Document:

EX-10.2

 Exhibit 10.2 

AMENDED AND RESTATED 
 REVOLVING
LINE OF CREDIT NOTE 
  

			
	$3,900,000.00		 San Diego, California

July 1, 2015

 FOR VALUE RECEIVED, the undersigned PFENEX INC., a Delaware corporation (“Borrower”) promises to pay
to the order of WELLS FARGO BANK, NATIONAL ASSOCIATION (“Bank”) at its office at MAC E2940-015, 10421 Wateridge Circle, Suite 150, San Diego, CA 92121, California, or at such other place as the holder hereof may designate, in lawful
money of the United States of America and in immediately available funds, the principal sum of Three Million Nine Hundred Thousand Dollars ($3,900,000.00), or so much thereof as may be advanced and be outstanding, with interest thereon, to be
computed on each advance from the date of its disbursement as set forth herein. 
 This Note amends, restates and supersedes in its entirety (a) that
certain Revolving Line of Credit Note in the original principal amount of One Million Five Hundred Thousand Dollars ($1,500,000.00), executed by Borrower in favor of Bank and dated May 1, 2012, as such has been amended or modified from time to
time prior to the date hereof, and (b) that certain Revolving Line of Credit Note in the original principal amount of Two Million Four Hundred Thousand Dollars ($2,400,000.00), executed by Borrower in favor of Bank and dated June 24, 2013,
as such has been amended or modified from time to time prior to the date hereof. 
 DEFINITIONS: 

As used herein, the following terms shall have the meanings set forth after each, and any other term defined in this Note shall have the
meaning set forth at the place defined: 
 (a) “LIBOR” means (i) for the purpose of calculating effective rates of interest
for loans making reference to LIBOR Periods, the rate of interest per annum determined by Bank based on the rate for United States dollar deposits for delivery on the first day of each LIBOR Period for a period approximately equal to such LIBOR
Period as reported on Reuters Screen LIBOR01 page (or any successor page) at approximately 11:00 a.m., London time, two London Business Days prior to the first day of such LIBOR Period (or if not so reported, then as determined by Bank from another
recognized source or interbank quotation), or (ii) for the purpose of calculating effective rates of interest for loans making reference to the Overnight LIBOR Rate, the rate of interest per annum determined by Bank based on the rate for United
States dollar deposits for overnight delivery of funds as reported on Reuters Screen LIBOR01 page (or any successor page) at approximately 11:00 a.m., London time, or, for any day not a London Business Day, the immediately preceding London Business
Day (or if not so reported, then as determined by Bank from another recognized source or interbank quotation. 
 (b) “LIBOR
Period” means a period commencing on a New York Business Day and continuing for one (1) month, or three (3) or six (6) months, as designated by Borrower, during which all or a portion of the outstanding principal balance of this
Note bears interest determined in relation to LIBOR; provided however, that (i) no LIBOR Period may be selected for a principal amount less than One Hundred Thousand Dollars ($100,000.00), (ii) if the day after the end of any LIBOR Period
is not a New York Business Day (so that a new LIBOR Period could not be selected by Borrower to start on such day), then such LIBOR Period shall continue up to, but shall not include, the next New York Business Day after the end of such LIBOR
Period, unless 

  
 -1- 

 
the result of such extension would be to cause any immediately following LIBOR Period to begin in the next calendar month in which event the LIBOR Period shall continue up to, but shall not
include, the New York Business Day immediately preceding the last day of such LIBOR Period, and (iii) no LIBOR Period shall extend beyond the scheduled maturity date hereof. 

(c) “London Business Day” means any day that is a day for trading by and between banks in Dollar deposits in the London interbank
market. 
 (d) “New York Business Day” means any day except a Saturday, Sunday or any other day on which commercial banks in
New York are authorized or required by law to close. 
 (e) “Overnight LIBOR” means at any time the rate of interest equal to
LIBOR then in effect for an overnight period. 
 (f) “State Business Day” means any day except a Saturday, Sunday or any other day
on which commercial banks in the jurisdiction described in “Governing Law” herein are authorized or required by law to close. 
 INTEREST: 

(a) Interest. The outstanding principal balance of this Note shall bear interest (computed on the basis of a 360-day year, actual days
elapsed) either (i) at a fluctuating rate per annum determined by Bank to be two and one-quarter percent (2.25%) above the Overnight LIBOR Rate in effect from time to time, or (ii) at a fixed rate per annum determined by Bank to be
two percent (2.0%) above LIBOR in effect on the first day of the applicable LIBOR Period. Bank is hereby authorized to note the date, principal amount and interest rate applicable thereto and any payments made thereon on Bank’s books and
records (either manually or by electronic entry) and/or on any schedule attached to this Note, which notations shall be prima facie evidence of the accuracy of the information noted. 

