Document:

EX-4.4

 Exhibit 4.4 

3.300% SENIOR NOTE DUE 2024 
 THIS IS A SECURITY
IN GLOBAL FORM WITHIN THE MEANING OF THE SENIOR INDENTURE REFERRED TO HEREINAFTER. 
 UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE
OF THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION (THE “DEPOSITARY”) TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN
SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITARY (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITARY), ANY TRANSFER, PLEDGE OR
OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN. 

TRANSFERS OF THIS GLOBAL SECURITY SHALL BE LIMITED TO TRANSFERS IN WHOLE, BUT NOT IN PART, TO NOMINEES OF THE DEPOSITARY OR TO A SUCCESSOR THEREOF OR SUCH
SUCCESSOR’S NOMINEE AND TRANSFERS OF PORTIONS OF THIS GLOBAL SECURITY SHALL BE LIMITED TO TRANSFERS MADE IN ACCORDANCE WITH THE RESTRICTIONS SET FORTH IN THE SENIOR INDENTURE REFERRED TO ON THE REVERSE HEREOF. 

THIS SECURITY IS NOT A SAVINGS ACCOUNT, DEPOSIT OR OTHER OBLIGATION OF A BANK AND IS NOT INSURED BY THE FDIC OR ANY OTHER GOVERNMENTAL AGENCY OR
INSTRUMENTALITY. 
 CUSIP No. 14040H BT1 
 ISIN No.
US14040HBT14 

	 No. [        ] 
	 Principal Amount $[        ] 

CAPITAL ONE FINANCIAL CORPORATION 

3.300% SENIOR NOTES DUE 2024 

Capital One Financial Corporation, a Delaware corporation (the “Company”), for value received, hereby promises to pay to
Cede & Co. or registered assigns the principal sum of [                ] United States Dollars, at the Company’s office or agency for said purposes, on
October 30, 2024 (the “Stated Maturity”). 
 Interest Payment Dates: April 30 and October 30 

Regular Record Dates: The fifteenth calendar day (whether or not a business day) immediately preceding the relevant Interest Payment Date 

 Reference is made to the further provisions set forth on the reverse hereof, including the
definitions of certain capitalized terms. Such further provisions shall for all purposes have the same effect as though fully set forth at this place. 

This Security shall not be valid or obligatory until the certificate of authentication hereon shall have been duly signed by the Trustee
acting under the Senior Indenture. 

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed. 

Dated: 
  

			
	 CAPITAL ONE FINANCIAL CORPORATION
  

	By:	 	  

		 	Name:
		 	Title:

  

			
	Attest By:	 	  

		 	Name:
		 	Title:

 TRUSTEE’S CERTIFICATE OF AUTHENTICATION 

This is one of the Securities issued under the within-mentioned Senior Indenture. 

Dated: 
  

			
	 THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee

 

	By:	 	  

		 	Authorized Signatory

 REVERSE OF SECURITY 

Capital One Financial Corporation 

3.300% Senior Notes Due 2024 

This Security is one of a duly authorized issue of debt securities of the Company, of the series hereinafter specified, all issued or to be
issued under a Senior Indenture, dated as of November 1, 1996 (the “Senior Indenture”), and duly executed and delivered by the Company to The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of New York Trust
Company, N.A., as successor to Harris Trust and Savings Bank, as trustee (hereinafter, the “Trustee”). Reference to the Senior Indenture and the Officers’ Certificate thereunder establishing the terms of this Security is hereby made
for a description of the respective rights and duties thereunder of the Trustee, the Company and the Holders of the Securities. This Security is one of a series designated as the “3.300% Senior Notes Due 2024” of the Company (hereinafter
called the “Notes”), issued under the Senior Indenture. Each Holder by accepting a Note, agrees to be bound by all terms and provisions of the Senior Indenture, as amended from time to time, applicable to the Notes. 

