Document:

Exhibit 10.9

 

TRANSITIONAL
TRADEMARK LICENSE AGREEMENT

 

This Transitional Trademark License Agreement (this “Agreement”),
dated as of
                       ,
2004, is made and entered into by and between GE Capital Registry, Inc., a New
York corporation (“LICENSOR”), and Genworth Financial, Inc., a Delaware
corporation (“LICENSEE”).

 

WHEREAS, LICENSOR has the right to license the GE MARKS (as hereinafter
defined) and registrations thereof in certain countries throughout the world
for various goods and services;

 

WHEREAS, General Electric Company, General Electric Capital
Corporation, GE Financial Assurance Holdings, Inc., GEI, Inc., and LICENSEE
entered into a Master Agreement, dated
                 ,
2004 (the “Master Agreement”);

 

WHEREAS, the Master Agreement requires the execution and delivery of
this Agreement by LICENSOR and LICENSEE at the CLOSING; and

 

WHEREAS, in connection with the transactions contemplated by the Master
Agreement, LICENSOR desires to grant to LICENSEE and the PERMITTED SUBLICENSEES
a license to use the GE MARKS in accordance with the terms, and subject to the
conditions, set forth herein.

 

NOW THEREFORE, in consideration of the mutual covenants contained
herein and for other good and valuable consideration, the receipt and adequacy
of which are hereby acknowledged, LICENSOR and LICENSEE agree as follows:

 

I.  DEFINITIONS

 

Unless otherwise defined herein, all capitalized terms used herein have
the meanings ascribed to such terms in the Master Agreement.  The following terms as used in this
Agreement have the meanings set forth in this Article I:

 

A.                                    “AUTHORIZED
DISTRIBUTORS” means third parties that LICENSEE or a PERMITTED SUBLICENSEE
authorizes to sell PRODUCTS (as hereinafter defined) and SERVICES (as
hereinafter defined) during the term of this Agreement.

 

B.                                    “EFFECTIVE
DATE” means the date of this Agreement.

 

C.                                    “LICENSED
MARKS” means and is limited to the Marks shown in Exhibit A attached hereto
alone and in combination with other words and phrases.

 

D.                                    “MARKS”
means trademarks, service marks, trade names, service names, taglines, slogans,
industrial designs, brand names, brand marks, trade dress rights, Internet
domain names, identifying symbols, logos, emblems, signs or insignia, meta
tags, Website search terms and key words, including, without limitation, all
goodwill associated with the foregoing.

 

 

E.                                      “PERMITTED
SUBLICENSEES” means LICENSEE’S direct and indirect SUBSIDIARIES.

 

F.                                      “PRODUCTS”
and “SERVICES” means, respectively, and is limited to (i) products sold
and services rendered as of the EFFECTIVE DATE by LICENSEE and the PERMITTED
SUBLICENSEES in the conduct of the GENWORTH BUSINESS as conducted as of the
EFFECTIVE DATE and (ii) products sold and services rendered after the EFFECTIVE
DATE by LICENSEE and the PERMITTED SUBLICENSEES that are the same as or similar
to the products and services set forth under clause (i) above.

 

G.                                    “STANDARDS
OF QUALITY” means:

 

1.                                       at least (i) the
same standards of quality, appearance, service and other standards that are
observed as of the EFFECTIVE DATE by LICENSOR and its AFFILIATES (including,
without limitation, LICENSEE and its SUBSIDIARIES) in the development,
marketing and sale of any PRODUCTS sold and SERVICES rendered prior to or as of
the EFFECTIVE DATE and (ii) substantially the same standards of quality,
appearance, service and other standards that are observed as of the EFFECTIVE
DATE by LICENSOR and its AFFILIATES (including, without limitation, LICENSEE
and its SUBSIDIARIES) in the development, marketing, sale or performance of any
products and services similar to the PRODUCTS sold or SERVICES rendered after
the EFFECTIVE DATE, provided that the standards set forth in the foregoing (i)
and (ii) shall be at least substantially the same as the standards that
LICENSEE and the PERMITTED SUBLICENSEES observe in their development, marketing
and sale of any products and performance of any services similar to the
PRODUCTS and SERVICES; and

 

2.                                       additional
standards, if any, which LICENSOR may otherwise reasonably specify or approve
in writing from time to time; and such additional standards shall supersede the
standards referred to in Paragraph I.G.1 to the extent of any conflict
therewith.

 

II.  LICENSE GRANT

 

A.                                    Subject
to the terms and conditions of this Agreement, LICENSOR hereby grants to
LICENSEE a limited, non-exclusive (except as specified in Exhibit A),
non-transferable, royalty-free license, with no right to sublicense (other than
to PERMITTED SUBLICENSEES as expressly provided herein), to use the LICENSED
MARKS throughout the world and in any current or later-developed medium or form
of communication (including, without limitation, in PRODUCT and SERVICE names
and domain names) only (i) in connection with PRODUCTS designed, distributed,
sold or otherwise commercialized, and SERVICES performed, offered, distributed,
sold or otherwise commercialized by LICENSEE and the PERMITTED SUBLICENSEES,
and (ii) in the general promotion of LICENSEE’S or any PERMITTED SUBLICENSEE’S
business unrelated to any particular product or service, in each case in strict
accordance with the STANDARDS OF QUALITY.

 

B.                                    Notwithstanding
anything in this Agreement to the contrary, LICENSEE, the PERMITTED
SUBLICENSEES and AUTHORIZED DISTRIBUTORS shall not use any of the LICENSED
MARKS (i) in connection with the underwriting or marketing on a primary basis
of life insurance in the United Kingdom, provided, however, that
LICENSEE, the PERMITTED SUBLICENSEES and AUTHORIZED DISTRIBUTORS are permitted
to use LICENSED

 

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MARKS in legal names, trade names, and otherwise in connection with
credit life insurance businesses, products, or services in the United Kingdom,
or (ii) in the name of any asset management service or product (other than any
such service or product sold on behalf of LICENSOR or its AFFILIATES), provided,
however, that LICENSEE, the PERMITTED SUBLICENSEES and AUTHORIZED
DISTRIBUTORS are permitted to use LICENSED MARKS in legal names, trade names,
and otherwise in connection with asset management services or products that are
being marketed or offered by LICENSEE, the PERMITTED SUBLICENSEES and
AUTHORIZED DISTRIBUTORS as of the EFFECTIVE DATE.

 

C.                                    Any
rights not granted to LICENSEE and the PERMITTED SUBLICENSEES in this Agreement
are specifically reserved by and for LICENSOR. 
LICENSEE and the PERMITTED SUBLICENSEES hereby accept this grant of
license, subject to the terms and conditions set forth in this Agreement.  The license granted in this Article is
subject to, and limited by, any and all licenses, rights, limitations and
restrictions with respect to such LICENSED MARKS previously granted to, or
otherwise agreed to with, any third party that are in effect as of the
EFFECTIVE DATE.

 

D.                                    Notwithstanding
anything in this Agreement to the contrary, if LICENSEE or any PERMITTED
SUBLICENSEE desires to use the LICENSED MARKS with any product or service not
constituting a PRODUCT or SERVICE, LICENSEE or such PERMITTED SUBLICENSEE shall
make a request for permission to make such use in writing to LICENSOR.  LICENSOR, at its sole discretion, shall
determine whether it will allow such use, and shall notify LICENSEE of such
decision in writing within a reasonable time. 
If LICENSOR decides to allow such use, the parties shall negotiate a
separate, royalty-bearing license which shall require that LICENSEE or such
PERMITTED SUBLICENSEE, as applicable, pay reasonable expenses for any
additional trademark or service mark registrations required if the LICENSED
MARKS are not registered for use in the appropriate class of goods or services
relating to such product or service in any country in which LICENSEE or such
PERMITTED SUBLICENSEE intends to use such LICENSED MARKS.

 

E.                                      AUTHORIZED
DISTRIBUTORS.

 

1.                                       LICENSOR agrees
that, during the term of this Agreement, AUTHORIZED DISTRIBUTORS may use the
LICENSED MARKS in accordance with the terms and conditions set forth herein
(including, without limitation, the standards and guidelines set forth in
Paragraph IV.B) in order to identify themselves as authorized representatives
of LICENSEE or a PERMITTED SUBLICENSEE or otherwise in connection with the
promotion, distribution and sale of PRODUCTS and SERVICES.

 

2.                                       LICENSEE and the
PERMITTED SUBLICENSEES will provide the AUTHORIZED DISTRIBUTORS a copy of the
standards and guidelines set forth in Paragraph IV.B (which copy may be
provided by placing such standards and guidelines on a Website accessible by
the AUTHORIZED DISTRIBUTORS and providing the AUTHORIZED DISTRIBUTORS notice
that they must comply with such standards and guidelines).  LICENSEE and the PERMITTED SUBLICENSEES will
instruct the AUTHORIZED DISTRIBUTORS that they must furnish samples of all
proposed forms and uses of the

 

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LICENSED MARKS to LICENSEE and the PERMITTED SUBLICENSEES for written
approval prior to any use thereof.

 

3.                                       LICENSEE shall
reasonably monitor AUTHORIZED DISTRIBUTORS’ use of the LICENSED MARKS.  To the extent that LICENSEE has any reason
to believe that an AUTHORIZED DISTRIBUTOR may be using the LICENSED MARKS in a
manner that violates or conflicts with the terms and conditions of this
Agreement, LICENSEE shall promptly investigate such potential
non-compliance.  If LICENSEE determines
that such violation or conflict has occurred or is occurring or if LICENSOR
otherwise notifies LICENSEE that such violation or conflict has occurred or is
occurring, LICENSEE shall promptly notify such AUTHORIZED DISTRIBUTOR and
LICENSOR (unless LICENSOR notified LICENSEE thereof in accordance with the
foregoing) of such non-compliance, and use reasonable efforts to cause such
AUTHORIZED DISTRIBUTOR to comply with the terms and conditions of this
Agreement.  If such AUTHORIZED
DISTRIBUTOR fails to comply with such terms and conditions within twenty (20)
days of such notice, LICENSEE shall immediately terminate such AUTHORIZED
DISTRIBUTOR’S rights to use the LICENSED MARKS, and instruct such AUTHORIZED
DISTRIBUTOR that it has no further right to use any LICENSED MARK.  LICENSEE and the PERMITTED SUBLICENSEES
agree to take any and all further actions reasonably requested by LICENSOR to
prevent and stop such non-compliance and any other unauthorized uses of the
LICENSED MARKS by the AUTHORIZED DISTRIBUTORS.

 

F.                                      PERMITTED
SUBLICENSEES.

 

1.                                       LICENSEE may
sublicense its rights under Paragraph II.A to PERMITTED SUBLICENSEES.  In the event that LICENSEE creates or
acquires any direct or indirect SUBSIDIARIES after the EFFECTIVE DATE, LICENSEE
may sublicense its rights under Paragraph II.A to such direct or indirect
SUBSIDIARIES and such SUBSIDIARIES shall become and shall be PERMITTED
SUBLICENSEES.  Up to two (2) times per
calendar year during the TERM of this Agreement, LICENSOR shall have the right
to request that LICENSEE provide an organization chart or other document that
identifies LICENSEE’S then-current direct and indirect SUBSIDIARIES.  In the event that LICENSOR sends LICENSEE
such a written request, LICENSEE shall provide LICENSOR with an organization
chart or other document that identifies LICENSEE’S then-current direct and indirect
SUBSIDIARIES within a commercially reasonable time after receipt of the written
request.  Additionally, in the event
that LICENSOR sends LICENSEE a written request as to whether a particular
entity is a direct or indirect SUBSIDIARY of LICENSEE, LICENSEE shall provide
LICENSOR with a written response as to as to whether such entity is a direct or
indirect SUBSIDIARY of LICENSEE within a commercially reasonable time after
receipt of the written request.

 

2.                                       LICENSEE shall
cause the PERMITTED SUBLICENSEES to comply with the terms and conditions of
this Agreement, and hereby grants LICENSOR the right to enforce this Agreement
directly against a PERMITTED SUBLICENSEE to the extent that that PERMITTED
SUBLICENSEE breaches the terms and conditions of this Agreement.  Any such enforcement by LICENSOR against a
PERMITTED SUBLICENSEE shall be upon the same terms and conditions as are
applicable to enforcement by LICENSOR against LICENSEE.

 

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III.  EXAMINATION
OF PRODUCTS AND SERVICES

 

A.                                    In
order to promote adherence to the STANDARDS OF QUALITY and for the purpose of
protecting and maintaining the goodwill associated with the LICENSED MARKS and
the reputation of LICENSOR, LICENSOR shall have the right to obtain from
LICENSEE reasonable information as to the nature and quality of the PRODUCTS
and SERVICES and the manner in which the LICENSED MARKS are used in connection
with the PRODUCTS and SERVICES.

 

B.                                    The
PRODUCTS and SERVICES shall comply with all applicable Laws.  For the purpose of protecting and
maintaining the goodwill associated with the LICENSED MARKS and the reputation
of LICENSOR, LICENSOR or its authorized representative shall have the right at
any reasonable time or times during regular business hours on reasonable
notice, and up to two (2) times per calendar year (and otherwise if LICENSOR
notifies LICENSEE in writing that it believes the PRODUCTS and SERVICES are not
conforming to the STANDARDS of QUALITY or other requirements of this Agreement,
which notice shall provide a description of the nonconformity that is
reasonable under the circumstances and, if appropriate and available to
LICENSOR, include samples of any nonconforming PRODUCTS and copies of any
documentation relating to such nonconformity), to visit the offices and
facilities of LICENSEE and the PERMITTED SUBLICENSEES where PRODUCTS are
developed, designed, packaged, marketed, promoted, sold or serviced and
SERVICES are developed, marketed, promoted or rendered.  LICENSOR may conduct a reasonable inspection
and examination of such offices and facilities, PRODUCTS, and SERVICES.  LICENSEE agrees to furnish LICENSOR, from
time to time as reasonably requested by LICENSOR, representative samples of
representative PRODUCTS (and any other particular PRODUCTS requested by
LICENSOR) to which the LICENSED MARKS are affixed and representative samples
showing representative other uses of the LICENSED MARKS by LICENSEE, the
PERMITTED SUBLICENSEES and AUTHORIZED DISTRIBUTORS selected by LICENSOR (and any
other particular uses requested by LICENSOR). 
Upon LICENSOR’S reasonable request, LICENSEE and the PERMITTED
SUBLICENSEES shall permit LICENSOR to promptly examine and audit documents,
books and records pertaining specifically to the development, design,
packaging, marketing, promoting, sale, servicing, quality, performance, and
other characteristics of PRODUCTS and SERVICES as LICENSOR may reasonably
require to verify that PRODUCTS sold and SERVICES rendered by LICENSEE and the
PERMITTED SUBLICENSEES meet the STANDARDS OF QUALITY and that LICENSEE’S and
the PERMITTED SUBLICENSEES’ use of the LICENSED MARKS complies with LICENSEE’S
obligations under this Agreement.  In
conducting any such inspection or audit, LICENSOR shall take all steps
reasonably required by LICENSEE to minimize disruption to LICENSEE’S business
and to avoid disclosure of LICENSEE’S confidential and propriety information
and materials, including, but not limited to, executing nondisclosure
agreements, provided that such steps and agreements shall not prevent LICENSOR
from pursuing any claims that it may have in connection with this Agreement.

 

C.                                    If,
at any time, the PRODUCTS sold or SERVICES rendered fail, in the reasonable
judgment of LICENSOR, to conform to the STANDARDS OF QUALITY,  LICENSOR shall notify LICENSEE of such
failure in writing (which notice shall provide a description of the
nonconformity that is reasonable under the circumstances and, if appropriate
and available to LICENSOR, include samples of any nonconforming PRODUCTS and
copies of any documentation relating to such nonconformity).  LICENSEE and the applicable

 

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PERMITTED SUBLICENSEES shall take all necessary steps to bring such
PRODUCTS or SERVICES into conformity with the STANDARDS OF QUALITY.  If LICENSEE or any PERMITTED SUBLICENSEE
fails to bring such PRODUCTS or SERVICES into conformity within twenty (20)
days (or such other time period mutually agreed upon by the parties) after
LICENSEE’S receipt of written notice of nonconformity, then LICENSEE, such
PERMITTED SUBLICENSEE and their AUTHORIZED DISTRIBUTORS shall immediately cease
the development, marketing, promotion and sale of such PRODUCTS or SERVICES
under the LICENSED MARKS until such nonconformity is cured.  Notwithstanding the foregoing, in the event
that LICENSOR and LICENSEE or a PERMITTED SUBLICENSEE do not agree as to (i)
whether a nonconformity exists, (ii) a remedy for a nonconformity, or (iii) the
date by which a nonconformity will be corrected, LICENSOR and LICENSEE or the
PERMITTED SUBLICENSEE shall resolve their disagreements in accordance with the
dispute resolution process set forth in Article VII of the Master
Agreement.  LICENSEE or the PERMITTED
SUBLICENSEE shall then implement the remedy, if any, that results from the
dispute resolution process according to the requirements specified, or
agreements reached, during the dispute resolution process.  During the pendency of the dispute
resolution process, LICENSEE or the PERMITTED SUBLICENSEE may take whatever
action with respect to the PRODUCTS or SERVICES at issue as it deems reasonable
to address the purported nonconformity (provided that LICENSEE and the
PERMITTED SUBLICENSEE have the right pursuant to this Agreement to use the
LICENSED MARKS in connection with such PRODUCTS and SERVICES as modified by
such action), which may include, if applicable, implementing some or all of its
proposed remedy.  In the event that the
nonconforming PRODUCTS or SERVICES cannot be brought into conformity during the
time frame that is agreed to or that results from the dispute resolution
process due to delays not within the reasonable control of LICENSEE or the
PERMITTED SUBLICENSEES in obtaining any necessary approvals from GOVERNMENTAL
AUTHORITIES, LICENSEE, the PERMITTED SUBLICENSEES, and the AUTHORIZED
DISTRIBUTORS shall not be required to cease the development, marketing or sale
of such PRODUCTS or SERVICES under the LICENSED MARKS, provided that LICENSEE
or the applicable PERMITTED SUBLICENSEE is working diligently to obtain such
approvals and keeps LICENSOR reasonably informed of its efforts to do so.

