Document:

Exhibit 10.50

 

LECG CORPORATION

 

2003 STOCK OPTION PLAN

 

RESTRICTED STOCK UNIT AWARD AGREEMENT

 

Unless otherwise defined herein, the terms
defined in the 2003 Stock Option Plan (the “Plan”) will have the same defined
meanings in this Restricted Stock Unit Award Agreement (the “Award Agreement”).

 

I.                                         NOTICE OF RESTRICTED STOCK UNIT GRANT

 

Participant Name: 
Michael J. Jeffery

 

Address:

 

You have been granted the right to receive an
Award of Restricted Stock Units, subject to the terms and conditions of the Plan
and this Award Agreement, as follows:

 

Date of Grant: September 2, 2008

 

Number of Restricted Stock Units:  80,000

 

Vesting Schedule:

 

Subject to any acceleration provisions
contained in the Plan or set forth below, the Restricted Stock Unit will vest in
accordance with the following schedule:

 

On the 2d
business day after ten consecutive business days with a closing market price at
or above the following trigger prices, RSUs will vest as set forth below:

 

20,000 RSUs – based on a sustained closing
price of at least $ 10.75

 

20,000 RSUs – based on a sustained closing
price of at least $ 12.50

 

20,000 RSUs – based on a sustained closing
price of at least $ 14.50

 

20,000 RSUs – based on a sustained closing
price of at least $ 17.00

 

If the price rises past one trigger and has
the required sustained period at the second trigger level, both levels will
vest.

 

In the event Participant ceases to be a
Service Provider for any or no reason before Participant vests in a particular
RSU, the RSU and Participant’s right to acquire any Shares 

 

 

thereunder
will immediately terminate.  In addition,
any RSUs that have not vested by July 31, 2009 will then immediately
terminate.

 

II.                                     AGREEMENT

 

1.            Grant.  The Company hereby grants to the Participant
named in the Notice of Grant attached as Part I of this Award Agreement
(the “Participant”) under the Plan an Award of Restricted Stock Units, subject
to all of the terms and conditions in this Award Agreement and the Plan, which
is incorporated herein by reference. 
Subject to Section 13(c) of the Plan, in the event of a
conflict between the terms and conditions of the Plan and the terms and
conditions of this Award Agreement, the terms and conditions of the Plan will
prevail.

 

2.            Company’s Obligation to Pay.  Each Restricted Stock Unit represents the
right to receive a Share on the date it vests. 
Unless and until the Restricted Stock Units will have vested in the
manner set forth in Section 3, Participant will have no right to payment
of any such Restricted Stock Units.  Prior
to actual payment of any vested Restricted Stock Units, such Restricted Stock
Unit will represent an unsecured obligation of the Company, payable (if at all)
only from the general assets of the Company. 
Any Restricted Stock Units that vest in accordance with Sections 3 or 4
will be paid to Participant (or in the event of Participant’s death, to his or
her estate) in whole Shares, subject to Participant satisfying any applicable
tax withholding obligations as set forth in Section 7.  Subject to the provisions of Section 4,
such vested Restricted Stock Units will be paid in Shares as soon as
practicable after vesting, but in each such case within the period ending no
later than the date that is two and one-half (21⁄2) months from the end of the
Company’s tax year that includes the vesting date.

 

3.            Vesting Schedule.  Except as provided in Section 4, and
subject to Section 5, the Restricted Stock Units awarded by this Award
Agreement will vest in accordance with the vesting provisions set forth in the
Notice of Grant attached as Part I of this Award Agreement.  Restricted Stock Units scheduled to vest upon
the occurrence of a certain condition will not vest in Participant in
accordance with any of the provisions of this Award Agreement, unless Participant
will have been continuously a Service Provider from the Date of Grant until the
date such vesting occurs.

 

Notwithstanding
the foregoing vesting schedule, all unvested Restricted Stock Units shall vest
in their entirety effective immediately prior to the consummation of a Change
of Control.  For purposes of this
Restricted Stock Unit Award Agreement, a “Change of Control” means a
transaction in which a controlling interest (51% or more) of the stock, or
substantially all of the assets, of the Company is acquired by a single
acquirer or group of acquirers working together.

