Document:

mod23contract_89303519cn

 ___________ (x) x 89303519CNE000005 copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted ; or (c) By  separate letter or electronic communication which includes a reference to the solicitation and amendment numbers.  FAILURE OF YOUR ACKNOWLEDGEMENT TO BE  RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR  OFFER.  If by virtue of this amendment you desire to change an offer already submitted , such change may be made by letter or electronic communication, provided  each letter or electronic communication makes reference to the solicitation and this amendment, and is received prior to the opening hour and date specified. See Schedule American Centrifuge Operating, LLC Oak Ridge TN 37831 P.O. Box 2001 03011 Office of Environmental Management Oak Ridge U.S. Department of Energy OREM Oak Ridge TN 37831 893035 200 Administration Road U.S. Department of Energy EMCBC EM-Oak Ridge 22NE000279See Block 16CP00023  21 13. THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS.  IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14. 12. ACCOUNTING AND APPROPRIATION DATA (If required) is not extended.is extended,  Items 8 and 15, and returning Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended , by one of the following methods: (a) By completing The above numbered solicitation is amended as set forth in Item 14.  The hour and date specified for receipt of Offers 11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS FACILITY CODE CODE  10B. DATED (SEE ITEM 13) 10A. MODIFICATION OF CONTRACT/ORDER NO. 9B. DATED (SEE ITEM 11) 9A. AMENDMENT OF SOLICITATION NO. CODE  8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and ZIP Code) 7. ADMINISTERED BY (If other than Item 6)CODE 6. ISSUED BY PAGE   OF  PAGES 4. REQUISITION/PURCHASE REQ. NO.3. EFFECTIVE DATE2. AMENDMENT/MODIFICATION  NO. 5. PROJECT NO. (If applicable) 1.  CONTRACT ID CODE AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT 05/31/2019 Attn: Charles Kerner 6901 Rockledge Dr Ste 800 Bethesda MD 208171867 CHECK ONE A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority)  THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office,  C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: D. OTHER (Specify type of modification and authority)  appropriation data, etc.)  SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b). E. IMPORTANT: Contractor is not is required to sign this document and return    __________________ copies to the issuing office.  ORDER NO. IN ITEM 10A. 52.232-22  --  Limitation  of  Funds x 14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible.) X DUNS Number:  Not Available UEI:  L8VHV5CNBV97 The purpose of this incremental funding modification is to deobligate and obligate funds from total obligation of $147,447,070.75 by -$2,253,382.75 from program 2721019 and to obligate $2,253,382.75 from program 2721136 for total net zero unchanged obligation of $147,447,070.75.  All other terms and conditions remain unchanged and are in full force and effect. LIST OF CHANGES: Reason for Modification: Funding Only Action CHANGES FOR LINE ITEM NUMBER:  1 Continued ... 16A. NAME  AND TITLE OF CONTRACTING OFFICER (Type or print)15A. NAME AND TITLE OF SIGNER (Type or print) 15C. DATE SIGNED 16B. UNITED STATES OF AMERICA 15B. CONTRACTOR/OFFEROR 16C. DATE SIGNED (Signature of person authorized to sign) (Signature of Contracting Officer) Jeffrey C. Fogg STANDARD FORM 30 (REV. 11/2016) Prescribed by GSA FAR (48 CFR) 53.243 Previous edition unusable Except as provided herein, all terms and conditions of the document referenced in Item 9 A or 10A, as heretofore changed, remains unchanged and in full force and effect . 07/29/2022 

 

ITEM NO. SUPPLIES/SERVICES QUANTITY UNIT UNIT PRICE AMOUNT NAME OF OFFEROR OR CONTRACTOR  2  2 CONTINUATION SHEET REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF American Centrifuge Operating, LLC (A) (B) (C) (D) (E) (F) 89303519CNE000005/P00023         NEW ACCOUNTING CODE ADDED:         Account code:         05350-2022-60-302218-25233-2721019-0000000-0000000         -0000000         Fund 05350         Appr Year 2022         Allottee 60         Reporting Entity 302218         Object Class 25233         Program 2721019         Project 0000000         WFO 0000000         Local Use 0000000         Quantity: 0         Amount: -$2,253,382.75         Percent: -1.46678         Subject To Funding: N         Payment Address:         NEW ACCOUNTING CODE ADDED:         Account code:         05350-2022-60-302218-25233-2721136-0000000-0000000         -0000000         Fund 05350         Appr Year 2022         Allottee 60         Reporting Entity 302218         Object Class 25233         Program 2721136         Project 0000000         WFO 0000000         Local Use 0000000         Quantity: 0         Amount: $2,253,382.75         Percent: 1.46678         Subject To Funding: N         Payment Address:                  Period of Performance: 05/31/2019 to 11/30/2022 NSN 7540-01-152-8067 OPTIONAL FORM 336 (4-86) Sponsored by GSA FAR (48 CFR) 53.110mod24contract_89303519cn