 

D.                                    If,
at any time, a GOVERNMENTAL AUTHORITY raises an issue with LICENSEE or a
PERMITTED SUBLICENSEE as to whether PRODUCTS sold or SERVICES rendered comply
with applicable Laws, LICENSEE or the PERMITTED SUBLICENSEE shall respond to
the GOVERNMENTAL AUTHORITY adequately, including by modifying or discontinuing
particular PRODUCTS or SERVICES if so directed by the GOVERNMENTAL AUTHORITY
according to the time frames, if any, set forth by the GOVERNMENTAL
AUTHORITY.  Notwithstanding the
foregoing, if, at any time, the PRODUCTS sold or SERVICES rendered fail, in the
reasonable judgment of LICENSOR, to comply with all applicable Laws, LICENSOR
shall notify LICENSEE of such failure in writing (which notice shall provide a
description of the noncompliance that is reasonable under the circumstances
and, if appropriate and available to LICENSOR, include samples of any
noncompliant PRODUCTS and copies of any documentation relating to such
noncompliance).  LICENSEE and the
applicable PERMITTED SUBLICENSEES shall take all necessary steps to bring such
PRODUCTS or SERVICES into compliance with all applicable Laws.  If LICENSEE or any PERMITTED SUBLICENSEE
fails to bring such PRODUCTS or SERVICES into compliance within twenty (20)
days (or such other time period mutually agreed upon by the parties) after

 

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LICENSEE’S receipt of written notice of noncompliance, then LICENSEE,
such PERMITTED SUBLICENSEE and their AUTHORIZED DISTRIBUTORS shall immediately
cease the development, marketing, promotion and sale of such PRODUCTS or
SERVICES under the LICENSED MARKS until such noncompliance is cured.  Notwithstanding the foregoing but subject to
any and all requirements of GOVERNMENTAL AUTHORITIES, in the event that
LICENSOR and LICENSEE or a PERMITTED SUBLICENSEE do not agree as to (i) whether
a noncompliance with applicable Laws exists, (ii) an appropriate remedy for
such purported noncompliance, or (iii) the date by which such purported
noncompliance will be corrected, LICENSOR and LICENSEE or the PERMITTED
SUBLICENSEE shall resolve their disagreements in accordance with the dispute
resolution process set forth in Article VII of the Master Agreement.  Subject to any requirements of GOVERNMENTAL
AUTHORITIES, LICENSEE or the PERMITTED SUBLICENSEE shall then implement the
remedy, if any, that results from the dispute resolution process according to
the requirements specified, or agreements reached, during the dispute
resolution process.  During the pendency
of any such dispute resolution process and subject to any and all requirements
of GOVERNMENTAL AUTHORITIES, LICENSEE, the PERMITTED SUBLICENSEES, and the
AUTHORIZED DISTRIBUTORS may continue to promote, offer, and sell the PRODUCTS
and SERVICES at issue, and LICENSEE or the PERMITTED SUBLICENSEE may take
whatever action with respect to such PRODUCTS and SERVICES as it deems
reasonable to address the purported noncompliance (provided that LICENSEE and
the PERMITTED SUBLICENSEE have the right pursuant to this Agreement to use the
LICENSED MARKS in connection with such PRODUCTS and SERVICES as modified by
such action), which may include, if applicable, implementing some or all of its
proposed remedy.

 

E.                                      Rights
granted to LICENSOR under this Article III to inspect, examine, request
samples, and audit; to request that PRODUCTS and SERVICES be brought into
conformity and compliance; and to direct cessation of certain activities with
respect to PRODUCTS and SERVICES shall extend to the AUTHORIZED DISTRIBUTORS
and PRODUCTS and SERVICES offered by the AUTHORIZED DISTRIBUTORS; provided
however, that in the event LICENSOR desires to engage in any inspection,
examination or audit with respect to, or to request changes to or cessation of,
any PRODUCTS or SERVICES offered by an AUTHORIZED DISTRIBUTOR, LICENSOR shall
do so solely through LICENSEE.  LICENSOR
shall not itself contact any AUTHORIZED DISTRIBUTOR with respect to the
foregoing, except with the prior written consent of LICENSEE.  Notwithstanding anything in this Agreement
to the contrary, if LICENSEE fails to comply with its obligations with respect
to any AUTHORIZED DISTRIBUTOR in accordance with this Agreement (including,
without limitation, (i) failing to address any use of the LICENSED MARKS by any
AUTHORIZED DISTRIBUTOR in a manner that conflicts with the terms and conditions
of this Agreement applicable to the AUTHORIZED DISTRIBUTORS and (ii)
instructing the AUTHORIZED DISTRIBUTORS to use the LICENSED MARKS in a manner
consistent with the terms and conditions of this Agreement applicable to the
AUTHORIZED DISTRIBUTORS) within twenty (20) days of notice from LICENSOR of
such failure, LICENSOR shall have the right to contact such AUTHORIZED DISTRIBUTOR.

 

IV.  USE
OF GE MARKS

 

A.                                    Under
the license and rights granted herein, LICENSEE, the PERMITTED SUBLICENSEES and
the AUTHORIZED DISTRIBUTORS are authorized to use the GE

 

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MARKS only as provided in Articles II and VI in any current or
later-developed medium or form of communication, including, without limitation,
use in packaging, labeling, brochures, press releases, websites, domain names,
signage, point-of-purchase materials, general publicity, advertising,
instruction books and other literature relating to the PRODUCTS and
SERVICES.  LICENSEE, the PERMITTED
SUBLICENSEES and the AUTHORIZED DISTRIBUTORS shall not use the GE MARKS in a
manner that could reasonably be expected to damage the reputation or goodwill
associated with LICENSOR, its AFFILIATES or the GE MARKS.

 

B.                                    LICENSEE
and the PERMITTED SUBLICENSEES shall comply with the standards and guidelines
with respect to the appearance and manner of use of the GE MARKS set forth on
Exhibit B, which LICENSOR may revise from time to time at LICENSOR’S sole
discretion, provided that any potential revisions to the standards and
guidelines shall be subject to the process set forth in Paragraph IV.C.  LICENSEE, the PERMITTED SUBLICENSEES and
AUTHORIZED DISTRIBUTORS shall not use their MARKS in a manner that causes
confusion as to the ownership of the GE MARKS. 
Subject to Paragraph II.D, any appearance or manner of use of the GE
MARKS not provided for by such standards and guidelines (including, without
limitation, any uses not contemplated by such standards and guidelines, any
uses in contravention of such standards and guidelines and any clarifications
of such standards and guidelines) shall be adopted by LICENSEE, the PERMITTED
SUBLICENSEES and AUTHORIZED DISTRIBUTORS only upon prior written approval by
LICENSOR of each first instance of such appearance or manner of use, which
shall not unreasonably be withheld. 
LICENSEE shall make a written request referencing this Paragraph IV.B to
LICENSOR for such appearance or manner of use, and LICENSOR shall provide a
written response to LICENSEE within fifteen (15) days after its receipt of
LICENSEE’S request, provided that such response may state that a written
response cannot be provided within fifteen (15) days but will be provided
within thirty (30) days after LICENSOR’S receipt of the request.  In the event that LICENSOR has not provided
a final written response to LICENSEE’S request for approval within thirty (30)
days after LICENSOR’S receipt of the request, such request shall be deemed
approved.

 

C.                                    (i)
In the event that LICENSOR proposes to change the standards and guidelines set
forth in Paragraph IV.B, it shall notify LICENSEE of the proposed changes, and
consult with LICENSEE regarding such changes. 
LICENSEE, the PERMITTED SUBLICENSEES, and the AUTHORIZED DISTRIBUTORS
shall be allowed a commercially reasonable amount of time to implement any such
changes made after the EFFECTIVE DATE, which amount of time shall be, if
applicable, no less than the amount of time LICENSOR’S AFFILIATES are given to
adopt the same changes.  (ii) In the
event that LICENSOR proposes to add to or otherwise change the STANDARDS OF
QUALITY in accordance with Paragraph I.G.2, it shall notify LICENSEE of the
proposed additions or changes, and consult with LICENSEE regarding such
additions or changes.  In the event that
LICENSOR and LICENSEE cannot reach agreement as to any such proposed additions
or changes to the STANDARDS OF QUALITY, LICENSOR’S and LICENSEE’S disagreement
shall be resolved in accordance with the dispute resolution provisions set
forth in Article VII of the Master Agreement.  During the pendency of any such dispute resolution process,
LICENSEE, the PERMITTED SUBLICENSEES, and the AUTHORIZED DISTRIBUTORS may
continue to promote, offer, and sell the PRODUCTS or SERVICES at issue in
accordance with the STANDARDS OF QUALITY in effect prior to such disagreement
(not including such proposed addition or change).  LICENSEE, the PERMITTED SUBLICENSEES, and the AUTHORIZED
DISTRIBUTORS shall be allowed a commercially

 

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reasonable amount of time to implement any such additions or other
changes made after the EFFECTIVE DATE, which amount of time shall be, if
applicable, no less than the amount of time LICENSOR’S AFFILIATES are given to
adopt the same additions or changes and no less than the amount of time to
obtain any regulatory approvals necessary to adopt such additions or changes,
provided that LICENSEE and the PERMITTED SUBLICENSEES are working diligently to
obtain such approvals and keep LICENSOR reasonably informed of their efforts to
do so.

 

D.                                    LICENSEE
shall also obtain LICENSOR’S prior written approval (which shall be at the sole
discretion of LICENSOR) for (i) each first instance of a general promotion in
accordance with Paragraph II.A.ii that is not specifically provided for in the
standards and guidelines set forth in Paragraph IV.B and (ii) any television or
radio advertisements that use the GE MARKS. 
LICENSEE shall make a written request referencing this Paragraph IV.D to
LICENSOR for approval of such general promotion or television or radio
advertisement, and LICENSOR shall provide a written response to LICENSEE within
fifteen (15) days after its receipt of LICENSEE’S request, provided that such
response may state that a written response cannot be provided within fifteen
(15) days but will be provided within thirty (30) days after LICENSOR’S receipt
of the request.  In the event that
LICENSOR has not provided a final written response to LICENSEE’S request for
approval within thirty (30) days after LICENSOR’S receipt of the request, such
request shall be deemed approved.

 

E.                                      LICENSEE,
the PERMITTED SUBLICENSEES and AUTHORIZED DISTRIBUTORS shall comply with all
applicable Laws pertaining to the GE MARKS, including, without limitation,
those pertaining to the proper use and designation of MARKS and pertaining to
the development, distribution, promotion and sale of PRODUCTS and the offering,
rendering and promotion of SERVICES, and strictly comply with the STANDARDS OF
QUALITY.

 

F.                                      LICENSEE,
the PERMITTED SUBLICENSEES and AUTHORIZED DISTRIBUTORS shall, within a
commercially reasonable period of time, cease use of the GE MARKS upon notice
from LICENSOR to LICENSEE that, in the good faith opinion of LICENSOR, such use
of the GE MARKS might result in any potential trademark liability to a third
party on the part of LICENSOR, LICENSEE, the PERMITTED SUBLICENSEES and/or the
AUTHORIZED DISTRIBUTORS.  LICENSEE, the
PERMITTED SUBLICENSEES and the AUTHORIZED DISTRIBUTORS shall comply fully
within a commercially reasonable period of time following LICENSEE’S receipt of
written notice thereof with all guidelines adopted from time to time by
LICENSOR for the purpose of addressing any potential trademark liability with
respect to such third party.

 

G.                                    If,
in the sole discretion of LICENSOR, it is required or advisable for the purpose
of making this Agreement enforceable, or for the purpose of maintaining,
enhancing or protecting LICENSOR’S rights in the GE MARKS in some countries, to
record this Agreement or to enter LICENSEE (and/or the PERMITTED SUBLICENSEES
and the AUTHORIZED DISTRIBUTORS) as registered or authorized users of the GE
MARKS, LICENSOR will attend (at LICENSOR’S expense) to such recording or
entry.  LICENSEE (or the appropriate
PERMITTED SUBLICENSEE or AUTHORIZED DISTRIBUTOR) shall promptly and at no cost
to LICENSOR execute and deliver to LICENSOR such additional instruments or

 

9

 

documentation as LICENSOR may reasonably request, including without
limitation execution and delivery of substitute or short-form license
agreements, with terms consistent with this Agreement, for recordation or
registration in specified countries in the event that this Agreement shall be
deemed by LICENSOR to be unsuitable for recordation or entry in such
countries.  The terms and conditions of
this Agreement (and not the terms and conditions of such substitute or short-form
license agreements entered into for recording or entry purposes) shall be
binding between LICENSOR and LICENSEE (or the appropriate PERMITTED SUBLICENSEE
or AUTHORIZED DISTRIBUTOR) throughout the world and shall govern and control
any controversy that may arise with respect to each party’s rights and
obligations hereunder; provided, however, that if specific terms
and conditions of any such substitute or short-form license agreement differ
from the comparable terms and conditions of this Agreement and enforcement of
the comparable terms and conditions of this Agreement pursuant to this
provision either would be uncertain or improper under the Laws of the
applicable country or would adversely affect LICENSOR’S rights in and to the GE
MARKS in such country, then the specific terms and conditions of the substitute
or short-form license agreement shall be controlling in such country.

 

H.                                    LICENSEE
and the PERMITTED SUBLICENSEES shall supply LICENSOR with such information
(including, without limitation, any such information of the AUTHORIZED DISTRIBUTORS)
concerning sales and other dispositions of PRODUCTS and SERVICES as LICENSOR
may reasonably request to aid LICENSOR in the acquisition, maintenance and
renewal of registrations of the GE MARKS, to record this Agreement, to enter
LICENSEE, the PERMITTED SUBLICENSEES or AUTHORIZED DISTRIBUTORS as registered
or authorized users of the GE MARKS or for any purpose reasonably related to
LICENSOR’S maintenance and protection of the GE MARKS.  LICENSEE (and the PERMITTED SUBLICENSEES)
shall fully cooperate with LICENSOR’S reasonable requests in the execution,
filing, and prosecution of any registration of a MARK or copyright relating to
GE MARKS that LICENSOR may desire to obtain. 
For that purpose LICENSEE (and the PERMITTED SUBLICENSEES) shall supply
to LICENSOR such samples, containers, labels, letterheads and other similar
materials bearing the GE MARKS as may be required by LICENSOR.

 

I.                                         Notwithstanding
Paragraph II.A, LICENSEE, the PERMITTED SUBLICENSEES and the AUTHORIZED
DISTRIBUTORS will not use the GE MARKS, nor may any particular PRODUCT or
SERVICE be marketed, distributed or offered for sale or sold, (i) in any
jurisdiction where the GE MARKS have not been registered, until an appropriate
MARK search has been conducted (at LICENSEE’S expense) and an application to
register the particular GE MARK in the relevant MARK class(es) for PRODUCTS and
SERVICES has been filed in that jurisdiction (at LICENSOR’S expense), or
LICENSOR determines in good faith on advice of its trademark counsel that it
would be preferable not to seek to register such GE MARK in that country but
that there is no material impediment to the use of such GE MARK therein and
(ii) in a country where entry of LICENSEE as a registered or authorized user is
required, prior to the execution of an appropriate registered user agreement or
similar agreement and the filing thereof with the appropriate governmental
agency (except where failure to do so prior to use will not have a material
adverse effect on such GE MARK).  Not in
limitation of the foregoing, in the event that LICENSOR determines that
LICENSEE and the PERMITTED SUBLICENSEES are using the GE MARKS in a
jurisdiction where such GE MARKS are not

 

10

 

registered in the appropriate MARK class(es) for PRODUCTS and SERVICES,
LICENSOR at its sole discretion shall have the option to require such
registration at LICENSOR’S expense.

 

J.                                      LICENSEE
and the PERMITTED SUBLICENSEES shall not, and shall instruct the AUTHORIZED
DISTRIBUTORS to not, enter into any agreements relating to the placement of
listings in response to Website search terms and key words that consist of the
terms included in Exhibit C.  Upon
expiration or termination of this Agreement, LICENSEE and the PERMITTED
SUBLICENSEES shall, and shall instruct the AUTHORIZED DISTRIBUTORS to, assign
any agreements relating to the placement of listings in response to Website
search terms and key words that include the GE MARKS to LICENSOR, unless such
agreements by their own terms are non-assignable (in which case LICENSEE and
the PERMITTED SUBLICENSEES shall, and shall instruct the AUTHORIZED
DISTRIBUTORS to, terminate such agreements).

 

V.  OWNERSHIP
AND VALIDITY OF GE MARKS

 

A.                                    LICENSEE
and the PERMITTED SUBLICENSEES admit the validity, and LICENSOR’S ownership, of
the GE MARKS and agree that any and all goodwill, rights or interests that
might be acquired by the use of the GE MARKS by LICENSEE, the PERMITTED
SUBLICENSEES and/or AUTHORIZED DISTRIBUTORS shall inure to the sole benefit of
LICENSOR.  If LICENSEE, the PERMITTED
SUBLICENSEES or AUTHORIZED DISTRIBUTORS obtain rights or interests in the GE
MARKS, LICENSEE or the PERMITTED SUBLICENSEES shall transfer, or shall instruct
such AUTHORIZED DISTRIBUTOR to transfer, those rights or interests to LICENSOR
upon request by LICENSOR.  LICENSEE and
the PERMITTED SUBLICENSEES admit and agree that, as between the parties,
LICENSEE, the PERMITTED SUBLICENSEES and AUTHORIZED DISTRIBUTORS have been
extended only a mere permissive right to use the GE MARKS as provided in this
Agreement which is not coupled with any ownership interest.

 

B.                                    LICENSEE
and the PERMITTED SUBLICENSEES further agree not to, and to instruct the
AUTHORIZED DISTRIBUTORS not to: (i) use or register in any country any MARKS
(including, without limitation, any slogan) confusingly similar to, or
consisting in whole or in part of, the GE MARKS or (ii) register the GE MARKS
in any country, without in each case the express prior written consent of
LICENSOR.  Whenever LICENSEE or a
PERMITTED SUBLICENSEE becomes aware of any consumer confusion or risk thereof
between a MARK used by LICENSEE, a PERMITTED SUBLICENSEE or AUTHORIZED
DISTRIBUTOR, and a GE MARK, LICENSEE or such PERMITTED SUBLICENSEE shall take
appropriate steps to promptly remedy or avoid such confusion or risk of
confusion.

 

C.                                    LICENSEE
may request in writing that LICENSOR, at LICENSEE’S expense, file an
application for registration of any GE MARK for use in connection with the
PRODUCTS and SERVICES in any country in which such GE MARK is not registered in
the appropriate classes of goods or services for such PRODUCTS and SERVICES as
of the EFFECTIVE DATE.  Subject to
Paragraph IV.I, LICENSOR shall use commercially reasonable efforts to complete
such filing and prosecution in LICENSOR’S name.  LICENSEE shall supply, without cost to LICENSOR, from time to
time as requested by LICENSOR, such samples, containers, labels, letterheads,
and similar materials from such LICENSEE or the PERMITTED SUBLICENSEES as may
reasonably be required for such filing and prosecution.

 

11

 

D.                                    LICENSOR
will own all right, title and interest in and to any and all applications for
registration of the GE MARKS (including, without limitation, applications filed
in accordance with Paragraph V.C), whether filed before or after the EFFECTIVE
DATE, and such applications shall be deemed incorporated in the defined term
“GE MARKS”.

 

E.                                      LICENSEE
and the PERMITTED SUBLICENSEES shall give LICENSOR notice promptly of any known
or presumed infringements of the GE MARKS, and shall instruct the AUTHORIZED
DISTRIBUTORS to give prompt notice to LICENSEE of any such infringements, which
LICENSEE shall promptly give to LICENSOR. 
LICENSEE and the PERMITTED SUBLICENSEES shall render, and instruct the
AUTHORIZED DISTRIBUTORS to render, to LICENSOR full and prompt cooperation (at
LICENSOR’S expense) for the enforcement and protection of the GE MARKS against
such infringements.  LICENSOR shall retain
all rights to bring all actions and proceedings in connection with infringement
or misuse of the GE MARKS at its sole discretion.  If LICENSOR decides to enforce the GE MARKS against an infringer,
all costs incurred and recoveries made shall be for the account of LICENSOR.

 

F.                                      LICENSEE
and the PERMITTED SUBLICENSEES will not, and shall instruct the AUTHORIZED
DISTRIBUTORS to not, at any time during the Term, and any time thereafter, for
as long as LICENSOR shall own rights in the GE MARKS, do or cause to be done
any act or thing disparaging, disputing, attacking, challenging, impairing,
diluting, or in any way tending to harm the reputation or goodwill associated
with LICENSOR, its AFFILIATES or any of the GE MARKS.

