Document:

Exhibit 10.16

 

This is a translation of the original text in Chinese

 

Intellectual Properties Purchase Option Agreement

 

This Intellectual Properties Purchase Option Agreement (this “Agreement”) is entered into on March 1, 2012 in Shenzhen, by and between:

 

Party A: Shenzhen Xunlei Networking Technologies Co., Ltd.

 

Legal Address: 7th and 8th Floor, Building 11, Shenzhen Software Park,  Ke Ji Zhong Er Road, Nanshan District, Shenzhen, Guangdong, PRC.

 

Party B: Giganology (Shenzhen) Ltd.

 

Legal Address: Room 802, Building 11, Shenzhen Software Park, Central District of High-tech Park, Nanshan District, Shenzhen, Guangdong, PRC.

 

(Collectively, the “Parties”)

 

Whereas:

 

1.                                      Party A and Party B have entered into, on September 16, 2005, an Exclusive Technology Consulting and Training Agreement and an Exclusive Technology Support and Services Agreement, and have entered into, on November 15, 2006, a Supplemental Agreement to the Exclusive Technology Consulting and Training Agreement, a Supplemental Agreement to the Exclusive Technology Support and Services Agreement, a Trademark and Domain Name Purchase Option Agreement and a Software Proprietary Technology License Contract and entered into, on January 2, 2011, a Supplemental Agreement to the Trademark and Domain Name Purchase Option Agreement (together with the Trademark and Domain Name Purchase Option Agreement, the “Original Purchase Option Agreement” ).

 

2.                                      Party A has the title or the application rights to the trademarks, domain names, copyrights and patents as set forth in the Schedule to this Agreement.

 

3.                                      To ensure the due performance of the abovementioned contracts and agreements as well as the good cooperative relationship between the Parties, Party A intends to grant Party B an option to purchase the Intellectual Properties (defined below) from Party A, each subject to the terms and conditions of this Agreement.

 

 

The Parties hereby agree:

 

1.                                      Grant of Call Option

 

Party A hereby grants Party B an irrevocable and exclusive call option (the “Option”), whereby Party B and/or any person nominated by Party B may purchase at any time during the Term of the Option (as defined below) the Trademarks, Domain Names from Party A the registered trademarks, domain names, copyrights and patents as set forth in the Schedule to this Agreement and all trademarks, domain names, copyrights and patents applied for registration after Party A’s execution of this Agreement, (collectively, “Intellectual Properties”), subject to the terms and conditions of this Agreement.

 

2.                                      Term of Option

 

Party B and/or any person nominated by Party B may exercise the Option within a term of ten (10) years from the date upon which this Agreement becomes effective (the “Term of the Option”). The Parties hereby agree that as long as the Intellectual Properties are not transferred to Party B and/or any person nominated by Party B and Party A is in existence, the Term of the Option will be automatically extended for another ten (10) years.

 

3.                                      Option Price

 

Party B will pay Party A at the time of Party B’s exercising of the Option RMB1.00 or the minimum consideration as permitted by the law then effective (the “Option Price”), which price includes (i) the price for grant of the Option from Party A to Party B under Article 1 of this Agreement; and (ii) the price to purchase the Intellectual Properties by Party B exercising the Option.

 

4.                                      Exercise of Option

 

4.1                               The Parties agree, subject to the permission by the PRC laws, Party B and/or any person nominated by Party B may exercise the all or any part of the Option at any time during the Term of the Option.

 

4.2                               Party B may transfer the Option or create any security interest in favor of any third party upon the Option, each without prior consent of Party A.

 

4.3                              Upon its exercising all or any part of the Option, Party B and/or any person nominated by Party B will issue a written notice to Party A setting forth the Intellectual Properties underlying the Option so exercised (the “Exercise Notice”).

 

4.4                               Upon receipt of the Exercise Notice, Party A will take all actions and sign all documents necessary to transfer the relevant Intellectual Properties to Party B 

 

 

and/or any person nominated by Party B, as well as to effect requisite re-registration procedures with competent intellectual property administrative agencies.

 

5.                                      Representations and Warranties

 

Party A hereby represents and warrants to Party B as follows:

 

5.1                               Unless with prior written consent from Party B, it is the legal and beneficial owner of the Intellectual Properties throughout the Term of the Option;

 

5.2                               There is no security or any other third-party interests created by it upon the Intellectual Properties;

 

5.3                               It grants the Option on exclusive basis and, without prior written consent from Party B, will not enter into any negotiation or agreement with any other party in respect of the transfer of the Intellectual Properties during the Term of the Option;

 

5.4                               It will use the Intellectual Properties legally and duly during the Term of the Option. During the term of this Agreement, it will not make any impairment to the validity or ownership of the Intellectual Properties, or take any action that may possibly contribute to or cause the de-registration of the Intellectual Properties;

 

5.5                               It will apply to the authorities in charge in a timely manner for the registration of all the intellectual properties that is related to its operation and it will ensure the intellectual properties that is registered or newly applied for registration do not infringe third party rights; in addition, Party A will actively and effectively defend any third party’s act or claim that infringes its own Intellectual Properties;

 

5.6                               None of its execution and performance of this Agreement will conflict with or breach any agreements to which it is a party or any Chinese laws and regulations;

 

5.7                               It will make active efforts to assist Party B in processing any and all procedures necessary to receive approval or complete re-registration for the exercise of the Option;

 

5.8                               It will make active efforts to cooperate with Party B such that Party B will obtain all the sole and exclusive purchase rights of the ownership and the application rights of the intellectual properties of Party A’s relevant subsidiaries and Party B to enter into the agreements in the form that is 

 

 

substantially the same as this Agreement with Party A’s relevant subsidiaries.

 

5.9                               It will be in compliance with Chinese laws and regulations throughout the Term of the Option;

 

5.10                        It will maintain its legal and valid existence and operations during the Term of the Option; and

 

5.11                        During the term of this Option, it will provide all documents and information requested by Party B and allow access to its business premises at any time by any employees or representatives of Party B.

 

6.                                      Confidentiality

 

6.1                               Each Party will, and will procure any of its agents, management or employees to, have the obligation to keep in confidence any and all information it receives from the other Party (the “Confidential Information”), and will not disclose any such information to any other party unless with consent of the other Party or as required by the order of any court, government or regulatory authority having jurisdiction.

 

6.2                               Notwithstanding the provisions under Section 6.1, the non-disclosure obligation provided hereunder is not applicable to any information which:

 

(a)                                 Is available to the public not by any willful misconduct, neglect or omission of the receiving Party or any of its agents, consultants, directors, officials, employees or representatives;

 

(b)                                 Is disclosed under requirements of applicable laws, or regulations or rules from competent government, statutory or regulatory agencies; and

 

(c)                                  Is disclosed by any Party to any of its banks, financial advisors, consultants, counsels or other advisors for purpose of this Agreement.

 

6.3                               Each of the Parties will take reasonable measures to ensure the Confidential Information is made available to its employees and directors only on as-need basis and such employees and directors are subject to similar non-disclosure obligations for the benefit of the Parties.

 

6.4                               The non-disclosure obligations under this Article 6 will survive the termination of this Agreement for unlimited time, unless any Confidential Information becomes available to the public as aforesaid.

 

 

7.                                      Events of Default

 

If Party A breaches any provision of this Agreement, it will be liable for any and all losses, damages, costs or expenses incurred by Party B.

 

8.                                      Termination

 

This Agreement may be terminated:

 

(1)                                 Upon expiration of the Term of the Option and Party B agrees to waive any extension thereof;

 

(2)                                 If all of the Party A’s equity interests have been transferred to Party B and/or any of its nominees; or

 

(3)                                 Upon agreement of the Parties in writing.

 

9.                                      Entire Agreement

 

This Agreement together with the schedules attached hereto constitute all agreements of the Parties on the subject matter of this Agreement, replacing and terminating any and all oral and written discussions, negotiations, notices, memorandums, documents and agreements made by the Parties on such subject matter, including the Original Purchase Option Agreement.  This Agreement may not be amended without consent of the Parties in writing.

 

10.                               Assignment

 

10.1                        Unless otherwise expressly provided under this Agreement, without the prior written consent of the other Party, neither Party may assign any of its rights and obligations under this Agreement to any third party.  Any attempt to assign any of its rights, obligations or liabilities under this Agreement by either Party without prior consent from the other Party is null and void.

 

10.2                        Notwithstanding the aforesaid, subject to all Parties’ consent, Party B may assign its rights and obligations to a third party without Party A’s written consent. Party A shall execute a necessary supplemental agreement with the assignee according to Party B’s request.

 

11.                               Further Warranties

 

Each of the Parties will, and will procure any other persons, companies or branches (if necessary) to, sign any other documents, agreements and deeds, and do any other actions and things within its powers, that are necessary to 

 

 

make the provisions of this Agreement have full effect.

 

12.                               Severability and Enforceability

 

12.1                     If one or more provisions under this Agreement is declared or held illegal or invalid by any competent authority officially or otherwise, or unenforceable under applicable laws of any jurisdiction, then:

 

(1)                                 This provision will be deemed severable from the remainder of this Agreement which will continue to have effect;

 

(2)                                 Without prejudice to the right of appealing to competent authority in respect of the status of such provision, such invalid and unenforceable provision will be excluded from this Agreement; provided, however, that if such exclusion will materially affect or change the commercial basis of this Agreement, the Parties will agree in good faith to replace the invalid or unenforceable provision with a new provision; provided, further, that such new provision will be effective, enforceable, and is capable to achieve the object most approximate to that of the invalid or unenforceable provision.

