Document:

Exhibit 4.1 - Specimen Stock Certificate.

Exhibit 4.1

 

	 	 	 
	
Number
	 	
Shares

	 	
PRINCIPLE SECURITY INTERNATIONAL, INC.
	 
	 	
INCORPORATED UNDER THE LAWS OF THE STATE OF
	 
	 	
NEVADA 100,000,000 SHARES COMMON STOCK AUTHORIZED,
	 
	 	
$0.00001 PAR VALUE
	 
	 	 	 
	 	 	
CUSIP_______

	 	 	
SEE REVERSE

	 	 	
FOR

	
This
	 	
CERTAIN

	
certifies
	 	
DEFINITIONS

	
that
	 	 
	
is the owner of
	 	 
	 	 	 
	 	 	 
	 	
FULLY PAID AND NON-ASSESSABLE
	 
	 	
SHARES OF COMMON STOCK OF
	 
	 	 	 
	 	 	 
	 	
PRINCIPLE SECURITY INTERNATIONAL, INC.
	 
	 	
transferable on the books of the corporation in person or by duly
	 
	 	
authorized attorney upon surrender of this certificate properly
	 
	 	
endorsed.  This certificate and the shares represented hereby
	 
	 	
are subject to the laws of the State of Nevada, and to the
	 
	 	
Articles of Incorporation and Bylaws of the Corporation,
	 
	 	
as now or hereafter amended.  This certificate is not valid
	 
	 	
unless countersigned by the Transfer Agent.  WITNESS
	 
	 	
the facsimile seal of the Corporation and the signature
	 
	 	
of its duly authorized officers
	 
	 	 	 
	 	 	 
	 	 	 
	 	 	 
	 	 	 
	 	 	 
	 	 	 
	 	 	 
	 	 	 
	
PRESIDENT
	
[SEAL]
	
SECRETARY

 

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations.

	
TEN COM
	
as tenants in common
	
UNIF GIFT MIN ACT
	
____________
	
Custodian
	
____________

	
TEN ENT
	
as tenants by the entireties
	 	
(Cust)
	 	
(Minor)

	
JT TEN
	
as joint tenants with the right of
	
Act
	
_________________________________

	 	
survivorship and not as tenants
	 	
(State)

	 	
in common
	 	 

Additional abbreviations may also be used though not in the above list.

	
For value received, ______________________________________ hereby sell, assign and transfer unto

	 	
PLEASE INSERT SOCIAL SECURITY OR OTHER
	 
	 	
IDENTIFYING NUMBER OF ASSIGNEE
	 
	 
	
_____________________________________________________________________________________

	
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE OF ASSIGNEE)

	 
	
_____________________________________________________________________________________

	 
	
_____________________________________________________________________________________

	 
	
_____________________________________________________________________________________

	 
	
_____________________________________________________________________________ shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

	 
	
_____________________________________________________________________________, Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

	 
	
Dated _______________________

	 
	
X ________________________________________________________________________________

	
THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THIS CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER.  THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, Stockbrokers, Savings and Loan Associations and Credit Unions)

 

SIGNATURE GUARANTEED:

 

 

TRANSFER FEE WILL APPLYPLACEMENT AGENCY AGREEMENT

PLACEMENT AGENCY AGREEMENT

 

THIS AGREEMENT ("Agreement") is made as of the 27th
day of July 2006, by and between Coffee Pacifica, a Nevada corporation (the "Company"),
and JPC Capital Partners, Inc., a Delaware corporation (the "Agent").

WITNESSETH:

WHEREAS, the Company desires to consider strategic
alternatives available to it which include, but are not limited to, issuing and
selling equity and/or debt of the Company in the amount of up to and including
$2,500,000.00; and

WHEREAS, the Agent has offered to assist the Company in the
procurement, if necessary, of potential purchasers of the Company's equity
and/or debt, and the Company desires to secure the services of the Agent on the
terms and conditions hereinafter set forth.

