Document:

Sixth Amended License Agreement

 Exhibit 10.1 
 Confidential Treatment Requested by CBOT Holdings, Inc. 
  
 SIXTH AMENDMENT TO 
 LICENSE AGREEMENT DATED 
 June 5, 1997 
 This SIXTH Amendment, dated as of January 19, 2007 (the
“Sixth Amendment Effective Date”), to the License Agreement dated June 5, 1997 made by and between Dow Jones & Company, Inc. (“Dow Jones”), having an office at 200 Liberty Street, New York, New York 10281, the Board
of Trade of the City of Chicago (“CBOT”), having an office at 141 West Jackson Boulevard, Chicago, IL 60604, as previously amended by an Amendment to the License Agreement dated as of September 9, 1997 (the “First
Amendment”) and a Second Amendment to the License Agreement dated as of February 18, 1998 (“Second Amendment”) and a Third Amendment to the License Agreement dated as of May 1998 (the “Third Amendment”) and a Fourth
Amendment to the License Agreement dated as of December 19, 2001 (the “Fourth Amendment”) and a Fifth Amendment to the License Agreement dated October 2003 (the “Fifth Amendment”) (collectively, the License Agreement”).

 WHEREAS, the Licensee currently has a license pursuant to which it may use certain Dow Jones proprietary indexes (as more particularly
described in the License Agreement, the “Indexes”) in connection with the trading and issuance of the Products (as defined in the License Agreement) on or through Licensee, and to use one or more of the Dow Jones Marks (as more
particularly set forth in the License Agreement) in connection therewith; and 
 WHEREAS, the Licensee would also like to use the Dow Jones
U.S. Real Estate Index (the “DJUSRE Index”) in connection with the trading and issuance of Products based on of the DJUSRE Index; 
 NOW, THEREFORE, in consideration of the premises and the mutual covenants and agreements contained herein and in the License Agreement, and pursuant to Section 12(c) thereof, the parties hereby agree to amend the License Agreement as
follows: 
 1. Section l(a) of the License Agreement is hereby amended by adding after Section l(a)(8): “(9)(A) Subject to the terms and
conditions of the License Agreement, Dow Jones hereby grants to Licensee a further non-transferable (except to a sublicensee pursuant to Section l(a)(9)), non-exclusive, worldwide license to (i) use the Dow Jones U.S. Real Estate Index in
connection with trading Products that are based on such Index on or through Licensee twenty-four (24) hours a day; and (iii) to use and refer to the service marks designating the DJUSRE Index including “Dow Jones” and “Dow
Jones US Real Estate Index (the “DJUSRE Marks”) in connection with such listing, and the marketing and promotion of Products based on the Dow Jones U.S. Real Estate Index to indicate the source of such index and to make such disclosure
about those Products as Licensee deems necessary or desirable under any applicable federal or state laws, rules or regulations. 
 (B) Except
as otherwise expressly provided herein, the Products based on the DJUSRE Index shall be subject to all other terms and conditions of this License Agreement that apply to the Products. 
 (C) Except as otherwise expressly provided herein, the Dow Jones US Real Estate Index shall be subject to all other terms and conditions of this License
Agreement as apply to the Indexes. For the avoidance of doubt, the license with respect to Dow Jones US Real Estate Index shall be non-exclusive. 
 (D) Except as otherwise expressly provided herein, the DJUSRE Marks shall be subject to all other terms and conditions of this License Agreement as apply to the Dow Jones Marks. For the avoidance of doubt, the license with respect to the
DJUSRE Marks shall be non-exclusive. 
  
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 Confidential Treatment Requested by CBOT Holdings, Inc. 
  
 2. Notwithstanding anything to the contrary in the Agreement (including, without
limitation Section 3(a) and Schedule C), Licensee shall (a) pay to Dow Jones [**] ($[**]) contract (round turn) with respect to the Products based on the DJUSRE Index, and (b) within ten (10) days after each month-end after the
Sixth Amendment Effective Date, provide to Dow Jones a written report of the trading volume for each Product based on the DJUSRE Index for such month (each a “DJUSRE Monthly Report”), together with a calculation and payment of the amount
of the per-transaction fees applicable to such Products for such month. Except as otherwise expressly provided in this Amendment, such fees shall be treated as License Fees under the Agreement. For the avoidance of doubt, the fees with respect to
the Products based on the DJUSRE Index shall not be applied to the Annual Minimum Payment referred to in Schedule C to the License Agreement. 
 3. Except as otherwise expressly set forth herein, all provisions of the License Agreement shall remain in full force and effect. Except as otherwise specified herein, all capitalized terms used in this Amendment shall have the meaning
ascribed to them in the License Agreement. 
 IN WITNESS WHEREOF, the parties hereto have caused this Sixth Amendment to the License
Agreement to be executed as of the date first set forth above. 
  

