Document:

exv4w2

 

Exhibit 4.2

FORM OF FIRST SUPPLEMENTAL INDENTURE

          FIRST SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of
        , 2007, among, DENBURY RESOURCES INC., a Delaware corporation (the “Company”), the
subsidiary guarantors (the “Subsidiary Guarantors”) parties to the Indenture (as defined
below), and THE BANK OF NEW YORK TRUST COMPANY, N.A., as successor in interest to JPMORGAN CHASE
BANK, NATIONAL ASSOCIATION, as trustee under the Indenture (as defined below) (the
“Trustee”).

W I T N E S S E T H :

          WHEREAS the Company and the Subsidiary Guarantors have heretofore executed and delivered to
the Trustee an indenture (the “Indenture”) dated as of December 7, 2005, providing for the
issuance of 71/2% Senior Subordinated Notes Due 2015 (the “Securities”);

          WHEREAS on December 21, 2005 (the “Original Issue Date”), the Company issued
$150,000,000 principal aggregate amount of Securities in accordance with the terms of the
Indenture;

          WHEREAS Section 2.13 of the Indenture provides the Company shall be entitled, subject to its
compliance with Section 4.03 of the Indenture, to issue additional Securities under the Indenture
which shall have identical terms as the Securities issued on the Original Issue Date, other than
with respect to the date of issuance and issue price, and which shall be treated as a single class
for all purposes under the Indenture as the Securities issued on the Original Issue Date; and

          WHEREAS the Trustee, the Company and the Subsidiary Guarantors desire to enter into this
Supplemental Indenture in order to effect the issuance of $125.0 million aggregate principal amount
additional Securities (the “Additional Securities”);

          NOW THEREFORE, in consideration of the foregoing and for other good and valuable
consideration, the receipt of which is hereby acknowledged, the Company, the Subsidiary Guarantors
and the Trustee mutually covenant and agree for the equal and ratable benefit of the holders of the
Securities as follows:

          1. Definitions. (a) Capitalized terms used herein without definition shall have the
meanings assigned to them in the Indenture.

          (b) For all purposes of this Supplemental Indenture, except as otherwise herein expressly
provided or unless the context otherwise requires: (i) the terms and expressions used herein shall
have the same meanings as corresponding terms and expressions used in the Indenture; and (ii) the
words “herein,” “hereof” and “hereby” and other words of similar import used in this Supplemental
Indenture refer to this Supplemental Indenture as a whole and not to any particular section hereof.

 

2

          2. Agreement to Issue. On the date hereof, upon receipt of a written order of the
Company signed by two Officers of the Company (a “Company Order”), the Trustee shall
authenticate and deliver the Additional Securities as specified in such
Company Order; provided that, the Trustee shall be entitled to receive an Officers’
Certificate and an Opinion of Counsel of the Company that it may reasonably request in connection
with such authentication of the Additional Securities. Such Company Order shall specify the
Additional Securities to be authenticated and the date on which the issue of the Additional
Securities is to be authenticated and shall certify that such issuance is in compliance with
Section 4.03 of the Indenture.

          3. Additional Securities under the Indenture. The parties hereto agree that the
Additional Securities constitute “Additional Securities” as such term is defined in the Indenture.

          4. Conditions Deemed Met. The conditions set forth in the second paragraph of Section
2.13 of the Indenture are deemed met.

          5. Ratification of Indenture; Supplemental Indentures Part of Indenture. Except as
expressly supplemented hereby, the Indenture is in all respects ratified and confirmed and all the
terms, conditions and provisions thereof shall remain in full force and effect. This Supplemental
Indenture shall form a part of the Indenture for all purposes, and every holder of Additional
Securities shall be bound hereby.

          6. Governing Law. THIS SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY, AND CONSTRUED IN
ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK.

          7. Trustee Makes No Representation. The Trustee makes no representation as to the
validity or sufficiency of this Supplemental Indenture.

          8. Counterparts. The parties may sign any number of copies of this Supplemental
Indenture. Each signed copy shall be an original, but all of them together represent the same
agreement.

          9. Effect of Headings. The Section headings herein are for convenience only and shall
not effect the construction thereof.

 

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          IN WITNESS WHEREOF, the parties have caused this Supplemental Indenture to be duly executed as
of the date first written above.

	 	 	 	 	 	 	 
	 	 	DENBURY RESOURCES INC.,
	 
	 	 	 	 	 	 
	 	 	by	 	/s/ Phil Rykhoek
	 	 	 	 	 
	 

	 	 	 	Name:
	 	Phil Rykhoek
	 

	 	 	 	Title:
	 	Chief Financial Officer
	 

	 	 	 	 	 	and Secretary
	 
	 	 	 	 	 	 
	 	 	SUBSIDIARY GUARANTORS:
	 
	 	 	 	 	 	 
	 	 	DENBURY ONSHORE, LLC,
	 
	 	 	 	 	 	 
	 	 	by	 	/s/ Phil Rykhoek
	 	 	 	 	 
	 

	 	 	 	Name:
	 	Phil Rykhoek
	 

	 	 	 	Title:
	 	Chief Financial Officer
	 

	 	 	 	 	 	and Secretary
	 
	 	 	 	 	 	 
	 	 	DENBURY GATHERING & MARKETING, INC.,
	 
	 	 	 	 	 	 
	 	 	by	 	/s/ Phil Rykhoek
	 	 	 	 	 
	 

	 	 	 	Name:
	 	Phil Rykhoek
	 

	 	 	 	Title:
	 	Chief Financial Officer
	 

	 	 	 	 	 	and Secretary
	 
	 	 	 	 	 	 
	 	 	DENBURY OPERATING COMPANY,
	 
	 	 	 	 	 	 
	 	 	by	 	/s/ Phil Rykhoek
	 	 	 	 	 
	 

	 	 	 	Name:
	 	Phil Rykhoek
	 

	 	 	 	Title:
	 	Chief Financial Officer
	 

	 	 	 	 	 	and Secretary
	 
	 	 	 	 	 	 
	 	 	DENBURY MARINE, L.L.C.,
	 
	 	 	 	 	 	 
	 	 	by	 	/s/ Phil Rykhoek
	 	 	 	 	 
	 

	 	 	 	Name:
	 	Phil Rykhoek
	 

	 	 	 	Title:
	 	Chief Financial Officer
	 

	 	 	 	 	 	and Secretary

 

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	 	 	TUSCALOOSA ROYALTY FUND LLC,
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Denbury Operating Company,
	 	 	 	 	its sole member
	 
	 	 	 	 	 	 	 	 
	 	 	 	 	by	 	/s/ Phil Rykhoek
	 

	 	 	 	 	 	 

	 

	 	 	 	 	 	Name:
	 	Phil Rykhoek
	 

	 	 	 	 	 	Title:
	 	Chief Financial Officer
	 

	 	 	 	 	 	 	 	and Secretary

 

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	 	 	TRUSTEE:
	 
	 	 	 	 	 	 
	 	 	THE BANK OF NEW YORK
TRUST COMPANY, N.A.
	 
	 	 	 	 	 	 
	 	 	by	 	/s/ Mauri J. Cowen
	 	 	 	 	 
	 

	 	 	 	Name:
	 	Mauri J. Cowen
	 

	 	 	 	Title:
	 	Vice Presidentexv4w1

 

Execution Version

EXHIBIT 4.1

 

NRP (Operating) LLC

and

 

Second Supplement to Note Purchase Agreements

Dated as of March 28, 2007

	 	 	 	 	 	 	 
	 

	 	Re:
	 	$225,000,000 5.82% Series E Senior Notes

Due March 28, 2024
	 	 

 

 

 

			
	NRP (Operating) LLC
	 	Second Supplement

NRP (Operating) LLC

 

Dated as of

March 28, 2007

To the Purchaser(s) named in

Schedule A hereto

Ladies and Gentlemen:

     This Second Supplement to Note Purchase Agreements (the “Supplement”) is among NRP (Operating)
LLC, a Delaware limited liability company (the “Company”), and the institutional investors named on
Schedule A attached hereto (the “Purchasers”).

     Reference is hereby made to the separate and several Note Purchase Agreements each dated as of
June 19, 2003, as amended from time to time (the “Note Purchase Agreements”) between the
Company and the respective purchasers listed on Schedule A thereto. All capitalized terms not
otherwise defined herein shall have the same meaning as specified in the Note Purchase Agreements.
Reference is further made to Section 4.13 of the Note Purchase Agreements which requires that,
prior to the delivery of any Additional Notes, the Company and each Additional Purchaser shall
execute and deliver a Supplement.

     The Company hereby agrees with the Purchasers as follows:

     1. Authorization of Notes. The Company has authorized the issue and sale of $225,000,000
aggregate principal amount of its 5.82% Series E Senior Notes due March 28, 2024 (the “Series E
Notes”). The Series E Notes, together with the Notes previously issued pursuant to the Note
Purchase Agreements and each series of Additional Notes which may from time to time hereafter be
issued pursuant to the provisions of Section 2.2 of the Note Purchase Agreements, are collectively
referred to as the “Notes” (such term shall also include any such notes issued in substitution
therefor pursuant to Section 13 of the Note Purchase Agreements). The Series E Notes shall be
substantially in the form set out in Exhibit 1 hereto with such changes therefrom, if any, as may
be approved by the Purchaser(s) and the Company.

     2. Sale and Purchase of Notes. Subject to the terms and conditions hereof and as set forth in
the Note Purchase Agreements and on the basis of the representations and warranties hereinafter set
forth, the Company agrees to issue and sell to each Purchaser, and each Purchaser agrees to
purchase from the Company, Series E Notes in the principal amount set forth opposite such
Purchaser’s name on Schedule A hereto at a price of 100% of the principal amount thereof on the
closing date hereafter mentioned.

     3. Closing. The sale and purchase of the Series E Notes to be purchased by each Purchaser
shall occur at the offices of Chapman and Cutler LLP, 111 West Monroe Street, Chicago, Illinois
60603, at 10:00 a.m. Chicago time, at a closing (the “Closing”) on March 28,

 

 

			
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2007 or, on such other Business Day thereafter on or prior to March 30, 2007, as may be agreed
upon by the Company and the Purchasers. At the Closing, the Company will deliver to each Purchaser
the Series E Notes to be purchased by such Purchaser in the form of a single Series E Note (or such
greater number of Series E Notes in denominations of at least $250,000 as such Purchaser may
request) dated the date of the Closing and registered in such Purchaser’s name (or in the name of
such Purchaser’s nominee), against delivery by such Purchaser to the Company or its order of
immediately available funds in the amount of the purchase price therefor by wire transfer of
immediately available funds for the account of the Company to account number 01561106604 at The
Huntington National Bank, 919 Fifth Avenue, Huntington, West Virginia 25701, ABA Number 044000024.
If at the Closing the Company shall fail to tender such Series E Notes to any Purchaser as provided
above in this Section 3, or any of the conditions specified in Section 4 shall not have been
fulfilled to any Purchaser’s satisfaction, such Purchaser shall, at such Purchaser’s election, be
relieved of all further obligations under this Supplement, without thereby waiving any rights such
Purchaser may have by reason of such failure or such nonfulfillment.

     4. Conditions to Closing. The obligation of each Purchaser to purchase and pay for the
Series E Notes to be sold to such Purchaser at the Closing is subject to the fulfillment to such
Purchaser’s satisfaction, prior to such Closing, of the conditions set forth in Section 4 of the
Note Purchase Agreements (but adjusted to reflect the Series E Notes to be purchased at such
Closing), except that the representations and warranties set forth in Section 5 of the Note
Purchase Agreements and Section 5 of the Subsidiary Guarantee shall be modified as set forth in
Exhibit A hereto.

     5. Required Prepayments. The Company will prepay the Series E Notes on the dates and in the
principal amounts as set forth on Schedule 5 attached hereto at par and without payment of the
Make-Whole Amount or any premium, provided that upon any partial prepayment of the Series E Notes
pursuant to Section 6 or Section 7 of this Supplement, the principal amount of each required
prepayment of the Series E Notes becoming due under this Section 5 of this Supplement on and after
the date of such prepayment or purchase shall be reduced in the same proportion as the aggregate
unpaid principal amount of the Series E Notes is reduced as a result of such prepayment or
purchase.

     6. Optional Prepayments with Make-Whole Amount. The Company may, at its option, upon notice
as provided below, prepay at any time after the Closing all, or from time to time any part of, the
Series E Notes, in an aggregate principal amount not less than $5,000,000, in the case of a partial
prepayment, at 100% of the principal amount so prepaid, plus the applicable Make-Whole Amount with
respect to the Series E Notes determined for the prepayment date with respect to such principal
amount. The Company will give each holder of Series E Notes written notice of each optional
prepayment under this Section 6 of this Supplement not less than 30 days and not more than 60 days
prior to the date fixed for such prepayment. Each such notice shall specify such date, the
aggregate principal amount of the Series E Notes to be prepaid on such date, the principal amount
of each Series E Note held by such holder to be prepaid (determined in accordance with Section 8 of
this Supplement), and the interest to be paid on the prepayment date with respect to such principal
amount being prepaid,
and shall be accompanied by a certificate of a Senior Financial Officer as to the estimated
Make-

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Whole Amount with respect to the Series E Notes due in connection with such prepayment
(calculated as if the date of such notice were the date of the prepayment), setting forth the
details of such computation. Two Business Days prior to such prepayment, the Company shall deliver
to each holder of Series E Notes a certificate of a Senior Financial Officer specifying the
calculation of such Make-Whole Amount as of the specified prepayment date.