 

12.2                     If any applicable law prevents or restricts performance of all or any part of this Agreement, or affect any rights of any Party under this Agreement, the Parties agree to ensure full entitlement and performance of the rights and obligations under this Agreement by entering into another agreement containing commercials terms similar to those under this Agreement.

 

13.                               Notices

 

13.1                         All the notices given by each Party to the other Party under this Agreement shall be delivered to the following addresses of the other Party in person, or by facsimile, pre-paid registered mail or recognized courier.  Such addresses or facsimile numbers may be changed from time to time. The original address and facsimile number of each Party is:

 

Party A: Shenzhen Xunlei Networking Technologies Co., Ltd.

Telephone:

Facsimile:

Address:                         7 and 8 Floor, Building 11, Shenzhen Software Park,  Ke Ji Zhong 

Er Road, Nanshan District, Shenzhen, Guangdong, PRC.

 

Party B:                           Giganology (Shenzhen) Ltd.

Telephone:

Facsimile:

Address:                         Room 802, Building 11, Shenzhen Software Park, Central District of

 

 

High-tech Park, Nanshan District, Shenzhen, Guangdong, PRC

 

13.2                        All notices and communications will be deemed given:

 

(1)                                 If by person, on the day it is delivered; or

 

(2)                                 If by pre-paid post, on the fifth (5) business day after it is mailed; or

 

(3)                                 If by facsimile, on the receipt of the reporting confirming successful transmission; or

 

(4)                                 If by express courier, on the third business day after it is deposited with the courier.

 

The notices or communications will be deemed given if there is evidence that it is delivered by person, or by a mail with the correct mailing address and postage prepaid, or by facsimile which is confirmed successful, or by courier when the package including the notice or communication is correctly addressed and deposited with the courier.

 

14.                               Waiver

 

Failure or delay to enforce any of its powers or remedies by any Party under this Agreement will not operate as its waiver of such powers or remedies.  Partial or single exercise of such powers or remedies will not prevent its other or further exercise of such powers or remedies.  The powers under this Agreement are accumulative and non-exclusive of any powers or remedies available under laws.

 

15.                               Governing Laws and Jurisdiction

 

15.1                        This Agreement is governed by and construed in accordance with the Chinese laws.

 

15.2                        Any dispute arising from the execution, performance, termination or validity of this Agreement or in connection with this Agreement shall be resolved by both Parties through friendly negotiations and, if negations fail, shall be submitted to China International Trade and Economic Arbitration Commission South China Sub-commission (“CIETAC South China Sub-commission”) for arbitration according to its then effective rules and proceeding. The arbitration shall be conducted in Shenzhen. There will be one arbitrator who shall be appointed by the CIETAC South China Sub-commission according to above mentioned rules and proceeding. The arbitral award is final and binding upon the Parties. Unless otherwise provided by the arbitral award, the losing Party 

 

 

shall assume all the costs and expenses of arbitration and reimburse all the costs and expenses of arbitration incurred by the winning Party. If either Party needs to file a lawsuit for enforcement of the arbitral award, the losing Party shall reimburse the other Party for all reasonable expenses and legal fee so incurred by the other Party. During the period from the submission of dispute for arbitration to the rendering of arbitral award, both Parties shall continue to perform their obligations hereunder without prejudice to the final judgment made based on the aforesaid arbitral award.

 

16.                               Counterpart

 

This Agreement may be signed in multiple counterparts. Each signed counterpart shall be deemed as a original copy of this Agreement. Each and all of the counterparts shall be deemed as identical legal documents.

 

17.                               Miscellaneous

 

17.1                        This Agreement is signed and become effective on the date first written above. The Parties agree and confirm the terms and conditions of this Agreement be effective from November 15, 2006. This Agreement shall replace the Original Purchase Option Agreement upon the effectiveness of this Agreement.

 

17.2                        This Agreement will be effective for ten (10) years from the date upon which this Agreement becomes effective. The Parties hereby agree that as long as the Intellectual Properties as specified in this Agreement are not transferred to Party B and/or any person nominated by Party B and Party A is in existence, this Agreement will be automatically extended for another ten (10) years.

 

17.3                        This Agreement is written in Chinese in two original copies with same legal effect, each Party holding one copy.

 

17.4                        Any matter that is not provided under this Agreement will be separately negotiated by the Parties.

 

[Remainder of this page intentionally left blank]

 

 

IN WITNESS WHEREOF, the Parties have executed this Agreement as of the date first above written.

 

Party A: Shenzhen Xunlei Networking Technologies Co., Ltd.

 

 

	
By:   
    	
/s/   Zou Shenglong
    	
 
    
	
Legal/Authorized   representative (Affixed with the common seal)
    	
 
    
	
[Affixed   with company seal]
    	
 
    

 

 

Party B: Giganology (Shenzhen) Ltd.

 

 

	
By:   
    	
/s/   Zou Shenglong
    	
 
    
	
Legal/Authorized   representative (Affixed with the common seal)
    	
 
    
	
[Affixed   with company seal]
    	
 
    

 

 

Schedule 1 Trademarks

 

Part 1: Registered Trademarks

 

	
No.
    	
 
    	
Trademark
    	
 
    	
Category
    	
 
    	
Registration
   No.
    	
 
    	
Term of Exclusive
   Right
    	
 
    
	
1.
    	
 
    	

    	
 
    	
42
    	
 
    	
4228848
    	
 
    	
2008.1.21-2018.1.20
    	
 
    
	
2.
    	
 
    	

    	
 
    	
42
    	
 
    	
4228849
    	
 
    	
2008.3.14-2018.3.13
    	
 
    
	
3.
    	
 
    	

    	
 
    	
42
    	
 
    	
4565655
    	
 
    	
2008.10.14-2018.10.13
    	
 
    
	
4.
    	
 
    	

    	
 
    	
35
    	
 
    	
6161451
    	
 
    	
2010.8.21-2020.8.20
    	
 
    
	
5.
    	
 
    	

    	
 
    	
38
    	
 
    	
6161452
    	
 
    	
2010.5.28-2020.5.27
    	
 
    
	
6.
    	
 
    	

    	
 
    	
42
    	
 
    	
6161453
    	
 
    	
2010.8.21-2020.8.20
    	
 
    
	
7.
    	
 
    	

    	
 
    	
41
    	
 
    	
6161454
    	
 
    	
2010.8.21-2020.8.20
    	
 
    
	
8.
    	
 
    	

    	
 
    	
41
    	
 
    	
6161455
    	
 
    	
2010.6.7-2020.6.6
    	
 
    
	
9.
    	
 
    	

    	
 
    	
35
    	
 
    	
6161456
    	
 
    	
2010.5.28-2020.5.27
    	
 
    
	
10.
    	
 
    	

    	
 
    	
35
    	
 
    	
6163548
    	
 
    	
2010.6.7-2020.6.6
    	
 
    
	
11.
    	
 
    	

    	
 
    	
38
    	
 
    	
6163549
    	
 
    	
2010.7.21-2020.7.20
    	
 
    
	
12.
    	
 
    	

    	
 
    	
41
    	
 
    	
6163550
    	
 
    	
2010.6.7-2020.6.6
    	
 
    
	
13.
    	
 
    	

    	
 
    	
35
    	
 
    	
6269813
    	
 
    	
2011.1.14-2021.1.13
    	
 
    
	
14.
    	
 
    	

    	
 
    	
38
    	
 
    	
6269815
    	
 
    	
2011.3.14-2021.3.13
    	
 
    
	
15.
    	
 
    	

    	
 
    	
41
    	
 
    	
6269816
    	
 
    	
2010.8.21-2020.8.20
    	
 
    
	
16.
    	
 
    	

    	
 
    	
42
    	
 
    	
6269818
    	
 
    	
2010.6.21-2020.6.20
    	
 
    
	
17.
    	
 
    	

    	
 
    	
9
    	
 
    	
6510368
    	
 
    	
2010.4.7-2020.4.6
    	
 
    
	
18.
    	
 
    	

    	
 
    	
35
    	
 
    	
6510371
    	
 
    	
2010.7.14-2020.7.13
    	
 
    
	
19.
    	
 
    	

    	
 
    	
38
    	
 
    	
6510372
    	
 
    	
2010.3.28-2020.3.27
    	
 
    
	
20.
    	
 
    	

    	
 
    	
42
    	
 
    	
6510374
    	
 
    	
2010.7.21-2020.7.20
    	
 
    
	
21.
    	
 
    	

    	
 
    	
9
    	
 
    	
6719175
    	
 
    	
2010.6.7-2020.6.6
    	
 
    

 

2

 

	
No.
    	
 
    	
Trademark
    	
 
    	
Category
    	
 
    	
Registration
   No.
    	
 
    	
Term of Exclusive
   Right
    	
 
    
	
22.
    	
 
    	

    	
 
    	
9
    	
 
    	
6719177
    	
 
    	
2010.6.7-2020.6.6
    	
 
    
	
23.
    	
 
    	

    	
 
    	
9
    	
 
    	
6719180
    	
 
    	
2010.6.7-2020.6.6
    	
 
    
	
24.
    	
 
    	

    	
 
    	
9
    	
 
    	
6719181
    	
 
    	
2010.6.7-2020.6.6
    	
 
    
	
25.
    	
 
    	

    	
 
    	
35
    	
 
    	
6719185
    	
 
    	
2010.7.14-2020.7.13
    	
 
    
	
26.
    	
 
    	

    	
 
    	
35
    	
 
    	
6719187
    	
 
    	
2010.7.14-2020.7.13
    	
 
    
	
27.
    	
