Document:

Form of Restricted Stock Agreement

 Exhibit 10.1 
  
 PERVASIVE SOFTWARE INC. 1997 STOCK INCENTIVE
PLAN: 
  
 NOTICE
OF RESTRICTED STOCK AWARD 
  
 You have been granted restricted shares of Common Stock of Pervasive Software Inc. (the “Corporation”) on the following terms: 
  

							
			
	 	 	Name of Recipient:	 	 
				
	 	 	Total Number of Shares Granted:	 	 	    	 
				
	 	 	Fair Market Value per Share:	 	$	    	 
				
	 	 	Total Fair Market Value of Award:	 	$	    	 
			
	 	 	Date of Grant:	 	                
    , 200  
			
	 	 	Vesting Commencement Date:	 	                
    , 200  
			
	 	 	Vesting Schedule:	 	Except as otherwise provided in the
Restricted Stock Agreement, the shares
granted will vest in full upon the third
anniversary of the grant date.

  
 By your signature and the signature of
the Corporation’s representative below, you and the Corporation agree that these shares are granted under and governed by the terms and conditions of the 1997 Stock Incentive Plan (the “Plan”) and also the Restricted Stock Agreement
which is attached to and made a part of this document. 
  

					
	RECIPIENT:	 	 PERVASIVE SOFTWARE INC.

			
	 	 	By:	  	 
			
	 	 	Title:	  	 
	Print Name	 	 	  	 

 PERVASIVE SOFTWARE INC. 
 1997 STOCK INCENTIVE PLAN: 
  
 RESTRICTED STOCK AGREEMENT 
  

			
		
	Payment for Shares	  	Payment of at least par value is required for the shares you receive.
		
	Vesting	  	The shares will vest in full upon the third anniversary of the grant date, as shown in the Notice of Restricted Stock Award. In addition, the shares vest if the following events
occur:
		
	 	  	 •      If the Corporation is subject to a “Corporate Transaction” or “Change in
Control” (as defined in the Plan) while you are an employee, consultant or director of the Corporation, you will vest in all of the shares unless the Corporation assigns its right to acquire Restricted Shares (as defined below) to the acquiring
company. In addition, if your employment or service is Involuntarily Terminated (as defined in the Plan) following the Corporate Transaction or Change in Control then your vesting in the shares will accelerate and be measured in six month increments
so that you would become vested in and entitled to receive that number of shares of Restricted Stock as if you had been in service as of the end of the next six month increment from the date of Involuntary Termination (rounded down to the nearest
whole share) (for illustrative purposes only, assume (A) in the event you are subject to an Involuntary Termination following a Change of Control nine months following the date of grant, then vesting would accelerate as if you had been in service as
of twelve months following the grant, (B) in the event you are subject to an Involuntary Termination following a Change of Control sixteen months following the date of grant, then vesting would accelerate as if you had been in service as of eighteen
months following the grant).

		
	 	  	 •      In the event of a Voluntary Termination (as defined in the Plan) prior to the third anniversary
of the grant date, you will not receive any acceleration of vesting and you will not be entitled to receive any of the shares.

		
	 	  	 •      In the event of an Involuntary Termination (and a Change of Control or Corporate Transaction has
not occurred) prior to the third anniversary of the grant date, you will receive acceleration of vesting of that number of shares equal to the quotient of (A) product of either (1) 1/3 of the total shares granted if Involuntary

			
	 	  	 Termination occurs after the first day of the thirteenth month following the grant date but prior to the last day of the twenty-fourth month following the grant
date or (2) 2/3 of the total shares granted if Involuntary Termination occurs after the first day of the twenty-fifth month following the grant date but prior to the third anniversary of the grant date multiplied by the difference between the 20 day
average closing price of one share of Company common stock (the “Average Closing Price”) on the date of grant and the Average Closing Price on the date of Involuntary Termination divided by (B) the Average Closing Price on the date of
Involuntary Termination (rounded down to the nearest whole number) (For illustrative purposes, assuming you were originally granted 100 shares and are Involuntarily Terminated during the thirtieth month following the grant date, the Average Closing
Price on the grant of date is $4.00 and the Average Closing Price on the date of Involuntary Termination is $6.00, then the following formula shall apply: 66.7 shares multiplied by $2.00 equals $133.40 which is then divided by $6.00 for a total
number of vested shares of 22 (rounded down to the nearest whole number).

