Document:

exv10w1

Exhibit
10.1

Execution Version

CREDIT AGREEMENT

Dated as of July 6, 2010

among

OXFORD MINING COMPANY, LLC

(as Borrower),

THE INITIAL LENDERS, INITIAL ISSUING BANK AND

SWING LINE BANK NAMED HEREIN

(as Initial Lenders, Initial Issuing Bank and Swing Line Bank),

and

CITICORP USA, INC.

(as Administrative Agent)

 

BARCLAYS BANK PLC AND THE HUNTINGTON NATIONAL BANK

(as Co-Syndication Agents)

and

FIFTH THIRD BANK AND COMERICA BANK

(as Co-Documentation Agents)

and

CITIGROUP GLOBAL MARKETS INC. AND BARCLAYS CAPITAL

(as Joint Lead Arrangers and Joint Bookrunners)

 

 

TABLE OF CONTENTS

	 	 	 	 	 	 	 	 	 

	ARTICLE I DEFINITIONS AND ACCOUNTING TERMS	 	 	4	 
	 
	Section 1.01	 	Certain Defined Terms
	 	 	4	 
	Section 1.02	 	Computation of Time Periods; Other Definitional Provisions
	 	 	39	 
	Section 1.03	 	Accounting Terms
	 	 	39	 
	 
	ARTICLE II AMOUNTS AND TERMS OF THE ADVANCES AND THE LETTERS OF CREDIT	 	 	39	 
	 
	Section 2.01	 	The Advances and the Letters of Credit
	 	 	39	 
	Section 2.02	 	Making the Advances
	 	 	41	 
	Section 2.03	 	Issuance of and Drawings and Reimbursement Under Letters of Credit
	 	 	44	 
	Section 2.04	 	Repayment of Advances
	 	 	46	 
	Section 2.05	 	Optional Termination or Reduction of the Commitments
	 	 	47	 
	Section 2.06	 	Prepayments
	 	 	48	 
	Section 2.07	 	Interest
	 	 	50	 
	Section 2.08	 	Fees
	 	 	51	 
	Section 2.09	 	Conversion of Borrowings
	 	 	53	 
	Section 2.10	 	Increased Costs, Etc.
	 	 	54	 
	Section 2.11	 	Payments and Computations
	 	 	55	 
	Section 2.12	 	Taxes
	 	 	57	 
	Section 2.13	 	Sharing of Payments, Etc.
	 	 	59	 
	Section 2.14	 	Use of Proceeds
	 	 	60	 
	Section 2.15	 	Defaulting Lenders
	 	 	60	 
	Section 2.16	 	Evidence of Debt
	 	 	62	 
	Section 2.17	 	Replacement of Certain Lenders
	 	 	63	 
	Section 2.18	 	Increase in the Aggregate Commitments
	 	 	64	 
	 
	ARTICLE III CONDITIONS OF LENDING	 	 	66	 
	 
	Section 3.01	 	Conditions Precedent
	 	 	66	 
	Section 3.02	 	Conditions Precedent to Each Borrowing, Commitment Increase and Issuance and Renewal

	 	 	69	 
	Section 3.03	 	Determinations Under Section 3.01
	 	 	71	 
	 
	ARTICLE IV REPRESENTATIONS AND WARRANTIES	 	 	71	 
	 
	Section 4.01	 	Representations and Warranties of Borrower
	 	 	71	 
	 
	ARTICLE V COVENANTS	 	 	79	 
	 
	Section 5.01	 	Affirmative Covenants
	 	 	79	 
	Section 5.02	 	Negative Covenants
	 	 	83	 
	Section 5.03	 	Reporting Requirements
	 	 	89	 
	Section 5.04	 	Financial Covenants
	 	 	92	 
	 
	ARTICLE VI EVENTS OF DEFAULT	 	 	94	 
	 
	Section 6.01	 	Events of Default
	 	 	94	 
	Section 6.02	 	Actions in Respect of the Letters of Credit Upon Default
	 	 	96	 
	 
	ARTICLE VII ADMINISTRATIVE AGENT	 	 	97	 
	 
	Section 7.01	 	Appointment and Authority
	 	 	97	 
	Section 7.02	 	Administrative Agent Individually
	 	 	97	 
	Section 7.03	 	Duties of Administrative Agent; Exculpatory Provisions
	 	 	99	 
	Section 7.04	 	Reliance by Administrative Agent
	 	 	99	 
	Section 7.05	 	Indemnification
	 	 	100	 

i

 

	 	 	 	 	 	 	 	 	 

	Section 7.06	 	Delegation of Duties
	 	 	101	 
	Section 7.07	 	Resignation of Administrative Agent, Issuing Bank or Swing Line Bank
	 	 	101	 
	Section 7.08	 	Non-Reliance on Administrative Agent and Other Lender Parties
	 	 	103	 
	Section 7.09	 	No Other
Duties, Etc.
	 	 	104	 
	 
	ARTICLE VIII MISCELLANEOUS	 	 	105	 
	 
	Section 8.01	 	Amendments, Etc.
	 	 	105	 
	Section 8.02	 	Notices
	 	 	106	 
	Section 8.03	 	Posting of Approved Electronic Communications
	 	 	107	 
	Section 8.04	 	No Waiver; Remedies
	 	 	108	 
	Section 8.05	 	Costs and Expenses
	 	 	108	 
	Section 8.06	 	Right of Set-off
	 	 	110	 
	Section 8.07	 	Binding Effect
	 	 	111	 
	Section 8.08	 	Assignments and Participations
	 	 	111	 
	Section 8.09	 	Execution in Counterparts
	 	 	114	 
	Section 8.10	 	No Liability of Issuing Bank
	 	 	114	 
	Section 8.11	 	Confidentiality
	 	 	115	 
	Section 8.12	 	Treatment of Information
	 	 	116	 
	Section 8.13	 	Jurisdiction, Etc.
	 	 	118	 
	Section 8.14	 	Governing Law
	 	 	118	 
	Section 8.15	 	MLP and Subsidiary Guarantors as Limited Parties; Non-Recourse to the General
Partner and Associated Persons
	 	 	118	 
	Section 8.16	 	Patriot Act Notice
	 	 	118	 
	Section 8.17	 	Survival
	 	 	119	 
	Section 8.18	 	Entire Agreement
	 	 	119	 
	Section 8.19	 	WAIVER OF JURY TRIAL
	 	 	119	 

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 Exhibits 

	 	 	 

	A-1

	 	Form of Revolving Note
	A-2

	 	Form of Term Note
	B

	 	Form of Notice of Borrowing
	C

	 	Form of Assignment and Acceptance
	D-1

	 	Form of MLP Guaranty
	D-2

	 	Form of Subsidiary Guaranty
	E

	 	Form of Solvency Certificate
	F

	 	Form of Compliance Certificate

Schedules

	 	 	 

	I

	 	Lending Officer and Commitment Information
	II

	 	Subsidiary Guarantors
	2.03(f)

	 	Existing Letters of Credit
	4.01(a)

	 	Capital Stock of Oxford Mining Company, LLC
	4.01(b)

	 	Loan Party Subsidiaries
	4.01(d)

	 	Authorization, Approval, Action, Notice and Filing Requirements
	4.01(f)

	 	Litigation
	4.01(n)

	 	Plans and Multiemployer Plans
	4.01(o)

	 	Environmental Matters
	4.01(p)

	 	Open Year Tax Returns
	4.01(s)

	 	Real Property
	4.01(t)

	 	Loan Party Investments
	5.01(p)

	 	Post Closing Covenants
	5.02(a)

	 	Existing Liens
	5.02(c)

	 	Existing Debt

iii

 

CREDIT AGREEMENT

     This CREDIT AGREEMENT (this “Agreement”) is dated and entered into as of July 6, 2010 among
OXFORD MINING COMPANY, LLC, an Ohio limited liability company (the “Borrower”), THE BANKS,
FINANCIAL INSTITUTIONS AND OTHER INSTITUTIONAL LENDERS LISTED ON THE SIGNATURE PAGES HEREOF AS THE
LENDERS (the “Initial Lenders”), THE BANK LISTED ON THE SIGNATURE PAGES HEREOF AS THE INITIAL
ISSUING BANK (the “Initial Issuing Bank”) and THE SWING LINE BANK (as hereinafter defined
and together with the Initial Lenders and the Initial Issuing Bank, the “Lender Parties”), and
CITICORP USA, INC., as administrative agent (together with any successor administrative agent
appointed pursuant to Article VII, the “Administrative Agent”).

PRELIMINARY STATEMENT:

     The Borrower has requested that, upon and after the Effective Date (as hereinafter defined),
the Lender Parties on the terms and conditions of this Agreement make available to the Borrower a
credit facility of up to $175,000,000 (or, to the extent increased in accordance with Section
2.18 hereof, up to $200,000,000), (1) to refinance certain Existing Debt (as hereinafter
defined) of the Borrower and pay transaction fees and expenses in connection herewith, and (2) to,
from time to time, lend to the Borrower and issue Letters of Credit for the account of the
Borrower, (a) to provide working capital for the Borrower and its Subsidiaries, (b) to fund the
Borrower’s payment of cash distributions to the holders of the MLP Interests (as hereinafter
defined) and (c) to provide funding for other general business purposes of the Borrower and its
Subsidiaries (including, without limitation, acquisitions and capital expenditures). The Lender
Parties have indicated their willingness to lend such amounts on the terms and conditions of this
Agreement.

     NOW, THEREFORE, in consideration of the premises and of the mutual covenants and agreements
contained herein, the parties hereto hereby agree as follows:

ARTICLE I

DEFINITIONS AND ACCOUNTING TERMS

     Section 1.01 Certain Defined Terms.

     As used in this Agreement, the following terms shall have the following meanings (such
meanings to be equally applicable to both the singular and plural forms of the terms defined):

     “Acceptable Bank” means (a) any bank or trust company (i) which is organized under the
laws of the United States or any State thereof, (ii) which has capital, surplus and
undivided profits aggregating at least $1,000,000,000, and (iii) (A) whose long-term
unsecured debt obligations (or the long-term unsecured debt obligations of the holding
company owning all of the capital stock of such bank or trust company) shall have been
given a rating of “AA-” or better by S&P or “Aa3” or better by Moody’s or an equivalent
rating by any other credit rating agency of recognized national standing or (B) the

Annex A - Page 4

 

commercial paper or other short-term unsecured debt obligations of which (or the short-term
unsecured debt obligations of the holding company owning all of the capital stock of such
bank or trust company) shall have been given a rating of “Al “ or better by S&P or “Prime 1”
or better by Moody’s or an equivalent rating by any other credit rating agency of recognized
national standing or (b) any Lender Party.

     “Acceptable Broker-Dealer” means any Person other than a natural person (a) which is
registered as a broker or dealer pursuant to the Exchange Act and (b) whose long-term
unsecured debt obligations shall have been given a rating of “AA-” or better by S&P or “Aa3”
or better by Moody’s or an equivalent rating by any other credit rating agency of recognized
national standing.

     “Activities” has the meaning specified in Section 7.02(b).

     “Additional Lender” has the meaning specified in Section 2.18.

     “Adjusted EBITDA” means, with respect to any period, (a) Net Income, plus, to the
extent deducted in determining such Net Income, (b) (i) depletion, depreciation and
amortization, (ii) interest expense and (iii) non-cash equity compensation expense, minus
(c) (i) amortization of below market coal sales contracts and (ii) gain from purchase of
business, plus (d) (i) IPO Fees and Expenses, and (ii) one time, non-recurring fees, costs
and expenses outside the ordinary course of business in excess of $100,000 paid by the
Borrower in any Fiscal Year in connection with the transactions contemplated by and for
compliance with this Agreement, provided such amount does not exceed $2,000,000 in the
aggregate from the Effective Date to the Term Loan Maturity Date, plus (e) all lease
payments prior to the closing of the IPO, on operating leases which are bought out and
terminated in connection with the closing of the IPO which in the aggregate does not exceed
$35,000,000, where each of the items listed in clauses (b) and (c) shall refer to the
corresponding item reflected in the Consolidated statement of operations of the MLP and its
Subsidiaries; provided that, to the extent a portion of the amount of any of the items
listed in clauses (b) and (c) is attributable to a Consolidated Venture, only the
Consolidated Venture Percentage Share of such portion attributable to the Consolidated
Venture shall be included in such item; and provided, further, that the amounts of any of
the items included in clauses (b) and (c) and attributable to Consolidated Ventures in
accordance with the immediately foregoing proviso shall be equal to the amounts thereof
which were deducted in determining the Net Income amount from Consolidated Ventures included
in the Net Income amount under clause (a).

     “Administrative Agent” has the meaning specified in the preamble to this Agreement.

     “Administrative Agent’s Account” means the account of the Administrative Agent, Account
No. 36852248, or such other account as the Administrative Agent shall specify in writing to
the Lender Parties.

5

 

     “Administrative Services Agreement” means that certain Administrative and Operational
Services Agreement dated August 24, 2007 by and among the MLP, the Borrower and the General
Partner.

     “Administrative Questionnaire” means an Administrative Questionnaire in a form supplied
by the Administrative Agent.

     “Advance” means a Revolving Credit Advance, a Term Loan Advance, a Swing Line Advance
or a Letter of Credit Advance.

     “Affiliate” means, as to any Person, any other Person that, directly or indirectly,
controls, is controlled by or is under common control with such Person or is a director or
officer of such Person. For purposes of this definition, the term “control” (including the
terms “controlling”, “controlled by” and “under common control with”) of a Person means the
possession, direct or indirect, of the power to vote 20% or more of the Voting Stock of such
Person or to direct or cause the direction of the management and policies of such Person,
whether through the ownership of Voting Stock, by contract or otherwise. Unless the context
otherwise clearly requires, any reference to an “Affiliate” is a reference to an Affiliate
of the Borrower, provided that none of CONSOL or any of its Affiliates shall be Affiliates
of Harrison by virtue of CONSOL’s ownership of a 49% membership interest in Harrison.

     “Agent’s Group” has the meaning specified in Section 7.02(b).

     “Agreement” has the meaning specified in the preamble to this Agreement.

     “Annual Production Amount” has the meaning specified in Section 5.01(m).

     “Applicable Lending Office” means, with respect to each Lender Party, such Lender
Party’s Domestic Lending Office in the case of a Base Rate Advance and such Lender Party’s
Eurodollar Lending Office in the case of a Eurodollar Rate Advance.

     “Applicable Margin” means a percentage per annum for Eurodollar Rate Advances and Base
Rate Advances determined by reference to the Leverage Ratio as set forth below:

	 	 	 	 	 	 	 	 	 
	 	 	Eurodollar Rate	 	 	Base Rate	 
	Leverage Ratio	 	Advances	 	 	Advances	 
	Level I

	 	 	3.75	%	 	 	2.75	%
	≤ 1.00x
	 	 	 	 	 	 	 	 
	Level II

	 	 	4.00	%	 	 	3.00	%
	> 1.00x ≤ 1.50x
	 	 	 	 	 	 	 	 
	Level III 

	 	 	4.25	%	 	 	3.25	%
	> 1.50x
≤ 2.00x
	 	 	 	 	 	 	 	 
	Level IV 

	 	 	4.50	%	 	 	3.50	%
	>2.00x
	 	 	 	 	 	 	 	 

6

 

The Applicable Margin for each Advance shall be determined by reference to the Leverage
Ratio in effect from time to time, which ratio shall be determined by reference to the
financial statements most recently delivered in accordance with Section 5.03(b) or
Section 5.03(c), as the case may be. In the event that any financial statement is
not delivered pursuant to Section 5.03(b) or Section 5.03(c), as the case
may be, or is shown to be inaccurate when delivered (regardless of whether this Agreement or
the Commitments are in effect when such inaccuracy is discovered), and upon delivery of such
financial statements or correction of such inaccuracy, would result in the application of a
higher Applicable Margin for any period (an “Applicable Period”) than the Applicable Margin
applied for such Applicable Period, and only in such case, then the Borrower shall
immediately (i) in the case of inaccurate financial statements, deliver to the
Administrative Agent corrected financial statements for such Applicable Period, (ii) in
either case, determine the Applicable Margin for such Applicable Period based upon the
corrected financial statements, and (iii) in either case, immediately pay to the
Administrative Agent the accrued additional amount owing as a result of such increased
Applicable Margin for such Applicable Period without further action by the Administrative
Agent, any Lender or the Issuing Bank, which payment shall be promptly applied by the
Administrative Agent in accordance with Section 2.11(a). This provision is in
addition to the rights of the Administrative Agent and the Lenders with respect to
Section 2.11(e) and their other respective rights under this Agreement.

     “Applicable Percentage” means a percentage per annum determined by reference to the
Leverage Ratio as set forth below:

	 	 	 	 	 
	 	 	Applicable	 
	Leverage Ratio	 	Percentage	 
	Level I 

	 	 	0.500	%
	≤ 1.00x
	 	 	 	 
	Level II 

	 	 	0.625	%
	> 1.00x
≤ 1.50x
	 	 	 	 
	Level III 

	 	 	0.750	%
	> 1.50x
≤ 2.00x
	 	 	 	 
	Level IV 

	 	 	0.750	%
	>2.00x
	 	 	 	 

The Applicable Percentage shall be determined by reference to the Leverage Ratio, in effect
from time to time, which ratio shall be determined by reference to the financial statements
most recently delivered in accordance with Section 5.03(b) or Section
5.03(c), as the case may be. In the event that any financial statement is not delivered
pursuant to Section 5.03(b) or Section 5.03(c), as the case may be, or is
shown to be inaccurate when delivered (regardless of whether this Agreement or the
Commitments are in effect when such inaccuracy is discovered), and upon delivery of such
financial statements or corrections of such inaccuracy, would result in the application of a
higher Applicable Percentage for an Applicable Period than the Applicable Percentage applied
for such Applicable Period, and only in such case, then the Borrower shall immediately (i)
in the case of inaccurate financial statements, deliver to the Administrative Agent
corrected

7

 

financial statements for such Applicable Period, (ii) in either case, determine the
Applicable Percentage for such Applicable Period based upon the corrected financial
statements, and (iii) in either case, immediately pay to the Administrative Agent the
accrued additional amount owing as a result of such increased Applicable Percentage for such
Applicable Period without further action by the Administrative Agent, any Lender or the
Issuing Bank, which payment shall be promptly applied by the Administrative Agent in
accordance with Section 2.11(a). This provision is in addition to the rights of the
Administrative Agent and the Lenders with respect to Section 2.11(e) and their other
respective rights under this Agreement.

     “Applicable Period” has the meaning specified in the definition of “Applicable Margin.”

     “Appropriate Lender” means, at any time, with respect to (a) the Revolving Credit
Facility, a Lender that has a Commitment with respect to the Revolving Credit Facility at
such time, (b) the Term Loan Facility, a Lender that has made a Term Loan Advance pursuant
to Section 2.01(b) or Section 2.18 that is outstanding at such time, (c) the
Letter of Credit Facility, (i) the Issuing Bank and (ii) to the extent the other Lenders
with Revolving Credit Commitments have made Letter of Credit Advances pursuant to
Section 2.03(c) that are outstanding at such time, each such other Lender, and (d)
the Swing Line Facility, (i) the Swing Line Bank and (ii) to the extent the other Lenders
with Revolving Credit Commitments have made Swing Line Advances pursuant to Section
2.02(b) that are outstanding at such time, each such other Lender.

     “Approved Electronic Communication” means, for purposes of identifying all
Communications which may be made on the Approved Electronic Platform, each Communication
that any Obligor is obligated to, or otherwise chooses to, provide to the Administrative
Agent pursuant to any Loan Document or the transactions contemplated therein and/or in
connection with compliance therewith, including any financial statement, financial and other
report, notice, request, certificate and other information material; provided, however,
that, solely with respect to delivery of any such Communication by any Obligor to the
Administrative Agent and without limiting or otherwise affecting either the Administrative
Agent’s right to effect delivery of such Communication by posting such Communication to the
Approved Electronic Platform or the protections afforded hereby to the Administrative Agent
in connection with any such posting, “Approved Electronic Communication” shall exclude any
Communication which is (i) a Notice of Borrowing, Letter of Credit request, Notice of Swing
Line Borrowing, notice of Conversion or continuation, and any other notice, demand,
communication, information, document and other material relating to a request for a new, or
a conversion of an existing, Borrowing, (ii) a notice pursuant to Section 2.06 and
any other notice relating to the payment of any principal or other amount due under any Loan
Document prior to the scheduled date therefor, (iii) a notice of any Default or Event of
Default and (iv) a notice, demand, communication, information, document and other material
required to be delivered to satisfy any of the conditions set forth in Article III
or any other condition to any Borrowing or other extension of credit hereunder or any
condition precedent to the effectiveness of this Agreement (provided that, for avoidance of
doubt,

8

 

any such excluded Communication listed in clause (i) through clause (iv) may be made by
electronic mail as provided in Section 8.02(b)(iv)).

     “Approved Electronic Platform” has the meaning specified in Section 8.03(a).

     “Asset Sale” has the meaning specified in Section 5.02(f).

     “Assignment and Acceptance” means an assignment and acceptance entered into by a Lender
Party and an Eligible Assignee, and accepted by the Administrative Agent, in accordance with
Section 8.08 and in substantially the form of Exhibit C hereto.

     “Associated Persons” has the meaning specified in Section 8.15.

     “Availability Period” means, in regard to the Revolving Credit Facility, the period
from and including the Effective Date to but excluding the Revolving Credit Termination
Date.

     “Available Amount” means, as to any Letter of Credit at any time, the maximum amount
available to be drawn under such Letter of Credit at such time (assuming compliance at such
time with all conditions to drawing).

     “Bank Products” means each and any of the following bank services provided to any Loan
Party by a Lender or any of its Affiliates: (a) commercial credit cards, (b) stored value
cards and (c) treasury management services (including, without limitation, controlled
disbursements, automated clearinghouse transactions, return items, overdrafts and interstate
depository network services).

     “Bank Products Obligations” means, with respect to the Loan Parties, any and all
obligations of the Loan Parties, whether absolute or contingent and howsoever and whensoever
created, arising, evidenced or acquired (including all renewals, extensions and
modifications thereof and substitutions therefor) in connection with Bank Products.

     “Base Rate” means a fluctuating interest rate per annum in effect from time to time,
which rate per annum shall at all times be equal to the greatest of:

     (a) the rate of interest announced publicly by Administrative Agent in New
York, New York, from time to time, as its prime rate;

     (b) 1/2 of 1% per annum above the Federal Funds Rate; or

     (c) the one month Eurodollar Rate plus 1.0%.

     “Base Rate Borrowing” means a Borrowing that bears interest as provided in Section
2.07(a)(i).

     “Borrower” has the meaning specified in the preamble to this Agreement.

9

 

     “Borrower’s Account” means the account of the Borrower maintained by the Borrower with
Fifth Third Bank at its office at 21 East State Street, Columbus, Ohio 43215, Account No.
7281180575, or such other account as the Borrower shall specify in writing to the
Administrative Agent.

     “Borrowing” means a Revolving Credit Borrowing, a Term Loan Borrowing or a Swing Line
Borrowing.

     “Business Day” means a day of the year on which banks are not required or authorized by
law to close in New York City and, if the applicable Business Day relates to any Eurodollar
Rate Advances, on which dealings are carried on in the London interbank market.

     “Capital Expenditures” means, for any Person for any period, the sum of, without
duplication, all expenditures made, directly or indirectly, by such Person or any of its
Subsidiaries during such period for equipment, fixed assets, real property or improvements,
or for replacements or substitutions therefor or additions thereto in accordance with GAAP,
reflected as additions to property, plant or equipment on a balance sheet of such Person.

     “Capital Lease” means, at any time, a lease with respect to which the lessee is
required concurrently to recognize the acquisition of an asset and the incurrence of a
liability in accordance with GAAP.

     “Capital Lease Obligation” means, with respect to any Person and a Capital Lease, the
amount of the obligation of such Person as the lessee under such Capital Lease which would,
in accordance with GAAP, appear as a liability on a balance sheet of such Person.

     “Capital Stock” means, with respect to any Person, any and all shares, units
representing interests, participations, rights in or other equivalents (however designated)
of such Person’s capital stock or other equity interest, including, (a) with respect to
partnerships, partnership interests (whether general or limited) and any other interest or
participation that confers upon a Person the right to receive a share of the profits and
losses of, or distributions of assets of, such partnership, (b) with respect to limited
liability companies, member interests, and (c) with respect to any Person, any rights (other
than debt securities convertible into capital stock or other equity interest), warrants or
options exchangeable for or convertible into such capital stock or other equity interest.

     “Cash Collateralize” means, in respect of an obligation, provide and pledge (as a first
priority perfected security interest) cash collateral, at a location and pursuant to
documentation in form and substance reasonably satisfactory to the Administrative Agent (and
“Cash Collateralization” has a corresponding meaning).

     “Cash Distribution Advance” means any Advance the proceeds of which are used to make a
cash distribution to holders of the MLP Interests.

10

 

     “Cash Equivalents” means any of the following, to the extent owned by the Borrower or
any of its Subsidiaries free and clear of all Liens:

     (a) United States Governmental Securities maturing within one year from the
date of acquisition;

     (b) certificates of deposit, banker’s acceptances or other bank instruments
maturing within one year from the date of acquisition thereof, issued by Acceptable
Banks;

     (c) Repurchase Agreements having a maturity of not greater than two years from
the date of acquisition thereof;

     (d) obligations of any state of the United States, or any municipality of any
such state, in each case having a rating of “AA” or better by S&P or “Aa2” or better
by Moody’s or an equivalent rating by any other credit rating agency of recognized
national standing; provided that such obligations mature within one year from the
date of acquisition thereof; and

     (e) commercial paper maturing in 270 days or less from the date of issuance
which, at the time of acquisition by the Borrower or any Subsidiary, has a rating of
A-l or better by S&P or P1 or better by Moody’s or an equivalent rating by any other
credit rating agency of recognized national standing.

     “CERCLA” means the Comprehensive Environmental Response, Compensation and Liability Act
of 1980, as amended from time to time.

     “CERCLIS” means the Comprehensive Environmental Response, Compensation and Liability
Information System maintained by the U.S. Environmental Protection Agency.

     “Change of Control” means the occurrence of any of the following: (i) Messrs. Charles
C. Ungurean and Thomas T. Ungurean and their heirs (the “Ungureans”) collectively own,
directly or indirectly, less than 15.0% of the outstanding Capital Stock in the General
Partner, (ii) American Infrastructure MLP Fund, L.P. and its affiliated funds and the
Ungureans collectively own, directly or indirectly, less than 50.1% of the outstanding
Capital Stock in the General Partner or otherwise cease to control the General Partner,
(iii) the General Partner ceases to be the general partner of the MLP or (iv) the MLP ceases
to own all of the outstanding Capital Stock of the Borrower.

     “Citibank” means Citibank, N.A.

     “Coal Business” means the business of the mining, production, processing,
transportation, marketing, receipt of royalties with respect to the mining and/or sale of
coal.

     “Coal Reserve Base” has the meaning specified in Section 5.01(m).

11

 

     “Commission” means the Securities and Exchange Commission as constituted under the
Securities Exchange Act of 1934, or, if at any time such Commission is not existing and
performing the duties now assigned to it, then the body performing such duties at such time.

     “Commitment” means a Revolving Credit Commitment, a Term Loan Commitment, a Swing Line
Commitment or a Letter of Credit Commitment. As of the date hereof, the aggregate Revolving
Credit Commitments are $115,000,000 and the aggregate Term Loan Commitments are $60,000,000.

     “Commitment Increase” has the meaning specified in Section 2.18(a).

     “Compliance Certificate” means a certificate executed by a Responsible Officer of the
MLP (or the General Partner) in the form of Exhibit F attached hereto.

     “Communications” means each notice, demand, communication, information, document and
other material provided for hereunder or under any other Loan Document or otherwise
transmitted between the parties hereto relating this Agreement, the other Loan Documents,
any Loan Party or its Affiliates, or the transactions contemplated by this Agreement or the
other Loan Documents including, without limitation, all Approved Electronic Communications.

     “CONSOL” means CONSOL of Ohio LLC, an Ohio limited liability company.

     “Consolidated” refers to the consolidation of accounts in accordance with GAAP.

     “Consolidated Debt” means, as of any date of determination, the aggregate outstanding
principal amount of all Debt of the MLP and its Subsidiaries outstanding on such date, after
eliminating all offsetting debits and credits between the MLP and its Subsidiaries and all
other items required to be eliminated in the course of the preparation of Consolidated
financial statements of the MLP and its Subsidiaries.

     “Consolidated Interest Expense” means, as of any date of determination for any
applicable period, the following (in each case, eliminating all offsetting debits and
credits between the MLP and its Subsidiaries and all other items required to be eliminated
in the course of the preparation of Consolidated financial statements of the MLP and its
Subsidiaries): all interest in respect of Debt of the MLP and its Subsidiaries whether paid
or accrued (including imputed interest on Capital Lease Obligations), added back in
determining Adjusted EBITDA for such period.

     “Consolidated Net Tangible Assets” means, with respect to any Person, at any date, the
Net Tangible Assets of such Person and its Subsidiaries for the period most recently ended
for which financial statements are required to be delivered pursuant to Section
5.03(b) or Section 5.03(c), as the case may be, determined on a Consolidated
basis.

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     “Consolidated Venture” means any Subsidiary which is not wholly owned by the MLP and
its Subsidiaries. For the avoidance of doubt, as of the Effective Date, Harrison is a
Consolidated Venture.

     “Consolidated Venture Percentage Share” means the percentage share of the aggregate
outstanding equity of a Consolidated Venture that is held by the MLP and its Subsidiaries.
For this purpose, as of the Effective Date, the Consolidated Venture Percentage Share of
Harrison is 51%.

     “Constitutive Documents” means, with respect to any Person, the certificate of
incorporation or registration or formation (including, if applicable, certificate of change
of name), articles of incorporation or association, articles of organization, certificate of
formation, memorandum of association, charter, bylaws, partnership agreement, trust
agreement, joint venture agreement, operating, members or limited liability company
agreement, joint venture agreement or one or more similar agreements, instruments or
documents constituting the organization or formation of such Person.

     “Conversion”, “Convert” and “Converted” each refer to a conversion of Advances of one
Type into Advances of the other Type pursuant to Section 2.07(d), Section
2.09 or Section 2.10.

     “Debt” means, with respect to any Person, without duplication:

     (a) its liabilities for borrowed money, whether direct or contingent;

     (b) its liabilities for the deferred purchase price of property acquired by
such Person (excluding accounts payable arising in the ordinary course of business
but including, without limitation, all liabilities created or arising under any
conditional sale or other title retention agreement with respect to any such
property);

     (c) its Capital Lease Obligations;

     (d) all liabilities secured by any Lien with respect to any property owned by
such Person (whether or not it has assumed or otherwise become liable for such
liabilities);

     (e) all its liabilities in respect of letters of credit or instruments serving
a similar function or surety bonds issued or accepted for its account by banks or
other financial institutions (whether or not representing obligations for borrowed
money), other than the following excluded liabilities that are incurred in the
ordinary course of business of such Person:

     (i) liabilities in respect of surety bonds (other than liabilities in
respect of Surety Bond Support Letters of Credit) where such surety bonds
are issued to support such Person’s Ordinary Course Obligations,

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     (ii) liabilities in respect of letters of credit or instruments serving
a similar function (including Surety Bond Support Letters of Credit) which
are issued to support such Person’s Ordinary Course Obligations aggregating
no more than $20,000,000 at any time outstanding for all of the liabilities
contemplated by this clause (ii); or

     (iii) which are issued in respect of current trade payables of such
Person;

     (f) Swaps of such Person, to the extent required to be reflected on a balance
sheet as Debt of such Person prepared as of any date of determination in accordance
with GAAP;

     (g) Preferred Stock of Subsidiaries owned by Persons other than the Loan
Parties; and

     (h) any Guaranty of such Person with respect to liabilities of a type described
in any of clauses (a) through (g) hereof.

     Debt incurred to finance any reserve acquisition by a Consolidated Venture shall be
included in the foregoing definition only after such time as any permitting contingencies in
connection with such acquisition are satisfied, and such Debt of a Consolidated Venture
shall at any point in time be net any cash on hand with respect to such Consolidated
Venture.

     “Default” means any Event of Default or any event that would constitute an Event of
Default but for the requirement that notice be given or time elapse or both.

     “Defaulting Lender” means, at any time, a Lender as to which the Administrative Agent
has notified the Borrower that (i) such Lender has failed for three Business Days or more to
comply with its obligations under this Agreement to make an Advance or make a payment to the
Issuing Bank in respect of an L/C Disbursement or make a payment to the Swing Line Bank in
respect of a Swing Line Advance (each a “funding obligation”), or (ii) such Lender has
notified the Administrative Agent, or has stated publicly, that it will not comply with any
such funding obligation, or (iii) a Lender Insolvency Event has occurred and is continuing
with respect to such Lender (provided that neither the reallocation of funding
obligations provided for in Section 2.15 as a result of a Lender being a Defaulting
Lender nor the performance by Non-Defaulting Lenders of such reallocated funding obligations
shall by themselves cause the relevant Defaulting Lender to become a Non-Defaulting Lender).
Any determination that a Lender is a Defaulting Lender under clauses (i) through (iii)
above shall be made by the Administrative Agent in its sole discretion acting in good faith.
The Administrative Agent will promptly send to all parties hereto a copy of any notice to
the Borrower referred to above.

     “Disclosed Litigation” has the meaning specified in Section 3.01(b).

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     “Domestic Lending Office” means, with respect to any Lender Party, the office of such
Lender Party specified as its “Domestic Lending Office” opposite its name on Schedule
I hereto or in the Incremental Amendment or the Assignment and Acceptance pursuant to
which it became a Lender Party, as the case may be, or such other office of such Lender
Party as such Lender Party may from time to time specify to the Borrower and the
Administrative Agent.

     “Domestic Subsidiary” means any Subsidiary other than a Foreign Subsidiary.

     “EFA Issuing Bank” means Fifth Third Bank, the Lender who issued the Existing Letters
of Credit under the Existing Facility Agreement.

     “Effective Date” means the first date on which the conditions set forth in Section
3.01 shall have been satisfied.

     “Eligible Assignee” means (a) with respect to any Facility (other than the Letter of
Credit Facility) (i) a Lender; (ii) an Affiliate of a Lender Party; (iii) a commercial bank
which is an Acceptable Bank; (iv) a commercial bank organized under the laws of any other
country that is a member of the OECD, or a political subdivision of any such country, and
having total assets in excess of $1,000,000,000, provided that such bank is acting through a
branch or agency located in the country in which it is organized or another country which is
also a member of the OECD; (v) the central bank of any country that is a member of the OECD;
or (vi) any other financial institution or Person approved by the Administrative Agent and,
unless a Default has occurred and is continuing at the time any assignment is effected
pursuant to Section 8.08, the Borrower (which approvals shall not be unreasonably
withheld or delayed) and (b) with respect to the Letter of Credit Facility, a Person that is
an Eligible Assignee under subclause (iii) or (iv) of clause (a) of this definition and is
approved by the Administrative Agent, the Issuing Bank and, unless a Default has occurred
and is continuing at the time any assignment is effected pursuant to Section 8.08,
the Borrower (which approval shall not be unreasonably withheld or delayed); provided,
however, that neither any Loan Party nor any Affiliate of a Loan Party, and unless a Default
has occurred and is continuing, any competitor, or Affiliate of a competitor, of the
Borrower shall qualify as an Eligible Assignee under this definition; and provided, further,
that, in the event Borrower fails to respond to any request for approval hereunder within
five (5) days of such request from the Administrative Agent, the Borrower shall be deemed to
have given such approval.

     “Environmental Action” means any action, suit, demand, demand letter, claim, notice of
non-compliance or violation, notice of liability or potential liability, investigation,
proceeding, consent order or consent agreement relating in any way to any Environmental Law,
any Environmental Permit or Hazardous Material or arising from alleged injury or threat to
health, safety or the environment, including, without limitation, (a) by any governmental or
regulatory authority for enforcement, cleanup, removal, response, remedial or other actions
or damages and (b) by any governmental or regulatory authority or third party for damages,
contribution, indemnification, cost recovery, compensation or injunctive relief.

15

 

     “Environmental Law” means any Federal, state, local or foreign statute, law, ordinance,
rule, regulation, code, order, writ, judgment, injunction, decree or judicial or agency
interpretation, policy or guidance relating to pollution or protection of the environment,
health, safety or natural resources, including, without limitation, those relating to the
use, handling, transportation, treatment, storage, disposal, release or discharge of
Hazardous Materials.

     “Environmental Permit” means any permit, approval, identification number, license or
other authorization required under any Environmental Law.

     “Equity Proceeds” has the meaning specified in Section 5.04(c).

     “ERISA” means the Employee Retirement Income Security Act of 1974, as amended from time
to time, and the regulations promulgated and rulings issued thereunder.

     “ERISA Affiliate” means any Person that for purposes of Title IV of ERISA is a member
of the controlled group of any Loan Party, or under common control with any Loan Party,
within the meaning of Section 414 of the Internal Revenue Code.

     “ERISA Event” means (a)(i) the occurrence of a reportable event, within the meaning of
Section 4043 of ERISA, with respect to any Plan unless the 30-day notice requirement with
respect to such event has been waived by the PBGC or (ii) the requirements of Section
4043(b) of ERISA apply with respect to a contributing sponsor, as defined in Section
4001(a)(13) of ERISA, of a Plan, and an event described in paragraph (9), (10), (11), (12)
or (13) of Section 4043(c) of ERISA is reasonably expected to occur with respect to such
Plan within the following 30 days; (b) the application for a minimum funding waiver with
respect to a Plan; (c) the provision by the administrator of any Plan of a notice of intent
to terminate such Plan, pursuant to Section 4041(a)(2) of ERISA (including any such notice
with respect to a plan amendment referred to in Section 4041(e) of ERISA); (d) the cessation
of operations at a facility of any Loan Party or any ERISA Affiliate in the circumstances
described in Section 4062(e) of ERISA; (e) the withdrawal by any Loan Party or any ERISA
Affiliate from a Multiple Employer Plan during a plan year for which it was a substantial
employer, as defined in Section 4001(a)(2) of ERISA; (f) the conditions for imposition of a
lien under Section 302(f) of ERISA shall have been met with respect to any Plan; (g) the
adoption of an amendment to a Plan requiring the provision of security to such Plan pursuant
to Section 307 of ERISA; or (h) the institution by the PBGC of proceedings to terminate a
Plan pursuant to Section 4042 of ERISA, or the occurrence of any event or condition
described in Section 4042 of ERISA that constitutes grounds for the termination of, or the
appointment of a trustee to administer, such Plan.

     “Eurocurrency Liabilities” has the meaning specified in Regulation D of the Board of
Governors of the Federal Reserve System, as in effect from time to time.

     “Eurodollar Lending Office” means, with respect to any Lender Party, the office of such
Lender Party specified as its “Eurodollar Lending Office” opposite its name on

16

 

Schedule I hereto or in the Incremental Amendment or the Assignment and
Acceptance pursuant to which it became a Lender Party (or, if no such office is specified,
its Domestic Lending Office), or such other office of such Lender Party as such Lender Party
may from time to time specify to the Borrower and the Administrative Agent.

     “Eurodollar Rate” means, for any Interest Period for all Eurodollar Rate Advances
comprising part of the same Borrowing, an interest rate per annum equal to the rate per
annum obtained by dividing (a) (i) the rate per annum (rounded upwards, if necessary, to the
nearest 1/100 of 1%) appearing on Reuters Screen LIBOR 01 Page (or any successor page) as
the London interbank offered rate for deposits in U.S. dollars at 11:00 A.M. (London time)
two Business Days before the first day of such Interest Period for a period equal to such
Interest Period by (ii) a percentage equal to 100% minus the Eurodollar Rate Reserve
Percentage for such Interest Period or (b) upon 3 Business Days’ prior written request by
the Borrower to the Administrative Agent, (i) the average (rounded upward to the nearest
whole multiple of 1/16 of 1% per annum, if such average is not such a multiple) of the rate
per annum at which deposits in U.S. dollars are offered by the principal office of each of
the Reference Banks in London, England to prime banks in the London interbank market at
11:00 A.M. (London time) two Business Days before the first day of such Interest Period in
an amount substantially equal to such Reference Bank’s Eurodollar Rate Advance comprising
part of such Borrowing to be outstanding during such Interest Period (or, if such Reference
Bank shall not have such a Eurodollar Rate Advance, $1,000,000) and for a period equal to
such Interest Period by (ii) a percentage equal to 100% minus the Eurodollar Rate Reserve
Percentage for such Interest Period. The Eurodollar Rate for any Interest Period for each
Eurodollar Rate Advance comprising part of the same Borrowing shall be determined by the
Administrative Agent on the basis of applicable rates furnished to and received by the
Administrative Agent from the Reference Banks two Business Days before the first day of such
Interest Period, subject, however, to the provisions of Section 2.07; provided that
in no event shall the Eurodollar Rate be less than 1.0% per annum.

     “Eurodollar Rate Borrowing” means a Borrowing that bears interest as provided in
Section 2.07(a)(ii).

     “Eurodollar Rate Reserve Percentage” means, for any Interest Period for all Eurodollar
Rate Advances comprising part of the same Borrowing, the reserve percentage applicable two
Business Days before the first day of such Interest Period under regulations issued from
time to time by the Board of Governors of the Federal Reserve System (or any successor) for
determining the maximum reserve requirement (including, without limitation, any emergency,
supplemental or other marginal reserve requirement) for a member bank of the Federal Reserve
System in New York City with respect to liabilities or assets consisting of or including
Eurocurrency Liabilities (or with respect to any other category of liabilities that includes
deposits by reference to which the interest rate on Eurodollar Rate Advances is determined)
having a term equal to such Interest Period.

     “Events of Default” has the meaning specified in Section 6.01.

17

 

     “Excess Amount” has the meaning specified in Section 2.03(f).

     “Exchange Act” means the Securities Exchange Act of 1934, as amended.

     “Excluded Leased Real Property” means office space and other similar real property
leased by the Loan Parties or any of their Subsidiaries not used for the conduct of the Coal
Business.

     “Existing Debt” means Debt of each Loan Party and its Subsidiaries outstanding
immediately before the occurrence of the Effective Date.

     “Existing Facility Agreement” means that certain Amended and Restated Credit Agreement
dated September 30, 2009 among the Borrower, the General Partner, the MLP, the lenders party
thereto, and FirstLight Funding I, Ltd., as administrative agent.

     “Existing Letters of Credit” has the meaning specified in Section 2.03(f).

     “Facility” means each of the Revolving Credit Facility, the Term Loan Facility, the
Swing Line Facility and the Letter of Credit Facility.

     “Federal Funds Rate” means, for any period, a fluctuating interest rate per annum for
each day during such period equal to the weighted average of the rates on overnight Federal
funds transactions with members of the Federal Reserve System arranged by Federal funds
brokers, as published for such day (or, if such day is not a Business Day, for the next
preceding Business Day) by the Federal Reserve Bank of New York, or, if such rate is not so
published for any day that is a Business Day, the average of the quotations for such day for
such transactions received by the Administrative Agent from three Federal funds brokers of
recognized standing selected by it.

     “Fee Letter” means the fee letter, dated June 15, 2010, among the Borrower, the
Administrative Agent and the Joint Lead Arrangers and the Joint Bookrunners, as amended.

     “Financial Forecast” means a rolling three year financial forecast for the Borrower
which shall include, without limitation, forecasts prepared by management of the Borrower,
in form reasonably satisfactory to the Administrative Agent, of balance sheets, income
statements and cash flow statements on an annual basis for each of the next three Fiscal
Years, which financial forecast may be revised by the Borrower from time to time to reflect
changes in operating and market conditions; provided that the Borrower shall not be required
to have any such financial forecast extend past such date as is one year after the maturity
date of the Revolving Credit Facility.

     “Fiscal Year” means a fiscal year of the MLP and its Subsidiaries ending on December 31
in any calendar year.

     “Foreign Subsidiary” means a Subsidiary organized under the laws of a jurisdiction
other than the United States or any State thereof or the District of Columbia.

18

 

     “funding obligation” has the meaning specified in the definition of “Defaulting
Lender.”

     “GAAP” has the meaning specified in Section 1.03.

     “General Partner” means Oxford Resources GP, LLC, a Delaware limited liability company
and the general partner of the MLP.

     “Governmental Authority” means any nation or government, any state, province, city,
municipal entity or other political subdivision thereof, and any governmental, executive,
legislative, judicial, administrative or regulatory agency, department, authority,
instrumentality, commission, board, bureau or similar body, whether federal, state,
provincial, territorial, local or foreign.

     “Governmental Authorization” means any authorization, approval, consent, franchise,
license, covenant, order, ruling, permit, certification, exemption, notice, declaration or
similar right, undertaking or other action of, to or by, or any filing, qualification or
registration with, any Governmental Authority.

     “Guaranty” and, with correlative meaning, “Guaranteed” means, with respect to any
Person, any obligation (except the endorsement in the ordinary course of business of
negotiable instruments for deposit or collection) of such Person guaranteeing or in effect
guaranteeing any Debt of any other Person in any manner, whether directly or indirectly,
including (without limitation) obligations incurred through an agreement, contingent or
otherwise, by such Person:

     (a) to purchase such Debt or any property constituting security therefor;

     (b) to advance or supply funds (i) for the purchase or payment of such Debt, or
(ii) to maintain any working capital or other balance sheet condition or any income
statement condition of any other Person or otherwise to advance or make available
funds for the purchase or payment of such Debt;

     (c) to lease properties or to purchase properties or services primarily for the
purpose of assuring the owner of such Debt of the ability of any other Person to
make payment of the Debt; or

     (d) otherwise to assure the owner of such Debt against loss in respect thereof.

In any computation of the Debt of the obligor under any Guaranty, the Debt that is the
subject of such Guaranty shall be assumed to be a direct obligation of such obligor. The
amount of any Guaranty shall be equal to the outstanding amount of the Debt guaranteed, or
such lesser amount to which the maximum exposure of such Person shall have been specifically
limited.

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     “Harrison” means Harrison Resources, LLC, an Ohio limited liability company and a
Subsidiary of the Borrower in which the Borrower currently has a 51% membership interest.

     “Hazardous Materials” means (a) petroleum or petroleum products, by-products or
breakdown products, radioactive materials, asbestos-containing materials, polychlorinated
biphenyls and radon gas and (b) any other chemicals, materials or substances designated,
classified or regulated as hazardous or toxic or as a pollutant or contaminant under any
Environmental Law.

     “Increasing Lender” has the meaning specified in Section 2.18.

     “Incremental Amendment” has the meaning specified in Section 2.18.

     “Incremental Facility” means any Incremental Term Advance or Revolving Commitment
Increase, as applicable.

     “Incremental Term Advances” has the meaning specified in Section 2.18.

     “Indemnified Costs” has the meaning specified in Section 7.05(a).

     “Indemnified Party” has the meaning specified in Section 8.05(b).

     “Information” has the meaning specified in Section 8.11.

     “Information Memorandum” means the document in the form approved by the Borrower
concerning the Loan Parties and their Subsidiaries which, at the Borrower’s request and on
its behalf, was prepared in relation to this transaction and distributed by the Joint Lead
Arrangers to selected financial institutions before the date of this Agreement.

     “Initial Extension of Credit” means the earlier to occur of the initial Borrowing and
the initial issuance of a Letter of Credit hereunder.

     “Initial Issuing Bank” has the meaning specified in the preamble to this Agreement.

     “Initial Lenders” has the meaning specified in the preamble to this Agreement.

     “Interest Coverage Ratio” means, at any date of determination, the ratio of (a)
Adjusted EBITDA to (b) Consolidated Interest Expense during the four consecutive fiscal
quarters most recently ended for which financial statements are required to be delivered to
the Lender Parties pursuant to Section 5.03(b) or Section 5.03(c), as the
case may be.

     “Interest Period” means, for each Eurodollar Rate Advance comprising part of the same
Borrowing, the period commencing on the date of such Eurodollar Rate Advance or the date of
the Conversion of any Base Rate Advance into such Eurodollar

20

 

Rate Advance, and ending on the last day of the period selected by the Borrower
pursuant to the provisions below and, thereafter, each subsequent period commencing on the
last day of the immediately preceding Interest Period and ending on the last day of the
period selected by the Borrower pursuant to the provisions below. The duration of each such
Interest Period shall be one, two, three or six months, as the Borrower may, upon notice
received by the Administrative Agent not later than 12:00 noon (New York City time) on the
third Business Day prior to the first day of such Interest Period, select; provided,
however, that:

     (a) the Borrower may not select any Interest Period with respect to any
Eurodollar Rate Advance under a Facility that ends after the Termination Date;

     (b) Interest Periods commencing on the same date for Eurodollar Rate Advances
comprising part of the same Borrowing shall be of the same duration;

     (c) whenever the last day of any Interest Period would otherwise occur on a day
other than a Business Day, the last day of such Interest Period shall be extended to
occur on the next succeeding Business Day; provided, however, that, if such
extension would cause the last day of such Interest Period to occur in the next
following calendar month, the last day of such Interest Period shall occur on the
next preceding Business Day; and

     (d) whenever the first day of any Interest Period occurs on a day of an initial
calendar month for which there is no numerically corresponding day in the calendar
month that succeeds such initial calendar month by the number of months equal to the
number of months in such Interest Period, such Interest Period shall end on the last
Business Day of such succeeding calendar month.

     “Internal Revenue Code” means the Internal Revenue Code of 1986, as amended from time
to time, and the regulations promulgated and rulings issued thereunder.

     “Inventory” means inventory held for sale or lease in the ordinary course of business.

     “Investment” means any investment, made in cash or by delivery of property, by the
Borrower or any of its Subsidiaries (a) in any Person, whether by acquisition of stock, debt
or other obligations or Security, or by loan, guaranty of any debt, advance, capital
contribution or otherwise, or (b) in any property.

     “IPO” means the initial public offering, consummated pursuant to the Registration
Statement, including the IPO Shoe if exercised.

     “IPO Fees and Expenses” means fees, costs and expenses relating to the IPO, including
consulting, reserve engineering, legal, compliance, and accounting fees and expenses, which
amounts shall not exceed $2,000,000 in the aggregate.

     “IPO Shoe” means the underwriters’ option in connection with the IPO to purchase
additional MLP Common Units.

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     “IPO Transactions” means all transactions to be consummated prior to or concurrently
with the closing of the IPO as described in the Registration Statement.

     “Issuing Bank” means Fifth Third Bank, and if a different Lender is the EFA Issuing
Bank then such term includes the EFA Issuing Bank as relates to the Existing Letters of
Credit.

     “Joint Bookrunners” means Citigroup Global Markets Inc. and Barclays Capital, the
investment banking division of Barclays Bank PLC, and/or their respective Affiliates.

     “Joint Lead Arrangers” means Citigroup Global Markets Inc. and Barclays Capital, the
investment banking division of Barclays Bank PLC, and/or their respective Affiliates.

     “Key-Man Life Insurance Policies” means life insurance policies in form and substance,
and issued by an insurance company, reasonably satisfactory to the Administrative Agent with
respect to Charles C. Ungurean, having a stated death benefit in the amount of $5,000,000.

     “L/C Disbursement” shall mean a payment or disbursement made by the Issuing Bank
pursuant to a Letter of Credit.

     “L/C Related Documents” has the meaning specified in Section 2.04(d)(ii).

     “Lender Insolvency Event” means that (i) a Lender or its Parent Company is insolvent or
(ii) an event of the kind referred to in Section 6.01(f) occurs with respect to such
Lender or its Parent Company (as if the references in such provisions to any Loan Party, any
of its Subsidiaries or the General Partner referred to such Lender or its Parent Company).

     “Lender Party” means any Lender, the Issuing Bank or the Swing Line Bank.

     “Lender Party Appointment Period” means a thirty (30) day period, with such period
beginning on the day a Person gives notice of its resignation pursuant to Section
7.07.

     “Lenders” means the Initial Lenders, each Additional Lender that shall become a party
hereto pursuant to Section 2.18 and each other Person that shall become a Lender
hereunder pursuant to Section 8.08 for so long as such Initial Lender, Additional
Lender or other Person, as the case may be, shall be a party to this Agreement.

     “Letters of Credit” has the meaning specified in Section 2.01(d).

     “Letter of Credit Advance” means an advance made by the Issuing Bank or any Lender
pursuant to Section 2.03(c).

     “Letter of Credit Agreement” has the meaning specified in Section 2.03(a).

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     “Letter of Credit Commitment” means, with respect to the Issuing Bank at any time, the
amount set forth opposite the Issuing Bank’s name on Schedule I hereto under the
caption “Letter of Credit Commitment” or, if the Issuing Bank has entered into an Assignment
and Acceptance, set forth for the Issuing Bank in the Register as the Issuing Bank’s “Letter
of Credit Commitment.”

     “Letter of Credit Facility” means a portion of the Revolving Credit Facility not to
exceed the lesser of (i) $20,000,000 or (ii) the aggregate of the Unused Revolving Credit
Commitments.

     “Leverage Ratio” means, at any date of determination, the ratio of (a) Consolidated
Debt to (b) Adjusted EBITDA during the four consecutive fiscal quarters most recently ended
for which financial statements are required to be delivered to the Lender Parties pursuant
to Section 5.03(b) or Section 5.03(c), as the case may be.

     “Lien” means, with respect to any Person, any mortgage, lien, pledge, charge, security
interest, production payment or other encumbrance, or any interest or title of any vendor,
lessor, lender or other secured party to or of such Person under any conditional sale or
other title retention agreement or Capital Lease, upon or with respect to any property or
asset of such Person (including, in the case of stock, stockholder agreements, voting trust
agreements and all similar arrangements); provided, however, “Lien” shall not include any
negative pledge nor any royalty interest or overriding royalty interest under any deed,
lease, sublease or other similar instrument or agreement entered into in the ordinary course
of business.

     “Loan Documents” means (a) this Agreement, (b) the Notes, (c) the Security Documents,
(d) the Fee Letter, (e) each Letter of Credit Agreement, (f) each Swap Agreement and (g) any
other agreements and documents executed and delivered in connection with this Agreement, in
each case as amended.

     “Loan Parties” means the MLP, the Borrower and the Subsidiary Guarantors.

     “Margin Stock” has the meaning specified in Regulation U.

     “Material Adverse Effect” means a material adverse effect on (a) the condition
(financial or otherwise), business, performance, operations, affairs, assets, properties or
prospects of the MLP and its Subsidiaries taken as a whole, (b) the ability of the Borrower
to perform its payment obligations, its obligations under Article V or any other
obligations under any of the Loan Documents to which it is a party, (c) the ability of the
MLP or any Subsidiary Guarantor to perform its payment obligations or other obligations
under the MLP Guaranty or any Subsidiary Guaranty, as applicable, or (d) the validity or
enforceability of any of the Loan Documents or the rights or remedies on interests as
creditors and/or secured parties of the Administrative Agent or the Lender Parties hereunder
or thereunder.

     “Material Recovery Event” means an event that gives rise to the receipt by the MLP or
any of its Subsidiaries of any insurance proceeds or condemnation awards in respect of any
personal or real property in excess of $500,000.

23

 

     “MLP” means Oxford Resource Partners, LP, a Delaware limited partnership and the sole
member of the Borrower.

     “MLP Agreement” means the Third Amended and Restated Agreement of Limited Partnership
of the MLP, dated as of July 19, 2010, as the same may be further amended after the date
hereof to the extent permitted under the Loan Documents.

     “MLP Common Units” means the common units of the MLP.

     “MLP Guaranty” means a Guaranty instrument in substantially the form of Exhibit
D-1 hereto, as such Guaranty instrument may be amended, supplemented or restated from
time to time, duly executed by the MLP.

     “MLP Interests” means those interests in the MLP as to which distributions are made
pursuant to the Constitutive Documents of the MLP, including without limitation the MLP
Common Units, subordinated units, general partner units and incentive distribution rights.

     “Moody’s” means Moody’s Investors Service, Inc.

     “Multiemployer Plan” means a multiemployer plan, as defined in Section 4001(a)(3) of
ERISA, to which any Loan Party or any ERISA Affiliate of such Loan Party is making or
accruing an obligation to make contributions, or has within any of the preceding five plan
years made or accrued an obligation to make contributions.

     “Multiple Employer Plan” means a single employer plan, as defined in Section
4001(a)(15) of ERISA, that (a) is maintained for employees of any Loan Party or any ERISA
Affiliate of such Loan Party and at least one Person other than the Loan Parties and their
ERISA Affiliates or (b) was so maintained and in respect of which any Loan Party or any
ERISA Affiliate of such Loan Party could have liability under Section 4064 or 4069 of ERISA
in the event such plan has been or were to be terminated.

     “Net Cash Proceeds” means, in connection with the disposition of any assets or the
issuance of any Debt or Capital Stock of the MLP or any of its Subsidiaries, the cash
proceeds received from such issuance or sale, as applicable, net of all investment banking
fees, legal fees, accountants’ fees, underwriting discounts and commissions and other
customary fees and expenses in connection therewith actually incurred and satisfactorily
documented.

     “Net Income” means, with reference to any period, “net income (or loss) attributable to
Oxford Resource Partners, LP unitholders” as reflected in the Consolidated statement of
operations of the MLP and its Subsidiaries, provided that there shall be excluded therefrom:

     (a) the income (or loss) of any Person accrued prior to the date it becomes a
Subsidiary or is merged into or consolidated with the MLP or a Subsidiary, and the
income (or loss) of any Person, substantially all of the assets of which have

24

 

been acquired in any manner, realized by such other Person prior to the date of
acquisition,

     (b) the income (or loss) of any Person other than the MLP and its Subsidiaries
in which the MLP or any of its Subsidiaries has an ownership interest, except to the
extent that any such income has been actually received by the MLP or any of such
Subsidiaries in the form of cash dividends or similar cash distributions,

     (c) the undistributed earnings of any Subsidiary of the MLP to the extent that
the declaration or payment of dividends or similar distributions by such Subsidiary
is not at the time permitted by the terms of its Constitutive Documents or any
agreement, instrument, judgment, decree, order, statute, rule or governmental
regulation applicable to such Subsidiary (in this regard, the same shall be
considered to be permitted if subject only to a requirement that the same be
approved by the equity owners),

     (d) any aggregate net gain or loss during such period arising from the sale,
conversion, exchange or other disposition of capital assets (such term to include,
without limitation, (i) all non-current assets, and, without duplication, (ii) the
following, whether or not current: all fixed assets, whether tangible or intangible,
all inventory sold in conjunction with the disposition of fixed assets, and all
securities), and

     (e) any net income or gain or loss during such period from (i) any change in
accounting principles in accordance with GAAP, (ii) any prior period adjustments
resulting from any change in accounting principles in accordance with GAAP, or (iii)
any extraordinary or non-cash unusual items.

     The amount of the Net Income attributable to all Consolidated Ventures shall be
excluded from Net Income to the extent such amount, in excess of the Net Income attributable
to all Consolidated Ventures that is distributed to the Loan Parties, exceeds 20% of Net
Income.

     “Net Tangible Assets” means total assets less intangible assets determined in
accordance with GAAP.

     “New York City” means New York, New York.

     “Non-Defaulting Lender” means, at any time, a Lender that is not a Defaulting Lender.

     “Notes” means, collectively, the Revolving Notes and the Term Notes.

     “Notice of Borrowing” has the meaning specified in Section 2.02(a).

     “Notice of Issuance” has the meaning specified in Section 2.03(a).

25

 

     “Notice of Renewal” has the meaning specified in Section 2.01(d).

     “Notice of Swing Line Borrowing” has the meaning specified in Section 2.02(b).

     “Notice of Termination” has the meaning specified in Section 2.01(d).

     “NPL” means the National Priorities List under CERCLA.

     “Obligation” means, as used in this Agreement, the Notes, the Solvency Certificate and
the Security Documents, with respect to any Loan Party, any payment, performance or other
obligation of such Loan Party of any kind under the Loan Documents and Bank Products
Obligations, including, without limitation, any liability of such Loan Party on any claim,
whether or not the right of any creditor to payment in respect of such claim is reduced to
judgment, liquidated, unliquidated, fixed, absolute or contingent, direct or indirect,
matured, disputed, undisputed, legal, equitable, secured or unsecured, and whether or not
such claim is discharged, stayed or otherwise affected by any proceeding referred to in
Section 6.01(f), including, without limitation, (a) the obligation to pay principal,
interest, Letter of Credit commissions, charges, expenses, fees, attorneys’ fees and
disbursements, indemnities and other amounts payable by such Loan Party under any Loan
Document and (b) the obligation of such Loan Party to reimburse any amount in respect of any
of the foregoing that any Lender Party, in its sole discretion, may elect to pay or advance
on behalf of such Loan Party.

     “OECD” means the Organization for Economic Cooperation and Development.

     “OFAC” means the Office of Foreign Assets Control, an agency of the United States
Department of Treasury.

     “Open Year” has the meaning specified in Section 4.01(p)(ii).

     “Ordinary Course Obligations” means obligations in respect of workers’ compensation,
unemployment insurance, reclamation laws or mining activities or activities incidental,
supplemental or related to mining activities, the payment of retirement benefits or
performance guarantees relating to coal deliveries or insurance deductibles.

     “Other Taxes” has the meaning specified in Section 2.12(b).

     “Parent Company” means, with respect to a Lender, the bank holding company (as defined
in Federal Reserve Board Regulation Y), if any, of such Lender, or any Person owning,
beneficially or of record, directly or indirectly, a majority of the shares of Capital Stock
of such Lender.

     “Patriot Act” has the meaning specified in Section 8.16.

     “PBGC” means the Pension Benefit Guaranty Corporation (or any successor).

26

 

     “Permitted Acquisition” means any acquisition by the MLP or its Subsidiaries, whether
by purchase, merger or otherwise, of all or substantially all of the assets of, all of the
Capital Stock of, or a business line or unit or a division of, any Person which is organized
in and whose operations and assets are conducted and located in the United States; provided
that:

     (a) Such acquisition is of a business or Person engaged in a line of business
which is the same as, compatible with, or complementary to the business of the MLP
and/or any of its Subsidiaries;

     (b) If such acquisition is structured as an acquisition of the Capital Stock of
any Person, then the Person so acquired shall (i) become a direct Subsidiary of a
Loan Party and such Loan Party shall or the Borrower shall cause such acquired
Person to comply with Section 5.01(i) hereof (if applicable) or (ii) be
merged with and into a Loan Party in compliance with Section 5.02(e);

     (c) If such acquisition is structured as an acquisition of assets, such assets
shall be acquired directly by (i) one of the Loan Parties or (ii) a Person
newly-formed for such purpose who prior to or at the time of such acquisition
becomes a direct Subsidiary of a Loan Party where such Loan Party or the Borrower
has caused such newly-formed Person to comply with Section 5.01(i) hereof
(if applicable);

     (d) The Borrower shall or shall have caused to be delivered to the
Administrative Agent, not less than ten (10) nor more than ninety (90) days prior to
the date of such acquisition, notice of such acquisition together with projected
financial information, copies of all material documents relating to such acquisition
(including the acquisition agreement and any of the same with respect to the
acquisition agreement and any related document), subject to any changes therein
prior to or at the closing of such acquisition with the Administrative Agent being
promptly informed of any such material changes, and historical financial information
(including income statements, balance sheets and cash flows) covering at least three
(3) complete fiscal years of the acquisition target or the entire fiscal history of
the acquisition target, whichever period is shorter, if, as and to the extent
available without requirement for the preparation of any of the same not otherwise
available, in each case in form and substance reasonably satisfactory to the
Administrative Agent;

     (e) Both immediately before and after the consummation of such acquisition no
event shall occur and be continuing that constitutes a Default;

     (f) The board of directors (or other Person(s) exercising similar functions) of
the seller of the assets or issuer of the Capital Stock being acquired shall not
have disapproved such transaction or recommended that such transaction be
disapproved;

27

 

     (g) All governmental, quasi-governmental, agency, regulatory or similar
licenses, authorizations, exemptions, qualifications, consents and approvals
necessary under any laws applicable to the MLP or any of its Subsidiaries that is
making the acquisition, or the acquisition target (if applicable), for or in
connection with the proposed acquisition, and all necessary non-governmental and
other third-party approvals which, in each case, are material to such acquisition,
shall have been obtained, and all necessary or appropriate declarations,
registrations or other filings with any court, governmental or regulatory authority,
securities exchange or other Person, which, in each case, are material to the
consummation of such acquisition or to the acquisition target, if applicable, shall
have been made, and evidence thereof reasonably satisfactory in form and substance
to the Administrative Agent shall have been delivered, or been caused to have been
delivered, by the Borrower to the Administrative Agent; and

     (h) There shall be no actions, suits or proceedings pending or, to the
knowledge of the MLP or any of its Subsidiaries threatened in writing, (i) against
the acquisition target in any court or before or by any governmental department,
agency or instrumentality, which (A) could reasonably be expected to be decided
adversely to the acquisition target and which, if decided adversely, could
reasonably be expected to have a material adverse effect on the condition (financial
or otherwise), business, performance, operations, affairs, assets, properties or
financial condition of the acquired portion of the acquisition target and its
Subsidiaries (taken as a whole) or (B) could materially adversely affect the ability
of the acquisition target to enter into or perform its obligations in connection
with the proposed acquisition, or (ii) against any Loan Party or any of its
Subsidiaries that is making the acquisition which would materially adversely affect
the ability of such Loan Party or any of such Subsidiaries to enter into or perform
its obligations in connection with the proposed acquisition.

     “Permitted Liens” means each of the following:

     (a) Liens in favor of the Administrative Agent or the Lenders arising under the
Security Documents;

     (b) Liens for property taxes, assessments or other governmental charges which
are not yet due and payable and delinquent or the validity of which is being
contested in good faith and as to which appropriate reserves are being maintained in
accordance with GAAP in compliance with Section 5.01(b);

     (c) statutory Liens of landlords and Liens of carriers, warehousemen,
mechanics, materialmen and other similar Liens, in each case incurred in the
ordinary course of business for sums not yet due and payable or the amount,
applicability or validity of which is being contested by the Borrower or any of its
Subsidiaries on a timely basis in good faith in appropriate proceedings, and as to
which appropriate reserves are being maintained in accordance with GAAP;

28

 

     (d) Liens (other than any Lien imposed by ERISA) incurred or deposits made in
the ordinary course of business (i) in connection with workers’ compensation,
unemployment insurance and other types of social security or retirement benefits, or
(ii) to secure (or to obtain letters of credit that secure) the performance of
tenders, statutory obligations, surety bonds, appeal bonds, bids, leases (other than
Capital Leases), performance bonds, purchase, construction or sales contracts and
other similar obligations, in each case not incurred or made in connection with the
borrowing of money, the obtaining of advances or credit or the payment of the
deferred purchase price of property;

     (e) Liens in favor of Swap Lenders to secure obligations under the Swap
Agreements;

     (f) easements, rights-of-way, zoning restrictions, licenses, reservations or
restrictions on use and other similar encumbrances on the use of real property which
do not materially interfere with the ordinary conduct of the Coal Business;

     (g) Liens in respect of capitalized lease obligations or purchase money
indebtedness upon or in real property or equipment acquired or held by any of the
Loan Parties or any of their Subsidiaries in the ordinary course of business to
secure the purchase price of such property or equipment or to secure non-recourse,
tax-exempt Debt incurred solely for the purpose of financing the acquisition,
construction or improvement of any such property or equipment subject to such Liens,
or extensions, renewals or replacements of any of the foregoing for the same or a
lesser amount; provided, however, that such Liens (i) are created within 270 days of
the acquisition, construction, repair or improvement of the real property or
equipment subject to such Liens, (ii) secure Debt incurred pursuant to 5.02(c)(iii),
and (iii) shall not extend to or cover any property other than the property or
equipment being acquired, constructed or improved, and no such extension, renewal or
replacement shall extend to or cover any property not theretofore subject to the
Lien being extended, renewed or replaced;

     (h) judgment Liens which do not result in an Event of Default under Section
6.01(g) or Section 6.01(h);

     (i) Liens in existence on the date hereof and disclosed on Schedule
5.02(a) hereto (including Liens under the Existing Facility Agreement);

     (j) Liens arising from precautionary UCC financing statement filings regarding
true leases by any Loan Party or any of its Subsidiaries as lessee of any property;

     (k) any interest or title of a lessor, sublessor, licensee or licensor under
any lease, sublease or license agreement otherwise permitted hereby arising by
operation of law;

29

 

     (l) any interests of any mortgagees of any landlord with respect to real estate
or any other property leased by any Loan Party or any of its Subsidiaries as lessee;

     (m) any Lien securing the replacement, extension or renewal of Debt to the
extent permitted under Section 5.02(c) hereof and secured by Liens permitted
by clause (g) or (i) of this definition upon or in the same property
theretofore subject thereto; and

     (o) The following encumbrances which do not, in any case, individually or in
the aggregate, materially detract from the value of the interest of any Loan Party
or any of its Subsidiaries in any Coal Business real property subject thereto or
interfere with the ordinary conduct of the business or operations of any Loan Party
or any of its Subsidiaries as presently conducted on, at or with respect to such
Coal Business real property and as to be conducted following the Effective Date:

     (i) encumbrances typically found upon real property used for mining
purposes in the applicable jurisdiction in which the applicable real
property is located to the extent such encumbrances would be permitted or
granted by a prudent operator of mining property similar in use and
configuration to such real property (e.g., surface rights agreements,
wheelage agreements and reconveyance agreements);

     (ii) rights and easements of (A) owners of undivided interests in any
real property where the applicable Loan Party or any of its Subsidiaries
owns less than 100% of the fee interest, (B) owners of interests in the
surface of any real property where the applicable Loan Party or any of its
Subsidiaries does not own or lease such surface interest, (C) owners and
lessees, if any, of coal or other minerals (including oil, gas and coalbed
methane) where the applicable Loan Party or any of its Subsidiaries does not
own such coal or other minerals, and (D) owners and lessees of other coal
seams and other minerals (including oil, gas and coalbed methane) not owned
or leased by such Loan Party or any of its Subsidiaries; provided, however,
that the rights and easements described in clauses (A) through (D) of this
clause (ii) shall in no event cause any breach of the representations made
in Section 4.01(s) hereof;

     (iii) with respect to any real property in which any Loan Party or any
of its Subsidiaries holds a leasehold interest, terms, agreements,
provisions, conditions, and limitations (other than royalty and other
payment obligations which are otherwise permitted hereunder) contained in
the leases granting such leasehold interest and the rights of lessors
thereunder (and their heirs, executors, administrators, successors, and
assigns);

30

 

     (iv) farm, grazing, hunting, recreational, residential and commercial
leases unrelated to the Coal Business with respect to which any Loan Party
or any of its Subsidiaries is the lessor encumbering portions of any real
property to the extent such leases would be granted or permitted by, and
contain terms and provisions that would be acceptable to, a prudent operator
of mining properties similar in use to such real property;

     (v) royalty and other payment obligations to sellers or transferors of
fee coal or lease properties to the extent such obligations constitute a
lien not yet delinquent and/or when the term of the relevant instrument
expires by its terms;

     (vi) rights of others to subjacent or lateral support and absence of
subsidence rights or to the maintenance of barrier pillars or restrictions
on mining within certain areas as provided by any mining lease, unless in
each case waived by the appropriate Person;

     (vii) rights of repurchase or reversion when mining and reclamation are
completed; and

     (viii) any other such encumbrances which individually or in the
aggregate do not materially detract from the value of the interest of any
Loan Party or any of its Subsidiaries in any Coal Business real property or
interfere with the ordinary course of business or operation thereof for the
Coal Business and which has been approved by the Administrative Agent and
the Required Lenders.

     “Person” means an individual, partnership, corporation (including a business trust),
limited liability company, joint stock company, trust, unincorporated association, joint
venture or other entity, or a government or any political subdivision or agency thereof.

     “Plan” means a Single Employer Plan or a Multiple Employer Plan.

