Document:

exv10w12

Exhibit 10.12

FOURSQUARE CAPITAL CORP.

2009 EQUITY INCENTIVE PLAN

FORM OF RESTRICTED STOCK AWARD AGREEMENT

     THIS AGREEMENT is made by and between Foursquare Capital Corp., a Maryland corporation (the
“Company”) and                     (the “Grantee”), dated as of the ___day of ___, 20___.

     WHEREAS, the Company maintains the Foursquare Capital Corp. 2009 Equity Incentive Plan (the “Plan”)
(capitalized terms used but not defined herein shall have the respective meanings ascribed thereto
by the Plan);

     WHEREAS, the Grantee is [                    ] of a Participating Company; and

     WHEREAS, in accordance with the Plan, the Committee has determined that it is in the best interests
of the Company and its stockholders to grant Restricted Stock to the Grantee subject to the terms
and conditions set forth below.

     NOW, THEREFORE, IT IS HEREBY AGREED AS FOLLOWS:

	 	1.	 	Grant of Restricted Stock.

     The Company hereby grants the Grantee [___] Shares of Restricted Stock of the Company, subject to
the following terms and conditions and subject to the provisions of the Plan. The Plan is hereby
incorporated herein by reference as though set forth herein in its entirety. To the extent such
terms or conditions conflict with any provision of the Plan, the terms and conditions set forth
herein shall govern.

	 	2.	 	Restrictions and Conditions.

     The Restricted Stock awarded pursuant to this Agreement and the Plan shall be subject to the
following restrictions and conditions:

(i) Subject to clauses (iii)[,][and](iv) [,] [and] [(v)] [and (vi)] below, the
period of restriction with respect to Shares granted hereunder (the “Restriction
Period”) shall begin on the date hereof and lapse[, if and as [employment] [service]
continues] on the following schedule:

	 	 	 
	Date Restriction Lapses	 	Number of Shares
	                     , 20___

	 	[___]
	                     , 20___

	 	[___]
	                     , 20___

	 	[___]

For purposes of the Plan and this Agreement, Shares with respect to which the
Restriction Period has lapsed shall be vested. Notwithstanding the foregoing, the
Restriction Period with respect to such Shares shall only lapse as to whole Shares.
Subject to the provisions of the Plan and this Agreement, during the Restriction
Period, the Grantee shall not be permitted voluntarily or involuntarily to sell,
transfer, pledge, hypothecate, alienate,

 

 

encumber or assign the Shares of Restricted Stock awarded under the Plan (or have
such Shares attached or garnished).

(ii) Except as provided in the foregoing clause (i), below in this clause (ii) or in
the Plan, the Grantee shall have, in respect of the Shares of Restricted Stock, all
of the rights of a stockholder of the Company, including the right to vote the
Shares and the right to receive dividends. Unless otherwise provided by the
Committee in this Agreement, the Grantee shall be entitled to receive any cash
dividends on any shares of Restricted Stock (whether or not then subject to
restrictions) which have not been forfeited. Shares (not subject to restrictions)
shall be delivered to the Grantee or his or her designee promptly after, and only
after, the Restriction Period shall lapse without forfeiture in respect of such
Shares of Restricted Stock.

(iii) Subject to clause[s] (iv) [and] [(v)] [and (vi)] below, upon the Grantee’s
Termination of Service by the Company or its Subsidiaries for Cause or by the
Grantee for any reason other than his or her death, Retirement or Disability during
the Restriction Period, then all Shares still subject to restriction shall
thereupon, and with no further action, be forfeited by the Grantee.

(iv) In the event the Grantee has a Termination of Service on account of death,
Retirement or Disability or on account of Termination of Service by the Company for
any reason other than for Cause during the Restriction Period, the Restriction
Period will immediately lapse on all Restricted Stock granted to the Grantee.

[(v) In the event the Grantee has a Termination of Service (other than a Termination
of Service by the Company for Cause) within [12] months following a Change in
Control during the Restriction Period, the Restriction Period will immediately lapse
on all Restricted Stock granted to the Grantee.]

