Document:

EX-4.2

 Exhibit 4.2 

THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE
THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITORY OR ITS NOMINEE EXCEPT IN THE
LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE. 
 UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY
(55 WATER STREET, NEW YORK, NEW YORK) TO THE ISSUER OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND SUCH CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO., OR SUCH OTHER NAME AS REQUESTED BY AN AUTHORIZED
REPRESENTATIVE OF THE DEPOSITORY, ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL, SINCE THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN. 

ATMOS ENERGY CORPORATION 

4.125% Senior Notes due 2049 
  

			
	No. 1	  	 CUSIP NO. 049560 AQ8

ISIN NO. US049560AQ82

 Atmos Energy Corporation, a Texas and Virginia corporation (herein called the
“Company,” which term includes any successor entity under the Indenture, hereinafter defined), for value received, hereby promises to pay to Cede & Co. or registered assigns the principal sum of FOUR HUNDRED FIFTY MILLION DOLLARS
($450,000,000) on March 15, 2049 (the “Maturity Date”), at the office or agency of the Company referred to below, and to pay interest thereon from March 4, 2019, or from the most recent Interest Payment Date to which interest has
been paid or duly provided for, semiannually in arrears on March 15 and September 15 in each year (each, an “Interest Payment Date”), beginning September 15, 2019 at 4.125% per annum until the principal hereof is paid or
duly provided for. 
 Any payment of principal or interest required to be made on a day that is not a Business Day need not be made on such
day, but may be made on the next succeeding Business Day with the same force and effect as if made on such day and no interest shall accrue as a result of such delayed payment. Interest payable on each Interest Payment Date will include interest
accrued from and including March 4, 2019, or from and including the most recent Interest Payment Date to which interest has been paid or duly provided for, as the case may be, to but excluding such Interest Payment Date. Interest will be
computed on the basis of a 360-day year of twelve 30-day months. 

The interest so payable, and punctually paid or duly provided for, on any Interest Payment Date will, as provided in the Indenture, be paid to
the person (the “Holder”) in whose name this Security (or one or more Predecessor Securities) is registered at the close of business on the March 1 or September 1 (whether or not a Business Day) next preceding such Interest
Payment Date (a “Regular Record Date”). Any such interest not so punctually paid or duly provided for (“Defaulted Interest”) will forthwith cease to be payable to the Holder on such Regular Record Date and either may be paid to
the Person in whose name this Security (or one or more Predecessor Securities) is registered at the close of business on a special record date (the “Special Record Date”) for the payment of such Defaulted Interest to be fixed by the
Trustee (referred to herein), notice whereof shall be given to the Holder of this Security not less than ten days prior to such Special Record Date, or may be paid at any time in any other lawful manner, all as more fully provided in the Indenture.

 For purposes of this Security, “Business Day” means any day that, in the city of the principal Corporate Trust Office of the
Trustee and in the City of New York, is neither a Saturday, Sunday, or legal holiday nor a day on which banking institutions are authorized or required by law or regulation to close. 

Payment of the principal of (and premium, if any) and interest on this Security will be made at the office or agency of the Company maintained
for that purpose in the Borough of Manhattan, the City of New York, or at such other office or agency of the Company as may be maintained for such purpose, in such coin or currency of the United States of America as at the time of payment is legal
tender for payment of public and private debts. So long as this Security remains in book-entry form, all payments of principal and interest will be made by the Company in immediately available funds. 

 Unless the certificate of authentication hereon has been duly executed by the Trustee by
manual signature, this Security shall not be entitled to any benefit under the Indenture, or be valid or obligatory for any purpose. 
 This
Security is one of a duly authorized issue of securities of the Company, designated as the 4.125% Senior Notes due 2049 (the “Securities”), issued under an Indenture dated as of March 26, 2009, as it may be supplemented from time to
time (referred to herein as the “Indenture”), between the Company and U.S. Bank National Association, as trustee (referred to herein as the “Trustee,” which term includes any successor trustee under the Indenture with respect to
the series of which this Security is a part). A reference is hereby made to the Indenture for a statement of the respective rights, limitations of rights, duties, obligations and immunities thereunder of the Company, the Trustee and the Holders of
the Securities, and of the terms upon which the Securities are, and are to be, authenticated and delivered, except as otherwise provided herein. 

The Securities are initially limited to $450,000,000 aggregate principal amount. The Company may, at any time, without the consent of the
Holders of the Securities, issue additional securities having the same ranking, interest rate, maturity and other terms (except for the issue date, public offering price and, if applicable, the first interest payment date) as the Securities. Any
such additional securities shall be consolidated and form the same series of the Securities having the same terms as to status, redemption and otherwise as the Securities under the Indenture. 

