Document:

Exhibit 4.1

 

EXECUTION VERSION

 

AMENDMENT NO. 4 TO

AMENDED AND RESTATED CREDIT
AGREEMENT

 

This Amendment No. 4 to Amended and Restated Credit Agreement
(this “Amendment”) is entered into as of October 7, 2010 by and
among The Manitowoc Company, Inc., a Wisconsin corporation (the “Borrower”),
the Subsidiary Borrowers signatory hereto (together with the Borrower, the “Borrowers”),
JPMorgan Chase Bank, N.A., individually and as administrative agent (the “Administrative
Agent”), and the other financial institutions signatory hereto.

 

RECITALS

 

A.                                   The Borrowers,
the Administrative Agent and the Lenders are party to that certain Amended and
Restated Credit Agreement dated as of August 25, 2008, as amended (as so
amended, the “Credit Agreement”). 
Unless otherwise specified herein, capitalized terms used in this
Amendment shall have the meanings ascribed to them by the Credit Agreement, as
amended hereby.

 

B.                                     The Borrowers,
the Administrative Agent and the undersigned Lenders wish to amend the Credit
Agreement on the terms and conditions set forth below.

 

Now,
therefore, in consideration of the mutual execution hereof and other good and
valuable consideration, the parties hereto agree as follows:

 

1.                                       Amendments to
Credit Agreement.  Upon the “Effective
Date” (as defined below), the Credit Agreement shall be amended as follows:

 

(a)                                  The defined
term “Senior Note Documents” in Section 1.01 of the Credit Agreement is
hereby deleted and replaced with the following:

 

“Senior
Note Documents” means the Original Senior Note Documents, the Additional
Senior Note Documents, the Second Additional
Senior Note Documents, and all other documents executed and
delivered with respect any Indebtedness of the Borrower and its Subsidiaries
(as applicable) incurred pursuant to Section 6.01(p) and/or 6.01(q) of
this Agreement subsequent to the Amendment No. 4 Effective Date.

 

(b)                                 The defined
term “Senior Notes” in Section 1.01 of the Credit Agreement is hereby
deleted and replaced with the following:

 

“Senior Notes”
means the Original Senior Notes, the Additional Senior Notes, the Second Additional Senior Notes and any other notes issued
pursuant to the Senior Note Documents.

 

 

(c)                                  Section 1.01
of the Credit Agreement is amended by adding the following definitions in
appropriate alphabetical order:

 

“Amendment
No. 4” means that certain Amendment No. 4 to Credit Agreement
dated as of October 7, 2010 by and among the Borrower, the Administrative
Agent and the Lenders party thereto.

 

“Amendment
No. 4 Effective Date” means the “Effective Date” as defined in
Amendment No. 4.

 

“Second
Additional Senior Note Documents” means the Second Additional Senior Note
Indenture and all other documents executed and delivered with respect to the
Second Additional Senior Notes or Second Additional Senior Note Indenture as in
effect on the Amendment No. 4 Effective Date and as the same may be
amended, restated, amended and restated, modified or supplemented from time to
time in accordance with the terms hereof and thereof.

 

“Second
Additional Senior Note Indenture” means the Indenture to be dated on or
about the Amendment No. 4 Effective Date, among the Borrower and the other
parties thereto, as in effect on the Amendment No. 4 Effective Date and as
the same may be amended, restated, amended and restated, modified or
supplemented from time to time in accordance with the terms hereof and thereof.

 

“Second
Additional Senior Notes” means the Borrower’s Senior Notes issued pursuant
to the Second Additional Senior Note Indenture, as in effect on the Amendment No. 4
Effective Date and as the same may be amended, modified or supplemented from
time to time in accordance with the terms hereof and thereof.

 

(d)                                 The last
sentence of Section 1.05(b) of the Credit Agreement is hereby amended
by deleting the words “or 6.08” therefrom.

 

(e)                                  Sub-clause (ii) of
Section 5.01(c) of the Credit Agreement is hereby deleted and
replaced with the following:

 

(ii) setting
forth reasonably detailed calculations (x)(1) of the amount of “Permitted
Indebtedness” (as described in part (2) of the definition thereof in the
Original Senior Note Indenture) then outstanding and then permitted to be
incurred by the terms of the Original Senior Note Indenture, (2) of the
amount of “Permitted Indebtedness” (as described in part (2) of the
definition thereof in the Additional Senior Note Indenture) then outstanding
and then permitted to be incurred by the terms of the Additional Senior Note
Indenture, (3) of the amount of “Permitted
Indebtedness” (as described in part (2) of the definition thereof in the
Second Additional Senior Note Indenture) then outstanding and then permitted to
be incurred by the terms of the Second Additional Senior Note Indenture and
(4) to the extent applicable, of the amount of “Permitted Indebtedness”
(as defined in the applicable Senior Note Document) then outstanding and then
permitted to be incurred under this Agreement pursuant to the terms of any
other Senior Note Document and (y) demonstrating compliance 

 

2

 

with Sections 6.07,
6.15, 6.16, 6.20 and, commencing with the fiscal quarter ending December 31,
2010, 6.21

 

(f)                                    Section 6.05(m) of
the Credit Agreement is hereby deleted and replaced with the following:

 

subject to the
provisions of this Section 6.05(m) and the requirements contained in
the definition of Permitted Acquisition, the Borrower and its Wholly-Owned
Subsidiaries may from time to time effect Permitted Acquisitions, so long as:
(i) no Default or Event of Default shall have occurred and be continuing
at the time of the consummation of the proposed Permitted Acquisition or
immediately after giving effect thereto; (ii) at any time when the Consolidated Senior Secured Leverage Ratio is greater than
or equal to 3.75 to 1.00 (both immediately
before and immediately after giving effect to such investment) the aggregate
amount of consideration for any investment made pursuant to this Section 6.05(m),
when added to the aggregate amount of such consideration for all other
investments made pursuant to this Section 6.05(m) in the same
calendar year as the calendar year in which such investment occurs shall not
exceed (x) $10,000,000 of cash consideration and (y) $100,000,000 of
non-cash consideration, (iii) at any time when the Consolidated
Senior Secured Leverage Ratio is less than 3.75
to 1.00 but greater than or equal to 3.00 to 1.00
(both immediately before and immediately after giving effect to such
investment) the aggregate amount of consideration for any investment made
pursuant to this Section 6.05(m), when added to the aggregate amount of
such consideration for all other investments made pursuant to this Section 6.05(m) in
the same calendar year as the calendar year in which such investment occurs
shall not exceed (x) $150,000,000 of cash consideration and
(y) $250,000,000 of non-cash consideration, (iv) if the proposed
Permitted Acquisition is for aggregate consideration of $75,000,000 or more,
the Borrower shall have given to the Administrative Agent at least 10 Business
Days’ prior written notice of such proposed Permitted Acquisition (or such
shorter period of time as may be reasonably acceptable to the Administrative
Agent), which notice shall be executed by its chief financial officer or
treasurer and shall describe in reasonable detail the principal terms and conditions
of such Permitted Acquisition; (v) both before and after giving effect to
the Permitted Acquisition, the Borrower is in compliance with Section 6.01(p);
(vi) at the time of any such Permitted Acquisition involving the creation
or acquisition of a Subsidiary, or the acquisition of capital stock or other
equity interest of any Person, the capital stock or other equity interests
thereof created or acquired in connection with such Permitted Acquisition shall
have been pledged for the benefit of the Secured Creditors pursuant to (and to
the extent required by) the US Pledge Agreement and such Person, if a Domestic
Subsidiary which is a Material Subsidiary, shall have executed and delivered to
the Administrative Agent a joinder to the Subsidiary Guaranty; and (vii) giving
effect to such Permitted Acquisition, (A) at all times that the Consolidated Senior Secured Leverage Ratio is greater than 3.00 to 1.00, the Consolidated Senior
Secured Leverage Ratio on a Pro Forma Basis is no greater than the Consolidated Senior Secured Leverage Ratio as 

 

3

 

calculated
immediately prior to giving effect to such Permitted Acquisition (B) the
Borrower is in compliance with Section 6.07 and, commencing with the
fiscal quarter ending December 31, 2010, 6.21, on a Pro Forma Basis;

 

(g)                                 Section 6.07
of the Credit Agreement is hereby deleted and replaced with the following:

 

SECTION 6.07                    Minimum Consolidated
Interest Coverage Ratio.  The
Borrower will not permit the Consolidated Interest Coverage Ratio for any
fiscal quarter of the Borrower set forth below to be less than or equal to the
ratio set forth opposite such fiscal quarter below:

 

	
  Fiscal Quarter Ending

  	
   

  	
  Ratio

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  June 30, 2009

  	
   

  	
  2.75:1.00

  	
   

  
	
  September 30, 2009

  	
   

  	
  2.25:1.00

  	
   

  
	
  December 31, 2009

  	
   

  	
  1.875:1.00

  	
   

  
	
  March 31, 2010

  	
   

  	
  1.75:1.00

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  June 30, 2010

  	
   

  	
  1.75:1.00

  	
   

  
	
  September 30, 2010

  	
   

  	
  1.80:1.00

  	
   

  
	
  December 31, 2010

  	
   

  	
  1.50:1.00

  	
   

  
	
  March 31, 2011

  	
   

  	
  1.50:1.00

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  June 30, 2011

  	
   

  	
  1.50:1.00

  	
   

  
	
  September 30, 2011

  	
   

  	
  1.575:1.00

  	
   

  
	
  December 31, 2011

  	
   

  	
  1.70:1.00

  	
   

  
	
  March 31, 2012

  	
   

  	
  1.80:1.00

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  June 30, 2012

  	
   

  	
  1.90:1.00

  	
   

  
	
  September 30, 2012

  	
   

  	
  2.10:1.00

  	
   

  
	
  December 31, 2012

  	
   

  	
  2.25:1:00

  	
   

  
	
  March 31, 2013

  	
   

  	
  2.50:1.00

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  June 30, 2013

  	
   

  	
  2.75:1.00

  	
   

  
	
  September 30, 2013,

  	
   

  	
  2.875:1.00

  	
   

  
	
  December 31, 2013,

  	
   

  	
  3.00:1.00

  	
   

  
	
  and thereafter

  	
   

  	
   

  	
   

  

 

(h)                                 Section 6.08 of the
Credit Agreement is hereby deleted and replaced with the following:

 

4

 

SECTION 6.08.  [Reserved].

 

(i)                                     Section 6.10 of the
Credit Agreement is hereby deleted and replaced with the following:

 

SECTION 6.10. 
Restrictive Agreements. 
The Borrower will not, and will not permit any of its Subsidiaries to,
directly or indirectly, enter into, incur or permit to exist any agreement or
other arrangement that prohibits, restricts or imposes any condition upon (a) the
ability of the Borrower or any Subsidiary to create, incur or permit to exist
any Lien upon any of its property or assets, or (b) the ability of any
Subsidiary to pay dividends or other distributions with respect to any shares
of its capital stock or to make or repay loans or advances to the Borrower or
any other Subsidiary or to Guarantee Indebtedness of the Borrower or any other
Subsidiary; provided that (i) the foregoing shall not apply to
restrictions and conditions imposed by law or by this Agreement or the other
Credit Documents or, only until the Initial Borrowing Date, restrictions or
conditions imposed by any of the “Credit Documents” (as defined in the Existing
Credit Agreement), (ii) the foregoing shall not apply to restrictions and
conditions existing on the Effective Date identified on Schedule 6.10 (but
shall apply to any extension or renewal of, or any amendment or modification
expanding the scope of, any such restriction or condition), (iii) the
foregoing shall not apply to restrictions and conditions contained in the
Additional Senior Note Documents as in effect on the Amendment No. 3
Effective Date (but shall apply to any extension or renewal of, or any
amendment or modification expanding the scope of, any such restriction or
condition) or any restrictions or conditions contained in any Senior Note
Documents issued subsequent to the Amendment No. 3 Effective Date;
provided that any Senior Note Documents issued subsequent to the Amendment No. 3
Effective Date pursuant to Section 6.01(q)(i) shall be on terms not
materially less favorable to the Lenders, taken as a whole, than the terms of
the Additional Senior Note Documents, (iv) the
foregoing shall not apply to restrictions and conditions contained in the
Second Additional Senior Note Documents as in effect on the Amendment No. 4
Effective Date (but shall apply to any extension or renewal of, or any
amendment or modification expanding the scope of, any such restriction or
condition) or any restrictions or conditions contained in any Senior Note
Documents issued subsequent to the Amendment No. 4 Effective Date;
provided that any Senior Note Documents issued subsequent to the Amendment No. 4
Effective Date pursuant to Section 6.01(q)(i) shall be on terms not
materially less favorable to the Lenders, taken as a whole, than the terms of
the Second Additional Senior Note Documents, (v) the foregoing
shall not apply to customary restrictions and conditions contained in
agreements relating to the sale of a Subsidiary pending such sale, provided
such restrictions and conditions apply only to the Subsidiary that is to be
sold and such sale is permitted hereunder, (vi) clause (a) of the
foregoing shall not apply to restrictions or conditions imposed by any
agreement relating to secured Indebtedness permitted by this Agreement if such
restrictions or conditions apply only to the property or assets securing such
Indebtedness and (vii) clause (a) of the foregoing shall not apply to
customary provisions in leases and other contracts restricting the assignment
thereof.