 ___________ (x) x 89303519CNE000005 copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted ; or (c) By  separate letter or electronic communication which includes a reference to the solicitation and amendment numbers.  FAILURE OF YOUR ACKNOWLEDGEMENT TO BE  RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR  OFFER.  If by virtue of this amendment you desire to change an offer already submitted , such change may be made by letter or electronic communication, provided  each letter or electronic communication makes reference to the solicitation and this amendment, and is received prior to the opening hour and date specified. See Schedule L8VHV5CNBV97 American Centrifuge Operating, LLC Oak Ridge TN 37831 P.O. Box 2001 03011 Office of Environmental Management Oak Ridge U.S. Department of Energy OREM Oak Ridge TN 37831 893035 200 Administration Road U.S. Department of Energy EMCBC EM-Oak Ridge See Block 16CP00024  11 13. THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS.  IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14. 12. ACCOUNTING AND APPROPRIATION DATA (If required) is not extended.is extended,  Items 8 and 15, and returning Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended , by one of the following methods: (a) By completing The above numbered solicitation is amended as set forth in Item 14.  The hour and date specified for receipt of Offers 11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS FACILITY CODE CODE  10B. DATED (SEE ITEM 13) 10A. MODIFICATION OF CONTRACT/ORDER NO. 9B. DATED (SEE ITEM 11) 9A. AMENDMENT OF SOLICITATION NO. CODE  8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and ZIP Code) 7. ADMINISTERED BY (If other than Item 6)CODE 6. ISSUED BY PAGE   OF  PAGES 4. REQUISITION/PURCHASE REQ. NO.3. EFFECTIVE DATE2. AMENDMENT/MODIFICATION  NO. 5. PROJECT NO. (If applicable) 1.  CONTRACT ID CODE AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT 05/31/2019 Attn: Charles Kerner 6901 Rockledge Dr Ste 800 Bethesda MD 208171867 Net Increase: $6,545,717.88 CHECK ONE A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority)  THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office,  C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: D. OTHER (Specify type of modification and authority)  appropriation data, etc.)  SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b). E. IMPORTANT: Contractor is not is required to sign this document and return    __________________ copies to the issuing office.  ORDER NO. IN ITEM 10A. 52.232-22  --  Limitation  of  Funds x 14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible.) X UEI:  L8VHV5CNBV97 The purpose of this incremental funding modifation is to obligate funds of +$6,545,717.88 from $147,447,070.75 by +$6,545,717.88 to $153,992,788.63. This obligation replaces funds deobligated in MOD P00022 and adds additional funding.  The total contract value is hereby increased from $153,627,551.47 by $365,237.16 to $153,992,788.63. All other terms and conditions remain unchanged and are in full force and effect. Period of Performance: 05/31/2019 to 11/30/2022 16A. NAME  AND TITLE OF CONTRACTING OFFICER (Type or print)15A. NAME AND TITLE OF SIGNER (Type or print) 15C. DATE SIGNED 16B. UNITED STATES OF AMERICA 15B. CONTRACTOR/OFFEROR 16C. DATE SIGNED (Signature of person authorized to sign) (Signature of Contracting Officer) Jeffrey C. Fogg STANDARD FORM 30 (REV. 11/2016) Prescribed by GSA FAR (48 CFR) 53.243 Previous edition unusable Except as provided herein, all terms and conditions of the document referenced in Item 9 A or 10A, as heretofore changed, remains unchanged and in full force and effect . 08/01/2022Exhibit
4.3

 

FOURTH
AMENDMENT TO SECOND AMENDED AND RESTATED

REVOLVING
CREDIT, TERM LOAN AND SECURITY AGREEMENT AND WAIVER

 

THIS
FOURTH AMENDMENT TO SECOND AMENDED AND RESTATED REVOLVING CREDIT, TERM LOAN AND SECURITY AGREEMENT AND WAIVER, dated as of August 2,
2022 (this “Amendment”), relating to the Credit Agreement referenced below, is by and among PERMA-FIX ENVIRONMENTAL
SERVICES, INC., a Delaware corporation (the “Borrower”), the lenders identified on the signature pages hereto (the
“Lenders”), and PNC Bank, National Association, a national banking association, as agent for the Lenders (in such
capacity, the “Agent”). Terms used herein but not otherwise defined herein shall have the meanings provided to such
terms in the Credit Agreement.

