Document:

Form of Officer's Certificate

 Exhibit 4.5 
 CENTERPOINT ENERGY HOUSTON ELECTRIC, LLC 
 OFFICER’S CERTIFICATE

 August 10, 2012 
 I, the undersigned officer of CenterPoint Energy Houston Electric, LLC, a Texas limited liability company (the “Company”), do hereby certify that I am an Authorized Officer of the Company as
such term is defined in the Indenture (as defined herein). I am delivering this certificate pursuant to the authority granted in the Resolutions adopted by written consent of the sole Manager of the Company dated July 26, 2012, and Sections
105, 201, 301, 401(1), 401(5), 403(2)(B) and 1403 of the General Mortgage Indenture, dated as of October 10, 2002, as heretofore supplemented to the date hereof (as heretofore supplemented, the “Indenture”), between the Company and
The Bank of New York Mellon Trust Company, National Association (successor in trust to JPMorgan Chase Bank), as Trustee (the “Trustee”). Terms used herein and not otherwise defined herein shall have the meanings assigned to them in the
Indenture, unless the context clearly requires otherwise. Based upon the foregoing, I hereby certify on behalf of the Company as follows: 
 1.
The terms and conditions of the Securities of the series described in this Officer’s Certificate are as follows (the numbered subdivisions set forth in this Paragraph 1 corresponding to the numbered subdivisions of Section 301 of the
Indenture): 
 (1) The Securities of the twenty-second series to be issued under the Indenture shall be designated as the
“2.25% General Mortgage Bonds, Series V, due 2022” (the “Series V Bonds”), as set forth in the Twenty-Second Supplemental Indenture, dated as of the date hereof, between the Company and the Trustee. The Securities of the
twenty-third series to be issued under the Indenture shall be designated as the “3.55% General Mortgage Bonds, Series W, due 2042” (the “Series W Bonds” and together with the Series V Bonds, the “Bonds”), as set
forth in the Twenty-Second Supplemental Indenture, dated as of the date hereof, between the Company and the Trustee. 
 (2) The
Trustee shall authenticate and deliver Series V Bonds and Series W Bonds for original issue on August 10, 2012 (the “Issue Date”) in the aggregate principal amount of $300,000,000 and $500,000,000, respectively, upon a Company
Order for the authentication and delivery thereof and satisfaction of Section 401 of the Indenture. 
 (3) Interest on the
Bonds shall be payable to the Persons in whose names such Securities are registered at the close of business on the Regular Record Date for such interest (as specified in (5) below), except as otherwise expressly provided in the form of such
Securities attached hereto as Exhibit A. 
 (4) The Series V Bonds shall mature and the principal thereof shall be due and
payable together with all accrued and unpaid interest thereon on August 1, 2022. The Series W Bonds shall mature and the principal thereof shall be due and payable together with all accrued and unpaid interest thereon on August 1, 2042.

 (5) The Series V Bonds shall bear interest at the rate of 2.25% per annum. The Series W
Bonds shall bear interest at the rate of 3.55% per annum. Interest shall accrue on the Bonds from the Issue Date, or the most recent date to which interest has been paid or duly provided for. The Interest Payment Dates for the Bonds shall be
February 1 and August 1 in each year commencing February 1, 2013, and the Regular Record Dates with respect to the Interest Payment Dates for the Bonds shall be the January 15 and July 15, respectively, immediately preceding
each Interest Payment Date (whether or not a Business Day); provided however that interest payable at maturity, upon redemption or when principal is otherwise due will be payable to the Holder to whom principal is payable. 

(6) The Corporate Trust Office of The Bank of New York Mellon Trust Company, National Association in New York, New York shall be the place
at which (i) the principal of and premium, if any, and interest on the Bonds shall be payable, (ii) registration of transfer of the Bonds may be effected, (iii) exchanges of the Bonds may be effected, and (iv) notices and demands
to or upon the Company in respect of the Bonds and the Indenture may be served; and The Bank of New York Mellon Trust Company, National Association shall be the Security Registrar and Paying Agent for the Bonds; provided, however, that the Company
reserves the right to change, by one or more Officer’s Certificates, any such place or the Security Registrar; and provided, further, that the Company reserves the right to designate, by one or more Officer’s Certificates, its principal
office in Houston, Texas as any such place or itself as the Security Registrar; provided, however, that there shall be only a single Security Registrar for each series of Bonds. 

(7) The Bonds shall be redeemable, at the option of the Company, at any time or from time to time, in whole or in part, on any date prior
to May 1, 2022, in the case of the Series V Bonds, or February 1, 2042, in the case of the Series W Bonds, at a price equal to the greater of (i) 100% of the principal amount of the Bonds to be redeemed or (ii) the sum of the
present values of the remaining scheduled payments of principal and interest on the Bonds to be redeemed (not including any portion of such payments of interest accrued to the Redemption Date) discounted to the date of redemption (the
“Redemption Date”) on a semiannual basis (assuming a 360-day year consisting of twelve 30-day months) at the applicable Treasury Rate plus 12.5 basis points in the case of the Series V Bonds and 15 basis points in the case of the Series W
Bonds; plus, in each case, accrued and unpaid interest on the principal amount being redeemed to the Redemption Date. On or after May 1, 2022, in the case of the Series V Bonds, or February 1, 2042, in the case of the Series W Bonds, the
Company may redeem the Bonds of either series, at any time or from time to time, in whole or in part, by paying 100% of the principal amount of Bonds to be redeemed plus accrued and unpaid interest on the principal amount being redeemed to the
Redemption Date. 
 “Treasury Rate” means, with respect to any Redemption Date the yield, under the
heading which represents the average for the immediately preceding week, appearing in the most recently published statistical release designated “H.15 (519)” or any successor publication which is published weekly by the Board of Governors
of the Federal Reserve System and which establishes yields on actively traded U.S. Treasury securities adjusted to constant maturity under the caption “Treasury Constant Maturities,” for the maturity

  
 2 

 
corresponding to the Comparable Treasury Issue (if no maturity is within three months before or after the remaining life (as defined below), yields for the two published maturities most closely
corresponding to the Comparable Treasury Issue will be determined and the Treasury Rate will be interpolated or extrapolated from such yields on a straight line basis, rounding to the nearest month); or if such release (or any successor release) is
not published during the week preceding the calculation date or does not contain such yields, the rate per annum equal to the semiannual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable
Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such Redemption Date. The Treasury Rate will be calculated on the third Business Day preceding the Redemption Date. 

“Comparable Treasury Issue” means the U.S. Treasury security selected by an Independent Investment Banker as
having a maturity comparable to the remaining term (“remaining life”) of the Bonds to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of corporate debt
securities of comparable maturity to the remaining term of such Bonds. 
 “Comparable Treasury Price”
means (1) the average of five Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains fewer than four
such Reference Treasury Dealer Quotations, the average of all such quotations. 
 “Independent Investment
Banker” means, with respect to the Series V Bonds, RBS Securities Inc., Barclays Capital Inc., Deutsche Bank Securities Inc. or UBS Securities LLC and, with respect to the Series W Bonds, RBS Securities Inc., J.P. Morgan Securities LLC, RBC
Capital Markets, LLC or Wells Fargo Securities, LLC, in each case as specified by the Company, or if these firms are unwilling or unable to select the Comparable Treasury Issue, an independent investment institution of national standing selected by
the Company. 
 “Reference Treasury Dealer” means (1) with respect to the Series V Bonds, RBS
Securities Inc., Barclays Capital Inc., Deutsche Bank Securities Inc. and UBS Securities LLC and, with respect to the Series W Bonds, RBS Securities Inc., J.P. Morgan Securities LLC, RBC Capital Markets, LLC and Wells Fargo Securities, LLC, and
their respective successors; provided, however, that if any of the foregoing shall cease to be a primary U.S. government securities dealer in the United States of America (a “Primary Treasury Dealer”), the Company will substitute therefor
another Primary Treasury Dealer and (2) any other Primary Treasury Dealer selected by the Company after consultation with the Independent Investment Banker. 

“Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and any Redemption
Date, the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Independent Investment
Banker at 5:00 p.m., New York City time, on the third business day preceding such Redemption Date. 

  
 3 

 The Trustee will send a notice of redemption to each holder of Bonds to be
redeemed by first-class mail (or in accordance with the procedures of The Depository Trust Company with respect to Bonds registered in the name of Cede & Co.) at least 30 and not more than 60 days prior to the date fixed for redemption.
Unless the Company defaults on payment of the redemption price, interest will cease to accrue on the Bonds or portions thereof called for redemption on the Redemption Date. If fewer than all of the Bonds are to be redeemed, the Trustee will select,
not more than 60 days prior to the Redemption Date, the particular Bonds or portions thereof for redemption from the outstanding Bonds not previously called by such method as the Trustee deems fair and appropriate. The Trustee may select for
redemption Bonds and portions of Bonds in amounts of $1,000 or whole multiples of $1,000. In the case of a partial redemption of Bonds registered in the name of Cede & Co, the Bonds to be redeemed will be determined in accordance with the
procedures of The Depository Trust Company. 
 (8) Not applicable. 

(9) Not applicable. 
 (10) Not applicable. 
 (11) Not applicable. 

(12) Not applicable. 
 (13) See subsection (7) above. 
 (14) Not applicable. 

