Document:

Form of 6.125% Notes

 EXHIBIT 4.2 
 THIS SECURITY IS AN UNSECURED SENIOR DEBT OBLIGATION OF MATTEL, INC. THIS SECURITY IS NOT A DEPOSIT OR SAVINGS ACCOUNT AND IS NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION OR ANY OTHER GOVERNMENTAL
AGENCY OR INSTRUMENTALITY. 
 THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS
REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER
THAN SUCH DEPOSITARY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE. 
 UNLESS THIS CERTIFICATE
IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION (“DTC”), TO MATTEL, INC., OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE
NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER,
PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN. 

 MATTEL, INC. 
 6.125% Senior Notes due June 15, 2011 
  

			
	 No. 001
 CUSIP NO. 577081AR3
 ISIN NO. US 577081AR32
	 	 $200,000,000

 MATTEL, INC., a corporation duly organized and existing under the laws of the State of Delaware
(herein called the “Company,” which term includes any successor Person under the Indenture hereinafter referred to), for value received, hereby promises to pay to Cede & Co., or registered assigns, the principal sum of Two Hundred
Million Dollars ($200,000,000) on June 15, 2011, and to pay interest thereon from June 13, 2006 or from the most recent Interest Payment Date to which interest has been paid or duly provided for, semi-annually on June 15 and
December 15 in each year (each such date, an “Interest Payment Date”), commencing December 15, 2006. Interest will accrue at the rate of 6.125% per annum, until the principal hereof is paid or made available for payment. The
interest so payable, and punctually paid or duly provided for, on any Interest Payment Date will, as provided in such Indenture, be paid to the Person in whose name this Security (or one or more Predecessor Securities) is registered at the close of
business on the Regular Record Date for such interest, which shall be the May 31 or November 30 (whether or not a Business Day), as the case may be next preceding such Interest Payment Date. Any such interest not so punctually paid or duly provided
for will forthwith cease to be payable to the Holder on such Regular Record Date and may either be paid to the Person in whose name this Security (or one or more Predecessor Securities) is registered at the close of business on a Special Record Date
for the payment of such Defaulted Interest to be fixed by the Trustee, notice whereof shall be given to Holders of Securities of this series not less than 10 days prior to such Special Record Date, or be paid at any time in any other lawful manner
not inconsistent with the requirements of any securities exchange on which the Securities of this series may be listed, and upon such notice as may be required by such exchange, all as more fully provided in said Indenture. 
 Interest on this Security shall be calculated on a pro rata basis using twelve 30-day months and a 360-day year. 
 In the event that an Interest Payment Date is not a Business Day, interest will be paid on the next day that is a Business Day, with the same force and
effect as if made on the Interest Payment Date, and without any interest or other payment with respect to the delay. If the date of Stated Maturity for the principal falls on a day that is not a Business Day, the payment of the principal amount of
this Security will be made on the next succeeding Business Day and no interest will accrue for the period from and after such date of Stated Maturity. “Business Day,” with respect to this Security, is a day other than a Saturday, a Sunday
or any other day on which banking institutions in The City of New York generally are authorized or required by law or executive order to close. 
 The Trustee shall act as Paying Agent with respect to the Securities of this series. 
 Payment of the principal of and interest on
this Security will be made at the office or agency of the Company maintained for that purpose in the City and State of New York, or at such other agency as the Company may determine, in such coin or currency of the United States of America as at the
time of payment is legal tender for payment of public and private debts; provided, however, that at the option of the 

  

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Company payment of interest may be made by check mailed to the address of the Person entitled thereto as such address shall appear in the Security Register.

 Reference is hereby made to the further provisions of this Security set forth on the reverse hereof, which further provisions shall for
all purposes have the same effect as if set forth at this place. 
 All terms used in this Security which are defined in the Indenture shall
have the meanings assigned to them in the Indenture. 
 Unless the certificate of authentication hereon has been executed by the Trustee
referred to on the reverse hereof, directly or through an Authenticating Agent, by manual signature of an authorized signatory, this Security shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose.

