Document:

Registration Rights Agreement

 Exhibit 10.2 
 REGISTRATION RIGHTS AGREEMENT 
 Registration Rights Agreement (the
“Agreement”), dated as of August 29, 2011, by and between Bioject Medical Technologies Inc, a corporation organized under the laws of Oregon, USA (the “Company”), and Dutchess Opportunity Fund, II, LP, a
Delaware Limited Partnership (the “Investor”). 
 Whereas, in connection with the Investment Agreement
by and between the Company and the Investor of this date (the “Investment Agreement”), the Company has agreed to issue and sell to the Investor up to 20,000,000 shares of the Company’s Common Stock, no par value per share (the
“Common Stock”), to be purchased pursuant to the terms and subject to the conditions set forth in the Investment Agreement; and 
 Whereas, to induce the Investor to execute and deliver the Investment Agreement, the Company has agreed to provide certain registration rights under the Securities Act of 1933, as amended, and the
rules and regulations thereunder, or any similar successor statute (collectively, the “1933 Act”), and applicable state securities laws, with respect to the shares of Common Stock issuable pursuant to the Investment Agreement.

 Now therefore, in consideration of the foregoing promises and the mutual covenants contained hereinafter and other good and
valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Company and the Investor hereby agree as follows: 

Section 1. DEFINITIONS. 
 As used in this Agreement, the following terms shall have the following meanings: 

“Execution Date” means the date of this Agreement set forth above. 

“Person” means a corporation, a limited liability company, an association, a partnership, an organization, a business,
an individual, a governmental or political subdivision thereof or a governmental agency. 
 “Principal Market”
shall mean Nasdaq Capital Market, the NYSE Amex, the New York Stock Exchange, the Nasdaq Global Market, the Nasdaq Global Select Market or the OTC Bulletin Board, whichever is the principal market on which the Common Stock of the Company is listed.

 “Register,” “Registered,” and “Registration” refer to the Registration
effected by preparing and filing one (1) or more Registration Statements in compliance with the 1933 Act and pursuant to Rule 415 under the 1933 Act or any successor rule providing for offering securities on a continuous basis (“Rule
415”), and the declaration or ordering of effectiveness of such Registration Statement(s) by the United States Securities and Exchange Commission (the “SEC”). 

“Registrable Securities” means (i) the shares of Common Stock issued or issuable pursuant to the Investment
Agreement, and (ii) any shares of capital stock issued or issuable with respect to such shares of Common Stock, if any, as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise, which have not
been (x) included in the Registration Statement that has been declared effective by the SEC, or (y) sold under circumstances meeting all of the applicable conditions of Rule 144 (or any similar provision then in force) under the 1933 Act.

 “Registration Statement” means the registration statement or statements of the Company filed under the 1933
Act covering the Registrable Securities. 

 All capitalized terms used in this Agreement and not otherwise defined herein shall have the
same meaning ascribed to them as in the Investment Agreement. 
 Section 2. REGISTRATION. 

(a) Subject to Section 3(g), the Company shall, within sixty (60) days after the date of this Agreement, file with
the SEC the Registration Statement or Registration Statements (as is necessary) on Form S-1 (or, if such form is unavailable for such a registration, on such other form as is available for such registration), covering the resale of all of the
Registrable Securities, which Registration Statement(s) shall state that, in accordance with Rule 416 promulgated under the 1933 Act, such Registration Statement also covers such indeterminate number of additional shares of Common Stock as may
become issuable upon stock splits, stock dividends or similar transactions. The Company shall initially register for resale 10,000,000 shares of Common Stock, except to the extent that the SEC requires the share amount to be reduced as a condition
of effectiveness. 
 (b) Intentionally Omitted. 
 (c) The Company may include other securities in the Registration Statement covering the Registrable Securities pursuant to registration rights agreements to which the Company is a party as of the
date of this Agreement. The Company agrees that it will not file any other Registration Statement for other securities, until thirty calendar days after the Registration Statement for the Registrable Securities is declared effective by the SEC.

 Section 3. RELATED OBLIGATIONS. 
 At such time as the Company is obligated to prepare and file the Registration Statement with the SEC pursuant to Section 2(a), the Company shall have the following obligations with respect to
the Registration Statement: 
 (a) The Company shall use all commercially reasonable efforts to cause such Registration
Statement relating to the Registrable Securities to become effective within ninety (90) days after the date that the Registration Statement is filed and shall keep such Registration Statement effective until the earlier to occur of the date on
which (A) the Investor shall have sold all the Registrable Securities; or (B) the Company has no right to sell any additional shares of Common Stock under the Investment Agreement (the “Registration Period”). The
Registration Statement (including any amendments or supplements thereto and prospectuses contained therein) shall not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein, or necessary to
make the statements therein, in light of the circumstances in which they were made, not misleading. The Company shall use all commercially reasonable efforts to respond to all SEC comments within ten (10) business days from receipt of such
comments by the Company. The Company shall use all commercially reasonable efforts to cause the Registration Statement relating to the Registrable Securities to become effective no later than five (5) business days after notice from the SEC
that the Registration Statement may be declared effective. The Investor agrees to provide all information which it is required by law to provide to the Company, including the intended method of disposition of the Registrable Securities, and the
Company’s obligations set forth above shall be conditioned on the receipt of such information. 
 (b) The Company
shall prepare and file with the SEC such amendments (including post-effective amendments) and supplements to the Registration Statement and the prospectus used in connection with such Registration Statement, which prospectus is to be filed pursuant
to Rule 424 promulgated under the 1933 Act, as may be necessary to keep such Registration Statement effective during the Registration Period, and, during such period, comply with the provisions of the 1933 Act with respect to the disposition of all
Registrable Securities of the Company covered by such Registration Statement until such time as all of such Registrable Securities shall have been disposed of in accordance with the intended methods of disposition by the Investor thereof as set
forth in such Registration Statement. In the event the number of shares of Common Stock covered by the Registration Statement 

  
 2 

 
filed pursuant to this Agreement is at any time insufficient to cover all of the Registrable Securities, the Company shall amend such Registration Statement, or file a new Registration Statement
(on the short form available therefor, if applicable), or both, so as to cover all of the Registrable Securities, in each case, as soon as practicable, but in any event within fifty (50) calendar days after the necessity therefor arises (based
on the then Purchase Price of the Common Stock and other relevant factors on which the Company reasonably elects to rely), assuming the Company has sufficient authorized shares at that time, and if it does not, within fifty (50) calendar days
after such shares are authorized. The Company shall use commercially reasonable efforts to cause such amendment and/or new Registration Statement to become effective as soon as practicable following the filing thereof. 

(c) The Company shall make available to the Investor whose Registrable Securities are included in any Registration Statement and
its legal counsel without charge (i) if requested by the Investor, promptly after the same is prepared and filed with the SEC at least one (1) copy of such Registration Statement and any amendment(s) thereto, including financial statements
and schedules, all documents incorporated therein by reference and all exhibits, the prospectus included in such Registration Statement (including each preliminary prospectus) and, with regards to such Registration Statement(s), any correspondence
by or on behalf of the Company to the SEC or the staff of the SEC and any correspondence from the SEC or the staff of the SEC to the Company or its representatives unless the Company believes that such correspondence would be material, non-public
information; and (ii) upon the effectiveness of any Registration Statement, the Company shall make available copies of the prospectus, via EDGAR, included in such Registration Statement and all amendments and supplements thereto. 

