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Exhibit 10.14    
    

	

	SOLICITATION/CONTRACT/ORDER FOR COMMERCIAL ITEMS	 	1. REQUISITION NUMBER	 	PAGE 1 OF 13
	OFFEROR TO COMPLETE BLOCKS 12, 17, 23, 24, AND 30	 	F6ENRX41845400	 	 	 	 
	

	2. CONTRACT NO.

FA8201-04-C-0090	 	3. AWARD/EFFECTIVE

DATE

30-Aug-2004	 	4. ORDER NUMBER	 	5. SOLICITATION NUMBER

FA8201-04-R-0096	 	6. SOLICITATION ISSUE DATE

13-Jul-2004
	

	7. FOR SOLICITATION INFORMATION

CALL	 	a. NAME

PAULETTE R. CROWELL	 	b. TELEPHONE NUMBER (No Collect Calls)

801-775-2365	 	8. OFFER DUE DATE/LOCAL TIME

12:00 AM 13 Jul 2004
	

	6.	 	ISSUED BY	 	CODE	 	FA8201
	 	10. THIS ACQUISITION IS	 	11. DELIVERY FOR FOB	 	12. DISCOUNT TERMS
	 	 	75 MSG/PKA	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	PAULETTE CROWELL

6038 ASPEN AVE B1289NE

HILL AFB UT 84056-5805	 	o	 	UNRESTRICTED	 	DESTINATION UNLESS	 	Net 30 Days
	 	 	 	 	 	 	 	 	 	 	ý	 	SET ASIDE	 	100%FOR	 	BLOCK IS MARKED

o SEE SCHEDULE	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	 	 	 	 	ý SMALL BUSINESS	 	o 13a. THIS CONTRACT IS A RATED ORDER UNDER DPAS (15 CFR 700)

	 	 	 	 	 	 	 	 	 	 	 	 	o HUBZONE SMALL BUSINESS	 	13b RATING

  

	 	 	 	 	 	 	 	 	 	 	 	 	o 8(A)	 	 	 	 	 	 	 	 
	 	 	TEL: 801-775-2365

FAX: 801-777-0632	 	NAICS: 541710

SIZE STANDARD:	 	  

$6 million	 	14 METHOD OF SOLICITATION

o RFQ    o IFB    ý RFP
	

	15. DELIVER TO	 	CODE	 	  
	 	16. ADMINISTERED BY	 	CODE	 	  

	SEE SCHEDULE	 	 	 	 	 	SEE ITEM 9	 	 	 	 
	

	17a CONTRACTOR//OFFEROR	 	CODE	 	1K9W0
	 	 	 	18a. PAYMENT WILL BE MADE BY	 	CODE	 	F03000

	UNI-PIXEL DISPLAYS, INC.

DAN VAN OSTRAND

8040 AIRPORT ROAD, SUITE T

GEORGETOWN TX 78628-3704	 	DFAS DAYTON

DFAS BVD/DY PO BOX 369024 (800) 756-4571

COLUMBUS OH 43236-9024
	

Tel. 512-868-6609	
 	

FACILITY

CODE	
 	

  
	
 	

 	
 	

 	
 	

 	
 	

 	
 	

 	
 	

 	
 	

 
	

	o	 	17B. CHECK IF REMITTANCE IS DIFFERENT AND PUT SUCH ADDRESS IN OFFER	 	18b. SUBMIT INVOICES TO ADDRESS SHOWN IN BLOCK 18a UNLESS BLOCK BELOW IS CHECKED    o SEE ADDENDUM
	

	19.	 	ITEM NO.	 	20. SCHEDULE OF SUPPLIES/SERVICES	 	21	 	QUANTITY	 	22. UNIT	 	23.	 	UNIT PRICE	 	24.	 	AMOUNT
	

	 	 	 	 	SEE SCHEDULE	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	

	25. ACCOUNTING AND APPROPRIATION DATA	 	26. TOTAL AWARD AMOUNT (For Govt. Use Only)
	See Schedule	 	MAILING DATE SEP 20 2004	 	 	 	 	 	 	 	 	 	$686,966.95
	

	o	 	27a SOLICITATION INCORPORATES BY REFERENCE FAR 52.212-1, 52.212-4 FAR 52.212-3, 52.212-5 ARE ATTACHED	 	ADDENDA	 	o ARE	 	o	 	ARE NOT

ATTACHED
	

o	
 	

27b CONTRACT/PURCHASE ORDER INCORPORATES BY REFERENCE FAR 52.212-4 FAR 52.212-5 IS ATTACHED.	
 	

ADDENDA	
 	

o ARE	
 	

o ARE NOT ATTACHED
	  

	28. CONTRACTOR IS REQUIRED TO SIGN THIS DOCUMENT AND RETURN	 	2 COPIES	 	29. AWARD OF CONTRACT: REFERENCE	 	 	 	 	 	 
	ý	 	TO ISSUING OFFICE. CONTRACTOR AGREES TO FURNISH AND DELIVER ALL ITEMS SET FORTH OR OTHERWISE IDENTIFIED ABOVE AND ON ANY ADDITIONAL SHEETS SUBJECT TO THE TERMS AND CONDITIONS SPECIFIED HEREIN.	 	o	 	OFFER DATED 19-Jul-2004        YOUR OFFER ON SOLICITATION

(BLOCK 5), INCLUDING ANY ADDITIONS OR CHANGES WHICH ARE SET FORTH HEREIN, IS ACCEPTED AS TO ITEMS: SEE SCHEDULE	 	 
	 	 	REF: Contractor Carts and Proposal	 	 	 	 	 	 	 	 	 	 	 	 
	

	30a. SIGNATURE OF OFFEROR/CONTRACTOR

/s/ Dan Van Ostrand	 	31a. UNITED STATES OF AMERICA        (SIGNATURE OF CONTRACTOR OFFICER)

/s/ Paulette R. Crowell
	  

	30b NAME AND TITLE OF SIGNER
 (TYPE OR PRINT)	 	30c. DATE SIGNED	 	31b. NAME OF CONTRACTING OFFICER (TYPE OR PRINT)	 	31c DATE SIGNED

20-Sep-2004
	

DAN VAN OSTRAND	
 	

8-27-04	
 	

PAULETTE R. CROWELL/CONTRACTING OFFICER	
 	

 
	 	 	 	 	TEL: 801-775-2365	 	EMAIL: paulette.crowell@hill.af.mil
	

	AUTHORIZED FOR LOCAL REPRODUCTION

PREVIOUS EDITION IS NOT USUABLE	 	STANDARD FORM 1449 (Rev. 4/2002)

Prescribed by GSA

FAR (48 CFR) 53.212

	SOLICITATION/CONTRACT/ORDER FOR COMMERCIAL ITEMS

(CONTINUED)	 	 	Page 2 of 13
	19. ITEM NO.	 	20. SCHEDULE OF SUPPLIES/SERVICES	21 QUANTITY	22. UNIT	23. UNIT PRICE	24. AMOUNT
	

	

 	
 	
SEE SCHEDULE	

 	

 	

 	

 
	

	
 	

 	

 	

 	

 	

 
	

	
 	

 	

 	

 	

 	

 
	

	
 	

 	

 	

 	

 	

 
	

	

