Document:

Form of Supplemental Indenture

 Exhibit 4.5 
  

J.P. MORGAN CHASE & CO., 
  
 BANK ONE CORPORATION, 
  
 AND 
  
 THE
BANK OF NEW YORK, 
  
 as Trustee, 
  
 SUPPLEMENTAL INDENTURE 
  
 Dated as of
                         , 2004 
  
 to 
  
 INDENTURE 
  
 Dated as of December 20, 1996 
  
 JUNIOR SUBORDINATED DEFERRABLE INTEREST DEBENTURES 

 SUPPLEMENTAL INDENTURE, dated as of
                         , 2004, among J.P. MORGAN CHASE & CO., a Delaware corporation (“Successor”),
BANK ONE CORPORATION (successor to First USA, Inc.), a Delaware corporation (“Bank One”), and THE BANK OF NEW YORK, a New York banking corporation, as trustee (the “Trustee”). 
  
 WHEREAS, Bank One and the Trustee have heretofore executed and delivered a
certain Indenture, dated as of December 20, 1996 (referred to herein as, the “Indenture”; capitalized terms not otherwise defined herein shall have the meanings set forth in the Indenture), providing for the issuance from time to time of
Securities; 
  
 WHEREAS, Bank One and Successor have entered into
an Agreement and Plan of Merger, dated as of January 14, 2004 (the “Merger Agreement”), which contemplates the execution and filing of a Certificate of Merger on the date hereof (the “Certificate of Merger”) providing for the
merger (effective                 ) of Bank One with and into Successor (the “Merger”), with Successor continuing its corporate existence under Delaware
law; 
  
 WHEREAS, Section 10.01 of the Indenture provides, among
other things, that the Company shall not be prevented from merging with or into any other Person, provided that, among other things, such Person into which the Company shall have merged shall expressly assume upon any such merger, the due and
punctual payment of the principal of (and premium, if any) and interest on the Securities according to their tenor and the due and punctual performance and observance of all the covenants and conditions of the Indenture to be kept or performed by
the Company by supplemental indenture (which shall conform to the provisions of the Trust Indenture Act, as then in effect) satisfactory in form to the Trustee executed and delivered to the Trustee; 
  
 WHEREAS, Section 9.01 of the Indenture provides, among other things, that,
the Company and the Trustee may from time to time and at any time amend the Indenture, without the consent of the Securityholders, for one or more of the following purposes: (i) to evidence the succession of another corporation to the Company, or
successive successions, and the assumption by the successor corporation of the covenants, agreements and obligations of the Company pursuant to Article Ten of the Indenture; and (ii) to make provisions in regard to matters or questions arising under
the Indenture, provided that such action shall not adversely affect the interests of the holders of the Securities; 
  
 WHEREAS, the execution and delivery of this Supplemental Indenture have been authorized by resolutions of the board of directors of each of Bank One and
Successor and have been duly authorized by all necessary action on the part of the Trustee; and 
  
 WHEREAS, all conditions precedent and requirements necessary to make this Supplemental Indenture a valid and legally binding instrument in accordance with
its terms have been complied with, performed and fulfilled and the execution and delivery hereof have been in all respects duly authorized; 
  

 2 

 NOW, THEREFORE, THIS SUPPLEMENTAL INDENTURE WITNESSETH: 
  
 For and in consideration of the premises and intending to be legally bound
hereby, it is mutually covenanted and agreed, for the equal and proportionate benefit of all holders of the Securities or any series thereof, as follows: 
  
 ARTICLE I 
  
 REPRESENTATIONS OF BANK ONE AND SUCCESSOR 
  
 Each of Bank One and Successor represents and warrants to the Trustee as follows: 
  
 1.1. It is a corporation duly organized, validly existing and in good standing under the laws of the State of Delaware. 
  
 1.2. The execution, delivery and performance by it of this Supplemental
Indenture have been authorized and approved by all necessary corporate action on the part of it. 
  
 1.3. Upon the filing of the Certificate of Merger with the Secretary of State of the State of Delaware or at such other time thereafter as is provided in
the Certificate of Merger (the “Effective Time”), the Merger will be effective in accordance with the terms of the Merger Agreement and Delaware law. 
  

1.4. Immediately after giving effect to the Merger, no Default or Event of Default shall have occurred and be continuing. 
  