 
    	

    	
 
    	
35
    	
 
    	
6719188
    	
 
    	
2010.7.14-2020.7.13
    	
 
    
	
28.
    	
 
    	

    	
 
    	
35
    	
 
    	
6719189
    	
 
    	
2010.7.14-2020.7.13
    	
 
    
	
29.
    	
 
    	

    	
 
    	
38
    	
 
    	
6719192
    	
 
    	
2010.4.14-2020.4.13
    	
 
    
	
30.
    	
 
    	

    	
 
    	
38
    	
 
    	
6719193
    	
 
    	
2010.4.14-2020.4.13
    	
 
    
	
31.
    	
 
    	

    	
 
    	
38
    	
 
    	
6719195
    	
 
    	
2010.4.14-2020.4.13
    	
 
    
	
32.
    	
 
    	

    	
 
    	
38
    	
 
    	
6719196
    	
 
    	
2010.4.14-2020.4.13
    	
 
    
	
33.
    	
 
    	

    	
 
    	
41
    	
 
    	
6719197
    	
 
    	
2010.9.21-2020.9.20
    	
 
    
	
34.
    	
 
    	

    	
 
    	
41
    	
 
    	
6719199
    	
 
    	
2010.9.21-2020.9.20
    	
 
    
	
35.
    	
 
    	

    	
 
    	
41
    	
 
    	
6719200
    	
 
    	
2010.9.7-2020.9.6
    	
 
    
	
36.
    	
 
    	

    	
 
    	
41
    	
 
    	
6719201
    	
 
    	
2010.9.7-2020.9.6
    	
 
    
	
37.
    	
 
    	

    	
 
    	
42
    	
 
    	
6719205
    	
 
    	
2010.9.21-2020.9.20
    	
 
    
	
38.
    	
 
    	

    	
 
    	
42
    	
 
    	
6719269
    	
 
    	
2010.9.21-2020.9.20
    	
 
    
	
39.
    	
 
    	

    	
 
    	
42
    	
 
    	
6719270
    	
 
    	
2010.9.7-2020.9.6
    	
 
    
	
40.
    	
 
    	

    	
 
    	
42
    	
 
    	
6719271
    	
 
    	
2010.9.7-2020.9.6
    	
 
    
	
41.
    	
 
    	

    	
 
    	
9
    	
 
    	
6497668
    	
 
    	
2010.6.21-2020.6.20
    	
 
    
	
42.
    	
 
    	

    	
 
    	
35
    	
 
    	
6497670
    	
 
    	
2010.7.7-2020.7.6
    	
 
    
	
43.
    	
 
    	

    	
 
    	
38
    	
 
    	
6497671
    	
 
    	
2010.3.28-2020.3.27
    	
 
    
	
44.
    	
 
    	

    	
 
    	
42
    	
 
    	
6497672
    	
 
    	
2010.7.14-2020.7.13
    	
 
    

 

3

 

	
No.
    	
 
    	
Trademark
    	
 
    	
Category
    	
 
    	
Registration
   No.
    	
 
    	
Term of Exclusive
   Right
    	
 
    
	
45.
    	
 
    	

    	
 
    	
23
    	
 
    	
8283886
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
46.
    	
 
    	

    	
 
    	
22
    	
 
    	
8283887
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
47.
    	
 
    	

    	
 
    	
21
    	
 
    	
8283888
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
48.
    	
 
    	

    	
 
    	
20
    	
 
    	
8283889
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
49.
    	
 
    	

    	
 
    	
19
    	
 
    	
8283890
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
50.
    	
 
    	

    	
 
    	
18
    	
 
    	
8283891
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
51.
    	
 
    	

    	
 
    	
17
    	
 
    	
8283892
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
52.
    	
 
    	

    	
 
    	
16
    	
 
    	
8283893
    	
 
    	
2011.6.14-2021.6.13
    	
 
    
	
53.
    	
 
    	

    	
 
    	
15
    	
 
    	
8283894
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
54.
    	
 
    	

    	
 
    	
14
    	
 
    	
8283895
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
55.
    	
 
    	

    	
 
    	
12
    	
 
    	
8283896
    	
 
    	
2011.6.7-2021.6.6
    	
 
    
	
56.
    	
 
    	

    	
 
    	
9
    	
 
    	
8283898
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
57.
    	
 
    	

    	
 
    	
8
    	
 
    	
8283899
    	
 
    	
2011.6.21-2021.6.20
    	
 
    
	
58.
    	
 
    	

    	
 
    	
6
    	
 
    	
8283901
    	
 
    	
2011.11.21-2021.11.20
    	
 
    

 

4

 

	
No.
    	
 
    	
Trademark
    	
 
    	
Category
    	
 
    	
Registration
   No.
    	
 
    	
Term of Exclusive
   Right
    	
 
    
	
59.
    	
 
    	

    	
 
    	
5
    	
 
    	
8283902
    	
 
    	
2011.6.7-2021.6.6
    	
 
    
	
60.
    	
 
    	

    	
 
    	
4
    	
 
    	
8283903
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
61.
    	
 
    	

    	
 
    	
2
    	
 
    	
8283904
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
62.
    	
 
    	

    	
 
    	
1
    	
 
    	
8283905
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
63.
    	
 
    	

    	
 
    	
45
    	
 
    	
8283966
    	
 
    	
2011.6.21-2021.6.20
    	
 
    
	
64.
    	
 
    	

    	
 
    	
44
    	
 
    	
8283967
    	
 
    	
2011.10.21-2021.10.20
    	
 
    
	
65.
    	
 
    	

    	
 
    	
43
    	
 
    	
8283968
    	
 
    	
2011.10.21-2021.10.20
    	
 
    
	
66.
    	
 
    	

    	
 
    	
42
    	
 
    	
8283969
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
67.
    	
 
    	

    	
 
    	
41
    	
 
    	
8283970
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
68.
    	
 
    	

    	
 
    	
40
    	
 
    	
8283971
    	
 
    	
2011.7.28-2021.7.27
    	
 
    
	
69.
    	
 
    	

    	
 
    	
37
    	
 
    	
8283973
    	
 
    	
2011.11.21-2021.11.20
    	
 
    
	
70.
    	
 
    	

    	
 
    	
36
    	
 
    	
8283974
    	
 
    	
2011.10.21-2021.10.20
    	
 
    
	
71.
    	
 
    	

    	
 
    	
35
    	
 
    	
8283975
    	
 
    	
2011.10.21-2021.10.20
    	
 
    
	
72.
    	
 
    	

    	
 
    	
34
    	
 
    	
8283976
    	
 
    	
2011.9.28-2021.9.27
    	
 
    

 

5

 

	
No.
    	
 
    	
Trademark
    	
 
    	
Category
    	
 
    	
Registration
   No.
    	
 
    	
Term of Exclusive
   Right
    	
 
    
	
73.
    	
 
    	

    	
 
    	
32
    	
 
    	
8283977
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
74.
    	
 
    	

    	
 
    	
31
    	
 
    	
8283978
    	
 
    	
2011.8.28-2021.8.27
    	
 
    
	
75.
    	
 
    	

    	
 
    	
30
    	
 
    	
8283979
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
76.
    	
 
    	

    	
 
    	
29
    	
 
    	
8283980
    	
 
    	
2011.8.21-2021.8.20
    	
 
    
	
77.
    	
 
    	

    	
 
    	
28
    	
 
    	
8283981
    	
 
    	
2011.7.7-2021.7.6
    	
 
    
	
78.
    	
 
    	

    	
 
    	
27
    	
 
    	
8283982
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
79.
    	
 
    	

    	
 
    	
26
    	
 
    	
8283983
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
80.
    	
 
    	

    	
 
    	
25
    	
 
    	
8283984
    	
 
    	
2011.7.7-2021.7.6
    	
 
    
	
81.
    	
 
    	

    	
 
    	
24
    	
 
    	
8283985
    	
 
    	
2011.5.14-2021.5.13
    	
 
    
	
82.
    	
 
    	

    	
 
    	
35
    	
 
    	
8568158
    	
 
    	
2011.10.7-2021.10.6
    	
 
    
	
83.
    	
 
    	

    	
 
    	
38
    	
 
    	
8568178
    	
 
    	
2011.8.21-2021.8.20
    	
 
    
	
84.
    	
 
    	

    	
 
    	
41
    	
 
    	
8568213
    	
 
    	
2011.8.21-2021.8.20
    	
 
    
	
85.
    	
 
    	

    	
 
    	
42
    	
 
    	
8568240
    	
 
    	
2011.8.21-2021.8.20
    	
 
    

 

6

 

	
No.
    	
 
    	
Trademark
    	
 
    	
Category
    	
 
    	
Registration
   No.
    	
 
    	
Term of Exclusive
   Right
    	
 
    
	
86.
    	
 
    	

    	
 
    	
41
    	
 
    	
8689753
    	
 
    	
2011.10.7-2021.10.6
    	
 
    
	
87.
    	
 
    	

    	
 
    	
41
    	
 
    	
8689758
    	
 
    	
2011.10.7-2021.10.6
    	
 
    

 

Part 2: Trademarks applied for registration

 

	
No.
    	
 
    	
Trademark
    	
 
    	
Category
    	
 
    	
Registration
   No.
    	
 
    	
Date of
   Application
    	
 
    
	
1.
    	
 
    	

    	
 
    	
7
    	
 
    	
8283900
    	
 
    	
2010.5.11
    	
 
    
	
2.
    	
