Document:

Exhibit 10.15

 

RUBIUS THERAPEUTICS, INC.

 

[FORM OF] OFFICER INDEMNIFICATION AGREEMENT

 

This Indemnification Agreement (“Agreement”) is made as of [                ] by and between Rubius Therapeutics, Inc., a Delaware corporation (the “Company”), and [Officer] (“Indemnitee”).(1)

 

RECITALS

 

WHEREAS, the Company desires to attract and retain the services of highly qualified individuals, such as Indemnitee, to serve the Company;

 

WHEREAS, in order to induce Indemnitee to provide or continue to provide services to the Company, the Company wishes to provide for the indemnification of, and advancement of expenses to, Indemnitee to the maximum extent permitted by law;

 

WHEREAS, the Amended and Restated Certificate of Incorporation (as amended and in effect from time to time, the “Charter”) and the Amended and Restated Bylaws (as amended and in effect from time to time, the “Bylaws”) of the Company require indemnification of the officers and directors of the Company, and Indemnitee may also be entitled to indemnification pursuant to the General Corporation Law of the State of Delaware (the “DGCL”);

 

WHEREAS, the Charter, the Bylaws and the DGCL expressly provide that the indemnification provisions set forth therein are not exclusive, and thereby contemplate that contracts may be entered into between the Company and members of the board of directors, officers and other persons with respect to indemnification;

 

WHEREAS, the Board of Directors of the Company (the “Board”) has determined that the increased difficulty in attracting and retaining highly qualified persons such as Indemnitee is detrimental to the best interests of the Company’s stockholders;

 

WHEREAS, it is reasonable and prudent for the Company contractually to obligate itself to indemnify, and to advance expenses on behalf of, such persons to the fullest extent permitted by applicable law, regardless of any amendment or revocation of the Charter or the Bylaws, so that they will serve or continue to serve the Company free from undue concern that they will not be so indemnified; and

 

WHEREAS, this Agreement is a supplement to and in furtherance of the indemnification provided in the Charter, the Bylaws and any resolutions adopted pursuant thereto, and shall not be deemed a substitute therefor, nor to diminish or abrogate any rights of Indemnitee thereunder.

 

NOW, THEREFORE, in consideration of the premises and the covenants contained herein, the Company and Indemnitee do hereby covenant and agree as follows:

 

(1)  To be entered into with all C-level officers and Section 16 officers.

 

 

Section 1.                                           Services to the Company.  Indemnitee agrees to [continue to] serve as [a director and] an officer of the Company.  Indemnitee may at any time and for any reason resign from [any] such position (subject to any other contractual obligation or any obligation imposed by law), in which event the Company shall have no obligation under this Agreement to continue Indemnitee in such position.  This Agreement shall not be deemed an employment contract between the Company (or any of its subsidiaries or any Enterprise) and Indemnitee.

 

Section 2.                                           Definitions.

 

As used in this Agreement:

 

(a)                                 “Change in Control” shall mean (i) the sale of all or substantially all of the assets of the Company on a consolidated basis to an unrelated person or entity, (ii) a merger, reorganization or consolidation pursuant to which the holders of the Company’s outstanding voting power and outstanding stock immediately prior to such transaction do not own a majority of the outstanding voting power and outstanding stock or other equity interests of the resulting or successor entity (or its ultimate parent, if applicable) immediately upon completion of such transaction, (iii) the sale of all of the Stock of the Company to an unrelated person, entity or group thereof acting in concert, or (iv) any other transaction in which the owners of the Company’s outstanding voting power immediately prior to such transaction do not own at least a majority of the outstanding voting power of the Company or any successor entity immediately upon completion of the transaction other than as a result of the acquisition of securities directly from the Company.

 

(b)                                 “Corporate Status” describes the status of a person as a current or former [director or] officer of the Company or current or former director, manager, partner, officer, employee, agent or trustee of any other Enterprise which such person is or was serving at the request of the Company.

 

(c)                                  “Enforcement Expenses” shall include all reasonable attorneys’ fees, court costs, transcript costs, fees of experts, travel expenses, duplicating costs, printing and binding costs, telephone charges, postage, delivery service fees, and all other out-of-pocket disbursements or expenses of the types customarily incurred in connection with an action to enforce indemnification or advancement rights, or an appeal from such action.  Expenses, however, shall not include fees, salaries, wages or benefits owed to Indemnitee.

 

(d)                                 “Enterprise” shall mean any corporation (other than the Company), partnership, joint venture, trust, employee benefit plan, limited liability company, or other legal entity of which Indemnitee is or was serving at the request of the Company as a director, manager, partner, officer, employee, agent or trustee.

 

(e)                                  “Expenses” shall include all reasonable attorneys’ fees, court costs, transcript costs, fees of experts, travel expenses, duplicating costs, printing and binding costs, telephone charges, postage, delivery service fees, and all other out-of-pocket disbursements or expenses of the types customarily incurred in connection with prosecuting, defending, preparing to prosecute or defend, investigating, being or preparing to be a witness in, or otherwise

 

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participating in, a Proceeding or an appeal resulting from a Proceeding.  Expenses, however, shall not include amounts paid in settlement by Indemnitee, the amount of judgments or fines against Indemnitee or fees, salaries, wages or benefits owed to Indemnitee.

 

(f)                                   “Independent Counsel” means a law firm, or a partner (or, if applicable, member or shareholder) of such a law firm, that is experienced in matters of Delaware corporation law and neither presently is, nor in the past five (5) years has been, retained to represent: (i) the Company, any subsidiary of the Company, any Enterprise or Indemnitee in any matter material to any such party; or (ii) any other party to the Proceeding giving rise to a claim for indemnification hereunder.  Notwithstanding the foregoing, the term “Independent Counsel” shall not include any person who, under the applicable standards of professional conduct then prevailing, would have a conflict of interest in representing either the Company or Indemnitee in an action to determine Indemnitee’s rights under this Agreement.  The Company agrees to pay the reasonable fees and expenses of the Independent Counsel referred to above and to fully indemnify such counsel against any and all expenses, claims, liabilities and damages arising out of or relating to this Agreement or its engagement pursuant hereto.

 

(g)                                  The term “Proceeding” shall include any threatened, pending or completed action, suit, arbitration, alternate dispute resolution mechanism, investigation, inquiry, administrative hearing or any other actual, threatened or completed proceeding, whether brought in the right of the Company or otherwise and whether of a civil, criminal, administrative, regulatory or investigative nature, and whether formal or informal, in which Indemnitee was, is or will be involved as a party or otherwise by reason of the fact that Indemnitee is or was [a director or] an officer of the Company or is or was serving at the request of the Company as a director, manager, partner, officer, employee, agent or trustee of any Enterprise or by reason of any action taken by Indemnitee or of any action taken on his or her part while acting as [a director or] an officer of the Company or while serving at the request of the Company as a director, manager, partner, officer, employee, agent or trustee of any Enterprise, in each case whether or not serving in such capacity at the time any liability or expense is incurred for which indemnification, reimbursement or advancement of expenses can be provided under this Agreement; provided, however, that the term “Proceeding” shall not include any action, suit or arbitration, or part thereof, initiated by Indemnitee to enforce Indemnitee’s rights under this Agreement as provided for in Section 12(a) of this Agreement.

 

Section 3.                                           Indemnity in Third-Party Proceedings.  The Company shall indemnify Indemnitee to the extent set forth in this Section 3 if Indemnitee is, or is threatened to be made, a party to or a participant in any Proceeding, other than a Proceeding by or in the right of the Company to procure a judgment in its favor.  Pursuant to this Section 3, Indemnitee shall be indemnified against all Expenses, judgments, fines, penalties, excise taxes, and amounts paid in settlement actually and reasonably incurred by Indemnitee or on his or her behalf in connection with such Proceeding or any claim, issue or matter therein, if Indemnitee acted in good faith and in a manner he or she reasonably believed to be in or not opposed to the best interests of the Company and, in the case of a criminal proceeding, had no reasonable cause to believe that his or her conduct was unlawful.

 

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Section 4.                                           Indemnity in Proceedings by or in the Right of the Company.  The Company shall indemnify Indemnitee to the extent set forth in this Section 4 if Indemnitee is, or is threatened to be made, a party to or a participant in any Proceeding by or in the right of the Company to procure a judgment in its favor.  Pursuant to this Section 4, Indemnitee shall be indemnified against all Expenses actually and reasonably incurred by Indemnitee or on his or her behalf in connection with such Proceeding or any claim, issue or matter therein, if Indemnitee acted in good faith and in a manner he or she reasonably believed to be in or not opposed to the best interests of the Company.  No indemnification for Expenses shall be made under this Section 4 in respect of any claim, issue or matter as to which Indemnitee shall have been finally adjudged by a court to be liable to the Company, unless and only to the extent that the Delaware Court of Chancery (the “Delaware Court”) shall determine upon application that, despite the adjudication of liability but in view of all the circumstances of the case, Indemnitee is fairly and reasonably entitled to indemnification for such expenses as the Delaware Court shall deem proper.

 

Section 5.                                           Indemnification for Expenses of a Party Who is Wholly or Partly Successful.  Notwithstanding any other provisions of this Agreement and except as provided in Section 7, to the extent that Indemnitee is a party to or a participant in any Proceeding and is successful in such Proceeding or in defense of any claim, issue or matter therein, the Company shall indemnify Indemnitee against all Expenses actually and reasonably incurred by him or her in connection therewith.  If Indemnitee is not wholly successful in such Proceeding but is successful as to one or more but less than all claims, issues or matters in such Proceeding, the Company shall indemnify Indemnitee against all Expenses actually and reasonably incurred by Indemnitee or on his or her behalf in connection with each successfully resolved claim, issue or matter.  For purposes of this Section and without limitation, the termination of any claim, issue or matter in such a Proceeding by dismissal, with or without prejudice, shall be deemed to be a successful result as to such claim, issue or matter.

 

Section 6.                                           Reimbursement for Expenses of a Witness or in Response to a Subpoena.  Notwithstanding any other provision of this Agreement, to the extent that Indemnitee, by reason of his or her Corporate Status, (i) is a witness in any Proceeding to which Indemnitee is not a party and is not threatened to be made a party or (ii) receives a subpoena with respect to any Proceeding to which Indemnitee is not a party and is not threatened to be made a party, the Company shall reimburse Indemnitee for all Expenses actually and reasonably incurred by him or her or on his or her behalf in connection therewith.

