Document:

exv4w1

 

EXHIBIT 4.1

 

 

METROPCS COMMUNICATIONS, INC.

THE ISSUER IS AUTHORIZED BY ITS CERTIFICATE OF INCORPORATION TO ISSUE SHARES OF MORE THAN ONE
CLASS, THE ISSUER WILL FURNISH WITHOUT CHARGE TO ANY STOCKHOLDER, ON WRITTEN REQUEST, A STATEMENT
OF THE DESIGNATIONS, PREFERENCES, LIMITATIONS AND RELATIVE RIGHTS OF THE SHARES OF EACH CLASS OF
SHARES WHICH THE ISSUER IS AUTHORIZED TO ISSUE AND, IN ADDITION, SUCH A STATEMENT IS ON FILE IN THE
OFFICE OF THE SECRETARY OF STATE OF THE ISSUER’S STATE OF INCORPORATION.

     The following abbreviations, when used in the inscription on the face of this Certificate,
shall be construed as though they were written out in full according to applicable laws or
regulations:

	 	 	 	 	 	 	 	 	 	 	 	 	 
	TEN COM

	 	–
	 	as tenants in common
	 	UNIF GIFT MIN ACT–
	 	 	 	Custodian	 	 
	 

	 	 	 	 	 	 	 	 
	 	 	 	 
	TEN ENT

	 	–
	 	as tenants by the entireties
	 	 	 	(Cust)
	 	 	 	(Minor)
	JT
TEN
	 	–	 	as joint tenants with right	 	 	 	under Uniform Gifts to Minors
	 	 	 	 	of survivorship and not as tenants	 	 	 	Act                                         
	 

	 	 	 	in common
	 	 	 	 	 	(State)	 	 

Additional abbreviations may also be used though not in the above list.

     For value received,                                                              
  
         hereby sell, assign and transfer unto

	 	 	 
	PLEASE INSERT SOCIAL SECURITY OR OTHER
	 	 
	IDENTIFYING NUMBER OF ASSIGNEE
	 	 
	 

	 	 

 

(PLEASE PRIWT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

	 	 	 
	 

	 	shares
	 	 	 
	of the common stock evidenced by this Certificate, and do hereby irrevocably constitute and appoint
	 	 
	 
	 	 
	 

	 	Attorney
	 	 	 
	to transfer the said shares on the books of the within-named Corporation with full power of substitution.
	 	 

Dated                                                             

	 	 	 
	 

	 	 
	 

	 	Signature
	 
	 	 
	 

	 	 
	 

	 	Signature

	 	 	 
	
NOTICE:

	 	THE SIGNATURE TO THIS ASSIGNMEMT MUST CORRESPOND
WITH THE NAME 0FTHE STOCKHOLDER(S) AS WRITTEN UPON THE FACE
OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR
ENLARGEMENT OR ANY CHANGE WHATEVER.

Signature(s) Guaranteed:

	 	 	 
	 
	 	 	 
	THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE
GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN
ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED
SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C RULE
17Ad-15.<PAGE>

                                                                    Exhibit 10.1

                                 FIFTH AMENDMENT

          FIFTH AMENDMENT, dated as of March 30, 2007 (this "Fifth Amendment"),
to the Amended and Restated Credit Agreement, dated as of February 13, 1998, as
amended and restated as of December 10, 2003, as further amended and restated as
of March 4, 2004, and as amended by the First Amendment thereto, dated as of
August 6, 2004, the Second Amendment thereto, dated as of October 20, 2004, the
Third Amendment thereto, dated as of August 1, 2005, and the Fourth Amendment
thereto, dated as of April 26, 2006 (the "Credit Agreement"), among Nebraska
Book Company, Inc., a Kansas corporation (the "Borrower"), NBC Holdings Corp.,
NBC Acquisition Corp., the lenders party from time to time thereto (the
"Lenders"), JPMorgan Chase Bank, N.A. (formerly known as JPMorgan Chase Bank),
as administrative agent (in such capacity, the "Administrative Agent") and
collateral agent, Citigroup Global Markets Inc., as syndication agent, and Bank
of America, N.A. (as successor by merger to Fleet National Bank) and Wells Fargo
Bank N.A., as co-documentation agents.

