership Interests held by the Transferee.

 

7.             [The spouse of the Transferee is aware of, understands and consents to the provisions of the Agreement and its binding effect upon any community property interest or marital settlement awards he or she may now or hereafter own or receive, and agrees that the termination of his or her marital relationship with such Transferee for any reason shall not have the effect of removing any Units subject to the Agreement from the coverage thereof and that his or her awareness, understanding, consent and agreement is evidenced by his or her signature below.]

 

8.             THIS ADDENDUM AGREEMENT IS GOVERNED BY AND SHALL BE CONSTRUED IN ACCORDANCE WITH THE LAW OF THE STATE OF DELAWARE, WITHOUT REGARD TO THE CONFLICTS OF LAW PRINCIPLES OF SUCH STATE.

 

[Signature Page Follows]

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

2

 

	
 
    	
 
    	
[                                                                          ]
    
	
Transferee
    	
 
    	
[Transferee’s Spouse]
    
	
 
    	
 
    	
 
    
	
Address:
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    

 

AGREED TO on behalf of the Members of the Company pursuant to Section 3.7 of the LLC Agreement.

 

	
 
    	
[Newco]   LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    	
 
    
	
 
    	
Title:
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Final Exhibit Version

 

EXHIBIT C

 

LINE-FILL PROMISSORY NOTE TERM SHEET

 

·                  Obligor:  NewCo.

 

·                  Obligee:  SUN.

 

·                  Maturity Date:  The first anniversary of the Closing Date.

 

·                  Principal Amount: The Estimated Line-Fill Amount, to be automatically adjusted in accordance with Section 2.9(d) of the Contribution Agreement.

 

·                  Interest: The parties are to reasonably determine in good faith a market interest rate.

 

·                  Payment Dates:  Only on Maturity Date, or such earlier date at NewCo’s sole discretion.

 

·                  Pre-Payment:  Allowed without penalty.

 

·                  Acceleration: Upon (i) bankruptcy and insolvency events of obligor and its subsidiaries and (ii) change of control of obligor.

 

·                  Governing Law: New York.

 

·                  Subordinated to other debt (including the Debt Financing) of NewCo and the agreements underlying the Intermediation Transaction and the obligations in respect of the Intermediary Financing.

 

·                  The note will be unsecured.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

C-1

 

Final Exhibit Version

 

EXHIBIT D

 

REGISTRATION RIGHTS AGREEMENT TERM SHEET

 

Parties:   NewCo and, solely for the purposes of this Exhibit D, as such terms are defined in the Amended & Restated NewCo LLC Agreement: TCG and Sunoco.

 

Following a Qualified IPO, as defined in the Amended & Restated NewCo LLC Agreement:

 

·                  Three demand rights for each of TCG and Sunoco.

 

·                  TCG and Sunoco will each have unlimited customary piggyback registration rights.

 

·                  NewCo will bear all expenses related to registrations.

 

·                  Once NewCo is eligible to file shelf registrations, NewCo will file and keep a shelf registration statement in place.

 

·                  TCG and Sunoco will each have unlimited shelf registration rights.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

D-1

 

Final Exhibit Version

 

EXHIBIT E

 

RETAIL AGREEMENT TERM SHEET

 

Parties:  NewCo and SUN.

 

·                  NewCo will not incur any expenses for any rack or distribution costs (including for the avoidance of doubt, SXL fees and expenses, such as for using the Belmont Rack) associated with Sunoco’s retail business, all of which are to be paid by SUN.

 

·                  Subject to the following, in no event shall NewCo be required to deliver to SUN more than the volume of refined product NewCo produces during any period, notwithstanding anything herein to the contrary:

 

	
Issue
    	
 
    	
Term Sheet Provision
    
	
FORCE   MAJEURE EVENTS
    
	
Force Majeure definition
    	
 
    	
·                  Includes major   mechanical failures
    
	
Volume commitment to Sunoco during force majeure
    	
 
    	
·                  Sunoco gets   all produced barrels up to the volumes in the Sunoco off-take contract
    
	
Party responsible for buying volume to cover   shortfall
    	
 
    	
·                  Sunoco
    
	
Party responsible for bearing cover cost on   purchased product
    	
 
    	
·                  Sunoco
    
	
PLANNED   MAINTENANCE & TURNAROUNDS
    
	
Notice requirement from Refinery to Sunoco
    	
 
    	
·                  90 days
    
	
Volume commitment to Sunoco during planned   maintenance and turnarounds
    	
 
    	
·                  Sunoco gets   all produced barrels up to the volumes in the Sunoco off-take contract
    
	
Party responsible for buying volume to cover   shortfall
    	
 
    	
·                  NewCo
    
	
Party responsible for bearing cover cost on   purchased product
    	
 
    	
·                  NewCo   and Sunoco each pay 50% of the freight and other logistics costs to deliver   purchased product to the Refinery;

·                  Sunoco   pays the cost of the product FOB load port;

·                  NewCo   will use commercially reasonable best efforts to mitigate damages to Sunoco;

·                  The   Parties will develop mutually agreeable procedures to move this purchased   product through the Refinery and into Sunoco’s downstream distribution   network
    
	
UNPLANNED   OUTAGES (NON-FORCE MAJEURE)
    
	
Volume commitment to Sunoco during unplanned outages   that do not qualify as force majeure events
    	
 
    	
·                  Sunoco   gets all produced barrels up to the volumes in the Sunoco off-take contract

·                  The   off-take contract will contain a 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

E-1

 

	
 
    	
 
    	
reasonable, mutually   acceptable range for daily and monthly volume delivery requirements
    
	
Party responsible for buying volume to cover   shortfall
    	
 
    	
·                  Sunoco
    
	
Party responsible for bearing cover cost on   purchased product
    	
 
    	
·                  NewCo   pays Cover Damages on the volume shortfall (defined as the actual cost of the   purchased product less the Contract price, all measured FOB Refinery)
    

 

At the Closing, Sunoco will prepay for 1 day of volume, which NewCo will have 30 days to repay without interest.

 

Term: 10 years from the Closing Date.

 

Price: Argus New York Harbor Barge Mean minus $[**] per gallon.

 

Payment Terms: Invoice submitted to Sunoco within five business days after product delivery; Sunoco pays three days after receipt of invoice

 

Title Transfer: FOB Refinery

 

RVP adjustment for different RVP grades than Argus Posting.

 

RINS: For all applicable Products delivered under this Agreement NewCo shall be entitled to and SUN shall convey, all D6 Renewable Fuel RINs generated by Sunoco from subsequent blending of JV’s produced applicable Products with ethanol or biofuel, per applicable EPA regulations. SUN shall not be obligated to provide RINs for any volumes for which Sunoco is not the downstream blender of record.

 

Volume: As provided below, in thousands of barrels per day, subject to seasonal adjustment and industry standard variances on a daily/weekly/monthly basis to be mutually agreed by NewCo and SUN.

 

	
Product
    	
 
    	
Years 1-5
    	
 
    	
Years 6-8
    	
 
    	
Years 9-10
    	
 
    
	
RBOB
    	
 
    	
75
    	
 
    	
60
    	
 
    	
45
    	
 
    
	
PBOB
    	
 
    	
15
    	
 
    	
10
    	
 
    	
10
    	
 
    
	
CBOB
    	
 
    	
20
    	
 
    	
15
    	
 
    	
10
    	
 
    
	
Total   Gasoline
    	
 
    	
110
    	
 
    	
85
    	
 
    	
65
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Diesel
    	
 
    	
40
    	
 
    	
30
    	
 
    	
25
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

E-2

 

Marcus Hook Facility Butane Storage Terms:

 

·                  Term: 10 year deal, first 3 years no charge

 

·                  Volume: 775,000 barrels of storage capacity at Marcus Hook Caverns 1, 2 and 3, or storage capacity at another location so long as there is no additional cost to NewCo

 

Price:                  $0.25 per gallon per year (2012 price), plus customary ancillary fees; all fees subject to CPI escalator subject to a cap

 

Air Compressors at Marcus Hook:  Prior to a sale of the Marcus Hook facility, Sunoco will evaluate its need for the air compressors located at Marcus Hook.  During such period, NewCo will have a right of first refusal on the sale by Sunoco of the air compressors.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

E-3

 

Final Exhibit Version

 

Exhibit F

 

SXL Agreements Term Sheet

 

The SXL Agreements shall include the following key terms. SXL and TCG will use reasonable efforts to agree to the other terms, conditions and provisions of each of the SXL Agreements set forth herein, which shall be customary and to SXL’s and TCG’s respective reasonable satisfaction.

 

New contract with Sunoco Logistics for Fort Mifflin/Darby Creek/Hog Island crude unloading and storage:

 

·                  Term: 10 years

·                  Volume: An average throughput of at least 300,000 barrels per day minimum per contract year

·                  Price: $[**] per barrel; ancillary fees as in current Sunoco contract with Sunoco Logistics; all fees subject to CPI escalator, subject to a cap as in the current Marine Dock and Terminalling Agreement, dated March 1, 2009.

·                  Purchase Option: NewCo will have an option to purchase the assets at FMV.

·                  Other: NewCo will have the right of first refusal on the sale by SXL of any of the assets.

 

Subject to the sole discretion of each of SXL and TCG (prior to the Closing) and NewCo (following the Closing) for a period up until 120 days after closing: New contract with Sunoco Logistics for domestic crude rail car off-loading at Fort Mifflin:

 

·                  Term: 10 Years

·                  Volume: [**] barrels per day minimum volume

·                  Price: $[**] per barrel (2012 price), plus customary ancillary fees; all fees subject to CPI escalator

 

New contract with Sunoco Logistics to lease tanks at Eagle Point:

 

·                  Term: 10 years

·                  Volume: 653,000 barrels shell capacity in three diesel tanks, numbers 401, 403 and 404; SXL can substitute tanks provided there is no additional cost and no loss of operating flexibility to the joint venture

·                  Price: $[**] per barrel per month on shell tank capacity; dock charges and ancillary fees same as in Terminaling & Storage Agreement — Eagle Point by and Between Sunoco Partners Marketing & Terminal L.P. and Sunoco, Inc. (R&M), dated [   ] effective as of

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

1

 

July 2012; all fees subject to CPI escalator, subject to a cap as in the Terminal and Storage Agreement — Eagle Point.

·                  Other: Joint venture will also have access to 7.36 mile, 12” Woodbury Transfer line and 4.03 miles 16” Woodbury Transfer line, each at the posted tariff.

 

New contract with Sunoco Logistics for jet fuel storage and throughput in Paulsboro, NJ

 

·                  Term: 10 years

·                  Volume: No minimum volume requirement

·                  Price: Same pricing as in existing SXL - Master Terminal Services Agreement; all fees subject to CPI escalator.

 

New contract with Sunoco Logistics for throughput of refined products at the Belmont truck loading rack:

 

·                  Term:10 years

·                  Volume: No minimum volume requirement

·                  Price:Same pricing as in SXL - Master Terminal Services Agreement ; all fees subject to CPI escalator, subject to a cap as in SXL - Master Terminal Services Agreement.

·                  Assignment of the NewCo’s rights to the Intermediary at NewCo’s discretion.

·                  NewCo to have option to purchase facility.

·                  NewCo will have the right of first refusal on the sale by SXL of the Belmont truck loading rack.

·                  Sunoco Logistics shall have the right to purchase the tanks, pipelines and related equipment that supply the Belmont truck loading rack at fair market value in the event that the Refinery is permanently idled. Similarly, Sunoco Logistics shall also have access rights to utilize this equipment to bring product into the Belmont truck loading rack in the event of a temporary idling of the Refinery.

 

Assignment of the Inter-refinery Pipeline Lease (IRPL) of the 3 bi-directional 18 mile pipelines connecting the Refinery and the Marcus Hook refinery, dated February 8, 2002, as amended by amendment number 3.

 

Assignment of existing Sunoco/Sunoco Logistics contract for purchase of Bakken crude oil

 

·                  Term: Month to month

·                  Volume: Up to 25,000 barrels per day (Buyer to nominate)

·                  Price: Simple monthly average of North Sea Dated Brent minus $[**]/barrel plus a transportation adjustment (for freight cost from North Sea to U.S. East Coast)

 

Potential crude pipeline from Buffalo to Refinery

 

·                  In the event Sunoco Logistics builds a crude oil pipeline from Buffalo, NY to the Philadelphia refinery, Sunoco Logistics will pursue commercial negotiations with

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

2

 

Carlyle with the objective of Carlyle becoming an anchor shipper on the pipeline, subject to customary commercial and applicable legal and regulatory considerations.

 

Interim Period Efforts

 

·                  The Parties will undertake between signing and closing to identify the SXL assets within the Refinery and negotiate in good faith an option to purchase certain of those assets as applicable.

 

Three Pipelines (APL 4, APL5 and Keystone Line) in the Refinery

 

·                  The parties to negotiate in good faith to reasonably define “permanent idling” and “long-term temporary idling.”

·                  In the event of a “permanent idling,” SXL to have an option to purchase the three pipelines at fair market value.

·                  In the event of “long-term temporary idling,” SXL to be receive access rights to the three pipelines at fair market value.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

3

 

Final Exhibit Version

 

EXHIBIT G

 

TRANSITION SERVICES AGREEMENT

 

Term Sheet

 

Purpose:    To set forth the terms and conditions for the provision (i) by Sunoco, Inc. (R&M) (“Sunoco”) to NewCo of certain transition services, to the extent necessary for the operation of the Refinery following Closing substantially consistent with Sunoco’s and each of its Affiliates’ (excluding SXL) Ordinary Course of Business (the “Pre-Closing Levels”) and (ii) by NewCo to Sunoco of certain transition services, to the extent necessary for Sunoco to (a) operate the retained businesses/assets following Closing (in recognition of the fact that NewCo would hire the employees who support those functions), (b) meet regulatory obligations with respect to its pre-Closing obligations at the Refinery, and (c) comply with a third party transition services arrangement involving an asset sale at the Marcus Hook Refinery (the “MH TSA”).  “Ordinary Course of Business” shall mean the ordinary course of business in all material respects consistent with Sunoco’s and each of its Affiliates’ (excluding SXL) past custom and practice during the twelve (12) month period immediately prior to the Closing Date.

 

Term:               The term of each transition service (each a “Service Period”) will be set forth on an exhibit to the TSA, provided that no such service shall continue for a term of more than twelve (12) months or such shorter term as explicitly set forth herein.  The term of each Service Period may be terminated by the beneficiary of such service on not less than forty-five (45) days notice to the service provider.

 

Services Provided by Sunoco to NewCo:    The transition services to be provided to NewCo would cover the following business processes/areas and will be set forth in further detail on an exhibit to the TSA which shall be negotiated by the parties prior to Closing: accounts payable processes; crude oil accounting; general accounting payroll; general ledger; state and federal tax information preparation; environmental records; product safety (MSDS authoring and distribution); HR (payroll services, including payroll deductions for contributions to any 401K Benefit Plan established by NewCo or its Affiliates if based on commercially reasonable efforts Sunoco is able to make and remit such deductions in accordance with applicable law); treasury bank account and cash management); information technology operation and support (for the systems and applications necessary to run the business processes detailed above); data center operations, e-mail, helpdesk, telecommunications and network operation and support; and, other mutually agreed upon services necessary to operate the Refinery and, benefit services set forth on Annex 1 hereto.  Notwithstanding the foregoing, Sunoco shall not be required to provide the foregoing services after the date that is six months following the Closing Date if staffing levels at Sunoco are not reasonably adequate to support such services; provided, that during the applicable Service Period, Sunoco shall use reasonable efforts to maintain staffing levels reasonably adequate to support the applicable transition services.

 

Services Provided by NewCo to Sunoco:  Subject to the provisions of the Contribution Agreement, the transition services to be provided to Sunoco would cover the following business processes/areas and will be set forth in further detail on an exhibit to the TSA which shall be

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

negotiated by the parties prior to Closing:  foreign trade zone operation and accounting(1); quality and fuels compliance reporting(2); [environmental fees & reporting(2); other government reporting](3); fixed assets support; accounting close support (for month preceding the Closing); information technology support (for the MH TSA); remediation activities relative to Sunoco’s obligations regarding pre-Closing environmental liabilities; and, other mutually agreed upon services that may be necessary for Sunoco to comply with the MH TSA.(4)  Notwithstanding the foregoing, NewCo shall not be required to provide the foregoing services after the date that is six months following the Closing Date if staffing levels at NewCo are not reasonably adequate to support such services; provided, that during the applicable Service Period, NewCo shall use reasonable efforts to maintain staffing levels reasonably adequate to support the applicable transition services.

 

Fees:  The monthly fees for each transition service shall be set forth on an exhibit to the TSA.  Either party may charge a reasonable management fee (to cover management of, and infrastructure costs of providing, all transition services).

 

Level of Service:  Sunoco shall provide or cause to be provided the transition services to NewCo and shall perform the transition services with the degree of care, skill and diligence with which it has performed similar services for the contributed assets and the Refinery prior to the Closing Date, and in a commercially reasonable manner. The quantity or quality of transition services provided by Sunoco shall be consistent with the Ordinary Course of Business and in accordance with the Pre-Closing Levels.  NewCo shall provide or cause to be provided the transition services to Sunoco and shall perform the transition services in a commercially reasonable manner.  Each party shall have the right to outsource or subcontract the provision of services, provided that such party shall remain liable to the other party under the TSA.  [Sunoco and NewCo shall each appoint one [service representative / service coordinator] to act as primary contact person with respect to the transition services.]

 

Invoice & Payment Terms:  Invoices shall be delivered by the service provider by the 5th of each calendar month.  Payment shall be made by the service recipient within fifteen (15) calendar days after receipt of invoice.  Interest may be charged for late payments.

 

Other:  The TSA will include customary confidentiality, non-use, force majeure, compliance with laws, indemnification, and limitation of liability provisions (recognizing the fact that these services are being provided as an accommodation to the receiving party).  Except in the case of gross negligence or fraud on the part of a party, the service provider’s total liability will be capped at the total amount of fees received by it under the TSA.  Sunoco will comply with TCG’s reasonable requirements, including regarding access to property and maintaining adequate insurance.

 

(1)  Sunoco will maintain its operator bond during the transition services period.

(2)  Assumes Sunoco Quality Group would be hired by NewCo.

(3)  Note to Draft: Please specify what this is referring to. As the primary govt. reporting obligations relate to refining, Sunoco’s employee who does this is going to the JV.  However, we need support on all other govt reports (DOE, etc.) until this work is transitioned.

(4)  Dependent on the post-Closing staffing levels at Sunoco as a result of NewCo hiring certain Sunoco employees.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Annex 1

 

List of benefits to be offered by Sunoco to NewCo under the TSA (only from Closing through December 31, 2012)

 

1.              Health benefits: same benefits as day before Closing, provided that there will be no continuation of retiree health benefits by NewCo

 

2.              Prescription benefits: same benefits as day before Closing

 

3.              Dental benefits: same benefits as day before Closing, provided that there will be no continuation of retiree dental benefits by NewCo

 

4.              Health care and dependent care flexible spending accounts: same benefits as day before Closing

 

5.              Basic and supplemental life insurance: same benefits as day before Closing

 

6.              Short-term disability: same benefits as day before Closing

 

7.              Long-term disability: same benefits as day before Closing

 

8.              Business travel accident insurance: same benefits as day before Closing

 

9.              Accidental death and disability: same benefits as day before Closing

 

10.       Educational assistance benefits: same benefits as day before Closing

 

11.       Employee assistance benefits: same benefits as day before Closing

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Final Exhibit Version

 

EXHIBIT H

 

IN-PROCESS PROMISSORY NOTE TERM SHEET

 

·                  Obligor:  NewCo.

 

·                  Obligee:  SUN.

 

·                  Maturity Date:  The date that is 60 days after the Closing Date.

 

·                  Principal Amount: The Estimated In-Process Note Amount, to be automatically adjusted in accordance with Section 2.9(d) of the Contribution Agreement.

 

·                  Interest: The parties are to reasonably determine in good faith a market interest rate.

 

·                  Payment Dates: Only on the Maturity Date, or such earlier date at NewCo’s sole discretion.

 

·                  Pre-Payment: Allowed without penalty.

 

·                  Acceleration: Upon (i) bankruptcy and insolvency events of obligor and its subsidiaries and (ii) change of control of obligor.

 

·                  Governing Law: New York.

 

·                  Subordinated to other debt (including the Debt Financing) of NewCo and the agreements underlying the Intermediation Transaction and the obligations in respect of the Intermediary Financing.

 

·                  The note will be unsecured.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

H-1

 

Final Exhibit Version

 

EXHIBIT I

 

CROSS LICENSE AGREEMENT

 

Term Sheet

 

Purpose:          To set forth the terms and conditions for the Cross License Agreement between Sunoco, Inc. (“Sunoco”) and Philadelphia Energy Solutions LLC (“NewCo”) with respect to the Intellectual Property that is presently used in the Refinery Business and that has application in any businesses of Sunoco or any of its Affiliates.  For purposes of this term sheet and the Cross License Agreement, SXL shall be deemed to be an Affiliate of Sunoco.

 

1.                                      With respect to Transferred Owned Refinery IP (other than Marks), NewCo will grant to Sunoco a non-exclusive, fully paid-up, royalty-free, and non-transferable (except as set forth in an Section 3 below) right and license (with no right to sublicense other than to Affiliates and/or in support or furtherance of the business in the ordinary course) to use such Intellectual Property outside the Refinery Business.  With respect to any Transferred Refinery Software, Sunoco will deliver such Software to NewCo but will have the right to retain copies of such Software for use within the scope of the foregoing license.

 

2.                                      With respect to any Intellectual Property in any Software owned by Sunoco or any Contributing Subsidiary that is used, but not solely used, in the conduct of the Refinery as of the date hereof (“Sunoco Retained Software”), Sunoco will grant to NewCo a non-exclusive, fully paid-up, royalty-free, and non-transferable (except as set forth in an Section 3 below) right and license (with no right to sublicense other than to Affiliates or to contractors providing services to the Refinery Business) under such Intellectual Property in connection with the use of the Sunoco Retained Software in the conduct of the Refinery Business.  With respect to any Sunoco Retained Software within Sunoco’s control and possession, Sunoco will deliver a copy of such Software to NewCo to the extent reasonably practical for NewCo’s use within the scope of the foregoing license.

 

3.                                      With respect to (a) Intellectual Property (other than Patents, Marks and Software) owned by Sunoco or any Contributing Subsidiary that is used, but not primarily used, in the conduct of the Refinery Business, and (b) U.S. Patent No. 7,270,687 (collectively, the “Licensed Sunoco IP”), Sunoco will grant to NewCo a non-exclusive, fully paid-up, royalty-free, and non-transferable (except as set forth in an Section 3 below) right and license (with no right to sublicense other than to Affiliates and/or in support or furtherance of the business in the ordinary course) to use the Licensed Sunoco IP in the conduct of the Refinery Business.

 

4.                                      The Cross License Agreement will not be assignable by either party without the prior written consent of the other party which consent will not be unreasonably withheld or delayed; except that the Cross License Agreement may be assigned by each party without such consent to: (a) any Affiliate of such party (provided that such party remains primarily liable and responsible), (b) any entity (including an Affiliate) that acquires all or substantially all of the assets of such party to which the Cross License Agreement relates as well as, in the case of NewCo, all or substantially all of the business and assets of the Refinery; or (c) any successor entity of such party (including an Affiliate) in a merger, consolidation or acquisition that

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

1

 

acquires all or substantially all of the assets of the party to which the Cross License Agreement relates as well as in the case of NewCo, all or substantially all of the business and assets of the Refinery; provided that, in each case (except as set out in clause (a)), the assignee assumes the obligations and agrees to be bound by the restrictions and other terms set forth in the Cross License Agreement.

 

5.                                      The Cross License Agreement will contain such other reasonable and customary terms as the parties may agree, such as, for example, confidentiality with respect to confidential information and a right to specific performance with respect to enforcement of the scope of license and confidentiality restrictions, but neither party shall have the right to terminate any license granted to the other party under the Cross License Agreement.

 

*     *     *     *     *

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

2

 

Final Exhibit Version

 

EXHIBIT K

 

FORM OF BILL OF SALE

 

This BILL OF SALE (this “Bill of Sale”) is entered into as of [_], 2012 (the “Effective Date”) by and among Sunoco, Inc., a Pennsylvania corporation (“Sunoco”), the Contributing Subsidiaries (as defined in the Contribution Agreement (as defined below)) signatory hereto (the “Contributing Subsidiaries”), and Philadelphia Energy Solutions LLC, a limited liability company formed under the laws of the State of Delaware (“NewCo”).

 

WHEREAS, pursuant to that certain Refining Contribution Agreement, dated as of July 2, 2012 (as amended, supplemented or otherwise modified from time to time, the “Contribution Agreement”), by and among NewCo, Sunoco and Carlyle PES, L.L.C., among other things, (i) Sunoco agreed to contribute, and cause the Contributing Subsidiaries to contribute, to NewCo, and NewCo has agreed to accept from Sunoco and the Contributing Subsidiaries, the Refinery Assets and the Assumed Liabilities (each as defined in the Contribution Agreement) for the consideration and upon the other terms and subject to the conditions set forth in the Contribution Agreement; and

 

WHEREAS, Sunoco and the Contributing Subsidiaries desire to deliver to Newco this Bill of Sale to effectuate and evidence the contribution by Sunoco and the Contributing Subsidiaries and acceptance by NewCo of all of the Refinery Assets held or otherwise owned by those Contributing Subsidiaries signatory hereto.

 

NOW, THEREFORE, pursuant to the Contribution Agreement and in consideration of the mutual promises contained therein, and for other good and valuable consideration, the receipt and sufficiency of which each of Sunoco, the Contributing Subsidiaries and NewCo acknowledge, the parties hereto agree as follows:

 

1.              Definitions.  Each capitalized term used but not defined in this Bill of Sale shall have the meaning ascribed to it in the Contribution Agreement.

 

2.              Purchase and Sale of Refinery Assets.  Effective as of the Closing, upon the terms and subject to the conditions set forth in the Contribution Agreement, each of Sunoco and the Contributing Subsidiaries do hereby contribute, convey, transfer, assign and deliver to NewCo and its successors and assigns forever, and NewCo hereby accepts from Sunoco and the Contributing Subsidiaries, all of the right, title and interest of each of Sunoco and the Contributing Subsidiaries in and to the Refinery Assets as existing as of the Closing.

 

3.              Governance.  This Bill of Sale is being delivered pursuant to, and subject to the terms and conditions of, the Contribution Agreement.  Notwithstanding any other provision of this Bill of Sale to the contrary, nothing contained in this Bill of Sale shall in any way supersede, modify, replace, amend, change, rescind, waive, exceed, expand, enlarge or in any way affect the provisions set forth in the Contribution Agreement, nor shall this Bill of Sale reduce, expand or enlarge any remedies under the Contribution Agreement.  In the event that any term or condition of this Bill of Sale conflicts with any term or condition of the Contribution Agreement, the terms and conditions of the Contribution Agreement shall prevail in all respects.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

4.              Successors and No Third Party Beneficiaries.  This Bill of Sale is made for the sole benefit of the parties hereto and their respective successors, executors and permitted assigns, and nothing contained herein, express or implied, is intended to or shall confer upon any other Person any third-party beneficiary right or any other legal or equitable rights, benefits or remedies of any nature whatsoever under or by reason of this Bill of Sale.

 

5.              Governing Law.  THIS BILL OF SALE SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE DOMESTIC LAWS OF THE STATE OF NEW YORK WITHOUT GIVING EFFECT TO ANY CHOICE OR CONFLICT OF LAW PROVISION OR RULE (WHETHER OF THE STATE OF NEW YORK OR ANY OTHER JURISDICTION) THAT WOULD CAUSE THE APPLICATION OF THE LAWS OF ANY JURISDICTION OTHER THAN THE STATE OF NEW YORK.

 

6.              Effectiveness.  This Bill of Sale shall be effective as of the Effective Date.

 

7.              Counterparts; Facsimile and Electronic Signatures.  This Bill of Sale may be executed in one or more counterparts, each of which shall be deemed an original but all of which together will constitute one and the same instrument.  This Bill of Sale or any counterpart may be executed and delivered by facsimile copies or delivered by electronic communications by portable document format (.pdf), each of which shall be deemed an original.

 

8.              Headings.  The section headings contained in this Bill of Sale are inserted for convenience only and shall not affect in any way the meaning or interpretation of this Bill of Sale.

 

{Remainder of page intentionally left blank.}

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

2

 

IN WITNESS WHEREOF, the parties hereto have executed this Bill of Sale on the date first written above.

 

 

	
 
    	
SUNOCO, INC.
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    
	
 
    	
Title:
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
ATLANTIC   REFINING AND MARKETING CORP.
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    
	
 
    	
Title:
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
SUN   INTERNATIONAL LIMITED
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    
	
 
    	
Title:
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
SUNOCO   POWER MARKETING LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    
	
 
    	
Title:
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
SUNMARKS   LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    
	
 
    	
Title:
    

 

	
 
    	
{Signature page to Bill of   Sale}
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
PHILADELPHIA   ENERGY SOLUTIONS LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    
	
 
    	
Title:
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Final Exhibit Version

 

EXHIBIT L

 

FORM OF ASSIGNMENT AND ASSUMPTION AGREEMENT

 

This ASSIGNMENT AND ASSUMPTION AGREEMENT (this “Agreement”) is made as of [_], 2012 (the “Effective Date”) by and among Sunoco, Inc., a Pennsylvania corporation (“Sunoco” or the “Assignor”), the Contributing Subsidiaries (as defined in the Contribution Agreement (as defined below)) signatory hereto (together with Sunoco, collectively “Assignors”) and Philadelphia Energy Solutions LLC, a limited liability company formed under the laws of the State of Delaware (“NewCo” or “Assignee”).

 

WHEREAS, pursuant to that certain Refining Contribution Agreement, dated as of July 2, 2012 (as amended, supplemented or otherwise modified from time to time, the “Contribution Agreement”), by and among NewCo, Sunoco and Carlyle PES, L.L.C., among other things, (i) Sunoco agreed to contribute, and cause the Contributing Subsidiaries to contribute, to NewCo, and NewCo has agreed to accept from Sunoco and the Contributing Subsidiaries, the Refinery Assets and the Assumed Liabilities (each as defined in the Contribution Agreement) for the consideration and upon the other terms and subject to the conditions set forth in the Contribution Agreement; and

 

WHEREAS, the execution and delivery of this Agreement to effectuate and evidence the assumption of the Assumed Liabilities of Assignors signatory hereto as of the Closing Date is a condition precedent to the obligations of the parties under the Contribution Agreement.

 

NOW, THEREFORE, for good and valuable consideration paid or payable to Assignors by Assignee pursuant to the Contribution Agreement and in consideration of other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, Assignors and Assignee agree as follows:

 

1.              Definitions.  Capitalized terms used but not defined herein shall have the respective meanings given to such terms in the Contribution Agreement.

 

2.              Assumption of Assumed Liabilities.  Effective as of the Closing, subject to the terms and conditions of the Contribution Agreement, Assignee hereby accepts and assumes from Assignors, and shall pay, perform, and discharge when due, all of the Assumed Liabilities of Assignors signatory hereto.

 

3.              No Third Party Beneficiaries.  This Agreement is made for the sole benefit of the parties hereto and their respective successors, executors and assigns.

 

4.              Governance.  This Agreement is being delivered pursuant to, and subject to the terms and conditions of, the Contribution Agreement.  Notwithstanding any other provision of this Agreement to the contrary, nothing contained in this Agreement shall in any way supersede, modify, replace, amend, change, rescind, waive, exceed, expand, enlarge or in any way affect the provisions set forth in the Contribution Agreement, nor shall this Agreement reduce, expand or enlarge any remedies under the Contribution Agreement.  In the event that any term or condition of this Agreement conflicts with any term or condition of the Contribution Agreement, the terms and conditions of the Contribution Agreement shall prevail in all respects.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

5.              Successors and Assigns.  This Agreement shall inure to the benefit of and be binding upon the parties hereto and their respective successors and assigns; provided, however, that no party hereto may assign this Agreement, in whole or in part, without the express prior written consent of the other party.

 

6.              Governing Law.  THIS AGREEMENT SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE DOMESTIC LAWS OF THE STATE OF NEW YORK WITHOUT GIVING EFFECT TO ANY CHOICE OR CONFLICT OF LAW PROVISION OR RULE (WHETHER OF THE STATE OF NEW YORK OR ANY OTHER JURISDICTION) THAT WOULD CAUSE THE APPLICATION OF THE LAWS OF ANY JURISDICTION OTHER THAN THE STATE OF NEW YORK.

 

7.              Counterparts; Facsimile and Electronic Signatures.  This Agreement may be executed in one or more counterparts, each of which shall be deemed an original but all of which together will constitute one and the same instrument.  This Agreement or any counterpart may be executed and delivered by facsimile copies or delivered by electronic communications by portable document format (.pdf), each of which shall be deemed an original.

 

8.              Headings.  The section headings contained in this Agreement are inserted for convenience only and shall not affect in any way the meaning or interpretation of this Agreement.

 

{Remainder of page intentionally left blank.}

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

2

 

IN WITNESS WHEREOF, the parties hereto have executed this Agreement on the date first written above.

 

	
 
    	
ASSIGNORS:
    
	
 
    	
 
    
	
 
    	
SUNOCO, INC.
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    
	
 
    	
Title:
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
ATLANTIC   REFINING AND MARKETING CORP.
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    
	
 
    	
Title:
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
SUN   INTERNATIONAL LIMITED
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    
	
 
    	
Title:
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
SUNOCO   POWER MARKETING LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    
	
 
    	
Title:
    
	
 
    	
 
    
	
 
    	
SUNMARKS   LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    
	
 
    	
Title:
    

 

{Signature page to Assignment and Assumption Agreement}

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
ASSIGNEE:
    
	
 
    	
 
    
	
 
    	
PHILADELPHIA ENERGY SOLUTIONS   LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    
	
 
    	
Title:
    

 

{Signature page to Assignment and Assumption Agreement}

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Final Exhibit Version

 

Exhibit M

 

SERVICE MARK COOPERATION AGREEMENT

 

This Service Mark Cooperation Agreement (this “Agreement”) dated as of            , 2012 is made by and among Philadelphia Energy Solutions LLC, a Delaware limited liability company (“NewCo”) and Sunoco, Inc., a Pennsylvania corporation (“SUN”) (individually a “Party” and collectively, the “Parties”).

 

RECITALS

 

WHEREAS, SUN (through its subsidiary) is the owner of certain registered and common law rights in SUNOCO formative service marks for use in a variety of goods and services, including, among other things, use in the Refinery Business;

 

WHEREAS, as part of the consummation of the transactions contemplated by that certain Refining Contribution Agreement dated as of       , 2012 (“Refining Contribution Agreement”), and as an accommodation to SUN, NewCo agreed that SUN would contribute the Refinery Mark to NewCo for use in the Refinery Business as defined in the Refining Contribution Agreement;

 

WHEREAS, SUN and NewCo recognize the strength and value of SUNOCO Formative Marks (defined below) in the marketplace and the Parties desire to cooperate and coordinate their efforts with respect to use and enforcement of SUNOCO Formative Marks in order to safeguard each Parties’ goodwill in these marks and to avoid any likelihood of confusion in the marketplace through this agreement;

 

NOW, THEREFORE, in consideration of the promises and the representations, warranties and mutual covenants of the Parties, and upon the terms and subject to the conditions set forth herein, the Parties intending to be legally bound, agree as follows:

 

ARTICLE I

 

DEFINED TERMS

 

Section 1.1                                    Defined Terms.  Capitalized terms used in this Agreement have the meanings ascribed to them below.

 

“PMPA” means the Petroleum Marketing Practices Act, 15 U.S.C. § 2801 et seq., as may be amended from time to time.

 

“Refinery” has the meaning set forth in the Refining Contribution Agreement.

 

“Refinery Services” means fuel and oil refinery services; refinement of fuel materials; and blending of crude oil and synthetic oils.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

1

 

“Refinery Mark” means the word SUNOCO and the SUNOCO Diamond and Arrow logo as depicted in US Service Mark applications Ser. Nos. 85/428588 and 85/428610.

 

“Refinery Field of Use” means the fuel and oil refinery services; refinement of fuel materials; and blending of crude oil and synthetic oils; in each case, sold to the wholesale market; but expressly excluding SUN’s retail and branded marketing business and wholesale rack gasoline and distillate business (even to the extent previously conducted in connection with the Refinery).

 

“Retail Agreement” has the meaning set forth in the Refining Contribution Agreement.

 

“SUNOCO Formative Mark” means any trademarks or service marks incorporating the term SUNOCO in any logo, stylization, design or in combination with some other terms.

 

“SUN Field of Use” means the promotion and retail sales of refined fuel and oil products, sales of refined fuel and oil products to SUNOCO branded franchisees and distributors, the operation of retail outlets for the sale of refined fuel and oil products, the operation of vehicle maintenance and repair service stations, the operation of convenience stores, SUN’s wholesale rack gasoline and distillate business (even to the extent previously conducted in connection with the Refinery) and goods or services ancillary or related to any of the foregoing.

 

ARTICLE II

 

RECOGNITION AND LIMITATIONS

 

Section 2.1                                    Recognition of Rights.  The Parties recognize and acknowledge that each Party has rights in the SUNOCO Formative Marks in their respective fields of use.  The Parties agree that NewCo shall only use the SUNOCO Formative Marks in the Refinery Field of Use and SUN shall use the SUNOCO Formative Marks in the SUN Field of Use.  The Parties believe that through the coordination of use provided for herein, there will be no likelihood of confusion caused by their respective uses of SUNOCO Formative Marks in their respective fields of use and the contemplated uses hereunder shall be deemed to a good faith effort to minimize likelihood of confusion or actual confusion.  If either party learns that any use of any trademark at issue in this Agreement is causing a likelihood of confusion, or has caused actual confusion, the party with such knowledge shall transmit written notice of such event to the other party.  Within twenty (20) days of such written notice, the Parties shall either meet or schedule a telephone conference to discuss the issue raised by the party providing written notice.  The Parties hereby agree to use good faith efforts to minimize any alleged likelihood of confusion or actual confusion; however, nothing in this provision shall be construed to require either Party to cease the use of the Sunoco Formative Marks within their respective fields of use.

 

Section 2.2                                    Limitations on Use.  Each Party’s rights and use of SUNOCO Formative Marks shall be as follows:

 

(a)                                 NewCo’s rights to use SUNOCO Formative Marks are limited to use in the United States in the Refinery Field of Use the wholesale sale of the resulting refined

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

2

 

products pursuant to the Retail Agreement. NewCo agrees that it shall not use or promote SUNOCO Formative Marks outside the Refinery Field of Use.

 

(b)                                 SUN’s rights in SUNOCO Formative Marks throughout the world are focused on the promotion and sales at the retail level of refined fuel and oil products, the operation of retail outlets for the sale of refined fuel and oil products, the operation of vehicle maintenance and repair service stations, the operation of convenience stores and or goods or services ancillary to or related to any of the foregoing (excluding the Refinery Field of Use). SUN agrees that it shall not use or promote SUNOCO Formative Marks in the Refinery Field of Use.

 

ARTICLE III

 

AGREEMENTS

 

Section 3.1                                    Changes to the Marks.  Even though the Parties shall use the SUNOCO Formative Marks in different fields of use, the Parties agree that there is mutual benefit to coordinating the public presentation of all SUNOCO Formative Marks.  As of the date of this Agreement, there is consistency in the presentation and use of SUNOCO Formative Marks in the Refinery Field of Use and in the SUN Field of Use.  Therefore, NewCo agrees that it shall not make any changes to the design, logo treatment or color scheme used for the Refinery Marks absent the express approval of SUN.  In the event that SUN determines that changes to the design, logo treatment or color scheme are necessary for its use of the SUNOCO Formative Marks, SUN will consult with NewCo to coordinate any such changes.  In the event that SUN wishes to change the design, logo treatment or color scheme used for the SUNOCO Formative Marks and wishes for NewCo to also adopt such changes, then SUN shall transmit written notice to NewCo of such proposed changes and propose a reasonable schedule for NewCo to transition its use of the Refinery Marks to such proposed new design, logo treatment or color scheme.  The Parties shall negotiate in good faith a schedule for the transition to such new design, logo treatment or color scheme; provided, however, with respect to any costs or expenses, incurred by NewCo in response to or with respect to such changes to the design, logo treatment or color scheme, SUN shall be financially responsible for all such costs and expenses incurred by NewCo in connection with any such change in the design, logo treatment or color scheme of the Refinery Marks.  In addition, in the event that SUN wishes to change or remove any signage of NewCo at the Refinery (as defined in the Contribution Agreement) that features the SUNOCO Formative Marks, including in connection with any termination of this Agreement, then SUN shall bear the cost and expense of such changes.

 

Section 3.2                                    Enforcement.  Should either NewCo or SUN become aware of any alleged infringement by any third party of the Sunoco Formative Mark, such Party shall promptly give notice to the other Party of the alleged infringement.  Such notice shall state the name and address of the alleged infringer as well as details of the alleged infringement to the extent available.  Any trademark infringement litigation shall be the sole responsibility of SUN and SUN shall pay all attorney’s fees, expenses, costs, and judgments that arise out of any enforcement of the trademark rights.  SUN shall be entitled to name NewCo as party plaintiff in the event that the infringement at issue or the procedural rules then in force require the naming of

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

3

 

NewCo for purposes of such infringement actions.  Any recoveries from such an action commenced by SUN shall belong entirely to SUN.  In the event that SUN elects not to pursue such infringement action, SUN shall notify NewCo in writing of such decision.  Each Party agrees to cooperate with the other Party with respect to any enforcement action.

 

Section 3.3                                    Licensing.  It is anticipated that the Parties will occasionally need to grant licenses to third parties to use the SUNOCO Formative Marks.  Due to the breadth and scope of SUN’s rights in SUNOCO Formative Marks, it is possible that any action by NewCo to license rights in the Refinery Marks to a third party could have an impact on SUN’s rights or position in the marketplace.  Therefore, NewCo agrees, before entering into any negotiations to grant a license to a third party to use any SUNOCO Formative Mark to first contact SUN in order to coordinate any licensing efforts.  If, in the opinion of SUN, there is any potential for the third party license to have an impact outside the Refinery Field of Use, SUN shall have the right to take over the lead responsibility regarding the negotiation of the license.  In the event that SUN elects to take over the license negotiations, it will be responsible for all of its costs of the negotiations and will consult and coordinate with NewCo to ensure the rights of both Parties are adequately protected.  SUN expressly agrees that any implied license included in sales by NewCo pursuant to the Retail Agreement is expressly approved by SUN.

 

Section 3.4                                    Cooperation in Registration.  In the event that a Party (the “Applicant”) is not successful in registering a SUNOCO Formative Mark for use consistent with this Agreement and a registration for a SUNOCO Formative Mark owned by the other Party (the “Registrant”) is the basis for a refusal to register the mark, then the Registrant agrees to cooperate with the Applicant’s attempts to register a SUNOCO Formative Mark including, but not limited to, Registrant’s execution of a Letter of Consent to be sent to the applicable registration authority expressly consenting to the registration of the rejected SUNOCO Formative Mark.  SUN expressly consents to the registration of the pending applications assigned to NewCo in connection with the Contribution Agreement and will execute any documents in connection therewith.  SUN also agrees to reimburse NewCo for all trademark prosecution costs NewCo incurs in connection with the registration of the pending trademark applications and to pay for any costs in maintaining the registrations issuing from such applications, including the filings in connection with the renewals and the like.  With respect to ongoing use of the SUNOCO Formative Marks in the marketplace for the purpose of preserving service mark rights, the Parties acknowledge and agree that NewCo’s use of the SUNOCO Formative Marks in the Refinery Field of Use pursuant to the terms of the Retail Agreement meets the contractual obligations between the Parties related thereto and NewCo has no obligation to SUN to make use other than as provided in the Retail Agreement. SUN acknowledges that NewCo shall have no obligation to SUN to obtain or maintain any trademark registrations with respect to the Refinery Field of Use or to undertake any efforts to advertise or promote the SUNOCO Formative Marks.  SUN acknowledges and agrees that NewCo is only using the SUNOCO Formative Marks in the Refinery Field of Use pursuant to the express terms of the Retail Agreement and that NewCo has no obligation to SUN to make use of the SUNOCO Formative Marks other than as provided in the Retail Agreement.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

4

 

Section 3.5                                    Cooperation in Return License.  The distribution and sale of petroleum products under franchise relationships is a complex and ever evolving legal situation. Therefore, in the event that SUN determines, in its sole discretion, that it needs from NewCo a license of the right in all or a portion of the United States of America to use SUNOCO Formative Marks in conjunction with any refinery related services, then NewCo agrees, in advance, to cooperate with SUN and grant such a license to SUN on terms consistent with this Agreement, such terms to include at a minimum all legal protections herein in favor of NewCo.  The costs of the negotiation of any such license, including any attorney’s fees that may be incurred by NewCo in negotiating such license, shall be reimbursed by SUN.

 

Section 3.6                                    Right to Acquire Refiner Marks.  Upon the occurrence of any of the following events, at the election of SUN and transmittal of written notice to NewCo referring to this Section 3.6, NewCo shall transfer and agrees to transfer any and all rights it may have in the Refinery Marks and/or SUNOCO Formative Marks, including all goodwill therein, to SUN pursuant to the form of assignment agreement attached hereto as Exhibit A:  (a) the dissolution of NewCo; (b) the transfer of either Party’s interest in NewCo; (c) the sale of all or substantially all of the retail marketing business of SUN to a third party; (d) the Retail Agreement is no longer in effect, has expired or been terminated and no other supply or offtake agreement has been entered into between the parties; or (e) this Agreement is no longer in effect, has expired or been terminated pursuant to Article IV.  Due to the breadth and scope of SUN’s rights in SUNOCO Formative Marks, any attempt by NewCo to transfer, assign or otherwise convey its rights in the Refinery Marks to a third party could have an adverse impact on SUN’s rights or position in the marketplace.  Therefore, NewCo agrees that it will not transfer, assign or otherwise convey its rights in the Refinery Marks to a third party without the express written consent of SUN.

 

Section 3.7                                    Franchises.  NewCo covenants that it will not enter into any franchise or franchise relationship for the distribution of SUNOCO® branded motor fuel.  SUN expressly agrees that it will not represent or suggest to any of its actual or potential franchisees that NewCo is in any way a franchisor to, or has any franchise relationship with the franchisees of SUN and SUN shall defend, indemnify and hold harmless NewCo and [TCG] with respect to any third party claim that this Agreement and any conduct undertaken in compliance with this Agreement violates the PMPA.

 

Section 3.8                                    Reimbursement.  SUN shall reimburse NewCo for all expenses incurred by NewCo in connection with the administration and performance under this Agreement.  NewCo shall have the right to send an invoice to SUN detailing any expenses incurred hereunder, and SUN shall pay such invoices within thirty days of receipt of such invoice.

 

Section 3.9                                    NO LIABILITY. IN NO EVENT SHALL NEWCO OR ANY OF ITS AFFILIATES BE LIABLE FOR ANY LIABILITY OR LOSS OF ANY KIND, INCLUDING, BUT NOT LIMITED TO, LOSS OF PROFITS, LOSS OF USE, BUSINESS INTERRUPTION, LOSS OF DATA, COST OF COVER OR DIRECT, INDIRECT, SPECIAL, PUNITIVE, INCIDENTAL OR CONSEQUENTIAL DAMAGES, IN CONNECTION WITH OR ARISING OUT OF THIS AGREEMENT OR THE LICENSING OR USE OF THE SUNOCO

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

5

 

FORMATIVE MARKS, WHETHER ALLEGED AS A BREACH OF CONTRACT OR TORTIOUS CONDUCT, INCLUDING NEGLIGENCE, EVEN IF NEWCO OR ANY OF ITS AFFILIATES HAVE BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.  THE ALLOCATION OF RISK SET FORTH IN THIS SECTION IS REFLECTED IN, AND BASED ON, THE FACT THAT THIS AGREEMENT IS AN ACCOMODATION TO SUN, AND SUN HAS UNDERTAKEN ANY AND ALL RISKS ASSOCIATED WITH THE USE OF THE MARKS AS CONTEMPLATED HEREUNDER.

 

Section 3.10                             Indemnity.

 

(a)                                 SUN hereby agrees to defend, indemnify and hold harmless NewCo, each Affiliate of NewCo, their respective directors, officers, and employees, and their respective successors and assigns (collectively, “NewCo Indemnitees”), from and against any and all liability, claim, cause of action, suit, obligation, loss, lien, damage, injury, cost and expense (including reasonable attorneys’ fees and costs and expenses related thereto), including but not limited to, damages for personal injuries, including death, and property damage, (collectively, “Claims”) suffered or incurred by any NewCo Indemnitee arising out of or relating to:  (i) any dispute between SUN and its franchisees; (ii) SUN’s franchising business; and (iii) any third party Claim against NewCo arising out of NewCo’s use of the SUNOCO Formative Marks in the Refining Business.  In the event that there is a claim against a NewCo Indemnitee based on an allegation within the scope of the foregoing agreement to defend and indemnify, SUN shall, within ten (10) Business Days of the receipt of notice of such Claim, undertake to defend, indemnify, and hold harmless NewCo Indemnitees from and against such Claim in accordance with the procedures in Section 3.9(b), or NewCo shall have the right to undertake its own defense at the expense of SUN and, if it desires, to terminate this Agreement.

 

(b)                                 In the event that any NewCo Indemnitee is subject to a Claim for which such NewCo Indemnitee is entitled to indemnification under this Section 3.9(a), such NewCo Indemnitee shall: (i) promptly notify SUN of the existence of such Claim; provided, however, NewCo Indemnitee’s failure to so promptly notify SUN of a Claim shall not relieve SUN from any obligation which SUN would otherwise have pursuant to this Agreement except to the extent that SUN has been materially prejudiced by such failure to so notify; (ii) permit SUN to control the defense or settlement of such Claim, at SUN’s expense, except that SUN shall not enter into any agreement, agreed order, consent judgment, or the like which is binding on NewCo or its Affiliates without NewCo’s consent (however, SUN can settle a Claim without the consent of NewCo so long as a full and unconditional release is provided to NewCo Indemnitee and no agreement, agreed order, consent judgment or the like is entered into to the prejudice of NewCo, its Affiliates, or NewCo Indemnitee); and (iii) provide SUN with all reasonable authority, assistance, and cooperation necessary for the defense or settlement of such Claim, at SUN’s expense.  Each NewCo Indemnitee shall have the right, at its cost, to be represented by counsel of its choosing in connection with any such Claim and SUN shall provide NewCo Indemnitee with pleadings regarding such Claim.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

6

 

ARTICLE IV

 

TERM AND TERMINATION

 

Section 4.1                                    Term. This Agreement will commence on the date first written above and will remain in effect unless and until the Agreement is terminated pursuant to Section 4.2.

 

Section 4.2                                    Termination.  This Agreement may be terminated as follows:

 

(a)                                 By mutual written agreement of the parties at any time; or

 

(b)                                 By either Party, upon thirty (30) days’ written notice to the other, in the event the other Party fails or refuses to perform any of its material duties or obligations under this Agreement; provided, however, that in the event a failure to perform can be remedied within thirty (30) days after such notice is given, such notice shall be null and void if the failure is remedied within such period.

 

(c)                                  Upon the occurrence of any of the events in Section 3.6(a) — (e).

 

(d)                                 In the event that a third party asserts a claim against NewCo arising out of NewCo’s use of the Refinery Marks and NewCo believes that such claim is not fully indemnified by SUN or that SUN cannot secure a full and complete release for such claim for NewCo, NewCo shall have the right upon sixty (60) days written notice to SUN to terminate this Agreement.

 

In the event of a termination of this Agreement, NewCo shall assign any and all rights it may have in the Refinery Marks and/or SUNOCO Formative Marks, including all goodwill therein, to SUN pursuant to the form of assignment agreement attached hereto as Exhibit A.

 

ARTICLE V

 

MISCELLANEOUS

 

Section 5.1                                    Entire Agreement; Amendment.  This Agreement, the Refining Contribution Agreement, and related ancillary agreements, schedules and exhibits constitute the entire agreement and understanding of the Parties, and supersede all prior agreements and undertakings, both written and oral, between the Parties, with respect to the subject matter hereof and thereof.  This Agreement may not be amended except by an instrument in writing signed by SUN and NewCo.

 

Section 5.2                                    Parties in Interest.  This Agreement shall be binding upon and inure solely to the benefit of each Party and its successors and permitted assigns.

 

Section 5.3                                    Assignment.  This Agreement will be binding upon, inure to the benefit of, and be enforceable by, the Parties and their respective successors and assigns; provided, however, that this Agreement and the rights and obligations hereunder shall not be assignable or transferable by any Party without the prior written consent of the other Parties.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

7

 

Section 5.4                                    Notices.  All notices and other communications that are required to be or may be given pursuant to this Agreement shall be in writing and shall be deemed to have been duly given if delivered in person or by courier or by a national overnight courier service to the relevant Party at the following addresses or sent by facsimile (with transmission confirmation) to the following numbers:

 

If to SUN, to:

 

[   ]
  [Address]
 Attention: [                 ]
 Facsimile: [                 ]

 

with copies (which shall not constitute notice) to:

 

Foley & Lardner LLP
 777 E. Wisconsin Ave
 Milwaukee WI 53202
 Attention: Richard J. McKenna
 Facsimile: (414) 297-4900

 

If to NewCo, to:

 

Philadelphia Energy Solutions LLC

[Address]
 Attention: Philip Rinaldi
 Facsimile: [                 ]

 

and, to:

 

[   ]
 520 Madison Avenue, 39th Floor
 New York, NY 10022
 Attention: Rodney Cohen, David Stonehill and David Albert
 Facsimile: [                 ]

 

with copies (which shall not constitute notice) to:

 

Vinson & Elkins LLP
 666 Fifth Avenue, 26th Floor
 New York, NY 10103
 Attention: Michael Swidler and Steven Abramowitz
 Facsimile: (212) 237-0100

 

or to such other address or facsimile number as the addressee may, from time to time, designate in a written notice given in accordance with this Section.  Any such notice or communication

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

8

 

shall be effective (i) if delivered in person or by courier, upon actual receipt by the intended recipient or (ii) if sent by facsimile transmission, on the day sent provided that such day is a Business Day and the sender has received confirmation of transmission as of or prior to 5:30 p.m. local time of the recipient on such day, or at the beginning of the recipient’s next Business Day after confirmation of transmission if not received prior to 5:30 p.m. local time of the recipient on the day sent.

 

Section 5.5                                    Severability.  If any term or other provision of this Agreement is invalid, illegal, or incapable of being enforced by any rule of Law or public policy, all other conditions and provisions of this Agreement shall nevertheless remain in full force and effect so long as the economic or legal substance of the contemplated transactions is not affected in any manner materially adverse to any Party.  Upon such determination that any term or other provision is invalid, illegal or incapable of being enforced, the Parties shall negotiate in good faith to modify this Agreement so as to effect the original intent of the Parties as closely as possible in an acceptable manner to the end that contemplated transactions are fulfilled to the extent possible.

 

Section 5.6                                    Counterparts; Effectiveness.  This Agreement may be signed in any number of counterparts (including facsimile and electronic transmission counterparts), each of which shall be an original, with the same effect as if the signatures thereto and hereto were upon the same instrument.  This Agreement shall become effective when each Party shall have received a counterpart hereof signed by the other Parties.  Until and unless each Party has received a counterpart hereof signed by the other parties hereto, this Agreement shall have no effect and no Party shall have any right or obligation hereunder (whether by virtue of any other oral or written agreement or other communication).

 

Section 5.7                                    No Presumption Against Drafting Party.  Each Party has fully participated in the negotiation and drafting of this Agreement.  If an ambiguity, question or intent or question of interpretation arises, this Agreement must be construed as if drafted jointly, and there must not be any presumption, inference or conclusion drawn against any Party by virtue of the fact that its representative has authored this Agreement or any portion hereof.

 

*                                         *                                         *                                         *                                         *

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

9

 

IN WITNESS WHEREOF, the undersigned Parties have duly executed this Agreement effective as of the date first written above.

 

	
 
    	
SUNOCO, INC.
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
 
    	
Name:
    
	
 
    	
 
    	
Title:
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
PHILADELPHIA   ENERGY SOLUTIONS LLC
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
 
    	
Name:
    
	
 
    	
 
    	
Title:
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
 
    	
Name:
    
	
 
    	
 
    	
Title:
    

 

Signature Page to Service Mark Cooperation Agreement

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

EXHIBIT A

 

ASSIGNMENT

 

WHEREAS, Philadelphia Energy Solutions LLC, a Delaware limited liability company (“ASSIGNOR”) is the current owner of the trademark registrations/applications and all associated rights listed on the attached Schedule A (the “Marks”); and

 

WHEREAS, Sunoco, Inc., a Pennsylvania corporation (“ASSIGNEE”) wishes to acquire the Marks together with the goodwill of the business in connection with which the Marks are used;

 

WHEREAS, ASSIGNOR, ASSIGNEE and/or affiliates of ASSIGNOR and ASSIGNEE have entered into other agreements relating to the business of the ASSIGNOR to which the Marks pertain and the purpose of this Agreement is to memorialize these other business arrangements, including the assignment provided herein for purposes of recordation.

 

NOW, THEREFORE, in consideration of and in exchange for one dollar ($1.00) and other valuable and legally sufficient consideration, the receipt of which ASSIGNEE hereby acknowledges, ASSIGNOR hereby agrees to and does sell, assign and transfer to ASSIGNEE its entire right, title and interest in and to the Marks together with the goodwill of the business to which the Marks pertain, as well as all rights of enforcement and recovery for past infringement.  ASSIGNOR further agrees to take all reasonable and necessary steps to implement the provisions of this Assignment.

 

IN WITNESS WHEREOF, ASSIGNOR has caused this Assignment to be executed as of the       day of                     ,

 

	
 
    	
ASSIGNOR: Philadelphia   Energy Solutions LLC
    
	
 
    	
By:
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
Name:
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
Title:
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
ASSIGNEE:   Sunoco, Inc.
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
Name:
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
Title:
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Schedule A

 

	
SERVICE MARK
    	
 
    	
APPLICATION/
   REGISTRATION NO.
    
	
SUNOCO
    	
 
    	
85-428588
    
	
SUNOCO & Design
    	
 
    	
85-428610
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 

EXHIBIT N

 

Plan   of Refinery Owned Real Property

 

Page 1   of 2

 

    	
Exhibit Plan of   Refinery Owned Real Property Page 1 of 2 included point breeze west yard   chart not part of site point breeze not included west yard pierhead &   bulkhead schuylkill river point breeze girard point exception “RR-2” save as   exception “RR-1 ” girard point note: for the fill and complete alta/asch (NPSP)   land title survey flat see sheets 1thru 18 premises and parcels of site sheet   oo drawing number revision no. ludgate engineering corporation sundco -girard   point, point breeze west yard, schuylkill river tank farm approved by sunoco   inc. (rss) philadelphia refinery
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

	
 

EXHIBIT N

 

Plan   of Refinery Owned Real Property

 

Page 2   of 2

 

    	
North yard not   part of site west yard chart point breeze point breeze girard poiint girard   poiint premises and parcels of site sheet oo ludgate engineering corporation   sundco -girard point, point breeze west yard, schuylkill river tank farm   approved by sunoco inc. (rss) philadelphia refinery 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Execution Version

 

Schedules

 

	
Schedule 1.1A
    	
Refinery Description
    
	
 
    	
 
    
	
Schedule 1.1B
    	
Refinery Real Property
    
	
 
    	
 
    
	
Schedule 1.1D
    	
Transferred Refinery Computer Systems and   Transferred   Refinery Software
    
	
 
    	
 
    
	
Schedule 2.2(b)(v)
    	
Refinery Permits
    
	
 
    	
 
    
	
Schedule 2.3(b)
    	
Allocation Principles
    
	
 
    	
 
    
	
Schedule 2.4(e)
    	
Excluded Contracts
    
	
 
    	
 
    
	
Schedule 2.4(f)
    	
Additional Excluded Assets
    
	
 
    	
 
    
	
Schedule 2.6(i)
    	
Benefit Plan Liabilities
    
	
 
    	
 
    
	
Schedule 3.2(a)(iv)
    	
Third-Party Consent and Authorization
    
	
 
    	
 
    
	
Schedule 4.1
    	
Jurisdiction of SUN and the Contributing   Subsidiaries
    
	
 
    	
 
    
	
Schedule 4.3(b)
    	
Consents and Approvals
    
	
 
    	
 
    
	
Schedule 4.5(a)
    	
Material Contracts
    
	
 
    	
 
    
	
Schedule 4.5(d)
    	
Solvency of Parties to Material Contracts
    
	
 
    	
 
    
	
Schedule 4.6
    	
Material Refinery Permits and Authorizations
    
	
 
    	
 
    
	
Schedule 4.8
    	
Litigation Proceedings
    
	
 
    	
 
    
	
Schedule 4.9
    	
Taxes
    
	
 
    	
 
    
	
Schedule 4.10
    	
Environmental
    
	
 
    	
 
    
	
Schedule 4.11(a)
    	
Company Benefit Plans
    
	
 
    	
 
    
	
Schedule 4.11(c)
    	
Employee Pension Benefit Plans
    
	
 
    	
 
    
	
Schedule 4.11(d)
    	
Plans that Provide Post-Employment Health   and Welfare Benefits
    
	
 
    	
 
    
	
Schedule 4.11(f)
    	
Company Benefit Plan Matters
    
	
 
    	
 
    
	
Schedule 4.11(g)
    	
Multiemployer Plans
    
	
 
    	
 
    
	
Schedule 4.12(a)
    	
Collective Bargaining Agreements
    
	
 
    	
 
    
	
Schedule 4.12(b)
    	
Claims/Proceedings
    
	
 
    	
 
    
	
Schedule 4.12(c)
    	
Grievances
    
	
 
    	
 
    
	
Schedule 4.12(d)
    	
WARN Act
    
	
 
    	
 
    
	
Schedule 4.12(e)
    	
Employment/Retention/Severance Agreement
    
	
 
    	
 
    
	
Schedule 4.13(a)
    	
Transferred Owned Refinery IP
    
	
 
    	
 
    
	
Schedule 4.13(e)
    	
Inbound Refinery License   Agreements
    
	
 
    	
 
    
	
Schedule 4.13(f)
    	
Transferred Owned Refinery IP
    
	
 
    	
 
    
	
Schedule 4.14(a)
    	
Refinery Owned Real Property and Refinery Leased Real   Property
    
	
 
    	
 
    
	
Schedule 4.14(b)(i)
    	
Utilities and Facilities
    
	
 
    	
 
    
	
Schedule 4.14(b)(ii)
    	
Condemnation and Eminent Domain Proceedings
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Schedule 4.14(c)
    	
Sufficiency of Assets
    
	
 
    	
 
    
	
Schedule 4.16
    	
Affiliate Transactions
    
	
 
    	
 
    
	
Schedule 4.17
    	
Prepayments
    
	
 
    	
 
    
	
Schedule 5.3
    	
No Violation; Consents and Approvals of   NewCo and TCG
    
	
 
    	
 
    
	
Schedule 7.1(a)(i)
    	
Refinery Employees Located at Refinery
    
	
 
    	
 
    
	
Schedule 7.1(a)(ii)
    	
Refinery Employees Not Located at Refinery
    
	
 
    	
 
    
	
Schedule 8.1(b)
    	
Interim Period Business Operations
    
	
 
    	
 
    
	
Schedule 8.5
    	
Interim Services
    
	
 
    	
 
    
	
Schedule 8.13
    	
Credit Support Arrangements
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Schedule 1.1A

 

Refinery Description

 

Originally built in 1866, the Philadelphia refinery is a 330,000 bpd refinery with a Nelson complexity of 9.3 located in Philadelphia, Pennsylvania.  It is the oldest continuously operating petroleum facility in the world.  The Philadelphia refinery as it is known and configured today is a combination of two formerly separate refineries often referred to as Girard Point (previously owned by Gulf and later Chevron) and Point Breeze (previously owned by ARCO and later Atlantic).  The integration of the two refineries into the single Philadelphia complex was completed by Sunoco in 1995.  The Philadelphia refinery is located on a 1,400 acre siteprocesses light, sweet, residual cracking and heavy sweet crudes.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

3

 

Schedule 1.1B

 

Refinery Real Property

 

NOTE:  PARTIES AGREE THAT THE BELOW METES AND BOUNDS DESCRIPTIONS REMAIN SUBJECT TO CONFIRMATION OF THE SAME WITH LUDGATE ENGINEERING CORPORATION

 

PREMISES A:  Girard & Point Breeze Description.

 

ALL THAT CERTAIN tract or piece of land situated in the Forty-eighth Ward of the City of Philadelphia, described in accordance with an ALTA/ACSM Land Title Survey made by Ludgate Engineering Corporation dated 5/1/2012, as follows, to wit:

 

1.             Beginning at a point on the western side of 26th street;

 

2.             Thence along the western side of 26th Street the 16 following courses and distances:

 

	
i.
    	
South 07°45’55” West, a distance of 169.94 feet;
    
	
ii.
    	
South 00°16’02” East, a distance of 38.37 feet;
    
	
iii.
    	
South 06°25’58” West, a distance of 199.87 feet;
    
	
iv.
    	
South 07°53’20” West, a distance of 211.08 feet;
    
	
v.
    	
South 07°47’37” West, a distance of 1509.96 feet;
    
	
vi.
    	
South 07°52’07” West, a distance of 726.03 feet;
    
	
vii.
    	
South 07°38’49” West, a distance of 48.89 feet;
    
	
viii.
    	
South 09°29’34” West, a distance of 130.93 feet;
    
	
ix.
    	
South 07°13’47” West, a distance of 401.40 feet;
    
	
x.
    	
South 07°57’21” West, a distance of 318.70 feet;
    
	
xi.
    	
South 15°50’52” West, a distance of 136.31 feet;
    
	
xii.
    	
South 07°45’11” West, a distance of 118.07 feet;
    
	
xiii.
    	
North 80°01’54” West, a distance of 17.81 feet;
    
	
xiv.
    	
South 14°08’03” West, a distance of 552.84 feet to   a point of curvature;
    
	
xv.
    	
By a curve to the left having a radius of 200.76   feet and a central angle of 66°30’21” an arc length of 233.04 feet and a   chord which bears South 34°54’40” West 220.17 feet;
    
	
xvi.
    	
South 01°46’40” West, a distance of 293.89 feet;
    

 

3.             Thence along the north side of Penrose Avenue South 43°34’41” West, a distance of 665.73 feet to a point of curvature;

 

4.             Thence by a curve to the right having a radius of 126.09 feet and a central angle of 73°01’54” an arc length of 160.71 feet a chord which bears South 87°07’45” West 150.05 feet point of reverse curvature;

 

5.             Thence by a reverse curve to the left having a radius of 167.93 feet and a central angle of 102°48’10”an arc length of 301.32 feet and a chord South 78°02’49” West and a distance of 262.49 feet;

 

6.             Thence along the northern side of Lanier Avenue the eight following courses and distances:

 

	
i.
    	
South 28°41’02” West, a distance of 84.04 feet;
    
	
ii.
    	
South 30°01’19” West, a distance of 182.61 feet;
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

4

 

	
iii.
    	
South 33°23’20” West, a distance of 122.68 feet to   a point of curvature;
    
	
iv.
    	
By a curve to the left having a radius of 365.09   feet and a central angle of 10°02’31” an arc length of 63.99 feet a chord   which bears South 38°14’27” West 63.90 feet;
    
	
v.
    	
South 45°13’17” West, a distance of 69.72 feet to   a point of curvature;
    
	
vi.
    	
By a curve to the left having a radius of 248.69   feet and a central angle of 11°28’08” an arc length of 49.78 feet a chord   which bears South 50°30’20” West 49.70 feet;
    
	
vii.
    	
South 55°40’25” West, a distance of 127.19 feet;
    
	
viii.
    	
South 58°52’39” West, a distance of 504.43 feet;
    

 

7.             Thence South 31°07’21” East, a distance of 136.40 feet;

 

8.             Thence South 58°52’39” West, a distance of 50.41 feet to a point a corner of lands of Conrail;

 

9.             Thence along lands of Conrail the 14 following courses and distances:

 

	
i.
    	
South 31°52’50” East, a distance of 90.73 feet to   a point of curvature;
    
	
ii.
    	
by a curve to the right having a radius of 335.54   feet and a central angle of 39°39’00” an arc length of 232.30 feet a chord   which bears South 12°03’20” East 227.60 feet to a point;
    
	
iii.
    	
South 07°46’10” West tangent to said curve, a   distance of 541.48 feet;
    
	
iv.
    	
North 35°26’10” East, a distance of 282.33 feet;
    
	
v.
    	
North 35°47’10” East, a distance of 273.76 feet;
    
	
vi.
    	
South 07°46’01” West, a distance of 1297.42 feet;
    
	
vii.
    	
South 07°54’07” West, a distance of 144.68 feet;
    
	
viii.
    	
South 09°10’51” West, a distance of 320.82 feet;
    
	
ix.
    	
South 04°26’38” West, a distance of 122.85 feet;
    
	
x.
    	
South 07°38’04” West, a distance of 30.09 feet;
    
	
xi.
    	
South 08°09’35” West, a distance of 119.06 feet;
    
	
xii.
    	
South 06°59’31” West, a distance of 139.54 feet;
    
	
xiii.
    	
South 81°41’24” East, a distance of 89.38 feet;
    

 

10.          South 07°57’20” West, a distance of 232.50 feet to a point on the pierhead and bulkhead of the Schuylkill River;

 

11.          Thence along the bulkhead of the Schuylkill River the 119 following courses and distances:

 

	
i.
    	
North 83°40’40” West, a distance of 484.75 feet;
    
	
ii.
    	
North 80°59’10” West, a distance of 293.05 feet;
    
	
iii.
    	
North 80°57’45” West, a distance of 291.76 feet;
    
	
iv.
    	
North 80°39’50” West, a distance of 367.78 feet;
    
	
v.
    	
North 09°10’46” East, a distance of 47.72 feet;
    
	
vi.
    	
North 63°43’59” West, a distance of 87.28 feet;
    
	
vii.
    	
North 61°57’14” West, a distance of 104.02 feet;
    
	
viii.
    	
South 26°32’09” West, a distance of 51.72 feet;
    
	
ix.
    	
North 62°59’30” West, a distance of 133.92 feet;
    
	
x.
    	
North 62°12’53” West, a distance of 166.29 feet;
    
	
xi.
    	
North 26°44’06” East, a distance of 55.61 feet;
    
	
xii.
    	
North 62°58’22” West, a distance of 247.86 feet;
    
	
xiii.
    	
North 62°17’56” West, a distance of 287.77 feet;
    
	
xiv.
    	
North 45°26’57” West, a distance of 211.11 feet;
    
	
xv.
    	
North 46°31’00” West, a distance of 354.57 feet;
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

5

 

	
xvi.
    	
North 64°57’13” West, a distance of 65.87 feet;
    
	
xvii.
    	
North 34°41’49” West, a distance of 109.10 feet
    
	
xviii.
    	
North 46°10’22” West, a distance of 380.64feet;
    
	
xix.
    	
North 29°33’57” West, a distance of 210.22 feet;
    
	
xx.
    	
North 28°49’08” West, a distance of 356.96 feet;
    
	
xxi.
    	
North 29°42’09” West, a distance of 364.44 feet;
    
	
xxii.
    	
North 16°12’31” West, a distance of 42.38 feet;
    
	
xxiii.
    	
North 09°26’20” West, a distance of 45.39 feet;
    
	
xxiv.
    	
North 15°41’58” West, a distance of 913.99 feet;
    
	
xxv.
    	
North 15°05’58” West, a distance of 56.31 feet
    
	
xxvi.
    	
North 08°17’52” West, a distance of 173.70 feet;
    
	
xxvii.
    	
North 05°19’22” West, a distance of 64.01 feet;
    
	
xxviii.
    	
North 07°37’01” West, a distance of 1136.34 feet;
    
	
xxix.
    	
North 08°01’22” East, a distance of 380.08 feet;
    
	
xxx.
    	
North 28°44’59” East, a distance of 7.74 feet;
    
	
xxxi.
    	
North 43°42’20” East, a distance of 197.15 feet;
    
	
xxxii.
    	
North 42°26’02” East, a distance of 89.30 feet;
    
	
xxxiii.
    	
North 44°10’07” East, a distance of 72.09 feet;
    
	
xxxiv.
    	
North 72°36’31” East, a distance of 27.87 feet;
    
	
xxxv.
    	
North 75°53’49” East, a distance of 101.72 feet;
    
	
xxxvi.
    	
North 77°19’59” East, a distance of 293.03 feet;
    
	
xxxvii.
    	
South 86°50’08” East, a distance of 373.53 feet;
    
	
xxxviii.
    	
South 86°29’05” East, a distance of 408.99 feet;
    
	
xxxix.
    	
North 84°56’19” East, a distance of 6.58 feet
    
	
xl.
    	
North 81°27’07” East, a distance of 156.35 feet;
    
	
xli.
    	
North 85°23’48” East, a distance of 75.71 feet;
    
	
xlii.
    	
North 80°50’16” East, a distance of 28.45 feet;
    
	
xliii.
    	
South 15°42’39” East, a distance of 2.48 feet;
    
	
xliv.
    	
North 74°42’14” East, a distance of 40.34 feet;
    
	
xlv.
    	
North 79°38’24” East, a distance of 11.24 feet;
    
	
xlvi.
    	
North 84°28’14” East, a distance of 78.29 feet;
    
	
xlvii.
    	
North 71°34’56” East, a distance of 10.59 feet;
    
	
xlviii.
    	
North 85°13’53” East, a distance of 68.60 feet;
    
	
xlix.
    	
North 53°43’35” East, a distance of 138.34 feet;
    
	
l.
    	
North 55°19’46” East, a distance of 24.25 feet;
    
	
li.
    	
North 49°12’19” East, a distance of 21.57 feet;
    
	
lii.
    	
North 50°49’59” East, a distance of 22.71 feet;
    
	
liii.
    	
North 63°34’55” East, a distance of 37.80 feet;
    
	
liv.
    	
North 48°56’08” East, a distance of 17.60 feet;
    
	
lv.
    	
North 48°01’38” East, a distance of 37.79 feet;
    
	
lvi.
    	
North 57°04’27” East, a distance of 220.24 feet;
    
	
lvii.
    	
North 43°24’56” East, a distance of 135.15 feet;
    
	
lviii.
    	
North 32°59’59” East, a distance of 197.67 feet;
    
	
lix.
    	
North 28°46’15” East, a distance of 207.21 feet;
    
	
lx.
    	
South 67°36’32” East, a distance of 25.00 feet;
    
	
lxi.
    	
North 28°53’49” East, a distance of 525.99 feet;
    
	
lxii.
    	
North 23°14’16” East, a distance of 296.55 feet;
    
	
lxiii.
    	
North 16°27’07” East, a distance of 155.27 feet;
    
	
lxiv.
    	
North 09°56’26” East, a distance of 211.86 feet;
    
	
lxv.
    	
North 26°32’07” East, a distance of 130.56 feet;
    
	
lxvi.
    	
North 45°19’27” West, a distance of 43.11 feet;
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

6

 

	
lxvii.
    	
North 23°44’32” East, a distance of 11.78 feet;
    
	
lxviii.
    	
North 58°39’44” East, a distance of 10.33 feet;
    
	
lxix.
    	
North 13°19’01” East, a distance of 20.88 feet;
    
	
lxx.
    	
North 21°53’43” East, a distance of 22.65 feet;
    
	
lxxi.
    	
North 33°53’23” East, a distance of 15.69 feet;
    
	
lxxii.
    	
North 22°37’41” East, a distance of 36.18 feet;
    
	
lxxiii.
    	
North 12°06’28” East, a distance of 42.35 feet;
    
	
lxxiv.
    	
South 78°45’03” East, a distance of 9.60 feet;
    
	
lxxv.
    	
North 12°10’53” East, a distance of 13.10 feet;
    
	
lxxvi.
    	
North 84°10’16” West, a distance of 12.72 feet;
    
	
lxxvii.
    	
North 23°48’41” East, a distance of 452.70 feet;
    
	
lxxviii.
    	
North 23°48’41” East, a distance of453.47 feet;
    
	
lxxix.
    	
South 72°18’38” East, a distance of 4.28 feet;
    
	
lxxx.
    	
North 19°03’43” East, a distance of 23.84 feet;
    
	
lxxxi.
    	
North 15°47’28” East, a distance of 46.32 feet;
    
	
lxxxii.
    	
South 80°51’48” East, a distance of 21.53 feet;
    
	
lxxxiii.
    	
North 13°26’19” East, a distance of 231.84 feet;
    
	
lxxxiv.
    	
North 07°22’43” East, a distance of 111.24 feet;
    
	
lxxxv.
    	
North 03°41’43” West, a distance of 175.93 feet;
    
	
lxxxvi.
    	
North 15°46’02” West, a distance of 260.63 feet;
    
	
lxxxvii.
    	
North 31°09’33” West, a distance of 148.28 feet;
    
	
lxxxviii.
    	
North 39°25’25” West, a distance of 180.29 feet;
    
	
lxxxix.
    	
North 44°07’32” West, a distance of 80.71 feet;
    
	
xc.
    	
North 65°32’53” West, a distance of 13.18 feet;
    
	
xci.
    	
North 49°22’28” West, a distance of 8.41 feet;
    
	
xcii.
    	
North 65°46’02” West, a distance of 30.05 feet;
    
	
xciii.
    	
South 54°50’25” West, a distance of 5.48 feet;
    
	
xciv.
    	
North 40°45’12” West, a distance of 48.68 feet;
    
	
xcv.
    	
North 56°19’58” West, a distance of 156.17 feet;
    
	
xcvi.
    	
North 57°58’20” West,a distance of 145.68 feet;
    
	
xcvii.
    	
North 75°17’24” West, a distance of 42.80feet;
    
	
xcviii.
    	
North 83°31’11” West, a distance of 86.58 feet;
    
	
xcix.
    	
North 83°31’11” West, a distance of 95.61 feet;
    
	
c.
    	
North 83°00’35” West, a distance of 187.03 feet;
    
	
ci.
    	
South 80°37’47” West, a distance of 809.03 feet
    
	
cii.
    	
South 80°01’56” West, a distance of 46.99 feet;
    
	
ciii.
    	
South 85°22’16” West, a distance of 35.86 feet;
    
	
civ.
    	
South 86°42’51” West, a distance of 95.79 feet;
    
	
cv.
    	
North 05°28’09” West, a distance of 30.00 feet;
    
	
cvi.
    	
North 72°05’27” West, a distance of 480.36 feet;
    
	
cvii.
    	
North 49°21’34” West, a distance of 277.55 feet;
    
	
cviii.
    	
North 44°46’47” West, a distance of 91.93 feet;
    
	
cix.
    	
North 27°49’54” West, a distance of 198.68 feet;
    
	
cx.
    	
North 23°47’26” West, a distance of 139.41 feet;
    
	
cxi.
    	
North 27°22’11” West, a distance of 140.79 feet;
    
	
cxii.
    	
North 00°58’58” West, a distance of 695.54 feet;
    
	
cxiii.
    	
North 14°12’09” East, a distance of 375.02 feet;
    
	
cxiv.
    	
North 06°23’54” West, a distance of 78.53 feet;
    
	
cxv.
    	
North 18°25’26” East, a distance of 447.84 feet;
    
	
cxvi.
    	
South 74°33’15” East, a distance of 65.04 feet;
    
	
cxvii.
    	
North 24°55’08” East, a distance of 22.18 feet;
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

7

 

	
cxviii.
    	
South 81°55’09” East, a distance of 191.39 feet;
    
	
cxix.
    	
North 42°08’32” East, a distance of 43.36 feet;
    

 

12.          Thence leaving bulkhead and along lands of Conrail South 82°20’38” East, a distance of 644.83 feet;

 

13.          Thence continuing along lands of Conrail the 11 following courses and distances:

 

	
i.
    	
South 16°15’57” East, a distance of 120.19 feet to   a point of curvature;
    
	
ii.
    	
By a curve to right having a radius of 653.39 feet   and a central angle of 54°52’25” an arc length of 625.77 feet a chord which   bears South 44°45’52” East 602.12 feet;
    
	
iii.
    	
South 82°10’05” East, a distance of 379.22 feet;
    
	
iv.
    	
South 81°54’46” East, a distance of 281.13 feet;
    
	
v.
    	
South 82°09’55” East, a distance of 185.06 feet;
    
	
vi.
    	
South 82°22’37” East, a distance of 375.54 feet;
    
	
vii.
    	
South 82°19’05” East, a distance of 329.39 feet;
    
	
viii.
    	
South 81°52’05” East, a distance of 339.43 feet;
    
	
ix.
    	
South 82°21’18” East, a distance of 639.33 feet;
    
	
x.
    	
South 82°07’25” East, a distance of 230.24 feet to   a point of curvature
    
	
xi.
    	
By a of a curve to the right having a radius of   1028.90 feet and a central angle of 18°15’10” an arc length of 327.78 feet a   chord which bears South 73°24’01” East 326.40 feet;
    

 

14.          Thence South 07°48’50” West, a distance of 86.27 feet to a point in line of lands owned by the City of Philadelphia; thence along lands of Philadelphia the 16 following courses and distances:

 

	
i.
    	
by a curve to the left having a radius of 499.91   feet and a central angle of 22°54’36” an arc length of 199.89 feet a chord   which bears South 82°53’51” West 198.56 feet;
    
	
ii.
    	
South 68°52’37” West, a distance of 368.16 feet to   a point of curvature;
    
	
iii.
    	
by a curve to the left having a radius of 759.85   feet and acentral angle of 9°50’11” an arc length of 130.45 feet a chord   which bears South 74°48’53” West 130.29 feet;
    
	
iv.
    	
South 79°06’45” West, a distance of 310.68 feet;
    
	
v.
    	
South 74°37’16” West, a distance of 96.75 feet;
    
	
vi.
    	
South 56°20’07” West, a distance of 70.00 feet;
    
	
vii.
    	
South 64°28’35” West, a distance of 251.25 feet;
    
	
viii.
    	
South 67°27’07” West, a distance of 302.11 feet;
    
	
ix.
    	
South 67°27’07” West, a distance of 402.58 feet;
    
	
x.
    	
South 67°27’07” West, a distance of 141.14 feet;
    
	
xi.
    	
South 53°20’14” West, a distance of 50.00 feet;
    
	
xii.
    	
South 23°28’34” East, a distance of 32.51 feet;
    
	
xiii.
    	
South 23°28’34” East, a distance of 299.99 feet;
    
	
xiv.
    	
South 35°54’01” East, a distance of 737.38 feet;
    
	
xv.
    	
South 16°59’51” East, a distance of 113.90 feet
    
	
xvi.
    	
South 44°15’26” East, a distance of 25.66 feet;
    

 

15.          Thence North 74°54’45” East, a distance of 225.13 feet;

 

16.          Thence South 14°27’15” East, a distance of 45.83 feet to a point on the southern side of Passyunk Avenue;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

8

 

17.          Thence along the southern side of Passyunk Avenue North 74°50’12” East, a distance of 1289.66 feet;

 

18.          Thence leaving said side of Passyunk Avenue South 15°09’48” East, a distance of 364.36 feet;

 

19.          Thence North 74°50’12” East, a distance of 218.00 feet;

 

20.          Thence South 15°09’48” East, a distance of 63.00 feet;

 

21.          Thence South 89°08’54” East, a distance of 10.00 feet;

 

22.          Thence South 25°09’48” East, a distance of 60.00 feet;

 

23.          Thence South 63°09’48” East, a distance of 27.00 feet;

 

24.          Thence North 71°05’39” East, a distance of 79.00 feet;

 

25.          Thence North 66°10’39” East, a distance of 201.00 feet;

 

26.          Thence North 04°50’39” East, a distance of 61.00 feet;

 

27.          Thence South 85°09’21” East, a distance of 82.00 feet;

 

28.          Thence North 74°50’39” East, a distance of 253.00 feet;

 

29.          Thence South 82°09’21” East, a distance of 224.77 feet to the Point of Beginning.

 

Containing 896.5171 Acres, more or less.

 

PREMISES B: Point Breeze North Description.

 

ALL THAT CERTAIN tract or piece of land situated in the Forty-eighth Ward of the City of Philadelphia, described in accordance with an ALTA/ACSM Land Title Survey made by Ludgate Engineering Corporation dated 5/1/2012, as follows, to wit:

 

1.             Beginning at a point on the right of way of Moore street;

 

2.             Thence along the southern right of way of Moore Street South 76°59’06” East, a distance of 85.84 feet;

 

3.             Thence continuing along said right of way South 76°04’48” East, a distance of 329.50 feet to a point on the western right of way line of 35th street;

 

4.             Thence along the western right of way line of 35th Street South 13°57’01” West, a distance of 518.75 feet;

 

5.             Thence South 82°07’46” East, a distance of 497.03 feet to a point on the western right of way line of 34th Street;

 

6.             Thence along the western right of way line of 34th Street South 20°22’25” West, a distance of 139.66 feet to a point on the southern right of way line of Maiden Lane;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

9

 

7.             Thence along the southern right of way line of Maiden Lane South 64°11’02” East, a distance of 1256.82 feet to a point of curvature;

 

8.             Thence by a curve to the right entering the western side of 26th Street having a radius of 491.39 feet and a central angle of 18°49’29” an arc length of 161.45 feet and a chord which bears South 55°27’35” East 160.72 feet;

 

9.             Thence along the western side of 26th Street the eight following courses and distances:

 

	
i.
    	
South 43°44’58” West, a distance of 2.95 feet;
    
	
ii.
    	
South 40°36’48” East, a distance of 169.81 feet;
    
	
iii.
    	
South 37°29’46” East, a distance of 210.70 feet;
    
	
iv.
    	
South 37°08’53” East, a distance of 599.67 feet;
    
	
v.
    	
South 37°13’25” East, a distance of 255.57 feet;
    
	
vi.
    	
South 45°31’16” West, a distance of 2.49 feet;
    
	
vii.
    	
South 34°13’50” East, a distance of 144.39 feet;
    
	
viii.
    	
South 33°56’02” East, a distance of 266.03 feet;
    

 

10.          Thence leaving the western side of 26th Street and going along the northern side of lands of Conrail the 24 following courses and distances:

 

	
i.
    	
North 81°59’00” West, a distance of 236.77 feet;
    
	
ii.
    	
North 58°22’13” East, a distance of 33.81 feet;
    
	
iii.
    	
North 74°29’15” West, a distance of 121.44 feet;
    
	
iv.
    	
North 76°18’45” West, a distance of 250.63 feet;
    
	
v.
    	
North 84°05’02” West, a distance of 285.50 feet;
    
	
vi.
    	
South 47°15’52” West, a distance of 15.18 feet;
    
	
vii.
    	
North 75°52’55” West, a distance of 46.21 feet;
    
	
viii.
    	
North 82°02’14” West, a distance of 525.00 feet;
    
	
ix.
    	
North 02°36’38” East, a distance of 6.00 feet;
    
	
x.
    	
North 82°03’42” West, a distance of 209.46 feet;
    
	
xi.
    	
North 82°26’26” West, a distance of 197.26 feet;
    
	
xii.
    	
North 82°16’24” West, a distance of 149.97 feet;
    
	
xiii.
    	
North 82°06’49” West, a distance of 452.25 feet;
    
	
xiv.
    	
South 11°06’33” West, a distance of 15.19 feet;
    
	
xv.
    	
North 81°57’23” West, a distance of 288.33 feet;
    
	
xvi.
    	
North 80°02’02” West, a distance of 92.49 feet;
    
	
xvii.
    	
North 83°48’02” West, a distance of 66.93 feet:
    
	
xviii.
    	
North 79°34’03” West, a distance of 240.34 feet to   a point of curvature;
    
	
xix.
    	
By a curve to the right having a radius of 665.76   feet and a central angle of 55°53’57” an arc length of 649.53 feet and a   chord which bears North 53°19’49” West 624.07 feet to a point of compound   curvature;
    
	
xx.
    	
By a compound curve to the right having a radius   of 733.68 feet and a central angle of 44°51’23” an arc length of 574.39 feet   and a chord which bears North 00°47’49” East 559.84 feet;
    
	
xxi.
    	
North 21°41’17” East, a distance of 358.44 feet;
    
	
xxii.
    	
North 26°05’47” East, a distance of 92.79 feet;
    
	
xxiii.
    	
South 82°19’34” East, a distance of 223.64 feet;
    
	
xxiv.
    	
North 13°55’44” East, a distance of 990.16 feet to   the Point of Beginning.
    

 

Containing 106.64 Acres, more or less.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

10

 

PREMISES C: SRTF (street side) Description.

 

ALL THAT CERTAIN tract or piece of land situated in the Forty-eighth Ward of the City of Philadelphia, described in accordance with an ALTA/ACSM Land Title Survey made by Ludgate Engineering Corporation dated 5/1/2012, as follows, to wit:

 

1.             Beginning at a point on the eastern side of Essington Avenue and a corner of lands of Pacific Atlantic Terminal;

 

2.             Thence along lands of Pacific Atlantic Terminal South 82°10’16” East, a distance of 367.00 feet;

 

3.             Thence continuing along said lands South 77°59’17” East, a distance of 668.27 feet to a point of curvature;

 

4.             Thence by a curve to the left having a radius of 1463.35 feet and a central angle of 25°44’18” an arc length of 657.36 feet a chord which bears South 18°58’02” East 651.85 feet;

 

5.             Thence South 31°50’11” East a distance of 827.78 feet;  thence South 31°50’11” East, a distance of 1456.50 feet;

 

6.             Thence along Mingo Creek South 58°16’51” West, a distance of 2698.79 feet;

 

7.             Thence North 64°39’14” West, a distance of 673.96 feet to a point on the eastern side of Mingo Avenue;

 

8.             Thence along Mingo Avenue North 00°03’26” West, a distance of 1413.86 feet to a point on the eastern side of Essington Avenue;

 

9.             Thence along Essington Avenue North 10°51’10” East, a distance of 2507.54 feet to the Point of Beginning.

 

Containing 171.18 Acres, more or less.

 

PREMISES D: SRTF (river side) Description.

 

ALL THAT CERTAIN tract or piece of land situated in the Forty-eighth Ward of the City of Philadelphia, described in accordance with an ALTA/ACSM Land Title Survey made by Ludgate Engineering Corporation dated 5/1/2012, as follows, to wit:

 

1.             Beginning at a point a corner of lands of Pacific Atlantic Terminal;

 

2.             Thence along lands of Pacific Atlantic Terminal South 89°16’27” East, a distance of 989.92 feet to a point on the west side of the Schuylkill River;

 

3.             Thence along said river the 4 following courses and distances:

 

	
i.
    	
South 03°54’17” East, a distance of 294.15 feet;
    
	
ii.
    	
South 15°35’28” East, a distance of 973.86 feet;
    
	
iii.
    	
South 15°35’28” East, a distance of 196.10 feet;
    
	
iv.
    	
South 29°06’56” East, a distance of 955.16 feet;
    

 

4.             Thence South 54°55’41” West, a distance of 467.65 feet to a point on the east side of lands of Pacific Atlantic Terminal;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

11

 

5.             Thence along lands of pacific Atlantic Terminal the three following courses and distances:

 

	
i.
    	
North 31°50’11” West, a distance of 1423.21 feet;
    
	
ii.
    	
North 31°50’11” West, a distance of 857.35 feet to   a point of curvature;
    
	
iii.
    	
By a curve to the right having a radius of 1397.46   feet a central angle of 26°08’53” an arc length of 637.75 feet a chord which   bears North 18°45’45” West a distance of 632.23 feet to the Point of   Beginning.
    

 

Containing 39.90 Acres, more or less.

 

PREMISES E: West Yard Description.

 

ALL THAT CERTAIN tract or piece of land situated in the Forty-eighth Ward of the City of Philadelphia, described in accordance with an ALTA/ACSM Land Title Survey made by Ludgate Engineering Corporation dated 5/1/2012, as follows, to wit:

 

1.             Beginning at a point on the southern right of way of Passyunk Avenue and a corner of lands of now or late Thy B. Ma;

 

2.             Thence along said lands of Ma and along lands of now or late Joseph & Rosanna Mitchell South 69°19’58” East, a distance of 315.10 feet to a point a corner of lands of the now or late Phing Tan and Khanh Buu Huynh;

 

3.             Thence along said lands and lands of Passyunk Avenue Realty En. North 82°44’45” East, a distance of 601.48 feet to a point a corner of the now or late lands of Passyunk Avenue Realty En;

 

4.             Thence along said lands South 61°00’00” East, a distance of 218.91 feet;

 

5.             Thence South 68°14’30” East, a distance of 251.05 feet;

 

6.             Thence along lands of Auto Recycling Real Estate North 88°16’32” East, a distance of 288.19 feet;

 

7.             Thence continuing along said lands and along lands of S.R.S. Inc. North 35°03’05” East, a distance of 1800.00 feet near the Schuylkill River;

 

8.             Thence in and along the Schuylkill River the 10 following courses and distances:

 

	
i.
    	
South 80°39’14” East, a distance of 401.15 feet;
    
	
ii.
    	
South 42°01’03” East, a distance of 297.66 feet;
    
	
iii.
    	
South 04°55’59” West, a distance of 350.17 feet;
    
	
iv.
    	
South 15°52’29” West, a distance of 487.33 feet;
    
	
v.
    	
South 23°42’54” West, a distance of 196.89 feet;
    
	
vi.
    	
South 22°35’18” West, a distance of 384.45 feet;
    
	
vii.
    	
South 14°15’27” West, a distance of 121.55 feet;
    
	
viii.
    	
South 15°59’35” West, a distance of 219.74 feet;
    
	
ix.
    	
South 21°40’33” West, a distance of 445.70 feet;
    
	
x.
    	
South 23°20’44” West, a distance of 324.02 feet to   a point a corner of lands of Convoy Realty LP;
    

 

9.             Thence along lands of Convoy North 63°18’58” West, a distance of 1362.47 feet;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

12

 

10.          Thence North 07°11’32” East, a distance of 231.25 feet to a point of curvature;

 

11.          Thence by a curve to the left having a radius of 5000.00 feet and a central angle of 1°29’17” an arc length of 129.85 feet a chord which bears North 70°46’37” West 129.85 feet;

 

12.          Thence along lands of Point Breeze Terminal LLC the eight following courses and distances:

 

	
i.
    	
North 67°11’05” West, a distance of 14.72 feet;
    
	
ii.
    	
South 83°51’36” West, a distance of 839.02 feet;
    
	
iii.
    	
North 60°55’04” East, a distance of 31.00 feet;
    
	
iv.
    	
North 25°30’00” East, a distance of 145.00 feet;
    
	
v.
    	
North 00°00’00” East, a distance of 50.83 feet;
    
	
vi.
    	
North 00°00’00” East, a distance of 41.00 feet;
    
	
vii.
    	
North 85°21’56” West, a distance of 972.06 feet;
    
	
viii.
    	
North 07°07’07” East, a distance of 171.91 feet to   a point on the southern side of Passyunk Avenue;
    

 

13.          Thence along the southern side of Passyunk Avenue the three following courses and distances:

 

	
i.
    	
North 74°48’30” East, a distance of 226.91 feet;
    
	
ii.
    	
South 15°11’30” East, a distance of 6.00 feet;
    
	
iii.
    	
North 74°48’30” East, a distance of 349.28 feet to   the Point of Beginning.
    

 

Containing 80.84 Acres, more or less.

 

PREMISES G (former premises “WW”)

 

ALL THAT CERTAIN lot or piece of ground with the buildings and improvements thereon erected situated in the 36th Ward of the City of Philadelphia, County of Philadelphia and Commonwealth of Pennsylvania, more particularly described in accordance with a Survey and Plan thereof dated 5/25/1965 made by Lewis C. Jones, Surveyor and Regulator of the 2nd Survey District, as follows:

 

1.             Beginning at a point in the Northeasterly side of Moore Street (50 feet wide) at the distance of 526.150 feet Northwestwardly from the Northwesterly side of 34th Street said point of beginning being also the point of intersection of the said side of Moore Street with the center line of the former 35th Street stricken from the City Plan and vacated 3/21/1927;

 

2.             Thence extending North 68 degrees 50 minutes 44 seconds West along the said side of Moore Street 440 feet to a point at the intersection of the said side of Moore Street with the center line of the former 36th Street stricken from the City Plan and vacated 3/21/1927;

 

3.             Thence along the said center line of the former 36th Street North 21 degrees 9 minutes 16 seconds East 240.143 feet to the Southwesterly side of the former Fish House Lane;

 

4.             Thence along the Southwesterly side of former Fish House Lane North 72 degrees 20 minutes 2 seconds West 30.064 feet to a point;

 

5.             Thence North 21 degrees 9 minutes 16 seconds East 23.250 feet to the Northeasterly side of the formerly Fish House Lane;

 

6.             Thence along the said Northeasterly side of former Fish House Lane South 72 degrees 20 minutes 2 seconds East 495.927 feet to a point on the Southeasterly side of the former 35th Street;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

13

 

7.             Thence along the said Southeasterly side of the former 35th Street South 21 degrees 9 minutes 16 seconds West 23.250 feet to the Southwesterly side of the former Fish House Lane;

 

8.             Thence along the said Southwesterly side of the former Fish House Lane North 72 degrees 20 minutes 2 seconds West 25.046 feet to the said center line of the former 35th Street;

 

9.             Thence along the said center line of the former 35th Street South 21 degrees 9 minutes 16 seconds West 266.966 feet to the place of beginning.

 

PREMISES H (former Premises “YY”)

 

ALL THOSE CERTAIN tracts, pieces or parcels of land, situate former 36th Street and Moore Street, 36th Ward, City of Philadelphia, Commonwealth of Pennsylvania, as shown on a plan prepared by Van Demark & Lynch, Inc., Engineers, Planners and Surveyors, Wilmington, Delaware, Drawing No. 39945-F, dated April 23, 2010, entitled “Subdivision Plat, Premises “H”, prepared for Sunoco, Inc.” and being more particularly described as follows, to wit:

 

PARCEL “A”:

 

1.             Beginning at a point, the intersection of the northerly side of Moore Street, shown on the city plan and legally open at 50 feet wide, with the centerline of former 36th Street, stricken from the city plan at 50 feet wide, being the southwesterly corner of Premises ‘H’, Sunoco Propane Terminal (13-S-23/3) on a easterly line for land now or formerly of CSX Transportation, Inc. (13-S-24/4);

 

2.             Thence through the said land now or formerly of CSX Transportation, Inc. the seven (7) following described courses and distances (Courses (i) through (iii) along or near a 6 foot chain link fence and course (vii) along the said westerly side of former 36th Street, being the westerly line for the said Parcel “B”):

 

	
i.
    	
North 68° 50’ 44” West, 77.400 feet to a point;
    
	
ii.
    	
North 18° 57’ 36” East, 199.926 feet to a point;
    
	
iii.
    	
North 23° 20’ 54” East, 201.193 feet to a fence   corner;
    
	
iv.
    	
North 25° 18’ 02” East, 84.179 feet to a point;
    
	
v.
    	
North 27° 45’ 33” East, 22.761 feet to a point; and
    
	
vi.
    	
South 68° 50’ 44” East, 43.650 feet to a point,   the northwesterly corner for the herein described Parcel “B” on the westerly   line of the said former 36th Street;
    
	
vii.
    	
South 21° 09’ 16” West, 245.524 feet to a point on   the northerly side of former Fish House Lane, at 23.208 feet wide;
    

 

3.             Thence along the northerly side, westerly terminus and southerly side of the said former Fish House Lane the three (3) following described courses and distances:

 

	
i.
    	
North 72° 20’ 02” West, 5.018 feet to a point;
    
	
ii.
    	
South 21° 09’ 16” West, 23.250 feet to a point;   and
    
	
iii.
    	
South 72°20’02” East, 30.064 feet to a point on   the said centerline of former 36th Street;
    

 

4.             Thence along the said centerline of former 36th Street, South 21° 09’ 16” West, 240.143 feet to the point and place of Beginning.

 

Containing within said metes and bounds, 33,558 square feet (0.770 acres) of land, being the same, more or less.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

14

 

PARCEL “B”:

 

1.             Beginning at a point, a southeasterly corner for the above described Parcel “A”, the intersection of the westerly side of former 36th Street, stricken from the city plan at 50 feet wide, with the northerly side of former Fish House Lane, at 23.208 feet wide, being on a southeasterly line for land now or formerly of CSX Transportation, Inc. (13-S-2414), said point being measured the four (4) following courses and distances from the intersection of the northerly side of Moore Street, shown on the city plan and legally open at 50 feet wide, with the centerline of the said former 36th Street (Course 1 along the centerline of said former 36th Street and course 2 through 4 along the said former Fish House Lane);

 

	
i.
    	
North 21° 09’ 16” East, 240.143 feet to a point on   the southerly side of the said former Fish House Lane;
    
	
ii.
    	
North 72° 20’ 02” West, 30.064 feet to a point;
    
	
iii.
    	
North 21° 09’ 16” East, 23.250 feet to a point;   and
    
	
iv.
    	
South 72° 20’ 02” East, 5.018 feet to the Point of   Beginning;
    

 

2.             Thence from said point of Beginning, through the said land now or formerly of CSX Transportation, Inc. the two (2) following courses and distances (Course 1 along an easterly line for the said Parcel “A”):

 

	
i.
    	
North 21° 09’ 16” East, 245.524 feet to a point;   and
    
	
ii.
    	
South 68° 50’ 44” East, 25.000 feet to a point on   the centerline for the said formerly 36th Street;
    

 

3.             Thence along the said centerline of the former 36th Street, South 21° 09’ 16” West, 244.000 feet to a point on the said northerly side of former Fish House Lane;

 

4.             Thence along the said northerly side of former Fish House Lane, North 72° 20’ 02” West, 25.046 feet to the point and place of Beginning.

 

CONTAINING within said metes and bounds, 6,119 square feet (0.140 acres) of land, being the same, more or less.

 

CONTAINING within said metes and bounds for Parcels “A” and “B”, a total of 39,677 square feet (0.911 acres) of land, being the same, more or less.

 

BEING AS TO PART the same premises which Chevron U.S.A. Inc., a Pennsylvania corporation by Deed dated 8/4/1994 and recorded 10/19/1994 in the County of Philadelphia in Deed Book VCS 709 page 280, conveyed unto Sun Company, Inc. (R&M), a Pennsylvania corporation, in fee.

 

BEING AS TO PART the same premises which Atlantic Richfield Company, a Delaware corporation, successor in interest by reason of merger of Atlantic Richfield Company, a Pennsylvania corporation (formerly known as The Atlantic Refining Company) into the aforesaid Atlantic Richfield Company, a Pennsylvania corporation by Deed dated 9/17/1985 and recorded 10/7/1985 in the County of Philadelphia in Deed Book FHS 269 page 60, conveyed unto Atlantic Refining & Marketing Corp., a Delaware corporation, in fee.

 

BEING AS TO PART the same premises which CSX Transportation, Inc., a Virginia corporation by Quit Claim Deed dated 11/28/2011 and recorded 11/30/2011 in the County of Philadelphia in Document ID #52417916, conveyed unto Sunoco, Inc., in fee.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

15

 

AND THE SAID Sun Company, Inc. (R&M) and Atlantic Refining & Marketing Corp. thru various mergers is now Sunoco, Inc. (R&M).

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

16

 

Schedule 1.1D

 

Transferred Refinery Computer Systems and Transferred Refinery Software

 

Transferred Refinery Software:

 

	
Application

ID #
    	
 
    	
Application

Name
    	
 
    	
Application

Description
    	
 
    	
License
   Type
    	
 
    	
Software

Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-844
    	
 
    	
Active Directory Web   Service
    	
 
    	
Shared Web Service For   Accessing User Data from the Active Directory
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-854
    	
 
    	
Contractor Testing   Admin
    	
 
    	
Provides new   third-party contractor testing. Individuals tested from the processing center
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-859
    	
 
    	
EDMS Drawing Search
    	
 
    	
Tool for searching CAD   Drawings by P&ID
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-860
    	
 
    	
Email Web Service
    	
 
    	
Email service that is   integrated into all manufacturing applications that require programmatic   email generation
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-557
    	
 
    	
Attendance Management
    	
 
    	
Attendance tracking   database
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-766
    	
 
    	
WeatherLink
    	
 
    	
Weather station data   acquisition interface
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-814
    	
 
    	
Calc Browse Web Service
    	
 
    	
Web Service for   accessing calculations used in Plant Historian Calculation Engine
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-829
    	
 
    	
Eprism Reporting
    	
 
    	
Reporting tool For   Eprism Training system
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-830
    	
 
    	
Eprism Web Service
    	
 
    	
Web Service for Accsing   eprism data
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-803
    	
 
    	
Labatory Quality   Control
    	
 
    	
Quality control system   for Labatory
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-804
    	
 
    	
Laboratory Shift   Reports
    	
 
    	
Shift Reporting System   for LABs
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-805
    	
 
    	
LIMS Fax
    	
 
    	
LIMS CofA Faxing
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-806
    	
 
    	
Lims Portal
    	
 
    	
AD-HOC Query Tool for   Reporting LAB Data from the LIMS System
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-807
    	
 
    	
Lims Web Services
    	
 
    	
Shared Web Service for   erforms LIMS Data
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

17

 

	
Application

ID #
    	
 
    	
Application

Name
    	
 
    	
Application

Description
    	
 
    	
License
   Type
    	
 
    	
Software

Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-808
    	
 
    	
LimsBrowser
    	
 
    	
Adhoc query tool to   access LIMS data - used by operators, engineers, and others outside the lab
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-820
    	
 
    	
Pi Area Log Service
    	
 
    	
Manual Entry system for   writing values to Pi Historian
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-821
    	
 
    	
Pi Calc Browser
    	
 
    	
Portal for viewing   Calculations and Data From Pi
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-823
    	
 
    	
Pi Dynamic Matrix   Control (DMC)
    	
 
    	
Portal for creating DMC   Screens for PI Control Systems
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-826
    	
 
    	
Process Book Web   Services
    	
 
    	
Shared Web Service for   handling process book real time graphics
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-813
    	
 
    	
R&S Electronic   Permit System
    	
 
    	
EPS for all of R&S
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-909
    	
 
    	
SEHIT (Sun Equipment   Work History)
    	
 
    	
Rotating Equipment Work   History
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-921
    	
 
    	
TIMAC
    	
 
    	
Centralised Portal for   Viewing Asset Data from many sources
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-880
    	
 
    	
Digital dash board
    	
 
    	
Client workstation   executable that via web service into Pi and other information services   provides real-time operational status
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-871
    	
 
    	
Lims Lab Request
    	
 
    	
Application used to   submit request to the laboratory supervisor
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-873
    	
 
    	
Line List Search
    	
 
    	
Application to search   the EDMS DB
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-875
    	
 
    	
Manufacturing Systems   Portal
    	
 
    	
Centralized web portal   for executing all R&S Coke and Commercial applications
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-881
    	
 
    	
Operator Logbook
    	
 
    	
Application used by   shift managers and process engineers that captures daily activity within the   facility environment
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

18

 

	
Application

ID #
    	
 
    	
Application

Name
    	
 
    	
Application

Description
    	
 
    	
License
   Type
    	
 
    	
Software

Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-882
    	
 
    	
Pi Digital Management   Control (DMC)
    	
 
    	
Provides process   engineers with the aplity to produce custom Pi tag reports used in facility   management.
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-883
    	
 
    	
Positive Materials   Identification
    	
 
    	
application that will   allow inspectors to store and retrieve inspection data quickly as well as   generate useful PMI reports
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-886
    	
 
    	
QTS Quality Tracking
    	
 
    	
Application used to monitor   quality issue and resolution information
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-887
    	
 
    	
Quality DB
    	
 
    	
DB used to monitor   quality issues within the laboratory environment
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-889
    	
 
    	
RMST
    	
 
    	
Raw Materials   Supply & Trading - deal capture, contract generation and cargo mgmt.   for Foreign Crude. This system interfaces to COINS (Crude Acct.).
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-893
    	
 
    	
Shift Management
    	
 
    	
Application provides   shift supervisors with an interface to report all issues that occurred during   the 12 hour shift. Results are provided to the executive committee
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-824
    	
 
    	
Pi Graphic Portal
    	
 
    	
Portal for viewing   realtime plant data from PI
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-928
    	
 
    	
Contractor Testing   System (CTS)
    	
 
    	
Contractor Tests for   Sunoco Specific Requirements
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-927
    	
 
    	
CostCap
    	
 
    	
Project Cost Control   Warehouse and Webfocus Reporting
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-898
    	
 
    	
eMOC.net
    	
 
    	
Electronic Management   of Change
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-919
    	
 
    	
Gasket Database
    	
 
    	
Inventory control   system for Gaskets
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

19

 

	
Application

ID #
    	
 
    	
Application

Name
    	
 
    	
Application

Description
    	
 
    	
License
   Type
    	
 
    	
Software

Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-926
    	
 
    	
Lost Profit Oppurtunity   Database
    	
 
    	
Reporting lost profit   opportunities and calculating financial impact
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-925
    	
 
    	
Tank Database   Management System - TDMS
    	
 
    	
Tank Inspection System   for Sunoco Owned Tanks
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-929
    	
 
    	
Turnaround Scope System   (TAS)
    	
 
    	
Turnaround Projects   Scope Management Tool
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-618
    	
 
    	
FCC MB
    	
 
    	
Fluidized Cat Cracker   model
    	
 
    	
Custom
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

20

 

Transferred Refinery Computer Systems:

 

Servers:

 

	
Machine
   Name
    	
 
    	
Organization
   Code
    	
 
    	
Role
   Description
    	
 
    	
Operating
   System
    	
 
    	
Status
    
	
CHSV-PI01
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
COREAGAPS01D-OLD
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
Decommissioned
    
	
GPSV-SSMON01
    	
 
    	
Refining and Supply
    	
 
    	
Utility Server
    	
 
    	
Windows
    	
 
    	
 
    
	
LD0SU-WAG626
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WAGV630
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WAGV631
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WLTV001
    	
 
    	
Infrastructure Services
    	
 
    	
Citrix Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WLTV002
    	
 
    	
Infrastructure Services
    	
 
    	
Citrix Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WLTV003
    	
 
    	
Infrastructure Services
    	
 
    	
Citrix Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WLTV004
    	
 
    	
Infrastructure Services
    	
 
    	
Citrix Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WLTV005
    	
 
    	
Infrastructure Services
    	
 
    	
Citrix Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WLTV006
    	
 
    	
Infrastructure Services
    	
 
    	
Citrix Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WWWV001
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WWWV002
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
MHSDOM1I
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
MHSTST1P
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
MHSTST2P
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
MHSV-IIS08
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
MHSV-MPC02
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
QA/Test
    
	
MHSV-MPC03
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
QA/Test
    
	
MHSV-SQR03
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
MHSV-SQR04
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
NextivaIVAP1
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
OD0SU-WAG083
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WAG088
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
QA/Test
    
	
OD0SU-WLT001
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT002
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
QA/Test
    
	
OD0SU-WLT018
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT020
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT027
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

21

 

	
Machine
   Name
    	
 
    	
Organization
   Code
    	
 
    	
Role
   Description
    	
 
    	
Operating
   System
    	
 
    	
Status
    
	
OD0SU-WLT035
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT049
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT051
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT052
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT053
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT056
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT061
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
QA/Test
    
	
OD0SU-WLT063
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
QA/Test
    
	
OD0SU-WLT115
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT116
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD-SU-W-LT-16
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
PCSV-COAM711
    	
 
    	
Refining and Supply
    	
 
    	
Utility Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WAG036
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WAG088
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WAG089
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WAG095
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WAG107
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
QA/Test
    
	
PD0SU-WAG108
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WAG112
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WWW009
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WWW010
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WWW011
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHIN16
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
VMS
    	
 
    	
Production
    
	
PHIT02
    	
 
    	
Refining and Supply
    	
 
    	
DEC Terminal Server
    	
 
    	
VMS
    	
 
    	
Unmanaged
    
	
PHSDOM1J
    	
 
    	
Refining and Supply
    	
 
    	
File and Print Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSDOM1U
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSDOM1Y
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSPI001
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSPI002
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSTST1P
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
PHSV-DPLYMS
    	
 
    	
Infrastructure Services
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSV-IIS02
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSV-IIS03
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSV-LIMSPRINT2
    	
 
    	
Refining and Supply
    	
 
    	
File and Print Server
    	
 
    	
Windows
    	
 
    	
Production
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

22

 

	
Machine
   Name
    	
 
    	
Organization
   Code
    	
 
    	
Role
   Description
    	
 
    	
Operating
   System
    	
 
    	
Status
    
	
PHSV-MPC01
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSV-MPC02
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSV-SQR01
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
RD0SU-WAG631
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
RD0SU-WAG632
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
SD0SU-WAG613
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
SD0SU-WWW601
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
SD0SU-WWW602
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
QA/Test
    
	
SD0SU-WWW603
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

23

 

Schedule 2.2(b)(v)

 

Refinery Permits

 

AIR

 

1.                                      Title V/State Operating Permit No. V95-038 (Refinery).  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective February 15, 2002.  Expired February 15, 2007.  Permit remains in effect pending reissuance upon a timely submitted application for renewal. Renewal Submitted in 2006.

 

2.                                      Title V/State Only Operating Permit No. V05-011 (Schuylkill River Tank Farm). Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective February 23, 2012.  Expires February 23, 2017.

 

3.                                      Fire School Open Burning Variance.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date January 24, 2011. No expiration date stated.

 

4.                                      CD NSPS - Boiler, Heaters & Flares (Phila. Refinery) Approval/Permit # 11079.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date September 23, 2011.  Expires March 23, 2013.

 

5.                                      24P1 RICE Fire Pump Permit #11329. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 23, 2012.  Expires February 23, 2013.

 

6.                                      Fire and HF Mitigation RICE Permit #11346-11352. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 23, 2012.  Expires February 23, 2013.

 

7.                                      Pollack Street Remediation Permit #12013. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 21, 2012.  Expires February 21, 2013.

 

8.                                      Penrose Remediation Permit #11277. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 6, 2012.  Expires February 6, 2013.

 

9.                                      Cleaver-Brooks Warehouse Boiler Permit #11276. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 6, 2012.  Expires February 5, 2013.

 

10.                               3 Rental Boilers Permit #11335/6/7 Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date January 6, 2012.  Expires January 6, 2013.

 

11.                               Thermal Oxidizer/Diesel Generator/Internal Combustion Engine for Tank Degassing.  Permit # 11026.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date September 12, 2011.  Expires December 31, 2012.

 

12.                               Thermal Oxidizer/Diesel Generator/Internal Combustion Engine for Tank Degassing.  Permit # 11415.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date 1/27/2012.  Expires December 31, 2012.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

24

 

13.                               210 H-201 Heater CD NOx Permit # 10180.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 3, 2011.  Expires August 3, 2012.

 

14.                               Storage Tanks for Volatile Organic Liquids — GP-1101 Approval/Permit # 11001.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date January 25, 2011.  Expires July 25, 2012.  Requesting extension.

 

15.                               Replacing Cummins Fire Pump #4  Permit # 11101.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 24, 2011.  Expires June 23, 2012.

 

16.                               Tank SR-59 Seal Replacement- Sunoco, Inc. (R&M) Schuylkill River Tank Farm Approval/Permit # 10290.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date December 6, 2010.  Expires June 6, 2012.

 

17.                               GP-1116 Permit #11278. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date November 1, 2011.  Expires May 5, 2013.

 

18.                               Boilers (Phila. Refinery) - (SD of Boiler 38) No. 3 Boilerhouse.  Approval # 08080 (Amended). Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date November 2, 2010.  Expires May 2, 2012.