 

W
I T N E S S E T H

 

WHEREAS,
a credit facility has been extended to the Borrower pursuant to the terms of that certain Second Amended and Restated Revolving Credit,
Term Loan and Security Agreement dated as of May 8, 2020 (as amended and modified from time to time, the “Credit Agreement”)
among the Borrower, the Lenders identified therein, and PNC Bank, National Association, as agent for the Lenders;

 

WHEREAS,
the Borrower has requested certain modifications to the Credit Agreement; and

 

WHEREAS,
the Required Lenders have agreed to the requested modifications on the terms and conditions set forth herein;

 

NOW,
THEREFORE, IN CONSIDERATION of the premises and other good and valuable consideration, the receipt and sufficiency of which are hereby
acknowledged, the parties hereto agree as follows:

 

1.
Amendments. The Credit Agreement is amended as set forth below:

 

(a)
Section 6.5(b) is amended to read as follows:

 

“(a)
Fixed Charge Coverage Ratio.

 

Cause
to be maintained a Fixed Charge Coverage Ratio of not less than 1.15 to 1.0 for (i) the two quarter period ending as of December 31,
2022; (ii) the three quarter period ending as of March 31, 2023; (iii) the four quarter period ending as June 30, 2023 and for each fiscal
quarter thereafter.”

 

    	 

    	 

    

 

(b)
Section 6.5(c) is amended to read as follows:

 

“(c)
Minimum Undrawn Availability.

 

Maintain
Undrawn Availability of at least $3,000,000 at all times until receipt by Agent of Borrower’s December 31, 2022 Compliance Certificate.”

 

(c)
Exhibit 1.2(a) is deleted in its entirety and replaced with a new Exhibit 1.2(a) attached hereto and incorporated herein by reference.

 

2.
Waiver. The Agent and the Required Lenders waive the Event of Default resulting from Borrowers’ failure to comply with Section
6.5(b) (Fixed Charge Coverage Ratio) for the fiscal quarter ended as of June 30, 2022.

 

3.
Conditions Precedent. This Amendment shall be effective as of the date hereof upon satisfaction of the following conditions:

 

(a)
the execution of this Amendment by the Borrower, the Required Lenders and the Agent, and

 

(b)
receipt by the Agent of an amendment fee of $15,000.

 

4.
Representations and Warranties. The Borrower hereby represents and warrants in connection herewith that as of the date hereof
(after giving effect hereto) (i) the representations and warranties set forth in Article V of the Credit Agreement are true and correct
in all material respects (except those which expressly relate to an earlier date), and (ii) no Default or Event of Default has occurred
and is continuing under the Credit Agreement.

 

5.
Acknowledgments, Affirmations and Agreements. The Borrower (i) acknowledges and consents to all of the terms and conditions of
this Amendment and (ii) affirms all of its obligations under the Credit Agreement and the Other Documents.

 

6.
Credit Agreement. Except as expressly modified hereby, all of the terms and provisions of the Credit Agreement remain in full
force and effect.

 

7.
Expenses. The Borrower agrees to pay all reasonable costs and expenses in connection with the preparation, execution and delivery
of this Amendment, including the reasonable fees and expenses of the Agent’s legal counsel.

 

8.
Counterparts. This Amendment may be executed in any number of counterparts, each of which when so executed and delivered shall
be deemed an original. It shall not be necessary in making proof of this Amendment to produce or account for more than one such counterpart.

 

9.
Governing Law. This Amendment shall be deemed to be a contract under, and shall for all purposes be construed in accordance with,
the laws of the State of New York.

 

    	2

    	 

    

 

IN
WITNESS WHEREOF, each of the parties hereto has caused a counterpart of this Amendment to be duly executed and delivered as of the date
first above written.

 

	BORROWER:	PERMA-FIX
                                            ENVIRONMENTAL SERVICES, INC.

 

	 	By:	/s/
    Ben Naccarato
	 	Name:	Ben
    Naccarato
	 	Title:	CFO

 

	AGENT
  AND LENDER:	PNC
  BANK, NATIONAL ASSOCIATION,

  in its capacity as Agent and as Lender

 

	 	By:	/s/
    Scott Goldstein
	 	Name:	Scott
    Goldstein
	 	Title:	Senior
    Vice President

 

Fourth
Amendment to Second Amended and Restated

Revolving
Credit, Term Loan and Security Agreement

Perma-Fix

 

    	 

    	 

    

 

Exhibit
1.2(a)

 

[Letterhead
of Company]

 

COMPLIANCE
CERTIFICATE __________________, 20__

 

PNC
Bank, National Association, as Agent

One
Piedmont Town Center

4720
Piedmont Row Drive

Suite
300

Charlotte,
NC 28210

Attention:
Scott Goldstein

 

The
undersigned, the [Chief Executive Officer][President][Chief Financial Officer][Controller] of Perma-Fix Environmental Services,
Inc., a Delaware corporation, gives this certificate to PNC Bank, National Association, as Agent (in such capacity, the “Agent”),
in accordance with the requirements of Section 9.7 and 9.8 (Annual and Quarterly Financial Statements) of that certain Second
Amended and Restated Revolving Credit, Term Loan and Security Agreement dated as of May 8, 2020, among the Borrower, the financial institutions
which are parties thereto as Lenders, and the Agent (the “Loan Agreement”).