 
    	

    	
 
    	
39
    	
 
    	
8283972
    	
 
    	
2010.5.11
    	
 
    
	
3.
    	
 
    	

    	
 
    	
38
    	
 
    	
8689759
    	
 
    	
2010.9.21
    	
 
    
	
4.
    	
 
    	

    	
 
    	
38
    	
 
    	
8689761
    	
 
    	
2010.9.21
    	
 
    
	
5.
    	
 
    	

    	
 
    	
41
    	
 
    	
9502435
    	
 
    	
2011.5.23
    	
 
    
	
6.
    	
 
    	

    	
 
    	
41
    	
 
    	
9502469
    	
 
    	
2011.5.23
    	
 
    
	
7.
    	
 
    	

    	
 
    	
41
    	
 
    	
9669716
    	
 
    	
2011.7.1
    	
 
    
	
8.
    	
 
    	

    	
 
    	
41
    	
 
    	
9669779
    	
 
    	
2011.7.1
    	
 
    

 

Part 3: Trademarks applied but rejected.

 

	
No.
    	
 
    	
Registration
   No.
    	
 
    	
Trademark
    	
 
    	
Category and Content
    	
 
    
	
1.
    	
 
    	
8283897
    	
 
    	

    	
 
    	
Category 11: Refrigerator,   Atomic piles, Disposable sterilization pouches, Oil lamp, gas lighter, Bath   fittings, Bath tubs
    	
 
    

 

7

 

	
No.
    	
 
    	
Registration
   No.
    	
 
    	
Trademark
    	
 
    	
Category and Content
    	
 
    
	
2.
    	
 
    	
8574799
    	
 
    	

    	
 
    	
N/A
    	
 
    
	
3.
    	
 
    	
8689764
    	
 
    	

    	
 
    	
Category 35: Providing   business information and recommendations to customers (customer advisory   institutions), business management for exclusive business, booking   telecommunication services for others, sales promotions for others, data   search in computer files (for others)
    	
 
    
	
4.
    	
 
    	
8689762
    	
 
    	

    	
 
    	
Category 35: Providing   business information and recommendations to customers (customer advisory   institutions), business management for exclusive business, booking   telecommunication services for others, sales promotions for others, data   search in computer files (for others)
    	
 
    
	
5.
    	
 
    	
6161450
    	
 
    	

    	
 
    	
Category 9: Cartoons
    	
 
    
	
6.
    	
 
    	
6163547
    	
 
    	

    	
 
    	
Category 9: Cartoons
    	
 
    
	
7.
    	
 
    	
6269810
    	
 
    	

    	
 
    	
Category 9: Cartoons
    	
 
    
	
8.
    	
 
    	
6716723
    	
 
    	

    	
 
    	
Category 9: Cartoons
    	
 
    
	
9.
    	
 
    	
6716725
    	
 
    	

    	
 
    	
Category 38: Television   broadcasting
    	
 
    
	
10.
    	
 
    	
6716726
    	
 
    	

    	
 
    	
Category 42: Material   testing, Styling (industrial design), Meteorological information
    	
 
    
	
11.
    	
 
    	
6716727
    	
 
    	

    	
 
    	
Category 42: Material   testing, Styling (industrial design), Meteorological information
    	
 
    

 

8

 

	
No.
    	
 
    	
Registration
   No.
    	
 
    	
Trademark
    	
 
    	
Category and Content
    	
 
    
	
12.
    	
 
    	
7707023
    	
 
    	

    	
 
    	
Category 9: Set-Top   Box, Amusement apparatus adapted for use with external screen or monitor   receivers only
    	
 
    

 

9

 

Schedule 2: Domain Names

 

	
No.
    	
 
    	
Domain Name
    	
 
    	
Expiry Date
    	
 
    
	
1.
    	
 
    	
kankan.com
    	
 
    	
September 23,   2013
    	
 
    
	
2.
    	
 
    	
sandai.net
    	
 
    	
January 27,   2014
    	
 
    
	
3.
    	
 
    	
xunlei.com
    	
 
    	
January 12,   2014
    	
 
    
	
4.
    	
 
    	
xunlei.net
    	
 
    	
March 6,   2013
    	
 
    
	
5.
    	
 
    	
gigaget.com
    	
 
    	
December 16,   2013
    	
 
    
	
6.
    	
 
    	
xlpan.com
    	
 
    	
November 3,   2013
    	
 
    
	
7.
    	
 
    	
kanimg.com
    	
 
    	
November 29,   2012
    	
 
    

 

10

 

Schedule 3: Copyrights

 

Part one: Software copyrights

 

	
No.
    	
 
    	
Certificate No.
    	
 
    	
Software
    	
 
    	
Registration
   No.
    	
 
    	
Date of
   Certification
    	
 
    
	
1.
    	
 
    	
0295369
    	
 
    	
Xunlei Game   Lobby [Abbreviation: Game Lobby]V2.1.18
    	
 
    	
2011SR031695
    	
 
    	
May 25,   2011
    	
 
    
	
2.
    	
 
    	
081322
    	
 
    	
Xunlei WEB   Download Software [Abbreviation: WEB Xunlei]V1.9.3.150
    	
 
    	
2007SR15327
    	
 
    	
October 8,   2007
    	
 
    
	
3.
    	
 
    	
081323
    	
 
    	
Xunlei   Client-side Software V5.7.1.338
    	
 
    	
2007SR15328
    	
 
    	
October 8,   2007
    	
 
    
	
4.
    	
 
    	
086936
    	
 
    	
Xunlei   Search Software V2.2 [Abbreviation: Gougou Search]
    	
 
    	
2007SR20941
    	
 
    	
December 28,   2007
    	
 
    
	
5.
    	
 
    	
086937
    	
 
    	
Xunlei   Media VOD Software[Abbreviation: Xunlei Kankan Software]V2.4
    	
 
    	
2007SR20942
    	
 
    	
December 28,   2007
    	
 
    
	
6.
    	
 
    	
088732
    	
 
    	
Xunlei   Diandianbo Software V1.1[Abbreviation: Xunlei Diandianbo]
    	
 
    	
2008SR01553
    	
 
    	
January 23,   2008
    	
 
    
	
7.
    	
 
    	
091661
    	
 
    	
Xunlei   International Gigaget Client-side Software V1.0.0.23[Abbreviation: Gigaget   Software]
    	
 
    	
2008SR04482
    	
 
    	
February 28,   2008
    	
 
    
	
8.
    	
 
    	
091662
    	
 
    	
Internet   Bar Version Xunlei Download Management Software [Abbreviation: Internet Bar   Version Xunlei] V1.1.9.41
    	
 
    	
2008SR04483
    	
 
    	
February 28,   2008
    	
 
    
	
9.
    	
 
    	
096376
    	
 
    	
Xunlei   Kankan Software V2.9 [Abbreviation: Xunlei Kankan]
    	
 
    	
2008SR09197
    	
 
    	
May 15,   2008
    	
 
    
	
10.
    	
 
    	
099300
    	
 
    	
Internet   Bar Version Xunlei Download Management Software V1.4.1.80
    	
 
    	
2008SR12121
    	
 
    	
June 27,   2008
    	
 
    
	
11.
    	
 
    	
120894
    	
 
    	
nEOiMAGING   Software[Abbreviation: 
    	
 
    	
2008SR33715
    	
 
    	
December 11,   2008
    	
 
    

 

11

 

	
No.
    	
 
    	
Certificate No.
    	
 
    	
Software
    	
 
    	
Registration
   No.
    	
 
    	
Date of
   Certification
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
nEOiMAGING]   V0.28
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
12.
    	
 
    	
0192835
    	
 
    	
Xunlei   Client-side Software V5.8.7.625
    	
 
    	
2010SR004562
    	
 
    	
January 26,   2010
    	
 
    
	
13.
    	
 
    	
0192901
    	
 
    	
Xunlei   Client-side SoftwareV5.9.9.1118
    	
 
    	
2010SR004628
    	
 
    	
January 26,   2010
    	
 
    
	
14.
    	
 
    	
0244120
    	
 
    	
Xunlei   Kankan Player [Abbreviation: XMP] V3.5.0.413
    	
 
    	
2010SR055847
    	
 
    	
October 25,   2010
    	
 
    
	
15.
    	
 
    	
0321535
    	
 
    	
Dachongfeng   Game Software [Abbreviation: Dachongfeng] V1.0
    	
 
    	
2011SR057861
    	
 
    	
August 16,   2011
    	
 
    
	
16.
    	
 
    	
094552
    	
 
    	
nEO iMAGING   image processing software V0.23 [Abbreviation: nEO iMAGING]
    	
 
    	
2008SR07373
    	
 
    	
April 17,   2008
    	
 
    

 

Part two: Production copyright: 

 

	
No.
    	
 
    	
Certification
   No.
    	
 
    	
Product
    	
 
    	
Registration
   No.
    	
 
    	
Date of
   Certification
    	
 
    
	
1.
    	
 
    	
00002050
    	
 
    	
Hummingbird
    	
 
    	
19-2010-F-01630
    	
 
    	
September 9,   2010
    	
 
    

 

12

 

Schedule 4: Patent

 

Part 1: Registered patent

 

	
No.
    	
 
    	
Application No.
    	
 
    	
Patent name
    	
 
    
	
1.
    	
 
    	
200710181572.4
    	
 
    	
A method   and device for adjusting columns in webpages
    	
 
    
	
2.
    	
 
    	
200710163428.8
    	
 
    	
A method   and device for notification in downloading systems
    	
 
    
	
3.
    	