32 a.    QUANTITY IN COLUMN 21 HAS BEEN
	

o RECEIVED	
 	

o INSPECTED	
 	

o ACCEPTED, AND CONFORMS TO THE CONTRACT, EXCEPT AS NOTED
	

	32b SIGNATURE OF AUTHORIZED

GOVT. REPRESENTATIVE	 	32c DATE	 	32d PRINTED NAME AND TITLE OF AUTHORIZED GOVERNMENT REPRESENTATIVE
	

	32e MAILING ADDRESS OF AUTHORIZED REPRESENTATIVE	 	32f. TELEPHONE NUMBER OF AUTHORIZED GOVERNMENT REPRESENTATIVE
	 	 	 	 	

	 	 	 	 	32g E-MAIL OF AUTHORIZED GOVERNMENT REPRESENTATIVE
	

	33.	 	SHIP NUMBER	 	34. VOUCHER NUMBER	35.	AMOUNT VERIFIED

CORRECT FOR	36. PAYMENT	37. CHECK NUMBER
	
	 	 	 	 	o COMPLETE	o PARTIAL	o FINAL	 
	 	 	PARTIAL	 	FINAL	 	 	 	 	 	 	 	 
	

	38 S/R ACCOUNT NUMBER	 	39. S/R VOUCHER NUMBER	    40. PAID BY	 	 	 
	

	41a. I CERTIFY THIS ACCOUNT IS CORRECT AND PROPER FOR PAYMENT	42a RECEIVED BY (Print)	 
	
	 	 	 	 	 
	41b SIGNATURE AND TITLE OF CERTIFYING OFFICER        41c DATE	 	 	 	 	 
	 	 	 	 	 	 	 	 	
 42b. RECEIVED AT (Location)
	 	 	 	 	 	 	 	 	
 42c DATE REC'D (YY/MM/DD)	
 42d TOTAL CONTAINERS	 
	

	AUTHORIZED FOR LOCAL REPRODUCTION

PREVIOUS EDITION IS NOT USUABLE	 	STANDARD FORM 1449 (Rev. 4/2002) BACK

Prescribed by GSA

FAR (48 CFR) 53.212

FA8201-04-C-0090

   

Page 3 of 13 

	SECTION SF 1449 CONTINUATION SHEET	 	 	 	 	 	 
	ITEM NO	 	SUPPLIES/SERVICES	 	QUANTITY	 	UNIT	 	UNIT PRICE	 	AMOUNT
	0001	 	 	 	 	 	Lump

Sum	 	 	 	 
	 	 	Phase II SBIR	 	 	 	 	 	 	 	 
	 	 	CPFF	 	 	 	 	 	 	 	 
	 	 	Contractor to develop a Ultra High Resolution Visual system in accordance with the attached contractor work plan SBIR Proposal F2-1945 Topic AF03-280 Contractor to bill in milestone deliverables monthly. The remaining
funding will be provided during the next fiscal year.	 	 
	 	 	MILSTRIP: P6ENRX4184500	 	 	 	 
	 	 	PURCHASE REQUEST NUMBER: F6ENRX41845400	 	 	 	 
	 	 	 	 	 	 	ESTIMATED COST	 	$636,080.95
	 	 	 	 	 	 	FIXED FEE	 	$  50,886.00
	 	 	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	TOTAL EST COST + FEE	 	$686,966.95
	 	 	ACRN AA Funded Amount	 	 	 	 	 	$515,255.16
	FOB:  	 	DESTINATION	 	 	 	 	 	 	 	 

	

ITEM NO	
 	

SUPPLIES/SERVICES	
 	

QUANTITY	
 	

UNIT	
 	

UNIT PRICE	
 	

AMOUNT
	0002	 	 	 	 	 	Lot	 	 	 	NSP
	 	 	DD1423

FFP

Contractor to provide data in accordance with the attached DD1423's A002-A003 PURCHASE REQUEST NUMBER: F6ENRX4184500	 	 
	 	 	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	NET AMT	 	$           0.00
	 	 	Funded Amount	 	 	 	 	 	 	 	$           0.00
	 	 	FOB: Destination

	 	 	 	 	 	 

	

INSPECTION AND ACCEPTANCE TERMS
	

Supplies/services will be inspected/accepted at:
	

CLIN	
 	

INSPECT AT	
 	

INSPECT BY	
 	

ACCEPT AT	
 	

ACCEPT BY
	0001	 	Destination	 	Government	 	Destination	 	Government
	0002	 	N/A	 	N/A	 	N/A	 	Government

FA8201-04-C-0090

   

Page 4 of 13 

DELIVERY INFORMATION  

	CLIN
 
	 	DELIVERY DATE
	 	QUANTITY
	 	SHIP TO ADDRESS
	 	UIC

	0001	 	 	POP 23-AUG-2004 TO

24-FEB-2006	 	N/A	 	00-ALC/EN

SEE SCHEDULE

SEE SCHEDULE

HILL AFB UT

84056-5805

FOB: Destination	 	F6ENRX
	

0002	
 	
 	

POP 23-AUG-2004 TO 24-FEB-2006	
 	

N/A	
 	

N/A

FOB: Destination	
 	

 
	

ACCOUNTING AND APPROPRIATION DATA	
 	

 
	

AA:	
 	
 	

5743600 294 4753 663005 1T0483 58800 65502F 503000 F03000
	AMOUNT:	 	$	515,255.16	 	 	 	 	 	 

	
CLIN
	
 	

JOB ORDER
	
 	

FUNDS EXP. DATE
	
 	

FUNDED BY
	
 	

FUNDED AMT
	
 	

 

	0001	 	99930000	 	 	 	 	 	 	 	 
	0001	 	Advise#S4720152	 	30-SEP-2005	 	 	 	 	 	 
	0001	 	CSN: J4S056	 	 	 	 	 	 	 	 

CLAUSES INCORPORATED BY REFERENCE:  

	52.202-1	 	Definitions	 	DEC 2001
	52.203-3	 	Gratuities	 	APR 1984
	52.203-5	 	Covenant Against Contingent Fees	 	APR 1984
	52.203-6	 	Restrictions On Subcontractor Sales To The Government	 	JUL 1995
	52.203-7	 	Anti-Kickback Procedures	 	JUL 1995
	52.203-8	 	Cancellation, Rescission, and Recovery of Funds for Illegal or Improper Activity	 	JAN 1997
	52.203-10	 	Price Or Fee Adjustment For Illegal Or Improper Activity	 	JAN 1997
	52.203-12	 	Limitation On Payments To Influence Certain Federal Transactions	 	JUN 2003
	52.204-4	 	Printed or Copied Double-Sided on Recycled Paper	 	AUG 2000
	52.209-6	 	Protecting the Government's Interest When Subcontracting With Contractors Debarred, Suspended, or Proposed for Debarment	 	JUL 1995
	52.215-2	 	Audit and Records—Negotiation	 	JUN 1999
	52.215-11	 	Price Reduction for Defective Cost or Pricing Data—Modifications	 	OCT 1997
	52.215-13	 	Subcontractor Cost or Pricing Data—Modifications	 	OCT 1997
	52.215-14	 	Integrity of Unit Prices	 	OCT 1997
	52.215-17	 	Waiver of Facilities Capital Cost of Money	 	OCT 1997
	52.215-18	 	Reversion or Adjustment of Plans for Postretirement Benefits (PRB) Other than Pensions	 	OCT 1997
	52.215-19	 	Notification of Ownership Changes	 	OCT 1997
	52.215-21	 	Requirements for Cost or Pricing Data or Information Other Than Cost or Pricing Data—Modifications	 	OCT 1997
	52.216-7	 	Allowable Cost And Payment	 	DEC 2002
	52.216-8	 	Fixed Fee	 	MAR 1997
	52.217-2	 	Cancellation Under Multiyear Contracts	 	OCT 1997
	52.219-3	 	Notice of Total HUBZone Set-Aide	 	JAN 1999
	52.219-6	 	Notice Of Total Small Business Set-Aside	 	JUN 2003
	52.219-6 Alt I	 	Notice of Total Small Business Set-Aside (Jun 2003)—Alternate I	 	OCT 1995

FA8201-04-C-0090

   

