Document:

exv4w2

 

Exhibit 4.2

RESIDENTIAL CAPITAL, LLC

6.50% Note due 2012

	 	 	 
	No. B-[    ]

	 	CUSIP No. 76114EAC6

$______________

THIS SECURITY IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS
REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN
WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART
MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY OR A NOMINEE THEREOF,
EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE.

UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST
COMPANY, A NEW YORK CORPORATION (“DTC”), TO THE CORPORATION OR ITS AGENT FOR REGISTRATION OF
TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO.
OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS
MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC),
ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL
INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN.

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     RESIDENTIAL CAPITAL, LLC, a Delaware limited liability company (the “Company,” which term
includes any successor Person under the Indenture hereinafter referred to), for value received,
hereby promises to pay to CEDE & CO., or registered assigns, the principal sum of ____________
on June 1, 2012 (unless redeemed in whole or in part prior to such date as provided on the reverse
of this Note), and to pay interest thereon from May 25, 2007 or from the most recent Interest
Payment Date to which interest has been paid or duly provided for semi-annually on June 1 and
December 1 in each year, commencing December 1, 2007, at the rate of 6.50% per annum, subject to
adjustment from time to time as set forth in the following proviso and on the reverse of this Note,
until the principal hereof is paid or made available for payment.

     Whenever in this Note or in the Indenture there is a reference, in any context, to the payment
of the principal of, premium, if any, or interest on, or in respect of, any Note, such mention
shall be deemed to include mention of the payment of Adjustment Interest (as defined on the reverse
of this Note) (if any) payable as described in this Note to the extent that, in such context,
Adjustment Interest is, was or would be payable in respect of this Note and express mention of the
payment of Adjustment Interest (if any) in any provisions of this Note shall not be construed as
excluding Adjustment Interest in those provisions of this Note where such express mention is not
made.

     The interest so payable, and punctually paid or duly provided for, on any Interest Payment
Date shall, as provided in the Indenture, be paid to the Person in whose name this Note (or one or
more Predecessor Notes) is registered at the close of business on the Regular Record Date for such
interest, which shall be the May 15 or November 15 (whether or not a Business Day), as the case may
be, next preceding such Interest Payment Date. Any such interest not so punctually paid or duly
provided for shall forthwith cease to be payable to the Holder on such Regular Record Date and
shall be paid to the Person in whose name this Note (or one or more Predecessor Notes) is
registered at the close of business on a subsequent Record Date for the payment of such defaulted
interest to be fixed by the Trustee, notice whereof shall be given to Holders of Notes of this
series not less than fifteen days preceding such subsequent Record Date, such Record Date to be not
less than five days preceding the date of payment of such defaulted interest.

     Payment of the principal of (and premium, if any) and interest on this Note shall be made at
the office or agency of the Company maintained for that purpose in New York, New York, in such coin
or currency of the United States of America as at the time of payment is legal tender for payment
of public and private debts; provided, however, that at the option of the Company payment of
interest may be made by check mailed to the address of the Person entitled thereto as such address
shall appear in the Security Register.

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     Reference is hereby made to the further provisions of this Note set forth on the reverse
hereof, which further provisions shall for all purposes have the same effect as if set forth at
this place.

     Unless the certificate of authentication hereon has been executed by the Trustee referred to
on the reverse hereof by manual signature, this Note shall not be entitled to any benefit under the
Indenture or be valid or obligatory for any purpose.

     IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed under its
corporate seal.

Dated: May 25, 2007

	 	 	 	 	 
	 	RESIDENTIAL CAPITAL, LLC

a Delaware limited liability company

 	 
	 	By:  	 	 
	 	 	Sanjiv Khattri 	 
	 	 	Chief Financial Officer 	 
	 
	 	 	 
	 	By:  	
 	 
	 	 	William F. Casey 	 
	 	 	Assistant Treasurer 	 
	 

CERTIFICATE OF AUTHENTICATION

     This is one of the Securities of the series designated therein referred to in the
within-mentioned Indenture.

	 	 	 	 	 
	 	DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee

 	 
	 	By:  	Deutsche Bank National Trust Company
 	 
	 	 	 	 
	 	 	 	 
	 	By:  	
 	 
	 	 	Authorized Signatory 	 
	 	 	 	 
	 
	 	By:  	
 	 
	 	 	Authorized Signatory 	 
	 	 	 	 

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[Reverse of Note]

     This Note is one of a duly authorized issue of securities of the Company (herein called the
“Notes”), issued and to be issued in one or more series under an Indenture, dated as of June 24,
2005, as supplemented by a Second Supplemental Indenture, dated as of November 21, 2005 (as so
supplemented and as it may from time to time be further supplemented or amended by one or more
indentures supplemental thereto, the “Indenture”), among the Company, the Guarantors described
therein and Deutsche Bank Trust Company Americas, as trustee (herein called the “Trustee”, which
term includes any successor trustee under the Indenture), and reference is hereby made to the
Indenture for a statement of the respective rights, limitations of rights, duties and immunities
thereunder of the Company, the Trustee and the Holders of the Notes and of the terms upon which the
Notes are, and are to be, authenticated and delivered. This Note is one of the series designated
on the face hereof, limited in aggregate principal amount to $1,250,000,000; provided that the
Company may from time to time, without notice to or the consent of the Holders of Notes, create and
issue further Notes of this series (the “Additional Notes”) having the same terms and ranking
equally and ratably with the Notes in all respects, or in all respects except for the payment of
interest accruing prior to the Issue Date or except for the first payment of interest following the
Issue Date of such Additional Notes. Any Additional Notes will be consolidated and form a single
series with the Notes and shall have the same terms as to status, redemption or otherwise as the
Notes.