(b) Selection of Interest Rate Options. Subject to the provisions herein regarding LIBOR Periods and the prior notice required for the
selection of a LIBOR interest rate, (i) at any time any portion of this Note bears interest determined in relation to LIBOR for a LIBOR Period, it may be continued by Borrower at the end of the LIBOR Period applicable thereto so that all or a
portion thereof bears interest determined in relation to the Overnight LIBOR Rate or to LIBOR for a new LIBOR Period designated by Borrower, (ii) at any time any portion of this Note bears interest determined in relation to the Overnight LIBOR
Rate, Borrower may convert all or a portion thereof so that it bears interest determined in relation to LIBOR for a LIBOR Period designated by Borrower, and (iii) at the time an advance is made hereunder, Borrower may choose to have all or a
portion thereof bear interest determined in relation to the Overnight LIBOR Rate or to LIBOR for a LIBOR Period designated by Borrower. 

To select an interest rate option hereunder determined in relation to LIBOR for a LIBOR Period, Borrower shall give Bank notice thereof that
is received by Bank prior to 11:00 a.m. California time on a State Business Day at least two State Business Days prior to the first day of the LIBOR Period, or at a later time during such State Business Day if Bank, at its sole discretion, accepts
Borrower’s notice and quotes a fixed rate to Borrower. Such notice shall specify: (A) the interest rate option selected by Borrower, (B) the principal amount subject thereto, and (C) for each LIBOR selection, the length of the
applicable LIBOR Period. If Bank has not received such notice in accordance with the foregoing before an advance is made hereunder or before the end of any LIBOR Period, Borrower shall be deemed to have made an

  
 -2- 

 
Overnight LIBOR Rate interest selection for such advance or the principal amount to which such LIBOR Period applied. Any such notice may be given by telephone (or such other electronic method as
Bank may permit) so long as it is given in accordance with the foregoing and, with respect to each LIBOR selection, if requested by Bank, Borrower provides to Bank written confirmation thereof not later than three State Business Days after such
notice is given. Borrower shall reimburse Bank immediately upon demand for any loss or expense (including any loss or expense incurred by reason of the liquidation or redeployment of funds obtained to fund or maintain a LIBOR borrowing) incurred by
Bank as a result of the failure of Borrower to accept or complete a LIBOR borrowing hereunder after making a request therefor. Any reasonable determination of such amounts by Bank shall be conclusive and binding upon Borrower. 

(c) Taxes and Regulatory Costs. Borrower shall pay to Bank immediately upon demand, in addition to any other amounts due or to become
due hereunder, any and all (i) withholdings, interest equalization taxes, stamp taxes or other taxes (except income and franchise taxes) imposed by any domestic or foreign governmental authority and related in any manner to LIBOR, and
(ii) costs, expenses and liabilities arising from or in connection with reserve percentages prescribed by the Board of Governors of the Federal Reserve System (or any successor) for “Eurocurrency Liabilities” (as defined in Regulation
D of the Federal Reserve Board, as amended), assessment rates imposed by the Federal Deposit Insurance Corporation, or similar requirements or costs imposed by any domestic or foreign governmental authority or resulting from compliance by Bank with
any request or directive (whether or not having the force of law) from any central bank or other governmental authority and related in any manner to LIBOR. In determining which of the foregoing are attributable to any LIBOR option available to
Borrower hereunder, any reasonable allocation made by Bank among its operations shall be conclusive and binding upon Borrower.  