 

5

 

(j)                                     Section 6.20
of the Credit Agreement is hereby deleted and replaced with the following:

 

SECTION 6.20  Maximum Capital Expenditures.  At all times that the Consolidated Total
Leverage Ratio is greater than 3.50 to 1.00, the Borrower will not, and will
not permit any of its Subsidiaries to, make Capital Expenditures during any
fiscal year that exceed the amount set forth in the table below opposite the
applicable fiscal year (the “Capex Limit”); provided, however,
that the Capex Limit for each fiscal year referenced below (commencing with the
2010 fiscal year) will be increased, if at all, by the positive amount equal to
50% of the amount (if any), equal to the difference obtained by taking the
Capex Limit in effect for the immediately preceding fiscal year (before giving
effect to any increase pursuant to this provision) minus the actual
amount of any Capital Expenditures expended during such preceding fiscal year
(the “Carry Over Amount”).

 

	
  Fiscal Year

  	
   

  	
  Capex Limit

  
	
   

  	
   

  	
   

  
	
  2009

  	
   

  	
  $80,000,000

  
	
   

  	
   

  	
   

  
	
  2010

  	
   

  	
  $80,000,000

  
	
   

  	
   

  	
   

  
	
  2011

  	
   

  	
  if after giving effect to the applicable Capital
  Expenditure, Consolidated Senior Secured Leverage Ratio is (a) greater
  than or equal to 3.50:1.00, $125,000,000 or (b) less than 3.50:1.00,
  $140,000,000

  
	
   

  	
   

  	
   

  
	
  2012

  	
   

  	
  if after giving effect to the applicable Capital
  Expenditure, Consolidated Senior Secured Leverage Ratio is (a) greater
  than or equal to 3.50:1.00, $150,00,000 or (b) less than 3.50:1.00,
  $160,000,000

  

 

(k)                                  Section 6.21
of the Credit Agreement is hereby deleted and replaced with the following:

 

SECTION 6.21 
Maximum Consolidated Senior Secured Leverage Ratio.  The Borrower will cause the Consolidated
Senior Secured Leverage Ratio at all times during the fiscal quarters of the
Borrower set forth below to be less than the ratio set forth opposite such
fiscal quarter below:

 

6

 

	
  Fiscal Quarter Ending

  	
   

  	
  Ratio

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  December 31, 2010

  	
   

  	
  4.50:1.00

  	
   

  
	
  March 31, 2011

  	
   

  	
  4.50:1.00

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  June 30, 2011

  	
   

  	
  4.50:1.00

  	
   

  
	
  September 30, 2011

  	
   

  	
  4.50:1.00

  	
   

  
	
  December 31, 2011

  	
   

  	
  4.125:1.00

  	
   

  
	
  March 31, 2012

  	
   

  	
  4.00:1.00

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  June 30, 2012

  	
   

  	
  3.75:1.00

  	
   

  
	
  September 30, 2012

  	
   

  	
  3.50:1.00

  	
   

  
	
  December 31, 2012

  	
   

  	
  3.25:1.00

  	
   

  
	
  March 31, 2013

  	
   

  	
  3.25:1.00

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  June 30, 2013

  	
   

  	
  3.25:1.00

  	
   

  
	
  September 30, 2013

  	
   

  	
  3.25:1.00

  	
   

  
	
  December 31, 2013,

  	
   

  	
  3.00:1.00

  	
   

  
	
  and thereafter

  	
   

  	
   

  	
   

  

 

2.                                       Representations,
Warranties and Agreements of the Borrowers.  The Borrowers represent, warrant and agree
that:

 

(a)                                  The execution,
delivery and performance by the Borrowers of this Amendment have been duly
authorized by all necessary corporate action and that this Amendment is a
legal, valid and binding obligation of the Borrowers enforceable against the
Borrowers in accordance with its terms, except as the enforcement thereof may
be subject to  the effect of any
applicable bankruptcy, insolvency, reorganization, moratorium or similar law
affecting creditors’ rights generally;

 

(b)                                 Each of the
representations and warranties contained in the Credit Agreement is true and
correct in all material respects (except that any representation or warranty
which is already qualified as to materiality or by reference to Material
Adverse Effect is true and correct in all respects) on and as of the date
hereof (other than representations and warranties that relate solely to an
earlier date);

 

(c)                                  After giving
effect to this Amendment, no Default has occurred and is continuing.

 

(d)                                 The Borrower’s
receipt of the net proceeds from the issuance of the Second Additional Senior
Notes shall constitute a Prepayment Event under Section 2.12(c) of
the Credit Agreement, and the Borrower shall apply such net proceeds to prepay
outstanding Term A Borrowings and Term B Borrowings, ratably.  Notwithstanding the 10 Business Day time
period permitted by Section 2.12(c) of the Credit Agreement for the
making of such prepayment, the Borrower shall use its reasonable best efforts
to ensure that such prepayment is made promptly (and in any 

 

7

 

event shall make such payment within 2 Business
Days) upon the Borrower’s receipt of the net proceeds from the issuance of the
Second Additional Senior Notes.

 

3.                                       Effective Date.  This Amendment shall become effective upon (i) the
execution and delivery hereof by the Borrowers, the Administrative Agent and
the Required Lenders (without respect to whether it has been executed and
delivered by all the Lenders) and (ii) the Borrower having paid to the
Administrative Agent for the benefit of each Lender consenting to this
Amendment an amendment fee equal to .025% of the aggregate Revolving
Commitments and outstanding Term Loans of such Lender, in each case determined
as of the date hereof (without giving effect to any prepayment of the Term
Loans made or to be made out of the proceeds of the Second Additional Senior
Notes); provided that Section 1 hereof shall not become effective until
the date (the “Effective Date”) when the following additional conditions
have also been satisfied:

 

(a)                                  Each of the
Credit Parties shall have executed and delivered to the Administrative Agent a
Reaffirmation of Guaranty and Collateral Documents in the form of Exhibit A
hereto.

 

(b)                                 The
Administrative Agent shall have received an executed legal opinion from Foley &
Lardner LLP in form and substance satisfactory to the Administrative
Agent.  The Borrower hereby requests such
counsel to deliver such opinion.

 

(c)                                  The Borrower
shall have paid (i) to the Administrative Agent for the benefit of each
Lender consenting to this Amendment an amendment fee equal to .050% of the
aggregate Revolving Commitments and outstanding Term Loans of such Lender, in
each case determined as of the Effective Date (after giving effect to any
prepayment of the Term Loans made or to be made out of the proceeds of the
Second Additional Senior Notes), and (ii) to the Administrative Agent for
its own account any other separately agreed fees relating hereto.

 

(d)                                 The
Administrative Agent shall have received evidence of the Borrower’s issuance of
the Second Additional Senior Notes on terms not materially less favorable to
the Lenders, taken as a whole, than the terms of the Original Senior Notes in
an aggregate principal amount of not less than $500,000,000.

 

(e)                                  The Borrowers
shall have provided such other corporate and other certificates, opinions,
documents, instruments and agreements as the Administrative Agent may
reasonably request.

 

The
Administrative Agent shall notify the Borrower and the Lenders promptly of the
occurrence of the Effective Date and such notice shall be conclusive and
binding on all parties hereto.  In the
event the Effective Date has not occurred on or before the date that is ninety
(90) from the initial date upon which the Required Lenders shall have consented
to this Amendment, Section 1 hereof shall not become operative and shall
be of no force or effect.

 

8

 

4.                                       Reference to
and Effect Upon the Credit Agreement.

 

(a)                                  Except as
specifically amended or waived above, the Credit Agreement and the other Credit
Documents shall remain in full force and effect and are hereby ratified and
confirmed in all respects.

 

(b)                                 The execution,
delivery and effectiveness of this Amendment shall not operate as a waiver of
any right, power or remedy of the Administrative Agent, the Collateral Agent or
any Lender under the Credit Agreement or any other Credit Document, nor
constitute a waiver of any provision of the Credit Agreement or any other
Credit Document, except as specifically set forth herein.  Upon the effectiveness of this Amendment,
each reference in the Credit Agreement to “this Agreement”, “hereunder”, “hereof”,
“herein” or words of similar import shall mean and be a reference to the Credit
Agreement as amended hereby.

 

(c)                                  This Amendment
shall be deemed to be a Credit Document for all purposes of the Credit
Documents.

 

5.                                       Costs and
Expenses.  The
Borrower hereby affirms its obligations under Section 9.03 of the Credit
Agreement to reimburse the Administrative Agent for all reasonable
out-of-pocket expenses incurred by the Administrative Agent in connection with
the preparation, negotiation, execution and delivery of this Amendment,
including but not limited to the reasonable fees, charges and disbursements of
attorneys for the Administrative Agent with respect thereto.

 

6.                                       Governing Law.  This Agreement shall be construed in
accordance with and governed by the law (without regard to conflict of law
provisions) of the State of New York.

 

7.                                       Headings.  Section headings in this Amendment are
included herein for convenience of reference only and shall not constitute a
part of this Amendment for any other purposes.

 

8.                                       Counterparts.  This Amendment may be executed in any number
of counterparts, each of which when so executed shall be deemed an original but
all such counterparts shall constitute one and the same instrument.

 

[SIGNATURE PAGES FOLLOW]

 

9

 

EXECUTION VERSION

 

IN
WITNESS WHEREOF, the parties have executed this Amendment as of the date and
year first above written.

 

	
   

  	
  THE
  MANITOWOC COMPANY, INC.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Maurice D. Jones

  
	
   

  	
  Name:
  Maurice D. Jones

  
	
   

  	
  Title:
  Senior Vice President, General Counsel

  
	
   

  	
  & Secretary

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  MANITOWOC
  EMEA HOLDING SARL

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Maurice D. Jones

  
	
   

  	
  Name:
  Maurice D. Jones

  
	
   

  	
  Title:   Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  MANITOWOC
  HOLDING ASIA SAS

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Maurice D. Jones

  
	
   

  	
  Name:
  Maurice D. Jones

  
	
   

  	
  Title:
  General Manager

  

 

[Amendment
No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  JPMORGAN
  CHASE BANK, N.A., individually and as Administrative Agent

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mike Kelly

  
	
   

  	
  Name:

  	
  Mike
  Kelly

  
	
   

  	
  Title:

  	
  V.P.

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  APOSTLE LOOMIS SAYLES 

  CREDIT OPPORTUNITIES FUND, 

  As Lender

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, L.P.,

  Its Investment Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, Incorporated, 

  Its General Partner

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mary McCarthy

  
	
   

  	
  Name:

  	
  Mary
  McCarthy

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  APOSTLE LOOMIS SAYLES 

  SENIOR LOAN FUND,

  
	
   

  	
  As
  Lender

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, L.P., 

  Its Investment Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, Incorporated, 

  Its General Partner

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mary McCarthy

  
	
   

  	
  Name:

  	
  Mary
  McCarthy

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CONFLUENT 4 LIMITED,

  
	
   

  	
  As
  Lender

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, L.P., 

  As Sub-Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, Incorporated, 

  Its General Partner

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mary McCarthy

  
	
   

  	
  Name:

  	
  Mary
  McCarthy

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LOOMIS SAYLES CLO I, LTD.

