Document:

[  ], 2015

 

VIA
ELECTRONIC MAIL

 

[Director]

 

Re:Independent
Board of Directors Agreement

 

Dear Mr.
[Director]:

 

The
board of directors (“Board”) of Landwin Realty Trust, Inc. (“Landwin”) is delighted to invite
you to continue to serve as a member of the Board as an independent director. This Agreement constitute the material terms of
the compensation that you will receive for your service as a member of the Board of Landwin.

 

1.Term.

 

1.1.You
agree to service as a Class [  ] member of the Board. Your term as a member of the Board under the terms of this Agreement shall
commence on the date of this Agreement (the “Effective Date”) and continue until the expiration of the term of your
class of the Board or until your successor is duly elected and qualified, subject in all regards to the provisions of the bylaws
of Landwin and your right to resign as a director. From and after the Effective Date your compensation and other terms for service
as a member of the Board for the partial year expiring March 31, 2016 shall be as provided under this Agreement.

 

1.2.You
may resign your position at any time upon notice to the Chairman of the Board. You will endeavor to provide at least five (5)
business day’s prior written notice of any resignation.

 

1.3.You
have agreed to promptly resign, pursuant the Director Resignation Letter, in the form attached hereto as Exhibit I, that
you signed concurrently with this Agreement upon the determination by a majority of the other members of Board then in office
that you have performed an act or an event has occurred which, in either case, is considered “cause” as defined in
the Bylaws of Landwin. Any resignation under such Director Resignation Letter shall be effective immediately upon such determination,
without notice. 

 

1.4.You
acknowledge that in accordance with the charter documents of Landwin, a director may be removed for cause upon the affirmative
vote of two-thirds of stockholders entitled to vote.

 

    	 

    	 	 	 

    

 

[Director]

Page 2

 

1.5.You
will also serve as a member certain committees of the Board as from time to time agreed with you.

 

2.Compensation.

 

2.1.Your
compensation for the period from the Effective Date to March 31, 2016 shall be 15,000 shares of stock per annum. All such compensation
payable under this Agreement is or will be provided by Landwin issuing you shares of its common stock, par value $0.01 per share
(the “Shares”), which such Shares are subject to a risk of forfeiture. All of your Shares shall vest in equal
monthly installments so that all Shares are fully vested on March 31, 2016. Upon your resignation, removal or any other event
that causes your separation with Landwin, you shall retain the ownership of your Shares that have vested and you shall have forfeited
all other such Shares in exchange for the aggregate par value thereof. The certificate or certificates representing the Shares
shall bear a legend evidencing this risk of forfeiture and you agree that each certificate that represents such shares of common
stock that have not vested may be held by Landwin and that this Agreement shall constitute an irrevocable stock power for the
transfer and assignment to Landwin of all such Shares on the date of your resignation, removal or other separation from Landwin.
You will not transfer or assign any Shares that have not vested or any interest therein.

 

2.2.The
Shares have not been registered with the Securities and Exchange Commission, pursuant to the Securities Act of 1933, as amended
or the Securities Exchange Act of 1934, as amended. These Shares shall bear a legend indicating that they have not been so registered.
You will not be given registration rights with respect to these shares. 

 

2.3.You
agree that you are an independent contractor and responsible for the payment of all income and other applicable taxes arising
from or related to the compensation paid or payable by Landwin under the terms of this Agreement.

 

2.4.You
acknowledge that you have a right to timely and duly file an election under Section 83(b) of the Internal Revenue Code of 1986,
as amended, for the issuance to you of Shares under the terms of this Agreement. Landwin hereby informs you that the value of
the Shares as of the date of issuance is $30,000.

 

2.5.Landwin
agrees to reimburse you for reasonable travel expenses and out of pocket expenses in accordance with Landwin expense reimbursement
policies. 

 

2.6.You
and Landwin agree that the terms and conditions of this Agreement shall not have any effect on, amend or supplement or otherwise
modify in any manner the terms and conditions any agreement between or among you and Landwin or any rights that you have (or may
have) with respect to any of the shares of common stock of Landwin or any other securities of Landwin that you hold as of the
date of this Agreement or any other shares of common stock of Landwin or any other securities of Landwin that may be issued to
you under the terms and conditions of any other agreement or arrangement or that you may in any other manner acquire.

 

    	 

    	 	 	 

    

 

[Director]

Page 3

 

We
are delighted that you have agreed to continue as a member of the Board.

