Document:

Exhibit 4.1

 

 

I,
MICHAEL HARKINS, SECRETARY OF STATE OF THE STATE OF DELAWARE DO HERBY CERTIFY
THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF RESTATED
CERTIFICATE OF INCORPORATION OF FLEETWOOD ENTERPRISES, INC.  FILED IN THIS OFFICE ON THE TWENTY-FOURTH DAY
OF SEPTEMBER, A.D. 1985, AT 3:10 O’CLOCK P.M.

 

¦  ¦  ¦  ¦  ¦  ¦  ¦  ¦  ¦  ¦

 

 

	
   

  	
  /s/
  Michael Harkins

  	
   

  
	
   

  	
  Michael Harkins, Secretary of State

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  AUTHENTICATION:

  	
   

  	
  0619470

  
	
   

  	
   

  	
   

  	
   

  
	
  852670168

  	
  DATE:

  	
   

  	
  09/24/1985

  
					

 

 

RESTATED CERTIFICATE OF INCORPORATION

 

FLEETWOOD ENTERPRISES, INC.

 

(Originally incorporated on July 1, 1977)

 

FIRST:         The name of the
Corporation is:

 

FLEETWOOD
ENTERPRISES, INC.

 

SECOND:     The address of the registered office of the
Corporation in the state of
Delaware is Corporation Trust Center, 1209 Orange Street in the City of
Wilmington, county of New Castle,
and the name of its registered agent at that address is The Corporation Trust
Company.

 

THIRD:         The purpose of the
Corporation is to engage in any lawful act or activity for which corporations
may be organized under the General Corporation Law of Delaware.

 

FOURTH:      The Corporation shall be authorized to
issue two classes of shares of stock to be designated, respectively, “Preferred
Stock” and “Common Stock”; the total number of shares which the Corporation
shall have authority to issue is eighty-five million (85,000,000); the total
number of shares of preferred
Stock shall be ten million (10,000,000) and each such share shall have a par
value of one dollar ($1.00); and the total number of shares of Common Stock
shall be seventy-five million (75,000,000) and each such share shall have a par
value of one dollar ($1.00).

 

Shares of preferred Stock
may be issued from time to time in one or more series.  The Board of Directors is hereby authorized
to fix the voting rights, designations, powers, preferences and the relative,
participating, optional or other rights, if any, and the qualifications,
limitations or restrictions thereof, of any wholly unissued series of preferred stock; and to fix the number of shares constituting such series, and to increase or decrease the number of
shares of any such series (but not below the number of shares thereof then outstanding).

 

FIFTH:            In
furtherance and not in limitation of the powers conferred by statute, the Board
of Directors is expressly authorized to make, repeal, alter, amend and rescind
the Bylaws of the Corporation.

 

 

SIXTH:           Bylaws shall not be made, repealed,
altered, amended or rescinded by the stockholders of the Corporation except by
the vote of the holders of not less than eighty percent (80%) of the total
voting power of all outstanding shares of voting stock of the Corporation.

 

SEVENTH:     The number of Directors of the Corporation
shall be fixed from time to time by a bylaw or amendment thereof duly adopted
by the Board of Directors.

 

EIGHTH:        The Board of Directors shall be and is
divided into three classes, class
I, Class II and Class III.  The
number of directors in each class shall be the whole number contained in the
quotient arrived at by dividing the authorized number of directors by three,
and if a fraction is also contained in such quotient than if such fraction is
one-third (1/3) the extra director shall be a member of class I and if the fraction is two-thirds (2/3) one of the extra
directors shall be a member of Class I and the other shall be a member of Class II.  Each director shall serve for a term ending
on the date of the third annual meeting following the annual meeting at which
such director was elected; provided, however, that the directors first elected
to class I shall serve for a term
ending on the date of the annual meeting next following the end of the calendar
year 1977, the directors first elected to Class II shall serve for a term
ending on the date of the second annual meeting next following the end of the
calendar year 1977, and the directors first elected to Class III shall
serve for a term ending on the date of the third annual meeting next following
the end of the calendar year 1977.  Notwithstanding the foregoing formula
provisions, in the event that, as a result of any change in the authorized
number of directors, the number of directors in any class would differ from the
number allocated to that class under the formula provided in this Article immediately
prior to such change, the following rules shall govern:

