Document:

Exhibit 10.6 

 

FIRST
LOAN MODIFICATION AGREEMENT

 

This
First Loan Modification Agreement (this “Loan Modification Agreement”) is entered into as of March 18, 2019,
by and among (a) SILICON VALLEY BANK, a California corporation (“Bank”) and (b) (i) INTERPACE DIAGNOSTICS
GROUP, INC., a Delaware corporation (“IDG”), (ii) INTERPACE DIAGNOSTICS CORPORATION, a Delaware
corporation (“IDC”), and (iii) INTERPACE DIAGNOSTICS, LLC, a Delaware limited liability company (“IDLLC”)
(IDG, IDC and IDLLC are hereinafter jointly and severally, individually and collectively, referred to as “Borrower”).

 

1.
DESCRIPTION OF EXISTING INDEBTEDNESS AND OBLIGATIONS. Among other indebtedness and obligations which may be owing by Borrower
to Bank, Borrower is indebted to Bank pursuant to a loan arrangement dated as of November 13, 2018, evidenced by, among other
documents, a certain Loan and Security Agreement, dated as of November 13, 2018, between Borrower and Bank (as amended, the “Loan
Agreement”). Capitalized terms used but not otherwise defined herein shall have the same meaning as in the Loan Agreement.

 

2.
DESCRIPTION OF COLLATERAL. Repayment of the Obligations is secured by, among other property, the Collateral as defined
in the Loan Agreement (together with any other collateral security granted to Bank, as amended, the “Security Documents”).
Hereinafter, the Security Documents, together with all other documents evidencing or securing the Obligations shall be referred
to as the “Existing Loan Documents”.

 

3.
DESCRIPTION OF CHANGE IN TERMS.

 

A.
Modifications to Loan Agreement.

 

	1		The Loan
Agreement shall be amended by inserting the following new Section 2.2.1, appearing immediately after Section 2.2 thereof:

 

“
2.2.1 Letter of Credit Sublimit.

 

(a)
As part of the Revolving Line, Bank shall issue or have issued the Landlord Letter of Credit for Borrower’s account. The
aggregate Dollar Equivalent amount utilized for the issuance of the Landlord Letter of Credit shall at all times reduce the amount
otherwise available for Advances under the Revolving Line. The aggregate Dollar Equivalent of the face amount of the Landlord
Letter of Credit (including any drawn but unreimbursed portion of the Landlord Letter of Credit) may not exceed the lesser of
(i) Two Hundred Fifty Thousand Dollars ($250,000.00) and (ii) (A) the lesser of the Revolving Line or the Borrowing Base, minus
(B) the sum of all outstanding principal amounts of any Advances, minus (C) the outstanding principal balance of all Term Loan
Advances.

 

(b)
If, on the Revolving Line Maturity Date (or the effective date of any termination of this Agreement), the Landlord Letter of Credit
is outstanding, then on such date Borrower shall provide to Bank cash collateral in an amount equal to at least one hundred five
percent (105.0%) of the aggregate Dollar Equivalent of the face amount of the Landlord Letter of Credit plus all interest, fees
and costs due or estimated by Bank to become due in connection therwith, to secure all of the Obligations relating to the Landlord
Letter of Credit. The Landlord Letter of Credit shall be in form and substance acceptable to Bank in its sole discretion and shall
be subject to the terms and conditions of Bank’s standard Application and Letter of Credit Agreement (the “Letter
of Credit Application”). Borrower agrees to execute any further documentation in connection with the Landlord Letter
of Credit as Bank may reasonably request. Borrower further agrees to be bound by Bank’s interpretations of the Landlord
Letter of Credit, and Borrower understands and agrees that Bank shall not be liable for any error, negligence, or mistake, whether
of omission or commission, in following Borrower’s instructions or those contained in the Landlord Letter of Credit or any
modifications, amendments, or supplements thereto.

 

    	 

     

    

 

(c)
The obligation of Borrower to immediately reimburse Bank for drawings made under the Landlord Letter of Credit shall be absolute,
unconditional, and irrevocable, and shall be performed strictly in accordance with the terms of this Agreement, the Landlord Letter
of Credit, and the Letter of Credit Application.”

 

	2		The Loan
Agreement shall be amended by deleting the following text, appearing in Section 2.4 thereof:

 

“If,
at any time, the sum of (a) the outstanding principal amount of any Advances, plus (b) the outstanding principal balance of all
Term Loan Advances, exceeds the lesser of either the Revolving Line or the Borrowing Base, Borrower shall immediately pay to Bank
in cash the amount of such excess (such excess, the “Overadvance”).”

 

and
inserting in lieu thereof the following:

 

“If,
at any time, the sum of (a) the outstanding principal amount of any Advances, plus (b) the face amount of the Landlord Letter
of Credit (including any drawn but unreimbursed portion of the Landlord Letter of Credit), plus (c) the outstanding principal
balance of all Term Loan Advances, exceeds the lesser of either the Revolving Line or the Borrowing Base, Borrower shall immediately
pay to Bank in cash the amount of such excess (such excess, the “Overadvance”).”