AGREEMENT

NOW, THEREFORE, in consideration of the premises and the
mutual promises, conditions and covenants herein contained, the parties hereto
do hereby agree as follows:

1. Engagement of Agent. The Company hereby appoints
the Agent as exclusive Agent to procure potential purchasers of the Company's
equity and/or debt (the "Agent Services"). The Agent, on the basis of the
representations and warranties herein contained, but subject to the terms and
conditions herein set forth, accepts such appointment. This appointment shall be
irrevocable for the period commencing as of the date hereof and ending upon the
termination of the Agreement in accordance with Section 7 hereof (the "Term").

2. Representations and Warranties of the Company. In
order to induce the Agent to enter into this Agreement, the Company hereby
represents and warrants to and agrees with the Agent as follows:

(a) Accuracy of Information. All information provided
by the Company to the Agent regarding the Company is true and does not omit any
material fact necessary to make such information, in light of the circumstances
under which it was delivered, not misleading. If during the Term, any event
occurs or any event known to the Company relating to or affecting the Company
and/or the Agent shall occur as a result of which the information provided to
the Agent becomes incorrect or misleading, the Company shall inform the Agent of
such occurrence within a reasonable period of time. 

(b) No Defaults. The execution and delivery of this
Agreement, and the consummation of the transactions herein contemplated, and
compliance with the terms of this Agreement will not conflict with or result in
a material breach of any of the terms, conditions or provisions of, or
constitute a default under, the Articles of Incorporation or By-Laws of the
Company (in any respect that is material to the Company), any material note,
indenture, mortgage, deed of trust, or other agreement or instrument to which
the Company is a party or by which the Company or any property of the Company is
bound, or to the Company's knowledge, any existing law, order, rule, regulation,
writ, injunction or decree of any government, governmental instrumentality,
agency or body, arbitration tribunal or court, domestic or foreign, having
jurisdiction over the Company or any property of the Company.

(c) Incorporation and Authorization. The Company is
duly formed and validly existing in good standing as a corporation under the
laws of the State of its incorporation. The execution and delivery by the
Company of this Agreement have been duly authorized by all necessary action, and
this Agreement is the valid, binding and legally enforceable obligation of the
Company.

3. Representations and Warranties of the Agent. In
order to induce the Company to enter into this Agreement, the Agent hereby
represents and warrants to and agrees with the Company as follows:

(a) No Defaults. The execution and delivery of this
Agreement, and the consummation by the Agent of the transactions herein
contemplated, and the compliance by the Agent with the terms of this Agreement
will not conflict with or result in a breach of any of the terms, conditions or
provisions of, or constitute a default under, the Articles of Incorporation or
By-Laws of the Agent (in any respect that is material to the Agent), any
material note, indenture, mortgage, deed of trust, or other agreement or
instrument to which the Agent is a party or by which the Agent or any property
of the Agent is bound, or to the Agent's knowledge, any existing law, order,
rule, regulation, writ, injunction or decree of any government, governmental
instrumentality, agency or body, arbitration tribunal or court, domestic or
foreign, having jurisdiction over the Agent or any property of the Agent.

(b) Incorporation and Authorization. The Agent is duly
formed and validly existing in good standing as a corporation under the laws of
the State of its incorporation. The execution and delivery by the Agent of this
Agreement have been duly authorized by all necessary action, and this Agreement
is the valid, binding and legally enforceable obligation of the Agent.

(c) Registered Broker Dealer. The Agent is duly
registered and qualified as a broker dealer in such jurisdictions and with such
regulatory bodies as is necessary in order to legally carry out the Agent
Services.

4. Placement Fee. The Company shall pay the Agent a
fee of eight percent (8%) of the gross subscription proceeds of an equity and/or
debt offering by the Company from purchasers procured by the Agent; provided the
subscriptions are accepted by the Company. The Company shall also issue, within
ten days of the closing of each financing completed as a
direct result of the Agent Services under this Agreement, 144 shares of
common stock in an amount equal to seven shares of the Company's common stock
for every one hundred shares effectively sold by the Agent in conjunction with
such offering and with piggy-back registration rights. 

 

 

 

 

 

5. Non-Circumvention. The
Company hereby agrees as follows:

(a) The Company agrees to maintain the confidentiality of the
Agent's clients, except as required by applicable law. Such clients shall be
those entities or individuals that the Agent has procured for investment in the
Company (the "Clients"), regardless of whether or not the Company accepts
a subscription from such entity or individual. For a period of three years from
the termination of this Agreement, the Company will not solicit or enter into
any transaction covered by this Agreement with the Clients without the written
consent of the Agent and payment to the Agent compensation no less than the
compensation to be paid to the Agent hereunder. 

