Document:

Settlement Agreement and Release, dated April 8, 2011

 Exhibit 10.1 
 SETTLEMENT AGREEMENT AND RELEASE 
 SETTLEMENT AGREEMENT AND RELEASE
(“Settlement Agreement”) dated April 8, 2011 by and among CONRAD MYERS, in his capacity as Liquidating Trustee of the DBSI LIQUIDATING TRUST (the “Liquidating Trust”), JAMES R. ZAZZALI, in his capacity as Trustee of the
DBSI ESTATE LITIGATION TRUST (the “Estate Litigation Trust” and collectively with the Liquidating Trust, the “DBSI Trusts”), GIGOPTIX, INC., a Delaware corporation (the “Company”), its wholly-owned subsidiary GIGOPTIX
LLC (the “Subsidiary”), and JOERG WIELAND (“Wieland”). 
 Recitals: 

A. The DBSI Trusts were established under the terms of the Second Amended Joint Chapter 11 Plan of Liquidation filed by the
Chapter 11 Trustee and the Official Committee of Unsecured Creditors (the “Plan”) in the Chapter 11 cases, In re: DBSI Inc., et al., in the United States Bankruptcy Court for the District of Delaware, Case No. 08-12687 (PJW),
confirmed by Findings of Fact, Conclusions of Law and Order Confirming Second Amended Joint Chapter 11 Plan of Liquidation dated October 26, 2010 (the “Confirmation Order”). 

B. The DBSI Trusts may have claims against the Company, the Subsidiary and Wieland for, among other matters, acts by certain
debtors and their affiliates subject to the foregoing Chapter 11 cases. 
 C. The parties have reached an amicable
negotiated resolution to the potential claims. 
 NOW, THEREFORE, for good and valuable consideration, the parties,
intending legally to be bound, agree as follows: 
 1. The Liquidating Trust hereby surrenders for cancellation all right, title
and interest in and to warrants for an aggregate of 660,473 shares of Company common stock, $0.001 par value per share (the “Common Stock”) issued to Stellar Technologies, LLC (“Stellar”) under agreements dated December 9,
2008 and agrees that as of the date of this Settlement Agreement, such warrants cannot be exercised by any holder. 
 2. The
Company grants to the Liquidating Trust new warrants (the “New Warrants”) as follows: 
 (i) warrants for 500,000
shares of Common Stock at a purchase price of $2.60 per share, having an expiration date of April 8, 2014, in the form attached hereto as Exhibit A; and 
 (ii) warrants for 500,000 shares of Common Stock at a purchase price of $3.00 per share, having an expiration date of April 8, 2015, in the form attached hereto as Exhibit B. 

3. The New Warrants provide for registration of the shares of Common Stock underlying such New Warrants as set forth in such warrants.

 4. The DBSI Trusts hereby unconditionally and irrevocably discharge and forever release
Weiland, the Company, the Subsidiary, each of the Company’s subsidiaries, and the present and former directors, officers, employees, representatives, agents, and counsel of the Company, the Subsidiary and each of the Company’s subsidiaries
(“the Releasees”) from any and all claims, demands, damages, judgments, causes of action, obligations and liabilities of any nature whatsoever, whether arising in law or equity, whether known or unknown since the beginning of time until
the date of this Settlement Agreement, including, but not limited to, (a) the organization of the Subsidiary and the transfer to the Subsidiary of the assets, but not the liabilities, of iTerra Communications LLC, (b) the conversion of
indebtedness owed by the Subsidiary to Stellar into membership units of the Subsidiary; (c) the transfers of funds made to or for the benefit of the Subsidiary, Wieland and other parties, from DBSI, Inc. and the other Debtors and Consolidated
Non-Debtors (as such terms are defined in the Plan and the Confirmation Order), and (d) any other matter involving the DBSI Trusts, such Debtors and Consolidated Non-Debtors, prior to the date hereof. The foregoing general release is intended
to “wipe the slate clean” and to release all rights, claims, or demands whether known or suspected by the DBSI Trusts to exist in their favor against the Releasees to the date of this Settlement Agreement. Notwithstanding anything to the
contrary in the foregoing, the term “Releasees” does not include any of the Debtors or the Consolidated Non-Debtors subject to the Plan and the Confirmation Order, or any individual or entity who or which at any time was a director,
officer, partner, manager, member, employee, representative, agent, accountant or counsel of DBSI, Inc., or any other Debtor or Consolidated Non-Debtor for any claims whatsoever in any capacity. All claims which the DBSI Trusts have against the
Debtors and Consolidated Non-Debtors and such other individuals and entities are expressly preserved. For purposes of clarity, the Company and Subsidiary were not “representatives” or “agents” of DBSI, Inc., or any other Debtor
or Consolidated Non-Debtor. Moreover, the Company acknowledges that the Liquidating Trust is a holder of Common Stock and nothing contained in this paragraph 4 is intended to apply to any claim or right related to such Common Stock arising from
events occurring from and after the date hereof. 
 5. The DBSI Trusts covenant not to make or assert a claim or action against
an individual who is or was a director or officer of the Company or the Subsidiary (or any subsidiary of the Company or the Subsidiary) arising solely from actions or inactions by them in their official capacity as a director or officer of the
Company or the Subsidiary (or any subsidiary of the Company or the Subsidiary). It is understood, agreed and intended that no claim currently being advanced by the Litigation Trustee in the First Amended Complaint (Document 62) filed in Civil Action
No. 1:10-cv-00950 (LPS) (United States District Court for the District of Delaware), nor any other claims arising from the same facts or circumstances set forth in such complaint, falls within this covenant. 

6. The Liquidating Trustee and the Litigation Trustee each specifically waive the provisions of Section 1542 of the Civil Code of
the State of California, and any similar law of any other state, territory or jurisdiction. Section 1542 provides: 
 A
GENERAL RELEASE DOES NOT EXTEND TO CLAIMS WHICH THE CREDITOR DOES NOT KNOW OR SUSPECT TO EXIST IN HIS OR HER FAVOR AT THE TIME OF EXECUTING THE RELEASE, WHICH IF KNOWN BY HIM OR HER MUST HAVE MATERIALLY AFFECTED HIS OR HER SETTLEMENT WITH THE
DEBTOR. 
 7. Each of the Company, the Subsidiary and Wieland (collectively, the “Company Releasors”) hereby
unconditionally and irrevocably discharge and forever release the estates of the Debtors and Consolidated Non-Debtors, the DBSI Trusts, the Liquidating Trustee and the Litigation Trustee, their representatives, agents and counsel (“the Trust
Releasees”) from any and all claims, demands, damages, judgments, causes of action, obligations and liabilities of any nature whatsoever, whether arising in law or equity, whether known or unknown since the beginning of time until the date of
this Settlement Agreement. The foregoing general release is 

 
intended to “wipe the slate clean” and to release all rights, claims, or demands whether known or suspected by the Company Releasors to exist in their favor against the Trust Releasees.

 8. Each of the Liquidating Trustee and the Litigation Trustee represents and warrants to the Company, the Subsidiary and
Wieland that it has the requisite power and authority to execute and deliver this Settlement Agreement and that this Settlement Agreement constitutes a legal, valid and binding obligation of the applicable DBSI Trust, enforceable against the
applicable DBSI Trust in accordance with its terms. 
 9. The Company represents and warrants to the DBSI Trusts as follows:

 (a) It has all necessary corporate power and authority to execute and deliver this Settlement Agreement. 

(b) The execution and delivery of this Settlement Agreement and the consummation by the Company of the transactions contemplated hereby
have been duly and validly authorized by the Board of Directors of the Company and no other corporate proceedings on the part of the Company are necessary. 
 (c) This Settlement Agreement has been duly and validly executed and delivered by the Company and constitutes a legal, valid and binding agreement of the Company, enforceable against the Company in
accordance with its terms. 
 (d) The shares of Common Stock underlying the New Warrants have been duly and validly reserved for
issuance and, upon issuance in accordance with the terms of the New Warrants, will be duly and validly issued, fully paid and nonassessable and will be free of restrictions on transfer other than restrictions under applicable federal and state
securities laws. 
 (e) No consent, approval, order or authorization of any third party is required in connection with the
consummation by the Company of the transactions contemplated by this Settlement Agreement. 
 (f) It is not aware of any claims,
demands, damages, judgments, causes of action, obligations or liabilities of any nature whatsoever, whether arising in law or equity, against the estates of the Debtors and Consolidated Non-Debtors, the DBSI Trusts, the Liquidating Trustee or the
Litigation Trustee held by any present director, officer, employee, representative or agent of the Company. 
 10. The
Subsidiary represents and warrants to the DBSI Trusts as follows: 
 (a) It has all necessary limited liability company power and
authority to execute and deliver this Settlement Agreement. 
 (b) The execution and delivery of this Settlement Agreement has
been duly and validly authorized by the sole member of the Subsidiary and no other entity proceedings on the part of the Subsidiary are necessary. 

 (c) This Settlement Agreement has been duly and validly executed and delivered by the
Subsidiary and constitutes a legal, valid and binding agreement of the Subsidiary, enforceable against the Subsidiary in accordance with its terms. 
 11. The parties understand and acknowledge that this Settlement Agreement constitutes a compromise and settlement of disputed claims. No action taken by any party to this Settlement Agreement, either
previously or in connection with this Settlement Agreement, shall be deemed or construed to be either: (a) an admission of the truth or falsity of any claims heretofore made; or (b) an acknowledgment or admission by any party hereto of any
fault or liability whatsoever to each other or to any third party; or an acknowledgement of any lack of merit of any claim asserted. All such liability or implication is expressly denied by the parties. 

12. This Settlement Agreement and the Exhibits hereto is the entire agreement among the parties with respect to the subject matter
hereof, and supercedes all prior agreements and understandings among the parties. This Settlement Agreement is binding upon the parties hereto and their respective successors and assigns. 

13. This Settlement Agreement shall be interpreted and enforced in accordance with the laws of the State of Delaware, without regard to
conflict of laws principles and, if and to the extent applicable, by the provisions of the Bankruptcy Code, 11 U.S.C. 101 et seq. The United States Bankruptcy Court for the District of Delaware shall have exclusive jurisdiction to interpret and
enforce this Settlement Agreement. 
 14. This Settlement Agreement may be signed in counterparts, all of which taken together
shall constitute one instrument. 
 [remainder of page intentionally left blank] 

 IN WITNESS WHEREOF, the parties have caused this Settlement Agreement to be duly
executed and delivered as of the date first above written. 
  

			
	DBSI LIQUIDATING TRUST
		
	By:	 	/s/ Conrad Myers
		 	Conrad Myers, Liquidating Trustee
	
	DBSI ESTATE LITIGATION TRUST
		
	By:	 	/s/ James R. Zazzali
		 	James R. Zazzali, Trustee
	
	GIGOPTIX, INC.
		
	By:	 	/s/ Avi Katz
		 	 Name: Avi Katz
 Title:
President and Chief Executive Officer

	
	 GIGOPTIX LLC
  

By: GigOptix, Inc., its sole member

		
	By:	 	/s/ Avi Katz
		 	 Name: Avi Katz
 Title:
President and Chief Executive Officer

  
  

	
	
	/s/ Joerg Wieland
	Joerg Wieland

 EXHIBIT A 
 Warrant for 500,000 shares of Common Stock at a purchase price of $2.60 per share, 
 having an expiration date of April 8, 2014 

 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO
WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF
(A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED OR (II) UNLESS SOLD PURSUANT TO
RULE 144 OR RULE 144A UNDER SAID ACT. NOTWITHSTANDING THE FOREGOING, THE SECURITIES MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN OR FINANCING ARRANGEMENT SECURED BY THE SECURITIES. 

 

			
	Date of Issuance: April 8, 2011	  	 Number of Shares: 500,000
 (subject to adjustment)

 GIGOPTIX, INC. 

COMMON STOCK PURCHASE WARRANT 
 (VOID AFTER APRIL 8, 2014) 
 GigOptix, Inc., a Delaware corporation
(the “Company”), for value received, hereby certifies that the DBSI Liquidating Trust or its registered assigns (the “Registered Holder”), is entitled, subject to the terms and conditions set forth below, to
purchase from the Company, at any time or from time to time on or after October 8, 2011 and on or before 5:00 p.m. (Eastern time) on April 8, 2014 (the “Exercise Period”), five hundred thousand (500,000) shares of
Common Stock, $0.001 par value per share, of the Company (“Common Stock”), at a purchase price of $2.60 per share. The shares purchasable upon exercise of this Warrant, and the purchase price per share, each as adjusted from time to
time pursuant to the provisions of this Warrant, are hereinafter referred to as the “Warrant Shares” and the “Purchase Price,” respectively. 
 1. Exercise. 
 (a) Exercise Procedure. The Registered Holder
may, at its option, elect to exercise this Warrant, in whole or in part and at any time or from time to time during the Exercise Period, by surrendering this Warrant, with the purchase/exercise form appended hereto as Exhibit I duly
executed by or on behalf of the Registered Holder, at the principal office of the Company, or at such other office or agency as the Company may designate, accompanied by payment in full of the aggregate Purchase Price payable in respect of the
number of Warrant Shares purchased upon such exercise. A facsimile signature of the Registered Holder on the purchase form shall be sufficient for purposes of exercising this Warrant, provided that the Company receives the Registered Holder’s
original signature with three (3) business days thereafter. 
 (b) Exercise Date. Each exercise of this Warrant
shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have 

 
been surrendered to the Company as provided in subsection 1(a) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for
Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates. 

(c) Net Issue Exercise. 
 (i) In lieu of exercising this Warrant in the manner provided above in Section 1(a), the Registered Holder may elect to receive shares equal to the value of this Warrant (or the portion thereof being
canceled) by surrender of this Warrant at the principal office of the Company together with notice of such election on the purchase/exercise form appended hereto as Exhibit I duly executed by or on behalf of such Registered Holder, in
which event the Company shall issue to such Registered Holder a number of shares of Warrant Shares computed using the following formula: 
  

									
		  	X	 	=	 	Y(A – B)	  	
		  	 	 	A	  	

  

			
	Where	  	X = The number of shares of Warrant Shares to be issued to the Registered Holder.
		