 

	3		The Loan
Agreement shall be amended by deleting the following text, appearing in Section 2.6(d) thereof:

 

“The
unused portion of the Revolving Line, for purposes of this calculation, shall be calculated on a calendar year basis and shall
equal the difference between (i) the Revolving Line, and (ii) the average for the period of the daily closing balance of the Revolving
Line outstanding plus the outstanding principal balance of all Term Loan Advances, in each case tested as of the last day of the
applicable calendar month;”

 

and
inserting in lieu thereof the following:

 

“The
unused portion of the Revolving Line, for purposes of this calculation, shall be calculated on a calendar year basis and shall
equal the difference between (i) the Revolving Line, and (ii) the average for the period of the daily closing balance of the Revolving
Line outstanding, plus the amount of the Landlord Letter of Credit (including any drawn but unreimbursed portion of the Landlord
Letter of Credit), plus the outstanding principal balance of all Term Loan Advances, in each case tested as of the last day of
the applicable calendar month;”

 

    	2

     

    

 

	4		The Loan
Agreement shall be amended by (i) renumbering subsection (g) of Section 2.6 as subsection (h) and (ii) inserting the following
new text, to appear as subsection (g) of Section 2.6:

 

“
(g) Letter of Credit Fee. Bank’s customary fees and expenses for the issuance or renewal of the Landlord Letter of
Credit upon the issuance of such Letter of Credit, each anniversary of the issuance during the term of such Letter of Credit,
and upon the renewal of such Letter of Credit by Bank; and”

 

	5		The Loan
Agreement shall be amended by deleting the following text, appearing in Section 3.4(a) thereof:

 

“Subject
to the prior satisfaction of all other applicable conditions to the making of an Advance set forth in this Agreement, to obtain
an Advance, Borrower (via an individual duly authorized by an Administrator) shall notify Bank (which notice shall be irrevocable)
by electronic mail by 12:00 p.m. Eastern time on the Funding Date of the Advance.”

 

and
inserting in lieu thereof the following:

 

“Subject
to the prior satisfaction of all other applicable conditions to the making of an Advance set forth in this Agreement, to obtain
an Advance (other than under Section 2.2.1), Borrower (via an individual duly authorized by an Administrator) shall notify Bank
(which notice shall be irrevocable) by electronic mail by 12:00 p.m. Eastern time on the Funding Date of the Advance.”

 

	6		The Loan
Agreement shall be amended by deleting the following text, appearing in Section 6.3(b) thereof:

 

“Borrower
may forgive (completely or partially), compromise, or settle any Account for less than payment in full, or agree to do any of
the foregoing so long as (i) Borrower does so in good faith, in a commercially reasonable manner, in the ordinary course of business,
in arm’s-length transactions, and reports the same to Bank in the next Compliance Certificate provided to Bank; (ii) no
Event of Default has occurred and is continuing; and (iii) after taking into account all such discounts, settlements and forgiveness,
the sum of (A) total outstanding Advances, plus (B) the outstanding principal balance of all Term Loan Advances, will not exceed
the lesser of the Revolving Line or the Borrowing Base.”

 

and
inserting in lieu thereof the following:

 

“Borrower
may forgive (completely or partially), compromise, or settle any Account for less than payment in full, or agree to do any of
the foregoing so long as (i) Borrower does so in good faith, in a commercially reasonable manner, in the ordinary course of business,
in arm’s-length transactions, and reports the same to Bank in the next Compliance Certificate provided to Bank; (ii) no
Event of Default has occurred and is continuing; and (iii) after taking into account all such discounts, settlements and forgiveness,
the sum of (A) total outstanding Advances, plus (B) the face amount of the Landlord Letter of Credit (including any drawn but
unreimbursed portion of the Landlord Letter of Credit), plus (C) the outstanding principal balance of all Term Loan Advances,
will not exceed the lesser of the Revolving Line or the Borrowing Base.”

 

    	3

     

    

 

	7		The Loan
Agreement shall be amended by inserting the following new definitions, appearing alphabetically in Section 13.1 thereof:

 

“
“Landlord Letter of Credit” is that certain Letter of Credit no. SVBSF013762, issued by Bank in favor of Saddle
Lane Realty, LLC.”

 

“
“Letter of Credit Application” is defined in Section 2.2.1(b).”

 

	8		The Loan
Agreement shall be amended by deleting the following definitions, appearing in Section 13.1 thereof:

 

“
“Availability Amount” is (a) the lesser of (i) the Revolving Line or (ii) the amount available under the Borrowing
Base, minus (b) the outstanding principal balance of any Advances, minus (c) the outstanding principal balance of all Term Loan
Advances.”

 

“
“Credit Extension” is any Advance, any Term Loan Advance, any Overadvance, or any other extension of credit
by Bank for Borrower’s benefit.”

 

“
“Letter of Credit” is a standby or commercial letter of credit issued by Bank upon request of Borrower based
upon an application, guarantee, indemnity, or similar agreement.”

 

and
inserting in lieu thereof the following:

 

“
“Availability Amount” is (a) the lesser of (i) the Revolving Line or (ii) the amount available under the Borrowing
Base, minus (b) the outstanding principal balance of any Advances, minus (c) the Dollar Equivalent amount of the Landlord Letter
of Credit (including any drawn but unreimbursed portion of the Landlord Letters of Credit), minus (d) the outstanding principal
balance of all Term Loan Advances.”

 

“
“Credit Extension” is any Advance, any Term Loan Advance, the Landlord Letter of Credit, any Overadvance, or
any other extension of credit by Bank for Borrower’s benefit.”

 

“
“Letter of Credit” is a standby or commercial letter of credit issued by Bank upon request of Borrower based
upon an application, guarantee, indemnity, or similar agreement, including, without limitation, the Landlord Letter of Credit.”

 

4.
FEES AND EXPENSES. Borrower shall reimburse Bank for all legal fees and expenses incurred in connection with this amendment
to the Existing Loan Documents.

 

5.
RATIFICATION OF PERFECTION CERTIFICATES.

 

(a)
IDG hereby ratifies, confirms and reaffirms, all and singular, the terms and disclosures contained in a certain Perfection Certificate
dated as of November 13, 2018 delivered by IDG to Bank, and acknowledges, confirms and agrees that the disclosures and information
IDG provided to Bank in such Perfection Certificate have not changed, as of the date hereof.