     The Notes of this series are subject to redemption upon not less than 30 days’ but no more
than 60 days’ notice by mail, at any time, as a whole or in part, at the election of the Company,
at a redemption price (the “Redemption Price”) equal to the greater of (1) 100 percent of the
principal amount of the Notes to be redeemed and (2) the sum of the present values of the remaining
scheduled payments of principal and interest thereon (exclusive of interest accrued to that
Redemption Date) discounted to the date of redemption (the “Redemption Date”) on a semi-annual
basis (assuming a 360-day year consisting of twelve 30-day months) at a rate equal to the Treasury
Yield plus 25 basis points, plus, in either case, accrued and unpaid interest on the principal
amount being redeemed to that Redemption Date; provided that installments of interest on the Notes
which are then due and payable on an Interest Payment Date falling on or prior to the relevant
Redemption Date shall be payable to the Holders of those Notes, registered as such at the close of
business on the relevant Record Date. If less than all the Notes are to be redeemed at the
Company’s option, the Trustee shall select, in such manner as it shall deem reasonable and fair,
the Notes to be redeemed in whole or in part. In the event of redemption of this Note in part
only, a new Note or Notes of this series and of like tenor for the unredeemed portion hereof shall
be issued in the name of the Holder hereof upon the cancellation hereof.

     “Treasury Yield” means, with respect to the Notes being redeemed, the yield to maturity
implied by (i) the yields reported as of the second business day prior to the Redemption Date, on
(a) the Bloomberg Financial Markets News screen PX1 or the equivalent screen provided by Bloomberg
Financial Markets News, or (b) if such on-line market data is not at that time provided by
Bloomberg Financial Markets News, on the display designated as “Page 500” on the Moneyline Telerate
service (or such other display as may replace Page 500 on the Moneyline Telerate service), in any
case for actively traded U.S. Treasury securities having a maturity equal to the remaining term of
the Notes of this series as of the Redemption Date, or (ii) if such yields are not reported at that
time or the yields reported as of that time are not ascertainable (including

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by way of interpolation), the Treasury Constant Maturity Series yields reported, for the
latest day for which such yields have been so reported at that time, in Federal Reserve Statistical
Release H.15 (519) (or any comparable successor publication) for actively traded U.S. Treasury
securities having a constant maturity equal to the remaining term of the Notes of this series as of
such Redemption Date. Such implied yield will be determined, if necessary, by (x) converting U.S.
Treasury bill quotations to bond-equivalent yields in accordance with accepted financial practices
and (y) interpolating linearly between (1) the actively traded U.S. Treasury security with a
maturity closest to and greater than the remaining term of the Notes of this series and (2) the
actively traded U.S. Treasury security with a maturity closest to and less than the remaining term
of the Notes of this series.

     Upon the occurrence of a Rating Change (as defined herein), this Note will bear interest at a
rate equal to the rate that would be applicable without any adjustment plus the applicable interest
rate adjustment (each an “Interest Rate Adjustment”), if any, set forth below. Each Interest Rate
Adjustment will be effective on the next Business Day after the Rating Change has occurred.
Thereafter, the Interest Rate Adjustment will remain in effect until the next Rating Change that
results in a different Interest Rate Adjustment as set forth below. That portion of interest
accruing as a result of an Interest Rate Adjustment is referred to in this Note as “Adjustment
Interest.” The Company will give prompt notice to the Trustee of any Rating Change and any related
Interest Rate Adjustment.

INTEREST RATE ADJUSTMENTS

At any time the Notes are rated by two or more Rating Agencies (as defined herein) and the
ratings are:

	 	 	 	 	 	 	 
	 	 	 	 
	 	 	 	 	Two or More Rating	 	 
	 	 	One Rating Category	 	Categories Below	 	 
	 	 	Below Investment	 	Investment Grade by	 	 
	 	 	Grade by two or	 	one (and not more	 	 
	 	 	more Rating	 	than one) Rating	 	 
	 	 	Agencies (and not	 	Agency and One	 	Two or More Rating
	Below Investment	 	Two or More Rating	 	Rating Category	 	Categories Below
	Grade by one (and	 	Categories Below	 	Below Investment	 	Investment Grade by
	not more than one)	 	Investment Grade by	 	Grade by any other	 	two or more Rating
	Rating Agency	 	any Rating Agency).	 	Rating Agency	 	Agencies.
	 	 	 	 	 	 	 
	0.50%
	 	1.00%
	 	1.50%
	 	2.00%

     If at any time the Notes are rated by only one Rating Agency and the rating is One Rating
Category Below Investment Grade, the Interest Rate Adjustment will be 1.00%. If at any time the
Notes are rated by only one Rating Agency and the rating is Two or More Rating Categories Below
Investment Grade, the Interest Rate Adjustment will be 2.00%. If at any time the Notes are not
rated by any Rating Agency, the Interest Rate Adjustment will be 2.00%.

     The interest rate on this Note will permanently cease to be subject to any adjustment set
forth above if (i) the Notes become rated Baa2, BBB and BBB or higher by each of Moody’s

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Investors Service, Inc., Standard & Poor’s Ratings Group and Fitch, Inc., respectively (or two
of these ratings if only rated by two Rating Agencies), with a stable or positive or equivalent
outlook by each of the Rating Agencies or (ii) after the Company exercises its right under the
Indenture to defease the entire indebtedness of the Notes referred to below.

     “Below Investment Grade” means the Notes are rated lower than Baa3, BBB- or BBB- by Moody’s
Investors Service, Inc., Standard & Poor’s Ratings Group or Fitch, Inc., respectively.

     “One Rating Category Below Investment Grade” means the Notes are rated Ba1, BB+ or BB+ by
Moody’s Investors Service, Inc., Standard & Poor’s Ratings Group or Fitch, Inc., respectively.