(15) Not applicable. 
 (16) Not applicable. 
 (17) The Bonds shall be issuable in whole or in part in the
form of one or more Global Securities (as defined below). The Depositary Trust Company shall initially serve as Depositary (as defined below) with respect to the Global Securities. “Depositary” means, with respect to Securities of any
series issuable in whole or in part in the form of one or more Global Securities, a clearing agency registered under the Exchange Act that is designated to act as depositary for such Securities. “Global Security” means a Security that
evidences all or part of the Securities of a series and bears a legend in substantially the following form: 
 THIS SECURITY IS
IN GLOBAL FORM AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE OF A DEPOSITARY. THIS SECURITY IS EXCHANGEABLE FOR SECURITIES REGISTERED IN THE NAME OF A PERSON OTHER THAN THE DEPOSITARY OR ITS NOMINEE ONLY IN THE LIMITED CIRCUMSTANCES
DESCRIBED IN THE INDENTURE AND MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITARY TO A NOMINEE OF THE DEPOSITARY OR BY A NOMINEE OF THE DEPOSITARY TO THE DEPOSITARY OR ANOTHER NOMINEE OF THE DEPOSITARY. 

  
 4 

 The provisions of Clauses (1), (2), (3) and (4) below shall apply
only to Global Securities: 
 (1) Each Global Security authenticated under the Indenture shall be registered in
the name of the Depositary designated for such Global Security or a nominee thereof and delivered to such Depositary or a nominee thereof or custodian therefor, and each such Global Security shall constitute a single Security for all purposes of the
Indenture. 
 (2) Notwithstanding any other provision in the Indenture, no Global Security may be exchanged in
whole or in part for Securities registered, and no transfer of a Global Security in whole or in part may be registered, in the name of any Person other than the Depositary for such Global Security or a nominee thereof unless (A) the Company has
notified the Trustee that the Depositary is unwilling or unable to continue as Depositary for such Global Security, the Depositary defaults in the performance of its duties as Depositary, or the Depositary has ceased to be a clearing agency
registered under the Exchange Act, in each case, unless the Company has approved a successor Depositary within 90 days, (B) the Company in its sole discretion determines that such Global Security will be so exchangeable or transferable or
(C) there shall exist such circumstances, if any, in addition to or in lieu of the foregoing as have been specified for this purpose as contemplated by the Indenture. 

(3) Subject to Clause (2) above, any exchange of a Global Security for other Securities may be made in whole or in
part, and all Securities issued in exchange for a Global Security or any portion thereof shall be registered in such names as the Depositary for such Global Security shall direct. 

(4) Every Security authenticated and delivered upon registration of transfer of, or in exchange for or in lieu of, a
Global Security or any portion thereof, whether pursuant to Sections 304, 305, 306, 507 or 1406 of the Indenture or otherwise, shall be authenticated and delivered in the form of, and shall be, a Global Security, unless such Security is registered
in the name of a Person other than the Depositary for such Global Security or a nominee thereof. 
 (18) Not applicable.

 (19) Not applicable. 
 (20) For purposes of the Bonds, “Business Day” shall mean any day, other than Saturday or Sunday, on which commercial banks and foreign exchange markets are open for business, including dealings
in deposits in U.S. dollars, in New York, New York. 
 (21) Not applicable. 

(22) The Bonds shall have such other terms and provisions as are provided in the form thereof attached hereto as Exhibit A, and
shall be issued in substantially such form. 
 2. The undersigned has read all of the covenants and conditions contained in the Indenture, and
the definitions in the Indenture relating thereto, relating to the issuance of the Bonds and in respect of compliance with which this certificate is made. 
 3. The statements contained in this certificate are based upon the familiarity of the undersigned with the Indenture, the documents accompanying this certificate, and upon discussions by the undersigned
with officers and employees of the Company familiar with the matters set forth herein. 

  
 5 

 4. In the opinion of the undersigned, he has made such examination or investigation as is necessary to
enable him to express an informed opinion as to whether or not such covenants and conditions have been complied with. 
 5. In the opinion of
the undersigned, such conditions and covenants have been complied with. 
 6. To my knowledge, no Event of Default has occurred and is
continuing. 
 7. The execution of the Twenty-Second Supplemental Indenture, dated as of the date hereof, between the Company and the Trustee is
authorized or permitted by the Indenture. 
 8. With respect to Section 403(2)(B) of the Indenture, General Mortgage Bonds, Series N due
November 14, 2007 having a remaining aggregate principal amount of $597,275,000 out of an original principal amount of $1,310,000,000 and General Mortgage Bonds, Series T due November 24, 2009 having an aggregate principal amount of
$202,725,000 out of $600,000,000 (collectively, the “Retired Mortgage Bonds”), have heretofore been authenticated and delivered and as of the date of this certificate, constitute Retired Securities. $300,000,000 aggregate principal amount
of such Retired Mortgage Bonds are the basis for the authentication and delivery of $300,000,000 aggregate principal amount of the Series V Bonds and $500,000,000 aggregate principal amount of such Retired Mortgage Bonds are the basis for the
authentication and delivery of $500,000,000 aggregate principal amount of the Series W Bonds. 
 9. The First Mortgage Collateralization Date
has not occurred. 
 10. No certificate of an Independent Accountant pursuant to Section 104 of the Indenture is required in connection with the
authentication and delivery of the Bonds because (i) the Net Earnings Certificate covers a period different from that required to be covered by annual reports required to be filed by the Company and (ii) an Independent Accountant has
provided the Company with a letter addressed to the Company containing the results of procedures on financial information included in the Net Earnings Certificate that are agreed upon by the Authorized Officer signing the Net Earnings Certificate.

  
 6 

 IN WITNESS WHEREOF, the undersigned has executed this Officer’s Certificate as of the
date first written above. 
  

	
	
	Name: Marc Kilbride
	Title: Vice President and Treasurer

  

	
	Acknowledged and Received as
	of the date first written above
	
	THE BANK OF NEW YORK
	MELLON TRUST COMPANY,
	 NATIONAL ASSOCIATION,
 as
Trustee

	
	
	Name: Julie Hoffman-Ramos
	Title: Vice President

 Exhibit A 
 Form of Bonds 

 THIS SECURITY IS IN GLOBAL FORM AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE OF A DEPOSITARY.
THIS SECURITY IS EXCHANGEABLE FOR SECURITIES REGISTERED IN THE NAME OF A PERSON OTHER THAN THE DEPOSITARY OR ITS NOMINEE ONLY IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE AND MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITARY TO A
NOMINEE OF THE DEPOSITARY OR BY A NOMINEE OF THE DEPOSITARY TO THE DEPOSITARY OR ANOTHER NOMINEE OF THE DEPOSITARY. 
 Unless this certificate
is presented by an authorized representative of The Depository Trust Company, a New York corporation (“DTC”), to CenterPoint Energy Houston Electric, LLC or its agent for registration of transfer, exchange, or payment, and any certificate
issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of DTC (and any payment is made to Cede & Co. or to such other entity as is requested by an authorized
representative of DTC), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof, Cede & Co., has an interest herein. 

CENTERPOINT ENERGY HOUSTON ELECTRIC, LLC 
 2.25% General Mortgage Bonds, Series V, due 2022 
  

			
	 Original Interest Accrual Date: August 10, 2012
 Stated Maturity: August 1, 2022
 Interest Rate: 2.25%

Interest Payment Dates: February 1 and August 1
 RegularRecord Dates: January 15 and July 15 immediately preceding the respective Interest Payment Date
	  	
Redeemable:    Yes  x    No   ̈
 Redemption Date: At any time.

RedemptionPrice: on any date prior to May 1, 2022 at a price equal to the greater of (i) 100% of the
principal amount of this Security or the portion hereof to be redeemed or (ii) the sum of the present values of the remaining scheduled payments of principal and interest on this Security or the portion thereof to be redeemed (not including any
portion of such payments of interest accrued to the Redemption Date) discounted to the Redemption Date on a semiannual basis at the applicable Treasury Rate plus 12.5 basis points; plus, in each case, accrued and unpaid interest to the Redemption
Date on the principal amount being redeemed; or on or after May 1, 2022, at a price equal to 100% of the principal amount of this Security or the portion thereof to be redeemed plus accrued and unpaid interest to the Redemption Date on the
principal amount being redeemed.

 This Security is not an Original Issue Discount Security 

within the meaning of the within-mentioned Indenture. 

 
  

 

			
	Principal Amount	  	Registered No. T-1
	$300,000,000*	  	CUSIP 15189X AL2

 CENTERPOINT ENERGY HOUSTON ELECTRIC, LLC, a limited liability company duly organized and existing under the laws of the
State of Texas (herein called the “Company,” which term includes any successor under the Indenture referred to below), for value received, hereby promises to pay to 
 ***CEDE & Co.*** 
  

	*	Reference is made to Schedule A attached hereto with respect to decreases and increases in the aggregate principal amount of Securities evidenced hereby.