(d) Payment of Interest. Interest accrued on this Note shall be payable on the first
(1st) day of each month, commencing August 1, 2015. 
 (e) Default
Interest. From and after the maturity date of this Note, or such earlier date as all principal owing hereunder becomes due and payable by acceleration or otherwise, or at Bank’s option upon the occurrence, and during the continuance of an
Event of Default, the outstanding principal balance of this Note shall bear interest at an increased rate per annum (computed on the basis of a 360-day year, actual days elapsed) equal to four percent (4.0%) above the rate of interest from time
to time applicable to this Note. 
 BORROWING AND REPAYMENT: 

(a) Borrowing and Repayment. Borrower may from time to time during the term of this Note borrow, partially or wholly repay its
outstanding borrowings, and reborrow, subject to all of the limitations, terms and conditions of this Note and of any document executed in connection with or governing this Note; provided however, that the total outstanding borrowings under this
Note shall not at any time exceed the principal amount stated above. The unpaid principal balance of this obligation at any time shall be the total amounts advanced hereunder by the holder hereof less the amount of principal payments made hereon by
or for Borrower, which balance may be endorsed hereon from time to time by the holder. The outstanding principal balance of this Note shall be due and payable in full on July 1, 2018. 

(b) Advances. Advances hereunder, to the total amount of the principal sum stated above, may be made by the holder at the oral or
written request of (i) Patricia Lady, Henry Talbot 

  
 -3- 

 
or Paul Wagner, any one acting alone, who are authorized to request advances and direct the disposition of any advances until written notice of the revocation of such authority is received by the
holder at the office designated above, or (ii) any person, with respect to advances deposited to the credit of any deposit account of Borrower, which advances, when so deposited, shall be conclusively presumed to have been made to or for the
benefit of Borrower regardless of the fact that persons other than those authorized to request advances may have authority to draw against such account. The holder shall have no obligation to determine whether any person requesting an advance is or
has been authorized by Borrower. 
 (c) Application of Payments. Each payment made on this Note shall be credited first, to any
interest then due and second, to the outstanding principal balance hereof. All payments credited to principal shall be applied first, to the outstanding principal balance of this Note which bears interest determined in relation to the Overnight
LIBOR Rate, if any, and second, to the outstanding principal balance of this Note which bears interest determined in relation to LIBOR, with such payments applied to the oldest LIBOR Period first. 

PREPAYMENT: 
 (a) Overnight LIBOR Rate.
Borrower may prepay principal on any portion of this Note which bears interest determined in relation to the Overnight LIBOR Rate at any time, in any amount and without penalty. 

(b) LIBOR. Borrower may prepay principal on any portion of this Note which bears interest determined in relation to LIBOR at any time
and in the minimum amount of One Hundred Thousand Dollars ($100,000.00); provided however, that if the outstanding principal balance of such portion of this Note is less than said amount, the minimum prepayment amount shall be the entire outstanding
principal balance thereof. In consideration of Bank providing this prepayment option to Borrower, or if any such portion of this Note shall become due and payable at any time prior to the last day of the LIBOR Period applicable thereto by
acceleration or otherwise, Borrower shall pay to Bank immediately upon demand a fee which is the sum of the discounted monthly differences for each month from the month of prepayment through the month in which such LIBOR Period matures, calculated
as follows for each such month: 
  

	 	(i)	Determine the amount of interest which would have accrued each month on the amount prepaid at the interest rate applicable to such amount had it remained outstanding until the last day of the LIBOR Period
applicable thereto. 

  

	 	(ii)	Subtract from the amount determined in (i) above the amount of interest which would have accrued for the same month on the amount prepaid for the remaining term of such LIBOR Period at LIBOR in effect on the
date of prepayment for new loans made for such term and in a principal amount equal to the amount prepaid. 

  

	 	(iii)	If the result obtained in (ii) for any month is greater than zero, discount that difference by LIBOR used in (ii) above. 

Borrower acknowledges that prepayment of such amount may result in Bank incurring additional costs, expenses and/or liabilities, and that it is difficult to
ascertain the full extent of such costs, expenses and/or liabilities. Borrower, therefore, agrees to pay the above-described prepayment fee and agrees that said amount represents a reasonable estimate of the prepayment costs, expenses and/or
liabilities of Bank. If Borrower fails to pay any prepayment fee when due, the amount of such prepayment fee shall thereafter bear interest until paid at a rate per annum two 

  
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percent (2.0%) above the Overnight LIBOR Rate in effect from time to time (computed on the basis of a 360-day year, actual days elapsed). 