		
	 	  	Except as provided above, no additional shares vest after your service as an employee, consultant or director of the Corporation or a parent or subsidiary of the Corporation has terminated
for any reason.
		
	Shares Restricted	  	Unvested shares will be considered “Restricted Shares.” You may not sell, transfer, pledge or otherwise dispose of any Restricted Shares, except as provided in the next sentence.
With the consent of the Compensation Committee of the Corporation’s Board of Directors, you may transfer Restricted Shares to your spouse, children or grandchildren or to a trust established by you for the benefit of yourself or your spouse,
children or grandchildren. A transferee of Restricted Shares must agree in writing on a form prescribed by the Corporation to be bound by all provisions of this Agreement.
		
	Forfeiture	  	If your service as an employee, consultant or director of the Corporation or a parent or subsidiary of the Corporation terminates for any reason, then your shares will be forfeited to the
extent that they have not vested before the termination date and do not vest as a result of the termination. This means that the Restricted Shares will immediately revert to the Corporation. You hereby appoint the Corporation, or any escrow agent
the Corporation may appoint, with full power of substitution, as your true and lawful attorney-in-fact with irrevocable power and authority in your name and on your behalf to take any action and execute all documents and instruments, including
without limitation, stock powers which may be necessary to transfer the stock

  

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	 	  	 certificate or certificates evidencing such Restricted Shares to the Corporation upon the forfeiture of such shares. You will receive no payment
for Restricted Shares that are forfeited.
  
 The Corporation determines when your
service terminates for this purpose.

		
	Leaves of Absence	  	For purposes of this award, your service does not terminate when you go on a military leave, a sick leave or another bona fide leave of absence, if the leave was approved by the
Corporation in writing. You do not vest during a leave of absence unless crediting of service is required by the terms of the leave or by applicable law. Your service terminates when the approved leave ends, unless you immediately return to active
work.
		
	Market Stand-off	  	In connection with any underwritten public offering by the Corporation of its equity securities pursuant to an effective registration statement filed under the Securities Act of 1933,
including the Corporation’s initial public offering, you shall not directly or indirectly sell, make any short sale of, loan, hypothecate, pledge, offer, grant or sell any option or other contract for the purchase of, purchase any option or
other contract for the sale of, or otherwise dispose of or transfer, or agree to engage in any of the foregoing transactions with respect to, any of the Shares acquired under this Agreement without the prior written consent of the Corporation or its
underwriters. The Market Stand-Off shall be in effect for such period of time following the date of the final prospectus for the offering as may be requested by the Corporation or such underwriters. In no event, however, shall such period exceed 180
days following any underwritten offering and in no event shall the Market Stand-Off continue more than two years after the date of the Corporation’s initial public offering. The Corporation will not transfer and will instruct its agents not to
transfer the shares acquired under this Agreement until the end of the applicable stand-off period. The Corporation’s underwriters shall be beneficiaries of this Market Stand-Off agreement.
		
	Stock Certificates	  	Your Restricted Shares will be held for you by the Corporation. The Corporation may deposit the certificate or certificates evidencing such Restricted Shares with an escrow agent designated
by the Corporation. After shares have vested, a stock certificate for those shares will be released to you.
		
	Voting Rights	  	You may vote your shares even before they vest.
		