(d) The Company shall use commercially reasonable efforts to (i) register and qualify the Registrable Securities covered by
the Registration Statement under such other securities or “blue sky” laws of such states in the United States as the Investor reasonably requests; (ii) prepare and file in those jurisdictions, such amendments (including post-effective
amendments) and supplements to such registrations and qualifications as may be necessary to maintain the effectiveness thereof during the Registration Period; (iii) take such other actions as may be necessary to maintain such registrations and
qualifications in effect at all times during the Registration Period, and (iv) take all other actions reasonably necessary or advisable to qualify the Registrable Securities for sale in such jurisdictions; provided, however, that the Company
shall not be required in connection therewith or as a condition thereto to (x) qualify to do business in any jurisdiction where it would not otherwise be required to qualify but for this Section 3(d), or (y) subject itself to
general taxation in any such jurisdiction. The Company shall promptly notify the Investor who holds Registrable Securities of the receipt by the Company of any notification with respect to the suspension of the registration or qualification of any
of the Registrable Securities for sale under the securities or “blue sky” laws of any jurisdiction in the United States or its receipt of actual notice of the initiation or threatening of any proceeding for such purpose. 

(e) As promptly as practicable after becoming aware of such event, the Company shall notify the Investor in writing of the
happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omission to state a material fact required to be stated therein or necessary to
make the statements therein, in light of the circumstances under which they were made, not misleading (“Registration Default”) and use all diligent efforts to promptly prepare a supplement or amendment to such Registration Statement
and take any other necessary steps to cure the Registration Default (which, if such Registration Statement is on Form S-3, may consist of a document to be filed by the Company with the SEC pursuant to Section 13(a), 13(c), 14 or 15(d) of the
1934 Act (as defined below) and to be incorporated by reference in the prospectus) to correct such untrue statement or omission, and make available copies of such supplement or amendment to the Investor. The Company shall also promptly notify the
Investor (i) when a prospectus or any prospectus supplement or post-effective amendment has been filed, and when the Registration Statement or any post-effective amendment has become effective; (ii) of any request by the SEC for amendments
or supplements to the Registration Statement or related prospectus or related information; (iii) of the Company’s reasonable determination that a post-effective amendment to the Registration Statement would be appropriate; (iv) in the
event the Registration Statement is no longer effective; or (v)

  
 3 

 
if the Registration Statement is stale as a result of the Company’s failure to timely file its financials or otherwise. If a Registration Default occurs during the period commencing on the
Put Notice Date and ending on the Closing Date, the Company acknowledges that its failure to cure such a Registration Default within ten (10) business days will cause the Investor to suffer damages in an amount that will be difficult to
ascertain, but in no event greater than the penalities set forth in Sections 2(F) and 2(H) of the Investment Agreement. 

(f) The Company shall use all commercially reasonable efforts to prevent the issuance of any stop order or other suspension of
effectiveness of the Registration Statement, or the suspension of the qualification of any of the Registrable Securities for sale in any jurisdiction and, if such an order or suspension is issued, to obtain the withdrawal of such order or suspension
at the earliest possible moment and to notify the Investor holding Registrable Securities being sold of the issuance of such order and the resolution thereof or its receipt of actual notice of the initiation or threat of any proceeding concerning
the effectiveness of the Registration Statement. 
 (g) The Company shall permit the Investor and one (1) legal
counsel, designated by the Investor, to review and comment upon the Registration Statement and all amendments and supplements thereto at least one (1) calendar day prior to their filing with the SEC. The Company is not obligated to accept the
Investor’s comments and the Company will notify the Investor at least one (1) calendar day prior to filing the Registration Statement that the Investor’s comment or comments will not be accepted. However, any postponement of a filing
of a Registration Statement or any postponement of a request for acceleration or any postponement of the effective date or effectiveness of a Registration Statement by written request of the Investor (collectively, the “Investor’s
Delay”) shall not act to trigger any penalty of any kind, or any cash amount due or any in-kind amount due the Investor from the Company under any and all agreements of any nature or kind between the Company and the Investor. The event(s)
of an Investor’s Delay shall act to suspend all obligations of any kind or nature of the Company under any and all agreements of any nature or kind between the Company and the Investor. 

(h) Intentionally Omitted. 
 (i) The Company shall hold in confidence and not make any disclosure of information concerning the Investor unless (i) disclosure of such information is necessary to comply with federal or
state securities laws, (ii) the disclosure of such information is necessary to avoid or correct a misstatement or omission in any Registration Statement, (iii) the release of such information is ordered pursuant to a subpoena or other
final, non-appealable order from a court or governmental body of competent jurisdiction, (iv) such information has been made generally available to the public other than by disclosure in violation of this Agreement or any other agreement, or
(v) the Investor has consented to such disclosure. The Company agrees that it shall, upon learning that disclosure of such information concerning the Investor is sought in or by a court or governmental body of competent jurisdiction or through
other means, give prompt written notice to the Investor and allow the Investor, at the Investor’s expense, to undertake appropriate action to prevent disclosure of, or to obtain a protective order covering such information. 

(j) The Company shall use all commercially reasonable efforts to maintain designation and quotation of all the Registrable
Securities covered by any Registration Statement on the Principal Market. The Company shall pay all fees and expenses in connection with satisfying its obligation under this Section 3(j). 

(k) Intentionally Omitted. 
 (l) The Company shall provide a transfer agent for all the Registrable Securities not later than the effective date of the first Registration Statement filed pursuant hereto. 

(m) If requested by the Investor, the Company shall (i) as soon as reasonably practical incorporate in a prospectus
supplement or post-effective amendment such information as the Investor 

  
 4 

 
reasonably determines should be included therein relating to the sale and distribution of Registrable Securities, including, without limitation, information with respect to the offering of the
Registrable Securities to be sold in such offering; (ii) make all required filings of such prospectus supplement or post-effective amendment as soon as reasonably possible after being notified of the matters to be incorporated in such
prospectus supplement or post-effective amendment; and (iii) supplement or make amendments to any Registration Statement if reasonably requested by the Investor. 
 (n) The Company shall use all commercially reasonable efforts to cause the Registrable Securities covered by the applicable Registration Statement to be registered with or approved by such other
governmental agencies or authorities as may be necessary to facilitate the disposition of such Registrable Securities. 
 (o)
The Company shall otherwise use all commercially reasonable efforts to comply with all applicable rules and regulations of the SEC in connection with any registration hereunder. 

(p) Within one (1) business day after the Registration Statement which includes Registrable Securities is declared effective
by the SEC, the Company shall deliver to the transfer agent for such Registrable Securities, with copies to the Investor, a written notification that such Registration Statement has been declared effective by the SEC. 

Section 4. OBLIGATIONS OF THE INVESTOR. 
 (a) At least five (5) calendar days prior to the first anticipated filing date of the Registration Statement the Company shall notify the Investor in writing of the information the Company
requires from the Investor for the Registration Statement. It shall be a condition precedent to the obligations of the Company to complete the registration pursuant to this Agreement with respect to the Registrable Securities and the Investor agrees
to furnish to the Company that information regarding itself, the Registrable Securities and the intended method of disposition of the Registrable Securities as shall reasonably be required to effect the registration of the resale of such Registrable
Securities and the Investor shall execute such documents in connection with such registration as the Company may reasonably request. The Investor covenants and agrees that, in connection with any sale of Registrable Securities by it pursuant to the
Registration Statement, it shall comply with the “Plan of Distribution” section of the then current prospectus relating to such Registration Statement. 
 (b) The Investor, by its acceptance of the Registrable Securities, agrees to cooperate with the Company as reasonably requested by the Company in connection with the preparation and filing of any
Registration Statement hereunder. 
 (c) The Investor agrees that, upon receipt of written notice from the Company of the
happening of any event of the kind described in Section 3(f) or the first sentence of Section 3(e), the Investor will immediately discontinue disposition of Registrable Securities pursuant to any Registration Statement(s)
covering the resale of such Registrable Securities until the Investor’s receipt of the copies of the supplemented or amended prospectus contemplated by Section 3(f) or the first sentence of Section 3(e). 