 

	 	Sincerely,
	 	 
	 	 
	 	John
    Hartman, Chief Executive Officer

 

Accepted
and Agreed

on the date
first written above

 

	 	 
	[Director]	 

 

    	 

    	 	 	 

    

 

Exhibit
I

Form
of the

Director
Resignation Letter

 

DIRECTOR
AGREEMENT

 

The
undersigned Director of Landwin Realty Trust, Inc. (the “Corporation”), in accordance with Section 2-406(c)
of the Maryland General Corporation Law, hereby irrevocably resigns from my office as Director, effective immediately upon the
resolution duly adopted by a majority of the members of the Board of Directors (other than myself) then in office that I have
performed an act or an event has occurred which, in either case, is considered “cause” as defined in the Bylaws of
the Corporation. This resignation is irrevocable and shall be effective immediately upon the effective date of any such resolution
by the Board. Further, I hereby waive any notice of any meeting of the Board of Directors to consider any such resolution.

 

	Date: _______________	 	 
	 	 	[Director’s
    Name]ex10_1.htm

EXECUTION VERSION

 

 

 

Omnibus Amendment No. 3 to

Second Amended and Restated Receivables Purchase Agreement

 

and

 

Amendment No. 2 to

Amended and Restated Purchase and Contribution Agreement

 

AMENDMENT AGREEMENT (this “Amendment”) dated as of August 27, 2015 among Lexmark Receivables Corporation (the “Seller”), Gotham Funding Corporation (“Gotham”), as an Investor, Wells Fargo Bank, N.A. (“Wells Fargo”), as an Investor Agent and a Bank, The Bank of Tokyo-Mitsubishi UFJ, Ltd., New York Branch (“BTMU”), as Program Agent (the “Program Agent”), an Investor Agent and a Bank, Lexmark International, Inc. (“Lexmark”), as Collection Agent and an Originator, Lexmark Enterprise Software, LLC (f/k/a Perceptive Software, LLC) (“Enterprise”), as an Originator, and Kofax, Inc., a Delaware corporation (“Kofax”), as a new Originator.

 

Preliminary Statements.

 

(1) The Seller, Gotham, BTMU, Wells Fargo, Lexmark and Enterprise are parties to a Second Amended and Restated Receivables Purchase Agreement dated as of October 10, 2013 (as amended, restated, modified or supplemented from time to time, the “RPA”; capitalized terms not otherwise defined herein shall have the meanings attributed to them in the RPA) pursuant to which, and subject to and upon the terms and conditions of which, the Seller has sold and may in the future sell Receivable Interests to the Investors and/or the Banks thereunder prior to the occurrence of the Facility Termination Date or the Commitment Termination Date, as applicable.

 

(2) Lexmark, Enterprise and the Seller are parties to an Amended and Restated Purchase and Contribution Agreement dated as of October 10, 2013 (as amended, restated, modified or supplemented from time to time, the “PCA”) pursuant to which, and subject to and upon the terms and conditions of which, Lexmark and Enterprise have sold and may in the future sell, and Lexmark has contributed and may in the future contribute, Receivables to the Seller thereunder prior to the occurrence of the Facility Termination Date (as defined therein).

 

(3) Kofax desires to become a “Seller” (as defined in the PCA) under the PCA and an “Originator” under the RPA.

 

(4) The parties hereto desire to make certain amendments to the RPA and the PCA.

 

NOW, THEREFORE, the parties agree as follows:

 

SECTION 1. Joinder of Kofax.

 

(i) Upon the effectiveness of this Amendment, Kofax hereby becomes a party to (i) the PCA as a Seller (as defined therein) thereunder with the same force and effect as if originally named as a Seller (as defined therein) therein and, without limiting the generality of the foregoing, expressly assumes and agrees to be bound by all terms, obligations and liabilities of a Seller (as defined therein) thereunder, including the obligation to sell Originator Receivables to Lexmark Receivables Corporation, as Purchaser (as defined therein) thereunder in accordance with the terms thereof and all joint and several indemnification and other payment obligations of the Sellers (as defined therein) set forth therein, and (ii) the RPA as an Originator thereunder with the same force and effect as if originally named as an Originator therein and, without limiting the generality of the foregoing, expressly assumes and agrees to be bound by all obligations and liabilities of an Originator thereunder.

