Document:

exv4w2

Exhibit 4.2

	THIS WARRANT IS NOT TRANSFERABLE OTHER THAN IN THE LIMITED CIRCUMSTANCES PR
OVIDED HEREIN AND
THE HOLDER HEREOF AGREES FOR THE BENEFIT OF THE COMPANY TH
AT THIS WARRANT MAY NOT BE OFFERED, SOLD, PLEDGED, OR OTHERWISE TRANSFERRED
BY SUCH HOLDER OTHER THAN AS PROVIDED HEREIN.
Non-Transferable Warrant for Purchase
of Common Stock of
CLEAN DIESEL TECHNOLOGIES, INC.
(a Delaware corporation)
WARRANT TO PURCHASE
SHARES
THIS CERTIFI
ES THAT, for value received and subject to the provisions hereinafter
set forth
is entilled to purchase from Clean Diesel Technologies. Inc.. a Delaware corporation
[the “Company”) the number of shares of Common Stock of the Company, par value $.01 per share (the
“Shares”), set forth above all a price of USDS7.92 per share (the Exercise Price”) on or before
5:00 p.m. local lime at the then executive offices of the Company on or prior to the Expiration
Date (as defined below). This Warrant shall be void unless exercised on or before the Expiralion
Date.
1 Merger Considaration This Warrant is issued pursuant to that certain Agreement and
Plan of Merger by and between the Company CDT Merger Sub. Inc. and Catalytic Solutions, Inc.
(“CSl”), as amended, relating to the Merger (as defined therein) and the issuance by the Company to
the Holder of the Merger Consideration (as defined herein, including this Warrant on the date
hereof
2. Exercise; Expiration Date. This Warrant may be exercised from lime to lime by the
Holder as to the whole or any lesser number of the Shares upon tender of this Warrant to American
Stock Transfer & Trust Company. LLC, Operations Center. Attn: Reorganization Department, 6201 15th
Avenue, Brooklyn. New York 11219. with the Form of Election so Exercise (on the reverse side
hereof) lilled expressing the Holder’s intent to Exercise the same together to American Stock
Transfer & Trust Company. LLC of the Exercise Price of the Shares stated in the to be purchased. If
this Warrant is exercised in respect of lewer than all of the Shares trial may be purchased Order
this Warrant Company shall execute a new warrant in me form of this Warrant for the remaining
Shares issuable under the original Warrant and deliver such new Warrant to the Holder unless the
number of remaining Shares is less than one (1). in which case no new warrant shall be issued.
This Warrant and all rights hereunder will expire if not exercised by 5:00 p.m. prevailing
local time in New York, New York on the date that is the earlier to occur of (c) October 15, 2013.
and (ii) that date that is thirty (30) days after the giving of notice by the Company to the Holder
that The Fair Market Value of one Share has exceeded 130% of the Exercise Price lor consecutive
days (which 10-day period means, if the Shares are then listed exchansing otherwise quoted. 10
consecutive days for which the Closing Bid Price is reported), and that We Warrant will therefore
exmine if not exercised prior to the Expiration Date.
-Fair Market Value means (i) the consolidated closing bid price of one Share as on the NASDAQ
Stock Market. LLC or
COUNTERSIGNED:
AMERICAN STOCK TRANSFER & TRUST COMPANY. LLC (New York NY)
WARRANT AGENT
BY:
AUTHORIZED SIGNATURE
on an/ other principal national securities exchange on which The Shares are then listed or admitted
lor Hading or (ii) if the Shares are not then listed or admited for trading on any national
secrities exchange, the last reported sate price or in case no such sale takes place on each day
during the 10-day period referred to below, the average of the highest reported bid and the lowest
reported asked quotation for the Shares, either case as reported on any authorised interdaler
quotation system (in each case, the “Closing Bid Price’). II the Shares are not listed or admitted
for trading on any national securities exchange of quoted by any interdealer quotation system
 or a
similar service. Fair Market Value means the fair market value of a Share as determined by a
majority of the directors of the Company’s Board of Directors
3. No Stockholder Rights            This Warrant does not confer upon [he Holder or the
Holder’s permitted Assignees any right
whatsoever as a stockholder of the Company, including without limiting the generality of the
foregoing, the right to vote, to receive
nonces and the right to receive dividends, prior to the exercise of the Holder’s rights to
purchase the Shares as provided herein,
4. No Transfers. This Warrar.. ma, not be transferred security interest or charge, pledgee,
hypothecated, or otherwise transferred except (i) is the result of by operation of law (such
as death or merger or
otherwise) or (ii) as required by law or of competent ,(such a- in connection with divorce,
bankruptcy or
liquidation). A request lor a transfer of this Warrant shall be accompanied By such
documentation establishing satisfaction of The
conditions Set forth in clause (i) or (ii) above, as applicable, as may be reasonably
requested by the Company (including opinions of
counsel, if appropriate)
Upon receipt of documentation reasonably satisfactory to the Company, the Company shall permit the
transfer of this Warrant
(Continued on reverse Side)
WITNESS the seal of the Company and the of us duly authorized cheers as of the date first
written above-
CLEAN DIESEL TECHNOLOGIES. INC.