  

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 IN WITNESS WHEREOF, the Company has caused this instrument
to be duly executed under its corporate seal. 
 Dated: June 13, 2006 
  

			
	MATTEL, INC.
		
	By	 	  
		 	 Name:
 Title:

 This is one of the Securities of the series designated therein referred to in the
within-mentioned Indenture. 
 Dated: June 13, 2006 
  

			
	 J.P. MORGAN TRUST COMPANY,
 NATIONAL
ASSOCIATION 
 As Trustee 

		
	By	 	  
		 	Authorized Officer

  

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 [Form of Reverse of Note] 
 This Security is one of a duly authorized issue of securities of the Company (herein called the “Securities”), issued and to be issued in one or more series under a Senior Debt Indenture, dated as of
February 15, 1996 (herein called the “Indenture”, which term shall have the meaning assigned to it in such instrument), between the Company and J.P. Morgan Trust Company, National Association, as Trustee (herein called the
“Trustee,” which term includes any successor trustee under the Indenture), and reference is hereby made to the Indenture for a statement of the respective rights, limitations of rights, duties and immunities thereunder of the Company, the
Trustee and the Holders of the Securities and of the terms upon which the Securities are, and are to be, authenticated and delivered. This Security is one of the series designated on the face hereof. 
 The Company may redeem all or part of the Securities herein issued at any time at its option at a redemption price equal to the greater of (1) the
principal amount of the Securities being redeemed plus accrued interest to the redemption date and (2) a “Make Whole Amount” based on the yield of a comparable U.S. Treasury security. 
 “Make Whole Amount” shall mean the sum as determined by a “Quotation Agent” of the present values of the principal amount of the
Securities to be redeemed, together with scheduled payments of interest (exclusive of interest to the redemption date) from the redemption date to the stated maturity of the Securities, in each case discounted to the redemption date on a semi-annual
basis, assuming a 360-day year consisting of twelve 30-day months, at the “Adjusted Treasury Rate,” plus accrued interest on the principal amount of the notes being redeemed to the redemption date. 
 “Adjusted Treasury Rate” means, with respect to any redemption date, (i) the yield, under the heading which represents the average for the
immediately preceding week, appearing in the most recently published statistical release designated “H.15 (519)” or any successor publication which is published weekly by the Board of Governors of the Federal Reserve System and which
establishes yields on actively traded United States Treasury securities adjusted to constant maturity under the caption “Treasury Constant Maturities,” for the maturity corresponding to the “Comparable Treasury Issue” (if no
maturity is within three months before or after the remaining term of the notes, yields for the two published maturities most closely corresponding to the Comparable Treasury Issue shall be determined and the Adjusted Treasury Rate shall be
interpolated or extrapolated from such yields on a straight line basis, rounding to the nearest month) or (ii) if such release (or any successor release) is not published during the week preceding the calculation date or does not contain such
yields, the rate per year equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue assuming a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the “Comparable
Treasury Price” for such redemption date, in each case calculated on the third business day preceding the redemption date, plus 0.20%. 
 “Comparable Treasury Issue” means the United States Treasury security selected by the Quotation Agent as having a maturity comparable to the remaining term from the redemption date to the stated maturity of the notes that would be
utilized, at the 

  