 
    	
200710151548.6
    	
 
    	
A method,   system and device for inter-entity internet data access
    	
 
    
	
4.
    	
 
    	
200710165566.X
    	
 
    	
A method   and system for storage of video and video description
    	
 
    
	
5.
    	
 
    	
200710165968.X
    	
 
    	
A method,   system and device for auto-modification of target downloaded document’s   information
    	
 
    
	
6.
    	
 
    	
200710187276.5
    	
 
    	
A method   and device for sequencing based on search results of search engines
    	
 
    
	
7.
    	
 
    	
200710187891.6
    	
 
    	
A method,   system and device for access to internet resources
    	
 
    
	
8.
    	
 
    	
200710182010.1
    	
 
    	
A method   and system for webpage security scanning
    	
 
    
	
9.
    	
 
    	
200710166581.6
    	
 
    	
A method   and system for data transmission
    	
 
    
	
10.
    	
 
    	
200710160609.5
    	
 
    	
A method,   system and device for notification of updates of software versions
    	
 
    
	
11.
    	
 
    	
200710199031.4
    	
 
    	
A guest,   service, method and system of music search
    	
 
    
	
12.
    	
 
    	
200710160608.0
    	
 
    	
A method,   system and service for provision of text file information
    	
 
    
	
13.
    	
 
    	
200710160610.8
    	
 
    	
A method,   system and device for download
    	
 
    
	
14.
    	
 
    	
200710199065.3
    	
 
    	
A method,   system and device for capturing multimedia video
    	
 
    
	
15.
    	
 
    	
200710301862.8
    	
 
    	
A method,   system and device for adjusting load of information server
    	
 
    
	
16.
    	
 
    	
200710166548.3
    	
 
    	
A method   and device for identifying similar documents.
    	
 
    
	
17.
    	
 
    	
200710161069.2
    	
 
    	
A method   and system for screen protection
    	
 
    
	
18.
    	
 
    	
200710194879.8
    	
 
    	
A method   and device for webpage process
    	
 
    
	
19.
    	
 
    	
200710195928.X
    	
 
    	
A method   and device for confirming internet resources
    	
 
    
	
20.
    	
 
    	
200710195771.0
    	
 
    	
A guest and   method for filtering downloading task list
    	
 
    
	
21.
    	
 
    	
200710307816.9
    	
 
    	
A method,   server and system for search and provision of video files
    	
 
    
	
22.
    	
 
    	
200710307847.4
    	
 
    	
A method,   device and system for provision and replacement of data in webpages
    	
 
    
	
23.
    	
 
    	
200810006656.9
    	
 
    	
A method   and device for image stitching
    	
 
    
	
24.
    	
 
    	
200810006092.9
    	
 
    	
A   generation method for online player and a controlling method and device for   online playing
    	
 
    
	
25.
    	
 
    	
200710152523.8
    	
 
    	
A method   and device for data downloading
    	
 
    
	
26.
    	
 
    	
200710154686.X
    	
 
    	
A method,   system and device for streaming media playing (name on certificate: A method   of streaming media playing)
    	
 
    
	
27.
    	
 
    	
200710163268.7
    	
 
    	
A method   and device for document downloading
    	
 
    
	
28.
    	
 
    	
200710181819.2
    	
 
    	
A device   and system for data transmission among guests
    	
 
    
	
29.
    	
 
    	
200810007395.2
    	
 
    	
A method,   system and device for provision of multimedia
    	
 
    

 

13

 

	
No.
    	
 
    	
Application No.
    	
 
    	
Patent name
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
resources
    	
 
    
	
30.
    	
 
    	
200810144403.8
    	
 
    	
A method   for controlling of guest and frame data on online playing
    	
 
    
	
31.
    	
 
    	
200810098121.9
    	
 
    	
A method   and system for anycast of online video clips
    	
 
    
	
32.
    	
 
    	
200810135454.4
    	
 
    	
A method   and system for obtaining video resources and capturing time point
    	
 
    
	
33.
    	
 
    	
200810134724.X
    	
 
    	
A method   and device for confirming resource sign of document pack
    	
 
    
	
34.
    	
 
    	
200810135541.X
    	
 
    	
A method   and device for recognizing video files
    	
 
    
	
35.
    	
 
    	
200810214377.1
    	
 
    	
A method,   system and device for notification in downloading
    	
 
    
	
36.
    	
 
    	
200810173240.6
    	
 
    	
A   interactive method and terminus for video playing
    	
 
    
	
37.
    	
 
    	
200810168365.X
    	
 
    	
A method   and device for suppressing noises in night images
    	
 
    
	
38.
    	
 
    	
200810168364.5
    	
 
    	
A method   and device on image processing
    	
 
    
	
39.
    	
 
    	
200810174241.2
    	
 
    	
A method   and device for portrait buffing
    	
 
    
	
40.
    	
 
    	
200810167112.0
    	
 
    	
A method   and system for searching internet resources
    	
 
    
	
41.
    	
 
    	
200810171815.0
    	
 
    	
A method   and device for adjusting of digital image exposure
    	
 
    
	
42.
    	
 
    	
200810180933.8
    	
 
    	
A method   and device for image processing
    	
 
    
	
43.
    	
 
    	
200810171621.0
    	
 
    	
A method   and device for image processing
    	
 
    
	
44.
    	
 
    	
200810175246.7
    	
 
    	
A method   and device for image processing
    	
 
    
	
45.
    	
 
    	
200810182924.2
    	
 
    	
A method,   system and device for body text display
    	
 
    
	
46.
    	
 
    	
200810185811.8
    	
 
    	
A method,   system and device for controlling data traffic
    	
 
    
	
47.
    	
 
    	
200810174242.7
    	
 
    	
A method   and device for adding frame to images
    	
 
    
	
48.
    	
 
    	
200810192933.X
    	
 
    	
A method   and device for limiting internet speed
    	
 
    
	
49.
    	
 
    	
200810186173.1
    	
 
    	
A method   and device for changing color images to black and white images
    	
 
    
	
50.
    	
 
    	
200810187559.4
    	
 
    	
A method   and device for reading data
    	
 
    
	
51.
    	
 
    	
200810188198.5
    	
 
    	
A method   and system for play on request for video
    	
 
    
	
52.
    	
 
    	
200810192935.9
    	
 
    	
A method   and device for playing notification
    	
 
    
	
53.
    	
 
    	
200810188199.X
    	
 
    	
A method   and device for retrieval of multimedia resources
    	
 
    
	
54.
    	
 
    	
200810185839.1
    	
 
    	
A method   and device of confirming type of website
    	
 
    

 

Part 2: Patent under application

 

	
No.
    	
 
    	
Application No.
    	
 
    	
Patent name
    
	
1.
    	
 
    	
200710160575.X
    	
 
    	
A method, system   and device for information sharing
    
	
2.
    	
 
    	
200710195930.7
    	
 
    	
A method,   system and device for choosing real names of resources
    
	
3.
    	
 
    	
200710301357.3
    	
 
    	
A method,   system and device for display of downloading task list
    
	
4.
    	
 
    	
200710307848.9
    	
 
    	
A method   for generation of signs and a method, system and device for downloading and   storage of documents
    

 

14

 

	
No.
    	
 
    	
Application No.
    	
 
    	
Patent name
    
	
5.
    	
 
    	
200710307815.4
    	
 
    	
A method,   system and device for downloading video files in segments
    
	
6.
    	
 
    	
201110105120.4
    	
 
    	
A method   and device for search and establishing index for multimedia data
    
	
7.
    	
 
    	
200810093241.X
    	
 
    	
A method   and device for confirming the corresponding relations between advertisement   and advertisement drop point
    
	
8.
    	
 
    	
200810093407.8
    	
 
    	
A method,   system and device for pushing content
    
	
9.
    	
 
    	
200810094686.X
    	
 
    	
A method,   system and device for realization of advertisement
    
	
10.
    	
 
    	
200810145790.7
    	
 
    	
A method   and device for confirming type of internet resources
    
	
11.
    	
 
    	
200810213937.1
    	
 
    	
A method   and device for winding and recognize document packs
    
	
12.
    	
 
    	
200810149693.5
    	
 
    	
A method,   device and system for judging validity of internet access
    
	
13.
    	
 
    	
200810223356.6
    	
 
    	
A method   and device for confirming security of webpages
    
	
14.
    	
 
    	
200810167967.3
    	
 
    	
A method   and device for obtaining resource sign of document pack
    
	
15.
    	
 
    	
200810185838.7
    	
 
    	
A method,   device and system for internet instant messaging data transmission
    
	
16.
    	
 
    	
200810178930.0
    	
 
    	
A method   and device for publishing video files
    
	
17.
    	
 
    	
200810192936.3
    	
 
    	
A method   and system for auto-recommending internet information
    
	
18.
    	
 
    	
200810186297.X
    	
 
    	
A method,   system and device for generating multiple addresses
    
	
19.
    	
 
    	
200810188196.6
    	
 
    	
A system   for security information processing and a method for provision of security   information
    
	
20.
    	
 
    	
200810188197.0
    	
 
    	
A method   and device for downloading and playing of multimedia files
    
	
21.
    	
 
    	
200810189154.4
    	
 
    	
A method   and device for data source recurrence
    
	
22.
    	
 
    	
200810189489.6
    	
 
    	
A method   and device for realization of point to point net connection
    
	
23.
    	
 
    	
200810241040.X
    	
 
    	
A method   and device for playing multimedia files
    
	
24.
    	
 
    	
201010212450.9
    	
 
    	
A method,   system and device for downloading files
    
	
25.
    	