     “Post Closing Covenants” has the meaning specified in Section 5.01(p).

     “Potential Defaulting Lender” means, at any time, a Lender (a) as to which the
Administrative Agent has notified the Borrower that an event of the kind referred to in the
definition of “Lender Insolvency Event” has occurred and is continuing in respect of any
financial institution affiliate of such Lender, (b) as to which the Administrative Agent has
in good faith determined and notified the Borrower that such Lender or its Parent Company or
a Subsidiary thereof has defaulted on its funding obligations under any other loan agreement
or credit agreement or other financing agreement or (c) that has, or whose Parent Company
has, a non-investment grade rating from Moody’s or S&P or another nationally recognized
rating agency. Any determination that a Lender is a Potential Defaulting Lender under any
of clauses (a) through (c) above shall be made by the Administrative Agent in its sole
discretion acting in good faith. The Administrative

31

 

Agent will promptly send to all parties hereto a copy of any notice to the Borrower
referred to above.

     “Preferred Stock” means, with respect to any Person, any class of Capital Stock of such
Person that is preferred over any other class of Capital Stock of such Person as to the
payment of dividends or the payment of any amount upon liquidation or dissolution of such
Person.

     “Pro Rata Share” of any amount means, with respect to any Lender at any time, the
product of such amount times a fraction, the numerator of which is the amount of such
Lender’s Revolving Credit Commitment at such time (or, if the Revolving Credit Commitments
shall have been terminated pursuant to Section 2.05 or Section 6.01, such
Lender’s Revolving Credit Commitment as in effect immediately prior to such termination)
plus the amount of such Lender’s Term Loan Advances then outstanding, and the denominator of
which is the Revolving Credit Facility at such time (or, if the Revolving Credit Commitments
shall have been terminated pursuant to Section 2.05 or Section 6.01, the
Revolving Credit Facility as in effect immediately prior to such termination) plus the Term
Loan Facility.

     “Reclamation Laws” means all laws relating to mining reclamation or reclamation
liabilities, including, without limitation, the Surface Mining Control and Reclamation Act
of 1977, as amended, and all applicable state laws.

     “Reclamation Order” has the meaning specified in Section 5.01(o)(ii).

     “Reference Banks” means Citibank and Barclays Bank PLC.

     “Register” has the meaning specified in Section 8.08(d).

     “Registration Statement” means that certain Registration Statement of the MLP on Form
S-1 (Registration No. 333-165662) filed with the Commission on March 24, 2010, as amended
from time to time, together with any prospectus related thereto.

     “Regulation U” means Regulation U of the Board of Governors of the Federal Reserve
System, as in effect from time to time.

     “Related Parties” means, with respect to any Person, such Person’s Affiliates and the
respective managers, administrators, trustees, partners, directors, officers, employees,
agents, fund managers and advisors of such Person and such Person’s Affiliates.

     “Replacement Lender” has the meaning specified in Section 2.17(a).

     “Replacement Notice” has the meaning specified in Section 2.17(a).

     “Repurchase Agreement” means any written agreement:

     (a) that provides for (i) the transfer of one or more United States
Governmental Securities in an aggregate principal amount at least equal to the

32

 

amount of the Transfer Price (defined below) to the MLP or any of its
Subsidiaries from an Acceptable Bank or an Acceptable Broker-Dealer against a
transfer of funds (the “Transfer Price”) by the MLP or any such Subsidiary to such
Acceptable Bank or Acceptable Broker-Dealer, and (ii) a simultaneous agreement by
the MLP or any such Subsidiary, in connection with such transfer of funds, to
transfer to such Acceptable Bank or Acceptable Broker-Dealer the same or
substantially similar United States Governmental Securities for a price not less
than the Transfer Price plus a reasonable return thereon at a date certain not later
than 365 days after such transfer of funds,

     (b) in respect of which the MLP or any of its Subsidiaries shall have the
right, whether by contract or pursuant to applicable law, to liquidate such
agreement upon the occurrence of any default thereunder, and

     (c) in connection with which the MLP or any of its Subsidiaries, or an agent
thereof, shall have taken all action required by applicable law or regulations to
perfect a Lien in such United States Governmental Securities.

     “Required Lenders” means, at any time, Lenders owed or holding at least an amount
representing 50.1% of the sum of (a) the aggregate principal amount of the Advances
outstanding at such time, (b) the aggregate Available Amount of all Letters of Credit
outstanding at such time, (c) the aggregate Unused Revolving Credit Commitments at such time
and (d) the aggregate Term Loan Commitments at such time, if applicable. For purposes of
this definition, the aggregate principal amount of Swing Line Advances owing to the Swing
Line Bank and of Letter of Credit Advances owing to the Issuing Bank and the Available
Amount of each Letter of Credit shall be considered to be owed to the Lenders ratably in
accordance with their respective Revolving Credit Commitments.

     “Responsible Officer” means any officer of any Loan Party or any of its Subsidiaries.

     “Restricted Payment” has the meaning set forth in Section 5.02(h).

     “Restricting Information” has the meaning specified in Section 8.12(a).

     “Revolving Commitment Increase” has the meaning specified in Section 2.18.

     “Revolving Commitment Increase Lender” has the meaning specified in Section
2.18.

     “Revolving Credit Advance” has the meaning specified in Section 2.01(a).

     “Revolving Credit Borrowing” means a borrowing consisting of simultaneous Revolving
Credit Advances of the same Type made by the Lenders.

     “Revolving Credit Commitment” means, with respect to any Lender, (a) the amount set
forth opposite such Lender’s name on Schedule I hereto under the caption

33

 

“Revolving Credit Commitment,” (b) if such Lender has become a Lender hereunder
pursuant to an Incremental Amendment, the amount set forth in such Incremental Amendment as
such Lender’s “Revolving Credit Commitment,” or (c) if such Lender has entered into one or
more Assignment and Acceptances, the amount set forth for such Lender in the Register as
such Lender’s “Revolving Credit Commitment,” as such amount may at or prior to such time be
reduced pursuant to Section 2.05 or increased pursuant to Section 2.18.

     “Revolving Credit Facility” means, at any time, the aggregate amount of the Lenders’
Revolving Credit Commitments at such time.

     “Revolving Credit Termination Date” means the earlier of July 18, 2013 (which date is
three years after the Effective Date) and the date of termination in whole of the Revolving
Credit Commitments, the Letter of Credit Commitment and the Swing Line Commitment pursuant
to Section 2.05, Section 3.01 or Section 6.01.

     “Revolving Note” means a promissory note of the Borrower payable to the order of any
Lender, in substantially the form of Exhibit A-1 hereto, as amended, evidencing the
aggregate indebtedness of the Borrower to such Lender resulting from the Revolving Credit
Advances, Letter of Credit Advances and Swing Line Advances made by such Lender.

     “Revolving Pro Rata Share” means, as to any amount with respect to any Lender at any
time, the product of such amount times a fraction the numerator of which is the amount of
such Lender’s Revolving Credit Commitment at such time (or, if the Revolving Credit
Commitments shall have been terminated pursuant to Section 2.05 or Section
6.01, such Lender’s Revolving Credit Commitment as in effect immediately prior to such
termination) and the denominator of which is the Revolving Credit Facility at such time (or,
if the Revolving Credit Commitments shall have been terminated pursuant to Section
2.05 or Section 6.01, the Revolving Credit Facility as in effect immediately
prior to such termination).

     “S&P” means Standard & Poor’s Ratings Group, a division of The McGraw-Hill Companies,
Inc.

     “Scheduled Amount” has the meaning specified in Section 5.04(c).

     “Securities Act” means the Securities Act of 1933, as amended from time to time.

     “Security” has the meaning set forth in Section 2(a)(1) of the Securities Act.

     “Security Agreement” means a Security and Pledge Agreement securing the Borrowings and
the guarantees thereof, as amended, supplemented and restated from time to time and duly
executed by the MLP, the Borrower and each Subsidiary Guarantor.

     “Security Documents” means the Security Agreements, the MLP Guaranty, the Subsidiary
Guarantees and each other security document or pledge agreement delivered

34

 

in accordance with applicable local or foreign law to grant a valid, perfected security
interest in any property, and all UCC or other financing statements or instruments of
perfection required by this Agreement, any security agreement or mortgage to be filed with
respect to the security interests in property and fixtures created pursuant to the Security
Agreements or any mortgage and any other document or instrument utilized to pledge as
collateral for the Obligations any property of whatever kind or nature.

     “Single Employer Plan” means a single employer plan, as defined in Section 4001(a)(15)
of ERISA, that (a) is maintained for employees of any Loan Party or any ERISA Affiliate of
such Loan Party and no Person other than the Loan Parties and their ERISA Affiliates or (b)
was so maintained and in respect of which any Loan Party or any ERISA Affiliate could have
liability under Section 4069 of ERISA in the event such plan has been or were to be
terminated.

     “Solvency Certificate” has the meaning set forth in Section 3.01(a)(x).

     “Solvent” and “Solvency” mean, with respect to any Person on a particular date, that on
such date (a) the fair value of the property of such Person is greater than the total amount
of liabilities, including, without limitation, contingent liabilities, of such Person, (b)
the present fair salable value of the assets of such Person is not less than the amount that
will be required to pay the probable liability of such Person on its debts as they become
absolute and matured, (c) such Person does not intend to, and does not believe that it will,
incur debts or liabilities beyond such Person’s ability to pay such debts and liabilities as
they mature and (d) such Person is not engaged in business or a transaction, and is not
about to engage in business or a transaction, for which such Person’s property would
constitute an unreasonably small capital. The amount of contingent liabilities at any time
shall be computed as the amount that, in the light of all the facts and circumstances
existing at such time, represents the amount that can reasonably be expected to become an
actual or matured liability.

     “Standby Letter of Credit” means any Letter of Credit issued under the Letter of Credit
Facility, other than a Trade Letter of Credit.

     “Subject Lender” has the meaning specified in Section 2.17(a).

     “Subsidiary” means, with respect to any Person, any corporation, limited liability
company, partnership, joint venture, association, trust or other entity (a) of which (or in
which) more than 50% of (i) the issued and outstanding Capital Stock having ordinary voting
power to elect a majority of the board of directors of such corporation (irrespective of
whether at the time Capital Stock of any other class or classes of such corporation shall or
might have voting power upon the occurrence of any contingency), (ii) the interests in the
capital or profits of such limited liability company, partnership, joint venture or
association, or (iii) the beneficial interests in such trust or other entity with ordinary
voting power to elect a majority of the board of trustees (or persons performing similar
functions) of such trust or other entity is at the time directly or indirectly owned or
controlled by such Person, by such Person and one or more of its Subsidiaries, or by one

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or more of such Person’s Subsidiaries, or (b) which otherwise is Consolidated for
financial statement purposes with the MLP.

     “Subsidiary Guarantors” means the Subsidiaries of the MLP listed on Schedule II
hereto and each other Subsidiary of the MLP that shall be required to execute and deliver a
guaranty pursuant to Section 5.01(i). For the avoidance of doubt, Consolidated
Ventures shall not be Subsidiary Guarantors.

     “Subsidiary Guaranty” means a guaranty in substantially the form of Exhibit D-2
hereto, together with each other guaranty or guaranty supplement delivered from time to time
pursuant to Section 5.01(i), in each case as amended, supplemented and restated from
time to time, duly executed by each Subsidiary Guarantor.

     “Surety Bond Support Letters of Credit” means letters of credit issued to any insurance
company or other issuer of a surety bond as credit support for a Person’s reimbursement
obligations to such insurance company or other institution acting as issuer of such surety
bond.

     “Swap Agreement” means any agreement evidencing Swaps with any Swap Lender.

     “Swap Lender” means any person that, at the time it enters into a Swap with the MLP or
any of its Subsidiaries, is a Lender or an Affiliate of a Lender.

     “Swaps” means, with respect to any Person, payment obligations with respect to interest
rate swaps, caps, floors, collars, and similar agreements, currency or commodity swaps and
hedging obligations obligating such Person to make payments, whether periodically or upon
the happening of a contingency. For the purposes of this Agreement, the amount of the
obligation under any Swap shall be the amount determined in respect thereof as of the end of
the then most recently ended fiscal quarter of such Person, based on the assumption that
such Swap had terminated at the end of such fiscal quarter, and, in making such
determination, if any agreement relating to such Swap provides for the netting of amounts
payable by and to such Person thereunder or if any such agreement provides for the
simultaneous payment of amounts by and to such Person, then, in each such case, the amount
of such obligation shall be the net amount so determined.

     “Swing Line Advance” means an Advance made by (a) the Swing Line Bank pursuant to
Section 2.01(c) or (b) any Lender pursuant to Section 2.02(b).

     “Swing Line Bank” means Citibank, or its successor as subsequently designated
hereunder.

     “Swing Line Borrowing” means a Borrowing consisting of a Swing Line Advance made by (a)
the Swing Line Bank pursuant to Section 2.01(c) or (b) any Lender pursuant to
Section 2.02(b).

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     “Swing Line Commitment” means, with respect to the Swing Line Bank, the amount of the
Swing Line Facility set forth in Section 2.01(c).

     “Swing Line Facility” means an available portion under the Revolving Credit Facility in
an amount not to exceed the lesser of (i) $7,500,000 and (ii) the aggregate of the Unused
Revolving Credit Commitment.

     “Syndication Agent” means Barclays Capital, the investment banking division of Barclays
Bank PLC.

     “Tax Affiliates” has the meaning specified in Section 2.12(a).

     “Taxes” has the meaning specified in Section 2.12(a).

     “Term Loan Advance” means an Advance made pursuant to Section 2.01(b) or
Section 2.18.

     “Term Loan Borrowing” means a borrowing consisting of a single Term Loan Advance made
by the Lenders.

     “Term Loan Commitment” means, with respect to any Lender, (a) the amount set forth
opposite such Lender’s name on Schedule I hereto under the caption “Term Loan
Commitment,” (b) if such Lender has become a Lender hereunder pursuant to an Incremental
Amendment, the amount set forth in such Incremental Amendment as such Lender’s “Term Loan
Commitment,” or (c) if such Lender has entered into one or more Assignment and Acceptances,
the amount set forth for such Lender in the Register as such Lender’s “Term Loan
Commitment,” as such amount may be increased pursuant to Section 2.18.

     “Term Loan Facility” means, at any time, the aggregate amount of the Term Loan
Borrowings outstanding at such time.

     “Term Loan Maturity Date” means the earlier of July 18, 2014 (which date is four years
after the Effective Date) and the date of the termination in whole of the Term Loan
Commitment pursuant to Section 3.01.

     “Term Note” means a promissory note of the Borrower payable to the order of any Lender,
in substantially the form of Exhibit A-2 hereto, as amended, evidencing the
aggregate indebtedness of the Borrower to such Lender resulting from the Advances made by
such Lender with respect to such Lender’s Term Loan Commitment.

     “Trade Letter of Credit” means any Letter of Credit that is issued under the Letter of
Credit Facility for the benefit of a supplier of Inventory or raw materials or supplies
(including, without limitation, fuel, spare parts or other materials used in connection with
the operation of the business of the Borrower and its Subsidiaries) to the Borrower or any
of its Subsidiaries to effect payment for such Inventory or raw materials or supplies.

     “Trading with the Enemy Act” has the meaning specified in Section 4.01(z).

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     “Transaction” means the refinancing in full of the Existing Facility Agreement and the
making of the Advances and the issuance of the Letters of Credit under this Agreement.

     “Transaction Documents” means, collectively, the Loan Documents and the MLP Agreement.

     “Transfer” means, with respect to any Person, any transaction in which such Person
sells, conveys, abandons, transfers, leases (as lessor), or otherwise disposes of any of its
assets; provided, however, that “Transfer” shall not include (a) the granting of any Liens
permitted to be granted pursuant to this Agreement, (b) any transfer of assets permitted
pursuant to Section 5.02(e), (c) the making of any Restricted Payment permitted
pursuant to Section 5.02(h) or (d) the making of any Investments permitted pursuant
to Section 5.02(g).

     “Transfer Price” has the meaning specified in the definition of “Repurchase Agreement.”

     “Type” means the type of Borrowing as between a Borrowing bearing interest at the Base
Rate and a Borrowing bearing interest at the Eurodollar Rate.

     “Ungureans” has the meaning specified in the definition of “Change of Control.”

     “United States” means, except as otherwise provided in this Agreement, the United
States of America.

     “United States Governmental Security” means any direct obligation of, or obligation
guaranteed by, the United States, or any agency controlled or supervised by or acting as an
instrumentality of the United States pursuant to authority granted by the Congress of the
United States, so long as such obligation or guarantee shall have the benefit of the full
faith and credit of the United States which shall have been pledged pursuant to authority
granted by the Congress of the United States.

     “unreallocated portion” has the meaning specified in Section 2.15(a)(ii).

     “Unused Equity Proceeds” has the meaning specified in Section 5.04(c).

     “Unused Revolving Credit Commitment” means, with respect to any Lender at any time, (a)
such Lender’s Revolving Credit Commitment at such time minus (b) the sum of (i) the
aggregate principal amount of all Revolving Credit Advances, Swing Line Advances and Letter
of Credit Advances made by such Lender (in its capacity as a Lender and not as the Swing
Line Bank or an Issuing Bank) and outstanding at such time plus (ii) such Lender’s Revolving
Pro Rata Share of (A) the aggregate Available Amount of all Letters of Credit outstanding at
such time (excluding Letters of Credit that are cash collateralized pursuant to Section
2.01(d)), (B) the aggregate principal amount of all L/C Disbursements made by the
Issuing Bank pursuant to Section 2.03(c) and outstanding at such time and (C) the
aggregate principal amount of all Swing Line Advances made by the Swing Line Bank pursuant
to Section 2.01(c) and outstanding at such time.

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     “Voting Stock” means, (i) Securities of any class of classes, the holders of which are
ordinarily, in the absence of contingencies, entitled to elect a majority of the directors
(or Persons performing similar functions) or (ii) in the case of a partnership, limited
liability company or joint venture, interests in the profits or capital thereof entitling
the holders of such interests to approve major business actions.

     “Weighted Average Life to Maturity” means, when applied to any Debt at any date, the
number of years obtained by dividing: (a) the sum of the products obtained by multiplying
(i) the amount of each then remaining installment, sinking fund, serial maturity or other
required payments of principal, including payment at final maturity, in respect thereof, by
(ii) the number of years (calculated to the nearest one-twelfth) that will elapse between
such date and the making of such payment; by (b) the then outstanding principal amount of
such Debt.

     “Withdrawal Liability” has the meaning specified in Part I of Subtitle E of Title IV of
ERISA.

     Section 1.02 Computation of Time Periods; Other Definitional Provisions. In this
Agreement and the other Loan Documents, in the computation of periods of time from a specified date
to a later specified date, the word “from” means “from and including” and the words “to” and
“until” each mean “to but excluding.” The definitions of terms herein shall apply equally to the
singular and plural forms of the terms defined. References in the Loan Documents to any agreement
or contract “as amended” shall mean and be a reference to such agreement or contract as amended,
amended and restated, supplemented or otherwise modified from time to time in accordance with its
terms.

     Section 1.03 Accounting Terms. All accounting terms not specifically defined herein
shall be construed in accordance with United States generally accepted accounting principles in
effect from time to time (“GAAP”); provided that, if the Borrower notifies the Administrative Agent
that the Borrower requests an amendment of any provision hereof to eliminate the effect of any
change occurring after the date hereof in GAAP or in the application thereof or the operation of
such provision (or if the Administrative Agent notifies the Borrower that the Required Lenders
request an amendment to any provision hereof for such purposes), regardless of whether any such
notice is given before or after such change in GAAP or in the application thereof, then such
provision shall be interpreted on the basis of GAAP as in effect and applied immediately before
such change shall have become effective until such notice shall have been withdrawn or such
provision amended in accordance herewith.

ARTICLE II

AMOUNTS AND TERMS OF THE ADVANCES AND THE LETTERS OF CREDIT

     Section 2.01 The Advances and the Letters of Credit. (a) The Revolving Credit Advances. Each Lender severally agrees, on the terms and
conditions hereinafter set forth, to make advances (each, a “Revolving Credit Advance”) to the
Borrower from time to time on any Business Day during the Availability Period in an amount for each
such Advance not to exceed such Lender’s Unused Revolving Credit Commitment at such time. Each
Revolving Credit

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Advance shall be in an aggregate amount of $1,000,000 or an integral multiple of
$500,000 in excess thereof in the case of Base Rate Advances and in an aggregate amount of
$2,000,000 or an integral multiple of $1,000,000 in excess thereof in the case of Eurodollar Rate
Advances (other than, in the case of Base Rate Advances, an Advance the proceeds of which shall be
used solely to repay or prepay in full outstanding Swing Line Advances or repay, prepay or cash
collateralize outstanding Letter of Credit Advances, in which case such Base Rate Advances may be
in an aggregate amount necessary to repay or prepay in full such Swing Line Advances or Letter of
Credit Advances) and shall consist of Revolving Credit Advances made simultaneously by the Lenders
ratably according to their Revolving Credit Commitments. Within the limits of each Lender’s Unused
Revolving Credit Commitment in effect from time to time, the Borrower may borrow under this
Section 2.01(a), prepay pursuant to Section 2.06(a) and reborrow under this
Section 2.01(a).

     (b) Term Loan Advance. Each Lender severally agrees, on the terms and conditions
hereinafter set forth, to make a single Advance to the Borrower on the Effective Date in an amount
not to exceed such Lender’s Term Loan Commitment (each, a “Term Loan Advance”). The Term Loan
Advances shall be advanced in a single Advance made by each Lender and the Term Loan Commitments
shall automatically be reduced to zero upon such Advance, unless subsequently increased pursuant to
Section 2.18, provided that the Borrower shall continue to be able to continue or convert
Term Loan Borrowings from one Type to the other Type at the end of any applicable Interest Period,
assuming no Default has occurred and is continuing. Amounts borrowed under this Section
2.01(b) and repaid pursuant to Section 2.04(b) or prepaid under Section 2.06(c)
may not be reborrowed.

     (c) The Swing Line Advances. The Borrower may request the Swing Line Bank to make,
and the Swing Line Bank agrees to make, on the terms and conditions hereinafter set forth, Swing
Line Advances to the Borrower from time to time on any Business Day during the Availability Period
in an amount not to exceed the Swing Line Facility at such time (the “Swing Line Facility”). No
Swing Line Advance shall be used for the purpose of funding the payment of principal of any other
Swing Line Advance. Each Swing Line Advance shall be in an amount of $1,000,000 or an integral
multiple of $500,000 in excess thereof and shall be made as a Base Rate Advance. Within the limits
of the Swing Line Facility, the Borrower may borrow under this Section 2.01(c), repay
pursuant to Section 2.04(c) or prepay pursuant to Section 2.06(a) and reborrow
under this Section 2.01(c).

     (d) The Letters of Credit. The Issuing Bank severally agrees, on the terms and
conditions hereinafter set forth, to issue (or cause its Affiliate that is a commercial bank to
issue on its behalf) letters of credit (together with the Existing Letters of Credit referred to in
Section 2.03(f), the “Letters of Credit”) in United States dollars for the account of the
Borrower (and in connection with the business of the Borrower or any of its Subsidiaries) from time
to time on any Business Day during the period from the Effective Date until 30 days before the
Revolving Credit Termination Date in an aggregate amount not to exceed at any time the Letter of
Credit Facility at such time. No Letter of Credit shall have an expiration date (including all
rights of the Borrower or the beneficiary to require renewal) later than the earlier 30 days before the
Revolving Credit Termination Date and (A) in the case of a Standby Letter of Credit, one year after
the date of issuance thereof, but may by its terms be renewable annually upon notice (a “Notice of
Renewal”) given to the Issuing Bank that issued such Standby Letter of Credit and the

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Administrative Agent on or prior to any date for notice of renewal set forth in such Letter of
Credit but in any event at least three Business Days prior to the date of the proposed renewal of
such Standby Letter of Credit and upon fulfillment of the applicable conditions set forth in
Article III unless the Issuing Bank has notified the Borrower (with a copy to the
Administrative Agent) on or prior to the date for notice of termination set forth in such Letter of
Credit but in any event at least 45 Business Days prior to the date of automatic renewal of its
election not to renew such Standby Letter of Credit (a “Notice of Termination”), and (B) in the
case of a Trade Letter of Credit, 30 days after the date of issuance thereof; provided that the
terms of each Standby Letter of Credit that is automatically renewable annually shall (x) require
the Issuing Bank to give the beneficiary named in such Standby Letter of Credit notice of any
Notice of Termination, (y) permit such beneficiary, upon receipt of such notice, to draw under such
Standby Letter of Credit prior to the date such Standby Letter of Credit otherwise would have been
automatically renewed and (z) not permit the expiration date (after giving effect to any renewal)
of such Standby Letter of Credit in any event to be extended to a date later than 30 days before
the Revolving Credit Termination Date. If either a Notice of Renewal is not given by the Borrower
or a Notice of Termination is given by the Issuing Bank pursuant to the immediately preceding
sentence, such Standby Letter of Credit shall expire on the date on which it otherwise would have
been automatically renewed; provided, however, that even in the absence of receipt of a Notice of
Renewal the Issuing Bank may in its discretion, unless instructed to the contrary by the
Administrative Agent or the Borrower, deem that a Notice of Renewal had been timely delivered and,
in such case, a Notice of Renewal shall be deemed to have been so delivered for all purposes under
this Agreement. Notwithstanding the foregoing, a Letter of Credit may provide for a later
expiration date, provided that the Borrower shall at least ninety (90) days prior to the Revolving
Credit Termination Date, in a manner reasonably satisfactory to the Issuing Bank, deposit and
pledge funds in an account with the Issuing Bank equal to 105% of the face amount of such Letter of
Credit, and in such event the participation and obligations of each Lender with a Revolving Credit
Commitment pursuant to Section 2.03 shall be deemed terminated and of no further force and
effect. In the event the Borrower fails to so deposit and pledge funds in the required amount, the
Borrower shall be deemed to have made a request for a Base Rate Borrowing and the Borrower’s
obligation to deposit and pledge such amount shall be discharged and replaced by the resulting Base
Rate Borrowing, and the proceeds of such Base Rate Borrowing shall be deposited and held by the
Issuing Bank as cash collateral. The Loan Parties shall execute all documentation reasonably
required by the Issuing Bank to evidence the Issuing Bank’s security interest in cash collateral
held by it. The amounts held by the Issuing Bank as cash collateral pursuant to this Section shall
continue to be held as such by the Issuing Bank after termination of this Agreement. Within the
limits of the Letter of Credit Facility, and subject to the limits referred to above, the Borrower
may request the issuance of Letters of Credit under this Section 2.01(d), repay any Letter
of Credit Advances resulting from drawings thereunder pursuant to Section 2.03(c) and
request the issuance of additional Letters of Credit under this Section 2.01(d).

     Section 2.02 Making the Advances. (a) Except as otherwise provided in Section 2.02(b) or Section 2.03, each
Borrowing shall be made on notice, given not later than 11:00 a.m. (New York City time) on the
third Business Day prior to the date of the proposed Borrowing in the case of a Borrowing
consisting of Eurodollar Rate Advances, or the same Business Day of the proposed Borrowing in the
case of a Borrowing consisting of Base Rate Advances, by the Borrower to the Administrative Agent,
which shall give to each Appropriate Lender prompt

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notice thereof. Each such notice of a Borrowing (a “Notice of Borrowing”) shall be by telephone, confirmed immediately in writing, or by
telecopier, in substantially the form of Exhibit B hereto, specifying therein the requested
(i) date of such Borrowing, (ii) Type of Advances comprising such Borrowing, (iii) aggregate amount
of such Borrowing and (iv) in the case of a Borrowing consisting of Eurodollar Rate Advances,
initial Interest Period for each such Advance. Each Appropriate Lender shall, in the case of
Eurodollar Rate Borrowings before 12:00 noon (New York City time) and in the case of Base Rate
Borrowings before 3:00 p.m. (New York City time), on the date of such Borrowing, make available for
the account of its Applicable Lending Office to the Administrative Agent at the Administrative
Agent’s Account, in same day funds, such Lender’s ratable portion of such Borrowing in accordance
with the respective Commitments under the applicable Facility of such Lender and the other
Appropriate Lenders. After the Administrative Agent’s receipt of such funds and upon fulfillment
of the applicable conditions set forth in Article III, the Administrative Agent shall make
such funds available to the Borrower by crediting the Borrower’s Account; provided, however, that,
in the case of any Revolving Credit Borrowing, the Administrative Agent shall first make a portion
of such funds equal to the aggregate principal amount of any Swing Line Advances and Letter of
Credit Advances made by the Swing Line Bank or the Issuing Bank, as the case may be, and by any
other Lender and outstanding on the date of such Revolving Credit Borrowing, plus interest accrued
and unpaid thereon to and as of such date, available to the Swing Line Bank or the Issuing Bank, as
the case may be, and such other Lenders for repayment of such Swing Line Advances and Letter of
Credit Advances.

     (b) Each Swing Line Borrowing shall be made on notice, given not later than 11:00 a.m. (New
York City time) on the date of the proposed Swing Line Borrowing, by the Borrower to the Swing Line
Bank and the Administrative Agent. Each such notice of a Swing Line Borrowing (a “Notice of Swing
Line Borrowing”) shall be by telephone, confirmed immediately in writing, or by telecopier,
specifying therein the requested (i) date of such Borrowing, (ii) amount of such Borrowing and
(iii) maturity of such Borrowing (which maturity shall be no later than the thirtieth day after the
requested date of such Borrowing). The Swing Line Bank shall, before 3:00 p.m. (New York City
time) on the date of such Swing Line Borrowing, make the amount of the requested Swing Line
Advances available to the Administrative Agent at the Administrative Agent’s Account, in same day
funds. After the Administrative Agent’s receipt of such funds and upon fulfillment of the
applicable conditions set forth in Article III, the Administrative Agent shall make such
funds available to the Borrower by crediting the Borrower’s Account. Upon written demand by the
Swing Line Bank, with a copy of such demand to the Administrative Agent, each other Lender with a
Revolving Credit Commitment shall purchase from the Swing Line Bank, and the Swing Line Bank shall
sell and assign to each such other Lender, such other Lender’s Revolving Pro Rata Share of such
outstanding Swing Line Advance as of the date of such demand, by making available for the account
of its Applicable Lending Office to the Administrative Agent for the account of the Swing Line
Bank, by deposit to the Administrative Agent’s Account, in same day funds, an amount equal to the
portion of the outstanding principal amount of such Swing Line Advance to be purchased by
such Lender. The Borrower hereby agrees to each such sale and assignment. Each Lender with a
Revolving Credit Commitment agrees to purchase its Revolving Pro Rata Share of an outstanding Swing
Line Advance on (i) the Business Day on which demand therefor is made by the Swing Line Bank;
provided that notice of such demand is given not later than 11:00 a.m. (New York City time) on such
Business Day or (ii) the first Business Day next succeeding such

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demand if notice of such demand is given after such time. Upon any such assignment by the Swing Line Bank to any other Lender with a
Revolving Credit Commitment of a portion of a Swing Line Advance, the Swing Line Bank represents
and warrants to such other Lender that the Swing Line Bank is the legal and beneficial owner of
such interest being assigned by it, but makes no other representation or warranty and assumes no
responsibility with respect to such Swing Line Advance, the Loan Documents or any Loan Party. If
and to the extent that any Lender with a Revolving Credit Commitment shall not have so made the
amount of such Swing Line Advance available to the Administrative Agent, such Lender agrees to pay
to the Administrative Agent forthwith on demand such amount together with interest thereon, for
each day from the date of demand by the Swing Line Bank until the date such amount is paid to the
Administrative Agent, at the Federal Funds Rate. If such Lender shall pay to the Administrative
Agent such amount for the account of the Swing Line Bank on any Business Day, such amount so paid
in respect of principal shall constitute a Swing Line Advance made by such Lender on such Business
Day for purposes of this Agreement, and the outstanding principal amount of the Swing Line Advance
made by the Swing Line Bank shall be reduced by such amount on such Business Day.

     (c) Anything in subsection (a) above to the contrary notwithstanding, (i) the Borrower may not
select Eurodollar Rate Advances for the initial Borrowing hereunder or for any Borrowing if the
aggregate amount of any such Borrowing is less than $2,000,000 or if the obligation of the
Appropriate Lenders to make Eurodollar Rate Advances shall then be suspended pursuant to
Section 2.07(d)(ii), Section 2.09(b)(iii) or Section 2.10(c) or Section
2.10(c) and (ii) there shall be no more than five (5) Interest Periods in effect with respect
to all Revolving Credit Borrowings and no more than five (5) Interest Periods in effect with
respect to all Term Loan Borrowings.

     (d) Each Notice of Borrowing and each Notice of Swing Line Borrowing shall be irrevocable and
binding on the Borrower.

     (e) Unless the Administrative Agent shall have received notice from an Appropriate Lender
prior to the date of any Borrowing under a Facility under which such Lender has a Commitment that
such Lender will not make available to the Administrative Agent such Lender’s ratable portion of
such Borrowing, the Administrative Agent may assume that such Lender has made such portion
available to the Administrative Agent on the date of such Borrowing in accordance with Section
2.02(a) and the Administrative Agent may, in reliance upon such assumption, make available to
the Borrower on such date a corresponding amount. If and to the extent that such Lender shall not
have so made such ratable portion available to the Administrative Agent, such Lender and the
Borrower severally agree to repay or pay to the Administrative Agent forthwith on demand such
corresponding amount and to pay interest thereon, for each day from the date such amount is made
available to the Borrower until the date such amount is repaid or paid to the Administrative Agent
at (i) in the case of the Borrower, the interest rate applicable at such time under Section
2.07 for Advances comprising such Borrowing, and (ii) in the case of such Lender, the Federal Funds Rate. If such Lender shall
pay to the Administrative Agent such corresponding amount, such amount so paid shall constitute
such Lender’s Advance as part of such Borrowing for all purposes.

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     (f) The failure of any Lender to make the Advance to be made by it as part of any Borrowing
shall not relieve any other Lender of its obligation, if any, hereunder to make its Advance on the
date of such Borrowing, but no Lender shall be responsible for the failure of any other Lender to
make the Advance to be made by such other Lender on the date of any Borrowing.

     Section 2.03 Issuance of and Drawings and Reimbursement Under Letters of Credit. (a)
Request for Issuance. Each Letter of Credit shall be issued upon notice, given not later
than 12:00 noon (New York City time) on the fifth Business Day prior to the date of the proposed
issuance of such Letter of Credit, by the Borrower to the Issuing Bank, which shall give to the
Administrative Agent and each Lender prompt notice thereof by telecopier or electronic
communication. Each such notice of issuance of a Letter of Credit (a “Notice of Issuance”) shall
be by telephone, confirmed immediately in writing, or telecopier or electronic communication,
specifying therein the (i) name of the Issuing Bank, (ii) date of such issuance (which shall be a
Business Day), (iii) Available Amount of such Letter of Credit, (iv) expiration date of such Letter
of Credit, (v) name and address of the beneficiary of such Letter of Credit and (vi) form of such
Letter of Credit, and shall be accompanied by such application and agreement for letter of credit
as the Issuing Bank may specify to the Borrower for use in connection with such requested Letter of
Credit (a “Letter of Credit Agreement”); provided that such Letter of Credit Agreement shall be
subject to the provisions of Section 2.08. If (i) the requested form of such Letter of
Credit is acceptable to the Issuing Bank in its reasonable sole discretion and (ii) it has not
received notice of a good faith objection to such issuance from the Required Lenders, the Issuing
Bank shall, upon fulfillment of the applicable conditions set forth in Article III, make
such Letter of Credit available to the Borrower at its office referred to in Section 8.02
or as otherwise agreed with the Borrower in connection with such issuance. In the event and to the
extent that the provisions of any Letter of Credit Agreement shall conflict with this Agreement,
the provisions of this Agreement shall govern.

     (b) Letter of Credit Reports. The Issuing Bank shall furnish (i) to the
Administrative Agent and to each Lender on the first Business Day of each month a written report
summarizing issuance and expiration dates of Letters of Credit issued by the Issuing Bank during
the preceding month and drawings during such month under all Letters of Credit issued by the
Issuing Bank and (ii) to the Administrative Agent and each Lender on the first Business Day of each
calendar quarter a written report setting forth the average daily aggregate Available Amount during
the preceding calendar quarter of all Letters of Credit issued by the Issuing Bank. A copy of each
such report delivered pursuant to this clause (b) shall be delivered to the Borrower upon request
by the Borrower.

     (c) Participations in Letters of Credit. Upon the issuance of a Letter of Credit by
the Issuing Bank under Section 2.03(a), the Issuing Bank shall be deemed, without further
action by any party hereto, to have sold to each Lender with a Revolving Credit Commitment, and
each such Lender shall be deemed, without further action by any party hereto, to have purchased
from the Issuing Bank, a participation in such Letter of Credit in an amount for each Lender equal
to such Lender’s Revolving Pro Rata Share of the Available Amount of such Letter of Credit,
effective upon the issuance of such Letter of Credit. In consideration and in furtherance of the
foregoing, each Lender hereby absolutely and unconditionally agrees to pay such Lender’s Revolving
Pro Rata Share of each L/C Disbursement made by the Issuing Bank and not

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reimbursed by the Borrower forthwith on the date due as provided in Section 2.04(d) on demand by the Administrative
Agent by making available for the account of its Applicable Lending Office to the Administrative
Agent for the account of the Issuing Bank by deposit to the Administrative Agent’s Account, in same
day funds, an amount equal to such Lender’s Revolving Pro Rata Share of such L/C Disbursement. The
Administrative Agent will promptly thereafter cause like funds to be distributed to the Issuing
Bank for the account of its Applicable Lending Office. Each Lender acknowledges and agrees that
its obligation to acquire participations pursuant to this Section 2.03(c) in respect of
Letters of Credit is absolute and unconditional and shall not be affected by any circumstance
whatsoever, including the occurrence and continuance of a Default or an Event of Default or the
termination of the Commitments, and that each such payment shall be made without any off-set,
abatement, withholding or reduction whatsoever. If and to the extent that any Lender shall not
have so made the amount of such L/C Disbursement available to the Administrative Agent, such Lender
agrees to pay to the Administrative Agent forthwith on demand such amount together with interest
thereon, for each day from the date such L/C Disbursement is due as provided in Section
2.04(d) until the date such amount is paid to the Administrative Agent, at the Federal Funds
Rate for its account or the account of the Issuing Bank, as applicable. If such Lender shall pay
to the Administrative Agent such amount for the account of the Issuing Bank on any Business Day,
such amount so paid in respect of principal shall constitute a Letter of Credit Advance made by
such Lender on such Business Day for purposes of this Agreement, and the outstanding principal
amount of the Letter of Credit Advance made by the Issuing Bank shall be reduced by such amount on
such Business Day.

     (d) Drawing and Reimbursement. The payment by the Issuing Bank of a L/C Disbursement
shall constitute for all purposes of this Agreement the making by the Issuing Bank of a Letter of
Credit Advance, which shall bear interest at the Base Rate plus the Applicable Margin, in the
amount of such draft. The Issuing Bank shall promptly notify the Administrative Agent of any such
payment.

     (e) Failure to Make Letter of Credit Advances. The failure of any Lender to make the
Letter of Credit Advance to be made by it on the date specified in Section 2.03(c) shall
not relieve any other Lender of its obligation hereunder to make its Letter of Credit Advance on
such date, but no Lender shall be responsible for the failure of any other Lender to make the
Letter of Credit Advance to be made by such other Lender on such date.

     (f) Existing Letters of Credit. Letters of Credit issued by the EFA Issuing Bank
under the Existing Credit Facility and listed on Schedule 2.03(f) (the “Existing Letters of
Credit”) shall be continued under this Facility as outstanding Letters of Credit hereunder with the
EFA Issuing Bank as the Issuing Bank hereunder for all purposes thereof; provided that such Letters
of Credit conform in all respects with the requirements for Letters of Credit under this Agreement.
As of the Effective Date, for any Existing Letters of Credit, the EFA Issuing Bank as the Issuing Bank shall be deemed to have sold and transferred an undivided interest and
participation in respect of the Existing Letters of Credit and each Appropriate Lender hereunder
shall be deemed to have purchased and received, without further action on the part of any party, an
undivided interest and participation in such Existing Letters of Credit, based on such Lender’s
Revolving Pro Rata Share of the aggregate Available Amount of all Letters of Credit outstanding at
such time.

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     Section 2.04 Repayment of Advances. (a) Revolving Credit Advances. The
Borrower unconditionally promises to pay to the Administrative Agent for the ratable account of the
Lenders on the Revolving Credit Termination Date the aggregate principal amount of the Revolving
Credit Advances then outstanding.

     (b) Term Loan Advances. The Borrower unconditionally promises to pay to the
Administrative Agent for the ratable account of each Lender the then aggregate unpaid principal
amount of the Term Loan Borrowings made to the Borrower on the Term Loan Maturity Date. In
addition, the principal balance of the Term Loan Borrowings shall be repaid in quarterly
installments of $1,500,000, said payments to be made on the last Business Day of each fiscal
quarter commencing on September 30, 2010. In the event the initial Term Loan Advance amount
changes pursuant to Section 2.18, or otherwise, the amount of the quarterly installment
shall be adjusted accordingly.

     (c) Swing Line Advances. The Borrower unconditionally promises to pay to the
Administrative Agent for the account of the Swing Line Bank and each other Lender that has made a
Swing Line Advance the outstanding principal amount of each Swing Line Advance made by each of them
on the earlier of the maturity date specified in the applicable Notice of Swing Line Borrowing
(which maturity date shall be no later than the thirtieth day after the requested date of such
Borrowing) and the Revolving Credit Termination Date.

     (d) Letter of Credit Advances. The provisions set forth below in this clause (d)
shall apply with respect to Letter of Credit Advances.

     (i) The Borrower unconditionally promises to pay to the Administrative Agent for the
account of the Issuing Bank and each other Lender that has made a Letter of Credit Advance
on the earlier of demand and the Revolving Credit Termination Date the outstanding principal
amount of each Letter of Credit Advance made by each of them (it being understood and agreed
that, subject to the satisfaction of the other provisions of this Agreement, a Letter of
Credit Advance may be repaid prior to the Revolving Credit Termination Date with the
proceeds of a new Revolving Credit Borrowing).

     (ii) The Obligations of the Borrower under this Agreement, any Letter of Credit
Agreement and any other agreement or instrument relating to any Letter of Credit shall be
unconditional and irrevocable, and shall be paid strictly in accordance with the terms of
this Agreement, such Letter of Credit Agreement and such other agreement or instrument under
all circumstances, including, without limitation, the following circumstances:

     (A) any lack of validity or enforceability of any Loan Document, any Letter of
Credit Agreement, any Letter of Credit or any other agreement or instrument relating
thereto (all of the foregoing being, collectively, the “L/C Related Documents”);

     (B) any change in the time, manner or place of payment of, or in any other term
of, all or any of the Obligations of any Loan Party in respect of any

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L/C Related Document or any other amendment or waiver of or any consent to departure from all or
any of the L/C Related Documents;

     (C) the existence of any claim, set-off, defense or other right that any Loan
Party may have at any time against any beneficiary or any transferee of a Letter of
Credit (or any Persons for which any such beneficiary or any such transferee may be
acting), the Issuing Bank or any other Person, whether in connection with the
transactions contemplated by the L/C Related Documents or any unrelated transaction;

     (D) any statement or any other document presented under a Letter of Credit
proving to be forged, fraudulent, invalid or insufficient in any respect or any
statement therein being untrue or inaccurate in any respect;

     (E) payment by the Issuing Bank under a Letter of Credit against presentation
of a draft, certificate or other document that does not strictly comply with the
terms of such Letter of Credit;

     (F) any exchange, release or non-perfection of any collateral, or any release
or amendment or waiver of or consent to departure from any guarantee hereof, for all
or any of the Obligations of any Loan Party in respect of the L/C Related Documents;
or

     (G) any other circumstance or happening whatsoever, whether or not similar to
any of the foregoing, including, without limitation, any other circumstance that
might otherwise constitute a defense available to, or a discharge of, the Borrower
or a guarantor.

     (iii) In furtherance of the foregoing, if any Lender becomes, and during the period it
remains, a Defaulting Lender or a Potential Defaulting Lender, each of the Issuing Bank and
the Swing Line Bank is hereby authorized by the Borrower (which authorization is irrevocable
and coupled with an interest) to give, through the Administrative Agent, Notices of
Borrowing pursuant to Section 2.02 in such amounts and at such times as may be
required to (A) reimburse an outstanding L/C Disbursement, (B) repay an outstanding Swing
Line Advance, or (C) Cash Collateralize the obligations of the Borrower in respect of the
Available Amount of all outstanding Letters of Credit or Swing Line Advances in an amount at
least equal to the aggregate amount of the obligations (contingent or otherwise) of such
Defaulting Lender or Potential Defaulting Lender.

     Section 2.05 Optional Termination or Reduction of the Commitments. The Borrower may, upon notice on the same Business Day to the Administrative Agent,
terminate in whole or reduce in part the Unused Revolving Credit Commitments. Each partial
reduction (a) shall be in an aggregate amount of $5,000,000 or an integral multiple of $1,000,000
in excess thereof and (b) shall be made ratably among the Appropriate Lenders in accordance with
their Commitments with respect to such Facility; provided that Borrower shall not terminate or
reduce the Revolving Credit Commitments by the amount, if any, by which the amounts then

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outstanding under the Revolving Credit Facility plus any outstanding Swing Line Loans and any
outstanding Letters of Credit exceed the Revolving Credit Commitments after giving effect to such
reduction of the Revolving Credit Facility. Any such termination shall be permanent. In addition
to the foregoing, the Borrower may terminate the unused amount of the Revolving Credit Commitment
of any Lender that is a Defaulting Lender upon not less than five Business Days’ prior notice to
the Administrative Agent (which shall promptly notify the Lenders thereof), and in such event the
provisions of Section 2.15(a) shall apply to all amounts thereafter paid by the Borrower
for the account of such Defaulting Lender under this Agreement (whether on account of principal,
interest, fees, indemnity or other amounts), provided that (a) no Event of Default shall have
occurred and be continuing and (b) such termination shall not be deemed to be a waiver or release
of any claim the Borrower, the Administrative Agent or any Lender Party may have against such
Defaulting Lender.

     Section 2.06 Prepayments. (a) Optional. The Borrower may, upon notice on the
same Business Day in the case of Base Rate Advances and three Business Days’ notice in the case of
Eurodollar Rate Advances, in each case to the Administrative Agent stating the proposed prepayment
date, aggregate principal amount of the prepayment and the amount of such prepayment, if any, to be
allocated to prepayment of Revolving Credit Advances or Term Loan Advances then outstanding, and if
such notice is given, the Borrower shall, prepay the outstanding aggregate principal amount of the
Advances comprising part of the same Borrowing in whole or ratably in part, together with accrued
interest to the date of such prepayment on the aggregate principal amount prepaid; provided,
however, that each partial prepayment shall be in an aggregate principal amount of $1,000,000 or an
integral multiple of $500,000 in excess thereof in the case of Base Rate Advances and $2,000,000 or
an integral multiple of $1,000,000 in excess thereof in the case of Eurodollar Rate Advances, and
if any prepayment of a Eurodollar Rate Advance is made on a date other than the last day of an
Interest Period for such Advance then the Borrower shall also pay any amounts owing pursuant to
Section 8.05(c).

     (b) Mandatory — Revolving Credit Facility. The provisions set forth below in this
clause (b) shall apply with respect to mandatory prepayments of the Revolving Credit Facility.

     (i) The Borrower shall, on each Business Day, prepay an aggregate principal amount of
the Revolving Credit Advances comprising part of the same Borrowings, the Letter of Credit
Advances and the Swing Line Advances in an amount equal to the amount by which (A) the sum
of the aggregate principal amount of (I) the Revolving Credit Advances, (II) the Letter of
Credit Advances and (III) the Swing Line Advances then outstanding plus the aggregate
Available Amount of all Letters of Credit then outstanding exceeds (B) the Revolving Credit
Facility on such Business Day.

     (ii) Prepayments of the Revolving Credit Facility made pursuant to clause (i) shall be
first applied to prepay Letter of Credit Advances then outstanding until such Letter of
Credit Advances are paid in full, second applied to prepay Swing Line Advances then
outstanding until such Swing Line Advances are paid in full and third applied to prepay
Revolving Credit Advances then outstanding comprising part of the same Borrowings until such
Revolving Credit Advances are paid in full.

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     (iii) All prepayments under this clause (b) shall be made together with accrued
interest to the date of such prepayment on the principal amount prepaid, together with any
amounts owing pursuant to Section 8.05(c).

     (c) Mandatory — Term Loan Facility. The Borrower shall, on or prior to the tenth
Business Day following receipt of proceeds by the MLP or any of its Subsidiaries from the following
events, prepay the principal amount of the Term Loan Borrowings in the following amounts, which
shall be applied in direct order of maturity:

     (i) 100% of the Net Cash Proceeds of an Asset Sale not otherwise permitted under
Section 5.02(f); provided that, so long as no Event of Default has occurred and is
continuing, no such repayment shall be required if the Borrower notifies the Administrative
Agent on or before the date such repayment is required to be made that the Borrower intends
to use all of the Net Cash Proceeds from such Asset Sale to acquire or purchase assets to be
used in the business of the Borrower within six months of the date of such Asset Sale, in
which case the repayment need not be made, unless all or part of the Net Cash Proceeds from
such Asset Sales are not used within such six months period, in which case the Term Loan
Borrowings shall be repaid by an amount equal to the portion of the Net Cash Proceeds from
such Asset Sales not so reinvested on the Business Day immediately following such six months
period.

     (ii) 50% of the Net Cash Proceeds of the issuance of any Capital Stock of the MLP or
any of its Subsidiaries; provided that the foregoing shall not apply with respect to the
issuance of such Capital Stock (i) in the IPO, (ii) in any follow-on offerings to the extent
such Net Cash Proceeds are used to fund Capital Expenditures permitted under Section
5.04(c) and Permitted Acquisitions (e.g., if there were a follow-on offering in which
Net Cash Proceeds of $50,000,000 were raised and $25,000,000 of those Net Cash Proceeds were
used to fund such Capital Expenditures and/or Permitted Acquisitions, then 50% of the
remaining Net Cash Proceeds of $25,000,000, or $12,500,000, would need to be applied for
prepayment of the Term Loan Borrowings) and (iii) in connection with employee equity-based
compensation plans.

     (iii) 100% of the Net Cash Proceeds from the issuance of any Debt by the MLP or any of
its Subsidiaries not otherwise permitted under Section 5.02(c).

     (iv) 100% of the Net Cash Proceeds from any Material Recovery Event, provided that, (A)
so long as no Event of Default has occurred and is continuing, no such repayment shall be
required if the Borrower notifies the Administrative Agent on or before the date such
repayment is required to be made that the Borrower intends to use all of the Net Cash
Proceeds from such Material Recovery Event to replace or purchase assets to be used in the business of the Borrower within six months of the date of such
Material Recovery Event, in which case the repayment need not be made, unless all or part of
the Net Cash Proceeds from such Material Recovery Event are not used within such six months
period, in which case the Term Loan Borrowings shall be repaid by an amount equal to the
portion of the Net Cash Proceeds from such Material Recovery Event not so reinvested on the
Business Day immediately following such six months period, and (B) in any case, no such
repayment shall be required up to the amount the asset

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affected by such Material Recovery Event is subject to a Lien permitted under clause (g) of the definition of Permitted Liens
and such Net Cash Proceeds are used to discharge such Lien.

     (v) 100% of the proceeds of any Key-Man Life Insurance Policies; provided that, so long
as no Event of Default has occurred and is continuing, no such repayment shall be required
if the Borrower notifies the Administrative Agent on or before the date such repayment is
required to be made that the Borrower intends to use all of the proceeds to recruit and hire
a replacement for the officer of the General Partner covered by such policy within six
months, in which case the repayment need not be made, unless all or part of the proceeds of
any such Key-Man Life Insurance Policy are not used within such six months period, in which
case the Term Loan Borrowings shall be repaid by an amount equal to the portion of the
proceeds of such Key-Man Life Insurance Policy not so used on the Business Day immediately
following such six months period.

     Section 2.07 Interest. (a) Scheduled Interest. The Borrower shall pay
interest on the unpaid principal amount of each Borrowing owing to each Lender from the date of
such Borrowing until such principal amount shall be paid in full at the following rates per annum:

     (i) Base Rate Borrowings. During such periods as such Borrowing is a Base Rate
Borrowing, a rate per annum equal at all times to the sum of (A) the Base Rate in effect
from time to time plus (B) the Applicable Margin in effect from time to time, payable in
arrears quarterly on the last day of each fiscal quarter during such periods and on the date
such Base Rate Borrowing shall be Converted or paid in full.

     (ii) Eurodollar Rate Borrowings. During such periods as such Borrowing is a
Eurodollar Rate Borrowing, a rate per annum equal at all times during each Interest Period
for such Borrowing to the sum of (A) the Eurodollar Rate for such Interest Period for such
Borrowing plus (B) the Applicable Margin in effect prior to the first day of such Interest
Period, payable in arrears on the last day of such Interest Period and, if such Interest
Period has a duration of more than three months, on each day that occurs during such
Interest Period every three months from the first day of such Interest Period and on the
date such Eurodollar Rate Borrowing shall be Converted, continued as a Eurodollar Rate
Borrowing or paid in full.

     (b) Default Interest. Upon the occurrence and during the continuance of an Event of
Default, the Borrower shall pay interest (“Default Interest”) on (i) the unpaid principal amount of
each Borrowing owing to each Lender Party, payable in arrears on the dates referred to in
clause (a)(i) or clause (a)(ii) above and on demand, at a rate per annum equal at all times to
2% per annum above the rate per annum required to be paid on such Borrowing pursuant to clause
(a)(i) or clause (a)(ii) above and (ii) to the fullest extent permitted by law, the amount of any
interest, fee or other amount payable under the Loan Documents that is not paid when due, from the
date such amount shall be due until such amount shall be paid in full, payable in arrears on the
date such amount shall be paid in full and on demand, at a rate per annum equal at all times to 2%
per annum above the rate per annum required to be paid, in the case of interest, on the Type of
Borrowing on which such interest has accrued pursuant to clause (a)(i) or clause (a)(ii) above and,
in all other cases, on Base Rate Borrowings pursuant to clause (a)(i) above; provided,

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however, that, in all events, following the acceleration of the Borrowings, or the giving of notice by the
Administrative Agent to accelerate the Borrowings, pursuant to Section 6.01, Default
Interest shall accrue and be payable hereunder at all times thereafter.

     (c) Notice of Interest Period and Interest Rate. Promptly after receipt of a Notice
of Borrowing pursuant to Section 2.02(a), a notice of Conversion pursuant to Section
2.09 or a notice of selection of an Interest Period pursuant to the terms of the definition of
“Interest Period,” the Administrative Agent shall give notice to the Borrower and each Appropriate
Lender of the applicable Interest Period and the applicable interest rate determined by the
Administrative Agent for purposes of clause (a)(i) or clause (a)(ii) above, and the applicable
rate, if any, furnished by each Reference Bank at the Borrower’s request for the purpose of
determining the applicable interest rate under clause (a)(ii) above.

     (d) Interest Rate Determination. The provisions set forth below in this clause (d)
shall apply with respect to interest rate determination.

     (i) In the event that the Borrower requests, in accordance with the definition of
“Eurodollar Rate,” that the Eurodollar Rate be based on interest rate quotes received from
the Reference Banks, each Reference Bank agrees to furnish to the Administrative Agent
timely information for the purpose of determining each Eurodollar Rate. If any one or more
of the Reference Banks shall not furnish such timely information to the Administrative Agent
for the purpose of determining any such interest rate, the Administrative Agent shall
determine such interest rate on the basis of timely information furnished by the remaining
Reference Banks.

     (ii) If fewer than two Reference Banks are able to furnish timely information to the
Administrative Agent for determining the Eurodollar Rate for any Eurodollar Rate Advances
and the Eurodollar Rate cannot otherwise be determined in accordance with clause (b) of the
definition of “Eurodollar Rate”, the Administrative Agent shall forthwith notify the
Borrower and the Lenders that the interest rate cannot be determined pursuant to said clause
(b) for such Eurodollar Rate Advances, and, unless the Eurodollar Rate cannot be determined
by reference to clause (a) of the definition of Eurodollar Rate, then

     (A) each such Advance will automatically, on the last day of the then existing
Interest Period therefor, Convert into a Base Rate Borrowing (or if such Advance is
then a Base Rate Borrowing, will continue as a Base Rate Borrowing), and

     (B) the obligation of the Lenders to make, or to Convert Borrowings into,
Eurodollar Rate Borrowings shall be suspended until the Administrative Agent shall
notify the Borrower and the Lenders that the circumstances causing such suspension
no longer exist.

     Section 2.08 Fees. (a) Commitment Fee. The Borrower shall pay to the
Administrative Agent for the account of the Lenders a commitment fee, from the Effective Date in
the case of each Initial Lender and from the effective date specified in the Incremental Amendment
or in the Assignment and Acceptance pursuant to which it became a Lender in the case of each other

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Lender until the Revolving Credit Termination Date, payable in arrears on the date of the Initial
Extension of Credit hereunder, thereafter quarterly on the last day of each calendar quarter
commencing with the calendar quarter ending at September 30, 2010, and on the Revolving Credit
Termination Date, at a percentage per annum equal to the Applicable Percentage at such time on the
sum of the average daily Unused Revolving Credit Commitment of such Lender plus its Revolving Pro
Rata Share of the average daily outstanding Swing Line Advances during such calendar quarter or
other period.

     (b) Letter of Credit Fees, Etc. The provisions set forth below in this clause (b)
shall apply with respect to Letter of Credit fees.

     (i) The Borrower shall pay to the Administrative Agent for the account of each Lender a
commission, payable in arrears quarterly, within 15 days after the last day of each calendar
quarter commencing September 30, 2010, and on the earliest to occur of the full drawing,
expiration, termination or cancellation of any Letter of Credit and on the Revolving Credit
Termination Date, on such Lender’s Revolving Pro Rata Share of the average daily aggregate
Available Amount during such calendar quarter or other period of all Letters of Credit
outstanding from time to time at a percentage per annum equal to the Applicable Margin for
Eurodollar Rate Advances at such time. Upon the occurrence and during the continuance of a
Default under Section 6.01(a) or Section 6.01(f) or an Event of Default, the
amount of commission payable by the Borrower under this clause (i) shall be
increased by 2% per annum.

     (ii) The Borrower shall pay to the Issuing Bank, for its own account, a fronting fee,
payable in arrears quarterly, within 15 days after the last day of each calendar quarter
commencing September 30, 2010, and on the earliest to occur of the full drawing, expiration,
termination or cancellation of any Letter of Credit and on the Revolving Credit Termination
Date, on the average daily aggregate Available Amount during such calendar quarter or other
period of all Letters of Credit outstanding from time to time at a percentage per annum
equal to 0.25%.

     (iii) The Borrower shall pay to the Issuing Bank, for its own account, such other
commissions and issuance fees, and such customary transfer fees, amendment fees and other
fees and charges, in connection with the issuance or administration of each Letter of Credit
issued by the Issuing Bank, including the administration of each Letter of Credit Agreement,
as the Borrower and the Issuing Bank shall agree; provided that the fees of the type contemplated by clause (i) and clause (ii) above shall be exclusive of
any similar fee that would otherwise be required to be paid under any such Letter of Credit
Agreement.

     (c) Defaulting Lender Fees. Anything herein to the contrary notwithstanding, during
such period as a Lender is a Defaulting Lender, such Defaulting Lender shall not be entitled to any
fees accruing during such period pursuant to Section 2.08(a) and Section 2.08(b)
(without prejudice to the rights of the Non-Defaulting Lenders in respect of such fees), provided
that, (a) to the extent that a portion of the Revolving Pro Rata Share of the aggregate Available
Amount of all outstanding Letters of Credit and Swing Line Advances of such Defaulting Lender is
reallocated to the Non-Defaulting Lenders pursuant to Section 2.15(a), such fees that would
have

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accrued for the benefit of such Defaulting Lender shall instead accrue for the benefit of and
be payable to such Non-Defaulting Lenders, ratably in accordance with their respective Revolving
Credit Commitments, and (b) to the extent that any portion of such Revolving Pro Rata Share of the
aggregate Available Amount of all outstanding Letters of Credit and Swing Line Advances of such
Defaulting Lender cannot be so reallocated such fees shall instead accrue for the benefit of and be
payable to the Issuing Bank and the Swing Line Bank as their interests appear (and the ratable
payment provisions of Section 2.02 and Section 2.03 shall automatically be deemed
adjusted to reflect the provisions of this Section 2.08(c)).

     (d) Upfront Fees. The Borrower shall pay to the Administrative Agent for the account
of the Lenders, on the date of the Initial Extension of Credit, an upfront fee in an amount equal
to (i) 1.25% of the aggregate principal amount of the Revolving Credit Commitments and (ii) 1.25%
of the aggregate principal amount of the Term Loan Commitments. Such fee will be in all respects
fully earned, due and payable on such date and non-refundable and non-creditable thereafter and, in
the case of the Term Loan Advances, such fee shall be netted against Term Loan Advances made by
such Lender.

     (e) Administrative Agent’s Fees. The Borrower shall pay to the Administrative Agent
for its own account such fees as may from time to time be agreed between the Borrower and the
Administrative Agent in the Fee Letter.

     Section 2.09 Conversion of Borrowings. (a) Optional. The Borrower may on any
Business Day, upon notice given to the Administrative Agent not later than 11:00 a.m. (New York
City time) on the third Business Day prior to the date of the proposed Conversion or continuation,
in the case of the Conversion or continuation of any Borrowings into or as Eurodollar Rate
Borrowings, and on the same Business Day, in the case of the Conversion of any Borrowings into Base
Rate Borrowings, and subject, in each case, to the provisions of Section 2.07 and
Section 2.10, Convert all or any portion of the Borrowings of one Type comprising the same
Borrowing into Borrowings of the other Type (or in the case of Eurodollar Rate Borrowings, continue
such Borrowings as Eurodollar Rate Borrowings); provided, however, that any Conversion of
Eurodollar Rate Borrowings into Base Rate Borrowings or continuation of Eurodollar Rate Borrowings
as Eurodollar Rate Borrowings shall be made only on the last day of an Interest Period for such
Eurodollar Rate Borrowings, any Conversion of Base Rate Borrowings into Eurodollar Rate Borrowings
shall be in an amount not less than the minimum amount specified in Section 2.02(c), no Conversion of any Borrowings shall result in more separate Borrowings than
permitted under Section 2.02(c) and each Conversion of Borrowings comprising part of the
same Borrowing under any Facility shall be made ratably among the Appropriate Lenders in accordance
with their Commitments under such Facility. Each such notice of Conversion or continuation shall,
within the restrictions specified above, specify (i) the date of such Conversion or continuation,
(ii) the Borrowings to be Converted or continued and (iii) if such Conversion or continuation is
into Eurodollar Rate Borrowings, the duration of the initial Interest Period for such Borrowings.
Each notice of Conversion shall be irrevocable and binding on the Borrower.

     (b) Mandatory. The provisions set forth below in this clause (b) shall apply with
respect to mandatory Conversion of Borrowings.

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     (i) On the date on which the aggregate unpaid principal amount of Eurodollar Rate
Borrowings shall be reduced, by payment, prepayment or otherwise, to less than $2,000,000,
such Borrowings shall automatically Convert into Base Rate Borrowings.

     (ii) If the Borrower shall provide a notice of Conversion or continuation and fail to
select the duration of any Interest Period for any Eurodollar Rate Borrowings in accordance
with the provisions contained in the definition of “Interest Period” in Section
1.01, the Administrative Agent shall forthwith so notify the Borrower and the
Appropriate Lenders, whereupon each such Eurodollar Rate Borrowing shall automatically, on
the last day of the then existing Interest Period therefor, Convert into or continue as a
Eurodollar Rate Borrowing with an interest period of one month. In addition, if the
Borrower shall fail to provide a timely notice of Conversion or continuation for any
Eurodollar Rate Borrowing, such Eurodollar Rate Borrowing shall automatically Convert into a
Base Rate Borrowing.

     (iii) Upon the occurrence and during the continuance of any Event of Default, (A) each
Eurodollar Rate Borrowing shall automatically, on the last day of the then existing Interest
Period therefor, Convert into a Base Rate Borrowing, and (B) the obligation of the Lenders
to make Eurodollar Rate Advances, or to Convert Base Rate Borrowings into or to continue
Eurodollar Rate Borrowings as Eurodollar Rate Borrowings, shall be suspended during such
continuance.

     Section 2.10 Increased Costs, Etc. (a) If, due to either (i) the introduction of or
any change in or in the interpretation of any law or regulation after the date hereof or (ii) the
compliance with any guideline or request from any central bank or other governmental authority
(whether or not having the force of law), there shall be any increase in the cost to any Lender
Party of agreeing to make or of making, funding or maintaining Eurodollar Rate Advances or of
agreeing to issue or of issuing or maintaining or participating in Letters of Credit or of agreeing
to make or of making or maintaining Letter of Credit Advances (excluding, for purposes of this
Section 2.10, any such increased costs resulting from (A) Taxes or Other Taxes (as to which
Section 2.12 shall govern) and (B) changes in the basis of taxation of overall net income
or overall gross income by the United States or by the foreign jurisdiction or state under the laws
of which such Lender Party is organized or has its Applicable Lending Office or any political
subdivision thereof), then the Borrower shall from time to time, upon demand by such Lender Party (with a copy of such demand to the
Administrative Agent), pay to the Administrative Agent for the account of such Lender Party
additional amounts sufficient to compensate such Lender Party for such increased cost. A
certificate as to the amount of such increased cost, submitted to the Borrower by such Lender
Party, shall be conclusive and binding for all purposes, absent manifest error.

     (b) If any Lender Party determines that compliance with any law or regulation or any guideline
or request from any central bank or other governmental authority enacted, promulgated, issued or
made after the date hereof (whether or not having the force of law) affects or would affect the
amount of capital required or expected to be maintained by such Lender Party or any corporation
controlling such Lender Party and that the amount of such capital is increased by or based upon the
existence of such Lender Party’s commitment to lend or to issue or participate in Letters of Credit
hereunder and other commitments of such type or the

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issuance or maintenance of or participation in any Letters of Credit (or similar contingent obligations), then, upon demand by such Lender Party
or such corporation (with a copy of such demand to the Administrative Agent), the Borrower shall
pay to the Administrative Agent for the account of such Lender Party, from time to time as
specified by such Lender Party, additional amounts sufficient to compensate such Lender Party in
the light of such circumstances, to the extent that such Lender Party reasonably determines such
increase in capital to be allocable to the existence of such Lender Party’s commitment to lend or
to issue or participate in Letters of Credit hereunder or to the issuance or maintenance of or
participation in any Letters of Credit. A certificate as to such amounts submitted to the Borrower
by such Lender Party shall be conclusive and binding for all purposes, absent manifest error.

     (c) If, with respect to any Eurodollar Rate Advances under any Facility, Lenders owed at least
50.1% of the then aggregate unpaid principal thereof notify the Administrative Agent that the
Eurodollar Rate for any Interest Period for such Advances will not adequately reflect the cost to
such Lenders of making, funding or maintaining their Eurodollar Rate Advances for such Interest
Period, the Administrative Agent shall forthwith so notify the Borrower and the Appropriate
Lenders, whereupon (i) each such Eurodollar Rate Advance under such Facility shall automatically,
on the last day of the then existing Interest Period therefor, Convert into a Base Rate Advance and
(ii) the obligation of the Appropriate Lenders to make Eurodollar Rate Advances, or to Convert Base
Rate Borrowings into or to continue Eurodollar Rate Borrowings as Eurodollar Rate Borrowings, shall
be suspended until the Administrative Agent shall notify the Borrower that such Lenders have
determined that the circumstances causing such suspension no longer exist. A certificate as to the
inadequacy of such costs explaining the same shall be submitted to the Borrower by the Lenders and
shall be conclusive and binding for all purposes, absent manifest error.

     (d) Notwithstanding any other provision of this Agreement, if the introduction of or any
change in or in the interpretation of any law or regulation after the date hereof shall make it
unlawful, or any central bank or other governmental authority shall assert that it is unlawful, for
any Lender or its Eurodollar Lending Office to perform its obligations hereunder to make Eurodollar
Rate Advances or to continue to fund or maintain Eurodollar Rate Advances hereunder, then, on
notice thereof and demand therefor by such Lender to the Borrower through the Administrative Agent,
(i) each Eurodollar Rate Advance under each Facility under which such Lender has a Commitment will
automatically, upon such demand, Convert into a Base Rate Advance and (ii) the obligation of the Appropriate Lenders to make Eurodollar Rate Advances,
or to Convert Base Rate Borrowings into or to continue Eurodollar Rate Borrowings as Eurodollar
Rate Borrowings, shall be suspended until the Administrative Agent shall notify the Borrower that
such Lenders have determined that the circumstances causing such suspension no longer exist.

     (e) All amounts paid hereunder shall be without duplication of any amounts included within the
definition of the term “Eurodollar Rate.”

     Section 2.11 Payments and Computations. (a) The Borrower shall make each payment
hereunder and under the Notes, irrespective of any right of counterclaim or set-off (except as
otherwise provided in Section 2.15), not later than 12:00 noon (New York City time) on the
day when due in United States dollars to the Administrative Agent at the Administrative

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Agent’s Account in same day funds, with payments being received by the Administrative Agent after such time
being deemed to have been received on the next succeeding Business Day. The Administrative Agent
will promptly thereafter cause like funds to be distributed (i) if such payment by the Borrower is
in respect of principal, interest, commitment fees or any other obligation then payable hereunder
and under the Notes to more than one Lender Party, to such Lender Parties for the account of their
respective Applicable Lending Offices ratably in accordance with the amounts of such respective
obligations then payable to such Lender Parties, and (ii) if such payment by the Borrower is in
respect of any obligation then payable hereunder to one Lender Party, to such Lender Party for the
account of its Applicable Lending Office, in each case to be applied in accordance with the terms
of this Agreement. Upon any Additional Lender becoming a Lender hereunder as a result of a
Commitment Increase pursuant to Section 2.18, and upon the Administrative Agent’s receipt
of such Lender’s Incremental Amendment and recording of the information contained therein in the
Register, from and after the date of such Commitment Increase the Administrative Agent shall make
all payments hereunder and under any Notes issued in connection therewith in respect of the
interest thereunder to the Additional Lender. Upon its acceptance of an Assignment and Acceptance
and recording of the information contained therein in the Register pursuant to Section
8.08(d) or upon the purchase by any Lender of any Swing Line Advance pursuant to Section
2.02(b), from and after the effective date of such Assignment and Acceptance or purchase, as
the case may be, the Administrative Agent shall make all payments hereunder and under the Notes in
respect of the interest assigned or purchased thereby to the Lender Party assignee or purchaser
thereunder, and, in the case of an Assignment and Acceptance, the parties to any such Assignment
and Acceptance shall make all appropriate adjustments in such payments for periods prior to such
effective date directly between themselves.

     (b) The Borrower hereby authorizes each Lender Party and each of its Affiliates, if and to the
extent payment owed to such Lender Party is not made when due hereunder (after giving effect to any
period of grace), or, in the case of a Lender, under the Note held by such Lender, to charge from
time to time, to the fullest extent permitted by law, against any or all of the Borrower’s accounts
with such Lender Party or each such Affiliate any amount so due.

     (c) All computations of interest based on the Base Rate shall be made by the Administrative
Agent on the basis of a year of 365 or 366 days, as the case may be, and all computations of interest based on the Eurodollar Rate or the Federal Funds Rate and of fees
and Letters of Credit commissions shall be made by the Administrative Agent on the basis of a year
of 360 days, in each case for the actual number of days (including the first day but excluding the
last day) occurring in the period for which such interest, fees or commissions are payable. Each
determination by the Administrative Agent of an interest rate, fee or commission hereunder shall be
conclusive and binding for all purposes, absent manifest error.