		  	Y = The number of shares of Warrant Shares purchasable under this Warrant (at the date of such calculation).
		
		  	A = The fair market value of one share of Warrant Shares (at the date of such calculation).
		
		  	B = The Purchase Price (as adjusted to the date of such calculation).

 (ii) For purposes of this Section 1(c), the fair market value of one share of Warrant Stock on the date of calculation shall mean the Fair Market Value (as determined in subsection 2(e) below).

 (d) Issuance of Certificates. As soon as practicable after the exercise of this Warrant in whole or in part, and in
any event within 3 trading days thereafter, the Company, at its expense, will cause to be issued in the name of, and delivered to, the Registered Holder, or as the Registered Holder (upon payment by the Registered Holder of any applicable transfer
taxes) may direct: 
 (i) a certificate or certificates for the number of full Warrant Shares to which the Registered Holder
shall be entitled upon such exercise plus, in lieu of any fractional share to which the Registered Holder would otherwise be entitled, cash in an amount determined pursuant to Section 3 hereof; and 

(ii) in case such exercise is in part only, a new warrant or warrants (dated the date hereof) of like tenor, calling in the aggregate on
the face or faces thereof for the number of Warrant Shares equal (without giving effect to any adjustment therein) to the number of such shares called for on the face of this Warrant minus the number of Warrant Shares for which this Warrant was so
exercised (which, in the case of an exercise pursuant to subsection 1(c), shall 

 
include both the number of Warrant Shares issued to the Registered Holder pursuant to such partial exercise and the number of Warrant Shares subject to the portion of the Warrant being cancelled
in payment of the Purchase Price). 
 2. Adjustments. 

(a) Adjustment for Stock Splits and Combinations. If the Company shall at any time or from time to time after the date on which
this Warrant was first issued (or, if this Warrant was issued upon partial exercise of, or in replacement of, another warrant of like tenor, then the date on which such original warrant was first issued) (the “Original Issue Date”)
effect a subdivision of the outstanding Common Stock, the Purchase Price then in effect immediately before that subdivision shall be proportionately decreased and the number of Warrant Shares shall be proportionately increased. If the Company shall
at any time or from time to time after the Original Issue Date combine the outstanding shares of Common Stock, the Purchase Price then in effect immediately before the combination shall be proportionately increased and the number of Warrant Shares
shall be proportionately decreased. Any adjustment under this paragraph shall become effective at the close of business on the date the subdivision or combination becomes effective. 

(b) Adjustment for Certain Dividends and Distributions. In the event the Company at any time, or from time to time after the
Original Issue Date shall make or issue, or fix a record date for the determination of holders of Common Stock entitled to receive, a dividend or other distribution payable in additional shares of Common Stock, then and in each such event the
Purchase Price then in effect immediately before such event shall be decreased as of the time of such issuance or, in the event such a record date shall have been fixed, as of the close of business on such record date, by multiplying the Purchase
Price then in effect by a fraction: 
 (i) the numerator of which shall be the total number of shares of Common Stock issued
and outstanding immediately prior to the time of such issuance or the close of business on such record date, and 
 (ii) the
denominator of which shall be the total number of shares of Common Stock issued and outstanding immediately prior to the time of such issuance or the close of business on such record date plus the number of shares of Common Stock issuable in payment
of such dividend or distribution; provided, however, that if such record date shall have been fixed and such dividend is not fully paid or if such distribution is not fully made on the date fixed therefor, the Purchase Price shall be
recomputed accordingly as of the close of business on such record date and thereafter the Purchase Price shall be adjusted pursuant to this paragraph as of the time of actual payment of such dividends or distributions. 

(c) Adjustments for Other Dividends and Distributions. In the event the Company at any time or from time to time after the
Original Issue Date shall make or issue, or fix a record date for the determination of holders of Common Stock entitled to receive, a dividend or other distribution payable in securities of the Company (other than shares of Common Stock) or in cash
or other property (other than regular cash dividends paid out of earnings or earned surplus, determined in accordance with generally accepted accounting principles), then and in each such event provision shall be made so that the Registered Holder
shall receive upon exercise hereof, in 

 
addition to the number of shares of Common Stock issuable hereunder, the kind and amount of securities of the Company, cash or other property which the Registered Holder would have been entitled
to receive had this Warrant been exercised on the date of such event and had the Registered Holder thereafter, during the period from the date of such event to and including the Exercise Date, retained any such securities receivable during such
period, giving application to all adjustments called for during such period under this Section 2 with respect to the rights of the Registered Holder. 
 (d) Adjustment for Reorganization. If there shall occur any reorganization, recapitalization, reclassification, consolidation or merger involving the Company in which the Common Stock is converted
into or exchanged for securities, cash or other property (collectively, a “Reorganization”), then, following such Reorganization, the Registered Holder shall receive upon exercise hereof the kind and amount of securities, cash or
other property which the Registered Holder would have been entitled to receive pursuant to such Reorganization if such exercise had taken place immediately prior to such Reorganization. Notwithstanding the foregoing sentence, if (x) there shall
occur any Reorganization in which the Common Stock is converted into or exchanged for anything other than solely equity securities, and (y) the common stock of the acquiring or surviving company is publicly traded, then, as part of such
Reorganization, (i) the Registered Holder shall have the right thereafter to receive upon the exercise hereof such number of shares of common stock of the acquiring or surviving company as is determined by multiplying (A) the number of
shares of Common Stock subject to this Warrant immediately prior to such Reorganization by (B) a fraction, the numerator of which is the Fair Market Value (as determined in subsection 2(e) below) per share of Common Stock as of the
effective date of such Reorganization, and the denominator of which is the fair market value per share of common stock of the acquiring or surviving company as of the effective date of such transaction, as determined in good faith by the Board
(using the principles set forth in subsection 2(e) to the extent applicable), and (ii) the exercise price per share of common stock of the acquiring or surviving company shall be the Purchase Price divided by the fraction referred to in
clause (B) above. In any such case, appropriate adjustment (as determined in good faith by the Board) shall be made in the application of the provisions set forth herein with respect to the rights and interests thereafter of the Registered
Holder, to the end that the provisions set forth in this Section 2 (including provisions with respect to changes in and other adjustments of the Purchase Price) shall thereafter be applicable, as nearly as reasonably may be, in relation to any
securities, cash or other property thereafter deliverable upon the exercise of this Warrant. 
 (e) Fair Market Value.
The Fair Market Value per share of Common Stock shall be determined as follows: 
 (i) If the Common Stock is listed on a
national securities exchange, the NASDAQ Global Select Market, the NASDAQ Global Market, the NASDAQ Capital Market, the OTC Bulletin Board or another nationally recognized trading system as of the Exercise Date, the Fair Market Value per share of
Common Stock shall be deemed to be the average of the high and low reported sale prices per share of Common Stock thereon on the trading day immediately preceding the Exercise Date (provided that if no such price is reported on such day, the
Fair Market Value per share of Common Stock shall be determined pursuant to clause (2) below). 

 (ii) If the Common Stock is not listed on a national securities exchange, the NASDAQ Global
Select Market, the NASDAQ Global Market, the NASDAQ Capital Market, the OTC Bulletin Board or another nationally recognized trading system as of the Exercise Date, the Fair Market Value per share of Common Stock shall be deemed to be the amount most
recently determined by the Board of Directors of the Company (the “Board”) to represent the fair market value per share of the Common Stock (including without limitation a determination for purposes of granting Common Stock options
or issuing Common Stock under any plan, agreement or arrangement with employees of the Company); and, upon request of the Registered Holder, the Board (or a representative thereof) shall, as promptly as reasonably practicable but in any event not
later than 10 days after such request, notify the Registered Holder of the Fair Market Value per share of Common Stock and furnish the Registered Holder with reasonable documentation of the Board’s determination of such Fair Market Value.
Notwithstanding the foregoing, if the Board has not made such a determination within the three-month period prior to the Exercise Date, then (A) the Board shall make, and shall provide or cause to be provided to the Registered Holder notice of,
a determination of the Fair Market Value per share of the Common Stock within 15 days of a request by the Registered Holder that it do so, and (B) the exercise of this Warrant pursuant to this subsection 2(e)(2) shall be delayed until such
determination is made and notice thereof is provided to the Registered Holder. 
 (f) Calculations. All calculations
under this Section 2 shall be made to the nearest cent or the nearest 1/100th of a share, as applicable. The number of shares of Common Stock outstanding at any given time shall not include shares owned or held by or for the account of the
Company. 
 (g) Certificate as to Adjustments. Upon the occurrence of each adjustment or readjustment of the Purchase
Price pursuant to this Section 2, the Company at its expense shall, as promptly as reasonably practicable but in any event not later than 10 days thereafter, compute such adjustment or readjustment in accordance with the terms hereof and
furnish to the Registered Holder a certificate setting forth such adjustment or readjustment (including the kind and amount of securities, cash or other property for which this Warrant shall be exercisable and the Purchase Price, as applicable) and
showing in detail the facts upon which such adjustment or readjustment is based. The Company shall, as promptly as reasonably practicable after the written request at any time of the Registered Holder (but in any event not later than 10 days
thereafter), furnish or cause to be furnished to the Registered Holder a certificate setting forth (i) the Purchase Price then in effect and (ii) the number of shares of Common Stock and the amount, if any, of other securities, cash or
property which then would be received upon the exercise of this Warrant. 
 3. Fractional Shares. The Company
shall not be required upon the exercise of this Warrant to issue any fractional shares, but shall pay the value thereof to the Registered Holder in cash on the basis of the Fair Market Value per share of Common Stock, as determined pursuant to
subsection 2(d) above. 
 4. Transfers. 

(a) The Company will maintain a register containing the name and address of the Registered Holder of this Warrant. The Registered Holder
may change its address as shown on the warrant register by written notice to the Company requesting such change. 

 (b) The Registered Holder acknowledges that this Warrant and the Warrant Shares have not
been registered under the Securities Act of 1933, as amended (the “Securities Act”), and agrees not to sell, pledge, distribute, offer for sale, transfer or otherwise dispose of this Warrant or any Warrant Shares in the absence of
(i) an effective registration statement under the Securities Act as to this Warrant or such Warrant Shares and registration or qualification of this Warrant or such Warrant Shares under any applicable U.S. federal or state securities law then
in effect, or (ii) an opinion of counsel, satisfactory to the Company, that such registration and qualification are not required. Each certificate or other instrument for Warrant Shares issued upon the exercise of this Warrant shall bear a
legend substantially to the foregoing effect. 
 5. Other Representations of Registered Holder. With respect to
this Warrant, the Registered Holder represents and warrants to the Company as follows: 
 (a) Experience. It is
experienced in evaluating and investing in companies engaged in businesses similar to that of the Company; it understands that acquisition of this Warrant and investment in the Warrant Shares involves substantial risks; it has made detailed
inquiries concerning the Company, its business and services, its officers and its personnel; the officers of the Company have made available to Registered Holder any and all written information it has requested; the officers of the Company have
answered to Registered Holder’s satisfaction all inquiries made by it; it has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of investment in the Company; it can afford to
bear the economic risk of holding the unregistered Warrant and Warrant Shares for an indefinite period of time and has adequate means for providing for its current needs and contingencies; and can afford to suffer a complete loss of its investment
in the Warrant and Warrant Shares. 
 (b) Investment. It is acquiring this Warrant and the Warrant Shares for
investment for its own account and not with a view to, or for resale in connection with, any distribution thereof. The Registered Holder does not have a present intention to sell this Warrant or any of the Warrant Shares, nor a present arrangement
or intention to effect any distribution of any of the Warrant Shares to or through any person or entity; provided, however, that by making the representations herein, the Registered Holder does not agree to hold the Warrant or the
Warrant Shares for any minimum or other specific term and reserves the right to dispose of this Warrant and the Warrant Shares at any time in accordance with (i) the terms of the Second Amended Joint Chapter 11 Plan of Liquidation filed by the
Chapter 11 Trustee and the Official Committee of Unsecured Creditors in the Chapter 11 proceedings, In re: DBSI Inc., et al., in the United States Bankruptcy Court for the District of Delaware, Case No. 08-12687 (PJW), confirmed by
Findings of Fact, Conclusions of Law and Order Confirming Second Amended Joint Chapter 11 Plan of Liquidation dated October 26, 2010 and the DBSI Liquidating Trust Agreement dated October 29, 2010; and (ii) Federal and state
securities laws applicable to any such disposition. 
 (c) Rule 144. It acknowledges that this Warrant and the
Warrant Shares must be held indefinitely unless, as provided for pursuant to subsection 4(b), they are subsequently registered under the Securities Act or an exemption from such registration is available. It has been advised or is aware of the
provisions of Rule 144 promulgated under the Securities Act. 

 (d) Access to Data. It has had an opportunity to discuss the Company’s
business, management and financial affairs with the Company’s management and has had the opportunity to inspect the Company’s facilities. 
 (e) Accredited Investor. It is an “accredited investor” within the meaning of Regulation D promulgated under the Securities Act. 

6. No Impairment. The Company will not, by amendment of its charter or through any reorganization, transfer of assets,
consolidation, merger, dissolution, issue or sale of securities or any other voluntary action, avoid or seek to avoid the observance or performance of any of the terms of this Warrant, but will at all times in good faith assist in the carrying out
of all such terms and in the taking of all such action as may be necessary or appropriate in order to protect the rights of the Registered Holder against impairment. 
 7. Notices of Record Date, etc. In the event: 
 (a) the Company
shall take a record of the holders of its Common Stock (or other stock or securities at the time deliverable upon the exercise of this Warrant) for the purpose of entitling or enabling them to receive any dividend or other distribution, or to
receive any right to subscribe for or purchase any shares of stock of any class or any other securities, or to receive any other right; or 
 (b) of any capital reorganization of the Company, any reclassification of the Common Stock of the Company, any consolidation or merger of the Company with or into another corporation, or any transfer of
all or substantially all of the assets of the Company; or 
 (c) of the voluntary or involuntary dissolution, liquidation or
winding-up of the Company, then, and in each such case, the Company will send or cause to be sent to the Registered Holder a notice specifying, as the case may be, (i) the record date for such dividend, distribution or right, and the amount and
character of such dividend, distribution or right, or (ii) the effective date on which such reorganization, reclassification, consolidation, merger, transfer, dissolution, liquidation or winding-up is to take place, and the time, if any is to
be fixed, as of which the holders of record of Common Stock (or such other stock or securities at the time deliverable upon the exercise of this Warrant) shall be entitled to exchange their shares of Common Stock (or such other stock or securities)
for securities or other property deliverable upon such reorganization, reclassification, consolidation, merger, transfer, dissolution, liquidation or winding-up. Such notice shall be sent at least 10 days prior to the record date or effective date
for the event specified in such notice. 
 8. Reservation of Stock. The Company will at all times reserve and keep
available, solely for issuance and delivery upon the exercise of this Warrant, such number of Warrant Shares and other securities, cash and/or property, as from time to time shall be issuable upon the exercise of this Warrant. 

