Document:

EXHIBIT 4.5

 

RESALE
REGISTRATION RIGHTS AGREEMENT

 

Resale Registration Rights Agreement (this “Agreement”),
dated                            ,
between Vertex Pharmaceuticals Incorporated, a Massachusetts corporation
(together with any successor entity, the “Issuer”), and                           (the
“Investor”).

 

Pursuant to the Exchange Agreement, dated                        ,
between the Issuer and the Investor (the “Exchange Agreement”), the Issuer has
agreed to issue                   restricted
shares (the “Shares”) of common stock, par value $0.01 per share, of the Issuer
(the “Common Stock”) to Investor in exchange for $                 principal
amount of 5 3¤4%
Convertible Senior Subordinated Notes due 2011. In connection with the
exchange, the Issuer has agreed to provide the registration rights set forth in
this Agreement.

 

The parties hereby agree as follows:

 

1.             DEFINITIONS.  As used in this Agreement, the following
capitalized terms shall have the following meanings:

 

AGREEMENT: As defined in the preamble hereto.

 

BUSINESS DAY: A day other than a Saturday or
Sunday or any federal holiday in the United States.

 

COMMISSION: Securities and Exchange
Commission.

 

COMMON STOCK: As defined in the preamble
hereto.

 

EFFECTIVENESS PERIOD: As defined in Section 2(ii) hereof.

 

EXCHANGE ACT: Securities Exchange Act of
1934, as amended.

 

ISSUER: As defined in the preamble hereto.

 

PERSON: An individual, partnership,
corporation, unincorporated organization, trust, joint venture or a government
or agency or political subdivision thereof.

 

PROSPECTUS: The prospectus included in a
Shelf Registration Statement, as amended or supplemented by any prospectus
supplement and by all other amendments thereto, including post-effective
amendments, and all material incorporated by reference into such Prospectus.

 

SECURITIES ACT: Securities Act of 1933, as
amended.

 

SHELF REGISTRATION STATEMENT: As defined in Section 2(i) hereof.

 

SUSPENSION PERIOD: As defined in Section 4(b)(i) hereof.

 

TRANSFER RESTRICTED SECURITIES: Each Share
until the earlier of:

 

(i)            the date on which such
Share has been effectively registered under the Securities Act and disposed of
in accordance with the Shelf Registration Statement;

 

(ii)           the earlier of (i) the
date on which such Share is transferred in compliance with Rule 144 under
the Securities Act or may be sold or transferred pursuant to Rule 144(k)
under the Securities Act (or any other similar provision then in force) or (ii)                     ; or

 

(iii)          the date on which such
Share ceases to be outstanding (whether as a result of redemption, repurchase
and cancellation, conversion or otherwise).

 

 

2.             SHELF
REGISTRATION.

 

The Issuer shall:

 

(i)            not later than                         ,
cause to be filed an automatic shelf registration statement, as defined in Rule 405
under the Securities Act (the “Shelf Registration Statement”), which Shelf
Registration Statement shall, among other things, provide for resales of all
Transfer Restricted Securities held by the Investor (it being understood that
the Shelf Registration Statement may include other securities of the Issuer
with respect to registration rights have been granted in connection with other
exchanges);

 

(ii)           use its best efforts to
keep the Shelf Registration Statement continuously effective, supplemented and
amended as required by the provisions of Section 3(b) hereof to the
extent necessary to ensure that (A) it is available for resales by the
Investor of Transfer Restricted Securities entitled to the benefit of this
Agreement and (B) conforms with the requirements of this Agreement and the
Securities Act and the rules and regulations of the Commission promulgated
thereunder as announced from time to time for a period (the “Effectiveness
Period”) of:

 

(1)           up to                        ;
or

 

(2)           such shorter period
that will terminate when (X) the Investor is able to sell all Transfer
Restricted Securities immediately without restriction pursuant to Rule 144(k)
under the Securities Act or any successor rule thereto, (Y) when all
Transfer Restricted Securities have ceased to be outstanding (whether as a
result of repurchase and cancellation or otherwise) or (Z) all Transfer
Restricted Securities registered under the Shelf Registration Statement have
been sold.

 

3.             REGISTRATION
PROCEDURES.

 

(a)           In connection with the
Shelf Registration Statement, the Issuer shall comply with all the provisions
of Section 3(b) hereof and shall use its commercially reasonable
efforts to effect such registration to permit the sale of the Transfer
Restricted Securities being sold in accordance with the intended method or
methods of distribution thereof, and pursuant thereto, shall as expeditiously
as possible prepare and file with the Commission a Shelf Registration Statement
relating to the registration on any appropriate form under the Securities Act.

 

(b)           In connection with the
Shelf Registration Statement and any Prospectus required by this Agreement to
permit the sale or resale of Transfer Restricted Securities, the Issuer shall:

 

(i)            Subject to any notice
by the Issuer in accordance with this Section 3(b) of the existence
of any fact or event of the kind described in Section 4(b)(iii)(D), use
its commercially reasonable efforts to keep the Shelf Registration Statement
continuously effective during the Effectiveness Period. Upon the occurrence of
any event that would cause the Shelf Registration Statement or the Prospectus
contained therein (A) to contain a material misstatement or omission or (B) not
be effective and usable for resale of Transfer Restricted Securities during the
Effectiveness Period, the Issuer shall file promptly an appropriate amendment
to the Shelf Registration Statement or a report filed with the Commission
pursuant to Section 13(a), 13(c), 14 or 15(d) of the Exchange Act, in
the case of clause (A), correcting any such misstatement or omission, and,
in the case of either clause (A) or (B), use its commercially
reasonable efforts to cause any such amendment to be declared effective and the
Shelf Registration Statement and the related Prospectus to become usable for
their intended purposes as soon as practicable thereafter. Notwithstanding the
foregoing, the Issuer may suspend the effectiveness of the Shelf Registration
Statement by written notice to the Investor for a period not to exceed an aggregate
of 45 days in any 90-day period (each such period, a “Suspension Period”)
if:

 

(x)            an event occurs and is
continuing as a result of which the Shelf Registration Statement would, in the
Issuer’s reasonable judgment, contain an untrue statement of a material fact or
omit to state a material fact required to be stated therein or necessary to
make the statements therein not misleading; and

 

(y)           the Issuer reasonably
determines that the disclosure of such event at such time would have a material
adverse effect on the business of the Issuer (and its subsidiaries, if any,
taken as a whole);

 

PROVIDED that in the event the disclosure relates to a previously
undisclosed proposed or pending material business transaction, the disclosure
of which would impede the Issuer’s ability to consummate such transaction, the
Issuer may extend a Suspension Period from 45 days to 60 days;
PROVIDED, HOWEVER, that Suspension Periods shall not exceed an aggregate of
90 days in any 360-day period.

 

(ii)           Prepare and file with
the Commission such amendments and post-effective amendments to the Shelf
Registration Statement as may be necessary to keep the Shelf Registration
Statement effective during the Effectiveness Period; cause the Prospectus to be

 

2

 

supplemented by any required Prospectus supplement, and as so
supplemented to be filed pursuant to Rule 424 under the Securities Act,
and to comply fully with the applicable provisions of Rules 424, 430A and
430B under the Securities Act in a timely manner; and comply with the
provisions of the Securities Act with respect to the disposition of all
securities covered by the Shelf Registration Statement during the applicable
period in accordance with the intended method or methods of distribution by the
sellers thereof set forth in the Shelf Registration Statement or Prospectus
supplement.

 

(iii)          Advise the Investor
promptly:

 

(A)          with respect to the
Shelf Registration Statement or any post-effective amendment thereto, when the
same has become effective, and when the Prospectus or any Prospectus supplement
or post-effective amendment has been filed,

 

(B)           of any request by the
Commission for amendments to the Shelf Registration Statement or amendments or
supplements to the Prospectus or for additional information relating thereto,

 

(C)           of the issuance by the
Commission of any stop order suspending the effectiveness of the Shelf
Registration Statement under the Securities Act or of the suspension by any
state securities commission of the qualification of the Transfer Restricted
Securities for offering or sale in any jurisdiction, or the initiation of any
proceeding for any of the preceding purposes, or

 

(D)          of the existence of any
fact or the happening of any event, during the Effectiveness Period, that makes
any statement of a material fact made in the Shelf Registration Statement or
the Prospectus, any amendment or supplement thereto, or any document
incorporated by reference therein untrue, or that requires the making of any
additions to or changes in the Shelf Registration Statement or the Prospectus
in order to make the statements therein not misleading.

 

If at any time the Commission shall issue any
stop order suspending the effectiveness of the Shelf Registration Statement, or
any state securities commission or other regulatory authority shall issue an
order suspending the qualification or exemption from qualification of the
Transfer Restricted Securities under state securities or Blue Sky laws, the
Issuer shall use its commercially reasonable efforts to obtain the withdrawal
or lifting of such order at the earliest possible time.

