Document:

EX-10.5

 EXHIBIT 10.5 
  

FMS REQ’T ARMS 

EXPORT CONTROL 
 ACT CASE: IQ-D-QBT 
  
  

																									
	 AWARD / CONTRACT

 
  
	 	 	1. THIS CONTRACT IS A RATED ORDER	 	RATING	 	PAGE of PAGES
	 	 	UNDER DPAS (15 CFR 350)	 	3⁄4	 	DO-C9	 	1	 	37
	
2. CONTRACT (PROC. INST. IDENT.) NO.
 FA8630-18-C-5003
	 	 
 
	3. EFFECTIVE DATE

31 JAN 2018
	 	 4. REQUISITION / PURCHASE REQUEST / PROJECT
NO.
 See Section G

	5. ISSUED BY     AFLCMC/WFK	 	 	CODE    	 	 	FA8630	 	6. ADMINISTERED BY (IF OTHER THAN ITEM 5)	 	CODE	 	FA8630
	 AFLCMC/WFK

AREA A BLDG 209
 5454 BUCKNER ROAD

WRIGHT-PATTERSON AFB OH 45433-5337
 PATRICIA L.
MILLER        937 656-1326
 patricia.miller.8@us.af.mil
	 	 AFLCMC/WFK

AREA A BLDG 209
 5454 BUCKNER ROAD

WRIGHT-PATTERSON AFB OH 45433-5337
         

          
 SCD:  
C         PAS:   (NONE)

	7. NAME AND ADDRESS OF CONTRACTOR (NO., STREET, CITY, COUNTY, STATE AND ZIP
CODE)	 	 8. DELIVERY

     ☐      FOB Origin    ☒  Other (see below)

	SALLYPORT GLOBAL HOLDINGS INC.
	11921 FREEDOM DR STE 1000	 	9. DISCOUNT FOR PROMPT PAYMENT
	 RESTON
VA 20190-5636
 (571) 353-2808
	 	N	 		 		 	 
	 		 		 		 	 
	 	10. SUBMIT INVOICES	 	ITEM
	 	(4 COPIES UNLESS OTHERWISE	 	 
	 	SPECIFIED) TO	 	See Block
	CAGE CODE 3X4Q9	 	 	 	 	 	FACILITY CODE	 	THE ADDRESS SHOWN IN        3⁄4	 	12
	11. SHIP TO / MARK FOR	 	 	CODE    	 	 	 	 	12. PAYMENT WILL BE MADE BY	 	CODE	 	HQ0490
	See Section F	 				 	 	 	DFAS INDIANAPOLIS GFEBS	 		 	 
	 	 		 		  		 				 	 	 	ARMY ACCOUNT	 		 	 
	 	 		 		  		 				 	 	 	8899 EAST 56TH STREET	 		 	 
	 	 		 		  		 				 	 	 	DEPT.3800	 		 	 
	 	 		 		  		 				 	 	 	INDIANAPOLIS IN 46249-3800	 		 	 
	 	 	 	 	 	  	 	 	 	 	 	 	 	 	EFT: T	 	 	 	 
	13. AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION	 	14. ACCOUNTING AND APPROPRIATION DATA
	10 U.S.C. 2304(c)(4)	 	See Section G
	15A. ITEM NO	  	15B. SUPPLIES/SERVICES	 	15C. QUANTITY 	 	15D. UNIT 	 	15E. UNIT PRICE 	 	15F. AMOUNT
	See Section B	  	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	15G. TOTAL AMOUNT OF
CONTRACT        3⁄4  
  	 	$400,000,000.00  
	16. Table of
Contents
	 	 	    SEC    	 	DESCRIPTION	  
	 	PAGE(S) 	 	 	 	SEC	 	DESCRIPTION	 	PAGE(S)
	 	 	 	 	PART I - THE SCHEDULE	  
	 	 	 	 	 	 	 	PART II - CONTRACT CLAUSES	 	 
	Ö	 	A	 	SOLICITATION/CONTRACT FORM	  
	 	1	 	Ö	 	I	 	CONTRACT CLAUSES	 	14
	Ö	 	B	 	SUPPLIES OR SERVICES AND PRICES/COSTS	  
	 	2	 	PART III - LIST OF DOCUMENTS, EXHIBITS & ATTACHMENTS
	Ö	 	C	 	DESCRIPTION/SPECS./WORK STATEMENT	  
	 	6	 	Ö	 	J	 	LIST OF ATTACHMENTS	 	37
	Ö	 	D	 	PACKAGING AND MARKING	  
	 	7	 	PART IV - REPRESENTATIONS AND INSTRUCTIONS
	Ö	 	E	 	INSPECTION AND ACCEPTANCE	  
	 	8	 	 	 	K	 	 REPRESENTATIONS, CERTIFICATIONS

OTHER STATEMENTS OF OFFERORS
	 	 
	Ö	 	F	 	DELIVERIES OR PERFORMANCE	  
	 	9
	Ö	 	G	 	CONTRACT ADMINISTRATION DATA	  
	 	10	 	 	 	L	 	INSTRS., CONDS., AND NOTICES TO	 	 
	Ö	 	H	 	SPECIAL CONTRACT REQUIREMENTS	  
	 	13	 	 	 	M	 	EVALUATION FACTORS FOR AWARD	 	 
	CONTRACTING OFFICER WILL
COMPLETE ITEM 17 OR 18 AS APPLICABLE
	
17.                        ☒     Contractor’s Negotiated Agreement
 (Contractor is required to sign this document
and return 1 copies to issuing office). Contractor agrees to furnish and deliver all items or perform all services set forth or otherwise identified above and on any continuation sheets for the consideration stated herein. The rights
and obligations of the parties to this contract shall be subject to and governed by the following documents:      (a) this award/contract, (b) the solicitation, if any, and (c) such provisions, representations,
certifications, and specifications, as are attached or incorporated by reference herein. (Attachments are listed herein.)
	 	 18.    ☐     Award (Contractor is not required to sign this document).

Your offer on solicitation number      including the additions or changes made by you which additions or changes set forth in full above, is hereby
accepted as to items listed above and on any continuation sheets. This award consummates the contract which consists of the following documents: (a) the Government’s solicitation and your offer, and (b) this award/contract. No further
contractual document is necessary.

	19A. NAME AND TITLE OF SIGNER (TYPE OR PRINT)	 	20A. NAME OF CONTRACTING OFFICER
	PAUL HANNAN, DIRECTOR OF CONTRACTS	 	NICHOLAS R. SHERER
	19B. Name of Contractor	 	 	19C. Date Signed	 	20B. United States of America	 	20C. Date Signed
	 	 		 		  		 				 	 	 		 	 30 JAN 2018

 

	by /s/ Paul Hannan                
                      	 	 	1/30/18	 	 	 	 	 by /s/
Nicholas R. Sherer                                    

	 		 	 
	(signature of person authorized to sign)	 	 	 	 	 	 	 	        (signature of Contracting Officer)	 	 	 	 

			
	NSN 7540-01-152-8069	  	STANDARD FORM 26 (Rev 4-85)
	Previous Editions unusable	  	Prescribed by GSA FAR (48 CFR) 53.214(a)
	ConWrite Version 6.15.4	  	Created 30 Jan 2018     12:49 PM

 PART I - THE SCHEDULE 

SECTION B - SUPPLIES OR SERVICES AND PRICES/COSTS 

 
  

									
	 ITEM
	  	 SUPPLIES OR SERVICES
	  	 Qty

Purch Unit
	  	 Unit Price

Total Item Amount

	 0101
	  		  		  		  	
		  		  		  		  	[**]
		  	Noun:	  	BBS MANAGEMENT & STAFF SUPPORT
		  	ACRN:	  	AA	  		  	
		  	PR/MIPR:	  	F4FTBS7229B101	  	[**]
		  	PSC:	  	R499	  		  	
		  	Contract type:	  	U—COST PLUS FIXED FEE	  	
		  	Start Date:	  	31 JAN 2018	  	
		  	Completion Date:	  	30 JAN 2019	  	
		  	Descriptive Data:	  		  		  	
		  	he Contractor shall provide BBS Management and Staff Support at Balad AB in accordance with Section J, Attachment 1 Performance Work Statement (PWS) and related performance documents incorporated in the PWS of this
Contract.
			
		  	FMS Requirements Arms Export Control Act. Case: IQ-D-QBT	  	
					
	 0102
	  		  		  		  	
		  		  		  		  	[**]
		  	Noun:	  	BBS SECURITY	  	
		  	ACRN:	  	AA	  		  	
		  	PR/MIPR:	  	F4FTBS7229B101	  	[**]
		  	PSC:	  	R499	  		  	
		  	Contract type:	  	U—COST PLUS FIXED FEE	  	
		  	Start Date:	  	31 JAN 2018	  	
		  	Completion Date:	  	30 JAN 2019	  	
		  	Descriptive Data:	  		  		  	
		  	The Contractor shall provide Security at Balad AB in accordance with Section J, Attachment 1 Performance Work Statement (PWS) and related performance documents incorporated in the PWS of this Contract.
			
		  	FMS Requirements Arms Export Control Act. Case: IQ-D-QBT	  	
					
	 0103
	  		  		  		  	
		  		  		  		  	[**]
		  	Noun:	  	BBS MISSION SUPPORT	  	
		  	ACRN:	  	AA	  		  	
		  	PR/MIPR:	  	F4FTBS7229B101	  	[**]
		  	PSC:	  	R499	  		  	
		  	Contract type:	  	U—COST PLUS FIXED FEE	  	
		  	Start Date:	  	31 JAN 2018	  	
		  	Completion Date:	  	30 JAN 2019	  	
		  	Descriptive Data:	  		  		  	
		  	The Contractor shall provide Balad Mission Support at Balad AB in accordance with Section J, Attachment 1 Performance Work Statement (PWS) and related performance documents incorporated in the PWS of this
Contract.
			
		  	FMS Requirements Arms Export Control Act. Case: IQ-D-QBT	  	

  

	[**]	 Portions of this agreement were omitted and a complete copy of this agreement has been provided separately to
the Securities and Exchange Commission pursuant to the company’s application requesting confidential treatment under Rule 24b-2 of the Securities Exchange Act of 1934, as amended. 

  
 SECTION B
FA8630-18-C-5003 
  
 PAGE 2 OF 37

 PART I - THE SCHEDULE 

SECTION B - SUPPLIES OR SERVICES AND PRICES/COSTS 

 
  

									
	 ITEM
	  	 SUPPLIES OR SERVICES
	  	 Qty

Purch Unit
	  	 Unit Price

Total Item Amount

	 0104
	  		  		  		  	
		  		  		  		  	[**]
		  	Noun:	  	BBS AIR OPS	  	
		  	ACRN:	  	AA	  		  	
		  	PR/MIPR:	  	F4FTBS7229B101	  	[**]
		  	PSC:	  	R499	  		  	
		  	Contract type:	  	U—COST PLUS FIXED FEE	  	
		  	Start Date:	  	31 JAN 2018	  	
		  	Completion Date:	  	30 JAN 2019	  	
		  	Descriptive Data:	  		  		  	
		  	The Contractor shall provide Air Operations at Balad AB in accordance with Section J, Attachment 1 Performance Work Statement (PWS) and related performance documents incorporated in the PWS of this Contract.
			
		  	FMS Requirements Arms Export Control Act. Case: IQ-D-QBT	  	
					
	 0105
	  		  		  		  	
		  		  		  		  	[**]
		  	Noun:	  	BBS MEDICAL GROUP	  	
		  	ACRN:	  	AA	  		  	
		  	PR/MIPR:	  	F4FTBS7229B101	  	[**]
		  	PSC:	  	S216	  		  	
		  	Contract type:	  	U—COST PLUS FIXED FEE	  	
		  	Start Date:	  	31 JAN 2018	  	
		  	Completion Date:	  	30 JAN 2019	  	
		  	Descriptive Data:	  		  		  	
		  	The Contractor shall provide Medical Group Support at Balad AB in accordance with Section J, Attachment 1 Performance Work Statement (PWS) and related performance documents incorporated in the PWS of this
Contract.
			
		  	FMS Requirements Arms Export Control Act. Case: IQ-D-QBT	  	
					
	 0106
	  		  		  		  	
		  		  		  		  	[**]
		  	Noun:	  	BBS PETROLEUM, OIL AND LUBRICANT (POL)
		  	ACRN:	  	AA	  		  	
		  	PR/MIPR:	  	F4FTBS7229B101	  	[**]
		  	PSC:	  	S216	  		  	
		  	Contract type:	  	U—COST PLUS FIXED FEE	  	
		  	Start Date:	  	31 JAN 2018	  	
		  	Completion Date:	  	30 JAN 2019	  	
		  	Descriptive Data:	  		  		  	
		  	The Contractor shall provide Petroleum, Oil and Lubricant (POL) at Balad AB in accordance with Section J, Attachment 1 Performance Work Statement (PWS) and related performance documents incorporated in the PWS of this
Contract.
			
		  	FMS Requirements Arms Export Control Act. Case: IQ-D-QBT	  	

  

	[**]	 Portions of this agreement were omitted and a complete copy of this agreement has been provided separately to
the Securities and Exchange Commission pursuant to the company’s application requesting confidential treatment under Rule 24b-2 of the Securities Exchange Act of 1934, as amended. 

  
 SECTION B
FA8630-18-C-5003 
  
 PAGE 3 OF 37

 PART I - THE SCHEDULE 

SECTION B - SUPPLIES OR SERVICES AND PRICES/COSTS 

 
  

									
	 ITEM
	  	 SUPPLIES OR SERVICES
	  	 Qty

Purch Unit
	  	 Unit Price

Total Item Amount

	 0107
	  	RESERVED CLIN (service)	  		  	
				
		  	Noun:	  	BBS EMERGENCY SERVICES	  	
		  	PSC:	  	S216	  		  	
		  	Descriptive Data:	  		  		  	
		  	The Contractor shall provide Emergency Services at Balad AB in accordance with Section J, Attachment 1 Performance Work Statement (PWS) and related performance documents incorporated in the PWS of this
Contract.
			
		  	FMS Requirements Arms Export Control Act. Case: IQ-D-QBT	  	
				
	 0108
	  	RESERVED CLIN (service)	  		  	
				
		  	Noun:	  	BBS DEMOBILIZATION	  	
		  	PSC:	  	S216	  		  	
		  	Descriptive Data:	  		  		  	
		  	The Contractor shall provide Demobilization at Balad AB in accordance with Section J, Attachment 1 Performance Work Statement (PWS) and related performance documents incorporated in the PWS of this Contract.
			
		  	FMS Requirements Arms Export Control Act. Case: IQ-D-QBT	  	
					
	 0109
	  		  		  		  	
		  		  		  		  	[**]
		  	Noun:	  	BBS PATROL, TACTICAL AND TRANSPORT VEHICLES
		  	ACRN:	  	AA	  		  	
		  	PR/MIPR:	  	F4FTBS7229B101	  	[**]
		  	PSC:	  	S216	  		  	
		  	Contract type:	  	U—COST PLUS FIXED FEE	  	
		  	Start Date:	  	31 JAN 2018	  	
		  	Completion Date:	  	30 JAN 2019	  	
		  	Descriptive Data:	  		  		  	
		  	The Contractor shall provide the Patrol, Tactical and Transport Vehicles at Balad AB in accordance with Section J, Attachment 2 Balad Vehicle Requirements Listing.
			
		  	FMS Requirements Arms Export Control Act. Case: IQ-D-QBT	  	
				
	 0110
	  	RESERVED CLIN (service)	  		  	
				
		  	Noun:	  	BBS OVER AND ABOVE	  	
		  	PSC:	  	S216	  		  	
		  	Descriptive Data:	  		  		  	
		  	Over & Above CLIN to include within scope activities in accordance with DFARS 252.217-7028.
			
		  	FMS Requirements Arms Export Control Act. Case: IQ-D-QBT	  	

  

	[**]	 Portions of this agreement were omitted and a complete copy of this agreement has been provided separately to
the Securities and Exchange Commission pursuant to the company’s application requesting confidential treatment under Rule 24b-2 of the Securities Exchange Act of 1934, as amended. 

  
 SECTION B
FA8630-18-C-5003 
  
 PAGE 4 OF 37

 PART I - THE SCHEDULE 

SECTION B - SUPPLIES OR SERVICES AND PRICES/COSTS 

 
  

 NO CLAUSES OR PROVISIONS IN THIS SECTION 

  
 SECTION B
FA8630-18-C-5003 
  
 PAGE 5 OF 37

 PART I - THE SCHEDULE 

SECTION C - DESCRIPTION/SPECS./WORK STATEMENT 
  

 

 NO CLAUSES OR PROVISIONS IN THIS SECTION 

  
 SECTION C
FA8630-18-C-5003 
  
 PAGE 6 OF 37

 PART I - THE SCHEDULE 

SECTION D - PACKAGING AND MARKING 
  

 

 NO CLAUSES OR PROVISIONS IN THIS SECTION 

  
 SECTION D
FA8630-18-C-5003 
  
 PAGE 7 OF 37

 PART I - THE SCHEDULE 

SECTION E - INSPECTION AND ACCEPTANCE 
  

 

 NOTICE: The following contract clauses pertinent to this section are hereby incorporated by reference:

 FEDERAL ACQUISITION REGULATION CONTRACT CLAUSES 
  

			
	 52.246-04    
	  	INSPECTION OF SERVICES—FIXED-PRICE (AUG 1996)
	 52.246-05    
	  	INSPECTION OF SERVICES—COST-REIMBURSEMENT (APR 1984)

  
 SECTION E
FA8630-18-C-5003 
  
 PAGE 8 OF 37

 PART I - THE SCHEDULE 

SECTION F - DELIVERIES OR PERFORMANCE 
  

 

 NOTICE: The following contract clauses pertinent to this section are hereby incorporated by reference:

 FEDERAL ACQUISITION REGULATION CONTRACT CLAUSES 
  

			
	52.211-17	  	 DELIVERY OF EXCESS QUANTITIES (SEP 1989)

		  	 Applies to Firm-Fixed-Price CLIN(s) only.

	52.242-15	  	 STOP-WORK ORDER (AUG 1989)

		  	 Applies to Firm-Fixed-Price CLIN(s) only.

	52.242-15	  	 STOP-WORK ORDER (AUG 1989)—ALTERNATE I (APR 1984)

	52.242-17	  	 GOVERNMENT DELAY OF WORK (APR 1984)

		  	 Applies to Firm-Fixed-Price CLIN(s) only.

	52.247-29	  	 F.O.B. ORIGIN (FEB 2006)

	52.247-65	  	 F.O.B. ORIGIN, PREPAID FREIGHT—SMALL PACKAGE SHIPMENTS (JAN 1991)

  
 SECTION F
FA8630-18-C-5003 
  
 PAGE 9 OF 37

 PART I - THE SCHEDULE 

SECTION G - CONTRACT ADMINISTRATION DATA 
  

 

															
	 ACRN
	  	 Appropriation/Lmt Subhead/Supplemental Accounting
Data
	 	  	Obligation Amount	 
	 AA
	  		  				  				  	$	196,000,000.00	 
		  	9711 X8242 0002 4FX 47WK CQBTIQ 20M0U2 57900 021000 503000 F03000	  

		  	Funding breakdown:	  	 	On CLIN 0101:	 	  	 	[**]	 	  			
		  		  	 	On CLIN 0102:	 	  	 	[**]	 	  			
		  		  	 	On CLIN 0103:	 	  	 	[**]	 	  			
		  		  	 	On CLIN 0104:	 	  	 	[**]	 	  			
		  		  	 	On CLIN 0105:	 	  	 	[**]	 	  			
		  		  	 	On CLIN 0106:	 	  	 	[**]	 	  			
		  		  	 	On CLIN 0109:	 	  	 	[**]	 	  			
		  	PR/MIPR:	  	 	F4FTBS7229B101	 	  	$	196,000,000.00	 	  			

 NOTICE: The following contract clauses pertinent to this section are hereby incorporated in full text: 

A.    DEFENSE FAR SUPP CONTRACT CLAUSES IN FULL TEXT 

252.232-7006 WIDE AREA WORKFLOW PAYMENT INSTRUCTIONS (MAY 2013) 

(a) Definitions. As used in this clause— 

“Department of Defense Activity Address Code (DoDAAC)” is a six position code that uniquely identifies a unit, activity, or organization. 

“Document type” means the type of payment request or receiving report available for creation in Wide Area WorkFlow (WAWF). 

“Local processing office (LPO)” is the office responsible for payment certification when payment certification is done external to the entitlement
system. 
 (b) Electronic invoicing. The WAWF system is the method to electronically process vendor payment requests and receiving reports,
as authorized by DFARS 252.232-7003, Electronic Submission of Payment Requests and Receiving Reports. 

(c) WAWF access. To access WAWF, the Contractor shall— 

(1) Have a designated electronic business point of contact in the System for Award Management at https://www.acquisition.gov; and 

(2) Be registered to use WAWF at https://wawf.eb.mil/ following the
step-by-step procedures for self-registration available at this web site. 

(d) WAWF training. The Contractor should follow the training instructions of the WAWF Web-Based
Training Course and use the Practice Training Site before submitting payment requests through WAWF. Both can be accessed by selecting the “Web Based Training” link on the WAWF home page at https://wawf.eb.mil/ 

(e) WAWF methods of document submission. Document submissions may be via web entry, Electronic Data Interchange, or File Transfer Protocol.

  

	[**]	 Portions of this agreement were omitted and a complete copy of this agreement has been provided separately to
the Securities and Exchange Commission pursuant to the company’s application requesting confidential treatment under Rule 24b-2 of the Securities Exchange Act of 1934, as amended. 

  
 SECTION G
FA8630-18-C-5003 
  
 PAGE 10 OF 37

 PART I - THE SCHEDULE 

SECTION G - CONTRACT ADMINISTRATION DATA 
  

 

 (f) WAWF payment instructions. The Contractor must use the following information when
submitting payment requests and receiving reports in WAWF for this contract/order: 
 (1) Document type. The Contractor shall use the
following document type(s). Contractor format invoice. 
 Note: If a “Combo” document type is identified but not supportable by the
Contractor’s business systems, an “Invoice” (stand-alone) and “Receiving Report” (stand-alone) document type may be used instead.) 