 

G.                                    LICENSEE,
the PERMITTED SUBLICENSEES and the AUTHORIZED DISTRIBUTORS have no right (and
shall not, and shall instruct the AUTHORIZED DISTRIBUTORS to not, represent
that they have the right) to bind or obligate LICENSOR in any way.  LICENSOR has no right, and shall not
represent that it has the right, to bind or obligate LICENSEE, any PERMITTED
SUBLICENSEE or AUTHORIZED DISTRIBUTOR in any way.

 

VI.  CORPORATE
NAMES

 

A.                                    “GE
MARKS” means the LICENSED MARKS, “General Electric”, “GE Capital” and
“GEFA”.

 

B.                                    “LICENSED
SUBSIDIARIES” means those PERMITTED SUBLICENSEES that, as of the EFFECTIVE
DATE, include in their corporate names the GE MARKS, provided that “LICENSED
SUBSIDIARIES” shall not include any such PERMITTED SUBLICENSEES that adopt NEW
CORPORATE NAMES after the EFFECTIVE DATE.

 

C.                                    “NEW
CORPORATE NAMES” shall mean corporate names that do not consist in whole or
in part of, and are not dilutive of or confusingly similar to, the GE
MARKS.  The parties agree that
LICENSEE’S “Genworth” name and mark, and derivatives thereof, do not consist in
whole or in part of, and are not dilutive of or confusingly similar to, the GE
MARKS, provided that LICENSEE does not highlight, isolate or emphasize the
letters “Ge” alone in the “Genworth” name and mark or derivatives thereof.

 

12

 

D.                                    “TWENTY
PERCENT DATE” means the first date on which members of the GE GROUP cease
to beneficially own, in the aggregate, (excluding for such purposes shares of
GENWORTH COMMON STOCK beneficially owned by LICENSOR but not for its own
account, including (in such exclusion) beneficial ownership that arises by
virtue of some entity that is an AFFILIATE of LICENSOR being a sponsor of or
advisor to a mutual or similar fund that beneficially owns shares of GENWORTH
COMMON STOCK) more than twenty percent (20%) of the then outstanding GENWORTH
COMMON STOCK.

 

E.                                      Subject
to the terms and conditions set forth herein, LICENSOR hereby grants to
LICENSEE a limited, non-exclusive, non-transferable, royalty-free license, with
no right to sublicense (other than to the LICENSED SUBSIDIARIES as expressly
provided herein), to allow the LICENSED SUBSIDIARIES to use the GE MARKS in
their corporate names to the extent such GE MARKS are used in such corporate
names as of the EFFECTIVE DATE.  Unless
sooner terminated in accordance with this Article VI, this license shall
expire on the sooner of: (i) the date that any GOVERNMENTAL AUTHORITY requires
that such corporate names be changed, but only with respect to the particular
LICENSED SUBSIDIARY to which the GOVERNMENTAL AUTHORITY requirement applies and
subject to any time frame or transition period established by the GOVERNMENTAL
AUTHORITY (alone or in consultation with LICENSEE), (ii) the TWENTY PERCENT
DATE or (iii) the expiration of five (5) years from the EFFECTIVE DATE.  Upon expiration in accordance with the
foregoing (ii), (x) the LICENSED SUBSIDIARY shall use its best efforts to
effectuate cessation of its use of the GE MARKS in its corporate name as
expeditiously as possible under the circumstances and (y) in the event that a
LICENSED SUBSIDIARY is unable to obtain regulatory approval necessary to adopt
a NEW CORPORATE NAME in a jurisdiction, or is otherwise unable for regulatory
reasons to adopt a NEW CORPORATE NAME in a jurisdiction, such LICENSED
SUBSIDIARY shall be allowed to continue its then-current use of the corporate
name for a transition period, which shall not exceed one (1) year except upon
mutual agreement of the parties, provided that such LICENSED SUBSIDIARY in good
faith complies with the obligations contained herein.  Such LICENSED SUBSIDIARY shall comply with the applicable
transition provisions in Exhibit D during any such transition period.  No such transition period shall extend
beyond five (5) years from the EFFECTIVE DATE.

 

F.                                      Upon
expiration or termination of the license granted under this Article VI,
the LICENSED SUBSIDIARIES shall adopt NEW CORPORATE NAMES, subject to
applicable TRANSITION PERIODS and other applicable provisions of this
Article VI and this Agreement.  If
adoption of a NEW CORPORATE NAME is consistent with LICENSEE’S and the LICENSED
SUBSIDIARIES’ business plans and does not subject LICENSEE and the LICENSED
SUBSIDIARIES to material incremental costs in addition to costs that LICENSEE
and the LICENSED SUBSIDIARIES would incur to adopt NEW CORPORATE NAMES at a
future date, LICENSEE and the LICENSED SUBSIDIARIES shall use reasonable best
efforts to adopt and change to NEW CORPORATE NAMES as soon as possible after
the EFFECTIVE DATE.  The obligation to
adopt NEW CORPORATE NAMES in connection with the TWENTY PERCENT DATE as set
forth in the foregoing Paragraph VI.E shall not apply to the LICENSED
SUBSIDIARY known as GE Capital Life Assurance Company of New York (“GECLANY”)
to the extent that it is necessary for GECLANY to maintain its current
corporate name in order to fulfill its existing contractual obligations as of
the EFFECTIVE DATE.  GECLANY shall,

 

13

 

however, be required to adopt a NEW CORPORATE NAME no later than the
expiration of the TERM.

 

G.                                    The
LICENSED SUBSIDIARIES shall operate their businesses in accordance with at
least the same standards of quality, appearance, service and other standards
that are observed as of the EFFECTIVE DATE by the LICENSED SUBSIDIARIES.  In order to promote adherence to such
standards and for the purpose of protecting and maintaining the goodwill
associated with the GE MARKS and the reputation of LICENSOR, LICENSOR shall
have the right to obtain from LICENSEE reasonable information as to the
operation of the LICENSED SUBSIDIARIES’ businesses and the manner in which the
GE MARKS are used in connection with their corporate names.  If, at any time, a LICENSED SUBSIDIARY
fails, in the reasonable judgment of LICENSOR, to conform to the standards set
forth in this Paragraph VI.G,  LICENSOR
shall notify LICENSEE of such failure in writing (which notice shall provide a
description of the nonconformity that is reasonable under the circumstances
and, if appropriate and available to LICENSOR, include copies of any
documentation relating to such nonconformity). 
Such LICENSED SUBSIDIARY shall take all necessary steps to bring the
nonconforming aspects of its business into conformity with such standards.  If such LICENSED SUBSIDIARY fails to bring
the nonconforming aspects of its business into conformity with such standards
within twenty (20) days (or such other time period mutually agreed upon by the
parties) after LICENSEE’S receipt of written notice of nonconformity, then such
LICENSED SUBSIDIARY shall use its best efforts to effectuate cessation of its
use of the GE MARKS in its corporate name as expeditiously as possible under
the circumstances.  Notwithstanding the
foregoing, in the event that LICENSOR and LICENSEE or a LICENSED SUBSIDIARY do
not agree as to (i) whether a nonconformity exists, (ii) a remedy for a
nonconformity, or (iii) the date by which a nonconformity will be corrected,
LICENSOR and LICENSEE or the LICENSED SUBSIDIARY shall resolve their
disagreements in accordance with the Article VI dispute resolution process
set forth in Exhibit E.  LICENSEE or the
LICENSED SUBSIDIARY shall then implement the remedy, if any, that results from
the dispute resolution process according to the requirements specified, or
agreements reached, during the dispute resolution process.  During the pendency of the dispute
resolution process, LICENSEE or the LICENSED SUBSIDIARY may take whatever
action with respect to the purported nonconforming aspects of the LICENSED
SUBSIDIARY’S business as it deems reasonable to address the purported nonconformity
(provided that the LICENSED SUBSIDIARY has the right pursuant to this Agreement
to take such action), which may include, if applicable, implementing some or
all of its proposed remedy.

 

H.                                    The
LICENSED SUBSIDIARIES shall comply at all times with all applicable Laws, and
shall be accurate in their descriptions of the relationship between LICENSOR
and the LICENSED SUBSIDIARIES.  For the
purpose of protecting and maintaining the goodwill associated with the GE MARKS
and the reputation of LICENSOR, LICENSOR or its authorized representative shall
have the right at any reasonable time or times during regular business hours on
reasonable notice to LICENSEE, and up to two (2) times per calendar year (and
otherwise if LICENSOR notifies LICENSEE in writing that it believes a LICENSED
SUBSIDIARY is not complying with the requirements of this Article VI,
which notice shall provide a description of the nonconformity that is
reasonable under the circumstances and, if appropriate and available to
LICENSOR, include copies of any documentation relating to such nonconformity),
to visit the offices and facilities of the LICENSED SUBSIDIARY.  LICENSOR may conduct a reasonable

 

14

 

inspection and examination of such offices and facilities and the
operation of the business of the LICENSED SUBSIDIARY to determine compliance
with this Article VI in conjunction with the LICENSED SUBSIDIARY’S use of
the GE MARKS in its corporate name. 
Upon LICENSOR’S reasonable request, the LICENSED SUBSIDIARIES shall
permit LICENSOR to promptly examine and audit documents, books, records and
other information pertaining to the operation of the LICENSED SUBSIDIARIES’
business as LICENSOR may reasonably require to verify that the LICENSED SUBSIDIARIES
are complying with the requirements of this Article VI in conjunction with
the LICENSED SUBSIDIARIES’ use of the GE MARKS in their corporate names.  In conducting any such inspection or audit,
LICENSOR shall take all steps reasonably required by the LICENSED SUBSIDIARIES
to minimize disruption to the LICENSED SUBSIDIARIES’ business and to avoid
disclosure of the LICENSED SUBSIDIARIES’ confidential and propriety information
and materials, including, but not limited to, executing nondisclosure agreements,
provided that such steps and agreements shall not prevent LICENSOR from
pursuing any claims that it may have in connection with this Agreement.

 

I.                                         The
license granted in this Article VI shall automatically terminate with
respect to a LICENSED SUBSIDIARY upon notice to LICENSEE upon any of the
following events with respect to that LICENSED SUBSIDIARY:  (i) any merger or consolidation of such
LICENSED SUBSIDIARY with an unrelated third party; (ii) the sale of all or substantially
all of the assets of such LICENSED SUBSIDIARY to an unrelated third party; or
(iii) a change of control of such LICENSED SUBSIDIARY whereby any unrelated
third party acquires fifty percent (50)% or more of the outstanding voting
securities of such LICENSED SUBSIDIARY or the power, directly or indirectly, to
direct or cause the direction of management or policies (whether through
ownership of securities or partnership or other ownership interests, by
contract or otherwise) of such LICENSED SUBSIDIARY.

 

J.                                      In
the event LICENSEE or a LICENSED SUBSIDIARY breaches in any material respect
any representation, warranty or covenant of this Article VI and LICENSOR
gives LICENSEE written notice of such breach (which notice shall provide a
description of the breach that is reasonable under the circumstances), LICENSEE
and the LICENSED SUBSIDIARY, if applicable, shall have forty-five (45) days
from LICENSEE’S receipt of such notice to remedy such breach, unless such
breach cannot be remedied within such forty-five (45) day period, in which case
LICENSEE and the LICENSED SUBSIDIARY, if applicable, shall use best efforts to
remedy such breach as promptly as practicable but no later than ninety (90)
days from LICENSEE’S receipt of such notice. 
If the breach is not remedied in accordance with the foregoing time
periods, LICENSOR shall have the right to terminate the license granted in this
Article VI with respect to LICENSEE and the LICENSED SUBSIDIARY, if
applicable, at any time thereafter by giving LICENSEE notice of such
termination.

 

K.                                    The
license granted in this Article VI shall terminate as to a particular
country with notice to LICENSEE on a date established by either LICENSOR or
LICENSEE if a controlling substitute or short-form license agreement is
required in such country pursuant to Paragraph IV.G hereof and such controlling
substitute or short-form license agreement contains provisions unacceptable to
the party giving notice hereunder.  The
LICENSED SUBSIDIARIES will comply with any additional requirements and perform
any additional acts that LICENSOR

 

15

 

deems necessary to comply with all applicable foreign Laws and to
maintain, enhance and protect LICENSOR’S rights in the GE MARKS in foreign
jurisdictions.

 

L.                                     The
license granted in this Article VI shall automatically terminate with
respect to a LICENSED SUBSIDIARY without notice by LICENSOR in the event such
LICENSED SUBSIDIARY commences, or has commenced against it, proceedings under
bankruptcy, insolvency or debtor’s relief laws or similar laws in any other
jurisdiction, which proceedings are not dismissed within sixty (60) days; such
LICENSED SUBSIDIARY makes a general assignment for the benefit of its
creditors; or such LICENSED SUBSIDIARY ceases operations or is liquidated or
dissolved.

 

M.                                  Upon
any termination under Paragraphs VI.I or VI.L, any terminated LICENSED
SUBSIDIARY (or, subject to Paragraph VI.I, any successor of a LICENSED
SUBSIDIARY) shall be permitted to continue its then-current use of the GE MARKS
to the extent required to comply with applicable Laws for a TRANSITION PERIOD
if LICENSEE obtains LICENSOR’S written consent (which consent shall not be
unreasonably withheld) prior to the start of any proposed TRANSITION PERIOD (as
defined in Paragraph VII.F.3 below). 
Upon any termination under Paragraph VI.J, any terminated LICENSED
SUBSIDIARY (or, subject to Paragraph VI.I, any successor of a LICENSED
SUBSIDIARY) shall be permitted to continue its then-current use of the GE MARKS
but shall use its best efforts to effectuate cessation of its use of the GE
MARKS in its corporate name as expeditiously as possible under the
circumstances.

 

N.                                    LICENSEE
shall cause the LICENSED SUBSIDIARIES to comply with the terms and conditions
of this Article VI, and hereby grants LICENSOR the right to enforce this
Agreement directly against a LICENSED SUBSIDIARY to the extent that such
LICENSED SUBSIDIARY breaches the terms and conditions of this
Article VI.  Any such enforcement
by LICENSOR against a LICENSED SUBSIDIARY shall be upon the same terms and
conditions as are applicable to enforcement by LICENSOR against LICENSEE under
this Agreement.  For the avoidance of
doubt, LICENSEE’S failure to cause the LICENSED SUBSIDIARIES to comply in any
material respect with the terms and conditions of this Article VI shall be
a material breach of this Agreement by LICENSEE, and shall subject LICENSEE to
termination of the license granted in Paragraph VI.E according to the
termination process set forth in Paragraphs VI.J and VI.M.  Provided that LICENSEE uses best efforts to
address any material breach of a LICENSED SUBSIDIARY (such efforts including
termination of such LICENSED SUBSIDIARY if the material breach is continuing),
then notwithstanding the foregoing sentence, LICENSEE shall not be deemed to
have breached this Agreement for failure to cause a LICENSED SUBSIDIARY to
comply in any material respect with the terms and conditions of this
Article VI to the extent that such LICENSED SUBSIDIARY’S breach is by its
nature not capable of being remedied.

 

O.                                   Any
dispute, controversy or claim arising out of or relating to the transactions
contemplated by this Article VI, or the validity, interpretation, breach
or termination of any provision of this Article VI shall be resolved in
accordance with Exhibit E.

 

16

 

VII.  TERMINATION

 

A.                                    Unless
terminated pursuant to any provision of this Article VII, this Agreement
shall have a term (“TERM”) of five (5) years from the EFFECTIVE DATE.

 

B.                                    This
Agreement shall terminate as to a particular country with notice to LICENSEE on
a date established by either LICENSOR or LICENSEE if a controlling substitute
or short-form license agreement is required in such country pursuant to
Paragraph IV.G hereof and such controlling substitute or short-form license
agreement contains provisions unacceptable to the party giving notice
hereunder.

 

C.                                    In
the event LICENSEE or the PERMITTED SUBLICENSEES breach in any material respect
any representation, warranty or covenant of this Agreement (including, without
limitation, any failure to address an AUTHORIZED DISTRIBUTOR’S failure to
comply with this Agreement as set forth in Paragraph II.E.3, including, without
limitation, the standards and guidelines set forth in Paragraph IV.B), or in
the event LICENSEE breaches its indemnification obligations as set forth in
Section 5.2 of the Master Agreement, and LICENSOR gives LICENSEE written
notice of such breach (which notice shall provide a description of the breach
that is reasonable under the circumstances), LICENSEE or the PERMITTED
SUBLICENSEES shall have forty-five (45) days from LICENSEE’S receipt of such
notice to remedy such breach.  If the
breach is not remedied within said forty-five (45) days, LICENSOR shall have
the right to terminate this Agreement at any time thereafter by giving LICENSEE
notice of such termination.

 

D.                                    This
Agreement shall automatically terminate upon notice to LICENSEE (i) in its
entirety upon any of the following events with respect to LICENSEE and (ii)
with respect to any PERMITTED SUBLICENSEE, upon any of the following events
with respect to such PERMITTED SUBLICENSEE:

 

1.                                       any merger or
consolidation of LICENSEE or such PERMITTED SUBLICENSEE with an unrelated third
party;

 

2.                                       the sale of all
or substantially all of the assets of LICENSEE or such PERMITTED SUBLICENSEE to
an unrelated third party; or

 

3.                                       a change of
control of LICENSEE or such PERMITTED SUBLICENSEE whereby any unrelated third
party  acquires fifty percent (50%) or
more of the outstanding voting securities of LICENSEE or such PERMITTED
SUBLICENSEE or the power, directly or indirectly, to direct or cause the
direction of management or policies (whether through ownership of securities or
partnership or other ownership interests, by contract or otherwise) of LICENSEE
or such PERMITTED SUBLICENSEE.

 

Notwithstanding the foregoing, this Agreement shall not terminate if
LICENSEE or any PERMITTED SUBLICENSEE acquires or attains control of a business
entity, business unit, or block of business that provides PRODUCTS or SERVICES.

 

E.                                      This
Agreement shall automatically terminate with respect to LICENSEE, a PERMITTED
SUBLICENSEE or AUTHORIZED DISTRIBUTOR without notice to LICENSEE by LICENSOR in
the event LICENSEE, such PERMITTED SUBLICENSEE or such AUTHORIZED DISTRIBUTOR
commences, or has commenced against it, proceedings

 

17

 

under bankruptcy, insolvency or debtor’s relief laws or similar laws in
any other jurisdiction, which proceedings are not dismissed within sixty (60)
days; LICENSEE, such PERMITTED SUBLICENSEE or such AUTHORIZED DISTRIBUTOR makes
a general assignment for the benefit of its creditors; or LICENSEE, such
PERMITTED SUBLICENSEE or such AUTHORIZED DISTRIBUTOR ceases operations or is
liquidated or dissolved.

 

F.                                      TRANSITION
PERIODS.

 

1.                                       Upon any
termination under Paragraph VII.C, VII.D or VII.E of this Agreement in its
entirety or with respect to LICENSEE, any PERMITTED SUBLICENSEE or any
AUTHORIZED DISTRIBUTOR (or, subject to Paragraphs VII.D and IX.E, any successor
of LICENSEE, any PERMITTED SUBLICENSEE or any AUTHORIZED DISTRIBUTOR by way of
merger, consolidation, purchase of all or substantially all of the assets
thereof, or change of control), LICENSEE, any such terminated PERMITTED
SUBLICENSEE and any such terminated AUTHORIZED DISTRIBUTOR (or any such
successor), as the case may be, shall be permitted to continue its then-current
use of the LICENSED MARKS to the extent required to comply with applicable Laws
for a TRANSITION PERIOD (as hereinafter defined) if LICENSEE obtains LICENSOR’S
written consent (which consent shall not be unreasonably withheld) prior to the
start of any proposed TRANSITION PERIOD.