Page 5 of 13 

	52.219-8	 	Utilization of Small Business Concerns	 	MAY 2004
	52.222-2	 	Payment For Overtime Premiums	 	JUL 1990
	52.222-3	 	Convict Labor	 	JUN 2003
	52.222-21	 	Prohibition Of Segregated Facilities	 	FEB 1999
	52.222-26	 	Equal Opportunity	 	APR 2002
	52.222-35	 	Equal Opportunity For Special Disabled Veterans, Veterans of the Vietnam Era, and Other Eligible Veterans	 	DEC 2001
	52.222-36	 	Affirmative Action For Workers With Disabilities	 	JUN 1998
	52.222-37	 	Employment Reports On Special Disabled Veterans, Veterans Of The Vietnam Era, and Other Eligible Veterans	 	DEC 2001
	52.223-14	 	Toxic Chemical Release Reporting	 	AUG 2003
	52.226-1	 	Utilization Of Indian Organizations And Indian-Owned Economic Enterprises	 	JUN 2000
	52.227-2	 	Notice And Assistance Regarding Patent And Copyright Infringement	 	AUG 1996
	52.228-7	 	Insurance—Liability To Third Persons	 	MAR 1996
	52.229-3	 	Federal, State And Local Taxes	 	APR 2003
	52.230-2	 	Cost Accounting Standards	 	APR 1998
	52.232-2	 	Payments Under Fixed-Price Research And Development Contracts	 	APR 1984
	52.232-9	 	Limitation On Withholding Of Payments	 	APR 1984
	52.232-20	 	Limitation Of Cost	 	APR 1984
	52.232-23 Alt I	 	Assignment of Claims (Jan 1986)—Alternate I	 	APR 1984
	52.232-25	 	Prompt Payment	 	OCT 2003
	52.233-1	 	Disputes	 	JUL 2002
	52.233-3	 	Protest After Award	 	AUG 1996
	52.233-3 Alt I	 	Protest After Award (Aug 1996)—Alternate I	 	JUN 1985
	52.242-1	 	Notice of Intent to Disallow Costs	 	APR 1984
	52.242-3	 	Penalties for Unallowable Costs	 	MAY 2001
	52.242-4	 	Certification of Final Indirect Costs	 	JAN 1997
	52.242-13	 	Bankruptcy	 	JUL 1995
	52.242-15	 	Stop-Work Order	 	AUG 1989
	52.242-15 Alt I	 	Stop-Work Order (Aug 1989)—Alternate I	 	APR 1984
	52.243-1 Alt V	 	Changes—Fixed-Price (Aug 1987)—Alternate V	 	APR 1984
	52.243-2 Alt V	 	Changes—Cost-Reimbursement (Aug 1987)—Alternate V	 	APR 1984
	52.243-5	 	Changes and Changed Conditions	 	APR 1984
	52.244-2	 	Subcontracts	 	AUG 1998
	52.244-2 Alt I	 	Subcontracts (Aug 1998)—Alternate I	 	AUG 1998
	52.244-5	 	Competition In Subcontracting	 	DEC 1996
	52.244-6	 	Subcontracts for Commercial Items	 	MAY 2004
	52.245-5 Dev	 	Government Property (Cost-Reimbursement, Time-and-Material, or Labor-Hour Contracts) Deviation	 	JUN 2003
	52.246-1	 	Contractor Inspection Requirements	 	APR 1984
	52.246-8	 	Inspection Of Research And Development Cost Reimbursement	 	MAY 2001
	52.246-25	 	Limitation Of Liability—Services	 	FEB 1997

FA8201-04-C-0090

   

Page 6 of 13 

	52.247-34	 	F.O.B. Destination	 	NOV 1991
	52.249-2	 	Termination For Convenience Of The Government (Fixed-Price)	 	MAY 2004
	52.249-6	 	Termination (Cost Reimbursement)	 	MAY 2004
	52.249-6 Alt IV	 	Termination (Cost Reimbursement) (May 2004)—Alternate IV	 	SEP 1996
	52.249-14	 	Excusable Delays	 	APR 1984
	52.253-1	 	Computer Generated Forms	 	JAN 1991
	252.203-7001	 	Prohibition On Persons Convicted of Fraud or Other Defense-Contract-Related Felonies	 	MAR 1999
	252.204-7003	 	Control Of Government Personnel Work Product	 	APR 1992
	252.204-7004 Alt A	 	A Required Central Contractor Registration Alternate A	 	NOV 2003
	252.205-7000	 	Provision Of Information To Cooperative Agreement Holders	 	DEC 1991
	252.209-7000	 	Acquisition From Subcontractors Subject To On-Site Inspection Under The Intermediate Range Nuclear Forces (INF) Treaty	 	NOV 1995
	252.209-7004	 	Subcontracting With Firms That Are Owned or Controlled By The Government of a Terrorist Country	 	MAR 1998
	252.215-7000	 	Pricing Adjustments	 	DEC 1991
	252.219-7011	 	Notification to Delay Performance	 	JUN 1998
	252.225-7001	 	Buy American Act And Balance Of Payments Program	 	APR 2003
	252.225-7002	 	Qualifying Country Sources As Subcontractors	 	APR 2003
	252.225-7012	 	Preference For Certain Domestic Commodities	 	JUN 2004
	252.225-7016	 	Restriction On Acquisition Of Ball and Roller Bearings	 	MAY 2004
	252.227-7014	 	Rights in Noncommercial Computer Software and Noncommercial Computer Software Documentation	 	JUN 1995
	252.227-7015	 	Technical Data—Commercial Items	 	NOV 1995
	252.227-7018	 	Rights in Noncommercial Technical Data and Computer Software—Small Business Innovation Research (SBIR) Program	 	JUN 1995
	252.227-7027	 	Deferred Ordering Of Technical Data Or Computer Software	 	APR 1988
	252.227-7030	 	Technical Data—Withholding Of Payment	 	MAR 2000
	252.227-7037	 	Validation of Restrictive Markings on Technical Data	 	SEP 1999
	252.227-7039	 	Patents—Reporting Of Subject Inventions	 	APR 1990
	252.232-7003	 	Electronic Submission of Payment Requests	 	JAN 2004
	252.235-7010	 	Acknowledgment of Support and Disclaimer	 	MAY 1995
	252.235-7011	 	Final Scientific or Technical Report	 	SEP 1999
	252.242-7004	 	Material Management And Accounting System	 	DEC 2000
	252.243-7001	 	Pricing Of Contract Modifications	 	DEC 1991
	252.243-7002	 	Requests for Equitable Adjustment	 	MAR 1998
	252.244-7000	 	Subcontracts for Commercial Items and Commercial Components (DoD Contracts)	 	MAR 2000
	252.246-7000	 	Material Inspection And Receiving Report	 	MAR 2003
	252.247-7023	 	Transportation of Supplies by Sea	 	MAY 2002
	252.247-7023 Alt III	 	Transportation of Supplies by Sea (May 2002) Alternate III	 	MAY 2002
	252.247-7024	 	Notification Of Transportation Of Supplies By Sea	 	MAR 2000

FA8201-04-C-0090

   

Page 7 of 13 

CLAUSES
INCORPORATED BY FULL TEXT 

52.227-11    PATENT
RIGHTS—RETENTION BY THE CONTRACTOR (SHORT FORM) (JUN 1997) 

(a)
Definitions. 

(1)
"Invention" means any invention or discovery which is or may be patentable or otherwise protectable under title 35 of the United States Code, or any novel variety of plant which is or may be
protected under the Plant Variety Protection Act (7 U.S.C. 2321, et seq.). 

(2)
"Made" when used in relation to any invention means the conception or first actual reduction to practice of such invention. 

(3)
"Nonprofit organization" means a university or other institution of higher education or an organization of the type described in section 501(c)(3) of the Internal Revenue Code of 1954 (26
U.S.C. 501(c)) and exempt from taxation under section 501(a) of the Internal Revenue Code (26 U.S.C. 501(a)) or any nonprofit scientific or educational organization qualified under a state
nonprofit organization statute. 

(4)
"Practical application" means to manufacture, in the case of a composition of product; to practice, in the case of a process or method, or to operate, in the case of a machine or system; and, in
each case, under such conditions as to establish that the invention is being utilized and that is benefits are, to the extent permitted by law or Government regulations, available to the public on
reasonable terms. 

