Document:

Exhibit 10_21

  
 Exhibit 10.21 
  
 Standard Form of Agreement Between Owner and 
 Construction Manager where the
Construction Manager 
 is NOT a Constructor 
  
 AIA Document B801/CMa—Electronic Format 
  
  
 
 
 THIS DOCUMENT HAS IMPORTANT LEGAL CONSEQUENCES: CONSULTATION WITH AN ATTORNEY IS ENCOURAGED WITH RESPECT TO ITS COMPLETION OR MODIFICATION. AUTHENTICATION OF
THIS ELECTRONICALLY DRAFTED AIA DOCUMENT MAY BE MADE BY USING AIA DOCUMENT D401. 
  
 This document is intended to be used in conjunction
with the 1992 editions of AIA Documents B141/CMa. A101/CMa and A201/CMa. 
  
 Copyright 1973, 1980, copyright 1992 by The American Institute
of Architects, 1735 New York Avenue, N.W., Washington, D.C., 20006-5292. Reproduction of the material herein or substantial quotation of its provisions without written permission of the AIA violates the copyright laws of the United States and will
subject the violator to legal prosecution. 
  
 
 
 AGREEMENT 
  
 made as of the 9th day of July in the year of Nineteen Hundred Ninety Nine.  

(In words, indicate day, month and year) 
  
 BETWEEN the Owner:

 (Name and address)  
 Mohegan Tribal Gaming Authority 
 One Mohegan Sun Boulevard 
 Uncasville, CT 06382 
  
 and the Construction Manager: 
 (Name and address)  
 Perini Building Company, Inc. 
 73 Mr. Wayte Avenue 
 P.O. Box 9106 

Framingham, MA 01701 
  
 for the following Project: 
 (Include detailed description of Project, location, address and scope.)  
 Mohegan Sun Resort Phase II Expansion

 Mohegan Sun Boulevard 
 Montville, CT 
  
 The Architect is: 
 (Name and address)  
 Kohn
Pedersen Fox Associates PC 
 111 West 57th Street 
 New York, NY 10019 
  
 The Owner and Construction Manager agree as set forth below.    See Supplementary Conditions to this Agreement attached hereto. 

 
 
AIA DOCUMENT B801/CMs - OWNER-CONSTRUCTION MANAGER AGREEMENT - 1992 EDITION - AIA - COPYRIGHT 1992 -
THE AMERICAN INSTITUTE OF ARCHITECTS, 1735 NEW YORK AVENUE, N.W., WASHINGTON, D.C., 20006-5292. Unlicensed photocopying violates U.S. copyright laws and is subject to legal prosecution. This document was electronically produced with permission of
the AIA and can be reproduced without violation until the date of expiration as noted below. 
 Electronic Format B801/CMa-1992 
 User Document: AIA.DOC — 7/14/1999. AIA License Number 109005, which expires on 6/6/2000 — Page #1 

  
 TERMS AND CONDITIONS OF AGREEMENT 
 BETWEEN OWNER AND CONSTRUCTION MANAGER 
  
 ARTICLE 1

 CONSTRUCTION MANAGER’S 
 RESPONSIBILITIES

  
 1.1    CONSTRUCTION MANAGER’S SERVICES 
  
 1.1.1    The Construction Manager’s services consist of those services performed by the Construction Manager, Construction Manager’s
employees and Construction Manager’s consultants as enumerated in Articles 2 and 3 of this Agreement and any other services included in Article 14. 
  
 1.1.2    The Construction Manager’s services shall be provided in conjunction with the services of an Architect as described in the edition of AIA Document B141/CMa,
Standard Form of Agreement Between Owner and Architect, Construction Manager-Adviser Edition, current as of the date of this Agreement. See Supplementary Conditions 
  
 1.1.3    The Construction Manager shall provide sufficient organization, personnel and management to carry out the requirements of this Agreement
in an expeditious and economical manner consistent with the interests of the Owner. See Supplementary Conditions 
  
 1.1.4    The services covered by this Agreement are subject to the time limitations contained in Subparagraph 13.5.1. 
  
 ARTICLE 2 
 SCOPE OF CONSTRUCTION MANAGER’S 
 BASIC SERVICES 
  
 2.1    DEFINITION 

 
 2.1.1    The Construction Manager’s Basic Services consist of those described in Paragraphs 2.2
and 2.3 and any other services identified in Article 14 as part of Basic Services. See Supplementary Conditions 
  
 2.2    PRE-CONSTRUCTION PHASE 
  
 2.2.1    The
Construction Manager shall review the program furnished by the Owner to ascertain the requirements of the Project and shall arrive at a mutual understanding of such requirements with the Owner. 
  

2.2.2    The Construction Manager shall provide a preliminary evaluation of the Owner’s program, schedule and construction budget
requirements, each in terms of the other. 
  
 2.2.3    Based on early schematic designs
and other design criteria prepared by the Architect, the Construction Manager shall prepare preliminary estimates of Construction Cost for program requirements using area, volume or similar conceptual estimating techniques. The Construction Manager
shall provide cost evaluations of alternative materials and systems. 
  
 2.2.4    The
Construction Manager shall expeditiously review design documents during their development and advise on proposed site use and improvements, selection of materials, building systems and equipment, and methods of Project delivery. The Construction
Manager shall provide recommendations on relative feasibility of construction methods, availability of materials and labor, time requirements for procurement, installation and construction, and factors related to construction cost including, but not
limited to, costs of alternative designs or materials, preliminary budgets, and possible economies. See Supplementary Conditions 

 
 2 

  
 2.2.5    The Construction Manager shall prepare and
periodically update a Project Schedule for the Architect’s review and the Owner’s acceptance. The Construction Manager shall obtain the Architect’s approval for the portion of the preliminary project schedule relating to the
performance of the Architect’s services. In the Project Schedule, the Construction Manager shall coordinate and integrate the Construction Manager’s services, the Architect’s services and the Owner’s responsibilities with
anticipated construction schedules, highlighting critical and long-lead-time items. See Supplementary Conditions 
  
 2.2.6    As the Architect progress with the preparation of the Schematic, Design Development and Construction Documents, the Construction Manager shall prepare and update, at appropriate intervals agreed to
by the Owner, Construction Manager and Architect, estimates of Construction Cost of increasing detail and refinement. The estimated cost of each Contract shall be indicated with supporting detail. Such estimates shall be provided for the
Architect’s review and the Owner’s approval. The Construction Manager shall advise the Owner and Architect if it appears that the Construction Cost may exceed the latest approved Project budget and make recommendations for corrective
action. See Supplementary Conditions 
  
 2.2.7    The Construction Manager shall consult
with the Owner and Architect regarding the Construction Documents and make recommendations whenever design details adversely affect constructibility, cost or schedules. See Supplementary Conditions 
  
 2.2.8    The Construction Manager shall provide recommendations and information to the Owner and Architect
regarding the assignment of responsibilities for temporary Project facilities and equipment, materials and services for common use of the Contractors. The Construction Manager shall verify that such requirements and assignment of responsibilities
are included in the proposed Contract Documents. 
  
 2.2.9    The Construction Manager
shall provide recommendations and information to the Owner regarding the allocation of responsibilities for safety programs among the Contractors. 
  
 2.2.10    The Construction Manager shall advise on the division of the Project into individual Contracts for various categories of Work, including the method to be used for
selecting Contractors and awarding Contracts. If multiple Contracts are to be awarded, the Construction Manager shall review the Construction Documents and make recommendations as required to provide that (1) the Work of the Contractors is
coordinated, (2) all requirements for the Project have been assigned to the appropriate Contract, (3) the likelihood of jurisdictional disputes has been minimized, and (4) proper coordination has been provided for phased construction. 

 
 2.2.11    The Construction Manager shall prepare a Project construction schedule providing for the
components of the Work, including phasing of construction, times of commencement and completion required of each Contractor, ordering and delivery of products requiring long lead time, and the occupancy requirements of the Owner. The Construction
Manager shall provide the current Project construction schedule for each set of bidding documents. See Supplementary Conditions 
  
 2.2.12    The Construction Manager shall expedite and coordinate the ordering and delivery of materials requiring long lead time. 
  
 2.2.13    The Construction Manager shall assist the Owner in selecting, retaining and coordinating the professional services of surveyors,
special consultants and testing laboratories required for the Project. 
  
 2.2.14    The
Construction Manager shall provide an analysis of the types and quantities of labor required for the Project and review the availability of appropriate categories of labor required for critical phases. The Construction Manager shall make
recommendations for actions designed to minimize adverse effects of labor shortages. See Supplementary Conditions 
  
 2.2.15    The Construction Manager shall assist the Owner in obtaining information regarding applicable requirements for equal employment opportunity programs for inclusion in the Contract Documents.

 
 3 

  
 2.2.16    Following the Owner’s approval of the
Construction Documents, the Construction Manager shall update and submit the latest estimate of Construction Cost and the Project construction schedule for the Architect’s review and the Owner’s approval. See Supplementary Conditions

  
 2.2.17    The Construction Manager shall submit the list of prospective bidders for
the Architect’s review and the Owner’s approval. See Supplementary Conditions 
  
 2.2.18    The Construction Manager shall develop bidders’ interest in the Project and establish bidding schedules. The Construction Manager, with the assistance of the Architect, shall issue bidding
documents to bidders and conduct prebid conferences with prospective bidders. The Construction Manager shall assist the Architect with regard to questions from bidders and with the issuance of addenda. See Supplementary Conditions 

 
 2.2.19    The Construction Manager shall receive bids, prepare bid analyses and make recommendations
to the Owner for the Owner’s award of Contracts or rejection of bids. See Supplementary Conditions 
  
 2.2.20    The Construction Manager shall assist the Owner in preparing Construction Contracts and advise the Owner on the acceptability of Subcontractors and material suppliers proposed by Contractors. See
Supplementary Conditions 
  
 2.2.21    The Construction Manager shall assist the Owner in
obtaining building permits and special permits for permanent improvements, except for permits required to be obtained directly by the various Contractors. The Construction Manager shall verify that the Owner has paid applicable fees and assessments.
The Construction Manager shall assist the Owner and Architect in connection with the Owner’s responsibility for filing documents required for the approvals of governmental authorities having jurisdiction over the Project. 

 
 2.2.22    See Supplementary Conditions 
  

2.3    CONSTRUCTION PHASE—ADMINISTRATION OF THE CONSTRUCTION CONTRACT 
  
 2.3.1    The Construction Phase will commence with the award of the initial Construction Contract or purchase order and, together with the Construction Manager’s
obligation to provide Basic Services under this Agreement, will end 30 days after final payment to all Contractors is due. 
  
 2.3.2    The Construction Manager shall provide administration of the Contracts for Construction in cooperation with the Architect as set forth below and in the edition of AIA Document A201/CMa, General
Conditions of the Contract for Construction, Construction Manager-Adviser Edition, current as of the date of this Agreement. See Supplementary Conditions 
  
 2.3.3    The Construction Manager shall provide administrative, management and related services to coordinate scheduled activities and responsibilities of the Contractors
with each other and with those of the Construction Manager, the Owner and the Architect to endeavor to manage the Project in accordance with the latest approved estimate of Construction Cost, the Project Schedule and the Contract Documents. See
Supplementary Conditions 
  
 2.3.4    The Construction Manager shall schedule and conduct
meetings to discuss such matters as procedures, progress and scheduling. The Construction Manager shall prepare and promptly distribute minutes to the Owner, Architect and Contractors. See Supplementary Conditions 
  
 2.3.5    Utilizing the Construction Schedules provided by the Contractors, the Construction Manager shall
update the Project construction schedule incorporating the activities of the Contractors on the Project, including activity sequences and durations, allocation of labor and materials, processing of Shop Drawings, Product Data and Samples, and
delivery of products requiring long lead time and procurement. The Project construction
 

 
 4 

 
schedule shall include the Owner’s occupancy requirements showing portions of the Project having occupancy priority. The Construction Manager shall update and reissue the Project
construction schedule as required to show current conditions. If an update indicates that the previously approved Project construction schedule may not be met, the Construction Manager shall recommend corrective action to the Owner and Architect.
See Supplementary Conditions 
  
 2.3.6    Consistent with the various bidding documents,
and utilizing information from the Contractors, the Construction Manager shall coordinate the sequence of construction and assignment of space in areas where the Contractors are performing Work. 
  

2.3.7    The Construction Manager shall endeavor to obtain satisfactory performance from each of the Contractors. The Construction Manager
shall recommend courses of action to the Owner when requirements of a Contract are not being fulfilled. See Supplementary Conditions 
  
 2.3.8    The Construction Manager shall monitor the approved estimate of Construction Cost. The Construction Manager shall show actual costs for activities in progress and estimates for uncompleted
tasks by way of comparison with such approved estimate. See Supplementary Conditions 
  
 2.3.9    The Construction Manager shall develop cash flow reports and forecasts for the Project and advise the Owner and Architect as to variances between actual and budgeted or estimated costs.

  
 2.3.10    The Construction Manager shall maintain accounting records on authorized
Work performed under unit costs, additional Work performed on the basis of actual costs of labor and materials, and other Work requiring accounting records. 
  
 2.3.11    The Construction Manager shall develop and implement procedures for the review and processing of applications by Contractors for progress and final payments. See
Supplementary Conditions 
  
 2.3.11.1    Based on the Construction Manager’s
observations and evaluations of each Contractor’s Application for Payment, the Construction Manager shall review and certify the amounts due the respective Contractors. 
  
 2.3.11.2    The Construction Manager shall prepare a Project Application for Payment based on the Contractors’ Certificates for Payment.

  
 2.3.11.3    The Construction Manager’s certification for payment shall constitute
a representation to the Owner, based on the Construction Manager’s determinations at the site as provided in Subparagraph 2.3.13 and on the data comprising the Contractors’ Applications for Payment, that, to the best of the Construction
Manager’s knowledge, information and belief, the Work has progressed to the point indicated and the quality of the Work is in accordance with the Contract Documents. The foregoing representations are subject to an evaluation of the Work for
conformance with the Contract Documents upon Substantial Completion, to results of subsequent tests and inspections, to minor deviations from the Contract Documents correctable prior to completion and to specific qualifications expressed by the
Construction Manager. The issuance of a Certificate for Payment shall further constitute a representation that the Contractor is entitled to payment in the amount certified. 
  
 2.3.11.4    The issuance of a Certificate for Payment shall not be a representation that the Construction Manager has (1) made exhaustive or
continuous on-site inspections to check the quality or quantity of the Work, (2) reviewed construction means, methods, techniques, sequences for the Contractor’s own Work, or procedures, (3) reviewed copies of requisitions received from
Subcontractors and material suppliers and other data requested by the Owner to substantiate the Contractor’s right to payment or (4) ascertained how or for what purpose the Contractor has used money previously paid on account of the Contract
Sum. See Supplementary Conditions 

 
 5 

  
 2.3.12    The Construction Manager shall review the
safety programs developed by each of the Contractors for purposes of coordinating the safety programs with those of the other Contractors. The Construction Manager’s responsibilities for coordination of safety programs shall not extend to
direct control over or charge of the acts or omissions of the Contractors, Subcontractors, agents or employees of the Contractors or Subcontractors, or any other persons performing portions of the Work and not directly employed by the Construction
Manager. 
  
 2.3.13    The Construction Manager shall determine in general that the Work
of each Contractor is being performed in accordance with the requirements of the Contract Documents, endeavoring to guard the Owner against defects and deficiencies in the Work. As appropriate, the Construction Manager shall have authority, upon
written authorization from the Owner, to require additional inspection or testing of the Work in accordance with the provisions of the Contract Documents, whether or not such Work is fabricated, installed or completed. The Construction Manager, in
consultation with the Architect, may reject Work which does not conform to the requirements of the Contract Documents. See Supplementary Conditions 
  
 2.3.14    The Construction Manager shall schedule and coordinate the sequence of construction in accordance with the Contract Documents and the latest approved Project
construction schedule. 
  
 2.3.15    With respect to each Contractor’s own Work, the
Construction Manager shall not have control over or charge of and shall not be responsible for construction means, methods, techniques, sequences or procedures, or for safety precautions and programs in connection with the Work of each of the
Contractors, since these are solely the Contractor’s responsibility under the Contract for Construction. The Construction Manager shall not be responsible for a Contractor’s failure to carry out the Work in accordance with the respective
Contract Documents. The Construction Manager shall not have control over or charge of acts or omissions of the Contractors, Subcontractors, or their agents or employees, or any other persons performing portions of the Work not directly employed by
the Construction Manager. 
  
 2.3.16    The Construction Manager shall transmit to the
Architect requests for interpretations of the meaning and intent of the Drawings and Specifications, and assist in the resolution of questions that may arise. See Supplementary Conditions 
  
 2.3.17    The Construction Manager shall review requests for changes, assist in negotiating Contractors’ proposals, submit recommendations
to the Architect and Owner, and, if they are accepted, prepare Change Orders and Construction Change Directives which incorporate the Architect’s modifications to the Documents. See Supplementary Conditions 
  
 2.3.18    The Construction Manager shall assist the Architect in the review, evaluation and documentation of
Claims. See Supplementary Conditions 
  
 2.3.19    The Construction Manager shall receive
certificates of insurance from the Contractors and forward them to the Owner with a copy to the Architect. 
  
 2.3.20    In collaboration with the Architect, the Construction Manager shall establish and implement procedures for expediting the processing and approval of Shop Drawings, Product Data, Samples and other
submittals. The Construction Manager shall review all Shop Drawings, Product Data, Samples and other submittals from the Contractors. The Construction Manager shall coordinate submittals with information contained in related documents and transmit
to the Architect those which have been approved by the Construction Manager. The Construction Manager’s actions shall be taken with such reasonable promptness as to cause no delay in the Work or in the activities of the Owner or Contractors.
See Supplementary Conditions 

 
 6 

  
 2.3.21    The Construction Manager shall record the
progress of the Project. The Construction Manager shall submit written progress reports to the Owner and Architect including information on each Contractor and each Contractor’s Work, as well as the entire Project, showing percentages of
completion. The Construction Manager shall keep a daily log containing a record of weather, each Contractor’s Work on the site, number of workers, identification of equipment, Work accomplished, problems encountered, and other similar relevant
data as the Owner may require. See Supplementary Conditions 
  
 2.3.22    The Construction
Manager shall maintain at the Project site for the Owner one record copy of all Contracts, Drawings, Specifications, addenda, Change Orders and other Modifications, in good order and marked currently to record changes and selections made during
construction, and in addition, approved Shop Drawings, Product Data, Samples and similar required submittals. The Construction Manager shall maintain records, in duplicate, of principal building layout lines, elevations of the bottom of footings,
floor levels and key site elevations certified by a qualified surveyor or professional engineer. The Construction Manager shall make all such records available to the Architect and upon completion of the Project shall deliver them to the Owner.

  
 2.3.23    The Construction Manager shall arrange for the delivery, storage, protection
and security of Owner-purchased materials, systems and equipment that are a part of the Project until such items are incorporated into the Project. See Supplementary Conditions 
  
 2.3.24    With the Architect and the Owner’s maintenance personnel, the Construction Manager shall observe the Contractors’ final
testing and start-up of utilities, operational systems and equipments. 
  
 2.3.25    When
the Construction Manager considers each Contractor’s Work or a designated portion thereof substantially complete, the Construction Manager shall, jointly with the Contractor, prepare for the Architect a list of incomplete or unsatisfactory
items and a schedule for their completion. The Construction Manager shall assist the Architect in conducting inspections to determine whether the Work or designated portion thereof is substantially complete. 
  
 2.3.26    The Construction Manager shall coordinate the correction and completion of the Work. Following
issuance of a Certificate of Substantial Completion of the Work or a designated portion thereof, the Construction Manager shall evaluate the completion of the Work of the Contractors and make recommendations to the Architect when Work is ready for
final inspection. The Construction Manager shall assist the Architect in conducting final inspections. 
  
 2.3.27    The Construction Manager shall secure and transmit to the Architect warranties and similar submittals required by the Contract Documents for delivery to the Owner and deliver all keys, manuals,
record drawings and maintenance stocks to the Owner. The Construction Manager shall forward to the Architect a final Project Application for Payment upon compliance with the requirements of the Contract Documents. 
  
 2.3.28    Duties, responsibilities and limitations of authority of the Construction Manager as set forth in the
Contract Documents shall not be restricted, modified or extended without written consent of the Owner, Construction Manager, Architect and Contractors. Consent shall not be unreasonably withheld. See Supplementary Conditions 
  
 2.3.29    See Supplementary Conditions 
  
 ARTICLE 3 
 ADDITIONAL SERVICES 
 See Supplementary Conditions 
  
 3.1    GENERAL 

 
 3.1.1    The services described in this Article 3 are not included in Basic Services unless so
identified in Article 14, and they shall be paid for by the Owner as provided in this Agreement, in addition to the
 

 
 7 

 
compensation for Basic Services. The Optional Additional Services described under Paragraph 3.3 shall only be provided if authorized or confirmed in writing by the Owner. If services described
under Contingent Additional Services in Paragraph 3.2 are required due to circumstances beyond the Construction Manager’s control, the Construction Manager shall notify the Owner prior to commencing such services. If the Owner deems that such
services described under Paragraph 3.2 are not required, the Owner shall give prompt written notice to the Construction Manager. If the Owner indicates in writing that all or part of such Contingent Additional Services are not required, the
Construction Manager shall have no obligation to provide those services. 
  
 3.2    CONTINGENT ADDITIONAL SERVICES

  
 3.2.1    Providing services required because of significant changes in the Project
including, but not limited to, changes in size, quality, complexity or the Owner’s schedule. 
  
 3.2.2    Providing consultation concerning replacement of Work damaged by fire or other cause during construction, and furnishing services required in connection with the replacement of such Work.

  
 3.2.3    Providing services made necessary by the termination or default of the
Architect or a Contractor, by major defects or deficiencies in the Work of a Contractor, or by failure of performance of either the Owner or Contractor under a Contract for Construction. 
  
 3.2.4    Providing services in evaluating an extensive number of claims submitted by a Contractor or others in connection with the Work.

  
 3.2.5    Providing services in connection with a public hearing, arbitration
proceeding or legal proceeding except where the Construction Manager is party thereto. 
  
 3.3    OPTIONAL ADDITIONAL
SERVICES 
  
 3.3.1    Providing services relative to future facilities, systems and
equipment. 
  
 3.3.2    Providing services to investigate existing conditions or
facilities or to provide measured drawings thereof. 
  
 3.3.3    Providing services to
verify the accuracy of drawings or other information furnished by the Owner. 
  
 3.3.4    Providing services required for or in connection with the Owner’s selection, procurement or installation of furniture, furnishings and related equipment. 
  
 3.3.5    Providing services for tenant improvements. 
  
 3.3.6    Providing any other services not otherwise included in this Agreement. 
  
 ARTICLE 4 
 OWNER’S RESPONSIBILITIES 
  
 4.1    The Owner shall provide full information regarding requirements for the Project, including a program
which shall set forth the Owner’s objectives, schedule, constraints and criteria, including space requirements and relationships, flexibility, expandability, special equipment, systems, and site requirements. 
  
 4.2    The Owner shall establish and update an overall budget for the Project based on consultation with the
Construction Manager and Architect, which shall include the Construction Cost, the Owner’s other costs and reasonable contingencies related to all of these costs. See Supplementary Conditions 

 
 8 

  
 4.3    If requested by the Construction Manager, the
Owner shall furnish evidence that financial arrangements have been made to fulfill the Owner’s obligations under this Agreement. See Supplementary Conditions 
  
 4.4    The Owner shall designate a representative authorized to act on the Owner’s behalf with respect to the Project. The Owner, or such
authorized representative, shall render decisions in a timely manner pertaining to documents submitted by the Construction Manager in order to avoid unreasonable delay in the orderly and sequential progress of the Construction Manager’s
services. See Supplementary Conditions 
  
 4.5    The Owner shall retain an architect
whose services, duties and responsibilities are described in the edition of ALA Document B141/Cma, Standard Form of Agreement Between Owner and Architect, Construction Manager-Adviser Edition, current as of the date of this Agreement. The Terms and
Conditions of the Agreement Between the Owner and Architect shall be furnished to the Construction Manager and shall not be modified without written consent of the Construction Manager, which consent shall not be unreasonably withheld. The
Construction Manager shall not be responsible for actions taken by the Architect. See Supplementary Conditions 
  
 4.6    The Owner shall furnish structural, mechanical, chemical, air and water pollution tests, tests for hazardous materials, and other laboratory and environmental tests, inspections and reports required
by law or the Contract Documents. 
  
 4.7    The Owner shall furnish all legal, accounting
and insurance counseling services as may be necessary at any time for the Project, including auditing services the Owner may require to verify the Contractors’ Applications for Payment or to ascertain how or for what purposes the Contractors
have used the money paid by or on behalf of the Owner. See Supplementary Conditions 
  
 4.8    The Owner shall furnish the Construction Manager with a sufficient quantity of Construction Documents. 
  
 4.9    The services, information and reports required by Paragraphs 4.5 through 4.8 shall be furnished at the Owner’s expense, and the Construction Manager shall be
entitled to rely upon the accuracy and completeness thereof. See Supplementary Conditions 
  
 4.10    Prompt written notice shall be given by the Owner to the Construction Manager and Architect if the Owner becomes aware of any fault or defect in the Project or nonconformance with the Contract
Documents. 
  
 4.11    The Owner reserves the right to perform construction and operations
related to the Project with the Owner’s own forces, and to award contracts in connection with the Project which are not part of the Construction Manager’s responsibilities under this Agreement. The Construction Manager shall notify the
Owner if any such independent action will interfere with the Construction Manager’s ability to perform the Construction Manager’s responsibilities under this Agreement. When performing construction or operations related to the Project, the
Owner agrees to be subject to the same obligations and to have the same rights as the Contractors. See Supplementary Conditions 
  
 4.12    Information or services under the Owner’s control shall be furnished by the Owner with reasonable promptness to avoid delay in the orderly progress of the Construction Manager’s services
and the progress of the Work. 
  
 4.13    See Supplementary Conditions 

 
 9 

  
 ARTICLE 5 
 CONSTRUCTION COST 
  
 5.1    DEFINITION 
  
 5.1.1    The Construction Cost shall be the total cost or estimated cost to the Owner of all elements of the
Project designed or specified by the Architect. 
  
 5.1.2    The Construction Cost shall
include the cost at current market rates of labor and materials furnished by the Owner and equipment designed, specified, selected or specially provided for by the Architect, plus a reasonable allowance for the Contractors’ overhead and profit.
In addition, a reasonable allowance for contingencies shall be included for market conditions at the time of bidding and for changes in the Work during construction. Except as provided in Subparagraph 5.1.3, Construction Cost shall also include the
compensation of the Construction Manager and Construction Manager’s consultants. See Supplementary Conditions 
  
 5.1.3    Construction Cost does not include the compensation of the Architect and Architect’s consultants, costs of the land, rights-of-way, financing or other costs which are the responsibility of the
Owner as provided in Article 4. If any portion of the Construction Manager’s compensation is based upon a percentage of Construction Cost, then Construction Cost, for the purpose of determining such portion, shall not include the compensation
of the Construction Manager or Construction Manager’s consultants. See Supplementary Conditions 
  
 5.2    RESPONSIBILITY FOR CONSTRUCTION COST 
  
 5.2.1    Evaluations of the Owner’s Project budget, preliminary estimates of Construction Cost and detailed estimates of Construction Cost prepared by the Construction Manager represent the
Construction Manager’s best judgment as a person or entity familiar with the construction industry. It is recognized, however, that neither the Construction Manager nor the Owner has control over the cost of labor, materials or equipment, over
Contractors’ methods of determining bid prices, or over competitive bidding, market or negotiating conditions. Accordingly, the Construction Manager cannot and does not warrant or represent that bids or negotiated prices will not vary from the
Project budget proposed, established or approved by the Owner, or from any cost estimate or evaluation prepared by the Construction Manager. 
  
 5.2.2    No fixed limit of Construction Cost shall be established as a condition of this Agreement by the furnishing, proposal or establishment of a Project budget unless
such fixed limit has been agreed upon in writing and signed by the parties hereto. If such a fixed limit has been established, the Construction Manager shall be permitted to include contingencies for design, bidding and price escalation, and shall
consult with the Architect to determine what materials, equipment, component systems and types of construction are to be included in the Contract Documents, to suggest reasonable adjustments in the scope of the Project, and to suggest inclusion of
alternate bids in the Construction Documents to adjust the Construction Cost to the fixed limit. Fixed limits, if any, shall be increased in the amount of any increase in the Contract Sums occurring after execution of the Contracts for Construction.
See Supplementary Conditions 
  
 5.2.3    If the Bidding or Negotiation Phase has not
commenced within 90 days after submittal of the Construction Documents to the Owner, any Project budget or fixed limit of Construction Cost shall be adjusted to reflect changes in the general level of prices in the construction industry between the
date of submission of the Construction Documents to the Owner and the date on which proposals are sought. See Supplementary Conditions 
  
 5.2.4    If a fixed limit of Construction Cost (adjusted as provided in Subparagraph 5.2.3) is exceeded by the sum of the lowest bona fide bids or negotiated proposals plus the Construction
Manager’s estimate of other elements of Construction Cost for the Project, the Owner shall: See Supplementary Conditions 
  

	 	.1
	 
	give written approval of an increase in such fixed limit; 
 

  

	 	.2
	 
	authorize rebidding or renegotiating of the Project within a reasonable time; 
 

 
 10 

  

	 	.3
	 
	if the Project is abandoned, terminate in accordance with Paragraph 9.3; or 
 

  

	 	.4
	 
	cooperate in revising the Project scope and quality as required to reduce the Construction Cost. 
 

  
 5.2.5    If the Owner chooses to proceed under Clause 5.2.4.4, the Construction Manager, without additional
charge, shall cooperate with the Owner and Architect as necessary to bring the Construction Cost within the fixed limit, if established as a condition of this Agreement. 
  
 ARTICLE 6 
 CONSTRUCTION SUPPORT ACTIVITIES 
 See Supplementary Conditions 
  
 6.1    Construction support activities, if provided by the Construction Manager, shall be governed by separate contractual agreements unless otherwise provided in Article 14. 
  
 6.2    Reimbursable expenses listed in Article 14 for construction support activities may be subject to trade
discounts, rebates, refunds and amounts received from sales of surplus materials and equipment which shall accrue to the Owner, and the Construction Manager shall make provisions so that they can be secured. 
  
 ARTICLE 7 
 OWNERSHIP AND USE OF 

ARCHITECT’S DRAWINGS, SPECIFICATIONS 
 AND OTHER DOCUMENTS

 See Supplementary Conditions 
  
 7.1    The Drawings, Specifications and other documents prepared by the Architect are instruments of the Architect’s service through which the Work to be executed by the Contractors is described. The
Construction Manager may retain one record set. The Construction Manager shall not own or claim a copyright in the Drawings, Specifications and other documents prepared by the Architect, and unless otherwise indicated the Architect shall be deemed
the author of them and will retain all common law, statutory and other reserved rights, in addition to the copyright. All copies of them, except the Construction Manager’s record set, shall be returned or suitably accounted for to the
Architect, on request, upon completion of the Project. The Drawings, Specifications and other documents prepared by the Architect, and copies thereof furnished to the Construction Manager, are for use solely with respect to this Project. They are
not to be used by the Construction Manager on other projects or for additions to this Project outside the scope of the Work without the specific written consent of the Owner and Architect. The Construction Manager is granted a limited license to use
and reproduce applicable portions of the Drawings, Specifications and other documents prepared by the Architect appropriate to and for use in the performance of the Construction Manager’s services under this Agreement. 
  
 All copies made under this license shall bear the statutory copyright notice, if any, shown on the Drawings, Specifications and other
documents prepared by the Architect. Submittal or distribution to meet official regulatory requirements or for other purposes in connection with this Project is not to be construed as publication in derogation of the Architect’s copyright or
other reserved rights. 
  
 ARTICLE 8 
 ARBITRATION 
 See Supplementary Conditions 
  
 8.1    Claims, disputes or other matters in question between the parties to this Agreement arising out of or relating to this Agreement or breach thereof shall be subject to
and decided by arbitration in accordance with the Construction Industry Arbitration. Rules of the American Arbitration Association currently in effect unless the parties mutually agree otherwise. 

 
 11 

  
 8.2    Demand for arbitration shall be filed in
writing with the other party to this Agreement and with the American Arbitration Association. A demand for arbitration shall be made within a reasonable time after the claim, dispute or other matter in question has arisen. In no event shall the
demand for arbitration be made after the date when institution of legal or equitable proceedings based on such claim, dispute or other matter in question would be barred by the applicable statutes of limitations. 
  
 8.3    No arbitration arising out of or relating to this Agreement shall include, by consolidation, joinder or
in any other manner, an additional person or entity not a party to this Agreement, except by written consent containing a specific reference to this Agreement signed by the Owner, Construction Manager, and any other person or entity sought to be
joined. Consent to arbitration involving an additional person or entity shall not constitute consent to arbitration of any claim, dispute or other matter in question not described in the written consent or with a person or entity not named or
described therein. The foregoing agreement to arbitrate and other agreements to arbitrate with an additional person or entity duly consented to by the parties to this Agreement shall be specifically enforceable in accordance with applicable law in
any court having jurisdiction thereof. 
  
 8.4    The award rendered by the arbitrator or
arbitrators shall be final, and judgment may be entered upon it in accordance with applicable law in any court having jurisdiction thereof. 
  