 

 

     5. Securities Laws. Any Shares issued upon the exercise of this
Warrant (unless pursuant to an effective registration statement under
the Act) shall bear the following legend:

     THE SHARES REPRESENTED BY THIS CERTIFICATE HAVE BEEN TAKEN FOR INVESTMENT AND THEY MAY NOT BE
SOLD OR OTHERWISE TRANSFERRED BY ANY PERSON, INCLUDING A PLEDGEE, IN THE ABSENCE OF AN EFFECTIVE
REGISTRATION STATEMENT FOR THE SHARES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR AN OPINION
OF COUNSEL, SATISFACTORY TO THE COMPANY, THAT AN EXEMPTION FROM REGISTRATION IS THEN AVAILABLE.

     6. Capital Adjustments. The Exercise Price and the number of
Shares purchasable hereunder are subject to adjustment from time
to time, as follows:

          (a) If at any time there shall be a merger or consolidation of the
Company with or into another corporation when the Company is not
the surviving corporation, then, as part of such merger or
consolidation, lawful provision shall be made so that the Holder shall
thereafter be entitled to receive upon exercise of this Warrant, during
the period specified herein and upon payment of the aggregate
Exercise Price then in effect, the number of Shares of stock or other
securities or property of the successor corporation resulting from
such merger or consolidation, to which the Holder would have been
entitled in such merger or consolidation, if this Warrant had been
exercised immediately before such merger or consolidation.

          (b) If the Company at any time shall, by subdivision, combination
or reclassification of securities or otherwise, change any of the
Shares into the same or a different number of securities of any other
class or classes, this Warrant shall thereafter represent the right to
acquire such number and kind of securities as would have been
issuable as the result of such change with respect to the Shares
immediately prior to such subdivision, combination, reclassification
or other change.

          (c) If the Company at any time shall split or subdivide its Common
Stock, the Exercise Price shall be proportionately decreased and the
number of Shares issuable pursuant to this Warrant shall be
proportionately increased. If the Company at any time shall combine its Common Stock, the Exercise
Price shall be proportionately increased and the number of Shares issuable pursuant to this
Warrant shall be proportionately decreased.

     7. Governing Law. This Warrant shall be governed by and
construed for all purposes by in accordance with the laws of the
State of Delaware without reference to the conflicts of laws rules of
any jurisdiction.

     8. Notices. Any notice effecting an exercise of this Warrant shall, if
in writing, be effective upon receipt by the Company of the Warrant,
notice of exercise and payment of the Exercise Price. Other notices
shall, if in writing, be effective on receipt, if delivered in person or by
facsimile transmission, or, if given by mail, four (4) days after deposit
in the mail service, air-mail postage pre-paid in any case to the then
executive office of the Company to the attention of the Company
Secretary, or, if to the Holder, to the address given above or to such
other address by notice so given.

     9. Holidays. If the last or appointed day for the taking of any action
or the expiration of any right required or granted herein shall be a
Saturday. Sunday or a legal holiday, then such action may be taken
or such right may be exercised on the next succeeding day not a
Saturday, Sunday or a legal holiday.