 

Section 7.                                           Exclusions.  Notwithstanding any provision in this Agreement to the contrary, the Company shall not be obligated under this Agreement:

 

(a)                                 to indemnify for amounts otherwise indemnifiable hereunder (or for which advancement is provided hereunder) if and to the extent that Indemnitee has otherwise actually received such amounts under any insurance policy, contract, agreement or otherwise;

 

(b)                                 to indemnify for an accounting of profits made from the purchase and sale (or sale and purchase) by Indemnitee of securities of the Company within the meaning of Section 16(b) of the Securities Exchange Act of 1934, as amended, or similar provisions of state

 

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statutory law or common law, or from the purchase or sale by Indemnitee of such securities in violation of Section 306 of the Sarbanes-Oxley Act of 2002, as amended (“SOX”);

 

(c)                                  to indemnify for any reimbursement of, or payment to, the Company by Indemnitee of any bonus or other incentive-based or equity-based compensation or of any profits realized by Indemnitee from the sale of securities of the Company pursuant to Section 304 of SOX or any formal policy of the Company adopted by the Board (or a committee thereof), or any other remuneration paid to Indemnitee if it shall be determined by a final judgment or other final adjudication that such remuneration was in violation of law;

 

(d)                                 to indemnify with respect to any Proceeding, or part thereof, brought by Indemnitee against the Company, any legal entity which it controls, any director or officer thereof or any third party, unless (i) the Board has consented to the initiation of such Proceeding or part thereof and (ii) the Company provides the indemnification, in its sole discretion, pursuant to the powers vested in the Company under applicable law; provided, however, that this Section 7(d) shall not apply to (A) counterclaims or affirmative defenses asserted by Indemnitee in an action brought against Indemnitee or (B) any action brought by Indemnitee for indemnification or advancement from the Company under this Agreement or under any directors’ and officers’ liability insurance policies maintained by the Company in the suit for which indemnification or advancement is being sought as described in Section 12; or

 

(e)                                  to provide any indemnification or advancement of expenses that is prohibited by applicable law (as such law exists at the time payment would otherwise be required pursuant to this Agreement).

 

Section 8.                                           Advancement of Expenses.  Subject to Section 9(b), the Company shall advance, to the extent not prohibited by law, the Expenses incurred by Indemnitee in connection with any Proceeding, and such advancement shall be made as incurred, and such advancement shall be made within thirty (30) days after the receipt by the Company of a statement or statements requesting such advances (including any invoices received by Indemnitee, which such invoices may be redacted as necessary to avoid the waiver of any privilege accorded by applicable law) from time to time, whether prior to or after final disposition of any Proceeding.  Advances shall be unsecured and interest free.  Advances shall be made without regard to Indemnitee’s (i) ability to repay the expenses, (ii) ultimate entitlement to indemnification under the other provisions of this Agreement, and (iii) entitlement to and availability of insurance coverage, including advancement, payment or reimbursement of defense costs, expenses of covered loss under the provisions of any applicable insurance policy (including, without limitation, whether such advancement, payment or reimbursement is withheld, conditioned or delayed by the insurer(s)).  Indemnitee shall qualify for advances upon the execution and delivery to the Company of this Agreement which shall constitute an undertaking providing that Indemnitee undertakes to the fullest extent required by law to repay the advance if and to the extent that it is ultimately determined by a court of competent jurisdiction in a final judgment, not subject to appeal, that Indemnitee is not entitled to be indemnified by the Company.  The right to advances under this paragraph shall in all events continue until final disposition of any Proceeding, including any appeal therein.  Nothing in this Section 8 shall limit Indemnitee’s right to advancement pursuant to Section 12(e) of this Agreement.

 

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Section 9.                                         Procedure for Notification and Defense of Claim.

 

(a)                                 To obtain indemnification under this Agreement, Indemnitee shall submit to the Company a written request therefor specifying the basis for the claim, the amounts for which Indemnitee is seeking payment under this Agreement, and all documentation related thereto as reasonably requested by the Company.

 

(b)                                 In the event that the Company shall be obligated hereunder to provide indemnification for or make any advancement of Expenses with respect to any Proceeding, the Company shall be entitled to assume the defense of such Proceeding, or any claim, issue or matter therein, with counsel approved by Indemnitee (which approval shall not be unreasonably withheld or delayed) upon the delivery to Indemnitee of written notice of the Company’s election to do so.  After delivery of such notice, approval of such counsel by Indemnitee and the retention of such counsel by the Company, the Company will not be liable to Indemnitee under this Agreement for any fees or expenses of separate counsel subsequently employed by or on behalf of Indemnitee with respect to the same Proceeding; provided that (i) Indemnitee shall have the right to employ separate counsel in any such Proceeding at Indemnitee’s expense and (ii) if (A) the employment of separate counsel by Indemnitee has been previously authorized by the Company, (B) Indemnitee shall have reasonably concluded that there may be a conflict of interest between the Company and Indemnitee in the conduct of such defense, or (C) the Company shall not continue to retain such counsel to defend such Proceeding, then the fees and expenses actually and reasonably incurred by Indemnitee with respect to his or her separate counsel shall be Expenses hereunder.

 

(c)                                  In the event that the Company does not assume the defense in a Proceeding pursuant to paragraph (b) above, then the Company will be entitled to participate in the Proceeding at its own expense.

 

(d)                                 The Company shall not be liable to indemnify Indemnitee under this Agreement for any amounts paid in settlement of any Proceeding effected without its prior written consent (which consent shall not be unreasonably withheld or delayed).  The Company shall not, without the prior written consent of Indemnitee (which consent shall not be unreasonably withheld or delayed), enter into any settlement which (i) includes an admission of fault of Indemnitee, any non-monetary remedy imposed on Indemnitee or any monetary damages for which Indemnitee is not wholly and actually indemnified hereunder or (ii) with respect to any Proceeding with respect to which Indemnitee may be or is made a party or may be otherwise entitled to seek indemnification hereunder, does not include the full release of Indemnitee from all liability in respect of such Proceeding.

 

Section 10.                                    Procedure Upon Application for Indemnification.(2)

 

(a)                                 Upon written request by Indemnitee for indemnification pursuant to Section 9(a), a determination, if such determination is required by applicable law, with respect to Indemnitee’s entitlement to indemnification hereunder shall be made in the specific case by one of the following methods: [(x) if a Change in Control shall have occurred and indemnification is

 

(2)  Bracketed portions for CEO Director version only

 

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being requested by Indemnitee hereunder in his or her capacity as a director of the Company, by Independent Counsel in a written opinion to the Board; or (y) in any other case,] (i) by a majority vote of the disinterested directors, even though less than a quorum; (ii) by a committee of disinterested directors designated by a majority vote of the disinterested directors, even though less than a quorum; or (iii) if there are no disinterested directors or if the disinterested directors so direct, by Independent Counsel in a written opinion to the Board.  For purposes hereof, disinterested directors are those members of the Board who are not parties to the action, suit or proceeding in respect of which indemnification is sought.  In the case that such determination is made by Independent Counsel, a copy of Independent Counsel’s written opinion shall be delivered to Indemnitee and, if it is so determined that Indemnitee is entitled to indemnification, payment to Indemnitee shall be made within thirty (30) days after such determination.  Indemnitee shall cooperate with the Independent Counsel or the Company, as applicable, in making such determination with respect to Indemnitee’s entitlement to indemnification, including providing to such counsel or the Company, upon reasonable advance request, any documentation or information which is not privileged or otherwise protected from disclosure and which is reasonably available to Indemnitee and reasonably necessary to such determination.  Any out-of-pocket costs or expenses (including reasonable attorneys’ fees and disbursements) actually and reasonably incurred by Indemnitee in so cooperating with the Independent Counsel or the Company shall be borne by the Company (irrespective of the determination as to Indemnitee’s entitlement to indemnification) and the Company hereby indemnifies and agrees to hold Indemnitee harmless therefrom.

 

(b)                                 If the determination of entitlement to indemnification is to be made by Independent Counsel pursuant to Section 10(a), the Independent Counsel shall be selected by the Board[; provided that, if a Change in Control shall have occurred and indemnification is being requested by Indemnitee hereunder in his or her capacity as a director of the Company, the Independent Counsel shall be selected by Indemnitee].  Indemnitee [or the Company, as the case may be,] may, within ten (10) days after written notice of such selection, deliver to the Company [or Indemnitee, as the case may be,] a written objection to such selection; provided, however, that such objection may be asserted only on the ground that the Independent Counsel so selected does not meet the requirements of “Independent Counsel” as defined in Section 2 of this Agreement, and the objection shall set forth with particularity the factual basis of such assertion.  Absent a proper and timely objection, the person so selected shall act as Independent Counsel.  If such written objection is so made and substantiated, the Independent Counsel so selected may not serve as Independent Counsel unless and until such objection is withdrawn or the Delaware Court has determined that such objection is without merit.  If, within twenty (20) days after the later of (i) submission by Indemnitee of a written request for indemnification pursuant to Section 9(a), and (ii) the final disposition of the Proceeding, including any appeal therein, no Independent Counsel shall have been selected without objection, either Indemnitee or the Company may petition the Delaware Court for resolution of any objection which shall have been made by Indemnitee or the Company to the selection of Independent Counsel and/or for the appointment as Independent Counsel of a person selected by the court or by such other person as the court shall designate.   The person with respect to whom all objections are so resolved or the person so appointed shall act as Independent Counsel under Section 10(a) hereof.  Upon the due commencement of any judicial proceeding or arbitration pursuant to Section 12(a) of this Agreement, Independent Counsel shall be discharged and relieved of any further responsibility in such capacity (subject to the applicable standards of professional conduct then prevailing).

 

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Section 11.                                  Presumptions and Effect of Certain Proceedings.

 

(a)                                 To the extent permitted by applicable law, in making a determination with respect to entitlement to indemnification hereunder, it shall be presumed that Indemnitee is entitled to indemnification under this Agreement if Indemnitee has submitted a request for indemnification in accordance with Section 9(a) of this Agreement, and the Company shall have the burden of proof to overcome that presumption in connection with the making of any determination contrary to that presumption.  Neither (i) the failure of the Company or of Independent Counsel to have made a determination prior to the commencement of any action pursuant to this Agreement that indemnification is proper in the circumstances because Indemnitee has met the applicable standard of conduct, nor (ii) an actual determination by the Company or by Independent Counsel that Indemnitee has not met such applicable standard of conduct, shall be a defense to the action or create a presumption that Indemnitee has not met the applicable standard of conduct.