 

19.                               Storage Tanks for Volatile Organic Liquids — Schuylkill River Farm. GP-1214 Seal Approval/Permit # 10116.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date April 21, 2010.  Expired October 21, 2011. Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

20.                               Installation Tank 1051 — 433 Alkylation Approval/Permit # 10185.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date August 6, 2010.  Expired August 6, 2011.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

21.                               1332 H-400/401 NOx Permit #09040.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 1, 2010.  Expired August 2, 2011.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

22.                               865 Hydrodesulfurization Unit Approval # 08255.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 23, 2009.  Expired August 23, 2010.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

23.                               433 Improvements Permit # 06050.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date December 6, 2006.  Expired June 4, 2010.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

24.                               1232 Flare Vent to RFG Permit # 10121.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date May 19, 2010.  Expired May 19, 2011.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

25

 

25.                               433 Flare Work Permit # 09190.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date December 15, 2009.  Expired December 15, 2010.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

26.                               433 ASO Alternate Disposition Permit # 09116.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 5, 2009.  Expired June 5, 2010.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

27.                               137 Foul Gas Permit #09022.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date March 3, 2009.  Expired March 3, 2010.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

28.                               137 F-3 Heater NGULNB CD NOx Approval # 07163.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 5, 2008.  Expired August 5, 2009.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

29.                               210 Pumps and Corrosion Probes Permit # 08153. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 27, 2008.  Expired June 27, 2009.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

30.                               859 ULSD Permit #06144.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date January 29, 2008.  Expired January 29, 2009.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

31.                               FCCU, SCR, WGS & SRU (Phila.) Extension.  Approval/Permit # 04.322  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 28, 2006.  Expired May 31, 2008.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

32.                               866 ULSD Permit #05219.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date March 7, 2006.  Expired December 12, 2007.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

33.                               865 ULSD Permit #04237.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date August 12, 2005.  Expired August 12, 2007.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

34.                               870 Tier II Gas HDS Permit #02184.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date December 29, 2003.  Expired June 29, 2005.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

35.                               FCCU 868 Upgrades approval #00184.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date March 22, 2003.  Expired September 22, 2003.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

36.                               49 MMBTU/hr gas fried heater permit #03039.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date July 29, 2003.  Expired July 29, 2004.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

26

 

Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

37.                               869 Restart Approval #03163.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 4, 2004.  Expired August 5, 2005.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

38.                               Unit 231 B-101 Burner Replacement Permit #06069.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 13, 2006.  Expired June 13, 2007.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

39.                               1332 CRU H2 Hydrobon Heater Replacement Permit #05124.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date October 4, 2005.  Expired April 4, 2007.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

40.                               Cumene Unit Expansion #99092/99127.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date December 13, 1999.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

41.                               UDEX Unit 1732 Permit #99110/99129.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date December 13, 1999.  Expired March 13, 2001.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

42.                               AU 433/ 431 Permit #99093/99128.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date January 28, 2000.  Expired July 28, 2001.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

43.                               Benzene Railcar Unloading #00013.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date April 20, 2000.  Expired October 20, 2001. Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

44.                               SO2 Operating Permit #SO2-95-039.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date July 27, 2000.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

45.                               RACT Plan Approvals for both Point Breeze and Girard Point.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date August 1, 2000, amended October 7, 2007 and December 6, 2002.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

27

 

46.                               Temporary RICE for HF Mitigation Pump Permit #12101. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 1,, 2012.  Expires July 1, 2012.

 

47.                               Temporary RICE 40 Boiler Shutdown - Bluebird Permit #12128 & 12129. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 1, 2012.  Expires August 15, 2012.

 

48.                               Temporary RICE 40 Boiler Shutdown — Bluebird Backup Permit #12133. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 1, 2012.  Expires August 15, 2012.

 

49.                               Temporary RICE 40 Boiler Shutdown — WWTP Compressors Permit #12008 - 12011. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 1, 2012.  Expires August 15, 2012.

 

50.                               Temporary RICE 40 Boiler Shutdown — SRTF Flare Compressors Permit #12131 & 12132. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 1, 2012.  Expires August 30, 2012.

 

51.                               Temporary RICE GP 682 Cleanout Pump #12140. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 18, 2012.  Expires July 31, 2012.

 

52.                               PB Safety Kleen Degreasers Permit #12070 - 12071. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date May 21, 2012.  Expires May 21, 2013.

 

53.                               3 Separator Remediation System Permit #12127.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 12, 2012.  Expires June 12, 2013.

 

Applications Submitted For Review

 

1.                                      868 Unit (Phila. Refinery) SO2 Reduction/Feed Increase Application — Amended for Approval # 11087.  Permit application was submitted pursuant to Global CAA Consent Decree.

 

2.                                      RICE ACOA Permitting: Permit applications have been submitted for reciprocating internal combustion engines (“RICE”) as required by the RICE AOCA.

 

3.                                      1232 Unit NOx and SO2:  Permit application was submitted on October 24, 2011 for NOx and SO2 emissions as required by the Global CAA Consent Decree.  Permit received by Sunoco on April 13, 2012, subject to 30 day public comment period upon publication in the newspaper.

 

WATER

 

1.                                      Girard Point Fluid Catalytic Cracking Unit.  Permit# SUNO00021159MS - Renewal.  Issued by City of Philadelphia Water Department.  Effective Date 1/1/2012.  Expires December 31, 2016.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

28

 

2.                                      Schuylkill River Tank Farm.  Approval/Permit # SUNC00031027OM.  Issued By City of Philadelphia Water Department.  Effective Date January 1, 2011.  Expires December 31, 2015.

 

3.                                      National Pollutant Discharge Elimination System for Point Breeze.  Approval/Permit # PA0012629 A1.  Issued By Department of Environmental Protection.  Effective Date October 1, 2008.  Expired January 31, 2011. Renewal Application submitted August 3, 2010.

 

4.                                      National Pollutant Discharge Elimination System for Girard Point.  Approval/Permit # PA0011533 A1.  Issued By Department of Environmental Protection.  Effective Date September 1, 2008.  Amendment 2 was issued February 1, 2011.  Expired February 28, 2011. Renewal Application submitted August 28, 2010.

 

TANKS

 

1.                                      Girard Point Processing Area Registration/Permit Certificate — Facility 51-36558.  Issued By Department of Environmental Protection Bureau of Waste Management.  Expires February 4, 2013.

 

2.                                      Point Breeze Processing Area Registration/Permit Certificate — Facility 51-19781.  Issued By Department of Environmental Protection Bureau of Waste Management.  Expires February 4, 2013.

 

3.                                      Schuykill River Tank Farm Registration/Permit Certificate — Facility 51-11557.  Issued By Department of Environmental Protection Bureau of Waste Management. Expires February 4, 2013.

 

WASTE

 

1.                                      Girard Point Refinery — Hazardous Waste Storage, Treatment and Disposal (RCRA Part B) Permit # PAD049791098.  Issued by PADEP.  Effective Date September 19, 2000.  Expired September 19, 2010. Renewal Application was submitted October 29, 2008.  The renewal application seeks to incorporate Point Breeze, Girard Point, and Schuylkill River Tank Farm under one permit.

 

2.                                      Chevron USA (Girard Point) — RCRA Corrective Action Permit PAD-04-979-1098.  Issued by EPA.  Effective October 27, 1989, expired October 26, 1999, renewed by application to PADEP for Girard Point Refinery Part B permit as set forth in EPA letter dated January 1998.

 

3.                                      Atlantic Refining and Marketing (Point Breeze) — Hazardous Waste, Storage & Disposal.  Approval/Permit # PAD002289700 for Operation of Land Treatment facility.  Issued November 2, 1988 by PADEP.  Expired on November 2, 1990.  Extended by renewal application dated October 15, 1990.  Operation as a residual waste land treatment facility until July 4, 2000 followed by closure under PAD002289700 authorized by Consent Order and Agreement dated August 13, 1996, as amended on December 2000 and July 2004.

 

4.                                      Atlantic Refining and Marketing (Point Breeze) — RCRA Corrective Action Permit PAD-00-228-9700.  Issued by EPA.  Effective December 9, 1988, expired December 8, 1998, extended to July 4, 2000 and renewed by application for PADEP RCRA Part B permit as set forth in EPA letter dated January, 1998.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

29

 

5.                                      Schuylkill River Tank Farm — PAD980555312 — Obsolete EPA ID Number for regulated activity.  The SRTF is not operated in a manner that requires a RCRA permit and no RCRA Permit has been issued for SRTF.  PADEP issued an Acknowledgement dated February 26, 2007 that consolidated the EPA ID Numbers for SRTF, Girard Point and Point Breeze under EPA ID Number PAD049791098 for ongoing waste generation, management and disposal activities.  RCRA Corrective action at SRTF is conducted under Sunoco Philadelphia Refinery PAD 002289700.

 

Dredging Permits

 

1.                                      Girard Point Concrete Wharf.  Issued by the Department of Wharfs, Docks & Ferries.  Effective Date:  November 26, 1946.  No Termination Date.

 

2.                                      Girard Point (DEP Permit # E51-128).  Fort Mifflin (DEP Permit # E23-391).  Hog Island Wharf (DEP Permit #E23038T-1).  Point Breeze (DEP Permit #E51-138) — 090204.  Issued by Pennsylvania Department of Environmental Protection.  Effective Date:  September 2, 2004.  No Termination Date.

 

3.                                      Girard Point Wharf — Water Quality Certification - Section 401 Certification Letter E51-128. — 072704.  Issued by Pennsylvania Department of Environmental Protection.  Effective Date:  July 27, 2004.  No Termination Date.

 

4.                                      Girard Point Wharf — DEP File No. CZ7;E51-128 mechanical dredging (CENAP-OP-R-200002383-46) 082003.  Issued by the Pennsylvania Department of Environmental Protection — Office for River Basin Cooperation.  Effective Date:  August 20, 2003. No Termination Date.

 

5.                                      Girard Point Wharf — mechanical dredging & beam obstruction leveling.  050404 — (CENAP-OP-R-200002383-46). Issued by Army Corps of Engineers.  Effective Date May 4, 2004.  No Termination Date.

 

6.                                      Girard Point Wharf — mechanical dredging & interim beam obstruction leveling.  062304 — (CENAP-OP-R-200002383-46). Issued by Army Corps of Engineers.  Effective Date:  June 23, 2004.  Expires December 31, 2014 - Conditional.

 

7.                                      Girard Point Wharf — mechanical dredging.  062303 — (CENAP-OP-R-200002383-46).  Issued by Army Corps of Engineers.  Effective Date:  June 23, 2004.  Expires December 31, 2013.

 

8.                                      Girard Point Wharf — mechanical dredging & beam obstruction leveling.  092707 — (CENAP-OP-R-200002383-46). Issued by Army Corps of Engineers.  Effective Date September 27, 2007.  No Termination Date.

 

9.                                      Girard Point Wharf — hydraulic maintenance dredging.  071703— (CENAP-OP-R-200002383-46). Issued by Army Corps of Engineers.  Effective Date July 17,2003.  No Termination Date.

 

10.                               Girard Point Wharf — maintenance dredging — bucket method.  102203— (CENAP-OP-R-200002383-46). Issued by Army Corps of Engineers.  Effective Date October 22, 2003.  No Termination Date.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

30

 

11.                               Girard Point Wharf — maintenance dredging — DEP Permit # E51-128.  081903.  Issued by Pennsylvania Department of Environmental Protection — Southeast Regional Office.  Effective Date: August 19, 2003.  No Termination Date.

 

12.                               Girard Point Wharf — maintenance dredging — DEP Permit # E51-128 Amended.  121707.  Issued by Pennsylvania Department of Environmental Protection — Southeast Regional Office.  Effective Date: December 17, 2007.  No Termination Date.

 

13.                               401 Certification Fort Mifflin Confined Disposal Facility - 091903.  Request for Water Quality Certification. Effective Date:  October 27, 2003.  No Termination Date.

 

14.                               401 Certification Fort Mifflin Confined Disposal Facility - 102703.  Water Quality Certification. Effective Date:  October 27, 2003.  No Termination Date.

 

Pennsylvania Radioactive Materials License

 

1.                                      Radioactive Materials License No. PA-0853, Amendment No. 10.  Issued by PADEP March 8, 2012, Expires January 31, 2021.

 

Pennsylvania Registration for Radiation-Producing Machines

 

1.                                      Registration for Radiation-Producing Machines 50-05151.  Issued by PADEP for X-ray equipment.  Expires July 31, 2012.

 

DRBC Docket

 

1.                                      Delaware River Basin Commission Docket No. D-1969-115-2.  Approved by DRBC on December 7, 2005, Expired December 7, 2010.  Renewal application submitted June 13, 2012.

 

2.                                      DRBC Docket Nos. D-88-40 and D-95-41, and DRBC Entitlement No. 155 — Point Breeze.  Renewal application submitted May 31, 2011.

 

3.                                      DRBC Docket No. D-69-163 — Point Breeze.  Renewal application submitted May 31, 2011.

 

Boiler Certifications

 

1.                                      Certificate of Accreditation, Certification Number: 00055.  Accreditation as Owner-User Inspection Organization, Program includes both service (certificate) inspection and acceptance inspection for repairs and alterations performed on equipment owned or used by Certificate Holder.  Issued by the National Board of Boiler & Pressure Vessel Inspectors to Sunoco Inc. (R&S) on August 4, 2009.  Expires August 25, 2012.

 

2.                                      Certificate of Accreditation, Certification Number: R-5956.  Accreditation to use the “R” SYMBOL, limited to metallic repairs and/or alterations at the Philadelphia Refinery and extended for field repairs and/or alterations controlled by this location.  Issued by the National Board of Boiler & Pressure Vessel Inspectors to Sunoco Inc. (R&S) on January 13, 2011.  Expires December 16, 2013.

 

3.                                      Certificate of Boiler of Pressure Vessel Operation, Water Tube Power Boiler # 3 BLRHS # 37.  Certificate issued by the Commonwealth of Pennsylvania Department of Labor and Industry to Sunoco Inc. (R&S) on December 15, 2011.  Expires on December 15, 2012.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

31

 

4.                                      Certificate of Boiler of Pressure Vessel Operation, Water Tube Power Boiler # 39 #3 BLRHS.  Certificate issued by the Commonwealth of Pennsylvania Department of Labor and Industry to Sunoco Inc. (R&S) on March 15, 2012.  Expires on March 15, 2013.

 

5.                                      Certificate of Boiler of Pressure Vessel Operation, Water Tube Power Boiler (40) #3 BLRHS.  Certificate issued by the Commonwealth of Pennsylvania Department of Labor and Industry to Sunoco Inc. (R&S) on July 6, 2011.  Expires on July 6, 2012.

 

FCC Licenses

 

	
Call Sign
    	
 
    	
Licensee Name
    	
 
    	
Location
    	
 
    	
FRN
    	
 
    	
Radio

Service

Code
    	
 
    	
Expiration

Date
    
	
KZR726
    	
 
    	
SUN SERVICES CORPORATION
    	
 
    	
Fixed-3144 Passyunk Ave
   Philadelphia, PA
   PHILADELPHIA County
    	
 
    	
3264694
    	
 
    	
 
    	
 
    	
 
    
	
WPLF350
    	
 
    	
SUN SERVICES CORPORATION
    	
 
    	
Fixed-3144 PASSYUNK AVE
   PHILADELPHIA, PA

PHILADELPHIA County
    	
 
    	
3264694
    	
 
    	
IG
    	
 
    	
3/18/2012
    
	
KA75895
    	
 
    	
SUN SERVICES CORPORATION
    	
 
    	
Mobile-PA
   PHILADELPHIA County
    	
 
    	
3264694
    	
 
    	
IG
    	
 
    	
11/9/2014
    
	
KE9301
    	
 
    	
SUN SERVICES CORPORATION
    	
 
    	
Mobile-Other:4 MIRA REFINERY

PHILADELPHIA PA
    	
 
    	
3264694
    	
 
    	
IG
    	
 
    	
10/12/2015
    
	
WQAR364
    	
 
    	
SUN SERVICES CORPORATION
    	
 
    	
Fixed-3144 PASSYUNK AVE
   PHILADELPHIA, PA

PHILADELPHIA County
    	
 
    	
3264694
    	
 
    	
IG
    	
 
    	
7/23/2014
    

 

Zoning, Building and Mechanical Permits

 

	
Comm. No.

05095.xxx Comm.

No. 05095.xxx
    	
3144 West Passyunk Ave,

19145-5208
    

 

	
Zoning
    	
 
    	
Permit

No.
    	
 
    	
Dated
    	
 
    	
Description
    	
 
    	
Accel

Fee
    	
 
    	
Sunoco

Check No.
    	
 
    	
Permit

Fee
    	
 
    	
Check No.
    	
 
    
	
Z-01
    	
 
    	
709016
    	
 
    	
21Feb06
    	
 
    	
Pump House Demo for Turnaround Project
    	
 
    	
$
    	
420.00
    	
 
    	
06717
    	
 
    	
$
    	
200.00
    	
 
    	
LVI 06715/06720
    	
 
    
	
Z-02
    	
 
    	
64431
    	
 
    	
26Apr07
    	
 
    	
Installation of Piping for Turnaround Project
    	
 
    	
$
    	
420.00
    	
 
    	
6002290769
    	
 
    	
$
    	
212.00
    	
 
    	
Sunoco 6002307607
    	
 
    
	
Z-03
    	
 
    	
87182
    	
 
    	
17Jul07
    	
 
    	
Erection of One-Story Structure for C3C4 Compressors
    	
 
    	
$
    	
420.00
    	
 
    	
6002335981
    	
 
    	
$
    	
208.00
    	
 
    	
Sunoco 6002346076
    	
 
    
	
Z-04
    	
 
    	
130408
    	
 
    	
8Feb08
    	
 
    	
Steel Framing Addition for 867 Sulfur Expansion
    	
 
    	
$
    	
420.00
    	
 
    	
6002389909
    	
 
    	
$
    	
300.00
    	
 
    	
Sunoco 6900046616
    	
 
    
	
Z-05
    	
 
    	
128348
    	
 
    	
8Feb08
    	
 
    	
Erection of Steel Framing Addition for 867 Sulfur   Expansion
    	
 
    	
$
    	
420.00
    	
 
    	
6002389911
    	
 
    	
$
    	
220.00
    	
 
    	
Sunoco 6900046617
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

32

 

	
Zoning
    	
 
    	
Permit

No.
    	
 
    	
Dated
    	
 
    	
Description
    	
 
    	
Accel

Fee
    	
 
    	
Sunoco

Check No.
    	
 
    	
Permit

Fee
    	
 
    	
Check No.
    	
 
    
	
Z-06
    	
 
    	
154214
    	
 
    	
6Mar08
    	
 
    	
Install Foundations for 859 Restart Project
    	
 
    	
$
    	
420.00
    	
 
    	
6002435652
    	
 
    	
$
    	
216.00
    	
 
    	
Sunoco 6002473174
    	
 
    
	
Z-07
    	
 
    	
143348
    	
 
    	
8May08
    	
 
    	
Erection of Equipment for 867 Tail Gas Unit
    	
 
    	
$
    	
420.00
    	
 
    	
6002451092
    	
 
    	
$
    	
212.00
    	
 
    	
Sunoco 6002464446
    	
 
    
	
Z-08
    	
 
    	
154059
    	
 
    	
28May08
    	
 
    	
Install System for 867 Sulfur Storage
    	
 
    	
$
    	
420.00
    	
 
    	
6002468895
    	
 
    	
$
    	
212.00
    	
 
    	
Sunoco 6002476175
    	
 
    
	
Z-09
    	
 
    	
154057
    	
 
    	
11Jun08
    	
 
    	
Erection of Steel Framing Addition for Amine   Modifications
    	
 
    	
$
    	
420.00
    	
 
    	
6002468898
    	
 
    	
$
    	
220.00
    	
 
    	
Sunoco 6006476174
    	
 
    
	
Z-10
    	
 
    	
180063
    	
 
    	
27Oct08
    	
 
    	
Install Superstructure for 433 PIP Revamp
    	
 
    	
$
    	
420.00
    	
 
    	
6002502956
    	
 
    	
$
    	
212.00
    	
 
    	
Sunoco 6002523168
    	
 
    
	
Z-11
    	
 
    	
218599
    	
 
    	
8Jun09
    	
 
    	
Install Superstructure for 859 RMO Project
    	
 
    	
$
    	
420.00
    	
 
    	
6002585590
    	
 
    	
$
    	
283.00
    	
 
    	
Sunoco 6900046990
    	
 
    
	
Z-12
    	
 
    	
260712
    	
 
    	
24Feb10
    	
 
    	
Install System for 859 RMO Project
    	
 
    	
$
    	
420.00
    	
 
    	
6002644341
    	
 
    	
$
    	
279.00
    	
 
    	
Sunoco 6002653159
    	
 
    
	
Z-13
    	
 
    	
257497
    	
 
    	
16Feb10
    	
 
    	
Install System for 137 RMO RP-752
    	
 
    	
$
    	
420.00
    	
 
    	
6002644590
    	
 
    	
$
    	
283.00
    	
 
    	
Sunoco 6002651257
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

33

 

	
Sunoco
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Z-14
    	
 
    	
262027
    	
 
    	
4Mar10
    	
 
    	
Install System for Unit 1332 H-400/401 SCR
    	
 
    	
$
    	
420.00
    	
 
    	
6002639819
    	
 
    	
$
    	
291.00
    	
 
    	
6002654885
    	
 
    
	
Z-15
    	
 
    	
302012
    	
 
    	
30Sep10
    	
 
    	
Erection of Structure for Unit 870 RMO
    	
 
    	
$
    	
420.00
    	
 
    	
6002701395
    	
 
    	
$
    	
283.00
    	
 
    	
Sunoco 6002704738
    	
 
    
	
Z-16
    	
 
    	
304281
    	
 
    	
12Oct10
    	
 
    	
Construct for 1232 RMO Project
    	
 
    	
$
    	
420.00
    	
 
    	
6002704739
    	
 
    	
$
    	
283.00
    	
 
    	
Sunoco 6002707193
    	
 
    
	
Z-17
    	
 
    	
302011
    	
 
    	
12Oct10
    	
 
    	
Construct for 433 RMO Project
    	
 
    	
$
    	
420.00
    	
 
    	
6002701394
    	
 
    	
$
    	
283.00
    	
 
    	
Sunoco 6002707785
    	
 
    
	
Z-18
    	
 
    	
320361
    	
 
    	
1Feb11
    	
 
    	
Construct Unit #3 Boiler
    	
 
    	
$
    	
420.00
    	
 
    	
6002727569
    	
 
    	
$
    	
279.00
    	
 
    	
Sunoco 6002735722
    	
 
    
	
Z-19
    	
 
    	
332863
    	
 
    	
18Apr11
    	
 
    	
Construct Bioplant 210 Control Rm
    	
 
    	
$
    	
420.00
    	
 
    	
6900047562
    	
 
    	
$
    	
283.00
    	
 
    	
Sunoco 6002754341
    	
 
    
	
Z-20
    	
 
    	
354749
    	
 
    	
11Aug11
    	
 
    	
Construct Penrose Feeder Project
    	
 
    	
$
    	
420.00
    	
 
    	
6002775848
    	
 
    	
$
    	
283.00
    	
 
    	
Sunoco 6002781504
    	
 
    
	
Z-21
    	
 
    	
364546
    	
 
    	
27Sep11
    	
 
    	
Construct Comon Bioplant 210 BRM”
    	
 
    	
$
    	
420.00
    	
 
    	
6002786505
    	
 
    	
$
    	
283.00
    	
 
    	
Sunoco 6002790993
    	
 
    
	
Building
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
B-01
    	
 
    	
181551
    	
 
    	
10Nov05
    	
 
    	
Piles & Pile Caps for Turnaround Project
    	
 
    	
$
    	
540.00
    	
 
    	
003400
    	
 
    	
$
    	
130.00
    	
 
    	
Sunoco 003433
    	
 
    
	
B-02
    	
 
    	
182445
    	
 
    	
8Dec05
    	
 
    	
Pilings & Pile Caps for 1332 H-2 Heater
    	
 
    	
$
    	
540.00
    	
 
    	
6002061261
    	
 
    	
$
    	
130.00
    	
 
    	
Sunoco 6002073045
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

34

 

	
Sunoco
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
B-03
    	
 
    	
183597
    	
 
    	
25Jan06
    	
 
    	
Piles & Pile Caps for SCR System for   Turnaround Project
    	
 
    	
$
    	
540.00
    	
 
    	
 
    	
 
    	
$
    	
114.00
    	
 
    	
Sunoco 003549
    	
 
    
	
B-04
    	
 
    	
184325
    	
 
    	
17Feb06
    	
 
    	
Piles & Pile Caps for Belco Piling for   Turnaround Project
    	
 
    	
$
    	
540.00
    	
 
    	
 
    	
 
    	
$
    	
122.00
    	
 
    	
Sunoco 003585
    	
 
    
	
B-05
    	
 
    	
184440
    	
 
    	
22Feb06
    	
 
    	
Demolition of Pump House for Turnaround Project
    	
 
    	
$
    	
540.00
    	
 
    	
003505
    	
 
    	
$
    	
390.00
    	
 
    	
LVI 06722
    	
 
    
	
B-06
    	
 
    	
186922
    	
 
    	
31May06
    	
 
    	
Economizer Piles for Turnaround Project
    	
 
    	
$
    	
540.00
    	
 
    	
003617
    	
 
    	
$
    	
422.00
    	
 
    	
Sunoco 003740
    	
 
    
	
B-07
    	
 
    	
53928
    	
 
    	
2Feb07
    	
 
    	
Piling & Piling Caps for C3C4 Compressors
    	
 
    	
$
    	
540.00
    	
 
    	
6002269311
    	
 
    	
$
    	
27.50
    	
 
    	
TA 31050
    	
 
    
	
B-08
    	
 
    	
81001
    	
 
    	
15Jun07
    	
 
    	
Piling & Piling Caps
    	
 
    	
$
    	
540.00
    	
 
    	
6002328522
    	
 
    	
$
    	
47.50
    	
 
    	
Sunoco 6002333312
    	
 
    
	
B-24
    	
 
    	
267221
    	
 
    	
7Apr10
    	
 
    	
Install Superstructure & Foundations for   137 RMO RP-752
    	
 
    	
$
    	
540.00
    	
 
    	
6002655775
    	
 
    	
$
    	
224.50
    	
 
    	
Sunoco 6002662844
    	
 
    
	
B-25
    	
 
    	
267839
    	
 
    	
5Apr10
    	
 
    	
Install Superstructure & Foundations 1332   H-400/401 SCR Project
    	
 
    	
$
    	
540.00
    	
 
    	
6002658346
    	
 
    	
$
    	
385.00
    	
 
    	
Sunoco 6002662843
    	
 
    
	
B-26
    	
 
    	
305628
    	
 
    	
26Oct10
    	
 
    	
Install Foundations for 870 RMO
    	
 
    	
$
    	
540.00
    	
 
    	
6002707787
    	
 
    	
$
    	
134.50
    	
 
    	
Sunoco 6002711416
    	
 
    
	
B-27
    	
 
    	
309109
    	
 
    	
10Nov10
    	
 
    	
Install Foundations for 433 RMO
    	
 
    	
$
    	
540.00
    	
 
    	
6002711417
    	
 
    	
$
    	
96.50
    	
 
    	
Sunoco 6002715914
    	
 
    
	
B-28
    	
 
    	
311689
    	
 
    	
30Nov10
    	
 
    	
Install Superstructure for 433 RMO
    	
 
    	
$
    	
540.00
    	
 
    	
6002716726
    	
 
    	
$
    	
892.50
    	
 
    	
Sunoco 6002719581
    	
 
    
	
B-29
    	
 
    	
311707
    	
 
    	
30Nov10
    	
 
    	
Install Superstructure for 870
    	
 
    	
$
    	
540.00
    	
 
    	
6002716184
    	
 
    	
$
    	
892.50
    	
 
    	
Sunoco 6002719582
    	
 
    
	
B-30
    	
 
    	
306462
    	
 
    	
3Jan11
    	
 
    	
Install Control Rm for Wakeling St
    	
 
    	
$
    	
540.00
    	
 
    	
 
    	
 
    	
$
    	
705.00
    	
 
    	
Radomski 7803
    	
 
    
	
B-31
    	
 
    	
325054
    	
 
    	
18Mar11
    	
 
    	
Install Foundations for 1232
    	
 
    	
$
    	
540.00
    	
 
    	
6002739131
    	
 
    	
$
    	
417.00
    	
 
    	
Sunoco 6900047556
    	
 
    
	
B-32
    	
 
    	
325844
    	
 
    	
18Mar11
    	
 
    	
Install Foundations for 
    	
 
    	
$
    	
540.00
    	
 
    	
6002739129
    	
 
    	
$
    	
216.50
    	
 
    	
Sunoco 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

35

 

	
Sunoco
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Unit #3 Boiler
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6900047557
    	
 
    
	
B-33
    	
 
    	
336267
    	
 
    	
30Aug20
    	
 
    	
Install Foundations Bioplant Control Rm
    	
 
    	
$
    	
540.00
    	
 
    	
6002754649
    	
 
    	
$
    	
31.00
    	
 
    	
TallC 1596
    	
 
    
	
B-34
    	
 
    	
345662
    	
 
    	
13Jun11
    	
 
    	
Install Super Structure Bioplant Control Room
    	
 
    	
$
    	
540.00
    	
 
    	
235423

(SUN)

6002762377
    	
 
    	
$
    	
1,566.00
    	
 
    	
Sunoco 6002769510
    	
 
    
	
B-35
    	
 
    	
356660
    	
 
    	
2Sep11
    	
 
    	
Install Foundations for Penrose Feeder
    	
 
    	
$
    	
540.00
    	
 
    	
6002778782
    	
 
    	
$
    	
1,245.00
    	
 
    	
Sunoco 6002784324
    	
 
    
	
B-36
    	
 
    	
386011
    	
 
    	
1Feb12
    	
 
    	
Install Foundations for 210 BRM
    	
 
    	
$
    	
540.00
    	
 
    	
6002813409
    	
 
    	
$
    	
23.00
    	
 
    	
Sunoco 6002819505
    	
 
    
	
B-36
    	
 
    	
387750
    	
 
    	
29Feb12
    	
 
    	
Install Super Structure for 210 BRM
    	
 
    	
$
    	
540.00
    	
 
    	
6002814473
    	
 
    	
$
    	
321.00
    	
 
    	
Sunoco 6002821152
    	
 
    
	
Mechanical
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
M-01
    	
 
    	
90338
    	
 
    	
27Jul07
    	
 
    	
Installation of New Compressor System for C3C4   Compressors
    	
 
    	
 
    	
 
    	
6002335982
    	
 
    	
$
    	
84.00
    	
 
    	
Sunoco 6002351765
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

36

 

Schedule 2.3(b)

 

Allocation Principles

 

The aggregate consideration to be received by the Contributing Subsidiaries under this Agreement shall be allocated among such Contributing Subsidiaries in accordance with the following priniciples:(i) each Contributing Subsidiary shall receive consideration in aggregate value equal to the net fair market value of the property contributed by such Contributing Subsidiary to NewCo, (ii) any Contributing Subsidiary contributing property for which it would receive the Line Fill Note or In Process Note shall be allocated its pro rata share of the applicable note as designated by Sunoco and (iii) any other property received by the Contributing Subsidiaries pursuant to this Agreement shall be allocated among the Contributing Subsidiaries as designated by Sunoco.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

37

 

Schedule 2.4(e)

 

Excluded Contracts

 

1.                                      All corporate leases of Sunoco and the Contributing Subsidiaries, including but not limited to the Mellon Bank Center, Philadelphia, PA and 1818 Market Street, Philadelphia, PA locations.

 

2.                                      Master Services Agreement by and between Sunoco, Inc. (R&M) and International Business Machines Corporation dated as of July 1, 2010.

 

3.                                      Customs Services Agreement dated March 1, 2007 by and between Charter Brokerage LLC and Sunoco, Inc. (R&M), as amended January 1, 2009.

 

4.                                      CIMEX Services Agreement dated March 1, 2007 by and between Charter Brokerage LLC and Sunoco, Inc. (R&M), as amended January 1, 2009.

 

5.                                      Export Services Agreement dated November 1, 2008 by and between Charter Brokerage LLC and Sunoco, Inc. (R&M), as amended January 1, 2009.

 

6.                                      Ethanol Drawback Services Agreement dated November 30, 2005 by and between Charter Brokerage LLC (as assignee of Charter Brokerage Corporation) and Sunoco, Inc. (R&M).

 

7.                                      Various international trademark license/royalty agreements relating to Sunoco’s divested lubricants business.

 

8.                                      Intellectual Property License Agreement dated October 31, 2011 between Sunoco, Inc. (R&M) and Haverhill Chemicals, LLC.

 

9.                                      Non-Chemical IP License Agreement dated July 22, 2011 between Sunoco, Inc. (R&M) and Honeywell International, Inc.

 

10.                               Agreement effective January 1, 1986 between Sunoco, Inc. (R&M) (f/k/a Sun Refining & Marketing Company) and Suncor (f/k/s Sunoco, Inc.).

 

11.                               License Agreement effective May 1, 2007 between Suncor Energy Products, Inc. and Sunoco, Inc. (R&M).

 

12.                               Trademark License Agreement by and between El Paso CGP Company and Sunoco, Inc. (R&M) dated as of August 14, 2002.

 

13.          All ISDA Master Agreements.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

38

 

14.          All retail/branded and wholesale gasoline, diesel and heating oil rack Contracts and exchange Contracts.

 

15.          Jet fuel contracts not supplied by the Refinery.

 

16.          Software License Agreement dated September 15, 2001 by and between Borque Data Systems Inc. , Sunoco Inc. (R&M), Aristech Chemical Corporation and Epsilon Products Company

 

17.          PowerTrack Program Buyer Agreement dated March 27, 2007 by and between U.S. Bank National Association and Suncoo Inc. (R&M)

 

18.          QTSI Rail Service Contract dated January 23, 2009, as amended July 29, 2009, by and between Quality Transportation Services and Sunoco, Inc. (R&M)

 

19.          License Agreement dated October 15, 2008 by and between RM Acquisition LLC d/b/a Rand McNally and Sunoco, Inc.

 

20.          Propylene Tolling Agreement effective April 1, 2010, by and between Sunoco, Inc. (R&M) and Braskem PP Americas, Inc.

 

21.          Polymer Grade Propylene Supply Agreement effective April 1, 2010 between Sunoco, Inc. (R&M) and Braskem PP Americas, Inc.

 

22.          Utilities Services Agreement effective April 1, 2010 between Sunoco, Inc. (R&M) and Braskem Americas, Inc.

 

23.          Mutual Option Agreement effective April 1, 2010 between Sunoco, Inc. (R&M) and Braskem PP Americas, Inc.

 

24.          Amendment No. 1 to the April 1, 2010 Polymer Grade Supply Agreement between Sunoco, Inc. (R&M) and Braskem PP Americas, Inc. and to the Propylene Tolling Agreement dated as of April 1, 2010 between Sunoco, Inc. (R&M) and Braskem PP Americas, Inc.

 

25.          Amendment No. 2 to the April 1, 2010 Polymer Grade Supply Agreement and Amendment between Sunoco, Inc. (R&M) and Braskem PP Americas, Inc. and No. 3 to the Propylene Tolling Agreement between Sunoco, Inc. (R&M) and Braskem PP Americas, Inc.

 

26.          Amendment No.2 to the Propylene Toling Agreement dated as of April 1, 2010 between Sunoco, Inc. (R&M) and Braskem PP Americas, Inc.

 

27.                               Amendment No. 3 to the Polymer Grade Propylene Supply Agreement dated as of April 1, 2010 between Sunoco, Inc. (R&M) and Braskem PP Americas, Inc.

 

28.                               Utilities and Services Agreement dated July 1, 2012 between Sunoco, Inc. (R&M) and Braskem America, Inc.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

39

 

29.                               Transition Services Agreement dated July 1, 2012 between Sunoco, Inc. (R&M) and Braskem America, Inc.

 

30.                               Propane Off-Take Agreement dated July 1, 2012 between Sunoco, Inc. (R&M) and Braskem America, Inc.

 

31.          See below:

 

	
Title of Contract
    	
 
    	
Sunoco Party
    	
 
    	
Counter-Party
    
	
SXL Agreements
    	
 
    	
 
    	
 
    	
 
    
	
PH SXL Agreement - Ft. Mifflin, Darby Creek, Hog   Island - Extension
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Marcus Hook Tank Farm
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Montello to Pittsburgh Line T & D
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Pipeline L.P.
    
	
Ethanol Blending Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Biodiesel Blending Services Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Terminalling and Storage Agreement - Eagle Point
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
SXL Master Terminal Services Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Marcus Hook Tank Farm Extension
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Terminal Storage Agreement (Expired)
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Bio Blending Amendmendts 1 -2 -3
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
E6264 Exchange - SPMT
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Newark Tank Lease
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Newark Terminal Dredging
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Newark Terminal ULSD System
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
SPMT ULSD Agreement 2007
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Terminalling and Storage Agreement Amendment -   Unexecuted
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Winter Blend at Bio Terminals
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Time Chartered Barges
    	
 
    	
 
    	
 
    	
 
    
	
Vane Line Master - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Vane Line Bunkering, Inc.
    

 

All other Contracts with SXL, subject to the SXL Agreements.

 

32.                         Multi-Site Contracts (The following contracts are multi-site contracts that may relate in part to the Refinery Assets. During the Interim Period, Sunoco and the Contributing Subsidiaries shall attempt to obtain a partial assignment of such contracts to NewCo to the extent such contract relates to the Refinery Assets):

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

40

 

	
Counter Party
    	
 
    	
Contract Id
    	
 
    	
Title of Contract
    
	
P M ASSOCIATES
    	
 
    	
CW30184
    	
 
    	
PM Associates Third-Party Elevator Inspections PS OG   Contract
    
	
THERMO ELECTRON NORTH AMERICA LLC
    	
 
    	
CW22829
    	
 
    	
THERMO ELECTRON PM & REPAIR OF LAB   EQUIPMENT NER MAINTENANCE
    
	
CALGON CARBON CORPORATION
    	
 
    	
CW2609
    	
 
    	
CALGON CARBON CORPORATION
    
	
APPLIED CONTROL ENGINEERING
    	
 
    	
CW24650
    	
 
    	
NER, On Going Engineering and Design, Applied   Control Engineering
    
	
THE MASTER’S TOUCH , INC.
    	
 
    	
CW32206
    	
 
    	
The Masters Touch, Pest Control, PHMH, OG
    
	
ANDERSON CONSTRUCTION SERVICES
    	
 
    	
NER15977
    	
 
    	
NER CIVIL SERVICES — ON-GOING ANDERSON CONSTRUCTION   SERVICES
    
	
SHAW ENVIRONMENTAL INC
    	
 
    	
CW24861
    	
 
    	
Shaw Environmental, Inc. - O & M   Activities @ NER
    
	
MOTOR TECHNOLOGY INC
    	
 
    	
CW24959
    	
 
    	
Motor Technology, Inc., NER, Motors
    
	
SHELL GLOBAL SOLUTIONS INC
    	
 
    	
CW6377
    	
 
    	
SHELL GLOBAL SOLUTIONS SHARC LICENSE, SUPPORT and   SERVICE AGREEMENT
    
	
OBR COOLING TOWERS
    	
 
    	
CW31835
    	
 
    	
OBR Cooling Towers, OG CT Maintenance and Capital,   Cooling Towers
    
	
ADAPTIVE DATA STORAGE INC
    	
 
    	
CW2825
    	
 
    	
ADS Electronic Vaulting
    
	
PARADIGM ALLIANCE, INC.
    	
 
    	
CW23893
    	
 
    	
PARADIGM ALLIANCE, OG PUBLIC AWARENESS PROGRAM,   NORTHEAST REFINING
    
	
TRICAT INC
    	
 
    	
CW34179
    	
 
    	
Tricat, Inc., NER & Toledo Refineries,   Catalyst Regeneration Services.
    
	
MATRIX SVC. INDUSTRIAL CONTRACTORS
    	
 
    	
NER15431
    	
 
    	
NER ONGOING ELECTRICAL INSTRUMENTATION WORK MATRIX   SVC. INDUSTRIAL CONTRACTORS
    
	
WILLIAMS SCOTSMAN, INC.
    	
 
    	
CW25452
    	
 
    	
NER Ongoing Williams Scotsman Lease Agreement
    
	
TOWNSEND FITNESS EQUIPMENT
    	
 
    	
CW34401
    	
 
    	
Townsend Fitness, Gym Equipment Maintenance, Phila   and MH, Maintenance
    
	
EAST COAST DRILLING, INC.
    	
 
    	
CW27246
    	
 
    	
East Coast Drilling, Inc.
    
	
THYSSENKRUPP SAFWAY, INC.
    	
 
    	
NER15475
    	
 
    	
NER ON-GOING CONTRACT SCAFFOLD SERVICES THYSSENKRUPP   SAFWAY, INC.
    
	
MARKING SERVICES INC.
    	
 
    	
CW25946
    	
 
    	
Marking Services Inc, Ongoing FSA for I.D. and   labeling Piping Systems, NERand TOL
    
	
CARBOLINE COMPANY
    	
 
    	
CW34687
    	
 
    	
SHELL CONTRACT FOR BADGING PURPOSES AND GATE ACCESS   ONLY - MH, EP & PH - No-Cost Paint & Coating Inspection   Services - Carboline Company
    
	
ROSS ENVIRONMENTAL SERVICES, INC.
    	
 
    	
CW7721
    	
 
    	
ROSS ENVIRONMENTAL SERVICES, INC
    
	
AGILENT TECHNOLOGIES
    	
 
    	
CW39910
    	
 
    	
Agilent Lab Services, PH and MH replace CW17989
    
	
DUPONT COMPANY
    	
 
    	
CW27350
    	
 
    	
Dupont Secured Environmental Treatment
    
	
Pure Earth Recycling (NJ), Inc.
    	
 
    	
CW27352
    	
 
    	
Pure Earth Recycling (NJ), Inc.
    
	
ATLANTIC CRANE
    	
 
    	
CW34232
    	
 
    	
Crane Inspection & Repairs
    
	
O’BRIEN & GERE ENGINEERS, INC.
    	
 
    	
CW27365
    	
 
    	
O’Brien & Gere Engineers, Inc. -   R & M Business Unit
    
	
LEHIGH CEMENT COMPANY
    	
 
    	
CW3095
    	
 
    	
Lehigh Cement Company
    
	
SAFETY KLEEN SYSTEMS, INC.
    	
 
    	
CW34909
    	
 
    	
Safety-Kleen Systems, Inc., Ongoing Parts   Cleaner, Waste Services Agreement
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

41

 

	
BOB O’DONNELL STEEL DRUMS
    	
 
    	
CW22613
    	
 
    	
Bob O’Donnell, On-going Drum Removal, PH &   MH
    
	
CENTRALIZED SERVICE, INC
    	
 
    	
CW35487
    	
 
    	
Centralized Service, Inc. (CSI Engineering),   Ongoing, System-Wide, Professional Services Agreement - PRESENTLY ONLY   APPROVED TO WORK FOR NER FACILITIES.
    
	
REPUBLIC SERVICES OF PENNSYLVANIA
    	
 
    	
CW2330
    	
 
    	
Republic Services of Pennsylvania, LLC - Waste Removal   at PHR & MHR
    
	
LUBRICATION SYSTEMS COMPANY
    	
 
    	
CW31732
    	
 
    	
LUBRICATION SYSTEMS, OIL MIST PM, PH.MH.TO,   Maintenance
    
	
CAVALIER STEEL & FENCE CO
    	
 
    	
CW24150
    	
 
    	
CAVALIER STEEL & FENCE ON-GOING FENCE   INSTALLATION & REPAIR NER MAINTENANCE
    
	
EISCO-NJ
    	
 
    	
PH14836
    	
 
    	
PH ON-GOING VAC POWR WSH TANK CLNG’ EISCO, INC.
    
	
ALN AUDIO VISUAL
    	
 
    	
CW35597
    	
 
    	
ALN Audio Visual, Audio Visual Work, PH.MH, OG
    
	
BADGER DAYLIGHTING CORPORATION
    	
 
    	
CW21411
    	
 
    	
Badger Daylighting Corporation, NER, Toledo, and   Tulsa Ongoing Agreement for Hydroexcavation Services
    
	
BELMONT DOOR COMPANY
    	
 
    	
CW23102
    	
 
    	
Belmont Door Company, ON-GOING Door repairs and   installation, NER, Repairs-Maintenance
    
	
CARRIER BUILDING SYSTEMS & SERVICES
    	
 
    	
CW35229
    	
 
    	
Carrier, HVAC Service, Phila and Marcus Hook,   Maintenance
    
	
TOTAL QUALITY DRILLING LLC
    	
 
    	
CW24522
    	
 
    	
Total Quality Drilling, ON-GOING WELL DRILLING   SERVICES, NER, Services Enviornmental
    
	
DUFFIELD ASSOCIATES INC
    	
 
    	
CW18165
    	
 
    	
Duffield Associates, All Locations, Geotechnical and   Environmental Services Ongoing Contract
    
	
LIN & ASSOCIATES
    	
 
    	
CW17951
    	
 
    	
Lin &Associates On-Going Control System   Consulting - INCLUDES TOLEDO WHICH WAS MANUALLY REMOVED DUE TO SUPPLIER   QUALIFICATION ISSUE
    
	
DRY ICE CORP
    	
 
    	
CW29153
    	
 
    	
Dry Ice Corp - NER Dry Ice OG FS Contract
    
	
RUMSEY ELECTRIC CO
    	
 
    	
CW17473
    	
 
    	
Rumsey Electric, ENGINEERING AND TECHNICAL SUPPORT,   NER
    
	
UNION TANK CAR CO. / UTLX
    	
 
    	
CW24880
    	
 
    	
Union Tank Car Company
    
	
SHARED SYSTEMS TECHNOLOGY, INC.
    	
 
    	
NER15869
    	
 
    	
NER ON - GOING REFRACTORY AND CIVIL WORK SHARED   SYSTEMS TECHNOLOGY, INC.
    
	
UNITED STATES ROOFING CORPORATION
    	
 
    	
CW22713
    	
 
    	
US ROOFING, OG ROOFING REPAIRS, NER, ROOFING
    
	
INTERNATIONAL SCRAP IRON & METAL CO
    	
 
    	
CW27613
    	
 
    	
International Scrap OG FS Contract for Removal of   Scrap Metal
    
	
INTEGRA SERVICES TECHNOLOGIES, INC.
    	
 
    	
CW22289
    	
 
    	
Integra Services Technologies, On-Going Bolting,   Field Machining, NER, Bolting Field Machining
    
	
RAILROAD CONSTRUCTION CO.
    	
 
    	
NER15055
    	
 
    	
NER RAILROAD - CONSTRUCTION, MAINTENACE, REPAIRS   RAILROAD CONSTRUCTION CO.
    
	
BURLINGTON ELECTRICAL TESTING CO.
    	
 
    	
CW24517
    	
 
    	
BURLINGTON ELECTRICAL, ELECTRICAL TESTING,
    
	
BOLTTECH INC
    	
 
    	
CW22351
    	
 
    	
Bolttech, Inc. On-Going Bolting and Field   Machining, NER, Bolting
    
	
AMETEK SOLID STATE CONTROLS
    	
 
    	
NER15959
    	
 
    	
NER ON-GOING COMMISSIONING UPS SYSTEMS AMETEK   SOLIDSTATE CONTROLS, INC.
    
	
UNITED ELEVATOR COMPANY
    	
 
    	
CW28400
    	
 
    	
NER Elevator PM and Repair Contract - FS OG - United   Elevator
    
	
ERNEST D. MENOLD, INC.
    	
 
    	
CW30826
    	
 
    	
ON-GOING NER HVAC DUCT EXHAUST SERVICES FOR MH AND   PH REFINERY-ERNEST D. MENOLD, INC.
    
	
CM TOWERS, INC.
    	
 
    	
CW16477
    	
 
    	
CM Towers, On-Going Cooling Tower Repair and   Installation, NER, Cooling Tower
    
	
UNITED LABORATORIES INTL,INC.
    	
 
    	
CW22359
    	
 
    	
United Laboratories, CHEMICAL DECONTAMINATION   SERVICES, NER
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

42

 

	
AIM MECHANICAL SERVICES, LLC
    	
 
    	
NER15983
    	
 
    	
NER MILLWRIGHT SERVICES - ON-GOING AIM MECHANICAL   SERVICES, LLC
    
	
BELL-FAST FIRE PROTECTION, INC.
    	
 
    	
CW29417
    	
 
    	
Bell-Fast NER Fire Suppression OG FS Contract
    
	
TRACERCO
    	
 
    	
CW6760
    	
 
    	
Tracerco TRAC001
    
	
J. J. WHITE, INC.
    	
 
    	
NER15466
    	
 
    	
NER ON-GOING MECHANICAL & VARIOUS RELATED   SVCS J. J. WHITE INCORPORATED
    
	
BENTLY NEVADA CORPORATION
    	
 
    	
CW28681
    	
 
    	
Bently Nevada, Onsite OEM Equipment Services, NER,   Toledo, and Other Locations
    
	
ACCREDITED ENVIRONMENTAL TECHNOLOGIES
    	
 
    	
NER15672
    	
 
    	
NER ONGOING CONTRACT FOR ASBESTOS MONITORING   ACCREDITED ENVIRONMENTAL TECH
    
	
MARQ STEEL SERVICES LLC
    	
 
    	
CW16237
    	
 
    	
MarQ Steel Services On-Going Contract for NER
    
	
CORE LABORATORIES
    	
 
    	
CW31763
    	
 
    	
PM on Laboratory Systems & COMOC systems
    
	
DELAWARE BAY AND RIVER COOPERATIVE
    	
 
    	
CW31185
    	
 
    	
NER (MH, PH & EG) MAINTENANCE OF MARINE OIL   SPILL EQUIPMENT
    
	
HAGEMEYER NORTH AMERICA
    	
 
    	
CW22382
    	
 
    	
HAGEMEYER SAFETY STORE CONTRACT FOR R&S
    
	
SERVICE PAINTING INC
    	
 
    	
CW24135
    	
 
    	
Service Painting Inc., On-Going Painting,   Sandblasting, NER, Painting
    
	
COMMERCE CONSTRUCTION CORPORATION
    	
 
    	
CW17375
    	
 
    	
NER Ongoing Contract, Commerce Construction Corp.   Pile Driving and Dock Work
    
	
ANALYTIC STRESS RELIEVING INC
    	
 
    	
CW17538
    	
 
    	
Analytic Stress, Heat Treating, NER, Heat Treatment
    
	
SUPERHEAT SERVICES INC.
    	
 
    	
NER15366
    	
 
    	
NER ON-GOING HEAT TREATING SERVICES SUPERHEAT   SERVICES INC.
    
	
Univar USA
    	
 
    	
CW30238
    	
 
    	
Univar USA LTL Contract
    
	
BAY TECHNICAL ASSOCIATES, INC.
    	
 
    	
CW7028
    	
 
    	
BAY Technical Associates On-Going
    
	
WORKPLACE COMPLIANCE SOLUTIONS, LLC
    	
 
    	
NER15945
    	
 
    	
NER ON-GOING SAFETY STANDBY, RESCUE, TRAINING   WORKPLACE COMPLIANCE SOLUTIONS, LLC
    
	
TOAL ASSOCIATES, INC.
    	
 
    	
CW11671
    	
 
    	
Toal Associates, On-going Cathodic Line Protection   Surveys, NER
    
	
NORTH AMERICAN MACHINE WORKS (NAE)
    	
 
    	
CW24380
    	
 
    	
North American Machine Works, On-site machining   services, Eagle Point
    
	
TEKSOLV INC
    	
 
    	
CW29837
    	
 
    	
TekSolv OG Prof Srvs Contract for Stand-by Medic   Service
    
	
TESTEX, INC.
    	
 
    	
CW18661
    	
 
    	
Testex-Inspection and Testing
    
	
TOTAL EQUIPMENT TRAINING
    	
 
    	
CW22190
    	
 
    	
Total Equipment Training, OG -AWP & LIFT   TRAINING, NER, Training
    
	
GE ENERGY SERVICES
    	
 
    	
NER15700
    	
 
    	
NER ON-GOING ELECTRICAL INSTRUMENTATION GE ENERGY   SERVICES
    
	
SD MYERS INC
    	
 
    	
CW19218
    	
 
    	
S.D. Myers, On-Going Oil Transformer Testing and   Sampling, NER, Maintenance and Testing
    
	
NATIONAL BASIC SENSOR
    	
 
    	
CW17236
    	
 
    	
NATIONAL BASIC SENSOR NER THERMOCOUPLES &   THERMOWELLS
    
	
SPECTRUM INSPECTION ENGINEERING
    	
 
    	
NER15818
    	
 
    	
NER ON-GOING INSPECTION AND RELATED SERVICES   SPECTRUM INSPECTION ENGINEERING
    
	
CK INSPECTION CO., INC.
    	
 
    	
CW22532
    	
 
    	
CK Inspeciton, FABRICATION SHOP INSPECTION SERVICES,   NER, On-Going
    
	
Integrity Testlab, Inc.
    	
 
    	
CW24110
    	
 
    	
INTEGRITY TESTLAB DIGITAL RADIOGRAPHIC TESTING   (RT) & RELATED NDE MARCUS HOOK MAINTENANCE
    
	
JURVA LEAK TESTING, INC.
    	
 
    	
NER15604
    	
 
    	
NER HELIUM LEAK TEST INSPECTION JURVA LEAK   TESTING, INC.
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

43

 

	
Joe Manzi & Sons, Inc.
    	
 
    	
CW19949
    	
 
    	
Joe Manzi and Sons
    
	
QUALITY TESTING SERVICE, INC.
    	
 
    	
CW23352
    	
 
    	
Quality Testing Services, Inspection and   Testing, NER, Inspection
    
	
CHALMERS & KUBECK
    	
 
    	
NER15802
    	
 
    	
NER ON-GOING WORK MISC CHALMERS &   KUBECK, INC.
    
	
SLOAN BROTHERS COMPANY
    	
 
    	
CW36517
    	
 
    	
Sloan Brothers Company, System Wide, Ongoing   Professional Services Agreement for Consulting Services Related to Lubrication   Systems for Reciprocating and Rotary Compressors, Pumps, Mixers, and other   Critical Equipment.
    
	
JERSEY INFRARED CONSULTANTS
    	
 
    	
CW36457
    	
 
    	
Jersey Infrared Consultants, Infrared and   Thermographic Surveys, NER,
    
	
DESALTERS, LLC
    	
 
    	
CW36592
    	
 
    	
Desalters, LLC, Ongoing Professional Services   Agreement, Electrostatic and Related Consulting Services.
    
	
LANCASTER LABORATORIES INC.
    	
 
    	
CW2849
    	
 
    	
Lancaster Laboratories, Inc.
    
	
SOUTHERN PETROLEUM LABORATORY, INC.
    	
 
    	
CW2851
    	
 
    	
Southern Petroleum Laboratories, Inc.
    
	
Ambitech Engineering Corporation
    	
 
    	
CW40229
    	
 
    	
Ambitech Engineering, Master Services RELEASE   Agreement R and M, Engineering and Procurement
    
	
SEALTEC - DIVISION OF SEALCO, INC.
    	
 
    	
NER11219
    	
 
    	
NER LEAK REPAIRS - ON-GOING SERVICES SEALTEC -   DIVISION OF SEALCO, INC.
    
	
IRIS POWER ENGINEERING
    	
 
    	
CW36377
    	
 
    	
Iris Power, Discharge Testing, NER, Services   Maintenance
    
	
FLO-BIN RENTALS INC
    	
 
    	
CW36074
    	
 
    	
Flo-Bin Rentals - Provision of Catalyst Bins,   Refining, Catalyst
    
	
JAY RAY PATTERSON, INC.
    	
 
    	
CW30225
    	
 
    	
NER Ongoing Heavy Equipment Rental Contract, J. Ray   Patterson, Inc.
    
	
TRICO EQUIPMENT, INC.
    	
 
    	
CW30040
    	
 
    	
NER Ongoing Contract, Heavy Equipment, Trico   Equipment, Inc.
    
	
AMQUIP CORPORATION
    	
 
    	
CW20847
    	
 
    	
NER Ongoing Time and Material Contract for Crane   Rental Services, Amquip Crane Rental, LLC
    
	
SCHENCK TREBEL
    	
 
    	
CW30675
    	
 
    	
Schenck Trebel OG FS Contract
    
	
FLEETWOOD INDUSTRIAL PRODUCTS INC
    	
 
    	
CW35436
    	
 
    	
Fleetwood Seal Store Ongoing Procurement Agreement
    
	
CAR-BER TESTING SERVICES INC.
    	
 
    	
CW21580
    	
 
    	
Car-Ber Testing Services, Hydrostatic Isolation   Testing, NER, Maintenance
    
	
GEMINI INDUSTRIES
    	
 
    	
CW9079
    	
 
    	
Gemini Industries Inc.
    
	
Airgas, Inc.
    	
 
    	
CW3028
    	
 
    	
Airgas Specialty Products, Aqueous Ammonia 19%,   Marcus Hook
    
	
ALBEMARLE CORP
    	
 
    	
CW33860
    	
 
    	
FCC HPC Catalyst
    
	
PRECISION AIR, INC.
    	
 
    	
CW21658
    	
 
    	
Precision Air, ON-GOING RATA TESTING, NER, Testing
    
	
PHILLY TRANSPORTATION, LLC
    	
 
    	
CW24995
    	
 
    	
NER Complex, Shuttle Bus Service, Philly   Transportation, LLC
    
	
M CHEMICAL COMPANY, INC.
    	
 
    	
CW30590
    	
 
    	
M Chemical
    
	
ODORIZATION TECHNOLOGY INC. (ODORTECH)
    	
 
    	
CW9195
    	
 
    	
Bayou Engineering Company (Formerly ODOR-TECH)
    
	
CHEMICAL EQUIPMENT LABS, INC.
    	
 
    	
CW30425
    	
 
    	
Chemical Equipment Labs, Inc.
    
	
Bayou Engineering Company
    	
 
    	
CW41347
    	
 
    	
Bayou Engineering Company, Ethyl Mercaptan, NER
    
	
Stantec Consulting Corporation
    	
 
    	
CW21445
    	
 
    	
Stantec Consulting Services, Inc. fka Stantec Consulting   Corporation - Ongoing Environmental Remediation Services
    
	
ADVANCE SCALE OF MARYLAND, L.L.C.
    	
 
    	
NER15907
    	
 
    	
NER ON-GOING TRUCK SCALE INSPECT-MAINTENANCE ADVANCE   SCALE OF MARYLAND, LLC
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

44

 

	
POTTY QUEEN - DIV. OF RINEHART’S
    	
 
    	
CW30902
    	
 
    	
Potty Queen OG FS Contract for Rental &   Cleaning of Toilets & Sanitary Waste
    
	
S T HUDSON ENGINEERS INC
    	
 
    	
CW30830
    	
 
    	
S T Hudson, Ongoing Marine Engineering, NER,   Engineering
    
	
COMPRESSOR CONTROLS CORP
    	
 
    	
CW30725
    	
 
    	
Compressor Controls Corp OG FS Contract
    
	
JOHN BRIDGE SONS, INC.
    	
 
    	
CW22716
    	
 
    	
JOHN BRIDGE, NER, COUPLINGS
    
	
VAL ASSOCIATES LABORATORY, INC.
    	
 
    	
CW30910
    	
 
    	
Val Associates Laboratory Inc.
    
	
CLEAN HARBORS ENVIRONMENTAL SVC INC
    	
 
    	
CW27478
    	
 
    	
Clean Harbors Environmental Services, Inc.
    
	
Hull & Associates, Inc.
    	
 
    	
CW21480
    	
 
    	
Hull & Associates, Inc (formerly   GeoEnvironmental Consortium) - Ongoing Environmental Remediation Services
    
	
RESOURCE CONTROL CONSULTANTS, LLC
    	
 
    	
CW21476
    	
 
    	
Resource Control Corporation - Ongoing Environmental   Remediation Services
    
	
TEAM INDUSTRIAL SERVICES INC
    	
 
    	
CW21863
    	
 
    	
TEAM Industrial Services, On-Going on-stream leak   repair, hot tapping, line freezing, field machining, technical bolting,   isolation testing, NER, Maintenance
    
	
MIDDOUGH CONSULTING ASSOCIATES, INC.
    	
 
    	
CW40821
    	
 
    	
Middough, Inc. Master Services Release   Agreement - R&M, Engineering and Procurement
    
	
MIDDOUGH CONSULTING ASSOCIATES, INC.
    	
 
    	
CW31049
    	
 
    	
Middough Inc, Master Services Agreement, R and M, Engineering   and Procurement
    
	
MILLER ENVIRONMENTAL SERVICES, INC
    	
 
    	
CW37365
    	
 
    	
Miller Environmental, Env and Remediation Services,   NET
    
	
MATRIX ENVIRONMENTAL TECHNOLOGIES INC
    	
 
    	
CW21439
    	
 
    	
Matrix Environmental Technologies - Ongoing   Environmental Remediation Services
    
	
HALDOR TOPSOE INC
    	
 
    	
CW35677
    	
 
    	
PA-Hydroprocessing and Hydrocracking Catalysts-PH,   MH, and TL Refineries, Haldor Topsoe
    
	
GROUNDWATER & ENVIRONMENTAL   SERVICES, INC.
    	
 
    	
CW21435
    	
 
    	
Groundwater & Environmental Services -   Ongoing Environmental Remediation Services
    
	
ENVIRONMENTAL RESOURCES MANAGEMENT
    	
 
    	
CW3189
    	
 
    	
Environmental Resources Management
    
	
AQUATERRA TECHNOLOGIES INC
    	
 
    	
CW21425
    	
 
    	
Aquaterra Technologies - Ongoing Environmental   Remediation Services
    
	
AIR COMPLIANCE CONSULTANTS INC
    	
 
    	
CW37226
    	
 
    	
Air Compliance, Environmental Testing, NER,   Environmental
    
	
PLANT SERVICES CORPORATION
    	
 
    	
CW36129
    	
 
    	
Plant Services, Conex Boxes, Phila Hook Frankford
    
	
WM. P. MCGOVERN, INC.
    	
 
    	
NER15918
    	
 
    	
NER ON-GOING SEWAGE SVCS.-PORTA POTTY RENTALS WM. P.   MCGOVERN, INC.
    
	
WIRELESS COMMUNICATIONS & ELECTRONICS
    	
 
    	
NER14038
    	
 
    	
NER SERVICE-RENTAL AGREEMENT FOR RADIOS WIRELESS   COMMUNICATION & ELECTRONIC
    
	
PROJECT CONTROL SERVICES, INC
    	
 
    	
CW40764
    	
 
    	
Project Control Services
    
	
Ambitech Engineering Corporation
    	
 
    	
CW31069
    	
 
    	
Ambitech Engineering, Master Services Agreement, R   and M, Engineering and Procurement
    
	
ORBITAL ENGINEERING INC
    	
 
    	
CW31055
    	
 
    	
Orbital Engineering, Master Services Agreement,   Engineering and Procurement
    
	
JACOBS ENGINEERING GROUP INC
    	
 
    	
CW40273
    	
 
    	
Jacobs Engineering, Master SErvices RELEASE Agreement   R and M, Engineering and Procurment
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

45

 

	
JACOBS ENGINEERING GROUP INC
    	
 
    	
CW31073
    	
 
    	
Jacobs Engineering, Master Services Agreement, R and   M, Engineering and Procurement
    
	
TEXAS GULF COAST ENGINEERS, INC.
    	
 
    	
CW38129
    	
 
    	
Texas Gulf Coast Engineers, Ongoing, All Sunoco   Facilities, Professional Services Agreement
    
	
TRAINING SPECIALITIES INC.
    	
 
    	
CW31961
    	
 
    	
Training Specialties, Inc. - Annual Fire Pump   and Fire Apparatus Testing Services @ R & S + Chemicals Locations
    
	
HERITAGE ENVIRONMENTAL SERVICES
    	
 
    	
CW38108
    	
 
    	
Heritage, Transportation and Disposal of Waste,   Northeast Refining Locations
    
	
ATLAS COPCO COMPRESSORS, INC.
    	
 
    	
CW20850
    	
 
    	
Air Compressor Rental Services, Atlas Copco Prime   Energy, LLC, Northeast Refining Complex
    
	
Sid Harvey Industries, Inc.
    	
 
    	
CW31854
    	
 
    	
Sid Harvey Industries, Inc.
    
	
Basic Chemical Solutions
    	
 
    	
CW33545
    	
 
    	
Basic Chemical Solutions (BCS)
    
	
SCHECK MECHANICAL CORPORATION
    	
 
    	
CW39244
    	
 
    	
Scheck Mechanical Corp., On-going Mechanical   Construction Services, Philadelphia Refinery, Construction Services
    
	
Stantec Consulting Corporation
    	
 
    	
CW24854
    	
 
    	
Stantec Consulting Corporation - O & M   Activities @ NER
    
	
LANGAN ENGINEERING AND ENVIRONMENTAL SERVICES
    	
 
    	
CW8990
    	
 
    	
Langan Engineering & Environmental Services
    
	
URS CORP
    	
 
    	
CW40498
    	
 
    	
Engineering Services Agreement Release Against   Master Service Agreement
    
	
URS CORP
    	
 
    	
CW31080
    	
 
    	
URS Corp, Master Services Agreement, R and M,   Engineering and Procurement
    
	
CLEAN VENTURES INC
    	
 
    	
CW16744
    	
 
    	
Clean Venture, Inc.
    
	
LAFARGE CEMENT
    	
 
    	
CW30754
    	
 
    	
Lafarge Cement - NERC FCCU Spent Catalyst
    
	
PATRICK KELLY DRUMS, INC.
    	
 
    	
CW19717
    	
 
    	
Patrick J Kelly Drums, Drum Disposal, NER,   Environmental
    
	
DEVON PROPERTY SERVICES, LLC
    	
 
    	
CW30748
    	
 
    	
Devon Property Janitorial and Landscaping Contract   for Philly and Hook
    
	
BAFCO, INC.
    	
 
    	
CW35478
    	
 
    	
Bafco, Inc., Master Terms and Conditions   Agreement, All Sunoco Locations
    
	
EAST COAST CONSTRUCTORS INC
    	
 
    	
CW39917
    	
 
    	
East Coast Constructors - Planning Services
    
	
CINTAS CORPORATION
    	
 
    	
CW10698
    	
 
    	
CINTAS DIRECT SALE AND RENTAL GARMENT
    
	
CAPE SOFTWARE
    	
 
    	
CW36658
    	
 
    	
Cape Software, Inc., Ongoing Professional   Services Agreement, Software Design and Engineering Services, All Sunoco   Locations
    
	
ENVIRO TEC SPECIALITIES, INC
    	
 
    	
CW22426
    	
 
    	
Enviro Tec Specialties, Inc, On-Going Fin Fan   Cleaning, NER, Equipment Cleaning
    
	
IMPACTWEATHER, INC.
    	
 
    	
CW30990
    	
 
    	
WEATHER NOTIFICATION SERVICES MH ON-GOING IMPACT   WEATHER, INC.
    
	
CRANE PRO SERVICES-KONECRANES, INC.
    	
 
    	
CW37019
    	
 
    	
On-Going, Crane-Hoist Inspection and Repair,   Konecranes, Inc.
    
	
XEROX CORPORATION
    	
 
    	
CW9893
    	
 
    	
XEROX Managed Services Agreement
    
	
CATALYST HANDLING SERVICE CO.
    	
 
    	
CW40992
    	
 
    	
Catalyst Handling Service Co.
    
	
DUPONT COMPANY
    	
 
    	
CW16293
    	
 
    	
DuPont SAR Agreement - Phil, MH, EP
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

46

 

	
PROACTIVE PERFORMANCE SOLUTIONS INC
    	
 
    	
CW5335
    	
 
    	
PROACTIVE PERFORMANCE SOLUTIONS, INC
    
	
U.N.I. ENGINEERING INC.
    	
 
    	
CW38121
    	
 
    	
UNI Engineering, Inc, PSA, All facilities, Tank   Services
    
	
Siemens Industry, Inc.
    	
 
    	
CW38076
    	
 
    	
Siemens Industry, Inc., Controlotron LDS   Maintenance MH PH
    
	
GODWIN PUMPS OF AMERICA INC
    	
 
    	
NER15637
    	
 
    	
NER ON-GOING PUMP & EQUIPMENT RENTAL   SERVICES GODWIN PUMPS OF AMERICA, INC.
    
	
NESTLE WATERS NORTH AMERICA
    	
 
    	
CW38425
    	
 
    	
Nestle Waters North America, Inc., Suppling   Bottled Water, NER, Food
    
	
HAMWORTHY PEABODY COMBUSTION, INC.
    	
 
    	
CW38680
    	
 
    	
Hamworthy Peabody Combustion, Inc., Victory   Boiler Inspection, Fulton, Services Inspection
    
	
Covenant Security Services
    	
 
    	
CW38932
    	
 
    	
Covenant Security Services LTD, Security Services,   Philadelphia, Marcus Hook and Fulton, Security Services
    
	
BAKER-PETROLITE
    	
 
    	
CW38672
    	
 
    	
Baker Petrolite Corporation, Process and Water   Treatmetn Chemicals and Services, Phil., Marcus Hook, Eagle Point, Chemicals
    
	
PSC INDUSTRIAL OUTSOURCING, LP
    	
 
    	
CW35623
    	
 
    	
PSC Industrial Outsourcing, LP, Industrial   Cleaning and Related Services, Philadelphia and Marcus Hook Refineries
    
	
BROADBENT’S, INC.
    	
 
    	
CW38741
    	
 
    	
Broadbent, Inc, Ongoing, NER, Condensate   Washing, Services Water Treatment
    
	
Shell Oil Products US
    	
 
    	
CW38626
    	
 
    	
Shell Oil Products US, Purchase of Industrial   Lubricants, Lubricants and Fuels, NER
    
	
DURATHERM ASSET ACQUISITION CORP.
    	
 
    	
CW39072
    	
 
    	
Duratherm, Inc., Waste Material Purchase   Agreement, All Sunoco Locations
    
	
BAKERS TANKS INC BUFFALO BRANCH
    	
 
    	
NER15733
    	
 
    	
NER TEMP TANK-EQUIP RENTAL-CLEANING ON-GOING BAKER   TANKS INC.
    
	
ICP ENGINEERING PARTNERS LLC
    	
 
    	
CW8809
    	
 
    	
NER, On-going Contract, Engineering, ICP   Engineering Partners, LLC
    
	
RAIN FOR RENT INC
    	
 
    	
NER15274
    	
 
    	
NER RENTAL STORAGE TANKS ON-GOING CONTRACT RAIN FOR   RENT - WESTERN OILFIELDS
    
	
H.T. SWEENEY
    	
 
    	
CW38699
    	
 
    	
H.T. Sweeney and Son, Inc., On-going Services   Agreement, Philadelphia Refinery, Construction Services
    
	
CARMAGEN ENGINEERING INC
    	
 
    	
CW39927
    	
 
    	
CARMAGEN ENGINEERING, INC, MSA, ENGINEERING   SERVICES, PHILA AND MARCUS HOOK
    
	
NALCO ENERGY SERVICES
    	
 
    	
CW38827
    	
 
    	
Nalco Company, Finished Fuel Additives and Services,   Marcus Hook and Philadelphia, Product Procurement
    
	
SAGE ENVIRONMENTAL CONSULTING
    	
 
    	
CW39167
    	
 
    	
Sage Environmental Consulting, Master Services   Agreement, Environmental Regulatory Consulting Services, Multi-Site
    
	
GEXPRO
    	
 
    	
CW27747
    	
 
    	
GEXPRO, INC Electrical Supplies and Equipment
    
	
WESTON SOLUTIONS INC
    	
 
    	
CW39512
    	
 
    	
Weston Solutions, Inc., Master Professional   Services Agreement, Services Consulting, Northeast Refining
    
	
TEAM INDUSTRIAL SERVICES INC
    	
 
    	
CW40256
    	
 
    	
LDAR Monitoring Services - Team Industrial - NER
    
	
MOTT TANK INSPECTION, INC.
    	
 
    	
CW40153
    	
 
    	
Mott Tank Inspection Contract
    
	
CODE INSPECTION & TESTING COMPANY
    	
 
    	
CW40323
    	
 
    	
Code Inspection and Testing Company
    
	
CONAM & ENGINEERING SVS. INC.
    	
 
    	
CW40310
    	
 
    	
Mistras Inspection Contract
    
	
Sentinel Integrity Solutions, Inc.
    	
 
    	
CW40337
    	
 
    	
Sentinel Integrity Solutions
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

47

 

	
TEAM INDUSTRIAL SERVICES INC
    	
 
    	
CW40845
    	
 
    	
Team Industrial - On-Stream Leak Repair Services -   NER
    
	
EISCO-NJ
    	
 
    	
CW41184
    	
 
    	
EISCO, Tank Cleaning, Phila. and Marcus Hook
    
	
J. J. WHITE, INC.
    	
 
    	
CW39857
    	
 
    	
J J White, Inc. Tank Repair - Philadelphia and   Marcus Hook Refineries
    
	
OTIS EASTERN SERVICE, INC.
    	
 
    	
CW40167
    	
 
    	
OTIS EASTERN SERVICE, INC., FSC, LINE TESTING   AND REPAIR, SXL and R and M LOCATIONS
    
	
Tradebe Industrial Services, LLC
    	
 
    	
CW41179
    	
 
    	
Tradebe Industrial Services, Tank Cleaning, Phila.   and Marcus Hook
    
	
ALLSTATE POWER VAC INC
    	
 
    	
CW41177
    	
 
    	
Allstate Power Vac, Tank Cleaning, Phila. and Marcus   Hook
    
	
LEWIS ENVIRONMENTAL GROUP
    	
 
    	
CW41737
    	
 
    	
Lewis Environmental Industrial Cleaning Services
    
	
Amspec Services, LLC
    	
 
    	
CW38923
    	
 
    	
AmSpec Services LLC, IPIS Services, multiple   locations, IPIS Services
    
	
SGS NORTH AMERICA INC. OIL, GAS & CHEMICALS   SERVICES DIVISION
    	
 
    	
CW6413
    	
 
    	
SGS NORTH AMERICA INC. OIL, GAS & CHEMICALS   SERVICES DIVISION 96027909 AND SUPP 1-3
    
	
INTERTEK - CALEB BRETT, U.S.A.
    	
 
    	
CW38919
    	
 
    	
Intertek USA Inc., IPIS services, multiple   locations, IPIS services
    
	
EMERSON PROCESS MANAGEMENT
    	
 
    	
CW34766
    	
 
    	
Emerson, Master Purchase Agreement, All Locations,   Control Valves and Process Controls
    
	
ASPEN TECHNOLOGY INC
    	
 
    	
CW34849
    	
 
    	
Aspen Technology
    
	
T D WILLIAMSON INC
    	
 
    	
CW39484
    	
 
    	
TDW Services, Inc., In-Line Inspection   Services, Marcus Hook and Philadelphia refineries, Engineering Services
    
	
HYDROCHEM INDUSTRIAL SERVICES, INC.
    	
 
    	
CW41564
    	
 
    	
Hydrochem Industrial Services
    
	
URS CORP
    	
 
    	
CW38664
    	
 
    	
URS Corp., MH and PHL Utilities Reliability   Assessment, Marcus Hook and Philadelphia Refineries, Engineering Services
    
	
ORBITAL ENGINEERING INC
    	
 
    	
CW39116
    	
 
    	
Orbital Engineering, Inc ., ESA, Miscellaneous   Engineering Assignments, Philadelphia and Marcus Hook
    
	
URS CORP
    	
 
    	
CW39114
    	
 
    	
URS Corporation, ESA, Miscellaneous Engineering   Assignments, Philadelphia and Marcus Hook Refineries
    
	
ORBITAL ENGINEERING INC
    	
 
    	
CW40269
    	
 
    	
Orbital Engineering, ESA Release Against Master   Agreement Contract for Miscellaneous Engineering Assignment, Phila and Marcus   Hook
    
	
SYNERGIS TECHNOLOGIES INC
    	
 
    	
CW6569
    	
 
    	
Autodesk License Agreement and IP Rights Infringement
    
	
ON SITE MEDICAL CONSULTANTS, LLC
    	
 
    	
CW36453
    	
 
    	
On Site Medical Consultants, LLC, Provision of   Medical Care and Consulting Services, PH and MH Refineries
    
	
BEVILLE ENGINEERING, INC.
    	
 
    	
CW41380
    	
 
    	
Beville Engineering
    
	
CORE LABORATORIES
    	
 
    	
CW40144
    	
 
    	
Core Laboratories
    
	
BAKER ENGINEERING AND RISK CONSULTANTS INC
    	
 
    	
CW34255
    	
 
    	
Baker Risk, 12 Plant Control Room, Marcus Hook,   Engineering
    
	
EcoScience Resource Group, L.L.C.
    	
 
    	
CW39504
    	
 
    	
EcoScience Resource Group, LLC, Consulting Services,   Marcus Hook and Philadelphia
    
	
ASSET PERFORMANCE NETWORKS, LLC
    	
 
    	
CW34661
    	
 
    	
Asset Performance Networks, LLC, Refinery Turnaround   Project Readiness Third Party Review, Professional Services Agreement
    
	
ALL-STATE CAREER
    	
 
    	
CW35601
    	
 
    	
All-State Career, CDL Training, NER, Training
    
	
CABLE TESTING SERVICES INC.
    	
 
    	
CW35821
    	
 
    	
Cable Testing Services, NER, Relay and Electrical   Testing
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

48

 

	
URBAN ENGINEERS, INC.
    	
 
    	
CW41696
    	
 
    	
Urban Engineers GP Bulkhead Pile Rehabilitation
    
	
BURNS MECHANICAL, INC.
    	
 
    	
CW40177
    	
 
    	
Burns Mechanical, MSA, NER, Services Maintenance
    
	
Becht Engineering Co., Inc.
    	
 
    	
CW40275
    	
 
    	
Professional Services Agreement - Reliability Gap   Analysis
    
	
ARKEMA INC.
    	
 
    	
CW38644
    	
 
    	
Arkema, Inc, DMDS and Careflex delivery   service, Phil., Marcus Hook, Eagle Point, Chemicals
    
	
S T HUDSON ENGINEERS INC
    	
 
    	
CW40593
    	
 
    	
Hudson Engineers, Inc., Maintenance Dredging of   the USACE Berth Areas, NER, Services Engineering
    
	
INTEGRATION POINT, INC.
    	
 
    	
CW4562
    	
 
    	
INTEGRATION POINT, INC.
    
	
KENEXIS CONSULTING CORPORATION
    	
 
    	
CW38089
    	
 
    	
Kenexis, SRU SIFs Test Interval Extension Analysis,   NER
    
	
HAINES FIRE & RISK CONSULTING CORP
    	
 
    	
CW38073
    	
 
    	
Haines Fire & Risk Consulting Corp., Fire   Protection Services, All Locations
    
	
IMAC
    	
 
    	
CW38708
    	
 
    	
International Management Assistance Corporation,   Contingency Services, Philadelphia and Marcus Hook Refineries
    
	
MERICHEM CHEMICALS & REFINERY SERVICES, LLC
    	
 
    	
CW38989
    	
 
    	
MERICHEM CHEMICALS AND REFINERY SERVICES LLC
    
	
BAFCO, INC.
    	
 
    	
CW40292
    	
 
    	
Release for Field Services Agreement against Master   CW35478
    
	
SERRURIER ENGINEERING
    	
 
    	
CW39470
    	
 
    	
SERRURIER ENGINEERING, INC., Software and   Offsite Maintenance and Support, Marcus Hook and Philadelphia, Software   Services
    
	
ENVIRONMENTAL STANDARDS INC
    	
 
    	
CW41166
    	
 
    	
Environmental Standards, Inc.
    
	
C & W METER SERVICE, INC.
    	
 
    	
CW21018
    	
 
    	
C&W METER SERVICE METER PROVING MARCUS HOOK   MAINTENANCE
    
	
Arcadis US, Inc.
    	
 
    	
CW37925
    	
 
    	
Arcadis US, Inc, PSA, All locations,   Environmental Services
    
	
PRAXAIR SERVICES INC
    	
 
    	
CW39186
    	
 
    	
Praxair Services, Inc., Nitrogen, Hydrogen,   Oxygen and related Services, Marcus Hook and Philadelphia refineries,   chemicals services
    
	
BAKER PETROLITE
    	
 
    	
CW39846
    	
 
    	
Baker Petrolite Corporation, Procurement Contract   for Diesel Cetane Chem Additives, Eagle Point and Phila
    
	
SYSTEMS MAINTENANCE SERVICES, INC. (SMS)
    	
 
    	
CW22345
    	
 
    	
SMS, Vax and Alpha Servers Support, Corporate,   Software_Hardware Maintenance
    
	
ADT ADVANCED INTEGRATION
    	
 
    	
CW37211
    	
 
    	
ADT Security Services, Maintenance and support   services for security systems for Sunoco Inc. (R&M)
    
	
W & K WELDING & TANK ERECTORS
    	
 
    	
CW40021
    	
 
    	
W&K Welding and Tank Erectors, Inc.
    
	
APPLIED INDUSTRIAL
    	
 
    	
CW34592
    	
 
    	
Applied Industrial - Power Transmission Parts
    
	
SPRINT CORPORATION
    	
 
    	
CW8020
    	
 
    	
Sprint Custom Service Agreement
    
	
RESCAR INC.
    	
 
    	
CW5210
    	
 
    	
Rescar Inc. and Amendment 1
    
	
EQUITY ENGINEERING GROUP
    	
 
    	
CW3259
    	
 
    	
API Risk-Based Inspection Software
    
	
EQ - THE ENVIRONMENTAL QUALITY COMPANY
    	
 
    	
CW30842
    	
 
    	
EQ - The Environmental Quality Company
    
	
Univar USA
    	
 
    	
CW7750
    	
 
    	
UNIVAR USA INC - S500162 and S500162A
    
	
XEROX GLOBAL SERVICES, INC
    	
 
    	
CW8171
    	
 
    	
XEROX CORPORATION (XEROX BUSINESS SERVICES) -   1811350 & AMENDMENTS
    
	
AUTOMOTIVE RESOURCES INTERNATIONAL
    	
 
    	
CW2743
    	
 
    	
AUTOMOTIVE RENTALS INC Open End Lease Agreement
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

49

 

	
EQUITY ENGINEERING GROUP
    	
 
    	
CW16436
    	
 
    	
Ongoing RBI and Corrosion Engineering Services,   Engineering, All Locations, The Equity Engineering Group
    
	
PETROVAL INC
    	
 
    	
CW7857
    	
 
    	
PETROVAL INC. - PVAL0001
    
	
ALLMARK DOORS COMPANY, LLC
    	
 
    	
CW36756
    	
 
    	
On-Going, Installation, Repairs, and   Maintenance Project, Allmark Doors Company, LLC.
    
	
Univar USA
    	
 
    	
CW2766
    	
 
    	
UNIVAR USA INC SODIUM HYDROCHLORITE
    
	
BSI INSPECTORATE
    	
 
    	
CW2667
    	
 
    	
BSI INSPECTORATE
    
	
INTERCAT
    	
 
    	
CW4068
    	
 
    	
INTERCAT INC S70041 AND SUP A & B AND SUPP   1-7
    
	
COMPUCOM SYSTEMS INC - WebMethods
    	
 
    	
CW33699
    	
 
    	
CompuCom Systems, Inc.
    
	
AUTOMOTIVE RESOURCES INTERNATIONAL
    	
 
    	
CW2754
    	
 
    	
AUTOMOTIVE RENTALS INC CLOSED END LEASE
    
	
ROUX ASSOCIATES INC
    	
 
    	
CW37725
    	
 
    	
Roux Associates, Inc.
    
	
Clean Earth of Philadelphia, Inc.
    	
 
    	
CW39091
    	
 
    	
Clean Earth, Transportation and Disposal of Waste   Agreement, NER
    
	
PANALYTICAL INC.
    	
 
    	
CW34545
    	
 
    	
Field Services, Lab-Preventative Maintenance, All   Locations, PANalytical, Inc.
    
	
Honeywell International Inc.
    	
 
    	
CW34312
    	
 
    	
Honeywell, Master Agreement, All Locations,   Equipment and Services
    
	
WILSON, INC.
    	
 
    	
CW29634
    	
 
    	
Wilson Inc. - Pipes, Valves, and Fittings
    
	
EQUITY ENGINEERING GROUP
    	
 
    	
CW5755
    	
 
    	
EQUITY ENGINEERING GROUP INC
    
	
Piper-Morgan Associates Personnel Consultants
    	
 
    	
CW38315
    	
 
    	
Piper Morgan Associates Personnel Consultants,   Recruitment, All Locations
    
	
AXENS NORTH AMERICA INC
    	
 
    	
CW5036
    	
 
    	
AXENS NORTH AMERICA 14719
    
	
EQUITY ENGINEERING GROUP
    	
 
    	
CW4649
    	
 
    	
EQUITY ENGINEERING GROUP INC
    
	
NewFields Companies, LLC
    	
 
    	
CW26752
    	
 
    	
NewFields Companies, LLC
    
	
PRESIDIO NETWORKED SOLUTIONS INC
    	
 
    	
CW22439
    	
 
    	
Presidio Networked Solutions, Inc.
    
	
EMSL ANALYTICAL, INC.
    	
 
    	
CW35025
    	
 
    	
EMSL Analytical Inc, Analytical Testing Services,   NER, Marketing, Chemicals, Testing
    
	
PACE ANALYTICAL SERVICES, INC.
    	
 
    	
CW2847
    	
 
    	
Pace Analytical Services, Inc.
    
	
FedEx Services
    	
 
    	
CW31684
    	
 
    	
FedEx Ground Pricing
    
	
SHERATON SUITES
    	
 
    	
CW40946
    	
 
    	
Starwood Hotels & Resorts Worldwide dba   Sherton Suites Philadelphia Airport, Pricing Agreement, Meeting Rooms,   Services Travel Agency
    
	
PSCI-PROGRESSIVE SOFTWARE COMPUTING
    	
 
    	
CW41020
    	
 
    	
Progressive Software Computing - Professional   Services Agreement
    
	
SKF USA INC.
    	
 
    	
CW28500
    	
 
    	
SKF USA Inc.
    
	
BRITISH STANDARDS INSTITUTE
    	
 
    	
CW28995
    	
 
    	
BSI Management System America, RC14001   Certification, Refining and Supply
    
	
1 SOURCE SAFETY AND HEALTH INC.
    	
 
    	
CW21497
    	
 
    	
1 Source Safety and Health Inc, HES   Safety, Industrial Hygiene
    
	
THE SOURCE GROUP INC
    	
 
    	
CW8984
    	
 
    	
The Source Group
    
	
LEWIS ENVIRONMENTAL GROUP
    	
 
    	
CW16920
    	
 
    	
Lewis Environmental (R & M)
    
	
CLEAN VENTURES INC
    	
 
    	
CW16918
    	
 
    	
Clean Venture
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

50

 

	
APPLIED HEALTH PHYSICS INC
    	
 
    	
CW41698
    	
 
    	
Applied Health Physics, Radiological Services,   Corporate
    
	
FEDERAL EXPRESS
    	
 
    	
CW40188
    	
 
    	
Federal Express, Pricing Agreement, Corporate,   Services Mail
    
	
SAYBOLT INC
    	
 
    	
CW38925
    	
 
    	
Saybolt, IPIS Services, multiple   locations, IPIS Services
    
	
BSI INSPECTORATE
    	
 
    	
CW38921
    	
 
    	
Inspectorate America Corporation, IPIS   services, multiple locations, IPIS services
    
	
Cunningham Consulting, Inc.
    	
 
    	
CW38677
    	
 
    	
Cunningham Consulting Inc., Training, Corporate,   Corporate
    
	
Gateway Search Associates, Inc.
    	
 
    	
CW38806
    	
 
    	
Gateway Search Associates, Contingency-Based   Recruitment Agreement, Corporate, Services, Recruiter
    
	
BAYADA NURSES, INC
    	
 
    	
CW36440
    	
 
    	
Bayada Nurses, Inc., Provision of supplemental   professional health aide, Philadelphia and Marcus Hook
    
	
ACCUTEST LABORATORIES
    	
 
    	
CW2509
    	
 
    	
ACCUTEST LABORATORIES
    
	
ENVIRONMENTAL STANDARDS INC
    	
 
    	
CW41166
    	
 
    	
Environmental Standards, Inc.
    
	
SYNAPTIC DECISIONS, L.P.
    	
 
    	
CW33945
    	
 
    	
Synaptic Decisions, Master Agreement, Corporate,   Consulting
    
	
ORACLE CORPORATION
    	
 
    	
CW25908
    	
 
    	
Oracle- Primavera, P3-P6 project, Corporate,   Professional Services
    
	
ZYTAX
    	
 
    	
CW7843
    	
 
    	
ZYTAX - AGREEMENT & AMENDMENTS
    
	
INTERFACE SECURITY SYSTEMS, L.L.C.
    	
 
    	
CW23997
    	
 
    	
Interface Security Systems, LLC
    
	
THOMSON PROFESSIONAL & REGULATORY, INC.   D/B/A RIA
    	
 
    	
CW26926
    	
 
    	
Thomson P&R, On-line Tax Research, Corporate,   License to Use
    
	
ADVANCED AV SYSTEMS INTEGRATION
    	
 
    	
CW27052
    	
 
    	
Audio Visual Maintenance and Repair Service
    
	
ECHOSCRIBE, INC.
    	
 
    	
CW27514
    	
 
    	
EchoScribe, Inc.
    
	
NEW YORK CAPITOL CONSULTANTS
    	
 
    	
CW31394
    	
 
    	
New York Capitol Consultants
    
	
COZEN O’CONNOR PUBLIC STRATEGIES, LLC
    	
 
    	
CW27574
    	
 
    	
Cozen O’Connor Public Strategies LLC
    
	
PENNSPORT CONSULTING, LLC
    	
 
    	
CW28296
    	
 
    	
Pennsport Consulting, Central Services Building,   Environmental Consulting Services
    
	
DEBORAH C. HERRON, Ph. D.
    	
 
    	
CW28427
    	
 
    	
Deborah C. Herron, Central Services Building,   Environmental Consulting Services
    
	
ORACLE CORPORATION
    	
 
    	
CW28662
    	
 
    	
Oracle USA, Inc.
    
	
RELOCATION PROJECT MANAGERS, INC.
    	
 
    	
CW6549
    	
 
    	
Relocation Project Managers 2007000650
    
	
ENGINEERED SOFTWARE, INC.
    	
 
    	
CW29198
    	
 
    	
Engineered Software Inc.
    
	
(I)STRUCTURE LLC
    	
 
    	
CW25377
    	
 
    	
InfoCrossing, MainFrame and Open Systems, Corporate,   Computer Hardware, Software and SMA
    
	
PLATTS DIVISION OF MCGRAW-HILL COMPANIES INC
    	
 
    	
CW37114
    	
 
    	
Platts , Dispatch Subscriptions, PH and TX, Ongoing
    
	
SAVAGE DESIGN GROUP, INC.
    	
 
    	
CW31754
    	
 
    	
Savage Design Group
    
	
BUREAU VERITAS, NORTH AMERICA
    	
 
    	
CW22299
    	
 
    	
Bureau Veritas North America Inc, HES,
    
	
Northrop Grumman Information Technology, Inc.
    	
 
    	
CW31536
    	
 
    	
Northrop Grumman Corporation
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

51

 

	
OPIS ENERGY GROUP
    	
 
    	
CW36472
    	
 
    	
OPIS Energy Group, MSA, Corporate, Data Services
    
	
GALSON LABORATORIES
    	
 
    	
CW22294
    	
 
    	
Galson Laboratories, Industrial Hygiene, HES,   Laboratory Services
    
	
THE GERNGROSS CORPORATION
    	
 
    	
CW23861
    	
 
    	
Gerngross Corporation
    
	
LARSEN & TOUBRO INFOTECH
    	
 
    	
CW37859
    	
 
    	
Larsen and Toubro Infotech, Ltd., Ongoing   Professional Services Agreement, Corporate, SAP Consulting Services.
    
	
ARIBA, INC.
    	
 
    	
CW9953
    	
 
    	
Ariba License and Support Agreement
    
	
PRICE WATERHOUSE COOPERS LLP
    	
 
    	
CW39075
    	
 
    	
Price Waterhouse Coopers, LLP, Ongoing Professional   Services Agreement for Accounting Services
    
	
DC GROUP
    	
 
    	
CW33451
    	
 
    	
DC GROUP, INC
    
	
Q&Q CONTROL SERVICES UK LTD.
    	
 
    	
CW17432
    	
 
    	
Q&Q Control Services UK Limited
    
	
SPECIALIZED PROFESSIONAL SERVICES INC
    	
 
    	
CW16914
    	
 
    	
Specialized Professional Serivices, Inc.
    
	
MICROSOFT CORP
    	
 
    	
CW34484
    	
 
    	
Microsoft Corp., Email and Portal Support, Sunoco   Corporate
    
	
C ERICKSON & SONS INC
    	
 
    	
CW39430
    	
 
    	
C. Erickson & Sons, Inc., Carpentry   and Related Services, Corporate, Carpentry Services
    
	
ARIBA, INC.
    	
 
    	
CW35899
    	
 
    	
Ariba Inc., Sourcing Professional Software,   Corporate
    
	
VERIZON BUSINESS NETWORK SERVICES INC
    	
 
    	
CW36146
    	
 
    	
Verizon Services Organization, Inc., Video   Network Contract Lester to Westville, Corporate
    
	
VERIZON BUSINESS NETWORK SERVICES INC
    	
 
    	
CW36148
    	
 
    	
Verizon Services Organization, Inc., Video   Network Contract MH and PH to Lester, Corporate
    
	
ALVAREZ & MARSAL
    	
 
    	
CW36573
    	
 
    	
Alvarez and Marsal, Sourcing Support, Corporate,   Consulting
    
	
AMBIRON TRUSTWAVE CORPORATION
    	
 
    	
CW36820
    	
 
    	
Trustwave, Managed Security Services, Corporate, OG
    
	
HERTZ CORPORATION
    	
 
    	
CW41112
    	
 
    	
The Hertz Corporation, Car Rental Agreement,   Corporate-SXL, Services Travel Agency
    
	
HERTZ CORPORATION
    	
 
    	
CW40837
    	
 
    	
The Hertz Corporation, Car Rental Agreement,   Corporate, Services Travel Agency
    
	
DATALINK CORPORATION
    	
 
    	
CW40302
    	
 
    	
Datalink Corporation
    
	
TALX Corporation
    	
 
    	
CW23287
    	
 
    	
TALX Corporation
    
	
COMPUTERSHARE SHAREHOLDER SERVICES, INC.
    	
 
    	
CW41207
    	
 
    	
Computershare, Stock Transfer Services, Corporate
    
	
ZYTAX
    	
 
    	
CW37481
    	
 
    	
ZyTax, Inc., Ongoing Corporate Agreement for   Tax Software and Related Professional Services.
    
	
ORACLE CORPORATION
    	
 
    	
CW6277
    	
 
    	
ORACLE CORPORATION PeopleSoft License and SMA
    
	
INFOR GLOBAL SOLUTIONS, INC.
    	
 
    	
CW27698
    	
 
    	
Infor, Mainframe license, Corporate, License
    
	
RAPID RECYCLING, INC.
    	
 
    	
CW24919
    	
 
    	
Central Services Building, Rapid Recycling, Inc.,   One-Time, No-Cost, Recycling Services Ad Hoc Surplus Sales Agreement
    
	
Accounting Principals
    	
 
    	
CW38552
    	
 
    	
Accounting Principals, Corporate Contingency-Based   Recruitment Agreement, Corporate, Services Recruiter
    
	
U S AIRWAYS
    	
 
    	
CW38841
    	
 
    	
US Airways, Discount Airline Travel, Corporate,   Services Travel Agency
    
	
HUMAN CONCEPTS
    	
 
    	
CW24562
    	
 
    	
HumanConcepts, HR project, Corporate, PSC and   License Subscription
    
	
Solomon Edwards Group, LLC
    	
 
    	
CW38801
    	
 
    	
Solomon Edwards Group, LLC, Corporate   Contingency-Based Recruitement Agreement, Corporate, Services Recruiter
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

52

 

	
CVM Solutions, LLC
    	
 
    	
CW27737
    	
 
    	
CVM Solutions, Portal, Corporate, Technology
    
	
ALLEGRO DEVELOPMENT CORP
    	
 
    	
CW39719
    	
 
    	
Allegro Development Corporation, Software Licenses,   Corporate
    
	
RICHARD WAYNE & ROBERTS
    	
 
    	
CW39748
    	
 
    	
Richard Wayne & Roberts, Contigency-Based   Recruiting Agreement
    
	
DHR International, Inc.
    	
 
    	
CW39766
    	
 
    	
DHR International, Corporate Retainer Based   Recruitment Agreement, Marketing, Services Recruiter
    
	
GARTNER, INC.
    	
 
    	
CW39868
    	
 
    	
Gartner, Inc., IT Leaders, Services,   Consulting, Corporate
    
	
DATA SUPPORT SERVICES
    	
 
    	
CW36206
    	
 
    	
Data Support Services, support and monitoring   services for our OnDemand software, Corporate
    
	
PROSEARCH, INC.
    	
 
    	
CW39940
    	
 
    	
Prosearch - Corporate Contingency-Based Recruiment   Agreement
    
	
AMBIRON TRUSTWAVE CORPORATION
    	
 
    	
CW2558
    	
 
    	
AMBIRONTRUSTWAVE CORPORATION CORPORATE HEADQUARTERS
    
	
INFOR GLOBAL SOLUTIONS, INC.
    	
 
    	
CW16389
    	
 
    	
AppCare Annual Agreement
    
	
SABRIX, INC.
    	
 
    	
CW11457
    	
 
    	
Sabrix, sdabrix, Corporate, Software Licence and SMA
    
	
System Improvements, Inc.
    	
 
    	
CW18356
    	
 
    	
System Improvements, Inc.
    
	
INTERNATIONAL BUSINESS MACHINES CORPORATION
    	
 
    	
CW41758
    	
 
    	
IBM, Software Option and Support, Corporate
    
	
ALLEGRO DEVELOPMENT CORP
    	
 
    	
CW39721
    	
 
    	
Allegro Development Corp., Enterprise Training and   Risk © Systems, Corporate
    
	
TMW Systems, Inc.
    	
 
    	
CW39755
    	
 
    	
TMW Systems, Inc., Petroleum Tracking,   Marketing, License Software
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

53

 

Schedule 2.4(f)

 

Additional Excluded Assets

 

1.              Without duplication of assets described in Section 2.4(i) of the Contribution Agreement, (i) any refund or reduction in Sunoco’s share of Property Taxes determined pursuant to Section 11.4 of the Contribution Agreement, including anyreduction thereof or exemption with respect thereto as a result of Sunoco’s prosecution of the items described in Section 2(e) of Schedule 4.9 or any credit or reduction thereof or exemption with respect thereto attributable to a retroactive reduction in assessment rate or assessment base and (ii) any sales and/or use tax rebates and refunds that relate to the operation of the Refinery Business or the Refinery Property for taxable periods or portions thereof ending on or prior ot the Closing Date.

 

2.              The following excluded software:

 

	
Application
   ID #
    	
 
    	
Application Name
    	
 
    	
Application Description
    	
 
    	
License
   Type
    	
 
    	
Software
   Maintenance?
    	
 
    	
Complexity
    	
 
    	
Disposition
    
	
R&S-920
    	
 
    	
Primavera   Project Planner
    	
 
    	
Capital   Projects Planning and Scheduling Tool
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Non-Transferrable
    
	
R&S-513
    	
 
    	
Aspen   Engineering Suite
    	
 
    	
Process   Modeling Tool
    	
 
    	
Token
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Non-transferrable
    
	
R&S-534
    	
 
    	
Aspen   Manufacturing Suite
    	
 
    	
Advanced   process control desktop tool
    	
 
    	
Token
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Non-transferrable
    
	
R&S-784
    	
 
    	
PIMS
    	
 
    	
Refinery   Optimization (LP) Software
    	
 
    	
Token
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Non-transferrable
    
	
Corp-134
    	
 
    	
BNA   Env & Safety Libraries
    	
 
    	
SaaS   solution used for researching HES regulations. (Includes CD versions)
    	
 
    	
Vendor
    	
 
    	
Corporate
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
Corp-136
    	
 
    	
C*Cure
    	
 
    	
Physical   Access Control System (PACS) controlling the following facilities: MBC, 1818,   CSB, PH Ref, MH Ref, EP Ref, TO Ref, Exton, FK Plant, HV Plant, PHL Hanger   and Reading.
    	
 
    	
Vendor
    	
 
    	
Corporate
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
Corp-147
    	
 
    	
Employee   Work Hours
    	
 
    	
Custom   web application used to transform and map Peoplesoft and SIRIS II data.
    	
 
    	
Custom
    	
 
    	
Corporate
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
Corp-151
    	
 
    	
ISNetworld
    	
 
    	
SaaS   contractor prequalification and management solution.
    	
 
    	
Vendor
    	
 
    	
Corporate
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

54

 

	
Corp-164
    	
 
    	
SEAL
    	
 
    	
**   Jason Patrick - Use is Optional ** 

Custom   ASP.ENT application for auditing and managing the approval of vendors who   handle and transport hazardous and non-hazardous waste. These include waste   management sites, railcars, trucks, laboratories and drum reclaimers.
    	
 
    	
Custom
    	
 
    	
Corporate
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
ITAR
    	
 
    	
CHIP-Chemical   Inventory
    	
 
    	
**   Jason Patrick - Use is Optional ** 

Chemical   Inventory Information Program - Enterprise-wide COTS application for managing   Hazard Communications regulations, using the Essenstial EHS software suite.   Modules include, Chemical Inventory, with SARA 311, 312 and 313 reporting,   MSDS Management, MSDS Authoring and Distribution, and MSDS Onl
    	
 
    	
Vendor
    	
 
    	
Corporate
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
ITAR
    	
 
    	
CHIP-MSDS   Management
    	
 
    	
Chemical   Inventory Information Program - Enterprise-wide COTS application for managing   Hazard Communications regulations, using the Essenstial EHS software suite.   Modules include, Chemical Inventory, with SARA 311, 312 and 313 reporting,   MSDS Management, MSDS Authoring and Distribution, and MSDS Onl
    	
 
    	
Vendor
    	
 
    	
Corporate
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
ITAR
    	
 
    	
eCAT-Compliance/Task   Modules
    	
 
    	
Enterprise   Compliance Assurance Tool - Enterprise-wide COTS application for managing   Title V compliance and calculating air emissions, using the Essential EHS   software suite. Active Modules: Compliance, Task Management, Air Emissions.   Inactive Modules: Air, Waste, Water 

 

-   Environmental Compliance Tasking / Title V Reporting 

-   Corporate HES Audit Finding Resolution 

-   General Action Item Management
    	
 
    	
Vendor
    	
 
    	
Corporate
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
ITAR
    	
 
    	
eCAT-PI   Data Loader
    	
 
    	
Custom   web application used to map, collect and transfer PI operational data for use   in eCAT.
    	
 
    	
Custom
    	
 
    	
Corporate
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
ITAR
    	
 
    	
Medgate-Industrial   Hygiene
    	
 
    	
Enterprise-wide   application for managing Occupational Health and Industrial Hygiene   regulations, using the Medgate software suite.
    	
 
    	
Vendor
    	
 
    	
Corporate
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
ITAR
    	
 
    	
SIRIS   II
    	
 
    	
Sunoco’s   implementation of Syntex’s IMPACT Enterprise software. SIRIS II is used to   manage TER/Near Miss Reporting, Incident and Investigation management,   Assessement/Audits and Findings, and associated corrective and preventative   Action Items. Used in all business units.
    	
 
    	
Vendor
    	
 
    	
Corporate
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
ITAR
    	
 
    	
Sunoco@Work   HES Sites
    	
 
    	
Various   sites created for and maintained by Corporate HES&S (e.g., the “HES&S   Professionals” site located on the Sunoco@Work main menu.) 

 

Our   IT support for this erform mainly of consultative activities around how-to   items in SharePoint.
    	
 
    	
Custom
    	
 
    	
Corporate
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
0
    	
 
    	
Exchange   Service (including Outlook Web Access)
    	
 
    	
Enterprise   wide Email system
    	
 
    	
Vendor
    	
 
    	
Corporate   SAS
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
0
    	
 
    	
Blackberry   Service
    	
 
    	
Enterprise   wide Blackberry Server
    	
 
    	
Vendor
    	
 
    	
Corporate   SAS
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
0
    	
 
    	
Microsoft   Active Sync
    	
 
    	
Enterprise   wide Smart Phone Email Sync
    	
 
    	
Vendor
    	
 
    	
Corporate   SAS
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
0
    	
 
    	
Live   Meeting
    	
 
    	
Meeting   organization software - subscription based
    	
 
    	
Vendor
    	
 
    	
Corporate   SAS
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
0
    	
 
    	
Tripwire
    	
 
    	
Monitoring   Package
    	
 
    	
Vendor
    	
 
    	
Corporate   SAS
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
0
    	
 
    	
NetIQ
    	
 
    	
Monitoring   Package
    	
 
    	
Vendor
    	
 
    	
Corporate   SAS
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
0
    	
 
    	
TSM
    	
 
    	
Backup   Software
    	
 
    	
Vendor
    	
 
    	
Corporate   SAS
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
0
    	
 
    	
Trend   Anti Virus
    	
 
    	
Anti   Virus
    	
 
    	
Vendor
    	
 
    	
Corporate   SAS
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
0
    	
 
    	
IBM   Pcomm
    	
 
    	
Terminal   Services Package for Mainframe
    	
 
    	
Vendor
    	
 
    	
Corporate
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
0
    	
 
    	
Site   to Site IPSec VPN Services
    	
 
    	
Corporate   Business to Business
    	
 
    	
N/A
    	
 
    	
Corporate   SAS
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
0
    	
 
    	
SSL   VPN Services
    	
 
    	
Corporate   Remote Access System
    	
 
    	
N/A
    	
 
    	
Corporate   SAS
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
0
    	
 
    	
Desktop   Patching Service
    	
 
    	
Compucom   Service to apply patches to desktops
    	
 
    	
N/A
    	
 
    	
Corporate   Service
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
0
    	
 
    	
Desktop   Packaging Services
    	
 
    	
Compucom   Service to Package desktop applications
    	
 
    	
N/A
    	
 
    	
Corporate   Service
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
0
    	
 
    	
Desktop   Integration and Testing Service/ Software Deployment
    	
 
    	
Compucom   Helpdesk System
    	
 
    	
N/A
    	
 
    	
Corporate   Service
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
0
    	
 
    	
Helpdesk   Support Scripts
    	
 
    	
Compucom   Helpdesk System
    	
 
    	
N/A
    	
 
    	
Corporate   Service
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
0
    	
 
    	
External   FTP Service
    	
 
    	
Corporate   EFT Service
    	
 
    	
N/A
    	
 
    	
Corporate   Service
    	
 
    	
N/A
    	
 
    	
Non-transferrable
    
	
Corp-047
    	
 
    	
A/R   + Cash A/R (Legacy)
    	
 
    	
Maintain   customers’ receivables balances, erforms ally process debits(invoices),   credits remittances(ach,wires,lockbox), dealers credit card credits. Produce   daily draft to collect cash directly from cust bank accounts. Gl interface.   Credit checks. repor
    	
 
    	
N/A
    	
 
    	
N/A
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-116
    	
 
    	
ECAS   / RECON
    	
 
    	
Maintains   the balance of exchange contracts for fuels products and automate   reconciliation with the partner.
    	
 
    	
N/A
    	
 
    	
N/A
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-122
    	
 
    	
Inventory
    	
 
    	
Maintains   the inventory balances of refined products in the distribution network for   both financial and operational reporting.
    	
 
    	
N/A
    	
 
    	
N/A
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-123
    	
 
    	
Invoicing
    	
 
    	
The   Invoicing System creates billing documents for Sunoco with the exception of   the Chemicals business line & sales of crude (COINS).
    	
 
    	
N/A
    	
 
    	
N/A
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Corp-124
    	
 
    	
LOGICS
    	
 
    	
The   LOGICS (Logistical Opportunities to Gather Information and Capture Savings)   System erforms order management functionality for lubricant sales and fuels   purchase orders. Application includes pricing, credit approval, and   transportation rating and rout
    	
 
    	
N/A
    	
 
    	
N/A
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-128
    	
 
    	
Sales   Journal
    	
 
    	
This   application is the data repository for sales and credits to the customers of   wholesale fuels, branded fuels, and lubricants. It also posts journal   vouchers to the corporate general ledger to record sales and related   inter-company transfers.
    	
 
    	
N/A
    	
 
    	
N/A
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-130
    	
 
    	
Tax   Module
    	
 
    	
A   module called by the Invoicing, LOGICS, and Inventory applications, the Tax   Module will calculate United States federal excise tax, state and local sales   taxes, motor fuels tax, superfund taxes, gross receipts taxes, miscellaneous   taxes (NORA, PERA, NJ
    	
 
    	
N/A
    	
 
    	
N/A
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-218
    	
 
    	
Carrier   Management System
    	
 
    	
Sharepoint   based application to store carrier load permit data.
    	
 
    	
N/A
    	
 
    	
N/A
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
RS&C-943
    	
 
    	
Rail   Freight Management
    	
 
    	
Freight   payment system for rail shipments
    	
 
    	
N/A
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
RS&C-947
    	
 
    	
Borque   System
    	
 
    	
Rail   car tracking and fleet management (Railtrac), Rail Fleet Accounting   (RailAcct), Freight Contract/Rate Maintenace (RateServer)
    	
 
    	
N/A
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
none
    	
 
    	
Rand   McNally Intelliroute
    	
 
    	
Mapping   services for route planning.
    	
 
    	
N/A
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
R&S-886
    	
 
    	
QTS   Railcar Tracking
    	
 
    	
Railcar   car location message collection.
    	
 
    	
N/A
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-206
    	
 
    	
CCIS
    	
 
    	
Corporate   Cash Information System: Provides for movements of cash between SUNOCO or   Radnor and their respective subsidiaries. It provides a cashbook facility for   SUNOCO, MLP and Radnor subsidiaries including interest calculations.
    	
 
    	
N/A
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Corp-207
    	
 
    	
CMIS
    	
 
    	
Cash   Management & Information System (CMIS) is a multi faceted system   that processes all Sunoco electronic funds transactions. These transactions   include ALL electronic Disbursements (ACHs, domestic and international wires)   and funding of accounts.
    	
 
    	
N/A
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-213
    	
 
    	
PPS
    	
 
    	
The   Payment Processing System (PPS) is a batch DB2 system that receives and   processes payments from various source systems. The source systems include;   payroll payments, FPS Accounts Payable payments.
    	
 
    	
N/A
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-214
    	
 
    	
PRS
    	
 
    	
The   Payment Reconciliation System (PRS) receives ACH and Check payments from the   Payment Processing System (PPS) for reconciliation and General Ledger   accounting. Key Functions: Payment Issue/Maintenance; Payment Presentment /   Reconciliation; General Ledger interface
    	
 
    	
N/A
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-209
    	
 
    	
EDI
    	
 
    	
EDI   (Electronic Data Interchange) is the inter company exchange of business   documents and/or data. These documents/data are transferred in formats   approved by the ANSI (American Standards National Institute) standards. 

Data/documents   are received and sent between Business Partners
    	
 
    	
N/A
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-062
    	
 
    	
DCI
    	
 
    	
Environment   for AP, PO, and FC
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-067
    	
 
    	
Financial   Controller (FC)
    	
 
    	
Intergrates   AP with GL
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-070
    	
 
    	
FPS   A/P
    	
 
    	
Accounts   Payable
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-074
    	
 
    	
FPS   PO
    	
 
    	
Purchase   Orders/Tax Blanket Orders
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-051
    	
 
    	
ARIBA
    	
 
    	
Eprocurement   / Expense Reports / Card Reconciliation / Contract Management / Eforms
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-097
    	
 
    	
Reference:   Delegation of Authority
    	
 
    	
On   line application used to maintain DOA for everyone at Sunoco.
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Corp-179
    	
 
    	
PeopleSoft
    	
 
    	
HRMS   system for HR, benefits, and payroll processing. Hosted at Usi in Annapolis.   Development performed by Sunoco staff.
    	
 
    	
N/A
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
CORP-205
    	
 
    	
eTime
    	
 
    	
Vendor   Application - Runs on server and collects time that is sent to Peoplesoft for   processing
    	
 
    	
N/A
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-183
    	
 
    	
CyberShift
    	
 
    	
SaaS   offering for Time Attendance Collection used for salaried exempt employees
    	
 
    	
N/A
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-036
    	
 
    	
FAMIS - Budget
    	
 
    	
Budgeting application
    	
 
    	
n/a
    	
 
    	
n/a
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-039
    	
 
    	
FAMIS - Data Whse
    	
 
    	
Data warehouses of   company sub ledgers (eg, Journal History, Sales, Inventory,   AP, etc.). Includes ad hoc analysis and standard reporting. Ability to   slice/dice/query or report on any table columns.
    	
 
    	
n/a
    	
 
    	
n/a
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-040
    	
 
    	
FAMIS - G/L
    	
 
    	
Company General ledger   with key reporting columns (business unit, internal & external   account). Cornerstone of Business unit performance analysis applications
    	
 
    	
n/a
    	
 
    	
n/a
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-041
    	
 
    	
FAMIS - Other Corp.
    	
 
    	
Specialized   applications including Tax & AR
    	
 
    	
n/a
    	
 
    	
n/a
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-042
    	
 
    	
FAMIS - Performance   Analysis
    	
 
    	
19 Business performance   analysis applications which break financial data based on business needs.
    	
 
    	
n/a
    	
 
    	
n/a
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-009
    	
 
    	
WebFocus: Tax
    	
 
    	
Federal,   State & Local Excise Tax Regulatory Reporting. Architectural and   Application support by Corporate BI-DW team.
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-071
    	
 
    	
FPS CP
    	
 
    	
Capital Projects   Tracking
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-072
    	
 
    	
FPS F/A
    	
 
    	
Fixed (capital) Assets
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-073
    	
 
    	
FPS G/L
    	
 
    	
General Ledger
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-084
    	
 
    	
Millenium
    	
 
    	
Environment for GL, FA,   and CP
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-090
    	
 
    	
PCLink
    	
 
    	
Data entry/extract tool   for GL, FA, and CP
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Corp-111
    	
 
    	
Zytax
    	
 
    	
State Excise Tax   Compliance - Used for electronic filing of taxes.
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-068
    	
 
    	
FLS Payroll Tax System   v. 7.5
    	
 
    	
Web-Based Hosted   Application used for Payroll Tax Filing
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
Corp-078
    	
 
    	
One-Source 1099
    	
 
    	
Vendor Pay 1099   Reporting
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Non-Transferrable
    
	
 
    	
 
    	
COINS
    	
 
    	
Crude Oil Accounting
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
High
    	
 
    	
Non-Transferrable
    
	
 
    	
 
    	
SIGMA
    	
 
    	
Product Scheduling
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
High
    	
 
    	
Non-Transferrable
    
	
 
    	
 
    	
RECAP
    	
 
    	
 
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
High
    	
 
    	
Non-Transferrable
    
	
 
    	
 
    	
Allegro
    	
 
    	
Deal Capture; hedge   book; risk management
    	
 
    	
Vendor
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Non-Transferrable
    
	
 
    	
 
    	
Pricing
    	
 
    	
 
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
High
    	
 
    	
Non-Transferrable
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Schedule 2.6(i)

 

Benefit Plan Liabilities

 

SunCAP Audit — SunCAP is subject to a routine audit by the Department of Labor (DOL).  Sunoco received notice of the audit in January 2012, and a copy of this notice has been provided to the Buyer. Sunoco has provided all documentation requested by the DOL.  After providing the requested information, Sunoco has not been contacted by the DOL regarding any issues or concerns.

 

Pension Matter — Sunoco is aware of a possible claim against the Sunoco, Inc. Retirement Plan.

 

An alternate payee (AP) of a former employee claims that she was unaware of a “penalty” for taking her benefit prior to age 65, which was due to her under a QDRO.  AP’s divorce attorney submitted a request to Sunoco for information, to which Sunoco responded.  The attorney sent a second letter asking for Sunoco to calculate the “penalty,” to which outside counsel responded.  AP’s attorney responded by stating that there may be a breach of fiduciary duty.

 

Sunoco will respond to the AP’s attorney that Sunoco has answered everything there is to answer and that Michel’s next step is to file a formal claim by following the claims process.

 

Sunoco, Inc. Leadership Recognition Plan - A former employee has requested a prorated portion of her 2008 award under the Sunoco, Inc. Leadership Recognition Plan (a bonus plan).  The Plan was amended in 2007 to remove the proration of awards for employees who retire in the middle of a vesting period.  Employee retired in December 2010; her 2008 award would have vested at the end of 2011.  Employee received an erroneous summary of the Plan that included the pre-2007 terms of the Plan on prorations and retirement.  Sunoco received a letter from Employee’s attorney on June 7, 2012.  Outside counsel contacted the attorney on June 25, 2012 and is hoping to resolve the matter with the payment of the prorated award subject to the execution of a settlement agreement that includes a release of claims.

