Document:

Flex Power Generation Inc

        9400 Toledo Way

        Irvine, CA 92618

        www.fpgen.com

 

Ruud van Arent

Director Business Development

Energy Efficient Conversion Turbomachinery B.V.

Pieter Zeemanweg 97

3316 GZ Dordrecht

The Netherlands

 

March 1, 2013

 

		Subject:	Order Acknowledgement EECT Turbomachinery P.O. dated 31 December 2012

 

Dear Ruud:

 

Thank you for the subject purchase order in the amount of 760,000
USD for one (1) FP250 system in accordance with the Flex Power Generation proposal submitted to EECT Turbomachinery.

 

Thank you for your business and we look forward to a successful
project with EECT Turbomachinery.

 

Sincerely,

 

/s/ Paul Fukumoto

Paul Fukumoto

Director Business Development

Flex Power Generation Inc

 

		Cc:	Boris Maslov

Mike LevinSRI Contract: S009-003

 

Reporting period ending September 30, 2009

 

Work Performed: 

 

During this period, the following work was performed:

 

		1.	The process design for the power plant was approved by FlexEnergy. It was decided
that in lieu of having an auxiliary fuel on site, it was feasible to use landfill gas itself for Flexidizer warm-up.
Work on the P&ID was begun. 

		2.	The Flexidizer shell design was also developed and
discussions were held with two potential fabricators. 

		3.	In early September, Edan Prabhu of FlexEnergy and Tim Hansen and Richard Adamson
of Southern Research met with officials at Fort Benning and with the Army Corps of Engineers to assess the potential for using
the FlexPowerstation at the Fort Benning Landfill. The meeting included a visit to the landfill site. Particularly helpful were
Anna Butler, Peter Pupparo of the Corps, and Chris Hamilton, Richard Benny Hines, Dorinda Morpeth and Tony Westbrook and others
of the Fort and Corps. It was decided that the Fort Benning Landfill is an excellent candidate for one of the two project demo
sites, and it was decided that Southern Research and FlexEnergy would pursue such a demo. 

		4.	FlexEnergy estimates that as things currently stand it will be in a position to
deliver a 200 KW FlexPowerstation to the site in April 2010, for installation in May 2010. Startup would be in June 2010, and testing
would begin soon after. 

 

Cost Performance: 

 

The Phase 1 work and costs are largely complete. FlexEnergy
hopes that the Phase 2 contract will be executed in early October, so that work is not interrupted.

 

Schedule: 

 

The schedule currently delivers the first unit to
Fort Benning in April 2010. The schedule and site for the second unit are being assessed.

 

 

 

9871 Irvine Center Drive, Suite
100 · Irvine, CA 92618 · (949)
428-3830 Tel ·
(949) 450-0567 Fax

 

    	 

    	 

    

 

 

Reporting Period

 

Cost Summary Appendix

  

 

 

9871 Irvine Center Drive, Suite 100 ·
Irvine, CA 92618 · (949) 428-3830
Tel · (949) 450-0567
Fax

 

    	 

    	 

    

 

 

FlexEnergy SRI Project: Flex for Military
Landfills

September 2009 Cost Summary

 

	Month	 	Unit 1 Planned Action	 	Unit 2
    Planned Action	 	Work Performed During
    Period	 	Contract
    Deliverable	 	Anticipated
    Billing	 	 	Actual Billing	 	 	Total Billing
    To-Date	 
	Jun-09	 	Site Selection	 	 	 	 	 	 	 	9,615	 	 	9,615	 	 	9,615	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Jul-09	 	Process Design, System details, turbine selection,
    purchase recuperators, evaluate generator types	 	 	 	 	 	 	 	124,750	 	 	124,750	 	 	134,365	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Aug-09	 	Purchase
    Turbine, Compressor, Generator, Gearbox,     Specs for Oxidizer, Order Long Lead items for Oxidizer	 		 	Evaluated three sites: Wright Patterson, Camp Pendleton,
    Fort Benning; Developed Power Plant and Oxidizer Specs, Process Flow; Planned Trip to SRI, Fort Benning	 	 	 	100,000	 	 	50,000	 	 	184,365	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Sep-09	 	Order Oxidizer, Perform Detailed Engineering, Obtain
    site info	 	 	 	Process design complete. Oxidizer shell design completed.
    Trip to Fort Benning completed. Selected Fort Benning as demo site #1.	 	Equipment Specs (Unit 1)	 	45,075	 	 	60,000	 	 	244,365	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	Total Ph 1	 	279,440	 	 	 	 	 	 	 	 	 