9. Exchange or Replacement of Warrants. 
 (a) Upon the surrender by the Registered Holder, properly endorsed, to the Company at the principal office of the Company, the Company will issue and deliver to or upon

 
the order of the Registered Holder, at the Company’s expense, a new Warrant or Warrants of like tenor, in the name of the Registered Holder or as the Registered Holder (upon payment by the
Registered Holder of any applicable transfer taxes) may direct, calling in the aggregate on the face or faces thereof for the number of shares of Common Stock (or other securities, cash and/or property) then issuable upon exercise of this Warrant.

 (b) Upon receipt of evidence reasonably satisfactory to the Company of the loss, theft, destruction or mutilation of this
Warrant and (in the case of loss, theft or destruction) upon delivery of an indemnity agreement (with surety if reasonably required) in an amount reasonably satisfactory to the Company, or (in the case of mutilation) upon surrender and cancellation
of this Warrant, the Company will issue, in lieu thereof, a new Warrant of like tenor. 
 10. Notices. All notices
and other communications from the Company to the Registered Holder in connection herewith shall be mailed by certified or registered mail, postage prepaid, or sent via a reputable nationwide overnight courier service guaranteeing next business day
delivery, to the address last furnished to the Company in writing by the Registered Holder. All notices and other communications from the Registered Holder to the Company in connection herewith shall be mailed by certified or registered mail,
postage prepaid, or sent via a reputable nationwide overnight courier service guaranteeing next business day delivery, to the Company at its principal office set forth below. If the Company should at any time change the location of its principal
office to a place other than as set forth below, it shall give prompt written notice to the Registered Holder and thereafter all references in this Warrant to the location of its principal office at the particular time shall be as so specified in
such notice. All such notices and communications shall be deemed delivered one business day after being sent via a reputable international overnight courier service guaranteeing next business day delivery. 

11. No Rights as Stockholder. Until the exercise of this Warrant, the Registered Holder shall not have or exercise any
rights by virtue hereof as a stockholder of the Company. Notwithstanding the foregoing, in the event (i) the Company effects a split of the Common Stock by means of a stock dividend and the Purchase Price of and the number of Warrant Shares are
adjusted as of the date of the distribution of the dividend (rather than as of the record date for such dividend), and (ii) the Registered Holder exercises this Warrant between the record date and the distribution date for such stock dividend,
the Registered Holder shall be entitled to receive, on the distribution date, the stock dividend with respect to the shares of Common Stock acquired upon such exercise, notwithstanding the fact that such shares were not outstanding as of the close
of business on the record date for such stock dividend. 
 12. Registration Rights. 

(a) To the extent that it is permitted to do so, the Company shall file an amendment to the registration statement filed on Form S-1 on
March 28, 2011 (the “Form S-1”) for the purpose of including the registration of the Warrant Shares in such Form S-1. If that is not possible, the Warrant Shares shall have “piggy-back” registration rights for the
next registration statement filed by the Company other than a registration statement related solely to the sale of securities of participants of the company’s stock plans, a registration relating to a corporate reorganization or transaction
under Rule 145 of the Securities Act, a registration in which the only common stock being registered is common stock issuable upon conversion of debt securities 

 
which are also being registered, or a registration statement on Form S-4 in connection with an acquisition (an “Excluded Registration”). To the extent that the Company is unable
to register the Warrant Shares on the Form S-1 by, or the “piggy-back” registration rights have not been exercised as of, April 8, 2012, the Registered Holder may deliver a written request to the Company that the Company file a
registration statement under the Securities Act covering the registration of the Warrant Shares, and subject to the limitations of Section 12(b), as soon as practicable (and in any event within sixty (60) days of the receipt of such
written request) the Company shall use reasonable best efforts to file such a registration statement under the Securities Act. Such right to request registration shall terminate at the earlier of (i) April 8, 2013 and (ii) at such
time as Rule 144 or another similar exemption under the Securities Act is available for the sale of all of the Registered Holder’s Warrant Shares during a three-month period without registration. 

(b) Notwithstanding the foregoing, if the Company shall furnish to the Registered Holder in response to a written request that the
Company file a registration statement under the Securities Act a certificate signed by the Chief Executive Officer of the Company stating that in the good faith judgment of the Board of Directors of the Company it would be seriously detrimental to
the Company and its stockholders for such registration statement to be filed, the Company shall have the right to defer such filing for a period of not more than ninety (90) days after receipt of the request of the Registered Holder;
provided, however, that the Company shall not register any securities for the account of itself or any other stockholder during such 90-day period (other than in an Excluded Registration). 

(c) Obligations of the Company. In connection with the registration of the Warrant Shares, the Company shall, as expeditiously as
reasonably possible: 
 (i) use its commercially reasonable best efforts to cause such registration statement to
become effective and keep such registration statement effective until the later to occur of (i) the expiration of one year or, if earlier, such time that the distribution contemplated by the registration statement has been completed, and
(ii) such time that the Warrant Shares may be resold by the Registered Holder without restriction under Rule 144; 
 (ii) use its commercially reasonable best efforts to prepare and file with the SEC such amendments and supplements to such registration statement, and the prospectus used in connection with such
registration statement, as may be necessary to comply with the 1933 Act in order to enable the disposition of all securities covered by such registration statement; 

(iii) furnish to the selling Registered Holder such numbers of copies of a prospectus, including a preliminary prospectus,
as required by the 1933 Act, and such other documents as the Registered Holder may reasonably request in order to facilitate their disposition of the Warrant Shares; 

(iv) use its commercially reasonable best efforts to register and qualify the securities covered by such registration
statement under such other securities or blue-sky laws of such jurisdictions as shall be reasonably requested by the selling Registered Holder; provided that the Company shall not be required to qualify to do

 
business or to file a general consent to service of process in any such states or jurisdictions, unless the Company is already subject to service in such jurisdiction and except as may be
required by the 1933 Act; 
 (v) provide a transfer agent and registrar for all Warrant Shares registered
pursuant to this Agreement and provide a CUSIP number for all such Warrant Shares, in each case not later than the effective date of such registration statement; and 

(vi) notify the selling Registered Holder, promptly after the Company receives notice thereof, of the time when such
registration statement has been declared effective or a supplement to any prospectus forming a part of such registration statement has been filed. 
 (d) Furnish Information. It shall be a condition precedent to the obligations of the Company to take any action pursuant to Section 12 with respect to the Warrant Shares that the Registered
Holder shall furnish to the Company such information regarding itself, the Warrant and the Warrant Shares held by it, and the intended method of disposition of such securities as is reasonably required to effect the registration of such Warrant
Shares. 
 (e) Expenses of Registration. All expenses (other than Selling Expenses (as defined below)) incurred in
connection with registrations, filings, or qualifications pursuant to Section 12, including all registration, filing, and qualification fees; printers’ and accounting fees; and fees and disbursements of counsel for the Company, shall be
borne and paid by the Company. All Selling Expenses relating to Warrant Shares registered pursuant to Section 12 shall be borne and paid by the Registered Holder. “Selling Expenses” means all underwriting discounts, selling
commissions, and stock transfer taxes applicable to the sale of the Warrant Shares, and shall include fees and disbursements of counsel for the Registered Holder. 
 (f) Indemnification. If any Warrant Shares are included in a registration statement under this Section 12: 
 (i) To the extent permitted by law, the Company will indemnify and hold harmless the selling Registered Holder, and the partners, members, officers, directors, and stockholders of such Registered Holder;
legal counsel and accountants for such Registered Holder; any underwriter (as defined in the 1933 Act) for such Registered Holder; and each person, if any, who controls such Registered Holder or underwriter within the meaning of the 1933 Act or the
1934 Act, against any Damages (as defined below), and the Company will pay to such Registered Holder, underwriter, controlling person, or other aforementioned person any legal or other expenses reasonably incurred thereby in connection with
investigating or defending any claim or proceeding from which Damages may result, as such expenses are incurred; provided, however, that the indemnity agreement contained in this Section 12(f)(i) shall not apply to amounts paid in settlement of
any such claim or proceeding if such settlement is effected without the consent of the Company, which consent shall not be unreasonably withheld, nor shall the Company be liable for any Damages to the extent that they arise out of or are based upon
actions or omissions made in reliance upon and in conformity with written information furnished by or on behalf of such Registered Holder, underwriter, controlling person, or other aforementioned person expressly for

 
use in connection with such registration. “Damages” means any loss, damage, or liability to which a party hereto may become subject under the 1933 Act, the 1934 Act, or other
federal or state law, insofar as such loss, damage, or liability (or any action in respect thereof) arises out of or is based upon (A) any untrue statement or alleged untrue statement of a material fact contained in any registration statement
of the Company, including any preliminary prospectus or final prospectus contained therein or any amendments or supplements thereto; (B) an omission or alleged omission to state therein a material fact required to be stated therein, or
necessary to make the statements therein not misleading; or (C) any violation or alleged violation by the indemnifying party (or any of its agents or Affiliates) of the 1933 Act, the 1934 Act, any state securities law, or any rule or regulation
promulgated under the 1933 Act, the 1934 Act, or any state securities law. 
 (ii) To the extent permitted by law, the selling
Registered Holder will indemnify and hold harmless the Company, and each of its directors, each of its officers who has signed the registration statement, each person (if any), who controls the Company within the meaning of the 1933 Act, legal
counsel and accountants for the Company, any underwriter (as defined in the 1933 Act), any other person selling securities in such registration statement, and any controlling person of any such underwriter or other person, against any Damages, in
each case only to the extent that such Damages arise out of or are based upon actions or omissions made in reliance upon and in conformity with written information furnished by or on behalf of such selling Registered Holder expressly for use in
connection with such registration; and such selling Registered Holder will pay to the Company and each other aforementioned person any legal or other expenses reasonably incurred thereby in connection with investigating or defending any claim or
proceeding from which Damages may result, as such expenses are incurred; provided, however, that the indemnity agreement contained in this Section 12(f)(ii) shall not apply to amounts paid in settlement of any such claim or proceeding if such
settlement is effected without the consent of such Registered Holder, which consent shall not be unreasonably withheld; and further provided, however, that any liability with respect to this Section 12(f)(ii) shall be limited to the proceeds of
sale of the Warrant Shares. 
 (iii) Promptly after receipt by an indemnified party under this Section 12(f) of notice of
the commencement of any action (including any governmental action) for which a party may be entitled to indemnification hereunder, such indemnified party will, if a claim in respect thereof is to be made against any indemnifying party under this
Section 12(f), give the indemnifying party notice of the commencement thereof. The indemnifying party shall have the right to participate in such action and, to the extent the indemnifying party so desires, participate jointly with any other
indemnifying party to which notice has been given, and to assume the defense thereof with counsel mutually satisfactory to the parties; provided, however, that an indemnified party (together with all other indemnified parties that may be represented
without conflict by one counsel) shall have the right to retain one separate counsel, with the fees and expenses to be paid by the indemnifying party, if representation of such indemnified party by the counsel retained by the indemnifying party
would be inappropriate due to actual or potential conflicting interests between such indemnified party and any other party represented by such counsel in such action. The failure to give notice to the indemnifying party within a reasonable time of
the commencement of any such action shall not relieve such indemnifying party of any liability to the indemnified party under this Section 12(f) unless such failure actually and materially prejudices the indemnifying party’s ability to
defend such action. 

 (iv) Notwithstanding anything else herein to the contrary, the foregoing indemnity
agreements of the Company and the selling Registered Holder are subject to the condition that, insofar as they relate to any Damages arising from any untrue statement or alleged untrue statement of a material fact contained in, or omission or
alleged omission of a material fact from, a preliminary prospectus (or necessary to make the statements therein not misleading) that has been corrected in the form of prospectus included in the registration statement at the time it becomes
effective, or any amendment or supplement thereto filed with the SEC pursuant to Rule 424(b) under the 1933 Act (the “Final Prospectus”), such indemnity agreement shall not inure to the benefit of any person if a copy of the
Final Prospectus was furnished to the indemnified party and such indemnified party failed to deliver, at or before the confirmation of the sale of the shares registered in such offering, a copy of the Final Prospectus to the person asserting the
loss, liability, claim, or damage in any case in which such delivery was required by the 1933 Act. 
 (v) To provide for just
and equitable contribution to joint liability under the 1933 Act in any case in which either (i) any party otherwise entitled to indemnification hereunder makes a claim for indemnification pursuant to this Section 12(f) but it is
judicially determined (by the entry of a final judgment or decree by a court of competent jurisdiction and the expiration of time to appeal or the denial of the last right of appeal) that such indemnification may not be enforced in such case,
notwithstanding the fact that this Section 12(f) provides for indemnification in such case, or (ii) contribution under the 1933 Act may be required on the part of any party hereto for which indemnification is provided under this
Section 12(f), then, and in each such case, such parties will contribute to the aggregate losses, claims, damages, liabilities, or expenses to which they may be subject (after contribution from others) in such proportion as is appropriate to
reflect the relative fault of each of the indemnifying party and the indemnified party in connection with the statements, omissions, or other actions that resulted in such loss, claim, damage, liability, or expense, as well as to reflect any other
relevant equitable considerations. The relative fault of the indemnifying party and of the indemnified party shall be determined by reference to, among other things, whether the untrue or allegedly untrue statement of a material fact, or the
omission or alleged omission of a material fact, relates to information supplied by the indemnifying party or by the indemnified party and the parties’ relative intent, knowledge, access to information, and opportunity to correct or prevent
such statement or omission; provided, however, that, in any such case, no person guilty of fraudulent misrepresentation (within the meaning of Section 11(f) of the 1933 Act) will be entitled to contribution from any person who was not guilty of
such fraudulent misrepresentation. 
 (vi) The obligations of the Company and the Registered Holder under this
Section 12(f) shall survive the completion of any offering of Warrant Shares in a registration under this Section 12, and otherwise shall survive the termination of this Agreement. 