 ARTICLE 9  TERMINATION, SUSPENSION OR  ABANDONMENT 
  
 9.1    This Agreement may be terminated by either party upon not less than seven days’ written notice should the other party fail substantially to perform in accordance with the terms of this Agreement
through no fault of the party initiating the termination. 
  
 9.2    If the Project is
suspended by the Owner for more than 30 consecutive days, the Construction Manager shall be compensated for services performed prior to notice of such suspension. When the Project is resumed, the Construction Manager’s compensation shall be
equitably adjusted to provide for expenses incurred in the interruption and resumption of the Construction Manager’s services. See Supplementary Conditions 
  
 9.3    This Agreement may be terminated by the Owner upon not less than seven days’ written notice to the Construction Manager in the event that the Project is
permanently abandoned. If the Project is abandoned by the Owner for more than 90 consecutive days, the Construction Manager may terminate this Agreement by giving written notice. See Supplementary Conditions 
  
 9.4    Failure of the Owner to make payments to the Construction Manager in accordance with this Agreement
shall be considered substantial nonperformance and cause for termination. 
  
 9.5    If
the Owner fails to make payment when due the Construction Manager for services and expenses, the Construction Manager may, upon seven days’ written notice to the Owner, suspend performance of services under this Agreement. Unless payment in
full is received by the Construction Manager within seven days of the date of the notice, the suspension shall take effect without further notice. In the event of a suspension of services, the Construction Manager shall have no liability to the
Owner for delay or damage caused to the Owner because of such suspension of services. See Supplementary Conditions 
  
 9.6    In the event of termination not the fault of the Construction Manager, the Construction Manager shall be compensated for services performed prior to termination, together with Reimbursable Expenses
then due and all Termination Expenses as defined in Paragraph 9.7. 
  
 9.7    Termination
Expenses are those costs directly attributable to termination for which the Construction Manager is not otherwise compensated. See Supplementary Conditions 
  
 ARTICLE 10  MISCELLANEOUS PROVISIONS 
  
 10.1    Unless otherwise provided, this Agreement shall be governed by the law of the place where the Project is located. See Supplementary Conditions 

 
 12 

  
 10.2    Terms in this Agreement shall have the same
meaning as those in the edition of AIA Document A201/CMa, General Conditions of the Contract for Construction, Construction Manager-Adviser Edition, current as of the date of this Agreement. 
  
 10.3    Causes of action between the parties to this Agreement pertaining to acts or failures to act shall be deemed to have accrued and the
applicable statutes of limitations shall commence to run not later than either the date of Substantial Completion for acts or failures to act occurring prior to Substantial Completion, or the date of issuance of the final Project Certificate for
Payment for acts or failures to act occurring after Substantial Completion. See Supplementary Conditions 
  
 10.4    Waivers of Subrogation. The Owner and Construction Manager waive all rights against each other and against the Contractors, Architect, consultants, agents and employees of any of them, for damages,
but only to the extent covered by property insurance during construction, except such rights as they may have to the proceeds of such insurance as set forth in the edition of AIA Document A201/CMa. General Conditions of the Contract for
Construction, Construction Manager-Adviser Edition, current as of the date of this Agreement. The Owner and Construction Manager each shall require similar waivers from their Contractors, Architect, consultants, agents, and persons or entities
awarded separate contracts administered under the Owner’s own forces. 
  
 10.5    The
Owner and Construction Manager, respectively, bind themselves, their partners, successors, assigns and legal representatives to the other party to this Agreement and to the partners, successors, assigns and legal representatives of such other party
with respect to all covenants of this Agreement. Neither Owner nor Construction Manager shall assign this Agreement without the written consent of the other. See Supplementary Conditions 
  
 10.6    This Agreement represents the entire and integrated agreement between the Owner and Construction Manager and supersedes all prior
negotiations, representations or agreements, either written or oral. This Agreement may be amended only by written instrument signed by both Owner and Construction Manager. See Supplementary Conditions 
  
 10.7    Nothing contained in this Agreement shall create a contractual relationship with or a cause of action
in favor of a third party against either the Owner or Construction Manager. 
  
 10.8    Unless otherwise provided in this Agreement, the Construction Manager and the Construction Manager’s consultants shall have no responsibility for the discovery, presence, handling, removal or
disposal of or exposure of persons to hazardous materials in any form at the Project site, including but not limited to asbestos, asbestos products, polychlorinated biphenyl (PCB) or other toxic substances. 
  
 10.9-10.16    See Supplementary Conditions 
  
 ARTICLE 11 
 INSURANCE 
 See Supplementary Conditions 
  
 11.1    CONSTRUCTION MANAGER’S
LIABILITY INSURANCE 
  
 11.1.1    The Construction Manager shall purchase from and
maintain in a company or companies lawfully authorized to do business in the jurisdiction in which the Project is located such insurance as will protect the Construction Manager from claims set forth below which may arise out of or result from the
Construction Manager’s operations under this Agreement and for which the Construction Manager may be legally liable. 
  

	 	.1
	 
	claims under workers compensation, disability benefit and other similar employee benefit acts which are applicable to the operations to be performed;

 

  

 
 13 

	 	.2
	 
	claims for damages because of bodily injury, occupational sickness or disease, or death of the Construction Manager’s employees; 

  

	 	.3
	 
	claims for damages because of bodily injury, sickness or disease, or death of any person other than the Construction Manager’s employees;

 

  

	 	.4
	 
	claims for damages insured by usual personal injury liability coverage which are sustained (1) by a person as a result of an offense directly or
indirectly related to employment of such person by the Construction Manager, or (2) by another person; 
 

  

	 	.5
	 
	claims for damages, other than to the Work itself, because of injury to or destruction of tangible property, including loss of use resulting therefrom;

 

  

	 	.6
	 
	claims for damages because of bodily injury, death of a person or property damage arising out of ownership, maintenance or use of a motor vehicle.

 

  
 11.1.2    The insurance required by Subparagraph 11.1.1 shall be
written for not less than limits of liability specified in Article 14 or required by law, whichever coverage is greater. Coverages, whether written on an occurrence or claims-made basis, shall be maintained without interruption from date of
commencement of operations under this Agreement until date of final payment and termination of any coverage required to be maintained after final payment. 
  
 ARTICLE 12 
 PAYMENTS TO THE CONSTRUCTION MANAGER 
  
 12.1    DIRECT PERSONNEL EXPENSE 
  
 12.1.1    Direct Personnel Expense is defined as the direct salaries of the Construction Manager’s personnel engaged on the Project and the portion of the cost of their
mandatory and customary contributions and benefits related thereto, such as employment taxes and other statutory employee benefits, insurance, sick leave, holidays, vacations, pensions and similar contributions and benefits. See Supplementary
Conditions 
  
 12.2    REIMBURSABLE EXPENSES 
  
 See Supplementary Conditions 
  
  
 12.2.1    Reimbursable Expense are in addition to compensation for Basic and Additional Services and include expenses incurred by the Construction Manager and Construction
Manager’s employees and consultants in the interest of the Project, as identified in the following Clauses. 
  
 12.2.1.1    Expense of transportation in connection with the Project, expenses in connection with authorized out-of-town travel; long-distance communications; and fees paid for securing approval of
authorities having jurisdiction over the Project. 
  
 12.2.1.2    Expense of
reproductions, postage, express deliveries, electronic facsimile transmissions and handling of Drawings, Specifications and other documents. 
  
 12.2.1.3    If authorized in advance by the Owner, expense of overtime work requiring higher than regular rates. 
  
 12.2.1.4    Expense of additional insurance coverage or limits requested by the Owner in excess of that normally carried by the Construction
Manager. 

 
 14 

  
 12.3    PAYMENTS ON ACCOUNT OF BASIC SERVICES 
  
 12.3.1    An initial payment as set forth in Paragraph 13.1 is the minimum payment under this Agreement. See
Supplementary Conditions 
  
 12.3.2    Subsequent payments for Basic Services shall be
made monthly and, where applicable, shall be in proportion to services performed within each phase of service, on the basis set forth in Subparagraph 13.2.1. See Supplementary Conditions 
  
 12.3.3    If and to the extent that the time initially established in Subparagraph 13.5.1 of this Agreement is exceeded or extended through no
fault of the Construction Manager, compensation for any services rendered during the additional period of time shall be computed in the manner set forth in Subparagraph 13.3.1. See Supplementary Conditions 
  
 12.3.4    When compensation is based on a percentage of Construction Cost and any portions of the Project are
deleted or otherwise not constructed, compensation for those portions of the Project shall be payable to the extent services are performed on those portions, in accordance with Subparagraph 13.2.1, based on (1) the lowest bona fide bids or
negotiated proposals, or (2) if no such bids or proposals are received, the latest approved estimate of such portions of the Project. See Supplementary Conditions 
  
 12.4    PAYMENTS ON ACCOUNT OF ADDITIONAL SERVICES AND REIMBURSABLE EXPENSES  
  
 See Supplementary Conditions 
  
 12.4.1    Payments on account of the Construction Manager’s Additional Services and for Reimbursable Expenses shall be made monthly upon presentation of the Construction Manager’s statement of
services rendered or expenses incurred. 
  
 12.5    PAYMENTS WITHHELD 
  
 12.5.1    No deductions shall be made from the Construction Manager’s compensation on account of penalty,
liquidated damages or other sums withheld from payments to Contractors, or on account of the cost of changes in Work other than those for which the Construction Manager has been found to be liable. 
  
 12.6    CONSTRUCTION MANAGER’S ACCOUNTING RECORDS 
  
 See Supplementary Conditions 
  
 12.6.1    Records of Reimbursable Expenses and expenses pertaining to Additional Services and services performed on the basis of a multiple of Direct Personnel Expense shall be available to the Owner or the
Owner’s authorized representative at mutually convenient times. 
  
 ARTICLE 13 
 BASIS OF COMPENSATION 
  
 The Owner shall
compensate the Construction Manager as follows: 
  
 13.1    AN INITIAL PAYMENT of Dollars
($ ) shall be made upon execution of this Agreement and credited to the Owner’s account at final payment. See Supplementary Conditions 

 
 15 

  
 13.2    BASIC COMPENSATION 
  
 13.2.1    FOR BASIC SERVICES, as described in Article 2, and any other services included in Article 14 as part
of Basic Services, Basic Compensation shall be computed as follows: 
  
 For Pre-Construction Phase Services: 
 (Insert basis of compensation, including stipulated sums, multiples or percentages.) 
 See Supplementary Conditions

  
 For Construction Phase Services: 
 (Insert basis of
compensation, including stipulated sums, multiples or percentages.) 
 See Supplementary Conditions 
  
 13.3    COMPENSATION FOR ADDITIONAL SERVICES 
  
 13.3.1    FOR ADDITIONAL SERVICES OF THE CONSTRUCTION MANAGER, as described in Article 3 , and any other services included in Article 14 as Additional Services, compensation shall be computed as follows:

 (Insert basis of compensation, including rates and/or multiples of Direct Personnel Expense for Principals and employees. and identify Principals and classify employees, if
required. Identify specific services to which particular methods of compensation apply, if necessary.) 
 See Supplementary Conditions 
  
 13.4    REIMBURSABLE EXPENSES 
  
 13.4.1    FOR REIMBURSABLE EXPENSES, as described in Paragraph 12.2, and any other items included in Article 14 as Reimbursable Expenses, a multiple of
(            ) times the expenses incurred by the Construction Manager and the Construction Manager’s employees and consultants in the interest of the Project. See Supplementary
Conditions 
  
 13.5    ADDITIONAL PROVISIONS 
  
 13.5.1    IF THE BASIC SERVICES covered by this Agreement have not been completed within
(            ) months of the date hereof, through no fault of the Construction Manager, extension of the Construction Manager’s services beyond that time shall be compensated as
provided in Subparagraphs 12.3.3 and 13.3.1. See Supplementary Conditions 
  
 13.5.2    Payments are due and payable (            ) days from the date of the Construction Manager’s invoice. Amounts unpaid
(            ) days after the invoice date shall bear interest at the rate entered below, or in the absence thereof at the legal rate prevailing from time to time at the principal place of
business of the Construction Manager. 
 (Insert rate of interest agreed upon.) 
 See Supplementary
Conditions 
  
 (Usury laws and requirements under the Federal Truth in Lending Act. similar state and local consumer credit laws and
other regulations at the Owner’s and Construction Manager’s principal places of business, the location of the Project and elsewhere may affect the validity of this provision. Specific legal advice should be obtained with respect to
deletions or modifications, and also regarding requirements such as written disclosures or waivers.) 
  
 13.5.3    The rates and multiples set forth for Additional Services shall be annually adjusted in accordance with normal salary review practices of the Construction Manager. 

 
 16 

  
 ARTICLE 14  OTHER CONDITIONS OR SERVICES 
  
 (Insert descriptions of other services, identify Additional Services included within Basic Compensation and modifications to the payment and compensation
terms included in this Agreement.) 
  
 See Supplementary Conditions Last Revised July 8, 1999 which amend or modify this Agreement, form
a part of the Contract Documents and are incorporated herein by this reference as though specifically set forth in full in this Agreement. 
  
 14.1    LIMITS ON INSURANCE 
  
 The insurance required by Article 11 shall
be written for not less than the following limits, or greater if required by law: 
 (Insert the specific dollar amounts for the appropriate insurance limits of liability.)

 See Supplementary Conditions 
  
 This Agreement entered into as
of the day and year first written above. 
  
 
	 OWNER
 Mohegan Tribal Gaming Authority
 	 	  	 	 CONSTRUCTION MANAGER
 Perini Building Company, Inc.
 
	 
	 By:
 	 	     /s/     ROLAND J. HARRIS    
 
	 	  	 	 By:
 	 	     /s/    PETER RIZZUTO        
 

	  	 	 Roland J. Harris
 Chairman, Management Board
 	 	  	 	  	 	 Peter Rizzuto
 Sr. VP, General Manager
 Eastern U.S. Division
 

 
  
 The undersigned joins in the execution of this Agreement solely for
the provisions of Article 8 hereof to the extent applicable to the undersigned. 
  
 The Mohegan Tribe of Indians of Connecticut

  
 
	 
	 By:
 	 	     /s/     ROLAND J. HARRIS
 

	  	 	 Roland J. Harris
 Chairman, Tribal Council
 

 
  

 
 17 

 SUPPLEMENTARY CONDITIONS TO THE AGREEMENT BETWEEN OWNER AND CONSTRUCTION MANAGER AIA B801 CMa, 1992 EDITION 

 
 These Supplementary Conditions clarify or modify the Agreement in the manner hereinafter set forth. Where any Article,
Paragraph, Subparagraph or Clause of the Agreement is modified or deleted by these Supplementary Conditions, the unaltered provision of such Article, Paragraph, Subparagraph or Clause shall remain in effect. Cross-reference s to any Article,
Paragraph, Subparagraph or Clause of the Agreement throughout the Agreement shall refer to such Article, Paragraph, Subparagraph or Clause as revised by the terms of these Supplementary Conditions. 
  
 GENERAL REVISIONS 
  

	1.
	 
	Each reference to “Architect” contained in AIA Form B801/CM is hereby deleted and replaced with the words “Design Professional”.

 

  

	2.
	 
	Each reference to Owner’s “approval” contained in AIA Form B801/CM is hereby deleted and replaced with the word “acceptance”.

 

  

	3.
	 
	The term “Contractor” contained in AIA Form B801/CM shall mean, as the context requires, either “Construction Contractor”, “Design
Build Contractor” or “Trade Management Contractor”, and the term “Construction Contract” shall mean, as the context requires, either “Construction Contract”, “Design Build Contract” or “Trade
Management Contract”. 
 

  
 ARTICLE 1 
  
 1.1.2    Subparagraph 1.1.2 is hereby amended in the following manner: 
  
 (A)    In the third line of Subparagraph 1.1.2, the following phrase is hereby inserted after the words “AIA Document
B141/Cma”: “1992”. 
  
 (B)    In the sixth line of
Subparagraph 1.1.2, the following phrase is hereby inserted after the word “Agreement”; “and in coordination with all services of the Design Professional (the “Design Professional Agreement”)’. 
  
 1.1.3    Subparagraph 1.1.3 is hereby amended in the following manner: 
  
 At the end of Subparagraph 1.1.3, the following is hereby added: 
  

As part of the Basic Services (Exhibit A), the Construction Manager shall provide all resources necessary to manage, coordinate and expedite the
Work (i) currently under way at the Project site and all Work to be commenced in conjunction with the Project; (ii) any replacement work for work damaged by fire or other cause during construction except where the cost of such replacement work is
included within the insurance coverage for the Project; (iii) as a result of the termination, for any cause, of a Construction Contractor: (iv) relative to future facilities, systems and equipment: (v) required for or in connection with the
Owner’s selection and procurement or installation of furniture, furnishings and related equipment, including without limitation casino equipment, low voltage works, audiovisual works, sound systems, and security works; and (vi) in the
evaluation of contractual claims, irrespective of numbers, submitted by the Construction Contractor(s). The Construction Manager agrees that it shall make its best efforts to perform the Construction Manager’s Basic Services in accordance with
the Owner’s schedule requirements as forth in Exhibit B attached hereto and by this reference made a part hereof (the “Schedule”). Construction Manager will utilize its best efforts to perform the Work in accordance with the
Schedule and agrees to dedicate such personnel and other resources as may be necessary to ensure the Work is continuously managed and performed in a diligent, skilled and workman like manner. However, regardless of Construction Manager’s fault
or negligence to provide best efforts, Owner shall not seek, and shall not be
 

 
 18 

 
entitled to, damages of any kind from the Construction Manager as a result of delays to the Schedule. The Construction Manager shall commence to perform the services required for the Project and
shall diligently and continuously prosecute its Services with the services of others, including, without limitation, the Design Professional and other consultants, being performed with respect to the Project in accordance with the Schedule, as may
be amended by the Owner from time to time, and other scheduling requirements in this Agreement so as not to delay the commencement, progress or completion of the whole or any part of the services required to be performed for the Project or the Work
required to be performed pursuant to the Contracts for Construction. The Construction Manager shall continuously monitor and update the Schedule and shall be fully familiar with the timing, phasing and sequence of the services required for the
Project and of the other services to be performed with respect to the Project and shall perform the services for the Project in accordance with the requirements of the Schedule, including any revisions thereto made by the Owner; provided, however,
that the Construction Manager’s obligation to perform the Basic Services described and/or set forth anywhere in the Agreement is subject to the precedent obligation of the Owner to reimburse to Construction Manager for the Construction
Manager’s General Conditions costs, an estimate of which is attached hereto as Exhibit C. 
  
 ARTICLE 2 

 
 2.1.1    Subparagraph 2.1.1 is hereby amended in the following manner: 
  
 (A)    In the third line of Subparagraph 2.1.1, the following phrase is hereby inserted after
the phrase “Article 14”: “and elsewhere in the Agreement”. 
  
 (B)    At the end of Subparagraph 2.1.1, the following is hereby added: 
  
 The Basic Services set forth in the Agreement shall be provided as required for the Project. The Construction Manager shall submit to the Owner an organizational chart indicating lines of authority for senior personnel. This
organizational chart shall be reviewed with the Owner and upon agreement shall form part of the Contract Documents (hereafter referred to as “the Chart”) (Exhibit D). The Construction Manager shall provide the personnel designated
in the Chart as the Construction Manager’s employees, and such other personnel as requested, from time to time, by the Owner. The Construction Manager shall be responsible for all wages and benefits to be paid to, or on behalf of, all personnel
provided by the Construction Manager and/or by any of its partners, parents, subsidiaries or affiliates, at any tier. The Construction Manager agrees and acknowledges that changes to the Chart may be made from time to time to reflect increases or
decreases in the resource requirements for the Project. The Construction Manager may not unilaterally replace, remove or add to any personnel assigned to the Project without first obtaining the Owner’s prior written acceptance of such action,
which acceptance shall not be unreasonably withheld. 
  
 2.2.4    Subparagraph 2.2.4 is
hereby amended in the following manner: 
  
 (A)    In the first line of
Subparagraph 2.2.4, the following phrase is hereby inserted after the words “Construction Manager”: “, in conjunction with the Design Professional and other consultants,” 
  
 (B)    In the sixth line of Subparagraph 2.2.4, the following phrase is hereby inserted after the word “on”:
“proposed site use and improvements,”. 
  
 2.2.5    Subparagraph 2.2.5 is hereby
amended in the following manner: 
  
 (A)    In the second line of
Subparagraph 2.2.5, the words “and periodically update a” are hereby deleted and replaced with the words “, continuously monitor and periodically update”. 
  
 (B)    In the second, fourth, sixth and eighth lines of Subparagraph 2.2.5, the following phrase is hereby inserted after the
word “Design Professional’s”: “and other consultants”. 

 
 19 

  
 (C)    At the end of Subparagraph
2.2.5, the following is hereby added: 
  
 On the Project Schedule, the Construction Manager shall
identify, and recommend to the Owner, the Design Professional and other consultants, a procurement schedule clearly indicating those items of work that require early procurement to maintain the completion date for a part or whole of the Project.
Upon the Owner’s, the Design Professional’s and other consultants’ agreement, the procurement schedule shall become part of the Contract Documents for the Construction Manager, the Design Professional and other consultants. The Owner,
the Design Professional and other consultants shall thereafter be obligated to select such materials and equipment as can be delivered in compliance with the Project Schedule.” 
  
 2.2.6    Subparagraph 2.2.6 is hereby amended in the following manner: 
  
 (A)    In the first line of Subparagraph 2.2.6, the following phrase is hereby inserted after the word “Design
Professional”: “,and other consultants,” 
  
 (B)    In the
sixth line of Subparagraph 2.2.6, the following phrase is hereby inserted after the word “refinement”: “based upon data, drawings, specifications and other documents provided by the Design Professional and other consultants”.

  
 (C)    In the ninth line of Subparagraph 2.2.6, the following phrase
is hereby inserted after the words “Design Professional”: “and other consultants as appropriate,” 
  
 (D)    In the eleventh line of Subparagraph 2.2.6, the following phrase is hereby inserted after the word “Cost”: “, of any elements,”. 
  
 2.2.7    Subparagraph 2.2.7 is hereby amended in the following manner: 
  
 In the second line of Subparagraph 2.2.7, the word “and” is hereby deleted and replaced with the phrase “,
Design Professional and other consultants”. 
  
 2.2.11    Subparagraph 2.2.11 is
hereby amended in the following manner: 
  
 (A)    In the sixth line of
Subparagraph 2.2.11, the following phrase is hereby inserted after the words “long lead time”: “Owner supplied items including delivery and installation,”. 
  
 (B)    After the first sentence of Subparagraph 2.2.11, the following sentence is inserted: “In the event Owner requires the
Construction Manager to schedule the delivery and installation of Owner supplied equipment, Owner shall provide Construction Manager, in a timely manner, with all necessary information relative to the equipment and its delivery.” 

 
 2.2.14    Subparagraph 2.2.14 is hereby amended in the following manner: 
  
 (A)    In the second, third and sixth lines of Subparagraph 2.2.14, the following words are
hereby inserted after the word “labor”: “and materials”. 
  
 (B)    In the fourth line of Subparagraph 2.2.14, the word “critical” is hereby deleted and replaced with the word “all”. 
  
 2.2.16    Subparagraph 2.2.16 is hereby amended in the following manner: 
  
 In the fourth line of Subparagraph 2.2.16, the following words are hereby inserted after the word “Design Professional’s”: “and other
consultants as appropriate,” 
  
 2.2.17    Subparagraph 2.2.17 is hereby amended in
the following manner: 
  
 At the end of Subparagraph 2.2.17, the following is hereby added:

  
 The Construction Manager agrees to implement the procedures described in the (Mohegan) Tribal
Employment Rights Ordinance (Exhibit E) or as otherwise developed by the Owner so that preference be
 

 
 20 

 
given in the recruiting, prequalification, negotiation and selection of all Contractors, Subcontractors, vendors and suppliers to business entities or persons which have been certified, by the
Owner, and subsequently qualified by the Owner, based upon the recommendation of the Construction Manager (hereafter referred to as “Certified Entities”) in all employment categories relating the construction of the Project. 

 
 2.2.18    Subparagraph 2.2.18 is hereby amended in the following manner: 
  
 (A)    In the fourth line of Subparagraph 2.2.18, the following phrase is hereby inserted after
the word “Design Professional”: “, shall, if requested in writing by the Owner, submit to the Owner, for it’s review and acceptance, the proposed bidding documents. Upon the written acceptance of the Owner, in those instances
where the Owner has requested to review and accept the bidding documents and subsequently given acceptance thereof; and in all other instances, the Construction Manager”. 
  
 (B)    At the end of Subparagraph 2.2.18, the following is hereby added: 
 Copies of all questions submitted by the various bidders, and responses provided by the Design Professional with the assistance of the Construction Manager
shall be forwarded to the Owner. 
  
 2.2.19    Subparagraph 2.2.19 is hereby amended in
the following manner: 
  
 In the first line of Subparagraph 2.2.19, the following phrase is hereby
inserted after the words “receive bids”: “, advise the Owner of the bids received, privately open the bids in the presence of the Owner (as requested by Owner), and thereafter. Nothing herein will preclude either descoping of bidders
or the use of ‘best and final’ procedures after receipt of initial bids.” 
  
 2.2.20    Subparagraph 2.2.20 is hereby amended in the following manner: 
  
 (A)    In the first line of Subparagraph 2.2.20, the words “assist the Owner in preparing Construction Contracts and” are hereby deleted and replaced with the word “prepare
Construction Contracts to the satisfaction of the Owner and shall”. 
  
 (B)    The following sentence is added at the end of Subparagraph 2.2.20: “Such Construction Contracts shall make it clear that the Construction Manager is acting as the Agent for the Owner, and that
the Construction manager shall not be liable to Construction Contractors for any sums not paid to Construction Manager on behalf of the Construction Contractors.” 
  
 2.2.22    GUARANTEED MAXIMUM PRICE PROPOSAL AND CONTRACT TIME 
  
 2.2.22.1    On or about October 1, 1999, when the Design Development Phase is complete and the Design Professional has delivered Design
Development Drawings to the Construction Manager, the Construction Manager shall commence preparation of a Guaranteed Maximum Price offer (the “GMP Offer”) to complete the balance of the Project. The GMP Offer shall include a date of
Substantial Completion upon which the Guaranteed Maximum Price is based. Within ninety (90) days thereafter, the Construction Manager shall deliver the GMP Offer to the Owner. The Parties shall enter into good faith negotiations concerning the terms
and conditions of the GMP Offer. 
  
 2.2.22.2    The Parties acknowledge that the GMP
Offer will likely (a) contain significant changes to the terms and conditions of this Agreement, (b) result in the restructuring of the method of procuring Construction Contractors, and (c) result in the redrafting of many of the corollary
documents, including, but not limited to, the Construction Contracts which have previously been developed for use on the Project. 
  
 2.3.2    Subparagraph 2.3.2 is hereby amended by deleting the phrase “current as of the date of the Agreement” and adding: “ and Supplementary General Conditions dated June 9, 1999 and
attached hereto as Exhibit F.” 

 
 21 

  
 2.3.3    Subparagraph 2.3.3 is hereby amended in the
following manner: 
  
 (A)    In the second line of Subparagraph 2.3.3, the
following words are hereby inserted after the word “services”: “and resources”. 
  
 (B)    In the fifth line of Subparagraph 2.3.3, the following words are hereby inserted after the word “Design Professional”: “and other consultants”. 
  
 2.3.4    Subparagraph 2.3.4 is hereby amended in the following manner: 
  
 (A)    In the second line of Subparagraph 2.3.4, the following phrase is hereby inserted after
the word “meetings”: “with the Owner, the Design Professional, other consultants and Contractors”. 
  
 (B)    In the fifth line of Subparagraph 2.3.4, the following phrase is hereby inserted after the word “Design Professional”: “, other consultants”. 
  
 2.3.5    Subparagraph 2.3.5 is hereby amended in the following manner: 
  
 (A)    In the ninth line of Subparagraph 2.3.5, the following phrase is hereby inserted after
the word “requirements”: “, including the supply and installation of Owner supplied items (subject to the provisions of Subparagraph 2.2.11),”. 
  
 (B)    In the eleventh line of Subparagraph 2.3.5, the following phrase is hereby inserted after the word “schedule”:
“, at a maximum of once monthly, and as requested by the Owner,” 
  
 2.3.7    Subparagraph 2.3.7 is hereby amended in the following manner: 
  
 In the second line of Subparagraph 2.3.7, the following words are hereby inserted after the word “Contractors”: “in accordance with the Contract Documents applicable to each”. 
  
 2.3.8    Subparagraph 2.3.8 is hereby amended in the following manner: 
  
 (A)    In the first line of Subparagraph 2.3.8, the following phrase is hereby inserted after
the word “Manager”: “, together with the Owner,” 
  
 (B)    At the end of Subparagraph 2.3.8, the following words are hereby added: 
  
 The Construction Manager shall develop and implement, and subject to the Owner’s acceptance, a cost-control system. The cost control system shall, at a minimum, be such that the Owner (i) can make timely decisions on
whether or not to proceed with change work, (ii) can obtain the anticipated final construction cost of the Project to make decisions thereon and (iii) show a change in period of committed and/or anticipated construction cost. The Construction
Manager shall furnish a detailed cost report, based upon the approved cost control system, to the Owner at a minimum of one report per month, or as otherwise requested by the Owner in writing. 
  

2.3.11    Subparagraph 2.3.11 is hereby amended in the following manner: 
  
 (A)    In the first line of Subparagraph 2.3.11, the following phrase is hereby inserted after the word “Manager”:
“, together with the Owner,”. 
  
 2.3.11.4    Subparagraph 2.3.11.4 is hereby
amended in the following manner: 
  
 (A)    In the first line of
Subparagraph 2.3.11.4, the word “not” is hereby deleted in its entirety. 
  
 (B)    In the third line of Subparagraph 2.3.11.4, the words “exhaustive or continuous” are deleted, and the word “reasonable” inserted, and the word “off-site” is added after
the word “on-site”. 

 
 22 

  
 (C)    In the sixth line the word
“or” is inserted after the word “procedures”. 
  
 (D)    At the end of the first sentence the following words are deleted: “or (4) ascertained how or for what purpose the Contractor has used money previously paid on account of the Contract Sum”

  
 2.3.13    Subparagraph 2.3.13 is hereby amended in the following manner: 

 
 In the eleventh line of Subparagraph 2.3.13, the following phrase is hereby inserted after the phrase
“Design Professional,”: “and after notification to the Owner,”. 
  
 2.3.16    Subparagraph 2.3.16 is hereby amended in the following manner: 
  
 At the end of Subparagraph 2.3.16 the following is hereby added: 
  
 The
Construction Manager shall forward copies of the requests for interpretations of the meaning and intent of the Drawings and Specifications, and responses thereto, to the Owner for its records and action, if necessary. 
  
 2.3.17    Subparagraph 2.3.17 is hereby amended in the following manner: 
  
 In the third line of Subparagraph 2.3.17, the following phrase is hereby inserted after the word “Owner”:
“within ten days of receipt of requests for change, or Contractors’ proposals”. 
  
 In
the fourth line of Subparagraph 2.3.17, the following phrase is hereby inserted after the word “prepare”: “and execute as agent of the Owner”. 
  
 2.3.18    Subparagraph 2.3.18 is hereby amended in the following manner: 
  
 In the first line of Subparagraph 2.3.18, the following words are hereby inserted after the word “assist”: “the Owner and”.

  
 2.3.20    Subparagraph 2.3.20 is hereby amended in the following manner: 

 
 In the first and ninth lines of Subparagraph 2.3.20, the following phrase is hereby inserted after the word
“Design Professional”: “, and other consultants as applicable,”. 
  
 2.3.21    Subparagraph 2.3.21 is hereby amended in the following manner: 
  
 In the third line of Subparagraph 2.3.21, the words “progress reports percentages of completion” are hereby deleted and replaced with the words “reports detailing, at a minimum, (i) the current status of the
Project as it relates to the approved Project schedule, (ii) a look-ahead at the work to be progressed in the forth-coming month, (iii) actions to be taken where the work of contractors is failing to meet the approved Project schedule, (iv) the
impact, if any, of change(s) issued during the previous month and actions needed to maintain the agreed to end date, (v) a listing of the requests for interpretations outstanding and the period they have been outstanding, (vi) bids to be issued
during the forth-coming month, (vii) bids received and being analyzed, including their current status, (viii) Contract status on Contracts issued or where the Owner has approved the award of the work, (ix) a cost report indicating the current
anticipated completion cost, (x) major reasons for movement of cost during the previous month, (xi) items of change awaiting Owner decision, (xii) contractual claim status log, (xiii) change order status log, (xiv) Contracts closed out, (xv) Value
of construction, and related work, paid for by the Owner as it relates to the approved cash flow forecast and the movement during the previous month. Such reports are to be submitted to the Owner at a minimum of monthly, or as otherwise requested,
in writing, by the Owner. The actual format and the manner of providing the progress report(s) shall be subject to the acceptance of the Owner.” 

 
 23 

  
 2.3.23    Subparagraph 2.3.23 is hereby amended in the
following manner: 
  
 (A)    In the first line of Subparagraph 2.3.23, the
following phrase is hereby inserted after the word “shall”: “coordinate with the necessary Consultants, contractors, etc. and”. 
  
 (B)    In the third line of Subparagraph 2.3.23, the following phrase is hereby added after the word “equipment”:
“including such items as furniture, furnishings and related equipment, including, without limitation, casino equipment, low voltage audiovisual works, sound systems, and security works works, chandeliers, light sconces, etc.”.

