Document:

Exhibit 4.16

 

ANNEX 1

 

RDA TECHNOLOGIES LIMITED

 

CORTEX-A5 UP / CORTEX-A5MP / CORTEX-A5 FPU / CORTEX-A5 NEON

 

	
TLA Number
    	
 
    	
LEC-TLA-547
    
	
Legal Counsel
    	
 
    	
AF
    
	
Annex Effective Date
    	
 
    	
9 February 2012
    

 

This Annex 1, when signed by both parties, shall form part of and be incorporated into the Technology Licence Agreement (“TLA”) between the parties (document reference as identified in the table above). Solely for the purposes of interpretation of the TLA with respect to this Annex 1, to the extent that the provisions contained in this Annex 1 conflict with any of the provisions of the TLA the provisions contained in this Annex 1 shall prevail over and shall supersede the conflicting provisions in the TLA.

 

1

 

SECTION 1 — ARM TECHNOLOGY

 

SECTION 1.1 — CORTEX-A5 UP

 

PART A TECHNICAL REFERENCE DOCUMENTS

 

Section 1

 

Technical Reference Manuals

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
Technical   Reference Manual - PDF
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Technical   Reference Manual - FrameMaker
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Errata   List
    	
 
    	
N
    	
 
    	
Within ten working days of   Annex Effective Date
    
	
***
    	
 
    	
Supplementary   Datasheet
    	
 
    	
N
    	
 
    	
Within ten working days of   Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DAP Lite Errata List - PDF
    	
 
    	
N
    	
 
    	
Within ten working days of   Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DAP Lite TRM - FrameMaker
    	
 
    	
D
    	
 
    	
Within ten working days of   Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DAP Lite TRM - PDF
    	
 
    	
N
    	
 
    	
Within ten working days of   Annex Effective Date
    

 

Section 2

 

Architecture Documentation

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
ARMv7-A   -R Architecture Reference Manual
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
ARMv7-AR   Debug Supporting Documentation
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
ARMv7-A   -R Architecture Errata List
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
ARMv7-A   -R Architecture Release Note
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

PART B IMPLEMENTATION & INTEGRATION

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
Release   Notes
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Configuration   and Signoff Guide
    	
 
    	
D,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Integration   Manual - PDF
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Integration   Manual - FrameMaker
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DAP Lite Release Note - PDF
    	
 
    	
D,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   Generic Components IG - PDF
    	
 
    	
D,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

2

 

PART C VERILOG MODELS

 

Section 1 Synthesizable RTL

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
Synthesizable   Verilog RTL
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
APB   Access Port Verilog RTL
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
APBMUX   for DAP Verilog RTL
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Serial   Wire JTAG dualmode Debug Port RTL
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DAP Lite Verilog RTL
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

Section 2 Implementation Scripts

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
Synopsys   Reference Implementation Flow
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Cadence   Reference Implementation Flow
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DAP Lite LEC Formality
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DAP Lite LEC Conformal
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DAP Lite Synthesis Scripts
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

Section 3 IP Description

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
IP-XACT   Description
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

PART D RTL TEST BENCHES

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
RAM   Integration Test Bench
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Vector   Capture and Replay Test Bench
    	
 
    	
D,M,T,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

N/A

 

PART E AVS

 

N/A

 

3

 

PART F FUNCTIONAL TEST VECTORS

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
CoreSight   DAP Functional CRF
    	
 
    	
D,M,T,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

PART G FUNCTIONAL & INTEGRATION TEST

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
Portable   Functional Test Source
    	
 
    	
D,M,T,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Portable   Maximum Power Test Source
    	
 
    	
D,M,T,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Portable   Power Indicative Test Source
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Integration   Kit
    	
 
    	
D,M,T,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

PART H MODELS

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
DSM   Synopsys VCS Verilog Solaris
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   Synopsys VCS Verilog Linux
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   Synopsys VCS Verilog Solaris 64bit
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   Synopsys VCS Verilog Linux AMD 64bit
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   ModelSim Verilog Solaris
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   ModelSim Verilog Linux
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   ModelSim Verilog Solaris 64bit
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   ModelSim Verilog Linux AMD 64bit
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   NC Verilog Solaris
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   NC Verilog Linux
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   NC Verilog Solaris 64bit
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   NC Verilog Linux AMD 64bit
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

PART I TECHNICAL NOTES

 

ISA is ARMv7A

 

Memory Architecture is Harvard

 

Pipeline length is 8 stages

 

4

 

SECTION 1.2 - CORTEX-A5 MP

 

PART A TECHNICAL REFERENCE DOCUMENTS

 

Section 1

 

Technical Reference Manuals

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
Technical   Reference Manual - PDF
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Technical   Reference Manual - FrameMaker
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Errata   List
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Supplementary   Datasheet
    	
 
    	
D,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DAP Lite Errata List - PDF
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DAP Lite TRM - FrameMaker
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DAP Lite TRM - PDF
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

Section 2

 

Architecture Documentation

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
ARMv7-A   -R Architecture Reference Manual
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
ARMv7-AR   Debug Supporting Documentation
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
ARMv7-A   -R Architecture Errata List
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
ARMv7-A   -R Architecture Release Note
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

PART B IMPLEMENTATION & INTEGRATION

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
Release   Notes
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Configuration   and Signoff Guide
    	
 
    	
D,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Integration   Manual - PDF
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Integration   Manual - FrameMaker
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DAP Lite Release Note - PDF
    	
 
    	
D,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   Generic Components IG - PDF
    	
 
    	
D,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

5

 

PART C VERILOG MODELS

 

Section 1 Synthesizable RTL

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
Synthesizable   Verilog RTL
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
APB   Access Port Verilog RTL
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
APBMUX   for DAP Verilog RTL
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Serial   Wire JTAG dualmode Debug Port RTL
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DAP Lite Verilog RTL
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

Section 2 Implementation Scripts

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
Synopsys   Reference Implementation Flow
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Cadence   Reference Implementation Flow
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DAP Lite LEC Formality
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DAP Lite LEC Conformal
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DAP Lite Synthesis Scripts
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

Section 3 IP Description

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
IP-XACT   Description
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

PART D RTL TEST BENCHES

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
RAM   Integration Test Bench
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Vector   Capture and Replay Test Bench
    	
 
    	
D,M,T,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

N/A

 

PART E AVS

 

N/A

 

6

 

PART F FUNCTIONAL TEST VECTORS

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
CoreSight   DAP Functional CRF
    	
 
    	
D,M,T,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

PART G FUNCTIONAL & INTEGRATION TEST

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
Portable   Functional Test Source
    	
 
    	
D,M,T,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Portable   Maximum Power Test Source
    	
 
    	
D,M,T,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Portable   Power Indicative Test Source
    	
 
    	
D,M,T,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Integration   Kit
    	
 
    	
D,M,T,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

PART H MODELS

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure
   Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
DSM   Synopsys VCS Verilog Solaris
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   Synopsys VCS Verilog Linux
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   Synopsys VCS Verilog Solaris 64bit
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   Synopsys VCS Verilog Linux AMD 64bit
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   ModelSim Verilog Solaris
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   ModelSim Verilog Linux
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   ModelSim Verilog Solaris 64bit
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   ModelSim Verilog Linux AMD 64bit
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   NC Verilog Solaris
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   NC Verilog Linux
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   NC Verilog Solaris 64bit
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   NC Verilog Linux AMD 64bit
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

7

 

PART I TECHNICAL NOTES

 

ISA is ARMv7A

 

Memory Architecture is Harvard

 

Pipeline length is 8 stages

 

SECTION 1.3 - CORTEX-A5 MPE NEON

 

PART A TECHNICAL REFERENCE DOCUMENTS

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
Release   Notes
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Technical   Reference Manual - PDF
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Technical   Reference Manual - FrameMaker
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Errata   List
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

PART B IMPLEMENTATION & INTEGRATION

 

N/A

 

PART C VERILOG MODELS

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
Synthesizable   Verilog RTL
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

PART D RTL VALIDATION AND VERIFICATION

 

N/A

 

PART E AVS

 

N/A

 

PART F FUNCTIONAL TEST VECTORS

 

N/A

 

8

 

PART G FUNCTIONAL & INTEGRATION TEST

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
Portable   Functional Test Source
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

SECTION 1.4 - CORTEX-A5 FPU

 

PART A TECHNICAL REFERENCE DOCUMENTS

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
Release   Notes
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Technical   Reference Manual - PDF
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Technical   Reference Manual - FrameMaker
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Errata   List
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

PART B IMPLEMENTATION & INTEGRATION

 

N/A

 

PART C VERILOG MODELS

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
Synthesizable   Verilog RTL
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

PART D RTL VALIDATION AND VERIFICATION

 

N/A

 

PART E AVS

 

N/A

 

PART F FUNCTIONAL TEST VECTORS

 

N/A

 

9

 

PART G FUNCTIONAL & INTEGRATION TEST

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure Rights
    	
 
    	
Delivery Date
    
	
***
    	
 
    	
Portable   Functional Test Source
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    

 

10

 

SECTION 2 - LICENCE AND SPECIAL CONDITIONS

 

A.                                   Definitions

 

A.1                            “Architecture” means the architecture identified in Section 1 Parts I of this Annex 1.

 

A.2                            “Architecture Documentation” means the architecture documentation identified in Section 1 Parts A Section 2 of this Annex 1.

 

A.3                            “ARM Compliant Core” means

 

(1)                                with respect to the Cortex-A5MP Core, subsystem as described and identified in the Technical Reference Manual in Section 1.1 of this Annex 1 and which;

 

(i)                                    contains up to a maximum of four (4) integer CPUs, each of which;

 

(a)                       executes each and every instruction in the ARM Instruction Set;

 

(b)                       executes no additional instructions to those contained in the ARM Instruction Set;

 

(c)                        executes all instructions at an identical rate of cycles per instruction (“CPI”) to that specified in the Technical Reference Manual;

 

(d)                       exhibits the Architecture;

 

(e)                        exhibits the Pipeline Length; and

 

(f)                         is Single Issue;

 

(ii)                                 implements the programmer’s model as identified in the Technical Reference Manual;

 

(iii)                              runs and passes the Functional and Integration Test;

 

(iv)                             implements the snoop control unit which controls data cache coherence in the manner described in the Technical Reference Manual;

 

(viii)                       integrates the local peripheral, interrupt control and dispatch blocks as described in the Technical Reference Manual; and

 

(ix)                             has been verified in accordance with the provisions of Section 3 of this Annex 1.

 

or

 

(2)                                with respect to the Cortex-A5UP Core, means the microprocessor core as described and identified in the Technical Reference Manual in Section 1.2 of this Annex 1 and which;

 

(i)                  executes each and every instruction in the ARM Instruction Set;

 

(ii)               executes no additional instructions to those contained in the ARM Instruction Set;

 

(iii)            exhibits the Architecture;

 

(iv)           exhibits the Pipeline Length;

 

(v)              is Single Issue;

 

(vi)           executes all instructions at an identical rate of cycles per instruction (“CPI”) to that specified in the Technical Reference Manual;

 

(vii)        implements the programmer’s model as identified in the Technical Reference Manual;

 

(viii)     runs and passes the Functional and Integration Test; and

 

11

 

(ix)      has been verified in accordance with the provisions of Section 3 of this Annex 1.

 

A.4                            “ARM Compliant Product” means any product designed by or for LICENSEE which has at a minimum an ARM Compliant Core and may also have either a Cortex-A5 FPU or Cortex-A5 NEON.

 

A.5                            Intentionally blank.

 

A.6                            “ARMv7 Instruction Set” means the ARMv7A application processor instruction sets as described in the Architecture Documentation.