(2) Inspection/acceptance location. The Contractor shall select the following inspection/acceptance location(s) in WAWF, as specified by the
contracting officer. 
 TBD 
 (3) Document
routing. The Contractor shall use the information in the Routing Data Table below only to fill in applicable fields in WAWF when creating payment requests and receiving reports in the system. 

Routing Data Table* 
 Field Name in
WAWF                        Data to be entered in WAWF     

Pay Official DoDAAC HQ0490 
 Issue By DoDAAC FA8630 

Admin DoDAAC FA8630 
 Inspect By DoDAAC FA8630 

Ship To Code TBD 
 Ship From Code TBD 

Mark For Code TBD 
 Service Approver (DoDAAC) FA8630 

Service Acceptor (DoDAAC) FA8630 
 Accept at Other DoDAAC N/A 

LPO DoDAAC TBD 
 DCAA Auditor DoDAAC HAA721 

Other DoDAAC(s) TBD 
  

	(*	 Contracting Officer: Insert applicable DoDAAC information or “See schedule” if multiple ship
to/acceptance locations apply, or “Not applicable.”) 

 (4) Payment request and supporting documentation. The
Contractor shall ensure a payment request includes appropriate contract line item and subline item descriptions of the work performed or supplies delivered, unit price/cost per unit, fee (if applicable), and all relevant back-up documentation, as defined in DFARS Appendix F, (e.g. timesheets) in support of each payment request. 

(5) WAWF email notifications. The Contractor shall enter the e-mail address identified below in the
“Send Additional Email Notifications” field of WAWF once a document is submitted in the system. 
 Contracting Officer:
Nicholas.Sherer@us.af.mil 
 Contract Administrator: Patricia.Miller.8@us.af.mil 

(g) WAWF point of contact. 
 (1)
The Contractor may obtain clarification regarding invoicing in WAWF from the following contracting activity’s WAWF point of contact. 
 Contracting
Officer: Nicholas. Sherer@us.af.mil 
 Contract Administrator: Patricia.Miller.8@us.af.mil 

Security Assistance Program Manager: Christine Bahry, christine.bahry.1@us.af.mil 

(2) For technical WAWF help, contact the WAWF helpdesk at
866-618-5988. 

  
 SECTION G
FA8630-18-C-5003 
  
 PAGE 11 OF 37

 PART I - THE SCHEDULE 

SECTION G - CONTRACT ADMINISTRATION DATA 
  

 

 B.    OTHER CONTRACT CLAUSES IN FULL TEXT 

252.204-0001 LINE ITEM SPECIFIC: SINGLE FUNDING (SEP 2009) 

The payment office shall make payment using the ACRN funding of the line item being billed. 

G001 ACCOUNTING AND APPROPRIATION DATA (FEB 1997) (TAILORED) 

Sallyport Global Holdings Inc 
 [**] 

[**] 
 [**] 

[**] 
 Address: 100 33rd St. West, New York City 

State/Zip Code: NY 10001 
 Kaseman, LLC 

[**] 
 [**] 

[**] 
 [**] 

State/Zip Code: VA 23228 
 Address:8001 Villa Park Drive 

001 ACCOUNTING AND APPROPRIATION DATA (FEB 1997) 
 Sallyport
Global Holdings Inc 
 [**] 
 [**] 

[**] 
 [**] 

State/Zip Code: NY 10001 
 Address: 100 33rd St. West 

Kaseman, LLC 
 [**] 

[**] 
 [**] 

[**] 
 Address:8001 Villa Park Drive, Henrico 

State/Zip Code: VA 23228 
  

	[**]	 Portions of this agreement were omitted and a complete copy of this agreement has been provided separately to
the Securities and Exchange Commission pursuant to the company’s application requesting confidential treatment under Rule 24b-2 of the Securities Exchange Act of 1934, as amended. 

  
 SECTION G
FA8630-18-C-5003 
  
 PAGE 12 OF 37

 PART I - THE SCHEDULE 

SECTION H - SPECIAL CONTRACT REQUIREMENTS 
  

 

 NO CLAUSES OR PROVISIONS IN THIS SECTION 

  
 SECTION H
FA8630-18-C-5003 
  
 PAGE 13 OF 37

 PART II - CONTRACT CLAUSES 

SECTION I - CONTRACT CLAUSES 
  

 

 Contract Clauses in this section are from the FAR, Defense FAR Sup, Air Force FAR Sup, and the Air Force
Materiel Command FAR Sup, and are current through the following updates: 
 Database_Version: 6.15.x1100; Issued: 10/27/2017; FAR: FAC 2005-95; DFAR: DPN20161222; DL.: DL 98-021; Class Deviations: CD 2017-O0002; AFFAR: 2002 Edition; AFAC: AFAC 2017-1003; IPN:
98-009 
 I. NOTICE: The following contract clauses pertinent to this section are hereby incorporated by
reference: 
 A.    FEDERAL ACQUISITION REGULATION CONTRACT CLAUSES 

 

			
	 52.202-01
	  	DEFINITIONS (NOV 2013)
		
	 52.203-03
	  	GRATUITIES (APR 1984)
		
	 52.203-05
	  	COVENANT AGAINST CONTINGENT FEES (MAY 2014)
		
	 52.203-06
	  	RESTRICTIONS ON SUBCONTRACTOR SALES TO THE GOVERNMENT (SEP 2006)
		
	 52.203-07
	  	ANTI-KICKBACK PROCEDURES (MAY 2014)
		
	 52.203-08
	  	CANCELLATION, RESCISSION, AND RECOVERY OF FUNDS FOR ILLEGAL OR IMPROPER ACTIVITY (MAY 2014)
		
	 52.203-10
	  	PRICE OR FEE ADJUSTMENT FOR ILLEGAL OR IMPROPER ACTIVITY (MAY 2014)
		
	 52.203-13
	  	CONTRACTOR CODE OF BUSINESS ETHICS AND CONDUCT (OCT 2015)
		
	 52.203-17
	  	CONTRACTOR EMPLOYEE WHISTLEBLOWER RIGHTS AND REQUIREMENT TO INFORM EMPLOYEES OF WHISTLEBLOWER RIGHTS (APR 2014)
		
	 52.203-19
	  	PROHIBITION ON REQUIRING CERTAIN INTERNAL CONFIDENTIALITY AGREEMENTS OR STATEMENTS (JAN 2017)
		
	 52.204-04
	  	PRINTED OR COPIED DOUBLE-SIDED ON POSTCONSUMER FIBER CONTENT PAPER (MAY 2011)
		
	 52.204-10
	  	REPORTING EXECUTIVE COMPENSATION AND FIRST-TIER SUBCONTRACT AWARDS (OCT 2016)
		
	 52.204-12
	  	UNIQUE ENTITY IDENTIFIER MAINTENANCE (OCT 2016)
		
	 52.204-13
	  	SYSTEM FOR AWARD MANAGEMENT MAINTENANCE (OCT 2016)
		
	 52.204-14
	  	SERVICE CONTRACT REPORTING REQUIREMENTS (OCT 2016)
		
	 52.204-18
	  	COMMERCIAL AND GOVERNMENT ENTITY CODE MAINTENANCE (JUL 2016)
		
	 52.204-19
	  	INCORPORATION BY REFERENCE OF REPRESENTATIONS AND CERTIFICATIONS (DEC 2014)
		
	 52.204-21
	  	BASIC SAFEGUARDING OF COVERED CONTRACTOR INFORMATION SYSTEMS (JUN 2016)
		
	 52.209-06
	  	PROTECTING THE GOVERNMENT’S INTEREST WHEN SUBCONTRACTING WITH CONTRACTORS DEBARRED, SUSPENDED, OR PROPOSED FOR DEBARMENT (OCT 2015)
		
	 52.209-10
	  	PROHIBITION ON CONTRACTING WITH INVERTED DOMESTIC CORPORATIONS (NOV 2015)
		
	 52.215-02
	  	AUDIT AND RECORDS—NEGOTIATION (OCT 2010)
		
	 52.215-08
	  	ORDER OF PRECEDENCE—UNIFORM CONTRACT FORMAT (OCT 1997)
		
	 52.215-23
	  	LIMITATIONS ON PASS-THROUGH CHARGES (OCT 2009)
		
	 52.215-23
	  	LIMITATIONS ON PASS-THROUGH CHARGES (OCT 2009)—ALTERNATE I (OCT 2009)
		
	 52.216-07
	  	ALLOWABLE COST AND PAYMENT (JUN 2013)
		
	 52.216-26
	  	PAYMENTS OF ALLOWABLE COSTS BEFORE DEFINITIZATION (DEC 2002)
		
	 52.217-08
	  	 OPTION TO EXTEND SERVICES (NOV 1999)
 Period
of time. ‘30 days before the contract expires,’

		
	 52.222-19
	  	CHILD LABOR—COOPERATION WITH AUTHORITIES AND REMEDIES (OCT 2016)
		
	 52.222-21
	  	PROHIBITION OF SEGREGATED FACILITIES (APR 2015)
		
	 52.222-26
	  	EQUAL OPPORTUNITY (SEP 2016)

  
 SECTION I
FA8630-18-C-5003 
  
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 PART II - CONTRACT CLAUSES 

SECTION I - CONTRACT CLAUSES 
  

 

			
	 52.222-29
	  	NOTIFICATION OF VISA DENIAL (APR 2015)
		
	 52.222-35
	  	EQUAL OPPORTUNITY FOR VETERANS (OCT 2015)
		
	 52.222-37
	  	EMPLOYMENT REPORTS ON VETERANS (FEB 2016)
		
	 52.222-50
	  	COMBATING TRAFFICKING IN PERSONS (MAR 2015)
		
	 52.222-56
	  	CERTIFICATION REGARDING TRAFFICKING IN PERSONS COMPLIANCE PLAN (MAR 2015)
		
	 52.222-59
	  	COMPLIANCE WITH LABOR LAWS (EXECUTIVE ORDER 13673) (DEC 2016)
		
	 52.222-60
	  	PAYCHECK TRANSPARENCY (EXECUTIVE ORDER 13673) (OCT 2016)
		
	 52.223-02
	  	AFFIRMATIVE PROCUREMENT OF BIOBASED PRODUCTS UNDER SERVICE AND CONSTRUCTION CONTRACTS (SEP 2013)
		
	 52.223-18
	  	ENCOURAGING CONTRACTOR POLICIES TO BAN TEXT MESSAGING WHILE DRIVING (AUG 2011)
		
	 52.225-03
	  	BUY AMERICAN—FREE TRADE AGREEMENTS—ISRAELI TRADE ACT (MAY 2014)
		
	 52.225-13
	  	RESTRICTIONS ON CERTAIN FOREIGN PURCHASES (JUN 2008)
		
	 52.227-21
	  	TECHNICAL DATA DECLARATION, REVISION, AND WITHHOLDING OF PAYMENT—MAJOR SYSTEMS (MAY 2014)
		
	 52.228-03
	  	WORKERS’ COMPENSATION INSURANCE (DEFENSE BASE ACT) (JUL 2014)
		
	 52.228-07
	  	INSURANCE—LIABILITY TO THIRD PERSONS (MAR 1996)
		
	 52.229-06
	  	TAXES—FOREIGN FIXED-PRICE CONTRACTS (FEB 2013)
		
	 52.229-08
	  	 TAXES—FOREIGN COST-REIMBURSEMENT CONTRACTS (MAR 1990)

Para (a), Name of foreign government is ‘The Republic of Iraq’

Para (a), Name of country is ‘Iraq’

		
	 52.230-06
	  	ADMINISTRATION OF COST ACCOUNTING STANDARDS (JUN 2010)
		
	 52.232-01
	  	 PAYMENTS (APR 1984)
 Applies to
Firm-Fixed-Price CLIN(s) only.

		
	 52.232-17
	  	INTEREST (MAY 2014)
		
	 52.232-23
	  	ASSIGNMENT OF CLAIMS (MAY 2014)
		
	 52.232-25
	  	PROMPT PAYMENT (JAN 2017)
		
	 52.232-33
	  	PAYMENT BY ELECTRONIC FUNDS TRANSFER—SYSTEM FOR AWARD MANAGEMENT (JUL 2013)
		
	 52.232-39
	  	UNENFORCEABILITY OF UNAUTHORIZED OBLIGATIONS (JUN 2013)
		
	 52.233-01
	  	DISPUTES (MAY 2014)
		
	 52.233-03
	  	 PROTEST AFTER AWARD (AUG 1996)
 Applies to
Firm-Fixed-Price CLIN(s) only.

		
	 52.233-03
	  	PROTEST AFTER AWARD (AUG 1996)—ALTERNATE I (JUN 1985)
		
	 52.233-04
	  	APPLICABLE LAW FOR BREACH OF CONTRACT CLAIM (OCT 2004)
		
	 52.242-01
	  	NOTICE OF INTENT TO DISALLOW COSTS (APR 1984)
		
	 52.242-03
	  	PENALTIES FOR UNALLOWABLE COSTS (MAY 2014)
		
	 52.242-04
	  	CERTIFICATION OF FINAL INDIRECT COSTS (JAN 1997)
		
	 52.242-13
	  	BANKRUPTCY (JUL 1995)
		
	 52.243-02
	  	CHANGES—COST-REIMBURSEMENT (AUG 1987)—ALTERNATE I (APR 1984)
		
	 52.243-04
	  	CHANGES (JUN 2007)
		
	 52.243-07
	  	 NOTIFICATION OF CHANGES (JAN 2017)
 Para (b),
Number of calendar days is (insert 30 for RDSS/C) ‘30 days’
 Para (d), Number of calendar days is (insert 30 for RDSS/C) ‘30
days’

		
	 52.244-02
	  	 SUBCONTRACTS (OCT 2010)
 Para (d), approval
required on subcontracts: ‘All subcontracts exceeding $750,000.00.’
 Para (j), Insert subcontracts evaluated during negotiations.
‘N/A’

		
	 52.244-02
	  	 SUBCONTRACTS (OCT 2010)—ALTERNATE I (JUN 2007)

Para (d), Contractor shall obtain the Contracting Officer’s written consent before placing the following subcontracts: ‘All subcontracts exceeding
$750,000.00.’
 Para (j), the following subcontracts which were evaluated during negotiations: ‘N/A’

		
	 52.244-06
	  	SUBCONTRACTS FOR COMMERCIAL ITEMS (JAN 2017)
		
	 52.245-01
	  	GOVERNMENT PROPERTY (JAN 2017)
		
	 52.245-09
	  	USE AND CHARGES (APR 2012)
		
	 52.246-25
	  	LIMITATION OF LIABILITY—SERVICES (FEB 1997)

  
 SECTION I
FA8630-18-C-5003 
  
 PAGE 15 OF 37

 PART II - CONTRACT CLAUSES 

SECTION I - CONTRACT CLAUSES 
  

 

			
	 52.247-01
	  	COMMERCIAL BILL OF LADING NOTATIONS (FEB 2006)
		
	 52.249-02
	  	TERMINATION FOR CONVENIENCE OF THE GOVERNMENT (FIXED-PRICE) (APR 2012)
		
	 52.249-04
	  	 TERMINATION FOR CONVENIENCE OF THE GOVERNMENT (SERVICES) (SHORT FORM) (APR 1984)

Applies to Firm-Fixed-Price CLIN(s) only.

		
	 52.249-06
	  	TERMINATION (COST-REIMBURSEMENT) (MAY 2004)
		
	 52.249-06
	  	TERMINATION (COST-REIMBURSEMENT) (MAY 2004)—ALTERNATE V (SEP 1996)
		
	 52.249-08
	  	DEFAULT (FIXED-PRICE SUPPLY AND SERVICE) (APR 1984)
		
	 52.249-14
	  	EXCUSABLE DELAYS (APR 1984)
		
	 52.253-01
	  	COMPUTER GENERATED FORMS (JAN 1991)

 B.    DEFENSE
FEDERAL ACQUISITION REGULATION SUPPLEMENT CONTRACT CLAUSES 
  

			
	 252.201-7000
	  	CONTRACTING OFFICER’S REPRESENTATIVE (DEC 1991)
		
	 252.203-7000
	  	REQUIREMENTS RELATING TO COMPENSATION OF FORMER DOD OFFICIALS (SEP 2011)
		
	 252.203-7001
	  	PROHIBITION ON PERSONS CONVICTED OF FRAUD OR OTHER DEFENSE-CONTRACT-RELATED FELONIES (DEC 2008)
		
	 252.203-7002
	  	REQUIREMENT TO INFORM EMPLOYEES OF WHISTLEBLOWER RIGHTS (SEP 2013)
		
	 252.203-7004
	  	DISPLAY OF HOTLINE POSTERS (OCT 2016)
		
	 252.204-7000
	  	DISCLOSURE OF INFORMATION (OCT 2016)
		
	 252.204-7003
	  	CONTROL OF GOVERNMENT PERSONNEL WORK PRODUCT (APR 1992)
		
	 252.204-7014
	  	LIMITATIONS ON THE USE OR DISCLOSURE OF INFORMATION BY LITIGATION SUPPORT CONTRACTORS (MAY 2016)
		
	 252.204-7015
	  	NOTICE OF AUTHORIZED DISCLOSURE OF INFORMATION TO LITIGATION SUPPORT (MAY 2016)
		
	 252.205-7000
	  	PROVISION OF INFORMATION TO COOPERATIVE AGREEMENT HOLDERS (DEC 1991)
		
	 252.209-7004
	  	SUBCONTRACTING WITH FIRMS THAT ARE OWNED OR CONTROLLED BY THE GOVERNMENT OF A COUNTRY THAT IS A STATE SPONSOR OF TERRORISM (OCT 2015)
		
	 252.211-7003
	  	ITEM UNIQUE IDENTIFICATION AND VALUATION (MAR 2016)
		  	Para (c)(1)(i). Insert Contract Line, Subline, or Exhibit Line Item Number and Item Description or n/a. ‘N/A’
		  	Para (c)(1)(ii). Identify Contract Line, Subline, or Exhibit Line Item Nr and Item Description. If items are identified in the Schedule, insert “See Schedule” ‘N/A’
		  	Para (c)(1)(iii). Attachment Nr. ‘11’
		  	Para (c)(1)(iv). Attachment Nr. ‘11’
		  	Para (f)(2)(iii). Line item number or n/a. ‘Attachment 3’
		
	 252.211-7007
	  	REPORTING OF GOVERNMENT-FURNISHED PROPERTY (AUG 2012)
		
	 252.215-7000
	  	PRICING ADJUSTMENTS (DEC 2012)
		
	 252.215-7002
	  	COST ESTIMATING SYSTEM REQUIREMENTS (DEC 2012)
		
	 252.217-7027
	  	CONTRACT DEFINITIZATION (DEC 2012)
		  	Para (a), Type of contractual action is ‘Cost Plus Fixed Fee type contract’
		  	Para (a), Type of proposal is ‘Cost Plus Fixed Fee’
		  	Para (b), Schedule for definitization is as follows: ‘Definitization Date: 21 May 2018
		  	Receipt of Qualifying Proposal: 22 Nov 2017
		  	Start Negotiations: 9 Apr 2018’
		  	Para (d), Type of definitive contract is ‘Cost Ceiling’
		  	Para (d), Not-to-exceed amount is ‘$400,000,000.00’
		
	 252.217-7028
	  	OVER AND ABOVE WORK (DEC 1991)
		
	 252.225-7002
	  	QUALIFYING COUNTRY SOURCES AS SUBCONTRACTORS (DEC 2016)
		
	 252.225-7008
	  	RESTRICTION ON ACQUISITION OF SPECIALTY METALS (MAR 2013)

  
 SECTION I
FA8630-18-C-5003 
  
 PAGE 16 OF 37

 PART II - CONTRACT CLAUSES 

SECTION I - CONTRACT CLAUSES 
  

 

			
	 252.225-7009
	  	RESTRICTION ON ACQUISITION OF CERTAIN ARTICLES CONTAINING SPECIALTY METALS (OCT 2014)
		
	 252.225-7012
	  	PREFERENCE FOR CERTAIN DOMESTIC COMMODITIES (DEC 2016)
		
	 252.225-7016
	  	RESTRICTION ON ACQUISITION OF BALL AND ROLLER BEARINGS (JUN 2011)
		
	 252.225-7017
	  	PHOTOVOLTAIC DEVICES (DEC 2016)
		
	 252.225-7027
	  	 RESTRICTION ON CONTINGENT FEES FOR FOREIGN MILITARY SALES (APR 2003)

Para (b)(1), Sales to the Government(s) of: ‘Iraq,—N.A’

		
	 252.225-7039
	  	DEFENSE CONTRACTORS PERFORMING PRIVATE SECURITY FUNCTIONS OUTSIDE THE UNITED STATES (JUN 2016)
		
	 252.225-7040
	  	CONTRACTOR PERSONNEL SUPPORTING U.S. ARMED FORCES DEPLOYED OUTSIDE THE UNITED STATES (OCT 2015)
		
	 252.225-7041
	  	CORRESPONDENCE IN ENGLISH (JUN 1997)
		
	 252.225-7042
	  	AUTHORIZATION TO PERFORM (APR 2003)
		
	 252.225-7043
	  	 ANTITERRORISM/FORCE PROTECTION POLICY FOR DEFENSE CONTRACTORS OUTSIDE THE UNITED STATES (JUN 2015)

Para (d). Information and guidance pertaining to DoD antiterrorism/force protection can be obtained from: ‘the appropriate Antiterrorism Force Protection
Office at the Command Headquarters’

		
	 252.225-7048
	  	EXPORT-CONTROLLED ITEMS (JUN 2013)
		
	 252.226-7001
	  	UTILIZATION OF INDIAN ORGANIZATIONS, INDIAN-OWNED ECONOMIC ENTERPRISES, AND NATIVE HAWAIIAN SMALL BUSINESS CONCERNS (SEP 2004)
		
	 252.228-7003
	  	CAPTURE AND DETENTION (DEC 1991)
		
	 252.231-7000
	  	SUPPLEMENTAL COST PRINCIPLES (DEC 1991)
		
	 252.232-7002
	  	PROGRESS PAYMENTS FOR FOREIGN MILITARY SALES ACQUISITIONS (DEC 1991)
		
	 252.232-7003
	  	ELECTRONIC SUBMISSION OF PAYMENT REQUESTS AND RECEIVING REPORTS (JUN 2012)
		
	 252.232-7004
	  	DOD PROGRESS PAYMENT RATES (OCT 2014)
		
	 252.232-7008
	  	ASSIGNMENT OF CLAIMS (OVERSEAS) (JUN 1997)
		
	 252.232-7010
	  	LEVIES ON CONTRACT PAYMENTS (DEC 2006)
		
	 252.233-7001
	  	CHOICE OF LAW (OVERSEAS) (JUN 1997)
		
	 252.234-7004
	  	COST AND SOFTWARE DATA REPORTING SYSTEM—BASIC (NOV 2014)
		
	 252.235-7004
	  	PROTECTION OF HUMAN SUBJECTS (JUL 2009)
		
	 252.237-7010
	  	PROHIBITION ON INTERROGATION OF DETAINEES BY CONTRACTOR PERSONNEL (JUN 2013)
		
	 252.239-7018
	  	SUPPLY CHAIN RISK (OCT 2015)
		
	 252.242-7006
	  	ACCOUNTING SYSTEM ADMINISTRATION (FEB 2012)
		
	 252.243-7001
	  	 PRICING OF CONTRACT MODIFICATIONS (DEC 1991)

Applies to Firm-Fixed-Price CLIN(s) only.