	Withholding Taxes	  	No stock certificates will be released to you unless you have made acceptable arrangements to pay any withholding taxes that may be due as a result of this award or the vesting of the shares.
These

  

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	 	  	arrangements may include withholding shares of Corporation stock that otherwise would be released to you when they vest. The Corporation, in its sole discretion and pursuant to such
procedures as it may specify from time to time, may permit you to satisfy such tax withholding obligation, in whole or in part (without limitation) by (a) paying cash, (b) electing to have the Corporation withhold otherwise deliverable shares having
a fair market value equal to the minimum amount required to be withheld, (c) delivering to the Corporation already vested and owned shares having a fair market value equal to the amount required to be withheld, or (d) through any other lawful
manner, including if permitted, the sale of a sufficient number of such shares otherwise deliverable to you through such means as the Corporation may determine in its sole discretion (whether through a broker or otherwise) equal to the amount
required to be withheld.
		
	Restrictions on Resale	  	By signing this Agreement, you agree not to sell any shares at a time when applicable laws or Corporation policies prohibit a sale. This restriction will apply as long as you are an employee,
consultant or director of the Corporation or a parent or subsidiary of the Corporation.
		
	No Employment or Service Contract	  	Your award or this Agreement does not give you the right to continue to be employed or retained by the Corporation in any capacity for any period. Your award or this Agreement does not
restrict in any way your rights or the rights of the Corporation to terminate your service at any time for any reason, with or without cause.
		
	Adjustments	  	In the event of a stock split, a stock dividend or a similar change in Corporation stock, the number of Restricted Shares that remain subject to forfeiture will be adjusted accordingly and
any new, substituted or additional securities which are by reason of such change distributed with respect to any Restricted Shares shall immediately be subject to the Market Stand-Off.
		
	Rights as Stockholder	  	You will not have any of the rights or privileges of a stockholder of the Corporation in respect of any shares deliverable hereunder unless and until certificates representing such shares
will have been issued, recorded on the records of the Corporation or its transfer agent or registrars, and delivered to you or any escrow agent appointed by the Corporation. After such issuance, recordation and delivery, you will have all the rights
of a stockholder of the Corporation with respect to voting such shares and receipt of dividends and distributions on such shares.
		
	Applicable Law	  	This Agreement will be interpreted and enforced under the laws of the State of Delaware (without regard to their choice-of-law provisions).

  

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	The Plan and Other Agreements	  	 The text of the 1997 Stock Incentive Plan is incorporated in this Agreement by reference.
  
 This Agreement and the Plan constitute the entire understanding between you and the
Corporation regarding this award. Any prior agreements, commitments or negotiations concerning this award are superseded. This Agreement may be amended only by another written agreement, signed by both parties.

  
 BY
SIGNING THE COVER SHEET OF THIS AGREEMENT, YOU AGREE TO ALL OF
THE 
  
 TERMS
AND CONDITIONS DESCRIBED ABOVE AND IN THE PLAN. 
  

 5Form of Restricted Stock Award Agreement

 Exhibit 10.46 
  
 STOCK BONUS AGREEMENT 
  
 This Stock Bonus Agreement (this “Agreement”) is entered into as of
                        , 200  , between Dendreon Corporation, a Delaware corporation (the
“Company”), and                              (“Participant”). 
  
 The Company desires to award a stock bonus to Participant under the
Company’s 2000 Equity Incentive Plan, as amended (the “Plan”), and Participant desires to accept the award, subject to the terms and conditions of this Agreement. 
  
 NOW, THEREFORE, in consideration of Participant’s past services to the Company, and for such other good and valuable
consideration, the sufficiency of which is hereby acknowledged, the parties agree as follows: 
  

	1.	Stock Bonus Award. Subject to the terms and conditions of this Agreement, the Company hereby grants to Participant
             shares of the Company’s common stock pursuant to Section 8(a) of the Plan (the “Restricted Shares”). The Restricted Shares are subject to forfeiture
to the Company as set forth in Section 2 below. The number of Restricted Shares subject to this Agreement may be adjusted from time to time for capitalization adjustments as set forth in Section 12 (a) of the Plan. The Award Date
shall be             . 