 

    	4

     

    

 

(b)
IDC hereby ratifies, confirms and reaffirms, all and singular, the terms and disclosures contained in a certain Perfection Certificate
dated as of November 13, 2018 delivered by IDC to Bank, and acknowledges, confirms and agrees that the disclosures and information
IDC provided to Bank in such Perfection Certificate have not changed, as of the date hereof.

 

(c)
IDLLC hereby ratifies, confirms and reaffirms, all and singular, the terms and disclosures contained in a certain Perfection Certificate
dated as of November 13, 2018 delivered by IDLLC to Bank, and acknowledges, confirms and agrees that the disclosures and information
IDLLC provided to Bank in such Perfection Certificate have not changed, as of the date hereof.

 

6.
CONSISTENT CHANGES. The Existing Loan Documents are hereby amended wherever necessary to reflect the changes described
above.

 

7.
RATIFICATION OF LOAN DOCUMENTS. Borrower hereby ratifies, confirms, and reaffirms all terms and conditions of all security
or other collateral granted to Bank, and confirms that the indebtedness secured thereby includes, without limitation, the Obligations.

 

8.
NO DEFENSES OF BORROWER. Borrower hereby acknowledges and agrees that Borrower has no offsets, defenses, claims, or counterclaims
against Bank with respect to the Obligations, or otherwise, and that if Borrower now has, or ever did have, any offsets, defenses,
claims, or counterclaims against Bank, whether known or unknown, at law or in equity, all of them are hereby expressly WAIVED
and Borrower hereby RELEASES Bank from any liability thereunder.

 

9.
CONTINUING VALIDITY. Borrower understands and agrees that in modifying the existing Obligations, Bank is relying upon Borrower’s
representations, warranties, and agreements, as set forth in the Existing Loan Documents. Except as expressly modified pursuant
to this Loan Modification Agreement, the terms of the Existing Loan Documents remain unchanged and in full force and effect. Bank’s
agreement to modifications to the existing Obligations pursuant to this Loan Modification Agreement in no way shall obligate Bank
to make any future modifications to the Obligations. Nothing in this Loan Modification Agreement shall constitute a satisfaction
of the Obligations. It is the intention of Bank and Borrower to retain as liable parties all makers of Existing Loan Documents,
unless the party is expressly released by Bank in writing. No maker will be released by virtue of this Loan Modification Agreement.

 

10.
COUNTERSIGNATURE. This Loan Modification Agreement shall become effective only when it shall have been executed by Borrower
and Bank.

 

[The
remainder of this page is intentionally left blank]

 

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IN
WITNESS WHEREOF, the parties hereto have caused this Loan Modification Agreement to be executed as a sealed instrument under the
laws of the Commonwealth of Massachusetts as of the date first written above.

 

	BORROWER:	 	BANK:
	 	 	 
	INTERPACE
    DIAGNOSTICS GROUP, INC.	 	SILICON
    VALLEY BANK
	 	 	 
	By: 	/s/
    Jack E. Stover	 	By: 	/s/
    Michael McMahon
	Name: 	Jack E. Stover	 	Name: 	Michael McMahon
	Title: 	President & CEO	 	Title: 	Director
	 	 	 
	INTERPACE
    DIAGNOSTICS CORPORATION	 	 
	 	 	 
	By: 	/s/
    Jack E. Stover	 	 
	Name:	 Jack E. Stover	 	 
	Title:	 President & CEO	 	 
	 	 	 
	INTERPACE
    DIAGNOSTICS, LLC	 	 
	 	 	 
	By:	/s/
    Jack E. Stover	 	 
	Name: 	Jack E. Stover	 	 
	Title: 	President & CEOEXHIBIT 10.3

    

    

    

  

  AMENDED AND RESTATED SHAREHOLDER VOTING AGREEMENT

    

  

  This AMENDED AND RESTATED SHAREHOLDER VOTING AGREEMENT (this “Agreement”) is made and entered into as of October 19, 2020, by and among AIM Bancshares, Inc., a Texas corporation (“AIM”),

    AimBank, a Texas state-chartered bank and wholly owned subsidiary of AIM (“AimBank”), Heartland Financial USA, Inc., a Delaware corporation (“Heartland”), First Bank &
    Trust, a Texas state-chartered bank and wholly owned subsidiary of Heartland (“FB&T”), and certain holders of Common Stock (as such term is defined in the Recitals) (referred to herein individually as a “Shareholder” and collectively as the “Shareholders”).

   

  

  RECITALS

   

  

  WHEREAS, AIM, Heartland, and the Shareholders
      previously entered into that Shareholder Voting Agreement as of February 11, 2020 (the “Prior Shareholder Voting Agreement”), pursuant to which the Shareholders
      agreed to vote their Shares in favor that Agreement and Plan of Merger dated as of February 11, 2020, by and between Heartland and AIM, which provided for the merger of AIM with and into Heartland.

   

    

  WHEREAS, AIM, AimBank, Heartland, FB&T, and the
      Shareholders desire to amend and restate the Prior Shareholder Voting Agreement pursuant to and in accordance with the terms and conditions set forth in this Agreement.

   

    

  WHEREAS, AIM and AimBank previously entered into an
      Agreement and Plan of Merger dated as of September 22, 2020 (the “Aim Merger Agreement”) providing for the merger of AIM with and into AimBank (the “AIM Merger”).

   

    

  WHEREAS, concurrently with the execution and
      delivery hereof, AIM, AimBank, Heartland, FB&T, and Michael F. Epps, solely in his capacity as the representative of the AIM Shareholders (the “Shareholder
        Representative”), are entering into an Amended and Restated Agreement and Plan of Merger (as it may be amended from time to time pursuant to the terms thereof, the “Bank Merger Agreement”), which provides for the merger of AimBank with and into FB&T (the “Bank Merger”) immediately following the AIM Merger.