		
	 252.243-7002
	  	REQUESTS FOR EQUITABLE ADJUSTMENT (DEC 2012)
		
	 252.244-7000
	  	SUBCONTRACTS FOR COMMERCIAL ITEMS (JUN 2013)
		
	 252.244-7001
	  	CONTRACTOR PURCHASING SYSTEM ADMINISTRATION—ALTERNATE I (MAY 2014)—ALTERNATE I (MAY 2014)
		
	 252.245-7001
	  	TAGGING, LABELING, AND MARKING OF GOVERNMENT-FURNISHED PROPERTY (APR 2012)
		
	 252.245-7002
	  	REPORTING LOSS OF GOVERNMENT PROPERTY (APR 2012)
		
	 252.245-7003
	  	CONTRACTOR PROPERTY MANAGEMENT SYSTEM ADMINISTRATION (APR 2012)
		
	 252.245-7004
	  	 REPORTING, REUTILIZATION, AND DISPOSAL (SEP 2016)

Insert Item(s) ‘may’
 Insert Item(s)
‘may’

		
	 252.246-7003
	  	NOTIFICATION OF POTENTIAL SAFETY ISSUES (JUN 2013)
		
	 252.246-7004
	  	SAFETY OF FACILITIES, INFRASTRUCTURE, AND EQUIPMENT FOR MILITARY OPERATIONS (OCT 2010)
		
	 252.247-7023
	  	TRANSPORTATION OF SUPPLIES BY SEA—BASIC (APR 2014)

  
 SECTION I
FA8630-18-C-5003 
  
 PAGE 17 OF 37

 PART II - CONTRACT CLAUSES 

SECTION I - CONTRACT CLAUSES 
  

 

			
	252.247-7028	  	APPLICATION FOR U.S. GOVERNMENT SHIPPING DOCUMENTATION/INSTRUCTIONS (JUN 2012)
	  
 C.    AIR FORCE FEDERAL
ACQUISITION REGULATION SUPPLEMENT CONTRACT CLAUSES
  

	5352.201-9101	  	OMBUDSMAN (JUN 2016)
		  	Para (c). Ombudsmen names, addresses, phone numbers, fax, and email addresses.
		  	‘Ms. Jill Willingham
		  	AFLCMC/AQP
		  	1790 10th Street
		  	Wright Patterson AFB 45433-7630
		  	937-255-5472
		  	937-255-7916 (FAX)
		  	jill.willingham@us.af.mill’
	5352.223-9000	  	ELIMINATION OF USE OF CLASS I OZONE DEPLETING SUBSTANCES (ODS) (NOV 2012)

 II. NOTICE: The following contract clauses pertinent to this section are hereby incorporated in full text: 

A.    FEDERAL ACQUISITION REGULATION CONTRACT CLAUSES IN FULL TEXT 

52.216-24 LIMITATION OF GOVERNMENT LIABILITY (APR 1984) 

(a) In performing this contract, the Contractor is not authorized to make expenditures or incur obligations exceeding : for performance funded
by ACRN AA, $100,000,000.00 dollars. 
 (b) The maximum amount for which the Government shall be liable if this contract is terminated is
$100,000,000.00 dollars. 
 52.217-09 OPTION TO EXTEND THE TERM OF THE CONTRACT (MAR 2000) 

(a) The Government may extend the term of this contract by written notice to the Contractor within 30 days; provided that the Government gives
the Contractor a preliminary written notice of its intent to extend at least 10 days days before the contract expires. The preliminary notice does not commit the Government to an extension. 

(b) If the Government exercises this option, the extended contract shall be considered to include this option clause. 

(c) The total duration of this contract, including the exercise of any options under this clause, shall not exceed TBD. 

52.226-06 PROMOTING EXCESS FOOD DONATION TO NONPROFIT ORGANIZATIONS (MAY 2014) 

(a) Definitions. As used in this clauses— 

“Apparently wholesome food” means food that meets all quality and labeling standards imposed by Federal, State, and local laws and regulations even
though the food may not be readily marketable due to appearance, age, freshness, grade, size, surplus, or other conditions. 
 “Excess food” means
food that— 
 (1) Is not required to meet the needs of the executive agencies; and 

  
 SECTION I
FA8630-18-C-5003 
  
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 PART II - CONTRACT CLAUSES 

SECTION I - CONTRACT CLAUSES 
  

 

 (2) Would otherwise be discarded. 

“Food-insecure” means inconsistent access to sufficient, safe, and nutritious food. 

“Nonprofit organization” means any organization that is— 

(1) Described in section 501(c) of the Internal Revenue Code of 1986; and 

(2) Exempt from tax under section 501(a) of that Code. 

(b) In accordance with the Federal Food Donation Act of 2008 (42 U.S.C. 1792), the Contractor is encouraged, to the maximum extent practicable
and safe, to donate excess, apparently wholesome food to nonprofit organizations that provide assistance to food-insecure people in the United States. 

(c) Costs. 
 (1) The Contractor,
including any subcontractors, shall assume the responsibility for all the costs and the logistical support to collect, transport, maintain the safety of, or distribute the excess, apparently wholesome food to the nonprofit organization(s) that
provides assistance to food-insecure people. 
 (2) The Contractor will not be reimbursed for any costs incurred or associated with the
donation of excess foods. Any costs incurred for excess food donations are unallowable. 
 (d) Liability. The Government and the Contractor,
including any subcontractors, shall be exempt from civil and criminal liability to the extent provided under the Bill Emerson Good Samaritan Food Donation Act (42 U.S.C. 1791). Nothing in this clause shall be construed to supersede State or local
health regulations (subsection (f) of 42 U.S.C. 1791). 
 (e) Flowdown. The Contractor shall insert this clause in all contracts, task
orders, delivery orders, purchase orders, and other similar instruments greater than $25,000 with its subcontractors or suppliers, at any tier, who will perform, under this contract, the provision, service, or sale of food in the United States. 

52.252-02 CLAUSES INCORPORATED BY REFERENCE (FEB 1998) 

This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting
Officer will make their full text available. Also, the full text of a clause may be accessed electronically at this/these address(es): http://farsite.hill.af.mil/ 

52.252-06 AUTHORIZED DEVIATIONS IN CLAUSES (APR 1984) 

(a) The use in this solicitation or contract of any Federal Acquisition Regulation (48 CFR Chapter 1) clause with an authorized deviation is
indicated by the addition of “(DEVIATION)” after the date of the clause. 
 (b) The use in this solicitation or contract of any
Defense Federal Acquisition Regulation Supplement (48 CFR Chapter 2) clause with an authorized deviation is indicated by the addition of “(DEVIATION)” after the name of the regulation. 

B.    DEFENSE FAR SUPP CONTRACT CLAUSES IN FULL TEXT 

252.204-7012 SAFEGUARDING COVERED DEFENSE INFORMATION AND CYBER INCIDENT REPORTING (OCT 2016) 

(a) Definitions. As used in this clause— 

  
 SECTION I
FA8630-18-C-5003 
  
 PAGE 19 OF 37

 PART II - CONTRACT CLAUSES 

SECTION I - CONTRACT CLAUSES 
  

 

 “Adequate security” means protective measures that are commensurate with the consequences and
probability of loss, misuse, or unauthorized access to, or modification of information. 
 “Compromise” means disclosure of information to
unauthorized persons, or a violation of the security policy of a system, in which unauthorized intentional or unintentional disclosure, modification, destruction, or loss of an object, or the copying of information to unauthorized media may have
occurred. 
 “Contractor attributional/proprietary information” means information that identifies the contractor(s), whether directly or
indirectly, by the grouping of information that can be traced back to the contractor(s) (e.g., program description, facility locations), personally identifiable information, as well as trade secrets, commercial or financial information, or other
commercially sensitive information that is not customarily shared outside of the company. 
 “Contractor information system” means an unclassified
information system that is owned, or operated by or for, a contractor and that processes, stores, or transmits covered defense information. 

“Controlled technical information” means technical information with military or space application that is subject to controls on the access, use,
reproduction, modification, performance, display, release, disclosure, or dissemination. Controlled technical information would meet the criteria, if disseminated, for distribution statements B through F using the criteria set forth in DoD
Instruction 5230.24, Distribution Statements on Technical Documents. The term does not include information that is lawfully publicly available without restrictions. 

“Covered contractor information system” means an information system that is owned, or operated by or for, a contractor and that processes, stores,
or transmits covered defense information. 
 “Covered defense information” means unclassified controlled technical information or other
information, as described in the Controlled Unclassified Information (CUI) Registry at http://www.archives.gov/cui/registry/category-list.html, that requires safeguarding or dissemination controls pursuant to and consistent with law, regulations,
and Governmentwide policies, and is— 
 (1) Marked or otherwise identified in the contract, task order, or delivery order and provided
to the contractor by or on behalf of DoD in support of the performance of the contract; or 
 (2) Collected, developed, received,
transmitted, used, or stored by or on behalf of the contractor in support of the performance of the contract. 
 “Cyber incident” means actions
taken through the use of computer networks that result in a compromise or an actual or potentially adverse effect on an information system and/or the information residing therein. 

“Forensic analysis” means the practice of gathering, retaining, and analyzing computer-related data for investigative purposes in a manner that
maintains the integrity of the data. 
 “Information system” means a discrete set of information resources organized for the collection,
processing, maintenance, use, sharing, dissemination, or disposition of information. 
 “Malicious software” means computer software or firmware
intended to perform an unauthorized process that will have adverse impact on the confidentiality, integrity, or availability of an information system. This definition includes a virus, worm, Trojan horse, or other code-based entity that infects a
host, as well as spyware and some forms of adware. 
 “Media” means physical devices or writing surfaces including, but is not limited to,
magnetic tapes, optical disks, magnetic disks, large-scale integration memory chips, and printouts onto which covered defense information is recorded, stored, or printed within a covered contractor information system. 

  
 SECTION I
FA8630-18-C-5003 
  
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 PART II - CONTRACT CLAUSES 

SECTION I - CONTRACT CLAUSES 
  

 

 “Operationally critical support” means supplies or services designated by the Government as
critical for airlift, sealift, intermodal transportation services, or logistical support that is essential to the mobilization, deployment, or sustainment of the Armed Forces in a contingency operation. 

“Rapidly report” means within 72 hours of discovery of any cyber incident. 

“Technical information” means technical data or computer software, as those terms are defined in the clause at DFARS
252.227-7013, Rights in Technical Data-Noncommercial Items, regardless of whether or not the clause is incorporated in this solicitation or contract. Examples of technical information include research and
engineering data, engineering drawings, and associated lists, specifications, standards, process sheets, manuals, technical reports, technical orders, catalog-item identifications, data sets, studies and analyses and related information, and
computer software executable code and source code. 
 (b) Adequate security. The Contractor shall provide adequate security on all covered
contractor information systems. To provide adequate security, the Contractor shall implement, at a minimum, the following information security protections: 

(1) For covered contractor information systems that are part of an Information Technology (IT) service or system operated on behalf of the
Government, the following security requirements apply: 
 (i) Cloud computing services shall be subject to the security requirements
specified in the clause 252.239-7010, Cloud Computing Services, of this contract. 
 (ii) Any other
such IT service or system (i.e., other than cloud computing) shall be subject to the security requirements specified elsewhere in this contract. 

(2) For covered contractor information systems that are not part of an IT service of system operated on behalf of the Government and therefore
are not subject to the security requirement specified at paragraph (b)(1) of this clause, the following security requirements apply: 
 (i)
Except as provided in paragraph (b)(2)(ii) of this clause, the covered contractor information system shall be subject to the security requirements in National Institute of Standards and Technology (NIST) Special Publication (SP) 800-171, “Protecting Controlled Unclassified Information in Nonfederal Information Systems and Organizations,” (available via the Internet at
http://dx.doi.org/10.6028/NIST.SP.800-171) in effect at the time the solicitation is issued or as authorized by the Contracting Officer. 

(ii)(A) The Contractor shall implement NIST SP 800-171, as soon as practical, but not later than
December 31, 2017. For all contracts awarded prior to October 1, 2017, the Contractor shall notify the DoD Chief Information Officer (CIO), via email at osd.dibcsia@mail.mil, within 30 days of contract award, of any security requirements
specified by NIST SP 800-171 not implemented at the time of contract award. 
 (B) The Contractor
shall submit requests to vary from NIST SP 800-171 in writing to the Contracting Officer, for consideration by the DoD CIO. The Contractor need not implement any security requirement adjudicated by an
authorized representative of the DoD CIO to be nonapplicable or to have an alternative, but equally effective, security measure that may be implemented in its place. 

(C) If the DoD CIO has previously adjudicated the contractor’s requests indicating that a requirement is not applicable or that an
alternative security measure is equally effective, a copy of that approval shall be provided to the Contracting Officer when requesting its recognition under this contract. 

(D) If the Contractor intends to use an external cloud service provider to store, process, or transmit any covered defense information in
performance of this contract, the Contractor shall 

  
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require and ensure that the cloud service provider meets security requirements equivalent to those established by the Government for the Federal Risk and Authorization Management Program
(FedRAMP) Moderate baseline https://www.fedramp.gov/resources/documents/) and that the cloud service provider complies with requirements in paragraphs (c) through (g) of this clause for cyber incident reporting, malicious software, media
preservation and protection, access to additional information and equipment necessary for forensic analysis, and cyber incident damage assessment. 

(3) Apply other information systems security measures when the Contractor reasonably determines that information systems security measures, in
addition to those identified in paragraphs (b)(1) and (2) of this clause, may be required to provide adequate security in a dynamic environment or to accommodate special circumstances (e.g., medical devices) and any individual, isolated, or
temporary deficiencies based on an assessed risk or vulnerability. These measures may be addressed in a system security plan. 
 (c) Cyber
incident reporting requirement. 
 (1) When the Contractor discovers a cyber incident that affects a covered contractor information system
or the covered defense information residing therein, or that affects the contractor’s ability to perform the requirements of the contract that are designated as operationally critical support and identified in the contrac, the Contractor
shall— 
 (i) Conduct a review for evidence of compromise of covered defense information, including, but not limited to, identifying
compromised computers, servers, specific data, and user accounts. This review shall also include analyzing covered contractor information system(s) that were part of the cyber incident, as well as other information systems on the Contractor’s
network(s), that may have been accessed as a result of the incident in order to identify compromised covered defense information, or that affect the Contractor’s ability to provide operationally critical support; and 

(ii) Rapidly report cyber incidents to DoD at
                http://dibnet.dod.mil. 
 (2) Cyber incident
report. The cyber incident report shall be treated as information created by or for DoD and shall include, at a minimum, the required elements at http://dibnet.dod.mil. 

(3) Medium assurance certificate requirement. In order to report cyber incidents in accordance with this clause, the Contractor or
subcontractor shall have or acquire a DoD-approved medium assurance certificate to report cyber incidents. For information on obtaining a DoD-approved medium assurance
certificate, see http://iase.disa.mil/pki/eca/Pages/index.aspx. 
 (d) Malicious software. When the Contractor or subcontractors discover
and isolate malicious software in connection with a reported cyber incident, submit the malicious software to DoD Cyber Crime Center (DC3) in accordance with instructions provided by DC3 or the Contracting Officer. Do not send the malicious software
to the Contracting Officer. 
 (e) Media preservation and protection. When a Contractor discovers a cyber incident has occurred, the
Contractor shall preserve and protect images of all known affected information systems identified in paragraph (c)(1)(i) of this clause and all relevant monitoring/packet capture data for at least 90 days from the submission of the cyber incident
report to allow DoD to request the media or decline interest. 
 (f) Access to additional information or equipment necessary for forensic
analysis. Upon request by DoD, the Contractor shall provide DoD with access to additional information or equipment that is necessary to conduct a forensic analysis. 

(g) Cyber incident damage assessment activities. If DoD elects to conduct a damage assessment, the Contracting Officer will request that the
Contractor provide all of the damage assessment information gathered in accordance with paragraph (e) of this clause. 

  
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 (h) DoD safeguarding and use of contractor attributional/proprietary information. The
Government shall protect against the unauthorized use or release of information obtained from the contractor (or derived from information obtained from the contractor) under this clause that includes contractor attributional/proprietary information,
including such information submitted in accordance with paragraph (c). To the maximum extent practicable, the Contractor shall identify and mark attributional/proprietary information. In making an authorized release of such information, the
Government will implement appropriate procedures to minimize the contractor attributional/proprietary information that is included in such authorized release, seeking to include only that information that is necessary for the authorized purpose(s)
for which the information is being released. 
 (i) Use and release of contractor attributional/proprietary information not created by or
for DoD. Information that is obtained from the contractor (or derived from information obtained from the contractor) under this clause that is not created by or for DoD is authorized to be released outside of DoD— 

(1) To entities with missions that may be affected by such information; 

(2) To entities that may be called upon to assist in the diagnosis, detection, or mitigation of cyber incidents; 

(3) To Government entities that conduct counterintelligence or law enforcement investigations; 

(4) For national security purposes, including cyber situational awareness and defense purposes (including with Defense Industrial Base (DIB)
participants in the program at 32 CFR part 236); or 
 (5) To a support services contractor (“recipient”) that is directly
supporting Government activities under a contract that includes the clause at 252.204-7009, Limitations on the Use or Disclosure of Third-Party Contractor Reported Cyber Incident Information. 

(j) Use and release of contractor attributional/proprietary information created by or for DoD. Information that is obtained from the
contractor (or derived from information obtained from the contractor) under this clause that is created by or for DoD (including the information submitted pursuant to paragraph (c) of this clause) is authorized to be used and released outside
of DoD for purposes and activities authorized by paragraph (i) of this clause, and for any other lawful Government purpose or activity, subject to all applicable statutory, regulatory, and policy based restrictions on the Government’s use
and release of such information. 
 (k) The Contractor shall conduct activities under this clause in accordance with applicable laws and
regulations on the interception, monitoring, access, use, and disclosure of electronic communications and data. 
 (l) Other safeguarding or
reporting requirements. The safeguarding and cyber incident reporting required by this clause in no way abrogates the Contractor’s responsibility for other safeguarding or cyber incident reporting pertaining to its unclassified information
systems as required by other applicable clauses of this contract, or as a result of other applicable U.S. Government statutory or regulatory requirements. 

(m) Subcontracts. The Contractor shall— 

(1) Include this clause, including this paragraph (m), in subcontracts, or similar contractual instruments, for operationally critical
support, or for which subcontract performance will involve covered defense information, including subcontracts for commercial items, without alteration, except to identify the parties. The Contractor shall determine if the information required for
subcontractor performance retains its identity as covered defense information and will require protection under this clause, and, if necessary, consult with the Contracting Officer; and 

  
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 (2) Require subcontractors to— 

(i) Notify the prime Contractor (or next higher-tier subcontractor) when submitting a request to vary from a NIST SP 800-171 security requirement to the Contracting Officer, in accordance with paragraph (b)(2)(ii)(B) of this clause; and 

(ii) Provide the incident report number, automatically assigned by DoD, to the prime Contractor (or next higher-tier subcontractor) as soon
as practicable, when reporting a cyber incident to DoD as required in paragraph (c) of this clause. 

252.219-7003 SMALL BUSINESS SUBCONTRACTING PLAN (DOD CONTRACTS) (DEVIATION) (AUG 2016) 

This clause supplements the Federal Acquisition Regulation 52.219-9, Small Business Subcontracting Plan, clause of this
contract. 
 (a) Definitions. “Summary Subcontract Report (SSR) Coordinator,” as used in this clause, means the individual who is
registered in the Electronic Subcontracting Reporting System (eSRS) at the Department of Defense (9700) and is responsible for acknowledging receipt or rejecting SSRs in eSRS for the Department of Defense. 

(b) Subcontracts awarded to workshops approved by the Committee for Purchase from People Who are Blind or Severely Disabled (41 U.S.C.
8502-8504), may be counted toward the Contractor’s small business subcontracting goal. 
 (c) A mentor firm, under the Pilot
Mentor-Protege Program established under section 831 of Public Law 101-510, as amended, may count toward its small disadvantaged business goal, subcontracts awarded to— 

(1) Protege firms which are qualified organizations employing the severely disabled; and 

(2) Former protege firms that meet the criteria in section 831(g)(4) of Public Law 101-510. 

(d) The master plan is approved by the Contractor’s cognizant contract administration activity. 