 

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(ii) In connection with such joinder of Kofax (each capitalized term used in this clause (ii), as defined in the PCA),

 

(a) pursuant to Section 5.02 of the PCA, to secure all obligations of Kofax and the other Sellers arising in connection with the PCA, and each other agreement entered into in connection with the PCA, whether now or hereafter existing, due or to become due, direct or indirect, or absolute or contingent, including, without limitation, Indemnified Amounts, payments on account of Collections received or deemed to be received, and any other amounts due the Purchaser thereunder, Kofax hereby assigns and grants to Purchaser a security interest in all of Kofax’s right, title and interest now or hereafter existing in, to and under all Receivables which do not constitute Transferred Receivables, the Related Security and all Collections with regard thereto; and

 

(b) pursuant to Section 5.03 of the PCA, in the event that, contrary to the mutual intent of the Sellers and the Purchaser, any Purchase or contribution of Receivables under the PCA is not characterized as a sale or absolute transfer, Kofax shall, effective as of the date hereof, be deemed to have granted (and Kofax hereby does grant) to the Purchaser a first priority security interest in and to any and all Receivables, the Related Security and the proceeds thereof to secure the repayment of all amounts advanced to the Sellers under the PCA with accrued interest thereon, and this Amendment shall be deemed to be a security agreement.

 

SECTION 2. Amendments to the PCA.

 

(i) The cover page of the PCA is amended by (a) adding a comma after “LEXMARK INTERNATIONAL, INC.”  and (b) replacing the reference to “and PERCEPTIVE SOFTWARE, LLC as Sellers” with the following:

 

“LEXMARK ENTERPRISE SOFTWARE, LLC (f/k/a Perceptive Software, LLC)

 

and

 

KOFAX, INC.

as Sellers”

(ii) The introductory paragraph in the PCA is amended by replacing the words “PERCEPTIVE SOFTWARE, LLC, a Delaware limited liability company (“Perceptive” and together with Lexmark International, collectively, the “Sellers”, each individually, a “Seller”)” with the following: “LEXMARK ENTERPRISE SOFTWARE, LLC (f/k/a Perceptive Software, LLC), a Delaware limited liability company (“Enterprise”),  KOFAX, Inc. a Delaware corporation (“Kofax” and together with Lexmark International and Enterprise, collectively, the “Sellers”, and each individually, a “Seller”)”.

 

(iii) The definition of “Purchaser Loan” contained in Section 1.01 of the PCA is amended by (x) replacing the reference to “Perceptive” in clause (b) contained therein with “Enterprise” and (y) replacing “and (c)” contained therein with the following:  “(c) the aggregate principal amount at any one time outstanding of all Purchaser Loans made to Kofax shall not exceed $5,000,000, and (d)”

 

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(iv) The definition of “Sale Agreement” contained in Section 1.01 of the PCA is amended by replacing “and Perceptive” contained therein with the following:  “, Enterprise and Kofax”.

 

(v) Section 3.02(c) of the PCA is amended by adding the following at the end thereof:  “; provided, that, with respect to the Purchased Receivables of Kofax, Kofax shall mark its records in accordance with this clause (c) as soon as reasonably possible (and in no event more than one year) after the addition of Kofax as a Seller hereunder”.

 

(vi) Section 5.01(b) of the PCA is amended by adding the following at the end of the last sentence thereof:  “provided, that, with respect to the Purchased Receivables of Kofax, Kofax shall make such notations in accordance with this clause (b) as soon as reasonably possible (and in no event more than one year) after the addition of Kofax as a Seller hereunder”.

 

(vii) The notice address for Kofax shall be as follows (and such address shall be deemed to be set forth on the signature pages of the PCA):

 

740 West New Circle Road

Building 1, Dept. 857

Lexington, Kentucky  40550

Facsimile No. 859-232-5137

Telephone No. 859-232-3645

 

(viii) Exhibit B to the PCA is amended and restated in its entirety to read as set forth on Exhibit B attached hereto.

 

(ix) Notwithstanding anything in the PCA to the contrary, upon five Business Days’ prior notice to the Purchaser, any two Sellers (other than Lexmark International) may merge with and into each other, so long as the surviving entity continues as a Seller under the PCA.

