Document:

Exhibit 10.5

SOUTHWEST RESEARCH INSTITUTE ® Firm Fixed Price Subcontract No. N99102N Under Bexar County Prime Contract No. Agreement Dated 9/8/2020 This  Subcontract  is  not a Rated  Order  for  National Defense Use  and the Subcontractor  shall follow All Allocations  System Regulation (15 CFR 700). THIS AGREEMENT , effective as of the date of final signature on this document, is between SOUTHWEST RESEARCH INSTITUTE, a Texas Nonprofit Corporation having a place of business at 6220 Culebra Road, San Antonio, Texas 78238 - 5138 , hereinafter referred to as "Buyer" and Wytec International Inc . located at 19206 Huebner Road # 202 , San Antonio, Texas 78258 hereinafter referred to as the "Seller" . WITNESSETH THAT: IN CONSIDERATION OF the promises, mutual covenants and agreements herein contained, the parties hereto agree as follows : 1. SUPERSEDING EFFECT This Subcontract supersedes all written or oral agreements,and constitutes the  entire  agreement between the parties hereto with  respect to  this Subcontract. All work performed by the Seller in accordance with the Statement of Work listed in Article 2 below and incorporated as Exhibit A hereto, or actions taken and payments made, if any, under any other prior written or oral agreements shall be deemed to have been performed, actions taken or payments made under this Subcontract . 2. SCOPE OF WORK A . The Seller shall furnish all services and materials necessary in accordance with Seller’s document titled, “ Bexar County Digital Divide – Private LTE Network Pilot Deployment, Rev 2 ” dated August 27 , 2020 . This document is incorporated herein as Exhibit A, Statement of Work (SOW) . All technical data delivered under subject Subcontract shall be delivered directly to Buyer, and shall be accompanied by the following written certification : The Subcontractor, Wytec International Inc . , hereby certifies that, to the best of its knowledge and belief, the technical data delivered herewith under Subcontract No . N 99102 N is complete, accurate, and complies with all requirements of the Subcontract . 10.2.2 020 Date Name and Title of Certifying Official

    	 

    	 

    

SwRI Subcontract No. N99102N  Page 2 of 7 3. PRICE A. Subject   to   the   limitations   and   other conditions   contained   in   this Agreement, the total Fixed Amount (Firm Fixed Price) for this Agreement is Five Hundred Sixty - Five Thousand Two Hundred Forty - Seven Dollars and Twenty - Eight Cents ( $ 565 , 247 . 28 ) . 5. INVOICING AND PAYMENT A. Invoices shall be submitted upon completion and Buyer acceptance of  delivery of the milestones described in the following Milestone Schedule: Milestone   No. Description Estimated   Milestone /  Invoicing   Date Milestone   Price Milestone  Cumulative   Funding 1 Task 1. Requirements support Task 2. Procure hardware for the pilot deployment  Task 3. Procure hardware for NOC Task 4. Create digital network design document 10/10/20 $251,189.64 $251,189.64 2 Task 5. Survey’s complete for SWISD, produce survey summary  report Task 6. Create NOC design document Task 7. Any remaining hardware needed post Survey  Task 8. Design updates Task 9. Install & configure the hardware at host locations and resident addresses if required  Task 10. Install & configure NOC Task 11. Implement SWISD filters Task 12. Complete network control access protocols  Task 13. Install & configure the NOC Task 14. Implement SWISD specified filters Task 15. Complete network control access  and cyber security  protocols Task 16. Initial test  and evaluate, optimize  Task 17. Produce weekly/monthly reports 11/06/20 $254,472.40 $505,662.04 3 Task 18. Continue monitoring, maintenance and optimization  Task 19. Final report input for pilot deployment Task 20. Produce weekly/monthly status reports 12/01/20 $59,585.24 $565,247.28 B. Seller shall submit invoices to Buyer via e - mail at apsubcontracts@swri . org . Payment will be made Net 15 Days after receipt of complete invoices . In order to be considered complete, each invoice shall contain the following information at a minimum : i. the Subcontract number; ii. each individual milestone number, a description of the milestone(s), and  the milestone  amount(s) being  invoiced; iii. the cumulative amount of all milestones invoiced  to date ; and iv. the certification statement required per Article 5.D.  below.

    	 

    	 

    

SwRI Subcontract No. N99102N  Page 3 of 7 If the invoice does not comply with this requirement, the designated billing office will return it within 7 days after receipt with the reason(s) why it is not a proper invoice . D. Invoices must contain the following certification : "I certify that the payment herein requested is just and correct, and that payment of the sum herein specified has not been received . This certification is made with the understanding that any sum paid hereunder will become the basis for reimbursement to Buyer by the United States Government or other client . ” E. Buyer's failure to discover and object to any unsatisfactory work prior to payment shall not constitute a waiver of Buyer's right to later require Seller to correct such unsatisfactory work or seek appropriate remedies . F. Change orders issued pursuant to the "Changes" clause of this Subcontract  shall not be considered an authorization to the Seller to exceed the amount funded  under this Subcontract in the absence of a  statement  in the change order, or other  subcontract  modification, increasing  the amount allotted. G. Seller shall submit the final invoice, clearly marked as FINAL, and all required closeout documents within fifteen ( 15 ) days after the end of the performance period specified in the Subcontract . Failure to do so will result in a reduction in subcontract amount, de - obligation of available funds, waiver of Seller’s right of payment and a release of all liabilities, obligations, claims and demands owed to Seller by Buyer under this Subcontract The final invoice and required closeout documents shall be submitted via e - mail to apsubcontracts@swri . org and subkclose@swri . edu . The final invoice will be paid by Buyer upon determination by Buyer of satisfactory completion of all effort under this Subcontract and receipt of closeout documents (see Exhibit “D”) . Required closeout documents include (but shall not be limited to) : Report of Inventions and Subcontracts, Property in the Custody of Contractors, Subcontractor’s Release*, Subcontractor’s Assignment of Refunds, Rebates, Credits and Other Amounts* . (Copies will be provided upon request) . All documentation relating to final closeout of this subcontract shall be directed to Seller’s Point of Contact : William H. Gray (Name) CEO (Title) 19206 Huebner Rd #202 (Address) San Antonio, TX 78258 (Address)

    	 

    	 

    

SwRI Subcontract No. N99102N  Page 4 of 7 whg@wytecintl.com (Electronic Mail Address) 210 - 233 - 8980 (Phone) forms. * Buyer will accept but shall not require a Notary Seal on the Closeout  However, at a minimum, closeout forms shall be submitted with an authorized signature and corporate seal to be considered complete, and must be received by Buyer before final payment is released . Unilateral Closeout . Unilateral closeout will occur in the event Seller fails to submit the closeout information required in this Article 5 . G . within sixty ( 60 ) days of the Subcontract expiration date unless such failure is due to an extenuating circumstance as agreed upon in writing by Buyer and Seller . Such failure shall constitute Seller’s express agreement that the amounts paid pursuant to this Subcontract and any task order, as applicable, by Seller to Buyer up to the date Seller’s submissions are due as set forth herein and as determined by the Buyer records, constitute the full, complete and final extent of the Buyer’s financial obligation to Seller . Further, Seller does forever fully and finally remise, release and discharge Buyer, its officers, agents and employees, of and from any and all liabilities, obligations, claims, and demands whatsoever arising under or relating to this Subcontract and any task order, as applicable, and Seller expressly authorizes Buyer to rely on the foregoing representations and release in connection with the Buyer closeout of or other actions taken with respect to the Buyer’s contract with the United States Government or other customer . H. Nothing in this clause shall affect the right of the Buyer to terminate this  Subcontract. 5. PERIOD OF PERFORMANCE The items, services and deliverable data required by this Subcontract shall be delivered in accordance with the SOW . The Period of Performance for the effort set forth in this Subcontract is from September 18 , 2020 through December 30 , 2020 . 6. INSPECTION AND ACCEPTANCE All effort performed is subject to final inspection and acceptance by Buyer at destination, notwithstanding any prior payment, and such inspection shall be made within a reasonable time after completion of the Subcontract . Acceptance of all work performed hereunder shall be deemed to occur upon Buyer's determination of satisfactory completion of the technical performance stated in the SOW . Approvals by the Buyer under this Subcontract shall not release the Seller from  responsibility to meet all the  requirements of this Subcontract.

    	 

    	 

    

SwRI Subcontract No. N99102N  Page 5 of 7 7. INSURANCE If services are to be provided or performance of any kind will occur by subcontractor either at SwRI facilities or its client’s facilities, then the attached Exhibit C, Insurance Requirements, will apply, or the insurance requirements flowed down from the prime contract, whichever provides greater coverages . 8. KEY PERSONNEL The following individual(s) are considered to be essential to the successful performance of the work hereunder : N/A Subcontractor agrees that personnel listed above shall not be removed from the Subcontract or replaced without first requesting in writing and receiving express written approval from SwRI with reasonable approval to not be withheld . 9. CERTIFICATIONS AND REPRESENTATIONS (SAM) SELLER acknowledges that BUYER will rely upon SELLER certifications and representations referenced in this clause and in any written offer, proposal or quote, or company profile submission, which results in award of this subcontract to SELLER . By entering into this subcontract, SELLER republishes the certifications and representations in its profile in the System for Award Management (“SAM”) or as submitted with its written offer, including company profile information, and oral offers/quotations made at the request of BUYER . By entering into this subcontract, SELLER further certifies that the representations and certifications in its profile in SAM or as submitted with its written offer, including company profile information, and oral offers/quotations made at the request of BUYER, are current, accurate and complete . SELLER shall immediately notify BUYER of any change of status regarding the accuracy or completeness of any representation or certification . 10. DOCUMENTS INCORPORATED BY REFERENCE The following documents are hereby incorporated by reference: A. B. C. D. E. Exhibit "A" entitled "Statement of Work;"  Exhibit "B" entitled  "Subcontract Clauses;"  Exhibit “C/E” entitled “Insurance Requirements;”  Exhibit “D” entitled “Close Out  Documents,”  Exhibit “F” entitled “Rights In Technical Data.” 11. ORDER OF PRECEDENCE The following order of  precedence  shall  govern  in the  event  of a conflict between  the documents of this Subcontract: A. B. Articles 1 through 12 of this Subcontract; Exhibit "B" Subcontract Clauses,  Exhibit  “C/E”  Insurance  Requirements,  and Exhibit “D” Close Out  Documents,  and Exhibit “F” Rights In  Technical Data;

    	 

    	 

    

SwRI Subcontract No. N99102N  Page 6 of 7 C. Exhibit "A," Statement of Work. 12. NOTICES AND CORRESPONDENCE All contractual notices and correspondence shall reference the Subcontract number and shall be sent by either party to the other in all matters dealing with this Subcontract to the following addresses : A. To the Buyer: Southwest Research Institute  6220 Culebra Rd. P. O. Drawer 28510 San Antonio, Texas 78228 - 0510  Attn: Natalee Stubblefield B. To the Seller: Wytec  International  Inc.  19206 Huebner Road #202  San Antonio,  Texas 78258  Attn: William H. Gray or any other address provided prior written notice is given to the other party . All deliverable data by Seller shall be sent to the above address to the attention of Misty Stover with a copy of the transmittal letter sent to the attention of Natalee Stubblefield . Either party may execute this Agreement and any additional documents including, but not limited to, modifications and representations and certifications related to this Agreement by facsimile or electronic signature . The other party shall be entitled to rely on such facsimile or electronic signature as evidence that this Agreement has been duly executed by an authorized representative . Further, neither party shall contest the validity of this Agreement based on the use of facsimile or electronic signatures . BY SIGNING  THIS  AGREEMENT, SELLER CONFIRMS  ITS  ACCEPTANCE  OF THE APPLICABLE SELF - CERTIFICATION STATEMENTS CONTAINED IN  THE TERMS AND CONDITIONS IN  ITEM 20  OF EXHIBIT B. IN WITNESS WHEREOF, the parties hereto have executed this Subcontract as of the day and year set forth below . WYTEC INTERNATIONAL INC. BY:   BY : Natalee Stubblefield TITLE: TITLE: Sr. Specialist, Subcontracts DATE : DATE : 10.02.2020 SOUTHWEST RESEARCH INSTITUTE ® Digitally signed by Natalee Natalee Stubblefield  Stubblefield Date: 2020.10.02 10:36:16 - 05'00' CEO 10.2.2020

    	 

    	 

    

SwRI Subcontract No. N99102N  Page 7 of 7 BY : Robin Ingerick TITLE: Manager, Subcontracts DATE:   Robin  Ingerick Digitally signed by   Robin Ingerick   Date: 2020.10.09 14:40:44 - 05'00'

    	 

    	 

    

EXHIBIT A  – STATEMENT OF WORK

    	 

    	 

    

S T A TEME N T OF WO R K BEXA R  C O U N T DI G I T A L D I VID E  - P RI V A TE L TE   NETWORK PILOT DEPLOYMENT TO WYTEC INTERNATIONAL Southwest Research Institute ® P.O. Drawer 28510  6220 Culebra Road San Antonio, Texas  78228 - 0510  (210) 684 - 5111

    	 

    	 

    

Southwest Research Institute Page 1 Bexar County DD SOW TABLE OF CONTENTS 1. P U RP O SE AN D SC O PE ........................................................................................................ 3 2. Tec hni ca l a nd P r og ra m O bj ec tiv e s ......................................................................................... 3 2.1 Ph a se I ........................................................................... . E rr o r ! Book m a r k not d ef in e d. 2.1.1 En g in eer ing S u pp or t ................................................................................................. 4 2.1.2 Digital Network Equipment, Installation and Configuration ............................... 5 2.1.3 Netw o r k Op er a t ions  C e n te r (N O C ) ........................................................................ 5 2.2 2.3 2.4 2.5 Te st  a nd  E v a lu a tion  (T & E ) ............................................................................................. 5 Monitoring, Maintenance, Training, and Support Services ............................................ 6  P r og ra m Suppo r t ............................................................................................................. 6 Acce p t a n c e Da ta P a c k a g e ............................................................................................... 7 3. M EETING S  AN D R E VI EW S ................................................................................................ 7 4. Milestone Payment Plan ......................................................................................................... 7

    	 

    	 

    

 Southwest Research Institute Bexar County DD SOW Page 2 REVISION NOTICE Document Revision History Revision Date Changes Initial Release 31 July Rev. 1 4 August Updates to Milestones Rev. 2 27 August Rework based  on Adjusted Scope

    	 

    	 

    

Southwest Research Institute Page 3 Bexar County DD SOW 1. P UR P OS E AN D S C O P E Southwest Research Institute (SwRI) is in a bid and proposal process for the Bexar County Digital Divide Initiative . The purpose of this effort is to provide students in Bexar County with the capability to connect to the internet, enabling them to further their education and improve their chances for prosperity in an increasingly digital society . This includes the creation and management of a Private LTE network, which provides resilient and reliable internet connectivity to disadvantaged and disenfranchised students in Bexar county and its Independent School Districts (ISDs) . The Bexar County Private LTE will provide on - demand access to the internet, the education to use the software tools to learn, and the opportunity to compete in an increasingly technical world . Although the long term goal is to provide service to any disadvantaged and disenfranchised resident within Bexar County, the scope of this effort is Pilot Deployment specifically focused on the students within Southwest Independent School District (SWISD) . At a high level the scope is to develop, implement, install, test, and operate a fully capable Private LTE Network for one school within SWISD, utilizing the Commercial Broadcast Radio System (CBRS) Frequencies . This school recommendation from SWISD is to conduct the Pilot at Elm Creek Elementary school . The sub - contractor shall furnish all the personnel, materials, equipment and services that are required to design, produce documentation, procure hardware, install network equipment, analyze the network and equipment, operate, maintain and provide training on the network and equipment, create and execute test plans, and provide status updates in accordance with the requirements of this Statement of Work . Data, Document, and Software submittal requirements are listed in Appendix A of this document, Subcontractor Deliverables . SwRI requests Wytec International provide a detailed cost proposal and comprehensive technical volume to meet the specified tasks outlined in this Statement of Work . SwRI will propose that all tasks be completed in 4 months after award . months . 2. TE C H N I CA L A N D P R O G RA M O B J E C T IV E S This section will describe the required tasks for the sub - contractor . 1. Pilot Deployment The objective of Phase I is to do document the requirements and design, conduct a survey of all of SWISD, deploy and install the Pilot Digital Network Equipment, evaluation and optimize the Private LTE, and to produce a final report that includes refined level of effort and sustainment for expansion .

    	 

    	 

    

Southwest Research Institute Page 4 Bexar County DD SOW 1. Engineering Support The sub - contractor shall support and provide input into the requirements process, as well as participate in any requirements reviews . The sub - contractor shall conduct and document surveys for all of SWISD to help inform the design and refine the level of effort . The sub - contractor shall take into consideration the following during the design development : - Digital literacy limitations and focus on making the network connection as automated as possible for end users - Leveraging currently available resources if possible - Logistics management to include long term maintenance and sustainment when considering network equipment and its laydown, and should avoid in home installation of equipment if at all possible - Possibilities to upgrade from LTE to 5 G . The sub - contractor shall document the design the private network in such a manner that it provides a description of all hardware and software required to build, operate, and sustain the network . The design shall include all locations where hardware will be installed as part of the network . The design shall include the power requirements and designs for installing power to each installation location (if needed) . The design shall include all non - RF requirements for network connectivity and installing these connections at each location . The design shall include all drawings and installation instructions for the hardware associated with the network . The design shall identify all governing permits for performing construction and installation of hardware, including exemptions and waivers . The design shall provide spectrum and frequency specifications for all hardware components that use radio frequency to communicate ; and shall identify all radio frequency permits, or identify the exclusions for ungoverned radio frequency usages . The sub - contractor shall create or provide input into any governing permits for performing construction and installation of hardware, including exemptions and waivers . The sub - contractor shall provide a design for the Network Operations Center (NOC) for the Pilot Deployment, with consideration for the expansion beyond the pilot . The NOC is intended to be the CORE of the digital network, the access point for all the digital network deployed . The NOC is intended to support all monitoring and maintenance of the digital network . The NOC will host and manage all Network Access Control and other cyber security controls, to include SWISD specific user filters . The NOC will reside at the sub - contractor facility during the Pilot Deployment . The design shall include equipment laydown and network diagrams for the NOC . The sub - contractor shall investigate and describe within the design the plan for creating and managing the Network Access Control (NAC) to include the associated cyber security protocols for the NOC . The sub - contractor shall also provide recommendations for a long - term sustainment and associated cost of the NOC . Upon request, the sub - contractor shall provide engineering support for meetings, demonstrations,  and any other technical discussions related to expansion beyond the Pilot  Deployment.

    	 

    	 

    

Southwest Research Institute Page 5 Bexar County DD SOW If specific formats are not provided, the sub - contractor shall use a sub - contractor specified format for all documentation to include but not limited to the requirements, design, surveys, and investigations . A digital only format is acceptable, but must be provided using common media and access formats that can be easily accessed by SwRI . 2. Digital Network Equipment, Installation and Configuration The sub - contractor shall procure, inventory all procured equipment and securely store all digital network equipment, and other associated equipment, that is required for Pilot Deployment . The equipment procurement shall include all primary and secondary equipment to enable the digital network, to include any materials needed to support host site and resident home installations . The sub - contractor shall coordinate and assist in gaining access to the installation sites and residents homes . The sub - contractor shall configure and install all digital network equipment, to include any materials required to support host site and resident installations . The sub - contractor shall procure all equipment, software and associated licenses to support the NOC Pilot Deployment . The sub - contractor shall install and configure NOC equipment, to support monitoring, maintenance, and optimization of the Private LTE Pilot . Upon receipt of equipment, the sub - contractor shall inventory and conduct a verification and validation (V&V) on each piece of equipment . This inventory and V&V documentation shall be updated at least one a month and provided as part of the monthly status report . 3. Network Operations Center (NOC) The NOC should be scaled to support the Pilot Deployment only, with requirements and design considering expansion post Pilot . The requirements and design for the NOC will be accomplished early in the Pilot Deployment and based on the approved requirements and design the subcontractor shall install and configured hardware and software for the NOC . The sub - contractor shall also implement and test the SWISD specific filters and Network Access Controls . 2. Test and Evaluation (T&E) The sub - contractor shall create test plans and/or check out procedures for each of the following: - Digital Network Equipment upon  receipt - During installation: equipment and network functionality - Formal test and evaluation. The Test Plans and Check - Out procedures shall have tests for requirements and specifications that were established in the design, as well as how the item will be tested and method for verification . The prime intends to witness acceptance tests and review the end - item data packages .