(e) In those subcontracting plans which specifically identify small businesses, the Contractor shall notify the Administrative Contracting
Officer of any substitutions of firms that are not small business firms, for the small business firms specifically identified in the subcontracting plan. Notifications shall be in writing and shall occur within a reasonable period of time after
award of the subcontract. Contractor-specified formats shall be acceptable. 
 (f)(1) For DoD, the Contractor shall submit reports in eSRS
as follows: 
 (i) The Individual Subcontract Report (ISR) shall be submitted to the contracting officer at the procuring contracting
office, even when contract administration has been delegated to the Defense Contract Management Agency. 
 (ii) To submit the consolidated
SSR for an individual subcontracting plan in eSRS, the contractor shall identify the Government agency in Block 7 (“Agency to which the report is being submitted”) by selecting “Department of Defense (DoD) (9700)” from the top of
the second dropdown menu. The contractor shall not select anything lower. 

  
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 (2) For DoD, the authority to acknowledge receipt or reject reports in eSRS is as follows:

 (i) The authority to acknowledge receipt or reject the ISR resides with the contracting officer who receives it, as described in
paragraph (f)(1)(i) of this clause. 
 (ii) The authority to acknowledge receipt or reject SSRs resides with the SSR Coordinator. 

252.219-7003 SMALL BUSINESS SUBCONTRACTING PLAN (DOD CONTRACTS) (DEVIATION) (AUG 2016)—ALTERNATE I (AUG 2016)

 SMALL BUSINESS SUBCONTRACTING PLAN (DOD CONTRACTS)—ALTERNATE I (DEVIATION 2016-O0009) (AUG 2016) 

This clause supplements the Federal Acquisition Regulation 52.219-9, Small Business Subcontracting Plan, clause of
this contract. 
 (a) Definitions. “Summary Subcontract Report (SSR) Coordinator,” as used in this clause, means the individual
who is registered in the Electronic Subcontracting Reporting System (eSRS) at the Department of Defense (9700) and is responsible for acknowledging receipt or rejecting SSRs in eSRS for the Department of Defense. 

(b) Subcontracts awarded to workshops approved by the Committee for Purchase from People Who are Blind or Severely Disabled (41 U.S.C.
8502-8504), may be counted toward the Contractor’s small business subcontracting goal. 
 (c) A mentor firm, under the Pilot
Mentor-Protege Program established under section 831 of Public Law 101-510, as amended, may count toward its small disadvantaged business goal, subcontracts awarded to— 

(1) Protege firms which are qualified organizations employing the severely disabled; and 

(2) Former protege firms that meet the criteria in section 831(g)(4) of Public Law 101-510. 

(d) The master plan is approved by the Contractor’s cognizant contract administration activity. 

(e) In those subcontracting plans which specifically identify small businesses, the Contractor shall notify the Administrative Contracting
Officer of any substitutions of firms that are not small business firms, for the small business firms specifically identified in the subcontracting plan. Notifications shall be in writing and shall occur within a reasonable period of time after
award of the subcontract. Contractor-specified formats shall be acceptable. 
 (f)(1) For DoD, the Contractor shall submit reports in eSRS
as follows: 
 (i) The Standard Form 294, Subcontracting Report for Individual Contracts, shall be submitted in accordance with the
instructions on that form. 
 (ii) To submit the consolidated SSR for an individual subcontracting plan in eSRS, the Contractor shall
identify the Government agency in Block 7 (“Agency to which the report is being submitted”) by selecting “Department of Defense (DoD) (9700)” from the top of the second dropdown menu. The Contractor shall not select anything
lower. 
 (2) For DoD, the authority to acknowledge receipt or reject SSRs in eSRS resides with the SSR Coordinator. 

  
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 252.225-7981 ADDITIONAL ACCESS TO CONTRACTOR AND SUBCONTRACTOR
RECORDS (OTHER THAN USCENTCOM) (DEVIATION 2015-O0016) (SEP 2015) 
 (a) In addition to any other existing examination-of-records authority, the Government is authorized to examine any records of the Contractor and its subcontractors to the extent necessary to ensure that funds, including supplies and services,
available under this contract are not provided, directly or indirectly, to a person or entity that is actively opposing United States or coalition forces involved in a contingency operation in which members of the Armed Forces are actively engaged
in hostilities. 
 (b) The substance of this clause, including this paragraph (b), is required to be included in subcontracts, including subcontracts for
commercial items, under this contract that have an estimated value over $50,000 and will be performed outside the United States and its outlying areas. 

252.225-7993 PROHIBITION ON PROVIDING FUNDS TO THE ENEMY (DEVIATION 2015-O0016) (SEP 2015) 

(a) The Contractor shall— 
 (1) Exercise due
diligence to ensure that none of the funds, including supplies and services, received under this contract are provided directly or indirectly (including through subcontracts) to a person or entity who is actively opposing United States or Coalition
forces involved in a contingency operation in which members of the Armed Forces are actively engaged in hostilities; 
 (2) Check the list
of prohibited/restricted sources in the System for Award Management at www.sam.gov <http://www.sam.gov>— 
 (i) Prior to
subcontract award; and 
 (ii) At least on a monthly basis; and 

(3) Terminate or void in whole or in part any subcontract with a person or entity listed in SAM as a prohibited or restricted source pursuant
to subtitle E of Title VIII of the NDAA for FY 2015, unless the Contracting Officer provides to the Contractor written approval of the Head of the Contracting Activity to continue the subcontract. 

(b) The Head of the Contracting Activity has the authority to— 

(1) Terminate this contract for default, in whole or in part, if the Head of the Contracting Activity determines in writing that the
contractor failed to exercise due diligence as required by paragraph (a) of this clause; or 
 (2)(i) Void this contract, in whole or
in part, if the Head of the Contracting Activity determines in writing that any funds received under this contract have been provided directly or indirectly to a person or entity who is actively opposing United States or Coalition forces involved in
a contingency operation in which members of the Armed Forces are actively engaged in hostilities. 
 (ii) When voided in whole or in part, a
contract is unenforceable as contrary to public policy, either in its entirety or with regard to a segregable task or effort under the contract, respectively. 

(c) The Contractor shall include the substance of this clause, including this paragraph (c), in subcontracts, including subcontracts for commercial items,
under this contract that have an estimated value over $50,000 and will be performed outside the United States and its outlying areas. 

  
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 252.225-7994 ADDITIONAL ACCESS TO CONTRACTOR AND SUBCONTRACTOR
RECORDS IN THE UNITED STATES CENTRAL COMMAND THEATER OF OPERATIONS (DEVIATION) (MAR 2015) 
 (a) In addition to any other existing examination-of-records authority, the Department of Defense is authorized to examine any records of the Contractor to the extent necessary to ensure that funds available under
this Contract are not— 
 (1) Subject to extortion or corruption; or 

(2) Provided, directly or indirectly, to persons or entities that are actively supporting an insurgency or otherwise actively opposing United
States or coalition forces in a contingency operation. 
 (b) The substance of this clause, including this paragraph (b), is required to be
included in subcontracts under this contract that have an estimated value over $100,000. 
 252.225-7995
CONTRACTOR PERSONNEL PERFORMING IN THE UNITED STATES CENTRAL COMMAND AREA OF RESPONSIBILITY (DEVIATION 2017-O0004) (SEP 2017) 
 (a)
Definitions. As used in this clause— 
 “Combatant Commander” means the Commander of the United States Central Command Area
of Responsibility. 
 “Contractors authorized to accompany the Force,” or “CAAF,” means contractor personnel, including
all tiers of subcontractor personnel, who are authorized to accompany U.S. Armed Forces in applicable operations and have been afforded CAAF status through a letter of authorization. CAAF generally include all U.S. citizen and third-country national
employees not normally residing within the operational area whose area of performance is in the direct vicinity of U.S. Armed Forces and who routinely are collocated with the U.S. Armed Forces (especially in
non-permissive environments). Personnel collocated with U.S. Armed Forces shall be afforded CAAF status through a letter of authorization. In some cases, Combatant Commander subordinate commanders may
designate mission-essential host nation or local national contractor employees (e.g., interpreters) as CAAF. CAAF includes contractors previously identified as contractors deploying with the U.S. Armed Forces. CAAF status does not apply to
contractor personnel in support of applicable operations within the boundaries and territories of the United States. 
 “Designated
reception site” means the designated place for the reception, staging, integration, and onward movement of contractors deploying during a contingency. The designated reception site includes assigned joint reception centers and other Service or
private reception sites. 
 “Law of war” means that part of international law that regulates the conduct of armed hostilities. The
law of war encompasses all international law for the conduct of hostilities binding on the United States or its individual citizens, including treaties and international agreements to which the United States is a party, and applicable customary
international law. 
 “Non-CAAF” means personnel who are not designated as CAAF, such as
local national (LN) employees and non-LN employees who are permanent residents in the operational area or third-country nationals not routinely residing with U.S. Armed Forces (and third-country national
expatriates who are permanent residents in the operational area) who perform support functions away from the close proximity of, and do not reside with, U.S. Armed Forces. Government-furnished support to
non-CAAF is typically limited to force protection, emergency medical care, and basic human needs (e.g., bottled water, latrine facilities, security, and food when necessary) when performing their jobs in the
direct vicinity of U.S. Armed Forces. Non-CAAF status does not apply to contractor personnel in support of applicable operations within the boundaries and territories of the United States. 

  
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 “Subordinate joint force commander” means a
sub-unified commander or joint task force commander. 
 (b) General. 

(1) This clause applies to both CAAF and non-CAAF when performing in the United States Central Command
(USCENTCOM) Area of Responsibility (AOR). 
 (2) Contract performance in USCENTCOM AOR may require work in dangerous or austere conditions.
Except as otherwise provided in the contract, the Contractor accepts the risks associated with required contract performance in such operations. 

(3) When authorized in accordance with paragraph (j) of this clause to carry arms for personal protection, contractor personnel are only
authorized to use force for individual self-defense. 
 (4) Unless immune from host nation jurisdiction by virtue of an international
agreement or international law, inappropriate use of force by contractor personnel authorized to accompany the U.S. Armed Forces can subject such personnel to United States or host nation prosecution and civil liability (see paragraphs (d) and
(j)(3) of this clause). 
 (5) Service performed by contractor personnel subject to this clause is not active duty or service under 38
U.S.C. 106 note. 
 (c) Support. 

(1)(i) The Combatant Commander will develop a security plan for protection of contractor personnel in locations where there is not sufficient
or legitimate civil authority, when the Combatant Commander decides it is in the interests of the Government to provide security because— 

(A) The Contractor cannot obtain effective security services; 

(B) Effective security services are unavailable at a reasonable cost; or 

(C) Threat conditions necessitate security through military means. 

(ii) In appropriate cases, the Combatant Commander may provide security through military means, commensurate with the level of security
provided DoD civilians. 
 (2)(i) Generally, CAAF will be afforded emergency medical and dental care if injured while supporting applicable
operations. Additionally, non-CAAF employees who are injured while in the vicinity of U. S. Armed Forces will normally receive emergency medical and dental care. Emergency medical and dental care includes
medical care situations in which life, limb, or eyesight is jeopardized. Examples of emergency medical and dental care include examination and initial treatment of victims of sexual assault; refills of prescriptions for life-dependent drugs; repair
of broken bones, lacerations, infections; and traumatic injuries to the dentition. Hospitalization will be limited to stabilization and short-term medical treatment with an emphasis on return to duty or placement in the patient movement system. 

(ii) When the Government provides emergency medical treatment or transportation of Contractor personnel to a selected civilian facility, the
Contractor shall ensure that the Government is reimbursed for any costs associated with such treatment or transportation. 
 (iii) Medical
or dental care beyond this standard is not authorized. 
 (3) Contractor personnel must have a Synchronized Predeployment and Operational
Tracker (SPOT)-generated letter of authorization signed by the Contracting Officer in order to process through a deployment center or to travel to, from, or within the USCENTCOM AOR. The letter of authorization also will identify any additional
authorizations, privileges, or Government support that Contractor personnel are entitled to under this contract. Contractor personnel who are issued a letter of authorization shall carry it with them at all times while deployed. 

  
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 (4) Unless specified elsewhere in this contract, the Contractor is responsible for all other
support required for its personnel engaged in the USCENTCOM AOR under this contract. 
 (d) Compliance with laws and regulations. 

(1) The Contractor shall comply with, and shall ensure that its personnel performing in the USCENTCOM AOR are familiar with and comply with,
all applicable— 
 (i) United States, host country, and third country national laws; 

(ii) Provisions of the law of war, as well as any other applicable treaties and international agreements; 

(iii) United States regulations, directives, instructions, policies, and procedures; and 

(iv) Orders, directives, and instructions issued by the Combatant Commander, including those relating to force protection, security, health,
safety, or relations and interaction with local nationals. 
 (2) The Contractor shall institute and implement an effective program to
prevent violations of the law of war by its employees and subcontractors, including law of war training in accordance with paragraph (e)(1)(vii) of this clause. 

(3) The Contractor shall ensure that CAAF and non-CAAF are aware— 

(i) Of the DoD definition of “sexual assault” in DoDD 6495.01, Sexual Assault Prevention and Response Program; 

(ii) That the offenses addressed by the definition are covered under the Uniform Code of Military Justice (see paragraph (e)(2)(iv) of this
clause). Other sexual misconduct may constitute offenses under the Uniform Code of Military Justice, or another Federal law, such as the Military Extraterritorial Jurisdiction Act, or host nation laws; and 

(iii) That the offenses not covered by the Uniform Code of Military Justice may nevertheless have consequences to the contractor employees
(see paragraph (h)(1) of this clause). 
 (4) The Contractor shall report to the appropriate investigative authorities, identified in
paragraph (d)(6) of this clause, any alleged offenses under— 
 (i) The Uniform Code of Military Justice (chapter 47 of title 10,
United States Code) (applicable to contractors serving with or accompanying an armed force in the field during a declared war or contingency operations); or 

(ii) The Military Extraterritorial Jurisdiction Act (chapter 212 of title 18, United States Code). 

(5) The Contractor shall provide to all contractor personnel who will perform work on a contract in the deployed area, before beginning such
work, information on the following: 
 (i) How and where to report an alleged crime described in paragraph (d)(4) of this clause. 

  
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 (ii) Where to seek victim and witness protection and assistance available to contractor
personnel in connection with an alleged offense described in paragraph (d)(4) of this clause. 
 (iii) This section does not create any
rights or privileges that are not authorized by law or DoD policy. 
 (6) The appropriate investigative authorities to which suspected
crimes shall be reported include the following— 
 (i) US Army Criminal Investigation Command at http://www.cid.army.mil/index.html;

 (ii) Air Force Office of Special Investigations at http://www.osi.af.mil; 

(iii) Navy Criminal Investigative Service at http://www.ncis.navy.mil/Pages/publicdefault.aspx; 

(iv) Defense Criminal Investigative Service at http://www.dodig.mil/HOTLINE/index.html; 

(v) Any command of any supported military element or the command of any base. 

(7) Personnel seeking whistleblower protection from reprisals for reporting criminal acts shall seek guidance through the DoD Inspector
General hotline at 800-424-9098 or www.dodig.mil/HOTLINE/index.html. Personnel seeking other forms of victim or witness protections should contact the nearest military
law enforcement office. 
 (8) The Contractor shall ensure that Contractor employees supporting the U.S. Armed Forces deployed outside the
United States are aware of their rights to— 
 (i) Hold their own identity or immigration documents, such as passport or driver’s
license; 
 (ii) Receive agreed upon wages on time; 

(iii) Take lunch and work-breaks; 

(iv) Elect to terminate employment at any time; 

(v) Identify grievances without fear of reprisal; 

(vi) Have a copy of their employment contract in a language they understand; 

(vii) Receive wages that are not below the legal in-country minimum wage; 

(viii) Be notified of their rights, wages, and prohibited activities prior to signing their employment contract; and 

(ix) If housing is provided, live in housing that meets host-country housing and safety standards. 

(e) Preliminary personnel requirements. 

  
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 (1) The Contractor shall ensure that the following requirements are met prior to deploying
CAAF (specific requirements for each category will be specified in the statement of work or elsewhere in the contract): 
 (i) All required
security and background checks are complete and acceptable. 
 (ii) All CAAF deploying in support of an applicable operation— 

(A) Are medically, dentally, and psychologically fit for deployment and performance of their contracted duties; 

(B) Meet the minimum medical screening requirements, including theater-specific medical qualifications as established by the geographic
Combatant Commander (as posted to the Geographic Combatant Commander’s website or other venue); and 
 (C) Have received all required
immunizations as specified in the contract. 
 (1) During predeployment processing, the Government will provide, at no cost to the
Contractor, any military-specific immunizations and/or medications not available to the general public. 
 (2) All other immunizations
shall be obtained prior to arrival at the deployment center. 
 (3) All CAAF and, as specified in the statement of work, select non-CAAF shall bring to the USCENTCOM AOR a copy of the U.S. Centers for Disease Control and Prevention (CDC) Form 731, International Certificate of Vaccination or Prophylaxis as approved by the World Health
Organization, (also known as “shot record” or “Yellow Card”) that shows vaccinations are current. 
 (iii) Deploying
personnel have all necessary passports, visas, and other documents required to enter and exit the USCENTCOM AOR and have a Geneva Conventions identification card, or other appropriate DoD identity credential, from the deployment center. 

(iv) Special area, country, and theater clearance is obtained for all personnel deploying. Clearance requirements are in DoD Directive
4500.54E, DoD Foreign Clearance Program. For this purpose, CAAF are considered non-DoD contractor personnel traveling under DoD sponsorship. 

(v) All deploying personnel have received personal security training. At a minimum, the training shall— 

(A) Cover safety and security issues facing employees overseas; 

(B) Identify safety and security contingency planning activities; and 

(C) Identify ways to utilize safety and security personnel and other resources appropriately.  

(vi) All personnel have received isolated personnel training, if specified in the contract, in accordance with DoD Instruction 1300.23,
Isolated Personnel Training for DoD Civilian and Contractors. 

  
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 (vii) Personnel have received law of war training as follows: 

(A) Basic training is required for all CAAF. The basic training will be provided through— 

(1) A military-run training center; or 

(2) A web-based source, if specified in the contract or approved by the Contracting Officer. 

(B) Advanced training, commensurate with their duties and responsibilities, may be required for some Contractor personnel as specified in the
contract. 
 (2) The Contractor shall notify all personnel who are not a host country national, or who are not ordinarily resident in the
host country, that such employees, and dependents residing with such employees, who engage in conduct outside the United States that would constitute an offense punishable by imprisonment for more than one year if the conduct had been engaged in
within the special maritime and territorial jurisdiction of the United States, may potentially be subject to the criminal jurisdiction of the United States in accordance with the Military Extraterritorial Jurisdiction Act of 2000 (18 U.S.C. 3261, et
seq.); 
 (3) The Contractor shall notify all personnel that— 

(i) Pursuant to the War Crimes Act (18 U.S.C. 2441), Federal criminal jurisdiction also extends to conduct that is determined to constitute a
war crime; 
 (ii) Other laws may provide for prosecution of U.S. nationals who commit offenses on the premises of U.S. diplomatic,
consular, military or other U.S. Government missions outside the United States (18 U.S.C. 7(9)) or non-U.S. nationals who commit crimes against U.S. nationals in those places; and 

(iii) In time of declared war or a contingency operation, CAAF are subject to the jurisdiction of the Uniform Code of Military Justice under
10 U.S.C. 802(a)(10). 
 (iv) Such employees are required to report offenses alleged to have been committed by or against contractor
personnel to appropriate investigative authorities. 
 (v) Such employees will be provided victim and witness protection and assistance.

 (f) Processing and departure points. CAAF shall— 

(1) Process through the deployment center designated in the contract, or as otherwise directed by the Contracting Officer, prior to deploying.
The deployment center will conduct deployment processing to ensure visibility and accountability of contractor personnel and to ensure that all deployment requirements are met, including the requirements specified in paragraph (e)(1) of this clause;

 (2) Use the point of departure and transportation mode directed by the Contracting Officer; and 

(3) Process through a designated reception site (DRS) upon arrival at the deployed location. The DRS will validate personnel accountability,
ensure that specific USCENTCOM AOR entrance requirements are met, and brief contractor personnel on theater-specific policies and procedures. 

(g) Contractor Accountability and Personnel Data. 

  
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 PART II - CONTRACT CLAUSES 

SECTION I - CONTRACT CLAUSES 
  

 

 The Synchronized Predeployment and Operational Tracker (SPOT) is the joint web-based database to assist the Combatant Commanders in maintaining awareness of the nature, extent, and potential risks and capabilities associated with contracted support for contingency operations, humanitarian
assistance and peacekeeping operations, or military exercises designated by USCENTCOM. 
 (1) Contractors shall account for all CAAF and non-CAAF personnel in SPOT by name. 
 (2) Registration. The Contractor shall comply with SPOT
registration requirements. 
 (i) Contractor appointed company administrators for unclassified contracts shall register for a SPOT account
at https://spot.dmdc.mil. For classified contracts, users shall access SPOT at https://spot.dmdc.osd.smil.mil. 
 (ii) Register in SPOT
using one of the following log-in methods— 
 (A) A Common Access Card (CAC) or a
SPOT-approved digital certificate; or 
 (B) A Government-sponsored SPOT user ID and password. This type of
log-in method is only allowed for those individuals who are not authorized to obtain a CAC or an external digital certificate, and requires SPOT Program Management Office approval. 

(iii) The SPOT Customer Support Team must validate user need. This process may take 2 business days. Contractor representatives will be
contacted to validate contractor administrator account requests and determine the appropriate level of user access. 
 (iv) Refer to the
OSD Program Support website at http://www.acq.osd.mil/log/PS/spot.html for the SPOT Business Rules, additional training resources, documentation regarding registration, and use of SPOT. 

