Document:

ex10-3.htm

    
      

    

    Exhibit 10.3

     

     

    SEVERANCE
AGREEMENT

    
       

      AGREEMENT,
made and entered into as of January 22, 2008, by and between TUTOGEN MEDICAL,
INC., a Florida corporation (the “Company”), and Clifton J.
Seliga  (the“Employee”).

       

      WHEREAS,
the Company desires to provide the Employee with severance payments in the event
there is a sale of the Company (a “Transaction”—which is defined in Section
10(c) below), and Employee is terminated without cause or resigns for Good
Reason within 24 months of such Transaction, in consideration of Employee’s
release of claims and certain agreements by Employee with respect to
non-competition, non-solicitation, and non-disparagement, among other
things.

       

      NOW
THEREFORE, the parties agree as follows:

       

      1.           Severance Protection.
(a) If a Transaction occurs and if, before the second anniversary of the date on
which the Transaction is consummated, the Company or any successor entity (the
“Employer”) terminates Employee’s employment without “Cause” or such employment
is terminated by the Employee for “Good Reason” (as both such terms are defined
below), then, within ten days following such termination of employment (a
“Severance Termination”), the Employee will be entitled to receive from the
Employer an amount equal to 12 months (the “Severance Period”) of the Employee’s
then current salary in equal biweekly installments during the 24 month period
subsequent to such termination, payable in accordance with the Employer’s normal
payroll practices.

       

      (b)           In
the event of a Severance Termination, the Company agrees to reimburse Employee
for the Consolidated Omnibus Reconciliation Act (“COBRA”) continuation premium
to continue the Employee’s current health/dental insurance coverage through the
earlier of: (i) the end of the maximum period subsequent to such termination
provided for under COBRA, (ii) the end of the Severance Period, (iii) such date
that the Employee becomes eligible for enrollment for other health/dental care
coverage, as the case may be, under another group health/dental plan prior to
the end of this period.  To be eligible for such reimbursement of
COBRA continuation premium payments by the Company, the Employee must elect
COBRA continuation coverage when contacted by the Company or the Company’s
provider of COBRA services.  If COBRA continuation coverage is elected
by Employee, he or she must pay the monthly premiums and provide Company with
evidence of payment for reimbursement.  After the end of the Severance
Period, if the Employee is still eligible under COBRA and wishes to maintain
COBRA continuation coverage beyond such date, the Employee will be responsible
for all COBRA continuation premium payments after such date.

       

      (c)           In
the event of a Severance Termination, the Company agrees to pay the Employee for
any accrued, unused paid time off leave time, to be paid to Employee 10 days
after termination of employment.  The Employee will not accrue any
additional paid time off leave after such date.

       

      (d)           In
the event of a Severance Termination, the Employee will be allowed to continue
vesting in any unvested stock/option grants made by the Company, or any
successor, to Employee until the end of the Severance Period.  Any and
all other remaining unvested stock/option grants as of the end of the Severance
Period, will be forfeited.  Any vested options must be exercised
within 30 days of the end of the Severance Period.

       

      
        
           

        

        
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      2.           Effect of Other
Agreements. If the Employee becomes entitled to receive severance
payments under this Agreement, such payments will be in lieu of and not in
addition to the benefits, severance payments or other payments to which Employee
may otherwise have been entitled under any prior change of control, severance or
other agreement between the Company and Employee.

       

      3.           Release of
Claims.  Notwithstanding anything to the contrary contained
herein, the Employer shall have the right to condition Employee’s right to
receive severance payments and benefits under Section 1 of this Agreement upon
the execution and delivery by the Employee (or Employee’s beneficiary) of a
general release in favor of Company, Employer and its successors and affiliates,
and their officers, directors and employees, in such form as the Employer may
specify.  Any payment or benefit that is so conditioned may be
deferred until the expiration of the seven day revocation period prescribed by
the Age Discrimination in Employment Act of 1967, as amended (or any similar
revocation period then in effect).

       

      4.           Non-Competition.

       

      (a)           The
Employee acknowledges, recognizes and understands that, in connection with the
Employee’s employment with the Employer, the Employee has and will have access
to certain proprietary, sensitive and confidential information of the Employer
including but not limited to: the identity of the Employer’s clients,
prospective clients, and other client information; the existence of negotiations
with prospective clients of the Employer; marketing data and plans; financial
information and financial data not publicly disclosed; all drawings, records,
sketches, and models; trade secrets and trade secrets relating to services of
the Employer; and, products sold or being developed by the Employer
(“Confidential Information”).  Employee also acknowledges, recognizes
and understands that the Employer owns or has access to various types of
intellectual property that are protected or may be protected by copyright,
trademark, patent, trade secret, or other laws. The types of intellectual
property that are considered proprietary to the Employer and that must be
protected include but are not limited to: patent applications; trademarks;
programs; source and relocatable code for all programs; engineering, research,
and technical documents; unpublished product specifications; products sold or
under development; and, information belonging to other companies that is
provided to the Employer under confidentiality agreements (“Intellectual
Property”).

       

      (b)           Employee
recognizes that the Employer possesses several valuable and legitimate business
interests such as Confidential Information and Intellectual Property,
substantial relationships with current or prospective customers, clients or
vendors, and customer, client or vendor goodwill associated with the Employer
business.  In recognition of these interests, and the Employee’s
exposure to these interests, in the event of the termination of the Employee’s
employment with the Employer, the Employee agrees that for a period of two (2)
years following the effective date of the termination (the “Restricted Period”),
the Employee will not be employed, either as director, employee, owner, partner,
contractor or consultant, by any entity which engages in the business of
manufacturing, distributing, processing, procuring or recovering products made
from allograft or xenograft tissue in the United States (each, a “Competing
Organization”).  The Competing Organizations that Employee agrees not
to become employed by during the Restricted Period include, without limitation:
Axogen, Inc., Pegasus Biologics, Inc., Osiris Therapeutics, Inc., Southeast
Tissue Alliance, Inc. (University of Florida Tissue Bank), Musculoskeletal
Transplant Foundation; CryoLife; LifeCell; Allosource; Tissue Banks
International; Osteotech, Inc.; LifeLink Tissue Bank; Life Net; Community Tissue
Services; American Red Cross; BioGenetics; and, Cryogenic.  The
Employee also agrees that during the Restricted Period he will not participate
in, assist with or in any way become associated with or employed by any new
start up venture that is or will be engaged in the business of a Competing
Organization, or which the Employer reasonably designates as a Competing
Organization.  Notwithstanding the foregoing, nothing herein shall
prevent Employee owning up to 1% of the capital stock of a Competing
Business.

       

      
        
           

        

        
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      (c)           The
Employee acknowledges that this restrictive covenant is reasonably necessary to
protect the Employer’ legitimate business interests, which are represented by,
among other things, the substantial relationships between the Employer and its
licensees and tissue sources, as well as the goodwill established by the
Employer with licensees and tissue sources in the United States and other
countries where the Employer’s tissues are distributed over a protracted period,
specialized training, and other legitimate business reasons.

       

      (d)           The
Employee recognizes that the Employer would not sign this Agreement without the
inclusion of this covenant, and the Employee confirms the sufficiency of the
consideration received by the Employee, in the form of continued employment by
the Employer and the payments described in Section 1 hereof, in accepting this
covenant as a material term of this Agreement.  The provisions of this
Section 5 shall survive the termination of Employee’s employment with the
Employer and the termination of this Agreement.