 1.5. The Merger has not caused the Securities to be downgraded by a
nationally recognized statistical rating organization. 
  
 ARTICLE
II 
  
 ASSUMPTION AND AGREEMENTS 
  
 2.1. Successor hereby expressly assumes the due and punctual payment of the
principal of (and premium, if any) and interest on the Securities according to their tenor and the due and punctual performance and observance of all the covenants and conditions of the Indenture to be kept or performed by the Company. 

 
 2.2. The Securities may bear a notation concerning the assumption of the
Indenture and the Securities by Successor. 
  
 2.3. Successor
shall succeed to and be substituted for the Company, with the same effect as if it had been named as the Company in the Indenture. 
  

 3 

 ARTICLE III 
  
 AMENDMENTS 
  
 3.1. The reference in the preamble to the Indenture to “First USA, Inc., a Delaware corporation” is hereby amended to read “J.P. MORGAN
CHASE & CO., a corporation organized and existing under the laws of the State of New York”; the reference therein to “1601 Elm Street 47th Floor, Dallas, Texas 75201” is hereby amended to read “270 Park Avenue, New York, New
York 10017” and each other reference in the Indenture to “First USA, Inc.” or Bank One shall be amended and deemed to be a reference to “J.P. Morgan Chase & Co.”. 
  
 3.2. Except as amended hereby, the Indenture and the Securities are in all
respects ratified and confirmed and all the terms thereof shall remain in full force and effect and the Indenture, as so amended, shall be read, taken and construed as one and the same instrument. 
  
 ARTICLE IV 
  
 MISCELLANEOUS 
  
 4.1. The Trustee accepts the modification of the Indenture effected by this Supplemental Indenture, but only upon the terms and conditions set forth in
the Indenture. Without limiting the generality of the foregoing, the Trustee assumes no responsibility for the correctness of the recitals herein contained, which shall be taken as the statements of Bank One and Successor. The Trustee does not make
any representation nor shall the Trustee have any responsibility as to the validity and sufficiency of this Supplemental Indenture. 
  
 4.2. If and to the extent that any provision of this Supplemental Indenture limits, qualifies or conflicts with another provision included in this
Supplemental Indenture or in the Indenture, in either case that is required to be included in this Supplemental Indenture or in the Indenture by any of the provisions of Sections 310 to 317, inclusive, of the Trust Indenture Act of 1939, such
required provision shall control. 
  
 4.3. Nothing in this
Supplemental Indenture is intended to or shall provide any rights to any parties other than those expressly contemplated by this Supplemental Indenture. 
  
 4.4. This Supplemental Indenture shall be governed by and construed in accordance with the laws of the State of New York. 
  
 4.5. This Supplemental Indenture may be executed in any number of
counterparts, each of which so executed shall be deemed to be an original, but all of which counterparts together shall constitute but one and the same instrument. 
  
 4.6. This Supplemental Indenture shall become effective as of the Effective Time. 
  

 4 

 IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed, and
their respective corporate seals to be hereunto affixed and attested, all as of the day and year first above written. 
  

			
	BANK ONE CORPORATION
		
	By:	 	 
	 	 	Name:
	 	 	Title:

  
 [Corporate Seal] 
  
 Attest:

  

	
	
	 
	Secretary

			
	J.P. MORGAN CHASE & CO.
		
	By:	 	 
	 	 	Name:
	 	 	Title:

  
 [Corporate Seal] 
  
 Attest:

  

	
	
	 
	Secretary

			
	THE BANK OF NEW YORK, as Trustee
		
	By:	 	 
	 	 	Name:
	 	 	Title:

  
 [Corporate Seal] 
  
 Attest:

  

	
	
	 
	Assistant Secretary

 STATE OF NEW YORK     ) 
  
                                        
       ): ss.: 
  
 COUNTY OF NEW YORK ) 
  
 On this
     of                     , 2004, before me, the undersigned officer, personally
appeared                    , who acknowledged himself to be the
                     of BANK ONE CORPORATION, a Delaware corporation, and that he as such officer, being authorized to do so, executed the
foregoing instrument for the purposes therein contained by signing the name of the corporation by himself as such officer. 
  
 IN WITNESS WHEREOF, I hereunto set my hand and official seal. 
  