  
 (C)    The following sentence is added to the end of Subparagraph
2.3.23: “The delivery, storage, protection and security of Owner purchased materials, systems and equipment referenced above will be provided by a third party and the cost is not included in the Construction Manager’s General Conditions
Budget.” 
  
 2.3.28    Subparagraph 2.3.28 is hereby amended in the following manner:

  
 In the fourth and fifth lines, the words “Owner, Construction Manager, Design Professional
and Contractors” are hereby deleted and replaced with the words “Owner and the Construction Manager”. 
  
 2.3.29    New Subparagraph 2.3.29 is hereby added as follows: 
  
 “By performing the services contemplated by this Agreement, Construction Manager does not assume any of the responsibilities of any of the Construction Contractors or Design-Build Contractors, nor of the Design Professional, the
Developer, the Owner or any of the Owner’s other contractors and/or consultants. No review, consultation, advice, recommendation, coordination, analysis, assistance or other form of participation in the Project, whatever form that may be, is
intended to, nor shall it be construed to, relieve any of the Construction Contractors or Design-Build Contractors, the Design Professional, the Developer, the Owner or any of the Owner’s other contractors and/or consultants of its and/or their
respective professional and/or contractual obligations. The failure of any Construction Contractor or Design-Build Contractor, the Design Professional, the Developer, the Owner or any of the Owner’s other contractors and/or consultants to
perform in accordance with its and/or their respective professional and/or contractual obligations shall not be considered a breach of this Agreement or malfeasance by Construction Manager.” 
  

ARTICLE 3 
  
 Article 3 is deleted in its entirety
and replaced by the following language: 
  
 The Construction Manager shall perform all services as
Basic Services, subject to the obligation of the Owner to compensate the Construction Manager (and adjust that compensation as appropriate), as provided in Article 13.2.1. 
  
 ARTICLE 4 
  
 4.2    Paragraph 4.2
is hereby amended in the following manner: 
  
 (A)    In the second line,
the word “Project” is replaced by the word “Work”. 
  
 (B)    In the fourth line of Paragraph 4.2, the following phrase is inserted after the word “costs”: “(presented in a manner and format as may be determined by Owner so as to protect
Owner’s confidentiality relative to other project professional fees)” 
  
 4.3    Paragraph 4.3 is hereby amended by adding the following phrase after the word “Manager” in the first line: “(which request may only be made if there is a material and substantial
change in the scope of the Project)”; and by adding the following sentence at the end of Paragraph 4.3: “Prior to the execution of this Agreement, Owner has provided to the Construction Manager evidence that financial arrangements have
been made to fulfill Owner’s responsibilities under this Agreement, receipt of which is acknowledged by the Construction Manager.” 

 
 24 

  
 4.4    Paragraph 4.4 is hereby deleted in its entirety
and replaced as follows: 
  
 The Construction Manager hereby acknowledges and agrees that the Owner
has engaged a Developer, with the exclusive right and obligation to provide development services in respect of the design, construction, equipping and opening of the Project, and that the Owner has delegated to the Developer its responsibilities
under the Construction Management Agreement, architectural and other agreements with development professionals in order to allow the Developer to supervise, direct and administer the duties, activities and functions of the Design Professional and
the Construction Manager. Such responsibilities refer, in part to the programming (including concept development), design and construction of the Project. The Developer shall have full power, and complete authority, to supervise the Project on
behalf of the Owner in connection with the Agreement in all matters related to the performance of the Work. The Developer shall advise the Owner when interpreting and deciding matters concerning the performance of the Construction Manager and/or
requirements of the Contract Documents. The Construction Manager shall fully cooperate with the Developer in its performance of the Work. Notwithstanding the foregoing, or anything contained herein to the contrary, the Developer’s review and
supervision of the Work, shall not, in any way, relieve the Construction Manager of any of its obligations set forth herein, including, without limitation, its full responsibility for the performance of the Work in a manner that is consistent with
the Contract Documents. The Construction Manager hereby acknowledges and agrees, and shall cause each contractor and entity approved of by the Owner to acknowledge and agree, that (a) the performance of any of the foregoing services by the Developer
shall not serve as the basis for a claim or for a defense to any claim or counterclaim of the Owner against the Construction Manager, any contractor and entity approved of by the Owner and (b) notwithstanding the engagement of the Developer, changes
to the Work and amendments to the Contract Documents shall only become effective pursuant to the terms of the Contract Documents related thereto regardless of any usage of trade, course of dealing or performance, understanding or agreement
purporting to modify, vary, explain or supplement the provisions of the Contract Documents, unless the same is effected in writing by the Owner or the Construction Manager as agent of the Owner pursuant to Subparagraph 2.3.17 of this Agreement.

  
 4.5    Paragraph 4.5 is hereby amended in the following manner: 

 
 (A)    In the second line of Paragraph 4.5, the words “edition of and Design
Professional” are hereby deleted and replaced with the words “Design Professional Agreement.”. 
  
 (B)    The second sentence is amended by inserting the word “nonpayment” after the word “The”, by inserting the words “and any amendments thereto” after the word “Design
Professional”, and by deleting the phrase: “and shall not be modified without consent of the Construction Manager, which consent shall not be unreasonably withheld.”. 
  
 4.7    Paragraph 4.7 is hereby amended in the following manner: 
  
 (A)    In the first line of Paragraph 4.7, the phrase “, accounting” is hereby deleted in its entirety. 

 
 (B)    The phrase “If the Owner deems necessary” is inserted at the
beginning of the first sentence. 
  
 (C)    In the second line of
Paragraph 4.7, the following words are hereby inserted after the word “services”: “in connection with the Contracts”. 
  
 (D)    The word “Construction” is added before the word “Contractors” in the fourth and sixth lines. 
  

4.9    Paragraph 4.9 is hereby amended in the following manner: 
  
 In the fourth line of Paragraph 4.9, the following words are hereby inserted after the word “thereof”: “unless the Construction Manager has
information to the contrary as to the accuracy or completeness of this information”. 
  
 4.11    Paragraph 4.11 is hereby amended in the following manner: 
  
 (A)    In the fourth line of Paragraph 4.11, the following words are hereby inserted after the word “which”: “are or”. 

 
 25 

  
 (B)    The phrase “be subject to
the same obligations and to have the same rights as the Contractor” is deleted from the end of the last sentence of Paragraph 4.11 and replaced with the following words: “not impact the Construction Manager’s responsibilities under
this Agreement”. 
  
 4.13    New Subparagraph 4.13 is added as follows: 

 
 Owner shall furnish for the site of the Project all necessary surveys describing the physical characteristics,
soil reports and subsurface investigations, legal limitations, utility locations and a legal description. Owner shall hold Construction Manager harmless from any and all liability associated with hazardous or contaminated materials encountered on
the site (and not brought to the site by Construction Manager). Owner is responsible for the handling of all archeological sites and will keep Construction Manager informed concerning the restrictions imposed by same. 
  
 ARTICLE 5 
  
 5.1.2    Subparagraph 5.1.2 is hereby amended in the following manner: 
  
 (A)    In the second line of Subparagraph 5.1.2, the word “current” is hereby deleted and replaced with the word “applicable”. 
  
 (B)    In the fifth line of Subparagraph 5.1.2, the words “In addition during Construction” are hereby deleted and
replaced with the words “In addition a contingency in an amount, approved by the Owner, is to be included.” 
  
 (C)    In the tenth line of Subparagraph 5.1.2, the following words are hereby inserted after the word “and”: “of the”. 
  

(D)    In the eleventh line of Subparagraph 5.1.2, the following phrase is hereby inserted after the word
“consultants”: “approved in advance by the Owner, in writing” 
  
 5.1.3    Subparagraph 5.1.3 is hereby amended in the following manner: 
  
 The last sentence of Subparagraph 5.1.3 is hereby deleted in its entirety 
  
 5.2.2    Subparagraph 5.2.2 is hereby deleted in its entirety and replaced as follows: 
  
 Construction Manager acknowledges that Owner has set the fixed limit of Construction Cost for the Project at the following amount: $ 666,741,500.00. Construction Manager will assert best efforts to
assist Owner in controlling Construction Costs to ensure that the fixed limit is not exceeded; provided, however, that it is understood and agreed that Construction Manager shall not be responsible to Owner in the event such fixed limit is exceeded.

  
 All parties including the Owner, the Design Professional and other consultants and Contractors
shall acknowledge their respective obligations to perform in accordance with the fixed limit of Construction Cost. 
  
 5.2.3    Subparagraph 5.2.3 is hereby deleted in its entirety. 
  
 5.2.4    Subparagraph 5.2.4 is amended by deleting the phrase: “(adjusted as provided in Subparagraph 5.2.3)”. 
  
 ARTICLE 6 
  
 6.1    Paragraph 6.1
is hereby deleted in its entirety. 
  
 6.2    Paragraph 6.2 is hereby deleted in its
entirety. 

 
 26 

  
 ARTICLE 7 
  
 7.1    Paragraph 7.1 is hereby deleted in its entirety, and replaced as follows: 
  
 The Construction Manager acknowledges that the preparation of all drawings, specifications and other documents or instruments of service prepared by, made,
conceived or written by the Design Professional or the Construction Manager solely and uniquely on this Project under the Design Professional Agreement or the Agreement are produced as “work for hire”, and all such items shall be the
property of the Owner at all times during the Term of this Agreement and thereafter. 
  
 ARTICLE 8 
  
 Article 8 is hereby deleted in its entirety and replaced as follows: 
  
 8.1    The Owner and the Mohegan Tribe of Indians of Connecticut (“Tribe”) shall comply with the following covenants until any and all
disputes, claims, and/or causes of action arising under the Agreement (“Dispute”) have been resolved and all sums payable to the Construction Manager under the Agreement have been paid: 
  

(a)    The Owner shall conduct all gaming activities of the Tribe and shall operate the Project and/or the existing Mohegan
Sun Casino as a Casino and related resort. 
  
 (b)    The Tribe shall take
no action, which would cause the Owner to breach any of the covenants contained in this Article including, but not limited to, the covenants contained in paragraph 8.1 (a). 
  
 (c)    The Owner and the Tribe shall refrain from asserting that the provisions of this Article are not valid, binding and
legally enforceable against the Owner and the Tribe, and shall reaffirm in writing upon request the valid, binding and enforceable nature of the provisions of this Article. 
  
 (d)    The Owner and the Tribe shall do all things necessary to maintain the existence of the Tribe as a federally recognized
Indian Tribe under 25 C.F.R. Part 83 and as an Indian Tribal Government pursuant to Section 7701 (a) (40) (A) and 7871 (a) of the Internal Revenue Code, Title 26 U.S.C. 
  
 (e)    The Tribe shall continuously maintain the existence of the Owner as a governmental instrumentality of the Tribe.

  
 (f)    The Owner and the Tribe represent that the Owner currently owns
the Project and the existing Mohegan Sun Casino including, but not limited to, the undistributed and/or future revenues of the Project and/or the existing Mohegan Sun Casino (subject to the rights of the Bank of America National Trust and Savings
Association, as Administrative Agent, and the holders of any other secured debt, whether now existing or hereafter created). The Owner and the Tribe shall not transfer any of that ownership interest to any other corporation, person or business
entity (except for transfers to secure indebtedness of the Owner, except for the sale or other disposition of obsolete assets or assets no longer used in the operation of the Owner’s business, and except for other transfers, including
distributions to the Tribe, in the ordinary course of the operation of the Owner’s business), unless such corporation, person or other business entity first executes a written guaranty, in a form satisfactory to the Construction Manager,
wherein the corporation, person or other business entity guarantees and assumes the obligations of the Owner under this Agreement, including, but not limited to, the security obligations arising under Paragraph 8.3 (c). Regardless, a transfer of any
ownership interest in the Project or in the existing Mohegan Sun Casino to any other corporation, person or business entity will not relieve the Owner of its responsibilities under this Agreement nor the Tribe of its responsibilities under Article
8. 
  
 (g)    Neither the Tribe nor the Owner shall adopt, enact,
promulgate or otherwise place into effect any Tribal Law which impairs or interferes, or could impair or interfere, in any manner, with any right or remedy of the Construction Manager under this Agreement (it being understood and agreed that any
such
 

 
 27 

 
Tribal Law which is adopted, enacted, promulgated or otherwise placed into effect without the written consent of the Construction Manager shall, with respect to the rights and remedies and the
obligations of the Construction Manager thereunder, be void and of no effect). 
  
 (h)    The Tribe will not enact any bankruptcy or similar law for the relief of debtors that would impair, limit, restrict, delay or otherwise materially adversely effect any of the rights and remedies of
the Construction Manager under this Agreement. 
  
 (i)    The Tribe will
not nor will it permit the Owner or any of the Tribe’s representatives, political sub units, agencies, instrumentalities, or councils, to exercise any power of eminent domain over the existing Mohegan Sun Casino and/or the Project. Except as
required by State or Federal Law, the Tribe will not enact any statute, law, ordinance or rule that would have a material adverse effect upon the rights of the Construction Manager under this Agreement. 
  
 (j)    The Tribe agrees that, upon any payment or distribution of assets upon any liquidation,
dissolution, winding up, reorganization, assignment for the benefit of creditors, marshaling of assets or any bankruptcy, insolvency or similar proceedings of or with respect to the Owner, the Construction Manager shall be entitled to receive
payment in full of all obligations under this Agreement before any payment or distribution (except for administrative costs or other allowable claims) is made to the Tribe. 
  
 (k)    The Tribe agrees that any action taken in violation of Paragraph 8.1 shall be deemed in contravention of Article XIV
(entitled “Non-Impairment of Contracts”) of the Constitution. 
  
 8.2
    (a)    The Owner and the Tribe hereby expressly, unequivocally and irrevocably waive the sovereign and/or tribal immunity of the Owner from unconsented suit for the limited purpose of permitting the
commencement, maintenance, and enforcement of any action against the Owner by the Construction Manager for any Dispute. 
  
 (b)    The Tribe hereby expressly, unequivocally and irrevocably waives the sovereign and/or tribal immunity of the Tribe from unconsented suit for the limited purpose of permitting the
commencement, maintenance and enforcement of any action against the Tribe by the Construction Manager for any breach of the covenants of the Tribe set forth in paragraph 8.1 and the representation of the Tribe set forth in paragraph 8.2(d), it being
expressly understood that (1) the waivers and consents contained in this paragraph 8.2 (b) are not limited to actions, against the Owner, (2) any actions described in this paragraph 8.2 (b) may be brought against the Tribe, (3) the
Construction’s Manager’s damages shall be limited to direct damages to the Construction Manager as a result of the Tribe’s breach of the covenants and/or representation as aforesaid and may include all amounts due the Construction
Manager from the Owner under the Agreement and (4) any recovery upon any judgment resulting from any such action may be had against the assets and revenues of the Tribe. Except as specifically provided in this Article, neither the Tribe nor any
director, officer or office holder, employee, agent, representative or member of the Owner or the Tribe, as such, shall have any liability for any obligations of the Owner under this Agreement. 
  

(c)    Subject to the provisions of this Article, the Owner and the Tribe hereby consent to the jurisdiction of any State or
Federal Court of competent jurisdiction of the State of Connecticut or as more fully described herein. Service of Process shall be effected by delivery, in hand or by registered United States mail, to the Owner’s and/or the Tribe’s
Chairman or Vice-Chairman at the address set forth in Paragraph 14.6.1. 
  
 (d)    As a material inducement for the Construction Manager to enter into this Agreement, the Owner and the Tribe represent that they have obtained any and all resolutions, approvals or other actions of
the governing bodies of the Owner and the Tribe which may be required to support or authorize the execution of this Agreement including, but not limited to, a waiver of sovereign and/or tribal immunity by the Owner, a ratification of this Agreement
by the Owner, a waiver of sovereign and/or tribal immunity by the Tribe and an adoption and ratification by the Tribe of the provisions of Article 8. Copies of any such resolutions shall be supplied to the Construction Manager upon request and, in
any event, copies of the Owner’s ratification
 

 
 28 

 
of this Agreement along with the Tribe’s adoption and ratification of the provisions of Article 8 shall be supplied to the Construction Manager prior to the execution of the Agreement.

  
 (e)    The Owner and the Tribe further expressly and unequivocally
waive any right that they may have to claim that the Mohegan Tribe Gaming Disputes Court or any other Tribal Court has jurisdiction over any Dispute. In addition the Construction Manager shall not be required to exhaust any remedies it may have had
in any Tribal Court before exercising its rights under this Article. 
  
 (f)    This limited waiver of sovereign immunity shall apply to any action instituted by the Construction Manager against the Owner and/or the Tribe for money damages, injunctive relief or declaratory
relief. 
  
 8.3    (a)    Litigation in a State or Federal
Court of competent jurisdiction located in the State of Connecticut shall be the only remedy available to either Party and to the Tribe to resolve any and all Disputes. Accordingly, neither the Parties nor the Tribe shall have the right to demand
arbitration for any Dispute. Provided, however, if no State or Federal Court located within the State of Connecticut will exercise jurisdiction over a particular Dispute, that Dispute will be settled by arbitration in New London County, Connecticut,
in accordance with the Construction Industry Arbitration Rules of the American Arbitration Association, and any award rendered by the arbitrator or arbitrators shall be final, and judgment may be entered upon it in accordance with applicable law in
any State or Federal Court having jurisdiction thereof. 
  
 (b)    In any
such litigation or arbitration, the prevailing Party (including the Tribe in any action under this Article 8) shall be entitled to recover its attorney’s fees and other costs of litigation from the non-prevailing Party, including, the
attorney’s fees and costs incurred in any appeals. 
  
 (c)    In
conjunction with the provisions of this Article, the Construction Manager may encumber or seek satisfaction of judgment from the undistributed and/or the future revenues of the Project and/or the existing Mohegan Sun Casino. The Owner and the Tribe
expressly agree that these revenues may be subject to levy, attachment and/or execution under Connecticut law to satisfy any judgment obtained or to be obtained against the Owner and/or the Tribe. Except for claims against the Tribe arising under
paragraph 8.2(b) of this Article, the Construction Manager agrees that it will not encumber or seek satisfaction of judgment from any assets of the Tribe. 
  
 8.4    Except as provided under Articles 12 and 13 and notwithstanding anything else in the Agreement to the contrary, the Construction Manager, the Owner and the Tribe shall
not be liable to each other for any indirect, incidental and/or consequential damages arising out of the performance and/or the non-performance of this Agreement including, but not limited to, the loss of any gaming, hotel, rental, Convention Center
and/or Arena revenues related to any delay to the Project. Notwithstanding anything else in the Agreement to the contrary, the Construction Manager’s liability for any damages resulting from Construction Manager’s malfeasance in the
performance of this Agreement which are not covered by insurance shall not exceed an aggregate amount equal to the amount of the Construction Manager’s Fee, as defined in Article 13 of this Agreement, paid or due and payable to the Construction
Manager under this Agreement. 
  
 ARTICLE 9 
  
 9.2    Paragraph 9.2 is hereby amended in its entirety as follows: 
  
 If the Project is suspended by the Owner in writing to the Construction Manager for more than 30 consecutive days, the Construction Manager shall be compensated for services performed prior to notice
of such suspension and during the suspension period; provided, however, such suspension is not as a result of the actions or in-actions of the Construction Manager, and provided further that the Construction Manager is in compliance with the
Contract Documents. 
  
 9.3    Paragraph 9.3 is hereby amended in the following manner:

  
 In the third line of Paragraph 9.3, the phrase “, in the event giving written notice”
is hereby deleted in its entirety. 

 
 29 

  
 9.5    Paragraph 9.5 is hereby amended in the
following manner: In the eighth line of Paragraph 9.5, the following phrase is hereby inserted after the phrase “services,”: “in accordance with this Paragraph 9.5,”. 
  
 9.7    Paragraph 9.7 is hereby amended by inserting the following phrase after the word “termination” in the second line: “other
than those expenses that are not reimbursable pursuant to Paragraph 12.2”. 
  
 ARTICLE 10 
  
 10.1    Paragraph 10.1 is hereby amended by deleting the phrase” place where the Project is located”,
and inserting the following language: “State of Connecticut.” 
  
 10.3 Paragraph 10.3 is deleted in
its entirety. 
  
 10.5    Paragraph 10.5 is hereby amended in the following manner:

  
 In the seventh line of Paragraph 10.5, the following is hereby inserted after the word
“other”: “provided however, the Construction Manager hereby consents to the Owner’s assignment of this Agreement to any lender(s). As such, the Construction Manager shall execute any documentation reasonably required by any
lender(s) in connection with any such assignment to a lender. In such an event the Construction Manager agrees and acknowledges that such lender(s) shall be a successor to the Owner under the Agreement, provided only that all payments due the
Construction Manager under this Agreement are current and such lender(s) continue to make all payments due to the Construction Manager hereunder. Any such lender(s) shall succeed to the rights and obligations of the Owner hereunder.”.

  
 10.6    Paragraph 10.6 is hereby amended in the following manner: 

 
 At the end of Paragraph 10.6 the following is hereby added: 
  
 No term, condition, usage of trade, course of dealing or performance, understanding or agreement purporting to modify,
vary, explain or supplement the provisions of this Agreement shall be effective or binding upon the parties unless same is hereafter effected in writing. 
  
 10.9    Paragraph 10.9 is hereby added as follows: 
  
 Notwithstanding anything to the contrary contained elsewhere in the Agreement, the Construction Manager agrees to comply with all other requirements of the Administrative Agent (as hereinafter defined)
and the Owner’s title insurer for the making of any payments due under the Agreement (including all progress payments, retainage or the final payment). The Construction Manager hereby waives all claims against the Owner except for interest
provided in Subparagraph 13.5.2, if any, due to any delay in the making of any payments under this Agreement on account of the failure of the Administrative Agent to timely process progress payments, retainage or the final payment. The Construction
Manager further agrees to execute such consents to assignments, and other documents, as are requested by the Owner, from time to time, in connection with the Owner’s current financing or any other form of financing that the Owner obtains, or
attempts to obtain, in order to use any or all of the proceeds thereof in connection with the Project (the “Project Financing”). Further, the Construction Manager agrees to: (a) provide information to the Construction Consultant for the
Administrative Agent as requested in preparation of monthly Construction Progress Reports; (b) certify as required that the improvements constructed as of the date of each Construction Project Report conforms to the Construction Documents in all
material respects; and (c) certify as required by such Construction Consultant for the Administrative Agent as true and correct the then current construction plans. In addition, in the event that the Owner obtains Project Financing and it becomes
necessary in connection therewith to suspend the Work to satisfy the requirements of the Administrative Agent, and/or any future lenders, and effectuate such Project Financing, the Construction Manager shall cooperate by stopping the Work, as
necessary, and by providing the waivers, releases, subordinations and other documents required by the Owner from the Construction Manager, and from all consultants and contractors, at any tier, and subsequently recommencing the Work. 

 
 30 

  
 10.10    Paragraph 10.10 is hereby added as follows:

  
 In addition to any other requirements of the Agreement, as a condition precedent to the
Owner’s obligation to make progress payments to the Construction Manager as provided in Articles 12 and 13 of this Agreement, it is expressly agreed that the Construction Manager shall deliver the following documentation to the Owner: (a) as a
part of the first payment application from the Construction Manager, the Individual Subordination of Mechanic’s Lien as to Lien of Mortgage from the Construction Manager and from any consultant and contractor, at any tier, who furnished
services o the Construction Manager in connection with the Construction Manager’s Work on the Project at any time on or prior to March 3, 1999, and an Individual Subordination of Mechanic’s as to Lien of Mortgage from any first tier
consultant and contractor, who furnished services to Construction Manager in connection with Construction Manager’s Work on the Project, at any time during the applicable payment period, in the form attached hereto and made a part hereof as
Exhibit G; (b) as a part of each progress payment application, the Individual Conditional Waiver of Mechanic’s Lien from the Construction Manager and an Individual Conditional Waiver of Mechanic’s Lien from any first tier consultant
and contractor,, who furnished services to the Construction Manager in connection with the Construction Manager’s Work on the Project, at any time during the applicable payment period, in the form attached hereto and made part hereof as
Exhibit H; and (c) within seven (7) days of the Owner’s request for same, a current list of all consultants and contractors, at any tier, who furnished services to the Construction Manager in connection with the Construction
Manager’s Work on the Project at any time. Submission by the Construction Manager of its payment application shall constitute a representation by the Construction Manager that it has obtained such lien waivers from each of its consultants and
contractors at any tier. 
  
 10.11    Paragraph 10.11 is hereby added as follows:

  
 In addition to any other requirements of the Agreement, as a condition precedent to the
obligation to make final payment to the Construction Manager for services performed under this Agreement, it is expressly agreed that the Construction Manager shall furnish to the Owner an Individual Waiver of Mechanic’s Lien from the
Construction Manager and an Individual Waiver of Mechanic’s Lien from any consultant and contractor, at any tier, who furnished services to the Construction Manager in connection with the Construction Manager’s Work on the Project, at any
time, in the form attached hereto and made part hereof as Exhibit I. 
  
 10.12    Paragraph 10.12 is hereby added as follows: 
  
 In addition to any other requirements of the Agreement, as a condition precedent to the Construction Manager’s release of any progress payments to the Contractor it is expressly agreed that the Construction Manager shall obtain
from the Contractor and deliver to the Owner the following documentation: (a) as a part of the first payment application from any Contractor, the Individual Subordination of Mechanic’s Lien as to Lien of Mortgage from the Contractor and from
any consultant and contractor, at any tier, who furnished services to the Contractor in connection with the Contractor’s Work on the Project at any time on or prior to March 3, 1999, and an Individual Subordination of Mechanic’s as to Lien
of Mortgage from any first tier consultant and contractor, who furnished services in connection with the Project, at any time during the applicable payment period, in the form attached hereto and made a part hereof as Exhibit G; (b) as a part
of each progress payment application, the Individual Conditional Waiver of Mechanic’s Lien from the Contractor and an Individual Conditional Waiver of Mechanic’s Lien from any first tier consultant and contractor, who furnished services in
connection with the Project, at any time during the applicable payment period, in the form attached hereto and made part hereof as Exhibit H; and (c) within seven (7) days of the Owner’s request for same, a current list of all
consultants and contractors, at any tier, who furnished services for the Project at any time. 
  
 10.13    Paragraph 10.13 is hereby added as follows: 
  
 In addition to any other requirements of the Agreement, as a condition precedent to the obligation to make final payment to the Contractor for services performed under this Agreement, it is expressly agreed
 

 
 31 

 
that the Construction Manager shall obtain from the Contractor and furnish to the Owner an Individual Waiver of Mechanic’s Lien from the Contractor and an Individual Waiver of
Mechanic’s Lien from any consultant and contractor, at any tier, that Construction Manager is aware of, who furnished services in connection with the Project, at any time, in the form attached hereto and made part hereof as Exhibit I.

  
 10.14    Paragraph 10.14 is hereby added as follows: 
  
 Construction Manager shall comply with the requirements of the Owner so the Construction Manager’s Work on the
Project will be exempt from Connecticut Sales Tax as set forth in the Sales Tax Exemption Certificate attached hereto as Exhibit P. 
  
 10.15    Paragraph 10.15 is hereby added as follows: 
  
 The Construction Manager hereby acknowledges, agrees, and represents, in connection with the Work, that the term “Laws” as applies to all codes, laws, ordinances, rules and regulations, as may be amended from time to time,
affecting the environment, public health and safety, gaming operations, the real property comprising the Project site, fire safety and traffic requirements which would be applied to the Project shall include existing Tribal (, a copy of which has
been delivered by the Owner to the Construction Manager), Connecticut or Federal statutes or regulations. 
  
 10.16    Paragraph 10.16 is hereby added as follows: 
  
 The real property comprising the Project site where the Work will be performed is more particularly described in Exhibit J, attached hereto and made part hereof this reference. The Owner possesses a leasehold Interest in such
real property. 
  
 ARTICLE 11 
  
 Article 11 is hereby deleted in its entirety and replace with the following language: 
  
 11.1    It is understood and agreed that Owner shall provide an Owner Controlled Insurance Program (the “OCIP”) substantially in the form of the attached Exhibit K. Construction
Manager agrees to comply with the terms and conditions of the OCIP. Except for Professional Liability Insurance, which the Owner shall procure and maintain as specified in Article 3 of the OCIP, the Owner may, in its sole discretion, without any
obligation to do so, elect not to furnish all or any portion of the insurance coverage specified in the OCIP. In the event that the Owner provides written notice to the Construction Manager that the Owner shall not furnish one or more of the
categories of the insurance coverages described in the OCIP, the Construction Manager shall, in accordance with the terms of such written notice, within thirty (30) days of its receipt of such notice from the Owner, obtain, in accordance with the
Owner’s notice, insurance coverage for all operations and Work performed at or emanating directly from the Project Site (“Alternative Insurance”). The Construction Manager shall maintain the Alternative Insurance in accordance with
the Owner’s notice. 
  
 11.2    In the event that the Owner requires the Construction
Manager to provide Alternative Insurance, the Owner and the Construction Manager shall execute a Change Order for the actual cost to furnish such insurance. The Construction Manager shall submit evidence of the cost of the Alternative Insurance in a
form acceptable to the Owner. 
  
 11.3    The Alternative Insurance secured by the
Construction Manager pursuant to the Owner’s notice provided under subparagraph 11.1 shall be in policies subject to the Owner’s approval as to form, content, limits of liability, cost and issuing company. 
  
 11.4    The Owner’s election not to furnish all, or any portion(s) of, the insurance coverage specified in
the OCIP may apply to the Construction Manager, any contractor or consultant to the Construction Manager, at any
 

 
 32 

 
tier, or to any or all of the Contractors, Subcontractors or sub-subcontractors. Furthermore, upon such election, the Owner shall no longer be obligated to furnish the portion(s) of insurance
specified in the OCIP which is affected thereby. 
  
 ARTICLE 12 
  
 12.1.1    Subparagraph 12.1.1 is hereby amended in the following manner: 
  
 (A)    In the third line of Subparagraph 12.1.1 the following words are hereby inserted after the word “Project”:
“both on-site and off-site”. 
  
 (B)    The following language
is inserted at the end of Subparagraph 12.1.1: “The Construction Manager shall propose an employee package to the Owner, in writing, for each employee. Each such package shall set forth all Direct Personnel Expenses which would need to be paid
by the Owner for the Construction Manager to engage such employee for the Project. The Owner shall notify the Construction Manager of its acceptance, or otherwise, of each such package within fifteen (15) days of receipt of same, or be deemed
accepted.” 
  
 12.2    Article 12.2 is hereby deleted in its entirety and replaced as
follows: 
  
 REIMBURSABLE EXPENSES:    Reimbursable Expenses are in addition to
compensation for Basic and Additional Services and include expenses necessarily incurred by the Construction Manager in the proper performance of the Work. Reimbursable expenses shall not include: 
  
 (a)    Salaries and other compensation of the officers of the Construction Manager stationed at
the Construction Manager’s principal office or other divisional or subsidiary offices other than those set forth on Exhibit L. 
  
 (b)    Expenses of the Construction Manager’s principal office and other divisional or subsidiary offices other than those set forth on Exhibit L. 

 
 (c)    Overhead and general expenses, except as may be expressly included in
Exhibit L. 
  
 (d)    The Construction Manager’s capital
expenses, including interest on the Construction Manager’s capital employed for the Work. 
  
 12.3.1    Subparagraph 12.3.1 is hereby deleted in its entirety. 
  
 12.3.2    Subparagraph 12.3.2 is hereby deleted in its entirety. 
  
 12.3.3    The reference to “Subparagraph 13.3.1” at the end of Subparagraph 12.3.3 is hereby changed to “Subparagraph 13.2.1”. 
  
 12.3.4    Subparagraph 12.3.4 is hereby deleted in its entirety. 
  
 12.4    Paragraph 12.4 is hereby deleted in its entirety. 
  
 12.6.1    Subparagraph 12.6.1 is hereby amended in the following manner: 
  
 (A)    In the second line of Subparagraph 12.6.1, the word “Additional” is hereby deleted and replaced with the word
“Basic”. 
  
 (B)    In the second line of Subparagraph 12.6.1,
the following word is hereby inserted after the word “and”: “other”. 
  
 (C)    In the second line of Subparagraph 12.6.1, the words “on the basis Personnel Expense” are hereby deleted in their entirety and replaced with the words “for the Project”.

 
 33 

  
 (D)    In the fifth line of
Subparagraph 12.6.1, the words “at mutually convenient times” are hereby deleted and replaced with the words “upon the Owner’s request therefor”. 
  
 ARTICLE 13 
  
 13.1    Paragraph
13.1 is hereby deleted in its entirety. 
  
 13.2.1    Subparagraph 13.2.1 is hereby
amended in the following manner: 
  
 (A)    In the first line of
Subparagraph 13.2.1, the phrase “in Article 14” is hereby deleted in its entirety. 
  
 (B)    At the end of Subparagraph 13.2.1 the following is hereby added: 
  
 The Construction Manager’s compensation for the complete and proper performance of all Basic Services in accordance with the Agreement, shall be the sum of the Fee, plus the Construction Manager’s Direct Personnel
Expense, plus the General Conditions Cost, plus all other Reimbursable Expenses not excluded in Subparagraph 12.2.2. 
  
