Document:

Exhibit 10.19.1

  

  
    

    

    
      

      

      
        AMENDMENT TO MANAGEMENT SERVICES AGREEMENT

        

        

      

      This Amendment to the Management Services Agreement dated February 5 2015 by and between Tectonic Services,
        LLC, as manager (“Manager”), and Tectonic Advisors, LLC (“Advisors”) is entered into by and among the Manager, Advisors, Sanders Morris Harris LLC (“Sanders Morris”), Miller-Green Financial Services, LLC (“MG”) and HWG Insurance LLC (“HWG”).

      

      

      NOW, THEREFORE, IN CONSIDERATION OF THE MUTUAL PREMISES HEREIN AND OTHER GOOD AND VALUABLE CONSIDERATION, the Parties hereto
        hereby agree as follows:

      

         

      	1. 

            	

            	
              Sanders Morris, MG and HWG shall be added to the Agreement and the Manager shall serve as manager of each of Sanders Morris, MG and HWG.

            
	2. 

            	

            	
              The Manager shall provide the Services to each of Sanders Morris, MG and HWG (and shall continue providing the Services to the Company) in accordance
                with the terms of the Agreement;

            
	3. 

            	

            	
              Advisors hereby consents to the provision of the Services by the Manager to Sanders Morris, MG and HWG and the inclusion of Sanders Morris, MG and
                HWG as parties to the Agreement;

            
	4. 

            	

            	
              Section 2.1 of the Agreement shall be deleted in its entirety and replaced with the following Section 2.1

            

      

      

      
        2.1 Management Fee. In
          consideration of the Services to be rendered by the Manager hereunder, the Company, Sanders Morris, MG and HWG shall pay the Manager a monthly management fee in the amount of $15,000, $3,000, $1,000 and $1,000, respectively, which fees shall be
          payable in advance and each such party shall be responsible for the payment of Out-of-Pocket Expenses (defined in Section 2.2).

        

        

      

      
        	5. 

              	 	
                Notwithstanding anything to the contrary herein, the remaining terms, conditions and provisions of the Agreement shall remain in full force and
                  effect, enforceable against each of the parties hereto in accordance with their terms.

              

      

      
        

        

        This amendment is effective as of March 1, 2017, as agreed by the following:

        

        

        
          	
                  Tectonic Holdings, LLC

                	 
	 	 	 
	By: 

                	
                  Tectonic Services, LLC, its manager

                	 
	/s/ A. Haag Sherman	 
	 	
                  A. Haag Sherman, CEO

                	 

          
            
              
 

          

          	
                  Tectonic Advisors, LLC

                	 
	 	 	 
	By: 

                	
                  Tectonic Services, LLC, its manager

                	 
	/s/ A. Haag Sherman	 
	 	
                  A. Haag Sherman, CEO

                	 
	 	 	 
	
                  Sanders Morris Harris LLC

                	 
	 	 	 
	By: 

                	
                  Tectonic Services, LLC, its manager

                	 
	/s/ A. Haag Sherman	 
	 	
                  A. Haag Sherman, Vice President

                	 
	 	 	 
	
                  Miller-Green Financial Services LLC

                	 
	 	 	 
	By: 

                	
                  Tectonic Services, LLC, its manager

                	 
	/s/ A. Haag Sherman	 
	 	
                  A. Haag Sherman, Vice President

                	 
	 	 	 
	
                  HWG Insurance LLC

                	 
	 	 	 
	By: 

                	
                  Tectonic Services, LLC, its manager

                	 
	/s/ A. Haag Sherman	 
	 	
                  A. Haag Sherman, Vice PresidentExhibit 10.19.2

      

    

    
      SECOND AMENDMENT TO MANAGEMENT SERVICES AGREEMENT

      
         

        This Second Amendment to the Management Services Agreement dated February 5, 2015 by and between Tectonic Services, LLC as manager (“Manager”), Tectonic
          Advisors, LLC (“Advisors”), Sanders Morris Harris LLC (“Sanders Morris”), Miller-Green Financial Services LLC (“MG”) and HWG Insurance Agency LLC (“HWG”) is entered into by and among the Manager, Advisors, Sanders Morris, MG and HWG.