 

2.                                       Upon any sale,
divestiture or transfer by LICENSEE or any PERMITTED SUBLICENSEE of any of its
business entities, business units, or blocks of business, such business entity,
business unit or block of business shall be permitted to continue its
then-current use of the LICENSED MARKS to the extent required to comply with
applicable Laws for a TRANSITION PERIOD if LICENSEE obtains LICENSOR’S written
consent (which consent shall not be unreasonably withheld) prior to the start
of any proposed TRANSITION PERIOD.

 

3.                                       “TRANSITION
PERIOD” means a nine (9) month period, which may be extended with
LICENSOR’S prior written consent (which consent shall not be unreasonably
withheld) three (3) times for consecutive periods of thirty (30) days each,
provided that LICENSEE, all applicable PERMITTED SUBLICENSEES and all
applicable AUTHORIZED DISTRIBUTORS, as the case may be, at all times during
such time period and such extension periods comply in good faith with the
obligations contained herein and discontinue such use as promptly as
practicable.

 

4.                                       Notwithstanding
anything in this Agreement to the contrary, no TRANSITION PERIOD shall extend
beyond five (5) years from the EFFECTIVE DATE. 
LICENSEE, all applicable PERMITTED SUBLICENSEES and all applicable
AUTHORIZED DISTRIBUTORS, as the case may be, shall comply with the transition
provisions in Exhibit D.

 

G.                                    The
termination provisions of this Article VII do not apply to termination of
the license granted in Article VI.

 

H.                                    The
following provisions of this Agreement shall survive any termination or
expiration of this Agreement: 
Paragraphs V.A, V.B, V.D, V.F, V.G, VII.F and Articles VIII and IX.  Subject to the foregoing sentence, upon
termination or expiration of this Agreement, all

 

18

 

licenses granted to LICENSEE, the PERMITTED SUBLICENSEES and the
AUTHORIZED DISTRIBUTORS herein shall immediately terminate.

 

VIII. 
DISCLAIMER OF WARRANTIES AND ASSUMPTION OF RISK

 

A.                                    EACH
PARTY AGREES AND ACKNOWLEDGES THAT THE GE MARKS ARE LICENSED HEREUNDER AS IS,
WITH ALL FAULTS AND WITHOUT WARRANTY OF ANY KIND, AND THAT LICENSOR DOES NOT
MAKE, AND LICENSOR HEREBY SPECIFICALLY DISCLAIMS, ANY REPRESENTATION OR
WARRANTIES, EXPRESS OR IMPLIED, INCLUDING, WITHOUT LIMITATION, OF
MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

 

B.                                    LICENSEE
and the PERMITTED SUBLICENSEES hereby assume all risk and liability resulting
from LICENSEE’S, PERMITTED SUBLICENSEES’ and AUTHORIZED DISTRIBUTORS’ use of
the GE MARKS.

 

IX.  MISCELLANEOUS
PROVISIONS

 

A.                                    Governing
Law.  This Agreement shall be
governed by and construed and interpreted in accordance with the Laws of the
State of New York irrespective of the choice of Laws principles of the State of
New York other than Section 5-1401 of the General Obligations Law of the
State of New York.

 

B.                                    Notices.  All notices, requests, claims, demands and
other communications under this Agreement shall be in writing and shall be
given or made (and shall be deemed to have been duly given or made upon
receipt) by delivery in person, by overnight courier service, by facsimile with
receipt confirmed (followed by delivery of an original via overnight courier
service) or by registered or certified mail (postage prepaid, return receipt
requested) to the respective parties at the following addresses (or at such
other address for a party as shall be specified in a notice given in accordance
with this Paragraph IX.B):

 

LICENSOR:

 

GE Capital Registry, Inc.

260 Long Ridge Road

Stamford, CT  06927

Attention:  General Counsel

with a copy to:

 

Weil, Gotshal & Manges LLP

767 Fifth Avenue

New York, NY  10153

Attention:  Howard Chatzinoff, Esq.

 

LICENSEE:

 

Genworth Financial, Inc.

6620 West Broad Street

 

19

 

Richmond, VA 23230

Attention:  General Counsel

with a copy to:

 

Hunton & Williams LLP

Riverfront Plaza, East Tower

951 East Byrd Street

Richmond, VA 23219-4074

Attention:  Allen C. Goolsby, Esq.

 

C.                                    Severability.  If any term or other provision of this
Agreement is invalid, illegal or incapable of being enforced under any Law or
as a matter of public policy, all other conditions and provisions of this
Agreement shall nevertheless remain in full force and effect.  Upon such determination that any term or
other provision is invalid, illegal or incapable of being enforced, the parties
to this Agreement shall negotiate in good faith to modify this Agreement so as
to effect the original intent of the parties as closely as possible in a
mutually acceptable manner in order that the transactions contemplated by this
Agreement be consummated as originally contemplated to the greatest extent
possible.

 

D.                                    Entire
Agreement.  This Agreement and the
Master Agreement constitute the entire agreement of the parties hereto with
respect to the subject matter of this Agreement and supersede all prior
agreements and undertakings, both written and oral, between or on behalf of the
parties hereto with respect to the subject matter of this Agreement.

 

E.                                      Assignment;
No Third-Party Beneficiaries.  This
Agreement shall not be assigned or transferred in whole or in part by any party
hereto without the prior written consent of the other parties hereto, and any
attempted assignment or transfer without such consent shall be null and
void.  Notwithstanding the foregoing,
LICENSOR, in its sole discretion, may assign this Agreement in whole or in part
to any AFFILIATE of LICENSOR at any time. 
Except as provided in Paragraph VII.F with respect to successors, this
Agreement is for the sole benefit of the parties to this Agreement and their
permitted successors and assigns and nothing in this Agreement, express or
implied, is intended to or shall confer upon any other Person or entity any
legal or equitable right, benefit or remedy of any nature whatsoever under or
by reason of this Agreement.

 

F.                                      Amendment.  No provision of this Agreement may be
amended or modified except by a written instrument signed by all the parties to
this Agreement.  No waiver by any party
of any provision hereof shall be effective unless explicitly set forth in
writing and executed by the party so waiving. 
The waiver by either party hereto of a breach of any provision of this
Agreement shall not operate or be construed as a waiver of any other subsequent
breach.

 

G.                                    Rules
of Construction.  Interpretation of
this Agreement shall be governed by the following rules of construction:  (a) words in the singular shall be held to
include the plural and vice versa and words of one gender shall be held to
include the other gender as the context requires, (b) references to the terms
Article, Section, Paragraph, and Schedule are references to the Articles,
Sections, Paragraphs, and Schedules to this Agreement unless otherwise
specified, 

 

20

 

(c) the word “including” and words of similar import shall mean
“including, without limitation,” (d) provisions shall apply, when appropriate,
to successive events and transactions, (e) the headings contained herein are
for reference purposes only and shall not affect in any way the meaning or
interpretation of this Agreement and (f) this Agreement shall be construed
without regard to any presumption or rule requiring construction or
interpretation against the party drafting or causing any instrument to be
drafted.

 

H.                                    Counterparts.  This Agreement may be executed in one or
more counterparts, each of which when executed shall be deemed to be an
original but all of which taken together shall constitute one and the same
agreement.  Delivery of an executed
counterpart of a signature page to this Agreement by facsimile shall be as
effective as delivery of a manually executed counterpart of any such Agreement.

 

I.                                         Dispute
Resolution.  Any dispute,
controversy or claim arising out of or relating to the transactions
contemplated by this Agreement, or the validity, interpretation, breach or
termination of any provision of this Agreement shall be resolved in accordance
with Article VII of the Master Agreement. 
Notwithstanding the foregoing, any dispute, controversy or claim arising
out of or relating to the transactions contemplated by Article VI of this
Agreement, or the validity, interpretation, breach or termination of any
provision of Article VI of this Agreement shall be resolved in accordance
with Exhibit E.

 

J.                                      No
Waiver.  Failure by LICENSOR at any
time to enforce or require strict compliance with any provision of this
Agreement shall not affect or impair that provision in any way or the rights of
LICENSOR to avail itself of the remedies it may have in respect of any
subsequent breach of that or any other provision.  The waiver of any term, condition, or provision of this Agreement
must be in writing and signed by an authorized representative of the waiving
Party.  Any such waiver will not be
construed as a waiver of any other term, condition, or provision, nor as a
waiver of any subsequent breach of the same term, condition, or provision, except
as provided in a signed writing.

 

K.                                    Headings.  All headings used in this Agreement are for
convenience of reference only.  They
will not limit or extend the meaning of any provision of this Agreement, and
will not be relevant in interpreting any provision of this Agreement.

 

IN WITNESS WHEREOF, LICENSOR and LICENSEE
have caused this instrument to be executed in duplicate by their duly
authorized representatives as of the date first written above.

 

	
  GE CAPITAL REGISTRY, INC.

  	
   

  	
  GENWORTH FINANCIAL, INC.

  
	
  By:

  	
   

  	
   

  	
   

  	
  By:

  	
   

  	
   

  
	
  Name:

  	
   

  	
   

  	
   

  	
  Name:

  	
   

  	
   

  
	
  Title:

  	
   

  	
   

  	
   

  	
  Title:

  	
   

  	
   

  
	
  Date:

  	
   

  	
   

  	
   

  	
  Date:

  	
   

  	
   

  

 

21

 

EXHIBIT A

 

LICENSED MARKS

 

 

1.

 

2. 
“GE”, both unstylized and stylized, subject to the standards and
guidelines pursuant to Paragraph IV.B.

 

3. 
“Built on GE Heritage”

 

The parties agree that during the TERM,
LICENSEE’S right to use “Built on GE Heritage” shall be exclusive, even as to
LICENSOR, provided that such exclusivity shall apply only to all of the words
“Built on GE Heritage” used in that order. 
For the avoidance of doubt, GE may use “GE Heritage” alone or in
combination with other words and phrases.

 

22

 

EXHIBIT B

 

STANDARDS AND
GUIDELINES 

 

 

 

23

 

EXHIBIT C

 

SEARCH TERMS
AND KEY WORDS

 

All terms and
phrases containing the GE Marks either alone or in combination with other words
or phrases, including, without limitation, the following:

 

	
  ge interest
  plus

  
	
  ge long term
  care

  
	
  general electric long term care

  
	
  ge credit cards

  
	
  ge dental plan

  
	
  general electric dental plan

  
	
  ge auto club

  
	
  ge direct stock investing

  
	
  ge health care finance service

  
	
  ge health care finance services

  
	
  ge health care finance solution

  
	
  ge health care finance solutions

  
	
  ge health insurance

  
	
  ge healthcare finance service

  
	
  ge healthcare finance services

  
	
  ge healthcare finance solution

  
	
  ge healthcare finance solutions

  
	
  ge healthcare financial service

  
	
  ge healthcare financial services

  
	
  ge healthcare financial solution

  
	
  ge healthcare financial solutions

  
	
  ge heatlh care financial service

  
	
  ge heatlh care financial services

  
	
  ge heatlh care financial solution

  
	
  ge heatlh care financial solutions

  
	
  ge home insurance

  
	
  ge home mortgages

  
	
  ge immediate annuities

  
	
  ge mutual funds

  
	
  ge protection plans

  
	
  ge short term investing

  
	
  ge short term investment

  
	
  ge short term investments

  
	
  ge stock investing

  
	
  ge term life insurance

  
	
  general electric auto club

  
	
  general electric credit cards

  
	
  general electric direct stock investing

  

 

24

 

	
  general electric health insurance

  
	
  general electric home insurance

  
	
  general electric home mortgages

  
	
  general electric immediate annuities

  
	
  general electric mutual funds

  
	
  general electric protection plans

  
	
  general electric short term investing

  
	
  general electric short term investment

  
	
  general electric short term investments

  
	
  general electric stock investing

  
	
  general electric term life insurance

  

 

25

 

EXHIBIT D

 

TRANSITION PROVISIONS

 

Within two (2) months after the first day of, as the case may be, the
transition period set forth in Paragraph VI.E. or the TRANSITION PERIOD,
LICENSEE shall prepare and deliver to LICENSOR a reasonable plan (the “Plan”)
outlining the actions LICENSEE shall take to cease using, as the case may be,
the GE MARKS or the LICENSED MARKS.  The
Plan shall include, without limitation, an expected timeline for taking such
actions and a list of all necessary third party and regulatory approvals.  Such Plan shall be mutually agreed upon by
LICENSOR and LICENSEE.  LICENSOR and
LICENSEE shall in good faith reach mutual agreement on the Plan within thirty
(30) days after LICENSEE’S delivery of the Plan to LICENSOR.  In the event that LICENSOR does not provide
LICENSEE with a substantive response on the Plan within thirty (30) days after
LICENSEE’S delivery of the Plan to LICENSOR, the Plan shall be deemed mutually
agreed upon.  LICENSEE shall comply with
the agreed-upon Plan.  If LICENSEE does
not comply with its material obligations under the Plan, then LICENSEE will be
in breach of Paragraph VI.E. or Paragraph VII.F.4. of this Agreement, and
LICENSOR shall have the right to terminate this Agreement pursuant to Paragraph
VI.J. or Paragraph VII.C., respectively.

 

From the time that the Plan is mutually agreed upon through the end of
the transition period set forth in Paragraph VI.E or the TRANSITION PERIOD or
successful conclusion of the Plan, whichever comes first, LICENSEE shall
provide LICENSOR with written reports each ninety (90) days.  Such reports shall summarize the status of
LICENSEE’S actions under the Plan, including, without limitation, all approvals
sought and received.  LICENSEE shall
provide any and all additional information as LICENSOR may reasonably request
relating to such Plan and LICENSEE’S implementation thereof.

 

LICENSEE shall comply with all applicable terms and conditions set
forth in the Agreement during, as the case may be, such transition period set
forth in Paragraph VI.E. or such TRANSITION PERIOD.

 

26

 

EXHIBIT E

 

ARTICLE VI DISPUTE RESOLUTION

 

1.1                                 General Provisions.

 

(a)                                  Any dispute,
controversy or claim arising out of or relating to Article VI of this
Agreement, or the validity, interpretation, breach or termination thereof (an
“Article VI Dispute”), shall be resolved in accordance with the procedures
set forth in this Exhibit E, which shall be the sole and exclusive procedures
for the resolution of any such Article VI Dispute unless otherwise
specified below.  The parties expressly
agree that dispute resolution procedures in this Exhibit E govern
Article VI Disputes and supersede dispute resolution provisions contained
in any other Transaction Documents, including but not limited to the Master
Agreement, for Article VI Disputes.

 

(b)                                 Commencing with an
Article VI Initial Notice contemplated by Section 1.2 of this Exhibit
E, all communications between the parties or their representatives in
connection with the attempted resolution of any Article VI Dispute,
including any mediator’s evaluation referred to in Section 1.3 of this
Exhibit E, shall be deemed to have been delivered in furtherance of an
Article VI Dispute settlement, shall be exempt from discovery and
production, and shall not be admissible in evidence for any reason (whether as
an admission or otherwise), in any arbitral or other proceeding for the
resolution of the Article VI Dispute

 

(c)                                  The parties expressly
waive and forego any right to (i) punitive, exemplary, statutorily-enhanced or
similar damages in excess of compensatory damages, and (ii) trial by jury.

 

(d)                                 The specific
procedures set forth below, including but not limited to the time limits
referenced therein, may be modified by agreement of the parties in writing.

 

(e)                                  All applicable
statutes of limitations and defenses based upon the passage of time shall be
tolled while the procedures specified in this Exhibit E are pending.  The parties will take such action, if any,
required to effectuate such tolling.

 

(f)                                    The parties hereto
hereby irrevocably submit to the exclusive jurisdiction of any federal or state
court located within the State of Delaware over any such Article VI
Dispute and each party hereby irrevocably agrees that all claims in respect of
any such Article VI Dispute or any suit, action or proceeding related
thereto may be heard and determined in such courts.  The parties hereby irrevocably waive, to the fullest extent
permitted by applicable Law, any objection which they may now or hereafter have
to the laying of venue of any such Article VI Dispute brought in such
courts or any defense of inconvenient forum for the maintenance of such
dispute.  Each of the parties hereto
agrees that a judgment in any such Article VI Dispute may be enforced in
other jurisdictions by suit on the judgment or in any other manner provided by
Law.

 

27

 

(g)                                 Each party will bear
its own attorney’s fees and costs incurred in connection with the resolution of
any Article VI Dispute.

 

1.2                                 Consideration by
Senior Executives.  If an
Article VI Dispute is not resolved in the normal course of business at the
operational level, the parties shall attempt in good faith to resolve such
Article VI Dispute by negotiation between executives who hold, at a
minimum, the office of President and CEO of the respective business entities
involved in such Article VI Dispute. 
Either party may initiate the executive negotiation process by providing
a written notice to the other (the “Article VI Initial Notice”).  Ten (10) days after delivery of the
Article VI Initial Notice, the receiving party shall submit to the other a
written response (the “Article VI Response”).  The Article VI Initial Notice and the Article VI
Response shall include (i) a statement of the Article VI Dispute and of
each party’s position, and (ii) the name and title of the executive who will
represent that party and of any other person who will accompany the
executive.  Such executives will meet in
person or by telephone within twenty (20) days of the date of the
Article VI Initial Notice to seek a resolution of the Article VI
Dispute.

 

1.3                                 Mediation.  If an Article VI Dispute is not
resolved by negotiation as provided in Section 1.2 within thirty (30) days
from the delivery of the Article VI Initial Notice, then either party may
submit the Article VI Dispute for resolution by mediation pursuant to the
CPR Institute for Dispute Resolution Model Mediation Procedure as then in
effect.  The parties will select a
mediator from the CPR Panels of Distinguished Neutrals.  Either party at commencement of the
mediation may ask the mediator to provide an evaluation of the Article VI
Dispute and the parties’ relative positions. 
The parties agree to resolve such mediation within thirty (30) days of
the selection of a mediator.

 

1.4                                 Arbitration.  If an Article VI Dispute is not
resolved by mediation as provided in Section 1.3 within thirty (30) days
of the selection of a mediator (unless the mediator chooses to withdraw
sooner), either party may submit the Article VI Dispute to be finally
resolved by arbitration pursuant to the CPR Rules for Non-Administered
Arbitration as then in effect, but amended as follows:  (i) after an Article VI Dispute has
arisen but has not been resolved by negotiation or mediation according to the
time frames set forth in Sections 1.2 and 1.3, a party (the “Claimant”) seeking
to initiate arbitration shall send a Notice of Arbitration to the other party
(the “Respondent”) as soon as practicable; (ii) the Respondent shall deliver to
the Claimant a notice of defense within five (5) business days of its receipt
of the Notice of Arbitration; (iii) if a counterclaim is asserted in the Notice
of Defense, the Claimant shall deliver to the Respondent a reply to
counterclaim within five (5) business days of its receipt of the Notice of
Defense; (iv) there shall be one (1) arbitrator, who shall be a member of the
CPR Panels of Distinguished Neutrals and shall be appointed by agreement of the
parties, using their best, good faith efforts, within five (5) days after the
Notice of Defense is received by the Claimant, or, if no agreement is reached,
by the CPR upon written request of either party; and (v) no discovery will be
allowed.  The parties agree to resolve such
arbitration within thirty (30) days of the date that the Claimant sends the
Notice of Arbitration to the Respondent. 
Such arbitration proceeding shall take place in New York, New York
unless the parties mutually agree to another location.  The parties agree that no appeal shall lie
from the arbitration award, that they will not challenge the arbitration award
for any reason in any court, and that the arbitration award shall have the
force and effect of a judgment as if a court having jurisdiction thereof has

 

28

 

entered judgment on the award. 
The arbitration shall be governed by the Federal Arbitration Act, 9
U.S.C. §§ 1-16.