(3) Compliance with SPOT. 
 (i)
The Contractor shall comply with the SPOT Business Rules located at http://www.acq.osd.mil/log/PS/spot.html. 
 (A) The Contractor shall
enter into the SPOT web-based system the required information on Contractor personnel prior to deployment to the designated operational area and shall continue to use the SPOT
web-based system to maintain accurate, up-to-date information throughout the deployment for applicable Contractor personnel. 

(B) The Contractor shall ensure the in-theater arrival date (ITAD), deployment closeout dates and
changes to the status of individual Contractor personnel relating to their ITAD and their duty location, to include closing out the deployment with their proper status (e.g., mission complete, killed, wounded) are updated in the system in accordance
with the processes and timelines established in the SPOT business rules. 
 (ii) SPOT
non-compliance and deficiencies will be relevant to past performance evaluations for future contract opportunities in accordance with FAR subpart 42.15, Contractor Performance Information. 

(h) Contractor personnel. 
 (1)
The Contracting Officer may direct the Contractor, at its own expense, to remove and replace any contractor personnel who jeopardize or interfere with mission accomplishment or who fail to comply with or violate applicable requirements of this
contract. Such action may be taken at the Government’s discretion without prejudice to its rights under any other provision of this contract, including the Termination for Default clause. 

  
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 PART II - CONTRACT CLAUSES 

SECTION I - CONTRACT CLAUSES 
  

 

 (2) The Contractor shall identify all personnel who occupy a position designated as mission
essential and ensure the continuity of essential Contractor services during designated operations, unless, after consultation with the Contracting Officer, Contracting Officer’s representative, or local commander, the Contracting Officer
directs withdrawal due to security conditions. 
 (3) The Contractor shall ensure that contractor personnel follow the guidance at paragraph
(e)(2)(v) of this clause and any specific Combatant Commander guidance on reporting offenses alleged to have been committed by or against contractor personnel to appropriate investigative authorities. 

(4) Contractor personnel shall return all U.S. Government-issued identification, to include the Common Access Card, to appropriate U.S.
Government authorities at the end of their deployment (or, for non-CAAF, at the end of their employment under this contract). 

(i) Military clothing and protective equipment. 

(1) Contractor personnel are prohibited from wearing military clothing unless specifically authorized in writing by the Combatant Commander.
If authorized to wear military clothing, contractor personnel must— 
 (i) Wear distinctive patches, arm bands, nametags, or headgear,
in order to be distinguishable from military personnel, consistent with force protection measures; and 
 (ii) Carry the written
authorization with them at all times. 
 (2) Contractor personnel may wear military-unique organizational clothing and individual equipment
(OCIE) required for safety and security, such as ballistic, nuclear, biological, or chemical protective equipment. 
 (3) The deployment
center, or the Combatant Commander, shall issue OCIE and shall provide training, if necessary, to ensure the safety and security of contractor personnel. 

(4) The Contractor shall ensure that all issued OCIE is returned to the point of issue, unless otherwise directed by the Contracting Officer.

 (j) Weapons. 
 (1) If the
Contractor requests that its personnel performing in the USCENTCOM AOR be authorized to carry weapons for individual self-defense, the request shall be made through the Contracting Officer to the Combatant Commander, in accordance with DoD
Instruction 3020.41. The Combatant Commander will determine whether to authorize in-theater contractor personnel to carry weapons and what weapons and ammunition will be allowed. 

(2) If contractor personnel are authorized to carry weapons in accordance with paragraph (j)(1) of this clause, the Contracting Officer will
notify the Contractor what weapons and ammunition are authorized. 
 (3) The Contractor shall ensure that its personnel who are authorized
to carry weapons— 
 (i) Are adequately trained to carry and use them— 

(A) Safely; 

  
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 PART II - CONTRACT CLAUSES 

SECTION I - CONTRACT CLAUSES 
  

 

 (B) With full understanding of, and adherence to, the rules of the use of force issued by
the Combatant Commander; and 
 (C) In compliance with applicable agency policies, agreements, rules, regulations, and other applicable
law; 
 (ii) Are not barred from possession of a firearm by 18 U.S.C. 922; 

(iii) Adhere to all guidance and orders issued by the Combatant Commander regarding possession, use, safety, and accountability of weapons
and ammunition; 
 (iv) Comply with applicable Combatant Commander and local commander force-protection policies; and 

(v) Understand that the inappropriate use of force could subject them to U.S. or host-nation prosecution and civil liability. 

(4) Whether or not weapons are Government-furnished, all liability for the use of any weapon by contractor personnel rests solely with the
Contractor and the Contractor employee using such weapon. 
 (5) Upon redeployment or revocation by the Combatant Commander of the
Contractor’s authorization to issue firearms, the Contractor shall ensure that all Government-issued weapons and unexpended ammunition are returned as directed by the Contracting Officer. 

(k) Vehicle or equipment licenses. Contractor personnel shall possess the required licenses to operate all vehicles or equipment necessary to
perform the contract in the USCENTCOM AOR. 
 (l) Purchase of scarce goods and services. If the Combatant Commander has established an
organization for the USCENTCOM AOR whose function is to determine that certain items are scarce goods or services, the Contractor shall coordinate with that organization local purchases of goods and services designated as scarce, in accordance with
instructions provided by the Contracting Officer. 
 (m) Evacuation. 

(1) If the Combatant Commander orders a mandatory evacuation of some or all personnel, the Government will provide assistance, to the extent
available, to United States and third country national contractor personnel. 
 (2) In the event of a
non-mandatory evacuation order, unless authorized in writing by the Contracting Officer, the Contractor shall maintain personnel on location sufficient to meet obligations under this contract. 

(n) Next of kin notification and personnel recovery. 

(1) The Contractor shall be responsible for notification of the employee-designated next of kin in the event an employee dies, requires
evacuation due to an injury, or is isolated, missing, detained, captured, or abducted. 
 (2) The Government will assist in personnel
recovery actions in accordance with DoD Directive 3002.01E, Personnel Recovery in the Department of Defense. 
 (o) Mortuary affairs.
Contractor personnel who die while in support of the U.S. Armed Forces shall be covered by the DoD mortuary affairs program as described in DoD Directive 1300.22, Mortuary Affairs Policy, and DoD Instruction 3020.41, Operational Contractor Support.

  
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 PART II - CONTRACT CLAUSES 

SECTION I - CONTRACT CLAUSES 
  

 

 (p) Changes. In addition to the changes otherwise authorized by the Changes clause of this
contract, the Contracting Officer may, at any time, by written order identified as a change order, make changes in the place of performance or Government-furnished facilities, equipment, material, services, or site. Any change order issued in
accordance with this paragraph (p) shall be subject to the provisions of the Changes clause of this contract. 
 (q) Subcontracts. The
Contractor shall incorporate the substance of this clause, including this paragraph (q), in all subcontracts when subcontractor personnel are performing in the USCENTCOM AOR. 

  
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FA8630-18-C-5003 
  
 PAGE 36 OF 37

 PART III - LIST OF DOCUMENTS, EXHIBITS & ATTACHMENTS 

SECTION J - LIST OF ATTACHMENTS 
  

 

							
	 DOCUMENT
	  	PGS	  	 DATE
	  	 TITLE

	 ATTACHMENT 1
	  	100	  	29 JAN 2018	  	PERFORMANCE WORK STATEMENT (PWS)—BALAD AB, IRAQ BASE OPERATIONS SUPPORT/BASE LIFE SUPPORT/SECURITY (BBS) SERVICES
				
	 ATTACHMENT 2
	  	14	  	17 NOV 2017	  	MAP & PERFORMANCE REQUIREMENTS SUMMARY (PRS)
				
	 ATTACHMENT 3
	  	4	  	17 NOV 2017	  	CONTRACTOR DATA REQUIREMENTS LIST (CDRL)
				
	 ATTACHMENT 4
	  	10	  	17 NOV 2017	  	MASTER PERFORMANCE WORK STATEMENT TEMPLATE
				
	 ATTACHMENT 5
	  	9	  	17 NOV 2017	  	BASE PLANNING REQUIREMENTS
				
	 ATTACHMENT 6
	  	7	  	17 NOV 2017	  	ENTERPRISE SOLUTION LIST
				
	 ATTACHMENT 7
	  	2	  	16 AUG 2017	  	DD 254
				
	 ATTACHMENT 8
	  	22	  	17 NOV 2017	  	DOD MTF FORMULARY LIST
				
	 ATTACHMENT 9
	  	1	  	26 JAN 2018	  	PRE-CONTRACT COST AGREEMENT
				
	 ATTACHMENT 10
	  	3	  	17 NOV 2017	  	SUPPLY CHAIN MANAGEMENT (SCM) REQUIREMENTS
				
	 ATTACHMENT 11
	  	1682	  	29 JAN 2018	  	GOVERNMENT FURNISHED EQUIPMENT LIST
				
	 ATTACHMENT 12
	  	TBD	  	29 JAN 2018	  	MATERIAL LISTING VERSION DEC 2017
				
	 ATTACHMENT 13
	  	TBD	  	29 JAN 2018	  	PROPERTY BOOK VERSION DEC 2017

  
 SECTION J
FA8630-18-C-5003 
  
 PAGE 37 OF 37Exhibit

Exhibit 4.2

Execution Version

QUALTRICS INTERNATIONAL INC.

AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT

March 31, 2017

TABLE OF CONTENTS
	
				
	 
	 
	Page
	

	1.
	Registration Rights.
	4
	

	 
	1.1    Definitions
	4
	

	 
	1.2    Request for Registration
	5
	

	 
	1.3    Company Registration
	7
	

	 
	1.4    Form S-3 Registration.
	8
	

	 
	1.5    Obligations of the Company
	10
	

	 
	1.6    Information from Holder
	13
	

	 
	1.7    Expenses of Registration
	13
	

	 
	1.8    Delay of Registration
	13
	

	 
	1.9    Indemnification
	14
	

	 
	1.10    Reports Under the 1934 Act .
	16
	

	 
	1.11    Assignment of Registration Rights
	16
	

	 
	1.12    Limitations on Subsequent Registration Rights
	17
	

	 
	1.13    “Market Stand-Off” Agreement
	17
	

	 
	1.14    Termination of Registration Rights
	18
	

	 
	 
	 

	2.
	Covenants of the Company
	18
	

	 
	2.1    Delivery of Financial Statements
	18
	

	 
	2.2    Inspection
	19
	

	 
	2.3    Termination of Information and Inspection Covenants
	20
	

	 
	2.4    Right of First Offer
	20
	

	 
	2.5    Indemnification Matters.
	21
	

	 
	2.6    Confidentiality
	22
	

	 
	2.7    D&O Insurance .
	22
	

	 
	2.8    Directors’ Liability and Indemnification .
	22
	

	 
	2.9    Proprietary Information and Inventions Agreement
	23
	

	 
	2.10    Board Matters.
	23
	

	 
	2.11    Observer Rights
	23
	

	 
	2.12    Director Resignation
	23
	

	 
	 
	 

	3.
	Miscellaneous
	23
	

	 
	3.1    Successors and Assigns.
	23
	

	 
	3.2    Governing Law .
	24
	

	 
	3.3    Counterparts; Facsimile
	24
	

	 
	3.4    Titles and Subtitles
	24
	

	 
	3.5    Notices .
	24
	

	 
	3.6    Expenses
	24
	

	 
	3.7    Entire Agreement; Amendments and Waivers
	24
	

	 
	3.8    Severability
	25
	

	 
	3.9    Aggregation of Stock
	25
	

	 
	3.10    Additional Investors
	25
	

	 
	3.11    Termination of Prior Agreement
	25
	

	 
	3.12    As-Converted Basis
	25
	

	
				
	 
	3.13    Competition
	25
	

	 
	3.14    Investment Opportunities and Conflicts of Interest
	26
	

AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT
THIS AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT (the “Agreement”) is made as of the 31st day of March, 2017, by and among Qualtrics International Inc., a Delaware corporation (the “Company”), the Holders of Series A Preferred Stock listed on Schedule A hereto and the investors listed on Schedule B hereto, each of which is herein referred to as an “Investor” and collectively as the “Investors”.
RECITALS
WHEREAS, certain of the Investors (the “Existing Investors”) hold shares of the Company’s Series B-1 Preferred Stock, par value $0.0001 per share (the “Series B-1 Preferred Stock”), shares of the Company’s B-2 Preferred Stock, par value $0.0001 per share (the “Series B-2 Preferred Stock”), shares of the Company’s Series B-4 Preferred Stock, par value $0.0001 per share (the “Series B-4 Preferred Stock”), and/or shares of Class A-1 Common Stock, par value $0.0001 per share (the “Class A-1 Common Stock”) or Class B Common Stock, par value $0.0001 per share (the “Class B Common Stock”, collectively with the Class A-1 Common Stock and the Class A-2 Common Stock (as defined below), the “Common Stock”) issued or issuable upon conversion thereof and possess registration rights, information rights, rights of first offer and other rights pursuant to an Investors’ Rights Agreement dated as of September 11, 2014 by and among the Company, the Holders of Series A Preferred Stock and such Existing Investors (the “Prior Agreement”);
WHEREAS, the Prior Agreement may be amended, and any provision therein waived, with the consent of the Company and the holders of a majority of the outstanding Registrable Securities (as such term is defined in the Prior Agreement);
WHEREAS, the Existing Investors as holders of a majority of the outstanding Registrable Securities (as such term is defined in the Prior Agreement) of the Company desire to terminate the Prior Agreement and to accept the rights created pursuant hereto in lieu of the rights granted to them under the Prior Agreement; and
WHEREAS, certain Investors are parties to the Series B-3 and Series B-5 Preferred Stock Purchase Agreement of even date herewith by and among the Company and certain of the Investors (the “Series B-3 & B-5 Agreement”), which provides that as a condition to the closing of the sale of the Series B-3 Preferred Stock, par value $0.0001 per share (the “Series B-3 Preferred Stock”) and Series B-5 Preferred Stock, par value $0.0001 per share (the “Series B-5 Preferred Stock”, and together with the Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series B-3, the Company’s Series B-3A Preferred Stock, par value $0.0001 per share, Series B-4 Preferred Stock and the Company’s Series B-5A Preferred Stock, par value $0.0001 per share, the “Series B Preferred Stock”, and collectively with the Series A Preferred Stock (as defined below), the “Preferred Stock”), this Agreement must be executed and delivered by such Investors, Existing Investors holding a majority of the outstanding Registrable Securities (as such term is defined in the Prior Agreement) of the Company, and the Company.

NOW, THEREFORE, in consideration of the mutual promises and covenants set forth herein, the Existing Investors hereby agree that the Prior Agreement shall be superseded and replaced in its entirety by this Agreement, and the parties hereto further agree as follows:

1.Registration Rights. The Company covenants and agrees as follows:
1.1Definitions. For purposes of this Agreement:
(a)The term “Act” means the Securities Act of 1933, as amended.
(b)The term “Affiliate” means, with respect to any specified person, any other person who or which, directly or indirectly, controls, is controlled by, or is under common control with such specified person, including, without limitation, any general partner, officer, director or manager of such person and any venture capital fund now or hereafter existing that is controlled by one or more general partners or managing members of, or is under common investment management with, such person.
(c)The term “Class A-2 Common Stock” means shares of the Company’s Class A-2 Common Stock, par value $0.0001 per share.
(d)The term “Form S-3” means such form under the Act as in effect on the date hereof or any registration form under the Act subsequently adopted by the SEC that permits inclusion or incorporation of substantial information by reference to other documents filed by the Company with the SEC.
(e)The term “Free Writing Prospectus” means a free-writing prospectus, as defined in Rule 405.
(f)The term “Holder” means any person owning or having the right to acquire Registrable Securities or any assignee thereof in accordance with Section 1.11 hereof.
(g)The term “Initial Offering” means the Company’s first firm commitment underwritten public offering of its Common Stock under the Act.
(h)The term “1934 Act” means the Securities Exchange Act of 1934, as amended.
(i)The terms “register,” “registered,” and “registration” refer to a registration effected by preparing and filing a registration statement or similar document in compliance with the Act, and the declaration or ordering of effectiveness of such registration statement or document.
(j)The term “Registrable Securities” means (i) the Common Stock issuable or issued upon conversion of the Preferred Stock, and (ii) any Common Stock of the Company issued as (or issuable upon the conversion or exercise of any warrant, right or other security that is issued as) a dividend or other distribution with respect to, or in exchange for, or in 

replacement of, the shares referenced in (i) above and (iii) any other shares of Common Stock held by persons holding securities described in clauses (i) and (ii) above, excluding in all cases, however, any Registrable Securities sold by a person in a transaction in which his rights under this Section 1 are not assigned. In addition, the number of shares of Registrable Securities outstanding shall equal the aggregate of the number of shares of Common Stock outstanding that are, and the number of shares of Common Stock issuable pursuant to then exercisable or convertible securities that are, Registrable Securities.
(k)The term “Restated Certificate” shall mean the Company’s Restated Certificate of Incorporation, as amended and/or restated from time to time.
(l)The term “Rule 144” shall mean Rule 144 under the Act.
(m)The term “Rule 144(b)(1)(i)” shall mean subsection (b)(1)(i) of Rule 144 under the Act as it applies to persons who have held shares for more than one (1) year.
(n)The term “Rule 405” shall mean Rule 405 under the Act.
(o)The term “SEC” shall mean the Securities and Exchange Commission.
(p)The term “Series A Preferred Directors” has the meaning ascribed to such term in the Restated Certificate.
(q)The term “Series A Preferred Stock” shall mean shares of the Company’s Series A-1 Preferred Stock, par value $0.0001 per share together with shares of the Company’s Series A-2 Preferred Stock, par value $0.0001 per share and Company’s Series A-3 Preferred Stock, par value $0.0001 per share.
(r)The term “Series B Preferred Directors” has the meaning ascribed to such term in the Restated Certificate.
1.2Request for Registration.
(a)Subject to the conditions of this Section 1.2, if the Company shall receive at any time after the earlier of (i) five (5) years after the date of this Agreement, or (ii) six (6) months after the effective date of the Initial Offering, a written request from the Holders of (A) at least a majority of Registrable Securities issued or issuable upon conversion of the Series A Preferred Stock then outstanding and (B) at least a majority of Registrable Securities issued or issuable upon conversion of the Series B Preferred Stock then outstanding (for purposes of this Section 1.2, (A) and (B) together, the “Initiating Holders”) that (i) requests the Company file a registration statement under the Act covering the registration of Registrable Securities with an anticipated aggregate offering price of at least $30,000,000, (ii) specifies the approximate number of Registrable Securities requested to be registered and (iii) states the intended method of distribution, then the Company shall, within ten (10) days of the receipt thereof, give written notice of such request to all Holders, and subject to the limitations of this Section 1.2, use all commercially reasonable efforts to effect, as soon as practicable, the registration under the Act of all Registrable Securities that the Holders request to be registered in 

a written request received by the Company within twenty (20) days of the mailing of the Compay’s notice pursuant to this Section 1.2(a).
(b)If the Initiating Holders intend to distribute the Registrable Securities covered by their request by means of an underwriting, they shall so advise the Company as a part of their request made pursuant to this Section 1.2, and the Company shall include such information in the written notice referred to in Section 1.2(a). In such event the right of any Holder to include its Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall enter into an underwriting agreement in customary form with the underwriter or underwriters selected for such underwriting by Holders of a majority of the Registrable Securities included in such underwriting (which underwriter or underwriters shall be reasonably acceptable the Company). Notwithstanding any other provision of this Section 1.2, if the underwriter advises the Company that marketing factors require a limitation on the number of securities underwritten (including Registrable Securities), then the Company shall so advise all Holders of Registrable Securities that would otherwise be underwritten pursuant hereto, and the number of shares that may be included in the underwriting shall be allocated to the Holders of such Registrable Securities pro rata based on the number of Registrable Securities held by all such Holders (including the Initiating Holders). In no event shall any Registrable Securities be excluded from such underwriting unless all other securities are first excluded. Any Registrable Securities excluded or withdrawn from such underwriting shall be withdrawn from the registration.
(c)Notwithstanding the foregoing, the Company shall not be required to effect a registration pursuant to this Section 1.2:
(i)in any particular jurisdiction in which the Company would be required to execute a general consent to service of process in effecting such registration, unless the Company is already subject to service in such jurisdiction and except as may be required under the Act; or
(ii)after the Company has effected two (2) registrations pursuant to this Section 1.2, and such registrations have been declared or ordered effective; provided that, a registration shall not count as one of the permitted registrations pursuant to this Section 1.2 until it has become effective and unless the holders of Registrable Securities are able to register and sell at least 90% of the Registrable Securities requested to be included in such registration; provided further, that in any event, the Company shall pay all registration expenses in connection with any registration initiated pursuant to this Section 1.2 whether or not it has become effective and whether or not such registration has counted as one of the permitted registrations under this Section 1.2; or
(iii)for a period of (a) six (6) months following the effective date of the Company’s Initial Offering or (b) ninety (90) days following the effective date of any public offering other than the Company’s Initial Offering; or