     7. Change in Control.

     (a) Notice of Change in Control or Control Event. The Company will, within five (5) Business
Days after any Responsible Officer has knowledge of the occurrence of any Change in Control or
Control Event, give written notice (the “Change of Control Notice”) of such Change in Control or
Control Event to each holder of Series E Notes unless notice in respect of such Change in Control
(or the Change of Control contemplated by such Control Event) shall have been given pursuant to
subparagraph (c) of this Section 7 of this Supplement. Such Change of Control Notice shall contain
and constitute an offer to prepay the Series E Notes as described in Section 7(c) of this
Supplement and shall be accompanied by the certificate described in Section 7(g) of this
Supplement.

     (b) Condition to Company Action. The Company will not take any action that consummates or
finalizes a Change in Control unless (i) at least 30 days prior to such action it shall have given
to each holder of Series E Notes written notice containing and constituting an offer to prepay the
Series E Notes as described in subparagraph (c) of this Section 7 of this Supplement, accompanied
by the certificate described in subparagraph (g) of this Section 7 of this Supplement, and (ii)
contemporaneously with such action, it prepays all Series E Notes required to be prepaid in
accordance with this Section 7 of this Supplement.

     (c) Offer to Prepay Notes. The offer to prepay Series E Notes contemplated by paragraph (a)
and (b) of this Section 7 of this Supplement shall be an offer to prepay, in accordance with and
subject to this Section 7 of this Supplement, all, but not less than all, the Series E Notes held
by each holder (in this case only, “holder” in respect of any Series E Note registered in the name
of a nominee for a disclosed beneficial owner shall mean such beneficial owner) on a date specified
in such Change of Control Notice (the “Proposed Prepayment Date”). If such Proposed Prepayment
Date is in connection with an offer contemplated by subparagraph (a) of this Section 7 of this
Supplement, such date shall be not less than 30 days and not more than 120 days after the date of
such offer (if the Proposed Prepayment Date shall not be specified in such offer, the Proposed
Prepayment Date shall be the first Business Day after the 45th day after the date of such offer).

     (d) Acceptance. A holder of Series E Notes may accept the offer to prepay made pursuant to
this Section 7 of this Supplement by causing a notice of such acceptance to be delivered to the
Company not later than 15 days after receipt by such holder of the most recent offer of prepayment.
A failure by a holder of Series E Notes to respond to an offer to prepay made pursuant to this
Section 7 of this Supplement shall be deemed to constitute a rejection of such offer by such
holder.

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     (e) Prepayment. Prepayment of the Series E Notes to be prepaid pursuant to this Section 7 of
this Supplement shall be at 100% of the principal amount of the Series E Notes together with
accrued and unpaid interest thereon. The prepayment shall be made on the Proposed Prepayment Date
except as provided in subparagraph (f) of this Section 7 of this Supplement.

     (f) Deferral Pending Change in Control. The obligation of the Company to prepay Notes
pursuant to the offers required by subparagraph (c) and accepted in accordance with subparagraph
(d) of this Section 7 of this Supplement is subject to the occurrence of the Change in Control in
respect of which such offers and acceptances shall have been made. In the event that such Change
in Control has not occurred on the Proposed Prepayment Date in respect thereof, the prepayment
shall be deferred until, and shall be made on, the date on which such Change in Control occurs.
The Company shall keep each holder of Series E Notes reasonably and timely informed of (i) any such
deferral of the date of prepayment, (ii) the date on which such Change in Control and the
prepayment are expected to occur, and (iii) any determination by the Company that efforts to effect
such Change in Control have ceased or been abandoned (in which case the offers and acceptances made
pursuant to this Section 7 of this Supplement in respect of such Change in Control shall be deemed
rescinded).

     (g) Officer’s Certificate. Each offer to prepay the Series E Notes pursuant to this Section 7
of this Supplement shall be accompanied by a certificate, executed by the Senior Financial Officer
of the Company and dated the date of such offer, specifying: (i) the Proposed Prepayment Date;
(ii) that such offer is made pursuant to this Section 7 of this Supplement; (iii) the principal
amount of each Series E Note offered to be prepaid (which shall be 100% of each such Series E
Note); (iv) the interest that would be due on each Series E Note offered to be prepaid, accrued to
the Proposed Prepayment Date; (v) that the conditions of this Section 7 of this Supplement have
been fulfilled; and (vi) in reasonable detail, the nature and date or proposed date of the Change
in Control.

     (h) Certain Definitions. “Change in Control” shall be deemed to have occurred if

     (i) the Parent ceases to own directly all of the membership interests of the Company,

     (ii) the General Partner ceases to own directly all of the general partner interests of
the Parent, or

     (iii) Corbin J. Robertson, Jr., the WPP Group, NRP Investment L.P. and/or one
or more of their direct or indirect wholly-owned Subsidiaries cease to own, in the
aggregate, more than 50% of the partnership interests of the General Partner.

     “Control Event” means (i) the execution by the Company or any of its Subsidiaries or
Affiliates of any agreement or letter of intent with respect to any proposed transaction or event
or series of transactions or events which, individually or in the aggregate, may reasonably be
expected to result in a Change in Control, or

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	 	Second Supplement

     (ii) the execution of any written agreement which, when fully performed by the parties
thereto, would result in a Change in Control.

     (i) All calculations contemplated in this Section 7 of this Supplement involving the capital
stock, limited liability company or other equity interest of any Person shall be made with the
assumption that all convertible securities of such Person then outstanding and all convertible
securities issuable upon the exercise of any warrants, options and other rights outstanding at such
time were converted at such time and that all options, warrants and similar rights to acquire
shares of capital stock or limited liability company or other equity interest of such Person were
exercised at such time.

     8. Allocation of Partial Prepayments. In the case of each partial prepayment of the Series E
Notes pursuant to Section 5 of this Supplement, the principal amount of the Series E Notes to be
prepaid shall be allocated among all of the Series E Notes at the time outstanding in proportion,
as nearly as practicable, to the respective unpaid principal amounts thereof. In the case of each
partial prepayment of the Series E Notes pursuant to Section 6 of this Supplement, the principal
amount of the Series E Notes to be prepaid shall be allocated among all of the Series E Notes at
the time outstanding in proportion, as nearly as practicable, to the respective unpaid principal
amounts thereof not theretofore called for prepayment.

     9. Maturity; Surrender, Etc. In the case of each prepayment of Series E Notes pursuant to
Sections 5, 6 or 7 of this Supplement, the principal amount of each Series E Note to be prepaid
shall mature and become due and payable on the date fixed for such prepayment, together with
interest on such principal amount accrued to such date and the applicable Make-Whole Amount, if
any. From and after such date, unless the Company shall fail to pay such principal amount when so
due and payable, together with the interest and Make-Whole Amount, if any, as aforesaid, interest
on such principal amount shall cease to accrue. Any Series E Note paid or prepaid in full shall be
surrendered to the Company and cancelled and shall not be reissued, and no Series E Note shall be
issued in lieu of any prepaid principal amount of any Series E Note.

     10. Purchase of Notes. The Company will not and will not permit any Affiliate to purchase,
redeem, prepay or otherwise acquire, directly or indirectly, any of the outstanding Series E Notes
except upon the payment or prepayment of the Series E Notes in accordance with the terms of the
Note Purchase Agreements, this Supplement and the Series E Notes. The Company will promptly cancel
all Series E Notes acquired by it or any Affiliate pursuant to any payment, prepayment or purchase
of Series E Notes pursuant to any provision of the Note Purchase Agreements or this Supplement and
no Series E Notes may be issued in substitution or exchange for any such Series E Notes.

     11. Make-Whole Amount. The term “Make-Whole Amount” means, with respect to any Series E Note,
an amount equal to the excess, if any, of the Discounted Value of the Remaining Scheduled Payments
with respect to the Called Principal of such Series E Note over the amount of such Called
Principal, provided
that the Make-Whole Amount may in no event be less than zero. For the purposes of determining
the Make-Whole Amount, the following terms have the following meanings:

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     “Called Principal” means, with respect to any Series E Note, the principal of such
Series E Note that is to be prepaid pursuant to Section 6 of this Supplement or has become
or is declared to be immediately due and payable pursuant to Section 12.1 of the Note
Purchase Agreements, as the context requires.

     “Discounted Value” means, with respect to the Called Principal of any Series E Note,
the amount obtained by discounting all Remaining Scheduled Payments with respect to such
Called Principal from their respective scheduled due dates to the Settlement Date with
respect to such Called Principal, in accordance with accepted financial practice and at a
discount factor (applied on the same periodic basis as that on which interest on the Series
E Notes is payable) equal to the Reinvestment Yield with respect to such Called Principal.

     “Reinvestment Yield” means, with respect to the Called Principal of any Series E Note, .50% over the yield to maturity implied by (i) the yields reported, as of 10:00 A.M. (New
York City time) on the second Business Day preceding the Settlement Date with respect to
such Called Principal, on the display designated as “Page PX1” of the Bloomberg Financial
Markets Services Screen (or, if not available, any other national recognized trading screen
reporting on-line intraday trading in the U.S. Treasury securities) for actively on-the-run
traded U.S. Treasury securities having a maturity equal to the Remaining Average Life of
such series of such Called Principal as of such Settlement Date, or (ii) if such yields are
not reported as of such time or the yields reported as of such time are not ascertainable,
the Treasury Constant Maturity Series Yields reported, for the latest day for which such
yields have been so reported as of the second Business Day preceding the Settlement Date
with respect to such Called Principal, in Federal Reserve Statistical Release H.15 (519) (or
any comparable successor publication) for actively traded on-the-run U.S. Treasury
securities having a constant maturity equal to the Remaining Average Life of such Called
Principal as of such Settlement Date. Such implied yield will be determined, if necessary,
by (a) converting U.S. Treasury bill quotations to bond-equivalent yields in accordance with
accepted financial practice and (b) interpolating linearly between (1) the actively traded
on-the-run U.S. Treasury security with the maturity closest to and greater than the
Remaining Average Life and (2) the actively traded on-the-run U.S. Treasury security with
the maturity closest to and less than the Remaining Average Life.

     “Remaining Average Life” means, with respect to any Called Principal, the number of
years (calculated to the nearest one-twelfth year) obtained by dividing (i) such Called
Principal into (ii) the sum of the products obtained by multiplying (a) the principal
component of each Remaining Scheduled Payment with respect to such Called Principal by (b)
the number of years (calculated to the nearest one-twelfth year) that will elapse between
the Settlement Date with respect to such Called Principal and the scheduled due date of such
Remaining Scheduled Payment.

     “Remaining Scheduled Payments” means, with respect to the Called Principal of any
Series E Note, all payments of such Called Principal of such series and interest thereon
that would be due after the Settlement Date with respect to such Called Principal

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if no payment of such Called Principal were made prior to its scheduled due date, provided that if
such Settlement Date is not a date on which interest payments are due to be made under the
terms of the Series E Notes of such series, then the amount of the next succeeding scheduled
interest payment will be reduced by the amount of interest accrued to such Settlement Date
and required to be paid on such Settlement Date pursuant to Section 6 of this Supplement or
Section 12.1 of the Note Purchase Agreements.

     “Settlement Date” means, with respect to the Called Principal of any Series E Note, the
date on which such Called Principal is to be prepaid pursuant to Section 6 of this
Supplement or has become or is declared to be immediately due and payable pursuant to
Section 12.1 of the Note Purchase Agreements, as the context requires.

     12. Representations and Warranties of the Purchasers. (a) Each Purchaser represents and
warrants that the representations and warranties set forth in Section 6.1 of the Note Purchase
Agreements are true and correct on the date hereof with respect to the purchase of the Series E
Notes by such Purchaser.