    	 

    	 

    

Southwest Research Institute Page 6 Bexar County DD SOW Once the digital network equipment is installed and end users are utilizing the network, the sub - contractor shall monitor and evaluate through the remainder of the Pilot Deployment . The sub - contractor shall assess if design assumptions were correct, characterize the network, and document areas for optimization . The sub - contractor shall test all optimization upgrades and patches prior to deploying to the Pilot Network . After lab verification, the sub - contractor shall implement optimization upgrades/patches, and re - evaluate . Following this evaluation period, a formal T&E will occur . The formal T&E is intended to test all requirements to be met during the Pilot, and is to be witnessed by key stakeholders . Following the T&E, a test report will be created documenting the outcome of the test, to include any deficiencies and lessons learned . 3. Monitoring, Maintenance, Training, and Support Services The sub - contractor shall provide continuous monitoring, logging, and reporting of network status for the Pilot Network to include individual hardware components that are part of the network, and the status of the network link connections between nodes . The sub - contractor shall use the collected network status to identify operational and performance issues and outages and shall send an email to designated individuals of the outages, reasons for the outages, and the associated descriptive metadata . All data stores, data transports, and interfaces shall be secured and protected based on cyber security requirements . This availability and performance metrics for the Digital network and the NOC shall be reported on monthly, and the prime will work with sub - contractor to establish the methods for gathering, verifying and reporting this information . The sub - contractor shall provide tier three help services to Bexar County employees, independent school district technicians and teachers, and to users when Tier 1 and Tier 2 resolution attempts have been exhausted . Tier 1 is defined as basic direct user support, and will be provided by SWISD teachers and technicians, and Bexar County technicians, to the network users . Tier 2 is secondary support and happens when all Tier 1 support and resolution options have been exhausted . Tier 3 support happens when all Tier 2 support options and resolutions have been exhausted . Tier 3 support and help options are for resolving network issues, user connection issues, and digital network data and reporting issues (does not include the ISD provide device or the device software) . 4. Program Support The sub - contractor shall provide Program Management to support the following types of  activities: - Develop, manage  schedule, and report on supplier schedule - Review and contribute to overall project Integrated Master Schedule - Tracking all equipment procured and the status of equipment - Tracking and providing updates on permits, waivers, leasing agreements and  facility details - Tracking, addressing, and proactively communicating status of action items - Tracking risks and recommending risk reduction activities/alternatives

    	 

    	 

    

Southwest Research Institute Page 7 Bexar County DD SOW - Tracking dependencies, providing status on dependencies, and proactively  communicating impact dates The sub - contractor shall produce weekly status reports, in a supplier specified format . The status report shall include all recent accomplishments, on - going activities, upcoming tasks, risks and associated impact dates, dependencies, IMS, and action items . 5. Acceptance Data Package The subcontractor shall test and verify that each the systems developed by the subcontractor perform and meet the requirements and design for the following :  NOC  Network For each of these systems, the subcontractor shall:  prepare and submit an acceptance  test procedure to  the  prime for review and approval  conduct the  acceptance test in  accordance with the  approved test procedure  submit the  completed test results to the prime as a basis for systems acceptance The prime intends to witness acceptance tests, perform source inspections, and review the end - item data packages . 3. M EET I N GS AN D  R E V I EWS The sub - contractor shall support the prime in meetings with the client and client partners to include but not limited to : technical exchange meetings and reviews, status update meetings, and demonstrations . 4. M I LE S T O N E P A YM E N T P L A N Payments shall be made to the Sub - Contractor upon completion of the Milestones listed below. Milestone Tasks to Be Completed 1 1. Requirements Support 2. Procure Hardware for  the Pilot  Deployment 3. Procure Hardware for NOC 4. Create Digital Network Design Document 2 5. Survey’s Complete for SWISD, Produce Survey Summary Report 6. Create NOC Design Document 7. Any remaining hardware needed post  Survey 8. Design Updates 9. Install and Configure the Hardware at Host Locations and Resident  addresses  if needed 10. Install and Configure NOC

    	 

    	 

    

Southwest Research Institute Bexar County DD SOW Page 8 11. Implement SWISD Filters 12. Complete Network Control  Access Protocols 13. Install and Configure the NOC 14. Implement SWISD specified Filters 15. Complete Network Control Access and Cyber  Security Protocols 16. Initial Test and Evaluate, Optimize 17. Produce Weekly  / Monthly Reports 3 18. Continue  Monitoring, Maintenance and Optimization 19. Final Report Input for Pilot  Deployment 20. Produce weekly/Monthly status reports

    	 

    	 

    

Southwest Research Institute Page 9 Bexar County DD SOW SUB - CONTRACTOR DELIVERABLES The sub - contractor will coordinate with the prime on the method to delivery for the project  deliverables. ITEM   NO. Deliverable Tittle Due Date NOTES Requirements Input ATO +14 SWISD Survey ATO +21 Schedule with all delivery dates and  dependencies ATO +21 Private LTE Design Document ATO +35 Hardware Procurement, NOC, Digital  Network  Pilot Deployment ATO +7 Digital Network Connection  Instructions ATO + 35 Acceptance  Test  Procedures (Hardware  and Digital Network_ ATO +40 Inventory List for Procured  Items Within 5 Days  of Receipt Update Monthly Pilot Deployment Test Plan Procedures ATO +40 Metrics Report for  performance  and  Availability  of Digital Network ATO +60 Update Weekly Pilot Deployment Final Report ATO +100 Status Reports Monthly

    	 

    	 

    

EXHIBIT B – CONTRACT CLAUSES

    	 

    	 

    

SOUTHWEST RESEARCH INSTITUTE S ub c on t r ac t N o . N 991 0 2N  C on t r ac t C l a u s es E xh i b i t B 1. APPLICABLE LAWS AND DISPUTES Any Disputes concerning a question of fact and/or law arising under this Subcontract solely between the Buyer and Seller, which is not disposed of by agreement of the parties, shall be decided by a Court of the State of Texas . 2. RESERVED 3. CHANGES B uy e r ' s E n g i n ee r i n g a n d T ec hn i c a l P e r s onn e l ma y , f r o m ti m e t o ti me ,   render assistance or give technical advice to, or affect an exchange of  information  with  Seller's  personnel  in  a liaison  effort  concerning the  items to be furnished hereunder. However, such exchange of information or advice shall not vest Seller with authority to change the items hereunder or the provisions of this Subcontract, nor shall any  change in the items or provisions of this Subcontract be binding on  Buyer  unless  incorporated  as  a  change  in  accordance  with Article  S i x t ee n o f t h i s E xh i b i t B . 4. CLAUSE HEADING The headings and subheadings of clauses contained herein are used for convenience  a n d ea s e o f r e f e r e n c e a n d d o no t li m i t t h e s c op e o r i n t e n t o f t h e c l a u s e . 5. COMPLIANCE WITH FEDERAL, STATE AND LOCAL LAWS Seller shall comply with all Federal, State, Municipal and local laws, rules and regulations that may be applicable to this Subcontract and, at the request of Buyer or the Government, Seller will furnish certificates to the effect that it has complied with said laws and regulations . Seller represents that it has complied and will continue to comply during the performance of this Subcontract with the provisions of the "Fair Labor Standards Act” of 1938 , as amended, and the "Occupational Safety and Health Act", with the "Americans with Disabilities Act of 1990 " and w it h t h e r e g u l a ti on s a n d s t a nd a r d s i ss u e d pu r s u a n t t h e r e t o . 6. CLEARANCE OF MATERIAL INTENDED FOR PUBLIC RELEASE No news release, advertisement, public announcement, denial or confirmation of same relating to any part of the subject matter of this subcontract or any share of a n y p r o g r a m h e r e und e r s h a l l b e ma d e d i r ec tl y o r i nd i r ec tl y b y S e ll e r w it hou t p r i o r written approval of the Buyer .

    	 

    	 

    

7. GOVERNMENT VISITS The Government and/or its designated representative(s) shall be permitted to visit the Seller with respect to this Subcontract only after arrangements have been made with Buyer . Visits of a routine nature, e . g . , audit and inspection are not covered by this article . 8. INDUSTRIAL LAWS The Seller, in all matters relating to this Subcontract, shall be acting as an independent contractor . Neither the Seller nor any of the persons furnishing materials or performing work or services which are required by this Subcontract are employees of the Buyer within the meaning of or the application of any Federal or State Unemployment Insurance Law or other Social Security or any Workers' Compensation, Industrial Accident Law or other Industrial or Labor Law . The Seller, at its own expense, shall comply with such laws, and assume all obligations imposed by any one or more of such laws with respect to this Subcontract . 9. SUBCONTRACT ADMINISTRATION Notwithstanding any other provisions of this Subcontract or any document referenced herein, the Buyer's Director of Purchasing, or cognizant Subcontract Administrator are the only individuals authorized to make the changes in or redirect the work required by this Subcontract . Where Buyer's approval is required under the terms of this Subcontract, it shall be construed to mean the approval of the Buyer's Director of Purchasing, or the cognizant Subcontract Administrator . In the event the Seller effects any change at the direction of any other person, the change will be considered as having been made without authority and an adjustment will not be made in the Subcontract estimated cost or delivery schedule as a result thereof . No agreement or understanding will be binding on Buyer unless made in writing and signed by an authorized representative of Buyer's Purchasing Department . 10. INDEPENDENT CONTRACTOR Services rendered by the Seller for the Buyer and Seller’s and Buyer’s respective relationship in all matters related to this Subcontract shall be as an independent contractor and not as an employee, agent or servant . Seller shall obey all safety rules and regulations in the performance of the effort to be supplied hereunder . 11. PERMITS, LICENSES AND COMPLIANCE WITH LAW In connection with the work to be performed, Seller at its expense shall procure all necessary permits and licenses and agrees to comply with all laws, ordinances, codes and regulations applicable to the performance of the work hereunder . 12. LIEN RELEASE The Seller shall not permit any actual or purported lien, charge or claim to attach or attempt to attach to the work, the site, or any amounts due or to become due to the Seller under the contract document . If any lien, charge or claim is so asserted, the Seller shall promptly procure its release and indemnify the Buyer against all

    	 

    	 

    

damage and expense incident thereto . Upon completion of the work and before any final payment and settlement, the Seller shall provide evidence satisfactory to the Buyer of payment and release of all debts, taxes, liens, charges, obligations and c l a i m s f o r o r r e l a ti n g t o l a bo r, ma t e r i a l s , s ub c on t r a c t o r s , a n d s u b - s u b c o n t r a c t o r s . 13. RESERVED 14. CONFIDENTIAL RELATIONSHIP Unless the written consent of the Buyer is first obtained, Seller shall not in any manner advertise, publish or release for publication any statement mentioning Buyer or the fact that Seller has furnished or contracted to furnish to Buyer items and/or services required by this Subcontract, or quote the opinion of any employeeof Buyer . Seller shall not disclose any information relating to this Subcontract to any person not authorized by Buyer to receive it . Seller shall only use information supplied by Buyer to accomplish work as covered by this Subcontract and for no other purposes . Upon completion or termination of this Subcontract, all information is to be returned to Buyer upon Buyer’s written request . 15. FORCE MAJEURE A delay in, or failure of, either Seller or Buyer to perform its obligations hereunder as described shall not constitute default under this Subcontract nor give rise to any claim for damages if and to the extent such delay or failure is caused, directly or indirectly, by occurrences beyond the control of the party affected, including but not limited to : acts of God ; expropriation or confiscation of facilities or compliance with any order or request of any governmental authority or person purporting to act therefore which affects to a degree not presently existing the supply availability or use of materials or labor ; acts of war or the public enemy ; public disorders, r e b e lli on , o r s a bo t a g e ; f l o o d s ; r i o t s ; s t r i k e s ; o r a n y c a s e s w h e t h e r o r no t t h e c l a s s o r kind specifically named above, not within the control of the party affected and which, by the exercise of reasonable diligence, said party is unable to prevent, mitigate or remove . 16. EXPORT CONTROL/CONTROL OF INFORMATION Seller shall comply with all export control laws and regulations applicable to the performance of Seller's obligations under this subcontract . 17. OVERPAYMENT Seller shall take the following action in the case of any duplicate financing or invoice payment or if Buyer has otherwise overpaid Seller : (1) Remit  overpayment  amount  to  Buyer  with a description  of  overpayment  including: Circumstances of the overpayment (e.g., duplicate payment, erroneous  p a y me n t li qu i d a ti o n e rr o r s , d a t e ( s ) o f o v e r p a y m e n t ;

    	 

    	 

    

S ub c on t r ac t nu m b e r o r t a s k o r d e r nu m b e r a f f e c t e d ; Affected contract line item or subline item, if applicable; and  Subcontractor point of contact. ( 2 ) Provide a copy of the remittance and supporting documentation to Buyer . 18. R e p re s e n t a t i o n s a n d C er t i f i c a t i o n s Seller acknowledges that Buyer will rely on Seller representationsand certifications in awarding this Subcontract to Seller . Seller certifies to the Self - Certifications set forth below and shall immediately notify Buyer of any change of status regarding a n y r e p r e s e n t a ti o n o r ce r ti f i c a ti o n s e t f o r t h h e r e i n . Self - Certifications: The Terms and Conditions referenced in this Subcontract may include self - certification statements . By acceptance of this Subcontract, Seller confirms its acceptance of the applicable self - certification statements contained in the terms and conditions and referenced herein . 1. CERTIFICATION OF COMPLIANCE TO FEDERAL ACQUISITION  REGULATIONS: ANTI - KICKBACK This certification needs to be completed by all Southwest Research Institute  (SwRI®)  Subcontractors who  are  fulfilling a  Subcontract  in  excess  of  $250K.  CERTIFICATION REGARDING ANTI - KICKBACK. SELLER certifies, to t h e b e s t o f h i s o r h e r kno w l e d g e a n d b e li e f, t h a t : 1 . ) The Seller is aware that this procurement is subject to the terms of the Anti - Kickback Act of 1986 ( 41 U . S . C . †† 8701 - 8707 ) . The Act was passed to deter subcontractors from making payments and contractors from accepting payments for the purpose of improperly obtaining or rewarding favorable treatment in connection with a prime contract or subcontract relating to a prime contract . 2 . ) The Seller is aware that the Act imposes criminal penalties on any person who knowingly and willfully engages in the prohibited conduct and provides for the recovery of civil penalties by the United States from any person who knowingly engages in such prohibited conduct and from any person whose employee and/or subcontractor employee provides, accepts or charges a kickback . 3 . ) The Seller is aware that pursuant to 41 U . S . C . † 8703 (c)( 1 ) Subcontractors, either of Government - unique or commercial items are required to submit a written report to the Government in the event that they have reasonable grounds to believe that a violation of the Anti - Kickback Act may have occurred . 2. Certification and Disclosure Regarding Payments to Influence Certain Federal Transactions (Applicable to solicitations and Subcontracts exceeding $ 100 , 000 ) (a) Definitions . As used in this provision -- "Lobbying contact" has the meaning provided at 2 U . S . C . 1602 ( 8 ) .

    	 

    	 

    

The terms "agency," "influencing or attempting to influence," "officer or employee of an agency," "person," "reasonable compensation," and "regularly employed" are defined in 31 U . S . C . 1352 . (b) Prohibition . The prohibition and exceptions contained in 31 U . S . C . 1352 are h e r e b y i n c o r p o r a t e d b y r e f e r e n c e i n t h i s p r ov i s i o n . (c) Certification . Seller hereby certifies to the best of its knowledge and belief that no Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress on its behalf in connection with the awarding of this Subcontract . (d) Disclosure . If any registrants under the Lobbying Disclosure Act of 1995 have made a lobbying contact on behalf of the offeror with respect to this Subcontract, Seller shall complete and submit, with its offer, to Buyer OMB Standard Form LLL, Disclosure of Lobbying Activities, to provide the name of the registrants . SELLER n ee d no t r e po rt r e g u l a r l y em p l oy e d o f f i c e r s o r em p l oy ee s o f t h e o ff e r o r t o w h o m payments of reasonable compensation were made . (e) Penalty . Submission of this certification and disclosure is a prerequisite for making or entering into this Subcontract imposed by 31 U . S . C . 1352 . Any person who makes an expenditure prohibited under this provision or who fails to file or amend the disclosure required to be filed or amended by this provision, shall be subject to a civil penalty of not less than $ 10 , 000 , and not more than $ 100 , 000 , for each such failure . 3. Representation Regarding Covered Telecommunications and Video Surveillance Services or Equipment (Applicable to all solicitations for contracts ; and under indefinite delivery contracts, in all notices of intent to place an order, or solicitations for an order) (a) Definitions . As used in this provision — Backhaul, covered telecommunications equipment or services, critical technology, interconnection arrangements, reasonable inquiry, roaming, and substantial or essential component have the meanings provided in the clause Prohibition on Contracting for Certain Telecommunications and Video Surveillance Services or Equipment, in Article 20 of this Exhibit B . (b) Prohibition . (1) Section 889 (a)( 1 )(A) of the John S . McCain National Defense Authorization Act for Fiscal Year 2019 (Pub . L . 115 - 232 ) prohibits the head of an executive agency on or after August 13 , 2019 , from procuring or obtaining, or extending or renewing a contract to procure or obtain, any equipment, system, or service that uses covered telecommunications equipment or services as a substantial or essential component of any system, or as critical technology as part of any system . Nothing i n t h e p r oh i b iti o n s h a l l b e c on s t r u e d t o — (i) Prohibit the head of an executive agency from procuring with an entity to provide a service that connects to the facilities of a third - party, such as backhaul, r o am i n g , o r i n t e r c onn ec ti o n a rr a n g e m e n t s ; or

    	 

    	 

    

(ii)Cover telecommunications equipment that cannot route or redirect user data traffic or cannot permit visibility into any user data or packets that such e qu i p me n t t r a n s m it s o r o t h e r w i s e h a n d l e s . (2) Section 889 (a)( 1 )(B) of the John S . McCain National Defense Authorization Act for Fiscal Year 2019 (Pub . L . 115 - 232 ) prohibits the head of an executive agency on or after August 13 , 2020 , from entering into a contract or extending or renewing a contract with an entity that uses any equipment, system, or service that uses covered telecommunications equipment or services as a substantial or essential component of any system, or as critical technology as part of any system . This prohibition applies to the use of covered telecommunications equipment or services, regardless of whether that use is in performance of work under a Federal contract . Nothing in the prohibition shall be construed to — (i) Prohibit the head of an executive agency from procuring with an entity to provide a service that connects to the facilities of a third - party, such as backhaul, roaming, or interconnection arrangements ; or (ii) Cover telecommunications equipment that cannot route or redirect user data traffic or cannot permit visibility into any user data or packets that such e qu i p me n t t r a n s m it s o r o t h e r w i s e h a n d l e s . (c) Procedures . The Offeror shall review the list of excluded parties in the System for Award Management (SAM) ( https : //www . sam . gov ) for entities excluded from receiving federal awards for “covered telecommunications equipment or services” . (d) R e p r e s e n t a ti on . T h e O f f e r o r r e p r e s e n t s t h a t — (1) It will not provide covered telecommunications equipment or services to the Government in the performance of any contract, subcontract or other contractual instrument resulting from this solicitation . The Offeror shall provide the additional disclosure information required at paragraph (e)( 1 ) of this section if the Offeror is unable to respond “will not” in paragraph (d)( 1 ) of this section ; and (2) After conducting a reasonable inquiry, for purposes of this representation, the Offeror represents that — It does not use covered telecommunications equipment or services, or use any equipment, system, or service that uses covered telecommunications equipment or services . The Offeror shall provide the additional disclosure information required at paragraph (e)( 2 ) of this section if the Offeror is unable to respond “does not” in paragraph (d)( 2 ) of this section . (e) Disclosures . (1) Disclosure for the representation in paragraph (d)( 1 ) of this provision . If the Offeror has responded “will” in the representation in paragraph (d)( 1 ) of this provision, the Offeror shall provide the following information as part of the offer : (i) For covered equipment — (A) The entity that produced the covered telecommunications equipment (include entity name, unique entity identifier, CAGE code, and whether the entity was the original equipment manufacturer (OEM) or a distributor, if known) ;

    	 

    	 

    