(5)
"Small business firm" means a small business concern as defined at section 2 of Pub. L. 85-536 (15 U.S.C. 632) and implementing regulations of the Administrator of the Small
Business Administration. For the purpose of this clause, the size standards for small business concerns involved in Government procurement and subcontracting at 13 CFR 121.3-8 and 13 CFR
121.3-12, respectively, will be used. 

(6)
"Subject invention" means any invention of the contractor conceived or first actually reduced to practice in the performance of work under this contract, provided that in the case of a variety of
plant, the date of determination (as defined in section 41(d) of the Plant Variety Protection Act, 7 U.S.C. 2401(d)) must also occur during the period of contract performance. 

(b)
Allocation of principal rights. The Contractor may retain the entire right, title, and interest throughout the world to each subject invention subject to the provisions of this clause and 35
U.S.C. 203. With respect to any subject invention in which the Contractor retains title, the Federal Government shall have a nonexclusive, nontransferable, irrevocable, paid-up license to
practice or have practiced for or on behalf of the United States the subject invention throughout the world. 

(c)
Invention disclosure, election of title, and filing of patent application by Contractor. (1) The Contractor will disclose each subject invention to the Federal agency within
2 months after the inventor discloses it in writing to Contractor personnel responsible for patent matters. The disclosure to the agency shall be in the form of a written report and shall
identify the contract under which the invention was made and the inventor(s). It shall be sufficiently complete in technical detail to convey a clear understanding to the extent known at the time of
the disclosure, of the nature, purpose, operation, and the physical, chemical, biological or electrical characteristics of the invention. The disclosure shall also identify any publication, on sale or
public use of the invention and whether a manuscript describing the invention has been submitted for publication and, if so, whether it has been accepted for publication at the time of disclosure. In
addition, after disclosure to the agency, the Contractor will promptly notify the agency of the acceptance of any manuscript describing the invention for publication or of any on sale or public use
planned by the Contractor. 

FA8201-04-C-0090

  

Page 8 of 13 

(2)
The Contractor will elect in writing whether or not to retain title to any such invention by notifying the Federal agency within 2 years of disclosure to the Federal agency. However, in any
case where publication, on sale or public use has initiated the 1-year statutory period wherein valid
patent protection can still be obtained in the United States, the period for election of title may be shortened by the agency to a date that is no more than 60 days prior to the end of the
statutory period. 

(3)
The Contractor will file its initial patent application on a subject invention to which it elects to retain title within 1 year after election of title or, if earlier, prior to the end of
any statutory period wherein valid patent protection can be obtained in the United States after a publication, on sale, or public use. The Contractor will file patent applications in additional
countries or international patent offices within either 10 months of the corresponding initial patent application or 6 months from the date permission is granted by the Commissioner of
Patents and Trademarks to file foreign patent applications where such filing has been prohibited by a Secrecy Order. 

(4)
Requests for extension of the time for disclosure election, and filing under subparagraphs (c)(1), (2), and (3) of this clause may, at the discretion of the agency, be granted. 

(d)
Conditions when the Government may obtain title. The Contractor will convey to the Federal agency, upon written request, title to any subject invention— 

(1)
If the Contractor fails to disclose or elect title to the subject invention within the times specified in paragraph (c) of this clause, or elects not to retain title; provided, that the
agency may only request title within 60 days after learning of the failure of the Contractor to disclose or elect within the specified times. 

(2)
In those countries in which the Contractor fails to file patent applications within the times specified in paragraph (c) of this clause; provided, however, that if the Contractor has filed
a patent application in a country after the times specified in paragraph (c) of this clause, but prior to its receipt of the written request of the Federal agency, the Contractor shall continue
to retain title in that country. 

(3)
In any country in which the Contractor decides not to continue the prosecution of any application for, to pay the maintenance fees on, or defend in reexamination or opposition proceeding on, a
patent on a subject invention. 

(e)
Minimum rights to Contractor and protection of the Contractor right to file. (1) The Contractor will retain a nonexclusive royalty-free license throughout the world in each
subject invention to which the Government obtains title, except if the Contractor fails to disclose the invention within the times specified in paragraph (c) of this clause. The Contractor's
license extends to its domestic subsidiary and affiliates, if any, within the corporate structure of which the Contractor is a party and includes the right to grant sublicenses of the same scope to
the extent the Contractor was legally obligated to do so at the time the contract was awarded. The license is transferable only with the approval of the Federal agency, except when transferred to the
successor of that part of the Contractor's business to which the invention pertains. 

(2)
The Contractor's domestic license may be revoked or modified by the funding Federal agency to the extent necessary to achieve expeditious practical application of subject invention pursuant to an
application for an exclusive license submitted in accordance with applicable provisions at 37 CFR Part 404 and agency licensing regulations (if any). This license will not be revoked in that
field of use or the geographical areas in which the Contractor has achieved practical application and continues to make the benefits of the invention reasonably accessible to the public. The license
in any foreign country may be revoked or modified at the discretion of the funding Federal agency to the extent the Contractor, its licensees, or the domestic subsidiaries or affiliates have failed to
achieve practical application in that foreign country. 

(3)
Before revocation or modification of the license, the funding Federal agency will furnish the Contractor a written notice of its intention to revoke or modify the license, and the Contractor will
be allowed 30 days (or such other time as may be authorized by the funding Federal agency for good cause shown by the Contractor) after the notice to show cause why the license should not be
revoked or modified. The Contractor has the right to appeal, in accordance with applicable regulations in 37 CFR Part 404 and agency regulations, if any, concerning the licensing of
Government-owned inventions, any decision concerning the revocation or modification of the license. 

FA8201-04-C-0090

   

Page 9 of 13 

(f)
Contractor action to protect the Government's interest. (1) The Contractor agrees to execute or to have executed and promptly deliver to the Federal agency all instruments necessary to
(i) establish or confirm the rights the Government has throughout the world in those subject inventions to which the Contractor elects to retain title, and (ii) convey title to the
Federal agency when requested under paragraph (d) of this clause and to enable the Government to obtain patent protection throughout the world in that subject invention. 

(2)
The Contractor agrees to require, by written agreement, its employees, other than clerical and nontechnical employees, to disclose promptly in writing to personnel identified as responsible for
the administration of patent matters and in a format suggested by the Contractor each subject invention made under contract in order that the Contractor can comply with the disclosure provisions of
paragraph (c) of this clause, and to execute all papers necessary to file patent applications on subject inventions and to establish the Government's rights in the subject inventions. This
disclosure format should require, as a minimum, the information required by subparagraph (c)(1) of this clause. The Contractor shall instruct such employees, through employee agreements or other
suitable educational
programs, on the importance of reporting inventions in sufficient time to permit the filing of patent applications prior to U.S. or foreign statutory bars. 

(3)
The Contractor will notify the Federal agency of any decisions not to continue the prosecution of a patent application, pay maintenance fees, or defend in a reexamination or opposition proceeding
on a patent, in any country, not less than 30 days before the expiration of the response period required by the relevant patent office. 

(4)
The Contractor agrees to include, within the specification of any United States patent application and any patent issuing thereon covering a subject invention, the following statement, "This
invention was made with Government support under (identify the contract) awarded by (identify the Federal agency). The Government has certain rights in the invention." 

(g)
Subcontracts. (1) The Contractor will include this clause, suitably modified to identify the parties, in al subcontracts, regardless of tier, for experimental, developmental, or research
work to be performed by a small business firm or domestic nonprofit organization. The subcontractor will retain all rights provided for the Contractor in this clause, and the Contractor will not, as
part of the consideration for awarding the subcontract, obtain rights in the subcontractor's subject inventions. 

(2)
The Contractor will include in all other subcontracts, regardless of tier, for experimental, developmental, or research work the patent rights clause required by Subpart 27.3. 