 

A.7                            “ARM Instruction Set” means the instruction set identified in Section 1 Parts I of this Annex 1.

 

A.8                            “Cortex-A5 MP Core” means the Cortex-A5 MP core as described and identified in the Technical Reference Manual in Section 1.2 of this Annex 1.

 

A.9                            “Cortex-A5 UP Core” means the Cortex-A5 MP core as described and identified in the Technical Reference Manual in Section 1.1 of this Annex 1.

 

A.10                     “Cortex-A5 NEON” means the Cortex-A5 NEON as described and identified in the Technical Reference Manual in Section 1.3 of this Annex 1.

 

A.11                     “Cortex-A5 FPU” means the Cortex-A5 FPU as described and identified in the Technical Reference Manual in Section 1.4 of this Annex 1.

 

A.11A            “Design Start” means the earlier of any of the following; (i) the date that LICENSEE first synthesises the Synthesisable RTL for an ARM Compliant Product; (ii) the date that LICENSEE enters into a contract with a third party for the design of an ARM Compliant Product; or (iii) the date that LICENSEE delivers any ARM Technology or derivatives thereof, to a Customer pursuant to the licenses granted in this Annex 1.

 

A.11B            “Download” means the removal or copying of any or all of the relevant ARM Technology in respect of each ARM Compliant Product from the secure area on www.connect.arm.com.

 

A.12                     “End User Licence” means a license agreement substantially in the form set out in Section 10 of this Annex 1.

 

A.13                     “Functional and Integration Test” means the relevant test files identified in Section 1 Part G of this Annex 1.

 

A.14                     “Functional Test Vectors” means the functional test vectors identified in Section 1 Part F of this Annex 1.

 

A.15                     “Harvard Architecture” means a microprocessor architecture which dictates that the address and data memory system for instruction fetches and for data load/store operations are separate.

 

A.16                 “Implementation and Integration Documentation” means the documentation identified in Section 1 Part B of this Annex 1.

 

A.17                     “Implementation Scripts” means the deliverables identified in Section 1 Part C Section 2 of this Annex 1.

 

A.18                     “IP-XACT Descriptions” means the deliverables identified in Section 1 Part C Subsection 3.

 

A.19                     “Models” means; (i) the design simulation models identified in Section 1 Part H; and (ii) any other design simulation model for the Cortex-A5 MPCore or Cortex-A5UP Core which are generally available from ARM subject to; (a) receipt by ARM of a purchase order from LICENSEE requesting such design simulation model expressly subject to the terms and conditions of this Agreement; and (b) the payment by LICENSEE to ARM of the then current fee for such design simulation model as quoted by ARM from time to time.

 

A.20                     “Pipeline Length” means the number of clocked stages through which each single-cycle instruction must pass to complete the execution of such instruction and identified in Section 1 Part I of this Annex 1and which is partitioned with three stages occurring in prefetch.

 

A.21                     “RTL Test Benches” means the program files identified in Part D of this Annex 1.

 

A.22                     “Single Issue” means that only one instruction is issued for execution within the integer unit in any single clock cycle, where for the purposes of this definition clock means the clock that advances the pipeline.

 

12

 

A.23                     “Synthesisable RTL” means the deliverables identified in Section 1 Part C Section 1 of this Annex 1.

 

A.24                     “Technical Reference Manual” means the relevant technical reference manuals identified in Section 1 Part A Section 1 of this Annex 1.

 

A.26                              “Unique ARM Compliant Product” means:

 

(i)                            an unlimited number of units of a single design for an ARM Compliant Product which has been taped out and given a unique part number; and

 

(ii)                         an unlimited number of units of any derivatives of the ARM Compliant Products referred to in Clause A.26(i), provided that:

 

(a)                                   such derivatives result only from any or all of the following modifications; (1) the implementation by LICENSEE of an Update delivered by ARM to some or all of the ARM Technology; (2) the correction of errors in such ARM Compliant Products to achieve conformance with the original specification for such design; and (3) a version of such ARM Compliant Product that has been ported to a different set of process design rules but is otherwise functionally unmodified (except to the extent accommodated by this definition); and

 

(b)                                   except as provided below, no more than one such derivative for the ARM Compliant Product referred to in Clause A.26(i) is being manufactured for LICENSEE at any time. LICENSEE shall be permitted to concurrently manufacture the derivative and the design from which such derivative was derived; (i) indefinitely if the derivative is a result of Clause A.26(ii)(a)(1) or Clause A.26(ii)(a)(2); and (ii) if the derivative is a result of Clause A.26(ii)(a)(3), then for a period of six (6) months from the date of first manufacture of the new derivative.

 

A.27                     “Use” means in respect of the object code of the Models, the use of (including copying the object code of the Models to the extent that such copying is incidental to such use, including installation, backup and execution) the object code of the Models, or any part thereof. Use shall specifically exclude: (i) the translation, adaptation, arrangement or other alteration of the object code of the Models except as allowed by local legislation implementing Article 6 of the EC Directive on the legal protection of computer programs (91/250/EEC) and then only to the extent necessary to achieve interoperability of an independently created program with other programs; and (ii) the adapting or reverse compiling of the object code of the Models for the purpose of error correction.

 

B.                                   Licence

 

B.1                            Subject to the provisions of Clause 3 (Confidentiality) of the TLA and the provisions of this Section 2, ARM hereby grants, to LICENSEE, a non-transferable (subject to Clause 16.3 of the TLA), non-exclusive, world-wide licence for the Term to;

 

Technical Reference Manuals

 

(i)                  use, copy, modify (solely to the extent necessary to reflect any permitted modifications in accordance with the provisions of this Clause B.1 or for incorporation into LICENSEE’s documentation), distribute and have distributed the Technical Reference Manuals;

 

(ii)               use and copy the Architecture Documentation for the purpose of designing and having designed (subject to the provisions of Clause 2.2 of the TLA) ARM Compliant Products;

 

ARM Compliant Core

 

(iii)            use and copy the Implementation and Integration Documentation only for the purposes of designing and having designed (subject to the provisions of Clause 2.2 of the TLA) ARM Compliant Products;

 

(iv)           use, copy and modify (solely for the purposes of scan insertion, buffer insertion, timing closure, targeting standard cell libraries, direct instantiations of cells for speed or power or area optimisation, use of licensee specified BIST and changing any “Verilog Defines” which are stated as being modifiable in the Implementation and Integration Documentation and changing any configuration settings permitted in the relevant Implementation and Integration Documentation) the Synthesisable RTL, only for the purposes of designing and having designed (subject to the provisions of Clause 2.2 of the TLA) ARM Compliant Products;

 

13

 

(v)              use, copy and modify the Implementation Scripts and IP-XACT Descriptions (if applicable) only for the purposes of designing and having designed (subject to the provisions of Clause 2.2 of the TLA) ARM Compliant Products;

 

(vi)           use, copy and modify the Functional and Integration Test only for the purposes of designing and having designed (subject to the provisions of Clauses 2.2 and 2.3 of the TLA) ARM Compliant Products;

 

(vii)        use, copy and modify (solely for the purpose of and to the extent necessary to run the vectors on a simulator or tester) the Functional Test Vectors, only for the purposes of designing and having designed (subject to the provisions of Clauses 2.2 and 2.3 of the TLA), manufacturing and having manufactured (subject to the provisions of Clause 2.4 of the TLA), testing and having tested (subject to the provisions of Clause 2.5 of the TLA) ARM Compliant Products;

 

(viii)     use, copy and modify the RTL Test Benches only for the purposes of designing and having designed (subject to the provisions of Clause 2.2 of the TLA) ARM Compliant Products;

 

(ix)           manufacture and have manufactured (subject to the provisions of Clause 2.4 of the TLA) the Unique ARM Compliant Products created under the licences granted in Clauses B.1(i) to B.1(viii) inclusive;

 

(x)              test and have tested (subject to the provisions of Clause 2.5 of the TLA) the Unique ARM Compliant Products manufactured under the licences granted in Clause B.1(ix);

 

(xi)           package and have packaged (subject to the provisions of Clause 2.6 of the TLA), the Unique ARM Compliant Products manufactured under the licences granted in Clause B.1(ix);

 

(xii)        sell, supply and distribute encapsulated die of the Unique ARM Compliant Products which have been manufactured and packaged under the licences granted in Clause B.1(ix) and B.1(xi) ;

 

Models

 

(xiii)     copy and use, internally and for third party support purposes, the Models and related documentation;

 

(xiv)    use, reproduce and distribute, and sub-license (subject to the terms of an End User Licence) the Use of the object code of the Models, solely for the purpose of developing ARM Compliant Products; and

 

(xv)       modify, reproduce, use and distribute, in connection with the Models, the documentation related thereto.

 

C.                                   Confidentiality

 

C.1                            Notwithstanding the confidentiality provisions set out in Clause 3.5 of the TLA, LICENSEE may disclose any vectors created by or for LICENSEE and which have been derived from the Functional and Integration Test (“Derived Vectors”), to a Test House under a non-disclosure agreement containing substantially similar terms to Clause 3 of the TLA, except that the confidentiality period shall be, at a minimum, five (5) years from the date of disclosure to the Test House.

 

The Test House shall only be permitted to use the Derived Vectors for the purposes of testing ARM Compliant Products. The parties hereby agree that the foregoing shall be treated as a “have tested right” and accordingly the provisions of Clause 2.5 shall apply in respect of any disclosures of Derived Vectors to a Test House.

 

D.                                   Special Conditions

 

Sun Java Hardware Acceleration

 

“Sun SCSL License Agreement” means any of; (i) a Sun Community Source License entered into between LICENSEE and Oracle America, Inc. (fka Sun Microsystems Inc.) for the Sun CLDC technology; or (ii) any license agreement entered into between LICENSEE and Oracle America, Inc. which expressly permits LICENSEE to share source code with ARM for the Sun CLDC technology.

 

“Jazelle” means the extension to the ARM architecture that enables the execution of a subset of Java byte codes by an ARM core as accessed through the BXJ instruction.

 

14

 

D.1                   LICENSEE acknowledges that the ARM Compliant Core incorporates hardware acceleration for Oracle America, Inc.’s Java technology. Without prejudice to any limitations or restrictions set out in the licence grants in Clause B.1 above, LICENSEE agrees that unless LICENSEE has entered into and continues to enjoy the benefit of a Sun SCSL License Agreement, LICENSEE shall be subject to the following licensing restrictions;

 

A.             LICENSEE shall not; (i) carry out or procure any functional modification of any part of the Cortex-A5MP Core or Cortex-A5UP Core to the extent that it includes, incorporates or implements Jazelle; or (ii) reverse engineer or use the ARM Technology licensed under this Annex for the purpose of implementing the whole or any part of a Java specification (where a Java specification means any “Final Release” of a “JSR” developed as part of the Java Community Process without first entering into a Sun SCSL License Agreement;

 

B.             LICENSEE agrees that Oracle America, Inc. shall be an intended third party beneficiary of the terms and conditions of this TLA solely for the purpose of enforcing the restrictions contained in A above; and

 

C.                 If LICENSEE discloses or distributes any ARM Technology which includes, incorporates or implements Jazelle to a third party, except as ARM Compliant Products in the form of silicon, then such third party shall be made subject to the same restrictions as LICENSEE in A and B above.

 

E.                                   Disclosures

 

Clause E.1 applies to the Cortex-A5UP Core and the Cortex-A5 MP Core.