     (d) Whenever any payment hereunder or under the Notes shall be stated to be due on a day other
than a Business Day, such payment shall be made on the next succeeding Business Day, and such
extension of time shall in such case be included in the computation of payment of interest or
Commitment or Letter of Credit fee or commission, as the case may be; provided, however, that, if
such extension would cause payment of interest on or principal of Eurodollar Rate Advances to be
made in the next following calendar month, such payment shall be made on the next preceding
Business Day.

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     (e) Unless the Administrative Agent shall have received notice from the Borrower prior to the
date on which any payment is due to any Lender Party hereunder that the Borrower will not make such
payment in full, the Administrative Agent may assume that the Borrower has made such payment in
full to the Administrative Agent on such date and the Administrative Agent may, in reliance upon
such assumption, cause to be distributed to each such Lender Party on such due date an amount equal
to the amount then due such Lender Party. If and to the extent the Borrower shall not have so made
such payment in full to the Administrative Agent, each such Lender Party shall repay to the
Administrative Agent forthwith on demand such amount distributed to such Lender Party together with
interest thereon, for each day from the date such amount is distributed to such Lender Party until
the date such Lender Party repays such amount to the Administrative Agent, at the Federal Funds
Rate.

     (f) If the Administrative Agent receives funds for application to the Obligations of the Loan
Parties under the Loan Documents under circumstances for which the Loan Documents do not specify
the Advances or the Facility to which, or the manner in which, such funds are to be applied, the
Administrative Agent shall distribute such funds to each Lender Party ratably in accordance with
such Lender Party’s Pro Rata Share of the sum of (i) the aggregate principal amount of all Advances
outstanding at such time and (ii) the aggregate Available Amount of all Letters of Credit then due
and payable at such time, in repayment or prepayment of such of the outstanding Advances or other
Obligations then owing to such Lender Party, and shall return any unused funds to the Borrower.

     Section 2.12 Taxes. (a) Any and all payments by the Borrower to or for the account of
any Lender Party or the Administrative Agent hereunder or under the Notes or any other Loan
Document shall be made, in accordance with Section 2.11 or the applicable provisions of
such other Loan Document, if any, free and clear of and without deduction for any and all present
or future taxes, levies, imposts, deductions, charges or withholdings, and all liabilities with
respect thereto, excluding, in the case of each Lender Party and the Administrative Agent, taxes
that are imposed on its overall net income by the United States and taxes that are imposed on its
overall net income (and franchise taxes imposed in lieu thereof) by the state or foreign
jurisdiction under the laws of which such Lender Party or the Administrative Agent is organized or any political
subdivision thereof and, in the case of each Lender Party, taxes that are imposed on its overall
net income (and franchise taxes imposed in lieu thereof) by the state or foreign jurisdiction of
such Lender Party’s Applicable Lending Office or any political subdivision thereof (all such
non-excluded taxes, levies, imposts, deductions, charges, withholdings and liabilities in respect
of payments hereunder or under the Notes being hereinafter referred to as “Taxes”). If the
Borrower shall be required by law to deduct any Taxes from or in respect of any sum payable
hereunder or under any Note or any other Loan Document to any Lender Party or the Administrative
Agent, (i) the sum payable by the Borrower shall be increased as may be necessary so that after the
Borrower and the Administrative Agent have made all required deductions (including deductions
applicable to additional sums payable under this Section 2.12) such Lender Party or the
Administrative Agent, as the case may be, receives an amount equal to the sum it would have
received had no such deductions been made, (ii) the Borrower shall make all such deductions and
(iii) the Borrower shall pay the full amount deducted to the relevant taxation authority or other
authority in accordance with applicable law.

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     (b) In addition, the Borrower shall pay any present or future stamp, documentary, excise,
property or similar taxes, charges or levies that arise from any payment made by the Borrower
hereunder or under any Notes or any other Loan Document or from the execution, delivery or
registration of, performance under, or otherwise with respect to this Agreement, the Notes or the
other Loan Documents (hereinafter referred to as “Other Taxes”).

     (c) The Borrower shall indemnify each Lender Party and the Administrative Agent for and hold
them harmless against the full amount of Taxes and Other Taxes, and for the full amount of taxes of
any kind imposed by any jurisdiction on amounts payable under this Section 2.12, imposed on
or paid by such Lender Party or the Administrative Agent (as the case may be) and any liability
(including penalties, additions to tax, interest and expenses) arising therefrom or with respect
thereto. This indemnification shall be made within 30 days from the date such Lender Party or the
Administrative Agent (as the case may be) makes written demand therefor.

     (d) Within 30 days after the date of any payment of Taxes, the Borrower shall furnish to the
Administrative Agent, at its address referred to in Section 8.02, the original or a
certified copy of a receipt evidencing such payment, to the extent such a receipt is issued
therefor, or other written proof of payment thereof that is reasonably satisfactory to the
Administrative Agent. In the case of any payment hereunder or under the Notes or the other Loan
Documents by or on behalf of the Borrower through an account or branch outside the United States or
by or on behalf of the Borrower by a payor that is not a United States person, if the Borrower
determines that no Taxes are payable in respect thereof, the Borrower shall furnish, or shall cause
such payor to furnish, to the Administrative Agent, at such address, an opinion of counsel
acceptable to the Administrative Agent stating that such payment is exempt from Taxes. For
purposes of this clause (d) and clause (e) below, the terms “United States” and “United States
person” shall have the meanings specified in Section 7701 of the Internal Revenue Code.

     (e) Each Lender Party organized under the laws of a jurisdiction outside the United States
shall, on or prior to the date of its execution and delivery of this Agreement in the case of each
Initial Lender and on the date of the Incremental Amendment or the Assignment and Acceptance
pursuant to which it becomes a Lender Party in the case of each other Lender Party, and from time to time thereafter as reasonably requested in writing by the Borrower or
promptly upon a change in any material fact disclosed on the applicable form or certificate (but,
in either case, only so long thereafter as such Lender Party remains lawfully able to do so),
provide each of the Administrative Agent and the Borrower with two original signed and complete
Internal Revenue Service Forms W-8BEN or W-8ECI (or in the case of a Lender Party entitled to claim
exemption from withholding of United States federal income tax under Section 871(h) or 881(c) of
the Internal Revenue Code (i) a certificate stating that it is not (A) a “bank” as defined in
Section 881(c)(3)(A) of the Internal Revenue Code, (B) a 10-percent shareholder (within the meaning
of Section 871(h)(3)(B) of the Internal Revenue Code) of the Borrower or (C) a controlled foreign
corporation related to the Borrower (within the meaning of Section 864(d)(4) of the Internal
Revenue Code), and (ii) a signed and complete Internal Revenue Service Form W-8BEN), as
appropriate, or any successor or other form prescribed by the Internal Revenue Service, certifying
that such Lender Party is exempt from or entitled to a reduced rate of United States withholding
tax on payments pursuant to this Agreement or the Notes or any other Loan Document or, in the case
of a Lender Party that has certified that it is not a “bank,” as described above, certifying that
such Lender Party is a foreign corporation, partnership, estate or trust. If

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the forms provided by a Lender Party at the time such Lender Party first becomes a party to this Agreement indicate a
United States interest withholding tax rate in excess of zero, withholding tax at such rate shall
be considered excluded from Taxes unless and until such Lender Party provides the appropriate forms
certifying that a lesser rate applies, whereupon withholding tax at such lesser rate only shall be
considered excluded from Taxes for periods governed by such forms; provided, however, that if, at
the effective date of the Assignment and Acceptance pursuant to which a Lender Party becomes a
party to this Agreement, the Lender Party assignor was entitled to payments under clause (a) above
in respect of United States withholding tax with respect to interest paid at such date, then the
term Taxes shall include (in addition to withholding taxes that may be imposed in the future or
other amounts otherwise includable in Taxes) United States withholding tax, if any, applicable with
respect to the Lender Party assignee on such date to the extent that payment would have been
required under clause Section 2.12(a) above in respect of such United States withholding
tax if the interest were paid to such Lender Party assignor on such date. If any form or document
referred to in this clause (e) requires the disclosure of information, other than information
necessary to compute the tax payable and information required on the date hereof by Internal
Revenue Service Form W-8BEN or W-8ECI or the related certificate described above, that the
applicable Lender Party reasonably considers to be confidential, such Lender Party shall give
notice thereof to the Borrower and shall not be obligated to include in such form or document such
confidential information.

     (f) For any period with respect to which a Lender Party has failed to provide the Borrower
with the appropriate form, certificate or other document described in clause (e) above (other than
if such failure is due to a change in law, or in the interpretation or application thereof,
occurring after the date on which a form, certificate or other document originally was required to
be provided or if such form, certificate or other document otherwise is not required under clause
(e) above), such Lender Party shall not be entitled to indemnification under clause (a) or clause
(c) above with respect to Taxes imposed by the United States by reason of such failure; provided,
however, that, should a Lender Party become subject to Taxes because of its failure to deliver a
form, certificate or other document required hereunder, the Borrower shall take such steps as such
Lender Party shall reasonably request to assist such Lender Party to recover such Taxes.

     (g) If the Borrower pays any amounts under this Section 2.12 to a Lender Party and
such Lender Party determines in its reasonable discretion that it has actually received or realized
in connection therewith any refund or any reduction of, or credit against, its tax liabilities in
or with respect to the taxable year in which the amount is paid (a “Tax Benefit”), such Lender
Party shall pay to the Borrower an amount that the Lender Party shall reasonably determine is equal
to the net benefit, after tax, which was obtained by the Lender Party in such year as a consequence
of such Tax Benefit; provided, however, that (i) nothing in this clause Section 2.12(g)
shall require the Lender Party to disclose any confidential information to such Loan Party
(including, without limitation, its tax returns); and (ii) no Lender Party shall be required to pay
any amounts pursuant to this clause Section 2.12(g) at any time during which a Default
exists.

     Section 2.13 Sharing of Payments, Etc. If any Lender Party shall obtain at any time
any payment (whether voluntary, involuntary, through the exercise of any right of set-off, or
otherwise, other than as a result of an assignment pursuant to Section 8.08) (a) on account
of Obligations due and payable to such Lender Party hereunder and under the Notes and the other
Loan Documents at such time in excess of its ratable share (according to the proportion of (i) the

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amount of such Obligations due and payable to such Lender Party at such time to (ii) the aggregate
amount of the Obligations due and payable to all Lender Parties hereunder and under the Notes and
the other Loan Documents at such time) of payments on account of the Obligations due and payable to
all Lender Parties hereunder and under the Notes at such time obtained by all the Lender Parties at
such time or (b) on account of Obligations owing (but not due and payable) to such Lender Party
hereunder and under the Notes and the other Loan Documents at such time in excess of its ratable
share (according to the proportion of (i) the amount of such Obligations owing to such Lender Party
at such time to (ii) the aggregate amount of the Obligations owing (but not due and payable) to all
Lender Parties hereunder and under the Notes and the other Loan Documents at such time) of payments
on account of the Obligations owing (but not due and payable) to all Lender Parties hereunder and
under the Notes at such time obtained by all of the Lender Parties at such time, such Lender Party
shall forthwith purchase from the other Lender Parties such interests or participating interests in
the obligations due and payable or owing to them, as the case may be, as shall be necessary to
cause such purchasing Lender Party to share the excess payment ratably with each of them; provided,
however, that, if all or any portion of such excess payment is thereafter recovered from such
purchasing Lender Party, such purchase from each other Lender Party shall be rescinded and such
other Lender Party shall repay to the purchasing Lender Party the purchase price to the extent of
such Lender Party’s ratable share (according to the proportion of (i) the purchase price paid to
such Lender Party to (ii) the aggregate purchase price paid to all Lender Parties) of such recovery
together with an amount equal to such Lender Party’s ratable share (according to the proportion of
(i) the amount of such other Lender Party’s required repayment to (ii) the total amount so
recovered from the purchasing Lender Party) of any interest or other amount paid or payable by the
purchasing Lender Party in respect of the total amount so recovered. The Borrower agrees that any
Lender Party so purchasing an interest or participating interest from another Lender Party pursuant
to this Section 2.13 may, to the fullest extent permitted by law, exercise all its rights
of payment (including the right of set-off) with respect to such interest or participating
interest, as the case may be, as fully as if such Lender Party were the direct creditor of the
Borrower in the amount of such interest or participating interest, as the case may be.

     Section 2.14 Use of Proceeds. The proceeds of the Advances and issuances of Letters
of Credit shall be available (and the Borrower agrees that it shall use such proceeds and Letters
of Credit) solely (a) on the Effective Date, to pay transaction fees and expenses incurred in
connection herewith, (b) on the Effective Date, to refinance the Existing Facility Agreement, (c)
as a part of the IPO Transactions, to make Restricted Payments permitted pursuant to Section
5.02(h)(v), (d) after the Effective Date, to make any other Restricted Payments permitted
pursuant to Section 5.02(h), and (e) from time to time, to provide working capital and
Letters of Credit for the MLP and its Subsidiaries and for other general purposes of the MLP and
its Subsidiaries, including, without limitation, to finance Capital Expenditures permitted under
Section 5.04(c) and Permitted Acquisitions.

     Section 2.15 Defaulting Lenders. (a) If a Lender becomes, and during the period it
remains, a Defaulting Lender, the following provisions shall apply with respect to the Revolving
Pro Rata Share of the aggregate Available Amount of all outstanding Letters of Credit and Swing
Line Advances of such Defaulting Lender:

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     (i) the Revolving Pro Rata Share of the aggregate Available Amount of all outstanding
Letters of Credit and Swing Line Advances of such Defaulting Lender shall, upon notice by
the Administrative Agent, and subject in any event to the limitation in the first proviso
below, automatically be reallocated (effective on the day such Lender becomes a Defaulting
Lender) among the Non-Defaulting Lenders ratably in accordance with their respective
Revolving Credit Commitments; provided that, (A) the sum of the Revolving Pro Rata
Share of the aggregate Available Amount of all outstanding Letters of Credit and Swing Line
Advances plus all outstanding Revolving Loan Advances of each Non-Defaulting Lender may not
in any event exceed the Revolving Credit Commitment of such Non-Defaulting Lender as in
effect at the time of such reallocation, (B) such reallocation shall not constitute a waiver
or release of any claim the Borrower, the Administrative Agent or any other Lender Party may
have against such Defaulting Lender, and (C) neither such reallocation nor any payment by a
Non-Defaulting Lender as a result thereof shall cause such Defaulting Lender to be a
Non-Defaulting Lender;

     (ii) to the extent that any portion (the “unreallocated portion”) of the Defaulting
Lender’s Revolving Pro Rata Share of the aggregate Available Amount of all outstanding
Letters of Credit and Swing Line Advances cannot be so reallocated, whether by reason of the
first proviso in clause (i) above or otherwise, the Borrower shall, not later than three
Business Days after demand by the Administrative Agent, (A) Cash Collateralize the
obligations of the Borrower to the Issuing Bank and the Swing Line Bank in an amount at
least equal to the aggregate amount of the unreallocated portion, (B) in the case of a
Defaulting Lender’s Revolving Pro Rata Share of all Swing Loan Advances, prepay in full the
unreallocated portion thereof, or (C) make other arrangements satisfactory to the
Administrative Agent, the Issuing Bank and the Swing Line Bank in their sole discretion to
protect them against the risk of non-payment by such Defaulting Lender; and

     (iii) any amount paid by the Borrower for the account of a Defaulting Lender under this
Agreement (whether on account of principal, interest, fees, indemnity payments or other
amounts) shall not be paid or distributed to such Defaulting Lender, but shall instead be
retained by the Administrative Agent in a segregated non-interest bearing escrow account
until (subject to Section 2.15(c)) the termination of the Revolving Credit
Commitments and payment in full of all obligations of the Borrower hereunder and shall be
applied by the Administrative Agent, to the fullest extent permitted by law, to the making
of payments from time to time in the following order of priority: first to the
payment of any amounts owing by such Defaulting Lender to the Administrative Agent under
this Agreement, second to the payment of any amounts owing by such Defaulting Lender
to the Issuing Bank or the Swing Line Bank (ratably as to the respective amounts owing to
each of them) under this Agreement, third to the payment of post-default interest
and then current interest due and payable to the Non-Defaulting Lenders hereunder, ratably
among them in accordance with the amounts of such interest then due and payable to them,
fourth to the payment of fees then due and payable to the Non-Defaulting Lenders
hereunder, ratably among them in accordance with the amounts of such fees then due and
payable to them, fifth to pay principal and unreimbursed L/C Disbursements then due
and payable to the Non-Defaulting Lenders hereunder ratably in accordance with the amounts
thereof then due and payable to them, sixth to the ratable

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payment of other amounts then due and payable to the Non-Defaulting Lenders, and seventh, after the
termination of the Revolving Credit Commitments and payment in full of all obligations of
the Borrower hereunder, to pay amounts owing under this Agreement to such Defaulting Lender
or as a court of competent jurisdiction may otherwise direct.

     (b) If any Lender becomes, and during the period it remains, a Defaulting Lender or a
Potential Defaulting Lender, if any Letter of Credit or Swing Line Advance is at the time
outstanding, the Issuing Bank or the Swing Line Bank, as the case may be, may (except, in the case
of a Defaulting Lender, to the extent the Commitments have been reallocated pursuant to Section
2.15(a)), by notice to the Borrower and such Defaulting Lender or Potential Defaulting Lender
through the Administrative Agent, require the Borrower to Cash Collateralize the obligations of the
Borrower to the Issuing Bank or the Swing Line Bank in respect of such Letter of Credit or Swing
Line Advance, as the case may be, in an amount at least equal to the aggregate amount of the
obligations (contingent or otherwise) of such Defaulting Lender or such Potential Defaulting Lender
in respect thereof, or to make other arrangements satisfactory to the Administrative Agent, and the
Issuing Bank or the Swing Line Bank, as the case may be, in their sole discretion to protect them
against the risk of non-payment by such Defaulting Lender or Potential Defaulting Lender.

     (c) If the Borrower, the Administrative Agent, the Issuing Bank and the Swing Line Bank agree
in writing that a Lender that is a Defaulting Lender should no longer be deemed to be a Defaulting
Lender, the Administrative Agent will so notify the parties hereto, whereupon as of the effective
date specified in such notice and subject to any conditions set forth therein (which may include
arrangements with respect to any amounts then held in the segregated escrow account referred to in
Section 2.15(a)), such Lender shall purchase such portions of the outstanding Advances of
the other Lenders, and/or make such other adjustments, as the Administrative Agent may determine to
be necessary to cause the Lenders to hold Advances on a ratable basis in accordance with their
respective Revolving Credit Commitments, whereupon such Lender shall cease to be a Defaulting Lender and will be a Non-Defaulting Lender (and the
Revolving Pro Rata Share of the aggregate Available Amount of all outstanding Letters of Credit and
Swing Line Advances of each Lender shall automatically be adjusted on a prospective basis to
reflect the foregoing); provided that no adjustments shall be made retroactively with respect to
fees accrued while such Lender was a Defaulting Lender; and provided, further, that, except to the
extent otherwise expressly agreed by the affected parties, no change hereunder from Defaulting
Lender to Non-Defaulting Lender shall constitute a waiver or release of any claim of any party
hereunder arising from such Lender having been a Defaulting Lender.

     Section 2.16 Evidence of Debt. (a) Each Lender Party shall maintain in accordance
with its usual practice an account or accounts evidencing the indebtedness of the Borrower to such
Lender resulting from each Advance owing to such Lender Party from time to time, including the
amounts of principal and interest payable and paid to such Lender from time to time hereunder. The
Borrower agrees that, upon notice by any Lender Party to the Borrower (with a copy of such notice
to the Administrative Agent) to the effect that a promissory note or other evidence of indebtedness
is required or appropriate in order for such Lender Party to evidence (whether for purposes of
pledge, enforcement or otherwise) the Advances owing to, or to be made by, such Lender Party, the
Borrower shall promptly execute and deliver to such Lender Party, with a copy to the Administrative
Agent, a Note, in substantially the forms of

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Exhibit A-1 or Exhibit A-2 hereto, as applicable, payable to the order of such Lender Party in a principal amount equal to the Revolving
Credit Commitment of such Lender Party. All references to Notes in the Loan Documents shall mean
Notes, if any, to the extent issued hereunder.

     (b) The Register shall include a control account, and a subsidiary account for each Lender
Party, in which accounts (taken together) shall be recorded (i) the date and amount of each
Borrowing made hereunder, the Type of Advances comprising such Borrowing and, if appropriate, the
Interest Period applicable thereto, (ii) the terms of each Incremental Amendment and each
Assignment and Acceptance delivered to and accepted by it, (iii) the amount of any principal or
interest due and payable or to become due and payable from the Borrower to each Lender Party
hereunder, and (iv) the amount of any sum received by the Administrative Agent from the Borrower
hereunder and each Lender Party’s share thereof.

     (c) Entries made in good faith by the Administrative Agent in the Register pursuant to clause
(b) above, and by each Lender Party in its account or accounts pursuant to clause (a) above, shall
be prima facie evidence of the amount of principal and interest due and payable or to become due
and payable from the Borrower to, in the case of the Register, each Lender Party and, in the case
of such account or accounts, such Lender Party, under this Agreement, absent manifest error;
provided, however, that the failure of the Administrative Agent or such Lender Party to make an
entry, or any finding that an entry is incorrect, in the Register or such account or accounts shall
not limit or otherwise affect the obligations of the Borrower under this Agreement.

     Section 2.17 Replacement of Certain Lenders.

     (a) If any Lender (a “Subject Lender”) (i) is a Defaulting Lender, (ii) makes demand upon the
Borrower for (or if the Borrower is otherwise required to pay) amounts pursuant to Section
2.10(a) or Section 2.10(b) or Section 2.12 or (iii) gives notice pursuant to
Section 2.10(d) requiring a Conversion of such Subject Lender’s Eurodollar Rate Advances to
Base Rate Advances or suspending such Lender’s obligation to make Advances as, or to Convert or
continue Advances into or as, Eurodollar Rate Advances, the Borrower may, within 90 days after
receipt by the Borrower of such demand or notice (or the occurrence of such other event causing the
Borrower to be required to pay such compensation), as the case may be, give notice (a “Replacement
Notice”) in writing to the Administrative Agent and such Subject Lender of its intention to replace
such Subject Lender with an Eligible Assignee designated in such Replacement Notice (a “Replacement
Lender”). Such Subject Lender shall, subject to the payment to such Subject Lender of any amounts
due pursuant to Section 2.10(a) and Section 2.10(a) and Section 2.12 and
all other amounts then owing to it under the Loan Documents, assign, in accordance with Section
8.08, all of its Commitments, Advances, Notes and other rights and obligations under this
Agreement and all other Loan Documents to such proposed Eligible Assignee. Promptly upon the
effective date of an assignment described above, the Borrower shall issue a replacement Note or
Notes, as the case may be, to such Replacement Lender and such Replacement Lender shall become a
“Lender” for all purposes under this Agreement and the other Loan Documents.

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     (b) Anything herein to the contrary notwithstanding, if at any time the Required Lenders
determine that the Person serving as the Administrative Agent is (without taking into account any
provision in the definition of “Defaulting Lender” or “Potential Defaulting Lender” requiring
notice from the Administrative Agent or any other party) a Defaulting Lender or a Potential
Defaulting Lender, the Required Lenders (determined after giving effect to Section 8.01)
may by notice to the Borrower and such Person remove such Person as the Administrative Agent and,
in consultation with the Borrower, appoint a replacement as the Administrative Agent hereunder,
provided that such removal shall, to the fullest extent permitted by applicable law, in any event
become effective if no such replacement Administrative Agent is appointed hereunder within three
days after the giving of such notice.

     Section 2.18 Increase in the Aggregate Commitments. (a) The Borrower may at any time and
from time to time after the Effective Date, by notice to the Administrative Agent (whereupon the
Administrative Agent shall promptly deliver a copy of such notice to each of the Lenders), request
(i) one or more additional tranches or additions to an existing tranche of term loans (the
“Incremental Term Advances”) or (ii) one or more increases in the amount of the Revolving Credit
Commitments on the same terms as the Revolving Credit Facility (except for interest rate margins
and commitment fees as set forth below) (a “Revolving Commitment Increase”) in an aggregate
principal amount up to $25,000,000 (each a “Commitment Increase”); provided that (A) both at the
time of any such request and upon the effectiveness of any Incremental Amendment referred to below,
no Default or Event of Default shall exist and at the time that any such Incremental Term Advance
is made (and after giving effect thereto) no Default or Event of Default shall exist and (B) the
MLP shall be in compliance with the covenants set forth in Section 5.04 determined on a pro
forma basis for the period most recently ended for which financial statements are required to be
delivered pursuant to Section 5.03(b) or Section 5.03(c), as the case may be, as if
such Incremental Term Advances or any Borrowings under any such Revolving Commitment Increases, as applicable, had been outstanding on
the last day of such fiscal quarter of the MLP for testing compliance therewith. Each tranche of
Incremental Term Advances and each Revolving Commitment Increase shall be in an increment of
$5,000,000 or a multiple thereof. The Incremental Term Advances (i) shall rank pari passu in right
of payment and of security with the Revolving Credit Borrowings and the Term Loan Borrowings, (ii)
shall not mature earlier than the Term Loan Maturity Date with respect to the Term Loans and (iii)
shall have a Weighted Average Life to Maturity not shorter than the remaining Weighted Average Life
to Maturity of then existing Term Loan Borrowings, and the Applicable Rate for any Incremental
Facility, and, subject to clause (iii) in this sentence, amortization for the Incremental Term
Advances, shall be determined by the Borrower and the applicable new Lenders; provided, however,
that (A) the interest rate margins for any Incremental Facility shall not be greater than the
highest interest rate margins that may, under any circumstances, be payable with respect to Term
Loan Borrowings, Revolving Credit Borrowings and/or other Incremental Facility, as the case may be
(unless the interest rate margins applicable to the Term Loan Borrowings, Revolving Credit
Borrowings and/or other Incremental Facility, as the case may be, are increased to the extent
necessary to achieve the foregoing), (B) solely for purposes of the foregoing clause (A), the
interest rate margins applicable to any Term Loan Borrowings, Revolving Credit Borrowings and/or
other Incremental Facility, as the case may be, shall be deemed to include all upfront or similar
fees or original issue discount payable by the Borrower generally to the Lenders providing such
Term Loan Borrowings, Revolving Credit Borrowings and/or other Incremental Facility, as the case

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may be, based on an assumed three-year life to maturity, and (C) if the lowest permissible
Eurodollar Rate is greater than 1.0% or the lowest permissible Base Rate is greater than 2.0% for
such Incremental Facility, the difference between such “floor” and 1.0% in the case of the
Eurodollar Rate Incremental Facility, or the difference between such “floor” and 2.0% in the case
of the Base Rate Incremental Facility, shall be equated to interest rate margin for purposes of the
immediately preceding clause (A) above; provided that, except as provided above, the terms and
conditions applicable to Incremental Term Advances may be materially different from those of the
Term Loan Advances to the extent such differences are reasonably satisfactory to the Administrative
Agent. Each notice from the Borrower pursuant to this Section 2.18 shall set forth the
requested amount and proposed terms of the relevant Incremental Term Advances or Revolving
Commitment Increases. Incremental Term Advances may be made, and Revolving Commitment Increases
may be provided, by any existing Lender (but each existing Lender will not have an obligation to
make a portion of any Incremental Term Advance or any portion of any Revolving Commitment Increase)
or by any other bank or other financial institution (any such other bank or other financial
institution being called an “Additional Lender”), provided that the Administrative Agent, Issuing
Bank and/or Swing Line Bank, as applicable, shall have consented (not to be unreasonably withheld,
conditioned or delayed) to such Lender’s or Additional Lender’s making such Incremental Term
Advances or providing such Revolving Commitment Increases to the extent any such consent would be
required under Section 8.08(a) for an assignment of Advances or Commitments, as applicable,
to such Lender or Additional Lender. Commitments in respect of Incremental Term Advances and
Revolving Commitment Increases shall become Commitments (or in the case of a Revolving Commitment
Increase to be provided by an existing Revolving Credit Lender, an increase in such Lender’s
applicable Revolving Credit Commitment) under this Agreement pursuant to an amendment to this
Agreement (an “Incremental Amendment”) and, as appropriate, the other Loan Documents, executed by
the Borrower, each Lender agreeing to provide such Commitment, if any, each Additional Lender, if any,
and the Administrative Agent. The Incremental Amendment may, without the consent of the Borrower
or any other Loan Party, effect such amendments to this Agreement and the other Loan Documents as
may be necessary or appropriate, in the reasonable opinion of the Administrative Agent and the
Borrower, to effect the provisions of this Section 2.18. No Lender shall be obligated to
provide any Incremental Term Advances or Revolving Commitment Increases, unless it so agrees. Upon
each increase in the Revolving Credit Commitments pursuant to this Section 2.18, (i) if the
increase relates to the Revolving Credit Facility, each Lender with a Revolving Credit Commitment
immediately prior to such increase will automatically and without further act be deemed to have
assigned to each Lender providing a portion of the Revolving Commitment Increase (each, a
“Revolving Commitment Increase Lender”), and each such Revolving Commitment Increase Lender will
automatically and without further act be deemed to have assumed (in the case of an increase to the
Revolving Credit Facility only) a portion of such Lender’s participations hereunder in outstanding
Letters of Credit and Swing Line Advances such that, after giving effect to each such deemed
assignment and assumption of participations, the percentage of the aggregate outstanding (A)
participations hereunder in Letters of Credit and (B) participations hereunder in Swing Line

Advances held by each such Lender (including each such Revolving Commitment Increase Lender) will
equal the percentage of the aggregate Revolving Credit Commitments of all Revolving Credit Lenders
represented by such Revolving Credit Lender’s Revolving Credit Commitment and (ii) if, on the date
of such increase, there are any Revolving Credit Loans under the applicable Facility

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outstanding, such Revolving Credit Advances shall on or prior to the effectiveness of such Revolving Commitment
Increase be prepaid from the proceeds of additional Revolving Credit Loans made hereunder
(reflecting such increase in Revolving Credit Commitments), which prepayment shall be accompanied
by accrued interest on the Revolving Credit Advances being prepaid and any costs, processing fees
and recordation fees incurred by any Lender in accordance with Section 8.08(a). The
Administrative Agent and the Lenders hereby agree that the minimum borrowing, pro rata borrowing
and pro rata payment requirements contained elsewhere in this Agreement shall not apply to the
transactions effected pursuant to the immediately preceding sentence. The provisions of this
Section 2.18 shall prevail over any provisions in Section 2.13 or Section
8.08 to the contrary.

ARTICLE III

CONDITIONS OF LENDING

     Section 3.01 Conditions Precedent. The obligations of the Lenders to make Advances
and of the Issuing Lender to issue Letters of Credit shall not become effective until the following
conditions have been satisfied (or waived in writing pursuant to Section 8.01):

     (a) The Administrative Agent (or its counsel) shall have received on or before the day of the
Initial Extension of Credit the following, each dated such day (unless otherwise specified),
in form and substance reasonably satisfactory to the Administrative Agent (unless otherwise
specified) and (except for the Notes) in sufficient copies for each Lender Party:

     (i) A counterpart of this Agreement signed on behalf of such party (which may include
telecopy transmission of a signed signature page of this Agreement).

     (ii) Each of the Security Documents signed on behalf of each applicable Loan Party
which shall constitute satisfactory security documentation to create first priority security
interests in all personal property of the Loan Parties, free and clear of all Liens other
than Permitted Liens.

     (iii) Mortgages signed on behalf of each applicable Loan Party which shall constitute
satisfactory security documentation to create first priority liens in all real property of
the Loan Parties other than Excluded Leased Real Property, free and clear of all Liens other
than Permitted Liens.

     (iv) The Notes payable to the order of the Lenders that have requested Notes prior to
the Effective Date.

     (v) Certified copies of the resolutions (or excepts thereof) of or on behalf of each
Loan Party approving the Transaction (to the extent applicable to it) and each Transaction
Document to which it is or is to be a party and/or authorizing the general partner, managing
member or officers, as applicable, to act on behalf of such limited partnership or limited
liability company, as the case may be, and of all documents evidencing other necessary
action (including, without limitation, all necessary general partner, managing member, board
of directors or other similar action) and governmental

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and other third party approvals and consents, if any, with respect to the Transaction and each Transaction Document to which it
is or is to be a party.

     (vi) A copy of a certificate of the Secretary of State of the jurisdiction of
organization or formation of each Loan Party and (if applicable) each general partner or
managing member of each Loan Party dated reasonably near the date of the Initial Extension
of Credit, certifying (A) as to a true and correct copy of the Constitutive Documents of
such Person and each amendment thereto on file in such Secretary’s office, (B) that (I) such
amendments are the only amendments to such Person’s Constitutive Documents on file in such
Secretary’s office and (II) such Person has paid all franchise taxes to the date of such
certificate and (C) such Person is duly formed and in good standing or presently subsisting
under the laws of the State of the jurisdiction of its organization or formation.

     (vii) A copy of a certificate of the Secretary of State of each jurisdiction in which
any Loan Party or any general partner or managing member, as applicable, of any Loan Party
is required to be qualified to do business, dated reasonably near the date of the Initial
Extension of Credit, stating that such Person is duly qualified and in good standing as a
foreign corporation, limited partnership or limited liability company, as applicable, in
such State and has filed all annual reports required to be filed in such State to the date
of such certificate.

     (viii) A certificate of each Loan Party or on its behalf by the managing general
partner or managing member, as applicable, of each Loan Party, signed on behalf of such
Person by its President or a Vice President and its Secretary or any Assistant Secretary (or
persons performing similar functions), dated the date of the Initial Extension of Credit
(the statements made in which certificate shall be true on and as of the date of the Initial
Extension of Credit), certifying as to (A) the absence of any amendments to the Constitutive
Documents of such Person on file in the Secretary of State’s office since the date of such
Secretary’s certificate referred to in clause Section 3.01(a)(vi) above, (B) a true
and correct copy of the bylaws or limited liability company agreement (or similar
Constitutive Documents) as in effect on the date on which the resolutions referred to in
clause Section 3.01(a)(v) above were adopted and on the date of the Initial
Extension of Credit, (C) the due organization or formation and good standing or valid
existence of such Person as a corporation, a limited liability company or a limited
partnership, as the case may be, organized or formed under the laws of the jurisdiction of
its organization or formation, and the absence of any proceeding for the dissolution or
liquidation of such Person, (D) the truth of the representations and warranties contained in
the Loan Documents as though made on and as of the date of the Initial Extension of Credit
and (E) the absence of any event occurring and continuing, or resulting from the Initial
Extension of Credit, that constitutes a Default.

     (ix) A certificate of the Secretary or an Assistant Secretary of each Loan Party or on
its behalf by its managing general partner or managing member, as applicable, certifying the
names and true signatures of the officers or managers, as applicable, of such Person
authorized to sign on its behalf each Transaction Document to which it is or is to be a
party and the other documents to be delivered hereunder and thereunder.

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     (x) A certificate, substantially in the form of Exhibit E hereto (the “Solvency
Certificate”), attesting to the Solvency of the Loan Parties before and after giving effect
to the Transaction, from the chief financial officer (or Person performing similar
functions) of the General Partner.

     (xi) A financial forecast which is a Financial Forecast (except that it shall be
through Fiscal Year 2014) in form and scope reasonably satisfactory to the Administrative
Agent.

     (xii) A Notice of Borrowing or Notice of Issuance, as applicable, relating to the
Initial Extension of Credit.

     (xiii) Favorable opinions of (i) Squire, Sanders & Dempsey L.L.P., counsel for the Loan
Parties, and (ii) local counsel for the Loan Parties in each of Kentucky, Pennsylvania, and
West Virginia, each in form and substance reasonably satisfactory to the Administrative
Agent and its counsel.

     (xiv) Satisfactory audited Consolidated financial statements of the MLP for its Fiscal
year ended December 31, 2009, such financial statements being prepared in accordance with
GAAP.

     (xv) Satisfactory unaudited interim consolidated financial statements of the MLP for
its fiscal quarter ended March 31, 2010, such financial statements being prepared in
accordance with GAAP, excluding footnotes (other than footnotes to the extent the same are
included in the Registration Statement) and otherwise subject to year-end audit adjustments.

     (xvi) Evidence reasonably satisfactory to the Administrative Agent of completion of the
IPO (other than the IPO Shoe) with minimum gross proceeds of $125,000,000.

     (xvii) Evidence reasonably satisfactory to the Administrative Agent that substantially
simultaneously with the Initial Extension of Credit the Existing Facility Agreement will be
paid in full and terminated.

     (xviii) All Patriot Act and “know-your-customer” disclosures reasonably requested by
the Administrative Agent.

     (xix) All Phase I assessments or other environmental reports prepared for the last
three years for or with respect to the MLP and its Subsidiaries.

     (xx) A satisfactory reasonableness review performed by John T. Boyd Company for the
benefit of the Lenders.

     (xxi) Evidence reasonably satisfactory to the Administrative Agent that the Loan
Parties have obtained the insurance policies required under Section 5.01(d), and
that such policies are in full force and effect.

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     (xxii) Evidence satisfactory to the Administrative Agent that the Loan Parties have
obtained the Key-Man Life Insurance Policies and that the same are in full force and effect
and have been collaterally assigned to the Administrative Agent for the ratable benefit of
the Lender Parties.

     (xxiii) Title opinions, title reports or other title diligence as requested by, and in
form and substance reasonably satisfactory to, the Administrative Agent.

     (xxiv) All other due diligence items and materials as reasonably requested by the
Administrative Agent or its counsel.

     (b) There shall exist no action, suit, investigation, litigation or proceeding affecting the
General Partner, any Loan Party or any of its Subsidiaries pending or, to the best knowledge of the
Borrower, threatened before any Governmental Authority that (i) would be reasonably likely to have
a Material Adverse Effect other than the matters satisfactory to the Administrative Agent and
described on Schedule 4.01(f) hereto (the “Disclosed Litigation”) or (ii) purports to
affect the legality, validity or enforceability of any Transaction Document or the consummation of
the Transaction, and there shall have been no material adverse change, in the status or financial
effect on the General Partner, any Loan Party or any of its Subsidiaries, of the Disclosed
Litigation from that described on Schedule 4.01(f) hereto.

     (c) All Governmental Authorizations and third party consents and approvals necessary in
connection with the Transaction shall have been obtained or shall be in the process of being
obtained so long as it is not anticipated that such consents and approvals may not be obtained (in
each case without the imposition of any conditions that are not acceptable to the Lender Parties)
and those obtained shall be in effect (other than those the failure of which to obtain would
individually or collectively be reasonably likely not to have a Material Adverse Effect); and no
law or regulation shall be applicable in the judgment of the Lender Parties, in each case that
restrains, prevents or imposes materially adverse conditions upon the Transaction or the rights of
the General Partner, the Loan Parties or their Subsidiaries freely to transfer or otherwise dispose
of, or to create any Lien on, the Capital Stock in the Borrower or any properties or other assets
of any Loan Party or its Subsidiaries.

     (d) The Borrower shall have paid all accrued fees of the Administrative Agent, the Joint Lead
Arrangers and the Lender Parties and all reasonable expenses of the Administrative Agent (including
the reasonable fees and expenses of Andrews Kurth LLP, counsel to the Administrative Agent) to the
extent such fees and expenses have been invoiced prior to the date hereof or are specifically set
forth in the Fee Letter.

To the extent the foregoing conditions are not satisfied or waived in writing by the Administrative
Agent, by 12:00 noon (New York City time) on July 26, 2010, this Agreement shall terminate and
shall be of no further force and effect, except to the extent of any provisions that expressly
survive under Section 8.17.

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     Section 3.02 Conditions Precedent to Each Borrowing, Commitment Increase and Issuance and
Renewal.

     (a) The obligation of each Appropriate Lender to make an Advance (other than a Letter of
Credit Advance made by an Issuing Bank or a Lender pursuant to Section 2.03(c) and a Swing
Line Advance made by a Lender pursuant to Section 2.02(b)) on the occasion of each
Borrowing (including the initial Borrowing) and to make each Commitment Increase, and the
obligation of the Issuing Bank to issue a Letter of Credit (including the initial issuance) or
renew a Letter of Credit and the right of the Borrower to request a Swing Line Borrowing, shall be
subject to the further conditions precedent that on the date of such Borrowing or date of issuance
or renewal the following statements shall be true (and each of the giving of the applicable Notice
of Borrowing, Notice of Swing Line Borrowing, request for Commitment Increase, Notice of Issuance
or Notice of Renewal and the acceptance by the Borrower of the proceeds of such Borrowing or of
such Letter of Credit or the renewal of such Letter of Credit shall constitute a representation and
warranty by the Borrower that both on the date of such notice and on the date of such Borrowing or
issuance or renewal such statements are true):

     (i) the representations and warranties contained in each Loan Document are correct in
all material respects (except for representations and warranties already qualified by
materiality, which shall be true and correct in all respects) on and as of such date, before
and after giving effect to such Borrowing, Commitment Increase or issuance or renewal and to
the application of the proceeds therefrom, as though made on and as of such date, other than any such representations or warranties that, by their terms,
refer to an earlier date, in which case as of such earlier date; and

     (ii) no Default has occurred and is continuing, or would result from such Borrowing,
Commitment Increase or issuance or renewal or from the application of the proceeds
therefrom.

     (b) In addition to the other conditions precedent herein set forth, if any Lender becomes, and
during the period it remains, a Defaulting Lender or a Potential Defaulting Lender, the Issuing
Bank will not be required to issue any Letter of Credit or to amend any outstanding Letter of
Credit to increase the face amount thereof, alter the drawing terms thereunder or extend the expiry
date thereof, and the Swing Line Bank will not be required to make any Swing Line Advance, unless:

     (i) in the case of a Defaulting Lender, the Revolving Pro Rata Share of the aggregate
Available Amount of all outstanding Letters of Credit and Swing Line Advances of such
Defaulting Lender is reallocated, as to outstanding and future Letters of Credit Advances
and Swing Line Advances, to the Non-Defaulting Lenders as provided in Section
2.15(a)(i), and

     (ii) to the extent full reallocation does not occur as provided in clause (i) above,
without limiting the provisions of Section 2.15(b), the Borrower Cash Collateralizes
the obligations of the Borrower in respect of such Letter of Credit Advances or Swing Line
Advances in an amount at least equal to the aggregate amount of the obligations (contingent
or otherwise) of such Defaulting Lender or such Potential Defaulting Lender in respect of
such Letter of Credit Advances or Swing Line Advances, or makes other arrangements
satisfactory to the Administrative Agent, the Issuing Bank

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and the Swing Line Bank in their sole discretion to protect them against the risk of non-payment by such Defaulting Lender or
Potential Defaulting Lender, or

     (iii) to the extent that neither reallocation nor Cash Collateralization occurs
pursuant to clause (i) and/or clause (ii) above, then in the case of a proposed issuance of
a Letter of Credit or making of a Swing Line Advance, by an instrument or instruments in
form and substance satisfactory to the Administrative Agent, and to the Issuing Bank or the
Swing Line Bank, as the case may be, (A) the Borrower agrees that the Available Amount of
such requested Letter of Credit or the principal amount of such requested Swing Line Advance
will be reduced by an amount equal to the portion thereof as to which such Defaulting Lender
or Potential Defaulting Lender would otherwise be liable, and (B) the Non-Defaulting Lenders
confirm, in their discretion, that their obligations in respect of such Letter of Credit or
Swing Line Advance shall be on a ratable basis in accordance with the Revolving Credit
Commitments of the Non-Defaulting Lenders, and that the ratable payment provisions of
Section 2.02 and Section 2.03 shall be deemed adjusted to reflect this
provision (provided that nothing in this clause (iii) shall be deemed to increase
the Revolving Credit Commitment of any Lender, nor to constitute a waiver or release of any
claim the Borrower, the Administrative Agent or any other Lender Party may have against such
Defaulting Lender, nor to cause such Defaulting Lender to be a Non-Defaulting Lender).

     Section 3.03 Determinations Under Section 3.01. For purposes of determining
compliance with the conditions specified in Section 3.01, each Lender Party shall be deemed
to have consented to, approved or accepted or to be satisfied with each document or other matter
required thereunder to be consented to or approved by or acceptable or satisfactory to the Lender
Parties unless an officer of the Administrative Agent responsible for the transactions contemplated
by the Loan Documents shall have received notice from such Lender Party prior to the Initial
Extension of Credit specifying its objection thereto and, if the Initial Extension of Credit
consists of a Borrowing, such Lender Party shall not have made available to the Administrative
Agent such Lender Party’s ratable portion of such Borrowing.

ARTICLE IV

REPRESENTATIONS AND WARRANTIES

     Section 4.01 Representations and Warranties of Borrower. Each Loan Party on behalf of
itself and on behalf of each of its Subsidiaries represents and warrants as follows:

     (a) Each Loan Party and each of its Subsidiaries and each managing general partner or managing
member of each Loan Party (i) is a corporation, limited partnership or limited liability company,
as the case may be, duly organized or formed, validly existing and in good standing or validly
subsisting under the laws of the jurisdiction of its organization or formation, (ii) is duly
qualified and in good standing as a foreign corporation, limited partnership or limited liability
company in each other jurisdiction in which it owns or leases property or in which the conduct of
its business requires it to so qualify or be licensed, except where failure to be so qualified,
could not reasonably be expected to have a Material Adverse Effect, and (iii) has all requisite
corporate, limited liability company or partnership power and authority (including,

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without limitation, all material Governmental Authorizations other than such Governmental Authorizations
that are being obtained in the ordinary course of business or that, if not obtained, are not
reasonably likely to result in a Material Adverse Effect) to own or lease and operate its
properties and to carry on its business as now conducted. All of the outstanding Capital Stock in
the Borrower has been validly issued, is fully paid (to the extent required under the Partnership
Agreement ) and non-assessable (except as such non-assessability may be affected by section 17-607
of the Delaware Revised Uniform Limited Partnership Act) and is owned by the Persons in the amounts
specified on the applicable portion of Schedule 4.01(a) hereto free and clear of all Liens.

     (b) Set forth on Schedule 4.01(b) hereto is a complete and accurate list of all
Subsidiaries of each Loan Party, showing as of the date hereof (as to each such Subsidiary) the
jurisdiction of its organization, the number of shares or units of each class of its Capital Stock
authorized, and the number of such shares or units outstanding, as of the date hereof, and the
percentage of each such class of its Capital Stock owned (directly or indirectly) by such Loan
Party and the number of shares or units covered by all outstanding options, warrants, rights of
conversion or purchase and similar rights as of the date hereof. All of the outstanding Capital
Stock in each Loan Party’s Subsidiaries has been validly issued, is fully paid (to the extent
required by such Subsidiary’s operating agreement, in the case of a limited liability company) and
non-assessable (except as such non-assessability may be affected by section 18-607 of the Delaware
Limited Liability Company Act, in the case of a limited liability company) and is owned by such
Loan Party and/or one or more of its Subsidiaries free and clear of all Liens.

     (c) The execution, delivery and performance by each Loan Party of each Transaction Document to
which it is or is to be a party, the execution, delivery and performance by the General Partner of
each Transaction Document to which it is a party, and the consummation of the Transaction by each
Loan Party to the extent applicable to it, are within such Loan Party’s or such Loan Party’s
managing general partner’s or managing member’s corporate, partnership or limited liability company
powers, have been duly authorized by all necessary action by or on behalf of the General Partner or
such Loan Party (including, without limitation, all necessary general partner, managing member or
other similar action), and do not (i) contravene such Loan Party’s or such Loan Party’s managing
general partner’s or managing member’s Constitutive Documents, (ii) violate any law, rule,
regulation (including, without limitation, Regulations T, U and X of the Board of Governors of the
Federal Reserve System), order, writ, judgment, injunction, decree, determination or award, (iii)
conflict with or result in the breach of, or constitute a default or require any consent to be
obtained (except to the extent the failure to obtain such consent will not be reasonably expected
to have a Material Adverse Effect) or any payment to be made under, any contract, loan agreement,
indenture, mortgage, deed of trust, lease or other instrument binding on or affecting the General
Partner, any Loan Party or any of its Subsidiaries or any of their properties (excluding the
Existing Facility Agreement) or (iv) except for the Liens, if any, created under the Loan
Documents, result in or require the creation or imposition of any Lien upon or with respect to any
of the properties of any Loan Party or any of its Subsidiaries. Neither the General Partner nor
any Loan Party or any of its Subsidiaries is in violation of any such law, rule, regulation, order,
writ, judgment, injunction, decree, determination or award or in breach of any such contract, loan
agreement, indenture, mortgage, deed of trust, lease or other instrument, the violation or breach
of which would be reasonably likely to have a Material Adverse Effect.

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     (d) No Governmental Authorization, and no notice to or filing with, any Governmental Authority
or any other third party is required for (i) the due execution, delivery, recordation, filing or
performance by or on behalf of any Loan Party or any general partner or managing member of any Loan
Party of any Transaction Document to which it is or is to be a party or for the consummation of the
Transaction applicable to it or (ii) the exercise by the Administrative Agent or any Lender Party
of its rights under the Loan Documents, except for the authorizations, approvals, actions, notices
and filings listed on Schedule 4.01(d) hereto, all of which have been duly obtained, taken,
given or made and are in full force and effect (other than those the failure of which to obtain
would not individually or collectively be reasonably expected to have a Material Adverse Effect).

     (e) This Agreement has been, and each other Transaction Document when delivered hereunder will
have been, duly executed and delivered by each Loan Party thereto. This Agreement is, and each
other Transaction Document when delivered hereunder will be, the legal, valid and binding
obligation of each Loan Party thereto, enforceable against such Loan Party in accordance with its
terms, subject, as to enforcement of remedies, to applicable bankruptcy, insolvency, fraudulent conveyance, reorganization, moratorium and similar laws affecting
creditors’ rights and remedies generally, and subject, as to enforceability, to general principles
of equity. The Transaction Documents to which the General Partner is a party have been duly
executed and delivered by the General Partner. Each Transaction Document to which the General
Partner is a party is the legal, valid and binding obligation of the General Partner, enforceable
against the General Partner in accordance with its terms, subject, as to enforcement of remedies,
to applicable bankruptcy, insolvency, fraudulent conveyance, reorganization, moratorium and similar
laws affecting creditors’ rights and remedies generally, and subject, as to enforceability, to
general principles of equity.

     (f) There is no action, suit, investigation, litigation or proceeding affecting the General
Partner, or any Loan Party or any of its Subsidiaries, including any Environmental Action, pending
or, to the best knowledge of the Borrower, threatened before any Governmental Authority or
arbitrator that (i) would be reasonably expected to be adversely determined, and if so determined
would be reasonably expected to have a Material Adverse Effect, except as set forth on Schedule
4.01(f) hereto, or (ii) purports to affect the legality, validity or enforceability of any
Transaction Document or the consummation of the Transaction applicable to the General Partner or
such Loan Party, and there has been no material adverse change in the status or financial effect,
on the General Partner or any Loan Party or any of its Subsidiaries, of the Disclosed Litigation
from that described on Schedule 4.01(f) hereto.

     (g) With respect to financial statement matters:

     (i) The Consolidated balance sheet of the MLP and its Subsidiaries as of December 31,
2009 and the related Consolidated statement of operations and Consolidated statement of cash
flows of the MLP and its Subsidiaries for the Fiscal Year then ended, accompanied by an
unqualified opinion of Grant Thornton, independent public accountants, and the Consolidated
balance sheet of the MLP and its Subsidiaries as of March 31, 2010, and the related
Consolidated statement of operations and Consolidated statement of cash flows of the MLP and
its Subsidiaries for the three months then ended, duly certified by the chief financial
officer (or Person performing

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similar functions) of the General Partner, copies of which have been furnished to each Lender Party, fairly present, subject, in the case of said
balance sheet as of March 31, 2010, and said statements of income and cash flows for the
three months then ended, to year-end audit adjustments, the Consolidated financial condition
of the MLP and its Subsidiaries as of such dates and the Consolidated results of operations
of the MLP and its Subsidiaries for the periods ended on such dates, all in accordance with
GAAP applied on a consistent basis, excluding footnotes (other than footnotes to the extent
the same are included in the Registration Statement);

     (ii) The pro forma Consolidated balance sheets of the MLP and its Subsidiaries as of
December 31, 2009 and March 31, 2010 and the related pro forma Consolidated statements of
operations of the MLP and its Subsidiaries for the year-ended December 31, 2009 and the
three-month period ended March 31, 2010, duly certified by the chief financial officer (or
Person performing similar functions) of the General Partner, copies of which have been
furnished to each Lender Party, include assumptions that provide a reasonable basis for
presenting the significant effects directly attributable to the transactions and events described therein; the related pro forma adjustments give
appropriate effect to those assumptions and reflect the proper application of those
adjustments to the historical financial statement amounts in such Consolidated pro forma
balance sheets and Consolidated statements of operations; and such Consolidated pro forma
balance sheets and Consolidated statements of operations comply as to form in all material
respects with the applicable requirements of Regulation S-X under the Securities Act; and

     (iii) Since March 31, 2010, no event shall have occurred, and no condition shall exist,
which has or which could reasonably be expected to result in a Material Adverse Effect.

     (h) The Consolidated and consolidating forecasted balance sheets, statements of operations and
statements of cash flows of the MLP and its Subsidiaries for the period through Fiscal Year 2014
delivered to the Lender Parties prior to the Effective Date pursuant to Section 3.01(a)(xi)
were prepared in good faith on the basis of the assumptions stated therein, which assumptions were
fair in light of the conditions existing at the time of delivery thereof, and represented, at the
time of delivery thereof, the MLP’s reasonable estimate of its future financial performance.

     (i) Neither any written information, exhibit or report furnished by or on behalf of any Loan
Party to the Administrative Agent or any Lender Party in connection with the negotiation and
syndication of the Loan Documents or pursuant to the terms of the Loan Documents, nor the
information contained in the MLP’s public filings (as updated from time to time), when taken as a
whole, contained any untrue statement of a material fact or omitted to state a material fact
necessary to make the statements made therein not misleading in light of the circumstances under
which the same were made.

     (j) None of the Loan Parties or any of their Subsidiaries is engaged in the business of
extending credit for the purpose of purchasing or carrying Margin Stock, and no proceeds of any

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Advance or drawings under any Letter of Credit will be used to purchase or carry any Margin Stock
or to extend credit to others for the purpose of purchasing or carrying any Margin Stock.

     (k) None of the Loan Parties or any of their Subsidiaries is an “investment company,” or an
“affiliated person” of, or “promoter” or “principal underwriter” for, an “investment company,” as
such terms are defined in the Investment Company Act of 1940, as amended. None of the making of
any Advances, the issuance of any Letters of Credit, the application of the proceeds or repayment
thereof by the Borrower or the consummation of the other transactions contemplated by the
Transaction Documents will violate any provision of such Act or any rule, regulation or order of
the Commission thereunder.

     (l) None of the Loan Parties or any of their Subsidiaries is a party to any indenture, loan or
credit agreement or any lease or other agreement or instrument or subject to any charter or
corporate restriction that would be reasonably likely to have a Material Adverse Effect.

     (m) Each Loan Party is, individually and together with its Subsidiaries, Solvent.

     (n) With respect to all Plans and Multiemployer Plans:

     (i) Set forth on Schedule 4.01(n) hereto is a complete and accurate list of all
Plans and Multiemployer Plans.

     (ii) No ERISA Event has occurred or is reasonably expected to occur with respect to any
Plan which could reasonably be expected to result in a Material Adverse Effect.

     (iii) Schedule B (Actuarial Information) to the most recent annual report (Form 5500
Series) for each Plan, a copy of each of which has been filed with the Internal Revenue
Service and furnished to the Administrative Agent, is complete and accurate and fairly
presents the funding status of such Plan, and since the date of such Schedule B there has
been no change in such funding status which could reasonably be expected to result in a
Material Adverse Effect.

     (iv) Neither any Loan Party nor any ERISA Affiliate of such Loan Party has incurred or
is reasonably expected to incur any Withdrawal Liability to any Multiemployer Plan which
could reasonably be expected to result in a Material Adverse Effect.

     (v) Neither any Loan Party nor any ERISA Affiliate of such Loan Party has been notified
by the sponsor of a Multiemployer Plan that such Multiemployer Plan is in reorganization or
has been terminated, within the meaning of Title IV of ERISA, and no such Multiemployer Plan
is reasonably expected to be in reorganization or to be terminated, within the meaning of
Title IV of ERISA, which could reasonably be expected to result in a Material Adverse
Effect.

     (o) With respect to environmental matters:

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     (i) Except as set forth on Part I of Schedule 4.01(o) hereto, the operations
and properties of each Loan Party and each of its Subsidiaries comply in all material
respects with all applicable Environmental Laws and Environmental Permits, all past
non-compliance with such Environmental Laws and Environmental Permits has been resolved
without material ongoing obligations or costs, and no circumstances exist that would be
reasonably likely to (A) form the basis of an Environmental Action against any Loan Party or
any of its Subsidiaries or any of their properties that could have a Material Adverse Effect
or (B) cause any such property to be subject to any restrictions on ownership, occupancy,
use or transferability under any Environmental Law.

     (ii) Except as set forth on Part II of Schedule 4.01(o) hereto, none of the
properties currently or formerly owned or operated by any Loan Party or any of its
Subsidiaries is listed or proposed for listing on the NPL or on the CERCLIS or any analogous
foreign, state or local list or is adjacent to any such property, there are no and never
have been any underground or aboveground storage tanks or any surface impoundments, septic
tanks, pits, sumps or lagoons in which Hazardous Materials are being or have been treated,
stored or disposed of on any property currently owned or operated by any Loan Party or any
of its Subsidiaries or on any property formerly owned or operated by any Loan Party or any
of its Subsidiaries; there is no asbestos or asbestos-containing material on any property currently owned or operated by any Loan Party or
any of its Subsidiaries, and Hazardous Materials have not been released, discharged or
disposed of on any property currently or formerly owned or operated by any Loan Party or any
of its Subsidiaries.

     (iii) Except as set forth on Part III of Schedule 4.01(o) hereto, neither any
Loan Party nor any of its Subsidiaries is undertaking (or has had undertaken on its behalf),
and has not completed, either individually or together with other potentially responsible
parties, any investigation or assessment or remedial or response action relating to any
actual or threatened release, discharge or disposal of Hazardous Materials at any site,
location or operation, either voluntarily or pursuant to the order of any governmental or
regulatory authority or the requirements of any Environmental Law; and, all Hazardous
Materials generated, used, treated, handled or stored at, or transported to or from, any
property currently or formerly owned or operated by any Loan Party or any of its
Subsidiaries have been disposed of in a manner not reasonably expected to result in material
liability to any Loan Party or any of its Subsidiaries.

     (p) With respect to tax matters:

     (i) Each Loan Party and each of its Subsidiaries and Affiliates with which the Borrower
files a consolidated tax return (its “Tax Affiliates”) has filed, has caused to be filed or
has been included in all tax returns (Federal, state, local and foreign) required to be
filed and has paid all taxes shown thereon to be due, together with applicable interest and
penalties.

     (ii) Set forth on Schedule 4.01(p) hereto is a complete and accurate list, as
of the date hereof, of each taxable year of each Loan Party and each of its Subsidiaries and
Tax Affiliates for which Federal income tax returns have been filed and for which the

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expiration of the applicable statute of limitations for assessment or collection has not
occurred by reason of extension or otherwise (an “Open Year”).

     (iii) The aggregate unpaid amount, as of the date hereof, of adjustments to the Federal
income tax liability of each Loan Party and each of its Subsidiaries and Tax Affiliates
proposed by the Internal Revenue Service with respect to Open Years does not exceed $0. No
issues have been raised by the Internal Revenue Service in respect of Open Years that, in
the aggregate, would be reasonably likely to have a Material Adverse Effect.

     (iv) The aggregate unpaid amount, as of the date hereof, of adjustments to the state,
local and foreign tax liability of each Loan Party and its Subsidiaries and Tax Affiliates
proposed by all state, local and foreign taxing authorities (other than amounts arising from
adjustments to Federal income tax returns) does not exceed $0. No issues have been raised
by such taxing authorities that, in the aggregate, would be reasonably likely to have a
Material Adverse Effect.

     (v) Both the MLP and the Borrower will be treated as partnerships for Federal income
tax purposes.

     (q) Neither the business nor the properties of each Loan Party and each of its Subsidiaries
are affected by any fire, explosion, accident, strike, lockout or other labor dispute, drought,
storm, hail, earthquake, embargo, act of God or of the public enemy or other casualty (whether or
not covered by insurance) that would be reasonably likely to have a Material Adverse Effect.

     (r) Set forth on Schedule 5.02(c) hereto is a complete and accurate list of all
Existing Debt, showing as of the date hereof the obligor and the principal amount outstanding
thereunder.

     (s) Each Loan Party and each of its Subsidiaries own (with good and defensible title in the
case of real property, subject only to the matters permitted by the following sentence), or have
valid leasehold interests in, all of the properties and assets (whether real, personal, or mixed
and whether tangible or intangible) material to its business. All such properties and assets are
free and clear of all Liens except Permitted Liens. The real and personal properties of each Loan
Party and each of its Subsidiaries are generally in good operating order, condition and repair,
ordinary wear and tear excepted. Schedule 4.01(s) sets forth all of the real property
owned or leased by the Loan Parties as of the date hereof.

     (t) Set forth on Schedule 4.01(t) hereto is a complete and accurate list of all
Investments consisting of Debt or equity securities held by each Loan Party and each of its
Subsidiaries as of the date hereof, showing as of the date hereof the amount, obligor or issuer and
maturity, if any, thereof.

     (u) (i) Each Loan Party and each of its Subsidiaries own or possess all licenses, permits,
franchises, authorizations, patents, copyrights, service marks, trademarks and trade names, or
rights thereto, for which the failure so to do, individually or in the aggregate, would reasonably
be likely to have a Material Adverse Effect, without known conflict with the rights of others, (ii)
no product or practice of the Borrower or any of its Subsidiaries infringes in any

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material respect on any license, permit, franchise, authorization, patent, copyright, service mark, trademark, trade
name or other right owned by any other Person, and (iii) to the best knowledge of any of the Loan
Parties, there is no material violation by any Person of any right of the Borrower or any of its
Subsidiaries with respect to any patent, copyright, service mark, trademark, trade name or other
right owned or used by the Borrower or any of its Subsidiaries.

     (v) Neither the Loan Parties or any of their Subsidiaries, nor any director, officer, agent,
employee or Affiliate of the Loan Parties or any of their Subsidiaries, are currently subject to
any material United States sanctions administered by OFAC, and the Borrower will not directly or
indirectly use the proceeds from the Loans or lend, contribute or otherwise make available such
proceeds to any Subsidiary, Affiliate, joint venture partner or other Person for the purpose of
financing the activities of any Person currently subject to any United States sanctions
administered by OFAC.

     (w) The operations of the Loan Parties and their Subsidiaries are and have been conducted at
all times in material compliance with applicable financial recordkeeping and reporting requirements
of the money laundering laws, and no action, suit or proceeding by or before any court or
governmental agency, authority or body or any arbitrator involving any of the Loan Parties or any of their Subsidiaries with respect to the money laundering laws is pending
or, to the best knowledge of any of the Loan Parties, threatened.

     (x) The Loan Parties and their Subsidiaries maintain adequate reserves for future costs
associated with any lung disease claim alleging pneumoconiosis or silicosis or arising out of
exposure or alleged exposure to coal dust or the coal mining environment, and such reserves are not
less than those required by GAAP.

     (y) Neither the Loan Parties nor any of their Subsidiaries intends to treat the Advances as
being a “reportable transaction” (within the meaning of Treasury Regulation Section 1.6011-4). In
the event a Loan Party or any of its Subsidiaries determines to take any action inconsistent with
such intention, it will promptly notify the Administrative Agent thereof. Furthermore, the Loan
Parties and their Subsidiaries acknowledge that one or more of the Lenders may treat its Advances
as part of a transaction that is subject to Treasury Regulation Section 1.6011-4 or Section
301.6112-1, and the Administrative Agent and such Lender or Lenders, as applicable, may file such
IRS forms or maintain such lists and other records as they may determine are required by such
Treasury Regulations.

     (z) Neither any Loan Party nor any of its Subsidiaries is an “enemy” or an “ally of the enemy”
within the meaning of Section 2 of the Trading with the Enemy Act of the United States of America
(50 U.S.C. App. §§ 1 et seq.) (the “Trading with the Enemy Act”), as amended. Neither any Loan
Party nor any of its Subsidiaries is in violation of (a) the Trading with the Enemy Act, as
amended, (b) any of the foreign assets control regulations of the United States Treasury Department
(31 CFR, Subtitle B, Chapter V, as amended) or any enabling legislation or executive order relating
thereto or (c) the Patriot Act. None of the Loan Parties (i) is a blocked person described in
Section 1 of the Anti-Terrorism Order or (ii) to the best of its knowledge, engages in any dealings
or transactions, or is otherwise associated, with any such blocked person.

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ARTICLE V

COVENANTS

     Section 5.01 Affirmative Covenants. So long as any Borrowing or any other monetary
obligation of any Loan Party under any Loan Document shall remain unpaid, any Letter of Credit
shall be outstanding or any Lender Party shall have any Commitment hereunder, the Loan Parties
shall, and shall cause their Subsidiaries to:

     (a) Compliance with Laws, Etc. Comply with all applicable laws, rules, regulations
and orders, such compliance to include, without limitation, compliance with ERISA, except to the
extent failure so to comply, individually or in the aggregate, could not reasonably be expected to
have a Material Adverse Effect.

     (b) Payment of Taxes, Etc. Pay and discharge, before the same shall become
delinquent, (i) all taxes, assessments and governmental charges or levies imposed upon it or upon
its property and (ii) all lawful claims that, if unpaid, might by law become a Lien upon its
property, except to the extent failure to so pay or discharge, individually or in the aggregate,
could not reasonably be expected to have a Material Adverse Effect; provided, however, that none of
the Loan Parties nor any of their Subsidiaries shall be required to pay or discharge any such tax,
assessment, charge or claim that is being contested in good faith and by proper proceedings and as
to which appropriate reserves are being maintained in accordance with GAAP, unless and until any
Lien resulting therefrom attaches to its property and becomes enforceable by its other creditors.

     (c) Compliance with Environmental Laws. Comply, and cause all lessees and other
Persons operating or occupying its properties to comply, with all applicable Environmental Laws and
Environmental Permits; obtain and renew all material Environmental Permits necessary for their
operations and properties; and conduct any investigation, study, sampling and testing, and
undertake any cleanup, removal, remedial or other action, necessary to identify, remove and clean
up all Hazardous Materials from any of its properties in accordance in all material respects with
the requirements of all Environmental Laws; provided, however, that neither the Borrower nor any of
its Subsidiaries shall be required to undertake any such cleanup, removal, remedial or other action
to the extent that its obligation to do so is being contested in good faith and by proper
proceedings and appropriate reserves are being maintained with respect to such circumstances in
accordance with GAAP.

     (d) Maintenance of Insurance. Maintain (i) insurance with responsible and reputable
insurance companies or associations in such amounts and covering such risks as is usually carried
by companies engaged in similar businesses and owning similar properties in the same general areas
in which the Loan Parties and their Subsidiaries operate, except to the extent such risks are
self-insured in a manner and in an amount consistent with sound business practices and customary
industry standards and (ii) the Key-Man Life Insurance Policies.

     (e) Preservation of Partnership or Limited Liability Company Existence, Etc. Preserve
and maintain its existence, legal structure, legal name, rights (charter and statutory), permits,
licenses, approvals, privileges, franchises and intellectual property; provided, however,

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that the Loan Parties and their Subsidiaries may consummate any merger or consolidation permitted under
Section 5.02(e); and provided, further, that none of the Loan Parties nor any of their
Subsidiaries shall be required to preserve any right, permit, license, approval, privilege,
franchise or intellectual property if the board of directors (or persons performing similar
functions) of or on behalf of such Loan Party or such Subsidiary shall determine that the
preservation thereof is no longer desirable in the conduct of the business of such Loan Party or
such Subsidiary, as the case may be, and that the loss thereof, individually or in the aggregate,
could not reasonably be expected to have a Material Adverse Effect.

     (f) Visitation Rights. At any reasonable time and from time to time upon reasonable
notice, permit the Administrative Agent, or any agents or representatives thereof, to examine and
make copies of and abstracts from the records and books of account of, and visit the properties of,
any of the Loan Parties and any of their Subsidiaries, and to discuss the affairs, finances and
accounts of any of the Loan Parties and any of their Subsidiaries with any of their officers
or directors and with their independent certified public accountants.

     (g) Keeping of Books. Keep proper books of record and account, in which full and
correct entries shall be made of all financial transactions and the assets and business of the Loan
Parties and their Subsidiaries in accordance with GAAP.

     (h) Maintenance of Properties, Etc. Maintain and preserve all of their properties in
good working order and condition, ordinary wear and tear excepted.

     (i) New Subsidiaries and Real Property; Additional Guarantees and Security Documents.
Upon the formation or acquisition by the Loan Parties or any of their Subsidiaries of any new
direct or indirect, wholly owned Subsidiary of the MLP that is a Domestic Subsidiary, the Borrower
shall, at the Borrower’s expense, (i) within 10 days after such formation or acquisition, cause
each such Subsidiary to duly execute and deliver to the Administrative Agent a guaranty or guaranty
supplement and security documents necessary to grant a valid, perfected security interest in all
its property, in each case in form and substance reasonably satisfactory to the Administrative
Agent, and (ii) at any time and from time to time thereafter, promptly execute and deliver any and
all further instruments and documents and take all such other action as the Administrative Agent
may deem necessary or desirable in obtaining the full benefits of such guaranties and security
documents. For any acquisition of real property, (i) within 10 days following (A) a Permitted
Acquisition which includes an acquisition of real property or (B) the acquisition of any real
property by any of the Loan Parties in a single transaction or a series of related transactions
with a purchase price in excess of $15,000,000, and (ii) in the case of all acquisitions of real
property other than acquisitions of real property described in the immediately preceding clause
(i), within 45 days following the end of the fiscal quarter of the Fiscal Year in which such
acquisitions occur, the Borrower shall execute in favor of and deliver to, or shall cause to be
executed in favor of and delivered to, the Administrative Agent such mortgages as may be reasonably
requested by the Administrative Agent, together with the delivery of environmental audits,
insurance policies, including flood insurance (to the extent applicable) and title opinions, title
reports or title diligence covering such real property, together with such legal opinions and such
other documentation as may be reasonably requested by the Administrative Agent.

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     (j) Further Assurances. (i) Promptly upon request by the Administrative Agent,
correct any material defect or error that may be discovered in any Loan Document or in the
execution, acknowledgment, filing or recordation thereof, and (ii) promptly upon request by the
Administrative Agent, take such action as the Administrative Agent may reasonably require from time
to time in order to carry out more effectively the purposes of the Loan Documents.

     (k) Preparation of Environmental Reports. At the reasonable request of the
Administrative Agent from time to time, and otherwise upon the occurrence and during the
continuance of an Event of Default, provide to the Administrative Agent, within 60 days after such
request and at the expense of the Borrower, an environmental site assessment report for any of the
Loan Parties or their Subsidiaries’ properties described in such request, prepared by an
environmental consulting firm reasonably acceptable to the Administrative Agent, indicating the
presence or absence of Hazardous Materials and the estimated cost of any compliance, removal
or remedial action in connection with any Hazardous Materials on such properties; without
limiting the generality of the foregoing, if the Administrative Agent reasonably determines at any
time that any such report will not be provided within the time referred to above, the
Administrative Agent may, after written notice to the Borrower, retain an environmental consulting
firm to prepare such report at the expense of the Borrower, unless the Borrower shall have given
adequate assurances reasonably acceptable to the Administrative Agent within three Business Days of
such notice that such a report will be delivered within such 60-day period, and the Borrower hereby
grants, and agrees to cause any Loan Party and any of their Subsidiaries that owns any property
described in such request to grant, at the time of such request to the Administrative Agent, such
firm and any agents or representatives thereof an irrevocable non-exclusive license, subject to the
rights of tenants, to enter onto their respective properties to undertake such an assessment.