  

	2.	Forfeiture Restriction. 

  

	 	2.1	The Restricted Shares shall vest as follows: 

  

							
	 Vesting Date

	  	Number of
Shares
Vesting

	 	 	Cumulative
Number of
Vested Shares

	 
	 	  	25	%	 	25	%
	 	  	6.25	%	 	31.25	%
	 	  	6.25	%	 	37.5	%
	 	  	6.25	%	 	43.75	%
	 	  	6.25	%	 	50	%
	 	  	6.25	%	 	56.25	%
	 	  	6.25	%	 	62.5	%
	 	  	6.25	%	 	68.75	%
	 	  	6.25	%	 	75	%
	 	  	6.25	%	 	81.25	%
	 	  	6.25	%	 	87.50	%
	 	  	6.25	%	 	93.75	%
	 	  	6.25	%	 	100	%

	 	2.2	Except as provided in Section 2.3 or in a Participant’s employment agreement with the Company, if Participant’s Continuous Service (as defined in the Plan) terminates
for any reason or for no reason, with or without cause any unvested Restricted Shares shall be forfeited to the Company. 

  

	 	2.3	All of the Restricted Shares may immediately vest, at the discretion of the Board of Directors, if Participant’s Continuous Services is terminated for reasons other than
“Cause.” For purposes of this Agreement “Cause” means Participant’s continued neglect or failure to perform his/her duties and responsibilities satisfactorily, after written notice thereof; willful misconduct by Participant
with respect to his/her responsibilities; conduct which is materially injurious (monetarily or otherwise) to the Company, including without limitation, misuse of the Company’s funds or property; unethical business practices or dishonesty
related to the Company’s business; any other material breach by Participant of any noncompetition, nondisclosure and/or invention agreement with the Company; conviction of a felony or misdemeanor involving moral turpitude; or any similar or
related act or failure to act by Participant which is materially adversely injurious to the Company. 

  

	3.	Restriction on Transfer. Participant shall not sell, assign, pledge, or in any manner transfer unvested Restricted Shares, or any right or interest in unvested Restricted
Shares, whether voluntarily or by operation of law, or by gift, bequest or otherwise. Any sale or transfer, or purported sale or transfer, of unvested Restricted Shares, or any right or interest in unvested Restricted Shares, in violation of this
Section 3 shall be null and void. The Company will not be required (a) to transfer on its books any Restricted Shares that have been sold or transferred in violation of any of the provisions set forth in this Agreement or (b) to treat
as the owner of such Restricted Shares or to accord the right to vote as such owner or to pay dividends to any transferee to whom such Restricted Shares purport to have been so transferred. 

  

	4.	Tax Withholding. 

  

	 	4.1	If Participant makes a timely election under Section 83(b) of the Internal Revenue Code of 1986, as amended (the “Code”), Participant acknowledges that, as of
[grant date], the value of the Restricted Shares will be treated as ordinary compensation income for federal and (if applicable) state income and FICA tax purposes, and that the Company will be required to withhold taxes on this income
amount. 

  

	 	4.2	 If Participant does not make a timely election under Section 83(b) of the Code, Participant acknowledges that, at the time the Restricted Shares vest, the
value of such vested Restricted Shares will be treated as ordinary compensation income for federal and (if applicable) state income and FICA tax purposes, and that the Company will be required to withhold taxes on this income amount. Promptly
following each vesting date, the Company will notify Participant of the required withholding amount. Within ten days of such notice, Participant shall pay to the 

	 	 
Company the required withholding amount in cash or, at the election of Participant, by surrendering to the Company for cancellation Restricted Shares or
other shares of the Company’s common stock valued at the closing market price for the Company’s common stock on the last trading day preceding the date of Participant’s election to surrender such shares. 

 

	 	4.3	Participant acknowledges having reviewed with his/her own tax advisors the federal, state, local and foreign tax consequences of this investment and the transactions contemplated by
this Agreement. Participant is relying solely on such advisors and not on any statements or representations of the Company or any of its agents. Participant understands that Participant (and not the Company) shall be responsible for
his/her own tax liability that may arise as a result of this investment or the transactions contemplated by this Agreement. Participant understands that Section 83 of the Code taxes as ordinary income to him/her the fair market value of
the shares of common stock as of the date any restrictions on the shares lapse. 

