Document:

Exhibit 10.2

 

AMENDMENT TO EMPLOYMENT AGREEMENT

 

This Amendment
to Employment Agreement (this “Amendment”), made effective as of April 12, 2013, is entered into by Intercept
Pharmaceuticals, Inc. (the “Company”) and Daniel Regan (“Executive”).

 

WHEREAS, the Company
and the Executive are parties to an Employment Agreement dated March 1, 2013 (the “Employment Agreement”); and

 

WHEREAS, the Company
and the Executive desire to amend the Employment Agreement to provide for enhanced severance benefits in the event of certain terminations
of Executive’s employment;

 

NOW THEREFORE, in consideration
of the mutual covenants and promises contained in this Amendment, and other good and valuable consideration, the receipt and sufficiency
of which are hereby acknowledged by the parties to this Amendment, the parties agree as follows:

 

1.Section 5.2(a)
of the Employment Agreement is hereby deleted and replaced in its entirety with the following:

 

“(a)twelve
(12) months of Executive’s base salary in effect at the time of termination of employment, payable according to the Company’s
payroll commencing on the first payroll date following the date the Release is effective and irrevocable, provided, however, that
if the sixty (60) day period in which the Release must be effective and irrevocable begins in one taxable year of the Executive
and ends in a later taxable year, the payments will commence in the later taxable year; and”

 

2.Section 5.2(b)
of the Employment Agreement is hereby deleted and replaced in its entirety with the following:

 

“(b)the
Company will, for a period of twelve (12) months following Executive’s termination from employment, continue Executive’s
participation in the Company’s group health plan and dental plan and shall pay that portion of the premiums that the Company
paid on behalf of Executive and his dependents during Executive’s employment, provided, however, that if the
Company’s health insurance plan and/or dental plan does not permit such continued participation in such plan after Executive’s
termination of employment, then the Company shall pay that portion of the premiums associated with COBRA continuation coverage
that the Company paid on behalf of Executive and his dependents during Executive’s employment, including any administrative
fee, on Executive’s behalf for such twelve-month period; and provided, further, that if Executive becomes employed
with another employer during the period in which continued health insurance and/or dental insurance is being provided pursuant
to this Section, the Company shall not be required to continue such health and dental benefits, or if applicable, to pay the costs
of COBRA, if Executive becomes covered under a health insurance plan of the new employer. (For purposes of this Section 5.2(b),
the term “Executive” shall include, to the extent applicable, Executive’s spouse and any of his dependents covered
under the Company’s group health plan and/or dental plan prior to his termination of employment).”

 

    	 

    	 

    

 

3. Other than as
set forth in this Amendment, there are no other amendments to the Employment Agreement and the Employment Agreement shall remain
unmodified and in full force and effect.

 

IN WITNESS WHEREOF, the parties have
executed this Amendment as of the date first above written.

 

	 	THE COMPANY:
	 	 
	 	INTERCEPT PHARMACEUTICALS, INC.
	 	 	 
	 	 	 
	 	By:	 /s/ Mark Pruzanski
	 	Name:  	Mark Pruzanski, MD
	 	Title:	President and Chief Executive Officer
	 	 	 
	 	EXECUTIVE:
	 	 	 
	 	By:	 /s/ Daniel Regan
	 	Name:	Daniel ReganExhibit 4.1

 

	NUMBER	 	 	 	UNITS
	U-__________	 	 	 	 
	 	 	 	 	 
	SEE REVERSE FOR

CERTAIN DEFINITIONS	CAPITOL ACQUISITION CORP. II	 

 

CUSIP 14056V 204

 

UNITS CONSISTING OF ONE
SHARE OF COMMON STOCK AND ONE HALF OF ONE WARRANT

EACH WHOLE WARRANT TO PURCHASE
ONE SHARE OF COMMON STOCK

 

	THIS CERTIFIES THAT 	 	 

 

	is the owner of	 	 Units.

 

Each Unit (“Unit”)
consists of one (1) share of common stock, par value $0.0001 per share (“Common Stock”), of Capitol Acquisition Corp.
II, a Delaware corporation (the “Company”), and one half of one warrant (the “Warrant(s)”). Each whole
Warrant entitles the holder to purchase one (1) share of Common Stock for $11.50 per share (subject to adjustment). Each Warrant
will become exercisable on the later of (i) 30 days after the Company’s completion of a merger, share exchange, asset acquisition,
stock purchase, recapitalization, reorganization or other similar business combination (“Business Combination”) and
(ii) 12 months from the closing of the Company’s initial public offering (“IPO”), and will expire unless exercised
before 5:00 p.m., New York City Time, on the fifth anniversary of the completion of an initial Business Combination, or earlier
upon redemption (the “Expiration Date”). The Common Stock and Warrants comprising the Units represented by this certificate
are not transferable separately prior to the 52nd day after the date of the prospectus relating to the Company’s
IPO, subject to earlier separation in the discretion of Citigroup Global Markets Inc. provided that the Company has filed with
the Securities and Exchange Commission a Current Report on Form 8-K which includes an audited balance sheet reflecting the Company’s
receipt of the gross proceeds of the IPO and issued a press release announcing when separate trading will begin. The terms of the
Warrants are governed by a Warrant Agreement, dated as of _______, 2013, between the Company and Continental Stock Transfer &
Trust Company, as Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions
the holder of this certificate consents to by acceptance hereof. Copies of the Warrant Agreement are on file at the office of the
Warrant Agent at 17 Battery Place, New York, New York 10004, and are available to any Warrant holder on written request and without
cost.

 

This certificate
is not valid unless countersigned by the Transfer Agent and Registrar of the Company.

 

Witness the
facsimile seal of the Company and the facsimile signatures of its duly authorized officers.