     (l) Compliance with Terms of Leaseholds. Make all payments and otherwise perform all
obligations in respect of all leases of real property to which the Loan Parties or any of their
Subsidiaries is a party, keep such leases in full force and effect and not allow such leases to
lapse or be terminated or any rights to renew such leases to be forfeited or canceled and notify
the Administrative Agent of any default by any party with respect to such leases and cooperate with
the Administrative Agent in all respects to cure any such default, except, in any case, where the
failure to do so, either individually or in the aggregate, could not be reasonably expected to have
a Material Adverse Effect.

     (m) Maintenance of Coal Reserve Base. Maintain an aggregate tonnage of coal reserves
controlled by the MLP and its Subsidiaries (the “Coal Reserve Base”) that, as of the end of each
Fiscal Year, is equal to or greater than seven (7) times the aggregate tons of coal produced by the
MLP and its Subsidiaries in such Fiscal Year (the “Annual Production Amount”); provided that the
Consolidated Venture Percentage Share (and only the Consolidated Venture Percentage Share) of the
tonnage of such coal reserves owned and leased by a Consolidated Venture shall be included in the
Coal Reserve Base and the Consolidated Venture Percentage Share (and only the Consolidated Venture
Percentage Share) of the aggregate tons of coal produced by a Consolidated Venture in the Fiscal
Year shall be included in the Annual Production Amount; and provided, further, that any such coal
reserves leased or subleased to third parties by the MLP or any of its Subsidiaries shall be
excluded from the Coal Reserve Base

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and coal produced from such leased or subleased coal reserves shall be excluded from the Annual Production Amount.

     (n) Interest Rate Protection. Within 60 days of the Effective Date, provide the
Administrative Agent evidence satisfactory to it that the Borrower has entered into one or more
Swap Agreements for interest rate management purposes acceptable to the Administrative Agent in its
sole discretion in an amount equal to at least 50% of the outstanding Term Loan Borrowings for a
duration of at least two years.

     (o) Compliance with Reclamation Laws.

     (i) conduct all reclamation activities at each parcel, lot or tract of real property
owned, leased or used by the Loan Parties and their Subsidiaries in accordance with all
applicable Reclamation Laws, including, without limitation, the obligation to have in effect any surety, reclamation or similar bonds securing the
obligations of the Loan Parties or any of their Subsidiaries with respect to reclamation
activities in the amount required by applicable Reclamation Laws, except to the extent that
the failure to conduct any such reclamation activities at such parcel, lot or tract in
accordance with all applicable Reclamation Laws could not be reasonably expected to have
either individually or in the aggregate a Material Adverse Effect; provided that, so long as
the Loan Parties and each of their Subsidiaries are taking the actions set forth in the plan
referred to in Section 5.01(o)(iv) hereof, no such Material Adverse Effect shall be
deemed to have occurred with respect such failure.

     (ii) Within five (5) Business Days of the receipt thereof, the Borrower shall give
notice to the Administrative Agent of the receipt by any of Loan Parties or any of its
Subsidiaries of any show cause order or chief’s order (or similar notice from a Governmental
Entity) (each, a “Reclamation Order”) under any applicable Reclamation Laws with respect to
any failure to perform reclamation contemporaneous with mining or any failure to provide or
maintain required reclamation bond, performance security or other similar financial
assurance, or any failure to obtain or denial of any requested release of any reclamation
bond, performance security or other similar financial assurance, at any parcel, lot or tract
of real property owned, leased or used by the Loan Parties or any of their Subsidiaries.

     (iii) Upon receipt of any Reclamation Order, the Administrative Agent, its officers,
employees and agents shall have the right to, and the Loan Parties and their Subsidiaries
shall permit any such Person to, subject to applicable safety rules and regulations, (A)
visit and inspect each parcel, lot or tract of real property owned, leased or used by the
Loan Parties and their Subsidiaries to which such Reclamation Order applies, and (B) prepare
or caused to be prepared an environmental report, in form, substance and detail satisfactory
to the Administrative Agent in its sole discretion, with respect to each such parcel, lot or
tract, which report shall set forth, inter alia, the costs and expenses of conducting any
reclamation activities on such parcel, lot or tract in accordance with applicable
Reclamation Laws, together with the face amount of the surety, reclamation or similar bonds
securing the obligations of the Loan Parties and their Subsidiaries with respect to each
such parcel, lot or tract.

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Upon receipt by the Administrative Agent of such environmental report, the Administrative Agent shall provide a copy to the Borrower.

     (iv) In the event that the environmental report referred to in clause (iii)
above indicates that the costs and expenses of conducting any reclamation activities on any
parcel, lot or tract of real property owned, leased or used by the Loan Parties and their
Subsidiaries in accordance with applicable Reclamation Laws exceeds the face amount of the
surety, reclamation or similar bonds securing the obligations of the Loan Parties and their
Subsidiaries with respect to each such parcel, lot or tract, then (A) within thirty (30)
days after the Borrower’s receipt thereof, the Borrower shall provide to the Administrative
Agent a plan, in form, substance and detail satisfactory to the Administrative Agent in its
reasonable discretion, setting forth the actions that the Loan Parties and their
Subsidiaries shall take to address the issues set forth in such environmental report and
which gave rise to the applicable Reclamation Order, and (B) the Loan Parties and their Subsidiaries shall take all such actions as set
forth in such plan.

     (p) Attached hereto as Schedule 5.01(p) is a list of certain items that the parties
hereto have agreed will be completed after the Effective Date (the “Post Closing Covenants”). In
the event that any of the Post Closing Covenants are not satisfied by the date set forth for
completion of such Post Closing Covenants indicated on Schedule 5.01(p) it shall be an
Event of Default hereunder, and the Administrative Agent and the Lenders shall be entitled to
exercise their remedies hereunder and under the other Loan Documents.

     Section 5.02 Negative Covenants. So long as any Borrowing or any other monetary
obligation of any Loan Party under any Loan Document shall remain unpaid, any Letter of Credit
shall be outstanding or any Lender Party shall have any Commitment hereunder, the Loan Parties
shall not, and shall cause each of their Subsidiaries not to, at any time:

     (a) Liens, Etc. Create, incur, assume or suffer to exist, or permit any of its
Subsidiaries to create, incur, assume or suffer to exist, any Lien on or with respect to any of its
properties of any character (including, without limitation, accounts), whether now owned or
hereafter acquired, or sign or file or suffer to exist, or permit any of their Subsidiaries to sign
or file or suffer to exist, under the Uniform Commercial Code of any jurisdiction, a financing
statement that names any of the Loan Parties or any of their Subsidiaries as debtor, or sign or
suffer to exist any security agreement authorizing any secured party thereunder to file such
financing statement, or assign, or permit any of their Subsidiaries to assign, any accounts or
other right to receive income, except:

     (i) Permitted Liens;

     (ii) the replacement, extension or renewal of any Lien permitted by clause (i) above
upon or in the same property theretofore subject thereto or the replacement, extension or
renewal (without increase in the amount or change in any direct or contingent obligor) of
the Debt secured thereby;

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     (iii) Liens on personal property leased under leases (including synthetic leases)
entered into by the Borrower which are accounted for as operating leases in accordance with
GAAP to the extent not prohibited under Section 5.02(i); and

     (iv) Liens on documents of title and the property covered thereby securing obligations
in respect of letters of credit to the extent not prohibited under Section 5.02(b).

     (b) Negative Pledge. Undertake, covenant or agree with any third party that it will
not create, assume, incur or permit to exist any Lien on any of their assets or properties, whether
now owned or hereafter acquired.

     (c) Debt. Create, incur, assume or suffer to exist, or permit any of its Subsidiaries
to create, incur, assume or suffer to exist, any Debt, except:

     (i) Debt under the Loan Documents;

     (ii) Debt in existence on the Effective Date and described on Schedule 5.02(c)
hereto;

     (iii) Debt of the Loan Parties and Consolidated Ventures secured by Liens permitted by
clause (g) of the definition of Permitted Liens; provided that such Debt does not exceed in
the aggregate outstanding at any one time $15,000,000;

     (iv) Debt in respect of Swap Agreements incurred in the ordinary course of business and
consistent with prudent business practice and not for speculative purposes;

     (v) Debt owing by a Loan Party to another Loan Party; and

     (vi) any Debt extending the maturity of, or refunding or refinancing, in whole or in
part, any other Debt permitted under this Section 5.02(c); provided that the
principal amount of such Debt shall not be increased above the principal amount thereof
outstanding immediately prior to such extension, refunding or refinancing, the direct and
contingent obligors therefor and the subordination provisions thereunder shall not be
changed as a result of or in connection with such extension, refunding or refinancing;
provided, additionally, that the terms relating to amortization, maturity and collateral (if
any), and other material terms taken as a whole, of any such extending, refunding or
refinancing Debt, and of any agreement entered into and of any instrument issued in
connection therewith, are consistent with prudent business practice and incurred in the
ordinary course of business and the interest rate applicable to any such extension,
refunding or refinancing does not exceed the then applicable market rate; and provided,
further, that the repayment in whole or in part of the Advances pursuant to Section
2.04 or Section 2.06 with the proceeds of Debt incurred pursuant to Section
5.02(c)(i) shall not constitute an extension, refunding or refinancing under this clause
(vi).

     (d) Change in Nature of Business. Engage, or permit any of its Subsidiaries to
engage, in (i) any business or business activity that would impair the MLP’s status as a limited
partnership for federal income tax purposes or (ii) in any line of business substantially different

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than that of the Coal Business (provided that the MLP and its Subsidiaries may also engage in any
other businesses currently conducted by them as of the date hereof).

     (e) Mergers, Etc. Merge into or consolidate with any Person or permit any Person to
merge into it or convey, transfer or lease substantially all of its assets in a single transaction
or series of transactions to any Person, or permit any of its Subsidiaries to do so, except that:

     (i) any Subsidiary of the MLP may merge into or consolidate with any other Subsidiary
of the MLP (other than the Borrower); provided that, in the case of any such merger or
consolidation, the Person formed by or resulting from such merger or consolidation shall be
a wholly owned Subsidiary of the MLP; and provided, further, that the Person formed by such
merger or consolidation shall be a Subsidiary Guarantor;

     (ii) any Subsidiary of the MLP may consolidate with or merge into the Borrower provided
that the Borrower is the surviving entity, and any Subsidiary of the MLP other than the Borrower may consolidate with or merge into the MLP provided that
the MLP is the surviving entity; and

     (iii) any Subsidiary of the MLP may (A) merge into or consolidate with any other
Person, (B) convey, transfer or lease substantially all of its assets in compliance with
Section 5.02(f) (other than clause (iv) thereof) in a single transaction or series
of related transactions to any other Person or (C) permit any other Person to merge into or
consolidate with it; provided that, in each case with respect to any merger or consolidation
or conveyance, transfer or lease of substantially all of its assets, (X) the Person formed
by such consolidation or into which the Subsidiary shall be merged or to which assets shall
be conveyed, transferred or leased shall, at the effective time of such merger or
consolidation or transfer or lease be a wholly owned Subsidiary of the MLP, shall be
Solvent, and shall have assumed all obligations of such Subsidiary under any Subsidiary
Guaranty to which such Subsidiary is a party in a writing reasonably satisfactory in form
and substance to the Administrative Agent, (Y) in any merger or consolidation involving the
Borrower, the Borrower shall be the surviving entity, and (Z) the Borrower shall have caused
to be delivered to the Administrative Agent an opinion of independent counsel reasonably
satisfactory to the Administrative Agent to the effect that all agreements and instruments
effecting such assumption are enforceable in accordance with the terms thereof;

provided, however, that, in each case, immediately after giving effect thereto, (i) no event shall
occur and be continuing that constitutes a Default and (ii) the Borrower shall be in pro forma
compliance with the covenants contained in Section 5.04, as evidenced by a certificate of
the chief financial officer (or Person performing similar functions) of the Borrower delivered to
the Administrative Agent demonstrating such compliance.

     (f) Sales, Etc. of Assets. Sell, lease, transfer or otherwise dispose of, or permit
any of its Subsidiaries to sell, lease, transfer or otherwise dispose of, any assets, or grant any
option or other right to purchase, lease or otherwise acquire any assets (each, an “Asset Sale”),
except:

     (i) sales of Inventory in the ordinary course of business;

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     (ii) Asset Sales of assets that are obsolete or no longer used or useful for fair value
the ordinary course of business;

     (iii) Asset Sales of assets by any Loan Party to another Loan Party with respect to
which the MLP shall have at least the same degree of ownership and control as it had with
respect to such Loan Party responsible for the asset sale, transfer or disposition;

     (iv) in a transaction authorized by Section 5.02(e); and

     (v) Asset Sales of other assets over the term of the Facilities with a fair value in
the aggregate in an amount not to exceed 2.5% of Consolidated Net Tangible Assets as
determined at the time of any of such sales; provided, however, that the purchase price paid
to a Loan Party or any of its Subsidiaries for such asset shall be no less than the fair
market value of such asset at the time of such sale and such sale shall be in the best interest of a Loan Party or such Subsidiary, as determined in good faith by the board of directors (or other person performing such functions) of a Loan Party or such
Subsidiary, as the case may be, and (ii) immediately after giving effect to such sales of
assets, no Default shall exist.

     (g) Investments in Other Persons. Make or hold, or permit any of its Subsidiaries to
make or hold, any Investment in any Person, except:

     (i) Investments consisting of Permitted Acquisitions, provided that, immediately after
giving effect to any such Permitted Acquisition, the MLP and its Subsidiaries shall be in
pro forma compliance with the covenants contained in Section 5.04, calculated based
on the financial statements most recently delivered to the Lender Parties pursuant to
Section 5.03 and as though such acquisition had occurred at the beginning of the
four quarter period covered thereby, as evidenced by a certificate of the chief financial
officer (or Person performing similar functions) of the Borrower delivered to the Lender
Parties demonstrating such compliance;

     (ii) Investments in any additional coal reserves, provided that, immediately after
giving effect thereto, the Borrower shall have complied with Section 5.01(i) if
applicable and the MLP and its Subsidiaries shall be in compliance with the covenants
contained in Section 5.04 as evidenced by the monthly report covering such
Investments subsequently delivered pursuant to Section 5.03(l) and the Compliance
Certificates subsequently delivered pursuant to Section 5.03(b) and Section
5.03(c);

     (iii) equity Investments by the Borrower and its Subsidiaries in wholly owned Domestic
Subsidiaries that are not part of a Permitted Acquisition;

     (iv) Investments by the Borrower and its Subsidiaries in Cash Equivalents;

     (v) Investments existing on the date hereof and described on Schedule 4.01(t)
hereto;

     (vi) Investments by the Borrower in Swap Agreements permitted under Section
5.02(c)(iv); and

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     (vii) Investments consisting of Debt among the Loan Parties permitted under Section
5.02(c).

     (h) Restricted Payments. Declare or pay any dividends or distributions, purchase,
redeem, retire, defease or otherwise acquire for value any of its Capital Stock now or hereafter
outstanding, return any capital to its stockholders, partners or members (or the equivalent Persons
thereof) as such, make any distribution of assets, Capital Stock, obligations or securities to its
stockholders, partners or members (or the equivalent Persons thereof) as such, or permit any of its
Subsidiaries to do any of the foregoing, or make any payment of principal of, or interest on, or
payment into a sinking fund for the retirement of, or any defeasance of subordinated debt, or
permit any of its Subsidiaries to purchase, redeem, retire, defease or otherwise acquire for value
any Capital Stock in the MLP or to issue or sell any Capital Stock therein (each of the foregoing,
a “Restricted Payment”), except that so long as no Default or Event of Default shall have occurred and be continuing at the time of such action or would
result therefrom:

     (i) the MLP may declare, make or incur a liability to make quarterly cash distributions
to its partners, provided that the aggregate amount of such quarterly distributions shall
not exceed Available Cash (as defined in the MLP Agreement as in effect on the date hereof)
with respect to the immediately preceding fiscal quarter of the MLP and such quarterly
distributions are otherwise made in accordance with terms of MLP Agreement;

     (ii) the MLP may make payments to the General Partner to reimburse the General Partner
under the Administrative Services Agreement;

     (iii) (A) any Subsidiary Guarantor may declare, make or incur a liability to make any
Restricted Payment to the MLP, to the Borrower or to another Subsidiary Guarantor, (B) any
Subsidiary of the MLP that is not a Subsidiary Guarantor may declare, make or incur a
liability to make any Restricted Payment to the MLP, to the Borrower or to a Subsidiary
Guarantor and (C) any Consolidated Ventures may declare, make or incur a liability to make
any Restricted Payment on the equity interests of the equityholders on a pro rata basis to
the equityholders thereof;

     (iv) the MLP may make non-cash distributions of receivables prior to the IPO as
described in the Registration Statement;

     (v) the MLP may make cash distributions in connection with the IPO in an amount not to
exceed $68,100,000, as such amount may be adjusted to reflect the actual amount of proceeds
that will be distributed in accordance with the Registration Statement;

     (vi) the MLP may make payments to its partners for the redemption of a portion of their
MLP Common Units to the extent of the Net Cash Proceeds from the IPO Shoe;

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     (vii) each of the MLP and each of its Subsidiaries may make distributions of its
Capital Stock as a split or other distribution where the distributions are made on a pro
rata basis to all of its equityholders; and

     (viii) to the extent not included in clause (ii) above, the MLP may make purchases of
MLP Common Units which it intends to use for or to offset the previous dilutive effect of
the issuance of MLP Common Units to participants in its long-term incentive plan made at any
time after the Effective Date, provided that on a rolling twelve month basis (A) the
aggregate number of such MLP Common Units so purchased does not exceed the aggregate number
of MLP Common Units that have vested with such participants and been issued, and (B) the
aggregate purchase price of such MLP Common Units does not exceed $2,000,000. To the extent
the MLP does not expend $2,000,000 in any given rolling twelve month period, the shortfall
may be rolled forward and used in subsequent rolling twelve month periods; provided that,
after giving effect to such roll forward, the aggregate purchase price for MLP Common Units purchased during any rolling
twelve month period pursuant to this clause (viii) shall not exceed $3,000,000.

     (i) Lease Obligations. Create, incur, assume or suffer to exist, or permit any of its
Subsidiaries to create, incur, assume or suffer to exist, any obligations as lessee (excluding for
this purpose obligations as lessee under Capital Leases) for the rental or hire of real or personal
property in connection with any sale and leaseback transaction (except to the extent and not
exceeding the amounts permitted by Section 5.02(f)(iii).

     (j) Amendments of Constitutive Documents. Amend, or permit any of its Subsidiaries to
amend, (i) the Constitutive Documents of the Borrower or any of its Subsidiaries or (ii) the
Constitutive Documents of the MLP or any of its Subsidiaries that are not also Subsidiaries of the
Borrower, in either case in any manner that would adversely affect or impact the rights of the
Administrative Agent or the Lender Parties or could be reasonably expected to have a Material
Adverse Effect.

     (k) Accounting Changes. Make or permit, or permit any of its Subsidiaries to make or
permit, any change in (i) accounting policies or reporting practices, except as required by GAAP or
(ii) its Fiscal Year.

     (l) Prepayments, Etc. of Debt. Prepay, redeem, purchase, defease or otherwise satisfy
prior to the scheduled maturity thereof in any manner any Debt prior to the Term Loan Maturity
Date, excluding prepayments of Debt (i) under the Existing Facility Agreement, (ii) pursuant to the
Loan Documents or (iii) which matures prior to the maturity date of the Revolving Credit Facility,
provided that the face amount of such Debt under clause (iii) shall not exceed $1,000,000 in the
aggregate.

     (m) Partnerships, Etc. Become a general partner in any general or limited partnership
or joint venture, or permit any of its Subsidiaries to do so, except that the Borrower and/or any
of its Subsidiaries may be a general partner in any partnership or joint venture provided such
partnership or such joint venture incurs no Debt or other liability for which the Borrower or such
Subsidiary is liable as guarantor or a provider of any other credit support, or by virtue of its
status as such general partner or joint venturer.

88

 

     (n) Formation of Subsidiaries; Consolidated Ventures. Organize or invest in, or
permit any Subsidiary to organize or invest in, any new Subsidiary except as permitted under
Section 5.02(g)(i) and Section 5.02(g)(iii), or pledge any equity interests in any
Consolidated Ventures.

     (o) Payment Restrictions Affecting Subsidiaries. Enter into or suffer to exist, or
permit any of its Subsidiaries to enter into or suffer to exist, directly or indirectly, any
agreement or arrangement limiting the ability of any of its Subsidiaries to declare or pay
dividends or other distributions in respect of its Capital Stock or repay or prepay any Debt owed
to, make loans or advances to, or otherwise transfer assets to or invest in, the Borrower or any
Subsidiary of the Borrower (whether through a covenant restricting dividends, loans, asset
transfers or investments, a financial covenant or otherwise), except the Loan Documents and except
with respect to Consolidated Ventures.

     (p) Transactions with Affiliates. Enter into, or permit any of its Subsidiaries to
enter into, directly or indirectly, any transaction or group of related transactions (including
without limitation the purchase, lease, sale or exchange of properties of any kind or the rendering
of any service) with any Affiliate, except for the IPO Transactions and otherwise except in the
ordinary course or pursuant to the reasonable requirements of the Borrower’s or such Subsidiary’s
business, in each case upon fair and reasonable terms no less favorable (taken as a whole, as
determined in good faith by the board of directors of the General Partner or its Conflicts
Committee) to the Borrower or such Subsidiary than would be obtainable in a comparable arm’s-length
transaction with a Person not an Affiliate. For the avoidance of doubt, this provision shall not
restrict the continued operation of the General Partner and the Loan Parties under and pursuant to
the Administrative Services Agreement or the continued operation of the Borrower and Tunnell Hill
Reclamation LLC under and pursuant to the existing environmental services agreement and mining
agreement, as both are in effect on the date hereof.

     (q) Use of Proceeds. Permit the proceeds of the Borrowings to be used for any purpose
other than those permitted by Section 2.14. Neither the Borrower nor any Person acting on
behalf of the Borrower has taken or will take any action which might cause any of the Loan
Documents to violate Regulations T, U or X or any other regulation of the Board or to violate
Section 7 of the Securities Exchange Act of 1934 or any rule or regulation thereunder, in each case
as now in effect or as the same may hereinafter be in effect. If requested by the Administrative
Agent, the Borrower will furnish to the Administrative Agent and each Lender a statement to the
foregoing effect in conformity with the requirements of FR Form U-1 or such other form referred to
in Regulation U, Regulation T or Regulation X of the Board, as the case may be.

     Section 5.03 Reporting Requirements. So long as any Advance or any other monetary
obligation of any Loan Party under any Loan Document shall remain unpaid, any Letter of Credit
shall be outstanding or any Lender Party shall have any Commitment hereunder, the Borrower shall
furnish to the Administrative Agent:

     (a) Default Notice. As soon as possible and in any event within five Business Days
after any Responsible Officer has actual knowledge of the occurrence of each Default or any event,
development or occurrence reasonably likely to have a Material Adverse Effect continuing

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on the date of such statement, a statement of the chief financial officer (or Person performing similar
functions) of the MLP (or the General Partner) setting forth details of such Default and the action
that the MLP has taken and proposes to take with respect thereto.

     (b) Annual Financial Statements. As soon as available and in any event within 90 days
after the end of each Fiscal Year (provided that, if different, such time period shall
automatically be modified to be the same as the time period applicable for Commission annual
reporting), a copy of the annual audit report for such year for the MLP and its Subsidiaries,
including therein a Consolidated balance sheet of the MLP and its Subsidiaries as of the end of
such Fiscal Year and a Consolidated statement of operations and a Consolidated statement of cash
flows of the MLP and its Subsidiaries for such Fiscal Year, in each case accompanied by an opinion
reasonably acceptable to the Required Lenders of Grant Thornton or other independent
public accountants of recognized standing acceptable to the Required Lenders, together with
(i) a clean, unqualified audit opinion or alternatively, if, in the opinion of such accounting
firm, a Default has occurred and is continuing, a statement as to the nature thereof, (ii) a
Compliance Certificate and a schedule in form reasonably satisfactory to the Administrative Agent
of the computations, if any, used by such accountants in determining, as of the end of such Fiscal
Year, compliance with the covenants contained in Section 5.04, provided that, in the event
of any change in GAAP used in the preparation of such financial statements, the Borrower shall also
provide, if necessary for the determination of compliance with Section 5.04, a statement of
reconciliation conforming such financial statements to GAAP, and (iii) a certificate of the chief
financial officer (or Person performing similar functions) of the MLP (or General Partner) stating
that no Default has occurred and is continuing or, if a default has occurred and is continuing, a
statement as to the nature thereof and the action that the MLP has taken and proposes to take with
respect thereto.

     (c) Quarterly Financial Statements. As soon as available and in any event within 45
days after the end of each of the first three quarters of each Fiscal Year (provided that, if
different, such time period shall automatically be modified to be the same as the time period
applicable for Commission quarterly reporting), either (i) a Consolidated balance sheet of the MLP
and its Subsidiaries as of the end of such quarter and a Consolidated statement of operations and a
Consolidated statement of cash flows of the MLP and its Subsidiaries for the period commencing at
the end of the previous fiscal quarter and ending with the end of such fiscal quarter and a
Consolidated statement of operations and a Consolidated statement of cash flows of the MLP and its
Subsidiaries for the period commencing at the end of the previous Fiscal Year and ending with the
end of such quarter, setting forth in each case in comparative form the corresponding figures for
the corresponding date or period of the preceding Fiscal Year, or alternatively (ii) such financial
statements as are filed with the Commission for each of the first three quarters of such Fiscal
Year, all in reasonable detail and duly certified (subject to the absence of footnotes and to
normal year-end audit adjustments) by the chief financial officer (or Person performing similar
functions) of the MLP (or the General Partner) as having been prepared in accordance with GAAP,
together with (i) a Compliance Certificate and (ii) a schedule in a form reasonably satisfactory to
the Administrative Agent of the computations used by the Borrower in determining compliance with
the covenants contained in Section 5.04, provided that, in the event of any change in GAAP
used in the preparation of such financial statements, the Borrower shall also provide, if necessary
for the determination of compliance with Section 5.04, a statement of reconciliation
conforming such financial statements to GAAP.

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     (d) Annual Financial Projections. As soon as available and in any event no later than
60 days after the end of each Fiscal Year, Financial Projections.

     (e) Litigation. Promptly after any Responsible Officer has actual knowledge of the
commencement thereof, notice of all actions, suits, investigations, litigation and proceedings
before any Governmental Authority affecting the General Partner, any Loan Party or any of its
Subsidiaries, including any Environmental Action, that (i) would be reasonably expected to have a
Material Adverse Effect or (ii) purports to affect the legality, validity or enforceability of any
Transaction Document or the consummation of the Transaction, and promptly after the occurrence
thereof, notice of any material adverse change in the status or the financial effect on
the General Partner, or any Loan Party or any of its Subsidiaries, of the Disclosed Litigation
from that described on Schedule 4.01(f) hereto.

     (f) Securities Reports. Promptly after the sending or filing thereof, copies of all
proxy statements, financial statements and reports that the MLP sends to its stockholders, partners
or members, and copies of all regular, periodic and special reports, and all registration
statements, that the MLP files with the Commission or any governmental authority that may be
substituted therefor, or with any national securities exchange, provided that the reporting
requirement of this clause (f) shall be satisfied if the Borrower notifies the Administrative Agent
that such materials have become publicly available on a web site identified in such notice.

     (g) ERISA.

     (i) ERISA Events and ERISA Reports. (A) Promptly and in any event within 10
days after any Loan Party or any ERISA Affiliate of any Loan Party knows or has reason to
know that any ERISA Event has occurred, a statement of the chief financial officer (or
Person performing similar functions) of the MLP (or the General Partner) describing such
ERISA Event and the action, if any, that such Loan Party or such ERISA Affiliate has taken
and proposes to take with respect thereto, and (B) on the date any records, documents or
other information must be furnished to the PBGC with respect to any Plan pursuant to Section
4010 of ERISA, a copy of such records, documents and information.

     (ii) Plan Terminations. Promptly and in any event within two Business Days
after receipt thereof by any Loan Party or any ERISA Affiliate of any Loan Party, copies of
each notice from the PBGC stating its intention to terminate any Plan or to have a trustee
appointed to administer any Plan.

     (iii) Plan Annual Reports. Promptly and in any event within 30 days after the
filing thereof with the Internal Revenue Service, copies of each Schedule B (Actuarial
Information) to the annual report (Form 5500 Series) with respect to each Plan.

     (iv) Multiemployer Plan Notices. Promptly and in any event within five
Business Days after receipt thereof by any Loan Party or any ERISA Affiliate of any Loan
Party from the sponsor of a Multiemployer Plan, copies of each notice concerning (A) the
imposition of Withdrawal Liability by any such Multiemployer Plan, (B) the reorganization or
termination, within the meaning of Title IV of ERISA, of any such

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Multiemployer Plan or (C) the amount of liability incurred, or that may be incurred, by such Loan Party or any such
ERISA Affiliate in connection with any event described in clause (A) or (B).

     (h) Environmental Conditions. Promptly after any Responsible Officer has actual
knowledge of the assertion or occurrence thereof, notice of any material Environmental Action
against or of any noncompliance by any Loan Party or any of its Subsidiaries with any Environmental
Law or Environmental Permit.

     (i) Notices of Certain Changes. Promptly, but in any event within five (5) Business
Days after the execution thereof, copies of any amendment, modification or supplement to any
organizational document of a Loan Party or any of its Subsidiaries.

     (j) Coal and Mining Agreements. Promptly after the occurrence thereof, notice of any
material change other than in the ordinary course of business to any material coal sales agreement
or material contract, material contract mining agreement or material coal purchase agreements to
which the Borrower or any of its Subsidiaries is a party.

     (k) Other Information. Such other information respecting the business, condition
(financial or otherwise), operations, performance, properties or prospects of any Loan Party or any
of its Subsidiaries as the Administrative Agent, or any Lender Party through the Administrative
Agent, may from time to time reasonably request.

     (l) Monthly Acquisition Report. Within thirty (30) days after the last day of the
month, a report listing all material acquisitions of fee and leasehold interests in Coal Business
real property acquired during such month by the MLP and its Subsidiaries, accompanied by a
certificate of the chief financial officer (or Person performing similar functions) certifying
compliance with Section 5.02(g)(iii).

     (m) Mine Inspection Report. Within forty-five (45) days after the each fiscal quarter
of each Fiscal Year, a mine inspection report, in form, substance and detail satisfactory to the
Administrative Agent and consistent with past credit facility reporting practices, from a mine
inspection firm satisfactory to the Administrative Agent, setting forth a statement of the costs
and expenses of conducting the reclamation activities, if any, at each parcel, lot or tract of real
property owned, leased or used by the Loan Parties and their Subsidiaries required by all
applicable Reclamation Laws, together with the face amount of the surety, reclamation or similar
bonds securing the obligations of the Loan Parties and their Subsidiaries with respect to each such
parcel, lot or tract.

     Section 5.04 Financial Covenants. So long as any Advance or any other obligation of
any Loan Party under any Loan Document shall remain unpaid, any Letter of Credit shall be
outstanding or any Lender Party shall have any Commitment hereunder, the MLP shall:

     (a) Leverage Ratio. Maintain, at all times, a Leverage Ratio of not more than
2.75:1.0.

     (b) Interest Coverage Ratio. Maintain, at all times, an Interest Coverage Ratio of
not less than 4.0:1.0.

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     (c) Maximum Capital Expenditures. Not make, or permit any of its Subsidiaries to
make, any Capital Expenditures that would cause the aggregate of all Capital Expenditures made by
the MLP and its Subsidiaries in any period set forth below to exceed the amount set forth below for
such period (the “Scheduled Amount”):

	 	 	 	 	 
	Period of Fiscal	 	Capital Expenditure	 
	Year Ending	 	Amount	 
	December 31, 2010*
	 	$	17,000,000	 
	December 31, 2011
	 	$	40,000,000	 
	December 31, 2012
	 	$	45,000,000	 
	December 31, 2013
	 	$	45,000,000	 
	December 31, 2014
	 	$	40,000,000	 

 

			
	*	 	For the period of such Fiscal Year from the Effective Date on.

provided, however, that (i) the amount of Capital Expenditures that may be made in any Fiscal Year
shall be increased above the Scheduled Amount by the aggregate amount of Net Cash Proceeds received
in such Fiscal Year from the issuance of equity of the MLP (the “Equity Proceeds”) and, to the
extent the Equity Proceeds are not spent in such Fiscal Year (such unspent amount, the “Unused
Equity Proceeds”), the amount of Capital Expenditures that may be made in the immediately
succeeding Fiscal Year, and only for such immediately succeeding Fiscal Year, shall be increased
above the Scheduled Amount by the amount of such Unused Equity Proceeds and (ii) if, for any Fiscal
Year set forth above, the Scheduled Amount specified for such Fiscal Year exceeds the aggregate
amount of Capital Expenditures made by the MLP and its Subsidiaries during such Fiscal Year which
are applied to the Scheduled Amount (the amount of such excess being the “Excess Amount”), the
Borrower and its Subsidiaries shall be entitled to make additional Capital Expenditures in the
immediately succeeding Fiscal Year, and only for such immediately succeeding Fiscal Year, in an
amount equal to such Excess Amount, but not to exceed $10,000,000; provided that, solely for
purposes of calculating the Excess Amount with regard to the Fiscal Year Ending December 31, 2010,
the Scheduled Amount shall be deemed to be $15,000,000.

     In this regard, for the Capital Expenditures made by the MLP and its Subsidiaries in any
Fiscal Year, they shall be applied to amounts available for Capital Expenditures in such Fiscal
Year in the following order: first to any Excess Amount, next to any Unused Equity Proceeds, then
to the Scheduled Amount and finally to any Equity Proceeds. Notwithstanding the foregoing, only
20% of the Scheduled Amount may be utilized for property owned or leased by Capital Expenditures
for Consolidated Ventures. For purposes of calculating Capital Expenditures under the foregoing,
(i) the Consolidated Venture Percentage Share of the Capital Expenditures of any Consolidated
Venture shall be included and (ii) the present value of all future minimum lease payments of
equipment leased pursuant to an operating lease during any Fiscal Year shall be deducted from the
maximum aggregate Capital Expenditures permitted for such Fiscal Year hereunder. For the avoidance
of doubt, (i) expenditures which are a part of the IPO Transactions in an amount equal to (A)
$32,100,000 for lease buyouts as such amount may be adjusted to reflect the actual such amount in
accordance with the Registration Statement and (B) $24,700,000 for equipment purchases, (ii)
Investments permitted under Section 5.02(g)(i)

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and/or under Section 5.02(g)(ii), (iii) applications of Net Cash Proceeds from Asset Sales which except such Net Cash Proceeds from
the mandatory prepayment requirement of Section 2.06(c)(i), and (iv) applications of Net
Cash Proceeds from any Material Recovery Event which except such Net Cash Proceeds from the
mandatory prepayment requirement of Section 2.06(c)(iv) shall not be included in
calculating Capital Expenditures for purposes of this Section 5.04(c).

ARTICLE VI

EVENTS OF DEFAULT

     Section 6.01 Events of Default. If any of the following events (“Events of Default”)
shall occur and be continuing:

     (a) (i) the Borrower shall fail to pay any principal of any Advance when the same shall become
due and payable or (ii) the Borrower shall fail to pay any interest on any Advance, or any Loan
Party shall fail to make any other payment under any Loan Document, in each case under this clause
(ii) within five Business Days after the same becomes due and payable;

     (b) any representation or warranty made in writing by any Loan Party (or any of its officers
or persons performing similar functions) under or in connection with any Loan Document (including,
without limitation, in any certificate or financial information delivered pursuant thereto) shall
prove to have been incorrect in any material respect when made or any financial projections
prepared by or on behalf of any Loan Party and made available in writing to the Administrative
Agent or any Lender Party shall prove not to have been prepared in good faith based upon
assumptions that were reasonable at the time made and at the time made available to the
Administrative Agent;

     (c) the Borrower shall fail to perform or observe any term, covenant or agreement contained in
Section 2.14, Section 2.15(a)(ii), Section 5.01(d) or Section
5.01(e), Section 5.02, Section 5.03(a) or Section 5.04;

     (d) any Loan Party shall fail to perform or observe any other term, covenant or agreement
contained in any Loan Document on its part to be performed or observed if such failure shall remain
unremedied for 30 days after the earlier of the date on which (i) a Responsible Officer becomes
aware of such failure or (ii) written notice thereof shall have been given to the Borrower by the
Administrative Agent or any Lender Party;

     (e) any Loan Party or any of its Subsidiaries shall fail to pay any principal of, premium or
interest on or any other amount payable in respect of any Debt of such Loan Party or such
Subsidiary (as the case may be) that is outstanding in a principal amount (or, in the case of any
Swap Agreement, the value of obligations under such Swap Agreement) of at least $500,000 either
individually or in the aggregate (but excluding Debt outstanding hereunder), when the same becomes
due and payable (whether by scheduled maturity, required prepayment, acceleration, demand or
otherwise), and such failure shall continue after the applicable grace period, if any, specified in
the agreement or instrument relating to such Debt; or any other event shall occur or condition
shall exist under any agreement or instrument relating to any such Debt,

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if the effect of such event or condition is to accelerate, or to permit the acceleration of, the maturity of such Debt or
otherwise to cause, or to permit the holder thereof to cause, such Debt to mature; or any such Debt
shall be declared to be due and payable or required to be prepaid or redeemed (other than by a
regularly scheduled required prepayment or redemption), purchased or defeased, or an offer to prepay, redeem, purchase or defease such Debt shall be required to be
made, in each case prior to the stated maturity thereof;

     (f) any Loan Party or any of its Subsidiaries or the General Partner shall generally not pay
its debts as such debts become due, or shall admit in writing its inability to pay its debts
generally, or shall make a general assignment for the benefit of creditors; or any proceeding shall
be instituted by or against any Loan Party or any of its Subsidiaries or the General Partner
seeking to adjudicate it a bankrupt or insolvent, or seeking liquidation, winding up,
reorganization, arrangement, adjustment, protection, relief, or composition of it or its debts
under any law relating to bankruptcy, insolvency or reorganization or relief of debtors, or seeking
the entry of an order for relief or the appointment of a receiver, trustee or other similar
official for it or for any substantial part of its property and, in the case of any such proceeding
instituted against it (but not instituted by it) that is being diligently contested by it in good
faith, either such proceeding shall remain undismissed or unstayed for a period of 60 days or any
of the actions sought in such proceeding (including, without limitation, the entry of an order for
relief against, or the appointment of a receiver, trustee, custodian or other similar official for,
it or any substantial part of its property) shall occur; or any Loan Party or any of its
Subsidiaries or the General Partner shall take any corporate, partnership or limited liability
company action to authorize any of the actions set forth above in this clause (f);

     (g) any judgments or orders, either individually or in the aggregate, for the payment of money
in excess of $500,000 shall be rendered against any Loan Party or any of its Subsidiaries and
either (i) enforcement proceedings shall have been commenced by any creditor upon such judgment or
order or (ii) there shall be any period of 60 consecutive days during which a stay of enforcement
of such judgment or order, by reason of a pending appeal or otherwise, shall not be in effect;
provided, however, that any such judgment or order shall not be an Event of Default under this
clause (g) if and for so long as (A) the amount of such judgment or order is covered by a valid and
binding policy of insurance between the defendant and the insurer covering payment thereof and (B)
such insurer, which shall be rated at least “A” by A.M. Best Company at the time such insurance
policy is issued to such Loan Party, has been notified of, and has not disputed the claim made for
payment of, the amount of such judgment or order;

     (h) any non-monetary judgment or order shall be rendered against any Loan Party or any of its
Subsidiaries that would be reasonably expected to have a Material Adverse Effect, and there shall
be any period of 60 consecutive days during which a stay of enforcement of such judgment or order,
by reason of a pending appeal or otherwise, shall not be in effect;

     (i) any provision of any Loan Document after delivery thereof pursuant to Section 3.01
or Section 5.01(i) shall for any reason cease to be valid and binding on or enforceable
against any Loan Party a party thereto in any material respect, or any such Loan Party shall so
state in writing;

     (j) a Change of Control shall occur;

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     (k) any Loan Party or any ERISA Affiliate of such Loan Party shall incur, or shall be
reasonably likely to incur, liability in excess of $500,000 in the aggregate as a result of one or
more of the following: (i) the occurrence of any ERISA Event; (ii) the partial or complete
withdrawal of a Loan Party or any ERISA Affiliate of such Loan Party from a Multiemployer
Plan; or (iii) the reorganization or termination of a Multiemployer Plan; or

     (l) an assertion shall be made by any Person in any court proceeding or by any governmental
authority or agency against any Loan Party or any of its Subsidiaries of any claims or liabilities,
whether accrued, absolute or contingent, based on or arising under any Environmental Law that is
reasonably likely to be determined adversely to such Loan Party or any of its Subsidiaries, and the
amount thereof (either individually or in the aggregate) would be reasonably expected to have a
Material Adverse Effect (insofar as such amount is payable by such Loan Party or any of its
Subsidiaries but after deducting any portion thereof that is reasonably expected to be paid by
other creditworthy Persons jointly and severally liable therefor);

then, and in any such event, the Administrative Agent (i) shall at the request, or may with the
consent, of the Required Lenders, by notice to the Borrower, declare the Commitments of each Lender
Party and the obligation of each Lender Party to make Advances (other than Letter of Credit
Advances by an Issuing Bank or a Lender pursuant to Section 2.03(c) and Swing Line Advances
by a Lender pursuant to Section 2.02(b)) and of the Issuing Bank to issue Letters of Credit
to be terminated, whereupon the same shall forthwith terminate, and (ii) shall at the request, or
may with the consent, of the Required Lenders, (A) by notice to the Borrower, declare the Advances,
all interest thereon and all other amounts payable under this Agreement and the other Loan
Documents to be forthwith due and payable, whereupon the Notes, all such interest and all such
amounts shall become and be forthwith due and payable, without presentment, demand, protest or
further notice of any kind, all of which are hereby expressly waived by the Borrower, and (B) by
notice to each party required under the terms of any agreement in support of which a Standby Letter
of Credit is issued, request that all Obligations under such agreement be declared to be due and
payable; provided, however, that, in the event of an actual or deemed entry of an order for relief
with respect to the Borrower under the Federal Bankruptcy Code, (I) the Commitments of each Lender
Party and the obligation of each Lender Party to make Advances (other than Letter of Credit
Advances by an Issuing Bank or Lender pursuant to Section 2.03(c) and Swing Line Advances
by a Lender pursuant to Section 2.02(b)) and of the Issuing Bank to issue Letters of Credit
shall automatically be terminated and (II) the Advances, all such interest and all such amounts
shall automatically become and be due and payable, without presentment, demand, protest or any
notice of any kind, all of which are hereby expressly waived by the Borrower.

     Section 6.02 Actions in Respect of the Letters of Credit Upon Default. If any Event
of Default shall have occurred and be continuing, the Administrative Agent may, or shall at the
request of the Required Lenders, irrespective of whether it is taking any of the actions described
in Section 6.01 or otherwise, make demand upon the Borrower to, and forthwith upon such
demand the Borrower shall, pay to the Administrative Agent on behalf of the Lender Parties in same
day funds at the Administrative Agent’s office designated in such demand, for deposit into an
account specified by the Administrative Agent, an amount equal to the aggregate Available Amount of
all Letters of Credit then outstanding, provided, however, that, in the event of an

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actual or deemed entry of an order for relief with respect to the Borrower under the Federal Bankruptcy Code,
an amount equal to the aggregate Available Amount of all outstanding Letters of Credit shall be immediately due and payable to the Administrative Agent
for the account of the Lenders without notice to or demand upon the Borrower, both of which are
expressly waived by the Borrower, to be held in an account specified by the Administrative Agent.
If at any time the Administrative Agent determines that any funds held in such account are subject
to any right or claim of any Person other than the Administrative Agent and the Lender Parties or
that the total amount of such funds is less than the aggregate Available Amount of all Letters of
Credit, the Borrower shall, forthwith upon demand by the Administrative Agent, pay to the
Administrative Agent, as additional funds to be deposited and held in such account, an amount equal
to the excess of (a) such aggregate Available Amount over (b) the total amount of funds, if any,
then held in such account that the Administrative Agent determines to be free and clear of any such
right and claim. Upon the drawing of any Letter of Credit for which funds are on deposit in such
account, such funds shall be applied to reimburse the relevant Issuing Bank or Lenders, as
applicable, to the extent permitted by applicable law. If (a)(i) all Letters of Credit for which
funds are on deposit in such account have expired or been terminated and (ii) no Default shall then
be continuing or (b)(i) if the Commitments of each Lender Party and the obligation of each Lender
Party to make Advances and of the Issuing Bank to issue Letters of Credit shall have been
terminated and (ii) all other Obligations shall have been satisfied in full in cash, then the
Administrative Agent shall, within 14 days, return to the Borrower all such monies then remaining
in such account.

ARTICLE VII

ADMINISTRATIVE AGENT

     Section 7.01 Appointment and Authority. Each Lender Party hereby irrevocably appoints
Citicorp USA, Inc. to act on its behalf as the Administrative Agent hereunder and under the other
Loan Documents and authorizes the Administrative Agent to take such actions on its behalf and to
exercise such powers as are delegated to the Administrative Agent by the terms hereof or thereof,
together with such actions and powers as are reasonably incidental thereto. The provisions of this
Article VII are solely for the benefit of the Administrative Agent and the Lender Parties,
and neither the Borrower nor any other Loan Party shall have rights as a third party beneficiary of
any of such provisions.

     Section 7.02 Administrative Agent Individually.

     (a) The Person serving as the Administrative Agent hereunder shall have the same rights and
powers in its capacity as a Lender Party as any other Lender Party and may exercise the same as
though it were not the Administrative Agent and the term “Lender Party” or “Lender Parties” shall,
unless otherwise expressly indicated or unless the context otherwise requires, include the Person
serving as the Administrative Agent hereunder in its individual capacity. Such Person and its Affiliates may accept deposits from, lend money to, act as the financial
advisor or in any other advisory capacity for and generally engage in any kind of business with the
MLP or any of its Subsidiaries or other Affiliates thereof as if such Person were not the
Administrative Agent hereunder and without any duty to account therefor to the Lender Parties.

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     (b) Each Lender Party understands that the Person serving as the Administrative Agent, acting
in its individual capacity, and its Affiliates (collectively, the “Agent’s Group”) are engaged in a
wide range of financial services and businesses (including investment management, financing,
securities trading, corporate and investment banking and research) (such services and businesses
are collectively referred to in this Section 7.02(b) as “Activities”) and may engage in the
Activities with or on behalf of one or more of the Loan Parties or their respective Subsidiaries or
other Affiliates. Furthermore, the Agent’s Group may, in undertaking the Activities, engage in
trading in financial products or undertake other investment businesses for its own account or on
behalf of others (including the Loan Parties and their Subsidiaries or other Affiliates and
including holding, for its own account or on behalf of others, equity, debt and similar positions
in the MLP or any of its Subsidiaries or their respective Affiliates), including trading in or
holding long, short or derivative positions in securities, loans or other financial products of one
or more of the Loan Parties and their Subsidiaries and other Affiliates. Each Lender Party
understands and agrees that, in engaging in the Activities, the Agent’s Group may receive or
otherwise obtain information concerning the Loan Parties and their Subsidiaries or other Affiliates
(including information concerning the ability of the Loan Parties to perform their respective
Obligations hereunder and under the other Loan Documents), which information may not be available
to any of the Lender Parties that are not members of the Agent’s Group. Neither the Administrative
Agent nor any member of the Agent’s Group shall have any duty to disclose to any Lender Party or
use on behalf of the Lender Parties, and they shall not be liable for the failure to so disclose or
use, any information whatsoever about or derived from the Activities or otherwise (including any
information concerning the business, prospects, operations, property, financial and other condition
or creditworthiness of any Loan Party or any of their Subsidiaries or other Affiliates) or to
account for any revenue or profits obtained in connection with the Activities, except that the
Administrative Agent shall deliver or otherwise make available to each Lender Party such documents
as are expressly required by any Loan Document to be transmitted by the Administrative Agent to the
Lender Parties.

     (c) Each Lender Party further understands that there may be situations where members of the
Agent’s Group or their respective customers (including the Loan Parties and their Subsidiaries and
other Affiliates) either now have or may in the future have interests or take actions that may
conflict with the interests of any one or more of the Lender Parties (including the interests of
the Lender Parties hereunder and under the other Loan Documents). Each Lender Party agrees that no
member of the Agent’s Group is or shall be required to restrict its activities as a result of the
Person serving as the Administrative Agent being a member of the Agent’s Group, and that each
member of the Agent’s Group may undertake any Activities without further consultation with or
notification to any Lender Party. None of (i) this Agreement nor any other Loan Document, (ii) the
receipt by the Agent’s Group of information concerning the Loan Parties and their Subsidiaries and
other Affiliates (including information concerning the ability of the Loan Parties to perform their
respective Obligations hereunder and under the other Loan Documents) or (iii) any other matter
shall give rise to any fiduciary, equitable or contractual duties (including without limitation any
duty of trust or confidence) owing by the Administrative Agent or any other member of the Agent’s Group to any Lender Party including any such duty
that would prevent or restrict the Agent’s Group from acting on behalf of customers (including the
Loan Parties and their Subsidiaries and other Affiliates) or for its own account.

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     Section 7.03 Duties of Administrative Agent; Exculpatory Provisions. The
Administrative Agent’s duties hereunder and under the other Loan Documents are solely ministerial
and administrative in nature and the Administrative Agent shall not have any duties or obligations
except those expressly set forth herein and in the other Loan Documents. Without limiting the
generality of the foregoing, the Administrative Agent shall not have any duty to take any
discretionary action or exercise any discretionary powers, but shall be required to act or refrain
from acting (and shall be fully protected in so acting or refraining from acting) upon the written
direction of the Required Lenders (or such other number or percentage of the Lenders as shall be
expressly provided for herein or in the other Loan Documents), provided that the Administrative
Agent shall not be required to take any action that, in its opinion or the opinion of its counsel,
may expose the Administrative Agent or any of its Affiliates to liability or that is contrary to
any Loan Document or applicable law.

     (b) The Administrative Agent shall not be liable for any action taken or not taken by it (i)
with the consent or at the request of the Required Lenders (or such other number or percentage of
the Lenders as shall be necessary, or as the Administrative Agent shall believe in good faith shall
be necessary, under the circumstances as provided in Article VI or Section 8.01) or
(ii) in the absence of its own gross negligence or willful misconduct. The Administrative Agent
shall be deemed not to have knowledge of any Default or the event or events that give or may give
rise to any Default unless and until the Borrower or any Lender Party shall have given notice to
the Administrative Agent describing such Default or such event or events.

     (c) Neither the Administrative Agent nor any other member of the Agent’s Group shall be
responsible for or have any duty to ascertain or inquire into (i) any statement, warranty,
representation or other information made or supplied in or in connection with this Agreement, any
other Loan Document or the Information Memorandum, (ii) the contents of any certificate, report or
other document delivered hereunder or thereunder or in connection herewith or therewith or the
adequacy, accuracy and/or completeness of the information contained therein, (iii) the performance
or observance of any of the covenants, agreements or other terms or conditions set forth herein or
therein or the occurrence of any Default, (iv) the validity, enforceability, effectiveness or
genuineness of this Agreement, any other Loan Document or any other agreement, instrument or
document or the perfection or priority of any Lien or security interest created or purported to be
created by the Security Documents or (v) the satisfaction of any condition set forth in Article
III or elsewhere herein, other than (but subject to the foregoing clause (ii)) to confirm
receipt of items expressly required to be delivered to the Administrative Agent.

     (d) Nothing in this Agreement or any other Loan Document shall require the Administrative
Agent or any of its Related Parties to carry out any “know your customer” or other checks in
relation to any Person on behalf of any Lender Party and each Lender Party confirms to the
Administrative Agent that it is solely responsible for any such checks it is
required to carry out and that it may not rely on any statement in relation to such checks
made by the Administrative Agent or any of its Related Parties.

     Section 7.04 Reliance by Administrative Agent. The Administrative Agent shall be
entitled to rely upon, and shall not incur any liability for relying upon, any notice, request,
certificate, consent, statement, instrument, document or other writing (including any electronic

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message, Internet or intranet website posting or other distribution) believed by it to be genuine
and to have been signed, sent or otherwise authenticated by the proper Person. The Administrative
Agent also may rely upon any statement made to it orally or by telephone and believed by it to have
been made by the proper Person, and shall not incur any liability for relying thereon. In
determining compliance with any condition hereunder to the making of an Advance, or the issuance of
a Letter of Credit, that by its terms must be fulfilled to the satisfaction of a Lender Party, the
Administrative Agent may presume that such condition is satisfactory to such Lender Party unless an
officer of the Administrative Agent responsible for the transactions contemplated hereby shall have
received notice to the contrary from such Lender Party prior to the making of such Advance or the
issuance of such Letter of Credit, and in the case of a Borrowing such Lender Party shall not have
made available to the Administrative Agent such Lender Party’s ratable portion of such Borrowing.
The Administrative Agent may consult with legal counsel (who may be counsel for the MLP or any of
its Subsidiaries or other Affiliates), independent accountants and other experts selected by it,
and shall not be liable for any action taken or not taken by it in accordance with the advice of
any such counsel, accountants or experts.

     Section 7.05 Indemnification.

     (a) Each Lender Party severally agrees to indemnify the Administrative Agent (to the extent
not promptly reimbursed by the Borrower) from and against such Lender Party’s ratable share
(determined as of the date the event or circumstance giving rise to such Indemnified Cost (as
defined below) occurred as provided below) of any and all liabilities, obligations, losses,
damages, penalties, actions, judgments, suits, costs, expenses or disbursements of any kind or
nature whatsoever that may be imposed on, incurred by, or asserted against the Administrative Agent
in any way relating to or arising out of the Loan Documents or any action taken or omitted by the
Administrative Agent under the Loan Documents (collectively, the “Indemnified Costs”); provided,
however, that no Lender Party shall be liable for any portion of such liabilities, obligations,
losses, damages, penalties, actions, judgments, suits, costs, expenses or disbursements resulting
from the Administrative Agent’s gross negligence or willful misconduct as found in a final,
non-appealable judgment by a court of competent jurisdiction. Without limitation of the foregoing,
each Lender Party agrees to reimburse the Administrative Agent promptly upon demand for its ratable
share of any costs and expenses (including, without limitation, fees and expenses of counsel),
payable by the Borrower under Section 8.05, to the extent that the Administrative Agent is
not promptly reimbursed for such costs and expenses by the Borrower. In the case of any
investigation, litigation or proceeding giving rise to any Indemnified Costs, this Section
7.05 applies whether any such investigation, litigation or proceeding is brought by any Lender
Party or any other Person.

     (b) Each Lender Party severally agrees to indemnify the Issuing Bank (to the extent not
promptly reimbursed by the Borrower) from and against such Lender Party’s ratable share (determined
as of the date the event or circumstance giving rise to such Indemnified Cost occurred as provided
below) of any and all liabilities, obligations, losses, damages, penalties, actions, judgments,
suits, costs, expenses or disbursements of any kind or nature whatsoever that may be imposed on,
incurred by, or asserted against the Issuing Bank in any way relating to or arising out of the Loan
Documents or any action taken or omitted by the Issuing Bank under the Loan Documents; provided,
however, that no Lender Party shall be liable for any portion of such

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liabilities, obligations,losses, damages, penalties, actions, judgments, suits, costs, expenses or disbursements resulting
from the Issuing Bank’s gross negligence or willful misconduct as found in a final, non-appealable
judgment by a court of competent jurisdiction. Without limitation of the foregoing, each Lender
Party agrees to reimburse the Issuing Bank promptly upon demand for its ratable share of any costs
and expenses (including, without limitation, fees and expenses of counsel), payable by the Borrower
under Section 8.05, to the extent that the Issuing Bank is not promptly reimbursed for such
costs and expenses by the Borrower.

     (c) For purposes of this Section 7.05, the Lender Parties’ respective ratable shares
of any amount shall be determined, at any time, according to the sum of (i) the aggregate principal
amount of the Advances outstanding at such time and owing to the respective Lender Parties, (ii)
their respective Revolving Pro Rata Shares of the aggregate Available Amount of all Letters of
Credit outstanding at such time and (iii) their respective Unused Revolving Credit Commitments at
such time; provided that the aggregate principal amount of Swing Line Advances owing to the Swing
Line Bank and of Letter of Credit Advances owing to the Issuing Bank shall be considered to be owed
to the Lenders ratably in accordance with their respective Revolving Credit Commitments. The
failure of any Lender Party to reimburse the Administrative Agent or the Issuing Bank, as the case
may be, promptly upon demand for its ratable share of any amount required to be paid by the Lender
Parties to the Administrative Agent or the Issuing Bank, as the case may be, as provided herein
shall not relieve any other Lender Party of its obligation hereunder to reimburse such Agent or the
Issuing Bank, as the case may be, for its ratable share of such amount, but no Lender Party shall
be responsible for the failure of any other Lender Party to reimburse such Agent or the Issuing
Bank, as the case may be, for such other Lender Party’s ratable share of such amount. Without
prejudice to the survival of any other agreement of any Lender Party hereunder, the agreement and
obligations of each Lender Party contained in this Section 7.05 shall survive the payment
in full of principal, interest and all other amounts payable hereunder and under the other Loan
Documents and the fulfillment of all obligations in connection with the Fee Letter with respect
hereto.

     Section 7.06 Delegation of Duties. The Administrative Agent may perform any and all
of its duties and exercise its rights and powers hereunder or under any other Loan Document by or
through any one or more sub-agents appointed by the Administrative Agent. The Administrative Agent
and any such sub-agent may perform any and all of their duties and exercise their rights and powers
by or through their respective Related Parties. Each such sub-agent and the Related Parties of the
Administrative Agent and each such sub-agent shall be entitled to the benefits of all provisions of
this Article VII and Section 8.05 (as though such sub-agents were the
“Administrative Agent” under the Loan Documents) as if set forth in full herein with respect
thereto.

     Section 7.07 Resignation of Administrative Agent, Issuing Bank or Swing Line Bank.

     (a) The Administrative Agent may at any time give notice of its resignation to the Lender
Parties and the Borrower. Upon receipt of any such notice of resignation, the Required Lenders
shall have the right, in consultation with the Borrower, to appoint a successor, which shall be a
commercial bank organized under the laws of the United States or of any State thereof and having a
combined capital and surplus of at least $250,000,000. If no such successor shall

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have been so appointed by the Required Lenders and shall have accepted such appointment within the Lender Party
Appointment Period, then the resigning Administrative Agent may on behalf of the Lender Parties
appoint a successor Administrative Agent meeting the qualifications set forth above. In addition
and without any obligation on the part of the resigning Administrative Agent to appoint, on behalf
of the Lender Parties, a successor Administrative Agent, the resigning Administrative Agent may at
any time upon or after the end of the Lender Party Appointment Period notify the Borrower and the
Lender Parties that no qualifying Person has accepted appointment as successor Administrative Agent
and the effective date of such resigning Administrative Agent’s resignation which effective date
shall be no earlier than three Business Days after the date of such notice. Upon the resignation
effective date established in such notice and regardless of whether a successor Administrative
Agent has been appointed and accepted such appointment, the resigning Administrative Agent’s
resignation shall nonetheless become effective and (i) the resigning Administrative Agent shall be
discharged from its duties and obligations as the Administrative Agent hereunder and under the
other Loan Documents and (ii) all payments, communications and determinations provided to be made
by, to or through the Administrative Agent shall instead be made by or to each Lender Party
directly, until such time as the Required Lenders appoint a successor Administrative Agent as
provided for above in this clause (a). Upon the acceptance of a successor’s appointment as the
Administrative Agent hereunder, such successor shall succeed to and become vested with all of the
rights, powers, privileges and duties as the Administrative Agent of the resigning (or resigned)
Administrative Agent, and the resigning Administrative Agent shall be discharged from all of its
duties and obligations as the Administrative Agent hereunder or under the other Loan Documents (if
not already discharged therefrom as provided above in this clause (a)). The fees payable by the
Borrower to a successor Administrative Agent shall be the same as those payable to its predecessor
unless otherwise agreed between the Borrower and such successor. After the resigning
Administrative Agent’s resignation hereunder and under the other Loan Documents, the provisions of
this Article VII and Section 8.05 shall continue in effect for the benefit of such
resigning Administrative Agent, its sub-agents and their respective Related Parties in respect of
any actions taken or omitted to be taken by any of them while the resigning Administrative Agent
was acting as the Administrative Agent.

     (b) Any resignation pursuant to this Section 7.07 by a Person acting as Administrative
Agent shall, unless such Person shall notify the Borrower and the Lender Parties otherwise, also
act to relieve such Person and its Affiliates of any obligation to advance or issue new, or extend
existing, Swing Line Advances where such advance is to occur on or after the effective date of such
resignation. Upon the acceptance of a successor’s appointment as Administrative Agent hereunder,
(i) such successor shall succeed to and become vested with all of the rights, powers, privileges and duties of the resigning Swing Line Bank, (ii) the
resigning Swing Line Bank shall be discharged from all of their respective duties and obligations
hereunder or under the other Loan Documents and (iii) the successor Swing Line Bank shall enter
into an Assignment and Acceptance Agreement and acquire from the resigning Swing Line Bank each
outstanding Swing Line Loan of such resigning Swing Line Bank for a purchase price equal to par
plus accrued interest.

     (c) The Issuing Bank may at any time give notice of its resignation to the Lender Parties and
the Borrower. Upon receipt of any such notice of resignation, the Required Lenders shall have the
right, in consultation with the Borrower, to appoint a successor, which shall be a

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commercial bank organized under the laws of the United States or of any State thereof and having a combined capital
and surplus of at least $250,000,000. If no such successor shall have been so appointed by the
Required Lenders and shall have accepted such appointment within the Lender Party Appointment
Period, then the resigning Issuing Bank may on behalf of the Lender Parties appoint a successor
Issuing Bank meeting the qualifications set forth above. In addition and without any obligation on
the part of the resigning Issuing Bank to appoint, on behalf of the Lender Parties, a successor
Issuing Bank, the resigning Issuing Bank may at any time upon or after the end of the Lender Party
Appointment Period notify the Borrower and the Lender Parties that no qualifying Person has
accepted appointment as successor Issuing Bank and the effective date of such resigning Issuing
Bank’s resignation which effective date shall be no earlier than three Business Days after the date
of such notice. Upon the resignation effective date established in such notice and regardless of
whether a successor Issuing Bank has been appointed and accepted such appointment, the resigning
Issuing Bank’s resignation shall nonetheless become effective and relieve such Person and its
Affiliates of any obligation to advance or issue new, or extend existing, Letters of Credit where
such issuance or extension is to occur on or after the effective date of such resignation. Upon
the acceptance of a successor’s appointment as Issuing Bank hereunder, (i) such successor shall
succeed to and become vested with all of the rights, powers, privileges and duties of the resigning
Issuing Bank, (ii) the resigning Issuing Bank shall be discharged from all of their respective
duties and obligations hereunder or under the other Loan Documents and (iii) the successor Issuing
Bank shall issue Letters of Credit in substitution for the Letters of Credit, if any, outstanding
at the time of such succession or make other arrangements satisfactory to the resigning Issuing
Bank to effectively assume the obligations of the resigning Issuing Bank with respect to such
Letters of Credit.

     (d) In addition to the foregoing, if a Lender becomes, and during the period it remains, a
Defaulting Lender or a Potential Defaulting Lender, the Issuing Bank and/or the Swing Line Bank
may, at any time, upon giving five Business Days’ prior written notice to the Borrower and the
Administrative Agent, resign as the Issuing Bank or the Swing Line Bank, respectively, effective at
the close of business New York City time on a date specified in such notice; provided that such
resignation by the Issuing Bank shall have no effect on the validity or enforceability of any
Letter of Credit then outstanding or on the obligations of the Borrower or any Lender under this
Agreement with respect to any such outstanding Letter of Credit or otherwise to the Issuing Bank;
and provided, further, that such resignation by the Swing Line Bank shall have no effect on its
rights in respect of any outstanding Swing Line Advances or on the obligations of the Borrower or
any Lender under this Agreement with respect to any such outstanding Swing Line Advances.

     Section 7.08 Non-Reliance on Administrative Agent and Other Lender Parties.

     (a) Each Lender Party confirms to the Administrative Agent, each other Lender Party and each
of their respective Related Parties that it (i) possesses (individually or through its Related
Parties) such knowledge and experience in financial and business matters that it is capable,
without reliance on the Administrative Agent, any other Lender Party or any of their respective
Related Parties, of evaluating the merits and risks (including tax, legal, regulatory, credit,
accounting and other financial matters) of (A) entering into this Agreement, (B) making Advances
and other extensions of credit hereunder and under the other Loan Documents and (C) in taking or
not taking actions hereunder and thereunder, (ii) is financially able to bear such risks

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and (iii) has determined that entering into this Agreement and making Advances and other extensions of credit
hereunder and under the other Loan Documents is suitable and appropriate for it.

     (b) Each Lender Party acknowledges that (i) it is solely responsible for making its own
independent appraisal and investigation of all risks arising under or in connection with this
Agreement and the other Loan Documents, (ii) it has, independently and without reliance upon the
Administrative Agent, any other Lender Party or any of their respective Related Parties, made its
own appraisal and investigation of all risks associated with, and its own credit analysis and
decision to enter into, this Agreement based on such documents and information as it has deemed
appropriate and (iii) it will, independently and without reliance upon the Administrative Agent,
any other Lender Party or any of their respective Related Parties, continue to be solely
responsible for making its own appraisal and investigation of all risks arising under or in
connection with, and its own credit analysis and decision to take or not take action under, this
Agreement and the other Loan Documents based on such documents and information as it shall from
time to time deem appropriate, which may include, in each case:

     (A) the financial condition, status and capitalization of the Borrower and each other
Loan Party;

     (B) the legality, validity, effectiveness, adequacy or enforceability of this Agreement
and each other Loan Document and any other agreement, arrangement or document entered into,
made or executed in anticipation of, under or in connection with any Loan Document;

     (C) determining compliance or non-compliance with any condition hereunder to the making
of an Advance, or the issuance of a Letter of Credit and the form and substance of all
evidence delivered in connection with establishing the satisfaction of each such condition;
and/or

     (D) the adequacy, accuracy and/or completeness of the Information Memorandum and any
other information delivered by the Administrative Agent, any other Lender Party or any of
their respective Related Parties under or in connection with this Agreement or any other
Loan Document, the transactions contemplated hereby and thereby or any other agreement, arrangement or document entered into, made or executed
in anticipation of, under or in connection with any Loan Document.

     Section 7.09 No Other Duties, Etc. Anything herein to the contrary notwithstanding,
none of the Persons acting as Syndication Agent, Joint Bookrunners or Joint Lead Arrangers or
listed on the cover page hereof shall have any powers, duties or responsibilities under this
Agreement or any of the other Loan Documents, except in its capacity, as applicable, as the
Administrative Agent or as a Lender Party hereunder.

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ARTICLE VIII

MISCELLANEOUS

     Section 8.01 Amendments, Etc. Except as otherwise contemplated by Section 8.08 and the
Security Documents, no amendment or waiver of any provision of this Agreement or the Notes or any
other Loan Document, nor consent to any departure by any Loan Party therefrom, shall in any event
be effective unless the same shall be in writing and signed (or, in the case of the Security
Documents, consented to) by the Required Lenders, and then such waiver or consent shall be
effective only in the specific instance and for the specific purpose for which given; provided,
however, that (a) no amendment, waiver or consent shall, unless in writing and signed by all of the
Lender Parties, do any of the following at any time: (i) waive any of the conditions specified in
Section 3.01 or Section 3.02, (ii) change the number of Lenders or the percentage
of (A) the Commitments, (B) the aggregate unpaid principal amount of the Advances or (C) the
aggregate Available Amount of outstanding Letters of Credit that, in each case, shall be required
for the Lenders or any of them to take any action hereunder, (iii) release all or substantially all
of the collateral or reduce or limit the Obligations, release or otherwise limit the liability of
any Guarantor under the Security Documents with respect to the Obligations owing to the
Administrative Agent and the Lender Parties, (iv) amend Section 2.13, or (v) amend this
Section 8.01, and (b) no amendment, waiver or consent shall, unless in writing and signed
by the Required Lenders and each Lender that has a Commitment hereunder if such Lender is directly
affected by such amendment, waiver or consent, (i) increase the Commitments of such Lender
(including any increase pursuant to Section 2.18), (ii) reduce the principal of, or
interest on, the Notes held by such Lender or any fees or other amounts payable hereunder to such
Lender, (iii) postpone any date fixed for any payment of principal of, or interest on, the Notes
held by such Lender or any fees or other amounts payable hereunder to such Lender, (iv) change the
order of application of any prepayment set forth in Section 2.06 in any manner that
materially affects such Lender; provided, additionally, that no amendment, waiver or consent shall,
unless in writing and signed by the Swing Line Bank or the Issuing Bank, as the case may be, in
addition to the Lenders required above to take such action, affect the rights or obligations of the
Swing Line Bank or of the Issuing Bank, as the case may be, under this Agreement; and provided,
further, that no amendment, waiver or consent shall, unless in writing and signed by the
Administrative Agent in addition to the Lenders required above to take such action, affect the
rights or duties of the Administrative Agent under this Agreement or the other Loan Documents.
Anything herein to the contrary notwithstanding, during such period as a Lender is a Defaulting
Lender, to the fullest extent permitted by applicable law such Lender shall not be entitled to vote
in respect of amendments and waivers hereunder and the Commitment and the outstanding Advances or
other extensions of credit of such Lender hereunder shall not be taken into account in determining
whether the Required Lenders or all of the Lenders, as the case may be, have approved any such
amendment or waiver (and the definition of “Required Lenders” shall automatically be deemed
modified accordingly for the duration of such period); provided that any such amendment or waiver
that would increase or extend the term of the Commitment of such Defaulting Lender, extend the date
fixed for the payment of principal or interest owing to such Defaulting Lender hereunder, reduce the principal amount of any obligation owing to such
Defaulting Lender, reduce the amount of or the rate or amount of interest on any amount owing

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 to
such Defaulting Lender, or alter the terms of this proviso shall require the consent of such
Defaulting Lender.

     Section 8.02 Notices.

     (a) All notices, demands, requests, consents and other communications provided for in this
Agreement shall be given in writing, or by any telecommunication device capable of creating a
written record (including electronic mail), and addressed to the party to be notified as follows:

	 	(i)	 	if to the Borrower or any other Loan Party:
	 
	 	 	 	Oxford Mining Company, LLC

41 South High Street, Suite 3450

Columbus, OH 43215

Attention of: Jeffrey M. Gutman

Telecopier No.: (614) 754-7100

E-Mail Address: jgutman@oxfordmining.com
	 
	 	(ii)	 	if to the Administrative Agent:
	 
	 	 	 	Citicorp USA, Inc.

1615 Brett Rd OPS3

New Castle, DE 19720

Attention of: Suzanna Gallagher

Telecopier No.: (212) 994-0961

E-Mail Address: Suzanna.Gallagher@citi.com
	 
	 	(iii)	 	if to the Issuing Bank:
	 
	 	 	 	Fifth Third Bank

38 Fountain Square Plaza

Cincinnati, OH 45263

MD 10AT63

Attention of: Patrick Lingrosso

Telecopier No.: (513) 534-8400

E-Mail Address: Patrick.lingrosso@53.com
	 
	 	(iv)	 	if to the Swing Line Bank:
	 
	 	 	 	Citibank, N.A.