 

(b)                                 The termination of any Proceeding or of any claim, issue or matter therein, by judgment, order, settlement or conviction, or upon a plea of guilty, nolo contendere or its equivalent, shall not (except as otherwise expressly provided in this Agreement) of itself adversely affect the right of Indemnitee to indemnification or create a presumption that Indemnitee did not act in good faith and in a manner which he or she reasonably believed to be in or not opposed to the best interests of the Company or, with respect to any criminal Proceeding, that Indemnitee had reasonable cause to believe that his or her conduct was unlawful.

 

(c)                                  The knowledge and/or actions, or failure to act, of any director, manager, partner, officer, employee, agent or trustee of the Company, any subsidiary of the Company, or any Enterprise shall not be imputed to Indemnitee for purposes of determining the right to indemnification under this Agreement.

 

Section 12.                                    Remedies of Indemnitee.

 

(a)                                 Subject to Section 12(f), in the event that (i) a determination is made pursuant to Section 10 of this Agreement that Indemnitee is not entitled to indemnification under this Agreement, (ii) advancement of Expenses is not timely made pursuant to Section 8 of this Agreement, (iii) no determination of entitlement to indemnification shall have been made pursuant to Section 10(a) of this Agreement within sixty (60) days after receipt by the Company of the request for indemnification for which a determination is to be made other than by Independent Counsel, (iv) payment of indemnification or reimbursement of expenses is not made pursuant to Section 5 or 6 or the last sentence of Section 10(a) of this Agreement within thirty (30) days after receipt by the Company of a written request therefor (including any invoices received by Indemnitee, which such invoices may be redacted as necessary to avoid the waiver of any privilege accorded by applicable law) or (v) payment of indemnification pursuant to Section 3 or 4 of this Agreement is not made within thirty (30) days after a determination has been made that Indemnitee is entitled to indemnification, Indemnitee shall be entitled to an adjudication by the Delaware Court of his or her entitlement to such indemnification or advancement.  Alternatively, Indemnitee, at his or her option, may seek an award in arbitration to

 

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be conducted by a single arbitrator pursuant to the Commercial Arbitration Rules of the American Arbitration Association.  Indemnitee shall commence such proceeding seeking an adjudication or an award in arbitration within 180 days following the date on which Indemnitee first has the right to commence such proceeding pursuant to this Section 12(a); provided, however, that the foregoing time limitation shall not apply in respect of a proceeding brought by Indemnitee to enforce his or her rights under Section 5 of this Agreement.  The Company shall not oppose Indemnitee’s right to seek any such adjudication or award in arbitration.

 

(b)                                 In the event that a determination shall have been made pursuant to Section 10(a) of this Agreement that Indemnitee is not entitled to indemnification, any judicial proceeding or arbitration commenced pursuant to this Section 12 shall be conducted in all respects as a de novo trial, or arbitration, on the merits and Indemnitee shall not be prejudiced by reason of that adverse determination.  In any judicial proceeding or arbitration commenced pursuant to this Section 12, the Company shall have the burden of proving Indemnitee is not entitled to indemnification or advancement, as the case may be.

 

(c)                                  If a determination shall have been made pursuant to Section 10(a) of this Agreement that Indemnitee is entitled to indemnification, the Company shall be bound by such determination in any judicial proceeding or arbitration commenced pursuant to this Section 12, absent (i) a misstatement by Indemnitee of a material fact, or an omission of a material fact necessary to make Indemnitee’s statement not materially misleading, in connection with the request for indemnification, or (ii) a prohibition of such indemnification under applicable law.

 

(d)                                 The Company shall be precluded from asserting in any judicial proceeding or arbitration commenced pursuant to this Section 12 that the procedures and presumptions of this Agreement are not valid, binding and enforceable and shall stipulate in any such court or before any such arbitrator that the Company is bound by all the provisions of this Agreement.

 

(e)                                  The Company shall indemnify Indemnitee to the fullest extent permitted by law against any and all Enforcement Expenses and, if requested by Indemnitee, shall (within thirty (30) days after receipt by the Company of a written request therefor) advance, to the extent not prohibited by law, such Enforcement Expenses to Indemnitee, which are incurred by Indemnitee in connection with any action brought by Indemnitee for indemnification or advancement from the Company under this Agreement or under any directors’ and officers’ liability insurance policies maintained by the Company in the suit for which indemnification or advancement is being sought.  Such written request for advancement shall include invoices received by Indemnitee in connection with such Enforcement Expenses but, in the case of invoices in connection with legal services, any references to legal work performed or to expenditures made that would cause Indemnitee to waive any privilege accorded by applicable law need not be included with the invoice.

 

(f)                                   Notwithstanding anything in this Agreement to the contrary, no determination as to entitlement to indemnification under this Agreement shall be required to be made prior to the final disposition of the Proceeding, including any appeal therein.

 

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Section 13.                                  Non-exclusivity; Survival of Rights; Insurance; Subrogation.

 

(a)                                 The rights of indemnification and to receive advancement as provided by this Agreement shall not be deemed exclusive of any other rights to which Indemnitee may at any time be entitled under applicable law, the Charter, the Bylaws, any agreement, a vote of stockholders or a resolution of directors, or otherwise.  No amendment, alteration or repeal of this Agreement or of any provision hereof shall limit or restrict any right of Indemnitee under this Agreement in respect of any action taken or omitted by such Indemnitee in his or her Corporate Status prior to such amendment, alteration or repeal.  To the extent that a change in Delaware law, whether by statute or judicial decision, permits greater indemnification or advancement than would be afforded currently under the Charter, Bylaws and this Agreement, it is the intent of the parties hereto that Indemnitee shall enjoy by this Agreement the greater benefits so afforded by such change.  No right or remedy herein conferred is intended to be exclusive of any other right or remedy, and every other right and remedy shall be cumulative and in addition to every other right and remedy given hereunder or now or hereafter existing at law or in equity or otherwise.  The assertion or employment of any right or remedy hereunder, or otherwise, shall not prevent the concurrent assertion or employment of any other right or remedy.

 

(b)                                 To the extent that the Company maintains an insurance policy or policies providing liability insurance for directors, managers, partners, officers, employees, agents or trustees of the Company or of any other Enterprise, Indemnitee shall be covered by such policy or policies in accordance with its or their terms to the maximum extent of the coverage available for any such director, manager, partner, officer, employee, agent or trustee under such policy or policies.  If, at the time of the receipt of a notice of a claim pursuant to the terms hereof, the Company has director and officer liability insurance in effect, the Company shall give prompt notice of the commencement of such proceeding to the insurers in accordance with the procedures set forth in the respective policies.  The Company shall thereafter take all necessary or desirable action to cause such insurers to pay, on behalf of Indemnitee, all amounts payable as a result of such proceeding in accordance with the terms of such policies.

 

(c)                                  In the event of any payment under this Agreement, the Company shall be subrogated to the extent of such payment to all of the rights of recovery of Indemnitee, who shall execute all papers required and take all action necessary to secure such rights, including execution of such documents as are necessary to enable the Company to bring suit to enforce such rights.

 

(d)                                 The Company’s obligation to provide indemnification or advancement hereunder to Indemnitee who is or was serving at the request of the Company as a director, manager, partner, officer, employee, agent or trustee of any other Enterprise shall be reduced by any amount Indemnitee has actually received as indemnification or advancement from such other Enterprise.

 

Section 14.                                    Duration of Agreement.  This Agreement shall continue until and terminate upon the later of: (a) ten (10) years after the date that Indemnitee shall have ceased to serve as [both a director and] an officer of the Company or (b) one (1) year after the final termination of any Proceeding, including any appeal, then pending in respect of which Indemnitee is granted rights of indemnification or advancement hereunder and of any proceeding 

 

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commenced by Indemnitee pursuant to Section 12 of this Agreement relating thereto.  This Agreement shall be binding upon the Company and its successors and assigns and shall inure to the benefit of Indemnitee and his or her heirs, executors and administrators.  The Company shall require and cause any successor (whether direct or indirect by purchase, merger, consolidation or otherwise) to all, substantially all or a substantial part, of the business and/or assets of the Company, by written agreement in form and substance satisfactory to Indemnitee, expressly to assume and agree to perform this Agreement in the same manner and to the same extent that the Company would be required to perform if no such succession had taken place.

 

Section 15.                                    Severability.  If any provision or provisions of this Agreement shall be held to be invalid, illegal or unenforceable for any reason whatsoever: (a) the validity, legality and enforceability of the remaining provisions of this Agreement (including, without limitation, each portion of any section of this Agreement containing any such provision held to be invalid, illegal or unenforceable, that is not itself invalid, illegal or unenforceable) shall not in any way be affected or impaired thereby and shall remain enforceable to the fullest extent permitted by law; (b) such provision or provisions shall be deemed reformed to the extent necessary to conform to applicable law and to give the maximum effect to the intent of the parties hereto; and (c) to the fullest extent possible, the provisions of this Agreement (including, without limitation, each portion of any section of this Agreement containing any such provision held to be invalid, illegal or unenforceable, that is not itself invalid, illegal or unenforceable) shall be construed so as to give effect to the intent manifested thereby.

 

Section 16.                                    Enforcement.

 

(a)                                 The Company expressly confirms and agrees that it has entered into this Agreement and assumed the obligations imposed on it hereby in order to induce Indemnitee to serve or continue to serve as [a director and] an officer of the Company, and the Company acknowledges that Indemnitee is relying upon this Agreement in serving as [a director and] an officer of the Company.

 

(b)                                 This Agreement constitutes the entire agreement between the parties hereto with respect to the subject matter hereof and supersedes all prior agreements and understandings, oral, written and implied, between the parties hereto with respect to the subject matter hereof; provided, however, that this Agreement is a supplement to and in furtherance of the Charter, the Bylaws and applicable law, and shall not be deemed a substitute therefor, nor to diminish or abrogate any rights of Indemnitee thereunder.

 

Section 17.                                    Modification and Waiver.  No supplement, modification or amendment, or waiver of any provision, of this Agreement shall be binding unless executed in writing by the parties thereto.  No waiver of any of the provisions of this Agreement shall be deemed or shall constitute a waiver of any other provisions of this Agreement nor shall any waiver constitute a continuing waiver.  No supplement, modification or amendment of this Agreement or of any provision hereof shall limit or restrict any right of Indemnitee under this Agreement in respect of any action taken or omitted by such Indemnitee prior to such supplement, modification or amendment.