 

 

 

9871 Irvine Center Drive, Suite 100 ·
Irvine, CA 92618 · (949) 428-3830
Tel · (949) 450-0567
FaxSales and Service Agreement

Between

ENER-CORE Power, Inc.

and

The Regents of the University of California

University of California, Irvine

 

This Agreement for to provide the installation and demonstration
of equipment is by and between The Regents of the University of California, a California constitutional corporation, on behalf
of the University of California, Irvine campus Advanced Power & Energy Program (hereinafter “University”) and Ener-Core
Power, Inc., a Delaware corporation (hereinafter “Buyer”).

 

		I.	SCOPE OF WORK

University shall provide University shall provide
certain goods and services as described in Exhibit A (which is incorporated herein by this reference) to provide for the installation
and demonstration of Buyer’s equipment at the University, including preliminary site preparation, engineering support, fuel
supply, electrical interconnection, control wiring, site access, environmental compliance and approvals with appropriate local
jurisdictions.

 

Should there be any conflict between the terms of
this Agreement and any Exhibits, the terms of this Agreement shall control.

 

All work is being performed by
the University on a best efforts basis, and the University makes no warranty regarding the outcome of the work specified herein.

 

		II.	PERIOD OF PERFORMANCE

		A.	The period of performance of this Agreement shall commence on April 1, 2013 and continue through April 1, 2015.

 

		B.	Either the University or the Buyer may terminate this Agreement at any time, without cause, by giving the other 60 days written
notice of such action. If terminated prior to completion, the University shall, in thirty (30) days, receive full payment from
Buyer for all costs incurred under this Agreement up to and including the date of termination.

 

III. COMPENSATION AND REIMBURSEMENT OF EXPENSES

	  A.  Rate:	For items specified in Exhibit A:	 
	 	• FP250 installation site preparation:	$21,049
	 	• Emission Test:	$ 4,832 per test
	 	• General Use of Facilities and UCI Support for 8 months
	 	 	$62,244 or $7,780/mo

 

The total amount of this Agreement
is $ 83,293 plus $4,832 per emission test requested for items specified in Exhibit A. The number of emission tests during the 8
month period that services are provided under Exhibit A shall not exceed 5.

 

    	 1 of 7

    	 

    

 

B. Payments shall be made to the University based
on the following schedule:  

University shall invoice Buyer on a monthly
basis for goods and services listed in the Exhibit(s). Payments shall be made by Buyer within 30 days of receipt of invoice or
request for payment.

 

C. Payment checks shall reference this Agreement
and be issued to the Regents of the University of California and mailed to:

 

Advanced Power & Energy Program

University of California, Irvine

Irvine, California 92697 - 3550

 

IV. TERMS AND CONDITIONS

		A.	Indemnification

			Except as otherwise limited herein, University shall defend, indemnify and hold harmless Buyer, its officers, employees, and
agents from and against any and all liability, loss, expense (including reasonable attorneys' fees), or claims for injury or damages
arising out of the performance of this Agreement but only in proportion to and to the extent such liability, loss, expense (including
reasonable attorneys' fees), or claims for injury or damage are caused by or result from the negligent or intentional acts or omissions
of University, its officers, employees, or agents.