Events of Default. If an Event of Default shall occur and be continuing, the principal of all the Securities may be declared due and
payable in the manner and with the effect provided in the Indenture. 
 Optional Redemption. The Securities will be redeemable prior
to maturity at the Company’s option, at any time in whole or from time to time in part. Prior to September 15, 2048, the Redemption Price will be equal to the greater of: 

(a)    100% of the principal amount of the Securities to be redeemed, and 

as determined by the Quotation Agent, the sum of the present values of the Remaining Scheduled Payments of principal and interest on the
Securities to be redeemed that would be due if the Securities matured on the Par Call Date, discounted to the Redemption Date on a semi-annual basis assuming a 360-day year consisting of twelve 30-day months at the Adjusted Treasury Rate plus 20 basis points; 
 plus, in each case, accrued and unpaid interest on
the principal amount of Securities being redeemed to the Redemption Date. 
 At any time on or after September 15, 2048, the Redemption Price will be
equal to 100% of the principal amount of the Securities to be redeemed, plus accrued and unpaid interest thereon to the Redemption Date. 

“Adjusted Treasury Rate” means, for any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to maturity of
the Comparable Treasury Issue, assuming a price of the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for that Redemption Date. 

 “Comparable Treasury Issue” means the United States Treasury security selected by
the Quotation Agent as having a maturity comparable to the remaining term of the Securities to be redeemed, assuming the Securities matured on the Par Call Date, that would be used, at the time of a selection and in accordance with customary
financial practice, in pricing new issues of corporate debt securities of comparable maturity to the remaining term of the Securities to be redeemed. 

“Comparable Treasury Price” means, for any Redemption Date, the average of the Reference Treasury Dealer Quotations for that
Redemption Date. 
 “Par Call Date” means September 15, 2048, which is the date that is six months prior to the maturity date
of the Securities. 
 “Quotation Agent” means any Reference Treasury Dealer appointed by the Company to act as a quotation agent.

 “Reference Treasury Dealer” means each of BNP Paribas Securities Corp. and Wells Fargo Securities, LLC, and any Primary
Treasury Dealer (as defined below) selected by CIBC World Markets Corp. and Credit Agricole Securities (USA) Inc. or any of such parties’ successors; provided, however, that if any of the foregoing shall cease to be a primary U.S. Government
securities dealer (each, a “Primary Treasury Dealer”), the Company will substitute therefor another nationally recognized investment banking firm that is a Primary Treasury Dealer. 

“Reference Treasury Dealer Quotation” means, with respect to each Reference Treasury Dealer and any Redemption Date, the average, as
determined by the Trustee, of the bid and asked prices for the Comparable Treasury Issue (expressed, in each case, as a percentage of its principal amount) quoted in writing to the Trustee at 5:00 p.m., Eastern time by such Reference Treasury
Dealer on the third Business Day preceding such Redemption Date. 
 “Remaining Scheduled Payments” means, with respect to each
Security to be redeemed, the remaining scheduled payments of the principal and interest on such Security that would be due after the related Redemption Date but for such redemption; provided, however, that if such Redemption Date is not an Interest
Payment Date, the amount of the next succeeding scheduled interest payment on such Security will be reduced by the amount of interest accrued on such Security to such Redemption Date. 

In the event that less than all of the Securities are to be redeemed at any time, selection of such Securities for redemption will be made by
The Depository Trust Company (“DTC”) during any period the Securities are issued in the form of a global security registered in the name of DTC or a nominee thereof; provided that during any period the Securities are issued in
certificated form, the selection of such Securities for redemption will be made by the Trustee by lot or by such other method as the Trustee in its sole discretion shall deem fair and appropriate (or, in the case of Securities issued in global form,
by such method as the depositary may require) and which may provide for the selection for redemption of portions of the principal 

 
of the Securities. Notice of any redemption will be mailed by first-class mail at least 30 days but not more than 60 days before the Redemption Date, to each Holder of Securities to be
redeemed, at its address as shown in the Security Register. If any Securities are to be redeemed in part only, the notice of redemption will state the portion of the principal amount of the Securities to be redeemed. A new Security in a principal
amount equal to the unredeemed portion thereof will be issued in the name of the Holder thereof upon surrender for cancellation of the original Security. A partial redemption will not reduce the portion of any Security not being redeemed to a
principal amount of less than $2,000. On and after the Redemption Date, interest will cease to accrue on Securities or portions thereof called for redemption unless the Company defaults in the payment of the Redemption Price. 

Sinking Fund. This Security does not have the benefit of any sinking fund obligations. 

