Document:

EX-4.1

 Exhibit 4.1 

 
 

 
 NCFT 

COMMON STOCK COMMON STOCK 
 INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE CUSIP 
 SEE REVERSE FOR CERTAIN DEFINITIONS 
 FULLY PAID
AND NONASSESSABLE SHARES OF THE COMMON STOCK, $0.01 PAR VALUE, OF 
 NORCRAFT COMPANIES, INC. 

transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this certificate
properly endorsed. 
 This certificate is not valid until countersigned by the Transfer Agent and registered by
the Registrar. 
 WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly
authorized officers. 
 NORCRAFT COMPANIES, INC. 

INCORPORATED 
 DELAWARE 
 July 23, 

2013 
 Dated: 
 COUNTERSIGNED AND REGISTERED: 

AMERICAN STOCK TRANSFER & TRUST COMPANY LLC 

(Brooklyn, New York) 
 Transfer Agent 
 and Registrar, 

By 
 Authorized Signature 
 NUMBER SHARES 

Chief Executive Officer Chief Financial Officer 
 PROOF 
 NORCRAFT COMPANIES 

 

 
 The following abbreviations, when used in the inscription on the face of this
certificate, shall be construed as though they were written out in full according to applicable laws or regulations: 
 TEN COM - as tenants in common TEN ENT—as tenants by the entireties JT TEN—as joint tenants with right of survivorship and not as tenants in common 

UNIF GIFT MIN ACT- 
 Custodian 
 (Cust) 

under Uniform Gifts to Minors 
 (Minor) 
 Act 

(State) 
 UNIF TRF MIN ACT- 
 Custodian (until age )

 (Cust) 
 under Uniform Transfers 
 (Minor) 

to Minors Act 
 (State) 
 Additional abbreviations may also be used
though not in the above list. 
 FOR VALUE RECEIVED, 

hereby sell, assign and transfer(s) unto 
 PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE 
 (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) 
 Shares 
 of the Capital Stock represented by the
within Certificate, and do hereby irrevocably constitute 
 and appoint Attorney 

to transfer said stock on the books of the within named Corporation with full power of substitution in the premises.

 Dated 
 SIGNATURE(S) GUARANTEED: 
 NOTICE: 

THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY
PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENTOR ANY CHANGE WHATEVER.EX-4.2

 Exhibit 4.2 
  

 
 THE SECURITIES REPRESENTED BY THIS INSTRUMENT ARE NOT SAVINGS ACCOUNTS, DEPOSITS OR OTHER OBLIGATIONS OF A BANK AND ARE NOT INSURED BY
THE FEDERAL DEPOSIT INSURANCE CORPORATION OR ANY OTHER GOVERNMENTAL AGENCY. SEE REVERSE SIDE FIRST CITIZENS BANC CORP FOR CERTAIN DEFINITIONS INCORPORATED UNDER THE LAWS OF THE STATE OF OHIO CUSIP THIS CERTIFIES THAT [SPECIMEN] is the owner of
FULLY-PAID AND NON-ASSESSABLE 6.50% NONCUMULATIVE REDEEMABLE CONVERTIBLE PERPETUAL PREFERRED SHARES, SERIES B, LIQUIDATION PREFERENCE $1,000 PER SHARE, EACH WITHOUT PAR VALUE OF FIRST CITIZENS BANC CORP transferable on the books and records of the
Transfer Agent, in person or by a duly authorized attorney, upon surrender of this certificate duly endorsed and in proper form for transfer. The powers, designations, preferences and relative, participating, optional and other special rights of the
Series B Preferred Shares represented hereby are issued and shall in all respects be subject to the provisions of the Certificate of Amendment to Article FOURTH of the Articles of Incorporation establishing the terms of the Series B Preferred Shares
of First Citizens Banc Corp. (the “Certificate of Designations”). Capitalized terms used herein but not defined shall have the respective meanings given them in the Certificate of Designations. The Corporation will provide a copy of the
Certificate of Designations to a Holder without charge upon written request to the Corporation at its principal place of business. PREFERRED Reference is hereby made to select provisions of the Series B Preferred Shares set forth on the reverse
hereof, and to the Certificate of Designations, which select provisions and the Certificate of Designations shall for all purposes have the same effect as if set forth in this certificate. Upon receipt of this certificate, the Holder is bound by the
Certificate of Designations and is entitled to the benefits thereunder. Unless the Transfer Agent’s valid countersignature appears hereon, the Series B Preferred Shares evidenced hereby shall not be entitled to any benefit under the Certificate
of Designations or be valid or obligatory for any purpose. IN WITNESS WHEREOF, the Corporation has executed this Series B Preferred Share certificate as of the date set forth below. Dated: SECRETARY PRESIDENT & CEO Countersigned: ILLINOIS STOCK
TRANSFER COMPANY, Transfer Agent By Authorized Signature AMERICAN FINANCIAL PRINTING INCORPORATED – MINNEAPOLIS 