(g) Current Public Information. With a view to making available to the Registered Holder the benefits of Rule 144 under the 1933
Act and any other rule or regulation of the SEC that may at any time permit the Registered Holder to sell securities of the Company to the public without registration, the Company shall: 

(i) make and keep available adequate current public information, as those terms are understood and defined in Rule 144, at all times;
and 

 (ii) furnish to the Registered Holder, so long as the Registered Holder owns any Warrant
Shares, upon request (A) to the extent accurate, a written statement by the Company that it has complied with the reporting requirements of Rule 144; (B) a copy of the most recent annual or quarterly report of the Company and such other
reports and documents so filed by the Company; and (C) such other information as may be reasonably requested in availing the Registered Holder of any rule or regulation of the SEC that permits the selling of any such securities without
registration. 
 (h) Suspension of Registration Rights. Notwithstanding any other provision of this Section 12, the
Company shall have the right at any time to require that the Registered Holder suspend further open market offers and sales of the Warrant Shares for a period not to exceed ninety (90) days, if, in the reasonable judgment of the Company after
consultation with counsel, there is in existence material undisclosed information or events with respect to the Company, the disclosure of which would be seriously detrimental to the Company (the “Suspension Right”); provided,
however, that the Company shall not exercise this Suspension Right more than once in any twelve (12) month period; and further provided, that the Company shall not exercise this Suspension Right within the first 90 days following the effective
date of a registration statement without consultation with, and approval from, the Registered Holder. In the event the Company exercises the Suspension Right, such suspension will continue for the period of time reasonably necessary for disclosure
to occur at a time that is not materially detrimental to the Company or until such time as the information or event is no longer material, each as determined in good faith by the Company after consultation with counsel, but in no event shall any
single suspension continue for more than 90 consecutive days. The Company will promptly give notice, in a writing signed by an executive officer of the Company of any such suspension (the “Suspension Notice”). The Company agrees to
notify the Registered Holder promptly upon termination of the suspension (the “Resumption Notice”). 
 13.
Amendment or Waiver. Any term of this Warrant may be amended or waived (either generally or in a particular instance and either retroactively or prospectively) with the written consent of the Company and the Registered Holder.

 14. Section Headings. The section headings in this Warrant are for the convenience of the parties and in no way
alter, modify, amend, limit or restrict the contractual obligations of the parties. 
 15. Governing Law. This
Warrant will be governed by and construed in accordance with the internal laws of the State of Delaware (without reference to the conflicts of law provisions thereof). 
 16. Facsimile Signatures. This Warrant may be executed by facsimile signature. 
 * * * * * * * 

 EXECUTED as of the Date of Issuance indicated above. 

 

			
	GIGOPTIX, INC.
		
	By:	 	
 

			
	Name:	 	Avi Katz
	Title:	 	Chairman and Chief Executive Officer

[WARRANT] 

 EXHIBIT I 
 PURCHASE/EXERCISE FORM 
  

					
	To: GigOptix, Inc.	 		 	Dated:                    

The undersigned, pursuant to the provisions set forth in the attached Warrant, hereby irrevocably elects to: 

             (a) purchase
                 shares of the Common Stock of GigOptix, Inc. covered by such Warrant and herewith makes payment of
$                    , representing the full purchase price for such shares at the price per share provided for in such Warrant; or

              (b) exercise such Warrant for
                 shares purchasable under the Warrant pursuant to the Net Issue Exercise provisions of subsection 1(c) of such Warrant. 

Please return a new Warrant certificate for
                 shares representing the unexercised portion of this Warrant. 
 The undersigned acknowledges that it has reviewed the representations and warranties contained in subsection 4(b) and Section 5 of this Warrant, and by its signature below hereby makes such
representations and warranties contained in subsection 4(b) and Section 5 of this Warrant to the Company. 
  

			
	Signature:	 	  

		
	Address:	 	  

		
		 	  

 EXHIBIT B 
 Warrant for 500,000 shares of Common Stock at a purchase price of $3.00 per share, 
 having an expiration date of April 8, 2015 

 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO
WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF
(A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED OR (II) UNLESS SOLD PURSUANT TO
RULE 144 OR RULE 144A UNDER SAID ACT. NOTWITHSTANDING THE FOREGOING, THE SECURITIES MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN OR FINANCING ARRANGEMENT SECURED BY THE SECURITIES. 

 

			
	Date of Issuance: April 8, 2011	  	 Number of Shares: 500,000
 (subject to adjustment)

 GIGOPTIX, INC. 

COMMON STOCK PURCHASE WARRANT 
 (VOID AFTER APRIL 8, 2015) 
 GigOptix, Inc., a Delaware corporation
(the “Company”), for value received, hereby certifies that the DBSI Liquidating Trust or its registered assigns (the “Registered Holder”), is entitled, subject to the terms and conditions set forth below, to
purchase from the Company, at any time or from time to time on or after October 8, 2011 and on or before 5:00 p.m. (Eastern time) on April 8, 2015 (the “Exercise Period”), five hundred thousand (500,000) shares of
Common Stock, $0.001 par value per share, of the Company (“Common Stock”), at a purchase price of $3.00 per share. The shares purchasable upon exercise of this Warrant, and the purchase price per share, each as adjusted from time to
time pursuant to the provisions of this Warrant, are hereinafter referred to as the “Warrant Shares” and the “Purchase Price,” respectively. 
 1. Exercise. 
 (a) Exercise Procedure. The Registered Holder
may, at its option, elect to exercise this Warrant, in whole or in part and at any time or from time to time during the Exercise Period, by surrendering this Warrant, with the purchase/exercise form appended hereto as Exhibit I duly
executed by or on behalf of the Registered Holder, at the principal office of the Company, or at such other office or agency as the Company may designate, accompanied by payment in full of the aggregate Purchase Price payable in respect of the
number of Warrant Shares purchased upon such exercise. A facsimile signature of the Registered Holder on the purchase form shall be sufficient for purposes of exercising this Warrant, provided that the Company receives the Registered Holder’s
original signature with three (3) business days thereafter. 
 (b) Exercise Date. Each exercise of this Warrant
shall be deemed to have been effected immediately prior to the close of business on the day on which this Warrant shall have 

 
been surrendered to the Company as provided in subsection 1(a) above (the “Exercise Date”). At such time, the person or persons in whose name or names any certificates for
Warrant Shares shall be issuable upon such exercise as provided in subsection 1(d) below shall be deemed to have become the holder or holders of record of the Warrant Shares represented by such certificates. 

(c) Net Issue Exercise. 
 (i) In lieu of exercising this Warrant in the manner provided above in Section 1(a), the Registered Holder may elect to receive shares equal to the value of this Warrant (or the portion thereof being
canceled) by surrender of this Warrant at the principal office of the Company together with notice of such election on the purchase/exercise form appended hereto as Exhibit I duly executed by or on behalf of such Registered Holder, in
which event the Company shall issue to such Registered Holder a number of shares of Warrant Shares computed using the following formula: 
  

							
		 	X =	  	 Y(A – B)
	  	
		 	  	A	  	

  

			
	Where	  	X = The number of shares of Warrant Shares to be issued to the Registered Holder.
		
		  	Y = The number of shares of Warrant Shares purchasable under this Warrant (at the date of such calculation).
		
		  	A = The fair market value of one share of Warrant Shares (at the date of such calculation).
		
		  	B = The Purchase Price (as adjusted to the date of such calculation).

 (ii) For purposes of this Section 1(c), the fair market value of one share of Warrant Stock on the date of calculation shall mean the Fair Market Value (as determined in subsection 2(e) below).

 (d) Issuance of Certificates. As soon as practicable after the exercise of this Warrant in whole or in part, and in
any event within 3 trading days thereafter, the Company, at its expense, will cause to be issued in the name of, and delivered to, the Registered Holder, or as the Registered Holder (upon payment by the Registered Holder of any applicable transfer
taxes) may direct: 
 (i) a certificate or certificates for the number of full Warrant Shares to which the Registered Holder
shall be entitled upon such exercise plus, in lieu of any fractional share to which the Registered Holder would otherwise be entitled, cash in an amount determined pursuant to Section 3 hereof; and 

(ii) in case such exercise is in part only, a new warrant or warrants (dated the date hereof) of like tenor, calling in the aggregate on
the face or faces thereof for the number of Warrant Shares equal (without giving effect to any adjustment therein) to the number of such shares called for on the face of this Warrant minus the number of Warrant Shares for which this Warrant was so
exercised (which, in the case of an exercise pursuant to subsection 1(c), shall 

 
include both the number of Warrant Shares issued to the Registered Holder pursuant to such partial exercise and the number of Warrant Shares subject to the portion of the Warrant being cancelled
in payment of the Purchase Price). 
 2. Adjustments. 

(a) Adjustment for Stock Splits and Combinations. If the Company shall at any time or from time to time after the date on which
this Warrant was first issued (or, if this Warrant was issued upon partial exercise of, or in replacement of, another warrant of like tenor, then the date on which such original warrant was first issued) (the “Original Issue Date”)
effect a subdivision of the outstanding Common Stock, the Purchase Price then in effect immediately before that subdivision shall be proportionately decreased and the number of Warrant Shares shall be proportionately increased. If the Company shall
at any time or from time to time after the Original Issue Date combine the outstanding shares of Common Stock, the Purchase Price then in effect immediately before the combination shall be proportionately increased and the number of Warrant Shares
shall be proportionately decreased. Any adjustment under this paragraph shall become effective at the close of business on the date the subdivision or combination becomes effective. 

(b) Adjustment for Certain Dividends and Distributions. In the event the Company at any time, or from time to time after the
Original Issue Date shall make or issue, or fix a record date for the determination of holders of Common Stock entitled to receive, a dividend or other distribution payable in additional shares of Common Stock, then and in each such event the
Purchase Price then in effect immediately before such event shall be decreased as of the time of such issuance or, in the event such a record date shall have been fixed, as of the close of business on such record date, by multiplying the Purchase
Price then in effect by a fraction: 
 (i) the numerator of which shall be the total number of shares of Common Stock issued
and outstanding immediately prior to the time of such issuance or the close of business on such record date, and 
 (ii) the
denominator of which shall be the total number of shares of Common Stock issued and outstanding immediately prior to the time of such issuance or the close of business on such record date plus the number of shares of Common Stock issuable in payment
of such dividend or distribution; provided, however, that if such record date shall have been fixed and such dividend is not fully paid or if such distribution is not fully made on the date fixed therefor, the Purchase Price shall be
recomputed accordingly as of the close of business on such record date and thereafter the Purchase Price shall be adjusted pursuant to this paragraph as of the time of actual payment of such dividends or distributions. 

(c) Adjustments for Other Dividends and Distributions. In the event the Company at any time or from time to time after the
Original Issue Date shall make or issue, or fix a record date for the determination of holders of Common Stock entitled to receive, a dividend or other distribution payable in securities of the Company (other than shares of Common Stock) or in cash
or other property (other than regular cash dividends paid out of earnings or earned surplus, determined in accordance with generally accepted accounting principles), then and in each such event provision shall be made so that the Registered Holder
shall receive upon exercise hereof, in 

 
addition to the number of shares of Common Stock issuable hereunder, the kind and amount of securities of the Company, cash or other property which the Registered Holder would have been entitled
to receive had this Warrant been exercised on the date of such event and had the Registered Holder thereafter, during the period from the date of such event to and including the Exercise Date, retained any such securities receivable during such
period, giving application to all adjustments called for during such period under this Section 2 with respect to the rights of the Registered Holder. 
 (d) Adjustment for Reorganization. If there shall occur any reorganization, recapitalization, reclassification, consolidation or merger involving the Company in which the Common Stock is converted
into or exchanged for securities, cash or other property (collectively, a “Reorganization”), then, following such Reorganization, the Registered Holder shall receive upon exercise hereof the kind and amount of securities, cash or
other property which the Registered Holder would have been entitled to receive pursuant to such Reorganization if such exercise had taken place immediately prior to such Reorganization. Notwithstanding the foregoing sentence, if (x) there shall
occur any Reorganization in which the Common Stock is converted into or exchanged for anything other than solely equity securities, and (y) the common stock of the acquiring or surviving company is publicly traded, then, as part of such
Reorganization, (i) the Registered Holder shall have the right thereafter to receive upon the exercise hereof such number of shares of common stock of the acquiring or surviving company as is determined by multiplying (A) the number of
shares of Common Stock subject to this Warrant immediately prior to such Reorganization by (B) a fraction, the numerator of which is the Fair Market Value (as determined in subsection 2(e) below) per share of Common Stock as of the
effective date of such Reorganization, and the denominator of which is the fair market value per share of common stock of the acquiring or surviving company as of the effective date of such transaction, as determined in good faith by the Board
(using the principles set forth in subsection 2(e) to the extent applicable), and (ii) the exercise price per share of common stock of the acquiring or surviving company shall be the Purchase Price divided by the fraction referred to in
clause (B) above. In any such case, appropriate adjustment (as determined in good faith by the Board) shall be made in the application of the provisions set forth herein with respect to the rights and interests thereafter of the Registered
Holder, to the end that the provisions set forth in this Section 2 (including provisions with respect to changes in and other adjustments of the Purchase Price) shall thereafter be applicable, as nearly as reasonably may be, in relation to any
securities, cash or other property thereafter deliverable upon the exercise of this Warrant. 
 (e) Fair Market Value.
The Fair Market Value per share of Common Stock shall be determined as follows: 
 (i) If the Common Stock is listed on a
national securities exchange, the NASDAQ Global Select Market, the NASDAQ Global Market, the NASDAQ Capital Market, the OTC Bulletin Board or another nationally recognized trading system as of the Exercise Date, the Fair Market Value per share of
Common Stock shall be deemed to be the average of the high and low reported sale prices per share of Common Stock thereon on the trading day immediately preceding the Exercise Date (provided that if no such price is reported on such day, the
Fair Market Value per share of Common Stock shall be determined pursuant to clause (2) below). 