 

			Buyer shall defend, indemnify and hold harmless University, its officers, employees, and agents from and against any and all
liability, loss, expense (including reasonable attorneys' fees), or claims for injury or damages arising out of the performance
of this Agreement but only in proportion to and to the extent such liability, loss, expense (including reasonable attorneys' fees),
or claims for injury or damage are caused by or result from the negligent or intentional acts or omissions of Buyer, its officers,
employees, or agents.

 

Neither termination of this Agreement nor completion
of the acts to be performed under this Agreement shall release any party from its obligation to indemnify as to any claims or cause
of action asserted so long as the event(s) upon which such claim or cause of action is predicated shall have occurred prior to
the effective date of termination or completion.

 

		B.	Insurance

		1.	Buyer shall provide proof of insurance, naming the University as additional insured, showing amounts of coverage as follows:

Broad Form Commercial General Liability Insurance
(Contractual Liability Included):

	 	Each Occurrence	$ 1,000,000
	 	General Aggregate	$ 2,000,000

 

		2.	The University shall maintain self-insurance covering its activities under this Agreement in an amount not less than $1,000,000
per occurrence.

 

    	 2 of 7

    	 

    

 

		C.	Warranty

The products
and services under this agreement are provided without warranty of merchantability or fitness for a particular purpose or any other
warranty, expressed or implied. In no event IS the Regents of the University of California liable for any incidental, special,
or consequential damages resulting from the use of the products and services contracted for herein.

 

		D.	Conflict of Interest

Buyer affirms that there exists no actual or potential
conflict of interest between the parties, including the financial interests of their officers, agents, or employees. Any question
regarding a possible conflict of interest will be raised with the University.

 

		E.	Affirmative Action

The Buyer recognizes that as a federal and state government
contractor or subcontractor, the University of California is obligated to comply with certain laws and regulations of the federal
and state government regarding equal opportunity and affirmative action. When applicable, the Buyer agrees that, as a government
subcontractor, the following are incorporated herein as though set forth in full: the non-discrimination and affirmative action
clauses contained in Executive Order 11246, as amended by Executive Order 11375, relative to equal employment opportunity for all
persons without regard to race, color, religion, sex or national origin, and the implementing rules and regulations contained in
Title 41, part 60 of the Code of Federal Regulations, as amended; the non-discrimination and affirmative action clause contained
in the Rehabilitation Act of 1973, as amended, as well as the Americans With Disabilities Act relative to the employment and advancement
in employment of qualified individuals with disabilities, and the implementing rules and regulations in Title 41, part 60-741 and
742 of the Code of Federal Regulations; the non-discrimination and affirmative action clause of the Vietnam Era Veterans Readjustment
Assistance Act of 1974, as amended, relative to the employment and advancement in employment of qualified special disabled veterans,
veterans of the Vietnam era, recently separated veterans, and other protected veterans without discrimination, and the implementing
rules and regulations in Title 41, part 60-250 of the Code of Federal Regulations; and the non-discrimination clause required by
California Government Code Section 12900 relative to equal employment opportunity for all persons without regard to race, religion,
color, national origin, ancestry, physical or mental disability, medical condition, genetic information, marital status, sex, gender,
gender identity, gender expression, age, or sexual orientation, and the implementing rules and regulations of Title 2, Division
4, Chapter 5 of the California Code of Regulations. The Buyer further agrees that when applicable it shall provide the certification
of non-segregated facilities required by Title 41, part 60-1.8(b) of the Code of Federal Regulations. Furthermore Buyer understands
that University policy requires that University and its contractors may not discriminate on the basis of pregnancy, citizenship,
or service in the uniformed services.

 

    	 3 of 7

    	 

    

 

		F.	Cooperation

University and Buyer shall cooperate in the event
of any legal action or claim made by a third party that may result from activities relating to the performance of this Agreement.

 

		G.	Compliance

		1.	University and Buyer agree to comply with all applicable federal, state, and local laws, regulations and codes in the performance
of this Agreement.