Neither the Senior Indenture nor the Notes limit or otherwise restrict the amount of indebtedness which may be incurred or other securities
which may be issued by the Company. The Notes issued under the Senior Indenture are direct, unsecured obligations of the Company and will mature on October 30, 2024. The Notes rank on parity with all other unsecured, unsubordinated indebtedness
of the Company. 
 The Company promises to pay interest on the principal amount of this Security at the rate of 3.300% per annum. The
Company will pay interest semi-annually in arrears on April 30 and October 30 of each year (each, an “Interest Payment Date”), commencing on April 30, 2018. Interest on this Security will accrue from October 31, 2017 or
from the most recent April 30 or October 30, as the case may be, to which interest on the Notes has been paid or duly provided for, until payment of said principal sum has been made or duly provided for. Interest on the Notes will be
computed on the basis of a 360-day year of twelve 30-day months. The Company will pay interest to the Person in whose name this Security is registered at the close of
business on the fifteenth calendar day (whether or not a business day) immediately preceding the relevant Interest Payment Date, except that the Company will pay the interest payable at the Stated Maturity of this Security to the Person or Persons
to whom principal is payable. The Company will pay interest in such coin or currency of the United States of America as at the time of payment shall be legal tender for the payment of public and private debts. The Company will make payments in
respect of Notes in global form (including principal and interest) to the Holder thereof or a nominee of the Holder, by wire transfer of immediately available funds as of the close of business on the date such payments are due. 

If the Company defaults in the payment of interest due on any Interest Payment Date after taking into account any applicable grace period,
such defaulted interest shall be paid as set forth in the Senior Indenture. 
 The Notes are not entitled to any sinking fund. 

 The Notes are subject to defeasance pursuant to Section 402 of the Senior Indenture. 

The Notes are not convertible into common stock of the Company. 

At any time after September 30, 2024 (the “Redemption Date”), the Notes will be redeemable at the option of the Company, upon
not less than 10 nor more than 60 days’ prior notice given to the holders of the Notes to be redeemed, at a redemption price equal to 100% of the principal amount of the Notes to be redeemed plus in each case accrued and unpaid interest to the
Redemption Date. 
 If money sufficient to pay the redemption price of and accrued interest on the Notes (or portions thereof) to be
redeemed on the Redemption Date is deposited with the Trustee on or before the Redemption Date and certain other conditions are satisfied, then on and after the Redemption Date, interest will cease to accrue on such Notes (or such portion thereof)
called for redemption and such Notes will cease to be outstanding. If the Redemption Date is not a business day, the Issuer will pay the redemption price on the next business day without any interest or other payment due to the delay. 

If fewer than all of the Notes are to be redeemed, the Depository will select the Notes for redemption on a pro rata basis, by lot or by such
other method in accordance with the procedures of the Depository. No Notes of $1,000 or less will be redeemed in part. 
 In case an Event
of Default shall have occurred and is continuing with respect to the Notes, the principal hereof may be declared, and upon such declaration shall become, due and payable, in the manner, with the effect and subject to the conditions provided in the
Senior Indenture. The Senior Indenture provides that in certain circumstances such declaration and its consequences may be waived by the Holders of not less than a majority in aggregate principal amount of the Notes then Outstanding. However, any
such consent or waiver by the Holder shall not affect any subsequent default or impair any right consequent thereon. 
 The Senior Indenture
permits the Company and the Trustee, without the consent of the Holders of the Notes for certain situations and with the consent of not less than two-thirds of the Holders in aggregate principal amount of the
Outstanding Notes of each series affected by such supplemental indenture in other situations, to execute supplemental indentures adding to, modifying, or changing various provisions of, the Senior Indenture; provided that no such supplemental
indenture, without the consent of the Holder of each Outstanding Note affected thereby, shall (i) change the Stated Maturity of the principal of or any installment of interest on the Notes; (ii) reduce the principal amount thereof or the
rate of interest thereon, or adversely affect the right of repayment of any Holder; (iii) change the Place of Payment or Currency in which the principal of or interest on the Notes is payable, or impair the right to institute suit for the
enforcement of any payment on or after the Stated Maturity thereof; (iv) reduce the percentage in principal amount of the Outstanding Notes, the consent of whose Holders is required for any such supplemental indenture, or the consent of whose
Holders is required for any waiver (of compliance with certain provisions of the Senior Indenture or certain defaults thereunder and their consequences) provided for in the Senior Indenture, or reduce the requirements of Section 1504 for quorum
or voting; or (v) modify any of the provisions of Sections 902, 513 or 1008 of the Senior Indenture, except to increase any such percentage or provide that certain other provisions of the Senior Indenture cannot be modified or waived without
the consent of the Holder of each Outstanding Note affected thereby. 