 

Capitalized
terms used in this Certificate, unless otherwise defined herein, shall have the meanings ascribed to them in the Loan Agreement.

 

1.
Based upon my review of the financial statements of the Company for the [Fiscal Year/Quarter] ending __________________, 20__, copies
of which are attached hereto, I hereby certify that:

 

		(a)	Section
                                            6.5(a), the Tangible Adjusted Net Worth is [satisfied / not satisfied] at $__________ when
                                            compared to the required amount of at least $27,000,000.

 

		(b)	Section
                                            6.5(b), the Fixed Charge Coverage Ratio is [satisfied / not satisfied] at _____ to 1.0 when
                                            compared to the required 1.15 to 1.0 for (i) the two quarter period ending as of December
                                            31, 2022; (ii) the three quarter period ending as of March 31, 2023; and (iii) the four quarter
                                            period ending as of June 30, 2023 and as of the end of each fiscal quarter thereafter.

 

		(c)	Section
                                            6.5(c), Minimum Undrawn Availability is [satisfied/not satisfied] of $____________ when compared
                                            to the required $3,000,000.

 

		(d)	Sections
                                            7.4, Investments are [satisfied/not satisfied] as there are $xx,xxx (if none, so state) outstanding.

 

		(e)	Sections
                                            7.5(a), Loans are [satisfied/not satisfied] as no advances, loans or extensions of credit
                                            have been made except for extensions of trade credit in connection with the sale of Inventory
                                            in the Ordinary Course of Business and Section 7.5(b), Loans to employees in the Ordinary
                                            Course of Business in the amount of $xx,xxx (if none, so state) are [less/more] than the
                                            allowable amount of $1,000,000 in the aggregate.

 

    	 

    	 

    

 

		(f)	Sections
                                            7.6, Capital Expenditures are [satisfied/not satisfied] as $xx,xxx is [less/more] than the
                                            allowable amount of $6,000,000 for any fiscal year.

 

		(g)	Sections
                                            7.7, Dividends and Distributions are [satisfied/not satisfied] as the payment of all dividends
                                            and distributions comply with the provisions of Section 7.7.

 

		(h)	Sections
                                            7.8, Create additional Indebtedness is [satisfied/not satisfied] as such additional Indebtedness
                                            complies with the provisions of Section 7.8.

 

		(i)	Sections
                                            7.11, Leases are [satisfied/not satisfied] as $xx,xxx is [less/ more] when compared
                                            to the annual rental payments for all property of $1,000,000.

 

	2.	No
  Default exists on the date hereof, other than: _______________ [if none, so state]; and

 

	3.	No
                                            Event of Default exists on the date hereof, other than _____________ [if none, so state].

 

	4.	As
                                            of the date hereof, if applicable, Borrower is current in all material respects in payment
                                            of all accrued rent, warehouse fees, and other charges to Persons who own or lease any premises
                                            where any of the Collateral is located, and there are no pending disputes or claims regarding
                                            Borrowers’ failure to pay or delay in payment of any such rent or other charges.

 

	5.	Additionally,
                                            as of the date hereof, as required by Section 9.3, to the best of my knowledge, Borrower
                                            is in compliance in all material respects with all federal, state and local laws relating
                                            to environmental protection and control and occupational safety and health, or if such is
                                            not the case, specifying in all areas of material non-compliance of which such officer has
                                            actual knowledge and the proposed action Borrower will implement in order to achieve compliance
                                            in all material respects unless full compliance is otherwise required.

 

	6.	The
                                            financial statements attached hereto are complete and accurate in all respects and were prepared
                                            in accordance with GAAP, consistently applied, except for the absence of footnotes and subject
                                            to year end audit adjustments, and except as may be disclosed in such financial statements.

 

	 	PERMA-FIX
    ENVIRONMENTAL SERVICES, INC.
	 	 
	 	_________________
    as [Chief Executive Officer] [President] [Chief Financial Officer] [Controller]
	 	 
	 	Dated
    ______________

 

    	2

    	 

    

 

Spreadsheet

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