 

 
 FIRST CITIZENS BANC CORP Dividends on each Series B Preferred Share shall be payable when, as and if declared by the Board of Directors
of the Corporation from funds legally available therefor at a rate per annum set forth in the face hereof or as provided in the Certificate of Designations. The Series B Preferred Shares shall be redeemable as provided in the Certificate of
Designations. The Series B Preferred Shares shall be convertible into the Corporation’s Common Shares in the manner and according to the terms set forth in the Certificate of Designations. UPON REQUEST, THE CORPORATION WILL FURNISH WITHOUT
CHARGE TO EACH HOLDER A SUMMARY OF THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS OF SHARES OR SERIES THEREOF OF THE CORPORATION, AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS
OF SUCH PREFERENCES OR RIGHTS. SUCH REQUEST MAY BE MADE TO THE CORPORATION AT 100 EAST WATER STREET, SANDUSKY, OHIO 44870. ASSIGNMENT For value received, the undersigned assigns and transfers the Series B Preferred Shares evidenced hereby to INSERT
SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING ZIP CODE OF ASSIGNEE) and irrevocably appoints agent to transfer the Series B Preferred Shares evidenced hereby on the books of the Transfer Agent.
The agent may substitute another to act for him or her. Dated X X SIGN EXACTLY AS YOUR NAME APPEARS ON THE OTHER SIDE OF THIS SERIES A PREFERRED STOCK CERTIFICATE. SIGNATURE GUARANTEE SIGNATURE MUST BE GUARANTEED BY AN “ELIGIBLE GUARANTOR
INSTITUTION” (I.E., A BANK, STOCKBROKER, SAVINGS AND LOAN ASSOCIATION OR CREDIT UNION) MEETING THE REQUIREMENTS OF THE TRANSFER AGENT, WHICH REQUIREMENTS INCLUDE MEMBERSHIP OR PARTICIPATION IN THE SECURITIES TRANSFER AGENTS MEDALLION PROGRAM
(“STAMP”) OR SUCH OTHER “SIGNATURE GUARANTEE PROGRAM” AS MAY BE DETERMINED BY THE TRANSFER AGENT IN ADDITION TO, OR IN SUBSTITUTION FOR, STAMP, ALL IN ACCORDANCE WITH THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.EX-4.3