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time of selection and in accordance with customary financial practice, in pricing new issues of corporate debt securities of comparable maturity to the
remaining term of the notes. 
 “Comparable Treasury Price” means, with respect to any redemption date, if clause (ii) of the
definition of Adjusted Treasury Rate is applicable, the average of three, or such lesser number as is obtained by the Trustee, Reference Treasury Dealer Quotations for such redemption date. 
 “Quotation Agent” means one Reference Treasury Dealer selected by the Company. 
 “Reference Treasury Dealers” means Banc of America Securities LLC and Citigroup Global Markets Inc. and any successor thereto or any other
primary United States Government securities dealers selected by us the Company. 
 “Reference Treasury Dealer Quotations” means,
with respect to each Reference Treasury Dealer and any redemption date, the average, as determined by a Reference Treasury Dealer, of the bid and asking prices for the Comparable Treasury Issue, expressed in each case as a percentage of its
principal amount, quoted in writing to the trustee by such Reference Treasury Dealer at 5:00 p.m., New York City time, on the third business day preceding such redemption date. 
 Notice of redemption will be given by mail to Holders of Securities, not less than 30 nor more than 60 days prior to the date fixed for redemption, all
as provided in the Indenture. 
 In the event of redemption of this Security in part only, a new Security of this series and of like tenor
for the unredeemed portion hereof will be issued in the name of the Holder hereof upon the cancellation hereof. 
 There is no sinking fund
for the Securities of this series. 
 The Indenture contains provisions for defeasance at any time of the entire indebtedness on this
Security or certain restrictive covenants and Events of Default with respect to this Security, in each case, upon compliance with certain conditions set forth in the Indenture. 
 The Securities do not have the benefit of any sinking fund obligations. 
 If an Event of Default with respect to Securities of this series shall occur and be continuing, the principal of the Securities of this series may be declared due and payable in the manner and with the effect provided
in the Indenture. 
 The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the modification of the
rights and obligations of the Company and the rights of the Holders of the Securities of each series to be affected under the Indenture at any time by the Company and the Trustee with the consent of the Holders of a majority in principal amount of
the Securities at the time Outstanding of each series to be affected. The Indenture also contains provisions permitting the Holders of specified percentages in principal amount of the Securities of each series at the time Outstanding, 

  

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on behalf of the Holders of all Securities of such series, to waive compliance by the Company with certain provisions of the Indenture and certain past
defaults under the Indenture and their consequences. Any such consent or waiver by the Holder of this Security shall be conclusive and binding upon such Holder and upon all future Holders of this Security and of any Security issued upon the
registration of transfer hereof or in exchange herefor or in lieu hereof, whether or not notation of such consent or waiver is made upon this Security. 
 As set forth in, and subject to, the provisions of the Indenture, no Holder of any Security of this series will have any right to institute any proceeding with respect to the Indenture, this Security or for any remedy
thereunder, unless (i) such Holder shall have previously given to the Trustee written notice of a continuing Event of Default with respect to the Securities of this series, (ii) the Holders of not less than 25% in principal amount of the
Outstanding Securities of this series shall have made written request, and offered reasonable indemnity, to the Trustee to institute such proceeding as trustee, and (iii) the Trustee shall not have received from the Holders of a majority in
principal of the Outstanding Securities of this series a direction inconsistent with such request and shall have failed to institute such proceeding within 60 days; provided, however, that such limitations do not apply to a suit instituted by the
Holder hereof for the enforcement of payment of the principal or any interest on this Security on or after the respective due dates expressed herein. 
 No reference herein to the Indenture and no provision of this Security or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of and any
premium and interest on this Security at the times, place and rate, and in the coin or currency, herein prescribed. 
 The Securities of this
series are issuable only in registered form without coupons in denominations of $1,000 and any integral multiple thereof. As provided in the Indenture and subject to certain limitations therein set forth, Securities of this series are exchangeable
for a like aggregate principal amount of Securities of this series and of like tenor of a different authorized denomination, as requested by the Holder surrendering the same. 
 No service charge shall be made for any such registration of transfer or exchange, but the Company may require payment of a sum sufficient to cover any
tax or other governmental charge payable in connection therewith. 
 Prior to due presentment of this Security for registration of transfer,
the Company, the Trustee and any agent of the Company or the Trustee may treat the Person in whose name this Security is registered as the owner hereof for all purposes, whether or not this Security be overdue, and neither the Company, the Trustee
nor any such agent shall be affected by notice to the contrary. 
 The Indenture and the Securities shall be governed by and construed in
accordance with the laws of the State of California, but without regard to principles of conflict of laws. 
 All terms used in this
Security which are defined in the Indenture shall have the meanings assigned to them in the Indenture. 
  

 7Separation Agreement

 Exhibit 10.1 
 May 24, 2006 
 PERSONAL & CONFIDENTIAL 
 OVERNIGHT COURIER DELIVERY 
 James Haefner 
 47 Coastal Oak 
 Aliso Viejo, CA 92656 
  

	 	Re:	Separation Package And Agreement 

 Dear
Jim, 
 This letter serves to confirm that your employment with BioLase Technology, Inc. (the “Company”) has terminated on May 12, 2006 (the
“Separation Date”) and to memorialize the agreement between you and the Company with respect to matters arising out of your employment and/or the termination of your employment with the Company (hereinafter the “Agreement”).