 

11

 

Section 18.                                    Notice by Indemnitee.  Indemnitee agrees promptly to notify the Company in writing upon being served with any summons, citation, subpoena, complaint, indictment, information or other document relating to any Proceeding or matter which may be subject to indemnification, reimbursement or advancement as provided hereunder.  The failure of Indemnitee to so notify the Company shall not relieve the Company of any obligation which it may have to Indemnitee under this Agreement or otherwise.

 

Section 19.                                    Notices.  All notices, requests, demands and other communications under this Agreement shall be in writing and shall be deemed to have been duly given if (i) delivered by hand and receipted for by the party to whom said notice or other communication shall have been directed, (ii) mailed by certified or registered mail with postage prepaid, on the third business day after the date on which it is so mailed, (iii) mailed by reputable overnight courier and receipted for by the party to whom said notice or other communication shall have been directed or (iv) sent by facsimile transmission, with receipt of oral confirmation that such transmission has been received:

 

(a)                                 If to Indemnitee, at such address as Indemnitee shall provide to the Company.

 

(b)                                 If to the Company to:

 

Rubius Therapeutics, Inc.

325 Vassar Street, Suite 1A

Cambridge, Massachusetts 02139

Attention:  Chief Executive Officer

 

or to any other address as may have been furnished to Indemnitee by the Company.

 

Section 20.                                    Contribution.  To the fullest extent permissible under applicable law, if the indemnification provided for in this Agreement is unavailable to Indemnitee for any reason whatsoever, the Company, in lieu of indemnifying Indemnitee, shall contribute to the amount incurred by Indemnitee, whether for judgments, fines, penalties, excise taxes, amounts paid or to be paid in settlement and/or for Expenses, in connection with any Proceeding in such proportion as is deemed fair and reasonable in light of all of the circumstances in order to reflect (i) the relative benefits received by the Company and Indemnitee in connection with the event(s) and/or transaction(s) giving rise to such Proceeding; and/or (ii) the relative fault of the Company (and its directors, officers, employees and agents) and Indemnitee in connection with such event(s) and/or transactions.

 

Section 21.                                    Internal Revenue Code Section 409A.  The Company intends for this Agreement to comply with the Indemnification exception under Section 1.409A-1(b)(10) of the regulations promulgated under the Internal Revenue Code of 1986, as amended (the “Code”), which provides that indemnification of, or the purchase of an insurance policy providing for payments of, all or part of the expenses incurred or damages paid or payable by Indemnitee with respect to a bona fide claim against Indemnitee or the Company do not provide for a deferral of compensation, subject to Section 409A of the Code, where such claim is based on actions or failures to act by Indemnitee in his or her capacity as a service provider of the Company.  The parties intend that this Agreement be interpreted and construed with such intent.

 

12

 

Section 22.                                    Applicable Law and Consent to Jurisdiction.  This Agreement and the legal relations among the parties shall be governed by, and construed and enforced in accordance with, the laws of the State of Delaware, without regard to its conflict of laws rules.  Except with respect to any arbitration commenced by Indemnitee pursuant to Section 12(a) of this Agreement, the Company and Indemnitee hereby irrevocably and unconditionally (i) agree that any action or proceeding arising out of or in connection with this Agreement shall be brought only in the Delaware Court, and not in any other state or federal court in the United States of America or any court in any other country, (ii) consent to submit to the exclusive jurisdiction of the Delaware Court for purposes of any action or proceeding arising out of or in connection with this Agreement, (iii) consent to service of process at the address set forth in Section 19 of this Agreement with the same legal force and validity as if served upon such party personally within the State of Delaware, (iv) waive any objection to the laying of venue of any such action or proceeding in the Delaware Court, and (v) waive, and agree not to plead or to make, any claim that any such action or proceeding brought in the Delaware Court has been brought in an improper or inconvenient forum.

 

Section 23.                                    Headings.  The headings of the paragraphs of this Agreement are inserted for convenience only and shall not be deemed to constitute part of this Agreement or to affect the construction thereof.

 

Section 24.                                    Identical Counterparts.  This Agreement may be executed in one or more counterparts, each of which shall for all purposes be deemed to be an original but all of which together shall constitute one and the same Agreement.  Only one such counterpart signed by the party against whom enforceability is sought needs to be produced to evidence the existence of this Agreement.

 

[Remainder of Page Intentionally Left Blank]

 

13

 

IN WITNESS WHEREOF, the parties have caused this Agreement to be signed as of the day and year first above written.

 

	
 
    	
RUBIUS   THERAPEUTICS, INC.
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:   
    	
 
    
	
 
    	
Title:
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
[Name   of Indemnitee]EX-10.1

 Exhibit 10.1 

EXECUTION VERSION 
 AMENDMENT
NO. 3 TO CREDIT AGREEMENT 
 AMENDMENT NO. 3 dated as of June 21, 2018 (this “Amendment”), to the Credit Agreement
dated as of June 30, 2015 (as amended, amended and restated, supplemented, extended, refinanced or otherwise modified prior to the date hereof, the “Credit Agreement”) among Energizer Holdings, Inc., a Missouri corporation (the
“Borrower”), the Lenders from time to time party thereto (the “Lenders”) and JPMorgan Chase Bank, N.A., as Administrative Agent (the “Administrative Agent”). 

W I T N E S S E T H : 

WHEREAS, (i) Energizer Gamma Acquisition, Inc. (“Gamma, Inc.”), a wholly owned Unrestricted Subsidiary of the Borrower,
intends to issue new dollar-denominated Senior Notes due 2026 (the “Senior USD Notes”) the proceeds of which will be deposited into an escrow account (the “Dollar Escrow Account”) pursuant to an escrow agreement
(the “Dollar Escrow Agreement”) among Gamma, Inc., The Bank of New York Mellon Trust Company, N.A. and Barclays Bank PLC and (ii) Energizer Gamma Acquisition B.V. (“Gamma B.V.”), a wholly owned Unrestricted
Subsidiary of the Borrower, intends to issue new Euro-denominated Senior Notes due 2026 (the “Senior Euro Notes” and, together with the Dollar Notes, the “Senior Notes”), the proceeds of which will be deposited into
an escrow account (the “Euro Escrow Account” and together with the Dollar Escrow Account, the “Escrow Accounts”) pursuant to an escrow agreement (the “Euro Escrow Agreement” and, together with the
Dollar Escrow Agreement, the “Escrow Agreements”) among Gamma B.V., The Bank of New York Mellon Trust Company, N.A. and Barclays Bank PLC; 

WHEREAS, the net proceeds of the offering of the Notes will remain in the applicable Escrow Account until (i) the Escrow Conditions (as
defined in the Escrow Agreements) are satisfied or (ii) the date that Gamma, Inc. or Gamma B.V., as applicable, is required to redeem the notes pursuant to the indentures under which the Senior Notes are issued (a “Special
Redemption”); 
 WHEREAS, the Borrower intends to enter into the Escrow Commitment Letters (as defined below) to pay to Energizer
Gamma Acquisition, Inc. and/or Energizer Gamma Acquisition B.V., respectively, (i) such additional amounts that when taken together with the amount of funds held in the applicable Escrow Account, will be sufficient to pay the special redemption
price of the Senior USD Notes and the Senior Euro Notes solely in the event a Special Redemption occurs, (ii) such additional amounts that will be sufficient to pay accrued and unpaid interest on any interest payment date with respect to the
Senior Notes occurring prior to the date of the Special Redemption and (iii) such additional amounts that will be sufficient to pay upfront fees, discounts, commissions or original issue discount with respect to the Senior Notes, in each case,
pursuant to and in accordance with the terms of the Escrow Commitment Letters; 
 WHEREAS, the Borrower, the Administrative Agent and the
undersigned Lenders (together constituting the Required Lenders with respect to each of the Revolving Facility and the Term Facility) have agreed to amend certain provisions of the Credit Agreement as provided for herein; and 

 NOW, THEREFORE, in consideration of the premises and agreements, provisions and covenants herein
contained, the parties hereto agree as follows: 
 SECTION 1. Defined Terms; References.
Unless otherwise specifically defined herein, each term used herein which is defined in the Credit Agreement has the meaning assigned to such term in the Credit Agreement. The rules of construction and other interpretive provisions specified in
Section 1.02 of the Credit Agreement shall apply to this Amendment, including terms defined in the preamble and recitals hereto. 

SECTION 2. Amendments. Subject to the satisfaction of the conditions precedent set forth in Section 5
below, from and after the Amendment Effective Date (as defined below), the Credit Agreement is hereby amended as follows: 
 (a)
Section 1.01 of the Credit Agreement is hereby amended by inserting in appropriate alphabetical order the following new definitions: 

“Escrow Commitment Letters” means (a) an unsecured commitment letter between the Borrower and Energizer Gamma
Acquisition, Inc. with respect to the Senior USD Notes and (b) an unsecured commitment letter between the Borrower and Energizer Gamma Acquisition B.V. with respect to the Senior Euro Notes, each of which shall be in form and substance
reasonably satisfactory to the Administrative Agent. 
 “Escrow Issuer” means (x) in the case of the Senior Euro
Notes, Energizer Gamma Acquisition B.V. and (y) in the case of the Senior USD Notes, Energizer Gamma Acquisition, Inc. 

“Senior Euro Notes Indenture” means an indenture among Energizer Gamma Acquisition B.V., as escrow issuer, the
guarantors from time to time party thereto and the “Trustee” referred to therein, under which Energizer Gamma Acquisition B.V. will issue senior unsecured Euro-denominated notes ( the “Senior Euro Notes”). 

“Senior Euro Notes” is defined in the definition of “Senior Euro Notes Indenture”. 

“Senior USD Notes” is defined in the definition of “Senior USD Note Indenture”. 

“Senior USD Note Indenture” means an indenture among Energizer Gamma Acquisition, Inc., as escrow issuer, the guarantors from
time to time party thereto and the “Trustee” referred to therein, under which Energizer Gamma Acquisition, Inc. will issue senior unsecured U.S. dollar-denominated notes (the “Senior USD Notes”). 

“Specified Commitments” means the unsecured commitments by the Borrower to pay to the Escrow Issuer with respect to any
series of Senior Notes (i) such amounts that, when taken together with the amount of funds held in the applicable Escrow Account, will be sufficient to permit such Escrow Issuer to pay the special redemption price of the Senior USD Notes and
the Senior Euro Notes, as applicable, (ii) such additional amounts that will be sufficient to pay 

 
accrued and unpaid interest on any interest payment date with respect to such series of Senior Notes occurring prior to the date of the Special Redemption and (iii) such additional amounts
that will be sufficient to pay upfront fees, discounts, commissions or original issue discount with respect to such series of Senior Notes, in each case, pursuant to and in accordance with the terms of the applicable Escrow Commitment Letter. 