     “Rating Agencies” means Moody’s Investors Service, Inc., Standard & Poor’s Ratings Group and
Fitch, Inc., and their respective successors, individually and/or collectively, as the context
requires.

     “Rating Change” means any change in any rating of the Notes or the Notes cease to be rated by
any Rating Agency and thereafter are rated by such Rating Agency.

     “Two or More Rating Categories Below Investment Grade” means the Notes are rated Ba2, BB or BB
or lower by Moody’s Investors Service, Inc., Standard & Poor’s Ratings Group or Fitch, Inc.,
respectively.

     The Indenture contains provisions for defeasance at any time of the entire indebtedness of the
Notes or certain restrictive covenants and Events of Default with respect to the Notes, in each
case upon compliance with certain conditions set forth in the Indenture.

     In addition to the Events of Default described in the Indenture, an Event of Default shall
also include:

The failure of the Company or the failure of any of the Guarantors to perform any term or
provision of any evidence of indebtedness (including the Indenture), whether such
indebtedness now exists or shall hereafter be created, or any other condition shall occur,
and as a result of the occurrence of which default or condition any indebtedness in an
amount in excess of $50,000,000 shall become or be declared to be due and payable, or the
Company or any of its Guarantors shall be obligated to purchase any such indebtedness prior
to the date on which it would otherwise become due and payable, or any indebtedness in an
amount in excess of $50,000,000 shall not be paid when due at its stated maturity.

     If an Event of Default with respect to Notes of this series shall occur and be continuing, the
principal of the Notes of this series may be declared due and payable in the manner and with the
effect provided in the Indenture.

     The Indenture permits, with certain exceptions as therein provided, the Company, each
Guarantor and the Trustee to enter into from time to time indentures supplemental to the Indenture
for the purpose of adding any provisions to or changing in any manner or eliminating

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any of the provisions of the Indenture or of any supplemental indenture or modifying in any
manner the rights of the Holders of the Securities (including the Holders of the Notes), in each
case, with the consent of the Holders of not less than a majority of the aggregate principal amount
of the Securities of all series at the time outstanding affected by such supplemental indenture
(voting as a class). The Indenture also contains provisions permitting the Holders of specified
percentages in aggregate principal amount of the Notes of each series at the time outstanding, on
behalf of the Holders of all Notes of such series, to waive compliance by the Company with certain
provisions of the Indenture and certain past defaults under the Indenture and their consequences.
Any such consent or waiver by the Holder of this Note shall be conclusive and binding upon such
Holder and upon all future Holders of this Note and of any Note issued upon the registration of
transfer hereof or in exchange herefor or in lieu hereof, whether or not notation of such consent
or waiver is made upon such Note.

     As provided in and subject to the provisions of the Indenture, the Holder of this Note shall
not have the right to institute any action or proceeding with respect to the Indenture or for the
appointment of a receiver or trustee or for any other remedy thereunder, unless such Holder shall
have previously given the Trustee written notice of a continuing default with respect to the Notes
of this series, and the Holders of not less than 25% in aggregate principal amount of the Notes of
this series at the time outstanding shall have made written request to the Trustee to institute
such action or proceedings in its own name as Trustee and offered the Trustee reasonable indemnity,
and the Trustee shall not have received from the Holders of a majority in aggregate principal
amount of the Securities of any or all series affected (voting as a single class) at the time
outstanding a direction inconsistent with such request, and the Trustee shall have failed to
institute any such action or proceeding for 60 days after receipt of such notice, request and offer
of indemnity.

     Notwithstanding any other provision of the Indenture or this Note, the right of any Holder of
this Note to receive payment of the principal of, and any premium and interest on, this Note on or
after the respective due dates expressed in this Note, or to institute suit for the enforcement of
any such payment on or after such respective dates, shall not be impaired or affected without the
consent of such Holder.

     As provided in the Indenture and subject to certain limitations therein set forth, the
transfer of this Note is registrable in the Security Register, upon surrender of this Note for
registration of transfer at the office or agency of the Company specified in the Indenture, duly
endorsed by, or accompanied by a written instrument of transfer in form satisfactory to the Company
and the Trustee duly executed by the Holder hereof or such Holder’s attorney duly authorized in
writing, and thereupon the Company shall execute and the Trustee shall authenticate and deliver in
the name of the transferee(s) one or more new Notes of this series for the same aggregate principal
amount.

     The Notes of this series are issuable only in registered form without coupons in denominations
of $2,000 and any integral multiple of $1,000 in excess thereof. As provided in the Indenture and
subject to certain limitations therein set forth, Notes of this series are exchangeable for a like
aggregate principal amount of Notes of this series and of like tenor of a different authorized
denomination, as requested by the Holder surrendering the same.

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     No service charge shall be made to a Holder for any such registration of transfer or exchange,
but the Company may require payment of a sum sufficient to cover any tax or other governmental
charge imposed in connection therewith. Prior to due presentment of this Note for registration of
transfer, the Company, the Trustee and any agent of the Company or the Trustee may treat the Person
in whose name this Note is registered as the owner hereof for all purposes, whether or not this
Note be overdue, and none of the Company, the Trustee nor any such agent shall be affected by
notice to the contrary.

     All terms used in this Note which are defined in the Indenture shall have the meanings
assigned to them in the Indenture.

     This Note shall be governed by and construed in accordance with the laws of the State of New
York.

