Document:

exv10w2

 

Exhibit 10.2

BUILDERS FIRSTSOURCE, INC.

2007 INCENTIVE PLAN

RESTRICTED STOCK AWARD AGREEMENT

     THIS RESTRICTED STOCK AWARD AGREEMENT, (the “Agreement”), dated as of                                          (the
“Grant Date”), is made by and between Builders FirstSource, Inc., a Delaware corporation (the
“Company”), and                                         (the “Grantee”).

     WHEREAS, the Company has adopted the Builders FirstSource, Inc. 2007 Incentive Plan (as
amended from time to time, the “Plan”), pursuant to which the Company may grant shares of Stock
that are restricted as to transfer (shares so restricted hereinafter referred to as “Restricted
Stock”); and

     WHEREAS, the Company desires to grant to the Grantee the number of shares of Restricted Stock
provided for herein;

     NOW, THEREFORE, in consideration of the recitals and the mutual agreements herein contained,
the parties hereto agree as follows:

Section 1. Grant of Restricted Stock Award

          (a) Grant of Restricted Stock. The Company hereby grants to the Grantee                     
shares
of Restricted Stock on the terms and conditions set forth in this Agreement and as otherwise
provided in the Plan.

          (b) Incorporation of Plan. The provisions of the Plan are hereby incorporated herein by
reference. Except as otherwise expressly set forth herein, this Agreement shall be construed in
accordance with the provisions of the Plan and any capitalized terms not otherwise defined in this
Agreement shall have the definitions set forth in the Plan. The Committee shall have final
authority to interpret and construe the Plan and this Agreement and to make any and all
determinations thereunder, and its decision shall be binding and conclusive upon the Grantee and
his/her legal representative in respect of any questions arising under the Plan or this Agreement.

Section 2. Terms and Conditions of Award

          The grant of Restricted Stock provided in Section 1(a) shall be subject to the following
terms, conditions and restrictions:

          (a) Ownership of Shares. Subject to the restrictions set forth in the Plan and this Agreement,
the Grantee shall possess all incidents of ownership of the Restricted Stock granted hereunder,
including the right to receive dividends with respect to such Stock and the right to vote such
Stock.

 

 

          (b) Restrictions. Restricted Stock, and any interest therein, may not be sold, assigned,
transferred, pledged, hypothecated, or otherwise disposed of prior to the lapse of restrictions set
forth in this Agreement applicable thereto as set forth in Section 2(d). The Committee may, in its
discretion, cancel all or any portion of any outstanding restrictions prior to the expiration of
the periods provided under Section 2(d).

          (c) Certificate; Restrictive Legend. The Grantee agrees that any certificate issued for
Restricted Stock prior to the lapse of any outstanding restrictions relating thereto shall be
inscribed with the following legend:

This certificate and the shares of stock represented hereby are subject to the terms
and conditions, including forfeiture provisions and restrictions against transfer
(the “Restrictions”), contained in the Builders FirstSource, Inc. 2007 Incentive
Plan and an agreement entered into between the registered owner and Builders
FirstSource, Inc. Any attempt to dispose of these shares in contravention of the
Restrictions, including by way of sale, assignment, transfer, pledge, hypothecation,
or otherwise, shall be null and void and without effect.

          (d) Lapse of Restrictions. Except as may otherwise be provided herein, the restrictions on
transfer set forth in Section 2(b) shall lapse with respect to                      of the shares (rounded
down to the nearest whole share) of Restricted Stock granted hereunder on each of the
                                         anniversaries of the Grant Date, so long as the Grantee continues to
serve as an employee of the Company as of the relevant date.

               Upon each lapse of restrictions relating to Restricted Stock, the Company shall issue to the
Grantee or the Grantee’s personal representative a stock certificate representing a number of
shares of Stock, free of the restrictive legend described in Section 2(c), equal to the number of
shares subject to this Restricted Stock award with respect to which such restrictions have lapsed.
If certificates representing such Restricted Stock shall have theretofore been delivered to the
Grantee, such certificates shall be returned to the Company, complete with any necessary signatures
or instruments of transfer prior to the issuance by the Company of such unlegended shares of Stock.

          (e) Cessation of Service. In the event that the Grantee’s service to the Company, as an
employee of the Company, ceases prior to the lapsing of restrictions with respect to any portion of
the Restricted Stock granted hereunder, such unvested portion of the Restricted Stock held by the
Grantee shall be immediately forfeited as of the date of such cessation of service.