 

4.            Administrator Discretion.  The Administrator, in its discretion, may
accelerate the vesting of the balance, or some lesser portion of the balance,
of the unvested Restricted Stock Units at any time, subject to the terms of the
Plan.  If so accelerated, such Restricted
Stock Units will be considered as having vested as of the date specified by the
Administrator.

 

Notwithstanding
anything in the Plan or this Award Agreement to the contrary, if the vesting of
the balance, or some lesser portion of the balance, of the Restricted Stock
Units is 

 

2

 

accelerated in
connection with Participant’s termination as a Service Provider (provided that
such termination is a “separation from service” within the meaning of Section 409A,
as determined by the Company), other than due to death, and if (x) Participant is a “specified
employee” within the meaning of Section 409A at the time of such
termination as a Service Provider and (y) the payment of such accelerated
Restricted Stock Units will result in the imposition of additional tax under Section 409A
if paid to Participant on or within the six (6) month period following
Participant’s termination as a Service Provider, then the payment of such
accelerated Restricted Stock Units will not be made until the date six (6) months
and one (1) day following the date of Participant’s termination as a
Service Provider, unless the Participant dies following his or her termination
as a Service Provider, in which case, the Restricted Stock Units will be paid
in Shares to the Participant’s estate as soon as practicable following his or
her death.  It is the intent of this
Award Agreement to comply with the requirements of Section 409A so that
none of the Restricted Stock Units provided under this Award Agreement or
Shares issuable thereunder will be subject to the additional tax imposed under Section 409A,
and any ambiguities herein will be interpreted to so comply.  For purposes of this Award Agreement, “Section 409A”
means Section 409A of the Code, and any proposed, temporary or final
Treasury Regulations and Internal Revenue Service guidance thereunder, as each
may be amended from time to time.

 

5.             Forfeiture
upon Termination of Status as a Service Provider.  Notwithstanding any contrary provision of
this Award Agreement, the balance of the Restricted Stock Units that have not
vested as of the time of Participant’s termination as a Service Provider for
any or no reason and Participant’s right to acquire any Shares hereunder will
immediately terminate.

 

6.             Death
of Participant.  Any distribution or
delivery to be made to Participant under this Award Agreement will, if
Participant is then deceased, be made to Participant’s designated beneficiary,
or if no beneficiary survives Participant, the administrator or executor of
Participant’s estate.  Any such
transferee must furnish the Company with (a) written notice of his or her
status as transferee, and (b) evidence satisfactory to the Company to
establish the validity of the transfer and compliance with any laws or
regulations pertaining to said transfer.

 

7.             Withholding
of Taxes.  Notwithstanding any
contrary provision of this Award Agreement, no certificate representing the
Shares will be issued to Participant, unless and until satisfactory
arrangements (as determined by the Administrator) will have been made by
Participant with respect to the payment of income, employment and other taxes
which the Company determines must be withheld with respect to such Shares.  The Administrator, in its sole discretion and
pursuant to such procedures as it may specify from time to time, may permit
Participant to satisfy such tax withholding obligation, in whole or in part
(without limitation) by (a) paying cash, (b) electing to have the
Company withhold otherwise deliverable Shares having a Fair Market Value equal
to the minimum amount required to be withheld, (c) delivering to the
Company already vested and owned Shares having a Fair Market Value equal to the
amount required to be withheld, or (d) selling a sufficient number of such
Shares otherwise deliverable to Participant through such means as the Company
may determine in its sole discretion (whether through a broker or otherwise)
equal to the amount required to be withheld. 
To the extent determined appropriate by the Company in its discretion,
it will have the right (but not the obligation) to satisfy any tax withholding
obligations by reducing the number of Shares otherwise deliverable to Participant.  If Participant fails to make satisfactory
arrangements for the 

 

3

 

payment of any required tax withholding
obligations hereunder at the time any applicable Restricted Stock Units
otherwise are scheduled to vest pursuant to Sections 3 or 4, Participant will
permanently forfeit such Restricted Stock Units and any right to receive Shares
thereunder and the Restricted Stock Units will be returned to the Company at no
cost to the Company.