  
	
   

  	
  As
  Lender

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, L.P.,

  Its Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis
  Sayles & Company, Incorporated, 

  Its General Partner

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mary McCarthy

  
	
   

  	
  Name:

  	
  Mary
  McCarthy

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LOOMIS SAYLES

  
	
   

  	
  LEVERAGED SENIOR LOAN FUND LTD.,

  
	
   

  	
  As
  Lender

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, L.P., 

  Its Investment Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, Incorporated, 

  Its General Partner

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mary McCarthy

  
	
   

  	
  Name:

  	
  Mary
  McCarthy

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  THE LOOMIS SAYLES

  
	
   

  	
  SENIOR LOAN FUND, LLC, 

  
	
   

  	
  As
  Lender

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, L.P., 

  Its Managing Member

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, Incorporated, 

  Its General Partner

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mary McCarthy

  
	
   

  	
  Name:

  	
  Mary
  McCarthy

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  NATIXIS LOOMIS SAYLES

  
	
   

  	
  SENIOR LOAN FUND,

  
	
   

  	
  As
  Lender

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, L.P., 

  Its Investment Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, Incorporated, 

  Its General Partner

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mary McCarthy

  
	
   

  	
  Name:

  	
  Mary
  McCarthy

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Global Leveraged Capital Credit Opportunity 

  Fund I, as Lender

  
	
   

  	
   

  
	
   

  	
  Global Leveraged Capital Management, LLC, as 

  Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Michael Ferris

  
	
   

  	
  Name:

  	
  Michael
  Ferris

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  BANK
  OF AMERICA, N.A.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Brian Lukehart

  
	
   

  	
  Name:

  	
  Brian
  Lukehart

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KKR
  Financial CLO 2005-1, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Alexandra Ocnev

  
	
   

  	
  Name:

  	
  Alexandra
  Ocnev

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KKR
  Financial CLO 2005-2, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Alexandra Ocnev

  
	
   

  	
  Name:

  	
  Alexandra
  Ocnev

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KKR
  Financial CLO 2006-1, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Alexandra Ocnev

  
	
   

  	
  Name:

  	
  Alexandra
  Ocnev

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KKR
  Financial CLO 2007-1, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Alexandra Ocnev

  
	
   

  	
  Name:

  	
  Alexandra
  Ocnev

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KKR Financial CLO 2007-A, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Alexandra Ocnev

  
	
   

  	
  Name:

  	
  Alexandra
  Ocnev

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KKR
  FI Partners I L.P.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Alexandra Ocnev

  
	
   

  	
  Name:

  	
  Alexandra
  Ocnev

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KKR
  Corporate Credit Partners L.P.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Alexandra Ocnev

  
	
   

  	
  Name:

  	
  Alexandra
  Ocnev

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Oregon
  Public Employees Retirement Fund

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Alexandra Ocnev

  
	
   

  	
  Name:

  	
  Alexandra
  Ocnev

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CREDIT INDUSTRIEL ET COMMERCIAL 

  LYONNAISE DE BANQUE

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Guirec Penhoat

  
	
   

  	
  Name:

  	
  Guirec
  PENHOAT

  
	
   

  	
  Title:

  	
  Directeur
  des Grandes Entreprises

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Liberty
  Mutual Fire Insurance Company

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robert A Howard

  
	
   

  	
  Name:

  	
  Robert
  A Howard

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Liberty
  Mutual Insurance Company

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robert A Howard

  
	
   

  	
  Name:

  	
  Robert
  A Howard

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Employers
  Insurance Company of Wausau

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robert A Howard

  
	
   

  	
  Name:

  	
  Robert
  A Howard

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  BANK
  OF NOVA SCOTIA

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Michelle C. Phillips

  
	
   

  	
  Name:

  	
  Michelle
  C. Phillips

  
	
   

  	
  Title:

  	
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  SCOTIABANK EUROPE PLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  John O’ Connor

  
	
   

  	
  Name:

  	
  John
  O’ Connor

  
	
   

  	
  Title:

  	
  Head
  of Credit Administration

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  ROSEDALE
  CLO LTD.

  
	
   

  	
  By:
  Princeton Advisory Group, Inc.

  the Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Ashish Sood

  
	
   

  	
  Name:

  	
  Ashish
  Sood

  
	
   

  	
  Title:

  	
  Analyst

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  ROSEDALE
  CLO II LTD.

  
	
   

  	
  By:
  JMP Credit Advisors LLC

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Renee Lefebve

  
	
   

  	
  Name:

  	
  Renee
  Lefebve

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LightPoint
  CLO III, Ltd.

  
	
   

  	
  By
  Neuberger Berman Fixed Income LLC as

  collateral manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Colin Donlan

  
	
   

  	
  Name:

  	
  Colin
  Donlan

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LightPoint
  CLO IV, Ltd. 

  
	
   

  	
  By
  Neuberger Berman Fixed Income LLC as

  collateral manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Colin Donlan

  
	
   

  	
  Name:

  	
  Colin
  Donlan

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LightPoint
  CLO V, Ltd. 

  
	
   

  	
  By
  Neuberger Berman Fixed Income LLC as

  collateral manager 

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Colin Donlan

  
	
   

  	
  Name:

  	
  Colin
  Donlan

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LightPoint
  CLO VII, Ltd. 

  
	
   

  	
  By
  Neuberger Berman Fixed Income LLC as

  collateral manager 

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Colin Donlan

  
	
   

  	
  Name:

  	
  Colin
  Donlan

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LightPoint
  CLO VIII, Ltd. 

  
	
   

  	
  By
  Neuberger Berman Fixed Income LLC as

  collateral manager 

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Colin Donlan

  
	
   

  	
  Name:

  	
  Colin
  Donlan

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Marquette
  US/European CLO, Plc. 

  
	
   

  	
  By
  Neuberger Berman Fixed Income LLC as 

  collateral manager 

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Colin Donlan

  
	
   

  	
  Name:

  	
  Colin
  Donlan

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Airlie
  CLO 2006-I, Ltd.

  
	
   

  	
  By
  Neuberger Berman Fixed Income LLC as 

  collateral manager 

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Colin Donlan

  
	
   

  	
  Name:

  	
  Colin
  Donlan

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Neuberger
  Berman — Floating Rate Income Fund 

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Colin Donlan

  
	
   

  	
  Name:

  	
  Colin
  Donlan

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle
  High Yield Partners VII, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Linda Pace

  
	
   

  	
  Name:

  	
  Linda
  Pace

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle
  High Yield Partners X, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Linda Pace

  
	
   

  	
  Name:

  	
  Linda
  Pace

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle
  High Yield Partners VIII, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Linda Pace

  
	
   

  	
  Name:

  	
  Linda
  Pace

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle
  High Yield Partners IX, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Linda Pace

  
	
   

  	
  Name:

  	
  Linda
  Pace

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle
  High Yield Partners VI, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Linda Pace

  
	
   

  	
  Name:

  	
  Linda
  Pace

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle
  Credit Partners Financing I, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Linda Pace

  
	
   

  	
  Name:

  	
  Linda
  Pace

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle
  Arnage CLO, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Linda Pace

  
	
   

  	
  Name:

  	
  Linda
  Pace

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle
  Azure CLO, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Linda Pace

  
	
   

  	
  Name:

  	
  Linda
  Pace

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle
  Bristol CLO, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Linda Pace

  
	
   

  	
  Name:

  	
  Linda
  Pace

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle
  Daytona CLO, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Linda Pace

  
	
   

  	
  Name:

  	
  Linda
  Pace

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle
  McLaren CLO, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Linda Pace

  
	
   

  	
  Name:

  	
  Linda
  Pace

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle
  Modena CLO, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Linda Pace

  
	
   

  	
  Name:

  	
  Linda
  Pace

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle
  Vantage CLO, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Linda Pace

  
	
   

  	
  Name:

  	
  Linda
  Pace

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle
  Veyron CLO, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Linda Pace

  
	
   

  	
  Name:

  	
  Linda
  Pace

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Stanfield
  Carrera CLO, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Linda Pace

  
	
   

  	
  Name:

  	
  Linda
  Pace

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CHANG
  HWA COMMERCIAL BANK, LTD.,

  
	
   

  	
  NEW
  YORK BRANCH

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Eric Y.S. Tsai

  
	
   

  	
  Name:

  	
  Eric
  Y.S. Tsai

  
	
   

  	
  Title:

  	
  VP&
  General Manager

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  DEUTSCHE
  BANK AG NEW YORK BRANCH

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Marguerite Sutton

  
	
   

  	
  Name:

  	
  Marguerite
  Sutton

  
	
   

  	
  Title:

  	
  Director

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Erin Morrissey

  
	
   

  	
  Name:

  	
  Erin
  Morrissey

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  BLT 18 LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Michael Wotanowski

  
	
   

  	
  Name:

  	
  Michael
  Wotanowski

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CREDIT
  INDUSTRIEL ET COMMERCIAL,

  
	
   

  	
  New
  York Branch

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Eric Longuet

  
	
   

  	
  Name:

  	
  Eric
  Longuet

  
	
   

  	
  Title:

  	
  Vice
  President

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/  Albert Calo

  
	
   

  	
  Name:

  	
  Albert
  Calo

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LANDMARK
  III CDO LTD.

  
	
   

  	
  By
  Aladdin Capital Management LLC as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LANDMARK
  IV CDO LTD.

  
	
   

  	
  By
  Aladdin Capital Management LLC as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LANDMARK
  V CDO LTD.

  
	
   

  	
  By
  Aladdin Capital Management LLC as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LANDMARK
  VI CDO LTD.

  
	
   

  	
  By
  Aladdin Capital Management LLC as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LANDMARK
  VII CDO LTD.

  
	
   

  	
  By
  Aladdin Capital Management LLC as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LANDMARK
  VIII CLO LTD.

  
	
   

  	
  By
  Aladdin Capital Management LLC as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LANDMARK
  IX CDO LTD.

  
	
   

  	
  By
  Aladdin Capital Management LLC as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  GREYROCK
  CDO, LTD.

  
	
   

  	
  By
  Aladdin Capital Management LLC as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Aladdin
  Flexible Investment Fund Series 2007-1

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Aladdin
  Flexible Investment Fund Series 2008-1

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Aladdin
  Flexible Investment Fund Series 2008-2

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Galaxy
  CLO 2003-1, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  Galaxy
  CLO III, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  Galaxy
  CLO IV, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  Galaxy
  CLO V, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  Galaxy
  CLO VI, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  Galaxy
  CLO VII, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  Galaxy
  CLO VIII, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  Galaxy
  CLO X, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  American
  International Group, Inc.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Investment Adviser

  
	
   

  	
   

  
	
   

  	
  PineBridge
  Bank Loan Fund, Ltd. (Know as AIG Bank Loan Fund Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Investment Manager

  
	
   

  	
   

  
	
   

  	
  Saturn
  CLO, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  By

  	
  /s/
  John Wesley Burgess

  
	
   

  	
  Name:

  	
  John
  Wesley Burgess

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  PPM
  Monarch Bay Funding LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Stacy Lai

  
	
   

  	
  Name:

  	
  Stacy
  Lai

  
	
   

  	
  Title:

  	
  Assistant
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  SERVES
  2006-1, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Chris Kappas

  
	
   

  	
  Name:

  	
  Chris
  Kappas

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  PPM
  Grayhawk CLO, LTD.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Chris Kappas

  
	
   

  	
  Name:

  	
  Chris
  Kappas

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  U.S.
  Bank National Association

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Jason Nadler

  
	
   

  	
  Name:

  	
  Jason
  Nadler

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LCM
  I LIMITED PARTNERSHIP

  
	
   

  	
   

  
	
   

  	
  By:

  	
  LCM
  Asset Management LLC

  As Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Alexander B. Kenna

  
	
   

  	
  Name:

  	
  LCM
  Asset Management LLC

  
	
   

  	
  Title:

  	
  Alexander
  B. Kenna

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LCM
  II LIMITED PARTNERSHIP

  
	
   

  	
   

  
	
   

  	
  By:

  	
  LCM
  Asset Management LLC

  As Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Alexander B. Kenna

  
	
   

  	
  Name:

  	
  LCM
  Asset Management LLC

  
	
   

  	
  Title:

  	
  Alexander
  B. Kenna

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LCM
  III, Ltd.

