Document:

exv4w1

 

EXHIBIT
4.1

	 	 	 	 	 
	 

	 	 	 	UNITS
	NUMBER
	 	 	 	 
	U-                    
	 	 	 	 
	 
	 	 	 	 
	SEE REVERSE FOR

CERTAIN DEFINITIONS

	 	

GENERAL FINANCE CORPORATION	 	 
	 
	 	 	 	 
	 

	 	 	 	CUSIP

UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND TWO WARRANTS EACH TO PURCHASE ONE SHARE OF COMMON STOCK

THIS CERTIFIES THAT                                                           
                                                                          
                          
is the owner of                                                                     
                                                                         Units.

Each Unit (“Unit”) consists of one (1) share of common stock, par value $.0001 per share (“Common
Stock”), of General Finance Corporation, a Delaware corporation (the “Company”), and two warrants
(the “Warrants”). Each Warrant entitles the holder to purchase one (1) share of Common Stock for
$5.00 per share (subject to adjustment). Each Warrant will become exercisable on the later of (i)
the Company’s completion of a merger, capital stock exchange, asset acquisition or other similar
business combination and (ii)
                    , 2007, and will expire unless exercised before 5:00 p.m.,
Los Angeles Time, on
                    ,
2010, or earlier upon redemption (the “Expiration Date”). The
Common Stock and Warrants comprising the Units represented by this certificate are not transferable
separately prior to
                    , 2006,
subject to earlier separation in the discretion of Morgan
Joseph & Co. Inc. and Wedbush Morgan Securities. The terms of the Warrants are governed by a
Warrant Agreement, dated as of
                    , 2006, between the Company and Continental Stock Transfer &
Trust Company, as Warrant Agent, and are subject to the terms and provisions contained therein, all
of which terms and provisions the holder of this certificate consents to by acceptance hereof.
Copies of the Warrant Agreement are on file at the office of the Warrant Agent at 17 Battery Place,
New York, New York 10004, and are available to any Warrant holder on written request and without
cost.

This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the
Company.

Witness the facsimile seal of the Company and the facsimile signatures of its duly authorized
officers.

	 	 	 	 	 	 	 	 	 
	Dated:
	 	 	 	 	 	 	 	 
	 

	 	 

	 
	By
	 	 	 	 	 	 	 	 
	 

	 	 
	 	 	 	 	 	 
	 

	 	Chairman of the Board
	 	 	 	Corporate Seal
	 	Secretary

 

 

GENERAL FINANCE CORPORATION

     The Company will furnish without charge to each stockholder who so requests, a statement of
the powers, designations, preferences and relative, participating, optional or other special rights
of each class of stock or series thereof of the Company and the qualifications, limitations, or
restrictions of such preferences and/or rights.

     The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or
regulations:

	 	 	 	 	 	 	 
	 

	 	TEN COM –
	 	as tenants in common
	 	UNIF GIFT MIN ACT —                      Custodian                     
	 

	 	TEN ENT –
	 	as tenants by the entireties
	 	                                                 (Cust)                            (Minor)
	 

	 	JT TEN –
	 	as joint tenants with right of survivorship
	 	                           under Uniform Gifts to Minors
	 

	 	 	 	and not as tenants in common
	 	                           Act                                         
	 

	 	 	 	 	 	                                                  (State)

Additional Abbreviations may also be used though not in the above list.

     For value received,                                                              hereby sell, assign and transfer unto

	 	 	 	 	 
	 

	 	PLEASE INSERT SOCIAL SECURITY OR OTHER
	 	 
	 

	 	        IDENTIFYING NUMBER OF ASSIGNEE	 	 
	 	 	 
	 
	 	 	 	 
	 
	 	 	 	 
	 	 	 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

                                                                                                                                                                                               Units

represented by the within Certificate, and do hereby irrevocably constitute and appoint

                                                                                                                                                                                              Attorney

to transfer the said Units on the books of the within named Company will full power of substitution in the premises.

	 	 	 	 	 	 	 	 	 
	Dated:
	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	 	 	Notice:
	 	The signature to this assignment
must correspond with the name as written upon
the face of the certificate in every particular,
without alteration or enlargement or any change
whatever.

Signature(s) Guaranteed:

	 	 	 
	 

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION
(BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH
MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM,
PURSUANT TO S.E.C. RULE 17Ad-15).exv4w3

 

EXHIBIT 4.3

	 	 	 	 	 
	NUMBER                     -

	 	(SEE REVERSE SIDE FOR LEGEND)

(THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO

5:00 P.M. LOS ANGELES TIME,                     , 2010
	 	WARRANTS

GENERAL FINANCE CORPORATION

                                                       CUSIP

WARRANT

THIS CERTIFIES THAT, for value received                                                                                                                         

is the registered holder of a Warrant or Warrants expiring                     , 2010 (the “Warrant”) to
purchase one fully paid and non-assessable share of Common Stock, par value $.0001 per share
(“Shares”), of General Finance Corporation, a Delaware corporation (the “Company”), for each
Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase
from the Company, commencing on the later of (i) the Company’s completion of a merger, capital
stock exchange, asset acquisition or other similar business combination and (ii)                     ,
2007, such number of Shares of the Company at the price of $5.00 per share, upon surrender of this
Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent,
Continental Stock Transfer & Trust Company (such payment to be made by check made payable to the
Warrant Agent), but only subject to the conditions set forth herein and in the Warrant Agreement
between the Company and Continental Stock Transfer & Trust Company. The Warrant Agreement provides
that upon the occurrence of certain events the Warrant Price and the number of Warrant Shares
purchasable hereunder, set forth on the face hereof, may, subject to certain conditions, be
adjusted. The term Warrant Price as used in this Warrant Certificate refers to the price per
Share at which Shares may be purchased at the time the Warrant is exercised.