 

8.             Rights
as Stockholder.  Neither Participant
nor any person claiming under or through Participant will have any of the
rights or privileges of a stockholder of the Company in respect of any Shares
deliverable hereunder unless and until certificates representing such Shares
will have been issued, recorded on the records of the Company or its transfer
agents or registrars, and delivered to Participant.  After such issuance, recordation and
delivery, Participant will have all the rights of a stockholder of the Company
with respect to voting such Shares and receipt of dividends and distributions
on such Shares.

 

9.             No Guarantee of Continued Service.  PARTICIPANT ACKNOWLEDGES AND
AGREES THAT THE VESTING OF THE RESTRICTED STOCK UNITS PURSUANT TO THE VESTING
SCHEDULE HEREOF IS EARNED ONLY BY CONTINUING AS A SERVICE PROVIDER AT THE WILL
OF THE COMPANY AND NOT THROUGH THE ACT OF BEING HIRED, BEING GRANTED THIS AWARD
OF RESTRICTED STOCK UNITS OR ACQUIRING SHARES HEREUNDER.  PARTICIPANT FURTHER ACKNOWLEDGES AND AGREES
THAT THIS AWARD AGREEMENT, THE TRANSACTIONS CONTEMPLATED HEREUNDER AND THE
VESTING SCHEDULE SET FORTH HEREIN DO NOT CONSTITUTE AN EXPRESS OR IMPLIED
PROMISE OF CONTINUED ENGAGEMENT AS A SERVICE PROVIDER FOR THE VESTING PERIOD,
FOR ANY PERIOD, OR AT ALL, AND SHALL NOT INTERFERE WITH PARTICIPANT’S RIGHT OR
THE COMPANY’S RIGHT TO TERMINATE PARTICIPANT’S RELATIONSHIP AS A SERVICE
PROVIDER AT ANY TIME, WITH OR WITHOUT CAUSE.

 

10.           Address
for Notices.  Any notice to be given
to the Company under the terms of this Award Agreement will be addressed to the
Company, in care of its Stock Administrator at LECG Corporation, 2000 Powell
Street, Suite 600, Emeryville, California 94608, or at such other address
as the Company may hereafter designate in writing.

 

11.           Grant
is Not Transferable.  Except to the
limited extent provided in Section 6, this grant and the rights and
privileges conferred hereby will not be transferred, assigned, pledged or
hypothecated in any way (whether by operation of law or otherwise) and will not
be subject to sale under execution, attachment or similar process.  Upon any attempt to transfer, assign, pledge,
hypothecate or otherwise dispose of this grant, or any right or privilege
conferred hereby, or upon any attempted sale under any execution, attachment or
similar process, this grant and the rights and privileges conferred hereby
immediately will become null and void.

 

12.           Binding
Agreement.  Subject to the limitation
on the transferability of this grant contained herein, this Award Agreement
will be binding upon and inure to the benefit of the heirs, legatees, legal
representatives, successors and assigns of the parties hereto.

 

13.           Additional
Conditions to Issuance of Stock.  If
at any time the Company will determine, in its discretion, that the listing, registration
or qualification of the Shares upon any securities exchange or under any state
or federal law, or the consent or approval of any 

 

4

 

governmental regulatory authority is
necessary or desirable as a condition to the issuance of Shares to Participant
(or his or her estate), such issuance will not occur unless and until such
listing, registration, qualification, consent or approval will have been
effected or obtained free of any conditions not acceptable to the Company.  Where the Company determines that the
delivery of the payment of any Shares will violate federal securities laws or
other applicable laws, the Company will defer delivery until the earliest date
at which the Company reasonably anticipates that the delivery of Shares will no
longer cause such violation.  The Company
will make all reasonable efforts to meet the requirements of any such state or
federal law or securities exchange and to obtain any such consent or approval
of any such governmental authority.