 

	By	 	 	 		 	 	 
	 	 	 	 	 	 	 
	 	 	Chairman of the Board	 	 	Secretary	

 

 

    	 

    	 

    

 

Capitol Acquisition Corp. II

 

The Company will furnish
without charge to each stockholder who so requests, a statement of the powers, designations, preferences and relative, participating,
optional or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or
restrictions of such preferences and/or rights.

 

The following abbreviations,
when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according
to applicable laws or regulations:

 

	TEN COM –	as tenants in common	UNIF GIFT MIN ACT - 	 	Custodian 	 	 
	TEN ENT –	as tenants by the entireties	 	(Cust)	 	(Minor)	 

	JT TEN –	as joint tenants with right of survivorship	under Uniform Gifts to Minors
	 	and not as tenants in common	Act	 	 
	 	 	 	(State)	 

 

Additional abbreviations may also be used
though not in the above list. 

 

 

For value received, ___________________________
hereby sell, assign and transfer unto

  

	PLEASE INSERT SOCIAL SECURITY OR OTHER
	IDENTIFYING NUMBER OF ASSIGNEE
	 
	 
	 

 

	 	 
	(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
	 	 
	 	 
	 	 
	 	 
	 	 
	 	 	 Units

 

represented by the within Certificate,
and do hereby irrevocably constitute and appoint

 

	 	 Attorney

to transfer the said Units on the books
of the within named Company will full power of substitution in the premises.

 

	Dated	 	 

 

	 	 
	 	
        Notice:   The
signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without
alteration or enlargement or any change whatever. 

 

	Signature(s) Guaranteed:	 
	 	 
	 	 
	THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION	 
	(BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH	 
	MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM,	 
	PURSUANT TO S.E.C. RULE 17Ad-15).Exhibit 4.2

 

	 	NUMBER	SHARES	 
	 	 	 	 
	______C	 	 

 

CAPITOL ACQUISITION
CORP. II

 

INCORPORATED UNDER
THE LAWS OF THE STATE OF DELAWARE

 

COMMON STOCK

 

SEE REVERSE FOR

CERTAIN DEFINITIONS

 

	This Certifies that	 	 	CUSIP 14056V 105
	 	 	 	 
	is the owner of      	 	 	 

 

FULLY PAID AND NON-ASSESSABLE
SHARES OF THE PAR VALUE OF $0.0001 EACH OF THE COMMON STOCK OF

 

CAPITOL ACQUISITION
CORP. II

 

transferable on the
books of the Corporation in person or by duly authorized attorney upon surrender of this certificate properly endorsed.

The Corporation will
be forced to liquidate if it is unable to complete a business combination within 21 months from the closing of the Corporation’s
initial public offering (or 24 months from the closing of the initial public offering if the Corporation has executed a letter
of intent, agreement in principle or definitive agreement for an initial business combination within 21 months from the closing
of the initial public offering but has not completed the initial business combination within such 21-month period), all as more
fully described in the Corporation’s final prospectus dated ________, 2013

This certificate
is not valid unless countersigned by the Transfer Agent and registered by the Registrar.

Witness the facsimile
seal of the Corporation and the facsimile signatures of its duly authorized officers.

 

	Dated:		 	 

 

	 	 		 	 
	CHAIRMAN	 	 	SECRETARY
	 	 	 	 

 

    	 

    	 

    

 

The following abbreviations,
when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according
to applicable laws or regulations:

 

	TEN COM –	as tenants in common	UNIF GIFT MIN ACT -  	_____ Custodian ______
	TEN ENT –	as tenants by the entireties	 (Cust)                  (Minor)
	JT TEN –	as joint tenants with right of survivorship	under Uniform Gifts to Minors
	 	and not as tenants in common	Act ______________
	 	 	 	                (State)

 

Additional abbreviations
may also be used though not in the above list.

 

Capitol Acquisition
Corp. II

 

The Corporation will
furnish without charge to each stockholder who so requests the powers, designations, preferences and relative, participating, optional
or other special rights of each class of stock or series thereof of the Corporation and the qualifications, limitations, or restrictions
of such preferences and/or rights. This certificate and the shares represented thereby are issued and shall be held subject to
all the provisions of the Certificate of Incorporation and all amendments thereto and resolutions of the Board of Directors providing
for the issue of shares of Preferred Stock (copies of which may be obtained from the secretary of the Corporation), to all of which
the holder of this certificate by acceptance hereof assents.

 

For value received, ___________________________
hereby sell, assign and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER

     IDENTIFYING NUMBER OF ASSIGNEE

 

	

 

 

	 
	(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
	 
	 
	 
	 

 

	 	shares

 

of the capital stock represented by
the within Certificate, and do hereby irrevocably constitute and appoint

 

	 	Attorney

to transfer the said stock on the books
of the within named Corporation will full power of substitution in the premises.

 

Dated ___________________

 

	 	 	 
	 	Notice:     	The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

 

Signature(s) Guaranteed:

 

	 	 
	THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION	 
	(BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH	 
	MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM,	 
	PURSUANT TO S.E.C. RULE 17Ad-15).	 

 

The holder(s) of this certificate shall be entitled to receive
a pro-rata portion of the funds from the trust account only in the event that (i) the Corporation is forced to liquidate because
it does not consummate an initial business combination within 21 months from the closing of the Corporation’s initial public
offering (or 24 months from the closing of the initial public offering if the Corporation has executed a letter of intent, agreement
in principle or definitive agreement for an initial business combination within 21 months from the closing of the initial public
offering but has not completed the initial business combination within such 21-month period) or (ii) if the holder(s) seeks to
have his, her or its respective shares of Common Stock converted in connection with any proxy solicitation undertaken by the Company
in connection with an initial business combination. In no other circumstances shall the holder(s) have any right or interest of
any kind in or to the trust account.

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