 

(a)     each director then serving as such shall nevertheless continue
as a director of the class of which he is a member until the expiration of his
current term, or his prior death, resignation or removal;

 

2

 

(b)     at each
subsequent election of directors, even if the number of directors in the class
whose term of office then expires is less than the number then allocated to
that class under said formula, the number of directors then elected for
membership in that class shall not be greater than the number of directors in
that class whose term of office then expires, unless and to the extent that the
aggregate number of directors then elected plus the number of directors in all
classes then duly continuing in office does not exceed the then authorized
number of directors of the Corporation;

 

(c)     at each
subsequent election of directors, if the number of directors in the class whose
term of office then expires exceeds the number then allocated to that class
under said formula, the Board of Directors shall designate one or more of the
directorships then being elected as directorships of another class or classes
in which the number of directors then serving is less than the number then
allocated to such other class or classes under said formula;

 

(d)     in the
event of the death, resignation or removal of any director who is a member of a
class in which the number of directors serving immediately preceding the
creation of such vacancy exceeded the number then allocated to that class under
said formula, the Board of Directors shall designate the vacancy thus created
as a vacancy in another class in which the number of directors then serving is
less than the number then allocated to such other class under said formula;

 

(e)     in the
event of any increase in the authorized number of directors, the newly created
directorships resulting from such increase shall be apportioned by the Board of
Directors to such class or classes as shall, so far as possible, bring the
composition of each of the classes into conformity with the formula in this
Article, as it applies to the number of directors authorized immediately
following such increase; and

 

3

 

(f)    designations of directorships or vacancies into other classes and
apportionments of newly created directorships to classes by the Board of
Directors under the foregoing items (c), (d) and (e) shall, so far as
possible, be effected so that the class whose term of office is due to expire
next following such designation or apportionment shall contain the full number
of directors then allocated to said class under said formula.

 

Notwithstanding
any of the foregoing provisions of this Article, each director shall serve
until his successor is elected and qualified or until his death, resignation or
removal.

 

NINTH:          During any period when the holders of
any Preferred Stock or any one or more series thereof, voting as a class, shall
be entitled to elect a specified number of directors, by reason of dividend arrearages
or other provisions giving them the right to do so, then and during such time
as such right continues (1) the then otherwise authorized number of
directors shall be increased by such specified number of directors, and the
holders of such Preferred Stock or such series thereof, voting as a class,
shall be entitled to elect the additional directors so provided for, pursuant
to the provisions of such Preferred Stock or series; (2) each such
additional director shall serve for such term, and have such voting powers, as shall
be stated in the provisions pertaining to such preferred stock
or series; and (3) whenever the holders of any such preferred stock or series thereof are divested of such rights to elect
a specified number of directors, voting as a class, pursuant to the provisions
of such preferred stock or series, the terms of office of
all directors elected by the holders of such preferred
Stock or series, voting as a class pursuant to such provisions, or elected to
fill any vacancies resulting from the death, resignation or removal of
directors so elected by the holders of such preferred
stock or series, shall forthwith
terminate and the authorized number of directors shall be reduced accordingly.

 

TENTH:         Elections of directors at an annual or
special meeting of stockholders need not be by written ballot unless the Bylaws
of the Corporation shall so provide.

 

4

 

ELEVENTH:  No action shall be taken by the stockholders
except at an annual or special meeting of stockholders.

 

TWELFTH:   At all elections of directors of the
Corporation, a holder of any class or series of stock then entitled to vote in
such election shall be entitled to as many votes as shall equal the number of
votes which (except for this Article as to cumulative voting) he would be
entitled to cast for the election of directors with respect to his shares of
stock multiplied by the number of directors to be elected in the election in
which his class or series of stock is entitled to vote, and each stockholder
may cast all of such votes for a single nominee for director or may distribute
them among the number to be voted for, or for any two or more of them as he may
see fit.