 

14.           Plan
Governs.  This Award Agreement is
subject to all terms and provisions of the Plan.  In the event of a conflict between one or
more provisions of this Award Agreement and one or more provisions of the Plan,
the provisions of the Plan will govern. 
Capitalized terms used and not defined in this Award Agreement will have
the meaning set forth in the Plan.

 

15.           Administrator
Authority.  The Administrator will
have the power to interpret the Plan and this Award Agreement and to adopt such
rules for the administration, interpretation and application of the Plan
as are consistent therewith and to interpret or revoke any such rules (including,
but not limited to, the determination of whether or not any Restricted Stock
Units have vested).  All actions taken
and all interpretations and determinations made by the Administrator in good
faith will be final and binding upon Participant, the Company and all other
interested persons.  No member of the
Administrator will be personally liable for any action, determination or
interpretation made in good faith with respect to the Plan or this Award
Agreement.

 

16.           Electronic
Delivery.  The Company may, in its
sole discretion, decide to deliver any documents related to Restricted Stock
Units awarded under the Plan or future Restricted Stock Units that may be
awarded under the Plan by electronic means or request Participant’s consent to
participate in the Plan by electronic means. 
Participant hereby consents to receive such documents by electronic delivery
and agrees to participate in the Plan through any on-line or electronic system
established and maintained by the Company or another third party designated by
the Company.

 

17.           Captions.  Captions provided herein are for convenience
only and are not to serve as a basis for interpretation or construction of this
Award Agreement.

 

18.           Agreement
Severable.  In the event that any
provision in this Award Agreement will be held invalid or unenforceable, such
provision will be severable from, and such invalidity or unenforceability will
not be construed to have any effect on, the remaining provisions of this Award
Agreement.

 

19.           Modifications
to the Agreement.  This Award
Agreement constitutes the entire understanding of the parties on the subjects
covered.  Participant expressly warrants
that he or she is not accepting this Award Agreement in reliance on any
promises, representations, or inducements other than those contained
herein.  Modifications to this Award
Agreement or the Plan can be made only in an express written contract executed
by a duly authorized officer of the Company. 
Notwithstanding anything to the contrary in the Plan or this Award
Agreement, the 

 

5

 

Company reserves the right to revise this Award
Agreement as it deems necessary or advisable, in its sole discretion and
without the consent of Participant, to comply with Section 409A or to
otherwise avoid imposition of any additional tax or income recognition under Section 409A
in connection to this Award of Restricted Stock Units.

 

20.           Amendment,
Suspension or Termination of the Plan. 
By accepting this Award, Participant expressly warrants that he or she
has received an Award of Restricted Stock Units under the Plan, and has
received, read and understood a description of the Plan.  Participant understands that the Plan is
discretionary in nature and may be amended, suspended or terminated by the
Company at any time.

 

21.           Governing
Law.  This Award Agreement will be
governed by the laws of the State of California, without giving effect to the
conflict of law principles thereof.  For
purposes of litigating any dispute that arises under this Award of Restricted
Stock Units or this Award Agreement, the parties hereby submit to and consent
to the jurisdiction of the State of California,
and agree that such litigation will be conducted in the courts of Alameda
County, California, or the federal
courts for the United States for the Northern District of California, and no
other courts, where this Award of Restricted Stock Units is made and/or to be
performed.

 

By your signature and the signature of the
Company’s representative below, you and the Company agree that this Award of
Restricted Stock Units is granted under and governed by the terms and
conditions of the Plan and this Award Agreement.  Participant has reviewed the Plan and this
Award Agreement in their entirety, has had an opportunity to obtain the advice
of counsel prior to executing this Award Agreement and fully understands all
provisions of the Plan and Award Agreement. 
Participant hereby agrees to accept as binding, conclusive and final all
decisions or interpretations of the Administrator upon any questions relating
to the Plan and Award Agreement. 
Participant further agrees to notify the Company upon any change in the
residence address indicated below.