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GUARANTEE

     Each of the undersigned (the “Guarantors”) hereby jointly and severally unconditionally
guarantees, to the extent set forth in the Indenture dated as of June 24, 2005, as supplemented by
the Second Supplemental Indenture, dated as of November 21, 2005 (as amended, restated or
supplemented from time to time, the “Indenture”), among Residential Capital, LLC, as issuer, the
Guarantors and Deutsche Bank Trust Company Americas, as Trustee, and subject to the provisions of
the Indenture, (a) the due and punctual payment of the principal of, and premium, if any, and
interest on the Notes, when and as the same shall become due and payable, whether at maturity, by
acceleration or otherwise, the due and punctual payment of interest on overdue principal of, and
premium and, to the extent permitted by law, interest, and the due and punctual performance of all
other obligations of the Issuer to the Holders or the Trustee, all in accordance with the terms set
forth in Article Fourteen of the Indenture, and (b) in case of any extension of time of payment or
renewal of any Notes or any of such other obligations, that the same shall be promptly paid in full
when due or performed in accordance with the terms of the extension or renewal, whether at stated
maturity, by acceleration or otherwise.

     The obligations of the Guarantors to the Holders and to the Trustee pursuant to this Guarantee
and the Indenture are expressly set forth in Article Fourteen of the Indenture and reference is
hereby made to the Indenture for the precise terms and limitations of this Guarantee.

     IN WITNESS WHEREOF, each of the Guarantors has caused this Guarantee to be signed by a duly
authorized officer.

Dated: May 25, 2007

THE GUARANTORS:

	 	 	 	 	 
	 	GMAC RESIDENTIAL HOLDING COMPANY, LLC,

as Guarantor

 	 
	 	By:  	 	 
	 	 	Name:  	William F. Casey 	 
	 	 	Title:  	Treasurer 	 
	 
	 	GMAC MORTGAGE, LLC,

as Guarantor

 	 
	 	By:  	 	 
	 	 	Name:  	William F. Casey 	 
	 	 	Title:  	Treasurer 	 

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	 	GMAC-RFC HOLDING COMPANY, LLC,

as Guarantor

 	 
	 	By:  	 	 
	 	 	Name:  	John M. Peterson 	 
	 	 	Title:  	Treasurer 	 
	 
	 	RESIDENTIAL FUNDING COMPANY, LLC,

as Guarantor

 	 
	 	By:  	 	 
	 	 	Name:  	John M. Peterson 	 
	 	 	Title:  	Treasurer 	 
	 
	 	HOMECOMINGS FINANCIAL, LLC,

as Guarantor

 	 
	 	By:  	 	 
	 	 	Name:  	John M. Peterson 	 
	 	 	Title:  	Treasurer 	 

10

 

	 	 	 	 	 

ASSIGNMENT FORM

To assign this Note, fill in the form below:

I or we assign and transfer this Note to

 

(Print or type assignee’s name, address and zip code)

 

(Insert assignee’s Soc. Sec. or Tax I.D. No.)

and
irrevocably appoint ___________________________ agent to transfer this Note on the books of the
Company. The agent may substitute another to act for him.

	 	 	 	 	 	 	 
	Date:

	 	 	 	Your Signature:	 	 
	 

	 	 
	 	 	 	 

Sign exactly as your name appears on the other side of this Note.

11<PAGE>

                                                                    EXHIBIT 10.1

                            INDEMNIFICATION AGREEMENT

     This Agreement (this "Agreement") is made and entered into as of the ___
day of _________, 200_, by and between SPSS Inc., a Delaware corporation (the
"Company"), and _______________ ("Indemnitee").

     WHEREAS, it is in the best interests of the Company to retain and attract
as directors and officers the most competent persons available;

     WHEREAS, the Board of Directors of the Company (the "Board") believes that
highly competent persons are becoming more reluctant to serve publicly-held
corporations as directors or officers unless they are provided with adequate
protection against inordinate risks of claims and actions against them arising
out of their service to and activities on behalf of the corporation; and

     WHEREAS, in order to induce Indemnitee to continue to provide services to
the Company as a [DIRECTOR][OFFICER] thereof and to provide increased certainty
to Indemnitee of substantial protection against personal liability, the Board
has determined that it is reasonable, prudent and in the best interests of the
Company for the Company to obligate itself contractually to indemnify Indemnitee
and advance expenses to Indemnitee to the fullest extent permitted by applicable
law; and

     WHEREAS, Indemnitee is willing to continue to serve the Company on the
condition that Indemnitee receive the rights and benefits set forth in this
Agreement.

     NOW, THEREFORE, in consideration of the premises and the covenants
contained herein and for certain good and valuable consideration, the receipt
and sufficiency of which are hereby acknowledged, the parties agree as follows:

     SECTION 1. DEFINITIONS. For purposes of this Agreement:

     (a) "Act" means the Delaware General Corporation Law, as amended from time
to time.

     (b) "Change of Control" means any one or more of the following: (i) the
accumulation, by any individual, entity or group (within the meaning of Section
13(d)(3) or 14(d)(2) of the Securities Exchange Act of 1934, as amended) of
greater than fifty percent (50%) of the shares of the then outstanding common
stock of the Company, (ii) a merger or consolidation of the Company in which the
Company does not survive as an independent public company, (iii) a sale of all
or substantially all of the assets of the Company, (iv) a triggering event under
that certain Amended and Restated Rights Agreement, dated as of August 31, 2004,
by and between the Company and Computershare Investor Services, LLC or any
amendment, restatement or replacement thereof, (v) a liquidation or dissolution
of the Company, or (vi) a change in the composition of the Board, not previously
endorsed by the Board existing as of the date of this Agreement or the
directors' endorsed successors, as a result of which fewer than a majority of
the directors are Incumbent Directors; provided, however, that the following
acquisitions shall not constitute a Change of Control for the purposes of this
Agreement: (i) any acquisitions of

                                        1

<PAGE>

common stock or securities convertible into common stock directly from the
Company, or (ii) any acquisition of common stock or securities convertible into
common stock by any employee benefit plan (or related trust) sponsored or
maintained by the Company.

     (c) "Disinterested Director" means a director of the Company who is not a
party to the Proceeding in respect of which indemnification is sought by
Indemnitee.