 

THIRTEENTH:             Special meetings of the
stockholders of the corporation
for any purpose or purposes may be called at any time by the Board of Directors
or by a committee of the Board of Directors which has been duly designated by
the Board of Directors and whose powers and authority, as provided in a
resolution of the Board of Directors or in the Bylaws of the Corporation,
include the power to call such meetings, but such special meetings may not be
called by any other person or persons; provided, however, that if and to the
extent that any special meeting of stockholders may be called by any other
person or persons specified in any provisions of the Certificate of
Incorporation or any amendment thereto or any certificate filed under Section 151(g) of
the Delaware General Corporation Law (or its successor statute as in effect
from time to time hereafter), then such special meeting may also be called by
the person or persons, in the manner, at the times and for the purposes so
specified.

 

FOURTEENTH:            The affirmative vote of the holders
of not less than eighty percent (80%) of the total voting power of all
outstanding shares of voting stock of the Corporation shall be required for the
approval of any proposal that (1) the Corporation merge or consolidate
with any other corporation or any affiliate of such other corporation if such
other corporation and its affiliates or associates singly or in the aggregate
are directly or indirectly the beneficial owners of more than five percent (5%)
of the outstanding shares of the voting stock of the Corporation (such other
corporation and any

 

5

 

affiliate thereof being herein referred to as a “Related Corporation”),
or that (2) the corporation
sell or exchange all or substantially all of its assets or business to or with
such Related Corporation, or that (3) the Corporation issue or deliver any
stock or other securities of its issue in exchange or payment for any properties
or assets of such Related Corporation or securities issued by such Related
Corporation, or in a merger of any affiliate of the corporation with or into such Related Corporation or any of
its affiliates, and to effect such transaction the approval of stockholders of
the corporation is required by
law or by any agreement between the corporation
and any national securities exchange; provided, however, that the foregoing
shall not apply to any such merger, consolidation, sale or exchange, or
issuance or delivery of stock or other securities which was approved by
resolution of the Board of Directors of the Corporation prior to the
acquisition of the beneficial ownership of more than five percent (5%) of the
outstanding voting stock of the corporation
by such Related Corporation and its affiliates, nor shall it apply to any such
transaction solely between the corporation
and another corporation, fifty percent (50%) or more of the voting stock of
which is owned by the corporation.  In computing the percentage of outstanding
voting stock beneficially owned by any person, the shares outstanding and the
shares owned shall be determined as of the record date fixed to determine the
stockholders entitled to vote or express consent with respect to such proposal.  The stockholder vote, if any, required for
mergers, consolidations, sales or exchanges of assets or issuances of stock or
other securities not expressly provided for in this Article, shall be such as
may be required by applicable law.

 

FIFTEENTH:         To the maximum extent permissible under
Section 262 of the Delaware General Corporation Law, the stockholders of
the Corporation shall be entitled to the statutory appraisal rights provided
therein, notwithstanding any exception otherwise provided therein, with respect
to any business combination involving the corporation
and any Related Corporation which requires the affirmative vote of the holders
of not less than eighty percent (80%) of the total voting power of all outstanding
shares of voting stock of the corporation
pursuant to the provisions of Article FOURTEENTH.

 

6

 

SIXTEENTH:        Any direct or
indirect purchase by the corporation
of shares of voting stock (as hereinafter defined) from an interested shareholder
(as herein defined) other than pursuant to an offer to the holders of all of
the outstanding shares of the same class of voting stock as those so purchased,
at a per share price in excess of the market price (as hereinafter defined) at
the time of such purchase of the shares so purchased, shall require the affirmative
vote of the holders of that amount of the voting power of the voting stock
equal to the sum of (i) the voting power of the shares of voting stock of
which the interested shareholder is the beneficial owner and (ii) a
majority of the voting power of the remaining outstanding shares of voting
stock, voting together as a single class.

 

For the purposes of Article FOURTEENTH and this Article SIXTEENTH:

 

(a)     a
“person” shall mean any individual, firm, corporation or other entity;

 

(b)     “voting
stock” shall mean the outstanding shares of capital stock of the corporation entitled to vote generally
in the election of directors;

 

(c)     “interested
shareholder” shall mean any person (other than the Corporation or any
subsidiary) who or which;

 

(i)            is the beneficial
owner directly or indirectly, of 5% or more of the voting power of the
outstanding voting stock and became such beneficial owner within two years
prior to the date of the purchase referred to in the first paragraph of this Article or
any agreement in respect thereof (other than by means of a transfer by will or
the laws of descent or distribution from a shareholder who beneficially owned
such stock for more than two years); or

 

(ii)           is an affiliate
of the corporation and at any
time within the two-year period immediately prior to the date in question was
the beneficial owner, directly or indirectly, of 5% or more of the voting power
of the then outstanding voting stock; or

 

(iii)          is an assignee
of or has otherwise succeeded to any shares of voting stock which were at any
time within

 

7

 

the two-year period immediately prior to the date in question
beneficially owned by any interested shareholder, if such assignment or
succession shall have occurred in the course of a transaction or series of
transactions not involving a public offering within the meaning of the securities Act of 1933.