               Restricted Stock forfeited pursuant to this Section 2(e) shall be transferred to, and
reacquired by, the Company without payment of any consideration by the Company, and neither the
Grantee nor any of the Grantee’s successors, heirs, assigns, personal representatives, or Permitted
Transferees shall thereafter have any further rights or interests in such shares or certificates.
If certificates containing restrictive legends shall have theretofore been delivered to the Grantee
(or his/her legatees, personal representative, or Permitted Transferee), such

2

 

certificates shall be
returned to the Company, complete with any necessary signatures or instruments of transfer.

          (g) Income Taxes. The Grantee shall pay to the Company promptly upon request, and in any event
at the time the Grantee recognizes taxable income in respect of the Restricted Stock (or, if the
Grantee makes an election under Section 83(b) of the Code, in connection with such grant), an
amount equal to the taxes the Company determines it is required to withhold under applicable tax
laws with respect to the Restricted Stock. Such payment shall be made in the form of cash, shares
of Stock already owned by the Grantee for at least six months prior to such lapse of restrictions,
shares of Restricted Stock upon the lapse of restrictions, or in a combination of such methods. The
Grantee shall promptly notify the Company of any election made pursuant to Section 83(b) of the
Code.

Section 3. Miscellaneous

          (a) Notices. Any notice by the Grantee to the Company hereunder shall be in writing and shall
be deemed duly given only upon receipt thereof by the General Counsel of the Company at its
principal offices. Any notice by the Company to the Grantee shall be in writing and shall deemed
duly given if mailed or sent by overnight service to the Grantee at the address last specified to
the Company by the Grantee, Grantee’s residence, or Grantee’s address appearing on the books of the
Company.

          (b) No Right to Continued Service. Nothing in the Plan or in this Agreement shall confer upon
the Grantee any right to continue to serve as an employee of the Company.

          (c) Bound by Plan and Company Policy. By signing this Agreement, the Grantee (i) acknowledges
that Grantee has received a copy of the Plan and has had an opportunity to review the Plan, (ii)
agrees to be bound by all the terms and provisions of the Plan, and (iii) agrees not to sell any
Restricted Stock at a time when any law, rule, regulation, or Company Policy prohibits a sale.

          (d) Successors. The terms of this Agreement shall be binding upon and inure to the benefit of
the Company and its successors and assigns and of the Grantee and the beneficiaries, executors,
administrators, heirs, and successors of the Grantee.

          (e) Invalid Provision. The invalidity or unenforceability of any particular provision thereof
shall not affect the other provisions hereof, and this Agreement shall be construed in all respects
as if such invalid or unenforceable provision had been omitted.

          (f) Modifications. No change, modification, or waiver of any provision of this Agreement shall
be valid unless the same be in writing and signed by the parties hereto.

          (g) Entire Agreement. This Agreement and the Plan contain the entire agreement and
understanding of the parties hereto with respect to the subject matter contained herein and therein
and supersede all prior communications, representations, and negotiations in respect thereto.

3

 

          (h) Governing Law. This Agreement and the rights of the Grantee hereunder shall be construed
and determined in accordance with the laws of the State of Delaware, other than the conflicts of
law provisions thereof.

          (i) Headings. The headings of the Sections hereof are provided for convenience only and are
not to serve as a basis for interpretation or construction, and shall not constitute a part, of
this Agreement.

          (j) Counterparts. This Agreement may be executed in counterparts, each of which shall be
deemed an original, but all of which together shall constitute one and the same instrument.

          (k) Confidentiality. By signing this Agreement, Grantee agrees to keep confidential and not
to disclose to any person or entity information concerning the Company’s Restricted Stock, the
number of shares of Restricted Stock covered by this Agreement, or any transactions between the
Grantee and the Company pursuant to this Agreement, except as required by applicable law.

     IN WITNESS WHEREOF, this Agreement has been executed and delivered by the parties hereto as of
the                      day of                                                             .

	 	 	 	 	 
	 

	 	BUILDERS FIRSTSOURCE, INC.	 	 
	 
	 
	 	 	 	 
	 

	 	 

By:
	 	 
	 

	 	Its:	 	 
	 
	 
	 	 	 	 
	 

	 	 

	 	 

4exv10w1

 