 The Company may omit in any particular instance to comply with any term, provision or condition
set forth in Section 1005, 1006 or 1007 of the Senior Indenture, if before the time it would have to comply, the Holders of at least a majority in principal amount of the Outstanding Notes, by act of such Holders, either shall waive such
compliance in such instance or generally shall have waived compliance with such term, provision or condition, but no such waiver shall extend to or affect such term, provision or condition except to the extent so expressly waived, and, until such
waiver shall become effective, the obligations of the Company and the duties of the Trustee in respect of any such term, provision or condition shall remain in full force and effect. 

No reference herein to the Senior Indenture and no provision of this Security or of the Senior Indenture shall alter or impair the obligations
of the Company, which are absolute and unconditional, to pay the principal of or interest on this Security at the respective times and at the rate herein prescribed. 

The Notes are issuable in registered form without coupons in minimum denominations of $2,000 and in integral multiples of $1,000 in excess
thereof. A Holder may exchange the Notes for a like aggregate principal amount of Notes of other authorized denominations in the manner and subject to the limitations provided in the Senior Indenture. 

Upon due presentment for registration of transfer of the Notes at the office or agency for said purpose of the Company, a new Note or Notes of
authorized denominations, for a like aggregate principal amount, will be issued to the transferee as provided in the Senior Indenture. No service charge shall be made for any such transfer, but the Company may require payment of a sum sufficient to
cover any tax or other governmental charge that may be imposed in relation thereto. 
 Prior to due presentation of this Security for
registration of transfer, the Company, the Trustee, and any agent of the Company or the Trustee, may deem and treat the Holder hereof as the owner of this Security (whether or not any payment with respect to this Security shall be overdue), for the
purpose of receiving payment of principal of and (subject to the provisions of the Senior Indenture) interest hereon and for all other purposes whatsoever, whether or not any payment with respect to this Security shall be overdue, and neither the
Company, nor the Trustee nor any agent of the Company or the Trustee shall be affected by notice to the contrary. 
 No recourse shall be
had for the payment of the principal of or interest on this Security, for any claim based hereon, or otherwise in respect hereof, or based on or in respect of the Senior Indenture or any indenture supplemental thereto, or because of the creation of
any indebtedness represented thereby, against any incorporator, shareholder, officer or director, as such, past, present or future, of the Company or of any successor corporation, either directly or through the Company or any successor corporation,
whether by virtue of any constitution, statute or rule of law or by the enforcement of any assessment or penalty or otherwise, all such liability being, by the acceptance hereof and as part of the consideration for the issue hereof, expressly waived
and released. 

 THIS SECURITY SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW
YORK. 
 All terms used in this Security (and not otherwise defined in this Security) that are defined in the Senior Indenture shall have
the meanings assigned to them in the Senior Indenture.Exhibit 10.6

 

SECURITIES
ASSIGNMENT AGREEMENT

  

This
Securities Assignment Agreement (this “Agreement”), dated as of October 11, 2017, is made and entered
into by and among Zhong Hui Holding Limited, a company formed under the laws of the Republic of the Seychelles (the “Sponsor”)
and the parties identified on the signature page hereto (each a “Purchaser” and collectively, the “
Purchasers”).

 

WHEREAS,
each of the Purchasers wishes to purchase that number of shares of common stock, $0.0001 par value per share (“Shares”),
of JM Global Holding Company (the “Company”) set forth on Schedule A hereto from the Sponsor
and the Sponsor agrees to sell such Shares and be bound by the terms of this Agreement.

 

NOW,
THEREFORE, in consideration of the premises, representations, warranties and the mutual covenants contained in this Agreement,
and for other good and valuable consideration, the receipt, sufficiency and adequacy of which are hereby acknowledged, the parties
hereto, intending to be legally bound, hereby agree as follows:

  

Section 1        Purchase of Securities.    Each of the Purchasers hereby purchases such number of Shares as identified
on Schedule A from the Sponsor.   Each Purchaser has paid $0.017 per share (in the aggregate amounts for each
such Purchaser set forth on Schedule A) in consideration of the purchase. Within a reasonable time after the date hereof,
(i) the Sponsor shall deliver to the Company for cancellation the securities representing the Shares being purchased and
(ii) the Company shall re-issue to the Purchasers certificate representing the Shares being purchased.

  

Section 2         No
Conflicts.    Each party represents and warrants that neither the execution and delivery of this
Agreement by such party, nor the consummation or performance by such party of any of the transactions contemplated hereby,
will with or without notice or lapse of time, constitute, create or result in a breach or violation of, default under, loss
of benefit or right under or acceleration of performance of any obligation required under any agreement to which it is a
party.