 1. Payment of Wages and Vacation Pay. You acknowledge that you have received a check for all wages owed to you, less all applicable
deductions and withholdings, through the Separation Date. You also acknowledge that you received a separate check for the payment of all accrued, but unused, vacation pay. These checks were express delivered to you on May 15, 2006. 

2. Severance Benefits. Upon the execution of this Agreement and upon expiration of the Revocation Period defined and addressed in Paragraph 26 below,
and if you do not exercise your right to revoke this Agreement during the Revocation Period, the Company shall pay you: 
 a. Six
(6) months of your base salary, which amounts to one-hundred thousand dollars ($100,000), less applicable withholdings and deductions. The sum will be paid in regular semi-monthly installments over 12 semi-monthly pay cycles, commencing on the
date the Revocation Period expires. 
 b. The equivalent to half of the commission(s) that you would have otherwise been entitled to receive
for the quarter ending June 30, 2006 pursuant to the terms of the EVP Sales Commission Plan, which was attached to your offer letter dated December 27, 2004. Said commission(s) payment shall be paid on the 

 
day the Company first makes its regular payroll following the official release of the 2nd quarter results. 
 The cash payment plus the agreement to pay you a commission(s) referenced in this Paragraph 2 are hereinafter referred to as the “Separation Benefit.” Your
receipt of the Separation Benefit is conditioned upon your full performance of this Agreement. You acknowledge and agree that but for you executing this Agreement, you would not be entitled to the Separation Benefit. In particular, you acknowledge
and agree that but for you signing this Agreement, you would have only been entitled to receive four (4) months worth of your base salary upon the termination of your employment without cause (pursuant to the terms of your offer letter dated
December 27, 2004) and, separately, you would not have been entitled to receive the full amount of the commissions you are now entitled to be paid given your employment ceased prior to the end of 2nd quarter. 
 You understand and agree that you will receive only
the payments and benefits specifically stated in this Agreement, and that you will not receive any other termination or severance payment, any compensation or any other benefits that the Company may provide to its employees from time to time or
which the Company has provided to others at any time prior to the date of this Agreement (including, but not limited to, outplacement services, bonuses, rights to cash payments arising from the issuance of the Company’s stock or options to
purchase the Company’s stock), except those benefits previously provided in which you may have a vested right solely as a consequence of your employment with the Company prior to the Separation Date. You waive and release your rights to any
such termination or severance payments and any such other compensation, perquisites or benefits that you might otherwise be entitled to receive pursuant to the Company’s policies or practice. 
 3. Stock Options. You acknowledge and agree that on January 24, 2005 the Company granted you options to purchase 80,000 shares of the Company’s
common stock in accordance with the terms and conditions of the 2002 Stock Incentive Plan (the “2002 Plan”). You acknowledge and agree that on June 1, 2005 the Company granted you options to purchase 20,000 shares of the
Company’s common stock in accordance with the terms and conditions of the 2002 Plan. You acknowledge and agree that on December 2, 2005 the Company granted you options to purchase 20,000 shares of the Company’s common stock in
accordance with the terms and conditions of the 2002 Plan. The stock option grants referenced in this Paragraph 3 is referred to hereinafter as the “Options.” You acknowledge and agree that other than the Options, you have not been granted
any additional options to purchase any additional shares of the Company’s common stock. You understand and agree that the Options were granted to you, and are, subject to and in accordance with the terms of the 2002 Plan. You acknowledge and