	
	 
	Notary Public

  
 [SEAL] 

 STATE OF NEW YORK     ) 
  
                                        
       ): ss.: 
  
 COUNTY OF NEW YORK ) 
  
 On this
     day of                     , 2004, before me, the undersigned officer, personally appeared
                    , who acknowledged himself to be the
                     of J.P. MORGAN CHASE & CO., a Delaware corporation, and that he as such officer, being authorized to do so, executed
the foregoing instrument for the purposes therein contained by signing the name of the corporation by himself as such officer. 
  
 IN WITNESS WHEREOF, I hereunto set my hand and official seal. 
  

	
	 
	Notary Public

  
 [SEAL] 

 [SEAL] 
  
 STATE OF NEW YORK     ) 
  
                                        
       ): ss.: 
  
 COUNTY OF NEW YORK ) 
  
 On this
     day of                     , 2004, before me, the undersigned officer, personally appeared
                    , who acknowledged himself to be
                     of THE BANK OF NEW YORK, a New York banking corporation, and that he as such officer, being authorized to do so, executed
the foregoing instrument for the purposes therein contained by signing the name of the association by himself as such officer. 
  
 IN WITNESS WHEREOF, I hereunto set my hand and official seal. 
  

	
	 
	Notary Public

  
 [SEAL]Form of Guarantee Trustee Resignation and Appointment Agreement

 Exhibit 4.9 
  

J.P. MORGAN CHASE & CO., 
  
 BANK ONE CORPORATION, 
  
 JPMORGAN CHASE BANK, 
  
 as Resigning Guarantee Trustee, 
  
 AND 
  
 THE BANK OF NEW YORK, 
  
 as Successor Guarantee Trustee, 
  
 GUARANTEE TRUSTEE RESIGNATION AND APPOINTMENT AGREEMENT 
  
 Dated as of
                         , 2004 

 This GUARANTEE TRUSTEE RESIGNATION AND APPOINTMENT AGREEMENT (the “Agreement”), dated as of
                     , 2004, among J.P. MORGAN CHASE & CO., a Delaware corporation (“Successor”), BANK ONE CORPORATION
(successor to First Chicago NBD Corporation), a Delaware corporation (“Bank One”), JPMORGAN CHASE BANK (formerly known as The Chase Manhattan Bank), a New York banking corporation, as Guarantee Trustee or Preferred Guarantee Trustee, as
the case may be, (the “Resigning Guarantee Trustee”), and THE BANK OF NEW YORK, a New York banking corporation (the “Successor Guarantee Trustee”). 
  
 WHEREAS, Bank One and the Resigning Guarantee Trustee have heretofore executed and delivered certain Guarantee Agreements
and Preferred Securities Guarantee Agreements set forth on Schedule I hereto (each, a “Guarantee Agreement”; capitalized terms not otherwise defined herein shall have the meanings set forth in the respective Guarantee Agreement);

  
 WHEREAS, Bank One and Successor have entered into an Agreement
and Plan of Merger, dated as of January 14, 2004 (the “Merger Agreement”), which contemplates the execution and filing of a Certificate of Merger on the date hereof (the “Certificate of Merger”) providing for the merger
(effective                 , the “Effective Time”) of Bank One with and into Successor (the “Merger”), with Successor continuing its corporate
existence under Delaware law; 
  
 WHEREAS, Section 4.1 of each of
the Guarantee Agreements provides, among other things, that at all times there shall be a Guarantee Trustee which (i) is not an Affiliate of the Guarantor and (ii) is a corporation organized and doing business under the laws of the United States of
America or any State or Territory thereof or of the District of Columbia having a combined capital and surplus of at least 50 million U.S. dollars ($50,000,000) which is authorized to act as an institutional trustee under the Trust Indenture Act of
1939, as amended. 
  
 WHEREAS, upon effectiveness of the Merger,
the Resigning Guarantee Trustee will be a subsidiary of the Successor and, accordingly, the Resigning Guarantee Trustee desires to resign pursuant to Section 4.2(c) of each Guarantee Agreement, and the Successor Guarantee Trustee is willing to
accept appointment as Successor Guarantee Trustee under each Guarantee Agreement; 
  
 WHEREAS, the execution and delivery of this Agreement have been authorized by resolutions of the board of directors of each of Bank One and Successor and have been duly authorized by all necessary action on the part
of the Resigning Guarantee Trustee and the Successor Guarantee Trustee; and 
 WHEREAS, all conditions precedent and requirements necessary to
make this Agreement a valid and legally binding instrument in accordance with its terms have been complied with, performed and fulfilled and the execution and delivery hereof have been in all respects duly authorized; 
  