 

	
  PARTICIPANT:

  	
   

  	
  LECG
  CORPORATION

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  \s\ Michael J Jeffery

  	
  8/28/2008

  	
   

  	
  \s\ Garrett F. Bouton

  	
   

  
	
  Signature

  	
   

  	
  By:
  Garrett F. Bouton

  
	
   

  	
   

  	
   

  
	
  Michael J. Jeffery

  	
   

  	
   

  	
  Chairman of the Board of Directors

  
	
  Print
  Name

  	
   

  	
  Title

  

 

6Exhibit 10.51

 

FIRST AMENDMENT

TO

ASSET PURCHASE AGREEMENT

 

This First Amendment to Asset Purchase Agreement (“Amendment”)
is entered into effective as of July 1, 2008 (the “Effective
Date”) by and among: MBI Liquidation Inc., a California
corporation formerly known as BMB Mack Barclay, Inc. (“MBI”); SCA Holding,
LLC, a California limited liability company formerly known as Southern
California Assets LLC (“SCA”);
CDL Holdings, LLC, a California limited liability company formerly known as CD-LIT
Solutions LLC (“CDL”);
Cary P. Mack, both personally (“Mack”) and as Trustee of the Mack Family Trust dated April 21,
1999 (in such capacity, “Mack
Trustee”); Christopher R. Barclay, both personally (“Barclay”) and as
Trustee of the 2000 Barclay Family Trust dated January 27, 2000 (in such
capacity, “Barclay
Trustee”); Patrick F. Kennedy (“Kennedy”); Michael R. Bandemer (“Bandemer”); Brian J.
Bergmark (“Bergmark”);
Laura Fuchs Dolan (“Dolan”);
Stacy Elledge Chiang (“Chiang”);
Heather H. Xitco (“Xitco”);
LECG, LLC, a California limited liability company (“Purchaser”); and LECG
Corporation, a Delaware corporation (“Parent”). 
MBI, SCA and CDL are referred to herein each as a “Seller” and
collectively as the “Sellers.”  Mack, Barclay, Kennedy, Bandemer, Bergmark,
Dolan, Chiang, Xitco, Mack Trustee and Barclay Trustee are collectively
referred to herein as the “Principals.”  The Principals and Sellers are collectively
referred to herein as the “Seller
Entities.”

 

RECITALS

 

A.            Purchaser,
Parent and the Seller Entities are parties to that certain Asset Purchase
Agreement dated as of May 5, 2006 (the “Asset
Purchase Agreement”).

 

B.            Purchaser,
Parent and the Seller Entities desire to eliminate the performance elements
associated with the Additional Payments and substitute the payments specified
in this Amendment.

 

C.            Purchaser
is concurrently entering into a separate Amendment to Director Agreement in
substantially the form attached to this Amendment as Attachment 1 (each,
a “Director Amendment”), by and between
Purchaser and each of Mack, Kennedy, Bandemer, Bergmark, Dolan and Xitco (each,
an “MB Pooling Director”).

 

D.            Purchaser,
Parent and the Seller Entities desire to formally join the electronic discovery
practice currently operated by Bandemer as part of the Mack Barclay Practice,
with Purchaser’s electronic discovery practice. 
The parties’ intent is to permit better coordination on staff training
and compensation, project management, business development and infrastructure
development, and to allow Bandemer to participate in the national management of
Purchaser’s electronic discovery practice.

 

E.             To
accomplish the foregoing and such other matters as are described below, Purchaser,
Parent and the Seller Entities wish to amend the Asset Purchase Agreement as
set forth in this Amendment.

 

 

AGREEMENT

 

NOW, THEREFORE, in consideration of the Recitals above, the mutual
agreements contained in this Amendment, and for other good and valuable
consideration, the receipt and adequacy of which are hereby acknowledged, the
parties agree as follows:

 

1.            Definitions.  Capitalized terms used but not defined in
this Amendment shall have the meanings ascribed to them in the Asset Purchase
Agreement.

