Document:

Exhibit 4.4

 

2022 Notes Unit Agreement Joinder

 

April 1, 2015

 

Dynegy Inc., a Delaware corporation (the “Company”) hereby agrees as successor in interest to Dynegy Finance II, Inc., a Delaware corporation (“Finance II”), to be bound by the terms and provisions attributable to an Issuer of the Unit Agreement, dated as of October 27, 2014 (as amended, restated, supplemented or otherwise modified from time to time, the “2022 Notes Unit Agreement”), among Finance II, Dynegy Finance I, Inc. and Wilmington Trust, National Association, as Unit Agent, and to assume and be bound to perform all obligations of an Issuer thereunder.  By executing and delivering this Unit Agreement Joinder, the Company hereby becomes a party to the 2022 Notes Unit Agreement as an Issuer thereunder.  Unless the context otherwise requires, all references to “Finance II” in the 2022 Notes Unit Agreement shall refer to the Company.

 

[SIGNATURE PAGE FOLLOWS]

 

 

IN WITNESS WHEREOF, the undersigned has executed this counterpart as of the date first set forth above.

 

 

	
 
    	
Dynegy   Inc., as an Issuer
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   Robert C. Flexon
    
	
 
    	
 
    	
Name:
    	
Robert   C. Flexon
    
	
 
    	
 
    	
Title:
    	
President &   Chief Executive Officer
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
Dynegy   Finance I, Inc., as an Issuer
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   Clint C. Freeland
    
	
 
    	
 
    	
Name:
    	
Clint   C. Freeland
    
	
 
    	
 
    	
Title:
    	
Executive   Vice President & Chief
   Financial OfficerExhibit 4.6

 

2024 Notes Unit Agreement Joinder

 

April 1, 2015

 

Dynegy Inc., a Delaware corporation (the “Company”) hereby agrees as successor in interest to Dynegy Finance II, Inc., a Delaware corporation (“Finance II”), to be bound by the terms and provisions attributable to an Issuer of the Unit Agreement, dated as of October 27, 2014 (as amended, restated, supplemented or otherwise modified from time to time, the “2024 Notes Unit Agreement”), among Finance II, Dynegy Finance I, Inc. and Wilmington Trust, National Association, as Unit Agent, and to assume and be bound to perform all obligations of an Issuer thereunder.  By executing and delivering this Unit Agreement Joinder, the Company hereby becomes a party to the 2024 Notes Unit Agreement as an Issuer thereunder.  Unless the context otherwise requires, all references to “Finance II” in the 2024 Notes Unit Agreement shall refer to the Company.

 

[SIGNATURE PAGE FOLLOWS]

 

 

IN WITNESS WHEREOF, the undersigned has executed this counterpart as of the date first set forth above.

 

 

	
 
    	
 
    	
Dynegy   Inc., as an Issuer
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/   Robert C. Flexon
    
	
 
    	
 
    	
 
    	
Name:   
    	
Robert   C. Flexon
    
	
 
    	
 
    	
 
    	
Title:
    	
President &   Chief Executive Officer
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Dynegy   Finance I, Inc., as an Issuer
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/   Clint C. Freeland
    
	
 
    	
 
    	
 
    	
Name:
    	
Clint   C. Freeland
    
	
 
    	
 
    	
 
    	
Title:
    	
Executive   Vice President & Chief
    
	
 
    	
 
    	
 
    	
Financial   OfficerExhibit 4.8

 

FIRST SUPPLEMENTAL INDENTURE 

TO BE DELIVERED IN CONNECTION WITH THE EQUIPOWER ACQUISITION

 

FIRST SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of April 1, 2015, between Dynegy Inc., a Delaware corporation (the “Successor”) and Wilmington Trust, National Association, as trustee under the indenture referred to below (the “Trustee”).  Unless otherwise defined in this Supplemental Indenture, capitalized terms used herein without definition shall have the meanings assigned to them in the Indenture (as defined below).