     (b) Each Purchaser severally represents that at least one of the following statements is an
accurate representation as to each source of funds (a “Source”) to be used by such Purchaser to pay
the purchase price of the Series E Notes to be purchased by such Purchaser hereunder:

     (a) the Source is an “insurance company general account” (as the term is defined in the
United States Department of Labor’s Prohibited Transaction Exemption (“PTE”) 95-60) in
respect of which the reserves and liabilities (as defined by the annual statement for life
insurance companies approved by the National Association of Insurance Commissioners (the
“NAIC Annual Statement”)) for the general account contract(s) held by or on behalf of any
employee benefit plan together with the amount of the reserves and liabilities for the
general account contract(s) held by or on behalf of any other employee benefit plans
maintained by the same employer (or affiliate thereof as defined in PTE 95-60) or by the
same employee organization in the general account do not exceed 10% of the total reserves
and liabilities of the general account (exclusive of separate account liabilities) plus
surplus as set forth in the NAIC Annual Statement filed with such Purchaser’s state of
domicile; or

     (b) the Source is a separate account that is maintained solely in connection with such
Purchaser’s fixed contractual obligations under which the amounts payable, or credited, to
any employee benefit plan (or its related trust) that has any interest in such separate
account (or to any participant or beneficiary of such plan (including any annuitant)) are
not affected in any manner by the investment performance of the separate account; or

     (c) the Source is either (i) an insurance company pooled separate account, within the
meaning of PTE 90-1 or (ii) a bank collective investment fund, within the
meaning of the PTE 91-38 and, except as disclosed by such Purchaser to the Company in
writing pursuant to this clause (c), no employee benefit plan or group of plans maintained

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	 	Second Supplement

by the same employer or employee organization beneficially owns more than 10% of all assets
allocated to such pooled separate account or collective investment fund; or

     (d) the Source constitutes assets of an “investment fund” (within the meaning of Part V
of PTE 84-14 (the “QPAM Exemption”)) managed by a “qualified professional asset manager” or
“QPAM” (within the meaning of Part V of the QPAM Exemption), no employee benefit plan’s
assets that are included in such investment fund, when combined with the assets of all other
employee benefit plans established or maintained by the same employer or by an affiliate
(within the meaning of Section V(c)(1) of the QPAM Exemption) of such employer or by the
same employee organization and managed by such QPAM, exceed 20% of the total client assets
managed by such QPAM, the conditions of Part I(c) and (g) of the QPAM Exemption are
satisfied, as of the last day of its most recent calendar quarter, the QPAM does not own a
10% or more interest in the Company and no person controlling or controlled by the QPAM
(applying the definition of “control” in Section V(e) of the QPAM Exemption) owns a 20% or
more interest in the Company (or less than 20% but greater than 10%, if such person
exercises control over the management or policies of the Company by reason of its ownership
interest) and (i) the identity of such QPAM and (ii) the names of all employee benefit plans
whose assets are included in such investment fund have been disclosed to the Company in
writing pursuant to this clause (d); or

     (e) the Source constitutes assets of a “plan(s)” (within the meaning of Section IV of
PTE 96-23 (the “INHAM Exemption”)) managed by an “in-house asset manager” or “INHAM” (within
the meaning of Part IV of the INHAM Exemption), the conditions of Part I(a), (g) and (h) of
the INHAM Exemption are satisfied, neither the INHAM nor a person controlling or controlled
by the INHAM (applying the definition of “control” in Section IV(d) of the INHAM Exemption)
owns a 5% or more interest in the Company and (i) the identity of such INHAM and (ii) the
name(s) of the employee benefit plan(s) whose assets constitute the Source have been
disclosed to the Company in writing pursuant to this clause (e); or

     (f) the Source is a governmental plan; or

     (g) the Source is one or more employee benefit plans, or a separate account or trust
fund comprised of one or more employee benefit plans, each of which has been identified to
the Company in writing pursuant to this clause (g); or

     (h) the Source does not include assets of any employee benefit plan, other than a plan
exempt from the coverage of ERISA.

     13. Compliance with Note Purchase Agreements. The Company and each Purchaser agree to be
bound by and comply with the terms and provisions of the Note Purchase Agreements as fully and
completely as if such Purchaser were an original signatory to the Note Purchase Agreements.

-8-

 

			
	NRP (Operating) LLC
	 	Second Supplement

     14. Governing Law. This Supplement shall be governed by and construed in accordance with the
laws of the State of New York, excluding choice-of-law principles of the law of such State that
would require the application of the laws of a jurisdiction other than such State.

[Signature Page Follows]

-9-

 

			
	NRP (Operating) LLC
	 	Second Supplement

     The execution hereof shall constitute a contract between the Company and the Purchaser(s) for
the uses and purposes hereinabove set forth, and this agreement may be executed in any number of
counterparts, each executed counterpart constituting an original but all together only one
agreement.

	 	 	 	 	 
	 	NRP (Operating) LLC

 	 
	 	By  	 	 
	 	 	Name:  	Dwight L. Dunlap 	 
	 	 	Title:  	Chief Financial Officer and
Treasurer 	 

 

 

	 	 	 	 	 

			
	NRP (Operating) LLC
	 	Second Supplement

     Each of the undersigned Subsidiary Guarantors hereby acknowledges, approves and agrees to the
foregoing Second Supplement as of the date aforesaid and confirms and ratifies its obligations
under the Subsidiary Guarantee dated June 19, 2003, as amended, modified or supplemented (the
“Subsidiary Guarantee”) and acknowledges and agrees that its obligations under the Subsidiary
Guarantee extend to and include, without limitation, all obligations of the Company to the
Purchasers under the Note Purchase Agreement and the Series E Notes. The terms and provisions of
the Subsidiary Guarantee are hereby incorporated herein in their entirety as if such terms and
provisions were actually set forth herein and each Subsidiary Guarantor hereby makes the
representations and warranties, agreements and covenants in, and agrees to be bound by all the
terms of, such terms and provisions.

	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 
	 	 	WPP LLC	 	 
	 	 	ACIN LLC	 	 
	 	 	WBRD LLC	 	 
	 	 	HOD LLC	 	 
	 	 	Shepard Boone Coal Company LLC	 	 
	 	 	Gatling Mineral, LLC	 	 
	 	 	Independence Land Company, LLC	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	NRP (Operating) LLC, as the Sole
Member of each of the above named Subsidiary
Guarantors	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By	 	 	 	 
	 

	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	Name: Dwight L. Dunlap
	 	 
	 

	 	 	 	 	 	Title: Chief Financial Officer and
Treasurer	 	 

-2-

 

			
	NRP (Operating) LLC
	 	Second Supplement

Accepted as of the date first written above.

	 	 	 	 	 
	 	The Prudential Insurance Company of America

 	 
	 	By:  	/s/ BL by TPD
 	 
	 	 	Vice President 	 
	 	 	 	 
	 

	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 
	 	 	Prudential Arizona Reinsurance Captive Company	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Prudential Investment Management, Inc.,
as investment manager	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	/s/ BL by TPD	 	 
	 

	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	Vice President	 	 

	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 
	 	 	Universal Prudential Arizona Reinsurance Company	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Prudential Investment Management, Inc.,
as investment manager	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	/s/ BL by TPD	 	 
	 

	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	Vice President	 	 

-3-

 

			
	NRP (Operating) LLC
	 	Second Supplement

Accepted as of the date first written above.

	 	 	 	 	 
	 	New York Life Insurance Company

 	 
	 	    By:  	/s/ Kathleen A. Haberkern
 	 
	 	 	Name:  	Kathleen A. Haberkern 	 
	 	 	Title:  	Corporate Vice President 	 
	 

	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 
	 	 	New York Life Insurance and Annuity Corporation	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	New York Life Investment Management LLC,

Its investment manager	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	/s/ Kathleen A. Haberkern	 	 
	 

	 	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Kathleen A. Haberkern	 	 
	 

	 	 	 	Title:
	 	Director	 	 

-4-

 

			
	NRP (Operating) LLC
	 	Second Supplement

Accepted as of the date first written above.

	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 
	 	 	Indianapolis Life Insurance Company	 	 
	 	 	American Investors Life Insurance Company	 	 
	 	 	Amerus Life Insurance Company	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Aviva Capital Management, Inc., its
authorized attorney-in-fact	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	/s/ Roger D. Fors	 	 
	 

	 	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Roger D. Fors	 	 
	 

	 	 	 	Title:
	 	V.P.-Private Placements	 	 

-5-

 

			
	NRP (Operating) LLC
	 	Second Supplement

Accepted as of the date first written above.

	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 
	 	 	Merit Life Insurance Co.	 	 
	 	 	The United States Life Insurance Company in the City of New York	 	 
	 	 	The Variable Annuity Life Insurance Company	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	AIG Global Investment Corp., investment adviser	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	/s/ Lorri J. White	 	 
	 

	 	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Lorri J. White	 	 
	 

	 	 	 	Title:
	 	Vice President	 	 

-6-

 

			
	NRP (Operating) LLC
	 	Second Supplement

Accepted as of the date first written above.

	 	 	 	 	 
	 	The Northwestern Mutual Life Insurance
Company

 	 
	 	    By:  	/s/ David A. Barras
 	 
	 	 	Name:  	David A. Barras 	 
	 	 	Title:  	its Authorized Representative 	 

-7-

 

	 	 	 	 	 

			
	NRP (Operating) LLC
	 	Second Supplement

Accepted as of the date first written above.

	 	 	 	 	 
	 	

Connecticut General Life Insurance Company

By: CIGNA Investments, Inc. (authorized agent)

 	 
	 	By:  	/s/ Debra J. Height
 	 
	 	 	Name:  	Debra J. Height 	 
	 	 	Title:  	Managing Director 	 
	 
	 	Life Insurance Company of North America

By: CIGNA Investments, Inc. (authorized agent)

 	 
	 	By:  	/s/ Debra J. Height
 	 
	 	 	Name:  	Debra J. Height 	 
	 	 	Title:  	Managing Director 	 
	 

-8-

 

			
	NRP (Operating) LLC
	 	Second Supplement

Accepted as of the date first written above.

	 	 	 	 	 	 	 	 	 
	 	 	CUNA Mutual Life Insurance Company	 	 
	 	 	CUNA Mutual Insurance Society	 	 
	 	 	CUMIS Insurance Society, Inc.	 	 
	 	 	MEMBERS Life Insurance Company	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	MEMBERS Capital Advisors, Inc.,	 	 
	 

	 	 	 	acting
	 	as Investment Advisor	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	/s/ James E. McDonald, Jr.	 	 
	 	 	 	 	 	 	 	 	 
	 	 	 	 	Name: James E. McDonald, Jr.	 	 
	 	 	 	 	Title: Director, Private Placements	 	 

-9-

 

			
	NRP (Operating) LLC
	 	Second Supplement

Accepted as of the date first written above.

	 	 	 	 	 	 	 	 	 
	 	 	Life Insurance Company of the Southwest	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	/s/ R. Scott Higgins
 

Name: R. Scott Higgins
	 	 
	 

	 	 	 	 	 	Title: Vice President 
          Sentinel Asset Management	 	 

-10-

 

			
	NRP (Operating) LLC
	 	Second Supplement

Accepted as of the date first written above.

	 	 	 	 	 	 	 	 	 
	 	 	United of Omaha Life Insurance Company	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	/s/ Curtis R. Caldwell
 

Name: Curtis R. Caldwell
	 	 
	 

	 	 	 	 	 	Title: Vice President	 	 

-11-

 

			
	NRP (Operating) LLC
	 	Second Supplement

Accepted as of the date first written above.

	 	 	 	 	 
	 	Protective Life Insurance Company

 	 
	 	By:  	/s/ Vita Padalino
 	 
	 	 	Name:  	Vita Padalino 	 
	 	 	Title:  	VP, Investments 	 

-12-

 

	 	 	 	 	 

			
	NRP (Operating) LLC
	 	Second Supplement

Accepted as of the date first written above.

	 	 	 	 	 	 	 	 	 
	 	 	Pacific Life Insurance Company	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	/s/ Cathy Schwartz	 	 
	 

	 	 	 	 	 	 

Name: Cathy Schwartz
	 	 
	 

	 	 	 	 	 	Title: Assistant Vice President	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	/s/ Diane W. Dales
 

Name: Diane W. Dales
	 	 
	 

	 	 	 	 	 	Title: Assistant Secretary	 	 

-13-

 

			
	NRP (Operating) LLC
	 	Second Supplement

Accepted as of the date first written above.

	 	 	 	 	 	 	 	 	 
	 	 	American United Life Insurance Company	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By
	 	/s/ Kent R. Adams
 

Name: Kent R. Adams
	 	 
	 

	 	 	 	 	 	Title: V.P. Fixed Income Securities	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	The State Life Insurance Company	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	American United Life Insurance Company, Its Agent	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By
	 	/s/ Kent R. Adams
 

Name: Kent R. Adams
	 	 
	 

	 	 	 	 	 	Title: V.P. Fixed Income Securities	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	Farm Bureau Mutual Insurance Company of Michigan	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	American United Life Insurance Company, Its Agent	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By
	 	/s/ Kent R. Adams
 

Name: Kent R. Adams
	 	 
	 

	 	 	 	 	 	Title: V.P. Fixed Income Securities	 	 

-14-

 

			
	NRP (Operating) LLC
	 	Second Supplement

Accepted as of the date first written above.