         

        NOW, THEREFORE, IN CONSIDERATION OF THE MUTUAL PREMISES HEREIN AND OTHER GOOD AND VALUABLE CONSIDERATION, the Parties hereto hereby agree as follows:

      

      
        

        

        

        	 	1.	Section 2.1 of the Agreement shall be deleted in its entirety and replaced with the
                  following Section 2.1

         

      

      2.1          
          Management Fee. In consideration of the Services to be rendered by the Manager hereunder, Advisors, Sanders Morris, MG, and HWG shall pay the Manger a monthly management fee in the amount of $15,000, $4,000, $1,000 and $1,000,
        respectively, which fees shall be payable in advance and each such party shall be responsible for the payment of Out-of-Pocket Expenses (defined in Section 2.2).

      
        

        

        
          	 	2.	Notwithstanding anything to the contrary herein, the remaining
                    terms, conditions and provisions of the Agreement shall remain in full force and effect, enforceable against each of the parties hereto in accordance with their terms.

        

        

        

      

      This second amendment is effective as of October 1, 2017, as agreed by the following:

    

    
      

      

      	 	
              Tectonic Holdings, LLC

            	 
	 	 	 	 
	 	
              By:

            	
              Tectonic Services, LLC, its Manager

            	 
	 	/s/ A. Haag Sherman	 
	 	  	
              A. Haag Sherman, CEO

            	 
	 	 	 
	 	
              Tectonic Advisors, LLC

            	 
	 	 	 	 
	 	 By:	 Tectonic Services, LLC, its Manager	 
	 	/s/ A. Haag Sherman	 
	 	 	 A. Haag Sherman, CEO	 

      
        
          
 

      

      	 	 	 	 
	 	
              Sanders Morris Harris LLC

            	 
	 	 	 	 
	 	
              By:

            	
              Tectonic Services, LLC, its Manager

            	 
	 	/s/ A. Haag Sherman	 
	 	 	
              A. Haag Sherman, Vice President

            	 
	 	 	 	 
	 	
              Miller-Green Financial Services LLC

            	 
	 	 	 	 
	 	
              By:

            	
              Tectonic Services, LLC, its Manager

            	 
	 	/s/ A. Haag Sherman	 
	 	 	
              A. Haag Sherman, Vice President

            	 
	 	 	 	 
	 	
              HWG Insurance Agency, LLC

            	 
	 	 	 	 
	 	
              By:

            	
              Tectonic Services, LLC, its Manager

            	 
	 	/s/ A. Haag Sherman	 
	 	 	
              A. Haag Sherman, Vice PresidentExhibit 10.20

    

    

    

    SUPPORT SERVICES AGREEMENT

    
      

      

      This Support Services Agreement (the “Agreement”)

        is entered into effective as of February 5, 2015 (the “Effective Date”), by and between Cain, Watters & Associates, P.L.L.C, a Texas professional limited
        liability company (“CWA”), and Tectonic Advisors, LLC, a Texas
        limited liability company (“Advisors”). CWA and Advisors are sometimes individually referred to herein as a “Party” and collectively as the “Parties.”

    

    
      

      

      RECITALS

    

    
      

      

      WHEREAS, prior to the Effective Date, the FMR (defined below) and CWA exchanged the Services (defined below); and

       

      WHEREAS, CWA desires to continue to provide certain support services to Advisors, and Advisors desires to continue to provide certain
        asset management services to CWA, on the terms and conditions more fully set forth herein.

       

      NOW, THEREFORE, in consideration of the mutual covenants and agreements contained herein, the Parties hereto agree as follows:

    

    
      

      

      1.           Agreement to Provide Services.

    

    
      

      

      (a)       CWA
          hereby agrees to provide to Advisors the support services in a format and scope similar to what existed prior to the Effective Date and described more fully in Appendix

              A, attached hereto and incorporated herein by reference (the “Support Services”), subject to the terms and conditions set forth herein.

       

      (b)      Advisors
          hereby agrees to provide to CWA the asset management services in a format and scope similar to what existed prior to the Effective Date and described more fully in Appendix B, attached hereto and incorporated herein by reference (“Management Services”). The Support Services and Management Services may be referred to collectively as the “Services”.

    

    
      

      

      2.           Term. The term of this Agreement shall commence on the
          Effective Date and continue thereafter until the earliest of:

    

    
      

      

      a.          a period mutually agreed
          between the Buyer (hereafter defined), Advisors and CWA after a Change of Control (hereafter defined) of Advisors; or

      

      

      b.          the dissolution or liquidation
          of either Party.