 

		2.	Buyer
                                                                                                                           warrants
                                                                                                                           that
                                                                                                                           any
                                                                                                                           and
                                                                                                                           all
                                                                                                                           of
                                                                                                                           its
                                                                                                                           work
                                                                                                                           being
                                                                                                                           submitted
                                                                                                                           under
                                                                                                                           this
                                                                                                                           Agreement
                                                                                                                           comply
                                                                                                                           with
                                                                                                                           all
                                                                                                                           U.S.
                                                                                                                           export
                                                                                                                           control
                                                                                                                           laws
                                                                                                                           and
                                                                                                                           regulations.
                                                                                                                           Buyer
                                                                                                                           shall
                                                                                                                           notify
                                                                                                                           University
                                                                                                                           in
                                                                                                                           writing
                                                                                                                           to
                                                                                                                           exportcontrol@research.uci.edu
                                                                                                                           if
                                                                                                                           any
                                                                                                                           ITAR
                                                                                                                           or
                                                                                                                           EAR
                                                                                                                           restricted
                                                                                                                           technology
                                                                                                                           or
                                                                                                                           data
                                                                                                                           is
                                                                                                                           to
                                                                                                                           be
                                                                                                                           provided
                                                                                                                           to
                                                                                                                           University
                                                                                                                           under
                                                                                                                           this
                                                                                                                           Agreement
                                                                                                                           or
                                                                                                                           if
                                                                                                                           data
                                                                                                                           that
                                                                                                                           Company
                                                                                                                           is
                                                                                                                           requesting
                                                                                                                           University
                                                                                                                           to
                                                                                                                           produce
                                                                                                                           during
                                                                                                                           the
                                                                                                                           course
                                                                                                                           of
                                                                                                                           work
                                                                                                                           under
                                                                                                                           this
                                                                                                                           Agreement
                                                                                                                           is
                                                                                                                           expected
                                                                                                                           to
                                                                                                                           be
                                                                                                                           ITAR
                                                                                                                           or
                                                                                                                           EAR
                                                                                                                           restricted.
                                                                                                                           University
                                                                                                                           shall
                                                                                                                           have
                                                                                                                           the
                                                                                                                           right
                                                                                                                           to
                                                                                                                           decline
                                                                                                                           ITAR
                                                                                                                           or
                                                                                                                           EAR
                                                                                                                           restricted
                                                                                                                           technology
                                                                                                                           or
                                                                                                                           data
                                                                                                                           or
                                                                                                                           tasks
                                                                                                                           requiring
                                                                                                                           production
                                                                                                                           of
                                                                                                                           such
                                                                                                                           information.

 

		H.	Force Majeure

			University shall not be responsible for damages or for delays or failures in performance resulting from acts or occurrences
beyond its reasonable control, including, without limitation: fire, lightning, explosion, power surge or failure, water, acts of
God, war, revolution, civil commotion or acts of civil or military authorities or public enemies: any law, order, regulation, ordinance,
or requirement of any government or legal body or any representative of any such government or legal body; or labor unrest, including
without limitation, strikes, slowdowns, picketing or boycotts; inability to secure materials and supplies, transportation facilities,
fuel or energy shortages, or acts or omissions of others.

 

		I.	Assignment

The obligations of the parties pursuant to this Agreement
shall not be assigned without the prior written consent of the parties.

 

		J.	Confidentiality

It is agreed that Buyer shall disclose only information
necessary to the work and, if any such information is considered confidential, it shall be clearly marked "Confidential Information"
and sent by Buyer in writing only to the University (as specified in article IV, paragraph K.) or orally disclosed to the University
and reduced to writing by Buyer within thirty days of disclosure. University shall inform its employees that for a period of one
year from the end of the Agreement, Confidential Information shall not be used or disclosed to others except in furtherance of
this Agreement unless Confidential Information: (i) is or shall have been known to the University before his receipt thereof; (ii)
is disclosed to the University by a third party; (iii) is or shall have become known to the public through no fault of the University;
or (iv) is required by law to be disclosed.