(iv)if the Initiating Holders propose to dispose of Registrable Securities that may be registered on Form S-3 pursuant to Section 1.4 hereof; or
(v)if the Company shall furnish to Holders requesting a registration statement pursuant to this Section 1.2 a certificate signed by the Company’s Chief Executive Officer or Chairman of the Board of Directors stating that in the good faith judgment of the Board of Directors of the Company, it would be seriously detrimental to the Company and its stockholders for such registration statement to be effected at such time, in which event the Company shall have the right to defer such filing for a period of not more than ninety (90) days after receipt of the request of the Initiating Holders, provided that in such event, the Initiating Holder(s) initially requesting such registration shall be entitled to withdraw such request and, if such request is withdrawn, such registration shall not count as one of the permitted registrations under this Section 1.2 and the Company shall pay all registration expenses in connection with such registration; and provided further that such right shall be exercised by the Company not more than once in any twelve (12) month period.
1.3Company Registration.
(a)If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for stockholders other than the Holders) any of its stock or other securities under the Act in connection with the public offering of such securities (other than (i) pursuant to a registration demand by the Initiating Holders, (ii) in connection with registrations on Form S-4 or S-8 promulgated by the SEC or any successor forms or (iii) a registration relating solely to employment benefit plans), the Company shall, at such time, promptly give each Holder written notice of such registration. Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Section 1.3(c), use all commercially reasonable efforts to cause to be registered under the Act all of the Registrable Securities that each such Holder requests to be registered.
(b)Right to Terminate Registration. The Company shall have the right to terminate or withdraw any registration initiated by it under this Section 1.3 prior to the effectiveness of such registration whether or not any Holder has elected to include securities in such registration. The expenses of such withdrawn registration shall be borne by the Company in accordance with Section 1.7 hereof.
(c)Underwriting Requirements. In connection with any offering involving an underwriting of shares of the Company’s capital stock, the Company shall not be required under this Section 1.3 to include any of the Holders’ securities in such underwriting unless they accept the terms of the underwriting as agreed upon between the Company and the underwriters selected by the Company (or by other persons entitled to select the underwriters), enter into an underwriting agreement and other documents required by the terms of such underwriting agreement, in customary form with such underwriters and then only in such quantity as the underwriters determine in their sole discretion will not jeopardize the success of the offering by the Company. If the total amount of securities, including Registrable Securities, requested by stockholders to be included in such offering exceeds the amount of securities sold other than by the Company that the underwriters determine in their sole discretion is compatible 

with the success of the offering, then the Company shall be required to include in the offering only that number of such securities, including Registrable Securities, that the underwriters determine in their sole discretion will not jeopardize the success of the offering. In no event shall any Registrable Securities be excluded from such offering unless all other stockholders’ securities have been first excluded. In the event that the underwriters determine that less than all of the Registrable Securities requested to be registered can be included in such offering, then the Registrable Securities that are included in such offering shall be apportioned pro rata among the selling Holders based on the number of Registrable Securities held by all selling Holders or in such other proportions as shall mutually be agreed to by all such selling Holders. Notwithstanding the foregoing, in no event shall (i) the amount of securities of the selling Holders included in the offering be reduced below twenty percent (20%) of the total amount of securities included in such offering, unless such offering is the Initial Offering, in which case the selling Holders may be excluded if the underwriters make the determination described above and no other stockholder’s securities are included in such offering. For purposes of the preceding sentence concerning apportionment, for any selling stockholder that is a Holder of Registrable Securities and that is a venture capital fund, partnership or corporation, the affiliated venture capital funds, partners, retired partners and stockholders of such Holder, or the estates and family members of any such partners and retired partners and any trusts for the benefit of any of the foregoing persons shall be deemed to be a single “selling Holder,” and any pro rata reduction with respect to such “selling Holder” shall be based upon the aggregate amount of Registrable Securities owned by all such related entities and individuals.
Notwithstanding the foregoing, no holder of Registrable Securities included in any underwritten registration shall be required to make any representations or warranties to the Company or the underwriters (other than representations and warranties regarding such holder's title to the securities, such person's authority to sell such securities and such holder's intended method of distribution) or to undertake any indemnification obligations to the Company or the underwriters with respect thereto, except as otherwise specifically provided in Section 1.9 below.
1.4Form S-3 Registration. In case the Company shall receive from the Holders of (i) at least a majority of Registrable Securities issued or issuable upon conversion of the Series A Preferred Stock then outstanding or (ii) at least a majority of Registrable Securities issued or issuable upon conversion of the Series B Preferred Stock then outstanding (for purposes of this Section 1.4, the “S-3 Initiating Holders”) a written request or requests that the Company effect a registration on Form S-3 and any related qualification or compliance with respect to all or a part of the Registrable Securities owned by such Holder or Holders, the Company shall:
(a)within ten (10) days after receipt of such written request, give written notice of the proposed registration, and any related qualification or compliance, to all other Holders; and
(b)use all commercially reasonable efforts to effect, as soon as practicable, such registration and all such qualifications and compliances as may be so requested and as would permit or facilitate the sale and distribution of all or such portion of such Holders’ Registrable Securities as are specified in such request, together with all or such portion of the Registrable Securities of any other Holders joining in such request as are specified in a written 

request given within twenty (20) days after receipt of such written notice from the Company, provided, however, that the Company shall not be obligated to effect any such registration, qualification or compliance, pursuant to this Section 1.4:
(i)if Form S-3 is not available for such offering by the Holders;
(ii)if the Holders, together with the holders of any other securities of the Company entitled to inclusion in such registration, propose to sell Registrable Securities and such other securities (if any) at an aggregate price to the public (net of any underwriters’ discounts or commissions) of less than $5,000,000;
(iii)if the Company shall furnish to all Holders requesting a registration statement pursuant to this Section 1.4 a certificate signed by the Company’s Chief Executive Officer or Chairman of the Board of Directors stating that in the good faith judgment of the Board of Directors of the Company, it would be seriously detrimental to the Company and its stockholders for such registration statement to be effected at such time, in which event the Company shall have the right to defer such filing for a period of not more than ninety (90) days after receipt of the request of the Initiating Holders, provided that in such event, the Initiating Holder(s) initially requesting such registration shall be entitled to withdraw such request and, if such request is withdrawn, such registration shall not count as one of the permitted registrations under this Section 1.4 and the Company shall pay all registration expenses in connection with such registration provided further that such right shall be exercised by the Company not more than once in any twelve (12) month period; or
(iv)if the Company has (a) within the twelve (12) month period preceding the date of such request, already effected two (2) registrations on Form S-3 pursuant to this Section 1.4, (b) solely in the case of the holders of Registrable Securities issued or issuable upon conversion of the Series A Preferred Stock, already effected five (5) registrations on Form S-3 pursuant to clause (i) of the first sentence of this Section 1.4, or (c) solely in the case of the holders of Registrable Securities issued or issuable upon conversion of the Series B Preferred Stock, already effected five (5) registrations on Form S-3 pursuant to clause (ii) of the first sentence of this Section 1.4.
(c)If the S-3 Initiating Holders intend to distribute the Registrable Securities covered by their request by means of an underwriting, they shall so advise the Company as a part of their request made pursuant to this Section 1.4 and the Company shall include such information in the written notice referred to in Section 1.4(a). The provisions of Section 1.2(b) shall be applicable to such request (with the substitution of Section 1.4 for references to Section 1.2).
(d)Subject to the foregoing, the Company shall file a registration statement covering the Registrable Securities and other securities so requested to be registered as soon as practicable after receipt of the request or requests of the S-3 Initiating Holders. After the Company has become subject to the reporting requirements of the 1934 Act, the Company shall use its reasonable best efforts to make short-form registrations on Form S-3 available for the sale of Registrable Securities. If the Company is qualified to and, pursuant to the request of any 

Investor, has filed with the SEC a registration statement under the Act on Form S-3 pursuant to Rule 415 (a “Shelf Registration”), then the Company shall use its reasonable best efforts to cause the Shelf Registration to be declared effective under the Act as soon as practicable after filing, and once effective, the Company shall cause such Shelf Registration to remain effective for a period ending on the earlier of (i) the date on which all Registrable Securities included in such registration have been sold pursuant to such Shelf Registration or (ii) the date as of which all of the Registrable Securities included in such Shelf Registration are able to be sold within a 90-day period in compliance with Rule 144 under the Act. Registrations effected pursuant to this Section 1.4 shall not be counted as requests for registration effected pursuant to Section 1.2.
1.5Obligations of the Company. Whenever required under this Section 1 to effect the registration of any Registrable Securities, the Company shall, as expeditiously as reasonably possible:
(a)prepare and file with the SEC a registration statement with respect to such Registrable Securities and use all commercially reasonable efforts to cause such registration statement to become effective, and, upon the request of the Holders of a majority of the Registrable Securities registered thereunder, keep such registration statement effective for a period of up to one hundred twenty (120) days or, if earlier, until the distribution contemplated in the Registration Statement has been completed (provided that before filing a registration statement or prospectus or any amendments or supplements thereto, the Company shall furnish to counsel selected by the holders of a majority of the Registrable Securities included in such registration copies of all such documents proposed to be filed, which documents shall be subject to the review and comments of such counsel);
(b)notify in writing each holder of Registrable Securities to be sold thereunder of the effectiveness of each registration statement filed hereunder and prepare and file with the SEC such amendments and supplements to such registration statement and the prospectus used in connection with such registration statement as may be necessary to keep such registration statement effective for a period of either (i) not less than 180 days or, if such registration statement relates to an underwritten offering, such longer period, as in the opinion of counsel for the underwriters, a prospectus is required by law to be delivered in connection with sales of securities thereunder by any underwriter or dealer or (ii) such shorter period as shall terminate when all of the securities covered by such registration statement have been disposed of in accordance with the intended methods of disposition by the seller or sellers thereof as set forth in such registration statement (but in any event not before the expiration of any longer period required under the Act), and to comply with the provisions of the Act with respect to the disposition of all securities covered by such registration statement during such period in accordance with the intended methods of disposition by the sellers thereof set forth in such registration statement;
(c)furnish to the Holders such number of copies of a prospectus, including a preliminary prospectus and any Free Writing Prospectus, in conformity with the requirements of the Act, and such other documents as they may reasonably request in order to facilitate the disposition of Registrable Securities owned by them; 

(d)use all commercially reasonable efforts to register and qualify the securities covered by such registration statement under such other securities or Blue Sky laws of such jurisdictions as shall be reasonably requested by the Holders, provided that the Company shall not be required in connection therewith or as a condition thereto to qualify to do business or to file a general consent to service of process in any such states or jurisdictions;
(e)in the event of any underwritten public offering, enter into and perform its obligations under an underwriting agreement, in usual and customary form, with the managing underwriter of such offering;
(f)notify each Holder of Registrable Securities covered by such registration statement at any time when a prospectus or Free Writing Prospectus (to the extent prepared by or on behalf of the Company) relating thereto is required to be delivered under the Act of the happening of any event as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing, and, at the request of any such Holder, the Company will, as soon as reasonably practicable, file and furnish to all such Holders a supplement or amendment to such prospectus or Free Writing Prospectus (to the extent prepared by or on behalf of the Company) so that, as thereafter delivered to the purchasers of such Registrable Securities, such prospectus will not contain an untrue statement of a material fact or omit to state any fact necessary to make the statements therein not misleading in light of the circumstances under which they were made;
(g)cause all such Registrable Securities registered pursuant to this Section 1 to be listed on a national exchange or trading system and on each securities exchange and trading system on which similar securities issued by the Company are then listed;
(h)provide a transfer agent and registrar for all Registrable Securities registered pursuant to this Agreement and a CUSIP number for all such Registrable Securities, in each case not later than the effective date of such registration;
(i)make available for inspection by any seller of Registrable Securities, any underwriter participating in any disposition pursuant to such registration statement and any attorney, accountant or other agent retained by any such seller or underwriter, all financial and other records, pertinent corporate documents and properties of the Company, and cause the Company’s officers, managers, directors, employees and independent accountants to supply all information reasonably requested by any such seller, underwriter, attorney, accountant or agent in connection with such registration statement;
(j)take all reasonable actions to ensure that any Free-Writing Prospectus utilized in connection with any registration hereunder complies in all material respects with the Act, is filed in accordance with the Act to the extent required thereby, is retained in accordance with the Act to the extent required thereby and, when taken together with the related prospectus, will not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements therein, in light of the circumstances under which they were made, not misleading;

(k)permit any holder of Registrable Securities who, in its good faith judgment (based on the advice of counsel), could reasonably be expected to be deemed to be an underwriter or a controlling person of the Company to participate in the preparation of such registration or comparable statement and to require the insertion therein of material furnished to the Company in writing, which in the reasonable judgment of such holder and its counsel is required to be included by the applicable laws and regulations governing such registration or comparable statement;
(l)in the event of the issuance of any stop order suspending the effectiveness of a registration statement, or of any order suspending or preventing the use of any related prospectus or suspending the qualification of any equity securities included in such registration statement for sale in any jurisdiction, the Company shall use its reasonable efforts promptly to obtain the withdrawal of such order;
(m)use its reasonable efforts to cause such Registrable Securities covered by such registration statement to be registered with or approved by such other governmental agencies or authorities as may be necessary to enable the sellers thereof to consummate the disposition of such Registrable Securities as contemplated in the registration statement;
(n)if such registration includes an underwritten public offering, use its reasonable efforts to obtain a cold comfort letter from the Company’s independent public accountants and addressed to the underwriters, in customary form and covering such matters of the type customarily covered by cold comfort letters, as the underwriters in such registration reasonably request; and
(o)use its reasonable efforts to cause the Company’s outside counsel to provide a legal opinion, dated the effective date of such registration statement (and, if such registration includes an underwritten public offering, dated the date of the closing under the underwriting agreement), with respect to the registration statement, each amendment and supplement thereto, the prospectus included therein (including the preliminary prospectus) and such other documents relating thereto in customary form and covering such matters of the type customarily covered by legal opinions of such nature.
Notwithstanding the provisions of this Section 1, the Company shall be entitled to postpone or suspend, for a reasonable period of time, the filing, effectiveness or use of, or trading under, any registration statement if the Company shall determine that any such filing or the sale of any securities pursuant to such registration statement would in the good faith judgment of the Board of Directors of the Company:
(i)materially impede, delay or interfere with any material pending or proposed financing, acquisition, corporate reorganization or other similar transaction involving the Company for which the Board of Directors of the Company has authorized negotiations;
(ii)materially adversely impair the consummation of any pending or proposed material offering or sale of any class of securities by the Company; or

(iii)require disclosure of material nonpublic information that, if disclosed at such time, would be materially harmful to the interests of the Company and its stockholders; provided, however, that during any such period all executive officers and directors of the Company are also prohibited from selling securities of the Company (or any security of any of the Company’s subsidiaries or affiliates).
In the event of the suspension of effectiveness of any registration statement pursuant to this Section 1.5, the applicable time period during which such registration statement is to remain effective shall be extended by that number of days equal to the number of days the effectiveness of such registration statement was suspended.
1.6Information from Holder. It shall be a condition precedent to the obligations of the Company to take any action pursuant to this Section 1 with respect to the Registrable Securities of any selling Holder that such Holder shall furnish to the Company such information regarding itself, the Registrable Securities held by it, and the intended method of disposition of such securities as shall be reasonably required to effect the registration of such Holder’s Registrable Securities.
1.7Expenses of Registration. All expenses other than underwriting discounts and commissions incurred in connection with registrations, filings or qualifications pursuant to Sections 1.2, 1.3 and 1.4, including, without limitation, all registration, filing and qualification fees, printers’ and accounting fees, fees and disbursements of counsel for the Company and the reasonable fees and disbursements of one counsel for the selling Holders chosen by holders of a majority of the Registrable Securities included in such registration (not to exceed $30,000) shall be borne by the Company. Notwithstanding the foregoing, the Company shall not be required to pay for any expenses of any registration proceeding begun pursuant to Section 1.2 or Section 1.4 if the registration request is subsequently withdrawn at the request of the Holders of a majority of the Registrable Securities to be registered (in which case all participating Holders shall bear such expenses pro rata based upon the number of Registrable Securities that were to be included in the withdrawn registration), unless, in the case of a registration requested under Section 1.2, the Holders of a majority of the Registrable Securities agree to forfeit their right to one demand registration pursuant to Section 1.2 and provided, however, that if at the time of such withdrawal, the Holders have learned of a material adverse change in the condition or business of the Company from that known to the Holders at the time of their request and have withdrawn the request with reasonable promptness following disclosure by the Company of such material adverse change, then the Holders shall not be required to pay any of such expenses and shall retain their rights pursuant to Sections 1.2 and 1.4. To the extent any expenses relating to a registration hereunder are not required to be paid by the Company, each holder of securities included in any registration hereunder shall pay those expenses allocable to the registration of such holder's securities so included, and any expenses not so allocable shall be borne by all sellers of securities included in such registration in proportion to the aggregate selling price of the securities so registered.
1.8Delay of Registration. No Holder shall have any right to obtain or seek an injunction restraining or otherwise delaying any such registration as the result of any controversy that might arise with respect to the interpretation or implementation of this Section 1.

1.9Indemnification. In the event any Registrable Securities are included in a registration statement under this Section 1:
(a)To the extent permitted by law, the Company will indemnify and hold harmless each Holder, the partners, members, officers, directors and stockholders of each Holder, legal counsel and accountants for each Holder, any underwriter (as defined in the Act) for such Holder and each person, if any, who controls such Holder or underwriter within the meaning of the Act or the 1934 Act, against any losses, claims, damages or liabilities (joint or several) to which they may become subject under the Act, the 1934 Act, any state securities laws or any rule or regulation promulgated under the Act, insofar as such losses, claims, damages, or liabilities (or actions in respect thereof) arise out of or are based upon any of the following statements, omissions or violations (collectively a “Violation”): (i) any untrue statement or alleged untrue statement of a material fact contained in such registration statement, including any preliminary prospectus, final prospectus, or Free Writing Prospectus contained therein or any amendments or supplements thereto, any issuer information (as defined in Rule 433 of the Act) filed or required to be filed pursuant to Rule 433(d) under the Act or any other document incident to such registration prepared by or on behalf of the Company or used or referred to by the Company, (ii) the omission or alleged omission to state in such registration statement a material fact required to be stated therein, or necessary to make the statements therein not misleading or (iii) any violation or alleged violation by the Company of the Act, the 1934 Act, any state securities laws or any rule or regulation promulgated under the Act, the 1934 Act or any state securities laws, and the Company will reimburse each such Holder, underwriter, controlling person or other aforementioned person for any legal or other expenses reasonably incurred by them in connection with investigating or defending any such loss, claim, damage, liability or action as such expenses are incurred; provided, however, that the indemnity agreement contained in this subsection l.9(a) shall not apply to amounts paid in settlement of any such loss, claim, damage, liability or action if such settlement is effected without the consent of the Company (which consent shall not be unreasonably withheld, conditioned or delayed), nor shall the Company be liable in any such case for any such loss, claim, damage, liability or action to the extent that it arises out of or is based upon a Violation that occurs in reliance upon and in conformity with written information furnished expressly for use in connection with such registration by any such Holder, underwriter, controlling person or other aforementioned person.
(b)To the extent permitted by law, each selling Holder, severally and not jointly, will indemnify and hold harmless the Company, each of its directors, each of its officers who has signed the registration statement, each person, if any, who controls the Company within the meaning of the Act, legal counsel and accountants for the Company, any underwriter, any other Holder selling securities in such registration statement and any controlling person of any such underwriter or other Holder, against any losses, claims, damages or liabilities (joint or several) to which any of the foregoing persons may become subject, under the Act, the 1934 Act, any state securities laws or any rule or regulation promulgated under the Act, the 1934 Act or any state securities laws, insofar as such losses, claims, damages or liabilities (or actions in respect thereto) arise out of or are based upon any Violation, in each case to the extent (and only to the extent) that such Violation occurs in reliance upon and in conformity with written information furnished by such Holder expressly for use in connection with such registration; and each such Holder will reimburse any person intended to be indemnified pursuant to this subsection l.9(b) for any legal or other expenses reasonably incurred by such person in 

connection with investigating or defending any such loss, claim, damage, liability or action as such expenses are incurred; provided, however, that the indemnity agreement contained in this subsection l.9(b) shall not apply to amounts paid in settlement of any such loss, claim, damage, liability or action if such settlement is effected without the consent of the Holder (which consent shall not be unreasonably withheld, conditioned or delayed), and provided that the obligation to indemnify under this subsection 1.9(b) shall be individual, not joint and several, and in no event shall any indemnity under this subsection l.9(b) exceed the net proceeds from the offering received by such Holder.
(c)Promptly after receipt by an indemnified party under this Section 1.9 of notice of the commencement of any action (including any governmental action) for which a party may be entitled to indemnification, such indemnified party will, if a claim in respect thereof is to be made against any indemnifying party under this Section 1.9, deliver to the indemnifying party a written notice of the commencement thereof and the indemnifying party shall have the right to participate in and, to the extent the indemnifying party so desires, jointly with any other indemnifying party similarly noticed, to assume the defense thereof with counsel mutually satisfactory to the parties; provided, however, that an indemnified party (together with all other indemnified parties that may be represented without conflict by one counsel) shall have the right to retain one (1) separate counsel, with the fees and expenses to be paid by the indemnifying party, if representation of such indemnified party by the counsel retained by the indemnifying party would be inappropriate due to actual or potential differing interests between such indemnified party and any other party represented by such counsel in such proceeding. The failure to deliver written notice to the indemnifying party within a reasonable time of the commencement of any such action, if prejudicial to its ability to defend such action, shall relieve such indemnifying party of any liability to the indemnified party under this Section 1.9, but the omission to so deliver written notice to the indemnifying party will not relieve it of any liability that it may have to any indemnified party otherwise than under this Section 1.9.  No indemnifying party, in the defense of such claim or litigation, shall, except with the consent of each indemnified party, consent to the entry of any judgment or enter into any settlement which does not include as an unconditional term thereof the giving by the claimant or plaintiff to such indemnified party of a release from all liability in respect to such claim or litigation.
(d)If the indemnification provided for in this Section 1.9 are unavailable or insufficient to hold harmless an indemnified party with respect to any loss, liability, claim, damage or expense referred to herein, then the indemnifying party, in lieu of indemnifying such indemnified party hereunder, shall contribute to the amount paid or payable by such indemnified party as a result of such loss, liability, claim, damage or expense in such proportion as is appropriate to reflect the relative fault of the indemnifying party on the one hand and the indemnified party on the other hand in connection with the statements or omissions that resulted in such loss, liability, claim, damage or expense, as well as any other relevant equitable considerations; provided, however, that (i) no contribution by any Holder, when combined with any amounts paid by such Holder pursuant to Section 1.9(b), shall exceed the net proceeds from the offering received by such Holder and (ii) no person guilty of fraudulent misrepresentation (within the meaning of Section 11(f) of the Act) will be entitled to contribution from any person who was not guilty of such fraudulent misrepresentation; and provided further that in no event shall a Holder’s liability pursuant to this Section 1.9(d), when combined with the amounts paid or payable by such Holder pursuant to Section 1.9(b), exceed the proceeds from the offering 