 

29Exhibit 10.10

 

INTELLECTUAL
PROPERTY CROSS LICENSE

 

                                This
INTELLECTUAL PROPERTY CROSS LICENSE (“Agreement”) dated as of
                      ,
2004, is entered into by GENERAL ELECTRIC COMPANY, a New York corporation (“GE”) and GENWORTH FINANCIAL, INC., a
Delaware corporation (“Genworth”).  GE and Genworth are sometimes referred to
herein as a “party” or
collectively as the “parties”.

 

PRELIMINARY
STATEMENTS

 

 

A.                                   GE, General Electric Capital Corporation,
GE Financial Assurance Holdings, Inc., GEI, Inc., and Genworth entered into a
Master Agreement, dated                    , 2004 (“Master Agreement”).

 

B.                                     The Master Agreement requires the
execution and delivery of this Agreement by the parties at the Closing.

 

C.                                     GE and its Affiliates control certain
Intellectual Property and desire to license certain Intellectual Property,
including, without limitation, patent rights, to Genworth and its Affiliates.

 

D.                                    Genworth and its Affiliates control
certain Intellectual Property and desire to license certain Intellectual
Property, including, without limitation, patent rights, to GE and its
Affiliates.

 

E.                                      The parties desire to avoid any adverse
effect on the GENIUS® Applications that may result from the filing
and prosecution of continuation-in-part and divisional patent applications
based on the GENIUS® Applications.

 

NOW THEREFORE, in consideration of the mutual
covenants and agreements contained herein, the parties, intending to be legally
bound, hereby agree as follows:

 

 

ARTICLE I

Definitions

 

Section 1.01.                         Certain Defined Terms.

 

(a)                                  Unless otherwise defined herein, all
capitalized terms used herein shall have the same meaning as in the Master
Agreement.

 

(b)                                 The following capitalized terms used in
this Agreement shall have the meanings set forth below:

 

“Applications” means the GENIUS® Applications and
the GE Applications.

 

 

“Bankruptcy
Code” has the meaning set forth in Section 2.05.

 

“CIP” has the meaning set forth in Section 4.03.

 

“CIP Applications” has the meaning set forth in Section 4.03.

 

“Control” or “Controlled” means, with
respect to any Intellectual Property, the right to grant a license or
sublicense to such Intellectual Property as provided for herein without (i)
violating the terms of any agreement or other arrangement with any third party,
(ii) requiring any consent, approvals or waivers from any third party, or any
breach or default by the party being granted any such license or sublicense
being deemed a breach or default affecting the rights of the party granting
such license or sublicense or (iii) requiring the payment of material
compensation to any third party.

 

“Divisional Applications” has the meaning set forth in Section
4.03.

 

“Electronic
Materials” has the meaning set forth
in Section 2.09.

 

“ERC IP” has the meaning set forth in Schedule C.

 

“GE
Accounting Policies” means GE’s accounting policies and related
documentation, which are clarifications of U.S. GAAP, pursuant to which GE
keeps its books and records and prepares consolidated financial statements.

 

“GEAM IP” has the meaning set forth in Schedule C.

 

“GE Applications” has the meaning set forth in Section 4.03.

 

“GECIS IP” has the meaning set forth in Schedule C.

 

“GE
Intellectual Property” means Intellectual Property that is (x)
Controlled by the GE Group as of the Closing Date or the date it is assigned to
the GE Group pursuant to the Master Agreement and (y) in use, held for use or
contemplated to be used by the Genworth Group as of the Closing Date or the
date of such assignment, but specifically excludes (i) Intellectual Property
assigned to Genworth and/or its Affiliates under the Master Agreement, (ii) GE
Materials and (iii) Intellectual Property obtained by Genworth for GE and its
Affiliates pursuant to Section 3.01(b) of the Transition Services Agreement. 
“GE Intellectual Property”
includes, without limitation, the Intellectual Property set forth on Schedule
A to the extent such Intellectual Property is in use, held for use or
contemplated to be used by the Genworth Group as of the Closing Date or the
date of such assignment and is Controlled by the GE Group as of the Closing
Date or the date of such assignment.

 

“GE Materials” means, collectively, the GE
Accounting Policies, Policies and other materials of the GE Group described in
Article III.

2

 

“GE Services” has the meaning set forth in the Transition
Services Agreement.

 

“GENIUS® Applications” has the meaning set forth in
Section 4.03.

 

“Genworth Intellectual Property” means
Intellectual Property that is (i) (x) Controlled by the Genworth Group as of
the Closing Date or the date it is assigned to the Genworth Group pursuant to
the Master Agreement and (y) in use, held for use or contemplated to be used by
the GE Group as of the Closing Date or the date of such assignment.  “Genworth
Intellectual Property” includes, without limitation, the
Intellectual Property set forth on Schedule B to the extent such
Intellectual Property is in use, held for use or contemplated to be used by the
GE Group as of the Closing Date or the date of such assignment and is
Controlled by the Genworth Group as of the Closing Date or the date of such
assignment.

 

“Intellectual
Property” means
all of the following, whether protected, created or arising under the laws of
the United States or any other foreign jurisdiction: (i) patents, patent
applications (along with all patents issuing thereon), statutory invention
registrations, divisions, continuations, continuations-in-part, substitute
applications of the foregoing and any extensions, reissues, restorations and
reexaminations thereof, and all rights therein provided by international
treaties or conventions, (ii) copyrights, mask work rights, database rights and
design rights, whether or not registered, published or unpublished, and
registrations and applications for registration thereof, and all rights therein
whether provided by international treaties or conventions or otherwise, (iii)
trade secrets, (iv) intellectual property rights arising from or in respect of
Technology and (v) all other applications and registrations related to any of
the intellectual property rights set forth in the foregoing clauses (i) — (iv)
above.  As used in this Agreement, the
term “Intellectual Property”
expressly excludes (x) trademarks, service marks, trade dress, logos and other
identifiers of source, including all goodwill associated therewith and all
common law rights, registrations and applications for registration thereof, and
all rights therein provided by international treaties or conventions, and all
reissues, extensions and renewals of any of the foregoing and (y) intellectual
property rights arising from or in respect of domain names, domain name
registrations and reservations.

“Improvement” means any modification,
derivative work or improvement of any Technology.

 

“Licensed Products and Services” means those products and
services that use, practice or incorporate the Licensor’s Intellectual
Property.

 

“Licensee” means a Person receiving a license or sublicense
under this Agreement.

 

“Licensor” means a Person granting a license or sublicense
under this Agreement.

 

“Policies” has the meaning set forth in
Section 3.03.

 

“Prime Directive” has the meaning set forth in Section 4.03.

 

3

 

“Prosecution Guidelines” has the meaning set forth in Section
4.03.

 

“Restriction Requirements” has the meaning set forth in Section
4.03.

 

“Secondary  Directive”
has the meaning set forth in Section 4.03.

 

“Services” has the meaning set forth in the Transition Services
Agreement.

 

“Software” means the object and source code versions of
computer programs and sufficient associated documentation, training materials
and configurations to use and modify such programs, including programmer,
administrator, end user and other documentation.

 

“Subsequent Applications” has the meaning set forth in
Section 4.03.

 

“Technology” means, collectively, all
designs, formulas, algorithms, procedures, techniques, ideas, know-how,
Software, programs, models, routines, databases, tools, inventions, creations,
improvements, works of authorship, and all recordings, graphs, drawings,
reports, analyses, other writings, and any other embodiment of the above, in
any form, whether or not specifically listed herein.

 

“Transition Services Agreement” means the Transition Services
Agreement dated
                  ,
2004, by and among GE, General Electric Capital Corporation, GEI, Inc., GE
Financial Assurance Holdings, Inc. and Genworth.

 

“USPTO” has the meaning set forth in Section 4.03.

 

 

ARTICLE II

License Grant

Section 2.01.                         Grant from GE to
Genworth and its Affiliates.

 

(a)                                  GE hereby grants, and shall cause its
Affiliates to grant, to Genworth and its Affiliates a non-exclusive,
irrevocable, royalty-free, fully paid up, worldwide, perpetual right and
license, with no right to sublicense except as provided herein, under the GE
Intellectual Property:  (i) to allow
employees, directors and officers of Genworth and its Affiliates to use and
practice the GE Intellectual Property for internal purposes, (ii) to make, have
made, use, sell, have sold, import, and otherwise commercialize Licensed
Products and Services and (iii) to create Improvements in accordance with
Section 2.04.

 

(b)                                 Genworth and its Affiliates may grant
sublicenses of the right and license granted under this Section 2.01 to an
acquiror of any of the businesses, operations or assets of Genworth or its
Affiliates to which this Agreement relates, which acquiror executes an
agreement to be bound by all obligations of Genworth and its Affiliates under
this Agreement relating to such right and license (a copy of which agreement is
provided to GE).

 

4

 

(c)                                  Subject to the terms and conditions of
Article VI, Genworth and its Affiliates may permit their suppliers, contractors
and consultants to exercise the right and license granted to Genworth and its
Affiliates under this Section 2.01 on behalf of and at the direction of
Genworth and its Affiliates (and not solely for the benefit of such suppliers,
contractors and consultants).

 

(d)                                 Subject to the terms and conditions of
Article VI, Genworth and its Affiliates may permit employees (including
contract employees), directors and officers of their customers and suppliers in
the ordinary course of Genworth’s business (and not Persons who are customers or
suppliers merely to access and use the GE Intellectual Property) to use
training and productivity-enhancing Software and documentation that is subject
to the right and license granted under this Section 2.01 and is for general use
by customers and suppliers, provided that Genworth’s or its Affiliates’ purpose
in permitting such use is to benefit the business of Genworth or its
Affiliates, provided further that such customers and suppliers may not use any
such Software and documentation in advertising, publicity or marketing
activities without GE’s prior written approval, which approval will not be
unreasonably withheld.

 

(e)                                  With respect to
the GE Intellectual Property set forth on Schedule C, the right and license granted to Genworth and
its Affiliates under this Section 2.01 shall be further subject to
the terms and conditions set forth on Schedule C.

 

Section 2.02.                         Grant from Genworth to
GE and its Affiliates.

 

(a)                                  Genworth hereby grants, and shall cause
its Affiliates to grant, to GE and its Affiliates a non-exclusive, irrevocable,
royalty-free, fully paid up, worldwide, perpetual right and license, with no
right to sublicense except as provided herein, under the Genworth Intellectual
Property:  (i) to allow employees,
directors and officers of GE and its Affiliates to use and practice the
Genworth Intellectual Property for internal purposes, (ii) to make, have made,
use, sell, have sold, import, and otherwise commercialize Licensed Products and
Services and (iii) to create Improvements in accordance with Section 2.04.

 

(b)                                 GE and its Affiliates may grant
sublicenses of the right and license granted under this Section 2.02 to an
acquiror of any of the businesses, operations or assets of GE or its
Affiliates to which this Agreement relates, which acquiror executes an
agreement to be bound by all obligations of GE and its Affiliates under this
Agreement relating to such right and license (a copy which agreement is
provided to Genworth).

 

(c)           Subject to the terms and conditions of Article VI, GE and
its Affiliates may permit their suppliers, contractors and consultants to
exercise the right and license granted to GE and its Affiliates under this
Section 2.02 on behalf of and at the direction of GE and its Affiliates (and
not solely for the benefit of such suppliers, contractors and consultants).

 

(d)           Subject to the terms and conditions of Article VI, GE and
its Affiliates may permit employees (including contract employees), directors
and officers of their customers and suppliers in the ordinary course of GE’s
business (and not Persons who are customers or suppliers merely to access and
use the Genworth Intellectual Property) to use training and
productivity-enhancing Software and documentation that is subject to the right
and license

 

5

 

granted under this Section 2.02 and is for
general use by customers and suppliers, provided that GE’s or its Affiliates’
purpose in permitting such use is to benefit the business of GE or its
Affiliates, provided further that such customers and suppliers may not use any
such Software and documentation in advertising, publicity or marketing
activities without Genworth’s prior written approval, which approval will not
be unreasonably withheld.

 

Section 2.03.                         Third Party Licenses. 
To the extent that any Intellectual Property owned by a third party is
licensed under Sections 2.01 or 2.02, such Intellectual Property shall be
subject to all of the terms and conditions of the relevant agreement between
the Licensor and such third party pursuant to which such Intellectual Property
has been licensed.

 

Section 2.04.                         Improvements. 
Improvements made after the Closing Date shall be owned by the party
making such Improvement, or on whose behalf such Improvement was made, and, as
between the parties, such party shall own all Intellectual Property rights in
such Improvement.  For the avoidance of
doubt, (i) such party shall not own any Intellectual Property rights licensed
to such party hereunder and (ii) such party may freely assign or license such
Improvements but shall not have the right to assign any Intellectual Property
of the other party and shall only have the right to sublicense Intellectual
Property of the other party as expressly set forth herein.  No rights are granted to either party to any
Improvements made by, or on behalf of, the other party under the Intellectual
Property licensed hereunder to the extent such Improvement was made after the
Closing Date.

 

Section 2.05.                         Section 365(n) of the
Bankruptcy Code.  All rights and licenses granted under this
Agreement are, and shall otherwise be deemed to be, for purposes of Section
365(n) of the United States Bankruptcy Code (the “Bankruptcy Code”), licenses of rights to “intellectual
property” as defined under Section 101(35A) of the Bankruptcy Code. The parties
shall retain and may fully exercise all of their respective rights and
elections under the Bankruptcy Code.

 

Section 2.06.                         Customers. 
Each party agrees that it will use reasonable efforts to not knowingly
bring any legal action or proceeding against, or otherwise communicate with,
any customer of the other party with respect to any alleged infringement,
misappropriation or violation of any Intellectual Property of such party
licensed hereunder based on such customer’s use of the other party’s products
or services without first providing the other party written notice of such
alleged infringement, misappropriation or violation.

 

Section 2.07.                         Reservation of Rights. 
All rights not expressly granted by a party hereunder are reserved by
such party.  Without limiting the
generality of the foregoing, the parties expressly acknowledge that nothing
contained herein shall be construed or interpreted as a grant, by implication
or otherwise, of any licenses other than the licenses expressly set forth in
this Article 2.  The licenses granted in
Sections 2.01 and 2.02 are subject to, and limited by, any and all licenses,
rights, limitations and restrictions with respect to, as applicable, the GE
Intellectual Property and the Genworth Intellectual Property previously granted
to or otherwise obtained by any third party that are in effect as of the
Closing.

 

6

 

Section 2.08.                         Cooperation Regarding
Restrictions and Limitations Applicable to Licensed Intellectual Property.

 

(a)                                  Until two (2) years after the Trigger
Date, at the request of Genworth, GE agrees to, and to cause GE’s Affiliates
to, use commercially reasonable, good faith efforts to provide Genworth such
copies of agreements (subject to any confidentiality restrictions that would
prevent disclosure of such agreements) or other information that are sufficient
to inform Genworth about any limitations or restrictions on the use and
sublicensing of the GE Intellectual Property set forth on Schedule A
hereto or other specific GE Intellectual Property identified by Genworth in
writing to GE, which has not already been provided to the Genworth Group and
which is not otherwise in the Genworth Group’s possession.  GE and its Affiliates shall not have any
liability to Genworth and its Affiliates resulting or arising from the failure
or inability to provide such agreements or information, and Genworth and its
Affiliates shall not have any liability to GE and its Affiliates under this
Agreement for failing to comply with limitations and/or restrictions on the use
and sublicensing of GE Intellectual Property of which the Genworth Group did
not have actual or constructive knowledge. 
Notwithstanding anything in this Agreement or the Master Agreement to
the contrary, GE and its Affiliates shall not indemnify, defend or hold
Genworth Group or its Affiliates harmless with respect to any Liabilities to
any third party arising out of, or resulting from, any Intellectual Property of
such third party licensed from GE or its Affiliates hereunder.

 

(b)                                 Until two (2) years after the Trigger
Date, at the request of GE, Genworth agrees to, and to cause Genworth’s
Affiliates to, use commercially reasonable, good faith efforts to provide GE
such copies of agreements (subject to any confidentiality restrictions that
would prevent disclosure of such agreements) or other information that are
sufficient to inform GE about any limitations or restrictions on the use and
sublicensing of the Genworth Intellectual Property set forth on Schedule B
hereto or other specific Genworth Intellectual Property identified by GE in
writing to Genworth, which has not already been provided to the GE Group and
which is not otherwise in the GE Group’s possession.  Genworth and its Affiliates shall not have any liability to GE
and its Affiliates resulting or arising from the failure or inability to
provide such agreements or information, and GE and its Affiliates shall not
have any liability to Genworth and its Affiliates under this Agreement for
failing to comply with limitations and/or restrictions on the use and
sublicensing of Genworth Intellectual Property of which the GE Group did not
have actual or constructive knowledge. 
Notwithstanding anything in this Agreement or the Master Agreement to
the contrary, Genworth and its Affiliates shall not indemnify, defend or hold
GE or its Affiliates harmless with respect to any Liabilities to any third
party arising out of, or resulting from, any Intellectual Property of such
third party licensed from Genworth or its Affiliates hereunder.

 

Section 2.09.                         Delivery of Software.

 

(a)                                  Until the expiration of two (2) years
from the Trigger Date, either party may request one (1) copy of Software or
other electronic content maintained on the other party’s intranet or other
computer network (“Electronic Materials”)
that (i) is subject to the license granted to such requesting party under this
Article II, (ii) has not already been provided to the requesting party, (iii)
is not otherwise in the requesting party’s possession and (iv) is not used to
provide any GE Services or Company Services, as the case may be, to the
requesting party or its Affiliates under the Transition Services Agreement,
provided that if such requesting party has access to such intranet or computer
network, such requesting party has first used commercially reasonable efforts
to obtain such Software or Electronic Materials directly from such intranet or 

 

7

 

computer network prior to making such request.  Subject to Section 2.03, the delivering
party shall make available or deliver to the requesting party a copy of any
such Software or Electronic Materials that is in existence at the time of such
request and current as of the Closing Date; provided, however,
that the delivering party may, at its sole discretion, make available or
deliver a version of such Software and Electronic Materials that is current on
or about the date of such request and includes upgrades, updates and other
modifications made to such Software and Electronic Materials since the Closing
Date.  Any upgrades, updates or other
modifications to Software and Electronic Materials that are made available or
delivered to the requesting party pursuant to this Section 2.09 and Controlled
by the delivering party as of the date they are made available or delivered
shall be deemed to be GE Intellectual Property if made available or delivered
by GE or its Affiliates, or Genworth Intellectual Property if made available or
delivered by Genworth or its Affiliates, notwithstanding that such upgrades,
updates or other modifications were not used, held for use or contemplated to
be used by the receiving party as of the Closing Date or Controlled by the
delivering party as of the Closing Date.

 

(b)                                 All Software, Electronic Materials and
upgrades, updates or other modifications thereto required to be made available
to or delivered to a Licensee pursuant to Section 2.09(a), will be delivered by
the Licensor to the Licensee electronically, or with the assistance of the
Licensor, downloaded by the Licensee from the Internet, provided that the
Licensee complies with all reasonable security measures implemented by the
Licensor.

 

Section 2.10.                         Taxes.