 (ii) If the Common Stock is not listed on a national securities exchange, the NASDAQ Global
Select Market, the NASDAQ Global Market, the NASDAQ Capital Market, the OTC Bulletin Board or another nationally recognized trading system as of the Exercise Date, the Fair Market Value per share of Common Stock shall be deemed to be the amount most
recently determined by the Board of Directors of the Company (the “Board”) to represent the fair market value per share of the Common Stock (including without limitation a determination for purposes of granting Common Stock options
or issuing Common Stock under any plan, agreement or arrangement with employees of the Company); and, upon request of the Registered Holder, the Board (or a representative thereof) shall, as promptly as reasonably practicable but in any event not
later than 10 days after such request, notify the Registered Holder of the Fair Market Value per share of Common Stock and furnish the Registered Holder with reasonable documentation of the Board’s determination of such Fair Market Value.
Notwithstanding the foregoing, if the Board has not made such a determination within the three-month period prior to the Exercise Date, then (A) the Board shall make, and shall provide or cause to be provided to the Registered Holder notice of,
a determination of the Fair Market Value per share of the Common Stock within 15 days of a request by the Registered Holder that it do so, and (B) the exercise of this Warrant pursuant to this subsection 2(e)(2) shall be delayed until such
determination is made and notice thereof is provided to the Registered Holder. 
 (f) Calculations. All calculations
under this Section 2 shall be made to the nearest cent or the nearest 1/100th of a share, as applicable. The number of shares of Common Stock outstanding at any given time shall not include shares owned or held by or for the account of the
Company. 
 (g) Certificate as to Adjustments. Upon the occurrence of each adjustment or readjustment of the Purchase
Price pursuant to this Section 2, the Company at its expense shall, as promptly as reasonably practicable but in any event not later than 10 days thereafter, compute such adjustment or readjustment in accordance with the terms hereof and
furnish to the Registered Holder a certificate setting forth such adjustment or readjustment (including the kind and amount of securities, cash or other property for which this Warrant shall be exercisable and the Purchase Price, as applicable) and
showing in detail the facts upon which such adjustment or readjustment is based. The Company shall, as promptly as reasonably practicable after the written request at any time of the Registered Holder (but in any event not later than 10 days
thereafter), furnish or cause to be furnished to the Registered Holder a certificate setting forth (i) the Purchase Price then in effect and (ii) the number of shares of Common Stock and the amount, if any, of other securities, cash or
property which then would be received upon the exercise of this Warrant. 
 3. Fractional Shares. The Company
shall not be required upon the exercise of this Warrant to issue any fractional shares, but shall pay the value thereof to the Registered Holder in cash on the basis of the Fair Market Value per share of Common Stock, as determined pursuant to
subsection 2(d) above. 
 4. Transfers. 

(a) The Company will maintain a register containing the name and address of the Registered Holder of this Warrant. The Registered Holder
may change its address as shown on the warrant register by written notice to the Company requesting such change. 

 (b) The Registered Holder acknowledges that this Warrant and the Warrant Shares have not
been registered under the Securities Act of 1933, as amended (the “Securities Act”), and agrees not to sell, pledge, distribute, offer for sale, transfer or otherwise dispose of this Warrant or any Warrant Shares in the absence of
(i) an effective registration statement under the Securities Act as to this Warrant or such Warrant Shares and registration or qualification of this Warrant or such Warrant Shares under any applicable U.S. federal or state securities law then
in effect, or (ii) an opinion of counsel, satisfactory to the Company, that such registration and qualification are not required. Each certificate or other instrument for Warrant Shares issued upon the exercise of this Warrant shall bear a
legend substantially to the foregoing effect. 
 5. Other Representations of Registered Holder. With respect to
this Warrant, the Registered Holder represents and warrants to the Company as follows: 
 (a) Experience. It is
experienced in evaluating and investing in companies engaged in businesses similar to that of the Company; it understands that acquisition of this Warrant and investment in the Warrant Shares involves substantial risks; it has made detailed
inquiries concerning the Company, its business and services, its officers and its personnel; the officers of the Company have made available to Registered Holder any and all written information it has requested; the officers of the Company have
answered to Registered Holder’s satisfaction all inquiries made by it; it has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of investment in the Company; it can afford to
bear the economic risk of holding the unregistered Warrant and Warrant Shares for an indefinite period of time and has adequate means for providing for its current needs and contingencies; and can afford to suffer a complete loss of its investment
in the Warrant and Warrant Shares. 
 (b) Investment. It is acquiring this Warrant and the Warrant Shares for
investment for its own account and not with a view to, or for resale in connection with, any distribution thereof. The Registered Holder does not have a present intention to sell this Warrant or any of the Warrant Shares, nor a present arrangement
or intention to effect any distribution of any of the Warrant Shares to or through any person or entity; provided, however, that by making the representations herein, the Registered Holder does not agree to hold the Warrant or the
Warrant Shares for any minimum or other specific term and reserves the right to dispose of this Warrant and the Warrant Shares at any time in accordance with (i) the terms of the Second Amended Joint Chapter 11 Plan of Liquidation filed by the
Chapter 11 Trustee and the Official Committee of Unsecured Creditors in the Chapter 11 proceedings, In re: DBSI Inc., et al., in the United States Bankruptcy Court for the District of Delaware, Case No. 08-12687 (PJW), confirmed by
Findings of Fact, Conclusions of Law and Order Confirming Second Amended Joint Chapter 11 Plan of Liquidation dated October 26, 2010 and the DBSI Liquidating Trust Agreement dated October 29, 2010; and (ii) Federal and state
securities laws applicable to any such disposition. 
 (c) Rule 144. It acknowledges that this Warrant and the
Warrant Shares must be held indefinitely unless, as provided for pursuant to subsection 4(b), they are subsequently registered under the Securities Act or an exemption from such registration is available. It has been advised or is aware of the
provisions of Rule 144 promulgated under the Securities Act. 

 (d) Access to Data. It has had an opportunity to discuss the Company’s
business, management and financial affairs with the Company’s management and has had the opportunity to inspect the Company’s facilities. 
 (e) Accredited Investor. It is an “accredited investor” within the meaning of Regulation D promulgated under the Securities Act. 

6. No Impairment. The Company will not, by amendment of its charter or through any reorganization, transfer of assets,
consolidation, merger, dissolution, issue or sale of securities or any other voluntary action, avoid or seek to avoid the observance or performance of any of the terms of this Warrant, but will at all times in good faith assist in the carrying out
of all such terms and in the taking of all such action as may be necessary or appropriate in order to protect the rights of the Registered Holder against impairment. 
 7. Notices of Record Date, etc. In the event: 
 (a) the Company
shall take a record of the holders of its Common Stock (or other stock or securities at the time deliverable upon the exercise of this Warrant) for the purpose of entitling or enabling them to receive any dividend or other distribution, or to
receive any right to subscribe for or purchase any shares of stock of any class or any other securities, or to receive any other right; or 
 (b) of any capital reorganization of the Company, any reclassification of the Common Stock of the Company, any consolidation or merger of the Company with or into another corporation, or any transfer of
all or substantially all of the assets of the Company; or 
 (c) of the voluntary or involuntary dissolution, liquidation or
winding-up of the Company, then, and in each such case, the Company will send or cause to be sent to the Registered Holder a notice specifying, as the case may be, (i) the record date for such dividend, distribution or right, and the amount and
character of such dividend, distribution or right, or (ii) the effective date on which such reorganization, reclassification, consolidation, merger, transfer, dissolution, liquidation or winding-up is to take place, and the time, if any is to
be fixed, as of which the holders of record of Common Stock (or such other stock or securities at the time deliverable upon the exercise of this Warrant) shall be entitled to exchange their shares of Common Stock (or such other stock or securities)
for securities or other property deliverable upon such reorganization, reclassification, consolidation, merger, transfer, dissolution, liquidation or winding-up. Such notice shall be sent at least 10 days prior to the record date or effective date
for the event specified in such notice. 
 8. Reservation of Stock. The Company will at all times reserve and keep
available, solely for issuance and delivery upon the exercise of this Warrant, such number of Warrant Shares and other securities, cash and/or property, as from time to time shall be issuable upon the exercise of this Warrant. 

9. Exchange or Replacement of Warrants. 
 (a) Upon the surrender by the Registered Holder, properly endorsed, to the Company at the principal office of the Company, the Company will issue and deliver to or upon

 
the order of the Registered Holder, at the Company’s expense, a new Warrant or Warrants of like tenor, in the name of the Registered Holder or as the Registered Holder (upon payment by the
Registered Holder of any applicable transfer taxes) may direct, calling in the aggregate on the face or faces thereof for the number of shares of Common Stock (or other securities, cash and/or property) then issuable upon exercise of this Warrant.

 (b) Upon receipt of evidence reasonably satisfactory to the Company of the loss, theft, destruction or mutilation of this
Warrant and (in the case of loss, theft or destruction) upon delivery of an indemnity agreement (with surety if reasonably required) in an amount reasonably satisfactory to the Company, or (in the case of mutilation) upon surrender and cancellation
of this Warrant, the Company will issue, in lieu thereof, a new Warrant of like tenor. 
 10. Notices. All notices
and other communications from the Company to the Registered Holder in connection herewith shall be mailed by certified or registered mail, postage prepaid, or sent via a reputable nationwide overnight courier service guaranteeing next business day
delivery, to the address last furnished to the Company in writing by the Registered Holder. All notices and other communications from the Registered Holder to the Company in connection herewith shall be mailed by certified or registered mail,
postage prepaid, or sent via a reputable nationwide overnight courier service guaranteeing next business day delivery, to the Company at its principal office set forth below. If the Company should at any time change the location of its principal
office to a place other than as set forth below, it shall give prompt written notice to the Registered Holder and thereafter all references in this Warrant to the location of its principal office at the particular time shall be as so specified in
such notice. All such notices and communications shall be deemed delivered one business day after being sent via a reputable international overnight courier service guaranteeing next business day delivery. 

11. No Rights as Stockholder. Until the exercise of this Warrant, the Registered Holder shall not have or exercise any
rights by virtue hereof as a stockholder of the Company. Notwithstanding the foregoing, in the event (i) the Company effects a split of the Common Stock by means of a stock dividend and the Purchase Price of and the number of Warrant Shares are
adjusted as of the date of the distribution of the dividend (rather than as of the record date for such dividend), and (ii) the Registered Holder exercises this Warrant between the record date and the distribution date for such stock dividend,
the Registered Holder shall be entitled to receive, on the distribution date, the stock dividend with respect to the shares of Common Stock acquired upon such exercise, notwithstanding the fact that such shares were not outstanding as of the close
of business on the record date for such stock dividend. 
 12. Registration Rights. 

(a) To the extent that it is permitted to do so, the Company shall file an amendment to the registration statement filed on Form S-1 on
March 28, 2011 (the “Form S-1”) for the purpose of including the registration of the Warrant Shares in such Form S-1. If that is not possible, the Warrant Shares shall have “piggy-back” registration rights for the
next registration statement filed by the Company other than a registration statement related solely to the sale of securities of participants of the company’s stock plans, a registration relating to a corporate reorganization or transaction
under Rule 145 of the Securities Act, a registration in which the only common stock being registered is common stock issuable upon conversion of debt securities 

 
which are also being registered, or a registration statement on Form S-4 in connection with an acquisition (an “Excluded Registration”). To the extent that the Company is unable
to register the Warrant Shares on the Form S-1 by, or the “piggy-back” registration rights have not been exercised as of, April 8, 2012, the Registered Holder may deliver a written request to the Company that the Company file a
registration statement under the Securities Act covering the registration of the Warrant Shares, and subject to the limitations of Section 12(b), as soon as practicable (and in any event within sixty (60) days of the receipt of such
written request) the Company shall use reasonable best efforts to file such a registration statement under the Securities Act. Such right to request registration shall terminate at the earlier of (i) April 8, 2013 and (ii) at such
time as Rule 144 or another similar exemption under the Securities Act is available for the sale of all of the Registered Holder’s Warrant Shares during a three-month period without registration. 

(b) Notwithstanding the foregoing, if the Company shall furnish to the Registered Holder in response to a written request that the
Company file a registration statement under the Securities Act a certificate signed by the Chief Executive Officer of the Company stating that in the good faith judgment of the Board of Directors of the Company it would be seriously detrimental to
the Company and its stockholders for such registration statement to be filed, the Company shall have the right to defer such filing for a period of not more than ninety (90) days after receipt of the request of the Registered Holder;
provided, however, that the Company shall not register any securities for the account of itself or any other stockholder during such 90-day period (other than in an Excluded Registration). 