  
	
   

  	
   

  
	
   

  	
  By:

  	
  LCM
  Asset Management LLC

  As Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Alexander B. Kenna

  
	
   

  	
  Name:

  	
  LCM
  Asset Management LLC

  
	
   

  	
  Title:

  	
  Alexander
  B. Kenna

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LCM
  IV, Ltd.

  
	
   

  	
   

  
	
   

  	
  By:

  	
  LCM
  Asset Management LLC 

  As Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Alexander B. Kenna

  
	
   

  	
  Name:

  	
  LCM
  Asset Management LLC

  
	
   

  	
  Title:

  	
  Alexander
  B. Kenna

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LCM
  V, Ltd.

  
	
   

  	
   

  
	
   

  	
  By:

  	
  LCM
  Asset Management LLC

  as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Alexander B. Kenna

  
	
   

  	
  Name:

  	
  LCM
  Asset Management LLC

  
	
   

  	
  Title:

  	
  Alexander
  B. Kenna

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LCM
  VI, Ltd.

  
	
   

  	
   

  
	
   

  	
  By:

  	
  LCM
  Asset Management LLC 

  As Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Alexander B. Kenna

  
	
   

  	
  Name:

  	
  LCM
  Asset Management LLC

  
	
   

  	
  Title:

  	
  Alexander
  B. Kenna

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Ameriprise
  Financial, Inc.

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin
  C. Stancil

  
	
   

  	
  Title:

  	
  Assistant
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  RiverSource
  Bond Series, Inc. -

  
	
   

  	
  Columbia
  Floating Rate Fund

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin
  C. Stancil

  
	
   

  	
  Title:

  	
  Assistant
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  RiverSource
  Institutional

  
	
   

  	
  Leveraged
  Loan Fund II, L.P.

  
	
   

  	
  By:
  Columbia Management Investment Advisors, LLC

  
	
   

  	
  As
  Investment Manager

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin
  C. Stancil

  
	
   

  	
  Title:

  	
  Assistant
  Secretary

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  RiverSource
  Life Insurance Company

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin
  C. Stancil

  
	
   

  	
  Title:

  	
  Assistant
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  RiverSource
  Strategic Allocation

  
	
   

  	
  Series, Inc.
  - RiverSource Strategic

  
	
   

  	
  Income
  Allocation Fund

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin
  C. Stancil

  
	
   

  	
  Title:

  	
  Assistant
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Centurion
  CDO VI, Ltd.

  
	
   

  	
  By:
  Columbia Management Investment Advisors, LLC

  
	
   

  	
  As
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin
  C. Stancil

  
	
   

  	
  Title:

  	
  Director
  of Operations

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Centurion
  CDO VII Limited

  
	
   

  	
  By:
  Columbia Management Investment Advisors, LLC

  
	
   

  	
  As
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin
  C. Stancil

  
	
   

  	
  Title:

  	
  Director
  of Operations

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Centurion
  CDO 8 Limited

  
	
   

  	
  By:
  Columbia Management Investment Advisors, LLC

  
	
   

  	
  As
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin
  C. Stancil

  
	
   

  	
  Title:

  	
  Director
  of Operations

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Centurion
  CDO 9 Limited

  
	
   

  	
  By:
  Columbia Management Investment Advisors, LLC

  
	
   

  	
  As
  Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin
  C. Stancil

  
	
   

  	
  Title:

  	
  Director
  of Operations

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Cent
  CDO 10 Limited

  
	
   

  	
  By:
  Columbia Management Investment Advisors, LLC

  
	
   

  	
  As
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin
  C. Stancil

  
	
   

  	
  Title:

  	
  Director
  of Operations

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Cent
  CDO XI Limited

  
	
   

  	
  By:
  Columbia Management Investment Advisors, LLC

  
	
   

  	
  As
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin
  C. Stancil

  
	
   

  	
  Title:

  	
  Director
  of Operations

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Cent
  CDO 12 Limited

  
	
   

  	
  By:
  Columbia Management Investment Advisors, LLC

  
	
   

  	
  As
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin
  C. Stancil

  
	
   

  	
  Title:

  	
  Director
  of Operations

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Cent
  CDO 14 Limited

  
	
   

  	
  By:
  Columbia Management Investment Advisors, LLC

  
	
   

  	
  As
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin
  C. Stancil

  
	
   

  	
  Title:

  	
  Director
  of Operations

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Cent
  CDO 15 Limited

  
	
   

  	
  By:
  Columbia Management Investment Advisors, LLC

  
	
   

  	
  As
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin
  C. Stancil

  
	
   

  	
  Title:

  	
  Assistant
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  SOCIETE
  GENERALE

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Edwige Campos Sucher

  
	
   

  	
  Name:

  	
  Edwige
  Campos Sucher

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  MORGAN
  STANLEY SENIOR FUNDING, INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Susan Saxe

  
	
   

  	
  Name:

  	
  Susan
  Saxe

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  UniCredit
  Bank AG, New York Branch 

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  William W. Hunter

  
	
   

  	
  Name:

  	
  William
  W. Hunter

  
	
   

  	
  Title:

  	
  Director

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Miriam Trautmann

  
	
   

  	
  Name:

  	
  Miriam
  Trautmann

  
	
   

  	
  Title:

  	
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VENTURE
  III CDO LIMITED

  
	
   

  	
  By
  its investment advisor, 

  MJX Asset Management LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Martin Davey

  
	
   

  	
  Name:

  	
  Martin
  Davey

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VENTURE
  IV CDO LIMITED

  
	
   

  	
  By
  its investment advisor, 

  MJX Asset Management LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Martin Davey

  
	
   

  	
  Name:

  	
  Martin
  Davey

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VENTURE
  V CDO LIMITED

  
	
   

  	
  By
  its investment advisor, 

  MJX Asset Management LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Martin Davey

  
	
   

  	
  Name:

  	
  Martin
  Davey

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VENTURE
  VI CDO LIMITED

  
	
   

  	
  By
  its investment advisor, 

  MJX Asset Management LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Martin Davey

  
	
   

  	
  Name:

  	
  Martin
  Davey

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VENTURE
  VII CDO LIMITED

  
	
   

  	
  By
  its investment advisor, 

  MJX Asset Management LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Martin Davey

  
	
   

  	
  Name:

  	
  Martin
  Davey

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VENTURE
  VIII CDO LIMITED

  
	
   

  	
  By
  its investment advisor, 

  MJX Asset Management LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Martin Davey

  
	
   

  	
  Name:

  	
  Martin
  Davey

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VENTURE
  IX CDO LIMITED

  
	
   

  	
  By
  its investment advisor, 

  MJX Asset Management LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Martin Davey

  
	
   

  	
  Name:

  	
  Martin
  Davey

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Oppenheimer
  Senior Floating Rate Fund

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Susanna Evans

  
	
   

  	
  Name:

  	
  Susanna
  Evans

  
	
   

  	
  Title:

  	
  AVP

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Oppenheimer
  Master Loan Fund, LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Susanna Evans

  
	
   

  	
  Name:

  	
  Susanna
  Evans

  
	
   

  	
  Title:

  	
  AVP

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  HarbourView
  CLO 2006-1

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Susanna Evans

  
	
   

  	
  Name:

  	
  Susanna
  Evans

  
	
   

  	
  Title:

  	
  AVP

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Del Mar CLO I, Ltd.

  
	
   

  	
  By:
  Caywood-Scholl Capital Management, LLC.

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Tom Saake

  
	
   

  	
   

  	
  Name:

  	
  Tom
  Saake

  
	
   

  	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  M&I
  Marshall & Ilsley Bank

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Ronald J. Carey

  
	
   

  	
  Name:

  	
  Ronald
  J. Carey

  
	
   

  	
  Title:

  	
  Vice
  President

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  James R. Miller

  
	
   

  	
  Name:

  	
  James
  R. Miller

  
	
   

  	
  Title:

  	
  Senior
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  WELLS FARGO BANK, N.A.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Mark Holm

  
	
   

  	
  Name:

  	
  Mark
  Holm

  
	
   

  	
  Title:

  	
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CATERPILLAR
  FINANCIAL SERVICES

  CORPORATION

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Michael M. Ward

  
	
   

  	
  Name:

  	
  Michael
  M. Ward

  
	
   

  	
  Title:

  	
  Credit &
  Operations Manager - Syndications 

  Caterpillar Financial Services Corporation

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  San
  Bernardino County Employees’ Retirement

  Association

  
	
   

  	
   

  
	
   

  	
  MacKay
  Shields Short Duration Alpha Fund

  
	
   

  	
   

  
	
   

  	
  New
  York Life Insurance Company (Guaranteed

  Products)

  
	
   

  	
   

  
	
   

  	
  UBS
  PACE Select Advisors Trust — UBS PACE

  High Yield Investments

  
	
   

  	
   

  
	
   

  	
   New
  York Life Insurance Company, GP - Portable

  Alpha

  
	
   

  	
   

  
	
   

  	
  MacKay
  Shields Core Plus Opportunities Fund Ltd.

  
	
   

  	
   

  
	
   

  	
  Northrop
  Grumman Pension Master Trust

  
	
   

  	
   

  
	
   

  	
  By:
  MacKay Shields LLC as Investment Advisor

  and not individually

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Dan Roberts

  
	
   

  	
   

  	
  Dan
  Roberts

  
	
   

  	
   

  	
  Sr.
  Managing Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Grand
  Central Asset Trust, LBAM Series

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Adam Kaiser

  
	
   

  	
  Name:

  	
  Adam
  Kaiser

  
	
   

  	
  Title:

  	
  Attorney-In-Fact

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  ASSOCIATED BANK, N.A.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Daniel Holzhauer

  
	
   

  	
  Name:

  	
  Daniel
  Holzhauer

  
	
   

  	
  Title:

  	
  Vice
  President — Senior Lender

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Axa
  Investment Managers Paris S.A. on behalf of

  the
  funds it manages:

  
	
   

  	
   

  
	
   

  	
  ·    Matignon Derivatives Loans

  
	
   

  	
  ·    Matignon Leveraged Loans Limited

  
	
   

  	
  ·    Confluent 5 Limited

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Olivier Testard

  
	
   

  	
  Name:

  	
  Olivier
  Testard

  
	
   

  	
  Title:

  	
  Head
  of leveraged finance research

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  THE
  SUMITOMO TRUST AND BANKING CO., LTD.,

  NEW YORK BRANCH

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Albert C Tew II

  
	
   

  	
  Name:

  	
  Albert
  C Tew II

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  NATIXIS

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Nicolas Regent

  
	
   

  	
  Name:

  	
  Nicolas
  Regent

  
	
   

  	
  Title:

  	
  Director

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Pieter van Tulder

  
	
   

  	
  Name:

  	
  Pieter
  van Tulder

  
	
   

  	
  Title:

  	
  M.D.

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Flagship CLO III

  
	
   

  	
  By:
  Deutsche Investment Management Americas, Inc.

  (as successor in interest to Deutsche Asset Management, Inc.)

  As
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Eric S. Meyer

  
	
   

  	
   

  	
  Eric
  S. Meyer, Managing Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/
  Joseph Tavolieri

  
	
   

  	
   

  	
  Name:

  	
  Joseph
  Tavolieri

  
	
   

  	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Flagship CLO IV

  
	
   

  	
  By:
  Deutsche Investment Management Americas, Inc.

  (as successor in interest to Deutsche Asset Management, Inc.)

  As
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Eric S. Meyer

  
	
   

  	
   

  	
  Eric
  S. Meyer, Managing Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/
  Joseph Tavolieri

  
	
   

  	
   

  	
  Name:

  	
  Joseph
  Tavolieri

  
	
   

  	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Flagship CLO V

  
	
   

  	
  By:
  Deutsche Investment Management Americas, Inc.

  (as successor in interest to Deutsche Asset Management, Inc.)

  As
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Eric S. Meyer

  
	
   

  	
   

  	
  Eric
  S. Meyer, Managing Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/
  Joseph Tavolieri

  
	
   

  	
   

  	
  Name:

  	
  Joseph
  Tavolieri

  
	
   

  	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Flagship CLO VI

  
	
   

  	
  By:

  	
  Deutsche
  Investment Management Americas, Inc.

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Eric S. Meyer

  
	
   

  	
   

  	
  Eric
  S. Meyer, Managing Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/
  Joseph Tavolieri

  
	
   

  	
   

  	
  Name:

  	
  Joseph
  Tavolieri

  
	
   

  	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  DWS Floating Rate Plus Fund

  
	
   

  	
  By:

  	
  Deutsche
  Investment Management Americas, Inc.

  Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Eric S. Meyer

  
	
   

  	
   

  	
  Eric
  S. Meyer, Managing Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/
  Joseph Tavolieri

  
	
   

  	
   

  	
  Name:

  	
  Joseph
  Tavolieri

  
	
   

  	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  DWS Short Duration Plus Fund

  
	
   

  	
  By:

  	
  Deutsche
  Investment Management Americas, Inc.

  Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Eric S. Meyer

  
	
   

  	
   

  	
  Eric
  S. Meyer, Managing Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/
  Joseph Tavolieri

  
	
   

  	
   

  	
  Name:

  	
  Joseph
  Tavolieri

  
	
   

  	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  SunTrust
  Bank

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  David Simpson

  
	
   

  	
  Name:

  	
  David
  Simpson

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  RIDGEWORTH FUNDS – TOTAL RETURN BOND FUND

  
	
   

  	
  By:
  Seix Investment Advisors LLC, as Sub-Adviser

  
	
   

  	
   

  
	
   

  	
  RIDGEWORTH FUNDS – INTERMEDIATE BOND FUND

  
	
   

  	
  By:
  Seix Investment Advisors LLC, as Sub-Adviser

  
	
   

  	
   

  
	
   

  	
  RIDGEWORTH FUNDS – INVESTMENT GRADE BOND FUND

  
	
   

  	
  By:
  Seix Investment Advisors LLC, as Sub-Adviser

  
	
   

  	
   

  
	
   

  	
  GRAND HORN CLO LTD.

  
	
   

  	
  By:
  Seix Investment Advisors LLC, as Collateral

  Manager

  
	
   

  	
   

  
	
   

  	
  BAKER STREET FUNDING CLO 2005-I LTD.

  
	
   

  	
  By:
  Seix Investment Advisors LLC, as Collateral

  Manager

  
	
   

  	
   

  
	
   

  	
  BAKER STREET CLO II LTD.

  
	
   

  	
  By:
  Seix Investment Advisors LLC, as Collateral

  Manager

  
	
   

  	
   

  
	
   

  	
  MOUNTAIN VIEW FUNDING CLO 2006-I LTD.

  
	
   

  	
  By:
  Seix Investment Advisors LLC, as Collateral

  Manager

  
	
   

  	
   

  
	
   

  	
  MOUNTAIN VIEW CLO II LTD.

  
	
   

  	
  By:
  Seix Investment Advisors LLC, as Collateral

  Manager

  
	
   

  	
   

  
	
   

  	
  MOUNTAIN VIEW CLO III LTD.

  
	
   

  	
  By:
  Seix Investment Advisors LLC, as Collateral

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Manager

  
	
   

  	
   

  
	
   

  	
  RIDGEWORTH FUNDS – SEIX FLOATING RATE HIGH

  INCOME FUND

  
	
   

  	
  By:
  Seix Investment Advisors LLC, as Sub-Adviser

  
	
   

  	
   

  
	
   

  	
  ROCHDALE FIXED INCOME OPPORTUNITIES PORTFOLIO

  
	
   

  	
  By:
  Seix Investment Advisors LLC, as Sub-Adviser

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  George Goudelias

  
	
   

  	
  Name:

  	
  George
  Goudelias

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  NAVIGATOR CDO 2004, LTD.,
  as a Lender

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  GE
  Asset Management Inc., as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/
  Kathleen Brooks

  
	
   

  	
   

  	
  Name:

  	
  Kathleen
  Brooks

  
	
   

  	
   

  	
  Title:

  	
  Authorized
  Signatory

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  NAVIGATOR CDO 2005, LTD.,
  as a Lender

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  GE
  Asset Management Inc., as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/
  Kathleen Brooks

  
	
   

  	
   

  	
  Name:

  	
  Kathleen
  Brooks

  
	
   

  	
   

  	
  Title:

  	
  Authorized
  Signatory

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  NAVIGATOR CDO 2006, LTD.,
  as a Lender

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  GE
  Asset Management Inc., as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/
  Kathleen Brooks

  
	
   

  	
   

  	
  Name:

  	
  Kathleen
  Brooks

  
	
   

  	
   

  	
  Title:

  	
  Authorized
  Signatory

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  GENERAL ELECTRIC PENSION TRUST, as a Lender

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  GE
  Capital Debt Advisors, LLC., as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/
  Kathleen Brooks

  
	
   

  	
   

  	
  Name:

  	
  Kathleen
  Brooks

  
	
   

  	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Mizuho
  Corporate Bank Limited

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Toru Inoue

  
	
   

  	
  Name:

  	
  Toru
  Inoue

  
	
   

  	
  Title:

  	
  Deputy
  General Manager

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KATONAH VII CLO LTD.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Daniel Gilligan

  
	
   

  	
  Name:

  	
  DANIEL
  GILLIGAN

  
	
   

  	
  Title:

  	
  Authorized
  Officer

  Katonah
  Debt Advisors, L.L.C.

  As
  Manager

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KATONAH IX CLO LTD.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Daniel Gilligan

  
	
   

  	
  Name:

  	
  DANIEL
  GILLIGAN

  
	
   

  	
  Title:

  	
  Authorized
  Officer

  Katonah
  Debt Advisors, L.L.C.

  As
  Manager

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KATONAH 2007-I CLO LTD.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Daniel Gilligan

  
	
   

  	
  Name:

  	
  DANIEL
  GILLIGAN

  
	
   

  	
  Title:

  	
  Authorized
  Officer

  Katonah
  Debt Advisors, L.L.C.

  As
  Manager

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  This
  consent is made severally and not jointly by the following Lenders, acting in
  each case through the undersigned investment advisor:

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  T.
  Rowe Price Institutional Floating Rate Fund

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  Board
  of Pensions of the Evangelical Lutheran Church in America

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  U.A.I
  (Luxembourg) Investment S.á.r.l.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:
  T. Rowe Price Associates, Inc. as investment advisor:

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Brian Burns

  
	
   

  	
  Name:

  	
  Brian
  Burns

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  PT.
  BANK NEGARA INDONESIA (Persero) Tbk.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Jerry Phillips

  
	
   

  	
  Name:

  	
  Jerry
  Phillips

  
	
   

  	
  Title:

  	
  Credit
  Manager

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  GULF
  STREAM-COMPASS CLO 2004-I LTD

  By: Gulf Stream Asset Management LLC

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
  GULF
  STREAM-COMPASS CLO 2005-I LTD

  By: Gulf Stream Asset Management LLC

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
  GULF
  STREAM-SEXTANT CLO 2006-I LTD

  By: Gulf Stream Asset Management LLC

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
  GULF
  STREAM-RASHINBAN CLO 2006-I LTD

  By: Gulf Stream Asset Management LLC

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
  GULF
  STREAM-SEXTANT CLO 2007-I LTD

  By: Gulf Stream Asset Management LLC

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
  NEPTUNE
  FINANCE CCS, LTD.

  By:
  Gulf Stream Asset Management LLC

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Barry Love

  
	
   

  	
  Name:

  	
  Barry
  Love

  
	
   

  	
  Title:

  	
  Chief
  Credit Officer

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CREDIT
  AGRICOLE CORPORATE AND INVESTMENT BANK NEW YORK BRANCH, as Lender

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  David Cagle

  
	
   

  	
  Name:

  	
  David
  Cagle

  
	
   

  	
  Title:

  	
  Managing
  Director

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Blake Wright

  
	
   

  	
  Name:

  	
  Blake
  Wright

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Fraser
  Sullivan CLO II Ltd., as Lender

  
	
   

  	
  By:
  Fraser Sullivan Investment Management, LLC,

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  John W. Fraser

  
	
   

  	
  Name:

  	
  John
  W. Fraser

  
	
   

  	
  Title:

  	
  Manager

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  COA
  Tempus Ltd., as Lender

  
	
   

  	
  By:
  FS COA Management, LLC, as Investment

  Manager

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  John W. Fraser

  
	
   

  	
  Name:

  	
  John
  W. Fraser

  
	
   

  	
  Title:

  	
  Manager

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Fraser
  Sullivan CLO I Ltd., as Lender

  
	
   

  	
  By:
  Fraser Sullivan Investment Management, LLC,

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  John W. Fraser

  
	
   

  	
  Name:

  	
  John
  W. Fraser

  
	
   

  	
  Title:

  	
  Manager

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KATONAH X CLO LTD.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Daniel Gilligan

  
	
   

  	
  Name:

  	
  DANIEL
  GILLIGAN

  
	
   

  	
  Title:

  	
  Authorized
  Officer

  Katonah Debt Advisors, L.L.C.

  As Manager

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KATONAH VIII CLO LTD.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Daniel Gilligan

  
	
   

  	
  Name:

  	
  DANIEL
  GILLIGAN

  
	
   

  	
  Title:

  	
  Authorized
  Officer

  Katonah Debt Advisors, L.L.C.

  As Manager

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LFSIGXG
  LLC

  
	
   

  	
  By:
  Highbridge Principal Strategies, as its Sub-Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Jamie Donsky

  
	
   

  	
  Name:

  	
  Jamie
  Donsky

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  The
  Bank of Tokyo-Mitsubishi UFJ, Ltd., as a Lender

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  /s/
  Victor Pierzchalski

  
	
   

  	
  Name:

  	
  Victor
  Pierzchalski

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  AMMC
  CLO III, LIMITED

  
	
   

  	
  By: American Money Management Corp.,

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Chester M. Eng

  
	
   

  	
  Name:

  	
  Chester
  M. Eng

  
	
   

  	
  Title:

  	
  Senior
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  AMMC
  CLO IV, LIMITED

  
	
   

  	
  By: American Money Management Corp.,

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Chester M. Eng

  
	
   

  	
  Name:

  	
  Chester
  M. Eng

  
	
   

  	
  Title:

  	
  Senior
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  AMMC
  CLO VI, LIMITED

  
	
   

  	
  By: American Money Management Corp.,

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Chester M. Eng

  
	
   

  	
  Name:

  	
  Chester
  M. Eng

  
	
   

  	
  Title:

  	
  Senior
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  AMMC
  VII, LIMITED

  
	
   

  	
  By: American Money Management Corp.,

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Chester M. Eng

  
	
   

  	
  Name:

  	
  Chester
  M. Eng

  
	
   

  	
  Title:

  	
  Senior
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  AMMC
  VIII, LIMITED

  
	
   

  	
  By: American Money Management Corp.,

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Chester M. Eng

  
	
   

  	
  Name:

  	
  Chester
  M. Eng

  
	
   

  	
  Title:

  	
  Senior
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  BNP
  PARIBAS

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Scott Tricarico

  
	
   

  	
  Name:

  	
  SCOTT
  TRICARICO

  
	
   

  	
  Title:

  	
  Vice
  President

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Brendan Heneghan

  
	
   

  	
  Name:

  	
  BRENDAN
  HENEGHAN

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  BLUE SHIELD OF CALIFORNIA

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  David Ardini

  
	
   

  	
  Name:

  	
  David
  Ardini

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  FRANKLIN CLO V, LIMITED

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  David Ardini

  
	
   

  	
  Name:

  	
  David
  Ardini, Franklin Advisors, Inc. as Collateral Manager

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  FRANKLIN FLOATING RATE DAILY ACCESS FUND

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard Hsu

  
	
   

  	
  Name:

  	
  Richard
  Hsu

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  FRANKLIN FLOATING RATE MASTER SERIES

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard Hsu

  
	
   

  	
  Name:

  	
  Richard
  Hsu

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  FRANKLIN TEMPLETON
  SERIES II FUNDS
 FRANKLIN FLOATING RATE II FUND

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard Hsu

  
	
   

  	
  Name:

  	
  Richard
  Hsu

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  FRANKLIN TEMPLETON LIMITED DURATION INCOME TRUST

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard Hsu

  
	
   

  	
  Name:

  	
  Richard
  Hsu

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CANARAS SUMMIT CLO LTD

  
	
   

  	
  By:
  Canaras Capital Management LLC

  As Sub-Investment Adviser

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard J. Vratanina

  
	
   

  	
  Name:

  	
  Richard
  J. Vratanina

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  COÖPERATIEVE
  CENTRALE RAIFFEISEN-

  BOERENI EENBANK B.A., “RABOBANK

  NEDERLAND”, NEW YORK BRANCH

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Andrew Sherman

  
	
   

  	
  Name:

  	
  Andrew
  Sherman

  
	
   

  	
  Title:

  	
  Executive
  Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Peter Glawe

  
	
   

  	
  Name:

  	
  Peter
  Glawe

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CELERITY CLO LTD.