[(v)] [(vi)] Termination of Service as an employee shall not be treated as a
termination of employment for purposes of this paragraph 2 if the Grantee continues
without interruption to serve thereafter as an officer or director of the Company or
in such other capacity as determined by the Committee (or if no Committee is
appointed, the Board), and the termination of such successor service shall be
treated as the applicable termination.

	 	3.	 	Miscellaneous.

	 	(a)	 	THIS AGREEMENT SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS
OF THE STATE OF NEW YORK, WITHOUT REGARD TO ANY PRINCIPLES OF CONFLICTS OF LAW WHICH
COULD CAUSE THE APPLICATION OF THE LAWS OF ANY JURISDICTION OTHER THAN THE STATE OF NEW
YORK. The captions of this Agreement are not part of the provisions hereof and shall
have no force or effect. This Agreement may not be amended or modified except by a
written agreement executed by the parties hereto or their respective successors and
legal representatives. The invalidity or unenforceability of any provision of this
Agreement shall not affect the validity or enforceability of any other provision of
this Agreement.
	 
	 	(b)	 	All notices hereunder shall be in writing, and if to the Company or the
Committee, shall be delivered to the Board or mailed to its principal office, addressed
to the attention of

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the Board; and if to the Grantee, shall be delivered personally, sent by facsimile
transmission or mailed to the Grantee at the address appearing in the records of the
Company. Such addresses may be changed at any time by written notice to the other
party given in accordance with this paragraph 3(b).

	 	[(c)	 	Without limiting the Grantee’s rights as may otherwise be applicable in the
event of a Change in Control, if the Company shall be consolidated or merged with
another corporation or other entity, the Grantee may be required to deposit with the
successor corporation the certificates for the stock or securities or the other
property that the Grantee is entitled to receive by reason of ownership of Restricted
Stock in a manner consistent with the Plan, and such stock, securities or other
property shall become subject to the restrictions and requirements imposed under the
Plan and this Agreement, and the certificates therefor or other evidence shall bear a
legend similar in form and substance to the legend set forth in the Plan.
	 
	 	 	 	Any shares or other securities distributed to the grantee with respect to Restricted
Stock or otherwise issued in substitution of Restricted Stock shall be subject to
the restrictions and requirements imposed by the Plan and this Agreement, including
depositing the certificates therefor with the Company together with a stock power
and bearing a legend as provided in the Plan.]
	 
	 	[(d)]	 	[To be inserted for grants to employees of Manager] [For purposes of the
provisions in paragraphs 2(iii) through 2[(vi)] above relating to employment with the
Company (and the termination thereof), and also for purposes of any references in the
Plan to an employment agreement, “Company,” as the context so requires, shall include
Manager and its affiliates to the extent that the Grantee is a provider of services to
such entities.]
	 
	 	[(e)]	 	The failure of the Grantee or the Company to insist upon strict compliance
with any provision of this Agreement, or to assert any right the Grantee or the
Company, respectively, may have under this Agreement, shall not be deemed to be a
waiver of such provision or right or any other provision or right of this Agreement.
	 
	 	[(f)]	 	The Company shall be entitled to withhold from any payments or deemed payments
any amount of tax withholding it determines to be required by law.
	 
	 	[(g)]	 	Nothing in this Agreement shall confer on the Grantee any right to continue in
the employ or other service of the Company or its Subsidiaries or interfere in any way
with the right of the Company or its Subsidiaries and its stockholders to terminate the
Grantee’s employment or other service at any time.
	 
	 	[(h)]	 	This Agreement contains the entire agreement between the parties with respect
to the subject matter hereof and supersedes all prior agreements, written or oral, with
respect thereto.

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     IN WITNESS WHEREOF, the Company and the Grantee have executed this Agreement as of the day and year
first above written.

	 	 	 	 	 	 	 
	 	 	FOURSQUARE CAPITAL CORP.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	Name:
	 	 

	 	 
	 

	 	Title:
	 	 

	 	 
	 

	 	 	 	 

	 	 
	 
	 	 	 	 	 	 
	 	 	 	 	 
	 

	 	[GRANTEE]	 	 	 	 

4exv10w13

Exhibit 10.13

FOURSQUARE CAPITAL CORP.