  

	5.	Rights in Shares. Upon the execution and delivery of this Agreement, the award of the Restricted Shares shall be completed and Participant shall be the owner of the
Restricted Shares with all voting and other rights of a shareholder, except as limited by this Agreement. Participant acknowledges and agrees that any such Restricted Shares may be held in book entry form directly registered with the transfer agent
or in such other form as the Company may determine. Upon any forfeiture of the Restricted Shares covered by this Agreement, the Company shall have the right to cancel the Restricted Shares in accordance with this Agreement without any further action
by Participant. Upon any failure of Participant to pay required withholding under Section 5, the Company shall have the right to cancel vested Restricted Shares with a value equal to the required withholding amount without any further action by
Participant. 

  

	6.	Stock Legend. Any stock certificates for unvested shares issued under this Agreement shall bear the following legend: 

  
 THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO A RESTRICTED STOCK
BONUS AGREEMENT BETWEEN THE REGISTERED OWNER AND DENDREON CORPORATION WHICH RESTRICTS THE TRANSFERABILITY OF THE SHARES. A COPY OF THE AGREEMENT IS ON FILE WITH THE SECRETARY OF DENDREON CORPORATION. 
  

	7.	Termination. This Agreement will terminate on the earlier of (i) the date any unvested Restricted Shares are forfeited under Section 2 or (ii) the date all
Restricted Shares become vested under Section 2. 

  

	8.	 No Employment Agreement. Nothing in this Agreement shall confer upon Participant any right to be employed by the Company or to continue to provide services
to the Company, or affect in any manner the right or power of the 

	 	 
Company, or a parent or subsidiary of the Company, to terminate Participant’s service as an employee of the Company at any time for any reason, with or
without cause. 

  

	9.	Miscellaneous. 

  

	 	9.1	Further Action. The parties agree to execute such further instruments and to take such further action as may reasonably be necessary to carry out the intent of this
Agreement. 

  

	 	9.2	Enforcement. Each of the Company and Participant acknowledges that the other party may suffer irreparable harm if either party fails to comply with this Agreement, and that
monetary damages will be inadequate to compensate the parties for such failure. Accordingly, the parties agree that this Agreement may be enforced by specific performance or other injunctive relief, in addition to any other remedies available at law
or in equity. 

  

	 	9.3	Rights and Benefits. The rights and benefits of this Agreement shall inure to the benefit of and be enforceable by the Company’s successors and assigns and, subject to
the restrictions on transfer of this Agreement, be binding upon Participant’s heirs, executors, administrators, successors and assigns. 

  

	 	9.4	Applicable Law. This Agreement shall be governed by the law of the State of Washington, without giving effect to conflict of law considerations. In no event shall punitive or
exemplary damages or attorney’s fees be awardable. 

  

	 	9.5	Notices. Any notice required or permitted under this Agreement shall be in writing and shall be deemed sufficient when delivered personally to the party to whom it is
addressed or when deposited into the United States Mail as registered or certified mail, return receipt requested, postage prepaid, addressed to the Company, Attention: Corporate Secretary, at its principal executive offices or to Participant at the
address of Participant in the Company’s records, or at such other address as such party may designate by ten (10) days’ advance written notice to the other party. 

  

	 	9.6	Entire Agreement; Amendment and Waiver. This Agreement constitutes the entire agreement of the parties with regard to the subject hereof and may be amended only by the
written consent of the Company and Participant. No waiver of any provision of this Agreement will be effective unless in writing and signed by the waiving party. 

  

	 	9.7	Counterparts. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original. 

  
 (Signature page follows) 

 IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the day and year first above
written. 
  

			
	DENDREON CORPORATION
		
	 By
	 	 

  

			
	 PARTICIPANT

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