       

      5.           Non-Solicitation.

       

      The Employee agrees during the
Restricted Period, not to: (a) solicit any employee of the Employer, or any
subsidiary or affiliate of the Employer, or otherwise induce or attempt to
induce any employee of the Employer to leave the employment of the Employer; or
(b) directly or indirectly attempt to solicit any client, customer or supplier
of the Employer, or any client, customer or supplier of any subsidiary or
affiliate of the Employer, or directly or indirectly interfere with the
Employer’s relationship, or any subsidiary’s or affiliate’s relationship, with
any of its clients, customers or suppliers. The provisions of this Section 6
shall survive the termination of Employee’s employment with the Employer and the
termination of this Agreement.

       

      6.           Remedies for Breach of
Non-Competition and Non-Solicitation Provisions.

       

      It is understood and agreed by the
Parties that the Employer shall be entitled, upon application to a court of
competent jurisdiction, to obtain injunctive relief to enforce the provisions of
Sections 5 and 6, which injunctive relief shall be in addition to any other
rights or remedies available to the Employer.  If such a violation is
deemed by such court to have occurred, the Employee shall be responsible for the
payment of reasonable attorneys’ fees and other costs and expenses incurred by
the Employer in enforcing the covenants contained in Sections 5 and 6, whether
incurred at the trial level or in any appellate proceeding and conversely, if
such court determines that a violation did not occur, then the Employer shall be
responsible for the payment of reasonably attorney’s fees and other costs and
expenses incurred by Employee in defending such action, whether incurred at the
trial level or in any appellate proceeding.

       

      
        
           

        

        
          -iii-

          
            

          

        

        
           

        

      

       

      7.           Non-Disparagement.

       

      While employed or engaged as a
consultant by the Employer or any affiliate of the Employer and, provided the
Employer has complied with its obligations hereunder, after the Employee’s
employment terminates for whatever reason the Employee agrees not to disparage,
denigrate, or comment negatively upon, either orally or in writing, the
Employer, or any of its affiliates, officers, or directors, to or in the
presence of any person or entity.  After the Employee’s employment
terminates for whatever reason, the Company agrees that its officers, directors,
and key employees will not disparage, denigrate, or comment negatively upon,
either orally or in writing, the Employee.

       

      8.           Definitions. For
purpose of this Agreement, the following terms shall have the meanings set forth
below:

       

      (a)           “Cause”
means:

       

      (i)           willful
failure or refusal by the Employee to substantially perform the material duties
of his or her employment, and failure to cure such failure or refusal within 10
days of delivery to Employee of written notice thereof by the
Company;

       

      (ii)          conviction
of the Employee for commission of a felony, including without limitation, fraud,
embezzlement or theft, whether or not such felony was committed in connection
with the Employer’s business;

       

      (iii)         use
by Employee of alcohol or illegal drugs materially interfering with the
performance of Employee’s duties and obligations under this Agreement, or
Employee being under the influence of illegal drugs or repeatedly under the
influence of alcohol at a facility of Employer;

       

      (iv)         willful
or grossly negligent misconduct which results or could reasonably be expected to
result in material damage to the business or assets of the
Employer;

       

      (v)          violation
by Employee of any of the covenants in Sections 4, 5 or 7; or 

       

      (vi)         willful
breach of this Agreement or any material employment policy of the Employer, and
failure to cure such breach within 10 days of delivery to Employee of written
notice thereof by the Company.

       

      
        
           

        

        
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      (b)           “Good
Reason” means: (a) a diminution of duties, responsibilities and compensation
that are materially inconsistent with Employee’s current position as of the date
hereof; provided, however, that: (i) a
diminution in position, title or working conditions, or (ii) the Employer’s
failure to continue the Employee’s existing authority, duties, reporting
relationship and/or responsibilities resulting from the direct or indirect
control of the Employer by another company, any sale or transfer of equity,
property or other assets of the Employer or any of its Subsidiaries, and any
diminution of the business of the Employer or any of its Subsidiaries, shall not
constitute “Good Reason”, or (b) relocation by more than 50 miles of the
Employee’s principal place of employment.

       

      (c)           “Transaction”
means (1) the completion of the sale or other disposition of all or
substantially all of the assets of the Company to a party unaffiliated with the
Company, or (2) the completion of a merger or other transaction relating to the
Company if neither the Company nor its stockholders immediately prior to such
merger or other transaction hold, directly or indirectly, more than 50% of the
voting power of the surviving corporation or other entity resulting from such
merger or other transaction.

       

      9.           General
Provisions.

       

      (a)           Nothing
in this Agreement is intended to create a contract of employment between
Employee and the Company or any of its subsidiaries, or to interfere in any way
with the right of the Company or any of its subsidiaries to terminate Employee’s
employment at any time.

       

      (b)           All
payments made pursuant to this Agreement will be subject to applicable
withholding requirements.

       

      (c)           If,
at the time of the Employee’s termination of employment, the Employee is a
“specified employee” within the meaning of Treasury Regulation Section
1.409A-1(a)(i), then, notwithstanding anything to the contrary contained herein,
payments and benefits to which the Employee will be entitled by reason of such
termination of employment shall be delayed for six months following the
Employee’s termination of employment if and to the limited extent necessary in
order to satisfy the requirements of Section 409A(a)(2)(B) of the Internal
Revenue Code of 1986.  For the avoidance of doubt, payments and
benefits will not be delayed if and to the extent such payments and benefits do
not constitute deferred compensation under Section 409A of the Code, including,
without limitation, by reason of the exceptions described in Section
1.409A-1(b)(9). Any payments that are delayed pursuant to this subparagraph will
be made in a single lump sum at the expiration of the required delay period (but
not later than six months after termination of employment).

       

      (d)           This
Agreement will be governed by and construed in accordance with the laws of the
State of Florida without regard to its conflict of laws provisions.

       

      (e)           No
amendment or modification of this Agreement may be made except by a written
instrument signed by the Company and Employee.

       

      
        
           

        

        
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      (f)           This
Agreement may be executed in one or more counterparts, each of which will be
deemed an original, but all of which taken together will constitute one and the
same agreement.

       

      (g)           This
Agreement constitutes the entire agreement between the parties hereto relating
to the matters encompassed hereby and supersedes any prior oral or written
agreements relating thereto; provided, however, that this Agreement does not
modify or supersede any agreements between the Company and Employee regarding
confidentiality or assignment of inventions.

       

      IN WITNESS WHEREOF, the undersigned
have executed this Agreement as of the date first written above.

       

       

      
      

       

      
        	 	 	      
                TUTOGEN
      MEDICAL, INC.

              	 
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	/s/ L. Robert
      Johnston, Jr.	 
	 	 	 	      
                Name:
      L. Robert Johnston, Jr.