(B) A description of all covered telecommunications equipment offered (include brand ; model number, such as OEM number, manufacturer part number, or wholesaler number ; and item description, as applicable) ; and (C) Explanation of the proposed use of covered telecommunications equipment and any factors relevant to determining if such use would be permissible under the prohibition in paragraph (b)( 1 ) of this provision . (ii) For covered services — (A) If t h e s e r v i c e i s r e l a t e d t o it e m ma i n t e n a n ce : A d e s c r i p ti o n o f a l l covered telecommunications services offered (include on the item being maintained : Brand ; model number, such as OEM number, manufacturer part nu m b e r, o r w ho l e s a l e r n u m b e r ; a n d it e m d e s c r i p ti o n , a s a pp li ca b l e ) ; or (B) If not associated with maintenance, the Product Service Code (PSC) of the service being provided ; and explanation of the proposed useof covered telecommunications services and any factors relevant to determining if such use would be permissible under the prohibition in paragraph (b)( 1 ) of this provision . (2) Disclosure for the representation in paragraph (d)( 2 ) of this provision . If the Offeror has responded “does” in the representation in paragraph (d)( 2 ) of this provision, the Offeror shall provide the following information as part of the offer : (i) For covered equipment — (A) The entity that produced the covered telecommunications equipment (include entity name, unique entity identifier, CAGE code, and whether the entity was the OEM or a distributor, if known) ; (B) A description of all covered telecommunications equipment offered (include brand ; model number, such as OEM number, manufacturer part number, or wholesaler number ; and item description, as applicable) ; and (C) Explanation of the proposed use of covered telecommunications equipment and any factors relevant to determining if such use would be permissible under the prohibition in paragraph (b)( 2 ) of this provision . (ii)For covered services — (A) If t h e s e r v i c e i s r e l a t e d t o it e m ma i n t e n a n ce : A d e s c r i p ti o n o f a l l   covered telecommunications services offered (include on the item being maintained: Brand; model number,  such as OEM number,  manufacturer  part  number, or wholesaler number; and item description, as applicable); or (B) If no t a ss o c i a t e d w it h ma i n t e n a n ce , t h e PS C o f t h e s e r v i c e b e i n g   provided; and explanation of the proposed use of covered telecommunications services and any factors relevant to determining if such use would be permissible  under the prohibition in paragraph (b)(2) of this provision. (End of provision) 4. Certification Regarding Debarment, Suspension, Proposed Debarment, and  Other Responsibility Matters (a)(1) Seller certifies, to the best of  its knowledge and belief, that -- (i) Seller and/or any of  its Principals -- (A) Are not presently debarred, suspended, proposed for debarment, or declared  i n e li g i b l e f o r t h e a w a rd o f c on t r a c t s b y a n y F e d e r a l a g e n c y; (B) Have not, within a three - year period preceding this offer, been convicted of or had a civil  judgment rendered against them for: commission of  fraud or a criminal

    	 

    	 

    

offense in connection with obtaining, attempting to obtain, or performing a public (Federal, state, or local) contract or subcontract ; violation of Federal or State antitrust statutes relating to the submission of offers ; or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, tax evasion, violating Federal criminal tax laws, or receiving stolen property ; (C) Are not presently indicted for, or otherwise criminally or civilly charged by a governmental entity with, commission of any of the offenses enumerated in subdivision (a)( 1 )(i)(B) of this provision ; and (D) Have not, within a three - year period preceding this offer, been notified of any delinquent Federal taxes in an amount that exceeds $ 3 , 500 for which the liability remains unsatisfied . (1) Federal taxes are considered delinquent if both of the following criteria apply : (i) The tax liability is finally determined . The liability is finally determined if it has been assessed . A liability is not finally determined if there is a pending administrative or judicial challenge . In the case of a judicial challenge to the liability, the liability is not finally determined until all judicial appeal rights have been exhausted . (ii) The taxpayer is delinquent in making payment . A taxpayer is delinquent if the taxpayer has failed to pay the tax liability when full payment was due and required . A taxpayer is not delinquent in cases where enforced collection action is precluded . (2) Examples . (i) The taxpayer has received a statutory notice of deficiency, under I . R . C . Sec . 6212 , which entitles the taxpayer to seek Tax Court review of a proposed tax deficiency . This is not a delinquent tax because it is not a final tax liability . Should the taxpayer seek Tax Court review, this will not be a final tax liability until the t a xp a y e r h a s e x e r c i s e d a l l j ud i c i a l a pp e a l r i g h t s . (ii) The IRS has filed a notice of Federal tax lien with respect to an assessed tax liability, and the taxpayer has been issued a notice under I . R . C . Sec . 6320 entitling the taxpayer to request a hearing with the IRS Office of Appeals contesting the lien filing, and to further appeal to the Tax Court if the IRS determines to sustain the lien filing . In the course of the hearing, the taxpayer is entitled to contest the underlying tax liability because the taxpayer has had no prior opportunity to contest the liability . This is not a delinquent tax because it is not a final tax liability . Should the taxpayer seek tax court review, this will not be a final tax liability until the t a xp a y e r h a s e x e r c i s e d a l l j ud i c i a l a pp e a l r i g h t s . (iii) The taxpayer has entered into an installment agreement pursuant to I . R . C . Sec . 6159 . T h e t a xp a y e r i s ma k i n g ti me l y p a y me n t s a n d i s i n f u l l c o m p li a n c e w it h t h e agreement terms . The taxpayer is not delinquent because the taxpayer is not c u rr e n tl y r e qu i r e d t o ma k e f u l l p a y m e n t . (iv) The taxpayer has filed for bankruptcy protection . The taxpayer is not delinquent because enforced collection action is stayed under 11 U . S . C . 362 (the Bankruptcy Code) . (ii) Seller has not, within a three - year period preceding this offer, had one or more contracts terminated for default by any Federal agency .

    	 

    	 

    

( 2 ) Principal, for the purposes of this certification, means an officer, director, owner, partner, or a person having primary management or supervisory responsibilities within a business entity (e . g . , general manager ; plant manager ; head of a division, or business segment ; and similar positions) . This Certification Concerns a Matter Within the Jurisdiction of an Agency of the United States and the Making of a False, Fictitious, or Fraudulent Certification May Render the Maker Subject to Prosecution Under Section 1001 , Title 18 , United States Code . (b) Seller shall provide immediate written notice to Buyer if, at any time prior to Subcontract award, Seller learns that its certification was erroneous when submitted or has become erroneous by reason of changed circumstances . (c) A certification that any of the items in paragraph (a) of this provision exists will not necessarily result in withholding of an award under this solicitation . However, the certification will be considered in connection with a determination of the Seller’s responsibility . Failure of Seller to furnish a certification or provide such additional information as requested by Buyer may render Seller nonresponsible . (d) Nothing contained in the foregoing shall be construed to require establishment of a system of records in order to render, in good faith, the certification required by paragraph (a) of this provision . The knowledge and information of Seller is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business dealings . (e) The certification in paragraph (a) of this provision is a material representation o f f ac t upo n w h i c h r e li a n c e w a s p l ace d w h e n ma k i n g a w a r d . If i t i s l a t e r d e t e r m i n e d that Seller knowingly rendered an erroneous certification, in addition to other remedies available to Buyer, Buyer may terminate this Subcontract for default . 5 . Certification of Nonsegregated Facilities (Applicable to solicitations and Subcontracts exceeding $ 10 , 000 ) (a) Seller certifies that it does not and will not maintain any facilities that it provides for its employees in a segregated manner and will not permit any of its employees to perform their services at any location, under its control, where segregated facilities are maintained . Seller agrees that a breach of this Certification is a v i o l a ti o n o f t h e E qu a l O pp o r t un it y c l a u s e i n t h i s S ub c o n t r ac t . 5.  EQUAL  OPPORTUNITY COMPLIANCE WITH  41  CFR  60 - 300.5(a)  AND  41 CFR 60 - 741.5(a) (a) This contractor and subcontractor shall abide by the requirements of 41 CFR 60 - 300 . 5 (a) . This regulation prohibits discrimination against qualified protected veterans, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified protected veterans . (b) This contractor and subcontractor shall abide by the requirements of 41 CFR 60 - 741 . 5 (a) . This regulation prohibits discrimination against qualified individuals on the basis of disability, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individual with disabilities . (c) Previous Contracts and Compliance Reports ( 1 ) Seller represents that if Seller has participated in a previous contract or subcontract subject to Equal Opportunity requirements : (i) Seller has filed all

    	 

    	 

    

required compliance reports and (ii) that representations indicating submission of required compliance reports, signed by proposed subcontractors, will be obtained before subcontract awards . ( 2 ) Paragraph (c)( 1 ) applies only to the extent (i) Seller performs work in the United States, or (ii) recruits employees in the United States to Work on this Subcontract . 6 . A ff i r m a t i v e A c t i o n C o m p li a n c e (a) Seller represents : ( 1 ) that Seller has developed and has on file at each establishment, Affirmative Action programs required by the rules and regulations of the Secretary of Labor ( 41 CFR 60 - 1 and 60 - 2 ), or ( 2 ) that in the event such a program does not presently exist, Seller will develop and place in operation such a written Affirmative Action Compliance Program within one - hundred twenty ( 120 ) days from the award of this Subcontract . 19 . P R OH IB I T I O N ON C ON T R A C T I N G F O R C E R T A IN TELECOMMUNICATIONS AND VIDEO SURVEILLANCE SERVICES OR  EQUIPMENT (a) Definitions . As used in this clause — Backhaul means intermediate links between the core network, or backbone network, and the small subnetworks at the edge of the network ( e . g . , connecting cell phones/towers to the core telephone network) . Backhaul can be wireless (e . g . , microwave) or wired ( e . g . , fiber optic, coaxial cable, Ethernet) . Covered foreign country means The People’s Republic of China . Covered telecommunications equipment or services means – (1) Telecommunications equipment produced by Huawei Technologies Company or ZTE Corporation (or any subsidiary or affiliate of such entities) ; (2) For the purpose of public safety, security of Government facilities, physical security surveillance of critical infrastructure, and other national security purposes, video surveillance and telecommunications equipment produced by Hytera Communications Corporation, Hangzhou Hikvision Digital Technology Company, or Dahua Technology Company (or any subsidiary or affiliate of such entities) ; (3) Telecommunications or video surveillance services provided by such e n titi e s o r u s i n g s u c h e qu i p m e n t ; or (4) Telecommunications or video surveillance equipment or services produced or provided by an entity that the Secretary of Defense, in consultation with the Director of National Intelligence or the Director of the Federal Bureau of Investigation, reasonably believes to be an entity owned or controlled by, or otherwise connected to, the government of a covered foreign country . C r iti c a l t ec hno l og y me a n s – ( 1 ) Defense articles or defense services included on the United States Munitions List set forth in the International Traffic in Arms Regulations under subchapter M of chapter I of title 22 , Code of Federal Regulations ;

    	 

    	 

    

(2) I t em s i n c l ud e d o n t h e C o mme r c e C on t r o l Li s t s e t f o r t h i n S upp l em e n t No . 1 to part 774 of the Export Administration Regulations under subchapter C of chapter VII of title 15 , Code of Federal Regulations, and controlled - (i) Pursuant to multilateral regimes, including for reasons relating to national security, chemical and biological weapons proliferation, nuclear nonproliferation, or missile technology ; or (ii) For reasons relating to regional stability or surreptitious listening ; (3) Specially designed and prepared nuclear equipment, parts and components, materials, software, and technology covered by part 810 of title 10 , Code of Federal Regulations (relating to assistance to foreign atomic energy activities) ; (4) Nuclear facilities, equipment, and material covered by part 110 of title 10 , C od e o f F e d e r a l R e g u l a ti on s ( r e l a ti n g t o e xpo rt a n d i m po rt o f nu c l ea r equipment and material) ; (5) S e l ec t a g e n t s a n d t ox i n s c ov e r e d b y p a rt 33 1 o f titl e 7 , C od e o f F e d e r a l Regulations, part 121 of title 9 of such Code, or part 73 of title 42 of such Code ; or (6) Emerging and foundational technologies controlled pursuant to section 175 8 o f t h e E xpo rt C on t r o l R e f o rm A c t o f 2 0 1 8 ( 5 0 U . S . C . 481 7 ) . Interconnection arrangements means arrangements governing the physical connection of two or more networks to allow the use of another's network to hand off traffic where it is ultimately delivered ( e . g . , connection of a customer of telephone provider A to a customer of telephone company B) o r s h a r i n g d a t a a n d o t h e r i n f o r m a ti o n r e s o u r c e s . Reasonable inquiry means an inquiry designed to uncover any information in  the entity's possession about the identity of the producer or provider of covered telecommunications equipment or services used by the entity that  excludes the need to include an internal or third - party audit. Roaming means cellular communications services ( e.g. , voice, video, data)  received from a visited network when unable to connect to the facilities of the home network either because signal coverage is too weak or because  traffic is too high. Substantial or essential  component  means any  component  necessary  for  the  proper function or performance of a piece of equipment, system, or service. ( b ) P r oh i b iti o n . ( 1 ) Section 889 (a)( 1 )(A) of the John S . McCain National Defense Authorization Act for Fiscal Year 2019 (Pub . L . 115 - 232 ) prohibits the head of an executive agency on or after August 13 , 2019 , from procuring or obtaining, or extending or renewing a contract to procure or obtain, any equipment, system, or service that uses covered telecommunications equipment or services as a substantial or essential component of any system, or as critical technology as part of any system . The Contractor is prohibited from providing to the Government any equipment, system, or service that uses covered telecommunications equipment or services as a substantial or essential component of any system, or as critical technology as part of any

    	 

    	 

    

system, unless an exception at paragraph (c) of this clause applies or a waiver for covered telecommunication equipment or services is requested by the Subcontractor and approved by SwRI and/or SwRI’s customer . ( 2 ) Section 889 (a)( 1 )(B) of the John S . McCain National Defense A u t ho r i za ti o n A c t f o r F i s ca l Y ea r 201 9 ( P ub . L . 115 - 23 2 ) p r oh i b it s t h e h ea d of an executive agency on or after August 13 , 2020 , from entering into a contract, or extending or renewing a contract, with an entity that uses any equipment, system, or service that uses covered telecommunications equipment or services as a substantial or essential component of any system, or as critical technology as part of any system, unless an exception at paragraph (c) of this clause applies or the covered telecommunication equipment or services are covered by a waiver described in the previous paragraph . This prohibition applies to the use of covered telecommunications equipment or services, regardless of whether that use i s i n p e r f o r ma n c e o f w o rk un d e r a F e d e r a l c o n t r ac t . (c) Exceptions . This clause does not prohibit contractors from providing — (1) A service that connects to the facilities of a third - party, such as backhaul,  r o am i n g , o r i n t e r c onn ec ti o n a rr a n g e m e n t s ; or (2) T e l ec o mm un i c a ti on s e qu i p m e n t t h a t ca nno t r ou t e o r r e d i r ec t u s e r d a t a traffic or permit visibility into any user data or packets that such equipment  transmits or otherwise handles. (d) R e po r ti n g r e qu i r eme n t . (2) In the event the Contractor identifies covered telecommunications equipment or services used as a substantial or essential component of any system, or as critical technology as part of any system, during contract performance, or the Contractor is notified of such by a subcontractor at any tier or by any other source, the Contractor shall report the information in paragraph (d)( 2 ) of this clause to the Contracting Officer, unless elsewhere in this contract a re e s t a b li s h e d p r o ce d u r e s f o r r e po r ti n g t h e i n f o r ma ti o n ; i n t h e ca s e o f t h e Department of Defense, the Contractor shall report to the website at https : //dibnet . dod . mil . For indefinite delivery contracts, the Contractor shall report to the Contracting Officer for the indefinite delivery contract and the Contracting Officer(s) for any affected order or, in the case of the D e p a r t me n t o f D e f e n s e , i d e n ti f y bo t h t h e i nd e f i n it e d e li v e ry c on t r ac t a n d any affected orders in the report provided at https : //dibnet . dod . mil . (2) The Contractor shall report the following information pursuant to paragraph (d)( 1 ) of this clause (i) Within one business day from the date of such identification or notification : the contract number ; the order number(s), if applicable ; supplier name ; supplier unique entity identifier (if known) ; supplier Commercial and Government Entity (CAGE) code (if known) ; brand ; model number (original equipment manufacturer number, manufacturer part number, or wholesaler number) ; item description ; and any readily available information about mitigation actions undertaken or recommended . (ii) Within 10 business days of submitting the information in paragraph (d)( 2 )(i) of this clause : any further available information about mitigation

    	 

    	 

    

actions undertaken or recommended . In addition, the Contractor shall describe the efforts it undertook to prevent use or submission of covered telecommunications equipment or services, and any additional efforts that will be incorporated to prevent future use or submission of covered t e l ec o mm un i ca ti o n s e q u i p m e n t o r s e r v i c e s . (e) Subcontracts . The substance of this clause applies to all subcontracts and other contractual instruments, including subcontracts for the acquisition of c o mme r c i a l it em s . (End of clause) 20. PRIME CONTRACT CLAUSES INCORPORATED IN FULL TEXT OR BY  REFERENCE A. T h e c l a u s e s o f t h e p r i m e c on t r ac t s h a l l b e i n c o r po r a t e d a s s p ec i f i e d b e l o w . The obligations of the Contractor to the Government as provided in said clauses shall be deemed to be the obligations of the Seller to the Buyer . B. Wherever necessary to make the context of the clauses set forth in this Exhibit "B" applicable to this Subcontract the term “Service Provider” , "Contractor", and “Subcontractor” shall mean Seller , the term “Agreement” “Project” "Contract", and “Subcontract” shall mean this Subcontract , and the terms “County”, “Department”, "Government", "Contracting Officer" and equivalent phrases shall mean Buyer , except the terms "Government" and "Contracting Officer" do not change : ( 1 ) In the phrases "Government Property", Government - Owned Property", "Government Equipment", and "Government - Owned Equipment", ( 2 ) When a right, act, authorization or obligation can be granted or performed only by the Government or the prime contract Contracting officer or his duly authorized representative, and ( 3 ) When title to property is to be transferred directly to the Government . ANY APPLICABLE PRIME CONTRACT FLOWDOWN CLAUSES WILL BE  INCORPORATED UNDER THIS PARAGRAPH. ARTICLE THREE : TERMS OF PAYMENT 1. Within ten ( 10 ) business days of COUNTY’s written request, SERVICE PROVIDER will refund to COUNTY any sum of money paid by COUNTY to S E R V IC E P R OV I D E R t h a t C OUN T Y h a s d e t e r m i n e d : a) Resulted in overpayment to SERVICE PROVIDER; b) Has not been spent by SERVICE PROVIDER strictly in accordance with  t h e t e r m s o f t h i s A g r eeme n t ; or c) Is not supported by adequate documentation to reasonably justify the  expenditure.

    	 

    	 

    

AR T IC L E F O UR :  R E VI E W 1. The Department will be the primary contact regarding this Agreement. 2. SERVICE PROVIDER must obtain the Department’s written approval  prior  to  using subcontractors  in  performing  any  obligation  required  by  this  Agreement. 3. 48  CFR  Part  31.2  shall  be  the  basis  for  determining  allowable  costs  eligible for reimbursement under this Agreement, unless specifically prohibited by  COUNTY under this Agreement. ARTICLE FIVE: PROGRAM RECORDS AND REQUIREMENTS 1. SERVICE PROVIDER will comply with all federal, state, and local laws and ordinances applicable to SERVICE PROVIDER for the work or Services under this Agreement . 2. SERVICE PROVIDER shall comply with 48 CFR Chapter 99 and 48 CFR part 30 and maintain all financial records as required therein . 3. COUNTY may conduct, at a minimum, two ( 2 ) monitoring visits to SERVICE PROVIDER’s project site to determine performance and compliance with the terms of this Agreement . The costs incurred by COUNTY for any such visits shall be solely borne by COUNTY . 4. SERVICE PROVIDER will maintain books, records and other documents relating directly to the receipt and disbursement of funds under this Agreement . SERVICE PROVIDER must maintain a receipts - and - disbursements ledger and a g e n e r a l l e d g e r w it h a n i n c o me - a nd - e x p e n s e acc o u n t f o r eac h li n e it em . P a i d i n vo i ces r e v ea li n g c h ec k nu m b e r, t h e d a t e i t w a s p a i d a n d e v i d e n c e o f g oo d s o r s e r v i ce s r ece i v e d m u s t b e f il e d acc o r d i n g t o t h e v e nd o r p a i d . 5. SERVICE PROVIDER will allow the United States Defense Contract Audit Agency (DCAA), at all reasonable times and with prior written notice, to have access to and the right to inspect, copy, audit, and examine a ll books, records and other documents of closeout procedures respecting this Agreement, until fina l settlement and conclusion of all issues arising out of this activity a re completed . 6. SERVICE PROVIDER affirms it is subject to Uniform Guidance and complies w it h t h e a nnu a l a ud i t r e qu i r eme n t s i m po s e d t h e r e u n d e r . .