 

Colella, Joseph v. Sunoco, Inc., et al., AAA Case No. 14-160-0071510 (ERA Arbitration).  On or about May 5, 2010, Complainant, a former vice-president of product trading, sales and supply, submitted to arbitration under the Sunoco ERA program claims of 1) defamation/libel, 2) invasion of privacy/false light, 3) denial of benefits under ERISA Section 502(a)(1)(B) for severance benefits under the Sunoco, Inc. Executive Severance Plan (“Plan”), 4) breach of fiduciary duty under ERISA Section 502(a)(3) and 5) intentional interference with benefits under Section 510 of ERISA.  Arbitrator Bernard D. Beitch issued an award on April 27, 2012 awarding Complainant severance benefits under the Plan but denied his claims for defamation/libel and invasion of privacy/false light.   On June 28, 2012, Arbitrator Beitch issued a final award which awarded Complainant attorneys’ fees for his ERISA claims.

 

Hepworth, Derek A. v. Sunoco, Inc., et al., AAA Case No. 14-160-01081 (ERA Arbitration).  On or about July 6, 2010, Complainant, a former vice-president of crude and raw materials trading and supply, submitted to arbitration under the Sunoco ERA program claims of 1) defamation/libel, 2) invasion of privacy/false light, 3) denial of benefits under ERISA Section 502(a)(1)(B) for severance benefits under the Sunoco, Inc. Executive Severance Plan, 4) breach of fiduciary duty under ERISA Section 502(a)(3) and 5) intentional interference with benefits under Section 510 of ERISA.  On February 7, 2012, Arbitrator Judith Meyer issued a Partial Final Award finding in Hepworth’s favor on the ERISA Section 510 claim, awarding him severance benefits and in Sunoco’s favor on all other claims.  On May 24, 2012, Arbitrator Meyer issued a final award which addressed the specific severance benefits awarded to Complainant and awarded him attorneys’ fees for his ERISA claim.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

62

 

Schedule 3.2(a)(iv)

 

Third-Party Consent and Authorization

 

1.              KBR Technical Services Agreement

2.              ExxonMobil SCANfining Process License

3.              The UOP HF Alkylation Process License

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

63

 

Schedule 4.1

 

Jurisdiction of SUN and the Contributing Subsidiaries

 

	
Entity
    	
 
    	
Jurisdiction of Incorporation/Formation
    
	
 
    	
 
    	
 
    
	
Sunoco, Inc.
    	
 
    	
Pennsylvania
    
	
 
    	
 
    	
 
    
	
Atlantic Refining & Marketing Corp.
    	
 
    	
Delaware
    
	
 
    	
 
    	
 
    
	
Sun International Limited
    	
 
    	
Bermuda
    
	
 
    	
 
    	
 
    
	
Sunoco Power Marketing L.L.C.
    	
 
    	
Pennsylvania
    
	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Pennsylvania
    
	
 
    	
 
    	
 
    
	
Sunmarks, LLC
    	
 
    	
Delaware
    
	
 
    	
 
    	
 
    
	
Sun Services Corporation
    	
 
    	
Pennsylvania
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

64

 

Schedule 4.3(b)

 

Consents and Approvals

 

1.              The following agreements, as well as any modifications or amendments thereto:

 

	
SUN Party
    	
 
    	
Other Party
    	
 
    	
Date
    	
 
    	
Title
    
	
Sunoco, Inc. (R&M)
    	
 
    	
American Eagle Airlines, Inc.
    	
 
    	
November 1, 2010
    	
 
    	
Sunoco Jet Fuel Supply Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Lufthansa German Airlines
    	
 
    	
September 1, 2010
    	
 
    	
Sunoco Jet Fuel Supply Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Petroleum Heat & Power Co., Inc.
    	
 
    	
September 1, 2011
    	
 
    	
Heating Oil Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Petroleum Heat & Power Co., Inc.
    	
 
    	
September 1, 2011
    	
 
    	
Heating Oil Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Southwest Jet Fuel Co.
    	
 
    	
August 1, 2011
    	
 
    	
Sunoco Jet Fuel Supply Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Southwest Jet Fuel Co.
    	
 
    	
August 1, 2011
    	
 
    	
Sunoco Jet Fuel Supply Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
US Airways
    	
 
    	
October 1, 2011
    	
 
    	
Sunoco Jet Fuel Supply Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
World Fuel Services, Inc.
    	
 
    	
August 1, 2011
    	
 
    	
Sunoco Jet Fuel Supply Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Sanofi Pasteur Inc.
    	
 
    	
January 10, 2011
    	
 
    	
Distillate Fuels Risk Management Program
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Exelon Energy Company
    	
 
    	
November 23, 2010
    	
 
    	
Master Electricity Sales Agreement and all   Transaction Confirmations thereunder (45 day notice period)
    
	
Sunoco, Inc. (R&M)
    	
 
    	
GDF Suez Energy Resources NA, Inc.
    	
 
    	
January 4, 2011
    	
 
    	
Master Electric Energy Sales Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Chopra Energy, Inc.
    	
 
    	
May 11, 2011
    	
 
    	
Supply Agreement — Sale of Refined Petroleum Product
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Redners Markets
    	
 
    	
August 26, 2011
    	
 
    	
Sales Agreement — Unleaded Gasoline
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Shipley Fuels Marketing LLC
    	
 
    	
January 1, 2011
    	
 
    	
Sales Agreement — Unleaded Gasoline
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Superior Plus Energy Services LLC
    	
 
    	
September 30, 2010
    	
 
    	
Supply Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Truman Arnold Companies
    	
 
    	
February 17, 2011
    	
 
    	
Sales Agreement — Unleaded Reformulated
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

65

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Gasoline and Ultra Low Sulfur Diesel
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Philadelphia Gas Works
    	
 
    	
September 4, 2001
    	
 
    	
LBS —S Service Agreement (Utility Contract)
    
	
SUN Company, Inc., (R&M)
    	
 
    	
Texas Eastern Corporation
    	
 
    	
January 26, 1996
    	
 
    	
Service Agreement for Rate Schedule FT-1
    
	
SUN Company, Inc. (R&M)
    	
 
    	
Texas Eastern Corporation
    	
 
    	
March 26, 1996
    	
 
    	
Service Agreement for Rate Schedule FT-1
    
	
Sunoco, Inc.
    	
 
    	
Trucker Company, Inc.
    	
 
    	
August 5, 2005
    	
 
    	
Shipper Broker Transportation Agremeent
    
	
Sunoco, Inc. (R&M)
    	
 
    	
CSX Transportation, Inc.
    	
 
    	
September 1, 2010
    	
 
    	
Supplemental Track Lease Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
General American Transportation Company
    	
 
    	
November 15, 1988
    	
 
    	
Car Service Contract
    
	
Sunoco, Inc.
    	
 
    	
Union Tank Car Co./UTLX
    	
 
    	
February 1, 2011
    	
 
    	
Field Services Contract
    
	
Sunoco, Inc. (R&M)
    	
 
    	
CSX Transportation, Inc.
    	
 
    	
October 3, 2007
    	
 
    	
Track Lease (Storage Only)
    
	
Sunoco, Inc.
    	
 
    	
Morgan Towing and Transportation, LLC
    	
 
    	
September 15, 2006
    	
 
    	
Articulated Tug-Barge Time Charter Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Vane Line Bunkering, Inc.
    	
 
    	
Articulated Tug-Barge Time Charter Agreement
    	
 
    	
March 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Vane Line Bunkering, Inc.
    	
 
    	
Articulated Tug-Barge Time Charter Agreement
    	
 
    	
November 4, 2005
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Reinauer Transportation Companies, LLC
    	
 
    	
Time Charter Agreement
    	
 
    	
June 7, 2007
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Martin Operating Partnership, L.P.
    	
 
    	
Articulated Time Charter Agreement
    	
 
    	
January 11, 2006
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Allen’s Oil and Propane, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Amerigas Partners, L.P.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Bob Wiley & Sons
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Bruce’s Propane
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Buckeye Energy Services LLC
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

66

 

	
Sunoco, Inc. (R&M)
    	
 
    	
Country Gas Service Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Delta Gas, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Eddinger Hardware and LP Gas, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Enterprise Products Operating LLC
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Eusa-Allied Acquisition Corp.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Ferro Propane LLC
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 31, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Global Gas Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Inergy Propane LLC
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
National Hydrocarbons
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Newtown Oil dba Blue Flame Gas Service
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Peninsula Oil Company, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Penn Valley Bottled Gas Co., Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Penny-Wise Fule Co., Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Pep-Up, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Petrogas, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 31, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Petroleum Equipment, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Plains Marketing Canada LP
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Schagrin Gas Company
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Sharp Gas, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
SMO, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Southern States Co-op
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Stem Brothers, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Suburban Propane, LP
    	
 
    	
Propane Sales
    	
 
    	
May 1, 2011
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

67

 

	
 
    	
 
    	
 
    	
 
    	
Agreement
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Superior Plus Energy
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Targa Liquids Marketing and Trade
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Taylor Oil & Propane, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Texas Liquids LLC
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Tolino’s Fuel Service Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Trexler-Haines Gas, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Tri-Gas & Oil Company
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
UGI Energy Services, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Wilson of Wallingford, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Tucker Company, Inc.
    	
 
    	
Shipper/Broker Transportation Agreement
    	
 
    	
August 5, 2005
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Honeywell International, Inc.
    	
 
    	
Non-Chemical IP License Agreement
    	
 
    	
July 22, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Chopra Energy, Inc.
    	
 
    	
Supply Agreement
    	
 
    	
February 23, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Duck Island Terminal, Inc.
    	
 
    	
Supply Agreement
    	
 
    	
July 5, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Gulf Oil Limited Partnership
    	
 
    	
Supply Agreement
    	
 
    	
October 1, 2010
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Mansfield Oil Company of Gainesville Inc.
    	
 
    	
Supply Agreement
    	
 
    	
September 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Musket Corporation
    	
 
    	
Supply Agreement
    	
 
    	
February 22, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Superior Plus Energy Services LLC
    	
 
    	
Supply Agreement
    	
 
    	
N/A
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Savage Services Corp.
    	
 
    	
Savage Services Corporation
    	
 
    	
August 1, 2008
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Brand Insulation Services
    	
 
    	
PH ON-GOING INSULATION & REFRACTORY   PROJECTS BRAND INSULATION SERVICES
    	
 
    	
May 1, 2002
    
	
Sunoco, Inc. (R&M)
    	
 
    	
ABB Inc.
    	
 
    	
THIS IS FOR PHL SRTF ONLY. ABB, INC.
    	
 
    	
June 30, 2010
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Univar USA
    	
 
    	
Sodium Hypochlorite 
    	
 
    	
December 15, 2011
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

68

 

	
 
    	
 
    	
 
    	
 
    	
12.5% - Mini Tank Agreement - Univar
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
ExxonMobil Catalyst Technologies
    	
 
    	
ExxonMobil Catalyst Technologies LLC
    	
 
    	
March 27, 1998
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Quanta Technologies, LLC
    	
 
    	
Sinopec-Quanta Catalyst Agreement
    	
 
    	
January 1, 2012
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Kellogg Brown & Root LLC
    	
 
    	
Technical Services Agreement
    	
 
    	
July 1, 2010
    
	
Sunoco, Inc. (R&M)
    	
 
    	
General Water Services, Inc.
    	
 
    	
Philadelphia Refinery, 433 Unit ReVap and Turnaround   Projects, Res Kem General Water Services, Inc. (a division of Reskem),   Time and Material Contract for Water Softening Regeneration Services
    	
 
    	
January 20, 2010
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Honeywell International Inc.
    	
 
    	
Honeywell International, Inc., Provision of HF   Acid and Modified HF Acid, Philadelphia Refinery
    	
 
    	
March 1, 2010
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Veolia Water North America Operating Services Inc.
    	
 
    	
Veolia - Philadelphia Refinery Regenerated KOH   Agreement
    	
 
    	
September 1, 2008
    
	
Sunoco, Inc. (R&M)
    	
 
    	
BOC Group Inc
    	
 
    	
BOC-Linde N2 Supply For Phila GP and PB facilities
    	
 
    	
January 1, 2010
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Nooter Construction Company
    	
 
    	
Nooter Construction Company, Constructability   Services, 1232 FCC Unit 2011-2012 Turnaround Project, Philadelphia Refinery
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Henkels & McCoy
    	
 
    	
Henkels and McCoy, Inc, FSC, Penrose Peco   Feeder Project, Steel Pole Erection, Installation Package, Phila   Refinery
    	
 
    	
October 21, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
URS Corp
    	
 
    	
ESA, Facility Siting Initiative Project,   Philadelphia, URS
    	
 
    	
September 16, 2010
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Apex Companies, LLC
    	
 
    	
Apex Companies, LLC, Analysis of Stormwater System,   Philadelphia Refinery, Environmental Services
    	
 
    	
July 20, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Baker Hughes Pipeline Management Group, Inc.
    	
 
    	
Baker Hughes, 39 Boiler Chemical Cleaning,   Philadelphia refinery
    	
 
    	
July 27, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Process Engineering Associates, LLC
    	
 
    	
Process Engineering, 12-32 FCC
    	
 
    	
August 10, 2011
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

69

 

	
 
    	
 
    	
 
    	
 
    	
Fractionation Improvement Study, Philadelphia   refinery, Engineering Services
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
CM Towers, Inc.
    	
 
    	
Field Service Agreement for PH Refinery - 860   Cooling Tower Maintenance
    	
 
    	
November 9, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
EagleBurgmann EJS
    	
 
    	
KE -Burgmann EJS-FSA-Philadelphia REF
    	
 
    	
October 24, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Porous Media
    	
 
    	
Porous Media 48 in. OD Processor Skid Separator
    	
 
    	
June 13, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Handex Industrial Services, LLC.
    	
 
    	
Handex sludge processing contract
    	
 
    	
January 1, 2008
    
	
Sunoco, Inc. (R&M)
    	
 
    	
UOP LLC
    	
 
    	
Butamer Proccess License Agreement
    	
 
    	
August 4, 1994
    
	
Sunoco, Inc. (R&M)
    	
 
    	
UOP LLC
    	
 
    	
UOP LLC, ReVap 433 Unit License Amendment,   Philadelphia, License
    	
 
    	
February 15, 2006
    

 

	
Title of Contract
    	
 
    	
Sunoco Party
    	
 
    	
Counter-Party
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Transportation/Supply Chain

Track Lease Agreements
    	
 
    	
 
    	
 
    	
 
    
	
CSXT Ameriport Rail Lease Track
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
CSXT East Side Yard Rail Lease Track
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
CSXT- 44213 Rail Rates
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
UTLX Mobile Repair Agreement Amendment to CS 24880
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Union Tank Car Company
    
	
Leased Rail Cars
    	
 
    	
 
    	
 
    	
 
    
	
CIT Master Lease Agreement
    	
 
    	
Epsilon Products Company
    	
 
    	
The CIT Group/Equipment Financing, Inc.
    
	
CIT Rider 13
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
The CIT Group/Equipment Financing, Inc.
    
	
GATX Master Agreement
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
GATX Corporation
    
	
GATX Rider 113
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
GATX Corporation
    
	
GATX Rider 114
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
GATX Corporation
    
	
UTLX Rider 181
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Union Tank Car Company
    
	
UTLX Master Lease Agreement
    	
 
    	
Sun Refining & Marketing Company
    	
 
    	
Union Tank Car Company
    
	
UTLX Rider 168
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Union Tank Car Company
    
	
UTLX Rider 180
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Union Tank Car Company
    
	
UTLX Rider 86
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Union Tank Car Company
    
	
Outbound Freight Agreements for Trucks
    	
 
    	
 
    	
 
    	
 
    
	
Linden Bulk Freight Rates
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Linden Bulk Transportation Co, Inc
    
	
Papco Truck Freight Agreement
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Papco LLC
    
	
Tucker Inbound Freight Contract
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Tucker Company, Inc.
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

70

 

	
Tucker Inbound Freight Contract - with 2011   Amendment
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Tucker Company, Inc.
    
	
Transportation Emergency Contracts
    	
 
    	
 
    	
 
    	
 
    
	
Eagle Construction Environmental - CW16926
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Progressive Environmental Services, Inc. d/b/a   Eagle-SWS
    
	
Eagle-Progressive Environmental Svc CW16926 07012011   Amendment
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Progressive Environmental Services, Inc. d/b/a   Eagle-SWS
    
	
Hepaco React Environmental Services, Inc -   CW16924
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Hepaco React LLC
    
	
Hepaco React LLC CW16924 07012011 Amendment
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Hepaco React LLC
    
	
Specialized Professional Services, Inc -   CW16914 07012011 Amendment
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Specialized Profesional Services, Inc.
    
	
Specialized Professional Services, Inc - CW16914
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Specialized Profesional Services, Inc.
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Commercial Information
    	
 
    	
 
    	
 
    	
 
    
	
Morgan Stanley Purchase Agreement
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Morgan Stanley Capital Group Inc.
    
	
Astoria Agreements
    	
 
    	
 
    	
 
    	
 
    
	
Astoria Transaction Confirmation
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Delegation and Assumption Agreement
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Dock Usage and Storage Agreement -   Astoria Facility
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Dock Usage and Storage Agreement -   Gowanus and Narrows Facilities
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Fuel Agreement - Astoria Facility
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Fuel Agreement - Gowanus and Narrows   Facilities
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Transacation Confirmation for 6 Fuel
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Transacation Confirmation for 2 Fuel Oil
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Delegation and Assumption Agreeement - Dock Usage   and Storage Agreement - Astoria Facility
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Fuel Management Agreement - Astoria
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Chemical Agreements
    	
 
    	
 
    	
 
    	
 
    
	
PBF Benzene Purchase Agreement 2011
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Delaware City Refining Company LLC
    
	
Suncor Benzene Exchange-Jan-December 2011
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Suncor Energy
    
	
TRC Benzene Purchase Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Toledo Refining Company LLC
    
	
Pipeline and Terminal Agreements

SXL Agreements
    	
 
    	
 
    	
 
    	
 
    
	
Bakken Crude Contract - SXL
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
KM Agreements
    	
 
    	
 
    	
 
    	
 
    
	
KMI Pipeline Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Kinder Morgan Liquids Terminals LLC
    
	
KMI Schedule to Master Services Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Kinder Morgan Liquids Terminals LLC
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

71

 

	
Citgo, Linden
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Citgo Petroleum Corporation
    
	
Colonial Leased Storage
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Colonial Pipeline Company
    
	
Transportation and Supply Chain
    	
 
    	
 
    	
 
    	
 
    
	
CIT Rider 13
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
The CIT Group/Equipment Financing, Inc.
    
	
CSXT Ameriport Rail Lease Track
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
CSXT East Side Yard Rail Lease Track
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
CSXT- 44213 Rail Rates
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
GATX Rider 113
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
GATX Corporation
    
	
GATX Rider 114
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
GATX Corporation
    
	
Linden Bulk Freight Rates
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Linden Bulk Transportation Co, Inc
    
	
Papco Truck Freight Agreement
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Papco LLC
    
	
Tucker Inbound Freight Contract
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Tucker Company, Inc.
    
	
UTLX Rider 181
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Union Tank Car Company
    
	
UTLX Mobile Repair Agreement
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Union Tank Car Company
    
	
UTLX Rider 180
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Union Tank Car Company
    
	
UTLX Rider 86
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Union Tank Car Company
    
	
Crude Time Charters
    	
 
    	
 
    	
 
    	
 
    
	
Charles R Weber charter contract
    	
 
    	
Sun International, Limited
    	
 
    	
n/a addendum to Olympic Flag
    
	
FW Filikon TCP 9 March 2004 Novation Addn
    	
 
    	
Sun International, Limited
    	
 
    	
Euronav, N.V.
    
	
FW Sifnos TCP 16 October 2003 Addn# 123
    	
 
    	
Sun International, Limited
    	
 
    	
Sea Coral Enterprises
    
	
OLYMPIC FLAGSUN TCP 011204 - SECOND 1 YEAR EXTENTION
    	
 
    	
Sun International, Limited
    	
 
    	
Olympic Shipping and Management S.A.
    
	
Triathlon TCP 6 Jan 2004 & Addn 1,2&3
    	
 
    	
Sun International, Limited
    	
 
    	
Figaro Shipping Compnay Limited
    
	
OSG (Maritrans) Long Term Lightering Contract - Sept   2005
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Maritrans Operating Company, L.P.
    
	
Time Chartered Barges
    	
 
    	
 
    	
 
    	
 
    
	
DS 141+DS 143 - Vane Line - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Vane Line Bunkering, Inc.
    
	
Philadelphia - Moran - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Moran Towing and Transportation, LLC.
    
	
Ponciana - Martin Gas - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Martin Operating Parternship, L.P.
    
	
RTC 80 - Reinauer - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Reinauer Transportation Companies, LLC.
    
	
Commercial Agreements - Propane
    	
 
    	
 
    	
 
    	
 
    
	
Centennial Gas Liquids, LLC
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Centennial Gas Liquids, LLC
    
	
Commercial Agreements - Sulfur
    	
 
    	
 
    	
 
    	
 
    
	
Interchem - Sulfur
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
International Chemical Company
    
	
Commercial Agreements

Wholesale Contracts Diesel
    	
 
    	
 
    	
 
    	
 
    
	
Duck Island-11T-S69153 (thru July 2012)
    	
 
    	
 
    	
 
    	
Duck Island
    
	
Gulf-10T (DlvdLinden) s66422 (thru   October 2012)
    	
 
    	
 
    	
 
    	
Gulf Oil
    
	
Gulf-10T (DlvdWoodbury)66426
    	
 
    	
 
    	
 
    	
Gulf Oil
    
	
Gulf-10T (FOBLaurel)66428
    	
 
    	
 
    	
 
    	
Gulf Oil
    
	
SUPERIOR bulk pl-foblinden,fob atlantic,laurelpl,   ULSD S66566 -oct 1, 2010 thru sept 30, 2012
    	
 
    	
 
    	
 
    	
Superior Energy
    
	
Duck Island- Contract Extension
    	
 
    	
 
    	
 
    	
Duck Island
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

72

 

	
Wholesale Contracts Jet, ULSD1. ULDK, HHO - Bulk   and Rack
    	
 
    	
 
    	
 
    	
 
    
	
US Airways 10-1-11 to 12-31-11 (with FTZ)
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
US AIRWAYS
    
	
Utility Contracts
    	
 
    	
 
    	
 
    	
 
    
	
PGW LBS S Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Philadelphia Gas Works
    
	
PECO HT agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Philadelphia Gas Works
    
	
Natural Gas Transportation Agreements
    	
 
    	
 
    	
 
    	
 
    
	
Texas Eastern 800517
    	
 
    	
Sun Company, Inc (R&M)
    	
 
    	
Texas Eastern Transmission Corp.
    
	
Texas Eastern 830011
    	
 
    	
Sun Company, Inc (R&M)
    	
 
    	
Texas Eastern Transmission Corp.
    
	
Utility Agreements

Exelon
    	
 
    	
 
    	
 
    	
 
    
	
Excelon Energy 11-23-2010
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Excelon Energy
    
	
Excelon Energ Revised TC 12-13-2010
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Excelon Energy
    
	
Excelon Energy - 11-23-2010 Schedule 1
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Excelon Energy
    
	
Excelon Energy 11-23-2010
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Excelon Energy
    
	
Suez
    	
 
    	
 
    	
 
    	
 
    
	
Suez Energy
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
GDF Suez Energy Resources NA, Inc
    
	
Suez Energy Sales Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
GDF Suez Energy Resources NA, Inc
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

73

 

Schedule 4.5(a)

 

Material Contracts

 

1.                                      Schedule 4.13(e) and the leases set forth on Schedule 4.14(a) are hereby incorporated by reference.

 

2.                                      See below:

 

	
Title of Contract
    	
 
    	
Sunoco Party
    	
 
    	
Counter-Party
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Transportation/Supply Chain

Track Lease Agreements
    	
 
    	
 
    	
 
    	
 
    
	
CSXT Ameriport Rail Lease Track
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
CSXT East Side Yard Rail Lease Track
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
CSXT- 44213 Rail Rates
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
UTLX Mobile Repair Agreement Amendment to CS 24880
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Union Tank Car Company
    
	
Leased Rail Cars
    	
 
    	
 
    	
 
    	
 
    
	
CIT Master Lease Agreement
    	
 
    	
Epsilon Products Company
    	
 
    	
The CIT Group/Equipment Financing, Inc.
    
	
CIT Rider 13
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
The CIT Group/Equipment Financing, Inc.
    
	
GATX Master Agreement
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
GATX Corporation
    
	
GATX Rider 113
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
GATX Corporation
    
	
GATX Rider 114
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
GATX Corporation
    
	
UTLX Rider 181
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Union Tank Car Company
    
	
UTLX Master Lease Agreement
    	
 
    	
Sun Refining & Marketing Company
    	
 
    	
Union Tank Car Company
    
	
UTLX Rider 168
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Union Tank Car Company
    
	
UTLX Rider 180
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Union Tank Car Company
    
	
UTLX Rider 86
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Union Tank Car Company
    
	
Outbound Freight Agreements for Trucks
    	
 
    	
 
    	
 
    	
 
    
	
Linden Bulk Freight Rates
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Linden Bulk Transportation Co, Inc
    
	
Papco Truck Freight Agreement
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Papco LLC
    
	
Tucker Inbound Freight Contract
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Tucker Company, Inc.
    
	
Tucker Inbound Freight Contract - with 2011   Amendment
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Tucker Company, Inc.
    
	
Transportation Emergency Contracts
    	
 
    	
 
    	
 
    	
 
    
	
Eagle Construction Environmental - CW16926
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Progressive Environmental Services, Inc. d/b/a   Eagle-SWS
    
	
Eagle-Progressive Environmental Svc CW16926 07012011   Amendment
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Progressive Environmental Services, Inc. d/b/a   Eagle-SWS
    
	
Hepaco React Environmental Services, Inc -   CW16924
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Hepaco React LLC
    
	
Hepaco React LLC CW16924 07012011 Amendment
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Hepaco React LLC
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

74

 

	
Specialized Professional Services, Inc -   CW16914 07012011 Amendment
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Specialized Profesional Services, Inc.
    
	
Specialized Professional Services, Inc -   CW16914
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Specialized Profesional Services, Inc.
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Commercial Information
    	
 
    	
 
    	
 
    	
 
    
	
Morgan Stanley Purchase Agreement
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Morgan Stanley Capital Group Inc.
    
	
Astoria Agreements
    	
 
    	
 
    	
 
    	
 
    
	
Astoria Transaction Confirmation
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Delegation and Assumption Agreement
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Dock Usage and Storage Agreement -   Astoria Facility
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Dock Usage and Storage Agreement - Gowanus   and Narrows Facilities
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Fuel Agreement - Astoria Facility
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Fuel Agreement - Gowanus and Narrows   Facilities
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Transacation Confirmation for 6 Fuel
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Transacation Confirmation for 2 Fuel Oil
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Delegation and Assumption Agreeement - Dock Usage   and Storage Agreement - Astoria Facility
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Fuel Management Agreement - Astoria
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Chemical Agreements
    	
 
    	
 
    	
 
    	
 
    
	
PBF Benzene Purchase Agreement 2011
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Delaware City Refining Company LLC
    
	
Suncor Benzene Exchange-Jan-December 2011
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Suncor Energy
    
	
TRC Benzene Purchase Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Toledo Refining Company LLC
    
	
Pipeline and Terminal Agreements

SXL Agreements
    	
 
    	
 
    	
 
    	
 
    
	
Bakken Crude Contract - SXL
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
KM Agreements
    	
 
    	
 
    	
 
    	
 
    
	
KMI Pipeline Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Kinder Morgan Liquids Terminals LLC
    
	
KMI Schedule to Master Services Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Kinder Morgan Liquids Terminals LLC
    
	
Citgo, Linden
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Citgo Petroleum Corporation
    
	
Colonial Leased Storage
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Colonial Pipeline Company
    
	
Transportation and Supply Chain
    	
 
    	
 
    	
 
    	
 
    
	
CIT Rider 13
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
The CIT Group/Equipment Financing, Inc.
    
	
CSXT Ameriport Rail Lease Track
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
CSXT East Side Yard Rail Lease Track
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
CSXT- 44213 Rail Rates
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
GATX Rider 113
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
GATX Corporation
    
	
GATX Rider 114
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
GATX Corporation
    
	
Linden Bulk Freight Rates
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Linden Bulk Transportation Co, Inc
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

75

 

	
Papco Truck Freight Agreement
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Papco LLC
    
	
Tucker Inbound Freight Contract
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Tucker Company, Inc.
    
	
UTLX Rider 181
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Union Tank Car Company
    
	
UTLX Mobile Repair Agreement
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Union Tank Car Company
    
	
UTLX Rider 180
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Union Tank Car Company
    
	
UTLX Rider 86
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Union Tank Car Company
    
	
Crude Time Charters
    	
 
    	
 
    	
 
    	
 
    
	
Charles R Weber charter contract
    	
 
    	
Sun International, Limited
    	
 
    	
n/a addendum to Olympic Flag
    
	
FW Filikon TCP 9 March 2004 Novation Addn
    	
 
    	
Sun International, Limited
    	
 
    	
Euronav, N.V.
    
	
FW Sifnos TCP 16 October 2003 Addn# 123
    	
 
    	
Sun International, Limited
    	
 
    	
Sea Coral Enterprises
    
	
OLYMPIC FLAGSUN TCP 011204 - SECOND 1 YEAR EXTENTION
    	
 
    	
Sun International, Limited
    	
 
    	
Olympic Shipping and Management S.A.
    
	
Triathlon TCP 6 Jan 2004 & Addn 1,2&3
    	
 
    	
Sun International, Limited
    	
 
    	
Figaro Shipping Compnay Limited
    
	
OSG (Maritrans) Long Term Lightering Contract - Sept   2005
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Maritrans Operating Company, L.P.
    
	
Time Chartered Barges
    	
 
    	
 
    	
 
    	
 
    
	
DS 141+DS 143 - Vane Line - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Vane Line Bunkering, Inc.
    
	
Philadelphia - Moran - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Moran Towing and Transportation, LLC.
    
	
Ponciana - Martin Gas - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Martin Operating Parternship, L.P.
    
	
RTC 80 - Reinauer - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Reinauer Transportation Companies, LLC.
    
	
Commercial Agreements - Propane
    	
 
    	
 
    	
 
    	
 
    
	
Centennial Gas Liquids, LLC
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Centennial Gas Liquids, LLC
    
	
Commercial Agreements - Sulfur
    	
 
    	
 
    	
 
    	
 
    
	
Interchem - Sulfur
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
International Chemical Company
    
	
Commercial Agreements

Wholesale Contracts Diesel
    	
 
    	
 
    	
 
    	
 
    
	
Duck Island-11T-S69153 (thru July 2012)
    	
 
    	
 
    	
 
    	
Duck Island
    
	
Gulf-10T (DlvdLinden) s66422 (thru   October 2012)
    	
 
    	
 
    	
 
    	
Gulf Oil
    
	
Gulf-10T (DlvdWoodbury)66426
    	
 
    	
 
    	
 
    	
Gulf Oil
    
	
Gulf-10T (FOBLaurel)66428
    	
 
    	
 
    	
 
    	
Gulf Oil
    
	
SUPERIOR bulk pl-foblinden,fob atlantic,laurelpl,   ULSD S66566 -oct 1, 2010 thru sept 30, 2012
    	
 
    	
 
    	
 
    	
Superior Energy
    
	
Duck Island- Contract Extension
    	
 
    	
 
    	
 
    	
Duck Island
    
	
Wholesale Contracts Jet, ULSD1. ULDK, HHO - Bulk   and Rack
    	
 
    	
 
    	
 
    	
 
    
	
US Airways 10-1-11 to 12-31-11 (with FTZ)
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
US AIRWAYS
    
	
Utility Contracts
    	
 
    	
 
    	
 
    	
 
    
	
PGW LBS S Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Philadelphia Gas Works
    
	
PECO HT agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Philadelphia Gas Works
    
	
Natural Gas Transportation Agreements
    	
 
    	
 
    	
 
    	
 
    
	
Texas Eastern 800517
    	
 
    	
Sun Company, Inc (R&M)
    	
 
    	
Texas Eastern Transmission Corp.
    
	
Texas Eastern 830011
    	
 
    	
Sun Company, Inc (R&M)
    	
 
    	
Texas Eastern Transmission Corp.
    
	
Utility Agreements

Exelon
    	
 
    	
 
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

76

 

	
Excelon Energy 11-23-2010
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Excelon Energy
    
	
Excelon Energ Revised TC 12-13-2010
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Excelon Energy
    
	
Excelon Energy - 11-23-2010 Schedule 1
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Excelon Energy
    
	
Excelon Energy 11-23-2010
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Excelon Energy
    
	
Suez
    	
 
    	
 
    	
 
    	
 
    
	
Suez Energy
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
GDF Suez Energy Resources NA, Inc
    
	
Suez Energy Sales Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
GDF Suez Energy Resources NA, Inc
    
	
Other
    	
 
    	
 
    	
 
    	
 
    
	
Honeywell Cumene Supply Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Honeywell International Inc.
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

77

 

	
Procurement Contracts
    
	
Title of Contract
    	
 
    	
Counter Party
    	
 
    	
Contract Id
    
	
SCALES INDUSTRIAL TECHNOLOGIES COMPRESSOR REPAIR   PHILADELPHIA MAINTENANCE
    	
 
    	
SCALES INDUSTRIAL TECHNOLOGIES
    	
 
    	
CW25435
    
	
L-M Service Co., Inc., Plumbing Services,   Philadelphia Refinery
    	
 
    	
L-M Service Co., Inc.
    	
 
    	
CW38968
    
	
Savage Services Corporation
    	
 
    	
SAVAGE SERVICES CORP.
    	
 
    	
CW17888
    
	
PH ON - GOING CIVIL AND REFRACTORY WORK SHARED   SYSTEMS TECHNOLOGY, INC.
    	
 
    	
SHARED SYSTEMS TECHNOLOGY, INC.
    	
 
    	
PH15869
    
	
General Refrigeration, On-Going HVAC Maintenance,   Philadelphia Refinery, HVAC
    	
 
    	
GENERAL REFRIGERATION CO.INC
    	
 
    	
CW20758
    
	
DeAngelo Brothers, PH Weed Control, PH, on-going
    	
 
    	
DEANGELO BROS., INCORPORATED
    	
 
    	
CW25792
    
	
Salmon & Associates
    	
 
    	
SALMON & ASSOCIATES, INC.
    	
 
    	
CW26180
    
	
PH ON-GOING SCAFFOLD SUPPORT SERVICES BRAND SCAFFOLD   RENTAL & ERECTION IN
    	
 
    	
BRAND SCAFFOLD BUILDERS, INC.
    	
 
    	
PH14223
    
	
Philadelphia Refinery On Going Permitting for   Capital Projects, Tanatala
    	
 
    	
TANTALA ASSOCIATES
    	
 
    	
CW24610
    
	
PH ON-GOING INSULATION & REFRACTORY   PROJECTS BRAND INSULATION SERVICES
    	
 
    	
BRAND INSULATION SERVICES
    	
 
    	
PH11598
    
	
PH OFF-SITE INSPECTION SERVICES WISCO ENTERPRISES LP
    	
 
    	
WISCO ENTERPRISES LP
    	
 
    	
PH15760
    
	
Industrial Process Solutions OG FS Contract for   Phila Maint Compressed Air Purification Equipment
    	
 
    	
INDUSTRIAL PROCESS SOLUTIONS
    	
 
    	
CW29392
    
	
THIS IS FOR PHL SRTF ONLY. ABB, INC.
    	
 
    	
ABB INC.
    	
 
    	
CW34824
    
	
Sodium Hypochlorite 12.5% - Mini Tank Agreement -   Univar
    	
 
    	
Univar USA
    	
 
    	
CW41038
    
	
ExxonMobil Catalyst Technologies LLC
    	
 
    	
EXXONMOBIL CATALYST TECHNOLOGIES
    	
 
    	
CW15981
    
	
Sinopec-Quanta Catalyst Agreement
    	
 
    	
Quanta Technologies, LLC
    	
 
    	
CW41384
    
	
Philadelphia Refinery, 433 Unit ReVap and Turnaround   Projects, Res Kem General Water Services, Inc. (a division of Reskem),   Time and Material Contract for Water Softening Regeneration Services
    	
 
    	
GENERAL WATER SERVICES, INC.
    	
 
    	
CW31448
    
	
Honeywell International, Inc., Provision of HF   Acid and Modified HF Acid, Philadelphia Refinery
    	
 
    	
Honeywell International Inc.
    	
 
    	
CW32305
    
	
Veolia - Philadelphia Refinery Regenerated KOH   Agreement
    	
 
    	
VEOLIA WATER NORTH AMERICA OPERATING SERVICES INC
    	
 
    	
CW22607
    
	
Waste Water Treatment Contract - Philadelphia   Refinery
    	
 
    	
CHEMTREAT INC
    	
 
    	
CW30515
    
	
BOC-Linde N2 Supply For Phila GP and PB facilities
    	
 
    	
BOC GROUP INC
    	
 
    	
CW31101
    
	
Miller Industrial Service Teams, Inc., 2011   860s Complex Turnaround Project, Boilermaker and Related Services,   Philadelphia Refinery
    	
 
    	
MILLER INDUSTRIAL SERVICE TEAMS, INC.
    	
 
    	
CW38267
    
	
L&J OT PS Contract for Tank Gauging System
    	
 
    	
L & J TECHNOLOGIES
    	
 
    	
CW32252
    
	
Weston Solutions, Inc., Girard Point Intake   Beam Leveling Administration and Dredge Maintenance Plan Project,   Philadelphia Refinery, Consulting Services.
    	
 
    	
WESTON SOLUTIONS INC
    	
 
    	
CW35594
    
	
Weston Solutions, Girard Point Dredging,   Philadelphia Refinery, Services Consulting
    	
 
    	
WESTON SOLUTIONS INC
    	
 
    	
CW38794
    
	
Nooter Construction Company, Constructability   Services, 1232 FCC Unit 2011-2012 Turnaround Project, Philadelphia Refinery
    	
 
    	
NOOTER CONSTRUCTION COMPANY
    	
 
    	
CW38873
    
	
Urban Engineers, Inc., Preliminary engineering   services related to the preliminary design of rehabilitation to the Short   Wharf and Deloach Wharf at the South Yard terminal, Philadelphia refinery,   Engineering Services
    	
 
    	
URBAN ENGINEERS, INC.
    	
 
    	
CW39064
    
	
Henkels and McCoy, Inc, FSC, Penrose Peco   Feeder Project, Steel Pole Erection, Installation Package, Phila   Refinery
    	
 
    	
Henkels & McCoy
    	
 
    	
CW40283
    
	
ESA, Facility Siting Initiative Project,   Philadelphia, URS
    	
 
    	
URS CORP
    	
 
    	
CW36259
    
	
Apex Companies, LLC, Analysis of Stormwater System,   Philadelphia Refinery, Environmental Services
    	
 
    	
Apex Companies, LLC
    	
 
    	
CW39062
    
	
Baker Hughes, 39 Boiler Chemical Cleaning,   Philadelphia refinery
    	
 
    	
BAKER HUGHES PIPELINE
    	
 
    	
CW39627
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

78

 

	
 
    	
 
    	
MANAGEMENT GROUP, INC.
    	
 
    	
 
    
	
Process Engineering, 12-32 FCC Fractionation Improvement   Study, Philadelphia refinery, Engineering Services
    	
 
    	
Process Engineering Associates, LLC
    	
 
    	
CW39681
    
	
Siemens Industry Inc., Water Softener Equipment   Rental, Philadelphia Refinery
    	
 
    	
Siemens Industry, Inc.
    	
 
    	
CW38440
    
	
Siemens Industry, Inc. Water Treatment Services   at PH Refinery Point Breeze
    	
 
    	
Siemens Industry, Inc.
    	
 
    	
CW40060
    
	
Field Service Agreement for PH Refinery - 860   Cooling Tower Maintenance
    	
 
    	
CM TOWERS, INC.
    	
 
    	
CW40642
    
	
KE -Burgmann EJS-FSA-Philadelphia REF
    	
 
    	
EagleBurgmann EJS
    	
 
    	
CW40297
    
	
Porous Media 48 in. OD Processor Skid Separator
    	
 
    	
POROUS MEDIA
    	
 
    	
CW39101
    
	
Handex sludge processing contract
    	
 
    	
HANDEX INDUSTRIAL SERVICES, LLC.
    	
 
    	
CW10299
    
	
UOP LLC, ReVap 433 Unit License Amendment,   Philadelphia, License
    	
 
    	
UOP LLC
    	
 
    	
CW24129
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

79

 

Schedule 4.6

 

Material Refinery Permits and Authorizations

 

1.              See Schedule 4.10 for the representations and warranties of Sunoco with respect to environmental, health and safety matters, including matters relating to compliance with the environmental permits identified in this Schedule 4.6.

 

2.              Grant of authority from the Foreign Trade Zones Board with respect to Foreign Trade Zone 35C (the “Subzone”), which has been activated with Customs.

 

3.              State of New Jersey Motor Fuels Tax Distributor’s License, issued March 13, 2007

 

4.              State of New Jersey Business Registration Certificate, issused July 5, 2005

 

5.              State of New Jersey Sales Tax Certificate of Authority, issued June 9, 2005

 

6.              State of New York Registration as Distributor of Motor Fuel, issued February 9, 2007

 

7.              State of New York Sales Tax Certificate of Authority, issued April 10, 2007

 

8.              Federal Registration for Certain Excise Tax Transactions, issued October 12, 2005

 

9.              Federal Registration for Certain Excise Tax Transactions, issued July 6, 2006

 

10.       Commonwealth of Pennsylvania 2012-13 Liquid Fuels and Fuels Tax Permit, effective June 1, 2012

 

11.       Commonwealth of Pennsylvania Sales Tax License, dated March 24, 2012

 

12.       Schedule 2.2(b)(v) is hereby incorporated by reference.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

80

 

Schedule 4.5(d)

 

Solvency of Parties to Material Contracts

 

To the Knowledge of SUN there are no bankruptcy, insolvency, reorganization, receivership or arrangement procedures pending with respect to, being contemplated by, or threatened against, any party to a Material Contract.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

81

 

Schedule 4.8

 

Litigation Proceedings

 

·                  Schedules 4.10, 4.11(f) and 4.12(b) are hereby incorporated by reference.

 

·                  United States Federal Trade Commission Civil Investigative Demand; FTC File No. 111-0183

 

·                  See below:

 

	
CASE OR CLAIM CAPTION
    	
 
    	
JURISDICTION
    	
 
    	
TYPE OF CLAIM
    
	
BEGLEY, CHARLES, ET UX.   v. AMTICO, ET AL. (INCL SUNOCO)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
COEN, JOHN &   JACQUELYN v. SUNOCO, INC; SUNOCO R&M, INC; THE SHERWIN WILLIAMS   COMPANY; SCIENCELAB.COM, INC; CONOCOPHILLIPS; WESTERN AUTOMOTIVE   FINISHES; FISHER SCIENTIFIC, LLC; FISHER SCIENTIFIC COMPANY, LLC; FISHER   SCIENTIFIC INTERNATIONAL, INC;ET AL
    	
 
    	
PA
    	
 
    	
Benzene
    
	
COOLEY, GEORGE
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
KENNY,   GERALD & REGINA
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
MAIORANO, RALPH AND   DARLENE V. AIR AND LIQUID SYSTEMS CORP., ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
TREUDE,   FREDERICK & FLORENCE
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
AMERICAN INTERNATIONAL   RECOVERY A/S/O MATRIX SERVICE COMPANY & RICHARD NEWBERRY V. JAMES J.   ANDERSON CONSTRUCTION CO., INC. & SUNOCO, Inc.
    	
 
    	
PA
    	
 
    	
Breach of Contract
    
	
BEACH, DONALD AND MARIE   V. AC&S, INC., ET AL. (INCL. ATLANTIC REFINING & MARKETING   CORP.)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
BENSON, MARY,   ADMINISTRATRIX OF THE ESTATE OF RONNIE BENSON, DEC’D, ET AL. v. A.W.   CHESTERTON, INC., ET AL. (INCL ARCO)
    	
 
    	
PA
    	
 
    	
Asbestos
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

82

 

	
BOFINGER, CHARLES J. and ROSEMARY A. BOFINGER V.   AC&S, INC., ET AL (INCL ATL REF & MKT CORP.)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
BOWMAN, SABRINA V.   SUNOCO, INC. (R&M)
    	
 
    	
PA
    	
 
    	
Personal Injury
    
	
CASELLA, FRANK AND   CAROLYN H/W V. SUNOCO
    	
 
    	
PA
    	
 
    	
Personal Injury
    
	
COYNE, JAMES J.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
CUNNANE, DONALD F., ET   AL. v. AC&S, INC., ET AL. (INCLUDING SUNOCO R&M)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
CZAPLA, JOHN, J.,   ESTATE OF, ET AL. v. AMERICAN STANDARD, INC., ET AL. (INCL SUNOCO)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
D’ANGELO, LEONARD J.V.   SUPER HEAT INC., SUNOCO INC., SUNOCO CHEMICALS AND PHILADELPHIA REFINERY
    	
 
    	
PA
    	
 
    	
Personal Injury
    
	
DECRISTOFANO, VAL AND   TERESA V. AC&S, INC., ET AL. (INCL. ATLANTIC REFINING &   MARKETING CORP.)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
DEWALT, WINIFRED V   SUNOCO PHILADELPHIA REFINERY AND SUNOCO, INC.
    	
 
    	
PA
    	
 
    	
Personal Injury
    
	
DiSALVIA, ANTHONY, SR.,   ET UX V. AC&S, INC., ET AL. (INCL. ATLANTIC REFINING &   MARKETING CORP.)_
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
DUFFY, EDWARD AND ANNE   DUFFY V. ALDRICH COMPANY, ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
EFFIONG, GABRIEL
    	
 
    	
N/A
    	
 
    	
Personal Injury
    
	
GEINNOTTA, ANTHONY C.   AND MARCY V. AMCHEM PRODUCTS, INC.,ET AL. (INCL. ARCO)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
GROSS, WILLIAM H. AND   MADELYN M., HIS WIFE V AMCHEM PRODUCTS, INC., ET AL. (INCL. ARCO)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
GUINAN, JAMES J. AND JOAN   GUINAN HIS WIFE V. AC&S, iNC., ET AL (INCL. ATLANTIC)
    	
 
    	
PA
    	
 
    	
Asbestos
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

83

 

	
HEITMAN, JOSEPH C. AND   BARBARA HEITMAN, H/W V. 84 LUMBER ()
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
JACOT, NELSON G. VS.   AC&S, INC. ET AL., INCL ATL REF :& MKT   CORPORATION & SUNOCO
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
JAMISON, JAMES;   KONOPKA, ERIC and KONOPKA, JEANNIE, H/W; McGOLDRICK, GERALD and MICELI, JAMIE   and MICELI, ALYSON, H/W v. SUNOCO, INC; SUNOCO, INC (R&M);   NOOTER CONSTRUCTION COMPANY and CIC GROUP, INC.
    	
 
    	
PA
    	
 
    	
Personal Injury
    
	
LUTZ, BONNIE,L. ON BEHALF   OF HUNT, GERALD, K. DEC’D. v AC&S, INC. (INCL. ARCO)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
LYNCH, PATRICK T. V. A   C & S, iNC., ET AL. (INC. ATLANTIC)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
LYONS, THOMAS M., ET   AL. V. AC&S, INC., ET AL. INCL. ATLANTIC REFINING &   MARKETING CORP. + SUNOCO (CLAIM)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
MAHR, JAMES J. V.   AC&S, INC., ET AL (INCL ATL REF & MKT CORP.)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
McELHINEY, JAMES
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
MELLWIG, DONALD   E. & ROSEMARIE MELLWIG, HIS WIFE V. AC&S, INC., ET AL INCL.   ATL REF & MKT CORPORATION
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
MILLER, BASS and LULA   MILLER v. AC&S, INC., ET AL. (INCL. ATLANTIC REFINING &   MARKETING) + SUNOCO (CLAIM)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
MILLER, KERRY V. AERCO   INTERNATIONAL, INC., ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
MONAGHAN, JOHN W. v.   SUN OIL, et al. (+ATLANTIC REFINING & MARKETING CORP.)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
MYERS, MARY(ESTATE OF   NORMAN W. MYERS, JR.) V. AMERICAN STANDARD, INC., ET AL. (INCL. ATLANTIC   REFINING & MARKETING CORP.) MYERS, MARY EXECUTRIX OF THE ESTATE OF
    	
 
    	
PA
    	
 
    	
Asbestos
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

84

 

	
NAWN, RICHARD, J., ET   AL. v. AMCHEM PRODUCTS, ET AL. (INCL. ARCO)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
NEES, DONALD SR.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
OSHINSKY, THOMAS v.   AMERICAN STANDARD, INC., ET AL. (INCL SUNOCO)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
PISKO, JOHN AND RITA V.   ATLANTIC RICHFIELD COMPANY, ET AL., INCLUDING SUNOCO, INC.
    	
 
    	
TX
    	
 
    	
Asbestos
    
	
POWER, FRED
    	
 
    	
N/A
    	
 
    	
Personal Injury
    
	
REED, JOSEPH, III
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
ROMANO, CHARLES AND   GENEVIEVE ROMANO V. AIR AND LIQUID SYSTEMS CORP., ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
ROMANO, CHRISTOPHER;   FEENEY, JAMES & JULIETTE and BONIZIO, PAUL & ANGELA v.   SUNOCO, INC.; SUNOCO, INC. (R&M); NOOTER CONSTRUCTION   GROUP & CIC GROUP, INC.
    	
 
    	
PA
    	
 
    	
Personal Injury
    
	
SANTUCCI, LAWRENCE ET   AL VS. AC&S ET AL (INCL. ATLANTIC REFINING & MARKETING CORP.)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
SMITH, ROBERT K., ET   AL. v. A.W. CHESTERTON, INC.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
STERNER,   DAVID & STERNER, MICHELE (h/w) v. SUNOCO, INC. &   SUNOCO, INC. (R&M)
    	
 
    	
PA
    	
 
    	
Personal Injury
    
	
SULLIVAN, JAMES L. AND   MARY T. v. A.C. & S., INC., ET AL. (INCLUDING ATLANTIC   REFINING & MARKETING CORP.)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
WILLIAMS, HENRI   LABARRE, ET UX. V. AC&S, INC., ET AL (INCL. ATLANTIC   REFINING & MARKETING CORP.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
YOUNG,   MATTHEW & VANALTVORST, DAVID v. SUNOCO, INC and   ENVTECH, INC.
    	
 
    	
PA
    	
 
    	
Personal Injury
    
	
IN RE: METHYL TERTIARY   BUTYL ETHER (“MTBE”) PRODUCTS LIABILITY LITIGATION 
    	
 
    	
NY (MDL)
    	
 
    	
Products Liability
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

85

 

	
(MDL 1358)
    	
 
    	
 
    	
 
    	
 
    
	
BEGLEY, JOHN V.   AMERICAN STANDARD, ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
BERK,   ROBERTA, INDIVIDUALLY AND ON BEHALF OF THE ESTATE OF DONALD BERK,   DECEASED V. SUNOCO, INC. (R&M) F/K/A SUN COMPANY, INC AND F/K/A   SUN OIL COMPANY, INC.
    	
 
    	
PA
    	
 
    	
Benzene
    
	
BUTLER, DAVID AND TERI   RHODES, HIS WIFE V. RADIATOR SPECIALTY COMPANY, ET AL.
    	
 
    	
PA
    	
 
    	
Benzene
    
	
CASSEL, FRANK A. AND   DEBRA L. V. AC&S, INC., ET AL. (INCL. ATLANTIC REFINING &   MARKETING CORP.)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
COEN, JOHN &   JACQUELYN v. SUNOCO, INC; SUNOCO R&M, INC; THE SHERWIN WILLIAMS   COMPANY; SCIENCELAB.COM, INC; CONOCOPHILLIPS; WESTERN AUTOMOTIVE   FINISHES; FISHER SCIENTIFIC, LLC; FISHER SCIENTIFIC COMPANY, LLC; FISHER   SCIENTIFIC INTERNATIONAL, INC;ET AL
    	
 
    	
PA
    	
 
    	
Benzene
    
	
DOWNES, JOHN, EXECUTOR   OF ESTATE OF BARBARA DOWES, DECEASED, AND JOHN DOWNES IN HIS OWN RIGHT V.   HONEYWELL INTERNATIONAL, INC., ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
DUFFY, EDWARD AND ANNE   DUFFY V. ALDRICH COMPANY, ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
GANS, JEANNE,   ADMINISTRATRIX OF ESTATE OF GEORGE GANS V. SUNOCO, INC. AND   SUNOCO, INC. (R&M)
    	
 
    	
PA
    	
 
    	
Benzene
    
	
KENNY,   GERALD & REGINA
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
LOVE, SUSAN EXECUTRIX   OF ESTATE OF THOMAS LOVE AND SUSAN LOVE IN HER OWN RIGHT V. AIR AND LIQUID   SYSTEMS CORP., ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

86

 

	
O’LENA, CARLA, PERSONAL   REPRESENTATIVE OF THE ESTATE OF RICHARD O’LENA V. SUNOCO, INC. (R&M)   AND F/K/A SUN OIL COMPANY, INC.
    	
 
    	
PA
    	
 
    	
Benzene
    
	
PHILLINGAME, DEBORAH M.   ADMINISTRATIX OF THE ESTATE OF ROBERT W. PHILLINGAME, DECEASED, AND WIDOW IN   HER OWN RIGHT V. ALLEN-SHERMAN-HOFF, ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
SOOS, MARK AND MARLENE   V. SUNOCO, INC. (R&M) F/K/A SUN COMPANY, INC., AND F/K/A SUN   OIL COMPANY, INC.
    	
 
    	
PA
    	
 
    	
Benzene
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

87

 

Schedule 4.9

 

Taxes

 

1.  Tax Return Filings

 

(a)  The Refinery Business does not file separate federal or state income tax returns.

 

(b)  An extension to file U.S. federal and all applicable state income Tax Returns has been obtained for taxable year 2011.

 

2.  Extension of Statute of Limitations

 

(a)  New York State income tax - statute of limitations for taxable year 2009 extended to September 15, 2012.

 

3.  Audits

 

(a)  Sunoco’s consolidated federal income tax returns are under examination for taxable years 2009-2011.  Though audits with respect to taxable years 2007-2008 have been completed and closed, such taxable years remain open to address carryback claims for R&D credits.

 

(b)  State audits - Income and Franchise Tax (all ongoing unless otherwise noted):

 

	
Entity
    	
 
    	
Taxing Jurisdiction
    	
 
    	
Years
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunmarks, Inc.
    	
 
    	
Massachusetts
    	
 
    	
2001-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Massachusetts
    	
 
    	
2008
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M) - Combined
    	
 
    	
Michigan
    	
 
    	
2008-2010
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
New Jersey
    	
 
    	
2007-2009
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M) - Combined
    	
 
    	
New York City
    	
 
    	
2009
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M) - Combined
    	
 
    	
New York State
    	
 
    	
2007-2009
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. and subsidiaries
    	
 
    	
Ohio CAT
    	
 
    	
2009-2010
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Ohio
    	
 
    	
Report Years 2008-2009
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Atlantic Refining & Marketing Corporation
    	
 
    	
Pennsylvania
    	
 
    	
2008
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Philadelphia
    	
 
    	
2008-2010
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

88

 

	
Sunoco, Inc. (R&M) (1)
    	
 
    	
Tennessee
    	
 
    	
2004-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M) - Combined(2)
    	
 
    	
Texas
    	
 
    	
Report Year 2008-2010
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Wilmington
    	
 
    	
2005-Present
    

 

(c) State audits - Motor Fuel Tax

 

	
Entity
    	
 
    	
Type
    	
 
    	
Taxing
   Jurisdiction
    	
 
    	
Years
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Gross Receipts
    	
 
    	
Connecticut
    	
 
    	
July 2009 - June 2011
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Motor Fuel
    	
 
    	
Connecticut
    	
 
    	
July 2009 - June 2011
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Motor Fuel
    	
 
    	
New Jersey
    	
 
    	
April 2007 - March 2011
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Motor Fuel
    	
 
    	
New York
    	
 
    	
Dec 2005 - Nov. 2009
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Motor Fuel
    	
 
    	
Virginia
    	
 
    	
July 2008 - June 2011
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Motor Vehicle Wholesale Fuels Sales Tax
    	
 
    	
Virginia
    	
 
    	
January 2010 - Dec 2011
    

 

(1)    Audit concluded, refund pending.

 

(2)    Audit complete.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

89

 

(d)  State audits - Sales and use:

 

	
Audit or Issue Description
    	
 
    	
Entity
    
	
Pennsylvania Sales Tax
    	
 
    	
 
    
	
Audit: 1/2007 - 12/2010
    	
 
    	
Sunoco, Inc. (R&M)
    
	
 
    	
 
    	
 
    
	
New York Sales Tax
    	
 
    	
 
    
	
Audit: 12/2007 - 5/2011
    	
 
    	
Sunoco, Inc. (R&M)
    
	
Prospective Audit: 6/2011 - 3/2012
    	
 
    	
Sunoco, Inc. (R&M)
    
	
 
    	
 
    	
 
    
	
New Jersey Sales Tax
    	
 
    	
 
    
	
Audit: 1/2001 - 12/2004
    	
 
    	
Sunoco, Inc. (R&M)
    
	
 
    	
 
    	
 
    
	
Ohio Sales Tax
    	
 
    	
 
    
	
Audit: 4/2005 - 12/2009
    	
 
    	
Sunoco, Inc. (R&M)
    

 

(e) Other Tax proceedings:

 

Pending Ad Valorem Tax Proceeding - City of Philadelphia

 

Sunoco has appealed the property tax assessments (i.e., the value as of October 1, 2011, for the 2012 tax year) with respect to the following parcels:

 

	
OPA Number
    	
 
    	
Address
    	
 
    	
Owner of Record
    	
 
    	
Overall Assessment
    	
 
    
	
884097200
    	
 
    	
3143 West Passyunk Ave.
    	
 
    	
Atlantic   Refining & Marketing Corp.
    	
 
    	
$
    	
3,840,000
    	
 
    
	
884097120
    	
 
    	
6500 West Passyunk Ave.
    	
 
    	
Atlantic   Refining & Marketing Corp.
    	
 
    	
$
    	
640,000
    	
 
    
	
884097110
    	
 
    	
3701 South 63rd Street
    	
 
    	
Atlantic   Refining & Marketing Corp.
    	
 
    	
$
    	
73,920
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

90

 

	
884097130
    	
 
    	
6300 West Passyunk Ave.
    	
 
    	
Atlantic   Refining & Marketing Corp.
    	
 
    	
$
    	
640,000
    	
 
    
	
884097140
    	
 
    	
6300 West Passyunk Ave.
    	
 
    	
Atlantic Pipeline Corp.
    	
 
    	
$
    	
448,000
    	
 
    

 

New Jersey Sales and Use Tax Audit Assessment Appeal Litigation (Audit Period Covered:  January 2001 - December 2004)

 

An appeal regarding Sunoco’s New Jersey sales and use tax for the above taxable years was filed with the Jersey Tax Court on June 17, 2011.  No trial date has yet been set.

 

Pennsylvania Corporate Net Income and Franchise Tax Refund Litigation (2005-2009)

 

Sunoco has filed appeals seeking to recover Pennsylvania corporate net income and franchise taxes paid by Sunoco, Inc. (R&M) and Atlantic Refining & Marketing Corporation for tax years 2006 through 2009.  In addition, Atlantic Refining & Marketing Corporation is seeking to recover Pennsylvania franchise tax paid in 2005.  These appeals were filed in the Commonwealth Court of Pennsylvania in 2011 after adverse determinations by the Pennsylvania Board of Finance and Revenue.  A trial date has not been set in these matters.

 

4.              Sunoco’s Refinery Business is currently conducted as part of its overall business under various federal and state motor fuel excise tax licenses.  These licenses will not be transferable to NewCo.  NewCo will be required to obtain new federal and state excise tax licenses prior to engaging in the distribution of motor fuels.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

91

 

Schedule 4.10

 

Environmental

 

I.  Liens

 

A.                                    Sunoco has received letters from the PADEP Storage Tank Program rejecting Site Characterization Reports submitted under PA Code Chapter 245for failing to provide the necessary Environmental Covenants for the nonresidential standard as required by the Uniform Environmental Covenants Act (Act 68 of 2007).

 

B.                                    The Remediation Activities relative to Environmental Conditions that arise out of or relate to the Excluded Liabilities may include Environmental Covenants pursuant to Applicable Law.

 

II. Compliance

 

A.            Air

 

1.              Sunoco has periodically reported deviations and intermittent compliance in reports and certifications filed with Government Authorities as required by Environmental Law, including but not limited to reports and certifications filed pursuant to Title 5 permits, the Global CAA Consent Decree, CEMS requirements, Refinery MACT, Refinery MACT II, Subpart QQQ, BWON, Site Remediation MACT, NOx Budget Program, Marine Loading MACT, state and federal Fugitive Emission reporting requirements, Unit 868 FCCU Plan Approval dated March 22, 2002, SO2 Operating Permit, SOCMI HON, and tank inspection reports.

 

2.              Sunoco conducted tests of the 1232 Unit stack for sulfuric acid on November 9, 2011, February 23, February 28 and March 1, 2012.  Stack emissions during the November 9, 2011 test were 55. 5 lbs/hour, compared to the permit limit of 37.98 lbs/hour.  Mechanical and operational changes were made prior to the next stack tests. The February 23 and March 1 tests demonstrated compliance with the permitted sulfuric acid limit at feed rates of 90.3 and 85.0 MBPSD, but the emissions on February 28 exceeded the limit by 0.6% (emissions 38.2 lb/hr, 37.98 lb/hr limit) at a feed rate of 85.1 MBPSD.  The data were provided to AMS by email on March 23, 2012.  On June 21, 2012 AMS acknowledged that the February 23 stack test demonstrated compliance with permit limits and required that the pH of the spray tower water be greater than pH 7.17.

 

3.              Sunoco received and responded to an industry-wide EPA Information Collection Request (“ICR”) regarding the use and operation of steam assisted flares.

 

4.              Certain carbon canisters that serve as BWON waste water emission control devices provide effective emission control for a shorter period of time than expected based on design parameters.

 

5.              Various process gas sampling systems require upgrades or replacements to conform to the requirements of the Leak Detection and Repair (“LDAR”) provisions of the applicable Environmental Laws.

 

6.              The South Yard North Flare requires corrective action to prevent pilot flame outages.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

92

 

B.            Waste Water

 

1.              Sunoco has periodically reported permit limit exceedences in Discharge Monitoring Reports and semi-annual compliance reports filed with Government Authorities as required by Environmental Law.

 

2.              Sunoco is negotiating renewals and modifications of the NPDES permits and DRBC dockets.

 

C.            Storm Water

 

1.              The Girard Point area is subject to accumulation of excess storm water during heavy rains, necessitating the use of tank dikes to retain water and the potential flow of contaminated storm water to the storm water ponds.

 

D.            Waste

 

1.              EPA and PADEP conducted a hazardous waste inspection of the Facilities in February 2012, and have issued follow-up information requests.

 

E.             Spills and Releases

 

1.              Sunoco received an Information Request dated January 26, 2012 from EPA regarding oil discharged to the Schuylkill River at the Pollock Street Outfall.  Sunoco has responded to the information request.

 

2.              Sunoco has received Notices of Federal Interest and Warning Letters from the US Coast Guard relating to releases to the Schuylkill River, including but not limited to a Warning Letter dated April 10, 2012 relating to a June 12, 2011 release.  Sunoco has responded to such Notices and Warning as required.

 

3.              Sunoco has periodically reported spills and releases to Government Authorities as required by Environmental Law, including but not limited to CERCLA, SARA, OPA, and the PA Tank Act and related regulations.

 

4.              In 2011 a junction box in the process waste water sewer between the 137 Unit and the 4 Separator in the Girard Point processing area was discovered to be leaking and causing sheen on the Schuylkill River.  Repairs were completed but additional work appears to be required.  A groundwater system to address the release and prevent migration to the river is under installation.

 

F.              Storage Tanks

 

1.              Sunoco has not submitted, or has not received, PADEP approval of remedial action completion reports for all closures of or releases from registered storage tanks.

 

G.            Enforcement

 

1.              Girard Point Waste Water Discharge: Sunoco entered into a Consent Order and Agreement dated June 30, 2011 with PADEP regarding violations of NPDES permit limits at the Girard Point waste water treatment plant in settlement of NOV dated March 31, 2010, May 19, 2010,

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

93

 

August 26, 2010, November 3, 2010, December 2, 2010, January 12, 2011, January 28, 2011, April 6, 2011 and May 11, 2011.  Sunoco paid the agreed penalties.  The obligations include cleaning and repair of tank T-400 by May 31, 2012 and tank T-200 by April 4, 2013, the implementation of a preventative maintenance schedule, and the incorporation of a Source Control Plan into the NPDES permit.

 

2.              Oil Release at 3 Separator Outfall:  Sunoco received an NOV dated May 3, 2012 relating to oil discharges from the No. 3 Separator Outfall at the Girard Point Refinery observed by PADEP on July 18 and August 15, 2011.

 

3.              Report of July 18, 2011 Inspection:  Sunoco received an NPDES Compliance Inspection Report referencing a site inspection on July 18, 2011 and alleging violations relating to sheen events on February 24, 2011 and April 1, 2011 and a July 18, 2011 failure of the effluent line inside the Point Breeze WWTP oxidation tank.

 

4.              Girard Point Case Wharf:  Sunoco received and NPDES Compliance Inspection Report for a January 26, 2012 inspection alleging violations relating to the failure of the Case Wharf and resulting sheen at the Girard Point refinery.

 

5.              September 28, 2011 Inspection:  Sunoco received an NOV issued by PADEP for alleged violations observed during a September 28, 2011 PADEP inspection.

 

6.              Oil Discharge from FOM Pipeline:  Sunoco received an NOV issued by PADEP dated May 3, 2012 for alleged violations at the Pollock Street Outfall resulting from the failure of the FOM pipeline.

 

7.              Oil Release at Pollock Street Outfall:  Sunoco is subject to an Administrative Order dated December 27, 2011 from the US Coast Guard regarding discharge of oil at the Pollock Street outfall into the Schuylkill River.  Sunoco has completed installation of a recovery system in the area.  Future releases require notification of the Government Authorities and may require corrective action.

 

8.              Point Breeze Waste Water Discharge:  Sunoco entered a Consent Assessment of Civil Penalty with PADEP and paid the agreed penalty in settlement of a Notice of Violation dated January 27, 2010 arising from an upset and release from the Point Breeze waste water treatment plant on January 13, 2010.

 

9.              Point Breeze Waste Water Discharge:  Sunoco received a Notice of Violation issued by the United States Coast Guard on February 8, 2010 relating to an upset and release from the Point Breeze waste water treatment system on January 13, 2010.  There has been no further enforcement and no assessment of penalty to date.

 

10.       Schuylkill River Tank Farm Waste Water Discharge: The Philadelphia Water Department (“PWD”) issued an NOV dated April 14, 2011 to Sunoco for failure to submit an Accidental Spill Prevention Plan/Slug Control Plan.  The plan was submitted.  There has been no further enforcement and no assessment of penalty to date.

 

11.       Schuylkill River Tank Farm Waste Water Discharge:  PWD issued an NOV dated March 21, 2011 relating to exceedences of the arsenic parameters at the Schuylkill River Tank Farm for the period ending December 31, 2010.  Sunoco paid the agreed penalty.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

94

 

12.       Schuylkill River Tank Farm Waste Water Discharge:  PWD issued an NOV dated August 27, 2010 relating to the failure to monitor mercury at the Schuylkill River Tank Farm during January 2010.  Sunoco delivered the mercury monitoring information.  There has been no further enforcement to date.

 

13.       Schuylkill River Tank Farm Waste Water Discharge:  PWD issued an NOV dated February 16, 2011 relating to exceedences of the arsenic parameters at the Schuylkill River Tank Farm.  Sunoco paid the agreed penalty.

 

14.       Point Breeze Waste Water Discharge:  Sunoco entered into a Consent Assessment of Civil Penalty dated November 16, 2011 in settlement of exceedences at the Point Breeze Waste Water Treatment Plant in September 2010 and July 2011.  Sunoco paid the agreed penalty.

 

15.       Whole Effluent Toxicity Testing: PADEP issued two NOVs in March 2011 concerning Whole Effluent Toxicity Testing.  Third party sampling and laboratory procedures were revised and retesting confirmed compliance with permit limits.  There has been no further enforcement and no penalty assessment to date.

 

16.       Point Breeze Bioplant Outfall:  Sunoco received an NOV dated June 11, 2012 from the United States Coast Guard alleging a discharge of 2 gallons of oil from the BioPlant outfall that created a sheen on May15, 2012.

 

17.       Renewable Fuels Standard Program Settlement:  Sunoco, Inc. (R&M) entered an Administrative Settlement Agreement with EPA to resolve violations of the CAA’s Renewable Fuels Standards regulations under 40 C.F.R. Part 80, Subpart M (RFS2 Regulations).  The violation arose from Sunoco’s purchase of fraudulent RINs from Clean Green Fuels, LLC and Absolute Fuels, LLC to meet its 2010 RVO. Sunoco removed the RINs and submitted corrected reports and paid a civil penalty of $311,100.

 

18.       Global CAA Consent Decree:  Sunoco is subject to the Global CAA Consent Decree.  Sunoco has paid the penalty and completed the modifications of the Facilities, capital projects, and supplemental environmental projects applicable to the Facilities.

 

19.       Smoking Flare: An NOV was received from the City of Philadelphia Air Management Services in July 2011 regarding flare opacity resulting from the shutdown of a compressor in the 868 Unit.  Sunoco provided a written response as required by the NOV, and there has been no further enforcement and no assessment of penalty to date.

 

20.       RICE ACOA: On November 30, 2011 Sunoco entered into an Administrative Order and Consent Agreement (“ACOA”) with the City of Philadelphia requiring the payment of a penalty and funding of a Supplemental Environmental Project (“SEP”), the submission of permit applications for listed Reciprocating Internal Combustion Engine (“RICE”) Units, removal of other listed RICE Units, issuance of permits or agency determinations prior to installation of any new RICE Units, and an audit of the facility to identify additional RICE Units.  Sunoco has paid the penalty and funded the SEP, conducted the audit, removed the listed RICE Units, and submitted the required permit applications.  The City has provided preliminary draft permits for Sunoco’s review.

 

21.       Title 5 Permit Deviations:  Sunoco received a Notice of Violation dated May 8, 2012 from the City of Philadelphia alleging violations of Title V Operating Permit V95-038, based on various reports submitted by Sunoco, including Continuous Emission Monitoring, Semi-

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Annual, and SO2 Quarterly reports.  No penalty was has been assessed to date, but the City’s past practice has been to propose a Consent Agreement and penalty amount after review of any additional relevant information presented by Sunoco.

 

22.       Schuylkill River Tank Farm Title V Deviations: Philadelphia Air Management Services (“AMS”) issued a Notice of Assessed Civil Penalty dated November 30, 2010 relating to deviations from the Schuylkill River tank Farm Title V permit.  Sunoco paid the agreed penalty.

 

23.       Tank Emergency Containment Structures: Sunoco entered into Consent Order and Agreements for the Girard Point, Point Breeze Processing Area, and Schuylkill River Tank Farm requiring Sunoco to install emergency containment structures for tanks.  No fines or penalties have been assessed.  Installation of emergency containment structures at Point Breeze were timely completed, and structures at Girard Point and Schuylkill River Tank Farm are on target for completion by the November 30, 2012 deadline.

 

24.       Inspection of Storage Tank 187A: PADEP issued an NOV dated March 31, 2010 for findings from an external tank inspection.  There has been no further enforcement and no penalty assessment to date.

 

25.       Storage Tank Release:  PADEP issued an NOV dated January 20, 2012 concerning alleged violations of the Pennsylvania Storage Tank Act relating to releases of heavy gas oil from a tank.  Sunoco’s original report to PADEP suggested than a reportable quantity (“RQ”) had been released, prompting the NOV.  Sunoco responded to the NOV by providing facts demonstrating that the release was below the RQ.  There has been no further enforcement and no assessment of penalty to date.

 

26.       Storage Tank SR16 Release: PADEP issued an NOV dated March 22, 2012 related to a release of gasoline that occurred on March 20, 2012.  The NOV requires submission of a progress report no later than June 18, 2012.  A site characterization report is due September 16, 2012 unless it is determined that the resulting contamination is below Statewide Health Standards.  No fines or penalties have been assessed to date.

 

27.       OSHA Inspection — 137 Unit T-1 Tower:  OSHA has opened an inspection of the May 9, 2012 fire at the 137 Unit T-1 tower based on a “media referral.”

 

28.       OSHA Inspection 314231101:  OSHA issued a citation dated April 8, 2011 relating to a fire and injury that occurred at the 866 Unit during maintenance.  The matter was settled in June 2011.

 

29.       OSHA Inspection 314234337: OSHA issued a citation dated September 8, 2011 relating to a deficiency on the inlet piping to the 2H-5C heater at the 860 Unit.  The matter was settled in November, 2011.

 

30.       OSHA Inspection 314230632:  OSHA issued a citation dated February 9, 2011 relating to updating of procedures to reflect the shutdown of 22 Boiler House and training to spot railcars at the propane terminal.  The matter was settled in May, 2011.

 

31.       OSHA Inspection 312494222:  OSHA issued a citation dated July 12, 2010 relating to an event during maintenance of the 433 Unit on January 16, 2010.  The matter was settled in August 2010.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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32.       OSHA Inspection 312494842:  OSHA issued a citation dated August 3, 2010 relating to a crude oil pump failure.  The matter was settled in September 2010.

 

33.       OSHA Inspection 312492341:  OSHA issued a citation dated March 16, 2010 relating to a potential exposure at the Schuylkill River Tank Farm Oil/Water Seperator.  The penalty assessed was $0.00.  Sunoco did not contest the citation, and certified abatement in March 2010.

 

34.       OSHA Inspection 312487838:  OSHA issued a citation dated May 14, 2009 relating to a fire and injury at the 431 Unit in February, 2009.  The matter was settled in July 2009.

 

35.       OSHA Inspection 312488869:  OSHA issued a citation dated August 28, 2009 relating to a release from the 433 Unit that occurred in March, 2009.  The matter was settled in November, 2011.

 

36.       OSHA Inspection 312491483:  OSHA issued a citation dated November 30, 2009 relating to failure to make a One Call notification.  Sunoco did not contest the citation, paid the penalty and completed abatement.

 

37.       CLRTC v. Sunoco, Inc. (R&M):  United States District Court for the Eastern District of Pennsylvania, Case No. 2:05-cv-01650-PBT.  Sunoco entered into a Consent Judgment for alleged violations of the Clean Air Act.  Sunoco’s obligations under the Consent Decree are complete and the Consent Judgment was terminated in March 2012.

 

III.  Proceedings

 

A.                                    Air

 

1.              USA et al. v. Sunoco, Inc.  United States District Court for the Eastern District of Pennsylvania, Civil Action No. 05-02866 (“Global CAA Consent Decree”) as amended June 3, 2009 (“First Amendment”), March 29, 2011 (“Second Amendment”) and June 21, 2011 (“Third Amendment”).

 

2.              Administrative Order and Consent Agreement: by and between the City of Philadelphia and Sunoco, Inc. relating to regulatory requirements applicable to Reciprocating Internal Combustion Engines (“RICE”).  Effective date November 30, 2011, remains in effect for a period of two (2) years unless otherwise extended by agreement of the Parties.

 

B.                                    Water

 

1.                                      Consent Order and Agreement:  by and among the Commonwealth of Pennsylvania and Sunoco, Inc. (R&M), relating to exceedences of NPDES permit effluent limits applicable to the Girard Point waste water treatment plant. Effective June 30, 2011. The remaining obligations are to clean and repair tank T-400 by May 31, 2012 and tank T-400 by April 4, 2013.

 

2.                                      Administrative Order:  issued by U.S. Coast Guard, dated December 27, 2011 relating to discharge of oil from the Pollock Street outfall.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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C.                                    Remediation

 

1.                                      Consent Order and Agreement: by and between the Commonwealth of Pennsylvania DEP and Sunoco, Inc. (R&M), relating to characterization and remediation of petroleum contamination at the Philadelphia Refinery and Belmont Terminal under the Clean Streams Law, Land Recycling Act, Administrative Code, and Tank Act.  Dated December 17, 2003, replacing and supplementing a Consent Order and Agreement dated December 17, 1993.

 

2.                                      Consent Order and Agreement:  by and between Pennsylvania DEP, Atlantic Refining & Marketing Corp. and Sun Company, Inc. (R&M) dated August 13, 1996, relating to operation and closure of a residual waste land treatment unit at Point Breeze, as amended on December 2000 and July 2004.

 

D.                                    Tanks

 

1.                                      Consent Order and Agreement: by and between Commonwealth of Pennsylvania DEP and Sunoco, Inc. (R&M) dated November 15, 2010 under the Storage Tank Spill Prevention Act.  Requires installation of emergency containment structures for the following tanks at the Girard Point Processing Area (Facility ID 51-36558) by November 30, 2012:  005A, 038A, 072A, 073A, 091A, 092A, 093A, 094A, 095A, 096A, 098A, 099A, 128, 158A, 159A, 160A, 170A, 171A, and 172A.

 

2.                                      Consent Order and Agreement:  by and between Commonwealth of Pennsylvania DEP and Sunoco, Inc. (R&M) dated November 15, 2010 under the Storage Tank Spill Prevention Act.  Requires installation of emergency containment structures for the following tank at the Schuylkill River Tank Farm (Facility I.D. 51-11557) by November 30, 2012:  039A.

 

3.                                      Consent Order and Agreement: by and between Commonwealth of Pennsylvania DEP and Sunoco, Inc. (R&M) dated November 15, 2010 under the Storage Tank Spill Prevention Act.  Requires installation of emergency containment structures for the following tank at the Point Breeze Processing Area (Facility ID 51-19781) by November 30, 2011: 007A.  The corrective action required by this COA has been completed.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Schedule 4.11(a)

 

Company Benefit Plans

 

Retirement Plans:

 

Sunoco, Inc. Retirement Plan

Sunoco, Inc. Pension Restoration Plan

Sunoco, Inc. Capital Accumulation Plan

Sunoco, Inc. Savings Restoration Plan

Sunoco, Inc. Retiree Medical Program

Sunoco, Inc. Retiree Medical and Life Insurance Trust

 

Welfare Plans:

 

Sunoco, Inc. National Health and Welfare Program for Active Employees

Sunoco, Inc. Optional Retirement Benefit Income Trust

Sunoco, Inc. Dental Assistance Plan

Sunoco, Inc. Health Care Reimbursement Plan

Sunoco, Inc. Cafeteria Plan

Sunoco, Inc. Dependent Care Reimbursement Plan

Sunoco, Inc. Disability Income Plan

Sunoco, Inc. Death Benefits Plan

Sunoco, Inc. Travel Accident Insurance Plan

Sunoco, Inc. Occupational Death Benefits Plan

Sunoco, Inc. Accidental Death & Disability Plan

Sunoco, Inc. Employee Assistance Plan

Second Amended and Restated Indemnification Agreement

 

Termination Plans:

 

Sunoco, Inc. Involuntary Termination Plan

 

Incentive Plans and Programs:

 

Sunoco, Inc. Annual Incentive Plan

Sunoco, Inc. Leadership Recognition Plan

Stay Incentive for Refining Employees

Special Severance Bonus for PSG and Supply Employees

Sunoco incorporates by reference the information on Schedule 4.12(e) regarding agreements for retention bonuses

 

Executive Plans:

 

Sunoco, Inc. Executive Retirement Plan

Sunoco, Inc. Executive Involuntary Severance Plan

Sunoco, Inc. Special Executive Severance Plan

Sunoco, Inc. Senior Executive Incentive Plan

Sunoco, Inc. Long-Term Performance Enhancement Plan II

Sunoco, Inc. Long-Term Performance Enhancement Plan III

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

99

 

Policies:

 

Paid Holidays (including Floating Holidays)

Paid Absence for Death in Family

Paid Absence for Jury Duty

Vacation

Civil Leaves of Absence

Family and Medical Leave

Military Leave

Educational Assistance for Employees

Flexible Schedule (9/80) Program

 

Agreements:

 

The CBA between Sunoco, Inc. (R&M)  and the Union for the Hourly Unit, the term of which is March 1, 2009 through March 1, 2012.  In addition, Schedule 4.12(a) is hereby incorporated by reference.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Schedule 4.11(c)

 

Employee Pension Benefit Plans

 

1.                                      Current Plans

 

Sunoco, Inc. Retirement Plan

 

Hourly Pension Plan — Neville Island/Tarben

 

Puerto Rico Sun Oil Company Retirement Plan

 

2.                                      Prior Plans

 

Novamont Hourly Pension Plan (now sponsored by Braskem as part of the sale of the chemicals business)

 

Retirement Plan for Employees for Dominion Coal Corporation (sponsored by SunCoke Energy)

 

AcelorMittal USA Defined Benefit Pension Plan (sponsored by ArcelorMittal; union employees of Indiana Harbor Coke Company, L.P. participate in this multiple employer plan; Indiana Harbor Coke Company was spun off from Sunoco, Inc. as part of the SunCoke Energy spinoff)

 

Steelworkers Pension Trust (sponsored by the USW; union employees of Indiana Harbor Coke Company, L.P. participate in this multiemployer plan; Indiana Harbor Coke Company was spun off from Sunoco, Inc. as part of the SunCoke Energy spinoff)

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Schedule 4.11(d)

 

Plans that Provide Post-Employment Health and Welfare Benefits

 

1.                                      Current Plans

 

Sunoco, Inc. Retiree Medical Program

 

Sunoco, Inc. Special Executive Severance Plan

 

Sunoco, Inc. Executive Involuntary Severance Plan

 

Sunoco, Inc. Involuntary Termination Plan

 

Sunoco Partners LLC Special Executive Severance Plan

 

Sunoco Partners LLC Executive Involuntary Severance Plan

 

Sunoco Partners LLC Termination Plan

 

USW, Local 10-901, USW, Local 10-901 (SU) and USW, Local 10-901 (NE) Marcus Hook Refinery Workers Involuntary Termination Plan

 

2.                                      Prior Plans

 

Sunoco, Inc. National Medical Program (the Sunoco, Inc. Retiree Medical Program was spun off from this plan effective January 1, 2011)

 

Eagle Point Involuntary Termination Plan (Special Medical Benefits, as described below)

 

Sun Oil Operating Employees Independent Union of Cleveland Involuntary Termination Plan (Special Medical Benefits, as described below)

 

3.                                      Description of Benefit

 

The Company provides both subsidized and unsubsidized retiree medical benefits to eligible retirees (and their dependents) under its Retiree Medical Program.  Retirees of the Mascot Petroleum Company division of Sunoco (R&M) are not eligible to participate in the Retiree Medical Program.

 

i.                  Pre-July 2, 2010 Retirees

 

Subsidized retiree medical benefits are available to retirees who terminated employment with the Company (or an affiliate that has adopted the Retiree Medical Program) prior to July 2, 2010, but on or after attaining age 55, provided that the retiree was eligible for an early or normal retirement benefit under the terms of a tax-qualified defined benefit pension plan sponsored by the Company (or an adopting affiliate) at the time of termination of employment.  Subsidized benefits may continue, generally speaking, until death (subject to funding in the VEBA trust, described below).  However, the Company reserves its right to amend or terminate the Retiree Medical Program at any time.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

102

 

ii.               Post-July 1, 2010 Retirees

 

For those who retire on or after July 2, 2010, in addition to the foregoing requirements, a retiree is eligible for subsidized benefits if the retiree, on June 30, 2010, was at least age 50, was employed by the Company (or an adopting affiliate), and had completed at least 10 years of service with the Company (and its adopting affiliates).  Subsidized benefits may continue, generally speaking, until Medicare eligibility (subject to funding in the VEBA trust, described below).  The Company reserves its right to amend or terminate the Retiree Medical Program at any time.

 

iii.            Equistar Chemicals Retirees

 

Former employees of Equistar Chemicals, L.P. who became Company employees due to the Company’s purchase of certain assets of Equistar’s Baypoint Polymers Complex on March 31, 2003 are eligible for subsidized benefits if, in addition to meeting the above requirements, the retiree either was (1) at least age 50 on his or her date of hire by the Company and has at least three years of service with the Company on and after April 1, 2003, or (2) less than age 50 on his or her date of hire by the Company (or an adopting affiliate) and has at least 10 years of service with the Company on and after April 1, 2003.

 

iv.           Subsidy Amounts

 

The Company’s subsidy of retiree medical benefits is capped at $7,464.00 per year for retirees prior to Medicare eligibility, and $14,928 per year for a retiree and one or more dependents prior to Medicare eligibility.  For those who retired prior July 2, 2010, once a retiree or dependent is eligible for Medicare, the subsidy is capped at $2,064 per year ($4,128 for a retiree and one or more dependents who are Medicare eligible).

 

Effective February 29, 2012, the Company adopted the Sunoco, Inc. Retiree Medical and Life Insurance Trust (the “VEBA Trust”), the purpose of which is to fund the Company’s subsidy of post-retirement medical benefits.  The Company made a one-time contribution of $200 million to the VEBA Trust on or about March 15, 2012.  Once the assets of the VEBA Trust are exhausted, the Company’s subsidy of retiree medical benefits ends for all retirees and other participants (except for those receiving self-funded retiree health benefits pursuant to a March 14, 2005 settlement agreement with respect to the Company’s Neville Island facility).

 

v.              Unsubsidized Benefits

 

If a retiree does not meet the eligibility rules for subsidized benefits, the retiree is eligible to enroll in unsubsidized benefits (for which the retiree pays the entire cost) if he or she retires from the Company (or an adopting affiliate) on or after attaining age 55 with at least five years of service with the Company.

 

vi.           Special Medical Benefits and Continued Coverage During Severance Period

 

Pursuant to the severance/termination plans listed above (other than the Marcus Hook Refinery Workers Involuntary Termination Plan), employees who have a qualifying termination and who were employed by the Company on January 1, 2008, were age 50 or older on January 1, 2008, and have at least 10 years of service at termination of employment, are eligible for subsidized retiree medical (but not dental) benefits as if they had retired under the Retiree Medical Program (subject to the funded status of the VEBA Trust described above).  Employees who were age 50 or older at termination of employment but who do not otherwise qualify for subsidized retiree medical benefits are eligible for unsubsidized benefits

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

103

 

(for which the former employee pays the entire cost).  Otherwise, employees who terminate employment under the severance/termination plans and the Marcus Hook Refinery Workers Involuntary Termination Plan are eligible for continued medical coverage during their severance period, and pay the same rates as active employees during that period.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Schedule 4.11(f)

 

Company Benefit Plan Matters

 

SunCAP Audit — SunCAP is subject to a routine audit by the Department of Labor (DOL).  Sunoco received notice of the audit in January 2012, and a copy of this notice has been provided to the Buyer. Sunoco has provided all documentation requested by the DOL.  After providing the requested information, Sunoco has not been contacted by the DOL regarding any issues or concerns.

 

Pension Matter — Sunoco is aware of a possible claim against the Sunoco, Inc. Retirement Plan.  An alternate payee (AP) of a former employee claims that she was unaware of a “penalty” for taking her benefit prior to age 65, which was due to her under a QDRO.  AP’s divorce attorney submitted a request to Sunoco for information, to which Sunoco responded.  The attorney sent a second letter asking for Sunoco to calculate the “penalty,” to which outside counsel responded.  AP’s attorney responded by stating that there may be a breach of fiduciary duty.  Sunoco will respond to the AP’s attorney that Sunoco has answered everything there is to answer and that Michel’s next step is to file a formal claim by following the claims process.

 

Sunoco, Inc. Leadership Recognition Plan -  A former employee has requested a prorated portion of her 2008 award under the Sunoco, Inc. Leadership Recognition Plan (a bonus plan).  The Plan was amended in 2007 to remove the proration of awards for employees who retire in the middle of a vesting period.  Employee retired in December 2010; her 2008 award would have vested at the end of 2011.  Employee received an erroneous summary of the Plan that included the pre-2007 terms of the Plan on prorations and retirement.  Sunoco received a letter from Employee’s attorney on June 7, 2012.  Outside counsel contacted the attorney on June 25, 2012 and is hoping to resolve the matter with the payment of the prorated award subject to the execution of a settlement agreement that includes a release of claims.

 

Colella, Joseph v. Sunoco, Inc., et al., AAA Case No. 14-160-0071510 (ERA Arbitration).  On or about May 5, 2010, Complainant, a former vice-president of product trading, sales and supply,  submitted to arbitration under the Sunoco ERA program claims of 1) defamation/libel, 2) invasion of privacy/false light, 3) denial of benefits under ERISA Section 502(a)(1)(B) for severance benefits under the Sunoco, Inc. Executive Severance Plan (“Plan”), 4) breach of fiduciary duty under ERISA Section 502(a)(3) and 5) intentional interference with benefits under Section 510 of ERISA.  Arbitrator Bernard D. Beitch issued an award on April 27, 2012 awarding Complainant severance benefits under the Plan but denied his claims for defamation/libel and invasion of privacy/false light.  On June 28, 2012, Arbitrator Beitch issued a final award which awarded Complainant attorneys’ fees for his ERISA claims.

 

Hepworth, Derek A. v. Sunoco, Inc., et al., AAA Case No. 14-160-01081 (ERA Arbitration).  On or about July 6, 2010, Complainant, a former vice-president of crude and raw materials trading and supply,  submitted to arbitration under the Sunoco ERA program claims of 1) defamation/libel, 2) invasion of privacy/false light, 3) denial of benefits under ERISA Section 502(a)(1)(B) for severance benefits under the Sunoco, Inc. Executive Severance Plan, 4) breach of fiduciary duty under ERISA Section 502(a)(3) and 5) intentional interference with benefits under Section 510 of ERISA.  On February 7, 2012, Arbitrator Judith Meyer issued a Partial

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

105

 

Final Award finding in Hepworth’s favor on the ERISA Section 510 claim, awarding him severance benefits and in Sunoco’s favor on all other claims.  On May 24, 2012, Arbitrator Meyer issued a final award which addressed the specific severance benefits awarded to Complainant and awarded him attorneys’ fees for his ERISA claim.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

106

 

Schedule 4.11(g)

 

Multiemployer Plans

 

AcelorMittal USA Defined Benefit Pension Plan (sponsored by ArcelorMittal; union employees of Indiana Harbor Coke Company, L.P. participate in this multiple employer plan; Indiana Harbor Coke Company was spun off from Sunoco, Inc. as part of the SunCoke Energy spinoff)

 

Steelworkers Pension Trust (sponsored by the USW; union employees of Indiana Harbor Coke Company, L.P. participate in this multiemployer plan; Indiana Harbor Coke Company was spun off from Sunoco, Inc. as part of the SunCoke Energy spinoff)

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

107

 

Schedule 4.12(a)

 

Employee Matters: Collective Bargaining Agreements

 

1.              CBA Between Sunoco, Inc. (R&M) and the Union for the Hourly Unit, the term of which is March 1, 2009 through March 1, 2012:

 

With regard to Refinery Employees, there is one represented bargaining unit.  The Union is the representative for all hourly maintenance, operations, laboratory, emergency response technicians and materials management employees at the Refinery (excluding the Darby Creek Tank Farm and the Hog Island Wharf and all facilities and distribution employees, pipeline employees, secretaries, clericals, material coordinators, watchmen, guards and supervisors) (“Hourly Unit”).  Sunoco, Inc. (R&M) and the Union entered into a CBA for this Hourly Unit that became effective March 1, 2009 and remained in effect until March 1, 2012.  By letter dated December 1, 2011, Sunoco, Inc. (R&M) provided notice to the Union of its intent to idle the main processing units at the Philadelphia, reduce the workforce through layoffs and terminate this CBA upon its expiration on March 1, 2012. There has been no extension of this most recent CBA, but pursuant to applicable Labor Laws the Sunoco, Inc. (R&M) has continued to maintain the same terms and conditions of employment that existed under this CBA. In addition, Sunoco, Inc. (R&M) has entered into various agreements with the Union, including agreements to resolve grievances and arbitrations and a Memorandum of Agreement Regarding Wage and Hour Practices which is referenced in Schedule 4.12(b) below under the Ripley matter.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

108

 

Schedule 4.12(b)

 

Employee Matters: Claims/Proceedings

 

Open workers’ compensation claims at the Philadelphia Refinery:

 

1.              Employee A — Date of Loss June 17, 2001.  Employee fell on wooden hatch cover tearing left shoulder (superior labrum).  Employee has had numerous surgeries. SUN responsible for 500 weeks of partial disability benefits and related medical treatment.

 

2.              Employee B — Date of Loss December 22, 2011.  Employee had foreign body enter left eye.  Continues to work full duty.  SUN responsible for costs of medical treatment to left eye.

 

3.              Employee C — Date of Loss November 10, 2010.  Employee was working on gasket replacement when a fire started.  Employee sustained 2nd and 3rd degree burns to 25% of upper body.  SUN continues to be responsible for disability benefits and related medical treatment.  In a separate action, employee has also filed an employer liability suit against the company.

 

4.              Employee D — Date of Loss February 3, 2009.  Employee sustained 1st and 2nd degree burns to his face and leg.  Employee returned to control board operator job May 1, 2009.  SUN responsible for any disfigurement benefits found due, as well, any related medical treatment.

 

5.              Employee E — Date of Loss January 19, 2012.  Employee burned left forearm on steam tracing.  No lost time.  SUN responsible for related medical treatment.

 

6.              Employee F — Date of Loss March 14, 2010.  Employee while running hose across pipes slipped off a pipe and sustained left shoulder contusion as well as a right knee bone contusion.  December 3, 2010 employee underwent knee surgery; returned to work March 27, 2011.  February 8, 2012 employee underwent full right knee replacement.  Sunoco has not voluntarily paid for medical treatment.  Employee remains out of work. SUN’s liability is unknown at this time.

 

7.              Employee G — Date of Loss September 14, 1996.  Employee jumped from scaffold approximately 8-10 feet from the ground, in doing so, twisted left arm.  Employee underwent several arm surgeries.  Employee was placed on permanent work restrictions.  Retired 4/1/2009.  SUN remains responsible for related medical treatment.

 

8.              Employee H — Date of Loss October 2010.  Employee filed a claim petition seeking hearing loss benefits.  October 7, 2011, hearing loss claim was denied.  Decision has been appealed by employee.  If decision is reversed SUN would owe for hearing loss benefits.

 

9.              Employee I — Date of Loss September 7, 2000.  Employee suffered second and third degree burns over 44% of body, including face, back of arms and legs, and back.  Employee remains out of work.  SUN responsible for disability benefits and related medical treatment.

 

10.       Employee J — Date of Loss February 4, 2011.  Employee stepped and fell on black ice, suffered contusion to right knee, left wrist/hand and cervical/lumbar strains.  Employee returned to full duty work 10/26/2011.  Orthopedic physician discharged employee from care January 9, 2012.  SUN responsible for any related medical treatment.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

109

 

11.       Employee K — Date of Loss July 17, 2000.  Employee suffered left knee injury from repetitive climbing of stairs at work.  Employee secured part-time work elsewhere.  SUN responsible for any related medical treatment.

 

12.       Employee L — Date of Loss February 12, 2006.  Employee carrying glass tubes, when left foot slipped; resulted in a lower back injury.  Employee has been disabled since August 16, 2007 and underwent surgery (May 21, 2008).  SUN remains responsible for disability benefits and related medical treatment.

 

13.       Employee M — Date of Loss October 31, 1996.  Employee pulling on a valve wheel sustained a right shoulder injury.  Benefits awarded for the shoulder injury as well as a cervical herniation.  SUN remains responsible for indemnity benefits and related medical treatment.

 

14.       Employee N — Date of Loss May 26, 2010.  Employee strained right shoulder removing a filter from a vessel.  Employee worked modified duty from June 30, 2010 until August 10, 2010 when employee returned to full duty work. SUN responsible for cost of litigation to close out claim.

 

15.       OCIP — CONTRACTOR EMPLOYEE WORKERS’ COMPENSATION CLAIM

 

1.              Employee O — Date of Loss June 22, 1998.  Contract employee struck head on boiler and sustained cervical injury.

 

2.              Other pending or threatened claims by current or past employees engaged in the Business

 

Other pending or threatened Claims/Proceedings relating to matters of compliance with Labor Laws:

 

1.              Ripley, Matthew, et al. v. Sunoco, Inc., et al., 10-CV-01194 (E.D. Pa. 2010).  On February 24, 2010, Plaintiffs filed a lawsuit seeking class action status for all current and former hourly operations and maintenance employees employed at the Philadelphia Refinery at any time during the period from February 24, 2007 to the present.  The complaint alleged that overtime compensation under the Pennsylvania Minimum Wage Act was owed to Plaintiffs because Sunoco had not properly compensated them for time spent on clearing security, donning and doffing personal protective equipment, obtaining and/or storing work tools, traveling to and from assigned work sites, preparing and cleaning work equipment, engaging in shift change briefings, and being on-call.  On September 30, 2010, the parties entered into a stipulation which dismissed any and all claims raised by Plaintiffs with regard to the maintenance employees.  The parties reached a class settlement which was approved by the Court on June 26, 2012.  The settlement includes a Memorandum of Agreement Regarding Wage and Hour Practices agreed to by the Sunoco and the Union which provides for a new work schedule for operations and lab employees.  The Memorandum of Agreement Regarding Wage and Hour Practices has been provided to NewCo.

 

2.              Kenneth Hall, et al. v. Sunoco, Inc. , et al., 10-CV-7279 (E.D. Pa. 2010).  Plaintiffs, who were laborers employed by a subcontractor that was performing work on a capital project at the Refinery,  allege that they were subjected to racial discrimination, harassment, retaliation and hostile work environment in violation of Title VII, Title 42 U.S.C. section 1981 and the Pennsylvania Human Relations Act, while working on the project.  Sunoco filed cross-claims against defendants, Advanced Specialty Contractors and Riggs Distler & Company alleging breach of contract, indemnification and contribution claims.  Plaintiffs and Sunoco have settled this matter and case was dismissed with prejudice as to Sunoco on June 12, 2012.  Sunoco and

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

110

 

defendants, Advanced Specialty Contractors and Riggs Distler & Company, are in discussions in resolving Sunoco’s cross-claims against these defendants.

 

3.              Cedric Hall, et al. v. Sunoco, Inc. et al., 11-CV-01877 (E.D. Pa. 2011).  Plaintiffs, who were laborers employed by a subcontractor that was performing work on a capital project at the Refinery, allege that they were subjected to racial discrimination, harassment and hostile work environment in violation of Title 42 U.S.C. section 1981, while working on the project.  Sunoco filed cross-claims against defendants, Advanced Specialty Contractors and Riggs Distler & Company alleging breach of contract, indemnification and contribution claims.  Plaintiffs and Sunoco have settled this matter and case was dismissed with prejudice as to Sunoco on June 12, 2012.  Sunoco and defendants, Advanced Specialty Contractors and Riggs Distler & Company, are in discussions in resolving Sunoco’s cross-claims against these defendants.

 

4.              On or about February 7, 2007, an African American employee at the Sunoco’s Marcus Hook Refinery filed a charge with the Equal Employment Opportunity Commission (“EEOC”) alleging race, color, and age discrimination and retaliation.  The charge included allegations that SUN “uses a test which eliminates qualified African American applicants.”  On or about April 17, 2008, the EEOC issued a Notice of Right to Sue and informed Sunoco that while it was discontinuing its processing of the Charging Party’s allegations of individual harm, the EEOC was continuing to “process the charge insofar as it relates to tests utilized at Sunoco refineries”, including Sunoco’s Philadelphia Refinery.  On or about June 6, 2008, the EEOC issued a subpoena, No. PA-08-11, requesting information regarding any tests utilized in Sunoco’s hiring process for all positions at its refineries, including at its Philadelphia Refinery.  On February 25, 2009, Sunoco submitted a response providing the information requested by the EEOC subpoena.  After providing this response, Sunoco has not been contacted by the EEOC.

 

5.              On or about October 27, 2008, a male employee at the Refinery filed a charge with the Pennsylvania Human Relations Commission (“PHRC”) alleging sexual harassment, gender discrimination and retaliation. The charge included allegations that Sunoco terminated the Charging Party for complaining of the sexual harassment.  Sunoco responded to the charge on January 30, 2009.  The Charging Party had been terminated by Sunoco on April 11, 2008 for policy violations and making threats of physical violence.  The Union filed a grievance stating the termination was without just cause.  After an arbitration hearing on May 13, 2009, the arbitrator issued an award on March 19, 2010 in favor of Sunoco which was provided to the PHRC.  On or about September 10, 2010, the PHRC requested additional data; this data was submitted on November 16, 2010.  After providing the additional data, Sunoco has not been contacted by the PHRC.

 

6.              On or about January 30, 2011, an African American employee at the Refinery filed a complaint of race discrimination with the PHRC.  The complaint of discrimination alleges that on December 7, 2010, as a result of Sunoco’s reorganizing and restructuring, this employee was demoted to a lesser position.  Complainant alleged that although his pay and pay grade remained the same, his opportunities for future pay increases and promotion to a higher pay grade were diminished.  A position statement responding to the allegations was forwarded by Sunoco to PHRC on March 29, 2011 and a fact-finding conference was held April 18, 2011.  Sunoco is currently awaiting a decision from PHRC.

 

7.              On or about March 24, 2011, an African American employee at the Refinery duly filed a charge with PHRC and the EEOC alleging that he was discharged on September 13, 2010 because of his race.  Sunoco’s response was filed with the PHRC on May 19, 2011.  Sunoco has responded to PHRC’s additional requests for information and/or documentation dated December 8, 2011 and

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

111

 

January 20, 2012.  After providing the response to the January request for information, Sunoco has not been contacted by the PHRC.

 

8.              On or about April 29, 2011, an African American employee at the Refinery filed a complaint of discrimination with the PHRC.  The complaint alleged race discrimination and retaliation on the basis of his performance review rating and corresponding failure to receive a merit increase for performance year 2010.  In the complaint, Complainant alleges he received a below average performance rating and no merit increase because he filed a 2008 internal complaint regarding a decision not to promote him and also due to management’s knowledge of a PHRC Complaint he filed concerning his alleged demotion in 2010.  A position statement responding to the allegations was forwarded by Sunoco to PHRC on July 7, 2011.  Sunoco is currently awaiting a decision from PHRC.

 

9.              OSHA Inspection — 137 Unit T-1 Tower:  OSHA has opened an inspection of the May 9, 2012 fire at the 137 Unit T-1 tower based on a “media referral.”

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

112

 

Schedule 4.12(c)

 

Grievances

 

1.              Grievance Number :12-01-003 -7th Consecutive Day-Double Time.  Union asserts violation of Article XXVI of CBA and that employee is owed double time for 7th consecutive day worked. Matter is at Step II of grievance process.

 

2.              Grievance Number: 12-01-004 - Hourly Maintenance Planner Job Cancellation-Rate of Pay. Union claims that there is a violation of Article XXVII, paragraph A of the CBA, in that employees reassigned to new job should be paid at their planner rate.  Matter is at Step I of the of the grievance process.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

113

 

Schedule 4.12(d)

 

Labor Matters: WARN Act

 

WARN Act Notices-Idling of the Main Processing Units at the Marcus Hook Refinery.  As a result of Sunoco’s decision in 2011 to idle its main processing units at the Marcus Hook Refinery, certain employees, including certain employees in its Supply organization, were terminated from employment with Sunoco, Inc. (R&M).  Sunoco, Inc. (R&M)  provided formal notices pursuant to the Worker Adjustment and Retraining Notification Act (WARN) on or about December 9, 2011 in the event that the idling at the refinery was considered a “plant closing” or “mass layoff” as those terms are defined under WARN.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

114

 

Schedule 4.12(e)

 

Labor Matters: Employment/Retention/Severance Agreements

 

1.              Certain Refinery Employees have signed employment agreements and confidentiality agreements and waivers of patent rights, copies of the forms of which have been provided to NewCo.

 

2.              Non-represented Refinery Employees of Sunoco or its Affiliates are covered under the terms of Sunoco’s Employee Resolution in Action Program, a copy of which has been provided to NewCo.

 

3.              Certain Refinery Employees are covered under the Stay Incentive for Refining Employees and the Special Severance Bonus for PSG and Supply Employees Programs listed in Schedule 4.11(a)

 

4.              Sunoco has retention agreements with following exempt, salaried Refinery Employees for the payment of a retention bonus:

 

	
Name
    	
 
    	
Job Title
    	
 
    	
Total Bonus
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Campbell, Dawn
    	
 
    	
Plng Econ Spec
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Carney,William D
    	
 
    	
Reliab, Inspec & Corros Consul
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Cassidy,Matthew   Russell
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Chen, Jane
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Cona, Blaise
    	
 
    	
Mgr, General Accounting
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Criswell,Philip   W.
    	
 
    	
E&I Supt - NERC
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Cunningham,Timothy   K
    	
 
    	
Sr Proc Engr I
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Darrow,Wayne L
    	
 
    	
Area Process Manager
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Demes,James G
    	
 
    	
Maintenance Manager
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Deni, Ed
    	
 
    	
Area Process Manager
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Galante,Bradley   M
    	
 
    	
Supt Maint (Refinery)
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Gaynor, George
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Hall, Duane
    	
 
    	
Mgr Quality Assurance
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Hendrickson   Jr,Wesley L
    	
 
    	
Supt Maint (Refinery)
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Higgins, Joanne
    	
 
    	
Sr Payroll Analyst
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Hogarth, John
    	
 
    	
Scheduling Specialist
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Hornig, Timothy
    	
 
    	
Area Process Manager
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Johnson III,Arde   H
    	
 
    	
Lead Engr - Project
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Keeler, James
    	
 
    	
General Manager
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Kelly, Patrick
    	
 
    	
Sr Maintenance Supr
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Lawrence, Jeffrey
    	
 
    	
Process Control Engineer
    	
 
    	
[**]
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

115

 

	
Murphy, Michael
    	
 
    	
Sr Proj Engr
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Myers, Pat
    	
 
    	
Proc Engr Spec
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Przeworski,   Kenneth
    	
 
    	
Area Process Manager
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Quirk, Patrick
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Rendall, Shaun
    	
 
    	
Sr Proc Engr I
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sadlowski, John
    	
 
    	
Sr Trader
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Schaefer, Loren
    	
 
    	
Scheduling Specialist
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Skramstad, Arvin
    	
 
    	
Area Supt
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sriranganathan,Amara
    	
 
    	
Sr Process Engr
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Szarko, Vincent
    	
 
    	
Sr Proj Engr
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Tarum,BethAnne   H.
    	
 
    	
Proc Engr Spec
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Wilson,John T
    	
 
    	
Maintenance Manager
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Winter,Christopher   J
    	
 
    	
Sr Systems Bus Analyst
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Zhou, Jianhong   (Brad)
    	
 
    	
Ref FP&A Specialist
    	
 
    	
[**]
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

116

 

Schedule 4.13(a)

 

Intellectual Property

 

1.              Please see the patents below:

 

	
Docket Number
    	
 
    	
Country
    	
 
    	
Sunoco
   Business Unit
    	
 
    	
Invention Still
   in Use?
    	
 
    	
Patent Number
    	
 
    	
Grant Date
    	
 
    	
Status
    	
 
    	
Title
    
	
097637-0785
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
Yes
    	
 
    	
6047591
    	
 
    	
4/11/2000
    	
 
    	
Granted
    	
 
    	
CORROSION RING GAUGE AND METHOD
    
	
097637-0786
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
 
    	
 
    	
7270687
    	
 
    	
9/18/2007
    	
 
    	
Granted
    	
 
    	
REDUCED EMISSIONS TRANSPORTATION FUEL
    
	
097637-0787
    	
 
    	
EPO
    	
 
    	
 
    	
 
    	
 
    	
 
    	
0365147
    	
 
    	
5/20/1992
    	
 
    	
Granted
    	
 
    	
CATALYST FOR HYDROCARBON CONVERSION AND CONVERSION   PROCESS UTILIZING THE SAME
    
	
097637-0793
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5780383
    	
 
    	
7/14/1998
    	
 
    	
Granted
    	
 
    	
SOLID SUPERACID CAYALYST COMPRISING GROUP VII METAL   AND HAVING HO LESS THAN -18
    
	
097637-0805
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5648590
    	
 
    	
7/15/1997
    	
 
    	
Granted
    	
 
    	
LIQUID PHASE ISOMERIZATION OF ALKANES
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

117

 

	
Docket Number
    	
 
    	
Country
    	
 
    	
Sunoco
   Business Unit
    	
 
    	
Invention Still
   in Use?
    	
 
    	
Patent Number
    	
 
    	
Grant Date
    	
 
    	
Status
    	
 
    	
Title
    
	
097637-0813
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5212136
    	
 
    	
5/18/1993
    	
 
    	
Granted
    	
 
    	
SOLID-ACID ALKYLATION CATALYST COMPOSITIONS FOR   ALKYLATION PROCESSES
    
	
097637-0814
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5321197
    	
 
    	
6/14/1994
    	
 
    	
Granted
    	
 
    	
Processes Using Solid-Acid Catalyst Composition
    
	
097637-0815
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5214017
    	
 
    	
5/25/1993
    	
 
    	
Granted
    	
 
    	
SOLID-ACID ALKYLATION CATALYST COMPOSITIONS FOR   ALKYLATION PROCESSES
    
	
097637-0816
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5310868
    	
 
    	
5/10/1994
    	
 
    	
Granted
    	
 
    	
Processes Using Solid-Acid Catalyst Compositions
    
	
097637-0817
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5493067
    	
 
    	
2/20/1996
    	
 
    	
Granted
    	
 
    	
SOLID SUPERACID ALKYLATION CATALYST COMPOSITIONS AND   ALKYLATION METHOD USING THE SAME
    
	
097637-0818
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5491278
    	
 
    	
2/13/1996
    	
 
    	
Granted
    	
 
    	
ALKYLATION PROCESS USING SOLID SUPERACID CATALYST   LIQUID PHASE
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

118

 

	
Docket Number
    	
 
    	
Country
    	
 
    	
Sunoco
   Business Unit
    	
 
    	
Invention Still
   in Use?
    	
 
    	
Patent Number
    	
 
    	
Grant Date
    	
 
    	
Status
    	
 
    	
Title
    
	
097637-0819
    	
 
    	
Belgium
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
EP0666109
    	
 
    	
5/17/2000
    	
 
    	
Granted
    	
 
    	
Solid Superacid Catalysts Comprising Platinum Metal   and Hydrocarbon Conversion Processes Using Same
    
	
097637-0820
    	
 
    	
Canada
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
2140700
    	
 
    	
9/27/2005
    	
 
    	
Granted
    	
 
    	
SOLID SUPERACID CATALYSTS COMPRISING PLATINUM METAL   AND HYDROCARBON CONVERSION PROCESSES USING SAME
    
	
097637-0821
    	
 
    	
Germany
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
69516917.3
    	
 
    	
5/17/2000
    	
 
    	
Granted
    	
 
    	
Solid Superacid Catalysts Comprising Platinum Metal   and Hydrocarbon Conversion Processes Using Same
    
	
097637-0822
    	
 
    	
EPO
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
0666109
    	
 
    	
5/17/2000
    	
 
    	
Granted
    	
 
    	
Solid Superacid Catalysts Comprising Platinum Metal   and Hydrocarbon Conversion Processes Using Same
    
	
097637-0823
    	
 
    	
France
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
EP0666109
    	
 
    	
5/17/2000
    	
 
    	
Granted
    	
 
    	
Solid Superacid Catalysts Comprising Platinum Metal   and Hydrocarbon Conversion Processes Using Same
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

119

 

	
Docket Number
    	
 
    	
Country
    	
 
    	
Sunoco
   Business Unit
    	
 
    	
Invention Still
   in Use?
    	
 
    	
Patent Number
    	
 
    	
Grant Date
    	
 
    	
Status
    	
 
    	
Title
    
	
097637-0824
    	
 
    	
United Kingdom
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
EP0666109
    	
 
    	
5/17/2000
    	
 
    	
Granted
    	
 
    	
Solid Superacid Catalysts Comprising Platinum Metal   and Hydrocarbon Conversion Processes Using Same
    
	
097637-0825
    	
 
    	
Italy
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
EP0666109
    	
 
    	
5/17/2000
    	
 
    	
Granted
    	
 
    	
Solid Superacid Catalysts Comprising Platinum Metal   and Hydrocarbon Conversion Processes Using Same
    
	
097637-0826
    	
 
    	
Japan
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
3846914
    	
 
    	
9/1/2006
    	
 
    	
Granted
    	
 
    	
SOLID SUPERACID CATALYSTS COMPRISING PLATINUM METAL   AND HYDROCARBON CONVERSION PROCESSES USING SAME
    
	
097637-0827
    	
 
    	
Netherlands
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
NL-EP0666109
    	
 
    	
5/17/2000
    	
 
    	
Granted
    	
 
    	
Solid Superacid Catalysts Comprising Platinum Metal   and Hydrocarbon Conversion Processes Using Same
    
	
097637-0828
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5629257
    	
 
    	
5/13/1997
    	
 
    	
Granted
    	
 
    	
SOLID SUPERACID CATALYSTS COMPRISING PLATINUM METAL
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

120

 

	
Docket Number
    	
 
    	
Country
    	
 
    	
Sunoco
   Business Unit
    	
 
    	
Invention Still
   in Use?
    	
 
    	
Patent Number
    	
 
    	
Grant Date
    	
 
    	
Status
    	
 
    	
Title
    
	
097637-0829
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5516964
    	
 
    	
5/14/1996
    	
 
    	
Granted
    	
 
    	
HYDROCARBON ISOMERIZATION USING SOLID SUPERACID   CATALYSTS COMPRISING PLATINUM METAL
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

121

 

2.              Please see the trademarks below:

 

	
Trademark/SN/RN
    	
 
    	
Status/Key Dates
    	
 
    	
Full Goods/Services
    	
 
    	
Owner
    
	
SUNOCO

SN:85-428588
    	
 
    	
Int’l Class: 40

First Use:

December 31, 1999

Filed:

September 21, 2011
    	
 
    	
(Int’l Class: 40) Fuel   and oil refinery services; refinement of fuel materials; and blending of   crude oil and synthetic oils
    	
 
    	
Sunmarks, LLC

(Delaware Limited   Liability Company)

 Suite 111

2401 Pennsylvania   Avenue

Wilmington, Delaware 19806
    
	
SUNOCO and Design 

 

 

 

SN:85-428610
    	
 
    	
Int’l Class: 40

First Use:

December 31, 1999

Filed:

September 21, 2011
    	
 
    	
(Int’l Class: 40) Fuel   and oil refinery services; refinement of fuel materials; and blending of   crude oil and synthetic oils
    	
 
    	
Sunmarks, LLC

(Delaware Limited   Liability Company)

Suite 111

2401 Pennsylvania   Avenue

Wilmington, Delaware   19806
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

122

 

Schedule 4.13(e)

 

Inbound Refinery License Agreements

 

Control Systems Licenses

 

	
 
    	
 
    	
License ID
    	
 
    	
Application Name
    	
 
    	
Application Description
    
	
1
    	
 
    	
1MSEH0HUFGM7VY1
    	
 
    	
What’s Up Gold
    	
 
    	
For network management
    
	
2
    	
 
    	
FID__483c35e5_13561116e8a__1490
    	
 
    	
Citrix- 15 Users
    	
 
    	
For remote access to Process Control Network and Lab   Lims
    
	
3
    	
 
    	
FID__483c35e5_13561116e8a__1491
    	
 
    	
Citrix - 15 Users
    	
 
    	
For remote access to Process Control Network and Lab   Lims
    
	
4
    	
 
    	
20041207191408
    	
 
    	
Citrix - 10 Users
    	
 
    	
For remote access to Process Control Network and Lab   Lims
    
	
5
    	
 
    	
20041207191841
    	
 
    	
Citrix - 10 Users
    	
 
    	
For remote access to Process Control Network and Lab   Lims
    
	
6
    	
 
    	
20041207191624
    	
 
    	
Citrix - 10 Users
    	
 
    	
For remote access to Process Control Network and Lab   Lims
    
	
7
    	
 
    	
Part of Sunoco Corporate License
    	
 
    	
Oracle- Connection Mgr
    	
 
    	
Relay Lims info to ABB
    
	
8
    	
 
    	
 
    	
 
    	
Cape Software
    	
 
    	
Operations Training Simulator System
    
	
9
    	
 
    	
 
    	
 
    	
Microsoft Remote Desktop
    	
 
    	
Application Needed to work with Citrix
    
	
10
    	
 
    	
4243995-NAI
    	
 
    	
McAfee
    	
 
    	
Virus Scan software
    
	
11
    	
 
    	
Part of Sunoco Corporate License
    	
 
    	
Microsoft Excel/Word
    	
 
    	
 
    
	
12
    	
 
    	
 
    	
 
    	
Microsoft SQL
    	
 
    	
Needed for OM pro
    
	
13
    	
 
    	
1682-4221-1277
   & 0682-4157-0070
    	
 
    	
Symantec BESR
    	
 
    	
Image backup of computers
    
	
14
    	
 
    	
 
    	
 
    	
L&J Tank Gauging
    	
 
    	
Tank levels, etc.
    