 

(a)                                  Each party shall be responsible for any
personal property taxes on property it or any of its Affiliates owns or leases,
for franchise and privilege taxes on its or its Affiliates’ business, and for
taxes based on its or its Affiliates’ net income or gross receipts.

 

(b)                                 Genworth and its Affiliates may report
and (as appropriate) pay any sales, use, excise, value-added, services,
consumption, and other taxes and duties (collectively, “Taxes”) for which Genworth and its
Affiliates are responsible pursuant to Section 2.10(a) directly if Genworth
provides GE with a direct pay or exemption certificate.

 

(c)                                  GE and its Affiliates may report and (as
appropriate) pay any Taxes for which GE and its Affiliates are responsible
pursuant to Section 2.10(a) directly if GE provides Genworth with a direct pay
or exemption certificate.

 

(d)                                 Each party agrees to cooperate with the
other party to enable each to more accurately determine its and its Affiliates’
own tax liability and to minimize such liability to the extent legally
permissible.

 

(e)                                  GE shall promptly notify Genworth of any
claim for Taxes asserted by applicable taxing authorities for which Genworth or
any of its Affiliates is alleged to be financially responsible hereunder.  GE shall coordinate with Genworth the
response to and settlement of any such claim. 
Notwithstanding the above, Genworth’s and its Affiliates’ liability for
such Taxes is conditioned upon GE providing Genworth notification within twenty
(20) business days of receiving any proposed assessment of any additional
Taxes, interest or penalty due by GE or its Affiliates.

 

8

 

(f)                                    Genworth shall promptly notify GE of any
claim for Taxes asserted by applicable taxing authorities for which GE or its
Affiliates is alleged to be financially responsible hereunder.  Genworth shall coordinate with GE the
response to and settlement of any such claim. 
Notwithstanding the above, GE’s and its Affiliates’ liability for such
Taxes is conditioned upon Genworth providing GE notification within twenty (20)
business days of receiving any proposed assessment of any additional Taxes,
interest or penalty due by Genworth or its Affiliates.

 

(g)                                 Genworth and its Affiliates shall be
entitled to receive and to retain any refund of Taxes paid by Genworth or its
Affiliates to GE or its Affiliates pursuant to this Agreement.  In the event GE or its Affiliates shall be
entitled to receive a refund of any such Taxes, GE shall promptly pay, or cause
the payment of, such refund to Genworth.

 

(h)                                 GE and its Affiliates shall be entitled to
receive and to retain any refund of Taxes paid by GE or its Affiliates to
Genworth or its Affiliates pursuant to this Agreement.  In the event Genworth or its Affiliates
shall be entitled to receive a refund of any such Taxes, Genworth shall
promptly pay, or cause the payment of, such refund to GE.

 

ARTICLE III

GE MATERIALS

 

Section 3.01.                         Prior to the Trigger
Date.  Prior to the Trigger Date, GE shall
permit Genworth and its Affiliates to use the GE Materials in accordance with
GE’s standard policies, procedures and guidelines for use thereof by its
Subsidiaries.

 

Section 3.02.                         Accounting Policies.

 

(a)                                  On and after the Trigger Date, GE shall
permit Genworth and its Affiliates to use the GE Accounting Policies for
historical purposes of Genworth and its Affiliates.  On and after the Trigger Date, GE shall permit Genworth and its
Affiliates to use the GE Accounting Policies with the modifications required by
Section 3.02(b) (“Genworth Accounting
Policies”) for the accounting and reporting purposes of Genworth and
its Affiliates.  Genworth and its
Affiliates may create (and their respective contractors may create on their
behalf), and Genworth and its Affiliates shall own, derivative works and
modifications of the Genworth Accounting Policies.  The Genworth Accounting Policies used by Genworth and its
Affiliates may be (i) used by Genworth’s and its Affiliates’ employees
(including contractors), auditors, accountants and financial advisors, (ii)
disclosed as required by applicable Law and (iii) used by an acquiror of
Genworth or its Affiliates or any of the businesses, operations or assets of
Genworth or its Affiliates to which this Agreement relates, provided that such
acquiror executes an agreement to be bound by all obligations of Genworth and
its Affiliates under this Agreement relating to such Genworth Accounting
Policies (a copy of which agreement is provided to GE) provided further that
such acquiror shall be limited to use of such Genworth Accounting Policies
solely in connection with such businesses, operations or assets (and not any
other businesses, operations or assets of the acquiror).  It is understood and agreed that GE makes no
representation or warranty as to the suitability of the GE Accounting Policies
for use by Genworth and its Affiliates or any of their respective divested
businesses.

 

9

 

(b)                                 Notwithstanding anything in this
Agreement to the contrary, the text of any Genworth Accounting Policies shall
not contain any references to GE or its Affiliates, GE or its Affiliates’
publications, GE or its Affiliates’ personnel (including, without limitation,
senior management).

 

Section 3.03.                         Corporate Policies.

 

(a)                                  On and after the Trigger Date, GE shall
permit Genworth and its Affiliates to adopt and use the summary of the policies
set forth in the compliance guide entitled Integrity: the Spirit and Letter
of Our Commitment and the full text of the policies (collectively, the “Policies”) published on the website
“integrity.ge.com” with the modifications required by Section 3.03(b) (“Genworth Policies”) as Genworth’s and its
Affiliates’ own policies, procedures and guidelines.  Genworth and its Affiliates may create (and their respective
contractors may create on their behalf), and Genworth and its Affiliates shall
own, derivative works and modifications of the Genworth Policies.  The Genworth Policies may be (i) used by
Genworth’s and its Affiliates’ employees (including contractors), customers
(including brokers and licensed agents) and suppliers, (ii) disclosed as
required by applicable Law, and (iii) used by an acquiror of Genworth or its
Affiliates or any of the businesses, operations or assets of Genworth or its
Affiliates to which this Agreement relates, provided that such acquiror
executes an agreement to be bound by all obligations of Genworth and its
Affiliates under this Agreement relating to such Policies and Genworth Policies
(a copy of which agreement is provided to GE) provided further that such
acquiror shall be limited to use of such Genworth Policies solely in connection
with such businesses, operations or assets (and not any other businesses,
operations or assets of the acquiror). 
It is understood and agreed that GE makes no representation or warranty
as to the suitability of the Policies for use by Genworth and its Affiliates or
any of their respective divested businesses.

 

(b)                                 Notwithstanding anything in this
Agreement to the contrary, the text of any Genworth Policies shall not contain
(i) any references to GE or its Affiliates, GE or its Affiliates’ publications,
GE or its Affiliates’ personnel (including, without limitation, senior
management) or (ii) the title of the Policy Guide (i.e., “Integrity: the
Spirit and Letter of Our Commitment”), any portion thereof, or any confusingly
similar phrase.

 

Section
3.04.                         Limitation on Rights and Obligations
with Respect to the GE Materials.  GE shall have
no obligation under this Agreement (i) to notify Genworth and its Affiliates of
any changes or proposed changes to any of the GE Materials, (ii) to include
Genworth and its Affiliates in any consideration of proposed changes to any of
the GE Materials, (iii) to provide draft changes of any of the GE Materials to
Genworth and its Affiliates for review or comment, or (iv) to provide Genworth
and its Affiliates with any updated materials relating to any of the GE
Materials (provided that, for the avoidance of doubt, Genworth and its
Affiliates shall have no obligation hereunder with respect to any updated or
changed GE Materials not received hereunder). 
The parties hereto acknowledge and agree that, except as expressly set
forth above, GE reserves all rights in, to and under, including, without
limitation, all Intellectual Property rights with respect to, the GE Materials
and no rights with respect to ownership or use, except as otherwise expressly
provided herein, shall vest in Genworth and its Affiliates.  Further, Genworth and its Affiliates agree
to use the same degree of care that Genworth and its Affiliates use with
respect to their own information and materials of a similar nature, but in no
event less 

 

10

 

than a reasonable degree of care, to ensure that the GE Materials are
not used for any purpose other than the purposes set forth above.  Genworth and its Affiliates will allow GE
reasonable access to personnel and information as reasonably necessary to
determine Genworth’s and its Affiliates’ compliance with the provisions set
forth above.

 

ARTICLE IV

Covenants

 

Section 4.01.                         Further Assistance. 
Each party hereby covenants and agrees that it shall, at the request of
the other party, use commercially reasonable efforts to assist the other party
in its efforts to obtain any third party consent, approval or waiver necessary
to enable such other party to obtain a license to any Intellectual Property
that, but for the requirements set forth in the definition of Control, would be
the subject of a license granted pursuant to Section 2.01 or 2.02
hereunder; provided, however, that such party shall not be
required to seek broader rights or more favorable terms for the other party
than those applicable to such party prior to the date hereof or as may be
applicable to such party from time to time thereafter.  The parties acknowledge and agree that there
can be no assurance that such party’s efforts will be successful or that the
other party will be able to obtain such licenses or rights on acceptable terms
or at all.

 

Section 4.02.                         Ownership. 
No party shall represent that it has any ownership interest in any
Intellectual Property of the other party licensed hereunder.

 

Section 4.03.                         Prosecution and
Maintenance.

 

(a)                                  Generally.  Excluding
the parties’ obligations set forth in Section 4.03(b) in connection with the
Applications, each party retains the sole right to protect at its sole
discretion the Intellectual Property and Technology owned by such party,
including, without limitation, deciding whether and how to file and prosecute
applications to register patents, copyrights and mask work rights included in such
Intellectual Property, whether to abandon prosecution of such applications, and
whether to discontinue payment of any maintenance or renewal fees with respect
to any patents; provided, however, that solely with respect to
patent applications and issued patents set forth on Schedules A, B,
and C, such party will notify the other party in writing prior to
abandoning prosecution of such patent applications or discontinuing payment of
any maintenance or renewal fees for such issued patents and allow the other
party the opportunity to take such action on behalf of such party at the sole
expense of the other party.

 

(b)                                 GENIUS®, CIP and Divisional
Patent Applications.  Pursuant to the Master Agreement, GE
Financial Assurance Holdings, Inc. or its Affiliate has assigned or will assign
to Genworth the patent applications identified on Schedule D
(collectively, the “GENIUS®
Applications”).  The term “GENIUS® Applications” as used
herein shall include any patents directly resulting from the patent
applications described on Schedule D, the first generation of
applications based directly on such applications, and any patents directly
resulting from such first generation of applications; provided, however,
that it shall not include the GE Applications. 
GE may, at GE’s option, file and prosecute with the U.S. Patent and
Trademark Office (“USPTO”) certain
continuation-in-part (“CIP”) and
certain divisional patent applications based on the GENIUS®
Applications as set forth below.

 

11

 

                (i)                                     Before the date hereof, GE shall have
filed or caused to be filed with the USPTO the non-provisional CIP patent
applications (the “CIP Applications”).  The term “CIP
Applications” as used herein shall include any patents directly
resulting from the CIP Applications, the first generation of applications based
directly on such applications, and any patents directly resulting from such
first generation of applications.  The
CIP Applications shall be described on Schedule E hereto and shall have
claims that are independent and distinct from the claims of the GENIUS®
Applications.  Genworth shall promptly
notify GE of any restriction requirements from the USPTO permitting the filing
of divisional applications based on the GENIUS® Applications (the “Restriction Requirements”).  If GE in its sole discretion elects to file
a non-provisional divisional application (“Divisional
Application”) based on any such Restriction Requirement, GE shall so
notify Genworth within thirty (30) days of GE’s receipt of such Restriction
Requirement.  The term “Divisional Applications” as used herein
shall include any patents directly resulting from the Divisional Applications,
the first generation of applications based directly on such applications, and
any patents directly resulting from such first generation of applications.  Any such “Divisional
Applications” filed prior to the date hereof shall be described on Schedule
E.  Notwithstanding anything herein
to the contrary, GE shall only have the right to file Divisional Applications
if the claims of such Divisional Applications correspond to a set of claims
identified in a Restriction Requirement, each of which claims in the claim set
being directed to subject matter outside of the insurance field.  The Divisional Applications and CIP
Applications are collectively referred to herein as the “GE Applications.”  The preparation, filing and prosecution of (i) the GE
Applications shall be at GE’s sole cost and expense and (ii) the GENIUS®
Applications shall be at Genworth’s sole cost and expense.

 

                (ii)                                  Each party will use commercially
reasonable efforts to ensure that the subject matter and prosecution of the
Applications, including all filings and actions taken in connection therewith,
do not adversely affect or limit the prosecution, claims, scope, validity or
enforceability of the GENIUS® Applications, whether as the result of
any double patenting rejection, prior art rejections, prosecution history
estoppel matters or otherwise (the “Prime
Directive”).  Each party will
also use commercially reasonable efforts to ensure that the subject matter and
prosecution of the Applications, including all filings and actions taken in
connection therewith, do not adversely affect or limit the prosecution, claims,
scope, validity or enforceability of the GE Applications, whether as the result
of any double patenting rejection, prior art rejections, prosecution history
estoppel matters or otherwise  (the “Secondary  Directive”;
the Prime Directive and Secondary Directive are collectively referred to as the
“Prosecution Guidelines”).  The Prosecution Guidelines shall only apply
to the Applications.  As used in this
Section 4.03(b), the terms “prosecute” and “prosecution” and related
derivations shall be deemed to include holding and/or maintaining issued
patents.

 

                (iii)                               The parties agree that in the event of
any conflict between the Prime Directive and the Secondary Directive, the Prime
Directive shall control and take precedence. 
Subject to the confidentiality provisions of Article VI, each party
shall provide the other party with copies of material correspondence with the
USPTO relating to the Applications within a sufficient time to allow for
meaningful review, and each party shall promptly provide the other party with
copies of all Office Actions and correspondence with the USPTO relating to such
party’s Applications.

 

12

 

                (iv)                              In the event it is not possible for a
party to prosecute all claims of an Application in compliance with the Prosecution
Guidelines, such party shall notify the other party and shall either elect to
cease prosecuting the Application or have the other party prosecute the
Application.  In the event a party
elects to cease prosecution of the Application in accordance with the
foregoing, such party may abandon the Application, but only after notifying the
other party of its intent to do so and, in the event the other party requests
assignment of such Application to it, such party shall not abandon the
Application and shall assign the Application to the other party whereupon any
further prosecution of such Application will be at the other party’s sole cost
and expense and the other party shall own all rights to such Application and
any resulting patents and such party shall have no right or interest
therein.  In the event that a rejection
with respect to any claims in a GE Application can only be overcome by common
ownership by Genworth and GE desires to continue the prosecution of such GE
Application, GE will allow Genworth to prosecute such claims, and Genworth
shall prosecute such claims, in Genworth’s name at GE’s sole cost and
expense.  The parties acknowledge that
the Applications and all patents issuing on the Applications are subject to the
licenses granted under Article II herein; provided, however, that
GE and its Affiliates shall have no liability to Genworth in the event a GENIUS®
Application is assigned to GE and such GENIUS® Application is not
successfully prosecuted, and Genworth and its Affiliates shall have no liability
to GE in the event a GE Application is assigned to Genworth and such GE
Application is not successfully prosecuted.

 

                (v)                                 In the event a party desires to cease
prosecution of or abandon any Application for any reason other than the
inability to prosecute such Application in compliance with the Prosecution
Guidelines, such party shall notify the other party prior to ceasing
prosecution or abandoning the Application and in the event the other party
requests assignment of such Application to it, such party shall not abandon the
Application and shall assign the Application to the other party whereupon any
further prosecution of such Application will be at the other party’s sole cost
and expense and the other party shall own all rights to such Application and
any resulting patents and such party shall have no right or interest therein.

 

                (vi)                              As a condition precedent to assignment of
any GE Application to a party other than an Affiliate of GE, GE shall (i)
notify Genworth prior to such assignment, (ii) obtain the written agreement of
such assignee to be bound by the obligations of GE under this Section 4.03 (b),
(iii) include Genworth in such written agreement as an intended third party
beneficiary thereof and (iv) provide Genworth an executed original of such
written agreement.

 

Section 4.04.                         Third Party
Infringements, Misappropriations, Violations.

 

(a)                                  Each party shall promptly notify the
other party in writing of any actual or possible infringements,
misappropriations or other violations of the Intellectual Property of the other
party being licensed hereunder by a third party that come to such party’s
attention, as well as the identity of such third party or alleged third party
and any evidence of such infringement, misappropriation or other violation within
such party’s custody or control.  The
other party shall have the sole right to determine at its sole discretion
whether any action shall be taken in response to such infringements,
misappropriations or other violations.

 

13

 

(b)                                 Each party shall promptly notify the
other party in writing upon learning of the existence or possible existence of
rights held by any third party that may be infringed, misappropriated or
otherwise violated by the use or practice of the Intellectual Property of the
other party (or any element or portion thereof) licensed hereunder, as well as
the identity of such third party and any evidence relating to such purported
infringement, misappropriation or other violation within such party’s custody
or control.  Such party shall cooperate
fully with the other party to avoid infringing, misappropriating or violating
any third party rights, and shall discontinue all use and practice of such
Intellectual Property that is the subject of such purported infringement,
misappropriation or other violation upon the reasonable request of the other
party.

 

(c)                                  Each party shall promptly notify the
other party in writing upon learning of the existence or possible existence of
rights held by any third party that may be infringed, misappropriated or
otherwise violated by the use or practice of the Intellectual Property (or any
element or portion thereof) licensed to the other party hereunder, as well as
the identity of such third party.  The
other party shall cooperate fully with such party to avoid infringing,
misappropriating or violating any third party rights, and shall discontinue all
use and practice of such Intellectual Property that is the subject of such
purported infringement, misappropriation or other violation upon the reasonable
request of such party, and shall provide such party any evidence relating to
such purported infringement, misappropriation or other violation within the
other party’s custody or control.

 

Section 4.05.                         Patent Marking. 
Each party acknowledges and agrees that it will comply with all
reasonable requests of the other party relative to patent markings required to
comply with or obtain the benefit of statutory notice or other provisions.

 

ARTICLE V

Term and Termination

 

Section
5.01.                         Term.   This Agreement shall remain in full force and effect in perpetuity
unless terminated in accordance with its terms.

 

Section
5.02.                         No Termination. 
This Agreement may only be terminated upon the mutual written agreement
of the parties.  In the event of a
breach of this Agreement, the sole and exclusive remedy of the non-breaching
party shall be to recover monetary damages and/or to obtain injunctive or
equitable relief.

 

ARTICLE VI

Confidentiality

 

All Genworth Confidential Information and GE
Confidential Information licensed pursuant to this Agreement shall be subject
to the terms and conditions set forth in Section 6.2 of the Master Agreement.

 

14

 

ARTICLE VII

General Provisions

Section 7.01.                         Assignment.

 

(a)                                  This Agreement shall not be assignable,
in whole or in part, by any party hereto to any third party, including, without
limitation, Affiliates of any party, without the prior written consent of the
other party hereto, and any attempted assignment without such consent shall be
null and void.  Notwithstanding the
foregoing, this Agreement may be assigned by any party as follows without
obtaining the prior written consent of the other party hereto:

 

                (i)                                     GE, in its sole discretion, may assign
this Agreement, and any or all of its rights under this Agreement, and may
delegate any or all of its duties under this Agreement to any Affiliate of GE
at any time, which expressly accepts such assignment in writing and assumes, as
applicable, any such obligations, provided that GE shall continue to remain
liable for the performance by such assignee.

 

                (ii)                                  Genworth, in its sole discretion, may
assign this Agreement, and any or all of its rights under this Agreement, and
may delegate any or all of its duties under this Agreement to any Affiliate of
Genworth at any time, which expressly accepts such assignment in writing and
assumes, as applicable, any such obligations, provided that Genworth shall
continue to remain liable for the performance by such assignee.