(3)
In the case of subcontracts, at any tier, the agency, subcontractor, and the Contractor agree that the mutual obligations of the parties created by this clause constitute a contract between the
subcontractor and the Federal agency with respect to the matters covered by the clause; provided, however, that nothing in this paragraph is intended to confer any jurisdiction under the Contract
Disputes Act in connection with proceedings under paragraph (j) of this clause. 

(h)
Reporting on utilization of subject inventions. The Contractor agrees to submit, on request, periodic reports no more frequently than annually on the utilization of a subject invention or on
efforts at obtaining such utilization that are being made by the Contractor or its licensees or assignees. Such reports shall include information regarding the status of development, date of first
commercial sale or use, gross royalties received by the Contractor, and such other data and information as the agency may reasonably specify. The Contractor also agrees to provide additional reports
as may be requested by the agency in connection with any march-in proceeding undertaken by the agency in accordance with paragraph (j) of this clause. As required by 35 U.S.C.
202(c)(5), the agency agrees it will not disclose such information to persons outside the Government without permission of the Contractor. 

FA8201-04-C-0090

  

Page 10 of 13 

(i)
Preference for United States industry. Notwithstanding any other provision of this clause, the Contractor agrees that neither it nor any assignee will grant to any person the exclusive right to
use or sell any subject invention in the United States unless such person agrees that any product embodying the subject invention or produced through the use of the subject invention will be
manufactured substantially in the United States. However, in individual cases, the requirement for such an agreement may be waived by the Federal agency upon a showing by the Contractor or its
assignee that reasonable but unsuccessful efforts have been made to grant licenses on similar terms to potential licensees that would be likely to manufacture substantially in the United States or
that under the circumstances domestic manufacture is not commercially feasible. 

(j)
March-in rights. The Contractor agrees that, with respect to any subject invention in which it has acquired title, the Federal agency has the right in accordance with the procedures in
37 CFR 401.6 and any supplemental regulations of the agency to require the Contractor, an assignee or exclusive licensee of a subject invention to grant a nonexclusive, partially exclusive, or
exclusive license in any field of use to a responsible applicant or applicants, upon terms that are reasonable under the circumstances, and if the Contractor, assignee, or exclusive licensee refuses
such a request the Federal agency has the right to grant such a license itself if the Federal agency determines that— 

(1)
Such action is necessary because the Contractor or assignee has not taken, or is not expected to take within a reasonable time, effective steps to achieve practical application of the subject
invention in such field of use; 

(2)
Such action is necessary to alleviate health or safety needs which are not reasonably satisfied by the Contractor, assignee, or their licensees; 

(3)
Such action is necessary to meet requirements for public use specified by Federal regulations and such requirements are not reasonably satisfied by the Contractor, assignee, or licensees; or 

(4)
Such action is necessary because the agreement required by paragraph (i) of this clause has not been obtained or waived or because a licensee of the exclusive right to use or sell any
subject invention in the United States is in breach of such agreement. 

(k)
Special provisions for contracts with nonprofit organizations. If the Contractor is a nonprofit organization, it agrees that— 

(1)
Rights to a subject invention in the United States may not be assigned without the approval of the Federal agency, except where such assignment is made to an organization which has as one of its
primary functions the management of inventions; provided, that such assignee will be subject to the same provisions as the Contractor; 

(2)
The Contractor will share royalties collected on a subject invention with the inventor, including Federal employee co-inventors (when the agency deems it appropriate) when the subject
invention is assigned in accordance with 35 U.S.C. 202(e) and 37 CFR 401.10; 

(3)
The balance of any royalties or income earned by the Contractor with respect to subject inventions, after payment of expenses (including payments to inventors) incidental to the administration of
subject inventions will be utilized for the support of scientific research or education; and 

(4)
It will make efforts that are reasonable under the circumstances to attract licensees of subject inventions that are small business firms, and that it will give a preference to a small business
firm when licensing a subject invention if the Contractor determines that the small business firm has a plan or proposal for marketing the invention which, if executed, is equally as likely to bring
the invention to practical application as any plans or proposals from applicants that are not small business firms; provided, that the Contractor is also satisfied that the small business firm has the
capability and resources to carry out its plan or proposal. The decision whether to give a preference in any specific case will be at the discretion of the contractor. However, the Contractor agrees
that the Secretary of Commerce may review the Contractor's licensing program and decisions regarding small business applicants, and the Contractor will negotiate changes to its licensing policies,
procedures, or practices with the Secretary of Commerce when the Secretary's review discloses that the Contractor could take reasonable steps to more effectively implement the requirements of this
subparagraph (k)(4). 

FA8201-04-C-0090

   

Page 11 of 13 

(l)
Communications. 

N/A

(End of clause) 

52.252-2    CLAUSES
INCORPORATED BY REFERENCE (FEB 1998) 

This
contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will make their full text
available. Also, the full text of a clause may be accessed electronically at this/these address(es): 

http://farsite.hill.af.mil/VFFARA.HTM

http://farsite.hill.afmil/VFDFARA.HTM

http://farsite.hill.af.mil/vfafara.htm

http://farsite.hill.af.mil/vfaffara.htm

(End of clause) 

52.252-6    AUTHORIZED
DEVIATIONS IN CLAUSES (APR 1984) 

(a)
The use in this solicitation or contract of any Federal Acquisition Regulation 48 CFR Chapter 1 clause with an authorized deviation is indicated by the addition of "DEVIATION" after the
date of the clause. 

(b)
The use in this solicitation or contract of any Defense Federal Acquisition Requisition Supplement (48 CFR Chapter 2 clause with an authorized deviation is indicated by the addition of
"(DEVIATION)" after the name of the regulation. 

(End
of clause) 

252.232-7004    DOD
PROGRESS PAYMENT RATES (OCT 2001) 

(a)
If the contractor is a small business concern, the Progress Payments clause of this contract is modified to change each mention of the progress payment rate and liquidation rate (excepting
paragraph (k), Limitations on Undefinitized Contract Actions) to 90 percent. 

(c)
If the contractor is a small disadvantaged business concern, the Progress Payments clause of this contract is modified to change each mention of the progress payment rate and liquidation rate
(excepting paragraph (k), Limitations on Undefinitized Contract Actions) to 95 percent. 

(End
of clause) 

5352.215-9005    INCORPORATION
OF CONTRACTOR'S TECHNICAL PROPOSAL (AFMC) (AUG 1998) 

(a)
The following documents are incorporated herein by reference and made a part of this contract: 

Paragraph
Nos. Work Plan of Contractor's Technical Proposal (or appropriate document(s) name) Version No. F2-1945, Topic AF03-280, dated April 04, entitled ultra
High-Reslution Visual System Development. 

FA8201-04-C-0090

   

Page 12 of 13 

(b)
Nothing contained in the Contractor's technical proposal shall constitute a waiver to any other requirement of this contract. In the event of any conflict between the Contractor's technical
proposal and any other requirement of the contract, the conflict shall be resolved in accordance with the Order of Precedence clause. For purposes of the Order of Precedence clause the document(s)
listed above shall rank n/a. 

(c)
The detailed technical content of the Contractor's proposal was an important factor in the selection of the Contractor for award of this contract. The documents listed above are now contractually
binding. The Contractor shall not change or otherwise deviate from the content of these documents without prior written approval from the Contracting Officer. 

(d)
If it is necessary to change the performance, design, configuration, or other items specified in the technical proposal in order to comply with the requirements of the contract clauses, special
contract requirements, or statement of work, the contract shall be modified appropriately. 

(e)
The Contractor agrees that the documents listed above reflects the results/responses to all exchanges and/or Evaluation Notices (ENs) issued during the negotiation process. If, after contract
award, it is discovered that changes made during negotiations were not incorporated in the SOW and/or technical proposal, such changes to the Contractor's documents shall be considered administrative
in nature and shall be made by unilateral modification to the contract, at no change in contract cost or price or other terms and conditions. 

