Document:

exv4w1

 

EXHIBIT 4.1

SPECIMEN UNIT CERTIFICATE

	 	 	 
	NUMBER

	 	UNITS           
  
	CBU-                                        
	 	
                                        

COMMUNITY BANKERS ACQUISITION CORP.

CUSIP   20361R
200                    

See Reverse for

certain definitions

ORGANIZED
UNDER THE LAWS OF THE STATE OF DELAWARE

UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE

WARRANT

EACH TO PURCHASE ONE SHARE OF COMMON STOCK

THIS CERTIFIES THAT                                                                                                                                                                 is the owner of
                                                                                                                 
                         
                 
       Units.

Each Unit (“Unit”) consists of one share of common stock, par value $.01 per share (“Common
Stock”), and one
warrant (the “Warrant”) of Community Bankers Acquisition Corp., a Delaware
corporation (the “Company”). Each Warrant entitles the holder to purchase one share of Common Stock
for $6.00 per share (subject to adjustment). Each Warrant will become exercisable on the later of
the Company’s completion of a business combination or                     , 2006 and will expire unless
exercised before 5:00 p.m., New York City Time, on                     , 2010, or earlier upon redemption
(the “Expiration Date”). The Common Stock and Warrants comprising the Units represented by this
Certificate are not transferable separately prior to                     , 2005, subject to earlier
separation in the discretion of I-Bankers Securities Incorporated
acting on behalf of the representatives of the underwriters. The terms of the Warrants are
governed by a Warrant Agreement, dated as of                     , 2005, between the Company and Continental
Stock Transfer & Trust Company, as Warrant Agent, and are subject to the terms and provisions
contained therein, all of which terms and provisions the holder of this Certificate consents to by
acceptance hereof. Copies of the Warrant Agreement are on file at the office of the Warrant Agent
at 17 Battery Place, 8th Floor, New York, NY 10004, and are available to any Warrant
holder on written request and without cost.

     This Certificate is not valid unless countersigned by the Transfer Agent and Registrar of the
Company.

     Witness the facsimile seal of the Company and the facsimile signature of its duly authorized
officers.

 

 

COMMUNITY BANKERS ACQUISITION CORP.

CORPORATE

SEAL

2005

DELAWARE

	 	 	 
	 

	 	 
	Secretary

	 	Chairman of the Board

COMMUNITY BANKERS ACQUISITION CORP.

     The Company will furnish without charge to each stockholder who so requests, a statement of
the powers, designations, preferences and relative, participating, optional or other special rights
of each class of stock or series thereof of the Company and the qualifications, limitations, or
restrictions of such preferences and/or rights.

     The following abbreviations, when used in the inscription on the face of this Certificate,
shall be construed as though they were written out in full according to applicable laws or
regulations:

	 	 	 
	

	 	TEN COM - as tenants in common
	

	 	TEN ENT - as tenants by the entireties
	

	 	JT TEN - as joint tenants with right of survivorship and not as tenants in common
	

	 	UNIF GIFT MIN ACT-                               Custodian                          under
	

	 	     
                                             (Cust)                                   (Minor)
	Uniform Gifts to Minors Act ________.

	

	 	                                
                       
                        
                 
(state)

Additional Abbreviations may also be used though not in the above list.

       For value received,                                                             
hereby sell, assign and transfer unto

	 	 	 
	PLEASE INSERT SOCIAL SECURITY OR OTHER
	 	 
	IDENTIFYING NUMBER OF ASSIGNEE
	 	 
	 

	 	 

 

 

	 	 	 
	 

	 	 
	 
	 	 
	 
	 	 
	 
	(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

	 
	 	 
	 
	 	 
	 
	 
	 	 
	 
	 
	 	 
	 

Units represented by the within Certificate, and do hereby irrevocably constitute and appoint
________________________________________
_____________ Attorney to transfer the said Units on the
books of the within named Company will full power of substitution in the premises.

Dated                                        

NOTICE: The signature to this assignment must correspond with the name as written upon the
face of the Certificate in every particular, without alteration or enlargement or any change
whatever.

Signature(s) Guaranteed:

	 	 	 
	 

	 	 
	 

	 	 

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS,
SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE
MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15.

KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN, MUTILATED OR DESTROYED, THE
COMPANY WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT
CERTIFICATE.exv4w2

 

Exhibit 4.2

COMMUNITY BANKERS
ACQUISITION CORP.

Organized Under the Laws of the State of Delaware

	 	 	 	 	 
	NUMBER

	 	SHARES

	CB
___________

	 	__________	 	 

	 	 	 
	Common
Stock

	 	Cusip    20361R101
             

THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS. SEE REVERSE SIDE.

THIS CERTIFIES THAT
________ is the registered holder of __________
of the fully paid and nonassessable shares of the Common Stock, par
value of $.01 per share, of the Common Stock of

Community Bankers Acquisition Corp.

transferable only on the books of the corporation in person or by duly authorized attorney

upon surrender of this certificate properly endorsed.

This Certificate is not valid unless countersigned by the

Transfer Agent and registered by the Registrar.

Witness the seal of the corporation and the

facsimile signatures of its duly

authorized officers.

	 	 	 
	 
	 
	 

	 	 
	Secretary

	 	Chairman of the Board

Community Bankers

Acquisition Corp.

Seal

2005

Delaware

 

 

COMMUNITY BANKERS ACQUISITION CORP.

     THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH STOCKHOLDER WHO SO REQUESTS THE POWERS,
DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH
CLASS OF STOCK OR SERIES THEREOF OF THE CORPORATION AND THE QUALIFICATIONS, LIMITATIONS, OR
RESTRICTIONS OF SUCH PREFERENCES AND/OR RIGHTS. THIS CERTIFICATE AND THE SHARES REPRESENTED THEREBY
ARE ISSUED AND SHALL BE HELD SUBJECT TO ALL THE PROVISIONS OF THE CERTIFICATE OF INCORPORATION AND
ALL AMENDMENTS THERETO AND RESOLUTIONS OF THE BOARD OF DIRECTORS PROVIDING FOR THE ISSUE OF SHARES
OF PREFERRED STOCK (COPIES OF WHICH MAY BE OBTAINED FROM THE SECRETARY OF THE CORPORATION), TO ALL
OF WHICH THE HOLDER OF THIS CERTIFICATE BY ACCEPTANCE HEREOF ASSENTS.

     The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or
regulations:

	 	 	 
	TEN COM – as tenants in common

	 	UNIF GIFT MIN ACT -                      Custodian                 
	TEN ENT – as tenants by the entireties

	 	                                   
          (Cust)                    
  (Minor)
	JT TEN – as joint tenants with right of
survivorship under and not as
tenants in common

	 	  Uniform Gifts to Minors Act                          

                                       
             (State)
	

	 	 

     Additional Abbreviations may also be used though not in the above list.

     For value received,                                          hereby sell, assign and transfer unto

	 	 	 
	PLEASE INSERT SOCIAL SECURITY OR OTHER
	 	 
	IDENTIFYING NUMBER OF ASSIGNEE
	 	 
	 
	 	 
	 
	 	 
	 
	 	 
	 
	 	 
	 
	 	 
	 
	(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
	 
	 	 
	 
	 
	 	 
	 
	 
	 	 
	 

shares of the capital stock represented by the within Certificate, and do hereby irrevocably
constitute and appoint ________________________
____________ Attorney to transfer the
said stock on the books of the within named Corporation will full power of substitution in the
premises.

Dated                                         

 

 

	 	 	 
	 

	 	NOTICE: The signature to this assignment must correspond with the name as written upon the
face of the certificate in every particular, without alteration or enlargement or any change
whatever.