	 	 	 	 	 	 	 	 	 
	 	 	American Equity Investment Life Insurance Company	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	/s/ Rachel S. Stauffer
 

Name: Rachel S. Stauffer
	 	 
	 

	 	 	 	 	 	Title: Vice President-Investments	 	 

-15-

 

			
	NRP (Operating) LLC
	 	Second Supplement

Accepted as of the date first written above.

	 	 	 	 	 	 	 	 	 
	 	 	State of Wisconsin Investment Board	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	/s/ Christopher P. Prestigiacomo
 

Name: Christopher P. Prestigiacomo
	 	 
	 

	 	 	 	 	 	Title: Portfolio Manager	 	 

-16-

 

			
	NRP (Operating) LLC
	 	Second Supplement

Accepted as of the date first written above.

	 	 	 	 	 	 	 	 	 
	 	 	Bankers Life and Casualty Company	 	 
	 	 	Conseco Life Insurance Company	 	 
	 	 	Conseco Senior Health Insurance Company	 	 
	 	 	Conseco Health Insurance Company	 	 
	 	 	Washington National Insurance Company	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	40|86 Advisors, Inc. acting as Investment Advisor	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:	 	 	 	 
	 	 	 	 	 	 	 	 	 
	 	 	 	 	Name: Timothy L. Powell	 	 
	 	 	 	 	Title: Vice President	 	 

-17-

 

			
	NRP (Operating) LLC
	 	Second Supplement

Accepted as of the date first written above.

	 	 	 	 	 	 	 	 	 
	 	 	EquiTrust Life Insurance Company	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	/s/ Herman L. Riva
 

Name: Herman L. Riva
	 	 
	 

	 	 	 	 	 	Title: Senior Portfolio Manager	 	 

-18-

 

Information Relating to Purchasers

	 	 	 
	Name and Address of Purchaser

	 	Principal Amount of Series E Notes
to be Purchased
	The Prudential Insurance Company
 of America

	 	$25,000,000
	c/o Prudential Capital Group
	 	
$8,500,000
	2200 Ross Avenue, Suite 4200E
	 	 
	Dallas, Texas 75201
	 	 
	Attention: Managing Director
	 	 
	 
	 	 
	Payments
	 	 

All payments on account of Notes held by such purchaser shall be made by wire transfer of
immediately available funds for credit to:

Account Name: Prudential Managed Portfolio

Account No.: P86188 (please do not include spaces) (in the case of payments on account of
the Note originally issued in the principal amount of $8,500,000)

Account Name: The Prudential — Privest Portfolio

Account No.: P86189 (please do not include spaces) (in the case of payments on account of
the Note originally issued in the principal amount of $25,000,000)

JPMorgan Chase Bank

New York, NY

ABA No.: 021-000-021

Each such wire transfer shall set forth the name of the Company, a reference to “5.82%
Senior Notes due 2024, Security No. INV10315, PPN 62963# AE 1” and the due date and
application (as among principal, interest and Make-Whole Amount) of the payment being made.

Schedule A

(to Supplement)

 

 

Notices

Address for all notices relating to payments:

The Prudential Insurance Company of America

c/o Investment Operations Group

Gateway Center Two, 10th Floor

100 Mulberry Street

Newark, NJ 07102-4077

Attention: Manager, Billings and Collections

Recipient of telephonic prepayment notices:

Manager, Trade Management Group

Telephone: (973) 367-3141

Facsimile: (888) 889-3832

All other notices and communications to be addressed as first provided above.

Name of Nominee in which Notes are to be issued: None

Taxpayer I.D. Number: 22-1211670

Notes should be delivered to:

Prudential Capital Group

2200 Ross Avenue, Suite 4200E

Dallas, TX 75201

Attention: Thomas P. Donahue

(214) 720-6202

A-2-

 

	 	 	 
	Name and Address of Purchaser

	 	Principal Amount of Series E Notes
to be Purchased
	Prudential Arizona Reinsurance
Captive Company

	 	$10,500,000
	c/o Prudential Capital Group
	 	 
	2200 Ross Avenue, Suite 4200E
	 	 
	Dallas, Texas 75201
	 	 
	Attention: Managing Director
	 	 

Payments

All payments on account of Notes held by such purchaser shall be made by wire transfer of
immediately available funds for credit to:

JPMorgan Chase Bank

New York, NY

ABA No.: 021-000-021

Account No.: P86321 (please do not include spaces)

Account Name: PARCC PLAZ Trust 2 — Privates

Each such wire transfer shall set forth the name of the Company, a reference to “5.82% Senior Notes due 2024, Security No. INV10315, PPN 62963# AE 1” and the due date and application (as among principal, interest and Make-Whole Amount) of the payment being made.

Notices

Address for all notices relating to payments:

Prudential Arizona Reinsurance Captive Company

c/o The Prudential Insurance Company of America

c/o Investment Operations Group

Gateway Center Two, 10th Floor

100 Mulberry Street

Newark, NJ 07102-4077

Attention: Manager, Billings and Collections

Recipient of telephonic prepayment notices:

Manager, Trade Management Group

Telephone: (973) 367-3141

Facsimile: (888) 889-3832

All other notices and communications to be addressed as first provided above.

A-3-

 

Name of Nominee in which Notes are to be issued: None

Taxpayer I.D. Number: 33-1095301

Notes should be delivered to:

Prudential Capital Group

2200 Ross Avenue, Suite 4200E

Dallas, TX 75201

Attention: Thomas P. Donahue

(214) 720-6202

A-4-

 

	 	 	 
	Name and Address of Purchaser

	 	Principal Amount of Series E Notes
to be Purchased
	Universal Prudential Arizona
Reinsurance Company

	 	$6,000,000
	c/o Prudential Capital Group
	 	 
	2200 Ross Avenue, Suite 4200E
	 	 
	Dallas, Texas 75201
	 	 
	Attention: Managing Director
	 	 

Payments

All payments on account of Notes held by such purchaser shall be made by wire transfer of
immediately available funds for credit to:

JPMorgan Chase Bank

New York, NY

ABA No.: 021-000-021

Account No.: P86393 (please do not include spaces)

Account Name: UPARC PLAZ Trust 2 — Privates

Each such wire transfer shall set forth the name of the Company, a reference to “5.82%
Senior Notes due 2024, Security No. INV10315, PPN 62963# AE 1” and the due date and
application (as among principal, interest and Make-Whole Amount) of the payment being made.

Notices

Address for all notices relating to payments:

Universal Prudential Arizona Reinsurance Company

c/o The Prudential Insurance Company of America

c/o Investment Operations Group

Gateway Center Two, 10th Floor

100 Mulberry Street

Newark, NJ 07102-4077

Attention: Manager, Billings and Collections

Recipient of telephonic prepayment notices:

Manager, Trade Management Group

Telephone: (973) 367-3141

Facsimile: (888) 889-3832

All other notices and communications to be addressed as first provided above.

A-5-

 

Name of Nominee in which Notes are to be issued: None

Taxpayer I.D. Number: 41-2214052

Notes should be delivered to:

Prudential Capital Group

2200 Ross Avenue, Suite 4200E

Dallas, TX 75201

Attention: Thomas P. Donahue

(214) 720-6202

A-6-

 

	 	 	 
	Name and Address of Purchaser

	 	Principal Amount of Series E Notes
to be Purchased
	New York Life Insurance and Annuity
Corporation

	 	$13,500,000
	c/o New York Life Investment Management LLC
	 	 
	51 Madison Avenue
	 	 
	New York, New York 10010-1603
	 	 
	Attention: Fixed Income Investors Group,
	 	 
	Private Finance, 2nd Floor
	 	 
	Fax Number: (212) 447-4122
	 	 

Payments

All payments by wire or intrabank transfer of immediately available funds to:

JPMorgan Chase Bank

New York, New York

ABA #021-000-021

Credit: New York Life Insurance and Annuity Corporation

General Account Number 323-8-47382

With sufficient information (including issuer, PPN number, interest rate, maturity and
whether payment is of principal, premium, or interest) to identify the source and
application of such funds.

Notices

All notices with respect to payments and written confirmation of each such payment and any audit
confirmation, to be addressed:

New York Life Insurance and Annuity Corporation

c/o New York Life Investment Management LLC

51 Madison Avenue

New York, New York 10010-1603

Attention: Financial Management, Securities Operations, 2nd Floor

Fax Number: (212) 447-4160

with a copy sent electronically to: FIIGLibrary@nylim.com

All other notices and communications to be addressed as first provided above, with a copy sent
electronically to: FIIGLibrary@nylim.com, with a copy of any notices regarding defaults or Events
of Default under the operative documents to: Attention: Office of the General Counsel, Investment
Section, Room 1104, Fax Number: (212) 576-8340.

A-7-

 

Name of Nominee in which Notes are to be issued: None

Taxpayer I.D. Number: 13-3044743

Notes should be delivered to attorney contact at New York Life.

A-8-

 

	 	 	 
	Name and Address of Purchaser

	 	Principal Amount of Series E Notes
to be Purchased
	New York Life Insurance Company

	 	$10,500,000
	c/o New York Life Investment Management LLC
	 	 
	51 Madison Avenue
	 	 
	New York, New York 10010-1603
	 	 
	Attention: Fixed Income Investors Group,
	 	 
	Private Finance, 2nd Floor
	 	 
	Fax Number: (212) 447-4122
	 	 

Payments

All payments by wire or intrabank transfer of immediately available funds to:

JPMorgan Chase Bank

New York, New York 10019

ABA #021-000-021

Credit: New York Life Insurance Company

General Account Number 008-9-00687

With sufficient information (including issuer, PPN number, interest rate, maturity and
whether payment is of principal, premium, or interest) to identify the source and
application of such funds.

Notices

All notices with respect to payments and written confirmation of each such payment and any audit
confirmation, to be addressed:

New York Life Insurance Company

c/o New York Investment Management LLC

51 Madison Avenue

New York, New York 10010-1603

Attention: Financial Management, Securities Operation, 2nd Floor

Fax Number: (212) 447-4160

with a copy sent electronically to: FIIGLibrary@nylim.com

All other notices and communications to be addressed as first provided above, with a copy sent
electronically to: FIIGLibrary @nylim.com and with a copy of any notices regarding defaults or
Events of Default under the operative documents to: Attention: Office of the General Counsel,
Investment Section, Room 1104, Fax Number: (212) 576-8340.

Name of Nominee in which Notes are to be issued: None

A-9-

 

Taxpayer I.D. Number: 13-5582869

Notes should be delivered to attorney contact at New York Life.

A-10-

 

	 	 	 
	Name and Address of Purchaser

	 	Principal Amount of Series E Notes
to be Purchased
	American Investors Life Insurance Company

	 	$10,000,000
	c/o Aviva Capital Management
	 	 
	699 Walnut Street, Suite 1700
	 	 
	Des Moines, Iowa 50309
	 	 
	Attention: Steve Sweeney
	 	 
	Telephone: (515) 362-3542
	 	 
	Facsimile: (515) 557-2421
	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds to:

The Bank of New York

New York, New York

ABA #021 000 018

Credit A/C #GLA111566

A/C Name: Institutional Custody Insurance Division

Reference: American Investors Life Account 010048, PPN Number 62963# AE 1

Accompanying Information: Name of Company, description of security, Private Placement
Number, due date and application (as among principal, Make-Whole Amount and interest) of the
payment being made.

All notices and communications with respect to payments and written confirmation of each such
payment, to be addressed:

American Investors Life Insurance Company

c/o Aviva Capital Management

699 Walnut Street, Suite 1700

Des Moines, Iowa 50309

Attention: Barb Norton

Telephone: (515) 362-3556

Fax: (515) 557-2421

All other notices and communications to be addressed as first provided above.

Name of Nominee in which Notes are to be issued: HARE & CO.

Taxpayer I.D. Number for Hare & Co.: 13-6062916

Taxpayer I.D. Number for American Investors Life Insurance Company: 48-0696320

A-11-

 

The Notes should be forwarded to:

The Bank of New York

One Wall Street, 3rd Floor, Window A

New York, New York 10286

FAO: American Investors Life Insurance Company, A/C #010048

A-12-

 

	 	 	 
	Name and Address of Purchaser

	 	Principal Amount of Series E Notes
to be Purchased
	AmerUs Life Insurance Company

	 	$8,000,000
	c/o Aviva Capital Management
	 	 
	699 Walnut Street, Suite 1700
	 	 
	Des Moines, Iowa 50309
	 	 
	Attention: Steve Sweeney
	 	 
	Telephone: (515) 362-3542
	 	 
	Facsimile: (515) 557-2421
	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds to:

The Bank of New York

New York, New York

ABA #021000018

Credit A/C# GLA111566

Attn: Institutional Custody Insurance Division

Ref: AmerUs Life Account 010040, PPN Number 62963# AE 1

Accompanying Information: Name of Company, description of security, Private Placement
Number, due date and application (as among principal, Make-Whole Amount and interest) of the
payment being made.