              	 
	 	 	 	
                Title:
      CFO

              	 

      

       

       

      Accepted
and Agreed

      On
January 22, 2008 by:

       

       

      
        	/s/ Clifton J.
      Seliga	 	 	 
	      
                Clifton
      J. Seliga

              	 	 	 

      

    

     

     

     

    -vi-Settlement Agreement

 Exhibit 10-56 
 SETTLEMENT AGREEMENT 
 THIS SETTLEMENT AGREEMENT (“Agreement”) is entered into and
made effective as of December 21, 2007, by and between the City of Chicago (“City”) and Commonwealth Edison Company, an Illinois corporation (“ComEd”; the City and ComEd are referred to herein, collectively, as the
“Parties” and, individually, as a “Party”). 
 Recitals: 
 WHEREAS, the City and ComEd have certain disputes related to the provision by ComEd of electric service in the City of Chicago; disputes related to
payments and obligations associated with such electric service, including in connection with previous agreements between the City and ComEd; and certain additional specific disputes referenced herein, all of which the Parties now wish to resolve;

 WHEREAS, the Parties recognize the value and importance of working together to promote energy efficiency and helping businesses and
consumers identify and use energy efficient products and practices to conserve energy, save money, help protect the environment, improve transmission and distribution system reliability, decrease the need for new power generation, and reduce
emissions; and the Parties also recognize that consumer awareness and understanding are essential conditions for effectively implementing energy conservation programs; and 
 WHEREAS, in order to resolve these disputes and realize this goal, ComEd has agreed to make certain payments to the City and in exchange for such
payments the City has agreed to release certain alleged claims, allow ComEd to defer or substitute certain construction and related projects to which the City and ComEd previously agreed, and take certain other actions as specified herein.

 NOW THEREFORE, for good and valuable consideration, the legal sufficiency of which is hereby acknowledged, each Party, intending to be
legally bound, hereby agrees as follows: 
 Agreement: 
 1. Definitions. Capitalized terms used in this Agreement but not defined herein shall have the meanings ascribed to them in the Franchise (as
hereinafter defined). 
 “Average Residential Increase” means the percentage increase to the average residential customer’s
total electricity bill for “bundled” service provided by ComEd, excluding any portion of such increase arising from or related to any federal, state, municipal, county or other tax or similar amount enacted after the date hereof, and
before the application of any credits, other rate relief or bill reductions provided directly or indirectly by ComEd or other third 

 parties, provided, however, that if the ICC issues an order after the date hereof that restricts ComEd’s rate
increase in a rate case to less than 30% of the rate increase originally requested by ComEd in such rate case, then the Average Residential Increase for each subsequent rate case will be determined based upon the figures that would have resulted had
the ICC allowed 30% of the rate increase that ComEd requested in such rate case. 
 “City Agency” means any of the Chicago Transit
Authority, the Chicago Park District, the City Colleges of Chicago or the Chicago Public Schools. 
 “ComEd Party” means any of
ComEd’s agents, employees, attorneys, officers, directors, shareholders, insurers, predecessors, successors, assigns, subsidiaries or affiliates. 
 “Code” means the Chicago Municipal Code, as now or hereafter amended or supplemented. 
 “CPI” means the Consumer Price Index for All Urban Consumers, U.S. City Average (1982-84) (CPI-U) published by the United States Department of Labor, Bureau of Labor Statistics. If the CPI is changed so that a base year other than
1982-84 is used, then the CPI shall be adjusted in accordance with the conversion factor published by the Bureau of Labor Statistics. If the CPI is discontinued or revised, the CPI used for purposes of this Agreement shall be adjusted or replaced by
the Parties in order to obtain substantially the same result as would be obtained if the CPI had not been so discontinued or revised. 
 “CPI Increase” means the percentage increase between (1) the CPI in effect as of January 1 of the test year used in the immediately preceding request to increase distribution rates filed by ComEd, and (2) the CPI in
effect as of December 31 of the year that is used as the test year in the current proposed rate increase request by ComEd (and in the event a future test year is used, the CPI in effect as of the last day of the year immediately preceding the
year in which the request to increase rates is filed by ComEd (such percentage increase then to be increased by the projected percentage increase in the CPI as published by the Congressional Budget Office for the year in which the request is filed
and each subsequent year through the future test year)). 
 “Franchise” means the “Ordinance and Agreement Between The City of
Chicago and Commonwealth Edison Company,” adopted December 11, 1991, and effective January 1, 1992. 
 “ICC” means
the Illinois Commerce Commission, or any successor agency. 
 “Settlement Agreement” means the “Settlement Agreement”
executed by the City and ComEd on May 19, 1999, as amended or supplemented. 
 “Termination Date” means February 15,
2012, unless extended pursuant to Section 2(g). 
 “2007 Rate Case” means the rate case filed by ComEd in Docket 07-0566.

  

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 2. Payments to the City. 
 (a) The Parties agree that a portion of the money paid by ComEd as set forth below shall be utilized by the City to pursue residential
efficiency assessments and municipal building efficiency programs. Additional funds may, at the sole discretion of the City, be utilized by the City to pursue other energy efficiency programs as the City in its sole discretion may deem necessary,
which may include but shall not be limited to: 
  

	 	(i)	Building industry professionals’ efficiency workshops; 

  

	 	(ii)	Motor efficiency workshops; 

  

	 	(iii)	Industrial efficiency workshops; 

  

	 	(iv)	Weatherization assistance programs; and 

  

	 	(v)	Lighting exchange and give-away programs. 

 (b) The Parties agree that at least $100,000 per year of the money paid by ComEd as set forth below constitutes reimbursement for the actual, out-of-pocket costs of an independent engineer selected by the City to serve on the Replacement
Project Review Panel, as defined in the 2007 Project Deferral And Substitution Agreement, attached hereto as Exhibit A. 
 (c)
ComEd shall pay the following amounts to the City by the dates indicated, subject to adjustment pursuant to other terms of this Agreement: 
  

	 	(i)	$23,000,000 no later than December 31, 2007; 

  

	 	(ii)	$18,000,000 no later than one (1) year after the date of the payment in clause (i) above; 

  

	 	(iii)	$8,000,000 no later than two (2) years after the date of the payment in clause (i) above; 

  

	 	(iv)	$3,000,000 no later than May 31, 2010; 

  

	 	(v)	$1,000,000 no later than three (3) years and two (2) months after the date of the payment in clause (i) above; and 

  

	 	(vi)	$2,000,000 no later than February 15, 2012. 

 (d) ComEd will submit amounts due to the City hereunder via electronic funds transfer or other means to a bank or financial institution designated in writing by the City at least three (3) business days prior to the date 

  

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of such payment. Each Party agrees to supply any and all information necessary to provide for automatic electronic funds transfer and payment of such amounts
due to the City and/or perform such acts and deliver and execute such documents, agreements and authorizations as may be necessary to assist in or accomplish payment by such method. The City may direct ComEd to make payments directly to third
parties of any portion of the amount payable under Section 2(c) by delivering to ComEd a letter of direction at least three (3) business days prior to the date of any payment. 
 (e) Upon a failure by ComEd to make any payment under this Section 2 as required above, the amount of such payment shall bear
interest from its due date until paid at an annual rate equal to the lesser of: (i) the prime rate in effect on the applicable due date, as published from time to time in the Money Rate section of the Wall Street Journal, plus 2%; or
(ii) the maximum rate allowed by law, provided, however, that if the failure of ComEd to make a payment is the result of a good faith dispute by ComEd as to whether such amount is due and owing, no interest shall be charged on such
amount unless such amount was improperly withheld by ComEd, in which case such amount shall bear interest at the rate specified herein from the due date to the date of payment. No interest shall accrue or be owed on any payment amount that is
suspended pursuant to Section 2(f) or deferred pursuant to Section 3(e)(A). 
 (f) Notwithstanding any other term in
this Agreement, ComEd’s obligation to make any payment set forth in this Section 2 shall be suspended on the date on which: 
  

	 	(i)	any law or statute is enacted that limits or reduces the rates that ComEd may charge to its residential customers, including any law or statute that prohibits or restricts
ComEd’s ability to charge or pass through to residential customers all costs incurred by ComEd to procure or deliver electricity for such customers (a “Rate Freeze Law”); 

  

	 	(ii)	ComEd becomes the debtor in a federal bankruptcy proceeding; or 

  

	 	(iii)	ComEd provides a notice to the City that it has experienced a force majeure event under the Franchise that has had a material adverse effect on the operations or finances of ComEd
that cannot be reasonably mitigated or resolved. 