 

2.            Additional
Payments.

 

a.            The
end date for the Additional Payment Period, as stated in Section 3.3 of
the Asset Purchase Agreement, is hereby replaced with April 30, 2008.

 

b.            The
Additional Payment for the Measurement Period ending April 30, 2008 is Two
Million Three Hundred Thousand Dollars ($2,300,000), which amount has been paid
by Purchaser to Sellers as of the Effective Date.

 

c.            In
addition to the Closing Payment and any Additional Payments made through the
end of the Additional Payment Period as revised by Section 2(a) of
this Amendment, Purchaser will make payments (each, a “Further
Additional Payment” and collectively, the “Further
Additional Payments”) to Sellers in the aggregate amount of Four
Million Fifty-five Thousand Two Hundred Forty Dollars ($4,055,240), payable in
accordance with paragraphs (i) through (iii) of this Section 2(c).

 

(i)            On
December 31, 2008, a Further Additional Payment of Three Million Dollars
($3,000,000) will be due and payable to Sellers.

 

(ii)           On
July 1, 2010, a Further Additional Payment of One Million Fifty-five
Thousand Two Hundred Forty Dollars ($1,055,240) will be due and payable to
Sellers.

 

(iii)          Each
Further Additional Payment pursuant to the terms of this Section 2(c) will
be paid in cash by Purchaser to Sellers on the date due and payable in
accordance with written payment instructions received by Purchaser from each
Seller no later than ten (10) days before the Additional Payment is due
(the “Delivery Instructions”).  The Further Additional Payments will be
allocated among the Sellers in accordance with their respective Seller
Percentages.  Further distributions by
the Sellers to the Principals must be made in accordance with the Principals’
respective Principal Percentage Interest as set forth in Schedule 3.1.2 of the
Asset Purchase Agreement.  The Delivery
Instructions will specify the address to which a check for such amount will be
sent (or appropriate account and other information for purposes of delivery of
such amount by wire transfer of immediately available funds).

 

3.            Bandemer
Group.  As of the Effective Date, and
notwithstanding anything else in the Asset Purchase Agreement to the contrary,
Bandemer and the professional staff who currently work with Bandemer as part of
an electronic discovery practice within the Mack Barclay Practice will be
formally integrated with Purchaser’s national electronic discovery 

 

2

 

practice,
which is known as the eDiscovery Sector and which is a part of Purchaser’s Finance
and Accounting Services segment.

 

4.             Notices.  Section 17 of the Asset Purchase
Agreement is hereby amended to delete the two addresses to which copies of
notices to Purchaser or Parent are to be sent and to replace them with the
following:

 

	
   

  	
  Deanne M. Tully, Esq.

  
	
   

  	
  General Counsel

  
	
   

  	
  LECG Corporation

  
	
   

  	
  2000 Powell Street, Suite 600

  
	
   

  	
  Emeryville, California 94608

  
	
   

  	
  Fax: (510) 653-9898

  
	
   

  	
   

  
	
   

  	
  and

  
	
   

  	
   

  
	
   

  	
  Emily J. Yukich, Esq.

  
	
   

  	
  Folger Levin & Kahn, LLP

  
	
   

  	
  1900 Avenue of the Stars, Suite 2800

  
	
   

  	
  Los Angeles, California 90067

  
	
   

  	
  Fax: (310) 556-3770

  

 

5.             No
Further Modification or Amendment. 
Except as expressly set forth in this Amendment, the Asset Purchase
Agreement has not been modified or amended in any respect and continues in full
force and effect on the date hereof.

 

6.             Counterparts.  This Amendment may be signed in
two or more counterparts, each signed by one or more of the parties hereto so
long as each party will sign at least one counterpart of this Amendment, all of
which taken together will constitute one and the same instrument.  Signatures delivered by facsimile or
electronic file format will be treated in all respects as originals.

 

[Remainder of this Page Intentionally
Left Blank]

 

3

 

IN
WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed
by their duly authorized representatives.