 , or its registered assigns, the principal sum of THREE HUNDRED MILLION DOLLARS, on the Stated Maturity
specified above, and to pay interest thereon from the Original Interest Accrual Date specified above or from the most recent Interest Payment Date to which interest has been paid or duly provided for, semi-annually in arrears on the Interest Payment
Dates specified above in each year, commencing on February 1, 2013, and at Maturity, at the Interest Rate per annum specified above, until the principal hereof is paid or duly provided for. The interest so payable, and paid or duly provided
for, on any Interest Payment Date shall, as provided in such Indenture, be paid to the Person in whose name this Security (or one or more Predecessor Securities) is registered at the close of business on the Regular Record Date specified above
(whether or not a Business Day) next preceding such Interest Payment Date. Notwithstanding the foregoing, interest payable at Maturity shall be paid to the Person to whom principal shall be paid. Except as otherwise provided in said Indenture, any
such interest not so paid or duly provided for shall forthwith cease to be payable to the Holder on such Regular Record Date and may either be paid to the Person in whose name this Security (or one or more Predecessor Securities) is registered at
the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Trustee, notice of which shall be given to Holders of Securities of this series not less than 10 days prior to such Special Record Date, or
be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange on which the Securities of this series may be listed, and upon such notice as may be required by such exchange, all as more fully
provided in said Indenture. 
 Payment of the principal of and premium, if any, on this Security and interest hereon at Maturity shall be made
upon presentation of this Security at the office of the Corporate Trust Administration of The Bank of New York Mellon Trust Company, National Association, located in New York, New York or at such other office or agency as may be designated for such
purpose by the Company from time to time. Payment of interest on this Security (other than interest at Maturity) shall be made by check mailed to the address of the Person entitled thereto as such address shall appear in the Security Register,
except that if such Person shall be a securities depositary, such payment may be made by such other means in lieu of check, as shall be agreed upon by the Company, the Trustee and such Person. Payment of the principal of and premium, if any, and
interest on this Security, as aforesaid, shall be made in such coin or currency of the United States of America as at the time of payment shall be legal tender for the payment of public and private debts. 

This Security is one of a duly authorized issue of securities of the Company (herein called the “Securities”), issued and issuable in one or
more series under and equally secured by a General Mortgage Indenture, dated as of October 10, 2002, as supplemented and amended (such Indenture as originally executed and delivered and as supplemented or amended from time to time thereafter,
together with any constituent instruments establishing the terms of particular Securities, being herein called the “Indenture”), between the Company and The Bank of New York Mellon Trust Company, National Association (successor in trust to
JPMorgan Chase Bank), trustee (herein called the “Trustee,” which term includes any successor trustee under the Indenture), to which Indenture and all indentures supplemental thereto reference is hereby made for a description of the
property mortgaged, pledged and held in trust, the nature and extent of the security and the respective rights, limitations of rights, duties and immunities of the Company, the Trustee and the Holders of the Securities thereunder and of the terms
and conditions upon which the Securities are, and are to be, authenticated and delivered and secured. The acceptance of this Security shall be deemed to constitute the consent and agreement by the Holder hereof to all of the terms and provisions of
the Indenture. This Security is one of the series designated above. 
 If any Interest Payment Date, any Redemption Date or the Stated Maturity
shall not be a Business Day (as hereinafter defined), payment of the amounts due on this Security on such date may be made on the next succeeding Business Day; and, if such payment is made or duly provided for on such Business Day, no interest shall
accrue on such amounts for the period from and after such Interest Payment Date, Redemption Date or Stated Maturity, as the case may be, to such Business Day. Interest will be computed on the basis of a 360-day year of twelve 30-day months.

 This Security is subject to redemption, at the option of the Company, at any time or from time to time, in whole or in part, on any date
prior to May 1, 2022 at a price equal to the greater of (i) 100% of the principal amount of this Security (or the portion hereof to be redeemed) or (ii) the sum of the present values of the remaining scheduled payments of principal
and interest on this Security (or such portion to be redeemed) (not including any portion of such payments of interest accrued to the Redemption Date) discounted to the Redemption Date on a semiannual basis (assuming a 360-day year consisting of
twelve 30-day months) at the applicable Treasury Rate plus 12.5 basis 

  
 2 

 
points; plus, in each case, accrued and unpaid interest on the principal amount being redeemed to the Redemption Date. On or after May 1, 2022, the Company may redeem this Security, at any
time or from time to time, in whole or in part, by paying 100% of the principal amount of this Security (or such portion to be redeemed) plus accrued and unpaid interest on the principal amount being redeemed to the Redemption Date. The Trustee
shall have no responsibility for the calculation of such amount. 
 “Treasury Rate” means, with respect to any
Redemption Date the yield under the heading which represents the average for the immediately preceding week, appearing in the most recently published statistical release designated “H.15 (519)” or any successor publication which is
published weekly by the Board of Governors of the Federal Reserve System and which establishes yields on actively traded U.S. Treasury securities adjusted to constant maturity under the caption “Treasury Constant Maturities,” for the
maturity corresponding to the Comparable Treasury Issue (if no maturity is within three months before or after the remaining life (as defined below), yields for the two published maturities most closely corresponding to the Comparable Treasury Issue
will be determined and the Treasury Rate will be interpolated or extrapolated from such yields on a straight line basis, rounding to the nearest month); or if such release (or any successor release) is not published during the week preceding the
calculation date or does not contain such yields, the rate per annum equal to the semiannual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable Treasury Issue (expressed as a percentage of its
principal amount) equal to the Comparable Treasury Price for such Redemption Date. The Treasury Rate will be calculated on the third Business Day preceding the Redemption Date. 

“Comparable Treasury Issue” means the U.S. Treasury security selected by an Independent Investment Banker as having a maturity
comparable to the remaining term (“remaining life”) of this Security to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of corporate debt securities of
comparable maturity to the remaining term of this Security. 
 “Comparable Treasury Price” means (1) the average
of five Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains fewer than four such Reference Treasury
Dealer Quotations, the average of all such quotations. 
 “Independent Investment Banker” means RBS Securities Inc.,
Barclays Capital Inc., Deutsche Bank Securities Inc. or UBS Securities LLC, in each case as specified by the Company, or if these firms are unwilling or unable to select the Comparable Treasury Issue, an independent investment institution of
national standing selected by the Company. 
 “Reference Treasury Dealer” means (1) RBS Securities Inc., Barclays
Capital Inc., Deutsche Bank Securities Inc. and UBS Securities LLC and their respective successors; provided, however, that if any of the foregoing shall cease to be a primary U.S. government securities dealer in the United States of
America (a “Primary Treasury Dealer”), the Company will substitute therefor another Primary Treasury Dealer and (2) any other Primary Treasury Dealer selected by the Company after consultation with the Independent Investment Banker.

 “Reference Treasury Dealer Quotations” means with respect to each Reference Treasury Dealer and any Redemption
Date, the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Independent Investment
Banker at 5:00 p.m., New York City time, on the third Business Day preceding such Redemption Date. 
 The Trustee will send a notice of
redemption to each Holder of Securities to be redeemed by first-class mail (or in accordance with the procedures of The Depository Trust Company with respect to Securities registered in the name of Cede & Co.) at least 30 and not more than
60 days prior to the date fixed for redemption. Unless the Company defaults on payment of the redemption price, interest will cease to accrue on the Securities or portions thereof called for redemption on the Redemption Date. If fewer than all of
the Securities of this series are to be redeemed, the Trustee will select, not more than 60 days prior to the Redemption Date, the particular Securities of this series or portions thereof for redemption from the outstanding Securities of this series
not previously called by such method as the Trustee deems fair and appropriate. The Trustee may select for redemption Securities of this series and portions of Securities of this series in amounts of $1,000 or whole multiples of $1,000. In the case
of a partial redemption of Securities registered in the name of Cede & Co, the Securities to be redeemed will be determined in accordance with the procedures of The Depository Trust Company. 

  
 3 

 The Indenture permits, with certain exceptions as therein provided, the Trustee to enter into one or more
supplemental indentures for the purpose of adding any provisions to, or changing in any manner or eliminating any of the provisions of, the Indenture with the consent of the Holders of not less than a majority in aggregate principal amount of the
Securities of all series then Outstanding under the Indenture, considered as one class; provided, however, that if there shall be Securities of more than one series Outstanding under the Indenture and if a proposed supplemental
indenture shall directly affect the rights of the Holders of Securities of one or more, but less than all, of such series, then the consent only of the Holders of a majority in aggregate principal amount of the Outstanding Securities of all series
so directly affected, considered as one class, shall be required; and provided, further, that if the Securities of any series shall have been issued in more than one Tranche and if the proposed supplemental indenture shall directly
affect the rights of the Holders of Securities of one or more, but less than all, of such Tranches, then the consent only of the Holders of a majority in aggregate principal amount of the Outstanding Securities of all Tranches so directly affected,
considered as one class, shall be required; and provided, further, that the Indenture permits the Trustee to enter into one or more supplemental indentures for limited purposes without the consent of any Holders of Securities. The
Indenture also contains provisions permitting the Holders of a majority in principal amount of the Securities then Outstanding, on behalf of the Holders of all Securities, to waive compliance by the Company with certain provisions of the Indenture
and certain past defaults under the Indenture and their consequences. Any such consent or waiver by the Holder of this Security shall be conclusive and binding upon such Holder and upon all future Holders of this Security and of any Security issued
upon the registration of transfer hereof or in exchange therefor or in lieu hereof, whether or not notation of such consent or waiver is made upon this Security. 
 As provided in the Indenture and subject to certain limitations therein set forth, this Security or any portion of the principal amount hereof will be deemed to have been paid for all purposes of the
Indenture and to be no longer Outstanding thereunder, and, at the election of the Company, the Company’s entire indebtedness in respect thereof will be satisfied and discharged, if there has been irrevocably deposited with the Trustee or any
Paying Agent (other than the Company), in trust, money in an amount which will be sufficient and/or Eligible Obligations, the principal of and interest on which when due, without regard to any reinvestment thereof, will provide moneys which,
together with moneys so deposited, will be sufficient to pay when due the principal of and interest on this Security when due. 
 As provided in
the Indenture and subject to certain limitations therein set forth, the transfer of this Security is registrable in the Security Register, upon surrender of this Security for registration of transfer at the Corporate Trust Office of The Bank of New
York Mellon Trust Company, National Association in New York, New York, or such other office or agency as may be designated by the Company from time to time, duly endorsed by, or accompanied by a written instrument of transfer in form satisfactory to
the Company and the Security Registrar duly executed by, the Holder hereof or his attorney duly authorized in writing, and thereupon one or more new Securities of this series of authorized denominations and of like tenor and aggregate principal
amount, will be issued to the designated transferee or transferees. 
 The Securities of this series are issuable only as registered Securities,
without coupons, and in denominations of $1,000 and integral multiples of $1,000 in excess thereof. As provided in the Indenture and subject to certain limitations therein set forth, Securities of this series are exchangeable for a like aggregate
principal amount of Securities of the same series and Tranche, of any authorized denominations, as requested by the Holder surrendering the same, and of like tenor upon surrender of the Security or Securities to be exchanged at the office of The
Bank of New York Mellon Trust Company, National Association in New York, New York, or such other office or agency as may be designated by the Company from time to time. 
 No service charge shall be made for any such registration of transfer or exchange, but the Company may require payment of a sum sufficient to cover any tax or other governmental charge payable in
connection therewith. 
 Prior to due presentment of this Security for registration of transfer, the Company, the Trustee and any agent of the
Company or the Trustee may treat the Person in whose name this Security is registered as the absolute owner hereof for all purposes, whether or not this Security be overdue, and neither the Company, the Trustee nor any such agent shall be affected
by notice to the contrary. 