     (d) "Expenses" shall include attorneys' fees and all other costs,
retainers, filing fees, court costs, transcript costs, fees of experts, witness
fees, travel expenses, duplicating costs, excise taxes, printing and binding
costs, telephone charges, postage, delivery service fees, disbursements and
expenses of any nature whatsoever paid or incurred in connection with
prosecuting, defending, preparing to prosecute or defend, investigating, or
being or preparing to be a witness in a Proceeding.

     (e) "Incumbent Directors" are directors who either (A) are directors of the
Company as of the date of this Agreement, or (B) are nominated for election to
the Board by the Nominating Committee of the Board and endorsed by the Board
existing as of the date of this Agreement or the directors' endorsed successors.

     (e) "Indemnitee's Corporate Status" means the fact that Indemnitee is or
was a director, officer, employee, agent or fiduciary of the Company or of any
other corporation, partnership, limited liability company, joint venture, trust,
employee benefit plan or other enterprise which such person is or was serving at
the request of the Company.

     (f) "Independent Counsel" means a law firm, or an attorney, selected in
accordance with the provisions of Section 7(c) hereof, who is experienced in
matters of corporate law and shall not have otherwise performed services for the
Company or Indemnitee or any other party to the Proceeding giving rise to a
claim for indemnification hereunder in the last five years. Notwithstanding the
foregoing, the term "Independent Counsel" shall not include any person who,
under the applicable standards of professional conduct then prevailing, would
have a conflict of interest in representing either the Company or Indemnitee in
an action to determine Indemnitee's rights under this Agreement or who has been
sanctioned or censured for ethical violations of applicable standards of
professional conduct.

     (g) "Proceeding" includes any claim, action, suit, arbitration, alternate
dispute resolution mechanism, investigation, administrative hearing or any other
proceeding whether civil, criminal, administrative or investigative.

     (h) "Voting Securities" means any securities of the Company that vote
generally in the election of directors of the Company.

     SECTION 2. INDEMNIFICATION - GENERAL. The Company shall indemnify and
advance Expenses to Indemnitee as provided in this Agreement and to the fullest
extent permitted by applicable law in effect on the date hereof and to such
greater extent as applicable law may thereafter from time to time permit. To the
extent permitted by law, if the Act (whether by statute or judicial decision)
permits greater indemnity than the indemnity set forth herein, or if any

                                        2

<PAGE>

amendment is made to the Act expanding the indemnity permissible under Delaware
law, the indemnity obligations contained herein automatically shall be expanded,
without the necessity of action on the part of any party, to the extent
necessary to provide to Indemnitee the fullest indemnity permissible under
Delaware law.

     SECTION 3. PROCEEDINGS OTHER THAN PROCEEDINGS BY OR IN THE RIGHT OF THE
COMPANY. The Company shall indemnify Indemnitee in the event that Indemnitee was
or is a party or is threatened to be made a party to any threatened, pending or
completed Proceeding (other than a Proceeding by or in the right of the Company)
by reason of Indemnitee's Corporate Status, against Expenses, judgments, fines
and amounts paid in settlement actually and reasonably incurred by Indemnitee or
on Indemnitee's behalf in connection with such Proceeding or any claim, issue or
matter therein, if Indemnitee acted in good faith and in a manner Indemnitee
reasonably believed to be in or not opposed to the best interests of the
Company, and, with respect to any criminal Proceeding, had no reasonable cause
to believe that Indemnitee's conduct was unlawful. With respect to Proceedings
relating to employee benefit plans of the Company, if Indemnitee acted in good
faith and in a manner Indemnitee reasonably believed to be in the interest of
the participants and beneficiaries of such employee benefit plan, Indemnitee
shall be deemed to have acted in a manner not opposed to the best interests of
the Company.

     SECTION 4. PROCEEDINGS BY OR IN THE RIGHT OF THE COMPANY. The Company shall
indemnify Indemnitee in the event that Indemnitee was or is a party or is
threatened to be made a party to any threatened, pending or completed Proceeding
by or in the right of the Company to procure a judgment in its favor by reason
of Indemnitee's Corporate Status, against Expenses actually and reasonably
incurred by Indemnitee or on Indemnitee's behalf in connection with the defense
or settlement of such Proceeding if Indemnitee acted in good faith and in a
manner Indemnitee reasonably believed to be in or not opposed to the best
interests of the Company. Notwithstanding the foregoing, no indemnification
against such Expenses shall be made in respect of any claim, issue or matter as
to which Indemnitee shall have been adjudged to be liable to the Company unless
and only to the extent that the Court of Chancery or the court in which such
Proceeding was brought shall determine upon application that, despite the
adjudication of liability but in view of all the circumstances of the case,
Indemnitee is fairly and reasonably entitled to indemnity for such Expenses
which the Court of Chancery or such other court shall deem proper.

     SECTION 5. PARTIAL INDEMNIFICATION. If Indemnitee is entitled under any
provision of this Agreement to indemnification by the Company for some or a
portion of the Expenses, judgments, fines and amounts paid in settlement in
connection with a Proceeding but not, however, for the total amount thereof, the
Company shall nevertheless indemnify Indemnitee for the portion thereof to which
Indemnitee is entitled. Moreover, notwithstanding any other provision of this
Agreement, to the extent that Indemnitee is successful on the merits or
otherwise in any Proceeding referred to in Section 3 or Section 4 hereof, or in
defense of any claim, issue or matter therein, Indemnitee shall be indemnified
against all Expenses actually and reasonably incurred by Indemnitee or on
Indemnitee's behalf in connection therewith.