 

W I T N E S S E T H

 

WHEREAS, Dynegy Finance II, Inc. (“Finance II”) has heretofore executed and delivered to the Trustee an indenture (the “Indenture”), dated as of October 27, 2014, between Finance II and the Trustee, providing for the original issuance of an aggregate principal amount of $1,260,000,000 of 6.75% Senior Notes due 2019 (the “Initial Notes”) and, subject to the terms of the Indenture, future unlimited issuances of 6.75% Senior Notes due 2019 (the “Additional Notes, and together with the Initial Notes, the “Notes”);

 

WHEREAS, the Successor has filed with the Secretary of State of the State of Delaware a Certificate of Ownership and Merger, dated as of April 1, 2015, which provides for the merger of Finance II with and into the Successor (the “Merger”), with the Successor continuing its corporate existence under the laws of the State of Delaware as the surviving company of the Merger;

 

WHEREAS, Section 5.01 of the Indenture provides, among other things, that Finance II may consolidate or merge with or into another Person; provided that, among other things, the Person formed by or surviving any such consolidation or merger (if other than Finance II) or the Person to which such sale, assignment, transfer, conveyance or other disposition has been made assumes all the obligations of Finance II under the Indenture, the Notes and the Registration Rights Agreement pursuant to documents in such form as are reasonably satisfactory to the Trustee;

 

WHEREAS, Section 9.01 of the Indenture provides, among other things, that the Indenture and Notes may be amended or supplemented without the consent of any Holder to provide for the assumption of Finance II’s obligations to Holders of Notes in the case of a merger or consolidation or sale of all or substantially all of Finance II’s assets; and

 

WHEREAS, the Successor desires and has requested that the Trustee join in the execution of this Supplemental Indenture for the purpose of evidencing such assumption by the Successor;

 

NOW THEREFORE, in consideration of the foregoing and for good and valuable consideration, the receipt of which is hereby acknowledged, the Trustee and the Successor mutually covenant and agree for the equal and ratable benefit of the Holders of the Notes as follows:

 

ARTICLE 1

ASSUMPTION AND AGREEMENTS

 

Section 1.1. The Successor hereby, in accordance with the terms and conditions of the Indenture, assumes the due and punctual payment of the principal of, premium, if any, and interest and Special Interest, if any, on the Notes, and the due and punctual performance and observance of all other covenants, conditions and other obligations contained in the Indenture, the Notes and the Registration Rights Agreement on the part of Finance II to be performed or observed.

 

Section 1.2. The Successor shall succeed to, and be substituted for, and may exercise every right and power of, Finance II under the Indenture and the Notes, with the same effect as if the Successor had been named as “the Company” therein.

 

 

ARTICLE 2

MISCELLANEOUS

 

Section 2.1. NEW YORK LAW TO GOVERN.  THE INDENTURE, THIS SUPPLEMENTAL INDENTURE AND THE NOTES SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK.

 

Section 2.2. Counterparts.  The parties may sign any number of copies of this Supplemental Indenture.  Each signed copy shall be an original, but all of them together represent the same agreement.

 

Section 2.3. Effect of Headings.  The Section headings herein are for convenience only and shall not affect the construction hereof.

 

Section 2.4. The Trustee.  The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Supplemental Indenture or for or in respect of the recitals contained herein, all of which recitals are made solely by the Successor.

 

Section 2.5. Ratification of Indenture; Supplemental Indenture Part of Indenture.  Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect.  This Supplemental Indenture shall form a part of the Indenture for all purposes, and every Holder of Notes heretofore or hereafter authenticated and delivered shall be bound hereby.

 

[Signature Page Follows]

 

 

IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly  executed and attested, all as of the date first above written.

 

Dated: April 1, 2015

 

	
 
    	
DYNEGY INC.
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Robert C. Flexon
    
	
 
    	
Name:
    	
Robert C. Flexon
    
	
 
    	
Title:
    	
President & Chief Executive Officer
    
	
 
    	
 
    	
 
    
	
 
    	
WILMINGTON TRUST, NATIONAL   ASSOCIATION,
    
	
 
    	
 as   Trustee
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Boris Treyger
    
	
 
    	
Title:
    	
Authorized SignatoryExhibit 4.9

 

SECOND SUPPLEMENTAL INDENTURE 
 SUBSIDIARY GUARANTEES

 

SECOND SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of April 1, 2015, among the Subsidiary Guarantors listed on Schedule I hereto (the “Guaranteeing Subsidiaries”), each a wholly-owned domestic subsidiary of Dynegy Inc. (or its permitted successor), a Delaware corporation (the “Company”), the Company, and Wilmington Trust, National Association, as trustee under the indentures referred to below (the “Trustee”).