   

    

  WHEREAS, each Shareholder is the beneficial owner
      (as such term is defined in Rule 13d‐3 under the Securities Exchange Act of 1934, as amended) of the number of shares of common stock, par value $100.00 per share (“Common
        Stock”), of AIM as is indicated on the signature pages of this Agreement.

   

    

  WHEREAS, in consideration of the execution and
      delivery of the Bank Merger Agreement by Heartland and FB&T, the Shareholders desire to agree to vote the Shares (as such term is defined in Section 1) over which such Shareholders have voting power so as to facilitate the consummation of the AIM
      Merger.

  
    
      

  

  
  NOW, THEREFORE, intending to be legally bound, the parties hereto hereby agree as follows:

   

    

  1.          

  Certain Definitions.  Capitalized terms used but not otherwise defined herein shall have the meanings ascribed thereto in the Bank
      Merger Agreement.  For all purposes of and under this Agreement, the following terms shall have the following respective meanings:

   

  

  “Constructive Sale” means, with respect to any security, a short sale with respect to such security, entering into or acquiring an offsetting
    derivative contract with respect to such security, entering into or acquiring a futures or forward contract to deliver such security or entering into any other hedging or other derivative transaction that has the effect of materially changing the
    economic benefits and risks of ownership.

   

  

  “Expiration Date” means the earlier to occur of (i) such date and time as the Bank Merger Agreement shall have been validly terminated pursuant to the
    terms of Article 8 thereof or (ii) the Closing Date.

   

  

  “Shares” means (i) all shares of Common Stock owned, beneficially or of record, by a Shareholder as of the date hereof, and (ii) all additional shares
    of Common Stock acquired by a Shareholder, beneficially or of record, during the period commencing with the execution and delivery of this Agreement and expiring on the Expiration Date.  For avoidance of doubt, “Shares” shall include any shares
    of Common Stock owned indirectly by a Shareholder through the KSOP.

   

  

  “Transfer” means, with respect to any security, the direct or indirect assignment, sale, transfer, tender, pledge, hypothecation, or the grant,
    creation or sufferage of an Encumbrance in or upon, or the gift, placement in trust, or the Constructive Sale or other disposition of such security (including transfers by testamentary or intestate succession or otherwise by operation of Law) or any
    right, title or interest therein (including, but not limited to, any right or power to vote to which the holder thereof may be entitled, whether such right or power is granted by proxy or otherwise), or the record or beneficial ownership thereof, the
    offer to make such a sale, transfer, Constructive Sale or other disposition, and each Contract or other arrangement to effect any of the foregoing.

   

    

  2.          

  Transfer Restrictions.  At all times during the period commencing with the execution and delivery of this Agreement and expiring
      on the Expiration Date, no Shareholder shall, except in connection with the AIM Merger and the Bank Merger or as the result of the death of such Shareholder, Transfer any of the Shares, or discuss, negotiate, make an offer or enter into a Contract or
      other arrangement with respect thereto, unless each Person to which any of such Shares, or any interest in any of such Shares, is or may be Transferred shall have: (i) executed a counterpart of this Agreement, and (ii) agreed in writing to hold such
      Shares (or interest in such Shares) subject to all of the terms and provisions of this Agreement.

   

    

  3.          

  Right to Vote.

   

    

  (a)          

  As of the date hereof and for so long as this Agreement remains in effect (including as of the date of the AIM Shareholder Meeting, which,
      for purposes of this Agreement, includes any adjournment or postponement thereof), except for this Agreement or as otherwise permitted by this Agreement, each Shareholder has full legal power, authority and right to vote all of the Shares then owned
      of record or beneficially by such Shareholder, in favor of the approval and authorization of the AIM Merger, the AIM Merger Agreement and the other transactions contemplated thereby (collectively, the “Proposed Transaction”) without the
      consent or approval of, or any other action on the part of, any other Person.  Without limiting the generality of the foregoing, no Shareholder has entered into any voting agreement (other than this Agreement and the Prior Shareholder Voting
      Agreement) with any Person with respect to any of the Shares, granted any Person or any proxy (revocable or irrevocable) or power of attorney with respect to any of the Shares (other than pursuant to the Prior Shareholder Voting Agreement), deposited
      any of the Shares in a voting trust or entered into any Contract or other arrangement with any Person limiting or affecting such Shareholder’s legal power, authority or right to vote the Shares on any matter.  If a Shareholder is the beneficial
      owner, but not the record holder, of the Shares, such Shareholder agrees to take all actions necessary to cause the record holder and any nominees to vote all of the Shares in favor of the approval of the Proposed Transaction.

  
    2

    
      

  

  (b)          

  From and after the date hereof, except as otherwise permitted by this Agreement or prohibited by order of a court of competent jurisdiction,
      no Shareholder will commit any act that could restrict or otherwise affect such Shareholder’s legal power, authority and right to vote all of the Shares then owned of record or beneficially by such Shareholder.  Without limiting the generality of the
      foregoing, except for this Agreement and as otherwise permitted by this Agreement, from and after the date hereof, no Shareholder will enter into any voting agreement with any Person with respect to any of the Shares, grant any Person any proxy
      (revocable or irrevocable) or power of attorney with respect to any of the Shares, deposit any of the Shares in a voting trust or otherwise enter into any Contract or other arrangement with any Person limiting or affecting such Shareholder’s legal
      power, authority or right to vote the Shares in favor of the approval of the Proposed Transaction.

   

    

  4.          

  Agreement to Vote Shares.