(c) Obligations of the Company. In connection with the registration of the Warrant Shares, the Company shall, as expeditiously as
reasonably possible: 
 (i) use its commercially reasonable best efforts to cause such registration statement to
become effective and keep such registration statement effective until the later to occur of (i) the expiration of one year or, if earlier, such time that the distribution contemplated by the registration statement has been completed, and
(ii) such time that the Warrant Shares may be resold by the Registered Holder without restriction under Rule 144; 
 (ii) use its commercially reasonable best efforts to prepare and file with the SEC such amendments and supplements to such registration statement, and the prospectus used in connection with such
registration statement, as may be necessary to comply with the 1933 Act in order to enable the disposition of all securities covered by such registration statement; 

(iii) furnish to the selling Registered Holder such numbers of copies of a prospectus, including a preliminary prospectus,
as required by the 1933 Act, and such other documents as the Registered Holder may reasonably request in order to facilitate their disposition of the Warrant Shares; 

(iv) use its commercially reasonable best efforts to register and qualify the securities covered by such registration
statement under such other securities or blue-sky laws of such jurisdictions as shall be reasonably requested by the selling Registered Holder; provided that the Company shall not be required to qualify to do

 
business or to file a general consent to service of process in any such states or jurisdictions, unless the Company is already subject to service in such jurisdiction and except as may be
required by the 1933 Act; 
 (v) provide a transfer agent and registrar for all Warrant Shares registered
pursuant to this Agreement and provide a CUSIP number for all such Warrant Shares, in each case not later than the effective date of such registration statement; and 

(vi) notify the selling Registered Holder, promptly after the Company receives notice thereof, of the time when such
registration statement has been declared effective or a supplement to any prospectus forming a part of such registration statement has been filed. 
 (d) Furnish Information. It shall be a condition precedent to the obligations of the Company to take any action pursuant to Section 12 with respect to the Warrant Shares that the Registered
Holder shall furnish to the Company such information regarding itself, the Warrant and the Warrant Shares held by it, and the intended method of disposition of such securities as is reasonably required to effect the registration of such Warrant
Shares. 
 (e) Expenses of Registration. All expenses (other than Selling Expenses (as defined below)) incurred in
connection with registrations, filings, or qualifications pursuant to Section 12, including all registration, filing, and qualification fees; printers’ and accounting fees; and fees and disbursements of counsel for the Company, shall be
borne and paid by the Company. All Selling Expenses relating to Warrant Shares registered pursuant to Section 12 shall be borne and paid by the Registered Holder. “Selling Expenses” means all underwriting discounts, selling
commissions, and stock transfer taxes applicable to the sale of the Warrant Shares, and shall include fees and disbursements of counsel for the Registered Holder. 
 (f) Indemnification. If any Warrant Shares are included in a registration statement under this Section 12: 
 (i) To the extent permitted by law, the Company will indemnify and hold harmless the selling Registered Holder, and the partners, members, officers, directors, and stockholders of such Registered Holder;
legal counsel and accountants for such Registered Holder; any underwriter (as defined in the 1933 Act) for such Registered Holder; and each person, if any, who controls such Registered Holder or underwriter within the meaning of the 1933 Act or the
1934 Act, against any Damages (as defined below), and the Company will pay to such Registered Holder, underwriter, controlling person, or other aforementioned person any legal or other expenses reasonably incurred thereby in connection with
investigating or defending any claim or proceeding from which Damages may result, as such expenses are incurred; provided, however, that the indemnity agreement contained in this Section 12(f)(i) shall not apply to amounts paid in settlement of
any such claim or proceeding if such settlement is effected without the consent of the Company, which consent shall not be unreasonably withheld, nor shall the Company be liable for any Damages to the extent that they arise out of or are based upon
actions or omissions made in reliance upon and in conformity with written information furnished by or on behalf of such Registered Holder, underwriter, controlling person, or other aforementioned person expressly for

 
use in connection with such registration. “Damages” means any loss, damage, or liability to which a party hereto may become subject under the 1933 Act, the 1934 Act, or other
federal or state law, insofar as such loss, damage, or liability (or any action in respect thereof) arises out of or is based upon (A) any untrue statement or alleged untrue statement of a material fact contained in any registration statement
of the Company, including any preliminary prospectus or final prospectus contained therein or any amendments or supplements thereto; (B) an omission or alleged omission to state therein a material fact required to be stated therein, or
necessary to make the statements therein not misleading; or (C) any violation or alleged violation by the indemnifying party (or any of its agents or Affiliates) of the 1933 Act, the 1934 Act, any state securities law, or any rule or regulation
promulgated under the 1933 Act, the 1934 Act, or any state securities law. 
 (ii) To the extent permitted by law, the selling
Registered Holder will indemnify and hold harmless the Company, and each of its directors, each of its officers who has signed the registration statement, each person (if any), who controls the Company within the meaning of the 1933 Act, legal
counsel and accountants for the Company, any underwriter (as defined in the 1933 Act), any other person selling securities in such registration statement, and any controlling person of any such underwriter or other person, against any Damages, in
each case only to the extent that such Damages arise out of or are based upon actions or omissions made in reliance upon and in conformity with written information furnished by or on behalf of such selling Registered Holder expressly for use in
connection with such registration; and such selling Registered Holder will pay to the Company and each other aforementioned person any legal or other expenses reasonably incurred thereby in connection with investigating or defending any claim or
proceeding from which Damages may result, as such expenses are incurred; provided, however, that the indemnity agreement contained in this Section 12(f)(ii) shall not apply to amounts paid in settlement of any such claim or proceeding if such
settlement is effected without the consent of such Registered Holder, which consent shall not be unreasonably withheld; and further provided, however, that any liability with respect to this Section 12(f)(ii) shall be limited to the proceeds of
sale of the Warrant Shares. 
 (iii) Promptly after receipt by an indemnified party under this Section 12(f) of notice of
the commencement of any action (including any governmental action) for which a party may be entitled to indemnification hereunder, such indemnified party will, if a claim in respect thereof is to be made against any indemnifying party under this
Section 12(f), give the indemnifying party notice of the commencement thereof. The indemnifying party shall have the right to participate in such action and, to the extent the indemnifying party so desires, participate jointly with any other
indemnifying party to which notice has been given, and to assume the defense thereof with counsel mutually satisfactory to the parties; provided, however, that an indemnified party (together with all other indemnified parties that may be represented
without conflict by one counsel) shall have the right to retain one separate counsel, with the fees and expenses to be paid by the indemnifying party, if representation of such indemnified party by the counsel retained by the indemnifying party
would be inappropriate due to actual or potential conflicting interests between such indemnified party and any other party represented by such counsel in such action. The failure to give notice to the indemnifying party within a reasonable time of
the commencement of any such action shall not relieve such indemnifying party of any liability to the indemnified party under this Section 12(f) unless such failure actually and materially prejudices the indemnifying party’s ability to
defend such action. 

 (iv) Notwithstanding anything else herein to the contrary, the foregoing indemnity
agreements of the Company and the selling Registered Holder are subject to the condition that, insofar as they relate to any Damages arising from any untrue statement or alleged untrue statement of a material fact contained in, or omission or
alleged omission of a material fact from, a preliminary prospectus (or necessary to make the statements therein not misleading) that has been corrected in the form of prospectus included in the registration statement at the time it becomes
effective, or any amendment or supplement thereto filed with the SEC pursuant to Rule 424(b) under the 1933 Act (the “Final Prospectus”), such indemnity agreement shall not inure to the benefit of any person if a copy of the
Final Prospectus was furnished to the indemnified party and such indemnified party failed to deliver, at or before the confirmation of the sale of the shares registered in such offering, a copy of the Final Prospectus to the person asserting the
loss, liability, claim, or damage in any case in which such delivery was required by the 1933 Act. 
 (v) To provide for just
and equitable contribution to joint liability under the 1933 Act in any case in which either (i) any party otherwise entitled to indemnification hereunder makes a claim for indemnification pursuant to this Section 12(f) but it is
judicially determined (by the entry of a final judgment or decree by a court of competent jurisdiction and the expiration of time to appeal or the denial of the last right of appeal) that such indemnification may not be enforced in such case,
notwithstanding the fact that this Section 12(f) provides for indemnification in such case, or (ii) contribution under the 1933 Act may be required on the part of any party hereto for which indemnification is provided under this
Section 12(f), then, and in each such case, such parties will contribute to the aggregate losses, claims, damages, liabilities, or expenses to which they may be subject (after contribution from others) in such proportion as is appropriate to
reflect the relative fault of each of the indemnifying party and the indemnified party in connection with the statements, omissions, or other actions that resulted in such loss, claim, damage, liability, or expense, as well as to reflect any other
relevant equitable considerations. The relative fault of the indemnifying party and of the indemnified party shall be determined by reference to, among other things, whether the untrue or allegedly untrue statement of a material fact, or the
omission or alleged omission of a material fact, relates to information supplied by the indemnifying party or by the indemnified party and the parties’ relative intent, knowledge, access to information, and opportunity to correct or prevent
such statement or omission; provided, however, that, in any such case, no person guilty of fraudulent misrepresentation (within the meaning of Section 11(f) of the 1933 Act) will be entitled to contribution from any person who was not guilty of
such fraudulent misrepresentation. 
 (vi) The obligations of the Company and the Registered Holder under this
Section 12(f) shall survive the completion of any offering of Warrant Shares in a registration under this Section 12, and otherwise shall survive the termination of this Agreement. 

(g) Current Public Information. With a view to making available to the Registered Holder the benefits of Rule 144 under the 1933
Act and any other rule or regulation of the SEC that may at any time permit the Registered Holder to sell securities of the Company to the public without registration, the Company shall: 

(i) make and keep available adequate current public information, as those terms are understood and defined in Rule 144, at all times;
and 

 (ii) furnish to the Registered Holder, so long as the Registered Holder owns any Warrant
Shares, upon request (A) to the extent accurate, a written statement by the Company that it has complied with the reporting requirements of Rule 144; (B) a copy of the most recent annual or quarterly report of the Company and such other
reports and documents so filed by the Company; and (C) such other information as may be reasonably requested in availing the Registered Holder of any rule or regulation of the SEC that permits the selling of any such securities without
registration. 
 (h) Suspension of Registration Rights. Notwithstanding any other provision of this Section 12, the
Company shall have the right at any time to require that the Registered Holder suspend further open market offers and sales of the Warrant Shares for a period not to exceed ninety (90) days, if, in the reasonable judgment of the Company after
consultation with counsel, there is in existence material undisclosed information or events with respect to the Company, the disclosure of which would be seriously detrimental to the Company (the “Suspension Right”); provided,
however, that the Company shall not exercise this Suspension Right more than once in any twelve (12) month period; and further provided, that the Company shall not exercise this Suspension Right within the first 90 days following the effective
date of a registration statement without consultation with, and approval from, the Registered Holder. In the event the Company exercises the Suspension Right, such suspension will continue for the period of time reasonably necessary for disclosure
to occur at a time that is not materially detrimental to the Company or until such time as the information or event is no longer material, each as determined in good faith by the Company after consultation with counsel, but in no event shall any
single suspension continue for more than 90 consecutive days. The Company will promptly give notice, in a writing signed by an executive officer of the Company of any such suspension (the “Suspension Notice”). The Company agrees to
notify the Registered Holder promptly upon termination of the suspension (the “Resumption Notice”). 
 13.
Amendment or Waiver. Any term of this Warrant may be amended or waived (either generally or in a particular instance and either retroactively or prospectively) with the written consent of the Company and the Registered Holder.

 14. Section Headings. The section headings in this Warrant are for the convenience of the parties and in no way
alter, modify, amend, limit or restrict the contractual obligations of the parties. 
 15. Governing Law. This
Warrant will be governed by and construed in accordance with the internal laws of the State of Delaware (without reference to the conflicts of law provisions thereof). 
 16. Facsimile Signatures. This Warrant may be executed by facsimile signature. 
 * * * * * * * 

 EXECUTED as of the Date of Issuance indicated above. 

 

			
	GIGOPTIX, INC.
		
	By:	 	  

	Name: Avi Katz
	Title: Chairman and Chief Executive Officer

 [WARRANT] 

 EXHIBIT I 
 PURCHASE/EXERCISE FORM 
  

							
		 	To: GigOptix, Inc.	  	 	Dated:                    	  

 The
undersigned, pursuant to the provisions set forth in the attached Warrant, hereby irrevocably elects to: 

         (a) purchase
             shares of the Common Stock of GigOptix, Inc. covered by such Warrant and herewith makes payment of
$                    , representing the full purchase price for such shares at the price per share provided for in such Warrant; or

          (b) exercise such Warrant for
             shares purchasable under the Warrant pursuant to the Net Issue Exercise provisions of subsection 1(c) of such Warrant. 

Please return a new Warrant certificate for              shares
representing the unexercised portion of this Warrant. 
 The undersigned acknowledges that it has reviewed the representations
and warranties contained in subsection 4(b) and Section 5 of this Warrant, and by its signature below hereby makes such representations and warranties contained in subsection 4(b) and Section 5 of this Warrant to the Company.

  

			
	Signature:	 	  

		
	Address:Exhibit 4.6

 Exhibit 4.6 
 COMMUNITY BANKERS TRUST CORPORATION 
 2009 STOCK INCENTIVE PLAN 
 1.
Purpose and Effective Date. 
 (a) The purpose of the Community Bankers Trust Corporation 2009 Stock Incentive Plan (the
“Plan”) is to further the long-term stability and financial success of Community Bankers Trust Corporation (the “Company”) by attracting and retaining personnel, including employees or directors, through the use of stock
incentives. The Company believes that ownership of Company Stock will stimulate the efforts of those persons upon whose judgment, interest and efforts the Company is and will be largely dependent for the successful conduct of its business and will
further the identification of those persons’ interests with the interests of the Company’s stockholders. 
 (b) The
Plan was adopted by the Board of Directors of the Company on April 30, 2009, and shall be effective such date, subject to the approval of the Plan by the Company’s stockholders. 

2. Definitions. 
 (a) Act. The Securities Exchange Act of 1934, as amended. 
 (b)
Applicable Withholding Taxes. The aggregate amount of federal, state and local income and payroll taxes that the Company is required to withhold (based on the minimum applicable statutory withholding rates) in connection with any exercise of
an Option or the award, lapse of restrictions or payment with respect to Restricted Stock. 
 (c) Award. The award of an
Option, Restricted Stock, Stock Appreciation Right or Other Stock-Based Award under the Plan. 
 (d) Board. The Board of
Directors of the Company. 
 (e) Cause. Dishonesty, fraud, misconduct, incompetence, negligence, breach of a material
fiduciary duty, material breach of an agreement with the Company, unauthorized use or disclosure of confidential information or trade secrets, or conviction or confession of a crime punishable by law (except minor violations), in each case as
determined by the Committee, which determination shall be binding. Notwithstanding the foregoing, if “Cause” is defined in an employment agreement between a Participant and the Company, “Cause” shall have the meaning assigned to
it in such agreement. 
 (f) Change in Control. 