    	 

    	 

    

5 . 07 Sections 5 . 04 , 5 . 05 and 5 . 06 shall survive the expiration or termination of this Agreement for two ( 2 ) years . ARTICLE SIX: TERMINATION AND DEFAULT 6 . 01 COUNTY may suspend or terminate this Agreement if SERVICE PROVIDER materially fails to comply with any term . This Agreement may also be terminated for convenience by COUNTY with thirty ( 30 ) days’ written notice . COUNTY will pay SERVICE PROVIDER for the amount of work completed up to the termination date of this Agreement plus reasonable costs incurred by the SERVICE PROVIDER after t h e t e r m i n a ti o n d a t e t o b r i n g t h e w o rk t o a n o r d e r l y c l o s e . ARTICLE SEVEN: REPRESENTATIONS, WARRANTIES AND COVENANTS 7 . 01 SERVICE PROVIDER represents and warrants that : a . ) All information ever provided or to be provided to COUNTY pertaining to this Agreement or Project is complete and accurateas of the date shown on the document, and that since that date, SERVICE PROVIDER has not undergone any significant change without written notice to COUNTY . b . ) Any supporting financial statements ever provided or to be provided to COUNTY pertaining to this Agreement or Project are complete, accurate and fairly reflect the financial condition of SERVICE PROVIDER on the date shown on those statements and during the period covered, and that since that date, except as provided by written notice to COUNTY, there has been no material change in the financial condition of SERVICE PROVIDER that may impede or prevent SERVICE PROVIDER from meeting its performance obligations under this Agreement . c . ) No litigation or proceedings are presently pending or threatened against SERVICE PROVIDER relating to the Agreement or Project . d . ) None of the provisions in this Agreement contravene or in any way conflict with the authority under which SERVICE PROVIDER is doing business or with the provisions of any existing obligation or agreement of SERVICE PROVIDER . e.) SERVICE PROVIDER has the legal authority to enter into this Agreement  and  accept  payments  and has  taken  all  necessary  measures  to authorize the execution of and the acceptance of payments under this  Agreement. f.) None of its employees, volunteers, or subcontractors shall perform Services under this Agreement if he or she has been convicted of or was  p l ace d i n a p r e - t r i a l d i v e r s i o n p r o g r a m f o r: ( 1 ) a n y c r i m e i nvo l v i n g a

    	 

    	 

    

sex  offense;  (2)  a  felony  conviction  or  deferred  adjudication  within  the  past ten (10) years; or (3) a jailable misdemeanor conviction or deferred  a d j ud i ca ti o n w it h i n t h e p a s t f i v e ( 5 ) y ea r s . ARTICLE EIGHT: PERFORMANCE RECORDS AND REPORTS 1. As often and in such form as COUNTY may reasonably require, SERVICE PROVIDER will furnish to COUNTY information deemed by COUNTY to be p e r ti n e n t t o ma tt e r s c ov e r e d b y t h i s A g r eeme n t . 2. Notwithstanding this ARTICLE EIGHT or any other provision applicable to this Agreement, COUNTY shall not have access to and SERVICEPROVIDER shall not be obligated to provide records that contain personnel information, trade secrets or information that is deemed proprietary to SERVICE PROVIDER, including but not limited to information related to insurance, safety data unrelated to contract services for COUNTY under this Agreement . ARTICLE NINE:  INSURANCE/INDEMNIFICATION 1. SERVICE PROVIDER shall procure, pay for, and maintain during the term of this Agreement the insurance coverage in the limits and under the terms set out in Exhibit “E” , Insurance, attached hereto . 2. TO THE EXTENT CAUSED BY SERVICE PROVIDER, SERVICE PROVIDER AGREES TO INDEMNIFY, DEFEND AND HOLD HARMLESS COUNTY AND ITS ELECTED OFFICIALS, EMPLOYEES, REPRESENTATIVES, AND AGENTS (INDIVIDUALLY AND COLLECTIVELY AN “INDEMNIFIED PARTY”) FROM AND AGAINST ANY AND ALL COSTS, LIABILITY, CLAIMS, LIENS, DAMAGES, LOSSES, EXPENSES, FEES, INCLUDING REASONABLE ATTORNEY FEES AND DEFENSE COSTS, FINES, PENALTIES, PROCEEDINGS, ACTIONS, DEMANDS, CAUSES OF ACTION, LIABILITY AND SUITS OF ANY KIND AND NATURE, INCLUDING, BUT NOT LIMITED TO, PERSONAL INJURY OR DEATH, AND PROPERTY DAMAGE MADE UPON THE INDEMNIFIED PARTY ARISING OUT OF, OR RESULTING FROM, THE NEGLIGENT ACTS, ERRORS OR OMISSIONS OF SERVICE PROVIDER, INCLUDING ITS EMPLOYEES, OFFICERS, AGENTS AND SUBCONTRACTORS WHILE IN THE PERFORMANCE OF THIS AGREEMENT . COUNTY SHALL HAVE THE RIGHT, AT ITS OPTION AND ITS OWN EXPENSE, TO PARTICIPATE IN SUCH DEFENSE WITHOUT RELIEVING SERVICE PROVIDER OF ANY OF ITS OBLIGATIONS UNDER THIS SECTION . SERVICE PROVIDER SHALL PROMPTLY ADVISE THE INDEMNIFIED PARTY IN WRITING OF ANY CLAIM OR DEMAND

    	 

    	 

    

AGAINST THE SERVICE PROVIDER OR THE INDEMNIFIED PARTY WHICH RESULTS FROM OR ARISES OUT OF THE SERVICE PROVIDER’S ACTIVITIES UNDER THIS AGREEMENT . NOTHING IN THIS SECTION SHALL BE INTERPRETED TO CONSTITUTE A WAIVER OF ANY GOVERNMENTAL IMMUNITY AVAILABLE UNDER TEXAS LAW OR ANY AVAILABLE DEFENSES UNDER TEXAS LAW . T H E P R O VI S I O N S O F T H I S AR T IC LE AR E S O LELY F O R T H E BE N E F I T OF THE PARTIES HERETO AND NOT INTENDED TO AND DO NOT CREATE OR GRANT ANY RIGHTS, CONTRACTUALLY OR OTHERWISE, TO ANY OTHER PERSON OR ENTITY . NOTWITHSTANDING THE FOREGOING, SERVICE PROVIDER SHALL NOT BE LIABLE FOR INCIDENTAL OR CONSEQUENTIAL LOSS, OR DAMAGES TO PERSONS OR PROPERTY INCLUDING, BUT NOT BY WAY OF LIMITATION, THE RIGHT TO BE PAID FOR LOSS OF TIME, LOSS OF SERVICES, LOSS OF PRODUCTION, LOST PROFITS, LOST BUSINESS, LOST SAVINGS OR OTHER ECONOMIC OR BUSINESS LOSS OR CLAIMS OF ANY KIND WHATSOEVER, ARISING OUT OF OR A C O N S E Q U E NC E O F T H E S E RVIC ES P E R F O R M E D . 9 . 03 SERVICE PROVIDER SHALL MAKE THE INDEMNITY REQUIREMENT OF THIS ARTICLE A REQUIREMENT OF ANY SUBCONTRACT WHERE THE SUBCONTRACTOR IS PROVIDING ANY OF THE SERVICES REQUIRED UNDER THIS AGREEMENT . IN ANY SUCH SUBCONTRACT, IN ADDITION TO COUNTY BEING AN INDEMNITEE, SERVICE PROVIDER SHALL ALSO BE NAMED AS AN INDEMNITEE . ARTICLE TEN: EQUAL EMPLOYMENT OPPORTUNITY AND AFFIRMATIVE ACTION 1. S E R V I C E P R OV I D E R w il l c o m p l y w it h a l l a pp li ca b l e l o ca l , s t a t e a n d federal equal employment opportunity and affirmative action rules, regulations and laws . 2. If SERVICE PROVIDER or its subcontractors fail to comply with local, state and federal equal employment opportunity and affirmative action rules, regulations and laws, SERVICE PROVIDER may be barred from further contracts with COUNTY .

    	 

    	 

    

ARTICLE ELEVEN: INDEPENDENT CONTRACTOR 11 . 01 SERVICE PROVIDER is an independent contractor and operator responsible to all third parties for its respective acts or omissions and COUNTY is in no way responsible for SERVICE PROVIDER’s acts or omissions . AR T IC LE TWEL V E:   P O L I T ICA L AC T IVI T Y 12 . 01 None of the performance under this Agreement may involve, and no portion of the funds received may be used, either directly or indirectly, for any political activity including, but not limited to, an activity to further the election or defeat of any candidate for public office or for any activity undertaken to influence the passage, d e f ea t o r f i n a l c on t e n t o f l o c a l , s t a t e o r f e d e r a l l e g i s l a ti on . AR T IC LE T H IR TEE N :  P U BL ICI T Y 13 . 01 With COUNTY’s written approval, SERVICE PROVIDER will publicize activities conducted by SERVICE PROVIDER pursuant to this Agreement . In any n e w s r e l ea s e , s i g n , b r o c hu r e , o r o t h e r a dv e r ti s i n g me d i u m d i ss em i n a ti n g i n f o r ma ti o n about the Project, SERVICE PROVIDER will acknowledge COUNTY’s funding having made this Project possible . AR T IC LE F O UR TEE N :  P U BL ICA T I O NS 14 . 01 All published materials and written reports submitted pursuant to this Agreement will be originally developed unless otherwise specifically provided in this Article . If SERVICE PROVIDER uses material it did not originally develop in a report, however, that material must have its source identified, either in the body of the report or by footnote, regardless of whether the material is in a verbatim or extensive paraphrase format . ARTICLE FIFTEEN: RIGHTS TO PROPOSAL AND CONTRACTUAL  MATERIAL 15 . 01 All reports, documents, studies, charts, schedules, or other appended documentation to any proposal or contract, and any responses, inquiries, correspondence and related material submitted by SERVICE PROVIDER, will, upon receipt, become property of COUNTY .

    	 

    	 

    

ARTICLE SIXTEEN: AMENDMENTS  AND CHANGES IN THE LAW 1. Except when the terms of this Agreement expressly provide otherwise, any alterations, additions, or deletions to the terms of this Agreement will be by amendment in writing, dated subsequent to the date the Agreement, and executed by both Parties . 2. Changes in applicable local, state and federal rules, regulations or laws occurring during the term of this Agreement will be automatically incorporated into this Agreement without written amendment, as of the effective date of the rule, regulation or law . 3. SERVICE PROVIDER will notify COUNTY in writing of any proposed change in physical location for work to be performed pursuant to the terms of this Agreement at least thirty ( 30 ) calendar days in advance of the proposed change . ARTICLE SEVENTEEN: ASSIGNMENTS 17 . 01 SERVICE PROVIDER will not transfer, pledge or otherwise assign this Agreement, any interest in and to it, or any claim arising under it, without first procuring the written approval of COUNTY . Any attempt at transfer, pledge or other assignment will be void . ARTICLE EIGHTEEN:  WAIVER OF PERFORMANCE 1. No waiver by COUNTY of a breach of any of the terms, conditions, covenants or guarantees of this Agreement will be construed or held to be a waiver of any s u ccee d i n g o r p r ece d i n g b r eac h o f t h e s am e o r a n y o t h e r t e r m , c ond iti on , c ov e n a n t or guarantee herein contained . Further, any failure of COUNTY to insist in any one or more cases upon the strict performance of any of the covenants of this Agreement, or to exercise any option herein contained, will not be construed as a waiver or relinquishment for the future of that covenant or option . In fact, no waiver, change, modification or discharge by either Party of any provision of this Agreement will be deemed to have been made or will be effective unless expressed in writing and signed by the Party to be charged . 2. No act or omission of COUNTY will in any manner impair or prejudice any right, power, privilege, or remedy available to COUNTY under this Agreement, by law or in equity . 3. No representative or agent of COUNTY may waive the effect of the provisions of this Article .

    	 

    	 

    

ARTICLE NINETEEN: REVERSION OF ASSETS 19 . 01 All funds provided under this Agreement and all equipment, supplies and materials acquired with those funds that are on hand, available to, or in the actual or constructive possession of SERVICE PROVIDER at the time of expiration of this Agreement, and any accounts receivableattributable to the use of funds provided under this Agreement, except for any payments for services properly due to SERVICE PROVIDER from COUNTY, will be transferred to COUNTY, unless otherwise specified in this Agreement . ARTICLE TWENTY - ONE: INTERPRETATION 21 . 01 If any disagreement or dispute should arise between the Parties pertaining to the interpretation or meaning of any part of this Agreement or its governing rules, regulations, laws, codes or ordinances, then COUNTY will have the final authority to render an interpretation . ARTICLE TWENTY - THREE: PARTIES BOUND 23 . 0 1 T h i s A g r eeme n t w il l b e b i nd i n g o n a n d i nu re t o t h e b e n e f i t o f t h e P a r ti e s a n d their respective legal representatives, successors and assigns, except as otherwise expressly provided for in this Agreement . ARTICLE TWENTY - FOUR: GENDER 24 . 01 Words of gender used in this Agreement will be construed to include the other gender, and words in the singular number will be construed to include the plural, unless the context otherwise requires . AR T IC L E TWE N T Y - S IX : TE X A S L A W TO A PP LY 26 . 01 This Agreement will be construed under and in accordance with the laws of the United States and the State of Texas, and all obligations of the Parties are performable in Bexar County, Texas . ARTICLE TWENTY - SEVEN: LEGAL CONSTRUCTION 27 . 01 If any provision of this Agreement is for any reason held to be invalid, illegal or unenforceable in any respect, then that invalidity, illegality, or unenforceability will

    	 

    	 

    

not affect any other provision and this Agreement will be construed as if the invalid,  ill e g a l , o r un e n f o r c e a b l e p r o v i s i o n h a d n e v e r b ee n a p a rt o f t h e A g r eeme n t . ARTICLE TWENTY - EIGHT: REQUIRED CERTIFICATIONS 1. By execution of this Agreement, the undersigned representative of and duly  authorized agent for SERVICE PROVIDER verifies, represents and warrants that: a) In  accordance  with  Texas  Government  Code  † 2270,  SERVICE  P R OV I D E R do e s no t boy c o t t I s r ae l c u rr e n tl y a n d w il l no t boy c o t t   I s r ae l du r i n g t h e T e rm o f t h i s A g r eeme n t ; a n d b) In accordance with Texas Government Code † 2252 , SERVICE PROVIDER is not entered on the list prepared pursuant to Section 2252 . 15 2 o f t h e T e x a s G o v e r n me n t C od e .

    	 

    	 

    

EXHIBIT  C  and  E  – IN SU R A N C E R E Q U I R E M E N T S

    	 

    	 

    

Southwest Research  Institute ®  Subcontract Insurance Requirements – Exhibit C Revised 06/13/12 Southwest Research Institute (Buyer) requires of the Seller that the following minimum insurance coverage be maintained for the duration of this Subcontract . In lieu of insurance coverage below, Seller may, with the prior written approval of Buyer, satisfy the requirements below by maintaining a program of self - insurance at levels authorized under the applicable self - insurance laws of its State, and shall provide sufficient evidence of such authorization to Buyer . If Seller is a University State Entity, it may, with prior notice to Buyer, satisfy the requirements below with self - insurance and/or state - funded insurance programs to the extent permitted by any governing state or federal statute or constitutional provision, and shall provide sufficient evidence of such compliance to Buyer . INSURANCE A. Seller’s Liability Insurance The Seller must provide at its own expense and shall maintain for the duration of this Subcontract: 1. Workers’ Compensation and Employer’s Liability Insurance : The Seller shall maintain Workers' Compensation Insurance, in accordance with the applicable laws or regulations having jurisdiction (or applicable Social Scheme if foreign) over its employees regardless of whether such coverage or insurance is mandatory or merely elective under the law, and Employer’s Liability Insurance for its employees with minimum limits of not less than the following : $1,000,000 Bodily Injury by Accident, Each Accident $1,000,000 Bodily Injury by Disease, Policy Limit $1,000,000 Bodily Injury by Disease, Each Employee To the extent allowed by law, such policy shall provide for a Waiver of Subrogation in favor of  Buyer, and Buyer’s customer where required by Buyer’s Agreement with its customer. 2. Commercial General Liability Insurance : The Seller shall maintain Commercial General Liability or Public/Civil Liability Insurance (if foreign) covering all operations by or on behalf of Seller, including Bodily Injury and Property Damage Coverage, Premises Liability Coverage, Products & Completed Operations Coverage, Contractual Liability Coverage that supports the insurable liability assumed by Seller, Cross Liability and Severability of Interest Coverage, and Independent Contractor’s Liability Coverage with limits not less than the following : $1,000,000 $1,000,000 $2,000,000 $2,000,000 Each Occurrence Personal  &  Advertising Injury  General Aggregate Products – Completed/Operations Aggregate Such insurance shall provide coverage for action - over liability claims . To the extent allowed by law, such policy shall provide for a Waiver of Subrogation in favor of Buyer and its customer where required by Buyer’s Agreement with its customer, and shall include Buyer and its customer (where required) as Additional Insured(s) for liability arising out of or relating to Seller’s work, services, completed operations, and/or product(s) . 3 . Business Automobile Insurance : If vehicles are utilized as part of services provided, the Seller shall maintain Business Automobile Insurance for all vehicles, whether owned, non - owned, rented, hired, leased, borrowed, assigned to or used in connection with the Services under this Subcontract with a combined single limit of not less than $ 1 , 000 , 000 for Bodily Injury and Property Damage Liability . To the extent allowed by law, such policy shall provide for a Waiver of Subrogation in favor of Buyer and its customer where required by Buyer’s Agreement with its customer, and shall include Buyer and its customer (where required) as Additional Insured(s) . Umbrella/Excess Liability Insurance policy(ies) may be used in combination with primary policies to satisfy limit requirements . Such policy(ies) shall apply without any gaps in the limits of coverage and be at least as broad as and follows the form of underlying primary coverages required herein . B. Special Operations Coverage Should any of the work or services : 1. Involve services that are professional in nature, Seller shall provide Professional (Errors or Omissions) Liability Insurance covering Seller’s acts, errors or omissions arising out of, or failure to render, its professional services, with minimum limits of $ 1 , 000 , 000 each occurrence . Professional services may include, but are not limited to, design work, engineering services, laboratory services, consulting services, specialty technology services, computer programming services, or any services provided by personnel who possess a degree, license or certification which is traditionally recognized as establishing professional status in the industry, profession or business in which the work is performed .