1615 Brett Rd OPS3

New Castle, DE 19720

Attention of: Suzanna Gallagher

Telecopier No.: (212) 994-0961

E-Mail Address: Suzanna.Gallagher@citi.com

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          (v) if to any other Lender Party, to it at its address (or telecopier number) set forth
in its Administrative Questionnaire.

or at such other address as shall be notified in writing (A) in the case of the Borrower, the
Administrative Agent and the Swing Loan Lender, to the other parties, and (B) in the case of all
other parties, to the Borrower and the Administrative Agent.

     (b) All notices, demands, requests, consents and other communications described in clause (a)
above shall be effective (i) if delivered by hand, including any overnight courier service, upon
personal delivery, (ii) if delivered by mail, when deposited in the mails, (iii) if delivered by
posting to an Approved Electronic Platform, an Internet website or a similar telecommunication
device requiring that a user have prior access to such Approved Electronic Platform, website or
other device (to the extent permitted by Section 8.03 to be delivered thereunder), when
such notice, demand, request, consent or other communication shall have been made generally
available on such Approved Electronic Platform, Internet website or similar device to the class of
Person being notified (regardless of whether any such Person must accomplish, and whether or not
any such Person shall have accomplished, any action prior to obtaining access to such items,
including registration, disclosure of contact information, compliance with a standard user
agreement or undertaking a duty of confidentiality) and such Person has been notified in respect of
such posting that a communication has been posted to the Approved Electronic Platform and (iv) if
delivered by electronic mail or any other telecommunications device, when transmitted to an
electronic mail address (or by another means of electronic delivery) as provided in clause (a)
above; provided, however, that notices and communications to the Administrative Agent pursuant to
Article II or Article VII shall not be effective until received by the
Administrative Agent.

     (c) Notwithstanding clauses (a) and (b) above (unless the Administrative Agent requests that
the provisions of clause (a) and (b) above be followed) and any other provision in this Agreement
or any other Loan Document providing for the delivery of any Approved Electronic Communication by
any other means, the Loan Parties shall deliver all Approved Electronic Communications to the
Administrative Agent by properly transmitting such Approved Electronic Communications in an
electronic/soft medium in a format acceptable to the Administrative Agent to
oploanswebadmin@citigroup.com or such other electronic mail address (or similar means of electronic
delivery) as the Administrative Agent may notify to the Borrower. Nothing in this clause (c) shall
prejudice the right of the Administrative Agent or any Lender Party to deliver any Approved
Electronic Communication to any Loan Party in any manner authorized in this Agreement or to request
that the Borrower effect delivery in such manner.

     Section 8.03 Posting of Approved Electronic Communications.

     (a) Each of the Lender Parties and each Loan Party agree that the Administrative Agent may,
but shall not be obligated to, make the Approved Electronic Communications available to the Lender
Parties by posting such Approved Electronic Communications on IntraLinksTM or a substantially
similar electronic platform chosen by the Administrative Agent to be its electronic transmission
system (the “Approved Electronic Platform”).

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     (b) Although the Approved Electronic Platform and its primary web portal are secured with
generally-applicable security procedures and policies implemented or modified by the Administrative
Agent from time to time (including, as of the date hereof, a dual firewall and a User ID/Password
Authorization System) and the Approved Electronic Platform is secured through a
single-user-per-deal authorization method whereby each user may access the Approved Electronic
Platform only on a deal-by-deal basis, each of the Lender Parties and each Loan Party acknowledges
and agrees that the distribution of material through an electronic medium is not necessarily secure
and that there are confidentiality and other risks associated with such distribution. In
consideration for the convenience and other benefits afforded by such distribution and for the
other consideration provided hereunder, the receipt and sufficiency of which is hereby
acknowledged, each of the Lender Parties and each Loan Party hereby approves distribution of the
Approved Electronic Communications through the Approved Electronic Platform and understands and
assumes the risks of such distribution.

     (c) THE APPROVED ELECTRONIC PLATFORM AND THE APPROVED ELECTRONIC COMMUNICATIONS ARE PROVIDED
“AS IS” AND “AS AVAILABLE.” NEITHER THE ADMINISTRATIVE AGENT NOR ANY OTHER MEMBER OF THE AGENT’S
GROUP WARRANT THE ACCURACY, ADEQUACY OR COMPLETENESS OF THE APPROVED ELECTRONIC COMMUNICATIONS OR
THE APPROVED ELECTRONIC PLATFORM AND EACH EXPRESSLY DISCLAIMS ANY LIABILITY FOR ERRORS OR OMISSIONS
IN THE APPROVED ELECTRONIC COMMUNICATIONS OR THE APPROVED ELECTRONIC PLATFORM. NO WARRANTY OF ANY
KIND, EXPRESS, IMPLIED OR STATUTORY, INCLUDING, WITHOUT LIMITATION, ANY WARRANTY OF
MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, NON-INFRINGEMENT OF THIRD PARTY RIGHTS OR
FREEDOM FROM VIRUSES OR OTHER CODE DEFECTS, IS MADE BY THE AGENT PARTIES IN CONNECTION WITH THE
APPROVED ELECTRONIC COMMUNICATIONS OR THE APPROVED ELECTRONIC PLATFORM.

     (d) Each of the Lender Parties and each Loan Party agree that the Administrative Agent may,
but (except as may be required by applicable law) shall not be obligated to, store the Approved
Electronic Communications on the Approved Electronic Platform in accordance with the Administrative
Agent’s generally-applicable document retention procedures and policies.

     Section 8.04 No Waiver; Remedies. No failure on the part of any Lender Party or the Administrative
Agent to exercise, and no delay in exercising, any right hereunder or under any Note or any other
Loan Document shall operate as a waiver thereof; nor shall any single or partial exercise of any
such right preclude any other or further exercise thereof or the exercise of any other right. The
remedies herein provided are cumulative and not exclusive of any remedies provided by law.

     Section 8.05 Costs and Expenses. (a) The Borrower agrees to pay on demand (i) all reasonable costs
and expenses of the Administrative Agent, the Joint Lead Arrangers and their Affiliates in
connection with the preparation, execution, delivery, administration, modification and amendment of
the Loan Documents (including, without limitation, (A) all reasonable due diligence, collateral
review, syndication, transportation, computer, duplication, appraisal, audit, insurance,
consultant, search, filing and recording fees and expenses and (B) the reasonable fees

108

 

and expenses
of one firm of counsel to the Administrative Agent with respect thereto, with respect to advising
the Administrative Agent as to its rights and responsibilities, or the perfection, protection or
preservation of rights or interests, under the Loan Documents, with respect to negotiations with
any Loan Party or with other creditors of any Loan Party or any of its Subsidiaries arising out of
any Default or any events or circumstances that may give rise to a Default and with respect to
presenting claims in or otherwise participating in or monitoring any bankruptcy, insolvency or
other similar proceeding involving creditors’ rights generally and any proceeding ancillary
thereto) and (ii) all costs and expenses of the Administrative Agent and each Lender Party in
connection with the enforcement of the Loan Documents after an Event of Default, whether in any
action, suit or litigation, or any bankruptcy, insolvency or other similar proceeding affecting
creditors’ rights generally (including, without limitation, the reasonable fees and expenses of
counsel for the Administrative Agent and each Lender Party with respect thereto). Notwithstanding
anything to the contrary in the foregoing, the Borrower will not be obligated to pay any allocated
costs of in-house counsel of the Administrative Agent, the Joint Lead Arrangers or any of their
Affiliates.

     (b) The Borrower agrees to indemnify, defend and save and hold harmless the Administrative
Agent, each Joint Lead Arranger, each Lender Party and each of their Affiliates and their
respective officers, directors, employees, agents and advisors (each, an “Indemnified Party”) from
and against, and shall pay on demand, any and all claims, damages, losses, liabilities, penalties
and expenses (including, without limitation, reasonable fees and expenses of counsel, but excluding
allocated overhead cost of the Administrative Agent, the Joint Lead Arrangers and the Lender
Parties and their Affiliates) that may be incurred by or asserted or awarded against any
Indemnified Party, in each case arising out of or in connection with or by reason of (including,
without limitation, in connection with any investigation, litigation or proceeding or preparation
of a defense in connection therewith) (i) the Facilities, the actual or proposed use of the
proceeds of the Advances or the Letters of Credit, the Transaction Documents or any of the
transactions contemplated thereby, or (ii) the actual or alleged presence of Hazardous Materials on
any property of any Loan Party or any of its Subsidiaries or any Environmental Action relating in
any way to any Loan Party or any of its Subsidiaries, except in each case to the extent such claim,
damage, loss, liability or expense is found in a final, non-appealable judgment by a court of
competent jurisdiction to have resulted from such Indemnified Party’s gross negligence or willful
misconduct. In the case of an investigation, litigation or other proceeding to which the indemnity
in this clause (b) applies, such indemnity shall be effective whether or not such
investigation, litigation or proceeding is brought by any Loan Party, its directors, shareholders
or creditors or an Indemnified Party, whether or not any Indemnified Party is otherwise a party
thereto and whether or not the Transaction is consummated. The Borrower also agrees not to assert
any claim against the Administrative Agent, any Joint Lead Arranger, any Lender Party or any of
their Affiliates, or any of their respective officers,
directors, employees, agents and advisors, on any theory of liability, for special, indirect,
consequential or punitive damages arising out of or otherwise relating to the Facilities, the
actual or proposed use of the proceeds of the Advances or the Letters of Credit, the Transaction
Documents or any of the transactions contemplated by the Transaction Documents.

     (c) (i) If any payment of principal of, or Conversion of, any Eurodollar Rate Advance is made
by the Borrower to or for the account of a Lender Party other than on the last day of the Interest
Period for such Advance, as a result of (A) a payment or Conversion pursuant to Section

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2.06, Section 2.09(b)(i) or Section 2.10(d), (B) acceleration of the maturity of the
Notes pursuant to Section 6.01 or (C) for any other reason, or by an Eligible Assignee to a
Lender Party other than on the last day of the Interest Period for such Advance upon an assignment
of rights and obligations under this Agreement pursuant to Section 8.08 as a result of a
demand by the Borrower pursuant to Section 8.08(a), (ii) if the Borrower fails to make any
payment or prepayment of an Advance for which a notice of prepayment has been given or that is
otherwise required to be made or fails to continue an Advance for which notice of the same has been
given, whether pursuant to Section 2.04, Section 2.06 or Section 6.01 or
otherwise, or (iii) if the Borrower fails to fulfill the applicable conditions set forth in
Article III on or before the date specified in any Notice of Borrowing for such Borrowing
delivered pursuant to Section 2.02, the Borrower shall, upon demand by such Lender Party
(with a copy of such demand to the Administrative Agent), pay to the Administrative Agent for the
account of such Lender Party any amounts required to compensate such Lender Party for any
additional losses, costs or expenses that it may reasonably incur as a result of such payment or
Conversion or such failure to pay or prepay or borrow, as the case may be, including, without
limitation, any loss (including loss of anticipated profits), cost or expense incurred by reason of
the liquidation or reemployment of deposits or other funds acquired by any Lender Party to fund or
maintain such Advance, all of which losses, costs and expenses shall be an amount equal to the
excess, if any, of (X) the amount of interest that would have accrued on the principal amount of
such Advance had such event not occurred at the Eurodollar Rate that would have been applicable to
such Advance for the period from the date of such event to the last day of the then current
Interest Period therefor (or, in the case of a failure to borrow, continue or Convert, for the
period that would have been the Interest Period for such Advance), over (Y) the amount of interest
that would accrue on such principal amount for such period at the interest rate which such Lender
would bid, were it to bid at the commencement of such period, for dollar deposits of a comparable
amount and period from other banks in the eurodollar market. A certificate of any Lender setting
forth any amount or amounts that such Lender is entitled to receive pursuant to this Section
8.05, and the basis therefor, shall be delivered to the Borrower and shall be conclusive and
binding for all purposes, absent manifest error.

     (d) If any Loan Party fails to pay when due any costs, expenses or other amounts payable by it
under any Loan Document, including, without limitation, reasonable fees and expenses of counsel and
indemnities, such amount may be paid on behalf of such Loan Party by the Administrative Agent or
any Lender Party, in its sole discretion.

     (e) Without prejudice to the survival of any other agreement of any Loan Party hereunder or
under any other Loan Document, the agreements and obligations of the Borrower contained in
Section 2.10 and Section 2.12 and this Section 8.05 shall survive the
payment in full
of principal, interest and all other amounts payable hereunder and under any of the other Loan
Documents.

     Section 8.06 Right of Set-off. Upon (a) the occurrence and during the continuance of any Event of
Default and (b) the making of the request or the granting of the consent specified by Section
6.01 to authorize the Administrative Agent to declare the Notes due and payable pursuant to the
provisions of Section 6.01, the Administrative Agent and each Lender Party and each of
their respective Affiliates is hereby authorized at any time and from time to time, to the fullest
extent permitted by law, to set off and otherwise apply any and all deposits (general or

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special,
time or demand, provisional or final) at any time held and other indebtedness at any time owing by
the Administrative Agent, such Lender Party or such Affiliate to or for the credit or the account
of the Borrower against any and all of the Obligations of the Borrower now or hereafter existing
under the Loan Documents, irrespective of whether the Administrative Agent or such Lender Party
shall have made any demand under this Agreement or such Note or Notes and although such Obligations
may be unmatured. The Administrative Agent and each Lender Party agrees promptly to notify the
Borrower after any such set-off and application; provided, however, that the failure to give such
notice shall not affect the validity of such set-off and application. The rights of the
Administrative Agent and each Lender Party and their respective Affiliates under this Section
8.06 are in addition to other rights and remedies (including, without limitation, other rights
of set-off) that the Administrative Agent, such Lender Party and their respective Affiliates may
have.

     Section 8.07 Binding Effect. This Agreement shall become effective when it shall have been
executed by the Borrower and the Administrative Agent shall have been notified by each Initial
Lender that such Initial Lender has executed it and thereafter shall be binding upon and inure to
the benefit of the Borrower, the Administrative Agent and each Lender Party and their respective
successors and assigns, except that the Borrower shall not have the right to assign its rights
hereunder or any interest herein without the prior written consent of the Lender Parties.

     Section 8.08 Assignments and Participations. (a) Any Lender may (and, in the case of a demand
therefor by the Borrower pursuant to Section 2.17, shall) assign to one or more Eligible
Assignees or an Affiliate of a Lender all or a portion of its rights and obligations under this
Agreement (including, without limitation, all or a portion of its Commitment or Commitments, the
Advances owing to it and the Note or Notes held by it); provided, however, that, if the assignment
is demanded by the Borrower pursuant to Section 2.17, no Default shall have occurred and be
continuing at the time of such demand and such assignment and the Borrower shall have given at
least five Business Days’ notice of such demand to the applicable Lender and the Administrative
Agent; and provided, further, that (i) each such assignment shall be of a uniform, and not a
varying, percentage of all rights and obligations under and in respect of one or more of the
Facilities, (ii) except in the case of an assignment to a Person that, immediately prior to such
assignment, was a Lender, an Affiliate of any Lender or an assignee of all of a Lender’s rights and
obligations under this Agreement, the
aggregate amount of the Commitments being assigned to such Eligible Assignee pursuant to such
assignment (determined as of the date of the Assignment and Acceptance with respect to such
assignment) shall in no event be less than the lesser of $5,000,000 and 5% of the aggregate amount
(or such lesser amount as shall be approved by the Administrative Agent and, so long as no Default
shall have occurred and be continuing at the time of effectiveness of such assignment, the
Borrower) of the Commitment being assigned, (iii) each such assignment shall be to an Eligible
Assignee or an Affiliate of a Lender, (iv) each such assignment made as a result of a demand by the
Borrower pursuant to Section 2.17 shall be arranged by the Borrower after consultation with
the Administrative Agent and shall be either an assignment of all of the rights and obligations of
the assigning Lender under this Agreement or an assignment of a portion of such rights and
obligations made concurrently with another such assignment or other such assignments that together
cover all of the rights and obligations of the assigning Lender under this Agreement, (v) no Lender
shall be obligated to make any such assignment (whether as a result of a demand by

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the Borrower
pursuant to Section 2.17 or otherwise) unless and until such Lender shall have received one
or more payments from either the Borrower or one or more Eligible Assignees in an aggregate amount
at least equal to the aggregate outstanding principal amount of the Advances owing to such Lender,
together with accrued interest thereon to the date of payment of such principal amount and all
other amounts payable to such Lender under this Agreement, and (vi) the parties to each such
assignment shall execute and deliver to the Administrative Agent, for its acceptance and recording
in the Register, an Assignment and Acceptance, together with any Note or Notes subject to such
assignment and a processing and recordation fee of $3,500 (provided that the Borrower shall have no
liability for the payment of such fee except that, for each such assignment made as a result of a
demand by the Borrower pursuant to Section 2.17, the Borrower shall pay to the
Administrative Agent the applicable processing and recordation fee).

     (b) Upon such execution, delivery, acceptance and recording, from and after the effective date
specified in such Assignment and Acceptance, (i) the assignee thereunder shall be a party hereto
and, to the extent that rights and obligations hereunder have been assigned to it pursuant to such
Assignment and Acceptance, have the rights and obligations of a Lender or Issuing Bank, as the case
may be, hereunder and (ii) the Lender or Issuing Bank assignor thereunder shall, to the extent that
rights and obligations hereunder have been assigned by it pursuant to such Assignment and
Acceptance, relinquish its rights (other than its rights under Section 2.10, Section
2.12 and Section 8.05 to the extent any claim thereunder relates to an event arising
prior to such assignment) and be released from its obligations under this Agreement (and, in the
case of an Assignment and Acceptance covering all of the remaining portion of an assigning Lender’s
or Issuing Bank’s rights and obligations under this Agreement, such Lender or Issuing Bank shall
cease to be a party hereto).

     (c) By executing and delivering an Assignment and Acceptance, each Lender Party assignor
thereunder and each assignee thereunder confirm to and agree with each other and the other parties
thereto and hereto as follows: (i) other than as provided in such Assignment and Acceptance, such
assigning Lender Party makes no representation or warranty and assumes no responsibility with
respect to any statements, warranties or representations made in or in connection with any Loan
Document or the execution, legality, validity, enforceability, genuineness, sufficiency or value
of, or the perfection or priority of any Lien created or purported to be created under or in
connection with, any Loan Document or any other instrument
or document furnished pursuant thereto; (ii) such assigning Lender Party makes no
representation or warranty and assumes no responsibility with respect to the financial condition of
the General Partner, or any Loan Party or any of its Subsidiaries, or the performance or observance
by any Loan Party of any of its obligations under any Loan Document or any other instrument or
document furnished pursuant thereto; (iii) such assignee confirms that it has received a copy of
this Agreement, together with copies of the financial statements referred to in Section
5.03 and such other documents and information as it has deemed appropriate to make its own
credit analysis and decision to enter into such Assignment and Acceptance; (iv) such assignee will,
independently and without reliance upon the Administrative Agent, such assigning Lender Party or
any other Lender Party and based on such documents and information as it shall deem appropriate at
the time, continue to make its own credit decisions in taking or not taking action under this
Agreement; (v) such assignee confirms that it is an Eligible Assignee; (vi) such assignee appoints
and authorizes the Administrative Agent to take such action as agent on its

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behalf and to exercise
such powers and discretion under the Loan Documents as are delegated to the Administrative Agent by
the terms hereof and thereof, together with such powers and discretion as are reasonably incidental
thereto; and (vii) such assignee agrees that it will perform in accordance with their terms all of
the obligations that by the terms of this Agreement are required to be performed by it as a Lender
or Issuing Bank, as the case may be.

     (d) The Administrative Agent shall maintain at its address referred to in Section 8.02
a copy of each Incremental Amendment and each Assignment and Acceptance delivered to and accepted
by it and a register for the recordation of the names and addresses of the Lender Parties and the
Commitment under each Facility of, and principal amount of the Advances owing under each Facility
to, each Lender Party from time to time (the “Register”). The entries in the Register shall be
conclusive and binding for all purposes, absent manifest error, and the Borrower, the
Administrative Agent and the Lender Parties may treat each Person whose name is recorded in the
Register as a Lender Party hereunder for all purposes of this Agreement. The Register shall be
available for inspection by the Borrower or the Administrative Agent or any Lender Party at any
reasonable time and from time to time upon reasonable prior notice.

     (e) Upon its receipt of an Assignment and Acceptance executed by an assigning Lender Party and
an assignee, together with any Note or Notes subject to such assignment, the Administrative Agent
shall, if such Assignment and Acceptance has been completed and is in substantially the form of
Exhibit C hereto, (i) accept such Assignment and Acceptance, (ii) record the information
contained therein in the Register and (iii) give prompt notice thereof to the Borrower and the
Administrative Agent. In the case of any assignment by a Lender, within five Business Days after
its receipt of such notice, the Borrower, at its own expense, shall, if new Notes are requested by
the applicable assignee and/or assignor, execute and deliver to the Administrative Agent in
exchange for the surrendered Note or Notes a new Note to the order of such Eligible Assignee in an
amount equal to the Commitment assumed by it under each Facility pursuant to such Assignment and
Acceptance and, if any assigning Lender has retained a Commitment hereunder under such Facility, a
new Note to the order of such assigning Lender in an amount equal to the Commitment retained by it
hereunder. Such new Note or Notes shall be in an aggregate principal amount equal to the aggregate
principal amount of such surrendered Note or Notes, shall be dated the effective date of such
Assignment and Acceptance and shall otherwise be in substantially the form of Exhibit A
hereto.

     (f) The Issuing Bank may assign to one or more Eligible Assignees all or a portion of its
rights and obligations under the undrawn portion of its Letter of Credit Commitment at any time;
provided, however, that (i) except in the case of an assignment to a Person that immediately prior
to such assignment was an Issuing Bank or an assignment of all of an Issuing Bank’s rights and
obligations under this Agreement, the amount of the Letter of Credit Commitment of the assigning
Issuing Bank being assigned pursuant to each such assignment (determined as of the date of the
Assignment and Acceptance with respect to such assignment) shall in no event be less than
$5,000,000 or an integral multiple of $1,000,000 in excess thereof, (ii) each such assignment shall
be to an Eligible Assignee and (iii) the parties to each such assignment shall execute and deliver
to the Administrative Agent, for its acceptance and recording in the Register, an Assignment and
Acceptance, together with a processing and recordation fee of $3,500.

113

 

     (g) Each Lender Party may sell participations to one or more Persons (other than any Loan
Party or any of its Affiliates) in or to all or a portion of its rights and obligations under this
Agreement (including, without limitation, all or a portion of its Commitments, the Advances owing
to it and the Note or Notes (if any) held by it); provided, however, that (i) such Lender Party’s
obligations under this Agreement (including, without limitation, its Commitments) shall remain
unchanged, (ii) such Lender Party shall remain solely responsible to the other parties hereto for
the performance of such obligations, (iii) such Lender Party shall remain the holder of any such
Note for all purposes of this Agreement, (iv) the Borrower, the Administrative Agent and the other
Lender Parties shall continue to deal solely and directly with such Lender Party in connection with
such Lender Party’s rights and obligations under this Agreement and (v) no participant under any
such participation shall have any right to approve any amendment or waiver of any provision of any
Loan Document, or any consent to any departure by or on behalf of any Loan Party therefrom, except
to the extent that such amendment, waiver or consent would reduce the principal of, or interest on,
the Notes or any fees or other amounts payable hereunder, in each case to the extent subject to
such participation, postpone any date fixed for any payment of principal of, or interest on, the
Notes or any fees or other amounts payable hereunder, in each case to the extent subject to such
participation, or release any Subsidiary Guarantor.

     (h) Any Lender Party may, in connection with any assignment or participation or proposed
assignment or participation pursuant to this Section 8.08, disclose to the assignee or
participant or proposed assignee or participant any information relating to the Borrower furnished
to such Lender Party by or on behalf of the Borrower; provided, however, that, prior to any such
disclosure, the assignee or participant or proposed assignee or participant shall agree to preserve
the confidentiality of any Information (as defined in Section 8.11) received by it from
such Lender Party in accordance with Section 8.11.

     (i) Notwithstanding any other provision set forth in this Agreement, any Lender Party may at
any time pledge or assign all or any portion of its rights under this Agreement (including, without
limitation, the Advances owing to it and the Note or Notes held by it) to secure obligations of
such Lender Party, including without limitation any pledge or assignment in favor of any Federal
Reserve Bank in accordance with Regulation A of the Board of Governors of the Federal Reserve
System; provided that no such pledge or assignment shall release a Lender Party from any of its
obligations hereunder or substitute any such pledgee or assignee for such Lender Party as a party
hereto.

     Section 8.09 Execution in Counterparts. This Agreement may be executed in any number of
counterparts and by different parties hereto in separate counterparts, each of which when so
executed shall be deemed to be an original and all of which taken together shall constitute one and
the same agreement. Delivery of an executed counterpart of a signature page to this Agreement by
telecopier shall be effective as delivery of an original executed counterpart of this Agreement.

     Section 8.10 No Liability of Issuing Bank. The Borrower assumes all risks of the acts or omissions
of any beneficiary or transferee of any Letter of Credit with respect to its use of such Letter of
Credit. Neither the Issuing Bank nor any of its officers or directors shall be liable or
responsible for: (a) the use that may be made of any Letter of Credit or any acts or omissions of
any beneficiary or transferee in connection therewith; (b) the validity, sufficiency or

114

 

genuineness
of documents, or of any endorsement thereon, even if such documents should prove to be in any or
all respects invalid, insufficient, fraudulent or forged; (c) payment by the Issuing Bank against
presentation of documents that do not comply with the terms of a Letter of Credit, including
failure of any documents to bear any reference or adequate reference to the Letter of Credit; or
(d) any other circumstances whatsoever in making or failing to make payment under any Letter of
Credit, except that the Borrower shall have a claim against the Issuing Bank, and the Issuing Bank
shall be liable to the Borrower, to the extent of any direct, but not consequential, damages
suffered by the Borrower or any of its Subsidiaries that the Borrower proves were caused by (i) the
Issuing Bank’s gross negligence or willful misconduct as determined in a final, non-appealable
judgment by a court of competent jurisdiction in determining whether documents presented under any
Letter of Credit comply with the terms of the Letter of Credit or (ii) the Issuing Bank’s willful
failure to make lawful payment under a Letter of Credit after the presentation to it of a draft and
certificates strictly complying with the terms and conditions of the Letter of Credit. In
furtherance and not in limitation of the foregoing, the Issuing Bank may accept documents that
appear on their face to be in order, without responsibility for further investigation, regardless
of any notice or information to the contrary.

     Section 8.11 Confidentiality. Each of the Administrative Agent and the Lender Parties agree to
maintain the confidentiality of the Information (as defined below), except that Information may be
disclosed (a) to its Related Parties (it being understood that the Persons to whom such disclosure
is made will be informed of the confidential nature of such Information and instructed to keep such
Information confidential), (b) to the extent requested by any regulatory authority purporting to
have jurisdiction over it (including any self-regulatory authority, such as the National
Association of Insurance Commissioners), (c) to the extent required by applicable laws or
regulations or by any subpoena or similar legal process, (d) to any other party hereto, (e) in
connection with the exercise of any remedies hereunder or under any other Loan Document, any action
or proceeding relating to this Agreement or any other Loan Document, the enforcement of rights
hereunder or thereunder or any litigation or proceeding to which the Administrative Agent or any
Lender Party or any of their respective Affiliates may be a party, (f) subject to an agreement
containing provisions substantially the same as those of this Section 8.11 to (i) any
assignee of or Participant in, or any prospective assignee of or Participant in, any of its
rights or obligations under this Agreement, (ii) any actual or prospective party (or its managers,
administrators, trustees, partners, directors, officers, employees, agents, advisors and other
representatives) surety, reinsurer, guarantor or credit liquidity enhancer (or their advisors) to
or in connection with any swap, derivative or other similar transaction under which payments are to
be made by reference to the Obligations or to the Borrower and its obligations or to this Agreement
or payments hereunder, (iii) to any rating agency when required by it or (iv) the CUSIP Service
Bureau or any similar organization, (g) with the consent of the Borrower or (h) to the extent such
Information (i) becomes publicly available other than as a result of a breach of this Section
8.11 or (ii) becomes available to the Administrative Agent, any Lender Party or any of their
respective Affiliates on a nonconfidential basis from a source other than a Loan Party. For
purposes of this Section 8.11, “Information” means all information received from a Loan
Party or any of its respective Subsidiaries relating to a Loan Party or any of its respective
Subsidiaries or any of their respective businesses, other than any such information that is
available to the Administrative Agent or any Lender Party on a nonconfidential basis prior to
disclosure by any Loan Party or any of its respective Subsidiaries, provided that, in the case of

115

 

information received from a Loan Party or any of its Subsidiaries after the date hereof, such
information is clearly identified at the time of delivery as confidential. Any Person required to
maintain the confidentiality of Information as provided in this Section 8.11 shall be
considered to have complied with its obligation to do so if such Person has exercised the same
degree of care to maintain the confidentiality of such Information as such Person would accord to
its own confidential information.

     Section 8.12 Treatment of Information.

     (a) Certain of the Lenders may enter into this Agreement and take or not take action hereunder
or under the other Loan Documents on the basis of information that does not contain material
non-public information with respect to any of the Obligors or their securities (“Restricting
Information”). Other Lenders may enter into this Agreement and take or not take action hereunder
or under the other Loan Documents on the basis of information that may contain Restricting
Information. Each Lender Party acknowledges that United States federal and state securities laws
prohibit any Person from purchasing or selling securities on the basis of material, non-public
information concerning the issuer of such securities or, subject to certain limited exceptions,
from communicating such information to any other Person. Neither the Administrative Agent nor any
of its Related Parties shall, by making any Communications (including Restricting Information)
available to a Lender Party, by participating in any conversations or other interactions with a
Lender Party or otherwise, make or be deemed to make any statement with regard to or otherwise
warrant that any such information or Communication does or does not contain Restricting Information
nor shall the Administrative Agent or any of its Related Parties be responsible or liable in any
way for any decision a Lender Party may make to limit or to not limit its access to Restricting
Information. In particular, none of the Administrative Agent nor any of its Related Parties (i)
shall have, and the Administrative Agent, on behalf of itself and each of its Related Parties,
hereby disclaims, any duty to ascertain or inquire as to whether or not a Lender Party has or has
not limited its access to Restricting Information, such Lender Party’s policies or procedures
regarding the safeguarding of material,
nonpublic information or such Lender Party’s compliance with applicable laws related thereto
or (ii) shall have, or incur, any liability to any Loan Party or Lender Party or any of their
respective Related Parties arising out of or relating to the Administrative Agent or any of its
Related Parties providing or not providing Restricting Information to any Lender Party.

     (b) Each Loan Party agrees that (i) all Communications it provides to the Administrative Agent
intended for delivery to the Lender Parties whether by posting to the Approved Electronic Platform
or otherwise shall be clearly and conspicuously marked “PUBLIC” if such Communications do not
contain Restricting Information which, at a minimum, shall mean that the word “PUBLIC” shall appear
prominently on the first page thereof, (ii) by marking Communications “PUBLIC,” each Loan Party
shall be deemed to have authorized the Administrative Agent and the Lender Parties to treat such
Communications as either publicly available information or not material information (although, in
this latter case, such Communications may contain sensitive business information and, therefore,
remain subject to the confidentiality undertakings of Section 8.11) with respect to such
Loan Party or its securities for purposes of United States Federal and state securities laws, (iii)
all Communications marked “PUBLIC” may be delivered to all Lender Parties and may be made available
through a portion of the Approved Electronic Platform designated “Public Side

116

 

Information,” and
(iv) the Administrative Agent shall be entitled to treat any Communications that are not marked
“PUBLIC” as Restricting Information and may post such Communications to a portion of the Approved
Electronic Platform not designated “Public Side Information.” Neither the Administrative Agent nor
any of its Affiliates shall be responsible for any statement or other designation by a Loan Party
regarding whether a Communication contains or does not contain material non-public information with
respect to any of the Loan Parties or their securities nor shall the Administrative Agent or any of
its Affiliates incur any liability to any Loan Party, any Lender Party or any other Person for any
action taken by the Administrative Agent or any of its Affiliates based upon such statement or
designation, including any action as a result of which Restricting Information is provided to a
Lender Party that may decide not to take access to Restricting Information. Nothing in this
Section 8.12 shall modify or limit a Lender Party’s obligations under Section 8.11
with regard to Communications and the maintenance of the confidentiality of or other treatment of
Information.

     (c) Each Lender Party acknowledges that circumstances may arise that require it to refer to
Communications that might contain Restricting Information. Accordingly, each Lender Party agrees
that it will nominate at least one designee to receive Communications (including Restricting
Information) on its behalf and identify such designee (including such designee’s contact
information) on such Lender Party’s Administrative Questionnaire. Each Lender Party agrees to
notify the Administrative Agent from time to time of such Lender Party’s designee’s e-mail address
to which notice of the availability of Restricting Information may be sent by electronic
transmission.

     (d) Each Lender Party acknowledges that Communications delivered hereunder and under the other
Loan Documents may contain Restricting Information and that such Communications are available to
all Lender Parties generally. Each Lender Party that elects not to take access to Restricting
Information does so voluntarily and, by such election, acknowledges and agrees that the
Administrative Agent and other Lender Parties may have access to Restricting Information that is
not available to such electing Lender Party. Neither the
Administrative Agent nor any Lender Party with access to Restricting Information shall have
any duty to disclose such Restricting Information to such electing Lender Party or to use such
Restricting Information on behalf of such electing Lender Party, or be liable for the failure to so
disclose or use such Restricting Information.

     (e) The provisions of the foregoing clauses of this Section 8.12 are designed to
assist the Administrative Agent, the Lender Parties and the Loan Parties, in complying with their
respective contractual obligations and applicable law in circumstances where certain Lender Parties
express a desire not to receive Restricting Information notwithstanding that certain Communications
hereunder or under the other Loan Documents or other information provided to the Lender Parties
hereunder or thereunder may contain Restricting Information. Neither the Administrative Agent or
any of its Related Parties warrants or makes any other statement with respect to the adequacy of
such provisions to achieve such purpose nor does the Administrative Agent or any of its Related
Parties warrant or make any other statement to the effect that a Loan Party’s or Lender Party’s
adherence to such provisions will be sufficient to ensure compliance by such Loan Party or Lender
Party with its contractual obligations or its duties under applicable law in respect of Restricting
Information and each of the Lender Parties and each Loan Party assumes the risks associated
therewith.

117

 

     Section 8.13 Jurisdiction, Etc. (a) Each of the parties hereto hereby irrevocably and
unconditionally submits, for itself and its property, to the exclusive jurisdiction of any New York
State court or Federal court of the United States sitting in New York County, New York, and any
appellate court from any thereof, in any action or proceeding arising out of or relating to this
Agreement or any of the other Loan Documents to which it is a party, or for recognition or
enforcement of any judgment, and each of the parties hereto hereby irrevocably and unconditionally
agrees that all claims in respect of any such action or proceeding shall be heard and determined in
any such New York State court or, to the fullest extent permitted by law, in such Federal court.
Each of the parties hereto agrees that a final judgment in any such action or proceeding, to the
extent permitted by law, shall be conclusive and may be enforced in other jurisdictions by suit on
the judgment or in any other manner provided by law.

     (b) Each of the parties hereto irrevocably and unconditionally waives, to the fullest extent
it may legally and effectively do so, any objection that it may now or hereafter have to the laying
of venue of any suit, action or proceeding arising out of or relating to this Agreement or any of
the other Loan Documents to which it is a party in any New York State or Federal court. Each of
the parties hereto hereby irrevocably waives, to the fullest extent permitted by law, the defense
of an inconvenient forum to the maintenance of such action or proceeding in any such court.

     Section 8.14 Governing Law. This Agreement and the Notes shall be governed by, and construed in
accordance with, the laws of the State of New York.

     Section 8.15 MLP and Subsidiary Guarantors as Limited Parties; Non-Recourse to the General Partner and
Associated Persons. The MLP and each Subsidiary Guarantor is executing this Agreement for the
limited purpose of making the representations and warranties contained herein and for acknowledging
and agreeing to the covenants contained herein. This limitation shall not limit such party’s
obligations under any of the Security Documents. The Administrative Agent and each Lender Party
agrees, on behalf of itself and its successors, assigns and legal representatives, that neither the
General Partner, nor any Person (other than the Loan Parties) which is a partner, shareholder,
member, owner, officer, director, supervisor, trustee or other principal (collectively, “Associated
Persons”) of the General Partner, or any of their respective successors or assigns, shall have any
personal liability for the payment or performance of any of the Loan Parties’ obligations hereunder
or under any of the Notes and no monetary or other judgment shall be sought or enforced against the
General Partner or any of such Associated Persons or any of their respective successors or assigns.
Notwithstanding the foregoing, neither the Administrative Agent nor any Lender Party shall be
deemed barred by this Section 8.15 from asserting any claim against any Person based upon
an allegation of fraud or misrepresentation.

     Section 8.16 Patriot Act Notice. Each Lender and the Administrative Agent (for itself and not on
behalf of any Lender) hereby notifies the Borrower that pursuant to the requirements of the Uniting
and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct
Terrorism Act of 2001, Pub. L. 107-56, signed into law October 26, 2001 (the “Patriot Act”), it
is required to obtain, verify and record information that identifies the Borrower, which
information includes the name and address of the Borrower and other information that will allow
such Lender or the Administrative Agent, as applicable, to identify the Borrower in

118

 

accordance with
the Patriot Act. The Borrower shall provide, to the extent commercially reasonable, such
information and take such actions as are reasonably requested by the Administrative Agent or any
Lender in order to assist the Administrative Agent and the Lenders in maintaining compliance with
the Patriot Act.

     Section 8.17 Survival. All covenants, agreements, representations and warranties made by any Loan
Party and each of its Subsidiaries herein and in the certificates or other instruments delivered in
connection with or pursuant to this Agreement shall be considered to have been relied upon by the
other parties hereto and shall survive the execution and delivery of this Agreement and the making
of any Advances and issuance of any Letters of Credit, regardless of any investigation made by any
such other party or on its behalf and notwithstanding that the Administrative Agent or any Lender
Party may have had notice or knowledge of any Default or incorrect representation or warranty at
the time any credit is extended hereunder, and shall continue in full force and effect as long as
the principal of or any accrued interest on any Advance or any fee or any other amount payable
under this Agreement is outstanding and unpaid or any Letter of Credit is outstanding and so long
as the Commitments have not expired or terminated. The provisions of Section 2.10,
Section 2.12, Article VII, Section 8.05, Section 8.13, Section
8.14 and Section 8.19 shall survive and remain in full force and effect regardless of
the consummation of the transactions
contemplated hereby, the repayment of the Advances, the expiration or termination of the
Letters of Credit and the Commitments or the termination of this Agreement or any provision hereof.

     Section 8.18 Entire Agreement. This Agreement and the other Loan Documents constitute the entire
agreement between the parties with respect to the subject matter hereof, and any other agreement,
statement, understanding, representation or warranty, whether oral or written, made or entered into
prior to the date hereof with respect to the subject matter hereof (other than the Fee Letter and
any Letter of Credit Agreement in respect of a Letter of Credit issued prior to the date hereof
that remains outstanding, all of which shall survive in full force and effect the execution and
delivery hereof) is superseded by this Agreement and the other Loan Documents.

     Section 8.19 WAIVER OF JURY TRIAL. EACH OF THE BORROWER, THE ADMINISTRATIVE AGENT AND THE LENDER
PARTIES IRREVOCABLY WAIVES ALL RIGHT TO TRIAL BY JURY IN ANY ACTION, PROCEEDING OR COUNTERCLAIM
(WHETHER BASED ON CONTRACT, TORT OR OTHERWISE) ARISING OUT OF OR RELATING TO ANY OF THE LOAN
DOCUMENTS, THE ADVANCES, THE LETTERS OF CREDIT OR THE ACTIONS OF THE ADMINISTRATIVE AGENT OR ANY
LENDER PARTY IN THE NEGOTIATION, ADMINISTRATION, PERFORMANCE OR ENFORCEMENT THEREOF.

[Signature Page to Follow]

119

 

     IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their
respective officers thereunto duly authorized as of the date first above written.

	 	 	 	 	 
	 	OXFORD MINING COMPANY, LLC, an Ohio
 limited liability
company

 	 
	 	By:  	/s/ Jeffrey M. Gutman
 	 
	 	 	Jeffrey M. Gutman, 	 
	 	 	Senior Vice President and

Chief Financial Officer 	 
	 
	 	OXFORD RESOURCE PARTNERS, LP, a 
Delaware limited
partnership
 	 

	 	 	 	 	 	 	 	 	 

	 	 	By:	 	Oxford Resources GP, LLC, a Delaware limited

liability company, its general partner	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	/s/ Jeffrey M. Gutman
 

Jeffrey M. Gutman,
	 	 
	 

	 	 	 	 	 	Senior Vice President and	 	 
	 

	 	 	 	 	 	Chief Financial Officer	 	 

	 	 	 	 	 
	 	OXFORD MINING COMPANY-KENTUCKY LLC, a Kentucky
limited liability company
 	 
	 
	 	By:  	/s/ Jeffrey M. Gutman
 	 
	 	 	Jeffrey M. Gutman, 	 
	 	 	Senior Vice President and

Chief Financial Officer 	 
	 
	 	DARON COAL COMPANY, LLC, an Ohio limited liability
company

 	 
	 	By:  	/s/ Charles C. Ungurean
 	 
	 	 	Charles C. Ungurean, 	 
	 	 	President 	 
	 

[Credit Agreement Signature Page]

 

 

	 	 	 	 	 
	 	CITICORP USA, INC.,

as Administrative Agent

 	 
	 	By:  	/s/ Christopher M. Wood
 	 
	 	 	Christopher M. Wood 	 
	 	 	Director 	 
	 

[Credit Agreement Signature Page]

 

 

	 	 	 	 	 
	 	CITIBANK, N.A.,

as Swing Line Bank and Lender

 	 
	 	By:  	/s/ Justin S. Tichauer
 	 
	 	 	Justin S. Tichauer 	 
	 	 	Vice President 	 
	 

[Credit Agreement Signature Page]

 

 

	 	 	 	 	 
	 	BARCLAYS BANK PLC,

as Co-Syndication Agent and Lender

 	 
	 	By:  	/s/ Nicholas A. Bell
 	 
	 	 	Nicholas A. Bell 	 
	 	 	Director 	 
	 

[Credit Agreement Signature Page]

 

 

	 	 	 	 	 
	 	HUNTINGTON NATIONAL BANK,

as Co-Syndication Agent and Lender

 	 
	 	By:  	/s/ Jeff D. Blendick
 	 
	 	 	Jeff D. Blendick 	 
	 	 	Vice President 	 
	 

[Credit Agreement Signature Page]

 

 

	 	 	 	 	 
	 	FIFTH THIRD BANK, AN OHIO BANKING CORPORATION,

as Co-Documentation Agent, Issuing Bank and Lender

 	 
	 	By:  	/s/ Patrick Lingrosso
 	 
	 	 	Patrick Lingrosso 	 
	 	 	Officer 	 
	 

[Credit Agreement Signature Page]

 

 

	 	 	 	 	 
	 	COMERICA BANK,

as Co-Documentation Agent and Lender

 	 
	 	By:  	/s/ Daniel J. Grady
 	 
	 	 	Daniel J. Grady 	 
	 	 	Vice President 	 
	 

[Credit Agreement Signature Page]

 

 

	 	 	 	 	 
	 	CATERPILLAR FINANCIAL SERVICE CORPORATION, as Lender

 	 
	 	By:  	/s/ Jennifer A. Coyle
 	 
	 	 	Jennifer A. Coyle 	 
	 	 	Managing Director 	 
	 

[Credit Agreement Signature Page]

 

 

	 	 	 	 	 
	 	SOCIÉTÉ GÉNÉRALE,

as Lender

 	 
	 	By:  	/s/ Emmanuel Chesneau
 	 
	 	 	Emmanuel Chesneau 	 
	 	 	Managing Director 	 
	 

[Credit Agreement Signature Page]

 

 

	 	 	 	 	 
	 	CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH,

as Lender

 	 
	 	By:  	/s/ Bill O’Daly
 	 
	 	 	Bill O’Daly 	 
	 	 	Director 	 
	 
	 	 	 
	 	By:  	                      /s/ Christopher Reo Day
 	 
	 	 	Christopher Reo Day 	 
	 	 	Associate 	 
	 

[Credit Agreement Signature Page]

 

 

	 	 	 	 	 
	 	

WELLS FARGO BANK N.A.,

as Lender

 	 
	 	By:  	/s/ Arnold W. Adkins, Jr.
 	 
	 	 	Arnold W. Adkins, Jr. 	 
	 	 	Vice President 	 
	 

[Credit Agreement Signature Page]

 

 

	 	 	 	 	 
	 	RAYMOND JAMES BANK, FSB,

as Lender

 	 
	 	By:  	/s/ James M. Armstrong
 	 
	 	 	James M. Armstrong 	 
	 	 	Vice President 	 
	 

[Credit Agreement Signature Page]

 

 

EXHIBIT A-1

REVOLVING NOTE

			
	$                    
	 	                    , 2010

     FOR VALUE RECEIVED, OXFORD MINING COMPANY, LLC, an Ohio limited liability company (the
“Borrower”), promises to pay to                      (the “Lender”), on or before [                    , 2013], the
principal sum of                                          AND NO/100 DOLLARS ($                    ) or, if less, the unpaid
principal amount of all Revolving Advances (defined below) made by the Lender to the Borrower under
the Credit Agreement referred to below.

     The Borrower promises to pay interest on the unpaid principal amount of this Revolving Note
(this “Note”) from the date hereof until paid at the rates and at the times as specified in the
Credit Agreement (as amended, restated, or otherwise modified from time to time, the “Credit
Agreement”), dated as of June ___, 2010, among the Borrower, the lenders from time to time party
thereto (the “CA Lenders”), and Citicorp USA, Inc., as administrative agent for the CA Lenders (in
such capacity and together with its successors in such capacity, the “Administrative Agent”).
Capitalized terms used but not otherwise defined herein shall have the same meanings as are
assigned to such terms in the Credit Agreement.

     The Lender is hereby authorized to endorse the date and amount of each Revolving Credit
Advance, Swing Line Advance, and Letter of Credit Advance (collectively, the “Revolving Advances”)
made by the Lender and each repayment or prepayment of principal of each Revolving Advance made
with respect to this Note on the schedule that is annexed to and constitutes a part of this Note,
which endorsement shall constitute prima facie evidence, absent manifest error, of the accuracy of
the information so endorsed on such schedule; provided, however, that the failure of the
Lender to endorse or record any such Revolving Advance, repayments or prepayments shall not affect
the obligations of the Borrower hereunder or under the Credit Agreement.

     This Note is one of the Borrower’s “Notes” issued pursuant to and entitled to the benefits of
the Credit Agreement and the other Loan Documents to which reference is hereby made for a more
complete statement of the terms and conditions under which the Revolving Advances evidenced hereby
are made and are to be repaid.

     All payments of principal and interest in respect of this Note shall be made in accordance
with the terms of the Credit Agreement. This Note evidences borrowings under, is subject to, is
secured in accordance with, and may be prepaid, accelerated or matured under the terms of the
Credit Agreement, to which reference is hereby made.

     The Borrower hereby waives diligence, presentment, protest, demand and notice of every kind
and, to the full extent permitted by applicable law, the right to plead any statute of limitations
as a defense to any demand hereunder.

A1-1

 

     THIS NOTE SHALL BE GOVERNED BY, AND SHALL BE CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE
LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO THE PRINCIPLES OF CONFLICTS OF LAW THEREOF.

     IN WITNESS WHEREOF, the Borrower has caused this Note to be executed and delivered as of the
day and year first above written.

	 	 	 	 	 
	 	OXFORD MINING COMPANY, LLC, an Ohio limited

liability company

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

A1-2

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Outstanding	 	 	 	 
	 	 	 	 	Amount of	 	 	Amount of	 	 	Principal	 	 	 	 
	 	 	 	 	Loan Made	 	 	Principal Paid	 	 	Balance	 	 	Notation	 
	Date	 	 	This Date	 	 	This Date	 	 	This Date	 	 	Made By	 

A1-3

 

EXHIBIT A-2

TERM NOTE

			
	$                    
	 	                    , 2010

     FOR VALUE RECEIVED, OXFORD MINING COMPANY, LLC, an Ohio limited liability company (the
“Borrower”), promises to pay to                      (the “Lender”) the principal sum of
                                         AND NO/100 DOLLARS ($                    ) or, if less, the unpaid principal
amount of all Term Loan Advances made by the Lender to the Borrower under the Credit Agreement (as
amended, restated, or otherwise modified from time to time, the “Credit Agreement”), dated June ___,
2010, among the Borrower, the lenders from time to time party thereto (the “CA Lenders”), and
Citicorp USA, Inc., as administrative agent for the CA Lenders (in such capacity and together with
its successors in such capacity, the “Administrative Agent”), payable in the amount and on the
dates set forth in the Credit Agreement.

     The Borrower promises to pay interest on the unpaid principal amount of this Term Note (this
“Note”) from the date hereof until paid at the rates and at the times as specified in the Credit
Agreement. Capitalized terms used but not otherwise defined herein shall have the same meanings as
are assigned to such terms in the Credit Agreement.

     The Lender is hereby authorized to endorse the date and amount of each Term Loan Advance made
by the Lender and each repayment or prepayment of principal of each Term Loan Advance made with
respect to this Note on the schedule that is annexed to and constitutes a part of this Note, which
endorsement shall constitute prima facie evidence, absent manifest error, of the accuracy of the
information so endorsed on such schedule; provided, however, that the failure of the Lender
to endorse or record any such Term Loan Advance, repayments or prepayments shall not affect the
obligations of the Borrower hereunder or under the Credit Agreement.

     This Note is one of the Borrower’s “Notes” issued pursuant to and entitled to the benefits of
the Credit Agreement and the other Loan Documents to which reference is hereby made for a more
complete statement of the terms and conditions under which the Term Loan Advances evidenced hereby
are made and are to be repaid.

     All payments of principal and interest in respect of this Note shall be made in accordance
with the terms of the Credit Agreement. This Note evidences borrowings under, is subject to, is
secured in accordance with, and may be prepaid, accelerated or matured under the terms of the
Credit Agreement, to which reference is hereby made.

     The Borrower hereby waives diligence, presentment, protest, demand and notice of every kind
and, to the full extent permitted by applicable law, the right to plead any statute of limitations
as a defense to any demand hereunder.

     THIS NOTE SHALL BE GOVERNED BY, AND SHALL BE CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE
LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO THE PRINCIPLES OF CONFLICTS OF LAW THEREOF.

 A2-1

 

     IN WITNESS WHEREOF, the Borrower has caused this Note to be executed and delivered as of the
day and year first above written.

	 	 	 	 	 
	 	OXFORD MINING COMPANY, LLC, an Ohio limited

liability company

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

 A2-2

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Outstanding	 	 	 	 
	 	 	 	 	Amount of	 	 	Amount of	 	 	Principal	 	 	 	 
	 	 	 	 	Loan Made	 	 	Principal Paid	 	 	Balance	 	 	Notation	 
	Date	 	 	This Date	 	 	This Date	 	 	This Date	 	 	Made By	 

 A2-3

 

EXHIBIT B

NOTICE OF BORROWING

DATE: ________ ___, 20__

Citicorp USA, Inc.,

as Administrative Agent

[666 Fifth Avenue]

[New York, New York 10103]

Ladies and Gentlemen:

          This Notice of Borrowing is executed and delivered by Oxford Mining Company, LLC (the “Borrower”)
to Citicorp USA, Inc., as administrative agent for the Lenders (in such capacity and together with
its successors in such capacity, the “Administrative Agent”), pursuant to Section 2.02(a) of that
certain Credit Agreement (as amended, restated, or otherwise modified from time to time, the
“Credit Agreement”), dated as of June ___, 2010, among the Borrower, the lenders from time to time
party thereto (the “Lenders”), and the Administrative Agent. Capitalized terms used but not
otherwise defined herein shall have the same meanings as are assigned to such terms in the Credit
Agreement.

          1. The Borrower hereby makes the below request.

          (a) A Borrowing or a Conversion or continuation of a Borrowing, whichever is indicated (check
one box only):

o A Borrowing

o A Conversion or continuation of a Borrowing

          (b) On
the following date (must be a Business Day):
             
                                  

          (c) Facility and amount for the Borrowing:

	 	•	 	[From the Revolving Credit Facility in the amount of $
              ]
	 
	 	•	 	[On the date of the initial funding under the Credit Agreement, from the
Term Loan Facility in the amount of $               ]

          (d) Type of Advance (check one box only):

o A Base Rate Advance

o A Eurodollar Rate Advance

          (d) Interest Period if a Eurodollar Rate Advance (check one box only):

B-1

 

               o NA   o 1 month   o 2 months   o 3 months   o 6 months

          2. In connection with the [Borrowing] [Conversion] [continuation] requested herein, the Borrower
hereby represents, warrants, and certifies to the Administrative Agent and the Lender Parties that:

          (a) On and as of the date of the [Borrowing] [Conversion] [continuation] requested herein and
before and after giving effect to such [Borrowing] [Conversion] [continuation], the representations
and warranties set forth in Article IV of the Credit Agreement or in any other Loan Document, or
which are contained in any document furnished at any time or in connection herewith or therewith,
shall be true and correct in all material respects, except to the extent that such representations
and warranties, by their terms, refer to an earlier date, in which case they shall be correct in
all material respects as of such earlier date;

          (b) Since the date of the last financial statements delivered in accordance with Section 5.03 of
the Credit Agreement, no event has occurred, and no condition exists, which has resulted or which
could be reasonably be expected to result in a Material Adverse Effect.

          (c) No Event of Default has occurred and is continuing on and as of such date, or would result from
this [Borrowing] [Conversion] [continuation]; and

          (d) The conditions precedent to the making of such [Borrowing] [Conversion] [continuation] as set
forth in Section 3.02(a) of the Credit Agreement have been satisfied.

          3. The Borrower’s instructions for distribution of Advance proceeds (appropriate wire instructions,
etc.) following deposit thereof into the Borrower’s Account, if any, are as follows:

[balance of page intentionally left blank with execution page to follow]

B-2

 

          IN WITNESS WHEREOF, the Borrower has executed this Notice of Borrowing on the date first set forth
above.

	 	 	 	 	 
	 	OXFORD MINING COMPANY, LLC, an 

Ohio limited liability company

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

B-3

 

EXHIBIT C

ASSIGNMENT AND ACCEPTANCE

          This Assignment and Acceptance (this “Assignment and Acceptance”) is dated as of the Effective Date
set forth below and is entered into by and between [the][each] Assignor identified in item 1 below
([the][each, an] “Assignor”) and [the][each] Assignee identified in item 2 below ([the][each, an]
“Assignee”). [It is understood and agreed that the rights and obligations of [the Assignors] [the
Assignees] [the Assignors and the Assignees] hereunder are several and not joint.] Capitalized
terms used but not otherwise defined herein shall have the same meanings as are assigned to them in
the Credit Agreement identified below (the “Credit Agreement”), receipt of a copy of which is
hereby acknowledged by [the][each] Assignee. The Standard Terms and Conditions set forth in
Annex 1 attached hereto are hereby agreed to and incorporated herein by reference and made
a part of this Assignment and Acceptance as if set forth herein in full.

          For an agreed consideration, [the][each] Assignor hereby irrevocably sells and assigns to [the
Assignee][the respective Assignees], and [the][each] Assignee hereby irrevocably purchases, accepts
and assumes from [the Assignor][the respective Assignors], subject to and in accordance with the
Standard Terms and Conditions and the Credit Agreement, as of the Effective Date inserted by the
Administrative Agent as contemplated below, (i) all of [the Assignor’s][the respective Assignors’]
rights and obligations in [its capacity as a Lender][their respective capacities as Lenders] under
the Credit Agreement and any other documents or instruments delivered pursuant thereto to the
extent related to the amount and percentage interest identified below of all of such outstanding
rights and obligations of [the Assignor][the respective Assignors] under the respective facilities
identified below (including, without limitation, in respect of the Letters of Credit and the Letter
of Credit Commitment) and (ii) to the extent permitted to be assigned under applicable law, all
claims, suits, causes of action and any other right of [the Assignor (in its capacity as a
Lender)][the respective Assignors (in their respective capacities as Lenders)] against any Person,
whether known or unknown, arising under or in connection with the Credit Agreement, any other
documents or instruments delivered pursuant thereto or the Transactions governed thereby or in any
way based on or related to any of the foregoing, including, without limitation, contract claims,
tort claims, malpractice claims, statutory claims and all other claims at law or in equity related
to the rights and obligations sold and assigned pursuant to clause (i) above (the rights and
obligations sold and assigned by [the][any] Assignor to [the][any] Assignee pursuant to clauses (i)
and (ii) above being referred to herein collectively as [the][an] “Assigned Interest”). Each such
sale and assignment is without recourse to [the][any] Assignor and, except as expressly provided in
this Assignment and Acceptance, without representation or warranty by [the][any] Assignor.
Furthermore, [the][each] Assignee confirms that it is an Eligible Assignee or an Affiliate of a
Lender that is not an Eligible Assignee under the Credit Agreement.

	 	 	 	 	 	 	 

	1.

	 	Assignor[s]:
	 	Name	 	 
	 
	 	 	 	 	 	 
	 

	 	 	 	 

	 	 
	 
	 	 	 	 	 	 
	 

	 	 	 	 

	 	 

C-1

 

	 	 	 	 	 	 	 	 	 

	2.

	 	Assignee[s]:
	 	Name
	 	Identification1	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	 

	 	 

	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	 

	 	 

	 	 
	3.

	 	Borrower:
	 	Oxford Mining Company, LLC	 	 	 	 

	4.	 	Administrative Agent: Citicorp USA, Inc., as the administrative agent under the
Credit Agreement, together with its successors in such capacity
	 
	5.	 	Credit Agreement: Credit Agreement, dated as of June ___, 2010, among Oxford Mining
Company, LLC, the lenders from time to time party thereto, and the Administrative Agent, as
amended, restated, or otherwise modified from time to time
	 
	6.	 	Assigned Interest:
	 
	 	 	Revolving Credit Facility

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	Amount of	 	 	Percentage	 
	 	 	 	 	 	 	Aggregate	 	 	Revolving Credit	 	 	Assigned of	 
	 	 	 	 	 	 	Amount of Revolving	 	 	Facility	 	 	Revolving Credit	 
	 	 	 	 	 	 	Credit Facility	 	 	Revolving Credit	 	 	Facility	 
	 	 	 	 	 	 	Revolving Credit	 	 	Commitment/	 	 	Revolving Credit	 
	 	 	 	 	 	 	Commitments/Advances	 	 	Advances	 	 	Commitment/	 
	Assignor[s]2	 	Assignee[s]3	 	 	for all Lenders	 	 	Assigned	 	 	Advances4	 
	 
	 	 	 	 	 	$	 	 	 	$	 	 	 	 	 	%
	 
	 	 	 	 	 	$	 	 	 	$	 	 	 	 	 	%
	 
	 	 	 	 	 	$	 	 	 	$	 	 	 	 	 	%

 

			
	1 	 	For each Assignee, indicate whether it is an
Affiliate of Lender or an Eligible Lender under (identify the qualifying clause
of the “Eligible Assignee” definition in the Credit Agreement).
	 
	2 	 	List each Assignor, as appropriate.
	 
	3 	 	List each Assignee, as appropriate.
	 
	4 	 	Set forth, to at least 9 decimals, as a
percentage of the Commitment/Advances of all Lenders thereunder.
	 
	5 	 	List each Assignor, as appropriate.
	 
	6 	 	List each Assignee, as appropriate.

C-2

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Aggregate	 	 	Amount of	 	 	Percentage	 
	 	 	 	 	 	 	Amount of Revolving	 	 	Revolving Credit	 	 	Assigned of	 
	 	 	 	 	 	 	Credit Facility	 	 	Facility Letter of	 	 	Revolving Credit	 
	 	 	 	 	 	 	Letter of	 	 	Credit	 	 	Facility Letter of	 
	 	 	 	 	 	 	Credit	 	 	Commitment/	 	 	Credit	 
	 	 	 	 	 	 	Commitments/Advances	 	 	Advances	 	 	Commitment/	 
	Assignor[s]5	 	Assignee[s]6	 	for all Lenders	 	Assigned	 	Advances7	 
	 
	 	 	 	 	 	$	 	 	 	$	 	 	 	 	 	%
	 
	 	 	 	 	 	$	 	 	 	$	 	 	 	 	 	%
	 
	 	 	 	 	 	$	 	 	 	$	 	 	 	 	 	%

 

			
	7 	 	Set forth, to at least 9 decimals, as a
percentage of the Commitment/Advances of all Lenders thereunder.

C-3

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	Amount of	 	 	Percentage	 
	 	 	 	 	 	 	Aggregate	 	 	Revolving Credit	 	 	Assigned of	 
	 	 	 	 	 	 	Amount of Revolving	 	 	Facility Swing	 	 	Revolving Credit	 
	 	 	 	 	 	 	Credit Facility Swing	 	 	Line	 	 	Facility Swing	 
	 	 	 	 	 	 	Line	 	 	Commitment/	 	 	Line	 
	 	 	 	 	 	 	Commitments/Advances	 	 	Advances	 	 	Commitment/	 
	Assignor[s]8	 	Assignee[s]9	 	 	for all Lenders	 	 	Assigned	 	 	Advances10	 
	 
	 	 	 	 	 	$	 	 	 	$	 	 	 	 	 	%
	 
	 	 	 	 	 	$	 	 	 	$	 	 	 	 	 	%
	 
	 	 	 	 	 	$	 	 	 	$	 	 	 	 	 	%

     Term Loan Facility

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Aggregate	 	 	 	 	 	 	 
	 	 	 	 	 	 	Amount of Term Loan	 	 	Amount of Term	 	 	Percentage	 
	 	 	 	 	 	 	Facility	 	 	Loan Facility	 	 	Assigned of Term	 
	 	 	 	 	 	 	Commitments/Advances	 	 	Commitment/	 	 	Loan Facility	 
	 	 	 	 	 	 	for	 	 	Advances	 	 	Commitment/	 
	Assignor[s]11	 	Assignee[s]12	 	 	all Lenders	 	 	Assigned	 	 	Advances13	 
	 
	 	 	 	 	 	$	 	 	 	$	 	 	 	 	 	%
	 
	 	 	 	 	 	$	 	 	 	$	 	 	 	 	 	%

     Effective Date:                                         , 20___ [TO BE INSERTED BY ADMINISTRATIVE AGENT AND
WHICH SHALL BE THE EFFECTIVE DATE OF RECORDATION OF TRANSFER IN THE REGISTER THEREFOR].

 

			
	8 	 	List each Assignor, as appropriate.
	 
	9 	 	List each Assignee, as appropriate.
	 
	10 	 	Set forth, to at least 9 decimals.
	 
	11 	 	List each Assignor, as appropriate.
	 
	12 	 	List each Assignee, as appropriate.
	 
	13 	 	Set forth, to at least 9 decimals, as a
percentage of the Commitment/Advances of all Lenders thereunder.

C-4

 

     The terms set forth in this Assignment and Acceptance are hereby agreed to:

	 	 	 	 	 
	 	Assignor[s]:

[NAME OF ASSIGNOR]

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	Assignee[s]:

[NAME OF ASSIGNEE]

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

C-5

 

	 	 	 	 	 
	[Consented to and]14 Accepted:

CITICORP USA, INC., as

Administrative Agent

 	 
	By:  	 	 
	 	Name:  	 	 
	 	Title:  	 	 
	 
	[Consented to and]15 Accepted:

[NAME OF ISSUING BANK], as

Issuing Bank

 	 
	By:  	 	 
	 	Name:  	 	 
	 	Title:  	 	 
	 
	[Consented to:]16

OXFORD MINING COMPANY, LLC

 	 
	By:  	 	 
	 
	By:  	 	 
	 	Name:  	 	 
	 	Title:  	 	 
	 

ANNEX 1 TO ASSIGNMENT AND ACCEPTANCE

 

			
	14 	 	To be added only if the consent of the
Administrative Agent is required by the terms of Clause (a)(vii) or (b) of the
“Eligible Assignee” definition of the Credit Agreement.
	 
	15 	 	To be added only if the consent of the
Issuing Bank is required by the terms of Clause (b) of the “Eligible Assignee”
definition of the Credit Agreement.
	 
	16 	 	To be added only if the consent of the
Borrower is required by the terms of Clause (a)(vii) or (b) of the “Eligible
Assignee” definition of the Credit Agreement.

C-6

 

STANDARD TERMS AND CONDITIONS FOR

ASSIGNMENT AND ACCEPTANCE

          1. Representations and Warranties.

          1.1. Assignor. [The][Each] Assignor (a) represents and warrants that (i) it is the legal
and beneficial owner of [the][[the relevant] Assigned Interest, (ii) [the][such] Assigned Interest
is free and clear of any lien, encumbrance or other adverse claim and (iii) it has full power and
authority, and has taken all action necessary, to execute and deliver this Assignment and
Acceptance and to consummate the transactions contemplated hereby; and (b) assumes no
responsibility with respect to (i) any statements, warranties or representations made in or in
connection with the Credit Agreement or any other Loan Document, (ii) the execution, legality,
validity, enforceability, genuineness, sufficiency or value, or perfection or priority of any Lien
created or purported to be created under or in connection with the Loan Documents or any collateral
thereunder, (iii) the financial condition of the General Partner, any Loan Party, their
Subsidiaries or Affiliates, or any other Person obligated in respect of any Loan Document or (iv)
the performance or observance by any Loan Party, any of their Subsidiaries or Affiliates, or any
other Person of any of their respective obligations under any Loan Document or other instrument or
document furnished pursuant hereto.

          1.2. Assignee. [The][Each] Assignee (a) represents and warrants that (i) it has full power
and authority, and has taken all action necessary, to execute and deliver this Assignment and
Acceptance and to consummate the transactions contemplated hereby and to become a Lender or Issuing
Bank, as the case may be, under the Credit Agreement, (ii) it meets all the requirements to be an
Eligible Assignee or it is an Affiliate of a Lender under Section 8.08(a) of the Credit
Agreement (subject to such consents, if any, as may be required under the “Eligible Assignee”
definition in the Credit Agreement), (iii) from and after the Effective Date, it shall be bound by
the provisions of the Credit Agreement as a Lender or Issuing Bank, as the case may be, thereunder
and, to the extent of [the][the relevant] Assigned Interest, shall have the obligations of a Lender
or Issuing Bank, as the case may be, thereunder, (iv) it is sophisticated with respect to decisions
to acquire assets of the type represented by [the][such] Assigned Interest and either it, or the
Person exercising discretion in making its decision to acquire [the][such] Assigned Interest, is
experienced in acquiring assets of such type, (v) it has received a copy of the Credit Agreement,
and has received or has been accorded the opportunity to receive copies of the most recent
financial statements delivered pursuant to Section 5.03 thereof, as applicable, and such
other documents and information as it deems appropriate to make its own credit analysis and
decision to enter into this Assignment and Acceptance and to purchase [the][such] Assigned
Interest, (vi) it has, independently and without reliance upon the Administrative Agent or any
Lender Party and based on such documents and information as it has deemed appropriate, made its own
credit analysis and decision to enter into this Assignment and Acceptance and to purchase
[the][such] Assigned Interest, and (vii) if it is not incorporated under the laws of the United
States of America or any state thereof, attached hereto is any documentation required to be
delivered by it pursuant to the terms of the Credit Agreement, duly completed and executed by
[the][such] Assignee; and (b) agrees that (i) it will, independently and without reliance upon the
Administrative Agent, [the][any] Assignor or any other Lender

C-7

 

Party, and based on such documents
and information as it shall deem appropriate at the time, continue to make its own
credit decisions in taking or not taking action under the Loan Documents, and (ii) it will perform
in accordance with their terms all of the obligations which by the terms of the Loan Documents are
required to be performed by it as a Lender or Issuing Bank, as the case may be.

          2. Payments. From and after the Effective Date, the Administrative Agent shall make all
payments in respect of [the][each] Assigned Interest (including payments of principal, interest,
fees and other amounts) to [the][the relevant] Assignor for amounts which have accrued to but
excluding the Effective Date and to [the][the relevant] Assignee for amounts which have accrued
from and after the Effective Date.

          3. General Provisions. This Assignment and Acceptance shall be binding upon, and inure to
the benefit of, the parties hereto and their respective successors and assigns. This Assignment
and Acceptance may be executed in any number of counterparts, which together shall constitute one
instrument. Delivery of an executed counterpart of a signature page of this Assignment and
Acceptance by telecopy shall be effective as delivery of a manually executed counterpart of this
Assignment and Acceptance. This Assignment and Acceptance shall be governed by, and construed in
accordance with, the law of the State of New York.

C-8

 

EXHIBIT D-1

MLP GUARANTY

          This MLP GUARANTY (this “Guaranty”), dated effective as of [___], 2010, is made by the
undersigned guarantor (the “Guarantor”) in favor of the Guaranteed Parties (as hereinafter
defined).

RECITALS:

     A. OXFORD MINING COMPANY, LLC, an Ohio limited liability company (the “Borrower”), is a party
to the Credit Agreement, dated as of June [___________], 2010 (as amended, restated or otherwise modified
from time to time, the “Credit Agreement”), among the Borrower, the lenders from time to time party
thereto (the “Lenders”), and CITICORP USA, INC. as administrative agent for the Lenders (in such
capacity and together with its successors in such capacity, the “Administrative Agent”), pursuant
to which the Lenders have severally agreed to make loan advances to the Borrower, one of the
Lenders, CITIBANK, N.A. (the “Swing Line Bank”), has agreed to make loans in the form of Swing Line
Advances to the Borrower, and one of the Lenders, FIFTH THIRD BANK (the “Issuing Bank”), has agreed
to issue letters of credit for the account of the Borrower, all upon the terms and conditions set
forth therein. Capitalized terms used but not defined herein have the meanings assigned to such
terms in the Credit Agreement.

     B. As a condition precedent to the extensions of credit under the Credit Agreement, the
Lenders have required that the Guarantor execute and deliver this Guaranty in favor of the Lenders,
the Administrative Agent, the Swing Line Bank and the Issuing Bank (collectively, the “Guaranteed
Parties”).

     C. The Guarantor will derive substantial direct and indirect benefit from the extensions of
credit under the Credit Agreement.

     D. Accordingly, the Guarantor desires to execute this Guaranty in order to satisfy the
condition described above in Recital B.

AGREEMENT:

          In consideration of the foregoing and for other good and valuable consideration, the receipt and
adequacy of which are hereby acknowledged, the Guarantor hereby agrees as follows:

     1. Guaranty.

     (a) The Guarantor irrevocably and unconditionally guarantees the prompt payment when
due, whether at stated maturity, upon acceleration or otherwise, and at all times
thereafter, of all of the Guaranteed Obligations. As used herein, the term “Guaranteed
Obligations” means all of the Obligations.

D-1 - 1

 

     (b) In addition to the Guaranteed Obligations, the Guarantor further agrees to
pay any and all reasonable costs and expenses (including reasonable fees and
disbursements of counsel) incurred by any Guaranteed Party in enforcing any rights under
this Guaranty, which agreement shall survive termination of this Guaranty.

     (c) The Guarantor understands and confirms that the Guaranteed Parties may enforce this
Guaranty up to the full amount of the Guaranteed Obligations against the Guarantor without
proceeding against the Borrower or any other Person, against any security for the Guaranteed
Obligations, or under any other guaranty covering all or a portion of the Guaranteed
Obligations.

     2. No Release. The Guarantor agrees that the Guaranteed Obligations may be extended,
renewed or otherwise modified, in whole or in part, without any notice to or further assent from
it, and that the Guarantor shall remain bound by this Guaranty notwithstanding any extension,
renewal or other modification of any Guaranteed Obligation.