 
agree to be bound by the terms of the 2002 Plan as well as the terms set forth in this Paragraph 3. To the extent there is any inconsistency or difference
between the terms set forth in this Paragraph 3 and the terms of the 2002 Plan, you acknowledge and agree that the terms of the 2002 Plan shall control. 
 As of your Separation Date, the Company’s records indicate that you have 120,000 vested Options. If you believe otherwise, please indicate in writing why you believe this is the case and provide the Company’s Human Resources
Director with such writing prior to executing this Agreement. 
 4. Release of Claims. You understand that on behalf of yourself, your heirs
and assigns, you fully and forever release and discharge the Company, its current, former, and future parents, subsidiaries, related entities, predecessors, successors, officers, directors, shareholders, agents, employees, and assigns (collectively,
the “Releasees”) from any and all claims, causes of action, and liabilities, known or unknown, foreseen or unforeseen, arising out of or relating in any way to your employment with the Company, including, but not limited to, the
recruitment, offer, terms and condition, and termination/resignation, of your employment with the Company. You understand and agree that this Release is a full and complete waiver and release of all claims, including, but not limited to, claims of
wrongful discharge, breach of contract, breach of the covenant of good faith and fair dealing, violation of public policy, defamation, personal injury, emotional distress, claims under Title VII of the 1964 Civil Rights Act, as amended, the Age
Discrimination in Employment Act, the California Fair Employment and Housing Act, the Equal Pay Act of 1963, as amended, the provisions of the California Labor Code, the Americans with Disabilities Act, the Fair Labor Standards Act, the Employee
Retirement Income Security Act of 1974, as amended (“ERISA”), the Sarbanes-Oxley Act of 2002, and any other state, federal, or local laws and regulations relating to employment and/or employment discrimination. The only exceptions are
claims you may have for unemployment compensation and worker’s compensation. You acknowledge that you do not presently believe you have suffered any work-related injury or illness. 
 5. Release of Unknown Claims. You acknowledge that you may discover facts different from those that you now believe to be true. You agree that this Release shall remain effective even if you later
discover different facts. You waive all rights conferred by Section 1542 of the California Civil Code which states as follows: 
 A
general release does not extend to claims which the creditor does not know or suspect to exist in his or her favor at the time of executing the release, which if known by him or her must have materially affected his or her settlement with the
debtor. 

 6. No Other Wages or Benefits Due. Except as described in this Agreement, you acknowledge and agree that
you have been paid all wages and attendant benefits due you from the Company in consideration of the services you rendered while employed by the Company, including but not limited to vacation pay, sick or disability pay, overtime pay, holiday pay,
expense reimbursement, bonuses, commissions, payments due you from the Company pursuant to any agreement or other contract to which you and/or the Company was a party, and any and all monetary or other benefits that are or were due you pursuant to
policies of the Company (or any agreements) in effect prior to the Separation Date. You represent that you are not aware of any facts which would in any way give rise to any claim by you concerning wages and/or benefits owed to you by the Company.

 7. Return of Company Property. You represent that you have returned to the Company, all Company documents, information, and property,
including, but not limited to, keys, reports, files, records, software, client lists, manuals, financial statements, computer documentation, and instruction manuals, and any and all copies thereof, as well as any Company equipment that you had in
your possession or under your control. 
 8. Non-Assignment of Claims. You represent and warrant that you are the sole owner of all claims
relating to your employment with the Company the cessation thereof, and that you have not assigned or transferred any claims relating to your employment to any other person or entity. You understand and agree that this Agreement shall not be
construed at any time as an admission of liability or wrongdoing by the Company or the Releasees. 
 9. Proprietary Information. You
acknowledge that due to the position you have occupied and the responsibilities you have had at the Company, you have received confidential information concerning the Company’s procedures, customers, prospective customers, sales, prices,
contracts, and the like. You hereby promise and agree that, unless compelled by valid legal process, you will not disclose (or offer) to any third party and will keep confidential all trade secret information (as defined by the Uniform Trade Secrets
Act) and/or non-trade secret information you have received while employed by the Company concerning the Company’s products and procedures, the identities of the Company’s customers and/or prospective customers, the Company’s sales,
the Company’s prices, the terms of any of the Company’s contracts/agreements with its customers and/or other third parties, information related to the Company’s finances and/or its taxes, and the like that have been maintained in
confidence by the Company. You specifically confirm that you will continue to comply with the terms of the Biolase Technology, Inc Proprietary Information Agreement executed by you on February 7, 2005 and that the proprietary information
agreement will survive this Agreement and remain in full force and effect. 