 (g) If ComEd’s payment obligation is suspended pursuant
to a condition listed in Section 2(f) above, ComEd’s payment obligation shall be reinstated after the date on which the condition ceases to be present and ComEd is capable of resuming performance under this Agreement or the City and ComEd
reasonably agree that the condition is otherwise resolved, and the term of this 

  

 4 

 
Agreement shall automatically be extended for a time period equal to the duration of the suspension with each remaining payment’s due date under
Section 2(c) extended by such time period. For purposes of this clause (g), a Rate Freeze Law ceases to be present when such Rate Freeze Law is permanently enjoined pursuant to a final, non-appealable order from a court of competent
jurisdiction, or is repealed. 
 (h) During any time period in which ComEd’s obligation to make payments is suspended,
obligations of the City under this Agreement arising during such time period shall be suspended. Such obligations will be reinstated at the same time as the ComEd’s payment obligation is reinstated pursuant to Section 2(g) above.

 3. Power Procurement; Transmission and Distribution Rates. 
 (a) The City will maintain its current positions regarding (i) the ability of ComEd to fully recover its costs of wholesale power and
energy procured to serve retail customers, including as approved by the ICC in Docket No. 05-0159 and (ii) the transmission rate case filed by ComEd with the Federal Energy Regulatory Commission (“FERC”) in FERC Docket No.
EL07-41-000 (the dockets and cases referenced in clauses (i) and (ii), together with any refiling, rehearing or appeal of such cases, are referred to collectively as the “Pending Rate Cases”), and consistent with the City’s
current position, the City will not oppose, contest or challenge any Pending Rate Case, or support any third party in any opposition, contest or challenge thereto. 
 (b) The City will not oppose, contest or challenge, or support any third party in any opposition, contest or challenge of (i) any
procurement plan filed with the ICC as such plan relates to ComEd’s ability to fully recover its costs of wholesale power and energy, (ii) any order issued by the ICC relating to such procurement plan as such order relates to ComEd’s
ability to fully recover its costs of wholesale power and energy, (iii) the results of any such procurement plan as they relate to ComEd’s recovery of its wholesale power and energy costs, including the prudency or reasonableness of such
costs, or (iv) the constitutionality or legal validity of Public Act 95-481 in a judicial proceeding. 
 (c) In the event
that further issues arise relating to the Pending Rate Cases or any other ICC or FERC proceeding, including future rate cases, the City and ComEd agree to meet and work in good faith to resolve those issues. Consistent with these efforts, ComEd
agrees to use all reasonable efforts, consistent with applicable law, to preview to the City the basis for any substantive rate case filing that ComEd intends to make with the ICC or FERC at least seven (7) days before such filing, and the City
and ComEd agree to use reasonable efforts to address and attempt to resolve any perceived areas of disagreement prior to the City intervening or appearing in any ICC or FERC proceeding related to such filing. 
  

 5 

 (d) If the City plans to sponsor or support testimony or positions that challenge
ComEd’s requested revenue requirement in any future ICC or FERC rate case, it will notify ComEd in writing of such intention prior to filing any testimony or publicly taking such position and will use all reasonable efforts to so notify ComEd
(i) fewer than seventy-five (75) days after ComEd makes its initial filing or (ii) more than thirty (30) days before the date on which the City’s testimony would be due to be filed, whichever is sooner. Further, the City
will use reasonable efforts to provide written notice to ComEd of its intention to sponsor or support testimony or positions that challenge ComEd’s requested revenue requirement in any such future ICC or FERC rate case at least fifteen
(15) days before doing so, describing in reasonable detail the basis for its planned objection, and upon the request of either Party, the Parties will promptly meet and discuss such objection. Additionally, the City will not sponsor or support
testimony or positions that challenge ComEd’s requested revenue requirement in any such future ICC or FERC rate case if the Average Residential Increase proposed by ComEd in any filing after the date hereof is equal to or less than the CPI
Increase. If the City violates this subparagraph (d) of this Section 3, ComEd may assert that the City is in material breach of this Agreement, the City shall not have any right to cure, and any further disputes shall be governed by
Section 17(j) of this Agreement. 
 (e) If the City believes that an Average Residential Increase proposed by ComEd in
any filing after the date hereof is greater than the CPI Increase, and the City intends to oppose the proposed increase, the City will provide ComEd written notice of its intention to object, contest or challenge such request no later than
(i) seventy-five (75) days following ComEd filing its proposed increase, or (ii) fifteen (15) days prior to filing any such objection with the applicable regulatory authority, whichever is sooner. Such notice will specify that
the City’s intention to object is based upon the City’s belief that the Average Residential Increase would exceed the CPI Increase and will include a reasonably detailed calculation and supporting documentation supporting such objection.
If, after receipt of such notice, ComEd believes that an Average Residential Increase proposed by ComEd is less than or equal to the CPI Increase, ComEd may provide the City a written explanation of ComEd’s position and supporting
documentation. If the City continues to object to, contest or challenge such a ComEd request more than forty-five (45) days after receipt of such explanation from ComEd, consistent with the terms of this Agreement, ComEd may assert that the
City is in material breach of this Agreement, and the City shall not have any right to cure, and any further disputes shall be governed by Section 17(j) of this Agreement. ComEd shall have no obligation to make any payment that becomes due and
owing during the periods set forth in this clause (e) until (A) the City ceases to object to, contest or challenge such ComEd proposed increase, as evidenced by a written acknowledgment from the City that the Average Residential Increase
proposed by ComEd does not exceed the CPI Increase or (B) if ComEd has asserted a material breach, the date of a final, non-appealable order 

  

 6 

 
that the City did not materially breach this Agreement. The City acknowledges and agrees that the Average Residential Increase associated with the 2007 Rate
Case is less than the CPI Increase; provided, however, this acknowledgement does not affect the City’s ability to question ComEd’s assumptions that impact ComEd’s calculation of the Average Residential Increase in future rate
cases. 
 (f) Consistent with Section 3(c) above, the City has reviewed the storm rider as set forth in the 2007 Rate
Case and the City will not oppose, contest or challenge such rider or support any third party in any opposition, contest or challenge to such rider. 
 (g) Within five (5) business days hereof, the City will dismiss with prejudice all pending appeals or petitions for review and withdraw all arguments and briefs relating to, and will not, after the date of this
Agreement, object to, contest, oppose, challenge or argue against, or encourage, support or cooperate with any third party in contesting, opposing, challenging or arguing against, the ICC Order in Docket No. 05-0597. 
 (h) Notwithstanding any provisions in this Agreement to the contrary, nothing in this Agreement shall restrict the City from objecting to,
contesting or challenging in the appropriate forum, on any basis and in any manner (i) any revenue requirement allocation, rate design or rider that (A) affects the allocation of costs to ComEd’s various rate classes, or (B) is
designed to be revenue neutral to ComEd, other than the storm rider described in clause (f) above, provided that the City may so object, contest or challenge only if any such objection, contest or challenge would not reduce ComEd’s revenue
requirements and would be revenue neutral to ComEd if successful; and (ii) any ComEd request to increase distribution or transmission rates that is filed after the date hereof under which the Average Residential Increase is greater than the CPI
Increase. 
 (i) ComEd shall have no obligation to pay the amount set forth in Section 2(c)(iv) if on or prior to
May 31, 2010, any City Agency objects to, contests or challenges, or supports a third party’s objection to, contest or challenge of (i) any Pending Rate Case; (ii) any matter or item described in Section 3(b)(i), (ii),
(iii) or (iv); (iii) ComEd’s requested revenue requirement in any ICC or FERC rate case if the Average Residential Increase proposed by ComEd in any filing is equal to or less than the CPI Increase; (iv) the storm rider described
in Section 3(f) above; (v) the ICC Order in Docket No. 05-0597 as it relates to Rider GCB; or (vi) any revenue requirement allocation, rate design or rider that (A) affects the allocation of costs to ComEd’s various
rate classes, or (B) is designed to be revenue neutral to ComEd, other than the storm rider described in clause (f) above, unless such objection would not reduce ComEd’s revenue requirements and would be revenue neutral to ComEd if
successful. 
  