			
	DOW JONES & COMPANY, INC.
		
	 By:
	 	 /s/ Michael A. Petronella

	Name:	 	Michael A. Petronella
	Title:	 	President, Dow Jones Indexes
	Date:	 	2/12/07
	
	BOARD OF TRADE OF THE CITY OF CHICAGO, INC.
		
	By:	 	 /s/ Bernard W. Dan

	Name:	 	Bernard W. Dan
	Title:	 	President and Chief Executive Officer
	Date:	 	 

  
 CONFIDENTIAL
INFORMATION REDACTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. OMITTED PORTIONS INDICATED BY [***]Amendment  No. 1 to the Amended and Restated Software Agreement

 Confidential Treatment Requested by CBOT Holdings, Inc. 
  

 Exhibit 10.2 
 EXECUTION 
 AMENDMENT NO. 1 
 TO THE 
 AMENDED AND RESTATED 
 SOFTWARE LICENSE AGREEMENT 
 This
Amendment No. 1 to the Amended and Restated Software License Agreement (this “Amendment”), by and between Atos Euronext Market Solutions Limited, a company incorporated in England and Wales (“AEMS”) and Board
of Trade of the City of Chicago, Inc., a Delaware corporation (the “CBOT”), is dated as of December 15, 2005 (the “Amendment Effective Date”). 
 Recitals 
 A. LIFFE Administration and Management, a company
incorporated in England and Wales (“LIFFE”) and the CBOT entered into that certain Amended and Restated Software License Agreement dated as of August 3, 2004 (the “SLA”). Capitalized terms used herein but not
otherwise defined herein shall have the meanings ascribed to them in the SLA. 
 B. Subsequent to the execution of the SLA, LIFFE, AEMS and
the CBOT entered into that certain SLA Release and Novation Agreement dated as of July 22, 2005 (the “SLA Novation”), pursuant to which (i) LIFFE assigned to AEMS all of LIFFE’s rights, title and interest in and to
the SLA, and all of LIFFE’s obligations and liabilities under the SLA (excluding any such right, title, interest, obligations or liabilities arising under First Amended SLA Section 3.2.2 and Part 3 of Schedule I of the First
Amended SLA), and (ii) the CBOT fully discharged LIFFE from the performance of all of LIFFE’s duties and obligations under the SLA (excluding any such right, title, interest, obligations or liabilities arising under First Amended
SLA Section 3.2.2 and Part 3 of Schedule I of the First Amended SLA) and substituted AEMS as the CBOT’s counterparty to the SLA. 
 C. Subsequent to the execution of the SLA and the SLA Novation, the CBOT requested that AEMS (a) permit the CBOT to utilize the Trading System to host electronic trading of certain derivatives products listed by (i) a division of
the Singapore Exchange Derivatives Trading Limited (“SGX-DT”) or (ii) the as yet unnamed joint venture between the CBOT and SGX-DT (“CBOT/SGX-DT Joint Venture”), and (b) provide to the CBOT various
services in relation to such hosting. 
 D. Section 23 of the SLA provides that the SLA may be amended only by an instrument in writing
signed on behalf of each of the Parties thereof. 
 E. AEMS and the CBOT desire to amend the SLA as set forth below. 
 Agreements 
 In
consideration of the foregoing and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties agree as follows: 
 1. Amendment to Recital F. Recital F of the SLA is hereby amended and restated in its entirety as follows: 
 F. Subsequent to the execution of the agreements described above, the CBOT requested that LIFFE and/or AEMS (as defined below) (i) permit the CBOT to utilize the Trading System to host electronic trading of
certain derivatives products listed by one or more of the Minneapolis Grain Exchange, The Board of Trade of Kansas City, 

  

 CONFIDENTIAL INFORMATION REDACTED AND FILED SEPARATELY 
 WITH THE SECURITIES AND EXCHANGE COMMISSION. 
 OMITTED PORTIONS INDICATED BY [**]. 