    	 

    	 

    

2. Involve the use of aircraft (fixed wing or helicopter) owned, operated, or chartered, Seller shall provide Aircraft & Passenger Liability Insurance covering Bodily Injury (including passengers) and Property Damage Liability with a combined single limit of not less than $ 10 , 000 , 000 each occurrence . Such policy shall provide for a Waiver of Subrogation - Physical Damage in favor of Buyer and include Buyer as Additional Insured . 3. Involve investigation, removal or remedial action concerning the actual or threatened escape of hazardous substances or pollutants, Seller shall provide Pollution Legal Liability Insurance in an amount not less than $ 2 , 000 , 000 per occurrence . 4. Involve transporting hazardous substances, Seller shall carry Business Automobile Liability Insurance covering liability arising out of the transportation of hazardous materials in an amount not less than $ 2 , 000 , 000 per occurrence with Broadened Pollution Coverage (upset/overturn/collision) Endorsement included . Such policy shall also include Motor Carrier Endorsement MCS - 90 . 5. Involve treatment, storage or disposal of hazardous materials/wastes or pollutants, Seller shall furnish an insurance certificate from the designated disposal facility establishing that the facility operator maintains current Environmental Liability Insurance in the amount of not less than $ 5 , 000 , 000 per occurrence . 6. Involve access to or use of Buyer’s information technology hardware and/or software, or otherwise  control the Buyer’s data, Seller shall provide Network Security Liability Insurance of not less than $1,000,000 per occurrence for claims arising out of unauthorized access or use of computer data, theft of data, denial of network service, or malicious code. 7. Involve access to monies/securities, Seller shall provide Fidelity/Crime Insurance of not less than $1,000,000 per occurrence. 8. Involve the use of cranes, heavy lift equipment, or rigging, Seller shall provide liability insurance of not less than $ 1 , 000 , 000 per occurrence and/or accident for Bodily Injury and Property Damage resulting from crane or rigging operations . Such coverage may be provided under its Commercial General Liability insurance coverage, but must be evidenced on the Certificate of Insurance . 9. Involve the selling or serving of liquor, Seller shall provide Liquor Liability Insurance of not less than $ 1 , 000 , 000 per occurrence . To the extent allowed by law, such policy shall provide for a Waiver of Subrogation in favor of Buyer, and shall include Buyer as an Additional Insured . C. General Insurance Requirements 1. The insurance policies must be underwritten by a company licensed in the state where work is to be performed, and carry a minimum Best’s rating of “A - VI” or better . All coverages shall be primary and non - contributory to any insurance coverages maintained by Buyer . 2. Seller shall provide thirty (30) days prior written notice to Buyer in the event of cancellation  (except 10 days for non - payment) or material change (reduction/restriction) in coverage. 3. The certificate of insurance shall evidence all the above required terms and conditions and required  endorsements. 4. Certificates of Insurance shall be filed with the Buyer for approval prior to commencing any work,  and thereafter prior to policy expiration. Failure to furnish the required certificates within ten (10) days of “notice to proceed” shall not be considered cause for modification of any contractual  time limits. 5. If subcontractors are utilized, Seller is to ensure such subcontractors are in compliance with the above requirements by providing the appropriate certificate of insurance to Buyer . Seller assumes liability for loss as a result of any subcontractor’s uninsured and/or underinsured exposures . 6. If any policies providing the required coverages are written on a claims - made basis, the following applies : a) The retroactive date shall be prior to the commencement of the work . b) Seller shall maintain such policies on a continuous basis . c) If there is a change in insurance companies or policies are canceled or not renewed, Seller shall purchase extended reporting period of not less than three ( 3 ) years after the contract completion date, or maintain retroactive date prior to commencement of work on new policy . Please have your Insurance Agent forward the required certificates and endorsements to: Southwest Research Institute  Attn: Joseph Marshall P.O. Box 28510 San Antonio, Texas 78228 - 0510

    	 

    	 

    

E X H I B I T “ E” Insurance SERVICE PROVIDER shall procure, pay for, and maintain during the Term: A. Comprehensive general liability insurance of ONE MILLION DOLLARS ( $ 1 , 000 , 000 . 00 ), aggregate coverage, with FIVE HUNDRED THOUSAND DOLLARS ( $ 500 , 000 . 00 ) for each occurrence . Sexual abuse endorsement shall be required . County shall be named as an additional insured on this policy . B. Professional Liability Errors and Omissions insurance of ONE MILLION ( $ 1 , 000 , 000 . 00 ) each claim and ONE MILLION DOLLARS ( $ 1 , 000 , 000 . 00 ) aggregate . The policy shall have an extended Reporting Period (or tail coverage) extending for a minimum of three ( 3 ) years following immediately upon the effective date of the policy expiration . C. Statutory workers’ compensation insurance  for all employees  of SERVICE  PROVIDER.  A  waiver of  subrogation  in  favor  of  COUNTY  is  required.  Employer’s Liability Insurance: Coverage is required for employer's liability w it h li m it s o f li a b ilit y no t l e s s t h a n : $500,000 Each Accident $500,000 Policy Limit for Disease $500,000 Each Employee for Disease D. Commercial automobile liability insurance of ONE MILLION DOLLARS ( $ 1 , 000 , 000 . 00 ), aggregate coverage, with ONE MILLION DOLLARS ( $ 1 , 000 , 000 . 00 ) for bodily injury, each occurrence, and ONE MILLION DOLLARS ( $ 1 , 000 , 000 . 00 ) for property damage, each occurrence . COUNTY shall be named as an additional insured on this policy . E. SERVICE  PROVIDER  shall  provide  COUNTY  with  Certificates  of  Insurance  and endorsements prior to the execution of this Agreement evidencing that the  stated coverages have been obtained. F. SERVICE PROVIDER is responsible for all premiums and deductibles due  pursuant to all of the insurance policies required by Section XIV. G. When there is a cancellation, non - renewal or material change in coverage which  is not made pursuant to a request by COUNTY, SERVICE PROVIDER shall notify the COUNTY of such and shall give such Notices not less than thirty (30) calendar days prior to the change, if SERVICE PROVIDER knows of said  change  in  advance,  or  ten  (10)  calendar  days’ Notice after the change,  if  SERVICE  PROVIDER did  not  know of the  change in  advance. Such Notice   must  be accompanied by a replacement Certificate of Insurance. All Notices shall be given to the COUNTY at the following addresses with a copy of this Agreement: Bexar County  Risk Manager  Bexar County Manager’s Office  101 Nueva, Suite 900 San Antonio, Texas 78205

    	 

    	 

    

David Marquez, Executive Director Economic and Community Development Department Bexar County 101 W. Nueva, Ste. 944 San Antonio, Texas 78205 H. If SERVICE PROVIDER fails to maintain the aforementioned insurance, or fails to  secure and maintain the aforementioned endorsements, COUNTY may obtain such  insurance and deduct and  retain  the amount of the  premiums   for  such insurance  from  any compensation due  pursuant to  this Agreement; however, procuring  of  said  insurance by the COUNTY is  an alternative to other remedies COUNTY may have,  and  is not the   exclusive remedy  for  failure  of  SERVICE  PROVIDER to  maintain  said insurance or  secure such endorsement. In  addition   to  any  other remedies  COUNTY may   have upon SERVICE   PROVIDER’s  failure to provide  and  maintain any insurance or policy endorsements to  the  extent and within the  time  herein required,  COUNTY shall have the  right to  order  SERVICE  PROVIDER to  stop work  hereunder, and/or withhold  any payment(s) which become  due  to  SERVICE PROVIDER hereunder until  SERVICE PROVIDER demonstrates  compliance with the requirements hereof. I. Nothing herein  contained shall  be construed as  limiting in  any way  the   extent  to  which  SERVICE PROVIDER may be  held responsible for  payments of  damages to  persons or  property  resulting from  SERVICE PROVIDER’s or its  subconsultants’  performance of the Services covered by this Agreement. J. It  is  agreed that SERVICE PROVIDER’s insurance  shall be  deemed primary  with  respect to  any insurance or  self - insurance carried  by  COUNTY for  liability of  SERVICE PROVIDER arising out of operation of this Agreement. K. SERVICE PROVIDER   agrees to  require,   by  written  contract, that all  subcontractors providing  Services  pursuant to  this Agreement shall obtain the  same  insurance coverages required  of  SERVICE  PROVIDER, and shall  provide  a  certificate  of  insurance and endorsement that names  the  SERVICE  PROVIDER  and the COUNTY as additional insureds.

    	 

    	 

    

EXHIBIT  D  – CLOSEOUT DOCUMENTS

    	 

    	 

    

TO CONTRACTING OFFICER /XI . . . . c . Form Approved 0MB No. 900Q.0095 Expires Jan 31, 2008 The public reporting burden for this collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the conection of information, Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Executive Services Directorate ( 9000 - 0095 ) . Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply wrth a collection of information if it does not display a currently valid 0 MB control number . PLEASE DO NOT RETURN YOUR COMPLETED FORM TO THE ABOVE ORGANIZATION . RETURN COMPLETED FORM TO THE CONTRACTING OFFICER . 3. TYPE OF REPORT (X one/ I b . FINAL 4. REPORTING PERIOD /YYYYMMOD! a. FROM b. TO SECTION I - SUBJECT INVENTIONS 5.  "SUBJECT INVENTIONS" REQUIRED TO BE REPORTED BY CONTRACTOR/SUBCONTRACTOR /It "None,· so state/ CONFIRMATORY INSTRUMENT  OR ASSIGNMENT FORWARDED .. (bl NO g.   ELECTED FOREIGN COUNTRIES IN WHICH A PATENT APPLICATION WILL BE FILED (21 FOREIGN COUNTRIES OF PATENT APPLICATION SECTION II - SUBCONTRACTS (Containing a "Patent Rights" clause} 6 .   SUBCONTRACT S  AWARDE D B Y CONTRACTOR/SUBCONTRACTO R /I f "None, · so state/ SUBCONTRACT DATES /YYYYMMDD/ f. ( 2 1 ESTIMATED   COMPLETION SECTION Ill - CERTIFICATION I NONPROFIT ORGANIZATION I certify that the reporting party has procedures for prompt identification and timely disclosure of "Subject Inventions," that such procedures have been followed and that all "Subject  Inventions" have been reported. d. DATE SIGNED I • . INTERIM (al YES ( 1 1 AWARD REPORT OF INVENTIONS AND SUBCONTRACTS (Pursuant to "Patent Rights" Contract Clause} (See Instructions on back} c. CONTRACT NUMBER d. AWARD DATE /YYYYMMDD) ELECTION TO   FILE  PATENT APPLICATIONS IX/ d. ( 2 1 FOREIGN (bl NO UNDE R SU B . C . ONTRACT ( Sl           DESCRIPTION OF WORK TO BE PERFORMED c. SIGNATURE (al YES b.  ADDRESS /Include ZIP Code/ 1 1 UNITE D STATES (bl NO (1l TITLE OF  INVENTION (al YES 2.a. NAME OF  GOVERNMENT PRIME CONTRACTOR DISCLOSURE NUMBER,  PATENT APPLICATION  SERIAL  NUMBER OR  PATENT NUMBER C. I SMALL BUSINESS or FAR - PATENT RIGHTS" d. ( 2 1 DATE /YYYYMM / TITL E O F INVENTION ( Sl b . f.  EMPLOYER OF INVENTORISl NOT EMPLOYED BY CONTRACTOR/SUBCONTRACTOR (21 (al NAME  OF INVENTOR /last, First, Middle Initial/ (bl NAME OF EMPLOYER (cl ADDRESS OF EMPLOYER /Include ZIP Code/ ( 1 1 CLAUSE NUMBER b. TITLE SUBCONTRACT NUMBER(S) 7.  CERTIFICATION OF REPORT BY CONTRACTOR/SUBCONTRACTOR /Not required if: IX as appropriate// c. CONTRACT NUMBER d.  AWARD DATE (YYYYMMDD) ADDRESS /Include ZIP Code/ b. b.  ADDRESS /Include ZIP Code) 1.a. NAME OF CONTRACTOR/SUBCONTRACTOR NAME(Sl OF  INVENTOR(Sl (Lest, First, Middle Initial} 11l (al NAME OF INVENTOR /last, First, Middle Initial) (bl NAME OF EMPLOYER (cl ADDRESS OF EMPLOYER (Include ZIP Code/ a. NAME OF AUTHORIZED CONTRACTOR/SUBCONTRACTOR  OFFICIAL (last, First, Middle  Initial) NAME OF SUBCONTRACTOR(S) DD FORM 882, JUL 2005 PREVIOUS EDITION IS OBSOLETE. Adobe Professional 7.0

    	 

    	 

    

DD FORM 882 INSTRUCTIONS GENERAL This form  is for  use  in  submitting  INTERIM and  FINAL  invention  reports  to the  Contracting Officer and for use in reporting the award  of subcontracts containing  a "Patent  Rights"  clause. If the   form  does  not   afford sufficient  space,  multiple  forms  may  be used  or  plain  sheets  of paper with  proper   identification of  information by  item number may be attached. An INTERIM report is due at least every 12 months from the date of contract  award  and  shall  include  (a) a  listing  of "Subject  Inventions" during the  reporting  period,  (b) a  certification of  compliance with  required  invention  identification  and  disclosure  procedures together with  a  certification of  reporting of all  "Subject  Inventions," and  (c) any  required  information not  previously reported on  subcontracts containing a "Patent Rights" clause. A FINAL report is due within 6 months if contractor is a small business firm  or domestic nonprofit  organization and  within  3  months  for all  others  after  completion  of the  contract work  and  shall  include  (a) a  listing  of  all "Subject  Inventions" required by the contract  to be  reported,  and  (b) any required  information not previously  reported  on  subcontracts   awarded during the  course  of or under the contract and containing a "Patent Rights" clause. While  the form  may  be used  for simultaneously reporting  inventions and  subcontracts, it may  also  be  used  for reporting,  promptly  after  award,  subcontracts containing a "Patent Rights" clause. Dates shall be entered where indicated in certain items on this form and  shall  be entered  in six  or eight   digit  numbers  in  the   order   of  year   and  month  (YYYYMM) or  year,  month  and  day   (YYYYMMDD).  Example:  April  2005  should  be entered as 200504 and April 15, 2005 should be entered as 20050415. 1.a. Self - explanatory. 1.b. Self - explanatory. 1.c. If "same" as Item 2.c., so state. 1.d. Self - explanatory. 2.a. It "same" as Item 1.a., so state. 2.b. Self - explanatory. 2.c. Procurement Instrument Identification (PII) number of contract (DFARS 204.7003). 2.d. through 5.e.  Self - explanatory. 5.t. The name and address of the employer of each inventor not employed by the contractor or  subcontractor is needed because  the Government's  rights  in  a  reported invention  may  not be  determined  solely by the  terms  of the "Patent  Rights" clause in the contract. Example 1:  If an invention is made by a Government employee assigned to work with a contractor, the Government rights in such an invention will be  determined under Executive Order 10096. Example 2:  If an invention is made under a contract by joint inventors and one  of the inventors  is  a  Government  employee,  the   Government's rights  in such  an inventor's interest in the invention will also be determined under Executive  Order 10096,  except  where  the  contractor  is  a  small  business or nonprofit  organization, in which case the provisions of 35 U.S.C. 202(e) will apply. 5.g.(1)  Self - explanatory. 5.g.(2)  Self - explanatory with the exception that the contractor or subcontractor shall  indicate,  if known  at  the  time  of  this  report,  whether  applications will  be  tiled  under either  the Patent  Cooperation Treaty (PCT) or the  European Patent  Convention (EPC). If such  is  known,  the  letters  PCT or  EPC shall  be entered  after each listed country. 6.a. Self - explanatory. 6.b. Self - explanatory. 6.c. Self - explanatory. 6.d. Patent Rights Clauses are located in FAR 52.227. 6.e. Self - explanatory. 6.f. Self - explanatory. 7.  Certification not required by small business firms and domestic nonprofit organizations. 7.a. through 7.d.  Self - explanatory. DD FORM 882 (BACK), JUL 2005

    	 

    	 

    

Subcontractor Property Closeout Statement Subcontract Number:  C o m pan y  N a me : A. Government Furnished Property (GFP): Property in the possession of, or directly  acquired by the Government and subsequently made available to the Subcontractor by the  Government or Southwest Research Institute as the prime contractor. During the subcontract period of performance, was Government Furnished Property ever received by  you or your subcontractor(s)? Yes ⁭ No  ⁯ B. Contractor - Acquired Property: Property acquired, fabricated, or otherwise  provided by the Subcontractor for performing the Subcontract and to which title vests with the Government. Note: Under FFP Subcontracts, any residuals belong to Subcontractor and are not reportable. During the Subcontract Period of  Performance, was Contractor - Acquired Property ever acquired by  you or your subcontractor(s)? Yes ⁯ No  ⁯ If “Yes” was marked for either question, please complete the following: Status/Disposition of GFP and/or CAP Please check all of  the appropriate statements regarding status and the disposition of property under  the subcontract (these statements  apply to your subcontractor(s) as well). Ƒ 1. There is no accountable property remaining under this subcontract because: GFP CAP ⁯ ⁯ a. The property was consumed during performance of this subcontract. ⁯ ⁯ b. The property was returned to Southwest Research Institute - attach documentation ⁯ ⁯ c. The property was returned directly to the Government - attach documentation ⁯ ⁯ d. Other — Attach detailed information. Ƒ 2. There is accountable property remaining under this subcontract that requires disposition  instructions. Attached is an inventory of this property. Note: Please include description; serial number; part number; model number; manufacturer;  acquisition cost; date of acquisition; and whether the property is GFP or CAP. GFP/CAP Statement Certification: I certify to the best of my knowledge that the  above information  is complete and correct. Signature and Title Da t e VII - B - 5

    	 

    	 

    

SUBCONTRACTOR’S RELEASE Subcontract No.  Pursuant to the terms of Subcontract No. , and in consideration of the sum of _ Dollars ( $ ) (total invoiced amount, including final invoice) which has been or is to be paid under the said contract to (hereinafter called the Subcontractor) or its assignees, if any, the Subcontractor, upon payment of the said sum by Southwest Research Institute (hereinafter called the Prime), does remise, release, and discharge the Prime, its officers, agents and employees, of and from all liabilities, obligations, claims and demands whatsoever under or arising from the said Subcontract except : 1) Specified claims in stated amounts or estimated amounts where the amounts are  not  susceptible of exact statement by the Subcontractor, as follows: Claims, together with reasonable expenses incidental thereto, based upon the  liability of the Subcontractor to third parties arising out of the performance of the  said Subcontract, which are not known to the Subcontractor on the date of the  execution of this release and of which the Subcontractor gives notice in writing to  the Subcontract Administrator within the period specified in the said Subcontract.  Claims for reimbursement of costs (other than expenses of the Subcontractor by  reason of his indemnification of the Prime against Patent Liability), including  reasonable expenses incidental thereto, incurred by the Subcontractor under the  provisions of the said Subcontract relating to Patents. 2) 3) The Subcontractor agrees, in connection with patent matters and with claims which are not released as set forth above, that he will comply with all of the provisions of said contract, including without limitation those provisions relating to notification of the Subcontract Administrator and relating to the defense or prosecution of litigation . I N W I T N ESS W H E R E O F , thi s re l ea s e h a s b ee n e x ec ut e d thi s day of 20 . Company Name:   By:  Title:  I, certify that I am the of the corporation  named as Subcontractor in the foregoing release; that who signed  said release on behalf of the Subcontractor was the of said corporation;  that said release was duly signed for and in behalf of said scope of its corporate  powers. Corporate Seal  or Notary  Stamp  (Required here) VIII - B3

    	 

    	 

    

E X H I B I T F – R i g h t s I n T e c hn i c a l D a t a    T h i s P a g e In t en t i o n a ll y L e f t B l a nkExhibit 4.4

 

 

WARRANT AGREEMENT

 

FRONTIER INVESTMENT CORP

 

and

 

CONTINENTAL STOCK TRANSFER &
TRUST COMPANY

 

Dated [●], 2021

 

THIS WARRANT AGREEMENT (this “Agreement”),
dated [●], 2021, is by and between Frontier Investment Corp, a Cayman Islands exempted company (the “Company”),
and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the “Warrant
Agent”).

 

WHEREAS, it is proposed that the Company enter
into that certain Private Placement Warrant Purchase Agreement, with Frontier Disruption Capital, a Cayman Islands limited liability company
(the “Sponsor”), pursuant to which the Sponsor will purchase an aggregate of 6,125,000 private placement warrants
at a price of $1.00 per warrant (or 6,725,000 private placement warrants if the Over-allotment Option (as defined below) is exercised
in full) (the “Private Placement Warrants”) bearing the legend set forth in Exhibit B hereto.
Each Private Placement Warrant entitles the holder thereof to purchase one Ordinary Share (as defined below) at a price of $11.50 per
share, subject to adjustment as described herein;

 

WHEREAS, the Company is engaged in an initial public
offering (the “Offering”) of 20,000,000 units (or 23,000,000 units if the Over-allotment Option is exercised
in full) of the Company’s equity securities, each such unit comprised of one Ordinary Share (as defined below) and one-third of
one Public Warrant (as defined below) (the “Units”) and, in connection therewith, has determined to issue and
deliver up to 6,666,667 redeemable warrants (including up to 1,000,000 redeemable warrants subject to the Over-allotment Option) to public
investors in the Offering (the “Public Warrants” and, together with the Private Placement Warrants, the “Warrants”).
Each whole Warrant entitles the holder thereof to purchase one Class A ordinary share of the Company, par value $0.0001 per share (“Ordinary
Shares”), for $11.50 per share, subject to adjustment as described herein. Only whole Warrants are exercisable. A holder
of the Public Warrants will not be able to exercise any fraction of a Warrant;

 

WHEREAS, the Company has filed with the Securities
and Exchange Commission (the “Commission”) a registration statement on Form S-1, File No. 331-257033, and a
prospectus (the “Prospectus”), for the registration, under the Securities Act of 1933, as amended (the “Securities
Act”), of the Units, the Public Warrants and the Ordinary Shares included in the Units;

 

WHEREAS, the Company desires the Warrant
Agent to act on behalf of the Company, and the Warrant Agent is willing to so act, in connection with the issuance, registration, transfer,
exchange, redemption and exercise of the Warrants;

 

WHEREAS, the Company desires to provide
for the form and provisions of the Warrants, the terms upon which they shall be issued and exercised, and the respective rights, limitation
of rights, and immunities of the Company, the Warrant Agent and the holders of the Warrants; and

 

WHEREAS, all acts and things have been
done and performed which are necessary to make the Warrants, when executed on behalf of the Company and countersigned by or on behalf
of the Warrant Agent (if a physical certificate is issued), as provided herein, the valid, binding and legal obligations of the Company,
and to authorize the execution and delivery of this Agreement.

 

NOW, THEREFORE, in consideration of
the mutual agreements herein contained, the parties hereto agree as follows:

 

1.             Appointment
of Warrant Agent. The Company hereby appoints the Warrant Agent to act as agent for the Company for the Warrants, and the Warrant
Agent hereby accepts such appointment and agrees to perform the same in accordance with the terms and conditions set forth in this Agreement.