 7 

 4. Release of Fines. 
 (a) The City releases and forever discharges ComEd and each ComEd Party from any and all fines, penalties, claims, liabilities or similar
charges whatsoever, in law or in equity, in existence on the date hereof or occurring or arising, or based on events occurring or arising, on or prior to the date of this Agreement, associated with any violation or alleged violation by ComEd or any
ComEd Party of the Code, including (i) all alleged violations of sections 10-20-605, 10-28-040 or 10-28-070 of the Code (“Pole Placement Code Provisions”) and (ii) all alleged violations arising from the citations, tickets,
administrative complaints or similar notices (collectively, the “Citations”) set forth on Schedules 1 and 2. Notwithstanding the foregoing, this release does not release ComEd from (x) any loss sustained by a third party to the extent
such loss arises from any alleged violation of the Code that was released under this clause (a); (y) any final, unsatisfied, litigated judgment relating to any Citation; and (z) any costs that the City incurs to abate any nuisance created
by ComEd’s actions. 
 (b) The City shall make reasonable efforts to send any Citations relating to Pole Placement Code
Provisions to ComEd at 7601 S. Lawndale, Chicago, IL 60652, to the attention of Robb Wilkens, Regional Maintenance Coordinator, by FedEx or other overnight delivery or to such other address as specified in writing to the City by ComEd. In the event
of any failure by the City to send Citations to such address, ComEd will notify the City and the City will use reasonable efforts to correct this administrative matter. 
 (c) The City and ComEd agree that they will cooperate and use reasonable efforts to establish and maintain a consolidated court call to
occur once a month as agreed upon by the ComEd and the City with respect to processing all Citations related to Pole Placement Code Provisions at the Department of Administrative Hearings. 
 (d) The City and ComEd agree that they will cooperate and use reasonable efforts to establish and maintain procedures to eliminate, to the
extent practicable, the issuance of any Citations related to Pole Placement Code Provisions. 
 5. Deferral or Substitution of
Projects. The City and ComEd agree to execute and deliver the 2007 Project Deferral And Substitution Agreement attached hereto as Exhibit A, relating to the deferral or substitution of certain construction and other related projects otherwise
required by the Settlement Agreement. 
 6. Green Power Partnership. The City and ComEd agree to meet at least twice a year to explore
and develop a partnership to pursue programs in the areas of energy efficiency and “green” power. Areas of potential partnership may include, but are not limited to, the purchase of renewable energy certificates, facilitating the siting
and interconnection of renewable generation facilities, and joint community education efforts. Nothing in this Section 6 obligates either Party to fund any such programs. 
  

 8 

 7. Energy Efficiency Partnership. ComEd agrees to provide energy efficiency services to the City
equivalent to 1700 hours of employee time for each of 2008, 2009, 2010 and 2011, to be staffed as reasonably agreed upon by ComEd and the City. Energy efficiency services may include, but not be limited to, energy audit programs and consultation
regarding the City’s efforts to obtain additional funds from governmental entities to support energy efficiency programs. 
 8.
Signage and Sponsorship. The City agrees to review in good faith any and all proposals submitted by ComEd regarding signage on any City property and/or sponsorship proposals related to any City events, with the goal of providing at least
$100,000 of signage and/or sponsorship opportunities (based on the City’s standard rates for such opportunities) free of charge for calendar years 2008, 2009, 2010, and 2011. ComEd acknowledges and agrees that approval of any such proposal
submitted by ComEd will be subject to all applicable laws, regulations and ordinances. Within thirty (30) days prior to the end of each calendar year during the term of this Agreement, ComEd and City will meet and use reasonable efforts to
determine the extent to which such $100,000 has been utilized by ComEd for signage and sponsorship opportunities during such year. If for any reason ComEd has not utilized $400,000 prior to the date of ComEd’s final payment under this
Agreement, ComEd may reduce its final payment due under Section 2(c) by an amount equal to the difference between $400,000 and the amount utilized by ComEd during the term of this Agreement. 
 9. Release of Emergency Services Costs. The City releases and forever discharges ComEd and each ComEd Party from any and all claims, damages,
liabilities, costs or expenses in existence on the date hereof or occurring or arising, or based on events occurring or arising, on or prior to the Termination Date, associated with emergency or other services provided by the City in connection with
or related to any outage, electrical fire or event or ComEd activity or work; provided, however, that (a) this Section 9 shall not release any claim for emergency services claimed against ComEd in excess of $750,000 arising from an
outage caused by a single event or incident or closely related and contemporaneous events or incidents and (b) if the City believes that its claims for emergency services for any calendar year after the date hereof are greater than the claims
for emergency services for the prior calendar year, then the City and ComEd will negotiate in good faith the implications thereof. 
 10.
Release of ArvinMeritor Claims. Consistent with terms of the consent decree negotiated by the parties in the lawsuit captioned City of Chicago v. ArvinMeritor, Inc., et al., No. 05-cv-05148 (N.D. Ill.) (the “ArvinMeritor
Litigation”), the City releases and covenants not to sue or to take any other legal or administrative action against any ComEd Party related to the property that is the subject matter of the lawsuit, including all laws, statutes, regulations,
ordinances, common law, claims and allegations in the ArvinMeritor Litigation or that could have been alleged in the ArvinMeritor Litigation, any claims pursuant to Sections 106 and 107(a) of the Comprehensive Environmental Response, Compensation
and Liability Act, 42 U.S.C. § 9607, Section 7003 of the Resource Conservation and Recovery Act, any analogous State or City laws or ordinances, and common law relating to the property that is the subject matter of the ArvinMeritor
Litigation. The City and ComEd agree that the value of this release of claims is five hundred thousand dollars ($500,000.00) and such amount is included in the payment to be made by ComEd under Section 2(c)(i). 
  