 NOW, THEREFORE, THIS GUARANTEE TRUSTEE RESIGNATION AND APPOINTMENT AGREEMENT
WITNESSETH: 
  
 For and in consideration of the premises and
intending to be legally bound hereby, it is mutually covenanted and agreed, for the equal and proportionate benefit of all holders of the 
  

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securities who are beneficiaries under their respective Guarantee Agreements, as follows: 
  
 ARTICLE I 
  
 REPRESENTATIONS OF THE RESIGNING GUARANTEE TRUSTEE 
  
 1.1 Pursuant to Section 4.2(c) of each Guarantee Agreement, the Resigning Guarantee Trustee hereby notifies Bank One that the Resigning Guarantee Trustee
is hereby resigning as Trustee under each Guarantee Agreement. 
  
 1.2 The Resigning Guarantee Trustee hereby represents and warrants to the Successor Guarantee Trustee with respect to each Guarantee Agreement that there is no action, suit or proceeding pending or, to the best of the knowledge of the
Responsible Officers of the Resigning Guarantee Trustee, threatened against the Resigning Guarantee Trustee before any court or governmental authority arising out of any action or omission by the Resigning Guarantee Trustee as Guarantee Trustee with
respect to such Guarantee Agreement. 
  
 1.3 Pursuant to Section
3.1(a) of each Guarantee Agreement, the Resigning Guarantee Trustee hereby assigns, transfers, delivers and confirms to the Successor Guarantee Trustee all right, title and interest of the Resigning Guarantee Trustee in and under such Guarantee
Agreement; all of the rights, powers, trusts and duties of the Resigning Guarantee Trustee under such Guarantee Agreement. The Resigning Guarantee Trustee shall execute and deliver such further instruments and shall do such other things as the
Successor Guarantee Trustee may reasonably require so as to more fully and certainly vest and confirm in the Successor Guarantee Trustee all such rights, powers and trusts hereby assigned, transferred, delivered and confirmed to the Successor
Guarantee Trustee. 
  
 1.4 The Resigning Guarantee Trustee agrees
to deliver to the Successor Guarantee Trustee a copy of the Registers and to deliver to the Successor Guarantee Trustee copies of all certificates, reports, statements, notices, instructions, opinions, requests and other documents heretofore
delivered to or by the Resigning Guarantee Trustee in connection with the Guarantees and the transactions contemplated thereby, which are necessary for the Successor Guarantee Trustee to perform its obligations under the Guarantees. 
  
 ARTICLE II 
  
 REPRESENTATIONS OF AND ACCEPTANCE BY THE SUCCESSOR GUARANTEE TRUSTEE 
  
 2.1 The Successor Guarantee Trustee hereby represents and warrants to the
Resigning Guarantee Trustee and to Bank One and Successor that the Successor Guarantee Trustee is not subject to any conflict of interest under the provisions of Section 4.1(c) of each Guarantee Agreement and is qualified and eligible under the
provisions of 4.1(a) of such Guarantee Agreement to act as Guarantee Trustee under such Guarantee Agreements. 
  
 2.2 The Successor Guarantee Trustee hereby accepts its appointment as Successor Guarantee Trustee under each Guarantee Agreement and accepts the rights,
powers, trusts and duties of the Resigning Guarantee Trustee as Guarantee Trustee under such Guarantee 
  

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Agreement, upon the terms and conditions set forth therein, with like effect as if originally named as Guarantee Trustee under such Guarantee Agreement.

  
 ARTICLE III 
  
 AMENDMENTS 
  
 3.1 The reference in the preamble to each Guarantee Agreement to “THE CHASE MANHATTAN BANK, a New York banking
corporation” is hereby amended to read “THE BANK OF NEW YORK, a New York banking corporation”; and the reference therein to “450 W. 33rd Street, New York, New York 10001,” is hereby amended to read
“                            ”. 
  
 ARTICLE IV 
  
 MISCELLANEOUS 
  
 4.1 If and to the extent that any provision of this Agreement limits, qualifies or conflicts with another provision included in any of the Guarantee
Agreements that is required to be included in this Agreement by any of the provisions of Sections 310 to 317, inclusive, of the Trust Indenture Act of 1939, such required provision shall control. 
  