 

     

     

    

 

		2.	Warrants.

 

		2.1.	Form of Warrant. Each Warrant
shall initially be issued in registered form only.

 

	 	2.2.	
    Effect of Countersignature. If a physical
certificate is issued, unless and until countersigned by the Warrant Agent pursuant to this Agreement, a certificated Warrant shall be
invalid and of no effect and may not be exercised by the holder thereof.

 

	 	2.3.	Registration.

 

2.3.1.                Warrant
Register. The Warrant Agent shall maintain books (the “Warrant Register”), for the registration of original
issuance and the registration of transfer of the Warrants. Upon the initial issuance of the Warrants in book- entry form, the Warrant
Agent shall issue and register the Warrants in the names of the respective holders thereof in such denominations and otherwise in accordance
with instructions delivered to the Warrant Agent by the Company. Ownership of beneficial interests in the Public Warrants shall be shown
on, and the transfer of such ownership shall be effected through, records maintained by institutions that have accounts with The Depository
Trust Company (the “Depositary”) (such institution, with respect to a Warrant in its account, a “Participant”).

 

If the Depositary subsequently ceases
to make its book-entry settlement system available for the Public Warrants, the Company may instruct the Warrant Agent regarding making
other arrangements for book-entry settlement. In the event that the Public Warrants are not eligible for, or it is no longer necessary
to have the Public Warrants available in, book-entry form, the Warrant Agent shall provide written instructions to the Depositary to deliver
to the Warrant Agent for cancellation each book- entry Public Warrant, and the Company shall instruct the Warrant Agent to deliver to
the Depositary definitive certificates in physical form evidencing such Warrants (“Definitive Warrant Certificates”)
which shall be in the form annexed hereto as Exhibit A.

 

Physical certificates, if issued, shall
be signed by, or bear the facsimile signature of, the Chairman of the Board, Chief Executive Officer, Chief Financial Officer, Chief Business
Officer, Secretary or other principal officer of the Company. In the event the person whose facsimile signature has been placed upon any
Warrant shall have ceased to serve in the capacity in which such person signed the Warrant before such Warrant is issued, it may be issued
with the same effect as if he or she had not ceased to be such at the date of issuance.

 

2.3.2.                Registered
Holder. Prior to due presentment for registration of transfer of any Warrant, the Company and the Warrant Agent may deem and treat
the person in whose name such Warrant is registered in the Warrant Register (the “Registered Holder”) as the
absolute owner of such Warrant and of each Warrant represented thereby, for the purpose of any exercise thereof, and for all other purposes,
and neither the Company nor the Warrant Agent shall be affected by any notice to the contrary.

  

2.4.                     Detachability
of Warrants. The Ordinary Shares and Public Warrants comprising the Units shall begin separate trading on the 52nd day following the
date of the Prospectus or, if such 52nd day is not on a day, other than a Saturday, Sunday or federal holiday, on which banks in New York
City are generally open for normal business (a “Business Day”), then on the immediately succeeding Business
Day following such date, or earlier (the “Detachment Date”) with the consent of J.P. Morgan Securities LLC (the
 “Representative”), but in no event shall the Ordinary Shares and the Public Warrants comprising the Units be
separately traded until (A) the Company has filed a Current Report on Form 8-K with the Commission containing an audited balance sheet
reflecting the receipt by the Company of the gross proceeds of the Offering, including the proceeds then received by the Company from
the exercise by the underwriters of their right to purchase additional Units in the Offering (the “Over-allotment Option”),
if the Over-allotment Option is exercised prior to the filing of the Current Report on Form 8-K, and (B) the Company issues a press release
announcing when such separate trading shall begin.

 

2.5.                     Fractional
Warrants. The Company shall not issue fractional Warrants other than as part of the Units, each of which is comprised of one Ordinary
Share and one-third of one whole Public Warrant. If, upon the detachment of Public Warrants from the Units or otherwise, a holder of Warrants
would be entitled to receive a fractional Warrant, the Company shall round down to the nearest whole number the number of Warrants to
be issued to such holder.

 

    2

     

    

 

2.6.                     Private
Placement Warrants. The Private Placement Warrants shall be identical to the Public Warrants, except that so long as they are held
by the Sponsor or any of its Permitted Transferees (as defined below) the Private Placement Warrants: (i) may be exercised for cash or
on a “cashless basis,” pursuant to subsection 3.3.1(c) hereof, (ii) including the Ordinary Shares issuable upon exercise of
the Private Placement Warrants, may not be transferred, assigned or sold until thirty (30) days after the completion by the Company of
an initial Business Combination, (iii) shall not be redeemable by the Company pursuant to Section 6.1 hereof and (iv) shall only be redeemable
by the Company pursuant to Section 6.2 if the Reference Value (as defined below) is less than $18.00 per share (subject to adjustment
in compliance with Section 4 hereof); provided, however, that in the case of (ii), the Private Placement Warrants and any Ordinary Shares
issued upon exercise of the Private Placement Warrants may be transferred by the holders thereof:

 

(a)                        to
the Company’s officers or directors, any affiliates or family members of any of the Company’s officers or directors, any members
or partners of the Sponsor or their affiliates, any affiliates of the Sponsor, or any employees of such affiliates;

 

(b)                        in
the case of an individual, by gift to a member of one of the individual’s immediate family or to a trust, the beneficiary of which
is a member of the individual’s immediate family, an affiliate of such person or to a charitable organization;

 

(c)                        in
the case of an individual, by virtue of laws of descent and distribution upon death of the individual;

 

(d)                        in
the case of an individual, pursuant to a qualified domestic relations order;

 

(e)                        by
private sales or transfers made in connection with the consummation of the Company’s Business Combination at prices no greater than
the price at which the Private Placement Warrants or Ordinary Shares, as applicable, were originally purchased;

 

(f)                          by
virtue of the Sponsor’s organizational documents upon liquidation or dissolution of the Sponsor;

  

(g)                        to
the Company for no value for cancellation in connection with the consummation of our initial Business Combination;

 

(h)                        in
the event of the Company’s liquidation prior to the completion of its initial Business Combination; or

 

(i)                          in
the event of the Company’s completion of a liquidation, merger, share exchange or other similar transaction which results in all
of the public shareholders having the right to exchange their Ordinary Shares for cash, securities or other property subsequent to the
completion of the Company’s initial Business Combination;

 

provided, however,
that, in the case of clauses (a) through (f), these permitted transferees (the “Permitted Transferees”) must
enter into a written agreement with the Company agreeing to be bound by the transfer restrictions in this Agreement.

 

		3.	Terms and Exercise of Warrants.

 

3.1.                   Warrant
Price. Each whole Warrant shall entitle the Registered Holder thereof, subject to the provisions of such Warrant and of this Agreement,
to purchase from the Company the number of Ordinary Shares stated therein, at the price of $11.50 per share, subject to the adjustments
provided in Section 4 hereof and in the last sentence of this Section 3.1. The term “Warrant Price” as used
in this Agreement shall mean the price per share (including in cash or by payment of Warrants pursuant to a “cashless exercise,”
to the extent permitted hereunder) described in the prior sentence at which Ordinary Shares may be purchased at the time a Warrant is
exercised. The Company in its sole discretion may lower the Warrant Price at any time prior to the Expiration Date (as defined below)
for a period of not less than fifteen (15) Business Days (unless otherwise required by the Commission, any national securities exchange
on which the Warrants are listed or applicable law); provided that the Company shall provide at least five (5) days’ prior written
notice of such reduction to Registered Holders of the Warrants; and provided further, that any such reduction shall be identical among
all of the Warrants.

 

    3

     

    

 

3.2.                     Duration
of Warrants. A Warrant may be exercised only during the period (the “Exercise Period”) (A) commencing on
the later of: (i) the date that is thirty (30) days after the first date on which the Company completes a Business Combination, and (ii)
the date that is twelve (12) months from the date of the closing of the Offering, and (B) terminating at the earliest to occur of (x)
5:00 p.m., New York City time on the date that is five (5) years after the date on which the Company completes its initial Business Combination,
(y) the liquidation of the Company in accordance with the Company’s amended and restated memorandum and articles of association,
as amended from time to time, if the Company fails to complete a Business Combination, and (z) other than with respect to the Private
Placement Warrants then held by the Sponsor or its Permitted Transferees with respect to a redemption pursuant to Section 6.1 hereof or,
if the Reference Value equals or exceeds $18.00 per share (subject to adjustment in compliance with Section 4 hereof), Section 6.2 hereof,
5:00 p.m., New York City time on the Redemption Date (as defined below) as provided in Section 6.3 hereof (the “Expiration
Date”); provided, however, that the exercise of any Warrant shall be subject to the satisfaction of any applicable conditions,
as set forth in subsection 3.3.2 below, with respect to an effective registration statement or a valid exemption therefrom being available.
Except with respect to the right to receive the Redemption Price (as defined below) (other than with respect to a Private Placement Warrant
then held by the Sponsor or its Permitted Transferees in connection with a redemption pursuant to Section 6.1 hereof or, if the Reference
Value equals or exceeds $18.00 per share (subject to adjustment in compliance with Section 4 hereof), Section 6.2 hereof) in the event
of a redemption (as set forth in Section 6 hereof), each Warrant (other than a Private Placement Warrant then held by the Sponsor or its
Permitted Transferees in the event of a redemption pursuant to Section 6.1 hereof or, if the Reference Value equals or exceeds $18.00
per share (subject to adjustment in compliance with Section 4 hereof), Section 6.2 hereof) not exercised on or before the Expiration Date
shall become void, and all rights thereunder and all rights in respect thereof under this Agreement shall cease at 5:00 p.m. New York
City time on the Expiration Date. The Company in its sole discretion may extend the duration of the Warrants by delaying the Expiration
Date; provided that the Company shall provide at least twenty (20) days prior written notice of any such extension to Registered Holders
of the Warrants and, provided further that any such extension shall be identical in duration among all the Warrants.

  

3.3.                 Exercise
of Warrants.

 

3.3.1.             Payment.
Subject to the provisions of the Warrant and this Agreement, a Warrant may be exercised by the Registered Holder thereof by delivering
to the Warrant Agent at its corporate trust department (i) the Definitive Warrant Certificate evidencing the Warrants to be exercised,
or, in the case of a Warrant represented by a book-entry, the Warrants to be exercised (the “Book-Entry Warrants”)
on the records of the Depositary to an account of the Warrant Agent at the Depositary designated for such purposes in writing by the Warrant
Agent to the Depositary from time to time, (ii) an election to purchase (“Election to Purchase”) any Ordinary
Shares pursuant to the exercise of a Warrant, properly completed and executed by the Registered Holder on the reverse of the Definitive
Warrant Certificate or, in the case of a Book-Entry Warrant, properly delivered by the Participant in accordance with the Depositary’s
procedures, and (iii) the payment in full of the Warrant Price for each Ordinary Share as to which the Warrant is exercised and any and
all applicable taxes due in connection with the exercise of the Warrant, the exchange of the Warrant for the Ordinary Shares and the issuance
of such Ordinary Shares, as follows:

 

(a)                     in
lawful money of the United States, in good certified check or good bank draft payable to the order of the Warrant Agent;

 

(b)                    [Reserved];

 

(c)                     with
respect to any Private Placement Warrant, so long as such Private Placement Warrant is held by the Sponsor or a Permitted Transferee,
by surrendering the Warrants for that number of Ordinary Shares equal to (i) if in connection with a redemption of Private Placement
Warrants pursuant to Section 6.2 hereof, as provided in Section 6.2 hereof with respect to a Make-Whole Exercise (as defined below) and
(ii) in all other scenarios the quotient obtained by dividing (x) the product of the number of Ordinary Shares underlying the Warrants,
multiplied by the excess of the “Sponsor Exercise Fair Market Value” (as defined in this subsection 3.3.1(c))
over the Warrant Price by (y) the Sponsor Exercise Fair Market Value. Solely for purposes of this subsection 3.3.1(c), the “Sponsor
Fair Market Value” shall mean the average last reported sale price of the Ordinary Shares for the ten (10) trading days
ending on the third (3rd) trading day prior to the date on which notice of exercise of the Private Placement Warrant is sent
to the Warrant Agent;

 

(d)                    as
provided in Section 6.2 hereof with respect to a Make-Whole Exercise; or

 

(e)                     as
provided in Section 7.4 hereof.

  

    4

     

    

 

3.3.2.                Issuance
of Ordinary Shares on Exercise. As soon as practicable after the exercise of any Warrant and the clearance of the funds in payment
of the Warrant Price (if payment is pursuant to subsection 3.3.1(a)), the Company shall issue to the Registered Holder of such Warrant
a book-entry position or certificate, as applicable, for the number of Ordinary Shares to which he, she or it is entitled, registered
in such name or names as may be directed by him, her or it on the register of members of the Company, and if such Warrant shall not have
been exercised in full, a new book-entry position or countersigned Warrant, as applicable, for the number of shares as to which such Warrant
shall not have been exercised. Notwithstanding the foregoing, the Company shall not be obligated to deliver any Ordinary Shares pursuant
to the exercise of a Warrant and shall have no obligation to settle such Warrant exercise unless a registration statement under the Securities
Act with respect to the Ordinary Shares underlying the Public Warrants is then effective and a prospectus relating thereto is current,
subject to the Company’s satisfying its obligations under Section 7.4 or a valid exemption from registration is available. No Warrant
shall be exercisable and the Company shall not be obligated to issue Ordinary Shares upon exercise of a Warrant unless the Ordinary Shares
issuable upon such Warrant exercise have been registered, qualified or deemed to be exempt from registration or qualification under the
securities laws of the state of residence of the Registered Holder of the Warrants. Subject to Section 4.5 of this Agreement, a Registered
Holder of Warrants may exercise its Warrants only for a whole number of Ordinary Shares. The Company may require holders of Public Warrants
to settle the Warrant on a “cashless basis” pursuant to Section 7.4. If, by reason of any exercise of Warrants on a “cashless
basis”, the holder of any Warrant would be entitled, upon the exercise of such Warrant, to receive a fractional interest in an Ordinary
Share, the Company shall round down to the nearest whole number, the number of Ordinary Shares to be issued to such holder.

 

3.3.3.                Valid
Issuance. All Ordinary Shares issued upon the proper exercise of a Warrant in conformity with this Agreement shall be validly issued,
fully paid and nonassessable.

 

3.3.4.                Date
of Issuance. Each person in whose name any book-entry position or certificate, as applicable, for Ordinary Shares is issued and who
is registered in the register of members of the Company shall for all purposes be deemed to have become the holder of record of such Ordinary
Shares on the date on which the Warrant, or book-entry position representing such Warrant, was surrendered and payment of the Warrant
Price was made, irrespective of the date of delivery of such certificate in the case of a certificated Warrant, except that, if the date
of such surrender and payment is a date when the register of members of the Company or book-entry system of the Warrant Agent are closed,
such person shall be deemed to have become the holder of such shares at the close of business on the next succeeding date on which the
share transfer books or book- entry system are open.

 

3.3.5.                Maximum
Percentage. A holder of a Warrant may notify the Company in writing in the event it elects to be subject to the provisions contained
in this subsection 3.3.5; however, no holder of a Warrant shall be subject to this subsection 3.3.5 unless he, she or it makes such election.
If the election is made by a holder, the Warrant Agent shall not effect the exercise of the holder’s Warrant, and such holder shall
not have the right to exercise such Warrant, to the extent that after giving effect to such exercise, such person (together with such
person’s affiliates), to the Warrant Agent’s actual knowledge, would beneficially own in excess of 9.8% (the “Maximum
Percentage”) of the Ordinary Shares outstanding immediately after giving effect to such exercise. For purposes of the foregoing
sentence, the aggregate number of Ordinary Shares beneficially owned by such person and its affiliates shall include the number of Ordinary
Shares issuable upon exercise of the Warrant with respect to which the determination of such sentence is being made, but shall exclude
Ordinary Shares that would be issuable upon (x) exercise of the remaining, unexercised portion of the Warrant beneficially owned by such
person and its affiliates and (y) exercise or conversion of the unexercised or unconverted portion of any other securities of the Company
beneficially owned by such person and its affiliates (including, without limitation, any convertible notes or convertible preferred shares
or warrants) subject to a limitation on conversion or exercise analogous to the limitation contained herein. Except as set forth in the
preceding sentence, for purposes of this paragraph, beneficial ownership shall be calculated in accordance with Section 13(d) of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”). For purposes of the Warrant, in determining the number
of outstanding Ordinary Shares, the holder may rely on the number of outstanding Ordinary Shares as reflected in (1) the Company’s
most recent Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other public filing with the Commission
as the case may be, (2) a more recent public announcement by the Company or (3) any other notice by the Company or Continental Stock Transfer
 & Trust Company, as transfer agent (in such capacity, the “Transfer Agent”), setting forth the number of
Ordinary Shares outstanding. For any reason at any time, upon the written request of the holder of the Warrant, the Company shall, within
two (2) Business Days, confirm orally and in writing to such holder the number of Ordinary Shares then outstanding. In any case, the number
of issued and outstanding Ordinary Shares shall be determined after giving effect to the conversion or exercise of equity securities of
the Company by the holder and its affiliates since the date as of which such number of issued and outstanding Ordinary Shares was reported.
By written notice to the Company, the holder of a Warrant may from time to time increase or decrease the Maximum Percentage applicable
to such holder to any other percentage specified in such notice; provided, however, that any such increase shall not be effective until
the sixty-first (61st) day after such notice is delivered to the Company.

 

    5

     

    

 

		4.	Adjustments.

 

4.1.                      Share
Capitalizations.

 

4.1.1.                Sub-Divisions.
If after the date hereof, and subject to the provisions of Section 4.5 below, the number of issued and outstanding Ordinary Shares is
increased by a capitalization or share dividend of Ordinary Shares, or by a split-up of Ordinary Shares or other similar event, then,
on the effective date of such capitalization or share dividend, split-up or similar event, the number of Ordinary Shares issuable on exercise
of each Warrant shall be increased in proportion to such increase in the issued and outstanding Ordinary Shares. A rights offering made
to all or substantially all holders of Ordinary Shares entitling holders to purchase Ordinary Shares at a price less than the “Historical
Fair Market Value” (as defined below) shall be deemed a share dividend of a number of Ordinary Shares equal to the product of (i)
the number of Ordinary Shares actually sold in such rights offering (or issuable under any other equity securities sold in such rights
offering that are convertible into or exercisable for Ordinary Shares) multiplied by (ii) one (1) minus the quotient of (x) the price
per Ordinary Share paid in such rights offering divided by (y) the Historical Fair Market Value. For purposes of this subsection 4.1.1,
(i) if the rights offering is for securities convertible into or exercisable for Ordinary Shares, in determining the price payable for
Ordinary Shares, there shall be taken into account any consideration received for such rights, as well as any additional amount payable
upon exercise or conversion and (ii) “Historical Fair Market Value” means the volume weighted average price
of the Ordinary Shares during the ten (10) trading day period ending on the trading day prior to the first date on which the Ordinary
Shares trade on the applicable exchange or in the applicable market, regular way, without the right to receive such rights. No Ordinary
Shares shall be issued at less than their par value.

 

4.1.2.                Extraordinary
Dividends. If the Company, at any time while the Warrants are outstanding and unexpired, pays to all or substantially all of the holders
of the Ordinary Shares a dividend or make a distribution in cash, securities or other assets on account of such Ordinary Shares (or other
shares into which the Warrants are convertible), other than (a) as described in subsection 4.1.1 above, (b) Ordinary Cash Dividends (as
defined below), (c) to satisfy the redemption rights of the holders of the Ordinary Shares in connection with a proposed initial Business
Combination, (d) to satisfy the redemption rights of the holders of the Ordinary Shares in connection with a shareholder vote to amend
the Company’s amended and restated memorandum and articles of association (i) to modify the substance or timing of the Company’s
obligation to provide holders of Ordinary Shares the right to have their shares redeemed in connection with the Company’s initial
Business Combination or to redeem 100% of the Company’s public shares if it does not complete its initial Business Combination within
the time period required by the Company’s Amended and Restated Memorandum and Articles of Association, as amended from time to time,
or (ii) with respect to any other provision relating to the rights of holders of Ordinary Shares or (e) in connection with the redemption
of public shares upon the failure of the Company to complete its initial Business Combination and any subsequent distribution of its assets
upon its liquidation (any such non-excluded event being referred to herein as an “Extraordinary Dividend”),
then the Warrant Price shall be decreased, effective immediately after the effective date of such Extraordinary Dividend, by the amount
of cash and/or the fair market value (as determined by the Company’s board of directors (the “Board”),
in good faith) of any securities or other assets paid on each Ordinary Share in respect of such Extraordinary Dividend. For purposes of
this subsection 4.1.2, “Ordinary Cash Dividends” means any cash dividend or cash distribution which, when combined
on a per share basis with all other cash dividends and cash distributions paid on the Ordinary Shares during the 365-day period ending
on the date of declaration of such dividend or distribution does not exceed $0.50 (as adjusted to appropriately reflect any of the events
referred to in other subsections of this Section 4 and excluding cash dividends or cash distributions that resulted in an adjustment to
the Warrant Price or to the number of Ordinary Shares issuable on exercise of each Warrant but only with respect to the amount of aggregate
cash dividends and cash distributions equal to or less than $0.50 per Share).