2009 EQUITY INCENTIVE PLAN

FORM OF OPTION AWARD AGREEMENT

     THIS OPTION AWARD AGREEMENT is by and between Foursquare Capital Corp., a Maryland corporation (the
“Company”) and                      (the “Optionee”), dated as of the ___day of ___, 20___.

     WHEREAS, the Company maintains the Foursquare Capital Corp. 2009 Equity Incentive Plan (the “Plan”)
(capitalized terms used but not defined herein shall have the respective meanings ascribed thereto
by the Plan);

WHEREAS, the Optionee is an Eligible Person; and

     WHEREAS, the Committee has determined that it is in the best interests of the Company and its
stockholders to grant an Option to the Optionee subject to the terms and conditions set forth
below.

     NOW, THEREFORE, IT IS HEREBY AGREED AS FOLLOWS:

	 	1.	 	Grant of Stock Option.

     The
Company hereby grants the Optionee an option (the “Option”) to purchase              shares of
Common Stock, subject to the following terms and conditions and subject to the provisions of the
Plan. The Plan is hereby incorporated herein by reference as though set forth herein in its
entirety.

     The Option [is not intended to be and shall not be qualified as] [is intended to be] an “incentive
stock option” under Section 422 of the Code.

	 	2.	 	Option Price.

     The Option Price per Share shall be $___.

	 	3.	 	Initial Exercisability.

     Subject to paragraph 5 below, the Option, to the extent that there has been no Termination of
Service and the Option has not otherwise expired or been forfeited, shall first become exercisable
as follows:

	 	 	 
	For the Period Ending On	 	Percent of the Grant Exercisable
	[___]

	 	[___]
	[___]

	 	[___]
	[___]

	 	[___]

 

 

	 	4.	 	Exercisability Upon and After Termination of Optionee.
	 
	 	(a)	 	If the Optionee has a Termination of Service, other than by reason of death,
then no exercise of an Option may occur after the expiration of the three-month period
to follow the Termination of Service, or if earlier, the expiration of the term of the
Option as provided under paragraph 5 below; provided that, if the Optionee has a
Termination of Service by a Participating Company for Cause or by the Optionee (other
than on account of death), any Option not exercised in full prior to such termination
shall be cancelled.
	 
	 	(b)	 	In the event the Optionee has a Termination of Service on account of death [or]
[Disability] [or Retirement], the Option (whether or not otherwise exercisable) may be
exercised by the Successor of the Optionee until the earlier of (i) [12] months from
the date of the Termination of Service of the Optionee, or (ii) the date on which the
term of the Option expires in accordance with paragraph 5 below.
	 
	 	[(c)	 	In the event the Grantee has a Termination of Service (other than a Termination
of Service by a Participating Company for Cause) within [12] months following a Change
in Control, any then unvested Option shall immediately vest and become exercisable;
provided that such Option shall only be exercisable until the date on which the term of
the Option expires in accordance with paragraph 5 below.]
	 
	 	[(d)]	 	[Except as provided in paragraphs 4(b) and (c) above,] [N]o Option (or portion
thereof) which had not become exercisable at or before the time of Termination of
Service shall ever be or become exercisable. No provision of this paragraph 4 is
intended to or shall permit the exercise of the Option to the extent the Option was not
exercisable upon Termination of Service.
	 
	 	[(e)]	 	Termination of Service as an employee shall not be treated as a termination of
employment for purposes of this paragraph 4 if the Optionee continues without
interruption to serve thereafter as an officer or director of the Company or in such
other capacity as determined by the Committee (or if no Committee is appointed, the
Board), and the termination of such successor service shall be treated as the
applicable termination.
	 
	 	5.	 	Term.

     Unless earlier forfeited, the Option shall, notwithstanding any other provision of this Agreement,
expire in its entirety upon the tenth [replace “tenth” with “fifth” for certain 10% owners of the
Company who are granted ISOs] anniversary of the date hereof. The Option shall also expire and be
forfeited at such earlier times and in such circumstances as otherwise provided hereunder or under
the Plan.