  
 4 

 The Securities are not entitled to the benefit of any sinking fund. 

As used herein, “Business Day” shall mean any day, other than Saturday or Sunday, on which commercial banks and foreign exchange markets are
open for business, including dealings in deposits in U.S. dollars, in New York, New York. All other terms used in this Security which are defined in the Indenture shall have the meanings assigned to them in the Indenture. 

As provided in the Indenture, no recourse shall be had for the payment of the principal of or premium, if any, or interest on any Securities, or any part
thereof, or for any claim based thereon or otherwise in respect thereof, or of the indebtedness represented thereby, or upon any obligation, covenant or agreement under the Indenture, against, and no personal liability whatsoever shall attach to, or
be incurred by, any incorporator, member, manager, stockholder, officer, director or employee, as such, past, present or future of the Company or of any predecessor or successor corporation (either directly or through the Company or a predecessor or
successor corporation), whether by virtue of any constitutional provision, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise; it being expressly agreed and understood that the Indenture and all the Securities
are solely corporate obligations and that any such personal liability is hereby expressly waived and released as a condition of, and as part of the consideration for, the execution of the Indenture and the issuance of the Securities. 

Unless the certificate of authentication hereon has been executed by the Trustee or an Authenticating Agent by manual signature, this Security shall not
be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 
 [The remainder of this page is
intentionally left blank.] 

  
 5 

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed. 

 

									
		 		 	CENTERPOINT ENERGY HOUSTON ELECTRIC, LLC
					
	Attest:	 	 	 		 	By:	 	 
		 	 Richard Dauphin
 Assistant
Secretary
	 		 		 	 Marc Kilbride
 Vice
President and Treasurer

					
	(SEAL)	 		 		 		 	

 CERTIFICATE OF AUTHENTICATION 
 This is one of the Securities of the series designated therein referred to in the within-mentioned Indenture. 
 Date of Authentication: August 10, 2012 
  

			
	 THE BANK OF NEW YORK MELLON TRUST
 COMPANY, NATIONAL ASSOCIATION, as Trustee

		
	By:	 	 
		 	Name: Julie Hoffman-Ramos
		 	Title: Vice President

  
 6 

 SCHEDULE A 
 The initial aggregate principal amount of Securities evidenced by the Certificate to which this Schedule is attached is $300,000,000. The notations on the following table evidence decreases and increases
in the aggregate principal amount of Securities evidenced by such Certificate. 
  

									
	 Date of
 Adjustment
	  	 Decrease in Aggregate

Principal Amount of

Securities
	  	Increase in Aggregate
Principal Amount of
Securities	  	Aggregate Principal
Amount of Securities
Remaining After
Such Decrease or
Increase	  	Notation by
Security
Registrar

 THIS SECURITY IS IN GLOBAL FORM AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE OF A DEPOSITARY.
THIS SECURITY IS EXCHANGEABLE FOR SECURITIES REGISTERED IN THE NAME OF A PERSON OTHER THAN THE DEPOSITARY OR ITS NOMINEE ONLY IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE AND MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITARY TO A
NOMINEE OF THE DEPOSITARY OR BY A NOMINEE OF THE DEPOSITARY TO THE DEPOSITARY OR ANOTHER NOMINEE OF THE DEPOSITARY. 
 Unless this certificate
is presented by an authorized representative of The Depository Trust Company, a New York corporation (“DTC”), to CenterPoint Energy Houston Electric, LLC or its agent for registration of transfer, exchange, or payment, and any certificate
issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of DTC (and any payment is made to Cede & Co. or to such other entity as is requested by an authorized
representative of DTC), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof, Cede & Co., has an interest herein. 

CENTERPOINT ENERGY HOUSTON ELECTRIC, LLC 
 3.55% General Mortgage Bonds, Series W, due 2042 
  

			
	 Original Interest Accrual Date: August 10, 2012
 Stated Maturity: August 1, 2042
 Interest Rate: 3.55%

Interest Payment Dates: February 1 and August 1
 RegularRecord Dates: January 15 and July 15 immediately preceding the respective Interest Payment Date
	  	
Redeemable:    Yes  x    No   ̈
 Redemption Date: At any time.

RedemptionPrice: on any date prior to February 1, 2042 at a price equal to the greater of (i) 100% of the
principal amount of this Security or the portion hereof to be redeemed or (ii) the sum of the present values of the remaining scheduled payments of principal and interest on this Security or the portion thereof to be redeemed (not including any
portion of such payments of interest accrued to the Redemption Date) discounted to the Redemption Date on a semiannual basis at the applicable Treasury Rate plus 15 basis points; plus, in each case, accrued and unpaid interest to the Redemption Date
on the principal amount being redeemed; or on or after February 1, 2042, at a price equal to 100% of the principal amount of this Security or the portion thereof to be redeemed plus accrued and unpaid interest to the Redemption Date on the
principal amount being redeemed.

 This Security is not an Original Issue Discount Security 

within the meaning of the within-mentioned Indenture. 

 
  

 

			
	Principal Amount	  	Registered No. T-1
	$500,000,000*	  	CUSIP 15189X AM0

 CENTERPOINT ENERGY HOUSTON ELECTRIC, LLC, a limited liability company duly organized and existing under the laws of the
State of Texas (herein called the “Company,” which term includes any successor under the Indenture referred to below), for value received, hereby promises to pay to 
 ***CEDE & Co.*** 
  

	*	Reference is made to Schedule A attached hereto with respect to decreases and increases in the aggregate principal amount of Securities evidenced hereby.

 , or its registered assigns, the principal sum of FIVE HUNDRED MILLION DOLLARS, on the Stated Maturity
specified above, and to pay interest thereon from the Original Interest Accrual Date specified above or from the most recent Interest Payment Date to which interest has been paid or duly provided for, semi-annually in arrears on the Interest Payment
Dates specified above in each year, commencing on February 1, 2013, and at Maturity, at the Interest Rate per annum specified above, until the principal hereof is paid or duly provided for. The interest so payable, and paid or duly provided
for, on any Interest Payment Date shall, as provided in such Indenture, be paid to the Person in whose name this Security (or one or more Predecessor Securities) is registered at the close of business on the Regular Record Date specified above
(whether or not a Business Day) next preceding such Interest Payment Date. Notwithstanding the foregoing, interest payable at Maturity shall be paid to the Person to whom principal shall be paid. Except as otherwise provided in said Indenture, any
such interest not so paid or duly provided for shall forthwith cease to be payable to the Holder on such Regular Record Date and may either be paid to the Person in whose name this Security (or one or more Predecessor Securities) is registered at
the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Trustee, notice of which shall be given to Holders of Securities of this series not less than 10 days prior to such Special Record Date, or
be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange on which the Securities of this series may be listed, and upon such notice as may be required by such exchange, all as more fully
provided in said Indenture. 
 Payment of the principal of and premium, if any, on this Security and interest hereon at Maturity shall be made
upon presentation of this Security at the office of the Corporate Trust Administration of The Bank of New York Mellon Trust Company, National Association, located in New York, New York or at such other office or agency as may be designated for such
purpose by the Company from time to time. Payment of interest on this Security (other than interest at Maturity) shall be made by check mailed to the address of the Person entitled thereto as such address shall appear in the Security Register,
except that if such Person shall be a securities depositary, such payment may be made by such other means in lieu of check, as shall be agreed upon by the Company, the Trustee and such Person. Payment of the principal of and premium, if any, and
interest on this Security, as aforesaid, shall be made in such coin or currency of the United States of America as at the time of payment shall be legal tender for the payment of public and private debts. 

This Security is one of a duly authorized issue of securities of the Company (herein called the “Securities”), issued and issuable in one or
more series under and equally secured by a General Mortgage Indenture, dated as of October 10, 2002, as supplemented and amended (such Indenture as originally executed and delivered and as supplemented or amended from time to time thereafter,
together with any constituent instruments establishing the terms of particular Securities, being herein called the “Indenture”), between the Company and The Bank of New York Mellon Trust Company, National Association (successor in trust to
JPMorgan Chase Bank), trustee (herein called the “Trustee,” which term includes any successor trustee under the Indenture), to which Indenture and all indentures supplemental thereto reference is hereby made for a description of the
property mortgaged, pledged and held in trust, the nature and extent of the security and the respective rights, limitations of rights, duties and immunities of the Company, the Trustee and the Holders of the Securities thereunder and of the terms
and conditions upon which the Securities are, and are to be, authenticated and delivered and secured. The acceptance of this Security shall be deemed to constitute the consent and agreement by the Holder hereof to all of the terms and provisions of
the Indenture. This Security is one of the series designated above. 
 If any Interest Payment Date, any Redemption Date or the Stated Maturity
shall not be a Business Day (as hereinafter defined), payment of the amounts due on this Security on such date may be made on the next succeeding Business Day; and, if such payment is made or duly provided for on such Business Day, no interest shall
accrue on such amounts for the period from and after such Interest Payment Date, Redemption Date or Stated Maturity, as the case may be, to such Business Day. Interest will be computed on the basis of a 360-day year of twelve 30-day months.