EVENTS OF DEFAULT: 
 This Note is made pursuant
to and is subject to the terms and conditions of that certain Amended and Restated Credit Agreement between Borrower and Bank dated as of July 1, 2015, as amended from time to time (the “Credit Agreement”). Any default in the payment
or performance of any obligation under this Note, or any defined event of default under the Credit Agreement, shall constitute an “Event of Default” under this Note. 

MISCELLANEOUS: 
 (a) Remedies. Upon the
occurrence of any Event of Default, the holder of this Note, at the holder’s option, may declare all sums of principal and interest outstanding hereunder to be immediately due and payable without presentment, demand, notice of nonperformance,
notice of protest, protest or notice of dishonor, all of which are expressly waived by Borrower, and the obligation, if any, of the holder to extend any further credit hereunder shall immediately cease and terminate. Borrower shall pay to the holder
immediately upon demand the full amount of all payments, advances, charges, costs and expenses, including reasonable attorneys’ fees (to include outside counsel fees and all allocated costs of the holder’s in-house counsel), expended or
incurred by the holder in connection with the enforcement of the holder’s rights and/or the collection of any amounts which become due to the holder under this Note, and the prosecution or defense of any action in any way related to this Note,
including without limitation, any action for declaratory relief, whether incurred at the trial or appellate level, in an arbitration proceeding or otherwise, and including any of the foregoing incurred in connection with any bankruptcy proceeding
(including without limitation, any adversary proceeding, contested matter or motion brought by Bank or any other person) relating to Borrower or any other person or entity. 

(b) Obligations Joint and Several. Should more than one person or entity sign this Note as a Borrower, the obligations of each such
Borrower shall be joint and several. 
 (c) Governing Law. This Note shall be governed by and construed in accordance with the laws
of the State of California. 
 IN WITNESS WHEREOF, the undersigned has executed this Note as of the date first written above. 

PFENEX INC., 
 a Delaware corporation 

 

			
	By:		 /s/ Bertrand Liang

			Bertrand Liang
			Chief Executive Officer

  
 -5-efc15-515_ex101.htm

Exhibit 10.1

 

 

 

AMENDMENT REGARDING INCREASE

 

This Amendment Regarding Increase (this “Amendment”) is made as of June 29, 2015, by and among ROUSE PROPERTIES, L.P. (the “Borrower”), KEYBANK NATIONAL ASSOCIATION, as “Administrative Agent,” and one or more existing or new “Lenders” shown on the signature pages hereof.

 

R E C I T A L S

 

A.           Borrower, Administrative Agent and certain other Lenders have entered into a Secured Credit Agreement dated as of November 22, 2013, as amended by that certain Amendment Regarding Increase dated March 3, 2014 and that certain First Amendment to Secured Credit Agreement dated as of December 29, 2014 (as amended, the “Credit Agreement”).  All capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Credit Agreement.

 

B.           Pursuant to the terms of the Credit Agreement, the Lenders agreed to provide the Borrower with a revolving credit facility in an aggregate principal amount of up to $285,000,000.00 and a term credit facility in an aggregate principal amount of $260,000,000.00.  The Borrower and the Administrative Agent on behalf of the Lenders now desire to amend the Credit Agreement in order to, among other things (i) increase the Aggregate Commitment to $595,000,000.00; (ii) increase the Aggregate Line Commitment to $310,000,000.00; (iii) increase the Term Loan Commitment to $285,000,000.00; and (iv) admit of The Huntington National Bank as a “Lender” under the Credit Agreement.

 

NOW, THEREFORE, in consideration of the foregoing Recitals and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:

 

AGREEMENTS

 

1.           The foregoing Recitals to this Amendment hereby are incorporated into and made part of this Amendment.

 

2.           From and after June 29, 2015 (the “Effective Date”), The Huntington National Bank shall be considered as a “Lender” under the Credit Agreement and the Loan Documents, having a Commitment in the amount shown next to its signature on the signature pages of this Amendment.  The Borrower shall, on or before the Effective Date, execute and deliver to each new Lender a Note to evidence the Loans to be made by such Lender.