 (a)    The Fee.    The fee for the Basic Services shall be the stipulated sum of NINETEEN MILLION DOLLARS ($19,000,000.00) if the Construction Costs is between Six
Hundred Million Dollars and Six Hundred and Fifty Million Dollars and TWENTY MILLION FIVE HUNDRED THOUSAND DOLLARS ($20,500,000.00) if the Construction Costs exceed Six Hundred and Fifty Million Dollars (the “Construction Manager’s
Fee”). The Construction Manager’s Fee includes a fee amount for pre-construction, construction, and post-construction services, and a bonus program for the Construction Manager’s Personnel, (which is deemed to include all agents,
employees and servants of the Construction Manager, its partners, parents, affiliates, subsidiaries etc. at any level, including, without limitation, all contractors and consultants); a fee amount for all supervision and management required for the
Project including, without limitation, all of the Construction Manager’s home and regional office overheads attributable to the Project (excluding only the overhead costs reimbursable set forth in Subparagraph 13.2.1(c) of this Agreement) and
the Construction Manager’s profit for the Project. The Construction Manager’s Fee shall be a fixed amount for the term of the Project. The amount of Construction Manager’s Fee shall be distributed in accordance with the Construction
Manager’s Fee Schedule, attached hereto as Exhibit M. The Fee shall not be subject to adjustment for the duration of the Project unless (i) any single Change Order greater than Ten Million Dollars ($10,000,000.00) occurs resulting from a
Program change, (ii) the Project extends beyond June 30, 2002 as a result of a significant scope change, or (iii) the Work is suspended or delayed beyond June 30, 2002. 
  
 (b)    The Construction Manager’s Direct Personnel Expense.    Notwithstanding anything contained in
this Agreement to the contrary, the Construction Manager’s Direct Personnel Expense to be reimbursed in connection with the Project shall be computed based upon the rates for actual personnel costs, as set forth in Subparagraph 12.1.1, for the
personnel providing on-site and off-site representation in accordance with this Agreement at the Owner’s request therefor. The Construction Manager agrees that certain personnel shall be paid based upon monthly and weekly rates, while the
remainder of the personnel shall be based upon hourly rates. The Construction Manager’s Direct Expense shall be computed and reimbursed pursuant to Paragraph 14.2 and Subparagraph 13.4.1 of the Agreement based upon monthly, weekly or hourly
rates applicable to the personnel performing the services in accordance with this Agreement and pursuant to the Owner’s request therefor. 
  
 (c)    Provided that the Construction Manager commences and performs the Basic Services in accordance with the Agreement, the Owner and the Construction Manager expect that
Substantial Completion of the entire Project shall be achieve in accordance with the Contract Documents on
 

 
 34 

 
March 2, 2002, and the completion of the Construction Manager’s Basic Services shall be the later of One Hundred and Twenty (120) calendar days after the date of Substantial Completion or
the final close-out of all Contracts for Construction. Construction Manager’s General Conditions shall be extended for the duration of the extended services beyond the dates listed above. 
  

13.3    Paragraph 13.3, including all Subparagraphs under 13.3, is hereby deleted in its entirety. 
  
 13.4    Paragraph 13.4.1 is hereby deleted in its entirety and replaced with the following: 

 
 FOR REIMBURSABLE EXPENSES, as described in Paragraph 12.2, and any other items included in Article 14 as
Reimbursable Expenses, a multiple of One (1) times the expenses incurred by the Construction Manager for Construction Manager’s on site employees, and a multiple of one point three five (1.35) times the expenses incurred by the Construction
Manager for Construction Manager’s off- site employees. 
  
 13.5.1    Subparagraph
13.5.1 is hereby deleted in its entirety. 
  
 13.5.2    Subparagraph 13.5.2 is hereby
deleted in its entirety and replaced as follows: 
  
 Payments due and payable under this Agreement
(“Approved Payments”) are to be made within eleven (11) days from the date of Owner’s receipt of the Construction Manager’s invoice (the “Due Date”). Approved Payments not paid within thirty (30) days after the Due Date
shall bear interest from such date at the rate being charged by banks in the United States of America as the “prime rate” published in the Wall Street Journal, provided, however, such interest rate shall not exceed Ten Percent (10%) per
annum. 
  
 13.5.3    Subparagraph 13.5.3 is hereby deleted in its entirety and replaced as
follows: “The rates for the Construction Manager’s employees providing Basic Services shall be annually adjusted in accordance with normal salary review practices of the Construction Manager.” 
  
 ARTICLE 14 
  
 Article
14 is hereby amended and replaced in its entirety as follows: 

 
 35Exhibit 10_22

 Exhibit 10.22 
 [LOGO]

 General Conditions of the Contract for Construction 
 Construction Manager—Adviser Edition 
  
 AIA Document A201/CMa—Electronic Format

  
 
 
 THIS DOCUMENT HAS IMPORTANT LEGAL
CONSEQUENCES: CONSULTATION WITH AN ATTORNEY IS ENCOURAGED WITH RESPECT TO ITS COMPLETION OR MODIFICATION. AUTHENTICATION OF THIS ELECTRONICALLY DRAFTED AIA DOCUMENT MAY BE MADE BY USING AIA DOCUMENT D401. 
  
 Copyright 1975, 1980, copyright 1992 by The American Institute of Architects, 1735 New York Avenue N.W., Washington D.C. 20006-5292. Reproduction of the material
herein or substantial quotation of its provisions without written permission of the AIA violates the copyright laws of the United States and will be subject to legal prosecution. 
  
 
Table of Articles 
 
	 1.
  
 2.
  
 3.
  
 4.
  
 5.
  
 6.
  
  
 7.
 

 

 

 

 

 

 	  	 GENERAL PROVISIONS
  
 OWNER
  
 CONTRACTOR
  
 ADMINISTRATION OF THE
CONTRACT
  
 SUBCONTRACTORS
  
 CONSTRUCTION BY OWNER OR BY OTHER CONTRACTORS
  
 CHANGES IN THE WORK
 

 

 

 

 

 

 

 	    	 8.
  
 9.
  
 10.
  
  
 11.
  
 12.
  
  
 13.
  
 14.
 

 

 

 

 

 

 	  	 TIME
  
 PAYMENTS AND COMPLETION

 
 PROTECTION OF PERSONS AND PROPERTY
  
 INSURANCE AND BONDS
  
 UNCOVERING AND CORRECTION OF WORK
  
 MISCELLANEOUS PROVISIONS
  
 TERMINATION OR SUSPENSION OF THE CONTRACT
 

 
  
 
AIA DOCUMENT A201/CMs - GENERAL
CONDITIONS OF THE CONTRACT FOR CONSTRUCTION - CONSTRUCTION MANAGER-ADVISER EDITION - AIA ® -
© 1992 - THE AMERICAN INSTITUTE OF ARCHITECTS, 1735 NEW YORK AVENUE, N.W., WASHING-TON, D.C.,
20006-5292 8 WARNING: Unlicensed photocopying violates U.S. copyright laws and is subject to legal prosecution. This document was electronically produced with permission of the AIA and can be reproduced without violation until the date of expiration
as noted below. 
 Electronic Format A201/CMa-1992 
 User Document: 6-9-99SUPPLEMENTARY.DOC
— 6/18/1999. AIA License Number 109005, which expires on 6/6/2000 — Page #1 

  
 INDEX 
  
 
	 Acceptance of Nonconforming Work
 	 	 9.6.6, 9.9.3.12.3
 
	 Acceptance of Work
 	 	 9.6.6, 9.8.2, 9.9.3, 9.10.1, 9.10.3
 
	 Access to Work
 	 	 3.16, 6.2.1, 12.1
 
	 Accident Prevention
 	 	 4.6.6, 10
 
	 Acts and Omissions
 	 	 3.2.1, 3.2.2, 3.3.2, 3.12.8, 3.18, 4.6.6, 4.6.2, 4.7.9, 8.3.1, 10.1.4, 10.2.5, 13.4.2, 13.7, 14.1
 
	 Addenda
 	 	 1.1.1, 3.11
 
	 Additional Costs, Claims for
 	 	 4.7.6, 4.7.7, 4.7.9, 6.1.1, 10.3
 
	 Additional Inspections and Testing
 	 	 4.6.10, 9.8.2, 12.2.1, 13.5
 
	 Additional Time, Claims for
 	 	 4.7.6, 4.7.8, 4.7.9, 8.3.2, 10.3
 
	 ADMINISTRATION OF THE CONTRACT
 	 	 3.3.3, 4, 9.4, 9.5
 
	 Advertisement or Invitation to Bid
 	 	 1.1.1
 
	 Aesthetic Effect
 	 	 4.6.20, 4.9.1
 
	 Allowances
 	 	 3.8
 
	 All-risk Insurance
 	 	 11.3.1.1
 
	 Applications for Payment
 	 	 4.6.9, 7.3.7, 9.2, 9.3, 9.4, 9.5.1, 9.6.3, 9.8.3, 9.10.1, 9.10.3, 9.10.4, 11.1.3, 14.2.4
 
	 Approvals
 	 	 2.4, 3.3.3, 3.5, 3.10.3, 3.12.4 through 3.12.8, 3.18.3, 4.6.12, 9.3.2, 11.3.1.4, 13.4.2, 13.5
 
	 Arbitration
 	 	 4.5, 4.7.4, 4.9, 8.3.1, 10.1.2, 11.3.9, 11.3.10
 
	 Architect
 	 	 4.1
 
	 Architect, and Certificate of Payment
 	 	 4.6.9
 
	 Architect, Definition of
 	 	 4.1.1
 
	 Architect, Extent of Authority
 	 	 2.4.1, 3.12.6, 4.6.6, 4.7.2, 5.2, 6.3, 7.1.2, 7.2.1, 7.4.9.2, 9.3.1, 9.4, 9.5, 9.6.3, 9.8.2, 9.8.3, 9.10.1, 9.10.3, 12.1, 12.2.1, 13.5.1, 13.5.2, 14.2.2,
14.2.4
 
	 Architect, Limitations of Authority and Responsibility
 	 	 3.3.3, 3.12.8, 3.12.11, 4.6.5, 4.6.6, 4.6.10, 4.6.12, 4.6.17, 4.6.19, 4.6.20, 4.7.2, 5.2.1, 7.4, 9.6.4
 
	 Architect’s Additional Services and Expenses
 	 	 2.4, 9.8.2, 11.3.1.1, 12.2.1, 12.2.4, 13.5.2, 13.5.3, 14.2.4
 
	 Architect’s Administration of the Contract
 	 	 4.6, 4.7.6, 4.7.7, 4.8, 9.4, 9.5
 
	 Architect’s Approvals
 	 	 2.4.1, 3.5.1, 3.10.3, 3.12.6, 3.12.8, 3.18.3, 4.6.12
 
	 Architect’s Authority to Reject Work
 	 	 3.5.1, 4.6.10, 12.1.2, 12.2.1
 
	 Architect’s Copyright
 	 	 1.3
 
	 Architect’s Decisions
 	 	 4.6.10, 4.6.12, 4.6.18, 4.6.19, 4.6.20, 4.7.2, 4.7.6, 4.8.1, 4.8.4, 4.9, 6.3, 8.1.3, 8.3.1, 9.2, 9.4, 9.5.1, 9.8.2, 9.9.1, 10.1.2, 13.5.2, 14.2.2,
14.2.4
 
	 Architect’s Inspections
 	 	 4.6.5, 4.6.16, 4.7.6, 9.4.3, 9.8.2, 9.9.2, 9.10.1, 13.5
 
	 Architect’s Instructions
 	 	 4.6.10, 4.6.12, 7.4.1, 9.4.3, 12.1, 13.5.2
 
	 Architect’s Interpretations
 	 	 4.6.18, 4.6.19, 4.7.7
 
	 Architect’s On-Site Observations
 	 	 4.6.5, 4.6.9, 4.7.6, 9.4.3, 9.5.1, 9.10.1, 13.5
 
	 Architect’s Project Representative
 	 	 4.6.17
 
	 Architect’s Relationship with Contractor
 	 	 1.1.2, 3.2.1, 3.2.2, 3.3.3, 3.5.1, 3.7.3, 3.11, 3.12.8, 3.12.11, 3.16, 3.18, 4.6.6, 4.6.7, 4.6.10, 4.6.12, 4.6.19, 5.2, 6.2.2, 7.3.4, 9.8.2, 10.1.2, 10.1.4,
10.1.5, 11.3.7, 12.1, 13.5
 
	 Architect’s Relationship with Construction Manager
 	 	 1.1.2, 2.4.1, 3.12.6, 3.12.8, 4.6.8, 4.6.10, 4.6.14, 4.6.16, 4.6.18, 6.3.1, 9.7.1, 9.8, 9.9.1, 9.9.2, 9.10.1, 9.10.2, 9.10.3, 12.2.4, 13.5.1, 13.5.2, 13.5.4,
14.2.4
 

 

 
 2 

 
	 Architect’s Relationship with Subcontractors
 	 	 1.1.2, 4.6.6, 4.6.7, 4.6.10, 5.3.1, 9.6.3, 9.6.4, 11.3.7
 
	 Architect’s Representations
 	 	 9.4.3, 9.5.1, 9.10.1
 
	 Architect’s Site Visits
 	 	 4.6.5, 4.6.9, 4.6.16, 4.7.6, 9.4.3, 9.5.1, 9.8.2, 9.9.2, 9.10.1, 13.5
 
	 Asbestos
 	 	 10.1.2, 10.1.3, 10.1.4
 
	 Attorneys’ Fees
 	 	 3.18.1, 9.10.2, 10.1.4
 
	 Award of Separate Contracts
 	 	 6.1.1
 
	 Award of Subcontracts and Other Contracts for Portions of the Work
 	 	 5.2
 
	 Basic Definitions
 	 	 1.1
 
	 Bidding Requirements
 	 	 1.1.1, 1.1.7, 5.2.1, 11.4.1
 
	 Boiler and Machinery Insurance
 	 	 11.3.2
 
	 Bonds, Lien
 	 	 9.10.2
 
	 Bonds, Performance, and Payment
 	 	 7.3.6.4, 9.10.3, 11.3.9
 
	 Building Permit
 	 	 2.2.3, 3.7.1
 
	 Capitalization
 	 	 1.4
 
	 Certificate of Substantial Completion
 	 	 9.8.2
 
	 Certificates for Payment
 	 	 4.6.8, 4.6.9, 9.3.3, 9.4, 9.5, 9.6.1, 9.6.6, 9.7.1, 9.8.3, 9.10.1, 9.10.3, 13.7, 14.1.1.3, 14.2.4
 
	 Certificates of Inspection, Testing or Approval
 	 	 3.12.11, 13.5.4
 
	 Certificates of Insurance
 	 	 9.3.2, 9.10.2, 11.1.3
 
	 Change Orders
 	 	 1.1.1, 2.4.1, 3.8.2.4, 3.11.1, 4.6.13, 4.7.3, 5.2.3, 7.1, 7.2, 7.3.2, 8.3.1, 9.3.1.1, 9.10.3, 11.3.1.2, 11.3.4, 11.3.9, 12.1.2
 
	 Change Orders, Definition of
 	 	 7.2.1
 
	 Changes
 	 	 7.1
 
	 CHANGES IN THE WORK
 	 	 3.11, 4.6.13, 4.6.14, 7, 8.3.1, 9.3.1.1, 10.1.3
 
	 Claim, Definition of
 	 	 4.7.1
 
	 Claims and Disputes
 	 	 4.7, 4.8, 4.9, 6.2.5, 8.3.2, 9.3.1.2, 9.3.3, 9.10.4, 10.1.4
 
	 Claims and Timely Assertion of Claims
 	 	 4.9.6
 
	 Claims for Additional Cost
 	 	 4.7.6, 4.7.7, 4.7.9, 6.1.1, 10.3
 
	 Claims for Additional Time
 	 	 4.6.9, 4.7.6, 4.7.8, 4.7.9, 8.3.2
 
	 Claims for Concealed or Unknown Conditions
 	 	 4.7.6
 
	 Claims for Damages
 	 	 3.18, 4.7.9, 6.1.1, 6.2.5, 8.3.2, 9.5.1.2, 10.1.4
 
	 Claims Subject to Arbitration
 	 	 4.7.2, 4.8.4, 4.6.1
 
	 Cleaning Up
 	 	 3.15, 6.3
 
	 Commencement of Statutory Limitation Period
 	 	 13.7
 
	 Commencement of the Work, Conditions Relating to
 	 	 2.12, 2.2.1, 3.2.1, 3.2.2, 3.7.1, 3.10.1, 3.12.6, 4.7.7, 5.2.1, 6.2.2, 8.1.2, 8.2.2, 9.2, 11.1.3, 11.3.6, 11.4.1
 
	 Commencement of the Work, Definition of
 	 	 8.1.2
 
	 Communications, Owner to Architect
 	 	 2.2.6
 
	 Communications, Owner to Construction Manager
 	 	 2.2.6
 
	 Communications Facilitating Contract Administration
 	 	 3.9.1, 4.6.7, 5.2.1
 
	 Completion, Conditions Relating to
 	 	 3.11, 3.15, 4.6.5, 4.6.16, 4.7.2, 9.4.2, 9.8, 9.9.1, 9.10, 11.3.5, 12.2.2, 13.7.1
 
	 COMPLETION, PAYMENTS AND
 	 	 9
 
	 Completion, Substantial
 	 	 4.6.16, 4.7.5.2, 8.1.1, 8.1.3, 8.2.3, 9.8, 9.9.1, 12.2.2, 13.7
 
	 Compliance with Laws
 	 	 1.3, 3.6, 3.7, 3.13, 4.1.1, 10.2.2, 11.1, 11.3, 13.1, 13.5.1, 13.5.2, 13.6, 14.1.1, 14.2.1.3
 

 

 
 3 

 
	 Concealed or Unknown Conditions
 	 	 4.7.6
 
	 Conditions of the Contract
 	 	 1.1.1, 1.1.7, 6.1.1
 
	 Consent, Written
 	 	 1.3.1, 3.12.8, 3.14.2, 4.7.4, 4.9.5, 9.3.2, 9.8.2, 9.9.1, 9.10.2, 9.10.3, 10.12, 10.1.3, 11.3.1, 11.3.1.4, 11.3.11, 13.2, 13.4.2
 
	 CONSTRUCTION BY OWNER OR BY OTHER CONTRACTORS
 	 	 1.1.4, 6
 
	 Construction Change Directive, Definition of
 	 	 7.3.1
 
	 Construction Change Directives
 	 	 1.1.1, 4.6.13, 7.1, 7.3, 9.3.1.1
 
	 Construction Manager
 	 	 4.2
 
	 Construction Manager, and Building Permits
 	 	 2.2.3
 
	 Construction Manager, Claims against
 	 	 4.7.2
 
	 Construction Manager, Communications through
 	 	 4.6.7
 
	 Construction Manager, and Construction Schedule
 	 	 3.10.1, 3.10.2
 
	 Construction Manager, Definition of
 	 	 4.2.1
 
	 Construction Manager, and Documents and Samples at the Site
 	 	 3.11.1
 
	 Construction Manager, Extent of Authority
 	 	 3.12.6, 3.12.8, 4.3, 4.6.3, 4.6.11, 7.1.2, 7.2.1, 7.3.1, 8.3.1, 9.2.1, 9.3.1, 9.4.1, 9.4.3, 9.8.2, 9.8.3, 9.9.1, 12.1, 12.2.1, 12.2.4, 14.2.2,
14.2.4
 
	 Construction Manager, Limitations of Authority and Responsibility
 	 	 4.6.6, 4.6.10, 13.4.2
 
	 Construction Manager, and Submittals
 	 	 3.10.3
 
	 Construction Manager’s Additional Services and Expenses
 	 	 12.2.1, 12.2.4
 
	 Construction Manager’s Administration of the Contract
 	 	 4.6, 9.4, 9.5
 
	 Construction Manager’s Approval
 	 	 2.4.1, 3.10.3
 
	 Construction Manager’s Authority to Reject Work
 	 	 4.6.10, 12.2.1
 
	 Construction Manager’s Decisions
 	 	 7.3.6, 7.3.7, 7.3.8, 9.3.1, 9.4.1, 9.5.1
 
	 Construction Manager’s Inspections
 	 	 4.6.10, 9.4.3, 9.8.2, 9.9.2, 12.1.1
 
	 Construction Manager’s On-Site Observations
 	 	 9.5.1
 
	 Construction Manager’s Relationship with Architect
 	 	 1.1.2, 4.6.8, 4.6.10, 4.6.11, 4.6.14, 4.6.16, 4.6.18, 6.3.1, 9.2.1, 9.4.2, 9.4.3, 9.6.1, 9.6.3, 9.8.2, 9.8.3, 9.9.1, 9.10.1, 9.10.2, 9.10.3, 11.1.3, 12.2.4,
13.5.1, 13.5.2, 13.5.4, 14.2.2, 14.2.4
 
	 Construction Manager’s Relationship with Contractor
 	 	 3.2.1, 3.2.2, 3.3.1, 3.3.3, 3.5.1, 3.7.3, 3.10.1, 3.10.2, 3.10.3, 3.11.1, 3.12.5, 3.12.6, 3.12.8, 3.12.9, 3.12.10, 3.12.11, 3.13.2, 3.14.2, 3.15.2, 3.16.1,
3.17.1, 3.18.1, 3.18.3, 4.6.3, 4.6.4, 4.6.6, 4.6.11, 5.2, 6.2.1, 6.2.2, 7.1.2, 7.2.1, 7.3.4, 7.3.6, 7.3.9, 8.3.1, 9.2.1, 9.3.1, 9.4.1, 9.4.2, 9.4.3, 9.7.1, 9.8.2, 9.9.1, 9.10.1, 9.10.2, 9.10.3, 10.1.1, 10.1.2, 10.1.5, 10.2.6, 11.3.7, 12.1, 13.5.1,
13.5.2, 13.5.3, 13.5.4
 
	 Construction Manager’s Relationship with Owner
 	 	 2.2.3, 4.6.1, 4.6.2, 10.1.6
 
	 Construction Manager’s Relationship with Other Contractors and Owner’s
 	 	 4.6.3
 
	 Construction Manager’s Relationship with Subcontractors
 	 	 4.6.10, 5.3.1, 9.6.3, 9.6.4
 
	 Construction Manager’s Representations
 	 	 9.4.3, 9.5.1
 
	 Construction Manager’s Site Visits
 	 	 9.4.4, 9.5.1
 

 

 
 4 

 
	 Construction Schedules, Contractor’s
 	 	 3.10, 4.6.3, 4.6.4
 
	 Contingent Assignment of Subcontracts
 	 	 5.4
 
	 Continuing Contract Performance
 	 	 4.7.4
 
	 Contract, Definition of
 	 	 1.1.2
 
	 CONTRACT, TERMINATION OR SUSPENSION OF THE
 	 	 4.7.7, 5.4.1.1, 14
 
	 Contract Administration
 	 	 3.3.3, 4, 9.4, 9.5
 
	 Contract Award and Execution, Conditions Relating to
 	 	 3.7.1, 3.10, 5.2.9.2, 11.1.3, 11.3.6, 11.4.1
 
	 Contract Documents, The
 	 	 1.1, 1.2, 7
 
	 Contract Documents, Copies Furnished and Use of
 	 	 1.3, 2.2.5, 5.3
 
	 Contract Documents, Definition of
 	 	 1.1.1
 
	 Contract Performance During Arbitration
 	 	 4.7.4, 4.9.3
 
	 Contract Sum
 	 	 3.8, 4.7.6, 4.7.7, 4.8.4, 5.2.3, 7.2, 7.3, 9.1, 9.7, 11.3.1, 12.2.4, 12.3, 14.2.4
 
	 Contract Sum, Definition of
 	 	 9.1.1
 
	 Contract Time
 	 	 4.7.6, 4.7.8.1, 4.8.4, 7.2.1.3, 7.3, 8.2.1, 8.3.1, 9.7, 12.1.1
 
	 Contract Time, Definition of
 	 	 8.1.1
 
	 CONTRACTOR
 	 	 3
 
	 Contractor, Definition of
 	 	 3.1.1, 6.1.2
 
	 Contractor’s Bid
 	 	 1.1.1
 
	 Contractor’s Construction Schedules
 	 	 3.10
 
	 Contractor’s Employees
 	 	 3.3.2, 3.4.2, 3.8.1, 3.9, 3.18, 4.6.6, 4.6.10, 8.1.2, 10.2, 10.3, 11.1.1, 14.2.1.1
 
	 Contractor’s Liability Insurance
 	 	 11.1, 11.3.1.5
 
	 Contractor’s Relationship with Separate Contractors and Owner’s Forces
 	 	 3.12.5, 3.14.2, 4.6.3, 4.6.7, 12.2.5
 
	 Contractor’s Relationship with Subcontractors
 	 	 1.2.4, 3.3.2, 3.18.1, 3.18.2, 5.2, 5.3, 5.4, 9.6.2, 11.3.7, 11.3.8, 14.2.1.2
 
	 Contractor’s Relationship with the Architect
 	 	 1.1.2, 3.2.1, 3.2.2, 3.3.3, 3.5.1, 3.7.3, 3.10.1, 3.10.3, 3.11.1, 3.12.6, 3.12.8, 3.12.9, 3.16.1, 3.18, 4.6.6, 4.6.7, 4.6.10, 4.6.12, 4.6.19, 5.2, 6.2.2,
7.3.4, 9.2, 9.3.1, 9.8.2, 9.10.3, 10.1.2, 10.1.5, 10.2.6, 11.3.7, 12.1, 13. 5
 
	 Contractor’s Relationship with the Construction Manager
 	 	 1.1.2, 3.2.1, 3.2.2, 3.3.1, 3.3.3, 3.5.1, 3.7.3, 3.7.4, 3.10.1, 3.10.2, 3.10.3, 3.11.1, 3.12.5, 3.12.6, 3.12.8, 3.12.9, 3.12.11, 3.13.2, 3.14.2, 3.15.2,
3.16.1, 3.17.1, 3.18.1, 3.18.3, 4.6.3, 4.6.4, 4.6.6, 5.2, 6.2.1, 6.2.2, 7.1.2, 7.2.1, 7.3.4, 7.3.6, 7.3.9, 8.3.1, 9.2.1, 9.3.1, 9.4.1, 9.4.2, 9.4.3, 9.7.1, 9.8.2, 9.9.1, 9.10.1, 9.10.2, 9.10.3, 10.1.1, 10.1.2, 10.1.5, 10.2.6, 11.3.7, 12.1, 13.5.1,
13.5.2, 13.5.3, 13.5.4
 
	 Contractor’s Representations
 	 	 1.2.2, 3.5.1, 3.12.7, 6.2.2, 8.2.1, 9.3.3
 
	 Contractor’s Responsibility for Those Performing
 	 	 3.3.2, 3.18, 4.6.6, 10
 
	 Contractor’s Review of Contract Documents
 	 	 1.2.2, 3.2, 3.7.3
 
	 Contractor’s Right to Stop the Work
 	 	 9.7
 
	 Contractor’s Right to Terminate the Contract
 	 	 14.1
 
	 Contractor’s Submittals
 	 	 3.10, 3.11, 3.12, 4.6.12, 5.2.1, 5.2.3, 7.3.6, 9.2, 9.3.1, 9.8.2, 9.9.1, 9.10.2, 9.10.3, 10.1.2, 11.4.2
 
	 Contractor’s Superintendent
 	 	 3.9, 10.2.6
 

 

 
 5 

 
	 Contractor’s Supervision and Construction Procedures
 	 	 1.2.4, 3.3, 3.4, 4.6.6, 8.2.2, 8.2.3, 10
 

 
 
	 Contractual Liability Insurance
 	 	 11.1.1.7, 11.2.1, 11.3.1.5
 
	 Coordination and Correlation
 	 	 1.2.2, 1.2.4, 3.3.1, 3.10, 3.12.7, 6.2.1
 
	 Copies Furnished of Drawings and Specifications
 	 	 1.3, 2.2.5, 3.11
 
	 Correction of Work
 	 	 2.3, 2.4, 3.2.1, 4.6.1, 9.8.2, 9.9.1, 12.1.2, 12.2, 13.7.1.3
 
	 Cost, Definition of
 	 	 7.3.6
 
	 Costs
 	 	 2.4, 3.2.1, 3.7.4, 3.8.2, 3.15.2, 4.7.6, 4.7.7, 4.7.8.1, 5.2.3, 6.1.1, 6.2.3, 6.3.1, 7.3.3.3, 7.3.6, 7.3.7, 9.7, 9.8.2, 9.10.2, 11.3.1.2, 11.3.1.3, 11.3.4,
11.3.9, 12.1, 12.2.1, 12.2.4, 12.2.5, 13.5, 14
 
	 Cutting and Patching
 	 	 3.14, 6.2.6
 
	 Damage to Construction of Owner or Separate Contractors
 	 	 3.14.2, 6.2.4, 9.5.1.5, 10.2.1.2, 10.2.5, 10.3, 11.1, 11.3, 12.2.5
 
	 Damage to the Work
 	 	 3.14.2, 9.9.1, 10.2.1.2, 10.2.5, 10.3, 11.3
 
	 Damages, Claims for
 	 	 3.18, 4.6.9, 6.1.1, 6.2.5, 8.3.2, 9.5.1.2, 10.1.4
 
	 Damages for Delay
 	 	 6.1.1, 8.3.3, 9.5.1.6, 9.7
 
	 Date of Commencement of the Work, Definition of
 	 	 8.1.2
 
	 Date of Substantial Completion, Definition of
 	 	 8.1.3
 
	 Day, Definition of
 	 	 8.1.4
 
	 Decisions of the Architect
 	 	 4.6, 4.7, 6.3, 8.1.3, 8.3.1, 9.2, 9.4, 9.5.1, 9.8.2, 9.9.1, 10.1.2, 13.5.2, 14.2.2, 14.2.4
 
	 Decisions of the Construction Manager
 	 	 4.3, 7.3.6, 7.3.7, 7.3.8, 9.3.1, 9.4.1, 9.4.3, 9.5.1
 
	 Decisions to Withhold Certification
 	 	 9.5, 9.7, 14.1.1.3
 
	 Defective or Nonconforming Work, Acceptance, Rejection and Correction of
 	 	 2.3, 2.4, 3.5.1, 4.6.1, 4.6.10, 4.7.5, 9.5, 9.8.2, 9.9.1, 10.2.5, 12, 13.7.1.3
 
	 Defective Work, Definition of
 	 	 3.5.1
 
	 Definitions
 	 	 1.1, 2.1.1, 3.1, 3.5.1, 3.12.1, 3.12.2, 3.12.3, 4.1.1, 4.2.1, 4.7.1, 5.1, 6.1.2, 7.2.1, 7.3.1, 7.3.6, 8.1, 9.1, 9.8.1
 
	 Delays and Extensions of Time
 	 	 4.7.1, 4.7.8.1, 4.7.8.2, 6.1.1, 6.2.3, 7.2.1, 7.3.1.3, 7.3.4, 7.3.5, 7.3.8, 7.3.9, 8.1.1, 8.3, 10.3.1, 14.1.1.4
 
	 Disputes
 	 	 4.7, 4.8, 4.9, 6.2.5, 6.3, 7.3.8, 9.3.1.2
 
	 Documents and Samples at the Site
 	 	 3.11
 
	 Drawings, Definition of
 	 	 1.1.5
 
	 Drawings and Specifications, Use and Ownership of
 	 	 1.1.1, 1.3, 2.2.5, 3.11, 5.3
 
	 Duty to Review Contract Documents and Field Conditions
 	 	 3.2
 
	 Effective Date of Insurance
 	 	 8.2.2, 11.1.2
 
	 Emergencies
 	 	 4.7.7, 10.3
 
	 Employees, Contractor’s
 	 	 3.3.2, 3.4.2, 3.8.1, 3.9, 3.18.1, 3.18.2, 4.6.6, 4.6.10, 8.1.2, 10.2, 10.3, 11.1.1, 14.2.1.1
 
	 Equipment, Labor, Materials and
 	 	 1.1.3, 1.1.6, 3.4, 3.5.1, 3.8.2, 3.12.2, 3.12.3, 3.12.7, 3.12.11, 3.13, 3.15.1, 4.6.12, 6.2.1, 7.3.6, 9.3.2, 9.3.3, 11.3, 12.2.4, 14.1.2, 14.2.1,
14.2.2
 
	 Execution and Progress of the Work
 	 	 1.2.3, 3.4.1, 3.5.1, 4.6.5, 4.6.6, 4.7.4, 4.7.8, 6.2.2, 7.1.3, 8.2, 8.3, 9.5, 9.9.1, 10.2.3
 
	 Execution, Correlation and Intent of the Contract Documents
 	 	 1.2, 3.7.1
 

 

 
 6 

 
	 Extensions of Time
 	 	 4.7.1, 4.7.8, 7.2.1.3, 8.3, 10.3.1
 
	 Failure of Payment by Contractor
 	 	 9.5.1.3, 14.2.1.2
 
	 Failure of Payment by Owner
 	 	 4.7.7, 9.7, 14.1.3
 
	 Faulty Work
 	 	 (See Defective or Nonconforming Work)
 
	 Final Completion and Final Payment
 	 	 4.6.1, 4.6.16, 4.7.2, 4.7.5, 9.10, 11.1.2, 11.1.3, 11.3.5, 12.3.1, 13.7
 
	 Financial Arrangements, Owner’s
 	 	 2.2.1
 
	 Fire and Extended Coverage Insurance
 	 	 11.3.1.1, 11.3.5, 11.3.7
 
	 GENERAL PROVISIONS
 	 	 1
 
	 Governing Law
 	 	 13.1
 
	 Guarantees
 	 	 (See Warranty and Warranties)
 
	 Hazardous Materials
 	 	 10.1, 10.2.4
 
	 Identification of Contract Documents
 	 	 1.2.1
 
	 Identification of Subcontractors and Suppliers
 	 	 5.2.1
 
	 Indemnification
 	 	 3.17, 3.18, 9.10.2, 10.1.4, 11.3.1.2, 11.3.7
 
	 Information and Services Required of the Owner
 	 	 2.1.2, 2.2, 4.7.4, 6.2.6, 9.3.2, 9.6.1, 9.6.4, 9.8.3, 9.9.2, 9.10.3, 10.1.4, 11.2, 11.3, 13.5.1, 13.5.2
 