(b) Section 7.01(a) of the Credit Agreement is hereby amended by replacing each reference therein to “Restricted Subsidiaries”
with a reference to “consolidated Subsidiaries”. 
 (c) Section 7.03(a) of the Credit Agreement is hereby amended by
(i) deleting the word “and” at the end of clause (xxii) thereof, (ii) replacing the “.” at the end of clause (xxiii) thereof with “; and” and (iii) adding the following new clause (xxiv): 

“(xxiv) Indebtedness in the form of the Specified Commitments.” 

(d) Section 7.03(d) of the Credit Agreement is hereby amended by (i) deleting the word “and” at the end of clause
(xvi) thereof, (ii) replacing the “.” at the end of clause (xvii) thereof with “; and” (iii) adding the following new clause (xviii): 

“(xviii) Investments in Energizer Gamma Acquisition, Inc. and Energizer Gamma Acquisition B.V. pursuant to the Escrow Commitment
Letters.” 
 (e) Section 7.03(i) of the Credit Agreement is hereby amended by (i) deleting the word “and”
immediately prior to clause (ix) thereof, (ii) replacing the “.” at the end of clause (ix) thereof with “; and” and (iii) adding the following new clause (x): 

“(x) the Borrower may enter into the Escrow Commitment Letters and make any payments contemplated thereby.” 

SECTION 3. Effect of Amendment; Reaffirmation; Etc. Except as expressly set forth herein or in the Credit
Agreement, this Amendment shall not by implication or otherwise limit, impair, constitute a waiver of or otherwise affect the rights and remedies of the Lenders or the Administrative Agent under the Credit Agreement or under any other Loan Document
and shall not alter, modify, amend or in any way affect any of the terms, conditions, obligations, covenants or agreements contained in the Credit Agreement or any other provision of the Credit Agreement or of any other Loan Document, all of which
are ratified and affirmed in all respects and shall continue in full force and effect. Without limiting the foregoing, (i) each Loan Party acknowledges and agrees that (A) each Loan Document to which it is a party is hereby confirmed and
ratified and shall remain in full force and effect according to its respective terms (in the case of the Credit Agreement, as amended hereby) and (B) the Collateral Documents do, and all of the Collateral does, and in each case shall continue
to, secure the payment of all Secured Obligations (as defined in the Collateral Agreement) on the terms and conditions set forth in the Collateral Documents, and hereby ratifies the security interests granted by it pursuant to the Collateral
Documents and (ii) each Guarantor hereby confirms and ratifies its continuing unconditional obligations as Guarantor under the Collateral Agreement with respect to all of the Secured Obligations. On and as of the Amendment Effective Date, each
reference in the Credit Agreement to “this Agreement”, “hereof”, “hereunder”, “herein” and “hereby” and each other similar reference, and each reference in any other Loan Document to “the Credit
Agreement”, “thereof”, “thereunder”, “therein” or “thereby” or any other similar reference to the Credit Agreement shall refer to the Credit Agreement as amended hereby. 

 SECTION 4. Representations of Loan Parties.
Each of the Loan Parties hereby represents and warrants as of the date hereof: 
 (a) this Amendment has been duly authorized,
executed and delivered by it. This Amendment and the Credit Agreement (in each case, as of the Amendment Effective Date) constitute its legal, valid and binding obligation, enforceable against it in accordance with its terms (except as
enforceability may be limited by bankruptcy, insolvency, or similar laws affecting the enforcement of creditors’ rights generally and by general equitable principles, including concepts of reasonableness, materiality, good faith and fair
dealing and the possible unavailability of specific performance, injunctive relief or other equitable remedies (whether enforcement is sought by proceedings in equity or at law)); 

(b) no Default or Unmatured Default has occurred and is continuing or shall result from the effectiveness of this Amendment or the
consummation of the transactions contemplated hereby; and 
 (c) all of the representations in the Credit Agreement are true and
correct in all material respects (except that any representation and warranty that is qualified as to “materiality” or “Material Adverse Effect” shall be true and correct in all respects) on and as of such date, except to the
extent that such representations and warranties specifically refer to an earlier date, in which case they shall be true and correct in all material respects (except that any representation and warranty that is qualified as to “materiality”
or “Material Adverse Effect” shall be true and correct in all respects) as of such earlier date. 

SECTION 5. Amendment Effective Date. This Amendment shall become effective as of the first date
(the “Amendment Effective Date”) on which each of the following conditions shall have been satisfied: 
 (a) the
Administrative Agent shall have received executed copies of this Amendment from the Administrative Agent, the Borrower, the Subsidiary Guarantors and the Required Lenders; 

(b) the Administrative Agent shall have received payment and/or reimbursement of all of the fees and expenses (including, to the extent
invoiced, reasonable attorneys’ fees and expenses of counsel) due or payable to the Administrative Agent or its affiliates pursuant to Section 10.07 of the Credit Agreement; and 

(c) the representations and warranties set forth in Section 4 of this Amendment shall be true and correct in all respects on and as
of the Amendment Effective Date. 
 The Administrative Agent shall notify the Borrower and the Lenders of the Amendment Effective Date and
such notice shall be conclusive and binding. 
 SECTION 6. Governing Law. THIS AMENDMENT AND THE RIGHTS AND
OBLIGATIONS OF THE PARTIES HEREUNDER SHALL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK. 

 SECTION 7. Counterparts. This Amendment may be executed in
counterparts (and by different parties hereto on different counterparts), each of which shall constitute an original but all of which when taken together shall constitute a single contract. Delivery of an executed signature page to this Amendment by
facsimile or electronic transmission shall be as effective as delivery of a manually signed counterpart of this Amendment. 

SECTION 8. Headings. Section headings herein are included for convenience of reference only and shall
not affect the interpretation of this Amendment. 
 SECTION 9. Miscellaneous. For the avoidance of doubt,
this Amendment constitutes a Loan Document. Section 10.07 of the Credit Agreement is hereby incorporated by reference and shall apply mutatis mutandis as if each Lender party hereto were the Administrative Agent and this Amendment were
the Credit Agreement. 
 [Signature Pages Follow] 

 IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed by their
respective authorized officers as of the date first above written. 
  

			
	ENERGIZER HOLDINGS, INC.
		
	By:	 	 /s/ Timothy W. Gorman

		 	Name: Timothy W. Gorman
		 	Title: Executive Vice President, Chief Financial Officer and Principal Accounting Officer
	
	ENERGIZER INVESTMENT COMPANY
		
	By	 	 /s/ Timothy W. Gorman

		 	Name: Timothy W. Gorman
		 	Title: Executive Vice President, Chief Financial Officer and Principal Accounting Officer
	
	ENERGIZER BRANDS, LLC
		
	By	 	 /s/ Timothy W. Gorman

		 	Name: Timothy W. Gorman
		 	Title: Executive Vice President, Chief Financial Officer and Principal Accounting Officer
	
	ENERGIZER, LLC
		
	By	 	 /s/ Timothy W. Gorman

		 	Name: Timothy W. Gorman
		 	Title: Executive Vice President, Chief Financial Officer and Principal Accounting Officer
	
	ENERGIZER MANUFACTURING, INC.
		
	By	 	 /s/ Timothy W. Gorman

		 	Name: Timothy W. Gorman
		 	Title: Executive Vice President, Chief Financial Officer and Principal Accounting Officer

 [Signature Page to Amendment] 

 
			
	ENERGIZER INTERNATIONAL, INC.
		
	By	 	 /s/ Timothy W. Gorman

		 	Name: Timothy W. Gorman
		 	Title: Executive Vice President, Chief Financial Officer and Principal Accounting Officer
	
	ENERGIZER BRANDS II HOLDING, LLC
		
	By	 	 /s/ Timothy W. Gorman

		 	Name: Timothy W. Gorman
		 	Title: Executive Vice President, Chief Financial Officer and Principal Accounting Officer
	
	CALIFORNIA SCENTS, LLC
		
	By	 	 /s/ Timothy W. Gorman

		 	Name: Timothy W. Gorman
		 	Title: Executive Vice President, Chief Financial Officer and Principal Accounting Officer
	
	ASSOCIATED PRODUCTS, LLC
		
	By	 	 /s/ Timothy W. Gorman

		 	Name: Timothy W. Gorman
		 	Title: Executive Vice President, Chief Financial Officer and Principal Accounting Officer
	
	AMERICAN COVERS, LLC.
		
	By	 	 /s/ Timothy W. Gorman

		 	Name: Timothy W. Gorman
		 	Title: Executive Vice President, Chief Financial Officer and Principal Accounting Officer

 [Signature Page to Amendment] 

 
			
	JPMORGAN CHASE BANK, N.A., as Administrative Agent
		
	By:	 	 /s/ Erik Barragan

		 	Name: Erik Barragan
		 	Title:   Vice President

  

			
	ACIS CLO 2013-1 LTD., as Lender
	 By: Acis Capital Management, L.P.,

its Portfolio Manager

		
	By:	 	 /s/ Carter Chism

		 	Name: Carter Chism
		 	Title:   Authorized Signatory
		
	By:	 	
		 	Name:
		 	Title:

  

			
	ACIS CLO 2014-3 LTD., as Lender
	 By: Acis Capital Management, L.P.,

its Portfolio Manager

		
	By:	 	 /s/ Carter Chism

		 	Name: Carter Chism
		 	Title:   Authorized Signatory
		
	By:	 	
		 	Name:
		 	Title:

  

			
	ACIS CLO 2014-4 LTD., as Lender
	 By: Acis Capital Management, L.P.,

its Portfolio Manager

		
	By:	 	 /s/ Carter Chism

		 	Name: Carter Chism
		 	Title:   Authorized Signatory
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

 
			
	ACIS CLO 2014-5 Ltd., as Lender
	 By: Acis Capital Management, L.P.,

its Portfolio Manager

		
	By:	 	 /s/ Carter Chism

		 	Name: Carter Chism
		 	Title:   Authorized Signatory
		
	By:	 	
		 	Name:
		 	Title:

  