  
	
   

  	
  By:
  TCW Asset Management Company,

  as Agent

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Gil Tollinchi

  
	
   

  	
  Name:

  	
  GIL
  TOLLINCHI

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  FIRST 2004-I CLO, LTD.

  
	
   

  	
  By:
  TCW Asset Management Company,

  its Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Gil Tollinchi

  
	
   

  	
  Name:

  	
  GIL
  TOLLINCHI

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  FIRST 2004-II CLO, LTD.

  
	
   

  	
  By:
  TCW Asset Management Company,

  its Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Gil Tollinchi

  
	
   

  	
  Name:

  	
  GIL
  TOLLINCHI

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  ILLINOIS STATE BOARD OF INVESTMENT

  
	
   

  	
  By:
  TCW Asset Management Company,

  as its Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Gil Tollinchi

  
	
   

  	
  Name:

  	
  GIL
  TOLLINCHI

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  MAC CAPITAL, LTD.

  
	
   

  	
  By:
  TCW Asset Management Company as its

  Portfolio Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Gil Tollinchi

  
	
   

  	
  Name:

  	
  GIL
  TOLLINCHI

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  RGA Reinsurance Company

  
	
   

  	
  By:
  TCW Asset Management Company,

  as its Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Gil Tollinchi

  
	
   

  	
  Name:

  	
  GIL
  TOLLINCHI

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Trust Company of the West,

  
	
   

  	
  As
  trustee of TCW Capital Trust

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Gil Tollinchi

  
	
   

  	
  Name:

  	
  GIL
  TOLLINCHI

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  TCW Senior Secured Floating Rate Loan Fund, L.P.

  
	
   

  	
  By:
  TCW Asset Management Company,

  as its Investment Advisory

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Gil Tollinchi

  
	
   

  	
  Name:

  	
  GIL
  TOLLINCHI

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  TCW Senior Secured Loan Fund, LP

  
	
   

  	
  By:
  TCW Asset Management Company,

  as its Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Gil Tollinchi

  
	
   

  	
  Name:

  	
  GIL
  TOLLINCHI

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VELOCITY CLO LTD.

  
	
   

  	
  By:
  TCW Asset Management Company,

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Gil Tollinchi

  
	
   

  	
  Name:

  	
  GIL
  TOLLINCHI

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VITESSE CLO LTD.

  
	
   

  	
  By:
  TCW Asset Management Company as its

  Portfolio Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Gil Tollinchi

  
	
   

  	
  Name:

  	
  GIL
  TOLLINCHI

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  WEST BEND MUTUAL INSURANCE COMPANY

  
	
   

  	
  By:
  TCW Asset Management Company,

  as its Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Gil Tollinchi

  
	
   

  	
  Name:

  	
  GIL
  TOLLINCHI

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Siemens
  Financial Services, Inc.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mattthius Grossman

  
	
   

  	
  Name:

  	
  Mattthius
  Grossman

  
	
   

  	
  Title:

  	
  SVP &
  CFO

  

 

	
   

  	
  By

  	
  /s/
  Douglas Maher

  
	
   

  	
  Name:

  	
  Douglas
  Maher

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Nantucket
  CLO I Ltd

  
	
   

  	
  By:
  Fortis Investment Management USA, Inc., 

  as Attorney-in-Fact

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Vanessa Ritter

  
	
   

  	
  Name:

  	
  Vanessa
  Ritter

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Avery
  Point CLO, Limited

  By:  Sankaty Advisors LLC

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Andrew S. Viens

  
	
   

  	
  Name:

  	
  Andrew
  S. Viens

  
	
   

  	
  Title:

  	
  Sr.Vice
  President of Operations

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Castle
  Hill III CLO, Limited

  By:  Sankaty Advisors LLC

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Andrew S. Viens

  
	
   

  	
  Name:

  	
  Andrew
  S. Viens

  
	
   

  	
  Title:

  	
  Sr.Vice
  President of Operations

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Chatham
  Light II CLO, Limited

  By:  Sankaty Advisors LLC, 

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Andrew S. Viens

  
	
   

  	
  Name:

  	
  Andrew
  S. Viens

  
	
   

  	
  Title:

  	
  Sr.Vice
  President of Operations

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Katonah
  III, Ltd. by Sankaty

  Advisors LLC as Sub-Advisors

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Andrew S. Viens

  
	
   

  	
  Name:

  	
  Andrew
  S. Viens

  
	
   

  	
  Title:

  	
  Sr.Vice
  President of Operations

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Race
  Point II CLO, Limited

  By:  Sankaty Advisors, LLC

  as
  Collateral Manager 

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Andrew S. Viens

  
	
   

  	
  Name:

  	
  Andrew
  S. Viens

  
	
   

  	
  Title:

  	
  Sr.Vice
  President of Operations

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Race
  Point III CLO

  By:  Sankaty Advisors, LLC

  as
  Collateral Manager 

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Andrew S. Viens

  
	
   

  	
  Name:

  	
  Andrew
  S. Viens

  
	
   

  	
  Title:

  	
  Sr.Vice
  President of Operations

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Race
  Point IV CLO, Ltd

  By: Sankaty Advisors, LLC

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Andrew S. Viens

  
	
   

  	
  Name:

  	
  Andrew
  S. Viens

  
	
   

  	
  Title:

  	
  Sr.Vice
  President of Operations

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  SSS
  Funding II, LLC

  
	
   

  	
  By:
  Sankaty Advisors, LLC

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Andrew S. Viens

  
	
   

  	
  Name:

  	
  Andrew
  S. Viens

  
	
   

  	
  Title:

  	
  Sr.Vice
  President of Operations

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Bayerische
  Landesbank (BayernLB)

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Paul Stephen R. Casino

  
	
   

  	
  Name:

  	
  Paul
  Stephen R. Casino

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

 

	
   

  	
  By

  	
  /s/
  Christopher Dowd

  
	
   

  	
  Name:

  	
  Christopher
  Dowd

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Clydesdale
  CLO 2004, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robert Hoffman

  
	
   

  	
  Name:

  	
  Robert
  Hoffman

  
	
   

  	
  Title:

  	
  Executive
  Director

  

 

	
  NOMURA CORPORATE RESEARCH

  	
   

  
	
  AND ASSET MANAGEMENT INC.

  	
   

  
	
  AS

  	
   

  
	
  INVESTMENT MANAGER

  	
   

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Clydesdale
  CLO 2005, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robert Hoffman

  
	
   

  	
  Name:

  	
  Robert
  Hoffman

  
	
   

  	
  Title:

  	
  Executive
  Director

  

 

	
  NOMURA CORPORATE RESEARCH

  	
   

  
	
  AND ASSET MANAGEMENT INC.

  	
   

  
	
  AS

  	
   

  
	
  INVESTMENT MANAGER

  	
   

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Clydesdale
  CLO 2006, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robert Hoffman

  
	
   

  	
  Name:

  	
  Robert
  Hoffman

  
	
   

  	
  Title:

  	
  Executive
  Director

  

 

	
  NOMURA CORPORATE RESEARCH

  	
   

  
	
  AND ASSET MANAGEMENT INC.

  	
   

  
	
  AS

  	
   

  
	
  INVESTMENT MANAGER

  	
   

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Clydesdale
  CLO 2007, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robert Hoffman

  
	
   

  	
  Name:

  	
  Robert
  Hoffman

  
	
   

  	
  Title:

  	
  Executive
  Director

  

 

	
  NOMURA CORPORATE RESEARCH

  	
   

  
	
  AND ASSET MANAGEMENT INC.

  	
   

  
	
  AS

  	
   

  
	
  INVESTMENT MANAGER

  	
   

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Clydesdale
  Strategic CLO I, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robert Hoffman

  
	
   

  	
  Name:

  	
  Robert
  Hoffman

  
	
   

  	
  Title:

  	
  Executive
  Director

  

 

	
  NOMURA CORPORATE RESEARCH

  	
   

  
	
  AND ASSET MANAGEMENT INC.

  	
   

  
	
  AS

  	
   

  
	
  INVESTMENT MANAGER

  	
   

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  NCRAM
  Senior Loan Trust 2005

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robert Hoffman

  
	
   

  	
  Name:

  	
  Robert
  Hoffman

  
	
   

  	
  Title:

  	
  Executive
  Director

  

 

	
  NOMURA CORPORATE RESEARCH

  	
   

  
	
  AND ASSET MANAGEMENT INC.

  	
   

  
	
  AS

  	
   

  
	
  INVESTMENT ADVISER

  	
   

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Cole
  Brook CBNA Loan Funding LLC

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Adam Kaiser

  
	
   

  	
  Name:

  	
  Adam
  Kaiser

  
	
   

  	
  Title:

  	
  ATTORNEY-IN-FACT

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Green
  Island CBNA Loan Funding LLC

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Adam Kaiser

  
	
   

  	
  Name:

  	
  Adam
  Kaiser

  
	
   

  	
  Title:

  	
  ATTORNEY-IN-FACT

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  ALZETTE EUROPEAN CLO S.A.

  
	
   

  	
  By: INVESCO Senior Secured Management, Inc.

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  AVALON
  CAPITAL LTD. 3

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Asset Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  BELHURST CLO LTD.

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CELTS CLO 2007-1 LTD

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Portfolio Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CHAMPLAIN CLO, LTD.

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CHARTER
  VIEW PORTFOLIO

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Investment Advisor

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  DIVERSIFIED
  CREDIT PORTFOLIO LTD.

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

          as Investment Adviser

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Invesco Floating Rate Fund

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Sub-Adviser

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  HUDSON CANYON FUNDING II, LTD

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Collateral Manager & Attorney
  InFact 

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LIMEROCK CLO I

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Investment Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  MOSELLE CLO S.A.

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        Interim Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  NAUTIQUE FUNDING LTD.

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  SAGAMORE CLO LTD.

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  SARATOGA CLO I, LIMITED

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As the Asset Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  WASATCH CLO LTD

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Portfolio Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Confluent 3 Limted.

  
	
   

  	
  By:
  Invesco Senior Secured Management, Inc.

        As Investment Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Invesco Prime Income Trust

  
	
   

  	
  By:
  Invesco Senior Secured Management, Inc.

        as Sub-Adviser

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  MSIM
  Peconic Bay, Ltd. 

  
	
   

  	
  By:
  Invesco Senior Secured Management, Inc.

        as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Qualcomm
  Global Trading, Inc. 

  
	
   

  	
  By:
  Invesco Senior Secured Management, Inc.

        As Investment Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Invesco
  Van Kampen Dynamic Credit Opportunities Fund 

  
	
   

  	
  By:
  Invesco Senior Secured Management, Inc.

        as Sub-Adviser

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Invesco
  Van Kampen Senior Income Fund 

  
	
   

  	
  By:
  Invesco Senior Secured Management, Inc.

        as Sub-Adviser

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Invesco
  Van Kampen Senior Loan Fund 

  
	
   

  	
  By:
  Invesco Senior Secured Management, Inc.

        as Sub-Adviser

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Zodiac
  Fund — Morgan Stanley US Senior Loan Fund

  
	
   

  	
  By:
  Invesco Management S.A.

        As Investment Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Thomas H. B. Ewald

  
	
   

  	
  Name:

  	
  Thomas
  H. B. Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CCA
  EAGLE LOAN MASTER FUND LTD.

  
	
   

  	
  By:
  Citigroup Alternative Investments LLC, as

  Investment manager for and on behalf of CCA

  EAGLE LOAN MASTER FUND LTD.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Roger Yee

  
	
   

  	
  Name:

  	
  Roger
  Yee

  
	
   

  	
  Title:

  	
  VP

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  REGATTA
  FUNDING LTD.

  
	
   

  	
  By:
  Citi Alternative Investments LLC,

  attorney-in-fact

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Roger Yee

  
	
   

  	
  Name:

  	
  Roger
  Yee

  
	
   

  	
  Title:

  	
  VP

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LMP
  Corporate Loan Fund, Inc.