	 Injury or Damage to Person or Property
 	 	 4.7.9
 
	 Inspections
 	 	 3.3.3, 3.3.4, 3.7.1, 4.6.5, 4.6.6, 4.6.16, 4.7.6, 9.4.3, 9.8.2, 9.9.2, 9.10.1, 12.1.1, 13.5
 
	 Instructions to Bidders
 	 	 1.1.1
 
	 Instructions to the Contractor
 	 	 3.8.1, 4.6.13, 5.2.1, 7, 12.1, 13.5.2
 
	 Insurance
 	 	 4.7.9, 6.1.1, 7.3.6.4, 9.3.2, 9.8.2, 9.9.1, 9.10.2, 11
 
	 Insurance, Boiler and Machinery
 	 	 11.3.2
 
	 Insurance, Contractor’s Liability
 	 	 11.1, 11.3.1.13
 
	 Insurance, Effective Date of
 	 	 8.2.2, 11.1.2
 
	 Insurance, Loss of Use
 	 	 11.3.3
 
	 Insurance, Owner’s Liability
 	 	 11.2, 11.3.1.3
 
	 Insurance, Property
 	 	 10.2.5, 11.3
 
	 Insurance, Stored Materials
 	 	 9.3.2, 11.3.1.4
 
	 INSURANCE AND BONDS
 	 	 11
 
	 Insurance Companies, Consent to Partial Occupancy
 	 	 9.9.1, 11.3.11
 
	 Insurance Companies, Settlement with
 	 	 11.3.10
 
	 Intent of the Contract Documents
 	 	 1.2.3, 3.12.4, 4.6.10, 4.6.12, 4.6.19, 4.6.20, 7.4
 
	 Interest
 	 	 13.6
 
	 Interpretation
 	 	 1.2.5, 1.4, 1.5, 4.1.1, 4.7.1, 5.1, 6.1.2, 8.1.4
 
	 Interpretations, Written
 	 	 4.6.18, 4.6.19, 4.7.7
 
	 Joinder and Consolidation of Claims Required
 	 	 4.9.5
 
	 Judgment on Final Award
 	 	 4.9.1, 4.9.4.1, 4.9.7
 
	 Labor and Materials, Equipment
 	 	 1.1.3, 1.1.6, 3.4, 3.5.1, 3.8.2, 3.12.2, 3.12.3, 3.12.7, 3.12.11, 3.13, 3.15.1, 4.6.12, 6.2.1, 7.3.6, 9.3.2, 9.3.3, 12.2.4, 14.1.2, 14.2.1,
14.2.2
 
	 Labor Disputes
 	 	 8.3.1
 
	 Laws and Regulations
 	 	 1.3, 3.6, 3.7, 3.13, 4.1.1, 4.9.5, 4.9.7, 9.9.1, 10.2.2, 11.1, 11.3, 13.1, 13.4.1, 13.5.1, 13.5.2, 13.6
 
	 Liens
 	 	 2.1.2, 4.7.2, 4.7.5.1, 8.2.2, 9.3.3, 9.10.2
 
	 Limitation on Consolidation or Joinder
 	 	 4.9.5
 
	 Limitations, Statutes of
 	 	 4.9.4.2, 12.2.6, 13.7
 
	 Limitations of Authority
 	 	 3.3.1, 4.6.12, 4.6.17, 5.2.2, 5.2.4, 7.4, 11.3.10
 

 

 
 7 

 
	 Limitations of Liability
 	 	 2.3, 3.2.1, 3.5.1, 3.7.3, 3.12.8, 3.12.11, 3.17, 3.18, 4.6.10, 4.6.12, 4.6.19, 6.2.2, 9.4.4, 9.6.4, 9.10.4, 10.1.4, 10.2.5, 11.1.2, 11.2.1, 11.3.7, 13.4.2,
13.5.2
 
	 Limitations of Time, General
 	 	 2.2.1, 2.2.4, 3.2.1, 3.7.3, 3.8.2, 3.10, 3.12.5, 3.15.1, 4.6.1, 4.6.12, 4.6.18, 4.7.2, 4.7.3, 4.7.4, 4.7.6, 4.7.9, 4.6.4.2, 5.2.1, 5.2.3, 6.2.4, 7.3.4, 7.4,
8.2, 9.2, 9.5, 9.6.2, 9.8, 9.10, 11.1.3, 11.3.1, 11.3.2, 11.3.5, 11.3.6, 12.2.1, 12.2.2, 13.5, 13.7, 14.3
 
	 Limitations of Time, Specific
 	 	 2.1.2, 2.2.1, 2.4, 3.10, 3.11, 3.15.1, 4.6.1, 4.6.18, 4.7, 4.8, 4.9, 5.3, 5.4, 7.3.5, 7.3.9, 8.2, 9.3.1, 9.3.3, 9.4.1, 9.6.1, 9.7, 9.8.2, 9.10.2, 11.1.3,
11.3.6, 11.3.10, 11.3.11, 12.2.2, 12.2.4, 12.2.6, 13.7, 14.1, 14.2.2
 
	 Loss of Use Insurance
 	 	 11.3.3,
 
	 Material Suppliers
 	 	 1.3.1, 3.12.1, 4.6.7, 4.6.10, 5.2.1, 9.3.1, 9.3.1.2, 9.3.3, 9.4, 9.6.5, 9.10.4
 
	 Materials, Hazardous
 	 	 10.1, 10.2.4
 
	 Materials, Labor, Equipment and
 	 	 1.1.3, 1.1.6, 3.4.1, 3.5.1, 3.8.2, 3.12.2, 3.12.3, 3.12.7, 3.12.11, 3.13, 3.15.1, 4.6.12, 6.2.1, 7.3.6, 9.3.2, 9.3.3, 12.2.4, 14.1.2, 14.2.1,
14.2.2
 
	 Means, Methods, Techniques, Sequences and Procedures of Construction
 	 	 3.3.1, 4.6.6, 4.6.12, 9.4.3
 
	 Minor Changes in the Work
 	 	 1.1.1, 4.6.13, 4.7.7, 7.1, 7.4
 
	 MISCELLANEOUS PROVISIONS
 	 	 13
 
	 Modifications, Definition of
 	 	 1.1.1
 
	 Modifications to the Contract
 	 	 1.1.1, 1.1.2, 3.7.3, 3.11, 4.1.2, 4.6.1, 5.2.3, 7, 8.3.1, 9.7
 
	 Mutual Responsibility
 	 	 6.2
 
	 Nonconforming Work, Acceptance of
 	 	 12.3
 
	 Nonconforming Work, Rejection and Correction of
 	 	 2.3.1, 4.7.5.2, 9.5.2, 9.8.2, 12, 13.7.1.3
 
	 Notice
 	 	 2.3, 2.4, 3.2.1, 3.2.2, 3.7.3, 3.7.4, 3.9, 3.12.8, 3.12.9, 3.17, 4.7, 4.8.4, 4.9, 5.2.1, 5.3, 5.4.1.1, 8.2.2, 9.4.1, 9.5.1, 9.7, 9.10, 10.1.2, 10.2.6,
11.1.3, 11.3, 12.2.2, 12.2.4, 13.3, 13.5.2, 14,
 
	 Notice, Written
 	 	 2.3, 2.4, 3.9, 3.12.8, 3.12.9, 4.7, 4.8.4, 4.9, 5.2.1, 5.3, 5. 4.1.1, 8.2.2, 9.4.1, 9.5.1, 9.7, 9.10, 10.1.2, 10.2.6, 11.1.3, 11.3, 12.2.2, 12.2.4, 13.3,
13.5.2, 14
 
	 Notice of Testing and Inspections
 	 	 13.5.1, 13.5.2
 
	 Notice to Proceed
 	 	 8.2.2
 
	 Notices, Permits, Fees and
 	 	 2.2.3, 3.7, 3.13, 7.3.6.4, 10.2.2
 
	 Observations, Architect’s On-Site
 	 	 4.6.5, 4.6.9, 4.6.10, 4.7.6, 9.4.4, 9.5.1, 9.10.1, 12.1.1, 13.5
 
	 Observations, Construction Manager’s On-Site
 	 	 9.4.4, 12.1.1
 
	 Observations, Contractor’s
 	 	 1.2.2, 3.2.2
 
	 Occupancy
 	 	 9.6.6, 9.8.1, 9.9, 11.3.11
 
	 On-Site Inspections by the Architect
 	 	 4.6.5, 4.6.16, 4.7.6, 9.4.4, 9.8.2, 9.9.2, 9.10.1
 
	 On-Site Observations by the Architect
 	 	 4.6.5, 4.6.9, 4.7.6, 9.4.4, 9.5.1, 9.10.1, 13.5
 
	 On-Site Observations by the Construction Manager
 	 	 9.4.4, 9.5.1
 
	 Orders, Written
 	 	 2.3, 3.9, 4.7.7, 7, 8.2.2, 11.3.9, 12.1, 12.2, 13.5.2, 14.3.1
 
	 OWNER
 	 	 2
 
	 Owner, Definition of
 	 	 2.1
 

 

 
 8 

 
	 Owner, Information and Services Required of the
 	 	 2.1.2, 2.2, 4.6.2, 4.6.4, 6, 9, 10.1.4, 10.1.6, 11.2, 11.3, 13.5.1, 14.1.1.5, 14.1.3
 

 
 
	 Owner’s Authority
 	 	 3.8.1, 5.2.1, 5.2.4, 5.4.1, 7.3.1, 8.2.2, 9.3.1, 9.3.2, 11.4.1, 12.2.4, 13.5.2, 14.2, 14.3.1
 
	 Owner’s Financial Capability
 	 	 2.2.1, 14.1.1.5
 
	 Owner’s Liability Insurance
 	 	 11.2
 
	 Owner’s Loss of Use Insurance
 	 	 11.3.3
 
	 Owner’s Relationship with Subcontractors
 	 	 1.1.2, 5.2.1, 5.4.1, 9.6.4
 
	 Owner’s Right to Carry Out the Work
 	 	 2.4, 12.2.4, 14.2.2.2
 
	 Owner’s Right to Clean Up
 	 	 6.3
 
	 Owner’s Right to Perform Construction and to Award Separate Contracts
 	 	 6.1
 
	 Owner’s Right to Stop the Work
 	 	 2.3, 4.7.7
 
	 Owner’s Right to Suspend the Work
 	 	 14.3
 
	 Owner’s Right to Terminate the Contract
 	 	 14.2
 
	 Ownership and Use of Architect’s Drawings, Specifications and Other Documents
 	 	 1.1.1, 1.3, 2.2.5, 5.3
 
	 Partial Occupancy or Use
 	 	 9.6.6, 9.9, 11.3.11
 
	 Patching, Cutting and
 	 	 3.14, 6.2.6
 
	 Patents, Royalties and
 	 	 3.17
 
	 Payment, Applications for
 	 	 4.6.9, 9.2, 9.3, 9.4, 9.5.1, 9.8.3, 9.10.1, 9.10.3, 9.10.4, 14.2.4
 
	 Payment, Certificates for
 	 	 4.6.9, 4.6.16, 9.3.3, 9.4, 9.5, 9.6.1, 9.6.6, 9.7.1, 9.8.3, 9.10.1, 9.10.3, 13.7, 14.1.1.3, 14.2.4
 
	 Payment, Failure of
 	 	 4.7.7, 9.5.1.3, 9.7, 9.10.2, 14.1.1.3, 14.2.1.2
 
	 Payment, Final
 	 	 4.6.1, 4.6.16, 4.7.2, 4.7.5, 9.10, 11.1.2, 11.1.3, 11.3.5, 12.3.1
 
	 Payment Bond, Performance Bond and
 	 	 7.3.6.4, 9.10.3, 11.3.9, 11.4
 
	 Payments, Progress
 	 	 4.7.4, 9.3, 9.6, 9.8.3, 9.10.3, 13.6, 14.2.3
 
	 PAYMENTS AND COMPLETION
 	 	 9, 14
 
	 Payments to Subcontractors
 	 	 5.4.2, 9.5.1.3, 9.6.2, 9.6.3, 9.6.4, 11.3.8, 14.2.1.2
 
	 PCB
 	 	 10.1.2, 10.1.3, 10.1.4
 
	 Performance Bond and Payment Bond
 	 	 7.3.6.4, 9.10.3, 11.3.9, 11.4
 
	 Permits, Fees and Notices
 	 	 2.2.3, 3.7, 3.13, 7.3.6.4, 10.2.2
 
	 PERSONS AND PROPERTY, PROTECTION OF
 	 	 10
 
	 Polychlorinated Biphenyl
 	 	 10.1.2, 10.1.3, 10.1.4
 
	 Product Data, Definition of
 	 	 3.12.2
 
	 Product Data and Samples, Shop Drawings
 	 	 3.11, 3.12, 4.2.7
 
	 Progress and Completion
 	 	 4.6.5, 4.7.4, 8.2
 
	 Progress Payments
 	 	 4.7.4, 9.3, 9.6, 9.8.3, 9.10.3, 13.6, 14.2.3
 
	 Project, Definition of the
 	 	 1.1.4
 
	 Project Manual, Definition of the
 	 	 1.1.7
 
	 Project Manuals
 	 	 2.2.5
 
	 Project Representatives
 	 	 4.6.17
 
	 Property Insurance
 	 	 10.2.5, 11.3
 
	 PROTECTION OF PERSONS AND PROPERTY
 	 	 10
 
	 Regulations and Laws
 	 	 1.3, 3.6, 3.7, 3.13, 4.1.1, 4.9.7, 10.2.2, 11.1, 11.3, 13.1, 13.4, 13.5.1, 13.5.2, 13.6, 14
 
	 Rejection of Work
 	 	 3.5.1, 4.6.10, 12.2.
 
	 Releases of Waivers and Liens
 	 	 9.10.2
 
	 Representations
 	 	 1.2.2, 3.5.1, 3.12.7, 6.2.2, 8.2.1, 9.3.3, 9.4.3, 9.5.1, 9.8.2, 9.10.1
 

 

 
 9 

 
	 Representatives
 	 	 2.1.1, 3.1.1, 3.9, 4.1.1, 4.6.1, 4.6.17, 5.1.1, 5.1.2, 13.2.1
 
	 Resolution of Claims and Disputes
 	 	 4.8, 4.9
 
	 Responsibility for Those Performing the Work
 	 	 3.3.2, 4.6.6, 6.2., 10
 
	 Retainage
 	 	 9.3.1, 9.6.2, 9.8.3, 9.9.1, 9.10.2, 9.10.3
 
	 Review of Contract Documents and Field Conditions by Contractor
 	 	 1.2.2, 3.2, 3.7.3, 3.12.7
 
	 Review of Contractor’s Submittals by Owner Construction Manager and Architect
 	 	 3.10.1, 3.10.3, 3.11, 3.12, 4.6.12, 4.6.16, 5.2.1, 5.2.3, 9.2, 9.8.2
 

 
 
	 Review of Shop Drawings, Product Data and Samples by Contractor
 	 	 3.12.5
 
	 Rights and Remedies
 	 	 1.1.2, 2.3, 2.4, 3.5.1, 3.15.2, 4.6.10, 4.7.6, 4.9, 5.3, 6.1, 6.3, 7.3.1, 8.3.1, 9.5.1, 9.7, 10.2.5, 10.3, 12.2.2, 12.2.4, 13.4, 14
 
	 Royalties and Patents
 	 	 3.17
 
	 Rules and Notices for Arbitration
 	 	 4.9.2
 
	 Safety of Persons and Property
 	 	 10.2
 
	 Safety Precautions and Programs
 	 	 4.6.6, 4.6.12, 10.1
 
	 Samples, Definition of
 	 	 3.12.3
 
	 Samples, Shop Drawings, Product Data and
 	 	 3.11, 3.12, 4.6.12
 
	 Samples at the Site, Documents and
 	 	 3.11
 
	 Schedule of Values
 	 	 9.2, 9.3.1
 

 
 
	 Schedules, Construction
 	 	 3.10
 
	 Separate Contracts and Contractors
 	 	 1.1.4
 
	 Shop Drawings, Definition of
 	 	 3.12.1
 
	 Shop Drawings, Product Data and Samples
 	 	 3.11, 3.12, 4.6.11, 4.6.12, 4.6.15
 
	 Site, Use of
 	 	 3.13, 6.1.1, 6.2.1
 
	 Site Inspections
 	 	 1.2.2, 3.3.4, 4.6.5, 4.6.16, 4.7.6, 9.8.2, 9.10.1, 13.5
 
	 Site Visits, Architect’s
 	 	 4.6.5, 4.6.9, 4.7.6, 9.4, 9.5.1, 9.8.2, 9.9.2, 9.10.1, 13.5
 
	 Special Inspections and Testing
 	 	 4.6.10, 12.2.1, 13.5
 
	 Specifications, Definition of the
 	 	 1.1.6
 
	 Specifications, The
 	 	 1.1.1, 1.1.6, 1.1.7, 1.2.4, 1.3, 3.11
 
	 Statute of Limitations
 	 	 4.9.4.2, 12.2.6, 13.7
 
	 Stopping the Work
 	 	 2.3, 4.7.7, 9.7, 10.1.2, 10.3, 14.1
 
	 Stored Materials
 	 	 6.2.1, 9.3.2, 10.2.1.2, 11.3.1.4, 12.2.4
 
	 Subcontractor, Definition of
 	 	 5.1.1
 
	 SUBCONTRACTORS
 	 	 5
 
	 Subcontractors, Work by
 	 	 1.2.4, 3.3.2, 3.12.1, 4.6.6, 4.6.10, 5.3, 5.4
 
	 Subcontractual Relations
 	 	 5.3, 5.4, 9.3.1.2, 9.6.2, 9.6.3, 9.6.4, 10.2.1, 11.3.7, 11.3.8, 14.1.1, 14.2.1.2, 14.1.3
 
	 Submittals
 	 	 1.3, 3.2.3, 3.10, 3.11, 3.12, 4.6.12, 5.2.1, 5.2.3, 7.3.6, 9.2, 9.3.1, 9.8.2, 9.9.1, 9.10.2, 9.10.3, 11.1.3
 
	 Subrogation, Waivers of
 	 	 6.1.1, 11.3.5, 11.3.7
 
	 Substantial Completion
 	 	 4.6.16, 8.1.1, 8.1.3, 8.2.3, 9.9.1, 12.2.1, 12.2.2, 13.7
 
	 Substantial Completion, Definition of
 	 	 9.8.1
 
	 Substitution of Subcontractors
 	 	 5.2.3, 5.2.4
 
	 Substitution of Architect
 	 	 4.4
 
	 Substitution of Construction Manager
 	 	 4.4
 
	 Substitutions of Materials
 	 	 3.5.1
 
	 Sub-subcontractor, Definition of
 	 	 5.1.2
 
	 Subsurface Conditions
 	 	 4.7.6
 
	 Successors and Assigns
 	 	 13.2
 

 

 
 10 

 
	 Superintendent
 	 	 3.9, 10.2.6
 
	 Supervision and Construction Procedures
 	 	 1.2.4, 3.3, 3.4, 4.6.6, 4.7.4, 6.2.4, 7.1.3, 7.3.4, 8.2, 8.3.1, 10, 12, 14
 
	 Surety
 	 	 4.8.1, 4.8.4, 5.4.1.2, 9.10.2, 9.10.3, 14.2.2
 
	 Surety, Consent of
 	 	 9.10.2, 9.10.3
 
	 Surveys
 	 	 2.2.2, 3.18.3
 
	 Suspension by the Owner for Convenience
 	 	 14.3
 
	 Suspension of the Work
 	 	 4.7.7, 5.4.2, 14.1.1.4, 14.3
 
	 Suspension or Termination of the Contract
 	 	 4.7.7, 5.4.1.1, 14
 
	 Taxes
 	 	 3.6, 7.3.6.4
 
	 Termination by the Contractor
 	 	 14.1
 
	 Termination by the Owner for Cause
 	 	 5.4.1.1, 14.2
 
	 Termination of the Architect
 	 	 4.4
 
	 Termination of the Construction Manager
 	 	 4.4
 
	 Termination of the Contractor
 	 	 14.2.2
 
	 TERMINATION OR SUSPENSION OF THE CONTRACT
 	 	 14
 
	 Tests and Inspections
 	 	 3.3.3, 4.6.10, 4.6.16, 9.4.3, 12.2.1, 13.5
 
	 TIME
 	 	 8
 
	 Time, Delays and Extensions of
 	 	 4.7.8, 7.2.1, 8.3
 
	 Time Limits, Specific
 	 	 2.1.2, 2.2.1, 2.4, 3.10, 4.6.18, 4.7, 4.8.1, 4.8.3, 4.8.4, 4.9.1, 4.9.4.1, 5.3, 5.4, 7.3.5, 7.3.9, 8.2, 9.2, 9.3.1, 9.3.3, 9.4.1, 9.6.1, 9.7, 9.8.2, 9.10.2,
11.1.3, 11.3.6, 11.3.10, 11.3.11, 12.2.2, 12.2.4, 12.2.6, 13.7, 14
 
	 Time Limits on Claims
 	 	 4.7.2, 4.7.3, 4.7.6, 4.7.9, 4.8, 4.9
 
	 Title to Work
 	 	 9.3.2, 9.3.3
 
	 UNCOVERING AND CORRECTION OF WORK
 	 	 12
 
	 Uncovering of Work
 	 	 12.1
 
	 Unforeseen Conditions
 	 	 4.7.6, 8.3.1, 10.1
 
	 Unit Prices
 	 	 7.1.4, 7.3.3.2
 
	 Use of Documents
 	 	 1.1.1, 1.3, 2.2.5, 3.12.7, 5.3
 
	 Use of Site
 	 	 3.13, 6.1.1, 6.2.1
 
	 Values, Schedule of
 	 	 9.2, 9.3.1
 
	 Waiver of Claims: Final Payment
 	 	 4.7.5, 4.9.1, 9.10.3
 
	 Waiver of Claims by the Architect
 	 	 13.4.2
 
	 Waiver of Claims by the Contractor
 	 	 9.10.4, 11.3.7, 13.4.2
 
	 Waiver of Claims by the Owner
 	 	 4.7.5, 4.9.1, 9.9.3, 9.10.3, 11.3.3, 11.3.5, 11.3.7, 13.4.2
 
	 Waiver of Liens
 	 	 9.10.2
 
	 Waivers of Subrogation
 	 	 6.1.1, 11.3.5, 11.3.7
 
	 Warranty and Warranties
 	 	 3.5, 4.6.16, 4.7.5, 9.3.3, 9.8.2, 9.9.1, 12.2.2, 13.7.1.3
 
	 Weather Delays
 	 	 4.7.8.2
 
	 When Arbitration May Be Demanded
 	 	 4.9.4
 
	 Work, Definition of
 	 	 1.1.3
 
	 Written Consent
 	 	 1.3.1, 3.12.8, 3.14.2, 4.7.4, 4.9.5, 9.3.2, 9.8.2, 9.9.1, 9.10.2, 9.10.3, 10.1.2, 10.1.3, 11.3.1, 11.3.1.4, 11.3.11, 13.2, 13.4.2
 
	 Written Interpretations
 	 	 4.6.18, 4.6.19, 4.7.7
 
	 Written Notice
 	 	 2.3, 2.4, 3.9, 3.12.8, 3.12.9, 4.7.1, 4.7.6, 4.7.9, 4.8.4, 4.9.4.1, 5.2.1, 5.3, 5.4.1.1, 8.2.2, 9.4, 9.5.1, 9.7, 9.10, 10.1.2, 10.2.6, 11.1.3, 11.3, 12.2.2,
12.2.4, 13.3, 13.5.2, 14
 
	 Written Orders
 	 	 2.3, 3.9, 4.7.7, 8.2.2, 11.3.9, 12.1, 12.2, 13.5.2, 14.3.1
 

 

 
 11 

 GENERAL CONDITIONS OF THE CONTRACT FOR CONSTRUCTION 
  
 ARTICLE 1 
 GENERAL PROVISIONS 
  
 1.1    BASIC DEFINITIONS 
  
 1.1.1    THE CONTRACT DOCUMENTS 
  
 General Revisions 

 
 1.    Each Reference to Owner’s “approval” contained in AIA Form 201 CMa is
hereby deleted and replaced with the words “acceptance”. 
  
 2.    The
Term “Contractor” contained in AIA Form 201 CMa shall mean, as the context requires, either “Construction Contractor”. “Design-Build Contractor” or “Trade Management Contractor”, and the term
“Construction Contract” shall mean as the context requires, either “Construction Contract”, “Design-Build Contract” or “Trade Management Contract”. 
  
 The Contract Documents consist of the Agreement between Owner and Contractor (hereinafter the Agreement), Conditions of the Contract (General, Supplementary and other
Conditions), Drawings, Specifications, addenda issued prior to execution of the Contract, other documents listed in the Agreement and Modifications issued after execution of the Contract. A Modification is (1) a written amendment to the Contract
signed by both parties, (2) a Change Order, (3) a Work Directive or (4) a written order for a minor change in the Work issued by the Architect. Unless specifically enumerated in the Agreement, the Contract Documents do not include other documents
such as bidding requirements (advertisement or invitation to bid, Instructions to Bidders, sample forms, the Contractor’s bid or portions of addenda relating to bidding requirements). 
  

1.1.2    THE CONTRACT 
  
 The
Contract Documents form the Contract for Construction. The Contract represents the entire and integrated agreement between the parties hereto and supersedes prior negotiations, representations or agreements, either written or oral. The Contract may
be amended or, modified only by a Modification. The Contract Documents shall not be construed to create a contractual relationship of any kind (1) between the Architect and Contractor, (2) between the Construction Manager and Contractor, (3) between
the Architect and Construction Manager, (4) between the Owner and a Subcontractor or Sub-subcontractor or (5) between any persons or entities other than the Owner and Contractor. The Construction Manager and Architect shall, however, be entitled to
performance and enforcement of obligations under the Contract intended to facilitate performance of their duties. 
  
 1.1.3    THE WORK 
  
 The term “Work” means the construction and
services required by the Contract Documents, whether completed or partially completed, and includes all other labor, materials, equipment and services provided or to be provided by the Contract or to fulfill the Contractor’s obligations. The
Work may constitute the whole or a part of the Project. 
  
 1.1.4    THE PROJECT 
  
 The Project is the total construction of which the Work performed under the Contract Documents may be the whole or a part and which may
include construction by other Contractors and by the Owner’s own forces including persons or entities under separate contracts not administered by the Construction Manager. 

 
 12 

  
 1.1.5    THE DRAWINGS 
  

The Drawings are the graphic and pictorial portions of the Contract Documents, wherever located and whenever issued, showing the design, location and dimensions of the
Work, generally including plans, elevations, sections, details, schedules and diagrams. 
  
 1.1.6    THE
SPECIFICATIONS 
  
 The Specifications are that portion of the Contract Documents consisting of the written
requirements for materials, equipment, construction systems, standards and workmanship for the Work, and performance of related services. 
  
 1.1.7    THE PROJECT MANUAL 
  
 The Project Manual is the volume usually
assembled for the Work which may include the bidding requirements, sample forms, Conditions of the Contract and Specifications. 
  
 1.2    EXECUTION, CORRELATION AND INTENT 
  
 1.2.1    The Contract Documents shall be signed by the Owner and Contractor as provided in the Agreement. If either the Owner or Contractor or both do not sign all the Contract Documents, the Architect
shall identify such unsigned Documents upon request. 
  
 1.2.2    Execution of the
Contract by the Contractor is a representation that the Contractor has visited the site, become familiar with local conditions under which the Work is to be performed and correlated personal observations with requirements of the Contract Documents.

  
 1.2.3    The intent of the Contract Documents is to include all items necessary for
the proper execution and completion of the Work by the Contractor. The Contract Documents are complementary, and what is required by the one shall be as binding as if required by all; performance by the Contractor shall be required only to the
extent consistent with the Contract Documents and reasonably inferable from them as being necessary to produce the intended results. 
  
 1.2.4    Organization of the Specifications into divisions, sections and articles, and arrangement of Drawings shall not control the Contractor in dividing the Work among Subcontractors or in
establishing the extent of Work to be performed by any trade. 
  
 1.2.5    Unless
otherwise stated in the Contract Documents, words which have well-known technical or construction industry meanings are used in the Contract Documents in accordance with such recognized meanings. 
  

1.3    OWNERSHIP AND USE OF ARCHITECT’S DRAWINGS, SPECIFICATIONS AND OTHER DOCUMENTS 
  
 1.3.1    The Drawings, Specifications and other documents prepared by the Architect are instruments of the
Architect’s service through which the Work to be executed by the Contractor is described. The Contractor may retain one contract record set. Neither the Contractor nor any Subcontractor, Sub-subcontractor or material or equipment supplier shall
own or claim a copyright in the Drawings, Specifications and other documents prepared by the Architect. All copies of them, except the Contractor’s record set, shall be returned or suitably accounted for to the Owner, on request,
upon completion of the Work. The Drawings, Specifications and other documents prepared by the Architect, and copies thereof furnished to the Contractor, are for use solely with respect to this Project. They are not to be used by the Contractor or
any Subcontractor, Sub-subcontractor or material or
 

 
 13 

 
equipment supplier on other projects or for additions to this Project outside the scope of the Work without the specific written consent of the Owner, and Architect. The Contractor,
Subcontractors, Sub-subcontractors and material or equipment suppliers are granted a limited license to use and reproduce applicable portions of the Drawings, Specifications and other documents prepared by the Architect appropriate to and for use in
the execution of their Work under the Contract Documents. All copies made under this license shall bear the statutory copyright notice, if any, shown on the Drawings, Specifications and other documents prepared by the Architect, Submittal or
distribution to meet official regulatory requirements or for other purposes in connection with this Project is not to be construed as publication in derogation of copyright or other reserved rights. 
  
 1.3.2    The Contractor hereby grants to the Owner all of its proprietary rights, including but not limited to,
a royalty-free non-exclusive license to use and to reproduce all drawings and /or other documents prepared by or through the Contractor in connection with the Project to be used for any purpose whatsoever related to the Project. 

 
 1.4    CAPITALIZATION 
  
 1.4.1    Terms capitalized in these General Conditions include those which are (1) specifically defined, (2) the titles of numbered articles and identified references to
Paragraphs, Subparagraphs and Clauses in the document or (3) the titles of other documents published by the American Institute of Architects. 
  
 1.5    INTERPRETATION 
  
 1.5.1    In the
interest of brevity the Contract Documents frequently omit modifying words such as “all” and “any” and articles such as “the” and “an,” but the fact that a modifier or an article is absent from one statement
and appears in another is not intended to affect the interpretation of either statement. 
  
 ARTICLE 2 

OWNER 
  
 2.1    DEFINITION

  
 2.1.1    The Owner is the person or entity identified as such in the Agreement and
is referred to throughout the Contract Documents as if singular in number. The term “Owner” means the Owner or the Owner’s authorized representative. 
  
 2.1.2    The location for the Work (“the Site”) shall be as shown on the Drawings, which Site is a portion of the property
consisting of approximately 240 acres of land off of Sandy Desert Road and Mohegan Sun, Boulevard on which the Owner operates the Mohegan Sun Casino and is developing the Mohegan Sun Phase 2 Expansion (the “Project”). Refer to Exhibit R
for Project Site Description. 
  
 2.2    INFORMATION AND SERVICES REQUIRED OF THE OWNER 
  
 2.2.1    The Owner shall, at the request of the Contractor, prior to execution of the Agreement furnish
to the Contractor reasonable evidence that financial arrangements have been made to fulfill the Owner’s obligations under the Contract. [Note: Unless such reasonable evidence were furnished on request prior to the execution of the Agreement,
the prospective contractor would not be required to execute the Agreement or to commence the Work.] 
  
 2.2.2    The Owner shall furnish surveys describing physical characteristics, legal limitations and utility locations for the site of the Project, and a legal description of the site. 

 
 2.2.3    Except for permits and fees which are the responsibility of the Contractor under the
Contract Documents, the Owner shall secure and pay for necessary approvals, easements, assessments and charges
 

 
 14 

 
required for construction, use or occupancy of permanent structures or for permanent changes in existing facilities. Unless otherwise provided under the Contract Documents, the Owner, through the
Construction Manager, shall secure and pay for the building permit. 
  
 2.2.4    Information or services under the Owner’s control shall be furnished by the Owner with reasonable promptness to avoid delay in orderly progress of the Work. 
  
 2.2.5    Unless otherwise provided in the Contract Documents, the Contractor will be furnished, free of charge,
such copies of Drawings and Project Manuals as are reasonably necessary for execution of the Work. 
  
 2.2.6    The Owner shall forward all communications to the Contractor through the Construction Manager and shall contemporaneously provide the same communications to the Architect. 
  
 2.2.7    The foregoing are in addition to other duties and responsibilities of the Owner enumerated herein and
especially those in respect to Article 6 (Construction by Owner or by Other Contractors), Article 9 (Payments and Completion) and Article 11 (Insurance and Bonds). 
  
 2.3    OWNER’S RIGHT TO STOP THE WORK 
  
 2.3.1    If the Contractor fails to correct Work which is not in accordance with the requirements of the Contract Documents as required by Paragraph 12.2 or persistently fails to carry out Work in
accordance with the Contract Documents, the Owner, by written order signed personally or by an agent specifically so empowered by the Owner in writing, may order the Contractor to stop the Work, or any portion thereof, until the cause for such order
has been eliminated without prejudice to Owner’s other remedies; however, the right of the Owner to stop the Work shall not give rise to a duty on the part of the Owner to exercise this right for the benefit of the Contractor or any other
person or entity. 
  