 

Section 3       
Representations.   Each Purchaser represents and warrants as follows: The Purchaser hereby acknowledges that an investment
in the Shares involves certain significant risks. The Purchaser has no need for liquidity in his investment in the Shares for
the foreseeable future and is able to bear the risk of that investment for an indefinite period. The Purchaser acknowledges and
hereby agrees that the Shares will not be transferable under any circumstances unless the Purchaser either registers the Shares
in accordance with federal and state securities laws or finds and complies with an exemption under such laws and such transfer
complies with all applicable lock-up restrictions (described in the Subscription Agreement, defined in Section 5 below). The Purchaser
further understands that any certificates evidencing the Shares bear a legend (as provided in the Subscription Agreement) referring
to the foregoing transfer restrictions. The Shares are being purchased solely for his own account, for investment purposes only,
and are not being purchased with a view to or for the resale, distribution, subdivision or fractionalization thereof; and the
Purchaser has no present plans to enter into any contract, undertaking, agreement or arrangement for such resale, distribution,
subdivision or fractionalization. The Purchaser has been given the opportunity to (i) ask questions of and receive answers
from the Sponsor and the Company concerning the terms and conditions of the Shares, and the business and financial condition of
the Company and (ii) obtain any additional information that each of the Purchasers possesses or can acquire without unreasonable
effort or expense that is necessary to assist such Purchaser in evaluating the advisability of the receipt of the Shares and an
investment in the Company. The Purchaser is not relying on any oral representation made by any person as to the Company or its
operations, financial condition or prospects. The Purchaser is an “accredited investor” as defined in Regulation D
promulgated by the Securities and Exchange Commission under the Securities Act of 1933.

 

     

    	 	 

    

 

Section 4        Assignment
of Rights.    Each Purchaser may assign his rights herein to his affiliates only if such transferees (i)
agree to be bound by all applicable transfer restrictions relating to the Shares, including the lock-up restriction, (ii) agree
to vote in favor of the Company’s initial business combination in the event the Company seeks stockholder approval in connection
with its initial business combination (iii) agree to waive their redemption rights (a) in connection with the consummation of
a business combination by the Company and (b) if the Company fails to consummate a business combination within 24 months from
the completion of its initial public offering (excluding any exercise of the underwriter’s overallotment option).

 

Section 5        Purchaser’s
Obligations. Purchaser hereby agrees that the Shares are subject to the restrictions and obligations as set forth in that
certain Securities Subscription Agreement dated April 10, 2015 (the “Subscription Agreement”) between
the Sponsor and the Company.

 

Section 6        Miscellaneous.    This
Agreement, together with the certificates, documents, instruments and writings that are delivered pursuant hereto, constitutes
the entire agreement and understanding of the parties hereto in respect of its subject matter. This Agreement may be executed
in two or more counterparts, each of which will be deemed an original but all of which together will constitute one and the same
instrument. This Agreement may not be amended, modified or waived as to any particular provision, except by a written instrument
executed by all parties hereto. Except as otherwise provided herein, no party hereto may assign either this Agreement or any of
its rights, interests, or obligations hereunder without the prior written approval of the other party.

 

[The
remainder of this page has been intentionally left blank.]

 

    	 	2	 

     

    

 

IN
WITNESS WHEREOF, the undersigned have executed this Agreement to be effective as of the date first set forth above.

 

	 	SPONSOR:
	 	 	 
	 	Zhong Hui Holding Limited
	 	 	 
	 	By:	/s/ Qi (Jacky) Zhang
	 	Name:	Qi (Jacky) Zhang
	 	Title:	Managing Member
	 	 	 
	 	Purchasers:
	 	 
	 	/s/ Tim
    Richerson
	 	Tim Richerson
	 	 	 
	 	PN FAMILY HOLDINGS, LLC
	 	 	 
	 	By: 	/s/ Peter Nathanial
	 	Name:  	Peter Nathanial
	 	Title:	Manager

 

    	 	3	 

     

    

 

Schedule
A

 

	Purchaser’s Name	 	Number of Shares of Common Stock

 Purchased	 	 	Purchase Price ($)	 
	Tim Richerson 
	 	 	120,000	 	 	$	2,040	 
	PN Family Holdings, LLC 
	 	 	50,000	 	 	$	850	 
	Total:	 	 	170,000	 	 	$	2,890	 

 

 

 

4

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