 

E.1          Notwithstanding that the following suit was not commenced against ARM but resulted from ARM’s intervention, ARM hereby discloses the following against the warranty provided in Clause 11.1(ii) of the TLA:

 

On the 21 June 2010 ARM’s motion to intervene in the patent infringement suit between Nazomi Communications, Inc. (Plaintiff) and Nokia Corporation et al (Defendants) [Case SA CV 10-151-DOC (RNBx)]in the United States District Court for the Central District of California was granted. The case has been transferred to the Northern District of California [5:10-cv-04686-JF]. The Plaintiff alleges that electronic devices containing processor cores, licensed by ARM and capable of Java hardware acceleration, infringe US Patents 7,080,362 and 7,225,436.

 

F.            IP access model Provisions

 

Number of Unique ARM Compliant Products

 

F.1                               Under this Annex 1, LICENSEE shall have the right to exercise the licenses granted under Clause B.1 of this Annex 1 for an unlimited number of Unique ARM Compliant Products, provided that for each such Unique ARM Compliant Product LICENSEE pays to ARM the respective Use Fee as set out in, and in accordance with the provisions of Section 8 of this Annex 1.

 

Audit

 

F.2                              In addition to the audit requirements in Clause 6.6 of the TLA, the Auditors shall be entitled to review; (i) the ARM Technology which has been Downloaded by LICENSEE; (ii) Design Starts for any Unique ARM Compliant Products; and (iii) any information necessary to substantiate and verify the data submitted to ARM by LICENSEE in any Usage Report provided in accordance with Section 8. LICENSEE’s books and records relevant to verification of the information which LICENSEE is obliged to report pursuant to this Clause, shall be retained by LICENSEE for at least six (6) years after the end of the period to which the Download, Design Start or Usage Report relates.

 

G. LIMITATION OF LIABILITY

 

G.1                            For the purposes of this Annex 1, delete Clause 13.2 of the TLA and replace with the following:

 

“13.2                 NOTWITHSTANDING ANYTHING TO THE CONTRARY CONTAINED IN THIS TLA, THE MAXIMUM LIABILITY OF ARM TO LICENSEE IN AGGREGATE FOR ALL CLAIMS MADE AGAINST ARM IN CONTRACT TORT OR OTHERWISE UNDER OR IN CONNECTION WITH EACH ARM DELIVERABLE (AS DEFINED BELOW) LICENSED UNDER AN ANNEX 1 SHALL NOT EXCEED THE USE FEES PAID

 

15

 

TO ARM IN RESPECT OF THAT ARM DELIVERABLE. THE EXISTENCE OF MORE THAN ONE CLAIM OR SUIT WILL NOT ENLARGE OR EXTEND THE LIMIT. LICENSEE RELEASES ARM FROM ALL OBLIGATIONS, LIABILITY, CLAIMS OR DEMANDS IN EXCESS OF THIS LIMITATION”

 

“ARM Deliverable” means an individual product being part of the ARM Technology delivered under an Annex 1 where such product has an associated Use Fee in Section 8 of the relevant Annex 1.

 

16

 

SECTION 3 - VERIFICATION

 

V.1                            Definitions

 

V.1.1                  “Implementation” means, (i) with respect to the Cortex-A5UP Core, the microprocessor core, a unique physical layout for such microprocessor core and (ii) with respect to the Cortex-A5MP Core,  the multiprocessor core, a unique physical layout for such microprocessor core.

 

V.1.2                  “RAM Integration Test Bench” means the test bench identified as part of the RTL Test Benches part number *** for Cortex-A5 MP Core and *** for Cortex-A5 UP Core.

 

V.1.3              “Post Layout Synthesized Netlist” means a post layout synthesized netlist incorporating the ARM Compliant Core which; (i) obeys the Timing Constraints File in respect of such synthesis; and (ii) includes back annotated delays derived from the physical layout.

 

V.1.4                  “Power-On Reset” means the reset mode of the ARM Compliant Core that is performed when power is first applied to the system.

 

V.1.5                  “Timing Constraints File” means the timing constraints file determined by LICENSEE prior to final synthesis.

 

V.1.6                  “Verification Confirmation” means the completed document in the form set out in Part C of Section 3 of this Annex 1.

 

V.2                            Verification of ARM Compliant Core Implementation

 

V.2.1                  For each Implementation of an ARM Compliant Core intended for incorporation in integrated circuits which will be distributed by or for LICENSEE, LICENSEE shall verify such Implementation by at least one of the following methods;

 

1.                   Verification by Equivalence Checking of RTL and Synthesized Netlist (See Part A)

 

3.                   LICENSEE Specified verification (See Part B)

 

Part A

 

Verification by Equivalence Checking of RTL and Synthesized Netlist

 

Methodology

 

Validation

 

V.A.1                Validate the Synthesisable RTL using the RAM Integration Test Bench in accordance with the Implementation and Integration Documentation and generate the validation log report (“Validation Logs”).

 

Verification

 

V.A.2                (i) use an equivalence checker to compare the Synthesisable RTL with the Post-Layout Synthesized Netlist and generate equivalence check log results (“RTL-Post Layout Equivalence Log Results”); (ii) run static timing analysis on the Post-Layout Synthesized Netlist and generate log results (“STA Log Results”); and (iii) simulate functional code on the Post-Layout Synthesized Netlist that will at least boot the ARM Compliant Core by performing a Power-On Reset and generate log results (“Post Layout Log Results”).

 

17

 

Delivery of Verification Confirmation

 

V.A.3                If the Validation Logs, RTL-Post Layout Equivalence Log Results, Post Layout Log Results and the STA Log Results (together the “Equivalence Log Results”) indicate that no errors have been detected (or the parties have jointly agreed a waiver in respect of any detected errors), LICENSEE shall deliver a Verification Confirmation to ARM and ARM shall acknowledge, in writing, the receipt by ARM of the Verification Confirmation within ten (10) working days of its receipt by ARM.

 

Verification Criteria

 

V.A.4                The Implementation of the ARM Compliant Core shall be verified when; (i) the Equivalence Log Results indicate that no errors have been detected (or the parties have jointly agreed a waiver in respect of any detected errors); and (ii) LICENSEE has received confirmation of receipt of the relevant Verification Confirmation from ARM in accordance with the provisions of Clause V.A.3.

 

Records and Delivery of Equivalence Log Results

 

V.A.5                For each ARM Compliant Product incorporating an Implementation of the ARM Compliant Core, LICENSEE shall keep a copy of the Equivalence Log Results for such ARM Compliant Product and shall deliver, as soon as reasonably possible, copies of such records to ARM upon request from ARM. If ARM reasonably concludes that the Implementation of the ARM Compliant Core has not been verified in accordance with the provisions of Clause V.A.4, then ARM shall indicate to LICENSEE the errors which ARM has detected and LICENSEE shall repeat the process prescribed in Clauses V.A.1- V.A.4.

 

Part B

 

LICENSEE Specified Verification

 

Methodology

 

V.B.1     Subject to V.B.4, use LICENSEE’s custom verification flow.

 

V.B.2                If LICENSEE elects such verification, LICENSEE shall, inform ARM in writing at least ninety (90) days prior to tape out of an ARM Compliant Product that LICENSEE wishes to use LICENSEE’s specified verification flow and supply to ARM a copy of the proposed verification flow (each a “Verification Flow”). Within 30 days of the receipt of the Verification Flow ARM shall notify LICENSEE in writing whether the Verification Flow has been accepted by ARM, which acceptance shall not be unreasonably withheld. If accepted by ARM, LICENSEE shall verify such ARM Compliant Products using the Verification Flow. If after acceptance of the Verification Flow by ARM, LICENSEE wishes to modify the Verification Flow LICENSEE shall submit the modified Verification Flow to ARM for re-acceptance prior to verifying the relevant Synthesisable ARM Compliant Core.

 

V.B.3                If ARM rejects either the Verification Flow or any modified Verification Flows, ARM shall provide LICENSEE with written reasons for such rejection together with any required changes. LICENSEE may resubmit the Verification Flow or any modified versions thereof to ARM for acceptance.

 

Default

 

V.B.4                If ARM fails to either accept or reject the Verification Flow within 30 days of ARM’s receipt of the Verification Flow from LICENSEE, then the relevant ARM Compliant Core shall be deemed verified.

 

Part C

 

Verification Confirmation

 

Verification in accordance with Section 3 Part A

 

1.                           RAM Integration Test Bench

 

	
Description of process applied
    	
 
    	
Tool(s) used
    	
 
    	
Completed
   (Tick)
    
	
Running   RAM Integration Test Bench
    	
 
    	
 
    	
 
    	
 
    

 

18

 

2                              Equivalence checking

 

	
Description of process applied
    	
 
    	
Tool(s) used
    	
 
    	
Completed
   (Tick)
    
	
ARM   Compliant Core RTL to post-layout netlist *
    	
 
    	
 
    	
 
    	
 
    

 

* Process can be performed in one step or using several intermediate steps

 

3.                           STA on Post-Layout Synthesized Netlist

 

	
Description of process applied
    	
 
    	
Tool(s) used
    	
 
    	
Completed
   (Tick)
    
	
Post-layout   netlist
    	
 
    	
 
    	
 
    	
 
    

 

Verification in accordance with Section 3 Part B

 

Depending upon agreed verification methodology.

 

	
Partner
    	
 
    
	
Partner   Contact
    	
 
    
	
Design   name / number / ID
    	
 
    
	
Process   name
    	
 
    
	
Library   name
    	
 
    
	
Core   Name and Revision
    	
 
    
	
Date
    	
 
    
	
Signature
    	
 
    

 

19

 

SECTION 4 - SUPPORT LIMITATION

 

4.1                               Except as provided below, the maximum number of man hours that ARM shall be obligated to expend on any individual support case submitted to ARM by LICENSEE shall be capped at sixteen (16).

 

4.2                               If ARM reasonably believes that any individual support case will exceed the support cap referred to above, ARM and LICENSEE will mutually agree a plan of action for resolution of the support case.

 

4.3                               If a support case results in a defect being identified, any time associated with correcting such defect will not be logged against such support case.

 

4.4                               If ARM, at ARM’s discretion, determines that LICENSEE has entered multiple cases which relate to the same support problem, ARM shall be entitled to compile these into a single case which in aggregate will be subject to the cap referred to above.

 

4.5                               If ARM agrees to provide support at LICENSEE’s premises in accordance with the provisions of Clause 7.3 of the TLA, any time spent at LICENSEE’s premises including travel shall not be included as part of the support cap.

 

SECTION 5 - TRAINING REQUIREMENT

 

Subject to the payment of the Training Fee (set out in Section 8 of this Annex 1), ARM shall make available the following training to LICENSEE

 

	
Training Course
    	
 
    	
Commencement
   Date
    	
 
    	
Course Length
   (Days)
    	
 
    	
Number of Permitted
   Trainees
    
	
Standard core implementation training course   for Cortex-A5 to be held at LICENSEE’s premises in China. 
    	
 
    	
Within 12 months of Annex Effective Date 
    	
 
    	
4
    	
 
    	
12
    

 

20

 

SECTION 6 - TRADEMARKS

 

	
Trademark
    	
 
    	
Registered/ Unregistered
    
	
 
    	
 
    	
 
    
	
Part   A
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
ARM w/bar [logo]   Exhibit A
    	
 
    	
Registered
    
	
 
    	
 
    	
 
    
	
Part   B
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
ARM Powered [logo]   Exhibit B
    	
 
    	
Registered
    
	
 
    	
 
    	
 
    
	
Part   C
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
ARM [logo]   Exhibit C
    	
 
    	
Registered
    
	
 
    	
 
    	
 
    
	
Part   D
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
ARM Connect Community Partner [logo]   Exhibit D
    	
 
    	
Registered
    
	
 
    	
 
    	
 
    
	
Part E
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
ARM
    	
 
    	
Registered
    
	
MPCore
    	
 
    	
Unregistered
    
	
UPCore
    	
 
    	
Unregistered
    

 

SECTION 7 - TERM

 

Unless terminated earlier in accordance with the provisions of Clause 14 of the TLA, this Annex 1 shall continue in force for a period of three (3) years

 

21

 

SECTION 8 - FEES AND ROYALTIES

 

FEES

 

PRODUCT ANNEXES MEANS THE FOLLOWING ANNEXES:

 

	
No.
    	