(b) In the event that the Company breaches Section 5(a) of
this Agreement, the Agent shall be entitled to receive compensation in the same
proportion to the transaction done without the Agent's participation as the
compensation to the Agent under this Agreement bears to the transaction.

6. Indemnification.

(a) The Company agrees to indemnify and hold harmless the
Agent and the Agent's employees, accountants, attorneys and agents (the 
"Agent's Indemnitees") against any and all losses, claims, damages or
liabilities, joint or several, to which they or any of them may become subject
under any statute or at common law for any legal or other expenses (including
the costs of any investigation and preparation) incurred by them in connection
with any litigation, whether or not resulting in any liability, but only insofar
as such losses, claims, damages, liabilities and litigation arise out of or are
based upon a breach of this Agreement; provided, however, that the
indemnity agreement contained in this Section 6(a) shall not apply to amount
paid in settlement of any such litigation, if such settlements are made without
the consent of the Company, nor shall it apply to the Agent's Indemnitees in
respect to any such losses, claims, damages or liabilities arising out of or
based upon any breach on their part of this Agreement. This indemnity is in
addition to any other liability the Company may otherwise have to the Agent's
Indemnitees. 

(b) The Agent agrees, in the same manner and to the same
extent as set forth in Section 6(a) above, to indemnify and hold harmless the
Company and the Company's employees, accountants, attorneys and agents (the 
"Company's Indemnitees") with respect to any breach of any representation,
warranty or covenant made by the Agent in this Agreement.

7. Termination.

(a) Either party may terminate this Agreement upon thirty
(30) days' prior written notice.

(b) Any termination of this Agreement pursuant to this
Section shall be without liability of any character (including, but not limited
to, loss of anticipated profits or consequential damages) on the part of any
party thereto, except that the Company shall remain obligated to pay the costs
and expenses provided to be paid by it specified in Sections 4 and 5 and that
have been earned by the Agent up to the date of such termination; and the
Company and the Agent shall be obligated to pay, respectively, all losses,
claims, damages or liabilities, joint or several, under Section 6 hereof.

8. Right of First Refusal. Upon the closing of an
offering completed as a direct result of the Agent Services under this
Agreement, the Agent shall have the right to act as the exclusive agent for any
future equity and/or debt offerings by the Company within one years of the
closing of the latest offering contemplated by this Agreement. 

9. Miscellaneous. 

(a) Notice. Whenever notice is required by the
provisions of this Agreement to be given to the Company, such notice shall be in
writing, addressed to the Company, at:

If to Company: Coffee Pacifica, Inc.

_____________________

_____________________

Attn: Shailen Singh

            Fax: _______________

            

          
        
      
    
  

Whenever notice is required by the provisions of this
Agreement to be given to the Agent, such notice shall be given in writing,
addressed to the Agent, at:

If to the Agent: JPC Capital Partners, Inc.

    3440 Preston Ridge Road

              
            
          
        
      
    
  

Suite 600

Alpharetta, GA 30005

                Attn: John Canouse

                Fax: 770-521-0259

              
            
          
        
      
    
  

(b) Governing Law. The validity, interpretation, and
construction of this Agreement will be governed by the Laws of the State of
Georgia. 

(c) Counterparts. This Agreement may be executed in
any number of counterparts, each of which may be deemed an original and all of
which together will constitute one and the same instrument.

(d) Confidential Information. All confidential
financial or business information (except publicly available or freely usable
material otherwise obtained from another source) respecting either party will be
used solely by the other party in connection with the within transactions, be
revealed only to employees or contractors of such other party who are necessary
to the conduct of such transactions, and be otherwise held in strict confidence.

[signature page follows]

IN WITNESS WHEREOF, the parties hereto have duly caused this
Agreement to be executed as of the day and year first above written.

 

 

COMPANY

Coffee Pacifica

By: _________________________ 

Name: Shailen Singh

Title: Chairman & President

 

 

AGENT

JPC Capital Partners, Inc.

By: _________________________ 

Name: John C. Canouse

Title: CEO

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00128-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00128-of-00352.parquet"}]]