     3. Waivers of Certain Rights and Certain Defenses. The Guarantor waives to the
maximum extent permitted by applicable law:

     (a) diligence and promptness in preserving liability of any Person on Guaranteed
Obligations, and in collecting or bringing suit to collect Guaranteed Obligations;

     (b) each and every right to which it may be entitled by virtue of the suretyship laws
of the State of New York or any other state in which it may be located;

     (c) presentment, demand for payment, notice of dishonor or nonpayment, protest and
notice of protest, or any other notice of any other kind with respect to the Guaranteed
Obligations; and

     (d) notice of acceptance of this Guaranty, creation of the Guaranteed Obligations,
failure to pay the Guaranteed Obligations as they mature, any other default, adverse change
in the Borrower’s financial condition, release or substitution of collateral, subordination
of the Lenders’ rights in any other collateral, and every other notice of every kind.

     No provision or waiver in this Guaranty shall be construed as limiting the generality of any
other waiver contained in this Guaranty.

     4. Obligations Absolute. To the extent permitted by law, the obligations of the
Guarantor are irrevocable and unconditional irrespective of the value, genuineness, validity,
regularity or enforceability of the Credit Agreement or any other agreement or instrument referred
to herein or therein, and, to the fullest extent permitted by applicable law, irrespective of any
counterclaim, set-off, deduction or any other circumstance whatsoever that might otherwise
constitute a legal or equitable discharge or defense of a surety or guarantor (other than payment
or performance of the Guaranteed Obligations), it being the intent of this Section that the
obligations of the Guarantor hereunder shall be irrevocable and unconditional as described above.
Without limiting the generality of the foregoing, to the extent permitted by law, it is

D-1 - 2

 

agreed that
the occurrence of any one or more of the following shall not alter or impair the
liability of the Guarantor hereunder which shall remain irrevocable and unconditional as
described above:

     (a) lack of capacity of the Borrower;

     (b) change in the manner, place or terms of payment of (including the currency
thereof), and/or change or extension of the time of payment of, or renewal or modification
of, any of the Guaranteed Obligations, any security or guarantee therefor, or any liability
incurred directly or indirectly in respect thereof; provided, that this Guaranty shall apply
to the Guaranteed Obligations as so changed, extended, renewed or modified;

     (c) sale, exchange, release, surrender, realization upon, failure to perfect any Lien
or security interest in, or other alteration in any manner and in any order of any property
by whomsoever at any time pledged or mortgaged to secure, or howsoever securing, the
Guaranteed Obligations or any liabilities (including any of those hereunder) incurred
directly or indirectly in respect thereof or hereof and for offset there against;

     (d) settlement or compromise of any of the Guaranteed Obligations, any security or
guarantee therefor or any liability (including any of those hereunder) incurred directly or
indirectly in respect thereof or hereof, or subordination of the payment of all or any part
thereof to the payment of any liability (whether due or not) of the Borrower;

     (e) actions or failures to act in any manner referred to in this Guaranty which may
deprive the Guarantor of its right to subrogation against the Borrower or any other Person
to recover full indemnity for any payments made pursuant to this Guaranty;

     (f) failure of any Guaranteed Party to assert any claim or demand or to enforce any
right or remedy against the Borrower or the Guarantor or any successor thereto under the
provisions of the Credit Agreement, any other Loan Document or any other agreement or
otherwise; or

     (g) rescission, waiver, extension, renewal, amendment or modification of any of the
terms or provisions of the Credit Agreement, any other Loan Document, any guarantee or any
instrument or agreement executed pursuant thereto.

     5. Guaranty of Payment and Performance. This Guaranty constitutes a guarantee of
payment and performance when due and not of collection and the Guarantor waives any right to
require that any resort be had by any Guaranteed Party to the Borrower, any other guarantor, any
property by whomsoever at any time pledged or mortgaged to secure, or howsoever securing, the
Guaranteed Obligations or any balance of any deposit account or credit on the books of any
Guaranteed Party in favor of the Borrower or any other Person.

     6. Unenforceability of Obligations. The obligations of the Guarantor under this
Guaranty shall not be subject to any reduction, limitation, impairment or termination for any
reason (other than by indefeasible payment and performance in full of the Guaranteed Obligations
and termination of the Commitments under the Credit Agreement) and shall not be subject to any
defense or setoff, counterclaim, recoupment or termination whatsoever by reason

D-1 - 3

 

of the invalidity,
illegality or unenforceability of any of the Guaranteed Obligations, discharge of
the Borrower or any other Person from any of the Guaranteed Obligations in a bankruptcy or
similar proceeding or otherwise (other than by indefeasible payment and performance in full of the
Guaranteed Obligations and termination of the Commitments under the Credit Agreement).

     7. Set-Off. In addition to any rights now or hereafter granted under applicable law
(including, without limitation, Section 151 of the New York Debtor and Creditor Law) and not by way
of limitation of any such rights, upon the occurrence of any Event of Default, the Guaranteed Party
is hereby authorized at any time or from time to time, without notice to the Guarantor or to any
other Person, any such notice being expressly waived to the extent permitted by applicable law, to
set off and to appropriate and apply any and all deposits (general or special) and any other
indebtedness at any time held or owing by such Guaranteed Party to or for the credit or the account
of the Guarantor, against and on account of the obligations and liabilities of the Guarantor to
such Guaranteed Party under this Guaranty, irrespective of whether or not such Guaranteed Party
shall have made any demand hereunder and although said obligations, liabilities, deposits or
claims, or any of them, shall be contingent or unmatured.

     8. Reinstatement. This Guaranty shall continue to be effective and, if cancelled or
otherwise terminated shall be reinstated, if at any time any payment, or any part thereof, of
principal of, interest on or any other amount with respect to any Guaranteed Obligation is
rescinded or must otherwise be restored by any Guaranteed Party or any other Person upon the
bankruptcy or reorganization of the Borrower or any other Person or otherwise. If claim is ever
made upon any Guaranteed Party for repayment or recovery of any amount or amounts received in
payment or on account of any of the Guaranteed Obligations and any of the Guaranteed Parties repays
all or part of said amount by reason of (a) any judgment, decree or order of any court or
administrative body having jurisdiction over such Guaranteed Party or any of its property or (b)
any settlement or compromise of any such claim effected by such Guaranteed Party with any such
claimant (including the Borrower), then and in such event the Guarantor agrees that any such
judgment, decree, order, settlement or compromise shall be binding upon it, notwithstanding any
revocation, termination or cancellation hereof or of the Credit Agreement, any other Loan Document
or any other instrument evidencing any liability of the Borrower, and the Guarantor shall be and
remain liable to such Guaranteed Party hereunder for the amount so repaid or recovered to the same
extent as if such amount had never originally been received by any such Guaranteed Party.

     9. No Subrogation. Notwithstanding any payment or payments by the Guarantor hereunder
or any set-off or application of funds of the Guarantor by any Guaranteed Party, the Guarantor
shall not be entitled to be subrogated to any of the rights of any Guaranteed Party against the
Borrower or any other Person or guarantee or right of offset held by any Guaranteed Party of the
payment of the Guaranteed Obligations, nor shall the Guarantor seek or be entitled to any
reimbursement or contribution from the Borrower, any other guarantor or any other Person in respect
of payments made by such Guarantor hereunder, until all amounts owing to the Guaranteed Parties by
the Borrower on account of the Guaranteed Obligations are indefeasibly paid in full in cash. If
any amount shall be paid to the Guarantor on account of the subrogation rights at any time when all
of the Guaranteed Obligations have not been indefeasibly paid in full in cash, such amount shall be
held by such Guarantor in trust for the Guaranteed Parties, segregated from other funds of the
Guarantor, and, immediately upon receipt by such Guarantor,

D-1 - 4

 

turned over to the Administrative Agent
in the exact form received by the Guarantor (duly
endorsed by the Guarantor to the Administrative Agent, if required), to be applied against the
Guaranteed Obligations, whether matured or unmatured, in such order as the Administrative Agent may
determine.

     10. Amendment and Waiver; Cumulative Remedies; Severability. No amendment,
modification, termination or waiver of any provision of this Guaranty, or consent to any departure
by the Guarantor herefrom, shall be effective without the written concurrence of the Required
Lenders under the Credit Agreement or as otherwise provided in the Credit Agreement including,
without limitation, Section 8.01 thereof. No failure by the Guaranteed Parties to exercise, and no
delay in exercising, any right, remedy or power hereunder shall operate as a waiver thereof; nor
shall any single or partial exercise of any right, remedy or power hereunder preclude any other or
further exercise thereof or the exercise of any other right. No waiver of any breach or default
under this Guaranty shall be deemed a waiver of any other breach or default hereunder. The
remedies herein provided are cumulative and not exclusive of any remedies provided by law or in
equity. The unenforceability or invalidity of any provision of this Guaranty shall not affect the
enforceability or validity of any other provision herein.

     11. Notices. All notices and other communications provided for hereunder shall be
effectuated in the manner provided for in the Credit Agreement.

     12. Stay of Acceleration. In the event that acceleration of the time for payment of
any of the Guaranteed Obligations is stayed, upon the insolvency, bankruptcy or reorganization of
the Borrower or any other Person, or otherwise, all such amounts shall nonetheless be payable by
the Guarantor immediately upon demand by the Guaranteed Parties.

     13. Representations and Warranties. In order to induce the Lenders to make Revolving
Credit Advances and the Term Loan Advances, the Swing Line Bank to make Swing Line Advances and the
Issuing Bank to issue Letters of Credit pursuant to the Credit Agreement, the Guarantor warrants
and covenants that the value of the consideration received and to be received by the Guarantor is
reasonably worth at least as much as the liability and obligation of the Guarantor hereunder, and
such liability and obligation may reasonably be expected to benefit the Guarantor directly or
indirectly.

     14. Successors and Assigns. This Guaranty shall be binding upon the Guarantor and its
successors and assigns and shall inure to the benefit of the respective successors and assigns of
the Guaranteed Parties and, in the event of any transfer or assignment of rights by any Guaranteed
Party, the rights and privileges herein conferred upon that Guaranteed Party shall automatically
extend to and be vested in such transferee or assignee, all subject to the terms and conditions
hereof, provided, however, that, except as expressly permitted under the Credit
Agreement, the Guarantor may not assign any of its rights or obligations hereunder without the
consent of the Lenders and any such assignment without such consent shall be void.

     15. GOVERNING LAW. THIS GUARANTY IS ENTERED INTO PURSUANT TO SECTION 5-1401 OF THE
NEW YORK GENERAL OBLIGATIONS LAW AND SHALL BE DEEMED TO BE MADE UNDER, SHALL BE GOVERNED BY, AND
SHALL BE CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE LAWS

D-1 - 5

 

OF THE STATE OF NEW YORK (WITHOUT
REGARD TO PRINCIPLES OF CONFLICTS OF LAW) AND APPLICABLE FEDERAL LAWS.

     16. CONSENT TO JURISDICTION. EACH OF THE GUARANTOR AND THE GUARANTEED PARTIES HEREBY
IRREVOCABLY AND UNCONDITIONALLY SUBMITS, FOR ITSELF AND ITS PROPERTY, TO THE EXCLUSIVE JURISDICTION
OF ANY NEW YORK STATE COURT OR FEDERAL COURT OF THE UNITED STATES OF AMERICA SITTING IN NEW YORK
COUNTY, NEW YORK, AND ANY APPELLATE COURT FROM ANY THEREOF, IN ANY ACTION OR PROCEEDING ARISING OUT
OF OR RELATING TO THIS GUARANTY OR ANY OF THE OTHER LOAN DOCUMENTS TO WHICH IT IS A PARTY, OR FOR
RECOGNITION OR ENFORCEMENT OF ANY JUDGMENT, AND EACH OF THE GUARANTOR AND THE GUARANTEED PARTIES
HEREBY IRREVOCABLY AND UNCONDITIONALLY AGREES THAT ALL CLAIMS IN RESPECT OF ANY SUCH ACTION OR
PROCEEDING SHALL BE HEARD AND DETERMINED IN ANY SUCH NEW YORK STATE COURT OR, TO THE FULLEST EXTENT
PERMITTED BY LAW, IN SUCH FEDERAL COURT. EACH OF THE GUARANTOR AND THE GUARANTEED PARTIES AGREES
THAT A FINAL JUDGMENT IN ANY SUCH ACTION OR PROCEEDING, TO THE EXTENT PERMITTED BY LAW, SHALL BE
CONCLUSIVE AND MAY BE ENFORCED IN OTHER JURISDICTIONS BY SUIT ON THE JUDGMENT OR IN ANY OTHER
MANNER PROVIDED BY LAW. THE GUARANTOR IRREVOCABLY CONSENTS TO THE SERVICE OF ANY AND ALL PROCESS
IN ANY SUCH ACTION OR PROCEEDING BROUGHT IN ANY COURT IN OR OF THE STATE OF NEW YORK BY THE
DELIVERY OF COPIES OF SUCH PROCESS TO IT AT AN ADDRESS THAT COMPLIES WITH THE TERMS OF
SECTION 11 OR BY CERTIFIED MAIL DIRECTED TO SUCH ADDRESS. NOTHING IN THIS SECTION SHALL
AFFECT THE RIGHT OF THE PARTIES TO SERVE PROCESS IN ANY OTHER MANNER PERMITTED BY LAW OR LIMIT THE
RIGHT OF THE GUARANTEED PARTIES (OR ANY OF THEM) TO BRING ANY SUCH ACTION OR PROCEEDING AGAINST THE
GUARANTOR OR ANY OF THE GUARANTOR’S PROPERTY IN THE COURTS WITH SUBJECT MATTER JURISDICTION OF ANY
OTHER JURISDICTION. EACH OF THE GUARANTOR AND THE GUARANTEED PARTIES IRREVOCABLY AND
UNCONDITIONALLY WAIVES, TO THE FULLEST EXTENT IT MAY LEGALLY AND EFFECTIVELY DO SO, ANY OBJECTION
THAT IT MAY NOW OR HEREAFTER HAVE TO THE LAYING OF VENUE OF ANY SUIT, ACTION OR PROCEEDING ARISING
OUT OF OR RELATING TO THIS GUARANTY OR ANY OF THE OTHER LOAN DOCUMENTS TO WHICH IT IS A PARTY IN
ANY NEW YORK STATE OR FEDERAL COURT. EACH OF THE GUARANTOR AND THE GUARANTEED PARTIES HEREBY
IRREVOCABLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY LAW, THE DEFENSE OF AN INCONVENIENT FORUM TO
THE MAINTENANCE OF SUCH ACTION OR PROCEEDING IN ANY SUCH COURT. EACH OF THE GUARANTEED PARTIES
AGREES TO THE PROVISIONS OF THIS SECTION BY THE ACCEPTANCE OF THIS GUARANTY.

     17. WAIVER OF JURY TRIAL. THE GUARANTOR HEREBY WAIVES, TO THE FULLEST EXTENT NOT
PROHIBITED BY APPLICABLE LAW, ANY RIGHT IT

D-1 - 6

 

MAY HAVE TO A TRIAL BY JURY IN RESPECT OF ANY LITIGATION
DIRECTLY OR INDIRECTLY ARISING OUT OF, UNDER OR IN CONNECTION WITH THIS GUARANTY, THE CREDIT AGREEMENT
OR ANY OTHER LOAN DOCUMENT. The Guarantor (a) certifies that no representative, agent or attorney
of any other party to the Loan Documents has represented, expressly or otherwise, that such other
party would not, in the event of litigation, seek to enforce the foregoing waiver and (b)
acknowledges that the Lenders and the other parties to the Loan Documents have been induced to
enter into the Loan Documents by, among other things, the foregoing waiver and certification.

     18. Release. This Guaranty is a continuing and irrevocable guaranty of all Guaranteed
Obligations now or hereafter existing and may be released only in accordance with Section 8.01 of
the Credit Agreement.

     19. Certain Provisions. For the avoidance of doubt, the limitation of the application
of certain terms and provisions contained herein to the Guarantor shall have no effect on the
representations, warranties, covenants, indemnities and other agreements of the Guarantor contained
in the Credit Agreement and the other Loan Documents. The representations, warranties, covenants,
indemnities and other agreements contained herein are in addition to, and not in lieu of, the
representations, warranties, covenants, indemnities and other agreements contained in the Credit
Agreement and the other Loan Documents.

     20. No Recourse to General Partner and Associated Persons. This Guaranty is given by
the Guarantor with the express understanding and limitation that neither the General Partner nor
any Associated Person of the General Partner, or any of their respective successors or assigns,
shall have any personal liability hereunder or otherwise for the payment or performance of any of
the Guaranteed Obligations and no monetary or other judgment shall be sought or enforced against
the General Partner or any of such Associated Persons or any of their respective successors or
assigns with respect thereto. Notwithstanding the foregoing, none of the Guaranteed Parties shall
be deemed barred by this Section from asserting any claim against any Person based upon an
allegation of fraud or misrepresentation.

     21. Counterparts. This Guaranty may be executed in any number of counterparts and by
the different parties hereto on separate counterparts, each of which when so executed and delivered
shall be an original, but all of which shall together constitute one and the same instrument. A
set of counterpart originals executed by all the parties shall be delivered to the Administrative
Agent, and a copy thereof shall be furnished to the Borrower or the Guarantor upon request
therefor.

     22. Security Documents. The obligations of the Guarantor are secured by the Security
Documents. The Guarantor shall comply with all terms and conditions of the Security Documents to
which the Guarantor is a party, as the same may be amended, restated, supplemented or otherwise
modified from time to time.

D-1 - 7

 

     IN WITNESS WHEREOF, the undersigned has caused this Guaranty to be duly executed to be effective as
of the day and year first above written.

	 	 	 	 	 
	 	GUARANTOR:

OXFORD RESOURCE PARTNERS, LP, a 

Delaware limited partnership

 	 
	 	By:  	Oxford Resources GP, LLC, a Delaware limited
	 
	 	 	liability company, its general partner 	 
	 	 	 
	 	By:  	
 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

D-1 - 8

 

EXHIBIT D-2

SUBSIDIARY GUARANTY

          This SUBSIDIARY GUARANTY (this “Guaranty”), dated effective as of [                    ], 2010, is made by the
undersigned guarantors (each a “Guarantor” and collectively the “Guarantors”) in favor of the
Guaranteed Parties (as hereinafter defined).

RECITALS:

     A. OXFORD MINING COMPANY, LLC, an Ohio limited liability company (the “Borrower”), is a party
to the Credit Agreement, dated as of June [___], 2010 (as amended, restated or otherwise modified
from time to time, the “Credit Agreement”), among the Borrower, the lenders from time to time party
thereto (the “Lenders”), and CITICORP USA, INC. as administrative agent for the Lenders (in such
capacity and together with its successors in such capacity, the “Administrative Agent”), pursuant
to which the Lenders have severally agreed to make loan advances to the Borrower, one of the
Lenders, CITIBANK, N.A. (the “Swing Line Bank”), has agreed to make loans in the form of Swing Line
Advances to the Borrower, and one of the Lenders, FIFTH THIRD BANK (the “Issuing Bank”), has agreed
to issue letters of credit for the account of, the Borrower, all upon the terms and conditions set
forth therein. Capitalized terms used but not defined herein have the meanings assigned to such
terms in the Credit Agreement.

     B. As a condition precedent to the extensions of credit under the Credit Agreement, the
Lenders have required that the Guarantors execute and deliver this Guaranty in favor of the
Lenders, the Administrative Agent, the Swing Line Bank and the Issuing Bank (collectively, the
“Guaranteed Parties”).

     C. Each Guarantor will derive substantial direct and indirect benefit from the extensions of
credit under the Credit Agreement.

     D. Accordingly, each Guarantor desires to execute this Guaranty in order to satisfy the
condition described above in Recital B.

AGREEMENT:

          In consideration of the foregoing and for other good and valuable consideration, the receipt and
adequacy of which are hereby acknowledged, each Guarantor hereby, jointly and severally, agrees as
follows:

     1. Guaranty.

     (a) Each Guarantor irrevocably and unconditionally, both jointly and severally,
guarantees the prompt payment when due, whether at stated maturity, upon acceleration or
otherwise, and at all times thereafter, of all of the Guaranteed Obligations. As used
herein, the term “Guaranteed Obligations” means all of the Obligations.

D-2 - 1

 

     (b) In addition to the Guaranteed Obligations, each Guarantor, jointly and severally,
further agrees to pay any and all reasonable costs and expenses (including reasonable fees
and disbursements of counsel) incurred by any Guaranteed Party in enforcing any rights under
this Guaranty, which agreement shall survive termination of this Guaranty.

     (c) Each Guarantor understands and confirms that the Guaranteed Parties may enforce
this Guaranty up to the full amount of the Guaranteed Obligations against any Guarantor
without proceeding against the Borrower or any other Person, against any security for the
Guaranteed Obligations, or under any other guaranty covering all or a portion of the
Guaranteed Obligations.

     (d) Notwithstanding anything in this Guaranty to the contrary, the obligations of each
Guarantor under this Guaranty shall be limited to a maximum aggregate amount equal to the
largest amount that would not render such Guarantor’s obligations hereunder subject to
avoidance as a fraudulent transfer or fraudulent conveyance under Section 548 of Title 11 of
the United States Code or any applicable provisions of comparable state law (collectively,
the “Fraudulent Transfer Laws”), in each case after giving effect to all other liabilities
of such Guarantor, contingent or otherwise, that are relevant under the Fraudulent Transfer
Laws (specifically excluding, however, any liabilities of such Guarantor in respect of
intercompany Debt to the Borrower or any Subsidiary or Affiliate of the Borrower to the
extent that such Debt would be discharged in an amount equal to the amount paid by such
Guarantor hereunder) and after giving effect, as assets, to the value (as determined under
the applicable provisions of the Fraudulent Transfer Laws) of any rights to subrogation,
reimbursement or contribution of such Guarantor pursuant to (i) applicable law or (ii) any
agreement providing for rights of subrogation, reimbursement or contribution in favor of
such Guarantor, or for an equitable allocation among such Guarantor, the Borrower and/or any
other Person of obligations arising under guaranties by such Persons.

     2. No Release. Each Guarantor agrees that the Guaranteed Obligations may be
extended, renewed or otherwise modified, in whole or in part, without any notice to or
further assent from it, and that such Guarantor shall remain bound by this Guaranty
notwithstanding any extension, renewal or other modification of any Guaranteed Obligation.

     3. Waivers of Certain Rights and Certain Defenses. Each Guarantor waives to
the maximum extent permitted by applicable law:

     (a) diligence and promptness in preserving liability of any Person on Guaranteed
Obligations, and in collecting or bringing suit to collect Guaranteed Obligations;

     (b) each and every right to which it may be entitled by virtue of the suretyship laws
of the State of New York or any other state in which it may be located;

D-2 - 2

 

     (c) presentment, demand for payment, notice of dishonor or nonpayment,
protest and notice of protest, or any other notice of any other kind with respect to
the Guaranteed Obligations; and

     (d) notice of acceptance of this Guaranty, creation of the Guaranteed Obligations,
failure to pay the Guaranteed Obligations as they mature, any other default, adverse change
in the Borrower’s financial condition, release or substitution of collateral, subordination
of the Lenders’ rights in any other collateral, and every other notice of every kind.

     No provision or waiver in this Guaranty shall be construed as limiting the generality of any
other waiver contained in this Guaranty.

     4. Obligations Absolute. To the extent permitted by law, the obligations of each
Guarantor are irrevocable and unconditional irrespective of the value, genuineness, validity,
regularity or enforceability of the Credit Agreement or any other agreement or instrument referred
to herein or therein, and, to the fullest extent permitted by applicable law, irrespective of any
counterclaim, set-off, deduction or any other circumstance whatsoever that might otherwise
constitute a legal or equitable discharge or defense of a surety or guarantor (other than payment
or performance of the Guaranteed Obligations), it being the intent of this Section that the
obligations of each Guarantor hereunder shall be irrevocable and unconditional as described above.
Without limiting the generality of the foregoing, to the extent permitted by law, it is agreed that
the occurrence of any one or more of the following shall not alter or impair the liability of each
Guarantor hereunder which shall remain irrevocable and unconditional as described above:

     (a) lack of capacity of the Borrower;

     (b) change in the manner, place or terms of payment of (including the currency
thereof), and/or change or extension of the time of payment of, or renewal or modification
of, any of the Guaranteed Obligations, any security or guarantee therefor, or any liability
incurred directly or indirectly in respect thereof; provided, that this Guaranty shall apply
to the Guaranteed Obligations as so changed, extended, renewed or modified;

     (c) sale, exchange, release, surrender, realization upon, failure to perfect any Lien
or security interest in, or other alteration in any manner and in any order of any property
by whomsoever at any time pledged or mortgaged to secure, or howsoever securing, the
Guaranteed Obligations or any liabilities (including any of those hereunder) incurred
directly or indirectly in respect thereof or hereof and for offset there against;

     (d) settlement or compromise of any of the Guaranteed Obligations, any security or
guarantee therefor or any liability (including any of those hereunder) incurred directly or
indirectly in respect thereof or hereof, or subordination of the payment of all or any part
thereof to the payment of any liability (whether due or not) of the Borrower;

     (e) actions or failures to act in any manner referred to in this Guaranty which may
deprive such Guarantor of its right to subrogation against the Borrower or any other Person
to recover full indemnity for any payments made pursuant to this Guaranty;

D-2 - 3

 

     (f) failure of any Guaranteed Party to assert any claim or demand or to enforce any
right or remedy against the Borrower or any Guarantor or any successor thereto under the
provisions of the Credit Agreement, any other Loan Document or any other agreement or
otherwise; or

     (g) rescission, waiver, extension, renewal, amendment or modification of any of the
terms or provisions of the Credit Agreement, any other Loan Document, any guarantee or any
instrument or agreement executed pursuant thereto.

     5. Guaranty of Payment and Performance. This Guaranty constitutes a guarantee of
payment and performance when due and not of collection and each Guarantor waives any right to
require that any resort be had by any Guaranteed Party to the Borrower, any other guarantor, any
property by whomsoever at any time pledged or mortgaged to secure, or howsoever securing, the
Guaranteed Obligations or any balance of any deposit account or credit on the books of any
Guaranteed Party in favor of the Borrower or any other Person.

     6. Unenforceability of Obligations. The obligations of each Guarantor under this
Guaranty shall not be subject to any reduction, limitation, impairment or termination for any
reason (other than by indefeasible payment and performance in full of the Guaranteed Obligations
and termination of the Commitments under the Credit Agreement, and except as limited in Section
1(d) of this Guaranty) and shall not be subject to any defense or setoff, counterclaim,
recoupment or termination whatsoever by reason of the invalidity, illegality or unenforceability of
any of the Guaranteed Obligations, discharge of the Borrower or any other Person from any of the
Guaranteed Obligations in a bankruptcy or similar proceeding or otherwise (other than by
indefeasible payment and performance in full of the Guaranteed Obligations and termination of the
Commitments under the Credit Agreement, and except as limited in Section 1(d) of this
Guaranty).

     7. Set-Off. In addition to any rights now or hereafter granted under applicable law
(including, without limitation, Section 151 of the New York Debtor and Creditor Law) and not by way
of limitation of any such rights, upon the occurrence of any Event of Default, each Guaranteed
Party is hereby authorized at any time or from time to time, without notice to any Guarantor or to
any other Person, any such notice being expressly waived, to the extent permitted by applicable
law, to set off and to appropriate and apply any and all deposits (general or special) and any
other indebtedness at any time held or owing by such Guaranteed Party to or for the credit or the
account of any Guarantor, against and on account of the obligations and liabilities of such
Guarantor to such Guaranteed Party under this Guaranty, irrespective of whether or not such
Guaranteed Party shall have made any demand hereunder and although said obligations, liabilities,
deposits or claims, or any of them, shall be contingent or unmatured.

     8. Reinstatement. This Guaranty shall continue to be effective and, if cancelled or
otherwise terminated shall be reinstated, if at any time any payment, or any part thereof, of
principal of, interest on or any other amount with respect to any Guaranteed Obligation is
rescinded or must otherwise be restored by any Guaranteed Party or any other Person upon the
bankruptcy or reorganization of the Borrower or any other Person or otherwise. If claim is ever
made upon any Guaranteed Party for repayment or recovery of any amount or amounts received in
payment or on account of any of the Guaranteed Obligations and any of the Guaranteed

D-2 - 4

 

Parties repays all or part of said amount by reason of (a) any judgment, decree or order of
any court or administrative body having jurisdiction over such Guaranteed Party or any of its
property, or (b) any settlement or compromise of any such claim effected by such Guaranteed Party
with any such claimant (including the Borrower), then and in such event each Guarantor jointly and
severally agrees that any such judgment, decree, order, settlement or compromise shall be binding
upon it, notwithstanding any revocation, termination or cancellation hereof or of the Credit
Agreement, any other Loan Document or any other instrument evidencing any liability of the
Borrower, and such Guarantor shall be and remain liable to such Guaranteed Party hereunder for the
amount so repaid or recovered to the same extent as if such amount had never originally been
received by any such Guaranteed Party.

     9. No Subrogation. Notwithstanding any payment or payments by any Guarantor hereunder
or any set-off or application of funds of any Guarantor by any Guaranteed Party, no Guarantor shall
be entitled to be subrogated to any of the rights of any Guaranteed Party against the Borrower or
any other Person or guarantee or right of offset held by any Guaranteed Party of the payment of the
Guaranteed Obligations, nor shall any Guarantor seek or be entitled to any reimbursement or
contribution from the Borrower, any other Guarantor or any other Person in respect of payments made
by such Guarantor hereunder, until all amounts owing to the Guaranteed Parties by the Borrower on
account of the Guaranteed Obligations are indefeasibly paid in full in cash. If any amount shall
be paid to any Guarantor on account of the subrogation rights at any time when all of the
Guaranteed Obligations have not been indefeasibly paid in full in cash, such amount shall be held
by such Guarantor in trust for the Guaranteed Parties, segregated from other funds of such
Guarantor, and shall, immediately upon receipt by such Guarantor, be turned over to the
Administrative Agent in the exact form received by such Guarantor (duly endorsed by such Guarantor
to the Administrative Agent, if required), to be applied against the Guaranteed Obligations,
whether matured or unmatured, in such order as the Administrative Agent may determine.

     10. Amendment and Waiver; Cumulative Remedies; Severability. No amendment,
modification, termination or waiver of any provision of this Guaranty, or consent to any departure
by any Guarantor herefrom, shall be effective without the written concurrence of the Required
Lenders under the Credit Agreement or as otherwise provided in the Credit Agreement including,
without limitation, Section 8.01 thereof. No failure by the Guaranteed Parties to exercise, and no
delay in exercising, any right, remedy or power hereunder shall operate as a waiver thereof; nor
shall any single or partial exercise of any right, remedy or power hereunder preclude any other or
further exercise thereof or the exercise of any other right. No waiver of any breach or default
under this Guaranty shall be deemed a waiver of any other breach or default hereunder. The
remedies herein provided are cumulative and not exclusive of any remedies provided by law or in
equity. The unenforceability or invalidity of any provision of this Guaranty shall not affect the
enforceability or validity of any other provision herein.

     11. Notices. All notices and other communications provided for hereunder shall be
effectuated in the manner provided for in the Credit Agreement.

     12. Stay of Acceleration. In the event that acceleration of the time for payment of
any of the Guaranteed Obligations is stayed, upon the insolvency, bankruptcy or reorganization

D-2 - 5

 

of the Borrower or any other Person, or otherwise, all such amounts shall nonetheless be payable
by the Guarantor immediately upon demand by the Guaranteed Parties.

     13. Representations and Warranties. In order to induce the Lenders to make Revolving
Credit Advances and the Term Loan Advances, the Swing Line Bank to make Swing Line Advances and the
Issuing Bank to issue Letters of Credit pursuant to the Credit Agreement, each Guarantor warrants
and covenants that the value of the consideration received and to be received by such Guarantor is
reasonably worth at least as much as the liability and obligation of such Guarantor hereunder, and
such liability and obligation may reasonably be expected to benefit such Guarantor directly or
indirectly.

     14. Successors and Assigns. This Guaranty shall be binding upon each Guarantor and
its successors and assigns and shall inure to the benefit of the respective successors and assigns
of the Guaranteed Parties and, in the event of any transfer or assignment of rights by any
Guaranteed Party, the rights and privileges herein conferred upon that Guaranteed Party shall
automatically extend to and be vested in such transferee or assignee, all subject to the terms and
conditions hereof, provided, however, that, except as expressly permitted under the
Credit Agreement, no Guarantor may assign any of its rights or obligations hereunder without the
consent of the Lenders and any such assignment without such consent shall be void.

     15. GOVERNING LAW. THIS GUARANTY IS ENTERED INTO PURSUANT TO SECTION 5-1401 OF THE
NEW YORK GENERAL OBLIGATIONS LAW AND SHALL BE DEEMED TO BE MADE UNDER, SHALL BE GOVERNED BY, AND
SHALL BE CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK (WITHOUT
REGARD TO PRINCIPLES OF CONFLICTS OF LAW) AND APPLICABLE FEDERAL LAWS.

     16. CONSENT TO JURISDICTION. EACH GUARANTOR AND EACH OF THE GUARANTEED PARTIES HEREBY
IRREVOCABLY AND UNCONDITIONALLY SUBMITS, FOR ITSELF AND ITS PROPERTY, TO THE EXCLUSIVE JURISDICTION
OF ANY NEW YORK STATE COURT OR FEDERAL COURT OF THE UNITED STATES OF AMERICA SITTING IN NEW YORK
COUNTY, NEW YORK, AND ANY APPELLATE COURT FROM ANY THEREOF, IN ANY ACTION OR PROCEEDING ARISING OUT
OF OR RELATING TO THIS GUARANTY OR ANY OF THE OTHER LOAN DOCUMENTS TO WHICH IT IS A PARTY, OR FOR
RECOGNITION OR ENFORCEMENT OF ANY JUDGMENT, AND EACH GUARANTOR AND EACH OF THE GUARANTEED PARTIES
HEREBY IRREVOCABLY AND UNCONDITIONALLY AGREES THAT ALL CLAIMS IN
RESPECT OF ANY SUCH ACTION OR PROCEEDING SHALL BE HEARD AND DETERMINED IN ANY SUCH NEW YORK STATE COURT OR, TO THE FULLEST EXTENT
PERMITTED BY LAW, IN SUCH FEDERAL COURT. EACH GUARANTOR AND EACH OF THE GUARANTEED PARTIES AGREES
THAT A FINAL JUDGMENT IN ANY SUCH ACTION OR PROCEEDING, TO THE EXTENT PERMITTED BY LAW, SHALL BE
CONCLUSIVE AND MAY BE ENFORCED IN OTHER JURISDICTIONS BY SUIT ON THE JUDGMENT OR IN ANY OTHER
MANNER PROVIDED BY LAW. EACH GUARANTOR IRREVOCABLY CONSENTS TO THE SERVICE OF ANY AND ALL PROCESS
IN ANY SUCH ACTION OR

D-2 - 6

 

PROCEEDING BROUGHT IN ANY COURT IN OR OF THE STATE OF NEW YORK
BY THE DELIVERY OF COPIES OF SUCH PROCESS TO IT AT AN ADDRESS THAT COMPLIES WITH THE TERMS OF
SECTION 11 OR BY CERTIFIED MAIL DIRECTED TO SUCH ADDRESS. NOTHING IN THIS SECTION SHALL
AFFECT THE RIGHT OF THE PARTIES TO SERVE PROCESS IN ANY OTHER MANNER PERMITTED BY LAW OR LIMIT THE
RIGHT OF THE GUARANTEED PARTIES (OR ANY OF THEM) TO BRING ANY SUCH ACTION OR PROCEEDING AGAINST ANY
GUARANTOR OR ANY OF SUCH GUARANTOR’S PROPERTY IN THE COURTS WITH SUBJECT MATTER JURISDICTION OF ANY
OTHER JURISDICTION. EACH GUARANTOR AND EACH OF THE GUARANTEED PARTIES IRREVOCABLY AND
UNCONDITIONALLY WAIVES, TO THE FULLEST EXTENT IT MAY LEGALLY AND EFFECTIVELY DO SO, ANY OBJECTION
THAT IT MAY NOW OR HEREAFTER HAVE TO THE LAYING OF VENUE OF ANY SUIT, ACTION OR PROCEEDING ARISING
OUT OF OR RELATING TO THIS GUARANTY OR ANY OF THE OTHER LOAN DOCUMENTS TO WHICH IT IS A PARTY IN
ANY NEW YORK STATE OR FEDERAL COURT. EACH GUARANTOR AND EACH OF THE GUARANTEED PARTIES HEREBY
IRREVOCABLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY LAW, THE DEFENSE OF AN INCONVENIENT FORUM TO
THE MAINTENANCE OF SUCH ACTION OR PROCEEDING IN ANY SUCH COURT. EACH OF THE GUARANTEED PARTIES
AGREES TO THE PROVISIONS OF THIS SECTION BY THE ACCEPTANCE OF THIS GUARANTY.

     17. WAIVER OF JURY TRIAL. EACH GUARANTOR HEREBY WAIVES, TO THE FULLEST EXTENT NOT
PROHIBITED BY APPLICABLE LAW, ANY RIGHT IT MAY HAVE TO A TRIAL BY JURY IN RESPECT OF ANY LITIGATION
DIRECTLY OR INDIRECTLY ARISING OUT OF, UNDER OR IN CONNECTION WITH THIS GUARANTY, THE CREDIT
AGREEMENT OR ANY OTHER LOAN DOCUMENT. Each Guarantor (a) certifies that no representative, agent
or attorney of any other party to the Loan Documents has represented, expressly or otherwise, that
such other party would not, in the event of litigation, seek to enforce the foregoing waiver and
(b) acknowledges that the Lenders and the other parties to the Loan Documents have been induced to
enter into the Loan Documents by, among other things, the foregoing waiver and certification.

     18. Release. This Guaranty is a continuing and irrevocable guaranty of all Guaranteed
Obligations now or hereafter existing and may be released only in accordance with Section 8.01 of
the Credit Agreement.

     19. Certain Provisions. For the avoidance of doubt, the limitation of the application
of certain terms and provisions contained herein to each Guarantor shall have no effect on the
representations, warranties, covenants, indemnities and other agreements of each Guarantor
contained in the Credit Agreement and the other Loan Documents. The representations, warranties,
covenants, indemnities and other agreements contained herein are in addition to, and not in lieu
of, the representations, warranties, covenants, indemnities and other agreements contained in the
Credit Agreement and the other Loan Documents.

D-2 - 7

 

     20. Counterparts. This Guaranty may be executed in any number of counterparts and by
the different parties hereto on separate counterparts, each of which when so executed and
delivered shall be an original, but all of which shall together constitute one and the same
instrument. A set of counterpart originals executed by all the parties shall be delivered to the
Administrative Agent, and a copy thereof shall be furnished to the Borrower or any Guarantor upon
request therefor.

     21. Security Documents. The obligations of each Guarantor are secured by the Security
Documents. Each Guarantor shall comply with all terms and conditions of the Security Documents to
which such Guarantor is a party, as the same may be amended, restated, supplemented or otherwise
modified from time to time.

[Signature Page to Follow]

D-2 - 8

 

     IN WITNESS WHEREOF, the undersigned have caused this Guaranty to be duly executed to be effective
as of the day and year first above written.

	 	 	 	 	 
	 	GUARANTORS:

OXFORD MINING COMPANY — KENTUCKY, LLC,

a Kentucky limited liability company

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	DARON COAL COMPANY, LLC,

an Ohio limited liability company

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

D-2 - 9

 

EXHIBIT E

SOLVENCY CERTIFICATE

[                    ], 2010

          This Solvency Certificate is furnished pursuant to Section 3.01(a)(x) of that certain Credit
Agreement, dated as of June [_], 2010 (as amended, restated, or otherwise modified from time to
time, the “Credit Agreement”), among OXFORD MINING COMPANY, LLC, an Ohio limited liability company
as the Borrower, the lenders from time to time party thereto (the “Lenders”), and CITICORP USA,
INC. as administrative agent for the Lenders (in such capacity and together with its successors in
such capacity, the “Administrative Agent”). Capitalized terms used and not otherwise defined
herein shall have the same meanings as are assigned to such terms in the Credit Agreement.

          The undersigned hereby certifies that, on the Effective Date, and both before and after giving
effect to the Transaction, the Loan Parties (on a consolidated basis in accordance with GAAP) are
Solvent. As used herein, the term “Solvent” means, with respect to the Loan Parties, that (a) the
fair value of the property of the Loan Parties is greater than the total amount of liabilities,
including, without limitation, contingent liabilities, of the Loan Parties, (b) the present fair
salable value of the assets of the Loan Parties is not less than the amount that will be required
to pay the probable liability of the Loan Parties on their debts as they become absolute and
matured, (c) the Loan Parties do not intend to, and do not believe that they will, incur debts or
liabilities beyond the Loan Parties’ ability to pay such debts and liabilities as they mature and
(d) the Loan Parties are not engaged in business or a transaction, and are not about to engage in
business or a transaction, for which the Loan Parties’ property would constitute an unreasonably
small capital. The amount of contingent liabilities at any time shall be computed as the amount
that, in the light of all the facts and circumstances existing on the Effective Date, represents
the amount that can reasonably be expected to become an actual or matured liability.

          The Administrative Agent and the Lender Parties shall be entitled to rely on the statements
contained in this Certificate.

[Signature page follows]

E-1

 

     IN WITNESS WHEREOF, the undersigned has executed this Solvency Certificate effective as of the
date first set forth above.

	 	 	 	 	 
	 	 	 
	 	  	
 	 
	 	 	Name:  	 	 
	 	 	Title:  	Chief Financial Officer of Oxford Resources GP,
LLC, a Delaware limited liability company and the
general partner of Oxford Resource Partners, LP, a
Delaware limited partnership 	 
	 

E-2

 

EXHIBIT F

COMPLIANCE CERTIFICATE

     The undersigned hereby certifies that [he] [she] is the [title of Responsible Officer] of
Oxford Resources GP, LLC, a Delaware limited liability company and the general partner of Oxford
Resource Partners, LP, a Delaware limited partnership, and that as such [he] [she] is authorized to
execute this Compliance Certificate.

     With reference to the Credit Agreement (as amended, restated, or otherwise modified from time
to time, the “Credit Agreement”), dated as of June [___], 2010, among Oxford Mining Company, LLC, an
Ohio limited liability company (the “Borrower”), the lenders from time to time party thereto (the
“Lenders”), and Citicorp USA, Inc., as administrative agent for the Lenders (in such capacity and
together with its successors in such capacity, the “Administrative Agent”), the undersigned
represents and warrants as follows (with each capitalized term used and not otherwise defined
herein having the same meaning as is assigned to such term in the Credit Agreement):

	 	(a)	 	The representations and warranties of each Loan Party made on behalf of itself
and each of its Subsidiaries contained in Article IV of the Credit Agreement
and in each Loan Documents were correct on and as of the date when made, and are
repeated at and as of the time of delivery hereof and are correct at and as of the time
of such delivery, except for such representations and warranties that, as by their
terms, refer to an earlier date, and then in such case as of such earlier date.
	 
	 	(b)	 	No Default or Event of Default has occurred or is continuing.
	 
	 	(c)	 	The MLP is in compliance with the financial covenants contained in Section
5.04 of the Credit Agreement (the “Financial Covenants”). Calculations
demonstrating compliance with the Financial Covenants contained in Section 5.04
of the Credit Agreement are set forth in the Schedule Demonstrating Financial Covenants
Compliance attached hereto as Schedule A.
	 
	 	(d)	 	Except as set forth on the Schedule of GAAP Changes attached hereto as
Schedule B, there have been no changes in GAAP or in the application thereof,
as used in the preparation of the Consolidated financial statements of the MLP and its
Subsidiaries, since the date of the most recent audited financial statements provided
to the Lender Parties pursuant to Section 5.03(b) of the Credit Agreement.

F-1

 

     IN WITNESS WHEREOF, this Compliance Certificate is executed as of the date set forth below.

	 	 	 	 	 
	 	 	 
	Date:                                          	  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	____________ of Oxford Resources GP, LLC, a
Delaware limited liability company and the general
partner of Oxford Resource Partners, LP, a Delaware
limited partnership 	 

F-2

 

SCHEDULE A TO COMPLIANCE CERTIFICATE

**SCHEDULE DEMONSTRATING FINANCIAL COVENANTS COMPLIANCE**

	•	 	Leverage Ratio Financial Covenant: As reflected by the calculations in the attached
Schedule A-1, the MLP is in compliance with the Leverage Ratio Financial Covenant set forth
in Section 5.04(a) of the Credit Agreement.
	 
	•	 	Interest Coverage Ratio Financial Covenant: As reflected by the calculations in the
attached Schedule A-2, the MLP is in compliance with the Interest Coverage Ratio Financial
Covenant set forth in Section 5.04(b) of the Credit Agreement.
	 
	•	 	Maximum Capital Expenditures Financial Covenant: As reflected by the calculations in
the attached Schedule A-3, the MLP is in compliance with the maximum Capital Expenditures
Financial Covenant set forth in Section 5.04(c) of the Credit Agreement.
	 
	•	 	Pertinent Information and Calculations: Pertinent information and calculations used in
demonstrating compliance with the Financial Covenants as stated above is set forth in the
attached Schedule A-4 (Part 1- Part 6).

F-3

 

SCHEDULE B TO COMPLIANCE CERTIFICATE

**SCHEDULE OF GAAP CHANGES**

F-4

 

Oxford Mining Company, LLC

(as Borrower)

Schedules to Credit Agreement

 

 

Schedule I

Lending Office and 

Commitment Information

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Revolving Credit	 	 	 	 	 	Letter of Credit	 	Swing Line	 	Domestic Lending	 	 
	Name of Initial Lender	 	Commitment	 	Term Loan Commitment	 	Commitment	 	Commitment	 	Office	 	Eurodollar Lending Office
	Citibank, N.A.

	 	$	10,500,000.00	 	 	$	10,500,000.00	 	 	$	1,826,086.96	 	 	$	684,782.61	 	 	399 Park Avenue

New York, NY 10043
	 	399 Park Avenue

New York, NY 10043
	Barclays Bank PLC

	 	$	19,500,000.00	 	 	$	1,500,000.00	 	 	$	3,391,304.35	 	 	$	1,271,739.13	 	 	745 7th Avenue

New York, NY 10019
	 	745 7th Avenue

New York, NY 10019
	Huntington National Bank

	 	$	13,800,000.00	 	 	$	7,200,000.00	 	 	$	2,400,000.00	 	 	$	900,000.00	 	 	41 South High Street

Columbus, OH 43215
	 	41 South High Street

Columbus, OH 43215
	Fifth Third Bank

	 	$	13,800,000.00	 	 	$	7,200,000.00	 	 	$	2,400,000.00	 	 	$	900,000.00	 	 	38 Fountain Square Plaza

MD 10AT63

Cincinnati, OH 45263
	 	38 Fountain Square Plaza

MD 10AT63

Cincinnati, OH 45263
	Comerica Bank

	 	$	13,800,000.00	 	 	$	7,200,000.00	 	 	$	2,400,000.00	 	 	$	900,000.00	 	 	2 Embarcadero Ctr #300

San Francisco, CA 94111
	 	2 Embarcadero Ctr #300

San Francisco, CA 94111
	Caterpillar Financial Services Corporation

	 	$	9,428,571.43	 	 	$	8,571,428.57	 	 	$	1,639,751.55	 	 	$	614,906.83	 	 	2120 West End Avenue

Nashville, TN 37203
	 	2120 West End Avenue

Nashville, TN 37203
	Société Générale

	 	$	8,542,857.14	 	 	$	4,457,142.86	 	 	$	1,485,714.29	 	 	$	557,142.86	 	 	1221 Avenue of the

Americas 

New York, NY 10020
	 	1221 Avenue of the Americas

New York, NY 10020
	Credit Suisse AG, Cayman Islands Branch

	 	$	8,542,857.14	 	 	$	4,457,142.86	 	 	$	1,485,714.29	 	 	$	557,142.86	 	 	Eleven Madison Avenue

New York, NY 10010
	 	Eleven Madison Avenue

New York, NY 10010
	Wells Fargo Bank, N.A.

	 	$	8,542,857.14	 	 	$	4,457,142.86	 	 	$	1,485,714.29	 	 	$	557,142.86	 	 	201 S. Jefferson St. 

Roanoke, VA 24011
	 	201 S. Jefferson St.
Roanoke, VA 24011
	Raymond James Bank, FSB

	 	$	8,542,857.14	 	 	$	4,457,142.86	 	 	$	1,485,714.29	 	 	$	557,142.86	 	 	710 Carillon Parkway

St. Petersburg, FL 33716
	 	710 Carillon Parkway
St. Petersburg, FL 33716
	Total

	 	$	115,000,000	 	 	$	60,000,000	 	 	$	20,000,000	 	 	$	7,500,000	 	 	 	 	 

 

 

Schedule II

Subsidiary Guarantors

 

 

Subsidiary Guarantors

	1.	 	Oxford Mining Company — Kentucky, LLC
	 
	2.	 	Daron Coal Company, LLC

 

 

Schedule 2.03(f)

Existing Letters of Credit

 

 

Oxford Mining Company, LLC Letters of Credit

	 	 	 	 	 	 	 	 	 	 	 
	Issuing Bank	 	Beneficiary	 	Amount	 	Effective Date	 	Letter of Credit
	Fifth Third Bank

	 	RLI Insurance
	 	$	75,000	 	 	8/25/2008	 	 
	Fifth Third Bank

	 	Argonaut Insurance Co.
	 	 	2,500,000	 	 	9/30/2009
	 	S409447
	Fifth Third Bank

	 	Travelers Casualty and Surety Company of America
	 	 	3,750,000	 	 	11/3/2009
	 	S409532
	Fifth Third Bank

	 	Republic Bank, Inc.*
	 	 	1,320,000	 	 	11/3/2009
	 	S409506
	Fifth Third Bank

	 	Argonaut Insurance Co.
	 	 	600,000	 	 	3/12/2010
	 	S500148
	 

	 	 
	 	 	 	 	 	 	 	 
	 

	 	Total
	 	$	8,245,000	 	 	 	 	 
	 

	 	 
	 	 	 	 	 	 	 	 

 

			
	*	 	With equipment leases being bought-out at closing, this letter of credit will not need to be
renewed.

 

 

Schedule 4.01(a)

Capital Stock of Oxford Mining Company, LLC

 

 

	 	 	 	 	 
	 	 	 	 	Percentage of
	Owner	 	Number of Units Owned	 	Outstanding Units
	Oxford Resource Partners, LP
	 	100	 	100%
	 
	 	 	 	 
	Total Outstanding Units
	 	100	 	100%
	 
	 	 	 	 

 

 

Schedule 4.01(b)

Loan Party Subsidiaries

 

 

Oxford Resource Partners, LP Subsidiaries

	 	 	 	 	 	 	 
	 	 	Number of Authorized	 	Number of Outstanding	 	Percentage of Units/Shares
	Loan Party Subsidiary	 	Units/Shares	 	Units/Shares	 	Owned by Loan Party
	Oxford Mining Company, LLC
	 	100	 	100	 	100%

Oxford Mining Company, LLC Subsidiaries

	 	 	 	 	 	 	 
	 	 	Number of Authorized	 	Number of Outstanding	 	Percentage of Units/Shares
	Loan Party Subsidiary	 	Units/Shares	 	Units/Shares	 	Owned by Loan Party
	Oxford Mining Company
- Kentucky, LLC
	 	100	 	100	 	100%
	Daron Coal Company, LLC
	 	100	 	100	 	100%
	Harrison Resources, LLC
	 	*	 	*	 	51%

 

			
	NOTE:	 	 There are no outstanding options, warrants, rights of conversion or purchase or other
similar rights for any of the above-listed subsidiaries.
	 
	*	 	A member’s interest in Harrison Resources, LLC is not represented by units or
shares; and instead is represented simply by the member’s percentage membership
interest as reflected in the Harrison Resources, LLC Operating
Agreement.

 

 

Schedule 4.01(d)

Authorization, Approval, Action,

 Notice and Filing Requirements

 

 

The notices and consents set forth on Schedule
5.01(p).

 

 

Schedule 4.01(f)

Litigation

 

 

None.

 

 

Schedule 4.01(n)

Plans and Multiemployer Plans

 

 

Employee Benefit Plans

	1.	 	Oxford Retirement Plan
	 
	2.	 	Oxford Resource Partners, LP Long-Term Incentive Plan
	 
	3.	 	Oxford Mining Employee Group Benefit Plan (providing medical, dental,
vision, life and short-term disability benefits for employees and their
eligible dependents)
	 
	4.	 	Oxford Mining Company, LLC Premium Only Plan (Cafeteria Plan)

 

 

Schedule 4.01(o)

Environmental Matters

 

 

Part I

     None.

Part II

1. Fuel Storage Tanks (Ohio).

	 	 	 	 	 	 	 	 	 
	 	 	 	 	Off Road	 	On Road	 	Gas Tank
	Location	 	Capacity	 	Tank No.	 	Tank No.	 	No.
	Adamsville
	 	8000	 	0144	 	 	 	 
	 
	 	2000	 	 	 	3201	 	 
	 
	 	250	 	 	 	 	 	3202
	 
	 	10000	 	7333	 	 	 	 
	 
	 	2000	 	Tr. 9788	 	 	 	 
	Barb Tipple
	 	20000	 	 	 	BT-4105	 	 
	 
	 	20000	 	 	 	BT-4106	 	 
	 
	 	3000	 	4102	 	 	 	 
	 
	 	400	 	 	 	4103	 	 
	 
	 	10000	 	7382	 	 	 	 
	 
	 	400	 	 	 	 	 	7920
	 
	 	1000	 	J Brown	 	 	 	 
	 
	 	2000	 	0083	 	 	 	 
	Beagle Club
	 	9000	 	7301	 	 	 	 
	 
	 	500	 	 	 	7304	 	 
	 
	 	250	 	 	 	 	 	7303
	 
	 	3000	 	Tk. 9815	 	 	 	 
	Bellaire Dock
	 	10000	 	4101	 	 	 	 
	 
	 	10000	 	 	 	BD-8001	 	 
	 
	 	150	 	 	 	 	 	8003
	Boswell
	 	10000	 	262	 	 	 	 
	 
	 	10000	 	363	 	 	 	 
	 
	 	15000	 	376	 	 	 	 
	 
	 	3000	 	 	 	7458	 	 
	 
	 	500	 	 	 	 	 	8201
	 
	 	2000	 	Tk. 9796	 	 	 	 
	Chumney
	 	10000	 	7395	 	 	 	 
	 
	 	12000	 	3401	 	 	 	 
	 
	 	1000	 	Tk. 9812	 	 	 	 
	 
	 	1000	 	 	 	3403	 	 
	 
	 	500	 	 	 	 	 	3404
	Co. Rd. 7
	 	300	 	6001	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 
	 	 	 	 	Off Road	 	On Road	 	Gas Tank
	Location	 	Capacity	 	Tank No.	 	Tank No.	 	No.
	Co. Rd. 29
	 	10000	 	2356	 	 	 	 
	 
	 	10000	 	7331	 	 	 	 
	 
	 	2000	 	303	 	 	 	 
	 
	 	1500	 	Tr. 9759	 	 	 	 
	Daron
	 	10000	 	16	 	 	 	 
	 
	 	22000	 	 	 	25	 	 
	 
	 	22000	 	26	 	 	 	 
	 
	 	22000	 	27	 	 	 	 
	 
	 	22000	 	28	 	 	 	 
	 
	 	22000	 	29	 	 	 	 
	 
	 	1000	 	 	 	24	 	 
	 
	 	10000	 	17	 	 	 	 
	 
	 	10000	 	7395	 	 	 	 
	 
	 	3000	 	Tr. 9722	 	 	 	 
	Flushing
	 	8000	 	7502	 	 	 	 
	 
	 	10000	 	297	 	 	 	 
	 
	 	2000	 	Tr. 9772	 	 	 	 
	Hall’s Knob
	 	10000	 	400	 	 	 	 
	 
	 	2000	 	Tr. 9840	 	 	 	 
	Lafferty
	 	10000	 	7302	 	 	 	 
	 
	 	1000	 	 	 	8901 (Scottie)	 	 
	Lisbon
	 	8000	 	3402	 	 	 	 
	Long Sears
	 	10000	 	375	 	 	 	 
	 
	 	10000	 	7364	 	 	 	 
	 
	 	2000	 	Tr. 9766	 	 	 	 
	New Lex
	 	50000	 	1007	 	 	 	 
	 
	 	20000	 	1005	 	 	 	 
	 
	 	20000	 	1006	 	 	 	 
	 
	 	3000	 	Tr. 9709	 	 	 	 
	 
	 	2000	 	Tr. 9758	 	 	 	 
	 
	 	500	 	 	 	1001	 	 
	 
	 	500	 	 	 	 	 	1002
	Plainfield
	 	10000	 	0031	 	 	 	 
	 
	 	20000	 	7332	 	 	 	 
	 
	 	3000	 	Tr. 9827	 	 	 	 
	 
	 	1000	 	 	 	7334	 	 
	 
	 	500	 	 	 	 	 	7335
	Reynolds
	 	2000	 	Tr. 9710	 	 	 	 
	Sexton
	 	20000	 	8702	 	 	 	 
	 
	 	30000	 	9724	 	 	 	 
	 
	 	3000	 	Tr. 9825	 	 	 	 
	 
	 	3000	 	Tr. 9843	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 
	 	 	 	 	Off Road	 	On Road	 	Gas Tank
	Location	 	Capacity	 	Tank No.	 	Tank No.	 	No.
	Stillwater
	 	10000	 	00227	 	 	 	 
	 
	 	300	 	 	 	00230	 	 
	 
	 	2000	 	0233	 	 	 	 
	 
	 	2000	 	00258	 	 	 	 
	 
	 	10000	 	00259	 	 	 	 
	 
	 	2000	 	Tr. 9798	 	 	 	 
	 
	 	Drum	 	 	 	 	 	Drum
	Stonecreek
	 	2000	 	0271	 	 	 	 
	 
	 	20000	 	284	 	 	 	 
	 
	 	12000	 	285	 	 	 	 
	 
	 	20000	 	286	 	 	 	 
	 
	 	20000	 	287	 	 	 	 
	 
	 	20000	 	288	 	 	 	 
	 
	 	20000	 	289	 	 	 	 
	 
	 	2000	 	Tr. 9822	 	 	 	 
	 
	 	2000	 	 	 	2502	 	 
	 
	 	275	 	 	 	 	 	2503
	Strasburg
	 	8600	 	524	 	 	 	 
	 
	 	10000	 	4201	 	 	 	 
	 
	 	2000	 	 	 	4202	 	 
	 
	 	1000	 	 	 	 	 	4203
	Train Load Out
	 	10000	 	5202	 	 	 	 
	Train Unload
	 	1000	 	7101	 	 	 	 
	Warehouse
	 	2000	 	 	 	6101	 	 
	Wheeling V
	 	2000	 	 	 	7701	 	 
	Wheeling V
	 	10000	 	7702	 	 	 	 
	 
	 	15000	 	7383	 	 	 	 
	 
	 	2000	 	Tr. 9797	 	 	 	 
	 
	 	500	 	 	 	 	 	7703

2. Fuel Storage Tanks (Kentucky)

	 	 	 	 	 
	Location	 	Capacity	 	Tank No.
	Briar Hill
	 	5000	 	T-101
	 
	 	8020	 	T-102
	 
	 	6000	 	T-103
	 
	 	6909	 	T-104
	 
	 	10000	 	T-105
	 
	 	7500	 	T-106
	 
	 	4400	 	T-201
	 
	 	10000	 	T-107
	 
	 	10000	 	T-108

 

 

	 	 	 	 	 	 	 
	Location	 	Capacity	 	Tank No.
	Jessup

	 	 	10000	 	 	T-110
	 

	 	 	8130	 	 	T-203
	KO

	 	 	12126	 	 	T-111
	 

	 	 	12855	 	 	T-119
	 

	 	 	4400	 	 	T-204
	R&L Winn North

	 	 	11650	 	 	T-112
	 

	 	 	3000	 	 	T-113
	Island Dock

	 	 	1128	 	 	T-115
	 

	 	 	8685	 	 	T-116
	 

	 	 	7150	 	 	T-202

3. Oil Storage Tanks (Ohio)

	 	 	 	 	 	 	 
	Location	 	Capacity	 	Contents
	Adamsville

	 	 	2000	 	 	15/40
	 

	 	 	2000	 	 	10 wt
	 

	 	 	1000	 	 	C-4 TO4-30
	 

	 	 	550	 	 	C-4 TO4-60
	 

	 	 	8000	 	 	Waste Oil
	Barb Tipple

	 	 	275	 	 	Engine Oil
	 

	 	 	275	 	 	Hydraulic Oil
	 

	 	 	275	 	 	Transmission Oil
	 

	 	 	275	 	 	Antifreeze
	 

	 	 	275	 	 	90 wt
	 

	 	 	1000	 	 	Waste Oil
	 

	 	 	10000	 	 	Dust Bond (#7365)
	Beagle Club

	 	 	1500	 	 	C-4 TO4-10
	 

	 	 	1000	 	 	C-4 TO4-30
	 

	 	 	1000	 	 	15/40
	 

	 	 	500	 	 	60 wt
	 

	 	 	500	 	 	Antifreeze
	 

	 	 	550	 	 	Waste Oil
	Boswell

	 	 	2000	 	 	15/40
	 

	 	 	8000	 	 	10 wt
	 

	 	 	2000	 	 	C-4 TO4-30
	 

	 	 	2000	 	 	60 wt
	 

	 	 	8000	 	 	Antifreeze
	 

	 	 	10000	 	 	Waste Oil
	CR 29

	 	 	2000	 	 	15/40
	 

	 	 	2000	 	 	10 wt
	 

	 	 	1000	 	 	30 wt
	 

	 	 	550	 	 	60 wt
	 

	 	 	550	 	 	Antifreeze

 

 

	 	 	 	 	 	 	 
	Location	 	Capacity	 	Contents
	Chumney

	 	 	2000	 	 	10 wt
	 

	 	 	2000	 	 	15/40
	 

	 	 	1000	 	 	30 wt
	 

	 	 	550	 	 	60 wt
	 

	 	 	550	 	 	Antifreeze
	 

	 	2 Totes
	 	Waste Oil
	Daron

	 	 	2000	 	 	10 wt
	 

	 	 	2000	 	 	15/40
	 

	 	 	4000	 	 	30 & 60 wt (3 way split)
	 

	 	5 Totes
	 	Antifreeze
	 

	 	 	3000	 	 	Waste Oil
	Daron West

	 	 	1500	 	 	30 & 60 wt, 15/40 (3 way split)
	 

	 	 	500	 	 	60 wt
	 

	 	 	500	 	 	Antifreeze
	 

	 	4 Totes
	 	Waste Oil
	Dock

	 	4 Totes
	 	(250 Gallon)
	 

	 	2 Totes
	 	Waste Oil
	Flushing

	 	 	1000	 	 	15/40
	 

	 	 	1000	 	 	10 wt
	 

	 	 	550	 	 	60 wt
	 

	 	 	550	 	 	30 wt
	 

	 	 	300	 	 	Antifreeze
	New Lex

	 	 	10000	 	 	10 & 30 wt, 15/40, empty (2500) (4 way split)
	 

	 	2 Totes
	 	50 wt
	 

	 	2 Totes
	 	80/9 wt
	 

	 	1 Tote
	 	68 wt
	 

	 	3 Totes
	 	Antifreeze
	Plainfield

	 	 	1000	 	 	15/40
	 

	 	 	1000	 	 	10 wt
	 

	 	 	1000	 	 	30 wt
	 

	 	 	500	 	 	60 wt
	 

	 	 	500	 	 	Antifreeze
	 

	 	 	1000	 	 	Waste Oil
	Sexton

	 	 	1000	 	 	15/40
	 

	 	2 x1000
	 	10 wt
	 

	 	 	1000	 	 	#46 Hydraulic Oil
	 

	 	 	550	 	 	60 wt
	 

	 	 	550	 	 	30 wt
	 

	 	 	550	 	 	Antifreeze
	 

	 	 	1500	 	 	Waste Oil
	Stillwater

	 	 	4000	 	 	15/40
	 

	 	 	4000	 	 	10 wt
	 

	 	 	1000	 	 	30 wt
	 

	 	 	1000	 	 	60 wt
	 

	 	 	1000	 	 	Waste Oil

 

 

	 	 	 	 	 	 	 
	Location	 	Capacity	 	Contents
	Stonecreek

	 	 	1000	 	 	10 wt
	 

	 	 	1000	 	 	15/40
	 

	 	 	1000	 	 	30 wt
	 

	 	 	550	 	 	Antifreeze
	 

	 	 	550	 	 	60 wt
	 

	 	2 x 300
	 	Waste Oil
	Strasburg

	 	 	3 x 280	 	 	Oil
	 

	 	 	280	 	 	Waste Oil
	 

	 	278 (Steel)
	 	            Used Fuel Oil          
	Wheeling Valley

	 	 	1000	 	 	15/40
	 

	 	 	1000	 	 	30 wt
	 

	 	 	1000	 	 	60 wt
	 

	 	 	2000	 	 	10 wt
	 

	 	 	500	 	 	Antifreeze
	 

	 	 	2000	 	 	Waste Oil

 

			
	*	 	Highlighted entries owned by Randy Moore, not Oxford Mining Company, LLC

4. Oil Storage Tanks (Kentucky)

	 	 	 	 	 	 	 
	Location	 	Capacity	 	Contents
	Island Dock

	 	 	300	 	 	Fleet 15W-40
	 

	 	 	2 x 300	 	 	Megaflow AW46
	 

	 	 	300	 	 	UGL 85W-140
	 

	 	 	300	 	 	Fleet Charge Antifreeze
	Schoate

	 	 	4000	 	 	PowerDrive 30
	 

	 	 	2 x 275	 	 	UGL 80W-90
	 

	 	 	3000	 	 	Megaflow AW46
	 

	 	 	2 x 1000	 	 	Fleet 15W-40
	 

	 	 	4000	 	 	Fleet 10W
	 

	 	 	1000	 	 	PowerDrive 50
	 

	 	 	1100	 	 	Ecoterra HVI 46
	 

	 	 	1100	 	 	Fleet Charge Antifreeze
	 

	 	 	275	 	 	MegaPlex XD5 grease bin
	 

	 	 	1400	 	 	Fleet 10W
	 

	 	 	1400	 	 	Fleet 15W-40
	 

	 	 	900	 	 	PowerDrive 30
	 

	 	 	900	 	 	PowerDrive 50
	 

	 	 	900	 	 	Fleet 10W
	 

	 	 	550	 	 	Fleet Charge Antifreeze
	 

	 	 	275	 	 	MegaPlex XD5 grease bin

 

 

	 	 	 	 	 	 	 
	Location	 	Capacity	 	Contents
	KO Mine

	 	 	1100	 	 	Fleet 10W
	 

	 	 	1100	 	 	Fleet 15W-40
	 

	 	 	550	 	 	PowerDrive 30
	 

	 	 	550	 	 	PowerDrive 50
	 

	 	 	550	 	 	Fleet Charge Antifreeze
	 

	 	 	550	 	 	Megaflow AW46
	 

	 	 	1100	 	 	Waste Oil
	Jessup

	 	 	1100	 	 	Fleet 10W
	 

	 	 	1100	 	 	Fleet 15W-40
	 

	 	 	550	 	 	PowerDrive 30
	 

	 	 	550	 	 	PowerDrive 50
	 

	 	 	550	 	 	Fleet Charge Antifreeze
	 

	 	 	550	 	 	Megaflow AW46

 

			
	*	 	Highlighted entries owned by Home Oil rather than Oxford Mining Company — Kentucky, LLC

Part III

None.