	
15
    	
 
    	
 
    	
 
    	
Saab Tank Gauging
    	
 
    	
Tank levels, etc.
    
	
16
    	
 
    	
 
    	
 
    	
ENRAF Tank Gauging
    	
 
    	
Tank levels, etc.
    
	
17
    	
 
    	
 
    	
 
    	
Honeywell SDM Tank Gauging
    	
 
    	
Tank levels, etc.
    
	
18
    	
 
    	
 
    	
 
    	
Foxboro SC
    	
 
    	
Blender System
    
	
19
    	
 
    	
 
    	
 
    	
Comoc
    	
 
    	
Octane Engine Comparator
    
	
20
    	
 
    	
3132750
    	
 
    	
Cisco SmartNet
    	
 
    	
Cisco support contract
    
	
21
    	
 
    	
214261 & 213536
    	
 
    	
Charon Vax
    	
 
    	
Vax emulation support
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

123

 

	
 
    	
 
    	
License ID
    	
 
    	
Application Name
    	
 
    	
Application Description
    
	
22
    	
 
    	
 
    	
 
    	
Electronic Systems Design
    	
 
    	
Octane Engine Data for Laboratory
    
	
23
    	
 
    	
SYS01-0008
    	
 
    	
WindRock
    	
 
    	
Vibration Monitoring
    
	
24
    	
 
    	
 
    	
 
    	
Bently
    	
 
    	
Vibration Monitoring
    
	
25
    	
 
    	
 
    	
 
    	
Compressor Controls (CCC)
    	
 
    	
Controls Compressors
    
	
26
    	
 
    	
 
    	
 
    	
Enervista
    	
 
    	
Power relay
    
	
27
    	
 
    	
M12590-AA01
    	
 
    	
Honeywell Operations Management Pro
    	
 
    	
Advanced Tool that displays Operations data
    
	
28
    	
 
    	
M12590
    	
 
    	
Honeywell Asset Mgr R320
    	
 
    	
Tool to view Maintenance Errors
    
	
29
    	
 
    	
 
    	
 
    	
Honeywell Experion Backup Restore
    	
 
    	
Image backup of computers
    
	
30
    	
 
    	
 
    	
 
    	
Siemens Controlatron
    	
 
    	
Leak detection software
    
	
31
    	
 
    	
 
    	
 
    	
Honeywell Plantscape
    	
 
    	
Control system for Girard Point Water Treatment
    
	
32
    	
 
    	
 
    	
 
    	
Dynamic Matrix Control (DMC)
    	
 
    	
Advanced Process Control
    
	
33
    	
 
    	
 
    	
 
    	
VIM
    	
 
    	
Emissions monitoring software
    
	
34
    	
 
    	
 
    	
 
    	
Veritas
    	
 
    	
Tape backup software
    
	
35
    	
 
    	
 
    	
 
    	
Cisco OS for ASA Firewall
    	
 
    	
Cisco operating system
    
	
36
    	
 
    	
 
    	
 
    	
Cisco OS for Switches
    	
 
    	
Cisco operating system
    
	
37
    	
 
    	
M3398
    	
 
    	
Honeywell Experion PKS-331/431/433 Alky
    	
 
    	
Operations Control System
    
	
38
    	
 
    	
M1133-04
    	
 
    	
Honeywell Experion PKS-IRPL
    	
 
    	
Operations Control System
    
	
39
    	
 
    	
M1133-01
    	
 
    	
Honeywell Experion PKS-PB 22BH & Bio/BFW   (DAQ LCN)
    	
 
    	
Operations Control System
    
	
40
    	
 
    	
M1133-03
    	
 
    	
Honeywell Experion PKS-NYOM Propane Terminal
    	
 
    	
Operations Control System
    
	
41
    	
 
    	
M12312
    	
 
    	
Honeywell Experion PKS-868 & 869/870   FCC & Alky/LSG
    	
 
    	
Operations Control System
    
	
42
    	
 
    	
M12271
    	
 
    	
Honeywell Experion PKS-860/862 & 867 N.   Cmlx & SRU
    	
 
    	
Operations Control System
    
	
43
    	
 
    	
M12270
    	
 
    	
Honeywell Experion PKS-210 & 864/856/866   HDS
    	
 
    	
Operations Control System
    
	
44
    	
 
    	
M2305
    	
 
    	
Honeywell Experion PKS-1232 & 531   FCC & COB & 3BH
    	
 
    	
Operations Control System
    
	
45
    	
 
    	
M12021
    	
 
    	
Honeywell Experion PKS-’137 AVU
    	
 
    	
Operations Control System
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
License ID
    	
 
    	
Application Name
    	
 
    	
Application Description
    
	
46
    	
 
    	
M12334-EX04
    	
 
    	
Honeywell Experion PKS-1332 Reformer
    	
 
    	
Operations Control System
    
	
47
    	
 
    	
M12334-01
    	
 
    	
Honeywell Experion PKS-CCR Console Supvr   ESV & EMDB
    	
 
    	
Operations Control System
    
	
48
    	
 
    	
M12270-02
    	
 
    	
Honeywell Experion PKS-Hot Spare ESVT (Dell 2600)
    	
 
    	
Operations Control System
    
	
49
    	
 
    	
M12270-03
    	
 
    	
Honeywell Experion PKS-Hot Spare (Dell 2950) R301
    	
 
    	
Operations Control System
    
	
50
    	
 
    	
M12334-03
    	
 
    	
Honeywell Experion PKS-’CCR Trainer Simulator ESV1 +   SCE1
    	
 
    	
Operations Control System
    
	
51
    	
 
    	
M12334-EX05
    	
 
    	
Honeywell Experion PKS-’CCR Trainer Simulator ESV2 +   SCE2
    	
 
    	
Operations Control System
    
	
52
    	
 
    	
M12590
    	
 
    	
Honeywell Experion PKS-Alarm Management - ???
    	
 
    	
Operations Control System
    
	
53
    	
 
    	
M12585
    	
 
    	
Honeywell Experion PKS-Alarm Management SQL, Crystal   Reports
    	
 
    	
Operations Control System
    
	
54
    	
 
    	
M9206-01
    	
 
    	
Honeywell Experion PKS-4WTP (Plantscape)
    	
 
    	
Operations Control System
    
	
55
    	
 
    	
M11520
    	
 
    	
Honeywell Experion PKS-Engineering Srvs Devel Lab -   ESVT
    	
 
    	
Operations Control System
    
	
56
    	
 
    	
M7550
    	
 
    	
Honeywell Experion PKS- Cumene
    	
 
    	
Operations Control System
    
	
57
    	
 
    	
SL330305116142090
    	
 
    	
ABB OPC Server for DCI, v2.0
    	
 
    	
SRTF Blender Control System- Data Transfer into PI
    
	
58
    	
 
    	
SL283305116142090
    	
 
    	
ABB OPC Server for DCI, v2.0
    	
 
    	
SRTF Blender Control System- Data Transfer into PI
    
	
59
    	
 
    	
SL782130617131090
    	
 
    	
ABB ECC Mux v1.0
    	
 
    	
SRTF Blender Control System- Network Interface
    
	
60
    	
 
    	
SL299315116142090
    	
 
    	
ABB Harmony DCU vSR6.0
    	
 
    	
SRTF Blender Control System- Field Hardware
    
	
61
    	
 
    	
SLMM20012003223730
    	
 
    	
ABB Conductor NT/Server, vSR6.0
    	
 
    	
SRTF Blender Control System- Operator Station
    
	
62
    	
 
    	
SLMM20012003223828
    	
 
    	
ABB Conductor NT/Server, vSR6.0
    	
 
    	
SRTF Blender Control System- Operator Station
    
	
63
    	
 
    	
 
    	
 
    	
ABB Software (ABC)
    	
 
    	
SRTF Advanced Blend Control Software
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
License ID
    	
 
    	
Application Name
    	
 
    	
Application Description
    
	
64
    	
 
    	
SL892295116142090
    	
 
    	
ABB Composer Configurator ToolKit (CTK)
    	
 
    	
SRTF Configuration Tool
    
	
65
    	
 
    	
M12270
    	
 
    	
RsLinx 210/HDS
    	
 
    	
Control System Interface to Third Party Vendors
    
	
66
    	
 
    	
M12271
    	
 
    	
RsLinx 860/867
    	
 
    	
Control System Interface to Third Party Vendors
    
	
67
    	
 
    	
M3398
    	
 
    	
RsLinx 433
    	
 
    	
Control System Interface to Third Party Vendors
    
	
68
    	
 
    	
M12312
    	
 
    	
RsLinx 868/870
    	
 
    	
Control System Interface to Third Party Vendors
    
	
69
    	
 
    	
M12334-EX04
    	
 
    	
RsLinx 1332
    	
 
    	
Control System Interface to Third Party Vendors
    
	
70
    	
 
    	
M12334-EX04
    	
 
    	
RsLinx Old 1332
    	
 
    	
Control System Interface to Third Party Vendors
    
	
71
    	
 
    	
M7550
    	
 
    	
RsLinx 1700
    	
 
    	
Control System Interface to Third Party Vendors
    
	
72
    	
 
    	
M12270-02
    	
 
    	
RsLinx HSDS
    	
 
    	
Control System Interface to Third Party Vendors
    
	
73
    	
 
    	
M2305
    	
 
    	
RsLinx 1232/531
    	
 
    	
Control System Interface to Third Party Vendors
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Control Systems Support Agreements

 

	
 
    	
 
    	
Support Agreements
    	
 
    	
Application Name
    	
 
    	
Application Description
    
	
1
    	
 
    	
CW34312
    	
 
    	
Honeywell Comprehensive Service Agreement
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
a. Honeywell Solutions Enhancement Support Program   (SESP)
    	
 
    	
Support for Experion PKS
    
	
 
    	
 
    	
 
    	
 
    	
b. Honeywell Parts Replacement
    	
 
    	
Replaces Honeywell parts at a reduced price
    
	
 
    	
 
    	
 
    	
 
    	
c. Honeywell Bonded Stock
    	
 
    	
Ensures availability of critical Honeywell parts
    
	
2
    	
 
    	
CW34824
    	
 
    	
ABB Field Services
    	
 
    	
SRTF Blender Control System Hardware
    
	
 
    	
 
    	
 
    	
 
    	
ABB Software (Sentinel)
    	
 
    	
SRTF Blender Control Application
    
	
 
    	
 
    	
 
    	
 
    	
ABB Software (Advanced Blend Control)
    	
 
    	
SRTF Advanced Blend Control
    
	
3
    	
 
    	
 
    	
 
    	
Oracle’s Connection Mgr (part of Corporate Sunoco IT   support)
    	
 
    	
Transfers data from LIMS system into Advanced Blend   Control application
    
	
4
    	
 
    	
 
    	
 
    	
Charon Vax
    	
 
    	
Vax emulation support
    
	
5
    	
 
    	
 
    	
 
    	
Cisco SmartNet /Firewall
    	
 
    	
Cisco support contract
    
	
6
    	
 
    	
 
    	
 
    	
McAfee
    	
 
    	
Virus Scan software
    
	
7
    	
 
    	
 
    	
 
    	
Symantec BESR
    	
 
    	
Image backup of computers
    
	
8
    	
 
    	
 
    	
 
    	
WindRock
    	
 
    	
Vibration Monitoring
    
	
9
    	
 
    	
 
    	
 
    	
Aspentech’s Dynamic Matrix Control (DMC)
    	
 
    	
Advanced Control
    
	
10
    	
 
    	
 
    	
 
    	
Dell Extended Warranties
    	
 
    	
Hardware for control system applications
    
	
11
    	
 
    	
 
    	
 
    	
Electronic Systems Design
    	
 
    	
Reads Engine Octane
    
	
12
    	
 
    	
 
    	
 
    	
CoreLabs
    	
 
    	
COMOC - Octane Comparator System
    

 

Girard Point Facility Summary of License and Royalty Agreements

 

	
Company
   Desc./Contacts
    	
 
    	
Unit/Process
    	
 
    	
ST(3)
    	
 
    	
Reporting
   Frequency
    	
 
    	
Due
   Date
    	
 
    	
Term/
   Start-up
    	
 
    	
License Details
    
	
Kellogg, Brown & Root LLC
    	
 
    	
FCCU 1232
    	
 
    	
A
    	
 
    	
Annual
    	
 
    	
30-Jan
    	
 
    	
2007
    	
 
    	
Acquired a fully paid license for the operation of   the unit to the
    
	
Vice President Technology
    	
 
    	
Fresh Charge
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10yrs
    	
 
    

 

(3)    Agreement Status: A = Active; D = Not Currently Used

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Company
   Desc./Contacts
    	
 
    	
Unit/Process
    	
 
    	
ST(3)
    	
 
    	
Reporting
   Frequency
    	
 
    	
Due
   Date
    	
 
    	
Term/
   Start-up
    	
 
    	
License Details
    
	
601 Jefferson Ave.
   Houston, TX 77210
   Contact: Nancy Pierce
   Phone: 713-753-6647
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
extent of 85,000 bbls of annual daily fresh charge   stocks; and, 350 million btu/hr duty. Also, 10% discount of future   technologies up to 8 years. Performance guarantee expires 2017
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Badger Licensing LLC
   One Main Street
   Cambridge, MA 02142
   Contact: Manager of Contracts
   Phone: 617-434-7240
    	
 
    	
Cumene Unit (1733)
    	
 
    	
A
    	
 
    	
Quarterly
    	
 
    	
30-Jan
   30-Apr
   30-Jul
   30-Oct
    	
 
    	
1998
   catalyst
   driven
    	
 
    	
Based on Cumene production; two tier pricing system:   less than 850 mmlbs/yr @ .0625 cents/lb of Cumene; addt’l production > 850   mmlbs/yr @ .175 cents/lb of Cumene
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
ConocoPhillips
   Licensing Division
    
   Phillips Research Center
   Bartlesville, OK 74004
   Contact: Licensing Contract Mgr.
   Phone: 918-661-8264
    	
 
    	
Alkylation - AU-433
    	
 
    	
A
    	
 
    	
Annual
    	
 
    	
30-Jan
    	
 
    	
1996
    	
 
    	
Annual production of Synthetic Alkylate
    
	
 
    	
Synthetic Aklylation
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Universal Oil Products (UOP, Inc.)
    	
 
    	
Isomerization- 331
    	
 
    	
A
    	
 
    	
Annual
    	
 
    	
30-Jan
    	
 
    	
1990
    	
 
    	
Isobutane feedstock charged to the Isomerization   used as a bases to calculate the estimated Isolbutane/Normal Butane prod. which   represents 45% of stream.
    
	
Attention: Royalty Accounting Dept.
    	
 
    	
Butamer Process
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
25 East Algonquin Rd.
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Des Plaines, IL 60017 - 5017
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Contact: Steve Freimuth
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Steve.Freimuth@uop.com
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Phone: 847-391-
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Company
   Desc./Contacts
    	
 
    	
Unit/Process
    	
 
    	
ST(3)
    	
 
    	
Reporting
   Frequency
    	
 
    	
Due
   Date
    	
 
    	
Term/
   Start-up
    	
 
    	
License Details
    
	
2893
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Universal Oil Products (UOP, Inc.)
    	
 
    	
Caustic Merox
    	
 
    	
D
    	
 
    	
Annual
    	
 
    	
30-Jan
    	
 
    	
1994
    	
 
    	
Merox treating is currently not being
    
	
Attention: Royalty Accounting Dept.
    	
 
    	
C3/C4: 3 Extractors
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
used: LSR @1332 Reformer acctg.
    
	
25 East Algonquin Rd.
    	
 
    	
Note: LSR 1332
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
units removed.
    
	
Des Plaines, IL 60017 - 5017
    	
 
    	
removed
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
C/3C/4 - 3 Merox Extractors = Caustic
    
	
Contact: Steve Freimuth
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Only Treatment; SR C3 = Caustic only
    
	
Steve.Freimuth@uop.com
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Treatment; Alky Feed = Caustic only
    
	
Phone: 847-391-2893
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Treatment.
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Kellogg, Brown & Root LLC
    	
 
    	
1232 FCCU
    	
 
    	
A
    	
 
    	
Annual
    	
 
    	
30-Jan
    	
 
    	
1997
    	
 
    	
Acquired a fully paid license for
    
	
Vice President Technology
    	
 
    	
Fresh Charge
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10yrs
    	
 
    	
the operation of the unit to the
    
	
601 Jefferson Ave.
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
extent of 68,500 bbls of annual avg.
    
	
Houston, TX 77210
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
daily fresh charge stocks.
    
	
Contact: Nancy Pierce
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Performance guarantees expires
    
	
Phone: 713-753-6647
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2007
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Universal Oil Products (UOP, Inc.)
    	
 
    	
(old ARCO unit)
    	
 
    	
D
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Attention: Royalty Accounting Dept.
    	
 
    	
Merox Process
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
25 East Algonquin Rd.
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Des Plaines, IL 60017 - 5017
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Contact: Steve Freimuth
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Steve.Freimuth@uop.com
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Phone: 847-391-2893
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Universal Oil Products (UOP, Inc.)
    	
 
    	
868 Light Ends
    	
 
    	
D
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Attention: Royalty Accounting Dept.
    	
 
    	
868 BB Treater
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
25 East Algonquin 
    	
 
    	
868 PP 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Company
   Desc./Contacts
    	
 
    	
Unit/Process
    	
 
    	
ST(3)
    	
 
    	
Reporting
   Frequency
    	
 
    	
Due
   Date
    	
 
    	
Term/
   Start-up
    	
 
    	
License Details
    
	
Rd.
    	
 
    	
Treater
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Des Plaines, IL 60017 - 5017
    	
 
    	
Merox Process
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Contact: Steve Freimuth
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Steve.Freimuth@uop.com
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Phone: 847-391-2893
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
EXXON LSG ScanFining 870
   Technology Sales and Licensing
   ExxonMobil Research and Engineering Company
   3225 Gallows Road
   Fairfax, Virginia 22031
    	
 
    	
870 Unit
    	
 
    	
D
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
EMRE will provide or cause to provide a design basis   Specifcation (DBS) for the licensed unit (Marcus Hook) and two other licensed   units to belocated at Philadelphia and Toledo un the terms of SCANfining   Process Licence and Engineering Agreements LMS0212.16a and LMS0212.16c,   respectively. These three licensed units are collectively referred to below   as “licensed Units”. The DBS will contain the information specified in   Attachmetn A-1 for the first Licensed Unit
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
ExxonMobil Catalyst Technologies LLC
   4500 Bayway Drive
   Baytown, Texas 77520
    	
 
    	
(U.S. $3.25) per POUND   of EM-5100R
   CATALYST to EMCT for each
   shipment of EM-5100R CATALYST
   to SUNOCO’S DESIGNATED
   RECEIVING POINT (“PLACEMENT FEE”)
    	
 
    	
 
    	
 
    	
Periodic lease fees for
   EM-5100R CATALYST,
   as set forth in (a), (b)
   and (c) below
   (“PERIODIC FEES”).
    	
 
    	
Within thirty
   (30) days
   after the
   date of
   each invoice
    	
 
    	
March 27, 1998
    	
 
    	
SUNOCO shall lease
   from EMCT, and EMCT
   shall lease and ship to SUNOCO
   one NORMAL LOAD of EM-5100R
   CATALYST for use in the commercial operation of one of the ALKYLATORS in the   CUMENE UNIT and EMCT shall commit to supply such NORMAL LOAD for a period of   up to six (6) months after the EFFECTIVE DATE.
    

 

Software Related Licenses

 

	
Application
   ID #
    	
 
    	
Application
   Name
    	
 
    	
Application
   Description
    	
 
    	
License
   Type
    	
 
    	
Software
   Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-847
    	
 
    	
CME
    	
 
    	
Engineering drawing repository
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Application
   ID #
    	
 
    	
Application
   Name
    	
 
    	
Application
   Description
    	
 
    	
License
   Type
    	
 
    	
Software
   Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-566
    	
 
    	
Berwanger PPM PPDS
    	
 
    	
Relief valve sizing tool & management   database
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-669
    	
 
    	
LeakDAS
    	
 
    	
Fugitive emissions inspection/remediation database.
    	
 
    	
Per Tag
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-670
    	
 
    	
LeakDAS Mobile
    	
 
    	
Fugitive emissions detector interface for LeakDAS.   Installs on Windows Mobile devices and connects to measurement tool via   Bluetooth.
    	
 
    	
Device
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-681
    	
 
    	
MobiControl
    	
 
    	
Mobile device management and inventory software.   Used for Marlin, LeakDAS, Tiscor and other windows mobile devices.
    	
 
    	
Device
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-733
    	
 
    	
Shell Lubrication Management
    	
 
    	
Equipment lube oil specification and tracking tool
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-737
    	
 
    	
SKF Machine Suite
    	
 
    	
Operator Driven Reliabilty tool. Works with the   Marlin handheld for equipment monitoring and operator inspections.
    	
 
    	
Device
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-739
    	
 
    	
SmartPlant Instrumentation
    	
 
    	
Instrument index and design tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-767
    	
 
    	
Welding Pro Write
    	
 
    	
Welder certification tracking database
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-838
    	
 
    	
Advisor
    	
 
    	
Aspentech Yield Accounting System
    	
 
    	
Token
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-841
    	
 
    	
AtOMS
    	
 
    	
Operations package to enter oil movements and   inventories
    	
 
    	
Token
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-828
    	
 
    	
ePRiSM
    	
 
    	
Training management system
    	
 
    	
Named User
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-818
    	
 
    	
PI
    	
 
    	
OSISoft Production UDS/ACE PI Servers
    	
 
    	
tag
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-810
    	
 
    	
Sql*LIMS
    	
 
    	
LIMS Laboratory Management Information System
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Application
   ID #
    	
 
    	
Application
   Name
    	
 
    	
Application
   Description
    	
 
    	
License
   Type
    	
 
    	
Software
   Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-837
    	
 
    	
Visual Mesa
    	
 
    	
Optimizes the utilization of steam and other energy   sources by modeling the refinery and receiving actual energy used from PI
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-798
    	
 
    	
Synthesis (Entessa)
    	
 
    	
Marine Scheduling Application for Barges and Vessels
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-906
    	
 
    	
EMPAC 8.6
    	
 
    	
Asset Management System - CMMS
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-924
    	
 
    	
PCMS
    	
 
    	
Plant Condition Management System - Inspections
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-902
    	
 
    	
Smart Staff
    	
 
    	
Union Overtime Management System (MH and PH)
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-912
    	
 
    	
TRACK
    	
 
    	
Contractor Management System
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-884
    	
 
    	
Globalview
    	
 
    	
DTN service providing real-time market information   for the energy commodities market — high-end analytical software, streaming   price quote and news services.
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-865
    	
 
    	
Impact Weather
    	
 
    	
Application used to obtain and monitor weather   information provided by third-party vendor
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-870
    	
 
    	
Leaks Detection System
    	
 
    	
Application used to monitor all leak reporting and   supervisor awareness. Used in all facilities.
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-528
    	
 
    	
Alan Bradley PLC5 Panel Builder (Rockwell)
    	
 
    	
Human-Machine Interface configuration utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-543
    	
 
    	
API Technical DataBook
    	
 
    	
Chemical Properties Reference
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-558
    	
 
    	
AutoCAD
    	
 
    	
Computer Aided Design Tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Application
   ID #
    	
 
    	
Application
   Name
    	
 
    	
Application
   Description
    	
 
    	
License
   Type
    	
 
    	
Software
   Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-559
    	
 
    	
AutoCAD Electrical
    	
 
    	
Electrical plug-in toolset   for AutoCAD
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-561
    	
 
    	
Autodesk Inventor   Object Enabler for AutoCAD
    	
 
    	
3D rendering plug-in   for AutoCAD
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-562
    	
 
    	
Autodesk MAP 3D
    	
 
    	
GIS mapping plug-in for   AutoCAD (for pipline integrity)
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-563
    	
 
    	
Autodesk Raster Design
    	
 
    	
Raster-Vector hybrid   drawing management plug in for AutoCAD
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-576
    	
 
    	
Caesar II
    	
 
    	
Piping network stress   calculation tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-585
    	
 
    	
COADE TANK
    	
 
    	
Tank   evaluation & design tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-590
    	
 
    	
CopyFile Toolhound
    	
 
    	
Tool crib management   tool
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-600
    	
 
    	
DNV Software PHAST
    	
 
    	
Release dispersion   modeling tool
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-609
    	
 
    	
Enervista (GE Power   Mgmt)
    	
 
    	
GE protective relay   configuration tool
    	
 
    	
Device
    	
 
    	
no
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-613
    	
 
    	
eTap
    	
 
    	
Electrical   short-circuit analysis and planning software
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-625
    	
 
    	
Flowel
    	
 
    	
Orifice sizing tool
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-663
    	
 
    	
Guardian
    	
 
    	
Weather alert service   for Northeast
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-646
    	
 
    	
Hero
    	
 
    	
Fugitive emissions   tracking and auditing tool (works in conjunction with LeakDAS)
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-651
    	
 
    	
Honeywell Knowledge   Builder
    	
 
    	
Honeywell DCS reference   electronic bookset
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-653
    	
 
    	
HTRI Xchanger Suite
    	
 
    	
Heat Exchanger Design   tool
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-662
    	
 
    	
Imagenation
    	
 
    	
Engineering drawing   viewer & markup tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-664
    	
 
    	
Industry Standards   (I.H.S.)
    	
 
    	
Industy Standard   subscription service
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Application
   ID #
    	
 
    	
Application
   Name
    	
 
    	
Application
   Description
    	
 
    	
License
   Type
    	
 
    	
Software
   Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-676
    	
 
    	
MathCAD
    	
 
    	
Advanced mathematical   solver. Used to visually demonstrate and document design calculations
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-679
    	
 
    	
MindManager Pro
    	
 
    	
Mind mapping software   for brainstorming and prototyping
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-680
    	
 
    	
MiniTab
    	
 
    	
Statistical analysis   tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-695
    	
 
    	
PEBuild
    	
 
    	
Honeywell DCS   configuration tool
    	
 
    	
Device
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-701
    	
 
    	
PES - PRO/II
    	
 
    	
Process Modeling Tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-710
    	
 
    	
Proworx
    	
 
    	
Modicon PLC programming   tool
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-712
    	
 
    	
PV-Elite
    	
 
    	
Vessel erfor stress   calculator
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-720
    	
 
    	
RISA-3D
    	
 
    	
3D structural analysis   tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-732
    	
 
    	
SHARC Model System
    	
 
    	
Fluidized Cat Cracker   model
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-740
    	
 
    	
SmartPlant Review
    	
 
    	
3D model review tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-758
    	
 
    	
VCEDamage
    	
 
    	
Damage assessment tool
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-759
    	
 
    	
VCESage
    	
 
    	
Corrosion analysis tool
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-761
    	
 
    	
VIM CEMLINK5 Client
    	
 
    	
Continuous emissions   monitoring gateway
    	
 
    	
Device
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-833
    	
 
    	
NWA Quality Analyst   LANpa
    	
 
    	
Statistical SQC package   used by LIMS and lab
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-831
    	
 
    	
Opus Professional
    	
 
    	
CBT creation tool. Used   with Eprism
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-836
    	
 
    	
Pace CTR
    	
 
    	
Industry Benchmark data   gathering and reporting tool
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-835
    	
 
    	
Pace CTR - Diesel
    	
 
    	
Industry Benchmark data   gathering and reporting tool
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-819
    	
 
    	
PI Active View
    	
 
    	
OSISoft Package Display   Viewer
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-822
    	
 
    	
PI DataLink
    	
 
    	
OSISoft Excel Add-in   Data Extraction Software
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Application
   ID #
    	
 
    	
Application
   Name
    	
 
    	
Application
   Description
    	
 
    	
License
   Type
    	
 
    	
Software
   Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-825
    	
 
    	
PI Process Book
    	
 
    	
OSISoft Package Display   Creation Software
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-780
    	
 
    	
HCAMS
    	
 
    	
Crude Assay Data used   in PIMS and SCOPES
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-904
    	
 
    	
API-RBI
    	
 
    	
Risk Based Inspection   Module
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-901
    	
 
    	
PHA Works
    	
 
    	
Process Hazard Analysis   Software
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-900
    	
 
    	
Entek
    	
 
    	
Vibration Analysis and   Reporting
    	
 
    	
Device
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-749
    	
 
    	
Transfer
    	
 
    	
Honeywell DCS data file   conversion utility
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-501
    	
 
    	
1900 General Purpose Equipment   Monitor (1900 Configuration Software V3.10)
    	
 
    	
Vibraton Monitoring   equipment configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-502
    	
 
    	
3500 Software — Comm   Gateway Port Test Utility Rack Config Software
    	
 
    	
Vibraton Monitoring   equipment configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-503
    	
 
    	
375 Easy Upgrade,   Programming Utility, Distribution (v 1.3.0 in EP)
    	
 
    	
Rosemount instrument   configuration utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-504
    	
 
    	
4200TNG - Transmation   Software & Databases
    	
 
    	
Instrument configuration   software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-505
    	
 
    	
505 HI Configurator 2.0
    	
 
    	
Siemens PLC   configuration tool (DOS)
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-506
    	
 
    	
505 Softshop v3.20 SP2
    	
 
    	
Siemens PLC   configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-507
    	
 
    	
620 Winloader V5.4.4   433 Logic Manager
    	
 
    	
Honeywell PLC   programming tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Application
   ID #
    	
 
    	
Application
   Name
    	
 
    	
Application
   Description
    	
 
    	
License
   Type
    	
 
    	
Software
   Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-508
    	
 
    	
AAS Training — Advanced   Analytical Solutions
    	
 
    	
Inline analyzer   configuration/monitoring utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-509
    	
 
    	
AB 6200
    	
 
    	
Allen-Bradley PLC   configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-510
    	
 
    	
ABU - Alan Bradley   Utilities/Software
    	
 
    	
Allen-Bradley PLC   configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-512
    	
 
    	
Advanced Winding   Analyzer v4.4.1
    	
 
    	
Motor winding condition   evaluation tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-529
    	
 
    	
Alber BatterY Analysis   v. 1.7.0.8
    	
 
    	
erform monitoring   software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-530
    	
 
    	
Ametalk for 880
    	
 
    	
Annunciator panel   configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-531
    	
 
    	
Ametek 931/932   Configurator (MH)
    	
 
    	
Annunciator panel   configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-532
    	
 
    	
Ametek Annunciator   Config
    	
 
    	
Annunciator panel   configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-541
    	
 
    	
ANCRLL Triconiconics
    	
 
    	
Triconics PLC   configuration utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-542
    	
 
    	
APC - Optichrom Advance   8.1
    	
 
    	
Inline analyzer   configuration/monitoring utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-560
    	
 
    	
Autodesk DWF Viewer
    	
 
    	
AutoCAD web drawing   viewer
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-567
    	
 
    	
BMS v3.4.12
    	
 
    	
Batery monitoring   software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-584
    	
 
    	
Cimplicty - Machine   View V4.0 Build 2832
    	
 
    	
GE Fanuc HMI erformsally   utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-588
    	
 
    	
CompuTrace v 2.01
    	
 
    	
Heat tracing sizing   tool
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-589
    	
 
    	
Control Logix -   Rockwell Software
    	
 
    	
ControlLogiz   PLC/Panelview configuration utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-592
    	
 
    	
COS SAAB Radar Software
    	
 
    	
Radar gauge erformsal   utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Application
   ID #
    	
 
    	
Application
   Name
    	
 
    	
Application
   Description
    	
 
    	
License
   Type
    	
 
    	
Software
   Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-594
    	
 
    	
CTI Toolkit
    	
 
    	
Cooling tower   optimization tool
    	
 
    	
Site
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-595
    	
 
    	
Daniel Mon (Daniels   Config25 Totalizer Program) (MON2000)
    	
 
    	
Flow meter monitoring/ erformsally   too
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-596
    	
 
    	
Daniel MON 2000 Gas   Chromatograph
    	
 
    	
Online analyzer
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-603
    	
 
    	
Dran-View 6 V6.5.0   (DRAN-VIEW Pro - MH Inst & Elec old version)
    	
 
    	
Electrical condition   monitoring tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-616
    	
 
    	
Fairbank
    	
 
    	
Truck scale interface
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-617
    	
 
    	
Fastrack Motion PLC
    	
 
    	
Modicon PLC programming   tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-619
    	
 
    	
FileOpen Web Client
    	
 
    	
Intellectual property   encryption key
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-622
    	
 
    	
Fisher Porter Software
    	
 
    	
Fisher MUX   configuration tool
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-623
    	
 
    	
Fisher Specification   Manager
    	
 
    	
Valve Sizing utility
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-626
    	
 
    	
FlowServe
    	
 
    	
Pump sizing software
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-627
    	
 
    	
FlukeView
    	
 
    	
Electrical measurement   data capture tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-636
    	
 
    	
FS700W (Fireye scanner)
    	
 
    	
Flame detector   programming software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-639
    	
 
    	
Ge Fanuc Software -   VersaPro
    	
 
    	
GE Fanuc PLC   programming tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-640
    	
 
    	
GE PLC’s LM90
    	
 
    	
GE Fanuc PLC   programming tool (DOS)
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-641
    	
 
    	
GeRemote IO Manager   (HWC)
    	
 
    	
GE Fanuc PLC i/o   configuration utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-642
    	
 
    	
HART Server
    	
 
    	
Rosemount erformsa   configuration software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-643
    	
 
    	
HART Tri-Loop   Configuration
    	
 
    	
Rosemount instrument configuration   software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Application
   ID #
    	
 
    	
Application
   Name
    	
 
    	
Application
   Description
    	
 
    	
License
   Type
    	
 
    	
Software
   Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-649
    	
 
    	
HIM Configuration
    	
 
    	
HART loop interface and   monitor
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-668
    	
 
    	
K800 Phoenix Plus
    	
 
    	
Gas Pump control /   management tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-678
    	
 
    	
Megger ProActiv
    	
 
    	
Batery monitoring   software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-682
    	
 
    	
Modbus 32 Simulator
    	
 
    	
Modbus   configuration/diagnostic tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-687
    	
 
    	
MSW201TL PGM Triconics   PLC
    	
 
    	
Triconics PLC   configuration utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-693
    	
 
    	
Panel Builder32
    	
 
    	
Allen-Bradley HMI erformsally   utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-694
    	
 
    	
PanelView Firmware   Upgrade
    	
 
    	
Allen-Bradley HMI erformsally   utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-703
    	
 
    	
Petrocount
    	
 
    	
Gas dispenser   management software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-711
    	
 
    	
Pruftechnik Alignment   Center
    	
 
    	
Machinery alignment   tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-713
    	
 
    	
Quick Size
    	
 
    	
Valve Sizing utility
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-717
    	
 
    	
RecipWin
    	
 
    	
Compressor optimization   tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-721
    	
 
    	
Roclink 800
    	
 
    	
Allen-Bradley PLC   configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-722
    	
 
    	
RsLinx Lite
    	
 
    	
Allen-Bradley PLC configuration   tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-723
    	
 
    	
RsLogix5, 500, 5000
    	
 
    	
Allen-Bradley PLC   configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-724
    	
 
    	
Saab Marine Electronic
    	
 
    	
Radar gauge erformsal   utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-725
    	
 
    	
SAAB Rosemount
    	
 
    	
radar guage   configuration software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-726
    	
 
    	
Saab Tank Gauging   (Interface)
    	
 
    	
Interface Saab Data to   PI System
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-731
    	
 
    	
Select-A-Fuse
    	
 
    	
Fuse sizing tool
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-734
    	
 
    	
Simple Logger
    	
 
    	
Electrical test   equipment data capture
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Application
   ID #
    	
 
    	
Application
   Name
    	
 
    	
Application
   Description
    	
 
    	
License
   Type
    	
 
    	
Software
   Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-736
    	
 
    	
SizeMaster
    	
 
    	
Valve Sizing utility
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-742
    	
 
    	
Tank Calculation   Program
    	
 
    	
Radar gauge erformsal   utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-744
    	
 
    	
TI Config
    	
 
    	
Siemens tank gauging   PLC programming software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-746
    	
 
    	
TISoft
    	
 
    	
Siemens tank gauging   PLC programming software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-750
    	
 
    	
Transmation Database
    	
 
    	
Instrument   configuration software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-748
    	
 
    	
Trap Manager
    	
 
    	
Steam Trap maintenance   tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-751
    	
 
    	
Tri Loop
    	
 
    	
Rosemount HART loop   configuration utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-752
    	
 
    	
Troubleshooting - Motor   Control Circuits
    	
 
    	
Motor starter   troubleshooting training CBT
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-755
    	
 
    	
ValSpeq
    	
 
    	
Valve sizing utilty
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-756
    	
 
    	
ValveLink
    	
 
    	
Rosemount instrument   configuration and diagnostic utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-757
    	
 
    	
ValVue®2
    	
 
    	
Dresser smart valve   configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-769
    	
 
    	
Windrock
    	
 
    	
Engine   analysis & erformsall tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
ECMPS
    	
 
    	
Emissions Collection   and Monitoring Plan System for NOX budget reporting
    	
 
    	
Local
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Application
   ID #
    	
 
    	
Application
   Name
    	
 
    	
Application
   Description
    	
 
    	
License
   Type
    	
 
    	
Software
   Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
 
    	
 
    	
Tanks 4.09d
    	
 
    	
- Used for regulatory   reporting 

 

EPA requires reporting   of tank emissions and has provided a PC application, called TANKS, to help   with the speciation and calculations needed to make these reports. The EPA   also allows the local state associations to assure that these reports are   filed.
    	
 
    	
Local
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
Tier 2 Submit
    	
 
    	
- Used for regulatory   reporting 

 

Tier2 Submit is a   software program developed by the Environmental Protection Agency (EPA) and   National Oceanic Atmospheric Administration (NOAA) for use by facilities to   enter and submit Emergency Planning and Community Right-to-Know Act (EPCRA)   311/312.
    	
 
    	
Local
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
TRI-ME
    	
 
    	
- Used for regulatory   reporting 

 

The Toxics Release   Inventory (TRI) is a publicly available EPA database that contains   information on toxic chemical releases and other waste management activities   reported annually by certain covered industry groups as well as federal   facilities.
    	
 
    	
Local
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Application
   ID #
    	
 
    	
Application
   Name
    	
 
    	
Application
   Description
    	
 
    	
License
   Type
    	
 
    	
Software
   Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
 
    	
 
    	
Water 9
    	
 
    	
- Used for regulatory reporting
    
   Wastewater treatment model for estimating air emissions for waste   constituents
    	
 
    	
Local
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
Microsoft Office & Client Access License
    	
 
    	
Office Professional
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
Microsoft Visio
    	
 
    	
Drawing
    	
 
    	
Corporate SAS
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
Sophos
    	
 
    	
Desktop Anti Virus
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
XP
    	
 
    	
Operating System
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
Windows Server
    	
 
    	
Operating System
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
 
    	
 
    	
Citrix Server
    	
 
    	
0
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
 
    	
 
    	
Altiris Desktop Agent
    	
 
    	
Inventory & deployment agent
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
Altiris Server Agent
    	
 
    	
Inventory agent
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
Altiris Deployment Server
    	
 
    	
Deployment Server
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
 
    	
 
    	
Safeguard Easy (Utimaco)
    	
 
    	
Encryption
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
High
    	
 
    	
Transfer
    
	
 
    	
 
    	
Adobe Writer Standard
    	
 
    	
PDF Writer
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
Corp-025
    	
 
    	
SharePoint
   (aka Sunoco@Work)
    	
 
    	
Application used for collaboration, enterprise   search & document management
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Schedule 4.13(f)

 

Transferred Owned Refinery IP

 

1.              All Software (regardless of whether in-licensed or proprietary) set forth on Schedule 2.4(f) and all other Excluded Assets.

 

2.              [TSA]

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

142

 

Schedule 4.14(a)

 

Refinery Owned Real Property and Refinery Leased Real Property

 

1.              Schedule 1.1B is hereby incorporated by reference.

 

2.              See below:

 

Property Leased by SUN, as lessor, pursuant to the following lease agreements:

 

	
Lessee
    	
 
    	
Description
    	
 
    	
AR
    	
 
    	
Comments
    
	
Texas Eastern increases
    	
 
    	
Metering/Regulating station
    	
 
    	
$25K/yr
    	
 
    	
yr to yr rental, CPI
    
	
CFS 2907
    	
 
    	
(1)ac land lease for prkng
    	
 
    	
$4253.98/mo
    	
 
    	
5 yr lease exp 12/31/16
    
	
Colonial P/L
    	
 
    	
Metering/Regulating station
    	
 
    	
$21,910/yr
    	
 
    	
yr to yr, 5% annual inc
    

 

Property Leased by SUN, as lessee, pursuant to the following lease agreements:

 

	
Lessor
    	
 
    	
Description
    	
 
    	
AP
    	
 
    	
Comments
    
	
CSX
    #BOL29585
    	
 
    	
16” p/l crossing
    	
 
    	
$120/yr
    	
 
    	
License
    
	
CSX
    #BOL00074
    	
 
    	
elec conduit under tracks
    	
 
    	
$100/yr
    	
 
    	
License
    
	
CSX
    #BOL00074
    	
 
    	
sewer line crossing
    	
 
    	
$100/yr
    	
 
    	
License
    
	
CSX
    #BOL00074
    	
 
    	
road p/l tunnels
    	
 
    	
$100/yr
    	
 
    	
License
    
	
CSX
    #BOL00074
    	
 
    	
overhead elec crossing
    	
 
    	
$100/yr
    	
 
    	
License
    
	
CSX
    #BOL38841
    	
 
    	
misc pole/anchor/guy lines
    	
 
    	
$25/yr
    	
 
    	
License
    
	
CSX
    #BOL49613
    	
 
    	
3” & 8” oil p/l crossing
    	
 
    	
$225/yr
    	
 
    	
License
    
	
CSX
   #BOL43172
    	
 
    	
6”, 14”, 12” p/l crossing
    	
 
    	
$500/yr
    	
 
    	
License
    
	
CSX
   #BOL38842
    	
 
    	
4 p/l crossings
    	
 
    	
$400/yr
    	
 
    	
License
    
	
PGW
    	
 
    	
fencing permit on Passyunk
    	
 
    	
N/C
    	
 
    	
 
    
	
B&O RR
    	
 
    	
elevation of tracks in North Yard
    	
 
    	
N/C
    	
 
    	
 
    
	
PECO
    	
 
    	
various attachments to their poles
    	
 
    	
$47.25/yr
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

143

 

Schedule 4.14(b)(i)

 

Utilities and Facilities

 

None.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

144

 

Schedule 4.14(b)(ii)

 

Condemnation and Eminent Domain Proceedings

 

None.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

145

 

Schedule 4.14(c)

 

Sufficiency of Assets

 

1.              As is customary, Sunoco and the Contributing Subsidiaries have no Contracts with pipeline carriers with respect to common carrier pipelines because such common carrier lines are governed by FERC and the applicable FERC tariff which applies to all shippers on a line.  Accordingly, NewCo or the Intermediary will need to obtain prior to Closing new shipper status on such common carrier pipelines in accordance with such carrier’s rules and regulations, including credit support requirements.

 

2.              Schedule 8.13 is hereby incorporated by reference.

 

3.              Sunoco’s Refinery Business is currently conducted as part of its overall business under various federal and state motor fuel excise tax licenses.  These licenses will not be transferable to NewCo.  NewCo will be required to obtain new federal and state excise tax licenses prior to engaging in the distribution of motor fuels.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

146

 

Schedule 4.16

 

Affiliate Transactions

 

1.              Refinery Lease dated September 1, 1989 by and between Atlantic Refining & Marketing Corp. (as landlord) and Sunoco, Inc. (R&M) (f/k/a Sun Refining and Marketing Company), as amended December 1, 1992 and December 15, 2000.(4)

 

2.              Pipeline Services Agreement dated January 12, 2004 by and between Sunoco, Inc. (R&M) and Sunoco Pipeline L.P. for the provision of certain pipeline services.

 

(4)    NTD: In response to V&E’s question about how this is possible, Atlantic Refining & Marketing owns the Point Breeze side of the refinery and leases the refinery and the land to R&M.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

147

 

Schedule 5.3

 

No Violation; Consents and Approvals

 

None.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

148

 

Schedule 7.1(a)(i)

 

Refinery Employees Located at Refinery(5)

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00167241
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Oper App Iii - 8 Hr Rt
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085592
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/21/1991
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169886
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085253
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085131
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/10/1993
    	
 
    	
Sr Project Engr Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085572
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/7/1972
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160480
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083374
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/1978
    	
 
    	
Fire & ER Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160481
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

(5)    Employee names to be provided.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

149

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00148149
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084975
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/2/1993
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084974
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085532
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/13/1971
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00098729
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/22/1999
    	
 
    	
Med Prac: Occ Nurse III
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160006
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/21/2006
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00144585
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/9/2004
    	
 
    	
Inspector Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155240
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/9/2006
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085861
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/27/1998
    	
 
    	
Head Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084928
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1972
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167244
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084858
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
Lab Tech VI
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153995
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

150

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00082062
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/7/1989
    	
 
    	
Mgr, Environ & OEMS (Phila)
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160645
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/18/2006
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155739
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/2006
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00166700
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/9/2007
    	
 
    	
Sr Proc Engr I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148150
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160484
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156023
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139559
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/1/1995
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085050
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/1988
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088707
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

151

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00129096
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084881
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1989
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169899
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160486
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082876
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Fire & ER Shift Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085562
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Sr Maint Shift Supv
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134588
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/7/2003
    	
 
    	
Welder Rate Protected
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085511
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1977
    	
 
    	
Emer.Resp.Tech-F/Q-8Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157126
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/13/2007
    	
 
    	
Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163930
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/10/2009
    	
 
    	
Lab Tech II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00095932
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/7/1999
    	
 
    	
Plng Econ Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085615
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

152

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00167255
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155239
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/9/2006
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169906
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00124704
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/8/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085514
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1989
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160646
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/18/2006
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00128498
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/30/2002
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085500
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1976
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167258
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085482
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085513
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/8/1991
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148151
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

153

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00083485
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/20/1999
    	
 
    	
Medical Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169876
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145467
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/7/2004
    	
 
    	
Mechanic Refinery (RP)/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00054372
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/26/1985
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00121948
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/2002
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085321
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083313
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1985
    	
 
    	
Sr Environ Consult
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109946
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081503
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/2/1991
    	
 
    	
Operations Mgr - Phila.
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083100
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1986
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156536
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/20/2006
    	
 
    	
Sr Proj Engr 1
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169895
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

154

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085497
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/22/1974
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084902
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/20/1970
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167263
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084827
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085076
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/2/1993
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160488
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085178
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/19/1980
    	
 
    	
Planner/Scheduler
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084861
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
OPS Planner
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164662
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Lab Tech VI
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134921
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/15/2003
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00158377
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/14/2007
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169879
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/17/2005
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

155

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085474
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/1/1976
    	
 
    	
Enrgy Cnsrvtn Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084863
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167277
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00113310
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/20/2005
    	
 
    	
Admin Asst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085553
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/28/1974
    	
 
    	
Sr Maint Shift Supv
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084927
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/28/1996
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085357
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1989
    	
 
    	
Lead Outside Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00171235
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/3/2008
    	
 
    	
Welder Rate Protected
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00138140
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085502
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/1993
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085392
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/10/1970
    	
 
    	
Welder Rate Protected
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085543
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/1975
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

156

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00084992
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/14/1989
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082883
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/13/1989
    	
 
    	
Sr Planner/Sched
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148275
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00124705
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/8/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085002
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/1980
    	
 
    	
Tech Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00140608
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/2004
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167297
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167298
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157134
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/17/2006
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083261
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/12/1987
    	
 
    	
Reliab, Inspec &   Corros Consul
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

157

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085594
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/13/1992
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145197
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/7/2004
    	
 
    	
Mech Inst(MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085319
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1977
    	
 
    	
Welder Rate Protected
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085026
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Oper Tr Ii - 8 Hr Rt
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00166075
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/11/2007
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084862
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/4/1973
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00086988
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Planning Coord
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109921
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Lead Outside Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00166486
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/25/2007
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00174728
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/15/2008
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139276
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/1/1994
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00121949
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/2002
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

158

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085117
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085372
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085333
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085597
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00129093
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/2003
    	
 
    	
Control Room Operator   II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00138141
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/14/2004
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084878
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/15/1988
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00138142
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00173968
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/28/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139320
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1985
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085004
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

159

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085247
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00154000
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Mechanic Refinery   (RP)/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085132
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Facility Shift Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155523
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/23/2006
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085049
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/24/1989
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085198
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Facility Shift Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085582
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/12/1973
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00131233
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/19/2003
    	
 
    	
Control Room Operator   II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084997
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/11/1983
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00174216
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088700
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139336
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1985
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

160

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00083298
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/29/1969
    	
 
    	
Service Delivery Site   Lead
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085713
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/9/1973
    	
 
    	
OPS Planner
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085295
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/15/1975
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085544
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/13/1992
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00127621
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/28/2002
    	
 
    	
Electrical/Instrum Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085208
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164640
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Lab Tech VI
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085141
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/21/1997
    	
 
    	
Sr Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085501
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/13/1992
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164663
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160489
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

161

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00154806
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/12/2005
    	
 
    	
Sr Process Engr   Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00136804
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/22/2003
    	
 
    	
Med Prac: Occ Nurse III
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085019
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00126626
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/23/2002
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081516
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/21/1990
    	
 
    	
Lab Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00183153
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/27/2010
    	
 
    	
Office Assistant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085126
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/28/1992
    	
 
    	
Sr Associate   Planner/Scheduler
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00095286
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/30/1999
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085577
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/2/1989
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139347
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/1/1986
    	
 
    	
Area Process Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

162

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085623
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/1989
    	
 
    	
Sr Systems Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00161250
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/2006
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109997
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085012
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00138143
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2003
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169880
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081522
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/22/1989
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163169
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/22/2007
    	
 
    	
Sr Chemical Spec I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00138139
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2003
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083315
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/16/1979
    	
 
    	
Maintenance Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00132633
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/9/2003
    	
 
    	
Administrative Asst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085133
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1986
    	
 
    	
Area Process Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

163

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00184837
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/31/2011
    	
 
    	
Proc Engr I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164479
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/2/2007
    	
 
    	
Sr Chemical Spec I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085136
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/14/1985
    	
 
    	
Refinery Fin Anal
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085003
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Storesperson
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00131234
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/19/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00166678
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/9/2007
    	
 
    	
Assoc Sr Process Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00161255
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/2006
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00125345
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/5/2002
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085461
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/1/1983
    	
 
    	
Mech Inst(MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148152
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085020
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/16/1989
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156534
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/20/2006
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

164

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085159
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00170244
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/10/2007
    	
 
    	
Construction Proj Mgr   III
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085634
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/1978
    	
 
    	
Sr Environ Engr Spec 1
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084998
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085188
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/26/1979
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085406
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/15/1974
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085644
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/1995
    	
 
    	
Process Engr Spec   Consultant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085017
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085065
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/11/1983
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085029
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085256
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1992
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

165

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00156026
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084925
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/8/1988
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163106
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/27/2008
    	
 
    	
Oper Tr Entry - 8 Hr Rt
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084855
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/1/1977
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085299
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/2/1994
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085030
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00161899
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/13/2006
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085054
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/4/1968
    	
 
    	
Storesperson
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085288
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/13/1992
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084841
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00149574
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/18/2005
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085163
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/8/1980
    	
 
    	
Fire & ER   Shift Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

166

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085650
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Operations Assistant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082658
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1995
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080646
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/10/1992
    	
 
    	
Lab Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00162361
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/11/2006
    	
 
    	
Plant Protection   Officer
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080210
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/6/1982
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084893
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/6/1970
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167299
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00142395
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/2004
    	
 
    	
Fire & ER   Shift Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00128340
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/2002
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163171
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/22/2007
    	
 
    	
Concept Squad Mech/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085027
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

167

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00084952
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/29/1992
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153722
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/17/2005
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00127806
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/4/2004
    	
 
    	
Sr Environ Engr Spec 1
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153727
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/17/2005
    	
 
    	
Control Room Operator   II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085518
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1976
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167194
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00129359
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/10/2003
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084931
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/2/1993
    	
 
    	
Lab Tech III
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082692
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/30/1994
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083235
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/2/1989
    	
 
    	
Mgr NER Procss Control
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00059210
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/22/1975
    	
 
    	
Enrgy Cnsrvtn Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

168

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085047
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/25/1968
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160530
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Lead Outside Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084892
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088704
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085150
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/5/1968
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00121152
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/4/2002
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085156
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/29/1980
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084866
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/2/1988
    	
 
    	
Planner/Scheduler
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134612
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/7/2003
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00122094
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083078
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1995
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085519
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/23/1998
    	
 
    	
Sr Planner/Sched
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

169

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00126628
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/23/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085653
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/30/1989
    	
 
    	
Supt Maint Field Serv
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084847
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/18/1968
    	
 
    	
Storesperson
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084831
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/8/1979
    	
 
    	
Control Room Operator   II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139373
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/1/1990
    	
 
    	
Sr Planner/Sched
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169897
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088701
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083355
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/13/1989
    	
 
    	
Facility Shift Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085307
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1992
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169888
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00151786
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/25/2005
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085036
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/29/1980
    	
 
    	
Oper Tr Ii - 8 Hr Rt
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

170

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085414
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00115756
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/13/2001
    	
 
    	
Inspector Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148271
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Control Room Operator   II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156027
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085308
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/16/1988
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00100159
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/13/2000
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082758
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/30/1979
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084825
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00135341
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2003
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085593
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1978
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085281
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

171

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00174729
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/15/2008
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164652
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139197
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/1/1989
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156028
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00087052
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/1991
    	
 
    	
HES Auditor IV
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084906
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/24/1972
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083295
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/22/1989
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00147220
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/13/2004
    	
 
    	
Supt Maint (Refinery)
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00175612
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2008
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00171236
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/3/2008
    	
 
    	
Mechanic Refinery   (RP)/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084996
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/14/1980
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

172

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00080215
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/24/1989
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080207
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/28/1994
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00144150
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/12/2004
    	
 
    	
Lead Proc Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145468
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/7/2004
    	
 
    	
Welder Rate Protected
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085197
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/16/1980
    	
 
    	
Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082866
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/18/1996
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169764
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/12/2007
    	
 
    	
HR Generalist/Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00158375
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/13/2007
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084967
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/28/1993
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088693
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00174332
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/18/2008
    	
 
    	
Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

173

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085402
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085173
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1972
    	
 
    	
Facility Shift Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085415
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Mech Inst(MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164660
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160492
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080303
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/1/1992
    	
 
    	
Process Engr Spec   Consultant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085014
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/8/1984
    	
 
    	
Sr Planner/Sched
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085314
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085585
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1992
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148156
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Control Room Operator   II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

174

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00164665
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084969
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084944
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/24/1990
    	
 
    	
Emer.Resp.Tech-F/Q-8Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084834
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/2/1993
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084929
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1994
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148196
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00141070
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/22/2004
    	
 
    	
Sr Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085510
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1976
    	
 
    	
Lead Outside Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00095532
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/29/1998
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085558
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085528
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/21/1969
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

175

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085600
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1976
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083069
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1995
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157087
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/17/2006
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00122095
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00168836
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/1/2007
    	
 
    	
Plant Protection   Officer
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153724
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/17/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084939
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153996
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085258
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/1/1976
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085043
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/14/1980
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

176

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00129094
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/2003
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085346
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1977
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00171456
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/3/2008
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084973
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/13/1993
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085679
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/16/1975
    	
 
    	
Turnaround Project Mgr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156029
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139437
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/14/2001
    	
 
    	
Sr Process Engr   Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00124706
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/8/2002
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085303
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/29/1974
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088694
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

177

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00124707
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/8/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084895
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/13/1993
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085080
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1994
    	
 
    	
Welder Rate Protected
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00154004
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00140612
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/2004
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139442
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/1/1991
    	
 
    	
Sr Maint Shift Supv
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085320
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085082
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/11/1983
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085061
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00131235
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/19/2003
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167321
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

178

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00167743
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/20/2007
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085362
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/22/1974
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00187069
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/21/2011
    	
 
    	
Entry-Instrument
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085363
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085485
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00129092
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/2003
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085539
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/1/1978
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163752
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/19/2007
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00126256
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/3/2002
    	
 
    	
Systems Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139447
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/4/2001
    	
 
    	
Supt Maint (Refinery)
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085304
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/10/1989
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085554
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/21/1991
    	
 
    	
Voc Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

179

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00088698
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085701
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/1/1978
    	
 
    	
Inspection   Superintendent
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085135
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/28/1980
    	
 
    	
Sr Process Engr   Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085298
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085074
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/13/1989
    	
 
    	
Welder Rate Protected
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085009
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/21/1987
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00154005
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00161254
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/2006
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084971
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167304
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00142716
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/1/1993
    	
 
    	
Refinery Fin Anal
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

180

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00155746
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/2006
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085445
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Back-Up Head Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139452
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/1/1994
    	
 
    	
Tech Mgr - Phila.
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00131232
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/19/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164961
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/16/2007
    	
 
    	
Sr Environ Engr Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085294
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/15/1989
    	
 
    	
Voc Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160497
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083306
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/14/1995
    	
 
    	
Area Process Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080191
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/25/1989
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085462
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

181

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00185430
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/18/2011
    	
 
    	
Plant Protection Officer
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085162
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/8/1976
    	
 
    	
Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085168
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/24/1992
    	
 
    	
Operations Assistant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139458
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/1/1989
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084913
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/25/1994
    	
 
    	
Tech Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139461
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/1/1987
    	
 
    	
Sr Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160498
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139273
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/19/2005
    	
 
    	
Lab Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00150514
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/31/2005
    	
 
    	
Assistant Inspector Equip Anal
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153992
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085534
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00126629
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/23/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

182

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00137598
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/20/2003
    	
 
    	
Sr Maint Shift Supv
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085475
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084976
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/8/1979
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167196
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085083
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/13/1993
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085400
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082652
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/29/1989
    	
 
    	
Inst Tech Lev IV
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084849
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1994
    	
 
    	
Concept Squad Mech(RP)/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082997
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/31/1985
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081940
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/7/1992
    	
 
    	
Medical Admin Asst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00152281
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/22/2005
    	
 
    	
Fire & ER Shift Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139472
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/5/2001
    	
 
    	
Lead Engr - Project
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

183

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00169889
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167302
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084859
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/11/1983
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084865
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/14/1974
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169717
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/12/2007
    	
 
    	
Emer.Resp.Tech-F/Q-8Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085057
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/10/1970
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00086350
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/16/1984
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00135342
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2003
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139486
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1993
    	
 
    	
Lab OEMS Doc/Rec   Coordinator
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084887
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/11/1983
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164650
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

184

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00083199
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/12/1980
    	
 
    	
Sr Proc Engr I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085272
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00107763
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/15/2001
    	
 
    	
General Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085007
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/26/1979
    	
 
    	
Sr Systems Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163742
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/19/2007
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00150391
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/31/2005
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00166677
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/9/2007
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085152
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Sr Planner/Sched
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085581
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/19/1975
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085287
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1978
    	
 
    	
Sr Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085296
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1992
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082673
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1995
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

185

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085777
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1977
    	
 
    	
Inspector Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085187
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1978
    	
 
    	
Sr Process Engr   Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084884
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/29/1980
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080229
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/6/1982
    	
 
    	
Mechanic Refinery   (RP)/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083360
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/9/1989
    	
 
    	
Proj Engr Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148276
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00101504
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/15/2000
    	
 
    	
Sr Chemical Spec I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160499
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085064
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167306
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00165404
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/21/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084838
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/20/1976
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

186

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00129080
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/2003
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167307
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085774
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/29/1980
    	
 
    	
Facility Shift Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145164
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/23/2004
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085118
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1989
    	
 
    	
Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00174102
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109930
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082737
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/10/1981
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085216
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Facility Shift Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00112623
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/4/2001
    	
 
    	
Chief Counsel
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084857
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/1/1989
    	
 
    	
Head Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145895
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/4/2004
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

187

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085069
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Mechanic Ref/HEO   (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157086
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/17/2006
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00179284
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/26/2009
    	
 
    	
Assoc Exec Secretary
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169890
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085018
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/26/1992
    	
 
    	
Tech Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00165683
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/2007
    	
 
    	
Sr Proc Engr I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00138145
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164302
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/19/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084959
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/21/1987
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083286
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/9/1990
    	
 
    	
Planning Coord
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139475
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/1/1994
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084856
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/1/1976
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

188

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085563
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00170674
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/21/2008
    	
 
    	
Sr Heal/Safety Spec I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085059
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/12/1981
    	
 
    	
Tech Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00173969
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/28/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085051
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/23/1968
    	
 
    	
Planner/Scheduler
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139483
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/1/1987
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153725
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/17/2005
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084910
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148202
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Lab Tech III
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084960
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/1988
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00142391
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/2004
    	
 
    	
Plant Protection Officer
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

189

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00171237
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/3/2008
    	
 
    	
Welder Rate Protected
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164644
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084985
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/16/1990
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167309
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00173335
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/23/2008
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164658
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167379
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Construction Proj Mgr IV
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084843
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/26/1996
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156031
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00187070
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/21/2011
    	
 
    	
Entry-Instrument
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084824
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169901
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

190

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00084991
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085536
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/24/1974
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084879
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160502
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156032
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085038
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/25/1974
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155749
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/2006
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167310
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167311
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134611
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/7/2003
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085249
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/21/1991
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

191

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00131236
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/19/2003
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085507
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1992
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00174730
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/15/2008
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00124708
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/8/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085366
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/16/1975
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085405
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/1/1973
    	
 
    	
Head Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00152784
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/18/1997
    	
 
    	
Construction Proj Mgr IV
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085476
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/23/1998
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00173332
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/23/2008
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153726
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/17/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00159697
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/7/2006
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

192

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00160503
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083345
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/20/1997
    	
 
    	
Sr Oper Econ Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00126630
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/23/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085218
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/16/1972
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164659
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081588
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/5/1994
    	
 
    	
OPS Planner
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00146584
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/1/2004
    	
 
    	
Associate Planner Scheduler
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084860
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1989
    	
 
    	
Storesperson
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134211
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/30/2003
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084965
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1994
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00140622
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/2004
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

193

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00163110
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/27/2008
    	
 
    	
Oper Tr Entry - 8 Hr Rt
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084921
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/14/1968
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164649
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084882
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1994
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085048
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/22/1966
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134617
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/7/2003
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00161251
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/2006
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169891
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085276
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148277
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/2/2005
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085385
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

194

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00174012
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085744
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/27/2001
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167313
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00174101
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2008
    	
 
    	
Lab Tech III
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083390
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081521
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/28/1991
    	
 
    	
Sr Project Engr Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164048
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/19/2007
    	
 
    	
Admin Asst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145162
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/23/2004
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080356
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085643
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/15/1990
    	
 
    	
Supt Planning & Scheduling
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160504
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00113132
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/28/2005
    	
 
    	
Asst Procurement Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

195

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00164646
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085070
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00101025
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/17/2000
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085169
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/20/1968
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139494
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1985
    	
 
    	
PSM Coordinator
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085260
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1989
    	
 
    	
Lead Engr - Project
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085484
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085016
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00158540
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/12/2006
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082949
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/23/1984
    	
 
    	
Inst Tech Lvl Iv
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085326
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1992
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139438
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/14/2000
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

196

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00131983
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/27/2003
    	
 
    	
H/S/Fire/PSM/Sec Reg Asst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00149573
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/18/2005
    	
 
    	
Sr Maint Shift Supv
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145161
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/23/2004
    	
 
    	
Concept Squad Mech/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139443
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1985
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164657
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085151
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/13/1993
    	
 
    	
Maintenance Training Consultan
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00161252
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/2006
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167459
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088705
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085259
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/1/1978
    	
 
    	
Sr Planner/Sched
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085005
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

197

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085040
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/20/1986
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139317
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/17/1999
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085483
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/15/1989
    	
 
    	
Back-Up Head Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160506
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139319
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/1/1991
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00116044
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/20/2001
    	
 
    	
Plng Econ Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160507
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169892
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085031
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/17/1969
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085690
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/10/1969
    	
 
    	
Lab Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169902
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00143822
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/28/2004
    	
 
    	
Sr Proj Engr 1
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

198

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085056
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109931
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00165108
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/30/2007
    	
 
    	
Proc Engr Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156034
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085494
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160508
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00129090
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084935
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/18/1975
    	
 
    	
PSM Coordinator
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085354
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/13/1992
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085068
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00140771
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/2004
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

199

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00174103
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167315
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164648
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157426
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/2006
    	
 
    	
Emer.Resp.Tech-F/Q-8Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169893
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00066959
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/13/2003
    	
 
    	
Inspector Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085248
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Back-Up Head Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00140630
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/2004
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00150217
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/19/2006
    	
 
    	
OP App I - 8 Hour Rate
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164664
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

200

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00138146
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2003
    	
 
    	
Lead Outside Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00126631
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/23/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088689
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00098508
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/3/2000
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088691
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085422
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/1973
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00101423
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/8/2000
    	
 
    	
Sr Systems Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00135343
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2003
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00141215
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/22/2004
    	
 
    	
Turnaround Project Mgr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00172557
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/18/2009
    	
 
    	
Proj Engr I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085300
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1976
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155854
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2006
    	
 
    	
Facility HR Manager - Phila
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

201

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00131881
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/2003
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160522
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085610
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/17/1973
    	
 
    	
Concept Squad Mech/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085612
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139570
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/1/1987
    	
 
    	
Sr Planner/Sched
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084936
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/17/1981
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085596
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1976
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00173970
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/28/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088702
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085697
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/22/1987
    	
 
    	
Training Asst.
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00170803
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/21/2008
    	
 
    	
Inspector
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085240
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/2/1981
    	
 
    	
Construction Project Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

202

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00126632
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/15/2003
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00168361
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/4/2007
    	
 
    	
Proj Mgr I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163434
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/5/2007
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00175613
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2008
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084940
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/30/1984
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164655
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169907
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139716
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/1/1990
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160523
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082826
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/18/1996
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160655
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/7/2008
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134618
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/7/2003
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

203

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085496
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/15/1974
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169894
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00135344
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2003
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00129087
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160524
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00159696
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/7/2006
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00144877
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/9/2004
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085598
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Back-Up Head Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085221
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/5/1990
    	
 
    	
Area Process Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00122098
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085678
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/13/1974
    	
 
    	
Inspector Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

204

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085338
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/1/1977
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00171686
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/17/2008
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080245
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/20/1986
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085384
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/13/1992
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109932
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084956
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/16/1989
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084890
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085100
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/8/1988
    	
 
    	
Area Process Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085201
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081796
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/3/1996
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00129086
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/2003
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

205

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00086534
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Sr Systems Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085289
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/5/1989
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085044
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/20/1986
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084907
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155753
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/2006
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157085
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/17/2006
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139357
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2001
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00141008
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/8/2004
    	
 
    	
Sr Proc Engr I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00143100
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/17/2005
    	
 
    	
HR Associate
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085335
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/7/1975
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085310
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/20/1996
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00127374
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/28/2002
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

206

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00139466
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/1/1995
    	
 
    	
Area Supply Chain Ops Lead
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00171238
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/3/2008
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00174568
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/2/2008
    	
 
    	
Receptionist/Admin Asst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084146
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/22/1978
    	
 
    	
Proj Engr Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00161253
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/2006
    	
 
    	
Mechanic Refinery (RP)/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088699
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085466
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/19/1971
    	
 
    	
Sr Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139470
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/1/1989
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084924
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/26/1979
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084937
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/1972
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160525
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085538
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/8/1998
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

207

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00122100
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/26/2001
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148204
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160032
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/21/2006
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00086402
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/5/1991
    	
 
    	
Proj Engr Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153729
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/17/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00143092
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/1/2004
    	
 
    	
Sr Environ Engr Spec 1
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085060
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084922
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/14/1987
    	
 
    	
Head Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082983
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1995
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153730
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/17/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085599
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/1/1976
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

208

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00169882
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164656
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169904
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160058
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/21/2006
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00171926
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/31/2008
    	
 
    	
Assoc Sr Process Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085342
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/22/1973
    	
 
    	
Lead Planner/Scheduler
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164661
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00128341
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/2002
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00173328
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/23/2008
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00057338
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/1/1990
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109934
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085008
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

209

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00139417
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/14/1999
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134576
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/7/2003
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160650
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/18/2006
    	
 
    	
Concept Squad Mech/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085104
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084829
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/8/1979
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00095295
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/30/1999
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00138158
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164865
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/2/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082893
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/3/1975
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083657
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/19/2002
    	
 
    	
Operations Assistant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155754
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/2006
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085424
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1977
    	
 
    	
Operations Mechanic
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

210

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00164667
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156036
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109935
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00098602
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/4/1998
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156037
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00091315
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/15/1999
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088907
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/19/1999
    	
 
    	
Plant Protection Officer
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00154014
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Proj Engr Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00004426
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/19/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160527
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

211

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00164642
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00122101
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/2002
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088708
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084875
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/4/1990
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145591
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/20/2004
    	
 
    	
Sr Systems Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085033
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1994
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085032
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/11/1983
    	
 
    	
Back-Up Head Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00143090
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/1/2004
    	
 
    	
Supt Maint (Refinery)
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153731
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/17/2005
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085045
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00130633
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/5/2003
    	
 
    	
Inspector Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

212

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00153994
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/6/1996
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00091334
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/14/1999
    	
 
    	
Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085291
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085071
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Operations Training Consultant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167316
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084968
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/29/1992
    	
 
    	
Head Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155756
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/2006
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084842
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
PSM Coordinator
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084933
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/13/1969
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134601
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/7/2003
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085404
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084891
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

213

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00126620
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/23/2002
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167317
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084990
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/1/1986
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00174727
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/15/2008
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080132
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/28/1989
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167318
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160949
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/25/2006
    	
 
    	
Sr Heal/Safety Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084837
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/9/1989
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134619
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/7/2003
    	
 
    	
Mechanic Refinery (RP)/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085608
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

214

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00084979
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/22/1986
    	
 
    	
Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085741
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/12/1973
    	
 
    	
Sr Proj Engr 1
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084989
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/20/1988
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153732
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/13/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109940
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Back-Up Head Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085167
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/6/1974
    	
 
    	
Process Engr Spec Consultant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00135347
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2003
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145163
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/8/2003
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085506
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1977
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088703
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00051955
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/16/1997
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083240
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/13/1996
    	
 
    	
Proj Engr Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

215

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00159068
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/10/2006
    	
 
    	
Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085113
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/19/1988
    	
 
    	
E&I Supt - NERC
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00122103
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085492
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/22/1973
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156040
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00102668
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/26/2000
    	
 
    	
Sr Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00122104
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084930
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1994
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085078
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169884
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085290
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/21/1991
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

216

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00167319
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085171
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/27/1989
    	
 
    	
Sr Process Engr Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084977
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1994
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085302
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085537
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1989
    	
 
    	
Back-Up Head Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00184838
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/31/2011
    	
 
    	
Proc Engr I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00165560
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/14/2007
    	
 
    	
Admin Asst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00166699
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/9/2007
    	
 
    	
Fac Security & ER Coord
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085382
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/24/1973
    	
 
    	
Inspector Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085361
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/1/1976
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084957
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/25/1974
    	
 
    	
Back-Up Head Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085661
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1979
    	
 
    	
Sr Process Engr Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

217

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00084840
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083037
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/2/1984
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148272
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156041
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085401
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00140636
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/2004
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00143094
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/1/2004
    	
 
    	
Sr Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00128342
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/2002
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085654
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/22/1994
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00173971
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/28/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

218

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085578
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/16/1994
    	
 
    	
Mech Inst(MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00154001
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Concept Squad Mech(RP)/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00128343
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/2002
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00098603
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/3/2000
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083628
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/29/1997
    	
 
    	
Concept Squad Mech/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088695
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155758
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/2006
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085010
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/24/1972
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082661
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Lab Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084848
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084894
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Storesperson
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

219

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00174136
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085570
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/5/1970
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148273
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085227
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Sr Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084880
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085403
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/15/1990
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148274
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00186558
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/3/2011
    	
 
    	
Health/Safety Spec I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085419
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1992
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085348
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/23/1973
    	
 
    	
Tech Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00095048
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/3/1990
    	
 
    	
Planner/Scheduler
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083183
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/9/1989
    	
 
    	
Maintenance Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

220

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00084978
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/25/1990
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00095302
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/30/1999
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00149044
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/21/2005
    	
 
    	
Systems Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139422
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2001
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160528
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085407
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/28/1975
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085603
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Storesperson
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085268
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169885
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156042
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085778
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/23/1981
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00138759
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/15/2003
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

221

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00131886
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/2003
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00102791
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/26/2000
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085380
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1976
    	
 
    	
Lead Outside Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083247
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1988
    	
 
    	
Emergency Response Tech (24+Mo
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157131
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/17/2006
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085477
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/22/1969
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085446
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084950
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080279
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1994
    	
 
    	
Mgr NER T/A Project Controls
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085130
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Proj Engr Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

222

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085011
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/13/1993
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160529
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153997
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157065
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00124726
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155069
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00126616
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083167
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155073
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157079
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00092656
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00140634
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00126623
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

223

 

Schedule 7.1(a)(ii)

 

Refinery Employees Not Located at Refinery

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00183980
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/7/2011
    	
 
    	
Senior Sourcing Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00143254
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/1/2004
    	
 
    	
Foreign Trade Zone Adminstr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083351
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/17/1980
    	
 
    	
Sr. IT Staff Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00147737
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/10/2005
    	
 
    	
Trading Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00159490
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/9/2006
    	
 
    	
Sr Tax Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00127624
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/23/2001
    	
 
    	
Dir, Process Technology
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00087098
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/24/1981
    	
 
    	
Sr Marine Tech Advisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080532
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/7/1996
    	
 
    	
Mgr, General Accounting
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163812
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/19/2007
    	
 
    	
Sr. Business Systems Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00144880
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/9/2004
    	
 
    	
Sr. Manager, IT COE
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

224

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085709
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/18/1993
    	
 
    	
Communications & Pub Aff Assoc
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00131892
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/2003
    	
 
    	
Mgr Strategy, Policy & Systems
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00131892
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/2003
    	
 
    	
Director, Procurement
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080943
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/21/1988
    	
 
    	
Sr Staff Contract Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00121151
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/17/1990
    	
 
    	
Sr. Manager, IT COE
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163533
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/12/2007
    	
 
    	
Commercial Oper Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083244
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/14/1988
    	
 
    	
Sr Project Engr Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081003
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/16/1975
    	
 
    	
Fin Spec II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00162909
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/7/2007
    	
 
    	
Sr Marine Tech Advisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00099083
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/24/2000
    	
 
    	
Mgr Quality Assurance
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00144149
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/12/2004
    	
 
    	
Inspector
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

225

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00080893
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/14/1996
    	
 
    	
Sr Payroll Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00166489
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/25/2007
    	
 
    	
Project Control Analyst I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157229
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/17/2006
    	
 
    	
Scheduling Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00119642
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/26/2000
    	
 
    	
Sr. Business Systems Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083342
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/19/1992
    	
 
    	
Sr. Manager, IT COE
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00143829
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/28/2004
    	
 
    	
Plng Econ Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00162567
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/18/2006
    	
 
    	
Senior Treasury Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083284
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/7/1979
    	
 
    	
Process Engr Spec Consultant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00173549
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/30/2008
    	
 
    	
Accounts Payable Lead
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088814
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/1/2002
    	
 
    	
Associate Sourcing Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080800
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/1/1979
    	
 
    	
Assoc Sr COS&D Sched
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

226

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085632
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/12/1989
    	
 
    	
Sr Reliability Expert
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083428
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/1978
    	
 
    	
Strat Proj Tech Aide
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080351
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/20/1981
    	
 
    	
Mgr, Terminal Accounting
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080572
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/5/1978
    	
 
    	
Sr Fin Spec I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00143258
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/26/2006
    	
 
    	
Sr Plng & Econ Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00103024
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/24/2000
    	
 
    	
Sr Fin Spec I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080765
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1978
    	
 
    	
Accounting Supervisor - NER
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080408
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/6/1983
    	
 
    	
Accounting Asst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00057747
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/26/1989
    	
 
    	
Project Engr Spec Consultant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080774
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/23/1981
    	
 
    	
Sr Yield Acct
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080393
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/30/1993
    	
 
    	
Mgr Fed & State Income Rptg
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

227

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00111960
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/1/1996
    	
 
    	
Grp Sales Mgr-Chem Div
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00150752
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/6/2005
    	
 
    	
Planning & Econ Consultant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00130629
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/14/2003
    	
 
    	
Sr Plng & Econ Analyst I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081005
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/25/1989
    	
 
    	
Project Engr Spec Consultant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080429
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/14/1985
    	
 
    	
Mgr, Crude Oil Supply
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080699
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/6/1988
    	
 
    	
Fin Spec II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148673
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/28/2005
    	
 
    	
Director IT Refining & Manuf
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00154013
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Sr Fin Spec I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00180971
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/6/2011
    	
 
    	
Financial Associate I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080981
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/15/1979
    	
 
    	
Lead Account Rec. Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00159101
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/10/2006
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00141570
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/12/2004
    	
 
    	
Sr Trader
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

228

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00080711
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/14/1981
    	
 
    	
VP Supply
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153554
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/3/2005
    	
 
    	
Scheduling Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080664
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/13/1998
    	
 
    	
IT Staff Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085666
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/1995
    	
 
    	
Sr Trader
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00182653
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/1/2010
    	
 
    	
Mgr Crude Ops/Marine Supv
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080260
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/27/1988
    	
 
    	
Dir Marine Transportation
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080818
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/1980
    	
 
    	
Sr Commer Oper Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169225
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/15/2007
    	
 
    	
IT Staff Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00159624
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/7/2006
    	
 
    	
Sr Plng & Econ Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00052294
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/16/1995
    	
 
    	
Mkt Administrative Associate
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085112
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/6/1988
    	
 
    	
Quality Specialist II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00112605
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/16/1991
    	
 
    	
Sr Process Engr Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

229

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00081958
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/13/1978
    	
 
    	
Sr. Manager, IT COE
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082685
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/3/1977
    	
 
    	
Construction Administrator
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00151174
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/27/2005
    	
 
    	
Ref FP&A Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083382
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/5/1987
    	
 
    	
Mgr R&S Optimization
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

230

 

Schedule 7.1(b)(6)

 

Employment Offers

 

(6)         To be provided by NewCo at least three Business Days prior to Closing Date and shall contain the names of the Refinery Employees NewCo made offers of employment to, the rate of pay NewCo offered, and whether the Refinery Employee accepted the offer

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

231

 

Schedule 8.l(b)

 

Interim Period Business Operations

 

1.                                      Sunoco or its Affiliates may enter into an agreement with the Union with regard to (i) the effects to the represented Refinery Employees of the Parties’ joint venture and the Refining Contribution Agreement and (ii) an agreement with the Union to terminate any existing collective bargaining agreements and/or other labor agreements or obligations as to Sunoco or its Affiliates as of Closing.

 

2.                                      Sunoco shall be entitled to transfer employees from its other facilities and businesses, including employees formerly located at its refinery in Marcus Hook, PA, to fill current and future vacancies of the Business.

 

3.                                      On or prior to the Closing, Sunoco will cause the Contributing Subsidiaries to terminate the Refinery Lease dated September 1, 1989 by and between Atlantic Refining & Marketing Corp. (as landlord) and Sunoco, Inc. (R&M) (f/k/a Sun Refining and Marketing Company), as amended December 1, 1992 and December 15, 2000.

 

4.                                      With respect to any assets owned by SXL which are located at, under or on the Refinery Real Property as of the date of this Agreement, to the extent necessary for the operation or maintenance of such assets, SXL shall be granted easements, licenses or access rights to operate and maintain such assets subject to customary procedures for entry onto the Refinery Real Property.  To the extent SXL should seek to obtain any other easements, licenses or access rights, SXL must consult with TCG and obtain its prior written consent, such consent not to be unreasonably withheld or delayed.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

232

 

Schedule 8.13

 

Credit Support Arrangements

 

1.              The following guarantees provided to counterparties by Sunoco, Inc.

 

	
Counterparties
   Covered
   (beneficiary)
    	
 
    	
Guarantor
    	
 
    	
Contractual
   Entity
   Supported
    	
 
    	
Amount
    	
 
    	
Expiration Date
    	
 
    	
Other/product
    
	
ANR Pipeline Company
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Power Generation LLC
    	
 
    	
4,000,000
    	
 
    	
30 day notice
    	
 
    	
(related to natural gas)
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Arcadia Petroleum Ltd, Arcadia Energy Pte Ltd,   Arcadia Energy (Suisse) SA
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
300,000,000
    	
 
    	
12/31/2013
    	
 
    	
purchase, sale or exchange of crude oil or other   petroleum products
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
BP Products North America Inc. / BP Oil Supply Co. /   BP Singapore Pte. Ltd. / BP Shipping Ltd. / BP Canada Energy Trading Co. / BP   Canada Energy Marketing Corp.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Ltd
    	
 
    	
150,000,000
    	
 
    	
12/31/2013
    	
 
    	
purchase, sale, transportaion, or exchange of crude   oil, petroleum products, other commodities, and financial derivatives
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
BP Oil International
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
200,000,000
    	
 
    	
12/31/2012
    	
 
    	
Trading Arrangements
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Buckeye Energy Services
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
15,000,000
    	
 
    	
 
    	
 
    	
WHOLESALE FULES
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Chevron U.S.A. Inc. and various Divisions, Branches,   Subsidiaries, and Affiliated Companies
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M), Sun International Limited
    	
 
    	
200,000,000
    	
 
    	
written notice
    	
 
    	
purchase of crude oil and/or petroleum products
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

233

 

	
Citigroup Energy Inc.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
32,000,000
    	
 
    	
Written Notice
    	
 
    	
(Issued for ISDA agreement)
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Colonial Pipeline Company
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
1,000,000
    	
 
    	
8/16/2012
    	
 
    	
commerical transactions
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
ConocoPhillips (UK) Ltd, ConocoPhillips Ltd,   ConocoPhillips Petroleum Co. U.K. Ltd, Conoco Phillips Co., ConocoPhillips   International Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited, Sunoco Inc. (R&M)
    	
 
    	
200,000,000
    	
 
    	
12/31/2012
    	
 
    	
energy related commodity transactions
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DCP Midstream marketing LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
15,000,000
    	
 
    	
9/30/2012
    	
 
    	
purchase, sale, transportation, or exchange with   respect to natural gas, and any related charges and services
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Eagle Energy Partners I, L.P. (aka EDF Trading)
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
10,000,000
    	
 
    	
6/16/2013
    	
 
    	
purchase or sale of electricity or natural gas and   any options, derivatives or other financial transactions
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
ENI Trading and Supply Inc., ENI Trading and Supply   SpA
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
350,000,000
    	
 
    	
12/31/2012
    	
 
    	
purchase of crude oil
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Enterprise TE Products Pipeline Co. LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
5,000,000
    	
 
    	
8/12/2013
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
EOG Resources Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
25,000,000
    	
 
    	
written notice
    	
 
    	
Purchase, sale, exchange or transportation of   natural gas and other energy
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
commodities
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Ethanol products LLC (d/b/a Poet Ethanol Products)
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
30,000,000
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Exelon Generation Company LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
10,000,000
    	
 
    	
3/1/2013
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
ExxonMobil Corp. + ExxonMobil Affiliates
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M) and “Other Counterparty   Affiliates”
    	
 
    	
700,000,000
    	
 
    	
12/31/2013
    	
 
    	
sale, purchase, or exchange of crude oil, chemical   or petroleum products, natural gas and related products
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Flint Hills Resources LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
50,000,000
    	
 
    	
12/31/2012
    	
 
    	
purchase, sale, or exchange of crude oil
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Gavilon LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco inc. (R&M)
    	
 
    	
125,000,000
    	
 
    	
written notice
    	
 
    	
purchase, sale, or exchange of crude oil, natural   gas, ethanol and other energy related commodities
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Getty Petroleum Marketing Inc.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
12,000,000
    	
 
    	
9/30/2012
    	
 
    	
Refined Product (Wholesale Fuels)
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Glencore Energy UK Ltd
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
300,000,000
    	
 
    	
12/31/2012
    	
 
    	
purchase, sale, transportation, or exchange of crude   oil or similar products
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Glencore Ltd
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
50,000,000
    	
 
    	
6/1/2013
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Global Companies LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
20,000,000
    	
 
    	
12/15/2013
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Gunvor International BV + Gunvor (Bahamas) Ltd +   Gunvor SA
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited, Sunoco Inc. R&M
    	
 
    	
300,000,000
    	
 
    	
12/31/2012
    	
 
    	
purchase, sale, transportation, or exchange of crude   oil or similar products
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Hess Corp., Hess Energy Trading Co. LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Limited
    	
 
    	
100,000,000
    	
 
    	
12/31/2013
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Husky Energy Marketing Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
120,000,000
    	
 
    	
written notice
    	
 
    	
sale, purchase, delivery, or exchange of any or all   crude oil, synthetic crude oil, other petro products, natural gas, and other   hydrocarbons
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Husky Energy Marketing Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
175,000,000
    	
 
    	
written notice
    	
 
    	
sale, purchase, delivery, or exchange of any or all   crude oil, synthetic crude oil, other petro products, natural gas, and other   hydrocarbons
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
IPC (USA) Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
20,000,000
    	
 
    	
 
    	
 
    	
WHOLESALE FUELS
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
J.P. Morgan Ventures Energy Corp; J.P. Morgan Chase   Bank N.A., J.P. Morgan Commodities Canada Corporation
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
N/A
    	
 
    	
9/15/2013
    	
 
    	
numerous transactions (see actual document)
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Koch Supply & Trading LP, Koch   Supply & Trading Sarl
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Ltd
    	
 
    	
160,000,000
    	
 
    	
12/31/2012
    	
 
    	
purchase or sales agreements; physical or financial   swap transactions
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Lansing Trade Group LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
6,000,000
    	
 
    	
 
    	
 
    	
WHOLESALE FUELS
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LukOil Pan Americas LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
20,000,000
    	
 
    	
 
    	
 
    	
WHOLESALE FUELS
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MacQuarie Energy LLC, Macquarie Bank Limited
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
60,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Marathon Oil Corp.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Ltd
    	
 
    	
200,000,000
    	
 
    	
6/23/2013
    	
 
    	
purchase, sale, or exchange of crude oil, refining   feedstock, gasoline, refined products, natural gas, natural gas liquids,   electricity & other derivatives
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Marathon Petroleum   Company LP
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
20,000,000
    	
 
    	
Written Notice
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Mercuria Energy Trading SA, Mercuria Trading NV,   Mercuria Energy Trading Inc.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited, Sunoco Inc. (R&M)
    	
 
    	
400,000,000
    	
 
    	
12/31/2012
    	
 
    	
raw materials/feedstocks
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Merrill Lynch Commodities Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
100,000,000
    	
 
    	
written notice
    	
 
    	
crude oil/crude oil products
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Petro-Diamond Inc., Mitsubishi International Corp.,   Petro-Diamond Co. 
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Ltd
    	
 
    	
110,000,000
    	
 
    	
written notice
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Ltd.
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Morgan Stanley Capial Group Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Ltd.
    	
 
    	
200,000,000
    	
 
    	
12/31/2012
    	
 
    	
purchase, sale, transportation, or exchange of crude   oil or similar products
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Murphy Crude Oil Marketing Inc., Murphy Oil USA Inc.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
20,000,000
    	
 
    	
written notice
    	
 
    	
purchase, sale, transportation, or exchange of crude   oil or similar products
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Neste Oil Oyi
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
65,000,000
    	
 
    	
After payment
    	
 
    	
raw materials/feedstocks
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
NetThruPut Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
100,000,000
    	
 
    	
written notice
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
NJR Energy Sevices Co, New Jersey Natural Gas Co
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
3,000,000
    	
 
    	
3/31/2013
    	
 
    	
Sale and purchase of natural gas
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
New York Mercantile Exchange
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
N/A
    	
 
    	
written notice
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Petroleo Brasileiro S.A., Petrobras Int’l Braspetro   BV, Petrobras International Finance Co., Petrobras America Inc., Petrobras   Finance Ltd., Petrobras Singapore Private Ltd
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
200,000,000
    	
 
    	
1/24/2012
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
SPOT purchase of crude oil   (Contract 402901)
    
	
Petrolin Trading Limited
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
150,000,000
    	
 
    	
9/1/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
SPOT purchase of crude oil (Contract   402878)
    
	
PETCO Trading (UK) Limited
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
120,000,000
    	
 
    	
Approx 6/1/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
SPOT purchase of crude oil   (Contract 402908)
    
	
PETCO Trading (UK) Limited
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
150,000,000
    	
 
    	
Approx 8/15/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
purchase of crude oil
    
	
Petrocedeno S.A.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
150,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
sale, purchase, exchange, transportation, commodity   swap, commodity option, or other physical or derivative transactions w/   respect to crude oil, oil products, natural gas, precious metals, and other   commodities
    
	
Phibro Gmbh, Phibro LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
75,000,000
    	
 
    	
written notice
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
sale, purchase, exchange, transportation, commodity   swap, commodity option, or other physical or derivative transactions w/   respect to crude oil, oil products, natural gas, precious metals, and other   commodities
    
	
Phibro LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
10,000,000
    	
 
    	
written notice
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
purchase, sale, transportation, or exchange of crude   oil, hydrocarbons, condensate, propane, and natural gas liquids
    
	
Plains Marketing LP
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
10,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Public Service Electric and Gas Company (aka   PSE&G)
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Power Generation LLC
    	
 
    	
1,035,000
    	
 
    	
3/25/2014
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
purchase, sale, transportation, or exchange of crude   oil or similar products
    
	
Sahara Energy Resource Ltd
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
200,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sempra Energy Trading Corp.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
350,000,000
    	
 
    	
written notice
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Shell International   Petroleum Co. Ltd., Shell Trading International Ltd., Shell International   Trading and Shipping Co. Ltd., Shell Trading (US) Co., Shell Western   Supply & Trading Ltd.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Ltd
    	
 
    	
300,000,000
    	
 
    	
written notice
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
SOCAR Trading S.A.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
360,000,000
    	
 
    	
2/1/2013
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
transactions involving crude oil
    
	
SONANGOL E.P.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
300,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
sale/purchase of physicla commodities,   commidtyswaps, options contracts, & other cash settled derivative   transactions
    
	
Statoil ASA, Statoil Marketing & Trading   (US) Inc.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
250,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
SPOT purchase of Sahara   (402898)
    
	
Taleveras Petoleum Trading BV
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
150,000,000
    	
 
    	
8/1/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
SPOT purchase of Sahara   (402909)
    
	
Taleveras Petoleum Trading BV
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
150,000,000
    	
 
    	
9/1/2012
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
refined products
    
	
Texon L.P.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
15,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
purchase/sale of crude oil and petroleum products   andfor commidity price swap and option agreements and other derivative   transactions
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Socap International Ltd., Total   International Ltd., Atlantic Trading and Marketing Inc., Total Trading and   Marketing SA., TOTSA Total Oil Trading SA
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Ltd
    	
 
    	
600,000,000
    	
 
    	
written notice
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
transactions with resprect to natural gas or other   energy commoditites, services, swaps, options, derivatives
    
	
Total Gas & Power North America
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
25,000,000
    	
 
    	
6/9/2013
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
purchase, sale, transportation, or exchange of crude   oil or similar products
    
	
Trafigura AG
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
50,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
purchase, sale, transportation, or exchange of crude   oil or similar products
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Trafigura AG, Trafigura Beheer
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International
    	
 
    	
300,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
BV
    	
 
    	
 
    	
 
    	
Ltd
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Transcontinental Gas Pipe Line Company LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
4,000,000
    	
 
    	
3/22/2013
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
energy derivatives transactions, bookouts and   similar intangible energy paper transactions, and physical purchase/exchange   contracts
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Vitol S.A. + Vitol Inc.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Ltd
    	
 
    	
250,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Wells Fargo Bank NA
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
30,000,000
    	
 
    	
Written Notice
    	
 
    	
ISDA Master Agreement
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Westport Petroleum Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
30,000,000
    	
 
    	
Written Notice
    	
 
    	
WHOLESALE FUELS
    

 

2.              The following performance bonds:

 

	
BOND
   NO.
    	
 
    	
PRINCIPAL
    	
 
    	
OBLIGEE
    	
 
    	
DESCRIPTION
    	
 
    	
TYPE
    	
 
    	
BOND 
   AMOUNT
    	
 
    	
EFFECTIVE
    	
 
    	
EXPIRATION
    
	
6177161
    	
 
    	
SUNOCO, INC.
    	
 
    	
CITY OF PHILADELPHIA
    	
 
    	
Right-of-Way Bond
    	
 
    	
LP
    	
 
    	
$
    	
10,000.00
    	
 
    	
10/13/2011
    	
 
    	
10/13/2012
    
	
6177173
    	
 
    	
SUNOCO, INC.
    	
 
    	
CITY OF PHILADELPHIA
    	
 
    	
Street Permit Bond
    	
 
    	
LP
    	
 
    	
$
    	
2,000.00
    	
 
    	
6/6/2012
    	
 
    	
6/6/2013
    
	
17005126
    	
 
    	
SUNOCO, INC. (R&M)
    	
 
    	
U. S. CUSTOMS AND BORDER PROTECTION
    	
 
    	
Drawback Bond - Activity Code 1a, Customs#   110001721, Importer# 23-1743283DB
    	
 
    	
CU
    	
 
    	
$
    	
9,000,000.00
    	
 
    	
4/7/2012
    	
 
    	
4/7/2013
    
	
017015448
    	
 
    	
SUNOCO, INC. (R&M)
    	
 
    	
U. S. CUSTOMS AND BORDER PROTECTION
    	
 
    	
Foreign Trade Zone Operator Bond, Activity Code 4,   Customs# 110500386
    	
 
    	
CU
    	
 
    	
$
    	
4,500,000.00
    	
 
    	
5/19/2012
    	
 
    	
5/19/2013
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
070327005/017012949
    	
 
    	
SUNOCO, INC. (R&M)
    	
 
    	
U. S. CUSTOMS AND BORDER PROTECTION
    	
 
    	
International Carrier Bond, Customs# 110700166,   Surety# 17012949, Importer# 23-174328300.
    	
 
    	
CU
    	
 
    	
$
    	
50,000.00
    	
 
    	
5/31/2012
    	
 
    	
5/31/2013
    
	
017015467
    	
 
    	
SUNOCO, INC. (R&M)
    	
 
    	
U. S. CUSTOMS AND BORDER PROTECTION
    	
 
    	
Custodian of Bonded Merchandise - Activity Code 2
    	
 
    	
CU
    	
 
    	
$
    	
50,000.00
    	
 
    	
6/30/2012
    	
 
    	
6/30/2013
    
	
081202007/017012954
    	
 
    	
SUNOCO, INC. (R&M)
    	
 
    	
U.S. CUSTOMS SERVICE
    	
 
    	
Importer or Broker Bond, Customs #9908CM961, Surety   #17012954, Importer #23-174328300.
    	
 
    	
CU
    	
 
    	
$
    	
2,500,000.00
    	
 
    	
1/6/2012
    	
 
    	
1/5/2013
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
017025577
    	
 
    	
SUNOCO, INC., SUNOCO, INC. (R&M), SUN   TRANSPORT, LLC, ATLANTIC REFINING & MARKETING CORP. AND ATLANTIC   PIPELINE (OUT) L.P.
    	
 
    	
UNITED STATES OF AMERICA
    	
 
    	
Worker’s Compensation Bond
    	
 
    	
WC
    	
 
    	
$
    	
3,500,000.00
    	
 
    	
7/27/1927
    	
 
    	
6/30/2013
    
	
08657471
    	
 
    	
SUNOCO, INC.
    	
 
    	
ACE INA INSURANCE, ACE AMERICAN INSURANCE COMPANY   AND ACE PROPERTY & CASUALTY INSURANCE COMPANY,
    	
 
    	
Deductible Bond
    	
 
    	
IP
    	
 
    	
$
    	
1,241,000.00
    	
 
    	
8/1/2011
    	
 
    	
8/1/2012
    
	
6177116
    	
 
    	
SUNOCO, INC., SUNOCO, INC. (R&M), SUNOCO   PARTNERS LLC
    	
 
    	
COMMONWEALTH OF PENNSYLVANIA
    	
 
    	
Worker’s Compensation Bond
    	
 
    	
WC
    	
 
    	
$
    	
9,900,000.00
    	
 
    	
10/1/2011
    	
 
    	
10/1/2012
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
017025570
    	
 
    	
SUNOCO, INC. (R&M)
    	
 
    	
COMMONWEALTH OF PENNSYLVANIA
    	
 
    	
Reclamation Bond for a Waste Management Facility -   Permit No. PAD049791098 (Girard Point)
    	
 
    	
RC
    	
 
    	
$
    	
2,178,314.00
    	
 
    	
3/23/2012
    	
 
    	
3/23/2013
    
	
017025569
    	
 
    	
SUNOCO, INC. (R&M)
    	
 
    	
PENNSYLVANIA DEPARTMENT OF ENVIRONMENTAL PROTECTION
    	
 
    	
Surety Bond for a Waste Management Facility -   Atlantic Refining & Marketing Corp. - Permit #PAD002289700. (Point   Breeze)
    	
 
    	
RC
    	
 
    	
$
    	
2,990,181.00
    	
 
    	
3/23/2012
    	
 
    	
3/23/2013
    

 

3.              Irrevocable Standby Letter of Credit No. S017315 issued by BANK OF TOKYO-MITSUBISHI UFJ for SUN INTERNATIONAL LIMITED in favor of TOTSA TOTAL OIL TRADING SA for $85,000,000, expiring on July 19, 2012.

 

4.              Irrevocable Standby Letter of Credit No. TFTS-239286 issued by JPMORGAN CHASE, N.A., for SUN INTERNATIONAL LIMITED in favor of TOTSA TOTAL OIL TRADING SA for $103,000,000, expiring August 1, 2012.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.Exhibit 10.19

 

SPECIFIC TERMS IN THIS EXHIBIT HAVE BEEN REDACTED BECAUSE CONFIDENTIAL TREATMENT FOR THOSE TERMS HAS BEEN REQUESTED. THE REDACTED MATERIAL HAS BEEN SEPARATELY FILED WITH THE SECURITIES AND EXCHANGE COMMISSION, AND THE TERMS HAVE BEEN MARKED AT THE APPROPRIATE PLACE WITH TWO ASTERISKS (**).

 

Execution Version

 

Amendment No. 1 to

Refining Contribution Agreement

 

This Amendment No. 1, effective as of September 8, 2012, (this “Amendment”) to the Refining Contribution Agreement (the “Agreement”), dated July 2, 2012, by and among Philadelphia Energy Solutions LLC, a Delaware limited liability company (“NewCo”), Sunoco, Inc., a Pennsylvania corporation (“Sunoco”) and Carlyle PES, L.L.C., a Delaware limited liability company (“TCG”), is made by and among NewCo, Philadelphia Energy Solutions Refining and Marketing LLC (“OpCo”), Sunoco and TCG pursuant to Section 8.15 of the Agreement and in accordance with Section 12.1 of the Agreement.

 

WHEREAS, the Parties desire to amend the Agreement to effectuate changes contemplated by Section 8.15 and certain other changes that the Parties have agreed to.

 

NOW, THEREFORE, in consideration of the mutual terms, conditions and agreements contained herein, and of other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, and intending to be legally bound hereby, the Parties hereby agree as follows:

 

1.              Defined Terms. Except as otherwise defined herein, capitalized terms used herein will have the definitions ascribed to them in the Agreement.

 

2.     Definitions.

 

a.     The following definitions shall be added to Section 1 of the Agreement:

 

i.                  “Barge Agreements” means, collectively, (i) the Articulated Tug-Barge Time Charter Agreement, dated November 4, 2005, as amended, between Vane Line Bunkering, Inc. and Sunoco, Inc. (R&M) for two 145,000 bbl AT/Bs and (ii) the Articulated Tug-Barge Time Charter Agreement dated as of September 15, 2006, as amended, by and between Moran Tank Barge Company and Sunoco, Inc. (R&M).”

ii.               “Barge Guaranty Agreements” means (i) that certain Guaranty dated as of December 23, 2005, by Sunoco in favor of Vane Line Bunkering, Inc. and (ii) that certain Guaranty dated as of September 7, 2012, by Sunoco, Inc. (R&M) in favor of Moran Tank Barge Company.

 

b.              The phrase “effective date 9/30/2011, last revised 5/29,2012” in item (D) of the definition of “Permitted Refinery Owned Real Property Liens” in Section 1 of the Agreement shall be deleted in its entirety and replaced with the following phrase “effective date of August 16, 2012”.

 

3.     Disclosure Schedules and Exhibit N.

 

a.              The Disclosure Schedules are hereby amended and restated in their entirety with the Disclosure Schedules attached hereto as Annex A.

b.              Exhibit N to the Agreement is hereby amended and restated in its entirety with the document attached hereto as Annex B.

 

4.     Other Modifications to the Agreement.

 

a.              The number “$175,000,000” in Section 2.1 of the Agreement shall be deleted and replaced with “$178,250,000”.

b.              Section 2.3 of the Agreement shall be deleted in its entirety and replaced with the following:

 

 

“NewCo Issuances. Effective as of the Closing, upon the terms and subject to the conditions set forth herein, (a) all existing equity interests of NewCo (whether issued, outstanding or otherwise) are hereby replaced as contemplated hereby, (b) in exchange for the Sunoco Contribution, NewCo agrees to issue to Sunoco 76,625 Common Units and (c) in exchange for the TCG Contribution, NewCo agrees to issue to TCG 153,250 Common Units and 25,000,000 Preferred A Units of NewCo (the “NewCo Debt”).”

 

c.               Section 2.5(a) of the Agreement shall be deleted in its entirety and replaced with the following:

 

“(a) except as otherwise expressly provided in this Agreement, all Liabilities to the extent arising out of or relating to the ownership, operation or use of the Refinery Business or the Refinery Assets (including any Liabilities of Sunoco as guarantor under the Barge Guaranty Agreements arising due to a failure of NewCo or its Subsidiaries to comply with the terms and conditions of the Barge Agreements), excluding the Excluded Liabilities”.

 

d.              In Section 3.1 of the Agreement, the last sentence shall be deleted in its entirety and replaced with the following “The Closing shall be deemed to have occurred at 12:00:01 A.M. on the Closing Date.”.

e.               The following new Section shall be inserted immediately following Section 11.11 of the Agreement:

 

“Section 11.12     Barge Arrangements. Notwithstanding anything to the contrary set forth herein, from and after the Closing, in the event that OpCo fails to comply with the terms and conditions of the Barge Agreements and such failure results in, or could be reasonably expected to result in, Sunoco’s guaranty under the Barge Guaranty Agreements being called, Sunoco will have the right to take such actions as may be reasonably necessary to mitigate potential exposure under the applicable Barge Guaranty Agreement, including directing OpCo to sublease the tug-barges that are subject to the applicable Barge Agreement; provided such action would not be reasonably expected to result in any material liabilities of OpCo beyond those under the applicable Barge Agreement. From and after the Closing, NewCo shall, and shall cause its Subsidiaries to, use commercially reasonable efforts to provide replacement guarantees, on terms and conditions substantially similar to the existing Barge Guaranty Agreements, with respect to the Barge Guaranty Agreements; provided, that nothing in this Section 11.12 shall require NewCo or any of its Subsidiaries to post any letter of credit or similar financial assurance of payment or to incur any material liabilities beyond those under the Barge Agreements.”

 

5.              OpCo Structuring. Section 8.15 of the Agreement contemplates that the Parties shall consider and negotiate in good faith changes to Agreement and the Related Agreements to effect a Holding Company Structure. As a result of the foregoing, the Parties have agreed that (a) the Refinery Assets to be conveyed to NewCo pursuant to Section 2.2 of the Agreement shall be conveyed to OpCo (a wholly owned indirect subsidiary of NewCo) and the Assumed Liabilities to be assumed by NewCo pursuant to Section 2.5 of the Agreement shall be assumed by OpCo, and (b) the recipient of the contributions to NewCo pursuant to Section 2.1 of the Agreement and the issuer of equity securities pursuant to Section 2.3 of the Agreement (as amended herein) shall remain unaffected. At the Closing, the Parties have and will execute Related Agreements (including the Bill of Sale and the Assumption Agreement) based on the foregoing agreement. From and after the Closing, NewCo shall cause its Subsidiaries to take all actions necessary to cause such Subsidiaries to comply with the obligations of NewCo contemplated by the Agreement or any Related Agreement as if such obligations were applicable to such Subsidiaries. From and after

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

the Closing, upon the request of any Party, the Parties shall negotiate in good faith to prepare a memorandum or other instrument to clarify the intent of the foregoing, which shall be effective (and any documentation exchange in connection with the preparation thereof) if and when contained in a written instrument executed by the Parties in accordance with Section 12.1 of the Agreement.

 

6.              Updated Addresses. NewCo hereby designates, in accordance with Section 12.5 of the Agreement, that all notices to NewCo shall be made to:

 

Philadelphia Energy Solutions LLC

3144 W. Passyunk Avenue

Philadelphia, PA 19145

Attention: Philip Rinaldi

Facsimile: (866) 456-1587

 

and, to:

 

Carlyle PES, L.L.C.

520 Madison Avenue, 39th Floor

New York, NY 10022

Attention: Rodney Cohen, David Stonehill and David Albert

Facsimile: (202) 347-1818

 

with copies (which shall not constitute notice) to:

 

Vinson & Elkins LLP

666 Fifth Avenue, 26th Floor

New York, NY 10103

Attention: Michael Swidler

and Steven Abramowitz

Facsimile: (212) 237-0100

 

7.              Additional Purchased Inventory. At Closing, OpCo shall purchase (i) the Downstream Inventory located at the Sequent Tank and (ii) the Slop Crude and Transmix (collectively, the “Additional Purchased Inventory”). The price and quantity of such Additional Purchased Inventory shall be reasonably determined by the Accessor no later than twenty (20) Business Days following the Closing Date according to the same procedures agreed by the Parties and the Intermediary for the measurement of inventory pursuant to Section 2.9(b) of the Agreement (such finally determined price, the “Additional Inventory Price”, including, for the avoidance of doubt in the case of the Downstream Inventory located at the Sequent Tank, a discount of $2.50/bbl from market price). The Additional Inventory Price shall be payable by OpCo on October 1, 2012. If OpCo fails to pay all or any portion of the Additional Inventory Price on or before October 1, 2012, interest shall accrue on such unpaid Additional Inventory Price at a rate of LIBOR (as defined in the Line Fill Promissory Note) plus 4.50% per annum (computed on the basis of a year of 360 days, and in each case shall be payable for the actual number of days elapsed from the date following October 1, 2012, until the date of repayment (including the first day but excluding the last day)). Notwithstanding the foregoing, Sunoco will pay any ancillary fees billed by Sunoco Logistics in connection with the Slop Crude inventory.

 

8.              Multi-Site Contracts. Pursuant to Section 8.6 of the Agreement, the Parties and the Contributing Subsidiaries have agreed to obtain certain partial assignments of Multi-Site Contracts to OpCo.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

For purposes of the Agreement, such Multi-Site Contracts as partially assigned shall be deemed Refinery Contracts transferred pursuant to Section 2.2(b)(i) of the Agreement and the portion thereof not assigned shall be deemed Excluded Contracts retained by Sunoco and the Contributing Subsidiaries pursuant to Section 2.4(e) of the Agreement.

 

9.              Miscellaneous. Except as expressly amended hereby, the Agreement shall remain unchanged, and the Agreement, as so amended, shall continue in full force and effect in accordance with its terms. For the avoidance of doubt, the provisions of Section 12 of the Agreement shall apply to this Amendment mutatis mutandis. This Amendment may be executed by the parties hereto in separate counterparts, each of which when so executed shall be deemed to be an original and all of which taken together shall constitute one and the same agreement. Executed signature pages to this Amendment may be delivered by PDF (Portable Document Format) or facsimile and such PDFs or facsimiles will be deemed as sufficient as if actual signature pages had been delivered.

 

*            *            *            *            *

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

IN WITNESS WHEREOF, the undersigned Parties have duly executed this Amendment effective as of the date first written above.

 

	
 
    	
SUNOCO, INC.
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael J. Colavita
    
	
 
    	
Name:
    	
Michael J. Colavita
    
	
 
    	
Title:
    	
Vice President
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
CARLYLE PES, L.L.C.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: CARLYLE US EQUITY OPPORTUNITY FUN, L.P.
    
	
 
    	
 
    	
Its: Managing Member
    
	
 
    	
 
    
	
 
    	
 
    	
By: Carlyle Equity Opportunity GP, L.P., its general partner
    
	
 
    	
 
    	
By: Carlyle Equity Opportunity GP, L.L.C., its general partner
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Rodney Cohen
    
	
 
    	
 
    	
Name:
    	
Rodney Cohen
    
	
 
    	
 
    	
Title:
    	
Managing Director
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: CARLYLE ENERGY   MEZZANINE OPPORTUNITIES FUND, L.P.
    
	
 
    	
 
    
	
 
    	
 
    	
Its: Managing Member
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: CEMOF General Partner, L.P., its general partner
    
	
 
    	
 
    	
By: TC Group CEMOF, L.L.C., its general partner
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ David Albert
    
	
 
    	
 
    	
Name:
    	
David Albert
    
	
 
    	
 
    	
Title:
    	
Managing Director
    
						

 

Signature Page to Amendment to Refining Contribution Agreement

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
PHILADELPHIA ENERGY SOLUTIONS LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: CARLYLE PES, L.L.C.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: CARLYLE U.S. EQUITY OPPORTUNITY FUND, L.P.
    
	
 
    	
 
    	
Its: Managing Member
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: Carlyle Equity Opportunity GP, L.P., its general partner
    
	
 
    	
 
    	
By: Carlyle Equity Opportunity GP, L.L.C., its general partner
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Rodney Cohen
    
	
 
    	
 
    	
Name:
    	
Rodney Cohen
    
	
 
    	
 
    	
Title:
    	
Managing Director
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: CARLYLE ENERGY MEZZANINE OPPORTUNITIES FUND, L.P.
    
	
 
    	
 
    
	
 
    	
 
    	
Its: Managing Member
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: CEMOF General Partner, L.P., its general partner
    
	
 
    	
 
    	
By: TC Group CEMOF, L.L.C., its general partner
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ David Albert
    
	
 
    	
 
    	
Name:
    	
David Albert
    
	
 
    	
 
    	
Title:
    	
Managing Director
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: SUNOCO, INC.
    
	
 
    	
 
    	
Its: Managing Member
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Michael J. Colavita
    
	
 
    	
 
    	
Name:
    	
Michael J. Colavita
    
	
 
    	
 
    	
Title:
    	
Vice President
    

 

Signature Page to Amendment to Refining Contribution Agreement

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
PHILADELPHIA ENERGY SOLUTIONS REFINING AND MARKETING   LLC
    
	
 
    	
 
    
	
 
    	
 
    	
By:
    	
PES HOLDINGS, LLC, its sole member
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: PHILADELPHIA ENERGY SOLUTIONS LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: CARLYLE PES, L.L.C.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: CARLYLE U.S. EQUITY OPPORTUNITY FUND, L.P.
    
	
 
    	
 
    	
Its: Managing Member
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: Carlyle Equity Opportunity GP, L.P., its general partner
    
	
 
    	
 
    	
By: Carlyle Equity Opportunity GP, L.L.C., its general partner
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Rodney Cohen
    
	
 
    	
 
    	
Name:
    	
Rodney Cohen
    
	
 
    	
 
    	
Title:
    	
Managing Director
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: CARLYLE ENERGY MEZZANINE OPPORTUNITIES FUND, L.P.
    
	
 
    	
 
    	
Its: Managing Member
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: CEMOF General Partner, L.P., its general partner
    
	
 
    	
 
    	
By: TC Group CEMOF, L.L.C., its general partner
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ David Albert
    
	
 
    	
 
    	
Name:
    	
David Albert
    
	
 
    	
 
    	
Title:
    	
Managing Director
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: SUNOCO, INC.
    