 

SECTION 3. Amendments to the RPA.  Upon the effectiveness of this Amendment, the RPA is hereby amended as follows:

 

(i) The cover page of the RPA is amended by replacing the reference to “PERCEPTIVE SOFTWARE, LLC as an Originator” with the following:

 

“LEXMARK ENTERPRISE SOFTWARE, LLC (f/k/a Perceptive Software, LLC)

 

as an Originator

 

and

 

KOFAX, INC.

as an Originator”

(ii) The introductory paragraph in the RPA is amended by replacing the words “and PERCEPTIVE SOFTWARE, LLC, a Delaware limited liability company, as an Originator” with the following: “LEXMARK ENTERPRISE SOFTWARE, LLC (f/k/a Perceptive Software, LLC), a Delaware limited liability company, as an Originator, and KOFAX, Inc., a Delaware corporation, as an Originator”

 

(iii) Each of the following new defined terms is added to Section 1.01 of the RPA in its proper alphabetical order:

 

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3

  

“Enterprise” or “Perceptive Software” means Lexmark Enterprise Software, LLC (f/k/a Perceptive Software, LLC), a Delaware limited liability company.

 

“Kofax” means Kofax, Inc., a Delaware corporation.

 

(iv) The defined term “Perceptive Software” contained in Section 1.01 of the RPA is deleted in its entirety.

 

(v) The defined term “Commitment Termination Date” contained in Section 1.01 of the RPA is amended by replacing the date appearing in clause (a) thereof with the date “October 6, 2017”.

 

(vi) The defined term “Delinquency Ratio” contained in Section 1.01 of the RPA is replaced in its entirety with the following:

 

“Delinquency Ratio” means the ratio (expressed as a percentage) computed as of the last day of each calendar month by dividing (i) the aggregate Outstanding Balances of all Originator Receivables that were Delinquent Receivables as of the last day of such calendar month by (ii) the aggregate Outstanding Balances of all Originator Receivables as of the last day of such calendar month.

 

(vii) The defined term “Dilution Ratio” contained in Section 1.01 of the RPA is replaced in its entirety with the following:

 

“Dilution Ratio” means, as of any date, (a) other than for purposes of Section 7.01(h) hereof, the ratio (expressed as a percentage) computed for the most recently ended calendar month by dividing (i) the aggregate amount of Originator Receivables which became Diluted Receivables during such calendar month by (ii) the aggregate Outstanding Balance (in each case, at the time of creation) of all Originator Receivables created during the third calendar month immediately preceding such calendar month and (b) for purposes of Section 7.01(h) hereof, the ratio (expressed as a percentage) computed for the most recently ended calendar month by dividing (i) the sum of the aggregate Outstanding Balance (in each case, at the time of becoming a Diluted Receivable)  of all Originator Receivables that became Diluted Receivables during each of the three most recently ended calendar months (including the calendar month then ending) by (ii) the sum of the aggregate Outstanding Balance (in each case, at the time of creation) of all Originator Receivables created during each of the third calendar months immediately preceding each of the three most recently ended calendar months (including the calendar month then ending).

 

(viii) The defined term “Facility Termination Date” contained in Section 1.01 of the RPA is amended by replacing the date in clause (a) thereof with the date “October 6, 2017”.

 

(ix) The defined term “Loss-to-Liquidation Ratio” contained in Section 1.01 of the RPA is replaced in its entirety with the following:

 

“Loss-to-Liquidation Ratio” means the ratio (expressed as a percentage) computed as of the last day of each calendar month by dividing (i) the aggregate Outstanding Balances as of the last day of such calendar month of all Originator Receivables written off by the applicable Originator or the Seller, or which should have been written off by the applicable Originator or the Seller in accordance with the Credit

 

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4

  

and Collection Policy, during such calendar month by (ii) the aggregate amount of Collections of Originator Receivables actually received during such calendar month.

 

(x) The defined term “Originator” contained in Section 1.01 of the RPA is replaced in its entirety with the following:

 

“Originator” means each of Lexmark International, Enterprise and Kofax.

 

(xi) Section 5.01(i) of the RPA is amended by adding the following proviso at the end thereof: “; provided, that, with respect to the Pool Receivables originated by Kofax, Seller shall mark its records in accordance with this clause (i) as soon as reasonably possible (and in no event more than one year) after the addition of Kofax as an Originator hereunder”.