                                   WITNESSETH:

          WHEREAS, the Borrower, the Lenders and the Administrative Agent are
parties to the Credit Agreement;

          WHEREAS, the Borrower has requested that the Credit Agreement be
amended to, among other things, increase the Revolving Credit Facility from
$65,000,000 to $85,000,000;

          WHEREAS, the Borrower has requested that the Credit Agreement be
amended as provided herein; and

          WHEREAS, the Lenders and the Administrative Agent are willing to agree
to such amendment to the Credit Agreement, subject to the terms and conditions
set forth herein;

          NOW, THEREFORE, in consideration of the premises and mutual covenants
contained herein, the Borrower, the Lenders and the Administrative Agent hereby
agree as follows:

          1. Defined Terms. Unless otherwise defined herein, capitalized terms
which are defined in the Credit Agreement are used herein as therein defined.

          2. Increase in Revolving Credit Facility. Subject to the terms and
conditions hereof and in reliance upon the representations and warranties set
forth herein and in the Credit Agreement, on the Fifth Amendment Effective Date
the Total Revolving Credit Commitments will be increased from $65,000,000 to
$85,000,000 (the amount of such increase, the "Increased Revolving
Commitments"). The Increased Revolving Commitments will be made available by the
Lenders listed on Schedule I hereto (the "Additional Revolving Credit Lenders")
in the respective amounts set forth opposite such Lenders' names on Schedule I
hereto. On the Fifth Amendment Effective Date participating interests in
outstanding Letters of Credit will be reallocated and deemed held by all the
Revolving Credit Lenders in accordance with their respective Revolving Credit
Percentages. On the Fifth Amendment Effective Date the Revolving Credit Lenders
(including Revolving Credit Lenders holding Increased Revolving Commitments)
will make payments to the Administrative Agent and the Administrative Agent will
make payments to the Revolving Credit Lenders in such amounts as shall be
directed by the Administrative Agent so that, after giving effect thereto, the
Revolving Credit Loans will be held by the Revolving Credit Lenders in
accordance with their respective Revolving Credit Percentages. Revolving Credit
Loans made after the Fifth Amendment Effective Date shall be made ratably by all
Revolving Credit Lenders, including the Additional Revolving Credit Lenders. On
the Fifth Amendment Effective Date (i) the existing Revolving Credit Loans and
the Loans made under the Increased Revolving Commitments shall

<PAGE>

be combined and consolidated into a single class of revolving credit loans and
such class shall be the Revolving Credit Loans for all purposes of the Credit
Agreement and the other Loan Documents (including as to payment, prepayment,
interest rate and obligation to participate in outstanding Letters of Credit and
Swing Line Loans), (ii) the Increased Revolving Credit Commitments shall be
combined and consolidated into the Revolving Credit Commitments and (iii) each
Additional Revolving Credit Lender shall be a Revolving Credit Lender under the
Credit Agreement and the other Loan Documents. The Borrower will make payments
of principal, interest and fees in respect of the Revolving Credit Commitments,
Revolving Credit Loans and Letters of Credit consistent with the allocations
described in this Section.

          3. Amendments to Section 1.1 (Defined Terms).

          (a) Section 1.1 of the Credit Agreement is amended by adding the
following definitions in proper alphabetical order:

          "Fifth Amendment": the Fifth Amendment dated as of March 30, 2007 to
     this Agreement.

          "Fifth Amendment Effective Date": March 30, 2007, which is the date on
     which the Fifth Amendment became effective in accordance with its terms.

          (b) The definition of "Confidential Information Memorandum" set forth
in Section 1.1 of the Credit Agreement is amended by adding the following at the
end thereof:

          and the presentation to Lenders dated March 2007.