Section 5. EXPENSES OF REGISTRATION. 
 All reasonable expenses, other than underwriting discounts and commissions and other than as set forth in the Investment Agreement, incurred in connection with registrations including comments, filings or
qualifications pursuant to Section 2 and Section 3, including, without limitation, all registration, listing and qualifications fees, printing and accounting fees, and fees and disbursements of counsel for the Company shall
be paid by the Company. However, the Investor will pay the costs of its own counsel to review the Registration Statement, any amendments or supplements thereto, and any correspondence with the SEC. 

  
 5 

 Section 6. INDEMNIFICATION. 

In the event any Registrable Securities are included in the Registration Statement under this Agreement: 

(a) To the fullest extent permitted by law, the Company, under this Agreement, will, and hereby does, indemnify, hold harmless and
defend the Investor, the directors, officers, partners, employees, counsel, agents, representatives of, and each Person, if any, who controls, the Investor within the meaning of the 1933 Act or the Securities Exchange Act of 1934, as amended (the
“1934 Act”) (each, an “Indemnified Person”), against any losses, claims, damages, liabilities, judgments, fines, penalties, charges, costs, attorneys’ fees, amounts paid in settlement or expenses, joint or
several (collectively, “Claims”), incurred in investigating, preparing or defending any action, claim, suit, inquiry, proceeding, investigation or appeal taken from the foregoing by or before any court or governmental,
administrative or other regulatory agency, body or the SEC, whether pending or threatened, whether or not an indemnified party is or may be a party thereto (“Indemnified Damages”), to which any of them may become subject insofar as
such Claims (or actions or proceedings, whether commenced or threatened, in respect thereof) arise out of or are based upon: (i) any untrue statement or alleged untrue statement of a material fact in the Registration Statement or any
post-effective amendment thereto or in any filing made in connection with the qualification of the offering under the securities or other “blue sky” laws of any jurisdiction in which the Investor has requested in writing that the Company
register or qualify the Shares (“Blue Sky Filing”), or the omission or alleged omission to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which
the statements therein were made, not misleading, (ii) any untrue statement or alleged untrue statement of a material fact contained in the final prospectus for the offer of the Registrable Securities (as amended or supplemented, if the Company
files any amendment thereof or supplement thereto with the SEC) or the omission or alleged omission to state therein any material fact necessary to make the statements made therein, in light of the circumstances under which the statements therein
were made, not misleading, or (iii) any violation or alleged violation by the Company of the 1933 Act, the 1934 Act, any other law, including, without limitation, any state securities law, or any rule or regulation thereunder relating to the
offer or sale of the Registrable Securities pursuant to the Registration Statement (the matters in the foregoing clauses (i) through (iii) being, collectively, “Violations”). Subject to the restrictions set forth in
Section 6(c) the Company shall reimburse each Indemnified Person, promptly as such expenses are incurred and are due and payable, for any reasonable legal fees or other reasonable expenses incurred by them in connection with
investigating or defending any such Claim. Notwithstanding anything to the contrary contained herein, the indemnification agreement contained in this Section 6(a): (i) shall not apply to a Claim arising out of or based upon a
Violation which is due to the inclusion in the Registration Statement of the information furnished to the Company by any Indemnified Person expressly for use in connection with the preparation of the Registration Statement or any such amendment
thereof or supplement thereto; (ii) shall not be available to the extent such Claim is based on (A) a failure of the Investor to deliver or to cause to be delivered the prospectus made available by the Company; (B) the Indemnified
Person’s use of an incorrect prospectus despite being promptly advised in advance by the Company in writing not to use such incorrect prospectus; (C) the manner of sale of the Registrable Securities by the Investor or of the
Investor’s failure to register as a dealer under applicable securities laws; (D) any omission of the Investor to notify the Company of any material fact that should be stated in the Registration Statement or prospectus relating to the
Investor or the manner of sale; and (E) any amounts paid in settlement of any Claim if such settlement is effected without the prior written consent of the Company, which consent shall not be unreasonably withheld. Such indemnity shall remain
in full force and effect regardless of any investigation made by or on behalf of the Indemnified Person and shall survive the resale of the Registrable Securities by the Investor pursuant to the Registration Statement; and (iii) shall not be
available to the extent the Claim arises out of the negligence, recklessness, willful misconduct or bad faith of the Indemnified Person. 
 (b) In connection with any Registration Statement in which the Investor is participating, the Investor agrees to severally and jointly indemnify, hold harmless and defend, to the same extent and in
the same manner as is set forth in Section 6(a), the Company, each of its directors, officers, employees, 

  
 6 

 
counsel, agents and representatives and each Person, if any, who controls the Company within the meaning of the 1933 Act or the 1934 Act (each, an “Indemnified Party”), against
any Claim or Indemnified Damages to which any of them may become subject, under the 1933 Act, the 1934 Act or otherwise, insofar as such Claim or Indemnified Damages arise out of or are based upon any Violation, in each case to the extent, and only
to the extent, that such Violation is due to (i) the inclusion in the Registration Statement of the written information furnished to the Company by the Investor expressly for use in connection with such Registration Statement; (ii) a
failure of the Investor to deliver or to cause to be delivered the prospectus made available by the Company or the Investor’s use of an incorrect prospectus despite being timely advised by the Company in writing not to use such incorrect
prospectus; (iii) the Investor’s failure to register as a dealer under applicable securities laws; (iv) the Investor’s negligence, recklessness, willful misconduct or bad faith; or (v) any omission of the Investor to notify
the Company of any material fact that should be stated in the Registration Statement or prospectus relating to the Investor or the manner of sale; and, subject to Section 6(c), the Investor will reimburse any legal or other expenses
reasonably incurred by them in connection with investigating or defending any such Claim; provided, however, that the indemnity agreement contained in this Section 6(b) and the agreement with respect to contribution contained in
Section 7 shall not apply to amounts paid in settlement of any Claim if such settlement is effected without the prior written consent of the Investor, which consent shall not be unreasonably withheld. Such indemnity shall remain in full
force and effect regardless of any investigation made by or on behalf of such Indemnified Party and shall survive the resale of the Registrable Securities by the Investor pursuant to the Registration Statement. 