 

(xii) Section 6.02(d) of the RPA is amended by adding the following proviso at the end thereof: “; provided, that, with respect to the Pool Receivables originated by Kofax, Seller shall mark its records in accordance with this clause (i) as soon as reasonably possible (and in no event more than one year) after the addition of Kofax as an Originator hereunder”.

 

(xiii) Section 6.05 of the RPA is amended by adding the following parenthetical at the end of clause (ii) contained in the last sentence thereof: “(provided, that, with respect to the Pool Receivables originated by Kofax, Kofax shall mark its records in accordance with this clause (ii) as soon as reasonably possible (and in no event more than one year) after the addition of Kofax as an Originator)”.

 

(xiv) Section 7.01(h) of the RPA is replaced in its entirety with the following:

 

“(h)           As of the last day of any calendar month, (i) the Dilution Ratio shall exceed 18%, (ii) the Default Ratio shall exceed 6%, (iii) the three-month rolling average Delinquency Ratio shall exceed 8.5% or (iv) the three-month rolling average Loss-to-Liquidation Ratio shall exceed 1.0%; provided, however, the foregoing shall not constitute an Event of Termination so long as within 10 Business Days after the earlier of (A) the date that the Seller Report setting forth such calculations is required to be delivered by the Collection Agent pursuant to Section 6.01(g) and (B) the actual date of delivery of such Seller Report, either (i) the Program Agent and each Investor Agent expressly waives in writing, the Event of Termination which would otherwise arise therefrom or (ii) the outstanding Capital hereunder is reduced to $0; or”

 

(xv) Section 7.01(l) of the RPA is replaced in its entirety with the following:

 

“(l)           All of the outstanding capital stock of the Seller shall cease to be owned, directly or indirectly, by Lexmark International; or all of the outstanding membership interests of any Originator (other than Lexmark International) shall cease to be owned, directly or indirectly, by Lexmark International (provided that, upon five Business Days’ prior notice to the Program Agent and each Investor Agent, any two Originators (other than Lexmark International) may merge with and into each other, so long as the surviving entity continues as an Originator); or

 

(xvi) The notice address for Kofax shall be as follows (and such address shall be deemed to be set forth on the signature pages of the RPA):

 

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5

  

740 West New Circle Road

Building 1, Dept. 857

Lexington, Kentucky  40550

Facsimile No. 859-232-5137

Telephone No. 859-232-3645

 

(xvii) Schedules I and III to the RPA are each amended and restated in their entirety to read as set forth on Schedules I and III attached hereto.

 

SECTION 4. Effectiveness.  This Amendment shall become effective at such time that:

          (i)  executed counterparts of this Amendment have been delivered by each party hereto to each other party hereto;

 

          (ii) the Investor Agents and the Program Agent shall have received a fully  executed amendment fee letter in form and substance reasonably satisfactory to it, and each Investor Agent shall have received payment of the "Upfront Fee" in accordance with the terms of, and as such term is defined in, such amendment fee letter; and

 

          (iii) the Program Agent and each Investor Agent shall have received each of the items set forth in Section 3.01 of the RPA, as applicable, with respect to Kofax.

 

SECTION 5. Representations, Warranties and Covenants.

 

(i) The Seller makes each of the representations and warranties contained in Section 4.01 of the RPA (after giving effect to this Amendment).

 

(ii) The Collection Agent makes each of the representations and warranties contained in Section 4.02 of the RPA (after giving effect to this Amendment).

 

(iii) Each Originator makes each of the representations and warranties contained in Section 4.01 of the PCA (after giving effect to this Amendment).

 

SECTION 6. Confirmation of RPA and PCA.

 

(i) Each reference in the RPA to “this Agreement” or “the Agreement” shall mean the RPA as amended by this Amendment, and as hereafter amended or restated.  Except as herein expressly amended, the RPA is ratified and confirmed in all respects and shall remain in full force and effect in accordance with its terms.

 

(ii) Each reference in the PCA to “this Agreement” or “the Agreement” shall mean the PCA as amended by this Amendment, and as hereafter amended or restated.  Except as herein expressly amended, the PCA is ratified and confirmed in all respects and shall remain in full force and effect in accordance with its terms.

 

SECTION 7. GOVERNING LAW.  THIS AMENDMENT SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK (WITHOUT GIVING EFFECT TO THE CONFLICT OF LAWS PRINCIPLES THEREOF THAT WOULD CALL FOR THE APPLICATION OF THE LAWS OF ANY OTHER JURISDICTION).