 This Security is subject to redemption, at the option of the Company, at any time or from time to time, in whole or in part, on any date
prior to February 1, 2042 at a price equal to the greater of (i) 100% of the principal amount of this Security (or the portion hereof to be redeemed) or (ii) the sum of the present values of the remaining scheduled payments of
principal and interest on this Security (or such portion to be redeemed) (not including any portion of such payments of interest accrued to the Redemption Date) discounted to the Redemption Date on a semiannual basis (assuming a 360-day year
consisting of twelve 30-day months) at the applicable Treasury Rate plus 15 basis 

  
 2 

 
points; plus, in each case, accrued and unpaid interest on the principal amount being redeemed to the Redemption Date. On or after February 1, 2042, the Company may redeem this Security, at
any time or from time to time, in whole or in part, by paying 100% of the principal amount of this Security (or such portion to be redeemed) plus accrued and unpaid interest on the principal amount being redeemed to the Redemption Date. The Trustee
shall have no responsibility for the calculation of such amount. 
 “Treasury Rate” means, with respect to any
Redemption Date the yield under the heading which represents the average for the immediately preceding week, appearing in the most recently published statistical release designated “H.15 (519)” or any successor publication which is
published weekly by the Board of Governors of the Federal Reserve System and which establishes yields on actively traded U.S. Treasury securities adjusted to constant maturity under the caption “Treasury Constant Maturities,” for the
maturity corresponding to the Comparable Treasury Issue (if no maturity is within three months before or after the remaining life (as defined below), yields for the two published maturities most closely corresponding to the Comparable Treasury Issue
will be determined and the Treasury Rate will be interpolated or extrapolated from such yields on a straight line basis, rounding to the nearest month); or if such release (or any successor release) is not published during the week preceding the
calculation date or does not contain such yields, the rate per annum equal to the semiannual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable Treasury Issue (expressed as a percentage of its
principal amount) equal to the Comparable Treasury Price for such Redemption Date. The Treasury Rate will be calculated on the third Business Day preceding the Redemption Date. 

“Comparable Treasury Issue” means the U.S. Treasury security selected by an Independent Investment Banker as having a maturity
comparable to the remaining term (“remaining life”) of this Security to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of corporate debt securities of
comparable maturity to the remaining term of this Security. 
 “Comparable Treasury Price” means (1) the average
of five Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains fewer than four such Reference Treasury
Dealer Quotations, the average of all such quotations. 
 “Independent Investment Banker” means RBS Securities Inc.,
J.P. Morgan Securities LLC, RBC Capital Markets, LLC or Wells Fargo Securities, LLC, in each case as specified by the Company, or if these firms are unwilling or unable to select the Comparable Treasury Issue, an independent investment institution
of national standing selected by the Company. 
 “Reference Treasury Dealer” means (1) RBS Securities Inc., J.P.
Morgan Securities LLC, RBC Capital Markets, LLC and Wells Fargo Securities, LLC and their respective successors; provided, however, that if any of the foregoing shall cease to be a primary U.S. government securities dealer in the
United States of America (a “Primary Treasury Dealer”), the Company will substitute therefor another Primary Treasury Dealer and (2) any other Primary Treasury Dealer selected by the Company after consultation with the Independent
Investment Banker. 
 “Reference Treasury Dealer Quotations” means with respect to each Reference Treasury Dealer and
any Redemption Date, the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Independent
Investment Banker at 5:00 p.m., New York City time, on the third Business Day preceding such Redemption Date. 
 The Trustee will send a
notice of redemption to each Holder of Securities to be redeemed by first-class mail (or in accordance with the procedures of The Depository Trust Company with respect to Securities registered in the name of Cede & Co.) at least 30 and not
more than 60 days prior to the date fixed for redemption. Unless the Company defaults on payment of the redemption price, interest will cease to accrue on the Securities or portions thereof called for redemption on the Redemption Date. If fewer than
all of the Securities of this series are to be redeemed, the Trustee will select, not more than 60 days prior to the Redemption Date, the particular Securities of this series or portions thereof for redemption from the outstanding Securities of this
series not previously called by such method as the Trustee deems fair and appropriate. The Trustee may select for redemption Securities of this series and portions of Securities of this series in amounts of $1,000 or whole multiples of $1,000. In
the case of a partial redemption of Securities registered in the name of Cede & Co, the Securities to be redeemed will be determined in accordance with the procedures of The Depository Trust Company. 

  
 3 

 The Indenture permits, with certain exceptions as therein provided, the Trustee to enter into one or more
supplemental indentures for the purpose of adding any provisions to, or changing in any manner or eliminating any of the provisions of, the Indenture with the consent of the Holders of not less than a majority in aggregate principal amount of the
Securities of all series then Outstanding under the Indenture, considered as one class; provided, however, that if there shall be Securities of more than one series Outstanding under the Indenture and if a proposed supplemental
indenture shall directly affect the rights of the Holders of Securities of one or more, but less than all, of such series, then the consent only of the Holders of a majority in aggregate principal amount of the Outstanding Securities of all series
so directly affected, considered as one class, shall be required; and provided, further, that if the Securities of any series shall have been issued in more than one Tranche and if the proposed supplemental indenture shall directly
affect the rights of the Holders of Securities of one or more, but less than all, of such Tranches, then the consent only of the Holders of a majority in aggregate principal amount of the Outstanding Securities of all Tranches so directly affected,
considered as one class, shall be required; and provided, further, that the Indenture permits the Trustee to enter into one or more supplemental indentures for limited purposes without the consent of any Holders of Securities. The
Indenture also contains provisions permitting the Holders of a majority in principal amount of the Securities then Outstanding, on behalf of the Holders of all Securities, to waive compliance by the Company with certain provisions of the Indenture
and certain past defaults under the Indenture and their consequences. Any such consent or waiver by the Holder of this Security shall be conclusive and binding upon such Holder and upon all future Holders of this Security and of any Security issued
upon the registration of transfer hereof or in exchange therefor or in lieu hereof, whether or not notation of such consent or waiver is made upon this Security. 
 As provided in the Indenture and subject to certain limitations therein set forth, this Security or any portion of the principal amount hereof will be deemed to have been paid for all purposes of the
Indenture and to be no longer Outstanding thereunder, and, at the election of the Company, the Company’s entire indebtedness in respect thereof will be satisfied and discharged, if there has been irrevocably deposited with the Trustee or any
Paying Agent (other than the Company), in trust, money in an amount which will be sufficient and/or Eligible Obligations, the principal of and interest on which when due, without regard to any reinvestment thereof, will provide moneys which,
together with moneys so deposited, will be sufficient to pay when due the principal of and interest on this Security when due. 
 As provided in
the Indenture and subject to certain limitations therein set forth, the transfer of this Security is registrable in the Security Register, upon surrender of this Security for registration of transfer at the Corporate Trust Office of The Bank of New
York Mellon Trust Company, National Association in New York, New York, or such other office or agency as may be designated by the Company from time to time, duly endorsed by, or accompanied by a written instrument of transfer in form satisfactory to
the Company and the Security Registrar duly executed by, the Holder hereof or his attorney duly authorized in writing, and thereupon one or more new Securities of this series of authorized denominations and of like tenor and aggregate principal
amount, will be issued to the designated transferee or transferees. 
 The Securities of this series are issuable only as registered Securities,
without coupons, and in denominations of $1,000 and integral multiples of $1,000 in excess thereof. As provided in the Indenture and subject to certain limitations therein set forth, Securities of this series are exchangeable for a like aggregate
principal amount of Securities of the same series and Tranche, of any authorized denominations, as requested by the Holder surrendering the same, and of like tenor upon surrender of the Security or Securities to be exchanged at the office of The
Bank of New York Mellon Trust Company, National Association in New York, New York, or such other office or agency as may be designated by the Company from time to time. 
 No service charge shall be made for any such registration of transfer or exchange, but the Company may require payment of a sum sufficient to cover any tax or other governmental charge payable in
connection therewith. 
 Prior to due presentment of this Security for registration of transfer, the Company, the Trustee and any agent of the
Company or the Trustee may treat the Person in whose name this Security is registered as the absolute owner hereof for all purposes, whether or not this Security be overdue, and neither the Company, the Trustee nor any such agent shall be affected
by notice to the contrary. 

  
 4 

 The Securities are not entitled to the benefit of any sinking fund. 

As used herein, “Business Day” shall mean any day, other than Saturday or Sunday, on which commercial banks and foreign exchange markets are
open for business, including dealings in deposits in U.S. dollars, in New York, New York. All other terms used in this Security which are defined in the Indenture shall have the meanings assigned to them in the Indenture. 