   

    

  (a)          

  Prior to the Expiration Date, at any meeting of the holders of Common Stock called, and at every adjournment or postponement thereof, each
      Shareholder shall appear at the meeting or otherwise cause such Shareholder’s Shares to be present thereat for purposes of establishing a quorum and vote (i) in favor of approval of the Proposed Transaction, (ii) against the approval or adoption of
      any proposal made in opposition to, or in competition with, the Proposed Transaction, and (iii) against any of the following (to the extent unrelated to the Proposed Transaction): (A) any merger, consolidation or business combination involving any
      AIM Entity other than the Proposed Transaction; (B) any sale, lease or transfer of all or substantially all of the assets of any AIM Entity; (C) any reorganization, recapitalization, dissolution, liquidation or winding up of any AIM Entity; or
      (D) any other action that is intended, or could reasonably be expected to, impede, interfere with, delay, postpone, discourage or adversely affect the consummation of the Proposed Transaction (each of (ii) and (iii), a “Competing Transaction”).

   

    

  (b)          

  Notwithstanding any other provision of this Agreement, no Shareholder will be required to vote in favor of the Proposed Transaction (nor
      will the irrevocable proxy apply) at any meeting of the holders of Common Stock, if, and only if, AIM, AimBank, Heartland, FB&T, and the Shareholder Representative amend the Bank Merger Agreement in any manner that is adverse in any material
      respect to such Shareholder.

  
    3

    
      

  

  5.          

  Grant of Irrevocable Proxy.

   

    

  (a)          

  Each Shareholder hereby irrevocably (to the fullest extent permitted by Law) grants to, and appoints, Heartland and each of its executive
      officers and any of them, in their capacities as executive officers of Heartland, such Shareholder’s proxy and attorney-in-fact (with full power of substitution and re-substitution), for and in the name, place and stead of such Shareholder, to vote
      the Shares, to instruct nominees or record holders to vote the Shares held by such Shareholder at the AIM Shareholder Meeting, and at every adjournment or postponement thereof or grant a consent or approval in respect of such Shares, in favor of
      approval of the Proposed Transaction.

   

    

  (b)          

  Each Shareholder represents that any proxies heretofore given in respect of such Shareholder’s Shares that may still be in effect are not
      irrevocable, and that any such proxies are hereby revoked.

   

    

  (c)          

  Each Shareholder hereby affirms that the irrevocable proxy set forth in this Section 5 is given in connection with the execution of the Bank
      Merger Agreement, and that such irrevocable proxy is given to secure the performance of the duties of such Shareholder under this Agreement.  Each Shareholder hereby further affirms that the irrevocable proxy is coupled with an interest and may under
      no circumstances be revoked.  Each Shareholder hereby ratifies and confirms all that such irrevocable proxy may lawfully do or cause to be done by virtue hereof.

   

    

  (d)          

  The attorneys and proxies named in Section 5(a) may not exercise this irrevocable proxy to vote on any matter except as provided above. 
      Each Shareholder may vote the Shares held by such Shareholder on all other matters.

   

    

  6.          

  No Solicitation.  No Shareholder, in such Shareholder’s capacity as a Shareholder, shall directly or indirectly, (i) solicit,
      initiate, encourage, induce or facilitate the making, submission or announcement of any Competing Transaction or take any action that could reasonably be expected to lead to a Competing Transaction, (ii) furnish any information regarding any AIM
      Entity to any Person in connection with or in response to a Competing Transaction or an inquiry or indication of interest that could reasonably be expected to lead to a Competing Transaction, (iii) engage in discussions or negotiations with any
      Person with respect to any Competing Transaction, (iv) approve, endorse or recommend any Competing Transaction or (v) enter into any letter of intent or similar document or any Contract contemplating or otherwise relating to any Competing
      Transaction.

   

    

  7.          

  Action in Shareholder Capacity Only.  No Shareholder is making any agreement or understanding herein as a director of AIM.  Each
      Shareholder is signing solely in such Shareholder’s capacity as a record holder and beneficial owner of Shares, and nothing herein shall limit or affect any actions taken in such Shareholder’s capacity as a director of AIM or AimBank.

   

    

  8.          

  Additional Representations and Warranties of Shareholder.  Each Shareholder hereby represents and warrants to Heartland as
      follows: (i) the Shareholder is the beneficial or record owner of the Shares indicated on the signature page of this Agreement free and clear of any and all Encumbrances; (ii) the Shareholder does not beneficially own any securities of AIM other than
      the Shares set forth on the signature page of this Agreement and options to acquire shares of Common Stock; (iii) the Shareholder has full power and authority to make, enter into and carry out the terms of this Agreement and to grant the irrevocable
      proxy as set forth in Section 5; (iv) this Agreement has been duly and validly executed and delivered by the Shareholder and constitutes a valid and binding agreement of the Shareholder enforceable against such Shareholder in accordance with its
      terms; and (v) the execution and delivery of this Agreement and the performance by the Shareholder of such Shareholder’s agreements and obligations hereunder will not result in any breach or violation of or be in conflict with or constitute a default
      under any term of any Contract, Governmental Order, Law or arrangement to which the Shareholder is a party or by which the Shareholder (or any of such Shareholder’s assets) is bound, except for any such breach, violation, conflict or default which,
      individually or in the aggregate, would not impair or adversely affect the Shareholder’s ability to perform such Shareholder’s obligations under this Agreement or render inaccurate any of the representations and warranties made by such Shareholder
      herein.

  
    4

    
      

  

  9.          