received by such Holder (net of any expenses paid by such Holder). The relative fault of the indemnifying party and the indemnified party shall be determined by reference to, among other things, whether the untrue or alleged untrue statement of a material fact or the omission or alleged omission to state a material fact relates to information supplied by the indemnifying party or by the indemnified party and the parties’ relative intent, knowledge, access to information and opportunity to correct or prevent such statement or omission.
(e)Notwithstanding the foregoing, to the extent that the provisions on indemnification and contribution contained in the underwriting agreement entered into in connection with the underwritten public offering are in conflict with the foregoing provisions, the provisions in the underwriting agreement shall control.
(f)The obligations of the Company and Holders under this Section 1.9 shall survive the completion of any offering of Registrable Securities in a registration statement under this Section 1 and otherwise.
1.10Reports Under the 1934 Act. With a view to making available to the Holders the benefits of Rule 144 and any other rule or regulation of the SEC that may at any time permit a Holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3, the Company agrees to:
(a)make and keep public information available, as those terms are understood and defined in Rule 144, at all times after the effective date of the Initial Offering;
(b)file with the SEC in a timely manner all reports and other documents required of the Company under the Act and the 1934 Act; and
(c)furnish to any Holder, so long as the Holder owns any Registrable Securities, forthwith upon request (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144 (at any time after ninety (90) days after the effective date of the first registration statement filed by the Company), the Act and the 1934 Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so qualifies), (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (iii) such other information as may be reasonably requested to avail any Holder of any rule or regulation of the SEC that permits the selling of any such securities without registration or pursuant to such form.
1.11Assignment of Registration Rights. The rights to cause the Company to register Registrable Securities pursuant to this Section 1 may be assigned (but only with all related obligations) by a Holder to (a) any subsidiary, parent, partner, retired partner, member, retired member or Affiliate of a Holder that is a corporation, partnership or limited liability company or (b) a transferee or assignee of such securities that after such assignment or transfer, holds at least 30,000,000 shares of Registrable Securities (appropriately adjusted for any stock split, dividend, combination or other recapitalization), provided: (i) the Company is, within a reasonable time after such transfer, furnished with written notice of the name and address of such transferee or assignee and the securities with respect to which such registration rights are being 

assigned; (ii) such transferee or assignee agrees in writing to be bound by and subject to the terms and conditions of this Agreement, including, without limitation, the provisions of Section 1.13 below; and (iii) such assignment shall be effective only if immediately following such transfer the further disposition of such securities by the transferee or assignee is restricted under the Act.
1.12Limitations on Subsequent Registration Rights. The Company represents and warrants that it is not a party to, or otherwise subject to, any other agreement granting registration rights to any other person with respect to securities of the Company. From and after the date of this Agreement, the Company shall not, without the prior written consent of the Holders holding a majority of the Registrable Securities then held by all Holders (which majority must include a majority of Registrable Securities issued or issuable upon conversion of (i) the Series B Preferred Stock and (ii) the Series A Preferred Stock then outstanding), enter into any agreement with any holder or prospective holder of any securities of the Company that would allow such holder or prospective holder (a) to include any of such securities in any registration filed under Section 1.2, Section 1.3 or Section 1.4 hereof, unless under the terms of such agreement, such holder or prospective holder may include such securities in any such registration only to the extent that the inclusion of such securities will not reduce the amount of the Registrable Securities of the Holders that are included or (b) to demand registration of their securities.
1.13“Market Stand-Off” Agreement.
(a)Each Holder hereby agrees that it will not, without the prior written consent of the managing underwriter, during the period commencing on the date of the final prospectus relating to the Company’s Initial Offering and ending on the date specified by the Company and the managing underwriter (such period not to exceed one hundred eighty (l80) days) (i) lend, offer, pledge, sell, contract to sell, sell any option or contract to purchase, purchase any option or contract to sell, grant any option, right or warrant to purchase, or otherwise transfer or dispose of, directly or indirectly, any shares of Common Stock or any securities convertible into or exercisable or exchangeable for Common Stock held immediately before the effective date of the registration statement for such offering, or (ii) enter into any swap or other arrangement that transfers to another, in whole or in part, any of the economic consequences of ownership of the Common Stock, whether any such transaction described in clause (i) or (ii) above is to be settled by delivery of Common Stock or other securities, in cash or otherwise. The foregoing provisions of this Section 1.13 shall apply only to the Company’s initial offering of equity securities, and shall not apply to the sale of any shares to an underwriter pursuant to an underwriting agreement. The underwriters in connection with the Company’s Initial Offering are intended third-party beneficiaries of this Section 1.13 and shall have the right, power and authority to enforce the provisions hereof as though they were a party hereto. Each Holder further agrees to execute such agreements as may be reasonably requested by the underwriters in the Company’s Initial Offering that are consistent with this Section 1.13 or that are necessary to give further effect thereto. Any discretionary waiver or termination of the restrictions of any or all of such agreements by the Company or the underwriters shall apply to all Holders subject to such agreements pro rata based on the number of shares subject to such agreements.

In order to enforce the foregoing covenant, the Company may impose stop-transfer instructions with respect to the Registrable Securities of each Holder (and the shares or securities of every other person subject to the foregoing restriction) until the end of such period. Notwithstanding the foregoing, if (i) during the last seventeen (17) days of the one hundred eighty (180)-day restricted period, the Company issues an earnings release or material news or a material event relating to the Company occurs; or (ii) prior to the expiration of the one hundred eighty (180)-day restricted period, the Company announces that it will release earnings results during the sixteen (16)-day period beginning on the last day of the one hundred eighty (180)-day period, the restrictions imposed by this Section 1.13 shall continue to apply until the expiration of the eighteen (18)-day period beginning on the issuance of the earnings release or the occurrence of the material news or material event.
(b)Each Holder agrees that a legend reading substantially as follows shall be placed on all certificates representing all Registrable Securities of each Holder (and the shares or securities of every other person subject to the restriction contained in this Section 1.13):
THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO A LOCK-UP PERIOD AFTER THE EFFECTIVE DATE OF THE ISSUER’S REGISTRATION STATEMENT FILED UNDER THE ACT, AS AMENDED, AS SET FORTH IN AN AGREEMENT BETWEEN THE COMPANY AND THE ORIGINAL HOLDER OF THESE SECURITIES, A COPY OF WHICH MAY BE OBTAINED AT THE ISSUER’S PRINCIPAL OFFICE. SUCH LOCK-UP PERIOD IS BINDING ON TRANSFEREES OF THESE SHARES.
1.14Termination of Registration Rights. No Holder shall be entitled to exercise any right provided for in this Section 1 (a) after five (5) years following the consummation of the Initial Offering, (b) as to any Holder, such earlier time after the Initial Offering at which such Holder holds less than one percent (1%) of the Company’s outstanding Common Stock and all Registrable Securities held by such Holder (together with any Affiliate of the Holder with whom such Holder must aggregate its sales under Rule 144) could be sold during a three-month period without registration in compliance with Rule 144 or (c) after the consummation of a Liquidation Event, as that term is defined in the Restated Certificate.

2.Covenants of the Company.
2.1Delivery of Financial Statements.  The Company shall, upon request, deliver to each Investor (or transferee of an Investor) that holds (together with their respective Affiliates) at least 30,000,000 shares of Registrable Securities (as adjusted for any stock split, stock dividend, combination, or other recapitalization or reclassifcation effected after the date hereof) (a “Major Investor”):
(a)as soon as practicable, but in any event within one hundred and twenty (120) days after the end of each fiscal year of the Company, an income statement for such fiscal year, a balance sheet of the Company and statement of stockholders’ equity as of the end of such year, and a statement of cash flows for such year, such year-end financial reports to be in 

reasonable detail, prepared in accordance with generally accepted accounting principles (“GAAP”), and audited by an accounting firm selected by the Board of Directors;
(b)as soon as practicable, but in any event within thirty (30) days after the end of each of the first three quarters of each fiscal year of the Company, unaudited statements of income and cash flows for such fiscal quarter, and an unaudited balance sheet and total headcount as of the end of such fiscal quarter with monthly detail, all prepared in accordance with GAAP (except that such financial statements may (i) be subject to normal year- end audit adjustments; and (ii) not contain all notes thereto that may be required in accordance with GAAP);
(c)as soon as reasonably practicable, following a written request therefor, a statement showing the number of shares of each class and series of capital stock and securities convertible into or exercisable for shares of capital stock outstanding as of a particular date of determination selected by the requesting Major Investor (or, if not specified, the date of the request), the Common Stock issuable upon conversion or exercise of any outstanding securities convertible or exercisable for Common Stock and the exchange ratio or exercise price applicable thereto, the number of shares of issued stock options and stock options not yet issued but reserved for issuance, if any, and a list of the Company’s outstanding convertible debt securities (which shall include the face amount, issue date, maturity date, interest rate, conversion discount, change of control premium and valuation cap to the extent applicable), all in sufficient detail as to permit the Major Investors to calculate their respective percentage equity ownership in the Company; and
(d)as soon as reasonably practicable, following a written request therefor, together with a statement providing the purpose for any such request, such other information relating to the financial condition, business or corporate affairs of the Company as the Major Investor may from time to time reasonably request; provided, however, that the Company shall not be obligated under this subsection (d) or any other subsection of Section 2.1 to provide information that (i) it deems in good faith to be a trade secret or similar confidential information or (ii) the disclosure of which would adversely affect the attorney-client privilege between the Company and its counsel; and provided, further, that if the Board of Directors has determined, reasonably and in good faith, that a Major Investor is a competitor of the Company, the Company shall not be obligated under this subsection (d) to provide such Major Investor competitive business or product information of the Company.
If, for any period, the Company has any subsidiary whose accounts are consolidated with those of the Company, then in respect of such period the financial statements delivered pursuant to the foregoing sections shall be the consolidated and consolidating financial statements of the Company and all such consolidated subsidiaries.
2.2Inspection. The Company shall permit each Major Investor, at such Major Investor’s expense, to visit and inspect the Company’s properties, to examine its books of account and records and to discuss the Company’s affairs, finances and accounts with its officers, all at such reasonable times as may be requested by the Major Investor; provided, however, that the Company shall not be obligated pursuant to this Section 2.2 to provide access to any information that it reasonably considers to be a trade secret or similar confidential 

information; and provided, further, that if the Board of Directors has determined, reasonably and in good faith, that a Major Investor is a competitor of the Company, the Company shall not be obligated under this Section 2.2 to provide such Major Investor access to competitive business or product information of the Company.
2.3Termination of Information and Inspection Covenants. The covenants set forth in Sections 2.1 and 2.2 shall terminate and be of no further force or effect upon the earlier to occur of (a) the consummation of the sale of securities pursuant to a registration statement filed by the Company under the Act in connection with the firm commitment underwritten offering of its securities to the general public, (b) when the Company first becomes subject to the periodic reporting requirements of Sections 12(g) or 15(d) of the 1934 Act, whichever event shall first occur or (c) the consummation of a Liquidation Event, as that term is defined in the Restated Certificate, pursuant to which the Investors receive only cash and/or marketable securities.
2.4Right of First Offer. Subject to the terms and conditions specified in this Section 2.4, the Company hereby grants to each Major Investor a right of first offer with respect to future sales by the Company of its Shares (as hereinafter defined).  For purposes of this Section 2.4, the term “Major Investor” includes any partners and affiliates of a Major Investor. A Major Investor shall be entitled to apportion the right of first offer hereby granted it among itself and its partners and Affiliates in such proportions as it deems appropriate.
Each time the Company proposes to offer any shares of, or securities convertible into or exchangeable or exercisable for any shares of, its capital stock (“Shares”), the Company shall first make an offering of such Shares to each Major Investor in accordance with the following provisions:
(a)The Company shall deliver a notice in accordance with Section 3.5 (“Notice”) to the Major Investors stating (i) its bona fide intention to offer such Shares, (ii) the number of such Shares to be offered and (iii) the price and terms upon which it proposes to offer such Shares.
(b)By written notification received by the Company within ten (10) calendar days after the giving of Notice, each Major Investor may elect to purchase, at the price and on the terms specified in the Notice, up to that portion of such Shares that equals the proportion that the number of shares of Common Stock issued and held by such Major Investor (assuming full conversion and exercise of all convertible and exercisable securities then outstanding) bears to the total number of shares of Common Stock of the Company then outstanding (assuming full conversion and exercise of all convertible and exercisable securities then outstanding).  The Company shall promptly, in writing, inform each Major Investor that elects to purchase all the shares available to it (a “Fully-Exercising Investor”) of any other Major Investor’s failure to do likewise.  During the ten (10) day period commencing after such information is given, each Fully-Exercising Investor may elect to purchase that portion of the Shares for which Major Investors were entitled to subscribe, but which were not subscribed for by the Major Investors, that is equal to the proportion that the number of shares of Common Stock issued and held by such Fully-Exercising Investor (assuming full conversion and exercise of all convertible and exercisable securities then outstanding) bears to the total number of shares 

of Common Stock issued and held by all Fully-Exercising Investors who wish to purchase some of the unsubscribed shares (assuming full conversion and exercise of all convertible and exercisable securities then outstanding).
(c)If all Shares that Major Investors are entitled to obtain pursuant to subsection 2.4(b) are not elected to be obtained as provided in subsection 2.4(b) hereof, the Company may, during the ninety (90) day period following the expiration of the period provided in subsection 2.4(b) hereof, offer the remaining unsubscribed portion of such Shares to any person or persons at a price not less than that, and upon terms no more favorable to the offeree than those, specified in the Notice. If the Company does not enter into an agreement for the sale of the Shares within such period, or if such agreement is not consummated within sixty (60) days of the execution thereof, the right provided hereunder shall be deemed to be revived and such Shares shall not be offered unless first reoffered to the Major Investors in accordance herewith.
(d)The right of first offer in this Section 2.4 shall not be applicable to (i) the issuance or sale of shares of Series B-3 Preferred Stock or Series B-5 Preferred Stock pursuant to and in accordance with the Series B-3 & B-5 Agreement and (ii) Exempted Securities (as such term is defined in the Restated Certificate). In addition to the foregoing, the right of first offer in this Section 2.4 shall not be applicable with respect to any Major Investor in any subsequent offering of Shares if (i) at the time of such offering, the Major Investor is not an “accredited investor,” as that term is then defined in Rule 501(a) of the Act and (ii) such offering of Shares is otherwise being offered only to accredited investors.
(e)The rights provided in this Section 2.4 may not be assigned or transferred by any Major Investor; provided, however, that a Major Investor that is a venture capital fund may assign or transfer such rights to its Affiliates.
(f)The covenants set forth in this Section 2.4 shall terminate and be of no further force or effect upon the earlier to occur of the consummation of (i) a Qualified Public Offering, as that term is defined in the Restated Certificate, or (ii) a Liquidation Event, as that term is defined in the Restated Certificate.
2.5Indemnification Matters. The Company hereby acknowledges that one (1) or more of the directors nominated to serve on the Board of Directors by the Investors (each a “Fund Director”) may have certain rights to indemnification, advancement of expenses and/or insurance provided by one or more of the Investors and certain of their affiliates (collectively, the “Fund Indemnitors”).  The Company hereby agrees (a) that it is the indemnitor of first resort (i.e., its obligations to any such Fund Director are primary and any obligation of the Fund Indemnitors to advance expenses or to provide indemnification for the same expenses or liabilities incurred by such Fund Director are secondary), (b) that it shall be required to advance the full amount of expenses incurred by such Fund Director and shall be liable for the full amount of all expenses, judgments, penalties, fines and amounts paid in settlement by or on behalf of any such Fund Director to the extent legally permitted and as required by the Restated Certificate or Bylaws of the Company (or any agreement between the Company and such Fund Director), without regard to any rights such Fund Director may have against the Fund Indemnitors, and, (c) that it irrevocably waives, relinquishes and releases the Fund Indemnitors from any and all claims against the Fund Indemnitors for contribution, subrogation or any other 

recovery of any kind in respect thereof. The Company further agrees that no advancement or payment by the Fund Indemnitors on behalf of any such Fund Director with respect to any claim for which such Fund Director has sought indemnification from the Company shall affect the foregoing and the Fund Indemnitors shall have a right of contribution and/or be subrogated to the extent of such advancement or payment to all of the rights of recovery of such Fund Director against the Company.
2.6Confidentiality. Each Investor agrees, severally and not jointly, to use the same degree of care as such Investor uses to protect its own confidential information for any information obtained pursuant to Section 2.1 or Section 2.2 hereof which the Company identifies in writing as being proprietary or confidential and such Investor acknowledges that it will not, unless otherwise required by law or the rules of any national securities exchange, association or marketplace, disclose such information without the prior written consent of the Company except such information that (a) was in the public domain prior to the time it was furnished to such Investor, (b) is or becomes (through no willful improper action or inaction by such Investor) generally available to the public, (c) was in its possession or known by such Investor without restriction prior to receipt from the Company, (d) was rightfully disclosed to such Investor by a third party without restriction or (e) was independently developed without any use of the Company’s confidential information.  Notwithstanding the foregoing, each Investor that is a limited partnership or limited liability company may disclose such proprietary or confidential information to any former partners or members who retained an economic interest in such Investor, current or prospective partner of the partnership or any subsequent partnership under common investment management, limited partner, general partner, member or management company of such Investor (or any employee or representative of any of the foregoing) (each of the foregoing persons, a “Permitted Disclosee”) or legal counsel, accountants or representatives for such Investor.  Furthermore, nothing contained herein shall prevent any Investor or any Permitted Disclosee from (i) entering into any business, entering into any agreement with a third party, or investing in or engaging in investment discussions with any other company (whether or not competitive with the Company), provided that such Investor or Permitted Disclosee does not, except as permitted in accordance with this Section 2.6, disclose or otherwise make use of any proprietary or confidential information of the Company in connection with such activities, or (ii) making any disclosures required by law, rule, regulation or court or other governmental order.
2.7D&O Insurance. The Company shall use commercially reasonable efforts to maintain directors and officers liability insurance (which shall include any Affiliates of such director or officer), in customary amount and scope reasonably satisfactory to the Board of Directors, including all of the Series B Preferred Directors. Such insurance shall be maintained for so long as Accel Growth Fund II L.P. and its Affiliates (“Accel”) and/or Sequoia Capital U.S. Growth Fund V, L.P. and its Affiliates (“Sequoia”) and/or Insight Venture Partners VIII, L.P. and its Affiliates (collectively, “Insight”) has the right to designate at least one member of the Company’s Board of Directors.
2.8Directors’ Liability and Indemnification.  The Company’s Certificate of Incorporation and Bylaws shall provide (a) for elimination of the liability of directors to the maximum extent permitted by law and (b) for indemnification of directors for acts on behalf of the Company to the maximum extent permitted by law. In addition, the Company shall enter 

into and use its best efforts to at all times maintain indemnification agreements with each of its directors to indemnify such directors to the maximum extent permissible under applicable law.
2.9Proprietary Information and Inventions Agreement.  The Company shall require all employees and consultants to execute and deliver a Proprietary Information and Inventions Agreement substantially in a form approved by the Company's counsel or Board of Directors.
2.10Board Matters. Unless otherwise determined by the vote of a majority of the directors then in office, the Board of Directors shall meet at least twice per year in accordance with an agreed-upon schedule.  The Company shall reimburse the non-employee directors for all reasonable out-of-pocket travel expenses incurred (consistent with the Company’s travel policy) in connection with attending meetings of the Board of Directors. Each director shall be entitled in such person’s discretion to be a member of any committee of the Board of Directors.
2.11Observer Rights.  As long as Stuart Orgill owns at least twenty-five percent (25%) of the shares (appropriately adjusted for any stock split, dividend, combination or other recapitalization) of Series A Preferred Stock (or an equivalent amount of Common Stock issued upon conversion thereof) held by him as of the date hereof (taking into consideration the effect of that certain Stock Transfer Agreement dated as of March 31, 2017 by and among the Company, Mooo LLC and Grandview Holdings, LLC) and is no longer a member of the Board of Directors, the Company shall invite Mr. Orgill to attend all meetings of its Board of Directors in a nonvoting observer capacity and, in this respect, shall give Mr. Orgill copies of all notices, minutes, consents and other materials that it provides to its directors; provided, however, that Mr. Orgill shall agree to hold in confidence and trust and to act in a fiduciary manner with respect to all information so provided; and, provided further, that the Company reserves the right to withhold any information and to exclude Mr. Orgill from any meeting or portion thereof if access to such information or attendance at such meeting could adversely affect the attorney-client privilege between the Company and its counsel or would result in disclosure of trade secrets to Mr. Orgill or if Mr. Orgill is or is affiliated with a direct competitor of the Company.  The covenants set forth in this Section 2.11 shall terminate and be of no further force or effect upon the earlier to occur of the consummation of (i) a Qualified Public Offering, as that term is defined in the Restated Certificate, or (ii) a Liquidation Event, as that term is defined in the Restated Certificate.
2.12Director Resignation. On or before June 30, 2017, an Advisor Agreement substantially in the form attached hereto as Exhibit A shall be executed by the parties thereto.