 10. Non-Solicitation of Employees and Customers. You agree that for a period of one (1) year following
the Separation Date, you will not, directly or indirectly, through any other individual or entity, solicit, entice or induce any employee of the Company, to cease his or her employment with the Company, and you will not approach any such employee
for any such purpose or authorize the taking of any such action by any other individual or entity. You also agree that, for a period of one (1) year following the Separation Date, you will not, without the prior written approval of the
Company’s Board of Directors, directly or indirectly, through any other individual or entity, solicit, entice or induce any business from any of the Company’s customers (including actively sought prospective customers) or suppliers/vendors
the identity of whom, or information concerning which, rises to the level of a “trade secret” within the meaning of the Uniform Trade Secrets Act. 
 11. No Prior Claims. You represent that you have not filed any complaints, claims, or actions against the Company, its officers, agents, directors, supervisors, employees, or representatives with any state, federal, or local
agency or court for any alleged liability, unpaid wages, back or front pay, damages, overtime, bonus, commissions, restitution, vacation pay, severance payments, interest, penalties, costs, or attorneys’ fees, which in any way arise from or are
related or in any manner incidental to the matters encompassed in the Agreement, your employment with the Company and/or the cessation of that employment, and that you will not do so at any time hereafter. Additionally, you represent that if any
agency or court assumes jurisdiction over any such complaint, claim, or action against the Company or any of its present or future subsidiaries, parent company(s), successors-in-interest, or any of these entities’ officers, agents, directors,
supervisors, employees, or representatives which was filed by or on behalf of yourself, you will direct that agency or court to withdraw from or dismiss with prejudice the matter. 
 12. Confidentiality of this Agreement. You agree that you will keep the terms of this Agreement confidential and that you will not hereafter disclose the terms of this Agreement to anyone, except that
you may make such disclosures as are required by law which are necessary for legitimate law enforcement or compliance purposes, or which are necessary in the preparation of tax returns. 
 13. Non-Derogatory Statements. You agree that during the term of this Agreement and for a period of ten (10) years thereafter, you shall not, in any communication with any person or entity,
including any actual or potential customer, client, investor, vendor, or business partner of the Company, or any third party media outlet, make any derogatory or disparaging or critical negative statements – orally, written or otherwise –
against the Company, or any of its directors, officers, agents, employees, contractors, or affiliated 

 
persons or entities. You also agree that unless compelled by valid legal process you will not give or offer to provide any statements, testimony or the like
in connection with any claim, action, or demand (being contemplated or) brought against the Company which concerns the Company, your employment or the cessation of your employment with the Company, the Company’s business practices, its
customers and/or prospective customers, its products, and/or any other any other aspect of the Company’s business, its directors, officers, agents, employees, contractors, or affiliated persons or entities. Further, you agree that if you agree
that should you be called as a witness or to provide testimony in any case, action, and/or proceeding concerning the Company, you and/or your counsel will contact the Company’s counsel of record, Mark A. Romeo of PILLSBURY WINTHROP SHAW PITTMAN
LLP (at 714.436.6859) immediately, but in no event later than 10 days before you are to be deposed or to testify as a witness so that the Company can take whatever precautionary measures it deems necessary to protect from disclosure any of its
proprietary and/or confidential information and/or documents. 
 You hereby agree to provide any and all necessary assistance to and cooperation with the
Company if called upon by the Company with regard to any lawsuit, claim, action, investigation, administrative review or otherwise that may be brought by any third party against the Company or any of the Releasees and which may involve facts or
knowledge of which you may be aware as a result of your employment or position with the Company. 
 If you breach any provision of this Agreement, including
the confidentiality obligations described in Paragraph 9 or Paragraph 12 above, or the Non-Disparagement clause set forth in this Paragraph 13, then in addition to and without limiting other remedies of the Company, the payments of the Separation
Benefit shall immediately and forever cease and you shall repay the Company the entire amount of the Separation Benefit (or the full value and cost of non-cash items) that you have received through the date of the breach of the above-referenced
Paragraphs 9, 12, and/or 13. The return of such sum shall not negate or affect your release of all claims under this Agreement in any way or any other remedy available to the Company. 
 14. No Evidence of Unfair, Improper or Unlawful Conduct. By signing this letter below, you hereby represent that you are not aware of any affirmative conduct or the failure to act on the part of the
Company, its officers, directors, and/or employees concerning the Company’s business practices, its reporting obligations, its customers and/or prospective customers, its products, and/or any other any other aspect of the Company’s
business, which you have any reason to believe rises to the level of unfair, improper and/or unlawful conduct pursuant to any state or federal law, rule, regulation or order, including, but not limited to, any rule, regulation or decision
promulgated or enforced by the Securities and Exchange Commission, or which has been promulgated or 