(c) Promptly after receipt by an Indemnified Person or Indemnified Party under this Section 6 of notice of any action
or proceeding (including any governmental action or proceeding) involving a Claim, such Indemnified Person or Indemnified Party shall, if a Claim in respect thereof is to be made against any indemnifying party under this Section 6,
deliver to the indemnifying party a written notice thereof, and the indemnifying party shall have the right to participate in, and, to the extent the indemnifying party so desires, jointly with any other indemnifying party similarly noticed, to
assume control of the defense thereof with counsel mutually satisfactory to the indemnifying party and the Indemnified Person or the Indemnified Party, as the case may be; provided, however, that an Indemnified Person or Indemnified Party, as the
case may be, shall have the right to retain its own counsel with the fees and expenses to be paid by the indemnifying party, if, in the reasonable opinion of counsel retained by the Indemnified Person or Indemnified Party, the representation by
counsel of the Indemnified Person or Indemnified Party and the indemnifying party would be inappropriate due to actual or potential differing interests between such Indemnified Person or Indemnified Party and any other party represented by such
counsel in such proceeding. The indemnifying party shall pay for only one (1) separate legal counsel for the Indemnified Persons or the Indemnified Parties, as applicable, and such counsel shall be selected by the Investor, if the Investor is
entitled to indemnification hereunder, or the Company, if the Company is entitled to indemnification hereunder, as applicable. The Indemnified Party or Indemnified Person shall cooperate fully with the indemnifying party in connection with any
negotiation or defense of any such action or Claim by the indemnifying party and shall furnish to the indemnifying party all information reasonably available to the Indemnified Party or Indemnified Person which relates to such action or Claim. The
indemnifying party shall keep the Indemnified Party or Indemnified Person fully apprised at all times as to the status of the defense or any settlement negotiations with respect thereto. No indemnifying party shall be liable for any settlement of
any action, claim or proceeding affected without its written consent; provided, however, that the indemnifying party shall not unreasonably withhold, delay or condition its consent. No indemnifying party shall, without the consent of the Indemnified
Party or Indemnified Person, consent to entry of any judgment or enter into any settlement or other compromise which does not include as an unconditional term thereof the giving by the claimant or plaintiff to such Indemnified Party or Indemnified
Person of a release from all liability in respect to such Claim. Following indemnification as provided for hereunder, the indemnifying party shall be subrogated to all rights of the Indemnified Party or Indemnified Person with respect to all third
parties, firms or corporations relating to the matter for which indemnification has been made. The failure to deliver written notice to the indemnifying party within a reasonable time of the commencement of any such action shall not relieve such
indemnifying party of any liability to the Indemnified Person or Indemnified Party under this Section 6, except to the extent that the indemnifying party is prejudiced in its ability to defend such action. 

  
 7 

 (d) The indemnity agreements contained herein shall be in addition to (i) any
cause of action or similar right of the Indemnified Party or Indemnified Person against the indemnifying party or others, and (ii) any liabilities the indemnifying party may be subject to pursuant to the law. 

Section 7. CONTRIBUTION. 
 To the extent any indemnification by an indemnifying party is prohibited or limited by law, the indemnifying party agrees to make the maximum contribution with respect to any amounts for which it would
otherwise be liable under Section 6 to the fullest extent permitted by law; provided, however, that: (i) no contribution shall be made under circumstances where the maker would not have been liable for indemnification under the
fault standards set forth in Section 6; (ii) no seller of Registrable Securities guilty of fraudulent misrepresentation (within the meaning of Section 11(f) of the 1933 Act) shall be entitled to contribution from any seller of
Registrable Securities who was not guilty of fraudulent misrepresentation; and (iii) contribution by any seller of Registrable Securities shall be limited in amount to the net amount of proceeds received by such seller from the sale of such
Registrable Securities. 
 Section 8. REPORTS UNDER THE 1934 ACT. 

With a view to making available to the Investor the benefits of Rule 144 promulgated under the 1933 Act or any other similar rule or
regulation of the SEC that may at any time permit the Investor to sell securities of the Company to the public without registration (“Rule 144”), provided that the Investor holds any Registrable Securities which are eligible for
resale under Rule 144 and such information is necessary in order for the Investor to sell such Securities pursuant to Rule 144, the Company agrees to: 
 (a) make and keep public information available, as those terms are understood and defined in Rule 144; 
 (b) file with the SEC in a timely manner all reports and other documents required of the Company under the 1933 Act and the 1934 Act so long as the Company remains subject to such requirements (it
being understood that nothing herein shall limit the Company’s obligations under Section 5(c) of the Investment Agreement) and the filing of such reports and other documents is required for the applicable provisions of Rule 144; and

 (c) furnish to the Investor, promptly upon request, (i) a written statement by the Company that it has complied
with the reporting requirements of Rule 144, the 1933 Act and the 1934 Act applicable to the Company, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and
(iii) such other information as may be reasonably requested to permit the Investor to sell such securities pursuant to Rule 144 without registration. 
 Section 9. NO ASSIGNMENT OF REGISTRATION RIGHTS. 
 This
Agreement and the rights, agreements or obligations hereunder may not be assigned, by operation of law, merger or otherwise, and without the prior written consent of the other party hereto, and any purported assignment by a party without prior
written consent of the other party will be null and void and not binding on such other party. Subject to the preceding sentence, all of the terms, agreements, covenants, representations, warranties and conditions of this Agreement are binding upon,
and inure to the benefit of and are enforceable by, the parties and their respective successors and assigns. 
 Section 10. AMENDMENT
OF REGISTRATION RIGHTS. 
 The provisions of this Agreement may be amended only with the written consent of the Company
and the Investor. 

  
 8 

 Section 11. MISCELLANEOUS. 

(a) Any notices or other communications required or permitted to be given under the terms of this Agreement must be in writing and
will be deemed to have been delivered (i) upon receipt, when delivered personally; (ii) upon receipt, when sent by facsimile or email with the signed document attached in PDF format (provided a confirmation of transmission is mechanically
or electronically generated and kept on file by the sending party); or (iii) one (1) day after deposit with a nationally recognized overnight delivery service, in each case properly addressed to the party to receive the same. The addresses
and facsimile numbers for such communications shall be: 
 If to the Company: 

Bioject Medical Technologies Inc. 
 20245 S.W. 95th Avenue 
 Tualatin, OR 97062 

Telephone: (503) 692-8001 
 Facsimile: (503) 692-6698 
 Email: cfarrell@bioject.com 

Attention: Vice President of Finance 
 If to the Investor: 
 Dutchess Opportunity Fund, II, LP 

50 Commonwealth Ave, Suite 2 
 Boston, MA 02116 
 Telephone: (617) 301-4700 

Facsimile: (617) 249-0947 
 Email: tsmith@dutchesscapital.com 
 Attention: Chief Operating Officer 

Each party shall provide five (5) business days prior notice to the other party of any change in address, phone number, facsimile
number or e-mail address. 
 (b) Failure of any party to exercise any right or remedy under this Agreement or otherwise,
or delay by a party in exercising such right or remedy, shall not operate as a waiver thereof. 
 (c) This Agreement and
the Investment Agreement constitute the entire agreement among the parties hereto with respect to the subject matter hereof and thereof. There are no restrictions, promises, warranties or undertakings, other than those set forth or referred to
herein and therein. 
 (d) This Agreement and the Investment Agreement supersede all prior agreements and understandings
among the parties hereto with respect to the subject matter hereof and thereof. 
 (e) The headings in this Agreement are
for convenience of reference only and shall not limit or otherwise affect the meaning hereof. Whenever required by the context of this Agreement, the singular shall include the plural and masculine shall include the feminine. This Agreement shall
not be construed as if it had been prepared by one of the parties, but rather as if all the parties had prepared the same. 

(f) This Agreement may be executed in two or more identical counterparts, each of which shall be deemed an original but all of
which shall constitute one and the same agreement. This Agreement, once executed by a party, may be delivered to the other party hereto by facsimile transmission or by e-mail delivery of a PDF format of a copy of this Agreement bearing the signature
of the party so delivering this Agreement. 

