Document:

Exhibit 10.1

 

SIXTH AMENDMENT TO

RIGHT OF FIRST REFUSAL AGREEMENT

AND

DUE DILIGENCE REIMBURSEMENT
AGREEMENT

 

THIS SIXTH AMENDMENT (this “Amendment”) TO THAT
RIGHT OF FIRST REFUSAL AGREEMENT AND DUE DILIGENCE REIMBURSEMENT AGREEMENT, (as
amended by five (5) mesne
amendments, the “Frame Agreement”) is made and entered into and
effective as of the 1st day of February, 2006, by and between FIRSTCITY FINANCIAL CORPORATION, a Delaware corporation (“FCFC”),
and FIRSTCITY SERVICING CORPORATION, a
Texas corporation (“Servicing”), on the one hand, and CARGILL FINANCIAL SERVICES CORPORATION, a Delaware
corporation (“CFSC”), and CFSC CAPITAL CORP. II, a
Delaware corporation (“CCCII”), on the other hand.

 

RECITALS

 

The parties to the Frame Agreement desire to extend
the term of the Frame Agreement from February 1, 2006 to March 1,
2006 on the terms and conditions herein contained.

 

NOW, THEREFORE, in good consideration of the
premises herein contained and other good and valuable consideration, the
receipt and sufficiency of which are hereby acknowledged, the parties,
intending to be legally bound, agree as follows:

 

ARTICLE I

Definitions

 

1.01                        Capitalized terms used in this
Amendment are defined in the Frame Agreement, as amended hereby, unless
otherwise stated.

 

ARTICLE II

Amendments

 

2.01                        Extension
of Term of Agreement.  The
Termination Date in Article 1 of the Frame Agreement is February 1,
2006.  FCFC and Servicing provided
written notice to CFSC and CCCII on July 22, 2005, that the Termination
Date under the Frame Agreement would not be automatically extended for an
additional year.  FCFC, Servicing, CFSC
and CCCII agree to extend the term of the Frame Agreement to March 1,
2006, on which date the Frame Agreement will automatically terminate without
further notice or action by any party unless the parties further extend the
term of the Frame Agreement as may be agreed to in writing by all parties to
this Agreement.

 

 

ARTICLE III

No Waiver

 

3.01                        Except as otherwise specifically
provided for in this Amendment, nothing contained herein shall be construed as
a waiver by any party hereto of any covenant or provision of the Frame
Agreement, this Amendment or of any other agreement between or among any of the
parties to the Frame Agreement; and any party’s failure at any time or times
hereafter to require strict performance by any other party of any provision
thereof shall not waive, affect or diminish any right of such party to
thereafter demand strict compliance therewith.

 

ARTICLE IV

Ratifications, Representations
and Warranties

 

4.01                        Ratifications.  The terms and provisions set forth in this Amendment
shall modify and supersede all inconsistent terms and provisions set forth in
the Frame Agreement, and, except as expressly modified and superseded by this
Amendment, the terms and provisions of the Frame Agreement are ratified and
confirmed and shall continue in full force and effect.  The parties hereto agree that the Frame
Agreement, as amended hereby, shall continue to be legal, valid, binding and
enforceable in accordance with its terms.

 

4.02                        Representations and Warranties. 
Each party hereto hereby represents and warrants to each other party
hereto that (a) the execution, delivery and performance of this Amendment
has been authorized by all requisite corporate action on the part of such party
and will not violate the articles of incorporation or bylaws of such party; and
(b) such party is in full compliance with all covenants and agreements
contained in the Frame Agreement, as amended hereby.

 

ARTICLE V

Miscellaneous Provisions

 

5.01                        Severability.  Any provision of this Amendment held by a court of
competent jurisdiction to be invalid or unenforceable shall not impair or
invalidate the remainder of this Amendment and the effect thereof shall be
confined to the provision so held to be invalid or unenforceable.

 

5.02                        Transferability of
Agreement.  This Amendment shall be binding upon
the parties hereto and their respective successors and permitted assigns.

 

5.03                        Counterparts. 
This Amendment may be executed in one or more counterparts, each of
which when so executed shall be deemed to be an original, but all of which when
taken together shall constitute one and the same instrument.

 

5.04                        Effect of Waiver. 
No consent or waiver, express or implied, by any party hereto to or for any
breach of or deviation from any covenant or condition by any other

 

2

 

party hereto shall be deemed a consent to or waiver of any
other breach of the same or any other covenant, condition or duty.

 

5.05                        Headings. 
The headings, captions, and arrangements used in this Amendment are for
convenience only and shall not affect the interpretation of this Amendment.

 

5.06                        Applicable Law.  THIS AMENDMENT AND ALL OTHER AGREEMENTS
EXECUTED PURSUANT HERETO SHALL BE DEEMED TO HAVE BEEN MADE AND TO BE
PERFORMABLE IN AND SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE
LAWS OF THE STATE OF TEXAS.

 

5.07                        Final Agreement.  THE FRAME AGREEMENT, AS AMENDED HEREBY,
REPRESENTS THE ENTIRE EXPRESSION OF THE PARTIES WITH RESPECT TO THE SUBJECT
MATTER THEREOF ON THE DATE THIS AMENDMENT IS EXECUTED.  THE FRAME AGREEMENT, AS AMENDED HEREBY, MAY NOT
BE CONTRADICTED BY EVIDENCE OF PRIOR, CONTEMPORANEOUS OR SUBSEQUENT ORAL
AGREEMENTS OF THE PARTIES.  THERE ARE NO
UNWRITTEN ORAL AGREEMENT BETWEEN THE PARTIES. 
NO MODIFICATION, RESCISSION, WAIVER, RELEASE OR AMENDMENT OF ANY
PROVISION OF THIS AMENDMENT SHALL BE MADE, EXCEPT BY A WRITTEN AGREEMENT SIGNED
BY THE PARTIES HERETO.