All notices and communications with respect to payments and written confirmation of each such
payment, to be addressed:

AmerUs Life Insurance Company

c/o Aviva Capital Management

699 Walnut Street, Suite 1700

Des Moines, Iowa 50309

Attention: Barb Norton

Telephone: (515) 362-3556

Fax: (515) 557-2421

All other notices and communications to be addressed as first provided above.

Name of Nominee in which Notes are to be issued: HARE & CO.

Taxpayer I.D. Number for Hare & Co.: 13-6062916

Taxpayer I.D. Number for AmerUs : 42-0175020

A-13-

 

Deliver Notes to:

The Bank of New York

One Wall Street, 3rd Floor, Window A

New York, NY 10286

FAO: AmerUs Life Insurance Company, A/C #010040

A-14-

 

	 	 	 
	Name and Address of Purchaser

	 	Principal Amount of Series E Notes
to be Purchased
	Indianapolis Life Insurance Company

	 	$3,000,000
	c/o Aviva Capital Management
	 	 
	699 Walnut Street, Suite 1700
	 	 
	Des Moines, Iowa 50309
	 	 
	Attention: Steve Sweeney
	 	 
	Telephone: (515) 362-3542
	 	 
	Facsimile: (515) 557-2421
	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds to:

The Bank of New York

New York, New York

ABA #021000018

Credit A/C# GLA111566

Attn: Institutional Custody Insurance Division

Ref: Indianapolis Life Account 177862, PPN Number 62963# AE 1

Accompanying Information: Name of Company, description of security, PPN Number, due date
and application (as among principal, Make-Whole Amount and interest) of the payment being
made.

All notices and communications with respect to payments and written confirmation of each such
payment, to be addressed:

Indianapolis Life Insurance Company

c/o Aviva Capital Management

699 Walnut Street, Suite 1700

Des Moines, Iowa 50309

Attention: Barb Norton

Telephone: (515) 362-3556

Fax: (515) 557-2421

All other notices and communications to be addressed as first provided above.

Name of Nominee in which Notes are to be issued: HARE & CO.

Taxpayer I.D. Number for Hare & Co.: 13-6062916

Taxpayer I.D. Number for Indianapolis Life: 35-0413330

A-15-

 

The Notes should be forwarded to:

The Bank of New York

One Wall Street, 3rd Floor, Window A

New York, NY 10286

FAO: Indianapolis Life Insurance Company, A/C #177862

A-16-

 

	 	 	 
	Name and Address of Purchaser

	 	Principal Amount of Series E Notes
to be Purchased
	The Variable Annuity Life Insurance Company

	 	$7,000,000
	c/o AIG Global Investment Group
	 	 
	2929 Allen Parkway, Suite A36-01
	 	 
	Houston, Texas 77019-2155
	 	 
	Attn: Legal Department — Investment Management
	 	 
	Facsimile Number: (713) 831-2328
	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

The Bank of New York

ABA #021-000-018

Account Number: GL111566

For Further Credit to: The Variable Annuity Life Insurance Company — Account No. 260735

Ref: PPN# 62963# AE 1 and Prin: $                     Int: $                     

Notices

All notices of payment, audit confirmations and related correspondence to:

The Variable Annuity Life Insurance Company (260735)

c/o AIG Global Investment Group

2929 Allen Parkway, Suite A36-04

Houston, Texas 77019-2155

Attention: Private Placements — Portfolio Admin.

Fax Number: (713) 831-1072

Duplicate payment notices (only) to:

The Variable Annuity Life Insurance Company (260735)

c/o The Bank of New York

Attn: P & I Department

Fax: (718) 315-3076

A-17-

 

Notices with respect to compliance reporting information to:

AIG Global Investment Corporation

2929 Allen Parkway, Suite A36-04

Houston, Texas 77019-2155

Attention: Private Placements — Compliance

Name of Nominee in which Notes are to be issued: None

Taxpayer I.D. Number: 74-1625348

Deliver securities by overnight courier to:

The Bank of New York

One Wall Street, 3rd Floor, Window-A

New York, NY 10286

Attention: Arnold Musella or Ada Casiano (212-635-1917)

Account Name: The Variable Annuity Life Insurance Company

Account Number: 260735

with a transmittal letter requesting that the Bank confirm receipt of the securities to Susie Hays
at AIG Global Investment Group, 2929 Allen Parkway, A36-04, Houston, Texas 77019.

Copies of C&C transmittal letter to the Bank, together with copies of original securities, should
be faxed to Kafah Manna at (713) 831-2328 and sent by regular mail to Susie Hays at AIG Global
Investment Group, 2929 Allen Parkway, A36-04, Houston, Texas 77019.

A-18-

 

	 	 	 
	Name and Address of Purchaser

	 	Principal Amount of Series E Notes
to be Purchased
	Merit Life Insurance Co.

	 	$5,000,000
	c/o AIG Global Investment Group
	 	 
	2929 Allen Parkway, Suite A36-01
	 	 
	Houston, Texas 77019-2155
	 	 
	Attn: Legal Department — Investment Management
	 	 
	Facsimile Number: (713) 831-2328
	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

State Street Bank and Trust Company

ABA #011-000-028

Account Name: Merit Life Insurance Company; Fund Number PA 20

Account Number: 4653-082-0

Ref: PPN# 62963# AE 1 and Prin: $                     Int: $                    

Notices

All notices of payment, audit confirmations and related correspondence to:

Merit Life Insurance Company (PA 20)

c/o AIG Global Investment Group

2929 Allen Parkway, Suite A36-04

Houston, Texas 77019-2155

Attention: Private Placements — Portfolio Admin.

Fax Number: (713) 831-1072

Duplicate payment notices (only) to:

Merit Life Insurance Company (PA 20)

c/o State Street Bank Corporation, Insurance Services

Fax: (816) 871-5539

A-19-

 

Notices with respect to compliance reporting information to:

AIG Global Investment Corporation

2929 Allen Parkway, Suite A36-04

Houston, Texas 77019-2155

Attention: Private Placements — Compliance

Name of Nominee in which Notes are to be issued: None

Taxpayer I.D. Number: 35-1005090

Deliver securities by overnight courier to:

DTC/New York Window

55 Water Street

New York, NY 10041

Attention: Robert Mendez for the account of State Street

Account Name: Merit Life Insurance Company Fund Number: PA 20

Contact: Brenda Sharp (816) 871-9154

with a transmittal letter requesting that the Bank confirm receipt of the securities to Susie Hays
at AIG Global Investment Group, 2929 Allen Parkway, A36-04, Houston, Texas 77019.

Copies of C&C transmittal letter to the Bank, together with copies of original securities, should
be faxed to Kafah Manna at (713) 831-2328 and sent by regular mail to Susie Hays at AIG Global
Investment Group, 2929 Allen Parkway, A36-04, Houston, Texas 77019.

A-20-

 

	 	 	 
	Name and Address of Purchaser

	 	Principal Amount of Series E Notes
to be Purchased
	The United States Life Insurance Company in the City of New York

	 	$5,000,000
	c/o AIG Global Investment Group
	 	 
	2929 Allen Parkway, Suite A36-01
	 	 
	Houston, Texas 77019-2155
	 	 
	Attn: Legal Department — Investment Management
	 	 
	Facsimile Number: (713) 831-2328
	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

State Street Bank and Trust Company

ABA #011-000-028

Account Name: The United States Life Insurance Company in the City of New York;

Fund Number PA 77

Account Number: 6956-534-9

Ref: PPN# 62963# AE 1 and Prin: $                     Int: $                    

Notices

All notices of payment, audit confirmations and related correspondence to:

The United States Life Insurance Company in the City of New York (PA 77)

c/o AIG Global Investment Group

2929 Allen Parkway, Suite A36-04

Houston, Texas 77019-2155

Attention: Private Placements — Portfolio Admin.

Fax Number: (713) 831-1072

Duplicate payment notices (only) to:

The United States Life Insurance Company in the City of New York (PA 77)

c/o State Street Bank Corporation, Insurance Services

Fax: (816) 871-5539

A-21-

 

Notices with respect to compliance reporting information to:

AIG Global Investment Corporation

2929 Allen Parkway, Suite A36-04

Houston, Texas 77019-2155

Attention: Private Placements — Compliance

Name of Nominee in which Notes are to be issued: None

Taxpayer I.D. Number: 13-5459480

Deliver securities by overnight courier to:

DTC/New York Window

55 Water Street

New York, NY 10041

Attention: Robert Mendez for the account of State Street

Account Name: The United States Life Insurance Company in the City of New York

Fund Number: PA 77

Contact: Brenda Sharp (816) 871-9154

with a transmittal letter requesting that the Bank confirm receipt of the securities to Susie Hays
at AIG Global Investment Group, 2929 Allen Parkway, A36-04, Houston, Texas 77019.

Copies of C&C transmittal letter to the Bank, together with copies of original securities, should
be faxed to Kafah Manna at (713) 831-2328 and sent by regular mail to Susie Hays at AIG Global
Investment Group, 2929 Allen Parkway, A36-04, Houston, Texas 77019.

A-22-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	The Northwestern Mutual Life Insurance Company

	 	$	17,000,000	 
	720 East Wisconsin Avenue
	 	 	 	 
	Milwaukee, Wisconsin 53202
	 	 	 	 
	Attention: Securities Department
	 	 	 	 
	Fax Number: (414) 665-7124
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

US Bank

777 East Wisconsin Avenue

Milwaukee, Wisconsin 53202

ABA# 075000022

For the account of: Northwestern Mutual Life

Account No. 182380324521

Notices

All notices and communications to be addressed as first provided above, except notices with respect
to payments and written confirmation of each such payment to be addressed, Attention: Investment
Operations, Fax Number: (414) 625-6998.

Name of Nominee in which Notes are to be issued: None

Taxpayer I.D. Number: 39-0509570

A-23-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	Connecticut General Life Insurance Company
	 	 	 	 
	c/o Cigna Investments, Inc.
	 	 	$3,000,000	 
	280 Trumbull Street
	 	 	$3,000,000	 
	Hartford, Connecticut 06103
	 	 	$2,000,000	 
	Attention: Fixed Income Securities, H16B
	 	 	$1,000,000	 
	Fax: 860-727-8024
	 	 	$1,000,000	 

Payments

All payments on or in respect of the Notes to be by Federal Funds Wire Transfer to:

J.P. Morgan Chase Bank

BNF=CIGNA Private Placements/AC=9009001802

ABA #021000021

OBI= NRP (Operating) LLC, 5.82% Series E Senior Notes due March 28, 2024, PPN 62963# AE 1

Address for Notices Related to Payments:

CIG & Co.

c/o CIGNA Investments, Inc.

Attention: Fixed Income Securities, H16B

280 Trumbull Street

Hartford, Connecticut 06103

Fax: 860-727-8024

with a copy to:

J.P. Morgan Chase Bank

14201 Dallas Parkway, 13th Floor

Dallas, Texas 75254

Attention: Karen Mote, Mail Code 300-116

Fax: 469-477-1904

Address for All Other Notices:

CIG & Co.

c/o Cigna Investments, Inc.

Attention: Fixed Income Securities, H16B

280 Trumbull Street

Hartford, Connecticut 06103

Fax: 860-727-8024

A-24-

 

Name of Nominee in which Notes are to be issued: CIG & Co.

Taxpayer I.D. Number for CIG & Co.: 13-3574027

Address for delivery of Notes:

J. P. Morgan Chase Bank

4 New York Plaza

New York, NY 10004

Attention: John Bouquet

together with Transmittal of Securities to Custodian Form that in-house counsel will provide

A-25-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	Life Insurance Company of North America

	 	$	4,000,000	 
	c/o Cigna Investments, Inc.
	 	 	 	 
	280 Trumbull Street
	 	 	 	 
	Hartford, Connecticut 06103
	 	 	 	 
	Attention: Fixed Income Securities, H16B
	 	 	 	 
	Fax: 860-727-8024
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by Federal Funds Wire Transfer to:

J.P. Morgan Chase Bank

BNF=CIGNA Private Placements/AC=9009001802

ABA #021000021

OBI= NRP (Operating) LLC, 5.82% Series E Senior Notes due March 28, 2024, PPN 62963# AE 1

Address for Notices Related to Payments:

CIG & Co.

c/o CIGNA Investments, Inc.

Attention: Fixed Income Securities, H16B

280 Trumbull Street

Hartford, Connecticut 06103

Fax: 860-727-8024

with a copy to:

J.P. Morgan Chase Bank

14201 Dallas Parkway, 13th Floor

Dallas, Texas 75254

Attention: Karen Mote, Mail Code 300-116

Fax: 469-477-1904

Address for All Other Notices:

CIG & Co.

c/o Cigna Investments, Inc.

Attention: Fixed Income Securities, H16B

280 Trumbull Street

Hartford, Connecticut 06103

Fax: 860-727-8024

A-26-

 

Name of Nominee in which Notes are to be issued: CIG & Co.