 

(iv)          Furnish to the Investor,
at least two Business Days before filing with the Commission, a copy of the
Shelf Registration Statement and copies of any Prospectus included therein or
any amendments or supplements to the Shelf Registration Statement or Prospectus
(other than documents incorporated by reference after the initial filing of the
Shelf Registration Statement).

 

(v)           Make available at
reasonable times for inspection by the Investor and any attorney or accountant
retained by the Investor, all financial and other records, pertinent corporate
documents and properties of the Issuer as shall be reasonably necessary to
enable them to exercise any applicable due diligence responsibilities, and
cause the Issuer’s officers, directors, managers and employees to supply all
information reasonably requested by any such representative or representatives
of the Investor, attorney or accountant in connection with the Shelf
Registration Statement after the filing thereof and before its effectiveness;
PROVIDED, HOWEVER, that any information designated by the Issuer as
confidential at the time of delivery of such information shall be kept
confidential by the recipient thereof.

 

(vi)          If requested by the
Investor, promptly incorporate in the Shelf Registration Statement or
Prospectus, pursuant to a supplement or post-effective amendment if necessary,
such information as the Investor may reasonably request to have included therein,
including, without limitation: (1) information relating to the “Plan of
Distribution” of the Transfer Restricted Securities, and (2) any other
terms of the offering of the Transfer Restricted Securities to be sold in such
offering; and make all required filings of such Prospectus supplement or
post-effective amendment as soon as reasonably practicable after the Issuer is
notified of the matters to be incorporated in such Prospectus supplement or
post-effective amendment. Notwithstanding the foregoing, following the
effective date of the Shelf Registration Statement, the Issuer shall not be
required to file more than one such supplement or post-effective amendment to
reflect changes in the amount of Transfer Restricted Securities held by the
Investor at the request of such Investor in any 30-day period.

 

(vii)         Furnish to the Investor
without charge, at least one copy of the Shelf Registration Statement, as first
filed with the Commission, and of each amendment thereto (and any documents
incorporated by reference therein or exhibits thereto (or exhibits incorporated
in such exhibits by reference) as the Investor may request).

 

(viii)        Deliver to the Investor,
without charge, as many copies of the Prospectus (including each preliminary
prospectus) and any amendment or supplement thereto as the Investor reasonably
may request; subject to any notice by the Issuer in accordance with this Section 3(b) of
the existence of any fact or event of the kind described in Section 3(b)(iii)(D),
the Issuer hereby consents to the use of the Prospectus and any amendment or
supplement thereto by the Investor, in connection with the offering and the
sale of the Transfer Restricted Securities covered by the Prospectus or any
amendment or supplement thereto.

 

3

 

(ix)           Cooperate with the
Investor to facilitate the timely preparation and d2elivery of certificates
representing Transfer Restricted Securities to be sold and not bearing any
restrictive legends (unless required by applicable securities laws); and enable
such Transfer Restricted Securities to be in such denominations and registered
in such names as the Investor may request at least two Business Days before any
sale of Transfer Restricted Securities made by the Investor.

 

(x)            Use its commercially
reasonable efforts to cause the Transfer Restricted Securities covered by the
Shelf Registration Statement to be registered with or approved by such other
U.S. governmental agencies or authorities as may be necessary to enable the
seller or sellers thereof or the underwriter(s), if any, to consummate the
disposition of such Transfer Restricted Securities.

 

(xi)           Subject to Section 3(b)(i) hereof,
if any fact or event contemplated by Section 3(b)(iii)(D) hereof
shall exist or have occurred, use its reasonable commercially reasonable
efforts to prepare a supplement or post-effective amendment to the Shelf
Registration Statement or related Prospectus or any document incorporated
therein by reference or file any other required document so that, as thereafter
delivered to the purchasers of Transfer Restricted Securities, the Prospectus
will not contain an untrue statement of a material fact or omit to state any
material fact required to be stated therein or necessary to make the statements
therein not misleading.

 

(xii)          Provide CUSIP numbers
for all Transfer Restricted Securities not later than the effective date of the
Shelf Registration Statement.

 

(xiii)         Otherwise use its
commercially reasonable efforts to comply with all applicable rules and
regulations of the Commission and all reporting requirements under the rules and
regulations of the Exchange Act.

 

(c)           The Investor agrees by
acquisition of a Transfer Restricted Security that, upon receipt of any notice
from the Issuer of the existence of any fact of the kind described in Section 3(b)(iii)(D) hereof,
the Investor will discontinue disposition of Transfer Restricted Securities
pursuant to the Shelf Registration Statement, and hold the content of such
notice from the Issuer in confidence, until:

 

(i)            the Investor has
received copies of the supplemented or amended Prospectus contemplated by Section 3(b)(viii) hereof;
or

 

(ii)           the Investor is advised
in writing by the Issuer that the use of the Prospectus may be resumed, and has
received copies of any additional or supplemental filings that are incorporated
by reference in the Prospectus.

 

If so directed by the Issuer, the Investor
will deliver to the Issuer all copies, other than permanent file copies then in
the Investor’s possession, of the Prospectus covering such Transfer Restricted
Securities that was current at the time of receipt of such notice of
suspension.

 

(d)           (1) The Investor
shall furnish to the Issuer in writing such information regarding the Investor
and the proposed distribution by the Investor of its Transfer Restricted
Securities as the Issuer may reasonably request for use in connection with the
Shelf Registration Statement or Prospectus or preliminary Prospectus included
therein. The Investor shall promptly furnish to the Issuer in writing such
other information as the Issuer may from time to time reasonably request in
writing. The Investor agrees to furnish promptly to the Issuer all information
required to be disclosed in order to make information previously furnished to
the Issuer by the Investor not materially misleading. The Issuer shall take
action so that the Investor is permitted to deliver the Prospectus forming a
part thereof as of such time to purchasers of the Investor’s Transfer
Restricted Securities in accordance with applicable law.

 

4.             REGISTRATION
EXPENSES.

 

(a)           All expenses incident
to the Issuer’s performance of or compliance with this Agreement shall be borne
by the Issuer regardless of whether a Shelf Registration Statement becomes
effective, including, without limitation:

 

(i)            all registration and
filing fees and expenses;

 

(ii)           all fees and expenses
of compliance with federal securities and state Blue Sky or securities laws;

 

(iii)          all expenses of printing
(including printing of Prospectuses, messenger and delivery services and
telephone;

 

(iv)          all fees and
disbursements of counsel to the Issuer;

 

(v)           all application and
filing fees in connection with listing (or authorizing for quotation) the
Common Stock on a national securities exchange or automated quotation system
pursuant to the requirements hereof; and

 

4

 

(vi)          all fees and
disbursements of independent certified public accountants of the Issuer
(including the expenses of any special audit and comfort letters required by or
incident to such performance).

 

The Issuer shall bear its internal expenses
(including, without limitation, all salaries and expenses of its officers and
employees performing legal, accounting or other duties), the expenses of any
annual audit and the fees and expenses of any Person, including special
experts, retained by the Issuer.

 

5.             INDEMNIFICATION
AND CONTRIBUTION.

 

(a)           The Issuer agrees to
indemnify and hold harmless the Investor and each Person, if any, who controls
the Investor within the meaning of either Section 15 of the Securities Act
or Section 20 of the Exchange Act against any and all loss, liability,
claim, damage and expense whatsoever, as incurred, arising out of any untrue
statement or alleged untrue statement of a material fact contained in any Shelf
Registration Statement (or any amendment or supplement thereto), including all
documents incorporated therein by reference, or the omission or alleged
omission therefrom of a material fact required to be stated therein or necessary
to make the statements therein not misleading, or arising out of any untrue
statement or alleged untrue statement of a material fact contained in any
Prospectus (or any amendment or supplement thereto) or the omission or alleged
omission therefrom of a material fact necessary in order to make the statements
therein, in the light of the circumstances under which they were made, not
misleading; PROVIDED, HOWEVER, that this indemnity agreement shall not apply to
any loss, liability, claim, damage or expense to the extent arising out of any
untrue statement or omission or alleged untrue statement or omission made in
reliance upon and in conformity with written information furnished to the
Issuer by the Investor expressly for use in a Shelf Registration Statement (or
any amendment thereto) or any Prospectus (or any amendment or supplement
thereto).

 

(b)           The Investor agrees to
indemnify and hold harmless the Issuer, and each Person, if any, who controls
the Issuer, within the meaning of Section 15 of the Securities Act or Section 20
of the Exchange Act, against any and all loss, liability, claim, damage and
expense described in the indemnity contained in Section 5(a) hereof,
as incurred, but only with respect to untrue statements or omissions, or
alleged untrue statements or omissions, made in any Shelf Registration
Statement (or any amendment or supplement thereto) or any Prospectus (or any
amendment or supplement thereto) in reliance upon and in conformity with
written information with respect to the Investor furnished to the Issuer by the
Investor expressly for use in the Shelf Registration Statement (or any
amendment thereto) or such Prospectus (or any amendment or supplement thereto);
PROVIDED, HOWEVER, that the Investor shall not be liable for any claims hereunder
in excess of the amount of net proceeds received by the Investor from the sale
of Transfer Restricted Securities pursuant to such Shelf Registration
Statement.