    

    
      

      

      A “Change of Control” of Advisors shall
        occur under the following circumstances: (i) the sale of Advisors (whether directly or indirectly), whether in a single or series of related transactions, to a third party buyer or (ii) the sale of all or substantially all of the assets of
        Advisors, whether in a single or series of transactions, to a third party buyer (in each case, a “Buyer”). In the event of such a sale, CWA and
        Advisors will negotiate with the Buyer to extend the term of this Agreement for a length of time necessary to address the interests of the Buyer in buying an ongoing business and provide a reasonable optimal price for the equityholders of Advisors.

    

    
      
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      3.           Compensation. In consideration for the
          Management Services rendered by Advisors to CWA under this Agreement, CWA agrees to provide the Support Services and also pay Advisors the fees and expenses as determined in accordance with Appendix C attached hereto (the “Asset Management Fee”).

       

      4.           Confidentiality. CWA and Advisors agree that all information communicated to each other during the term of this Agreement shall be received in strict confidence and shall be used only for purposes of performing the Services and that
          no such information shall be disclosed by CWA, Advisors, its agents or employees without the other’s prior written consent, except to the extent required to perform the Services. Additionally, CWA and Advisors agree to take all reasonable
          precautions to prevent the disclosure of such information to third parties, except as may be necessary under legal, accounting or regulatory laws or requirements.

       

      5.           Effect of Termination. Upon the
          termination of this Agreement, it is agreed by both Advisors and CWA that:

    

    

    

    
      (a)         All
          records in the possession of CWA pertaining to the operation of Advisors, together with all items of personal property owned by Advisors in CWA’s possession, shall be delivered to Advisors;

       

      (b)        All
          records in the possession of Advisors pertaining to the operation of CWA, together with all items of personal property owned by CWA in Advisors’s possession, shall be delivered to CWA;

       

      (c)         Any and
          all fees due and payable as of the termination date shall be due and payable by CWA to Advisors; and

       

      (d)        Neither
          CWA nor Advisors shall have any further right or authority to perform the Support Services.

    

    
      

      

      6.          Notices. All notices, requests, consents, claims,
          demands, waivers and other communications hereunder shall be in writing and shall be deemed to have been given: (a) when delivered by hand (with written confirmation of receipt); (b) when received by the addressee if sent by an internationally
          recognized overnight courier; (c) on the date sent by facsimile or electronic mail transmission of a PDF document (with confirmation of transmission in the case of facsimile) if sent during normal business hours of the recipient, and on the next
          business day if sent after normal business hours of the recipient; or (d) on the third day after the date mailed, by registered mail, return receipt requested, postage prepaid. Such communications must be sent to the respective Parties at the
          following addresses (or at such other address for a Party as shall be specified in a notice given in accordance with this Section 6):

      
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    Notices to Advisors:

    
      

      

      Tectonic Advisors, L.L.C.

    

    6900 N. Dallas Parkway, Suite 500

    Plano, Texas 75024

    Attention: Manager

    Facsimile: 972-663-3799

    Email: hsherman@shermanlp.com

    
      

        

      Notices to CWA:

    

    
      

      

      Cain, Walters & Associates, P.L.L.C. 

      6900 N. Dallas Parkway, Suite 500 

      Plano, Texas 75024

      Attention: Daniel C. Wicker 

      Facsimile: 972-663-3799 

      Email:  danw@cainwatters.com

    

    
      

      

      Notices to Sherman:

    

    
       

      Mr. A. Haag Sherman

    

    
      2520 Pelham Drive

      Houston, Texas 77019

    

    Facsimile: 972-663-3799

    Email:  hsherman@shermanlp.com

    
       

      7.           Relationship of the Parties.

    

    
       

      (a)           CWA is an independent contractor under this Agreement. Except as expressly set forth herein, CWA does not have the authority to, and CWA hereby agrees that it shall not, directly or indirectly, contract for any
          obligations of any kind in the name of or chargeable against Advisors without the prior written consent of Advisors. All persons providing services to Advisors shall be employees or independent contractors under the supervision of CWA, and shall
          not be employees of Advisors with respect to such services. As such, CWA shall furnish all materials, supplies and personnel necessary to perform its obligations as part of the Support Services, and CWA shall have the sole responsibility of
          paying the salaries, taxes and all other expenses relating to each employee of CWA, including those employees that provide services to Advisors pursuant to this Agreement.