5352.232-9000    REMITTANCE
ADDRESS (MAY 1996) 

If
the remittance address is different from the mailing address, enter the remittance address below. Failure to provide this information may impact payment. 

                                        
                                    

                    Same/Electronic transfer              

                                         
                                    

ADDITIONAL INFORMATION

RELEASE OF INFORMATION.    The contractor shall not make public release of any information by news release, advertising copy, published
professional papers, or presentations, covering all or any part of this contractual effort without prior approval of the cognizant Office of Public Affairs. Three (3) copies of any information
to be released must be submitted to the Project Engineer stated on the DD Form 1423-1 of this contract for processing, security review and clearance 30 days prior to release.
Send one (1) information copy to the cognizant Contracting Officer. Papers/presentations co-authored with the Air force author may be submitted by either author. 

COPYRIGHTS.    Copyrights in technical data and computer software generated under a SBIR program contract shall, when agreed to in writing by
the Contracting Officer, be owned by the contractor. The Government should obtain a royalty-free license under the copyright. Each publication of copyrighted material should contain an
appropriate acknowledgement and disclaimer statement. The
government must protest the data from public dissemination for four years after the end of Phase II contract. During this time the SBIR contractor has the advantage of sole use of the data in the
private sector. Specific questions or problems should be clarified by the servicing legal office. 

FA8201-04-C-0090

   

Page 13 of 13 

PATENTS.    SBIR firms normally may retain the principal worldwide patent rights to any invention developed with government support. The
government receives a royalty-free license for its use, reserves the right to require the patent holder to license others in certain limited circumstances, and require that anyone
exclusively licensed to sell the invention in the United States must normally manufacture to domestically. To the extent authorized by 35 USC 205, the government will not make public any information
disclosing a government-supported invention for a period of five years to allow the awardee to pursue a patent. 

NON-INTERFERENCE CLAUSE:    There is no permission given or implied which allows any contractor personnel associated with this
contract to interfere with other government functions, or use government resources unless prior approval was requested. 

PERIOD OF PERFORMANCE:    The contractor shall provide all level of effort, subcontractor support, materials/equipment, data and reports
required by CLINS 0001 and 0002 of this contract and the supplies/materials/prototype described within eighteen (18) months after the effective date of the contract. 

BILLING AND PAYMENT:    Contractor shall bill in milestone/deliverable billings as follows: Monthly 

Invoicing
and Vouchering: 

	(d)
	Public
vouchers (SF 1034) or contractor equivalent shall be submitted to the Administrative Contracting Officer (ACO) set forth on the Standard Form 1449 prior to payment by
the Defnese Finance and Accounting Service (DFAS) specified on page 1. The ACO will approve and forward the approved voucher to the DFAS paying office.

	(e)
	The
paying office shall ensure that the voucher is disbursed for each ACRN as indicated on the voucher.

	(f)
	The
Contractor shall identify on each public voucher: (1) the contract number (2) the accounting classification reference number (ACRN) assigned to the accounting
classification which pertains to the charges billed, e.g. ACRN: AA" (3) the order number/PRON; and (4) in the address block, the Tax identification number, a point of contact and the
telephone number. 

Contractor
is required to comply to SBIR Program Directive 92, 4(b), 6(a)(b) and 8. this requires contractor to perform half of the research, Primary Employment Principal Investigator to be with
company. Work will be performed in the US and information when complete is to be provided to Tech-Net Data base system. See  www.dodsbir.net/deskreference/annexa.htm for further information and
instruction. 

EXHIBITS, DOCUMENTS, ATTACH

Exhibits,
Documents and Attachments 

	DD 1423	 	Contract Data Requirements List (CDRL)

Contractor Proposal F2-1945	 	3 pages

7 pages	 	Undated

Undated	 	 

	CONTRACT DATA REQUIREMENTS LIST
 (1 Data Item)	 	Form Approved

OMB No. 0704-0188
	

	Public reporting burden for this collection of information is estimated to average 110 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and
maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Department
of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports, 7215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302, and to the Offices of Management and Budget, Paperwork Reduction Project
(0704-01881), Washington, DC 20503. Please DO NOT RETURN your form to either of these addresses. Send completed form to the Government Issuing Contracting Officer for the Contract/PB No. listed in Block E.
	

	A. CONTRACT LINE ITEM NO.	 	B. EXHIBIT	 	C. CATEGORY:	 	 	 	 	 	 
	1	 	A	 	TOP ______________	 	TM ______________	 	OTHER              X             
	

	D. SYSTEM/ITEM	 	E. CONTRACT/PR NO.	 	 	 	F. CONTRACTOR	 	 
	 	 	F6ENRX41845400	 	 	 	 	 	Uni-Pixel Displays, Inc.
	

	1. DATA ITEM NO.B	 	2. TITLE OF DATA ITEM	 	3. SUBTITLE
	A002	 	Technical Report	 	Quarterly Report
	

	4. AUTHORITY (Data Acquisition Document No.)	 	5. CONTRACT REFERENCE	 	6. REQUIRING OFFICE
	Contractor Format	 	Proposal Work Plan	 	OO-ALC/ENR
	

	7. DO 250 REQ	 	9. DIST STATEMENT

REQUIRED	 	10. FREQUENCY	 	12. DATE OF FIRST SUBMISSION	 	14. DISTRIBUTION	 	 	 	 	 	 
	DD	 	 	 	Quarterly	 	See Block 16	 	 	 	 	 	 	 	 
	
	 	 	 	

	8. APP CODE	 	 	 	11. AS OF DATE	 	13. DATE OF SUBSEQUENT	 	a. ADDRESSEE	 	b. COPIES	 	 
	 	 	 	 	 	 	SUBMISSION	 	 	 	

	 	 	 	 	See Block 16	 	See Block 16	 	 	 	Draft	 	Final
	 	 	 	 	 	 	 	 	 	 	 	 	Reg	 	Repro
	

	16. REMARKS	 	OOALC/YW4	 	 	 	1	 	 
	 	 	 	 	 	 	 	 	

	Blcks 11, 12, & 13: The first quarterly report shall be 90 days after contract award. Subsequent reports are due the 10th day of the month of each quarter after first report.	 	Ted Stokes

6052 Fir Ave.

Bldg 1235

Hill AFB, UT

84056-5820	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	OOALC/ENE	 	 	 	1	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	Scott Porter

6051 Gum Lane

Bldg 1225

Hill AFB, UT

84056-5826	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	OOALC/PKOS	 	 	 	1	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	Paulette Crowell

6038 Aspen Ave.,

Bldg 1289, NE

Hill AFB, UT

84056-5805	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	15. TOTAL	 	 	 	3	 	 
	 	 	 	 	 	 	 	 	

	 G. PREPARED BY	 	H. DATE	 	I. APPROVED BY	 	J. DATE	 	 
	

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	DD FORM 1423-1, FEB 2001	 	PREVIOUS EDITION MAY BE USED.	 	Page        of        Pages

	CONTRACT DATA REQUIREMENTS LIST
 (1 Data Item)	 	Form Approved

OMB No. 0704-0188
	

	Public reporting burden for this collection of information is estimated to average 110 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and
maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Department
of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports, 7215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302, and to the Offices of Management and Budget, Paperwork Reduction Project
(0704-01881), Washington, DC 20503. Please DO NOT RETURN your form to either of these addresses. Send completed form to the Government Issuing Contracting Officer for the Contract/PB No. listed in Block E.
	