  
 9 

 (g) Each party shall do and perform, or cause to be done and performed, all such
further acts and things, and shall execute and deliver all such other agreements, certificates, instruments and documents, as the other party may reasonably request in order to carry out the intent and accomplish the purposes of this Agreement and
the consummation of the transactions contemplated hereby. 
 (h) In case any provision of this Agreement is held by a
court of competent jurisdiction to be excessive in scope or otherwise invalid or unenforceable, such provision shall be adjusted rather than voided, if possible, so that it is enforceable to the maximum extent possible, and the validity and
enforceability of the remaining provisions of this Agreement will not in any way be affected or impaired thereby. 
 Section 12.
DISPUTES SUBJECT TO ARBITRATION GOVERNED BY NEW YORK LAW. 
 All disputes arising under this agreement shall be
governed by and interpreted in accordance with the laws of the State of New York, without regard to principles of conflict of laws. The parties to this agreement will submit all disputes arising under this agreement to arbitration in New York City,
New York before a single arbitrator of the American Arbitration Association (“AAA”). The arbitrator shall be selected by application of the rules of the AAA, or by mutual agreement of the parties, except that such arbitrator shall
be an attorney admitted to practice law in New York. No party to this agreement will challenge the jurisdiction or venue provisions as provided in this section. Nothing contained herein shall prevent the party from obtaining an injunction.

 *.*.* 

  
 10 

 SIGNATURE PAGE OF REGISTRATION RIGHTS AGREEMENT 

Your signature on this Signature Page evidences your agreement to be bound by the terms and conditions of the Investment Agreement and
the Registration Rights Agreement as of the date first written above. 
 The undersigned signatory hereby certifies that he has
read and understands the Registration Rights Agreement, and the representations made by the undersigned in this Registration Rights Agreement are true and accurate, and agrees to be bound by its terms. 

 

			
	DUTCHESS OPPORTUNITY FUND, II, LP,
		
	By:	 	 /s/ Douglas H. Leighton

		 	Douglas H. Leighton
		 	Managing Member of:
		 	Dutchess Capital Management, II, LLC
		 	General Partner to:
		 	Dutchess Opportunity Fund, II, LP
	
	BIOJECT MEDICAL TECHNOLOGIES INC.
		
	By:	 	 /s/ Ralph Makar

		 	Ralph Makar
		 	President and Chief Executive Officer
		 	(Principal Executive Officer)
		
	By:	 	 /s/ Christine M. Farrell

		 	Christine M. Farrell
		 	Vice President of Finance
		 	(Principal Financial and Accounting Officer)

 Signature Page to Registration Rights AgreementAmendment No. 1 to the Incremental Assumption Agreement

 Exhibit 10.1 
 EXECUTION VERSION 
 AMENDMENT NO. 1 dated as
of August 26, 2011 (this “Amendment”), to the Incremental Assumption Agreement dated as of March 4, 2011 (the “Incremental Agreement”), among CB RICHARD ELLIS SERVICES, INC., a Delaware
corporation (the “U.S. Borrower”), CB RICHARD ELLIS LIMITED, a limited company organized under the laws of England and Wales (with company no: 3536032) (the “U.K. Borrower”), CB RICHARD
ELLIS LIMITED/CB RICHARD ELLIS LIMITÉE, a corporation organized under the laws of the province of New Brunswick (the “Canadian Borrower”), CB RICHARD ELLIS PTY LTD, a company organized under the laws of Australia and
registered in New South Wales (the “Australian Borrower”), CB RICHARD ELLIS LIMITED, a company organized under the laws of New Zealand (the “New Zealand Borrower” and, together with the
U.S. Borrower, the U.K. Borrower, the Canadian Borrower and the Australian Borrower, the “Borrowers”), CB RICHARD ELLIS GROUP, INC., a Delaware corporation (“Holdings”), the Lenders party hereto and
CREDIT SUISSE AG, as Administrative Agent. 
 A.        Pursuant to the
Incremental Agreement, the New Incremental Term Lenders have made and have agreed to make New Incremental Term Loans to the U.S. Borrower. 
 B.        The U.S. Borrower has requested certain amendments to the Incremental Agreement as set forth herein. 

C.        Under the Credit Agreement, the Incremental Agreement is a Loan
Document (as defined therein) and may be amended with, among other things, the prior written consent of the Required Lenders. 
 D.        The Required Lenders are willing to make the requested amendments on and subject to the terms and conditions of this Amendment. 

E.        Capitalized terms used but not defined herein shall have the meanings
assigned to them in the Incremental Agreement. 
 Accordingly, in consideration of the mutual agreements herein
contained and for other good and valuable consideration, the sufficiency and receipt of which are hereby acknowledged, the parties hereto agree as follows: 
 SECTION 1. Amendments.    (a) Section 1(a) of the Incremental Agreement is hereby amended by adding the following at the end thereof: 

“Notwithstanding the foregoing, the definition of the term “Escrow Termination Date” set forth in
paragraph (b) may be amended pursuant to an agreement or agreements in writing entered into by the Borrowers, Holdings and Lenders holding outstanding Incremental Tranche C Commitments or Incremental Tranche C Terms Loans representing more than
50% of all such Incremental Tranche C Commitments or Incremental Tranche C Terms Loans, as applicable, outstanding at such time.” 
 (b) Section 1(b) of the Incremental Agreement is hereby amended by adding the following terms in the proper alphabetical order therein: 

  
 2 

 “Depository” shall mean a depository institution
designated by the U.S. Borrower with the consent of the Administrative Agent (which consent shall not be unreasonably withheld). 
 “Escrow Account” shall mean a deposit account in the name of the U.S. Borrower, established pursuant to the Escrow Agreement and over which the Collateral Agent has exclusive
dominion and control. Pending the consummation of the Acquisition to be financed with the proceeds on deposit therein (or, if earlier, the Escrow Termination Date), the Escrow Account and the proceeds on deposit therein shall serve as Collateral for
the Obligations. 
 “Escrow Agreement” shall mean an escrow and security agreement
entered into prior to the Funding Date of the Incremental Tranche C Term Loans (if such Funding Date is to occur prior to the consummation of the Acquisition to be financed with such proceeds), among the U.S. Borrower, the Administrative Agent, the
Collateral Agent and the Depository, in form and substance reasonably satisfactory to the Administrative Agent. 

“Escrow Termination Date” shall mean November 30, 2011. 

(c) Section 2 of the Incremental Agreement is hereby amended by adding the following at the end thereof: 

“In the event that the Funding Date for the Incremental Tranche C Term Loans shall have occurred but the Acquisition
to be financed with the proceeds of the Incremental Tranche C Term Loans shall not have been consummated at or prior to the Escrow Termination Date, the U.S. Borrower agrees on the next Business Day following the Escrow Termination Date, to prepay
the Incremental Tranche C Term Loans in full, together with all accrued and unpaid interest thereon, and the Administrative Agent is hereby authorized to apply amounts on deposit in the Escrow Account in satisfaction of such payment.”

 (d) Section 6(d) of the Incremental Agreement is hereby amended by adding the following immediately
prior to the end thereof: 
 “; provided, however, that the Incremental Tranche C Term Loans may be
requested by the U.S. Borrower prior to the consummation of the Acquisition to be financed with the proceeds of such Loans so long as such proceeds are funded directly into the Escrow Account.” 