 

(c)           Each indemnified party
shall give notice as promptly as reasonably practicable to each indemnifying
party of any action or proceeding commenced against it in respect of which
indemnity may be sought hereunder, but failure so to notify an indemnifying
party shall not relieve such indemnifying party from any liability hereunder to
the extent it is not materially prejudiced as a result thereof and in any event
shall not relieve it from any liability which it may have otherwise than on
account of this indemnity agreement. An indemnifying party may participate at
its own expense in the defense of such action; PROVIDED, HOWEVER, that counsel
to the indemnifying party shall not (except with the consent of the indemnified
party) also be counsel to the indemnified party. In no event shall the
indemnifying party or parties be liable for the fees and expenses of more than
one counsel (in addition to any local counsel) separate from their own counsel
for all indemnified parties in connection with any one action or separate but
similar or related actions in the same jurisdiction arising out of the same general
allegations or circumstances.

 

For purposes of this Section 5, each
Person, if any, who controls the Investor within the meaning of Section 15
of the Securities Act or Section 20 of the Exchange Act shall have the
same rights to contribution as the Investor, and each director of the Issuer,
and each Person, if any, who controls the Issuer within the meaning of Section 15
of the Securities Act or Section 20 of the Exchange Act shall have the
same rights to contribution as the Issuer.

 

6.             MISCELLANEOUS.

 

(a)           NO INCONSISTENT
AGREEMENTS. The Issuer will not, on or after the date of this Agreement, enter
into any agreement with respect to its securities that is inconsistent with the
rights granted to the Investor in this Agreement or otherwise conflicts with
the provisions hereof.

 

(b)           AMENDMENTS AND WAIVERS.
This Agreement may not be amended, modified or supplemented, and waivers or
consents to or departures from the provisions hereof may not be given, unless
the Issuer has obtained the written consent of the Investor.

 

5

 

(c)           NOTICES. All notices
and other communications provided for or permitted hereunder shall be made in
writing by hand-delivery, first-class mail (registered or certified, return
receipt requested), telex, telecopier, or air courier guaranteeing overnight
delivery:

 

(i)            if to the Investor:

 

(ii)           if to the Issuer:

 

Vertex Pharmaceuticals Incorporated 130
Waverly Street Cambridge, Massachusetts 02139 Attention: Investor
Relations/General Counsel

 

With a copy to:

 

Mintz, Levin, Cohn, Ferris, Glovsky and
Popeo, P.C.

One Financial Center Boston, Massachusetts
02111

Attention: Michael Fantozzi, Esq.

 

All such notices and communications shall be deemed to have been duly
given: at the time delivered by hand, if personally delivered; five Business
Days after being deposited in the mail, postage prepaid, if mailed; when
answered back, if telexed; when receipt acknowledged, if telecopied; and on the
next Business Day, if timely delivered to an air courier guaranteeing overnight
delivery.

 

(d)           SUCCESSORS AND ASSIGNS.
This Agreement shall inure to the benefit of and be binding upon the successors
and assigns of each of the parties, PROVIDED, HOWEVER, that this Agreement
shall not inure to the benefit of or be binding upon a successor or assign of
the Investor unless and to the extent such successor or assign acquired
Transfer Restricted Securities from the Investor. If any transferee of the
Investor shall acquire Transfer Restricted Securities, in any manner, whether
by operation of law or otherwise, such Transfer Restricted Securities shall be
held subject to all of the terms of this Agreement, and by taking and holding
such Transfer Restricted Securities such person shall be conclusively deemed to
have agreed to be bound by and to perform all of the terms and provisions of
this Agreement.

 

(e)           COUNTERPARTS. This
Agreement may be executed in any number of counterparts and by the parties
hereto in separate counterparts, each of which when so executed shall be deemed
to be an original and all of which taken together shall constitute one and the
same agreement.

 

(f)            HEADINGS. The headings
in this Agreement are for convenience of reference only and shall not limit or
otherwise affect the meaning hereof.

 

(g)           GOVERNING LAW. This
Agreement shall be governed by, and construed in accordance with, the law of
the Commonwealth of Massachusetts, without regard to conflict of laws
principles thereof.

 

(h)           SEVERABILITY. If any
one or more of the provisions contained herein, or the application thereof in
any circumstance, is held invalid, illegal or unenforceable, the validity,
legality and enforceability of any such provision in every other respect and of
the remaining provisions contained herein shall not be affected or impaired
thereby.

 

(i)            ENTIRE AGREEMENT. This
Agreement is intended by the parties as a final expression of their agreement
and intended to be a complete and exclusive statement of the agreement and
understanding of the parties hereto in respect of the subject matter contained
herein. There are no restrictions, promises, warranties or undertakings, other
than those set forth or referred to herein with respect to the registration
rights granted by the Issuer with respect to the Transfer Restricted
Securities. This Agreement supersedes all prior agreements and understandings
between the parties with respect to such subject matter.

 

6

 

IN WITNESS
WHEREOF, the parties have executed this Agreement as of the date first written
above.

 

	
   

  	
  VERTEX PHARMACEUTICALS INCORPORATED

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Joshua S. Boger

  	
   

  
	
   

  	
   

  	
  Name: Joshua S Boger

  
	
   

  	
   

  	
  Title: Chairman, President and Chief
  Executive Officer

  
	
   

  	
   

  	
   

  
	
   

  	
  Investor

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  

 

7

 

Schedule of
Stockholders Signing this Form of Resale Registration Rights Agreement

 

	
  Name

  	
   

  	
  Agreement
  and 

  Exchange 

  Agreement 

  Date (2005)

  	
   

  	
  Shares

  	
   

  	
  Notes

  	
   

  	
  Registration
  

  Statement 

  Effective Date 

  (2005)

  	
   

  	
  Registration
  

  Statement 

  Termination 

  Date

  	
   

  	
  Address

  	
   

  
	
  Salomon Brothers
  Capital and Income Fund Inc.

  	
   

  	
  November 28

  	
   

  	
  63,900

  	
   

  	
  900,000

  	
   

  	
  December 8

  	
   

  	
  September 17, 2006

  	
   

  	
  Salomon Brothers Capital and Income Fund Inc. 

  c/o Citigroup Asset Management 

  300 First Stamford Place, 4th Floor 

  Stamford, CT 06902 

  Attention: Thomas C. Mandia, 

  Assistant Secretary 

  Fax: 203-890-7068

  	
   

  
	
  Smith Barney
  Income Funds—SB Capital and Income Fund

  	
   

  	
  November 28

  	
   

  	
  284,000

  	
   

  	
  4,000,000

  	
   

  	
  December 8

  	
   

  	
  September 17, 2006

  	
   

  	
  Smith Barney Income Funds—SB Capital and Income Fund 

  c/o Citigroup Asset Management 

  300 First Stamford Place, 4th Floor 

  Stamford, CT 06902 

  Attention: Thomas C. Mandia, 

  Assistant Secretary 

  Fax: 203-890-7068

  	
   

  
	
  Delaware Street
  Capital Master Fund, L.P.

  	
   

  	
  November 28

  	
   

  	
  213,000

  	
   

  	
  3,000,000

  	
   

  	
  December 8

  	
   

  	
  September 17, 2006

  	
   

  	
  Delaware Street Capital Master Fund, L.P. 

  c/o DSC Advisors, L.P. 

  Attn: Zachary Kempton, Financial Controller 

  900 N. Michigan Avenue, Suite 1900 

  Chicago, IL 60611

  	
   

  
	
  Pioneer High
  Yield Fund

  	
   

  	
  November 28

  	
   

  	
  4,029,747

  	
   

  	
  56,757,000

  	
   

  	
  December 8

  	
   

  	
  December 1, 2007

  	
   

  	
  c/o Pioneer Investment Management, Inc. 

  60 State Street 

  Boston, Massachusetts 02109 

  Attention: General Counsel 

  Fax: 617-422-4223

  	
   

  
	
  Pioneer High
  Yield VCT Portfolio

  	
   

  	
  November 28

  	
   

  	
  28,400

  	
   

  	
  400,000

  	
   

  	
  December 8

  	
   

  	
  December 1, 2007

  	
   

  	
  c/o Pioneer Investment Management, Inc. 

  60 State Street 

  Boston, Massachusetts 02109 

  Attention: General Counsel 

  Fax: 617-422-4223

  	
   

  
	
  Pioneer U.S. High
  Yield Corporate Bond

  	
   

  	
  November 28

  	
   

  	
  136,320

  	
   

  	
  1,920,000

  	
   

  	
  December 8

  	
   

  	
  December 1, 2007

  	
   

  	
  c/o Pioneer Investment Management, Inc. 