 9 

 11. Payments for Dig-ins. The City will promptly pay ComEd for all costs, expenses, damages and
losses incurred by ComEd, including to its property and any repair thereof, arising from the negligence of the City or its contractors, representatives or agents in connection with any contact with ComEd lines, cables or other property or
facilities. If the City believes that ComEd’s claims arising under the prior sentence for any calendar year after the date hereof are greater than similar claims for the prior calendar year, then the City and ComEd will negotiate in good faith
the implications thereof. 
 12. Prepayment of Taxes on Dark Fiber. The City agrees that the amount to be paid by ComEd under
Section 2(c)(i) includes all taxes currently owing or to be paid by ComEd with respect to revenues or income of ComEd for any period prior to the Termination Date, related to ComEd’s dark fiber, including all taxes on lease transactions
related to the dark fiber, and ComEd shall have no obligation to separately pay such tax(es). The City will not conduct any audit related to or associated with such tax(es) until after the Termination Date, and then any audit performed will be only
with respect to periods after such date; provided, however, the City may conduct an audit at any time relating to any period to the extent the City reasonably believes or has reason to believe that fraud or related conduct has occurred with
respect to the taxes referenced in this Section 12. 
 13. Prepayment of Taxes on Pole Attachment Revenues. The City agrees that
the amount to be paid by ComEd under Section 2(c)(i) includes all taxes currently owing or to be paid by ComEd with respect to revenues or income of ComEd for any period prior to the Termination Date, related to ComEd’s pole attachments
with third parties, including all taxes on lease transactions related to pole attachments, and ComEd shall have no obligation to separately pay such tax(es). The City will not conduct any audit related to or associated with such tax(es) until after
the Termination Date, and then any audit performed will be only with respect to periods after such date, provided, however, the City may conduct an audit at any time relating to any period to the extent the City reasonably believes or has
reason to believe that fraud or related conduct has occurred with respect to the taxes referenced in this Section 13. 
 14.
Relocation of Facilities. The City will use reasonable efforts to minimize and mitigate ComEd’s costs associated with relocating its equipment in connection with construction, maintenance or other activities by the City. Within a
reasonable period of time prior to any event or action that may require such relocation, the City will use reasonable efforts to consult with ComEd and to cooperate to identify and implement measures to minimize or mitigate ComEd’s cost of such
relocation. 
 15. Previous Agreements. Unless explicitly provided herein, the Franchise, all Amendments to the Franchise and any
other agreement between the Parties are not affected by this Agreement and remain in full force and effect. 
 16. Termination.

 (a) This Agreement shall terminate on the earlier to occur of the following: 
  

	 	(i)	The Termination Date; 

  

 10 

	 	(ii)	If a Party is in material breach of this Agreement and has failed to cure the breach within thirty (30) days following notice of such breach by the non-breaching Party to the
breaching Party, the date on which the non-breaching notifies the breaching Party in writing that the Agreement is terminated; or 

  

	 	(iii)	The date on which the City provides the notice described in Section 3.4 of the Franchise. 

 (b) Upon termination, no Party shall have any further rights or obligations hereunder, including any payment obligation under
Section 2. Termination shall not affect any releases given by a Party under Sections 4(a) and 10. Termination shall not affect the release given in Section 9 of costs arising before the date of this Agreement. 
 (c) The Parties agree that it is in their best interests to maintain open communications and cooperate with each other as reasonably
necessary in connection with maintaining safe and reliable electric service to the City of Chicago. In furtherance thereof, the Parties agree to continue to meet on a periodic basis, or upon the reasonable request of the City or ComEd, and discuss
as appropriate matters related to the provision of such service. This clause (c) shall survive the termination of this Agreement. The preceding sentence in no way obligates either Party, or reflects either Party’s intention, to enter into
any additional agreement, including as to payment of any amount, effective upon this Agreement’s termination. 
 17.
Miscellaneous. 
 (a) Entire Agreement and Modification. This Agreement, together with all exhibits, is intended to be
the complete and integrated understanding, with respect to the subject matter hereof, of all Parties. To be effective, any modification or extension of this Agreement must be in writing and executed by all Parties. 
 (b) Construction. The Parties have participated jointly in the negotiation and drafting of this Agreement. In the event an ambiguity or
question of intent or interpretation arises, this Agreement shall be construed as if drafted jointly by the Parties and no presumption or burden of proof shall arise favoring or disfavoring any Party by virtue of the authorship of any of the
provisions of this Agreement. 
 (c) No Admission of Liability. Nothing in this Agreement shall constitute or be construed to
constitute an admission of liability by any Party with 

  

 11 

 
respect to any matter that is the subject of this Agreement. The Parties each hereby acknowledge that they are executing this Agreement solely for the
purpose of effectuating a compromise of disputed claims. This Agreement shall not be deemed to constitute an admission of fact or concession of liability by any of the Parties. This Agreement is without prejudice or value as precedent, and shall not
be used in any proceeding or hearing, formal or informal, judicial or non-judicial, to create, prove, or interpret the obligations under, or the terms and conditions of any other agreement. 
 (d) Non-severability. If one or more of the provisions contained herein shall for any reason be held to be invalid, illegal or
unenforceable in any respect, then the remaining provisions of this Agreement shall terminate and no Party shall have any further rights or obligations hereunder. 
 (e) Duplicate Originals. This Agreement may be executed in any number of duplicate originals. A complete original of this Agreement shall
be maintained in the official records of each of the Parties. 
 (f) Counterparts. This Agreement may be executed in
counterparts. This Agreement shall become operative as soon as one counterpart hereof has been executed by each party. The counterparts so executed shall constitute one Agreement notwithstanding that the signatures of all Parties do not appear on
the same page. 
 (g) Cooperation; Other Instruments. The Parties agree to cooperate, and enter into and execute such
documents or instruments, as may be reasonably necessary to effectuate the provisions and intent of this Agreement. 
 (h)
Authority and Legality. Each Party signing this Agreement represents and warrants that the person signing this Agreement on its behalf has the full authority to bind that Party. Each Party signing this Agreement represents and warrants that it has
the legal capacity to enter into this Agreement and that it intends to be legally bound thereby. 
 (i) Voluntary Execution of
Agreement. This Agreement is executed voluntarily and without any duress or undue influence on the part of or behalf of the Parties hereto. The Parties acknowledge that: (a) they have read this Agreement; (b) they have been represented in
the negotiation and execution of this Agreement by legal counsel of their own choice; (c) they understand the terms and consequences of this Agreement and the releases it contains; (d) they are fully aware of the legal and binding effect
of this Agreement; (e) the provisions of this Agreement are reasonable and in both Parties’ best interests; and (f) the consideration being exchanged is of reasonably equivalent value. 
  

 12 

 (j) Disputes and Dispute Resolution. Section 19 of the Settlement Agreement shall
govern any disputes arising out of this Agreement, notwithstanding anything to the contrary in Section 8.8 of the Franchise. 
 (k) Interpretation. In this Agreement, unless a clear contrary intention appears: 
  

	 	(i)	when a reference is made in this Agreement to a Section, such reference shall be to a Section of this Agreement unless otherwise indicated. 

  

	 	(ii)	headings contained in this Agreement are for reference purposes only and shall not affect in any way the meaning or interpretation of this Agreement. 

  

	 	(iii)	reference to any person includes such person’s successors and assigns but, in the case of a Party, only if such successors and assigns are permitted by this Agreement, and
reference to a person in a particular capacity excludes such person in any other capacity or individually; 

  

	 	(iv)	reference to any agreement (including this Agreement), document, instrument or tariff means such agreement, document, instrument or tariff as amended or modified and in effect from
time to time in accordance with the terms thereof and, if applicable, the terms hereof; 

  

	 	(v)	reference to any laws, regulations or bills means such laws, regulations or bills as amended, modified, codified or reenacted, in whole or in part, and in effect from time to time,
including, if applicable, rules and regulations promulgated thereunder; 

  

	 	(vi)	“hereunder”, “hereof”, “herein”, “hereto” and words of similar import shall be deemed references to this Agreement as a whole and not to any
particular Section or other provision hereof or thereof; 

  

	 	(vii)	whenever the words “include,” “includes” or “including” are used in this Agreement, they shall be deemed to be followed by the words “without
limitation”; and 

  

	 	(viii)	relative to the determination of any period of time, “from” means “from and including”, “to” means “to but excluding” and “through”
means “through and including”. 