 ARTICLE 3 
 CONTRACTOR 
  
 3.1    DEFINITION 
  

3.1.1    The Contractor is the person or entity identified as such in the Agreement and is referred to throughout this Agreement as if
singular in number. The term “Contractor” means the Contractor or the Contractor’s authorized representative. 
  
 3.1.2    The plural term “Contractors” refers to persons or entities who perform construction under Conditions of the Contract that are administered by the Construction Manager, and that are
identical or substantially similar to these Conditions. 
  
 3.2    REVIEW OF CONTRACT DOCUMENTS AND FIELD CONDITIONS
BY CONTRACTOR 
  
 3.2.1    The Contractor shall carefully study and compare the
Contract Documents with each other and with information furnished by the Owner pursuant to Subparagraph 2.2.2 and shall at once report to the Construction Manager and Architect errors, inconsistencies or omissions discovered. The Contractor shall
not be liable to the Owner, Construction Manager or Architect for damage resulting from errors, inconsistencies or omissions in the Contract Documents unless the Contractor recognized such error, inconsistency or omission and knowingly failed to
report it to the Construction Manager and Architect. If the Contractor performs any construction activity
 

 
 15 

 
knowing it involves a recognized error, inconsistency or omission in the Contract Documents without such notice to the Construction Manager and Architect, the Contract shall assume appropriate
responsibility for such performance and shall bear an appropriate amount of the attributable costs for correction. 
  
 3.2.2    The Contractor shall take field measurements and verify field conditions and shall carefully compare such field measurements and conditions and other information known to the Contractor with the
Contract Documents before commencing activities. Errors, inconsistencies or omissions discovered shall be reported to the Construction Manager and Architect at once. 
  
 3.2.3    The Contractor shall perform the Work in accordance with the Contract Documents and submittals approved pursuant to Paragraph 3.12.

  
 3.3    SUPERVISION AND CONSTRUCTION PROCEDURES 
  
 3.3.1    The Contractor shall supervise and direct the Work, using the Contractor’s best skill and attention. The Contractor shall be solely
responsible for and have control over construction means, methods, techniques, sequences and procedures and for coordinating all portions of the Work under this Contract, subject to overall coordination of the Construction Manager as provided in
Subparagraphs 4.6.3 and 4.6.4. 
  
 3.3.2    The Contractor shall be responsible to the
Owner for acts and omissions of the Contractor’s employees, Subcontractors and their agents and employees, and other persons performing portions of the Work under a contract with the Contractor. 
  
 3.3.3    The Contractor shall not be relieved of obligations to perform the Work in accordance with the
Contract Documents either by activities or duties of the Construction Manager or Architect in their administration of the Contract, or by tests, inspections or approvals required or performed by persons other than the Contractor. 

 
 3.3.4    The Contractor shall inspect portions of the Project related to the Contractor’s Work
in order to determine that such portions are in proper condition to receive subsequent Work. 
  
 3.4    LABOR AND
MATERIALS 
  
 3.4.1    Unless otherwise provided in the Contract Documents, the
Contractor shall provide and pay for labor, materials, equipment, tools, construction equipment and machinery, water, heat, utilities, transportation, and other facilities and services necessary for proper execution and completion of the Work,
whether temporary or permanent and whether or not incorporated or to be incorporated in the Work. 
  
 3.4.2    The Contractor shall enforce strict discipline and good order among the Contractor’s employees and other persons carrying out the Contract. The Contractor shall not permit employment of unfit
persons or persons not skilled in tasks assigned to them. 
  
 3.7    PERMITS, FEES AND NOTICES 

 
 3.7.1    Unless otherwise provided in the Contract Documents, the Owner shall secure and pay for the
building permit and the Contractor shall secure and pay for all other permits and governmental fees, licenses and inspections necessary for proper execution and completion of the Work which are customarily secured after execution of the Contract and
which are legally required when bids are received or negotiations concluded. 

 
 16 

  
 3.7.2    The Contractor shall comply with and give
notices required by laws, ordinances, rules and regulations and lawful orders of public authorities bearing on performance of the Work, including, without limitation, any necessary approvals or requirements of the Tribe. 
  
 3.7.3    It is not the Contractor’s responsibility to ascertain that the Contract Documents are in
accordance with applicable laws, statutes, ordinances, building codes, and rules and regulations. However, if the Contractor observes that portions of the Contract Documents are at variance therewith, the Contractor shall promptly notify the
Construction Manager, Architect and Owner in writing, and necessary changes shall be accomplished by appropriate Modification. 
  
 3.7.4    If the Contractor performs Work knowing it to be contrary to laws, statutes, ordinances, building codes, and rules and regulations without such notice to the Construction Manager, Architect and
Owner, the Contractor shall assume full responsibility for such Work and shall bear the attributable costs. 
  
 3.8    ALLOWANCES 
  
 3.8.1    The Contractor
shall include in the Contract Sum all allowances stated in the Contract Documents. Items covered by allowances shall be supplied for such amounts and by such persons or entities as the Owner may direct, but the Contractor shall not be required to
employ persons or entities against which the Contractor makes reasonable objection. 
  
 3.8.2    Unless otherwise provided in the Contract Documents: 
  

	 	.1
	 
	materials and equipment under an allowance shall be selected promptly by the Owner to avoid delay in the Work; 
 

  

	 	.2
	 
	allowances shall cover the cost to the Contractor of materials and equipment delivered at the site and all required taxes, less applicable trade discounts;

 

  

	 	.3
	 
	Contractor’s costs for unloading and handling at the site, labor, installation costs, overhead, profit and other expenses contemplated for stated allowance
amounts shall be included in the Contract Sum and not in the allowances; 
 

  

	 	.4
	 
	whenever costs are more than or less than allowances, the Contract Sum shall be adjusted accordingly by Change Order. The amount of the Change Order shall
reflect (1) the difference between actual costs and the allowances under Clause 3.8.2.2 and (2) changes in Contractor’s costs under Clause 3.8.2.3. 
 

  
 3.9    SUPERINTENDENT 
  
 3.9.1    The Contractor shall employ a competent superintendent and necessary assistants who shall be in attendance at the Project site during performance of the Work. The superintendent shall represent the
Contractor, and communications given to the superintendent shall be as binding as if given to the Contractor. Important communications shall be confirmed in writing. Other communications shall be similarly confirmed on written request in each case.

  
 3.10    CONTRACTOR’S CONSTRUCTION SCHEDULE 
  
 3.10.1    The Contractor, promptly after being awarded the Contract, shall prepare and submit for the Owner’s and Architect’s
information and the Construction Manager’s approval a Contractor’s Construction Schedule for the Work. Such schedule shall not exceed time limits current under the Contract Documents, shall be revised at appropriate intervals as required
by the conditions of the Work and Project, shall be related to the entire Project construction schedule to the extent required by the Contract Documents, and shall provide for expeditious and practicable execution of the Work. 

 
 17 

  
 3.10.2    The Contractor shall cooperate with the
Construction Manager in scheduling and performing the Contractor’s Work to avoid conflict, delay in or interference with the Work of other Contractors or the construction or operations of the Owner’s own forces. 
  
 3.10.3    The Contractor shall prepare and keep current, for the Construction Manager’s and
Architect’s approval, a schedule of submittals which is coordinated with the Contractor’s Construction Schedule and allows the Construction Manager and Architect reasonable time to review submittals. 
  
 3.10.4    The Contractor shall conform to the most recent schedules. 
  
 3.11    DOCUMENTS AND SAMPLES AT THE SITE 
  
 3.11.1    The Contractor shall maintain at the site for the Owner one record copy of the Drawings, Specifications, addenda, Change Orders and other Modifications, in good
order and marked currently to record changes and selections made during construction, and in addition approved Shop Drawings, Product Data, Samples and similar required submittals. These shall be available to the Construction Manager and Architect
and shall be delivered to the Construction Manager for submittal to the Owner upon completion of the Work and as a condition of final payment. 
  
 3.12    SHOP DRAWINGS, PRODUCT DATA AND SAMPLES 
  
 3.12.1    Shop Drawings are drawings, diagrams, schedules and other data specially prepared for the Work by the Contractor or a Subcontractor, Sub-subcontractor, manufacturer, supplier or distributor to
illustrate some portion of the Work. 
  
 3.12.2    Product Data are illustrations,
standard schedules, performance charts, instructions, brochures, diagrams and other information furnished by the Contractor to illustrate materials or equipment for some portion of the Work. 
  
 3.12.3    Samples are physical examples which illustrate materials, equipment or workmanship and establish standards by which the Work will be
judged. 
  
 3.12.4    Shop Drawings, Product Data, Samples and similar submittals are not
Contract Documents. The purpose of their submittal is to demonstrate for those portions of the Work for which submittals are required the way the Contractor proposes to conform to the information given and the design concept expressed in the
Contract Documents. Review by the Architect is subject to the limitations of Subparagraph 4.6.12. 
  
 3.12.5    The Contractor shall review, approve and submit to the Construction Manager, in accordance with the schedule and sequence approved by the Construction Manager, Shop Drawings, Product Data, Samples
and similar submittals required by the Contract Documents. The Contractor shall cooperate with the Construction Manager in the coordination of the Contractor’s Shop Drawings, Product Data, Samples and similar submittals with related documents
submitted by other Contractors. Submittals made by the Contractor which are not required by the Contract Documents may be returned without action. 
  
 3.12.6    The Contractor shall perform no portion of the Work requiring submittal and review of Shop Drawings, Product Data, Samples or similar submittals until the
respective submittal has been approved by the Construction Manager and Architect. Such Work shall be in accordance with approved submittals. 
  
 3.12.7    By approving and submitting Shop Drawings, Product Data, Samples and similar submittals, the Contractor represents that the Contractor has determined and verified
materials, field measurements and field construction criteria related thereto, or will do so, and has checked and coordinated the information contained within such submittals with the requirements of the Work and of the Contract Documents.

 
 18 

  
 3.12.8    The Contractor shall not be relieved of
responsibility for deviations from requirements of the Contract Documents by the Construction Manager’s and Architect’s approval of Shop Drawings, Product Data, Samples or similar submittals unless the Contractor has specifically informed
the Construction Manager and Architect in writing of such deviation at the time of submittal and the Construction Manager and Architect have given written approval to the specific deviation. The Contractor shall not be relieved of responsibility for
errors or omissions in Shop Drawings, Product Data, Samples or similar submittals by the Construction Manager’s and Architect’s approval thereof. 
  
 3.12.9    The Contractor shall direct specific attention, in writing or on resubmitted Shop Drawings, Product Data, Samples or similar submittals, to revisions other than
those requested by the Construction Manager and Architect on previous submittals. 
  
 3.12.10    Informational submittals upon which the Construction Manger and Architect are not expected to take responsive action may be so identified in the Contract Documents. 
  
 3.12.11    When professional certification of performance criteria of materials, systems or equipment is
required by the Contract Documents, the Construction Manager and Architect shall be entitled to rely upon the accuracy and completeness of such calculations and certifications. 
  
 3.13    USE OF SITE 
  
 3.13.1    The Contractor shall confine operations at the site to areas permitted by law, ordinances, permits and the Contract Documents and shall not unreasonably encumber the site with materials or
equipment. 
  
 3.13.2    The Contractor shall coordinate the Contractor’s operations
with, and secure the approval of, the Construction Manager before using any portion of the site. 
  
 3.13.3    Contractor acknowledges that the existing Mohegan Sum Casino will remain in full operation while the Work is proceeding and that it is imperative that such operations continue unimpeded by
Contractor’s Work Contractor also acknowledges that the site is relatively small in size and that Casino operations and on-going Phase II Expansion work will occupy substantially all available space at the site. Contractor will prepare, and
submit to the Construction Manager for approval, a Logistics Plan as part of its schedule submittal. Contractor’s access to the Site will be subject to coordination with the work of other contractors and the Owner. No Parking by
Contractor’s (and its subcontractor’s) employees will be permitted on the Site. 
  
 3.14    CUTTING
AND PATCHING 
  
 3.14.1    The Contractor shall be responsible for cutting, fitting or
patching required to complete the Work or to make its parts fit together properly. 
  
 3.14.2    The Contractor shall not damage or endanger a portion of the Work or fully or partially completed construction of the Owner’s own forces or of other Contractors by cutting, patching,
excavating or otherwise altering such construction. The Contractor shall not cut or otherwise alter such construction by other Contractors or by the Owner’s own forces except with written consent of the Construction Manager, Owner and such
other Contractors; such consent shall not be unreasonably withheld. The Contractor shall not unreasonably withhold from the other Contractors or the Owner the Contractor’s consent to cutting or otherwise altering the Work. 

 
 19 

  
 13.15    CLEANING UP 
  

13.15.1    The Contractor shall keep the premises and surrounding area free from accumulation of waste materials or rubbish caused by
operations under the Contract. At completion of the Work the Contractor shall remove from and about the Project waste materials, rubbish, the Contractor’s tools, construction equipment, machinery and surplus materials. 
  
 3.15.2    If the Contractor fails to clean up as provided in the Contract Documents, the Construction Manager
may do so with the Owner’s approval and the cost thereof shall be charged to the Contractor. 
  
 3.15.3    Contractor acknowledges that the existing Mohegan Sun Casino will remain in full operation while the Work is proceeding and the standard for clean-up by Contractor will be far higher than on a
typical construction sites. 
  
 3.16    ACCESS TO WORK 
  
 3.16.1    The Contractor shall provide the Owner, Construction Manager and Architect access to the Work in preparation and progress wherever
located. 
  
 ARTICLE 4 
 ADMINISTRATION OF THE CONTRACT 
  
 4.1    ARCHITECT 
  
 4.1.1    The Architect is the person lawfully licensed to practice architecture or an entity lawfully
practicing architecture identified as such in the Agreement and is referred to throughout the Contract Documents as if singular in number. The term “Architect” means the Architect or the Architect’s authorized representative.

  
 4.2    CONSTRUCTION MANAGER 
  
 4.2.1    The Construction Manager is the person or entity identified as such in the Agreement and is referred to throughout the Contract
Documents as if singular in number. The term “Construction Manager” means the Construction Manager or the Construction Manager’s authorized representative. 
  
 4.3    Duties, responsibilities and limitations of authority of the Construction Manager and Architect as set forth in the Contract Documents
shall not be restricted, modified or extended without written consent of the Owner, Construction Manager and/or Architect, as applicable, with notice to the Contractor. 
  
 4.4    In case of termination of employment of the Construction Manager or Architect, the Owner shall appoint a construction manager or
architect, and whose status under the Contract Documents shall be that of the former construction manager or architect, respectively. 
  
 4.6    ADMINISTRATION OF THE CONTRACT 
  
 4.6.1    The Construction Manager and Architect will provide administration of the Contract as described in the Contract Documents, and will be the Owner’s representatives (1) during construction, (2)
until final payment is due and (3) with the Owner’s concurrence, from time to time during the correction period described in Paragraph 12.2. The Construction Manager and Architect will advise and consult with the Owner and will have authority
to act on behalf of the Owner only to the extent provided in the Contract Documents, unless otherwise modified by written instrument in accordance with other provisions of the Contract. 

 
 20 

  
 4.6.2    The Construction Manager will determine in
general that the Work is being performed in accordance with the requirements of the Contract Documents, will keep the Owner informed of the progress of the Work, and will endeavor to guard the Owner against defects and deficiencies in the Work.

  
 4.6.3    The Construction Manager will provide for coordination of the activities of
other Contractors and of the Owner’s own forces with the Work of the Contractor, who shall cooperate with them. The Contractor shall participate with other Contractors and the Construction Manager and Owner in reviewing their construction
schedules when directed to do so. The Contractor shall make any revisions to the construction schedule deemed necessary after a joint review and mutual agreement. The construction schedules shall constitute the schedules to be used by the
Contractor, other Contractors, the Construction Manager and the Owner until subsequently revised. 
  
 4.6.4    The Construction Manager will schedule and coordinate the activities of the Contractors in accordance with the latest approved Project construction schedule. 
  
 4.6.5    The Architect will visit the site at intervals appropriate to the stage of construction to become
generally familiar with the progress and quality of the completed Work and to determine in general if the Work is being performed in a manner indicating that the Work, when completed, will be in accordance with the Contract Documents. However, the
Architect will not be required to make exhaustive or continuous on-site inspections to check quality or quantity of the Work. On the basis of on-site observations as an architect, the Architect will keep the Owner informed of progress of the Work,
and will endeavor to guard the Owner against defects and deficiencies in the Work. 
  
 4.6.6    The Construction Manager, except to the extent required by Subparagraph 4.6.4, and Architect will not have control over or charge of and will not be responsible for construction means, methods,
techniques, sequences or procedures, or for safety precautions and programs in connection with the Work, since these are solely the Contractor’s responsibility as provided in Paragraph 3.3, and neither will be responsible for the
Contractor’s failure to carry out the Work in accordance with the Contract Documents. Neither the Construction Manager nor the Architect will have control over or charge of or be responsible for acts or omissions of the Contractor,
Subcontractors, or their agents or employees, or of any other persons performing portions of the Work. 
  
 4.6.7    Communications Facilitating Contract Administration.    Except as otherwise provided in the Contract Documents or when direct communications have been specially
authorized, the Owner and Contractor shall communicate through the Construction Manager, and shall contemporaneously provide the same communications to the Architect. Communications by and with the Architect’s consultants shall be through the
Architect Communications by and with Subcontractors and material suppliers shall be through the Contractor. Communications by and with other Contractors shall be through the Construction Manager and shall be contemporaneously provided to the
Architect. 
  
 4.6.8    The Construction Manager will review and certify all Applications
for Payment by the Contractor, including final payment. The Construction Manager will assemble each of the Contractor’s Applications for Payment with similar Applications from other Contractors into a Project Application and Project Certificate
for Payment. After reviewing and certifying the amounts due the Contractors, the Construction Manager will submit the Project Application and Project Certificate for Payment, along with the applicable Contractors’ Applications and Certificates
for Payment, to the Architect. 
  
 4.6.9    Based on the Architect’s observations and
evaluations of Contractors’ Applications for Payment, and the certifications of the Construction Manager, the Architect will review and certify the amounts due the Contractors and will issue a Project Certificate for Payment. 

 
 21 

  
 4.6.10    The Architect will have authority to reject
Work which does not conform to the Contract Documents, and to require additional inspection or testing, in accordance with Subparagraphs 13.5.2 and 13.5.3, whether or not such Work is fabricated, installed or completed, but will take such action
only after notifying the Construction Manager. Subject to review by the Architect, the Construction Manager will have the authority to reject Work which does not conform to the Contract Documents. Whenever the Construction Manager considers it
necessary or advisable for implementation of the intent of the Contract Documents, the Construction Manager will have authority to require additional inspection or testing of the Work in accordance with Subparagraphs 13.5.2 and 13.5.3, whether or
not such Work is fabricated, installed or completed. The foregoing authority of the Construction Manager will be subject to the provisions of Subparagraphs 4.6.18 through 4.6.20 inclusive, with respect to interpretations and decisions of the
Architect. However, neither the Architect’s nor the Construction Manager’s authority to act under this Subparagraph 4.6.10 nor a decision made by either of them in good faith either to exercise or not to exercise such authority shall give
rise to a duty or responsibility of the Architect or the Construction Manager to the Contractor, Subcontractors, material and equipment suppliers, their agents or employees, or other persons performing any of the Work. 
  
 4.6.11    The Construction Manager will receive from the Contractor and review and approve all Shop Drawings,
Product Data and Samples, coordinate them with information received from other Contractors, and transmit to the Architect those recommended for approval. The Construction Manager’s actions will be taken with such reasonable promptness as to
cause no delay in the Work of the Contractor or in the activities of other Contractors, the Owner, or the Architect. 
  
 4.6.12    The Architect will review and approve or take other appropriate action upon the Contractor’s submittals such as Shop Drawings, Product Data and Samples, but only for the limited purpose of
checking for conformance with information given and the design concept expressed in the Contract Documents. The Architect’s action will be taken with such reasonable promptness as to cause no delay in the Work of the Contractor or in the
activities of the other Contractors, the Owner, or the Construction Manager, while allowing sufficient time in the Architect’s professional judgment to permit adequate review. Review of such submittals is not conducted for the purpose of
determining the accuracy and completeness of other details such as dimensions and quantities, or for substantiating instructions for installation or performance of equipment or systems, all of which remain the responsibility of the Contractor as
required by the Contract Documents. Neither the Construction Manager’s nor the Architect’s review of the Contractor’s submittals shall not relieve the Contractor of the obligations under Paragraphs 3.3, 3.5 and 3.12. Neither
the Construction Manager’s nor the Architect’s review shall constitute approval of safety precautions or, unless otherwise specifically stated by the Architect, of any construction means, methods, techniques, sequences or
procedures. Neither the Construction Manager’s nor the Architect’s approval of a specific item shall indicate approval of an assembly of which the item is a component. 
  

4.6.13    The Construction Manager will prepare Change Orders and Construction Change Directives. 
  
 4.6.14    Following consultation with the Construction Manager, the Architect will take appropriate action on
Change Orders or Construction Change Directives in accordance with Article 7 and will have authority to order minor changes in the Work as provided in Paragraph 7.4. 
  
 4.6.15    The Construction Manager will maintain at the site for the Owner one record copy of all Contracts, Drawings, Specifications, addenda,
Change Orders and other Modifications, in good order and marked currently to record all changes and selections made during construction, and in addition approved Shop Drawings, Product Data, Samples and similar required submittals. These will be
available to the Architect and the Contractor, and will be delivered to the Owner upon completion of the Project. 
  
 4.6.16    The Construction Manager will assist the Architect in conducting inspections to determine the dates of Substantial Completion and final completion, and will receive and forward to the Architect
written warranties and related documents required by the Contract and assembled by the Contractor. The Construction Manager will
 

 
 22 

 
forward to the Architect a final Project Application and Project Certificate for Payment upon compliance with the requirements of the Contract Documents. 
  
 4.6.17    If the Owner and Architect agree, the Architect will provide one or more project representatives to
assist in carrying out the Architect’s responsibilities at the site. The duties, responsibilities and limitations of authority of such project representatives shall be as set forth in an exhibit to be incorporated in the Contract Documents.

  
 4.6.18    The Architect will interpret and decide matters concerning performance under
and requirements of the Contract Documents on written request of the Construction Manager, Owner or Contractor. The Architect’s response to such requests will be made with reasonable promptness and within any time limits agreed upon. If no
agreement is made concerning the time within which interpretations required of the Architect shall be furnished in compliance with this Paragraph 4.6, then delay shall not be recognized on account of failure by the Architect to furnish such
interpretations until 15 days after written request is made for them. 
  
 4.6.19    Interpretations and decisions
of the Architect will be consistent with the intent of and reasonably inferable from the Contract Documents and will be in writing or in the form of drawings. When making such interpretations and decisions, the Architect will endeavor to secure
faithful performance by both Owner and Contractor, will not show partiality to either and will not be liable for results of interpretations or decisions so rendered in good faith. 
  
 4.6.20    The Architect’s decision on matters relating to aesthetic effect will be final if consistent with the intent expressed in the
Contract Documents. 
  
 4.7    CLAIMS AND DISPUTES 
  
 4.7.1    Definition.    A Claim is a demand or assertion by one of the parties seeking, as a matter of right, adjustment or
interpretation of Contract terms, payment of money, extension of time or other relief with respect to the terms of the Contract. The term “Claim” also includes other disputes and matters in question between the Owner and Contractor arising
out of or relating to the Contract. Claims must be made by written notice. The responsibility to substantiate Claims shall rest with the party making the Claim. 
  
 4.7.2    Decision of Architect.    Claims, including those alleging an error or omission by the Construction Manager or Architect, shall be referred
initially to the Architect for action as provided in Paragraph 4.8. A decision by the Architect, as provided in Subparagraph 4.8.4, shall be required as a condition precedent to litigation of a Claim between the Contractor and Owner as to all
such matters arising prior to the date final payment is due, regardless of (1) whether such matters relate to execution and progress of the Work or (2) the extent to which the Work has been completed. The decision by the Architect in response to a
Claim shall not be a condition precedent to arbitration or litigation in the event (1) the position of Architect is vacant, (2) the Architect has not received evidence or has failed to render a decision within agreed time limits, (3) the Architect
has failed to take action required under Subparagraph 4.8.4 within 30 days after the Claim is made, (4) 45 days have passed after the Claim has been referred to the Architect or (5) the Claim relates to a mechanic’s lien. 

 
 4.7.3    Time Limits on Claims.    Claims by either party must be made within 7
days after occurrence of the event giving rise to such Claim or within 7 days after the claimant first recognizes the condition giving rise to the Claim, whichever is later. Claims must be made by written notice. An additional Claim
made after the initial Claim has been implemented by Change Order will not be considered unless submitted in a timely manner. 
  
 4.7.4    Continuing Contract Performance.    Pending final resolution of a Claim, unless otherwise agreed in writing the Contractor shall proceed diligently with performance of
the Contract and the Owner shall continue to make payments in accordance with the Contract Documents. 

 
 23 

  
 4.7.6    Claims for Concealed or Unknown
Conditions.    If conditions are encountered at the site which are (1) subsurface or otherwise concealed physical conditions which differ materially from those indicated in the Contract Documents or (2) unknown physical
conditions of an unusual nature, which differ materially from those ordinarily found to exist and generally recognized as inherent in construction activities of the character provided for in the Contract Documents, then notice by the observing party
shall be given to the other party promptly before conditions are disturbed and in no event later than 7 days after first observance of the conditions. The Architect will promptly investigate such conditions and, if they differ materially and cause
an increase or decrease in the Contractor’s cost of, or time required for, performance of any part of the Work, will recommend an equitable adjustment in the Contract Sum or Contract Time, or both. If the Architect determines that the
conditions at the site are not materially different from those indicated in the Contract Documents and that no change in the terms of the Contract is justified, the Architect shall so notify the Owner and Contractor in writing, stating the reasons.
Claims by either party in opposition to such determination must be made within 7 days after the Architect has given notice of the decision. If the Owner and Contractor cannot agree on an adjustment in the Contract Sum or Contract Time, the
adjustment shall be referred to the Architect for initial determination, subject to further proceedings pursuant to Paragraph 4.8. 
  
 4.7.7    Claims for Additional Cost.    If the Contractor wishes to make Claim for an increase in the Contract Sum, written notice as provided herein shall be given before proceeding to
execute the Work. Prior notice is not required for Claims relating to an emergency endangering life or property arising under Paragraph 10.3. If the Contractor believes additional cost is involved for reasons including but not limited to (1) a
written interpretation from the Architect, (2) an order by the Owner to stop the Work where the Contractor was not at fault, (3) a written order for a minor change in the Work issued by the Architect, (4) failure of payment by the Owner, (5)
termination of the Contract by the Owner, (6) Owner’s suspension or (7) other reasonable grounds, Claim shall be filed in accordance with the procedure established herein. 
  
 4.7.8    Claims for Additional Time. 
  
 4.7.8.1    If the Contractor wishes to make Claim for an increase in the Contract Time, written notice as provided herein shall be given. The Contractor’s Claim shall
include an estimate of cost and of probable effect of delay on progress of the Work. In the case of a continuing delay only one Claim is necessary. 
  
 4.7.8.2    If adverse weather conditions are the basis for a Claim for additional time, such Claim shall be documented by data substantiating that weather conditions were
abnormal for the period of time and could not have been reasonably anticipated, and that weather conditions had material adverse effect on the scheduled construction. 
  
 4.7.9    Injury or Damage to Person or Property.    If either party to the Contract suffers injury or damage to person or
property because of an act or omission of the other party, of any of the other party’s employees or agents, or of others for whose acts such party is legally liable, written notice of such injury or damage, whether or not insured, shall be
given to the other party within a reasonable time not exceeding 7 days after first observance. The notice shall provide sufficient detail to enable the other party to investigate the matter. If a Claim for additional cost or time related to this
Claim is to be asserted, it shall be filed as provided in Subparagraphs 4.7.7 or 4.7.8. 
  
 4.8    RESOLUTION OF
CLAIMS AND DISPUTES 
  
 4.8.1    The Architect will review Claims and take one or more
of the following preliminary actions within ten days of receipt of a Claim: (1) request additional supporting data from the claimant, (2) submit a schedule to the parties indicating when the Architect expects to take action, (3) reject the Claim in
whole or in part, stating reasons for rejection, (4) recommend approval of the Claim by the other party or (5) suggest a compromise. The Architect may also, but is not obligated to, notify the surety, if any, of the nature and amount of the Claim.

 
 24 

  
 4.8.2    If a Claim has been resolved, the Architect
will prepare or obtain appropriate documentation. 
  
 4.8.3    If a Claim has not been
resolved, the party making the Claim shall, within ten days after the Architect’s preliminary response, take one or more of the following actions: (1) submit additional supporting data requested by the Architect, (2) modify the initial Claim or
(3) notify the Architect that the initial Claim stands. 
  
 4.8.4    If a Claim has not
been resolved after consideration of the foregoing and of further evidence presented by the parties or requested by the Architect, the Architect will notify the parties in writing that the Architect’s decision will be made within seven days,
which decision shall be final and binding on the parties but subject to litigation. Upon expiration of such time period, the Architect will render to the parties the Architect’s written decision relative to the Claim, including any
change in the Contract Sum or Contract Time or both. If there is a surety and there appears to be a possibility of a Contractor’s default, the Architect may, but is not obligated to, notify the surety and request the surety’s assistance in
resolving the controversy. 
  
 ARTICLE 5 
 SUBCONTRACTORS 
  
 5.1    DEFINITIONS 
  
 5.1.1    A Subcontractor is a person or entity who has a direct contract with the Contractor to perform a
portion of the Work at the site. The term “Subcontractor” is referred to throughout the Contract Documents as if singular in number and means a Subcontractor or an authorized representative of the Subcontractor. The term
“Subcontractor” does not include other Contractors or subcontractors of other Contractors. 
  
 5.1.2    A Sub-subcontractor is a person or entity who has a direct or indirect contract with a Subcontractor to perform a portion of the Work at the site. The term “Sub-subcontractor” is referred
to throughout the Contract Documents as if singular in number and means a Sub-subcontractor or an authorized representative of the Sub-subcontractor. 
  
 5.2    AWARD OF SUBCONTRACTS AND OTHER CONTRACTS FOR PORTIONS OF THE WORK 
  
 5.2.1    Unless otherwise stated in the Contract Documents or the bidding requirements, the Contractor, as soon as practicable after award of the Contract, shall furnish in writing to the Construction
Manager for review by the Owner, Construction Manager and Architect the names of persons or entities (including those who are to furnish materials or equipment fabricated to a special design) proposed for each principal portion of the Work. The
Construction Manager will promptly reply to the Contractor in writing stating whether or not the Owner, Construction Manager or Architect, after due investigation, has reasonable objection to any such proposed person or entity. Failure of the
Construction Manager to reply promptly shall constitute notice of no reasonable objection. 
  
 5.2.2    The Contractor shall not contract with a proposed person or entity to whom the Owner, Construction Manager or Architect has made reasonable and timely objection. The Contractor shall not be
required to contract with anyone to whom the Contractor has made reasonable objection. 
  
 5.2.3    If the Owner, Construction Manager or Architect has reasonable objection to a person or entity proposed by the Contractor, the Contractor shall propose another to whom the Owner, Construction
Manager or Architect has no reasonable objection. The Contract Sum shall be increased or decreased by the difference in cost occasioned by such change and an appropriate Change Order shall be issued. However, no increase in the Contract Sum shall be
allowed for such change unless the Contractor has acted promptly and responsively in submitting names as required. 

 
 25 

  
 5.2.4    The Contractor shall not change a
Subcontractor, person or entity previously selected if the Owner, Construction Manager or Architect makes reasonable objection to such change. 
  
 5.3    SUBCONTRACTUAL RELATIONS 
  
 5.3.1    By
appropriate agreement, written where legally required for validity, the Contractor shall require each Subcontractor, to the extent of the Work to be performed by the Subcontractor, to be bound to the Contractor by terms of the Contract Documents,
and to assume toward the Contractor all the obligations and responsibilities which the Contractor, by these Documents, assumes toward the Owner, Construction Manager and Architect. Each subcontract agreement shall preserve and protect the rights of
the Owner, Construction Manager and Architect under the Contract Documents with respect to the Work to be performed by the Subcontractor so that subcontracting thereof will not prejudice such rights, and shall allow to the Subcontractor, unless
specifically provided otherwise in the subcontract agreement, the benefit of all rights, remedies and redress against the Contractor that the Contractor, by the Contract Documents, has against the Owner. Where appropriate, the Contractor shall
require each Subcontractor to enter into similar agreements with Sub-subcontractors. The Contractor shall make available to each proposed Subcontractor, prior to the execution of the subcontract agreement, copies of the Contract Documents to which
the Subcontractor will be bound, and, upon written request of the Subcontractor, identify to the Subcontractor terms and conditions of the proposed subcontract agreement which may be at variance with the Contract Documents. Subcontractors shall
similarly make copies of applicable portions of such documents available to their respective proposed Sub-subcontractors. 
  
 5.4    CONTINGENT ASSIGNMENT OF SUBCONTRACTS 
  
 5.4.1    Each subcontract agreement for a portion of the Work is assigned by the Contractor to the Owner provided that: 
  

	 	.1
	 
	assignments is effective only after termination of the Contract by the Owner for cause pursuant to Paragraph 14.2 and only for those subcontract agreements
which the Owner accepts by notifying the Subcontractor in writing; and 
 

  

	 	.2
	 
	assignment is subject to the prior rights of the surety, if any, obligated under bond relating to the Contract. 
 