  60 State Street Boston, Massachusetts 02109 

  Attention: General Counsel 

  Fax: 617-422-4223

  	
   

  
	
  UBS Securities
  LLC

  	
   

  	
  November 28

  	
   

  	
  394,263

  	
   

  	
  5,553,000

  	
   

  	
  December 8

  	
   

  	
  September 17, 2006

  	
   

  	
  UBS Securities LLC Convertible Bond Desk, 6th Floor
 677 Washington Blvd. 

  Stamford, CT 06901 

  Attention: Alfonso Pineres

  	
   

  
	
  Wolverine
  Convertible Arbitrage Fund Limited

  	
   

  	
  December 13

  	
   

  	
  106,500

  	
   

  	
  1,500,00

  	
   

  	
  December 29

  	
   

  	
  September 17, 2006

  	
   

  	
  c/o Wolverine Asset Management, LLC 

  175 West Jackson, Suite 200 

  Chicago, IL 60604 

  Facsimile: 312-884-3831

  	
   

  
	
  Quattro Fund,
  Ltd., Quattro Multi-Strategy Master Fund, LP, and Institutional Benchmark
  Series (Master Feeder) Limited in Respect of Electra Series

  	
   

  	
  December 20

  	
   

  	
  426,000

  	
   

  	
  6,000,000

  	
   

  	
  January 6, 2006

  	
   

  	
  September 17, 2006

  	
   

  	
  Quattro Global Capital, LLC 

  546 Fifth Avenue 

  Nineteenth Floor 

  New York, NY 10036 

  Facsimile: 212-201-8778

  	
   

  

 

8Exhibit 10.1

AMENDMENT
NO. 5 AND WAIVER TO THIRD AMENDED AND

RESTATED CREDIT AND GUARANTY AGREEMENT

AMENDMENT
NO. 5 AND WAIVER, dated as of
December 21, 2005 (this “Amendment”) to
the Third Amended and Restated Credit and Guaranty Agreement, dated as of February
25, 2005 (as in effect immediately prior to the effectiveness of this
Amendment, the “DIP Credit Agreement”), among UCA LLC, CENTURY CABLE HOLDINGS,
LLC, CENTURY-TCI
CALIFORNIA, L.P., OLYMPUS CABLE HOLDINGS,
LLC, PARNASSOS, L.P., FRONTIERVISION OPERATING PARTNERS, L.P., ACC INVESTMENT HOLDINGS,
INC., ARAHOVA COMMUNICATIONS, INC., and ADELPHIA CALIFORNIA CABLEVISION, LLC, as Borrowers, the
Guarantors party thereto, JPMORGAN CHASE BANK,
N.A., as Administrative Agent, CITIGROUP GLOBAL MARKETS INC., as Syndication Agent, J.P. MORGAN SECURITIES INC. and CITIGROUP
GLOBAL MARKETS INC., as Joint Bookrunners and Co-Lead Arrangers, CITICORP NORTH AMERICA, INC., as Collateral Agent, WACHOVIA BANK, N.A., as Co-Syndication Agent, and THE BANK OF NOVA SCOTIA, BANK OF AMERICA, N.A. and GENERAL
ELECTRIC CAPITAL CORPORATION, as Co-Documentation Agents.

W I T N E S S E T H:

WHEREAS,
the parties hereto desire to waive and amend certain provisions of the DIP
Credit Agreement as set forth herein.

NOW,
THEREFORE, the parties hereto agree as follows:

Section 1.              Definitions;
References. 
Unless otherwise specifically
defined herein, each capitalized term used herein which is defined in the DIP
Credit Agreement (as amended hereby) shall have the meaning assigned to such
term in the DIP Credit Agreement (as amended hereby).  Each reference to “hereof”, “hereunder”, “herein”
and “hereby” and each other similar reference and each reference to “this
Agreement” and each other similar reference contained in the DIP Credit Agreement shall, after the date of effectiveness of this Amendment,
refer to the DIP Credit Agreement as amended hereby.

Section 2.              Amendment to
Section 6.10(a) of DIP Credit Agreement.  Section 6.10(a) of the DIP Credit Agreement
is hereby amended by deleting the language “is reimbursed in full by the
Century-ML Entities to the Parent or the relevant Holding Company Guarantor, as
the case may be, within 30 calendar days following the end of the calendar
month in which such Investment is made” contained in clause (xi)(2) of said
Section 6.10(a) and replacing such deleted language with the following:

 

 

“when taken together with the
amount of all other Investments made by the Parent or a Holding Company
Guarantor, as applicable, in the Century-ML Entities that have not previously
been repaid by the Century-ML Entities to the Parent or such Holding Company
Guarantor, as applicable, does
not exceed $10,000,000 in the aggregate”.

Section 3.              Waiver Under
Section 7.01(l) of DIP Credit Agreement.  Without limiting the terms set forth in
Section 6 of Amendment No. 1 and Waiver, dated as of October 30, 2002, to that
certain Amended and Restated Credit and Guaranty Agreement, dated as of August
26, 2002, by and among the Loan Parties and the other parties named therein, each
DIP Lender hereby waives any Default or Event of Default arising under Section
7.01(l) of the DIP Credit Agreement, solely to the extent that any such Default
or Event of Default arises out of any Pre-Petition Payment made by any Loan
Party to the City of Los Angeles or
any related governmental agency or entity in connection with the settlement of
certain disputes between certain of the Loan Parties and the City of Los
Angeles relating to alleged past non-compliance by certain of the Loan Parties
with certain local franchise obligations (the “LA Settlement”), including, without limitation, any
Pre-Petition Payment made by the Loan Parties in connection with (a) the audit
of the franchise fees paid by certain of the Loan Parties to the City of Los
Angeles through December 31, 2004 and (b) audits of the compliance by certain of the Loan Parties with their local franchise commitments
in respect of public, educational and government access, technical standards
and customer service, and consumer protection standards, it
being understood and agreed that the effectiveness of the waiver set forth in
this Section 3 shall be conditioned upon (i) the receipt by the Loan Parties of
an order of the Bankruptcy Court approving the terms of the LA Settlement, and
if the Bankruptcy Court does not issue an order approving the terms of the LA
Settlement, the waiver set forth in this Section 3 shall be null and void and
of no further force or effect and (ii) the delivery by the Loan Parties to the
Co-Lead Arrangers of an executed copy of the settlement agreement setting forth
the terms and conditions of the LA Settlement, which settlement agreement,
including the amount to be paid by the Loan Parties pursuant to the terms
thereof, must be reasonably satisfactory to the Co-Lead Arrangers.  Without limiting the foregoing, each DIP
Lender hereby acknowledges and agrees that any Pre-Petition Payment made by any
Loan Party in respect of the LA Settlement shall not count against or otherwise
reduce the aggregate dollar amount of Pre-Petition Payments that the Loan
Parties are permitted to make under Section 7.01(l)(x) of the DIP Credit
Agreement without obtaining the prior written consent of the Required DIP
Lenders.

Section 4.              GOVERNING LAW.  THIS AMENDMENT SHALL IN ALL RESPECTS BE CONSTRUED IN
ACCORDANCE WITH AND 

 

 

GOVERNED BY THE LAWS OF THE STATE OF
NEW YORK APPLICABLE TO CONTRACTS MADE AND TO BE PERFORMED WHOLLY WITHIN SUCH
STATE AND THE BANKRUPTCY CODE.

Section 5.              Counterparts; Effectiveness.  This Amendment may be signed in any number of counterparts, each
of which shall be an original, with the same effect as if the signatures
thereto and hereto were upon the same instrument.  This Amendment shall become effective as of
the date hereof when the Administrative Agent shall have received duly executed
counterparts hereof signed by the Loan Parties and the Required DIP
Lenders.  This Amendment shall be deemed
effective in the case of any party as to which an executed counterpart shall
not have been received, if the Administrative Agent shall have received
telegraphic, telex or other written confirmation from such party of execution of a counterpart hereof by such party.  The Administrative Agent shall promptly
notify the Loan Parties and the DIP Lenders of the effectiveness of this
Amendment, and such notice shall be conclusive and binding on all parties
hereto.

 

 

                                IN WITNESS
WHEREOF, the parties hereto have caused this Amendment to be duly executed as of the date first above written.

 

	
   

  	
  JPMORGAN CHASE BANK

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ William A. Austin

  
	
   

  	
   

  	
  Name: William A. Austin

  
	
   

  	
   

  	
  Title: VP

  

 

 

	
   

  	
  CITICORP NORTH AMERICA, INC.