	
 
    	
 
    	
Its: Managing Member
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Michael J. Colavita
    
	
 
    	
 
    	
Name:
    	
Michael J. Colavita
    
	
 
    	
 
    	
Title:
    	
Vice President
    

 

Signature Page to Amendment to Refining Contribution Agreement

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Annex A

 

Amended and Restated Disclosure Schedules

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Closing Version

 

Schedules

 

	
Schedule 1.1A
    	
Refinery Description
    
	
 
    	
 
    
	
Schedule 1.1B
    	
Refinery Real Property
    
	
 
    	
 
    
	
Schedule 1.1D
    	
Transferred Refinery Computer Systems and   Transferred   Refinery Software
    
	
 
    	
 
    
	
Schedule 2.2(b)(v)
    	
Refinery Permits
    
	
 
    	
 
    
	
Schedule 2.3(b)
    	
Allocation Principles
    
	
 
    	
 
    
	
Schedule 2.4(e)
    	
Excluded Contracts
    
	
 
    	
 
    
	
Schedule 2.4(f)
    	
Additional Excluded Assets
    
	
 
    	
 
    
	
Schedule 2.6(i)
    	
Benefit Plan Liabilities
    
	
 
    	
 
    
	
Schedule 3.2(a)(iv)
    	
Third-Party Consent and Authorization
    
	
 
    	
 
    
	
Schedule 4.1
    	
Jurisdiction of SUN and the Contributing   Subsidiaries
    
	
 
    	
 
    
	
Schedule 4.3(b)
    	
Consents and Approvals
    
	
 
    	
 
    
	
Schedule 4.5(a)
    	
Material Contracts
    
	
 
    	
 
    
	
Schedule 4.5(d)
    	
Solvency of Parties to Material Contracts
    
	
 
    	
 
    
	
Schedule 4.6
    	
Material Refinery Permits and Authorizations
    
	
 
    	
 
    
	
Schedule 4.8
    	
Litigation Proceedings
    
	
 
    	
 
    
	
Schedule 4.9
    	
Taxes
    
	
 
    	
 
    
	
Schedule 4.10
    	
Environmental
    
	
 
    	
 
    
	
Schedule 4.11(a)
    	
Company Benefit Plans
    
	
 
    	
 
    
	
Schedule 4.11(c)
    	
Employee Pension Benefit Plans
    
	
 
    	
 
    
	
Schedule 4.11(d)
    	
Plans that Provide Post-Employment Health   and Welfare Benefits
    
	
 
    	
 
    
	
Schedule 4.11(f)
    	
Company Benefit Plan Matters
    
	
 
    	
 
    
	
Schedule 4.11(g)
    	
Multiemployer Plans
    
	
 
    	
 
    
	
Schedule 4.12(a)
    	
Collective Bargaining Agreements
    
	
 
    	
 
    
	
Schedule 4.12(b)
    	
Claims/Proceedings
    
	
 
    	
 
    
	
Schedule 4.12(c)
    	
Grievances
    
	
 
    	
 
    
	
Schedule 4.12(d)
    	
WARN Act
    
	
 
    	
 
    
	
Schedule 4.12(e)
    	
Employment/Retention/Severance Agreement
    
	
 
    	
 
    
	
Schedule 4.13(a)
    	
Transferred Owned Refinery IP
    
	
 
    	
 
    
	
Schedule 4.13(e)
    	
Inbound Refinery License   Agreements
    
	
 
    	
 
    
	
Schedule 4.13(f)
    	
Certain Exclusions to   Section 4.13(f)
    
	
 
    	
 
    
	
Schedule 4.14(a)
    	
Refinery Owned Real Property and Refinery Leased Real   Property
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
Schedule 4.14(c)
    	
Sufficiency of Assets
    
	
 
    	
 
    
	
Schedule 4.16
    	
Affiliate Transactions
    
	
 
    	
 
    
	
Schedule 4.17
    	
Prepayments
    
	
 
    	
 
    
	
Schedule 5.3
    	
No Violation; Consents and Approvals of   NewCo and TCG
    
	
 
    	
 
    
	
Schedule 7.1(a)(i)
    	
Refinery Employees Located at Refinery
    
	
 
    	
 
    
	
Schedule 7.1(a)(ii)
    	
Refinery Employees Not Located at Refinery
    
	
 
    	
 
    
	
Schedule 8.1(b)
    	
Interim Period Business Operations
    
	
 
    	
 
    
	
Schedule 8.5
    	
Interim Services
    
	
 
    	
 
    
	
Schedule 8.13
    	
Credit Support Arrangements
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Schedule 1.1A

 

Refinery Description

 

Originally built in 1866, the Philadelphia refinery is a 330,000 bpd refinery with a Nelson complexity of 9.3 located in Philadelphia, Pennsylvania.  It is the oldest continuously operating petroleum facility in the world.  The Philadelphia refinery as it is known and configured today is a combination of two formerly separate refineries often referred to as Girard Point (previously owned by Gulf and later Chevron) and Point Breeze (previously owned by ARCO and later Atlantic).  The integration of the two refineries into the single Philadelphia complex was completed by Sunoco in 1995.  The Philadelphia refinery is located on a 1,400 acre siteprocesses light, sweet, residual cracking and heavy sweet crudes.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

3

 

Schedule 1.1B

 

Refinery Real Property

 

NOTE: PARTIES AGREE THAT THE BELOW METES AND BOUNDS DESCRIPTIONS REMAIN SUBJECT TO CONFIRMATION OF THE SAME WITH LUDGATE ENGINEERING CORPORATION

 

PARCEL A

 

Girard Point Description. (Parcel A)

 

Beginning at a point on the northern side of Lanier Avenue and the corner of the Point Breeze Parcel B-3 North 58°52’39” East, a distance of 31.47 feet; thence South 31°07’21” East, a distance of 136.40feet; thence South 58°52’39” West, a distance of 50.41 feet to a point a corner of lands of Conrail; thence along lands of Conrail the 14 following courses and distances:

 

(1) South 31°52’50” East, a distance of 90.73 feet to a point of curvature;

(2) by a curve to the right having a radius of 335.54 feet and a central angle of 39°39’00” an arc length of 232.20 feet a chord which bears South 12°03’20” East 227.60 feet to a point;

(3) South 07°46’10” West tangent to said curve, a distance of 541.48 feet;

(4) North 35°26’10” East, a distance of 282.33 feet;

(5) North 35°47’10” East, a distance of 273.76 feet;

(6) South 07°46’01” West, a distance of 1297.42 feet;

(7) South 07°54’07” West, a distance of 144.68 feet;

(8) South 09°10’51” West, a distance of 320.82 feet;

(9) South 04°26’38” West, a distance of 122.85 feet;

(10) South 07°38’04” West, a distance of 30.09 feet;

(11) South 08°09’35” West, a distance of 119.06 feet;

(12) South 06°59’31” West, a distance of 139.54 feet;

(13) South 81°41’24” East, a distance of 89.38 feet;

(14) South 07°57’20” West, a distance of 232.50 feet to a point on the pierhead and bulkhead of the Schuylkill River;

 

thence along the bulkhead of the Schuylkill River the 56 following courses and distances:

 

(1) North 88°40’40” West, a distance of 484.75 feet;

(2) North 80°59’10” West, a distance of 293.05 feet;

(3) North 80°57’45” West, a distance of 291.76 feet;

(4) North 80°39’50” West, a distance of 367.78 feet;

(5) North 09°10’46” East, a distance of 47.72 feet;

(6) North 63°43’59” West, a distance of 87.28 feet;

(7) North 61°57’14” West, a distance of 104.02 feet;

(8) South 26°32’09” West, a distance of 51.72 feet;

(9) North 62°59’30” West, a distance of 133.92 feet;

(10) North 62°12’53” West, a distance of 166.29 feet;

(11) North 26°44’06” East, a distance of 55.61 feet;

(12) North 62°58’22” West, a distance of 247.86 feet;

(13) North 62°17’56” West, a distance of 287.77 feet;

(14) North 45°26’57” West, a distance of 211.11 feet;

(15) North 46°31’00” West, a distance of 354.57 feet;

(16) North 64°57’13” West, a distance of 65.87 feet;

(17) North 34°41’49” West, a distance of 109.10 feet;

(18) North 46°10’22” West, a distance of 380.64 feet;

(19) North 29°33’57” West, a distance of 210.22 feet;

(20) North 28°49’08” West, a distance of 356.96 feet;

(21) North 29°42’09” West, a distance of 364.44 feet;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

4

 

(22) North 16°12’31” West, a distance of 42.38 feet;

(23) North 09°26’20” West, a distance of 45.39 feet;

(24) North 15°41’58” West, a distance of 913.99 feet;

(25) North 15°05’58” West, a distance of 56.31 feet;

(26) North 08°17’52” West, a distance of 173.70 feet;

(27) North 05°19’22” West, a distance of 64.01 feet;

(28) North 07°37’01” West, a distance of 1136.34 feet;

(29) North 08°01’22” East, a distance of 380.08 feet;

(30) North 28°44’59” East, a distance of 7.74 feet;

(31) North 43°42’20” East, a distance of 197.15 feet;

(32) North 42°26’02” East, a distance of 89.30 feet;

(33) North 44°10’07” East, a distance of 72.09 feet;

(34) North 72°36’31” East, a distance of 27.87 feet;

(35) North 75°53’49” East, a distance of 101.72 feet;

(36) North 77°19’59” East, a distance of 293.03 feet;

(37) South 86°50’08” East, a distance of 373.53 feet;

(38) South 86°29’05” East, a distance of 408.99 feet;

(39) North 84°56’19” East, a distance of 6.58 feet;

(40) North 81°27’07” East, a distance of 156.35 feet;

(41) North 85°23’48” East, a distance of 75.71 feet;

(42) North 80°50’16” East, a distance of 28.45 feet;

(43) South 15°42’39” East, a distance of 2.48 feet;

(44) North 74°42’14” East, a distance of 40.34 feet;

(45) North 79°38’24” East, a distance of 11.24 feet;

(46) North 84°28’14” East, a distance of 78.29 feet;

(47) North 71°34’56” East, a distance of 10.59 feet;

(48) North 85°13’53” East, a distance of 68.60 feet;

(49) North 53°43’35” East, a distance of 138.34 feet;

(50) North 55°19’46” East, a distance of 24.25 feet;

(51) North 49°12’19” East, a distance of 21.57 feet;

(52) North 50°49’59” East, a distance of 22.71 feet;

(53) North 63°34’55” East, a distance of 37.80 feet;

(54) North 48°56’08” East, a distance of 17.60 feet;

(55) North 48°01’38” East, a distance of 37.79 feet;

(56) North 57°04’27” East, a distance of 220.24 feet to a point, a corner of Point Breeze Parcel B-1;

 

thence along Point Breeze Parcel B-l the following 9 courses and distances:

 

(1) South 66°43’40” East, a distance of 165.74 feet;

(2) South 26°47’19” West, a distance of 173.62 feet to a point of curvature;

(3) by a curve to the left having a radius of 313.83 feet and a central angle of 55°00’41” an arc length of 301.32 feet a chord which bears South 00°06’24” West 289.88 feet;

(4) South 28°44’58” East, a distance of 198.19 feet; (5) North 78°06’33” East, a distance of 1489.09 feet;

(6) South 07°46’10” West, a distance of 1288.62 feet; (7) South 60°40’29” West, a distance of 577.59 feet;

(8) South 29°33’29” East, a distance of 525.42 feet;

(9) South 32°34’13” East, a distance of 529.63 feet to the point of Beginning.

 

Containing 394.96 Acres, more or less.

 

OPA#885044000 - 3600 Lanier Ave

OPA#884096500 - 3404 Penrose Ave

OPA#884095400 - 3000 Penrose Ferry Rd

OPA#884095500 - 3002 Penrose Ferry Rd

 

PARCEL B-1

 

Point Breeze Description (Parcel B-1)

 

Beginning at a point on the western side of 26th street; thence along the western side of 26th Street the 16 following courses and distances:

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(1) South 07°45’55” West, a distance of 169.94 feet;

(2) South 00°16’02” East, a distance of 38.37 feet;

(3) South 06°25’58” West, a distance of 199.87 feet;

(4) South 07°53’20” West, a distance of 211.08 feet;

(5) South 07°47’37” West, a distance of 1509.96 feet;

(6) South 07°52’07” West, a distance of 726.03 feet;

(7) South 07°38’49” West, a distance of 48.89 feet;

(8) South 09°29’34” West, a distance of 130.93 feet;

(9) South 07°13’47” West, a distance of 401.40 feet;

(10) South 07°57’21” West, a distance of 318.70 feet;

(11) South 15°50’52” West, a distance of 136.31 feet;

(12) South 07°45’11” West, a distance of 118.07 feet;

(13) North 80°01’54” West, a distance of 17.81 feet;

(14) South 14°08’03” West, a distance of 552.84 feet to a point of curvature;

(15) by a curve to the left having a radius of 200.76 feet and a central angle of 66°30’21” an arc length of 233.04 feet and a chord which bears South 34°54’40” West 220.17 feet;

(16) South 01°46’40” West, a distance of 293.89 feet;

 

thence along the north side of Penrose Avenue South 43°34’41” West, a distance of 665.73 feet to a point of curvature; thence by a curve to the right having a radius of 126.09 feet and a central angle of 73°01’54” an arc length of 160.71 feet a chord which bears South 87°07’45” West 150.05 feet point of reverse curvature; thence by a reverse curve to the left having a radius of 167.93 feet and a central angle of 102°48’10” an arc length of 301.32 feet and a chord South 78°02’49” West and a distance of 262.49 feet;

 

thence along the northern side of Lanier Avenue the eight following courses and distances:

 

(1) South 28°41’02” West, a distance of 84.04 feet;

(2) South 30°01’19” West, a distance of 182.61 feet;

(3) South 33°23’20” West, a distance of 122.68 feet to a point of curvature;

(4) by a curve to the left having a radius of 365.09 feet and a central angle of 10°02’31” an arc length of 63.99 feet a chord which bears South 38°14’27” West 63.90 feet;

(5) South 45°13’17” West, a distance of 69.72 feet to a point of curvature;

(6) by a curve to the left having a radius of 248.69 feet and a central angle of 11°28’08” an arc length of 49.78 feet a chord which bears South 50°30’20” West 49.70 feet;

(7) South 55°40’25” West, a distance of 127.19 feet; (8) South 58°52’39” West, a distance of 504.43 feet;

 

thence along Girard Point property the following ten courses and distances:

 

(1) South 58°52’39” West, a distance of 31.47 feet;

(2) North 32°34’13” West, a distance of 529.63 feet;

(3) North 29°33’29” West, a distance of 525.42 feet;

(4) North 60°40’29” East, a distance of 577.59 feet;

(5) North 07°46’10” East, a distance of 1288.62 feet;

(6) South 78°06’33” West, a distance of 1489.09 feet;

(7) North 28°44’58” West, a distance of 198.19 feet to a point of curvature;

(8) by a curve to the right having a radius of 313.83 feet and a central angle of 55°00’41” an arc length of 301.32 feet a chord which bears North 00°06’24” East 289.88 feet to a point;

(9) North 26°47’19” East, a distance of 173.62 feet;

(10) North 66°43’40” West, a distance of 165.74 feet to a point on the bulkhead of the Schuylkill River;

 

thence along the bulkhead of the Schuylkill River the 29 following courses and distances:

 

(1) North 43°24’56” East, a distance of 135.15 feet;

(2) North 32°59’59” East, a distance of 197.67 feet;

(3) North 28°46’15” East, a distance of 207.21 feet;

(4) South 67°36’32” East, a distance of 25.00 feet;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(5) North 28°53’49” East, a distance of 525.99 feet;

(6) North 23°14’16” East, a distance of 296.55 feet;

(7) North 16°27’07” East, a distance of 155.27 feet;

(8) North 09°56’26” East, a distance of 211.86 feet;

(9) North 26°32’07” East, a distance of 130.56 feet;

(10) North 45°19’27” West, a distance of 43.11 feet;

(11) North 23°44’32” East, a distance of 11.78 feet;

(12) North 58°39’44” East, a distance of 10.33 feet;

(13) North 13°19’01” East, a distance of 20.88 feet;

(14) North 21°53’43” East, a distance of 22.65 feet;

(15) North 33°53’23” East, a distance of 15.69 feet;

(16) North 22°37’41” East, a distance of 36.18 feet;

(17) North 12°06’28” East, a distance of 42.35 feet;

(18) South 78°45’03” East, a distance of 9.60 feet;

(19) North 12°10’53” East, a distance of 13.10 feet;

(20) North 84°10’16” West, a distance of 12.72 feet;

(21) North 23°48’41” East, a distance of 452.70 feet;

(22) North 23°48’41” East, a distance of 453.47 feet;

(23) South 72°18’38” East, a distance of 4.28 feet;

(24) North 19°03’43” East, a distance of 23.84 feet;

(25) North 15°47’28” East, a distance of 46.32 feet;

(26) South 80°51’48” East, a distance of 21.53 feet;

(27) North 13°26’19” East, a distance of 231.84 feet;

(28) North 07°22’43” East, a distance of 111.24 feet;

(29) North 03°41’43” West, a distance of 175.93 feet;

(30) North 15°46’02” West, a distance of 105.60 feet;

 

thence North 74°54’45” East, a distance of 126.56 feet; thence continuing along same North 74°54’45” East, a distance of 225.13 feet; thence South 14°27’15” East, a distance of 45.83 feet to a point on the southern side of Passyunk Avenue;

 

thence along the southern side of Passyunk Avenue North 74°50’12” East, a distance of 1289.66 feet; thence leaving said side of Passyunk Avenue South 15°09’48” East, a distance of 364.36 feet; thence North 74°50’12” East, a distance of 218.00 feet; thence South 15°09’48” East, a distance of 63.00 feet; thence South 89°08’54” East, a distance of 10.00 feet; thence South 25°09’48” East, a distance of 60.00 feet; thence South 63°09’48”

 

East, a distance of 27.00 feet; thence North 71°05’39” East, a distance of 79.00 feet; thence North 66°10’39” East, a distance of 201.00 feet; thence North 04°50’39” East, a distance of 61.00 feet; thence South 85°09’21” East, a distance of 82.00 feet; thence North 74°50’39” East, a distance of 253.00 feet; thence South 82°09’21” East, a distance of 224.77 feet to the Point of Beginning.

 

Containing 360.55 Acres, more or less.

 

OPA#884097000 - 3144 W. Passyunk Ave

 

PARCEL B-2 Point Breeze Description. (Parcel B-2)

 

Beginning at a point on the south side of Passyunk Avenue and on the pierhead and bulkhead of the Schuylkill River; thence along the bulkhead of the Schuylkill River the thirty-three following courses and distances:

 

(1) North 15°46’02” West, a distance of 155.02 feet;

(2) North 31°09’33” West, a distance of 148.28 feet;

(3) North 39°25’25” West, a distance of 180.29 feet;

(4) North 44°07’32” West, a distance of 80.71 feet;

(5) North 65°32’53” West, a distance of 13.18 feet;

(6) North 49°22’28” West, a distance of 8.41 feet;

(7) North 65°46’02” West, a distance of 30.05 feet;

(8) South 54°50’25” West, a distance of 5.48 feet;

(9) North 40°45’12” West, a distance of 48.68 feet;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(10) North 56°19’58” West, a distance of 156.17 feet;

(11) North 57°58’20” West, a distance of 145.68 feet;

(12) North 75°17’24” West, a distance of 42.80 feet;

(13) North 83°31’11” West, a distance of 86.58 feet;

(14) North 83°31’11” West, a distance of 95.61 feet;

(15) North 83°00’35” West, a distance of 187.03 feet;

(16) South 80°37’47” West, a distance of 809.03 feet;

(17) South 80°01’56” West, a distance of 46.99 feet;

(18) South 85°22’16” West, a distance of 35.86 feet;

(19) South 86°42’51” West, a distance of 95.79 feet;

(20) North 05°28’09” West, a distance of 30.00 feet;

(21) North 72°05’27” West, a distance of 480.36 feet;

(22) North 49°21’34” West, a distance of 277.55 feet;

(23) North 44°46’47” West, a distance of 91.93 feet;

(24) North 27°49’54” West, a distance of 198.68 feet;

(25) North 23°47’26” West, a distance of 139.41 feet;

(26) North 27°22’11” West, a distance of 140.79 feet;

(27) North 00°58’58” West, a distance of 695.54 feet;

(27) North 14°12’09” East, a distance of 375.02 feet;

(28) North 06°23’54” West, a distance of 78.53 feet;

(29) North 18°25’26” East, a distance of 447.84 feet;

(30) South 74°33’15” East, a distance of 65.04 feet;

(31) North 24°55’08” East, a distance of 22.18 feet;

(32) South 81°55’09” East, a distance of 191.39 feet;

(33) North 42°08’32” East, a distance of 43.36 feet;

 

thence leaving bulkhead and along lands of Conrail South 82°20’38” East, a distance of 644.83 feet; thence continuing along lands of Conrail the 11 following courses and distances:

 

(1) South 16°15’57” East, a distance of 120.19 feet to a point of curvature;

(2) by a curve to right having a radius of 653.39 feet and a central angle of 54°52’25” an arc length of 625.77 feet a chord which bears South 44°45’52” East 602.12 feet;

(3) South 82°10’05” East, a distance of 379.22 feet;

(4) South 81°54’46” East, a distance of 281.13 feet;

(5) South 82°09’55” East, a distance of 185.06 feet;

(6) South 82°22’37” East, a distance of 375.54 feet;

(7) South 82°19’05” East, a distance of 329.39 feet;

(8) South 81°52’05” East, a distance of 339.43 feet;

(9) South 82°21’18” East, a distance of 639.33 feet;

(10) South 82°07’25” East, a distance of 230.24 feet to a point of curvature;

(11) by a of a curve to the right having a radius of 1028.90 feet and a central angle of 18°15’10” an arc length of 327.78 feet a chord which bears South 73°24’01”East 326.40 feet;

 

thence South 07°48’50” West, a distance of 86.27 feet to a point in line of lands owned by the City of Philadelphia; thence along lands of Philadelphia the 16 following courses and distances:

 

(1) by a curve to the left having a radius of 499.91 feet and a central angle of 22°54’36” an arc length of 199.89 feet a chord which bears South 82°53’51” West 198.56 feet;

(2) South 68°52’37” West, a distance of 368.16 feet to a point of curvature;

(3) by a curve to the left having a radius of 759.85 feet and a central angle of 9°50’11” an arc length of 130.45 feet a chord which bears South 74°48’53” West 130.29 feet;

(4) South 79°06’45” West, a distance of 310.68 feet;

(5) South 74°37’16” West, a distance of 96.75 feet;

(6) South 56°20’07” West, a distance of 70.00 feet;

(7) South 64°28’35” West, a distance of 251.25 feet;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(8) South 67°27’07” West, a distance of 302.11 feet;

(9) South 67°27’07” West, a distance of 402.58 feet;

(10) South 67°27’07” West, a distance of 141.14 feet;

(11) South 53°20’14” West, a distance of 50.00 feet;

(12) South 23°28’34” East, a distance of 32.51 feet;

(13) South 23°28’34” East, a distance of 299.99 feet;

(14) South 35°54’01” East, a distance of 737.38 feet;

(15) South 16°59’51” East, a distance of 113.90 feet;

(16) South 44°15’26” East, a distance of 25.66 feet;

 

thence South 74°54’45” West, a distance of 126.56 feet to the Point of Beginning.

 

Containing 141.00 Acres, more or less.

 

Being a portion of OPA#884097200 - 3143 W. Passyunk Ave

 

PARCEL B-3 (Point Breeze Description. (Parcel B-3)

 

Beginning at a point on the right of way of Moore Street; thence along the southern right of way of Moore Street South 76°59’06” East, a distance of 85.84 feet; thence continuing along said right of way South 76°04’48” East, a distance of 329.50 feet to a point on the western right of way line of 35th Street; thence along the western right of way line of 35th Street South 13°57’01” West, a distance of 518.75 feet; thence South 82°07’46” East, a distance of 497.03 feet to a point on the western right of way line of 34th Street; thence along the western right of way line of 34th Street South 20°22’25” West, a distance of 139.66 feet to a point on the southern right of way line of Maiden Lane; thence along the southern right of way line of Maiden Lane South 64°11’02” East, a distance of 1256.82 feet to a point of curvature; thence by a curve to the right entering the western side of 26th Street having a radius of 491.39 feet and a central angle of 18°49’29” an arc length of 161.45 feet and a chord which bears South 55°27’35” East 160.72 feet;

 

thence along the western side of 26th Street the eight following courses and distances:

 

(1) South 43°44’58” West, a distance of 2.95 feet;

(2) South 40°36’48” East, a distance of 169.81 feet;

(3) South 37°29’46” East, a distance of 210.70 feet;

(4) South 37°08’53” East, a distance of 599.67 feet;

(5) South 37°13’25” East, a distance of 255.57 feet;

(6) South 45°31’16” West, a distance of 2.49 feet;

(7) South 34°13’50” East, a distance of 144.39 feet;

(8) South 33°56’02” East, a distance of 266.03 feet;

 

thence leaving the western side of 26th Street and going along the northern side of lands of Conrail the 24 following courses and distances:

 

(1) North 81°59’00” West, a distance of 236.77 feet;

(2) North 58°22’13” East, a distance of 33.81 feet;

(3) North 74°29’15” West, a distance of 121.44 feet;

(4) North 76°18’45” West, a distance of 250.63 feet;

(5) North 84°05’02” West, a distance of 285.50 feet;

(6) South 47°15’52” West, a distance of 15.18 feet;

(7) North 75°52’55” West, a distance of 46.21 feet;

(8) North 82°02’14” West, a distance of 525.00 feet;

(9) North 02°36’38” East, a distance of 6.00 feet;

(10) North 82°03’42” West, a distance of 209.46 feet;

(11) North 82°26’26” West, a distance of 197.26 feet;

(12) North 82°16’24” West, a distance of 149.97 feet;

(13) North 82°06’49” West, a distance of 452.25 feet;

(14) South 11°06’33” West, a distance of 15.19 feet;

(15) North 81°57’23” West, a distance of 288.33 feet;

(16) North 80°02’02” West, a distance of 92.49 feet;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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(17) North 83°48’02” West, a distance of 66.93 feet:

(18) North 79°34’03” West, a distance of 240.34 feet to a point of curvature;

(19) by a curve to the right having a radius of 665.76 feet and a central angle of 55°53’57” an arc length of 649.53 feet and a chord which bears North 53°19’49” West 624.07 feet to a point of compound curvature;

(20) by a compound curve to the right having a radius of 733.68 feet and a central angle of 44°51’23” an are length of 574.39 feet and a chord which bears North 00°47’49” East 559.84 feet;

(21) North 21°41’17” East, a distance of 358.44 feet;

(22) North 26°05’47” East, a distance of 92.79 feet; (23) South 82°19’34” East, a distance of 223.64 feet;

(24) North 13°55’44” East, a distance of 990.16 feet to the Point of Beginning.

 

Containing 106.64 Acres,more or less.

 

Being a portion of OPA#884097200 - 3143 W. Passyunk Ave

 

PARCEL B-4 (Point Breeze Description. (Parcel B-4)

 

Beginning at a point on the northerly side of Moore Street with the centerline of the said former 36th Street, stricken from the city plan at 50 feet wide; thence along the centerline of the said former 36th Street North 13°59’19” East, a distance of 240.14 feet to a point on the southerly side of the said former Fish House Lane (at 23.208 feet wide); thence along the said former Fish House Lane the following 5 courses and distances:

 

(1) North 79°29’59” West, a distance of 30.06 feet;

(2) North 13°59’19” East, a distance of 23.25 feet;

(3) South 79°29’59” East, a distance of 495.93 feet;

(4) South 13°59’19” West, a distance of 23.25 feet;

(5) North 79°29’59” West, a distance of 25.05 feet to a point on the centerline of the said former 35th Street (50 feet wide); thence along the the centerline of said former 35th Street South 13°59’19” West, a distance of 266.97 feet to a point on the northerly side of Moore Street;

 

thence along the northerly side of Moore Street North 76°00’41” West, a distance of 440.00 feet to the point of Beginning.

 

Containing 2.83 Acres, more or less.

 

OPA#884214115 — 3515 Moore Street

 

PARCEL C: SRTF (street side) Description.

 

ALL THAT CERTAIN tract or piece of land. SITUATE in the Forty-eighth Ward of the City of Philadelphia, described in accordance with an ALTA/ACSM Land Title Survey made by Ludgate Engineering Corporation dated 5/1/2012, as follows, to wit:

 

Beginning at a point on the eastern side of Essington Avenue and a corner of lands of Pacific Atlantic Terminal; thence along lands of Pacific Atlantic Terminal South 82°10’16” East, a distance of 367.00 feet; thence continuing along said lands South 77°59’17” East, a distance of 668.27 feet to a point of curvature; thence by a curve to the left having a radius of 1463.35 feet and a central angle of 25°44’18” an arc length of 657.36 feet a chord which bears South 18°58’02” East 651.85 feet; thence South 31°50’11” East a distance of 827.78 feet; thence South 31°50’11” East, a distance of 1456.50 feet; thence along Mingo Creek South 58°16’51” West, a distance of 2698.79 feet; thence North 64°39’14” West, a distance of 673.96 feet to a point on the eastern side of Mingo Avenue; thence along Mingo Avenue North 00°03’26” West, a distance of 1413.86 feet to a point on the eastern side of Essington Avenue; thence along Essington Avenue North 10°51’10” East, a distance of 2507.54 feet to the Point of Beginning.

 

Containing 171.18 Acres, more or less.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Being a portion of OPA#884096700 — 6900 Essington Avenue

 

PARCEL D: SRTF (river side) Description.

 

ALL THAT CERTAIN tract or piece of land. SITUATE in the Forty-eighth Ward of the City of Philadelphia, described in accordance with an ALTA/ACSM Land Title Survey made by Ludgate Engineering Corporation dated 5/1/2012, as follows, to wit:

 

Beginning at a point a corner of lands of Pacific Atlantic Terminal; thence along lands of Pacific Atlantic Terminal South 89°16’27” East, a distance of 989.92 feet to a point on the west side of the Schuylkill River; thence along said river the 4 following courses and distances: (1) South 03°54’17” East, a distance of 294.15 feet; (2) South 15°35’28” East, a distance of 973.86 feet; (3) South 15°35’28” East, a distance of 196.10 feet; (4)South 29°06’56” East, a distance of 955.16 feet; thence South 54°55’41” West, a distance of 467.65 feet to a point on the east side of lands of Pacific Atlantic Terminal; thence along lands of Pacific Atlantic Terminal the three following courses and distances: (1) North 31°50’11” West, a distance of 1423.21 feet; (2) North 31°50’11” West, a distance of 857.35 feet to a point of curvature; (3) by a curve to the right having a radius of 1397.46 feet a central angle of 26°08’53” an arc length of 637.75 feet a chord which bears North 18°45’45” West a distance of 632.23 feet to the Point of Beginning.

 

Containing 39.90 Acres, more or less.

 

Being a portion of OPA#884096700 — 6900 Essington Avenue

 

PARCEL E: West Yard Description.

 

ALL THAT CERTAIN tract or piece of land. SITUATE in the Forty-eighth Ward of the City of Philadelphia, described in accordance with an ALTA/ACSM Land Title Survey made by Ludgate Engineering Corporation dated 5/1/2012, as follows, to wit:

 

Beginning at a point on the southern right of way of Passyunk Avenue and a corner of lands of now or late Thy B. Ma; thence along said lands of Ma and along lands of now or late Joseph & Rosanna Mitchell South 69°19’58” East, a distance of 315.10 feet to a point a corner of lands of the now or late Phing Tan and Khanh Buu Huynh; thence along said lands and lands of Passyunk Avenue Realty En. North 82°44’45” East, a distance of 601.48 feet to a point a corner of the now or late lands of Passyunk Avenue Realty En; thence along said lands South 61°00’00” East, a distance of 218.91 feet; thence South 68°14’30” East, a distance of 251.05 feet; thence along lands of Auto Recycling Real Estate North 88°16’32” East, a distance of 288.19 feet; thence continuing along said lands and along lands of S.R.S. Inc. North 35°03’05” East, a distance of 1800.00 feet near the Schuylkill River;

 

thence in and along the Schuylkill River the 10 following courses and distances:

 

(l) South 80°39’14” East, a distance of 401.15 feet;

(2) South 42°01’03” East, a distance of 297.66 feet;

(3) South 04°55’59” West, a distance of 350.17 feet;

(4) South 15°52’29” West, a distance of 487.33 feet;

(5) South 23°42’54” West, a distance of 196.89 feet;

(6) South 22°35’18” West, a distance of 384.45 feet;

(7) South 14°15’27” West, a distance of 121.55 feet;

(8) South 15°59’35” West, a distance of 219.74 feet;

(9) South 21°40’33” West, a distance of 445.70 feet;

(10) South 23°20’44” West, a distance of 324.02 feet to a point a corner of lands of Convoy Realty LP;

 

thence along lands of Convoy North 63°18’58” West, a distance of 1362.47 feet; thence North 07°11’32” East, a distance of 231.25 feet to a point of curvature; thence by a curve to the left having a radius of 5000.00 feet and a central angle of 1°29’17” an arc length of 129.85 feet a chord which bears North 70°46’37” West 129.85 feet;

 

thence along lands of Point Breeze Terminal LLC the eight following courses and distances:

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

11

 

(1) North 67°11’05” West, a distance of 14.72 feet;

(2) South 83°51’36” West, a distance of 839.02 feet;

(3) North 60°55’04” East, a distance of 31.00 feet;

(4) North 25°30’00” East, a distance of 145.00 feet;

(5) North 00°00’00” East, a distance of 50.83 feet;

(6) North 00°00’00” East, a distance of 41.00 feet;

(7) North 85°21’56” West, a distance of 972.06 feet;

(8) North 07°07’07” East, a distance of 171.91 feet to a point on the southern side of Passyunk Avenue;

 

thence along the southern side of Passyunk Avenue the three following courses and distances:

 

(1) North 74°48’30” East, a distance of 226.91 feet;

(2) South 15°11’30” East, a distance of 6.00 feet;

(3) North 74°48’30” East, a distance of 349.28 feet to the Point of Beginning.

 

Containing 80.84 Acres, more or less.

 

OPA# 884097130 — 6300 W. Passyunk Avenue

OPA#884097140 — 6030 W. Passyunk Avenue

OPA#884097110 - 3701 S. 63rd Street

 

PARCEL F (former premises “PP”) — NOT INCLUDED

 

PARCEL G (former premises “WW”)

REPLACED BY AND DESCRIBED AS PREMISES B-4

 

PARCEL H — In 2 Parcels/Parcel H-1 and Parcel H-2

 

ALL THOSE CERTAIN tracts, pieces or parcels of land, situate former 36th Street and Moore Street, 36th Ward, City of Philadelphia, Commonwealth of Pennsylvania, as shown on a plan prepared by Van Demark & Lynch, Inc., Engineers, Planners and Surveyors, Wilmington, Delaware, Drawing No. 39945-F, dated April 23, 2010, entitled “Subdivision Plat, Premises “H”, prepared for Sunoco, Inc.” and being more particularly described as follows, to wit:

 

PARCEL “H-1”:

 

BEGINNING at a point, the intersection of the northerly side of Moore Street, shown on the city plan and legally open at 50 feet wide, with the centerline of former 36th Street, stricken from the city plan at 50 feet wide, being the southwesterly comer of Premises ‘H-1’, Sunoco Propane Terminal (13-S-23/3) on a easterly line for land now or formerly of CSX Transportation, Inc. (13-S-24/4);

 

THENCE through the said land now or formerly of CSX Transportation, Inc. the seven (7) following described courses and distances:

 

(Courses 1 through 3 along or near a 6 foot chain link fence)

1.                                      North 68° 50’ 44” West, 77.400 feet to a point;

2.                                      North 18° 57’ 36” East, 199.926 feet to a point;

3.                                      North 23° 20’ 54” East, 201.193 feet to a fence corner;

4.                                      North 25° 18’ 02” East, 84.179 feet to a point;

5.                                      North 27° 45’ 33” East, 22.761 feet to a point; and

6.                                      South 68° 50’ 44” East, 43.650 feet to a point, the northwesterly corner for the herein described Parcel “B” on the westerly line of the said former 36th Street;

(Course 7 along the said westerly side of former 36th Street, being the westerly line for the said Parcel “H-2”)

7.                                      South 21° 09’ 16” West, 245.524 feet to a point on the northerly side of former Fish House Lane, at 23.208 feet wide;

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

12

 

THENCE along the northerly side, westerly terminus and southerly side of the said former Fish House Lane the three (3) following described courses and distances:

 

1.                                      North 72° 20’ 02” West, 5.018 feet to a point;

2.                                      South 21° 09’ 16” West, 23.250 feet to a point; and

3.                                      South 72°20’02” East, 30.064 feet to a point on the said centerline of former 36th Street;

 

THENCE along the said centerline of former 36th Street, South 21° 09’ 16” West, 240.143 feet to the point and place of Beginning.

 

CONTAINING within said metes and bounds, 33,558 square feet (0.770 acres) of land, being the same, more or less.

 

PARCEL H-2

 

BEGINNING at a point, a southeasterly corner for the above described Parcel “H-1”, the intersection of the westerly side of former 36th Street, stricken from the city plan at 50 feet wide, with the northerly side of former Fish House Lane, at 23.208 feet wide, being on a southeasterly line for land now or formerly of CSX Transportation, Inc. (13-S-2414), said point being measured the four (4) following courses and distances from the intersection of the northerly side of Moore Street, shown on the city plan and legally open at 50 feet wide, with the centerline of the said former 36th Street;

 

(Course 1 along the centerline of said former 36th Street)

1.                                      North 21° 09’ 16” East, 240.143 feet to a point on the southerly side of the said former Fish House Lane;

(Course 2 through 4 along the said former Fish House Lane)

2.                                      North 72° 20’ 02” West, 30.064 feet to a point;

3.                                      North 21° 09’ 16” East, 23.250 feet to a point; and

4.                                      South 72° 20’ 02” East, 5.018 feet to the Point of Beginning;

 

THENCE from said point of Beginning, through the said land now or formerly of CSX Transportation, Inc. the two (2) following courses and distances:

 

(Course 1 along an easterly line for the said Parcel “H-1”)

1.                                      North 21° 09’ 16” East, 245.524 feet to a point; and

2.                                      South 68° 50’ 44” East, 25.000 feet to a point on the centerline for the said formerly 36th Street;

 

THENCE along the said centerline of the former 36th Street, South 21° 09’ 16” West, 244.000 feet to a point on the said northerly side of former Fish House Lane;

 

THENCE along the said northerly side of former Fish House Lane, North 72° 20’ 02” West, 25.046 feet to the point and place of Beginning.

 

CONTAINING within said metes and bounds, 6,119 square feet (0.140 acres) of land, being the same, more or less.

 

CONTAINING within said metes and bounds for Parcels “H-1” and “H-2”, a total of 39,677 square feet (0.911 acres) of land, being the same, more or less.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

13

 

Schedule 1.1D

 

Transferred Refinery Computer Systems and Transferred Refinery Software

 

Transferred Refinery Software:

 

	
Application

ID #
    	
 
    	
Application

Name
    	
 
    	
Application

Description
    	
 
    	
License
   Type
    	
 
    	
Software

Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-844
    	
 
    	
Active Directory Web   Service
    	
 
    	
Shared Web Service For   Accessing User Data from the Active Directory
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-854
    	
 
    	
Contractor Testing   Admin
    	
 
    	
Provides new   third-party contractor testing. Individuals tested from the processing center
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-859
    	
 
    	
EDMS Drawing Search
    	
 
    	
Tool for searching CAD   Drawings by P&ID
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-860
    	
 
    	
Email Web Service
    	
 
    	
Email service that is   integrated into all manufacturing applications that require programmatic   email generation
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-557
    	
 
    	
Attendance Management
    	
 
    	
Attendance tracking   database
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-766
    	
 
    	
WeatherLink
    	
 
    	
Weather station data   acquisition interface
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-814
    	
 
    	
Calc Browse Web Service
    	
 
    	
Web Service for   accessing calculations used in Plant Historian Calculation Engine
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-829
    	
 
    	
Eprism Reporting
    	
 
    	
Reporting tool For   Eprism Training system
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-830
    	
 
    	
Eprism Web Service
    	
 
    	
Web Service for Accsing   eprism data
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-803
    	
 
    	
Labatory Quality   Control
    	
 
    	
Quality control system   for Labatory
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-804
    	
 
    	
Laboratory Shift   Reports
    	
 
    	
Shift Reporting System   for LABs
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-805
    	
 
    	
LIMS Fax
    	
 
    	
LIMS CofA Faxing
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-806
    	
 
    	
Lims Portal
    	
 
    	
AD-HOC Query Tool for   Reporting LAB Data from the LIMS System
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-807
    	
 
    	
Lims Web Services
    	
 
    	
Shared Web Service for   erforms LIMS Data
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

14

 

	
Application

ID #
    	
 
    	
Application

Name
    	
 
    	
Application

Description
    	
 
    	
License
   Type
    	
 
    	
Software

Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-808
    	
 
    	
LimsBrowser
    	
 
    	
Adhoc query tool to   access LIMS data - used by operators, engineers, and others outside the lab
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-820
    	
 
    	
Pi Area Log Service
    	
 
    	
Manual Entry system for   writing values to Pi Historian
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-821
    	
 
    	
Pi Calc Browser
    	
 
    	
Portal for viewing   Calculations and Data From Pi
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-823
    	
 
    	
Pi Dynamic Matrix   Control (DMC)
    	
 
    	
Portal for creating DMC   Screens for PI Control Systems
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-826
    	
 
    	
Process Book Web   Services
    	
 
    	
Shared Web Service for   handling process book real time graphics
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-813
    	
 
    	
R&S Electronic   Permit System
    	
 
    	
EPS for all of R&S
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-909
    	
 
    	
SEHIT (Sun Equipment   Work History)
    	
 
    	
Rotating Equipment Work   History
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-921
    	
 
    	
TIMAC
    	
 
    	
Centralised Portal for   Viewing Asset Data from many sources
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-880
    	
 
    	
Digital dash board
    	
 
    	
Client workstation   executable that via web service into Pi and other information services   provides real-time operational status
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-871
    	
 
    	
Lims Lab Request
    	
 
    	
Application used to   submit request to the laboratory supervisor
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-873
    	
 
    	
Line List Search
    	
 
    	
Application to search   the EDMS DB
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-875
    	
 
    	
Manufacturing Systems   Portal
    	
 
    	
Centralized web portal   for executing all R&S Coke and Commercial applications
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-881
    	
 
    	
Operator Logbook
    	
 
    	
Application used by   shift managers and process engineers that captures daily activity within the   facility environment
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

15

 

	
Application

ID #
    	
 
    	
Application

Name
    	
 
    	
Application

Description
    	
 
    	
License
   Type
    	
 
    	
Software

Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-882
    	
 
    	
Pi Digital Management   Control (DMC)
    	
 
    	
Provides process   engineers with the aplity to produce custom Pi tag reports used in facility   management.
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-883
    	
 
    	
Positive Materials   Identification
    	
 
    	
application that will   allow inspectors to store and retrieve inspection data quickly as well as   generate useful PMI reports
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-886
    	
 
    	
QTS Quality Tracking
    	
 
    	
Application used to monitor   quality issue and resolution information
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-887
    	
 
    	
Quality DB
    	
 
    	
DB used to monitor   quality issues within the laboratory environment
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-889
    	
 
    	
RMST
    	
 
    	
Raw Materials   Supply & Trading - deal capture, contract generation and cargo mgmt.   for Foreign Crude. This system interfaces to COINS (Crude Acct.).
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-893
    	
 
    	
Shift Management
    	
 
    	
Application provides   shift supervisors with an interface to report all issues that occurred during   the 12 hour shift. Results are provided to the executive committee
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-824
    	
 
    	
Pi Graphic Portal
    	
 
    	
Portal for viewing   realtime plant data from PI
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-928
    	
 
    	
Contractor Testing   System (CTS)
    	
 
    	
Contractor Tests for   Sunoco Specific Requirements
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-927
    	
 
    	
CostCap
    	
 
    	
Project Cost Control   Warehouse and Webfocus Reporting
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-898
    	
 
    	
eMOC.net
    	
 
    	
Electronic Management   of Change
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-919
    	
 
    	
Gasket Database
    	
 
    	
Inventory control   system for Gaskets
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

16

 

	
Application

ID #
    	
 
    	
Application

Name
    	
 
    	
Application

Description
    	
 
    	
License
   Type
    	
 
    	
Software

Maintenance?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-926
    	
 
    	
Lost Profit Oppurtunity   Database
    	
 
    	
Reporting lost profit   opportunities and calculating financial impact
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-925
    	
 
    	
Tank Database   Management System - TDMS
    	
 
    	
Tank Inspection System   for Sunoco Owned Tanks
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-929
    	
 
    	
Turnaround Scope System   (TAS)
    	
 
    	
Turnaround Projects   Scope Management Tool
    	
 
    	
Custom
    	
 
    	
n/a
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-618
    	
 
    	
FCC MB
    	
 
    	
Fluidized Cat Cracker   model
    	
 
    	
Custom
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

17

 

Transferred Refinery Computer Systems:

 

Servers:

 

	
Machine
   Name
    	
 
    	
Organization
   Code
    	
 
    	
Role
   Description
    	
 
    	
Operating
   System
    	
 
    	
Status
    
	
CHSV-PI01
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
COREAGAPS01D-OLD
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
Decommissioned
    
	
GPSV-SSMON01
    	
 
    	
Refining and Supply
    	
 
    	
Utility Server
    	
 
    	
Windows
    	
 
    	
 
    
	
LD0SU-WAG626
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WAGV630
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WAGV631
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WLTV001
    	
 
    	
Infrastructure Services
    	
 
    	
Citrix Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WLTV002
    	
 
    	
Infrastructure Services
    	
 
    	
Citrix Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WLTV003
    	
 
    	
Infrastructure Services
    	
 
    	
Citrix Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WLTV004
    	
 
    	
Infrastructure Services
    	
 
    	
Citrix Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WLTV005
    	
 
    	
Infrastructure Services
    	
 
    	
Citrix Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WLTV006
    	
 
    	
Infrastructure Services
    	
 
    	
Citrix Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WWWV001
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
LD0SU-WWWV002
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
MHSDOM1I
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
MHSTST1P
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
MHSTST2P
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
MHSV-IIS08
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
MHSV-MPC02
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
QA/Test
    
	
MHSV-MPC03
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
QA/Test
    
	
MHSV-SQR03
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
MHSV-SQR04
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
NextivaIVAP1
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
OD0SU-WAG083
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WAG088
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
QA/Test
    
	
OD0SU-WLT001
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT002
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
QA/Test
    
	
OD0SU-WLT018
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT020
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT027
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

18

 

	
Machine
   Name
    	
 
    	
Organization
   Code
    	
 
    	
Role
   Description
    	
 
    	
Operating
   System
    	
 
    	
Status
    
	
OD0SU-WLT035
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT049
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT051
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT052
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT053
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT056
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT061
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
QA/Test
    
	
OD0SU-WLT063
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
QA/Test
    
	
OD0SU-WLT115
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD0SU-WLT116
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
OD-SU-W-LT-16
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
PCSV-COAM711
    	
 
    	
Refining and Supply
    	
 
    	
Utility Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WAG036
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WAG088
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WAG089
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WAG095
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WAG107
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
QA/Test
    
	
PD0SU-WAG108
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WAG112
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WWW009
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WWW010
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PD0SU-WWW011
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHIN16
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
VMS
    	
 
    	
Production
    
	
PHIT02
    	
 
    	
Refining and Supply
    	
 
    	
DEC Terminal Server
    	
 
    	
VMS
    	
 
    	
Unmanaged
    
	
PHSDOM1J
    	
 
    	
Refining and Supply
    	
 
    	
File and Print Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSDOM1U
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSDOM1Y
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSPI001
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSPI002
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSTST1P
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
Development
    
	
PHSV-DPLYMS
    	
 
    	
Infrastructure Services
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSV-IIS02
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSV-IIS03
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSV-LIMSPRINT2
    	
 
    	
Refining and Supply
    	
 
    	
File and Print Server
    	
 
    	
Windows
    	
 
    	
Production
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

19

 

	
Machine
   Name
    	
 
    	
Organization
   Code
    	
 
    	
Role
   Description
    	
 
    	
Operating
   System
    	
 
    	
Status
    
	
PHSV-MPC01
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSV-MPC02
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
PHSV-SQR01
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
RD0SU-WAG631
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
RD0SU-WAG632
    	
 
    	
Refining and Supply
    	
 
    	
Database Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
SD0SU-WAG613
    	
 
    	
Refining and Supply
    	
 
    	
Application Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
SD0SU-WWW601
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    
	
SD0SU-WWW602
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
QA/Test
    
	
SD0SU-WWW603
    	
 
    	
Refining and Supply
    	
 
    	
Web Server
    	
 
    	
Windows
    	
 
    	
Production
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

20

 

Schedule 2.2(b)(v)

 

Refinery Permits

 

AIR

 

1.                                      Title V/State Operating Permit No. V95-038 (Refinery).  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective February 15, 2002.  Expired February 15, 2007.  Permit remains in effect pending reissuance upon a timely submitted application for renewal. Renewal Submitted in 2006.

 

2.                                      Title V/State Only Operating Permit No. V05-011 (Schuylkill River Tank Farm). Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective February 23, 2012.  Expires February 23, 2017.

 

3.                                      Fire School Open Burning Variance.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date January 24, 2011. No expiration date stated.

 

4.                                      CD NSPS - Boiler, Heaters & Flares (Phila. Refinery) Approval/Permit # 11079.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date September 23, 2011.  Expires March 23, 2013.

 

5.                                      24P1 RICE Fire Pump Permit #11329. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 23, 2012.  Expires February 23, 2013.

 

6.                                      Fire and HF Mitigation RICE Permit #11346-11352. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 23, 2012.  Expires February 23, 2013.

 

7.                                      Pollack Street Remediation Permit #12013. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 21, 2012.  Expires February 21, 2013.

 

8.                                      Penrose Remediation Permit #11277. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 6, 2012.  Expires February 6, 2013.

 

9.                                      Cleaver-Brooks Warehouse Boiler Permit #11276. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 6, 2012.  Expires February 5, 2013.

 

10.                               3 Rental Boilers Permit #11335/6/7 Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date January 6, 2012.  Expires January 6, 2013.

 

11.                               Thermal Oxidizer/Diesel Generator/Internal Combustion Engine for Tank Degassing.  Permit # 11026.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date September 12, 2011.  Expires December 31, 2012.

 

12.                               Thermal Oxidizer/Diesel Generator/Internal Combustion Engine for Tank Degassing.  Permit # 11415.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date 1/27/2012.  Expires December 31, 2012.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

21

 

13.                               210 H-201 Heater CD NOx Permit # 10180.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 3, 2011.  Expires August 3, 2012.

 

14.                               Storage Tanks for Volatile Organic Liquids — GP-1101 Approval/Permit # 11001.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date January 25, 2011.  Expires July 25, 2012.  Requesting extension.

 

15.                               Replacing Cummins Fire Pump #4  Permit # 11101.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 24, 2011.  Expires June 23, 2012.

 

16.                               Tank SR-59 Seal Replacement- Sunoco, Inc. (R&M) Schuylkill River Tank Farm Approval/Permit # 10290.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date December 6, 2010.  Expires June 6, 2012.

 

17.                               GP-1116 Permit #11278. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date November 1, 2011.  Expires May 5, 2013.

 

18.                               Boilers (Phila. Refinery) - (SD of Boiler 38) No. 3 Boilerhouse.  Approval # 08080 (Amended). Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date November 2, 2010.  Expires May 2, 2012.

 

19.                               Storage Tanks for Volatile Organic Liquids — Schuylkill River Farm. GP-1214 Seal Approval/Permit # 10116.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date April 21, 2010.  Expired October 21, 2011. Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

20.                               Installation Tank 1051 — 433 Alkylation Approval/Permit # 10185.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date August 6, 2010.  Expired August 6, 2011.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

21.                               1332 H-400/401 NOx Permit #09040.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 1, 2010.  Expired August 2, 2011.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

22.                               865 Hydrodesulfurization Unit Approval # 08255.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 23, 2009.  Expired August 23, 2010.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

23.                               433 Improvements Permit # 06050.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date December 6, 2006.  Expired June 4, 2010.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

24.                               1232 Flare Vent to RFG Permit # 10121.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date May 19, 2010.  Expired May 19, 2011.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

22

 

25.                               433 Flare Work Permit # 09190.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date December 15, 2009.  Expired December 15, 2010.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

26.                               433 ASO Alternate Disposition Permit # 09116.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 5, 2009.  Expired June 5, 2010.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

27.                               137 Foul Gas Permit #09022.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date March 3, 2009.  Expired March 3, 2010.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

28.                               137 F-3 Heater NGULNB CD NOx Approval # 07163.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 5, 2008.  Expired August 5, 2009.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

29.                               210 Pumps and Corrosion Probes Permit # 08153. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 27, 2008.  Expired June 27, 2009.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

30.                               859 ULSD Permit #06144.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date January 29, 2008.  Expired January 29, 2009.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

31.                               FCCU, SCR, WGS & SRU (Phila.) Extension.  Approval/Permit # 04.322  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 28, 2006.  Expired May 31, 2008.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

32.                               866 ULSD Permit #05219.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date March 7, 2006.  Expired December 12, 2007.  Operating conditions and limits remain in effect pending incorporation into Title V permit.

 

33.                               865 ULSD Permit #04237.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date August 12, 2005.  Expired August 12, 2007.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

34.                               870 Tier II Gas HDS Permit #02184.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date December 29, 2003.  Expired June 29, 2005.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

35.                               FCCU 868 Upgrades approval #00184.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date March 22, 2003.  Expired September 22, 2003.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

36.                               49 MMBTU/hr gas fried heater permit #03039.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date July 29, 2003.  Expired July 29, 2004.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

23

 

Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

37.                               869 Restart Approval #03163.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date February 4, 2004.  Expired August 5, 2005.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

38.                               Unit 231 B-101 Burner Replacement Permit #06069.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 13, 2006.  Expired June 13, 2007.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

39.                               1332 CRU H2 Hydrobon Heater Replacement Permit #05124.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date October 4, 2005.  Expired April 4, 2007.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

40.                               Cumene Unit Expansion #99092/99127.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date December 13, 1999.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

41.                               UDEX Unit 1732 Permit #99110/99129.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date December 13, 1999.  Expired March 13, 2001.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

42.                               AU 433/ 431 Permit #99093/99128.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date January 28, 2000.  Expired July 28, 2001.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

43.                               Benzene Railcar Unloading #00013.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date April 20, 2000.  Expired October 20, 2001. Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

44.                               SO2 Operating Permit #SO2-95-039.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date July 27, 2000.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

45.                               RACT Plan Approvals for both Point Breeze and Girard Point.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date August 1, 2000, amended October 7, 2007 and December 6, 2002.  Applicable operating conditions and limits incorporated into 2006 Title V Permit renewal application and referenced in Draft renewal Title V Permit provided by AMS.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

24

 

46.                               Temporary RICE for HF Mitigation Pump Permit #12101. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 1,, 2012.  Expires July 1, 2012.

 

47.                               Temporary RICE 40 Boiler Shutdown - Bluebird Permit #12128 & 12129. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 1, 2012.  Expires August 15, 2012.

 

48.                               Temporary RICE 40 Boiler Shutdown — Bluebird Backup Permit #12133. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 1, 2012.  Expires August 15, 2012.

 

49.                               Temporary RICE 40 Boiler Shutdown — WWTP Compressors Permit #12008 - 12011. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 1, 2012.  Expires August 15, 2012.

 

50.                               Temporary RICE 40 Boiler Shutdown — SRTF Flare Compressors Permit #12131 & 12132. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 1, 2012.  Expires August 30, 2012.

 

51.                               Temporary RICE GP 682 Cleanout Pump #12140. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 18, 2012.  Expires July 31, 2012.

 

52.                               PB Safety Kleen Degreasers Permit #12070 - 12071. Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date May 21, 2012.  Expires May 21, 2013.

 

53.                               3 Separator Remediation System Permit #12127.  Issued by City of Philadelphia, Department of Public Health, Air Management Services.  Effective Date June 12, 2012.  Expires June 12, 2013.

 

Applications Submitted For Review

 

1.                                      868 Unit (Phila. Refinery) SO2 Reduction/Feed Increase Application — Amended for Approval # 11087.  Permit application was submitted pursuant to Global CAA Consent Decree.

 

2.                                      RICE ACOA Permitting: Permit applications have been submitted for reciprocating internal combustion engines (“RICE”) as required by the RICE AOCA.

 

3.                                      1232 Unit NOx and SO2:  Permit application was submitted on October 24, 2011 for NOx and SO2 emissions as required by the Global CAA Consent Decree.  Permit received by Sunoco on April 13, 2012, subject to 30 day public comment period upon publication in the newspaper.

 

WATER

 

1.                                      Girard Point Fluid Catalytic Cracking Unit.  Permit# SUNO00021159MS - Renewal.  Issued by City of Philadelphia Water Department.  Effective Date 1/1/2012.  Expires December 31, 2016.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

25

 

2.                                      Schuylkill River Tank Farm.  Approval/Permit # SUNC00031027OM.  Issued By City of Philadelphia Water Department.  Effective Date January 1, 2011.  Expires December 31, 2015.

 

3.                                      National Pollutant Discharge Elimination System for Point Breeze.  Approval/Permit # PA0012629 A1.  Issued By Department of Environmental Protection.  Effective Date October 1, 2008.  Expired January 31, 2011. Renewal Application submitted August 3, 2010.

 

4.                                      National Pollutant Discharge Elimination System for Girard Point.  Approval/Permit # PA0011533 A1.  Issued By Department of Environmental Protection.  Effective Date September 1, 2008.  Amendment 2 was issued February 1, 2011.  Expired February 28, 2011. Renewal Application submitted August 28, 2010.

 

TANKS

 

1.                                      Girard Point Processing Area Registration/Permit Certificate — Facility 51-36558.  Issued By Department of Environmental Protection Bureau of Waste Management.  Expires February 4, 2013.

 

2.                                      Point Breeze Processing Area Registration/Permit Certificate — Facility 51-19781.  Issued By Department of Environmental Protection Bureau of Waste Management.  Expires February 4, 2013.

 

3.                                      Schuykill River Tank Farm Registration/Permit Certificate — Facility 51-11557.  Issued By Department of Environmental Protection Bureau of Waste Management. Expires February 4, 2013.

 

WASTE

 

1.                                      Girard Point Refinery — Hazardous Waste Storage, Treatment and Disposal (RCRA Part B) Permit # PAD049791098.  Issued by PADEP.  Effective Date September 19, 2000.  Expired September 19, 2010. Renewal Application was submitted October 29, 2008.  The renewal application seeks to incorporate Point Breeze, Girard Point, and Schuylkill River Tank Farm under one permit.

 

2.                                      Chevron USA (Girard Point) — RCRA Corrective Action Permit PAD-04-979-1098.  Issued by EPA.  Effective October 27, 1989, expired October 26, 1999, renewed by application to PADEP for Girard Point Refinery Part B permit as set forth in EPA letter dated January 1998.

 

3.                                      Atlantic Refining and Marketing (Point Breeze) — Hazardous Waste, Storage & Disposal.  Approval/Permit # PAD002289700 for Operation of Land Treatment facility.  Issued November 2, 1988 by PADEP.  Expired on November 2, 1990.  Extended by renewal application dated October 15, 1990.  Operation as a residual waste land treatment facility until July 4, 2000 followed by closure under PAD002289700 authorized by Consent Order and Agreement dated August 13, 1996, as amended on December 2000 and July 2004.

 

4.                                      Atlantic Refining and Marketing (Point Breeze) — RCRA Corrective Action Permit PAD-00-228-9700.  Issued by EPA.  Effective December 9, 1988, expired December 8, 1998, extended to July 4, 2000 and renewed by application for PADEP RCRA Part B permit as set forth in EPA letter dated January, 1998.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

26

 

5.                                      Schuylkill River Tank Farm — PAD980555312 — Obsolete EPA ID Number for regulated activity.  The SRTF is not operated in a manner that requires a RCRA permit and no RCRA Permit has been issued for SRTF.  PADEP issued an Acknowledgement dated February 26, 2007 that consolidated the EPA ID Numbers for SRTF, Girard Point and Point Breeze under EPA ID Number PAD049791098 for ongoing waste generation, management and disposal activities.  RCRA Corrective action at SRTF is conducted under Sunoco Philadelphia Refinery PAD 002289700.

 

Dredging Permits

 

1.                                      Girard Point Concrete Wharf.  Issued by the Department of Wharfs, Docks & Ferries.  Effective Date:  November 26, 1946.  No Termination Date.

 

2.                                      Girard Point (DEP Permit # E51-128).  Fort Mifflin (DEP Permit # E23-391).  Hog Island Wharf (DEP Permit #E23038T-1).  Point Breeze (DEP Permit #E51-138) — 090204.  Issued by Pennsylvania Department of Environmental Protection.  Effective Date:  September 2, 2004.  No Termination Date.

 

3.                                      Girard Point Wharf — Water Quality Certification - Section 401 Certification Letter E51-128. — 072704.  Issued by Pennsylvania Department of Environmental Protection.  Effective Date:  July 27, 2004.  No Termination Date.

 

4.                                      Girard Point Wharf — DEP File No. CZ7;E51-128 mechanical dredging (CENAP-OP-R-200002383-46) 082003.  Issued by the Pennsylvania Department of Environmental Protection — Office for River Basin Cooperation.  Effective Date:  August 20, 2003. No Termination Date.

 

5.                                      Girard Point Wharf — mechanical dredging & beam obstruction leveling.  050404 — (CENAP-OP-R-200002383-46). Issued by Army Corps of Engineers.  Effective Date May 4, 2004.  No Termination Date.

 

6.                                      Girard Point Wharf — mechanical dredging & interim beam obstruction leveling.  062304 — (CENAP-OP-R-200002383-46). Issued by Army Corps of Engineers.  Effective Date:  June 23, 2004.  Expires December 31, 2014 - Conditional.

 

7.                                      Girard Point Wharf — mechanical dredging.  062303 — (CENAP-OP-R-200002383-46).  Issued by Army Corps of Engineers.  Effective Date:  June 23, 2004.  Expires December 31, 2013.

 

8.                                      Girard Point Wharf — mechanical dredging & beam obstruction leveling.  092707 — (CENAP-OP-R-200002383-46). Issued by Army Corps of Engineers.  Effective Date September 27, 2007.  No Termination Date.

 

9.                                      Girard Point Wharf — hydraulic maintenance dredging.  071703— (CENAP-OP-R-200002383-46). Issued by Army Corps of Engineers.  Effective Date July 17,2003.  No Termination Date.

 

10.                               Girard Point Wharf — maintenance dredging — bucket method.  102203— (CENAP-OP-R-200002383-46). Issued by Army Corps of Engineers.  Effective Date October 22, 2003.  No Termination Date.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

27

 

11.                               Girard Point Wharf — maintenance dredging — DEP Permit # E51-128.  081903.  Issued by Pennsylvania Department of Environmental Protection — Southeast Regional Office.  Effective Date: August 19, 2003.  No Termination Date.

 

12.                               Girard Point Wharf — maintenance dredging — DEP Permit # E51-128 Amended.  121707.  Issued by Pennsylvania Department of Environmental Protection — Southeast Regional Office.  Effective Date: December 17, 2007.  No Termination Date.

 

13.                               401 Certification Fort Mifflin Confined Disposal Facility - 091903.  Request for Water Quality Certification. Effective Date:  October 27, 2003.  No Termination Date.

 

14.                               401 Certification Fort Mifflin Confined Disposal Facility - 102703.  Water Quality Certification. Effective Date:  October 27, 2003.  No Termination Date.

 

Pennsylvania Radioactive Materials License

 

1.                                      Radioactive Materials License No. PA-0853, Amendment No. 10.  Issued by PADEP March 8, 2012, Expires January 31, 2021.

 

Pennsylvania Registration for Radiation-Producing Machines

 

1.                                      Registration for Radiation-Producing Machines 50-05151.  Issued by PADEP for X-ray equipment.  Expires July 31, 2012.

 

DRBC Docket

 

1.                                      Delaware River Basin Commission Docket No. D-1969-115-2.  Approved by DRBC on December 7, 2005, Expired December 7, 2010.  Renewal application submitted June 13, 2012.

 

2.                                      DRBC Docket Nos. D-88-40 and D-95-41, and DRBC Entitlement No. 155 — Point Breeze.  Renewal application submitted May 31, 2011.

 

3.                                      DRBC Docket No. D-69-163 — Point Breeze.  Renewal application submitted May 31, 2011.

 

Boiler Certifications

 

1.                                      Certificate of Accreditation, Certification Number: 00055.  Accreditation as Owner-User Inspection Organization, Program includes both service (certificate) inspection and acceptance inspection for repairs and alterations performed on equipment owned or used by Certificate Holder.  Issued by the National Board of Boiler & Pressure Vessel Inspectors to Sunoco Inc. (R&S) on August 4, 2009.  Expires August 25, 2012.

 

2.                                      Certificate of Accreditation, Certification Number: R-5956.  Accreditation to use the “R” SYMBOL, limited to metallic repairs and/or alterations at the Philadelphia Refinery and extended for field repairs and/or alterations controlled by this location.  Issued by the National Board of Boiler & Pressure Vessel Inspectors to Sunoco Inc. (R&S) on January 13, 2011.  Expires December 16, 2013.

 

3.                                      Certificate of Boiler of Pressure Vessel Operation, Water Tube Power Boiler # 3 BLRHS # 37.  Certificate issued by the Commonwealth of Pennsylvania Department of Labor and Industry to Sunoco Inc. (R&S) on December 15, 2011.  Expires on December 15, 2012.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

28

 

4.                                      Certificate of Boiler of Pressure Vessel Operation, Water Tube Power Boiler # 39 #3 BLRHS.  Certificate issued by the Commonwealth of Pennsylvania Department of Labor and Industry to Sunoco Inc. (R&S) on March 15, 2012.  Expires on March 15, 2013.

 

5.                                      Certificate of Boiler of Pressure Vessel Operation, Water Tube Power Boiler (40) #3 BLRHS.  Certificate issued by the Commonwealth of Pennsylvania Department of Labor and Industry to Sunoco Inc. (R&S) on July 6, 2011.  Expires on July 6, 2012.

 

FCC Licenses

 

	
Call Sign
    	
 
    	
Licensee Name
    	
 
    	
Location
    	
 
    	
FRN
    	
 
    	
Radio

Service

Code
    	
 
    	
Expiration

Date
    
	
KZR726
    	
 
    	
SUN SERVICES CORPORATION
    	
 
    	
Fixed-3144 Passyunk Ave
   Philadelphia, PA
   PHILADELPHIA County
    	
 
    	
3264694
    	
 
    	
 
    	
 
    	
 
    
	
WPLF350
    	
 
    	
SUN SERVICES CORPORATION
    	
 
    	
Fixed-3144 PASSYUNK AVE
   PHILADELPHIA, PA

PHILADELPHIA County
    	
 
    	
3264694
    	
 
    	
IG
    	
 
    	
3/18/2012
    
	
KA75895
    	
 
    	
SUN SERVICES CORPORATION
    	
 
    	
Mobile-PA
   PHILADELPHIA County
    	
 
    	
3264694
    	
 
    	
IG
    	
 
    	
11/9/2014
    
	
KE9301
    	
 
    	
SUN SERVICES CORPORATION
    	
 
    	
Mobile-Other:4 MIRA REFINERY

PHILADELPHIA PA
    	
 
    	
3264694
    	
 
    	
IG
    	
 
    	
10/12/2015
    
	
WQAR364
    	
 
    	
SUN SERVICES CORPORATION
    	
 
    	
Fixed-3144 PASSYUNK AVE
   PHILADELPHIA, PA

PHILADELPHIA County
    	
 
    	
3264694
    	
 
    	
IG
    	
 
    	
7/23/2014
    

 

Zoning, Building and Mechanical Permits

 

	
Comm. No.

05095.xxx Comm.

No. 05095.xxx
    	
3144 West Passyunk Ave,

19145-5208
    

 

	
Zoning
    	
 
    	
Permit

No.
    	
 
    	
Dated
    	
 
    	
Description
    	
 
    	
Accel

Fee
    	
 
    	
Sunoco

Check No.
    	
 
    	
Permit

Fee
    	
 
    	
Check No.
    	
 
    
	
Z-01
    	
 
    	
709016
    	
 
    	
21Feb06
    	
 
    	
Pump House Demo for Turnaround Project
    	
 
    	
$
    	
420.00
    	
 
    	
06717
    	
 
    	
$
    	
200.00
    	
 
    	
LVI 06715/06720
    	
 
    
	
Z-02
    	
 
    	
64431
    	
 
    	
26Apr07
    	
 
    	
Installation of Piping for Turnaround Project
    	
 
    	
$
    	
420.00
    	
 
    	
6002290769
    	
 
    	
$
    	
212.00
    	
 
    	
Sunoco 6002307607
    	
 
    
	
Z-03
    	
 
    	
87182
    	
 
    	
17Jul07
    	
 
    	
Erection of One-Story Structure for C3C4 Compressors
    	
 
    	
$
    	
420.00
    	
 
    	
6002335981
    	
 
    	
$
    	
208.00
    	
 
    	
Sunoco 6002346076
    	
 
    
	
Z-04
    	
 
    	
130408
    	
 
    	
8Feb08
    	
 
    	
Steel Framing Addition for 867 Sulfur Expansion
    	
 
    	
$
    	
420.00
    	
 
    	
6002389909
    	
 
    	
$
    	
300.00
    	
 
    	
Sunoco 6900046616
    	
 
    
	
Z-05
    	
 
    	
128348
    	
 
    	
8Feb08
    	
 
    	
Erection of Steel Framing Addition for 867 Sulfur   Expansion
    	
 
    	
$
    	
420.00
    	
 
    	
6002389911
    	
 
    	
$
    	
220.00
    	
 
    	
Sunoco 6900046617
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

29

 

	
Zoning
    	
 
    	
Permit

No.
    	
 
    	
Dated
    	
 
    	
Description
    	
 
    	
Accel

Fee
    	
 
    	
Sunoco

Check No.
    	
 
    	
Permit

Fee
    	
 
    	
Check No.
    	
 
    
	
Z-06
    	
 
    	
154214
    	
 
    	
6Mar08
    	
 
    	
Install Foundations for 859 Restart Project
    	
 
    	
$
    	
420.00
    	
 
    	
6002435652
    	
 
    	
$
    	
216.00
    	
 
    	
Sunoco 6002473174
    	
 
    
	
Z-07
    	
 
    	
143348
    	
 
    	
8May08
    	
 
    	
Erection of Equipment for 867 Tail Gas Unit
    	
 
    	
$
    	
420.00
    	
 
    	
6002451092
    	
 
    	
$
    	
212.00
    	
 
    	
Sunoco 6002464446
    	
 
    
	
Z-08
    	
 
    	
154059
    	
 
    	
28May08
    	
 
    	
Install System for 867 Sulfur Storage
    	
 
    	
$
    	
420.00
    	
 
    	
6002468895
    	
 
    	
$
    	
212.00
    	
 
    	
Sunoco 6002476175
    	
 
    
	
Z-09
    	
 
    	
154057
    	
 
    	
11Jun08
    	
 
    	
Erection of Steel Framing Addition for Amine   Modifications
    	
 
    	
$
    	
420.00
    	
 
    	
6002468898
    	
 
    	
$
    	
220.00
    	
 
    	
Sunoco 6006476174
    	
 
    
	
Z-10
    	
 
    	
180063
    	
 
    	
27Oct08
    	
 
    	
Install Superstructure for 433 PIP Revamp
    	
 
    	
$
    	
420.00
    	
 
    	
6002502956
    	
 
    	
$
    	
212.00
    	
 
    	
Sunoco 6002523168
    	
 
    
	
Z-11
    	
 
    	
218599
    	
 
    	
8Jun09
    	
 
    	
Install Superstructure for 859 RMO Project
    	
 
    	
$
    	
420.00
    	
 
    	
6002585590
    	
 
    	
$
    	
283.00
    	
 
    	
Sunoco 6900046990
    	
 
    
	
Z-12
    	
 
    	
260712
    	
 
    	
24Feb10
    	
 
    	
Install System for 859 RMO Project
    	
 
    	
$
    	
420.00
    	
 
    	
6002644341
    	
 
    	
$
    	
279.00
    	
 
    	
Sunoco 6002653159
    	
 
    
	
Z-13
    	
 
    	
257497
    	
 
    	
16Feb10
    	
 
    	
Install System for 137 RMO RP-752
    	
 
    	
$
    	
420.00
    	
 
    	
6002644590
    	
 
    	
$
    	
283.00
    	
 
    	
Sunoco 6002651257
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

30

 

	
Sunoco
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Z-14
    	
 
    	
262027
    	
 
    	
4Mar10
    	
 
    	
Install System for Unit 1332 H-400/401 SCR
    	
 
    	
$
    	
420.00
    	
 
    	
6002639819
    	
 
    	
$
    	
291.00
    	
 
    	
6002654885
    	
 
    
	
Z-15
    	
 
    	
302012
    	
 
    	
30Sep10
    	
 
    	
Erection of Structure for Unit 870 RMO
    	
 
    	
$
    	
420.00
    	
 
    	
6002701395
    	
 
    	
$
    	
283.00
    	
 
    	
Sunoco 6002704738
    	
 
    
	
Z-16
    	
 
    	
304281
    	
 
    	
12Oct10
    	
 
    	
Construct for 1232 RMO Project
    	
 
    	
$
    	
420.00
    	
 
    	
6002704739
    	
 
    	
$
    	
283.00
    	
 
    	
Sunoco 6002707193
    	
 
    
	
Z-17
    	
 
    	
302011
    	
 
    	
12Oct10
    	
 
    	
Construct for 433 RMO Project
    	
 
    	
$
    	
420.00
    	
 
    	
6002701394
    	
 
    	
$
    	
283.00
    	
 
    	
Sunoco 6002707785
    	
 
    
	
Z-18
    	
 
    	
320361
    	
 
    	
1Feb11
    	
 
    	
Construct Unit #3 Boiler
    	
 
    	
$
    	
420.00
    	
 
    	
6002727569
    	
 
    	
$
    	
279.00
    	
 
    	
Sunoco 6002735722
    	
 
    
	
Z-19
    	
 
    	
332863
    	
 
    	
18Apr11
    	
 
    	
Construct Bioplant 210 Control Rm
    	
 
    	
$
    	
420.00
    	
 
    	
6900047562
    	
 
    	
$
    	
283.00
    	
 
    	
Sunoco 6002754341
    	
 
    
	
Z-20
    	
 
    	
354749
    	
 
    	
11Aug11
    	
 
    	
Construct Penrose Feeder Project
    	
 
    	
$
    	
420.00
    	
 
    	
6002775848
    	
 
    	
$
    	
283.00
    	
 
    	
Sunoco 6002781504
    	
 
    
	
Z-21
    	
 
    	
364546
    	
 
    	
27Sep11
    	
 
    	
Construct Comon Bioplant 210 BRM”
    	
 
    	
$
    	
420.00
    	
 
    	
6002786505
    	
 
    	
$
    	
283.00
    	
 
    	
Sunoco 6002790993
    	
 
    
	
Building
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
B-01
    	
 
    	
181551
    	
 
    	
10Nov05
    	
 
    	
Piles & Pile Caps for Turnaround Project
    	
 
    	
$
    	
540.00
    	
 
    	
003400
    	
 
    	
$
    	
130.00
    	
 
    	
Sunoco 003433
    	
 
    
	
B-02
    	
 
    	
182445
    	
 
    	
8Dec05
    	
 
    	
Pilings & Pile Caps for 1332 H-2 Heater
    	
 
    	
$
    	
540.00
    	
 
    	
6002061261
    	
 
    	
$
    	
130.00
    	
 
    	
Sunoco 6002073045
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

31

 

	
Sunoco
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
B-03
    	
 
    	
183597
    	
 
    	
25Jan06
    	
 
    	
Piles & Pile Caps for SCR System for   Turnaround Project
    	
 
    	
$
    	
540.00
    	
 
    	
 
    	
 
    	
$
    	
114.00
    	
 
    	
Sunoco 003549
    	
 
    
	
B-04
    	
 
    	
184325
    	
 
    	
17Feb06
    	
 
    	
Piles & Pile Caps for Belco Piling for   Turnaround Project
    	
 
    	
$
    	
540.00
    	
 
    	
 
    	
 
    	
$
    	
122.00
    	
 
    	
Sunoco 003585
    	
 
    
	
B-05
    	
 
    	
184440
    	
 
    	
22Feb06
    	
 
    	
Demolition of Pump House for Turnaround Project
    	
 
    	
$
    	
540.00
    	
 
    	
003505
    	
 
    	
$
    	
390.00
    	
 
    	
LVI 06722
    	
 
    
	
B-06
    	
 
    	
186922
    	
 
    	
31May06
    	
 
    	
Economizer Piles for Turnaround Project
    	
 
    	
$
    	
540.00
    	
 
    	
003617
    	
 
    	
$
    	
422.00
    	
 
    	
Sunoco 003740
    	
 
    
	
B-07
    	
 
    	
53928
    	
 
    	
2Feb07
    	
 
    	
Piling & Piling Caps for C3C4 Compressors
    	
 
    	
$
    	
540.00
    	
 
    	
6002269311
    	
 
    	
$
    	
27.50
    	
 
    	
TA 31050
    	
 
    
	
B-08
    	
 
    	
81001
    	
 
    	
15Jun07
    	
 
    	
Piling & Piling Caps
    	
 
    	
$
    	
540.00
    	
 
    	
6002328522
    	
 
    	
$
    	
47.50
    	
 
    	
Sunoco 6002333312
    	
 
    
	
B-24
    	
 
    	
267221
    	
 
    	
7Apr10
    	
 
    	
Install Superstructure & Foundations for   137 RMO RP-752
    	
 
    	
$
    	
540.00
    	
 
    	
6002655775
    	
 
    	
$
    	
224.50
    	
 
    	
Sunoco 6002662844
    	
 
    
	
B-25
    	
 
    	
267839
    	
 
    	
5Apr10
    	
 
    	
Install Superstructure & Foundations 1332   H-400/401 SCR Project
    	
 
    	
$
    	
540.00
    	
 
    	
6002658346
    	
 
    	
$
    	
385.00
    	
 
    	
Sunoco 6002662843
    	
 
    
	
B-26
    	
 
    	
305628
    	
 
    	
26Oct10
    	
 
    	
Install Foundations for 870 RMO
    	
 
    	
$
    	
540.00
    	
 
    	
6002707787
    	
 
    	
$
    	
134.50
    	
 
    	
Sunoco 6002711416
    	
 
    
	
B-27
    	
 
    	
309109
    	
 
    	
10Nov10
    	
 
    	
Install Foundations for 433 RMO
    	
 
    	
$
    	
540.00
    	
 
    	
6002711417
    	
 
    	
$
    	
96.50
    	
 
    	
Sunoco 6002715914
    	
 
    
	
B-28
    	
 
    	
311689
    	
 
    	
30Nov10
    	
 
    	
Install Superstructure for 433 RMO
    	
 
    	
$
    	
540.00
    	
 
    	
6002716726
    	
 
    	
$
    	
892.50
    	
 
    	
Sunoco 6002719581
    	
 
    
	
B-29
    	
 
    	
311707
    	
 
    	
30Nov10
    	
 
    	
Install Superstructure for 870
    	
 
    	
$
    	
540.00
    	
 
    	
6002716184
    	
 
    	
$
    	
892.50
    	
 
    	
Sunoco 6002719582
    	
 
    
	
B-30
    	
 
    	
306462
    	
 
    	
3Jan11
    	
 
    	
Install Control Rm for Wakeling St
    	
 
    	
$
    	
540.00
    	
 
    	
 
    	
 
    	
$
    	
705.00
    	
 
    	
Radomski 7803
    	
 
    
	
B-31
    	
 
    	
325054
    	
 
    	
18Mar11
    	
 
    	
Install Foundations for 1232
    	
 
    	
$
    	
540.00
    	
 
    	
6002739131
    	
 
    	
$
    	
417.00
    	
 
    	
Sunoco 6900047556
    	
 
    
	
B-32
    	
 
    	
325844
    	
 
    	
18Mar11
    	
 
    	
Install Foundations for 
    	
 
    	
$
    	
540.00
    	
 
    	
6002739129
    	
 
    	
$
    	
216.50
    	
 
    	
Sunoco 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

32

 

	
Sunoco
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Unit #3 Boiler
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6900047557
    	
 
    
	
B-33
    	
 
    	
336267
    	
 
    	
30Aug20
    	
 
    	
Install Foundations Bioplant Control Rm
    	
 
    	
$
    	
540.00
    	
 
    	
6002754649
    	
 
    	
$
    	
31.00
    	
 
    	
TallC 1596
    	
 
    
	
B-34
    	
 
    	
345662
    	
 
    	
13Jun11
    	
 
    	
Install Super Structure Bioplant Control Room
    	
 
    	
$
    	
540.00
    	
 
    	
235423

(SUN)

6002762377
    	
 
    	
$
    	
1,566.00
    	
 
    	
Sunoco 6002769510
    	
 
    
	
B-35
    	
 
    	
356660
    	
 
    	
2Sep11
    	
 
    	
Install Foundations for Penrose Feeder
    	
 
    	
$
    	
540.00
    	
 
    	
6002778782
    	
 
    	
$
    	
1,245.00
    	
 
    	
Sunoco 6002784324
    	
 
    
	
B-36
    	
 
    	
386011
    	
 
    	
1Feb12
    	
 
    	
Install Foundations for 210 BRM
    	
 
    	
$
    	
540.00
    	
 
    	
6002813409
    	
 
    	
$
    	
23.00
    	
 
    	
Sunoco 6002819505
    	
 
    
	
B-36
    	
 
    	
387750
    	
 
    	
29Feb12
    	
 
    	
Install Super Structure for 210 BRM
    	
 
    	
$
    	
540.00
    	
 
    	
6002814473
    	
 
    	
$
    	
321.00
    	
 
    	
Sunoco 6002821152
    	
 
    
	
Mechanical
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
M-01
    	
 
    	
90338
    	
 
    	
27Jul07
    	
 
    	
Installation of New Compressor System for C3C4   Compressors
    	
 
    	
 
    	
 
    	
6002335982
    	
 
    	
$
    	
84.00
    	
 
    	
Sunoco 6002351765
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

33

 

Schedule 2.3(b)

 

Allocation Principles

 

The aggregate consideration to be received by the Contributing Subsidiaries under this Agreement shall be allocated among such Contributing Subsidiaries in accordance with the following priniciples:(i) each Contributing Subsidiary shall receive consideration in aggregate value equal to the net fair market value of the property contributed by such Contributing Subsidiary to NewCo, (ii) any Contributing Subsidiary contributing property for which it would receive the Line Fill Note or In Process Note shall be allocated its pro rata share of the applicable note as designated by Sunoco and (iii) any other property received by the Contributing Subsidiaries pursuant to this Agreement shall be allocated among the Contributing Subsidiaries as designated by Sunoco.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

34

 

Schedule 2.4(e)

 

Excluded Contracts

 

1.                                      The following corporate leases:

 

·                    Mellon Bank Center - First Amendment to Office Lease

 

·                    Mellon Bank Center - Second Amendment to Agreement of Lease

 

·                    Mellon Bank Center - Third Amendment to Agreement of Lease

 

·                    Mellon Bank Center - Fourth Amendment to Agreement of Lease

 

·                    Mellon Bank Center - Sixth Amendment to Agreement of Lease

 

·                    Mellon Bank Center - Confirmation of Lease Terms

 

·                    Mellon Bank Center - Expansion Confirmation Amendment

 

·                    Mellon Bank Center - Office Lease

 

·                    Mellon Bank Center - Fifth Amendment to Agreement of Lease

 

·                    Mellon Bank Center - Braskem Sublease Agreement - 28th Floor

 

·                    Mellon Bank Center - FMC Corp. Sublease Agreement - 27th Floor

 

·                    Mellon Bank Center - FMC Corp. Sublease Agreement - 16th Floor

 

·                    Mellon Bank Center - Chartwell Sublease Agreement - 29th Floor

 

·                    Mellon Bank Center - Sun Federal Credit Union Sublease Agreement - Concourse

 

·                    Mellon Bank Center - Braskem Sublease Agreement - 10th Floor

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

35

 

·                    Mellon Bank Center - Braskem Sublease Agreement - 10th Floor

 

·                    Marketing Headquarters - Exhibits 1, 2a, 2b to Lease Agreement

 

·                    Marketing Headquarters - Exhibits D-J; Riders A-D to Lease Agreement

 

·                    Marketing Headquarters - Lease Agreement #1

 

·                    Marketing Headquarters - Lease Agreement #2

 

·                    Marketing Headquarters - Exhibits A-D

 

·                    Marketing Headquarters - Lease Agreement

 

·                    Wyomissing - Second Amendment to Lease Agreement

 

·                    Wyomissing - First Amendment to Lease Agreement

 

·                    Wyomissing - Lease Agreement

 

·                    Wyomissing - Sublease Agreement

 

·                    Washington D.C. - CARR Properties 901 K Street Sublease Agreement

 

·                    Market Street - SXL Office Lease -15th Floor

 

·                    Market Street - Lease Agreement

 

·                    Market Street - License Agreement - 7th Floor

 

·                    Market Street - License Agreement - Satellite Dish

 

·                    Market Street - First Amendment to Lease

 

·                    Market Street - Second Amendment to Lease

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

36

 

·                    Market Street - Third Amendment to Lease

 

·                    Market Street - Fourth Amendment to Lease

 

·                    Tulsa, OK - Office Lease Agreement

 

·                    Tulsa, OK - SXL - Office Building Lease

 

·                    Philadelphia Airport Hangar - Comcast Sublease

 

·                    Philadelphia Airport Hangar - Sun Hangar Appraisal

 

·                    Philadelphia Airport Hangar - Hangar Floor Plan

 

·                    Philadelphia Airport Hangar - Rental Space

 

·                    Philadelphia Airport Hangar - Mortgage - Lease Purchase Closing Schedule

 

·                    Philadelphia Airport Hangar - Ground Lease Agreement

 

·                    Philadelphia Airport Hangar - Lease Purchase Addendum No. 1

 

·                    Philadelphia Airport Hangar - Master Lease Purchase Agreement

 

·                    London - Piccadilly - Lease

 

·                    London - Deed of Surrender

 

·                    Sugar Land - Sublease Agreement

 

·                    Sugar Land - Second Amendment to Sublease Agreement

 

·                    Sugar Land - Third Amendment to Sublease Agreement

 

·                    Sugar Land - Sublease Agreement

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

37

 

2.                                      Master Services Agreement by and between Sunoco, Inc. (R&M) and International Business Machines Corporation dated as of July 1, 2010.

 

3.                                      Customs Services Agreement dated March 1, 2007 by and between Charter Brokerage LLC and Sunoco, Inc. (R&M), as amended January 1, 2009.

 

4.                                      CIMEX Services Agreement dated March 1, 2007 by and between Charter Brokerage LLC and Sunoco, Inc. (R&M), as amended January 1, 2009.

 

5.                                      Export Services Agreement dated November 1, 2008 by and between Charter Brokerage LLC and Sunoco, Inc. (R&M), as amended January 1, 2009.

 

6.                                      Ethanol Drawback Services Agreement dated November 30, 2005 by and between Charter Brokerage LLC (as assignee of Charter Brokerage Corporation) and Sunoco, Inc. (R&M).

 

7.                                      The following international trademark license/royalty agreements relating to Sunoco’s divested lubricants business:

 

·                    Sun Oil Far East 2009 Amendment to License Agreement

 

·                    Sun Oil Far East License Agreement

 

·                    Total Lubricants Canada License Agreement

 

·                    Japan Sun 2009 Amendment to License Agreement

 

·                    Japan Sun 2010 Amendment to License Agreement

 

·                    Japan Sun License Agreement and 2004 Amendment

 

·                    Petronas 2009 Amendment to License Agreement

 

·                    Petronas License Agreement

 

8.                                      Intellectual Property License Agreement dated October 31, 2011 between Sunoco, Inc. (R&M) and Haverhill Chemicals, LLC.

 

9.                                      Non-Chemical IP License Agreement dated July 22, 2011 between Sunoco, Inc. (R&M) and Honeywell International, Inc.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

38

 

10.                               Agreement effective January 1, 1986 between Sunoco, Inc. (R&M) (f/k/a Sun Refining & Marketing Company) and Suncor (f/k/s Sunoco, Inc.).

 

11.                               (a) License Agreement effective May 1, 2007 between Suncor Energy Products, Inc. and Sunoco, Inc. (R&M). (b) Suncor Benzene Exchange Jan-December 2011, by and between Sunoco, Inc. (R&M) and Suncor Energy

 

12.                               Trademark License Agreement by and between El Paso CGP Company and Sunoco, Inc. (R&M) dated as of August 14, 2002.

 

13.                               The following ISDA Master Agreements:

 

·                    Guarantee of Citigroup Energy Inc

 

·                    Guarantee of Sunoco Inc (R+M) - Citigroup

 

·                    Guaranty - BP Products NA Inc

 

·                    ISDA Credit Support Annex - BP Products NA Inc

 

·                    ISDA Credit Support Annex - Citigroup Energy Inc

 

·                    ISDA Master Agreement -BP Products NA Inc

 

·                    ISDA Master Agreement Citigroup Energy Inc

 

·                    Paragraph 13 Elections - BP Products NA Inc

 

·                    Schedule to Master Agreement - BP Products NA Inc

 

·                    Schedule to Master Agreement Citigroup Energy Inc

 

·                    Amendment No. 1 to Guaranty HETCO

 

·                    Bankruptcy Event Netting Agreement - HETCO

 

·                    Guarantee - JP Morgan

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

39

 

·                    Guaranty - Barclays Bank PLC

 

·                    Guaranty - HETCO

 

·                    Guaranty - Koch Supply and Trading LP

 

·                    Guaranty - Wells Fargo Bank NA

 

·                    ISDA Credit Support Annex - Barclays Bank PLC

 

·                    ISDA Credit Support Annex - HETCO

 

·                    ISDA Master Agreement - Wells Fargo Bank NA

 

·                    ISDA Credit Support Annex - JP Morgan

 

·                    ISDA Credit Support Annex - Koch Supply and Trading LP

 

·                    ISDA Credit Support Annex - Paragraph 13 - Koch Supply and Trading LP

 

·                    ISDA Credit Support Annex - Wells Fargo Bank NA

 

·                    ISDA Master Agreement - Barclays Bank PLC

 

·                    ISDA Master Agreement - HETCO

 

·                    ISDA Master Agreement - JP Morgan

 

·                    ISDA Master Agreement - Macquarie Bank

 

·                    Macquarie Bank Guarantee

 

·                    Schedule to Master Agreement - Barclays Bank PLC

 

·                    Schedule to Master Agreement - HETCO

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

40

 

·       Schedule to Master Agreement - JP Morgan

 

·       Schedule to Master Agreement - Macquarie Bank

 

·       Schedule to Master Agreement - Wells Fargo Bank NA

 

·       Schedule to Master Agreement- Koch Supply and Trading LP

 

·       ISDA Master Agreement -Koch Supply and Trading LP

 

14.          All of the following:

 

(a)           retail/branded contracts;

 

(b)           wholesale gasoline, diesel and heating oil rack Contracts;

 

(c)           exchange Contracts

 

15.          Sunoco Jet Fuel Supply Agreement for the term between March 1, 2010 through October 31, 2012, inclusive, by and between Sunoco, Inc. (R&M) and American Airlines, Inc.

 

16.          Sunoco Jet Fuel Supply Agreement for the term between September 1, 2010 through August 31, 2012, inclusive, by and between Sunoco, Inc. (R&M) and Lufthansa German Airlines.

 

17.          PowerTrack Program Buyer Agreement dated March 27, 2007 by and between U.S. Bank National Association and Suncoo Inc. (R&M)

 

18.          QTSI Rail Service Contract dated January 23, 2009, as amended July 29, 2009, by and between Quality Transportation Services and Sunoco, Inc. (R&M)

 

19.          All agreements by and between affiliates of Sunoco, Inc.

 

20.          See below:

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

41

 

	
Title of Contract
    	
 
    	
Sunoco Party
    	
 
    	
Counter-Party
    
	
SXL Agreements
    	
 
    	
 
    	
 
    	
 
    
	
PH SXL Agreement - Ft. Mifflin, Darby Creek, Hog   Island - Extension
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Marcus Hook Tank Farm
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Montello to Pittsburgh Line T & D
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Pipeline L.P.
    
	
Ethanol Blending Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Biodiesel Blending Services Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Terminalling and Storage Agreement - Eagle Point
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
SXL Master Terminal Services Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Marcus Hook Tank Farm Extension
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Terminal Storage Agreement (Expired)
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Bio Blending Amendmendts 1 -2 -3
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
E6264 Exchange - SPMT
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Newark Tank Lease
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Newark Terminal Dredging
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Newark Terminal ULSD System
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
SPMT ULSD Agreement 2007
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Terminalling and Storage Agreement Amendment -   Unexecuted
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Winter Blend at Bio Terminals
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Time Chartered Barges
    	
 
    	
 
    	
 
    	
 
    
	
Vane Line Master - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Vane Line Bunkering, Inc.
    

 

All other Contracts with SXL, subject to the SXL Agreements.

 

21.                               Multi-Site Contracts (The following contracts are multi-site contracts that may relate in part to the Refinery Assets. During the Interim Period, Sunoco and the Contributing Subsidiaries shall attempt to obtain a partial assignment of such contracts to NewCo to the extent such contract relates to the Refinery Assets):

 

	
Counter Party
    	
 
    	
Contract Id
    	
 
    	
Title of Contract
    
	
P M ASSOCIATES
    	
 
    	
CW30184
    	
 
    	
PM Associates Third-Party Elevator Inspections PS OG   Contract
    
	
THERMO ELECTRON NORTH AMERICA LLC
    	
 
    	
CW22829
    	
 
    	
THERMO ELECTRON PM & REPAIR OF LAB   EQUIPMENT NER MAINTENANCE
    
	
CALGON CARBON CORPORATION
    	
 
    	
CW2609
    	
 
    	
CALGON CARBON CORPORATION
    
	
APPLIED CONTROL ENGINEERING
    	
 
    	
CW24650
    	
 
    	
NER, On Going Engineering and Design, Applied   Control Engineering
    
	
THE MASTER’S TOUCH , INC.
    	
 
    	
CW32206
    	
 
    	
The Masters Touch, Pest Control, PHMH, OG
    
	
ANDERSON CONSTRUCTION
    	
 
    	
NER15977
    	
 
    	
NER CIVIL SERVICES - ON-GOING ANDERSON CONSTRUCTION   SERVICES
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

42

 

	
SERVICES
    	
 
    	
 
    	
 
    	
 
    
	
SHAW ENVIRONMENTAL INC
    	
 
    	
CW24861
    	
 
    	
Shaw Environmental, Inc. - O & M   Activities @ NER
    
	
MOTOR TECHNOLOGY INC
    	
 
    	
CW24959
    	
 
    	
Motor Technology, Inc., NER, Motors
    
	
SHELL GLOBAL SOLUTIONS INC
    	
 
    	
CW6377
    	
 
    	
SHELL GLOBAL SOLUTIONS SHARC LICENSE, SUPPORT and   SERVICE AGREEMENT
    
	
OBR COOLING TOWERS
    	
 
    	
CW31835
    	
 
    	
OBR Cooling Towers, OG CT Maintenance and Capital,   Cooling Towers
    
	
ADAPTIVE DATA STORAGE INC
    	
 
    	
CW2825
    	
 
    	
ADS Electronic Vaulting
    
	
PARADIGM ALLIANCE, INC.
    	
 
    	
CW23893
    	
 
    	
PARADIGM ALLIANCE, OG PUBLIC AWARENESS PROGRAM,   NORTHEAST REFINING
    
	
TRICAT INC
    	
 
    	
CW34179
    	
 
    	
Tricat, Inc., NER & Toledo Refineries,   Catalyst Regeneration Services.
    
	
MATRIX SVC. INDUSTRIAL
    	
 
    	
 
    	
 
    	
NER ONGOING ELECTRICAL INSTRUMENTATION WORK MATRIX   SVC. INDUSTRIAL
    
	
CONTRACTORS
    	
 
    	
NER15431
    	
 
    	
CONTRACTORS
    
	
WILLIAMS SCOTSMAN, INC.
    	
 
    	
CW25452
    	
 
    	
NER Ongoing Williams Scotsman Lease Agreement
    
	
TOWNSEND FITNESS EQUIPMENT
    	
 
    	
CW34401
    	
 
    	
Townsend Fitness, Gym Equipment Maintenance, Phila   and MH, Maintenance
    
	
EAST COAST DRILLING, INC.
    	
 
    	
CW27246
    	
 
    	
East Coast Drilling, Inc.
    
	
THYSSENKRUPP SAFWAY, INC.
    	
 
    	
NER15475
    	
 
    	
NER ON-GOING CONTRACT SCAFFOLD SERVICES THYSSENKRUPP   SAFWAY, INC.
    
	
MARKING SERVICES INC.
    	
 
    	
CW25946
    	
 
    	
Marking Services Inc, Ongoing FSA for I.D. and   labeling Piping Systems, NERand TOL
    
	
CARBOLINE COMPANY
    	
 
    	
CW34687
    	
 
    	
SHELL CONTRACT FOR BADGING PURPOSES AND GATE ACCESS   ONLY - MH, EP & PH - No- Cost Paint & Coating Inspection   Services - Carboline Company
    
	
ROSS ENVIRONMENTAL SERVICES, INC.
    	
 
    	
CW7721
    	
 
    	
ROSS ENVIRONMENTAL SERVICES, INC
    
	
AGILENT TECHNOLOGIES
    	
 
    	
CW39910
    	
 
    	
Agilent Lab Services, PH and MH replace CW17989
    
	
DUPONT COMPANY
    	
 
    	
CW27350
    	
 
    	
Dupont Secured Environmental Treatment
    
	
Pure Earth Recycling (NJ), Inc.
    	
 
    	
CW27352
    	
 
    	
Pure Earth Recycling (NJ), Inc,
    
	
ATLANTIC CRANE
    	
 
    	
CW34232
    	
 
    	
Crane Inspection & Repairs
    
	
O’BRIEN & GERE ENGINEERS, INC.
    	
 
    	
CW27365
    	
 
    	
O’Brien & Gere Engineers, Inc. -   R & M Business Unit
    
	
LEHIGH CEMENT COMPANY
    	
 
    	
CW3095
    	
 
    	
Lehigh Cement Company
    
	
SAFETY KLEEN SYSTEMS, INC.
    	
 
    	
CW34909
    	
 
    	
Safety-Kleen Systems, Inc., Ongoing Parts   Cleaner, Waste Services Agreement
    
	
BOB O’DONNELL STEEL DRUMS
    	
 
    	
CW22613
    	
 
    	
Bob O’Donnell, On-going Drum Removal, PH &   MH
    
	
CENTRALIZED SERVICE, INC
    	
 
    	
CW35487
    	
 
    	
Centralized Service, Inc. (CSI Engineering), Ongoing,   System-Wide, Professional Services Agreement - PRESENTLY ONLY APPROVED TO   WORK FOR NER FACILITIES.
    
	
REPUBLIC SERVICES OF PENNSYLVANIA
    	
 
    	
CW2330
    	
 
    	
Republic Services of Pennsylvania, LLC - Waste   Removal at PHR & MHR
    
	
LUBRICATION SYSTEMS COMPANY
    	
 
    	
CW31732
    	
 
    	
LUBRICATION SYSTEMS, OIL MIST PM, PH.MH.TO,   Maintenance
    
	
CAVALIER STEEL & FENCE CO
    	
 
    	
CW24150
    	
 
    	
CAVALIER STEEL & FENCE ON-GOING FENCE   INSTALLATION & REPAIR NER MAINTENANCE
    
	
EISCO-NJ
    	
 
    	
PH14836
    	
 
    	
PH ON-GOING VAC POWR WSH TANK CLNG’ EISCO, INC.
    
	
ALN AUDIO VISUAL
    	
 
    	
CW35597
    	
 
    	
ALN Audio Visual, Audio Visual Work, PH.MH, OG
    
	
BADGER DAYLIGHTING CORPORATION
    	
 
    	
CW21411
    	
 
    	
Badger Daylighting Corporation, NER, Toledo, and   Tulsa Ongoing Agreement for Hydroexcavation Services
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

43

 

	
BELMONT DOOR COMPANY
    	
 
    	
CW23102
    	
 
    	
Belmont Door Company, ON-GOING Door repairs and   installation, NER, Repairs-Maintenance
    
	
CARRIER BUILDING SYSTEMS & SERVICES
    	
 
    	
CW35229
    	
 
    	
Carrier, HVAC Service, Phila and Marcus Hook,   Maintenance
    
	
TOTAL QUALITY DRILLING LLC
    	
 
    	
CW24522
    	
 
    	
Total Quality Drilling, ON-GOING WELL DRILLING   SERVICES, NER, Services Enviornmental
    
	
DUFFIELD ASSOCIATES INC
    	
 
    	
CW18165
    	
 
    	
Duffield Associates, All Locations, Geotechnical and   Environmental Services Ongoing Contract
    
	
LIN & ASSOCIATES
    	
 
    	
CW17951
    	
 
    	
Lin &Associates On-Going Control System   Consulting - INCLUDES TOLEDO WHICH WAS MANUALLY REMOVED DUE TO SUPPLIER   QUALIFICATION ISSUE
    
	
DRY ICE CORP
    	
 
    	
CW29153
    	
 
    	
Dry Ice Corp - NER Dry Ice OG FS Contract
    
	
RUMSEY ELECTRIC CO
    	
 
    	
CW17473
    	
 
    	
Rumsey Electric, ENGINEERING AND TECHNICAL SUPPORT, NER
    
	
UNION TANK CAR CO. / UTLX
    	
 
    	
CW24880
    	
 
    	
Union Tank Car Company
    
	
SHARED SYSTEMS TECHNOLOGY, INC.
    	
 
    	
NER15869
    	
 
    	
NER ON - GOING REFRACTORY AND CIVIL WORK SHARED   SYSTEMS TECHNOLOGY, INC.
    
	
UNITED STATES ROOFING CORPORATION
    	
 
    	
CW22713
    	
 
    	
US ROOFING, OG ROOFING REPAIRS, NER, ROOFING
    
	
INTERNATIONAL SCRAP IRON & METAL CO
    	
 
    	
CW27613
    	
 
    	
International Scrap OG FS Contract for Removal of   Scrap Metal
    
	
INTEGRA SERVICES TECHNOLOGIES, INC.
    	
 
    	
CW22289
    	
 
    	
Integra Services Technologies, On-Going Bolting,   Field Machining, NER, Bolting Field Machining
    
	
RAILROAD CONSTRUCTION CO.
    	
 
    	
NER15055
    	
 
    	
NER RAILROAD - CONSTRUCTION, MAINTENACE, REPAIRS   RAILROAD CONSTRUCTION CO.
    
	
BURLINGTON ELECTRICAL TESTING CO.
    	
 
    	
CW24517
    	
 
    	
BURLINGTON ELECTRICAL, ELECTRICAL TESTING,
    
	
BOLTTECH INC
    	
 
    	
CW22351
    	
 
    	
Bolttech, Inc. On-Going Bolting and Field   Machining, NER, Bolting
    
	
AMETEK SOLID STATE CONTROLS
    	
 
    	
NER15959
    	
 
    	
NER ON-GOING COMMISSIONING UPS SYSTEMS AMETEK   SOLIDSTATE CONTROLS, INC.
    
	
UNITED ELEVATOR COMPANY
    	
 
    	
CW28400
    	
 
    	
NER Elevator PM and Repair Contract - FS OG - United   Elevator
    
	
ERNEST D. MENOLD, INC.
    	
 
    	
CW30826
    	
 
    	
ON-GOING NER HVAC DUCT EXHAUST SERVICES FOR MH AND   PH REFINERY-ERNEST D. MENOLD, INC.
    
	
CM TOWERS, INC.
    	
 
    	
CW16477
    	
 
    	
CM Towers, On-Going Cooling Tower Repair and   Installation, NER, Cooling Tower
    
	
UNITED LABORATORIES INTL, INC.
    	
 
    	
CW22359
    	
 
    	
United Laboratories, CHEMICAL DECONTAMINATION   SERVICES, NER
    
	
AIM MECHANICAL SERVICES, LLC
    	
 
    	
NER15983
    	
 
    	
NER MILLWRIGHT SERVICES - ON-GOING AIM MECHANICAL   SERVICES, LLC
    
	
BELL-FAST FIRE PROTECTION, INC.
    	
 
    	
CW29417
    	
 
    	
Bell-Fast NER Fire Suppression OG FS Contract
    
	
TRACERCO
    	
 
    	
CW6760
    	
 
    	
Tracerco TRAC001
    
	
J. J. WHITE, INC.
    	
 
    	
NER15466
    	
 
    	
NER ON-GOING MECHANICAL & VARIOUS RELATED   SVCS J. J. WHITE INCORPORATED
    
	
BENTLY NEVADA CORPORATION
    	
 
    	
CW28681
    	
 
    	
Bently Nevada, Onsite OEM Equipment Services, NER, Toledo,   and Other Locations
    
	
ACCREDITED ENVIRONMENTAL TECHNOLOGIES
    	
 
    	
NER15672
    	
 
    	
NER ONGOING CONTRACT FOR ASBESTOS MONITORING   ACCREDITED ENVIRONMENTAL TECH
    
	
MARQ STEEL SERVICES LLC
    	
 
    	
CW16237
    	
 
    	
MarQ Steel Services On-Going Contract for NER
    
	
CORE LABORATORIES
    	
 
    	
CW31763
    	
 
    	
PM on Laboratory Systems & COMOC systems
    
	
DELAWARE BAY AND RIVER
    	
 
    	
CW31185
    	
 
    	
NER (MH, PH & EG) MAINTENANCE OF MARINE OIL   SPILL EQUIPMENT
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

44

 

	
COOPERATIVE
    	
 
    	
 
    	
 
    	
 
    
	
HAGEMEYER NORTH AMERICA
    	
 
    	
CW22382
    	
 
    	
HAGEMEYER SAFETY STORE CONTRACT FOR R&S
    
	
SERVICE PAINTING INC
    	
 
    	
CW24135
    	
 
    	
Service Painting Inc., On-Going Painting,   Sandblasting, NER, Painting
    
	
COMMERCE CONSTRUCTION CORPORATION
    	
 
    	
CW17375
    	
 
    	
NER Ongoing Contract, Commerce Construction Corp.   Pile Driving and Dock Work
    
	
ANALYTIC STRESS RELIEVING INC
    	
 
    	
CW17538
    	
 
    	
Analytic Stress, Heat Treating, NER, Heat Treatment
    
	
SUPERHEAT SERVICES INC.
    	
 
    	
NER15366
    	
 
    	
NER ON-GOING HEAT TREATING SERVICES SUPERHEAT   SERVICES INC.
    
	
Univar USA
    	
 
    	
CW30238
    	
 
    	
Univar USA LTL Contract
    
	
BAY TECHNICAL ASSOCIATES, INC.
    	
 
    	
CW7028
    	
 
    	
BAY Technical Associates On-Going
    
	
WORKPLACE COMPLIANCE SOLUTIONS, LLC
    	
 
    	
NER15945
    	
 
    	
NER ON-GOING SAFETY STANDBY, RESCUE, TRAINING   WORKPLACE COMPLIANCE SOLUTIONS, LLC
    
	
TOAL ASSOCIATES, INC.
    	
 
    	
CW11671
    	
 
    	
Toal Associates, On-going Cathodic Line Protection   Surveys, NER
    
	
NORTH AMERICAN MACHINE WORKS (NAE)
    	
 
    	
CW24380
    	
 
    	
North American Machine Works, On-site machining   services, Eagle Point
    
	
TEKSOLV INC
    	
 
    	
CW29837
    	
 
    	
TekSolv OG Prof Srvs Contract for Stand-by Medic   Service
    
	
TESTEX, INC.
    	
 
    	
CW18661
    	
 
    	
Testex-Inspection and Testing
    
	
TOTAL EQUIPMENT TRAINING
    	
 
    	
CW22190
    	
 
    	
Total Equipment Training, OG -AWP & LIFT   TRAINING, NER, Training
    
	
GE ENERGY SERVICES
    	
 
    	
NER15700
    	
 
    	
NER ON-GOING ELECTRICAL INSTRUMENTATION GE ENERGY   SERVICES
    
	
SD MYERS INC
    	
 
    	
CW19218
    	
 
    	
S.D. Myers, On-Going Oil Transformer Testing and   Sampling, NER, Maintenance and Testing
    
	
NATIONAL BASIC SENSOR
    	
 
    	
CW17236
    	
 
    	
NATIONAL BASIC SENSOR NER THERMOCOUPLES &   THERMOWELLS
    
	
SPECTRUM INSPECTION ENGINEERING
    	
 
    	
NER15818
    	
 
    	
NER ON-GOING INSPECTION AND RELATED SERVICES   SPECTRUM INSPECTION ENGINEERING
    
	
CK INSPECTION CO., INC.
    	
 
    	
CW22532
    	
 
    	
CK Inspection, FABRICATION SHOP INSPECTION SERVICES,   NER, On-Going
    
	
Integrity Testlab, Inc.
    	
 
    	
CW24110
    	
 
    	
INTEGRITY TESTLAB DIGITAL RADIOGRAPHIC TESTING   (RT) & RELATED NDE MARCUS HOOK MAINTENANCE
    
	
JURVA LEAK TESTING, INC.
    	
 
    	
NER15604
    	
 
    	
NER HELIUM LEAK TEST INSPECTION JURVA LEAK   TESTING, INC.
    
	
Joe Manzi & Sons, Inc.
    	
 
    	
CW19949
    	
 
    	
Joe Manzi and Sons
    
	
QUALITY TESTING SERVICE, INC.
    	
 
    	
CW23352
    	
 
    	
Quality Testing Services, Inspection and   Testing, NER, Inspection
    
	
CHALMERS & KUBECK
    	
 
    	
NER15802
    	
 
    	
NER ON-GOING WORK MISC CHALMERS &   KUBECK, INC.
    
	
SLOAN BROTHERS COMPANY
    	
 
    	
CW36517
    	
 
    	
Sloan Brothers Company, System Wide, Ongoing   Professional Services Agreement for Consulting Services Related to   Lubrication Systems for Reciprocating and Rotary Compressors, Pumps, Mixers, and   other Critical Equipment.
    
	
JERSEY INFRARED CONSULTANTS
    	
 
    	
CW36457
    	
 
    	
Jersey Infrared Consultants, Infrared and   Thermographic Surveys, NER,
    
	
DESALTERS, LLC
    	
 
    	
CW36592
    	
 
    	
Desalters, LLC, Ongoing Professional Services   Agreement, Electrostatic and Related Consulting Services.
    
	
LANCASTER LABORATORIES INC.
    	
 
    	
CW2849
    	
 
    	
Lancaster Laboratories, Inc.
    
	
SOUTHERN PETROLEUM LABORATORY, INC.
    	
 
    	
CW2851
    	
 
    	
Southern Petroleum Laboratories, Inc.
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

45

 

	
Ambitech Engineering Corporation
    	
 
    	
CW40229
    	
 
    	
Ambitech Engineering, Master Services RELEASE   Agreement R and M, Engineering and Procurement
    
	
SEALTEC - DIVISION OF SEALCO, INC.
    	
 
    	
NER11219
    	
 
    	
NER LEAK REPAIRS - ON-GOING SERVICES SEALTEC -   DIVISION OF SEALCO, INC.
    
	
IRIS POWER ENGINEERING
    	
 
    	
CW36377
    	
 
    	
Iris Power, Discharge Testing, NER, Services   Maintenance
    
	
FLO-BIN RENTALS INC
    	
 
    	
CW36074
    	
 
    	
Flo-Bin Rentals - Provision of Catalyst Bins,   Refining, Catalyst
    
	
JAY RAY PATTERSON, INC.
    	
 
    	
CW30225
    	
 
    	
NER Ongoing Heavy Equipment Rental Contract, J. Ray   Patterson, Inc.
    
	
TRICO EQUIPMENT, INC.
    	
 
    	
CW30040
    	
 
    	
NER Ongoing Contract, Heavy Equipment, Trico Equipment, Inc.
    
	
AMQUIP CORPORATION
    	
 
    	
CW20847
    	
 
    	
NER Ongoing Time and Material Contract for Crane   Rental Services, Amquip Crane Rental, LLC
    
	
SCHENCK TREBEL
    	
 
    	
CW30675
    	
 
    	
Schenck Trebel OG FS Contract
    
	
FLEETWOOD INDUSTRIAL PRODUCTS INC
    	
 
    	
CW35436
    	
 
    	
Fleetwood Seal Store Ongoing Procurement Agreement
    
	
CAR-BER TESTING SERVICES INC.
    	
 
    	
CW21580
    	
 
    	
Car-Ber Testing Services, Hydrostatic Isolation   Testing, NER, Maintenance
    
	
GEMINI INDUSTRIES
    	
 
    	
CW9079
    	
 
    	
Gemini Industries Inc.
    
	
Airgas, Inc.
    	
 
    	
CW3028
    	
 
    	
Airgas Specialty Products, Aqueous Ammonia 19%,   Marcus Hook
    
	
ALBEMARLE CORP
    	
 
    	
CW33860
    	
 
    	
FCC HPC Catalyst
    
	
PRECISION AIR, INC.
    	
 
    	
CW21658
    	
 
    	
Precision Air, ON-GOING RATA TESTING, NER, Testing
    
	
PHILLY TRANSPORTATION, LLC
    	
 
    	
CW24995
    	
 
    	
NER Complex, Shuttle Bus Service, Philly   Transportation, LLC
    
	
M CHEMICAL COMPANY, INC.
    	
 
    	
CW30590
    	
 
    	
M Chemical
    
	
ODORIZATION TECHNOLOGY INC. (ODORTECH)
    	
 
    	
CW9195
    	
 
    	
Bayou Engineering Company (Formerly ODOR-TECH)
    
	
CHEMICAL EQUIPMENT LABS, INC.
    	
 
    	
CW30425
    	
 
    	
Chemical Equipment Labs, Inc.
    
	
Bayou Engineering Company
    	
 
    	
CW41347
    	
 
    	
Bayou Engineering Company, Ethyl Mercaptan, NER
    
	
Stantec Consulting Corporation
    	
 
    	
CW21445
    	
 
    	
Stantec Consulting Services, Inc. fka Stantec   Consulting Corporation - Ongoing Environmental Remediation Services
    
	
ADVANCE SCALE OF MARYLAND, L.L.C.
    	
 
    	
NER15907
    	
 
    	
NER ON-GOING TRUCK SCALE INSPECT-MAINTENANCE ADVANCE   SCALE OF MARYLAND, LLC
    
	
POTTY QUEEN - DIV. OF RINEHART’S
    	
 
    	
CW30902
    	
 
    	
Potty Queen OG FS Contract for Rental &   Cleaning of Toilets & Sanitary Waste
    
	
S T HUDSON ENGINEERS INC
    	
 
    	
CW30830
    	
 
    	
S T Hudson, Ongoing Marine Engineering, NER,   Engineering
    
	
COMPRESSOR CONTROLS CORP
    	
 
    	
CW30725
    	
 
    	
Compressor Controls Corp OG FS Contract
    
	
JOHN BRIDGE SONS, INC.
    	
 
    	
CW22716
    	
 
    	
JOHN BRIDGE, NER, COUPLINGS
    
	
VAL ASSOCIATES LABORATORY, INC.
    	
 
    	
CW30910
    	
 
    	
Val Associates Laboratory Inc.
    
	
CLEAN HARBORS ENVIRONMENTAL SVC INC
    	
 
    	
CW27478
    	
 
    	
Clean Harbors Environmental Services, Inc.
    
	
Hull & Associates, Inc.
    	
 
    	
CW21480
    	
 
    	
Hull & Associates, Inc (formerly   GeoEnvironmental Consortium) - Ongoing Environmental Remediation Services
    
	
RESOURCE CONTROL CONSULTANTS, LLC
    	
 
    	
CW21476
    	
 
    	
Resource Control Corporation - Ongoing Environmental   Remediation Services
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

46

 

	
TEAM INDUSTRIAL SERVICES INC
    	
 
    	
CW21863
    	
 
    	
TEAM Industrial Services, On-Going on-stream leak   repair, hot tapping, line freezing, field machining, technical bolting,   isolation testing, NER, Maintenance
    
	
MIDDOUGH CONSULTING ASSOCIATES, INC.
    	
 
    	
CW40821
    	
 
    	
Middough, Inc. Master Services Release   Agreement - R&M, Engineering and Procurement
    
	
MIDDOUGH CONSULTING ASSOCIATES, INC.
    	
 
    	
CW31049
    	
 
    	
Middough Inc, Master Services Agreement, R and M,   Engineering and Procurement
    
	
MILLER ENVIRONMENTAL SERVICES, INC
    	
 
    	
CW37365
    	
 
    	
Miller Environmental, Env and Remediation Services,   NET
    
	
MATRIX ENVIRONMENTAL TECHNOLOGIES INC
    	
 
    	
CW21439
    	
 
    	
Matrix Environmental Technologies - Ongoing Environmental   Remediation Services
    
	
HALDOR TOPSOE INC
    	
 
    	
CW35677
    	
 
    	
PA-Hydroprocessing and Hydrocracking Catalysts-PH,   MH, and TL Refineries, Haldor Topsoe
    
	
GROUNDWATER & ENVIRONMENTAL   SERVICES, INC.
    	
 
    	
CW21435
    	
 
    	
Groundwater & Environmental Services -   Ongoing Environmental Remediation Services
    
	
ENVIRONMENTAL RESOURCES MANAGEMENT
    	
 
    	
CW3189
    	
 
    	
Environmental Resources Management
    
	
AQUATERRA TECHNOLOGIES INC
    	
 
    	
CW21425
    	
 
    	
Aquaterra Technologies - Ongoing Environmental   Remediation Services
    
	
AIR COMPLIANCE CONSULTANTS INC
    	
 
    	
CW37226
    	
 
    	
Air Compliance, Environmental Testing, NER,   Environmental
    
	
PLANT SERVICES CORPORATION
    	
 
    	
CW36129
    	
 
    	
Plant Services, Conex Boxes, Phila Hook Frankford
    
	
WM. P. MCGOVERN, INC.
    	
 
    	
NER15918
    	
 
    	
NER ON-GOING SEWAGE SVCS.-PORTA POTTY RENTALS WM. P.   MCGOVERN, INC.
    
	
WIRELESS COMMUNICATIONS & ELECTRONICS
    	
 
    	
NER14038
    	
 
    	
NER SERVICE-RENTAL AGREEMENT FOR RADIOS WIRELESS   COMMUNICATION & ELECTRONIC
    
	
PROJECT CONTROL SERVICES, INC
    	
 
    	
CW40764
    	
 
    	
Project Control Services
    
	
Ambitech Engineering Corporation
    	
 
    	
CW31069
    	
 
    	
Ambitech Engineering, Master Services Agreement, R   and M, Engineering and Procurement
    
	
ORBITAL ENGINEERING INC
    	
 
    	
CW31055
    	
 
    	
Orbital Engineering, Master Services Agreement,   Engineering and Procurement
    
	
JACOBS ENGINEERING GROUP INC
    	
 
    	
CW40273
    	
 
    	
Jacobs Engineering, Master SErvices RELEASE   Agreement R and M, Engineering and Procurement
    
	
JACOBS ENGINEERING GROUP INC
    	
 
    	
CW31073
    	
 
    	
Jacobs Engineering, Master Services Agreement, R and   M, Engineering and Procurement
    
	
TEXAS GULF COAST ENGINEERS, INC.
    	
 
    	
CW38129
    	
 
    	
Texas Gulf Coast Engineers, Ongoing, All Sunoco   Facilities, Professional Services Agreement
    
	
TRAINING SPECIALITIES INC.
    	
 
    	
CW31961
    	
 
    	
Training Specialties, Inc. - Annual Fire Pump   and Fire Apparatus Testing Services @ R & S + Chemicals Locations
    
	
HERITAGE ENVIRONMENTAL SERVICES
    	
 
    	
CW38108
    	
 
    	
Heritage, Transportation and Disposal of Waste,   Northeast Refining Locations
    
	
ATLAS COPCO COMPRESSORS, INC.
    	
 
    	
CW20850
    	
 
    	
Air Compressor Rental Services, Atlas Copco Prime   Energy, LLC, Northeast Refining Complex
    
	
Sid Harvey Industries, Inc.
    	
 
    	
CW31854
    	
 
    	
Sid Harvey Industries, Inc.
    