	 	6.	 	Miscellaneous.
	 
	 	(a)	 	THIS AGREEMENT SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS
OF THE STATE OF NEW YORK, WITHOUT REGARD TO ANY PRINCIPLES OF CONFLICTS OF LAW WHICH
COULD CAUSE THE APPLICATION OF THE LAWS OF ANY JURISDICTION OTHER THAN THE STATE OF NEW
YORK. The captions of this Agreement are not part of the provisions hereof and shall
have no force or effect. This Agreement may not be amended or modified except by a
written agreement executed by the parties hereto or their respective successors and
legal representatives.

2

 

The invalidity or unenforceability of any provision of this
Agreement shall not affect the validity or enforceability of any other provision of
this Agreement.

	 	(b)	 	[for ISOs only:] [If Shares acquired upon exercise of the Option are disposed
of in a disqualifying disposition within the meaning of Section 422 of the Code by the
Optionee or, if applicable, a Successor of the Optionee, prior to the expiration of
either two years from the date of grant of the Option or one year from the transfer of
Shares to the Optionee pursuant to the exercise of the Option, or in any other
disqualifying disposition within the meaning of Section 422 of the Code, the Optionee
or the Successor of the Optionee, as applicable, shall notify the Company in writing as
soon as practicable (and in no event more than five days) thereafter of the date and
terms of such disposition and, if the Company thereupon has a tax-withholding
obligation, shall pay to the Company an amount equal to any withholding tax the Company
is required to pay as a result of the disqualifying disposition.]
	 
	 	[(c)]	 	All notices hereunder shall be in writing, and if to the Company or the
Committee, shall be delivered to the Board or mailed to its principal office, addressed
to the attention of the Board; and if to the Optionee, shall be delivered personally,
sent by facsimile transmission or mailed to the Optionee at the address appearing in
the records of the Company. Such addresses may be changed at any time by written
notice to the other party given in accordance with this paragraph 6[(c)] [(b)].
	 
	 	[(d)]	 	The failure of the Optionee or the Company to insist upon strict compliance
with any provision of this Agreement or the Plan, or to assert any right the Optionee
or the Company, respectively, may have under this Agreement or the Plan, shall not be
deemed to be a waiver of such provision or right or any other provision or right of
this Agreement or the Plan.
	 
	 	[(e)]	 	The Optionee agrees that, at the request of the Committee, the Optionee shall
represent to the Company in writing that the Shares being acquired are acquired for
investment only and not with a view to distribution and that such Shares will be
disposed of only if registered for sale under the Act or if there is an available
exemption for such disposition. The Optionee expressly understands and agrees that, in
the event of such a request, the making of such representation shall be a condition
precedent to receipt of Shares upon exercise of the Option.
	 
	 	[(f)]	 	The Company shall be entitled to withhold from any payments or deemed payments
any amount of tax withholding it determines to be required by law.
	 
	 	[(g)]	 	Nothing in this Agreement shall confer on the Optionee any right to continue
in the employ or other service of the Company or its Subsidiaries or interfere in any
way with the right of the Company or its Subsidiaries and its stockholders to terminate
the Optionee’s employment or other service at any time.
	 
	 	[(h)]	 	This Agreement contains the entire agreement between the parties with respect
to the subject matter hereof and supersedes all prior agreements, written or oral, with
respect thereto.

3

 

     IN WITNESS WHEREOF, the Company and the Optionee have executed this Agreement as of the day and
year first above written.

	 	 	 	 	 	 	 
	 	 	FOURSQUARE CAPITAL CORP.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	 	 	 

	 	 
	 
	 	 	 	 	 	 
	 

	 	Name:	 	 	 	 
	 

	 	 	 	 

	 	 
	 
	 	 	 	 	 	 
	 

	 	Title:	 	 	 	 
	 

	 	 	 	 

	 	 
	 
	 	 	 	 	 	 
	 	 	 	 	 
	 
	 	 	 	 	 	 
	 	 	[OPTIONEE]	 	 

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