	 	 	 
	Signature(s) Guaranteed:
	 	 
	 
	 	 
	 
	 	 
	 

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS,
STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED
SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

The holder of this certificate shall be entitled to receive funds from the trust fund pursuant to
the Investment Management Trust Agreement between the Company and Continental Stock Transfer &
Trust Company only in the event of the Company’s liquidation or if the holder seeks to convert his
respective shares into cash upon a business combination which he voted against and which is
actually completed by the Company. In no other circumstances shall the holder have any right or
interest of any kind in or to the trust fund. A copy of the Investment Management Trust Agreement
will be made available by the Company upon request by the holder of this certificate.exv4w3

 

	 	 	 
	SPECIMEN WARRANT CERTIFICATE

	 	Exhibit 4.3
	 	 	 

					
	   
	 	(SEE REVERSE LEGEND)
	 	   

(THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR

TO 5:00 P.M. NEW YORK CITY TIME,
                    , 2010)

					
	NUMBER

CBW __________
	 	   
	 	WARRANTS

__________

COMMUNITY BANKERS ACQUISITION CORP.

WARRANT

CUSIP 20361R119                     

THIS CERTIFIES THAT, for
value received,
                    is
the registered holder (“ Registered Holder”) of a Warrant or
Warrants expiring                     , 2010 (the “Warrant”) to purchase one fully paid and non-assessable
share of Common Stock, par value $.01 per share (“Shares”), of Community Bankers Acquisition Corp.,
a Delaware corporation (the “Company”) for each Warrant evidenced by this Warrant Certificate. The
Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i)
the consummation by the Company of a merger, capital stock exchange, asset acquisition or other
similar business combination or (ii)                     , 2006, such number of Shares of the Company at the
price of $6.00 per share, upon surrender of this Warrant Certificate and payment of the Warrant
Price at the office or agency of the Warrant Agent, Continental Stock Transfer & Trust Company
(such payment to be made by check made payable to the Warrant Agent), but only subject to the
conditions set forth herein and in the Warrant Agreement between the Company and Continental Stock
Transfer & Trust Company. The Warrant Agreement provides that upon the occurrence of certain events
the Warrant Price and the number of Shares purchasable hereunder, set forth on the face
hereof, may, subject to certain conditions, be adjusted. The term Warrant Price as used in this
Warrant Certificate refers to the price per Share at which Shares may be purchased at the time the
Warrant is exercised.

     No fraction of a Share will be issued upon any exercise of a Warrant. If the holder of a
Warrant would be entitled to receive a fraction of a Share upon any exercise of a Warrant, the
Company shall, upon such exercise, round up or down to the nearest whole number of Shares to be
issued to such holder.

     Upon any exercise of the Warrant for less than the total number of full Shares provided for
herein, there shall be issued to the Registered Holder hereof or his assignee a new Warrant
Certificate covering the number of Shares for which the Warrant has not been exercised.

     Warrant Certificates, when surrendered at the office or agency of the Warrant Agent by the
Registered Holder hereof in person or by attorney duly authorized in writing, may be exchanged in
the manner and subject to the limitations provided in the Warrant Agreement, but without payment of
any service charge, for another Warrant Certificate or

 

 

Warrant Certificates of like tenor and evidencing in the aggregate a like number of Warrants.

     Upon due presentment for registration of transfer of the Warrant Certificate at the office or
agency of the Warrant Agent, a new Warrant Certificate or Warrant Certificates of like tenor and
evidencing in the aggregate a like number of Warrants shall be issued to the transferee in exchange
for this Warrant Certificate, subject to the limitations provided in the Warrant Agreement, without
charge except for any applicable tax or other governmental charge.

     The
Company and the Warrant Agent may deem and treat the Registered Holder as the absolute
owner of this Warrant Certificate (notwithstanding any notation of ownership or other writing
hereon made by anyone), for the purpose of any exercise hereof, of any distribution to the
Registered Holder, and for all other purposes, and neither the Company nor the Warrant Agent shall
be affected by any notice to the contrary.

     This
Warrant does not entitle the Registered Holder to any of the rights
of a stockholder of
the Company until exercised.

     `The
Company reserves the right to call the Warrant, with the prior
consent of I-Bankers Securities Incorporated on behalf of the
representatives of the underwriters, at any time prior to its exercise, with a
notice of call in writing to the Warrant holders of record, giving 30 days’ notice of such call at
any time after the Warrant becomes exercisable if the last sale price of the Shares has been at
least $11.50 per share on each of 20 trading days within any 30 trading day period ending on the
third business day prior to the date on which notice of such call is given. The call price of the
Warrants is to be $.01 per Warrant. Any Warrant either not exercised
as provided by the Warrant Agreement, or tendered back to the
Company by the end of the date specified in the notice of call, shall be canceled on the books of
the Company and have no further value except for the $.01 call price.