 

                (iii)                               Each party may assign any or all of its
rights, or delegate any or all of its duties, under this Agreement to (i) an
acquiror of all or substantially all of the equity or assets of the business of
such party to which this Agreement relates or (ii) the surviving entity in any
merger, consolidation, equity exchange or reorganization involving such party,
provided that such acquiror or surviving entity, as the case may be, executes
an agreement to be bound by all the obligations of such party under this
Agreement (a copy of which agreement is provided to the other party).

 

(b)                                 If a party requests the written consent
of the other party to any assignment of this Agreement, the other party agrees
to negotiate in good faith with such party regarding such consent.  This Agreement shall also be binding upon
and inure to the benefit of and be enforceable by the successors, legal
representatives and permitted assigns of each party hereto.  All license rights and covenants contained
herein shall run with all Intellectual Property of any party licensed hereunder
and shall be binding on any successors in interest or assigns thereof.

 

Section 7.02.                         Warranty and Disclaimer.  NOTWITHSTANDING ANYTHING TO THE CONTRARY HEREIN OR IN
THE MASTER AGREEMENT, THE INTELLECTUAL PROPERTY LICENSED BY EACH PARTY TO THE
OTHER PARTY PURSUANT TO THIS AGREEMENT AND THE GE MATERIALS ARE FURNISHED “AS
IS”, WITH ALL FAULTS AND WITHOUT WARRANTY OF ANY KIND, EXPRESS, IMPLIED,
STATUTORY OR OTHERWISE, INCLUDING, WITHOUT LIMITATION, ANY WARRANTY OF
MERCHANTABILITY, FITNESS FOR ANY PARTICULAR PURPOSE, TITLE, NON-INFRINGEMENT,
QUALITY, USEFULNESS, COMMERCIAL UTILITY, ADEQUACY, COMPLIANCE WITH ANY LAW,
DOMESTIC OR FOREIGN AND IMPLIED WARRANTIES ARISING FROM COURSE OF DEALING OR
COURSE OF PERFORMANCE.

 

Section 7.03.                         Consequential and Other
Damages.  NEITHER
GENWORTH OR ITS AFFILIATES, ON THE ONE HAND, NOR GE OR ITS AFFILIATES, ON THE 

 

15

 

OTHER HAND, SHALL BE LIABLE TO THE OTHER FOR
ANY SPECIAL, INDIRECT, INCIDENTAL, PUNITIVE OR CONSEQUENTIAL DAMAGES (PROVIDED
THAT ANY SUCH LIABILITY WITH RESPECT TO A THIRD PARTY CLAIM SHALL BE CONSIDERED
DIRECT DAMAGES) OF THE OTHER ARISING IN CONNECTION WITH THE TRANSACTIONS
HEREUNDER.

 

Section 7.04.                         Assumption of Risk.

 

(a)                                  Except as provided in the Master
Agreement, Genworth, on behalf of itself and its Affiliates, hereby assumes all
risk and liability in connection with their use of the GE Intellectual
Property.

 

(b)                                 Except as provided in the Master
Agreement, GE, on behalf of itself and its Affiliates, hereby assumes all risk
and liability in connection with their use of the Genworth Intellectual
Property.

 

Section 7.05.                         Governing Law.  This Agreement shall be governed by and construed and
interpreted in accordance with the Laws of the State of New York irrespective
of the choice of Laws principles of the State of New York other than Section
5-1401 of the General Obligations Law of the State of New York.

 

Section 7.06.                         Notices.  All notices, requests, claims, demands and other
communications under this Agreement 
shall be in writing and shall be given or made (and shall be deemed to
have been duly given or made upon receipt) by delivery in person, by overnight
courier service, by facsimile with receipt confirmed (followed by delivery of
an original via overnight courier service) or by registered or certified mail
(postage prepaid, return receipt requested) to the respective parties at the
following addresses (or at such other address for a party as shall be specified
in a notice given in accordance with this Section 7.06):

 

GE:

 

General Electric Company

3135 Easton Turnpike

Fairfield, CT 06828

Attention:  General Counsel

with a copy to:

 

Weil, Gotshal & Manges LLP

767 Fifth Avenue

New York, NY  10153

Attention:  Howard Chatzinoff, Esq.

 

16

 

GENWORTH:

 

Genworth Financial, Inc.

6620 West Broad Street

Richmond, VA 23230

Attention:  General Counsel

with
a copy to:

 

Hunton
& Williams LLP

Riverfront Plaza, East Tower

951 E. Byrd Street

Richmond, VA 23219-4074

Attention:  Allen C. Goolsby, Esq.

 

Section 7.07.                         Severability.  If any term or other provision of this Agreement is
invalid, illegal or incapable of being enforced under any Law or as a matter of
public policy, all other conditions and provisions of this Agreement shall
nevertheless remain in full force and effect. 
Upon such determination that any term or other provision is invalid,
illegal or incapable of being enforced, the parties to this Agreement shall
negotiate in good faith to modify this Agreement so as to effect the original
intent of the parties as closely as possible in a mutually acceptable manner in
order that the transactions contemplated by this Agreement be consummated as
originally contemplated to the greatest extent possible.

 

Section 7.08.                         Entire Agreement.  This Agreement and the Master Agreement constitute the
entire agreement of the parties hereto with respect to the subject matter of
this Agreement and supersedes all prior agreements and undertakings, both
written and oral, between or on behalf of the parties hereto with respect to the
subject matter of this Agreement.

 

Section 7.09.                         No Third-Party
Beneficiaries.  This Agreement is for the sole benefit of
the parties to this Agreement and their Affiliates and the permitted
sublicensees, successors and assigns of the parties and nothing in this
Agreement, express or implied, is intended to or shall confer upon any other
Person or entity any legal or equitable right, benefit or remedy of any nature whatsoever
under or by reason of this Agreement.

 

Section 7.10.                         Amendment.  No provision of this Agreement may be amended or
modified except by a written instrument signed by all the parties to this
Agreement.  No waiver by any party of
any provision hereof shall be effective unless explicitly set forth in writing
and executed by the party so waiving. 
The waiver by either party hereto of a breach of any provision of this
Agreement shall not operate or be construed as a waiver of any other subsequent
breach.

 

Section 7.11.                         Rules of Construction.  Interpretation of this Agreement shall be governed by
the following rules of construction: 
(a) words in the singular shall be held to include the plural and vice versa and words of
one gender shall be held to include the other gender as the context requires,
(b) references to the terms Article, Section, Paragraph, and Schedule are
references to the Articles, Sections, Paragraphs, and Schedules to this
Agreement unless otherwise specified, (c) the word “including” and words of
similar import shall mean “including, 

 

17

 

without limitation,” (d) provisions shall apply, when appropriate, to
successive events and transactions, (e) the table of contents and headings
contained herein are for reference purposes only and shall not affect in any
way the meaning or interpretation of this Agreement and (f) this Agreement
shall be construed without regard to any presumption or rule requiring
construction or interpretation against the party drafting or causing any
instrument to be drafted.  Unless
specifically stated in the Master Agreement that a particular provision of the
Master Agreement should be given effect in lieu of a conflicting provision in
this Agreement, to the extent that any provision contained in this Agreement
conflicts with, or cannot logically be read in accordance with, any provision
of the Master Agreement, the provision contained in this Agreement shall
prevail.  Notwithstanding the foregoing,
nothing in this Agreement shall be deemed to waive a party’s rights or relieve
or otherwise satisfy any party’s obligations under Section 6.12 the Master
Agreement.

 

Section 7.12.                         Counterparts.  This Agreement may be executed in one or more
counterparts, and by the different parties to each such agreement in separate
counterparts, each of which when executed shall be deemed to be an original but
all of which taken together shall constitute one and the same agreement.  Delivery of an executed counterpart of a
signature page to this Agreement by facsimile shall be as effective as delivery
of a manually executed counterpart of any such Agreement.

 

Section 7.13.                         Dispute Resolution.  Any dispute, controversy or claim arising out of or
relating to the transactions contemplated by this Agreement, or the validity, interpretation, breach or termination of any provision
of this Agreement shall be resolved in accordance with Article VII of the
Master Agreement.

 

Section 7.14.                         No Waiver.  Failure by either party at any time to enforce or require
strict compliance with any provision of this Agreement shall not affect or
impair that provision in any way or the rights of such party to avail itself of
the remedies it may have in respect of any subsequent breach of that or any
other provision.  The waiver of any
term, condition, or provision of this Agreement must be in writing and signed
by an authorized representative of the waiving party.  Any such waiver will not be construed as a waiver of any other
term, condition, or provision, nor as a waiver of any subsequent breach of the
same term, condition, or provision, except as provided in a signed writing.

 

Section 7.15.                         Relationship of the
Parties.  Nothing contained herein is intended or
shall be deemed to make any party the agent, employee, partner or joint
venturer of the other or be deemed to provide such party with the power or
authority to act on behalf of the other party or to bind the other party to any
contract,
agreement or arrangement with any other individual or entity.

 

 

[Remainder of this page left
intentionally blank]

 

18

 

IN WITNESS WHEREOF, GE and Genworth have caused this
Agreement to be executed on the date first written above by their respective
duly authorized officers.

 

	
   

  	
  GENERAL ELECTRIC
  COMPANY

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  GENWORTH
  FINANCIAL, INC.

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  

 

 

SCHEDULES

 

	
  SCHEDULE A

  	
  Certain GE Intellectual Property

  
	
  SCHEDULE B

  	
  Certain Genworth Intellectual Property

  
	
  SCHEDULE C

  	
  Restricted GE Intellectual Property

  
	
  SCHEDULE D

  	
  GENIUS® Applications

  
	
  SCHEDULE E

  	
  CIP Applications

  

 

 

SCHEDULE A

 

Certain GE Intellectual Property

 

I.              SOFTWARE, TOOLKITS AND OTHER
MATERIALS

 

All (i) copyrights, mask work rights, database rights and design
rights, whether or not registered, published or unpublished, and registrations
and applications for registration thereof, and all rights therein whether
provided by international treaties or conventions or otherwise and (ii) trade
secrets associated with the following:

 

	
  1.

  	
   

  	
  SSO:

  
	
   

  	
   

  	
  GE Group’s Single Sign On Security new user
  registration and password update Software

  
	
  2.

  	
   

  	
  Join
  GE:

  
	
   

  	
   

  	
  GE Group’s H/R onboarding Software

  
	
  3.

  	
   

  	
  eEMS:

  
	
   

  	
   

  	
  GE Group’s EMS H/R Software

  
	
  4.

  	
   

  	
  Compensation Planning
  Application:

  
	
   

  	
   

  	
  GE Group’s Salary, Stock Option & Other Incentive Comp Planning
  System Software

  
	
  5.

  	
   

  	
  IT Project Risk Assessment:

  
	
   

  	
   

  	
  GE Group’s IT Project Risk Assessment tool Software

  
	
  6.

  	
   

  	
  Integrity Website:

  
	
   

  	
   

  	
  GE Group’s Integrity Website Software

  
	
  7.

  	
   

  	
  Career Opportunity System:

  
	
   

  	
   

  	
  GE Group’s Job opportunities H/R intranet site Software

  
	
  8.

  	
   

  	
  eSessionC:

  
	
   

  	
   

  	
  GE Group’s eSessionC H/R Software

  
	
  9.

  	
   

  	
  eExit:

  
	
   

  	
   

  	
  GE Group’s eExit H/R Software

  
	
  10.

  	
   

  	
  eStart:

  
	
   

  	
   

  	
  GE Group’s eStart H/R Software

  
	
  11.

  	
   

  	
  Consumer Analytics
  Platform:

  
	
   

  	
   

  	
  GE Partnership Marketing Group’s (PMG) Consumer Analytics Platform
  Software, excluding (i) third party data and (ii) customer data

  
	
  12.

  	
   

  	
  Oracle
  H/R Software Modifications Owned by the GE Group:

  
	
   

  	
   

  	
  Enhancements, modifications, configuration, etc.
  to base Oracle H/R module owned by the GE Group

  
	
  13.

  	
   

  	
  IP
  Digital Cockpit:

  
	
   

  	
   

  	
  IP Digital Cockpit Software

  
	
  14.

  	
   

  	
  GOLDnet:

  
	
   

  	
   

  	
  GOLDnet Software

  

 

 

	
  15.

  	
   

  	
  A2P2:

  
	
   

  	
   

  	
  A2P2 Investments Software for cash forecasting,
  reporting and allocation

  
	
  16.

  	
   

  	
  DOT:

  
	
   

  	
   

  	
  DOT Investments Software for real estate loan
  origination

  
	
  17.

  	
   

  	
  Monster:

  
	
   

  	
   

  	
  Monster Investments Software for derivatives
  accounting

  
	
  18.

  	
   

  	
  REM:

  
	
   

  	
   

  	
  REM Investments Software for risk monitoring

  
	
  19.

  	
   

  	
  PV01:

  
	
   

  	
   

  	
  PV01 Investments Software for risk monitoring/cash
  hedging

  
	
  20.

  	
   

  	
  TIPS:

  
	
   

  	
   

  	
  TIPS Investments Software

  
	
  21.

  	
   

  	
  CATS:

  
	
   

  	
   

  	
  CATS Investments Software

  
	
  22.

  	
   

  	
  Trading
  Compliance Limits:

  
	
   

  	
   

  	
  Limit 5.0 
  / Trigger 6.0 Investments Software

  
	
  23.

  	
   

  	
  DREAMS:

  
	
   

  	
   

  	
  DREAMS Investments Software

  
	
  24.

  	
   

  	
  Investments
  Data Warehouse:

  
	
   

  	
   

  	
  Investments Data Warehouse Software for Insurance

  
	
  25.

  	
   

  	
  Ulysses
  Software:

  
	
   

  	
   

  	
  Ulysses Software, including web-based requisition
  module and other enhancements, modifications, configuration, etc. to the base
  Oracle SSS module owned by the GE Group

  
	
  26.

  	
   

  	
  IMLP
  Tracking System:

  
	
   

  	
   

  	
  GE Group’s Information Management Leadership
  Program (IMLP) Tracking System Software

  
	
  27.

  	
   

  	
  Media Activity System (MAS):

  
	
   

  	
   

  	
  Media Activity System (MAS) Software

  
	
  28.

  	
   

  	
  GE
  Group’s Strategic Toolkits,
  including

  
	
   

  	
   

  	
  •  Workout!

  
	
   

  	
   

  	
  •  CAP (Change
  Acceleration Process)

  
	
   

  	
   

  	
  •  Facilitative
  Leadership

  
	
   

  	
   

  	
  •  ACFC (At the
  Customer For the Customer)

  
	
   

  	
   

  	
  •  QMI (Quick
  Market Intelligence)

  
	
   

  	
   

  	
  •  DMAIC

  
	
   

  	
   

  	
  •  NPI/DFSS
  incl. Gen III (New Product Introduction / Design For Six Sigma)

  
	
   

  	
   

  	
  •  Globalization

  
	
   

  	
   

  	
  •  Session I, II, C, D, IP

  
	
   

  	
   

  	
  •  GE Group’s Policies &
  Procedures

  

 

 

	
  29.

  	
   

  	
  Training:

  
	
   

  	
   

  	
  Crotonville Course
  Materials including but not limited to

  
	
   

  	
   

  	
  •  NMDC (New
  Manager Development Course)

  
	
   

  	
   

  	
  •  MDC (Manager
  Development Course)

  
	
   

  	
   

  	
  •  BMC (Business
  Management Course)

  
	
   

  	
   

  	
  •  EDC
  (Executive Development Course)

  
	
   

  	
   

  	
  •  AIMC
  (Advanced Information Management Course)

  
	
   

  	
   

  	
  CLOE (Center for Learning
  & Organizational Excellence) Course Materials including but not limited
  to

  
	
   

  	
   

  	
  •  PRL (Personnel
  Relations Leadership)

  
	
  30.

  	
   

  	
  Finance:

  
	
   

  	
   

  	
  GE Group’s GAAP Reference
  Materials

  
	
   

  	
   

  	
  GE Group’s Finance Toolkit

  
	
   

  	
   

  	
  GE Group’s Sourcing
  Toolkit

  
	
  31.

  	
   

  	
  Human
  Resources:

  
	
   

  	
   

  	
  GE Group’s Human Resources
  Toolkit

  
	
   

  	
   

  	
  GE Group’s Communications
  Toolkit

  
	
   

  	
   

  	
  Resolve

  
	
   

  	
   

  	
  GE Group’s Program
  Materials, including

  
	
   

  	
   

  	
  •  IMLP
  (Information Management Leadership Program)

  
	
   

  	
   

  	
  •  FMP
  (Financial Management Program)

  
	
   

  	
   

  	
  •  HRLP (Human
  Resources Leadership Program)

  
	
   

  	
   

  	
  •  CLP
  (Commercial Leadership Program)

  
	
   

  	
   

  	
  •  RMLP (Risk
  Management Leadership Program)

  
	
  32.

  	
   

  	
  Risk:

  
	
   

  	
   

  	
  GE Group’s Risk Management
  Toolkit

  
	
  33.

  	
   

  	
  Information
  Technology:

  
	
   

  	
   

  	
  GE Group’s IT Toolkit

  
	
   

  	
   

  	
  Security Risk Assessment Toolkit

  
	
  34.

  	
   

  	
  Legal/Compliance:

  
	
   

  	
   

  	
  GE Group’s Legal Toolkit

  
	
   

  	
   

  	
  GE Group’s Compliance Toolkit

  
	
  35.

  	
   

  	
  Marketing:

  
	
   

  	
   

  	
  GE Group’s Marketing
  Toolkit

  
	
  36.

  	
   

  	
  Operations:

  
	
   

  	
   

  	
  Crisis Management Toolkit

  
	
  37.

  	
   

  	
  Business Development:

  
	
   

  	
   

  	
  GE Group’s Business
  Development Toolkit

  
	
  38.

  	
   

  	
  GE Group’s Survey
  Suite

  
	
  39.

  	
   

  	
  eHR Website

  
	
  40.

  	
   

  	
  eInvoicing:

  
	
   

  	
   

  	
  GE will provide Blue Ridge
  with source code for any enhancements, modification, configurations, etc. to
  the base eInvoicing Software owned by the GE Group

  

 

 

	
  41.

  	
   

  	
  Safari-Expense:

  
	
   

  	
   

  	
  Safari Expense Software

  
	
  42.

  	
   

  	
  BAAS / Bank Account Administration Software

  
	
  43.

  	
   

  	
  IBS / Intercompany Billing System Software

  
	
  44.

  	
   

  	
  Sourcing Datawarehouse(s) / GSTAR & Proclarity

  
	
  45.

  	
   

  	
  MyDevelopment@GE Software

  
	
  46.

  	
   

  	
  360 Degree Peer Evaluation System Software

  
	
  47.

  	
   

  	
  Integrity Website Software

  
	
  48.

  	
   

  	
  eMeasure Software

  
	
  49.

  	
   

  	
  Transaction Control Authority Software

  
	
  50.

  	
   

  	
  GE Health Advantage Software

  
	
  51.

  	
   

  	
  Health By Numbers E Program Software

  
	
  52.

  	
   

  	
  PAS Extracts Software  (GE/CMS developed)

  
	
  53.

  	
   

  	
  PAS Workflow Software   (GE/CMS developed)

  
	
  54.

  	
   

  	
  CMS Data Warehouse Software   (GE/CMS developed)

  
	
  55.

  	
   

  	
  FASB 133 Hedge Accounting Software

  
	
  56.