     10. Lost Warrants. The Company covenants with the Holder that,
upon receipt of evidence reasonably satisfactory to the Company of
the loss, theft, destruction or mutilation of this Warrant and, in the
case of any such loss, theft, or destruction, upon receipt of an
indemnity reasonably satisfactory to the Company, or in the case of
any such mutilation, upon surrender and cancellation of such
Warrant, the Company will make and deliver a new Warrant of like
tenor, in lieu of the lost, stolen, destroyed or mutilated Warrant

     11. Fractional Shares. This Warrant may be exercised only for an
integral number of Shares, and fractional Shares may not be
purchased hereunder.

     12. Headings. The headings in this Warrant are for convenience of
reference only and shall in no way modify or affect the meaning or
construction of any of the terms or provisions of this Warrant.

Form of Election to Exercise

The undersigned hereby irrevocably elects to exercise this Warrant to purchase an aggregate of
             full shares of Common Stock, par value $.01 per share of Clean Diesel Technologies, inc. (the “Shares”) at the
Exercise Price of $7.92 per Share (as it may be adjusted) and herewith tenders payment for such Shares in the
aggregate amount of $                    in accordance with the terms hereof.

Dated:                                         

	 	 	 

	Social Security Number or Taxpayer ID:
	 	 
	 

	 	 

	 	 	 

	Name of Registered Holder (please print):
	 	 
	 

	 	 

	 	 	 

	Address (please print):
	 	 
	 

	 	 

	 	 	 

	Signature:
	 	 
	 

	 	 

NOTE: The above signature must correspond with the name as written upon the face of this Warrant
certificate in every particular, without alteration or enlargement or change whatsoever. THIS
WARRANT IS NOT TRANSFERABLE OTHER THAN IN THE LIMITED CIRCUMSTANCES PROVIDED HEREIN AND THE
HOLDER HEREOF AGREES FOR THE BENEFIT OF THE COMPANY THAT THIS WARRANT MAY NOT BE OFFERED SOLD,
PLEDGED, OR OTHERWISE TRANSFERRED BY SUCH HOLDER OTHER THAN AS PROVIDED HEREIN.exv10w1

Exhibit 10.1

AMENDMENT NO. 2

to the

AMENDED AND RESTATED

EMPLOYMENT AGREEMENT

          AMENDMENT (“Amendment No. 2”) dated the 9th day of November, 2010, by and between Polo Ralph
Lauren Corporation, a Delaware corporation (the “Company”), and Ralph Lauren (the “Executive”).

          WHEREAS, the Executive currently serves as the Chief Executive Officer of the Company and
Chairman of the Board of Directors of the Company pursuant to an Amended and Restated Employment
Agreement by and between the Company and the Executive dated March 30, 2008, which was amended on
June 29, 2009 (collectively, the “Employment Agreement”); and

          WHEREAS, the Company and the Executive wish to further amend the Employment Agreement in
certain respects;

          NOW, THEREFORE, intending to be bound, the parties hereby agree as follows.

 

			
	 	1.	
    Capitalized terms used herein and not otherwise defined shall have the meaning ascribed to
such terms in the Employment Agreement. All other terms and conditions of the Employment Agreement
that are not modified below shall continue to remain in full force and effect.

	 
	 	2.	Section 5(d) of the Employment Agreement is amended to add the following sentence at the
end of the paragraph:

          “Commencing in the Company’s fiscal year 2011 and continuing for the remaining fiscal
years of the Term, the Company shall reimburse Executive up to a maximum aggregate amount of
$200,000 for any expense incurred as a result of Executive’s use of his private aircraft, or
other acceptable private aircraft, for personal travel.

          IN WITNESS WHEREOF, the Company has caused this Amendment No. 2 to be duly executed and the
Executive has hereunto set his hand, on the date first set forth above.

	 	 	 	 	 
	 	POLO RALPH LAUREN CORPORATION

 	 
	 	By:  	/s/ Joel Fleishman
 	 
	 	 	Joel Fleishman, 	 
	 	 	Chairman of the Compensation &

Organizational
Development Committee 	 
	 

	 	 	 	 	 
	 	EXECUTIVE

 	 
	 	/s/ Ralph Lauren
 	 
	 	Ralph Lauren

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