(i) The acquisition by any Person (as defined below) of beneficial ownership of more than 25% of the total fair market
value or total voting power of the stock of the Company; 

 (ii) Individuals who constitute the Board on the effective date of this Plan
(the “Incumbent Board”) cease to constitute at least a majority of the Board, provided that any director whose nomination was approved by a vote of at least a majority of the directors then comprising the Incumbent Board will be considered
a member of the Incumbent Board; 
 (iii) The Company consummates a reorganization, merger, share exchange or
consolidation (a “Reorganization”), provided that no change in control will be deemed to have occurred in connection with any Reorganization involving a corporation or entity owned or proposed to be owned, directly or indirectly, by
stockholders of the Company if the stockholders’ ownership of the total voting power of the corporation or entity resulting from such transaction constitutes at least a majority of the ownership of the total voting power of the resulting entity
and at least a majority of the members of the board of directors of the resulting entity were members of the Incumbent Board at the time of the execution of the initial agreement providing for such transaction; 

(iv) Approval by the stockholders of the Company of a complete liquidation or dissolution of the Company, or of the sale
or other disposition of all or substantially all of the assets of the Company. 
 (v) For purposes of this
Section 2(f), “Person” means any individual, entity or group (within the meaning of Section 13(d)(3) of the Act), other than any employee benefit plan (or related trust) sponsored or maintained by the Company or any affiliated
company, and “beneficial ownership” has the meaning given the term in Rule 13d-3 under the Act. 
 (g) Code.
The Internal Revenue Code of 1986, as amended. 
 (h) Committee. The Committee appointed to administer the Plan pursuant
to Plan Section 16, or if no such Committee has been appointed, the Board. 
 (i) Company. Community Bankers Trust
Corporation, a Delaware corporation. 
 (j) Company Stock. Common stock of the Company. If the par value of the Company
Stock is changed, or in the event of a change in the capital structure of the Company (as provided in Section 14 below), the shares resulting from such a change shall be deemed to be Company Stock within the meaning of the Plan. 

(k) Date of Grant. The effective date of an Award granted by the Committee. 

 (l) Disability or Disabled. As to an Incentive Stock Option, a Disability within the
meaning of Code Section 22(e)(3). As to all other Awards, the Committee shall determine whether a Disability exists and such determination shall be conclusive. 
 (m) Fair Market Value. 
 (i) If the Company Stock is listed
on any established stock exchange, its Fair Market Value shall be the closing price for such stock on the Date of Grant as reported by such exchange, or, if there are no trades on such date, the value shall be determined as of the last preceding day
on which the Company Stock was traded. 
 (ii) If the Company Stock is not publicly traded, the Fair Market Value
shall be determined by the Committee using any reasonable method in good faith. 
 (iii) Fair Market Value shall
be determined as of the Date of Grant specified in the Award. 
 (n) Incentive Stock Option. An Option intended to meet
the requirements of, and qualify for favorable federal income tax treatment under, Code Section 422. 
 (o) Nonstatutory
Stock Option. An Option that does not meet the requirements of Code Section 422, or that is otherwise not intended to be an Incentive Stock Option and is so designated. 

(p) Option. A right to purchase Company Stock granted under the Plan, at a price determined in accordance with Section 6 of
the Plan. 
 (q) Other Stock-Based Awards. Other types of equity-based or equity-related Awards not otherwise described
by the terms of the plan. 
 (r) Participant. Any individual who is granted an Award under the Plan. 

(s) Related Option. An Option with respect to which a Stock Appreciation Right has been granted. 

(t) Restricted Stock. Company Stock awarded upon the terms and subject to the restrictions set forth in Section 8 below.

 (u) Rule 16b-3. Rule 16b-3 promulgated under the Act, including any corresponding subsequent rule or any amendments to
Rule 16b-3 enacted after the effective date of the Plan. 
 (v) Stock Appreciation Right or SAR. An Award, designated as
a stock appreciation right, granted to a Participant under the Plan as provided in Section 9. 

 (w) 10% Stockholder. A person who owns, directly or indirectly, stock possessing more
than 10% of the total combined voting power of all classes of stock of the Company or any parent or subsidiary of the Company. Indirect ownership of stock shall be determined in accordance with Code Section 424(d). 

3. General. Awards of Options or Restricted Stock may be granted under the Plan. Options granted under the Plan may be Incentive
Stock Options or Nonstatutory Stock Options. 
 4. Stock. 

(a) Subject to Section 14 of the Plan, there shall be reserved for issuance under the Plan an aggregate of 2,650,000 shares of
Company Stock, which may include authorized, but unissued, shares. Shares allocable to Options granted under the Plan that expire or otherwise terminate unexercised and shares that are forfeited pursuant to restrictions on Restricted Stock awarded
under the Plan may again be subjected to an Award under this Plan. For purposes of determining the number of shares that are available for Awards under the Plan, such number shall include the number of shares surrendered by a Participant or retained
by the Company (i) in connection with the exercise of an Option or (ii) in payment of Applicable Withholding Taxes. 

(b) Subject to adjustment as provided in Section 14, no more than an aggregate of 1,500,000 shares of Company Stock may be issued
pursuant to the exercise of Incentive Stock Options granted under the Plan (including shares issued pursuant to the exercise of Incentive Stock Options that are the subject of disqualifying dispositions within the meaning of Sections 421, 422 and
423 of the Code). 
 (c) The maximum number of shares with respect to which Awards may be granted in any calendar year to any
employee during such calendar year shall be 500,000 shares. 
 5. Eligibility. 

(a) Any employee or director of the Company (including an employee or director of a subsidiary or affiliate of the Company) or consultant
retained by the Company or any of its subsidiaries who, in the judgment of the Committee, has contributed or can be expected to contribute to the profits or growth of the Company is eligible to become a Participant. The Committee shall have the
power and complete discretion, as provided in Section 16, to select eligible Participants and to determine for each Participant the terms, conditions and nature of the Award and the number of shares to be allocated as part of the Award;
provided, however, that any Award made to a member of the Committee must be approved by the Board. The Committee is expressly authorized to make an Award to a Participant conditioned on the surrender for cancellation of an existing Award.

 (b) The grant of an Award shall not obligate the Company to pay an employee any particular amount of remuneration, to
continue the employment of the employee after the grant, or to make further grants to the employee at any time thereafter. 

 (c) Non-employee directors shall not be eligible to receive the Award of an Incentive Stock
Option. 
 6. Stock Options. 
 (a) Whenever the Committee deems it appropriate to grant Options, notice shall be given to the Participant stating the number of shares for which Options are granted, the exercise price per share, whether
the options are Incentive Stock Options or Nonstatutory Stock Options, and the conditions to which the grant and exercise of the Options are subject. This notice, when duly accepted in writing by the Participant, shall become a stock option
agreement between the Company and the Participant. 
 (b) The Committee shall establish the exercise price of Options. The
exercise price of an Incentive Stock Option shall be not less than 100% of the Fair Market Value of such shares on the Date of Grant, provided that if the Participant is a 10% Stockholder, the exercise price of an Incentive Stock Option shall not be
less than 110% of the Fair Market Value of such shares on the Date of Grant. The exercise price of Nonstatutory Stock Option Awards intended to be performance-based for purposes of Code Section 162(m) shall not be less than 100% of the Fair
Market Value of such shares on the Date of Grant. 
 (c) Subject to subsection (d) below, Options may be exercised in whole
or in part at such times as may be specified by the Committee in the Participant’s stock option agreement. The Committee may impose such vesting conditions and other requirements as the Committee deems appropriate, and the Committee may include
such provisions regarding a Change in Control as the Committee deems appropriate. 
 (d) The Committee shall establish the term
of each Option in the Participant’s stock option agreement. The term of an Incentive Stock Option shall not be longer than ten years from the Date of Grant, except that an Incentive Stock Option granted to a 10% Stockholder shall not have a
term in excess of five years. No Option may be exercised after the expiration of its term or, except as set forth in the Participant’s stock option agreement, after the termination of the Participant’s employment. The Committee shall set
forth in the Participant’s stock option agreement when, and under what circumstances, an Option may be exercised after termination of the Participant’s employment or period of service; provided that no Incentive Stock Option may be
exercised after (i) three months from the Participant’s termination of employment with the Company for reasons other than Disability or death, or (ii) one year from the Participant’s termination of employment on account of
Disability or death. The Committee may, in its sole discretion, amend a previously granted Incentive Stock Option to provide for more liberal exercise provisions, provided, however, that if the Incentive Stock Option as amended no longer meets the
requirements of Code Section 422, and, as a result the Option no longer qualifies for favorable federal income tax treatment under Code Section 422, the amendment shall not become effective without the written consent of the Participant.

 (e) An Incentive Stock Option, by its terms, shall be exercisable in any calendar year only to the extent that the aggregate
Fair Market Value (determined at the Date of Grant) of the Company Stock with respect to which Incentive Stock Options are exercisable by 

 
the Participant for the first time during the calendar year does not exceed $100,000 (the “Limitation Amount”). Incentive Stock Options granted under the Plan and all other plans of the
Company and any parent or subsidiary of the Company shall be aggregated for purposes of determining whether the Limitation Amount has been exceeded. The Board may impose such conditions as it deems appropriate on an Incentive Stock Option to ensure
that the foregoing requirement is met. If Incentive Stock Options that first become exercisable in a calendar year exceed the Limitation Amount, the excess Options will be treated as Nonstatutory Stock Options to the extent permitted by law.

 (f) If a Participant dies and if the Participant’s stock option agreement provides that part or all of the Option may be
exercised after the Participant’s death, then such portion may be exercised by the personal representative of the Participant’s estate during the time period specified in the stock option agreement. 

(g) If a Participant’s employment or services is terminated by the Company for Cause, the Participant’s Options shall terminate
as of the date of the misconduct. 
 7. Method of Exercise of Options. 

(a) Options may be exercised by giving written notice of the exercise to the Company, stating the number of shares the Participant has
elected to purchase under the Option. Such notice shall be effective only if accompanied by the exercise price in full in cash; provided that, if the terms of an Option so permit, the Participant may (i) deliver Company Stock that the
Participant has previously acquired and owned (valued at Fair Market Value on the date of exercise), or (ii) deliver a properly executed exercise notice together with irrevocable instructions to a broker to deliver promptly to the Company, from
the sale or loan proceeds with respect to the sale of Company Stock or a loan secured by Company Stock, the amount necessary to pay the exercise price and, if required by the Committee, Applicable Withholding Taxes. Unless otherwise specifically
provided in the Option, any payment of the exercise price paid by delivery of Company Stock acquired directly or indirectly from the Company shall be paid only with shares of Company Stock that have been held by the Participant for more than six
months (or such longer or shorter period of time required to avoid a charge to earnings for financial accounting purposes). 

(b) The Company may place on any certificate representing Company Stock issued upon the exercise of an Option any legend deemed desirable
by the Company’s counsel to comply with federal or state securities laws. The Company may require of the Participant a customary indication of his or her investment intent. A Participant shall not possess stockholder rights with respect to
shares acquired upon the exercise of an Option until the Participant has made any required payment, including payment of Applicable Withholding Taxes, and the Company has issued a certificate for the shares of Company Stock acquired. 

(c) Notwithstanding anything herein to the contrary, Awards shall always be granted and exercised in such a manner as to conform to the
provisions of Rule 16b-3. 

 8. Restricted Stock Awards. 

(a) Whenever the Committee deems it appropriate to grant a Restricted Stock Award, notice shall be given to the Participant stating the
number of shares of Restricted Stock for which the Award is granted, the Date of Grant, and the terms and conditions to which the Award is subject. Certificates representing the shares shall be issued in the name of the Participant, subject to the
restrictions imposed by the Plan and the Committee. A Restricted Stock Award may be made by the Committee in its discretion without cash consideration. 
 (b) The Committee may place such restrictions on the transferability and vesting of Restricted Stock as the Committee deems appropriate, including restrictions relating to continued employment and
financial performance goals. Without limiting the foregoing, the Committee may provide performance or Change in Control acceleration parameters under which all, or a portion, of the Restricted Stock will vest on the Company’s achievement of
established performance objectives or upon the occurrence of a Change in Control. Restricted Stock may not be sold, assigned, transferred, disposed of, pledged, hypothecated or otherwise encumbered until the restrictions on such shares shall have
lapsed or shall have been removed pursuant to subsection (c) below. 
 (c) The Committee shall establish as to each
Restricted Stock Award the terms and conditions upon which the restrictions on transferability set forth in paragraph (b) above shall lapse. Such terms and conditions may include, without limitation, the passage of time, the meeting of
performance goals, the lapsing of such restrictions as a result of the Disability, death or retirement of the Participant, or the occurrence of a Change in Control. 
 (d) A Participant shall hold shares of Restricted Stock subject to the restrictions set forth in the Award agreement and in the Plan. In other respects, the Participant shall have all the rights of a
stockholder with respect to the shares of Restricted Stock, including, but not limited to, the right to vote such shares and the right to receive all cash dividends and other distributions paid thereon. Certificates representing Restricted Stock
shall bear a legend referring to the restrictions set forth in the Plan and the Participant’s Award agreement. If stock dividends are declared on Restricted Stock, such stock dividends or other distributions shall be subject to the same
restrictions as the underlying shares of Restricted Stock. 
 (e) If a Participant’s employment or services is terminated
by the Company for Cause, the Participant’s unvested Restricted Stock shall be cancelled as of the date of the misconduct. 

 9. Stock Appreciation Rights. 

(a) Whenever the Committee deems it appropriate, Stock Appreciation Rights may be granted in connection with all or any part of an Option
or in a separate Award. The following provisions apply to all Stock Appreciation Rights that are not granted in connection with Options: 
 (i) Stock Appreciation Rights shall entitle the employee, upon exercise of all or any part of the Stock Appreciation Rights, to receive in exchange from the Company an amount equal to the excess of
(x) the Fair Market Value on the date of exercise of the Company Stock covered by the surrendered Stock Appreciation Rights over (y) the price of the Company Stock on the Date of Grant of the Stock Appreciation Right. The Committee may
limit the amount that the employee will be entitled to receive upon exercise of Stock Appreciation Rights. 