  	
   

  	
  CMS P&L Report Software

  
	
  57.

  	
   

  	
  Deal Tracker Software

  
	
  58.

  	
   

  	
  HotDocs Integration Software

  
	
  59.

  	
   

  	
  PROFITS
  Toolkit

  
	
  60.

  	
   

  	
  Portfolio Optimizer: Asset/Liability Matching,
  Portfolio Optimization Tool Software

  

 

II.            PATENTS

 

	
  GE Docket Number

  	
   

  	
  H&W
  File No.

  	
   

  
	
  85FA-00141

  	
   

  	
  52493.000083

  	
   

  
	
  85FA-00142

  	
   

  	
  52493.000081

  	
   

  
	
  85FA-00143

  	
   

  	
  52493.000082

  	
   

  
	
  85FA-00144

  	
   

  	
  52493.000079

  	
   

  

 

 

SCHEDULE B

 

Certain Genworth Intellectual Property

 

I.              SOFTWARE, TOOLKITS AND OTHER
MATERIALS

 

All (i) copyrights, mask work rights, database
rights and design rights, whether or not registered, published or unpublished,
and registrations and applications for registration thereof, and all rights
therein whether provided by international treaties or conventions or otherwise
and (ii) trade secrets associated with the following:

 

	
  1.

  	
   

  	
  MyGoals:

  
	
   

  	
   

  	
  Genworth Group’s MyGoals H/R Software

  
	
  2.

  	
   

  	
  Privacy/Opt-Out:

  
	
   

  	
   

  	
  Genworth Group’s Consumer Privacy Management Software

  
	
  3.

  	
   

  	
  Complaint Log System (CLS):

  
	
   

  	
   

  	
  Genworth Group’s Complaint Log System
  Software

  
	
  4.

  	
   

  	
  Death Claims System:

  
	
   

  	
   

  	
  Genworth Group’s Death Claims Cross-Checking Software

  
	
  5.

  	
   

  	
  EWD:

  
	
   

  	
   

  	
  Genworth Group’s Enterprise-Wide Disbursement Software

  
	
  6.

  	
   

  	
  SMART:

  
	
   

  	
   

  	
  Genworth Group’s Sales Management and Report Tracking System Software

  
	
  7.

  	
   

  	
  e-Learning:

  
	
   

  	
   

  	
  Genworth Group’s developed e-Learning courseware Software

  
	
  8.

  	
   

  	
  Change Control System
  Software (Europe):

  
	
   

  	
   

  	
  Genworth Group’s web-based Change Control System Software

  
	
  9.

  	
   

  	
  Compliance Management
  System (CMS):

  
	
   

  	
   

  	
  Genworth Group’s Compliance Management System Software

  
	
  10.

  	
   

  	
  Genworth Strategic Toolkits, including:

  
	
   

  	
   

  	
  P.I.E.

  
	
   

  	
   

  	
  HomeRun

  
	
   

  	
   

  	
  e-QuTOPS PMO Toolkit, including Project
  Place Software

  
	
  11.

  	
   

  	
  Training:

  
	
   

  	
   

  	
  “GEFA-U” Course
  Materials including but not limited to

  
	
   

  	
   

  	
  •  Foundations
  of Leadership

  
	
   

  	
   

  	
  •  Interview
  & Selections

  
	
   

  	
   

  	
  Business
  Leadership Impact Symposium

  
	
   

  	
   

  	
  Lean Transactions

  
	
  12.

  	
   

  	
  Human Resources:

  
	
   

  	
   

  	
  Genworth Group’s Program
  Materials, including

  
	
   

  	
   

  	
  •  LDP
  (Leadership Development Program)

  
	
   

  	
   

  	
  •  ALDP (Actuarial Leadership
  Development Program)

  

 

 

	
  13.

  	
   

  	
  Risk:

  
	
   

  	
   

  	
  Genworth Group’s Risk Management
  Toolkit

  
	
  14.

  	
   

  	
  Information Technology:

  
	
   

  	
   

  	
  Genworth Group’s DMADOV Methodology

  
	
  15.

  	
   

  	
  Legal/Compliance:

  
	
   

  	
   

  	
  Outsourcing Toolkit including the Migration
  Toolkit

  
	
  16.

  	
   

  	
  Operations:

  
	
   

  	
   

  	
  Genworth Group’s Crisis Management Toolkit

  
	
  17.

  	
   

  	
  GE Center for Financial Learning Materials, including the
  “Managing Your Credit” Module

  

 

 

II.            PATENTS

 

	
  GE Docket
  Number

  	
   

  	
  H&W
  File No.

  	
   

  
	
  85FA-00100

  	
   

  	
  52493.000118

  and

  52493.000153

  	
   

  
	
  85FA-00101

  	
   

  	
  52493.000032

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  85FA-00103

  	
   

  	
  52493.000126

  	
   

  
	
  85FA-00104

  	
   

  	
  52493.000036

  	
   

  
	
  85FA-00105

  	
   

  	
  52493.000037

  	
   

  
	
  85FA-00106

  	
   

  	
  52493.000040

  and

  52493.000170

  	
   

  
	
  85FA-00107

  	
   

  	
  52493.000041

  and

  52493.000169

  	
   

  
	
  85FA-00108

  	
   

  	
  52493.000065

  	
   

  
	
  85FA-00109

  	
   

  	
  52493.000058

  and

  52493.000175

  	
   

  
	
  85FA-00110

  	
   

  	
  52493.000046

  and

  52493.000191

  	
   

  
	
  85FA-00111

  	
   

  	
  52493.000056

  	
   

  
	
  85FA-00112

  	
   

  	
  52493.000183

  	
   

  
	
  85FA-00113

  	
   

  	
  52493.000060

  	
   

  
	
  85FA-00114

  	
   

  	
  52493.000063

  and

  52493.000188

  	
   

  
	
  85FA-00115

  	
   

  	
  52493.000061

  	
   

  

 

 

	
  GE Docket
  Number

  	
   

  	
  H&W
  File No.

  	
   

  
	
  85FA-00116

  	
   

  	
  52493.000059

  and

  52493.000220

  	
   

  
	
  85FA-00117

  	
   

  	
  52493.000057

  	
   

  
	
  85FA-00118

  	
   

  	
  52493.000130

  	
   

  
	
  85FA-00119

  	
   

  	
  52493.000062

  	
   

  
	
  85FA-00120

  	
   

  	
  52493.000068

  	
   

  
	
  85FA-00121

  	
   

  	
  52493.000054

  and

  52493.000244

  	
   

  
	
  85FA-00123

  	
   

  	
  52493.000045

  	
   

  
	
  85FA-00124

  	
   

  	
  52493.000048

  and

  52493.000217

  	
   

  
	
  85FA-00125

  	
   

  	
  52493.000047

  	
   

  
	
  85FA-00126

  	
   

  	
  52493.000053

  	
   

  
	
  85FA-00127

  	
   

  	
  52493.000050

  	
   

  
	
  85FA-00128

  	
   

  	
  52493.000067

  	
   

  
	
  85FA-00129

  	
   

  	
  52493.000066

  	
   

  
	
  85FA-00130

  	
   

  	
  52493.000075

  and

  52493.000116

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  85FA-00132

  	
   

  	
  File
  # available

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  85FA-00134

  	
   

  	
  52493.000124

  and

  52493.000235

  	
   

  
	
  85FA-00135

  	
   

  	
  52493.000070

  	
   

  
	
  85FA-00136

  	
   

  	
  52493.000072

  	
   

  
	
  85FA-00137

  	
   

  	
  52493.000073

  and

  52493.000189

  	
   

  
	
  85FA-00138

  	
   

  	
  52493.000076

  and

  52493.000197

  	
   

  
	
  85FA-00139

  	
   

  	
  52493.000080

  	
   

  
	
  85FA-00140

  	
   

  	
  52493.000084

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  85FA-00145

  	
   

  	
  52493.000085

  and

  52493.000201

  	
   

  

 

 

	
  GE Docket
  Number

  	
   

  	
  H&W
  File No.

  	
   

  
	
  85FA-00146

  	
   

  	
  52493.000086

  	
   

  
	
  85FA-00147

  	
   

  	
  52493.000087

  and

  52493.000186

  	
   

  
	
  85FA-00148

  	
   

  	
  52493.000091

  and

  52493.000222

  	
   

  
	
  85FA-00149

  	
   

  	
  52493.000090

  and

  52493.000225

  	
   

  
	
  85FA-00150

  	
   

  	
  52493.000089

  	
   

  
	
  85FA-00151

  	
   

  	
  52493.000093

  and

  52493.000212

  	
   

  
	
  85FA-00152

  	
   

  	
  52493.000095

  	
   

  
	
  85FA-00153

  	
   

  	
  52493.000096

  	
   

  
	
  85FA-00154

  	
   

  	
  52493.000221

  	
   

  
	
  85FA-00155

  	
   

  	
  52493.000099

  and

  52493.000266

  	
   

  
	
  85FA-00156

  	
   

  	
  52493.000101

  and

  52493.000196

  	
   

  
	
  85FA-00157

  	
   

  	
  52493.000114

  and

  52493.000193

  and

  52493.000102

  	
   

  
	
  85FA-00158

  	
   

  	
  52493.000100

  	
   

  
	
  85FA-00159

  	
   

  	
  52493.000103

  	
   

  
	
  85FA-00160

  	
   

  	
  52493.000104

  and

  52493.000215

  	
   

  
	
  85FA-00161

  	
   

  	
  File
  # available

  	
   

  
	
  85FA-00162

  	
   

  	
  52493.000105

  	
   

  
	
  85FA-00163

  	
   

  	
  52493.000107

  and

  52493.000275

  	
   

  
	
  85FA-00164

  	
   

  	
  52493.000108

  	
   

  
	
  85FA-00165

  	
   

  	
  52493.000109

  	
   

  
	
  85FA-00166

  	
   

  	
  52493.000110

  	
   

  
	
  85FA-00167

  	
   

  	
  52493.000111

  	
   

  
	
  85FA-00168

  	
   

  	
  52493.000112

  and

  52493.000246

  	
   

  

 

 

	
  GE Docket
  Number

  	
   

  	
  H&W
  File No.

  	
   

  
	
  85FA-00169

  	
   

  	
  File
  # available

  	
   

  
	
  85FA-00170

  	
   

  	
  52493.000121

  and

  52493.000202

  	
   

  
	
  85FA-00171

  	
   

  	
  52493.000123

  and

  52493.000338

  	
   

  
	
  85FA-00172

  	
   

  	
  52493.000119

  	
   

  
	
  85FA-00173

  	
   

  	
  52493.000129

  and

  52493.000243

  	
   

  
	
  85FA-00174

  	
   

  	
  52493.00128

  	
   

  
	
  85FA-00175

  	
   

  	
  52493.000127

  and

  52493.000257

  	
   

  
	
  85FA-00176

  	
   

  	
  52493.000125

  	
   

  
	
  85FA-00177

  	
   

  	
  52493.000139

  and

  52493.000224

  	
   

  
	
  85FA-00178

  	
   

  	
  52493.000145

  	
   

  
	
  85FA-00179

  	
   

  	
  52493.000135

  	
   

  
	
  85FA-00180

  	
   

  	
  52493.000131

  	
   

  
	
  85FA-00181

  	
   

  	
  52493.000134

  	
   

  
	
  85FA-00182

  	
   

  	
  52493.000136

  and

  52493.000242

  	
   

  
	
  85FA-00183

  	
   

  	
  52493.000143

  	
   

  
	
  85FA-00184

  	
   

  	
  52493.000138

  	
   

  
	
  85FA-00185

  	
   

  	
  52493.000141

  	
   

  
	
  85FA-00186

  	
   

  	
  52493.000142

  	
   

  
	
  85FA-00187

  	
   

  	
  52493.000163

  and

  52493.000321

  	
   

  
	
  85FA-00188

  	
   

  	
  File
  # available

  	
   

  
	
  85FA-00189

  	
   

  	
  52493.000133

  and

  52493.000270

  	
   

  
	
  85FA-00190

  	
   

  	
  52493.000152

  and

  52493.000256

  	
   

  
	
  85FA-00191

  	
   

  	
  52493.000151

  and

  52493.000274

  	
   

  

 

 

	
  GE Docket
  Number

  	
   

  	
  H&W
  File No.

  	
   

  
	
  85FA-00192

  	
   

  	
  52493.000155

  and

  52493.000255

  	
   

  
	
  85FA-00193

  	
   

  	
  52493.000156

  and

  52493.000278

  and

  52493.000337

  	
   

  
	
  85FA-00194

  	
   

  	
  52493.000157

  and

  52493.000273

  	
   

  
	
  85FA-00195

  	
   

  	
  52493.000164

  	
   

  
	
  85FA-00196

  	
   

  	
  52493.000165

  and

  52493.000247

  	
   

  
	
  85FA-00197

  	
   

  	
  52493.000166

  and

  52493.000265

  	
   

  
	
  85FA-00198

  	
   

  	
  52493.000162

  	
   

  
	
  85FA-00199

  	
   

  	
  52493.000233

  	
   

  
	
  85FA-00200

  	
   

  	
  52493.000229

  	
   

  
	
  85FA-00201

  	
   

  	
  52493.000185

  	
   

  
	
  85FA-00202

  	
   

  	
  52493.000234

  	
   

  
	
  85FA-00203

  	
   

  	
  52493.000237

  	
   

  
	
  85FA-00204

  	
   

  	
  52493.000238

  	
   

  
	
  85FA-00205

  	
   

  	
  52493.000239

  	
   

  
	
  85FA-00206

  	
   

  	
  52493.000161

  	
   

  
	
  85FA-00207

  	
   

  	
  52493.000168

  and

  52493.000282

  	
   

  
	
  85FA-00208

  	
   

  	
  52493.000171

  and

  52493.000286

  	
   

  
	
  85FA-00209

  	
   

  	
  52493.000264

  and

  52493.000172

  and

  52493.000304

  and

  52493.000343

  	
   

  
	
  85FA-00210

  	
   

  	
  File
  # available

  	
   

  
	
  85FA-00211

  	
   

  	
  File
  # available

  	
   

  
	
  85FA-00212

  	
   

  	
  52493.000176

  and

  52493.000299

  	
   

  

 

 

	
  GE Docket
  Number

  	
   

  	
  H&W
  File No.

  	
   

  
	
  85FA-00213

  	
   

  	
  52493.000179

  	
   

  
	
  85FA-00214

  	
   

  	
  52493.000187

  	
   

  
	
  85FA-00215

  	
   

  	
  52493.000199

  	
   

  
	
  85FA-00216

  	
   

  	
  52493.000208

  	
   

  
	
  85FA-00217

  	
   

  	
  52493.000205

  	
   

  
	
  85FA-00218

  	
   

  	
  52493.000204

  	
   

  
	
  85FA-00219

  	
   

  	
  52493.000231

  	
   

  
	
  85FA-00220

  	
   

  	
  52493.000230

  	
   

  
	
  85FA-00221

  	
   

  	
  52493.000261

  	
   

  
	
  85FA-00222

  	
   

  	
  52493.000251

  and

  52493.000328

  	
   

  
	
  85FA-00223

  	
   

  	
  52493.000252

  	
   

  
	
  85FA-00224

  	
   

  	
  52493.000253

  	
   

  
	
  85FA-00225

  	
   

  	
  52493.000260

  	
   

  
	
  85FA-00226

  	
   

  	
  52493.000262

  	
   

  
	
  85FA-00227

  	
   

  	
  52493.000277

  	
   

  
	
  85FA-00228

  	
   

  	
  52493.000281

  	
   

  
	
  85FA-00229

  	
   

  	
  52493.000302

  	
   

  
	
  85FA-00230

  	
   

  	
  52493.000301

  	
   

  
	
  85FA-00231

  	
   

  	
  52493.000297

  	
   

  
	
  85FA-00232

  	
   

  	
  52493.000296

  	
   

  
	
  85FA-00233

  	
   

  	
  52493.000295

  	
   

  
	
  85FA-00234

  	
   

  	
  52493.000303

  	
   

  
	
  85FA-00235

  	
   

  	
  52493.000298

  	
   

  
	
  85FA-00236

  	
   

  	
  52493.000300

  	
   

  
	
  85FA-00237

  	
   

  	
  File
  # available

  	
   

  
	
  85FA-00238

  	
   

  	
  52493.000328

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  85FA-00241

  	
   

  	
  52493.000203

  and

  52493.000339

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  85FA-00243

  	
   

  	
  File
  # available

  	
   

  
	
  85FA-00244

  (US  85FA-00106)

  	
   

  	
  52493.000170

  (US
  .000040)

  	
   

  
	
  85FA-00245

  	
   

  	
  52493.000308

  	
   

  
	
  85FA-00246

  	
   

  	
  52493.000309

  	
   

  
	
  85FA-00247

  	
   

  	
  52493.000311

  	
   

  
	
  85FA-00248

  	
   

  	
  52493.000312

  	
   

  
	
  85FA-00249

  	
   

  	
  52493.000160

  	
   

  

 

 

	
  GE Docket
  Number

  	
   

  	
  H&W
  File No.

  	
   

  
	
  85FA-00250

  129271

  RD
  30958

  	
   

  	
  52493.000310

  	
   

  
	
  85FA-00250

  	
   

  	
  52493.000313

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  85FA-00252

  	
   

  	
  52493.000258

  	
   

  
	
  85FA-00253

  	
   

  	
  52493.000346

  	
   

  
	
  85FA-00254

  	
   

  	
  52493.000344

  	
   

  
	
  —

  	
   

  	
  52493.000349

  	
   

  

 

 

SCHEDULE C

 

Restricted GE Intellectual Property

 

 

 

 

 

SCHEDULE D

 

GENIUS® Applications

 

	
  Item #

  	
   

  	
  GE PAGE
  Ref No

  	
   

  	
  H&W
  Ref No/ Invention

  	
   

  
	
  1

  	
   

  	
  132193

  	
   

  	
  52493.000160

  	
   

  
	
  2

  	
   

  	
  135072

  	
   

  	
  52493.000161

  	
   

  
	
  3

  	
   

  	
  135965

  	
   

  	
  52493.000162

  	
   

  
	
  4

  	
   

  	
  129502

  	
   

  	
  52493.000185

  	
   

  
	
  5

  	
   

  	
  135017

  	
   

  	
  52493.000229

  	
   

  
	
  6

  	
   

  	
  135007

  	
   

  	
  52493.000233

  	
   

  
	
  7

  	
   

  	
  135063

  	
   

  	
  52493.000234

  	
   

  
	
  8

  	
   

  	
  135066

  	
   

  	
  52493.000237

  	
   

  
	
  9

  	
   

  	
  135068

  	
   

  	
  52493.000238

  	
   

  
	
  10

  	
   

  	
  135069

  	
   

  	
  52493.000239

  	
   

  
	
  11

  	
   

  	
  126469

  	
   

  	
  52493.000295

  	
   

  
	
  12

  	
   

  	
  126463

  	
   

  	
  52493.000296

  	
   

  
	
  13

  	
   

  	
  126931

  	
   

  	
  52493.000303

  	
   

  
	
  14

  	
   

  	
  139466

  	
   

  	
  52493.000308

  	
   

  
	
  15

  	
   

  	
  139470

  	
   

  	
  52493.000309

  	
   

  
	
  16

  	
   

  	
  129271

  	
   

  	
  52493.000310

  	
   

  

 

 

SCHEDULE E

 

CIP Applications

 

One CIP Application will add new material to
139470

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00065-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00065-of-00352.parquet"}]]