3.Miscellaneous.
3.1Successors and Assigns. Except as otherwise provided herein, the terms and conditions of this Agreement shall inure to the benefit of and be binding upon the respective successors and assigns of the parties (including transferees of any shares of Registrable Securities). Nothing in this Agreement, express or implied, is intended to confer upon any party other than the parties hereto or their respective successors and assigns any rights, remedies, 

obligations or liabilities under or by reason of this Agreement, except as expressly provided in this Agreement.
3.2Governing Law.  This Agreement shall be governed by and construed under the laws of the State of Delaware as applied to agreements among Delaware residents entered into and to be performed entirely within Delaware.
3.3Counterparts; Facsimile. This Agreement may be executed and delivered by facsimile or electronic signature and in two (2) or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one (1) and the same instrument.
3.4Titles and Subtitles.  The titles and subtitles used in this Agreement are used for convenience only and are not to be considered in construing or interpreting this Agreement.
3.5Notices.  All notices and other communications given or made pursuant hereto shall be in writing and shall be deemed effectively given upon the earlier to occur of actual receipt or:  (a) upon personal delivery to the party to be notified, (b) when sent by confirmed electronic mail or facsimile if sent during normal business hours of the recipient; if not, then on the next business day, (c) five (5) days after having been sent by registered or certified mail, return receipt requested, postage prepaid, or (d) one (1) day after deposit with a nationally recognized overnight courier, specifying next day delivery, with written verification of receipt. All communications shall be sent to the respective parties at the addresses set forth on the signature pages attached hereto (or at such other addresses as shall be specified by notice given in accordance with this Section 3.5).
3.6Expenses.  If any action at law or in equity is necessary to enforce or interpret the terms of this Agreement, the prevailing party shall be entitled to reasonable attorneys’ fees, costs and necessary disbursements in addition to any other relief to which such party may be entitled.
3.7Entire Agreement; Amendments and Waivers. This Agreement (including the Exhibits hereto, if any) constitutes the full and entire understanding and agreement among the parties with regard to the subjects hereof and thereof. Any term of this Agreement (other than Section 2.1, Section 2.2, Section 2.3 and Section 2.4) may be amended and the observance of any term of this Agreement may be waived (either generally or in a particular instance and either retroactively or prospectively) only with the written consent of the Company and the Investors holding a majority of the Registrable Securities; provided, however, that any amendment or waiver of (x) the last sentence of Section 2.7 shall also require the consent of Accel, Sequoia and Insight for so long as each has the right to designate at least one member of the Company’s Board of Directors and (y) Section 2.8 shall also require the unanimous written consent of the Board of Directors. The provisions of Section 2.1, Section 2.2, Section 2.3 and Section 2.4 may be amended or waived (either generally or in a particular instance and either retroactively or prospectively) only with the written consent of the Company and the Major Investors holding a majority of the Registrable Securities that are held by all of the Major Investors. Any amendment or waiver effected in accordance with this paragraph shall be binding 

upon each holder of any Registrable Securities, each future holder of all such Registrable Securities and the Company.
3.8Severability. Whenever possible, each provision of this Agreement shall be interpreted in such manner as to be effective and valid under applicable law, but if any provision of this Agreement shall be held to be prohibited by or invalid under applicable law, such provision shall be ineffective only to the extent of such prohibition or invalidity, without invalidating the remainder of such provision or the remaining provisions of this Agreement.
3.9Aggregation of Stock.  All shares of Registrable Securities held or acquired by affiliated entities (including affiliated venture capital funds or venture capital funds under common investment management) or persons shall be aggregated together for the purpose of determining the availability of any rights under this Agreement.
3.10Additional Investors. Notwithstanding Section 3.7, no consent shall be necessary to add additional Investors as signatories to this Agreement, provided that such Investors have purchased Series B-3 Preferred Stock or Series B-5 Preferred Stock pursuant to the subsequent closing provisions of Section 1.3 of the Series B-3 & B-5 Agreement.
3.11Termination of Prior Agreement.   Upon the effectiveness of this Agreement, the Prior Agreement shall terminate and be of no further force and effect, and shall be superseded and replaced in its entirety by this Agreement.
3.12As-Converted Basis. For the avoidance of doubt, any votes to be taken by holders of Registrable Securities pursuant to this Agreement (other than Section 3.7 hereof) shall be deemed to incorporate the respective voting rights of the Company’s Common Stock as set forth in the Company’s Restated Certificate (as the same shall be amended, modified or otherwise supplemented from time to time), including without limitation, (i) the ten (10) votes for each share of Class A-1 Common Stock into which shares of Series A-3 Preferred Stock and Series B Preferred Stock may be converted, (ii) the ten (10) votes for each share of Class A-2 Common Stock into which shares of Series A-1 Preferred Stock and Series A-2 Preferred Stock may be converted or, if greater, the voting rights of the Class A-2 Common Stock otherwise provided in Article IV(C)(2)(c) of the Company’s Restated Certificate and (iii) the one (1) vote for each share of Class B Common Stock into which Preferred Stock may be converted under certain circumstances.
3.13Competition.  The Company acknowledges that the Investors and their affiliates, members, equity holders, director representatives, partners, employees, agents and other related persons (each, a “Covered Person”) are engaged in the business of investing in private and public companies in a wide range of industries, including the industry segment in which the Company operates (the “Company Industry Segment”). Accordingly, the Company and the Investors hereby acknowledge and agree that a Covered Person shall:
(a)have no obligation or duty (contractual or otherwise) to the Company to refrain from participating as a director, investor or otherwise with respect to any company or other person or entity that is engaged in the Company Industry Segment or is otherwise competitive with the Company, and 

(b)in connection with making investment decisions, to the fullest extent permitted by law, have no obligation or duty (contractual or otherwise) to the Company to refrain from using any information, including, but not limited to, market trend and market data, which comes into such Covered Person’s possession, whether as a director or, or investor in, the Company or otherwise, except to the extent expressly set forth in this Agreement, including without limitation, Section 2.6 hereof.
3.14Investment Opportunities and Conflicts of Interest. The Holders expressly acknowledge and agree that, subject to the provisions of Section 2.6, (i) each Holder and their Affiliates are permitted to have, and may presently or in the future have, investments or other business relationships with entities engaged in the business of the Company and its subsidiaries other than through the Company or any of its subsidiaries, as long as such investments or other business relationships were not first offered or presented to any applicable member of the Board of Directors in his or her capacity as a director of the Company, unless such investments or other business relationships were declined by the Company or any of its subsidiaries (an “Other Business”), (ii) each Holder and their Affiliates have and may develop a strategic relationship with businesses that are and may be competitive or complementary with the Company or any of its subsidiaries, (iii) none of the Holders or their Affiliates will be prohibited by virtue of their investments in the Company or its subsidiaries or their service on the Company’s or its subsidiaries’ board of managers or directors from pursuing and engaging in any such activities, (iv) none of the Holders or their Affiliates will be obligated to inform or present the Company or its subsidiaries or the Board of Directors of any such opportunity, relationship or investment, (v) the other Holders will not acquire or be entitled to any interest or participation in any Other Business as a result of the participation therein of any of the Holders or their Affiliates, and (vi) the involvement of the Holders or their Affiliates in any Other Business will not constitute a conflict of interest by such Persons with respect to the Company or its Holders or any of the Company’s subsidiaries. Without limiting the foregoing, in the event that any of the members of the Board of Directors acquires knowledge of an Excluded Opportunity that may be an opportunity for both the Company and such director or the Holders or their Affiliates, the Company renounces any interest or expectancy that such director or Holders offer an opportunity to participate in, or in being informed about, such Excluded Opportunity. An “Excluded Opportunity” is any matter, transaction or interest that is presented to, or acquired, created or developed by, or which otherwise comes into the possession of any director, so long as such matter, transaction or interest is presented to, or acquired, created or developed by, or otherwise comes into the possession of, such director in such director’s capacity as a partner, member, director, stockholder, employee, agent or other related person of a Holder or its Affiliates or otherwise in a manner unrelated to such director’s service to the Company.

[Remainder of page intentionally left blank]

IN WITNESS WHEREOF, the parties have executed this Agreement  as of the date first above written.
	
			
	 
	QUALTRICS INTERNATIONAL INC.

	 
	 
	 

	 
	By:
	/s/ Jared Smith

	 
	Name:
	Jared Smith

	 
	Title:
	President

	 
	 
	 

	Address:
	 
	 

SIGNATURE PAGE TO AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT 
FOR QUALTRICS INTERNATIONAL INC.

IN WITNESS WHEREOF, the parties have executed this Agreement as of the date first above written.

	
		
	INVESTORS:

	 
	 

	ACCEL GROWTH FUND II L/P

	 
	 

	By:
	Accel Growth Fund II Associates L.L.C.,
 its general growth partner

	 
	 

	By:
	/s/ Tracy L. Sedlock

	Attorney-in-Fact

	
		
	ACCEL GROWTH FUND II STRATEGIC PARTNERS L.P.

	 
	 

	By:
	Accel Growth Fund II Associates L.L.C.,
 its general growth partner

	 
	 

	By:
	/s/ Tracy L. Sedlock

	Attorney-in-Fact

	
		
	ACCEL GROWTH FUND INVESTORS 2012 L.L.C.

	 
	 

	By:
	/s/ Tracy L. Sedlock

	Attorney-in-Fact

SIGNATURE PAGE TO AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT 
FOR QUALTRICS INTERNATIONAL INC.

	
		
	ACCEL GROWTH FUND III L.P

	 
	 

	By:
	Accel Growth Fund III Associates L.L.C., its general partner

	 
	 

	By:
	/s/ Tracy L. Sedlock

	 
	Name:

	 
	Title: Attorney-in-Fact

	
		
	ACCEL GROWTH FUND III STRATEGIC PARTNERS L.P

	 
	 

	By:
	Accel Growth Fund III Associates L.L.C., its general partner

	 
	 

	By:
	/s/ Tracy L. Sedlock

	 
	Name:

	 
	Title: Attorney-in-Fact

	
		
	ACCEL GROWTH FUND INVESTORS 2014 L.L.C.

	 
	 

	 
	 

	By:
	/s/ Tracy L. Sedlock

	 
	Name:

	 
	Title: Attorney-in-Fact

	 
	 

SIGNATURE PAGE TO AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT 
FOR QUALTRICS INTERNATIONAL INC.

	
		
	ACCEL LEADERS FUND L.P.

	 
	 

	By:
	Accel Growth Fund Associates L.L.C., its general partner

	 
	 

	By:
	/s/ Tracy L. Sedlock

	Attorney-in-fact

	
		
	ACCEL LEADERS FUND INVESTORS 2016
L.L.C

	 
	 

	By:
	/s/ Tracy L. Sedlock

	Attorney-in-fact

	 
	 

	Address:

SIGNATURE PAGE TO AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT 
FOR QUALTRICS INTERNATIONAL INC.

IN  WITNESS  WHEREOF,  the parties  have executed this Agreement as of the date first above  written.
	
		
	INVESTORS:

	 
	 

	SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P.

	a Cayman Islands exempted limited  partnership

	 
	 

	By:
	SCGF V MANAGEMENT, L.P.,

	 
	a Cayman Islands exempted limited partnership, 
its General Partner

	 
	 

	By:
	SC US (TTGP), LTD.,

	 
	a Cayman Islands exempted company, 
its General partner

	 
	 

	By:
	/s/ Douglas Leone

	 
	Name: Douglas Leone

	 
	Title: Director

	 
	 

	Address:

SIGNATURE PAGE TO AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT 
FOR QUALTRICS INTERNATIONAL INC.

	
			
	SC US GF V HOLDINGS,  LTD.,

	a Cayman Islands exempted partnership

	 
	 
	 

	By:
	SEQUOIA CAPITAL U.S. GROWTH FUNDY, L.P.

	 
	SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. 

	 
	both Cayman  Islands exempted limited partnerships, its Members

	 
	 
	 

	By:
	SCGF V MANAGEMENT, L.P.,

	a Cayman Islands exempted limited partnership, its General Partner

	 
	 
	 

	By:
	/s/ Douglas Leone

	 
	Name:
	Douglas Leone

	 
	Title:
	Director

SIGNATURE PAGE TO AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT 
FOR QUALTRICS INTERNATIONAL INC.

IN WITNESS  WHEREOF,  the parties have executed this Agreement  as of the date first above written.
	
		
	INVESTORS:

	 
	 

	 
	 

	INSIGHT  VENTURE  PARTNERS COINVESTMENT FUND III, L.P.

	 
	 

	By: Insight Venture Associates Coinvestment  III,
L.P ., its general partner

	 
	 

	By: Insight Venture Associates Coinvestment  III,
L.P ., its general partner

	 
	 

	By:
	/s/ Blair Flicker

	Name:
	Blair Flicker

	Title:
	Authorized Officer

	 
	 

	INSIGHT  VENTURE  PARTNERS
CO INVESTMENT FUND (DELAWARE)  III, L.P.

	 
	 

	By: Insight Venture Associates Coinvestment  III,
L.P ., its general partner

	By: Insight Venture Associates Coinvestment  III,
L.P ., its general partner

	 
	 

	By:
	/s/ Blair Flicker

	Name:
	Blair Flicker

	Title:
	Authorized Officer

	 
	 

	INSIGHT  VENTURE  PARTNERS  VIII, L.P.

	 
	 

	By: Insight  Venture  Associates VIII,L.P., its
general partner

	By: Insight  Venture  Associates VIII, Ltd., its
general partner

	 
	 

	By:
	/s/ Blair Flicker

	Name:
	Blair Flicker

	Title:
	Authorized Officer

SIGNATURE PAGE TO AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT 
FOR QUALTRICS INTERNATIONAL INC.

	
		
	INSIGIIT VENTURE PARTNERS (CAYMAN) VIII, L.P.

	 
	 

	By: Insight  Venture  Associates VIII,L.P., its
general partner

	By: Insight  Venture  Associates VIII, Ltd., its
general partner

	 
	 

	By:
	/s/ Blair Flicker

	Name:
	Blair Flicker

	Title:
	Authorized Officer

	 
	 

	INSIGHT VENTURE PARTNERS (DELAWARE) VIII,  L.P.

	 
	 

	By: Insight  Venture  Associates VIII,L.P., its
general partner

	By: Insight  Venture  Associates VIII, Ltd., its
general partner

	 
	 

	By:
	/s/ Blair Flicker

	Name:
	Blair Flicker

	Title:
	Authorized Officer

	 
	 

	INSIGHT VENTURE PARTNERS VIII  (CO· INVESTORS), L.P.

	 
	 

	By: Insight  Venture  Associates VIII,L.P., its
general partner

	By: Insight  Venture  Associates VIII, Ltd., its
general partner

	 
	 

	By:
	/s/ Blair Flicker

	Name:
	Blair Flicker

	Title:
	Authorized Officer

SIGNATURE PAGE TO AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT 
FOR QUALTRICS INTERNATIONAL INC.

	
		
	INSIGHT VENTURE PARTNERS IX, L.P.

	 
	 

	By: Insight  Venture  Associates IX, L.P., its
general partner

	By: Insight  Venture  Associates IX, Ltd., its
general partner

	 
	 

	By:
	/s/ Blair Flicker

	Name:
	Blair Flicker

	Title:
	Authorized Officer

	 
	 

	INSIGHT VENTURE PARTNERS (CAYMAN) IX, L.P.

	 
	 

	By: Insight  Venture  Associates IX, L.P., its
general partner

	By: Insight  Venture  Associates IX, Ltd., its
general partner

	 
	 

	By:
	/s/ Blair Flicker

	Name:
	Blair Flicker

	Title:
	Authorized Officer

	 
	 

	INSIGHT VENTURE PARTNERS (DELWARE) IX, L.P.

	 
	 

	By: Insight  Venture  Associates IX, L.P., its
general partner

	By: Insight  Venture  Associates IX, Ltd., its
general partner

	 
	 

	By:
	/s/ Blair Flicker

	Name:
	Blair Flicker

	Title:
	Authorized Officer

	 
	 

	INSIGHT VENTURE PARTNERS VIII  (CO· INVESTORS), L.P.

	 
	 

	By: Insight  Venture  Associates VIII,L.P., its
general partner

	By: Insight  Venture  Associates VIII, Ltd., its
general partner

	 
	 

	By:
	/s/ Blair Flicker

	Name:
	Blair Flicker

	Title:
	Authorized Officer

SIGNATURE PAGE TO AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT 
FOR QUALTRICS INTERNATIONAL INC.

IN WITNESS WHEREOF, the parties have executed this Agreement  as of the date first above written.
	
		
	/s/ Jared Smith

	GRANDVIEW HOLDINGS, LLC

	 
	 

	Address:
	 

	 
	 

	 
	 

	/s/ R. Duff Thompson

	S7 INVESTMENTS, LLC

	 
	 

	Address:
	 

	 
	 

	/s/ Stuart Orgill

	MOOO, LLC

	Address:
	 

	 
	 

SIGNATURE PAGE TO AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT 
FOR QUALTRICS INTERNATIONAL INC.

IN WITNESS  WHEREOF,  the parties  have executed this Agreement  as of the date first above written.
	
		
	/s/ Oliver Hall

	OLIVER HALL 201 TRUST

	 
	 

	Address:
	 

	 
	 

	/s/ Jeff Whiting

	THE JEFF WHITING 101 TRUST

	 
	 

	Address:
	 

	 
	 

	/s/ Daryl Pinkal

	THE DARYL PINKAL 101 TRUST

	 
	 

	Address:
	 

	 
	 

	/s/ Jeff Barlow

	THE JEFF BARLOW 101 TRUST

	 
	 

	Address:
	 

	 
	 

	/s/ Paul Moore

	THE PAUL MOORE 101 TRUST

	 
	 

	Address:
	 

SIGNATURE PAGE TO AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT 
FOR QUALTRICS INTERNATIONAL INC.

SCHEDULE A

Schedule of Holders of Series A Preferred Stock

Grandview Holdings, LLC
S7 Investments, LLC 
Mooo, LLC
The Oliver Hall 201 
The Jeff Whiting 101 Trust
The Daryl Pinkal 101 Trust
The Jeff Barlow 101 Trust
The Paul Moore 101 Trust

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SCHEDULE B 
SCHEDULE OF INVESTORS

Accel Growth Fund II L.P.
Accel Growth Fund II Strategic Partners L.P. 
Accel Growth Fund Investors 2012 L.L.C. 
Accel Growth Fund III L.P.
Accel Growth Fund III Strategic Partners L.P. 
Accel Growth Fund Investors 2014 L.L.C. 
Accel Leaders Fund L.P.
Accel Leaders Fund Investors 2016 L.L.C.

SC US GF V HOLDINGS LTD
Sequoia Capital U.S. Growth Fund V, L.P.

Insight Venture Partners Co-Investment Fund III, L.P. 
Insight Venture Partners Co-Investment (Delaware) III, L.P.
Insight Venture Partners VIII, L.P.
Insight Venture Partners (Cayman) VIII, L.P. 
Insight Venture Partners (Delaware) VIII, L.P. 
Insight Venture Partners VIII (Co-Investors), L.P. 
Insight Venture Partners IX, L.P.
Insight Venture Partners (Cayman) IX, L.P. 
Insight Venture Partners (Delaware) IX, L.P. 
Insight Venture Partners IX (Co-Investors), L.P.

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EXHIBIT A

Advisor Agreement

[See Attached]

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ADVISOR AGREEMENT
Effective                                  , 2017, Stuart Orgill (“Advisor”) and Qualtrics International Inc. (“Company”) agree as follows:
1.Services and Consideration. Advisor agrees and acknowledges that as of the date hereof, he is tendering his resignation as a member of the Board of Directors of the Company (the “Board”) effective immediately upon the execution of this Agreement (“Termination Date”).   Advisor agrees to consult with and advise Company from time to time, at Company’s request, upon activities relating to  advising and assisting with the Company’s actual  or  potential business, technology and products (“Services”).  In exchange, the Company agrees to invite Mr. Orgill to attend all meetings of its Board in a nonvoting observer capacity as set forth in that certain Investors’ Rights Agreement, dated March 31, 2017 by an among the Company and the investors party thereto.
2.Proprietary Rights.   The business, technical and financial information Advisor obtains from Company or that arise out of the Services constitute “Proprietary Information.” Advisor will not disclose or, except in performing the Services, use any Proprietary Information.  However, Advisor shall not be so obligated with respect to information from Company that (i) is or becomes publicly available without restriction through no fault of Advisor, or (ii) that Advisor knew without restriction prior to its disclosure by Company.  Upon termination or as otherwise requested by Company, Advisor will promptly provide to Company all items and copies containing or embodying Proprietary Information. Company shall own, and Advisor hereby assigns to Company, all intellectual property rights throughout the world that arise in connection with the Services or that relate to Proprietary Information; further Company will be free to fully use, employ and exercise any other information, works of authorship, technology or inventions Advisor has provided or may provide, and any related intellectual property rights, and to allow others to do so.
3.Termination.   Either party may terminate this Agreement at any time, for any reason, by giving the other party 15 days’ notice.  Sections 2 through 6 of this Agreement shall survive any termination or expiration.
4.Relationship of the Parties; No Conflicts.  Notwithstanding any provision hereof, for all purposes of this Agreement, each party shall be and act as an independent contractor and not as a partner, joint venturer, agent or employee of the other and shall not bind nor attempt to bind the other to any contract. Advisor represents and warrants that neither this Agreement nor the performance thereof will conflict with or violate any obligation of Advisor or right of any third party and, during the term, Advisor will not create a conflict of interest by providing services to a Company competitor or competing or preparing to compete with Company’s business or anticipated business or assisting others to do so.
5.Miscellaneous.  This is the entire agreement between the parties with respect to the subject matter hereof and no modifications or waivers to this Agreement shall be effective unless in writing and signed by both parties.  In the event that any provision of this Agreement is determined to be illegal or unenforceable, that provision shall be limited or eliminated to the minimum extent necessary so that this Agreement shall otherwise remain in full force and effect and enforceable. This Agreement shall be governed by and construed in accordance with the laws of the State of Delaware without regard to the conflicts of law provisions thereof.
6.Defend  Trade  Secrets  Act  Notice.     Advisor  acknowledges  receipt  of  the following notice under 18 U.S.C § 1833(b)(1): “An individual shall not be held criminally or civilly liable under any Federal or State trade secret law for the disclosure of a trade secret that (A) is made (i) in

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confidence to a Federal, State, or local government official, either directly or indirectly, or to an attorney; and (ii) solely for the purpose of reporting or investigating a suspected violation of law; or (B) is made in a complaint or other document filed in a lawsuit or other proceeding, if such filing is made under seal.”
	
					
	Stuart Orgill
	 
	Qualtrics International Inc.

	Advisor
	 
	(Company)

	 
	 
	 
	 
	 

	By:
	 
	 
	By:
	 

	 
	 
	 
	Name:
	 

	 
	 
	 
	Title:
	 

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