 

4.2.                     Aggregation
of Shares. If after the date hereof, and subject to the provisions of Section 4.5 hereof, the number of issued and outstanding Ordinary
Shares is decreased by a consolidation, combination, reverse share split or reclassification of Ordinary Shares or other similar event,
then, on the effective date of such consolidation, combination, reverse share split, reclassification or similar event, the number of
Ordinary Shares issuable on exercise of each Warrant shall be decreased in proportion to such decrease in issued and outstanding Ordinary
Shares.

 

4.3.                     Adjustments
in Exercise Price. Whenever the number of Ordinary Shares purchasable upon the exercise of the Warrants is adjusted, as provided in
subsection 4.1.1 or Section 4.2 above, the Warrant Price shall be adjusted (to the nearest cent) by multiplying such Warrant Price immediately
prior to such adjustment by a fraction (x) the numerator of which shall be the number of Ordinary Shares purchasable upon the exercise
of the Warrants immediately prior to such adjustment, and (y) the denominator of which shall be the number of Ordinary Shares so purchasable
immediately thereafter.

 

    6

     

    

 

4.4.                     Raising
of the Capital in Connection with the Initial Business Combination. If (x) the Company issues additional Ordinary Shares or equity-linked
securities for capital raising purposes in connection with the closing of its initial Business Combination at an issue price or effective
issue price of less than $9.20 per Ordinary Share (with such issue price or effective issue price to be determined in good faith by the
Board and, in the case of any such issuance to the Sponsor or its affiliates, without taking into account any Class B Ordinary Shares,
par value $0.0001 per share, of the Company held by the Sponsor or such affiliates, as applicable, prior to such issuance) (the “Newly
Issued Price”), (y) the aggregate gross proceeds from such issuances represent more than 60% of the total equity proceeds,
and interest thereon, available for the funding of the Company’s initial Business Combination on the date of the completion of the
Company’s initial Business Combination (net of redemptions), and (z) the volume-weighted average trading price of Ordinary Shares
during the twenty (20) trading day period starting on the trading day prior to the day on which the Company consummates its initial Business
Combination (such price, the “Market Value”) is below $9.20 per share, the Warrant Price will be adjusted (to
the nearest cent) to be equal to 115% of the higher of the Market Value and the Newly Issued Price, and the $18.00 per share redemption
trigger price described in Section 6.1 will be adjusted (to the nearest cent) to be equal to 180% of the higher of the
Market Value and the Newly Issued Price.

 

4.5.                     Replacement
of Securities upon Reorganization, etc. In case of any reclassification or reorganization of the issued and outstanding Ordinary
Shares (other than a change under Section 4.1 or Section 4.2 hereof or that solely affects the par value of such Ordinary Shares),
or in the case of any merger or consolidation of the Company with or into another corporation (other than a consolidation or merger
in which the Company is the continuing corporation and that does not result in any reclassification or reorganization of the issued
and outstanding Ordinary Shares), or in the case of any sale or conveyance to another corporation or entity of the assets or other
property of the Company as an entirety or substantially as an entirety in connection with which the Company is dissolved, the
holders of the Warrants shall thereafter have the right to purchase and receive, upon the basis and upon the terms and conditions
specified in the Warrants and in lieu of the Ordinary Shares of the Company immediately theretofore purchasable and receivable upon
the exercise of the rights represented thereby, the kind and amount of shares or stock or other securities or property (including
cash) receivable upon such reclassification, reorganization, merger or consolidation, or upon a dissolution following any such sale
or transfer, that the holder of the Warrants would have received if such holder had exercised his, her or its Warrant(s) immediately
prior to such event (the “Alternative Issuance”); provided, however, that (i) if the holders of the
Ordinary Shares were entitled to exercise a right of election as to the kind or amount of securities, cash or other assets
receivable upon such consolidation or merger, then the kind and amount of securities, cash or other assets constituting the
Alternative Issuance for which each Warrant shall become exercisable shall be deemed to be the weighted average of the kind and
amount received per share by the holders of the Ordinary Shares in such consolidation or merger that affirmatively make such
election, and (ii) if a tender, exchange or redemption offer shall have been made to and accepted by the holders of the Ordinary
Shares (other than a tender, exchange or redemption offer made by the Company in connection with redemption rights held by
shareholders of the Company as provided for in the Company’s amended and restated memorandum and articles of association or as
a result of the repurchase of Ordinary Shares by the Company if a proposed initial Business Combination is presented to the
shareholders of the Company for approval) under circumstances in which, upon completion of such tender or exchange offer, the maker
thereof, together with members of any group (within the meaning of Rule 13d-5(b)(1) under the Exchange Act) of which such maker is a
part, and together with any affiliate or associate of such maker (within the meaning of Rule 12b-2 under the Exchange Act) and any
members of any such group of which any such affiliate or associate is a part, own beneficially (within the meaning of Rule 13d-3
under the Exchange Act) more than 50% of the issued and outstanding Ordinary Shares, the holder of a Warrant shall be entitled to
receive as the Alternative Issuance, the highest amount of cash, securities or other property to which such holder would actually
have been entitled as a shareholder if such Warrant holder had exercised the Warrant prior to the expiration of such tender or
exchange offer, accepted such offer and all of the Ordinary Shares held by such holder had been purchased pursuant to such tender or
exchange offer, subject to adjustments (from and after the consummation of such tender or exchange offer) as nearly equivalent as
possible to the adjustments provided for in this Section 4; provided further that if less than 70% of the consideration receivable
by the holders of the Ordinary Shares in the applicable event is payable in the form of shares in the successor entity that is
listed for trading on a national securities exchange or is quoted in an established over-the-counter market, or is to be so listed
for trading or quoted immediately following such event, and if the Registered Holder properly exercises the Warrant within thirty
(30) days following the public disclosure of the consummation of such applicable event by the Company pursuant to a Current Report
on Form 8-K filed with the Commission, the Warrant Price shall be reduced by an amount (in dollars) equal to the difference of (i)
the Warrant Price in effect prior to such reduction minus (ii) (A) the Per Share Consideration (as defined below) (but in no event
less than zero) minus (B) the Black-Scholes Warrant Value (as defined below). The “Black-Scholes Warrant
Value” means the value of a Warrant immediately prior to the consummation of the applicable event based on the
Black-Scholes Warrant Model for a Capped American Call on Bloomberg Financial Markets (assuming zero dividends)
(“Bloomberg”). For purposes of calculating such amount, (i) Section 6 of this Agreement shall be taken
into account, (ii) the price of each Ordinary Share shall be the volume weighted average price of the Ordinary Shares during the ten
(10) trading day period ending on the trading day prior to the effective date of the applicable event, (iii) the assumed volatility
shall be the 90 day volatility obtained from the HVT function on Bloomberg determined as of the trading day immediately prior to the
day of the announcement of the applicable event and (iv) the assumed risk-free interest rate shall correspond to the U.S. Treasury
rate for a period equal to the remaining term of the Warrant. “Per Share Consideration” means (i) if the
consideration paid to holders of the Ordinary Shares consists exclusively of cash, the amount of such cash per Ordinary Share, and
(ii) in all other cases, the volume weighted average price of the Ordinary Shares during the ten (10) trading day period ending on
the trading day prior to the effective date of the applicable event. If any reclassification or reorganization also results in a
change in Ordinary Shares covered by subsection 4.1.1, then such adjustment shall be made pursuant to subsection 4.1.1 or Sections
4.2, 4.3 and this Section 4.5. The provisions of this Section 4.5 shall similarly apply to successive reclassifications,
reorganizations, mergers or consolidations, sales or other transfers. In no event shall the Warrant Price be reduced to less than
the par value per share issuable upon exercise of such Warrant.

  

    7

     

    

 

4.6.                     Notices
of Changes in Warrant. Upon every adjustment of the Warrant Price or the number of shares issuable upon exercise of a Warrant, the
Company shall give written notice thereof to the Warrant Agent, which notice shall state the Warrant Price resulting from such adjustment
and the increase or decrease, if any, in the number of shares purchasable at such price upon the exercise of a Warrant, setting forth
in reasonable detail the method of calculation and the facts upon which such calculation is based. Upon the occurrence of any event specified
in Sections 4.1, 4.2, 4.3, 4.4 or 4.5, the Company shall give written notice of the occurrence of such event to each holder of a Warrant,
at the last address set forth for such holder in the Warrant Register, of the record date or the effective date of the event. Failure
to give such notice, or any defect therein, shall not affect the legality or validity of such event.

 

4.7.                     No
Fractional Shares. Notwithstanding any provision contained in this Agreement to the contrary, the Company shall not issue fractional
shares upon the exercise of Warrants. If, by reason of any adjustment made pursuant to this Section 4, the holder of any Warrant would
be entitled, upon the exercise of such Warrant, to receive a fractional interest in a share, the Company shall, upon such exercise, round
down to the nearest whole number the number of Ordinary Shares to be issued to such holder.

 

4.8.                     Form
of Warrant. The form of Warrant need not be changed because of any adjustment pursuant to this Section 4, and Warrants issued after
such adjustment may state the same Warrant Price and the same number of shares as is stated in the Warrants initially issued pursuant
to this Agreement; provided, however, that the Company may at any time in its sole discretion make any change in the form of Warrant that
the Company may deem appropriate and that does not affect the substance thereof, and any Warrant thereafter issued or countersigned, whether
in exchange or substitution for an outstanding Warrant or otherwise, may be in the form as so changed.

 

		5.	Transfer and Exchange of
Warrants.

 

5.1.                     Registration
of Transfer. The Warrant Agent shall register the transfer, from time to time, of any outstanding Warrant upon the Warrant Register,
upon surrender of such Warrant for transfer, properly endorsed with signatures properly guaranteed and accompanied by appropriate instructions
for transfer. Upon any such transfer, a new Warrant representing an equal aggregate number of Warrants shall be issued and the old Warrant
shall be cancelled by the Warrant Agent. In the case of certificated Warrants, the Warrants so cancelled shall be delivered by the Warrant
Agent to the Company from time to time upon request.

 

5.2.                      Procedure
for Surrender of Warrants. Warrants may be surrendered to the Warrant Agent, together with a written request for exchange or transfer,
and thereupon the Warrant Agent shall issue in exchange therefor one or more new Warrants as requested by the Registered Holder of the
Warrants so surrendered, representing an equal aggregate number of Warrants; provided, however, that except as otherwise provided herein
or with respect to any Book-Entry Warrant, each Book- Entry Warrant may be transferred only in whole and only to the Depositary, to another
nominee of the Depositary, to a successor depository, or to a nominee of a successor depository; provided further, however that in the
event that a Warrant surrendered for transfer bears a restrictive legend (as in the case of the Private Placement Warrants), the Warrant
Agent shall not cancel such Warrant and issue new Warrants in exchange thereof until the Warrant Agent has received an opinion of counsel
for the Company stating that such transfer may be made and indicating whether the new Warrants must also bear a restrictive legend.

 

5.3.                     Fractional
Warrants. The Warrant Agent shall not be required to effect any registration of transfer or exchange which shall result in the
issuance of a warrant certificate or book-entry position for a fraction of a warrant, except as part of the Units.

 

5.4.                     Service
Charges. No service charge shall be made for any exchange or registration of transfer of Warrants.

 

5.5.                     Warrant
Execution and Countersignature. The Warrant Agent is hereby authorized to countersign and to deliver, in accordance with the terms
of this Agreement, the Warrants required to be issued pursuant to the provisions of this Section 5, and the Company, whenever required
by the Warrant Agent, shall supply the Warrant Agent with Warrants duly executed on behalf of the Company for such purpose.

 

5.6.                     Transfer
of Warrants. Prior to the Detachment Date, the Public Warrants may be transferred or exchanged only together with the Unit in which
such Warrant is included, and only for the purpose of effecting, or in conjunction with, a transfer or exchange of such Unit. Furthermore,
each transfer of a Unit on the register relating to such Units shall operate also to transfer the Warrants included in such Unit. Notwithstanding
the foregoing, the provisions of this Section 5.6 shall have no effect on any transfer of Warrants on and after the Detachment Date.

 

    8

     

    

 

		6.	Redemption.

 

6.1.                     Redemption
of Warrants for Cash. Subject to Section 6.5 hereof, not less than all of the outstanding Warrants may be redeemed, at the option
of the Company, at any time during the Exercise Period, at the office of the Warrant Agent, upon notice to the Registered Holders of the
Warrants, as described in Section 6.3 below, at a Redemption Price of $0.01 per Warrant, provided that (a) the Reference Value equals
or exceeds $18.00 per share (subject to adjustment in compliance with Section 4 hereof) and (b) there is an effective registration statement
covering the issuance of the Ordinary Shares issuable upon exercise of the Warrants, and a current prospectus relating thereto, available
throughout the 30-day Redemption Period (as defined in Section 6.3 below).

 

6.2.                     Redemption
of Warrants for Ordinary Shares. Subject to Section 6.5 hereof, not less than all of the outstanding Warrants may be redeemed, at
the option of the Company, at any time during the Exercise Period, at the office of the Warrant Agent, upon notice to the Registered
Holders of the Warrants, as described in Section 6.3 below, at a Redemption Price of $0.10 per Warrant, provided that (i) the Reference
Value equals or exceeds $10.00 per share (subject to adjustment in compliance with Section 4 hereof), (ii) the Private Placement Warrants
are also concurrently called for redemption on the same terms as the outstanding Public Warrants and (iii) there is an effective registration
statement covering the issuance of the Ordinary Shares issuable upon exercise of the Warrants, and a current prospectus relating thereto,
available throughout the 30-day Redemption Period (as defined in Section 6.3 below). During the 30-day Redemption Period in connection
with a redemption pursuant to this Section 6.2, Registered Holders of the Warrants may elect to exercise their Warrants on a “cashless
basis” pursuant to subsection 3.3.1 and receive a number of Ordinary Shares determined by reference to the table below, based on
the Redemption Date (calculated for purposes of the table as the period to expiration of the Warrants) and the “Redemption Fair
Market Value” (as such term is defined in this Section 6.2) (a “Make-Whole Exercise”). Solely for purposes
of this Section 6.2, the “Redemption Fair Market Value” shall mean the volume weighted average price of the
Ordinary Shares for the ten (10) trading days immediately following the date on which notice of redemption pursuant to this Section 6.2
is sent to the Registered Holders.

 

	Redemption Date (period
    to expiration of warrants)	 	≤$10.00	 	$11.00	 	$12.00	 	$13.00	 	$14.00	 	$15.00	 	$16.00	 	$17.00	 	≥$18.00
	60 months	 	0.261	 	0.281	 	0.297	 	0.311	 	0.324	 	0.337	 	0.348	 	0.358	 	0.361
	57 months	 	0.257	 	0.277	 	0.294	 	0.310	 	0.324	 	0.337	 	0.348	 	0.358	 	0.361
	54 months	 	0.252	 	0.272	 	0.291	 	0.307	 	0.322	 	0.335	 	0.347	 	0.357	 	0.361
	51 months	 	0.246	 	0.268	 	0.287	 	0.304	 	0.320	 	0.333	 	0.346	 	0.357	 	0.361
	48 months	 	0.241	 	0.263	 	0.283	 	0.301	 	0.317	 	0.332	 	0.344	 	0.356	 	0.361
	45 months	 	0.235	 	0.258	 	0.279	 	0.298	 	0.315	 	0.330	 	0.343	 	0.356	 	0.361
	42 months	 	0.228	 	0.252	 	0.274	 	0.294	 	0.312	 	0.328	 	0.342	 	0.355	 	0.361
	39 months	 	0.221	 	0.246	 	0.269	 	0.290	 	0.309	 	0.325	 	0.340	 	0.354	 	0.361
	36 months	 	0.213	 	0.239	 	0.263	 	0.285	 	0.305	 	0.323	 	0.339	 	0.353	 	0.361
	33 months	 	0.205	 	0.232	 	0.257	 	0.280	 	0.301	 	0.320	 	0.337	 	0.352	 	0.361
	30 months	 	0.196	 	0.224	 	0.250	 	0.274	 	0.297	 	0.316	 	0.335	 	0.351	 	0.361
	27 months	 	0.185	 	0.214	 	0.242	 	0.268	 	0.291	 	0.313	 	0.332	 	0.350	 	0.361
	24 months	 	0.173	 	0.204	 	0.233	 	0.260	 	0.285	 	0.308	 	0.329	 	0.348	 	0.361
	21 months	 	0.161	 	0.193	 	0.223	 	0.252	 	0.279	 	0.304	 	0.326	 	0.347	 	0.361
	18 months	 	0.146	 	0.179	 	0.211	 	0.242	 	0.271	 	0.298	 	0.322	 	0.345	 	0.361
	15 months	 	0.130	 	0.164	 	0.197	 	0.230	 	0.262	 	0.291	 	0.317	 	0.342	 	0.361
	12 months	 	0.111	 	0.146	 	0.181	 	0.216	 	0.250	 	0.282	 	0.312	 	0.339	 	0.361
	9 months	 	0.090	 	0.125	 	0.162	 	0.199	 	0.237	 	0.272	 	0.305	 	0.336	 	0.361
	6 months	 	0.065	 	0.099	 	0.137	 	0.178	 	0.219	 	0.259	 	0.296	 	0.331	 	0.361
	3 months	 	0.034	 	0.065	 	0.104	 	0.150	 	0.197	 	0.243	 	0.286	 	0.326	 	0.361
	0 months	 	—	 	—	 	0.042	 	0.115	 	0.179	 	0.233	 	0.281	 	0.323	 	0.361

 

    9

     

    

 

The exact Redemption Fair Market Value
and Redemption Date may not be set forth in the table above, in which case, if the Redemption Fair Market Value is between two values
in the table or the Redemption Date is between two redemption dates in the table, the number of Ordinary Shares to be issued for each
Warrant exercised in a Make-Whole Exercise shall be determined by a straight-line interpolation between the number of shares set forth
for the higher and lower Redemption Fair Market Values and the earlier and later redemption dates, as applicable, based on a 365- or 366-day
year, as applicable.

 

The share prices set forth in the column
headings of the table above shall be adjusted as of any date on which the number of shares issuable upon exercise of a Warrant is adjusted
pursuant to Section 4 hereof. The adjusted share prices in the column headings shall equal the share prices immediately prior to such
adjustment, multiplied by a fraction, the numerator of which is the number of shares deliverable upon exercise of a Warrant immediately
prior to such adjustment and the denominator of which is the number of shares deliverable upon exercise of a Warrant as so adjusted. The
number of shares in the table above shall be adjusted in the same manner and at the same time as the number of shares issuable upon exercise
of a Warrant. In no event shall the number of shares issued in connection with a Make-Whole Exercise exceed 0.365 Ordinary Shares per
Warrant (subject to adjustment)

 

6.3.                     Date
Fixed for, and Notice of, Redemption; Redemption Price; Reference Value. In the event that the Company elects to redeem the Warrants
pursuant to Sections 6.1 or 6.2, the Company shall fix a date for the redemption (the “Redemption Date”). Notice
of redemption shall be mailed by first class mail, postage prepaid, by the Company not less than thirty (30) days prior to the Redemption
Date (the “30-day Redemption Period”) to the Registered Holders of the Warrants to be redeemed at their last
addresses as they shall appear on the registration books. Any notice mailed in the manner herein provided shall be conclusively presumed
to have been duly given whether or not the Registered Holder received such notice. As used in this Agreement, (a) “Redemption
Price” shall mean the price per Warrant at which any Warrants are redeemed pursuant to Sections 6.1 or 6.2 and (b) “Reference
Value” shall mean the last reported sales price of the Ordinary Shares for any twenty (20) trading days within the thirty
(30) trading-day period ending on the third trading day prior to the date on which notice of the redemption is given.

 

6.4.                     Exercise
After Notice of Redemption. The Warrants may be exercised, for cash (or on a “cashless basis” in accordance with Section
6.2 of this Agreement) at any time after notice of redemption shall have been given by the Company pursuant to Section 6.3 hereof and
prior to the Redemption Date. On and after the Redemption Date, the record holder of the Warrants shall have no further rights except
to receive, upon surrender of the Warrants, the Redemption Price.