	
Basic Chemical Solutions
    	
 
    	
CW33545
    	
 
    	
Basic Chemical Solutions (BCS)
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

47

 

	
SCHECK MECHANICAL CORPORATION
    	
 
    	
CW39244
    	
 
    	
Scheck Mechanical Corp., On-going Mechanical   Construction Services, Philadelphia Refinery, Construction Services
    
	
Stantec Consulting Corporation
    	
 
    	
CW24854
    	
 
    	
Stantec Consulting Corporation - O & M   Activities @ NER
    
	
LANGAN ENGINEERING AND ENVIRONMENTAL SERVICES
    	
 
    	
CW8990
    	
 
    	
Langan Engineering & Environmental Services
    
	
URS CORP
    	
 
    	
CW40498
    	
 
    	
Engineering Services Agreement Release Against   Master Service Agreement
    
	
URS CORP
    	
 
    	
CW31080
    	
 
    	
URS Corp, Master Services Agreement, R and M,   Engineering and Procurement
    
	
CLEAN VENTURES INC
    	
 
    	
CW16744
    	
 
    	
Clean Venture, Inc.
    
	
LAFARGE CEMENT
    	
 
    	
CW30754
    	
 
    	
Lafarge Cement - NERC FCCU Spent Catalyst
    
	
PATRICK KELLY DRUMS, INC.
    	
 
    	
CW19717
    	
 
    	
Patrick J Kelly Drums, Drum Disposal, NER,   Environmental
    
	
DEVON PROPERTY SERVICES, LLC
    	
 
    	
CW30748
    	
 
    	
Devon Property Janitorial and Landscaping Contract   for Philly and Hook
    
	
BAFCO, INC.
    	
 
    	
CW35478
    	
 
    	
Bafco, Inc., Master Terms and Conditions   Agreement, All Sunoco Locations
    
	
EAST COAST CONSTRUCTORS INC
    	
 
    	
CW39917
    	
 
    	
East Coast Constructors - Planning Services
    
	
CINTAS CORPORATION
    	
 
    	
CW10698
    	
 
    	
CINTAS DIRECT SALE AND RENTAL GARMENT
    
	
CAPE SOFTWARE
    	
 
    	
CW36658
    	
 
    	
Cape Software, Inc., Ongoing Professional   Services Agreement, Software Design and Engineering Services, All Sunoco   Locations
    
	
ENVIRO TEC SPECIALITIES, INC
    	
 
    	
CW22426
    	
 
    	
Enviro Tec Specialties, Inc, On-Going Fin Fan   Cleaning, NER, Equipment Cleaning
    
	
IMPACTWEATHER, INC.
    	
 
    	
CW30990
    	
 
    	
WEATHER NOTIFICATION SERVICES MH ON-GOING IMPACT   WEATHER, INC.
    
	
CRANE PRO SERVICES-KONECRANES, INC.
    	
 
    	
CW37019
    	
 
    	
On-Going, Crane-Hoist Inspection and Repair,   Konecranes, Inc.
    
	
XEROX CORPORATION
    	
 
    	
CW9893
    	
 
    	
XEROX Managed Services Agreement
    
	
CATALYST HANDLING SERVICE CO.
    	
 
    	
CW40992
    	
 
    	
Catalyst Handling Service Co.
    
	
DUPONT COMPANY
    	
 
    	
CW16293
    	
 
    	
DuPont SAR Agreement - Phil, MH, EP
    
	
PROACTIVE PERFORMANCE SOLUTIONS INC
    	
 
    	
CW5335
    	
 
    	
PROACTIVE PERFORMANCE SOLUTIONS, INC
    
	
U.N.I. ENGINEERING INC.
    	
 
    	
CW38121
    	
 
    	
UNI Engineering, Inc, PSA, All facilities, Tank   Services
    
	
Siemens Industry, Inc.
    	
 
    	
CW38076
    	
 
    	
Siemens Industry, Inc., Controlotron LDS   Maintenance MH PH
    
	
GODWIN PUMPS OF AMERICA INC
    	
 
    	
NER15637
    	
 
    	
NER ON-GOING PUMP & EQUIPMENT RENTAL   SERVICES GODWIN PUMPS OF AMERICA, INC.
    
	
NESTLE WATERS NORTH AMERICA
    	
 
    	
CW38425
    	
 
    	
Nestle Waters North America, Inc., Suppling   Bottled Water, NER, Food
    
	
HAMWORTHY PEABODY COMBUSTION, INC.
    	
 
    	
CW38680
    	
 
    	
Hamworthy Peabody Combustion, Inc., Victory   Boiler Inspection, Fulton, Services Inspection
    
	
Covenant Security Services
    	
 
    	
CW38932
    	
 
    	
Covenant Security Services LTD, Security Services,   Philadelphia, Marcus Hook and Fulton, Security Services
    
	
BAKER-PETROLITE
    	
 
    	
CW38672
    	
 
    	
Baker Petrolite Corporation, Process and Water   Treatmetn Chemicals and Services, Phil., Marcus Hook, Eagle Point, Chemicals
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

48

 

	
PSC INDUSTRIAL OUTSOURCING, LP
    	
 
    	
CW35623
    	
 
    	
PSC Industrial Outsourcing, LP, Industrial   Cleaning and Related Services, Philadelphia and Marcus Hook Refineries
    
	
BROADBENT’S, INC.
    	
 
    	
CW38741
    	
 
    	
Broadbent, Inc, Ongoing, NER, Condensate Washing,   Services Water Treatment
    
	
Shell Oil Products US
    	
 
    	
CW38626
    	
 
    	
Shell Oil Products US, Purchase of Industrial   Lubricants, Lubricants and Fuels, NER
    
	
DURATHERM ASSET ACQUISITION CORP.
    	
 
    	
CW39072
    	
 
    	
Duratherm, Inc., Waste Material Purchase   Agreement, All Sunoco Locations
    
	
BAKERS TANKS INC BUFFALO BRANCH
    	
 
    	
NER15733
    	
 
    	
NER TEMP TANK-EQUIP RENTAL-CLEANING ON-GOING BAKER   TANKS INC.
    
	
ICP ENGINEERING PARTNERS LLC
    	
 
    	
CW8809
    	
 
    	
NER, On-going Contract, Engineering, ICP   Engineering Partners, LLC
    
	
RAIN FOR RENT INC
    	
 
    	
NER15274
    	
 
    	
NER RENTAL STORAGE TANKS ON-GOING CONTRACT RAIN FOR   RENT - WESTERN OILFIELDS
    
	
H.T. SWEENEY
    	
 
    	
CW38699
    	
 
    	
H.T. Sweeney and Son, Inc., On-going Services   Agreement, Philadelphia Refinery, Construction Services
    
	
CARMAGEN ENGINEERING INC
    	
 
    	
CW39927
    	
 
    	
CARMAGEN ENGINEERING, INC, MSA, ENGINEERING   SERVICES, PHILA AND MARCUS HOOK
    
	
NALCO ENERGY SERVICES
    	
 
    	
CW38827
    	
 
    	
Nalco Company, Finished Fuel Additives and Services,   Marcus Hook and Philadelphia, Product Procurement
    
	
SAGE ENVIRONMENTAL CONSULTING
    	
 
    	
CW39167
    	
 
    	
Sage Environmental Consulting, Master Services   Agreement, Environmental Regulatory Consulting Services, Multi-Site
    
	
GEXPRO
    	
 
    	
CW27747
    	
 
    	
GEXPRO, INC Electrical Supplies and Equipment
    
	
WESTON SOLUTIONS INC
    	
 
    	
CW39512
    	
 
    	
Weston Solutions, Inc., Master Professional Services   Agreement, Services Consulting, Northeast Refining
    
	
TEAM INDUSTRIAL SERVICES INC
    	
 
    	
CW40256
    	
 
    	
LDAR Monitoring Services - Team Industrial - NER
    
	
MOTT TANK INSPECTION, INC.
    	
 
    	
CW40153
    	
 
    	
Mott Tank Inspection Contract
    
	
CODE INSPECTION & TESTING COMPANY
    	
 
    	
CW40323
    	
 
    	
Code Inspection and Testing Company
    
	
CONAM & ENGINEERING SVS. INC.
    	
 
    	
CW40310
    	
 
    	
Mistras Inspection Contract
    
	
Sentinel Integrity Solutions, Inc.
    	
 
    	
CW40337
    	
 
    	
Sentinel integrity Solutions
    
	
TEAM INDUSTRIAL SERVICES INC
    	
 
    	
CW40845
    	
 
    	
Team Industrial - On-Stream Leak Repair Services -   NER
    
	
EISCO-NJ
    	
 
    	
CW41184
    	
 
    	
EISCO, Tank Cleaning, Phila. and Marcus Hook
    
	
J. J. WHITE, INC.
    	
 
    	
CW39857
    	
 
    	
J J White, Inc. Tank Repair - Philadelphia and   Marcus Hook Refineries
    
	
OTIS EASTERN SERVICE, INC.
    	
 
    	
CW40167
    	
 
    	
OTIS EASTERN SERVICE, INC., FSC, LINE TESTING   AND REPAIR, SXL and R and M LOCATIONS
    
	
Tradebe Industrial Services, LLC
    	
 
    	
CW41179
    	
 
    	
Tradebe Industrial Services, Tank Cleaning, Phila.   and Marcus Hook
    
	
ALLSTATE POWER VAC INC
    	
 
    	
CW41177
    	
 
    	
Allstate Power Vac, Tank Cleaning, Phila. and Marcus   Hook
    
	
LEWIS ENVIRONMENTAL GROUP
    	
 
    	
CW41737
    	
 
    	
Lewis Environmental Industrial Cleaning Services
    
	
Amspec Services, LLC
    	
 
    	
CW38923
    	
 
    	
AmSpec Services LLC, IPIS Services, multiple   locations, IPIS Services
    
	
SGS NORTH AMERICA INC. OIL, GAS & CHEMICALS   SERVICES DIVISION
    	
 
    	
CW6413
    	
 
    	
SGS NORTH AMERICA INC. OIL, GAS & CHEMICALS   SERVICES DIVISION 96027909 AND SUPP 1-3
    
	
INTERTEK- CALEB BRETT, U.S.A.
    	
 
    	
CW38919
    	
 
    	
Intertek USA Inc., IPIS services, multiple   locations, IPIS services
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

49

 

	
EMERSON PROCESS MANAGEMENT
    	
 
    	
CW34766
    	
 
    	
Emerson, Master Purchase Agreement, All Locations,   Control Valves and Process Controls
    
	
ASPEN TECHNOLOGY INC
    	
 
    	
CW34849
    	
 
    	
Aspen Technology
    
	
T D WILLIAMSON INC
    	
 
    	
CW39484
    	
 
    	
TDW Services, Inc., In-Line Inspection   Services, Marcus Hook and Philadelphia refineries, Engineering Services
    
	
HYDROCHEM INDUSTRIAL SERVICES, INC.
    	
 
    	
CW41564
    	
 
    	
Hydrochem Industrial Services
    
	
URS CORP
    	
 
    	
CW38664
    	
 
    	
URS Corp., MH and PHL Utilities Reliability   Assessment, Marcus Hook and Philadelphia Refineries, Engineering Services
    
	
ORBITAL ENGINEERING INC
    	
 
    	
CW39116
    	
 
    	
Orbital Engineering, Inc ., ESA, Miscellaneous   Engineering Assignments, Philadelphia and Marcus Hook
    
	
URS CORP
    	
 
    	
CW39114
    	
 
    	
URS Corporation, ESA, Miscellaneous Engineering   Assignments, Philadelphia and Marcus Hook Refineries
    
	
ORBITAL ENGINEERING INC
    	
 
    	
CW40269
    	
 
    	
Orbital Engineering, ESA Release Against Master   Agreement Contract for Miscellaneous Engineering Assignment, Phila and Marcus   Hook
    
	
SYNERGIS TECHNOLOGIES INC
    	
 
    	
CW6569
    	
 
    	
Autodesk License Agreement and IP Rights   Infringement
    
	
ON SITE MEDICAL CONSULTANTS, LLC
    	
 
    	
CW36453
    	
 
    	
On Site Medical Consultants, LLC, Provision of   Medical Care and Consulting Services, PH and MH Refineries
    
	
BEV1LLE ENGINEERING, INC.
    	
 
    	
CW41380
    	
 
    	
Beville Engineering
    
	
CORE LABORATORIES
    	
 
    	
CW40144
    	
 
    	
Core Laboratories
    
	
BAKER ENGINEERING AND RISK CONSULTANTS INC
    	
 
    	
CW34255
    	
 
    	
Baker Risk, 12 Plant Control Room, Marcus Hook,   Engineering
    
	
EcoScience Resource Group, L.L.C.
    	
 
    	
CW39504
    	
 
    	
EcoScience Resource Group, LLC, Consulting Services,   Marcus Hook and Philadelphia
    
	
ASSET PERFORMANCE NETWORKS, LLC
    	
 
    	
CW34661
    	
 
    	
Asset Performance Networks, LLC, Refinery Turnaround   Project Readiness Third Party Review, Professional Services Agreement
    
	
ALL-STATE CAREER
    	
 
    	
CW35601
    	
 
    	
All-State Career, CDL Training, NER, Training
    
	
CABLE TESTING SERVICES INC.
    	
 
    	
CW35821
    	
 
    	
Cable Testing Services, NER, Relay and Electrical   Testing
    
	
URBAN ENGINEERS, INC.
    	
 
    	
CW41696
    	
 
    	
Urban Engineers GP Bulkhead Pile Rehabilitation
    
	
BURNS MECHANICAL, INC.
    	
 
    	
CW40177
    	
 
    	
Burns Mechanical, MSA, NER, Services Maintenance
    
	
Becht Engineering Co., Inc.
    	
 
    	
CW40275
    	
 
    	
Professional Services Agreement - Reliability Gap   Analysis
    
	
ARKEMA INC.
    	
 
    	
CW38644
    	
 
    	
Arkema, Inc, DMDS and Careflex delivery   service, Phil., Marcus Hook, Eagle Point, Chemicals
    
	
S T HUDSON ENGINEERS INC
    	
 
    	
CW40593
    	
 
    	
Hudson Engineers, Inc., Maintenance Dredging of   the USACE Berth Areas, NER, Services Engineering
    
	
INTEGRATION POINT, INC.
    	
 
    	
CW4562
    	
 
    	
INTEGRATION POINT, INC.
    
	
KENEXIS CONSULTING CORPORATION
    	
 
    	
CW38089
    	
 
    	
Kenexis, SRU SIFs Test Interval Extension Analysis,   NER
    
	
HAINES FIRE & RISK CONSULTING CORP
    	
 
    	
CW38073
    	
 
    	
Haines Fire & Risk Consulting Corp., Fire   Protection Services, All Locations
    
	
IMAC
    	
 
    	
CW38708
    	
 
    	
International Management Assistance Corporation,   Contingency Services, Philadelphia and Marcus Hook Refineries
    
	
MERICHEM CHEMICALS &
    	
 
    	
CW38989
    	
 
    	
MERICHEM CHEMICALS AND REFINERY SERVICES LLC
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

50

 

	
REFINERY SERVICES, LLC
    	
 
    	
 
    	
 
    	
 
    
	
BAFCO, INC.
    	
 
    	
CW40292
    	
 
    	
Release for Field Services Agreement against Master   CW35478
    
	
SERRURIER ENGINEERING
    	
 
    	
CW39470
    	
 
    	
SERRURIER ENGINEERING, INC., Software and   Offsite Maintenance and Support, Marcus Hook and Philadelphia, Software   Services
    
	
ENVIRONMENTAL STANDARDS INC
    	
 
    	
CW41166
    	
 
    	
Environmental Standards, Inc.
    
	
C & W METER SERVICE, INC.
    	
 
    	
CW21018
    	
 
    	
C&W METER SERVICE METER PROVING MARCUS HOOK   MAINTENANCE
    
	
Arcadis US, Inc.
    	
 
    	
CW37925
    	
 
    	
Arcadis US, Inc, PSA, All locations,   Environmental Services
    
	
 
    	
 
    	
 
    	
 
    	
Praxair Services, Inc., Nitrogen, Hydrogen,   Oxygen and related Services, Marcus Hook and
    
	
PRAXAIR SERVICES INC
    	
 
    	
CW39186
    	
 
    	
Philadelphia refineries, chemicals services
    
	
BAKER PETROLITE
    	
 
    	
CW39846
    	
 
    	
Baker Petrolite Corporation, Procurement Contract   for Diesel Cetane Chem Additives, Eagle Point and Phila
    
	
SYSTEMS MAINTENANCE SERVICES, INC. (SMS)
    	
 
    	
CW22345
    	
 
    	
SMS, Vax and Alpha Servers Support, Corporate,   Software Hardware Maintenance
    
	
ADT ADVANCED INTEGRATION
    	
 
    	
CW37211
    	
 
    	
ADT Security Services, Maintenance and support   services for security systems for Sunoco Inc. (R&M)
    
	
W & K WELDING & TANK ERECTORS
    	
 
    	
CW40021
    	
 
    	
W&K Welding and Tank Erectors, Inc.
    
	
APPLIED INDUSTRIAL
    	
 
    	
CW34592
    	
 
    	
Applied Industrial - Power Transmission Parts
    
	
SPRINT CORPORATION
    	
 
    	
CW8020
    	
 
    	
Sprint Custom Service Agreement
    
	
RESCAR INC.
    	
 
    	
CW5210
    	
 
    	
Rescar Inc. and Amendment 1
    
	
EQUITY ENGINEERING GROUP
    	
 
    	
CW3259
    	
 
    	
API Risk-Based Inspection Software
    
	
EQ - THE ENVIRONMENTAL QUALITY COMPANY
    	
 
    	
CW30842
    	
 
    	
EQ - The Environmental Quality Company
    
	
Univar USA
    	
 
    	
CW7750
    	
 
    	
UNIVAR USA INC - S500162 and S500162A
    
	
XEROX GLOBAL SERVICES, INC
    	
 
    	
CW8171
    	
 
    	
XEROX CORPORATION (XEROX BUSINESS SERVICES) -   1811350 & AMENDMENTS
    
	
AUTOMOTIVE RESOURCES INTERNATIONAL
    	
 
    	
CW2743
    	
 
    	
AUTOMOTIVE RENTALS INC Open End Lease Agreement
    
	
EQUITY ENGINEERING GROUP
    	
 
    	
CW16436
    	
 
    	
Ongoing RBI and Corrosion Engineering Services,   Engineering, All Locations, The Equity Engineering Group
    
	
PETROVAL INC
    	
 
    	
CW7857
    	
 
    	
PETROVAL INC. - PVAL0001
    
	
ALLMARK DOORS COMPANY, LLC
    	
 
    	
CW36756
    	
 
    	
On-Going, Installation, Repairs, and   Maintenance Project, Allmark Doors Company, LLC.
    
	
Univar USA
    	
 
    	
CW2766
    	
 
    	
UNIVAR USA INC SODIUM HYDROCHLORITE
    
	
BSI INSPECTORATE
    	
 
    	
CW2667
    	
 
    	
BSI INSPECTORATE
    
	
INTERCAT
    	
 
    	
CW4068
    	
 
    	
INTERCAT INC S70041 AND SUP A & B AND SUPP   1-7
    
	
COMPUCOM SYSTEMS INC - WebMethods
    	
 
    	
CW33699
    	
 
    	
CompuCom Systems, Inc.
    
	
AUTOMOTIVE RESOURCES INTERNATIONAL
    	
 
    	
CW2754
    	
 
    	
AUTOMOTIVE RENTALS INC CLOSED END LEASE
    
	
ROUX ASSOCIATES INC
    	
 
    	
CW37725
    	
 
    	
Roux Associates, Inc.
    
	
Clean Earth of Philadelphia, Inc.
    	
 
    	
CW39091
    	
 
    	
Clean Earth, Transportation and Disposal of Waste   Agreement, NER
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

51

 

	
PANALYTICAL INC.
    	
 
    	
CW34545
    	
 
    	
Field Services, Lab-Preventative Maintenance, All   Locations, PANalytical, Inc.
    
	
Honeywell International Inc.
    	
 
    	
CW34312
    	
 
    	
Honeywell, Master Agreement, All Locations,   Equipment and Services
    
	
WILSON, INC.
    	
 
    	
CW29634
    	
 
    	
Wilson Inc. - Pipes, Valves, and Fittings
    
	
EQUITY ENGINEERING GROUP
    	
 
    	
CW5755
    	
 
    	
EQUITY ENGINEERING GROUP INC
    
	
Piper-Morgan Associates Personnel Consultants
    	
 
    	
CW38315
    	
 
    	
Piper Morgan Associates Personnel Consultants,   Recruitment, All Locations
    
	
AXENS NORTH AMERICA INC
    	
 
    	
CW5036
    	
 
    	
AXENS NORTH AMERICA 14719
    
	
EQUITY ENGINEERING GROUP
    	
 
    	
CW4649
    	
 
    	
EQUITY ENGINEERING GROUP INC
    
	
NewFields Companies, LLC
    	
 
    	
CW26752
    	
 
    	
NewFields Companies, LLC
    
	
PRESIDIO NETWORKED SOLUTIONS INC
    	
 
    	
CW22439
    	
 
    	
Presidio Networked Solutions, Inc.
    
	
EMSL ANALYTICAL, INC.
    	
 
    	
CW35025
    	
 
    	
EMSL Analytical Inc, Analytical Testing Services,   NER, Marketing, Chemicals, Testing
    
	
PACE ANALYTICAL SERVICES, INC.
    	
 
    	
CW2847
    	
 
    	
Pace Analytical Services, Inc.
    
	
FedEx Services
    	
 
    	
CW31684
    	
 
    	
FedEx Ground Pricing
    
	
SHERATON SUITES
    	
 
    	
CW40946
    	
 
    	
Starwood Hotels & Resorts Worldwide dba   Sherton Suites Philadelphia Airport, Pricing Agreement, Meeting Rooms,   Services Travel Agency
    
	
PSCI-PROGRESSIVE SOFTWARE COMPUTING
    	
 
    	
CW41020
    	
 
    	
Progressive Software Computing - Professional   Services Agreement
    
	
SKF USA INC.
    	
 
    	
CW28500
    	
 
    	
SKF USA Inc.
    
	
BRITISH STANDARDS INSTITUTE
    	
 
    	
CW28995
    	
 
    	
BSI Management System America, RC14001   Certification, Refining and Supply
    
	
1 SOURCE SAFETY AND HEALTH INC.
    	
 
    	
CW21497
    	
 
    	
1 Source Safety and Health Inc, HES   Safety, Industrial Hygiene
    
	
THE SOURCE GROUP INC
    	
 
    	
CW8984
    	
 
    	
The Source Group
    
	
LEWIS ENVIRONMENTAL GROUP
    	
 
    	
CW16920
    	
 
    	
Lewis Environmental (R & M)
    
	
CLEAN VENTURES INC
    	
 
    	
CW16918
    	
 
    	
Clean Venture
    
	
APPLIED HEALTH PHYSICS INC
    	
 
    	
CW41698
    	
 
    	
Applied Health Physics, Radiological Services,   Corporate
    
	
FEDERAL EXPRESS
    	
 
    	
CW40188
    	
 
    	
Federal Express, Pricing Agreement, Corporate,   Services Mail
    
	
SAYBOLT INC
    	
 
    	
CW38925
    	
 
    	
Saybolt, IPIS Services, multiple   locations, IPIS Services
    
	
BSI INSPECTORATE
    	
 
    	
CW38921
    	
 
    	
Inspectorate America Corporation, IPIS   services, multiple locations, IPIS services
    
	
Cunningham Consulting, Inc.
    	
 
    	
CW38677
    	
 
    	
Cunningham Consulting Inc., Training, Corporate,   Corporate
    
	
Gateway Search Associates, Inc.
    	
 
    	
CW38806
    	
 
    	
Gateway Search Associates, Contingency-Based   Recruitment Agreement, Corporate, Services, Recruiter
    
	
BAYADA NURSES, INC
    	
 
    	
CW36440
    	
 
    	
Bayada Nurses, Inc., Provision of supplemental   professional health aide, Philadelphia and Marcus Hook
    
	
ACCUTEST LABORATORIES
    	
 
    	
CW2509
    	
 
    	
ACCUTEST LABORATORIES
    
	
ENVIRONMENTAL STANDARDS INC
    	
 
    	
CW41166
    	
 
    	
Environmental Standards, Inc.
    
	
SYNAPTIC DECISIONS, L.P.
    	
 
    	
CW33945
    	
 
    	
Synaptic Decisions, Master Agreement, Corporate,   Consulting
    
	
ORACLE CORPORATION
    	
 
    	
CW25908
    	
 
    	
Oracle- Primavera, P3-P6 project, Corporate,   Professional Services
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

52

 

	
ZYTAX
    	
 
    	
CW7843
    	
 
    	
ZYTAX - AGREEMENT & AMENDMENTS
    
	
INTERFACE SECURITY SYSTEMS, L.L.C.
    	
 
    	
CW23997
    	
 
    	
Interface Security Systems, LLC
    
	
THOMSON PROFESSIONAL & REGULATORY, INC.   D/B/A RIA
    	
 
    	
CW26926
    	
 
    	
Thomson P&R, On-line Tax Research, Corporate,   License to Use
    
	
ADVANCED AV SYSTEMS INTEGRATION
    	
 
    	
CW27052
    	
 
    	
Audio Visual Maintenance and Repair Service
    
	
ECHOSCRIBE, INC.
    	
 
    	
CW27514
    	
 
    	
EchoScribe, Inc.
    
	
NEW YORK CAPITOL CONSULTANTS
    	
 
    	
CW31394
    	
 
    	
New York Capitol Consultants
    
	
COZEN O’CONNOR PUBLIC STRATEGIES, LLC
    	
 
    	
CW27574
    	
 
    	
Cozen O’Connor Public Strategies LLC
    
	
PENNSPORT CONSULTING, LLC
    	
 
    	
CW28296
    	
 
    	
Pennsport Consulting, Central Services Building,   Environmental Consulting Services
    
	
DEBORAH C. HERRON, Ph. D.
    	
 
    	
CW28427
    	
 
    	
Deborah C. Herron, Central Services Building,   Environmental Consulting Services
    
	
ORACLE CORPORATION
    	
 
    	
CW28662
    	
 
    	
Oracle USA, Inc.
    
	
RELOCATION PROJECT MANAGERS, INC.
    	
 
    	
CW6549
    	
 
    	
Relocation Project Managers 2007000650
    
	
ENGINEERED SOFTWARE, INC.
    	
 
    	
CW29198
    	
 
    	
Engineered Software Inc.
    
	
(I)STRUCTURE LLC
    	
 
    	
CW25377
    	
 
    	
InfoCrossing, MainFrame and Open Systems, Corporate,   Computer Hardware, Software and SMA
    
	
PLATTS DIVISION OF MCGRAW- HILL COMPANIES INC
    	
 
    	
CW37114
    	
 
    	
Platts , Dispatch Subscriptions, PH and TX, Ongoing
    
	
SAVAGE DESIGN GROUP, INC.
    	
 
    	
CW31754
    	
 
    	
Savage Design Group
    
	
BUREAU VERITAS, NORTH AMERICA
    	
 
    	
CW22299
    	
 
    	
Bureau Veritas North America Inc, HES,
    
	
Northrop Grumman Information Technology, Inc.
    	
 
    	
CW31536
    	
 
    	
Northrop Grumman Corporation
    
	
OPIS ENERGY GROUP
    	
 
    	
CW36472
    	
 
    	
OPIS Energy Group, MSA, Corporate, Data Services
    
	
GALSON LABORATORIES
    	
 
    	
CW22294
    	
 
    	
Galson Laboratories, Industrial Hygiene, HES,   Laboratory Services
    
	
THE GERNGROSS CORPORATION
    	
 
    	
CW23861
    	
 
    	
Gerngross Corporation
    
	
LARSEN & TOUBRO INFOTECH
    	
 
    	
CW37859
    	
 
    	
Larsen and Toubro Infotech, Ltd., Ongoing   Professional Services Agreement, Corporate, SAP Consulting Services.
    
	
ARIBA, INC.
    	
 
    	
CW9953
    	
 
    	
Ariba License and Support Agreement
    
	
PRICE WATERHOUSE COOPERS LLP
    	
 
    	
CW39075
    	
 
    	
Price Waterhouse Coopers, LLP, Ongoing Professional   Services Agreement for Accounting Services
    
	
DC GROUP
    	
 
    	
CW33451
    	
 
    	
DC GROUP, INC
    
	
Q&Q CONTROL SERVICES UK LTD.
    	
 
    	
CW17432
    	
 
    	
Q&Q Control Services UK Limited
    
	
SPECIALIZED PROFESSIONAL SERVICES INC
    	
 
    	
CW16914
    	
 
    	
Specialized Professional Serivices, Inc.
    
	
MICROSOFT CORP
    	
 
    	
CW34484
    	
 
    	
Microsoft Corp., Email and Portal Support, Sunoco   Corporate
    
	
CERICKSON & SONS INC
    	
 
    	
CW39430
    	
 
    	
C. Erickson & Sons, Inc., Carpentry   and Related Services, Corporate, Carpentry Services
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

53

 

	
ARIBA, INC.
    	
 
    	
CW35899
    	
 
    	
Ariba Inc., Sourcing Professional Software,   Corporate
    
	
VERIZON BUSINESS NETWORK SERVICES INC
    	
 
    	
CW36146
    	
 
    	
Verizon Services Organization, Inc., Video   Network Contract Lester to Westville, Corporate
    
	
VERIZON BUSINESS NETWORK SERVICES INC
    	
 
    	
CW36148
    	
 
    	
Verizon Services Organization, Inc., Video   Network Contract MH and PH to Lester, Corporate
    
	
ALVAREZ & MARSAL
    	
 
    	
CW36573
    	
 
    	
Alvarez and Marsal, Sourcing Support, Corporate, Consulting
    
	
AMBIRON TRUSTWAVE CORPORATION
    	
 
    	
CW36820
    	
 
    	
Trustwave, Managed Security Services, Corporate, OG
    
	
HERTZ CORPORATION
    	
 
    	
CW41112
    	
 
    	
The Hertz Corporation, Car Rental Agreement,   Corporate-SXL, Services Travel Agency
    
	
HERTZ CORPORATION
    	
 
    	
CW40837
    	
 
    	
The Hertz Corporation, Car Rental Agreement,   Corporate, Services Travel Agency
    
	
DATALINK CORPORATION
    	
 
    	
CW40302
    	
 
    	
Datalink Corporation
    
	
TALX Corporation
    	
 
    	
CW23287
    	
 
    	
TALX Corporation
    
	
COMPUTERSHARE SHAREHOLDER SERVICES, INC.
    	
 
    	
CW41207
    	
 
    	
Computershare, Stock Transfer Services, Corporate
    
	
ZYTAX
    	
 
    	
CW37481
    	
 
    	
ZyTax, Inc., Ongoing Corporate Agreement for   Tax Software and Related Professional Services.
    
	
ORACLE CORPORATION
    	
 
    	
CW6277
    	
 
    	
ORACLE CORPORATION PeopleSoft License and SMA
    
	
INFOR GLOBAL SOLUTIONS, INC.
    	
 
    	
CW27698
    	
 
    	
Infor, Mainframe license, Corporate, License
    
	
RAPID RECYCLING, INC.
    	
 
    	
CW24919
    	
 
    	
Central Services Building, Rapid   Recycling, Inc., One-Time, No-Cost, Recycling Services Ad Hoc Surplus   Sales Agreement
    
	
Accounting Principals
    	
 
    	
CW38552
    	
 
    	
Accounting Principals, Corporate Contingency-Based   Recruitment Agreement, Corporate, Services Recruiter
    
	
U S AIRWAYS
    	
 
    	
CW38841
    	
 
    	
US Airways, Discount Airline Travel, Corporate,   Services Travel Agency
    
	
HUMAN CONCEPTS
    	
 
    	
CW24562
    	
 
    	
HumanConcepts, HR project, Corporate, PSC and   License Subscription
    
	
Solomon Edwards Group, LLC
    	
 
    	
CW38801
    	
 
    	
Solomon Edwards Group, LLC, Corporate   Contingency-Based Recruitement Agreement, Corporate, Services Recruiter
    
	
CVM Solutions, LLC
    	
 
    	
CW27737
    	
 
    	
CVM Solutions, Portal, Corporate, Technology
    
	
ALLEGRO DEVELOPMENT CORP
    	
 
    	
CW39719
    	
 
    	
Allegro Development Corporation, Software Licenses,   Corporate
    
	
RICHARD WAYNE & ROBERTS
    	
 
    	
CW39748
    	
 
    	
Richard Wayne & Roberts, Contigency-Based   Recruiting Agreement
    
	
DHR International, Inc.
    	
 
    	
CW39766
    	
 
    	
DHR International, Corporate Retainer Based Recruitment   Agreement, Marketing, Services Recruiter
    
	
GARTNER, INC.
    	
 
    	
CW39868
    	
 
    	
Gartner, Inc., IT Leaders, Services,   Consulting, Corporate
    
	
DATA SUPPORT SERVICES
    	
 
    	
CW36206
    	
 
    	
Data Support Services, support and monitoring   services for our OnDemand software, Corporate
    
	
PROSEARCH, INC.
    	
 
    	
CW39940
    	
 
    	
Prosearch - Corporate Contingency-Based Recruiment   Agreement
    
	
AMBIRON TRUSTWAVE CORPORATION
    	
 
    	
CW2558
    	
 
    	
AMBIRONTRUSTWAVE CORPORATION CORPORATE HEADQUARTERS
    
	
INFOR GLOBAL SOLUTIONS, INC.
    	
 
    	
CW16389
    	
 
    	
AppCare Annual Agreement
    
	
SABRIX, INC.
    	
 
    	
CW11457
    	
 
    	
Sabrix, sdabrix, Corporate, Software Licence and SMA
    
	
System Improvements, Inc.
    	
 
    	
CW18356
    	
 
    	
System Improvements, Inc.
    
	
INTERNATIONAL BUSINESS
    	
 
    	
CW41758
    	
 
    	
IBM, Software Option and Support, Corporate
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

54

 

	
MACHINES CORPORATION
    	
 
    	
 
    	
 
    	
 
    
	
ALLEGRO DEVELOPMENT CORP
    	
 
    	
CW39721
    	
 
    	
Allegro Development Corp., Enterprise Training and   Risk © Systems, Corporate
    
	
TMW Systems, Inc.
    	
 
    	
CW39755
    	
 
    	
TMW Systems, Inc., Petroleum Tracking,   Marketing, License Software
    
	
WESTON SOLUTIONS INC
    	
 
    	
CW38794
    	
 
    	
Weston Solutions, Girard Point Dredging,   Philadelphia Refinery, Services Consulting
    
	
URBAN ENGINEERS, INC.
    	
 
    	
CW39064
    	
 
    	
Urban Engineers, Inc., Preliminary engineering   services related to the preliminary design of rehabilitation to the Short   Wharf and Deloach Wharf at the South Yard terminal, Philadelphia refinery, Engineering   Services
    
	
Borque Data Systems Inc., Aristech Chemical   Corporation and Epsilon Products Company
    	
 
    	
 
    	
 
    	
Software License Agreement dated September 15,   2001 by and between Borque Data Systems Inc., Sunoco Inc. (R&M), Aristech   Chemical Corporation and Epsilon Products Company
    
	
RM Acquisition LLC
    	
 
    	
 
    	
 
    	
License Agreement dated October 15, 2008 by and   between RM Acquisition LLC d/b/a Rand McNally and Sunoco, Inc.
    
	
CUSTOMIZED ENERGY SOLUTIONS, LTD.
    	
 
    	
 
    	
 
    	
Professional Services Agreement dated   October 11, 2006 by and between Sunoco, Inc. (R&M) and Customized   Energy Solutions Ltd.
    
	
CUSTOMIZED ENERGY SOLUTIONS, LTD.
    	
 
    	
 
    	
 
    	
Task Order 2012-0214 under the Professional Services   Agreement dated October 11, 2006
    

 

Multi-Site Control Systems Licenses

 

	
License ID
    	
 
    	
Application Name
    	
 
    	
Application Description
    
	
1MSEH0HUFGM7VY1
    	
 
    	
What’s Up Gold
    	
 
    	
For network management
    
	
FID__483c35e5_13561116e8a__1490
    	
 
    	
Citrix- 15 Users
    	
 
    	
For remote access to Process Control Network and Lab   Lims
    
	
FID__483c35e5_13561116e8a__1491
    	
 
    	
Citrix - 15 Users
    	
 
    	
For remote access to Process Control Network and Lab   Lims
    
	
20041207191408
    	
 
    	
Citrix - 10 Users
    	
 
    	
For remote access to Process Control Network and Lab   Lims
    
	
20041207191841
    	
 
    	
Citrix - 10 Users
    	
 
    	
For remote access to Process Control Network and Lab   Lims
    
	
20041207191624
    	
 
    	
Citrix - 10 Users
    	
 
    	
For remote access to Process Control Network and Lab   Lims
    
	
Part of Sunoco Corporate License
    	
 
    	
Oracle- Connection Mgr
    	
 
    	
Relay Lims info to ABB
    
	
 
    	
 
    	
Microsoft Remote Desktop
    	
 
    	
Application Needed to work with Citrix
    
	
4243995-NAI
    	
 
    	
McAfee
    	
 
    	
Virus Scan software
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

55

 

	
License ID
    	
 
    	
Application Name
    	
 
    	
Application Description
    
	
Part of Sunoco Corporate License
    	
 
    	
Microsoft Excel/Word
    	
 
    	
 
    
	
 
    	
 
    	
Microsoft SQL
    	
 
    	
Needed for OM pro
    
	
1682-4221-1277 & 0682-4157-0070
    	
 
    	
Symantec BESR
    	
 
    	
Image backup of computers
    
	
 
    	
 
    	
L&J Tank Gauging
    	
 
    	
Tank levels, etc.
    
	
 
    	
 
    	
Saab Tank Gauging
    	
 
    	
Tank levels, etc.
    
	
 
    	
 
    	
ENRAF Tank Gauging
    	
 
    	
Tank levels, etc.
    
	
 
    	
 
    	
Honeywell SDM Tank Gauging
    	
 
    	
Tank levels, etc.
    
	
 
    	
 
    	
Foxboro SC
    	
 
    	
Blender System
    
	
 
    	
 
    	
Comoc
    	
 
    	
Octane Engine Comparator
    
	
214261 & 213536
    	
 
    	
Charon Vax
    	
 
    	
Vax emulation support
    
	
 
    	
 
    	
Electronic Systems Design
    	
 
    	
Octane Engine Data for Laboratory
    
	
 
    	
 
    	
Bently
    	
 
    	
Vibration Monitoring
    
	
 
    	
 
    	
Compressor Controls (CCC)
    	
 
    	
Controls Compressors
    
	
 
    	
 
    	
Enervista
    	
 
    	
Power relay
    
	
M12590-AA01
    	
 
    	
Honeywell Operations Management Pro
    	
 
    	
Advanced Tool that displays Operations data
    
	
M12590
    	
 
    	
Honeywell Asset Mgr R320
    	
 
    	
Tool to view Maintenance Errors
    
	
 
    	
 
    	
Honeywell Experion Backup Restore
    	
 
    	
Image backup of computers
    
	
 
    	
 
    	
Siemens Controlatron
    	
 
    	
Leak detection software
    
	
 
    	
 
    	
Honeywell Plantscape
    	
 
    	
Control system for Girard Point Water Treatment
    
	
 
    	
 
    	
Dynamic Matrix Control (DMC)
    	
 
    	
Advanced Process Control
    
	
 
    	
 
    	
VIM
    	
 
    	
Emissions monitoring software
    
	
 
    	
 
    	
Veritas
    	
 
    	
Tape backup software
    
	
 
    	
 
    	
Cisco OS for ASA Firewall
    	
 
    	
Cisco operating system
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

56

 

	
License ID
    	
 
    	
Application Name
    	
 
    	
Application Description
    
	
 
    	
 
    	
Cisco OS for Switches
    	
 
    	
Cisco operating system
    
	
M3398
    	
 
    	
Honeywell Experion PKS-331/431/433 Alky
    	
 
    	
Operations Control System
    
	
M1133-04
    	
 
    	
Honeywell Experion PKS-IRPL
    	
 
    	
Operations Control System
    
	
M1133-01
    	
 
    	
Honeywell Experion PKS-PB 22BH & Bio/BFW (DAQ   LCN)
    	
 
    	
Operations Control System
    
	
M1133-03
    	
 
    	
Honeywell Experion PKS-NYOM Propane Terminal
    	
 
    	
Operations Control System
    
	
M12312
    	
 
    	
Honeywell Experion PKS-868 & 869/870   FCC & Alky/LSG
    	
 
    	
Operations Control System
    
	
M12271
    	
 
    	
Honeywell Experion PKS-860/862 & 867 N.   Cmlx & SRU
    	
 
    	
Operations Control System
    
	
M12270
    	
 
    	
Honeywell Experion PKS-210 & 864/856/866 HDS
    	
 
    	
Operations Control System
    
	
M2305
    	
 
    	
Honeywell Experion PKS-1232 & 531   FCC & COB & 3BH
    	
 
    	
Operations Control System
    
	
M12021
    	
 
    	
Honeywell Experion PKS-’137 AVU
    	
 
    	
Operations Control System
    
	
M12334-EX04
    	
 
    	
Honeywell Experion PKS-1332 Reformer
    	
 
    	
Operations Control System
    
	
M12334-01
    	
 
    	
Honeywell Experion PKS-CCR Console Supvr ESV &   EMDB
    	
 
    	
Operations Control System
    
	
M12270-02
    	
 
    	
Honeywell Experion PKS-Hot Spare ESVT (Dell 2600)
    	
 
    	
Operations Control System
    
	
M12270-03
    	
 
    	
Honeywell Experion PKS-Hot Spare (Dell 2950) R301
    	
 
    	
Operations Control System
    
	
M12334-03
    	
 
    	
Honeywell Experion PKS-’CCR Trainer Simulator ESV1 +   SCE1
    	
 
    	
Operations Control System
    
	
M12334-EX05
    	
 
    	
Honeywell Experion PKS-’CCR Trainer Simulator ESV2 +   SCE2
    	
 
    	
Operations Control System
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

57

 

	
License ID
    	
 
    	
Application Name
    	
 
    	
Application Description
    
	
M12590
    	
 
    	
Honeywell Experion PKS-Alarm Management - ???
    	
 
    	
Operations Control System
    
	
M12585
    	
 
    	
Honeywell Experion PKS-Alarm Management SQL, Crystal   Reports
    	
 
    	
Operations Control System
    
	
M9206-01
    	
 
    	
Honeywell Experion PKS-4WTP (Plantscape)
    	
 
    	
Operations Control System
    
	
M11520
    	
 
    	
Honeywell Experion PKS-Engineering Srvs Devel Lab -   ESVT
    	
 
    	
Operations Control System
    
	
M7550
    	
 
    	
Honeywell Experion PKS- Cumene
    	
 
    	
Operations Control System
    
	
M12270
    	
 
    	
RsLinx 210/HDS
    	
 
    	
Control System Interface to Third Party Vendors
    
	
M12271
    	
 
    	
RsLinx 860/867
    	
 
    	
Control System Interface to Third Party Vendors
    
	
M3398
    	
 
    	
RsLinx 433
    	
 
    	
Control System Interface to Third Party Vendors
    
	
M12312
    	
 
    	
RsLinx 868/870
    	
 
    	
Control System Interface to Third Party Vendors
    
	
M12334-EX04
    	
 
    	
RsLinx 1332
    	
 
    	
Control System Interface to Third Party Vendors
    
	
M12334-EX04
    	
 
    	
RsLinx Old 1332
    	
 
    	
Control System Interface to Third Party Vendors
    
	
M7550
    	
 
    	
RsLinx 1700
    	
 
    	
Control System Interface to Third Party Vendors
    
	
M12270-02
    	
 
    	
RsLinx HSDS
    	
 
    	
Control System Interface to Third Party Vendors
    
	
M2305
    	
 
    	
RsLinx 1232/531
    	
 
    	
Control System Interface to Third Party Vendors
    
	
3132750
    	
 
    	
Cisco SmartNet
    	
 
    	
Cisco support contract
    

 

Multi-Site Control Systems Support Agreements

 

	
Support Agreements
    	
 
    	
Application Name
    	
 
    	
Application Description
    
	
CW34312
    	
 
    	
Honeywell Comprehensive Service Agreement
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
a. Honeywell Solutions   Enhancement Support Program (SESP)
    	
 
    	
Support for Experion PKS
    
	
 
    	
 
    	
b. Honeywell Parts   Replacement
    	
 
    	
Replaces Honeywell parts at a reduced price
    
	
 
    	
 
    	
c. Honeywell Bonded   Stock
    	
 
    	
Ensures availability of critical Honeywell parts
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

58

 

	
Support Agreements
    	
 
    	
Application Name
    	
 
    	
Application Description
    
	
 
    	
 
    	
Cisco SmartNet /Firewall
    	
 
    	
Cisco support contract
    
	
 
    	
 
    	
McAfee
    	
 
    	
Virus Scan software
    
	
 
    	
 
    	
Symantec BESR
    	
 
    	
Image backup of computers
    
	
 
    	
 
    	
Dell Extended Warranties
    	
 
    	
Hardware for control system applications
    
	
 
    	
 
    	
Oracle’s Connection Mgr (part of Corporate Sunoco IT   support)
    	
 
    	
Transfers data from LIMS system into Advanced Blend   Control application
    
	
 
    	
 
    	
Aspentech’s Dynamic Matrix Control (DMC)
    	
 
    	
Advanced Control
    
	
CW31763
    	
 
    	
CoreLabs
    	
 
    	
COMOC — Octane Comparator System
    

 

Multi-Site Software Related Licenses

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Complexity
    	
 
    	
 
    
	
Application
    	
 
    	
 
    	
 
    	
 
    	
 
    	
License
    	
 
    	
Software
    	
 
    	
to
    	
 
    	
 
    
	
ID #
    	
 
    	
Application Name
    	
 
    	
Application Description
    	
 
    	
Type
    	
 
    	
Maintenance?
    	
 
    	
Transfer
    	
 
    	
Disposition
    
	
R&S-847
    	
 
    	
CME
    	
 
    	
Engineering drawing   repository
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-566
    	
 
    	
Berwanger PPM PPDS
    	
 
    	
Relief valve sizing   tool & management database
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-669
    	
 
    	
LeakDAS
    	
 
    	
Fugitive emissions inspection/remediation   database.
    	
 
    	
Per Tag
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-670
    	
 
    	
LeakDAS Mobile
    	
 
    	
Fugitive emissions   detector interface for LeakDAS. Installs on Windows Mobile devices and   connects to measurement tool via Bluetooth.
    	
 
    	
Device
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

59

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Complexity
    	
 
    	
 
    
	
Application
    	
 
    	
 
    	
 
    	
 
    	
 
    	
License
    	
 
    	
Software
    	
 
    	
to
    	
 
    	
 
    
	
ID #
    	
 
    	
Application Name
    	
 
    	
Application Description
    	
 
    	
Type
    	
 
    	
Maintenance?
    	
 
    	
Transfer
    	
 
    	
Disposition
    
	
R&S-681
    	
 
    	
MobiControl
    	
 
    	
Mobile device management and inventory software.   Used for Marlin, LeakDAS, Tiscor and other windows mobile devices.
    	
 
    	
Device
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-733
    	
 
    	
Shell Lubrication Management
    	
 
    	
Equipment lube oil specification and tracking tool
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-737
    	
 
    	
SKF Machine Suite
    	
 
    	
Operator Driven Reliabilty tool. Works with the   Marlin handheld for equipment monitoring and operator inspections.
    	
 
    	
Device
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-739
    	
 
    	
SmartPlant Instrumentation
    	
 
    	
Instrument index and design tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-767
    	
 
    	
Welding Pro Write
    	
 
    	
Welder certification tracking database
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-838
    	
 
    	
Advisor
    	
 
    	
Aspentech Yield Accounting System
    	
 
    	
Token
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-841
    	
 
    	
AtOMS
    	
 
    	
Operations package to enter oil movements and   inventories
    	
 
    	
Token
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-810
    	
 
    	
Sql*LIMS
    	
 
    	
LIMS Laboratory Management Information System
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-798
    	
 
    	
Synthesis (Entessa)
    	
 
    	
Marine Scheduling Application for Barges and Vessels
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-906
    	
 
    	
EMPAC 8.6
    	
 
    	
Asset Management System - CMMS
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-924
    	
 
    	
PCMS
    	
 
    	
Plant Condition Management System - Inspections
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-902
    	
 
    	
Smart Staff
    	
 
    	
Union Overtime Management System (MH and PH)
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-912
    	
 
    	
TRACK
    	
 
    	
Contractor Management System
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

60

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Complexity
    	
 
    	
 
    
	
Application
    	
 
    	
 
    	
 
    	
 
    	
 
    	
License
    	
 
    	
Software
    	
 
    	
to
    	
 
    	
 
    
	
ID #
    	
 
    	
Application Name
    	
 
    	
Application Description
    	
 
    	
Type
    	
 
    	
Maintenance?
    	
 
    	
Transfer
    	
 
    	
Disposition
    
	
R&S-884
    	
 
    	
Globalview
    	
 
    	
DTN service providing real-time market information   for the energy commodities market — high-end analytical software, streaming   price quote and news services.
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S 865
    	
 
    	
Impact Weather
    	
 
    	
Application used to obtain and monitor weather   information provided by third party vendor
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-528
    	
 
    	
Alan Bradley PLC5 Panel Builder (Rockwell)
    	
 
    	
Human-Machine Interface configuration utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-543
    	
 
    	
API Technical DataBook
    	
 
    	
Chemical Properties Reference
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-558
    	
 
    	
AutoCAD
    	
 
    	
Computer Aided Design Tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-559
    	
 
    	
AutoCAD Electrical
    	
 
    	
Electrical plug-in toolset for AutoCAD
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-563
    	
 
    	
Autodesk Raster Design
    	
 
    	
Raster-Vector hybrid drawing management plug in for   AutoCAD
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-576
    	
 
    	
Caesar II
    	
 
    	
Piping network stress calculation tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-585
    	
 
    	
COADE TANK
    	
 
    	
Tank evaluation & design tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-600
    	
 
    	
DNV Software PHAST
    	
 
    	
Release dispersion modeling tool
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-609
    	
 
    	
Enervista (GE Power Mgmt)
    	
 
    	
GE protective relay configuration tool
    	
 
    	
Device
    	
 
    	
no
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-613
    	
 
    	
eTap
    	
 
    	
Electrical short-circuit analysis and planning   software
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-625
    	
 
    	
Flowel
    	
 
    	
Orifice sizing tool
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-663
    	
 
    	
Guardian
    	
 
    	
Weather alert service for Northeast
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

61

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Complexity
    	
 
    	
 
    
	
Application
    	
 
    	
 
    	
 
    	
 
    	
 
    	
License
    	
 
    	
Software
    	
 
    	
to
    	
 
    	
 
    
	
ID #
    	
 
    	
Application Name
    	
 
    	
Application Description
    	
 
    	
Type
    	
 
    	
Maintenance?
    	
 
    	
Transfer
    	
 
    	
Disposition
    
	
R&S-646
    	
 
    	
Hero
    	
 
    	
Fugitive emissions tracking and auditing tool (works   in conjunction with LeakDAS)
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-651
    	
 
    	
Honeywell Knowledge Builder
    	
 
    	
Honeywell DCS reference electronic bookset
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-653
    	
 
    	
HTRI Xchanger Suite
    	
 
    	
Heat Exchanger Design tool
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-662
    	
 
    	
Imagenation
    	
 
    	
Engineering drawing viewer & markup tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-664
    	
 
    	
Industry Standards (I.H.S.)
    	
 
    	
Industy Standard subscription service
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-676
    	
 
    	
MathCAD
    	
 
    	
Advanced mathematical solver. Used to visually   demonstrate and document design calculations
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-679
    	
 
    	
MindManager Pro
    	
 
    	
Mind mapping software for brainstorming and   prototyping
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-680
    	
 
    	
MiniTab
    	
 
    	
Statistical analysis tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-695
    	
 
    	
PEBuild
    	
 
    	
Honeywell DCS configuration tool
    	
 
    	
Device
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-701
    	
 
    	
PES - PRO/II
    	
 
    	
Process Modeling Tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-710
    	
 
    	
Proworx
    	
 
    	
Modicon PLC programming tool
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-712
    	
 
    	
PV-Elite
    	
 
    	
Vessel 62erfor stress calculator
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-720
    	
 
    	
RISA-3D
    	
 
    	
3D structural analysis tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-740
    	
 
    	
SmartPlant Review
    	
 
    	
3D model review tool
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-758
    	
 
    	
VCEDamage
    	
 
    	
Damage assessment tool
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-759
    	
 
    	
VCESage
    	
 
    	
Corrosion analysis tool
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-761
    	
 
    	
VIM CEMLINK5 Client
    	
 
    	
Continuous emissions monitoring gateway
    	
 
    	
Device
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

62

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Complexity
    	
 
    	
 
    
	
Application
    	
 
    	
 
    	
 
    	
 
    	
 
    	
License
    	
 
    	
Software
    	
 
    	
to
    	
 
    	
 
    
	
ID #
    	
 
    	
Application Name
    	
 
    	
Application Description
    	
 
    	
Type
    	
 
    	
Maintenance?
    	
 
    	
Transfer
    	
 
    	
Disposition
    
	
R&S-833
    	
 
    	
NWA Quality Analyst LANpa
    	
 
    	
Statistical SQC package used by LIMS and lab
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-831
    	
 
    	
Opus Professional
    	
 
    	
CBT creation tool. Used with Eprism
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-836
    	
 
    	
Pace CTR
    	
 
    	
Industry Benchmark data gathering and reporting tool
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-835
    	
 
    	
Pace CTR - Diesel
    	
 
    	
Industry Benchmark data gathering and reporting tool
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-819
    	
 
    	
PI Active View
    	
 
    	
OSISoft Package Display Viewer
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-822
    	
 
    	
PI DataLink
    	
 
    	
OSISoft Excel Add-in Data Extraction Software
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-825
    	
 
    	
PI Process Book
    	
 
    	
OSISoft Package Display Creation Software
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-780
    	
 
    	
HCAMS
    	
 
    	
Crude Assay Data used in PIMS and SCOPES
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-904
    	
 
    	
API-RBI
    	
 
    	
Risk Based Inspection Module
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-901
    	
 
    	
PHA Works
    	
 
    	
Process Hazard Analysis Software
    	
 
    	
Seat
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-900
    	
 
    	
Entek
    	
 
    	
Vibration Analysis and Reporting
    	
 
    	
Device
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-749
    	
 
    	
Transfer
    	
 
    	
Honeywell DCS data file conversion utility
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-501
    	
 
    	
1900 General Purpose Equipment Monitor (1900   Configuration Software V3.10)
    	
 
    	
Vibraton Monitoring equipment configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-502
    	
 
    	
3500 Software - Comm Gateway Port Test Utility Rack   Config Software
    	
 
    	
Vibraton Monitoring equipment configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

63

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Complexity
    	
 
    	
 
    
	
Application
    	
 
    	
 
    	
 
    	
 
    	
 
    	
License
    	
 
    	
Software
    	
 
    	
to
    	
 
    	
 
    
	
ID #
    	
 
    	
Application Name
    	
 
    	
Application Description
    	
 
    	
Type
    	
 
    	
Maintenance?
    	
 
    	
Transfer
    	
 
    	
Disposition
    
	
R&S-503
    	
 
    	
375 Easy Upgrade, Programming Utility, Distribution   (v 1.3.0 in EP)
    	
 
    	
Rosemount instrument configuration utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-504
    	
 
    	
4200TNG - Transmation Software & Databases
    	
 
    	
Instrument configuration software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-505
    	
 
    	
505 HI Configurator 2.0
    	
 
    	
Siemens PLC configuration tool (DOS)
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-506
    	
 
    	
505 Softshop v3.20 SP2
    	
 
    	
Siemens PLC configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-507
    	
 
    	
620 Winloader V5.4.4 433 Logic Manager
    	
 
    	
Honeywell PLC programming tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-508
    	
 
    	
AAS Training — Advanced Analytical Solutions
    	
 
    	
Inline analyzer configuration/monitoring utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-509
    	
 
    	
AB 6200
    	
 
    	
Allen-Bradley PLC configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-510
    	
 
    	
ABU - Alan Bradley Utilities/Software
    	
 
    	
Allen-Bradley PLC configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-512
    	
 
    	
Advanced Winding Analyzer v4.4.1
    	
 
    	
Motor winding condition evaluation tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-529
    	
 
    	
Alber BatterY Analysis v. 1.7.0.8
    	
 
    	
64erform monitoring software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-541
    	
 
    	
ANCRLL Triconiconics
    	
 
    	
Triconics PLC configuration utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-542
    	
 
    	
APC - Optichrom Advance 8.1
    	
 
    	
Inline analyzer configuration/monitoring utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-560
    	
 
    	
Autodesk DWF Viewer
    	
 
    	
AutoCAD web drawing viewer
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-567
    	
 
    	
BMS v3.4.12
    	
 
    	
Batery monitoring software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

64

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Complexity
    	
 
    	
 
    
	
Application
    	
 
    	
 
    	
 
    	
 
    	
 
    	
License
    	
 
    	
Software
    	
 
    	
to
    	
 
    	
 
    
	
ID #
    	
 
    	
Application Name
    	
 
    	
Application Description
    	
 
    	
Type
    	
 
    	
Maintenance?
    	
 
    	
Transfer
    	
 
    	
Disposition
    
	
R&S-584
    	
 
    	
Cimplicty - Machine View V4.0 Build 2832
    	
 
    	
GE Fanuc HMI 65erforms65ally utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-588
    	
 
    	
CompuTrace v 2.01
    	
 
    	
Heat tracing sizing tool
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-589
    	
 
    	
Control Logix - Rockwell Software
    	
 
    	
ControlLogiz PLC/Panelview configuration utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-592
    	
 
    	
COS SAAB Radar Software
    	
 
    	
Radar gauge 65erforms65al utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-595
    	
 
    	
Daniel Mon (Daniels Config25 Totalizer Program)   (MON2000)
    	
 
    	
Flow meter monitoring/ 65erforms65ally too
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-596
    	
 
    	
Daniel MON 2000 Gas Chromatograph
    	
 
    	
Online analyzer
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-603
    	
 
    	
Dran-View 6 V6.5.0 (DRAN-VIEW Pro - MH   Inst & Elec old version)
    	
 
    	
Electrical condition monitoring tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-616
    	
 
    	
Fairbank
    	
 
    	
Truck scale interface
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-617
    	
 
    	
Fastrack Motion PLC
    	
 
    	
Modicon PLC programming tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-619
    	
 
    	
FileOpen Web Client
    	
 
    	
Intellectual property encryption key
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-622
    	
 
    	
Fisher Porter Software
    	
 
    	
Fisher MUX configuration tool
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-623
    	
 
    	
Fisher Specification Manager
    	
 
    	
Valve Sizing utility
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-626
    	
 
    	
FlowServe
    	
 
    	
Pump sizing software
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-627
    	
 
    	
FlukeView
    	
 
    	
Electrical measurement data capture tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-636
    	
 
    	
FS700W (Fireye scanner)
    	
 
    	
Flame detector programming software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

65

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Complexity
    	
 
    	
 
    
	
Application
    	
 
    	
 
    	
 
    	
 
    	
 
    	
License
    	
 
    	
Software
    	
 
    	
to
    	
 
    	
 
    
	
ID #
    	
 
    	
Application Name
    	
 
    	
Application Description
    	
 
    	
Type
    	
 
    	
Maintenance?
    	
 
    	
Transfer
    	
 
    	
Disposition
    
	
R&S-639
    	
 
    	
Ge Fanuc Software - VersaPro
    	
 
    	
GE Fanuc PLC programming tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-640
    	
 
    	
GE PLC’s LM90
    	
 
    	
GE Fanuc PLC programming tool (DOS)
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-641
    	
 
    	
GeRemote IO Manager (HWC)
    	
 
    	
GE Fanuc PLC i/o configuration utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-642
    	
 
    	
HART Server
    	
 
    	
Rosemount 66erforms66a configuration software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-643
    	
 
    	
HART Tri-Loop Configuration
    	
 
    	
Rosemount instrument configuration software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-649
    	
 
    	
HIM Configuration
    	
 
    	
HART loop interface and monitor
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-668
    	
 
    	
K800 Phoenix Plus
    	
 
    	
Gas Pump control / management tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-678
    	
 
    	
Megger ProActiv
    	
 
    	
Batery monitoring software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-682
    	
 
    	
Modbus 32 Simulator
    	
 
    	
Modbus configuration/diagnostic tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-687
    	
 
    	
MSW201TL PGM Triconics PLC
    	
 
    	
Triconics PLC configuration utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-693
    	
 
    	
Panel Builder32
    	
 
    	
Allen-Bradley HMI 66erforms66ally utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-694
    	
 
    	
PanelView Firmware Upgrade
    	
 
    	
Allen-Bradley HMI 66erforms66ally utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-711
    	
 
    	
Pruftechnik Alignment Center
    	
 
    	
Machinery alignment tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-713
    	
 
    	
Quick Size
    	
 
    	
Valve Sizing utility
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-721
    	
 
    	
Roclink 800
    	
 
    	
Allen-Bradley PLC configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-722
    	
 
    	
RsLinx Lite
    	
 
    	
Allen-Bradley PLC configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-723
    	
 
    	
RsLogix5, 500, 5000
    	
 
    	
Allen-Bradley PLC configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

66

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Complexity
    	
 
    	
 
    
	
Application
    	
 
    	
 
    	
 
    	
 
    	
 
    	
License
    	
 
    	
Software
    	
 
    	
to
    	
 
    	
 
    
	
ID #
    	
 
    	
Application Name
    	
 
    	
Application Description
    	
 
    	
Type
    	
 
    	
Maintenance?
    	
 
    	
Transfer
    	
 
    	
Disposition
    
	
R&S-724
    	
 
    	
Saab Marine Electronic
    	
 
    	
Radar gauge 67erforms67al utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-725
    	
 
    	
SAAB Rosemount
    	
 
    	
radar guage configuration software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-726
    	
 
    	
Saab Tank Gauging (Interface)
    	
 
    	
Interface Saab Data to PI System
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-731
    	
 
    	
Select-A-Fuse
    	
 
    	
Fuse sizing tool
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-734
    	
 
    	
Simple Logger
    	
 
    	
Electrical test equipment data capture
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-736
    	
 
    	
SizeMaster
    	
 
    	
Valve Sizing utility
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-742
    	
 
    	
Tank Calculation Program
    	
 
    	
Radar gauge 67erforms67al utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-744
    	
 
    	
TI Config
    	
 
    	
Siemens tank gauging PLC programming software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-746
    	
 
    	
TISoft
    	
 
    	
Siemens tank gauging PLC programming software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-750
    	
 
    	
Transmation Database
    	
 
    	
Instrument configuration software
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-748
    	
 
    	
Trap Manager
    	
 
    	
Steam Trap maintenance tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-751
    	
 
    	
Tri Loop
    	
 
    	
Rosemount HART loop configuration utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-752
    	
 
    	
Troubleshooting - Motor Control Circuits
    	
 
    	
Motor starter troubleshooting training CBT
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-755
    	
 
    	
ValSpeq
    	
 
    	
Valve sizing utilty
    	
 
    	
Free
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-756
    	
 
    	
ValveLink
    	
 
    	
Rosemount instrument configuration and diagnostic   utility
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-757
    	
 
    	
ValVue®2 
    	
 
    	
Dresser smart valve configuration tool 
    	
 
    	
Device 
    	
 
    	
No
    	
 
    	
Low 
    	
 
    	
Transfer
    
	
 
    	
 
    	
ECMPS
    	
 
    	
Emissions Collection and Monitoring Plan System for   NOX budget reporting
    	
 
    	
Local
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

67

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Complexity
    	
 
    	
 
    
	
Application
    	
 
    	
 
    	
 
    	
 
    	
 
    	
License
    	
 
    	
Software
    	
 
    	
to
    	
 
    	
 
    
	
ID #
    	
 
    	
Application Name
    	
 
    	
Application Description
    	
 
    	
Type
    	
 
    	
Maintenance?
    	
 
    	
Transfer
    	
 
    	
Disposition
    
	
 
    	
 
    	
Tanks 4.09d
    	
 
    	
- Used for regulatory reporting 

 

EPA requires reporting of tank emissions and has   provided a PC application, called TANKS, to help with the speciation and   calculations needed to make these reports. The EPA also allows the local   state associations to assure that these reports are filed.
    	
 
    	
Local
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
Tier 2 Submit
    	
 
    	
- Used for regulatory reporting 

 

Tier2 Submit is a software program developed by the   Environmental Protection Agency (EPA) and National Oceanic Atmospheric   Administration (NOAA) for use by facilities to enter and submit Emergency   Planning and Community Right-to-Know Act (EPCRA) 311/312.
    	
 
    	
Local
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
TRI-ME
    	
 
    	
- Used for regulatory reporting 

 

The Toxics Release Inventory (TRI) is a publicly   available EPA database that contains information on toxic chemical releases   and other waste management activities reported annually by certain covered   industry groups as well as federal facilities.
    	
 
    	
Local
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
Water 9
    	
 
    	
- Used for regulatory reporting 

 

Wastewater treatment model for estimating air   emissions for waste constituents
    	
 
    	
Local
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

68

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Complexity
    	
 
    	
 
    
	
Application
    	
 
    	
 
    	
 
    	
 
    	
 
    	
License
    	
 
    	
Software
    	
 
    	
to
    	
 
    	
 
    
	
ID #
    	
 
    	
Application Name
    	
 
    	
Application Description
    	
 
    	
Type
    	
 
    	
Maintenance?
    	
 
    	
Transfer
    	
 
    	
Disposition
    
	
 
    	
 
    	
Microsoft Office & Client Access License
    	
 
    	
Office Professional
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
Microsoft Visio
    	
 
    	
Drawing
    	
 
    	
Corporate SAS
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
Sophos
    	
 
    	
Desktop Anti Virus
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
XP
    	
 
    	
Operating System
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
Windows Server
    	
 
    	
Operating System
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
 
    	
 
    	
Citrix Server
    	
 
    	
0
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
 
    	
 
    	
Altiris Desktop Agent
    	
 
    	
Inventory & deployment agent
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
Altiris Server Agent
    	
 
    	
Inventory agent
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
 
    	
 
    	
Altiris Deployment Server
    	
 
    	
Deployment Server
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
 
    	
 
    	
Adobe Writer Standard
    	
 
    	
PDF Writer
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
Low
    	
 
    	
Transfer
    
	
Corp-025
    	
 
    	
SharePoint (aka Sunoco@Work)
    	
 
    	
Application used for collaboration, enterprise   search & document management
    	
 
    	
n/a
    	
 
    	
Corporate
    	
 
    	
n/a
    	
 
    	
Transfer
    
	
R&S-828
    	
 
    	
ePRiSM
    	
 
    	
Training management system
    	
 
    	
Named User
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-870
    	
 
    	
Leaks Detection System
    	
 
    	
Application used to monitor all leak reporting and   supervisor awareness. Used in all facilities.
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
 
    	
 
    	
Safeguard Easy (Utimaco)
    	
 
    	
Encryption
    	
 
    	
Corporate
    	
 
    	
 
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-818
    	
 
    	
PI
    	
 
    	
OSISoft Production UDS/ACE PI Servers
    	
 
    	
tag
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

69

 

Schedule 2.6(i)

 

Benefit Plan Liabilities

 

SunCAP Audit — SunCAP is subject to a routine audit by the Department of Labor (DOL).  Sunoco received notice of the audit in January 2012, and a copy of this notice has been provided to the Buyer. Sunoco has provided all documentation requested by the DOL.  After providing the requested information, Sunoco has not been contacted by the DOL regarding any issues or concerns.

 

Pension Matter — Sunoco is aware of a possible claim against the Sunoco, Inc. Retirement Plan.

 

An alternate payee (AP) of a former employee claims that she was unaware of a “penalty” for taking her benefit prior to age 65, which was due to her under a QDRO.  AP’s divorce attorney submitted a request to Sunoco for information, to which Sunoco responded.  The attorney sent a second letter asking for Sunoco to calculate the “penalty,” to which outside counsel responded.  AP’s attorney responded by stating that there may be a breach of fiduciary duty.

 

Sunoco will respond to the AP’s attorney that Sunoco has answered everything there is to answer and that Michel’s next step is to file a formal claim by following the claims process.

 

Sunoco, Inc. Leadership Recognition Plan - A former employee has requested a prorated portion of her 2008 award under the Sunoco, Inc. Leadership Recognition Plan (a bonus plan).  The Plan was amended in 2007 to remove the proration of awards for employees who retire in the middle of a vesting period.  Employee retired in December 2010; her 2008 award would have vested at the end of 2011.  Employee received an erroneous summary of the Plan that included the pre-2007 terms of the Plan on prorations and retirement.  Sunoco received a letter from Employee’s attorney on June 7, 2012.  Outside counsel contacted the attorney on June 25, 2012 and is hoping to resolve the matter with the payment of the prorated award subject to the execution of a settlement agreement that includes a release of claims.

 

Colella, Joseph v. Sunoco, Inc., et al., AAA Case No. 14-160-0071510 (ERA Arbitration).  On or about May 5, 2010, Complainant, a former vice-president of product trading, sales and supply, submitted to arbitration under the Sunoco ERA program claims of 1) defamation/libel, 2) invasion of privacy/false light, 3) denial of benefits under ERISA Section 502(a)(1)(B) for severance benefits under the Sunoco, Inc. Executive Severance Plan (“Plan”), 4) breach of fiduciary duty under ERISA Section 502(a)(3) and 5) intentional interference with benefits under Section 510 of ERISA.  Arbitrator Bernard D. Beitch issued an award on April 27, 2012 awarding Complainant severance benefits under the Plan but denied his claims for defamation/libel and invasion of privacy/false light.   On June 28, 2012, Arbitrator Beitch issued a final award which awarded Complainant attorneys’ fees for his ERISA claims.

 

Hepworth, Derek A. v. Sunoco, Inc., et al., AAA Case No. 14-160-01081 (ERA Arbitration).  On or about July 6, 2010, Complainant, a former vice-president of crude and raw materials trading and supply, submitted to arbitration under the Sunoco ERA program claims of 1) defamation/libel, 2) invasion of privacy/false light, 3) denial of benefits under ERISA Section 502(a)(1)(B) for severance benefits under the Sunoco, Inc. Executive Severance Plan, 4) breach of fiduciary duty under ERISA Section 502(a)(3) and 5) intentional interference with benefits under Section 510 of ERISA.  On February 7, 2012, Arbitrator Judith Meyer issued a Partial Final Award finding in Hepworth’s favor on the ERISA Section 510 claim, awarding him severance benefits and in Sunoco’s favor on all other claims.  On May 24, 2012, Arbitrator Meyer issued a final award which addressed the specific severance benefits awarded to Complainant and awarded him attorneys’ fees for his ERISA claim.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

70

 

Schedule 3.2(a)(iv)

 

Third-Party Consent and Authorization

 

1.              KBR Technical Services Agreement

2.              ExxonMobil SCANfining Process License

3.              The UOP HF Alkylation Process License

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

71

 

Schedule 4.1

 

Jurisdiction of SUN and the Contributing Subsidiaries

 

	
Entity
    	
 
    	
Jurisdiction of Incorporation/Formation
    
	
 
    	
 
    	
 
    
	
Sunoco, Inc.
    	
 
    	
Pennsylvania
    
	
 
    	
 
    	
 
    
	
Atlantic Refining & Marketing Corp.
    	
 
    	
Delaware
    
	
 
    	
 
    	
 
    
	
Sun International Limited
    	
 
    	
Bermuda
    
	
 
    	
 
    	
 
    
	
Sunoco Power Marketing L.L.C.
    	
 
    	
Pennsylvania
    
	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Pennsylvania
    
	
 
    	
 
    	
 
    
	
Sunmarks, LLC
    	
 
    	
Delaware
    
	
 
    	
 
    	
 
    
	
Sun Services Corporation
    	
 
    	
Pennsylvania
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

72

 

Schedule 4.3(b)

 

Consents and Approvals

 

1.              The following agreements, as well as any modifications or amendments thereto:

 

	
SUN Party
    	
 
    	
Other Party
    	
 
    	
Date
    	
 
    	
Title
    
	
Sunoco, Inc. (R&M)
    	
 
    	
American Eagle Airlines, Inc.
    	
 
    	
November 1, 2010
    	
 
    	
Sunoco Jet Fuel Supply Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Petroleum Heat & Power Co., Inc.
    	
 
    	
September 1, 2011
    	
 
    	
Heating Oil Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Petroleum Heat & Power Co., Inc.
    	
 
    	
September 1, 2011
    	
 
    	
Heating Oil Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Southwest Jet Fuel Co.
    	
 
    	
August 1, 2011
    	
 
    	
Sunoco Jet Fuel Supply Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Southwest Jet Fuel Co.
    	
 
    	
August 1, 2011
    	
 
    	
Sunoco Jet Fuel Supply Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
US Airways
    	
 
    	
October 1, 2011
    	
 
    	
Sunoco Jet Fuel Supply Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
World Fuel Services, Inc.
    	
 
    	
August 1, 2011
    	
 
    	
Sunoco Jet Fuel Supply Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Sanofi Pasteur Inc.
    	
 
    	
January 10, 2011
    	
 
    	
Distillate Fuels Risk Management Program
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Exelon Energy Company
    	
 
    	
November 23, 2010
    	
 
    	
Master Electricity Sales Agreement and all   Transaction Confirmations thereunder (45 day notice period)
    
	
Sunoco, Inc. (R&M)
    	
 
    	
GDF Suez Energy Resources NA, Inc.
    	
 
    	
January 4, 2011
    	
 
    	
Master Electric Energy Sales Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Chopra Energy, Inc.
    	
 
    	
May 11, 2011
    	
 
    	
Supply Agreement — Sale of Refined Petroleum Product
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Redners Markets
    	
 
    	
August 26, 2011
    	
 
    	
Sales Agreement — Unleaded Gasoline
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Shipley Fuels Marketing LLC
    	
 
    	
January 1, 2011
    	
 
    	
Sales Agreement — Unleaded Gasoline
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Superior Plus Energy Services LLC
    	
 
    	
September 30, 2010
    	
 
    	
Supply Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Truman Arnold Companies
    	
 
    	
February 17, 2011
    	
 
    	
Sales Agreement — Unleaded Reformulated
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

73

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Gasoline and Ultra Low Sulfur Diesel
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Philadelphia Gas Works
    	
 
    	
September 4, 2001
    	
 
    	
LBS —S Service Agreement (Utility Contract)
    
	
SUN Company, Inc., (R&M)
    	
 
    	
Texas Eastern Corporation
    	
 
    	
January 26, 1996
    	
 
    	
Service Agreement for Rate Schedule FT-1
    
	
SUN Company, Inc. (R&M)
    	
 
    	
Texas Eastern Corporation
    	
 
    	
March 26, 1996
    	
 
    	
Service Agreement for Rate Schedule FT-1
    
	
Sunoco, Inc.
    	
 
    	
Trucker Company, Inc.
    	
 
    	
August 5, 2005
    	
 
    	
Shipper Broker Transportation Agremeent
    
	
Sunoco, Inc. (R&M)
    	
 
    	
CSX Transportation, Inc.
    	
 
    	
September 1, 2010
    	
 
    	
Supplemental Track Lease Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
General American Transportation Company
    	
 
    	
November 15, 1988
    	
 
    	
Car Service Contract
    
	
Sunoco, Inc.
    	
 
    	
Union Tank Car Co./UTLX
    	
 
    	
February 1, 2011
    	
 
    	
Field Services Contract
    
	
Sunoco, Inc. (R&M)
    	
 
    	
CSX Transportation, Inc.
    	
 
    	
October 3, 2007
    	
 
    	
Track Lease (Storage Only)
    
	
Sunoco, Inc.
    	
 
    	
Morgan Towing and Transportation, LLC
    	
 
    	
September 15, 2006
    	
 
    	
Articulated Tug-Barge Time Charter Agreement
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Vane Line Bunkering, Inc.
    	
 
    	
Articulated Tug-Barge Time Charter Agreement
    	
 
    	
March 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Vane Line Bunkering, Inc.
    	
 
    	
Articulated Tug-Barge Time Charter Agreement
    	
 
    	
November 4, 2005
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Reinauer Transportation Companies, LLC
    	
 
    	
Time Charter Agreement
    	
 
    	
June 7, 2007
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Martin Operating Partnership, L.P.
    	
 
    	
Articulated Time Charter Agreement
    	
 
    	
January 11, 2006
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Allen’s Oil and Propane, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Amerigas Partners, L.P.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Bob Wiley & Sons
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Bruce’s Propane
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Buckeye Energy Services LLC
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

74

 

	
Sunoco, Inc. (R&M)
    	
 
    	
Country Gas Service Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Delta Gas, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Eddinger Hardware and LP Gas, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Enterprise Products Operating LLC
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Eusa-Allied Acquisition Corp.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Ferro Propane LLC
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 31, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Global Gas Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Inergy Propane LLC
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
National Hydrocarbons
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Newtown Oil dba Blue Flame Gas Service
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Peninsula Oil Company, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Penn Valley Bottled Gas Co., Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Penny-Wise Fule Co., Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Pep-Up, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Petrogas, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 31, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Petroleum Equipment, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Plains Marketing Canada LP
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Schagrin Gas Company
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Sharp Gas, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
SMO, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Southern States Co-op
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Stem Brothers, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Suburban Propane, LP
    	
 
    	
Propane Sales
    	
 
    	
May 1, 2011
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

75

 

	
 
    	
 
    	
 
    	
 
    	
Agreement
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Superior Plus Energy
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Targa Liquids Marketing and Trade
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Taylor Oil & Propane, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Texas Liquids LLC
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Tolino’s Fuel Service Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Trexler-Haines Gas, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Tri-Gas & Oil Company
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
UGI Energy Services, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Wilson of Wallingford, Inc.
    	
 
    	
Propane Sales Agreement
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Tucker Company, Inc.
    	
 
    	
Shipper/Broker Transportation Agreement
    	
 
    	
August 5, 2005
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Chopra Energy, Inc.
    	
 
    	
Supply Agreement
    	
 
    	
February 23, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Duck Island Terminal, Inc.
    	
 
    	
Supply Agreement
    	
 
    	
July 5, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Gulf Oil Limited Partnership
    	
 
    	
Supply Agreement
    	
 
    	
October 1, 2010
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Mansfield Oil Company of Gainesville Inc.
    	
 
    	
Supply Agreement
    	
 
    	
September 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Musket Corporation
    	
 
    	
Supply Agreement
    	
 
    	
February 22, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Superior Plus Energy Services LLC
    	
 
    	
Supply Agreement
    	
 
    	
N/A
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Savage Services Corp.
    	
 
    	
Savage Services Corporation
    	
 
    	
August 1, 2008
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Brand Insulation Services
    	
 
    	
PH ON-GOING INSULATION & REFRACTORY PROJECTS   BRAND INSULATION SERVICES
    	
 
    	
May 1, 2002
    
	
Sunoco, Inc. (R&M)
    	
 
    	
ABB Inc.
    	
 
    	
THIS IS FOR PHL SRTF ONLY. ABB, INC.
    	
 
    	
June 30, 2010
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Univar USA
    	
 
    	
Sodium Hypochlorite 
    	
 
    	
December 15, 2011
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

76

 

	
 
    	
 
    	
 
    	
 
    	
12.5% - Mini Tank Agreement - Univar
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
ExxonMobil Catalyst Technologies
    	
 
    	
ExxonMobil Catalyst Technologies LLC
    	
 
    	
March 27, 1998
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Quanta Technologies, LLC
    	
 
    	
Sinopec-Quanta Catalyst Agreement
    	
 
    	
January 1, 2012
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Kellogg Brown & Root LLC
    	
 
    	
Technical Services Agreement
    	
 
    	
July 1, 2010
    
	
Sunoco, Inc. (R&M)
    	
 
    	
General Water Services, Inc.
    	
 
    	
Philadelphia Refinery, 433 Unit ReVap and Turnaround   Projects, Res Kem General Water Services, Inc. (a division of Reskem),   Time and Material Contract for Water Softening Regeneration Services
    	
 
    	
January 20, 2010
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Honeywell International Inc.
    	
 
    	
Honeywell International, Inc., Provision of HF   Acid and Modified HF Acid, Philadelphia Refinery
    	
 
    	
March 1, 2010
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Veolia Water North America Operating Services Inc.
    	
 
    	
Veolia - Philadelphia Refinery Regenerated KOH   Agreement
    	
 
    	
September 1, 2008
    
	
Sunoco, Inc. (R&M)
    	
 
    	
BOC Group Inc
    	
 
    	
BOC-Linde N2 Supply For Phila GP and PB facilities
    	
 
    	
January 1, 2010
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Nooter Construction Company
    	
 
    	
Nooter Construction Company, Constructability   Services, 1232 FCC Unit 2011-2012 Turnaround Project, Philadelphia Refinery
    	
 
    	
May 1, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Henkels & McCoy
    	
 
    	
Henkels and McCoy, Inc, FSC, Penrose Peco   Feeder Project, Steel Pole Erection, Installation Package, Phila   Refinery
    	
 
    	
October 21, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
URS Corp
    	
 
    	
ESA, Facility Siting Initiative Project,   Philadelphia, URS
    	
 
    	
September 16, 2010
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Apex Companies, LLC
    	
 
    	
Apex Companies, LLC, Analysis of Stormwater System,   Philadelphia Refinery, Environmental Services
    	
 
    	
July 20, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Baker Hughes Pipeline Management Group, Inc.
    	
 
    	
Baker Hughes, 39 Boiler Chemical Cleaning,   Philadelphia refinery
    	
 
    	
July 27, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Process Engineering Associates, LLC
    	
 
    	
Process Engineering, 12-32 FCC
    	
 
    	
August 10, 2011
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

77

 

	
 
    	
 
    	
 
    	
 
    	
Fractionation Improvement Study, Philadelphia   refinery, Engineering Services
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
CM Towers, Inc.
    	
 
    	
Field Service Agreement for PH Refinery - 860   Cooling Tower Maintenance
    	
 
    	
November 9, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
EagleBurgmann EJS
    	
 
    	
KE -Burgmann EJS-FSA-Philadelphia REF
    	
 
    	
October 24, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Porous Media
    	
 
    	
Porous Media 48 in. OD Processor Skid Separator
    	
 
    	
June 13, 2011
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Handex Industrial Services, LLC.
    	
 
    	
Handex sludge processing contract
    	
 
    	
January 1, 2008
    
	
Sunoco, Inc. (R&M)
    	
 
    	
UOP LLC
    	
 
    	
Butamer Proccess License Agreement
    	
 
    	
August 4, 1994
    
	
Sunoco, Inc. (R&M)
    	
 
    	
UOP LLC
    	
 
    	
UOP LLC, ReVap 433 Unit License Amendment,   Philadelphia, License
    	
 
    	
February 15, 2006
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Inergy Propane, LLC
    	
 
    	
Propane Sales Agreement
    	
 
    	
June 29, 2012
    

 

	
Title of Contract
    	
 
    	
Sunoco Party
    	
 
    	
Counter-Party
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Transportation/Supply Chain

Track Lease Agreements
    	
 
    	
 
    	
 
    	
 
    
	
CSXT Ameriport Rail Lease Track
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
CSXT East Side Yard Rail Lease Track
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
CSXT- 44213 Rail Rates
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
UTLX Mobile Repair Agreement Amendment to CS 24880
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Union Tank Car Company
    
	
Leased Rail Cars
    	
 
    	
 
    	
 
    	
 
    
	
CIT Master Lease Agreement
    	
 
    	
Epsilon Products Company
    	
 
    	
The CIT Group/Equipment Financing, Inc.
    
	
CIT Rider 13
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
The CIT Group/Equipment Financing, Inc.
    
	
GATX Master Agreement
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
GATX Corporation
    
	
GATX Rider 113
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
GATX Corporation
    
	
GATX Rider 114
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
GATX Corporation
    
	
UTLX Rider 181
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Union Tank Car Company
    
	
UTLX Master Lease Agreement
    	
 
    	
Sun Refining & Marketing Company
    	
 
    	
Union Tank Car Company
    
	
UTLX Rider 168
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Union Tank Car Company
    
	
UTLX Rider 180
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Union Tank Car Company
    
	
UTLX Rider 86
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Union Tank Car Company
    
	
Outbound Freight Agreements for Trucks
    	
 
    	
 
    	
 
    	
 
    
	
Linden Bulk Freight Rates
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Linden Bulk Transportation Co, Inc
    
	
Papco Truck Freight Agreement
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Papco LLC
    
	
Tucker Inbound Freight Contract
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Tucker Company, Inc.
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

78

 

	
Tucker Inbound Freight Contract - with 2011   Amendment
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Tucker Company, Inc.
    
	
Transportation Emergency Contracts
    	
 
    	
 
    	
 
    	
 
    
	
Eagle Construction Environmental - CW16926
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Progressive Environmental Services, Inc. d/b/a   Eagle-SWS
    
	
Eagle-Progressive Environmental Svc CW16926 07012011   Amendment
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Progressive Environmental Services, Inc. d/b/a   Eagle-SWS
    
	
Hepaco React Environmental Services, Inc -   CW16924
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Hepaco React LLC
    
	
Hepaco React LLC CW16924 07012011 Amendment
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Hepaco React LLC
    
	
Specialized Professional Services, Inc -   CW16914 07012011 Amendment
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Specialized Profesional Services, Inc.
    
	
Specialized Professional Services, Inc -   CW16914
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Specialized Profesional Services, Inc.
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Commercial Information
    	
 
    	
 
    	
 
    	
 
    
	
Morgan Stanley Purchase Agreement
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Morgan Stanley Capital Group Inc.
    
	
Astoria Agreements
    	
 
    	
 
    	
 
    	
 
    
	
Astoria Transaction Confirmation
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Delegation and Assumption Agreement
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Dock Usage and Storage Agreement -   Astoria Facility
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Dock Usage and Storage Agreement -   Gowanus and Narrows Facilities
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Fuel Agreement - Astoria Facility
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Fuel Agreement - Gowanus and Narrows   Facilities
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Transacation Confirmation for 6 Fuel
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Transacation Confirmation for 2 Fuel Oil
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Delegation and Assumption Agreeement - Dock Usage   and Storage Agreement - Astoria Facility
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Fuel Management Agreement - Astoria
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Chemical Agreements
    	
 
    	
 
    	
 
    	
 
    
	
PBF Benzene Purchase Agreement 2011
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Delaware City Refining Company LLC
    
	
TRC Benzene Purchase Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Toledo Refining Company LLC
    
	
Pipeline and Terminal Agreements

SXL Agreements
    	
 
    	
 
    	
 
    	
 
    
	
Bakken Crude Contract - SXL
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Pipeline Lease
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Pipeline, L.P.
    
	
KM Agreements
    	
 
    	
 
    	
 
    	
 
    
	
KMI Pipeline Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Kinder Morgan Liquids Terminals LLC
    
	
KMI Schedule to Master Services Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Kinder Morgan Liquids Terminals LLC
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

79

 

	
Citgo, Linden
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Citgo Petroleum Corporation
    
	
Colonial Leased Storage
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Colonial Pipeline Company
    
	
Crude Time Charters
    	
 
    	
 
    	
 
    	
 
    
	
Charles R Weber charter contract
    	
 
    	
Sun International, Limited
    	
 
    	
n/a addendum to Olympic Flag
    
	
FW Filikon TCP 9 March 2004 Novation Addn
    	
 
    	
Sun International, Limited
    	
 
    	
Euronav, N.V.
    
	
FW Sifnos TCP 16 October 2003 Addn# 123
    	
 
    	
Sun International, Limited
    	
 
    	
Sea Coral Enterprises
    
	
OLYMPIC FLAGSUN TCP 011204 - SECOND 1 YEAR EXTENTION
    	
 
    	
Sun International, Limited
    	
 
    	
Olympic Shipping and Management S.A.
    
	
Triathlon TCP 6 Jan 2004 & Addn 1,2&3
    	
 
    	
Sun International, Limited
    	
 
    	
Figaro Shipping Compnay Limited
    
	
OSG (Maritrans) Long Term Lightering Contract - Sept   2005
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Maritrans Operating Company, L.P.
    
	
Time Chartered Barges
    	
 
    	
 
    	
 
    	
 
    
	
DS 141+DS 143 - Vane Line - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Vane Line Bunkering, Inc.
    
	
Philadelphia - Moran - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Moran Towing and Transportation, LLC.
    
	
Ponciana - Martin Gas - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Martin Operating Parternship, L.P.
    
	
RTC 80 - Reinauer - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Reinauer Transportation Companies, LLC.
    
	
Commercial Agreements - Propane
    	
 
    	
 
    	
 
    	
 
    
	
Centennial Gas Liquids, LLC
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Centennial Gas Liquids, LLC
    
	
Commercial Agreements - Sulfur
    	
 
    	
 
    	
 
    	
 
    
	
Interchem - Sulfur
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
International Chemical Company
    
	
Commercial Agreements

Wholesale Contracts Diesel
    	
 
    	
 
    	
 
    	
 
    
	
Duck Island-11T-S69153 (thru July 2012)
    	
 
    	
 
    	
 
    	
Duck Island
    
	
Gulf-10T (DlvdLinden) s66422 (thru   October 2012)
    	
 
    	
 
    	
 
    	
Gulf Oil
    
	
Gulf-10T (DlvdWoodbury)66426
    	
 
    	
 
    	
 
    	
Gulf Oil
    
	
Gulf-10T (FOBLaurel)66428
    	
 
    	
 
    	
 
    	
Gulf Oil
    
	
SUPERIOR bulk pl-foblinden,fob atlantic,laurelpl,   ULSD S66566 -oct 1, 2010 thru sept 30, 2012
    	
 
    	
 
    	
 
    	
Superior Energy
    
	
Duck Island- Contract Extension
    	
 
    	
 
    	
 
    	
Duck Island
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

80

 

	
Wholesale Contracts Jet, ULSD1. ULDK, HHO - Bulk   and Rack
    	
 
    	
 
    	
 
    	
 
    
	
US Airways 10-1-11 to 12-31-11 (with FTZ)
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
US AIRWAYS
    
	
Utility Contracts
    	
 
    	
 
    	
 
    	
 
    
	
PGW LBS S Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Philadelphia Gas Works
    
	
PECO HT agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Philadelphia Gas Works
    
	
Natural Gas Transportation Agreements
    	
 
    	
 
    	
 
    	
 
    
	
Texas Eastern 800517
    	
 
    	
Sun Company, Inc (R&M)
    	
 
    	
Texas Eastern Transmission Corp.
    
	
Texas Eastern 830011
    	
 
    	
Sun Company, Inc (R&M)
    	
 
    	
Texas Eastern Transmission Corp.
    
	
Utility Agreements

Exelon
    	
 
    	
 
    	
 
    	
 
    
	
Exelon Energy 11-23-2010
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Exelon Energy
    
	
Exelon Energ Revised TC 12-13-2010
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Exelon Energy
    
	
Exelon Energy - 11-23-2010 Schedule 1
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Exelon Energy
    
	
Exelon Energy 11-23-2010
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Exelon Energy
    
	
Exelon Energy TC 05-07-2012
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Exelon Energy
    
	
Suez
    	
 
    	
 
    	
 
    	
 
    
	
Suez Energy
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
GDF Suez Energy Resources NA, Inc
    
	
Suez Energy Sales Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
GDF Suez Energy Resources NA, Inc
    
	
Suez Energy Sales Confirmation
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
GDF Suez Energy Resources NA. Inc.
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

81

 

(06/25/12)

 

HF Alkylation License Agreement by and between UOP LLC (as assignee of ConocoPhillips Company) and Sunoco, Inc. (R&M) dated February 15, 2006, as amended by Amendment to License Agreement - UOP HF Alkylation Process Unit dated November 17, 2008.

 

SCAN fining Process License and Engineering Agreement LMS0212.16a between ExxonMobil Research and Engineering Company and Sunoco, Inc. (R&M) dated December 9, 2002.

 

UOP Merox Process License Agreement between Atlantic Refining & Marketing Corporation and UOP for LPG UOP Merox Process Unit dated January 1, 1990.

 

UOP Merox Process License Agreement dated September 30, 1985 between Atlantic Refining & Marketing Corp. and UOP Inc. 

 

Merox Process License Agreement between Sunoco, Inc. (R&M) and UOP LLC dated July 1, 1999.

 

EM-5100R Catalyst Lease Agreement between ExxonMobil Catalyst Technologies LLC and Sunoco, Inc. dated February 7, 2012, as amended by First Amendment of EM-5100R Catalyst Lease Agreement between Exxon Mobil Catalyst Technologies LLC and Sunoco, Inc. (R&M) dated March 6, 2012 but made effective February 7, 2012.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

82

 

Schedule 4.5(a)

 

Material Contracts

 

1.                                      Schedule 4.13(e) and the leases set forth on Schedule 4.14(a) are hereby incorporated by reference.

 

2.                                      See below:

 

	
Title of Contract
    	
 
    	
Sunoco Party
    	
 
    	
Counter-Party
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Transportation/Supply Chain

Track Lease Agreements
    	
 
    	
 
    	
 
    	
 
    
	
CSXT Ameriport Rail Lease Track
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
CSXT East Side Yard Rail Lease Track
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
CSXT- 44213 Rail Rates
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
CSX Transportation, Inc.
    
	
UTLX Mobile Repair Agreement Amendment to CS 24880
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Union Tank Car Company
    
	
Leased Rail Cars
    	
 
    	
 
    	
 
    	
 
    
	
CIT Master Lease Agreement
    	
 
    	
Epsilon Products Company
    	
 
    	
The CIT Group/Equipment Financing, Inc.
    
	
CIT Rider 13
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
The CIT Group/Equipment Financing, Inc.
    
	
GATX Master Agreement
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
GATX Corporation
    
	
GATX Rider 113
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
GATX Corporation
    
	
GATX Rider 114
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
GATX Corporation
    
	
UTLX Rider 181
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Union Tank Car Company
    
	
UTLX Master Lease Agreement
    	
 
    	
Sun Refining & Marketing Company
    	
 
    	
Union Tank Car Company
    
	
UTLX Rider 168
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Union Tank Car Company
    
	
UTLX Rider 180
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Union Tank Car Company
    
	
UTLX Rider 86
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Union Tank Car Company
    
	
Outbound Freight Agreements for Trucks
    	
 
    	
 
    	
 
    	
 
    
	
Linden Bulk Freight Rates
    	
 
    	
Sunoco, Inc. R&M Subsidiaries &   Affiliates
    	
 
    	
Linden Bulk Transportation Co, Inc
    
	
Papco Truck Freight Agreement
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Papco LLC
    
	
Tucker Inbound Freight Contract
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Tucker Company, Inc.
    
	
Tucker Inbound Freight Contract - with 2011   Amendment
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Tucker Company, Inc.
    
	
Transportation Emergency Contracts
    	
 
    	
 
    	
 
    	
 
    
	
Eagle Construction Environmental - CW16926
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Progressive Environmental Services, Inc. d/b/a   Eagle-SWS
    
	
Eagle-Progressive Environmental Svc CW16926 07012011   Amendment
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Progressive Environmental Services, Inc. d/b/a   Eagle-SWS
    
	
Hepaco React Environmental Services, Inc -   CW16924
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Hepaco React LLC
    
	
Hepaco React LLC CW16924 07012011 Amendment
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Hepaco React LLC
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

83

 

	
Specialized Professional Services, Inc -   CW16914 07012011 Amendment
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Specialized Profesional Services, Inc.
    
	
Specialized Professional Services, Inc -   CW16914
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Specialized Profesional Services, Inc.
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Commercial Information
    	
 
    	
 
    	
 
    	
 
    
	
Morgan Stanley Purchase Agreement
    	
 
    	
Sunoco, Inc. R&M
    	
 
    	
Morgan Stanley Capital Group Inc.
    
	
Astoria Agreements
    	
 
    	
 
    	
 
    	
 
    
	
Astoria Transaction Confirmation
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Delegation and Assumption Agreement
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Dock Usage and Storage Agreement -   Astoria Facility
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Dock Usage and Storage Agreement - Gowanus   and Narrows Facilities
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Fuel Agreement - Astoria Facility
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Fuel Agreement - Gowanus and Narrows   Facilities
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Transacation Confirmation for 6 Fuel
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Astoria SEM Transacation Confirmation for 2 Fuel Oil
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Delegation and Assumption Agreeement - Dock Usage   and Storage Agreement - Astoria Facility
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Fuel Management Agreement - Astoria
    	
 
    	
Sunoco, Inc, R&M
    	
 
    	
Sequent Energy Management, L.P.
    
	
Chemical Agreements
    	
 
    	
 
    	
 
    	
 
    
	
PBF Benzene Purchase Agreement 2011
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Delaware City Refining Company LLC
    
	
TRC Benzene Purchase Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Toledo Refining Company LLC
    
	
Pipeline and Terminal Agreements

SXL Agreements
    	
 
    	
 
    	
 
    	
 
    
	
Bakken Crude Contract - SXL
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Partners Marketing & Terminals L.P.
    
	
Pipeline Lease
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Sunoco Pipeline, L.P.
    
	
KM Agreements
    	
 
    	
 
    	
 
    	
 
    
	
KMI Pipeline Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Kinder Morgan Liquids Terminals LLC
    
	
KMI Schedule to Master Services Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Kinder Morgan Liquids Terminals LLC
    
	
Citgo, Linden
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Citgo Petroleum Corporation
    
	
Colonial Leased Storage
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Colonial Pipeline Company
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

84

 

	
Crude Time Charters
    	
 
    	
 
    	
 
    	
 
    
	
Charles R Weber charter contract
    	
 
    	
Sun International, Limited
    	
 
    	
n/a addendum to Olympic Flag
    
	
FW Filikon TCP 9 March 2004 Novation Addn
    	
 
    	
Sun International, Limited
    	
 
    	
Euronav, N.V.
    
	
FW Sifnos TCP 16 October 2003 Addn# 123
    	
 
    	
Sun International, Limited
    	
 
    	
Sea Coral Enterprises
    
	
OLYMPIC FLAGSUN TCP 011204 - SECOND 1 YEAR EXTENTION
    	
 
    	
Sun International, Limited
    	
 
    	
Olympic Shipping and Management S.A.
    
	
Triathlon TCP 6 Jan 2004 & Addn 1,2&3
    	
 
    	
Sun International, Limited
    	
 
    	
Figaro Shipping Compnay Limited
    
	
OSG (Maritrans) Long Term Lightering Contract - Sept   2005
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Maritrans Operating Company, L.P.
    
	
Time Chartered Barges
    	
 
    	
 
    	
 
    	
 
    
	
DS 141+DS 143 - Vane Line - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Vane Line Bunkering, Inc.
    
	
Philadelphia - Moran - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Moran Towing and Transportation, LLC.
    
	
Ponciana - Martin Gas - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Martin Operating Parternship, L.P.
    
	
RTC 80 - Reinauer - Time Charter
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Reinauer Transportation Companies, LLC.
    
	
Commercial Agreements - Propane
    	
 
    	
 
    	
 
    	
 
    
	
Centennial Gas Liquids, LLC
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Centennial Gas Liquids, LLC
    
	
Inergy Propane Sales Contract (06/29/12)
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Inergy Propane LLC
    
	
Commercial Agreements - Sulfur
    	
 
    	
 
    	
 
    	
 
    
	
Interchem - Sulfur
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
International Chemical Company
    
	
Commercial Agreements

Wholesale Contracts Diesel
    	
 
    	
 
    	
 
    	
 
    
	
Duck Island-11T-S69153 (thru July 2012)
    	
 
    	
 
    	
 
    	
Duck Island
    
	
Gulf-10T (DlvdLinden) s66422 (thru   October 2012)
    	
 
    	
 
    	
 
    	
Gulf Oil
    
	
Gulf-10T (DlvdWoodbury)66426
    	
 
    	
 
    	
 
    	
Gulf Oil
    
	
Gulf-10T (FOBLaurel)66428
    	
 
    	
 
    	
 
    	
Gulf Oil
    
	
SUPERIOR bulk pl-foblinden,fob atlantic,laurelpl,   ULSD S66566 -oct 1, 2010 thru sept 30, 2012
    	
 
    	
 
    	
 
    	
Superior Energy
    
	
Duck Island- Contract Extension
    	
 
    	
 
    	
 
    	
Duck Island
    
	
Wholesale Contracts Jet, ULSD1. ULDK, HHO - Bulk   and Rack
    	
 
    	
 
    	
 
    	
 
    
	
US Airways 10-1-11 to 12-31-11 (with FTZ)
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
US AIRWAYS
    
	
Utility Contracts
    	
 
    	
 
    	
 
    	
 
    
	
PGW LBS S Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Philadelphia Gas Works
    
	
PECO HT agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Philadelphia Gas Works
    
	
Natural Gas Transportation Agreements
    	
 
    	
 
    	
 
    	
 
    
	
Texas Eastern 800517
    	
 
    	
Sun Company, Inc (R&M)
    	
 
    	
Texas Eastern Transmission Corp.
    
	
Texas Eastern 830011
    	
 
    	
Sun Company, Inc (R&M)
    	
 
    	
Texas Eastern Transmission Corp.
    
	
Utility Agreements

Exelon
    	
 
    	
 
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

85

 

	
Exelon Energy 11-23-2010
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Exelon Energy
    
	
Exelon Energ Revised TC 12-13-2010
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Exelon Energy
    
	
Exelon Energy - 11-23-2010 Schedule 1
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Exelon Energy
    
	
Exelon Energy 11-23-2010
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Exelon Energy
    
	
Exelon Energy TC 05-07-2012
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Exelon Energy
    
	
Suez
    	
 
    	
 
    	
 
    	
 
    
	
Suez Energy
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
GDF Suez Energy Resources NA, Inc
    
	
Suez Energy Sales Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
GDF Suez Energy Resources NA, Inc
    
	
Suez Energy Sales Confirmation (06/25/12)
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
GDF Suez Energy Resources NA, Inc.
    
	
Other
    	
 
    	
 
    	
 
    	
 
    
	
Honeywell Cumene Supply Agreement
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Honeywell International Inc.
    
	
Sonangol Crude Contract (Parts 1&2)
    	
 
    	
Sun International Limited
    	
 
    	
Sociedade Nacional de Combustiveis de Combustiveis   de Angola - Sonangol E.P.
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

86

 

	
Procurement Contracts
    
	
Title of Contract
    	
 
    	
Counter Party
    	
 
    	
Contract Id
    
	
SCALES INDUSTRIAL TECHNOLOGIES COMPRESSOR REPAIR   PHILADELPHIA MAINTENANCE
    	
 
    	
SCALES INDUSTRIAL TECHNOLOGIES
    	
 
    	
CW25435
    
	
L-M Service Co., Inc., Plumbing Services,   Philadelphia Refinery
    	
 
    	
L-M Service Co., Inc.
    	
 
    	
CW38968
    
	
Savage Services Corporation
    	
 
    	
SAVAGE SERVICES CORP.
    	
 
    	
CW17888
    
	
PH ON - GOING CIVIL AND REFRACTORY WORK SHARED   SYSTEMS TECHNOLOGY, INC.
    	
 
    	
SHARED SYSTEMS TECHNOLOGY, INC.
    	
 
    	
PH15869
    
	
General Refrigeration, On-Going HVAC Maintenance,   Philadelphia Refinery, HVAC
    	
 
    	
GENERAL REFRIGERATION CO.INC
    	
 
    	
CW20758
    
	
DeAngelo Brothers, PH Weed Control, PH, on-going
    	
 
    	
DEANGELO BROS., INCORPORATED
    	
 
    	
CW25792
    
	
Salmon & Associates
    	
 
    	
SALMON & ASSOCIATES, INC.
    	
 
    	
CW26180
    
	
PH ON-GOING SCAFFOLD SUPPORT SERVICES BRAND SCAFFOLD   RENTAL & ERECTION IN
    	
 
    	
BRAND SCAFFOLD BUILDERS, INC.
    	
 
    	
PH14223
    
	
Philadelphia Refinery On Going Permitting for   Capital Projects, Tanatala
    	
 
    	
TANTALA ASSOCIATES
    	
 
    	
CW24610
    
	
PH ON-GOING INSULATION & REFRACTORY   PROJECTS BRAND INSULATION SERVICES
    	
 
    	
BRAND INSULATION SERVICES
    	
 
    	
PH11598
    
	
PH OFF-SITE INSPECTION SERVICES WISCO ENTERPRISES LP
    	
 
    	
WISCO ENTERPRISES LP
    	
 
    	
PH15760
    
	
Industrial Process Solutions OG FS Contract for   Phila Maint Compressed Air Purification Equipment
    	
 
    	
INDUSTRIAL PROCESS SOLUTIONS
    	
 
    	
CW29392
    
	
THIS IS FOR PHL SRTF ONLY. ABB, INC.
    	
 
    	
ABB INC.
    	
 
    	
CW34824
    
	
Sodium Hypochlorite 12.5% - Mini Tank Agreement -   Univar
    	
 
    	
Univar USA
    	
 
    	
CW41038
    
	
ExxonMobil Catalyst Technologies LLC
    	
 
    	
EXXONMOBIL CATALYST TECHNOLOGIES
    	
 
    	
CW15981
    
	
Sinopec-Quanta Catalyst Agreement
    	
 
    	
Quanta Technologies, LLC
    	
 
    	
CW41384
    
	
Philadelphia Refinery, 433 Unit ReVap and Turnaround   Projects, Res Kem General Water Services, Inc. (a division of Reskem),   Time and Material Contract for Water Softening Regeneration Services
    	
 
    	
GENERAL WATER SERVICES, INC.
    	
 
    	
CW31448
    
	
Honeywell International, Inc., Provision of HF   Acid and Modified HF Acid, Philadelphia Refinery
    	
 
    	
Honeywell International Inc.
    	
 
    	
CW32305
    
	
Veolia - Philadelphia Refinery Regenerated KOH   Agreement
    	
 
    	
VEOLIA WATER NORTH AMERICA OPERATING SERVICES INC
    	
 
    	
CW22607
    
	
Waste Water Treatment Contract - Philadelphia   Refinery
    	
 
    	
CHEMTREAT INC
    	
 
    	
CW30515
    
	
BOC-Linde N2 Supply For Phila GP and PB facilities
    	
 
    	
BOC GROUP INC
    	
 
    	
CW31101
    
	
Nooter Construction Company, Constructability   Services, 1232 FCC Unit 2011-2012 Turnaround Project, Philadelphia Refinery
    	
 
    	
NOOTER CONSTRUCTION COMPANY
    	
 
    	
CW38873
    
	
Henkels and McCoy, Inc, FSC, Penrose Peco   Feeder Project, Steel Pole Erection, Installation Package, Phila   Refinery
    	
 
    	
Henkels & McCoy
    	
 
    	
CW40283
    
	
ESA, Facility Siting Initiative Project,   Philadelphia, URS
    	
 
    	
URS CORP
    	
 
    	
CW36259
    
	
Apex Companies, LLC, Analysis of Stormwater System,   Philadelphia Refinery, Environmental Services
    	
 
    	
Apex Companies, LLC
    	
 
    	
CW39062
    
	
Baker Hughes, 39 Boiler Chemical Cleaning,   Philadelphia refinery
    	
 
    	
BAKER HUGHES PIPELINE
    	
 
    	
CW39627
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

87

 

	
 
    	
 
    	
MANAGEMENT GROUP, INC.
    	
 
    	
 
    
	
Process Engineering, 12-32 FCC Fractionation   Improvement Study, Philadelphia refinery, Engineering Services
    	
 
    	
Process Engineering Associates, LLC
    	
 
    	
CW39681
    
	
Siemens Industry Inc., Water Softener Equipment   Rental, Philadelphia Refinery
    	
 
    	
Siemens Industry, Inc.
    	
 
    	
CW38440
    
	
Siemens Industry, Inc. Water Treatment Services   at PH Refinery Point Breeze
    	
 
    	
Siemens Industry, Inc.
    	
 
    	
CW40060
    
	
Field Service Agreement for PH Refinery - 860   Cooling Tower Maintenance
    	
 
    	
CM TOWERS, INC.
    	
 
    	
CW40642
    
	
KE -Burgmann EJS-FSA-Philadelphia REF
    	
 
    	
EagleBurgmann EJS
    	
 
    	
CW40297
    
	
Porous Media 48 in. OD Processor Skid Separator
    	
 
    	
POROUS MEDIA
    	
 
    	
CW39101
    
	
Handex sludge processing contract
    	
 
    	
HANDEX INDUSTRIAL SERVICES, LLC.
    	
 
    	
CW10299
    
	
UOP LLC, ReVap 433 Unit License Amendment,   Philadelphia, License
    	
 
    	
UOP LLC
    	
 
    	
CW24129
    

 

3.             The following list of Amendments to Material Agreements as set forth below:

 

Track Lease Agreements:

 

·        Supplemental Rail Lease Track, dated September 1, 2010, by and between CSX Transportation, Inc. and SRM.

 

·        Amendment No. 1, dated February 1, 2011 to Field Services Contract dated February, 23, 2009, by and between Union Tank Car Co./UTLX and SRM.

 

Outbound Freight Agreements for Trucks:

 

·        Amendment No. 1, dated October 31, 2011, to Shipper/Broker Transportation Agreement dated August 5, 2005, by and between Tucker Company, Inc. and SRM.

 

Transportation Emergency Contracts:

 

·        Amendment No. 1, dated February 16, 2011, to Emergency Services Contract dated June 1, 2008, by and between Progressive Environmental Services Inc. d/b/a Eagle-SWS and SRM.

 

·        Amendment No. 2, dated July 1, 2011, to Emergency Services Contract dated June 1, 2008, by and between Progressive Environmental Services Inc. d/b/a Eagle-SWS and SRM.

 

·        Amendment No. 1, dated July 1, 2011, to Emergency Services Agreement dated July 1, 2008, by and between Hepaco React LLC and SRM.

 

·        Amendment No. 1, dated July 1, 2011, to Emergency Services Agreement dated July 1, 2008, by and between Specialized Professional Services, Inc. and SRM.

 

KM Agreements:

 

·        Contract Addendum, effective March 1, 2012, to Tankage and/or Tank Space Agreement February 8, 2012, by and between Colonial Pipeline Company and SRM.

 

Crude Time Charters:

 

·        Addendum No. 1, dated March 31, 2004, to Time Charter Party dated January 12, 2004, by and between Kelso Panama S.A. and Sun International Limited (“Olympic Flagsun Contract”)

 

·        Addendum No. 2, dated August 16, 2004, to Time Charter Party dated January 12, 2004, by and between Kelso Panama S.A. and Sun International, Limited (“Olympic Flagsun Contract”)

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

88

 

·        Addendum No. 3, dated October 18, 2005, to Time Charter Party dated January 12, 2004, by and between Kelso Panama S.A. and Sun International, Limited (“Olympic Flagsun Contract”)

 

·        Addendum No. 4, dated November 16, 2006, to Time Charter Party dated January 12, 2004, by and between Kelso Panama S.A. and Sun International, Limited (“Olympic Flagsun Contract”)

 

·        Addendum No. 5, dated December 8, 2008, to Time Charter Party dated January 12, 2004, by and between Kelso Panama S.A. and Sun International, Limited (“Olympic Flagsun Contract”)

 

·        Addendum No. 1, dated October 1, 2004, to Time Charter Party dated March 9, 2004, by and between Euronav, N.V. and Sun International Limited.

 

·        Addendum No. 2, dated May 24, 2006, to Time Charter Party dated March 9, 2004, by and between Euronav, N.V. and Sun International Limited,

 

·        Addendum No. 3, dated January 9, 2007, to Time Charter Party dated March 9, 2004, by and between Euronav, N.V. and Sun International Limited.

 

·        Addendum No. 4, dated August 8, 2008, to Time Charter Party dated March 9, 2004, by and between Euronav, N.V. and Sun International Limited.

 

·        Addendum No. 5, dated August 8, 2008, to Time Charter Party dated March 9, 2004, by and between Euronav, N.V. and Sun International Limited.

 

·        Addendum No. 6, dated September 14, 2008, to Time Charter Party dated March 9, 2004, by and between Euronav, N.V. and Sun International Limited.

 

·        Addendum No. 1, dated November 9, 2006, to Time Charter Party dated October 16, 2003, by and between Sea Coral Enterprises and Sun International Limited.

 

·        Addendum No. 2, dated February 11, 2008, to Time Charter Party dated October 16, 2003, by and between Sea Coral Enterprises and Sun International Limited.

 

·        Addendum No. 3, dated March 14, 2011, to Time Charter Party dated October 16, 2003, by and between Sea Coral Enterprises and Sun International Limited.

 

·        Second 1-Year Extension, dated June 24, 2011, to Olympic FlagSun Contract

 

·        Addendum No. 1, dated September 29, 2005, to Time Charter Party dated January 6, 2004, by and between Figaro Shipping Company Limited and Sun International Limited.

 

·        Addendum No. 2, dated May 12, 2006, to Time Charter Party dated January 6, 2004, by and between Figaro Shipping Company Limited and Sun International Limited.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

89

 

·        Addendum No. 3, dated November 9, 2006, to Time Charter Party dated January 6, 2004, by and between Figaro Shipping Company Limited and Sun International Limited.

 

Time Chartered Barges:

 

·        Letter Agreement, dated December 15, 2005, referencing Articulated Tug-Barge Time Charter Agreement dated November 4, 2005, by and between Vane Line Bunkering, Inc. and SRM.

 

·        Letter Agreement, dated December 22, 2005, referencing Articulated Tug-Barge Time Charter Agreement dated November 4, 2005, by and between Vane Line Bunkering, Inc. and SRM.

 

·        Letter Agreement, dated October 4, 2006, referencing Articulated Tug-Barge Time Charter Agreement dated November 4, 2005, by and between Vane Line Bunkering, Inc. and SRM.

 

·        First Amendment, dated December 15, 2006, to Articulated Tug-Barge Time Charter Agreement dated January 11, 2006, by and between SRM and Martin Operating Partnership, L.P.

 

·        Second Amendment, dated March 31, 2010, to Articulated Tug-Barge Time Charter Agreement dated January 11, 2006, by and between SRM and Martin Operating Partnership, L.P.

 

·        Third Amendment, dated April 11, 2011, to Articulated Tug-Barge Time Charter Agreement dated January 11, 2006, by and between SRM and Martin Operating Partnership, L.P.

 

Wholesale Contracts Diesel:

 

·        Letter Agreement, dated June 26, 2012, extending the Sales Agreement for Ultra Low Sulfur Diesel between SRM and Duck Island Terminal Inc.

 

Procurement Contracts:

 

·        Amendment No. 1, dated December 21, 2010, of Services Agreement Contract # CW 10299 Handex Sludge Processing dated January 1, 2008, by and between SRM and Handex Industrial Services, LLC

 

·        Amendment No. 2, dated June 30, 2011, of Services Agreement Contract # CW 10299 Handex Sludge Processing dated January 1, 2008, by and between SRM and Handex Industrial Services, LLC

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

90

 

·        Amendment No. 1, dated April 10, 2003, to Cumene Catalyst and TRA Catalyst Lease Agreement dated March 27, 1998, by and between ExxonMobil Oil Corporation and Mobil Oil Corporation.

 

·        First Amendment, dated September 21, 2010, of Terminal Services Agreement Contract # CW 17888 for Philadelphia Refinery Railcar Transfer Services dated August 1, 2008, by and between SRM and Savage Services Corporation.

 

·        Amendment No. 1, dated October 12, 2010, to Field Services Contract #CW20758, dated October 14, 2008, by and between SRM and General Refrigeration Company.

 

·        Amendment No. 2, dated May 6, 2011, to Field Services Contract #CW207858, dated October 14, 2008, by and between SRM and General Refrigeration Company.

 

·        Amendment No. 3, dated May 6, 2011, to Field Services Contract #CW207858, dated October 14, 2008, by and between SRM and General Refrigeration Company.

 

·        Amendment No. 4, dated November 8, 2011, to Field Services Contract #CW207858, dated October 14, 2008, by and between SRM and General Refrigeration Company.

 

·        Amendment No. 1, dated November 17, 2008, to License Agreement for UOP HF Alkylation Process Unit, dated February 15, 2006, by and between SRM and Conocophillips Company.

 

·        Amendment No. 1, dated March 29, 2011, to Professional Services Agreement Contract #C W24610, dated March 16, 2009, by and between SRM and Tantala Associates, LLC.

 

·        Amendment No. 2, dated February 29, 2012, to Professional Services Agreement Contract #CW24610, dated March 16, 2009, by and between SRM and Tantala Associates, LLC.