  Exchange of Shares; Waiver of Rights of Appraisal; Regulatory Approvals.  If the AIM Merger is consummated, the Shares shall,
      pursuant to the terms of the AIM Merger Agreement, be exchanged for the consideration provided in the AIM Merger Agreement.  Each Shareholder hereby waives any rights to demand appraisal or purchase of such Shareholder’s Shares at fair market value
      as a result of the AIM Merger, or rights to dissent from the AIM Merger, that such Shareholder may have.  Each of the provisions of this Agreement is subject to compliance with applicable regulatory conditions and receipt of any required Governmental
      Authorization.

   

    

  10.          

  Confidentiality.  Each Shareholder recognizes that successful consummation of the transactions contemplated by the AIM Merger
      Agreement and the Bank Merger Agreement may be dependent upon confidentiality with respect to the matters referred to herein.  In this connection, pending public disclosure thereof, each Shareholder hereby agrees not to disclose or discuss such
      matters with any Person not a party to this Agreement (other than such Shareholder’s counsel and advisors, if any) without the prior written consent of Heartland and AIM, except for disclosures that Shareholder’s counsel advises are necessary in
      order to fulfill any Law, in which event Shareholder shall give notice of such disclosure to Heartland and AIM as promptly as practicable so as to enable Heartland and AIM to seek a protective order from a court of competent jurisdiction with respect
      thereto.

   

    

  11.          

  Termination.  This Agreement shall terminate and be of no further force or effect whatsoever as of the Expiration Date.

   

    

  12.          

  Miscellaneous Provisions.

   

    

  (a)          

  Amendments, Modifications and Waivers.  No amendment, modification or waiver in respect of this Agreement shall be effective against
      any party unless it shall be in writing and signed by Heartland, AIM and the Shareholder against which it is enforced.

   

    

  (b)          

  Entire Agreement.  This Agreement, the AIM Merger Agreement, and the Bank Merger Agreement constitute the entire agreement among the
      parties to this Agreement, and supersede all other prior agreements and understandings, and representations and warranties, both written and oral, among or between any of the parties with respect to the subject matter hereof and thereof, including
      the Prior Shareholder Voting Agreement.

  
    5

    
      

  

  (c)          

  Governing Law.  This Agreement shall be governed by and construed in accordance with the Laws of the State of Texas, regardless of
      the Laws that might otherwise govern under applicable principles of conflicts of Law thereof.

   

    

  (d)          

  WAIVER OF JURY TRIAL.  EACH OF THE PARTIES IRREVOCABLY WAIVES ANY AND ALL RIGHTS TO TRIAL BY JURY IN ANY ACTION OR PROCEEDING BETWEEN
      THE PARTIES ARISING OUT OF OR RELATING TO THIS AGREEMENT AND THE TRANSACTIONS CONTEMPLATED BY THIS AGREEMENT.

   

    

  (e)          

  Attorneys’ Fees.  In any action at Law or suit in equity to enforce this Agreement or the
      rights of any of the parties hereunder, the prevailing party in such action or suit shall be entitled to receive a reasonable sum for its attorneys’ fees and all other reasonable costs and expenses incurred in such action or suit.

   

    

  (f)          

  Assignment and Successors.  This Agreement and all of the provisions hereof shall be binding upon and inure to the benefit of the
      parties hereto and their respective successors and permitted assigns, including, without limitation, each Shareholder’s estate upon the death of such Shareholder, provided that, except as otherwise specifically provided herein, neither this Agreement
      nor any of the rights, interests or obligations of the parties hereto may be assigned by any of the parties hereto without prior written consent of the other parties hereto, except as expressly contemplated by Section 2, and except that Heartland,
      without obtaining the consent of any other party hereto, shall be entitled to assign this Agreement or all or any of its rights or obligations hereunder to any one or more Affiliates of Heartland, but no assignment by Heartland under this Section
      12(f) shall relieve Heartland of its obligations under this Agreement.  Any assignment in violation of the foregoing shall be void and of no effect.

   

    

  (g)          

  No Third Party Rights.  Nothing in this Agreement, express or implied, is intended to or shall confer upon any Person (other than the
      parties hereto) any right, benefit or remedy of any nature whatsoever under or by reason of this Agreement.

   

    

  (h)          

  Cooperation.  Each Shareholder agrees to cooperate fully with AIM, AimBank, Heartland, and FB&T and to execute and deliver such
      further documents, certificates, agreements and instruments and to take such other actions as may be reasonably requested by AIM, AimBank, Heartland, or FB&T to evidence or reflect the transactions contemplated by this Agreement and to carry out
      the intent and purpose of this Agreement.  Each Shareholder agrees that AIM, AimBank, Heartland, and FB&T may publish and disclose in the Proxy Statement/Prospectus such Shareholder’s identity and ownership of any Shares and the nature of such
      Shareholder’s commitments, arrangements and understandings under this Agreement.

   

    

  (i)          

  Severability.  If any provision of this Agreement is held invalid or unenforceable by any court of competent jurisdiction, the other
      provisions of this Agreement will remain in full force and effect.  Any provision of this Agreement held invalid or unenforceable only in part or degree will remain in full force and effect to the extent not held invalid or unenforceable.

   

    

  (j)          

  Time of Essence.  With regard to all dates and time periods set forth or referred to in this Agreement, time is of the essence.

  
    6

    
      

  

  (k)          

  Specific Performance; Injunctive Relief.  The parties hereto acknowledge that AIM, AimBank, Heartland, and FB&T shall be
      irreparably harmed and that there shall be no adequate remedy at Law for a violation of any of the covenants or agreements of any Shareholder set forth in this Agreement.  Therefore, each Shareholder hereby agrees that, in addition to any other
      remedies that may be available to AIM, AimBank, Heartland, or FB&T, as applicable, upon any such violation, AIM, AimBank, Heartland, or FB&T shall have the right to enforce such covenants and agreements by specific performance, injunctive
      relief or by any other means available to such party at Law or in equity without posting any bond or other undertaking.