 
    	
201010223275.3
    	
 
    	
A method   and device for developing widget
    
	
26.
    	
 
    	
201010111293.2
    	
 
    	
A method,   device and guest for displaying files
    
	
27.
    	
 
    	
201110105116.8
    	
 
    	
A method   and device for extracting video fingerprint
    
	
28.
    	
 
    	
201110229713.1
    	
 
    	
A method   and device for data downloading
    

 

15

 

Part 3: Rejected patent application

 

	
No.
    	
 
    	
Application No.
    	
 
    	
Patent name
    
	
1.
    	
 
    	
200710162842.7
    	
 
    	
A method   and device for searching
    
	
2.
    	
 
    	
200710182009.9
    	
 
    	
A terminus   and a server, system and method for security information searching
    
	
3.
    	
 
    	
200710181569.2
    	
 
    	
A system   and method for storage of streaming media files.
    
	
4.
    	
 
    	
200710162841.2
    	
 
    	
A method   and system for uploading files
    
	
5.
    	
 
    	
200710196504.5
    	
 
    	
A method,   system and device for classifying downloaded documents
    
	
6.
    	
 
    	
200710166549.8
    	
 
    	
A method   and device for searching and killing virus in video files
    
	
7.
    	
 
    	
200710165969.4
    	
 
    	
A method   and device for inter-cutting Flash in online video
    
	
8.
    	
 
    	
200710195567.9
    	
 
    	
A method   and device for replying in forums
    
	
9.
    	
 
    	
200710160611.2
    	
 
    	
A method,   system and device for obtaining file information
    
	
10.
    	
 
    	
200710301861.3
    	
 
    	
A method   and device for subscription of downloading
    
	
11.
    	
 
    	
200710305672.3
    	
 
    	
A method,   system and device for display of advertisement
    
	
12.
    	
 
    	
200710300676.2
    	
 
    	
A method,   system and device for downloading resources
    
	
13.
    	
 
    	
200710195926.0
    	
 
    	
A method   and device for confirming information published by internet
    
	
14.
    	
 
    	
200710195280.6
    	
 
    	
A method   and device for controlling links
    
	
15.
    	
 
    	
200810087518.8
    	
 
    	
A method,   system and device for fixing abnormal files
    
	
16.
    	
 
    	
200810088026.0
    	
 
    	
A method,   system and device for calculating time for downloading and downloading of   resources
    
	
17.
    	
 
    	
200710165676.6
    	
 
    	
A method,   system and device for uploading files
    
	
18.
    	
 
    	
200710145614.9
    	
 
    	
A method   and system for exporting genuine product information
    
	
19.
    	
 
    	
200710084661.7
    	
 
    	
A method   and system of data downloading
    
	
20.
    	
 
    	
200810089170.6
    	
 
    	
A method,   system, server and guest for provision and online playing of multimedia files
    
	
21.
    	
 
    	
200810089749.2
    	
 
    	
A method   and device for adjusting webpage layout
    
	
22.
    	
 
    	
200810098228.3
    	
 
    	
A method,   system and device for obtaining relevant information of files
    
	
23.
    	
 
    	
200810177518.7
    	
 
    	
A method   and device for operating on downloaded documents
    
	
24.
    	
 
    	
200810178499.X
    	
 
    	
A method   and device for clustering video resources
    
	
25.
    	
 
    	
200810179395.0
    	
 
    	
A method   and device for confirming webpage targets
    
	
26.
    	
 
    	
200810185810.3
    	
 
    	
A method   and system for confirming content of video files
    
	
27.
    	
 
    	
200810188841.4
    	
 
    	
A method   and system for internet-based news recommendation
    
	
28.
    	
 
    	
200610062562.4
    	
 
    	
A method   and system for searching of binary system files based on downloading engines
    

 

16

 

Supplemental Agreement to Intellectual Properties Purchase Option Agreement

 

 

This Supplemental Agreement to Intellectual Properties Purchase Option Agreement (this “Supplemental Agreement”), dated March 10, 2014, is made in Shenzhen by and between:

 

Party A: Shenzhen Xunlei Networking Technologies Co., Ltd.

 

Legal Address: 7th and 8th Floor, Building 11, Shenzhen Software Park,  Ke Ji Zhong Er Road, Nanshan District, Shenzhen, Guangdong, PRC.

 

Party B: Giganology (Shenzhen) Ltd.

 

Legal Address: Room 802, Building 11, Shenzhen Software Park, Central District of High-tech Park, Nanshan District, Shenzhen, Guangdong, PRC.

 

(Collectively, the “Parties”)

 

WHEREAS:

 

(1)                   The Parties have entered into an Intellectual Properties Purchase Option Agreement on March 1, 2012 (the “Original Intellectual Property Purchase Option Agreement”);

 

(2)                   The Parties through friendly negotiation and based on the principle of equality and mutual benefit, agree to enter into this Supplemental Agreement to amend and supplement the Original Intellectual Properties Purchase Option Agreement.

 

The Parties hereby agree:

 

1.                        To delete and replace Section 1 of the Original Intellectual Properties Purchase Option Agreement with the following provision:

 

1.  Grant of Purchase Option

 

Party A hereby grants Party B an irrevocable and exclusive call option (the “Option”), whereby Party B and/or any person nominated by Party B may purchase at any time during the Term of the Option (as defined below) from Party A the trade name, proprietary technology held by Party A, the registered trademarks, domain names, copyrights and patents held by Party A as set forth in the Schedule to this Agreement and all trademarks, domain names, copyrights and patents that will be submitted for registration after Party A’s execution of this Agreement, (collectively, “Intellectual Properties”), subject to the terms and conditions of this Agreement.

 

2.                        Unless otherwise stated in this Supplemental Agreement, the terms applied in 

 

 

this Supplemental Agreement have the same meaning as given to them in the Original Intellectual Properties Purchase Option Agreement.

 

3.                        This Supplemental Agreement becomes effective upon its execution by the Parties on the date first written above. This Supplemental Agreement is a supplement to the provisions in the Original Intellectual Properties Purchase Option Agreement and shall have the same legal effect as the Original Intellectual Property Purchase Option Agreement. This Supplemental Agreement shall prevail should there be any conflict with the Original Intellectual Property Purchase Option Agreement.

 

4.                        This Supplemental Agreement is executed in Chinese in two (2) counterparts with the same legal effect, each Party holding one counterpart.

 

[Remainder of this page intentionally left blank]

 

 

(Execution Page)

 

Party A: /s/ Giganology (Shenzhen) Ltd.

 

 

Party B: /s/ Shenzhen Xunlei Networking Technologies Co., Ltd.Exhibit 10.12

 

 

NON-QUALIFIED STOCK OPTION AGREEMENT

 

	
Name   of Optionee:
    	
Robert   E. Dudley, Ph.D.
    
	
 
    	
 
    
	
No. of   Option Shares:
    	
90,000
    
	
 
    	
 
    
	
Option   Exercise Price per Share:
    	
$2.11
    
	
 
    	
 
    
	
Grant   Date:
    	
May 2,   2014
    
	
 
    	
 
    
	
Expiration   Date:
    	
May 1,   2024
    

 

Clarus Therapeutics, Inc. (the “Company”) hereby grants to the Optionee named above an option (the “Stock Option”) to purchase on or prior to the Expiration Date specified above all or part of the number of shares of Common Stock, par value $0.001 per share (the “Stock”), of the Company specified above at the Option Exercise Price per Share specified above, subject to the terms and conditions set forth herein.  This Stock Option is not intended to be an “incentive stock option” under Section 422 of the Internal Revenue Code of 1986, as amended (the “Code”).  This Stock Option is intended to constitute a non-qualified deferred compensation arrangement that complies with the requirements of Section 409A of the Code.

 

1.                                      Definitions.  For the purposes of this Agreement, the following terms shall have the following respective meanings:

 

(a)                                 “Board” means the Board of Directors of the Company.

 

(b)                                 “Committee” means the Compensation Committee of the Board.

 

(c)                                  “Fair Market Value” of the Stock on any given date means the fair market value of the Stock determined in good faith by the Committee; provided, however, that if the Stock is admitted to quotation on the National Association of Securities Dealers Automated Quotation System (“NASDAQ”), NASDAQ Global Market or another national securities exchange, the determination shall be made by reference to market quotations.  If there are no market quotations for such date, the determination shall be made by reference to the last date preceding such date for which there are market quotations; provided further, however, that if the date for which Fair Market Value is determined is the first day when trading prices for the Stock are reported on a national securities exchange, the Fair Market Value shall be the “Price to the

 

 

Public” (or equivalent) set forth on the cover page for the final prospectus relating to the Company’s Initial Public Offering.

 

(d)                                 “Initial Public Offering” means the consummation of the first underwritten, firm commitment public offering pursuant to an effective registration statement under the Act covering the offer and sale by the Company of its equity securities, or such other event as a result of or following which the Stock shall be publicly held.

 

(e)                                  “Sale Event” means (i) the sale of all or substantially all of the assets of the Company on a consolidated basis to an unrelated person or entity, (ii) a merger, reorganization or consolidation pursuant to which the holders of the Company’s outstanding voting power and outstanding stock immediately prior to such transaction do not own a majority of the outstanding voting power and outstanding stock or other equity interests of the resulting or successor entity (or its ultimate parent, if applicable) immediately upon completion of such transaction, (iii) the sale of all of the Stock of the Company to an unrelated person, entity or group thereof acting in concert, or (iv) any other transaction in which the owners of the Company’s outstanding voting power immediately prior to such transaction do not own at least a majority of the outstanding voting power of the Company or any successor entity immediately upon completion of the transaction other than as a result of the acquisition of securities directly from the Company.