  
	
   

  	
  By:
  Citi Alternative Investments LLC

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Roger Yee

  
	
   

  	
  Name:

  	
  Roger
  Yee

  
	
   

  	
  Title:

  	
  VP

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  WhiteHorse
  IV, Ltd.

  
	
   

  	
  By
  WhiteHorse Capital Partners, L.P.

       As collateral manager

  
	
   

  	
  By
  WhiteRock Asset Advisor, LLC, its G.P.

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Ethan M. Underwood

  
	
   

  	
  Name:

  	
  Ethan
  M. Underwood, CFA

  
	
   

  	
  Title:

  	
  Portfolio
  Manager

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  1776
  CLO I, LTD.

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Jim Reilly

  
	
   

  	
  Name:

  	
  Jim
  Reilly

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  THE
  NORTHERN TRUST COMPANY

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Peter J. Hallan

  
	
   

  	
  Name:

  	
  Peter
  J. Hallan

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LeverageSource
  III S.a.r.l.,

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Jose Mayorga

  
	
   

  	
  Name:

  	
  Jose
  Mayorga

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  ALM
  LOAN FUNDING 2010-1, LTD.

  By:  Apollo Credit Management, LLC, its
  collateral manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Joseph Moroney

  
	
   

  	
  Name:

  	
  Joseph
  Moroney

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  BABSON
  CLO LTD. 2004-II

  VICTORIA
  FALLS CLO, LTD.

  ARTUS
  LOAN FUND 2007-I, LTD.

  BABSON
  CLO LTD. 2004-I

  BABSON
  CLO LTD. 2005-I

  BABSON
  CLO LTD. 2005-II

  BABSON
  CLO LTD. 2005-III

  BABSON
  CLO LTD. 2006-I

  BABSON
  CLO LTD. 2006-II

  BABSON
  CLO LTD. 2007-I

  BABSON
  CLO LTD. 2008-I

  BABSON
  CLO LTD. 2008-II

  BABSON
  MID-MARKET CLO LTD. 2007-II

  BABSON
  LOAN OPPORTUNITY CLO, LTD.

  OSPREY
  CDO 2006-1 LTD.

  SAPPHIRE
  VALLEY CDO I, LTD.

  SUFFIELD
  CLO, LIMITED

  
	
   

  	
  By:  Babson Capital Management LLC as Collateral
  Manager, as a Lender

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Michael Best

  
	
   

  	
  Name:

  	
  Michael
  Best

  
	
   

  	
  Title:

  	
  Director

  
	
   

  	
   

  	
   

  
	
   

  	
  BABSON
  CAPITAL LOAN PARTNERS 1, L.P.

  HOLLY
  INVESTMENT CORPORATION

  MAPLEWOOD
  (CAYMON) LIMITED

  OLYMPIC
  PARK LTD.

  SWISS
  CAPITAL PRO LOAN LIMITED

  
	
   

  	
  By:  Babson Capital Management LLC as Investment
  Manager, as a Lender

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Michael Best

  
	
   

  	
  Name:

  	
  Michael
  Best

  
	
   

  	
  Title:

  	
  Director

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  C.M.
  LIFE INSURANCE COMPANY

  MASSACHUSETTS
  MUTUAL LIFE INSURANCE COMPANY

  BILL &
  MELINDA GATES FOUNDATION TRUST

  
	
   

  	
  By:  Babson Capital Management LLC as Investment
  Manager, as a Lender

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Michael Best

  
	
   

  	
  Name:

  	
  Michael
  Best

  
	
   

  	
  Title:

  	
  Director

  
	
   

  	
   

  	
   

  
	
   

  	
  JEFFERIES
  FINANCE CP FUNDING LLC,

  as
  a Lender

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Andrew Cennon

  
	
   

  	
  Name:

  	
  Andrew
  Cennon

  
	
   

  	
  Title:

  	
  M.D.

  
	
   

  	
   

  	
   

  
	
   

  	
  JFIN
  CLO 2007 LTD.

  By:  Jefferies Finance LLC as Collateral
  Manager,

  as
  a Lender

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Andrew Cennon

  
	
   

  	
  Name:

  	
  Andrew
  Cennon

  
	
   

  	
  Title:

  	
  M.D.

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  TURF
  MOOR

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Sharmin Chowdhury

  
	
   

  	
  Name:

  	
  SHARMIN
  CHOWDHURY

  
	
   

  	
  Title:

  	
  AUTHORIZED
  SIGNATORY

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CORTINA
  FUNDING

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Sharmin Chowdhury

  
	
   

  	
  Name:

  	
  SHARMIN
  CHOWDHURY

  
	
   

  	
  Title:

  	
  AUTHORIZED
  SIGNATORY

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Nuveen
  Diversified Dividend & Income Fund

  
	
   

  	
  By:  Symphony Asset Management LLC

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  James Kim

  
	
   

  	
  Name:

  	
  James
  Kim

  
	
   

  	
  Title:

  	
  Co-Head
  of Credit Research

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Symphony
  CLO I, LTD.

  
	
   

  	
  By:  Symphony Asset Management LLC

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  James Kim

  
	
   

  	
  Name:

  	
  James
  Kim

  
	
   

  	
  Title:

  	
  Co-Head
  of Credit Research

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

 

	
   

  	
  Symphony
  CLO II, LTD.

  
	
   

  	
  By:  Symphony Asset Management LLC

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  James Kim

  
	
   

  	
  Name:

  	
  James
  Kim

  
	
   

  	
  Title:

  	
  Co-Head
  of Credit Research

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Symphony
  CLO III, LTD.

  
	
   

  	
  By:  Symphony Asset Management LLC

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  James Kim

  
	
   

  	
  Name:

  	
  James
  Kim

  
	
   

  	
  Title:

  	
  Co-Head
  of Credit Research

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Symphony
  CLO IV, LTD.

  
	
   

  	
  By:  Symphony Asset Management LLC

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  James Kim

  
	
   

  	
  Name:

  	
  James
  Kim

  
	
   

  	
  Title:

  	
  Co-Head
  of Credit Research

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Symphony
  CLO VI, LTD.

  
	
   

  	
  By:  Symphony Asset Management LLC

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  James Kim

  
	
   

  	
  Name:

  	
  James
  Kim

  
	
   

  	
  Title:

  	
  Co-Head
  of Credit Research

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Nuveen
  Tax Advantaged Total Return Strategy Fund

  
	
   

  	
  By:  Symphony Asset Management LLC

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  James Kim

  
	
   

  	
  Name:

  	
  James
  Kim

  
	
   

  	
  Title:

  	
  Co-Head
  of Credit Research

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Old
  Westbury Global Opportunities Fund

  
	
   

  	
   

  
	
   

  	
  By:  Shenkman Capital Management, Inc., as

  Investment
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard H. Weinstein

  
	
   

  	
  Name:

  	
  Richard
  H. Weinstein

  
	
   

  	
  Title:

  	
  Executive
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Primus
  High Yield Bond Fund, L.P.

  
	
   

  	
   

  
	
   

  	
  By:  Shenkman Capital Management, Inc., as

  Investment
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard H. Weinstein

  
	
   

  	
  Name:

  	
  Richard
  H. Weinstein

  
	
   

  	
  Title:

  	
  Executive
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  WM
  Pool – Fixed Interest Trust No. 7

  
	
   

  	
   

  
	
   

  	
  By:  Shenkman Capital Management, Inc., as

  Investment
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard H. Weinstein

  
	
   

  	
  Name:

  	
  Richard
  H. Weinstein

  
	
   

  	
  Title:

  	
  Executive
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Westbrook
  CLO, Ltd.

  
	
   

  	
   

  
	
   

  	
  By:  Shenkman Capital Management, Inc., as

  Investment
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard H. Weinstein

  
	
   

  	
  Name:

  	
  Richard
  H. Weinstein

  
	
   

  	
  Title:

  	
  Executive
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  American Family Mutual Insurance Company

  
	
   

  	
   

  
	
   

  	
  By:  Shenkman Capital Management, Inc., as

  Investment
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard H. Weinstein

  
	
   

  	
  Name:

  	
  Richard
  H. Weinstein

  
	
   

  	
  Title:

  	
  Executive
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

 

	
   

  	
  Credos
  Floating Rate Fund, L.P.

  
	
   

  	
   

  
	
   

  	
  By:  Shenkman Capital Management, Inc., its

  General
  Partner

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard H. Weinstein

  
	
   

  	
  Name:

  	
  Richard
  H. Weinstein

  
	
   

  	
  Title:

  	
  Executive
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Evangelical
  Lutheran Church In America

  Board
  of Pension

  
	
   

  	
   

  
	
   

  	
  By:  Shenkman Capital Management, Inc., as

  Investment
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard H. Weinstein

  
	
   

  	
  Name:

  	
  Richard
  H. Weinstein

  
	
   

  	
  Title:

  	
  Executive
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Evangelical
  Lutheran Church In America

  Board
  of Pension Social Criteria

  
	
   

  	
   

  
	
   

  	
  By:  Shenkman Capital Management, Inc., as

  Investment
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard H. Weinstein

  
	
   

  	
  Name:

  	
  Richard
  H. Weinstein

  
	
   

  	
  Title:

  	
  Executive
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Tavitian
  Foundation, Inc.

  
	
   

  	
   

  
	
   

  	
  By:  Shenkman Capital Management, Inc., as

  Investment
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard H. Weinstein

  
	
   

  	
  Name:

  	
  Richard
  H. Weinstein

  
	
   

  	
  Title:

  	
  Executive
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Texas PrePaid Higher Education Tuition Board

  
	
   

  	
   

  
	
   

  	
  By:  Shenkman Capital Management, Inc., as

  Investment
  Adviser

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard H. Weinstein

  
	
   

  	
  Name:

  	
  Richard
  H. Weinstein

  
	
   

  	
  Title:

  	
  Executive
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Teachers’
  Retirement System of Louisiana

  (Shenkman
  – BANK LOAN ACCOUNT)

  
	
   

  	
   

  
	
   

  	
  By:  Shenkman Capital Management, Inc., as

  Investment
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard H. Weinstein

  
	
   

  	
  Name:

  	
  Richard
  H. Weinstein

  
	
   

  	
  Title:

  	
  Executive
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Trustmark
  Insurance Company

  
	
   

  	
   

  
	
   

  	
  By:  Shenkman Capital Management, Inc., as

  Investment
  Advisor

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard H. Weinstein

  
	
   

  	
  Name:

  	
  Richard
  H. Weinstein

  
	
   

  	
  Title:

  	
  Executive
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Trustees
  Of The University Of Pennsylvania

  
	
   

  	
   

  
	
   

  	
  By:  Shenkman Capital Management, Inc., as

  Investment
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard H. Weinstein

  
	
   

  	
  Name:

  	
  Richard
  H. Weinstein

  
	
   

  	
  Title:

  	
  Executive
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Harbor
  High Yield Bond Fund

  
	
   

  	
   

  
	
   

  	
  By:  Shenkman Capital Management, Inc., as

  Sub
  Advisor

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard H. Weinstein

  
	
   

  	
  Name:

  	
  Richard
  H. Weinstein

  
	
   

  	
  Title:

  	
  Executive
  Vice President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

 

	
   

  	
  Bacchus
  (US) 2006-1 Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  James W. Sykes

  
	
   

  	
  Name:

  	
  James
  W. Sykes

  
	
   

  	
  Title:

  	
  Managing
  Principal

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  GMAM
  Group Pension Trust I

  
	
   

  	
   

  
	
   

  	
  By:  State Street Bank & Trust Company
  as Trustee

  For
  GMAM Group Pension Trust I

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Tim Worth

  
	
   

  	
  Name:

  	
  Tim
  Worth

  
	
   

  	
  Title:

  	
  Officer

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Dryden
  XXI Leveraged Loan CDO LLC

  
	
   

  	
   

  
	
   

  	
  By:  Prudential Investment Management, Inc.,
  as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Joseph Limanowicz

  
	
   

  	
  Name:

  	
  Joseph
  Limanowicz

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Dryden
  XVIII Leveraged Loan 2007 Ltd.