 
    	
Product
    	
 
    	
Domino
    
	
1
    	
 
    	
Cortex-A5   MPCore / UP / FPU / NEON
    	
 
    	
LES-ANX-20356
    
	
2
    	
 
    	
Coresight   DK- A5
    	
 
    	
LES-ANX-20355
    
	
3
    	
 
    	
Mali   300
    	
 
    	
LES-ANX-20354
    
	
4
    	
 
    	
AMBA   Designer Configurable system products Fixed system products
    	
 
    	
LES-ANX-20353
    
	
5
    	
 
    	
PIPD   — POP and cells
    	
 
    	
LES-ANX-20348
    
	
6
    	
 
    	
PIPD   - compilers
    	
 
    	
LES-ANX-20349
    

 

In consideration of ARM delivering the ARM Technology licensed under the Product Annexes to LICENSEE, LICENSEE shall pay to ARM a non-refundable, pre-paid license fee (the “Pre-Paid License Fee”) in accordance with the table set out below;

 

	
 
    	
 
    	
US$
    	
 
    	
 
    
	
Fee (Descriptor)
    	
 
    	
Due
    	
 
    	
Payable
    	
 
    	
Due Date (Invoice Date)
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Pre-Paid   Licence Fee
    	
 
    	
***
    	
 
    	
***
    	
 
    	
Annex   Effective Date
    
	
 
    	
 
    	
 
    	
 
    	
***
    	
 
    	
5   months after Annex Effective Date
    
	
Training   Fee
    	
 
    	
***
    	
 
    	
***
    	
 
    	
Annex   Effective Date
    

 

Use Fees

 

The following table sets out the Use Fees payable for the ARM technology licensed under the Products Annexes-

 

22

 

	
Annex Number
    	
 
    	
Product
    	
 
    	
Use Fee (US$)
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Cortex A5 UP   per-use license
    	
 
    	
***
    
	
 
    	
 
    	
Cortex A5 MP   per-use license
    	
 
    	
***
    
	
 
    	
 
    	
Cortex A5 NEON   coprocessor per-use license
    	
 
    	
***
    
	
 
    	
 
    	
Cortex A5 FPU   coprocessor per-use license
    	
 
    	
***
    
	
 
    	
 
    	
Coresight   DK-A5 per-use license
    	
 
    	
***
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
NIC-301 AMBA 3   Interconnect 
    	
 
    	
***
    
	
 
    	
 
    	
L2C-310 Level 2   Cache Controller 
    	
 
    	
***
    
	
 
    	
 
    	
AMBA  Designer  1 seat/year
    	
 
    	
***
    
	
 
    	
 
    	
QoS301 AMBA 3 Interconnect
    	
 
    	
***
    
	
 
    	
 
    	
DMC-400 DDR3/LPDDR2 Memory Controller
    	
 
    	
***
    
	
 
    	
 
    	
GIC-390 Generic Interrupt Controller
    	
 
    	
***
    
	
 
    	
 
    	
SMC-353 NAND, NOR, SRAM Memory Controller
    	
 
    	
***
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Mali-300 per-use   license
    	
 
    	
***
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Cortex A5 High   Performance Optimization Package
    	
 
    	
***
    
	
 
    	
 
    	
Logic Multi-Channel 12-track
    	
 
    	
 
    
	
 
    	
 
    	
SC12MC   High Performance MC Standard Cell Library RVt C50
    	
 
    	
***
    
	
 
    	
 
    	
SC12MC   High Performance MC Standard Cell Library HVT C50
    	
 
    	
***
    
	
 
    	
 
    	
SC12MC   High Performance MC Standard Cell Library LVt C50
    	
 
    	
***
    
	
 
    	
 
    	
SC12MC   High Performance MC Standard Cell Power Management Kit RVT C50-HVTC50
    	
 
    	
***
    
	
 
    	
 
    	
SC12MC   High Performance MC Standard Cell ECO Kit RVt C40
    	
 
    	
***
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Logic Multi-Channel 9-track
    	
 
    	
 
    
	
 
    	
 
    	
SC9MC   High Density MC Standard Cell Library RVt C50
    	
 
    	
***
    
	
 
    	
 
    	
SC9MC   High Density MC Standard Cell Library HVT C50
    	
 
    	
***
    
	
 
    	
 
    	
SC9MC   High Density MC Standard Cell Library LVt C50
    	
 
    	
***
    
	
 
    	
 
    	
SC9MC   High Density MC Standard Cell Power Management Kit
    	
 
    	
***
    
	
 
    	
 
    	
SC9MC   High Density MC Standard Cell ECO Kit RVt C40
    	
 
    	
***
    

 

23

 

	
Annex Number
    	
 
    	
Product
    	
 
    	
Use Fee (US$)
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Memory Compilers
    	
 
    	
 
    
	
 
    	
 
    	
High   Density Single-port SRAM Compiler
    	
 
    	
***
    
	
 
    	
 
    	
High   Density Single-port RF Compiler
    	
 
    	
***
    
	
 
    	
 
    	
High   Density Two Port register File Complier
    	
 
    	
***
    
	
 
    	
 
    	
High Density   Dual Port SRAM Compiler
    	
 
    	
***
    
	
 
    	
 
    	
High Density Via   Programmable ROM Compiler
    	
 
    	
***
    

 

Subject to the provisions of this Section 8, for each Unique ARM Compliant Product developed under this Annex 1, LICENSEE shall pay to ARM the relevant Use Fees set out in the table below:

 

	
ARM Technology
    	
 
    	
Use Fee (US$)
    
	
 
    	
 
    	
 
    
	
Each   Unique ARM Compliant Product containing Cortex-A5 MPCore
    	
 
    	
See Use Fees Table set out above
    
	
Each   Unique ARM Compliant Product containing Cortex-A5 UPCore
    	
 
    	
See Use Fees Table set out above
    
	
Each   Unique ARM Compliant Product containing Cortex-A5 FPU
    	
 
    	
See Use Fees Table set out above
    
	
Each   Unique ARM Compliant Product containing Cortex-A5 NEON
    	
 
    	
See Use Fees Table set out above
    

 

The Use Fee payable to ARM by LICENSEE shall be due to ARM as follows:-

 

(i)                                    Upon first Download of the ARM Technology for the relevant ARM Compliant Core;

(ii)                                 Upon Design Start of the second and each subsequent Unique ARM Compliant Product incorporating such ARM Compliant Core.

 

All Use Fees shall be due at the end of the Quarter in which the Download or Design Start has occurred as applicable. Notwithstanding the foregoing, LICENSEE shall not be obligated to pay the whole or any part of any Use Fees, to ARM under the Product Annexes, until such time as the aggregate Use Fees  which LICENSEE is obligated to pay to ARM under the Product Annexes has exceeded the amount of the Pre-Paid License Fee that has become due to ARM.

 

Where any Pre-Paid Licence Fees have not become due, invoices raised by ARM for amounts that exceed the amount of the Pre-Paid Licence Fee that has become due to ARM will be set off against any subsequent milestone payments for the Pre-Paid Licence Fee that have not yet become due to ARM.

 

Example

 

On the Annex Effective Date, ARM issues an invoice for $***, first milestone payment for the Pre-Paid Licence Fee. For the purposes of this example, second milestone payment is $*** due five months after Annex Effective Date. After one month, LICENSEE downloads Cortex-A5MP, incurring Use Fees of $***. As the amount of the Pre-Paid Licence Fee due to ARM has been exceeded by $100,000, ARM will issue a further invoice for $***. Provided the invoices for $*** and $*** have been paid by LICENSEE, and no other Use Fees are incurred before the second milestone payment becomes due, LICENSEE will be issued with an invoice for $*** for the second milestone payment of the Pre-Paid Licence Fee, five months after the Annex Effective Date.

 

24

 

Usage Report

 

Within thirty (30) days of the end of each Quarter, LICENSEE shall submit a report to ARM substantially in the format set out below:

 

	
ARM
    Technology
    	
 
    	
Date of
   Download
    	
 
    	
Date of
   Design Start
    	
 
    	
Part
   Number of
   Unique
   ARM
   Compliant
   Product
    	
 
    	
Use Fee
    	
 
    	
Support and
   Maintenance
   Fee
    	
 
    	
Fees Due
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    

 

Access Fees

 

	
 
    	
 
    	
Access Fees ($ US)
    	
 
    
	
Product(s)
    	
 
    	
Year 1*
    	
 
    	
Year 2**
    	
 
    	
Year 3***
    	
 
    
	
All technology licensed under the Product Annexes
    	
 
    	
***
    	
 
    	
***   (option)
    	
 
    	
***   (option)
    	
 
    

 

*                 In respect of the first year of the Term, the Access Fees shall be due on the Annex Effective Date.

**          In respect of the second year of the Term, subject to request from LICENSEE, the Access Fees shall be due on the first anniversary of the Annex Effective Date.

***   In respect of the third year of the Term, subject to request from LICENSEE, the Access Fees shall be due on the second anniversary of the Annex Effective Date.

 

Access to ARM Technology in the Product Annexes

 

For the avoidance of doubt, LICENSEE will not be able to Download any ARM technology licensed under the Product Annexes during any year of Term unless LICENSEE has paid the Access Fees for the relevant period.

 

Support and Maintenance Fees

 

	
 
    	
 
    	
Support and Maintenance Fees ($ US)
    	
 
    
	
Product(s)
    	
 
    	
Year 1*
    	
 
    	
Year 2**
    	
 
    	
Year 3***
    	
 
    
	
All technology licensed under the Product Annexes
    	
 
    	
***
    	
 
    	
***   (option)
    	
 
    	
***   (option)
    	
 
    

 

*                 In respect of the first year of the Term, the Support and Maintenance Fees shall be due on the Annex Effective Date.

**          In respect of the second year of the Term, subject to request from LICENSEE, the Support and Maintenance Fees shall be due on the first anniversary of the Annex Effective Date.

 

25

 

***   In respect of the third year of the Term, subject to request from LICENSEE, the Support and Maintenance Fees shall be due on the second anniversary of the Annex Effective Date.

 

Entitlement to Support and Maintenance Services.

 

In respect of each of the ARM Technology licenced under the Product Annexes, in addition to paying the Access Fee for the relevant period, LICENSEE must pay the Support and Maintenance  Fees for the relevant period to be entitled to request Support and Maintenance Services in respect of such ARM Technology licenced under the Product Annexes.

 

ROYALTIES

 

Currency:                                                                                             US Dollars

 

Currency Conversion:                         ASP in any currency other than US$ shall be converted to ASP in US$ using the average local currency/US$ exchange rate over the Quarter as published by the US Federal Reserve [see http://www.federalreserve.gov/releases/g5/]

 

Due:                                                                                                                             At the end of each Quarter

 

Payable:                                                                                                     In accordance with the provisions of Clause 6 of the TLA.