			
	ACIS CLO 2015-6 LTD., as Lender
	 By: Acis Capital Management, L.P.,

its Portfolio Manager

		
	By:	 	 /s/ Carter Chism

		 	Name: Carter Chism
		 	Title:   Authorized Signatory
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Adams Mill CLO Ltd., as Lender
	 By: Shenkman Capital Management, Inc.,

as Collateral Manager

		
	By:	 	 /s/ Dov Braun

		 	Name: Dov Braun
		 	Title:   CFO
		
	By:	 	
		 	Name:
		 	Title:

  

			
	AMMC CLO 15, LIMITED, as Lender
	 By: American Money Management Corp.,

as Collateral Manager

	
		
	By:	 	 /s/ David P. Meyer

		 	Name: David P. Meyer
		 	Title:   Senior Vice President
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

 
			
	AMMC CLO 16, LIMITED, as Lender
	 By: American Money Management Corp.,

as Collateral Manager

		
	By:	 	 /s/ David P. Meyer

		 	Name: David P. Meyer
		 	Title:   Senior Vice President
		
	By:	 	
		 	Name:
		 	Title:

  

			
	AMMC CLO XIV, LIMITED, as Lender
		
	By:	 	 /s/ David P. Meyer

		 	Name: David P. Meyer
		 	Title:   Senior Vice President
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Apex Credit CLO 2017-II Ltd., as Lender
	By: Apex Credit Partners LLC
		
	By:	 	 /s/ Andrew Stern

		 	Name: Andrew Stern
		 	Title:   Managing Director
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Associated Electric & Gas Insurance Services Limited, as Lender
	By: SHENKMAN CAPITAL MANAGEMENT, INC., as Investment Manager
		
	By:	 	 /s/ Dov Braun

		 	Name: Dov Braun
		 	Title:   CFO
		
	By:	 	
		 	Name:
		 	Title:

  

			
	AZB FUNDING 3, as Lender
		
	By:	 	 /s/ Robert Gates

		 	Name: Robert Gates
		 	Title:   Authorized Signatory

  
 [Signature Page to
Amendment] 

 
			
	B&M CLO 2014-1 Ltd., as Lender
		
	By:	 	 /s/ John Heitkemper

		 	Name: John Heitkemper
		 	Title:   Portfolio Manager
		
	By:	 	
		 	Name:
		 	Title:

  

			
	BANCO DE SABADELL, S.A., MIAMI BRANCH, as Lender
		
	By:	 	 /s/ Ignacio Alcaraz

		 	Name: Ignacio Alcaraz
		 	Title:   Head of Structured Finance Americas

  

			
	BANK OF AMERICA, N.A., as Lender
		
	By:	 	 /s/ Aron Frey

		 	Name: Aron Frey
		 	Title:   Vice President

  

			
	BOKF NA dba Bank of Oklahoma, as Lender
		
	By:	 	 /s/ Paul E. Johnson

		 	Name: Paul E. Johnson
		 	Title:   Vice President

  

			
	BEAN CREEK CLO, LTD, as Lender
		
	By:	 	 /s/ Eduardo Piedra

		 	Name: Eduardo Piedra
		 	Title:   Manager

  

			
	CLEAR CREEK CLO, LTD, as Lender
		
	By:	 	 /s/ Eduardo Piedra

		 	Name: Eduardo Piedra
		 	Title:   Manager

  

			
	MILL CREEK CLO II, LTD, as Lender
		
	By:	 	 /s/ Eduardo Piedra

		 	Name: Eduardo Piedra
		 	Title:   Manager

  

			
	SILVER CREEK CLO, LTD, as Lender
		
	By:	 	 /s/ Eduardo Piedra

		 	Name: Eduardo Piedra
		 	Title:   Manager

  
 [Signature Page to
Amendment] 

 
			
	BANKERS LIFE AND CASUALTY COMPANY, as Lender
		
	By:	 	 /s/ Jesse Horsfall

		 	Name: Jesse Horsfall
		 	Title:   SVP, Portfolio Mgmt and Sol

  

			
	Black Diamond CLO 2014-1 Ltd., as Lender
	 By: Black Diamond CLO 2014-1 Adviser, L.L.C.

As its Collateral Manager

		
	By:	 	 /s/ Stephen H. Deckoff

		 	Name: Stephen H. Deckoff
		 	Title:   Managing Principal
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Boyd Watterson Limited Duration Enhanced Income Fund, as Lender
		
	By:	 	 /s/ Elizabeth DeBarr

		 	Name: Elizabeth DeBarr
		 	Title:   Analyst
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Bronco Trading, LLC, as Lender
		
	By:	 	 /s/ Connie Bailey-Blake

		 	Name: Connie Bailey-Blake
		 	Title:   Vice President
		
	By:	 	
		 	Name:
		 	Title:

  

			
	CAPSTAR BANK, as Lender
		
	By:	 	 /s/ Brad Greer

		 	Name: Brad Greer
		 	Title:   Executive Vice President

  
 [Signature Page to
Amendment] 

 
			
	CARE Super, as Lender
	By: SHENKMAN CAPITAL MANAGEMENT, INC., as Investment Manager
		
	By:	 	 /s/ Dov Braun

		 	Name: Dov Braun
		 	Title:   CFO
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Catamaran CLO 2013-1 Ltd., as Lender
	By: Trimaran Advisors, L.L.C.
		
	By:	 	 /s/ Daniel Gilligan

		 	Name: Daniel Gilligan
		 	Title:   Authorized Signatory
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Catamaran CLO 2014-1 Ltd., as Lender
	By: Trimaran Advisors, L.L.C.
		
	By:	 	 /s/ Daniel Gilligan

		 	Name: Daniel Gilligan
		 	Title:   Authorized Signatory
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Catamaran CLO 2014-2 Ltd., as Lender
		
	By:	 	 /s/ Daniel Gilligan

		 	Name: Daniel Gilligan
		 	Title:   Authorized Signatory
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Catamaran CLO 2018-1 Ltd., as Lender
		
	By:	 	 /s/ Daniel Gilligan

		 	Name: Daniel Gilligan
		 	Title:   Authorized Signatory
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

 
			
	Christian Super, as Lender
	By: SHENKMAN CAPITAL MANAGEMENT, INC., as Investment Manager
		
	By:	 	 /s/ Dov Braun

		 	Name: Dov Braun
		 	Title:   CFO
		
	By:	 	
		 	Name:
		 	Title:

  

			
	CITIBANK, N.A., as Lender
		
	By:	 	 /s/ Blake Gronich

		 	Name: Blake Gronich
		 	Title:   Vice President

  

			
	Credos Floating Rate Fund LP, as Lender
	By: SHENKMAN CAPITAL MANAGEMENT, INC., as General Partner
		
	By:	 	 /s/ Dov Braun

		 	Name: Dov Braun
		 	Title:   CFO
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Crown Point CLO III, Ltd., as Lender
	By: Pretium Partner LLC, as its Collateral Manager
		
	By:	 	 /s/ John D’Angelo

		 	Name: John D’Angelo
		 	Title:   Sr. Portfolio Manager
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Eaton Vance Bank Loan Fund Series II A Series Trust of Multi Manager Global Investment Trust, as Lender
	By: Eaton Vance Management as Investment Advisor
		
	By:	 	 /s/ Michael Brotthof

		 	Name: Michael Brotthof
		 	Title:   Vice President
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

 
			
	Eaton Vance CLO 2015-1 Ltd., as Lender
	By: Eaton Vance Management Portfolio Manager
		
	By:	 	 /s/ Michael Brotthof

		 	Name: Michael Brotthof
		 	Title:   Vice President
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Eaton Vance Floating Rate Portfolio, as Lender
	By: Boston Management and Research as Investment Advisor
		
	By:	 	 /s/ Michael Brotthof

		 	Name: Michael Brotthof
		 	Title:   Vice President
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Electronic Data Systems 1994 Pension Scheme, as Lender
	By: SHENKMAN CAPITAL MANAGEMENT, INC., as Investment Manager
		
	By:	 	 /s/ Dov Braun

		 	Name: Dov Braun
		 	Title:   CFO
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Electronic Data Systems Retirement Plan, as Lender
	By: SHENKMAN CAPITAL MANAGEMENT, INC., as Investment Manager
		
	By:	 	 /s/ Dov Braun

		 	Name: Dov Braun
		 	Title:   CFO
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

 
			
	Employees’ Retirement System of the State of Hawaii, as Lender
	As: Tortoise Credit Strategies, LLC as Investment Advisor on behalf of the Employees’ Retirement System of the State of Hawaii (920450)
		
	By:	 	 /s/ John Heitkemper

		 	Name: John Heitkemper
		 	Title:   Portfolio Manager
		
	By:	 	
		 	Name:
		 	Title:

  

			
	ERSTE GROUP BANK AG, as Lender
		
	By:	 	 /s/ Gregory Aptman

		 	Name: Gregory Aptman
		 	Title:   Managing Director
		
	By:	 	 /s/ Bryan Lynch

		 	Name: Bryan Lynch
		 	Title:   Senior Vice President

  

			
	First Bank, as Lender
		
	By:	 	 /s/ Phillip M. Lykens

		 	Name: Phillip M. Lykens
		 	Title:   Sr. Vice President

  

			
	Garrison Funding 2015-1 Ltd., as Lender
	By: Garrison Funding 2015-1 Manager LLC as Portfolio Manager
		
	By:	 	 /s/ Pavel Antonov

		 	Name: Pavel Antonov
		 	Title:   Attorney In Fact
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Garrison Funding 2016-1 Ltd., as Lender
	By: Garrison Funding 2016-1 Manager LLC as Collateral Manager
		
	By:	 	 /s/ Pavel Antonov

		 	Name: Pavel Antonov
		 	Title:   Attorney In Fact
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

 
			
	Great American Insurance Company, as Lender
		
	By:	 	 /s/ David P. Meyer

		 	Name: David P. Meyer
		 	Title:   Senior Vice President
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Great American Life Insurance Company, as Lender
		
	By:	 	 /s/ David P. Meyer

		 	Name: David P. Meyer
		 	Title:   Senior Vice President
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Halcyon Loan Advisors Funding 2013-2 LTD., as Lender
		
	By:	 	 /s/ David Martino

		 	Name: David Martino
		 	Title:   Controller
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Halcyon Loan Advisors Funding 2014-1 LTD., as Lender
	By: Halcyon Loan Advisors Funding 2014-1 LLC as collateral manager
		
	By:	 	 /s/ David Martino

		 	Name: David Martino
		 	Title:   Controller
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

 
			