          (c) The following definition set forth in Section 1.1 of the Credit
Agreement is deleted and replaced with the following:

          (d) "Revolving Credit Commitment": as to any Lender, the obligation of
such Lender, if any, to make Revolving Credit Loans and participate in Swing
Line Loans and Letters of Credit in an aggregate principal and/or face amount
not to exceed the amount set forth under the heading "Revolving Credit
Commitment" opposite such Lender's name on Schedule 1.1A or in the Assignment
and Assumption pursuant to which such Lender became a party hereto or as set
forth in the Fifth Amendment, as the same may be changed from time to time
pursuant to the terms hereof. The original amount of the Total Revolving Credit
Commitments is $50,000,000, the amount of the Total Revolving Credit Commitments
on the Fourth Amendment Effective Date is $65,000,000 and the amount of the
Total Revolving Credit Commitments on the Fifth Amendment Effective Date is
$85,000,000.

          (e) The definition of "Consolidated EBITDA" set forth in Section 1.1
of the Credit Agreement is amended by (i) deleting the word "and" at the end of
clause (g) and (ii) inserting the following clause after clause (h) of such
definition:

          , (i) charges incurred in the Borrower's fiscal year ending March 31,
          2007 in connection with the closing of a warehouse in California not
          to exceed $900,000 in the aggregate and (j) charges incurred in the
          Borrower's fiscal year ending March 31, 2007 in connection with the
          integration of CBA's business into the business of the Borrower and
          its Subsidiaries not to exceed $900,000 in the aggregate

                                        2

<PAGE>

          4. Amendment to Section 4.1 (Financial Condition). (a) Section 4.1(b)
of the Credit Agreement is amended by deleting each reference to the dates
"March 31, 2003", "March 31, 2004", "March 31, 2005" and "December 31, 2005" and
substituting therefor, respectively, the dates "March 31, 2004", "March 31,
2005", "March 31, 2006" and "December 31, 2006".

          5. Amendment to Section 4.2 (No Change). Section 4.2 of the Credit
Agreement is amended by deleting the date "March 31, 2005" and substituting
therefor the date "December 31, 2006".

          6. Representations and Warranties. The Borrower hereby confirms,
reaffirms and restates the representations and warranties set forth in Section 4
of the Credit Agreement, as amended by this Fifth Amendment. The Borrower
represents and warrants that, after giving effect to this Fifth Amendment, no
Default or Event of Default has occurred and is continuing.

          7. Effectiveness. This Fifth Amendment shall become effective on the
Fifth Amendment Effective Date (as such term is defined in the Credit Agreement)
upon the satisfaction of the following conditions precedent:

          (a) Fifth Amendment. The Administrative Agent shall have received this
Fifth Amendment executed and delivered by the Administrative Agent, the
Borrower, the Lenders party to the Credit Agreement constituting the "Required
Lenders" thereunder and each Additional Revolving Credit Lender (or, in the case
of any Lender, a lender addendum or joinder agreement in a form specified by the
Administrative Agent).

          (b) Fees. The Lenders and the Administrative Agent shall have received
all fees required to be paid on or before the Fifth Amendment Effective Date,
and all expenses required to be paid on or before the Fifth Amendment Effective
Date for which invoices have been timely presented, including, without
limitation, the reasonable fees and expenses of legal counsel, on or before the
Fifth Amendment Effective Date.

          (c) Security Documents. The Administrative Agent shall have received
the Acknowledgment and Confirmation, substantially in the form of Exhibit A
hereto, executed and delivered by an authorized officer of the Borrower and each
other Loan Party.

          (d) Closing Certificate. The Administrative Agent shall have received,
with a counterpart for each Lender, a certificate of the Borrower, dated the
Closing Date, substantially in the form of Exhibit B, with appropriate
insertions and attachments.

          (e) Permitted Indebtedness. The Lenders shall have received a
certificate of the Borrower dated the Fifth Amendment Effective Date, in form
and substance satisfactory to the Administrative Agent, demonstrating that the
"Obligations" (as defined in the Guarantee and Collateral Agreement) after
giving effect to the Fifth Amendment and full utilization of the Total Revolving
Credit Commitments and the collateral security thereof are permitted under the
Holdings Discount Notes Indenture and the Senior Subordinated Note Indenture.