 

(d)     a
person shall be a “beneficial owner” of any voting stock:

 

(i)            which such person
or any of its affiliates or associates (as herein defined) beneficially owns,
directly or indirectly; or

 

(ii)           which such person
or any of its affiliates or associates has (a) the right to acquire
(whether such right is exercisable immediately or only after the passage of
time), pursuant to any agreement, arrangement or understanding or upon the
exercise of conversion rights, exchange rights, warrants or options, or
otherwise, or (b) the right to vote pursuant to any agreement, arrangement
or understanding; or

 

(iii)          which are
beneficially owned, directly or indirectly, by any other person with which such
person or any of its affiliates or associates has any agreement, arrangement or
understanding for the purpose of acquiring, holding, voting or disposing of any
shares of voting stock,

 

(e)     for
the purposes of determining whether a person is an interested shareholder
pursuant to paragraph (c) of this Article, the number of shares of voting
stock deemed to be outstanding shall include shares deemed owned through
application of paragraph (d) of this Article but shall not include
any other shares of voting stock which may be issuable pursuant to any
agreement, arrangement or understanding, or upon exercise of conversion rights,
warrants or options, or otherwise;

 

(f)      “affiliate”
or “associate” shall have the respective meanings ascribed to such terms in Rule 12b-2
of the General Rules and Regulations under the Securities Exchange Act of
1934, as in effect on September 10, 1985;

 

8

 

(g)     “market
price” means: the last closing sale price immediately preceding the time in
question of a share of the stock in question on the Composite Tape for New York
Stock Exchange-Listed Stocks, or, if such stock is not quoted on the Composite
Tape, on the New York Stock Exchange, or, if such stock is not listed on such
Exchange, on the principal United States securities exchange registered under
the Securities Exchange Act of 1934 on which such stock is listed, or, if such
stock is not listed on any such exchange, the last closing bid quotation with
respect to a share of such stock immediately preceding the time in question on
the National Association of Securities Dealers, Inc. Automated Quotation System
or any system then in use (or any other system of reporting or ascertaining
quotations then available), or if such stock is not so quoted, the fair market
value at the time in question of a share of such stock as determined by the
Board in good faith;

 

(h)     “disinterested
director” means any member of the Board of Directors of the Corporation (the “Board”)
who is unaffiliated with any interested shareholder and was a member of the
Board prior to the time that any interested shareholder became an interested
shareholder, and any successor of a disinterested director who is unaffiliated
with any interested shareholder and is recommended to succeed a disinterested
director by a majority of disinterested directors then on the Board.

 

A majority of the disinterested directors of the corporation shall have the power and
duty to determine for the purposes of this Article, on the basis of information
known to them after reasonable inquiry, (A) whether a person is an
interested shareholder, (B) the number of shares of voting stock
beneficially owned by any person and (C) whether a person is an affiliate
or an associate of another person.  The
good faith determination of a majority of the disinterested directors shall be
conclusive and binding for all purposes of this Article.

 

9

 

SEVENTEENTH:          This provisions set forth in this Article and
in Articles SIXTH (dealing with the alteration of Bylaws by stockholders),
EIGHTH (dealing with the classified board), ELEVENTH (dealing with the
prohibition against stockholder action without meetings), TWELFTH (dealing with
cumulative voting), FOURTEENTH (dealing with the 80% vote of stockholders
required for certain mergers), FIFTEENTH (dealing with appraisal
rights of stockholders) and SIXTEENTH (dealing with the regulation of certain
transactions) may not be repealed or amended in any respect unless such repeal
or amendment is approved by the affirmative vote of the holders of not less
than eighty percent (80%) of the total voting power of all outstanding shares
of voting stock of the Corporation.