Exhibit 10.1

AMENDMENT NO. 5 TO FIFTH AMENDED AND RESTATED

RECEIVABLES PURCHASE AGREEMENT AND LIMITED WAIVER

          This Amendment No. 5 to Fifth Amended and Restated Receivables Purchase Agreement and Limited
Waiver (this “Amendment”) is entered into as of April 30, 2008, among Dairy Group
Receivables, L.P., a Delaware limited partnership (“Dairy Group”), Dairy Group Receivables
II, L.P., a Delaware limited partnership (“Dairy Group II”), WhiteWave Receivables, L.P., a
Delaware limited partnership (“WhiteWave” and, together with Dairy Group and Dairy Group
II, the “Sellers” and each, a “Seller”), each of the parties listed on the
signature pages hereof as a Servicer (each, a “Servicer” and collectively, the
“Servicers”), each of the parties listed on the signature pages hereof as a Financial
Institution (each, a “Financial Institution” and collectively, the “Financial
Institutions”), each of the parties listed on the signature pages hereof as a Company (each, a
“Company” and collectively, the “Companies”), JPMorgan Chase Bank, N.A. (successor
by merger to Bank One, NA (Main Office Chicago)), as Agent (the “Agent”), Dean Foods
Company, as Provider (“Provider”) and each of the parties listed on the signature pages
hereof as an originator (each, an “Originator” and, collectively, the
“Originators”). Capitalized terms used herein and not otherwise defined shall have the
respective meanings set forth in the Fifth Amended and Restated Receivables Purchase Agreement,
dated as of April 2, 2007, among the Sellers, the Servicers, the Financial Institutions, the
Companies and the Agent as amended to the date hereof (the “Receivables Purchase
Agreement”).

R E C I T A L S

          WHEREAS, Wachovia Bank, National Association (“Wachovia”) and Variable Funding Capital
Company LLC (“Wachovia Company”) have entered into an Assignment Agreement with
Cooperatieve Centrale Raiffeisen – Boerenleenbank B.A. “Rabobank International”, New York Branch
(“Rabobank”) and Nieuw Amsterdam Receivables Corporation (“Rabobank Company”),
dated the date hereof (the “Assignment Agreement”), pursuant to which (i) Wachovia has
transferred and assigned to Rabobank, and Rabobank has taken and assumed, an undivided 100%
interest in Wachovia’s rights and obligations under the Receivables Purchase Agreement and the
other Transaction Documents and (ii) the Wachovia Company has transferred and assigned to Rabobank
Company, and Rabobank Company has taken and assumed, an undivided 100% interest in the Wachovia
Company’s rights and obligations under the Receivables Purchase Agreement and the other Transaction
Documents;

          WHEREAS, after giving effect to the Assignment Agreement, neither Wachovia nor the Wachovia
Company has any remaining interests in or rights or obligations under the Receivables Purchase
Agreement. Each of the parties hereto desires to amend the Receivables Purchase Agreement to
delete references to Wachovia and Wachovia Company;

          WHEREAS, subject to the terms and conditions hereof, each of the parties hereto now desires to
amend the Receivables Purchase Agreement as particularly set forth herein;

 

 

Amendment No. 5 to Fifth Amended and Restated

Receivables Purchase Agreement

          WHEREAS, the Originators and Dairy Group (“Buyer”) have entered into an Amended and
Restated Receivables Sale Agreement, dated as of December 21, 2001, as amended (the
“Receivables Sale Agreement”);

          WHEREAS, as a result of the planned merger of Sulphur Springs Cultured Specialties, LLC and
Morningstar Foods, LLC, both of which are parties to the Receivables Purchase Agreement and the
Receivables Sale Agreement, each of the parties hereto now desires to, in advance of such planned
merger, waive certain rights and liabilities under the Receivables Purchase Agreement and the
Receivables Sale Agreement, effective as of the date described herein;

          NOW, THEREFORE, in consideration of the premises, and for other good and valuable
consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto
hereby agree as follows:

          Section 1. Amendment to Receivables Purchase Agreement. Subject to the terms and
conditions herein and immediately upon the satisfaction of each of the conditions precedent set
forth in Section 4 of this Amendment, the Receivables Purchase Agreement is hereby amended
as follows:

               (a) All references to Wachovia or the Wachovia Company are hereby deleted from the Receivables
Purchase Agreement and shall have no further force or effect.

               (b) Schedule A to the Receivables Purchase Agreement is hereby amended and restated in its
entirety by Annex A attached hereto.

          Section 2. Acknowledgement of Merger between Sulphur Springs Cultured Specialties, LLC and
Morningstar Foods, LLC. Subject to the terms and conditions herein and immediately upon the
satisfaction of each of the conditions precedent set forth in Section 5 of this Amendment,
each party hereto hereby acknowledges that all of the rights, obligations, liabilities and duties
of Sulphur Springs Cultured Specialties, LLC under the Transaction Documents shall be and remain
the rights, obligation, liabilities and duties of Morningstar Foods, LLC.