   

	 	 	 	 	 	 	 	 	 	 	 
	DATED:

   
Countersigned:

	
	 	COMMUNITY
BANKERS

ACQUISITION CORP.
CORPORATE SEAL
	 	 	 	 	 	 
	CONTINENTAL STOCK

TRANSFER & TRUST
COMPANY, as Warrant Agent
	 	2005

DELAWARE		 	By:	 	 
	 

	 	 	 	 	 	 	 	 
	 	 
	 

	 	 	 	 	 	 	Secretary
	 	Chairman
	By:
	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 	 
	 

	Authorized
Signature                 	 	 	 	 	 	 	 

 

 

SUBSCRIPTION FORM

To Be Executed by the Registered Holder in Order to Exercise Warrants

The undersigned Registered Holder irrevocably elects to exercise                                          Warrants
represented by this Warrant Certificate, and to purchase the shares of Common Stock issuable upon
the exercise of such Warrants, and requests that Certificates for such shares shall be issued in
the name of

	 	 	 	 	 
	
	 	 	 	 
	 
	 	(PLEASE TYPE OR PRINT NAME AND ADDRESS)
	 	 
	 	 	 	 	 
	
	 	 	 	 
	 	 	 	 	 
	
	 	 	 	 
	 	 	 	 	 
	
	 	 	 	 
	
	 	(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)	 	 
	 	 	 	 	 
	
	 	and be delivered to	 	 
	 	 	 	 	 
	
	 	 	 	 
	
	 	(PLEASE PRINT OR TYPE NAME AND ADDRESS)	 	 
	 	 	 	 	 
	
	 	 	 	 

and, if such number of Warrants shall not be all the Warrants evidenced by this Warrant
Certificate, that a new Warrant Certificate for the balance of such Warrants be registered in the
name of, and delivered to, the Registered Holder at the address stated below:

	 	 	 	 	 
	Dated:
	 	 	 	 
	 

	 	              
                                                                             
                                                    
                                                    
                                                    
             
	 	 
	

	 	 	 	(SIGNATURE)
	 
	 	 	 	 
	

	 	 	 	 
	

	 	 	 	(ADDRESS)
	 
	 	 	 	 
	

	 	 	 	 
	 
	 	 	 	 
	

	 	 	 	 
	

	 	 	 	(TAX IDENTIFICATION NUMBER)

 

 

ASSIGNMENT

To Be Executed by the Registered Holder in Order to Assign Warrants

For Value Received,                                          hereby sell, assign, and transfer unto

	 	 	 	 	 
	
	 	 	 	 
	 
	 	(PLEASE TYPE OR PRINT NAME AND ADDRESS)
	 	 
	 	 	 	 	 
	
	 	 	 	 
	 	 	 	 	 
	
	 	 	 	 
	 	 	 	 	 
	
	 	 	 	 
	
	 	(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)	 	 
	 	 	 	 	 
	
	 	and be delivered to	 	 
	 	 	 	 	 
	
	 	 	 	 
	
	 	(PLEASE PRINT OR TYPE NAME AND ADDRESS)	 	 

                                                             of the Warrants represented by this Warrant Certificate, and hereby
irrevocably constitute and appoint                                                                                  Attorney to transfer this
Warrant Certificate on the books of the Company, with full power of substitution in the premises.

	 	 	 	 	 
	Dated:
	 	 	 	 
	

	 	           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           

	 	 
	

	 	 	 	(SIGNATURE)

THE SIGNATURE TO THE ASSIGNMENT OF THE SUBSCRIPTION FORM MUST CORRESPOND TO THE NAME WRITTEN UPON
THE FACE OF THIS WARRANT CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY
CHANGE WHATSOEVER, AND MUST BE GUARANTEED BY A COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF
THE AMERICAN STOCK EXCHANGE, NEW YORK STOCK EXCHANGE, PACIFIC STOCK EXCHANGE OR CHICAGO STOCK
EXCHANGE.

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