 

(f)                                   “Sale Price” means the value as determined by the Committee or the Board of the consideration payable, or otherwise to be received by stockholders, per share of Stock pursuant to a Sale Event

 

(g)                                  “Separation from Service” means the Optionee’s “separation from service” from the Company, an affiliate of the Company or a successor entity within the meaning set forth in Section 409A of the Code, determined in accordance with the presumptions set forth in Treasury Regulation Section 1.409A-1(h).

 

(h)                                 “Stockholders Agreement” means that certain Second Amended and Restated Stockholders Agreement, dated as of September 9, 2011, by and among the Company and stockholders identified therein, as amended from time to time.

 

(i)                                     “Subsidiary” means any corporation or other entity (other than the Company) in which the Company has at least a 50 percent interest, either directly or indirectly.

 

2.                                      Vesting and Exercisability Schedules.

 

(a)                                 Vesting Schedule.  Except as set forth below, and subject to the discretion of the Committee to accelerate the vesting schedule hereunder, this Stock Option shall become vested with respect to the following number of Option Shares on the dates indicated so long as Optionee remains an employee of the Company or a Subsidiary on such dates:

 

	
Incremental Number of
   Option Shares Vesting
    	
 
    	
Vesting Date
    
	
 
    	
 
    	
 
    
	
22,500 (25%)
    	
 
    	
April 30, 2015
    

 

2

 

	
1,875 (2.083%)
    	
 
    	
May 1, 2015
    
	
1,875 (2.083%)
    	
 
    	
June 1, 2015
    
	
1,875 (2.083%)
    	
 
    	
July 1, 2015
    
	
1,875 (2.083%)
    	
 
    	
August 1, 2015
    
	
1,875 (2.083%)
    	
 
    	
September 1, 2015
    
	
1,875 (2.083%)
    	
 
    	
October 1, 2015
    
	
1,875 (2.083%)
    	
 
    	
November 1, 2015
    
	
1,875 (2.083%)
    	
 
    	
December 1, 2015
    
	
1,875 (2.083%)
    	
 
    	
January 1, 2016
    
	
1,875 (2.083%)
    	
 
    	
February 1, 2016
    
	
1,875 (2.083%)
    	
 
    	
March 1, 2016
    
	
1,875 (2.083%)
    	
 
    	
April 1, 2016
    
	
1,875 (2.083%)
    	
 
    	
May 1, 2016
    
	
1,875 (2.083%)
    	
 
    	
June 1, 2016
    
	
1,875 (2.083%)
    	
 
    	
July 1, 2016
    
	
1,875 (2.083%)
    	
 
    	
August 1, 2016
    
	
1,875 (2.083%)
    	
 
    	
September 1, 2016
    
	
1,875 (2.083%)
    	
 
    	
October 1, 2016
    
	
1,875 (2.083%)
    	
 
    	
November 1, 2016
    
	
1,875 (2.083%)
    	
 
    	
December 1, 2016
    
	
1,875 (2.083%)
    	
 
    	
January 1, 2017
    
	
1,875 (2.083%)
    	
 
    	
February 1, 2017
    
	
1,875 (2.083%)
    	
 
    	
March 1, 2017
    
	
1,875 (2.083%)
    	
 
    	
April 1, 2017
    
	
1,875 (2.083%)
    	
 
    	
May 1, 2017
    
	
1,875 (2.083%)
    	
 
    	
June 1, 2017
    
	
1,875 (2.083%)
    	
 
    	
July 1, 2017
    
	
1,875 (2.083%)
    	
 
    	
August 1, 2017
    
	
1,875 (2.083%)
    	
 
    	
September 1, 2017
    
	
1,875 (2.083%)
    	
 
    	
October 1, 2017
    
	
1,875 (2.083%)
    	
 
    	
November 1, 2017
    
	
1,875 (2.083%)
    	
 
    	
December 1, 2017
    
	
1,875 (2.083%)
    	
 
    	
January 1, 2018
    
	
1,875 (2.083%)
    	
 
    	
February 1, 2018
    
	
1,875 (2.083%)
    	
 
    	
March 1, 2018
    
	
1,875 (2.083%)
    	
 
    	
April 1, 2018
    

 

Notwithstanding the foregoing,  if a Sale Event occurs while the Optionee is employed by the Company or a Subsidiary, 100% of the unvested Option Shares shall immediately vest.  The number of Option Shares subject to vesting will be appropriately adjusted in accordance with the principles set forth in Section 7.

 

(b)                                 Exercisability Schedule.  Subject to Sections 8 and 11 below, the Optionee may only exercise the vested portion of this Option during the applicable period specified on Exhibit A with respect to the vested portion of the Option specified thereon.  Notwithstanding the foregoing, (i) upon the Optionee’s death, the vested and unexercised portion of the Option 

 

3

 

shall be exercised for 100% of the underlying Option Shares (excluding any Option Shares that are not vested) and (ii) upon the Optionee’s Separation from Service for any reason other than death, the Option shall be exercised with respect to the following Option Shares: (1) 25% of the Option Shares (rounded down to the nearest whole number) from the 2016 Tranche (as defined on Exhibit A); (2) 25% of the Option Shares (rounded down to the nearest whole number) from the 2017 Tranche (as defined on Exhibit A); (3) 25% of the Option Shares (rounded down to the nearest whole number) from the 2018 Tranche (as defined on Exhibit A); and (4) 25% of the Option Shares (rounded down to the nearest whole number) from the 2020 Tranche (as defined on Exhibit A); in each case, provided that the Option is vested and unexercised with respect to such Option Shares; provided further that the remaining vested portions of the Option that are not exercised on the date of such Separation from Service pursuant to this clause (ii) shall be exercisable during the applicable period specified on Exhibit A as if no such Separation from Service had occurred.

 

3.                                      Manner of Exercise.

 

(a)                                 The Optionee may exercise the vested portion of this Stock Option in accordance with the schedule set forth in Section 2(b) by written notice to the Committee of his or her election to purchase some or all of the Option Shares purchasable at the time of such notice.  This notice shall specify the number of Option Shares to be purchased.

 

Payment of the purchase price for the Option Shares may be made by one or more of the following methods:  (i) in cash, by certified or bank check or other instrument acceptable to the Committee; (ii) through the delivery (or attestation to the ownership) of shares of Stock that have been purchased by the Optionee on the open market or that are beneficially owned by the Optionee and are not then subject to any restrictions under any Company plan and that otherwise satisfy any holding periods as may be required by the Committee; (iii) by the Optionee delivering to the Company a properly executed exercise notice together with irrevocable instructions to a broker to promptly deliver to the Company cash or a check payable and acceptable to the Company to pay the option purchase price, provided that in the event the Optionee chooses to pay the option purchase price as so provided, the Optionee and the broker shall comply with such procedures and enter into such agreements of indemnity and other agreements as the Committee shall prescribe as a condition of such payment procedure; or (iv) by a “net exercise” arrangement pursuant to which the Company will reduce the number of shares of Stock issuable upon exercise by the largest whole number of shares with a Fair Market Value that does not exceed the aggregate exercise price; or (v) a combination of (i), (ii), (iii) and (iv) above.  Payment instruments will be received subject to collection.

 

The transfer to the Optionee on the records of the Company or of the transfer agent of the Option Shares will be contingent upon (i) the Company’s receipt from the Optionee of the full purchase price for the Option Shares, as set forth above, (ii) the fulfillment of any other requirements contained herein or in any other agreement or provision of laws and (iii) the receipt by the Company of any agreement, statement or other evidence that the Company may require to satisfy itself that the issuance of Stock to be purchased pursuant to the exercise this Stock Option and any subsequent resale of the shares of Stock will be in compliance with applicable laws and regulations.  In the event the Optionee chooses to pay the purchase price by previously-owned 

 

4

 

shares of Stock through the attestation method, the number of shares of Stock transferred to the Optionee upon the exercise of the Stock Option shall be net of the Shares attested to.

 

(b)                                 The shares of Stock purchased upon exercise of this Stock Option shall be transferred to the Optionee on the records of the Company or of the transfer agent upon compliance to the satisfaction of the Committee with all requirements under applicable laws or regulations in connection with such transfer and with the requirements hereof.  The determination of the Committee as to such compliance shall be final and binding on the Optionee.  The Optionee shall not be deemed to be the holder of, or to have any of the rights of a holder with respect to, any shares of Stock subject to this Stock Option unless and until this Stock Option shall have been exercised pursuant to the terms hereof, the Company or the transfer agent shall have transferred the shares to the Optionee, and the Optionee’s name shall have been entered as the stockholder of record on the books of the Company.  Thereupon, the Optionee shall have full voting, dividend and other ownership rights with respect to such shares of Stock.

 

(c)                                  Notwithstanding any other provision hereof, no portion of this Stock Option shall be exercisable after the Expiration Date hereof.

 

4.                                      Termination of Employment for Cause.  If the Optionee’s employment by the Company or a Subsidiary is terminated for Cause, any portion of this Stock Option outstanding on such date shall terminate immediately and be of no further force and effect.  For purposes hereof, “Cause” shall mean (i) conduct by the Optionee in connection with his service to the Company that is fraudulent, unlawful or grossly negligent; (ii) the Optionee’s material breach of his material responsibilities to the Company or his willful failure to comply with reasonable and lawful directives of the Company’s Chief Executive Officer; (iii) breach by the Optionee of his representations, warranties, covenants and/or obligations under the Option’s employment agreement; (iv) material misconduct by the Optionee which materially and demonstrably discredits or damages the Company, and/or (v) nonperformance of the Optionee’s material duties or responsibilities to the Company as determined in good faith by the Company after written notice to the Optionee and a thirty-day opportunity to cure.  If the Optionee’s employment by the Company or a Subsidiary terminates for any other reason, the vested portion of this Stock Option shall be exercised in accordance with Section 2(b).