 

EIGHTEENTH:              The Corporation reserves the right
to amend, alter change or repeal any provision contained in this Restated
Certificate of Incorporation, in the manner now or hereafter prescribed by
statute, and all rights conferred on stockholders herein are granted
subject to this reservation. 
Notwithstanding the foregoing, the provisions set forth in Articles
SIXTH, EIGHTH, ELEVENTH, TWELFTH, FOURTEENTH, FIFTEENTH, SIXTEENTH and
SEVENTEENTH may not be repealed or amended in any respect unless such repeal or
amendment is approved as specified in Article SEVENTEENTH of this Restated
Certificate of Incorporation.

 

IN WITNESS WHEREOF, this Restated Certificate of Incorporation, which
restates, integrates and further amends the provisions of the Corporation’s Certificate
of Incorporation, as heretofore amended, and having been duly adopted by the
Board of Directors and the stockholders of the Corporation in accordance with
the provisions of Section 245 of the General Corporation Law of the State
of Delaware, has been executed on the 17th day of September, 1985.

 

 

	
   

  	
  /s/ Glenn F. Kummer

  	
   

  
	
   

  	
  President

  	
   

  
	
   

  	
   

  
	
  S E A L

  	
   

  
	
   

  	
   

  
	
  ATTEST:

  	
   

  
	
  /s/ William H. Lear

  	
   

  	
  RECEIVED FOR RECORD

  
	
  Secretary

  	
   

  	
  SEP 25 1985

  
	
   

  	
   

  	
  LEO J. DUGAN, Jr, Recorder

  

 

10Exhibit 4.2

 

	
   

  	
  

  	
   

  
	
   

  	
  PAGE 
  1

  

 

I, MICHAEL HARKINS, SECRETARY OF STATE OF THE STATE OF DELAWARE DO
HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF
AMENDMENT OF FLEETWOOD ENTERPRISES, INC. FILED IN THIS OFFICE ON THE EIGHTEENTH
DAY OF NOVEMBER, A.D. 1986, AT 9 O’CLOCK A.M.

 

¦  ¦  ¦  ¦  ¦  ¦  ¦  ¦  ¦  ¦

 

 

	
   

  	
   

  	
   

  
	
   

  	
   

  
	
   

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
   

  
	
  /s/ Michael Harkins

  	
   

  
	
  Michael Harkins, Secretary of State

  	
   

  
	
   

  	
   

  
	
  AUTHENTICATION:

  	
   

  	
  11024079

  
	
  863220185

  	
  DATE:

  	
   

  	
  11/29/1986

  
						

 

 

 

	
   

  	
   

  	
  CERTIFICATE OF AMENDMENT

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  TO

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  RESTATED CERTIFICATE OF INCORPORATION

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  OF

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  FLEETWOOD ENTERPRISES, INC.

  

 

Fleetwood Enterprises, Inc.,
a Delaware corporation (the “Corporation”), hereby certifies that the following
amendment to the Corporation’s Restated Certificate of Incorporation was duly
adopted in accordance with the provisions of Section 242 of the General
Corporation Law of the State of Delaware, by the Corporation’s Board of
Directors at its meeting on June 30, 1986 and by the Corporation’s stockholders
at a meeting held on September 9, 1986.

 

The Restated Certificate of
Incorporation of Fleetwood Enterprises, Inc. is hereby amended by adding
thereto the following Article Nineteenth.

 

NINETEENTH:  To the fullest extent permitted by Delaware
general corporation law as the same exists or may hereafter be amended, a
director of this Corporation shall not be liable to the Corporation or its
stockholders for monetary damages for breach of fiduciary duty as director.

 

Except as so amended, the said
Restated Certificate of Incorporation shall continue in full force and effect.

 

IN WITNESS WHEREOF, this
Certificate of Amendment has been duly executed on the 13th day of November,
1986.

 

	
   

  	
   

  	
  FLEETWOOD
  ENTERPRISES, INC.

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  BY:

  	
  /s/
  Glenn F. Kummer

  	
   

  
	
   

  	
   

  	
  President

  
	
   

  	
   

  	
   

  
	
  ATTEST:

  	
   

  	
   

  
	
  /s/
  William H. Lear

  	
   

  	
   

  	
   

  
	
  Secretary

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