 

W I T N E S S E T H

 

WHEREAS, the Company (as successor by merger to Dynegy Finance II, Inc.) has heretofore executed and delivered to the Trustee an indenture (as supplemented, the “Indenture”), dated as of October 27, 2014, between the Company and the Trustee, providing for the original issuance of an aggregate principal amount of $1,260,000,000 of 6.75% Senior Notes due 2019 (the “Initial Notes”) and, subject to the terms of the Indenture, future unlimited issuances of 6.75% Senior Notes due 2019 (the “Additional Notes, and together with the Initial Notes, the “Notes”);

 

WHEREAS, the Indenture provides that under certain circumstances the Guaranteeing Subsidiaries shall execute and deliver to the Trustee a supplemental indenture pursuant to which the Guaranteeing Subsidiaries shall unconditionally guarantee all of the Company’s Obligations under the Notes and the Indenture (the “Subsidiary Guarantees”); and

 

WHEREAS, pursuant to Section 4.07 of the Indenture, the Trustee, the Company and the other Subsidiary Guarantors are authorized and required to execute and deliver this Supplemental Indenture.

 

NOW THEREFORE, in consideration of the foregoing and for good and valuable consideration, the receipt of which is hereby acknowledged, the Guaranteeing Subsidiaries, the Trustee, the Company and the other Subsidiary Guarantors mutually covenant and agree for the equal and ratable benefit of the Holders of the Notes as follows:

 

1.             Capitalized Terms.  Unless otherwise defined in this Supplemental Indenture, capitalized terms used herein without definition shall have the meanings assigned to them in the Indenture.

 

2.             Agreement to be Bound; Guarantee.  Each of the Guaranteeing Subsidiaries hereby become a party to the Indenture as a Subsidiary Guarantor and as such will have all of the rights and be subject to all of the Obligations and agreements of a Subsidiary Guarantor under the Indenture.  Each of the Guaranteeing Subsidiaries hereby agree to be bound by all of the provisions of the Indenture applicable to a Subsidiary Guarantor and to perform all of the Obligations and agreements of a Subsidiary Guarantor under the Indenture.  In furtherance of the foregoing, each of the Guaranteeing Subsidiaries shall be deemed a Subsidiary Guarantor for purposes of Article 10 of the Indenture, including, without limitation, Section 10.02 thereof.

 

3.             NEW YORK LAW TO GOVERN.  THE INDENTURE, THE NOTES, THIS SUPPLEMENTAL INDENTURE AND THE SUBSIDIARY GUARANTEES SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK.

 

4.             Counterparts.  The parties may sign any number of copies of this Supplemental Indenture.  Each signed copy shall be an original, but all of them together represent the same agreement.

 

5.             Effect of Headings.  The Section headings herein are for convenience only and shall not affect the construction hereof.

 

6.             The Trustee.  The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Supplemental Indenture or for or in respect of the recitals contained herein, all of which recitals are made solely by the Guaranteeing Subsidiaries and the Company.

 

7.             Ratification of Indenture; Supplemental Indenture Part of Indenture.  Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions

 

1

 

thereof shall remain in full force and effect.  This Supplemental Indenture shall form a part of the Indenture for all purposes, and every Holder of Notes heretofore or hereafter authenticated and delivered shall be bound hereby.

 

[Signature Page Follows]

 

2

 

IN WITNESS WHEREOF, we have hereunto signed our names as of the date set forth below.

 

	
Dated:
    	
April 1, 2015
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
DYNEGY INC.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Robert C. Flexon
    
	
 
    	
 
    	
Name:
    	
Robert C. Flexon
    
	
 
    	
 
    	
Title:
    	
President & Chief Executive Officer
    

 

[SIGNATURE PAGES CONTINUE]

 

 

	
 
    	
EQUIPOWER RESOURCES CORP.
    
	
 
    	
DYNEGY RESOURCE II, LLC
    
	
 
    	
DYNEGY RESOURCE III, LLC
    
	
 
    	
DYNEGY RESOURCES HOLDCO I, LLC
    
	
 
    	
DYNEGY RESOURCES HOLDCO II, LLC
    
	
 
    	
DYNEGY RESOURCES GENERATING HOLDCO, LLC
    
	
 
    	
RICHLAND GENERATION EXPANSION LLC
    
	
 
    	
MILFORD POWER COMPANY, LLC
    
	
 
    	
LAKE ROAD HOLDINGS GP, LLC
    
	
 
    	
LAKE ROAD HOLDINGS LP, LLC
    
	
 
    	
LAKE ROAD GENERATING COMPANY, L.P.
    