 

Invoice Address:

 

Calculation:

 

For each unit of ARM Compliant Product distributed by LICENSEE, LICENSEE shall pay a Royalty determined from the following table:

 

	
 
    	
 
    	
Royalty Rate
    	
 
    
	
Cumulative Number of Units of ARM
   Compliant Products distributed by
   LICENSEE under this Annex 1 
    	
 
    	
ARM Compliant
   Product containing an
   ARM Compliant Core
   for Cortex-A5UP Core
   or for Cortex-A5 MP
   Core with ONE (1)
   integer CPU (“Base
   Royalty”)
    	
 
    	
ARM
   Compliant
   Product
   containing an
   ARM
   Compliant
   Core for
   Cortex-A5 MP
   Core with two
   (2) integer
   CPU’s
    	
 
    	
ARM
   Compliant
   Product
   containing an
   ARM
   Compliant
   Core for
   Cortex-A5 MP
   Core with
   three (3)
   integer CPU’s
    	
 
    	
ARM
   Compliant
   Product
   containing an
   ARM
   Compliant
   Core for
   Cortex-A5 MP
   Core with four
   (4) integer
   CPU’s
    	
 
    
	
0 — 1,000,000
    	
 
    	
The greater of ***% of ASP and Royalty Floor
    	
 
    	
*** x Base Royalty Rate
    	
 
    	
*** x Base Royalty Rate
    	
 
    	
*** x Base Royalty Rate
    	
 
    
	
1,000,001 — 5,000,000
    	
 
    	
The greater of ***% of ASP and Royalty Floor
    	
 
    	
*** x Base Royalty Rate
    	
 
    	
*** x Base Royalty Rate
    	
 
    	
*** x Base Royalty Rate
    	
 
    
	
5,000,001 — 10,000,000
    	
 
    	
The greater of ***% of ASP and Royalty Floor
    	
 
    	
*** x Base Royalty Rate
    	
 
    	
*** x Base Royalty Rate
    	
 
    	
*** x Base Royalty Rate
    	
 
    
	
10,000,001 — 50,000,000
    	
 
    	
The greater of ***% of ASP and Royalty Floor
    	
 
    	
*** x Base Royalty Rate
    	
 
    	
***x Base Royalty Rate
    	
 
    	
*** x Base Royalty Rate
    	
 
    
	
>50,000,000
    	
 
    	
The greater of ***% of ASP and Royalty Floor
    	
 
    	
*** x Base Royalty Rate
    	
 
    	
*** x Base Royalty Rate
    	
 
    	
*** x Base Royalty Rate
    	
 
    

 

Where Royalty Floor means US$*** where ASP is greater than or equal to US$*** and US$*** where ASP is less than US$***.

 

26

 

For the purpose of calculating Royalties, only the distribution by the entity exercising the licences to distribute die of ARM Compliant Products which have been manufactured under this Annex 1 (notwithstanding that such distribution may be between RDA and a Subsidiary of RDA or between Subsidiaries of RDA) shall be relevant.

 

All Royalties paid to ARM pursuant to this Annex 1 shall be non refundable.

 

In an ARM Compliant Product with more than one ARM core embedded into the same piece of silicon, the royalties for each core in the device shall be cumulated, starting with the cores that have the highest royalty. The total royalty payable on the subsequent cores shall be reduced in accordance with the following table;

 

	
Core
    	
 
    	
% of royalty payable
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
ARM core with highest royalty
    	
 
    	
***% of applicable   Royalty
    	
 
    
	
ARM core with same or second highest   royalty
    	
 
    	
***% of applicable   Royalty
    	
 
    
	
ARM core with same or third highest   royalty
    	
 
    	
***% of applicable   Royalty
    	
 
    
	
ARM core with same or fourth highest   royalty
    	
 
    	
***% of applicable Royalty
    	
 
    
	
each subsequent ARM core
    	
 
    	
***% of applicable   Royalty
    	
 
    

 

Note for the purposes of calculating royalties the ARM Compliant Core shall be counted as a single ARM core irrespective of the number of integer CPU’s contained within the subsystem.

 

ROYALTY REPORT

 

Form of Royalty Report

 

Send to:                                                                           The address for ARM set out in the TLA via first class mail and to royaltyreports@arm.com via email.

 

	
LICENSEE
    	
 
    	
 
    
	
 
    	
 
    
	
LICENSEE contact
    	
 
    	
 
    
	
 
    	
 
    
	
Quarter for which report   relates to
    	
 
    	
 
    
					

 

Table 1

 

	
Part
   Number
    	
 
    	
Intended
   Application
    	
 
    	
Number of Units of
   ARM Compliant
   Product distributed by
   LICENSEE in Quarter
    	
 
    	
ASP (US$)
    	
 
    	
Applicable Royalty
   Rate
    	
 
    	
Royalty Due
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
$
    	
XXX
    	
 
    	
X
    	
%
    	
$
    	
XXX
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
$
    	
XXX
    	
 
    	
X
    	
%
    	
$
    	
XXX
    	
 
    

 

Table 2

 

	
Part
   Number
    	
 
    	
Intended
   Application
    	
 
    	
Estimated Number of
   Units of ARM
   Compliant Product
   distributed by
   LICENSEE in Next
   Calendar Quarter
    	
 
    	
ASP (US$)
    	
 
    	
Applicable Royalty
   Rate
    	
 
    	
Royalty Due
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
$
    	
XXX
    	
 
    	
X
    	
%
    	
$
    	
XXX
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
$
    	
XXX
    	
 
    	
X
    	
%
    	
$
    	
XXX
    	
 
    

 

27

 

The information provided in Table 2 shall be non-binding, supplied in good faith and treated as LICENSEE’s Confidential Information.

 

SECTION 9 — MARKETING

 

Notwithstanding anything to the contrary contained in the TLA either party may disclose to third parties that LICENSEE is a licensee of the ARM Technology licensed under this Annex 1. Except as expressly provided in the TLA, no right is granted to either party to disclose the terms and conditions of the TLA or this Annex 1.

 

Within sixty days (60) days of the Annex Effective Date the parties shall mutually agree the terms and method of issuance of a written announcement, which may be a press release, relating to the technology licensed under this Annex 1 and the relationship of the parties.

 

All communications for the above marketing activities shall be sent to the following contacts:

 

	
ARM Marketing Contact
    	
 
    	
LICENSEE Marketing Contact
    
	
 
    	
 
    	
 
    
	
Director of   Corporate Communications
    	
 
    	
 
    
	
CommsDirector@arm.com
    	
 
    	
 
    
	
110 Fulbourn Road
    	
 
    	
 
    
	
Cambridge
    	
 
    	
 
    
	
CB1 9NJ
    	
 
    	
 
    

 

28

 

SECTION 10 — END USER LICENCE

 

[Respective LICENSEE entity]  (“LICENSOR”) hereby grants and the LICENSEE hereby accepts a non transferable and non-exclusive licence to use the Model solely for the purpose of developing a product which incorporates a CPU manufactured under LICENSOR’s licence from ARM (“Purpose”), under the following terms and conditions:

 

1.                            Ownership.  The Model is the property of ARM LIMITED and/or its licensors. The LICENSEE acquires no title, right or interest in the Model other than the licence rights granted herein.

 

2.                            Use.  The LICENSEE may use the Model on any one computer at one time except that the Model may be executed from a common disc shared by multiple CPUs provided that one authorised copy of the  Model has been licensed from LICENSOR for each CPU concurrently executing the Model.

 

LICENSEE shall not reverse engineer, decompile or disassemble the Model, in whole or in part.

 

LICENSEE shall only be permitted to use the Model for the Purpose.

 

LICESENSOR hereby authorises LICENSEE to concurrently use up to a maximum number of [       ] copies of the Model

 

3.                            Copies.  Except as provided in Clause 2, LICENSEE may make copies of the Model for back-up and archival purposes only. All copies of the Model must bear the same notice(s) contained on the original copies supplied by LICENSOR.

 

4.                            Model Limited Warranty. LICENSOR warrants that the disks containing the Model shall be free from defects and workmanship under normal use and the programs will perform in accordance with the accompanying documentation for a period of ninety (90) days from the date of delivery.  Any written or oral information or advice given by LICENSOR distributors, agents or employees will in no way increase the scope of this warranty. LICENSOR’s entire liability and the LICENSEE’s exclusive remedy will be, at LICENSOR’s sole option, to replace the disk or to use LICENSOR’s reasonable efforts to make the Model meet the warranty set forth above.  Any replacement Model will be warranted for the remainder of the original warranty period or thirty (30) days, whichever is the longer. The LICENSEE agrees that the supply of the Model does not include updates and upgrades, which may be available from LICENSOR under a separate support agreement.

 

THE ABOVE WARRANTIES ARE EXCLUSIVE AND IN LIEU OF ALL OTHER WARRANTIES, WHETHER EXPRESS OR IMPLIED INCLUDING, WITHOUT LIMITATION, THE IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

 

IN NO EVENT SHALL LICENSOR BE LIABLE FOR ANY INDIRECT, SPECIAL, INCIDENTAL OR CONSEQUENTIAL DAMAGES RESULTING FROM ITS PERFORMANCE OR FAILURE TO PERFORM UNDER THIS AGREEMENT OR THE FURNISHING, PERFORMANCE, OR USE OF ANY MODEL LICENSED HERETO, WHETHER DUE TO BREACH OF CONTRACT, BREACH OF WARRANTY, OR NEGLIGENCE EVEN IF LICENSOR HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.

 

THE MAXIMUM LIABILITY OF LICENSOR SHALL BE LIMITED TO REFUND OF THE FEES PAID BY LICENSEE (IF ANY) FOR THE MODEL.

 

5.                            Assignment of the Agreement.  This Agreement and any license granted hereunder to the LICENSEE may not be assigned, sub-licensed or otherwise transferred by the LICENSEE to any third party

 

6.                            Term and Termination.  Unless terminated in accordance with the provisions of this Clause 6, this Agreement and licenses granted hereunder shall continue in force until completion of the Purpose.  LICENSOR may terminate this Agreement by written notice to the LICENSEE in the event  of a breach by  LICENSEE of any provisions of this Agreement.

 

Upon expiration or termination of this Agreement, the LICENSEE shall refrain from any further use of the Model, and LICENSEE shall either return or destroy and copies of the Model in it’s possession at the date of expiration of termination as applicable.

 

7.                            Applicability.  The limitations and exclusions above may not apply in certain countries or states where they conflict with local law. In cases where such a conflict exists the local law shall prevail and the remaining provisions of the Agreement shall remain in full force and effect.

 

29

 

IN WITNESS WHEREOF the parties have caused this Annex 1 to be signed by their duly authorised representative:

 

 

	
ARM LIMITED
    	
RDA TECHNOLOGIES LIMITED
    
	
 
    	
 
    
	
 
    	
 
    
	
BY:
    	
/s/ Mike Inglis
    	
 
    	
BY:
    	
/s/ Vincent Tai
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
NAME:
    	
Mike Inglis
    	
 
    	
NAME:
    	
Vincent Tai
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
TITLE:
    	
Chief Commercial Officer
    	
 
    	
TITLE:
    	
CEO
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
DATE:
    	
27-4-2012
    	
 
    	
DATE:
    	
2012.2.9
    

 

30Exhibit 4.17

 

ANNEX 1

 

RDA TECHNOLOGIES LIMITED

 

CORESIGHT DK-A5

 

	
TLA Number
    	
 
    	
TLA-00547
    
	
Legal Counsel
    	
 
    	
AF
    
	
Annex Effective Date
    	
 
    	
9 February 2012
    

 

This Annex, when signed by both parties, shall form part of and be incorporated into the Technology Licence Agreement (“TLA”) between the parties (document reference as identified in the table above). Solely for the purposes of interpretation of the TLA with respect to this Annex, to the extent that the provisions contained in this Annex conflict with any of the provisions of the TLA the provisions contained in this Annex shall prevail over and shall supersede the conflicting provisions in the TLA.