 

	
  PURCHASER:

  	
  SELLER
  ENTITIES:

  
	
   

  	
   

  
	
  LECG, LLC,

  	
  MBI
  Liquidation Inc.,

  
	
  a California limited
  liability company

  	
  a California corporation

  
	
   

  	
   

  
	
  By: 

  	
  LECG
  Corporation,

  	
  By:

  	
  /s/ Cary P.
  Mack

  
	
   

  	
  a Delaware corporation

  	
   

  	
  Cary P. Mack

  
	
  Its:

  	
  Sole Manager

  	
  Its:

  	
  President

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Steven
  R. Fife

  	
   

  	
  Date:  9/11/08

  
	
   

  	
  Its:

  	
  CFO

  	
   

  	
   

  
	
   

  	
   

  
	
  Date:  9/13/08

  	
   

  
	
   

  	
   

  
	
  PARENT:

  	
   

  
	
   

  	
  SCA Holding,
  LLC,

  
	
  LECG
  Corporation,

  	
  a California limited
  liability company

  
	
  a Delaware corporation

  	
   

  	
   

  
	
   

  	
  By:

  	
  CTAS, LLC,

  
	
  By:

  	
  /s/ Steven
  R. Fife

  	
   

  	
   

  	
  a California limited
  liability company

  
	
   

  	
   

  	
  Its:

  	
  Sole Manager

  
	
  Its:

  	
  CFO

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  MBI
  Liquidation Inc.,

  
	
  Date:  9/13/08

  	
   

  	
   

  	
  a California corporation

  
	
   

  	
   

  	
  Its:

  	
  Sole Manager

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
  By:

  	
  /s/ Cary P.
  Mack

  
	
   

  	
   

  	
   

  	
   

  	
  Cary P. Mack

  
	
   

  	
   

  	
   

  	
  Its:

  	
  President

  
	
   

  	
   

  	
   

  
	
   

  	
  Date:  9/11/08

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  CDL Holdings,
  LLC,

  
	
   

  	
  a California limited
  liability company

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Cary P.
  Mack

  
	
   

  	
   

  	
  Cary P. Mack

  
	
   

  	
  Its:

  	
  Sole Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  Date:  9/11/08

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  /s/ Cary P.
  Mack

  
	
   

  	
  Cary P. Mack

  
	
   

  	
   

  
	
   

  	
  Date:  9/11/08

  
											

 

4

 

	
   

  	
  /s/ Christopher
  R. Barclay

  
	
   

  	
  Christopher R. Barclay

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  Date:  9/9/08

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  /s/ Patrick
  F. Kennedy

  
	
   

  	
  Patrick F. Kennedy

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  Date:  9/10/08

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  /s/ Michael
  R. Bandemer

  
	
   

  	
  Michael R. Bandemer

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  Date:  9/10/08

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  /s/ Brian J.
  Bergmark

  
	
   

  	
  Brian J. Bergmark

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  Date:  9/10/08

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  /s/ Laura
  Fuchs Dolan

  
	
   

  	
  Laura Fuchs Dolan

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  Date:  9/10/08

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  /s/ Stacy
  Elledge Chiang

  
	
   

  	
  Stacy Elledge Chiang

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  Date:  9/10/08

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  /s/ Heather
  H. Xitco

  
	
   

  	
  Heather H. Xitco

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  Date:  9/10/08

  	
   

  

 

5

 

	
   

  	
  /s/ Cary P.
  Mack

  
	
   

  	
  Cary P. Mack, Trustee of
  the Mack Family 

  Trust dated April 21, 1999

  
	
   

  	
   

  
	
   

  	
  Date:  9/11/08

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  /s/ Christopher
  R. Barclay

  
	
   

  	
  Christopher R. Barclay,
  Trustee of the 2000 

  Barclay Family Trust dated January 27, 2000

  
	
   

  	
   

  
	
   

  	
  Date:

  	
  9/9/2008

  	
   

  	
   

  
						

 

6

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00149-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00149-of-00352.parquet"}]]