	
 
    	
RSG POWER, LLC
    
	
 
    	
RICHLAND-STRYKER GENERATION, LLC
    
	
 
    	
DYNEGY RESOURCES MANAGEMENT, LLC
    
	
 
    	
DIGHTON POWER, LLC
    
	
 
    	
MASSPOWER HOLDCO, LLC
    
	
 
    	
MASSPOWER PARTNERS I, LLC
    
	
 
    	
MASSPOWER PARTNERS II, LLC
    
	
 
    	
MASSPOWER
    
	
 
    	
LIBERTY ELECTRIC GENERATION HOLDINGS, LLC
    
	
 
    	
LEP HOLDINGS, LLC
    
	
 
    	
LIBERTY ELECTRIC PA 2, LLC
    
	
 
    	
LIBERTY ELECTRIC POWER, LLC
    
	
 
    	
TOMCAT POWER, LLC
    
	
 
    	
KINCAID HOLDINGS, LLC
    
	
 
    	
KINCAID GENERATION, L.L.C.
    
	
 
    	
KINCAID ENERGY SERVICES COMPANY, LLC
    
	
 
    	
ELWOOD EXPANSION HOLDINGS, LLC
    
	
 
    	
ELWOOD ENERGY HOLDINGS, LLC
    
	
 
    	
ELWOOD SERVICES COMPANY, LLC
    
	
 
    	
ELWOOD ENERGY HOLDINGS II, LLC
    
	
 
    	
BRAYTON POINT HOLDINGS, LLC
    
	
 
    	
ECP II-B (BRAYTON POINT IP) CORP
    
	
 
    	
ECP II-C (BRAYTON POINT IP) CORP
    

 

 

	
 
    	
By:
    	
/s/ Robert C. Flexon
    
	
 
    	
Name:
    	
Robert C. Flexon
    
	
 
    	
Title:
    	
President & Chief Executive Officer
    

 

 

	
 
    	
DYNEGY ENERGY SERVICES, LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Robert C. Flexon
    
	
 
    	
Name: 
    	
Robert C. Flexon
    
	
 
    	
Title: 
    	
Chief Executive Officer
    

 

 

[SIGNATURE PAGES CONTINUE]

 

 

	
 
    	
BLUE RIDGE GENERATION LLC
    
	
 
    	
BLACK MOUNTAIN   COGEN, INC.
    
	
 
    	
CASCO BAY ENERGY COMPANY, LLC
    
	
 
    	
DYNEGY ADMINISTRATIVE   SERVICES COMPANY
    
	
 
    	
DYNEGY COAL HOLDCO, LLC
    
	
 
    	
DYNEGY COAL INVESTMENTS   HOLDINGS, LLC
    
	
 
    	
DYNEGY COAL TRADING & TRANSPORTATION, L.L.C.
    
	
 
    	
DYNEGY EQUIPMENT, LLC
    
	
 
    	
DYNEGY GASCO HOLDINGS, LLC
    
	
 
    	
DYNEGY GAS HOLDCO, LLC
    
	
 
    	
DYNEGY GAS IMPORTS, LLC
    
	
 
    	
DYNEGY GAS INVESTMENTS, LLC
    
	
 
    	
DYNEGY GAS INVESTMENTS   HOLDINGS, LLC 
    
	
 
    	
DYNEGY GLOBAL   LIQUIDS, INC.
    
	
 
    	
DYNEGY KENDALL ENERGY, LLC
    
	
 
    	
DYNEGY MARKETING AND TRADE, LLC   
    
	
 
    	
DYNEGY MIDWEST GENERATION,   LLC
    
	
 
    	
DYNEGY MORRO BAY, LLC
    
	
 
    	
DYNEGY MOSS LANDING, LLC 
    
	
 
    	
DYNEGY OAKLAND, LLC
    
	
 
    	
DYNEGY OPERATING COMPANY
    
	
 
    	
DYNEGY POWER, LLC
    
	
 
    	
DYNEGY POWER GENERATION INC.
    