 

6.5.                     Exclusion
of Private Placement Warrants. The Company agrees that (a) the redemption rights provided in Section 6.1 hereof shall not apply to
the Private Placement Warrants if at the time of the redemption such Private Placement Warrants continue to be held by the Sponsor or
its Permitted Transferees and (b) if the Reference Value equals or exceeds $18.00 per share (subject to adjustment in compliance with
Section 4 hereof), the redemption rights provided in Section 6.2 hereof shall not apply to the Private Placement Warrants if at the time
of the redemption such Private Placement Warrants continue to be held by the Sponsor or its Permitted Transferees. However, once such
Private Placement Warrants are transferred (other than to Permitted Transferees in accordance with Section 2.6 hereof), the Company may
redeem the Private Placement Warrants pursuant to Section 6.1 or 6.2 hereof, provided that the criteria for redemption are met, including
the opportunity of the holder of such Private Placement Warrants to exercise the Private Placement Warrants prior to redemption pursuant
to Section 6.4 hereof. Private Placement Warrants that are transferred to persons other than Permitted Transferees shall upon such transfer
cease to be Private Placement Warrants and shall become Public Warrants under this Agreement, including for purposes of Section 9.8 hereof.

 

		7.	Other Provisions Relating
to Rights of Holders of Warrants.

 

7.1.                     No
Rights as Shareholder. A Warrant does not entitle the Registered Holder thereof to any of the rights of a shareholder of the Company,
including, without limitation, the right to receive dividends, or other distributions, exercise any preemptive rights to vote or to consent
or to receive notice as shareholders in respect of the meetings of shareholders or the election of directors of the Company or any other
matter.

 

    10

     

    

 

7.2.                     Lost,
Stolen, Mutilated, or Destroyed Warrants. If any Warrant is lost, stolen, mutilated, or destroyed, the Company and the Warrant Agent
may on such terms as to indemnity or otherwise as they may in their discretion impose (which shall, in the case of a mutilated Warrant,
include the surrender thereof), issue a new Warrant of like denomination, tenor, and date as the Warrant so lost, stolen, mutilated, or
destroyed. Any such new Warrant shall constitute a substitute contractual obligation of the Company, whether or not the allegedly lost,
stolen, mutilated, or destroyed Warrant shall be at any time enforceable by anyone.

 

7.3.                     Reservation
of Ordinary Shares. The Company shall at all times reserve and keep available a number of its authorized but unissued Ordinary Shares
that shall be sufficient to permit the exercise in full of all outstanding Warrants issued pursuant to this Agreement.

  

7.4.                     Registration
of Ordinary Shares; Cashless Exercise at Company’s Option.

 

7.4.1.                Registration
of the Ordinary Shares. The Company agrees that as soon as practicable, but in no event later than twenty (20) Business Days after
the closing of its initial Business Combination, it shall use its commercially reasonable efforts to file with the Commission a registration
statement for the registration, under the Securities Act, of the Ordinary Shares issuable upon exercise of the Warrants. The Company shall
use its commercially reasonable efforts to cause the same to become effective within sixty (60) Business Days following the closing of
its initial Business Combination and to maintain the effectiveness of such registration statement, and a current prospectus relating thereto,
until the expiration or redemption of the Warrants in accordance with the provisions of this Agreement. If any such registration statement
has not been declared effective by the sixtieth (60th) Business Day following the closing of the Business Combination, holders
of the Warrants shall have the right, during the period beginning on the sixty-first (61st) Business Day after the closing
of the Business Combination and ending upon such registration statement being declared effective by the Commission, and during any other
period when the Company shall fail to have maintained an effective registration statement covering the issuance of the Ordinary Shares
issuable upon exercise of the Warrants, to exercise such Warrants on a “cashless basis,” by exchanging the Warrants (in accordance
with Section 3(a)(9) of the Securities Act or another exemption) for that number of Ordinary Shares equal to the lesser of (A) the quotient
obtained by dividing (x) the product of the number of Ordinary Shares underlying the Warrants, multiplied by the excess of the “Fair
Market Value” (as defined below) over the Warrant Price by (y) the Fair Market Value and (B) 0.365. Solely for purposes of this
subsection 7.4.1, “Fair Market Value” shall mean the average last reported sales price of the Ordinary Shares
for the ten (10) trading day period ending on the third trading day prior to the date that notice of exercise is received by the Warrant
Agent from the holder of such Warrants or its securities broker or intermediary. The date that notice of “cashless exercise”
is received by the Warrant Agent shall be conclusively determined by the Warrant Agent. In connection with the “cashless exercise”
of a Public Warrant, the Company shall, upon request, provide the Warrant Agent with an opinion of counsel for the Company (which shall
be an outside law firm with securities law experience) stating that (i) the exercise of the Warrants on a “cashless basis”
in accordance with this subsection 7.4.1 is not required to be registered under the Securities Act and (ii) the Ordinary Shares issued
upon such exercise shall be freely tradable under United States federal securities laws by anyone who is not an affiliate (as such term
is defined in Rule 144 under the Securities Act) of the Company and, accordingly, shall not be required to bear a restrictive legend.
Except as provided in subsection 7.4.2, for the avoidance of doubt, unless and until all of the Warrants have been exercised or have expired,
the Company shall continue to be obligated to comply with its registration obligations under the first three sentences of this subsection
7.4.1.

 

7.4.2.                Cashless
Exercise at Company’s Option. If the Ordinary Shares are at the time of any exercise of a Public Warrant not listed on a national
securities exchange such that they satisfy the definition of a “covered security” under Section 18(b)(1) of the Securities
Act, the Company may, at its option, (i) require holders of Public Warrants who exercise Public Warrants to exercise such Public Warrants
on a “cashless basis” in accordance with Section 3(a)(9) of the Securities Act as described in subsection 7.4.1 and (ii) in
the event the Company so elects, the Company shall (x) not be required to file or maintain in effect a registration statement for the
registration, under the Securities Act, of the Ordinary Shares issuable upon exercise of the Warrants, notwithstanding anything in this
Agreement to the contrary, and (y) use its commercially reasonable efforts to register or qualify for sale the Ordinary Shares issuable
upon exercise of the Public Warrant under applicable blue sky laws to the extent an exemption is not available.

 

    11

     

    

 

		8.	Concerning the Warrant Agent
and Other Matters.

 

8.1.                     Payment
of Taxes. The Company shall from time to time promptly pay all taxes and charges that may be imposed upon the Company or the Warrant
Agent in respect of the issuance or delivery of Ordinary Shares upon the exercise of the Warrants, but the Company shall not be obligated
to pay any transfer taxes in respect of the Warrants or such shares.

 

8.2.                     Resignation,
Consolidation, or Merger of Warrant Agent.

 

8.2.1.                Appointment
of Successor Warrant Agent. The Warrant Agent, or any successor to it hereafter appointed, may resign its duties and be discharged
from all further duties and liabilities hereunder after giving sixty (60) days’ notice in writing to the Company. If the office
of the Warrant Agent becomes vacant by resignation or incapacity to act or otherwise, the Company shall appoint in writing a successor
Warrant Agent in place of the Warrant Agent. If the Company shall fail to make such appointment within a period of thirty (30) days after
it has been notified in writing of such resignation or incapacity by the Warrant Agent or by the holder of a Warrant (who shall, with
such notice, submit his, her or its Warrant for inspection by the Company), then the holder of any Warrant may apply to the Supreme Court
of the State of New York for the County of New York for the appointment of a successor Warrant Agent at the Company’s cost. Any
successor Warrant Agent, whether appointed by the Company or by such court, shall be a corporation or other entity organized and existing
under the laws of the State of New York, in good standing and having its principal office in the United States of America, and authorized
under such laws to exercise corporate trust powers and subject to supervision or examination by federal or state authority. After appointment,
any successor Warrant Agent shall be vested with all the authority, powers, rights, immunities, duties, and obligations of its predecessor
Warrant Agent with like effect as if originally named as Warrant Agent hereunder, without any further act or deed; but if for any reason
it becomes necessary or appropriate, the predecessor Warrant Agent shall execute and deliver, at the expense of the Company, an instrument
transferring to such successor Warrant Agent all the authority, powers, and rights of such predecessor Warrant Agent hereunder; and upon
request of any successor Warrant Agent the Company shall make, execute, acknowledge, and deliver any and all instruments in writing for
more fully and effectually vesting in and confirming to such successor Warrant Agent all such authority, powers, rights, immunities, duties,
and obligations.

 

8.2.2.                Notice
of Successor Warrant Agent. In the event a successor Warrant Agent shall be appointed, the Company shall give notice thereof to the
predecessor Warrant Agent and the Transfer Agent for the Ordinary Shares not later than the effective date of any such appointment.

 

8.2.3.                Merger
or Consolidation of Warrant Agent. Any entity into which the Warrant Agent may be merged or with which it may be consolidated or any
entity resulting from any merger or consolidation to which the Warrant Agent shall be a party shall be the successor Warrant Agent under
this Agreement without any further act.

 

8.3.                     Fees
and Expenses of Warrant Agent.

 

8.3.1.                Remuneration.
The Company agrees to pay the Warrant Agent reasonable remuneration for its services as such Warrant Agent hereunder and shall, pursuant
to its obligations under this Agreement, reimburse the Warrant Agent upon demand for all expenditures that the Warrant Agent may reasonably
incur in the execution of its duties hereunder.

 

8.3.2.                Further
Assurances. The Company agrees to perform, execute, acknowledge, and deliver or cause to be performed, executed, acknowledged, and
delivered all such further and other acts, instruments, and assurances as may reasonably be required by the Warrant Agent for the carrying
out or performing of the provisions of this Agreement.

 

    12

     

    

 

8.4.                     Liability
of Warrant Agent.

 

8.4.1.                Reliance
on Company Statement. Whenever in the performance of its duties under this Agreement, the Warrant Agent shall deem it necessary or
desirable that any fact or matter be proved or established by the Company prior to taking or suffering any action hereunder, such fact
or matter (unless other evidence in respect thereof be herein specifically prescribed) may be deemed to be conclusively proved and established
by a statement signed by the Chairman of the Board, Chief Executive Officer, Chief Financial Officer, Chief Business Officer or Secretary
and delivered to the Warrant Agent. The Warrant Agent may rely upon such statement for any action taken or suffered in good faith by it
pursuant to the provisions of this Agreement.

 

8.4.2.                Indemnity.
The Warrant Agent shall be liable hereunder only for its own gross negligence, willful misconduct, fraud or bad faith. The Company agrees
to indemnify the Warrant Agent and save it harmless against any and all liabilities, including judgments, out-of-pocket costs and reasonable
outside counsel fees, for anything done or omitted by the Warrant Agent in the execution of this Agreement, except as a result of the
Warrant Agent’s gross negligence, willful misconduct, fraud or bad faith.

 

8.4.3.                Exclusions.
The Warrant Agent shall have no responsibility with respect to the validity of this Agreement or with respect to the validity or execution
of any Warrant (except its countersignature thereof). The Warrant Agent shall not be responsible for any breach by the Company of any
covenant or condition contained in this Agreement or in any Warrant. The Warrant Agent shall not be responsible to make any adjustments
required under the provisions of Section 4 hereof or responsible for the manner, method, or amount of any such adjustment or the ascertaining
of the existence of facts that would require any such adjustment; nor shall it by any act hereunder be deemed to make any representation
or warranty as to the authorization or reservation of any Ordinary Shares to be issued pursuant to this Agreement or any Warrant or as
to whether any Ordinary Shares shall, when issued, be valid and fully paid and nonassessable.

 

8.5.                     Acceptance
of Agency. The Warrant Agent hereby accepts the agency established by this Agreement and agrees to perform the same upon the terms
and conditions herein set forth and among other things, shall account promptly to the Company with respect to Warrants exercised and concurrently
account for, and pay to the Company, all monies received by the Warrant Agent for the purchase of Ordinary Shares through the exercise
of the Warrants.

 

8.6.                     Waiver.
The Warrant Agent has no right of set-off or any other right, title, interest or claim of any kind (“Claim”)
in, or to any distribution of, the Trust Account (as defined in that certain Investment Management Trust Agreement, dated as of the date
hereof, by and between the Company and Continental Stock Transfer & Trust Company as trustee thereunder) and hereby agrees not to
seek recourse, reimbursement, payment or satisfaction for any Claim against the Trust Account for any reason whatsoever. The Warrant Agent
hereby waives any and all Claims against the Trust Account and any and all rights to seek access to the Trust Account.

 

		9.	Miscellaneous Provisions.

 

9.1.                     Successors. All
the covenants and provisions of this Agreement by or for the benefit of the Company or the Warrant Agent shall bind and inure to the benefit
of their respective successors and assigns.

 

9.2.                     Notices.
Any notice, statement or demand authorized by this Agreement to be given or made by the Warrant Agent or by the holder of any Warrant
to or on the Company shall be sufficiently given when so delivered if by hand or overnight delivery or if sent by certified mail or private
courier service within five (5) days after deposit of such notice, postage prepaid, addressed (until another address is filed in writing
by the Company with the Warrant Agent), as follows:

 

Frontier Investment Corp

3411 Silverside Road

Tatnall Building #104

Wilmington, DE 19810

Attn:
Asar Mashkoor, Chief Executive Officer

 

    13

     

    

 

with a copy to:

 

Loeb & Loeb LLP

345 Park Avenue

New York, New York 10154

Attn: Mitchell S. Nussbaum and Tahra T. Wright

Email: twright@loeb.com

  

Any notice, statement or demand authorized by this Agreement
to be given or made by the holder of any Warrant or by the Company to or on the Warrant Agent shall be sufficiently given when so delivered
if by hand or overnight delivery or if sent by certified mail or private courier service within five (5) days after deposit of such notice,
postage prepaid, addressed (until another address is filed in writing by the Warrant Agent with the Company), as follows:

 

Continental Stock Transfer &

Trust Company One State Street, 30th
Floor

New York, NY 10004

Attention: Compliance Department

 

9.3.                     Applicable
Law and Exclusive Forum. The validity, interpretation, and performance of this Agreement and of the Warrants shall be governed
in all respects by the laws of the State of New York. Subject to applicable law, the Company hereby agrees that any action, proceeding
or claim against it arising out of, or otherwise based on this Agreement shall be brought and enforced in the courts of the State of New
York or the United States District Court for the Southern District of New York, and irrevocably submits to such jurisdiction, which jurisdiction
shall be exclusive forum for any such action, proceeding or claim. The Company hereby waives any objection to such exclusive jurisdiction
and that such courts represent an inconvenient forum. Notwithstanding the foregoing, the provisions of this paragraph will not apply to
suits brought to enforce any liability or duty created by the Exchange Act or any other claim for which the federal district courts of
the United States of America are the sole and exclusive forum.

 

Any person or entity purchasing or
otherwise acquiring any interest in the Warrants shall be deemed to have notice of and to have consented to the forum provisions in this
Section 9.3. If any action, the subject matter of which is within the scope the forum provisions above, is filed in a court other than
a court located within the State of New York or the United States District Court for the Southern District of New York (a “foreign
action”) in the name of any warrant holder, such warrant holder shall be deemed to have consented to: (x) the personal jurisdiction
of the state and federal courts located within the State of New York or the United States District Court for the Southern District of
New York in connection with any action brought in any such court to enforce the forum provisions (an “enforcement action”),
and (y) having service of process made upon such warrant holder in any such enforcement action by service upon such warrant holder's counsel
in the foreign action as agent for such warrant holder.

 

9.4.                     Persons
Having Rights under this Agreement. Nothing in this Agreement shall be construed to confer upon, or give to, any person, corporation
or other entity other than the parties hereto and the Registered Holders of the Warrants any right, remedy, or claim under or by reason
of this Agreement or of any covenant, condition, stipulation, promise, or agreement hereof. All covenants, conditions, stipulations, promises,
and agreements contained in this Agreement shall be for the sole and exclusive benefit of the parties hereto and their successors and
assigns and of the Registered Holders of the Warrants.

 

9.5.                     Examination
of the Warrant Agreement. A copy of this Agreement shall be available at all reasonable times at the office of the Warrant Agent in
the United States of America, for inspection by the Registered Holder of any Warrant. The Warrant Agent may require any such holder to
submit such holder’s Warrant for inspection by the Warrant Agent.

 

9.6.                     Counterparts.
This Agreement may be executed in any number of original or facsimile counterparts and each of such counterparts shall for all purposes
be deemed to be an original, and all such counterparts shall together constitute but one and the same instrument.

 

    14

     

    

 

9.7.                     Effect
of Headings. The section headings herein are for convenience only and are not part of this Agreement and shall not affect the interpretation
thereof.

 

9.8.                     Amendments.
This Agreement may be amended by the parties hereto without the consent of any Registered Holder for the purpose of (i) curing any ambiguity
or to correct any mistake, including to conform the provisions hereof to the description of the terms of the Warrants and this Agreement
set forth in the Prospectus, or defective provision contained herein, (ii) amending the definition of “Ordinary Cash Dividend”
as contemplated by and in accordance with the second sentence of subsection 4.1.2 or (iii) adding or changing any provisions with respect
to matters or questions arising under this Agreement as the parties may deem necessary or desirable and that the parties deem shall not
adversely affect the rights of the Registered Holders under this Agreement. All other modifications or amendments, including any modification
or amendment to increase the Warrant Price or shorten the Exercise Period and any amendment to the terms of only the Private Placement
Warrants, shall require the vote or written consent of the Registered Holders of 50% of the then-outstanding Public Warrants and, solely
with respect to any amendment to the terms of the Private Placement Warrants or any provision of this Agreement with respect to the Private
Placement Warrants, 50% of the then-outstanding Private Placement Warrants. Notwithstanding the foregoing, the Company may lower the Warrant
Price or extend the duration of the Exercise Period pursuant to Sections 3.1 and 3.2, respectively, without the consent of the Registered
Holders.

 

9.9.                     Severability.
This Agreement shall be deemed severable, and the invalidity or unenforceability of any term or provision hereof shall not affect the
validity or enforceability of this Agreement or of any other term or provision hereof. Furthermore, in lieu of any such invalid or unenforceable
term or provision, the parties hereto intend that there shall be added as a part of this Agreement a provision as similar in terms to
such invalid or unenforceable provision as may be possible and be valid and enforceable.

 

Exhibit A Form of Warrant Certificate

 

Exhibit B Legend — Private Placement Warrants

 

[Signature page to follow]

 

    15

     

    

 

IN WITNESS WHEREOF, the parties hereto have caused this
Agreement to be duly executed as of the date first above written.

 

	 	FRONTIER INVESTMENT CORP
	 	 
	 	By: 	                        
	 	Name: Asar Mashkoor
	 	Title: Chief Executive Officer
	 	 
	 	CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant Agent
	 	 
	 	By:	 
	 	Name:
	 	Title:

  

    16

     

    

 

EXHIBIT A

 

Form of Warrant Certificate

 

    17

     

    

 

EXHIBIT B

 

Legend

 

THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT
BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS, AND MAY NOT BE OFFERED, SOLD, TRANSFERRED
OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND ANY APPLICABLE STATE SECURITIES LAWS OR AN
EXEMPTION FROM REGISTRATION IS AVAILABLE. IN ADDITION, SUBJECT TO ANY ADDITIONAL LIMITATIONS ON TRANSFER DESCRIBED IN THE LETTER AGREEMENT
BY AND AMONG FRONTIER INVESTMENT CORP (THE “COMPANY”), FRONTIER DISRUPTION CAPITAL AND THE OTHER PARTIES THERETO, THE SECURITIES
REPRESENTED BY THIS CERTIFICATE MAY NOT BE SOLD OR TRANSFERRED PRIOR TO THE DATE THAT IS THIRTY (30) DAYS AFTER THE DATE UPON WHICH THE
COMPANY COMPLETES ITS INITIAL BUSINESS COMBINATION (AS DEFINED IN THE RECITALS OF THE WARRANT AGREEMENT REFERRED TO HEREIN) EXCEPT TO
A PERMITTED TRANSFEREE (AS DEFINED IN SECTION 2 OF THE WARRANT AGREEMENT) WHO AGREES IN WRITING WITH THE COMPANY TO BE SUBJECT TO SUCH
TRANSFER PROVISIONS.

 

SECURITIES EVIDENCED BY THIS CERTIFICATE AND CLASS A ORDINARY
SHARES OF THE COMPANY ISSUED UPON EXERCISE OF SUCH SECURITIES SHALL BE ENTITLED TO REGISTRATION RIGHTS UNDER A REGISTRATION AND SHAREHOLDER
RIGHTS AGREEMENT TO BE EXECUTED BY THE COMPANY.

 

NO. [ ] WARRANT

 

    18

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00329-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00329-of-00352.parquet"}]]