	A. CONTRACT LINE ITEM NO.	 	B. EXHIBIT	 	C. CATEGORY:	 	 	 	 	 	 
	1	 	A	 	TOP ______________	 	TM ______________	 	OTHER              X             
	

	D. SYSTEM/ITEM	 	E. CONTRACT/PR NO.	 	 	 	F. CONTRACTOR	 	 
	 	 	F6ENRX41845400	 	 	 	 	 	Uni-Pixel Displays, Inc.
	

	1. DATA ITEM NO.B	 	2. TITLE OF DATA ITEM	 	3. SUBTITLE
	A002	 	Scientific and Technical Report	 	Final Report
	

	4. AUTHORITY (Data Acquisition Document No.)	 	5. CONTRACT REFERENCE	 	6. REQUIRING OFFICE
	Contractor Format	 	Proposal Work Plan	 	OO-ALC/ENR
	

	7. DO 250 REQ	 	9. DIST STATEMENT

REQUIRED	 	10. FREQUENCY	 	12. DATE OF FIRST SUBMISSION	 	14. DISTRIBUTION	 	 	 	 	 	 
	DD	 	 	 	One	 	See Block 16	 	 	 	 	 	 	 	 
	
	 	 	 	

	8. APP CODE	 	 	 	11. AS OF DATE	 	13. DATE OF SUBSEQUENT	 	a. ADDRESSEE	 	b. COPIES	 	 
	 	 	 	 	 	 	SUBMISSION	 	 	 	

	 	 	 	 	See Block 16	 	See Block 16	 	 	 	Draft	 	Final
	 	 	 	 	 	 	 	 	 	 	 	 	Reg	 	Repro
	

	16. REMARKS	 	OOALC/YW4	 	 	 	1	 	 
	 	 	 	 	 	 	 	 	

	Blcks 11, 12, & 13: Draft report for the requiring office review shall be due 23 months after contract award. The requiring office will review and forward comments within 10 working days. Contractor final submission is
due 10 working days after receipt of comments from the requiring office (Scott Porter, ENE). The requiring office (ENE) shall have the approval authority.	 	Ted Stokes

6052 Fir Ave.

Bldg 1235

Hill AFB, UT

84056-5820	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	OOALC/ENE	 	 	 	1	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	Scott Porter

6051 Gum Lane

Bldg 1225

Hill AFB, UT

84056-5826	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	OOALC/PKOS	 	 	 	1	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	Paulette Crowell

6038 Aspen Ave.,

Bldg 1289, NE

Hill AFB, UT

84056-5805	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	15. TOTAL	 	 	 	3	 	 
	 	 	 	 	 	 	 	 	

	 G. PREPARED BY	 	H. DATE	 	I. APPROVED BY	 	J. DATE	 	 
	

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	DD FORM 1423-1, FEB 2001	 	PREVIOUS EDITIONS MAY BE USED.	 	Page        of        Pages

	CONTRACT DATA REQUIREMENTS LIST
 (1 Data Item)	 	Form Approved

OMB No. 0704-0188
	

	Public reporting burden for this collection of information is estimated to average 110 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and
maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Department
of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports, 7215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302, and to the Offices of Management and Budget, Paperwork Reduction Project
(0704-01881), Washington, DC 20503. Please DO NOT RETURN your form to either of these addresses. Send completed form to the Government Issuing Contracting Officer for the Contract/PB No. listed in Block E.
	

	A. CONTRACT LINE ITEM NO.	 	B. EXHIBIT	 	C. CATEGORY:	 	 	 	 	 	 
	1	 	A	 	TOP ______________	 	TM ______________	 	OTHER              X             
	

	D. SYSTEM/ITEM	 	E. CONTRACT/PR NO.	 	 	 	F. CONTRACTOR	 	 
	 	 	F6ENRX41845400	 	 	 	 	 	Uni-Pixel Displays, Inc.
	

	1. DATA ITEM NO.B	 	2. TITLE OF DATA ITEM	 	3. SUBTITLE
	A003	 	Summary Reports	 	Interim and Final Reports
	

	4. AUTHORITY (Data Acquisition Document No.)	 	5. CONTRACT REFERENCE	 	6. REQUIRING OFFICE
	SBIR Shopping Mall Website	 	 	 	Proposal Work Plan	 	OO-ALC/ENR
	

	7. DO 250 REQ	 	9. DIST STATEMENT

REQUIRED	 	10. FREQUENCY	 	12. DATE OF FIRST SUBMISSION	 	14. DISTRIBUTION	 	 	 	 	 	 
	DD	 	 	 	12 mo/24 mo	 	See Block 16	 	 	 	 	 	 	 	 
	
	 	 	 	

	8. APP CODE	 	 	 	11. AS OF DATE	 	13. DATE OF SUBSEQUENT	 	a. ADDRESSEE	 	b. COPIES	 	 
	 	 	 	 	 	 	SUBMISSION	 	 	 	

	 	 	 	 	See Block 16	 	See Block 16	 	 	 	Draft	 	Final
	 	 	 	 	 	 	 	 	 	 	 	 	Reg	 	Repro
	

	16. REMARKS	 	OO-ALC/YW4	 	 	 	1	 	 
	 	 	 	 	 	 	 	 	

	Blocks 11, 12, & 13: The contractor will provide an interim Phase II summary report (delivered 12 months after contract award) and a final Phase II summary report. These reports will be posted to the Air Force Virtual
SBIR Shopping Mall (http://www.sbirsttrmall.com). Summary reports are intended to highlight SBIR technologies to prospective customers (e.g., Air Force system program offices, prime contractors), thereby facilitating increased Phase III
commercialization and partnering opportunities. The interim and final reports should not exceed 700 words and should include the technology description as well as the anticipated applications/benefits for the government and/or private sector use.
Sample formats and detailed instructions are posted on the Shopping Mall web site. Summary reports should involve minimal work on the part of the contractor, since most of the information required is in the more comprehensive interim progress and
technical reports. Since the Shopping Mall is a public Internet site, the summary reports shall not contain any proprietary or sensitive information.	 	Ted Stokes

6052 Fir Ave.

Bldg 1235

Hill AFB, UT

84056-5820	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	Contractors are also highly encouraged to submit a Phase II success story, or a final Phase I or Phase II summary report, for prior-year SBIR awards on a voluntary basis. A success story relates to a SBIR
technology that has transitioned, or is in the process of transitioning, to a government or private sector customer(s).	 	OO-ALC/ENR	 	 	 	1	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	Joseph W. Burns

6051 Gum Lane

Bldg 1225

Hill AFB, UT

84056-5826	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	OO-ALC/PKOS	 	 	 	1	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	Paulette Crowell

6038 Aspen Ave.,

Bldg 1289, NE

Hill AFB, UT

84056-5805	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	15. TOTAL	 	0	 	3	 	0
	 	 	 	 	 	 	 	 	

	 G. PREPARED BY	 	H. DATE	 	I. APPROVED BY	 	J. DATE	 	 
	

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	DD FORM 1423-1, FEB 2001	 	PREVIOUS EDITION MAY BE USED.	 	Page        of        Pages

QuickLinks

Exhibit 10.14Exhibit 10.3

 

[SSA GLOBAL
TECHNOLOGIES, INC. LETTERHEAD]

 

April 25, 2005

 

Mike Greenough

 

Dear Mike:

 

This letter
constitutes an agreement between SSA Global Technologies, Inc. (the “Company”)
and you (the “Executive”) regarding certain terms and conditions related to
your continued employment with the Company and its subsidiaries.  The terms of this letter shall only become
effective on the effective date of the Company’s initial public offering (the “Effective
Date”).  By signing this letter agreement
(“Agreement”), the Executive agrees to the terms and conditions set forth
herein.

 

1.             Term.  This Agreement and the employment
relationship hereunder shall continue from the Effective Date until the third
anniversary of the Effective Date (the “Term”). 
In the event that the Executive’s employment with the Company terminates
during the Term, the Company’s obligation to continue to pay all base salary,
bonus and other benefits then accrued shall terminate except as may be provided
for in Section 2 of this Agreement. 
If the Executive remains employed by the Company upon the expiration of
the Term, his employment will continue on the terms and conditions in effect
prior to this Agreement and shall not be subject to the terms of this
Agreement.

 

2.             Termination of Employment.  The Executive’s employment may be terminated
at any time prior to the end of the Term by the Company with or without Cause
(as defined below) or by the Executive with or without Good Reason (as defined
below).