SECTION 2. Representations and Warranties.    To induce the other parties hereto
to enter into this Amendment, Holdings and the Borrowers represent and warrant to each of the Administrative Agent, the Collateral Agent, the Issuing Banks and the Lenders that, after giving effect to this Amendment, (a) the representations and
warranties set forth in Article III of the Credit Agreement and in each other Loan Document are true and correct in all material respects on and as of the Amendment Effective Date (as defined in Section 3 below), except to the extent such
representations and warranties expressly relate to an earlier date, in which case such representations and warranties shall be true and correct in all material respects as of such earlier date; and (b) on and as of the Amendment Effective Date,
no Default or Event of Default has occurred and is continuing. 
 SECTION 3.
Effectiveness.    This Amendment shall become effective as of the date set forth above on the date (the “Amendment Effective Date”) on which the Administrative Agent shall have
received (a) duly executed counterparts of this Amendment which, when taken 

  
 3 

 
together, bear the signatures of the Borrowers, Holdings, the Subsidiary Guarantors and the Required Lenders, and (b) the amendment fees referred to in Section 5 below. 

SECTION 4. Effect of Amendment.    Except as expressly set forth herein, this
Amendment shall not by implication or otherwise limit, impair, constitute a waiver of, or otherwise affect the rights and remedies of each of the Administrative Agent, the Collateral Agent, the Issuing Banks or the Lenders under the Incremental
Agreement, Credit Agreement or any other Loan Document, and shall not alter, modify, amend or in any way affect any of the terms, conditions, obligations, covenants or agreements contained in the Incremental Agreement, Credit Agreement or any other
Loan Document, all of which are ratified and affirmed in all respects and shall continue in full force and effect. Nothing herein shall be deemed to entitle any Loan Party to a consent to, or a waiver, amendment, modification or other change of, any
of the terms, conditions, obligations, covenants or agreements contained in the Incremental Agreement, Credit Agreement or any other Loan Document in similar or different circumstances. This Amendment shall apply and be effective only with respect
to the provisions of the Incremental Agreement specifically referred to herein. After the Amendment Effective Date, any reference to the Incremental Agreement shall mean the Incremental Agreement as modified hereby. Subject to Section 1(a) of
the Incremental Agreement (as amended herein), this Amendment shall constitute a “Loan Document” for all purposes of the Credit Agreement and the other Loan Documents. 

SECTION 5. Amendment Fees.    In consideration of the agreements of the Lenders
contained in this Amendment, Holdings and the Borrowers agree to pay to the Administrative Agent, in immediately available funds, for the account of each Lender that unconditionally delivers an executed counterpart of this Amendment at or prior to
11:00 a.m., New York time, on August 26, 2011, an amendment fee in an amount equal to 0.05% of the sum of such Lender’s Term Loans, New Incremental Term Loan Commitments and Revolving Credit Commitments (whether used or unused) at such
time. 
 SECTION 6. Counterparts.    This Amendment may be executed in
counterparts (and by different parties hereto on different counterparts), each of which shall constitute an original but all of which when taken together shall constitute a single contract. Delivery of an executed signature page to this Amendment by
facsimile or other customary means of electronic transmission (e.g., “pdf”) shall be as effective as delivery of a manually signed counterpart of this Amendment. 

SECTION 7. Applicable Law.    THIS AMENDMENT SHALL BE GOVERNED BY, AND CONSTRUED
IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK. 
 SECTION 8.
Headings.    The headings used herein are for convenience of reference only, are not part of this Amendment and are not to affect the construction of, or to be taken into consideration in interpreting, this
Amendment. 
 SECTION 9. Acknowledgment of Guarantors.    Each of the
Guarantors hereby acknowledges receipt and notice of, and consents to the terms of, this Amendment. 
 [Remainder of this page
intentionally left blank] 

 IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly
executed by their respective authorized officers as of the date and year first above written. 
  

					
	 CB RICHARD ELLIS SERVICES, INC.,

			
		 	 by
	 	
		 		 	   /s/ Debera Fan

		 		 	  Name: Debera Fan
		 		 	   Title:   Senior Vice President and
               Treasurer

  

					
	 CB RICHARD ELLIS GROUP, INC.,

			
		 	 by
	 	
		 		 	   /s/ Debera Fan

		 		 	  Name: Debera Fan
		 		 	   Title:   Senior Vice President and
               Treasurer

  

					
	 EACH OF THE SUBSIDIARY
 GUARANTORS LISTED ON SCHEDULE I
 HERETO,

			
		 	 by
	 	
		 		 	   /s/ Debera Fan

		 		 	  Name: Debera Fan
		 		 	   Title:   Senior Vice President and
               Treasurer

  

					
	 CB RICHARD ELLIS LIMITED, a limited
 company organized under the laws of England
 and Wales,

			
		 	 by
	 	
		 		 	   /s/ Martin Lewis

		 		 	   Name:   Martin Lewis

		 		 	   Title:     Chief Operating Officer – UK

  

					
		 	by	 	
		 		 	   /s/ P. Emburey

		 		 	  Name:   P. Emburey
		 		 	  Title:     Director

  

[Signature Page to Amendment No. 1 to the CB Richard Ellis Services Inc. Incremental Assumption Agreement] 

					
	 CB RICHARD ELLIS LIMITED/CB
 RICHARD ELLIS LIMITÉE, a corporation
 organized under the laws of the
province of New
 Brunswick,

			
		 	 by
	 	
		 		 	   /s/ Jeff Cook

		 		 	  Name:   Jeff Cook
		 		 	  Title:     Senior VP Finance

  

					
	 CB RICHARD ELLIS PTY LTD, a company
 organized under the laws of Australia,

			
		 	 by
	 	
		 		 	   /s/ Enda Foley

		 		 	  Name:   Endo Foley
		 		 	  Title:     CFO

  

					
	 CB RICHARD ELLIS LIMITED, a company
 organized under the laws of New Zealand,

			
		 	 by
	 	
		 		 	   /s/ Tom Southern

		 		 	  Name:   Tom Southern
		 		 	  Title:     CEO

  

					
	 CB/TCC GLOBAL HOLDINGS LIMITED,

			
		 	 by
	 	
		 		 	   /s/ P. Emburey

		 		 	  Name:   P. Emburey
		 		 	  Title:     Director

  

					
		 	by	 	
		 		 	   /s/ Marcus Smith

		 		 	  Name:   Marcus Smith
		 		 	  Title:     Director

  

					
	 RELAM AMSTERDAM HOLDINGS B.V.

			
		 	 by
	 	
		 		 	   /s/ I. de Lucia        /s/ R. de
Groot

		 		 	  Name:   TMF Management B.V.
		 		 	  Title:     Director

  

[Signature Page to Amendment No. 1 to the CB Richard Ellis Services Inc. Incremental Assumption Agreement] 

					
	 CBRE GLOBAL HOLDINGS, S.A.R.L.,

			
		 	by	 	
		 		 	   /s/ Laurence H. Midler

		 		 	  Name:   Laurence H. Midler
		 		 	  Title:     Type A Manager

  

					
	 TC HOUSTON, INC.,
 TCCT REAL ESTATE, INC.,
 TCDFW, INC.
 TRAMMELL CROW DEVELOPMENT &
     INVESTMENT, INC.,

			
		 	by	 	
		 		 	   /s/ Scott A. Dyche

		 		 	  Name:   Scott A. Dyche
		 		 	  Title:     Executive Vice President

  

[Signature Page to Amendment No. 1 to the CB Richard Ellis Services Inc. Incremental Assumption Agreement] 

					
	 CREDIT SUISSE AG, CAYMAN ISLANDS
 BRANCH, individually and as Administrative
 Agent,

			
		 	 by
	 	
		 		 	   /s/ Bill O’Daly

		 		 	  Name:   Bill O’Daly
		 		 	  Title:     Director

  

					
		 	by	 	
		 		 	   /s/ Sanja Gazahi

		 		 	  Name:   Sanja Gazahi
		 		 	  Title:     Associate

  

[Signature Page to Amendment No. 1 to the CB Richard Ellis Services Inc. Incremental Assumption Agreement] 

 Name of Lenders Signing the First Amendment 

 

 ACA CLO 2005-1, Ltd. 