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ William Washburn

  
	
   

  	
   

  	
  Name: William Washburn

  
	
   

  	
   

  	
  Title: Director/Vice President

  

 

 

	
   

  	
  WACHOVIA BANK, N.A.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Helen F. Wessling

  
	
   

  	
   

  	
  Name: Helen F. Wessling

  
	
   

  	
   

  	
  Title: Managing Director

  

 

 

	
   

  	
  THE BANK OF NOVA SCOTIA

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Stephen C. Levi

  
	
   

  	
   

  	
  Name: Stephen C. Levi

  
	
   

  	
   

  	
  Title: Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  BANK OF AMERICA, N.A.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ William E. Livingstone, IV

  
	
   

  	
   

  	
  Name: William E. Livingstone, IV

  
	
   

  	
   

  	
  Title: Senior Vice President

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  GENERAL ELECTRIC CAPITAL CORPORATION

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Philip F. Carfora

  
	
   

  	
   

  	
  Name: Philip F. Carfora

  
	
   

  	
   

  	
  Title: Duly Authorized Signatory

  

 

 

	
   

  	
  CREDIT
  SUISSE, CAYMAN ISLANDS BRANCH

  (Formerly known as Credit First Boston, acting through its Cayman Islands
  Branch)

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Michael A. Criscito

  
	
   

  	
   

  	
  Name: Michael A. Criscito

  
	
   

  	
   

  	
  Title: Managing Director

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Megan Kane

  
	
   

  	
   

  	
  Name: Megan Kane

  
	
   

  	
   

  	
  Title: Vice President

  
	
   

  	
   

  	
   

  
	
   

  	
  DEUTSCHE BANK AG NEW YORK BRANCH

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Anca Trifan

  
	
   

  	
   

  	
  Name: Anca Trifan

  
	
   

  	
   

  	
  Title: Director

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Keith C. Braun

  
	
   

  	
   

  	
  Name: Keith C. Braun

  
	
   

  	
   

  	
  Title: Director

  
	
   

  	
   

  	
   

  
	
   

  	
  THE FOOTHILL GROUP, INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Sean Dixon

  
	
   

  	
   

  	
  Name: Sean Dixon

  
	
   

  	
   

  	
  Title: Vice President

  
	
   

  	
   

  	
   

  

 

 

	
   

  	
  CALYON NEW YORK BRANCH

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  BANK OF MONTREAL

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  BAYERISCHE HYPO- und VEREINSBANK AG, NEW YORK BRANCH

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Miriam Trautmann

  
	
   

  	
   

  	
  Name: Miriam Trautmann

  
	
   

  	
   

  	
  Title: Associate Director

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ LoriAnn Curnyn

  
	
   

  	
   

  	
  Name: LoriAnn Curnyn

  
	
   

  	
   

  	
  Title: Managing Director

  

 

 

	
   

  	
  CIT LENDING SERVICES CORPORATION

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Scott Pleshay

  
	
   

  	
   

  	
  Name: Scott Pleshay

  
	
   

  	
   

  	
  Title: VP

  

 

 

	
  NAME OF LENDER:

  	
  Protective Life Insurance Company

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Diane S. Griswold

  
	
   

  	
   

  	
  Name: Diane S. Griswold

  
	
   

  	
   

  	
  Title: AVP

  

 

 

FIDELITY ADVISOR SERIES II: 

FIDELITY ADVISOR FLOATING RATE HIGH

INCOME FUND

	
  By:

  	
  /s/ John H. Costello

  
	
   

  	
  Name: John H. Costello

  
	
   

  	
  Title: Assistant Treasurer

  

 

FIDELITY CENTRAL INVESTMENT
PORTFOLIOS LLC:

FIDELITY FLOATING RATE CENTRAL INVESTMENT

PORTFOLIO

	
  By:

  	
  /s/ John H. Costello

  
	
   

  	
  Name: John H. Costello

  
	
   

  	
  Title: Assistant Treasurer

  

 

BALLYROCK CLO III LIMITED,

BY: BALLYROCK INVESTMENT ADVISORS, LLC,

AS COLLATERAL MANAGEMENT

	
  By:

  	
  /s/ Lisa Rymut

  
	
   

  	
  Name: Lisa Rymut

  
	
   

  	
  Title: Assistant Treasurer

  

 

LOAN FUNDING I, LLC, a
wholly owned subsidiary of Citibank, N.A.

By: TCW Advisors, Inc., as
Portfolio Manager of Loan Funding I, LLC

	
  By:

  	
  /s/ Stephen Suo

  
	
   

  	
  Name: Stephen Suo

  
	
   

  	
  Title: Vice President

  

 

	
  By:

  	
  /s/ G. Wayne Hosang

  
	
   

  	
  Name: G. Wayne Hosang

  
	
   

  	
  Title: Vice President

  

 

 

FIRST 2004-II CLO, LTD.

By: TCW Advisors, Inc., its
Collateral Manager

	
  By:

  	
  /s/ Stephen Suo-

  
	
   

  	
  Name: Stephen Suo

  
	
   

  	
  Title: Vice President

  

 

	
  By:

  	
  /s/ G. Wayne Hosang

  
	
   

  	
  Name: G. Wayne Hosang

  
	
   

  	
  Title: Vice President

  

 

FIRST 2004-I CLO, LTD.

By: TCW Advisors, Inc., its
Collateral Manager

	
  By:

  	
  /s/ Stephen Suo

  
	
   

  	
  Name: Stephen Suo

  
	
   

  	
  Title: Vice President

  

 

	
  By:

  	
  /s/ G. Wayne Hosang

  
	
   

  	
  Name: G. Wayne Hosang

  
	
   

  	
  Title: Vice President

  

 

TCW SELECT LOAN FUND,
LIMITED

By: TCW Advisors, Inc., its
Collateral Manager

	
  By:

  	
  /s/ Stephen Suo

  
	
   

  	
  Name: Stephen Suo

  
	
   

  	
  Title: Vice President

  

 

	
  By:

  	
  /s/ G. Wayne Hosang

  
	
   

  	
  Name: G. Wayne Hosang

  
	
   

  	
  Title: Vice President

  

 

 

TCW SENIOR SECURED LOAN FUND

By: TCW Advisors, Inc., its
Investment Advisor

	
  By:

  	
  /s/ Stephen Suo

  
	
   

  	
  Name: Stephen Suo

  
	
   

  	
  Title: Vice President

  

 

	
  By:

  	
  /s/ G. Wayne Hosang

  
	
   

  	
  Name: G. Wayne Hosang

  
	
   

  	
  Title: Vice President

  

 

VELOCITY CLO, LTD.

By: TCW Advisors, Inc., its
Collateral Manager

	
  By:

  	
  /s/ Stephen Suo

  
	
   

  	
  Name: Stephen Suo

  
	
   

  	
  Title: Vice President

  

 

	
  By:

  	
  /s/ G. Wayne Hosang

  
	
   

  	
  Name: G. Wayne Hosang

  
	
   

  	
  Title: Vice President

  

 

CELERITY CLO LIMITED

By: TCW Advisors, Inc., as
Agent

	
  By:

  	
  /s/ Stephen Suo

  
	
   

  	
  Name: Stephen Suo

  
	
   

  	
  Title: Vice President

  

 

	
  By:

  	
  /s/ G. Wayne Hosang

  
	
   

  	
  Name: G. Wayne Hosang

  
	
   

  	
  Title: Vice President

  

 

 

DARIEN LOAN FUNDING COMPANY

By: TCW Advisors, as its
Interim Collateral Manager

	
  By:

  	
  /s/ Stephen Suo

  
	
   

  	
  Name: Stephen Suo

  
	
   

  	
  Title: Vice President

  

 

	
  By:

  	
  /s/ G. Wayne Hosang

  
	
   

  	
  Name: G. Wayne Hosang

  
	
   

  	
  Title: Vice President

  

 

DINOSAUR SPIRET LOAN TRUST

By: Wilmington Trust Company
not in its individual capacity

but solely as trustee

	
  By:

  	
  /s/ Rachel L. Simpson

  
	
   

  	
  Name: Rachel L. Simpson

  
	
   

  	
  Title: Financial Services Officer

  

 

 

LOAN
PARTIES:

ACC
CABLE COMMUNICATIONS FL-VA, LLC

 

By:          ACC Cable Holdings VA, Inc., its sole member

 

ACC
CABLE HOLDINGS VA, INC.

 

ACC
HOLDINGS II, LLC

 

By:            ACC Operations, Inc., its sole member

 

ACC
INVESTMENT HOLDINGS, INC.

 

ACC
OPERATIONS, INC.

 

ACC
TELECOMMUNICATIONS HOLDINGS LLC

 

By:          ACC Operations, Inc., its sole member

 

ACC
TELECOMMUNICATIONS LLC

 

By:            ACC Telecommunications Holdings LLC, its sole member

By:          ACC Operations, Inc., its sole member

 

ACC
TELECOMMUNICATIONS OF VIRGINIA LLC

 

By:          ACC Telecommunications Holdings LLC, its sole member

By:            ACC Operations, Inc., its sole member

 

ACC-AMN
HOLDINGS LLC

 

By:            ACC Operations, Inc., its sole member

 

ADELPHIA
ACQUISITION SUBSIDIARY, INC.