As provided in the Indenture, no recourse shall be had for the payment of the principal of or premium, if any, or interest on any Securities, or any part
thereof, or for any claim based thereon or otherwise in respect thereof, or of the indebtedness represented thereby, or upon any obligation, covenant or agreement under the Indenture, against, and no personal liability whatsoever shall attach to, or
be incurred by, any incorporator, member, manager, stockholder, officer, director or employee, as such, past, present or future of the Company or of any predecessor or successor corporation (either directly or through the Company or a predecessor or
successor corporation), whether by virtue of any constitutional provision, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise; it being expressly agreed and understood that the Indenture and all the Securities
are solely corporate obligations and that any such personal liability is hereby expressly waived and released as a condition of, and as part of the consideration for, the execution of the Indenture and the issuance of the Securities. 

Unless the certificate of authentication hereon has been executed by the Trustee or an Authenticating Agent by manual signature, this Security shall not
be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 
 [The remainder of this page is
intentionally left blank.] 

  
 5 

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed. 

 

									
		 		 	CENTERPOINT ENERGY HOUSTON ELECTRIC, LLC
					
	 Attest:
	 	 	 		 	By:	 	 
		 	Richard Dauphin	 		 		 	Marc Kilbride
		 	Assistant Secretary	 		 		 	Vice President and Treasurer

 (SEAL) 
 CERTIFICATE OF AUTHENTICATION 
 This is one of the Securities of the series designated
therein referred to in the within-mentioned Indenture. 
 Date of Authentication: August 10, 2012 

 

			
	 THE BANK OF NEW YORK MELLON TRUST
 COMPANY, NATIONAL ASSOCIATION, as Trustee

		
	By:	 	  

		 	Name: Julie Hoffman-Ramos
		 	 Title: Vice President

  
 6 

 SCHEDULE A 
 The initial aggregate principal amount of Securities evidenced by the Certificate to which this Schedule is attached is $500,000,000. The notations on the following table evidence decreases and increases
in the aggregate principal amount of Securities evidenced by such Certificate. 
  

									
	 	  	 	  	 	  	Aggregate Principal	  	 
	 	  	 	  	 	  	Amount of Securities	  	 
	 	  	Decrease in Aggregate	  	Increase in Aggregate	  	Remaining After	  	Notation by
	Date of	  	Principal Amount of	  	Principal Amount of	  	Such Decrease or	  	Security
	 Adjustment
	  	Securities	  	Securities	  	Increase	  	RegistrarSeparation Agreement and Release

 Exhibit 10.1 
 SEPARATION AGREEMENT AND RELEASE 
 This Separation Agreement and Release
together with Exhibits (“Agreement”) is made by and between OCZ Technology Group, Inc. (the “Company”), and Arthur F. Knapp, Jr. Chief Financial Officer (“Executive”). 

WHEREAS, Executive was employed by the Company; 
 WHEREAS, the Company and Executive have agreed that the Executive’s position is terminated; 
 NOW THEREFORE, in consideration of the mutual promises made herein, the Company and Executive (collectively referred to as “the Parties”) hereby agree as follows (this agreement hereinafter
referred to as the “Agreement and Release”): 
 1. Resignation from Employment and Transition to Successor. The
Company and Executive have agreed that Executive will announce that he has resigned from his positions as an officer and/or director of the Company and its subsidiaries, to be effective at such future date after the announcement as the Company
directs. Executive agrees to cooperate with the Company and to assist the Company in the process of transition to Executive’s successor, and the Company agrees to keep Executive employed during and after that transition process, as a part of
the separation package provided below. With regard to transition, the Company plans the following steps, and Executive acknowledges his agreement with this process: 
  

	 	(a)	Announcement. The Company plans to announce Executive’s decision to resign from the Company as soon as practicable after the principal terms are determined,
likely during the week of August 6. The Company will discuss the wording of the announcement with Executive prior to announcing, but the Company must reserve sole discretion as to the timing and final wording of any announcement.

  

	 	(b)	Transition. The Company will conduct a search for the successor to Executive, and Executive agrees to assist the Company and his successor in a smooth transition
of his responsibilities and knowledge to his successor, continuing to perform his current duties and responsibilities as necessary in the transition process. The Company intends that the transition process will be completed by approximately
January 31, 2013. 

 2. Separation Package – Payments and Benefits. Executive does not have any
pre-existing entitlement to severance benefits. In consideration of Executive’s execution of this Agreement and Release, the Company will provide the following payments and benefits to Executive in connection with his separation from the
Company. All payments provided in this Agreement and Release are stated as gross amounts and will be paid after such deductions as are required for federal, state, and local payroll, income and other applicable tax withholding, as well as deductions
that result from elections that Executive has voluntarily requested. 

	 	(a)	Continued Employment. The Company will continue Executive’s employment during and after the transition through July 31, 2013 (“Salary Continuation
Period”). During that time period, Executive will continue to be eligible for full medical benefits and to participate in the Company’s 401k plan and all other employee benefit plans provided to executives at the level of Executive.

  

	 	(b)	Duties during Continued Employment. After the transition process is completed, the Company anticipates that Executive should be available on an as needed basis
to provide services to the Company. At any time after the Effective Date of this Agreement and Release (defined below), the Company may direct Executive not to perform any additional duties or provide any additional services, but Executive shall
continue to be employed, and the Company shall continue to provide the payments and, to the extent feasible, the benefits set forth in this Agreement and Release, subject to the conditions in this Agreement and Release, until the Termination Date.

  

	 	(c)	Salary during Salary Continuation Period. Up to and including July 31, 2013, Executive shall continue to receive salary paid at such times as are provided
in the Company’s normal payroll cycles and at his current base salary rate of $300,000 per year. 

  

	 	(d)	Bonus. Executive will be paid a bonus in the amount of $170,000, in lieu of any other target or performance bonus, with such bonus to be paid on April 30,
2013. 

  

	 	(e)	Separation. Executive will finally separate from employment with the Company on July 31, 2013 (“Termination Date”); provided, that if Executive
gains new employment or an engagement with another business as a full-time, regular Executive prior to the Termination Date, Executive must inform the Company in writing, and the Termination Date shall be effective on the last business day preceding
the date Executive commenced such employment or engagement. Notwithstanding the Termination Date, the Company will continue to provide the payments set forth in subsections (c) and (d) of this Section 2 as well as continued vesting as
provided under Section 3 after the Termination Date, unless Executive has an Early Termination under subsection (f) of this Section or unless Executive becomes employed in a position where the Company believes, in its sole discretion, that
Executive will not be able to comply with his obligations under this Agreement and Release, including but not limited to obligations of confidentiality. 

  
 -2-

	 	(f)	Early Termination. Notwithstanding any other provision of this Agreement, the Company reserves the right to change the Termination Date to an earlier date with
no less than two (2) weeks notice and to cease providing all payments and benefits set forth in the Agreement and Release as of such Termination Date, in the event that the Chief Executive Officer, with consent of the Board, concludes in their
sole discretion, that Executive is not cooperating in the transition process, that Executive has engaged in misconduct with respect to his duties, or that Executive has engaged in conduct harmful to the Company’s interest including a violation
of the Confidentiality Agreement. The Company currently has no reason to believe that Executive has engaged in any conduct that would result in early termination. 

 

	 	(g)	 COBRA Benefits—Employer Subsidy—Installments. After the Termination Date, Executive may elect to continue under COBRA his existing
medical/vision and/or dental benefits under the provider then in effect, to the extent available, at applicable COBRA premium. On July 31, 2013, the Company will pay Executive a total payment in the amount of the COBRA premium times the number
of months from the Termination Date up to and including the month in which Executive’s 65th birthday falls; provided, however, that this payment will not be made if Executive becomes employed immediately after the Termination Date. Any additional months of COBRA coverage elected by the
Executive, if any are available, will be at Executive’s sole expense. After the Termination Date, Executive may not continue in effect any existing coverage under the Company’s employee benefit plans with the exception of COBRA-provided
benefits. 

  

	 	(h)	Paid Time Off. Executive will receive payment for any hours of Paid Time Off (“PTO”) that are accrued but unused as of the Termination Date. This
payment will be made on July 31, 2013 (or the Date of Termination if sooner) without regard to whether Executive executes this Agreement and Release. Any PTO hours used by Executive before his Termination Date will not be included in such
payment. 

 3. Company Common Stock. The Stock Agreements between Executive and the Company are fully
incorporated into this Agreement. Executive will continue to vest in options that he has been awarded as of July 31, 2012 up to and including the Termination Date but shall not receive any additional awards. As of July 31, 2012, the
Executive has a total of 162,611 vested and exercisable stock options. Executive will have until July 31, 2014 to exercise any vested options that do not expire before July 31, 2014. For any vested options that expire before July 31,
2014, Executive may exercise those options until they have expired. All options that have not expired before July 31, 2014 will expire on that date. 

  
 -3-

 4. Company Property. Executive agrees to return to the Company all building keys,
pagers, company identification or passkey cards, computers, printers, scanners, facsimile equipment or other Company property, including passwords and information needed to access Company information in his possession or assigned to him by the
Company by the Termination Date, or such earlier date as the Company may direct in its sole discretion. 
 5. Confidential
Information. Executive shall continue to maintain the confidentiality of all confidential and proprietary information of the Company and shall continue to comply with the terms and conditions of the Confidentiality Agreement between Executive
and the Company, attached hereto. Executive shall return all confidential and proprietary information in his possession to the Company on the Termination Date, or such earlier date as the Company specifies. 

6. Tax Liability – Section 409A. The Company intends for the benefits under the Agreement to be exempt from or compliant
with Section 409A of the Internal Revenue Code. If the Company determines that the payment of any benefit included hereunder would cause this Agreement to be subject to Section 409A, the Company reserves the right to restructure the
payment of amounts and benefits to Executive such that the payment of benefits would be exempt from or compliant with Section 409A to the extent permissible under Section 409A. In no event shall the Company be required to restructure any
payment or benefit. 
  