  
 5.4.2    If the Work has been suspended for more than 30 days, the Subcontractor’s compensation shall be
equitably adjusted. 
  
 ARTICLE 6 
 CONSTRUCTION BY OWNER OR BY 
 OTHER CONTRACTORS 
  

	6.1
	 
	OWNER’S RIGHT TO PERFORM CONSTRUCTION WITH OWN FORCES AND TO AWARD OTHER CONTRACTS 
 

  
 6.1.1    The Owner reserves the right to perform construction or operations related to the Project with the
Owner’s own forces, which include persons or entities under separate contracts not administered by the Construction Manager. The Owner further reserves the right to award other contracts in connection with other portions of the Project or other
construction or operations on the site under Conditions of the Contract identical or substantially similar to these including those portions related to insurance and waiver of subrogation. If the Contractor claims that delay or additional cost is
involved because of such action by the Owner, the Contractor shall make such Claim as provided elsewhere in the Contract Documents. 
  
 6.1.2    When the Owner performs construction or operations with the Owner’s own forces including persons or entities under separate contracts not administered by the Construction Manager, the
Owner shall provide for coordination of such forces with the Work of the Contractor, who shall cooperate with them. 

 
 26 

  
 6.1.3    Unless otherwise provided in the Contract
Documents, when the Owner performs construction or operations related to the Project with the Owner’s own forces, the Owner shall be deemed to be subject to the same obligations and to have the same rights which apply to the Contractor under
the Conditions of the Contract, including, without excluding others, those stated in this Article 6 and in Articles 3, 10, 11, and 12. 
  
 6.2    MUTUAL RESPONSIBILITY 
  
 6.2.1    The
Contractor shall afford the Owner’s own forces, Construction Manager and other Contractors reasonable opportunity for introduction and storage of their materials and equipment and performance of their activities, and shall connect and
coordinate the Contractor’s construction and operations with theirs as required by the Contract Documents. 
  
 6.2.2    If part of the Contractor’s Work depends for proper execution or results upon construction or operations by the Owner’s own forces or other Contractors, the Contractor shall, prior to
proceeding with that portion of the Work, promptly report to the Construction Manager and Architect apparent discrepancies or defects in such other construction that would render it unsuitable for such proper execution and results. Failure of the
Contractor so to report shall constitute an acknowledgment that the Owner’s own forces or other Contractors’ completed or partially completed construction is fit and proper to receive the Contractor’s Work, except as to defects not
then reasonably discoverable. 
  
 6.2.3    Costs caused by delays or by improperly timed
activities or defective construction shall be borne by the party responsible therefor. 
  
 6.2.4    The Contractor shall promptly remedy damage wrongfully caused by the Contractor to completed construction or partially completed construction or to property of the Owner or other Contractors as
provided in Subparagraph 10.2.5. 
  
 6.2.5    Claims and other disputes and matters in
question between the Contractor and other Contractors shall be subject to the provisions of Paragraph 4.7 provided the other Contractors have reciprocal obligations. 
  
 6.2.6    The Owner and other Contractors shall have the same responsibilities for cutting and patching as are described for the Contractor in
Paragraph 3.14. 
  
 6.3    OWNER’S RIGHT TO CLEAN UP 
  

6.3.1    If a dispute arises among the Contractor, other Contractors and the Owner as to the responsibility under their respective contracts
for maintaining the premises and surrounding area free from waste materials and rubbish as described in Paragraph 3.15, the Owner may clean up and allocate the cost among those responsible as the Construction Manager, in consultation with the
Architect, determines to be just. 
  
 ARTICLE 7 
 CHANGES IN THE WORK 
  
 7.1    CHANGES 
  
 7.1.1    Changes in the Work may be accomplished after execution of the Contract, and without invalidating the
Contract, by Change Order, Work Directive or order for a minor change in the Work, subject to the limitations stated in this Article 7 and elsewhere in the Contract Documents. 
  
 7.1.2    A Change order shall be based upon agreement among the Owner, Construction Manager, Architect and Contractor; a Work Directive requires
agreement by the Construction Manager and may or may not be agreed to by Contractor; an order for a minor change in the Work may be issued by the Architect alone. 

 
 27 

  
 7.1.3    Changes in the Work shall be performed under
applicable provisions of the Contract Documents, and Contractor shall proceed promptly, unless otherwise provided in the Change Order, Work Directive or order for a minor change in the Work. 
  
 7.1.4    If unit prices are stated in the Contract Documents or subsequently agreed upon, and if quantities originally contemplated are so
changed in a proposed Change Order or Work Directive that application of such unit prices to quantities of Work proposed will cause substantial inequity to the Owner or Contractor, the applicable unit prices shall be equitably adjusted.

  
 7.2    CHANGE ORDERS 
  
 7.2.1    A Change Order is a written instrument prepared by the Construction Manager and signed by the Construction Manager and signed by Construction Manager
as agent of the Owner and Contractor, stating their agreement upon all of the following: 
  

	 	.1
	 
	a change in the Work; 
 

  

	 	.2
	 
	the amount of the adjustment in the Contract Sum, if any; and 
 

  

	 	.3
	 
	the extent of the adjustment in the Contract Time, if any. 
 

  
 7.2.2     The Contractor shall following the procedures set for the in Paragraph 7.2.3, at any time without notice to the sureties and following
the authorization from the Construction Manager and Owner by written Change Order, make changes in the Work, within the general scope of the Contract Documents including changes; 
  
 (a)    in the specifications or drawings: 
  
 (b)    in the method or manner of performance of the Work; 
  
 (c)    in the Owner-furnished facilities, equipment, materials, services, or Project Site; or 
  
 (d)    directing acceleration in the performance the Work. 
  
 7.2.3    Within five (5) days after notice to Contractor Manager that a change is required or within five (5)
days after request for a change order by the Contractor, the Contractor will be required to submit to the Construction Manager a cost proposal for the work to be accomplished or services to be performed. All changes to the work directed by the
Construction Manager, pursuant to the above, shall be, made by the Contractor upon one or more of the following bases, at the election of the Construction Manager and Owner. 
  
 (a)    Unit Price Basis. When appropriate and as may be directed by the Construction Manager and Owner, changes to the Work shall be
made in accordance with such unit prices as may have been negotiated. All adjustments, both additive and/or deductive, made under this method shall be based on the total number of units involved and summarized to the formula shown below:

  
 
	                                      
              
 	 	 x
 	  	                                      
          
 	 	 =
 	  	                                      
          
 
	 net number of units
 	 	  	  	 Contract Unit Price
 	 	  	  	 Total of Change
 

 
  
 (b)    Fixed Price Basis. Where
appropriate and as may be directed by the Construction Manager and Owner, changes to the Work may be made on a fixed price basis. Within five (5) days after receipt of the notice of the Construction Manager’s intention to make a change or
alteration in the Work, the Contractor shall furnish to the Construction Manager a detailed fixed price proposal for any increase or decrease in the Contract Price and in the time required for completion of the Work, which will be caused by such
change. The Construction Manager shall have the right to accept or reject such proposal. 

 
 28 

  
 Contractor’s percentage allowance for overhead and profit in the amount(s)
stated below shall be included in the contractor’s proposal. Said amount(s) shall be deemed to have covered all headquarters and field office supervision and administration, including craft, general, foreman, and/or superintendent. The same
percentages shall apply to any lower tier subcontractors to the Contractor. 
  
 
	 1.    Net Total Material
 	  	 $
 	  	                                      
                
 
	 2.    Net Total Equipment
 	  	 $
 	  	                                      
                
 
	 3.    Net Total Labor
 	  	  	  	  
	 mh    x    rate
 
	  	  
	 (per collective bargaining agreement)
 	  	 $
 	  	                                      
                
 
	 4.    Net Payroll taxes and if applicable insurance    
 	  	 $
 	  	                                      
                
 
	 5.    Net Subtotal
 	  	 $
 	  	                                      
                
 
	 6.    Net Overhead and Profit @ 10% of Line 5
 	  	 $
 	  	                                      
                
 
	 7.    Net Subcontract Costs
 	  	 $
 	  	                                      
                
 
	 8.    Net Overhead and Profit @ 5% of Line 7
 	  	 $
 	  	                                      
                
 
	 9.    Net Bond Costs, if any
 	  	 $
 	  	                                      
                
 
	 10.    Total Costs
 	  	 $
 	  	                                      
                
 

 
  
 (c)    Cost of Labor and
Materials Basis. In the event that the Contractor, pursuant to a written order, which establishes a not-to-exceed price, and which is signed by the Construction Manager and Owner, performs any additional Work upon the basis set forth in this
Paragraph (c) the Contractor shall furnish to the Construction Manager, within twenty -four (24) hours of each day additional work is performed, daily timesheets and material sheets, and securing the Construction Manager’s or designee’s
signature thereon. The original signed timesheets and material receipts shall accompany all bills and vouchers which the Contractor shall present for payment. Daily time and materials reporting shall be on forms approved by the Construction Manager,
and shall reference the appropriate PCO No. / Item No. or change order number. Daily timesheets shall be fully descriptive of the Work performed. 
  
 The Contractor shall, if requested by the Construction Manager, make daily reports in writing of all additional Work performed under the provisions of the Paragraph(c). Contractor agrees that all
correspondence records, vouchers and books of accounts, insofar as they pertain to the changes to the work done under this Paragraph (c) will be open at all reasonable times for inspection and audit by the Construction Manager or its designee.

  
 If the Construction Manager elects to accomplish the change on the basis of cost of labor and materials, the
Contractor shall furnish such additional labor and materials, equipment, apparatus, and supervision required to make the requested change, in accordance with the terms and conditions of the Contract and the Contractor will be paid on the following
basis: 
  
 (i)    The all inclusive applicable craft straight time wage rates in
effect at the time the Work is to be performed, which shall include all benefits and fringes, including, where applicable, but not limited to Worker’s Compensation Act Tax, unless exempted by the Owner Controlled Insurance Program, and Federal
and State Unemployment Insurance contributions. 
  
 (ii)    Any premiums paid for
authorized overtime shall be reimbursed, at the premium portion only, of the applicable craft rates in effect at the time the work is performed, with an allowance for insurance, where applicable, but no allowance for overhead and profit.

  
 (iii)    The actual net cost of all materials, equipment, and apparatus
furnished or rented for such additional work supported by copies of vendors’ invoices. The Contractor will be responsible for securing and shall give the Owner the full benefit of all cash or other forms of discounts or rebates that are
available. All rental equipment provided by Contractor shall be at rates approved by the Construction Manager. 
  
 (iv)    Tools and construction equipment with an individual value less than $1,000.00 required for such additional Work will be reimbursed at rate not to exceed 3% of the straight-time labor cost. 

 
 29 

  
 (v)    A percentage allowance, as stated
below, for overhead and profit on the total of Subparagraphs (i), (iii), and (iv), as previously listed. Said allowances shall be deemed to cover the expenses of all headquarters and field office supervision and administration. 

 
 (vi)    If the Contractor shall subcontract any portion of such additional Work, the
Contractor shall be reimbursed for the amounts actually paid to the subcontractor, plus a percentage allowance of five (5%) percent for overhead and profit. 
  
 (vii)    The cost of time and materials work will be based on the following formula for both Contractor and any subcontractor, if
required: 
  
 
	 a.    Total Material
 	  	 $
 	  	                                      
           
 
	 b.    Total Equipment
 	  	 $
 	  	                                      
           
 
	 c.    Total Straight Time Rate:
 	  	  	  	  
	 mh    x    rate
 	  	 $
 	  	                                      
           
 
	 d.    Payroll taxes and insurance    
 	  	 $
 	  	                                      
           
 
	 e.    Subtotal
 	  	 $
 	  	                                      
           
 
	 f.    Overhead and Profit @ 10% of Line e
 	  	 $
 	  	                                      
           
 
	 g.    Small Tool Allowance not to exceed 3% of Line e
 	  	 $
 	  	                                      
           
 
	 h.    Subtotal, Lines e, f and g
 	  	 $
 	  	                                      
           
 
	 i.    Total Premium Time Labor:mh. x rate
 	  	 $
 	  	                                      
           
 
	 j.    Subcontract Costs
 	  	 $
 	  	                                      
           
 
	 k.    Overhead and Profit @ 5% of Line i
 	  	 $
 	  	                                      
           
 
	 l.    Bond Costs, if any
 	  	 $
 	  	                                      
           
 
	 m.    Total Costs, Lines h through l
 	  	 $
 	  	                                      
           
 

 
  
 7.2.4    (a)    Any
written or oral order which as used in this Paragraph 7.2.4 (a), includes direction, instruction, interpretation, or determination from the Construction Manager that causes a change, shall be treated as a Change Order under this clause; provided,
however, that Contractor gives the Construction Manager written notice stating (1) the date, circumstances and source of the order, and (2) that Contractor regards the order as a Change Order. The written notice must be provided as soon as possible,
but in no event later than two (2) days after receipt of the written or oral order. No proposal for any change shall be allowed for any costs incurred more than two (2) days before the Construction Manager receives written notice as required.
Contractor shall not proceed with the proposed change or incur any costs unless specifically directed to do so by the Construction Manager. 
  
 (b)    Except as provided in this clause, no order, statement or conduct of any person or party other than the Construction Manager shall be treated as a change under this Paragraph
7.2.4, or entitle Contractor to an equitable adjustment. 
  
 (c)    No proposal
by the Contractor for an equitable adjustment shall be allowed if asserted after final payment. Furthermore, no requests for change orders or submittals of claims of any kind will be accepted 45 days after the Contractor has achieved Substantial
Completion. If, however no written notice, as described in the Contract Documents was given by the Contractor prior to Substantial Completion the request for change order(s) or claim(s) will not be accepted. 
  
 (d)    The Construction Manager with the Owners approval may direct the Contractor to implement a
change in the Work without regard to the process in Paragraph 7.2.3. and Contractor shall proceed to implement the Change in the Work under the direction of Construction Manager. An amendment to the Contract Documents which will reflect an equitable
adjustment in cost and schedule will be subsequently negotiated. If the Construction Manager determines that a Change Order is appropriate under the circumstances, and the Construction Manager and the Contractor are unable to agree upon the
resulting impact(s) on the Contract Sum and/or the Period for Completion (if any), the Construction Manager may execute a unilateral Change Order to the Construction Contract. The Contractor shall thereafter promptly,
 

 
 30 

 
diligently and faithfully perform the work (if it has not already begun to perform such work if previously so directed in writing by the Construction Manager). If Construction Manager and
Contractor are unable to negotiate an amendment acceptable to the Owner, the matter will be considered a dispute under Article 4.8. 
  
 7.2.5    The Contractor shall maintain a log of the status of all proposed and issued Change Orders which log will be provided at least weekly to the Construction Manager and discussed in the
weekly job meetings.” 
  
 *7.3    Work Directive 
  
 7.3.1    A Work Directive is a written order prepared by the Construction Manager and signed by the Construction Manager and Contractor,
directing a change in the Work and stating their agreement or disagreement on the following: 
  

	 	.1
	 
	A change in the Work. 
 

  

	 	.2
	 
	the amount of the adjustment in the Contract Sum, if any; and 
 

  

	 	.3
	 
	the extent of the adjustment in Schedule, if any. 
 

  
 7.3.2    If a Work Directive requires an adjustment to the Contract Sum, the adjustments will be based upon the pricing formats and procedures set forth in Article 7.2.
above. Contractor shall comply with the timeframes set forth in 7.2, above, for notice, pricing and/or schedule Information; failure to do so shall be considered a waiver by Contractor of its right to request an equitable adjustment of its Contract
Sum or the Schedule.” 
  
 7.4    MINOR CHANGES IN THE WORK 
  
 7.4.1    The Architect will have authority to order minor changes in the Work not involving adjustment in the
Contract Sum or extension of the Contract Time and not inconsistent with the intent of the Contract Documents. Such changes shall be effected by written order issued through the Construction Manager and shall be binding on the Owner and Contractor.
The Contractor shall carry out such written orders promptly. 
  
 ARTICLE 8 
 TIME 
  
 8.1    DEFINITIONS 
  
 8.1.1    Unless otherwise provided, Contract Time is the period of time, including authorized adjustments,
allotted in the Contract Documents for Substantial Completion of the Work. 
  
 8.1.2    The date of commencement the Work is the date established in the Agreement. The date shall not be postponed by the failure to act of the Contractor or of persons or entities for whom the Contractor
is responsible. 
  
 8.1.3    The date of Substantial Completion is the date certified by
the Architect in accordance with Paragraph 9.8. 
  
 8.1.4    The term “day” as
used in the Contract Documents shall mean calendar day unless otherwise specifically defined. 
  
 8.2    PROGRESS AND
COMPLETION 
  
 8.2.1    Time limits stated in the Contract Documents are of the
essence of the Contract. By executing the Agreement the Contractor confirms that the Contract Time is a reasonable period for performing the Work. 
  
 8.2.2    The Contractor shall not knowingly, except by agreement or instruction of the Owner in writing, prematurely commence operations on the site or elsewhere prior to the
effective date of insurance required by Article 11 to be furnished by the Contractor. The date of commencement of the Work shall not be changed by the effective date of such insurance. Unless the date of commencement is established by a notice to
proceed given by the Owner, the Contractor shall notify the Owner in writing not less than five days or other agreed period before commencing the Work. 

 
 31 

  
 8.2.3    The Contractor shall proceed expeditiously
with adequate forces and shall achieve Substantial Completion within the Contract Time. 
  
 8.3    DELAYS AND
EXTENSIONS OF TIME 
  
 8.3.1    If the contractor is delayed at any time in progress
of the Work by an act or neglect of the Owner’s own forces, Construction Manager, Architect, any of the other Contractors or an employee of any of them, or by changes ordered in the Work, or by labor disputes, fire, unusual delay in deliveries,
unavoidable casualties or other causes beyond the Contractor’s control, or by delay authorized by the Owner or by other causes which the Architect, based on the recommendation of the Construction Manager, determines may justify delay, then the
Contract Time shall be extended by Change Order for such reasonable time as the Architect may determine. 
  
 8.3.2    Claims relating to time shall be made in accordance with applicable provisions of Paragraph 4.7. 
  
 8.3.3    This Paragraph 8.3 does not preclude recovery of damages for delay by either party under other provisions of the Contract Documents. 
  
 ARTICLE 9 
 PAYMENTS AND COMPLETION

  
 9.1    CONTRACT SUM 
  
 9.1.1    The Contract Sum is stated in the Agreement and, including authorized adjustments, is the total amount payable by the Owner to the
Contractor for performance of the Work under the Contract Documents. 
  
 9.2    SCHEDULE OF VALUES 

 
 9.2.1    Before the first Application for payment, the Contractor shall submit to the
Construction Manager, a schedule of values allocated to various portions of the Work, prepared in such form and supported by such data to substantiate its accuracy as the Construction Manager may require. This schedule, upon acceptance by the
Construction Manager shall be used as a basis for reviewing the Contractor’s Applications for Payment. 
  
 9.3    APPLICATIONS FOR PAYMENT 
  
 9.3.1    At
least fifteen days before the date established for each progress payment, the Contractor shall submit to the Construction Manager an itemized Application for Payment for Work completed in accordance with the schedule of values. Such application
shall be notarized, if required, and supported by such data substantiating the Contractor’s right to payment as the Owner, Construction Manager or Architect may require, such as copies of requisitions from Subcontractors and material suppliers,
and reflecting retainage if provided for elsewhere in the Contract Documents. 
  
 9.3.1.1    Such applications may include requests for payment on account of changes in the Work which have been properly authorized by Construction Change Directives but not yet included in Change Orders.

  
 9.3.1.2    Such applications may not include requests for payment of amounts the
Contractor does not intend to pay to a Subcontractor or material supplier because of a dispute or other reason. 
  
 9.3.2    Unless otherwise provided in the Contract Documents, payments shall be made on account of materials and equipment delivered and suitably stored at the site for subsequent incorporation in the Work.
If approved in advance by the Owner, payment may similarly be made for materials and equipment suitably stored off the site at a location agreed upon in writing. Payment for materials and equipment stored on or off the site shall be conditioned upon
compliance by the Contractor with procedures satisfactory to the Owner to establish the Owner’s title to such materials and equipment or otherwise protect the Owner’s interest, and shall include applicable insurance, storage and
transportation to the site for such materials and equipment stored off the site. 

 
 32 

  
 9.3.3    The Contractor warrants that title to all
Work covered by an Application for Payment will pass to the Owner no later than the time of payment. The Contractor further warrants that upon submittal of an Application for Payment all Work for which Certificates for Payment have been previously
issued and payments received from the Owner shall, to the best of the Contractor’s knowledge, information and belief, be free and clear of liens, claims, security interests or encumbrances in favor of the Contractor, Subcontractors, material
suppliers, or other persons or entities making a claim by reason of having provided labor, materials and equipment relating to the Work. 
  
 9.4    CERTIFICATES FOR PAYMENT 
  
 9.4.1    The Construction Manager will assemble a Project Application for Payment by combining the Contractor’s applications with similar applications for progress payments from other Contractors and,
after certifying the amounts due on such applications, forward them to the Architect within seven days. 
  
 9.4.2    Within seven days after the Architect’s receipt of the Project Application for Payment, the Construction Manager and Architect will either issue to the Owner a Project Certificate for Payment,
with a copy to the Contractor, for such amount as the Construction Manager and Architect determine is properly due, or notify the Contractor and Owner in writing of the Construction Manager’s and Architect’s reasons for withholding
certification in whole or in part as provided in Subparagraph 9.5.1. Such notification will be forwarded to the Contractor by the Construction Manager. 
  
 9.4.3    The issuance of a separate Certificate for Payment or a Project Certificate for Payment will constitute representations made separately by the Construction Manager
and Architect to the Owner, based on their individual observations at the site and the data comprising the Application for Payment submitted by the Contractor, that the Work has progressed to the point indicated and that, to the best of the
Construction Manager’s and Architect’s knowledge, information and belief, quality of the Work is in accordance with the Contract Documents. The foregoing representations are subject to an evaluation of the Work for conformance with the
Contract Documents upon Substantial Completion, to results of subsequent tests and inspections, to minor deviations from the Contract Documents correctable prior to completion and to specific qualifications expressed by the Construction Manager or
Architect. The issuance of a separate Certificate for Payment or a Project Certificate for Payment will further constitute a representation that the Contractor is entitled to payment in the amount certified. However, the issuance of a separate
Certificate for Payment or a Project Certificate for Payment will not be a representation that the Construction Manager or Architect has (1) made exhaustive or continuous on-site inspections to check the quality or quantity of the Work, (2) reviewed
the Contractor’s construction means, methods, techniques, sequences or procedures, (3) reviewed copies of requisitions received from Subcontractors and material suppliers and other data requested by the Owner to substantiate the
Contractor’s right to payment or (4) made examination to ascertain how or for what purpose the Contractor has used money previously paid on account of the Contract Sum. 
  
 9.5    DECISIONS TO WITHHOLD CERTIFICATION 
  
 9.5.1    The Construction Manager or Architect may decide not to certify payment and may withhold a Certificate for Payment in whole or in part, to the extent reasonably necessary to protect the Owner, if
in the Construction Manager’s or Architect’s opinion the representations to the Owner required by Subparagraph 9.4.3 cannot be made. If the Construction Manager or Architect is unable to certify payment in the amount of the Application,
the Construction Manager or Architect will notify the Contractor and Owner as provided in Subparagraph 9.4.2. If the Contractor, Construction Manager and Architect cannot agree on a revised amount, the Construction Manager and Architect will
promptly issue a Certificate for Payment for the amount for which the Construction Manager and Architect are able to make such representations to the Owner. The Construction Manager or Architect may also decide not to certify payment or, because of
subsequently discovered evidence or
 

 
 33 

 
subsequent observations, may nullify the whole or a part of a Certificate for Payment previously issued, to such extent as may be necessary in the Construction Manager’s or Architect’s
opinion to protect the Owner from loss because of: 
  

	 	.1
	 
	defective Work not remedied; 
 

  

	 	.2
	 
	third party claims filed or reasonable evidence indicating probable filing of such claims; 
 

  

	 	.3
	 
	failure of the Contractor to make payments properly to Subcontractors or for labor, materials or equipment; 
 

  

	 	.4
	 
	reasonable evidence that the Work cannot be completed for the unpaid balance of the Contract Sum; 
 

  

	 	.5
	 
	damage to the Owner or another contractor; 
 

  

	 	.6
	 
	reasonable evidence that the Work will not be completed within the Contract Time, and that the unpaid balance would not be adequate to cover actual or
liquidated damages for the anticipated delay; or 
 

  

	 	.7
	 
	persistent failure to carry out the Work in accordance with the Contract Documents. 
 

  
 9.5.2    When the above reasons for withholding certification are removed, certification will be made for
amounts previously withheld. 
  
 9.6    PROGRESS PAYMENTS 
  

9.6.1    After the Construction Manager and Architect have issued a Project Certificate for Payment, the Owner shall make payment in the
manner and within the time provided in the Contract Documents, and shall so notify the Construction Manager and Architect. 
  
 9.6.2    The Contractor shall promptly pay each Subcontractor, upon receipt of payment from the Owner, out of the amount paid to the Contractor on account of such Subcontractor’s portion of the Work,
the amount to which said Subcontractor is entitled, reflecting percentages actually retained from payments to the Contractor on account of such Subcontractor’s portion of the Work. The Contractor shall, by appropriate agreement with each
Subcontractor, require each Subcontractor to make payments to Sub-subcontractors in similar manner. 
  
 9.6.3    The Construction Manager will, on request, furnish to a Subcontractor, if practicable, information regarding percentages of completion or amounts applied for by the Contractor and action taken
thereon by the Owner, Construction Manager and Architect on account of portions of the Work done by such Subcontractor. 
  
 9.6.4    Neither the Owner, Construction Manager nor Architect shall have an obligation to pay or to see to the payment of money to a Subcontractor except as may otherwise be required by law. 

 
 9.6.5    Payment to material suppliers shall be treated in a manner similar to that provided in
Subparagraphs 9.6.2, 9.6.3 and 9.6.4. 
  
 9.6.6    A Certificate for Payment, a progress
payment, or partial or entire use or occupancy of the Project by the Owner shall not constitute acceptance of Work not in accordance with the Contract Documents. 
  
 9.8    SUBSTANTIAL COMPLETION 
  
 9.8.1    Substantial Completion is the stage in the progress of the Work when the Work or designated portion thereof is sufficiently complete in accordance with the Contract Documents so the Owner can
occupy or utilize the Work for its intended use. 

 
 34 

  
 9.8.2    When the Contractor considers that the Work,
or a portion thereof which the Owner agrees to accept separately, is substantially complete, the Contractor and Construction Manager shall jointly prepare and submit to the Architect a comprehensive list of items to be completed or corrected. The
Contractor shall proceed promptly to complete and correct items on the list. Failure to include an item on such list does not alter the responsibility of the Contractor to complete all Work in accordance with the Contract Documents. Upon receipt of
the list, the Architect, assisted by the Construction Manager, will make an inspection to determine whether the Work or designated portion thereof is substantially complete. If the Architect’s inspection discloses any item, whether or not
included on the list, which is not in accordance with the requirements of the Contract Documents, the Contractor shall, before issuance of the Certificate of Substantial Completion, complete or correct such item upon notification by the Architect.
The Contractor shall then submit a request for another inspection by the Architect, assisted by the Construction Manager, to determine Substantial Completion. When the Work or designated portion thereof is substantially complete, the Architect will
prepare a Certificate of Substantial Completion which shall establish the date of Substantial Completion, shall establish responsibilities of the Owner and Contractor for security, maintenance, heat, utilities, damage to the Work and insurance, and
shall fix the time within which the Contractor shall finish all items on the list accompanying the Certificate. 
  
 9.8.3    Upon Substantial Completion of the Work or designated portion thereof and upon application by the Contractor and certification by the Construction Manager and Architect, the Owner shall make
payment, reflecting adjustment in retainage, if any, for such Work or portion thereof as provided in the Contract Documents. 
  
 9.9    PARTIAL OCCUPANCY OR USE 
  
 9.9.1    The Owner may occupy or use any completed or partially completed portion of the Work at any stage when such portion is designated by separate agreement with the Contractor, provided such occupancy
or use is consented to by the insurer as required under Subparagraph 11.3.11 and authorized by public authorities having jurisdiction over the Work. Such partial occupancy or use may commence whether or not the portion is substantially complete,
provided the Owner and Contractor have accepted in writing the responsibilities assigned to each of them for payments, retainage if any, security, maintenance, heat, utilities, damage to the Work and insurance, and have agreed in writing concerning
the period for correction of the Work and commencement of warranties required by the Contract Documents. When the Contractor considers a portion substantially complete, the Contractor and Construction Manager shall jointly prepare and submit a list
to the Architect as provided under Subparagraph 9.8.2. Consent of the Contractor to partial occupancy or use shall not be unreasonably withheld. The stage of the progress of the Work shall be determined by written agreement between the Owner and
Contractor or, if no agreement is reached, by decision of the Architect after consultation with the Construction Manager. 
  
 9.9.2    Immediately prior to such partial occupancy or use, the Owner, Construction Manager, Contractor and Architect shall jointly inspect the area to be occupied or portion of the Work to be used in
order to determine and record the condition of the Work. 
  
 9.9.3    Unless otherwise
agreed upon, partial occupancy or use of a portion or portions of the Work shall not constitute acceptance of Work not complying with the requirements of the Contract Documents. 
  
 9.10    FINAL COMPLETION AND FINAL PAYMENT 
  
 9.10.1    Upon completion of the Work, the Contractor shall forward to the Construction Manager a written notice that the Work is ready for final inspection and acceptance and shall also forward to the
Construction Manager a final Contractor’s Application for Payment. Upon receipt, the Construction Manager will forward the notice and Application to the Architect who will promptly make such inspection. When the Architect, based on the
recommendation of the Construction Manager, finds the Work acceptable under the Contract Documents and the Contract fully performed, the Construction Manager and Architect will promptly issue a final Certificate for
 

 
 35 

 
Payment stating that to the best of their knowledge, information and belief, and on the basis of their observations and inspections, the Work has been completed in accordance with terms and
conditions of the Contract Documents and that the entire balance found to be due the Contractor and noted in said final Certificate is due and payable. The Construction Manager’s and Architect’s final Certificate for Payment will
constitute a further representation that conditions listed in Subparagraph 9.10.2 as precedent to the Contractor’s being entitled to final payment have been fulfilled. 
  
 9.10.2    Neither final payment nor any remaining retained percentage shall become due until the Contractor submits to the Architect through the
Construction Manager (1) an affidavit that payrolls, bills for materials and equipment, and other indebtedness connected with the Work for which the Owner or the Owner’s property might be responsible or encumbered (less amounts withheld by
Owner) have been paid or other wise satisfied, (2) a certificate evidencing that insurance required by the Contract Documents to remain in force after final payment is currently in effect and will not be canceled or allowed to expire until at least
30 days’ prior written notice has been given to the Owner, (3) a written statement that the Contractor knows of no substantial reason that the insurance will not be renewable to cover the period required by the Contract Documents, (4) consent
of surety, if any, to final payment and (5), if required by the Owner, other data establishing payment or satisfaction of obligations, such as receipts, releases and waivers of liens, claims, security interests or encumbrances arising out of the
Contract, to the extent and in such form as may be designated by the Owner. If a Subcontractor refuses to furnish a release or waiver required by the Owner, the Contractor may furnish a bond satisfactory to the Owner to indemnify the Owner against
such lien. If such lien remains unsatisfied after payments are made, the Contractor shall refund to the Owner all money that the Owner may be compelled to pay in discharging such lien, including all costs and reasonable attorneys’ fees.

  
 9.10.3    If, after Substantial Completion of the Work, final completion thereof is
materially delayed through no fault of the Contractor or by issuance of Change Orders affecting final completion, and the Construction Manager and Architect so confirm, the Owner shall, upon application by the Contractor and certification by the
Construction Manager and Architect, and without terminating the Contract, make payment of the balance due for that portion of the Work fully completed and accepted. If the remaining balance for Work not fully completed or corrected is less than
retainage stipulated in the Contract Documents, and if bonds have been furnished, the written consent of surety to payment of the balance due for that portion of the Work fully completed and accepted shall be submitted by the Contractor to the
Architect through the Construction Manager prior to certification of such payment. Such payment shall be made under terms and conditions governing final payment, except that it shall not constitute a waiver of Claims. 
  
 9.10.4    Acceptance of final payment by the Contractor, a Subcontractor or material supplier shall constitute
a waiver of claims by that payee except those previously made in writing and identified by that payee as unsettled at the time of final Application for Payment. 
  
 ARTICLE 10 
 PROTECTION OF PERSONS AND PROPERTY 
  

10.1    SAFETY PRECAUTIONS AND PROGRAMS 
  
 10.1.1    The Contractor shall be responsible for initiating, maintaining and supervising all safety precautions and programs in connection with the performance of the Contract. The Contractor shall submit
the Contractor’s safety program to the Construction Manager for review and coordination with the safety programs of other Contractors. 
  
 10.1.2    In the event the Contractor encounters on the site material reasonably believed to be asbestos or polychlorinated biphenyl (PCB) which has not been rendered
harmless, the Contractor shall immediately stop Work in the area affected and report the condition to the Owner, Construction Manager and Architect in writing. The Work in the affected area shall not thereafter be resumed except by written agreement
of the Owner and Contractor if in fact the material is asbestos or polychlorinated biphenyl (PCB) and has not been rendered harmless. The Work in the affected area shall be resumed in the absence of asbestos or polychlorinated biphenyl (PCB), or
when it has been rendered harmless, by written agreement of the Owner and Contractor, or in accordance with final determination by the Architect. 