	Halcyon Loan Advisors Funding 2014-2 Ltd., as Lender
	By: Halcyon Loan Advisors Funding 2014-2 LLC as collateral manager
		
	By:	 	 /s/ David Martino

		 	Name: David Martino
		 	Title:   Controller
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Halcyon Loan Advisors Funding 2014-3 LTD, as Lender
	By: Halcyon Loan Advisors Funding 2014-3 LLC as Collateral Manager
		
	By:	 	 /s/ David Martino

		 	Name: David Martino
		 	Title:   Controller
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Halcyon Loan Advisors Funding 2015-1 LTD, as Lender
	By: Halcyon Loan Advisors Funding 2015-1 LLC as Collateral Manager
		
	By:	 	 /s/ David Martino

		 	Name: David Martino
		 	Title:   Controller
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Halcyon Loan Advisors Funding 2015-2 LTD., as Lender
		
	By:	 	 /s/ David Martino

		 	Name: David Martino
		 	Title:   Controller
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

 
			
	Highmark Inc., as Lender
	By: SHENKMAN CAPITAL MANAGEMENT, INC., as Investment Manager
		
	By:	 	 /s/ Dov Braun

		 	Name: Dov Braun
		 	Title:   CFO
		
	By:	 	
		 	Name:
		 	Title:

  
  

			
	Hull Street CLO, Ltd., as Lender
		
	By:	 	 /s/ Scott D’Orsi

		 	Name: Scott D’Orsi
		 	Title:   Portfolio Manager
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Jackson Mill CLO Ltd., as Lender
	 By: Shenkman Capital Management, Inc.,

as Portfolio Manager

		
	By:	 	 /s/ Dov Braun

		 	Name: Dov Braun
		 	Title:   CFO
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Jefferson Mill CLO Ltd., as Lender
	 By: Shenkman Capital Management, Inc.,

as Collateral Manager

		
	By:	 	 /s/ Dov Braun

		 	Name: Dov Braun
		 	Title:   CFO
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

 
			
	JFIN CLO 2013 LTD., as Lender
	By: Apex Credit Partners LLC, as Portfolio Manager
		
	By:	 	 /s/ Andrew Stern

		 	Name: Andrew Stern
		 	Title:   Managing Director
		
	By:	 	
		 	Name:
		 	Title:

  

			
	JFIN CLO 2014 LTD., as Lender
	By: Apex Credit Partners LLC, as Portfolio Manager
		
	By:	 	 /s/ Andrew Stern

		 	Name: Andrew Stern
		 	Title:   Managing Director
		
	By:	 	
		 	Name:
		 	Title:

  

			
	JFIN CLO 2014-II LTD., as Lender
	By: Apex Credit Partners LLC, as Portfolio Manager
		
	By:	 	 /s/ Andrew Stern

		 	Name: Andrew Stern
		 	Title:   Managing Director
		
	By:	 	
		 	Name:
		 	Title:

  

			
	JFIN CLO 2015 LTD., as Lender
	By: Apex Credit Partners LLC, as Portfolio Manager
		
	By:	 	 /s/ Andrew Stern

		 	Name: Andrew Stern
		 	Title:   Managing Director
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

 
			
	 JPMORGAN CHASE BANK, N.A., 

as Lender

		
	By:	 	 /s/ Sean Chudzik, Asc.

		 	Name: Sean Chudzik, Asc.
		 	Title: Authorized Signatory

  

			
	Kentucky Retirement Systems (Shenkman - Insurance Fund Account), as Lender
	by SHENKMAN CAPITAL MANAGEMENT, INC., as Investment Manager
		
	By:	 	 /s/ Dov Braun

		 	Name: Dov Braun
		 	Title: CFO
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Kentucky Retirement Systems (Shenkman - Pension
	Account), as Lender
	by SHENKMAN CAPITAL MANAGEMENT, INC., as Investment Manager
		
	By:	 	 /s/ Dov Braun

		 	Name: Dov Braun
		 	Title: CFO
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Kentucky Teachers’ Retirement System Insurance Trust Fund, as Lender
	by SHENKMAN CAPITAL MANAGEMENT, INC., as Investment Manager
		
	By:	 	 /s/ Dov Braun

		 	Name: Dov Braun
		 	Title: CFO
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

			
	MARATHON CLO IX LTD., as Lender
	By: MARATHON ASSET MANAGEMENT, L.P. as Portfolio Manager
		
	By:	 	 /s/ Louis Hanover

		 	Name: Louis Hanover
		 	Title: Authorized Signatory
		
	By:	 	
		 	Name:
		 	Title:

  

			
	 Marathon CLO V Ltd., as Lender

		
	 By:
	 	 /s/ Louis Hanover

		 	 Name: Louis Hanover

		 	 Title: Authorized Signatory

		
	 By:
	 	
		 	 Name:

		 	 Title:

  

			
	Midwest Operating Engineers Pension Trust Fund, as Lender
	As: Tortoise Credit Strategies, LLC as Investment Advisor on behalf of the Midwest Operating Engineers Pension Trust Fund, account number 17-06863/MDP10 MDP03
		
	By:	 	 /s/ John Heitkemper

		 	Name: John Heitkemper
		 	Title: Portfolio Manager
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Monarch Grove CLO, Ltd.
	 By: Tall Tree Investment Management, LLC

as Collateral Manager

		 	as Lender
		
	By:	 	 /s/ Michael J. Starshak Jr.

		 	Name: Michael J. Starshak Jr.
		 	Title: Officer

  

			
	Evans Grove CLO, Ltd.
	 By: Tall Tree Investment Management, LLC

as Collateral Manager

	             as Lender
		
	By:	 	 /s/ Michael J. Starshak Jr.

		 	Name: Michael J. Starshak Jr.
		 	Title: Officer

  
 [Signature Page to
Amendment] 

 
					
	Lockwood Grove CLO, Ltd.
	 By: Tall Tree Investment Management, LLC

as Collateral Manager

		 	as Lender
		
	By:	 	 /s/ Michael J. Starshak Jr.

		 	Name:	 	Michael J. Starshak Jr.
		 	Title:	 	Officer

  

			
	THE NORTHERN TRUST COMPANY, as Lender
		
	By:	 	 /s/ John Lascody

		 	Name: John Lascody
		 	Title:   Vice President

  

			
	Ocean Trails CLO IV, as Lender
	 By: Five Arrows Managers North America LLC

as Asset Manager

		
	By:	 	 /s/ Cheryl A. Wasilewski

		 	Name: Cheryl A. Wasilewski
		 	Title: Director
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Ocean Trails CLO V, as Lender
	 By: Five Arrows Managers North America LLC

as Asset Manager

		
	By:	 	 /s/ Cheryl A. Wasilewski

		 	Name: Cheryl A. Wasilewski
		 	Title: Director
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Ocean Trails CLO VI, as Lender
	 By: Five Arrows Managers North America LLC

as Asset Manager

		
	By:	 	 /s/ Cheryl A. Wasilewski

		 	Name: Cheryl A. Wasilewski
		 	Title: Director
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

 
			
	OZLM FUNDING III, LTD., as Lender
	 By: Och-Ziff Loan Management LP,

its portfolio manager

	 By: Och-Ziff Loan Management LLC,

its general partner

		
	By:	 	 /s/ Wayne Cohen

		 	Name: Wayne Cohen
		 	Title: President and Chief Operating Officer
		
	By:	 	
		 	Name:
		 	Title:

  

			
	OZLM FUNDING IV, LTD., as Lender
	 By: Och-Ziff Loan Management LP,

its portfolio manager

	 By: Och-Ziff Loan Management LLC,

its general partner

		
	By:	 	 /s/ Wayne Cohen

		 	Name: Wayne Cohen
		 	Title: President and Chief Operating Officer
		
	By:	 	
		 	Name:
		 	Title:

  

			
	OZLM IX, LTD., as Lender
	 By: Och-Ziff Loan Management LP,

its collateral manager

	 By: Och-Ziff Loan Management LLC,

its general partner

		
	By:	 	 /s/ Wayne Cohen

		 	Name: Wayne Cohen
		 	Title: President and Chief Operating Officer
		
	By:	 	
		 	Name:
		 	Title:

  

			
	OZLM VI, LTD., as Lender
	 By: Och-Ziff Loan Management LP,

its asset manager

	 By: Och-Ziff Loan Management LLC,

its general partner

		
	By:	 	 /s/ Wayne Cohen

		 	Name: Wayne Cohen
		 	Title: President and Chief Operating Officer
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

 
			
	OZLM VII, LTD., as Lender
	 By: Och-Ziff Loan Management LP,

its collateral manager

	 By: Och-Ziff Loan Management LLC,

its general partner

		
	By:	 	 /s/ Wayne Cohen

		 	Name: Wayne Cohen
		 	Title: President and Chief Operating Officer
		
	By:	 	
		 	Name:
		 	Title:

  

			
	OZLM VIII, LTD., as Lender
	 By: Och-Ziff Loan Management LP,

its collateral manager

	 By: Och-Ziff Loan Management LLC,

its general partner

		
	By:	 	 /s/ Wayne Cohen

		 	Name: Wayne Cohen
		 	Title: President and Chief Operating Officer
		
	By:	 	
		 	Name:
		 	Title:

  

			
	OZLM XI, LTD., as Lender
	 By: Och-Ziff Loan Management LP,

its collateral manager

	 By: Och-Ziff Loan Management LLC,

its general partner

		
	By:	 	 /s/ Wayne Cohen

		 	Name: Wayne Cohen
		 	Title: President and Chief Operating Officer
		
	By:	 	
		 	Name:
		 	Title:

  

			
	OZLM XII, LTD., as Lender
	 By: Och-Ziff Loan Management LP,

its collateral manager

	 By: Och-Ziff Loan Management LLC,

its general partner

		
	By:	 	 /s/ Wayne Cohen

		 	Name: Wayne Cohen
		 	Title: President and Chief Operating Officer
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

 
			
	OZLM XIV, LTD., as Lender
	 By: Och-Ziff Loan Management LP,

its collateral manager

	 By: Och-Ziff Loan Management LLC,

its general partner

		
	By:	 	 /s/ Wayne Cohen

		 	Name: Wayne Cohen
		 	Title: President and Chief Operating Officer
		
	By:	 	
		 	Name:
		 	Title:

  

			
	OZLM XXII, Ltd., as Lender
	 By: OZ CLO Management LLC,
 its
collateral manager

		
	By:	 	 /s/ Wayne Cohen

		 	Name: Wayne Cohen
		 	Title: President and Chief Operating Officer
		
	By:	 	
		 	Name:
		 	Title:

  

			
	PIMCO Cayman Bank Loan Libor Plus Fund JPY Hedge A
	Series Trust of Multi Manager Global Investment Trust, as Lender
	 By: Pacific Investment Management Company LLC,

as its Investment Advisor

		
	By:	 	 /s/ Arthur Y.D. Ong

		 	Name: Arthur Y.D. Ong
		 	Title: Executive Vice President
		
	By:	 	
		 	Name:
		 	Title:

  

			
	PIMCO Cayman Bank Loan LIBOR Plus Fund JPY Hedge
	Series 2 A Series Trust of Multi Manager Global Investment Trust, as Lender
	 By: Pacific Investment Management Company LLC,

as its Investment Advisor

		
	By:	 	 /s/ Arthur Y.D. Ong

		 	Name: Arthur Y.D. Ong
		 	Title: Executive Vice President
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

 
			
	PIMCO Cayman Loan LIBOR Plus Fund JPY Hedge Series 3: A Series Trust of Multi Manager Global Investment Trust, as Lender
	 By: Pacific Investment Management Company LLC,

as its Investment Advisor

		
	By:	 	 /s/ Arthur Y.D. Ong

		 	Name: Arthur Y.D. Ong
		 	Title: Executive Vice President
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Pioneer Floating Rate Fund, as Lender
	By: Amundi Pioneer Asset Management, Inc.
		