Taxpayer I.D. Number for CIG & Co.: 13-3574027

Address for delivery of Notes:

J. P. Morgan Chase Bank

4 New York Plaza

New York, NY 10004

Attention: John Bouquet

together with Transmittal of Securities to Custodian Form that in-house counsel will provide

A-27-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	CUNA Mutual Life Insurance Company

	 	$	5,400,000	 
	c/o CUNA Mutual Insurance Society
	 	 	 	 
	5910 Mineral Point Road
	 	 	 	 
	Madison, Wisconsin 53705-4456
	 	 	 	 
	Attn: Managing Director-Investments
	 	 	 	 
	Phone: (608) 231-8255
	 	 	 	 
	Fax: (608) 236-6224
	 	 	 	 
	Email: john.petchler@cunamutual.com
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

State Street Bank

ABA 011000028

Account Name: CUNA Mutual Life Insurance Company

Account Number: Fund # ZT2A

Notices

All notices and communications with respect to payments and written confirmation of each such
payment, to be addressed as follows:

State Street Bank

801 Pennsylvania

Kansas City, MO 64105

Attn: Brian Kershner

Fax: (816) 691-5545

E-mail: bdkersh@statestreetkc.com

with a copy to:

CUNA Mutual Insurance Society

5910 Mineral Point Road

Madison, WI 53705-4456

Attn: Rosie Pope

Fax: (608) 231-8591

E-mail: rosie.pope@cunamutual.com

A-28-

 

All other notices and communications to be addressed as first provided above with a copy to:

CUNA Mutual Insurance Society

5910 Mineral Point Road

Madison, Wisconsin 53705-4456

Attention: Associate General Counsel

Telephone: (608) 231-7653

Fax: (608) 236-7653

E-Mail: steve.suleski@cunamutual.com

Name of Nominee in which Notes are to be issued: TURNSPEED + CO

Taxpayer I.D. Number: 42-0388260

Notes should be delivered to:

State Street Bank

DTC/New York Window

55 Water Street

Plaza Level — 3rd Floor

New York, New York 10041

Attn: Robert Mendez

Account: State Street Bank

A/C: CUNA Mutual Life Insurance Company

A/C Number: ZT2A

A-29-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	CUNA Mutual Insurance Society

	 	$	3,600,000	 
	5910 Mineral Point Road
	 	 	 	 
	Madison, Wisconsin 53705-4456
	 	 	 	 
	Attn: Managing Director-Investments
	 	 	 	 
	Phone: (608) 231-8255
	 	 	 	 
	Fax: (608) 236-6224
	 	 	 	 
	Email: john.petchler@cunamutual.com
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

State Street Bank

ABA 011000028

Account Name: CUNA Mutual Insurance Society

Account Number: Fund # ZT1E

Notices

All notices and communications with respect to payments and written confirmation of each such
payment, to be addressed as follows:

State Street Bank

801 Pennsylvania

Kansas City, MO 64105

Attn: Brian Kershner

Fax: (816) 691-5545

E-mail: bdkersh@statestreetkc.com

with a copy to:

CUNA Mutual Insurance Society

5910 Mineral Point Road

Madison, WI 53705-4456

Attn: Rosie Pope

Fax: (608) 231-8591

E-mail: rosie.pope@cunamutual.com

A-30-

 

All other notices and communications to be addressed as first provided above with a copy to:

CUNA Mutual Insurance Society

5910 Mineral Point Road

Madison, Wisconsin 53705-4456

Attention: Associate General Counsel

Telephone: (608) 231-7653

Fax: (608) 236-7653

E-Mail: steve.suleski@cunamutual.com

Name of Nominee in which Notes are to be issued: TURNKEYS + CO

Taxpayer I.D. Number: 39-0230590

Notes should be delivered to:

State Street Bank

DTC/New York Window

55 Water Street

Plaza Level — 3rd Floor

New York, New York 10041

Attn: Robert Mendez

Account: State Street Bank

A/C: CUNA Mutual Insurance Society

A/C Number: ZT1E

A-31-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	CUMIS Insurance Society, Inc.

	 	$	1,800,000	 
	c/o CUNA Mutual Insurance Society
	 	 	 	 
	5910 Mineral Point Road
	 	 	 	 
	Madison, Wisconsin 53705-4456
	 	 	 	 
	Attn: Managing Director-Investments
	 	 	 	 
	Phone: (608) 231-8255
	 	 	 	 
	Fax: (608) 236-6224
	 	 	 	 
	Email: john.petchler@cunamutual.com
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

State Street Bank

ABA 011000028

Account Name: CUNA Insurance Society, Inc.

Account Number: Fund # ZT1I

Notices

All notices and communications with respect to payments and written confirmation of each such
payment, to be addressed as follows:

State Street Bank

801 Pennsylvania

Kansas City, MO 64105

Attn: Brian Kershner

Fax: (816) 691-5545

E-mail: bdkersh@statestreetkc.com

with a copy to:

CUNA Mutual Insurance Society

5910 Mineral Point Road

Madison, WI 53705-4456

Attn: Rosie Pope

Fax: (608) 231-8591

E-mail: rosie.pope@cunamutual.com

A-32-

 

All other notices and communications to be addressed as first provided above with a copy to:

CUNA Mutual Insurance Society

5910 Mineral Point Road

Madison, Wisconsin 53705-4456

Attention: Associate General Counsel

Telephone: (608) 231-7653

Fax: (608) 236-7653

E-Mail: steve.suleski@cunamutual.com

Name of Nominee in which Notes are to be issued: TURNJETTY + CO

Taxpayer I.D. Number: 39-0972608

Notes should be delivered to:

State Street Bank

DTC/New York Window

55 Water Street

Plaza Level — 3rd Floor

New York, New York 10041

Attn: Robert Mendez

Account: State Street Bank

A/C: CUMIS Insurance Society

A/C Number: ZT1I

A-33-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	MEMBERS Life Insurance Company

	 	$	1,200,000	 
	c/o CUNA Mutual Insurance Society
	 	 	 	 
	5910 Mineral Point Road
	 	 	 	 
	Madison, Wisconsin 53705-4456
	 	 	 	 
	Attn: Managing Director-Investments
	 	 	 	 
	Phone: (608) 231-8255
	 	 	 	 
	Fax: (608) 236-6224
	 	 	 	 
	Email: john.petchler@cunamutual.com
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

State Street Bank

ABA 011000028

Account Name: MEMBERS Life Insurance Company

Account Number: Fund # ZT1J

Notices

All notices and communications with respect to payments and written confirmation of each such
payment, to be addressed as follows:

State Street Bank

801 Pennsylvania

Kansas City, MO 64105

Attn: Brian Kershner

Fax: (816) 691-5545

E-mail: bdkersh@statestreetkc.com

with a copy to:

CUNA Mutual Insurance Society

5910 Mineral Point Road

Madison, WI 53705-4456

Attn: Rosie Pope

Fax: (608) 231-8591

E-mail: rosie.pope@cunamutual.com

A-34-

 

All other notices and communications to be addressed as first provided above with a copy to:

CUNA Mutual Insurance Society

5910 Mineral Point Road

Madison, Wisconsin 53705-4456

Attention: Associate General Counsel

Telephone: (608) 231-7653

Fax: (608) 236-7653

E-Mail: steve.suleski@cunamutual.com

Name of Nominee in which Notes are to be issued: TURNLAUNCH + CO

Taxpayer I.D. Number: 39-1236386

Notes should be delivered to:

State Street Bank

DTC/New York Window

55 Water Street

Plaza Level — 3rd Floor

New York, New York 10041

Attn: Robert Mendez

Account: State Street Bank

A/C: MEMBERS Life Insurance Company

A/C Number: ZT1J

A-35-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	Life Insurance Company of the Southwest

	 	$	10,000,000	 
	c/o National Life Insurance Company
	 	 	 	 
	One National Life Drive
	 	 	 	 
	Montpelier, Vermont 05604
	 	 	 	 
	Attention: Private Placements
	 	 	 	 
	Fax Number: (802) 223-9332
	 	 	 	 
	E-mail: shiggins@nationallife.com
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

J.P. Morgan Chase & Co.

New York, New York 10010

ABA #021000021

Account Number 910-2-754349

Notices

All notices and communications, including notices with respect to payments and written confirmation
of each such payment, to be addressed as first provided above.

Name of Nominee in which Notes are to be issued: None

Taxpayer I.D. Number: 75-0953004

A-36-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	United of Omaha Life Insurance Company

	 	$	10,000,000	 
	Mutual of Omaha Plaza
	 	 	 	 
	Omaha, Nebraska 68175-1011
	 	 	 	 
	Attention: 4-Investment Accounting
	 	 	 	 

Payments

All principal and interest payments on or in respect of the Notes shall be made by wire transfer of
immediately available funds to:

JPMorgan Chase Bank

ABA #021000021

Private Income Processing

for credit to: United of Omaha Life Insurance Company

Account Number 900-9000200

a/c G07097

PPN: 62963# AE 1

Interest Amount:                                         

Principal Amount:                                         

Notices

All notices of payments of principal and interest, on or in respect of the Notes and written
confirmation of each such payment, corporate actions and reorganization notifications to:

JPMorgan Chase Bank

14201 Dallas Parkway, 13th Floor

Dallas, Texas 75254-2917

Attention: Income Processing — G. Ruiz

a/c: G07097

All other notices and communications (i.e., quarterly/annual reports, tax filings, modifications,
waivers regarding the indenture) to be addressed as first provided above.

Name of Nominee in which Notes are to be issued: None

Taxpayer I.D. Number: 47-0322111

A-37-

 

Notes should be forwarded to:

JPMorgan Chase Bank

4 New York Plaza

Ground Floor, Receive Window

New York, NY 10041

Attn: Account #G07097 (must include on delivery letter)

A-38-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	Protective Life Insurance Company

	 	$	10,000,000	 
	2801 Hwy 280 South
	 	 	 	 
	Birmingham, Alabama 35223-2488
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

The Bank of New York

ABA 021000018

Credit A/C#: GLA111565

A/C Name: Institutional Custody Ins., Division FFC

Custody Account #: 294412

Custody Account Name: Protective Life Insurance Company

Notices

All notices and communications to be addressed as first provided above except notices in respect of
payments and written confirmations of such payments to be addressed Attn: Investment Department —
Belinda Bradley with a copy to Back.office@protective.com.

Name of Nominee in which Notes are to be issued: HARE & CO.

Taxpayer I.D. Number: 63-0169720

Notes should be delivered to:

The Bank of New York

Window A – 3rd Floor

One Wall Street

New York, New York 10286

Cust Acct #294412

Cust Acct Name: Protective Life Insurance Company

A-39-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	Pacific Life Insurance Company
	 	 	$5,000,000	 
	700 Newport Center Drive
	 	 	$1,000,000	 
	Newport Beach, California 92660-6397
	 	 	$1,000,000	 
	Attention: Securities Department
	 	 	$1,000,000	 
	Fax Number: (949) 219-5406
	 	 	$1,000,000	 
	 
	 	 	$1,000,000	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds to:

Mellon Trust of New England

ABA #0110-0123-4

DDA 125261

Attention: MBS Income CC: 1253

A/C Name: Pacific Life General Account/PLCF1810132

Regarding: Security Description and PPN 62963# AE 1

Notices

All notices and communications to be addressed as first provided above, except notices with respect
to payments and written confirmation of each such payment, to be addressed:

Mellon Trust

Attention: Pacific Life Accounting Team

Three Mellon Bank Center

AIM #153-3610

Pittsburgh, Pennsylvania 15259

Fax Number: (412) 236-7529

and

Pacific Life Insurance Company

Attention: Securities Administration – Cash Team

700 Newport Center Drive

Newport Beach, California 92660-6397

Fax Number: (949) 640-4013

Name of Nominee in which Notes are to be issued: Mac & Co.

General Taxpayer I.D. Number: 95-1079000

A-40-

 

Notes should be sent to:

Mellon Securities Trust Company

120 Broadway, 13th Floor

New York, NY 10271

Attention: Mr. Robert Feraro (212-374-1918)

A/C Name: Pacific Life General Acct, A/C #PLCF1810132

A-41-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	American United Life Insurance Company

	 	$	4,000,000	 
	One American Square
	 	 	 	 
	Post Office Box 368
	 	 	 	 
	Indianapolis, Indiana 46206-0368
	 	 	 	 
	Attention: Michael I. Bullock, Securities
Department
	 	 	 	 
	Overnight mailing address:
	 	 	 	 
	One American Square
	 	 	 	 
	Indianapolis, Indiana 46282
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

Bank of New York

ABA #021000018

CREDIT A/C # GLA111566

A/C Name: Institutional Custody Insurance Division

FFC Custody #: 186683

Custody Name: American United Life Insurance Co.

RE: CUSIP #62963# AE 1

Notices

All notices and communications, including notices with respect to payments and written confirmation
of each such payment, to be addressed as first provided above.