 

1

 

SECTION 1 - ARM TECHNOLOGY

 

Key to Disclosure Rights

 

	
D
    	
 
    	
CONFIDENTIAL except disclosure   permitted to “Designers” in   accordance with Clause 3 of the TLA
    
	
M
    	
 
    	
CONFIDENTIAL except disclosure   permitted to “Manufacturers” in   accordance with Clause 3 of the TLA
    
	
T
    	
 
    	
CONFIDENTIAL except disclosure   permitted to “Test Houses” in accordance   with Clause 3 of the TLA
    
	
CS
    	
 
    	
CONFIDENTIAL except disclosure   permitted to “Customers” in   accordance with Clause 3 of the TLA
    
	
N
    	
 
    	
NON-CONFIDENTIAL but disclosure may be   subject to license restrictions
    

 

CoreSight Design Kit -Cortex-A5- Per Use

 

PART A TECHNICAL REFERENCE MANUAL

 

TRM means: Technical Reference Manual

 

Section 1 Technical Reference Manuals

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure   Rights
    	
 
    	
Delivery   Date
    
	
***
    	
 
    	
CoreSight   DK-A5 Errata List
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   Design Kit TRM - PDF
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   Design Kit TRM - FrameMaker
    	
 
    	
D
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   Design Kit Errata List
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ETM-A5 TRM - FrameMaker
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ETM-A5 TRM - PDF
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ETM-A5 Errata List - PDF
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
AHB   Trace Macrocell TRM - FrameMaker
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
AHB   Trace Macrocell TRM - PDF
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
AHB   Trace Macrocell Errata List
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   TPIU Lite TRM - FrameMaker
    	
 
    	
D
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   TPIU Lite TRM - PDF
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   TPIU Lite Errata List - PDF
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ATB Async Bridge TRM - PDF
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ATB Async Bridge Errata List
    	
 
    	
D,CS
    	
 
    	
 
    

 

Section 2 Architecture Documentation

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure   Rights
    	
 
    	
Delivery   Date
    
	
***
    	
 
    	
CoreSight   Architecture Specification
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
ETM   Architecture Specification
    	
 
    	
N
    	
 
    	
 
    

 

2

 

PART B IMPLEMENTATION & INTEGRATION MANUALS

 

IG means: Implementation Guide

 

IM means: Integration Manual

 

CSG means: Configuration Sign-off Guide

 

TPIU means: Trace Port Interface Unit

 

SWD means: Serial Wire Debug

 

SWV means: Serial Wire Viewer

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure   Rights
    	
 
    	
Delivery   Date
    
	
***
    	
 
    	
CoreSight   System Design Guide
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   Generic Components IG - PDF
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ETM-A5 CSG - PDF
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Integration   Manual - PDF
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Integration   Manual - FrameMaker
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ETM-A5 Release Note - PDF
    	
 
    	
D,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   DK-A5 IM
    	
 
    	
D
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   DK-A5 Release Note
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   TPIU Lite Release Note - PDF
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ATB Async Bridge IM
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ATB Async Bridge Release Note
    	
 
    	
D,CS
    	
 
    	
 
    

 

PART C ARM CORE SYNTHESIZABLE SOURCE

 

Section 1 CoreSight ETM Synthesisable RTL

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure   Rights
    	
 
    	
Delivery   Date
    
	
***
    	
 
    	
CoreSight   ETM-A5 Synth Verilog RTL
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   TPIU Lite Verilog RTL
    	
 
    	
D,CS
    	
 
    	
 
    

 

Section 2 CoreSight Debug Synthesisable RTL

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure   Rights
    	
 
    	
Delivery   Date
    
	
***
    	
 
    	
Debug   Access Port Verilog RTL
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
AHB   Access Port Verilog RTL
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
JTAG   Access Port Verilog RTL
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Serial   Wire JTAG dualmode Debug Port RTL
    	
 
    	
D
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
APB   Access Port Verilog RTL
    	
 
    	
D
    	
 
    	
 
    
	
***
    	
 
    	
APBMUX   for DAP Verilog RTL
    	
 
    	
D
    	
 
    	
 
    
	
***
    	
 
    	
Embedded   Cross Trigger Verilog RTL
    	
 
    	
D,CS
    	
 
    	
 
    

 

Section 3 CoreSight Multi Source Trace Synthesisable RTL

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure   Rights
    	
 
    	
Delivery   Date
    
	
***
    	
 
    	
Trace   Funnel Verilog RTL
    	
 
    	
D,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Embedded   Trace Buffer Verilog RTL
    	
 
    	
D,CS
    	
 
    	
 
    

 

3

 

	
***
    	
 
    	
Trace   Port Interface Unit Verilog RTL
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Trace   Replicator Verilog RTL
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Synchronous   Trace Bridge Verilog RTL
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
AHB   Trace Macrocell Verilog RTL
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ATB Async Bridge Verilog RTL
    	
 
    	
D,CS
    	
 
    	
 
    

 

Section 4 CoreSight Serial Wire Viewer Synthesisable RTL

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure   Rights
    	
 
    	
Delivery   Date
    
	
***
    	
 
    	
Instrumentation   Trace Macro Verilog RTL
    	
 
    	
D,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Serial   Wire Output Verilog RTL
    	
 
    	
D,CS
    	
 
    	
 
    

 

Section 5 Synthesis Scripts

 

LEC means:RTL to Netlist Logical

 

Equivalence Check Scripts

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure   Rights
    	
 
    	
Delivery   Date
    
	
***
    	
 
    	
Debug   Access Port Synthesis Scripts
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Debug   Access Port Formality LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Debug   Access Port Verplex LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Embedded   Cross Trigger Synthesis Scripts
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Embedded   Cross Trigger Formality LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Embedded   Cross Trigger Verplex LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Embedded   Trace Buffer Synthesis Scripts
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Embedded   Trace Buffer Formality LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Embedded   Trace Buffer Verplex LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Trace   Funnel Synthesis Scripts
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Trace   Funnel Formality LEC
    	
 
    	
D,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
Trace   Funnel Verplex LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Trace   Replicator Port Synthesis Scripts
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Trace   Replicator Port Formality LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Trace   Replicator Port Verplex LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Synch   Trace Bridge Synthesis Scripts
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Synchronous   Trace Bridge Formality LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Synchronous   Trace Bridge Verplex LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Trace   Port Interface Synthesis Scripts
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Trace   Port Interface Unit Formality LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Trace   Port Interface Unit Verplex LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
AHB   Trace Macrocell Synthesis Scripts
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
AHB   Trace Macrocell Formality LEC
    	
 
    	
D,CS
    	
 
    	
 
    

 

4

 

	
***
    	
 
    	
AHB   Trace Macrocell Verplex LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   TPIU Lite Synthesis Scripts
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   TPIU Lite LEC Formality
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   TPIU Lite LEC Conformal
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
ITM   Synthesis Scripts
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
ITM   Formality LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
ITM   Verplex LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Serial   Wire Output Synthesis Scripts
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Serial   Wire Output Formality LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
Serial   Wire Output Verplex LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ATB Async Bridge Synth Scripts
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ATB Async Bridge Formality LEC
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ATB Async Bridge Cadence LEC
    	
 
    	
D,CS
    	
 
    	
 
    

 

PART D FUNCTIONAL TEST VECTORS

 

CRF means: Test Vectors - CRF

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure   Rights
    	
 
    	
Delivery   Date
    
	
***
    	
 
    	
Debug   Access Port Functional CRF
    	
 
    	
D,M,T,CS
    	
 
    	
 
    
	
***
    	
 
    	
Embedded   Cross Trigger CRF
    	
 
    	
D,M,T,CS
    	
 
    	
 
    
	
***
    	
 
    	
Embedded   Trace Buffer Functional CRF
    	
 
    	
D,M,T,CS
    	
 
    	
 
    
	
***
    	
 
    	
Trace   Funnel Functional CRF
    	
 
    	
D,M,T,CS
    	
 
    	
 
    
	
***
    	
 
    	
Trace   Replicator Functional CRF
    	
 
    	
D,M,T,CS
    	
 
    	
 
    
	
***
    	
 
    	
Synchronous   Trace Bridge Functional CRF
    	
 
    	
D,M,T,CS
    	
 
    	
 
    
	
***
    	
 
    	
Trace   Port Interface Unit CRF
    	
 
    	
D,M,T,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
AHB   Trace Macrocell Functional CRF
    	
 
    	
D,M,T,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ETM-A5 Vector Replay
    	
 
    	
D,M,T,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ETM-A5 Port. Power Indic. CRF
    	
 
    	
D,M,T,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   TPIU Lite Functional CRF
    	
 
    	
D,M,T,CS
    	
 
    	
 
    
	
***
    	
 
    	
ITM   Functional CRF
    	
 
    	
D,M,T,CS
    	
 
    	
 
    
	
***
    	
 
    	
Serial   Wire Output Functional CRF
    	
 
    	
D,M,T,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ATB Async Bridge Func CRF
    	
 
    	
D,M,T,CS
    	
 
    	
 
    

 

PART E TEST

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure   Rights
    	
 
    	
Delivery   Date
    
	
***
    	
 
    	
CoreSight   DK-A5 Integration Kit
    	
 
    	
D,CS
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
CoreSight   ETM-A5 Integration Kit
    	
 
    	
D,CS
    	
 
    	
 
    

 

5

 

	
***
    	
 
    	
CoreSight   ETM-A5 Port. Funct. Test Src
    	
 
    	
D,CS
    	
 
    	
 
    
	
***
    	
 
    	
CoreSight   ETM-A5 Port. Power Test Src
    	
 
    	
D,CS
    	
 
    	
 
    

 

PART F MODELS

 

	
Part Number
    	
 
    	
Description
    	
 
    	
Disclosure   Rights
    	
 
    	
Delivery   Date
    
	
***
    	
 
    	
DSM   Synopsys VCS Verilog Solaris
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
DSM   Synopsys VCS Verilog Linux
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
DSM   Synopsys VCS Verilog Solaris 64bit
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
DSM   Synopsys VCS Verilog Linux AMD 64bit
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
DSM   ModelSim Verilog Solaris
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
DSM   ModelSim Verilog Linux
    	
 
    	
N
    	
 
    	
Within   ten working days of Annex Effective Date
    
	
***
    	
 
    	
DSM   ModelSim Verilog Solaris 64bit
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
DSM   ModelSim Verilog Linux AMD 64bit
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
DSM   NC Verilog Solaris
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
DSM   NC Verilog Linux
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
DSM   NC Verilog Solaris 64bit
    	
 
    	
N
    	
 
    	
 
    
	
***
    	
 
    	
DSM   NC Verilog Linux AMD 64bit
    	
 
    	
N
    	
 
    	
 
    

 

6

 

SECTION 2 - LICENCE AND SPECIAL CONDITIONS

 

A.            Definitions

 

A.1         “Architecture Documentation” means the architecture documentation identified in Section 1 Part A Section 2.

 

A.2         “ARM Compliant Product” means any product designed by of for LICENSEE which has at a minimum; (i) an ARM Core; and (ii) CoreSight DK-A5.

 

A.3         “ARM Core” means either or both the Cortex-A5 Core MP Core or the Cortex-A5 UP Core licensed by LICENSEE from ARM and which is marketed as being compatible with the CoreSight DK-A5.

 

A.4         “CoreSight DK-A5” means subject to the compliance restrictions set out in Clause C of Section 2 of this Annex 1; any or all of; (i) the CoreSight ETM; (ii) the CoreSight Debug; (iii) the CoreSight Multi Source Trace and (iv) the Serial Wire Viewer.