  

 13 

 (l) Applicable Law. The Agreement shall be construed according to the laws of the State
of Illinois, without reference to conflict of law principles. 
 [THIS SPACE INTENTIONALLY LEFT BLANK] 
  

 14 

 IN WITNESS WHEREOF, the parties hereto have executed this Agreement and this Agreement shall be effective
as of on the date first above written. 
  

			
	 THE CITY OF CHICAGO

		
	By:	 	 /s/ Mara S. Georges

		
	Name:	 	Mara S. Georges
		
	Title:	 	Corporation Counsel
		
	By:	 	 /s/ Suzanne Malec-McKenna

		
	Name:	 	Suzanne Malec-McKenna
		
	Title:	 	Commissioner of Environment
	
	COMMONWEALTH EDISON COMPANY
		
	By:	 	 /s/ Frank M. Clark

		
	Name:	 	Frank M. Clark
		
	Title:	 	Chief Executive Officer

  

 15 

 Exhibit A 
 2007 PROJECT DEFERRAL AND SUBSTITUTION AGREEMENT 
 THIS AGREEMENT (this “Agreement”)
is made as of December 21, 2007 by and between The City of Chicago (“City”) and Commonwealth Edison Company, an Illinois corporation (“ComEd”; the City and ComEd are referred to herein, collectively, as the
“Parties” and, individually, as a “Party”). 
 Recitals: 
 WHEREAS, by ordinance adopted on May 12, 1999, the City Council authorized the execution of a settlement agreement (as amended, the “Settlement
Agreement”) between the City and ComEd; 
 WHEREAS, the Settlement Agreement was executed by the City and ComEd on May 18, 1999;

 WHEREAS, Section 2.1(g) of the Supplemental Agreement attached to the Franchise Agreement (as defined below) required ComEd to
convert its 4 kV circuits in the City to 12 kV; 
 WHEREAS, Section 5 of the Settlement Agreement contained certain provisions relating
to ComEd’s commitment to upgrade and rebuild 250 MVA of 4 kV circuits to 12 kV; 
 WHEREAS, the First Amendment to the Settlement
Agreement (“First Amendment”) dated July, 2002, revised Section 5 of the Settlement Agreement by providing that the Commissioner of the Department of Environment (“Commissioner”) “may agree that any portions of the
2002-2004 commitment of 130 MVA may also be satisfied by other projects”; 
 WHEREAS, the substituted projects must be comparable to the
4 kV conversions in their benefits to Chicago and cannot duplicate projects otherwise required by any existing agreement between the City and ComEd; 
 WHEREAS, the Commissioner has determined that the projects described herein are comparable to the 4 kV conversion projects in their benefits to Chicago and do not duplicate projects that otherwise are required by an
agreement with ComEd; 
 WHEREAS, the Commissioner desires to substitute all projects to convert 4 kV circuits to 12 kV with projects
identified herein; 
 WHEREAS, the First Amendment revised Schedule III to the Settlement Agreement to permit the Dearborn and Plymouth Court
TSS Projects to be rescheduled by the Commissioner due to load growth and generating capacity; and 

 WHEREAS, the Commissioner has determined that due to load growth and generating capacity ComEd may
reschedule such projects as described herein. 
 NOW THEREFORE, for good and valuable consideration, the legal sufficiency of which is hereby
acknowledged, each Party, intending to be legally bound, hereby agrees as follows: 
 Agreement: 
 1. Definitions. Capitalized terms used in this Agreement but not defined herein shall have the meanings ascribed to them in the Franchise.

 “Franchise” means the Ordinance and Agreement between The City of Chicago and Commonwealth Edison Company, adopted
December 11, 1991 and effective January 1, 1992, as amended. 
 “Specified Agreement” means that Settlement Agreement,
dated on or about the date of this Agreement, between ComEd and the City relating to the settlement of certain disputes between ComEd and the City. 
 “Supplemental Agreement” means the Supplemental Agreement Between the City of Chicago and Commonwealth Edison Company attached to the Franchise, adopted December 11, 1991 and effective January 1, 1992, as amended.

 2. Replacement Project Review Panel; Substitute Projects. 
 (a) The City and ComEd agree to establish a Replacement Project Review Panel (“RPRP”) to review the projects described on
Appendix 1 and to undertake the activities identified in Schedule A to this Agreement. The RPRP will be comprised of the following 5 individuals: (1) 2 individuals appointed by the City, (2) 2 individuals appointed by ComEd and (3) an
independent engineering consultant selected by the City. Each Party may at any time remove any individual appointed by it and replace such individual with another individual selected by such Party. 
 (b) ComEd and the City agree that the monthly progress meetings in effect as of the date of this Agreement will continue and that once
each calendar quarter the RPRP will meet as part of such monthly progress meeting to review the substitute projects described on Appendix 1, and as further described on Schedule A, to review the performance of ComEd with respect to electrical
distribution reliability in the City. 
 (c) ComEd agrees to complete the projects described in Appendix 1, as prescribed
therein (which projects are in complete substitution for the 4 kV conversion projects described in the Settlement Agreement and with respect to which ComEd has no further obligation). ComEd will have no obligation to perform any work or complete any
project proposed by the RPRP (other than those projects described in Appendix 1), unless agreed to by ComEd, and such agreement must be in writing for projects that exceed $10,000 in cost. 
  

 2 

 3. Project Deferral. The City agrees that ComEd may defer substantial completion of (i) the
Dearborn Project, as described in Schedule III to the First Amendment, to December 31, 2011 and (ii) the Plymouth Court Project, as described in Schedule III to the First Amendment, to December 31, 2011. In connection with the
Dearborn Project, ComEd agrees that any ductbank construction or similar preparatory infrastructure for ComEd’s deferred completion of the Dearborn Project that can be performed more economically as part of the utility relocations associated
with the CTA substation work in progress as of the date hereof will be advanced, to the extent commercially reasonable and as permitted by good utility practice, to minimize the disruption of vehicular traffic in the downtown area and to facilitate
prompt completion of the Dearborn Project upon expiration of the deferral period described herein. In connection with the Plymouth Court Project, ComEd agrees that it will select and retain an independent civil/structural engineer to examine the
foundation walls of the substation and prepare a report containing the findings of that examination and any recommended remedial measures necessary to reinforce the structure as may be required by good utility practice. A copy of the engineer’s
report and recommendations will be provided concurrently to the City. ComEd agrees that this examination will occur prior to March 30, 2008, and that any reasonable remedial measures recommended by the engineer will be substantially completed
within a reasonable timeframe recommended by the engineer. 
 4. Other Agreements. 
 (a) For so long as ComEd is obligated to make any payment under Section 2 of the Specified Agreement, ComEd will use commercially
reasonable efforts to: (1) maintain and follow in all material respects outage and other notification protocols in place between the City and ComEd (subject to the right of the Commissioner and ComEd to revise such protocols and the right of
ComEd to revise such protocols pursuant to good utility practice, for safety reasons or to comply with applicable laws, regulations or ordinances); (2) conduct the thermography program as described in Section 9 of the Settlement Agreement;
and (3) permit the City or its designee to conduct substation walkdowns during reasonable hours and on prior notice, subject to ComEd’s safety protocols and policies. 
 (b) The activities described in (a) above are not intended to modify any of ComEd’s obligations pursuant to the Franchise
Agreement or the Settlement Agreement, except as set forth herein. 
 (c) This Agreement terminates on the Termination Date
(as defined in the Specified Agreement), provided, however, that no such termination shall affect the project deferrals provided for in Section 3 hereof. Notwithstanding the foregoing, the City and ComEd agree to continue to meet, after
the Termination Date, in good faith and on a regular basis, to review the reliability of the electrical system in the City. 
  