Name of Nominee in which Notes are to be issued: None

Taxpayer I.D. Number: 35-0145825

Notes to be delivered to:

Bank of New York

Attention: Arnold Musella, Free Receive

One Wall Street, 3rd Floor, Window A

New York, NY 10286

Re: American United Life #186683

A-42-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	The State Life Insurance Company

	 	$	2,500,000	 
	c/o American United Life Insurance Company
	 	 	 	 
	Post Office Box 368
	 	 	 	 
	Indianapolis, Indiana 46206-0368
	 	 	 	 
	Attention: Michael I. Bullock,
Securities Department
	 	 	 	 
	Overnight Mailing Address:
	 	 	 	 
	One American Square
	 	 	 	 
	Indianapolis, Indiana 46282
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

Bank of New York

ABA #021000018

CREDIT A/C # GLA111566

A/C Name: Institutional Custody Insurance Division

FFC Custody #: 343761

Custody Name: The State Life Insurance Co.

RE: CUSIP #62963# AE 1

Notices

All
notices and communications, including notices with respect to payments and written confirmation
of each such payment, to be addressed as first provided above.

Name of Nominee in which Notes are to be issued: None

Taxpayer I.D. Number: 35-0684263

Notes to be delivered to:

Bank of New York

Attention: Arnold Musella, Free Receive

Trust Securities

One Wall Street, 3rd Floor, Window A

New York, NY 10286

Re: The State Life Insurance Co. c/o American United Life Insurance Company, Account #343761

A-43-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	Farm Bureau Mutual Insurance Company
 of Michigan

	 	$	2,500,000	 
	c/o American United Life Insurance Company
	 	 	 	 
	Post Office Box 368
	 	 	 	 
	Indianapolis, Indiana 46206-0368
	 	 	 	 
	Attention: Michael I. Bullock, Securities
Department
	 	 	 	 
	Overnight Mailing Address:
	 	 	 	 
	One American Square
	 	 	 	 
	Indianapolis, Indiana 46282
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

Comerica Bank/Trust Operations

AC: 21585-98530

BNF: Farm Bureau Mutual Insurance Company of Michigan

AC: 01 100 0312132

BBI: Trade Settlement (313) 222-4757

Bank Routing Number: 0720-0009-6

Notices

All notices and communications to be addressed as first provided above, except notices with respect
to payments and written confirmation of each such payment, to be addressed:

Farm Bureau Mutual Insurance Company of Michigan

P.O. Box 30400

Lansing, Michigan 48909

Attn: Steve Harkness

Name of Nominee in which Notes are to be issued: None

Taxpayer I.D. Number: 38-1316179

A-44-

 

Notes should be forwarded to:

Comerica Bank

Trust Division

411 West Lafayette

Detroit, Michigan 48226

Attention: Dan Molnar, Vice President (313) 222-7946

Reference: Farm Bureau Mutual Insurance Company of Michigan

Account #011000312132

A-45-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	American Equity Investment Life Insurance Company

	 	$	8,000,000	 
	5000 Westown Parkway, Suite 440
	 	 	 	 
	West Des Moines, Iowa 50266
	 	 	 	 
	Attention: Investment Department - Private Placements
	 	 	 	 
	Telephone: (515) 221-0002
	 	 	 	 
	Facsimile: (515) 221-0329
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

State Street Bank & Trust Company

ABA #011000028

Account #00076026, Income Collection

BNF — BEV3

CUSIP/PPN: 62963# AE 1

Security Description: NRP (Operating) LLC, 5.82% Series E Senior Notes due March 28, 2024

Principal, Interest, Premium Breakdown:                     

Notices

All notices and communications, including notices with respect to payments and written confirmation
of each such payment, to be addressed as first provided above with a copy addressed: Attention:
Asset Administration.

Name of Nominee in which Notes are to be issued: CHIMEFISH & CO

Taxpayer I.D. Number: 65-1186810

A-46-

 

Notes to be delivered to:

DTCC/New York Window

Plaza Level

55 Water Street

New York, NY 10041

Attention: Robert Mendez

For the account of State Street, Account # BEV3

CUSIP/PPN: 62963# AE 1

Security Description: NRP (Operating) LLC, 5.82% Series E Senior Notes due March 28, 2024

A-47-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	State of Wisconsin Investment Board

	 	$	6,000,000	 
	121 East Wilson Street
	 	 	 	 
	Madison, Wisconsin 53703
	 	 	 	 
	Attention: Portfolio Manager, Private Markets Group-Wisconsin Private Debt Portfolio
	 	 	 	 

Payments

All payments are to be made on or before 11:00 a.m. local time on each payment date in immediately
available funds to:

ABA #011-00-1234 (Mellon)

For credit to the State of Wisconsin Investment Board

DDA #064300

Attn: MBS Income cc: 1195

For: SWIB Wis. Private Debt, SWBF0335002, National Resource Partners

CUSIP No. 62963# AE 1

With notice of payment, including a message as to the source (identifying the security by
name and CUSIP number) and application of funds, copy of notice of payment to:

Ms. Cindy Griffin

Accounting Supervisor

State of Wisconsin Investment Board

121 East Wilson Street

P. O. Box 7842

Madison, Wisconsin 53707-7842

Phone: (608) 266-9136

Fax: (608) 266-2436

Address for notices other than confirmation of payment is:

Postal Address

State of Wisconsin Investment Board

121 East Wilson Street

P. O. Box 7842

Madison, Wisconsin 53707-7842

Attention:      Portfolio Manager, Private
Markets Group-Wisconsin Private Debt Portfolio

A-48-

 

Street Address

State of Wisconsin Investment Board

121 East Wilson Street

Madison, Wisconsin 53703

Attention:      Portfolio Manager, Private
Markets Group-Wisconsin Private Debt Portfolio

Name of Nominee in which Notes are to be issued: None

Taxpayer I.D. Number: 39-6006423

The Notes should be forwarded to:

Ms. Cindy Griffin

Accounting Supervisor

State of Wisconsin Investment Board

121 East Wilson Street

P. O. Box 7842

Madison, Wisconsin 53707-7842

Phone: (608) 266-9136

Fax: (608) 266-2436

A-49-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	Bankers Life and Casualty Company

	 	$	3,000,000	 
	c/o 40|86 Advisors
	 	 	 	 
	535 N. College Drive
	 	 	 	 
	Carmel, Indiana 46032
	 	 	 	 
	Attention: John Nasser
	 	 	 	 
	Telephone: (317) 817-6069 
	 	 	 	 
	Facsimile: (317) 817-2589 
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

The Bank of New York

ABA# 021000018

BNF: IOC566

Attn: P&I Department (Purisima Teylan)

Ref: Bankers Life and Casualty Co., A/C #0000014814, CUSIP 62963# AE 1

Notices

All notices and communications, including notices with respect to payment and written confirmation
of each such payment to be addressed as first provided above.

Name of Nominee in which Notes are to be issued: Hare & Co.

Taxpayer I.D. Number: 36-0770740

Securities should be delivered to:

40/86 Advisors, Inc.

535 N. College Drive

Carmel, IN 46032

Attn: John K. Nasser

A-50-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	Conseco Life Insurance Company

	 	$	500,000	 
	c/o 40|86 Advisors
	 	 	 	 
	535 N. College Drive
	 	 	 	 
	Carmel, Indiana 46032
	 	 	 	 
	Attention: John Nasser
	 	 	 	 
	Telephone: (317) 817-6069 
	 	 	 	 
	Facsimile: (317) 817-2589 
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

The Bank of New York

ABA# 021000018

BNF: IOC566

Attn: P&I Department (Purisima Teylan)

Ref: Conseco Life Insurance Co., Acct# 0000232471, CUSIP 62963# AE 1

Notices

All notices and communications, including notices with respect to payment and written confirmation
of each such payment to be addressed as first provided above.

Name of Nominee in which Notes are to be issued: Hare & Co.

Taxpayer I.D. Number: 04-2299444

Securities should be delivered to:

40/86 Advisors, Inc.

535 N. College Drive

Carmel, IN 46032

Attn: John K. Nasser

A-51-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	Conseco Senior Health Insurance Company

	 	$	500,000	 
	c/o 40|86 Advisors
	 	 	 	 
	535 N. College Drive
	 	 	 	 
	Carmel, Indiana 46032 
	 	 	 	 
	Attention: John Nasser
	 	 	 	 
	Telephone: (317) 817-6069 
	 	 	 	 
	Facsimile: (317) 817-2589 
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

The Bank of New York

ABA# 021000018

BNF: IOC566

Attn: P&I Department (Purisima Teylan)

Ref: Conseco Senior Health Insurance Co., Acct# 0000005068, CUSIP 62963# AE 1

Notices

All notices and communications, including notices with respect to payment and written confirmation
of each such payment to be addressed as first provided above.

Name of Nominee in which Notes are to be issued: Hare & Co.

Taxpayer I.D. Number: 23-0704970

Securities should be delivered to:

40/86 Advisors, Inc.

535 N. College Drive

Carmel, IN 46032

Attn: John K. Nasser

A-52-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	Conseco Health Insurance Company

	 	$	500,000	 
	c/o 40|86 Advisors
	 	 	 	 
	535 N. College Drive
	 	 	 	 
	Carmel, Indiana 46032
	 	 	 	 
	Attention: John Nasser
	 	 	 	 
	Telephone: (317) 817-6069
	 	 	 	 
	Facsimile: (317) 817-2589
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

The Bank of New York

ABA# 021000018

BNF: IOC566

Attn: P&I Department (Purisima Teylan)

Ref: Conseco Health Insurance Co., Acct# 0000005070, CUSIP 62963# AE 1

Notices

All notices and communications, including notices with respect to payment and written confirmation
of each such payment to be addressed as first provided above.

Name of Nominee in which Notes are to be issued: Hare & Co.

Taxpayer I.D. Number: 34-1083130

Securities should be delivered to:

40/86 Advisors, Inc.

535 N. College Drive

Carmel, IN 46032

Attn: John K. Nasser

A-53-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	Washington National Insurance Company

	 	$	500,000	 
	c/o 40|86 Advisors
	 	 	 	 
	535 N. College Drive
	 	 	 	 
	Carmel, Indiana 46032
	 	 	 	 
	Attention: John Nasser
	 	 	 	 
	Telephone: (317) 817-6069
	 	 	 	 
	Facsimile: (317) 817-2589
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

The Bank of New York

ABA# 021000018

BNF: IOC566

Attn: P&I Department (Purisima Teylan)

Ref: Washington National Insurance Co., Acct# 0000379363, CUSIP 62963# AE 1

Notices

All notices and communications, including notices with respect to payment and written confirmation
of each such payment to be addressed as first provided above.

Name of Nominee in which Notes are to be issued: Hare & Co.

Taxpayer I.D. Number: 36-1933760

Securities should be delivered to:

40/86 Advisors, Inc.

535 N. College Drive

Carmel, IN 46032

Attn: John K. Nasser

A-54-

 

	 	 	 	 	 
	 	 	Principal Amount of Series E Notes
	Name and Address of Purchaser	 	to be Purchased
	EquiTrust Life Insurance Company

	 	$	2,000,000	 
	c/o FBL Financial Group, Inc.
	 	 	 	 
	5400 University Avenue
	 	 	 	 
	West Des Moines, Iowa 50266-5997
	 	 	 	 
	Attention: Securities Department
	 	 	 	 

Payments

All payments on or in respect of the Notes to be by bank wire transfer of Federal or other
immediately available funds (identifying each payment as “NRP (Operating) LLC, 5.82% Series E
Senior Notes due March 28, 2024, PPN 62963# AE 1, principal, premium or interest”) to:

JP Morgan Chase Bank

ABA #021000021

Reference: G10559

A/C #9009002859

With sufficient information (including issuer, PPN number, interest rate, maturity and
whether payment is of principal, premium, or interest) to identify the source and
application of such funds.

Notices

All notices and communications with respect to payments and written confirmation of each such
payment, to be addressed:

FBL Financial Group, Inc.

5400 University Avenue

West Des Moines, Iowa 50266

Attention: Herman L. Riva, CFA, Senior Portfolio Manager

Telephone: (515) 226-6764

Fax: (515) 225-4653

All other notices and communications to be addressed as first provided above.

Name of Nominee in which Notes are to be issued: Cudd & Co.