          Section 3. Limited Waiver. Subject to the terms and conditions herein and provided
that the Waiver Conditions are satisfied, the Agent and the Purchasers hereby waive:

               (a) Any Amortization Event under Section 9.1(a) of the Receivables Purchase Agreement or
Potential Amortization Event that may occur as a result of the merger of Sulphur Springs Cultured
Specialties, LLC and Morningstar Foods, LLC under:

	 	(i)	 	Section 7.1(c) of the Receivables Purchase Agreement solely as
a result of the failure of any Servicer to preserve and maintain its corporate
existence, rights, franchises and privileges in the jurisdiction of its
incorporation, and qualify and remain qualified in good standing as a foreign
corporation in

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Amendment No. 5 to Fifth Amended and Restated

Receivables Purchase Agreement

	 	 	 	each jurisdiction where its business is conducted in connection with the
merger of Sulphur Springs Cultured Specialties, LLC and Morningstar Foods,
LLC;
	 
	 	(ii)	 	Section 7.2(a) of the Receivables Purchase Agreement solely as
a result of the failure of any Servicer to give the Agent at least 30 days’
prior written notice of a change in name, identity, organizational structure or
jurisdiction of location in connection with the merger of Sulphur Springs
Cultured Specialties, LLC and Morningstar Foods, LLC; and
	 
	 	(iii)	 	Section 7.2(d) of the Receivables Purchase Agreement solely as
a result of the action of Sulphur Springs Cultured Specialties, LLC to sell,
assign (by operation of law or otherwise) or otherwise dispose of, or grant any
option with respect to, or create or suffer to exist any Adverse Claim upon
(including, without limitation, the filing of any financing statement) or with
respect to, any Receivable of Sulphur Springs Cultured Specialties, LLC or any
Related Security or Collections, or upon or with respect to the any Term-out
Period Advance Account or any amounts from time to time on deposit therin or
credited thereto, or upon or with respect to the Writing or Contract under
which any Receivable of Sulphur Springs Cultured Specialties, LLC arises, or
any Lock-Box or Collection Account, or assign any right to receive income with
respect thereto (other than, in each case, the creation of the interests
therein in favor of the Agent or the Purchasers provided for herein), to
Morningstar Foods, LLC in connection with the merger of Sulphur Springs
Cultured Specialties, LLC and Morningstar Foods, LLC.

               (b) Any Amortization Event under Section 9.1(g) of the Receivables Purchase Agreement or
Potential Amortization Event that may occur as a result of any Change of Control as a result of the
merger of Sulphur Springs Cultured Specialties, LLC and Morningstar Foods, LLC.

     Section 4. Limited Waiver. Subject to the terms and conditions herein and provided
that the Waiver Conditions are satisfied, the Buyer hereby waives:

               (a) Any Termination Event under Section 5.1(a) of the Receivables Sale Agreement or Potential
Termination Event that may occur as a result of the merger of Sulphur Springs Cultured Specialties,
LLC and Morningstar Foods, LLC under:

	 	(i)	 	Section 4.1(c) of the Receivables Sale Agreement solely as a
result of the failure of any Originator to preserve and maintain its corporate
existence, rights, franchises and privileges in the jurisdiction of its
incorporation, and qualify and remain qualified in good standing as a foreign
corporation in each jurisdiction where its business is conducted in connection
with the

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Amendment No. 5 to Fifth Amended and Restated

Receivables Purchase Agreement

	 	 	 	merger of Sulphur Springs Cultured Specialties, LLC and Morningstar Foods,
LLC;
	 
	 	(ii)	 	Section 4.2(a) of the Receivables Sale Agreement solely as a
result of the failure of any Originator to give Dairy Group Receivables, L.P.
at least 30 days’ prior written notice of a change in name, identity,
organizational structure or jurisdiction of location in connection with the
merger of Sulphur Springs Cultured Specialties, LLC and Morningstar Foods, LLC;
and
	 
	 	(iii)	 	Section 4.2(d) of the Receivables Sale Agreement solely as a
result of the action of Sulphur Springs Cultured Specialties, LLC to sell,
assign (by operation of law or otherwise) or otherwise dispose of, or grant any
option with respect to, or create or suffer to exist any Adverse Claim upon
(including, without limitation, the filing of any financing statement) or with
respect to, any Receivable of Sulphur Springs Cultured Specialties, LLC or any
Related Security or Collections, or upon or with respect to the Writing or
Contract under which any Receivable of Sulphur Springs Cultured Specialties,
LLC arises, or any Lock-Box or Collection Account, or assign any right to
receive income with respect thereto (other than, in each case, the creation of
the interests therein in favor of Buyer provided for herein), to Morningstar
Foods, LLC in connection with the merger of Sulphur Springs Cultured
Specialties, LLC and Morningstar Foods, LLC.