 

3.           From and after the Effective Date, the Aggregate Commitment shall equal Five Hundred Ninety-Five Million and No/100ths Dollars ($595,000,000.00).

 

4.           From and after the Effective Date, the Aggregate Revolving Commitment shall equal Three Hundred Ten Million and No/100ths Dollars ($310,000,000.00).

 

  

  

  

5.           From and after the Effective Date, the Aggregate Term Commitment shall equal Two Hundred Eighty-Five Million and No/100ths Dollars ($285,000,000.00).

 

6.           From and after the Effective Date, Schedule 1.1 of the Credit Agreement shall refer to Schedule 1.1 attached hereto and incorporated herein.

 

7.           For purposes of Section 14.1 of the Credit Agreement (Giving Notice), the address(es) and facsimile number(s) for The Huntington National Bank shall be as specified below its signature on the signature pages of this Amendment.

 

8.           Borrower hereby represents and warrants that, as of the Effective Date, there is no Default or Event of Default, the representations and warranties contained in Article VI of the Credit Agreement are true and correct in all material respects as of the Effective Date with respect to the Loan Parties in existence on the Effective Date except to the extent any such representation or warranty is stated to relate solely to an earlier date, in which case such representation or warranty shall be true and correct in all material respects on and as of such earlier date.

 

9.           The undersigned Guarantors, having executed and joined in this Amendment as shown below, jointly and severally, hereby (i) approve and ratify this Amendment, (ii) confirm that they have previously joined in, or hereby join in, that certain Unconditional Guaranty of Payment and Performance dated as of November 22, 2013 (the "Guaranty"), that they are Guarantors under the Guaranty and that their obligations under the Guaranty will continue in full force and effect and (iii) agree to fully and timely perform each and every obligation of a Guarantor under such Guaranty.

 

10.         Except as expressly modified as provided herein, the Credit Agreement shall continue in full force and effect.  From and after the date hereof, this Amendment shall constitute one of the “Loan Documents” as such term is defined in the Credit Agreement.  Moreover, from and after the date hereof, the “Credit Agreement” shall refer to the Credit Agreement as amended by this Amendment.

 

11.         This Amendment may be executed in any number of counterparts, all of which taken together shall constitute one agreement, and any of the parties hereto may execute this Amendment by signing any such counterpart.

 

 

[Remainder of Page Left Intentionally Blank.]

 

  

  

  

 

IN WITNESS WHEREOF, the parties have executed and delivered this Amendment as of the date first written above.

 

	 	ROUSE PROPERTIES, L.P., a Delaware limited partnership	 
	 	 	 	 
	 	By:	Rouse GP, LLC, a Delaware limited liability company, its General Partner	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 
	 	 	 	 
	 	 	 
Address:

Rouse Properties, Inc.

c/o Rouse Properties, L.P.

1114 Avenue of The Americas, Suite 2800

New York, NY 10036

Attn: General Counsel

Facsimile No: 212- 575-1386

	 

 

 

 

 

 

 

 

 

 

  

  

  

                                                              

 

The undersigned, being all of the Guarantors under that certain Unconditional Guaranty of Payment and Performance dated as of November 22, 2013, hereby consent to the foregoing Second Amendment to Secured Credit Agreement.

 

 

	 	ROUSE PROPERTIES, L.P., a Delaware limited partnership	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 
	 	 	 	 
	 	ROUSE PROPERTIES, INC., a Delaware limited a liability corporation	 
	 	 	 	 
	 	By:	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 

 

 

 

[SIGNATURES CONTINUED ON NEXT PAGE]

 

 

 

 

 

 

 

 

 

 

 

  

  

  

 

 

	 	BIRCHWOOD MALL, LLC	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 

 

	 	CACHE VALLEY, LLC	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 

 

	 	
SIKES SENTER, LLC,

a Delaware limited liability company

	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 

 

	 	COLONY SQUARE MALL L.L.C.	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 

 

 

 

[SIGNATURES CONTINUED ON NEXT PAGE]

 

  

  

  

 

 

 

 

	 	GGP-GATEWAY MALL L.L.C.	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 

 

	 	LANSING ANCHOR ACQUISITION, LLC	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 

 

	 	LANSING MALL, LLC	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 

 