 

 

ADELPHIA
ARIZONA, INC.

 

ADELPHIA
BLAIRSVILLE, LLC

 

By:          Century Communications Corp., its sole member

 

ADELPHIA
CABLE PARTNERS, L.P.

 

By:            Olympus Cable Holdings, LLC, its Managing General
Partner

By:          Olympus Subsidiary, LLC, its sole member

By:          Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

ADELPHIA
CABLEVISION ASSOCIATES, L.P.

 

By:            Chelsea Communications, Inc., its general partner

 

ADELPHIA
CABLEVISION CORP.

 

ADELPHIA
CABLEVISION OF BOCA RATON, LLC

 

By:            Adelphia Cablevision Corp., its sole member

 

ADELPHIA
CABLEVISION OF FONTANA LLC

 

By:            Clear Cablevision, Inc., its sole member

 

ADELPHIA
CABLEVISION OF INLAND EMPIRE, LLC

 

 

By:            Clear Cablevision, Inc., its sole member

 

ADELPHIA
CABLEVISION OF THE KENNEBUNKS, LLC

 

By:            Olympus Communications, L.P., its sole member

By:          ACC Operations, Inc., its managing general partner

 

ADELPHIA
CABLEVISION, LLC

 

By:          ACC Operations, Inc., its sole member

 

ADELPHIA
CABLEVISION OF NEW YORK, INC.

 

ADELPHIA
CABLEVISION OF NEWPORT BEACH, LLC

 

By:          Ft. Myers Cablevision, LLC, its sole member

By:          Ft. Myers Acquisition Limited Partnership, its sole
member

By:          Olympus Communications, L.P., its general partner

By:          ACC Operations, Inc., its managing general partner

 

ADELPHIA
CABLEVISION OF ORANGE COUNTY, LLC

 

By:            Ft. Myers Cablevision, LLC, its sole member

By:            Ft. Myers Acquisition Limited Partnership, its sole
member

By:            Olympus Communications, L.P., its general partner

By:          ACC Operations, Inc., its managing general partner

 

ADELPHIA
CABLEVISION OF ORANGE COUNTY II, LLC

 

By:          Mickelson Media, Inc., its sole member

 

 

ADELPHIA
CABLEVISION OF SAN BERNADINO, LLC

 

By:          Clear Cablevision, Inc., its sole member

 

ADELPHIA
CABLEVISION OF SANTA ANA, LLC

 

By:          UCA, LLC, its sole member

By:          ACC Operations, Inc., its sole member

 

ADELPHIA
CABLEVISION OF SEAL BEACH, LLC

 

By:          Manchester Cablevision, Inc., its sole member

 

ADELPHIA
CABLEVISION OF SIMI VALLEY, LLC

 

By:          UCA, LLC, its sole member

By:          ACC Operations, Inc., its sole member

 

ADELPHIA
CABLEVISION OF WEST PALM BEACH III, LLC

 

By:          Century New Mexico Cable Television Corp., its sole
member

 

ADELPHIA
CABLEVISION OF WEST PALM BEACH IV, LLC

 

By:          Sentinel Communications of Muncie, Indiana, Inc., its
sole member

 

ADELPHIA
CABLEVISION OF WEST PALM BEACH V, LLC

 

By:          Huntington CATV, Inc., its sole member

 

 

ADELPHIA
CALIFORNIA CABLEVISION, LLC

 

By:          Olympus Communications, L.P., its sole member

By:          ACC Operations, Inc., its managing general partner

 

ADELPHIA
CENTRAL PENNSYLVANIA, LLC

 

By:          National Cable Acquisition Associates, L.P., its sole
member

By:          Olympus Communications, L.P., its general partner

By:          ACC Operations, Inc., its managing general Partner

 

ADELPHIA
CLEVELAND, LLC

 

By:          Adelphia of the Midwest, Inc., its sole member

 

ADELPHIA
COMMUNICATIONS CORPORATION

 

ADELPHIA
COMMUNICATIONS OF CALIFORNIA, LLC

 

By:          Adelphia Cablevision Corp., its sole member

 

ADELPHIA
COMMUNICATIONS OF CALIFORNIA II, LLC

 

By:            Adelphia Cablevision Corp., its sole member

 

 

ADELPHIA
COMMUNICATIONS OF CALIFORNIA III, LLC

 

By:            FrontierVision, its sole member

By:          FrontierVision Holdings, L.P., its general partner

By:            FrontierVision Partners, L.P., its general partner

By:            Adelphia GP Holdings, L.L.C., its general partner

By:          ACC Operations, Inc., its sole member

 

ADELPHIA
COMMUNICATIONS INTERNATIONAL, INC.

 

ADELPHIA
COMPANY OF WESTERN CONNECTICUT

 

ADELPHIA
GENERAL HOLDINGS III, INC.

 

ADELPHIA
GS CABLE, LLC

 

By:            Olympus Cable Holdings, LLC, its sole member

By:          Olympus Subsidiary, LLC, its sole member

By:            Olympus Communications, L.P., it sole member

By:          ACC Operations, Inc., its sole member

 

ADELPHIA
GP HOLDINGS, LLC

 

By:            ACC Operations, Inc., its sole member

 

ADELPHIA
HARBOR CENTER HOLDINGS, LLC

 

By:            ACC Operations, Inc., its sole member

 

ADELPHIA
HOLDINGS 2001, LLC

 

By:          Olympus Subsidiary, LLC, its sole member

By:            Olympus Communications, L.P., it sole member

By:          ACC Operations, Inc., its managing partner

 

 

ADELPHIA
INTERNATIONAL II, LLC

 

By:          ACC Operations, Inc., its member

By:          Adelphia Communications International, Inc., its
member

 

ADELPHIA
INTERNATIONAL III LLC

 

By:          ACC Operations, Inc., its member

By:          Adelphia Communications International, Inc., its
member

 

ADELPHIA
OF THE MIDWEST, INC.

 

ADELPHIA
MOBILE PHONES

 

ADELPHIA
PINELLAS COUNTY, LLC

 

By:          Ft. Myers Cablevision, L.L.C., its sole member

By:            Ft. Myers Acquisition Limited Partnership, its sole
member

By                Olympus Communications, L.P., its general partner

By:          ACC Operations, Inc., its managing general partner

 

ADELPHIA
PRESTIGE CABLEVISION, LLC

 

By:          Century Cable Holdings, LLC, its sole member

By:          Century Cable Holding Corp., its sole member

 

ADELPHIA
TELECOMMUNICATIONS, INC.

 

ADELPHIA
TELECOMMUNICATIONS OF FLORIDA, INC.

 

ADELPHIA
WELLSVILLE, LLC

 

By:            ACC Operations, Inc., its sole member

 

 

ADELPHIA
WESTERN NEW YORK HOLDINGS, LLC

 

By:            ACC Operations, Inc., its sole member

 

ARAHOVA
COMMUNICATIONS, INC.

 

ARAHOVA
HOLDINGS, LLC

 

By:          Olympus Cable Holdings, LLC, its sole member

By:            Olympus Subsidiary, LLC, its sole member

By:            Olympus Communications, L.P., its sole member

By:          ACC Operations, Inc., its managing general partner

 

BADGER
HOLDING CORPORATION

 

BETTER
TV, INC. OF BENNINGTON

 

BLACKSBURG/SALEM
CABLEVISION, INC.

 

BRAZAS
COMMUNICATIONS, INC.

 

BUENAVISION
TELECOMMUNICATIONS, INC.

 

CABLE
SENRY CORPORATION

 

CALIFORNIA
AD SALES, LLC

 

By:          Ft. Myers Cablevision, L.L.C., its sole member

By:            Ft. Myers Acquisition Limited Partnership, its sole
member

By                Olympus Communications, L.P., its general partner

By:          ACC Operations, Inc., its managing general partner

 

CCC-III, INC.

 

CCC-INDIANA, INC.

 

 

CCH
INDIANA, L.P.

 

By:            CCC-Indiana, its general partner

 

CDA
CABLE, INC.

 

CENTURY
ADVERTISING, INC.

 

CENTURY
ALABAMA CORP

 

CENTURY
ALABAMA HOLDING CORP.

 

CENTURY
AUSTRALIA COMMUNICATIONS CORP.

 

CENTURY
BERKSHIRE CABLE CORP.

 

CENTURY
CABLE HOLDINGS, LLC

 

By:            Century Cable Holding Corp., its sole member

 

CENTURY
CABLE HOLDING CORP.

 

CENTURY
CABLE MANAGEMENT CORPORATION

 

CENTURY
CABLE OF SOUTHERN CALIFORNIA

 

CENTURY
CABLEVISION HOLDINGS, LLC

 

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

CENTURY
CAROLINA CORP.