 
enforced by any other state or federal office or administrative body pursuant to the Sarbanes-Oxley Act of 2002. 
 15. No Further Communications with Company. You agree that you will not directly or indirectly, through any individual or entity, contact or communicate
(either orally, by letter, email or by any other means) with the Company and/or any of its officers, directors, and/or employees, to in any way harass, intimidate, or coerce any of them with respect to any matter(s) arising from or related to the
recruitment, offer, terms and conditions, and/or termination/separation/resignation, of your employment with the Company, and/or with respect to the terms of this Agreement. 
 16. Prior Agreements. You understand and agree that this Agreement supersedes and replaces all previous agreements between you and the Company (collectively, “Prior Agreements”), whether
express or implied, oral or written, except that the obligations set forth in the Biolase Technology Proprietary Information Agreement executed by you on February 7, 2005 and the Biolase Technology, Inc. 2002 Stock Incentive Plan are continuing
and nothing in this Agreement is intended to modify, amend, cancel or supersede the provisions contained in those agreements. Further, this Agreement does not affect your eligibility for any employee benefits for which you may continue to be
eligible as a former employee, pursuant to the terms of the employee benefits plans in which you have participated in the past as provided herein. Other than these exceptions noted in the preceding two sentences, you understand that all Prior
Agreements are terminated and that neither you nor the Company nor the Releasees have any continuing rights or obligations under any such agreement. 
 17.
Entire Agreement. You acknowledge and agree that no promises or representations were made to you which do not appear in this Agreement, and that subject to the exceptions set forth in Paragraph 16, this Agreement contains the entire
agreement between you and the Company on the subject matters covered in it. You acknowledge and agree that you enter into this Agreement based upon your own judgment and not in reliance upon any representations or promises made by the Company or
anyone acting on behalf of the Company, other than those contained within this Agreement. You further agree that if any of the facts or matters upon which you now rely in making this Agreement hereafter prove to be otherwise, this Agreement will
nonetheless remain in full force and effect. 
 18. Modifications to Agreement. You acknowledge that any modifications to this Agreement must
be in writing and signed by you and the President of the Company to be binding. 

 19. Review of Agreement by Attorney. You represent that you have carefully read and fully understand this
entire Agreement and that you are voluntarily entering into this Agreement. You also acknowledge and understand that the Company recommends that you discuss this Agreement with an attorney prior to executing this Agreement. 
 20. Severability. If any provision of this Agreement, other than those contained in Paragraphs 4 and 5, is held to be invalid, such invalidity shall not
affect other provisions which can be given effect without the invalid provision, and, to this end, the provisions of this Agreement are deemed severable; provided, however, that if you are declared entitled to litigate any claims settled by the
terms of this letter, then you shall remit to the Company the Separation Benefit paid pursuant to Paragraph 2 (together with interest thereon) prior to and as a condition precedent to the commencement or continuation of any proceedings related to
such claims. 
 21. Interpretation of this Agreement. For purposes of interpreting or construing any of the provisions of this
Agreement, neither party shall be deemed to be the drafter of this Agreement. This Agreement shall be interpreted in accordance with its fair meaning, and not strictly for or against either party. This Agreement shall be construed in accordance
with, and governed by, the laws of the State of California. This Agreement was entered into in the State of California. Paragraph headings used in this Agreement are for convenience only and shall not used to construe the meaning or intent or be
deemed to be part of this Agreement. 
 22. Execution of Agreement. This Agreement may be executed in counterparts and facsimile signatures
shall be construed to be the same as an original signature for purposes of this Agreement. Further, all such counterparts shall constitute one instrument binding on the parties in accordance therewith. 
 23. Remedies for Breach of Agreement. Each party understands and agrees that if, at any time, a violation of any term of this Agreement is asserted by any
party hereto, that party shall have the right to seek all available relief, including, but not limited to, the right to seek injunctive relief and/or assert a claim(s) for damages, from any court of competent jurisdiction, and the prevailing party
shall be entitled to recover its reasonable costs and attorneys’ fees. 
 24. Dispute Resolution. If any dispute or disagreement arising
out of or relating to this Agreement, or the breach thereof, is not resolved promptly in the ordinary course of business, the dispute shall be settled solely by binding arbitration under the current rules of the American Arbitration Association
(“AAA”), with respect to the AAA’s National Rules for the Resolution of Employment Disputes, strictly in accordance with the terms of this Agreement and the substantive and procedural laws of the State of California. 