Taxpayer I.D. Number: 42-1468417

A-55-

 

Notes should be forwarded to:

JPMorgan Chase Bank

4 New York Plaza

Ground Floor Window

New York, NY 10005

Attn: Account #G10559

with a copy to your contact at Farm Bureau Life Insurance Company

A-56-

 

Supplemental Representations

     The Company represents and warrants to each Purchaser that except as hereinafter set forth in
this Exhibit A, each of the representations and warranties set forth in Section 5 of the Note
Purchase Agreements is true and correct as of the date hereof with respect to the Series E Notes
with the same force and effect as if each reference to “Series A, B or C Notes” set forth therein
was modified to refer the “Series E Notes” and each reference to “this Agreement” therein was
modified to refer to the Note Purchase Agreements as supplemented by the First Supplement dated
July 19, 2005 and by the Second Supplement (the First Supplement and the Second Supplement being
referred to, collectively, as the “Supplements”). The Section references hereinafter set forth
correspond to the similar sections of the Note Purchase Agreements which are supplemented hereby:

     Section 5.3. Disclosure. The Company, through its agent, SPP Capital Partners, LLC and BB&T
Capital Markets Inc., has delivered to each Purchaser a copy of a Confidential Direct Private
Placement Memorandum dated February 2007 (the “Memorandum”), relating to the transactions
contemplated by the Second Supplement. The Note Purchase Agreements, the Memorandum, the documents,
certificates or other writings delivered to each Purchaser by or on behalf of the Company in
connection with the transactions contemplated by the Note Purchase Agreements and the Second
Supplement and the financial statements listed in Schedule 5.5 to the Second Supplement, taken as a
whole, do not contain any untrue statement of a material fact or omit to state any material fact
necessary to make the statements therein not misleading in light of the circumstances under which
they were made. Since December 31, 2006, there has been no change in the financial condition,
operations, business, properties or prospects of the Company or any Subsidiary except changes that
individually or in the aggregate could not reasonably be expected to have a Material Adverse
Effect.

     Section 5.4. Organization and Ownership of Shares of Subsidiaries. (a) Schedule 5.4 to the
Second Supplement contains (except as noted therein) complete and correct lists of the
Subsidiaries, showing, as to each Subsidiary, the correct name thereof, the jurisdiction of its
organization, and the percentage of shares of each class of its capital stock or similar equity
interests outstanding owned by the Company and each other Subsidiary.

     Section 5.13. Private Offering by the Company. Neither the Company nor anyone acting on its
behalf has offered the Series E Notes or any similar securities for sale to, or solicited any offer
to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any
Person other than the Purchasers and not more than 50 other Institutional Investors, each of which
has been offered the Series E Notes at a private sale for investment. Neither the Company nor
anyone acting on its behalf has taken, or will take, any action that would subject the issuance or
sale of the Notes to the registration requirements of Section 5 of the Securities Act.

     Section 5.14. Use of Proceeds; Margin Regulations. The Company will apply the proceeds of the
sale of the Series E Notes as set forth in Section I.C. (Transaction Summary) of the Memorandum.
No part of the proceeds from the sale of the Series E Notes pursuant to the Second Supplement will
be used, directly or indirectly, for the purpose of buying or carrying any margin stock within the
meaning of Regulation U of the Board of Governors of the Federal

Exhibit A

(to Supplement)

 

 

Reserve System (12 CFR 222), or for the purpose of buying or carrying or trading in any securities
under such circumstances as to involve the Company in a violation of Regulation X of said Board (12
CFR 224) or to involve any broker or dealer in a violation of Regulation T of said Board (12 CFR
220). Margin stock does not constitute more than 1.00% of the value of the consolidated assets of
the Company and its Subsidiaries and the Company does not have any present intention that margin
stock will constitute more than 1.00% of the value of such assets. As used in this Section, the
terms “margin stock” and “purpose of buying or carrying” shall have the meanings assigned to them
in said Regulation U.

     Section 5.15. Existing Debt; Future Liens. (a) Schedule 5.15 to the Second Supplement sets
forth a complete and correct list of all outstanding Debt of the Company and the Subsidiaries as of
December 31, 2006 since which date there has been no Material change in the amounts, interest
rates, sinking funds, installment payments or maturities of the Debt of the Company or the
Subsidiaries. Neither the Company nor any Subsidiary is in default and no waiver of default is
currently in effect, in the payment of any principal or interest on any Debt of the Company or such
Subsidiary and no event or condition exists with respect to any Debt of the Company or any
Subsidiary that would permit (or that with notice or the lapse of time, or both, would permit) one
or more Persons to cause such Debt to become due and payable before its stated maturity or before
its regularly scheduled dates of payment.

     Section 5.16. Foreign Assets Control Regulations, Etc. (a) Neither the sale of the Series E
Notes by the Company hereunder nor its use of the proceeds thereof will violate the Trading with
the Enemy Act, as amended, or any of the foreign assets control regulations of the United States
Treasury Department (31 CFR, Subtitle B, Chapter V, as amended) or any enabling legislation or
executive order relating thereto.

     (b) Neither the Company nor any Subsidiary (i) is a Person described or designated in the
Specially Designated Nationals and Blocked Persons List of the Office of Foreign Assets Control or
in Section 1 of the Anti-Terrorism Order or (ii) engages in any dealings or transactions with any
such Person. The Company and its Subsidiaries are in compliance, in all material respects, with
the USA Patriot Act.

     (c) No part of the proceeds from the sale of the Series E Notes hereunder will be used,
directly or indirectly, for any payments to any governmental official or employee, political party,
official of a political party, candidate for political office, or anyone else acting in an official
capacity, in order to obtain, retain or direct business or obtain any improper advantage, in
violation of the United States Foreign Corrupt Practices Act of 1977, as amended, assuming in all
cases that such Act applies to the Company.

     As used in this Section 5.16, “Anti-Terrorism Order” means Executive Order No. 13,224 of
September 24, 2001, Blocking Property and Prohibiting Transactions with Persons Who Commit,
Threaten to Commit or Support Terrorism, 66 U.S. Fed. Reg. 49, 079 (2001), as amended; and “USA
Patriot Act” means United States Public Law 107-56, Uniting and Strengthening America by Providing
Appropriate Tools Required to Intercept and Obstruct
Terrorism (USA PATRIOT ACT) Act of 2001, as amended from time to time, and the rules and
regulations promulgated thereunder from time to time in effect.

A-2

(to Supplement)

 

 

[Form of Series E Note]

NRP (Operating) LLC

5.82% Senior Note, Series E Due March 28, 2024

 

			
	No. R[___]– [                    ]
	 	[Date]
	$[                                        ]
	 	PPN 62963# AE1

     For Value Received, the undersigned, NRP (Operating) LLC (herein called the
“Company”), a limited liability company organized and existing under the laws of the State of
Delaware, hereby promises to pay to [                                        ], or registered assigns, the principal sum of
[                                        ] Dollars on March 28, 2024, with interest (computed on the basis of a
360-day year of twelve 30-day months) (a) on the unpaid balance thereof at the rate of 5.82% per
annum from the date hereof, payable semi-annually, on the 28th day of March and September
in each year, commencing with the March or September next succeeding the date hereof, until
the principal hereof shall have become due and payable, and (b) to the extent permitted by law on
any overdue payment (including any overdue prepayment) of principal, any overdue payment of
interest and any overdue payment of any Make-Whole Amount (as defined in the Supplement referred to
below), payable semi-annually, as aforesaid (or, at the option of the registered holder hereof, on
demand), at a rate per annum from time to time equal to the greater of (i) 7.82% or (ii) 2% over
the rate of interest publicly announced by Citibank, N.A. from time to time in New York, New York
as its “base” or “prime” rate.

     Payments of principal of, interest on and any Make-Whole Amount with respect to this Note are
to be made in lawful money of the United States of America at Citibank, N.A. or at such other place
as the Company shall have designated by written notice to the holder of this Note as provided in
the Note Purchase Agreements referred to below.

     This Note is one of a series of Senior Notes (herein called the “Notes”) issued pursuant to
that certain Second Supplement dated as of March 28, 2007 (as from time to time amended
and supplemented, the “Supplement”) to Note Purchase Agreements, dated as of June 19, 2003, as from
time to time amended and supplemented, between the Company and the respective Purchasers named
therein and is entitled to the benefits thereof. Each holder of this Note will be deemed, by its
acceptance hereof, (i) to have agreed to the confidentiality provisions set forth in Section 20 of
the Note Purchase Agreements (as defined in the Supplement) and (ii) to have made the
representation set forth in Section 6.2 of the Note Purchase Agreements (as defined in the
Supplement).

     This Note is a registered Note and, as provided in the Note Purchase Agreements, upon
surrender of this Note for registration of transfer, duly endorsed, or accompanied by a written
instrument of transfer duly executed, by the registered holder hereof or such holder’s attorney
duly authorized in writing, a new Note for a like principal amount will be issued to, and
registered in the name of, the transferee. Prior to due presentment for registration of transfer,
the Company may treat the person in whose name this Note is registered as the owner hereof for the

Exhibit 1

(to Supplement)

 

 

purpose of receiving payment and for all other purposes, and the Company will not be affected
by any notice to the contrary.

     The Company will make required prepayments of principal on the dates and in the amounts
specified in the Supplement. This Note is also subject to optional prepayment, in whole or from
time to time in part, at the times and on the terms specified in the Supplement, but not otherwise.

     If an Event of Default, as defined in the Note Purchase Agreements, occurs and is continuing,
the principal of this Note may be declared or otherwise become due and payable in the manner, at
the price (including any applicable Make-Whole Amount (as defined in the Supplement)) and with the
effect provided in the Note Purchase Agreements.

     This Note is guaranteed pursuant to the Subsidiary Guarantee dated June 19, 2003 as, from time
to time, supplemented and amended.

     This Note shall be construed and enforced in accordance with, and the rights of the parties
shall be governed by, the law of the State of New York excluding choice-of-law principles of law of
such State that would require the application of the laws of a jurisdiction other than such State.

	 	 	 	 	 	 	 
	 	 	NRP (Operating) LLC	 	 
	 
	 	 	 	 	 	 
	 

	 	By	 	 	 	 
	 

	 	 	 	 	 	 
	 

	 	 	 	[Title]	 	 

1-2

(to Supplement)

 

 

Amortization of Series E Notes

	 	 	 
	Date of Principal Payment	 	Amount of Principal Payment
	March 28, 2010
	 	$15,000,000
	March 28, 2011
	 	$15,000,000
	March 28, 2012
	 	$15,000,000
	March 28, 2013
	 	$15,000,000
	March 28, 2014
	 	$15,000,000
	March 28, 2015
	 	$15,000,000
	March 28, 2016
	 	$15,000,000
	March 28, 2017
	 	$15,000,000
	March 28, 2018
	 	$15,000,000
	March 28, 2019
	 	$15,000,000
	March 28, 2020
	 	$15,000,000
	March 28, 2021
	 	$15,000,000
	March 28, 2022
	 	$15,000,000
	March 28, 2023
	 	$15,000,000

Schedule 5

(to Supplement)

 

 

Subsidiaries and Affiliates

(i) Subsidiaries of the Company

	 	 	 	 	 
	 	 	 	 	Ownership by
	Subsidiary	 	Jurisdiction	 	the Company
	WPP LLC
	 	Delaware
	 	100%
	ACIN LLC
	 	Delaware
	 	100%
	WBRD LLC
	 	Delaware
	 	100%
	Hod LLC
	 	Delaware
	 	100%
	Shepard Boone Coal Company LLC
	 	Delaware
	 	100%
	Williamson Transport LLC
	 	Delaware
	 	100%
	Little River Transport LLC
	 	Delaware
	 	100%
	Independence Land Company, LLC
	 	Delaware
	 	100%
	Gatling Mineral, LLC
	 	Delaware
	 	100%

(ii) Affiliates of the Company

Natural Resource Partners L.P.

NRP (GP) LP

GP Natural Resource Partners LLC

Western Pocahontas Properties Limited Partnership

Great Northern Properties Limited Partnership

New Gauley Coal Corporation

Robertson Coal Management LLC

NRP Investment L.P.

Adena Minerals, LLC

(iii)Senior Officers of the Company

	 	 	 	 	 
	Nick Carter

	 	—
	 	President and Chief Operating Officer
	Dwight Dunlap

	 	—
	 	Chief Financial Officer and Treasurer
	Kevin Wall

	 	—
	 	Vice President and Chief Engineer
	Wyatt Hogan

	 	—
	 	Vice President, General Counsel and Secretary
	Kevin Craig

	 	—
	 	Vice President-Business Development
	Ken Hudson

	 	—
	 	Controller

Schedule 5.4

(to Supplement)

 

 

Financial Statements Provided to Purchasers

Natural Resource Partners L.P.

     Annual Financial Statements for the years ended December 31, 2004, 2005 and 2006

Schedule 5.5

(to Supplement)

 

 

Existing Debt

	1.	 	$214,000,000 principal under Revolving Loan Credit Agreement dated October 29, 2004, as
amended by the First Amendment thereto dated as of November 19, 2005 and as further amended by
the Second Amendment thereto dated as of March 2, 2007 but effective as of July 19, 2005.
	 
	2.	 	$50,100,000 principal of 5.55% Series A Senior Notes, due June 19, 2023.
	 
	3.	 	$61,850,000 principal of 4.91% Series B Senior Notes, due June 19, 2018.
	 
	4.	 	$35,000,000 principal of 5.55% Series C Senior Notes, due June 19, 2013.
	 
	5.	 	$100,000,000 principal amount of 5.05% Series D Senior Notes, due July 19, 2020

Schedule 5.15

(to Supplement)

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