  
	
   

  	
   

  
	
   

  	
  By:  Prudential Investment Management, Inc.,
  as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Joseph Limanowicz

  
	
   

  	
  Name:

  	
  Joseph
  Limanowicz

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Dryden
  XVI — Leveraged Loan CDO 2006

  
	
   

  	
   

  
	
   

  	
  By:  Prudential Investment Management, Inc.,
  as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Joseph Limanowicz

  
	
   

  	
  Name:

  	
  Joseph
  Limanowicz

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Dryden
  XI — Leveraged Loan CDO 2006

  
	
   

  	
   

  
	
   

  	
  By:  Prudential Investment Management, Inc.,
  as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Joseph Limanowicz

  
	
   

  	
  Name:

  	
  Joseph
  Limanowicz

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Dryden
  V — Leveraged Loan CDO 2003

  
	
   

  	
   

  
	
   

  	
  By:  Prudential Investment Management, Inc.,
  as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Joseph Limanowicz

  
	
   

  	
  Name:

  	
  Joseph
  Limanowicz

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Loan
  Funding V, LLC, for itself or as agent for Corporate Loan Funding V LLC

  
	
   

  	
   

  
	
   

  	
  By:  Prudential Investment Management, Inc.,
  as Portfolio Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Joseph Limanowicz

  
	
   

  	
  Name:

  	
  Joseph
  Limanowicz

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Dryden
  VII — Leveraged Loan CDO 2004

  
	
   

  	
   

  
	
   

  	
  By:  Prudential Investment Management, Inc.,
  as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Joseph Limanowicz

  
	
   

  	
  Name:

  	
  Joseph
  Limanowicz

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Dryden
  VIII — Leveraged Loan CDO 2005

  
	
   

  	
   

  
	
   

  	
  By:  Prudential Investment Management, Inc.,
  as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Joseph Limanowicz

  
	
   

  	
  Name:

  	
  Joseph
  Limanowicz

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Dryden
  IX — Senior Loan Fund 2005 p.l.c

  
	
   

  	
   

  
	
   

  	
  By:  Prudential Investment Management, Inc.,
  as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Joseph Limanowicz

  
	
   

  	
  Name:

  	
  Joseph
  Limanowicz

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Gateway
  CLO Limited

  
	
   

  	
   

  
	
   

  	
  By:  Prudential Investment Management, Inc.,
  as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Joseph Limanowicz

  
	
   

  	
  Name:

  	
  Joseph
  Limanowicz

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Prudential
  Bank Loan Fund of the Prudential Trust Company Collective Trust

  
	
   

  	
   

  	
   

  
	
   

  	
  By:  Prudential Investment Management, Inc.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Joseph Limanowicz

  
	
   

  	
  Name:

  	
  Joseph
  Limanowicz

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Prudential
  Retirement Insurance and Annuity Company

  
	
   

  	
   

  	
   

  
	
   

  	
  By:  Prudential Investment Management, Inc.,
  as investment manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Joseph Limanowicz

  
	
   

  	
  Name:

  	
  Joseph
  Limanowicz

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  The
  Prudential Insurance Company of America

  
	
   

  	
   

  	
   

  
	
   

  	
  By:  Prudential Investment Management, Inc.,
  as Investment Advisor

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Joseph Limanowicz

  
	
   

  	
  Name:

  	
  Joseph
  Limanowicz

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 4 to Amended and Restated Credit Agreement]Exhibit 10.12(a)

 

AMENDMENT NO. 1 TO SECOND AMENDED
AND

RESTATED RECEIVABLES PURCHASE AGREEMENT

 

This
AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED RECEIVABLES PURCHASE AGREEMENT,
dated as of October 11, 2010 (this “Amendment”), is by and among
MANITOWOC FUNDING, LLC, as Seller, THE MANITOWOC COMPANY, INC., as
Servicer, HANNOVER FUNDING COMPANY LLC, as Purchaser, and NORDDEUTSCHE
LANDESBANK GIROZENTRALE, as Agent.

 

WHEREAS,
the parties hereto are parties to that certain Second Amended and Restated
Receivables Purchase Agreement, dated as of June 30, 2010 (as amended,
restated, supplemented or otherwise modified from time to time, the “Agreement”);
and

 

WHEREAS,
the parties hereto desire to amend the Agreement as set forth herein;

 

NOW,
THEREFORE, for good and valuable consideration, the receipt and sufficiency of
which are hereby acknowledged, the parties hereto hereby agree as follows:

 

SECTION 1.           Definitions.  Capitalized terms defined in the Agreement
and used but not otherwise defined herein shall have the meanings assigned
thereto in the Agreement.

 

SECTION 2.           Amendments.  The Agreement is hereby amended as follows:

 

(a)           The definition of “Consolidated Total Leverage Ratio”
set forth in Exhibit I to the Agreement is deleted in its entirety.

 

(b)           The definition of “Credit Agreement” set forth in Exhibit I
to the Agreement is amended by replacing the date “January 21, 2010” where
it appears therein with the date “October 7, 2010”.

 

(c)           Clause (s) of Exhibit IV to the
Agreement is replaced in its entirety with the following:

 

(s)           Financial
Covenants.

 

(i)            [Reserved].

 

(ii)           Maximum
Consolidated Senior Secured Leverage Ratio. The Servicer will cause the
Consolidated Senior Secured Leverage Ratio at all times during the fiscal
quarters of the Servicer set forth below to be less than the ratio set forth
opposite such fiscal quarter below:

 

 

	
  Fiscal Quarter Ending

  	
   

  	
  Ratio

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  December 31, 2010

  	
   

  	
  4.50:1.00

  	
   

  
	
  March 31, 2011

  	
   

  	
  4.50:1.00

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  June 30, 2011

  	
   

  	
  4.50:1.00

  	
   

  
	
  September 30, 2011

  	
   

  	
  4.50:1.00

  	
   

  
	
  December 31, 2011

  	
   

  	
  4.125:1.00

  	
   

  
	
  March 31, 2012

  	
   

  	
  4.00:1.00

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  June 30, 2012

  	
   

  	
  3.75:1.00

  	
   

  
	
  September 30, 2012

  	
   

  	
  3.50:1.00

  	
   

  
	
  December 31, 2012

  	
   

  	
  3.25:1.00

  	
   

  
	
  March 31, 2013

  	
   

  	
  3.25:1.00

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  June 30, 2013

  	
   

  	
  3.25:1.00

  	
   

  
	
  September 30, 2013

  	
   

  	
  3.25:1.00

  	
   

  
	
  December 31, 2013,

  and thereafter

  	
   

  	
  3.00:1.00

  	
   

  

 

(iii)          Minimum Consolidated Interest Coverage Ratio.  The Servicer will not permit the Consolidated
Interest Coverage Ratio for any fiscal quarter of the Servicer set forth below
to be less than or equal to the ratio set forth opposite such fiscal quarter
below:

 

	
  Fiscal Quarter Ending

  	
   

  	
  Ratio

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  June 30, 2009

  	
   

  	
  2.75:1.00

  	
   

  
	
  September 30, 2009

  	
   

  	
  2.25:1.00

  	
   

  
	
  December 31, 2009

  	
   

  	
  1.875:1.00

  	
   

  
	
  March 31, 2010

  	
   

  	
  1.75:1.00

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  June 30, 2010

  	
   

  	
  1.75:1.00

  	
   

  
	
  September 30, 2010

  	
   

  	
  1.80:1.00

  	
   

  
	
  December 31, 2010

  	
   

  	
  1.50:1.00

  	
   

  
	
  March 31, 2011

  	
   

  	
  1.50:1.00

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  June 30, 2011

  	
   

  	
  1.50:1.00

  	
   

  
	
  September 30, 2011

  	
   

  	
  1.575:1.00

  	
   

  
	
  December 31, 2011

  	
   

  	
  1.70:1.00

  	
   

  
	
  March 31, 2012

  	
   

  	
  1.80:1.00

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  June 30, 2012

  	
   

  	
  1.90:1.00

  	
   

  
	
  September 30, 2012

  	
   

  	
  2.10:1.00

  	
   

  
	
  December 31, 2012

  	
   

  	
  2.25:1.00

  	
   

  
	
  March 31, 2013

  	
   

  	
  2.50:1.00

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  June 30, 2013

  	
   

  	
  2.75:1.00

  	
   

  
	
  September 30, 2013

  	
   

  	
  2.875:1.00

  	
   

  
	
  December 31, 2013,

  and thereafter

  	
   

  	
  3.00:1.00

  	
   

  

 

2

 

SECTION 3.           Representations and Warranties.  On the date hereof, each of the Seller and
Manitowoc hereby represents and warrants (as to itself) to the Purchaser and
the Agent as follows:

 

(a)           after giving effect to this Amendment, no event or
condition has occurred and is continuing which constitutes a Termination Event
or Unmatured Termination Event;

 

(b)           after giving effect to this Amendment, the representations
and warranties of such Person set forth in the Agreement and each of the other
Transaction Document are true and correct as of the date hereof, as though made
on and as of such date (except to the extent such representations and
warranties relate solely to an earlier date and then as of such earlier date);
and

 

(c)           this Amendment constitutes the valid and binding
obligation of such Person, enforceable against such Person in accordance with
its terms.

 

SECTION 4.           Effectiveness.  This Amendment shall be effective, as of the
date hereof, upon receipt by the Agent of the following (in each case, in form
and substance reasonably satisfactory to the Agent):

 

(a)           counterparts of this Amendment duly executed by each of
the parties hereto;

 

(b)           an executed copy of a letter from
JPMorgan Chase Bank, N.A. to Manitowoc confirming that the transactions
contemplated by the Transaction Documents constitute a “Permitted
Securitization” under the Credit Agreement; and

 

(c)           such other agreements, documents,
lien searches, officer certificates and instruments as the Agent shall request.

 

SECTION 5.           Miscellaneous.  The Agreement, as amended hereby, remains in
full force and effect.  Any reference to
the Agreement from and after the date hereof shall be deemed to refer to the
Agreement as amended hereby, unless otherwise expressly stated.  This Amendment may be executed in any number
of counterparts and by the different parties hereto in separate counterparts,
each of which when so executed shall be deemed to be an original and all of
which then taken together shall constitute one and the same Amendment.  This Amendment may be executed by facsimile
or delivery of a “.pdf” copy of an executed counterpart hereof.  This Amendment shall be governed by, and
construed in accordance with, the internal laws of the State of New York
(including Sections 5-1401 and 5-1402 of the General Obligations Law of the
State of New York, but without regard to any other conflict of laws provisions
thereof) and the obligations, rights and remedies of the parties under this
Amendment shall be determined in accordance with such laws.

 

[Signature
pages follow]

 

3

 

 

IN
WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly
executed, as of the date first above written.

 

	
   

  	
  MANITOWOC
  FUNDING, LLC,

  
	
   

  	
  as
  Seller

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Maurice D. Jones

  
	
   

  	
  Name:

  	
  Maurice D. Jones

  
	
   

  	
  Title:

  	
  Vice President & Secretary

  

 

Amendment
No. 1 to Second Amended and 

Restated Receivables Purchase Agreement

 

S-1

 

	
   

  	
  THE
  MANITOWOC COMPANY, INC.,

  
	
   

  	
  as
  Servicer

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Maurice D. Jones

  
	
   

  	
  Name:

  	
  Maurice D. Jones

  
	
   

  	
  Title:

  	
  Senior Vice President, General Counsel &
  Secretary

  

 

Amendment
No. 1 to Second Amended and 

Restated Receivables Purchase Agreement

 

S-2

 

	
   

  	
  NORDDEUTSCHE
  LANDESBANK GIROZENTRALE, as Agent

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Edward M. Weber

  
	
   

  	
  Name:

  	
  Edward M. Weber

  
	
   

  	
  Title:

  	
  Senior Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Heruy Dawit

  
	
   

  	
  Name:

  	
  Heruy Dawit

  
	
   

  	
  Title:

  	
  Director

  

 

Amendment
No. 1 to Second Amended and 

Restated Receivables Purchase Agreement

 

S-3

 

	
   

  	
  HANNOVER
  FUNDING COMPANY LLC,

  
	
   

  	
  as
  Purchaser

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Damian Perez

  
	
   

  	
  Name:

  	
  Damian Perez

  
	
   

  	
  Title:

  	
  Vice-President

  

 

Amendment
No. 1 to Second Amended and 

Restated Receivables Purchase Agreement

 

S-4

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00179-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00179-of-00352.parquet"}]]