	 	(a)	Except as otherwise required by applicable law, Executive agrees that he will be exclusively liable for the payment of any taxes, including without limitation, federal,
state or local income taxes, social security taxes, or any other taxes, arising out of or resulting from the consideration and/or other benefits paid to him hereunder, and Executive hereby represents that he will pay any such taxes which may be due
at the time and in the amount required. The Company will have the right to deduct from any compensation payable to Executive under this Agreement all federal, state and municipal taxes, social security taxes and such other mandatory deductions as
may now be in effect or may be enacted or required thereafter. 

  

	 	(b)	Executive agrees to indemnify, defend and hold the Company harmless from payment of any taxes (excluding federal and state unemployment taxes and the Company’s
share of social security taxes) which any government agency determines should have been deducted from any consideration paid to Executive by the Company and which were not in fact withheld. 

7. Executive Cooperation with the Company. Executive agrees to cooperate with the Company regarding any pending or subsequently
filed litigation, proceeding, claim or other disputed item involving the Company that relates to matters within the knowledge or responsibility of the Executive during his employment or other engagement with the Company. Without limiting the
foregoing, Executive agrees (i) to meet with the Company’s representatives, its counsel or other designees at mutually 

  
 -4-

 
convenient times and places with respect to any items within the scope of this paragraph; (ii) to provide truthful testimony to any court, agency or other adjudicatory body; (iii) to
notify the Company within three (3) business days if Executive is contacted by any adverse party or by any representative of an adverse party; and (iv) not to assist any adverse party or any adverse party’s representatives, except for
a governmental entity or as may be required by law. 
 8. Release of Claims. Executive agrees that the foregoing
consideration represents settlement in full of all outstanding obligations owed to Executive by the Company. Executive acknowledges that he has received all salary, wages, bonuses and expense reimbursement payments due and owing to Executive.
Executive, on behalf of himself, and his respective heirs, family members, executors and assigns, hereby fully and forever releases the Company and its respective officers, directors, Executives, investors, shareholders, administrators, affiliates,
divisions, subsidiaries, predecessor and successor corporations, and assigns, from, and agrees not to sue concerning, any claim, duty, obligation or cause of action relating to any matters of any kind, whether presently known or unknown, suspected
or unsuspected, that he may possess arising from any omissions, acts or facts that have occurred up until and including the Effective Date of this Agreement including, without limitation, 

 

	 	(a)	any and all claims relating to or arising from Executive’s employment relationship with the Company and the termination of that relationship;

  

	 	(b)	any and all claims relating to, or arising from, Executive’s right to purchase, or actual purchase of shares of stock of the Company, including, without
limitation, any claims for fraud, misrepresentation, breach of fiduciary duty, breach of duty under applicable state corporate law, and securities fraud under any state or federal law; 

 

	 	(c)	any and all claims for wrongful discharge of employment; termination in violation of public policy; discrimination; breach of contract, both express and implied; breach
of a covenant of good faith and fair dealing, both express and implied; promissory estoppel; negligent or intentional infliction of emotional distress; negligent or intentional misrepresentation; negligent or intentional interference with contract
or prospective economic advantage; unfair business practices; defamation; libel; slander; negligence; personal injury; assault; battery; invasion of privacy; false imprisonment; and conversion; 

 

	 	(d)	any and all claims for violation of any federal, state or municipal statute, including, but not limited to, Title VII of the Civil Rights Act of 1964, the Civil Rights
Act of 1991, the Age Discrimination in Employment Act of 1967, the Americans with Disabilities Act of 1990, the Fair Labor Standards Act, the Executive Retirement Income Security Act of 1974, The Worker Adjustment and Retraining Notification Act,
Older Workers Benefit Protection Act; the California Fair Employment and Housing Act, and Labor Code section 201, et seq. and section 970, et seq., federal and state laws providing for protected leave; 

  
 -5-

	 	(e)	any and all claims for violation of the federal, state or local law, regulation or constitution; 

 

	 	(f)	any and all claims arising out of any other laws and regulations relating to circumstances that arose in relation to the Company; and 

 

	 	(g)	any and all claims for attorneys’ fees and costs. 

 Executive agrees that the release set forth in this section shall be and remain in effect in all respects as a complete general release as to the matters released. This release does not extend to
(1) any obligations incurred under this Agreement; (2) any rights or claims for indemnification you may have pursuant to any written indemnification agreement with the Company to which you are a party, the charter, bylaws, or operating
agreements of the Company, or to indemnification that is required under applicable law; or (3) any rights which cannot be released as a matter of law. 
 9. Acknowledgment of Knowing and Voluntary Waiver of Claims, Including Claims under ADEA. Executive acknowledges that he is waiving and releasing any rights he may have under the Age
Discrimination in Employment Act of 1967 (“ADEA”) and other laws and confirms that this waiver and release is knowing and voluntary. Executive and the Company agree that this waiver and release does not apply to any rights or claims that
may arise under ADEA after the Effective Date of this Agreement. Executive acknowledges that the consideration given for this waiver and release Agreement is in addition to anything of value to which Executive was already entitled. Executive further
acknowledges that he has been advised by this writing that (a) he should consult with an attorney prior to executing this Agreement; (b) he has at least twenty-one (21) days within which to consider this Agreement; (c) he
has at least seven (7) days following the execution of this Agreement by the parties to revoke the Agreement; and (d) this Agreement shall not be effective until the revocation period has expired. 

10. Civil Code Section 1542. Executive represents that he is not aware of any claims against the Company other than the
claims that are released by this Agreement. Executive acknowledges that he has been advised by legal counsel and is familiar with the provisions of California Civil Code Section 1542, which provides as follows: 

A GENERAL RELEASE DOES NOT EXTEND TO CLAIMS WHICH THE CREDITOR DOES NOT KNOW OR SUSPECT TO EXIST IN HIS FAVOR AT THE TIME OF EXECUTING
THE RELEASE, WHICH IF KNOWN BY HIS MUST HAVE MATERIALLY AFFECTED HIS SETTLEMENT WITH THE DEBTOR. 

  
 -6-

 Executive, being aware of said code section, agrees to expressly waive any rights he may have thereunder, as
well as under any other statute or common law principles of similar effect. 
 11. No Pending or Future Lawsuits.
Executive represents that he has no lawsuits, claims, or actions pending in his name or on behalf of any other person or entity, against the Company or any other person or entity referred to herein. Executive also represents that he does not intend
to bring any claims on his own behalf or on behalf of any other person or entity against the Company or any other person or entity referred to herein. The Company acknowledges that Executive may have protected rights to submit certain claims to
government agencies, and Executive is not asked to waive those rights. Notwithstanding, Executive does agree that, if any such claim is brought by him or on his behalf, he shall not recover any damages or award or payment as a result, and he shall
never recover any amounts greater than the amounts provided for in this Agreement and Release. 
 12. Non-Disparagement.
The Parties agree to refrain from any defamation, libel or slander of the other party, including its respective officers, directors, employees, investors, shareholders, administrators, affiliates, divisions, subsidiaries, predecessor and successor
corporations, and assigns. Executive agrees to refrain from interference with the contracts and relationships of the Company, including its respective officers, directors, Executives, investors, shareholders, administrators, affiliates, divisions,
subsidiaries, predecessor and successor corporations, and assigns. 
 13. Costs. The Parties shall each bear their own
costs, attorneys’ fees and other fees incurred in connection with this Agreement. 
 14. Arbitration. The Parties
agree that any and all disputes arising out of the terms of this Agreement, their interpretation, and any of the matters herein released, shall be subject to binding arbitration in Santa Clara County before the American Arbitration Association under
its California Employment Dispute Resolution Rules, or by a judge to be mutually agreed upon. Executive agrees to hereby waive any right to a jury trial as to matters arising out of the terms of this Agreement and any matters herein released. The
Parties agree that the prevailing party in any arbitration shall be entitled to injunctive relief in any court of competent jurisdiction to enforce the arbitration award. 
 15. Authority. The Company represents and warrants that the undersigned has the authority to act on behalf of the Company and to bind the Company and all that may claim through it to the terms and
conditions of this Agreement. Executive represents and warrants that he has the capacity to act on his own behalf and on behalf of all who might claim through him to bind them to the terms and conditions of this Agreement. 

Executive warrants and represents that there are no liens or claims of lien or assignments in law or equity or otherwise of or against any of the claims
or causes of action released herein. 

  
 -7-

 16. No Representations. Executive represents that he has had the opportunity to
consult with an attorney, and has carefully read and understands the scope and effect of the provisions of this Agreement. Neither party has relied upon any representations or statements made by the other party hereto which are not specifically set
forth in this Agreement. 
 17. Severability. In the event that any provision hereof becomes or is declared by a court of
competent jurisdiction to be illegal, unenforceable or void, this Agreement shall continue in full force and effect without said provision; provided, however, that if any of the Release provisions or the provisions of Section 11 of this
Agreement and Release are declared to be illegal, unenforceable or void, the Company may, at its sole discretion, void the entire Agreement and Release and require Executive to return any amounts paid to him under this Agreement and Release.

 18. Entire Agreement. This Agreement represents the entire agreement and understanding between the Company and
Executive concerning Executive’s separation from the Company, and supersedes and replaces any and all prior agreements and understandings concerning Executive’s relationship with the Company and his compensation by the Company. 

19. No Oral Modification. This Agreement may only be amended in writing signed by Executive and the Chief Executive Officer of the
Company. 
 20. Governing Law. This Agreement shall be governed by the laws of the State of California. 