 

A.5         “CoreSight Debug” means together the debug access port and the embedded cross trigger both as described in the Technical Reference Manual ***.

 

A.6         “CoreSight Debug Synthsisable RTL” means the synthesisable RTL identified in Section 1 Part C Section 2.

 

A.7         “CoreSight ETM” means the embedded trace macrocell identified in the Technical Reference manual part number ***.

 

A.8         “CoreSight ETM Synthesisable RTL” means the synthesisable RTL identified in Section 1 Part C Section 1.

 

A.9         “CoreSight Multi Source Trace” means together; (i) the CoreSight Debug; (ii) the CoreSight ETM (excluding the trace port and JTAG port); (iii) the trace funnel described in the Technical Reference Manual part number ***; (iv) either or both the embedded trace buffer or the trace port interface unit described in the Technical Reference Manual ***; and (v) which may in addition include the other additional trace capability described in the Technical Reference Manual part number ***.

 

A.10       “CoreSight Multi Source Trace Synthesisable RTL” means the synthesisable RTL identified in Section 1 Part C Section 3.

 

A.11       “Design Simulation Models” means (i) the design simulation models for the CoreSight ETM and identified in Section 1 Part F; and (ii) any other design simulation model for the CoreSight ETM which is generally available from ARM subject to; (a) receipt by ARM of a purchase order from LICENSEE requesting such design simulation model expressly subject to the terms and conditions of this Agreement; and (b) the payment by LICENSEE to ARM of the then current fee for such design simulation model as quoted by ARM from time to time.

 

A.12       “Design Start” means the earlier of any of the following; (i) the date that LICENSEE first synthesises the Synthesisable RTL for an ARM Compliant Product; (ii) the date that LICENSEE enters into a contract with a third party for the design of an ARM Compliant Product; or (iii) the date that LICENSEE delivers any ARM Technology or derivatives thereof, to a Customer pursuant to the licenses granted in this Annex 1.

 

A.13       “Download” means the removal or copying of any or all of the relevant ARM Technology in respect of each ARM Compliant Product from the secure area on www.connect.arm.com.

 

A.14       “End User Licence” means a license agreement substantially in the form set out in Section 10.

 

A.15       “Functional Test Vectors” means the functional test vectors identified in Section 1 Part D.

 

A.16       “Implementation and Integration Manuals” means the documentation identified in Section 1 Part B.

 

A.17       “Serial Wire Viewer” means the serial wire viewer identified in the Technical Reference manual part number ***.

 

A.18       “Serial Wire Viewer Synthesisable RTL” means the deliverables identified in Section 1 Part C Section 4 of this Annex 1.

 

A.19       “Synthesisable RTL” means any or all of; (i) the CoreSight ETM Synthesisable RTL; (ii) the CoreSight Debug Synthesisable RTL; (iii) the CoreSight Multi Source Trace Synthesisable RTL; and (iv) the Serial Wire Viewer Synthesisable RTL.

 

7

 

A.20       “Synthesis Scripts” means the deliverables identified in Section 1 Part C Section 5.

 

A.21       “Technical Reference Manuals” means the relevant technical reference manuals identified in Section 1 Part A. Section 1.

 

A.22       “Test” means the programs identified in Section 1 Part E.

 

A.23          “Unique ARM Compliant Product” means:

 

(i)         an unlimited number of units of a single design for an ARM Compliant Product which has been taped out and given a unique part number; and

 

(ii)        an unlimited number of units of any derivatives of the ARM Compliant Products referred to in Clause A.23(i), provided that:

 

(a)           such derivatives result only from any or all of the following modifications; (1) the implementation by LICENSEE of an Update delivered by ARM to some or all of the ARM Technology; (2) the correction of errors in such ARM Compliant Products to achieve conformance with the original specification for such design; and (3) a version of such ARM Compliant Product that has been ported to a different set of process design rules but is otherwise functionally unmodified (except to the extent accommodated by this definition); and

 

(b)           except as provided below, no more than one such derivative for the ARM Compliant Product referred to in Clause A.23(i) is being manufactured for LICENSEE at any time. LICENSEE shall be permitted to concurrently manufacture the derivative and the design from which such derivative was derived; (i) indefinitely if the derivative is a result of Clause A.23(ii)(a)(1) or Clause A.23(ii)(a)(2); and (ii) if the derivative is a result of Clause A.23(ii)(a)(3), then for a period of six (6) months from the date of first manufacture of the new derivative

 

A.24       “Use” means in respect of the object code of the Design Simulation Models, the use of (including copying the object code of the Design Simulation Models to the extent that such copying is incidental to such use, including installation, backup and execution) the object code of the Design Simulation Models, or any part thereof. Use shall specifically exclude: (i) the translation, adaptation, arrangement or other alteration of the object code of the Design Simulation Models except as allowed by local legislation implementing Article 6 of the EC Directive on the legal protection of computer programs (91/250/EEC) and then only to the extent necessary to achieve interoperability of an independently created program with other programs; and (ii) the adapting or reverse compiling of the object code of the Design Simulation Models for the purpose of error correction.

 

B.            Licence

 

B.1         Subject to the provisions of Clause 3 of the TLA, and the restrictions set out in Clause C below, ARM hereby grants, to LICENSEE, a non-transferable (subject to Clause 16.3 of the TLA), non-exclusive, world-wide licence for the Term to;

 

Technical Reference Documentation

 

(i)      use, copy, modify (solely to the extent necessary to reflect any permitted modifications in accordance with the provisions of this Clause B.1 or for incorporation into LICENSEE’s documentation), distribute and have distributed the Technical Reference Manuals;

 

(ii)     use and copy the Architecture Documentation for the purposes of designing ARM Compliant Products;

 

CoreSight DK-A5

 

(iii)    use and copy  the Implementation and Integration Manuals only for the purposes of designing, having designed (subject to the provisions of Clauses 2.2 and 2.3 of the TLA) ARM Compliant Products;

 

(iv)    use, copy and modify; (solely for the purposes of scan insertion, buffer insertion, timing closure, targeting standard cell libraries, direct instantiations of cells and speed, power optimisation, use of licensee specified BIST, changing any “Verilog Defines” which are stated as being modifiable in the Implementation and Integration Manuals and changing any configuration settings permitted in the relevant Implementation and Integration Manuals) the Synthesisable RTL, only for the purposes of designing, and having designed (subject to the provisions of Clauses 2.2 and 2.3 of the TLA) ARM Compliant Products;

 

8

 

(v)     use, copy and modify (a) the Synthesis Scripts; and (b) the Test, only for the purposes of designing, and having designed (subject to the provisions of Clause 2.2 and 2.3 of the TLA), ARM Compliant Products;

 

(vi)    use, copy and modify (solely for the purpose of and to the extent necessary run the vectors on a simulator or tester) the Functional Test Vectors, only for the purposes of designing and having designed (subject to the provisions of Clauses 2.2 and 2.3 of the TLA, manufacturing and having manufactured (subject to the provisions of Clause 2.4 of the TLA and testing and having tested (subject to the provisions of Clause 2.5 of the TLA) ARM Compliant Products;

 

(vii)   manufacture and have manufactured (subject to the provisions of Clause 2.4 of the TLA) the Unique ARM Compliant Products created under the licences granted in Clauses B.1(i) to B.1(vi) inclusive;

 

(viii)  sell, supply and distribute the Unique ARM Compliant Products manufactured under the licences granted in Clause B.1(vii);

 

Design Simulation Models

 

(ix)    reproduce and use, internally and for third party support purposes, the Design Simulation Models and related documentation;

 

(x)     use, reproduce and distribute, and sub-license (subject to the terms of an End User Licence) the Use of the object code of the Design Simulation Models, solely for the purpose of developing ARM Compliant Products; and

 

(xi)    modify, reproduce, use and distribute, in connection with the Design Simulation Models, the documentation related thereto.

 

C.            Compliance Restrictions

 

C.1         To ensure tools interoperability with the CoreSight DK-A5  LICENSEE shall comply with following topology constraints:

 

(i)             no nested debug access ports i.e. one debug access port must not drive another debug access port;

 

(ii)            in respect of the CoreSight Multi Source Trace, multiple inputs to the trace funnel must originate from unique trace sources;

 

(iii)           no feedback paths are permitted on the AMBA trace bus;

 

(iv)          Only one cross trigger interface is permitted per ARM Core being debugged using the CoreSight DK-A5;

 

(v)           In respect of the cross trigger interface trigger I/O, when ASICCTL = 0x00, the Cross trigger interface trigger I/O must be connected to the pins specified by the cross trigger interface connectivity rules in the Integration Manual identified in Section 1 Part B Section 1; and

 

(vi)          The CoreSight DK-A5 must be programmable by a single debug access port where present.

 

D.            Special Conditions

 

D.1      Notwithstanding the provisions of Clause 12.1 of the TLA, ARM shall not be obligated to indemnify LICENSEE in respect of any suit brought by a third party against LICENSEE based upon a claim that any of the ARM Technology delivered by ARM to LICENSEE under this Annex 1 infringes a patent owned by such third party where such claim is based on the implementation of a Standard other than a Standard licensed from ARM.

 

Where:

 

“Standard” means: (i) any specification which: (a) contains engineering or technical criteria, methods, processes or practices; (b) has been approved by a formal committee; and (c) is made available, whether publicly or to members, by a broadly recognised organisation whose primary business objective is the development, approval and dissemination of specifications for the purpose of achieving standardisation; and (ii) any version of either or both the 

 

9

 

1149.1 IEEE Standard for Standard Test Access Port and Boundary-Scan Architecture and 1149.7 IEEE Standard for Reduced-pin and Enhanced-functionality Test Access Port and Boundary Scan Architecture licensed or controlled by IEEE Standards Association.

 

E.            IP access model Provisions

 

Number of Unique ARM Compliant Products

 

E.1          Under this Annex 1, LICENSEE shall have the right to exercise the licenses granted under Clause B.1 of this Annex 1 for an unlimited number of Unique ARM Compliant Products, provided that for each such Unique ARM Compliant Product LICENSEE pays to ARM the respective Use Fee as set out in, and in accordance with the provisions of Section 8 of this Annex 1.

 

Audit

 

E.2          In addition to the audit requirements in Clause 6.6 of the TLA, the Auditors shall be entitled to review; (i) the ARM Technology which has been Downloaded by LICENSEE; (ii) Design Starts for any Unique ARM Compliant Products; and (iii) any information necessary to substantiate and verify the data submitted to ARM by LICENSEE in any Usage Report provided in accordance with Section 8. LICENSEE’s books and records relevant to verification of the information which LICENSEE is obliged to report pursuant to this Clause, shall be retained by LICENSEE for at least six (6) years after the end of the period to which the Download, Design Start or Usage Report relates.

 

F.            Limitation of Liability

 

F.1         For the purposes of this Annex 1, delete Clause 13.2 of the TLA and replace with the following:

 

“13.2     NOTWITHSTANDING ANYTHING TO THE CONTRARY CONTAINED IN THIS TLA, THE MAXIMUM LIABILITY OF ARM TO LICENSEE IN AGGREGATE FOR ALL CLAIMS MADE AGAINST ARM IN CONTRACT TORT OR OTHERWISE UNDER OR IN CONNECTION WITH EACH ARM DELIVERABLE (AS DEFINED BELOW) LICENSED UNDER AN ANNEX 1 SHALL NOT EXCEED THE USE FEES PAID TO ARM IN RESPECT OF THAT ARM DELIVERABLE. THE EXISTENCE OF MORE THAN ONE CLAIM OR SUIT WILL NOT ENLARGE OR EXTEND THE LIMIT. LICENSEE RELEASES ARM FROM ALL OBLIGATIONS, LIABILITY, CLAIMS OR DEMANDS IN EXCESS OF THIS LIMITATION”

 

“ARM Deliverable” means an individual product being part of the ARM Technology delivered under an Annex 1 where such product has an associated Use Fee in Section 8 of the relevant Annex 1.