 Exhibit 4.3 
  

 
 THE DEPOSITARY SHARES REPRESENTED BY THIS RECEIPT ARE NOT SAVINGS ACCOUNTS, DEPOSITS OR OTHER OBLIGATIONS OF A BANK AND ARE NOT INSURED
BY THE FEDERAL DEPOSIT INSURANCE CORPORATION OR ANY OTHER GOVERNMENT AGENCY. DEPOSITARY RECEIPT FOR DEPOSITARY SHARES, EACH REPRESENTING 1/40TH OF ONE 6.50% NONCUMULATIVE REDEEMABLE CONVERTIBLE SEE REVERSE SIDE PERPETUAL PREFERRED SHARE, SERIES B,
OF FOR CERTAIN DEFINITIONS FIRST CITIZENS BANC CORP CUSIP Incorporated Under The Laws of The State of Ohio Illinois Stock Transfer Company, an Illinois corporation, as Depositary (the “Depositary”), hereby certifies that [SPECIMEN] is the
registered owner of Depositary Shares (“Depositary Shares”), each representing 1/40th of a 6.50% Noncumulative Redeemable Convertible Perpetual Preferred Share, Series B, liquidation preference $1,000 per share, each without par value (the
“Preferred Shares”), of FIRST CITIZENS BANC CORP an Ohio corporation (the “Corporation”), on deposit with the Depositary, subject to the terms and entitled to the benefits of the Deposit Agreement, dated as of November 1, 2013
(the “Deposit Agreement”), among the Corporation, the Depositary and the holders from time to time of the depositary receipts thereunder. By accepting this Depositary PREFERRED Receipt, the holder hereof becomes a party to and agrees to be
bound by all the terms and conditions of the Deposit Agreement. This Depositary Receipt shall not be valid or obligatory for any purpose or entitled to any benefits under the Deposit Agreement unless it shall have been executed by the Depositary by
the manual or facsimile signature of a duly authorized officer or, if a Registrar in respect of the Depositary Receipts (other than the Depositary) shall have been appointed, by the manual or facsimile signature of a duly authorized officer of such
Registrar. Dated: 201 SECRETARY PRESIDENT & CEO COUNTERSIGNED: ILLINOIS STOCK TRANSFER COMPANY DEPOSITARY AND REGISTRAR AUTHORIZED SIGNATURE AMERICAN FINANCIAL PRINTING INCORPORATED – MINNEAPOLIS 

 

 
 FIRST CITIZENS BANC CORP UPON REQUEST, THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH HOLDER OF A DEPOSITARY RECEIPT A COPY OF THE
DEPOSIT AGREEMENT AND A COPY OR SUMMARY OF THE CERTIFICATE OF AMENDMENT TO ARTICLE FOURTH OF THE ARTICLES OF INCORPORATION ESTABLISHING THE TERMS OF THE 6.50% NONCUMULATIVE REDEEMABLE CONVERTIBLE PERPETUAL PREFERRED SHARES, SERIES B, OF FIRST
CITIZENS BANC CORP. ANY SUCH REQUEST IS TO BE ADDRESSED TO THE DEPOSITORY NAMED ON THE FACE OF THIS RECEIPT AT 433 S. CARLTON AVENUE, WHEATON, ILLINOIS 60187. UPON REQUEST, THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH HOLDER OF A DEPOSITARY
RECEIPT A SUMMARY OF THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS OF SHARES OR SERIES THEREOF OF THE CORPORATION, AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH
PREFERENCES OR RIGHTS. SUCH REQUEST MAY BE MADE TO THE CORPORATION AT 100 EAST WATER STREET, SANDUSKY, OHIO 44870. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were
written out in full according to applicable laws or regulations: TEN COM – as tenants in common UNIF GIFT MIN ACT – Custodian TEN ENT – as tenants by entireties (Cust) (Minor) JT TEN – as joint tenants with right of survivorship
under Uniform Gifts to Minors Act not as tenants in common TOD – transfer on death (State) UNIF TRF MIN ACT – Custodian (until age ) (Cust) under Uniform Transfers (Minor) to Minors Act (State) Additional abbreviations may also be used
though not in above list. For value received hereby sell, assign, and transfer unto (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING ZIP CODE OF ASSIGNEE) Depositary Shares represented by the within Depositary Receipt, and do hereby irrevocably
constitute and appoint Attorney to transfer the Depositary Shares on the books of the within named Depositary with full power of substitution in the premises. Dated X X NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAMEAS WRITTEN
UPON THE FACE OF THIS RECEIPT IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. SIGNATURE(S) GUARANTEED: By THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND
LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.

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