               (b) Any Termination Event under Section 5.1(e) of the Receivables Sale Agreement or Potential
Termination Event that may occur as a result of any Change of Control as a result of the merger of
Sulphur Springs Cultured Specialties, LLC and Morningstar Foods, LLC.

     Section 5. Conditions to Effectiveness of Section 1. This Amendment shall be
effective as of the date hereof, upon the satisfaction of the conditions precedent that:

               (a) Amendment. The Agent shall have received, on or before the date hereof, executed
counterparts of this Amendment, duly executed by each of the parties hereto.

               (b) Assignment Agreements. The Agent shall have received an executed copy of each
Assignment Agreement, and Wachovia and the Wachovia Company shall have received all amounts owing
to it by the Sellers under the Assignment Agreements.

               (c) Fees. Rabobank shall have received a fully earned, non-refundable fee equal to
the amount agreed upon between Rabobank and the Sellers.

     Section 6. Waiver Conditions. The “Waiver Conditions” are that:

               (a) This Amendment shall become effective; and

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Amendment No. 5 to Fifth Amended and Restated

Receivables Purchase Agreement

               (b) Consummation of Merger. The merger between Sulphur Springs Cultured Specialties,
LLC and Morningstar Foods, LLC shall have occurred on or prior to June 30, 2008, or such later date
as agreed by the parties.

          Section 7. Miscellaneous.

               (a) Effect; Ratification. The amendments set forth herein are effective solely for
the purposes set forth herein and shall be limited precisely as written, and shall not be deemed to
(i) be a consent to any amendment, waiver or modification of any other term or condition of the
Receivables Purchase Agreement or of any other instrument or agreement referred to therein; or (ii)
prejudice any right or remedy which the Companies, the Financial Institutions or the Agent may now
have or may have in the future under or in connection with the Receivables Purchase Agreement or
any other instrument or agreement referred to therein. Each reference in the Receivables Purchase
Agreement to “this Agreement,” “herein,” “hereof” and words of like import and each reference in
the other Transaction Documents to the “Receivables Purchase Agreement” or to the “Purchase
Agreement” or to the Receivables Purchase Agreement shall mean the Receivables Purchase Agreement,
as amended and modified hereby. This Amendment shall be construed in connection with and as part
of the Receivables Purchase Agreement and all terms, conditions, representations, warranties,
covenants and agreements set forth in the Receivables Purchase Agreement and each other instrument
or agreement referred to therein, except as herein amended, waived or modified, are hereby ratified
and confirmed and shall remain in full force and effect.

               (b) Transaction Documents. This Amendment is a Transaction Document executed pursuant
to the Receivables Purchase Agreement and shall be construed, administered and applied in
accordance with the terms and provisions thereof.

               (c) Costs, Fees and Expenses. Each Seller agrees to reimburse the Agent and the
Purchasers upon demand for all costs, fees and expenses (including the reasonable fees and expenses
of counsels to the Agent and the Purchasers) incurred in connection with the preparation, execution
and delivery of this Amendment.

               (d) Counterparts. This Amendment may be executed in any number of counterparts, each
such counterpart constituting an original and all of which when taken together shall constitute one
and the same instrument.

               (e) Severability. Any provision contained in this Amendment which is held to be
inoperative, unenforceable or invalid in any jurisdiction shall, as to that jurisdiction, be
inoperative, unenforceable or invalid without affecting the remaining provisions of this Amendment
in that jurisdiction or the operation, enforceability or validity of such provision in any other
jurisdiction.

               (f) GOVERNING LAW. THIS AMENDMENT SHALL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED
IN ACCORDANCE WITH, THE LAWS OF THE STATE OF ILLINOIS.

5

 

Amendment No. 5 to Fifth Amended and Restated

Receivables Purchase Agreement

          IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the date first
written above.

	 	 	 	 	 	 	 
	 	 	DAIRY GROUP RECEIVABLES, L.P.,

as a Seller and as Buyer	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	Dairy Group Receivables GP, LLC,	 	 
	 

	 	Its:
	 	General Partner	 	 
	 
	 	 	 	 	 	 
	 	 	DAIRY GROUP II RECEIVABLES II, L.P.,

as a Seller	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	Dairy Group Receivables GP II, LLC.	 	 
	 