 

·        Amendment No. 1, dated March 20, 2011, to Field Services Contract #CW25435, dated April 3, 2009, by and between SRM and Scales Industrial Technologies, Inc. of PA.

 

·        Amendment No. 2, dated March 23, 2012, to Field Services Contract #CW25435, dated April 3, 2009, by and between SRM and Scales Industrial Technologies, Inc. of PA.

 

·        Amendment No. 1, dated April 1, 2011, to Field Services Contract #CW25732, dated April 22, 2009, by and between SRM and DeAngelo Brothers, Inc.

 

·        Amendment No. 2, dated October 1, 2011, to Field Services Contract #CW25732, dated April 22, 2009, by and between SRM and DeAngelo Brothers, Inc.

 

·        Amendment No. 1, dated October 5, 2011, to Professional Services Contract #CW26180, dated June 9, 2009, by and between SRM and Salmon & Associates, Inc.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

91

 

·        Amendment No. 1, dated October 10, 2011, to Field Services Contract #CW29392, dated October 30, 2009, by and between SRM and Industrial Process Solutions, LLC.

 

·        Amendment No. 2, dated April 21, 2010, to Procurement Contract No. CW30515, dated January 1, 2010, by and between SRM and Chemtreat Inc.

 

·        Amendment No. 3, dated October 26, 2010, to Procurement Contract No. CW30515, dated January 1, 2010, by and between SRM and Chemtreat Inc.

 

·        Amendment No. 4, dated January 31, 2011, to Procurement Contract No. CW30515, dated January 1, 2010, by and between SRM and Chemtreat Inc.

 

·        Amendment No. 5, dated March 14, 2011, to Procurement Contract No. CW30515, dated January 1, 2010, by and between SRM and Chemtreat Inc.

 

·        Amendment No. 6, dated April 30, 2011, to Procurement Contract No. CW30515, dated January 1, 2010, by and between SRM and Chemtreat Inc.

 

·        Amendment No. 1, dated September 30, 2011, to Product Supply Agreement dated December 24, 2009, by and between SRM and Linde LLC.

 

·        Amendment No. 2, dated October 31, 2011, to Product Supply Agreement dated December 24, 2009, by and between SRM and Linde LLC.

 

·        Amendment No. 3, dated December 1, 2011, to Product Supply Agreement dated December 24, 2009, by and between SRM and Linde LLC.

 

·        Amendment No. 1, dated February 10, 2011, to Field Services Contract #CW31448 dated January 21, 2010, by and between SRM and Res-Kem General Water.

 

·        Amendment No. 2, dated February 9, 2012, to Field Services Contract #CW31448 dated January 21, 2010, by and between SRM and Res-Kem General Water.

 

·        Amendment No. 1, dated June 15, 2011, to Field Services Contract #CW34824, dated June 24, 2010, by and between SRM and ABB, Inc.

 

·        Amendment No. 2, dated October 26, 2011, to Field Services Contract #CW34824, dated June 24, 2010, by and between SRM and ABB, Inc.

 

·        Amendment No. 1, dated September 16, 2011, to Engineering Services Agreement #CW 36259 dated September 16, 2010, by and between SRM and URS Corporation.

 

·        Amendment No. 2, dated December 22, 2011, to Engineering Services Agreement #CW 36259 dated September 16, 2010, by and between SRM and URS Corporation.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

92

 

·        Amendment No. 1, dated September 14, 2011, to Mobile RO Service Agreement dated April 1, 2011, by and between SRM and Siemens Industry, Inc., Water Technologies Business Unit.

 

·        Amendment No. 1, dated May 4, 2012, to Field Services Agreement #CW 38873, dated May 12, 2011, by and between SRM and Nooter Construction Company.

 

·        Amendment No. 1, dated February 6, 2012, to Field Services Agreement #CW38968, dated June 10, 2011, by and between SRM and L-M Service Company, Inc.

 

·        Amendment No. 2, dated May 25, 2012, to Field Services Agreement #CW38968, dated June 10, 2011, by and between SRM and L-M Service Company, Inc.

 

·        Amendment No. 3, dated June 18, 2012, to Field Services Agreement #CW38968, dated June 10, 2011, by and between SRM and L-M Service Co., Inc.

 

·        First Amendment, dated October 19, 2011, to Procurement Contract #CW39101, dated September 9, 2011, by and between SRM and Porous Media Corporation.

 

·        Amendment No. 1, dated October 11, 2011, to Field Services Agreement #CW39627 dated July 27, 2011, by and between SRM and Baker Hughes Pipeline Management Group.

 

·        Amendment No. 1, dated December 20, 2011, to Field Services Agreement #CW40642 dated November 14, 2011, by and between SRM and CM Towers, Inc.

 

·        Amendment No. 6, dated July 23, 2010, to Field Services Agreement #PH15869 dated January 25, 2008, by and between SRM and Shared Systems Technology, Inc.

 

·        Amendment No. 7, dated August 30, 2010, to Field Services Agreement NER #15869 and #PH15869 dated August 25, 2003, by and between SRM and Shared Systems Technology, Inc.

 

·        Amendment No. 8, dated August 11, 2011, to Field Services Agreement NER #15869 and #PH15869 dated August 25, 2003, by and between SRM and Pullman/SST

 

·        Amendment No. 1, dated December 23, 2009, to Professional Services Agreements #PH15760, MH14613, EG11124 dated June 27, 2007, by and between SRM and Intertek USA, Inc. (d/b/a Intertek WISCO)

 

·        Amendment No. 2, dated June 25, 2010, to Professional Services Agreement #PH15760 dated June 27, 2007, by and between SRM and Intertek USA, Inc. (d/b/a Intertek WISCO).

 

·        Amendment No. 4, dated April 8, 2011, to Professional Services Agreement #MH14613 dated June 27, 2007, by and between SRM and Intertek USA, Inc. (d/b/a Intertek WISCO)

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

93

 

·        Amendment No. 1, dated November 10, 2005, to Professional Services Agreement #PH14223 - #MH13259, dated August 1, 2004, by and between SRM and Brand Scaffold Rental and Erection.

 

·        Amendment No. 2, dated July 25, 2007, to Professional Services Agreement #PH14223 - #MH13259, dated May 1, 2003, by and between SRM and Brand Scaffold Rental and Erection.

 

·        Amendment No. 3, dated May 6, 2008, to Professional Services Agreement #PH14223 - #MH13259, dated May 1, 2003, by and between SRM and Brand Scaffold Rental and Erection.

 

·        Amendment No. 4, dated November 3, 2008, to Professional Services Agreement #PH14223 - #MH13259, dated May 1, 2003, by and between SRM and Brand Scaffold Rental and Erection.

 

·        Amendment No. 5, dated April 27, 2009, to Professional Services Agreement #PH14223 - #MH13259, dated May 1, 2003, by and between SRM and Brand Energy Services, LLC.

 

·        Amendment No. 6, dated August 25, 2009, to Professional Services Agreement #PH14223 - #MH13259, dated May 1, 2003, by and between SRM and Brand Energy Services, LLC.

 

·        Amendment No. 7, dated March 1, 2010, to Professional Services Agreement #PH14223 - #MH13259, dated May 1, 2003, by and between SRM and Brand Energy Services, LLC.

 

·        Amendment No. 8, dated April 14, 2010, to Professional Services Agreement #PH14223 - #MH13259, dated May 1, 2003, by and between SRM and Brand Energy Services, LLC.

 

·        Amendment No. 9, dated April 19, 2011, to Professional Services Agreement #PH14223 - #MH13259, dated May 1, 2003, by and between SRM and Brand Energy Services, LLC.

 

·        Amendment No. 10, dated November 10, 2011, to Professional Services Agreement #PH14223 - #MH13259, dated May 1, 2003, by and between SRM and Brand Scaffold Rental and Erection.

 

·        Amendment No. 11, dated December 28, 2011, to Professional Services Agreement #PH14223 - #MH13259, dated May 1, 2003, by and between SRM and Brand Scaffold Rental and Erection,

 

·        Amendment No. 3, dated October 25, 2006, to Field Services Agreement #PH11598, MH12650 and EP10072, dated May 1, 2003, by and between SRM and Brand Energy Services LLC

 

·        Amendment No. 4, dated April 14, 2010, to Field Services Agreement #PH 11598, MH12650 and EP10072, dated May 1, 2003, by and between SRM and Brand Energy Services LLC

 

·        Amendment No. 5, dated April 19, 2011, to Field Services Agreement #PH 11598, MH12650 and EP10072, dated May 1, 2003, by and between SRM and Brand Energy Services LLC

 

·        Amendment No. 6, dated September 27, 2011, to Field Services Agreement #MH12650 dated May 1, 2003, by and between SRM and Brand Energy Services LLC.

 

·        Amendment No. 7, dated December 28, 2011, to Field Services Agreement #MH12650 dated May 1, 2003, by and between SRM and Brand Energy Services LLC.

 

·        Sunoco, Inc. New Hourly Labor Rates for Brand Energy Services, LLC, for the Northeast Refining Complex, dated June 1, 2011

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

94

 

Schedule 4.6

 

Material Refinery Permits and Authorizations

 

1.              See Schedule 4.10 for the representations and warranties of Sunoco with respect to environmental, health and safety matters, including matters relating to compliance with the environmental permits identified in this Schedule 4.6.

 

2.              Grant of authority from the Foreign Trade Zones Board with respect to Foreign Trade Zone 35C (the “Subzone”), which has been activated with Customs.

 

3.              State of New Jersey Motor Fuels Tax Distributor’s License, issued March 13, 2007

 

4.              State of New Jersey Business Registration Certificate, issused July 5, 2005

 

5.              State of New Jersey Sales Tax Certificate of Authority, issued June 9, 2005

 

6.              State of New York Registration as Distributor of Motor Fuel, issued February 9, 2007

 

7.              State of New York Sales Tax Certificate of Authority, issued April 10, 2007

 

8.              Federal Registration for Certain Excise Tax Transactions, issued October 12, 2005

 

9.              Federal Registration for Certain Excise Tax Transactions, issued July 6, 2006

 

10.       Commonwealth of Pennsylvania 2012-13 Liquid Fuels and Fuels Tax Permit, effective June 1, 2012

 

11.       Commonwealth of Pennsylvania Sales Tax License, dated March 24, 2012

 

12.       Schedule 2.2(b)(v) is hereby incorporated by reference.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

95

 

Schedule 4.5(d)

 

Solvency of Parties to Material Contracts

 

To the Knowledge of SUN there are no bankruptcy, insolvency, reorganization, receivership or arrangement procedures pending with respect to, being contemplated by, or threatened against, any party to a Material Contract.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

96

 

Schedule 4.8

 

Litigation Proceedings

 

·                  Schedules 4.10, 4.11(f) and 4.12(b) are hereby incorporated by reference.

 

·                  United States Federal Trade Commission Civil Investigative Demand; FTC File No. 111-0183

 

·                  See below:

 

	
CASE OR CLAIM CAPTION
    	
 
    	
JURISDICTION
    	
 
    	
TYPE OF CLAIM
    
	
BEGLEY, CHARLES, ET UX.   v. AMTICO, ET AL. (INCL SUNOCO)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
COEN, JOHN &   JACQUELYN v. SUNOCO, INC; SUNOCO R&M, INC; THE SHERWIN WILLIAMS   COMPANY; SCIENCELAB.COM, INC; CONOCOPHILLIPS; WESTERN AUTOMOTIVE   FINISHES; FISHER SCIENTIFIC, LLC; FISHER SCIENTIFIC COMPANY, LLC; FISHER   SCIENTIFIC INTERNATIONAL, INC;ET AL
    	
 
    	
PA
    	
 
    	
Benzene
    
	
COOLEY, GEORGE
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
KENNY,   GERALD & REGINA
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
MAIORANO, RALPH AND   DARLENE V. AIR AND LIQUID SYSTEMS CORP., ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
TREUDE,   FREDERICK & FLORENCE
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
AMERICAN INTERNATIONAL   RECOVERY A/S/O MATRIX SERVICE COMPANY & RICHARD NEWBERRY V. JAMES J.   ANDERSON CONSTRUCTION CO., INC. & SUNOCO, Inc.
    	
 
    	
PA
    	
 
    	
Breach of Contract
    
	
BEACH, DONALD AND MARIE   V. AC&S, INC., ET AL. (INCL. ATLANTIC REFINING & MARKETING   CORP.)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
BENSON, MARY,   ADMINISTRATRIX OF THE ESTATE OF RONNIE BENSON, DEC’D, ET AL. v. A.W.   CHESTERTON, INC., ET AL. (INCL ARCO)
    	
 
    	
PA
    	
 
    	
Asbestos
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

97

 

	
BOFINGER, CHARLES J. and ROSEMARY A. BOFINGER V.   AC&S, INC., ET AL (INCL ATL REF & MKT CORP.)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
BOWMAN, SABRINA V.   SUNOCO, INC. (R&M)
    	
 
    	
PA
    	
 
    	
Personal Injury
    
	
CASELLA, FRANK AND   CAROLYN H/W V. SUNOCO
    	
 
    	
PA
    	
 
    	
Personal Injury
    
	
COYNE, JAMES J.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
CUNNANE, DONALD F., ET   AL. v. AC&S, INC., ET AL. (INCLUDING SUNOCO R&M)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
CZAPLA, JOHN, J.,   ESTATE OF, ET AL. v. AMERICAN STANDARD, INC., ET AL. (INCL SUNOCO)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
D’ANGELO, LEONARD J.V.   SUPER HEAT INC., SUNOCO INC., SUNOCO CHEMICALS AND PHILADELPHIA REFINERY
    	
 
    	
PA
    	
 
    	
Personal Injury
    
	
DECRISTOFANO, VAL AND   TERESA V. AC&S, INC., ET AL. (INCL. ATLANTIC REFINING &   MARKETING CORP.)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
DEWALT, WINIFRED V   SUNOCO PHILADELPHIA REFINERY AND SUNOCO, INC.
    	
 
    	
PA
    	
 
    	
Personal Injury
    
	
DiSALVIA, ANTHONY, SR.,   ET UX V. AC&S, INC., ET AL. (INCL. ATLANTIC REFINING &   MARKETING CORP.)_
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
DUFFY, EDWARD AND ANNE   DUFFY V. ALDRICH COMPANY, ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
EFFIONG, GABRIEL
    	
 
    	
N/A
    	
 
    	
Personal Injury
    
	
GEINNOTTA, ANTHONY C.   AND MARCY V. AMCHEM PRODUCTS, INC.,ET AL. (INCL. ARCO)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
GROSS, WILLIAM H. AND   MADELYN M., HIS WIFE V AMCHEM PRODUCTS, INC., ET AL. (INCL. ARCO)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
GUINAN, JAMES J. AND JOAN   GUINAN HIS WIFE V. AC&S, iNC., ET AL (INCL. ATLANTIC)
    	
 
    	
PA
    	
 
    	
Asbestos
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

98

 

	
HEITMAN, JOSEPH C. AND   BARBARA HEITMAN, H/W V. 84 LUMBER ()
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
JACOT, NELSON G. VS.   AC&S, INC. ET AL., INCL ATL REF :& MKT   CORPORATION & SUNOCO
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
JAMISON, JAMES;   KONOPKA, ERIC and KONOPKA, JEANNIE, H/W; McGOLDRICK, GERALD and MICELI, JAMIE   and MICELI, ALYSON, H/W v. SUNOCO, INC; SUNOCO, INC (R&M);   NOOTER CONSTRUCTION COMPANY and CIC GROUP, INC.
    	
 
    	
PA
    	
 
    	
Personal Injury
    
	
LUTZ, BONNIE,L. ON BEHALF   OF HUNT, GERALD, K. DEC’D. v AC&S, INC. (INCL. ARCO)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
LYNCH, PATRICK T. V. A   C & S, iNC., ET AL. (INC. ATLANTIC)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
LYONS, THOMAS M., ET   AL. V. AC&S, INC., ET AL. INCL. ATLANTIC REFINING &   MARKETING CORP. + SUNOCO (CLAIM)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
MAHR, JAMES J. V.   AC&S, INC., ET AL (INCL ATL REF & MKT CORP.)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
McELHINEY, JAMES
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
MELLWIG, DONALD   E. & ROSEMARIE MELLWIG, HIS WIFE V. AC&S, INC., ET AL INCL.   ATL REF & MKT CORPORATION
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
MILLER, BASS and LULA   MILLER v. AC&S, INC., ET AL. (INCL. ATLANTIC REFINING &   MARKETING) + SUNOCO (CLAIM)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
MILLER, KERRY V. AERCO   INTERNATIONAL, INC., ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
MONAGHAN, JOHN W. v.   SUN OIL, et al. (+ATLANTIC REFINING & MARKETING CORP.)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
MYERS, MARY(ESTATE OF   NORMAN W. MYERS, JR.) V. AMERICAN STANDARD, INC., ET AL. (INCL. ATLANTIC   REFINING & MARKETING CORP.) MYERS, MARY EXECUTRIX OF THE ESTATE OF
    	
 
    	
PA
    	
 
    	
Asbestos
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

99

 

	
NAWN, RICHARD, J., ET   AL. v. AMCHEM PRODUCTS, ET AL. (INCL. ARCO)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
NEES, DONALD SR.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
OSHINSKY, THOMAS v.   AMERICAN STANDARD, INC., ET AL. (INCL SUNOCO)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
PISKO, JOHN AND RITA V.   ATLANTIC RICHFIELD COMPANY, ET AL., INCLUDING SUNOCO, INC.
    	
 
    	
TX
    	
 
    	
Asbestos
    
	
POWER, FRED
    	
 
    	
N/A
    	
 
    	
Personal Injury
    
	
REED, JOSEPH, III
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
ROMANO, CHARLES AND   GENEVIEVE ROMANO V. AIR AND LIQUID SYSTEMS CORP., ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
ROMANO, CHRISTOPHER;   FEENEY, JAMES & JULIETTE and BONIZIO, PAUL & ANGELA v.   SUNOCO, INC.; SUNOCO, INC. (R&M); NOOTER CONSTRUCTION   GROUP & CIC GROUP, INC.
    	
 
    	
PA
    	
 
    	
Personal Injury
    
	
SANTUCCI, LAWRENCE ET   AL VS. AC&S ET AL (INCL. ATLANTIC REFINING & MARKETING CORP.)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
SMITH, ROBERT K., ET   AL. v. A.W. CHESTERTON, INC.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
STERNER,   DAVID & STERNER, MICHELE (h/w) v. SUNOCO, INC. &   SUNOCO, INC. (R&M)
    	
 
    	
PA
    	
 
    	
Personal Injury
    
	
SULLIVAN, JAMES L. AND   MARY T. v. A.C. & S., INC., ET AL. (INCLUDING ATLANTIC   REFINING & MARKETING CORP.)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
WILLIAMS, HENRI   LABARRE, ET UX. V. AC&S, INC., ET AL (INCL. ATLANTIC   REFINING & MARKETING CORP.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
YOUNG,   MATTHEW & VANALTVORST, DAVID v. SUNOCO, INC and   ENVTECH, INC.
    	
 
    	
PA
    	
 
    	
Personal Injury
    
	
IN RE: METHYL TERTIARY   BUTYL ETHER (“MTBE”) PRODUCTS LIABILITY LITIGATION 
    	
 
    	
NY (MDL)
    	
 
    	
Products Liability
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

100

 

	
(MDL 1358)
    	
 
    	
 
    	
 
    	
 
    
	
BEGLEY, JOHN V.   AMERICAN STANDARD, ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
BERK,   ROBERTA, INDIVIDUALLY AND ON BEHALF OF THE ESTATE OF DONALD BERK,   DECEASED V. SUNOCO, INC. (R&M) F/K/A SUN COMPANY, INC AND F/K/A   SUN OIL COMPANY, INC.
    	
 
    	
PA
    	
 
    	
Benzene
    
	
BUTLER, DAVID AND TERI   RHODES, HIS WIFE V. RADIATOR SPECIALTY COMPANY, ET AL.
    	
 
    	
PA
    	
 
    	
Benzene
    
	
CASSEL, FRANK A. AND   DEBRA L. V. AC&S, INC., ET AL. (INCL. ATLANTIC REFINING &   MARKETING CORP.)
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
COEN, JOHN &   JACQUELYN v. SUNOCO, INC; SUNOCO R&M, INC; THE SHERWIN WILLIAMS   COMPANY; SCIENCELAB.COM, INC; CONOCOPHILLIPS; WESTERN AUTOMOTIVE   FINISHES; FISHER SCIENTIFIC, LLC; FISHER SCIENTIFIC COMPANY, LLC; FISHER   SCIENTIFIC INTERNATIONAL, INC;ET AL
    	
 
    	
PA
    	
 
    	
Benzene
    
	
DOWNES, JOHN, EXECUTOR   OF ESTATE OF BARBARA DOWES, DECEASED, AND JOHN DOWNES IN HIS OWN RIGHT V.   HONEYWELL INTERNATIONAL, INC., ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
DUFFY, EDWARD AND ANNE   DUFFY V. ALDRICH COMPANY, ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
GANS, JEANNE,   ADMINISTRATRIX OF ESTATE OF GEORGE GANS V. SUNOCO, INC. AND   SUNOCO, INC. (R&M)
    	
 
    	
PA
    	
 
    	
Benzene
    
	
KENNY,   GERALD & REGINA
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
LOVE, SUSAN EXECUTRIX   OF ESTATE OF THOMAS LOVE AND SUSAN LOVE IN HER OWN RIGHT V. AIR AND LIQUID   SYSTEMS CORP., ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

101

 

	
O’LENA, CARLA, PERSONAL   REPRESENTATIVE OF THE ESTATE OF RICHARD O’LENA V. SUNOCO, INC. (R&M)   AND F/K/A SUN OIL COMPANY, INC.
    	
 
    	
PA
    	
 
    	
Benzene
    
	
PHILLINGAME, DEBORAH M.   ADMINISTRATIX OF THE ESTATE OF ROBERT W. PHILLINGAME, DECEASED, AND WIDOW IN   HER OWN RIGHT V. ALLEN-SHERMAN-HOFF, ET AL.
    	
 
    	
PA
    	
 
    	
Asbestos
    
	
SOOS, MARK AND MARLENE   V. SUNOCO, INC. (R&M) F/K/A SUN COMPANY, INC., AND F/K/A SUN   OIL COMPANY, INC.
    	
 
    	
PA
    	
 
    	
Benzene
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

102

 

Schedule 4.9

 

Taxes

 

1.  Tax Return Filings

 

(a)  The Refinery Business does not file separate federal or state income tax returns.

 

(b)  An extension to file U.S. federal and all applicable state income Tax Returns has been obtained for taxable year 2011.

 

2.  Extension of Statute of Limitations

 

(a)  New York State income tax - statute of limitations for taxable year 2009 extended to September 15, 2012.

 

3.  Audits

 

(a)  Sunoco’s consolidated federal income tax returns are under examination for taxable years 2009-2011.  Though audits with respect to taxable years 2007-2008 have been completed and closed, such taxable years remain open to address carryback claims for R&D credits.

 

(b)  State audits - Income and Franchise Tax (all ongoing unless otherwise noted):

 

	
Entity
    	
 
    	
Taxing Jurisdiction
    	
 
    	
Years
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunmarks, Inc.
    	
 
    	
Massachusetts
    	
 
    	
2001-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Massachusetts
    	
 
    	
2008
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M) - Combined
    	
 
    	
Michigan
    	
 
    	
2008-2010
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
New Jersey
    	
 
    	
2007-2009
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M) - Combined
    	
 
    	
New York City
    	
 
    	
2009
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M) - Combined
    	
 
    	
New York State
    	
 
    	
2007-2009
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. and subsidiaries
    	
 
    	
Ohio CAT
    	
 
    	
2009-2010
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Ohio
    	
 
    	
Report Years 2008-2009
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Atlantic Refining & Marketing Corporation
    	
 
    	
Pennsylvania
    	
 
    	
2008
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Philadelphia
    	
 
    	
2008-2010
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

103

 

	
Sunoco, Inc. (R&M) (1)
    	
 
    	
Tennessee
    	
 
    	
2004-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M) - Combined(2)
    	
 
    	
Texas
    	
 
    	
Report Year 2008-2010
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Wilmington
    	
 
    	
2005-Present
    

 

(c) State audits - Motor Fuel Tax

 

	
Entity
    	
 
    	
Type
    	
 
    	
Taxing
   Jurisdiction
    	
 
    	
Years
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Gross Receipts
    	
 
    	
Connecticut
    	
 
    	
July 2009 - June 2011
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Motor Fuel
    	
 
    	
Connecticut
    	
 
    	
July 2009 - June 2011
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Motor Fuel
    	
 
    	
New Jersey
    	
 
    	
April 2007 - March 2011
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Motor Fuel
    	
 
    	
New York
    	
 
    	
Dec 2005 - Nov. 2009
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Motor Fuel
    	
 
    	
Virginia
    	
 
    	
July 2008 - June 2011
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sunoco, Inc. (R&M)
    	
 
    	
Motor Vehicle Wholesale Fuels Sales Tax
    	
 
    	
Virginia
    	
 
    	
January 2010 - Dec 2011
    

 

(1)    Audit concluded, refund pending.

 

(2)    Audit complete.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

104

 

(d)  State audits - Sales and use:

 

	
Audit or Issue Description
    	
 
    	
Entity
    
	
Pennsylvania Sales Tax
    	
 
    	
 
    
	
Audit: 1/2007 - 12/2010
    	
 
    	
Sunoco, Inc. (R&M)
    
	
 
    	
 
    	
 
    
	
New York Sales Tax
    	
 
    	
 
    
	
Audit: 12/2007 - 5/2011
    	
 
    	
Sunoco, Inc. (R&M)
    
	
Prospective Audit: 6/2011 - 3/2012
    	
 
    	
Sunoco, Inc. (R&M)
    
	
 
    	
 
    	
 
    
	
New Jersey Sales Tax
    	
 
    	
 
    
	
Audit: 1/2001 - 12/2004
    	
 
    	
Sunoco, Inc. (R&M)
    
	
 
    	
 
    	
 
    
	
Ohio Sales Tax
    	
 
    	
 
    
	
Audit: 4/2005 - 12/2009
    	
 
    	
Sunoco, Inc. (R&M)
    

 

(e) Other Tax proceedings:

 

Pending Ad Valorem Tax Proceeding - City of Philadelphia

 

Sunoco has appealed the property tax assessments (i.e., the value as of October 1, 2011, for the 2012 tax year) with respect to the following parcels:

 

	
OPA Number
    	
 
    	
Address
    	
 
    	
Owner of Record
    	
 
    	
Overall Assessment
    	
 
    
	
884097200
    	
 
    	
3143 West Passyunk Ave.
    	
 
    	
Atlantic   Refining & Marketing Corp.
    	
 
    	
$
    	
3,840,000
    	
 
    
	
884097120
    	
 
    	
6500 West Passyunk Ave.
    	
 
    	
Atlantic   Refining & Marketing Corp.
    	
 
    	
$
    	
640,000
    	
 
    
	
884097110
    	
 
    	
3701 South 63rd Street
    	
 
    	
Atlantic   Refining & Marketing Corp.
    	
 
    	
$
    	
73,920
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

105

 

	
884097130
    	
 
    	
6300 West Passyunk Ave.
    	
 
    	
Atlantic   Refining & Marketing Corp.
    	
 
    	
$
    	
640,000
    	
 
    
	
884097140
    	
 
    	
6300 West Passyunk Ave.
    	
 
    	
Atlantic Pipeline Corp.
    	
 
    	
$
    	
448,000
    	
 
    

 

New Jersey Sales and Use Tax Audit Assessment Appeal Litigation (Audit Period Covered:  January 2001 - December 2004)

 

An appeal regarding Sunoco’s New Jersey sales and use tax for the above taxable years was filed with the Jersey Tax Court on June 17, 2011.  No trial date has yet been set.

 

Pennsylvania Corporate Net Income and Franchise Tax Refund Litigation (2005-2009)

 

Sunoco has filed appeals seeking to recover Pennsylvania corporate net income and franchise taxes paid by Sunoco, Inc. (R&M) and Atlantic Refining & Marketing Corporation for tax years 2006 through 2009.  In addition, Atlantic Refining & Marketing Corporation is seeking to recover Pennsylvania franchise tax paid in 2005.  These appeals were filed in the Commonwealth Court of Pennsylvania in 2011 after adverse determinations by the Pennsylvania Board of Finance and Revenue.  A trial date has not been set in these matters.

 

4.              Sunoco’s Refinery Business is currently conducted as part of its overall business under various federal and state motor fuel excise tax licenses.  These licenses will not be transferable to NewCo.  NewCo will be required to obtain new federal and state excise tax licenses prior to engaging in the distribution of motor fuels.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

106

 

Schedule 4.10

 

Environmental

 

I.  Liens

 

A.                                    Sunoco has received letters from the PADEP Storage Tank Program rejecting Site Characterization Reports submitted under PA Code Chapter 245for failing to provide the necessary Environmental Covenants for the nonresidential standard as required by the Uniform Environmental Covenants Act (Act 68 of 2007).

 

B.                                    The Remediation Activities relative to Environmental Conditions that arise out of or relate to the Excluded Liabilities may include Environmental Covenants pursuant to Applicable Law.

 

II. Compliance

 

A.            Air

 

1.              Sunoco has periodically reported deviations and intermittent compliance in reports and certifications filed with Government Authorities as required by Environmental Law, including but not limited to reports and certifications filed pursuant to Title 5 permits, the Global CAA Consent Decree, CEMS requirements, Refinery MACT, Refinery MACT II, Subpart QQQ, BWON, Site Remediation MACT, NOx Budget Program, Marine Loading MACT, state and federal Fugitive Emission reporting requirements, Unit 868 FCCU Plan Approval dated March 22, 2002, SO2 Operating Permit, SOCMI HON, and tank inspection reports.

 

2.              Sunoco conducted tests of the 1232 Unit stack for sulfuric acid on November 9, 2011, February 23, February 28 and March 1, 2012.  Stack emissions during the November 9, 2011 test were 55. 5 lbs/hour, compared to the permit limit of 37.98 lbs/hour.  Mechanical and operational changes were made prior to the next stack tests. The February 23 and March 1 tests demonstrated compliance with the permitted sulfuric acid limit at feed rates of 90.3 and 85.0 MBPSD, but the emissions on February 28 exceeded the limit by 0.6% (emissions 38.2 lb/hr, 37.98 lb/hr limit) at a feed rate of 85.1 MBPSD.  The data were provided to AMS by email on March 23, 2012.  On June 21, 2012 AMS acknowledged that the February 23 stack test demonstrated compliance with permit limits and required that the pH of the spray tower water be greater than pH 7.17.

 

3.              Sunoco received and responded to an industry-wide EPA Information Collection Request (“ICR”) regarding the use and operation of steam assisted flares.

 

4.              Certain carbon canisters that serve as BWON waste water emission control devices provide effective emission control for a shorter period of time than expected based on design parameters.

 

5.              Various process gas sampling systems require upgrades or replacements to conform to the requirements of the Leak Detection and Repair (“LDAR”) provisions of the applicable Environmental Laws.

 

6.              The South Yard North Flare requires corrective action to prevent pilot flame outages.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

107

 

B.            Waste Water

 

1.              Sunoco has periodically reported permit limit exceedences in Discharge Monitoring Reports and semi-annual compliance reports filed with Government Authorities as required by Environmental Law.

 

2.              Sunoco is negotiating renewals and modifications of the NPDES permits and DRBC dockets.

 

C.            Storm Water

 

1.              The Girard Point area is subject to accumulation of excess storm water during heavy rains, necessitating the use of tank dikes to retain water and the potential flow of contaminated storm water to the storm water ponds.

 

D.            Waste

 

1.              EPA and PADEP conducted a hazardous waste inspection of the Facilities in February 2012, and have issued follow-up information requests.

 

E.             Spills and Releases

 

1.              Sunoco received an Information Request dated January 26, 2012 from EPA regarding oil discharged to the Schuylkill River at the Pollock Street Outfall.  Sunoco has responded to the information request.

 

2.              Sunoco has received Notices of Federal Interest and Warning Letters from the US Coast Guard relating to releases to the Schuylkill River, including but not limited to a Warning Letter dated April 10, 2012 relating to a June 12, 2011 release.  Sunoco has responded to such Notices and Warning as required.

 

3.              Sunoco has periodically reported spills and releases to Government Authorities as required by Environmental Law, including but not limited to CERCLA, SARA, OPA, and the PA Tank Act and related regulations.

 

4.              In 2011 a junction box in the process waste water sewer between the 137 Unit and the 4 Separator in the Girard Point processing area was discovered to be leaking and causing sheen on the Schuylkill River.  Repairs were completed but additional work appears to be required.  A groundwater system to address the release and prevent migration to the river is under installation.

 

F.              Storage Tanks

 

1.              Sunoco has not submitted, or has not received, PADEP approval of remedial action completion reports for all closures of or releases from registered storage tanks.

 

G.            Enforcement

 

1.              Girard Point Waste Water Discharge: Sunoco entered into a Consent Order and Agreement dated June 30, 2011 with PADEP regarding violations of NPDES permit limits at the Girard Point waste water treatment plant in settlement of NOV dated March 31, 2010, May 19, 2010,

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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August 26, 2010, November 3, 2010, December 2, 2010, January 12, 2011, January 28, 2011, April 6, 2011 and May 11, 2011.  Sunoco paid the agreed penalties.  The obligations include cleaning and repair of tank T-400 by May 31, 2012 and tank T-200 by April 4, 2013, the implementation of a preventative maintenance schedule, and the incorporation of a Source Control Plan into the NPDES permit.

 

2.              Oil Release at 3 Separator Outfall:  Sunoco received an NOV dated May 3, 2012 relating to oil discharges from the No. 3 Separator Outfall at the Girard Point Refinery observed by PADEP on July 18 and August 15, 2011.

 

3.              Report of July 18, 2011 Inspection:  Sunoco received an NPDES Compliance Inspection Report referencing a site inspection on July 18, 2011 and alleging violations relating to sheen events on February 24, 2011 and April 1, 2011 and a July 18, 2011 failure of the effluent line inside the Point Breeze WWTP oxidation tank.

 

4.              Girard Point Case Wharf:  Sunoco received and NPDES Compliance Inspection Report for a January 26, 2012 inspection alleging violations relating to the failure of the Case Wharf and resulting sheen at the Girard Point refinery.

 

5.              September 28, 2011 Inspection:  Sunoco received an NOV issued by PADEP for alleged violations observed during a September 28, 2011 PADEP inspection.

 

6.              Oil Discharge from FOM Pipeline:  Sunoco received an NOV issued by PADEP dated May 3, 2012 for alleged violations at the Pollock Street Outfall resulting from the failure of the FOM pipeline.

 

7.              Oil Release at Pollock Street Outfall:  Sunoco is subject to an Administrative Order dated December 27, 2011 from the US Coast Guard regarding discharge of oil at the Pollock Street outfall into the Schuylkill River.  Sunoco has completed installation of a recovery system in the area.  Future releases require notification of the Government Authorities and may require corrective action.

 

8.              Point Breeze Waste Water Discharge:  Sunoco entered a Consent Assessment of Civil Penalty with PADEP and paid the agreed penalty in settlement of a Notice of Violation dated January 27, 2010 arising from an upset and release from the Point Breeze waste water treatment plant on January 13, 2010.

 

9.              Point Breeze Waste Water Discharge:  Sunoco received a Notice of Violation issued by the United States Coast Guard on February 8, 2010 relating to an upset and release from the Point Breeze waste water treatment system on January 13, 2010.  There has been no further enforcement and no assessment of penalty to date.

 

10.       Schuylkill River Tank Farm Waste Water Discharge: The Philadelphia Water Department (“PWD”) issued an NOV dated April 14, 2011 to Sunoco for failure to submit an Accidental Spill Prevention Plan/Slug Control Plan.  The plan was submitted.  There has been no further enforcement and no assessment of penalty to date.

 

11.       Schuylkill River Tank Farm Waste Water Discharge:  PWD issued an NOV dated March 21, 2011 relating to exceedences of the arsenic parameters at the Schuylkill River Tank Farm for the period ending December 31, 2010.  Sunoco paid the agreed penalty.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

109

 

12.       Schuylkill River Tank Farm Waste Water Discharge:  PWD issued an NOV dated August 27, 2010 relating to the failure to monitor mercury at the Schuylkill River Tank Farm during January 2010.  Sunoco delivered the mercury monitoring information.  There has been no further enforcement to date.

 

13.       Schuylkill River Tank Farm Waste Water Discharge:  PWD issued an NOV dated February 16, 2011 relating to exceedences of the arsenic parameters at the Schuylkill River Tank Farm.  Sunoco paid the agreed penalty.

 

14.       Point Breeze Waste Water Discharge:  Sunoco entered into a Consent Assessment of Civil Penalty dated November 16, 2011 in settlement of exceedences at the Point Breeze Waste Water Treatment Plant in September 2010 and July 2011.  Sunoco paid the agreed penalty.

 

15.       Whole Effluent Toxicity Testing: PADEP issued two NOVs in March 2011 concerning Whole Effluent Toxicity Testing.  Third party sampling and laboratory procedures were revised and retesting confirmed compliance with permit limits.  There has been no further enforcement and no penalty assessment to date.

 

16.       Point Breeze Bioplant Outfall:  Sunoco received an NOV dated June 11, 2012 from the United States Coast Guard alleging a discharge of 2 gallons of oil from the BioPlant outfall that created a sheen on May15, 2012.

 

17.       Renewable Fuels Standard Program Settlement:  Sunoco, Inc. (R&M) entered an Administrative Settlement Agreement with EPA to resolve violations of the CAA’s Renewable Fuels Standards regulations under 40 C.F.R. Part 80, Subpart M (RFS2 Regulations).  The violation arose from Sunoco’s purchase of fraudulent RINs from Clean Green Fuels, LLC and Absolute Fuels, LLC to meet its 2010 RVO. Sunoco removed the RINs and submitted corrected reports and paid a civil penalty of $311,100.

 

18.       Global CAA Consent Decree:  Sunoco is subject to the Global CAA Consent Decree.  Sunoco has paid the penalty and completed the modifications of the Facilities, capital projects, and supplemental environmental projects applicable to the Facilities.

 

19.       Smoking Flare: An NOV was received from the City of Philadelphia Air Management Services in July 2011 regarding flare opacity resulting from the shutdown of a compressor in the 868 Unit.  Sunoco provided a written response as required by the NOV, and there has been no further enforcement and no assessment of penalty to date.

 

20.       RICE ACOA: On November 30, 2011 Sunoco entered into an Administrative Order and Consent Agreement (“ACOA”) with the City of Philadelphia requiring the payment of a penalty and funding of a Supplemental Environmental Project (“SEP”), the submission of permit applications for listed Reciprocating Internal Combustion Engine (“RICE”) Units, removal of other listed RICE Units, issuance of permits or agency determinations prior to installation of any new RICE Units, and an audit of the facility to identify additional RICE Units.  Sunoco has paid the penalty and funded the SEP, conducted the audit, removed the listed RICE Units, and submitted the required permit applications.  The City has provided preliminary draft permits for Sunoco’s review.

 

21.       Title 5 Permit Deviations:  Sunoco received a Notice of Violation dated May 8, 2012 from the City of Philadelphia alleging violations of Title V Operating Permit V95-038, based on various reports submitted by Sunoco, including Continuous Emission Monitoring, Semi-

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Annual, and SO2 Quarterly reports.  No penalty was has been assessed to date, but the City’s past practice has been to propose a Consent Agreement and penalty amount after review of any additional relevant information presented by Sunoco.

 

22.       Schuylkill River Tank Farm Title V Deviations: Philadelphia Air Management Services (“AMS”) issued a Notice of Assessed Civil Penalty dated November 30, 2010 relating to deviations from the Schuylkill River tank Farm Title V permit.  Sunoco paid the agreed penalty.

 

23.       Tank Emergency Containment Structures: Sunoco entered into Consent Order and Agreements for the Girard Point, Point Breeze Processing Area, and Schuylkill River Tank Farm requiring Sunoco to install emergency containment structures for tanks.  No fines or penalties have been assessed.  Installation of emergency containment structures at Point Breeze were timely completed, and structures at Girard Point and Schuylkill River Tank Farm are on target for completion by the November 30, 2012 deadline.

 

24.       Inspection of Storage Tank 187A: PADEP issued an NOV dated March 31, 2010 for findings from an external tank inspection.  There has been no further enforcement and no penalty assessment to date.

 

25.       Storage Tank Release:  PADEP issued an NOV dated January 20, 2012 concerning alleged violations of the Pennsylvania Storage Tank Act relating to releases of heavy gas oil from a tank.  Sunoco’s original report to PADEP suggested than a reportable quantity (“RQ”) had been released, prompting the NOV.  Sunoco responded to the NOV by providing facts demonstrating that the release was below the RQ.  There has been no further enforcement and no assessment of penalty to date.

 

26.       Storage Tank SR16 Release: PADEP issued an NOV dated March 22, 2012 related to a release of gasoline that occurred on March 20, 2012.  The NOV requires submission of a progress report no later than June 18, 2012.  A site characterization report is due September 16, 2012 unless it is determined that the resulting contamination is below Statewide Health Standards.  No fines or penalties have been assessed to date.

 

27.       OSHA Inspection — 137 Unit T-1 Tower:  OSHA has opened an inspection of the May 9, 2012 fire at the 137 Unit T-1 tower based on a “media referral.”

 

28.       OSHA Inspection 314231101:  OSHA issued a citation dated April 8, 2011 relating to a fire and injury that occurred at the 866 Unit during maintenance.  The matter was settled in June 2011.

 

29.       OSHA Inspection 314234337: OSHA issued a citation dated September 8, 2011 relating to a deficiency on the inlet piping to the 2H-5C heater at the 860 Unit.  The matter was settled in November, 2011.

 

30.       OSHA Inspection 314230632:  OSHA issued a citation dated February 9, 2011 relating to updating of procedures to reflect the shutdown of 22 Boiler House and training to spot railcars at the propane terminal.  The matter was settled in May, 2011.

 

31.       OSHA Inspection 312494222:  OSHA issued a citation dated July 12, 2010 relating to an event during maintenance of the 433 Unit on January 16, 2010.  The matter was settled in August 2010.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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32.       OSHA Inspection 312494842:  OSHA issued a citation dated August 3, 2010 relating to a crude oil pump failure.  The matter was settled in September 2010.

 

33.       OSHA Inspection 312492341:  OSHA issued a citation dated March 16, 2010 relating to a potential exposure at the Schuylkill River Tank Farm Oil/Water Seperator.  The penalty assessed was $0.00.  Sunoco did not contest the citation, and certified abatement in March 2010.

 

34.       OSHA Inspection 312487838:  OSHA issued a citation dated May 14, 2009 relating to a fire and injury at the 431 Unit in February, 2009.  The matter was settled in July 2009.

 

35.       OSHA Inspection 312488869:  OSHA issued a citation dated August 28, 2009 relating to a release from the 433 Unit that occurred in March, 2009.  The matter was settled in November, 2011.

 

36.       OSHA Inspection 312491483:  OSHA issued a citation dated November 30, 2009 relating to failure to make a One Call notification.  Sunoco did not contest the citation, paid the penalty and completed abatement.

 

37.       CLRTC v. Sunoco, Inc. (R&M):  United States District Court for the Eastern District of Pennsylvania, Case No. 2:05-cv-01650-PBT.  Sunoco entered into a Consent Judgment for alleged violations of the Clean Air Act.  Sunoco’s obligations under the Consent Decree are complete and the Consent Judgment was terminated in March 2012.

 

III.  Proceedings

 

A.                                    Air

 

1.              USA et al. v. Sunoco, Inc.  United States District Court for the Eastern District of Pennsylvania, Civil Action No. 05-02866 (“Global CAA Consent Decree”) as amended June 3, 2009 (“First Amendment”), March 29, 2011 (“Second Amendment”) and June 21, 2011 (“Third Amendment”).

 

2.              Administrative Order and Consent Agreement: by and between the City of Philadelphia and Sunoco, Inc. relating to regulatory requirements applicable to Reciprocating Internal Combustion Engines (“RICE”).  Effective date November 30, 2011, remains in effect for a period of two (2) years unless otherwise extended by agreement of the Parties.

 

B.                                    Water

 

1.                                      Consent Order and Agreement:  by and among the Commonwealth of Pennsylvania and Sunoco, Inc. (R&M), relating to exceedences of NPDES permit effluent limits applicable to the Girard Point waste water treatment plant. Effective June 30, 2011. The remaining obligations are to clean and repair tank T-400 by May 31, 2012 and tank T-400 by April 4, 2013.

 

2.                                      Administrative Order:  issued by U.S. Coast Guard, dated December 27, 2011 relating to discharge of oil from the Pollock Street outfall.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

112

 

C.                                    Remediation

 

1.                                      Consent Order and Agreement: by and between the Commonwealth of Pennsylvania DEP and Sunoco, Inc. (R&M), relating to characterization and remediation of petroleum contamination at the Philadelphia Refinery and Belmont Terminal under the Clean Streams Law, Land Recycling Act, Administrative Code, and Tank Act.  Dated December 17, 2003, replacing and supplementing a Consent Order and Agreement dated December 17, 1993.

 

2.                                      Consent Order and Agreement:  by and between Pennsylvania DEP, Atlantic Refining & Marketing Corp. and Sun Company, Inc. (R&M) dated August 13, 1996, relating to operation and closure of a residual waste land treatment unit at Point Breeze, as amended on December 2000 and July 2004.

 

D.                                    Tanks

 

1.                                      Consent Order and Agreement: by and between Commonwealth of Pennsylvania DEP and Sunoco, Inc. (R&M) dated November 15, 2010 under the Storage Tank Spill Prevention Act.  Requires installation of emergency containment structures for the following tanks at the Girard Point Processing Area (Facility ID 51-36558) by November 30, 2012:  005A, 038A, 072A, 073A, 091A, 092A, 093A, 094A, 095A, 096A, 098A, 099A, 128, 158A, 159A, 160A, 170A, 171A, and 172A.

 

2.                                      Consent Order and Agreement:  by and between Commonwealth of Pennsylvania DEP and Sunoco, Inc. (R&M) dated November 15, 2010 under the Storage Tank Spill Prevention Act.  Requires installation of emergency containment structures for the following tank at the Schuylkill River Tank Farm (Facility I.D. 51-11557) by November 30, 2012:  039A.

 

3.                                      Consent Order and Agreement: by and between Commonwealth of Pennsylvania DEP and Sunoco, Inc. (R&M) dated November 15, 2010 under the Storage Tank Spill Prevention Act.  Requires installation of emergency containment structures for the following tank at the Point Breeze Processing Area (Facility ID 51-19781) by November 30, 2011: 007A.  The corrective action required by this COA has been completed.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

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Schedule 4.11(a)

 

Company Benefit Plans

 

Retirement Plans:

 

Sunoco, Inc. Retirement Plan

Sunoco, Inc. Pension Restoration Plan

Sunoco, Inc. Capital Accumulation Plan

Sunoco, Inc. Savings Restoration Plan

Sunoco, Inc. Retiree Medical Program

Sunoco, Inc. Retiree Medical and Life Insurance Trust

 

Welfare Plans:

 

Sunoco, Inc. National Health and Welfare Program for Active Employees

Sunoco, Inc. Optional Retirement Benefit Income Trust

Sunoco, Inc. Dental Assistance Plan

Sunoco, Inc. Health Care Reimbursement Plan

Sunoco, Inc. Cafeteria Plan

Sunoco, Inc. Dependent Care Reimbursement Plan

Sunoco, Inc. Disability Income Plan

Sunoco, Inc. Death Benefits Plan

Sunoco, Inc. Travel Accident Insurance Plan

Sunoco, Inc. Occupational Death Benefits Plan

Sunoco, Inc. Accidental Death & Disability Plan

Sunoco, Inc. Employee Assistance Plan

Second Amended and Restated Indemnification Agreement

 

Termination Plans:

 

Sunoco, Inc. Involuntary Termination Plan

 

Incentive Plans and Programs:

 

Sunoco, Inc. Annual Incentive Plan

Sunoco, Inc. Leadership Recognition Plan

Stay Incentive for Refining Employees

Special Severance Bonus for PSG and Supply Employees

Sunoco incorporates by reference the information on Schedule 4.12(e) regarding agreements for retention bonuses

 

Executive Plans:

 

Sunoco, Inc. Executive Retirement Plan

Sunoco, Inc. Executive Involuntary Severance Plan

Sunoco, Inc. Special Executive Severance Plan

Sunoco, Inc. Senior Executive Incentive Plan

Sunoco, Inc. Long-Term Performance Enhancement Plan II

Sunoco, Inc. Long-Term Performance Enhancement Plan III

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

114

 

Policies:

 

Paid Holidays (including Floating Holidays)

Paid Absence for Death in Family

Paid Absence for Jury Duty

Vacation

Civil Leaves of Absence

Family and Medical Leave

Military Leave

Educational Assistance for Employees

Flexible Schedule (9/80) Program

 

Agreements:

 

The CBA between Sunoco, Inc. (R&M)  and the Union for the Hourly Unit, the term of which is March 1, 2009 through March 1, 2012.  In addition, Schedule 4.12(a) is hereby incorporated by reference.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

115

 

Schedule 4.11(c)

 

Employee Pension Benefit Plans

 

1.                                      Current Plans

 

Sunoco, Inc. Retirement Plan

 

Hourly Pension Plan — Neville Island/Tarben

 

Puerto Rico Sun Oil Company Retirement Plan

 

2.                                      Prior Plans

 

Novamont Hourly Pension Plan (now sponsored by Braskem as part of the sale of the chemicals business)

 

Retirement Plan for Employees for Dominion Coal Corporation (sponsored by SunCoke Energy)

 

AcelorMittal USA Defined Benefit Pension Plan (sponsored by ArcelorMittal; union employees of Indiana Harbor Coke Company, L.P. participate in this multiple employer plan; Indiana Harbor Coke Company was spun off from Sunoco, Inc. as part of the SunCoke Energy spinoff)

 

Steelworkers Pension Trust (sponsored by the USW; union employees of Indiana Harbor Coke Company, L.P. participate in this multiemployer plan; Indiana Harbor Coke Company was spun off from Sunoco, Inc. as part of the SunCoke Energy spinoff)

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

116

 

Schedule 4.11(d)

 

Plans that Provide Post-Employment Health and Welfare Benefits

 

1.                                      Current Plans

 

Sunoco, Inc. Retiree Medical Program

 

Sunoco, Inc. Special Executive Severance Plan

 

Sunoco, Inc. Executive Involuntary Severance Plan

 

Sunoco, Inc. Involuntary Termination Plan

 

Sunoco Partners LLC Special Executive Severance Plan

 

Sunoco Partners LLC Executive Involuntary Severance Plan

 

Sunoco Partners LLC Termination Plan

 

USW, Local 10-901, USW, Local 10-901 (SU) and USW, Local 10-901 (NE) Marcus Hook Refinery Workers Involuntary Termination Plan

 

2.                                      Prior Plans

 

Sunoco, Inc. National Medical Program (the Sunoco, Inc. Retiree Medical Program was spun off from this plan effective January 1, 2011)

 

Eagle Point Involuntary Termination Plan (Special Medical Benefits, as described below)

 

Sun Oil Operating Employees Independent Union of Cleveland Involuntary Termination Plan (Special Medical Benefits, as described below)

 

3.                                      Description of Benefit

 

The Company provides both subsidized and unsubsidized retiree medical benefits to eligible retirees (and their dependents) under its Retiree Medical Program.  Retirees of the Mascot Petroleum Company division of Sunoco (R&M) are not eligible to participate in the Retiree Medical Program.

 

i.                  Pre-July 2, 2010 Retirees

 

Subsidized retiree medical benefits are available to retirees who terminated employment with the Company (or an affiliate that has adopted the Retiree Medical Program) prior to July 2, 2010, but on or after attaining age 55, provided that the retiree was eligible for an early or normal retirement benefit under the terms of a tax-qualified defined benefit pension plan sponsored by the Company (or an adopting affiliate) at the time of termination of employment.  Subsidized benefits may continue, generally speaking, until death (subject to funding in the VEBA trust, described below).  However, the Company reserves its right to amend or terminate the Retiree Medical Program at any time.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

117

 

ii.               Post-July 1, 2010 Retirees

 

For those who retire on or after July 2, 2010, in addition to the foregoing requirements, a retiree is eligible for subsidized benefits if the retiree, on June 30, 2010, was at least age 50, was employed by the Company (or an adopting affiliate), and had completed at least 10 years of service with the Company (and its adopting affiliates).  Subsidized benefits may continue, generally speaking, until Medicare eligibility (subject to funding in the VEBA trust, described below).  The Company reserves its right to amend or terminate the Retiree Medical Program at any time.

 

iii.            Equistar Chemicals Retirees

 

Former employees of Equistar Chemicals, L.P. who became Company employees due to the Company’s purchase of certain assets of Equistar’s Baypoint Polymers Complex on March 31, 2003 are eligible for subsidized benefits if, in addition to meeting the above requirements, the retiree either was (1) at least age 50 on his or her date of hire by the Company and has at least three years of service with the Company on and after April 1, 2003, or (2) less than age 50 on his or her date of hire by the Company (or an adopting affiliate) and has at least 10 years of service with the Company on and after April 1, 2003.

 

iv.           Subsidy Amounts

 

The Company’s subsidy of retiree medical benefits is capped at $7,464.00 per year for retirees prior to Medicare eligibility, and $14,928 per year for a retiree and one or more dependents prior to Medicare eligibility.  For those who retired prior July 2, 2010, once a retiree or dependent is eligible for Medicare, the subsidy is capped at $2,064 per year ($4,128 for a retiree and one or more dependents who are Medicare eligible).

 

Effective February 29, 2012, the Company adopted the Sunoco, Inc. Retiree Medical and Life Insurance Trust (the “VEBA Trust”), the purpose of which is to fund the Company’s subsidy of post-retirement medical benefits.  The Company made a one-time contribution of $200 million to the VEBA Trust on or about March 15, 2012.  Once the assets of the VEBA Trust are exhausted, the Company’s subsidy of retiree medical benefits ends for all retirees and other participants (except for those receiving self-funded retiree health benefits pursuant to a March 14, 2005 settlement agreement with respect to the Company’s Neville Island facility).

 

v.              Unsubsidized Benefits

 

If a retiree does not meet the eligibility rules for subsidized benefits, the retiree is eligible to enroll in unsubsidized benefits (for which the retiree pays the entire cost) if he or she retires from the Company (or an adopting affiliate) on or after attaining age 55 with at least five years of service with the Company.

 

vi.           Special Medical Benefits and Continued Coverage During Severance Period

 

Pursuant to the severance/termination plans listed above (other than the Marcus Hook Refinery Workers Involuntary Termination Plan), employees who have a qualifying termination and who were employed by the Company on January 1, 2008, were age 50 or older on January 1, 2008, and have at least 10 years of service at termination of employment, are eligible for subsidized retiree medical (but not dental) benefits as if they had retired under the Retiree Medical Program (subject to the funded status of the VEBA Trust described above).  Employees who were age 50 or older at termination of employment but who do not otherwise qualify for subsidized retiree medical benefits are eligible for unsubsidized benefits

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

118

 

(for which the former employee pays the entire cost).  Otherwise, employees who terminate employment under the severance/termination plans and the Marcus Hook Refinery Workers Involuntary Termination Plan are eligible for continued medical coverage during their severance period, and pay the same rates as active employees during that period.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

119

 

Schedule 4.11(f)

 

Company Benefit Plan Matters

 

SunCAP Audit — SunCAP is subject to a routine audit by the Department of Labor (DOL).  Sunoco received notice of the audit in January 2012, and a copy of this notice has been provided to the Buyer. Sunoco has provided all documentation requested by the DOL.  After providing the requested information, Sunoco has not been contacted by the DOL regarding any issues or concerns.

 

Pension Matter — Sunoco is aware of a possible claim against the Sunoco, Inc. Retirement Plan.  An alternate payee (AP) of a former employee claims that she was unaware of a “penalty” for taking her benefit prior to age 65, which was due to her under a QDRO.  AP’s divorce attorney submitted a request to Sunoco for information, to which Sunoco responded.  The attorney sent a second letter asking for Sunoco to calculate the “penalty,” to which outside counsel responded.  AP’s attorney responded by stating that there may be a breach of fiduciary duty.  Sunoco will respond to the AP’s attorney that Sunoco has answered everything there is to answer and that Michel’s next step is to file a formal claim by following the claims process.

 

Sunoco, Inc. Leadership Recognition Plan -  A former employee has requested a prorated portion of her 2008 award under the Sunoco, Inc. Leadership Recognition Plan (a bonus plan).  The Plan was amended in 2007 to remove the proration of awards for employees who retire in the middle of a vesting period.  Employee retired in December 2010; her 2008 award would have vested at the end of 2011.  Employee received an erroneous summary of the Plan that included the pre-2007 terms of the Plan on prorations and retirement.  Sunoco received a letter from Employee’s attorney on June 7, 2012.  Outside counsel contacted the attorney on June 25, 2012 and is hoping to resolve the matter with the payment of the prorated award subject to the execution of a settlement agreement that includes a release of claims.

 

Colella, Joseph v. Sunoco, Inc., et al., AAA Case No. 14-160-0071510 (ERA Arbitration).  On or about May 5, 2010, Complainant, a former vice-president of product trading, sales and supply,  submitted to arbitration under the Sunoco ERA program claims of 1) defamation/libel, 2) invasion of privacy/false light, 3) denial of benefits under ERISA Section 502(a)(1)(B) for severance benefits under the Sunoco, Inc. Executive Severance Plan (“Plan”), 4) breach of fiduciary duty under ERISA Section 502(a)(3) and 5) intentional interference with benefits under Section 510 of ERISA.  Arbitrator Bernard D. Beitch issued an award on April 27, 2012 awarding Complainant severance benefits under the Plan but denied his claims for defamation/libel and invasion of privacy/false light.  On June 28, 2012, Arbitrator Beitch issued a final award which awarded Complainant attorneys’ fees for his ERISA claims.

 

Hepworth, Derek A. v. Sunoco, Inc., et al., AAA Case No. 14-160-01081 (ERA Arbitration).  On or about July 6, 2010, Complainant, a former vice-president of crude and raw materials trading and supply,  submitted to arbitration under the Sunoco ERA program claims of 1) defamation/libel, 2) invasion of privacy/false light, 3) denial of benefits under ERISA Section 502(a)(1)(B) for severance benefits under the Sunoco, Inc. Executive Severance Plan, 4) breach of fiduciary duty under ERISA Section 502(a)(3) and 5) intentional interference with benefits under Section 510 of ERISA.  On February 7, 2012, Arbitrator Judith Meyer issued a Partial

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

120

 

Final Award finding in Hepworth’s favor on the ERISA Section 510 claim, awarding him severance benefits and in Sunoco’s favor on all other claims.  On May 24, 2012, Arbitrator Meyer issued a final award which addressed the specific severance benefits awarded to Complainant and awarded him attorneys’ fees for his ERISA claim.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

121

 

Schedule 4.11(g)

 

Multiemployer Plans

 

AcelorMittal USA Defined Benefit Pension Plan (sponsored by ArcelorMittal; union employees of Indiana Harbor Coke Company, L.P. participate in this multiple employer plan; Indiana Harbor Coke Company was spun off from Sunoco, Inc. as part of the SunCoke Energy spinoff)

 

Steelworkers Pension Trust (sponsored by the USW; union employees of Indiana Harbor Coke Company, L.P. participate in this multiemployer plan; Indiana Harbor Coke Company was spun off from Sunoco, Inc. as part of the SunCoke Energy spinoff)

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

122

 

Schedule 4.12(a)

 

Employee Matters: Collective Bargaining Agreements

 

1.              CBA Between Sunoco, Inc. (R&M) and the Union for the Hourly Unit, the term of which is March 1, 2009 through March 1, 2012:

 

With regard to Refinery Employees, there is one represented bargaining unit.  The Union is the representative for all hourly maintenance, operations, laboratory, emergency response technicians and materials management employees at the Refinery (excluding the Darby Creek Tank Farm and the Hog Island Wharf and all facilities and distribution employees, pipeline employees, secretaries, clericals, material coordinators, watchmen, guards and supervisors) (“Hourly Unit”).  Sunoco, Inc. (R&M) and the Union entered into a CBA for this Hourly Unit that became effective March 1, 2009 and remained in effect until March 1, 2012.  By letter dated December 1, 2011, Sunoco, Inc. (R&M) provided notice to the Union of its intent to idle the main processing units at the Philadelphia, reduce the workforce through layoffs and terminate this CBA upon its expiration on March 1, 2012. There has been no extension of this most recent CBA, but pursuant to applicable Labor Laws the Sunoco, Inc. (R&M) has continued to maintain the same terms and conditions of employment that existed under this CBA. In addition, Sunoco, Inc. (R&M) has entered into various agreements with the Union, including agreements to resolve grievances and arbitrations and a Memorandum of Agreement Regarding Wage and Hour Practices which is referenced in Schedule 4.12(b) below under the Ripley matter.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

123

 

Schedule 4.12(b)

 

Employee Matters: Claims/Proceedings

 

Open workers’ compensation claims at the Philadelphia Refinery:

 

1.              Employee A — Date of Loss June 17, 2001.  Employee fell on wooden hatch cover tearing left shoulder (superior labrum).  Employee has had numerous surgeries. SUN responsible for 500 weeks of partial disability benefits and related medical treatment.

 

2.              Employee B — Date of Loss December 22, 2011.  Employee had foreign body enter left eye.  Continues to work full duty.  SUN responsible for costs of medical treatment to left eye.

 

3.              Employee C — Date of Loss November 10, 2010.  Employee was working on gasket replacement when a fire started.  Employee sustained 2nd and 3rd degree burns to 25% of upper body.  SUN continues to be responsible for disability benefits and related medical treatment.  In a separate action, employee has also filed an employer liability suit against the company.

 

4.              Employee D — Date of Loss February 3, 2009.  Employee sustained 1st and 2nd degree burns to his face and leg.  Employee returned to control board operator job May 1, 2009.  SUN responsible for any disfigurement benefits found due, as well, any related medical treatment.

 

5.              Employee E — Date of Loss January 19, 2012.  Employee burned left forearm on steam tracing.  No lost time.  SUN responsible for related medical treatment.

 

6.              Employee F — Date of Loss March 14, 2010.  Employee while running hose across pipes slipped off a pipe and sustained left shoulder contusion as well as a right knee bone contusion.  December 3, 2010 employee underwent knee surgery; returned to work March 27, 2011.  February 8, 2012 employee underwent full right knee replacement.  Sunoco has not voluntarily paid for medical treatment.  Employee remains out of work. SUN’s liability is unknown at this time.

 

7.              Employee G — Date of Loss September 14, 1996.  Employee jumped from scaffold approximately 8-10 feet from the ground, in doing so, twisted left arm.  Employee underwent several arm surgeries.  Employee was placed on permanent work restrictions.  Retired 4/1/2009.  SUN remains responsible for related medical treatment.

 

8.              Employee H — Date of Loss October 2010.  Employee filed a claim petition seeking hearing loss benefits.  October 7, 2011, hearing loss claim was denied.  Decision has been appealed by employee.  If decision is reversed SUN would owe for hearing loss benefits.

 

9.              Employee I — Date of Loss September 7, 2000.  Employee suffered second and third degree burns over 44% of body, including face, back of arms and legs, and back.  Employee remains out of work.  SUN responsible for disability benefits and related medical treatment.

 

10.       Employee J — Date of Loss February 4, 2011.  Employee stepped and fell on black ice, suffered contusion to right knee, left wrist/hand and cervical/lumbar strains.  Employee returned to full duty work 10/26/2011.  Orthopedic physician discharged employee from care January 9, 2012.  SUN responsible for any related medical treatment.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

124

 

11.       Employee K — Date of Loss July 17, 2000.  Employee suffered left knee injury from repetitive climbing of stairs at work.  Employee secured part-time work elsewhere.  SUN responsible for any related medical treatment.

 

12.       Employee L — Date of Loss February 12, 2006.  Employee carrying glass tubes, when left foot slipped; resulted in a lower back injury.  Employee has been disabled since August 16, 2007 and underwent surgery (May 21, 2008).  SUN remains responsible for disability benefits and related medical treatment.

 

13.       Employee M — Date of Loss October 31, 1996.  Employee pulling on a valve wheel sustained a right shoulder injury.  Benefits awarded for the shoulder injury as well as a cervical herniation.  SUN remains responsible for indemnity benefits and related medical treatment.

 

14.       Employee N — Date of Loss May 26, 2010.  Employee strained right shoulder removing a filter from a vessel.  Employee worked modified duty from June 30, 2010 until August 10, 2010 when employee returned to full duty work. SUN responsible for cost of litigation to close out claim.

 

15.       OCIP — CONTRACTOR EMPLOYEE WORKERS’ COMPENSATION CLAIM

 

1.              Employee O — Date of Loss June 22, 1998.  Contract employee struck head on boiler and sustained cervical injury.

 

2.              Other pending or threatened claims by current or past employees engaged in the Business

 

Other pending or threatened Claims/Proceedings relating to matters of compliance with Labor Laws:

 

1.              Ripley, Matthew, et al. v. Sunoco, Inc., et al., 10-CV-01194 (E.D. Pa. 2010).  On February 24, 2010, Plaintiffs filed a lawsuit seeking class action status for all current and former hourly operations and maintenance employees employed at the Philadelphia Refinery at any time during the period from February 24, 2007 to the present.  The complaint alleged that overtime compensation under the Pennsylvania Minimum Wage Act was owed to Plaintiffs because Sunoco had not properly compensated them for time spent on clearing security, donning and doffing personal protective equipment, obtaining and/or storing work tools, traveling to and from assigned work sites, preparing and cleaning work equipment, engaging in shift change briefings, and being on-call.  On September 30, 2010, the parties entered into a stipulation which dismissed any and all claims raised by Plaintiffs with regard to the maintenance employees.  The parties reached a class settlement which was approved by the Court on June 26, 2012.  The settlement includes a Memorandum of Agreement Regarding Wage and Hour Practices agreed to by the Sunoco and the Union which provides for a new work schedule for operations and lab employees.  The Memorandum of Agreement Regarding Wage and Hour Practices has been provided to NewCo.

 

2.              Kenneth Hall, et al. v. Sunoco, Inc. , et al., 10-CV-7279 (E.D. Pa. 2010).  Plaintiffs, who were laborers employed by a subcontractor that was performing work on a capital project at the Refinery,  allege that they were subjected to racial discrimination, harassment, retaliation and hostile work environment in violation of Title VII, Title 42 U.S.C. section 1981 and the Pennsylvania Human Relations Act, while working on the project.  Sunoco filed cross-claims against defendants, Advanced Specialty Contractors and Riggs Distler & Company alleging breach of contract, indemnification and contribution claims.  Plaintiffs and Sunoco have settled this matter and case was dismissed with prejudice as to Sunoco on June 12, 2012.  Sunoco and

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

125

 

defendants, Advanced Specialty Contractors and Riggs Distler & Company, are in discussions in resolving Sunoco’s cross-claims against these defendants.

 

3.              Cedric Hall, et al. v. Sunoco, Inc. et al., 11-CV-01877 (E.D. Pa. 2011).  Plaintiffs, who were laborers employed by a subcontractor that was performing work on a capital project at the Refinery, allege that they were subjected to racial discrimination, harassment and hostile work environment in violation of Title 42 U.S.C. section 1981, while working on the project.  Sunoco filed cross-claims against defendants, Advanced Specialty Contractors and Riggs Distler & Company alleging breach of contract, indemnification and contribution claims.  Plaintiffs and Sunoco have settled this matter and case was dismissed with prejudice as to Sunoco on June 12, 2012.  Sunoco and defendants, Advanced Specialty Contractors and Riggs Distler & Company, are in discussions in resolving Sunoco’s cross-claims against these defendants.

 

4.              On or about February 7, 2007, an African American employee at the Sunoco’s Marcus Hook Refinery filed a charge with the Equal Employment Opportunity Commission (“EEOC”) alleging race, color, and age discrimination and retaliation.  The charge included allegations that SUN “uses a test which eliminates qualified African American applicants.”  On or about April 17, 2008, the EEOC issued a Notice of Right to Sue and informed Sunoco that while it was discontinuing its processing of the Charging Party’s allegations of individual harm, the EEOC was continuing to “process the charge insofar as it relates to tests utilized at Sunoco refineries”, including Sunoco’s Philadelphia Refinery.  On or about June 6, 2008, the EEOC issued a subpoena, No. PA-08-11, requesting information regarding any tests utilized in Sunoco’s hiring process for all positions at its refineries, including at its Philadelphia Refinery.  On February 25, 2009, Sunoco submitted a response providing the information requested by the EEOC subpoena.  After providing this response, Sunoco has not been contacted by the EEOC.

 

5.              On or about October 27, 2008, a male employee at the Refinery filed a charge with the Pennsylvania Human Relations Commission (“PHRC”) alleging sexual harassment, gender discrimination and retaliation. The charge included allegations that Sunoco terminated the Charging Party for complaining of the sexual harassment.  Sunoco responded to the charge on January 30, 2009.  The Charging Party had been terminated by Sunoco on April 11, 2008 for policy violations and making threats of physical violence.  The Union filed a grievance stating the termination was without just cause.  After an arbitration hearing on May 13, 2009, the arbitrator issued an award on March 19, 2010 in favor of Sunoco which was provided to the PHRC.  On or about September 10, 2010, the PHRC requested additional data; this data was submitted on November 16, 2010.  After providing the additional data, Sunoco has not been contacted by the PHRC.

 

6.              On or about January 30, 2011, an African American employee at the Refinery filed a complaint of race discrimination with the PHRC.  The complaint of discrimination alleges that on December 7, 2010, as a result of Sunoco’s reorganizing and restructuring, this employee was demoted to a lesser position.  Complainant alleged that although his pay and pay grade remained the same, his opportunities for future pay increases and promotion to a higher pay grade were diminished.  A position statement responding to the allegations was forwarded by Sunoco to PHRC on March 29, 2011 and a fact-finding conference was held April 18, 2011.  Sunoco is currently awaiting a decision from PHRC.

 

7.              On or about March 24, 2011, an African American employee at the Refinery duly filed a charge with PHRC and the EEOC alleging that he was discharged on September 13, 2010 because of his race.  Sunoco’s response was filed with the PHRC on May 19, 2011.  Sunoco has responded to PHRC’s additional requests for information and/or documentation dated December 8, 2011 and

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

126

 

January 20, 2012.  After providing the response to the January request for information, Sunoco has not been contacted by the PHRC.

 

8.              On or about April 29, 2011, an African American employee at the Refinery filed a complaint of discrimination with the PHRC.  The complaint alleged race discrimination and retaliation on the basis of his performance review rating and corresponding failure to receive a merit increase for performance year 2010.  In the complaint, Complainant alleges he received a below average performance rating and no merit increase because he filed a 2008 internal complaint regarding a decision not to promote him and also due to management’s knowledge of a PHRC Complaint he filed concerning his alleged demotion in 2010.  A position statement responding to the allegations was forwarded by Sunoco to PHRC on July 7, 2011.  Sunoco is currently awaiting a decision from PHRC.

 

9.              OSHA Inspection — 137 Unit T-1 Tower:  OSHA has opened an inspection of the May 9, 2012 fire at the 137 Unit T-1 tower based on a “media referral.”

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

127

 

Schedule 4.12(c)

 

Grievances

 

1.              Grievance Number :12-01-003 -7th Consecutive Day-Double Time.  Union asserts violation of Article XXVI of CBA and that employee is owed double time for 7th consecutive day worked. Matter is at Step II of grievance process.

 

2.              Grievance Number: 12-01-004 - Hourly Maintenance Planner Job Cancellation-Rate of Pay. Union claims that there is a violation of Article XXVII, paragraph A of the CBA, in that employees reassigned to new job should be paid at their planner rate.  Matter is at Step I of the of the grievance process.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

128

 

Schedule 4.12(d)

 

Labor Matters: WARN Act

 

WARN Act Notices-Idling of the Main Processing Units at the Marcus Hook Refinery.  As a result of Sunoco’s decision in 2011 to idle its main processing units at the Marcus Hook Refinery, certain employees, including certain employees in its Supply organization, were terminated from employment with Sunoco, Inc. (R&M).  Sunoco, Inc. (R&M)  provided formal notices pursuant to the Worker Adjustment and Retraining Notification Act (WARN) on or about December 9, 2011 in the event that the idling at the refinery was considered a “plant closing” or “mass layoff” as those terms are defined under WARN.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

129

 

Schedule 4.12(e)

 

Labor Matters: Employment/Retention/Severance Agreements

 

1.              Certain Refinery Employees have signed employment agreements and confidentiality agreements and waivers of patent rights, copies of the forms of which have been provided to NewCo.

 

2.              Non-represented Refinery Employees of Sunoco or its Affiliates are covered under the terms of Sunoco’s Employee Resolution in Action Program, a copy of which has been provided to NewCo.

 

3.              Certain Refinery Employees are covered under the Stay Incentive for Refining Employees and the Special Severance Bonus for PSG and Supply Employees Programs listed in Schedule 4.11(a)

 

4.              Sunoco has retention agreements with following exempt, salaried Refinery Employees for the payment of a retention bonus:

 

	
Name
    	
 
    	
Job Title
    	
 
    	
Total Bonus
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Campbell, Dawn
    	
 
    	
Plng Econ Spec
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Carney,William D
    	
 
    	
Reliab, Inspec & Corros Consul
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Cassidy,Matthew   Russell
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Chen, Jane
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Cona, Blaise
    	
 
    	
Mgr, General Accounting
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Criswell,Philip   W.
    	
 
    	
E&I Supt - NERC
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Cunningham,Timothy   K
    	
 
    	
Sr Proc Engr I
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Darrow,Wayne L
    	
 
    	
Area Process Manager
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Demes,James G
    	
 
    	
Maintenance Manager
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Deni, Ed
    	
 
    	
Area Process Manager
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Galante,Bradley   M
    	
 
    	
Supt Maint (Refinery)
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Gaynor, George
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Hall, Duane
    	
 
    	
Mgr Quality Assurance
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Hendrickson   Jr,Wesley L
    	
 
    	
Supt Maint (Refinery)
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Higgins, Joanne
    	
 
    	
Sr Payroll Analyst
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Hogarth, John
    	
 
    	
Scheduling Specialist
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Hornig, Timothy
    	
 
    	
Area Process Manager
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Johnson III,Arde   H
    	
 
    	
Lead Engr - Project
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Keeler, James
    	
 
    	
General Manager
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Kelly, Patrick
    	
 
    	
Sr Maintenance Supr
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Lawrence, Jeffrey
    	
 
    	
Process Control Engineer
    	
 
    	
[**]
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

130

 

	
Murphy, Michael
    	
 
    	
Sr Proj Engr
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Myers, Pat
    	
 
    	
Proc Engr Spec
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Przeworski,   Kenneth
    	
 
    	
Area Process Manager
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Quirk, Patrick
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Rendall, Shaun
    	
 
    	
Sr Proc Engr I
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sadlowski, John
    	
 
    	
Sr Trader
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Schaefer, Loren
    	
 
    	
Scheduling Specialist
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Skramstad, Arvin
    	
 
    	
Area Supt
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sriranganathan,Amara
    	
 
    	
Sr Process Engr
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Szarko, Vincent
    	
 
    	
Sr Proj Engr
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Tarum,BethAnne   H.
    	
 
    	
Proc Engr Spec
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Wilson,John T
    	
 
    	
Maintenance Manager
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Winter,Christopher   J
    	
 
    	
Sr Systems Bus Analyst
    	
 
    	
[**]
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Zhou, Jianhong   (Brad)
    	
 
    	
Ref FP&A Specialist
    	
 
    	
[**]
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

131

 

Schedule 4.13(a)

 

Intellectual Property

 

1.              Please see the patents below:

 

	
Docket Number
    	
 
    	
Country
    	
 
    	
Sunoco
   Business Unit
    	
 
    	
Invention Still
   in Use?
    	
 
    	
Patent Number
    	
 
    	
Grant Date
    	
 
    	
Status
    	
 
    	
Title
    
	
097637-0785
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
Yes
    	
 
    	
6047591
    	
 
    	
4/11/2000
    	
 
    	
Granted
    	
 
    	
CORROSION RING GAUGE AND METHOD
    
	
097637-0793
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5780383
    	
 
    	
7/14/1998
    	
 
    	
Granted
    	
 
    	
SOLID SUPERACID CAYALYST COMPRISING GROUP VII METAL   AND HAVING HO LESS THAN -18
    
	
097637-0805
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5648590
    	
 
    	
7/15/1997
    	
 
    	
Granted
    	
 
    	
LIQUID PHASE ISOMERIZATION OF ALKANES
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

132

 

	
Docket Number
    	
 
    	
Country
    	
 
    	
Sunoco
   Business Unit
    	
 
    	
Invention Still
   in Use?
    	
 
    	
Patent Number
    	
 
    	
Grant Date
    	
 
    	
Status
    	
 
    	
Title
    
	
097637-0814
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5321197
    	
 
    	
6/14/1994
    	
 
    	
Granted
    	
 
    	
Processes Using Solid-Acid Catalyst Composition
    
	
097637-0816
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5310868
    	
 
    	
5/10/1994
    	
 
    	
Granted
    	
 
    	
Processes Using Solid-Acid Catalyst Compositions
    
	
097637-0817
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5493067
    	
 
    	
2/20/1996
    	
 
    	
Granted
    	
 
    	
SOLID SUPERACID ALKYLATION CATALYST COMPOSITIONS AND   ALKYLATION METHOD USING THE SAME
    
	
097637-0818
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5491278
    	
 
    	
2/13/1996
    	
 
    	
Granted
    	
 
    	
ALKYLATION PROCESS USING SOLID SUPERACID CATALYST   LIQUID PHASE
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

133

 

	
Docket Number
    	
 
    	
Country
    	
 
    	
Sunoco
   Business Unit
    	
 
    	
Invention Still
   in Use?
    	
 
    	
Patent Number
    	
 
    	
Grant Date
    	
 
    	
Status
    	
 
    	
Title
    
	
097637-0819
    	
 
    	
Belgium
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
EP0666109
    	
 
    	
5/17/2000
    	
 
    	
Granted
    	
 
    	
Solid Superacid Catalysts Comprising Platinum Metal   and Hydrocarbon Conversion Processes Using Same
    
	
097637-0820
    	
 
    	
Canada
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
2140700
    	
 
    	
9/27/2005
    	
 
    	
Granted
    	
 
    	
SOLID SUPERACID CATALYSTS COMPRISING PLATINUM METAL   AND HYDROCARBON CONVERSION PROCESSES USING SAME
    
	
097637-0821
    	
 
    	
Germany
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
69516917.3
    	
 
    	
5/17/2000
    	
 
    	
Granted
    	
 
    	
Solid Superacid Catalysts Comprising Platinum Metal   and Hydrocarbon Conversion Processes Using Same
    
	
097637-0822
    	
 
    	
EPO
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
0666109
    	
 
    	
5/17/2000
    	
 
    	
Granted
    	
 
    	
Solid Superacid Catalysts Comprising Platinum Metal   and Hydrocarbon Conversion Processes Using Same
    
	
097637-0823
    	
 
    	
France
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
EP0666109
    	
 
    	
5/17/2000
    	
 
    	
Granted
    	
 
    	
Solid Superacid Catalysts Comprising Platinum Metal   and Hydrocarbon Conversion Processes Using Same
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

134

 

	
Docket Number
    	
 
    	
Country
    	
 
    	
Sunoco
   Business Unit
    	
 
    	
Invention Still
   in Use?
    	
 
    	
Patent Number
    	
 
    	
Grant Date
    	
 
    	
Status
    	
 
    	
Title
    
	
097637-0824
    	
 
    	
United Kingdom
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
EP0666109
    	
 
    	
5/17/2000
    	
 
    	
Granted
    	
 
    	
Solid Superacid Catalysts Comprising Platinum Metal   and Hydrocarbon Conversion Processes Using Same
    
	
097637-0825
    	
 
    	
Italy
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
EP0666109
    	
 
    	
5/17/2000
    	
 
    	
Granted
    	
 
    	
Solid Superacid Catalysts Comprising Platinum Metal   and Hydrocarbon Conversion Processes Using Same
    
	
097637-0826
    	
 
    	
Japan
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
3846914
    	
 
    	
9/1/2006
    	
 
    	
Granted
    	
 
    	
SOLID SUPERACID CATALYSTS COMPRISING PLATINUM METAL   AND HYDROCARBON CONVERSION PROCESSES USING SAME
    
	
097637-0827
    	
 
    	
Netherlands
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
NL-EP0666109
    	
 
    	
5/17/2000
    	
 
    	
Granted
    	
 
    	
Solid Superacid Catalysts Comprising Platinum Metal   and Hydrocarbon Conversion Processes Using Same
    
	
097637-0828
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5629257
    	
 
    	
5/13/1997
    	
 
    	
Granted
    	
 
    	
SOLID SUPERACID CATALYSTS COMPRISING PLATINUM METAL
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

135

 

	
Docket Number
    	
 
    	
Country
    	
 
    	
Sunoco
   Business Unit
    	
 
    	
Invention Still
   in Use?
    	
 
    	
Patent Number
    	
 
    	
Grant Date
    	
 
    	
Status
    	
 
    	
Title
    
	
097637-0829
    	
 
    	
United States of America
    	
 
    	
R&M
    	
 
    	
NO
    	
 
    	
5516964
    	
 
    	
5/14/1996
    	
 
    	
Granted
    	
 
    	
HYDROCARBON ISOMERIZATION USING SOLID SUPERACID   CATALYSTS COMPRISING PLATINUM METAL
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

136

 

2.              Please see the trademarks below:

 

	
Trademark/SN/RN
    	
 
    	
Status/Key Dates
    	
 
    	
Full Goods/Services
    	
 
    	
Owner
    
	
SUNOCO

SN:85-428588
    	
 
    	
Int’l Class: 40

First Use:

December 31, 1999

Filed:

September 21, 2011
    	
 
    	
(Int’l Class: 40) Fuel   and oil refinery services; refinement of fuel materials; and blending of   crude oil and synthetic oils
    	
 
    	
Sunmarks, LLC

(Delaware Limited   Liability Company)

 Suite 111

2401 Pennsylvania   Avenue

Wilmington, Delaware 19806
    
	
SUNOCO and Design 

 

 

 

SN:85-428610
    	
 
    	
Int’l Class: 40

First Use:

December 31, 1999

Filed:

September 21, 2011
    	
 
    	
(Int’l Class: 40) Fuel   and oil refinery services; refinement of fuel materials; and blending of   crude oil and synthetic oils
    	
 
    	
Sunmarks, LLC

(Delaware Limited   Liability Company)

Suite 111

2401 Pennsylvania   Avenue

Wilmington, Delaware   19806
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

137

 

Schedule 4.13(e)

 

Inbound Refinery License Agreements

 

Control Systems Licenses

 

	
 
    	
 
    	
License ID
    	
 
    	
Application Name
    	
 
    	
Application Description
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
1
    	
 
    	
CW36658
    	
 
    	
Cape Software
    	
 
    	
Operations Training Simulator System
    
	
2
    	
 
    	
SYS01-0008
    	
 
    	
WindRock
    	
 
    	
Vibration Monitoring
    
	
3
    	
 
    	
SL330305116142090
    	
 
    	
ABB OPC Server for DCI, v2.0
    	
 
    	
SRTF Blender Control System- Data Transfer into PI
    
	
4
    	
 
    	
SL283305116142090
    	
 
    	
ABB OPC Server for DCI, v2.0
    	
 
    	
SRTF Blender Control System- Data Transfer into PI
    
	
5
    	
 
    	
SL782130617131090
    	
 
    	
ABB ECC Mux vl.0
    	
 
    	
SRTF Blender Control System- Network Interface
    
	
6
    	
 
    	
SL299315116142090
    	
 
    	
ABB Harmony DCU vSR6.0
    	
 
    	
SRTF Blender Control System- Field Hardware
    
	
7
    	
 
    	
SLMM20012003223730
    	
 
    	
ABB Conductor NT/Server, vSR6.0
    	
 
    	
SRTF Blender Control System- Operator Station
    
	
8
    	
 
    	
SLMM20012003223828
    	
 
    	
ABB Conductor NT/Server, vSR6.0
    	
 
    	
SRTF Blender Control System- Operator Station
    
	
9
    	
 
    	
 
    	
 
    	
ABB Software (ABC)
    	
 
    	
SRTF Advanced Blend Control Software
    
	
10
    	
 
    	
SL892295116142090
    	
 
    	
ABB Composer Configurator ToolKit (CTK)
    	
 
    	
SRTF Configuration Tool
    

 

Control Systems Support Agreements

 

	
 
    	
 
    	
License ID
    	
 
    	
Application Name
    	
 
    	
Application Description
    
	
1
    	
 
    	
CW34824
    	
 
    	
ABB Field Services
    	
 
    	
SRTF Blender Control System Hardware
    
	
2
    	
 
    	
 
    	
 
    	
ABB Software (Sentinel)
    	
 
    	
SRTF Blender Control Application
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

138

 

	
3
    	
 
    	
 
    	
 
    	
ABB Software (Advanced Blend Control)
    	
 
    	
SRTF Advanced Blend Control
    
	
4
    	
 
    	
 
    	
 
    	
WindRock
    	
 
    	
Vibration Monitoring
    

 

Software Related Licenses

 

	
Application
   ID #
    	
 
    	
Application Name
    	
 
    	
Application Description
    	
 
    	
License
   Type
    	
 
    	
Software
   Maintenance
   ?
    	
 
    	
Complexity
   to
   Transfer
    	
 
    	
Disposition
    
	
R&S-837
    	
 
    	
Visual Mesa
    	
 
    	
Optimizes the   utilization of steam and other energy sources by modeling the refinery and   receiving actual energy used from PI 
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
High
    	
 
    	
Transfer
    
	
R&S-561
    	
 
    	
Autodesk Inventor   Object Enabler for AutoCAD
    	
 
    	
3D rendering plug-in   for AutoCAD
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-562
    	
 
    	
Autodesk MAP 3D
    	
 
    	
GIS mapping plug-in for   AutoCAD (for pipline integrity)
    	
 
    	
Concurrent
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-590
    	
 
    	
CopyFile Toolhound
    	
 
    	
Tool crib management   tool
    	
 
    	
Site
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-732
    	
 
    	
SHARC Model System
    	
 
    	
Fluidized Cat Cracker   model
    	
 
    	
Corporate
    	
 
    	
Yes
    	
 
    	
Medium
    	
 
    	
Transfer
    
	
R&S-530
    	
 
    	
Ametalk for 880
    	
 
    	
Annunciator panel   configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-531
    	
 
    	
Ametek 931/932   Configurator (MH)
    	
 
    	
Annunciator panel   configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-532
    	
 
    	
Ametek Annunciator   Config
    	
 
    	
Annunciation panel   configuration tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S 594
    	
 
    	
CTI Toolkit
    	
 
    	
Cooling Tower   optimization tool
    	
 
    	
Site
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-703
    	
 
    	
Petrocount
    	
 
    	
Gas dispenser   management system
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    
	
R&S-717
    	
 
    	
RecipWin
    	
 
    	
Compressor   Optimization tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

139

 

	
R&S-769
    	
 
    	
Windrock
    	
 
    	
Engine analysis   & performs all tool
    	
 
    	
Device
    	
 
    	
No
    	
 
    	
Low
    	
 
    	
Transfer
    

 

Additional Agreements

 

1.                                      HF Alkylation License Agreement by and between UOP LLC (as assignee of ConocoPhillips Company) and Sunoco, Inc. (R&M) dated February 15, 2006, as amended by Amendment to License Agreement - UOP HF Alkylation Process Unit dated November 17, 2008.

 

2.                                      SCANfining Process License and Engineering Agreement LMS0212.16a between ExxonMobil Research and Engineering Company and Sunoco, Inc. (R&M) dated December 9, 2002.

 

3.                                      UOP Merox Process License Agreement between Atlantic Refining & Marketing Corporation and UOP for LPG UOP Merox Process Unit dated January 1, 1990.

 

4.                                      UOP Merox Process License Agreement dated September 30,1985 between Atlantic Refining & Marketing Corp. and UOP Inc.

 

5.                                      Merox Process License Agreement between Sunoco, Inc. (R&M) and UOP LLC dated July 1, 1999.

 

6.                                      EM-5100R Catalyst Lease Agreement between ExxonMobil Catalyst Technologies LLC and Sunoco, Inc. dated February 7, 2012, as amended by First Amendment of EM-5100R Catalyst Lease Agreement between Exxon Mobil Catalyst Technologies LLC and Sunoco, Inc. (R&M) dated March 6, 2012 but made effective February 7, 2012.

 

7.                                      Cumene Catalyst and TRA Catalyst Lease Agreement between ExxonMobil Catalyst Technologies LLC (as assignee of ExxonMobil Oil Corporation f/k/a Mobil Oil Corporation) and Sun Company, Inc. (R&M) effective March 27,1998, as amended by 1st Amendment of Cumene Catalyst and TRA Catalyst Lease Agreement between Sunoco, Inc. (R&M) and ExxonMobil Catalyst Technologies LLC effective April 10, 2003.

 

8.                                      Technology License Agreement between Sun Company, Inc. (R&M) and Badger Licensing LLC (as assignee of Raytheon Engineers & Constructors, Inc.) dated December 23, 1997.

 

9.                                      1232 FCC License Agreement between Sunoco, Inc. (R&M) and Kellogg Brown & Root LLC (as successor in interest to Kellogg Brown & Root, Inc.) dated August 2, 2005, as amended by Amendment #1 to Girard Point FCC License Agreement dated March 28, 2007.

 

10.                               Contract with The M.W. Kellogg Company for Engineering, Procurement, Fabrication, Management and Construction – Technical Support Agreement – 868 FCCU Revamp Project, Contract Number 11780, between Sun Company, Inc. (R&M) and M.W. Kellogg Company effective May 3, 1996 but dated December 8, 1997.

 

11.                               Butamer Process License Agreement between Sun Company, Inc. (R&M) and UOP for Butamer Process Unit dated August 4, 1994.

 

12.                               Technical Services Agreement, Contract Number CW 34959, between Sunoco, Inc. (R&M) and Kellogg Brown & Root LLC dated July 1, 2010, as amended by the First Amendment to Technical Services Agreement dated June 28, 2012 (executed on July 11, 2012).

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

140

 

Schedule 4.13(f)

 

Certain Exclusions to Section 4.13(f)

 

1.              All Software (regardless of whether in-licensed or proprietary) set forth on Schedule 2.4(f) and all other Excluded Assets.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

141

 

Schedule 4.14(a)

 

Refinery Owned Real Property and Refinery Leased Real Property

 

1.               Schedule 1.1B is hereby incorporated by reference.

 

2.               See below:

 

Property Leased by SUN, as lessor, pursuant to the following lease agreements:

 

	
Lessee
    	
 
    	
Lessor
    	
 
    	
Description
    	
 
    	
AR
    	
 
    	
Comments
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Texas Eastern
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Metering/Regulating station
    	
 
    	
$25K/yr
    	
 
    	
yr to yr rental, CPI
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
CFS 2907
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
(l)ac land lease for parking
    	
 
    	
$4253.98/mo
    	
 
    	
5 yr lease exp 12/31/16
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Colonial P/L
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Metering/Regulating station
    	
 
    	
$21,910/yr
    	
 
    	
yr to yr, 5% annual inc
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Steen Outdoor Advertising
    	
 
    	
Sunoco, Inc. (R&M)
    	
 
    	
Two Billboards
    	
 
    	
$5,166/mo
    	
 
    	
25 yrs w/90 day cancellation notice
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
B&O RR
    	
 
    	
The Atlantic Refining Company
    	
 
    	
Elevation of tracks in North Yard
    	
 
    	
N/C
    	
 
    	
 
    

 

Property Leased by SUN, as lessee, pursuant to the following lease agreements:

 

	
Lessor
    	
 
    	
Lessee
    	
 
    	
Description
    	
 
    	
AP
    	
 
    	
Comments
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
CSX #BOL29585
    	
 
    	
Atlantic Refining Company
    	
 
    	
16” p/1 crossing
    	
 
    	
$120/yr
    	
 
    	
License
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
CSX #BOL00074
    	
 
    	
Atlantic Refining Company
    	
 
    	
Elec. conduit under tracks
    	
 
    	
$100/yr
    	
 
    	
License
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
CSX #BOL00074
    	
 
    	
Atlantic Refining Company
    	
 
    	
Sewer line crossing
    	
 
    	
$100/yr
    	
 
    	
License
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
CSX #BOL00074
    	
 
    	
Atlantic Refining Company
    	
 
    	
Road p/1 tunnels
    	
 
    	
$100/yr
    	
 
    	
License
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
CSX #BOL00074
    	
 
    	
Atlantic Refining Company
    	
 
    	
Overhead elec crossing
    	
 
    	
$100/yr
    	
 
    	
License
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
CSX #BOL38841
    	
 
    	
Atlantic Refining Company
    	
 
    	
3” & 8” oil p/1 crossing
    	
 
    	
$225/yr
    	
 
    	
License
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
CSX #BOL49613
    	
 
    	
Atlantic Richfield Company
    	
 
    	
Misc. pole/anchor/guy lines
    	
 
    	
$25/yr
    	
 
    	
License
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
CSX #BOL43172
    	
 
    	
Atlantic Refining Company
    	
 
    	
6”, 14”, 12” p/1 crossing
    	
 
    	
$500/yr
    	
 
    	
License
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
CSX #BOL38842
    	
 
    	
Atlantic Refining Company
    	
 
    	
4 p/1 crossings
    	
 
    	
$400/yr
    	
 
    	
License
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

142

 

	
Lessor
    	
 
    	
Lessee
    	
 
    	
Description
    	
 
    	
AP
    	
 
    	
Comments
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
PGW
    	
 
    	
Atlantic Refining & Marketing Corporation
    	
 
    	
Fencing permit on Passyunk
    	
 
    	
N/C
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
PECO
    	
 
    	
Atlantic Refining Company
    	
 
    	
Various attachments to their poles
    	
 
    	
$47.25/yr
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

143

 

Schedule 4.14(c)

 

Sufficiency of Assets

 

1.              As is customary, Sunoco and the Contributing Subsidiaries have no Contracts with pipeline carriers with respect to common carrier pipelines because such common carrier lines are governed by FERC and the applicable FERC tariff which applies to all shippers on a line.  Accordingly, NewCo or the Intermediary will need to obtain prior to Closing new shipper status on such common carrier pipelines in accordance with such carrier’s rules and regulations, including credit support requirements.

 

2.              Schedule 8.13 is hereby incorporated by reference.

 

3.              Sunoco’s Refinery Business is currently conducted as part of its overall business under various federal and state motor fuel excise tax licenses.  These licenses will not be transferable to NewCo.  NewCo will be required to obtain new federal and state excise tax licenses prior to engaging in the distribution of motor fuels.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

144

 

Schedule 4.16

 

Affiliate Transactions

 

1.              Refinery Lease dated September 1, 1989 by and between Atlantic Refining & Marketing Corp. (as landlord) and Sunoco, Inc. (R&M) (f/k/a Sun Refining and Marketing Company), as amended December 1, 1992 and December 15, 2000.

 

2.              Pipeline Services Agreement dated January 12, 2004 by and between Sunoco, Inc. (R&M) and Sunoco Pipeline L.P. for the provision of certain pipeline services.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

145

 

Schedule 5.3

 

No Violation; Consents and Approvals

 

None.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

146

 

Schedule 7.1(a)(i)

 

Refinery Employees Located at Refinery(3)

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00167241
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Oper App Iii - 8 Hr Rt
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085592
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/21/1991
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169886
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085253
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085131
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/10/1993
    	
 
    	
Sr Project Engr Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085572
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/7/1972
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160480
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083374
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/1978
    	
 
    	
Fire & ER Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160481
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

(3)    Employee names to be provided.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

147

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00148149
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084975
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/2/1993
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084974
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085532
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/13/1971
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00098729
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/22/1999
    	
 
    	
Med Prac: Occ Nurse III
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160006
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/21/2006
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00144585
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/9/2004
    	
 
    	
Inspector Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155240
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/9/2006
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085861
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/27/1998
    	
 
    	
Head Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084928
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1972
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167244
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084858
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
Lab Tech VI
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153995
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

148

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00082062
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/7/1989
    	
 
    	
Mgr, Environ & OEMS (Phila)
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160645
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/18/2006
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155739
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/2006
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00166700
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/9/2007
    	
 
    	
Sr Proc Engr I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148150
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160484
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156023
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139559
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/1/1995
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085050
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/1988
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088707
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

149

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00129096
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084881
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1989
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169899
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160486
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082876
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Fire & ER Shift Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085562
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Sr Maint Shift Supv
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134588
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/7/2003
    	
 
    	
Welder Rate Protected
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085511
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1977
    	
 
    	
Emer.Resp.Tech-F/Q-8Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157126
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/13/2007
    	
 
    	
Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163930
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/10/2009
    	
 
    	
Lab Tech II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00095932
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/7/1999
    	
 
    	
Plng Econ Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085615
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

150

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00167255
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155239
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/9/2006
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169906
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00124704
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/8/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085514
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1989
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160646
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/18/2006
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00128498
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/30/2002
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085500
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1976
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167258
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085482
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085513
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/8/1991
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148151
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

151

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00083485
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/20/1999
    	
 
    	
Medical Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169876
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145467
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/7/2004
    	
 
    	
Mechanic Refinery (RP)/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00054372
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/26/1985
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00121948
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/2002
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085321
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083313
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1985
    	
 
    	
Sr Environ Consult
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109946
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081503
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/2/1991
    	
 
    	
Operations Mgr - Phila.
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083100
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1986
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156536
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/20/2006
    	
 
    	
Sr Proj Engr 1
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169895
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

152

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085497
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/22/1974
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084902
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/20/1970
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167263
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084827
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085076
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/2/1993
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160488
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085178
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/19/1980
    	
 
    	
Planner/Scheduler
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084861
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
OPS Planner
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164662
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Lab Tech VI
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134921
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/15/2003
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00158377
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/14/2007
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169879
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/17/2005
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

153

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085474
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/1/1976
    	
 
    	
Enrgy Cnsrvtn Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084863
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167277
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00113310
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/20/2005
    	
 
    	
Admin Asst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085553
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/28/1974
    	
 
    	
Sr Maint Shift Supv
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084927
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/28/1996
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085357
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1989
    	
 
    	
Lead Outside Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00171235
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/3/2008
    	
 
    	
Welder Rate Protected
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00138140
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085502
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/1993
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085392
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/10/1970
    	
 
    	
Welder Rate Protected
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085543
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/1975
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

154

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00084992
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/14/1989
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082883
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/13/1989
    	
 
    	
Sr Planner/Sched
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148275
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00124705
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/8/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085002
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/1980
    	
 
    	
Tech Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00140608
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/2004
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167297
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167298
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157134
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/17/2006
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083261
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/12/1987
    	
 
    	
Reliab, Inspec &   Corros Consul
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

155

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085594
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/13/1992
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145197
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/7/2004
    	
 
    	
Mech Inst(MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085319
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1977
    	
 
    	
Welder Rate Protected
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085026
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Oper Tr Ii - 8 Hr Rt
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00166075
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/11/2007
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084862
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/4/1973
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00086988
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Planning Coord
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109921
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Lead Outside Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00166486
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/25/2007
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00174728
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/15/2008
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139276
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/1/1994
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00121949
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/2002
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

156

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085117
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085372
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085333
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085597
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00129093
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/2003
    	
 
    	
Control Room Operator   II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00138141
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/14/2004
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084878
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/15/1988
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00138142
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00173968
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/28/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139320
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1985
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085004
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

157

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085247
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00154000
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Mechanic Refinery   (RP)/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085132
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Facility Shift Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155523
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/23/2006
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085049
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/24/1989
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085198
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Facility Shift Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085582
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/12/1973
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00131233
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/19/2003
    	
 
    	
Control Room Operator   II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084997
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/11/1983
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00174216
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088700
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139336
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1985
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

158

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00083298
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/29/1969
    	
 
    	
Service Delivery Site   Lead
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085713
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/9/1973
    	
 
    	
OPS Planner
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085295
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/15/1975
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085544
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/13/1992
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00127621
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/28/2002
    	
 
    	
Electrical/Instrum Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085208
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164640
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Lab Tech VI
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085141
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/21/1997
    	
 
    	
Sr Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085501
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/13/1992
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164663
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160489
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

159

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00154806
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/12/2005
    	
 
    	
Sr Process Engr   Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00136804
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/22/2003
    	
 
    	
Med Prac: Occ Nurse III
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085019
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00126626
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/23/2002
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081516
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/21/1990
    	
 
    	
Lab Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00183153
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/27/2010
    	
 
    	
Office Assistant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085126
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/28/1992
    	
 
    	
Sr Associate   Planner/Scheduler
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00095286
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/30/1999
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085577
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/2/1989
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139347
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/1/1986
    	
 
    	
Area Process Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

160

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085623
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/1989
    	
 
    	
Sr Systems Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00161250
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/2006
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109997
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085012
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00138143
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2003
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169880
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081522
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/22/1989
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163169
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/22/2007
    	
 
    	
Sr Chemical Spec I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00138139
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2003
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083315
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/16/1979
    	
 
    	
Maintenance Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00132633
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/9/2003
    	
 
    	
Administrative Asst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085133
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1986
    	
 
    	
Area Process Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

161

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00184837
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/31/2011
    	
 
    	
Proc Engr I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164479
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/2/2007
    	
 
    	
Sr Chemical Spec I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085136
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/14/1985
    	
 
    	
Refinery Fin Anal
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085003
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Storesperson
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00131234
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/19/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00166678
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/9/2007
    	
 
    	
Assoc Sr Process Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00161255
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/2006
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00125345
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/5/2002
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085461
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/1/1983
    	
 
    	
Mech Inst(MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148152
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085020
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/16/1989
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156534
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/20/2006
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

162

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085159
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00170244
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/10/2007
    	
 
    	
Construction Proj Mgr   III
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085634
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/1978
    	
 
    	
Sr Environ Engr Spec 1
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084998
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085188
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/26/1979
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085406
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/15/1974
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085644
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/1995
    	
 
    	
Process Engr Spec   Consultant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085017
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085065
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/11/1983
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085029
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085256
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1992
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

163

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00156026
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084925
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/8/1988
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163106
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/27/2008
    	
 
    	
Oper Tr Entry - 8 Hr Rt
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084855
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/1/1977
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085299
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/2/1994
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085030
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00161899
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/13/2006
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085054
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/4/1968
    	
 
    	
Storesperson
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085288
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/13/1992
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084841
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00149574
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/18/2005
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085163
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/8/1980
    	
 
    	
Fire & ER   Shift Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

164

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085650
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Operations Assistant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082658
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1995
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080646
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/10/1992
    	
 
    	
Lab Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00162361
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/11/2006
    	
 
    	
Plant Protection   Officer
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080210
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/6/1982
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084893
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/6/1970
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167299
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00142395
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/2004
    	
 
    	
Fire & ER   Shift Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00128340
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/2002
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163171
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/22/2007
    	
 
    	
Concept Squad Mech/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085027
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

165

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00084952
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/29/1992
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153722
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/17/2005
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00127806
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/4/2004
    	
 
    	
Sr Environ Engr Spec 1
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153727
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/17/2005
    	
 
    	
Control Room Operator   II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085518
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1976
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167194
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00129359
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/10/2003
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084931
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/2/1993
    	
 
    	
Lab Tech III
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082692
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/30/1994
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083235
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/2/1989
    	
 
    	
Mgr NER Procss Control
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00059210
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/22/1975
    	
 
    	
Enrgy Cnsrvtn Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

166

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085047
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/25/1968
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160530
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Lead Outside Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084892
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088704
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085150
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/5/1968
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00121152
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/4/2002
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085156
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/29/1980
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084866
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/2/1988
    	
 
    	
Planner/Scheduler
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134612
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/7/2003
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00122094
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083078
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1995
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085519
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/23/1998
    	
 
    	
Sr Planner/Sched
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

167

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00126628
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/23/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085653
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/30/1989
    	
 
    	
Supt Maint Field Serv
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084847
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/18/1968
    	
 
    	
Storesperson
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084831
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/8/1979
    	
 
    	
Control Room Operator   II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139373
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/1/1990
    	
 
    	
Sr Planner/Sched
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169897
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088701
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083355
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/13/1989
    	
 
    	
Facility Shift Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085307
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1992
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169888
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00151786
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/25/2005
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085036
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/29/1980
    	
 
    	
Oper Tr Ii - 8 Hr Rt
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

168

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085414
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00115756
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/13/2001
    	
 
    	
Inspector Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148271
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Control Room Operator   II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156027
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085308
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/16/1988
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00100159
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/13/2000
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082758
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/30/1979
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084825
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00135341
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2003
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085593
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1978
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085281
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

169

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00174729
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/15/2008
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164652
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139197
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/1/1989
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156028
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00087052
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/1991
    	
 
    	
HES Auditor IV
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084906
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/24/1972
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083295
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/22/1989
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00147220
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/13/2004
    	
 
    	
Supt Maint (Refinery)
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00175612
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2008
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00171236
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/3/2008
    	
 
    	
Mechanic Refinery   (RP)/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084996
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/14/1980
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

170

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00080215
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/24/1989
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080207
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/28/1994
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00144150
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/12/2004
    	
 
    	
Lead Proc Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145468
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/7/2004
    	
 
    	
Welder Rate Protected
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085197
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/16/1980
    	
 
    	
Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082866
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/18/1996
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169764
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/12/2007
    	
 
    	
HR Generalist/Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00158375
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/13/2007
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084967
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/28/1993
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088693
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00174332
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/18/2008
    	
 
    	
Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

171

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085402
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085173
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1972
    	
 
    	
Facility Shift Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085415
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Mech Inst(MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164660
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160492
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080303
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/1/1992
    	
 
    	
Process Engr Spec   Consultant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085014
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/8/1984
    	
 
    	
Sr Planner/Sched
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085314
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085585
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1992
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148156
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Control Room Operator   II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

172

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00164665
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084969
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084944
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/24/1990
    	
 
    	
Emer.Resp.Tech-F/Q-8Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084834
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/2/1993
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084929
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1994
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148196
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00141070
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/22/2004
    	
 
    	
Sr Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085510
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1976
    	
 
    	
Lead Outside Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00095532
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/29/1998
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085558
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085528
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/21/1969
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

173

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085600
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1976
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083069
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1995
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157087
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/17/2006
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00122095
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00168836
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/1/2007
    	
 
    	
Plant Protection   Officer
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153724
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/17/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084939
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153996
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085258
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/1/1976
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085043
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/14/1980
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

174

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00129094
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/2003
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085346
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1977
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00171456
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/3/2008
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084973
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/13/1993
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085679
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/16/1975
    	
 
    	
Turnaround Project Mgr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156029
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139437
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/14/2001
    	
 
    	
Sr Process Engr   Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00124706
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/8/2002
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085303
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/29/1974
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088694
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

175

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00124707
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/8/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084895
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/13/1993
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085080
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1994
    	
 
    	
Welder Rate Protected
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00154004
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00140612
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/2004
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139442
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/1/1991
    	
 
    	
Sr Maint Shift Supv
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085320
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085082
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/11/1983
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085061
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00131235
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/19/2003
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167321
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

176

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00167743
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/20/2007
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085362
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/22/1974
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00187069
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/21/2011
    	
 
    	
Entry-Instrument
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085363
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085485
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00129092
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/2003
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085539
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/1/1978
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163752
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/19/2007
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00126256
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/3/2002
    	
 
    	
Systems Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139447
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/4/2001
    	
 
    	
Supt Maint (Refinery)
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085304
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/10/1989
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085554
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/21/1991
    	
 
    	
Voc Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

177

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00088698
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085701
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/1/1978
    	
 
    	
Inspection   Superintendent
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085135
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/28/1980
    	
 
    	
Sr Process Engr   Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085298
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085074
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/13/1989
    	
 
    	
Welder Rate Protected
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085009
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/21/1987
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00154005
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00161254
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/2006
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084971
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167304
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00142716
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/1/1993
    	
 
    	
Refinery Fin Anal
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

178

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00155746
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/2006
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085445
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Back-Up Head Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139452
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/1/1994
    	
 
    	
Tech Mgr - Phila.
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00131232
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/19/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164961
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/16/2007
    	
 
    	
Sr Environ Engr Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085294
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/15/1989
    	
 
    	
Voc Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160497
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083306
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/14/1995
    	
 
    	
Area Process Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080191
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/25/1989
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085462
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

179

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00185430
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/18/2011
    	
 
    	
Plant Protection Officer
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085162
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/8/1976
    	
 
    	
Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085168
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/24/1992
    	
 
    	
Operations Assistant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139458
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/1/1989
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084913
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/25/1994
    	
 
    	
Tech Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139461
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/1/1987
    	
 
    	
Sr Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160498
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139273
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/19/2005
    	
 
    	
Lab Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00150514
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/31/2005
    	
 
    	
Assistant Inspector Equip Anal
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153992
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085534
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00126629
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/23/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

180

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00137598
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/20/2003
    	
 
    	
Sr Maint Shift Supv
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085475
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084976
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/8/1979
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167196
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085083
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/13/1993
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085400
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082652
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/29/1989
    	
 
    	
Inst Tech Lev IV
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084849
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1994
    	
 
    	
Concept Squad Mech(RP)/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082997
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/31/1985
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081940
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/7/1992
    	
 
    	
Medical Admin Asst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00152281
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/22/2005
    	
 
    	
Fire & ER Shift Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139472
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/5/2001
    	
 
    	
Lead Engr - Project
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

181

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00169889
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167302
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084859
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/11/1983
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084865
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/14/1974
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169717
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/12/2007
    	
 
    	
Emer.Resp.Tech-F/Q-8Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085057
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/10/1970
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00086350
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/16/1984
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00135342
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2003
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139486
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1993
    	
 
    	
Lab OEMS Doc/Rec   Coordinator
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084887
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/11/1983
    	
 
    	
Back-Up Head   Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164650
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

182

 

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00083199
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/12/1980
    	
 
    	
Sr Proc Engr I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085272
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00107763
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/15/2001
    	
 
    	
General Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085007
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/26/1979
    	
 
    	
Sr Systems Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163742
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/19/2007
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00150391
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/31/2005
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00166677
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/9/2007
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085152
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Sr Planner/Sched
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085581
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/19/1975
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085287
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1978
    	
 
    	
Sr Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085296
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1992
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082673
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1995
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

183

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085777
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1977
    	
 
    	
Inspector Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085187
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1978
    	
 
    	
Sr Process Engr   Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084884
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/29/1980
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080229
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/6/1982
    	
 
    	
Mechanic Refinery   (RP)/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083360
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/9/1989
    	
 
    	
Proj Engr Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148276
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00101504
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/15/2000
    	
 
    	
Sr Chemical Spec I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160499
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085064
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167306
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00165404
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/21/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084838
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/20/1976
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

184

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00129080
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/2003
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167307
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085774
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/29/1980
    	
 
    	
Facility Shift Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145164
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/23/2004
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085118
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1989
    	
 
    	
Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00174102
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109930
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082737
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/10/1981
    	
 
    	
Mechanic Ref (Mobile   Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085216
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Facility Shift Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00112623
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/4/2001
    	
 
    	
Chief Counsel
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084857
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/1/1989
    	
 
    	
Head Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145895
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/4/2004
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

185

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085069
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Mechanic Ref/HEO   (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157086
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/17/2006
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00179284
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/26/2009
    	
 
    	
Assoc Exec Secretary
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169890
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085018
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/26/1992
    	
 
    	
Tech Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00165683
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/2007
    	
 
    	
Sr Proc Engr I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00138145
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164302
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/19/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084959
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/21/1987
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083286
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/9/1990
    	
 
    	
Planning Coord
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139475
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/1/1994
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084856
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/1/1976
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

186

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085563
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00170674
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/21/2008
    	
 
    	
Sr Heal/Safety Spec I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085059
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/12/1981
    	
 
    	
Tech Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00173969
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/28/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085051
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/23/1968
    	
 
    	
Planner/Scheduler
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139483
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/1/1987
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153725
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/17/2005
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084910
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148202
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Lab Tech III
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084960
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/1988
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00142391
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/2004
    	
 
    	
Plant Protection Officer
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

187

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00171237
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/3/2008
    	
 
    	
Welder Rate Protected
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164644
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084985
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/16/1990
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167309
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00173335
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/23/2008
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164658
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167379
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Construction Proj Mgr IV
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084843
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/26/1996
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156031
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00187070
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/21/2011
    	
 
    	
Entry-Instrument
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084824
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169901
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

188

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00084991
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085536
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/24/1974
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084879
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160502
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156032
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085038
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/25/1974
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155749
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/2006
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167310
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167311
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134611
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/7/2003
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085249
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/21/1991
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

189

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00131236
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/19/2003
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085507
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1992
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00174730
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/15/2008
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00124708
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/8/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085366
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/16/1975
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085405
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/1/1973
    	
 
    	
Head Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00152784
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/18/1997
    	
 
    	
Construction Proj Mgr IV
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085476
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/23/1998
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00173332
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/23/2008
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153726
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/17/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00159697
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/7/2006
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

190

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00160503
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083345
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/20/1997
    	
 
    	
Sr Oper Econ Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00126630
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/23/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085218
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/16/1972
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164659
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081588
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/5/1994
    	
 
    	
OPS Planner
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00146584
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/1/2004
    	
 
    	
Associate Planner Scheduler
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084860
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1989
    	
 
    	
Storesperson
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134211
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/30/2003
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084965
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1994
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00140622
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/2004
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

191

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00163110
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/27/2008
    	
 
    	
Oper Tr Entry - 8 Hr Rt
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084921
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/14/1968
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164649
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084882
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1994
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085048
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/22/1966
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134617
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/7/2003
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00161251
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/2006
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169891
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085276
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148277
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/2/2005
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085385
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

192

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00174012
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085744
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/27/2001
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167313
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00174101
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2008
    	
 
    	
Lab Tech III
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083390
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081521
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/28/1991
    	
 
    	
Sr Project Engr Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164048
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/19/2007
    	
 
    	
Admin Asst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145162
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/23/2004
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080356
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085643
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/15/1990
    	
 
    	
Supt Planning & Scheduling
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160504
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00113132
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/28/2005
    	
 
    	
Asst Procurement Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

193

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00164646
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085070
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00101025
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/17/2000
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085169
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/20/1968
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139494
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1985
    	
 
    	
PSM Coordinator
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085260
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1989
    	
 
    	
Lead Engr - Project
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085484
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085016
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00158540
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/12/2006
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082949
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/23/1984
    	
 
    	
Inst Tech Lvl Iv
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085326
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1992
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139438
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/14/2000
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

194

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00131983
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/27/2003
    	
 
    	
H/S/Fire/PSM/Sec Reg Asst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00149573
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/18/2005
    	
 
    	
Sr Maint Shift Supv
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145161
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/23/2004
    	
 
    	
Concept Squad Mech/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139443
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1985
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164657
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085151
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/13/1993
    	
 
    	
Maintenance Training Consultan
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00161252
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/2006
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167459
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088705
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085259
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/1/1978
    	
 
    	
Sr Planner/Sched
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085005
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

195

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085040
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/20/1986
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139317
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/17/1999
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085483
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/15/1989
    	
 
    	
Back-Up Head Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160506
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139319
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/1/1991
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00116044
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/20/2001
    	
 
    	
Plng Econ Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160507
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169892
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085031
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/17/1969
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085690
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/10/1969
    	
 
    	
Lab Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169902
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00143822
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/28/2004
    	
 
    	
Sr Proj Engr 1
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

196

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085056
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109931
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00165108
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/30/2007
    	
 
    	
Proc Engr Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156034
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085494
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160508
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00129090
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084935
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/18/1975
    	
 
    	
PSM Coordinator
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085354
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/13/1992
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085068
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00140771
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/2004
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

197

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00174103
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167315
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164648
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157426
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/2006
    	
 
    	
Emer.Resp.Tech-F/Q-8Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169893
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00066959
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/13/2003
    	
 
    	
Inspector Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085248
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Back-Up Head Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00140630
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/2004
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00150217
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/19/2006
    	
 
    	
OP App I - 8 Hour Rate
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164664
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

198

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00138146
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2003
    	
 
    	
Lead Outside Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00126631
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/23/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088689
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00098508
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/3/2000
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088691
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085422
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/1973
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00101423
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/8/2000
    	
 
    	
Sr Systems Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00135343
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2003
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00141215
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/22/2004
    	
 
    	
Turnaround Project Mgr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00172557
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/18/2009
    	
 
    	
Proj Engr I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085300
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1976
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155854
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2006
    	
 
    	
Facility HR Manager - Phila
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

199

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00131881
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/2003
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160522
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085610
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/17/1973
    	