 Confidential Treatment Requested by CBOT Holdings, Inc. 
  

 
Missouri, Inc. and Winnipeg Commodity Exchange Inc., a wholly owned subsidiary of WCE Holdings Inc., and, more recently, a division of the Singapore Exchange
Derivatives Trading Limited (“SGX-DT”) or the as yet unnamed joint venture between the CBOT and SGX-DT (“CBOT/SGX-DT Joint Venture”) (each, a “Hosted Exchange” and, collectively, the “Hosted
Exchanges”); and (ii) provide to the CBOT various services in relation to such hosting (the “Hosting Arrangement”). 
 2. Amendments to Section 1. Section 1 of the SLA is hereby amended to include the following definitions: 
 “AEMS” shall mean Atos Euronext Market Solutions Limited, a company incorporated in England and Wales. Pursuant to the terms of that certain SLA Release and Novation Agreement dated as of July 22, 2005, by and between
LIFFE, AEMS and the CBOT, (i) LIFFE assigned to AEMS all of LIFFE’s right, title and interest in and to this Agreement, and all of LIFFE’s obligations and liabilities under this Agreement (excluding any such right, title,
interest, obligations or liabilities arising under First Amended SLA Section 3.2.2 and Part 3 of Schedule I of the First Amended SLA), and (ii) the CBOT fully discharged LIFFE from the performance of all of LIFFE’s duties and
obligations under this Agreement (excluding any such right, title, interest, obligations or liabilities arising under First Amended SLA Section 3.2.2 and Part 3 of Schedule I of the First Amended SLA) and substituted AEMS as the
CBOT’s counterparty to this Agreement. 
 “CBOT/SGX-DT Joint Venture” shall have the meaning set forth in Recital F
above. 
 “SGX-DT” shall have the meaning set forth in Recital F above. 
 The following definition from Section 1 of the SLA is hereby amended and restated in its entirety as follows: 
 “eSpeed Covenants” means those Covenants Not to Sue dated December 12, 2005 between the CBOT and eSpeed, a copy of which is attached as
Schedule K hereto. 
 3. Amendment to Section 6. Section 6 of the SLA is hereby amended to include the
following Section 6.8: 
 6.8 SGX-DT and CBOT/SGX-DT Joint Venture. Notwithstanding any provision of this
Agreement to the contrary, at no time shall the CBOT simultaneously host, using the Licensed Technology, the electronic trading of any derivative products of the SGX-DT and CBOT/SGX-DT Joint Venture. In the event the CBOT elects to host electronic
trading of SGX-DT, such exchange shall be the sole Singapore-based Hosted Exchange until such time as the CBOT delivers to AEMS written notice that CBOT/SGX-DT Joint Venture shall replace SGX-DT as a Hosted Exchange. 
 4. Amendment to Section 30. Section 30 of the SLA is hereby amended and restated in its entirety as follows: 
  

	 	30.	Notices 

 Except as otherwise
expressly provided herein, all notices, certifications, requests, demands, payments and other communications hereunder: (a) shall be in 

  

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writing; (b) may be delivered by certified or registered mail, postage prepaid; by hand; by facsimile; or by any internationally recognized private
courier; (c) shall be effective (i) if mailed, on the date ten (10) days after the date of mailing or (ii) if hand delivered, faxed, or delivered by private courier, on the date of delivery; and (d) shall be addressed as
follows: 
  

			
	 If to the CBOT:
	  	
		
	 Board of Trade of the City of Chicago, Inc.
	  	
	 141 West Jackson Boulevard
	  	
	 Suite 600-A
	  	
	 Chicago, Illinois 60604 U.S.A.
	  	