 

 

Schedule 4.01(p)

Open Year Tax Returns

 

 

	 	 	 	 	 
	Loan Party/Subsidiary/	 	 	 
	Tax Affiliate	 	Tax Year	 
	Oxford Mining Company*	 	 	2006	 
	 	 	 	1/1-8/23 2007	 
	 
	 	 	 	 
	Oxford Resource Partners, LP
	 	 	8/24-12/31 2007	 
	 
	 	 	2008	 
	 	 	 	2009	 
	 
	 	 	 	 
	Oxford Resources GP, LLC	 	 	2007	 
	 
	 	 	2008	 
	 	 	 	2009	 
	 
	 	 	 	 
	Harrison Resources, LLC	 	 	2007	 
	 
	 	 	2008	 
	 	 	 	2009	 

 

			
	*	 	Predecessor of Oxford Mining Company, LLC

 

 

Schedule 4.01(s)

Real Property

 

 

I. Oxford Mining Company, LLC Owned (Fee Simple and Fee Mineral) and Leased Real Property

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	(not certified
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	 —  see document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Exhibit Attachment	 	records)
	Athens
	 	OH	 	Fluharty	 	Lease	 	05/04/2006	 	OR 426 - 272	 	Athens - B-1	 	D01-00100222-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	D01-00100238-00
	Athens
	 	OH	 	Stevens	 	Lease	 	05/04/2006	 	OR 417 - 2498	 	Athens - B-2	 	D01-00100230-00
	Athens
	 	OH	 	Stevens-Hook	 	Lease	 	05/04/2006	 	OR 426 - 264	 	Athens - B-3	 	D01-00100219-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	D01-00100220-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	D01-00100221-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	D01-00100239-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	D01-99900007-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	D01-99900008-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	D01-99900009-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	D01-99900025-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	D01-99900026-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	D01-99900027-00
	Athens
	 	OH	 	Cameron	 	Lease	 	07/14/2008	 	OR 429 - 217	 	Athens B-4	 	D01-00100203-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	D01-00100202-00
	Athens
	 	OH	 	Brake	 	Lease	 	07/09/200	 	OR 429 - 221	 	Athens B-5	 	D01-00100226-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	D01-00100224-00
	Athens
	 	OH	 	Russell	 	Lease	 	07/10/2008	 	OR 429 - 211	 	Athens B-6	 	D01-00100237-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	D01-00100236-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	D01-00100217-00
	Athens
	 	OH	 	Lucas and Williams	 	Lease	 	11/19/2008	 	OR 430 - 1901	 	Athens B-7	 	D01-00100204-00
	 
	 	 	 	 	 	Assignment	 	10/25/2008	 	 	 	 	 	 
	 
	 	 	 	 	 	(441 - 1997)	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	(not certified
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	 — see document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Exhibit Attachment	 	records)
	Belmont
	 	OH	 	K&S Shugert	 	Deed	 	12/10/2009	 	OR 211 - 819	 	Belmont A-1	 	39-01481.000
	 
	 	 	 	(exchange)	 	 	 	 	 	 	 	 	 	39-01482.000
	 
	 	 	 	(# 9 and #  11 coal and	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	mining rights — Union	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	Township)	 	 	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Robt. Shugert	 	Deed	 	12/10/2009	 	OR 211 - 815	 	Belmont A-2	 	39-01483.000
	 
	 	 	 	(exchange)	 	 	 	 	 	 	 	 	 	39-01484.000
	 
	 	 	 	(mining rights for #9	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	and #11 coal — Union	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	Township)	 	 	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	North American Coal	 	Deed	 	04/06/2006	 	OR 57 - 151	 	Belmont A-3	 	41-01039.000
	 
	 	 	 	Royalty	 	 	 	 	 	 	 	 	 	41-01040.000
	 
	 	 	 	(Warren Twp. - #8 coal	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	& mining rights)	 	 	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Jan Kenan et al	 	Deed	 	06/30/2003	 	DV 797 - 779	 	Belmont A-4	 	39-00680.000
	 
	 	 	 	(Timmons)	 	Aff Surveyor	 	 	 	D.V. 797 - 789	 	 	 	39-00679.000
	Belmont
	 	OH	 	CSX Transportation	 	Deed	 	05/22/2003	 	DV 788 - 792	 	Belmont A-5	 	39-90010.002
	 
	 	 	 	(railroad bed))	 	 	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Taylor	 	Deed	 	09/27/2000	 	OR 761 - 462	 	Belmont A-6	 	(see document)
	Belmont
	 	OH	 	Buckeye Management	 	Deed	 	05/08/2008	 	OR 152 - 323	 	Belmont A-7	 	09-01400.000
	 
	 	 	 	(Speidel)	 	 	 	 	 	 	 	 	 	09-01401.000
	 
	 	 	 	(Hutchison/Kovacs)	 	 	 	 	 	 	 	 	 	09-01399.000

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	(not certified
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	 — see document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Exhibit Attachment	 	records)
	Belmont
	 	OH	 	Consolidation 	 	Deed	 	07/30/2002	 	OR 779 - 862	 	Belmont A-8	 	05-00477.000
	 
	 	 	 	Coal (July 	 	(15.02 ac)	 	 	 	 	 	 	 	 
	 
	 	 	 	2002 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	transaction) (Flushing Township)	 	 	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Consolidation 	 	Deed	 	03/17/2003	 	OR 786 - 448	 	Belmont A-9	 	None
	 
	 	 	 	Coal (July 2002	 	 	 	 	 	 	 	 	 	(see document)
	 
	 	 	 	transaction)	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	(Spiga --	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	conveyance of	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	interest in coal	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	royalty	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	reservation)	 	 	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Consolidation 	 	Deed	 	07/30/2002	 	DV 779 - 868	 	Belmont A-10	 	41-00444.000
	 
	 	 	 	Coal (July 2002	 	Aff Surveyor	 	 	 	DV 785 - 823	 	 	 	41-00445.000
	 
	 	 	 	transaction)	 	 	 	 	 	 	 	 	 	41-00446.000
	 
	 	 	 	(Flushing and	 	 	 	 	 	 	 	 	 	41-00436.000
	 
	 	 	 	Warren 	 	 	 	 	 	 	 	 	 	41-00431.000
	 
	 	 	 	Townships)	 	 	 	 	 	 	 	 	 	41-00430.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	41-00883.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	41-00881.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	05-00714.000

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	(not certified
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	 — see document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Exhibit Attachment	 	records)
	Belmont
	 	OH	 	Ohio River	 	Deed	 	03/06/2002	 	DV 776 — 55	 	Belmont A-11	 	39-00543.000
	 
	 	 	 	Collieries	 	 	 	 	 	 	 	 	 	39-00544.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00545.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00546.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00547.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00548.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00549.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00829.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00830.000
	Belmont
	 	OH	 	Consolidation Coal	 	Deed	 	12/17/2002	 	OR 785 - 829	 	Belmont A-12	 	41-00881.004
	 
	 	 	 	(July 2002	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	transaction)	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	(Warren Twp.)	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	(#8 coal & mining	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	rights)	 	 	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Cravat Coal	 	Deed	 	04/16/2007	 	OR 105 — 616	 	Belmont A-13	 	50-00546.000
	 
	 	 	 	(Whlg Valley)	 	 	 	 	 	 	 	 	 	50-00546.003
	 
	 	 	 	(Edna Campbell)	 	 	 	 	 	 	 	 	 	50-00584.000
	 
	 	 	 	(Bruner Land)	 	 	 	 	 	 	 	 	 	50-00549.002
	 
	 	 	 	(Bedway Land)	 	 	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Harrison Leasing	 	Deed	 	04/16/2007	 	OR 105 — 630	 	Belmont A-14	 	(see document)
	 
	 	 	 	(Beagle Club)	 	 	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	R&F Coal	 	Deed	 	12/23/1998	 	DV 744 — 258	 	Belmont A-15	 	Multiple
	 
	 	 	 	(Warren Twp.)	 	 	 	 	 	 	 	 	 	(see document)

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	(not certified
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	 — see document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Exhibit Attachment	 	records)
	Belmont
	 	OH	 	Jeffrey D. Fleishman	 	Deed	 	07/30/2008	 	OR 158 — 289	 	Belmont A-16	 	09-00338.000
39-00382.000
	Belmont
	 	OH	 	Consolidation Coal	 	Deed	 	03/31/2009	 	OR 191 — 936	 	Belmont A-17	 	05-00611.000
	 
	 	 	 	(County Road 29)	 	 	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Jeffco Resources	 	Deed	 	12/21/2000	 	DV 763 — 572	 	Belmont A-18	 	41-00563.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	41-00460.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	41-00465.001
	Belmont
	 	OH	 	Seaway Coal	 	Deed	 	03/03/2003	 	DV 786 — 373	 	Belmont A-19	 	(see document)
	Belmont
	 	OH	 	Capstone	 	Deed	 	03/07/2003	 	DV 785 — 840	 	Belmont A-20	 	(see document)
	Belmont
	 	OH	 	Capstone	 	Lease	 	06/19/2001	 	LV 111 — 264	 	Belmont B-1	 	(see document)
	 
	 	 	 	(Martin #8)	 	Addendum	 	03/15/2002	 	LV 111 — 477	 	Belmont B-2	 	 
	Belmont
	 	OH	 	Capstone/Bedway	 	Lease	 	06/19/2001	 	LV 111 — 254	 	Belmont B-3	 	(see document)
	 
	 	 	 	(Martin Area)	 	(108-44)	 	03/15/2002	 	LV 111 - 482	 	Belmont B-4	 	 
	 
	 	 	 	 	 	1st Addend	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	2nd Addend	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(111-213)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Sublease	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Sublease Add	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	3rd Addend	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(72-724)	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	(not certified
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	 — see document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Exhibit Attachment	 	records)
	Belmont
	 	OH	 	Capstone	 	Lease	 	06/20/2000	 	LV 110 — 863	 	Belmont B-5	 	(see document)
	 
	 	 	 	(Miller)	 	 	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Krulock et al	 	Lease	 	 	 	OR 105 — 391	 	Belmont B-6	 	50-00541.000
	 
	 	 	 	(Cravat)	 	(112-570)	 	 	 	 	 	 	 	50-00634.000
	 
	 	 	 	(Whlg Valley)	 	Assignment	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Mularcik	 	Lease	 	 	 	OR 105 — 391	 	Belmont B-6	 	50-00549.000
	 
	 	 	 	Cravat	 	(39-797)	 	 	 	 	 	 	 	50-00549.001
	 
	 	 	 	(Whlg Valley)	 	Assignment	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Henderson	 	Lease	 	 	 	OR 105 — 391	 	Belmont B-6	 	50-01178.000
	 
	 	 	 	(Cravat)	 	(39-786)	 	 	 	 	 	 	 	 
	 
	 	 	 	(Whlg Valley)	 	Assignment	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Krulock Coal	 	Lease	 	 	 	OR 105 — 391	 	Belmont B-6	 	50-00633.000
	 
	 	 	 	(Cravat)	 	(111-703)	 	 	 	 	 	 	 	41-00256.004
	 
	 	 	 	(Whlg Valley)	 	Assignment	 	 	 	 	 	 	 	50-00622.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	50-00624.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	50-00623.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	50-00643.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	50-00644.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	50-00645.000
	Belmont
	 	OH	 	Matusek	 	Lease	 	 	 	OR 105 — 391	 	Belmont B-6	 	50-00545.000
	 
	 	 	 	Cravat	 	(101-963)	 	 	 	OR 183 — 207	 	Belmont B-7	 	50-00550.001
	 
	 	 	 	(Whlg Valley)	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Addendum	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	(not certified
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	 — see document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Exhibit Attachment	 	records)
	Belmont
	 	OH	 	Antolak	 	Lease	 	 	 	OR 105 — 391	 	Belmont B-6	 	32-01377.000
	 
	 	 	 	(Cravat)	 	(112-413)	 	 	 	 	 	 	 	 
	 
	 	 	 	(Beagle Club)	 	Assignment	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Mel-Tina Ltd	 	Lease	 	 	 	OR 105 — 391	 	Belmont B-6	 	50-00521.000
	 
	 	 	 	(Cravat)	 	(112-428)	 	 	 	 	 	 	 	 
	 
	 	 	 	(Beagle Club)	 	Assignment	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Porterfield	 	Lease	 	 	 	OR 105 — 391	 	Belmont B-6	 	32-001600.000
	 
	 	 	 	Cravat	 	(112-79)	 	 	 	 	 	 	 	32-01408.000
	 
	 	 	 	(Beagle Club)	 	Assignment	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Zaccagnini et al	 	Lease	 	 	 	OR 105 — 391	 	Belmont B-6	 	32-01716.000
	 
	 	 	 	(Cravat)	 	(112-13)	 	 	 	 	 	 	 	32-01719.000
	 
	 	 	 	(Beagle Club)	 	Assignment	 	 	 	 	 	 	 	32-01774.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	32-01775.000
	Belmont
	 	OH	 	Jefferson Beagle	 	Lease	 	 	 	OR 105 — 391	 	Belmont B-6	 	32-01244.000
	 
	 	 	 	Club	 	(112-30)	 	 	 	 	 	 	 	32-01718.000
	 
	 	 	 	(Cravat)	 	Addendum I	 	 	 	 	 	 	 	32-01716.000
	 
	 	 	 	(Beagle Club)	 	Addendum II	 	 	 	 	 	 	 	32-01719.000
	 
	 	 	 	 	 	Addend III	 	 	 	 	 	 	 	32-01717.000
	 
	 	 	 	 	 	Addend IV	 	 	 	 	 	 	 	32-01243.000
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	(not certified
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	 — see document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Exhibit Attachment	 	records)
	Belmont
	 	OH	 	Shugert	 	Lease	 	 	 	OR 105 — 391	 	Belmont B-6	 	(pt) 39-00710.000
	 
	 	 	 	(Cravat)	 	(112-24)	 	 	 	 	 	 	 	12-00208.000
	 
	 	 	 	(Badgerstown)	 	Assignment	 	 	 	 	 	 	 	12-00201.002
	Belmont
	 	OH	 	Fleischman	 	Lease	 	 	 	OR 105 — 391	 	Belmont  B-6	 	09-00338.000
	 
	 	 	 	(Cravat)	 	(112-418)	 	 	 	 	 	 	 	39-00382.000
	 
	 	 	 	(Badgerstown)	 	Assignment	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Welch	 	Lease	 	 	 	OR 105 — 391	 	Belmont B-6	 	39-00383.003
	 
	 	 	 	Cravat	 	(112-543)	 	 	 	 	 	 	 	09-00312.000
	 
	 	 	 	(Badgerstown)	 	Assignment	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Fulkerson	 	Lease	 	 	 	OR 105 — 391	 	Belmont B-6	 	(see document)
	 
	 	 	 	(Cravat)	 	(111-586)	 	 	 	OR 183 — 212	 	Belmont B-8	 	 
	 
	 	 	 	(Badgerstown)	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Addendum	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Adkins	 	Lease	 	 	 	OR 105 — 391	 	Belmont B-6	 	(see document)
	 
	 	 	 	(Cravat)	 	(111-590)	 	 	 	OR 183 — 210	 	Belmont B-9	 	 
	 
	 	 	 	(Badgerstown)	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Addendum	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Capstone	 	Lease	 	 	 	OR 105 — 391	 	Belmont B-6	 	09-00626.000
	 
	 	 	 	(Cravat)	 	(111-448)	 	 	 	 	 	 	 	09-00634.000
	 
	 	 	 	(Badgertown)	 	Addendum	 	 	 	 	 	 	 	09-00635.000
	 
	 	 	 	 	 	(87-371)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Jeffco Resources	 	Lease	 	12/01/2000	 	LV 111 —  37	 	Belmont B-10	 	(see document)
	Belmont
	 	OH	 	Shutway	 	Lease	 	02/26/2005	 	LV 113 — 219	 	Belmont B-11	 	(see document)
	Belmont
	 	OH	 	Smail/Davis	 	Lease	 	07/06/2005	 	OR 12 — 854	 	Belmont B-12	 	39-00493.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-01405.000

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	(not certified
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	 — see document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Exhibit Attachment	 	records)
	Belmont
	 	OH	 	Ohio River Collieries 

(Monaco)	 	Lease	 	03/05/2002	 	LV 111 — 465	 	Belmont B-13	 	39-00545.000
	Belmont
	 	OH	 	Stratton	 	Lease	 	 	 	OV 112 — 399	 	Belmont B-14	 	(see document)
	 
	 	 	 	(Flushing North)	 	(111-422)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Addendum	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Part Release	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(112-440)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Addendum	 	 	 	OR 191 — 282	 	Belmont B-15	 	 
	Belmont
	 	OH	 	Capstone	 	Master Lease  &	 	12/02/02	 	LV 113 — 195	 	Belmont B-16	 	(see document)
	 
	 	 	 	(Flushing North)	 	Sublease	 	Re-recorded	 	LV 113 — 252	 	 	 	 
	Belmont
	 	OH	 	Alice Reilly	 	Lease	 	01/31/2001	 	LV 111 — 125	 	Belmont B-17	 	(see document)
	Belmont
	 	OH	 	Buckeye Management	 	Lease	 	06/16/2007	 	OR 105 — 395	 	Belmont B-18	 	09-01400.000
	 
	 	 	 	(Speidel)	 	 	 	 	 	 	 	 	 	09-01401.000
	 
	 	 	 	(Hutchison/Kovacs)	 	 	 	 	 	 	 	 	 	09-01399.000
	Belmont
	 	OH	 	Consolidation Coal	 	Lease	 	12/17/2000	 	LV 112 — 87	 	Belmont B-19	 	(see document)
	 
	 	 	 	(July 2002 transaction)	 	(73-306)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Seaway	 	Lease	 	05/01/1971	 	LV 112 — 114	 	Belmont B-20	 	(see document)
	 
	 	 	 	Consolidation Coal	 	(86-477)	 	12/17/2002	 	 	 	 	 	 
	 
	 	 	 	(July 2002 transaction)	 	Assignment	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	(not certified
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	 — see document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Exhibit Attachment	 	records)
	Belmont
	 	OH	 	Seaway/Thompson	 	Lease	 	12/29/1998	 	LV 110 — 189	 	Belmont B-21	 	(see document)
	 
	 	 	 	 	 	(93-333)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Addendum	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(104-45)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	2nd Addend	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(109-193)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Nancy Miller	 	Lease	 	07/30/2007	 	OR 117 — 598	 	Belmont B-22	 	39-00549.001
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00572.000
	Belmont
	 	OH	 	Bedway Land and	 	Lease	 	01/25/03	 	LV 112 — 258	 	Belmont B-23	 	32-01242.000
	 
	 	 	 	Minerals	 	 	 	 	 	 	 	 	 	32-10914.000
	Belmont
	 	OH	 	Ohio River Collieries	 	Lease	 	03/24/06	 	OR 49 — 922	 	Belmont B-24	 	32-01481.000
	 
	 	 	 	(Kaczor Area)	 	 	 	 	 	 	 	 	 	39-00522.000
	 
	 	 	 	(Jobe/Dudek/	 	 	 	 	 	 	 	 	 	51-00192.000
	 
	 	 	 	Gossett-Hornsby)	 	 	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Fitch	 	Lease	 	11/05/2007	 	OR 130 — 282	 	Belmont B-25	 	41-00243.000
	Belmont
	 	OH	 	Dagrava	 	Lease	 	03/102008	 	OR 144 — 314	 	Belmont B-26	 	32-01761.000
	Belmont
	 	OH	 	Pollock	 	Lease	 	05/12/2008	 	OR 151 — 881	 	Belmont B-27	 	39-00599.000
	Belmont
	 	OH	 	Robt Shugert	 	Lease	 	01/19/2009	 	OR 176 — 400	 	Belmont B-28	 	39-00710.000

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	(not certified
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	 — see document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Exhibit Attachment	 	records)
	Belmont
	 	OH	 	Mauersberger	 	Lease	 	11/26/2008	 	OR 174 — 477	 	Belmont B-29	 	39-00466.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00668.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00641.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00161.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00640.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00640.002
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00642.000
	Belmont
	 	OH	 	Consolidation 	 	Lease	 	03/31/2009	 	OR 191 — 830	 	Belmont B-30	 	05-00611.000
	 
	 	 	 	Coal	 	(90-416)	 	 	 	 	 	 	 	 
	 
	 	 	 	(County 	 	Lease	 	 	 	 	 	 	 	 
	 
	 	 	 	Road 29)	 	(106-20)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Addendum	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(187-863)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Robt. Shugert	 	Lease	 	04/27/2009	 	OR 191 — 287	 	Belmont B-31	 	39-00710.000
	 
	 	 	 	(exchange)	 	 	 	 	 	 	 	 	 	39-00709.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00708.000
	Belmont
	 	OH	 	K&S Shugert	 	Lease	 	03/04/2009	 	OR 183 — 214	 	Belmont B-32	 	39-00414.000
	 
	 	 	 	(exchange)	 	 	 	 	 	 	 	 	 	39-00633.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00384.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00384.001
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00384.002
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00416.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	39-00636.000
	Belmont
	 	OH	 	Jeffco 	 	Lease	 	09/29/2000	 	OR 192 — 231	 	Belmont B-33	 	41-00498.000
	 
	 	 	 	Resources	 	 	 	 	 	 	 	 	 	41-01613.000
	 
	 	 	 	(Barnesville Hospital)	 	 	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	(not certified
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	 — see document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Exhibit Attachment	 	records)
	Belmont
	 	OH	 	Capstone	 	Lease	 	12/23/2009	 	OR 215 — 154	 	Belmont B-34	 	41-00762.000
	 
	 	 	 	(Schooley Hollow)	 	 	 	 	 	 	 	 	 	41-00761.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	41-00780.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	41-00782.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	41-00783.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	41-00791.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	41-00788.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	41-00792.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	41-00785.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	41-00786.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	41-00789.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	41-00787.000
	Belmont
	 	OH	 	Brier Ridge	 	Lease	 	05/12/2008	 	OR 154 — 607	 	Belmont B-35	 	09-00488.000
	 
	 	 	 	(Cravat/Buckeye)	 	(112-559)	 	 	 	 	 	 	 	41-01468.000
	 
	 	 	 	(Speidel)	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(103-562)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Green-Crawf	 	Lease	 	05/12/2008	 	OR 154 — 607	 	Belmont B-35	 	09-00353.000
	 
	 	 	 	(Cravat/Buckeye)	 	(112-549)	 	 	 	 	 	 	 	09-01235.000
	 
	 	 	 	(Speidel)	 	Assignment	 	 	 	 	 	 	 	09-01311.000
	 
	 	 	 	 	 	(103-562)	 	 	 	 	 	 	 	09-00356.000
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Robt Shepherd	 	Lease	 	05/12/2008	 	OR 154 — 607	 	Belmont B-35	 	09-00387.000
	 
	 	 	 	(Cravat/Buckeye)	 	(112-565)	 	 	 	 	 	 	 	09-00653.000
	 
	 	 	 	(Speidel)	 	Assignment	 	 	 	 	 	 	 	09-00654.000
	 
	 	 	 	 	 	(103-562)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Capstone	 	Lease	 	05/21/2010	 	OR 230 — 175	 	Belmont B-36	 	41-01468.000
	 
	 	 	 	(Speidel)	 	 	 	 	 	 	 	 	 	09-00488.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	09-00643.000

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	(not certified
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	 — see document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Exhibit Attachment	 	records)
	Belmont
	 	OH	 	Capstone	 	Lease	 	03/31/2009	 	OR 229 — 519	 	Belmont B-37	 	05-00591.000
	 
	 	 	 	(Gasline)	 	 	 	 	 	 	 	 	 	05-00593.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	05-00592.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	05-00591.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	51-00185.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	51-00184.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	51-00183.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	51-00182.000
	Belmont
	 	OH	 	Capstone	 	Lease	 	01/01/2010	 	OR 229 — 498	 	Belmont B-38	 	29-03499.000
	 
	 	 	 	(Bellaire Dock)	 	 	 	 	 	 	 	 	 	29-03500.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	29-03634.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	29-03635.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	29-03661.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	29-03662.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	29-03863.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	29-03922.000
	Belmont
	 	OH	 	Capstone	 	Lease	 	01/01/2010	 	OR 229 — 516	 	Belmont B-39	 	(see document)
	 
	 	 	 	(Bellaire Dock)	 	(106-194)	 	 	 	 	 	 	 	 
	 
	 	 	 	(Swierkos)	 	Sublease	 	 	 	 	 	 	 	 
	Belmont
	 	OH	 	Ohio Power	 	Lease	 	01/06/2010	 	OR 224 — 895	 	Belmont B-40	 	29-90037.000
	 
	 	 	 	(Bellaire Dock)	 	 	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	(not certified see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Exhibit Attachment	 	document & tax records)
	Carroll
	 	OH	 	The Conservation	 	Lease	 	04/16/2007	 	OR 38 — 1266	 	Carroll B-1	 	(see document)
	 
	 	 	 	Fund (Wright)	 	(12-119)	 	 	 	 	 	 	 	 
	 
	 	 	 	(Cravat)	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	(Dobrijevic)	 	 	 	 	 	 	 	 	 	 
	Carroll
	 	OH	 	Wm. Wright	 	Lease	 	04/16/2007	 	OR 38 — 1269	 	Carroll B-2	 	33-01252.000
	 
	 	 	 	(Cravat)	 	(84-874)	 	 	 	 	 	 	 	 
	 
	 	 	 	(Dobrijevic)	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(37-2032)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Carroll
	 	OH	 	(Cravat)	 	Lease	 	04/16/2007	 	OR 38 — 1269	 	Carroll B-2	 	17-00005.000
	 
	 	 	 	(Dobrijevic)	 	(84-872)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(37-2032)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Carroll
	 	OH	 	Dan Wright	 	Lease	 	04/16/2007	 	OR 38 — 1269	 	Carroll B-2	 	33-01248.000
	 
	 	 	 	(Dobrijevic)	 	(84-870)	 	 	 	 	 	 	 	33-01247.000
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(37-2032)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	Type of	 	Document	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Acquisition	 	Date	 	Recording Data	 	Attachment	 	document & tax records)
	Carroll
	 	OH	 	The Conservation Fund 

(Cravat/Buckeye)

 (Autumn Road)	 	Lease	 	05/12/2008	 	OR 46 – 2036	 	Carroll B-3	 	33-01252.000
	 
	 	 	 	 	(17-1714)	 	 	 	 	 	 	 	33-01248.000
	 
	 	 	 	 	Assignment	 	 	 	 	 	 	 	33-01247.000
	 
	 	 	 	 	(38-260)	 	 	 	 	 	 	 	17-00124.000
	 
	 	 	 	 	Assignment	 	 	 	 	 	 	 	17-00125.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	17-00129.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	17-00130.000
	Carroll
	 	OH	 	Yockel	 	Lease	 	05/12/2008	 	OR 46 – 2036	 	Carroll B-3	 	17-00279.001
	 
	 	 	 	(Cravat/Buckeye)	 	(17-1704)	 	 	 	 	 	 	 	17-00279.002
	 
	 	 	 	(Autumn Road)	 	Assignment	 	 	 	 	 	 	 	17-00279.000
	 
	 	 	 	 	 	(38-260)	 	 	 	 	 	 	 	17-00279.007
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Carroll
	 	OH	 	Holmes Woodland	 	Lease	 	05/12/2008	 	OR 46 – 2036	 	Carroll B-3	 	17-00579.000
	 
	 	 	 	(Cravat/Buckeye)	 	(17-1710)	 	 	 	 	 	 	 	 
	 
	 	 	 	(Autumn Road)	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(38-260)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Columbiana
	 	OH	 	Ferris Coal	 	Deed	 	 	 	OR 1477 – 197	 	Columbiana A-1	 	(see document)
	 
	 	 	 	(Sheriff)	 	 	 	 	 	 	 	 	 	 
	Columbiana
	 	OH	 	County Auditor	 	Deed	 	11/30/2006	 	OR 1518 – 567	 	Columbiana A-2	 	67-00030.000
	 
	 	 	 	(Ferris Coal)	 	 	 	 	 	 	 	 	 	 
	Columbiana
	 	OH	 	County Auditor	 	Deed	 	11/30/2006	 	OR 1518 – 573	 	Columbiana A-3	 	40-00796.000
	 
	 	 	 	(Ferris Coal)	 	 	 	 	 	 	 	 	 	 
	Columbiana
	 	OH	 	County Auditor	 	Deed	 	11/30/2006	 	OR 1518 – 571	 	Columbiana A-4	 	40-00799.000
	 
	 	 	 	(Ferris Coal)	 	 	 	 	 	 	 	 	 	 
	Columbiana
	 	OH	 	Baker	 	Deed	 	11/18/2004	 	OR 1329 – 149	 	Columbiana A-5	 	12-01654.000
	Columbiana
	 	OH	 	Frantz/Perrino	 	Deed	 	01/11/2008	 	OR 1606 – 443	 	Columbiana A-6	 	12-01653.001

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	(not certified – see
	 	 	 	 	 	 	Type of	 	Document	 	 	 	Exhibit	 	document & tax
	County	 	State	 	Name	 	Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Columbiana
	 	OH	 	Lois Rawson	 	Deed	 	06/15/2007	 	OR 1596 – 262	 	Columbiana A-7	 	40-00612.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	13-00190.000
	Columbiana
	 	OH	 	Petersburg	 	Deed	 	01/27/2006	 	OR 1464 – 614	 	Columbiana A-8	 	13-00151.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	40-00331.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	40-00378.001
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	40-00377.001
	Columbiana
	 	OH	 	CDDB Holdings (Ferris)	 	Deed	 	03/23/2010	 	OR 1727 – 528	 	Columbiana A-9	 	12-00214.001
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	12-00214.002
	Columbiana
	 	OH	 	Robt Hunt et al	 	Deed	 	 	 	OR 1730 – 296	 	Columbiana A-10	 	12-00760.000
	Columbiana
	 	OH	 	Lewis	 	Lease	 	09/19/2006	 	OR 1499 – 428	 	Columbiana B-1	 	(see document)
	Columbiana
	 	OH	 	Whitten/Stuba	 	Lease	 	11/17/2005	 	OR 1425 – 943	 	Columbiana B-2	 	12-01831.000
	Columbiana
	 	OH	 	Buckeye Industrial Mining 

Scyoc)	 	Lease	 	05/18/2006	 	OR 1436 – 792	 	Columbiana B-3	 	(see document)
	 
	 	 	 	 	(1330-21)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Columbiana
	 	OH	 	Williams	 	Lease	 	11/23/2004	 	OR 1333 – 168	 	Columbiana B-4	 	(see document)
	Columbiana
	 	OH	 	Derenberger	 	Lease	 	04/30/2008	 	OR 1625 – 911	 	Columbiana B-5	 	12-01469.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	12-01653.000
	Columbiana
	 	OH	 	Buckeye Industrial Mining

 (Wells)	 	Lease	 	 	 	OR 1436 – 794	 	Columbiana B-6	 	(see document)
	 
	 	 	 	 	(1330-15)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	Assignment	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	(not certified – see
	 	 	 	 	 	 	Type of	 	Document	 	 	 	Exhibit	 	document & tax
	County	 	State	 	Name	 	Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Columbiana
	 	OH	 	Ferris	 	Lease	 	03/25/2004	 	OR 1275 – 645	 	Columbiana B-7	 	12-00163.000
	 
	 	 	 	Rawson	 	(328-153)	 	02/25/2010	 	OR 1722 – 882	 	Columbiana B-8	 	12-01653.000
	 
	 	 	 	Ferris Bankruptcy Trustee	 	Amendment	 	 	 	 	 	 	 	12-00153.000
	 
	 	 	 	 	(795-511)	 	 	 	 	 	 	 	12-01512.000
	 
	 	 	 	 	Assignment	 	 	 	 	 	 	 	12-00210.000
	 
	 	 	 	 	 	Addendum	 	 	 	 	 	 	 	12-00214.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	12-00757.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	12-00215.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	12-00017.000
	Columbiana
	 	OH	 	Westover	 	Lease	 	03/25/2004	 	OR 1275 – 645	 	Columbiana B-7	 	(see document)
	 
	 	 	 	 	 	(1258-727)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Coshocton
	 	OH	 	Rager	 	Deed	 	08/20/1997	 	OR 124 – 1075	 	Coshocton A-1	 	043-00002630-00
	Coshocton
	 	OH	 	Rager	 	Deed	 	08/20/1997	 	OR 124 – 1077	 	Coshocton A-2	 	043-00003755-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	043-00003756-00
	Coshocton
	 	OH	 	Myers	 	Deed	 	01/15/2001	 	OR 205 – 993	 	Coshocton A-4	 	043-00003755-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	043-00003756-00
	Coshocton
	 	OH	 	Capstone	 	Master Lease &	 	12/02/2002	 	OR 373 – 24	 	Coshocton B-1	 	Multiple
	 
	 	 	 	(Rose Isleta)	 	Sublease	 	 	 	 	 	 	 	(see document)

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	document & tax records)
	Coshocton
	 	OH	 	Holmes Limestone	 	Lease	 	02/01/2003	 	OR 372 – 493	 	Coshocton B-2	 	(see document)
	Coshocton
	 	OH	 	Capstone	 	Lease	 	06/09/2003	 	OR 324 – 653	 	Coshocton B-3	 	(see document)
	 
	 	 	 	Fairview /Holmes	 	(133-368)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Coshocton
	 	OH	 	T&C Holdco	 	Lease	 	07/05/2007	 	OR 457 – 141	 	Coshocton B-4	 	(see document)
	Coshocton
	 	OH	 	Columbus Southern Power	 	Lease	 	03/17/2007	 	OR 457 – 148	 	Coshocton B-5	 	(see document)
	Guernsey
	 	OH	 	Capstone	 	Master Lease &	 	12/02/2002	 	OR 425 – 810	 	Guernsey B-1	 	(see document)
	 
	 	 	 	(Gibson)	 	Sublease	 	 	 	 	 	 	 	 
	 
	 	 	 	(King Crum)	 	 	 	 	 	 	 	 	 	 
	Guernsey
	 	OH	 	Capstone	 	Master Lease &	 	12/02/2002	 	OR 425 - 831	 	Guernsey B -2	 	 
	 
	 	 	 	(Bird’s Run 1 & 2)	 	Sublease	 	 	 	 	 	 	 	 
	Guernsey
	 	OH	 	Holmes Limestone	 	Lease	 	02/01/2003	 	OR 425 – 381	 	Guernsey B -3	 	(see document)
	Guernsey
	 	OH	 	Capstone	 	Lease	 	06/09/2003	 	OR 369 – 502	 	Guernsey B -4	 	(see document)
	 
	 	 	 	Fairview /Holmes	 	(173-785)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Guernsey
	 	OH	 	Wilson	 	Lease	 	08/12/2008	 	OR 458 – 3023	 	Guernsey B -5	 	23-0000117.000
	Guernsey
	 	OH	 	Capstone	 	Lease	 	12/23/2009	 	OR 469 – 29	 	Guernsey B -6	 	28-0000235.000
	 
	 	 	 	(Schooley Hollow)	 	 	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	(not certified – see
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	records)
	Guernsey
	 	OH	 	Combs	 	Lease	 	 	 	 	 	 	 	 
	 
	 	 	 	(Conway)	 	(436-8)	 	 	 	 	 	 	 	 
	 
	 	 	 	(Cravat/Buckeye)	 	Sublease	 	 	 	 	 	 	 	 
	 
	 	 	 	(Hall’s Knob)	 	(447 – 2381)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(448-117)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	1st Addend	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(453 – 1855)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	05/12/2008	 	OR 457 – 113	 	Guernsey B -7	 	23-0000006.000
	Guernsey
	 	OH	 	Miller & Gingerich	 	Lease	 	 	 	 	 	 	 	 
	 
	 	 	 	(Conway)	 	(436-2)	 	 	 	 	 	 	 	 
	 
	 	 	 	(Cravat/Buckeye)	 	Sublease	 	 	 	 	 	 	 	 
	 
	 	 	 	(Hall’s Knob)	 	(447-2381)	 	05/12/2008	 	OR 457 – 113	 	Guernsey B -7	 	23-0000417.000
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(448-117)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	1st Addend	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(456-3354)	 	 	 	 	 	 	 	 
	Guernsey
	 	OH	 	Dan Doudna	 	Lease	 	 	 	 	 	 	 	 
	 
	 	 	 	(Conway)	 	(439-223)	 	 	 	 	 	 	 	 
	 
	 	 	 	(Cravat/Buckeye)	 	Sublease	 	 	 	 	 	 	 	 
	 
	 	 	 	(Hall’s Knob)	 	(447-2381)	 	05/12/2008	 	OR 457 – 113	 	Guernsey B-7	 	23-0000218.000
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(448-117)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	1st Addend	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(457-802)	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	(not certified – see
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	records)
	Guernsey
	 	OH	 	Steve Doudna	 	Lease	 		 		 		 	
	 
	 	 	 	(Conway)	 	(436-19)	 	 	 	 	 	 	 	
	 
	 	 	 	(Cravat/Buckeye)	 	Sublease	 	 	 	 	 	 	 	 
	 
	 	 	 	(Hall’s Knob)	 	(447-2381)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(448-117)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	1st Addend	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(456-3528)	 	 	 	 	 	 	 	23-0000418.000
	 
	 	 	 	 	 	Assignment	 	05/12/2008	 	OR 457 – 113	 	Guernsey B-7	 	23-0000419.000
	Guernsey
	 	OH	 	Irving Hall	 	Lease	 		 		 		 	
	 
	 	 	 	(Conway)	 	(436-5)	 	 	 	 	 	 	 	 
	 
	 	 	 	(Cravat/Buckeye)	 	Sublease	 	 	 	 	 	 	 	 
	 
	 	 	 	(Hall’s Knob)	 	(447-2381)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(448-117)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	1st Addend	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(453-1307)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	05/12/2008	 	OR 457 – 113	 	Guernsey B-7	 	23-0000123.000
	Guernsey
	 	OH	 	Vernon Hall	 	Lease	 		 		 		 	
	 
	 	 	 	(Conway)	 	(436-12)	 	 	 	 	 	 	 	
	 
	 	 	 	(Cravat/Buckeye)	 	Sublease	 	 	 	 	 	 	 	
	 
	 	 	 	(Hall’s Knob)	 	(447-2381)	 	 	 	 	 	 	 	
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(448-117)	 	 	 	 	 	 	 	23-0000382.001 
	 
	 	 	 	 	 	1st Addend	 	 	 	 	 	 	 	23-0000382.002
	 
	 	 	 	 	 	(453-1849)	 	 	 	 	 	 	 	23-0000382.000
	 
	 	 	 	 	 	Assignment	 	05/12/2008	 	OR 457 – 113	 	Guernsey B-7	 	23-0000140.001
	Guernsey
	 	OH	 	Donald  & Joe Lucas	 	Lease	 	05/13/2010	 	OR 471 – 738	 	Guernsey B-8	 	17-0000319
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	17-0000233
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	17-0000271

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	document & tax records)
	Guernsey
	 	OH	 	Carol & Donald Lucas	 	Lease	 	05/13/2010	 	OR 471 – 734	 	Guernsey B-9	 	17-0000100
	Harrison
	 	OH	 	Cravat Coal	 	Deed	 	04/16/2007	 	OR 171 – 135	 	Harrison A-1	 	26-0000285.000
	 
	 	 	 	(Whlg Valley)	 	 	 	 	 	 	 	 	 	26-0000014.000
	 
	 	 	 	(Capstone)	 	 	 	 	 	 	 	 	 	26-1000001.333
	 
	 	 	 	(Mercer)	 	 	 	 	 	 	 	 	 	25-0000119.000
	 
	 	 	 	(Satterfield)	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	(Bedway Land)	 	 	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	R&F Coal	 	Deed	 	12/27/2000	 	OR 75 – 813	 	Harrison A-2	 	02-0000281.000
	Harrison
	 	OH	 	Consolidation Coal	 	Deed	 	05/30/2002	 	OR 127 – 39	 	Harrison A-3	 	04-0000022.000
	Harrison
	 	OH	 	Consolidation Coal	 	Deed	 	12/28/1999	 	OR 75 – 816	 	Harrison A-4	 	Multiple
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	(see document)
	Harrison
	 	OH	 	Nelson Mast	 	Deed	 	05/29/2003	 	OR 139 – 228	 	Harrison A-5	 	04-0000004.000
	Harrison
	 	OH	 	Budzik	 	Deed	 	11/01/2001	 	OR 107 - 730	 	Harrison A-6	 	04-0000010.000
	Harrison
	 	OH	 	Consolidation Coal	 	Deed	 	07/30/2002	 	OR 121 – 426	 	Harrison A-7	 	04-0000406.000
	 
	 	 	 	(July 2002	 	 	 	 	 	 	 	 	 	04-0000412.000
	 
	 	 	 	 transaction)	 	 	 	 	 	 	 	 	 	04-0000407.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	04-0000168.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	04-0000170.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	04-0000172.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	04-0000167.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	04-0000171.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	04-0000166.000

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	(not certified – see
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	records)
	Harrison
	 	OH	 	Cravat Coal	 	Deed	 	08/01/2008	 	OR 177 – 344	 	Harrison A-8	 	04-0000553.000
	 
	 	 	 	(Cadiz Office)	 	Corrective Deed	 	08/18/2008	 	OR 177 – 1332	 	 	 	04-0000387.000
	Harrison
	 	OH	 	Consolidation Coal	 	Deed	 	03/31/2009	 	OR 180 - 317	 	Harrison A-9	 	02-0000366.001
	 
	 	 	 	(County Road 29)	 	 	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Bruner Land	 	Deed	 	11/21/2003	 	OR 149 – 438	 	Harrison A-10	 	02-0000181.004
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	02-0000181.005
	Harrison
	 	OH	 	Buckeye 	 	Deed	 	05/08/2008	 	OR 176 – 399	 	Harrison A-11	 	01-0000350.000
	 
	 	 	 	Management	 	 	 	 	 	 	 	 	 	01-0000431.000
	 
	 	 	 	(Sandy Ridge)	 	 	 	 	 	 	 	 	 	01-0000432.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	01-0000433.000
	Harrison
	 	OH	 	Consolidation	 	Powerline Right of Way	 	12/01/2008	 	OR 178 – 1400	 	Harrison A-12	 	(see document)
	 
	 	 	 	Coal/Harrison	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	Resources	 	 	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Capstone	 	Lease	 	06/19/2001	 	OR 104 – 662	 	Harrison B-1	 	(see document)
	 
	 	 	 	(Martin #8)	 	Addendum	 	03/15/2002	 	unrecorded	 	 	 	 
	Harrison
	 	OH	 	Capstone/Bedway	 	Lease	 	06/19/2001	 	OR 104 – 673	 	Harrison B-2	 	(see document)
	 
	 	 	 	(Martin Area)	 	(77-386)	 	03/15/2002	 	unrecorded	 	 	 	 
	 
	 	 	 	 	 	1st Addendum	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(77-553)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	2nd Addendum	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(102-569)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Sublease	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Sublease Add	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	3rd Addendum	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(167-2411)	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	document & tax records)
	Harrison
	 	OH	 	Liggett Enterprises	 	Lease	 	01/31/2001	 	OR 98 – 327	 	Harrison B-3	 	04-0000231.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	04-0000229.000
	Harrison
	 	OH	 	Capstone	 	Master Lease &	 	12/20/2002	 	OR 159 – 2121	 	Harrison B-4	 	(see document)
	 
	 	 	 	(Branson Ridge)	 	Sublease	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	The Conservation Fund	 	Lease	 	06/27/2002	 	OR 171 – 393	 	Harrison B-5	 	(see document)
	 
	 	 	 	(Cravat)	 	(128-788)	 	04/16/2007	 	 	 	 	 	 
	 
	 	 	 	(Jockey Hollow)	 	Corrective	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(157-1104)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Part. Assign	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(158-604)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Bowers	 	Lease	 	04/16/2007	 	OR 171 – 393	 	Harrison B-5	 	26-0000010.000
	 
	 	 	 	(Cravat)	 	(159-2384)	 	 	 	 	 	 	 	 
	 
	 	 	 	(Whlg Valley)	 	Assignment	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Bowers	 	Lease	 	04/16/2007	 	OR 171 – 393	 	Harrison B-5	 	26-0000009.000
	 
	 	 	 	(Whlg Valley)	 	(159-2389)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Slater	 	Lease	 	02/09/2004	 	OR 152 – 890	 	Harrison B-6	 	(see document)
	Harrison
	 	OH	 	Love	 	Lease	 	08/13/2003	 	OR 146 – 881	 	Harrison B-7	 	02-0000268.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	04-0000234.000
	Harrison
	 	OH	 	Dodds	 	Lease	 	05/31/2005	 	OR 161 – 1041	 	Harrison B-8	 	04-00630.000
	Harrison
	 	OH	 	Beer	 	Lease	 	05/13/2004	 	OR 155 – 1555	 	Harrison B-9	 	04-0000577.002
	Harrison
	 	OH	 	Cobb	 	Lease	 	12/28/2004	 	OR160 – 593	 	Harrison B-10	 	04-00261.001
	 
	 	 	 	(Consol	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	Ruckstuhl)	 	 	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	document & tax records)
	Harrison
	 	OH	 	Capstone	 	Lease	 	04/03/2003	 	OR 135 – 119	 	Harrison B-11	 	Unknown
	 
	 	 	 	(Polen)	 	 	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Lopez	 	Lease	 	11/22/2004	 	OR 158 – 1036	 	Harrison B-12	 	04-00261.001
	 
	 	 	 	(Consol	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	Ruckstuhl)	 	 	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Capstone	 	Lease	 	11/16/2001	 	OR 111 – 37	 	Harrison B-13	 	04-0000010.000
	 
	 	 	 	(Budzik-Barricklow)	 	 	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Barricklow	 	Lease	 	01/31/2001	 	OR 98 – 331	 	Harrison B—14	 	04-0000010.000
	 
	 	 	 	(Budzik-Barricklow)	 	 	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Consolidation Coal	 	Lease	 	 	 	OR 121 – 131	 	Harrison B-15	 	(see document)
	 
	 	 	 	(Ruckstuhl)	 	(Ruckstuhl)	 	 	 	 	 	 	 	 
	 
	 	 	 	(Haverfield)	 	(34-115)	 	 	 	 	 	 	 	 
	 
	 	 	 	(MacDowell)	 	(35-162)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Part. Release	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(158-1031)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Part. Release	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(160-599)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Lease	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(Haverfield)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(34-171)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(34-191)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Lease	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(MacDowell)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(35-561)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(35-203)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	(not certified – see
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	records)
	Harrison
	 	OH	 	R&F Coal	 	Lease	 	11/16/1998	 	OR 61 – 443	 	Harrison B-16	 	Multiple
	 
	 	 	 	(Daron)	 	1st,	 	 	 	OR 84 – 18	 	Harrison B-17	 	(see documents)
	 
	 	 	 	 	 	2nd and	 	 	 	OR 110 – 105	 	Harrison B-18	 	 
	 
	 	 	 	 	 	3rd Addendums	 	 	 	(not recorded)	 	 	 	 
	 
	 	 	 	 	 	4th Addendum	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	5th Addendum	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(Trench & Auger)	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Twin Minerals	 	Lease	 	01/01/1999	 	OR 84 – 26	 	Harrison B-19	 	Multiple
	 
	 	 	 	(Daron)	 	1st  and	 	—	 	OR 84 – 38	 	Harrison B-20	 	(see document)
	 
	 	 	 	 	 	2nd  Addendums	 	—	 	OR 172 – 2240	 	Harrison B-21	 	 
	 
	 	 	 	 	 	3rd Addendum	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	LPT Management	 	Lease	 	05/27/2003	 	OR 173 – 2523	 	Harrison B-22	 	04-00012.001
	Harrison
	 	OH	 	Chambers Development	 	Lease	 	09/21/2001	 	OR 176 – 1970	 	Harrison B-23	 	(see document)
	Harrison
	 	OH	 	Consolidation Coal	 	Lease	 	03/31/2009	 	OR 180 – 278	 	Harrison B-24	 	02-0000261.000
	 
	 	 	 	(County Rd 29)	 	(58-237)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	The Conservation Fund	 	Lease	 	04/03/2009	 	OR 179 – 2596	 	Harrison B-25	 	22-0000219.000
	 
	 	 	 	(Lewis)	 	 	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	(not certified – see
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	records)
	Harrison
	 	OH	 	Holmes Limestone	 	Lease	 	06/22/2005	 	OR 161–1284	 	Harrison B-26	 	Multiple
	 
	 	 	 	(PPG & KLM)	 	Sublease	 	 	 	OR 177 – 2343	 	Harrison B-27	 	(see document)
	 
	 	 	 	 	 	(161-1291)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Lease Amend	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Sublease Add	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(177-2372)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Sublease Add	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(179-2091)	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Wm. Henderson	 	Lease	 	03/19/2010	 	OR 182 – 2925	 	Harrison B-28	 	04-0000557.000
	 
	 	 	 	(Haverfield)	 	 	 	 	 	 	 	 	 	04-0000197.000
	Harrison
	 	OH	 	The Conservation Fund	 	Lease	 	05/12/2008	 	OR 176 – 650	 	Harrison B-29	 	(see document)
	 
	 	 	 	(Cravat/Buckeye)	 	(160-1321)	 	 	 	 	 	 	 	 
	 
	 	 	 	(Douglas Turn)	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(170-2806)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Ionno & Miller	 	Lease	 	05/12/2008	 	OR 176 – 650	 	Harrison B-29	 	(see document)
	 
	 	 	 	(Stallion Farms)	 	(170-2144)	 	11/04/2008	 	OR 178 – 1319	 	Harrison B-30	 	 
	 
	 	 	 	(Cravat/Buckeye)	 	Assignment	 	02/16/2010	 	OR 182 – 1948	 	Harrison B-31	 	 
	 
	 	 	 	(Elk Run)	 	(170-2806)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Addendum	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Addendum	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	The Conservation Fund	 	Lease	 	05/12/2008	 	OR 176 – 650	 	Harrison B-29	 	(see document)
	 
	 	 	 	(Cravat/Buckeye)	 	(165-276)	 	 	 	 	 	 	 	 
	 
	 	 	 	(Elk Run)	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	9170-2806)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	(not certified – see
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	document & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	records)
	Harrison
	 	OH	 	Brian Lewis	 	Lease	 	05/12/2008	 	OR 176 – 650	 	Harrison B-29	 	17-0000109.016
	 
	 	 	 	(Cravat/Buckeye)	 	(166-2843)	 	 	 	 	 	 	 	22-0000038.000
	 
	 	 	 	(Elk Run)	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(170-2806)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Hochstetler	 	Lease	 	05/12/2008	 	OR 176 – 650	 	Harrison B-29	 	Multiple
	 
	 	 	 	(Cravat/Buckeye)	 	(166-2824)	 	 	 	 	 	 	 	(see document)
	 
	 	 	 	(Sandy Ridge)	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(170-2806)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Diebel	 	Lease	 	05/12/2008	 	OR 176 – 650	 	Harrison B-29	 	30-0000803.000
	 
	 	 	 	(Cravat/Buckeye)	 	(166-2847)	 	 	 	 	 	 	 	 
	 
	 	 	 	(Tippecanoe)	 	Assignment	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(170-2806)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Weppler	 	Lease	 	05/12/2008	 	OR 176 – 650	 	Harrison B-29	 	30-0000294.000
	 
	 	 	 	(Cravat/Buckeye)	 	(166-2821)	 	 	 	 	 	 	 	30-0000295.000
	 
	 	 	 	(Tippecanoe)	 	Assignment	 	 	 	 	 	 	 	30-0000293.000
	 
	 	 	 	 	 	(170-2806)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Puskarich	 	Lease	 	05/12/2008	 	OR 176 – 650	 	Harrison B-29	 	17-0000075.000
	 
	 	 	 	(Cravat/Buckeye)	 	(170-2135)	 	 	 	 	 	 	 	17-0000090.000
	 
	 	 	 	(Douglas Turn)	 	Assignment	 	 	 	 	 	 	 	17-0000067.000
	 
	 	 	 	 	 	(170-2806)	 	 	 	 	 	 	 	17-0000091.000
	 
	 	 	 	 	 	Assignment	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Capstone	 	Lease	 	03/31/2009	 	OR 183 – 1961	 	Harrison B-32	 	02-0000242.000
	 
	 	 	 	(Gasline)	 	 	 	 	 	 	 	 	 	02-0000231.000

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	document & tax records)
	Harrison
	 	OH	 	Capstone	 	Lease	 	03/01/2010	 	OR 183 – 1638	 	Harrison B-33	 	04-0000160.000
	 
	 	 	 	(Limestone Plant)	 	 	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Capstone	 	Lease	 	03/01/2010	 	OR 183 – 1643	 	Harrison B-34	 	04-0000160.000
	 
	 	 	 	(Coal Stockpile)	 	 	 	 	 	 	 	 	 	 
	Harrison
	 	OH	 	Liggett	 	Lease	 	04/26/2001	 	OR 97 – 865	 	Harrison B-35	 	(see document)
	Jefferson
	 	OH	 	Boich & Sovell	 	Deed	 	03/06/2006	 	OR 746 – 947	 	Jefferson A-1	 	50-00053.000
	Jefferson
	 	OH	 	Moore	 	Deed	 	03/5,6,7,10/2006	 	OR 769 – 431	 	Jefferson A-2	 	50-00599.000
	 
	 	 	 	 	 	 	 	08/19/2006	 	 	 	 	 	 
	Jefferson
	 	OH	 	Hutchison	 	Lease	 	12/28/2004	 	OR 681 – 875	 	Jefferson B-1	 	15-02383.000
	 
	 	 	 	Ragsdale	 	Addendum	 	11/25/2009	 	OR 898 – 904	 	Jefferson B-2	 	 
	Jefferson
	 	OH	 	Boich	 	Lease	 	11/07/2005	 	OR 731 – 789	 	Jefferson B-3	 	50-01431.000
	 
	 	 	 	(McCain)	 	(59-876)	 	 	 	 	 	 	 	50-01431.001
	 
	 	 	 	 	 	Sublease	 	 	 	 	 	 	 	50-01432.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	50-00613.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	50-01384.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	50-01443.000
	Jefferson
	 	OH	 	Joseph Ellis	 	Lese	 	03/02/2007	 	OR 796 – 642	 	Jefferson B-4	 	50-00264.000
	Jefferson
	 	OH	 	Fern Ellis	 	Lease	 	12/20/2002	 	OR 535 – 897	 	Jefferson B-5	 	50-00262.000
	 
	 	 	 	 	 	Addendum	 	03/06/2007	 	OR 796 – 950	 	Jefferson B-6	 	50-00263.000
	Jefferson
	 	OH	 	Boich	 	Lease	 	11/07/2005	 	OR 731 – 791	 	Jefferson B-7	 	(see document)
	Jefferson
	 	OH	 	Harkins	 	Lease	 	01/13/2006	 	OR 735 – 309	 	Jefferson B-8	 	50-01506.000

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	document & tax records)
	Jefferson
	 	OH	 	Starvaggi	 	Lease	 	03/24/2006	 	OR 746 – 757	 	Jefferson B-9	 	(see document)
	 
	 	 	 	(McCain)	 	 	 	 	 	 	 	 	 	 
	Jefferson
	 	OH	 	Starvaggi	 	Lease	 	02/18/2003	 	OR 545 – 727	 	Jefferson B-10	 	(see document)
	 
	 	 	 	(Fern Ellis)	 	 	 	 	 	 	 	 	 	 
	Jefferson
	 	OH	 	Zimnox Coal	 	Lease	 	10/11/2005	 	OR 666 – 896	 	Jefferson B-11	 	50-01042.000
	Jefferson
	 	OH	 	Piergallini	 	Lease	 	03/02/2007	 	OR 796 – 646	 	Jefferson B-12	 	(see document)
	Jefferson
	 	OH	 	Rush Run	 	Lease	 	12/19/2006	 	OR 785 – 747	 	Jefferson B-13	 	50-01489.000
	 
	 	 	 	(Limestone Hollow)	 	 	 	 	 	 	 	 	 	50-01489.001
	Jefferson
	 	OH	 	Eastham	 	Lease	 	01/08/2007	 	OR 788 – 210	 	Jefferson B-14	 	50-01170.000
	 
	 	 	 	(Limestone Hollow)	 	 	 	 	 	 	 	 	 	 
	Jefferson
	 	OH	 	Moore	 	Lease	 	11/16/2004	 	OR 676 – 282	 	Jefferson B-15	 	50-00592.000
	Jefferson
	 	OH	 	Starvaggi	 	Lease	 	05/01/2007	 	OR 802 – 290	 	Jefferson B-16	 	(see document)
	 
	 	 	 	(Limestone Hollow)	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	(Eastham)	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	(Rush Run)	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	(Pasco)	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	(Pugh)	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	(Lancia)	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	(Verhovec)	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	(Starvaggi)	 	 	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	document & tax records)
	Jefferson
	 	OH	 	Starvaggi	 	Lease	 	05/01/2007	 	OR 802 – 286	 	Jefferson B-17	 	(see document)
	 
	 	 	 	(Harkins)	 	 	 	 	 	 	 	 	 	 
	Jefferson
	 	OH	 	Pasco	 	Lease	 	04/26/2007	 	OR 804 – 195	 	Jefferson B-18	 	50-01209.000
	 
	 	 	 	(Limestone	 	 	 	 	 	 	 	 	 	50-00360.000
	 
	 	 	 	Hollow)	 	  	 	 	 	 	 	 	 	50-01471.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	50-01472.000
	Jefferson
	 	OH	 	Verhovec	 	Lease	 	05/24/2007	 	OR 805 – 60	 	Jefferson B--19	 	(see document)
	 
	 	 	 	(Limestone Hollow)	 	 	 	 	 	 	 	 	 	 
	Jefferson
	 	OH	 	Jeffco Resources	 	Lease	 	04/25/2008	 	OR 844 – 225	 	Jefferson B-20	 	50-00694.000
	 
	 	 	 	(Wells Twp.)	 	 	 	 	 	 	 	 	 	50-00168.000
	 
	 	 	 	(Jeffco)	 	 	 	 	 	 	 	 	 	50-00693.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	50-00163.000
	Jefferson
	 	OH	 	Bedway Land and Minerals	 	Lease	 	11/26/2008	 	OR 868 – 707	 	Jefferson B-21	 	50-00797.000
	 
	 	 	 	(Wells Twp.)	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	(Bedway Land)	 	 	 	 	 	 	 	 	 	 
	Jefferson
	 	OH	 	Lapanja	 	Lease	 	04/01/2009	 	OR 880 – 570	 	Jefferson B-22	 	50-00507.000
	Jefferson
	 	OH	 	Jennings	 	Lease	 	05/16/2009	 	OR 882 – 960	 	Jefferson B-23	 	50-01178.000
	Jefferson
	 	OH	 	Bedway	 	Lease	 	09/12/2001	 	OR 886 – 542	 	Jefferson B-24	 	20-01756.011
	 
	 	 	 	(Dairy Jean)	 	 	 	 	 	 	 	 	 	 
	Jefferson
	 	OH	 	Starvaggi (Jeffco,	 	Lease	 	10/22/2009	 	OR 898-895	 	Jefferson B-25	 	05-00694.000
	 
	 	 	 	Jennings, Lapanja)	 	 	 	 	 	 	 	 	 	05-00168.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	05-00693.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	05-00163.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	50-01178.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	50-00507.000

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	document & tax records)
	Morgan
	 	OH	 	Southhall	 	Lease	 	05/13/2009	 	OR 202 – 1901	 	Morgan B-1	 	050-008-570-0
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	050-008-580-0
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	050-008-590-0
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	050-008-560-0
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	050-008-540-0
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	050-008-530-0
	Morgan
	 	OH	 	Kasler	 	Lease	 	03/23/2009	 	OR 202 – 1892	 	Morgan B-2	 	050-004-320-0
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	050-004-290-0
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	050-004-300-0
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	050-004-250-0
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	050-004-310-0
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	050-004-860-0
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	050-004-870-0
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	050-004-840-0
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	050-004-850-0
	Muskingum
	 	OH	 	R&F Coal	 	Deed	 	12/23/1998	 	Vol 1151 – 587	 	Muskingum A-1	 	38-60-02-18-000
	Muskingum
	 	OH	 	American National Can	 	Deed	 	05/04/1999	 	Vol 1155 – 4	 	Muskingum A-2	 	73-73-03-07-03-000
	Muskingum
	 	OH	 	Peabody Development	 	Deed	 	01/29/1996	 	Vol 1118 – 641	 	Muskingum A-3	 	38-39-70-01-19-200
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	38-38-90-01-06-200
	Muskingum
	 	OH	 	Peabody Coal	 	Deed	 	10/26/1992	 	Vol 1071 – 383	 	Muskingum A-4	 	Multiple
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	(see document)
	Muskingum
	 	OH	 	Barrick Gold	 	Deed	 	05/24/1999	 	Not recorded	 	Muskingum A-5	 	(see document)
	Muskingum
	 	OH	 	McNeish	 	Lease	 	12/05/2002	 	OR 1716 – 898	 	Muskingum B-1	 	70-70-06-41-33-000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	70-70-06-41-35-000

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	document & tax records)
	Muskingum
	 	OH	 	Holmes Limestone	 	Lease	 	02/01/2003	 	OR 1934 – 933	 	Muskingum B-2	 	Multiple
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	(see document)
	Muskingum
	 	OH	 	Hendershot	 	Lease	 	03/31/2010	 	Vol 2273 – 85	 	Muskingum B-3	 	70-04-03-16-000
	 
	 	 	 	Huston	 	 	 	 	 	 	 	 	 	70-04-03-09-000
	Noble
	 	OH	 	Timmons	 	Deeds	 	02/10/2003	 	OR 97 – 588	 	Noble A-1	 	01-21043.000
	 
	 	 	 	 	 	 	 	 	 	and	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	OR 97 – 592	 	 	 	 
	Noble
	 	OH	 	Wadella	 	Deed	 	01/15/2004	 	OR 108 – 160	 	Noble A-2	 	01-21078.000
	Noble
	 	OH	 	Mary Reed	 	Lease	 	03/23/2004	 	OR 113 – 454	 	Noble B-1	 	01-50065.000
	Noble
	 	OH	 	Ann Jones et al	 	Lease	 	06/21/2002	 	OR 87 – 821	 	Noble B-2	 	01-21448.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	01-21449.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	01-30101.000
	Noble
	 	OH	 	Darrell Long	 	Lease	 	03/26/2003	 	OR 97 – 544	 	Noble B-3	 	01-50074.000
	Noble
	 	OH	 	David Reed	 	Lease	 	01/23/2004	 	OR 108 – 841	 	Noble B-4	 	01-21079.001
	Noble
	 	OH	 	Capstone	 	Master Lease &	 	12/02/2002	 	OR 122 – 194	 	Noble B-5	 	(see document)
	 
	 	 	 	(Long Hall)	 	Sublease	 	 	 	 	 	 	 	 
	 
	 	 	 	(Shuman)	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	(Long LaFever)	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	(Long Sears)	 	 	 	 	 	 	 	 	 	 
	Noble
	 	OH	 	Capstone	 	Master Lease &	 	120/02/2002	 	OR 122 - 173	 	Noble B-6	 	(see document)
	 
	 	 	 	(Gibson)	 	Sublease	 	 	 	 	 	 	 	 
	 
	 	 	 	(King Crum)	 	 	 	 	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	document & tax records)
	Noble
	 	OH	 	David Reed	 	Lease	 	07/11/2008	 	OR 157 – 670	 	Noble B-7	 	01-50008.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	01-21039.000
	Noble
	 	OH	 	Gadd/Slevin	 	Lease	 	02/06/2009	 	OR 162 – 910	 	Noble B-8	 	01-21042.000
	Noble
	 	OH	 	Capstone	 	Lease	 	01/25/2010	 	OR 174 – 267	 	Noble B-9	 	(see document)
	 
	 	 	 	(Haul Road 	 	 	 	and	 	 	 	 	 	 
	 
	 	 	 	Agreement)	 	 	 	02/16/2010	 	 	 	 	 	 
	Perry
	 	OH	 	Leighton	 	Deed	 	05/29/2007	 	OR 344 – 426	 	Perry A-1	 	003-000458-0200
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	003-000303-0000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	003-000284-000
	Perry
	 	OH	 	Owen	 	Deed	 	09/07/2005	 	OR 325 – 1721	 	Perry A -2	 	003-000365-0500
	Perry
	 	OH	 	Perry County	 	Deed	 	09/07/2005	 	OR 325 – 1719	 	Perry A -3	 	(see document)
	 
	 	 	 	Industrial	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	Development	 	 	 	 	 	 	 	 	 	 
	Perry
	 	OH	 	Ponsart	 	Deed	 	09/01/2006	 	OR 336 – 2620	 	Perry A -4	 	003-000296-0500
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	003-000303-0204
	Perry
	 	OH	 	Wooten	 	Deed	 	08/24/2005	 	OR 325 – 552	 	Perry A -5	 	003-000296-0600
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	003-000303-0100
	Perry
	 	OH	 	Masterson	 	Deed	 	07/02/2004	 	OR 311 – 2523	 	Perry A -6	 	003-000229-0000
	Perry
	 	OH	 	Bieber	 	Deed	 	06/04/1998	 	OR 209 – 800	 	Perry A -7	 	024-000-383-0000
	Perry
	 	OH	 	Jorgenson	 	Deed	 	03-29/2002	 	OR 280 – 28	 	Perry A -8	 	003-000216-0000
	Perry
	 	OH	 	Branham	 	Deed	 	03/29/2002	 	OR 279 – 2522	 	Perry A -9	 	003-000360-0400

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	document & tax records)
	Perry
	 	OH	 	Harris/Leroy	 	Deed	 	04/14/2005	 	OR 320 – 2062	 	Perry A -10	 	008-000003-0000
	Perry
	 	OH	 	Peabody	 	Deed	 	03/26/1998	 	OR 204 – 575	 	Perry A -11	 	008-000003-0000
	Perry
	 	OH	 	Halsey	 	Deed	 	07/08/2005	 	OR 323 – 858	 	Perry A -12	 	003-000382-0000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	003-000386-0000
	Perry
	 	OH	 	Essington	 	Deed	 	01/19/2001	 	OR 265 – 1596	 	Perry A -13	 	007-000160-0000
	Perry
	 	OH	 	Reed	 	Deed	 	08/28/1998	 	OR 216 – 244	 	Perry A -14	 	008-000009-000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	007-000623-0000
	Perry
	 	OH	 	Hoops/Woltz	 	Deed	 	08/27/1998	 	OR 222 – 343	 	Perry A -15	 	003-000468-000
	 
	 	 	 	 	 	 	 	09/10/1998	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	09/16/1998	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	10/02/1998	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	10/28/1998	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	11/20/1998	 	 	 	 	 	 
	Perry
	 	OH	 	Fisher	 	Deed	 	08/22/2005	 	OR 325 – 692	 	Perry A -16	 	003-000303-0105
	Perry
	 	OH	 	Rose Jr	 	Deed	 	06/24/2002	 	OR 283 – 725	 	Perry A -17	 	007-000600-0101
	Perry
	 	OH	 	Rose Sr	 	Deed	 	05/06/2003	 	OR 295 – 1279	 	Perry A -18	 	007-000600-0100
	Perry
	 	OH	 	John Rose	 	Deed	 	06/14/2004	 	OR 311 – 546	 	Perry A -19	 	003-000123.0000
	Perry
	 	OH	 	Humphrey	 	Deed	 	05/21/1999	 	OR 236 – 782	 	Perry A -20	 	003-000411-0000

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	document & tax records)
	Perry
	 	OH	 	Kiester	 	Deed	 	03/22/2000	 	OR 258 – 251	 	Perry A -21	 	003-000194-0000
	Perry
	 	OH	 	Black	 	Deed	 	05/05/2009	 	OR 361 – 583	 	Perry A -22	 	003-000303-0102
	Perry
	 	OH	 	Cowgill	 	Deed	 	09/11/2009	 	OR 363 – 2485	 	Perry A -23	 	003-000284-0104
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	003-000303-0108
	Perry
	 	OH	 	Sipe	 	Deed	 	05/28/2010	 	OR 369 – 665	 	Perry A -24	 	003-000289-0000
	Perry
	 	OH	 	Peabody Development	 	Deed	 	06/24/1996	 	OR 166 – 428	 	Perry A -25	 	(see document)
	Perry
	 	OH	 	Fisher	 	Deed	 	02/01/2010	 	OR 367 – 52	 	Perry A -26	 	003-000303-0101
	Perry
	 	OH	 	Woltz	 	Deed	 	01/06/1998	 	OR 197 – 441	 	Perry A -27	 	003-000468-0000
	Perry
	 	OH	 	Johnson	 	Deed	 	03/09/2006	 	OR 331 – 931	 	Perry A -28	 	(see document)
	Perry
	 	OH	 	Foraker Heirs, LLC	 	Deed	 	10/12/2004	 	OR 315 – 84	 	Perry A -29	 	007-000186-000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	007-000184-0000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	007-000185-000
	Perry
	 	OH	 	Jude	 	Deed	 	01/21/2010	 	OR 366 – 2230	 	Perry A -30	 	003-000233-0000
	Perry
	 	OH	 	Jude	 	Deed	 	01/21/2010	 	OR 366 – 2233	 	Perry A -31	 	003-000303-0200
	Perry
	 	OH	 	Steen	 	Deed	 	02/02/2010	 	OR 367 – 48	 	Perry A -32	 	003-000235.0000
	Perry
	 	OH	 	Marion	 	Deed	 	02/25/2010	 	OH 367 – 1039	 	Perry A -33	 	030-000303-0107

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	document & tax records)
	Perry
	 	OH	 	McCauley	 	Deed	 	02/01/2010	 	OR 367 - 38	 	Perry A -34	 	003-000284.0200
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	003-000284-0300
	Perry
	 	OH	 	Peabody	 	Deed	 	06/28/2007	 	OR 345 - 297	 	Perry A -35	 	(see document)
	 
	 	 	 	(#5 & #6 coal)	 	 	 	 	 	 	 	 	 	 
	Perry
	 	OH	 	Peabody Development	 	Deed	 	09/30/1993	 	OR 110 - 88	 	Perry A -36	 	(see document)
	Perry
	 	OH	 	Fister	 	Lease	 	06/11/2007	 	OR 344 – 2046	 	Perry B-1	 	003-000296-0000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	003-000296-0000
	Perry
	 	OH	 	Arnold	 	Lease	 	02/16/2008	 	OR 352 – 2637	 	Perry B-2	 	003-000284-0101
	Perry
	 	OH	 	Johnson/Rambo	 	Lease	 	02/19/2007	 	OR 341 – 2102	 	Perry B-3	 	007-000573-0000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	007-000573-0100
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	007-000575-0000
	Perry
	 	OH	 	McCauley	 	Lease	 	03/17/2000	 	OR 257 – 2634	 	Perry B-4	 	(see document)
	Perry
	 	OH	 	Z-Mak Enterprises	 	Lease	 	07/05/1994	 	OR 123 – 393	 	Perry B-5	 	(see document)
	Perry
	 	OH	 	Cowgill	 	Lease	 	09/11/2009	 	OR 363 – 2489	 	Perry B-6	 	(pt) 003-000284-0102
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	(pt) 003-000303-0103
	Perry
	 	OH	 	McCauley	 	Agreement	 	05/15/2010	 	OR 369 – 170	 	Perry B-7	 	(see document)
	Stark
	 	OH	 	Holmes Limestone	 	Lease	 	08-24-2004	 	200503180016636	 	Stark B-1	 	Multiple
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	(see document)
	Tuscarawas
	 	OH	 	Holmes Limestone	 	Deed	 	04/01/2005	 	OR 1184 – 1331	 	Tuscarawas A-1	 	16-00756.000
	Tuscarawas
	 	OH	 	Creighton	 	Deed	 	02/25/2008	 	OR 1278 – 1695	 	Tuscarawas A-2	 	71-00162.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	71-00160.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	71-00161.000

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	document & tax records)
	Tuscarawas
	 	OH	 	Berlin Mineral	 	Deed	 	07/17/2006	 	OR 1238 – 2127	 	Tuscarawas A-3	 	07-00502.000
	Tuscarawas
	 	OH	 	Robt Linard	 	Deed	 	07/02/2009	 	OR 1310 – 580	 	Tuscarawas A-4	 	16-00514.000
	 
	 	 	 	(water rights)	 	 	 	 	 	 	 	 	 	 
	Tuscarawas
	 	OH	 	Mizer	 	Lease	 	03/03/2004	 	OR 1144 – 590	 	Tuscarawas B-1	 	(see document)
	Tuscarawas
	 	OH	 	Beach	 	Lease	 	06/03/2004	 	OR 1157 – 1652	 	Tuscarawas B-2	 	(see document)
	Tuscarawas
	 	OH	 	Keffer	 	Lease	 	06/03/2004	 	OR 1157 – 1651	 	Tuscarawas B-3	 	(see document)
	Tuscarawas
	 	OH	 	Holmes Limestone	 	Lease	 	06/22/2005	 	OR 1194 – 2066	 	Tuscarawas B-4	 	(see document)
	 
	 	 	 	 	 	Sublease	 	08/12/2008	 	OR 1293 –  607	 	Tuscarawas B-5	 	 
	 
	 	 	 	 	 	(1194-2072)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Lease Amend	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Sublease Amend	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(1293-636)	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	Sublease Amend	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	(1306-238)	 	 	 	 	 	 	 	 
	Tuscarawas
	 	OH	 	Tusco Land	 	Lease	 	10-23-2007	 	OR 1269 – 2011	 	Tuscarawas B-6	 	(see document)
	Tuscarawas
	 	OH	 	Ankrom	 	Lease	 	01-17-2006	 	OR 1269 – 2014	 	Tuscarawas B-7	 	(see document)
	Tuscarawas
	 	OH	 	Ault	 	Lease	 	10-23-2007	 	OR 1269 – 2010	 	Tuscarawas B-8	 	(see document)
	Tuscarawas
	 	OH	 	Glauser	 	Lease	 	10/23/2007	 	OR 1269 – 2009	 	Tuscarawas B-9	 	(see document)
	Tuscarawas
	 	OH	 	Horn	 	Lease	 	10/22/2006	 	OR 1269 – 2012	 	Tuscarawas B-10	 	(see document)
	Tuscarawas
	 	OH	 	Mizer	 	Lease	 	06/24/2005	 	OR 1269 – 2015	 	Tuscarawas B-11	 	(see document)

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	document & tax records)
	Tuscarawas
	 	OH	 	Cantrell	 	Lease	 	10/30/2007	 	OR 1270 – 1582	 	Tuscarawas B-12	 	(see document)
	Tuscarawas
	 	OH	 	Bau	 	Lease	 	11/01/2007	 	OR 1270 – 1584	 	Tuscarawas B-13	 	(see document)
	Tuscarawas
	 	OH	 	Welch Brothers	 	Lease	 	05/05/2008	 	OR 1283 – 847	 	Tuscarawas B-14	 	51-00359.000
	Tuscarawas
	 	OH	 	Crossman	 	Lease	 	01/11/2008	 	OR 1275 – 202	 	Tuscarawas B-15	 	51-00568.000
	Tuscarawas
	 	OH	 	Kyle Limited Partnership	 	Lease	 	12/23/2008	 	OR 1298 – 415	 	Tuscarawas B-16	 	07-00529.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	07-00530.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	07-00531.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	07-00528.000
	Tuscarawas
	 	OH	 	Van Fossen	 	Lease	 	12/30/2008	 	OR 1298 – 414	 	Tuscarawas B-17	 	48-00531.000
	 
	 	 	 	 	 	Re-recorded	 	 	 	OR 1301 – 1668	 	 	 	48-00532.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	48-00533.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	48-00534.000
	Tuscarawas
	 	OH	 	Tusco Land	 	Lease	 	02/24/2004	 	OR 1144 – 589	 	Tuscarawas B-18	 	(see document)
	Tuscarawas
	 	OH	 	Kopka	 	Lease	 	05/21/2010	 	OR 1331 - 1246	 	Tuscarawas B-19	 	71-00366.000
	Tuscarawas
	 	OH	 	Frink	 	Lease	 	05/21/2010	 	OR 1331 - 1241	 	Tuscarawas B-20	 	71-00958.000
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	71-00960.001
	Tuscarawas
	 	OH	 	Holmes Limestone	 	Lease	 	03/19/2010	 	OR 1327 – 593	 	Tuscarawas B-21	 	(see document)

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	Mortgage	 	Tax Parcel Number(s)
	 	 	 	 	 	 	 	 	 	 	 	 	Exhibit	 	(not certified – see
	County	 	State	 	Name	 	Type of Acquisition	 	Document Date	 	Recording Data	 	Attachment	 	document & tax records)
	Tuscarawas
	 	OH	 	Penn-Ohio	 	Lease	 	02/15/2006	 	OR 1270 – 1022	 	Tuscarawas B-22	 	(see document)
	Tuscarawas
	 	OH	 	Penn-Ohio	 	Sublease	 	04/23/2010	 	OR 1329 – 605	 	Tuscarawas B-23	 	(see document)
	Tuscarawas
	 	OH	 	Mutti	 	Lease	 	10/23/2007	 	OR 1269 – 2013	 	Tuscarawas B-24	 	(see document)
	Tuscarawas
	 	OH	 	Shinaberry	 	Lease	 	10/22/2007	 	OR 1269 – 2008	 	Tuscarawas B-25	 	(see document)
	Brooke
	 	WV	 	Goodman	 	Lease	 	03/26/2004	 	Bk 307 – 255	 	Brooke B-1	 	(see document)
	Brooke
	 	WV	 	Starvaggi	 	Lease	 	02/19/2003	 	Bk 306 – 129	 	Brooke B-2	 	(see document)
	Washington
	 	PA	 	Phoenix	 	Lease	 	08/07/2007	 	200727420	 	Washington B-1	 	380-008-00-00-0016-00
	 
	 	 	 	Greenlawn	 	 	 	 	 	 	 	 	 	 
	Washington
	 	PA	 	Starvaggi	 	Lease	 	11/05/2007	 	200731037	 	Washington B-2	 	380-008-00-00-0016-00
	 
	 	 	 	(Phoenix Greenlawn)	 	 	 	 	 	 	 	 	 	 
	Washington
	 	PA	 	Starvaggi	 	Lease and	 	02/27/2003	 	200810189	 	Washington B-3	 	380-014-00-00-0004-00
	 
	 	 	 	(PA & WV)	 	Addendum	 	 	 	 	 	 	 	380-014-00-00-005-00
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	380-014-00-00-006-00

 

 

          Notes:

	 	1.	 	Mortgagor is the fee owner of all real estate except real estate noted as “Lease,”
“Lease and Addendum,” “Assignment of Leases,” “Sublease” or “Assignment of Sublease” in
the column captioned “Type of Acquisition.”
	 