 
    	
Concept Squad Mech/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085612
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139570
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/1/1987
    	
 
    	
Sr Planner/Sched
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084936
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/17/1981
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085596
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1976
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00173970
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/28/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088702
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085697
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/22/1987
    	
 
    	
Training Asst.
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00170803
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/21/2008
    	
 
    	
Inspector
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085240
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/2/1981
    	
 
    	
Construction Project Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

200

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00126632
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/15/2003
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00168361
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/4/2007
    	
 
    	
Proj Mgr I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163434
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/5/2007
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00175613
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2008
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084940
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/30/1984
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164655
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169907
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139716
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/1/1990
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160523
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082826
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/18/1996
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160655
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/7/2008
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134618
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/7/2003
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

201

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085496
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/15/1974
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169894
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00135344
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2003
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00129087
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160524
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00159696
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/7/2006
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00144877
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/9/2004
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085598
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Back-Up Head Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085221
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/5/1990
    	
 
    	
Area Process Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00122098
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085678
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/13/1974
    	
 
    	
Inspector Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

202

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085338
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/1/1977
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00171686
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/17/2008
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080245
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/20/1986
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085384
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/13/1992
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109932
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084956
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/16/1989
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084890
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085100
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/8/1988
    	
 
    	
Area Process Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085201
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081796
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/3/1996
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00129086
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/2003
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

203

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00086534
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Sr Systems Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085289
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/5/1989
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085044
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/20/1986
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084907
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155753
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/2006
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157085
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/17/2006
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139357
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2001
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00141008
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/8/2004
    	
 
    	
Sr Proc Engr I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00143100
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/17/2005
    	
 
    	
HR Associate
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085335
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/7/1975
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085310
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/20/1996
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00127374
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/28/2002
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

204

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00139466
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/1/1995
    	
 
    	
Area Supply Chain Ops Lead
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00171238
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/3/2008
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00174568
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/2/2008
    	
 
    	
Receptionist/Admin Asst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084146
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/22/1978
    	
 
    	
Proj Engr Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00161253
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/2006
    	
 
    	
Mechanic Refinery (RP)/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088699
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085466
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/19/1971
    	
 
    	
Sr Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139470
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/1/1989
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084924
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/26/1979
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084937
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/1972
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160525
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085538
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/8/1998
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

205

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00122100
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/26/2001
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148204
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160032
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/21/2006
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00086402
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/5/1991
    	
 
    	
Proj Engr Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153729
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/17/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00143092
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/1/2004
    	
 
    	
Sr Environ Engr Spec 1
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085060
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084922
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/14/1987
    	
 
    	
Head Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082983
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1995
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153730
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/17/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085599
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/1/1976
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

206

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00169882
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164656
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169904
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160058
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/21/2006
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00171926
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/31/2008
    	
 
    	
Assoc Sr Process Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085342
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/22/1973
    	
 
    	
Lead Planner/Scheduler
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164661
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00128341
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/2002
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00173328
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/23/2008
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00057338
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/1/1990
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109934
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085008
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

207

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00139417
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/14/1999
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134576
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/7/2003
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160650
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/18/2006
    	
 
    	
Concept Squad Mech/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085104
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/3/1982
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084829
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/8/1979
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00095295
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/30/1999
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00138158
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/17/2003
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00164865
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/2/2007
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082893
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/3/1975
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083657
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/19/2002
    	
 
    	
Operations Assistant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155754
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/2006
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085424
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1977
    	
 
    	
Operations Mechanic
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

208

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00164667
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156036
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109935
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00098602
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/4/1998
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156037
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00091315
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/15/1999
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088907
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/19/1999
    	
 
    	
Plant Protection Officer
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00154014
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Proj Engr Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00004426
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/19/2007
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160527
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

209

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00164642
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00122101
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/2002
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088708
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084875
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/4/1990
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145591
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/20/2004
    	
 
    	
Sr Systems Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085033
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1994
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085032
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/11/1983
    	
 
    	
Back-Up Head Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00143090
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/1/2004
    	
 
    	
Supt Maint (Refinery)
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153731
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/17/2005
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085045
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00130633
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/5/2003
    	
 
    	
Inspector Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

210

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00153994
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/6/1996
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00091334
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/14/1999
    	
 
    	
Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085291
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085071
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Operations Training Consultant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167316
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084968
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/29/1992
    	
 
    	
Head Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155756
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/2006
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084842
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
PSM Coordinator
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084933
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/13/1969
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134601
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/7/2003
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085404
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084891
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

211

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00126620
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/23/2002
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167317
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084990
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/1/1986
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00174727
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/15/2008
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080132
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/28/1989
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00167318
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160949
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/25/2006
    	
 
    	
Sr Heal/Safety Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084837
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/9/1989
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00134619
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/7/2003
    	
 
    	
Mechanic Refinery (RP)/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085608
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

212

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00084979
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/22/1986
    	
 
    	
Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085741
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/12/1973
    	
 
    	
Sr Proj Engr 1
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084989
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/20/1988
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153732
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/13/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00109940
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/26/2001
    	
 
    	
Back-Up Head Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085167
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/6/1974
    	
 
    	
Process Engr Spec Consultant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00135347
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2003
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00145163
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/8/2003
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085506
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1977
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088703
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00051955
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/16/1997
    	
 
    	
Maint Supr II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083240
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/13/1996
    	
 
    	
Proj Engr Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

213

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00159068
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/10/2006
    	
 
    	
Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085113
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/19/1988
    	
 
    	
E&I Supt - NERC
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00122103
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085492
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/22/1973
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156040
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00102668
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/26/2000
    	
 
    	
Sr Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00122104
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/1/2002
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084930
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1994
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085078
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169884
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085290
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/21/1991
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

214

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00167319
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/6/2007
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085171
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/27/1989
    	
 
    	
Sr Process Engr Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084977
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/1994
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085302
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1995
    	
 
    	
Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085537
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/1/1989
    	
 
    	
Back-Up Head Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00184838
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/31/2011
    	
 
    	
Proc Engr I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00165560
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/14/2007
    	
 
    	
Admin Asst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00166699
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/9/2007
    	
 
    	
Fac Security & ER Coord
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085382
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/24/1973
    	
 
    	
Inspector Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085361
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/1/1976
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084957
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/25/1974
    	
 
    	
Back-Up Head Oper/Console Oper
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085661
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1979
    	
 
    	
Sr Process Engr Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

215

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00084840
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083037
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/2/1984
    	
 
    	
Mechanic Ref (Mobile Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148272
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156041
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085401
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00140636
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/2004
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00143094
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/1/2004
    	
 
    	
Sr Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00128342
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/2002
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085654
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/22/1994
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00173971
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/28/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

216

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085578
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/16/1994
    	
 
    	
Mech Inst(MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00154001
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Concept Squad Mech(RP)/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00128343
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/2002
    	
 
    	
Lab Technician
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00098603
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/3/2000
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083628
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/29/1997
    	
 
    	
Concept Squad Mech/HEO
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088695
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/1/1999
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155758
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/2006
    	
 
    	
Concept Instrument Tech
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085010
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/24/1972
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082661
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/10/1994
    	
 
    	
Lab Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084848
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084894
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Storesperson
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

217

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00174136
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/2008
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085570
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/5/1970
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148273
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085227
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Sr Area Supt
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084880
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085403
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/15/1990
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148274
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/7/2005
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00186558
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/3/2011
    	
 
    	
Health/Safety Spec I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085419
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/27/1992
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085348
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/23/1973
    	
 
    	
Tech Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00095048
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/3/1990
    	
 
    	
Planner/Scheduler
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083183
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/9/1989
    	
 
    	
Maintenance Manager
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

218

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00084978
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/25/1990
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00095302
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/30/1999
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00149044
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/21/2005
    	
 
    	
Systems Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00139422
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/9/2001
    	
 
    	
Shift Supervisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160528
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085407
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/28/1975
    	
 
    	
Concept Squad
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085603
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1989
    	
 
    	
Storesperson
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085268
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/29/1990
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169885
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/26/2007
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00156042
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/20/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085778
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/23/1981
    	
 
    	
Sr Maintenance Supr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00138759
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/15/2003
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

219

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00131886
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/2003
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00102791
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/26/2000
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085380
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/1/1976
    	
 
    	
Lead Outside Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083247
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/4/1988
    	
 
    	
Emergency Response Tech (24+Mo
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157131
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/17/2006
    	
 
    	
Concept Electrican
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085477
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/22/1969
    	
 
    	
Head Operator
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085446
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/4/1993
    	
 
    	
Control Room Operator I
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00084950
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/9/1985
    	
 
    	
Control Room Operator II
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080279
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/3/1994
    	
 
    	
Mgr NER T/A Project Controls
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085130
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/1980
    	
 
    	
Proj Engr Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

220

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085011
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/13/1993
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00160529
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/11/2006
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153997
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Concept Machinist
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157065
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00124726
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155069
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00126616
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083167
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00155073
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157079
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00092656
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00140634
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00126623
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Operator Reserve
    	
 
    	
$
    	
[**]
    	
 
    	
H
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

221

 

Schedule 7.1(a)(ii)

 

Refinery Employees Not Located at Refinery

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00183980
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/7/2011
    	
 
    	
Senior Sourcing Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00143254
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/1/2004
    	
 
    	
Foreign Trade Zone Adminstr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083351
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/17/1980
    	
 
    	
Sr. IT Staff Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00147737
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/10/2005
    	
 
    	
Trading Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00159490
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/9/2006
    	
 
    	
Sr Tax Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00127624
    	
 
    	
 
    	
 
    	
 
    	
 
    	
5/23/2001
    	
 
    	
Dir, Process Technology
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00087098
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/24/1981
    	
 
    	
Sr Marine Tech Advisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080532
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/7/1996
    	
 
    	
Mgr, General Accounting
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163812
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/19/2007
    	
 
    	
Sr. Business Systems Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00144880
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/9/2004
    	
 
    	
Sr. Manager, IT COE
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

222

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085709
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/18/1993
    	
 
    	
Communications & Pub Aff Assoc
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00131892
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/2003
    	
 
    	
Mgr Strategy, Policy & Systems
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00131892
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/2/2003
    	
 
    	
Director, Procurement
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080943
    	
 
    	
 
    	
 
    	
 
    	
 
    	
3/21/1988
    	
 
    	
Sr Staff Contract Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00121151
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/17/1990
    	
 
    	
Sr. Manager, IT COE
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00163533
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/12/2007
    	
 
    	
Commercial Oper Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083244
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/14/1988
    	
 
    	
Sr Project Engr Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081003
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/16/1975
    	
 
    	
Fin Spec II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00162909
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/7/2007
    	
 
    	
Sr Marine Tech Advisor
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00099083
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/24/2000
    	
 
    	
Mgr Quality Assurance
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00144149
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/12/2004
    	
 
    	
Inspector
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

223

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00080893
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/14/1996
    	
 
    	
Sr Payroll Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00166489
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/25/2007
    	
 
    	
Project Control Analyst I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00157229
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/17/2006
    	
 
    	
Scheduling Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00119642
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/26/2000
    	
 
    	
Sr. Business Systems Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083342
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/19/1992
    	
 
    	
Sr. Manager, IT COE
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00143829
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/28/2004
    	
 
    	
Plng Econ Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00162567
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/18/2006
    	
 
    	
Senior Treasury Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083284
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/7/1979
    	
 
    	
Process Engr Spec Consultant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00173549
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/30/2008
    	
 
    	
Accounts Payable Lead
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00088814
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/1/2002
    	
 
    	
Associate Sourcing Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080800
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/1/1979
    	
 
    	
Assoc Sr COS&D Sched
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

224

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00085632
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/12/1989
    	
 
    	
Sr Reliability Expert
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083428
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/16/1978
    	
 
    	
Strat Proj Tech Aide
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080351
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/20/1981
    	
 
    	
Mgr, Terminal Accounting
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080572
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/5/1978
    	
 
    	
Sr Fin Spec I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00143258
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/26/2006
    	
 
    	
Sr Plng & Econ Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00103024
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/24/2000
    	
 
    	
Sr Fin Spec I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080765
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/23/1978
    	
 
    	
Accounting Supervisor - NER
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080408
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/6/1983
    	
 
    	
Accounting Asst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00057747
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/26/1989
    	
 
    	
Project Engr Spec Consultant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080774
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/23/1981
    	
 
    	
Sr Yield Acct
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080393
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/30/1993
    	
 
    	
Mgr Fed & State Income Rptg
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

225

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00111960
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/1/1996
    	
 
    	
Grp Sales Mgr-Chem Div
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00150752
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/6/2005
    	
 
    	
Planning & Econ Consultant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00130629
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/14/2003
    	
 
    	
Sr Plng & Econ Analyst I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00081005
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/25/1989
    	
 
    	
Project Engr Spec Consultant
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080429
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/14/1985
    	
 
    	
Mgr, Crude Oil Supply
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080699
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/6/1988
    	
 
    	
Fin Spec II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00148673
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/28/2005
    	
 
    	
Director IT Refining & Manuf
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00154013
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/31/2005
    	
 
    	
Sr Fin Spec I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00180971
    	
 
    	
 
    	
 
    	
 
    	
 
    	
12/6/2011
    	
 
    	
Financial Associate I
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080981
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/15/1979
    	
 
    	
Lead Account Rec. Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00159101
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/10/2006
    	
 
    	
Assoc Sr Proj Engr
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00141570
    	
 
    	
 
    	
 
    	
 
    	
 
    	
4/12/2004
    	
 
    	
Sr Trader
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

226

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00080711
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/14/1981
    	
 
    	
VP Supply
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
SM
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00153554
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/3/2005
    	
 
    	
Scheduling Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080664
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/13/1998
    	
 
    	
IT Staff Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085666
    	
 
    	
 
    	
 
    	
 
    	
 
    	
2/6/1995
    	
 
    	
Sr Trader
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00182653
    	
 
    	
 
    	
 
    	
 
    	
 
    	
11/1/2010
    	
 
    	
Mgr Crude Ops/Marine Supv
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080260
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/27/1988
    	
 
    	
Dir Marine Transportation
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00080818
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/11/1980
    	
 
    	
Sr Commer Oper Spec
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00169225
    	
 
    	
 
    	
 
    	
 
    	
 
    	
10/15/2007
    	
 
    	
IT Staff Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00159624
    	
 
    	
 
    	
 
    	
 
    	
 
    	
8/7/2006
    	
 
    	
Sr Plng & Econ Analyst
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00052294
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/16/1995
    	
 
    	
Mkt Administrative Associate
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00085112
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/6/1988
    	
 
    	
Quality Specialist II
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00112605
    	
 
    	
 
    	
 
    	
 
    	
 
    	
9/16/1991
    	
 
    	
Sr Process Engr Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

227

 

	
Emplid
    	
 
    	
First Name
    	
 
    	
Last Name
    	
 
    	
HireDate
   (Service
   Date)
    	
 
    	
Job Title
    	
 
    	
Base Pay
    	
 
    	
Union (H)
    	
 
    	
Senior
   Manager
   (SM)
    	
 
    	
Leave
   Status
    	
 
    	
Full/Part
    	
 
    	
2012
   Vac Bal
    
	
00081958
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/13/1978
    	
 
    	
Sr. Manager, IT COE
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00082685
    	
 
    	
 
    	
 
    	
 
    	
 
    	
1/3/1977
    	
 
    	
Construction Administrator
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00151174
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6/27/2005
    	
 
    	
Ref FP&A Specialist
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    
	
00083382
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7/5/1987
    	
 
    	
Mgr R&S Optimization
    	
 
    	
$
    	
[**]
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
F
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

228

 

Schedule 7.1(b)

 

Employment Offers

 

[SEE ATTACHED]

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

229

 

 

Revised 9/12/12 Employees excluding those on STD

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
1
    	
 
    	
Adams
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Oper App Iii - 8 Hr Rt
    
	
2
    	
 
    	
Adams
    	
 
    	
Raymond
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
3
    	
 
    	
Albert
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
4
    	
 
    	
Alburg
    	
 
    	
Glenn
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
5
    	
 
    	
Anderson
    	
 
    	
Daniel
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
6
    	
 
    	
Anderson
    	
 
    	
Jeanne
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
7
    	
 
    	
Ankrum
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Fire & ER Supr
    
	
8
    	
 
    	
Anton
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
9
    	
 
    	
Antonucci
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
10
    	
 
    	
Armour
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
11
    	
 
    	
Atkins
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
12
    	
 
    	
Aurizio
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
13
    	
 
    	
Aylmer
    	
 
    	
MaryEllen
    	
 
    	
[**]
    	
 
    	
Med Prac: Occ Nurse III
    
	
14
    	
 
    	
Bailey
    	
 
    	
Keith
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
15
    	
 
    	
Bair
    	
 
    	
Brian
    	
 
    	
[**]
    	
 
    	
Foreign Trade Zone Adminstr
    
	
16
    	
 
    	
Balchiunas
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Inspector Specialist
    
	
17
    	
 
    	
Ballard
    	
 
    	
George
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
18
    	
 
    	
Bambrick
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Head Technician
    
	
19
    	
 
    	
Baraldi
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
20
    	
 
    	
Baraldi
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
21
    	
 
    	
Barclay
    	
 
    	
Donna
    	
 
    	
[**]
    	
 
    	
Lab Tech VI
    
	
22
    	
 
    	
Barker
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
23
    	
 
    	
Barksdale
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Mgr, Environ & OEMS (Phila)
    
	
24
    	
 
    	
Barrie
    	
 
    	
Alphajor
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
25
    	
 
    	
Barry
    	
 
    	
Brendan
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
26
    	
 
    	
Bartkevicus
    	
 
    	
Justin
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
27
    	
 
    	
Basquill
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
28
    	
 
    	
Bateman
    	
 
    	
Steven
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
29
    	
 
    	
Bayley
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
30
    	
 
    	
Beach
    	
 
    	
Patricia
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
31
    	
 
    	
Beahan
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
32
    	
 
    	
Beason
    	
 
    	
Extor
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
33
    	
 
    	
Beatty
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
34
    	
 
    	
Bender
    	
 
    	
Theodore
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
35
    	
 
    	
Bennett
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Fire & ER Shift Supr
    
	
36
    	
 
    	
Bentz
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Sr Maint Shift Supv
    
	
37
    	
 
    	
Berardy
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Welder Rate Protected
    
	
38
    	
 
    	
Berry
    	
 
    	
Vincent
    	
 
    	
[**]
    	
 
    	
Emer.Resp.Tech-F/Q-8Hr
    
	
39
    	
 
    	
Bevan
    	
 
    	
Heather
    	
 
    	
[**]
    	
 
    	
Lab Tech II
    
	
40
    	
 
    	
Bhatnagar
    	
 
    	
Shailesh
    	
 
    	
[**]
    	
 
    	
Plng Econ Spec
    
	
41
    	
 
    	
Bicho
    	
 
    	
Jon
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
42
    	
 
    	
Bilbrough
    	
 
    	
Paul
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
43
    	
 
    	
Billstein
    	
 
    	
Dale
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
44
    	
 
    	
Bird
    	
 
    	
Robin
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
45
    	
 
    	
Bissinger
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
46
    	
 
    	
Bitto
    	
 
    	
Patrick
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
47
    	
 
    	
Blanda
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Sr. IT Staff Analyst
    
	
48
    	
 
    	
Blankley
    	
 
    	
Dale
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
49
    	
 
    	
Boaten
    	
 
    	
Yaw
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
50
    	
 
    	
Bobjak
    	
 
    	
Jeffrey
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
51
    	
 
    	
Bobst
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    
	
52
    	
 
    	
Boeckem
    	
 
    	
George
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
53
    	
 
    	
Boemer
    	
 
    	
Eric
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
54
    	
 
    	
Boesenhofer
    	
 
    	
Ronald
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
55
    	
 
    	
Bohn
    	
 
    	
Matthew
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
56
    	
 
    	
Bolduc
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
57
    	
 
    	
Bound
    	
 
    	
Morgan
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
58
    	
 
    	
Bounds
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Mechanic Refinery (RP)/HEO
    
	
59
    	
 
    	
Boyd
    	
 
    	
Francis
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
60
    	
 
    	
Boyd
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
61
    	
 
    	
Brackin
    	
 
    	
Judy
    	
 
    	
[**]
    	
 
    	
Sr Environ Consult
    
	
62
    	
 
    	
Brady
    	
 
    	
Matthew
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
63
    	
 
    	
Brandon
    	
 
    	
Mark
    	
 
    	
[**]
    	
 
    	
Operations Mgr - Phila.
    
	
64
    	
 
    	
Brant
    	
 
    	
Darryl
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
65
    	
 
    	
Braynen
    	
 
    	
Scott
    	
 
    	
[**]
    	
 
    	
Sr Proj Engr 1
    
	
66
    	
 
    	
Brennan
    	
 
    	
Martin
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
67
    	
 
    	
Bridegam
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
68
    	
 
    	
Briggs
    	
 
    	
George
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
69
    	
 
    	
Briggs
    	
 
    	
Tyrell
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
70
    	
 
    	
Brittingham
    	
 
    	
Kurt
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
71
    	
 
    	
Brooks
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
72
    	
 
    	
Brown
    	
 
    	
Albert
    	
 
    	
[**]
    	
 
    	
Planner/Scheduler
    
	
73
    	
 
    	
Brown
    	
 
    	
Anna
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
74
    	
 
    	
Brown
    	
 
    	
Chris
    	
 
    	
[**]
    	
 
    	
Lab Tech VI
    
	
75
    	
 
    	
Brown
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
76
    	
 
    	
Brown
    	
 
    	
Steven
    	
 
    	
[**]
    	
 
    	
OPS Planner
    
	
77
    	
 
    	
Brownawell
    	
 
    	
Carl
    	
 
    	
[**]
    	
 
    	
Maint Supr II
    
	
78
    	
 
    	
Bucknam
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
79
    	
 
    	
Bukowy
    	
 
    	
Walter
    	
 
    	
[**]
    	
 
    	
Enrgy Cnsrvtn Oper
    
	
80
    	
 
    	
Burghart
    	
 
    	
Paul
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
81
    	
 
    	
Busch
    	
 
    	
Andrew
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
82
    	
 
    	
Bush
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Sr Maint Shift Supv
    
	
83
    	
 
    	
Bush
    	
 
    	
Natasha
    	
 
    	
[**]
    	
 
    	
Admin Asst
    
	
84
    	
 
    	
Bussone
    	
 
    	
Stephen
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
85
    	
 
    	
Butkus
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Lead Outside Operator
    
	
86
    	
 
    	
Butler
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
87
    	
 
    	
Butler
    	
 
    	
Ronald
    	
 
    	
[**]
    	
 
    	
Welder Rate Protected
    
	
88
    	
 
    	
Cabrelli
    	
 
    	
Peter
    	
 
    	
[**]
    	
 
    	
Welder Rate Protected
    
	
89
    	
 
    	
Callen
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
90
    	
 
    	
Campbell
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Sr Planner/Sched
    
	
91
    	
 
    	
Campbell
    	
 
    	
Mark
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
92
    	
 
    	
Campbell
    	
 
    	
Susan
    	
 
    	
[**]
    	
 
    	
Tech Specialist
    
	
93
    	
 
    	
Campbell
    	
 
    	
Timothy
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
94
    	
 
    	
Caponetti
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
95
    	
 
    	
Caraballo
    	
 
    	
Juan-Carlos
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
96
    	
 
    	
Carbonara
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
97
    	
 
    	
Carnevale
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
98
    	
 
    	
Carney
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Back-Up Head Oper/Console Oper
    
	
99
    	
 
    	
Carney
    	
 
    	
Roger
    	
 
    	
[**]
    	
 
    	
Oper Tr Iii - 8 Hr Rt
    
	
100
    	
 
    	
Carney
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Reliab, Inspec & Corros Consul
    
	
101
    	
 
    	
Carrel
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Mech Inst(MWF-Home)
    
	
102
    	
 
    	
Carter
    	
 
    	
Barry
    	
 
    	
[**]
    	
 
    	
Welder Rate Protected
    
	
103
    	
 
    	
Cartlidge
    	
 
    	
Fred
    	
 
    	
[**]
    	
 
    	
Oper Tr Ii - 8 Hr Rt
    
	
104
    	
 
    	
Cassidy
    	
 
    	
Matthew
    	
 
    	
[**]
    	
 
    	
Assoc Sr Proj Engr
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
105
    	
 
    	
Chaga
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
106
    	
 
    	
Chambers
    	
 
    	
Lamika
    	
 
    	
[**]
    	
 
    	
Planning Coord
    
	
107
    	
 
    	
Chan
    	
 
    	
Suzanne
    	
 
    	
[**]
    	
 
    	
Sr Tax Analyst
    
	
108
    	
 
    	
Charlier
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Lead Outside Operator
    
	
109
    	
 
    	
Chen
    	
 
    	
Jane
    	
 
    	
[**]
    	
 
    	
Assoc Sr Proj Engr
    
	
110
    	
 
    	
Chin
    	
 
    	
Sonny
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
111
    	
 
    	
Christian
    	
 
    	
Nicholas
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
112
    	
 
    	
Clancy
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
113
    	
 
    	
Clanet
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
114
    	
 
    	
Clarke
    	
 
    	
Eric
    	
 
    	
[**]
    	
 
    	
Sr Marine Tech Advisor
    
	
115
    	
 
    	
Clerico
    	
 
    	
Christopher
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
116
    	
 
    	
Cloak
    	
 
    	
Harold
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
117
    	
 
    	
Clowes
    	
 
    	
Alexander
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
118
    	
 
    	
Cole
    	
 
    	
Lisa
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
119
    	
 
    	
Coleman
    	
 
    	
Francis
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
120
    	
 
    	
Coleman
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
121
    	
 
    	
Collins
    	
 
    	
Daren
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
122
    	
 
    	
Colman
    	
 
    	
Gerard
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
123
    	
 
    	
Colon
    	
 
    	
Confesor
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
124
    	
 
    	
Cona
    	
 
    	
Blaise
    	
 
    	
[**]
    	
 
    	
Mgr, General Accounting
    
	
125
    	
 
    	
Condon
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Sr. Business Systems Analyst
    
	
126
    	
 
    	
Connelly
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
127
    	
 
    	
Conner
    	
 
    	
Keith
    	
 
    	
[**]
    	
 
    	
Mechanic Refinery (RP)/HEO
    
	
128
    	
 
    	
Connolly
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Facility Shift Supt
    
	
129
    	
 
    	
Connors
    	
 
    	
R. Wayne
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    
	
130
    	
 
    	
Cook
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
131
    	
 
    	
Cooper
    	
 
    	
Gary
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
132
    	
 
    	
Cooper
    	
 
    	
Gregory
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
133
    	
 
    	
Cooper
    	
 
    	
Kevin
    	
 
    	
[**]
    	
 
    	
Facility Shift Supt
    
	
134
    	
 
    	
Cooper
    	
 
    	
Tyler
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
135
    	
 
    	
Coppedge
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
136
    	
 
    	
Corley
    	
 
    	
Cherice
    	
 
    	
[**]
    	
 
    	
Communications & Pub Aff Assoc
    
	
137
    	
 
    	
Corley
    	
 
    	
Gregory
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
138
    	
 
    	
Corsey
    	
 
    	
Warren
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
139
    	
 
    	
Cowdery
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Service Delivery Site Lead
    
	
140
    	
 
    	
Coyle
    	
 
    	
Lawrence
    	
 
    	
[**]
    	
 
    	
OPS Planner
    
	
141
    	
 
    	
Coyle
    	
 
    	
Stephen
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
142
    	
 
    	
Crawford
    	
 
    	
Martin
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
143
    	
 
    	
Criswell
    	
 
    	
Philip
    	
 
    	
[**]
    	
 
    	
Electrical/Instrum Supt
    
	
144
    	
 
    	
Crossman
    	
 
    	
Samuel
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
145
    	
 
    	
Crowther
    	
 
    	
Harry
    	
 
    	
[**]
    	
 
    	
Lab Tech VI
    
	
146
    	
 
    	
Crystle
    	
 
    	
Dawn
    	
 
    	
[**]
    	
 
    	
Sr Staff Contract Analyst
    
	
147
    	
 
    	
Cunningham
    	
 
    	
Allen
    	
 
    	
[**]
    	
 
    	
Back-Up Head Oper/Console Oper
    
	
148
    	
 
    	
Cunningham
    	
 
    	
Doug
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
149
    	
 
    	
Cunningham
    	
 
    	
Matthew
    	
 
    	
[**]
    	
 
    	
Sr. Manager, IT COE
    
	
150
    	
 
    	
Cunningham
    	
 
    	
Timothy
    	
 
    	
[**]
    	
 
    	
Sr Area Supt
    
	
151
    	
 
    	
Cuskaden
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
152
    	
 
    	
Dabkowski
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Sr Process Engr Specialist
    
	
153
    	
 
    	
D’Adamo
    	
 
    	
Rose
    	
 
    	
[**]
    	
 
    	
Med Prac: Occ Nurse III
    
	
154
    	
 
    	
Dafaalla
    	
 
    	
Osama
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
155
    	
 
    	
Dallam
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Back-Up Head Oper/Console Oper
    
	
156
    	
 
    	
Dancer
    	
 
    	
Daryl
    	
 
    	
[**]
    	
 
    	
Lab Shift Supervisor
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
157
    	
 
    	
Dandrea
    	
 
    	
Richard
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
158
    	
 
    	
D’Angelo
    	
 
    	
Allan
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
159
    	
 
    	
D’Angelo
    	
 
    	
Joan
    	
 
    	
[**]
    	
 
    	
Office Assistant
    
	
160
    	
 
    	
D’Angelo
    	
 
    	
Valerie
    	
 
    	
[**]
    	
 
    	
Sr Associate Planner/Scheduler
    
	
161
    	
 
    	
Darrow
    	
 
    	
Erin
    	
 
    	
[**]
    	
 
    	
Sr Systems Specialist
    
	
162
    	
 
    	
Darrow
    	
 
    	
Wayne
    	
 
    	
[**]
    	
 
    	
Area Process Manager
    
	
163
    	
 
    	
Daugherty
    	
 
    	
Daniel
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
164
    	
 
    	
David
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
165
    	
 
    	
Davis
    	
 
    	
Barry
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
166
    	
 
    	
Davis
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
167
    	
 
    	
Dechant
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
168
    	
 
    	
Defulio
    	
 
    	
Louis
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    
	
169
    	
 
    	
Delaney
    	
 
    	
Walter
    	
 
    	
[**]
    	
 
    	
Sr Chemical Spec I
    
	
170
    	
 
    	
Delany
    	
 
    	
Patrick
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
171
    	
 
    	
Demes
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Maintenance Manager
    
	
172
    	
 
    	
DeMore
    	
 
    	
Shirley
    	
 
    	
[**]
    	
 
    	
Administrative Asst
    
	
173
    	
 
    	
Deni
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Area Process Manager
    
	
174
    	
 
    	
Denne
    	
 
    	
Frederick
    	
 
    	
[**]
    	
 
    	
Proc Engr I
    
	
175
    	
 
    	
Depman
    	
 
    	
Natalie
    	
 
    	
[**]
    	
 
    	
Sr Chemical Spec I
    
	
176
    	
 
    	
Derendinger
    	
 
    	
Valerie
    	
 
    	
[**]
    	
 
    	
Refinery Fin Anal
    
	
177
    	
 
    	
Derita
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Storesperson
    
	
178
    	
 
    	
Deritis
    	
 
    	
Jeffrey
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
179
    	
 
    	
Devaney
    	
 
    	
Abigail
    	
 
    	
[**]
    	
 
    	
Assoc Sr Process Engr
    
	
180
    	
 
    	
Dezii
    	
 
    	
Keith
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
181
    	
 
    	
DiBerardo
    	
 
    	
Salvatore
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
182
    	
 
    	
DiCello
    	
 
    	
Russel
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
183
    	
 
    	
Dickerson
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Mech Inst(MWF-Home)
    
	
184
    	
 
    	
Diehl
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
185
    	
 
    	
Diggins
    	
 
    	
Paul
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
186
    	
 
    	
DiJoseph
    	
 
    	
Nicholas
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    
	
187
    	
 
    	
Dimatteo
    	
 
    	
Dennis
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
188
    	
 
    	
DiNardis
    	
 
    	
Carmen
    	
 
    	
[**]
    	
 
    	
Construction Proj Mgr III
    
	
189
    	
 
    	
Dintino
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Commercial Oper Spec
    
	
190
    	
 
    	
Dipietro
    	
 
    	
Nicholas
    	
 
    	
[**]
    	
 
    	
Trading Spec
    
	
191
    	
 
    	
Disario
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Sr Environ Engr Spec 1
    
	
192
    	
 
    	
Distefano
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
193
    	
 
    	
Dochnal
    	
 
    	
Karl
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
194
    	
 
    	
Dodds
    	
 
    	
Patrick
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
195
    	
 
    	
Donaldson
    	
 
    	
Gregory
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
196
    	
 
    	
Donnell-Sistrunk
    	
 
    	
Tracie
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
197
    	
 
    	
Donnelly
    	
 
    	
Richard
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
198
    	
 
    	
Donofrio
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
199
    	
 
    	
Donovan
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
200
    	
 
    	
Donovan
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
201
    	
 
    	
Dorsey
    	
 
    	
Lawrence
    	
 
    	
[**]
    	
 
    	
Oper Tr Entry - 8 Hr Rt
    
	
202
    	
 
    	
Downs
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
203
    	
 
    	
Doyle
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
204
    	
 
    	
Drach
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
205
    	
 
    	
Drake
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Storesperson
    
	
206
    	
 
    	
Driver
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
207
    	
 
    	
Driver
    	
 
    	
Patrick
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
208
    	
 
    	
Duda
    	
 
    	
Scott
    	
 
    	
[**]
    	
 
    	
Maint Supr II
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
209
    	
 
    	
Dunbar
    	
 
    	
Diane
    	
 
    	
[**]
    	
 
    	
Operations Assistant
    
	
210
    	
 
    	
Dunbar
    	
 
    	
Richard
    	
 
    	
[**]
    	
 
    	
Fire & ER Shift Supr
    
	
211
    	
 
    	
Dunbar
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
212
    	
 
    	
Dunham
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Lab Shift Supervisor
    
	
213
    	
 
    	
Dunlap
    	
 
    	
Brian
    	
 
    	
[**]
    	
 
    	
Plant Protection Officer
    
	
214
    	
 
    	
Dunn
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
215
    	
 
    	
Dunn
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
216
    	
 
    	
Dunnock
    	
 
    	
Percy
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
217
    	
 
    	
Durbano
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Fire & ER Shift Supr
    
	
218
    	
 
    	
Durroh
    	
 
    	
Derrick
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
219
    	
 
    	
Eager
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Concept Squad Mech/HEO
    
	
220
    	
 
    	
Edwards
    	
 
    	
Carl
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
221
    	
 
    	
Edwards
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
222
    	
 
    	
Ehret
    	
 
    	
Stephen
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
223
    	
 
    	
Eldridge
    	
 
    	
Penny
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
224
    	
 
    	
Eley
    	
 
    	
Albert
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
225
    	
 
    	
Emhe
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
226
    	
 
    	
Erickson
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Lab Tech III
    
	
227
    	
 
    	
Eriksen
    	
 
    	
Edwin
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
228
    	
 
    	
Espedal
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Mgr NER Procss Control
    
	
229
    	
 
    	
Evans
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Enrgy Cnsrvtn Oper
    
	
230
    	
 
    	
Evert
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
231
    	
 
    	
Farrell
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Lead Outside Operator
    
	
232
    	
 
    	
Farrell
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
233
    	
 
    	
Farrell
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
234
    	
 
    	
Farrington
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Maint Supr II
    
	
235
    	
 
    	
Farzaneh
    	
 
    	
Fereidoon
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
236
    	
 
    	
Fauntleroy
    	
 
    	
Gordon
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
237
    	
 
    	
Fay
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Planner/Scheduler
    
	
238
    	
 
    	
Featherer
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
239
    	
 
    	
Felix
    	
 
    	
Patrick
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
240
    	
 
    	
Felker
    	
 
    	
Paul
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
241
    	
 
    	
Fenner
    	
 
    	
Ralph
    	
 
    	
[**]
    	
 
    	
Sr Planner/Sched
    
	
242
    	
 
    	
Fern
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
243
    	
 
    	
Fernandez
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Supt Maint Field Serv
    
	
244
    	
 
    	
Ferris
    	
 
    	
Henry
    	
 
    	
[**]
    	
 
    	
Storesperson
    
	
245
    	
 
    	
Ferris
    	
 
    	
Karen
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
246
    	
 
    	
Finan
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Sr Planner/Sched
    
	
247
    	
 
    	
Finn
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
248
    	
 
    	
Finnegan
    	
 
    	
Donald
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
249
    	
 
    	
Finocchio
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Facility Shift Supt
    
	
250
    	
 
    	
Fischer-Gressman
    	
 
    	
Paula
    	
 
    	
[**]
    	
 
    	
Mgr, Supply Chain Distribution
    
	
251
    	
 
    	
Fisher
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
252
    	
 
    	
Fisher
    	
 
    	
Ronald
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
253
    	
 
    	
Fleet
    	
 
    	
Mark
    	
 
    	
[**]
    	
 
    	
Sr Project Engr Specialist
    
	
254
    	
 
    	
Fleming
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Mgr, Crude Optimization
    
	
255
    	
 
    	
Fleming
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
256
    	
 
    	
Floyd
    	
 
    	
Melvin
    	
 
    	
[**]
    	
 
    	
Oper Tr Ii - 8 Hr Rt
    
	
257
    	
 
    	
Floyd
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
258
    	
 
    	
Fluehr
    	
 
    	
Ronald
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
259
    	
 
    	
Forbes
    	
 
    	
Daniel
    	
 
    	
[**]
    	
 
    	
Inspector Specialist
    
	
260
    	
 
    	
Ford
    	
 
    	
Frank
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
261
    	
 
    	
Ford
    	
 
    	
Jessica
    	
 
    	
[**]
    	
 
    	
Assoc Sr Process Engr
    
	
262
    	
 
    	
Ford
    	
 
    	
Terrence
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
263
    	
 
    	
Forde
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
264
    	
 
    	
Formosa
    	
 
    	
Mark
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
265
    	
 
    	
Forte
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
266
    	
 
    	
Foster
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
267
    	
 
    	
Fowler
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
268
    	
 
    	
Foxwell
    	
 
    	
Cornelius
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
269
    	
 
    	
Franecki
    	
 
    	
Gary
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
270
    	
 
    	
Frangione
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
271
    	
 
    	
Freeland
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
272
    	
 
    	
Frith
    	
 
    	
Walter
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
273
    	
 
    	
Fulmer
    	
 
    	
Kevin
    	
 
    	
[**]
    	
 
    	
HES Auditor IV
    
	
274
    	
 
    	
Furlong
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
275
    	
 
    	
Gaines
    	
 
    	
Steven
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    
	
276
    	
 
    	
Galante
    	
 
    	
Bradley
    	
 
    	
[**]
    	
 
    	
Supt Maint (Refinery)
    
	
277
    	
 
    	
Gallagher
    	
 
    	
Carol
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
278
    	
 
    	
Gallagher
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
279
    	
 
    	
Gallagher
    	
 
    	
Leonard
    	
 
    	
[**]
    	
 
    	
Mechanic Refinery (RP)/HEO
    
	
280
    	
 
    	
Gannon
    	
 
    	
Frank
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
281
    	
 
    	
Gannon
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
282
    	
 
    	
Gantt
    	
 
    	
Stuart
    	
 
    	
[**]
    	
 
    	
Lead Proc Engr
    
	
283
    	
 
    	
Garcia
    	
 
    	
Gary
    	
 
    	
[**]
    	
 
    	
Welder Rate Protected
    
	
284
    	
 
    	
Gardner
    	
 
    	
Bruce
    	
 
    	
[**]
    	
 
    	
Area Supt
    
	
285
    	
 
    	
Garrity
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
286
    	
 
    	
Gaskill
    	
 
    	
Marla
    	
 
    	
[**]
    	
 
    	
HR Generalist/Analyst
    
	
287
    	
 
    	
Gaspero
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Maint Supr II
    
	
288
    	
 
    	
Gavin
    	
 
    	
Daniel
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
289
    	
 
    	
Gavin
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
290
    	
 
    	
Gaynor
    	
 
    	
George
    	
 
    	
[**]
    	
 
    	
Sr Proj Engr
    
	
291
    	
 
    	
Gazzara
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
292
    	
 
    	
Geisheimer
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Facility Shift Supt
    
	
293
    	
 
    	
Geiss
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Mech Inst(MWF-Home)
    
	
294
    	
 
    	
Gentry
    	
 
    	
Roy
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
295
    	
 
    	
Gerber III
    	
 
    	
George
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
296
    	
 
    	
Gerle
    	
 
    	
Steven
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
297
    	
 
    	
Giampino
    	
 
    	
Dominic
    	
 
    	
[**]
    	
 
    	
Process Engr Spec Consultant
    
	
298
    	
 
    	
Giannini
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
299
    	
 
    	
Giannini
    	
 
    	
Philip
    	
 
    	
[**]
    	
 
    	
Sr Planner/Sched
    
	
300
    	
 
    	
Gildea
    	
 
    	
Timothy
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
301
    	
 
    	
Gill
    	
 
    	
Barry
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
302
    	
 
    	
Gioquindo
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
303
    	
 
    	
Glace
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
304
    	
 
    	
Glenn
    	
 
    	
Eric
    	
 
    	
[**]
    	
 
    	
Emer.Resp.Tech-F/Q-8Hr
    
	
305
    	
 
    	
Godfrey
    	
 
    	
Richard
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
306
    	
 
    	
Goins
    	
 
    	
Alfred
    	
 
    	
[**]
    	
 
    	
Fin Spec II
    
	
307
    	
 
    	
Golden
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
308
    	
 
    	
Goodman
    	
 
    	
Jason
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
309
    	
 
    	
Goracy
    	
 
    	
Richard
    	
 
    	
[**]
    	
 
    	
Sr Area Supt
    
	
310
    	
 
    	
Gorman
    	
 
    	
Richard
    	
 
    	
[**]
    	
 
    	
Lead Outside Operator
    
	
311
    	
 
    	
Goss
    	
 
    	
Andrew
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
312
    	
 
    	
Gould
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
313
    	
 
    	
Grace
    	
 
    	
Larry
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
314
    	
 
    	
Graf
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
315
    	
 
    	
Graham
    	
 
    	
Raymond
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
316
    	
 
    	
Grange
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
317
    	
 
    	
Grassi
    	
 
    	
Paul
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    
	
318
    	
 
    	
Grassia
    	
 
    	
Nicholas
    	
 
    	
[**]
    	
 
    	
Sr Marine Tech Advisor
    
	
319
    	
 
    	
Gray
    	
 
    	
Derrick
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
320
    	
 
    	
Gregory
    	
 
    	
Matthew
    	
 
    	
[**]
    	
 
    	
Plant Protection Officer
    
	
321
    	
 
    	
Gresham
    	
 
    	
Allan
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
322
    	
 
    	
Grieco
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
323
    	
 
    	
Groff
    	
 
    	
Garr
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
324
    	
 
    	
Grosse
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
325
    	
 
    	
Grundy
    	
 
    	
George
    	
 
    	
[**]
    	
 
    	
Back-Up Head Oper/Console Oper
    
	
326
    	
 
    	
Gudz
    	
 
    	
Richard
    	
 
    	
[**]
    	
 
    	
Back-Up Head Oper/Console Oper
    
	
327
    	
 
    	
Guidotti
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Lead Outside Operator
    
	
328
    	
 
    	
Guirguess
    	
 
    	
Shereen
    	
 
    	
[**]
    	
 
    	
Assoc Sr Proj Engr
    
	
329
    	
 
    	
Gura
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Maint Supr II
    
	
330
    	
 
    	
Guy
    	
 
    	
George
    	
 
    	
[**]
    	
 
    	
Turnaround Project Mgr
    
	
331
    	
 
    	
Hagan
    	
 
    	
Sean
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
332
    	
 
    	
Hagerty
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
333
    	
 
    	
Hall
    	
 
    	
Anthony
    	
 
    	
[**]
    	
 
    	
Sr Process Engr Specialist
    
	
334
    	
 
    	
Hall
    	
 
    	
Duane
    	
 
    	
[**]
    	
 
    	
Mgr Quality Assurance
    
	
335
    	
 
    	
Halpin
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
336
    	
 
    	
Hamer
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
337
    	
 
    	
Hamer
    	
 
    	
Shawn
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
338
    	
 
    	
Hamer
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
339
    	
 
    	
Hammond
    	
 
    	
Daniel
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
340
    	
 
    	
Hammond
    	
 
    	
Gerry
    	
 
    	
[**]
    	
 
    	
Welder Rate Protected
    
	
341
    	
 
    	
Hammond
    	
 
    	
Jason
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
342
    	
 
    	
Hansberry
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
343
    	
 
    	
Hargenrader
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Sr Maint Shift Supv
    
	
344
    	
 
    	
Harper
    	
 
    	
Martin
    	
 
    	
[**]
    	
 
    	
Inspector
    
	
345
    	
 
    	
Harris
    	
 
    	
Dina
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
346
    	
 
    	
Harris
    	
 
    	
George
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
347
    	
 
    	
Harris
    	
 
    	
Reginald
    	
 
    	
[**]
    	
 
    	
Back-Up Head Oper/Console Oper
    
	
348
    	
 
    	
Harrison
    	
 
    	
Damon
    	
 
    	
[**]
    	
 
    	
Back-Up Head Oper/Console Oper
    
	
349
    	
 
    	
Havey
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
350
    	
 
    	
Haymaker
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Entry-Instrument
    
	
351
    	
 
    	
Hays
    	
 
    	
Edwin
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
352
    	
 
    	
Heald
    	
 
    	
Graham
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
353
    	
 
    	
Heaney
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
354
    	
 
    	
Hearn
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
355
    	
 
    	
Heckmanski
    	
 
    	
Vincent
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
356
    	
 
    	
Heine
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Systems Specialist
    
	
357
    	
 
    	
Hendrickson
    	
 
    	
Wesley
    	
 
    	
[**]
    	
 
    	
Supt Maint (Refinery)
    
	
358
    	
 
    	
Henline
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
359
    	
 
    	
Henninger
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Voc Operator
    
	
360
    	
 
    	
Henry
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
361
    	
 
    	
Hermansen
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Inspection Superintendent
    
	
362
    	
 
    	
Herrero
    	
 
    	
Jose
    	
 
    	
[**]
    	
 
    	
Sr Process Engr Specialist
    
	
363
    	
 
    	
Hess
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
364
    	
 
    	
Hession
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Welder Rate Protected
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
365
    	
 
    	
Higgins
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
366
    	
 
    	
Higgins
    	
 
    	
Joanne
    	
 
    	
[**]
    	
 
    	
Sr Payroll Analyst
    
	
367
    	
 
    	
Higgins
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
368
    	
 
    	
Hiland
    	
 
    	
Gerard
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
369
    	
 
    	
Hill
    	
 
    	
Donald
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
370
    	
 
    	
Ho
    	
 
    	
Tat
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
371
    	
 
    	
Hoffacker
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Project Control Analyst I
    
	
372
    	
 
    	
Hogarth
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Scheduling Specialist
    
	
373
    	
 
    	
Hoglen
    	
 
    	
Ronda
    	
 
    	
[**]
    	
 
    	
Refinery Fin Anal
    
	
374
    	
 
    	
Holderer
    	
 
    	
Carl
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
375
    	
 
    	
Holland
    	
 
    	
Raymond
    	
 
    	
[**]
    	
 
    	
Back-Up Head Oper/Console Oper
    
	
376
    	
 
    	
Holzman
    	
 
    	
Jerome
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
377
    	
 
    	
Hom
    	
 
    	
Jacqueline
    	
 
    	
[**]
    	
 
    	
Sr Environ Engr Spec
    
	
378
    	
 
    	
Hook
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Voc Operator
    
	
379
    	
 
    	
Hope
    	
 
    	
Christopher
    	
 
    	
[**]
    	
 
    	
Sr. Business Systems Analyst
    
	
380
    	
 
    	
Horn
    	
 
    	
Timothy
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
381
    	
 
    	
Hornig
    	
 
    	
Timothy
    	
 
    	
[**]
    	
 
    	
Area Process Manager
    
	
382
    	
 
    	
Horrell
    	
 
    	
Douglas
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
383
    	
 
    	
Horton
    	
 
    	
Wade
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
384
    	
 
    	
House
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Plant Protection Officer
    
	
385
    	
 
    	
Houston
    	
 
    	
Willis
    	
 
    	
[**]
    	
 
    	
Area Supt
    
	
386
    	
 
    	
Hovis
    	
 
    	
Jack
    	
 
    	
[**]
    	
 
    	
Sr. Manager, IT COE
    
	
387
    	
 
    	
Howard
    	
 
    	
Beverly
    	
 
    	
[**]
    	
 
    	
Operations Assistant
    
	
388
    	
 
    	
Howell
    	
 
    	
Alfreda
    	
 
    	
[**]
    	
 
    	
Foreign Crude Acct
    
	
389
    	
 
    	
Hudak
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
390
    	
 
    	
Hughes
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    
	
391
    	
 
    	
Huhn
    	
 
    	
Andrea
    	
 
    	
[**]
    	
 
    	
Tech Specialist
    
	
392
    	
 
    	
Human
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Sr Area Supt
    
	
393
    	
 
    	
Hunsberger
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
394
    	
 
    	
Huntsinger
    	
 
    	
Kevin
    	
 
    	
[**]
    	
 
    	
Lab Shift Supervisor
    
	
395
    	
 
    	
Hurst
    	
 
    	
Kyle
    	
 
    	
[**]
    	
 
    	
Assistant Inspector Equip Anal
    
	
396
    	
 
    	
Hushen
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
397
    	
 
    	
Hyland
    	
 
    	
Christopher
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
398
    	
 
    	
Hyland
    	
 
    	
Timothy
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
399
    	
 
    	
Ireland
    	
 
    	
George
    	
 
    	
[**]
    	
 
    	
Sr Maint Shift Supv
    
	
400
    	
 
    	
Isaac
    	
 
    	
Lincoln
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
401
    	
 
    	
Jamison
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
402
    	
 
    	
Janda
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
403
    	
 
    	
Janik
    	
 
    	
Eugene
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
404
    	
 
    	
Jaquett
    	
 
    	
Frank
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
405
    	
 
    	
Jawahir
    	
 
    	
Deonarine
    	
 
    	
[**]
    	
 
    	
Inst Tech Lev IV
    
	
406
    	
 
    	
Jennings
    	
 
    	
Paul
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
407
    	
 
    	
Jensen
    	
 
    	
Mary
    	
 
    	
[**]
    	
 
    	
Medical Admin Asst
    
	
408
    	
 
    	
John
    	
 
    	
Paul
    	
 
    	
[**]
    	
 
    	
Plng Econ Spec
    
	
409
    	
 
    	
Johnson
    	
 
    	
Aaron
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
410
    	
 
    	
Johnson
    	
 
    	
Alttiea
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
411
    	
 
    	
Johnson
    	
 
    	
Arde
    	
 
    	
[**]
    	
 
    	
Lead Engr - Project
    
	
412
    	
 
    	
Johnson
    	
 
    	
Glenn
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
413
    	
 
    	
Johnson
    	
 
    	
Jeffrey
    	
 
    	
[**]
    	
 
    	
Fire & ER Shift Supr
    
	
414
    	
 
    	
Johnson
    	
 
    	
Wayne
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
415
    	
 
    	
Johnston
    	
 
    	
Graffus
    	
 
    	
[**]
    	
 
    	
Emer.Resp.Tech-F/Q-8Hr
    
	
416
    	
 
    	
Johnston
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
417
    	
 
    	
Jolly
    	
 
    	
Daniel
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
418
    	
 
    	
Jones
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Back-Up Head Oper/Console Oper
    
	
419
    	
 
    	
Jones
    	
 
    	
Jason
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
420
    	
 
    	
Jones
    	
 
    	
Valerie
    	
 
    	
[**]
    	
 
    	
Lab OEMS Doc/Rec Coordinator
    
	
421
    	
 
    	
Joyce
    	
 
    	
Timothy
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
422
    	
 
    	
Jung
    	
 
    	
Sonia
    	
 
    	
[**]
    	
 
    	
Sr Proc Engr I
    
	
423
    	
 
    	
Karas
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
424
    	
 
    	
Ke
    	
 
    	
Andrew
    	
 
    	
[**]
    	
 
    	
Senior Treasury Analyst
    
	
425
    	
 
    	
Keeler
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
General Manager
    
	
426
    	
 
    	
Keenan
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Sr Systems Analyst
    
	
427
    	
 
    	
Keller
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Maint Supr II
    
	
428
    	
 
    	
Kelly
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    
	
429
    	
 
    	
Kelly
    	
 
    	
Jessica
    	
 
    	
[**]
    	
 
    	
Accounts Payable Lead
    
	
430
    	
 
    	
Kelly
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
431
    	
 
    	
Kelly
    	
 
    	
Mark
    	
 
    	
[**]
    	
 
    	
Sr Planner/Sched
    
	
432
    	
 
    	
Kelly
    	
 
    	
Patrick
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    
	
433
    	
 
    	
Kelly
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Sr Area Supt
    
	
434
    	
 
    	
Kelso
    	
 
    	
Brian
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
435
    	
 
    	
Kemble
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Inspector Specialist
    
	
436
    	
 
    	
Kemeny
    	
 
    	
Gary
    	
 
    	
[**]
    	
 
    	
Sr Process Engr Specialist
    
	
437
    	
 
    	
Kendra
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Maint Supr II
    
	
438
    	
 
    	
Kennedy
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Mechanic Refinery (RP)/HEO
    
	
439
    	
 
    	
Kestel
    	
 
    	
Steven
    	
 
    	
[**]
    	
 
    	
Proj Engr Spec
    
	
440
    	
 
    	
Kilborn
    	
 
    	
Brian
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
441
    	
 
    	
Kim
    	
 
    	
Myungwook
    	
 
    	
[**]
    	
 
    	
Sr Chemical Spec I
    
	
442
    	
 
    	
King
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
443
    	
 
    	
Kio
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
444
    	
 
    	
Kircher
    	
 
    	
Paul
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
445
    	
 
    	
Kistler
    	
 
    	
Daniel
    	
 
    	
[**]
    	
 
    	
Oper Tr Iii - 8 Hr Rt
    
	
446
    	
 
    	
Kluka
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
447
    	
 
    	
Knab
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
448
    	
 
    	
Knopka
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
449
    	
 
    	
Kobchenko
    	
 
    	
Sergey
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
450
    	
 
    	
Kohn
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Facility Shift Supt
    
	
451
    	
 
    	
Korn
    	
 
    	
Lewis
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
452
    	
 
    	
Kotyk
    	
 
    	
Harry
    	
 
    	
[**]
    	
 
    	
Area Supt
    
	
453
    	
 
    	
Kotyk
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
454
    	
 
    	
Kotyk
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
455
    	
 
    	
Kozlowski
    	
 
    	
Anthony
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
456
    	
 
    	
Kuchma
    	
 
    	
Paul
    	
 
    	
[**]
    	
 
    	
Planning & Econ Consultant
    
	
457
    	
 
    	
Kuhlman
    	
 
    	
Paul
    	
 
    	
[**]
    	
 
    	
Facility Shift Supt
    
	
458
    	
 
    	
Lagrotta
    	
 
    	
Anthony
    	
 
    	
[**]
    	
 
    	
Head Technician
    
	
459
    	
 
    	
Laible
    	
 
    	
Ken
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
460
    	
 
    	
LaPierre
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
461
    	
 
    	
Larocca
    	
 
    	
Anthony
    	
 
    	
[**]
    	
 
    	
Associate Sourcing Specialist
    
	
462
    	
 
    	
Latham
    	
 
    	
Patricia
    	
 
    	
[**]
    	
 
    	
Assoc Exec Secretary
    
	
463
    	
 
    	
Latham
    	
 
    	
Richard
    	
 
    	
[**]
    	
 
    	
Maint Supr II
    
	
464
    	
 
    	
Latore
    	
 
    	
Carl
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
465
    	
 
    	
Lavoie
    	
 
    	
Raymond
    	
 
    	
[**]
    	
 
    	
Tech Specialist
    
	
466
    	
 
    	
Lawless
    	
 
    	
Patricia
    	
 
    	
[**]
    	
 
    	
Exec Asst
    
	
467
    	
 
    	
Lawrence
    	
 
    	
Jeffrey
    	
 
    	
[**]
    	
 
    	
Sr Proc Engr I
    
	
468
    	
 
    	
Lazzaro
    	
 
    	
Derek
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
469
    	
 
    	
LeBold
    	
 
    	
Steven
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
470
    	
 
    	
Leddy
    	
 
    	
Dennis
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
471
    	
 
    	
Lee
    	
 
    	
Susan
    	
 
    	
[**]
    	
 
    	
Planning Coord
    
	
472
    	
 
    	
Lehman
    	
 
    	
Allen
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
473
    	
 
    	
Leinhauser
    	
 
    	
Annemarie
    	
 
    	
[**]
    	
 
    	
Assoc Sr COS&D Sched
    
	
474
    	
 
    	
Leodore
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
475
    	
 
    	
Leonard
    	
 
    	
Andrew
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
476
    	
 
    	
Leonard
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Tech Specialist
    
	
477
    	
 
    	
Leonardo
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Sr Reliability Expert
    
	
478
    	
 
    	
Lerro
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
479
    	
 
    	
Lesueuer
    	
 
    	
Stanley
    	
 
    	
[**]
    	
 
    	
Planner/Scheduler
    
	
480
    	
 
    	
Leuze
    	
 
    	
Connie
    	
 
    	
[**]
    	
 
    	
Strat Proj Tech Aide
    
	
481
    	
 
    	
Levins
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    
	
482
    	
 
    	
Levins
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
483
    	
 
    	
Levins
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
484
    	
 
    	
Lewandowski
    	
 
    	
Alexander
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
485
    	
 
    	
Lewis
    	
 
    	
Marie
    	
 
    	
[**]
    	
 
    	
Lab Tech III
    
	
486
    	
 
    	
Lichman
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
487
    	
 
    	
Licht
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Mgr, Terminal Accounting
    
	
488
    	
 
    	
Light
    	
 
    	
Douglas
    	
 
    	
[**]
    	
 
    	
Plant Protection Officer
    
	
489
    	
 
    	
Lisby
    	
 
    	
Howard
    	
 
    	
[**]
    	
 
    	
Welder Rate Protected
    
	
490
    	
 
    	
Lloyd
    	
 
    	
Scot
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
491
    	
 
    	
Lobb
    	
 
    	
Paul
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
492
    	
 
    	
Locicero
    	
 
    	
Frank
    	
 
    	
[**]
    	
 
    	
Sr Fin Spec I
    
	
493
    	
 
    	
Logan
    	
 
    	
Matthew
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
494
    	
 
    	
Logue
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Assoc Sr Proj Engr
    
	
495
    	
 
    	
Lonergan
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
496
    	
 
    	
Lopes
    	
 
    	
Christopher
    	
 
    	
[**]
    	
 
    	
Construction Proj Mgr IV
    
	
497
    	
 
    	
Lorenz
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
498
    	
 
    	
Lott
    	
 
    	
Christopher
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
499
    	
 
    	
Louie
    	
 
    	
Eric
    	
 
    	
[**]
    	
 
    	
Entry-Instrument
    
	
500
    	
 
    	
Ludvig
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
501
    	
 
    	
Luebbe
    	
 
    	
Jessica
    	
 
    	
[**]
    	
 
    	
Sr Plng & Econ Analyst
    
	
502
    	
 
    	
Luig
    	
 
    	
Peter
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
503
    	
 
    	
Lusas
    	
 
    	
Frank
    	
 
    	
[**]
    	
 
    	
Area Supt
    
	
504
    	
 
    	
Lutek
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
505
    	
 
    	
Lydon
    	
 
    	
Stephen
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
506
    	
 
    	
Lyons
    	
 
    	
Sean
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
507
    	
 
    	
MacClave
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
508
    	
 
    	
MacCoy
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Lead Outside Operator
    
	
509
    	
 
    	
Maciejewski
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
510
    	
 
    	
Maffei
    	
 
    	
Shawn
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
511
    	
 
    	
Magid
    	
 
    	
Matthew
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
512
    	
 
    	
Maguire
    	
 
    	
Philip
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
513
    	
 
    	
Maloney
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
514
    	
 
    	
Manganaro
    	
 
    	
Vito
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
515
    	
 
    	
Mapes
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
516
    	
 
    	
Mapp
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
517
    	
 
    	
Marino
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
518
    	
 
    	
Marshall
    	
 
    	
Harold
    	
 
    	
[**]
    	
 
    	
Head Technician
    
	
519
    	
 
    	
Martin
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Construction Proj Mgr IV
    
	
520
    	
 
    	
Martin
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
521
    	
 
    	
Massa
    	
 
    	
Matthew
    	
 
    	
[**]
    	
 
    	
Assoc Sr Proj Engr
    
	
522
    	
 
    	
Massaro
    	
 
    	
Frank
    	
 
    	
[**]
    	
 
    	
Sr Fin Spec I
    
	
523
    	
 
    	
Matera
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
524
    	
 
    	
Mathew
    	
 
    	
Susan
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
525
    	
 
    	
Matthews
    	
 
    	
Peter
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
526
    	
 
    	
Matticola
    	
 
    	
Raymond
    	
 
    	
[**]
    	
 
    	
Accounting Supervisor - NER
    
	
527
    	
 
    	
Maxwell
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
528
    	
 
    	
Mazza
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Sr Oper Econ Spec
    
	
529
    	
 
    	
McAllister
    	
 
    	
Stephen
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
530
    	
 
    	
McBride
    	
 
    	
Frank
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
531
    	
 
    	
McBride
    	
 
    	
Gerald
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
532
    	
 
    	
McCaffrey
    	
 
    	
Mariann
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
533
    	
 
    	
McClintock
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
OPS Planner
    
	
534
    	
 
    	
McColgan
    	
 
    	
Margaret Mary
    	
 
    	
[**]
    	
 
    	
Associate Planner Scheduler
    
	
535
    	
 
    	
McComb
    	
 
    	
Bruce
    	
 
    	
[**]
    	
 
    	
Storesperson
    
	
536
    	
 
    	
McCormick
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
537
    	
 
    	
McCullough
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Oper Tr Entry - 8 Hr Rt
    
	
538
    	
 
    	
McCullough
    	
 
    	
Kevin
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
539
    	
 
    	
McCullough
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
540
    	
 
    	
McDonald
    	
 
    	
George
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
541
    	
 
    	
McErlane
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
542
    	
 
    	
McFadden
    	
 
    	
Paul
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
543
    	
 
    	
McFall
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
544
    	
 
    	
McGee
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
545
    	
 
    	
McGee
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
546
    	
 
    	
McGoldrick
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
547
    	
 
    	
McGrath
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
548
    	
 
    	
McHugh
    	
 
    	
Barbara
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
549
    	
 
    	
McHugh
    	
 
    	
Christopher
    	
 
    	
[**]
    	
 
    	
Lab Tech III
    
	
550
    	
 
    	
McHugh
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
551
    	
 
    	
McHugh
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
552
    	
 
    	
McHugh
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
553
    	
 
    	
McHugh
    	
 
    	
Steven
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
554
    	
 
    	
McKenna
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
555
    	
 
    	
McKeon
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Sr Project Engr Specialist
    
	
556
    	
 
    	
McKinney
    	
 
    	
Judith
    	
 
    	
[**]
    	
 
    	
Admin Asst
    
	
557
    	
 
    	
McLaughlin
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
558
    	
 
    	
McNally
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
559
    	
 
    	
Merk
    	
 
    	
Gregory
    	
 
    	
[**]
    	
 
    	
Supt Planning & Scheduling
    
	
560
    	
 
    	
Mguidich
    	
 
    	
Maher
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
561
    	
 
    	
Michael
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
562
    	
 
    	
Michener
    	
 
    	
Tyler
    	
 
    	
[**]
    	
 
    	
Asst Procurement Analyst
    
	
563
    	
 
    	
Mikolajczyk Sr
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
564
    	
 
    	
Miles
    	
 
    	
Barry
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
565
    	
 
    	
Miller
    	
 
    	
Arnold
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
566
    	
 
    	
Miller
    	
 
    	
Eric
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    
	
567
    	
 
    	
Miller
    	
 
    	
John D
    	
 
    	
[**]
    	
 
    	
Lead Engr - Project
    
	
568
    	
 
    	
Miller
    	
 
    	
John J
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
569
    	
 
    	
Miller
    	
 
    	
Matthew
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
570
    	
 
    	
Miller
    	
 
    	
Paul
    	
 
    	
[**]
    	
 
    	
Inst Tech Lvl Iv
    
	
571
    	
 
    	
Minor
    	
 
    	
Anne
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
572
    	
 
    	
Miragliotta
    	
 
    	
Carl
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
573
    	
 
    	
Mitchell
    	
 
    	
Annamaria
    	
 
    	
[**]
    	
 
    	
H/S/Fire/PSM/Sec Reg Asst
    
	
574
    	
 
    	
Mitchell
    	
 
    	
Dennis
    	
 
    	
[**]
    	
 
    	
Sr Maint Shift Supv
    
	
575
    	
 
    	
Moeller
    	
 
    	
Alex
    	
 
    	
[**]
    	
 
    	
Project Engr Spec Consultant
    
	
576
    	
 
    	
Moffa
    	
 
    	
Raymond
    	
 
    	
[**]
    	
 
    	
Concept Squad Mech/HEO
    
	
577
    	
 
    	
Mohler
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
578
    	
 
    	
Monteleone
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
579
    	
 
    	
Monzo
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
580
    	
 
    	
Moore
    	
 
    	
Gary
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
581
    	
 
    	
Moore
    	
 
    	
Steven
    	
 
    	
[**]
    	
 
    	
Maintenance Training Consultan
    
	
582
    	
 
    	
Moran
    	
 
    	
Neal
    	
 
    	
[**]
    	
 
    	
Assoc Sr Proj Engr
    
	
583
    	
 
    	
Morley
    	
 
    	
Matthew
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
584
    	
 
    	
Moroni
    	
 
    	
Steven
    	
 
    	
[**]
    	
 
    	
Sr Planner/Sched
    
	
585
    	
 
    	
Morrow
    	
 
    	
Daniel
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
586
    	
 
    	
Morrow
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
587
    	
 
    	
Morse
    	
 
    	
Donald
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
588
    	
 
    	
Mosher
    	
 
    	
Brian
    	
 
    	
[**]
    	
 
    	
Back-Up Head Oper/Console Oper
    
	
589
    	
 
    	
Motley
    	
 
    	
Bilal
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
590
    	
 
    	
Mower
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
591
    	
 
    	
Moyer
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Plng Econ Spec
    
	
592
    	
 
    	
Mueller
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
593
    	
 
    	
Mullen
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
594
    	
 
    	
Muller
    	
 
    	
Martin
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
595
    	
 
    	
Mulligan
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Lab Shift Supervisor
    
	
596
    	
 
    	
Munyon
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
597
    	
 
    	
Murphy
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Sr Proj Engr 1
    
	
598
    	
 
    	
Murray
    	
 
    	
Harold
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
599
    	
 
    	
Muzekari
    	
 
    	
Theodore
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
600
    	
 
    	
Myers
    	
 
    	
Christopher
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
601
    	
 
    	
Myers
    	
 
    	
Patricia
    	
 
    	
[**]
    	
 
    	
Proc Engr Spec
    
	
602
    	
 
    	
Nace
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
603
    	
 
    	
Neal
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
604
    	
 
    	
Nemeth
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
PSM Coordinator
    
	
605
    	
 
    	
Nester
    	
 
    	
Karl
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
606
    	
 
    	
Nguyen
    	
 
    	
Tan
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
607
    	
 
    	
Nicholson
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
608
    	
 
    	
Nimmons
    	
 
    	
Eula
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
609
    	
 
    	
Nini
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
610
    	
 
    	
Nodis
    	
 
    	
Kevin
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
611
    	
 
    	
Nolek
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
612
    	
 
    	
Norman
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Emer.Resp.Tech-F/Q-8Hr
    
	
613
    	
 
    	
Nowak
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
614
    	
 
    	
Oberholzer
    	
 
    	
Francis
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
615
    	
 
    	
O’Boyle
    	
 
    	
Andrew
    	
 
    	
[**]
    	
 
    	
OP App I - 8 Hour Rate
    
	
616
    	
 
    	
O’Callaghan
    	
 
    	
Ryan
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
617
    	
 
    	
Ochmanowicz
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Lead Outside Operator
    
	
618
    	
 
    	
O’Connor
    	
 
    	
Martin
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
619
    	
 
    	
Ogan
    	
 
    	
Jeffrey
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
620
    	
 
    	
Ogden
    	
 
    	
Michelle
    	
 
    	
[**]
    	
 
    	
Sr Yield Acct
    
	
621
    	
 
    	
O’Hagan
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
622
    	
 
    	
Olsen
    	
 
    	
Judith
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
623
    	
 
    	
Olsen
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
624
    	
 
    	
O’Malley
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Sr Systems Analyst
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
625
    	
 
    	
O’Neill
    	
 
    	
Shawn
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
626
    	
 
    	
Opperman
    	
 
    	
Ronald
    	
 
    	
[**]
    	
 
    	
Mgr Fed & State Income Rptg
    
	
627
    	
 
    	
Oropeza
    	
 
    	
Fredy
    	
 
    	
[**]
    	
 
    	
Turnaround Project Mgr
    
	
628
    	
 
    	
Ospino
    	
 
    	
Ricardo
    	
 
    	
[**]
    	
 
    	
Proj Engr I
    
	
629
    	
 
    	
Osterheldt
    	
 
    	
Leo
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
630
    	
 
    	
O’Toole
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Facility HR Manager - Phila
    
	
631
    	
 
    	
Ott
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
632
    	
 
    	
Owen
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
633
    	
 
    	
Oxner
    	
 
    	
Samuel
    	
 
    	
[**]
    	
 
    	
Concept Squad Mech/HEO
    
	
634
    	
 
    	
Ozdowski
    	
 
    	
Daniel
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
635
    	
 
    	
Padgett
    	
 
    	
Keith
    	
 
    	
[**]
    	
 
    	
Sr Planner/Sched
    
	
636
    	
 
    	
Page
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Grp Sales Mgr-Chem Div
    
	
637
    	
 
    	
Palmer
    	
 
    	
Quentin
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
638
    	
 
    	
Panetta
    	
 
    	
Matthew
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
639
    	
 
    	
Parente
    	
 
    	
Vance
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
640
    	
 
    	
Parker
    	
 
    	
Leslie
    	
 
    	
[**]
    	
 
    	
Training Asst.
    
	
641
    	
 
    	
Parks
    	
 
    	
Franklin
    	
 
    	
[**]
    	
 
    	
Inspector
    
	
642
    	
 
    	
Partridge
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Construction Project Manager
    
	
643
    	
 
    	
Pasternak
    	
 
    	
Mark
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
644
    	
 
    	
Patel
    	
 
    	
Ajay
    	
 
    	
[**]
    	
 
    	
Maint Supr II
    
	
645
    	
 
    	
Patel
    	
 
    	
Dhimant
    	
 
    	
[**]
    	
 
    	
Planning & Econ Consultant
    
	
646
    	
 
    	
Patel
    	
 
    	
Mahmood
    	
 
    	
[**]
    	
 
    	
Proj Mgr I
    
	
647
    	
 
    	
Patel
    	
 
    	
Manish
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
648
    	
 
    	
Pavlock
    	
 
    	
Beth
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
649
    	
 
    	
Pearson
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
650
    	
 
    	
Penman
    	
 
    	
Janette
    	
 
    	
[**]
    	
 
    	
Scheduling Specialist
    
	
651
    	
 
    	
Perkins
    	
 
    	
Ryan
    	
 
    	
[**]
    	
 
    	
Sr Plng & Econ Analyst I
    
	
652
    	
 
    	
Perry
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
653
    	
 
    	
Peters
    	
 
    	
Brandon
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
654
    	
 
    	
Peters
    	
 
    	
Mark
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
655
    	
 
    	
Peterson
    	
 
    	
Laurence
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
656
    	
 
    	
Pfluger
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Assoc Sr Proj Engr
    
	
657
    	
 
    	
Phandinh
    	
 
    	
Nhan
    	
 
    	
[**]
    	
 
    	
Project Engr Spec Consultant
    
	
658
    	
 
    	
Phillips
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
659
    	
 
    	
Pickering
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
SVP Manufacturing
    
	
660
    	
 
    	
Pinkstone
    	
 
    	
Stephen
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
661
    	
 
    	
Plank
    	
 
    	
Harry
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
662
    	
 
    	
Pohl
    	
 
    	
Christopher
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
663
    	
 
    	
Pohl
    	
 
    	
Marc
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
664
    	
 
    	
Pollock
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Mgr, Crude Oil Supply
    
	
665
    	
 
    	
Pompilii
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Fin Spec II
    
	
666
    	
 
    	
Porter
    	
 
    	
Francis
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
667
    	
 
    	
Pressley
    	
 
    	
Claudie
    	
 
    	
[**]
    	
 
    	
Maint Supr II
    
	
668
    	
 
    	
Prosceno
    	
 
    	
Albert
    	
 
    	
[**]
    	
 
    	
Back-Up Head Oper/Console Oper
    
	
669
    	
 
    	
Przeworski
    	
 
    	
Kenneth
    	
 
    	
[**]
    	
 
    	
Area Process Manager
    
	
670
    	
 
    	
Purcell
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
671
    	
 
    	
Quarles
    	
 
    	
Mark
    	
 
    	
[**]
    	
 
    	
Director IT Refining & Manuf
    
	
672
    	
 
    	
Quinn
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
673
    	
 
    	
Quinn
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Inspector Specialist
    
	
674
    	
 
    	
Rachubinski
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
675
    	
 
    	
Rafferty
    	
 
    	
Roseanne
    	
 
    	
[**]
    	
 
    	
Sr Fin Spec I
    
	
676
    	
 
    	
Ramesh
    	
 
    	
Ajay
    	
 
    	
[**]
    	
 
    	
Financial Associate I
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
677
    	
 
    	
Raquet
    	
 
    	
Deborah
    	
 
    	
[**]
    	
 
    	
Lead Account Rec. Analyst
    
	
678
    	
 
    	
Raskauskas
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
679
    	
 
    	
Ray
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
680
    	
 
    	
Redding
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
681
    	
 
    	
Reed
    	
 
    	
Gerald
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
682
    	
 
    	
Reed
    	
 
    	
Gregory
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
683
    	
 
    	
Reed
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Area Process Manager
    
	
684
    	
 
    	
Reed
    	
 
    	
Richard
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
685
    	
 
    	
Rees
    	
 
    	
Brian
    	
 
    	
[**]
    	
 
    	
Sr Systems Analyst
    
	
686
    	
 
    	
Reeve
    	
 
    	
Osborne
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
687
    	
 
    	
Reilly
    	
 
    	
Anthony
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
688
    	
 
    	
Reilly
    	
 
    	
Gerald
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
689
    	
 
    	
Reisenwitz
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Maint Supr II
    
	
690
    	
 
    	
Reiss
    	
 
    	
Nicholas
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
691
    	
 
    	
Rendall
    	
 
    	
Shaun
    	
 
    	
[**]
    	
 
    	
Sr Proc Engr I
    
	
692
    	
 
    	
Reyes-McCullough
    	
 
    	
Theresa
    	
 
    	
[**]
    	
 
    	
HR Associate
    
	
693
    	
 
    	
Reynolds
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    
	
694
    	
 
    	
Reynolds
    	
 
    	
Gregory
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
695
    	
 
    	
Rhym
    	
 
    	
Kim
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
696
    	
 
    	
Rial
    	
 
    	
Lisa
    	
 
    	
[**]
    	
 
    	
Area Supply Chain Ops Lead
    
	
697
    	
 
    	
Riccio
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
698
    	
 
    	
Riley
    	
 
    	
Eileen
    	
 
    	
[**]
    	
 
    	
Receptionist/Admin Asst
    
	
699
    	
 
    	
Riley
    	
 
    	
George
    	
 
    	
[**]
    	
 
    	
Proj Engr Spec
    
	
700
    	
 
    	
Riley
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Mechanic Refinery (RP)/HEO
    
	
701
    	
 
    	
Ripley
    	
 
    	
Matthew
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
702
    	
 
    	
Roberts
    	
 
    	
Richard
    	
 
    	
[**]
    	
 
    	
Sr Area Supt
    
	
703
    	
 
    	
Robinson
    	
 
    	
Barry
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
704
    	
 
    	
Rodgers
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
705
    	
 
    	
Romano
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
706
    	
 
    	
Roney
    	
 
    	
Stephen
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
707
    	
 
    	
Rosanova
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
708
    	
 
    	
Rosenberg
    	
 
    	
Mitchel
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
709
    	
 
    	
Ross
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
710
    	
 
    	
Rossnagle
    	
 
    	
Gerald
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
711
    	
 
    	
Royal
    	
 
    	
Dennis
    	
 
    	
[**]
    	
 
    	
Proj Engr Spec
    
	
712
    	
 
    	
Ruch
    	
 
    	
Carolyn
    	
 
    	
[**]
    	
 
    	
Sr Environ Engr Spec 1
    
	
713
    	
 
    	
Rullo
    	
 
    	
Sean
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
714
    	
 
    	
Runyon
    	
 
    	
Lisa
    	
 
    	
[**]
    	
 
    	
HES Attorney
    
	
715
    	
 
    	
Rush
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
716
    	
 
    	
Rush
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Head Technician
    
	
717
    	
 
    	
Rushton
    	
 
    	
Leo
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
718
    	
 
    	
Russell
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
719
    	
 
    	
Russell
    	
 
    	
Wendell
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
720
    	
 
    	
Rustark
    	
 
    	
Brian
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
721
    	
 
    	
Ryan
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
722
    	
 
    	
Rydzy
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
723
    	
 
    	
Saada
    	
 
    	
Aprille
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
724
    	
 
    	
Sadlowski
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Sr Trader
    
	
725
    	
 
    	
Sadowski
    	
 
    	
Tracy
    	
 
    	
[**]
    	
 
    	
Planning & Econ Consultant
    
	
726
    	
 
    	
Salemo
    	
 
    	
Patrick
    	
 
    	
[**]
    	
 
    	
Assoc Sr Process Engr
    
	
727
    	
 
    	
Salladino
    	
 
    	
Nicholas
    	
 
    	
[**]
    	
 
    	
Lead Planner/Scheduler
    
	
728
    	
 
    	
Sanitate
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
729
    	
 
    	
Santo
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
730
    	
 
    	
Santoro
    	
 
    	
Elizabeth
    	
 
    	
[**]
    	
 
    	
Assoc Sr Proj Engr
    
	
731
    	
 
    	
Saunders
    	
 
    	
Hollis
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
732
    	
 
    	
Sava
    	
 
    	
Nicholas
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
733
    	
 
    	
Savage
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
734
    	
 
    	
Savidge
    	
 
    	
Howard
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
735
    	
 
    	
Scairato
    	
 
    	
Theodore
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
736
    	
 
    	
Schaaf
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Concept Squad Mech/HEO
    
	
737
    	
 
    	
Schafer
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
738
    	
 
    	
Schafer
    	
 
    	
Francis
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
739
    	
 
    	
Schaffer
    	
 
    	
Raymond
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
740
    	
 
    	
Schimmel
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
741
    	
 
    	
Schlude
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
742
    	
 
    	
Scholes
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Maint Supr II
    
	
743
    	
 
    	
Schopfer
    	
 
    	
Kimberly
    	
 
    	
[**]
    	
 
    	
Operations Assistant
    
	
744
    	
 
    	
Schrader
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
745
    	
 
    	
Schuller
    	
 
    	
Carl
    	
 
    	
[**]
    	
 
    	
IT Staff Analyst
    
	
746
    	
 
    	
Schwarz
    	
 
    	
Peter
    	
 
    	
[**]
    	
 
    	
Sr Trader
    
	
747
    	
 
    	
Schweikart
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Operations Mechanic
    
	
748
    	
 
    	
Scott
    	
 
    	
Andre
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
749
    	
 
    	
Scott
    	
 
    	
Gregory
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
750
    	
 
    	
Scott
    	
 
    	
Steven
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
751
    	
 
    	
Seaman
    	
 
    	
Danny
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
752
    	
 
    	
Selkow
    	
 
    	
Mark
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
753
    	
 
    	
Senkowsky
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
754
    	
 
    	
Sessoms
    	
 
    	
Vesta
    	
 
    	
[**]
    	
 
    	
Plant Protection Officer
    
	
755
    	
 
    	
Shakibaei
    	
 
    	
Farhad
    	
 
    	
[**]
    	
 
    	
Mgr Crude Ops/Marine Supv
    
	
756
    	
 
    	
Shapiro
    	
 
    	
Lawrence
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
757
    	
 
    	
Shapiro
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
758
    	
 
    	
Shaw
    	
 
    	
Patrick
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
759
    	
 
    	
Sheffy
    	
 
    	
Clark
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
760
    	
 
    	
Shelson
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
761
    	
 
    	
Shi
    	
 
    	
Yi
    	
 
    	
[**]
    	
 
    	
Dir Marine Transportation
    
	
762
    	
 
    	
Shields
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
763
    	
 
    	
Shoemaker
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Sr Commer Oper Spec
    
	
764
    	
 
    	
Short
    	
 
    	
Patrick
    	
 
    	
[**]
    	
 
    	
Sr Systems Analyst
    
	
765
    	
 
    	
Shuda
    	
 
    	
Francis
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
766
    	
 
    	
Shuda
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Back-Up Head Oper/Console Oper
    
	
767
    	
 
    	
Siciliano
    	
 
    	
Mark
    	
 
    	
[**]
    	
 
    	
IT Staff Analyst
    
	
768
    	
 
    	
Simmler
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Supt Maint (Refinery)
    
	
769
    	
 
    	
Siracuse
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
770
    	
 
    	
Sistrunk
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
771
    	
 
    	
Sitler
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Inspector Specialist
    
	
772
    	
 
    	
Skramstad
    	
 
    	
Arvin
    	
 
    	
[**]
    	
 
    	
Area Supt
    
	
773
    	
 
    	
Sloan
    	
 
    	
Deborah
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
774
    	
 
    	
Small
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
775
    	
 
    	
Small
    	
 
    	
Jeffrey
    	
 
    	
[**]
    	
 
    	
Head Technician
    
	
776
    	
 
    	
Small
    	
 
    	
Rickey
    	
 
    	
[**]
    	
 
    	
Operations Training Consultant
    
	
777
    	
 
    	
Smeder
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
778
    	
 
    	
Smith
    	
 
    	
Glenn
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
779
    	
 
    	
Smith
    	
 
    	
Jeffrey
    	
 
    	
[**]
    	
 
    	
PSM Coordinator
    
	
780
    	
 
    	
Smith
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
781
    	
 
    	
Smith
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
782
    	
 
    	
Smith
    	
 
    	
LaShanda
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
783
    	
 
    	
Smith
    	
 
    	
Martin
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
784
    	
 
    	
Smith
    	
 
    	
Martin J.
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
785
    	
 
    	
Smith
    	
 
    	
Steven
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
786
    	
 
    	
Sneddon
    	
 
    	
Marc
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
787
    	
 
    	
Sobotincic
    	
 
    	
Fred
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
788
    	
 
    	
Solomon
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Sr Cos&D Sched
    
	
789
    	
 
    	
Spaccarelli
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
790
    	
 
    	
Sriranganathan
    	
 
    	
Amara
    	
 
    	
[**]
    	
 
    	
Sr Plng & Econ Analyst
    
	
791
    	
 
    	
Stahle
    	
 
    	
Carol
    	
 
    	
[**]
    	
 
    	
Mkt Administrative Associate
    
	
792
    	
 
    	
Steffy
    	
 
    	
Andrew
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
793
    	
 
    	
Steiner
    	
 
    	
Mark
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
794
    	
 
    	
Steinmetz
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Mechanic Refinery (RP)/HEO
    
	
795
    	
 
    	
Stinson
    	
 
    	
Bradford
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
796
    	
 
    	
Stoner
    	
 
    	
Stephen
    	
 
    	
[**]
    	
 
    	
Area Supt
    
	
797
    	
 
    	
Stonis
    	
 
    	
Francis
    	
 
    	
[**]
    	
 
    	
Sr Proj Engr 1
    
	
798
    	
 
    	
Stowe
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
799
    	
 
    	
Stratton
    	
 
    	
Ronnie
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
800
    	
 
    	
Suk
    	
 
    	
Mark
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
801
    	
 
    	
Sullivan
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
802
    	
 
    	
Sullivan
    	
 
    	
Edward
    	
 
    	
[**]
    	
 
    	
Process Engr Spec Consultant
    
	
803
    	
 
    	
Svitek
    	
 
    	
Kenneth
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
804
    	
 
    	
Swann
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
805
    	
 
    	
Swartz
    	
 
    	
Gabriel
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
806
    	
 
    	
Sylvester
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Proj Engr Spec
    
	
807
    	
 
    	
Szarko
    	
 
    	
Vincent
    	
 
    	
[**]
    	
 
    	
Sr Proj Engr
    
	
808
    	
 
    	
Szymanski
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
E&I Supt - NERC
    
	
809
    	
 
    	
Tabako
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
810
    	
 
    	
Takacs
    	
 
    	
Bradford
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
811
    	
 
    	
Talarowski
    	
 
    	
Andrew
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
812
    	
 
    	
Tankelewicz
    	
 
    	
Matthew
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
813
    	
 
    	
Tarum
    	
 
    	
BethAnne
    	
 
    	
[**]
    	
 
    	
Sr Area Supt
    
	
814
    	
 
    	
Taylor
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
815
    	
 
    	
Thompson
    	
 
    	
Bruce
    	
 
    	
[**]
    	
 
    	
Operator Reserve
    
	
816
    	
 
    	
Thompson
    	
 
    	
Dino
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
817
    	
 
    	
Thompson
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
818
    	
 
    	
Thress
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
819
    	
 
    	
Tichenor
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
820
    	
 
    	
Tolomeo
    	
 
    	
Shawn
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
821
    	
 
    	
Tompkins
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Sr Process Engr Specialist
    
	
822
    	
 
    	
Tonkinson
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
823
    	
 
    	
Toth
    	
 
    	
George
    	
 
    	
[**]
    	
 
    	
Area Supt
    
	
824
    	
 
    	
Tozour
    	
 
    	
Diana
    	
 
    	
[**]
    	
 
    	
Quality Specialist II
    
	
825
    	
 
    	
Tracy
    	
 
    	
Lawrence
    	
 
    	
[**]
    	
 
    	
Back-Up Head Oper/Console Oper
    
	
826
    	
 
    	
Traubert
    	
 
    	
Alex
    	
 
    	
[**]
    	
 
    	
Proc Engr I
    
	
827
    	
 
    	
Treachler
    	
 
    	
Janet
    	
 
    	
[**]
    	
 
    	
Admin Asst
    
	
828
    	
 
    	
Tucker
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Fac Security & ER Coord
    
	
829
    	
 
    	
Tustin
    	
 
    	
Christopher
    	
 
    	
[**]
    	
 
    	
Inspector Specialist
    
	
830
    	
 
    	
Tustin
    	
 
    	
Richard
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
831
    	
 
    	
Uff
    	
 
    	
Kevin
    	
 
    	
[**]
    	
 
    	
Back-Up Head Oper/Console Oper
    
	
832
    	
 
    	
Ulmer
    	
 
    	
Susan
    	
 
    	
[**]
    	
 
    	
Sr Process Engr Specialist
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
833
    	
 
    	
Underwood
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
834
    	
 
    	
Vandergrift
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (Mobile Home)
    
	
835
    	
 
    	
Varsalone
    	
 
    	
Adam
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
836
    	
 
    	
Venetz
    	
 
    	
Carl
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
837
    	
 
    	
Verbrugghe
    	
 
    	
Patrick
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
838
    	
 
    	
Vicario
    	
 
    	
Regina
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
839
    	
 
    	
Viloria
    	
 
    	
Jose
    	
 
    	
[**]
    	
 
    	
Sr Area Supt
    
	
840
    	
 
    	
Vizzi
    	
 
    	
Derek
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
841
    	
 
    	
Vollmer
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    
	
842
    	
 
    	
Vuong
    	
 
    	
Nguyen
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
843
    	
 
    	
Wade
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Mech Inst(MWF-Home)
    
	
844
    	
 
    	
Wagner
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Concept Squad Mech(RP)/HEO
    
	
845
    	
 
    	
Waldorf
    	
 
    	
Steven
    	
 
    	
[**]
    	
 
    	
Lab Technician
    
	
846
    	
 
    	
Walker
    	
 
    	
Michelle
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
847
    	
 
    	
Walklett
    	
 
    	
Eric
    	
 
    	
[**]
    	
 
    	
Oper Tr Iii - 8 Hr Rt
    
	
848
    	
 
    	
Wallin
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
849
    	
 
    	
Wallin
    	
 
    	
Paul
    	
 
    	
[**]
    	
 
    	
Concept Squad Mech/HEO
    
	
850
    	
 
    	
Walsh
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Concept Instrument Tech
    
	
851
    	
 
    	
Wanenchak
    	
 
    	
Eugene
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
852
    	
 
    	
Wann
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Lab Shift Supervisor
    
	
853
    	
 
    	
Watson
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
854
    	
 
    	
Watson
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Commercial Oper Spec
    
	
855
    	
 
    	
Weatherly
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Storesperson
    
	
856
    	
 
    	
Weaver
    	
 
    	
Paul
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
857
    	
 
    	
Welden
    	
 
    	
Curtin
    	
 
    	
[**]
    	
 
    	
Concept Squad
    
	
858
    	
 
    	
Wesley
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
859
    	
 
    	
West
    	
 
    	
Mitchell
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
860
    	
 
    	
Westerberg
    	
 
    	
Daniel
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
861
    	
 
    	
Wharton
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
862
    	
 
    	
White
    	
 
    	
Karen
    	
 
    	
[**]
    	
 
    	
Sr Process Engr Specialist
    
	
863
    	
 
    	
Whitfield
    	
 
    	
Omar
    	
 
    	
[**]
    	
 
    	
Health/Safety Spec I
    
	
864
    	
 
    	
Williams
    	
 
    	
Bruce
    	
 
    	
[**]
    	
 
    	
Tech Specialist
    
	
865
    	
 
    	
Williams
    	
 
    	
Patricia
    	
 
    	
[**]
    	
 
    	
Sr. Manager, IT COE
    
	
866
    	
 
    	
Williams
    	
 
    	
Royal
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
867
    	
 
    	
Wilson
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
868
    	
 
    	
Wilson
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
869
    	
 
    	
Wilson
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Maintenance Manager
    
	
870
    	
 
    	
Winter
    	
 
    	
Christopher
    	
 
    	
[**]
    	
 
    	
Systems Specialist
    
	
871
    	
 
    	
Winters
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Shift Supervisor
    
	
872
    	
 
    	
Wise
    	
 
    	
Kirk
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
873
    	
 
    	
Wittman
    	
 
    	
Ronald
    	
 
    	
[**]
    	
 
    	
Storesperson
    
	
874
    	
 
    	
Wojciechowski
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Construction Administrator
    
	
875
    	
 
    	
Wolff
    	
 
    	
Scott
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
876
    	
 
    	
Wonsetler
    	
 
    	
Kevin
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    
	
877
    	
 
    	
Woodard
    	
 
    	
Gregory
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
878
    	
 
    	
Woods
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    
	
879
    	
 
    	
Woodward
    	
 
    	
Robert
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    
	
880
    	
 
    	
Workman
    	
 
    	
Jeffrey
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
881
    	
 
    	
Wothers
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
882
    	
 
    	
Wright
    	
 
    	
Elric
    	
 
    	
[**]
    	
 
    	
Lead Outside Operator
    
	
883
    	
 
    	
Yeager
    	
 
    	
Stephen
    	
 
    	
[**]
    	
 
    	
Emer.Resp.Tech-F/Q-8Hr
    
	
884
    	
 
    	
Yoder
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Concept Electrican
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    
	
885
    	
 
    	
Young
    	
 
    	
Jerry
    	
 
    	
[**]
    	
 
    	
Head Operator
    
	
886
    	
 
    	
Zachar
    	
 
    	
Andrew
    	
 
    	
[**]
    	
 
    	
Control Room Operator I
    
	
887
    	
 
    	
Zachar
    	
 
    	
Thomas
    	
 
    	
[**]
    	
 
    	
Control Room Operator II
    
	
888
    	
 
    	
Zalaski
    	
 
    	
Matthew
    	
 
    	
[**]
    	
 
    	
Mgr NER T/A Project Controls
    
	
889
    	
 
    	
Zane
    	
 
    	
Dennis
    	
 
    	
[**]
    	
 
    	
Proj Engr Spec
    
	
890
    	
 
    	
Zhou
    	
 
    	
Jianhong “Brad”
    	
 
    	
[**]
    	
 
    	
Ref FP&A Specialist
    
	
891
    	
 
    	
Ziegler
    	
 
    	
Daniel
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    
	
892
    	
 
    	
Zimmerman
    	
 
    	
Curtis
    	
 
    	
[**]
    	
 
    	
Mgr R&S Optimization
    
	
893
    	
 
    	
Zirbser
    	
 
    	
Dennis
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    
	
894
    	
 
    	
Zuccarelli
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

 

	
 
    	
 
    	
Revised 9/12/12
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Employees on STD
    	
 
    	
 
    

 

	
 
    	
 
    	
Last Name
    	
 
    	
First Name
    	
 
    	
Base
   Rate
    	
 
    	
Job Title
    	
 
    	
STD
    
	
1
    	
 
    	
Bonsall
    	
 
    	
Kenneth
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
STD
    
	
2
    	
 
    	
Bowman
    	
 
    	
Ricardo
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
STD
    
	
3
    	
 
    	
Bretherick
    	
 
    	
Alan
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    	
 
    	
STD
    
	
4
    	
 
    	
Darragh
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Sr Maintenance Supr
    	
 
    	
STD
    
	
5
    	
 
    	
Ellis
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Concept Squad
    	
 
    	
STD
    
	
6
    	
 
    	
Frazier
    	
 
    	
Kenneth
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
STD
    
	
7
    	
 
    	
Holly
    	
 
    	
Keith
    	
 
    	
[**]
    	
 
    	
Tech Mgr - Phila.
    	
 
    	
STD
    
	
8
    	
 
    	
Jeker
    	
 
    	
Joseph
    	
 
    	
[**]
    	
 
    	
Concept Squad Mech(RP)/HEO
    	
 
    	
STD
    
	
9
    	
 
    	
Laird
    	
 
    	
Christopher
    	
 
    	
[**]
    	
 
    	
Mechanic Ref/HEO (MWF-Home)
    	
 
    	
STD
    
	
10
    	
 
    	
Marcinek
    	
 
    	
Matthew
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
STD
    
	
11
    	
 
    	
Miller
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
PSM Coordinator
    	
 
    	
STD
    
	
12
    	
 
    	
Neckonchuk
    	
 
    	
Greg
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
STD
    
	
13
    	
 
    	
Nunn
    	
 
    	
Renold
    	
 
    	
[**]
    	
 
    	
Inspector Specialist
    	
 
    	
STD
    
	
14
    	
 
    	
Palladino
    	
 
    	
William
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    	
 
    	
STD
    
	
15
    	
 
    	
Pratz
    	
 
    	
Charles
    	
 
    	
[**]
    	
 
    	
Lab Technician
    	
 
    	
STD
    
	
16
    	
 
    	
Redden
    	
 
    	
John
    	
 
    	
[**]
    	
 
    	
Mechanic Ref (MWF-Home)
    	
 
    	
STD
    
	
17
    	
 
    	
Reilly
    	
 
    	
James
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
STD
    
	
18
    	
 
    	
Rubini
    	
 
    	
Derek
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
STD
    
	
19
    	
 
    	
Severns
    	
 
    	
Stephen
    	
 
    	
[**]
    	
 
    	
Proj Engr Spec
    	
 
    	
STD
    
	
20
    	
 
    	
Skarren
    	
 
    	
Bert
    	
 
    	
[**]
    	
 
    	
Concept Machinist
    	
 
    	
STD
    
	
21
    	
 
    	
Strange
    	
 
    	
Darrin
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
STD
    
	
22
    	
 
    	
Sycz
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Maint Supr II
    	
 
    	
STD
    
	
23
    	
 
    	
Taylor
    	
 
    	
David
    	
 
    	
[**]
    	
 
    	
Op Fully Qualified-8 Hr
    	
 
    	
STD
    
	
24
    	
 
    	
West
    	
 
    	
Michael
    	
 
    	
[**]
    	
 
    	
Sr Area Supt
    	
 
    	
STD
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Schedule 8.l(b)

 

Interim Period Business Operations

 

1.                                      Sunoco or its Affiliates may enter into an agreement with the Union with regard to (i) the effects to the represented Refinery Employees of the Parties’ joint venture and the Refining Contribution Agreement and (ii) an agreement with the Union to terminate any existing collective bargaining agreements and/or other labor agreements or obligations as to Sunoco or its Affiliates as of Closing.

 

2.                                      Sunoco shall be entitled to transfer employees from its other facilities and businesses, including employees formerly located at its refinery in Marcus Hook, PA, to fill current and future vacancies of the Business.

 

3.                                      On or prior to the Closing, Sunoco will cause the Contributing Subsidiaries to terminate the Refinery Lease dated September 1, 1989 by and between Atlantic Refining & Marketing Corp. (as landlord) and Sunoco, Inc. (R&M) (f/k/a Sun Refining and Marketing Company), as amended December 1, 1992 and December 15, 2000.

 

4.                                      With respect to any assets owned by SXL which are located at, under or on the Refinery Real Property as of the date of this Agreement, to the extent necessary for the operation or maintenance of such assets, SXL shall be granted easements, licenses or access rights to operate and maintain such assets subject to customary procedures for entry onto the Refinery Real Property.  To the extent SXL should seek to obtain any other easements, licenses or access rights, SXL must consult with TCG and obtain its prior written consent, such consent not to be unreasonably withheld or delayed.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

230

 

Schedule 8.13

 

Credit Support Arrangements

 

1.              The following guarantees provided to counterparties by Sunoco, Inc.

 

	
Counterparties
   Covered
   (beneficiary)
    	
 
    	
Guarantor
    	
 
    	
Contractual
   Entity
   Supported
    	
 
    	
Amount
    	
 
    	
Expiration Date
    	
 
    	
Other/product
    
	
ANR Pipeline Company
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Power Generation LLC
    	
 
    	
4,000,000
    	
 
    	
30 day notice
    	
 
    	
(related to natural gas)
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Arcadia Petroleum Ltd, Arcadia Energy Pte Ltd,   Arcadia Energy (Suisse) SA
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
300,000,000
    	
 
    	
12/31/2013
    	
 
    	
purchase, sale or exchange of crude oil or other   petroleum products
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
BP Products North America Inc. / BP Oil Supply Co. /   BP Singapore Pte. Ltd. / BP Shipping Ltd. / BP Canada Energy Trading Co. / BP   Canada Energy Marketing Corp.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Ltd
    	
 
    	
150,000,000
    	
 
    	
12/31/2013
    	
 
    	
purchase, sale, transportaion, or exchange of crude   oil, petroleum products, other commodities, and financial derivatives
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
BP Oil International
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
200,000,000
    	
 
    	
12/31/2012
    	
 
    	
Trading Arrangements
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Buckeye Energy Services
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
15,000,000
    	
 
    	
 
    	
 
    	
WHOLESALE FULES
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Chevron U.S.A. Inc. and various Divisions, Branches,   Subsidiaries, and Affiliated Companies
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M), Sun International Limited
    	
 
    	
200,000,000
    	
 
    	
written notice
    	
 
    	
purchase of crude oil and/or petroleum products
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

231

 

	
Citigroup Energy Inc.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
32,000,000
    	
 
    	
Written Notice
    	
 
    	
(Issued for ISDA agreement)
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Colonial Pipeline Company
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
1,000,000
    	
 
    	
8/16/2012
    	
 
    	
commerical transactions
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
ConocoPhillips (UK) Ltd, ConocoPhillips Ltd,   ConocoPhillips Petroleum Co. U.K. Ltd, Conoco Phillips Co., ConocoPhillips   International Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited, Sunoco Inc. (R&M)
    	
 
    	
200,000,000
    	
 
    	
12/31/2012
    	
 
    	
energy related commodity transactions
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DCP Midstream marketing LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
15,000,000
    	
 
    	
9/30/2012
    	
 
    	
purchase, sale, transportation, or exchange with   respect to natural gas, and any related charges and services
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Eagle Energy Partners I, L.P. (aka EDF Trading)
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
10,000,000
    	
 
    	
6/16/2013
    	
 
    	
purchase or sale of electricity or natural gas and   any options, derivatives or other financial transactions
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
ENI Trading and Supply Inc., ENI Trading and Supply   SpA
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
350,000,000
    	
 
    	
12/31/2012
    	
 
    	
purchase of crude oil
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Enterprise TE Products Pipeline Co. LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
5,000,000
    	
 
    	
8/12/2013
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
EOG Resources Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
25,000,000
    	
 
    	
written notice
    	
 
    	
Purchase, sale, exchange or transportation of   natural gas and other energy
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

232

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
commodities
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Ethanol products LLC (d/b/a Poet Ethanol Products)
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
30,000,000
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Exelon Generation Company LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
10,000,000
    	
 
    	
3/1/2013
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
ExxonMobil Corp. + ExxonMobil Affiliates
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M) and “Other Counterparty   Affiliates”
    	
 
    	
700,000,000
    	
 
    	
12/31/2013
    	
 
    	
sale, purchase, or exchange of crude oil, chemical   or petroleum products, natural gas and related products
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Flint Hills Resources LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
50,000,000
    	
 
    	
12/31/2012
    	
 
    	
purchase, sale, or exchange of crude oil
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Gavilon LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco inc. (R&M)
    	
 
    	
125,000,000
    	
 
    	
written notice
    	
 
    	
purchase, sale, or exchange of crude oil, natural   gas, ethanol and other energy related commodities
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Getty Petroleum Marketing Inc.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
12,000,000
    	
 
    	
9/30/2012
    	
 
    	
Refined Product (Wholesale Fuels)
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Glencore Energy UK Ltd
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
300,000,000
    	
 
    	
12/31/2012
    	
 
    	
purchase, sale, transportation, or exchange of crude   oil or similar products
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Glencore Ltd
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
50,000,000
    	
 
    	
6/1/2013
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

233

 

	
Global Companies LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
20,000,000
    	
 
    	
12/15/2013
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Gunvor International BV + Gunvor (Bahamas) Ltd +   Gunvor SA
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited, Sunoco Inc. R&M
    	
 
    	
300,000,000
    	
 
    	
12/31/2012
    	
 
    	
purchase, sale, transportation, or exchange of crude   oil or similar products
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Hess Corp., Hess Energy Trading Co. LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Limited
    	
 
    	
100,000,000
    	
 
    	
12/31/2013
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Husky Energy Marketing Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
120,000,000
    	
 
    	
written notice
    	
 
    	
sale, purchase, delivery, or exchange of any or all   crude oil, synthetic crude oil, other petro products, natural gas, and other   hydrocarbons
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Husky Energy Marketing Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
175,000,000
    	
 
    	
written notice
    	
 
    	
sale, purchase, delivery, or exchange of any or all   crude oil, synthetic crude oil, other petro products, natural gas, and other hydrocarbons
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
IPC (USA) Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
20,000,000
    	
 
    	
 
    	
 
    	
WHOLESALE FUELS
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
J.P. Morgan Ventures Energy Corp; J.P. Morgan Chase   Bank N.A., J.P. Morgan Commodities Canada Corporation
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
N/A
    	
 
    	
9/15/2013
    	
 
    	
numerous transactions (see actual document)
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

234

 

	
Koch Supply & Trading LP, Koch   Supply & Trading Sarl
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Ltd
    	
 
    	
160,000,000
    	
 
    	
12/31/2012
    	
 
    	
purchase or sales agreements; physical or financial   swap transactions
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Lansing Trade Group LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
6,000,000
    	
 
    	
 
    	
 
    	
WHOLESALE FUELS
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LukOil Pan Americas LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
20,000,000
    	
 
    	
 
    	
 
    	
WHOLESALE FUELS
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MacQuarie Energy LLC, Macquarie Bank Limited
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
60,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Marathon Oil Corp.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Ltd
    	
 
    	
200,000,000
    	
 
    	
6/23/2013
    	
 
    	
purchase, sale, or exchange of crude oil, refining   feedstock, gasoline, refined products, natural gas, natural gas liquids,   electricity & other derivatives
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Marathon Petroleum Company LP
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
20,000,000
    	
 
    	
Written Notice
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Mercuria Energy Trading SA, Mercuria Trading NV,   Mercuria Energy Trading Inc.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited, Sunoco Inc. (R&M)
    	
 
    	
400,000,000
    	
 
    	
12/31/2012
    	
 
    	
raw materials/feedstocks
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Merrill Lynch Commodities Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
100,000,000
    	
 
    	
written notice
    	
 
    	
crude oil/crude oil products
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Petro-Diamond Inc., Mitsubishi International Corp.,   Petro-Diamond Co. 
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Ltd
    	
 
    	
110,000,000
    	
 
    	
written notice
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

235

 

	
Ltd.
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Morgan Stanley Capial Group Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Ltd.
    	
 
    	
200,000,000
    	
 
    	
12/31/2012
    	
 
    	
purchase, sale, transportation, or exchange of crude   oil or similar products
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Murphy Crude Oil Marketing Inc., Murphy Oil USA Inc.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
20,000,000
    	
 
    	
written notice
    	
 
    	
purchase, sale, transportation, or exchange of crude   oil or similar products
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Neste Oil Oyi
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
65,000,000
    	
 
    	
After payment
    	
 
    	
raw materials/feedstocks
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
NetThruPut Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
100,000,000
    	
 
    	
written notice
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
NJR Energy Sevices Co, New Jersey Natural Gas Co
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
3,000,000
    	
 
    	
3/31/2013
    	
 
    	
Sale and purchase of natural gas
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
New York Mercantile Exchange
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
N/A
    	
 
    	
written notice
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Petroleo Brasileiro S.A., Petrobras Int’l Braspetro   BV, Petrobras International Finance Co., Petrobras America Inc., Petrobras   Finance Ltd., Petrobras Singapore Private Ltd
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
200,000,000
    	
 
    	
1/24/2012
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

236

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
SPOT purchase of crude oil   (Contract 402901)
    
	
Petrolin Trading Limited
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
150,000,000
    	
 
    	
9/1/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
SPOT purchase of crude oil (Contract   402878)
    
	
PETCO Trading (UK) Limited
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
120,000,000
    	
 
    	
Approx 6/1/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
SPOT purchase of crude oil   (Contract 402908)
    
	
PETCO Trading (UK) Limited
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
150,000,000
    	
 
    	
Approx 8/15/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
purchase of crude oil
    
	
Petrocedeno S.A.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
150,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
sale, purchase, exchange, transportation, commodity   swap, commodity option, or other physical or derivative transactions w/   respect to crude oil, oil products, natural gas, precious metals, and other   commodities
    
	
Phibro Gmbh, Phibro LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
75,000,000
    	
 
    	
written notice
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

237

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
sale, purchase, exchange, transportation, commodity   swap, commodity option, or other physical or derivative transactions w/   respect to crude oil, oil products, natural gas, precious metals, and other   commodities
    
	
Phibro LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
10,000,000
    	
 
    	
written notice
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
purchase, sale, transportation, or exchange of crude   oil, hydrocarbons, condensate, propane, and natural gas liquids
    
	
Plains Marketing LP
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
10,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Public Service Electric and Gas Company (aka   PSE&G)
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Power Generation LLC
    	
 
    	
1,035,000
    	
 
    	
3/25/2014
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
purchase, sale, transportation, or exchange of crude   oil or similar products
    
	
Sahara Energy Resource Ltd
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
200,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sempra Energy Trading Corp.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
350,000,000
    	
 
    	
written notice
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

238

 

	
Shell International   Petroleum Co. Ltd., Shell Trading International Ltd., Shell International   Trading and Shipping Co. Ltd., Shell Trading (US) Co., Shell Western   Supply & Trading Ltd.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Ltd
    	
 
    	
300,000,000
    	
 
    	
written notice
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
SOCAR Trading S.A.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
360,000,000
    	
 
    	
2/1/2013
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
transactions involving crude oil
    
	
SONANGOL E.P.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
300,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
sale/purchase of physicla commodities,   commidtyswaps, options contracts, & other cash settled derivative   transactions
    
	
Statoil ASA, Statoil Marketing & Trading   (US) Inc.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
250,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
SPOT purchase of Sahara   (402898)
    
	
Taleveras Petoleum Trading BV
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
150,000,000
    	
 
    	
8/1/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
SPOT purchase of Sahara   (402909)
    
	
Taleveras Petoleum Trading BV
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International Limited
    	
 
    	
150,000,000
    	
 
    	
9/1/2012
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

239

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
refined products
    
	
Texon L.P.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
15,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
purchase/sale of crude oil and petroleum products   andfor commidity price swap and option agreements and other derivative   transactions
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Socap International Ltd., Total   International Ltd., Atlantic Trading and Marketing Inc., Total Trading and   Marketing SA., TOTSA Total Oil Trading SA
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Ltd
    	
 
    	
600,000,000
    	
 
    	
written notice
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
transactions with resprect to natural gas or other   energy commoditites, services, swaps, options, derivatives
    
	
Total Gas & Power North America
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
25,000,000
    	
 
    	
6/9/2013
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
purchase, sale, transportation, or exchange of crude   oil or similar products
    
	
Trafigura AG
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
50,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
purchase, sale, transportation, or exchange of crude   oil or similar products
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Trafigura AG, Trafigura Beheer
    	
 
    	
Sunoco Inc.
    	
 
    	
Sun International
    	
 
    	
300,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

240

 

	
BV
    	
 
    	
 
    	
 
    	
Ltd
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Transcontinental Gas Pipe Line Company LLC
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
4,000,000
    	
 
    	
3/22/2013
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
energy derivatives transactions, bookouts and   similar intangible energy paper transactions, and physical purchase/exchange   contracts
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Vitol S.A. + Vitol Inc.
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M), Sun International Ltd
    	
 
    	
250,000,000
    	
 
    	
12/31/2012
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Wells Fargo Bank NA
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc. (R&M)
    	
 
    	
30,000,000
    	
 
    	
Written Notice
    	
 
    	
ISDA Master Agreement
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Westport Petroleum Inc
    	
 
    	
Sunoco Inc.
    	
 
    	
Sunoco Inc (R&M)
    	
 
    	
30,000,000
    	
 
    	
Written Notice
    	
 
    	
WHOLESALE FUELS
    

 

2.              The following performance bonds:

 

	
BOND
   NO.
    	
 
    	
PRINCIPAL
    	
 
    	
OBLIGEE
    	
 
    	
DESCRIPTION
    	
 
    	
TYPE
    	
 
    	
BOND 
   AMOUNT
    	
 
    	
EFFECTIVE
    	
 
    	
EXPIRATION
    
	
6177161
    	
 
    	
SUNOCO, INC.
    	
 
    	
CITY OF PHILADELPHIA
    	
 
    	
Right-of-Way Bond
    	
 
    	
LP
    	
 
    	
$
    	
10,000.00
    	
 
    	
10/13/2011
    	
 
    	
10/13/2012
    
	
6177173
    	
 
    	
SUNOCO, INC.
    	
 
    	
CITY OF PHILADELPHIA
    	
 
    	
Street Permit Bond
    	
 
    	
LP
    	
 
    	
$
    	
2,000.00
    	
 
    	
6/6/2012
    	
 
    	
6/6/2013
    
	
17005126
    	
 
    	
SUNOCO, INC. (R&M)
    	
 
    	
U. S. CUSTOMS AND BORDER PROTECTION
    	
 
    	
Drawback Bond - Activity Code 1a, Customs#   110001721, Importer# 23-1743283DB
    	
 
    	
CU
    	
 
    	
$
    	
9,000,000.00
    	
 
    	
4/7/2012
    	
 
    	
4/7/2013
    
	
017015448
    	
 
    	
SUNOCO, INC. (R&M)
    	
 
    	
U. S. CUSTOMS AND BORDER PROTECTION
    	
 
    	
Foreign Trade Zone Operator Bond, Activity Code 4,   Customs# 110500386
    	
 
    	
CU
    	
 
    	
$
    	
4,500,000.00
    	
 
    	
5/19/2012
    	
 
    	
5/19/2013
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

241

 

	
070327005/017012949
    	
 
    	
SUNOCO, INC. (R&M)
    	
 
    	
U. S. CUSTOMS AND BORDER PROTECTION
    	
 
    	
International Carrier Bond, Customs# 110700166,   Surety# 17012949, Importer# 23-174328300.
    	
 
    	
CU
    	
 
    	
$
    	
50,000.00
    	
 
    	
5/31/2012
    	
 
    	
5/31/2013
    
	
017015467
    	
 
    	
SUNOCO, INC. (R&M)
    	
 
    	
U. S. CUSTOMS AND BORDER PROTECTION
    	
 
    	
Custodian of Bonded Merchandise - Activity Code 2
    	
 
    	
CU
    	
 
    	
$
    	
50,000.00
    	
 
    	
6/30/2012
    	
 
    	
6/30/2013
    
	
081202007/017012954
    	
 
    	
SUNOCO, INC. (R&M)
    	
 
    	
U.S. CUSTOMS SERVICE
    	
 
    	
Importer or Broker Bond, Customs #9908CM961, Surety   #17012954, Importer #23-174328300.
    	
 
    	
CU
    	
 
    	
$
    	
2,500,000.00
    	
 
    	
1/6/2012
    	
 
    	
1/5/2013
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
017025577
    	
 
    	
SUNOCO, INC., SUNOCO, INC. (R&M), SUN   TRANSPORT, LLC, ATLANTIC REFINING & MARKETING CORP. AND ATLANTIC   PIPELINE (OUT) L.P.
    	
 
    	
UNITED STATES OF AMERICA
    	
 
    	
Worker’s Compensation Bond
    	
 
    	
WC
    	
 
    	
$
    	
3,500,000.00
    	
 
    	
7/27/1927
    	
 
    	
6/30/2013
    
	
08657471
    	
 
    	
SUNOCO, INC.
    	
 
    	
ACE INA INSURANCE, ACE AMERICAN INSURANCE COMPANY   AND ACE PROPERTY & CASUALTY INSURANCE COMPANY,
    	
 
    	
Deductible Bond
    	
 
    	
IP
    	
 
    	
$
    	
1,241,000.00
    	
 
    	
8/1/2011
    	
 
    	
8/1/2012
    
	
6177116
    	
 
    	
SUNOCO, INC., SUNOCO, INC. (R&M), SUNOCO   PARTNERS LLC
    	
 
    	
COMMONWEALTH OF PENNSYLVANIA
    	
 
    	
Worker’s Compensation Bond
    	
 
    	
WC
    	
 
    	
$
    	
9,900,000.00
    	
 
    	
10/1/2011
    	
 
    	
10/1/2012
    

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

242

 

	
017025570
    	
 
    	
SUNOCO, INC. (R&M)
    	
 
    	
COMMONWEALTH OF PENNSYLVANIA
    	
 
    	
Reclamation Bond for a Waste Management Facility -   Permit No. PAD049791098 (Girard Point)
    	
 
    	
RC
    	
 
    	
$
    	
2,178,314.00
    	
 
    	
3/23/2012
    	
 
    	
3/23/2013
    
	
017025569
    	
 
    	
SUNOCO, INC. (R&M)
    	
 
    	
PENNSYLVANIA DEPARTMENT OF ENVIRONMENTAL PROTECTION
    	
 
    	
Surety Bond for a Waste Management Facility -   Atlantic Refining & Marketing Corp. - Permit #PAD002289700. (Point   Breeze)
    	
 
    	
RC
    	
 
    	
$
    	
2,990,181.00
    	
 
    	
3/23/2012
    	
 
    	
3/23/2013
    

 

3.              Irrevocable Standby Letter of Credit No. S017315 issued by BANK OF TOKYO-MITSUBISHI UFJ for SUN INTERNATIONAL LIMITED in favor of TOTSA TOTAL OIL TRADING SA for $85,000,000, expiring on July 19, 2012.

 

4.              Irrevocable Standby Letter of Credit No. TFTS-239286 issued by JPMORGAN CHASE, N.A., for SUN INTERNATIONAL LIMITED in favor of TOTSA TOTAL OIL TRADING SA for $103,000,000, expiring August 1, 2012.

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

243

 

Annex B

 

Amended and Restated Exhibit N

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Exhibit N

 

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Exhibit N

 

Plan of Refinery Owned Real Property

 

Page 2 of 2

 

 

** Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

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