	By:	 	 /s/ Margaret C. Begley

		 	Name: Margaret C. Begley
		 	Title: Secretary and Associate General Counsel
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Pioneer Investments Diversified Loans Fund, as Lender
	By: Amundi Pioneer Asset Management, Inc.
		
	By:	 	 /s/ Margaret C. Begley

		 	Name: Margaret C. Begley
		 	Title: Secretary and Associate General Counsel
		
	By:	 	
		 	Name:
		 	Title:

  

			
	PT BANK NEGARA INDONESIA (PERSERO) TBK NEW YORK AGENCY, as Lender
		
	By:	 	 /s/ Jerry Phillips

		 	Name: Jerry Phillips
		 	Title: Relationship Manager
		
	By:	 	 /s/ Oswald Tambunan

		 	Name: Oswald Tambunan
		 	Title: General Manager

  

			
	 RAYMOND JAMES BANK, N.A., as Lender

		
	By:	 	 /s/ Jason Williams

		 	 Name: Jason Williams

		 	 Title: Vice President

  
 [Signature Page to
Amendment] 

 
			
	Regatta III Funding Ltd, as Lender
	By: Napier Park Global Capital (US) LP
	Attorney-in-fact
		
	By:	 	 /s/ Melanie Hanlon

		 	Name: Melanie Hanlon
		 	Title: Managing Director
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Regatta IV Funding Ltd, as Lender
	By: Napier Park Global Capital (US) LP
	Attorney-in-fact
		
	By:	 	 /s/ Melanie Hanlon

		 	Name: Melanie Hanlon
		 	Title: Managing Director
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Regatta V Funding Ltd, as Lender
	By: Napier Park Global Capital (US) LP
	Attorney-in-fact
		
	By:	 	 /s/ Melanie Hanlon

		 	Name: Melanie Hanlon
		 	Title: Managing Director
		
	By:	 	
		 	Name:
		 	Title:

  

			
	STATE STREET BANK AND TRUST COMPANY, as Lender
		
	By:	 	 /s/ Michael G. Berrian

		 	 Name: Michael G. Berrian

		 	 Title: Vice President

  

			
	STOCK YARDS BANK & TRUST COMPANY as Lender
		
	By:	 	 /s/ Joe Morrison

		 	Name: Joe Morrison
		 	Title: Vice President

  
 [Signature Page to
Amendment] 

 
			
	Swiss Capital Alternative Strategies Funds SPC: SC
	Alternative Strategy 12 SP, as Lender
		
	By:	 	 /s/ David Martino

		 	Name: David Martino
		 	Title: Controller
		
	By:	 	
		 	Name:
		 	Title:

  

			
	TD BANK, N.A.
		
	By	 	 /s/ M. Bernadette Collins

		 	Name: M. Bernadette Collins
		 	Title: Senior Vice President

  

					
	Teachers’ Retirement System of the State of Kentucky, as Lender
	by SHENKMAN CAPITAL MANAGEMENT, INC., as Investment Manager
		
	By:	 	 /s/ Dov Braun

		 	Name:	 	Dov Braun
		 	Title:	 	CFO
		
	By:	 	
		 	Name:	 	
		 	Title:	 	

  

					
	MUFG BANK, LTD. (formerly known as: THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.), as Joint Lead Arranger, Joint Bookrunner and Co-Syndication Agent
		
	By:	 	 /s/ Thomas J. Sterr

		 	Name:	 	Thomas J. Sterr
		 	Title:	 	Authorized Signatory

  

					
	THL Credit Wind River 2014-1 CLO Ltd., as Lender
	By THL Credit Advisors LLC, as
	Investment Manager
		
	By:	 	 /s/ James R. Fellows

		 	Name:	 	James R. Fellows
		 	Title:	 	Managing Director/Co-Head
		
	By:	 	
		 	Name:	 	
		 	Title:	 	

  
 [Signature Page to
Amendment] 

 
					
	THL Credit Wind River 2014-2 CLO Ltd., as Lender
	BY: THL Credit Senior Loan Strategies LLC, as Manager
		
	By:	 	 /s/ James R. Fellows

		 	Name:	 	James R. Fellows
		 	Title:	 	Managing Director/Co-Head
		
	By:	 	
		 	Name:	 	
		 	Title:	 	

  

					
	TRALEE CLO III, LTD., as Lender
	By: Par-Four Investment Management, LLC
	As Collateral Manager
		
	By:	 	 /s/ Dennis Gorczyca

		 	Name:	 	Dennis Gorczyca
		 	Title:	 	Managing Director
		
	By:	 	
		 	Name:	 	
		 	Title:	 	

  

			
	UNITED BANK as Lender
		
	By:	 	 /s/ Tom Wolcott

		 	Name: Tom Wolcott
		 	Title: SVP Corporate Banking

  

					
	Venture X CLO, Limited, as Lender
	By its Collateral Manager, MJX
	Venture Management LLC
		
	By:	 	 /s/ Lewis I. Brown

		 	Name:	 	Lewis I. Brown
		 	Title:	 	Managing Director / Head of Trading
		
	By:	 	
		 	Name:	 	
		 	Title:	 	

  

					
	VENTURE XII CLO, Limited, as Lender
	BY: its investment advisor
	MJX Venture Management LLC
		
	By:	 	 /s/ Lewis I. Brown

		 	Name:	 	Lewis I. Brown
		 	Title:	 	Managing Director / Head of Trading
		
	By:	 	
		 	Name:	 	
		 	Title:	 	

  
 [Signature Page to
Amendment] 

 
					
	VENTURE XIV CLO, Limited, as Lender
	By: its investment advisor
	MJX Venture Management LLC
		
	By:	 	 /s/ Lewis I. Brown

		 	Name:	 	Lewis I. Brown
		 	Title:	 	Managing Director / Head of Trading
		
	By:	 	
		 	Name:	 	
		 	Title:	 	

  

					
	VENTURE XIX CLO, Limited, as Lender
	By: its investment advisor
	MJX Asset Management LLC
		
	By:	 	 /s/ Lewis I. Brown

		 	Name:	 	Lewis I. Brown
		 	Title:	 	Managing Director / Head of Trading
		
	By:	 	
		 	Name:	 	
		 	Title:	 	

  

			
	VENTURE XV CLO, Limited, as Lender
	By: its investment advisor
	MJX Asset Management LLC
		
	By:	 	 /s/ Lewis I. Brown

		 	Name: Lewis I. Brown
		 	Title: Managing Director / Head of Trading
		
	By:	 	
		 	Name:
		 	Title:

  

			
	VENTURE XVI CLO, Limited, as Lender
	By: its investment advisor
	MJX Venture Management II LLC
		
	By:	 	 /s/ Lewis I. Brown

		 	Name: Lewis I. Brown
		 	Title: Managing Director / Head of Trading
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

 
			
	Venture XVII CLO Limited, as Lender
	BY: its investment advisor, MJX Asset Management, LLC
		
	By:	 	 /s/ Lewis I. Brown

		 	Name: Lewis I. Brown
		 	Title: Managing Director / Head of Trading
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Venture XVIII CLO, Limited, as Lender
	By: its investment advisor
	MJX Venture Management II LLC
		
	By:	 	 /s/ Lewis I. Brown

		 	Name: Lewis I. Brown
		 	Title: Managing Director / Head of Trading
		
	By:	 	
		 	Name:
		 	Title:

  

			
	VENTURE XX CLO, Limited, as Lender
	By: its investment advisor
	MJX Venture Management LLC
		
	By:	 	 /s/ Lewis I. Brown

		 	Name: Lewis I. Brown
		 	Title: Managing Director / Head of Trading
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Venture XXI CLO, Limited, as Lender
	By: its investment advisor
	MJX Venture Management LLC
		
	By:	 	 /s/ Lewis I. Brown

		 	Name: Lewis I. Brown
		 	Title: Managing Director / Head of Trading
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment] 

 
			
	Venture XXIV CLO, Limited, as Lender
	By: its investment advisor
	MJX Asset Management LLC
		
	By:	 	 /s/ Lewis I. Brown

		 	Name: Lewis I. Brown
		 	Title: Managing Director / Head of Trading
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Venture XXV CLO Limited, as Lender
	By its Investment Advisor, MJX Asset Management LLC
		
	By:	 	 /s/ Lewis Brown

		 	Name: Lewis Brown
		 	Title: Managing Director / Head of Trading
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Venture XXVIII CLO, Limited, as Lender
	By: its investment advisor
	MJX Venture Management II LLC
		
	By:	 	 /s/ Lewis Brown

		 	Name: Lewis Brown
		 	Title: Managing Director / Head of Trading
		
	By:	 	
		 	Name:
		 	Title:

  

			
	Wellfleet CLO 2015-1, Ltd., as Lender
		
	By:	 	 /s/ Dennis Talley

		 	Name: Dennis Talley
		 	Title: Portfolio Manager
		
	By:	 	
		 	Name:
		 	Title:

  
 [Signature Page to
Amendment]

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00284-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00284-of-00352.parquet"}]]