	 	MALL ST. VINCENT, LLC	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 

 

	 	NORTH PLAINS MALL, LLC	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 

 

 

 [SIGNATURES CONTINUED ON NEXT PAGE]

 

  

  

  

 

 

	 	SIERRA VISTA MALL, LLC	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 

 

	 	SILVER LAKE MALL, LLC	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 

 

	 	SPRING HILL ANCHOR ACQUISITION, LLC	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 

 

	 	SPRING HILL MALL L.L.C.	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 

 

 

 [SIGNATURES CONTINUED ON NEXT PAGE]

 

  

  

  

 

 

	 	THREE RIVERS MALL L.L.C.	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 

 

	 	WESTWOOD MALL, LLC	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Name: John A. Wain	 
	 	 	Title:   Chief Financial Officer	 
	 	 	 	 

 

	 	WHITE MOUNTAIN MALL, LLC	 
	 	 	 	 
	
 

	
By: 

	/s/ John A. Wain	 
	 	 	Authorized Signatory	 

 

	 	
 
SOUTHLAND MALL, L.P.,

a Delaware limited partnership

	 
	 	 	 	 
	 	By:	Southland GP, LLC, a Delaware, 
its general partner

	 
	 	 	 	 
	
 

	
By: 

	/s/ Susan Elman	 
	 	 	Name: Susan Elman	 
	 	 	Its:  Executive Vice President, General Counsel and Secretary	 
	 	 	 	 

 

	 	
 
SOUTHLAND MALL ANCHOR

ACQUISITION, LP, a Delaware limited partnership

	 
	 	 	 	 
	 	By:	Southland Mall Anchor GP, LLC, 
a Delaware, its general partner

	 
	 	 	 	 
	
 

	
By: 

	/s/ Susan Elman	 
	 	 	Name: Susan Elman	 
	 	 	Its:  Executive Vice President, General Counsel and Secretary	 
	 	 	 	 

 

 

  

  

  

 

 

	 	
 
ADMINISTRATIVE AGENT:

	 
	 	 	 	 
	 	KEYBANK NATIONAL ASSOCIATION, individually and as the Administrative Agent	 
	 	 	 	 
	
 

	
By: 

	/s/ Sara Smith	 
	 	 	Name: Sara Smith	 
	 	 	 
Title: Assistant Vice President

	 
	 	 	 	 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

  

  

  

 

 

 

	
Revolving Commitment: $25,000,000.00

Term Commitment:  $25,000,000.00

Total Commitment:  $50,000,000.00

	
THE HUNTINGTON NATIONAL BANK, national banking association

By:           /s/ Florentina Djulvezan                                                  

Name: Florentina Djulvezan

Title:  Assistant Vice President

 

 

The Huntington National Bank

200 Public Square, 7th Floor (CM-17)

Cleveland, OH 44114

Attention: Scott Childs

Telephone:  (216) 515-6529

Facsimile:  (888) 987-9315

 

The Huntington National Bank

2361 Morse Road (NC1W26)

Columbus, OH 43229

Attention: Denise Arnold

Telephone:  (614) 480-2963

Facsimile:  (614) 480-2249

 

 

 

 

 

 

  

  

  

SCHEDULE 1.1

LENDERS AND COMMITMENTS

 

	
Name and Address

	
Revolving Credit 

Commitment

	
Revolving 

Credit 

Commitment 

Percentage

	
 

Term Loan 

Commitment

	
Term Loan 

Commitment 

Percentage

	
 

 

Total Allocation

	
Total

 Allocation

 Aggregate

 Commitment

 Percentage

	
KeyBank National Association

127 Public Square, 8th Floor

Cleveland, OH  44114

Attention:  Joshua Mayers

Telephone: (216) 689-0213

Facsimile: (216) 689-4997

	
$39,200,000.00

	
12.645161%

	
$40,800,000.00

	
14.315789%

	
$80,000,000.00

	
13.445378%

	
LIBOR Lending Office

Same as Above

	  	  	  	  	  	  
	
Bank of America, N.A.