     No fraction of a Share will be issued upon any exercise of a Warrant. If the holder of a
Warrant would be entitled to receive a fraction of a Share upon any exercise of a Warrant, the
Company shall, upon such exercise, round up to the nearest whole number the number of Shares to be
issued to such holder.

     Upon any exercise of the Warrant for less than the total number of full Shares provided for
herein, there shall be issued to the registered holder hereof or the registered holder’s assignee a
new Warrant Certificate covering the number of Shares for which the Warrant has not been exercised.

     Warrant Certificates, when surrendered at the office or agency of the Warrant Agent by the
registered holder hereof in person or by attorney duly authorized in writing, may be exchanged in
the manner and subject to the limitations provided in the Warrant Agreement, but without payment of
any service charge, for another Warrant Certificate or Warrant Certificates of like tenor and
evidencing in the aggregate a like number of Warrants.

     Upon due presentment for registration of transfer of the Warrant Certificate at the office or
agency of the Warrant Agent, a new Warrant Certificate or Warrant Certificates of like tenor and
evidencing in the aggregate a like number of Warrants shall be issued to the transferee in exchange
for this Warrant Certificate, subject to the limitations provided in the Warrant Agreement, without
charge except for any applicable tax or other governmental charge.

     The Company and the Warrant Agent may deem and treat the registered holder as the absolute
owner of this Warrant Certificate (notwithstanding any notation of ownership or other writing
hereon made by anyone), for the purpose of any exercise hereof, of any distribution to the
registered holder, and for all other purposes, and neither the Company nor the Warrant Agent shall
be affected by any notice to the contrary.

     This Warrant does not entitle the registered holder to any of the rights of a stockholder of
the Company.

     The Company reserves the right to call the Warrant at any time prior to its exercise, with a
notice of call in writing to the holders of record of the Warrant, giving 30 days’ notice of such
call at any time after the Warrant becomes exercisable if the last sale price of the Shares has
been at least $8.50 per share on each of 20 trading days within any 30 trading day period ending on
the third business day prior to the date on which notice of such call is given. The call price of
the Warrants is to be $.01 per Warrant. Any Warrant either not exercised or tendered back to the
Company by the end of the date specified in the notice of call shall be canceled on the books of
the Company and have no further value except for the $.01 call price.

	 	 	 	 	 	 	 
	By
	 	 	 	 	 	 
	 

	 	 
	 	 	 	 
	 

	 	Secretary
	 	 	 	Chairman of the Board

 

 

SUBSCRIPTION FORM

To Be Executed by the Registered Holder in Order to Exercise Warrants

The undersigned Registered Holder irrevocably elects to exercise                      Warrants
represented by this Warrant Certificate, and to purchase the shares of Common Stock issuable upon
the exercise of such Warrants, and requests that Certificates for such shares shall be issued in
the name of

 

(PLEASE TYPE OR PRINT NAME AND ADDRESS)

 

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

	 	 	 
	and be delivered to
	 	 
	 

	 	 
	 

	 	(PLEASE PRINT OR TYPE NAME AND ADDRESS)

 

and, if such number of Warrants shall not be all the Warrants evidenced by this Warrant
Certificate, that a new Warrant Certificate for the balance of such Warrants be registered in the
name of, and delivered to, the Registered Holder at the address stated below:

	 	 	 	 	 	 	 
	Dated:
	 	 	 	 	 	 
	 

	 	 
	 	 	 	 
	 

	 	 	 	 	 	(SIGNATURE)
	 
	 	 	 	 	 	 
	 

	 	 	 	 	 	 
	 

	 	 	 	 	 	(ADDRESS)
	 
	 	 	 	 	 	 
	 

	 	 	 	 	 	 
	 
	 	 	 	 	 	 
	 

	 	 	 	 	 	 
	 

	 	 	 	 	 	(TAX IDENTIFICATION NUMBER)

ASSIGNMENT

To Be Executed by the Registered Holder in Order to Assign Warrants

For Value Received,                                          hereby sell, assign, and transfer unto

 

(PLEASE TYPE OR PRINT NAME AND ADDRESS)

 

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

	 	 	 
	and be delivered to
	 	 
	 

	 	 
	 

	 	(PLEASE PRINT OR TYPE NAME AND ADDRESS)

                                         of the Warrants represented by this Warrant Certificate, and hereby
irrevocably constitute and appoint                                                              Attorney to transfer this
Warrant Certificate on the books of the Company, with full power of substitution in the premises.

	 	 	 	 	 	 	 
	Dated:
	 	 	 	 	 	 
	 

	 	 
	 	 	 	 
	 

	 	 	 	 	 	(SIGNATURE)

THE SIGNATURE TO THE ASSIGNMENT OF THE SUBSCRIPTION FORM MUST CORRESPOND TO THE NAME WRITTEN UPON
THE FACE OF THIS WARRANT CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY
CHANGE WHATSOEVER, AND MUST BE GUARANTEED BY A COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF
THE AMERICAN STOCK EXCHANGE, NEW YORK STOCK EXCHANGE, PACIFIC STOCK EXCHANGE OR CHICAGO STOCK
EXCHANGE.

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