	
 
    	
DYNEGY POWER MARKETING, LLC
    
	
 
    	
DYNEGY SOUTH BAY, LLC
    
	
 
    	
HAVANA DOCK ENTERPRISES, LLC
    
	
 
    	
ILLINOVA CORPORATION
    
	
 
    	
ONTELAUNEE POWER OPERATING   COMPANY, LLC 
    
	
 
    	
SITHE ENERGIES, INC.
    
	
 
    	
SITHE/INDEPENDENCE LLC
    

 

 

	
 
    	
By:
    	
/s/ Robert C. Flexon
    
	
 
    	
Name: 
    	
Robert C. Flexon
    
	
 
    	
Title:
    	
President & Chief Executive Officer
    

 

	
 
    	
WILMINGTON TRUST, NATIONAL   ASSOCIATION,
    
	
 
    	
as Trustee
    
	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Boris Treyger
    
	
 
    	
Name:
    	
Boris Treyger
    
	
 
    	
Title:
    	
Vice President
    

 

 

SCHEDULE I

 

SUBSIDIARY GUARANTORS

 

EQUIPOWER RESOURCES CORP.

DYNEGY RESOURCE II, LLC

DYNEGY RESOURCE III, LLC

DYNEGY RESOURCES HOLDCO I, LLC

DYNEGY RESOURCES HOLDCO II, LLC

DYNEGY RESOURCES GENERATING HOLDCO, LLC

RICHLAND GENERATION EXPANSION LLC

MILFORD POWER COMPANY, LLC

LAKE ROAD HOLDINGS GP, LLC

LAKE ROAD HOLDINGS LP, LLC

LAKE ROAD GENERATING COMPANY, L.P.

RSG POWER, LLC

RICHLAND-STRYKER GENERATION, LLC

DYNEGY RESOURCES MANAGEMENT, LLC

DIGHTON POWER, LLC

MASSPOWER HOLDCO, LLC

MASSPOWER PARTNERS I, LLC

MASSPOWER PARTNERS II, LLC

MASSPOWER

LIBERTY ELECTRIC GENERATION HOLDINGS, LLC

LEP HOLDINGS, LLC

LIBERTY ELECTRIC PA 2, LLC

LIBERTY ELECTRIC POWER, LLC

TOMCAT POWER, LLC

KINCAID HOLDINGS, LLC

KINCAID GENERATION, L.L.C.

KINCAID ENERGY SERVICES COMPANY, LLC

ELWOOD EXPANSION HOLDINGS, LLC

ELWOOD ENERGY HOLDINGS, LLC

ELWOOD SERVICES COMPANY, LLC

ELWOOD ENERGY HOLDINGS II, LLC

BRAYTON POINT HOLDINGS, LLC

ECP II-B (BRAYTON POINT IP) CORP

ECP II-C (BRAYTON POINT IP) CORP

DYNEGY ENERGY SERVICES, LLC

BLUE RIDGE GENERATION LLC

BLACK MOUNTAIN COGEN, INC.

CASCO BAY ENERGY COMPANY, LLC

DYNEGY ADMINISTRATIVE SERVICES COMPANY

DYNEGY COAL HOLDCO, LLC

DYNEGY COAL INVESTMENTS HOLDINGS, LLC

DYNEGY COAL TRADING & TRANSPORTATION, L.L.C.

DYNEGY EQUIPMENT, LLC

DYNEGY GASCO HOLDINGS, LLC

DYNEGY GAS HOLDCO, LLC

DYNEGY GAS IMPORTS, LLC

DYNEGY GAS INVESTMENTS, LLC

DYNEGY GAS INVESTMENTS HOLDINGS, LLC

DYNEGY GLOBAL LIQUIDS, INC.

DYNEGY KENDALL ENERGY, LLC

 

Schedule I continues on next page

 

 

DYNEGY MARKETING AND TRADE, LLC

DYNEGY MIDWEST GENERATION, LLC

DYNEGY MORRO BAY, LLC

DYNEGY MOSS LANDING, LLC

DYNEGY OAKLAND, LLC

DYNEGY OPERATING COMPANY

DYNEGY POWER, LLC

DYNEGY POWER GENERATION INC.

DYNEGY POWER MARKETING, LLC

DYNEGY SOUTH BAY, LLC

HAVANA DOCK ENTERPRISES, LLC

ILLINOVA CORPORATION

ONTELAUNEE POWER OPERATING COMPANY, LLC

SITHE ENERGIES, INC.

SITHE/INDEPENDENCE LLC

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