	 Attention: Bryan T. Durkin
	  	
		
	 If to AEMS:
	  	
		
	 Atos Euronext Market Solutions Limited
	  	
	 6-8, boulevard Haussmann
	  	
	 75009 Paris
	  	
	 France
	  	
	 Attention: General Counsel
	  	

 or to such other address or addresses as may hereafter be specified by notice
given by one Party to the other. 
 5. Amendment to Schedule I. Schedule I of the SLA is hereby amended to include the
following Section 4.2(d): 
 (d) SGX-DT and CBOT/SGX-DT Joint Venture 
 The annual Hosting Fee payable by the CBOT in respect of SGX-DT or CBOT/SGX-DT Joint Venture, as applicable, shall be equal to: 
 (i) [**], if the Electronic Volume for Hosted Products of SGX-DT or CBOT/SGX-DT Joint Venture, as applicable, for the relevant OYP is less than or equal
to [**] contracts (round turn). 
 (ii) [**], if the Electronic Volume for Hosted Products of SGX-DT or CBOT/SGX-DT Joint Venture, as
applicable, for the relevant OYP is greater than [**] but less than or equal to [**] contracts (round turn). 
 (iii) [**], if the Electronic
Volume for Hosted Products of SGX-DT or CBOT/SGX-DT Joint Venture, as applicable, for the relevant OYP is greater than [**] but less than or equal to [**] contracts (round turn). 
  

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 OMITTED PORTIONS INDICATED BY [**]. 

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 (iv) [**], if the Electronic Volume for Hosted Products of SGX-DT or CBOT/SGX-DT Joint Venture, as
applicable, for the relevant OYP is greater than [**] but less than or equal to [**] contracts (round turn). 
 (v) [**], if the Electronic
Volume for Hosted Products of SGX-DT or CBOT/SGX-DT Joint Venture, as applicable, for the relevant OYP is greater than [**] but less than or equal to [**] contracts (round turn). 
 (vi) [**], if the Electronic Volume for Hosted Products of SGX-DT or CBOT/SGX-DT Joint Venture, as applicable, for the relevant OYP is greater than [**]
but less than or equal to [**] contracts (round turn). 
 (vii) If the Electronic Volume for Hosted Products of SGX-DT or CBOT/SGX-DT Joint
Venture, as applicable, for the relevant OYP is greater than [**] contracts (round turn), the sum of (x) [**] plus (y) [**] times the number of contracts (round turn) by which the relevant Electronic Volume exceeds [**]. 
 The Minimum Quarterly Payment to be paid by the CBOT with respect to the SGX-DT or CBOT/SGX-DT Joint Venture, as applicable, is (A) for each OYP
during the Initial Term, [**] and (B) for each OYP during a Renewal Term, the greater of (x) [**] during the Initial Term and (y) such amount to be agreed upon by CBOT and SGX-DT or CBOT/SGX-DT Joint Venture, as applicable, which
amount shall be approximately commensurate to [**] payable by SGX-DT or CBOT/SGX-DT Joint Venture, as applicable, during the OYP immediately prior to the commencement of the applicable Renewal Term. 
 6. Amendment to Schedule K. Schedule K of the SLA is hereby amended and restated in its entirety to comprise the eSpeed Covenants attached
hereto as Exhibit A. 
 7. Amendment to Schedule L. Schedule L of the SLA is hereby amended to include the following Hosted
Products: 
 SGX-DT and CBOT/SGX-DT Joint Venture 
 [**] 
 Crude palm oil futures 
 Rubber futures 
 [**] 
  

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 8. Reference to and Effect on the SLA. Each reference in the SLA to “this
Agreement,” “hereunder,” “hereof,” “herein,” or words of like import shall mean and be a reference to the SLA as amended hereby, and each reference to the SLA in any other document,
instrument or agreement shall mean and be a reference to the SLA as amended hereby. 
 9. Full Force and Effect. Except as
specifically amended above, the SLA shall remain in full force and effect. 
 10. Counterparts. This Amendment may be executed
in two counterparts, each of which when so executed and delivered shall be an original, but both of which together shall constitute one and the same instrument. 
 [Remainder of page intentionally left blank. 
 Signature page follows.] 
  

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 IN WITNESS WHEREOF, the Parties have executed this Amendment No. 1 to the Amended and Restated
Software License Agreement, as of the Amendment Effective Date. 
  

			
	BOARD OF TRADE OF THE CITY OF CHICAGO,
INC., a Delaware corporation
		
	By:	 	 /s/ Bernard W. Day

	Name:	 	 Bernard W. Day

	Title:	 	 President and Chief Executive Officer

	
	ATOS EURONEXT MARKET SOLUTIONS
LIMITED, a company incorporated in England and
Wales
		
	By:	 	 /s/ Jean-Marc Rouhelier

	Name:	 	 Jean-Marc Rouhelier

	Title:	 	 CEO

  

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 OMITTED PORTIONS INDICATED BY [**]. 