 

If the
Executive’s employment with the Company is terminated by the Company without “Cause”
or by the Executive with “Good Reason,” at any time from the Effective Date
until the third anniversary of the Effective Date (the “Term”), the Executive
shall receive continued base salary and bonus (based upon the yearly average
bonus achieved in the prior twenty-four (24) months) for the remaining duration
of the Term as if the Executive remained employed until the third anniversary
of the Effective Date, payable on the dates coinciding with the Company’s
regular payroll.  The payments set forth
above shall be in addition to any severance benefits to be provided to the
Executive pursuant to the terms of any severance agreement between the Company
and the Executive and/or the Company’s applicable severance plan upon a
termination of employment.

 

If during the
Term: (i) the Executive dies; (ii) the Company terminates the
Executive’s employment with the Company for Cause; (iii) the Company
terminates the Executive’s employment with the Company as a result of the
Executive’s Disability (as defined below); or (iv) Executive terminates
his employment without Good Reason, the Executive, or the Executive’s legal
representatives (as appropriate), shall be entitled to receive Executive’s
accrued but unpaid base salary, if any, to the date of termination.

 

 

For purposes of this Agreement, “Cause” shall
mean (i) embezzlement, dishonesty, or fraud; (ii) conviction
(or plea of nolo contendere) for a felony or conviction (or plea of nolo
contendere) of any crime involving moral turpitude or that impairs Executive’s
ability to perform his duties; (iii) improper and material disclosure or
use of the Company’s or a subsidiary’s confidential or proprietary information;
or (iv) Executive’s willful failure or refusal to follow the lawful and
good faith direction of the Company or a subsidiary to perform his material
duties which, if curable, remains uncured following thirty (30) days’ written
notice to Executive from the Company or a subsidiary describing such failure or
refusal.

 

For the purposes of this Agreement, “Good
Reason” shall mean a decrease in Executive’s base salary (not consented to in
advance by Executive or ratified subsequently by Executive).

 

For purposes of this Agreement, “Disability”
means a determination by the Company in accordance with applicable law that, as
a result of a physical or mental illness, the Executive is unable and has been
unable to perform the essential functions of his job with or without reasonable
accommodation for a period of (i) 90 consecutive days or (ii) 180
days in any one (1) year period.

 

3.             Change of Control.  In the event of a “Change of Control” (as
defined below), the Company shall be obligated to obtain the express assumption
of the Company’s obligations to the Executive as described herein by any person
that becomes the successor or assign of the Company as a result of such
event.  In the event that the Company
does not obtain such assumption in connection with a Change of Control event
which results in a successor or assign of the Company, the Executive may
terminate his employment for Good Reason.

 

For the purposes of this Agreement, “Change of Control” shall mean (i) the
approval by the shareholders of the Company of a plan of complete liquidation
or dissolution of the Company, (ii) the consummation of a sale of all or
substantially all of the assets of the Company; (iii) the consummation of
any transaction as a result of which any individual or entity (other than
Cerberus Capital Management, L.P., General Atlantic Partners 76, L.P. or any of
their related entities or affiliates) becomes the “beneficial owner” (as
defined in Rule 13d-3 under the Exchange Act), directly or
indirectly, of securities of the Company representing more than fifty percent
(50%) of the total voting power of all voting securities of the Company then
issued and outstanding; or (iv) the consummation of a merger,
consolidation, reorganization, or business combination, other than a merger,
consolidation, reorganization or business combination which would result in the
voting securities of the Company outstanding immediately prior thereto
continuing to represent (either by remaining outstanding or by being converted
into voting securities of the surviving entity) more than fifty percent (50%)
of the combined voting securities of the Company or the surviving entity
immediately after such merger, consolidation, reorganization of business
combination.

 

4.             Notices.  Any notice or other communication required or
which may be given hereunder shall be in writing and shall be delivered
personally, telegraphed, telexed, sent by facsimile transmission or sent by
certified, registered or express mail, postage prepaid or overnight mail and
shall be deemed given when so delivered personally, telegraphed, telexed, or

 

2

 

sent by facsimile transmission or, if mailed,
four (4) days after the date of mailing or one (1) day after
overnight mail, as follows:

 

If the Company, to:

 

SSA Global Technologies, Inc.

500 West Madison Street

Chicago, Illinois 60661

Attention:  Board of Directors &
General Counsel

Telephone:

Fax:

 

And to:

 

Schulte Roth & Zabel LLP

919 Third Avenue

New York, NY  10022

	
  Attention:

  	
   

  	
  Robert B. Loper, Esq.

  
	
  Telephone:

  	
   

  	
  (212) 756-2000

  
	
  Fax:

  	
   

  	
  (212) 593-5955

  

 

If the
Executive, to the Executive’s home address reflected in the Company’s records.

 

5.             Governing Law, Dispute
Resolution and Venue.  This Agreement
shall be governed and construed in accordance with the laws of the State of New
York applicable to agreements made and not to be performed entirely within such
state, without regard to conflicts of laws principles.

 

The parties
agree irrevocably to submit to the exclusive jurisdiction of the federal courts
or, if no federal jurisdiction exists, the state courts, located in the City of
New York, Borough of Manhattan, for the purposes of any suit, action or other
proceeding brought by any party arising out of any breach of any of the
provisions of this Agreement and hereby waive, and agree not to assert by way of
motion, as a defense or otherwise, in any such suit, action, or proceeding, any
claim that it is not personally subject to the jurisdiction of the above-named
courts, that the suit, action or proceeding is brought in an inconvenient
forum, that the venue of the suit, action or proceeding is improper, or that
the provisions of this Agreement may not be enforced in or by such courts.  In addition, the parties agree to the waiver
of a jury trial.

 

6.             Assignability by the Company and
the Executive.  This Agreement, and
the rights and obligations hereunder, may not be assigned by the Company or the
Executive without written consent signed by the other party; provided that the Company
may assign the Agreement to any successor that continues the business of the Company
or purchases all or substantially all of the business and assets of the
Company.

 

7.             Counterparts.  This Agreement may be executed in
counterparts, each of which shall be deemed an original but all of which shall
constitute one and the same instrument.

 

3

 

8.             Headings.  The headings in this Agreement are for
convenience of reference only and shall not limit or otherwise affect the
meaning of terms contained herein.

 

9.             Severability.  If any term, provision, covenant or
restriction of this Agreement, or any part thereof, is held by a court of
competent jurisdiction of any foreign, federal, state, county or local
government or any other governmental, regulatory or administrative agency or
authority to be invalid, void, unenforceable or against public policy for any
reason, the remainder of the terms, provisions, covenants and restrictions of
this Agreement shall remain in full force and effect and shall in no way be
affected or impaired or invalidated.

 

10.           Tax Withholding.  The Company or other payor is authorized to
withhold from any benefit provided or payment due hereunder, the amount of
withholding taxes due to any federal, state or local authority in respect of
such benefit or payment and to take such other action as may be necessary in
the opinion of the Board of Directors of the Company to satisfy all obligations
for the payment of such withholding taxes.

 

11.           Prior Agreements.  Except as otherwise set forth herein, the
terms of any prior agreements between the Executive and the Company shall remain
in full force and effect. 

 

4

 

IN WITNESS WHEREOF, the Parties hereto, intending to be legally bound
hereby, have executed this Agreement as of the day and year first above
mentioned.

 

 

	
   

  	
  EXECUTIVE

  
	
   

  	
   

  
	
   

  	
  /s/ Michael
  E. Greenough

  	
   

  
	
   

  	
  Name:
  Michael E. Greenough

  
	
   

  	
   

  
	
   

  	
  SSA GLOBAL
  TECHNOLOGIES, INC.

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Kirk J.
  Isaacson

  	
   

  
	
   

  	
  Name: Kirk J.
  Isaacson

  
	
   

  	
  Title:
  Executive Vice President & General Counsel

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