       

      (b)          Advisors is an independent contractor under this Agreement. Except as expressly set forth herein, Advisors does not have the authority to, and Advisors hereby agrees that it shall not, directly or indirectly, contract for
          any obligations of any kind in the name of or chargeable against CWA without the prior written consent of CWA. All persons providing services to CWA shall be employees or independent contractors under the supervision of Advisors, and shall not be
          employees of CWA with respect to such services. As such, Advisors shall furnish all materials, supplies and personnel necessary to perform its obligations as part of the Support Services, and Advisors shall have the sole responsibility of paying
          the salaries, taxes and all other expenses relating to each employee of Advisors, including those employees that provide services to CWA pursuant to this Agreement.

    

    
      
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      (c)          On or about the Effective Date, A. Haag Sherman (“Sherman”) became the Chief Executive Officer and a member of the Board of
          Managers of Tectonic Services, LLC, a Texas limited liability company (“MGMT”),

          which is (i) the manager of Tectonic Holdings, LLC, a Texas limited liability company, which is the sole member of Advisors, and (ii) the manager of Advisors. The Parties acknowledge that Sherman would not have undertaken these positions with
          MGMT without CWA agreeing to continue to provide to Advisors the Services set forth herein. Therefore, the Parties hereby agree that Sherman shall be, and is hereby, named as an express third-party beneficiary of this Agreement, with full rights
          as such.

       

      8.           Assignment. Neither this Agreement, nor any rights or
          obligations hereunder, shall be assignable by either Party hereto unless approved in writing by the other Party and Sherman. CWA and Advisors retain the right to subcontract for performance of any portion of its duties hereunder by one or more
          third parties, provided that neither CWA nor Advisors shall be released from its liabilities and obligations hereunder without the express written consent of Sherman.

    

    
      

      

      9.           Successors and Assigns Bound. This Agreement shall be
          binding upon and inure to the benefit of the Parties and their respective permitted successors and assigns. In connection with the transactions contemplated by this Agreement, III:I Financial Management Research, L.P. (“FMR”) shall be converted from a Texas limited partnership to Advisors. The Parties
          hereto agree that this Agreement shall be binding on FMR and any successor thereto, including Advisors.

    

    
      

      

      10.         Amendments. No amendment or modification of this
          Agreement shall be valid or binding upon any Party hereto unless made in writing and signed by its duly authorized officer; provided, however, the Parties may not amend or terminate this Agreement without the prior written consent of Sherman.

       

      11.          Governing Law. The validity and effect of this Agreement
          and the rights and obligations of the Parties hereto shall be construed and determined in accordance with the laws of the State of Texas, without regard to conflict of laws principles.

       

      12.        Entire Agreement. This Agreement contains all of the
          terms agreed upon by the Parties with respect to the subject matter hereof, and supersedes all prior agreements, arrangements and communications between the Parties dealing with such subject matter, whether oral or written.

       

      13.          Severability. The provisions of this Agreement shall be
          deemed severable and the invalidity or unenforceability of any provision shall not affect the validity or enforceability of the other provisions hereof.

      
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      14.          Counterparts. This Agreement may be executed in two or
          more counterparts, each of which shall be deemed an original, but all of which when taken together shall constitute one and the same instrument.

       

      15.          Arbitration. Any dispute, controversy or claim arising
          under or relating to this Agreement or any breach or threatened breach hereof (an “Arbitrable Dispute”) shall be resolved exclusively by final and binding
          arbitration in the State of Texas administered by the American Arbitration Association pursuant to its Commercial Arbitration Rules. Any demand for arbitration shall be in writing, shall be served on the other Party in the manner prescribed
          herein for the giving of notices, and shall set forth a short statement of the factual basis for the claim, specifying the matter or matters to be arbitrated. The Arbitrable Dispute shall be heard by a three arbitrator panel. In a three member
          panel arbitration, each of the two Parties to the Arbitrable Dispute shall select one independent arbitrator expert in the subject matter of the Arbitrable Dispute from that Party’s list of three independent arbitrators after the other Party (or
          representative, if applicable) has had the opportunity to designate as objectionable and eliminate one arbitrator from the other’s list within seven days after submission thereof. The two arbitrators so selected by the Parties shall select a
          third independent arbitrator expert in the matter of the Arbitrable Dispute. Any arbitration pursuant hereto shall be conducted by the Arbitrators under the guidance of the Federal Rules of Civil Procedure and the Federal Rules of Evidence, but
          the Arbitrators shall not be required to comply strictly with such Rules in conducting any such arbitration. All such arbitration proceedings shall take place in the State of Texas. The fees and expenses of the Arbitrators and any related costs
          and expenses initially shall be borne equally by the two sides to the Arbitrable Dispute. The Arbitrators shall have the authority to award any remedy or relief that a state district court of the State of Texas could order or grant, including,
          without limitation, specific performance of any obligation created under this Agreement, the awarding of punitive damages, the issuance of an injunction, or the imposition of sanctions for abuse or frustration of the arbitration process. The
          Arbitrators shall render their decision and award in writing and counterpart copies thereof shall be delivered to each Party. The decision and award of the Arbitrators shall be binding on all Parties. In rendering such decision and award, the
          Arbitrators shall not add to, subtract from or otherwise modify the provisions of this Agreement. Any Party to the arbitration may seek to have judgment upon the award rendered by the Arbitrators entered in any court having jurisdiction thereof.
          Each Party agrees that it will not file any suit, motion, petition or otherwise commence any legal action or proceeding for any matter which is required to be submitted to arbitration as contemplated herein except in connection with the
          enforcement of an award rendered by the Arbitrators. Upon the entry of an order dismissing or staying any action or proceeding filed contrary to the preceding sentence, the Party which filed such action or proceeding shall promptly pay to the
          other Party the reasonable attorney’s fees, costs and expenses incurred by such other Party prior to the entry of such order.