Modification and Waivers; Obligations of the Company Absolute. The Indenture permits, with certain exceptions as therein provided, the
amendment thereof and the modification of the rights and obligations of the Company and the rights of the Holders of the Securities. Certain limited amendments may be effected under the Indenture at any time by the Company and the Trustee without
the consent of any Holders of the Securities. Certain other amendments affecting the Securities may only be effected under the Indenture with the consent of the Holders of not less than a majority in aggregate principal amount of the Securities at
the time Outstanding. The Indenture also contains provisions permitting the Holders of not less than a majority in principal amount of the Securities at the time Outstanding, on behalf of the Holders of all Outstanding Securities, to waive
compliance by the Company with certain provisions of the Indenture affecting the Securities. Furthermore, provisions in the Indenture permit the Holders of not less than a majority in principal amount of the Outstanding Securities to waive on behalf
of all of the Holders of all Outstanding Securities certain past defaults under the Indenture in respect of the Securities and their consequences. Any such consent or waiver by or on behalf of the Holder of this Security shall be conclusive and
binding upon such Holder and upon all future Holders of this Security and of any Security issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof whether or not notation of such consent or waiver is made upon this
Security. 
 No reference herein to the Indenture and no provision of this Security or of the Indenture shall alter or impair the obligation
of the Company, which is absolute and unconditional, to pay the principal of (and premium, if any) and interest on this Security at the times, place and rate, and in the coin or currency, herein prescribed. 

Defeasance and Covenant Defeasance. The Indenture contains provisions for defeasance at any time of (a) the entire indebtedness of
the Company represented by this Security and (b) certain restrictive covenants and the related Defaults and Events of Default, upon compliance by the Company with certain conditions set forth therein, which provisions apply to this Security.

 Authorized Denominations. The Securities are issuable only in registered form, without coupons, in minimum denominations of $2,000
and any integral multiple of $1,000 in excess thereof. 

 Registration of Transfer or Exchange. As provided in the Indenture and subject to
certain limitations therein set forth, the transfer of this Security is registrable on the Security Register of the Company, upon surrender of this Security for registration of transfer at the office or agency of the Company, duly endorsed by, or
accompanied by a written instrument of transfer in form satisfactory to the Company and the Security Registrar duly executed by, the Holder hereof or his attorney duly authorized in writing, and thereupon one or more new Securities, of authorized
denominations and for the same aggregate principal amount, will be issued to the designated transferee or transferees. At the date of the original issuance of this Security such office or agency of the Company is maintained by U.S. Bank National
Association, 1349 West Peachtree Street, Suite 1050, Atlanta, Georgia 30309. 
 As provided in the Indenture and subject to
certain limitations therein set forth, the Securities are exchangeable for a like aggregate principal amount of Securities of a different authorized denomination, as requested by the Holder surrendering the same. 

No service charge shall be made for any registration of transfer or exchange or redemption of Securities, but the Company may require payment
of a sum sufficient to pay all documentary, stamp or similar issue or transfer taxes or other governmental charges payable in connection with any registration of transfer or exchange. 

Prior to the time of due presentment of this Security for registration of transfer, the Company, the Trustee and any agent of the Company or
the Trustee may treat the Person in whose name this Security is registered as the owner hereof for all purposes, whether or not this Security be overdue, and neither the Company, the Trustee nor any agent shall be affected by notice to the contrary.

 Defined Terms. All capitalized terms used in this Security which are defined in the Indenture shall have the meanings assigned to
them in the Indenture. 
 Governing Laws. This Security and the Indenture shall be governed by and construed in accordance with the
laws of the State of New York, without regard to conflicts of laws principles that would apply any other law. 

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed. 

 

					
	ATMOS ENERGY CORPORATION
		
	By:	 	/s/ Daniel M. Meziere
		 	Name:	 	Daniel M. Meziere
		 	Title:	 	Vice President and Treasurer

  

					
	Attest:
		
	By:	 	/s/ Karen E. Hartsfield
		 	Name:	 	Karen E. Hartsfield
		 	Title:	 	 Senior Vice President, General Counsel and Corporate Secretary

  
 2049
NOTE NO. 1 

 TRUSTEE’S CERTIFICATE OF AUTHENTICATION 

This is one of the Securities of the series designated therein referred to in the within-mentioned
Indenture. 
  

							
	Dated: March 4, 2019	 		 	 U.S. Bank National Association,

    as Trustee

				
		 		 	By:	 	/s/ Jack Ellerin
		 		 		 	Authorized Officer

  
 2049
NOTE NO. 1 

 ASSIGNMENT FORM 

To assign this Security, fill in the form below: 
 (I) or (we)
assign and transfer this Security to 
  
  

(Insert assignee’s social security or tax I.D. no.) 
  