 

CENTURY
COLORADO SPRINGS CORP.

 

 

CENTURY
COLORADO SPRINGS PARTNERSHIP

 

By:            Paragon Cable Television Inc., a general partner

 

CENTURY
COMMUNICATIONS CORP.

 

CENTURY
CULLMAN CORP.

 

CENTURY
ENTERPRISE CABLE CORP.

 

CENTURY
EXCHANGE, LLC

 

By:            Century Cable Holding Corp., its sole member

 

CENTURY
FEDERAL, INC.

 

CENTURY
GRANITE CABLE TELEVISION CORP.

 

CENTURY
HUNTINGTON COMPANY

 

CENTURY
INDIANA CORP.

 

CENTURY
ISLAND ASSOCIATES, INC.

 

CENTURY
ISLAND CABLE TELEVISION CORP.

 

CENTURY
INVESTMENT HOLDING CORP.

 

CENTURY
INVESTORS, INC.

 

CENTURY
KANSAS CABLE TELEVISION CORP.

 

CENTURY
LYKENS CABLE CORP.

 

CENTURY
MENDOCINO CABLE TELEVISION, INC.

 

 

CENTURY
MISSISSIPPI CORP.

 

CENTURY
MOUNTAIN CORP.

 

CENTURY
NEW MEXICO CABLE TELEVISION CORP.

 

CENTURY
NORWICH CORP.

 

CENTURY
OHIO CABLE TELEVISION CORP.

 

CENTURY
OREGON CABLE CORP.

 

CENTURY
PACIFIC CABLE TV, INC.

 

CENTURY
PROGRAMMING, INC.

 

CENTURY
REALTY CORP.

 

CENTURY
SHASTA CABLE TELEVISION CORP.

 

CENTURY
SOUTHWEST COLORADO CABLE TELEVISION CORP.

 

CENTURY-TCI
CALIFORNIA COMMUNICATIONS, L.P.

 

By:            Century Exchange LLC, its general partner

By:            Century Cable Holding Corp., its sole member

 

CENTURY-TCI
CALIFORNIA, L.P.

 

By:            Century-TCI California Communications, L.P., its
general partner

By                Century Exchange LLC, its general partner

By:            Century Cable Holding Corp., its sole member

 

 

CENTURY-TCI
DISTRIBUTION COMPANY, LLC

 

By:            Century Exchange LLC, its general partner

By:            Century Cable Holding Corp., its sole member

 

CENTURY-TCI
HOLDINGS, LLC

 

By:            Century-TCI California Communications, L.P., its
general partner

By                Century Exchange LLC, its general partner

By:            Century Cable Holding Corp., its sole member

 

CENTURY
TRINIDAD CABLE TELEVISION CORP.

 

CENTURY
VIRGINIA CORP.

 

CENTURY
VOICE AND DATA COMMUNICATIONS, INC.

 

CENTURY
WARRICK CABLE CORP.

 

CENTURY
WASHINGTON CABLE TELEVISION, INC.

 

CENTURY
WYOMING CABLE TELEVISION CORP.

 

CHELSEA
COMMUNICATIONS, INC.

 

CHELSEA
COMMUNICATIONS, LLC

 

By:            Olympus Cable Holdings, LLC, its sole member

By:            Olympus Subsidiary, LLC, its sole member

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

CHESTNUT
STREET SERVICES, LLC

 

By:            ACC Operations, Inc., its sole member

 

 

CLEAR
CABLEVISION, INC.

 

CMA
CABLEVISION ASSOCIATES VII, L.P.

 

By:            Tele-Media Company of Tri-States, L.P., its general
partner

By:            Tri-States, L.L.C., its general partner

By:            Century Cable Holdings, LLC, its sole member

By:            Century Cable Holding Corp., its managing general
partner

 

CMA
CABLEVISION ASSOCIATES XI, LIMITED PARTNERSHIP

 

By:            Tele-Media Company of Tri-States, L.P., its general
partner

By:            Tri-States, L.L.C., its general partner

By:            Century Cable Holdings, LLC, its sole member

By:            Century Cable Holding Corp., its managing general
partner

 

CORAL
SECURITY, INC.

 

COWLITZ
CABLEVISION, INC.

 

CP-MDU
I LLC

 

By:            Adelphia California Cablevision, L.L.C., its sole
member

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

CP-MDU
II LLC

 

By:            Adelphia California Cablevision, L.L.C., its sole
member

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

E.&
E. CABLE SERVICE, INC.

 

 

EASTERN
VIRGINIA CABLEVISION HOLDINGS, LLC

 

By:            Eastern Virginia Cablevision, L.P., its sole member

By:            TMC Holdings Corporation, its general partner

 

EASTERN
VIRGINIA CABLEVISION, L.P.

 

By:            TMC Holdings Corporation, its general partner

 

EMPIRE
SPORTS NETWORK, L.P.

 

By:            Parnassos Communications, L.P., its general partner

By:            Adelphia Western New York Holdings, LLC, its general
partner

By:            ACC Operations, Inc., its sole member

 

FAE
CABLE MANAGEMENT CORP.

 

FOP
INDIANA, L.P.

 

By:            FrontierVision Cable New England, Inc., its general
partner

 

FRONTIERVISION
ACCESS PARTNERS, LLC

 

By:            FrontierVision Operating Partners, L.P., its sole
member

By:            FrontierVision Holdings, L.P., its general partner

By:            FrontierVision Partners, L.P., its general partner

By:            Adelphia GP Holdings, LLC, its general partner

By:            ACC Operations, Inc., its sole member

 

FRONTIERVISION
CABLE NEW ENGLAND, INC.

 

 

FRONTIERVISION
CAPITAL CORPORATION

 

FRONTIERVISION
HOLDINGS CAPITAL CORPORATION

 

FRONTIERVISION
HOLDINGS CAPITAL II CORPORATION

 

FRONTIERVISION
HOLDINGS L.L.C.

 

By:            FrontierVision Partners, L.P., its sole member

By:            Adelphia GP Holdings, LLC, its general partner

By:            ACC Operations, Inc., its sole member

 

FRONTIERVISION
HOLDINGS L.P.

 

By:            FrontierVision Partners, L.P., its general partner

By:            Adelphia GP Holdings, LLC, its general partner

By:            ACC Operations, Inc., its sole member

 

FRONTIERVISION
OPERATING PARTNERS L.L.C.

 

By:            FrontierVision Holdings, L.P., its sole member

By:            FrontierVision Partners, L.P., its general partner

By:            Adelphia GP Holdings, LLC, its general partner

By:            ACC Operations, Inc., its sole member

 

FRONTIERVISION
OPERATING PARTNERS L.P.

 

By:            FrontierVision Holdings, L.P., its general partner

By:            FrontierVision Partners, L.P., its general partner

By:            Adelphia GP Holdings, LLC, its general partner

By:            ACC Operations, Inc., its sole member

 

 

FRONTIERVISION
PARTNERS L.P.

 

By:            Adelphia GP Holdings, LLC,
its general partner

By:            ACC Operations, Inc., its
sole member

 

FT.
MYERS ACQUISITION LIMITED PARTNERSHIP

 

By:            Olympus Communications, L.P., its general partner

By:            ACC Operations, Inc., its managing general partner

 

FT.
MYERS CABLEVISION, LLC

 

By:            Ft. Myers Acquisition Limited Partnership, its sole
member

By:            Olympus Communications, L.P., its general partner

By:            ACC Operations, Inc., its managing general partner

 

GENESIS
CABLE COMMUNICATIONS SUBSIDIARY, L.L.C.

 

By:            ACC Cable Communications FL-VA, LLC, its sole member

By:            ACC Cable Holdings VA, Inc., its sole member

 

GLOBAL
ACQUISITION PARTNERS, L.P.

 

By:            Global Cablevision II, LLC, its general partner

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

GLOBAL
CABLEVISION II, LLC

 

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing partner

 

 

THE
GOLF CLUB AT WENDING CREEK FARMS, LLC

 

By:            ACC Operations, Inc., its sole member

 

GRAFTON
CABLE COMPANY

 

GS
CABLE LLC

 

By:            Adelphia GS Cable, LLC, its sole member

By:            Olympus Cable Holdings, LLC, its sole member

By:            Olympus Subsidiary, LLC, its sole member

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

GS
TELECOMMUNICATIONS LLC

 

By:            GS Cable, LLC, its sole member

By:            Adelphia GS Cable, LLC, its sole member

By:            Olympus Cable Holdings, LLC, its sole member

By:            Olympus Subsidiary, LLC, its sole member

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

HARRON
CABLEVISION OF NEW HAMPSHIRE, INC.

 

HUNTINGTON
CATV, INC.

 

IMPERIAL
VALLEY CABLEVISION, INC.

 

KALAMAZOO
COUNTY CABLEVISION, INC.