 

10

 

SECTION 3 — VERIFICATION

 

Not applicable.

 

SECTION 4 - SUPPORT LIMITATION

 

4.1          Except as provided below, the maximum number of man hours that ARM shall be obligated to expend on any individual support case submitted to ARM by LICENSEE shall be capped at sixteen (16).

 

4.2          If ARM reasonably believes that any individual support case will exceed the support cap referred to above, ARM and LICENSEE will mutually agree a plan of action for resolution of the support case.

 

4.3          If a support case results in a defect being identified, any time associated with correcting such defect will not be logged against such support case.

 

4.4          If ARM, at ARM’s discretion, determines that LICENSEE has entered multiple cases which relate to the same support problem, ARM shall be entitled to compile these into a single case which in aggregate will be subject to the cap referred to above.

 

4.5          If ARM agrees to provide support at LICENSEE’s premises in accordance with the provisions of Clause 7.3 of the TLA, any time spent at LICENSEE’s premises including travel shall not be included as part of the support cap.

 

SECTION 5 - TRAINING REQUIREMENT

 

Not applicable.

 

11

 

SECTION 6 - TRADEMARKS

 

	
Trademark
    	
 
    	
Registered/ Unregistered
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
Part A
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
ARM w/bar [logo]   Exhibit A
    	
 
    	
Registered
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
Part B
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
ARM Powered [logo]   Exhibit B
    	
 
    	
Registered
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
Part C
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
ARM [logo]   Exhibit C
    	
 
    	
Registered
    	
 
    

 

SECTION 7 — TERM

 

Unless terminated earlier in accordance with the provisions of Clause 14 of the TLA, this Annex 1 shall continue in force for a period of three (3) years.

 

12

 

SECTION 8 - FEES AND ROYALTIES

 

Fees

 

“Product Annexes”, “Pre-Paid Licence Fees” and “Access Fees” shall have the meanings as defined in the MP Core annex (document number LES-ANX-20356)

 

Use Fees

 

Subject to the provisions of this Section 8, for each Unique ARM Compliant Product developed under this Annex 1, LICENSEE shall pay to ARM the relevant Use Fees set out below:

 

	
ARM Technology
    	
 
    	
Use Fee (US$)
    
	
Each   Unique ARM Compliant Product containing CoreSight DK-A5
    	
 
    	
See Use Fee Table as set out in   Section 8 of the MP Core annex document LES-ANX-20356
    

 

The Use Fee payable to ARM by LICENSEE shall be due to ARM as follows:-

 

(i)            Upon first Download of the ARM Technology; and

(ii)           Upon Design Start of the second and each subsequent Unique ARM Compliant Product incorporating such ARM Technology.

 

All Use Fees shall be due at the end of the Quarter in which the Download or Design Start has occurred as applicable. Notwithstanding the foregoing, LICENSEE shall not be obligated to pay the whole or any part of any Use Fees, to ARM under the Product Annexes, until such time as the aggregate Use Fees  which LICENSEE is obligated to pay to ARM under the Product Annexes has exceeded the amount of the Pre-Paid License Fee that has become due to ARM.

 

Where any Pre-Paid Licence Fees have not become due, invoices raised by ARM for amounts that exceed the amount of the Pre-Paid Licence Fee that has become due to ARM will be set off against any subsequent milestone payments for the Pre-Paid Licence Fee that have not yet become due to ARM.

 

Access to ARM Technology in the Product Annexes

 

For the avoidance of doubt, LICENSEE will not be able to Download any ARM technology licensed under the Product Annexes during any year of Term unless LICENSEE has paid the Access Fees for the relevant period.

 

Entitlement to Support and Maintenance Services.

 

In respect of each of the ARM Technology licenced under the Product Annexes, in addition to paying the Access Fee for the relevant period, LICENSEE must pay the Support and Maintenance Fees for the relevant period to be entitled to request Support and Maintenance Services in respect of such ARM Technology licensed under the Product Annexes.

 

USAGE REPORTS

 

8.1          For the purposes of this Annex 1 the provisions of Clause 6.3 of the TLA shall be replaced with the following:

 

“Usage Report

 

6.3          LICENSEE shall submit to ARM a report (each a “Usage Report”) within thirty (30) days after the end of every Quarter. Each Usage Report shall contain the following information relating to each ARM Compliant Product and which shall be substantially in the form set out below;

 

	
Part Number
    	
 
    	
Internal 
   Project
   Name
    	
 
    	
Foundry and
   Process
    	
 
    	
ARM Technology
    	
 
    	
Project
   Status
    	
 
    	
Production
   Status
    	
 
    	
Tape Out
   Type
    	
 
    	
Last Tape
   Out Date
    	
 
    	
Wafer
   Quantity
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    

 

13

 

Each Usage report shall be submitted online at http://designstart.arm.com under the “My Account” link listed under the ARM Products and Services heading.

 

8.2          For the purposes of this Annex 1 the provisions of Clause 6.6 of the TLA shall be replaced with the following:

 

“Audit Rights

 

6.6          Subject to the provision of at least (30) days prior written notice, ARM or its agent shall have the right to conduct up to one (1) audit in any twelve (12) month period of LICENSEE’s relevant books and records to verify the information which LICENSEE is obliged to report pursuant to Clause 6.3 of the TLA.  Audits performed under this Clause 6.6 shall be conducted; (i) during normal business hours; and (ii) at ARM’s sole expense.  LICENSEE’s books and records relevant to verification of the information which LICENSEE is obliged to report pursuant to Clause 6.3 of the TLA, shall be retained by LICENSEE for at least six (6) years after the end of the period to which the Usage Report relates.”

 

Invoice address: 6/F, Building 4, 690 Bibo Road, Pudong, Shanghai 201203, PRC

 

Royalties

 

Not Applicable

 

14

 

SECTION 9 - MARKETING

 

Notwithstanding anything to the contrary contained in the TLA either party may disclose to third parties that LICENSEE is a licensee of the ARM Technology licensed under this Annex 1. Except as expressly provided in the TLA, no right is granted to either party to disclose the terms and conditions of the TLA or this Annex 1.

 

Within sixty days (60) days of the Annex Effective Date the parties shall mutually agree the terms and method of issuance of a written announcement, which may be a press release, relating to the technology licensed under this Annex 1 and the relationship of the parties.

 

All communications for the above marketing activities shall be sent to the following contacts:

 

	
ARM Marketing Contact
    	
 
    	
LICENSEE Marketing Contact
    
	
 
    	
 
    	
 
    
	
Director of   Corporate Communications
    	
 
    	
 
    
	
CommsDirector@arm.com
    	
 
    	
 
    
	
110 Fulbourn Road
    	
 
    	
 
    
	
Cambridge
    	
 
    	
 
    
	
CB1 9NJ
    	
 
    	
 
    

 

15

 

SECTION 10 — END USER LICENCE

 

[Respective LICENSEE entity]  (“LICENSOR”) hereby grants and the LICENSEE hereby accepts a non transferable and non-exclusive licence to use the Model solely for the purpose of developing a product which incorporates a CPU manufactured under LICENSOR’s licence from ARM (“Purpose”), under the following terms and conditions:

 

1.         Ownership.  The Model is the property of ARM LIMITED and/or its licensors. The LICENSEE acquires no title, right or interest in the Model other than the licence rights granted herein.

 

2.         Use.  The LICENSEE may use the Model on any one computer at one time except that the  Model may be executed from a common disc shared by multiple CPUs provided that one authorised copy of the  Model has been licensed from LICENSOR for each CPU concurrently executing the Model.

 

LICENSEE shall not reverse engineer, decompile or disassemble the Model, in whole or in part.

 

LICENSEE shall only be permitted to use the Model for the Purpose.

 

LICESENSOR hereby authorises  LICENSEE to concurrently use up to a maximum number of [       ] copies of the Model

 

3.         Copies.  Except as provided in Clause 2,  LICENSEE may make copies of the Model for back-up and archival purposes only. All copies of the Model must bear the same notice(s) contained on the original copies supplied by LICENSOR.

 

4.         Model Limited Warranty. LICENSOR warrants that the disks containing the Model shall be free from defects and workmanship under normal use and the programs will perform in accordance with the accompanying documentation for a period of ninety (90) days from the date of delivery.  Any written or oral information or advice given by LICENSOR distributors, agents or employees will in no way increase the scope of this warranty. LICENSOR’s entire liability and the LICENSEE’s exclusive remedy will be, at LICENSOR’s sole option, to replace the disk or to use LICENSOR’s reasonable efforts to make the Model meet the warranty set forth above.  Any replacement  Model will be warranted for the remainder of the original warranty period or thirty (30) days, whichever is the longer. The LICENSEE agrees that the supply of the Model does not include updates and upgrades, which may be available from LICENSOR under a separate support agreement.

 

THE ABOVE WARRANTIES ARE EXCLUSIVE AND IN LIEU OF ALL OTHER WARRANTIES, WHETHER EXPRESS OR IMPLIED INCLUDING, WITHOUT LIMITATION, THE IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

 

IN NO EVENT SHALL LICENSOR BE LIABLE FOR ANY INDIRECT, SPECIAL, INCIDENTAL OR CONSEQUENTIAL DAMAGES RESULTING FROM ITS PERFORMANCE OR FAILURE TO PERFORM UNDER THIS AGREEMENT OR THE FURNISHING, PERFORMANCE, OR USE OF ANY MODEL LICENSED HERETO, WHETHER DUE TO BREACH OF CONTRACT, BREACH OF WARRANTY, OR NEGLIGENCE EVEN IF LICENSOR HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.

 

THE MAXIMUM LIABILITY OF LICENSOR SHALL BE LIMITED TO REFUND OF THE FEES PAID BY LICENSEE (IF ANY) FOR THE MODEL.

 

5.         Assignment of the Agreement.  This Agreement and any license granted hereunder to the LICENSEE may not be assigned, sub-licensed or otherwise transferred by the LICENSEE to any third party

 

6.         Term and Termination.  Unless terminated in accordance with the provisions of this Clause 6, this Agreement and licenses granted hereunder shall continue in force until completion of the Purpose.  LICENSOR may  terminated this Agreement by written notice to the LICENSEE in the event  of a breach by  LICENSEE of any provisions of this Agreement.

 

Upon expiration or termination of this Agreement, the LICENSEE shall refrain from any further use of the Model, and LICENSEE shall either return or destroy and copies of the Model in it’s possession at the date of expiration of termination as applicable.

 

7.         Applicability.  The limitations and exclusions above may not apply in certain countries or states where they conflict with local law. In cases where such a conflict exists the local law shall prevail and the remaining provisions of the Agreement shall remain in full force and effect.

 

16

 

IN WITNESS WHEREOF the parties have caused this Annex 1 to be signed by their duly authorised representatives:

 

 

	
ARM   LIMITED
    	
RDA TECHNOLOGIES LIMITED
    
	
 
    	
 
    
	
 
    	
 
    
	
BY:
    	
/s/ Mike Inglis
    	
 
    	
BY:
    	
/s/ Vincent Tai
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
NAME:
    	
Mike Inglis
    	
 
    	
NAME:
    	
Vincent Tai
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
TITLE:
    	
Chief Commercial Officer
    	
 
    	
TITLE:
    	
CEO
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
DATE:
    	
8-1-13
    	
 
    	
DATE:
    	
2012.12.19
    

 

17

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