21. Effective Date. This Agreement is effective seven days after execution by Executive; provided that neither Party has revoked
the Agreement prior to that time. 
 22. Counterparts. This Agreement may be executed in counterparts, and each
counterpart shall have the same force and effect as an original and shall constitute an effective, binding agreement on the part of each of the undersigned. 
 23. Voluntary Execution of Agreement. This Agreement is executed voluntarily and without any duress or undue influence on the part or behalf of the Parties hereto, with the full intent of releasing
all claims. The Parties acknowledge that: 
  

	 	(a)	They have read this Agreement; 

  

	 	(b)	They have been represented in the preparation, negotiation, and execution of this Agreement by legal counsel of their own choice or that they have voluntarily declined
to seek such counsel; 

  

	 	(c)	They understand the terms and consequences of this Agreement and of the releases it contains; 

  
 -8-

 (d) They are fully aware of the legal and binding effect of this Agreement. 

IN WITNESS WHEREOF, the Parties have executed this Agreement on the respective dates set forth below. 

 

							
		 		 	Arthur F. Knapp, Jr. an individual
			
	Dated: August 7, 2012	 		 	/s/ Arthur F. Knapp
			
		 		 	OCZ Technology Group, Inc.
			
	Dated: August 7, 2012	 		 	/s/ Ryan M. Petersen
		 		 	 Ryan M. Petersen

		 		 	 Chief Executive Officer

  
 -9-

 09/15/03 
 CONFIDENTIALITY AGREEMENT 
 THIS CONFIDENTIALITY AGREEMENT
(“Agreement”) is entered into this day of Nov 1, 2005, by and between OCZ Technology Group, Inc., an Indiana corporation (“Disclosing Party”) and (“Receiving Party”). 

WHEREAS, Disclosing Party possesses certain confidential proprietary information and other trade secret information which
Disclosing Party agrees to disclose to and share among its employees pursuant to the terms contained herein; and 

WHEREAS, in connection with the pursuit, evaluation and/or feasibility of a business relationship, employment and/or the
consummation of business transactions between Receiving Party and Disclosing Party (collectively, the “Business Purposes”), confidential proprietary information and trade secrets of Disclosing Party may become available to Receiving Party;
and 
 WHEREAS, Disclosing Party desires to prevent the unauthorized use and disclosure of its confidential proprietary
information and to prevent Receiving Party from using the confidential proprietary information to Disclosing Party’s detriment by unfairly competing with Disclosing Party or gaining unfair advantage over Disclosing Party upon termination of
Receiving Party’s employment. 
 NOW, THEREFORE, in consideration of these promises and for one dollar and other
good and valuable consideration, receipt of which is hereby acknowledged, the parties agree as follows: 
 I.
CONFIDENTIALITY AGREEMENT 
 1. Confidential Information: For purposes of this Agreement,
“Confidential Information” shall mean all strategic and development plans, financial records, statements and business plans, co-developer identities, business data, business records, supplier lists, customer lists, pricing information and
cost margins, project records, market reports, employee lists, and business manuals, policies and procedures, information relating to Disclosing Party’s business processes, technologies or theories and all other confidential information
relating to the computer accessory development and manufacturing which may be disclosed by Disclosing Party or to which Receiving Party may be provided access by Disclosing Party or others in accordance with this Agreement, or

  
 -1-

 
which is generated as a result of or in connection with the Business Purposes, which is not generally available to the public. All of the foregoing information and data together, separate or in
combination with each other, does and the Receiving Party acknowledges and agrees constitutes “trade secrets” as defined under Indiana Statutes. 
 2. Nondisclosure Obligations: Receiving Party promises and agrees to receive and hold the Confidential Information in confidence. Without limiting the generality of the foregoing, Receiving
Party further promises and agrees: 
 A. To protect and safeguard the Confidential Information against unauthorized use,
publication or disclosure. 
 B. Not to use any of the Confidential Information except for Business Purposes of Disclosing
Party. 
 C. Not to, directly or indirectly, in any way, reveal, report, publish, disclose, transfer or otherwise use any of the
Confidential Information except as specifically authorized by Disclosing Party in accordance with this Confidentiality and Noncompetition Agreement. 
 D. Not to use any Confidential Information to unfairly compete or obtain unfair advantage vis a vis Disclosing Party in any commercial activity which may be comparable to the commercial activity
contemplated by the parties in connection with the Business Purposes and, specifically the field of computer memory software and equipment. 
 F. To advise each person whom it provides access to any of the Confidential Information, that such person is strictly prohibited from making any use, publishing or otherwise disclosing to others, or
permitting others to use for their benefit or to the detriment of Disclosing Party, and to provide Disclosing Party with a copy of a written agreement to that effect signed by such persons. 

G. To comply with any other reasonable security measure requested in writing by Disclosing Party. 

H. Agree that the breach of any obligations recited above shall cause irreparable harm, damage and injury to the Disclosing Party, its
business and to its business reputation, that such harm, injury and damage would be incapable of ascertainment or measurement and that Disclosing Party would be entitled as a matter of law to a monetary injunction to prohibit and/or cure the effects
of such breach, with all inferences and doubts being resolved in favor of Disclosing Party. 

  
 -2-

 3. Return of Confidential Information: Receiving Party agrees, upon
termination of the Business Purposes or upon the written request of Disclosing Party, whichever is earlier, to promptly deliver to Disclosing Party all records, notes, and other written, printed, or tangible materials in the possession of Receiving
Party, embodying or pertaining to the Confidential Information. 
 4. No Right to Confidential Information:

 A. Receiving Party hereby agrees and acknowledges that no license, either express or implied, is hereby granted to Receiving
Party by Disclosing Party to use any of the Confidential Information. 
 B. Receiving Party further agrees that all business
plans, inventions, improvements, copyrightable and patentable works and designs relating to Disclosing Party’s software, hardware, methods, business plan compositions, or products directly resulting from or relating to the Confidential
Information and the right market, use, license and franchise the Confidential Information or the ideas, concepts, methods or practices embodied therein shall be the exclusive property of Disclosing Party, and the Receiving Party have no right or
title thereto. 
 5. No Solicitation of Employees: Receiving Party agrees that it will not, at any time during the
term of this Agreement and for a period of twenty-four (24) months immediately following the termination of Receiving Party’s employment with Disclosing Party or termination of this Agreement, initiate contact with Disclosing Party’s
employees in order to solicit, entice or induce any employee of Disclosing Party to terminate his or her employment or business employment relationship with Disclosing Party to accept employment with any third party or with Receiving Party.

 6. Losses: Party agrees to indemnify Disclosing Party against any and all losses, damages, claims, or expenses
incurred or suffered by Disclosing Party as a result of Receiving Party’s breach of this Agreement, including court costs and reasonable attorney fees. 
 7. Remedies: Receiving Party understands and acknowledges that any disclosure or misappropriation of any of the Confidential Information in violation of this Agreement would Disclosing Party
irreparable harm, the amount of which may be difficult to ascertain and, therefore, 

  
 -3-

 
Receiving Party agrees that Disclosing Party shall have the right to apply to a court of competent jurisdiction for an injunction and/or order restraining any such further disclosure or
misappropriation and for such other relief as Disclosing Party shall deem appropriate. Such right of Disclosing Party shall be in addition to Remedies otherwise available to the Disclosing Party at law or in equity. 

II. GENERAL TERMS 
 8. Term and Termination: This Agreement shall commence on the date first written above and continue throughout Receiving Party’s employment with Disclosing Party and for a period of
twenty-four (24) months immediately following termination of Receiving Party’s employment with Disclosing Party. Receiving Party’s right to use the Confidential Information in connection with the Business Purposes shall continue in
effect until termination of this Agreement, termination of Receiving Party’s employment with Disclosing Party or until Disclosing Party provides Receiving Party with written notice of termination of such right, whichever occurs first.
Notwithstanding the foregoing, Receiving Party’s obligations with respect to the Confidential Information, hereunder shall continue in full force and effect until further notice from Disclosing Party. RECEIVING PARTY ACKNOWLEDGES AND AGREES
THAT THERE IS NO PROMISE OF CONTINUED EMPLOYMENT BY REASON OF RECEIVING PARTY’S EXECUTION OF THIS AGREEMENT. RECEIVING PARTY IS AN EMPLOYEE AT WILL OF DISCLOSING PARTY. 

9. Successors and Assigns: Receiving Party shall have no right to assign its rights under this Agreement, whether expressly
or by operation of law, without the written consent of Disclosing Party. This Agreement and Receiving Party’s obligations hereunder shall be binding on Representatives, permitted assigns, and successors of Receiving Party and shall inure to the
benefit of representatives, assigns and successors of Disclosing Party. 
 10. Governing Law: This Agreement shall
be governed by and construed in accordance with the laws of the State of Indiana. 
 11. Attorney’s Fees: If
any action at law or in equity is brought by Disclosing Party to enforce or interpret the provisions of this Agreement, Receiving Party shall pay and Disclosing Party shall be entitled to reasonable attorney’s fees, court costs and expenses of
litigation. 

  
 -4-

 12. Entire Agreement: This Agreement constitutes the sole understanding of the
parties about this subject matter and may not be amended or modified except in writing signed by each of the parties to the Agreement. 
  

									
	 DISCLOSING PARTY:
 OCZ TECHNOLOGY GROUP INC.
	 		 	RECEIVING PARTY:
					
	By:	 	/s/ Ryan Petersen	 		 	By:	 	/s/ Arthur F. Knapp, INDIVIDUALLY
		 	Ryan Petersen, PRESIDENT	 		 		 	

  
 -5-

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00207-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00207-of-00352.parquet"}]]