     SECTION 6. ADVANCEMENT OF EXPENSES. The Company shall advance all
reasonable Expenses incurred by or on behalf of Indemnitee in connection with
any Proceeding referred to

                                        3

<PAGE>

in Section 3 or Section 4 hereof within twenty (20) days after the receipt by
the Company of a written statement or statements from Indemnitee requesting such
advance or advances from time to time, whether prior to or after final
disposition of such Proceeding. Such statement or statements shall reasonably
evidence the Expenses incurred by Indemnitee and shall include or be preceded or
accompanied by an undertaking by or on behalf of Indemnitee to repay all
Expenses advanced if it shall ultimately be determined that Indemnitee is not
entitled to be indemnified by the Company against such Expenses.

     SECTION 7. PROCEDURE FOR DETERMINATION OF ENTITLEMENT TO INDEMNIFICATION.
(a) To obtain indemnification under this Agreement, Indemnitee shall submit to
the Company a written request, including therein or therewith such documentation
and information as is reasonably available to Indemnitee and reasonably
necessary to determine whether and to what extent Indemnitee is entitled to
indemnification. The Secretary of the Company shall, promptly upon receipt of
such a request for indemnification, advise the Board in writing that Indemnitee
has requested indemnification.

     (b) Upon written request by Indemnitee for indemnification pursuant to the
first sentence of Section 7(a) hereof, a determination, if required by
applicable law, with respect to Indemnitee's entitlement thereto shall be made
in the specific case: (i) if a Change of Control shall have occurred, by
Independent Counsel (unless Indemnitee shall request that such determination be
made by the Board or the stockholders, in which case such determination shall be
made by the person or persons or in the manner provided for in clauses (ii) or
(iii) of this Section 7(b)) in a written opinion to the Board, a copy of which
shall be delivered to Indemnitee; (ii) if a Change of Control shall not have
occurred, (A) by a majority vote of Disinterested Directors, even though less
than a quorum or (B) by a committee of Disinterested Directors designated by a
majority vote of Disinterested Directors, even though less than a quorum or (C)
if there are no Disinterested Directors or if the Disinterested Directors so
direct, by Independent Counsel in a written opinion to the Board, a copy of
which shall be delivered to Indemnitee or (D) by the stockholders of the
Company; or (iii) as provided in Section 8(b) hereof; and, if it is so
determined that Indemnitee is entitled to indemnification, payment to Indemnitee
shall be made within twenty (20) days after such determination. Indemnitee shall
cooperate with the persons making such determination with respect to
Indemnitee's entitlement to indemnification, including providing to such persons
upon reasonable advance request any documentation or information which is
reasonably available to Indemnitee and reasonably necessary to such
determination. Any costs or expenses (including attorneys' fees and
disbursements) incurred by Indemnitee in so cooperating with the persons making
such determination shall be borne by the Company (irrespective of the
determination as to Indemnitee's entitlement to indemnification) and the Company
hereby indemnifies Indemnitee against such Expenses.

     (c) In the event the determination of entitlement to indemnification is to
be made by Independent Counsel pursuant to Section 7(b) hereof, the Independent
Counsel shall be selected as provided in this Section 7(c). If a Change of
Control shall not have occurred, the Independent Counsel shall be selected by
the Board, and the Company shall give written notice to Indemnitee advising
Indemnitee of the identity of the Independent Counsel so selected. If a Change
of Control shall have occurred, the Independent Counsel shall be selected by
Indemnitee (unless Indemnitee shall request that such selection be made by the
Board, in which event the preceding

                                        4

<PAGE>

sentence shall apply), and Indemnitee shall give written notice to the Company
advising it of the identity of the Independent Counsel so selected. In either
event, Indemnitee or the Company, as the case may be, may, within seven (7) days
after such written notice of selection shall have been given, deliver to the
Company or to Indemnitee, as the case may be, a written objection to such
selection. Such objection may be asserted only on the ground that the
Independent Counsel so selected does not meet the requirements of "Independent
Counsel" as defined in Section 1 hereof, and the objection shall set forth with
particularity the factual basis of such assertion. If such written objection is
made, the Independent Counsel so selected may not serve as Independent Counsel
unless and until a court has determined that such objection is without merit.
If, within twenty (20) days after submission by Indemnitee of a written request
for indemnification pursuant to Section 7(a) hereof, no Independent Counsel
shall have been selected and not objected to, either the Company or Indemnitee
may petition the Court of Chancery of the State of Delaware or other court of
competent jurisdiction for resolution of any objection which shall have been
made by the Company or Indemnitee to the other's selection of Independent
Counsel and/or for the appointment as Independent Counsel of a person selected
by the Court or by such other person as the Court shall designate, and the
person with respect to whom an objection is so resolved or the person so
appointed shall act as Independent Counsel under Section 7(b) hereof. The
Company shall pay any and all reasonable fees and expenses of Independent
Counsel incurred by such Independent Counsel in connection with acting pursuant
to Section 7(b) hereof, and the Company shall pay all reasonable fees and
expenses incident to the procedures of this Section 7(c), regardless of the
manner in which such Independent Counsel was selected or appointed. Upon the due
commencement of any judicial proceeding or arbitration pursuant to Section
9(a)(iii) hereof, Independent Counsel shall be discharged and relieved of any
further responsibility in such capacity (subject to the applicable standards of
professional conduct then prevailing).

     SECTION 8. PRESUMPTIONS AND EFFECT OF CERTAIN PROCEEDINGS. (a) In making a
determination with respect to entitlement to indemnification hereunder, the
person or persons or entity making such determination shall presume that
Indemnitee is entitled to indemnification under this Agreement if Indemnitee has
submitted a request for indemnification in accordance with Section 7(a) hereof,
and the Company shall have the burden of proof to overcome that presumption in
connection with the making by any persons of any determination contrary to that
presumption.