    

    
       

      15.         Third-Party Beneficiaries. This Agreement is for the
          sole benefit of the Parties hereto and Sherman, and their respective successors and permitted assigns, and nothing herein, express or implied, is intended to or shall confer upon any other person any legal or equitable right, benefit or remedy of
          any nature whatsoever, under or by reason of this Agreement.

    

    
      
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      16.         No Strict Construction. The Parties to this Agreement
          have participated jointly in the negotiation and drafting of this Agreement. In the event an ambiguity or question of intent or interpretation arises, this Agreement will be construed as if drafted jointly by the Parties, and no presumption or
          burden of proof will arise favoring or disfavoring any Party by virtue of the authorship of any of the provisions of this Agreement.

    

    
       

      [Remainder of Page Intentionally Left Blank.]

    

    
      
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      IN WITNESS WHEREOF, the undersigned
        have caused this Agreement to be executed by their duly authorized representatives.

       

    

    	 	
            CWA:

          	 
	 	 	 
	 	
            CAIN, WATTERS & ASSOCIATES, P.L.L.C.

          	 
	 	 	 
		By:	/s/ Daniel C. Wicker

          	
	 	Name: 	
            Daniel C. Wicker

            

          	 
	 	Title:	Managing Member	 

     

    
      Signature Pages to

      Support Services Agreement

    

  

  
    
      
 

  

  
    
      	 	
              ADVISORS:

            	 
	 	 	 
	 	
              TECTONIC ADVISORS, LLC

            	 
	 	 	 	 	 
	
               

            	
              By:

            	
              Tectonic Services, LLC,

              its manager

            	
               

            
	 	 	 	 
	
               

            	
               

            	
              By:

            	/s/ A. Haag Sherman	
               

            
	
               

            	
               

            	
              Name:

            	
              A. Haag Sherman

            	
               

            
	
               

            	
               

            	
              Title:

            	
              Chief Executive Officer

            	
               

            

    

     

    Signature Pages to

    Support Services Agreement

    
      
        
 

    

    
    Appendix A

    
       

      Support Services to be Rendered by CWA

    

    

      CWA shall provide all of the services to Advisors that it has historically provided, at no cost to Advisors, which shall include (but not
        be limited to) the following:

    

    
      

      

      1.           Corporate Communications;

       

      2.           Compliance;

       

      3.           In-house Information Technology;

       

      4.           Administrative;

       

      5.           Finance and Accounting;

       

      6.           Public Relations Support; and

    

    
      

      

      7.           Such other support services as may be agreed
          to by the Parties either in writing, by oral agreement, or through Advisors’s receipt of benefits of such other services without reasonable timely objection by CWA.

      
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      Appendix B

      

        

      Management Services to be Rendered by Advisors

    

    
       

      Advisors shall provide all of the services to CWA that it has historically provided under the existing Agreement to Provide Financial
        Management Research Services effective January 15, 2006, which shall include (but not be limited to) the following:

    

    
      

      

      1.           Asset Management Services;

       

      2.           Investment Manager Oversight; and

    

    
      

      

      3.           Such other asset management services as may
          be agreed to by the Parties either in writing, by oral agreement, or through CWA’s receipt of benefits of such other services without reasonable timely objection by Advisors.

    

    

    
      9

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