	 	2.	 	Identified Exhibits for legal descriptions of properties located in County and State of
recording are attached to the counterpart of this Supplement being recorded in such County
and State of recording.
	 
	 	3.	 	Identified Exhibits for legal descriptions of properties located in County or State
other than County and State of recording are intentionally omitted from the counterpart of
this Supplement being recorded in such County and State of recording

EXCEPTING from the above identified properties the following premises:

Athens County, Ohio

          None

Belmont County, Ohio

	 	1.	 	0.780 acre (in one or more parcels) conveyed by Oxford Mining Company to Jean A. Powers
and Harding C. Powers by deed dated January 20, 2000 and recorded in Belmont County
Deed Volume 754, Page 775. Prior Instrument Reference: D.V. 744, Page 258 (Belmont
Exhibit A-15 herein).
	 
	 	2.	 	17 +/- acres (in one or more parcels) conveyed by Oxford Mining Company to Capstone
Holding Company by deed dated December 16, 1999 and recorded in Belmont County Deed
Volume 759, Page 460. Prior Instrument Reference: D.V. 744, Page 258 (Belmont Exhibit
A-15 herein).
	 
	 	3.	 	22 +/- acres (in one or more parcels) conveyed by Oxford Mining Company to Richard M.
Taylor and Jennifer D. Taylor by deed dated September 27, 2000 and recorded in Belmont
County Deed Volume 761, Page 464. Prior Instrument Reference: D.V. 744, Page 258
(Belmont Exhibit A-15 herein).
	 
	 	4.	 	10+/- acres (in one or more parcels) conveyed by Oxford Mining Company to Jeffco
Resources, Inc. by deed dated December 5, 2000 and recorded in Belmont County Deed
Volume 763, Page 562. Prior Instrument Reference: D.V. 744, Page 258 (Belmont Exhibit
A-15 herein).

 

 

	 	5.	 	3+/- acres (in one or more parcels) conveyed by Oxford Mining Company to Jeffco
Resources, Inc. by deed dated December 5, 2000 and recorded in Belmont County Deed
Volume 763, Page 564. Prior Instrument Reference: D.V. 744, Page 258 (Belmont Exhibit
A-15 herein).
	 
	 	6.	 	7+/- acres (in one or more parcels) conveyed by Oxford Mining Company to Jeffco
Resources, Inc. by deed dated December 5, 2000 and recorded in Belmont County Deed
Volume 763, Page 566. Prior Instrument Reference: D.V. 744, Page 258 (Belmont Exhibit
A-15 herein).
	 
	 	7.	 	26+/- acres (in one or more parcels) conveyed by Oxford Mining Company to Jeffco
Resources, Inc. by deed dated December 5, 2000 and recorded in Belmont County Deed
Volume 763, Page 569. Prior Instrument Reference: D.V. 744, Page 258 (Belmont Exhibit
A-15 herein).
	 
	 	8.	 	87+/- acres (in one or more parcels) conveyed by Oxford Mining Company to Capstone
Holding Company by deed dated December 11, 2001 and recorded in Belmont County Deed
Volume 773, Page 359. Prior Instrument Reference: D.V. 744, Page 258 (Belmont Exhibit
A-15 herein).
	 
	 	9.	 	36+/- acres (in one or more parcels) conveyed by Oxford Mining Company to Lewis G.
Stratton and Wanda F. Stratton by deed dated May 29, 2004 and recorded in Belmont
County Deed Volume 799, Page 195. Prior Instrument Reference: D.V.779, Page 868
(Belmont Exhibit A-10 herein).
	 
	 	10.	 	24+/- acres (in one or more parcels) conveyed by Oxford Mining Company to Richard A.
Nowak by deed dated April 5, 2004 and recorded in Belmont County Deed Volume 800, Page
690. Prior Instrument Reference: D.V. 788, Page 792 (Belmont Exhibit A-5 herein).
	 
	 	11.	 	24.753 acres (in one or more parcels) conveyed by Oxford Mining Company LLC to Wharton
Sportsmen’s Club by deed dated April 2, 2008 and recorded in Belmont County Official
Record Volume 151, Page 688. Prior Instrument Reference: D.V. 744, Page 258 (Belmont
Exhibit A-15 herein).
	 
	 	12.	 	34.33 acres (in one or more parcels) conveyed by Oxford Mining Company LLC to Robert A.
Shugert by deed dated December 4, 2009 and recorded in Belmont County Official Record
Volume 211, Page 886. Prior Instrument Reference: D.V. 788, Page 792 (Belmont Exhibit
A-5 herein).
	 
	 	13.	 	200 acres (in one or more parcels) conveyed by Oxford Mining Company LLC to Belmont
County Port Authority by deed dated September 11, 2009 and recorded in Belmont County
Official Record Volume 201, Page 45. Prior Instrument Reference: D.V. 744, Page 258
(Belmont Exhibit A-15 herein).

 

 

Carroll County, Ohio

          None

Columbiana County, Oho

          None

Coshocton County, Ohio

          None

Guernsey County, Ohio

          None

Harrison County, Ohio

	 	14.	 	13.772 acres (in one or more parcels) conveyed by Oxford Mining Company to
Consolidation Coal Company by deed dated December 20, 2002 and recorded in Harrison
County Official Record Volume 134, Page 157. Prior Instrument Reference: O.R.V. 75,
Page 813 (Harrison Exhibit A-2 herein).

Jefferson County, Ohio

          None

Muskingum County, Ohio

          None

Morgan County, Ohio

          None

Noble County, Ohio

          None

 

 

Perry County, Ohio

	 	15.	 	Several surface parcels conveyed by Oxford Mining Company, Inc. to Tunnell Hill
Reclamation, LLC by Limited Warranty Deed dated April 11, 2005 and recorded in Perry
County Official Record Volume 324, Page 298. Prior Instrument Reference: O.R.V. 110,
Page 88 (Perry Exhibit A-36 herein).
	 
	 	16.	 	Several surface parcels conveyed by Oxford Mining Company, Inc. to Tunnell Hill
Reclamation, LLC by Limited Warranty Deed dated December 10, 2006 and recorded in Perry
County Official Record Volume 340, Page 2021. Prior Instrument Reference: O.R.V. 323,
Page 858 (Perry Exhibit A-12 herein) and O.R.V. 320, Page 2062 (Perry Exhibit A-10
herein) and O.R.V. 110, Page 88 (Perry Exhibit A-36 herein).
	 
	 	17.	 	Several mineral parcels (except #5 and #6 coal and mining rights) conveyed by Oxford
Mining Company, Inc. to Tunnell Hill Reclamation, LLC by Limited Warranty Deed dated August
2, 2007 and recorded in Perry County Official Record Volume 346, Page 2336. Prior
Instrument Reference: O.R.V. 110, Page 88 (Perry Exhibit A-36 herein) and O.R.V.
197, Page 441 (Perry Exhibit A-27 herein) and O.R.V. 216, Page 244 (Perry Exhibit
A-14 herein) and O.R.V. 265, Page 1596 (Perry Exhibit A-13 herein).
	 
	 	18.	 	1.23 acres (in one or more parcels) conveyed by Oxford Mining Company, Inc., to Charles
E. Rose by Quit Claim Deed dated May 6, 2003 and recorded in Perry County Official
Record Volume 295, Page 1281. Prior Instrument References: O.R.V. 110, Page 88 (Perry
Exhibit A-36 herein) and O.R.V. 204, Page 575 (Perry Exhibit A-11 herein).
	 
	 	19.	 	51.52 acres and 180.73 acres (in one or more parcels) conveyed by Oxford Mining
Company, Inc. to Charles W. Owen Jr. and Kathy E. Owen by Quit Claim Deed dated January 21,
2005 and recorded in Perry County Official Record Volume 318, Page 2411. Prior
Instrument Reference: O.R.V. 110, Page 88 (Perry Exhibit A-36 herein).
	 
	 	20.	 	34.88 acres (in one or more parcels) conveyed by Oxford Mining Company, Inc. to Thomas
H. Johnson, Jr. by Warranty Deed dated March 28, 2005 and recorded in Perry County
Official Record Volume 320, Page 1446. Prior Instrument Reference: O.R.V. 110, Page
88 (Perry Exhibit A-36 herein).
	 
	 	21.	 	2.00 acres (in one or more parcels) conveyed by Oxford Mining. Corp. to Barbara L. Hill
by Warranty Deed dated September 18, 2003 and recorded in Perry County Official Record
Volume 301, Page 2348. Prior Instrument Reference: O.R.V. 110, Page 88 (Perry Exhibit
A-36 herein).
	 
	 	22.	 	0.36 acre conveyed by Oxford Mining Company to Albert Ervin Butcher and Debra K.
Butcher by Warranty Deed dated July 31, 1997 and recorded in Perry County Official
Record Volume 188, Page 220. Prior Instrument Reference: O.R.V. 110, Page 88 (Perry
Exhibit A-36 herein).

 

 

	 	23.	 	0.36 acre (in one or more parcels) conveyed by Oxford Mining Co. to Richard A. Goodin
by Warranty Deed dated August 13, 1997 and recorded in Perry County Official Record
Volume 189, Page 788. Prior Instrument Reference: O.R.V. 110, Page 88 (Perry Exhibit
A-36 herein).
	 
	 	24.	 	5.46 acres (in one or more parcels) conveyed by Oxford Mining Co. to Philip D. Munyan
and Lillian M. Munyan by Warranty Deed dated November 22, 1999 and recorded in Perry
County Official Record Volume 252, Page 75. Prior Instrument Reference: O.R.V. 110,
Page 88 (Perry Exhibit A-36 herein).

Stark County, Ohio

          None

Tuscarawas County, Ohio

          None

Pennsylvania

          None

West Virginia

          None

 

 

II. Oxford Mining Company — Kentucky, LLC Owned (Fee Simple and Fee Mineral) and Leased Real Property

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	Type of	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg

	 	KY
	 	Anna Loraine
Cundiff, an
individual (amended
by Memorandum of
Lease to add George
Rudy Cundiff as a
Lessor)
	 	Lease
	 	2/28/2008
	 	Memorandum of Lease
recorded in Deed
Book 543, page 396

[Assignment and
Assumption of
Leases Recorded at
Deed Book 544, page
821]
	 	Exhibit Q-1
	 	N/A
	Muhlenberg

	 	KY
	 	Anna Loraine

Cundiff, an

individual
	 	Lease
	 	6/7/2006
	 	Lease recorded in
Deed Book 521, page
74, re-recorded in
Deed Book 521, page
237 
 [Assignment
and Assumption of
Leases Recorded at
Deed Book 544, page
821]
	 	Exhibit Q-2
	 	N/A
	Muhlenberg

	 	KY
	 	Anna Loraine

Cundiff, an

individual
	 	Lease
	 	6/7/2006
	 	Lease recorded in
Deed Book 521, page
68, re-recorded in
Deed Book 521, page
227
[Assignment
and Assumption of
Leases Recorded at
Deed Book 544, page
821]
	 	Exhibit Q-3
	 	N/A
	Muhlenberg

	 	KY
	 	Kirkpatrick-Beech

Creek Mining
	 	Lease
	 	9/10/2001
	 	Not Recorded

[Assignment
and Assumption of
Leases Recorded at
Deed Book 544, page
821]
	 	Exhibit Q-4
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	Type of	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg

	 	KY
	 	C&R Coal Company,
Inc.
	 	Sublease
	 	10/20/2006
	 	Not Recorded

[Assignment
and Assumption of
Leases Recorded at
Deed Book 544, page
821]
	 	Exhibit Q-5
	 	N/A
	Muhlenberg

	 	KY
	 	Tom McDonald Heirs
etal.
	 	Lease
	 	See notes
	 	Not Recorded

[Assignment and
Assumption of
Leases Recorded at
Deed Book 544, page
821]
	 	Exhibit Q-6
	 	N/A
	Muhlenberg

	 	KY
	 	Bobby Dukes & Jonnie

Dukes, h&w (see

notes for original

Lessor information)
	 	Sublease
	 	10/23/2003
	 	Not Recorded

[Assignment and
Assumption of
Leases Recorded at
Deed Book 544, page
821]
	 	Exhibit Q-7
	 	N/A
	Muhlenberg

	 	KY
	 	John Wesley Horn,

single
	 	Lease
	 	5/24/2006
	 	Not Recorded

[Assignment and
Assumption of
Leases Recorded at
Deed Book 544, page
821]
	 	Exhibit Q-8
	 	N/A
	Muhlenberg

	 	KY
	 	Marjorie Dukes,

unmarried
	 	Lease
	 	10/23/2003
	 	Not Recorded

[Assignment and
Assumption of
Leases Recorded at
Deed Book 544, page
821]
	 	Exhibit Q-9
	 	N/A
	Muhlenberg

	 	KY
	 	Glendell Horn and
Martha Horn, h&w
	 	Lease
	 	12/8/2003
	 	Not Recorded

[Assignment and
Assumption of
Leases Recorded at
Deed Book 544, page
821]
	 	Exhibit Q-10
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	Type of	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg

	 	KY
	 	Kenneth R. Dukes,
unmarried
	 	Lease
	 	1/13/2004
	 	Not Recorded

[Assignment
and Assumption of
Leases Recorded at
Deed Book 544, page
821]
	 	Exhibit Q-11
	 	N/A
	Muhlenberg

	 	KY
	 	Bobby Dukes and
Jonnie Dukes, his
wife
	 	Lease
	 	10/23/2003
	 	Not Recorded

[Assignment and
Assumption of
Leases Recorded at
Deed Book 544, page
821]
	 	Exhibit Q-12
	 	N/A
	Muhlenberg

	 	KY
	 	William Thomas
Dockins,
individually, and as
Sole Trustee f/b/o
Karen Estelle
Dockins; and Brenda
Dockins, his wife
	 	Lease
	 	6/29/2009
	 	Not Recorded

[Assignment and
Assumption of
Leases Recorded at
Deed Book 544, page
807]
	 	Exhibit Q-13
	 	N/A
	Muhlenberg

	 	KY
	 	Florence Jane
McPherson, and
Virgil McPherson,
her husband
	 	Lease
	 	6/29/2009
	 	Not Recorded

[Assignment
and Assumption of
Leases Recorded at
Deed Book 544, page
807]
	 	Exhibit Q-14
	 	N/A
	Muhlenberg

	 	KY
	 	Edwin & Exie Bandy
	 	Lease
	 	12/22/2003
	 	Not Recorded

[Assignment and
Assumption of
Leases Recorded at
Deed Book 544, page
821]
	 	Exhibit Q-15
	 	N/A
	Muhlenberg

	 	KY
	 	Billy & Patsy Kirtley
	 	Lease
	 	7/31/2004
	 	Not Recorded

[Assignment and
Assumption of
Leases Recorded at
Deed Book 544, page
821]
	 	Exhibit Q-16
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	Type of	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg

	 	KY
	 	Rudy Cundiff
	 	Coal Lease Option

Agreement
	 	9/27/2006
	 	Not Recorded

[Assignment and
Assumption of
Leases Recorded at
Deed Book 544, page
831]
	 	Exhibit Q-17
	 	N/A
	Muhlenberg

	 	KY
	 	R&G Leasing, LLC and
Jonathan L. Rogers
	 	Assignment and
Assumption
Agreement
	 	7/31/2008
	 	Not Recorded

[Assignment and
Assumption of
Leases Recorded at
Deed Book 544, page
821]
	 	Exhibit Q-18
	 	N/A
	Muhlenberg

	 	KY
	 	Tom Eubanks 2378

S.R. 189 South

Greenville, KY 42345
	 	Lease
	 	5/31/2007 *(see notes)
	 	Not Recorded

[Assignment and
Assumption of
Leases Recorded at
Deed Book 544, page
831]
	 	Exhibit Q-19
	 	N/A
	Muhlenberg

	 	KY
	 	Jeffrey L. Eubanks

196
Luzerne-Depoy
 Rd.

Greenville, KY 42345
	 	Lease
	 	5/31/2007 *(see notes)
	 	Not Recorded

[Assignment
and Assumption of
Leases Recorded at
Deed Book 544, page
831]
	 	Exhibit Q-20
	 	N/A
	Muhlenberg

	 	KY
	 	Donald R. Lear &
Judy Lear, his wife
et al
	 	Lease
	 	9/12/2005
	 	Surface Coal Mining
and Option Lease
recorded in Deed
Book 522, page 181

[Assignment and
Assumption of
Leases Recorded at
Deed Book 544, page
831]
	 	Exhibit Q-21
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified - see 
	 	 	 	 	 	 	Type of	 	Document	 	 	 	Exhibit	 	document & tax
	County	 	State	 	Name	 	Acquisition	 	Date 	 	Recording Data	 	Attachment	 	records)
	Muhlenberg
	 	KY	 	Claude W. Lee &	 	Lease	 	8/7/2009	 	Memorandum of Coal	 	Exhibit Q-22	 	N/A
	 
	 	 	 	Alicetine Lee, his	 	 	 	 	 	Mining Lease	 	 	 	 
	 
	 	 	 	wife	 	 	 	 	 	recorded in Deed	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Book 543, page 956	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	[Assignment	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	and Assumption of	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Deed Book 547, page	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	325]	 	 	 	 
	Muhlenberg
	 	KY	 	Ella J. Winn &	 	Lease	 	9/12/2005	 	Surface Coal Mining	 	Exhibit Q-23	 	N/A
	 
	 	 	 	Donald Winn, her	 	 	 	 	 	and Option Lease	 	 	 	 
	 
	 	 	 	husband	 	 	 	 	 	recorded in Deed	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Book 522, page 181	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	[Assignment and	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Assumption of	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Deed Book 544, page	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	831]	 	 	 	 
	Muhlenberg
	 	KY	 	Martha L. Blass	 	Lease	 	9/12/2005	 	Surface Coal Mining	 	Exhibit Q-24	 	N/A
	 
	 	 	 	(11650 State Route	 	 	 	 	 	and Option Lease	 	 	 	 
	 
	 	 	 	175 South;	 	 	 	 	 	recorded in Deed	 	 	 	 
	 
	 	 	 	Greenville, KY	 	 	 	 	 	Book 522, page 181	 	 	 	 
	 
	 	 	 	42345)	 	 	 	 	 	[Assignment and	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Assumption of	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Deed Book 544, page	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	831]	 	 	 	 
	Muhlenberg
	 	KY	 	Flowel (William R.	 	Lease	 	9/12/2005	 	Surface Coal Mining	 	Exhibit Q-25	 	N/A
	 
	 	 	 	King)	 	 	 	 	 	and Option Lease	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	recorded in Deed	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Book 522, page 181	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	[Assignment and	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Assumption of	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Deed Book 544, page	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	831]	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified - see 
	 	 	 	 	 	 	Type of	 	Document	 	 	 	Exhibit	 	document & tax
	County	 	State	 	Name	 	Acquisition	 	Date 	 	Recording Data	 	Attachment	 	records)
	Muhlenberg
	 	KY	 	Ruby Smith	 	Lease	 	9/12/2005	 	Surface Coal Mining	 	Exhibit Q-26	 	N/A
	 
	 	 	 	 	 	 	 	 	 	and Option Lease	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	recorded in Deed	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Book 522, page 181	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	[Assignment and	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Assumption of	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Deed Book 544, page	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	831]	 	 	 	 
	Muhlenberg
	 	KY	 	William L. Lear &	 	Lease	 	9/12/2005	 	Surface Coal Mining	 	Exhibit Q-27	 	N/A
	 
	 	 	 	Sadie L. Lear	 	 	 	 	 	and Option Lease	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	recorded in Deed	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Book 522, page 181	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	[Assignment and	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Assumption of	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Deed Book 544, page	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	831]	 	 	 	 
	Muhlenberg
	 	KY	 	Herbert W. Lear &	 	Lease	 	8/20/2005	 	Memorandum of Lease	 	Exhibit Q-28	 	N/A
	 
	 	 	 	Ilene L. Lear, his	 	 	 	 	 	recorded in Deed	 	 	 	 
	 
	 	 	 	wife	 	 	 	 	 	Book 522, page 165	 	 	 	 
	 
	 	 	 	11903 State Route	 	 	 	 	 	[Assignment and	 	 	 	 
	 
	 	 	 	175 South	 	 	 	 	 	Assumption of	 	 	 	 
	 
	 	 	 	Greenville, KY	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	42345 (1/8th	 	 	 	 	 	Deed Book 544, page	 	 	 	 
	 
	 	 	 	interest)	 	 	 	 	 	831]	 	 	 	 
	Muhlenberg
	 	KY	 	Jon Simms & Crystal	 	Lease	 	10/9/2006	 	Not Recorded	 	Exhibit Q-29	 	N/A
	 
	 	 	 	Simms  565 Kennedy	 	 	 	 	 	[Assignment and	 	 	 	 
	 
	 	 	 	Rd.  Greenville, KY	 	 	 	 	 	Assumption of	 	 	 	 
	 
	 	 	 	42345	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Deed Book 544, page	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	831]	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified - see 
	 	 	 	 	 	 	Type of	 	Document	 	 	 	Exhibit	 	document & tax
	County	 	State	 	Name	 	Acquisition	 	Date 	 	Recording Data	 	Attachment	 	records)
	Muhlenberg
	 	KY	 	Loren R. Lee & Kay	 	Lease	 	3/6/2006	 	Memorandum of Lease	 	Exhibit Q-30	 	N/A
	 
	 	 	 	Lee, his wife	 	 	 	 	 	recorded in Deed	 	 	 	 
	 
	 	 	 	193 Stoneybrook Dr.	 	 	 	 	 	Book 522, page 170	 	 	 	 
	 
	 	 	 	Greenwood, IN	 	 	 	 	 	[Assignment and	 	 	 	 
	 
	 	 	 	46142	 	 	 	 	 	Assumption of	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Deed Book 544, page	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	831]	 	 	 	 
	Muhlenberg
	 	KY	 	Donald Lee & Ellen	 	Lease	 	8/30/2005	 	Memorandum of Lease	 	Exhibit Q-31	 	N/A
	 
	 	 	 	Lee,his wife	 	 	 	 	 	recorded in Deed	 	 	 	 
	 
	 	 	 	929 S. 250 W.	 	 	 	 	 	Book 522, page 175	 	 	 	 
	 
	 	 	 	Hebron,	 	 	 	 	 	[Assignment and	 	 	 	 
	 
	 	 	 	IN 46341	 	 	 	 	 	Assumption of	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Deed Book 544, page	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	831]	 	 	 	 
	Muhlenberg
	 	KY	 	Talmage G. Rogers	 	Lease	 	12/4/1947	 	Deed Book 164, page	 	Exhibit Q-32	 	N/A
	County 
	 	 	 	et al. (aka Rogers	 	 	 	 	 	525	 	 	 	 
	 
	 	 	 	Bros)	 	 	 	 	 	[Assignment and	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Assumption of	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Deed Book 544, page	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	807]	 	 	 	 
	Muhlenberg
	 	KY	 	J.L. Rogers Jr.	 	Supplemental	 	1/8/1957	 	Not Recorded	 	Exhibit Q-33	 	N/A
	 County
	 	 	 	etal. (aka Rogers	 	 Lease 	 	 	 	[Assignment and	 	 	 	 
	 
	 	 	 	Bros)	 	 	 	 	 	Assumption of	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Deed Book 544, page	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	807]	 	 	 	 
	Muhlenberg
	 	KY	 	Talmage G. Rogers	 	Extension of 	 	12/6/1962	 	N/A	 	Exhibit Q-34	 	N/A
	 County 
	 	 	 	Jr. et al. (aka	 	Lease 	 	 	 	[Assignment and	 	 	 	 
	 
	 	 	 	Rogers Bros)	 	 	 	 	 	Assumption of	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Deed Book 544, page	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	807]	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified - see 
	 	 	 	 	 	 	Type of	 	Document	 	 	 	Exhibit	 	document & tax
	County	 	State	 	Name	 	Acquisition	 	Date 	 	Recording Data	 	Attachment	 	records)
	Muhlenberg 
	 	KY	 	Martha F. Rogers,	 	Third 	 	1/1/1966	 	Deed Book 304, page	 	Exhibit Q-35	 	N/A
	County 
	 	 	 	etal (aka Rogers	 	Supplemental	 	 	 	439 (Not certain	 	 	 	 
	 
	 	 	 	Bros)	 	Lease	 	 	 	this is a Deed	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Book) [Assignment	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	and Assumption of	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Deed Book 544, page	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	807]	 	 	 	 
	Muhlenberg
	 	KY	 	Sentry Royalty	 	Lease	 	10/20/1967	 	Deed Book 261, Page	 	Exhibit Q-36	 	N/A
	 County 
	 	 	 	Company	 	 	 	 	 	228 (Recording info	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	for Short Form	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Lease)	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	[Assignment and	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Assumption of	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Deed Book 544, page	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	807]	 	 	 	 
	Muhlenberg
	 	KY	 	Peabody Coal Company	 	Lease	 	10/6/1969	 	Lease Book 59, page	 	Exhibit Q-37	 	N/A
	 County 
	 	 	 	 	 	 	 	 	 	434	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	[Assignment and	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Assumption of	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Deed Book 544, page	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	807]	 	 	 	 
	Muhlenberg 
	 	KY	 	Rogers Bros.	 	Partial Release 	 	9/23/1986	 	Deed Book 376, page	 	Exhibit Q-38	 	N/A
	County 
	 	 	 	 	 	of Coal Mining	 	 	 	610 (Not certain	 	 	 	 
	 
	 	 	 	 	 	 Lease 	 	 	 	this is a Deed	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Book)	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	[Assignment and	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Assumption of	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Leases Recorded at	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	Deed Book 544, page	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	807]	 	 	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	 	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg County

	 	KY
	 	AMAX, Inc. (Assignor)
	 	Assignment & Assumption Agreement
	 	8/27/1987
	 	Deed Book 403, page 584
[Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-39
	 	N/A
	Muhlenberg County

	 	KY
	 	Meadowlark, Inc.
	 	Lease
	 	11/16/1999
	 	Book 481, page 32
(may be Deed Book for a Memo of Surface & Mineral Lease Agreement)
[Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-40
	 	N/A
	Muhlenberg County

	 	KY
	 	Lynx, Inc. (Assignor)
	 	Assignment & Sublease Agreement
	 	1/22/2001
	 	Evidenced by Memorandum of Assignment & Sublease recorded in Book D481, page 039

[Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-41
	 	N/A
	Muhlenberg County

	 	KY
	 	Meadowlark, Inc.
	 	Corrected Lease
	 	4/5/2001
	 	Evidenced by Corrected Memorandum of Surface & Mineral Lease in Book D482, page 213

[Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-42
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	 	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg County

	 	KY
	 	Lynx, Inc.
	 	Corrected Assignment & Sublease

Agreement
	 	4/11/2001
	 	Eveidence by Corrected Memorandum of Assignment & Sublease recorded in Book D482, page 220

[Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-43
	 	N/A
	Muhlenberg County

	 	KY
	 	Lynx, Inc.
	 	Corrected Memorandum of Assignment &
Sublease Agreement
	 	4/12/2001
	 	Book D482, page 220
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-44
	 	N/A
	Muhlenberg County

	 	KY
	 	Lynx, Inc.
	 	Amendment to Assignment and Sublease
Agreement
	 	10/10/2001
	 	Not Recorded
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-45
	 	N/A
	Muhlenberg County

	 	KY
	 	Rogers Bros.
	 	Settlement & Access Agreement
	 	9/1/2001
	 	N/A 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-46	 	 
	Muhlenberg County

	 	KY
	 	Meadowlark, Inc.
	 	Amendment No. 1 to Surface and
Mineral Lease Agreement
	 	1/1/2003
	 	Not Recorded 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-47
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	 	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg County and Henderson County

	 	KY
	 	Crescent Coal Company; Justin Potter & Valera Blair Potter, his wife
	 	Royalty Agreement
	 	7/30/1955
	 	Not Recorded 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-48
	 	N/A
	Muhlenberg County and Henderson County

	 	KY
	 	Potter Grandchildren, L.L.C. (successor to Cresent and Potter)
	 	Modification of Agreement
	 	4/4/2001
	 	Not Recorded 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-49
	 	N/A
	Muhlenberg County

	 	KY
	 	Lexington Coal Company
	 	Surface and MIneral Lease and Sublease
	 	6/30/2009
	 	Not Recorded 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-50
	 	N/A
	Muhlenberg

	 	KY
	 	Peabody Development
	 	Assignment & Assumption of Leasehold
	 	9/30/2005
	 	Deed Book 525, page 21 , and Deed Book 514, page 531

[Assignment and Assumption of Leases Recorded at Deed
Book 544, page 807]
	 	Exhibit Q-51
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	 	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg

	 	KY
	 	Peabody Development
	 	Assignment & Assumption of Leasehold
	 	9/30/2005
	 	Deed Book 514, page 506
[Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-52
	 	N/A
	Muhlenberg

	 	KY
	 	Peabody Development
	 	Grant of Surface Mining Rights
	 	11/21/2005
	 	Deed Book 525, page 39, and Deed Book 516, page 14
[Assignment and Assumption of Leases Recorded at Deed
Book 544, page 807]
	 	Exhibit Q-53
	 	N/A
	McLean

	 	KY
	 	Douglas Wood and Sandra B. Wood
	 	Lease
	 	7/1/1996
	 	Deed Book 137, page 662 and Deed Book 172, page 334
[Assignment and Assumption of Leases Recorded at Deed
Book 181, page 285]
	 	Exhibit Q-54
	 	N/A
	McLean

	 	KY
	 	Richard Reno and Jeanette Reno
	 	Lease
	 	2/2/1996
	 	Deed Book 135, page 4
	 	Exhibit Q-55
	 	N/A
	McLean

	 	KY
	 	Howard H. Revlett, et al
	 	Lease
	 	7/1/1996
	 	Deed Book 137, page 638 and Deed Book 172, page 334
[Assignment and Assumption of Leases Recorded at Deed
Book 181, page 285]
	 	Exhibit Q-56
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	 	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg

	 	KY
	 	Peabody Development, LLC
	 	Lease
	 	11/21/2005
	 	Deed Book 525, page 39 and Deed Book 516, page 14
[Assignment and Assumption of Leases Recorded at Deed
Book 544, page 807]
	 	Exhibit Q-57
	 	N/A
	Muhlenberg

	 	KY
	 	Peabody Development, LLC
	 	Partial Assignment of Mining Rights
	 	9/30/2005
	 	Deed Book 514, page 501
[Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-58
	 	N/A
	Muhlenberg

	 	KY
	 	Peabody Development, LLC/Tertelling
	 	Partial Assignment and Assumption of
Leasehold Estate
	 	9/30/2005
	 	Deed Book 525, page 21 , and Deed Book 514, page 531
[Assignment and Assumption of Leases Recorded at Deed
Book 544, page 807]
	 	Exhibit Q-59
	 	N/A
	Muhlenberg

	 	KY
	 	Peabody Development Company, LLC/Tertelling
	 	Partial Assignment and Assumption of
Leasehold Estate
	 	9/30/2005
	 	Deed Book 514, page 506
[Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-60
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	 	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg

	 	KY
	 	Peabody Development Company, LLC and Peabody Coal Company, LLC
	 	Lease
	 	11/21/2005
	 	Deed Book 525, page 39, and Deed Book 516, page 14
[Assignment and Assumption of Leases Recorded at Deed
Book 544, page 807]
	 	Exhibit Q-61
	 	N/A
	Muhlenberg

	 	KY
	 	Peabody Development Company, LLC & Peabody Coal Company, LLC
	 	Grant of Surface Mining Rights
	 	11/21/2005
	 	Deed Book 525, page 39 and Deed Book 516, page 14
[Assignment and Assumption of Leases Recorded at Deed
Book 544, page 807]
	 	Exhibit Q-62
	 	N/A
	Muhlenberg

	 	KY
	 	Peabody Development Company, LLC & Peabody Coal Company, LLC
	 	Easement Agreement
	 	11/21/2005
	 	Deed Book 516, page 25
[Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-63
	 	N/A
	Muhlenberg

	 	KY
	 	Peabody Development Company, LLC
	 	Partial Assignment & Assumption of
Leasehold Estate
	 	11/21/2005
	 	Deed Book 516, page 45
[Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-64
	 	N/A
	Muhlenberg

	 	KY
	 	John K. Vaught, a/k/a Kenny Vaught & Lisa Michelle Vaught, his wife
1704 S.R. 1379
Central City, KY 42330
	 	Lease
	 	11/4/2008
	 	Not Recorded
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 821]
	 	Exhibit Q-65
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	 	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg

	 	KY
	 	Martha Rogers Haas, et al
	 	Lease
	 	7/17/2006
	 	Not Recorded 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 821]
	 	Exhibit Q-66
	 	N/A
	Muhlenberg

	 	KY
	 	Geibel Lumber Co., Lydia Geibel by Jon Geibel, POA and Jon Geibel,
Agent for the Geibel Family P.O. Box
200 Greenville, KY 42345
	 	Lease
	 	8/24/2005
	 	Lease /Sublease recorded in Deed Book 517, page 35
[Assignment and Assumption of Leases Recorded at Deed
Book 544, page 837]
	 	Exhibit Q-67
	 	N/A
	Muhlenberg

	 	Ky
	 	Geibel Lumber Co.,James Tardio, Executor of the Estate of Lydia
Geibel, and John Geibel, Agent for the Geibel Family
	 	Amendment to Lease/Sublease Agreement
	 	11/11/2008
	 	See Lease / Sublease recorded in Deed Book 517, page 35 
 [Assignment and Assumption of
Leases Recorded at Deed Book 544, page 837]
	 	Exhibit Q-68
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	 	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg

	 	KY
	 	Gerald A. Liles & Judith Ann Liles, his wife
69 Shady Acres Ln.
Greenville, KY 42345
	 	Lease
	 	9/13/2006
	 	Lease recorded in Deed Book 529, page 413 
 [Assignment and Assumption of Leases Recorded at Deed
Book 544, page 837]
	 	Exhibit Q-69
	 	N/A
	Muhlenberg

	 	KY
	 	James H. Edwards 1266 S.R. 831
Greenville, KY 42345
	 	Lease
	 	9/7/2006
	 	Not Recorded 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 837]
	 	Exhibit Q-70
	 	N/A
	Muhlenberg

	 	KY
	 	Gerald A. Liles & Judith Ann Liles, his wife
69 Shady Acres Ln.
Greenville, KY 42345
	 	Lease
	 	8/3/2006
	 	Lease /Sublease recorded in Deed Book 529, page 421 
 [Assignment and Assumption of Leases
Recorded at Deed Book 544, page 837]
	 	Exhibit Q-71
	 	N/A
	Muhlenberg

	 	KY
	 	Elroy Lester Shelor, et al
	 	Lease
	 	6/23/2009
	 	Memorandum of Lease recorded in Deed Book 543, page 668 
 [Assignment and Assumption of
Leases Recorded at Deed Book 547, page 325]
	 	Exhibit Q-72
	 	N/A
	Muhlenberg

	 	KY
	 	Terry Adkins 737 Blaine Street, Sand Coulee, MT
	 	Lease
	 	12/2/2005
	 	Not Recorded 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 837]
	 	Exhibit Q-73
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	 	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg

	 	KY
	 	Hilltop Haven, Inc. P.O. Box 726 Burkesville, KY
	 	Lease
	 	5/30/2001
	 	Not Recorded 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 837]
	 	Exhibit Q-74
	 	N/A
	Muhlenberg

	 	KY
	 	Shirley A. Adler
	 	Surface Lease Option
	 	3/26/2008
	 	Not Recorded 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 821]
	 	Exhibit Q-75
	 	N/A
	Muhlenberg

	 	KY
	 	Roger A France & Ellen L. France; Ellen France Signed but not
listed as Lessor at front of Lease
	 	Surface Lease Option
	 	1/11/2008
	 	Not Recorded 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 821]
	 	Exhibit Q-76
	 	N/A
	Muhlenberg

	 	KY
	 	Howard Covington, Mary Covington, Morris Bandy, and Carolyn Bandy
	 	Lease
	 	6/23/2009
	 	Memorandum of Coal Mining Lease recorded in Deed Book 544, page 584 
 [Assignment and Assumption
of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-77
	 	N/A
	Muhlenberg

	 	KY
	 	Richard T. Williams & Tonya L. Williams, his wife
631 Pallet Mill Rd. Greenville, KY
42345
	 	Lease
	 	6/25/2007
	 	Not Recorded 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 837]
	 	Exhibit Q-78
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	 	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg

	 	KY
	 	Joseph P. Liles 3111 4th St.,
Apt. 320 Santa Monica, CA
90405
	 	Lease
	 	8/3/2006
	 	Lease /Sublease recorded in Deed Book 529, page 421
[Assignment and Assumption of Leases Recorded at Deed
Book 544, page 837]
	 	Exhibit Q-79
	 	N/A
	Muhlenberg

	 	KY
	 	Joseph P. Liles 3111 4th St.,
Apt. 320 Santa Monica, CA
90405
	 	Lease
	 	9/13/2006
	 	Lease recorded in Deed Book 529, page 413 
 [Assignment and Assumption of Leases Recorded at Deed
Book 544, page 837]
	 	Exhibit Q-80
	 	N/A
	Muhlenberg

	 	KY
	 	Louis G. (Gayle) Baggett & Brenda J. Baggett (2877 Hwy. 62 W.,
Greenville, KY 42345)
	 	Lease
	 	4/30/2009
	 	Memorandum of Coal Mining Lease recorded in Deed Book 544, page 527 
 [Assignment and Assumption
of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-81
	 	N/A
	Muhlenberg

	 	KY
	 	Lisa Fairchild & John
Fairchild III (297 Baggett Ln, Greenville, KY
42345)
	 	Lease
	 	3/5/2009
	 	Memorandum of Coal Mining Lease recorded in Deed Book 544, page 245 
 [Assignment and Assumption
of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-82
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	 	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg

	 	KY
	 	H.C. Epley & Betty Epley, h&w, James K. Putman & Ilene A. Putman,
Trustees of the Putman Family Trust, Linnie Putman (Widow)
	 	Lease
	 	11/7/2005
	 	N/A 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-83
	 	N/A
	Muhlenberg

	 	KY
	 	James K. Putman & Ilene A. Putman, Trustees of the Putman Family
Trust, Linnie Putman, Sondra Epley; Kevin Epley & Melissa Epley,
his wife
	 	Amendment/Term Extension & Renewal

Agreement (#1)
	 	1/18/2008
	 	N/A 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-84
	 	N/A
	Muhlenberg

	 	KY
	 	James K. Putman & Ilene A. Putman, Trustees of the Putman Family
Trust, Linnie Putman, Sondra Epley;
	 	Amendment to Lease (#2)
	 	7/1/2009
	 	N/A 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-85
	 	N/A
	Muhlenberg

	 	KY
	 	Midsouth Energy, Inc.
	 	Assignment of Coal Lease
	 	7/20/2009
	 	Deed Book 544, page 663
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-86
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	 	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg

	 	KY
	 	Captain & Dana, Inc. (515 Gishton Rd, Central City, KY 42330)
	 	Sublease Agreement to Surface Mine
Coal
	 	8/21/2007
	 	Not Recorded 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 837]
	 	Exhibit Q-87
	 	N/A
	Muhlenberg

	 	KY
	 	Captain & Dana, Inc. (515 Gishton Rd, Central City, KY 42330)
	 	Lease
	 	8/21/2007
	 	Not Recorded 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 837]
	 	Exhibit Q-88
	 	N/A
	Muhlenberg

	 	KY
	 	Rogers Brothers
	 	Coal Mining Lease Amendment
	 	10/26/2002
	 	Not Recorded 
 [Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-89
	 	N/A
	Muhlenberg

	 	KY
	 	Peabody Development Company, LLC
	 	Partial Assignment & Assumption of
Leasehold Estate
	 	11/21/2005
	 	Deed Book 516, page 34
[Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-90
	 	N/A
	Muhlenberg

	 	KY
	 	Martha Rogers, et al
	 	Coal Mining Lease Amendment
	 	11/30/1965
	 	Deed Book 252, page 343
[Assignment and Assumption of Leases Recorded at Deed Book 544, page 807]
	 	Exhibit Q-91
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	 	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	McLean

	 	KY
	 	Catherine Fowler, et al
	 	Shop Lease
	 	7/1/2007
	 	Not Recorded 
 [Assignment and Assumption of Leases Recorded at Deed Book 181, page 330]
	 	Exhibit Q-92
	 	N/A
	Muhlenberg

	 	KY
	 	Phoenix Coal Corp.
	 	Deed
	 	9/30/2009
	 	Deed Book 544, page 804
	 	Exhibit Q-93
	 	N/A
	McLean

	 	KY
	 	Phoenix Coal Corp.
	 	Deed
	 	9/30/2009
	 	Deed Book 181, page 313
	 	Exhibit Q-94
	 	N/A
	Muhlenberg

	 	KY
	 	R&L Winn, inc.
	 	Deed
	 	3/22/2010
	 	Deed Book 547, page 275
	 	Exhibit Q-95
	 	N/A
	Muhlenberg

	 	KY
	 	Rogers, et al
	 	Lease
	 	11/12/2009
	 	Deed Book 545, page 1
	 	Exhibit Q-96
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	 	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg

	 	KY
	 	Rogers, et al
	 	Lease
	 	11/30/2009
	 	Not Recorded
	 	Exhibit Q-97
	 	N/A
	Muhlenberg

	 	KY
	 	Cyprus Creek Land Resources, LLC
	 	Partial Assignment of Lease
	 	12/31/2009
	 	Deed Book 546, page 97
	 	Exhibit Q-98
	 	N/A
	Muhlenberg

	 	KY
	 	Evergreen Mineral Co.
	 	Assignment of Leases
	 	4/12/2010
	 	Deed Book 547, page 325
	 	Exhibit Q-99
	 	N/A
	Muhlenberg

	 	KY
	 	Department of Miliary Affairs
	 	Assignment of Leases
	 	4/12/2010
	 	Deed Book 547, page 325
	 	Exhibit Q-100
	 	N/A
	Muhlenberg

	 	KY
	 	John K. Vaught
	 	Lease
	 	6/16/2010
	 	To Be Recorded
	 	Exhibit Q-101
	 	N/A
	Muhlenberg

	 	KY
	 	Cyprus Creek Land Resources, LLC
	 	Deed
	 	12/31/2009
	 	Deed Book 546, page 79
	 	Exhibit Q-102
	 	N/A

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Parcel
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number(s) (not
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	certified- see
	 	 	 	 	 	 	 	 	Document	 	 	 	Exhibit	 	documents & tax
	County	 	State	 	Name	 	Type of Acquisition	 	Date	 	Recording Data	 	Attachment	 	records)
	Muhlenberg

	 	KY
	 	Development Design & Construction, LLC
	 	Lease
	 	4/2/2010
	 	To Be Recorded
	 	Exhibit Q-103
	 	N/A
	McLean

	 	KY
	 	Phoenix Coal Processing
	 	Assignment of Fleeting Rights
	 	9/30/2009
	 	Deed Book 181, page 331
	 	Exhibit Q-104
	 	N/A
	McLean

	 	KY
	 	Phoenix Coal Processing
	 	Assignment of Powerline Easement
	 	9/30/2009
	 	Deed Book 181, page 335
	 	Exhibit Q-105
	 	N/A
	Muhlenberg

	 	KY
	 	Cyprus Creek Land Resources, LLC
	 	Option Agreement
	 	12/31/2009
	 	Deed Book 546, page 121
	 	Exhibit Q-106
	 	N/A
	Muhlenberg

	 	KY
	 	Cyprus Creek Land Resources, LLC
	 	Haulroad Easement
	 	12/31/2009
	 	Deed Book 546, page 160
	 	Exhibit Q-107
	 	N/A

 

 

Schedule 4.01(t)

Loan Party Investments

 

 

I. Securities Accounts

	 	 	 	 	 	 	 
	Financial	 	Name of Credit	 	Account	 	 
	Institution	 	Party on Account	 	Number(s)	 	Account Type
	Fifth Third Securities

	 	Oxford Mining	 	069-134228
	 	Money Market
	 

	 	Company, LLC
	 	 	 	 
	 
	II. Permitted Lien Security Accounts 
	 
	Financial	 	Name of Credit	 	Account	 	 
	Institution	 	Party on Account	 	Number(s)	 	Account Type
	MorganStanley SmithBarney

	 	Oxford Mining	 	619-44679
	 	Reserved Money Market
	Hartford, CT

	 	Company, LLC
	 	 	 	 

Note: In addition to the above accounts, there is a lease collateral account with Republic Bank
for Marquette Leasing.

 

 

Schedule 5.02(a)

Liens in Existence on Date of

Agreement

 

 

	 	 	 	 	 	 	 	 	 
	UCC/Financing	 	Filing	 	 	 	 	 	 
	Statement Number	 	Jurisdiction	 	Debtor	 	Secured Party	 	S/N(s)
	OH00130961881
	 	Ohio Secretary of State	 	Oxford Resource Partners, LP	 	Marquette Equipment Finance,	 	GAE2170, GAE2173,
	 
	 	 	 	 	 	LLC Republic Bank, Inc.	 	GAE2175, 20008, 20010
	OH00117239134	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	HCR Holdings, LLC	 	N/A
	OH00118564611
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	Firstlight Funding I, Ltd.	 	N/A
	OH00122534412
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	Sovereign Bank	 	110, 111, 112, 113
	OH00121993369
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	OMCO Leasing Corporation	 	7HR00203
	OH00123648939
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	Sovereign Bank	 	VELS 4000R7, S5R001189
	OH00127559651
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	General Electric 	 	T$BH, 8624,
	 
	 	 	 	 	 	Capital Corporation	 	1CYDCV5807T048139,
	 
	 	 	 	 	 	 	 	GEB00242, GEB00243,
	 
	 	 	 	 	 	 	 	30014
	OH00128547293
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	General Electric Capital Corporation	 	30076
	OH00129452340
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	General Electric Capital Corporation	 	7PZ0752, 8RP00543,
	 
	 	 	 	 	 	 	 	7CP00785
	OH00129645181
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	OMCO Leasing Corporation	 	93U00809
	OH00129645292
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	OMCO Leasing Corporation	 	93U01483
	OH00129647327
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	OMCO Leasing Corporation	 	9TZ00449
	OH00129647761
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	OMCO Leasing Corporation	 	7HR00059
	OH00130961881
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	Marquette Equipment Finance, LLC	 	GAE2170, GAE2173,
	 
	 	 	 	 	 	Republic Bank, Inc.	 	GAE2175, 20008, 20010
	OH00131782802
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	OMCO Leasing Corporation	 	AGS02099
	OH00131675360
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	Consolidated Coal Company	 	N/A
	OH00134520508
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	Bill Miller Equipment Sales, Inc.	 	2YR430, 2YR438, 2YR149
	OH00138202407
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	Columbus Equipment Company	 	10718
	OH00137240305
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	Bill Miller Equipment Sales, Inc.	 	9XOLD280847
	OH00136172006
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	Caterpillar Financial Services	 	GEB00480
	 
	 	 	 	 	 	Corporation	 	 
	OH00139861979
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	Komatsu Financial Limited	 	30121, 30129
	 
	 	 	 	 	 	Partnership	 	 
	OH00139633380
	 	Ohio Secretary of State	 	Oxford Mining Company, LLC	 	Komatsu Financial Limited	 	20176
	 
	 	 	 	 	 	Partnership	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 
	UCC/Financing	 	Filing	 	 	 	 	 	 
	Statement Number	 	Jurisdiction	 	Debtor	 	Secured Party	 	S/N(s)
	OH00140059981

	 	Ohio Secretary of
State
	 	Oxford Mining Company, LLC
	 	Komatsu Financial Limited

Partnership
	 	 	30121	 
	OH00140060015

	 	Ohio Secretary of
State
	 	Oxford Mining Company, LLC
	 	Komatsu Financial Limited

Partnership
	 	 	30129	 
	OH00140060015

	 	Ohio Secretary of
State
	 	Oxford Mining Company, LLC
	 	Komatsu Financial Limited

Partnership
	 	 	20176	 
	OH00141896542

	 	Ohio Secretary of
State
	 	Oxford Mining Company, LLC
	 	Dell Financial Services L.L.C.
	 	 	N/A	 
	OH00118564611

	 	Ohio Secretary of
State
	 	Daron Coal Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	2009-2413731-12.01

	 	Kentucky Secretary
of State
	 	Oxford Mining Company —
Kentucky, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	2010-2432604-04.01

	 	Kentucky Secretary
of State
	 	Oxford Mining Company —
Kentucky, LLC
	 	Cyprus Creek Land Resources,

LLC
	 	 	N/A	 
	2010-2432927-02

	 	Kentucky Secretary
of State
	 	Oxford Mining Company —
Kentucky, LLC
	 	Caterpillar Financial

Services Corporation
	 	ABJ00602, 7PZ01450,

7PZ75010, JRP01612,

JRP01613, JRP01866,

H4C00345, JRP01234,

7PZ75009, JRP01305,

7PZ01449, JRP01367,

JRP01506, JRP01504

	FF8-01

	 	Henderson County,

KY Recorder
	 	Oxford Mining Company —
Kentucky, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	FF8-87

	 	Henderson County,

KY Recorder
	 	Oxford Mining Company —
Kentucky, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	FF1-653

	 	McLean County, KY

Recorder
	 	Oxford Mining Company —
Kentucky, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	FF1-739

	 	McLean County, KY

Recorder
	 	Oxford Mining Company —
Kentucky, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200900001954

	 	Carroll County, OH

Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200913561

	 	Washington County,

PA Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200900002650

	 	Athens County, OH

Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 

 

 

	 	 	 	 	 	 	 	 	 	 	 
	UCC/Financing	 	Filing	 	 	 	 	 	 
	Statement Number	 	Jurisdiction	 	Debtor	 	Secured Party	 	S/N(s)
	2007-3236378

	 	Delaware Secretary
of State
	 	Oxford Resource Partners, LP
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	2008-3822077

	 	Delaware Secretary
of State
	 	Oxford Resource Partners,
LP and Oxford Mining
Company, LLC
	 	Marquette Equipment Finance,
LLC
Republic Bank, Inc.
(by assignment)
	 	GAE2170, GAE2173,

GAE2175, 20008,

20010

	2007-3236352

	 	Delaware Secretary
of State
	 	Oxford Resources GP, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200700000119

	 	Tuscarawas County,

OH Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200900000080

	 	Tuscarawas County,

OH Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200900000133

	 	Tuscarawas County,

OH Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	224390/VOL815PG813

	 	Jefferson County,

OH Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	240099/VOL880PG368

	 	Jefferson County,

OH Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	242193/VOL888PG696

	 	Jefferson County,

OH Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	247704/VOL912PG808

	 	Jefferson County,

OH Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200700004167

	 	Coshocton County,

OH Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200700004168

	 	Coshocton County,

OH Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	2007-00000159

	 	Muskingum County,

OH Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200900003794

	 	Morgan County, OH

Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200900045083

	 	Morgan County, OH

Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200900008952

	 	Guernsey County, OH

Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	201000009009

	 	Guernsey County, OH

Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 

 

 

	 	 	 	 	 	 	 	 	 	 	 
	UCC/Financing	 	Filing	 	 	 	 	 	 
	Statement Number	 	Jurisdiction	 	Debtor	 	Secured Party	 	S/N(s)
	2007-00048947

	 	Columbiana County,

OH Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	2007-00048983

	 	Columbiana County,

OH Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	2009-00049311

	 	Columbiana County,

OH Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	2009-00049369

	 	Columbiana County,

OH Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200700005132

	 	Noble County, OH

Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200900005180

	 	Noble County, OH

Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200700000023 /

200800000026

	 	Perry County, OH

Recorder
	 	Oxford Mining Company, LLC
	 	Peabody Development Company,

LLC

HCR Holdings, LLC
	 	 	N/A	 
	200700000031

	 	Perry County, OH

Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200900000010

	 	Perry County, OH

Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200900000020

	 	Perry County, OH

Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	201000001645

	 	Perry County, OH

Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200700003769

	 	Belmont County, OH

Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200900003935

	 	Belmont County, OH

Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	200900003955

	 	Belmont County, OH

Recorder
	 	Oxford Mining Company, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	FF6-237

	 	Muhlenberg County,

KY Recorder
	 	Oxford Mining Company -

Kentucky, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	FF6-323

	 	Muhlenberg County,

KY Recorder
	 	Oxford Mining Company -

Kentucky, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 

 

 

	 	 	 	 	 	 	 	 	 	 	 
	UCC/Financing	 	Filing	 	 	 	 	 	 
	Statement Number	 	Jurisdiction	 	Debtor	 	Secured Party	 	S/N(s)
	FF6-563

	 	Muhlenberg County,

KY Recorder
	 	Oxford Mining Company -

Kentucky, LLC
	 	Cyprus Creek Land Resources,
LLC.
	 	 	N/A	 
	Book8, Page1

	 	Henderson County,

KY Recorder
	 	Phoenix Newco, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	Book8, Page 87

	 	Henderson County,

KY Recorder
	 	Phoenix Newco, LLC
	 	Firstlight Funding I, Ltd.
	 	 	N/A	 
	2008-1418902*

	 	Delaware Secretary
of State
	 	Capp Equipment, LLC
	 	FC Crestone 08 Corporation
	 	SHM-40R/900

 

			
	*	 	By way of that certain Equipment Purchase Agreement, dated June 4, 2010, by and between Oxford
Mining Company, LLC (“Oxford”), Capp Equipment, LLC (“Capp”), and FC Crestone 08 Corporation,
Oxford has purchased the equipment subject to this financing statement. Under the agreement,
Oxford has also granted a security interest in the equipment to Capp, which Capp is entitled to
perfect. This is one of the equipment
purchases contemplated in the IPO, and Oxford will make final payment with the closing of the IPO
with the security interest and financing statement then being terminated.

 

 

Schedule 5.02(c)

Existing Debt

 

 

	•	 	Debt of the Loan Parties under the Existing Facility Agreement.
	 
	•	 	Debt of the Loan Parties to Peabody Energy Corporation for the deferred
purchase price for coal reserves having an outstanding principal balance of $2,000,000.
	 
	•	 	Debt of Harrison Resources to CONSOL Energy for the deferred purchase price
for coal reserves having an outstanding balance of $1,773,000.
	 
	•	 	Debt of the Loan Parties to CONSOL Energy for the deferred purchase price for
coal reserves having an outstanding principal balance of not more than $1,500,000.
	 
	•	 	Debt of Harrison Resources to CONSOL Energy for the deferred purchase price
for coal reserves having an outstanding balance of $13,458,333 (there additionally will be
royalties estimated at $2,691,667, increasing the deferred purchase price by the amount of
the royalties).

 

 

Schedule 5.16

Post Closing Covenants

 

 

	 	 	 	 	 
	 	 	Covenant	 	Date of Completion
	1.

	 	Borrower shall deliver to the
applicable insurance company an assignment
in form and substance reasonably acceptable
to the Administrative Agent, executed by
the Borrower and pursuant to which the
Borrower collaterally assigns to the
Administrative Agent, for the benefit of
the Lenders, its interest in any Key-Man
Life Insurance Policies.
	 	Within three (3) Business Days
of the Effective Date
	 
	 	 	 	 
	2.

	 	Borrower shall either (i) deliver
Deposit Account Control Agreements or
Securities Account Control Agreements, as
applicable, executed by the applicable
depository bank or securities intermediary
in a form reasonably satisfactory to
Administrative Agent for all deposit
accounts and securities accounts listed on
Schedule 3 and 4 to the Security Agreement,
to the extent such accounts remain open as
of July 30, 2010 or (ii) move such accounts
to Citibank, N.A. or Citibank Global
Markets, Inc., as applicable.
	 	July 30, 2010
	 
	 	 	 	 
	3.

	 	Borrower shall use commercially
reasonable efforts to make the notices and
to obtain and have executed all the
consents listed on Annex A attached hereto,
in a form reasonably satisfactory to the
Administrative Agent.
	 	August 31, 2010exv10w2

Exhibit
10.2

FIRST AMENDMENT TO CREDIT AGREEMENT AND LIMITED WAIVER

     This FIRST AMENDMENT TO CREDIT AGREEMENT AND LIMITED WAIVER (this “Amendment”) is made and
entered into effective as of the 15th day of July, 2010 (the “First Amendment Effective Date”), by
and among OXFORD MINING COMPANY, LLC, an Ohio limited liability company (the “Borrower”), the
Lenders party hereto, CITICORP USA, INC., as administrative agent (the “Administrative Agent”), and
the other parties signatory hereto.

RECITALS

     WHEREAS, the above-named parties have entered into that certain Credit Agreement dated as of
July 6, 2010 (and as may be further amended, restated, modified or supplemented from time to time,
the “Credit Agreement”), by and among the Borrower, the Lenders, the Administrative Agent and the
other parties signatory thereto; and

     WHEREAS, the Borrower has requested that the Lenders and the Administrative Agent amend and
waive certain provisions of the Credit Agreement, and said parties are willing to do so subject to
the terms and conditions set forth herein, provided that the Borrower and the Guarantors ratify and
confirm all of their respective obligations under the Credit Agreement and each other Loan Document
to which each is a party;

     NOW, THEREFORE, in consideration of the foregoing and the mutual covenants set forth in this
Amendment, the Borrower, the Lenders party hereto, the Administrative Agent and the other parties
signatory hereto agree as follows:

     1. Defined Terms. Unless otherwise defined herein, capitalized terms used herein have
the meanings assigned to them in the Credit Agreement.

     2. Amendment to Section 5.04(c). Section 5.04(c) of the Credit Agreement is
hereby amended by restating the last sentence of the second paragraph in its entirety to read as
follows:

“For the avoidance of doubt, (i) expenditures which are a part of the IPO
Transactions in an amount equal to $32,100,000 for lease buyouts as such amount may
be adjusted to reflect the actual such amount in accordance with the Registration
Statement, (ii) expenditures in an amount up to $22,100,000 for equipment purchases
described in the Registration Statement, (iii) Investments permitted under
Section 5.02(g)(i) and/or under Section 5.02(g)(ii), (iv)
applications of Net Cash Proceeds from Asset Sales which except such Net Cash
Proceeds from the mandatory prepayment requirement of Section 2.06(c)(i),
and (v) applications of Net Cash Proceeds from any Material Recovery Event which
except such Net Cash Proceeds from the mandatory prepayment requirement of
Section 2.06(c)(iv) shall not be included in calculating Capital
Expenditures for purposes of this Section 5.04(c).”

     3. Limited Waiver. On the execution date of the Credit Agreement, Oxford Resources
GP, LLC and Oxford Mining Company — Kentucky, LLC were not in good standing in the Commonwealth of
Kentucky due to a failure on the part of each of them to file its first Annual Report with the
Secretary of State of the Commonwealth of Kentucky, which was due on

1

 

June 30, 2010. Subsequently the parties have made such filings, and as of the date of the
First Amendment Effective Date the Borrower has represented that such entities are in good standing
in the Commonwealth of Kentucky. Each Lender, by virtue of its signature hereto, hereby waives any
Default or Event of Default under Section 6.01(b) of the Credit Agreement, only to the
extent said Default or Event of Default is caused solely by the fact that the above entities were
not in good standing on the execution date of the Credit Agreement as described in this Section
3. The provisions of this Section 3 shall not in any way be construed to waive, nor
shall this Amendment in any way serve as a waiver of, any other Default or Event of Default now or
hereafter existing under the Credit Agreement or other Loan Documents, except as expressly set
forth herein. This Amendment shall not constitute an acknowledgment of or admission by the
Administrative Agent or the Lenders as to the materiality for any matter or precedent upon which
any Default or Event of Default may occur or be asserted.

     4. Conditions to Effectiveness. This Amendment shall be effective on the First
Amendment Effective Date upon satisfaction of each of the following conditions:

     (i) The Administrative Agent (or its counsel) shall have received from each of
the Borrower, the Guarantors and the Lenders constituting at least the Required
Lenders either (a) a counterpart of this Amendment signed on behalf of such party or
(b) written evidence satisfactory to the Administrative Agent (which may include
telecopy transmission of a signed signature page of this Amendment) that such party
has signed a counterpart of this Amendment.

     (ii) The Administrative Agent shall have received all documents and other items
that it may reasonably request relating to any other matters relevant hereto, all in
form and substance satisfactory to the Administrative Agent.

     (iii) No Default or Event of Default exists.

     5. Representations and Warranties. Each Loan Party hereby confirms that the
representations and warranties contained in the Credit Agreement and the other Loan Documents made
by it are true and correct as of the date hereof, except to the extent such representations and
warranties specifically relate to an earlier date, in which case they were true and correct as of
such earlier date. Each Loan Party also hereby confirms that this Amendment has been duly
authorized by all necessary corporate action and constitutes the legal, valid and binding
obligation of each Loan Party, subject to the effect of any applicable bankruptcy, insolvency,
reorganization, moratorium or similar Laws affecting creditors’ rights and remedies generally and
to the effect of general principles of equity.

     6. Continuing Effect of the Credit Agreement. This Amendment shall not constitute a
waiver of any provision not expressly referred to herein and shall not be construed as a consent to
any action on the part of any Loan Party that would require a waiver or consent of the Lenders or
an amendment or modification to any term of the Loan Documents except as expressly stated herein.
Except as expressly modified hereby, the provisions of the Credit Agreement and the Loan Documents
are and shall remain in full force and effect.

     7. Ratification. Each Loan Party hereby confirms and ratifies the Credit Agreement
and each of the other Loan Documents to which it is a party, as amended hereby, and

2

 

acknowledges and agrees that the same shall continue in full force and effect, as amended
hereby.

     8. Counterparts. This Amendment may be executed by all parties hereto in any number
of separate counterparts, each of which may be delivered in original, electronic or facsimile form
and all of which taken together shall be deemed to constitute one and the same instrument.

     9. References. The words “hereby,” “herein,” “hereinabove,” “hereinafter,”
“hereinbelow,” “hereof” and “hereunder” and words of similar import when used in this Amendment
shall refer to this Amendment as a whole and not to any particular article, section or provision of
this Amendment. References in this Amendment to a section number are to such section of this
Amendment unless otherwise specified.

     10. Headings Descriptive. The headings of the several sections and subsections of
this Amendment are inserted for convenience only and shall not in any way affect the meaning or
construction of any provision of this Amendment.

     11. Governing Law. This Amendment shall be governed by and construed in accordance
with the law of the State of New York, without regard to such state’s conflict of laws rules.

     12. Release by Loan Parties. Each Loan Party does hereby release and forever
discharge the Administrative Agent and each of the Lenders and each affiliate thereof and each of
their respective employees, officers, directors, trustees, agents, attorneys, successors, assigns
or other representatives from any and all claims, demands, damages, actions, cross-actions, causes
of action, costs and expenses (including legal expenses) of any kind or nature whatsoever known to
any Loan Party, whether based on law or equity, which any of said parties has held or may now own
or hold, for or because of any matter or thing done, omitted or suffered to be done on or before
the actual date upon which this Amendment is signed by any of such parties (i) arising directly or
indirectly out of the Credit Agreement, Loan Documents, or any other documents, instruments or
transactions relating thereto, and/or (ii) relating directly or indirectly to all transactions by
and between any Loan Party or its representatives and the Administrative Agent and each Lender or
any of their respective directors, officers, agents, employees, attorneys or other representatives
and, in either case, whether or not caused by the sole or partial negligence of any released party.
Such release, waiver, acquittal and discharge shall and does include any claims of any kind or
nature which may, or could be, asserted by any Loan Party.

     13. Final Agreement of the Parties. THIS AMENDMENT, THE CREDIT AGREEMENT AND THE
OTHER LOAN DOCUMENTS REPRESENT THE FINAL AGREEMENT BETWEEN THE PARTIES AND MAY NOT BE CONTRADICTED
BY EVIDENCE OF PRIOR, CONTEMPORANEOUS OR SUBSEQUENT ORAL AGREEMENTS OF THE PARTIES. THERE ARE NO
UNWRITTEN ORAL AGREEMENTS AMONG THE PARTIES.

[Signature Pages Follow]

3

 

     IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed by
their respective officers thereunto duly authorized as of the date first above written.

	 	 	 	 	 	 	 	 	 	 	 

	 	 	OXFORD MINING COMPANY, LLC, an Ohio 

limited liability company	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Jeffrey M. Gutman	 	 
	 	 	 	 	 	 	 
	 	 	 	 	Jeffrey M. Gutman,	 	 
	 	 	 	 	Senior Vice President and	 	 
	 	 	 	 	Chief Financial Officer	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 	 	OXFORD RESOURCE PARTNERS, LP, a Delaware 
limited
partnership	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	By:	 	Oxford Resources GP, LLC, a Delaware 
limited
liability company, its general partner	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	By:
	 	/s/ Jeffrey M. Gutman
 

Jeffrey M. Gutman,
	 	 
	 

	 	 	 	 	 	 	 	Senior Vice President and	 	 
	 

	 	 	 	 	 	 	 	Chief Financial Officer	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 	 	OXFORD MINING COMPANY-KENTUCKY LLC, 

a Kentucky limited liability company	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Jeffrey M. Gutman	 	 
	 	 	 	 	 	 	 
	 	 	 	 	Jeffrey M. Gutman,	 	 
	 	 	 	 	Senior Vice President and	 	 
	 	 	 	 	Chief Financial Officer	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 	 	DARON COAL COMPANY, LLC, an Ohio limited 
liability
company	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Charles C. Ungurean	 	 
	 	 	 	 	 	 	 
	 	 	 	 	Charles C. Ungurean,	 	 
	 	 	 	 	President	 	 

[Signature Page to First Amendment to Credit Agreement and Limited Waiver]

 

 

	 	 	 	 	 	 	 

	 	 	CITICORP USA, INC.,	 	 
	 	 	as Administrative Agent	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Christopher Wood
 

Christopher Wood
	 	 
	 

	 	 	 	Vice President	 	 

[Signature Page to First Amendment to Credit Agreement and Limited Waiver]

 

 

	 	 	 	 	 	 	 

	 	 	CITIBANK, N.A.,	 	 
	 	 	as Lender	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Justin S. Tichauer
 

Justin S. Tichauer
	 	 
	 

	 	 	 	Vice President	 	 

[Signature Page to First Amendment to Credit Agreement and Limited Waiver]

 

 

	 	 	 	 	 	 	 

	 	 	BARCLAYS BANK PLC,	 	 
	 	 	as Lender	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Nicholas A. Bell
 

Nicholas A. Bell
	 	 
	 

	 	 	 	Director	 	 

[Signature Page to First Amendment to Credit Agreement and Limited Waiver]

 

 

	 	 	 	 	 	 	 

	 	 	THE HUNTINGTON NATIONAL BANK,	 	 
	 	 	as Lender	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Amanda Sigg
 

Amanda Sigg
	 	 
	 

	 	 	 	Vice President	 	 

[Signature Page to First Amendment to Credit Agreement and Limited Waiver]

 

 

	 	 	 	 	 	 	 

	 	 	FIFTH THIRD BANK, AN OHIO BANKING CORPORATION,	 	 
	 	 	as Co-Documentation Agent, Issuing Bank and Lender	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Patrick Lingrosso
 

Patrick Lingrosso
	 	 
	 

	 	 	 	Officer	 	 

[Signature Page to First Amendment to Credit Agreement and Limited Waiver]

 

 

	 	 	 	 	 	 	 

	 	 	COMERICA BANK,	 	 
	 	 	as Lender	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 /s/ Illegible	 	 
	 

	 	 	 	 

	 	 

[Signature Page to First Amendment to Credit Agreement and Limited Waiver]

 

 

	 	 	 	 	 	 	 

	 	 	CATERPILLAR FINANCIAL SERVICE CORPORATION, as Lender	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Jennifer Coyle
 

Jennifer Coyle
	 	 
	 

	 	 	 	Managing Director	 	 
	 

	 	 	 	Global Mining Finance	 	 

[Signature Page to First Amendment to Credit Agreement and Limited Waiver]

 

 

	 	 	 	 	 	 	 

	 	 	SOCIÉTÉ GÉNÉRALE,	 	 
	 	 	as Lender	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Emmanuel Chesneau
 

Emmanuel Chesneau
	 	 
	 

	 	 	 	Managing Director	 	 

[Signature Page to First Amendment to Credit Agreement and Limited Waiver]

 

 

	 	 	 	 	 	 	 

	 	 	CREDIT SUISSE AG,	 	 
	 	 	CAYMAN ISLANDS BRANCH,	 	 
	 	 	as Lender	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Bill O’Day
 

Bill O’Day
	 	 
	 

	 	 	 	Director	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Christopher Reo Day
 

Christopher Reo Day
	 	 
	 

	 	 	 	Associate	 	 

[Signature Page to First Amendment to Credit Agreement and Limited Waiver]

 

 

	 	 	 	 	 	 	 

	 	 	WELLS FARGO BANK N.A.,	 	 
	 	 	as Lender	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Arnold W. Adkins, Jr.
 

Arnold W. Adkins, Jr.
	 	 
	 

	 	 	 	Vice President	 	 

[Signature Page to First Amendment to Credit Agreement and Limited Waiver]

 

 

	 	 	 	 	 	 	 

	 	 	RAYMOND JAMES BANK, FSB,	 	 
	 	 	as Lender	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Garrett McKinnon
 

Garrett McKinnon
	 	 
	 

	 	 	 	Senior Vice President	 	 

[Signature Page to First Amendment to Credit Agreement and Limited Waiver]

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