(ii) A Stock Appreciation Right may only be exercised at a time when the Fair Market Value of the Company Stock covered by
the Stock Appreciation Right exceeds the Fair Market Value of the Company Stock on the Date of Grant of the Stock Appreciation Right. 
 (b) The following provisions apply to all Stock Appreciation Rights that are granted in connection with Options: 
 (i) Stock Appreciation Rights shall entitle the employee, upon exercise of all or any part of the Stock Appreciation Rights, to surrender to the Company unexercised that portion of the underlying Option
relating to the same number of shares of Company Stock as is covered by the Stock Appreciation Rights (or the portion of the Stock Appreciation Rights so exercised) and to receive in exchange from the Company an amount in cash or shares of Company
Stock (as provided in the Stock Appreciation Right) equal to the excess of (x) the Fair Market Value on the date of exercise of the Company Stock covered by the surrendered portion of the underlying Option over (y) the exercise price of
the Company Stock covered by the surrendered portion of the underlying Option. The Committee may limit the amount that the employee will be entitled to receive upon exercise of the Stock Appreciation Right. 

(ii) Upon the exercise of a Stock Appreciation Right and surrender of the related portion of the underlying Option, the
Option, to the extent surrendered, shall not thereafter be exercisable. 
 (iii) Subject to any further
conditions upon exercise imposed by the Committee, a Stock Appreciation Right issued in tandem with an Option shall be exercisable only to the extent that the Related Option is exercisable, except that in no event shall a Stock Appreciation Right
held by an executive officer or director of the Company be exercisable for cash within the first six months after it is awarded even though the Related Option is or becomes exercisable, and shall expire no later than the date on which the Related
Option expires. 
 (iv) A Stock Appreciation Right may only be exercised at a time when the Fair Market Value of
the Company Stock covered by the Stock Appreciation Right exceeds the exercise price of the Company Stock covered by the underlying Option. 

 (c) The manner in which the Company’s obligation arising upon the exercise of a Stock
Appreciation Right shall be determined by the Committee and shall be set forth in the Option agreement or the related Stock Appreciation Rights agreement. The Committee may provide for payment in Company stock or cash, or a fixed combination of
Company stock or cash, or the Committee may reserve the right to determine the manner of payment at the time the Stock Appreciation Right is exercised. Shares of Company Stock issued upon the exercise of a Stock Appreciation Right shall be valued at
their Fair Market Value on the date of exercise. 
 10. Other Stock-Based Awards. 

(a) The Committee is authorized to grant other types of equity-based or equity-related Awards not otherwise described by the terms of the
Plan (including the grant or offer for sale of unrestricted shares of Company Stock) to Participants in such amounts and subject to such terms and conditions as the Committee shall determine. Such Awards shall be referred to as “Other
Stock-Based Awards.” Each such Other Stock-Based Award may involve the transfer of actual shares to Participants or payment in cash or otherwise of amounts based on the value of shares of Company Stock. 

(b) Each Other Stock-Based Award shall be expressed in terms of shares or units or an equivalent measurement based on shares, as
determined by the Committee. If the value of an Other Stock-Based Award will be based on the appreciation of shares from an initial value determined as of the date of grant, then such initial value shall not be less than the Fair Market Value of a
share on the date of grant of such Other Stock-Based Award (or, if the Committee so determines, in the case of any Other Stock-Based Award retroactively granted in tandem with or in substitution for another Award or any other outstanding award, on
the date of grant of such other Award or award). 
 11. Applicable Withholding Taxes. Each Participant shall agree, as a
condition of receiving an Award, to pay to the Company, or make arrangements satisfactory to the Company regarding the payment of, all Applicable Withholding Taxes with respect to the Award. Until the Applicable Withholding Taxes have been paid or
arrangements satisfactory to the Company have been made, no stock certificates (or, in the case of Restricted Stock, no stock certificates free of a restrictive legend) shall be issued to the Participant. As an alternative to making a cash payment
to the Company to satisfy Applicable Withholding Tax obligations, the Committee may establish procedures permitting the Participant to elect to (a) deliver shares of already owned Company Stock or (b) have the Company retain that number of
shares of Company Stock that would satisfy all or a specified portion of the Applicable Withholding Taxes. Any such election shall be made only in accordance with procedures established by the Committee to avoid a charge to earnings for financial
accounting purposes and in accordance with Rule 16b-3. 
 12. Nontransferability of Awards. 

(a) In general, Awards, by their terms, shall not be transferable by the Participant except by will or by the laws of descent and
distribution or except as described below. Options shall be exercisable, during the Participant’s lifetime, only by the Participant or by his guardian or legal representative. 

 (b) Notwithstanding the provisions of (a) and subject to federal and state securities
laws, the Committee may grant or amend Nonstatutory Stock Options that permit a Participant to transfer the Options to one or more immediate family members, to a trust for the benefit of immediate family members, or to a partnership, limited
liability company, or other entity the only partners, members, or interest-holders of which are among the Participant’s immediate family members. Consideration may not be paid for the transfer of Options. The transferee of an Option shall be
subject to all conditions applicable to the Option prior to its transfer. The agreement granting the Option shall set forth the transfer conditions and restrictions. The Committee may impose on any transferable Option and on stock issued upon the
exercise of an Option such limitations and conditions as the Committee deems appropriate. 
 13. Termination, Modification,
Change. If not sooner terminated by the Board, this Plan shall terminate at the close of business on June 17, 2019. No Awards shall be made under the Plan after its termination. The Board may terminate the Plan or may amend the Plan in such
respects as it shall deem advisable; provided, that, unless authorized by the Company’s stockholders, no change shall be made that (a) increases the total number of shares of Company Stock reserved for issuance pursuant to Awards granted
under the Plan (except pursuant to Section 14), (b) expands the class of persons eligible to receive Awards, (c) materially increases the benefits accruing to Participants under the Plan, or (d) otherwise requires stockholder
approval under the Code, Rule 16b-3, or the rules of a domestic exchange on which Company Stock is traded. Notwithstanding the foregoing, the Board may unilaterally amend the Plan and Awards as it deems appropriate to ensure compliance with Rule
16b-3 and to cause Incentive Stock Options to meet the requirements of the Code and regulations thereunder. Except as provided in the preceding sentence, a termination or amendment of the Plan shall not, without the consent of the Participant,
adversely affect a Participant’s rights under an Award previously granted to the Participant. 
 14. Change in Capital
Structure. 
 (a) In the event of a stock dividend, stock split or combination of shares, spin-off, recapitalization or
merger in which the Company is the surviving corporation, or other change in the Company’s capital stock (including, but not limited to, the creation or issuance to stockholders generally of rights, options or warrants for the purchase of
common stock or preferred stock of the Company), the number and kind of shares of stock or securities of the Company to be issued under the Plan (under outstanding Awards and Awards to be granted in the future), the exercise price of options, and
other relevant provisions shall be appropriately adjusted by the Committee, whose determination shall be binding on all persons. If the adjustment would produce fractional shares with respect to any Award, the Committee may adjust appropriately the
number of shares covered by the Award so as to eliminate the fractional shares. 
 (b) In the event the Company distributes to
its stockholders a dividend, or sells or causes to be sold to a person other than the Company or a subsidiary shares of stock in 

 
any corporation (a “Spinoff Company”) which, immediately before the distribution or sale, was a majority owned subsidiary of the Company, the Committee shall have the power, in its sole
discretion, to make such adjustments as the Committee deems appropriate. The Committee may make adjustments in the number and kind of shares or other securities to be issued under the Plan (under outstanding Awards and Awards to be granted in the
future), the exercise price of Options, and other relevant provisions, and, without limiting the foregoing, may substitute securities of a Spinoff Company for securities of the Company. The Committee shall make such adjustments as it determines to
be appropriate, considering the economic effect of the distribution or sale on the interests of the Company’s stockholders and the Participants in the businesses operated by the Spinoff Company. The Committee’s determination shall be
binding on all persons. If the adjustment would produce fractional shares with respect to any Award, the Committee may adjust appropriately the number of shares covered by the Award so as to eliminate the fractional shares. 

(c) Notwithstanding anything in the Plan to the contrary, the Committee may take the foregoing actions without the consent of any
Participant, and the Committee’s determination shall be conclusive and binding on all persons for all purposes. The Committee shall make its determinations consistent with Rule 16b-3 and the applicable provisions of the Code. 

(d) To the extent required to avoid a charge to earnings for financial accounting purposes, adjustments made by the Committee pursuant to
this Section 14 to outstanding Awards shall be made so that both (i) the aggregate intrinsic value of an Award immediately after the adjustment is not greater than or less than the Award’s aggregate intrinsic value before the
adjustment and (ii) the ratio of the exercise price per share to the market value per share is not reduced. 
 15.
Change in Control. In the event of a Change in Control of the Company, the Committee may take such actions with respect to Awards as the Committee deems appropriate. These actions may include, but shall not be limited to, the following:

 (a) Provide for the purchase or settlement of any such Award by the Company for any amount of cash equal to the amount which
could have been obtained upon the exercise of such award or realization of a Participant’s rights had such Award been currently exercisable or payable; 
 (b) Make adjustments to Awards then outstanding as the Committee deems appropriate to reflect such Change in Control; provided, however, that such adjustments shall be made so that both (i) the
aggregate intrinsic value of an Award immediately after the adjustment is not less than or greater than the Award’s aggregate intrinsic value before the Award and (ii) the ratio of the exercise price per share to the market value per share
is not reduced; or 
 (c) Cause any such Award then outstanding to be assumed, or new rights substituted therefore, by the
acquiring or surviving corporation in such Change in Control. 

 16. Administration of the Plan. 

(a) The Plan shall be administered by the Committee, who shall be appointed by the Board. If no Committee is appointed, the Plan shall be
administered by the Board. To the extent required by Rule 16b-3, all Awards shall be made by members of the Committee who are “Non-Employee Directors” as that term is defined in Rule 16b-3, or by the Board. Awards that are intended to be
performance-based for purposes of Code Section 162(m) shall be made by the Committee, or subcommittee of the Committee, comprised solely of two or more “outside directors” as that term is defined for purposes of Code
Section 162(m). 
 (b) The Committee shall have the authority to impose such limitations or conditions upon an Award as the
Committee deems appropriate to achieve the objectives of the Award and the Plan. Without limiting the foregoing and in addition to the powers set forth elsewhere in the Plan, the Committee shall have the power and complete discretion to determine
(i) which eligible persons shall receive an Award and the nature of the Award, (ii) the number of shares of Company Stock to be covered by each Award, (iii) whether Options shall be Incentive Stock Options or Nonstatutory Stock
Options, (iv) the Fair Market Value of Company Stock, (v) the time or times when an Award shall be granted, (vi) whether an Award shall become vested over a period of time, according to a performance-based vesting schedule or
otherwise, and when it shall be fully vested, (vii) the terms and conditions under which restrictions imposed upon an Award shall lapse, (viii) whether a Change in Control exists, (ix) factors relevant to the lapse of restrictions on
Restricted Stock or Options, (x) when Options may be exercised, (xi) whether to approve a Participant’s election with respect to Applicable Withholding Taxes, (xii) conditions relating to the length of time before disposition of
Company Stock received in connection with an Award is permitted, (xiii) notice provisions relating to the sale of Company Stock acquired under the Plan, and (xiv) any additional requirements relating to Awards that the Committee deems
appropriate. Notwithstanding the foregoing, no “tandem stock options” (where two stock options are issued together and the exercise of one option affects the right to exercise the other option) may be issued in connection with Incentive
Stock Options. 
 (c) The Committee shall have the power to amend the terms of previously granted Awards so long as the terms as
amended are consistent with the terms of the Plan and, where applicable, consistent with the qualification of an Option as an Incentive Stock Option. The consent of the Participant must be obtained with respect to any amendment that would adversely
affect the Participant’s rights under the Award, except that such consent shall not be required if such amendment is for the purpose of complying with Rule 16b-3 or any requirement of the Code applicable to the Award. 

(d) The Committee may adopt rules and regulations for carrying out the Plan. The Committee shall have the express discretionary authority
to construe and interpret the Plan and the Award agreements, to resolve any ambiguities, to define any terms, and to make any other determinations required by the Plan or an Award agreement. The interpretation and construction of any provisions of
the Plan or an Award agreement by the Committee shall be final and conclusive. The Committee may consult with counsel, who may be counsel to the Company, and shall not incur any liability for any action taken in good faith in reliance upon the
advice of counsel. 

 (e) A majority of the members of the Committee shall constitute a quorum, and all actions of
the Committee shall be taken by a majority of the members present. Any action may be taken by a written instrument signed by all of the members, and any action so taken shall be fully effective as if it had been taken at a meeting. 

17. Notice. All notices and other communications required or permitted to be given under this Plan shall be in writing and shall
be deemed to have been duly given if delivered personally, electronically, or mailed first class, postage prepaid, as follows: (a) if to the Company - at its principal business address to the attention of the Secretary; (b) if to any
Participant - at the last address of the Participant known to the sender at the time the notice or other communication is sent. 

18. Compliance with Code Section 409A. To the extent applicable, this Plan is intended to comply with Section 409A of
the Code, and the Committee shall interpret and administer the Plan in accordance therewith. In addition, any provision, including, without limitation, any definition, in this Plan document that is determined to violate the requirements of
Section 409A of the Code shall be void and without effect and any provision, including, without limitation, any definition, that is required to appear in this Plan document under Section 409A of the Code that is not expressly set forth
shall be deemed to be set forth herein, and the Plan shall be administered in all respects as if such provisions were expressly set forth. In addition, the timing of certain payment of benefits provided for under this Plan shall be revised as
necessary for compliance with Section 409A of the Code. 
 19. Interpretation and Governing Law. The terms of this
Plan and Awards granted pursuant to the Plan shall be governed, construed and administered in accordance with the laws of the State of Delaware. The Plan and Awards are subject to all present and future applicable provisions of the Code and, to the
extent applicable, they are subject to all present and future rulings of the Securities and Exchange Commission with respect to Rule 16b-3. If any provision of the Plan or an Award conflicts with any such Code provision or ruling, the Committee
shall cause the Plan to be amended, and shall modify the Award, so as to comply, or if for any reason amendments cannot be made, that provision of the Plan or the Award shall be void and of no effect.

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