 

5.                                      Transferability.  This Agreement is personal to the Optionee, is non-assignable and is not transferable in any manner, by operation of law or otherwise, other than by will or the laws of descent and distribution.  This Stock Option is exercisable, during the Optionee’s lifetime, only by the Optionee, and thereafter, only by the Optionee’s legal representative or legatee in accordance with the schedule set forth in Section 2(b) or as otherwise permitted by Section 409A of the Code.

 

6.                                      Tax Withholding.  The Optionee shall, not later than the date as of which the exercise of this Stock Option becomes a taxable event for Federal income tax purposes, pay to the Company or make arrangements satisfactory to the Committee for payment of any Federal, state, and local taxes required by law to be withheld on account of such taxable event.  The Company shall have the authority to cause the minimum required tax withholding obligation to be satisfied, in whole or in part, by withholding from shares of Stock to be issued to the Optionee 

 

5

 

a number of shares of Stock with an aggregate Fair Market Value that would satisfy the minimum withholding amount due.

 

7.                                      Changes in Stock.  If, as a result of any reorganization, recapitalization, reclassification, stock dividend, stock split, reverse stock split or other similar change in the Company’s capital stock, the outstanding shares of Stock are increased or decreased or are exchanged for a different number or kind of shares or other securities of the Company, or additional shares or new or different shares or other securities of the Company or other non-cash assets are distributed with respect to such shares of Stock or other securities, or, if, as a result of any merger or consolidation, sale of all or substantially all of the assets of the Company, the outstanding shares of Stock are converted into or exchanged for securities of the Company or any successor entity (or a parent or subsidiary thereof), the Committee shall make an appropriate or proportionate adjustment in the number and kind of shares of Stock subject to this Stock Option and the exercise price for each share of Stock subject to this Stock Option, without changing the aggregate exercise price.  The Committee shall also make equitable or proportionate adjustments in the number of shares subject to this Stock Option and the exercise price and the terms of this Stock Option to take into consideration cash dividends paid other than in the ordinary course or any other extraordinary corporate event.  The adjustment by the Committee shall be final, binding and conclusive.  No fractional shares of Stock shall be issued resulting from any such adjustment, but the Committee shall make a cash payment in lieu of fractional shares.

 

8.                                      Mergers and Other Transactions.  In connection with a Sale Event that constitutes a “change in the ownership” of the Company (as defined in Treasury Regulation Section 1.409A-3(i)(5)(v)) or a “change in ownership of a substantial portion of the assets” of the Company (as defined in Treasury Regulation Section 1.409A-3(i)(5)(vii)), the Optionee shall be deemed to exercise this Stock Option in full by means of “net exercise” pursuant to Section 3(a)(iv) hereof immediately prior to the consummation of such Sale Event to the extent it is “in-the-money” and shall be entitled to receive the same type and amount of proceeds payable to each of the other shareholders of the Company in connection with such Sale Event, on a per-share basis, for each share of Stock issuable upon the deemed exercise of this Stock Option.  Any portion of such payment that is subject to any escrow, holdback or similar arrangement pursuant to the terms of such Sale Event shall be paid in accordance with the requirements of Treasury Regulation Section 1.409A-3(i)(5)(iv) and shall otherwise be made in a manner in that is compliant with, or exempt from, Section 409A of the Code; provided that if such payment(s) cannot otherwise be made in compliance with this sentence, then such payment(s) shall be made without regard to any such escrow, holdback or similar arrangement.  If the Stock Option is not “in-the-money” upon the consummation of a Sale Event described in this Section 8, it shall be terminated automatically without payment to the Optionee.

 

9.                                      Stockholders Agreement. Until the Initial Public Offering, the Optionee, as a condition of receipt of this Stock Option, shall, upon the exercise of this Stock Option, agree in writing to be bound by the terms of the Stockholders Agreement.

 

10.                               No Obligation to Continue Employment.  Neither the Company nor any Subsidiary is obligated by or as a result of this Agreement to continue the Optionee in 

 

6

 

employment and this Agreement shall not interfere in any way with the right of the Company or any Subsidiary to terminate the employment of the Optionee at any time.

 

11.                               Section 409A.  The parties intend that this Agreement will be administered so that all amounts and benefits payable hereunder shall be paid or provided in a manner that is compliant with Section 409A of the Code, and the parties hereby agree that all amounts and benefits payable under this Agreement are compliant with Section 409A of the Code.  The parties agree not to take any position inconsistent with the preceding sentence for any reporting purposes, whether internal or external, and to cause their affiliates, agents, successors and assigns not to take any such inconsistent position.  To the extent that any provision of this Agreement is ambiguous as to its compliance with Section 409A of the Code, the provision shall be read in such a manner as to comply with Section 409A of the Code.  The parties agree that this Agreement may be amended, as reasonably requested by either party, and as may be necessary to fully comply with Section 409A of the Code and all related rules and regulations in order to preserve the payments and benefits provided hereunder without additional cost to either party; provided that no such amendment may decrease the economic benefit to the Executive without the Executive’s prior written consent.  If, and only if, the Optionee is a “specified employee” (as defined in Section 409A of the Code) and the exercise of any portion of the Option would be subject to additional tax under Section 409A if any such portion of the Option were exercised within six months after the Optionee’s Separation from Service, then any such portion of the Option shall not be exercisable during the six-month period immediately following the Optionee’s Separation from Service, except as provided in the immediately following sentence. In such an event, any such portion of the Option that otherwise would have been exercised during such six-month period and that would have incurred such additional tax under Section 409A of the Code shall instead be exercised on the first day of the seventh month following the date of the Optionee’s Separation from Service or, if earlier, within ten days following the date of the Optionee’s death.

 

12.                               Integration.  This Agreement constitutes the entire agreement between the parties with respect to this Stock Option and supersedes all prior agreements and discussions between the parties concerning such subject matter.

 

13.                               Data Privacy Consent.  In order to administer this Agreement and to implement or structure future equity grants, the Company, its subsidiaries and affiliates and certain agents thereof (together, the “Relevant Companies”) may process any and all personal or professional data, including but not limited to Social Security or other identification number, home address and telephone number, date of birth and other information that is necessary or desirable for the administration of this Agreement (the “Relevant Information”).  By entering into this Agreement, the Optionee (i) authorizes the Company to collect, process, register and transfer to the Relevant Companies all Relevant Information; (ii) waives any privacy rights the Optionee may have with respect to the Relevant Information; (iii) authorizes the Relevant Companies to store and transmit such information in electronic form; and (iv) authorizes the transfer of the Relevant Information to any jurisdiction in which the Relevant Companies consider appropriate.  The Optionee shall have access to, and the right to change, the Relevant Information.  Relevant Information will only be used in accordance with applicable law.

 

7

 

14.                               Notices.  Notices hereunder shall be mailed or delivered to the Company at its principal place of business and shall be mailed or delivered to the Optionee at the address on file with the Company or, in either case, at such other address as one party may subsequently furnish to the other party in writing.

 

	
 
    	
CLARUS   THERAPEUTICS, INC.
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   Steven A. Bourne
    
	
 
    	
 
    	
Title:   Chief Financial Officer
    

 

 

The foregoing Agreement is hereby accepted and the terms and conditions thereof hereby agreed to by the undersigned.  Electronic acceptance of this Agreement pursuant to the Company’s instructions to the Optionee (including through an online acceptance process) is acceptable.

 

 

	
Dated:
    	
May 2, 2014
    	
 
    	
/s/   Robert E. Dudley
    
	
 
    	
 
    	
Optionee’s Signature
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Optionee’s name and address:
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Robert E. Dudley
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
1471 Avellino Circle
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Murfreesboro, TN 37130
    

 

8

 

Exhibit A

 

Exercise Periods

 

Except as otherwise provided in the Agreement:

 

1.              With respect to all or any portion of the 22,500 Option Shares (as adjusted under Section 7, if applicable) for which the Option vests on April 30, 2015, the Option shall be exercisable for such Option Shares only during the period commencing on January 1, 2016 and ending on December 31, 2016 (the “2016 Tranche”).

 

2.              With respect to all or any portion of the 22,500 Option Shares (as adjusted under Section 7, if applicable) for which the Option vests during the period beginning on May 1, 2015 and ending on April 1, 2016, the Option shall be exercisable for such Option Shares only during the period commencing on January 1, 2017 and ending on December 31, 2017 (the “2017 Tranche”).

 

3.              With respect to all or any portion of the 22,500 Option Shares (as adjusted under Section 7, if applicable) for which the Option vests during the period beginning on May 1, 2016 and ending on April 1, 2017, the Option shall be exercisable for such Option Shares only during the period commencing on January 1, 2018 and ending on December 31, 2018 (the “2018 Tranche”).

 

4.              With respect to all or any portion of the 22,500 Option Shares (as adjusted under Section 7, if applicable) for which the Option vests during the period beginning on May 1, 2017 and ending on April 1, 2018, the Option shall be exercisable for such Option Shares only during the period commencing on January 1, 2020 and ending on December 31, 2020 (the “2020 Tranche”).

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