	 	Its:
	 	General Partner	 	 
	 
	 	 	 	 	 	 
	 	 	WHITEWAVE RECEIVABLES, L.P.,

as a Seller	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	WhiteWave Receivables GP, LLC,	 	 
	 

	 	Its:
	 	General Partner	 	 
	 
	 	 	 	 	 	 
	 

	 	By:

Name:
	 	/s/ Tim Smith
 

Tim Smith
	 	 
	 

	 	Title:
	 	President and Treasurer	 	 

S-1

 

Amendment No. 5 to Fifth Amended and Restated

Receivables Purchase Agreement

	 	 	 	 	 	 	 
	 	 	JS SILOED TRUST, as a Company	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	JPMorgan Chase Bank, N.A.,	 	 
	 

	 	Its:
	 	Attorney-In-Fact	 	 
	 
	 	 	 	 	 	 
	 

	 	By:

Name:
	 	/s/ David Whiting
 

David Whiting
	 	 
	 

	 	Title:
	 	Vice President	 	 
	 
	 	 	 	 	 	 
	 	 	JPMORGAN CHASE BANK, N.A., as a Financial Institution
and as Agent	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ David Whiting	 	 
	 

	 	 	 	 	 	 
	 

	 	Name:
	 	David Whiting	 	 
	 

	 	Title:
	 	Vice President	 	 

S-2

 

Amendment No. 5 to Fifth Amended and Restated

Receivables Purchase Agreement

	 	 	 	 	 	 	 
	 	 	ATLANTIC ASSET SECURITIZATION LLC 

(formerly Atlantic
Asset Securitization Corp.), as a Company	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	Calyon New York Branch (successor to
Credit Lyonnais New York Branch)	 	 
	 

	 	Its:
	 	Attorney-In-Fact	 	 
	 
	 	 	 	 	 	 
	 

	 	By:

Name:
	 	/s/ Sam Pilcer
 

Sam Pilcer
	 	 
	 

	 	Title:
	 	Managing Director	 	 
	 
	 	 	 	 	 	 
	 

	 	By:

Name:
	 	/s/ Kostantina Kourmpetis
 

Kostantina Kourmpetis
	 	 
	 

	 	Title:
	 	Managing Director	 	 
	 
	 	 	 	 	 	 
	 	 	CALYON NEW YORK BRANCH (successor to Credit Lyonnais
New York Branch),

as a Financial Institution	 	 
	 
	 	 	 	 	 	 
	 

	 	By:

Name:
	 	/s/ Sam Pilcer
 

Sam Pilcer
	 	 
	 

	 	Title:
	 	Managing Director	 	 
	 
	 	 	 	 	 	 
	 

	 	By:

Name:
	 	/s/ Kostantina Kourmpetis
 

Kostantina Kourmpetis
	 	 
	 

	 	Title:
	 	Managing Director	 	 

S-3

 

Amendment No. 5 to Fifth Amended and Restated

Receivables Purchase Agreement

	 	 	 	 	 	 	 
	 	 	NIEUW AMSTERDAM RECEIVABLES CORPORATION, as a Company	 	 
	 
	 	 	 	 	 	 
	 

	 	By:

Name:
	 	/s/ David V. DeAngelis
 

David V. DeAngelis
	 	 
	 

	 	Title:
	 	Vice President	 	 
	 
	 	 	 	 	 	 
	 	 	COOPERATIEVE CENTRALE RAIFFEISEN - BOERENLEENBANK B.A.
“Rabobank International”, New York Branch,

as a Financial Institution	 	 
	 
	 	 	 	 	 	 
	 

	 	By:

Name:
	 	/s/ Christopher Lew
 

Christopher Lew
	 	 
	 

	 	Title:
	 	Vice President	 	 
	 
	 	 	 	 	 	 
	 

	 	By:

Name:
	 	/s/ Brett Delfino
 

Brett Delfino
	 	 
	 

	 	Title:
	 	Executive Director	 	 

S-4

 

Amendment No. 5 to Fifth Amended and Restated

Receivables Purchase Agreement

	 	 	 	 	 	 	 
	 	 	VARIABLE FUNDING CAPITAL COMPANY LLC, 

as a Company	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	Wachovia Capital Markets, LLC	 	 
	 

	 	Its:
	 	Attorney-In-Fact	 	 
	 
	 	 	 	 	 	 
	 

	 	By:

Name:
	 	/s/ Douglas R. Wilson, Sr.
 

Douglas R. Wilson, Sr.
	 	 