135 S. LaSalle Street

IL4-135-06-11

Chicago, IL 60603

Attention: Asad A. Rafiq

Telephone: (312) 828-4116

Facsimile: (312) 992-9767

	
$39,200,000.00

	
12.645161%

	
$40,800,000.00

	
14.315789%

	
$80,000,000.00

	
13.445378%

	
LIBOR Lending Office Same as Above

	  	  	  	  	  	  
	
Royal Bank of Canada

200 Vesey Street

New York, NY 10281-8098

Attention:  Brian Gross

Telephone: (212) 266-4047

Facsimile:  (212) 428-6459

Royal Bank of Canada

Loans Administration

20 King St W - 4th Fl

South Tower, 12th Fl

Toronto, ON M5H 1C4

Attention: Mhara Eugenio

Telephone: (416) 974-0388

Facsimile (212) 428-2372

	
$39,300,000.00

	
12.677419%

	
$23,200,000.00

	
8.140351%

	
$62,500,000.00

	
10.504200%

	
LIBOR Lending Office

Same as Above

	  	  	  	  	  	  
	
Barclays Bank PLC

745 7th Avenue

New York, NY 10019

Attention: Mathew Cybul

Telephone:  (212) 526-5851

Facsimile:  (212) 526-5115

Barclays

70 Hudson Street

Jersey City, NJ 07302

Attention: US Loan Operations

Telephone:  (201) 499-0040

Facsimile:  (972) 535-5728

	
$39,300,000.00

	
12.677419%

	
$23,200,000.00

	
8.140351%

	
$62,500,000.00

	
10.504200%

	
LIBOR Lending Office

Same as Above

	  	  	  	  	  	  
	
U.S. Bank National Association

209 S. LaSalle Street

Suite 210

Chicago, IL 60604

Attention: Dennis J. Redpath

Telephone: (312) 325-8875

Facsimile: (312) 325-8852

	
$23,200,000.00

	
7.483871%

	
$46,800,000.00

	
16.421053%

	
$70,000,000.00

	
11.764706%

	
LIBOR Lending Office

Same as Above

	  	  	  	  	  	  
	
Fifth Third Bank

222 S Riverside Plaza

MD: GRVR3B

Chicago, IL  60606

Attention:  Casey Gehrig

Telephone (312) 704-6206

Facsimile: (312) 704-7364

	
$16,600,000.00

	
5.354839%

	
$33,400,000.00

	
11.719298%

	
$50,000,000.00

	
8.403361%

	
LIBOR Lending Office

Same as Above

	  	  	  	  	  	  
	
Credit Suisse AG, Cayman Islands Branch

Eleven Madison Avenue

New York, NY  10010

Attention: William O'Daly

Telephone: (212) 325-1986

Facsimile: (212) 743-2254

	
$50,000,000.00

	
16.129032%

	
$0.00

	
0.00000%

	
$50,000,000.00

	
8.403361%

	
LIBOR Lending Office

Same as Above

	  	  	  	  	  	  
	
RBS Citizens, N.A.

340 Madison Avenue,

22nd Floor

New York, NY 10173

Attention: Jonathan Hirshey

Telephone: (203) 897-4019

	
$13,200,000.00

	
4.258065%

	
26,800,000.00

	
9.403509%

	
$40,000,000.00

	
6.722689%

	
LIBOR Lending Office

Same as Above

	  	  	  	  	  	  
	
Credit Agricole CIB

1301 Ave of Americas, 18th Floor

New York, NY  10019

Attention: William Knickerbocker

Telephone:  (212) 261-3564

 

	
$25,000,000.00

	
8.064516%

	
$25,000,000.00

	
8.771930%

	
$50,000,000.00

	
8.403361%

	
LIBOR Lending Office

Same as Above

	  	  	  	  	  	  
	
The Huntington National Bank

200 Public Square, 7th Floor (CM-17)

Cleveland, OH 44144

Attention: Scott Childs

Telephone:  (216) 515-6529

	
$25,000,000.00

	
8.064516%

	
$25,000,000.00

	
8.771930%

	
$50,000,000.00

	
8.403361%

	
LIBOR Lending Office

Same as Above

	  	  	  	  	  	  
	
TOTAL

	
$310,000,000.00

	
100.00%

	
$285,000,000.00

	
100.00%

	
$595,000,000.00

	
100.00%

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00247-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00247-of-00352.parquet"}]]