     (b) If the persons empowered or selected under Section 7 hereof to
determine whether Indemnitee is entitled to indemnification shall not have made
a determination within ninety (90) days after receipt by the Company of the
request therefor, the requisite determination of entitlement to indemnification
shall be deemed to have been made and Indemnitee shall be entitled to such
indemnification, absent (i) a misstatement by Indemnitee of a material fact, or
an omission of a material fact necessary to make Indemnitee's statements not
materially misleading, in connection with the request for indemnification, or
(ii) a prohibition of such indemnification under applicable law; provided,
however, that such ninety (90) day period may be extended for a reasonable time,
not to exceed an additional thirty (30) days, if the persons making the
determination with respect to entitlement to indemnification in good faith
requires such additional time for the obtaining or evaluating of documentation
and/or information relating thereto; and provided, further, that the foregoing
provisions of this Section 8(b) shall not apply

                                        5

<PAGE>

(i) if the determination of entitlement to indemnification is to be made by the
stockholders pursuant to Section 7(b) hereof and if (A) within thirty (30) days
after receipt by the Company of the request for such determination the Board has
resolved to submit such determination to the stockholders for their
consideration at an annual meeting thereof to be held within seventy-five (75)
days after such receipt and such determination is made thereat, or (B) a special
meeting of stockholders is called within thirty (30) days after such receipt for
the purpose of making such determination, such meeting is held for such purpose
within sixty (60) days after having been so called and such determination is
made thereat, or (ii) if the determination of entitlement to indemnification is
to be made by Independent Counsel pursuant to Section 7(b) hereof.

     (c) It shall be a defense to any action brought by Indemnitee against the
Company to enforce this Agreement (other than an action brought to enforce a
claim for Expenses incurred in defending a Proceeding in advance of its final
disposition where the required undertaking has been tendered to the Company)
that Indemnitee has not met the standards of conduct that make it permissible
under the Act for the Company to indemnify Indemnitee for the amount claimed.
Neither the failure of the persons empowered or selected under Section 7 hereof
to have made a determination prior to the commencement of such action that
indemnification of Indemnitee is proper in the circumstances because Indemnitee
has met the applicable standard of conduct set forth in the Act, nor an actual
determination by the persons empowered or selected under Section 7 hereof that
Indemnitee had not met such applicable standard of conduct, shall be a defense
to the action or create a presumption that Indemnitee has not met the applicable
standard of conduct.

     (d) The termination of any Proceeding or of any claim, issue or matter
therein, by judgment, order, settlement, conviction, or upon a plea of nolo
contendere or its equivalent, shall not, of itself, create a presumption that
Indemnitee did not act in good faith and in a manner which Indemnitee reasonably
believed to be in or not opposed to the best interests of the Company and, with
respect to any criminal Proceeding, that Indemnitee had reasonable cause to
believe that Indemnitee's conduct was unlawful.

     SECTION 9. REMEDIES OF INDEMNITEE. (a) In the event that (i) a
determination is made pursuant to Section 7 hereof that Indemnitee is not
entitled to indemnification under this Agreement, (ii) advancement of Expenses
is not timely made pursuant to Section 6 hereof, (iii) the determination of
entitlement to indemnification is to be made by Independent Counsel pursuant to
Section 7(b) hereof and such determination shall not have been made and
delivered in a written opinion within ninety (90) days after receipt by the
Company of the request for indemnification or (iv) payment of indemnification is
not made within twenty (20) days after a determination has been made that
Indemnitee is entitled to indemnification or such determination is deemed to
have been made pursuant to Section 7 or Section 8 hereof, Indemnitee shall be
entitled to an adjudication in an appropriate court of the State of Delaware, or
in any other court of competent jurisdiction, determining whether Indemnitee is
entitled to such indemnification or advancement of Expenses. Alternatively,
Indemnitee, at Indemnitee's option, may seek an award in arbitration to be
conducted by a single arbitrator pursuant to the rules of the American
Arbitration Association. Indemnitee shall commence such proceeding seeking an
adjudication or an award in arbitration within one hundred eighty (180) days
following the date on which Indemnitee first has the right to commence such
proceeding pursuant to this Section 9(a). The

                                        6

<PAGE>

Company shall not oppose Indemnitee's right to seek any such adjudication or
award in arbitration.

     (b) In the event that a determination shall have been made pursuant to
Section 7 hereof that Indemnitee is not entitled to indemnification, any
judicial proceeding or arbitration commenced pursuant to this Section 9 shall be
conducted in all respects as a de novo trial, or arbitration, on the merits and
Indemnitee shall not be prejudiced by reason of that adverse determination. In
any judicial proceeding or arbitration commenced pursuant to this Section 9 the
Company shall have the burden of proving that on the merits Indemnitee is not
entitled to indemnification or advancement of Expenses, as the case may be.

     (c) If a determination shall have been made or deemed to have been made
pursuant to Section 7 or Section 8 hereof that Indemnitee is entitled to
indemnification, the Company shall be bound by such determination in any
judicial proceeding or arbitration commenced pursuant to this Section 9, absent
(i) a misstatement by Indemnitee of a material fact, or an omission of a
material fact necessary to make Indemnitee's statements not materially
misleading, in connection with the request for indemnification, or (ii) a
prohibition of such indemnification under applicable law.

     (d) The Company shall be precluded from asserting in any judicial
proceeding or arbitration commenced pursuant to this Section 9 that the
procedures and presumptions of this Agreement are not valid, binding and
enforceable and shall stipulate in any such court or before any such arbitrator
that the Company is bound by all the provisions of this Agreement.