 
Unless the parties otherwise agree, the parties shall have the same rights to discovery as they ordinarily would have had had this dispute been the subject
of a legal action filed in a State Court of California. The arbitration shall be conducted at AAA’s regional office located in Orange County, California before one arbitrator. The arbitrator in any arbitration shall be experienced in the areas
of law raised by the subject matter of the dispute. Lists of prospective arbitrators shall include retired judges. Notwithstanding the AAA rules, (a) any party may strike from a list of prospective arbitrators any individual who is regarded by
that party as not appropriate for the dispute; and (b) if the arbitrator appointment cannot be made from the initial list of prospective arbitrators circulated by the AAA, a second and, if necessary, a third list shall be circulated and
exhausted before the AAA is empowered to make the appointment. Judgment upon the arbitrator’s award may be entered and enforced in any court of competent jurisdiction. The parties hereto knowingly waive and relinquish their respective rights to
a jury or court trial of any dispute between them regarding this Agreement. The Company shall bear the cost of such AAA arbitration (including, but not limited to, the fees charged by the AAA and/or the arbitrator), except that you will be required
to pay the amount of costs which equal but do not exceed the cost of initiating an action in a State Court of California. 
 25. Voluntary Agreement;
No Other Inducement/Duress. By signing this Agreement, you acknowledge and agree that you enter into this Agreement knowingly and voluntarily, and without duress or undue influence of any kind, that you have had sufficient opportunity to
consult with legal counsel of your choice, and that you do not rely, and have not relied, on any fact, representation, statement or assumption other than as specifically set forth in this Agreement. 
 26. Consideration and Revocation of Agreement. You understand that you are entitled to have twenty-one (21) days from receipt of this Agreement to
consider the Agreement, and that if you sign this Agreement before expiration of the twenty-one day consideration period, you voluntarily waive any remaining consideration period. You understand that you have seven (7) days following the
signing of this Agreement to revoke it in writing (the “Revocation Period”), and that this Agreement shall not be effective or enforceable until the Revocation Period has passed. You understand that you will not receive the Separation
Benefits until the Company receives this executed Agreement from you and the seven-day Revocation Period has passed. You also acknowledge and understand that any revocation of this Agreement by you must be made in writing and hand (or personally)
delivered to the Company, attention Jodie Saunderson, at 4 Cromwell, Irvine, CA 92618 within the seven day Revocation Period. 
  

			
	Sincerely,
		
	 By:
	 	/S/ JODIE SAUNDERSON

 * * * * 
 ACCEPTANCE OF SEPARATION PACKAGE AND AGREEMENT 
 I have read the foregoing Agreement carefully, understand and agree
to the terms and conditions contained herein. No promises or representations apart from those specifically contained in the Agreement have been made to me by anyone. I sign this Agreement voluntarily and freely, in duplicate, with the understanding
that one counterpart will be retained by the Company and the other counterpart will be retained by me. I understand that the Company has recommended that I obtain independent legal advice regarding the matters contained in this Agreement.

  

					
			
	Dated: June 7, 2006	 		 	/s/ JAMES HAEFNER
		 		 	 James Haefner

		 		 	 47 Coastal Oak

		 		 	 Aliso Viejo, CA 92656

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