	 

	 	Title:
	 	Director	 	 
	 
	 	 	 	 	 	 
	 	 	WACHOVIA BANK, NATIONAL ASSOCIATION,

as a Financial Institution	 	 
	 
	 	 	 	 	 	 
	 

	 	By:

Name:
	 	/s/ Michael J. Landry
 

Michael J. Landry
	 	 
	 

	 	Title:
	 	Vice President	 	 

S-5

 

Amendment No. 5 to Fifth Amended and Restated

Receivables Purchase Agreement

	 	 	 	 	 	 	 
	 	 	DEAN FOODS COMPANY,

as Provider	 	 
	 
	 	 	 	 	 	 
	 

	 	By:

Name:
	 	/s/ Tim Smith
 

Tim Smith
	 	 
	 

	 	Title:
	 	Vice President and Treasurer	 	 

31 LOGISTICS, LLC, as a Servicer

ALTA-DENA CERTIFIED DAIRY, LLC, as a Servicer

BARBER ICE CREAM, LLC, as a Servicer

BARBER MILK, LLC, as a Servicer

BERKELEY FARMS, LLC, as a Servicer

BROUGHTON FOODS, LLC, as a Servicer

COUNTRY DELITE FARMS, LLC, as a Servicer

COUNTRY FRESH, LLC, as a Servicer

CREAMLAND DAIRIES, LLC, as a Servicer

DAIRY FRESH, LLC, as a Servicer

DEAN DAIRY PRODUCTS COMPANY, LLC, as a Servicer

DEAN EAST II, LLC, as a Servicer

DEAN EAST, LLC, as a Servicer

DEAN FOODS COMPANY OF CALIFORNIA, LLC, as a Servicer

DEAN FOODS COMPANY OF INDIANA, LLC, as a Servicer

DEAN FOODS NORTH CENTRAL, LLC, as a Servicer

DEAN ILLINOIS DAIRIES, LLC, as a Servicer

DEAN MILK COMPANY, LLC, as a Servicer

DEAN SOCAL, LLC, as a Servicer

DEAN WEST II, LLC, as a Servicer

DEAN WEST, LLC, as a Servicer

FAIRMONT DAIRY, LLC, as a Servicer

FRIENDSHIP DAIRIES, LLC, as a Servicer

GANDY’S DAIRIES, LLC, as a Servicer

GARELICK FARMS, LLC (f/k/a SUIZA GTL, LLC), as a Servicer

KOHLER MIX SPECIALTIES OF MINNESOTA, LLC, as a Servicer

KOHLER MIX SPECIALTIES, LLC, as a Servicer

	 	 	 	 	 	 	 
	 

	 	By:

Name:
	 	/s/ Tim Smith
 

Tim Smith
	 	 
	 

	 	Title:
	 	Vice President and Treasurer	 	 

S-6

 

Amendment No. 5 to Fifth Amended and Restated

Receivables Purchase Agreement

LAND-O-SUN DAIRIES, LLC, as a Servicer

LIBERTY DAIRY COMPANY, as a Servicer

LOUIS TRAUTH DAIRY, LLC, as a Servicer

MAYFIELD DAIRY FARMS, LLC, as a Servicer

MCARTHUR DAIRY, LLC, as a Servicer

MEADOW BROOK DAIRY COMPANY, as a Servicer

MIDWEST ICE CREAM COMPANY, LLC, as a Servicer

MODEL DAIRY, LLC, as a Servicer

MORNINGSTAR FOODS, LLC, as a Servicer

NEW ENGLAND DAIRIES, LLC, as a Servicer

PET O’FALLON, LLC, as a Servicer

PURITY DAIRIES, LLC, as a Servicer

REITER DAIRY, LLC, as a Servicer

ROBINSON DAIRY, LLC, as a Servicer

SCHENKEL’S ALL-STAR DAIRY, LLC, as a Servicer

SHENANDOAH’S PRIDE, LLC, as a Servicer

SOUTHERN FOODS GROUP, LLC, as a Servicer

SULPHUR SPRINGS CULTURED SPECIALTIES, LLC, as a Servicer

SWISS II, LLC, as a Servicer

SWISS PREMIUM DAIRY, LLC, as a Servicer

T.G. LEE FOODS, LLC, as a Servicer

TERRACE DAIRY, LLC, as a Servicer

TUSCAN/LEHIGH DAIRIES, INC., as a Servicer

VERIFINE DAIRY PRODUCTS CORPORATION OF SHEBOYGAN, LLC, as a

Servicer

WHITEWAVE FOODS COMPANY, as a Servicer

	 	 	 	 	 	 	 
	 

	 	By:

Name:
	 	/s/ Tim Smith
 

Tim Smith
	 	 
	 

	 	Title:
	 	Vice President and Treasurer	 	 

S-7

 