     (e) In the event that Indemnitee, pursuant to this Section 9, seeks a
judicial adjudication of or an award in arbitration to enforce Indemnitee's
rights under, or to recover damages for breach of, this Agreement, Indemnitee
shall be entitled to recover from the Company, and shall be indemnified by the
Company against, any and all expenses (of the types described in the definition
of Expenses in Section 1 hereof) actually and reasonably incurred by Indemnitee
in such judicial adjudication or arbitration, but only if Indemnitee prevails
therein. If it shall be determined in such judicial adjudication or arbitration
that Indemnitee is entitled to receive part but not all of the indemnification
or advancement or expenses sought, the expenses incurred by Indemnitee in
connection with such judicial adjudication or arbitration shall be appropriately
prorated.

     SECTION 10. NON-EXCLUSIVITY; SURVIVAL OF RIGHTS; INSURANCE; SUBROGATION.
(a) The rights of indemnification and to receive advancement of Expenses as
provided by this Agreement shall not be deemed exclusive of the rights of
Indemnitee under Article 9 or any other Article or section of the Restated
Certificate of Incorporation of the Company (as it may be amended from time to
time) or any other rights to which Indemnitee may at any time be entitled under
applicable law, the By-laws of the Company, any agreement, any policy of
insurance, a vote of stockholders or a resolution of directors, or otherwise. No
amendment, alteration or termination of this Agreement or any provision hereof
shall be effective as to any Indemnitee with respect to any action taken or
omitted by such Indemnitee in Indemnitee's Corporate Status prior to such
amendment, alteration or termination.

                                        7

<PAGE>

     (b) In the event of any payment under this Agreement, the Company shall be
subrogated to the extent of such payment to all of the rights of recovery of
Indemnitee, who shall execute all papers required and take all action necessary
to secure such rights, including execution of such documents as are necessary to
enable the Company to bring suit to enforce such rights.

     (c) The Company shall not be liable under this Agreement to make any
payment of amounts otherwise indemnifiable hereunder if and to the extent that
Indemnitee has otherwise actually received such payment under any insurance
policy, contract, agreement or otherwise.

     SECTION 11. DURATION OF AGREEMENT. This Agreement shall continue in effect
and shall survive the termination of Indemnitee's Corporate Status. This
Agreement shall be binding upon the Company and its successors and assigns
(including any direct or indirect successor by purchase, merger, consolidation
or otherwise to all or substantially all of the business and/or assets of the
Company) and shall inure to the benefit of Indemnitee and Indemnitee's heirs,
executors, administrators and personal and legal representatives.

     SECTION 12. SEVERABILITY. If any provision (including any provision within
a single section, paragraph or sentence) of this Agreement shall be held
invalid, illegal or unenforceable, the validity, legality or enforceability of
the other provisions hereof shall not be affected thereby, and there shall be
deemed substituted for the provision at issue a valid, legal and enforceable
provision as similar as possible to the provision at issue.

     SECTION 13. EXCEPTION TO RIGHT OF INDEMNIFICATION OR ADVANCEMENT OF
EXPENSES. Notwithstanding any other provision of this Agreement, except as
provided in Section 9(e) hereof, prior to a Change of Control Indemnitee shall
not be entitled to indemnification or advancement of Expenses pursuant to this
Agreement with respect to any Proceeding, or any claim, issue or matter therein,
initiated by Indemnitee against the Company or any director or officer of the
Company unless the Company has joined in or consented to the initiation of the
Proceeding.

     SECTION 14. IDENTICAL COUNTERPARTS. This Agreement may be executed in one
or more counterparts, each of which shall for all purposes be deemed to be an
original but all of which together shall constitute one and the same Agreement.
Only one such counterpart signed by the party against whom enforceability is
sought needs to be produced to evidence the existence of this Agreement.

     SECTION 15. HEADINGS. The headings of the paragraphs of this Agreement are
inserted for convenience only and shall not be deemed to constitute part of this
Agreement or to affect the construction thereof.

     SECTION 16. MODIFICATION AND WAIVER. No supplement, modification or
amendment of this Agreement shall be binding unless executed in writing by both
of the parties hereto. No waiver of any of the provisions of this Agreement
shall be deemed or shall constitute a waiver of any other provisions hereof
(whether or not similar) nor shall such waiver constitute a continuing waiver.

                                        8

<PAGE>

     SECTION 17. NOTICE BY INDEMNITEE. Indemnitee agrees promptly to notify the
Company in writing upon being served with any summons, citation, subpoena,
complaint, indictment, information or other document relating to any Proceeding
or matter which may be subject to indemnification or advancement of Expenses
covered hereunder.

     SECTION 18. NOTICES. All notices, requests, demands and other
communications hereunder shall be in writing and shall be deemed to have been
duly given if (i) delivered by hand and received by the party to whom said
notice or other communication shall have been directed, upon such delivery and
receipt, (ii) sent by facsimile or other wire transmission (receipt confirmed),
on the date of transmission or (iii) mailed by certified or registered mail with
postage prepaid, on the third business day after the date on which it is so
mailed:

(a)  If to Indemnitee, to:

     [INSERT NAME]
     SPSS Inc.
     233 South Wacker Drive, 11th Floor
     Chicago, Illinois 60606
     Facsimile: _____________

(b)  If to the Company to:

     SPSS Inc.
     233 South Wacker Drive, 11th Floor
     Chicago, Illinois 60606
     Attn: Office of the Secretary
     Facsimile: _____________

or such other address as may have been furnished to Indemnitee by the Company or
to the Company by Indemnitee, as the case may be.

     SECTION 19. GOVERNING LAW. This Agreement shall be governed by, and
construed and enforced in accordance with, the laws of the State of Delaware
without giving effect to the principles of conflicts of laws.

                                        9

<PAGE>

     IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of
the day and year first above written.

                                        SPSS INC.

                                        By
                                           -------------------------------------
                                        Name:
                                              ----------------------------------
                                        Title:
                                               ---------------------------------

                                        INDEMNITEE

                                        ----------------------------------------
                                        [INSERT NAME]

                                       10

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