 

 

KEY
BISCAYNE CABLEVISION

 

By:            Adelphia Cable Partners, LP, a general partner

By:            Olympus Cable Holdings, LLC, its managing general
partner

By:            Olympus Subsidiary, LLC, its sole member

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

KOOTENAI
CABLE, INC.

 

LAKE
CHAMPLAIN CABLE TELEVISION CORPORATION

 

LEADERSHIP
ACQUISITION LIMITED PARTNERSHIP

 

By:            Olympus Communications, L.P., its general partner

By:            ACC Operations, Inc., its managing general partner

 

LOUISA
CABLEVISION, INC.

 

MANCHESTER
CABLEVISION, INC

 

MARTHA’S
VINEYARD CABLEVISION, L.P.

 

By:            Century Cable Holdings, LLC, its general partner

By:            Century Cable Holding Corp., its sole member

 

MERCURY
COMMUNICATIONS, INC.

 

MICKELSON
MEDIA, INC.

 

MICKELSON
MEDIA OF FLORIDA, INC.

 

MONUMENT
COLORADO CABLEVISION, INC.

 

 

MOUNTAIN
CABLE COMMUNICATIONS CORPORATION

 

MOUNTAIN
CABLE COMPANY, L.P.

 

By:            Pericles Communications Corporation, its managing
general partner

 

MONTGOMERY
CABLEVISION, INC.

 

MT.
LEBANON CABLEVISION, INC.

 

MULTI-CHANNEL
T.V. CABLE COMPANY

 

NATIONAL
CABLE ACQUISITION ASSOCIATES, L.P.

 

By:            Olympus Communications, L.P., its general partner

By:            ACC Operations, Inc., its managing general partner

 

OLYMPUS
CABLE HOLDINGS, LLC

 

By:            Olympus Subsidiary, LLC, its sole member

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

OLYMPUS
CAPITAL CORPORATION

 

OLYMPUS
COMMUNICATIONS HOLDINGS, L.L.C.

 

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

OLYMPUS
COMMUNICATIONS, L.P.

 

By:            ACC Operations, Inc., its managing general partner

 

 

OLYMPUS
SUBSIDIARY, LLC

 

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

OWENSBORO-BRUNSWICK,
INC.

 

OWENSBORO
INDIANA, L.P.

 

By:            Century Granite Cable Television Corp., its general
partner

 

OWENSBORO
ON THE AIR, INC.

 

PAGE
TIME, INC.

 

PALM
BEACH GROUP CABLE, INC.

 

PARAGON
CABLE TELEVISION INC.

 

PARAGON
CABLEVISION CONSTRUCTION CORPORATION

 

PARAGON
CABLEVISION MANAGEMENT CORPORATION

 

PARNASSOS
COMMUNICATIONS, L.P.

 

By:            Adelphia Western New York Holdings, LLC, its general
partner

By:            ACC Operations, Inc., its sole member

 

PARNASSOS
DISTRIBUTION COMPANY I, LLC

 

By:            Adelphia Western New York Holdings, LLC, its sole
member and managing member

By:            ACC Operations, Inc., 

its sole member and managing member

 

 

PARNASSOS
DISTRIBUTION COMPANY II, LLC

 

By:            Montgomery Cablevision, Inc.,

its sole member and managing member

 

PARNASSOS
HOLDINGS, LLC

 

By:            Parnassos Communications, L.P., its sole member

By:            Adelphia Western New York Holdings, LLC, its general
partner

By:            ACC Operations, Inc., its sole member

 

PARNASSOS,
L.P.

 

By:            Parnassos Communications, L.P., its general partner

By:            Adelphia Western New York Holdings, LLC, its general
partner

By:            ACC Operations, Inc., its sole member

 

PERICLES
COMMUNICATIONS CORPORATION

 

PULLMAN
TV CABLE CO., INC.

 

RENTAVISION
OF BRUNSWICK, INC.

 

RICHMOND
CABLE TELEVISION CORPORATION

 

RIGPAL
COMMUNICATIONS, INC.

 

ROBINSON/PLUM
CABLEVISION

 

By:            Olympus Subsidiary, LLC, its general partner

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

SABRES, INC.

 

SCRANTON CABLEVISION, INC.

 

 

SENTINEL
COMMUNICATIONS OF MUNCIE, INDIANA, INC.

 

SOUTHEAST
FLORIDA CABLE, INC.

 

SOUTHWEST
COLORADO CABLE, INC.

 

SOUTHWEST
VIRGINIA CABLE, INC.

 

S/T
CABLE CORPORATION

 

STAR
CABLE INC.

 

STARPOINT,
LIMITED PARTNERSHIP

 

By:            West Boca Acquisition Limited Partnership, its general
partner

By:            Adelphia Cable Partners, L.P., its general partner

By:            Olympus Cable Holdings, LLC, its managing general
partner

By:            Olympus Subsidiary, LLC, its sole member

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

SVHH
CABLE ACQUISITION, L.P.

 

By:            SVhh Holdings, LLC, its general partner

By:            ACC Operations, Inc., its sole member

 

SVHH
HOLDINGS, LLC

 

By:            ACC Operations, Inc., its sole member

 

 

TELE-MEDIA
COMPANY OF HOPEWELL-PRINCE GEORGE

 

By:            Eastern Virginia Cablevision Holdings, LLC, its
managing general partner

By:            Eastern Virginia Cablevision, L.P., its sole member

By:            TMC Holdings Corporation, its general partner

 

TELE-MEDIA
COMPANY OF TRI-STATES L.P.

 

By:            Tri-States, L.L.C., its general partner

By:            Century Cable Holdings, LLC, its sole member

By:            Century Cable Holding Corp., its sole member

 

TELE-MEDIA
INVESTMENT PARTNERSHIP, L.P.

 

By:            National Cable Acquisition Associates, L.P., a general
partner

By:            Olympus Communications, L.P., its general partner

By:            ACC Operations, Inc., its managing general partner

 

TELESAT
ACQUISITION, LLC

 

By:            Arahova Holdings, LLC, its sole member

By:            Olympus Cable Holdings, LLC, its sole member

By:            Olympus Subsidiary, LLC, its sole member

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

TELESTAT
ACQUISITION LIMITED PARTNERSHIP

 

By:            Olympus Communications, L.P., its general partner

By:            ACC Operations, Inc., its managing general partner

 

 

THE
MAIN INTERNETWORKS, INC.

 

THE
WESTOVER T.V. CABLE CO., INCORPORATED

 

THREE
RIVERS CABLE ASSOCIATES, L.P.

 

By:            Chelsea Communications, LLC, a general partner

By:            Olympus Cable Holdings, LLC, its sole member

By:            Olympus Subsidiary, LLC, its sole member

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

And By: Mt. Lebanon
Cablevision, Inc., a general partner

 

TIMOTHEOS
COMMUNICATIONS, L.P.

 

By:            Olympus Communications Holdings, L.L.C., its general
partner

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

TMC
HOLDINGS CORPORATION

 

TMC
HOLDINGS, LLC

 

TRI-STATES,
L.L.C.

 

By:            Century Cable Holdings, LLC, its sole member

By:            Century Cable Holding Corp., its sole member

 

UCA
LLC

 

By:            ACC Operations, Inc., its sole member

 

U.S.
TELE-MEDIA INVESTMENT COMPANY

 

 

UPPER
ST. CLAIR CABLEVISION, INC.

 

VALLEY
VIDEO, INC.

 

VAN
BUREN COUNTY CABLEVISION, INC.

 

WARRICK
CABLEVISION, INC.

 

WARRICK
INDIANA, L.P.

 

By:            CCC-III, Inc., its general partner

 

WELLSVILLE
CABLEVISION, L.L.C.

 

By:            Century Cable Holdings, LLC, its sole member

By:            Century Cable Holding Corp., its sole member

 

WEST
BOCA ACQUISITION LIMITED PARTNERSHIP

 

By:            Adelphia Cable Partners, L.P., its general partner

By:            Olympus Cable Holdings, LLC, its managing general partner

By:            Olympus Subsidiary, LLC, its sole member

By:            Olympus Communications, L.P., its sole member

By:            ACC Operations, Inc., its managing general partner

 

WESTERN
NY CABLEVISION, L.P.

 

By:            Adelphia Western New York Holdings, LLC, its general
partner

By:            ACC Operations, Inc, its sole member

 

WESTVIEW
SECURITY, INC.

 

 

WILDERNESS
CABLE COMPANY

 

YOUNG’S
CABLE TV CORP.

 

YUMA
CABLEVISION, INC.

 

	
   

  	
  By:

  	
  /s/ Vanessa A. Wittman

  
	
   

  	
   

  	
  Name:

  	
  Vanessa A. Wittman

  
	
   

  	
   

  	
  Title:

  	
  Executive Vice President and Chief Financial Officer

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00095-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00095-of-00352.parquet"}]]