Amendment No. 5 to Fifth Amended and Restated

Receivables Purchase Agreement

BROUGHTON FOODS, LLC, as a Originator

COUNTRY DELITE FARMS, LLC, as a Originator

COUNTRY FRESH, LLC, as a Originator

DAIRY FRESH, LLC, as a Originator

DEAN WEST, LLC, as a Originator

GARELICK FARMS, LLC (f/k/a SUIZA GTL, LLC), as a Originator

KOHLER MIX SPECIALTIES OF MINNESOTA, LLC, as a Originator

KOHLER MIX SPECIALTIES, LLC, as a Originator

LAND-O-SUN DAIRIES, LLC, as a Originator

LOUIS TRAUTH DAIRY, LLC, as a Originator

MODEL DAIRY, LLC, as a Originator

MORNINGSTAR FOODS, LLC, as a Originator

ROBINSON DAIRY, LLC, as a Originator

SCHENKEL’S ALL-STAR DAIRY, LLC, as a Originator

SHENANDOAH’S PRIDE, LLC, as a Originator

SOUTHERN FOODS GROUP, LLC, as a Originator

SULPHUR SPRINGS CULTURED SPECIALTIES, LLC, as a Originator

TUSCAN/LEHIGH DAIRIES, INC., as a Originator

DEAN EAST, LLC, as a Originator

FRIENDSHIP DAIRIES, LLC, as a Originator

NEW ENGLAND DAIRIES, LLC, as a Originator

TERRACE DAIRY, LLC, as a Originator

PET O’FALLON, LLC, as a Originator

	 	 	 	 	 	 	 
	 

	 	By:

Name:
	 	/s/ Tim Smith
 

Tim Smith
	 	 
	 

	 	Title:
	 	Vice President and Treasurer	 	 

S-8

 

Amendment No. 5 to Fifth Amended and Restated

Receivables Purchase Agreement

Annex A

SCHEDULE A

COMMITMENTS, COMPANY PURCHASE LIMITS,

PAYMENT ADDRESSES AND RELATED FINANCIAL INSTITUTIONS

Commitments and Payment Addresses of Financial Institutions

	 	 	 	 	 	 	 
	Financial Institution	 	Commitment	 	Payment Address
	JPMorgan Chase Bank,
National Association
(successor by merger to
Bank One, NA (Main Office
Chicago))

	 	$	244,800,000	 	 	JPMorgan Chase Bank,
National Association
Asset Backed Finance
Mail Code IL1-0594
10 S. Dearborn
Chicago, Illinois
60603-0594

Fax: (312) 732-1844
	 
	 	 	 	 	 	 
	Calyon New York Branch
(successor to Credit
Lyonnais New York Branch)

	 	$	122,400,000	 	 	1301 Avenue of the Americas

17th Floor

New York, New York 

10019
	 
	 	 	 	 	 	 
	Cooperatieve Centrale
Raiffeisen -
Boerenleenbank B.A.
“Rabobank International”,
New York Branch

	 	$	244,800,000	 	 	245 Park Avenue

New York, NY 10167

A-1

 

Amendment No. 5 to Fifth Amended and Restated

Receivables Purchase Agreement

SCHEDULE A (CONT’D)

Company Purchase Limits, Payment Addresses and

Related Financial Institutions of Companies

	 	 	 	 	 	 	 	 	 
	 	 	Company	 	 	 	Related
	 	 	Purchase	 	 	 	Financial
	Company	 	Limit	 	Payment Address	 	Institution(s)
	Falcon Asset 

Securitization 

Company LLC

(formerly Falcon 

Asset 

Securitization 

Corporation)

	 	$	240,000,000	 	 	c/o JPMorgan Chase
Bank, National
Association, as
Agent
Asset Backed Finance
Mail Code IL1-0594
10 S. Dearborn
Chicago, Illinois
60603-0594
Fax: (312) 732-1844
	 	JPMorgan Chase
Bank, National
Association
(successor by
merger to Bank One,
NA (Main Office
Chicago))
	 
	 	 	 	 	 	 	 	 
	Atlantic Asset
Securitization LLC
(formerly Atlantic
Asset
Securitization
Corp.)

	 	$	120,000,000	 	 	c/o Calyon New York
Branch
1301 Avenue of the
Americas
17th Floor
New York, 

New York
10019
	 	Calyon New York
Branch (successor
to Credit Lyonnais
New York Branch)
	 
	 	 	 	 	 	 	 	 
	Nieuw Amsterdam 

Receivables 

Corporation

	 	$	240,000,000	 	 	c/o Global
Securitization
Services

445 Broadhollow Road

Suite 239

Melville, NY 11747
	 	Cooperatieve
Centrale Raiffeisen
- Boerenleenbank
B.A. “Rabobank
International”, New
York Branch

A-2

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