          (f) Legal Opinions. The Administrative Agent shall have received the
following executed legal opinions:

          (i) the legal opinion of Bingham McCutchen LLP, counsel to
SuperHoldings, Holdings and the Borrower, in the form reasonably requested by
the Administrative Agent; and

          (ii) the legal opinion of local counsel in Kansas.

                                        3

<PAGE>

          Each such legal opinion shall cover such other matters incident to the
transactions contemplated by this Agreement as the Administrative Agent may
reasonably require.

          8. Mortgage Amendments. On or prior to the date which is 60 days after
the Fifth Amendment Effective Date (which period may be extended from time to
time by the Administrative Agent in its sole discretion), the Borrower shall
deliver to the Administrative Agent an executed mortgage amendment and updated
title commitment in respect of each Mortgage in the form reasonably requested by
the Administrative Agent.

          9. Continuing Effect of the Credit Agreement. This Fifth Amendment
shall not constitute an amendment of any other provision of the Credit Agreement
not expressly referred to herein and shall not be construed as a waiver or
consent to any further or future action on the part of the Borrower that would
require a waiver or consent of the Lenders or the Administrative Agent. Except
as expressly amended hereby, the provisions of the Credit Agreement are and
shall remain in full force and effect.

          10. New Lenders. Each Lender which was not a Lender prior to the
Effective Date shall become a Lender on the Effective Date for all applicable
purposes of the Credit Agreement and the Loan Documents. Each such Lender
represents that it is familiar with the Credit Agreement and the
creditworthiness and financial condition of the Loan Parties and has made its
own analysis of the Loan Parties in becoming a party to the Credit Agreement.

          11. Counterparts. This Fifth Amendment may be executed by the parties
hereto in any number of separate counterparts (including facsimiled
counterparts), each of which shall be deemed to be an original, and all of which
taken together shall be deemed to constitute one and the same instrument.

          12. GOVERNING LAW. THIS FIFTH AMENDMENT AND THE RIGHTS AND OBLIGATIONS
OF THE PARTIES UNDER THIS FIFTH AMENDMENT SHALL BE GOVERNED BY, AND CONSTRUED
AND INTERPRETED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK.

          13. Expenses. The Borrower agrees to pay or reimburse the
Administrative Agent for all of its out-of-pocket costs and expenses incurred in
connection with the preparation, negotiation and execution of this Fifth
Amendment, including, without limitation, the reasonable fees and disbursements
of counsel to the Administrative Agent.

                     [rest of page intentionally left blank]

                                        4

<PAGE>

          IN WITNESS WHEREOF, the parties hereto have caused this Fifth
Amendment to be duly executed and delivered by their proper and duly authorized
officers as of the day and year first above written.

                                        NBC HOLDINGS CORP.

                                        By: /s/ Alan G. Siemek
                                            ------------------------------------
                                        Name: Alan G. Siemek
                                              ----------------------------------
                                        Title: Treasurer
                                               ---------------------------------

                                        NBC ACQUISITION CORP.

                                        By: /s/ Alan G. Siemek
                                            ------------------------------------
                                        Name: Alan G. Siemek
                                              ----------------------------------
                                        Title: Treasurer
                                               ---------------------------------

                                        NEBRASKA BOOK COMPANY, INC.

                                        By: /s/ Alan G. Siemek
                                            ------------------------------------
                                        Name: Alan G. Siemek
                                              ----------------------------------
                                        Title: Treasurer
                                               ---------------------------------

                                        JPMORGAN CHASE BANK, N.A., as
                                        Administrative Agent and as a Lender

                                        By: /s/ Neil R. Boylan
                                            ------------------------------------
                                        Name: Neil R. Boylan
                                              ----------------------------------
                                        Title: Managing Director
                                               ---------------------------------

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