 Confidential Treatment Requested by CBOT Holdings, Inc. 
  

 EXHIBIT A 
 eSpeed Covenants 
 (see attached) 
 COVENANTS NOT TO SUE 
 Notwithstanding anything to the contrary herein, eSpeed hereby unconditionally
and irrevocably covenants not to sue CBOT for infringement of any claim of U.S. patent 4,903,201 (the ‘201 Patent) for making, having made for CBOT, or using (but not selling or offering for sale) CBOT’s Electronic Futures Exchange (as
defined in Attachment B of the Settlement Agreement effective August 26, 2002) to process trades in (a) agricultural and stock index futures and futures options for the KCBOT, (b) agricultural and futures options for the MGE and the
WCE, and (c) agricultural futures contracts calling for physical delivery in Asia of Asian-originated agricultural commodities, and options on such futures contracts, both for an exchange operated by Singapore Exchange Derivatives Trading
Limited (“SGX”) or a joint venture between SGX and CBOT (the “SGX/CBOT JV”). In addition, notwithstanding anything to the contrary herein, eSpeed hereby unconditionally and irrevocably covenants not to sue (1) LIFFE, Atos
Euronext Market Solutions, Ltd. (“Market Solutions”), solely to the extent it provides technology and services to CBOT, and Atos Euronext Market Solutions IPR, Ltd. (“Market Solutions IPR”), solely to the extent it holds
intellectual property rights for technology and services provided to CBOT, for infringement of any claim of the ‘201 Patent based on supplying CBOT with any portion of CBOT’s Electronic Futures Exchange that is used to process
(a) trades in agricultural and stock index futures and futures options for the KCBOT and (b) agricultural and futures options for the MGE and the WCE, and (c) agricultural futures contracts calling for physical delivery in Asia of
Asian-originated agricultural commodities, and options on such futures contracts, both for an exchange operated by SGX or the SGX/CBOT JV; and (2) the KCBOT, the MGE, WCE, SGX or the SGX/CBOT JV for infringement of any claim of the ‘201
Patent based on processing trades in their respective agricultural and stock index futures and future options using CBOT’s Electronic Futures Exchange. Nothing in these covenants shall be construed to grant any rights or licenses, and no rights
or licenses are granted herein, in or to the ‘201 Patent or any other patents or intellectual property of eSpeed. Specifically, nothing in these covenants shall expressly or by implication, estoppel, patent exhaustion, statute or otherwise give
CBOT, LIFFE, Market Solutions, Market Solutions IPR, the KCBOT, the MGE, the WCE, SOX or the SGX/CBOT JV or any third party any rights to, any licenses to, or any rights to license, the ‘201 Patent or any other patents or intellectual property
rights of eSpeed or of any of its successors in interest to the ‘201 Patent, by assignment or otherwise. 
 eSpeed acknowledges and agrees that
(1) these covenants run with the ‘201 Patent and are intended to bind eSpeed’s successors in interest to the ‘201 Patent, by assignment or otherwise, (2) eSpeed will not enter into any agreement or take any action
inconsistent herewith, and (3) eSpeed will provide CBOT, LIFFE, Market Solutions, Market Solutions IPR, KCBOT, MGE, WCE, SGX and the SGX/CBOT JV with all reasonable cooperation to give effect to these covenants. 
 eSpeed represents and warrants that: (1) eSpeed has entered into an agreement with ETS by which ETS has assigned to eSpeed all of ETS’s right, title and
interest in and to the ‘201 Patent, except for rights to recover for certain past infringements of the ‘201 Patent; and (2) the activities of CBOT, LIFFE, Market Solutions, Market Solutions IPR, KCBOT, MGE, WCE, SOX and the SGX/CBOT
JV to which eSpeed has given these covenants not to sue are not included in, or covered by, any rights in the ‘201 Patent retained by ETS. 
 IN WITNESS
WHEREOF, the parties hereto have executed these Covenants Not to Sue as of this 12 day of December, 2005. 
  

			
	eSPEED, INC.
		
	By:	 	/s/ Howard W. Lutnick
	Date:  	 	December 12, 2005
	
	 BOARD OF TRADE OF THE
 CITY OF CHICAGO,
INC.

		
	By:	 	/s/ Bernard W. Dan
	Date:  	 	December 12, 2005

  

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