 
 36 

  
 10.1.3    The Contractor shall not be required
pursuant to Article 7 to perform without consent any Work relating to asbestos or polychlorinated biphenyl (PCB). 
  
 10.1.4    To the fullest extent permitted by law, the Owner shall indemnify and hold harmless the Contractor, Construction Manager, Architect, their consultants, and agents and employees of any of them from
and against claims, damages, losses and expenses, including but not limited to attorneys’ fees, arising out of or resulting from performance of the Work in the affected area if in fact the material is asbestos or polychlorinated biphenyl (PCB)
and has not been rendered harmless, provided that such claim, damage, loss or expense is attributable to bodily injury, sickness, disease or death, or to injury to or destruction of tangible property (other than the Work itself) including loss of
use resulting therefrom, but only to the extent caused in whole or in part by negligent acts or omissions of the Owner, anyone directly or indirectly employed by the Owner or anyone for whose acts the Owner may be liable, regardless of whether or
not such claim, damage, loss or expense is caused in part by a party indemnified hereunder. Such obligation shall not be construed to negate, abridge or reduce other rights or obligations of indemnity which would otherwise exist as to a party or
person described in this Subparagraph 10.1.4. 
  
 10.1.5    If reasonable precautions will
be inadequate to prevent foreseeable bodily injury or death to persons resulting from a material or substance encountered on the site by the Contractor, the Contractor shall, upon recognizing the condition, immediately stop Work in the affected area
and report the condition to the Owner, Construction Manager and Architect in writing. The Owner, Contractor, Construction Manager and Architect shall then proceed in the same manner described in Subparagraph 10.1.2. 
  
 10.1.6    The Owner shall be responsible for obtaining the services of a licensed laboratory to verify a
presence or absence of the material or substance reported by the Contractor and, in the event such material or substance is found to be present, to verify that it has been rendered harmless. Unless otherwise required by the Contract Documents, the
Owner shall furnish in writing to the Contractor, Construction Manager and Architect the names and qualifications of persons or entities who are to perform tests verifying the presence or absence of such material or substance or who are to perform
the task of removal or safe containment of such material or substance. The Contractor, the Construction Manager and the Architect will promptly reply to the Owner in writing stating whether or not any of them has reasonable objection to the persons
or entities proposed by the Owner. If the Contractor, Construction Manager or Architect has an objection to a person or entity proposed by the Owner, the Owner shall propose another to whom the Contractor, the Construction Manager and the Architect
have no reasonable objection. 
  
 10.2    SAFETY OF PERSONS AND PROPERTY 
  
 10.2.1    The Contractor shall take reasonable precautions for safety of, and shall provide reasonable
protection to prevent damage, injury or loss to: 
  

	 	.1
	 
	employees on the Work of other persons who may be affected thereby without limitation. Owner’s guests and patrons; 
 

 

	 	.2
	 
	the Work and materials and equipment to be incorporated therein, whether in storage on or off the site, under care, custody or control of the Contractor or the
Contractor’s Subcontractors or Sub-subcontractors; 
 

  

	 	.3
	 
	other property at the site or adjacent thereto, such as trees, shrubs, lawns, walks, pavements, roadways, structures and utilities not designated for removal,
relocation or replacement in the course of construction; and 
 

  

	 	.4
	 
	construction or operations, including operations of the existing Mohegan Sun Casino by the Owner or other Contractors. 
 

 
 10.2.2    The Contractor shall give notices and comply with applicable laws, ordinances, rules,
regulations and lawful orders of public authorities bearing on safety of persons or property or their protection from damage, injury or loss. 

 
 37 

  
 10.2.3    The Contractor shall erect and maintain, as
required by existing conditions and performance of the Contract, reasonable safeguard for safety and protection, including posting danger signs and other warnings against hazards, promulgating safety regulations and notifying owners and users of
adjacent sites and utilities. 
  
 10.2.4    When use for storage of explosives or other
hazardous materials or equipment or unusual methods are necessary for execution of the Work, the Contractor shall notify and obtain the consent of Construction Manager prior to such activities and shall exercise utmost care and carry on such
activities under supervision of properly qualified personnel. 
  
 10.2.5    The Contractor
shall promptly remedy damage and loss (other than damage or loss insured under property insurance required by the Contract Documents) to property referred to in Clauses 10.2.1.2, 10.2.1.3 and 10.2.1.4 caused in whole or in part by the Contractor, a
Subcontractor, a Sub-subcontractor, or anyone directly or indirectly employed by any of them, or by anyone for whose acts they may be liable and for which the Contractor is responsible under Clauses 10.2.1.2, 10.2.1.3 and 10.2.1.4, except damage or
loss attributable to acts or omissions of the Owner, Construction Manager or Architect or anyone directly or indirectly employed by any of them, or by anyone for whose acts any of them may be liable, and not attributable to the fault or negligence
of the Contractor. The foregoing obligations of the Contractor are in addition to the Contractor’s obligations under Paragraph 3.18. 
  
 10.2.6    The Contractor shall designate a responsible member of the Contractor’s organization at the site whose duty shall be the prevention of accidents. This person shall be the
Contractor’s superintendent unless otherwise designated by the Contractor in writing to the Owner, Construction Manager and Architect. 
  
 10.2.7    The Contractor shall not load or permit any part of the construction or site to be loaded so as to endanger its safety. 
  
 10.3    EMERGENCIES 
  
 10.3.1    In an emergency affecting safety or persons or property, the Contractor shall act, at the Contractor’s discretion, to prevent threatened damage, injury or loss. Additional
compensation or extension of time claimed by the Contractor on account of an emergency shall be determined as provided in Paragraph 4.7 and Article 7. 
  
 11.4    PERFORMANCE BOND AND PAYMENT BOND 
  
 11.4.1    The Owner shall have the right to require the Contractor to furnish bonds covering faithful performance of the Contract and payment of obligations arising thereunder as stipulated in bidding
requirements or specifically required in the Contract Documents on the date of execution of the Contract. 
  
 11.4.2    Upon the request of any person or entity appearing to be a potential beneficiary of bonds covering payment of obligations arising under the Contract, the Contractor shall promptly furnish a copy
of the bonds or shall permit a copy to be made. 
  
 ARTICLE 12 
 UNCOVERING AND CORRECTION OF WORK 
  
 12.1    UNCOVERING OF
WORK 
  
 12.1.1    If a portion of the Work is covered contrary to the Construction
Manager’s or Architect’s request or to requirements specifically expressed in the Contract Documents, it must, if required in writing by either, be uncovered for their observation and be replaced at the Contractor’s expense without
change in the Contract Time. 
  
 12.1.2    If a portion of the Work has been covered which
the Construction Manager or Architect has not specifically requested to observe prior to its being covered, the Construction Manager or Architect may request to see such Work and it shall be uncovered by the Contractor. If such Work is in accordance
with the Contract Documents, costs of uncovering and replacement shall, by appropriate Change Order, be charged to the Owner. If such Work is not in accordance with the Contract Documents, the Contractor shall pay such costs unless the condition was
caused by the Owner or one of the other Contractors in which event the Owner shall be responsible for payment of such costs. 

 
 38 

  
 12.2    CORRECTION OF WORK 
  
 12.2.1    The Contractor shall promptly correct Work rejected by the Construction Manager or Architect or
failing to conform to the requirements of the Contract Documents, whether observed before or after Substantial Completion and whether or not fabricated, installed or completed. The Contractor shall bear costs of correcting such rejected Work,
including additional testing and inspections and compensation for the Construction Manager’s and Architect’s services and expenses made necessary thereby. 
  
 12.2.2    If, within one year after the date of Substantial Completion of the Work or designated portion thereof, or after the date for
commencement of warranties established under Subparagraph 9.9.1, or by terms of an applicable special warranty required by the Contract Documents, any of the Work is found to be not in accordance with the requirements of the Contract Documents, the
Contractor shall correct it promptly after receipt of written notice from the Owner to do so unless the Owner has previously given the Contractor a written acceptance of such condition. This period of one year shall be extended with respect to
portions of Work first performed after Substantial Completion by the period of time between Substantial Completion and the actual performance of the Work. This obligation under this Subparagraph 12.2.2 shall survive acceptance of the Work under the
Contract and termination of the Contract. The Owner shall give such notice promptly after discovery of the condition. 
  
 12.2.3    The Contractor shall remove from the site portions of the Work which are not in accordance with the requirements of the Contract Documents and are neither corrected by the Contractor nor accepted
by the Owner. 
  
 12.2.4    If the Contractor fails to correct nonconforming Work within a
reasonable time, the Owner may correct it in accordance with Paragraph 2.4. If the Contractor does not proceed with correction of such nonconforming Work within a reasonable time fixed by written notice from the Architect issued through the
Construction Manager, the Owner may remove it and store and salvable materials or equipment at the Contractor’s expense. If the Contractor does not pay costs of such removal and storage within ten days after written notice, the Owner may upon
ten additional days’ written notice sell such materials and equipment at auction or at private sale and shall account for the proceeds thereof, after deducting costs and damages that should have been borne by the Contractor, including
compensation for the Construction Manager’s and Architect’s services and expenses made necessary thereby. If such proceeds of sale do not cover costs which the Contractor should have borne, the Contract Sum shall be reduced by the
deficiency. If payments then or thereafter due the Contractor are not sufficient to cover such amount, the Contractor shall pay the difference to the Owner. 
  
 12.2.5    The Contractor shall bear the cost of correcting destroyed or damaged construction, whether completed or partially completed, of the Owner or other Contractors
caused by the Contractor’s correction or removal of Work which is not in accordance with the requirements of the Contract Documents. 
  
 12.2.6    Nothing contained in this Paragraph 12.2 shall be construed to establish a period of limitation with respect to other obligations which the Contractor might have under the Contract
Documents. Establishment of the time period of one year as described in Subparagraph 12.2.2 relates only to the specific obligation of the Contractor to correct the Work, and has no relationship to the time within which the obligation to comply with
the Contract Documents may be sought to be enforced, nor to the time within which proceedings may be commenced to establish the Contractor’s liability with respect to the Contractor’s obligations other than specifically to correct the
Work. 
  
 12.3    ACCEPTANCE OF NONCONFORMING WORK 
  
 12.3.1    If the Owner prefers to accept Work which is not in accordance with the requirements of the Contract Documents, the Owner may do so
instead of requiring its removal and correction, in which case the Contract Sum will be reduced as appropriate and equitable. Such adjustment shall be effected whether or not final payment has been made. 

 
 39 

  
 13.4    RIGHTS AND REMEDIES 
  
 13.4.1    Duties and obligations imposed by the Contract Documents and rights and remedies available thereunder
shall be in addition to and not a limitation of duties, obligations, rights and remedies otherwise imposed or available by law. 
  
 13.4.2    No action or failure to act by the Owner, Construction Manager, Architect or Contractor shall constitute a waiver of a right or duty afforded them under the Contract, nor shall such action or
failure to act constitute approval of or acquiescence in a breach thereunder, except as may be specifically agreed in writing. 
  
 13.5    TESTS AND INSPECTIONS 
  
 13.5.1    Tests, inspections and approvals of portions of the Work required by the Contract Documents or by laws, ordinances, rules, regulations or orders of public authorities having jurisdiction shall be
made at an appropriate time. Unless otherwise provided, the Contractor shall make arrangements for such tests, inspections and approvals with an independent testing laboratory or entity acceptable to the Owner, or with the appropriate public
authority, and shall bear all related costs of tests, inspections and approvals. The Contractor shall give the Construction Manager and Architect timely notice of when and where tests and inspections are to be made so the Construction Manager and
Architect may observe such procedures. The Owner shall bear costs of tests, inspections or approvals which do not become requirements until after bids are received or negotiations concluded. 
  
 13.5.2    If the Construction Manager, Architect, Owner or public authorities having jurisdiction determine that portions of the Work require
additional testing, inspection or approval not included under Subparagraph 13.5.1, the Construction Manager and Architect will, upon written authorization from the Owner, instruct the Contractor to make arrangements for such additional testing,
inspection or approval by an entity acceptable to the Owner, and the Contractor shall give timely notice to the Construction Manager and Architect of when and where tests and inspections are to be made so the Construction Manager and Architect may
observe such procedures. The Owner shall bear such costs except as provided in Subparagraph 13.5.3. 
  
 13.5.3    If such procedures for testing, inspection or approval under Subparagraphs 13.5.1 and 13.5.2 reveal failure of the portions of the Work to comply with requirements established by the Contract
Documents, the Contractor shall bear all costs made necessary by such failure including those of repeated procedures and compensation for the Construction Manager’s and Architect’s services and expenses. 
  
 13.5.4    Required certificates of testing, inspection or approval shall, unless otherwise required by the
Contract Documents, be secured by the Contractor and promptly delivered to the Construction Manager for transmittal to the Architect. 
  
 13.5.5    If the Construction Manager or Architect is to observe tests, inspections or approvals required by the Contract Documents, the Construction Manager or Architect will do so promptly and,
where practicable, at the normal place of testing. 
  
 13.5.6    Tests or inspections
conducted pursuant to the Contract Documents shall be made promptly to avoid unreasonable delay in the Work. 
  
 13.7    COMMENCEMENT OF STATUTORY LIMITATION PERIOD 
  
 13.7.1    As between the Owner and Contractor: 
  

	 	.1
	 
	Before Substantial Completion.    As to acts or failures to act occurring prior to the relevant date of Substantial Completion, any
applicable statute of limitations shall commence to run and any alleged cause of action shall be deemed to have accrued in any and all events not later than such date of Substantial Completion; 
 

 
 40 

  

	 	.2
	 
	Between Substantial Completion and Final Certificate for Payment.    As to acts or failures to act occurring subsequent to the
relevant date of Substantial Completion and prior to issuance of the final Certificate for Payment, any applicable statute of limitations shall commence to run and any alleged cause of action shall be deemed to have accrued in any and all events not
later than the date of issuance of the final Certificate for Payment; and 
 

  

	 	.3
	 
	After Final Certificate for Payment.    As to acts or failures to act occurring after the relevant date of issuance of the final
Certificate for Payment, any applicable statute of limitations shall commence to run and any alleged cause of action shall be deemed to have accrued in any and all events not later than the date of any act or failure to act by the Contractor
pursuant to any warranty provided under Paragraph 3.5, the date of any correction of the Work or failure to correct the Work by the Contractor under Paragraph 12.2, or the date of actual commission of any other act or failure to perform any duty or
obligation by the Contractor or Owner, whichever occurs last. 
 

 
 41 

 EXHIBIT F 
  
 AIA Document A201/Cma General Conditions and Supplementary General Conditions  dated June 9, 1999. 

 Exhibit “F” 
  
 SUPPLEMENTARY GENERAL CONDITIONS 
 Dated June 9, 1999 
  
 AIA Document A201/CMa, General Conditions of the Contract for Construction, Construction Manager-Advisor Edition, 1992 Edition (Printed Form), is hereby amended
as follows for purposes of the Construction Contract or Design-Build Agreement or Trade Management Contract with the Mohegan Tribal Gaming Authority: 
  
 1.1.1     Add at the beginning of this paragraph 
  
 “General Revisions 
  

	1.    Each
	 
	reference to Owner’s “approval” contained in AIA Form 201 CMa is hereby deleted and replaced with the words “acceptance”. 

  

	2.    The
	 
	term “Contractor” contained in AIA Form 201 CMa shall mean, as the context requires, either “Construction Contractor”, “Design-Build
Contractor”, or “Trade Management Contractor”, and the term “Construction Contract’ shall mean, as the context requires, either “Construction Contract”, Design-Build Agreement” or “Trade Management
Contract”.” 
 

  
 1.1.1     On the ninth line, strike the words
“Construction Change” and add the word “Work” 
  
 1.3.1    (A) On the
eighth line, put a period after the word “Architect”, and delete the rest of that sentence. (B) On the thirteenth line, replace the word “Architect” with “Owner”. (C) On the twenty-first line, strike the words “and
Architect”. (D) Beginning on the thirty-second line on page 7, strike the words “the Architect’s”. 
  
 Add a new 1.3.2 which reads:    “The Contractor hereby grants to the Owner all of its proprietary rights, including but not limited to, a royalty-free, non-exclusive license to use and to reproduce all
drawings and/or other documents prepared by or through the Contractor in connection with the Project to be used for any purpose whatsoever related to the Project.” 
  
 2.1.2    Delete in its entirety and add the following: The location for the Work (the “Site”) shall be as shown on the Drawings, which
Site is a portion of the property consisting of approximately 240 acres of land off of Sandy Desert Road and Mohegan Sun Boulevard on which the Owner operates the Mohegan Sun Casino and is developing the Mohegan Sun Phase 2 Expansion (the
“Project”). Refer to Exhibit R for Project Site Description. 
  
 2.2.1    
Beginning on the second line, strike the words “and promptly from time to time thereafter”. 
  
 2.3.1     On the eight line after the word “eliminated,”, add the following “without prejudice to Owner’s other remedies,” 
  
 2.4.1     Delete in its entirety. 
  
 3.5.1     Delete in its entirety. 
  
 3.6.1     Delete in its entirety. 
  
 3.7.2    
Add, at the end, “,including, without limitation, any necessary approvals or requirements of the Tribe.” 
  
 3.11.1     Add, at the end, “and as a condition of final payment.” 
  
 Add a new 3.13.3 which reads:    “Contractor acknowledges that the existing Mohegan Sun Casino will remain in full operation while the Work is proceeding and that it is imperative that such operation
continue
 

 
 43 

 
unimpeded by Contractor’s Work. Contractor also acknowledges that the site is relatively small in size and that existing Casino operations and on-going Phase II Expansion work will occupy
substantially all available space at the site. Contractor will prepare, and submit to the Construction Manager for approval, a Logistics Plan as a part of its schedule submittal. Contractor’s access to the Site will be subject to coordination
with the work of other contractors and the Owner. No parking by Contractor’s (and its subcontractor’s) employees will be permitted on the Site.” 
  
 Add a new 3.15.3 which reads: “Contractor acknowledges that the existing Mohegan Sun Casino will remain in full operation while the Work is proceeding and that the standard for clean-up by
Contractor on this site will be far higher than on typical construction sites.” 
  
 3.17.1     Delete in its entirety. 
  
 3.18.1     Delete in its entirety. 
  
 3.18.2
    Delete in its entirety. 
  
 3.18.3     Delete in its entirety.

  
 4.3     On the fourth line, delete the comma after the words “Construction Manager” and add the
words “and/or”. On the fifth line, strike the words “Architect and Contractor. Consent shall not be unreasonably withheld.” and replace with “ as applicable, with notice to Contractor.” 
  
 4.4     On the third line, after the word “architect”, insert comma and strike the words “against whom the Contractor
makes no reasonable objection and”. 
  
 4.5     Delete in its entirety. 
  
 4.6.12    (A) Before the last word on the sixteenth line, add “Neither the Construction Manager’s
nor”; (B) Before the phrase “The Architect’s” on the nineteenth line, add, “Neither the Construction Manager’s nor”; (C) Before the phrase “The Architect’s” on the twenty-second line, add,
“Neither the Construction Manager’s nor”. 
  
 4.7.2    (A) On the third
line on Page 13, strike the words “arbitration or”; (B) On the ninth line on Page 13, strike the words “arbitration or”. 
  
 4.7.3    On the second and third lines, change “21 days” to “7 days”. 
  
 4.7.4    On the second line, strike the words “including arbitration”. 
  
 4.7.5    Delete in its entirety. 
  
 4.7.6    On the eleventh line and twenty-second line, change “21 days” to “7 days”. 
  
 4.7.8.2     On the fifth line, strike the word “an” and insert the words “a material” 
  
 4.7.9    On the seventh line, change “21 days” to “7 days”. 
  
 4.8.4    On the sixth line, change “arbitration” to “litigation”. 
  

4.9     (including 4.9.1 through 4.9.7) – Delete in its entirety. 
  
 7.1.1     On the third line, after the word “Change Order,” strike the words “Construction Change” and add the word “Work”. 

 
 44 

  
 7.1.2     On the third line strike the words “a
Construction Change Directive requires agreement by the Owner, Construction Manager and Architect and may or may not be agreed to by the Contractor;” and add the following words “a Work Directive requires agreement by the Construction
Manager and may or may not be agreed to by the Contractor;” 
  
 7.1.3     On the
fourth line, after the word “Change Order,” strike the words “Construction Change” and add the word “Work”. 
  
 7.1.4     On the third line, after the word “or” strike the words “Construction Change” and add the word “Work”. 
  

7.2.1     On the second line, strike the words “the Owner,”. On the third line, after the word “Construction Manager,”
strike the word “Architect” and add the words “as agent of the Owner” 
  
 7.2.2     Delete in its entirety and add 
  
 “7.2.2     The Contractor shall, following the procedures set forth in Paragraph 7.2.3, at any time without notice to the sureties and following the authorization from the Construction Manager and
Owner by written Change Order, make changes in the Work, within the general scope of the Contract Documents, including changes: 
  
 (a)    In the specifications or drawings; 
  
 (b)    in the method or manner of performance of the Work; 
  
 (c)    in the Owner-furnished facilities, equipment, materials, services, or Project Site; or 
  
 (d)    directing acceleration in the performance the Work. 
  
 7.2.3     Within five (5) days after notice to Contractor from Construction Manager that a change is required or within five (5) days after request for a change order by the Contractor, the Contractor will
be required to submit to the Construction Manager a cost proposal for the work to be accomplished or services to be performed. All changes to the work directed by the Construction Manager, pursuant to the above, shall be made by the Contractor upon
one or more of the following bases, at the election of the Construction Manager and Owner. 
  

	 	(a)
	 
	Unit Price Basis.    When appropriate and as may be directed by the Construction Manager and Owner, changes to the Work shall be made in
accordance with such unit prices as may have been negotiated. All adjustments, both additive and/or deductive, made under this method shall be based on the total number of units involved and summarized to the formula shown below: 

  
 
	                                      
              
 	 	 x
 	  	                                      
          
 	 	 =
 	  	                                      
          
 
	 net number of units
 	 	  	  	 Contract Unit Price
 	 	  	  	 Total of Change
 

 
  

	 	(b)
	 
	Fixed Price Basis.    Where appropriate and as may be directed by the Construction Manager and Owner, changes to the Work may be made on a
fixed price basis. Within five (5) days after receipt of the notice of the Construction Manager’s intention to make a change or alteration in the Work, the Contractor shall furnish to the Construction Manager a detailed fixed price proposal for
any increase or decrease in the Contract Price and in the time required for completion of the Work, which will be caused by such change. The Construction Manager shall have the right to accept or reject such proposal. 

  
 Contractor’s percentage allowance for overhead and profit, in the amount(s) stated
below shall be included in the Contractor’s proposal. Said amount(s) shall be deemed to have covered all headquarters and field office supervision and administration, including craft general foreman and/or superintendent. The same percentages
shall apply to any lower tier subcontractors to the Contractor. 

 
 45 

  
 
	 1.    Net Total Material
 	  	 $
 	  	                                      
                
 
	 2.    Net Total Equipment
 	  	 $
 	  	                                      
                
 
	 3.    Net Total Labor
 	  	  	  	  
	 mh    x    rate
 
	  	  
	 (per collective bargaining agreement)
 	  	 $
 	  	                                      
                
 
	 4.    Net Payroll taxes and if applicable insurance    
 	  	 $
 	  	                                      
                
 
	 5.    Net Subtotal
 	  	 $
 	  	                                      
                
 
	 6.    Net Overhead and Profit @ 10% of Line 5
 	  	 $
 	  	                                      
                
 
	 7.    Net Subcontract Costs
 	  	 $
 	  	                                      
                
 
	 8.    Net Overhead and Profit @ 5% of Line 7
 	  	 $
 	  	                                      
                
 
	 9.    Net Bond Costs, if any
 	  	 $
 	  	                                      
                
 
	 10.    Total Costs
 	  	 $
 	  	                                      
                
 

 
  
 (c)    Cost of Labor and
Materials Basis. In the event that the Contractor, pursuant to a written order, which establishes a not-to-exceed price, and which is signed by the Construction Manager and Owner, performs any additional Work upon the basis set forth in this
Paragraph (c), the Contractor shall furnish to the Construction Manager, within twenty-four (24) hours of each day additional work is performed, daily timesheets and material sheets, and securing the Construction Manager’s or designee’s
signature thereon. The original signed timesheets and material receipts shall accompany all bills and vouchers which the Contractor shall present for payment. Daily time and materials reporting shall be on forms approved by the Construction Manager,
and shall reference the appropriate PCO No./ Item No. or change order number. Daily timesheets shall be fully descriptive of the Work performed. 
  
 The Contractor shall, if requested by the Construction Manager, make daily reports in writing of all additional Work performed under the provisions of this Paragraph (c). Contractor agrees that all
correspondence, records, vouchers, and books of accounts, insofar as they pertain to the changes to the work done under this Paragraph (c), will be open at all reasonable times for inspection and audit by the Construction Manager or its designee.

  
 If the Construction Manager elects to accomplish the change on the basis of cost of labor and
materials, the Contractor shall furnish such additional labor and materials, equipment, apparatus, and supervision required to make the requested change, in accordance with the terms and conditions of the Contract, and the Contractor will be paid on
the following basis: 
  
 (i)    The all inclusive applicable craft straight time
wage rates in effect at the time the Work is to be performed, which shall include all benefits and fringes, including, where applicable, but not limited to, Worker’s Compensation Act Tax, unless exempted by the Owner Controlled Insurance
Program, and Federal and State Unemployment Insurance contributions. 
  
 (ii)    Any premiums paid for authorized overtime shall be reimbursed, at the premium portion only, of the applicable craft rates in effect at the time the work is performed, with an allowance for insurance, where
applicable, but no allowance for overhead and profit. 
  
 (iii)    The actual net
cost of all materials, equipment, and apparatus furnished or rented for such additional work supported by copies of vendors’ invoices. The Contractor will be responsible for securing, and shall give the Owner the full benefit of all cash or
other forms of discounts or rebates that are available. All rental equipment provided by Contractor shall be at rates approved by the Construction Manager. 
  
 (iv)    Tools and construction equipment with an individual value less than $1,000.00 required for such additional Work will be
reimbursed at rate not to exceed 3% of the straight-time labor cost. 

 
 46 

  
 (v)    A percentage allowance, as stated
below, for overhead and profit on the total of Subparagraphs (i), (iii), and (iv), as previously listed. Said allowances shall be deemed to cover the expenses of all headquarters and field office supervision and administration. 

 
 (vi)    If the Contractor shall subcontract any portion of such additional Work, the
Contractor shall be reimbursed for the amounts actually paid to the subcontractor, plus a percentage allowance of five (5%) percent for overhead and profit. 
  
 (vii)    The cost of time and materials work will be based on the following formula for both Contractor and any subcontractor, if
required: 
  
 
	 a.    Total Material
 	  	 $
 	  	                                      
           
 
	 b.    Total Equipment
 	  	 $
 	  	                                      
           
 
	 c.    Total Straight Time Rate:
 	  	  	  	  
	 mh    x    rate
 
	  	 $
 	  	                                      
           
 
	 d.    Payroll taxes and insurance    
 	  	 $
 	  	                                      
           
 
	 e.    Subtotal
 	  	 $
 	  	                                      
           
 
	 f.    Overhead and Profit @ 10% of Line e
 	  	 $
 	  	                                      
           
 
	 g.    Small Tool Allowance not to exceed 3% of Line e
 	  	 $
 	  	                                      
           
 
	 h.    Subtotal, Lines e, f and g
 	  	 $
 	  	                                      
           
 
	 i.    Total Premium Time Labor:
 	  	 $
 	  	                                      
           
 
	 mh. x rate
 
	  	  	  	  
	 j.    Subcontract Costs
 	  	 $
 	  	                                      
           
 
	 k.    Overhead and Profit @ 5% of Line i
 	  	 $
 	  	                                      
           
 
	 l.    Bond Costs, if any
 	  	 $
 	  	                                      
           
 
	 m.  Total Costs, Lines h through l
 	  	 $
 	  	                                      
           
 

 
  
 7.2.4    (a)    Any
written or oral order which, as used in this Paragraph 7.2.4 (a), includes direction, instruction, interpretation, or determination from the Construction Manager that causes a change, shall be treated as a Change Order under this clause; provided,
however, that Contractor gives the Construction Manager written notice stating (1) the date, circumstances and source of the order, and (2) that Contractor regards the order as a Change Order. The written notice must be provided as soon as possible,
but in no event later than two (2) days after receipt of the written or oral order. No proposal for any change shall be allowed for any costs incurred more than two (2) days before the Construction Manager receives written notice as required.
Contractor shall not proceed with the proposed change or incur any costs unless specifically directed to do so by the Construction Manager. 
  
 (b)    Except as provided in this clause, no order, statement, or conduct of any person or party other than the Construction Manager shall be treated as a change under this
Paragraph 7.2.4, or entitle Contractor to an equitable adjustment. 
  
 (c)    No
proposal by the Contractor for an equitable adjustment shall be allowed if asserted after final payment. Furthermore, no requests for change orders or submittals of claims of any kind will be accepted 45 days after the Contractor has achieved
Substantial Completion. If, however no written notice, as described in the Contract Documents, was given by the Contractor prior to Substantial Completion the request for change order(s) or claim(s) will not be accepted. 
  
 (d)    The Construction Manager with the Owners approval may direct the Contractor to implement a
change in the Work without regard to the process in Paragraph 7.2.3, and Contractor shall proceed to implement the Change in the Work under the direction of Construction Manager. An amendment to the Contract Documents which will reflect an equitable
adjustment in cost and schedule will be subsequently negotiated. If the Construction Manager determines that a Change Order is appropriate under the circumstances, and the Construction Manager and the Contractor are unable to agree upon the
resulting impact(s) on the Contract Sum and/or the Period for Completion (if any), the Construction Manager may execute a unilateral Change Order to the Construction Contract. The Contractor shall thereafter promptly,
 

 
 47 

 
diligently and faithfully perform the work (if it has not already begun to perform such work if previously so directed in writing by the Construction Manager). If Construction Manager and
Contractor are unable to negotiate an amendment acceptable to the Owner, the matter will be considered a dispute under Article 4.8. 
  
 7.2.5    The Contractor shall maintain a log of the status of all proposed and issued Change Orders which log will be provided at least weekly to the Construction Manager and discussed in the
weekly job meetings.” 
  
 7.3    (including 7.3.1 through 7.3.9) Delete in its entirety and add the
following: 
  
 “7.3 Work Directive 
  
 7.3.1    A Work Directive is a written order prepared by the Construction Manager and signed by the Construction Manager and Contractor,
directing a change in the Work and stating their agreement or disagreement on the following: 
  

	 	.1
	 
	A change in the Work. 
 

  

	 	.2
	 
	the amount of the adjustment in the Contract Sum, if any; and 
 

  

	 	.3
	 
	the extent of the adjustment in Schedule, if any. 
 

  
 7.3.2    If a Work Directive requires an adjustment to the Contract Sum, the adjustments will be based upon the pricing formats and procedures set forth in Article 7.2,
above. Contractor shall comply with the timeframes set forth in 7.2, above, for notice, pricing and/or schedule information; failure to do so shall be considered a waiver by Contractor of its right to request an equitable adjustment of its Contract
Sum or the Schedule.” 
  
 8.2.2    On the tenth line, after the word “Work”
strike the rest of the sentence. 
  
 8.3.1    Beginning on the seventh line, strike the
words “pending arbitration”. 
  
 9.2.1    On the second line, strike the words
“Architect through”; on the sixth line, strike the words “and Architect”; on the sixth line, after the word schedule, strike the words “, unless objected to” and insert “upon acceptance”; on the seventh line
strike the words “or Architect,”. 
  
 9.7.1    Delete in its entirety.

  
 9.8.2    Delete the last two sentences. 
  
 9.10.3    Delete the last sentence in its entirety. 
  
 9.10.4    Delete the last sentence in its entirety. 
  
 10.1.2    Beginning on the fourteenth line, strike “on which arbitration has not been demanded, or by arbitration under Article 4.” 
  
 10.2.1.1    On the second line, after the word “thereby” and the following words “, including,
without limitation, Owner’s guests and patrons;” 
  
 10.2.1.4    On the first
line, add, after “operations”, “, including operation of the existing Mohegan Sun Casino”. 

 
 48 

  
 10.2.4    On the third line, add, after
“shall”, “notify and obtain the consent of Construction Manager prior to such activities and shall” 
  
 11.1    (Including 11.1.1 through 11.1.3) – Delete in its entirety. 
  
 11.2    Delete in its entirety. 
  
 11.3    (Including 11.3.1 through 11.3.11) – Delete in its entirety. 
  
 13.1     Delete in its entirety. 
  
 13.2.1    Delete in its entirety. 
  
 13.3.1    Delete in its entirety. 
  
 13.6.1    Delete in its entirety. 
  
 14.1.1    Delete in its entirety. 
  
 14.1.2    Delete in its entirety. 
  
 14.1.3    Delete in its entirety. 
  
 14.2.1    Delete in its entirety. 
  
 14.2.2    Delete in its entirety. 
  
 14.2.3    Delete in its entirety. 
  
 14.2.4    Delete in its entirety. 
  
 14.3.1    Delete in its entirety. 
  
 14.3.2    Delete in its entirety. 
  
 14.3.3    Delete in its entirety. 

 
 49

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