   

    

  (l)          

  Notices.  All notices, consents, requests, claims, demands and other communications under this Agreement shall be in writing and
      shall be deemed given if (a) delivered to the appropriate address by hand or overnight courier (providing proof of delivery), or (b) sent by e-mail with confirmation of transmission by the transmitting equipment confirmed with a copy delivered as
      provided in clause (a), in each case to the parties at the following address or e-mail address (or at such other address or e-mail address for a party as shall be specified by like notice):  (i) if to AIM, AimBank, Heartland, or FB&T, to the
      address or e-mail address provided in the Bank Merger Agreement, including to the persons designated therein to receive copies thereof; and (ii)  if to a Shareholder, to such Shareholder’s address or e-mail address shown below such Shareholder’s
      signature on the signature pages hereof.

   

    

  (m)          

  Counterparts.  This Agreement may be executed in several counterparts, each of which shall be deemed an original and all of which
      shall constitute one and the same instrument, and shall become effective when counterparts have been signed by each of the parties and delivered to the other parties; it being understood that all parties need not sign the same counterpart.

   

    

  (n)          

  Headings.  The headings contained in this Agreement are for the convenience of reference only, shall not be deemed to be a part of
      this Agreement and shall not be referred to in connection with the construction or interpretation of this Agreement.

   

    

  (o)          

  Legal Representation.  This Agreement was negotiated by the parties with the benefit of legal representation and any rule of
      construction or interpretation otherwise requiring this Agreement to be construed or interpreted against any party shall not apply to any construction or interpretation thereof.

   

    

  (p)          

  Several and Not Joint.  Each of the Shareholders makes the representations, warranties and agreements contained herein individually
      and severally and not jointly with any other Shareholder or Person.

   

    

  [The remainder of this page is intentionally blank.]

  
    7

    
      

  

  
    IN WITNESS WHEREOF, the undersigned have caused this Agreement to be
        duly executed as of the date first above written.

     

      

    	 	
            HEARTLAND:

          
	 	 	 
	 	
            HEARTLAND FINANCIAL USA, INC.

          
	 	 	 
	 	
            By:

          	
            /s/ Lynn B. Fuller

          
	 	
            Name:

          	
            Lynn B. Fuller

          
	 	
            Title:

          	
            Executive Operating Chairman

          

    

    

    	 	
            FB&T:

          
	 	 	 
	 	
            FIRST BANK & TRUST.

          
	 	 	 
	 	
            By:

          	
             /s/ Barry H. Orr

          
	 	
            Name:

          	
             Barry H. Orr

          
	 	
            Title:

          	
             Chief Executive Officer

          

    

    

    	 	
            AIM:

          
	 	 	 
	 	
            AIM BANCSHARES, INC.

          
	 	 	 
	 	
            By:

          	
             /s/ Scott L. Wade

          
	 	
            Name:

          	
             Scott L. Wade

          
	 	
            Title:

          	
             Chairman of the Board and  Chief Executive Officer

          

    

    

    	 	
            AIMBANK:

          
	 	 	 
	 	
            AIMBANK

          
	 	 	 
	 	
            By:

          	
            /s/ Scott L. Wade

          
	 	
            Name:

          	
            Scott L. Wade

          
	 	
            Title:

          	
            Chairman of the Board, President and Chief Executive Officer

          

     

    

    
      [Signature page to Amended and Restated Voting Agreement]

    

    
      
        

    

    IN WITNESS WHEREOF, the undersigned have caused this Agreement to be
        duly executed as of the date first above written.

     

      

    	 	
            SHAREHOLDERS:

          
	 	 	 
	 	
            /s/ Scott L. Wade

          
	 	
            Name:

          	
            Scott L. Wade

          
	 	
            Address:

          	
            c/o AIM Bancshares, Inc.

          
	 	 	
            110 College Avenue

          
	 	 	
            Levelland, Texas 79336

          
	 	
            Telephone:

          	
            (806) 897-4310

          
	 	
            E-Mail:

          	
            swade@aim.bank

          
	 	
            Shares Beneficially Owned: 1,850.96

          

    
      

      

      
        	 	 	 
	 	
                /s/ Jeremy Ferrell

              
	 	
                Name:

              	
                Jeremy Ferrell

              
	 	
                Address:

              	
                c/o AIM Bancshares, Inc.

              
	 	 	
                110 College Avenue

              
	 	 	
                Levelland, Texas 79336

              
	 	
                Telephone:

              	
                (806) 897-4330

              
	 	
                E-Mail:

              	
                jferrell@aim.bank

              
	 	
                Shares Beneficially Owned:  855.49

              

      

       

      

      
        	 	 	 
	 	
                /s/ Buford Duff

              
	 	
                Name:

              	
                Buford Duff

              
	 	
                Address:

              	
                1317 Maple Dr.

              
	 	 	
                Bedford, Texas 76021

              
	 	
                Telephone:

              	
                (806) 894-7324

              
	 	
                E-Mail:

              	
                bufordduff@gmail.com

              
	 	
                Shares Beneficially Owned:  417

              

      

       

      

      
        	 	 	 
	 	
                /s/ Kenny Willmon

              
	 	
                Name:

              	
                Kenny Willmon

              
	 	
                Address:

              	
                c/o AIM Bancshares, Inc.

              
	 	 	
                110 College Avenue

              
	 	 	
                Levelland, Texas 79336

              
	 	
                Telephone:

              	
                (806) 894-7324

              
	 	
                E-Mail:

              	
                kdwillmon@gmail.com

              
	 	
                Shares Beneficially Owned:  792.50

              

      

       

      

      
        	 	 	 
	 	
                /s/ Jay Lee

              
	 	
                Name:

              	
                Jay Lee

              
	 	
                Address:

              	
                c/o AIM Bancshares, Inc.