ACA CLO 2006-1, Ltd 
 ACA CLO 2006-2, Ltd 
 ACA CLO 2007-1, Ltd. 

Airlie CLO 2006-I, Ltd. 
 AMMC CLO IV, Limited 
 AMMC CLO VI, Limited 

AMMC VII, Limited 
 Apidos CDO I 
 Apidos CDO II 

Apidos CDO III 
 Apidos CDO IV 
 Apidos CDO V 

Apidos Cinco CDO 
 Apidos Quattro CDO 
 Apostle Loomis Sayles Credit Opportunities
Fund 
 Apostle Loomis Sayles Senior Loan Fund 

Arrowood Indemnity Company 
 Arrowood Indemnity Company, as administrator of The Pension Plan of Arrowood Indemnity Company 
 Avery Street CLO, Ltd. 
 Babson Capital Floating Rate Income
Master Fund LP 
 Babson Capital Loan Partners I, L.P. 

Baker Street CLO II Ltd. 
 Baker Street Funding CLO 2005-1 Ltd. 
 Ballyrock CLO 2006-1
Limited 
 Ballyrock CLO 2006-2 Limited 

Ballyrock CLO III Limited 
 Bank of America, N.A. 
 Barclays Bank PLC 

Battalion CLO 2007-I, Ltd. 
 Belhurst CLO Ltd. 
 Black Diamond CLO 2006-1 (Cayman) Ltd.

 Bridgeport CLO II Ltd. 

Bridgeport CLO Ltd. 
 Burr Ridge CLO Plus Ltd. 
 Camulos Loan Vehicle I, Ltd.

 Canyon Capital CLO 2006-1 Ltd 

Carlye Arnage CLO, Ltd. 
 Carlye Azure CLO, Ltd. 
 Carlye Bristol CLO, Ltd. 

Carlye Daytona CLO, Ltd. 
 Carlye McLaren CLO, Ltd. 
 Carlye Vantage CLO, Ltd. 

Carlye Veyron CLO, Ltd. 
 Carlyle Global Market Strategies CLO 2011-1, Ltd. 
 Carlyle High
Yield Partners IX, Ltd. 
 Carlyle High Yield Partners VII, Ltd. 

Carlyle High Yield Partners VIII, Ltd 

Carlyle High Yield Partners X, Ltd. 

Cent CDO 12 Limited 
 Cent CDO 14 Limited 
 Cent CDO 15 Limited 

Cent CDO XI Limited 
 Centurion CDO 9 Limited 
 CIFC 2011-I 1 Loan Funding LLC

 CIFC Funding 2006-1B, Ltd.

 CIFC Funding 2006-I, Ltd. 

CIFC Funding 2006-II, Ltd. 
 CIFC Funding 2007-I, Ltd. 
 CIFC Funding 2007-II, Ltd. 

CIFC Funding 2007-III, Ltd. 
 CIFC Funding 2007-IV, Ltd. 
 Clydesdale CLO 2005 Ltd 

Clydesdale CLO 2006, Ltd. 
 Clydesdale Strategic CLO-I Ltd 
 Cobble Hill Funding 

Columbia Institutional Leverage Loan Fund II, L.P. 

Columbia Strategic Income Fund 
 Columbia Strategic Income Fund, Variable Series 
 ColumbusNova CLO
Ltd. 2006-I 
 ColumbusNova CLO Ltd. 2006-II 

ColumbusNova CLO Ltd. 2007-I 
 Comerica Bank 
 Confluent 4 Limited 

Cornerstone CLO Ltd. 
 Credit Suisse AG 
 Credit Suisse Loan Funding LLC 

Cumberland II CLO, Ltd. 
 Del Mar CLO I, Ltd 
 Denali Capital CLO V, Ltd. 

Denali Capital CLO VI, Ltd. 
 Denali Capital CLO VII, Ltd. 
 Deutsche Bank AG New York Branch

 Dextera 
 Diversified Credit Portfolio Ltd. 
 DOLL Trust (Daido Life
Insurance Company) 
 Doral CLO I Ltd 

Doral Money Inc 
 Dryden VIII—Leveraged Loan CDO 2005 
 Dryden
XI—Leveraged Loan CDO 2006 
 Dryden XVI—Leveraged Loan CDO 2006 

Dryden XVIII Leveraged Loan 2007 Ltd. 

Dryden XXI Leveraged Loan CDO LLC 

DYNA Trust (for Qualified Institutional Investors only) 

ECP CLO 2008-1, Ltd. 
 Emerson Place CLO, Ltd. 
 Erste Group Bank AG 

Evergreen CBNA Loan Funding LLC 
 Fidelity Advisor Series I: Fidelity Advisor Floating Rate High Income Fund 
 Fidelity Central Investment Portfolio LLC: Fidelity Floating Rate Central Investment Portfolio 
 Fidelity Fixed Income Trust: Fidelity Strategic Real Return Fund 

Fidelity Securities Fund: Fidelity Real Estate Income Fund 

Fifth Third Bank 
 First Tennessee Bank NA 
 First Trust Senior Floating Rate Income
Fund II 
 Flatiron CLO 2007-1 Ltd. 

Founders Grove CLO, Ltd. 
 Galaxy VI CLO, Ltd. 
 Galaxy VII CLO, Ltd. 

Galaxy VIII CLO, Ltd.

 

  

[Signature Page to Amendment No. 1 to the CB Richard Ellis Services Inc. Incremental Assumption Agreement] 

 Name of Lenders Signing the First Amendment 

 

 Galaxy X CLO, Ltd. 

Gateway CLO Limited 
 Genesis CLO 2007-2 Ltd 
 Grant Grove CLO, Ltd. 

GSC Capital Corp. Loan Funding 2005-1 

GSC Group CDO Fund VIII, Limited 

Gulf Stream Rashinban CLO 2006-1, Ltd. 

Gulf Stream-Compass CLO 2007, Ltd. 

Gulf Stream-Sextant CLO 2007-1, Ltd. 

Gulfstream-Compass CLO 2005-2 Ltd. 

Gulfstream-Sextant CLO 2006-1, Ltd. 

Hamlet II, Ltd. 
 Hillmark Funding Ltd. 
 HSBC Bank USA, National Association

 Hudson Canyon Funding II, Ltd 

ING (L) Flex—Senior Loans 
 ING Floating Rate Fund 
 ING IM CLO 2011-1, Ltd. 

ING Investment Management CLO I, Ltd. 

ING Investment Management CLO II, Ltd. 

ING Investment Management CLO III, Ltd. 

ING Investment Management CLO IV, Ltd. 

ING Investment Management CLO V, Ltd. 