 

[Signature Page Follows]

 

3

 

Executed as of the date first indicated above.

 

	
   

  	
  FIRSTCITY FINANCIAL CORPORATION

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
  Name:

  	
  James T. Sartain

  
	
   

  	
  Title:

  	
  President

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  FIRSTCITY SERVICING CORPORATION

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
  Name:

  	
  James C. Holmes

  
	
   

  	
  Title:

  	
  Executive Vice President

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  CARGILL FINANCIAL SERVICES

  
	
   

  	
  CORPORATION

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
  Name:

  	
  E. Gerald O’Brien II

  
	
   

  	
  Title:

  	
  Senior Vice President

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  CFSC CAPITAL CORP. II

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
  Name:

  	
  E. Gerald O’Brien II

  
	
   

  	
  Title:

  	
  Senior Vice President

  
				

 

 

Signature Page to Sixth Amendment to Right of
First Refusal Agreement and Due Diligence Reimbursement Agreement

 

4Exhibit 4.3

 

	
  

  

  COMMON STOCK
INCORPORATED UNDER THE LAWS

  OF THE STATE OF GEORGIA

  	
  

   

  FIDELITY NATIONAL

  INFORMATION SERVICES

  FIDELITY NATIONAL INFORMATION SERVICES,
  INC.

   

   

  	
   

  

  THIS CERTIFICATE IS TRANSFERABLE EITHER IN ATLANTA, GEORGIA

  OR IN NEW YORK, NEW YORK

  

  SEE REVERSE FOR CERTAIN DEFINITIONS

  
	
   

  	
   

  	
  CUSIP 31620M 10 6

  
	
  THIS
  CERTIFIES THAT

  	
   

  	
   

  
	
   

  
	
  SPECIMEN

  
	
   

  
	
  IS THE OWNER
  OF

  
	
   

  	
   

  	
   

  
	
  FULLY PAID AND NON-ASSESSABLE SHARES WITH
  THE PAR VALUE OF

  $.01 EACH OF THE COMMON STOCK OF

  
	
   

  	
   

  	
   

  
	
  Fidelity
  National Information Services, Inc. transferable on the books of the Company
  in person on by duly authorized attorney, upon the surrender of this
  certificate properly endorsed.  The
  Articles of Incorporation of the Company authorize the issuance of preferred stock.  The shares represented hereby will be
  subordinate to any outstanding shares of preferred stock issued pursuant to
  such authority with respect to dividends and amounts payable on
  liquidation.  This certificate is not
  valid unless countersigned by the Transfer Agent and registered by the
  Registrar.

   

  Witness
  the facsimile seal of the Company and the facsimile signatures of its duly
  authorized officers.

  
	
   

  	
   

  	
   

  
	
  Dated:

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  /s/ Todd C.
  Johnson

  	
   

  	
  /s/ Lee A. Kennedy

  
	
  SECRETARY

  	
   

  	
  PRESIDENT AND CHIEF

  EXECUTIVE OFFICER

  
	
   

  	
   

  	
   

  
	
  [SEAL]

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  COUNTERSIGNED
  AND REGISTERED:

  
	
   

  	
   

  	
   

  	
  SUNTRUST
  BANK

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  TRANSFER AGENT

  AND REGISTRAR

  
	
   

  	
   

  	
  By

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  AUTHORIZED OFFICER

  
					

 

 

FIDELITY NATIONAL INFORMATION SERVICES, INC.

 

The Company
will furnish without charge to each shareholder who so requests, the designations,
preferences and relative, participating, optional or other special rights of
each class of stock or series thereof and the qualifications, limitations or
restrictions of such preferences and/or rights. 
Any such request should be addressed to the Secretary of Fidelity
National Information Services, Inc. or to the Transfer Agent named on the face
of this certificate.

 

The following
abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to
applicable laws or regulations:

 

	
  TEN COM 

  	
  –

  	
  as tenants
  in common

  	
   

  	
  UNIF GIFT
  MIN ACT–

  	
   

  	
  Custodian

  	
   

  
	
  TEN ENT

  	
   

  	
  as tenants
  by the entireties

  	
   

  	
   

  	
  (Cust)

  	
   

  	
  (Minor)

  
	
  JT TEN  

  	
  –

  	
  as joint
  tenants with right

  	
   

  	
   

  	
  Under
  Uniform Gifts to

  
	
   

  	
   

  	
  of survivorship
  and not as

  	
   

  	
   

  	
  Minors Act

  	
   

  	
   

  
	
   

  	
   

  	
  tenants in
  common

  	
   

  	
   

  	
   

  	
  (State)

  	
   

  
										

 

Additional abbreviations may also be used though not in the above list.

 

For value
received                                                                    
hereby sell, assign and transfer unto

 

     PLEASE
INSERT SOCIAL SECURITY OR

OTHER IDENTIFYING NUMBER OF
ASSIGNEE

 

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF
ASSIGNEE)

 

 

 

                                                                                                                                                 shares
of the capital stock represented by the within Certificate; and do hereby
irrevocably constitute and appoint

 

                                                                                                                                                     Attorney
to transfer the said stock on the books of the within named Company with full
power of substitution in the premises.

 

	
  Dated

  	
   

  	
   

  

 

	
   

  	
   

  
	
  NOTICE:

  	
  THE
  SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON
  THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR
  ENLARGEMENT OR ANY CHANGE WHATEVER.

  

 

 

	
   

  	
   

  
	
  SIGNATURE(S) GUARANTEED:

  	
  THE
  SIGNATURES(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS,
  STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP
  IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C.
  RULE 17Ad-15.

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