              
	 	 	
                110 College Avenue

              
	 	 	
                Levelland, Texas 79336

              
	 	
                Telephone:

              	
                (806) 897-4380

              
	 	
                E-Mail:

              	
                jlee@aim.bank

              
	 	
                Shares Beneficially Owned:  120

              

      

       

      

       

      

      [Signature page to Amended and Restated Voting Agreement]

    

    
      
        

    

    IN WITNESS WHEREOF, the undersigned have caused this Agreement to be
        duly executed as of the date first above written.

     

      

    	 	
            SHAREHOLDERS:

          
	 	 	 
	 	
            /s/ Jonathan Hill

          
	 	
            Name:

          	
            Jonathan Hill

          
	 	
            Address:

          	
            6502 Slide Rd. Ste. 110

          
	 	 	
            Lubbock, Texas 79424

          
	 	
            Telephone:

          	
            (806) 401-8901

          
	 	
            E-Mail:

          	
            jhill@aim.bank

          
	 	
            Shares Beneficially Owned:  318.60

          

    

    

    
      	 	 	 
	 	
              /s/ Chris Thompson

            
	 	
              Name:

            	
              Chris Thompson

            
	 	
              Address:

            	
              7281 Tres Hermanas Blvd.

            
	 	 	
              Odessa, Texas 79765

            
	 	
              Telephone:

            	
              (432) 617-9109

            
	 	
              E-Mail:

            	
              cthompson@aim.bank

            
	 	
              Shares Beneficially Owned:  1,078.80

            

    

    

    

    
      	 	 	 
	 	
              /s/ Chad Alexander

            
	 	
              Name:

            	
              Chad Alexander

            
	 	
              Address:

            	
              c/o AIM Bancshares, Inc.

            
	 	 	
              110 College Avenue

            
	 	 	
              Levelland, Texas 79336

            
	 	
              Telephone:

            	
              (806) 790-0364

            
	 	
              E-Mail:

            	
              calexander@aim.bank

            
	 	
              Shares Beneficially Owned:  462.59

            

    

    

    

    
      	 	 	 
	 	
              /s/ Mike Epps

            
	 	
              Name:

            	
              Mike Epps

            
	 	
              Address:

            	
              c/o AIM Bancshares, Inc.

            
	 	 	
              110 College Avenue

            
	 	 	
              Levelland, Texas 79336

            
	 	
              Telephone:

            	
              (806) 568-3980

            
	 	
              E-Mail:

            	
              mepps@aim.bank

            
	 	
              Shares Beneficially Owned:  175.85

            

    

    

    

    
      	 	 	 
	 	
              /s/ Fred Locker

            
	 	
              Name:

            	
              Fred Locker

            
	 	
              Address:

            	
              P.O. Box 68

            
	 	 	
              Muleshoe, Texas 79347

            
	 	
              Telephone:

            	
              (806) 272-3534

            
	 	
              E-Mail:

            	
              agaviationinc@gmail.com

            
	 	
              Shares Beneficially Owned:  246

            

    

    

    

    

    

    

    

    
      [Signature page to Amended and Restated Voting Agreement]

    

    
      
        

    

    IN WITNESS WHEREOF, the undersigned have caused this Agreement to be
        duly executed as of the date first above written.

     

      

    	 	
            SHAREHOLDERS:

          
	 	 	 
	 	
            /s/ Eddie Hedges

          
	 	
            Name:

          	
            Eddie Hedges

          
	 	
            Address:

          	
            10304 York Ave

          
	 	 	
            Lubbock, Texas 79424

          
	 	
            Telephone:

          	
            (806) 701-1078

          
	 	
            E-Mail:

          	
            eddie.hedges@yahoo.com

          
	 	
            Shares Beneficially Owned:  59

          

    

     

      

    	 	 	 
	 	
            /s/ Robert E. Finney

          
	 	
            Name:

          	
            Robert E. Finney

          
	 	
            Address:

          	
            9017 Perimeter Street

          
	 	 	
            Denton, Texas 76207

          
	 	
            Telephone:

          	
            (806) 252-1328

          
	 	
            E-Mail:

          	
            robertefinney@icloud.com

          
	 	
            Shares Beneficially Owned:  41

          

     

      

    	 	 	 
	 	
            /s/ Troy Allcorn

          
	 	
            Name:

          	
            Troy Allcorn

          
	 	
            Address:

          	
            P.O. Box 471

          
	 	 	
            Olton, Texas 79064

          
	 	
            Telephone:

          	
            (806) 285-3067

          
	 	
            E-Mail:

          	
            tpcattle@fivearea.com

          
	 	
            Shares Beneficially Owned:  97

          

     

      

    	 	 	 
	 	
            /s/ Alan Henry

          
	 	
            Name:

          	
            Alan Henry

          
	 	
            Address:

          	
            3407 19th Street

          
	 	 	
            Lubbock, Texas 79410

          
	 	
            Telephone:

          	
            (806) 792-3771

          
	 	
            E-Mail:

          	
            alan@alanhenry.com

          
	 	
            Shares Beneficially Owned:  38

          

    

    

    	 	 	 
	 	
            /s/ Paula Bell

          
	 	
            Name:

          	
            Paula Bell

          
	 	
            Address:

          	
            P.O. Box 493

          
	 	 	
            Littlefield, Texas 79339

          
	 	
            Telephone:

          	
            (806) 638-2177

          
	 	
            E-Mail:

          	
            pb2219@yahoo.com

          
	 	
            Shares Beneficially Owned:  144

          

    

    

  

  
     

    

    [Signature page to Amended and Restated Voting Agreement]

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