ING Investment Trust Co. Plan Employee Benefit Investment Funds—Senior Loan Fund 

ING Prime Rate Trust 
 ING Senior Income Fund 
 Invesco Floating Rate Fund 

Invesco Prime Income Trust 
 Invesco Van Kampen Dynamic Credit Opportunities Fund 
 Invesco Van
Kampen Senior Income Trust 
 Invesco Van Kampen Senior Loan Fund 

Invesco Zodiac Funds—Invesco US Senior Loan Fund 

Jersey Street CLO, Ltd. 
 JNL/PPM America Floating Rate Income Fund 
 JPMC Retirement Plan
Brigade Bank Loan 
 JPMorgan Chase Bank NA as Trustee of the JPMorgan Chase Retirement Plan 

JPMorgan Chase Bank, N.A. 
 Katonah 2007-I CLO Ltd. 
 Katonah IX CLO Ltd 

Katonah VIII CLO Ltd. 
 Katonah X CLO Ltd. 
 Kloiber Investments, LLC 

LCM III, Ltd. 
 LCM IV, Ltd. 
 LCM IX Limited Partnership 

LCM V, Ltd. 
 LCM VI, Ltd. 
 LightPoint CLO V, Ltd. 

LightPoint CLO VIII, Ltd. 
 Lime Street CLO, Ltd. 
 Limerock CLO I 

Loomis Sayles CLO I, Ltd. 
 MainStay Floating Rate Fund, a series of Eclipse Funds, Inc. 

MainStay Floating Rate Fund, a series of MainStay Funds Trust

 MainStay VP Floating Rate Portfolio, a Series of Mainstay VP Funds Trust

 Market Square CLO Ltd. 

Marksbury Investments, LLC 
 Marlborough Street CLO, Ltd. 
 Marquette Park CLO Ltd. 

Mizuho Corporate Bank, Ltd. 
 Morgan Stanley Investment Management Croton, Ltd. 
 Mountain
Capital CLO IV, Ltd. 
 Mountain View CLO II Ltd. 

Mountain View CLO III Ltd. 
 MSIM Peconic Bay, Ltd. 
 Muir Grove CLO, Ltd. 

NACM CLO I 
 Natixis Loomis Sayles Senior Loan Fund 
 Nautique Funding Ltd.

 NCRAM Loan Trust 
 Neptune Finance CCS, Ltd. 
 New York Life Insurance and Annuity
Corporation 
 New York Life Insurance Company 

Nomura Bond and Loan Fund 
 North Dakota State Investment Board 
 NYLIM Flatiron CLO 2004-1
Ltd. 
 NYLIM Flatiron CLO 2005-1 Ltd. 

NYLIM Flatiron CLO 2006-1 Ltd. 
 Octagon Delaware Trust 2011 
 Octagon Investment Partners IX, Ltd.

 Octagon Investment Partners V, Ltd. 

Octagon Investment Partners VIII, Ltd. 

Octagon Investment Partners XI, Ltd. 

Octagon Paul Credit Fund Series I, Ltd. 

Olympic Park Ltd. 
 Phoenix CLO I, Ltd. 
 Phoenix CLO II, Ltd. 

Phoenix CLO III, Ltd. 
 PineBridge Bank Loan Fund Ltd. 
 Pioneer Floating Rate Fund

 PPM Grayhawk CLO, Ltd. 

Prudential Bank Loan Fund of the Prudential Trust Company Collective Trust 

Prudential Investment Portfolios 9—Prudential Absolute Return Bond Fund 

Prudential Investment Portfolios, Inc 14—Prudential Floating Rate Income Fund 

Prudential Total Return Bond Fund, Inc. 

Putnam Floating Rate Income Fund 

Pyramis Floating Rate High Income Commingled Pool 

Qualcomm Global Trading, Inc. 
 Rampart CLO 2006-I Ltd. 
 Rampart CLO 2007 Ltd. 

Raymond James Bank FSB 
 Ridgeworth Funds—Seix Floating Rate High Income Fund 

Ridgeworth Funds—Total Return Bond Fund 

Riversource Bond Series Inc.—Columbia Floating Rate Fund 

RiverSource Life Insurance Company 

Rochdale Fixed Income Opportunities Portfolio

 

  

[Signature Page to Amendment No. 1 to the CB Richard Ellis Services Inc. Incremental Assumption Agreement] 

 Name of Lenders Signing the First Amendment 

 

 San Gabriel CLO I Ltd 

Saratoga CLO I, Limited 
 Saturn CLO, Ltd. 
 Schiller Park CLO Ltd. 

Seix Credit Opportunities Fund Financing I, Ltd. 

Shasta CLO I Ltd. 
 Sierra CLO II Ltd. 
 Silver Crest CBNA Loan Funding LLC

 Silverado CLO 2006-II Limited 

Spring Road CLO 2007-I, Ltd. 
 Stone Tower CLO III Ltd. 
 Stone Tower CLO IV Ltd. 

Stone Tower CLO V Ltd. 
 Stone Tower CLO VI Ltd. 
 Stone Tower CLO VII Ltd. 

Stone Tower Credit Funding I Ltd. 

Stone Tower CLO VI Ltd. 
 Stoney Lane Funding I, Ltd. 
 The Bank of New York Mellon

 The Bank of Nova Scotia 

The Loomis Sayles Senior Loan Fund, LLC 

The Royal Bank of Scotland PLC 
 Trimaran CLO IV Ltd

 Trimaran CLO V Ltd 

Trimaran CLO VI Ltd 
 Trimaran CLO VII Ltd 
 UniCredit Bank AG 

Union Bank, N.A. 
 Unity National Bank 
 Venture IX CDO Limited 

Venture V CDO Limited 
 Venture VI CDO Limited 
 Venture VII CDO Limited 

Venture VIII CDO Limited 
 Victoria Court CBNA Loan Funding LLC 
 Virginia College Savings
Plan 
 Virtus Senior Floating Rate Fund 

Vista Leveraged Income Fund 
 Wasatch CLO Ltd 
 Wells Fargo Bank, N.A. 

Westbrook CLO, Ltd. 
 WestPac Banking Corporation 
 WhiteHorse Credit Master Fund, LP

 WhiteHorse III, Ltd. 

WhiteHorse IV, Ltd. 
 Whitney CLO I Ltd. 
 Wind River Reinsurance Company, Ltd.

 Xelo VII Limited

 

  

[Signature Page to Amendment No. 1 to the CB Richard Ellis Services Inc. Incremental Assumption Agreement] 

 Schedule I to 
 Amendment No. 1 to the 
 CB Richard Ellis Services Inc. 

Incremental Assumption Agreement 
 CB HoldCo, Inc. 
 CB Richard Ellis Investors, Inc. 

CB Richard Ellis Investors, LLC 
 CB Richard Ellis, Inc. 
 CB/TCC Holdings LLC 

CB/TCC, LLC 

CBRE-Profi Acquisition Corp. 
 CBRE Capital Markets of Texas, LP 
 CBRE Capital Markets, Inc. 

CBRE Clarion CRA Holdings, Inc. 
 CBRE Clarion REI Holding, Inc. 
 CBRE Government Services, LLC 

CBRE Loan Services, Inc. 
 CBRE Technical Services, LLC 
 CBRE/LJM Mortgage Company, LLC 

Insignia/ESG Capital Corporation 
 The Polacheck Company, Inc. 
 Trammell Crow Company 

Trammell Crow Services, Inc. 

  

[Signature Page to Amendment No. 1 to the CB Richard Ellis Services Inc. Incremental Assumption Agreement]

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00193-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00193-of-00352.parquet"}]]