 

    	 4 of 7

    	 

    

 

		K.	Notice

Whenever any notice is to be given hereunder, it shall
be in writing and shall be deemed received, if delivered by courier on a business day, on the day delivered, or on the second business
day following mailing, if sent by first-class certified or registered mail, postage prepaid, to the following addresses:

 

	 	To University:	 
	 	 	University of California, Irvine
	 	 	Advanced Power & Energy Program
	 	 	Irvine, CA 92697 - 3550
	 	 	Attn: Vince McDonell, Principal Service Provider
	 	 	 
	 	 	AND
	 	 	 
	 	 	University of California, Irvine
	 	 	Materiel and Risk Management
	 	 	Irvine, CA 92697-4530
	 	 	Attn: Rick Coulon

 

	 	To Buyer:	 
	 	 	 
	 	 	Company Name: Ener-Core Power, Inc.
	 	 	Address: 9400 Toledo Way
	 	 	Address:
	 	 	City:  Irvine State:  CA Zip: 92618
	 	 	Attn: Boris Maslov

 

		L.	Severability

If any term, condition, or provision of this Agreement
is held by a court of competent jurisdiction to be invalid, void, or unenforceable, the remaining provisions will nevertheless
continue in full force and effect, and shall not be affected, impaired, or invalidated in any way.

 

		M.	Use of Name

The Parties agree that they will not use the name,
logo, or seal, of the other Party or its employees in any advertisement, press release or publicity with reference to this Agreement
or any product or service resulting from this Agreement, without prior written approval of the other Party.

 

		N.	Non-Waiver

Waiver or non-enforcement by either party of a term
or condition shall not constitute a waiver or a non-enforcement of any other term or condition or of any subsequent breach of the
same or similar term or condition.

 

		O.	No Third-Party Rights

Nothing in this Agreement is intended to make any
person or entity who is not signatory to the agreement a third-party beneficiary of any right created by this Agreement or by operation
of law.

 

    	 5 of 7

    	 

    

 

		P.	Dispute Resolution

Any dispute arising regarding the interpretation or
implementation of this Agreement, including any claims for breach of this Agreement, shall be resolved by submitting the claim
for arbitration to JAMS in accordance with its rules and procedures applicable to commercial disputes. The location of any arbitration
proceedings shall be Orange County, California, and any enforcement of the arbitrator's decision shall be brought in a court of
competent jurisdiction in Orange County, California.

 

		Q.	Attorney's Fees

In any action brought by a party to enforce the terms
of this Agreement, the prevailing party shall be entitled to reasonable attorney's fees and costs. The prevailing party shall be
entitled to the reasonable value of any services provided to it by in-house counsel. The reasonable value of services provided
by in-house counsel shall be calculated by applying an hourly rate commensurate with prevailing market rates charged by attorneys
in private practice for such services.

 

		R.	Amendments

Any amendments to this Agreement must be made, in
writing, and approved by the authorized representatives of the Buyer and the University.

 

		S.	Entire Agreement

			This Agreement and any exhibits attached hereto constitute the entire agreement between the parties to it and supersede any
prior understanding or agreement with respect to the services contemplated, and may be amended only by written amendment executed
by both parties to this Agreement.

 

		T.	Governing Law

This Agreement shall be construed in accordance with
the laws of the State of California without regard to its conflicts of laws rules.

 

		U.	Independent Contractor

			University in the performance of this Agreement shall be and act as an independent contractor.

 

ACKNOWLEDGED AND ACCEPTED BY:

 

The Regents of the University of California

 

	 	 	 	 	 
	 	(UC Irvine Department Approval)	 	 
	 	Name:	 	Date
	 	Title:	 	 

 

    	 6 of 7

    	 

    

 

	 	 	 	 	 
	 	Rick Coulon	 	Date
	 	Interim Director, Material and Risk Management	 	 

 

Buyer: Ener-Core Power, Inc.

 

	 	 	 	 	 
	 	Signature	 	Date
	 	Name: Boris Maslov	 	 
	 	Title: President	 	 

 

Revised 4/19/2013

 

    	7 of 7

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00221-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00221-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00221-of-00352.parquet"}]]