 
  

 
  

 
  

 
 (Print or type assignee’s name,
address and zip code) 
 and irrevocably appoint
                                
                                 agent to transfer this Security on the books of the
Company. The agent may substitute another to act for him. 
 Date:
                                         
        Signature:
                                         
                                         
                                   

                       
                         (sign exactly as name appears on the other side of this Security) 

Signature guaranteed by:Blueprint

 

Exhibit 10.1

 

 

 

FIRST AMENDMENT TO PROMISSORY NOTE

 

THIS
FIRST AMENDMENT TO PROMISSORY NOTE (the “First
Amendment”) is executed and effective as of March 1,
2019 (the “Effective
Date”) by and between PEDEVCO CORP., a Texas
corporation (“Company”),
and SK Energy, LLC, a Delaware limited liability company
(“Holder”).
Capitalized terms used below and otherwise not defined herein shall
have the meanings given to them in the Note (as defined
below).

 

W I T N E S S E T H

 

WHEREAS, on June 25, 2018, the Company
issued a promissory note with a principal amount of $7,700,000 to
the Holder1
(the “Note”);

 

WHEREAS, the Note includes a conversion
feature that provides the Holder with the option to receive
quarterly interest payments as Company common stock instead of
cash, at a conversion price per share calculated based on the
average closing sales price of the Company’s common stock on
the NYSE American for the ten trading days immediately preceding
the last day of the calendar quarter immediately prior to the
quarterly payment date (the “Conversion
Terms”);

 

WHEREAS, the Company and the Holder
desire to amend the Note to fix the conversion price of the Note at
$2.13 per share and permit conversion of all principal and accrued
and unpaid interest under the Note at any time at the option of the
Holder; and

 

WHEREAS, the Note may be amended and any
term thereof waived upon the approval of the Company and the
written consent of the Holder.

 

NOW THEREFORE, in consideration of the
premises and the mutual promises and covenants herein contained,
and for other good and valuable consideration, the receipt and
sufficiency of which is hereby acknowledged, and intending to be
legally bound, the parties hereto agree as follows:

 

1. Amendment of Note to Add New Section
4(j). The Note is hereby amended to add new Section 4(j) as
follows:

 

“4(j)           Notwithstanding
anything to the contrary herein, at any time prior to the payment
in full by the Borrower of this Note, Holder shall have the option,
by providing written notice to the Company, to convert the
Principal (or any portion thereof) and accrued Interest (or any
portion thereof), into Common Stock, at the Conversion Price (the
“Holder Conversion
Option”), which shall apply for the conversion of
Principal and all accrued Interest (each a “Conversion”).
The “Conversion
Price” shall equal $2.13 per
share.”

 

2. Limited Effect. Except as
amended hereby, the Note shall remain in full force and effect, and
the valid and binding obligation of the parties thereto. Upon the
effectiveness of this First Amendment, each reference in the Note
to “Note,”
“Agreement,”
“hereunder,”
“hereof,”
“herein”
or words of like import shall mean and be a reference to such Note
as amended and modified by the First Amendment and hereby.
Effective upon the Effective Date, the Note shall automatically
represent and evidence the Note as amended to date, and it shall
not be necessary for the Company to provide the Holder a
replacement or amended Note evidencing the provisions
hereof.

 

 

1 https://www.sec.gov/Archives/edgar/data/1141197/000165495418006988/ped_ex101.htm

 

First
Amendment to Promissory Note

Page
1 of
3

 

 

3. Consideration. Each of the
parties agrees and confirms by signing below that they have
received valid consideration in connection with this First
Amendment and the transactions contemplated herein.

 

4. Effective Time. This First
Amendment shall be deemed effective from and after due execution
and delivery by each party hereto, as of the Effective
Date.

 

5. Further Assurances. The parties
agree that, from time to time, each of them will take such other
action and to execute, acknowledge and deliver such contracts,
deeds, or other documents as may be reasonably requested and
necessary or appropriate to carry out the purposes and intent of
this First Amendment and the transactions contemplated
herein.

 

6. Counterparts. This First
Amendment may be executed in several counterparts, each of which is
an original. It shall not be necessary in making proof of this
First Amendment or any counterpart hereof to produce or account for
any of the other counterparts. A copy of this First Amendment
signed by one party and faxed to another party shall be deemed to
have been executed and delivered by the signing party as though an
original. A photocopy of this First Amendment shall be effective as
an original for all purposes.

 

 

 

 

[Remainder
of page left intentionally blank. Signature page
follows.]

 

First
Amendment to Promissory Note

Page
2 of
3

 

 

IN WITNESS WHEREOF, the parties hereto,
have caused this First Amendment to Promissory Note to be duly
executed and delivered as of the date first written above to be
effective as of the Effective Date.

 

PEDEVCO CORP.

 

/s/ Clark R. Moore  
                 
                 
      

Clark
R. Moore

Executive
Vice President and General Counsel

 

 

HOLDER:

 

SK ENERGY, LLC

 

By: /s/ Simon G. Kukes
                 
               
  

 

Name: Simon G.
Kukes                                     

 

Title: CEO and
Owner                                      

 

First
Amendment to Promissory Note

Page
3 of
3

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