 

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SECTION 8. Execution in Counterparts.  This Amendment may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed shall be deemed to be an original and all of which when taken together shall constitute one and the same agreement.  Delivery of an executed counterpart of a signature page to this Amendment by facsimile or by electronic mail in portable document format (.pdf) shall be effective as delivery of a manually executed counterpart of this Amendment.

[Remainder of page intentionally blank]

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IN WITNESS WHEREOF, the parties have caused this Amendment to be executed by their respective officers thereunto duly authorized, as of the date first above written.

 

 

LEXMARK RECEIVABLES CORPORATION

 

By: /s/ Bruce J. Frost                                                                                       

Name:                 Bruce J. Frost

Title:           Vice President and Treasurer

 

LEXMARK INTERNATIONAL, INC.

 

By: /s/ Bruce J. Frost                                                                                       

Name:  Bruce J. Frost

Title:           Treasurer

 

LEXMARK ENTERPRISE SOFTWARE, LLC (f/k/a Perceptive Software, LLC)

 

By: /s/ Bruce J. Frost                                                                                       

Name:  Bruce J. Frost

Title:           Treasurer

 

KOFAX, INC.

 

By: /s/ Jamie Arnold                                                                                       

Name:  Jamie Arnold

Title:           CFO

62980687

[Omnibus Amendment No. 3 to  Second Amended and Restated Receivables Purchase Agreement And Amendment No. 2 to

Amended and Restated Purchase and Contribution Agreement]

  

  

  

THE BANK OF TOKYO-MITSUBISHI UFJ, LTD., NEW YORK BRANCH,

as Program Agent

 

By: /s/ Christopher Pohl                                                                                       

Name: Christopher Pohl

Title: Managing Director

 

THE BANK OF TOKYO-MITSUBISHI UFJ, LTD., NEW YORK BRANCH,

as an Investor Agent

 

By: /s/ Christopher Pohl                                                                                       

Name: Christopher Pohl

Title: Managing Director

 

THE BANK OF TOKYO-MITSUBISHI UFJ, LTD., NEW YORK BRANCH,

As a Bank

By: /s/ Lillian Kim                                                                               

Name: Lillian Kim

Title: Director

 

GOTHAM FUNDING CORPORATION,

as an Investor

 

By: /s/ David V. DeAngelis                                                                                       

Name: David V. DeAngelis

Title: Vice President

 

62980687

[Omnibus Amendment No. 3 to  Second Amended and Restated Receivables Purchase Agreement And Amendment No. 2 to

Amended and Restated Purchase and Contribution Agreement]

  

  

  

WELLS FARGO BANK, N.A.,

as an Investor Agent and a Bank

 

By: /s/ Eero Maki                                                                         

Name: Eero Maki

Title: Senior Vice President

 

62980687

[Omnibus Amendment No. 3 to  Second Amended and Restated Receivables Purchase Agreement And Amendment No. 2 to

Amended and Restated Purchase and Contribution Agreement]

  

  

  

EXHIBIT B

 

 

 

LOCK-BOX BANKS

 

Bank of America, N.A.

P.O. Box 96612

Chicago, IL  60693-6612

 

Bank of America, N.A.

PO Box 846261

Dallas, TX 75284-6261

Bank of America, N.A.

PO Box 748127

Los Angeles, CA 90074-8127

  

  

  

	
  

	
SCHEDULE I

	
  

	
Lock-Box Banks

Bank of America, N.A.

P.O. Box 96612

Chicago, IL  60693-6612

 

Bank of America, N.A.

PO Box 846261

Dallas, TX 75284-6261

 

Bank of America, N.A.

PO Box 748127

Los Angeles, CA 90074-8127

  

  

  

SCHEDULE III

Special Concentration Obligors; Special Concentration Excess Amounts

	
Special Concentration Obligor

 

	
Special Concentration Excess Amount*

	
Dell Inc.

 

	
$25,000,000

	
Synnex Corp.

 

	
$18,000,000

	
Tech Data Corp.

 

	
$15,000,000

	
Office Depot, Inc.

 

	
$23,000,000

	
Staples, Inc.

 

	
$10,000,000

	
Ingram Micro Inc.

 

	
$10,000,000

	
Essendant Co. (f/k/a United Stationers Supply Co.)

 

	
$20,000,000

          *Subject to the definition of Special Concentration Excess Amount in the Agreement

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