 4.2 Nothing in this Agreement is intended to or shall provide any rights to
any parties other than those expressly contemplated by this Agreement. 
  
 4.3 This Agreement shall be governed by and construed in accordance with the laws of the State of New York. 
  
 4.4 This Agreement may be executed in any number of counterparts, each of which so executed shall be deemed to be an original, but all of which
counterparts together shall constitute but one and the same instrument. 
  
 4.5 This Agreement shall become effective as of the Effective Time. 
  
 4.6 This Instrument does not constitute a waiver by any of the parties hereto of any obligation or liability which the Resigning Guarantee Trustee may have incurred in connection with it serving as Guarantee Trustee
or Preferred Guarantee Trustee, as the case may be, under the Guarantees or an assumption by the Successor Guarantee Trustee of any liability of the Resigning Guarantee Trustee arising out of a breach by the Resigning Guarantee Trustee prior to its
resignation of its duties under the Guarantees. The Resigning Guarantee Trustee agrees to indemnify and save harmless the Successor Guarantee Trustee from and against any and all costs, claims, liabilities, losses or damages whatsoever (including
the reasonable fees and disbursements of its counsel) asserted or arising at any time after the date hereof arising our of any action (or failure to act) of the Resigning Guarantee Trustee on or prior to the date hereof in connection with its
serving as Guarantee Trustee or Preferred Guarantee Trustee, as the case may be, under the Guarantees or allegations based upon any such action (or failure to act), which the Successor Guarantee Trustee may suffer or incur as a result of its
accepting appointment and acting as Successor Guarantee Trustee under the Guarantees, including the costs and expenses of the Successor Guarantee Trustee incurs defending itself against any such claim or liability in connection with the exercise or
performance of any of its powers or duties hereunder. 
  

 3 

 IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed, and their
respective corporate seals to be hereunto affixed and attested, all as of the day and year first above written. 
  

			
	 BANK ONE CORPORATION

		
	By	 	 
	 	 	Name:
	 	 	Title:

			
	 J.P. MORGAN CHASE & CO.

		
	By	 	 
	 	 	Name:
	 	 	Title:

			
	JPMORGAN CHASE BANK, as Resigning Guarantee Trustee
		
	By	 	 
	 	 	Name:
	 	 	Title:

			
	THE BANK OF NEW YORK, as Successor Guarantee Trustee
		
	By	 	 
	 	 	 Name:
 Title:

 Schedule I 
  
 Guarantee Agreements 
  
 1. Guarantee Agreement between First Chicago NBD Corporation, as Guarantor, and The Chase Manhattan Bank, as Guarantee Trustee, dated as of December 3, 1996. 

 
 2. Guarantee Agreement between First Chicago NBD Corporation, as Guarantor, and The Chase
Manhattan Bank, as Guarantee Trustee, dated as of December 5, 1996. 
  
 3.
Preferred Securities Guarantee Agreement between First Chicago NBD Corporation, as Guarantor, and The Chase Manhattan Bank, as Preferred Guarantee Trustee, dated as of January 31, 1997. 
  
 4. Preferred Securities Guarantee Agreement between Bank One Corporation, as Guarantor, and The Chase Manhattan Bank, as Preferred Guarantee
Trustee, dated as of September 20, 1999. 
  
 5. Preferred Securities Guarantee
Agreement between Bank One Corporation, as Guarantor, and The Chase Manhattan Bank, as Preferred Guarantee Trustee, dated as of August 8, 2000. 
  
 6. Preferred Securities Guarantee Agreement between Bank One Corporation, as Guarantor, and The Chase Manhattan Bank, as Preferred Guarantee Trustee, dated as of August
30, 2000. 
  
 7. Preferred Securities Guarantee Agreement between Bank One
Corporation, as Guarantor, and The Chase Manhattan Bank, as Preferred Guarantee Trustee, dated as of August 30, 2000. 
  
 8. Preferred Securities Guarantee Agreement between Bank One Corporation, as Guarantor, and The Chase Manhattan Bank, as Preferred Guarantee Trustee, dated as of January
30, 2001. 
  
 9. Preferred Securities Guarantee Agreement between Bank One
Corporation, as Guarantor, and The Chase Manhattan Bank, as Preferred Guarantee Trustee, dated as of September 28, 2001.

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