 3 

 5. Miscellaneous. 
 (a) Entire Agreement and Modification. This Agreement, together with all exhibits, is intended to be the complete and integrated
understanding, with respect to the subject matter hereof, of all Parties. To be effective, any modification or extension of this Agreement must be in writing and executed by all Parties. 
 (b) Construction. The Parties have participated jointly in the negotiation and drafting of this Agreement. In the event an ambiguity or
question of intent or interpretation arises, this Agreement shall be construed as if drafted jointly by the Parties and no presumption or burden of proof shall arise favoring or disfavoring any Party by virtue of the authorship of any of the
provisions of this Agreement. 
 (c) No Admission of Liability. Nothing in this Agreement shall constitute or be construed to
constitute an admission of liability by any Party with respect to any matter that is the subject of this Agreement. The Parties each hereby acknowledge that they are executing this Agreement solely for the purpose of effectuating a compromise of
disputed claims. This Agreement shall not be deemed to constitute an admission of fact or concession of liability by either of the Parties. This Agreement is without prejudice or value as precedent, and shall not be used in any proceeding or
hearing, formal or informal, judicial or non-judicial, to create, prove, or interpret the obligations under, or the terms and conditions of any other agreement. 
 (d) Severability. If one or more of the provisions contained herein shall for any reason be held to be invalid, illegal or unenforceable
in any respect, then the remaining provisions of this Agreement shall terminate and no Party shall have any further rights or obligations hereunder. 
 (e) Duplicate Originals. This Agreement may be executed in any number of duplicate originals. A complete original of this Agreement shall be maintained in the official records of each of the Parties. 
 (f) Counterparts. This Agreement may be executed in counterparts. This Agreement shall become operative as soon as one counterpart hereof
has been executed by each party. The counterparts so executed shall constitute one Agreement notwithstanding that the signatures of all Parties do not appear on the same page. 
 (g) Cooperation; Other Instruments. The Parties agree to cooperate, and enter into and execute such documents or instruments, as may be
reasonably necessary to effectuate the provisions and intent of this Agreement. 
 (h) Headings. Headings contained herein are
for the purpose of organization only and shall not constitute part of this Agreement. 
 (i) Authority and Legality. Each
Party signing this Agreement represents and warrants that the person signing this Agreement on its behalf has the full authority to bind that Party. Each Party signing this Agreement represents and warrants that it has the legal capacity to enter
into this Agreement, that it has read the Agreement, that it understands the Agreement and that it intends to be legally bound thereby. 
  

 4 

 (j) Voluntary Execution of Agreement. This Agreement is executed voluntarily and without
any duress or undue influence on the part of or behalf of the Parties hereto. The Parties acknowledge that: (a) they have read this Agreement; (b) they have been represented in the negotiation and execution of this Agreement by legal
counsel of their own choice; (c) they understand the terms and consequences of this Agreement and the releases it contains; (d) they are fully aware of the legal and binding effect of this Agreement; (e) the provisions of this
Agreement are reasonable and in both Parties’ best interests; and (f) the consideration being exchanged is of reasonably equivalent value. 
 (k) Disputes and Dispute Resolution. Section 19 of the Settlement Agreement shall govern any disputes arising out of this Agreement, notwithstanding anything to the contrary in Section 8.8 of the Franchise.

 (l) Applicable Law. The Agreement shall be construed according to the laws of the State of Illinois, without reference to
conflict of law principles. 
 [THIS SPACE INTENTIONALLY LEFT BLANK] 
  

 5 

 IN WITNESS WHEREOF, the parties hereto have executed this Agreement on the date first above written.

  

			
	THE CITY OF CHICAGO
		
	By:	 	  

		
	Name:	 	  

		
	Title:	 	  

		
	By:	 	  

		
	Name:	 	  

		
	Title:	 	  

	
	COMMONWEALTH EDISON COMPANY
		
	By:	 	  

		
	Name:	 	  

		
	Title:	 	  

  

 6 

 Appendix 1 
  

	1.	Conversion of Division Street Substation from 4kV to 12kV. 

  

	2.	Airport Reliability Enhancement Projects consisting of the following: 

  

	 	•	 	 Relocation of the O’Hare Airport 34 kV network tie point switch. 

  

	 	•	 	 Upgrade insulation on 34 kV line 7831. 

  

	 	•	 	 Installation of additional ALRS on 34 kV line 7831 to provide redundant source feed to DCD180. 

  

	 	•	 	 Installation of lightning arresters on distribution circuits supplying Midway Airport. 

  

	 	•	 	 Installation of additional feeder from the Ford City Substation to Midway Airport. 

  

	3.	Reliability Improvements to Underperforming Wards. The process for identifying, assigning and tracking projects to effect these improvements is contained in Schedule A, attached
hereto. 

  

	4.	Routine inspection of the 138 and 345 kV transmission circuits currently crossing under the Chicago Skyway. 

  

	5.	Replace oil circuit breakers at the following substations: 

  

	 	 •
	 	 Two circuit breakers at 111th Street substation 

  

	 	•	 	 Eight circuit breakers at South Chicago substation 

  

	 	•	 	 Eleven circuit breakers at Grand Crossing substation 

  

	 	•	 	 Five circuit breakers at Windsor substation 

  

	6.	Periodic program of DGA testing and manhole inspections of 69 kV line 19211 and line 19212 transmission circuits in Chicago. The criteria for replacing a cable length or joints is
determined by the condition of the cable after a joint failure: 

  

	 	•	 	 If the cable ends have not sustained any mechanical or water damage and are reusable as is or by using an extended or longer conductor connector, then only the
joint will be replaced. A moisture test is performed on each cable end to ensure the integrity of each cable prior to splicing. 

  

	 	•	 	 If the cable has sustained mechanical damage or fails the moisture test, then one length of cable and two joints will be replaced. If both cable ends are damaged
two lengths of cable and three joints will be replaced. 

  

	 	•	 	 Both lines L-19211 and L-19212 are a three-conductor (3/C), Low Pressure Fluid Filled (LPFF) system. The 3/C system does not require insulated joints, and therefore
there are no Bakelite joints on these lines. 

 Schedule A 
 The City and ComEd (through their respective members on the RPRP) will meet in person quarterly to discuss the reliability of electric service in the City of Chicago. The RPRP will establish the metrics for determining the underperforming
wards in the City and if improvements to the material condition of the system are needed to improve their reliability, provided that neither ComEd nor the City will be bound by actions of the RPRP unless agreed to in writing by both parties. In
those meetings, ComEd will use reasonable efforts to provide the following information to the City and the engineer on the RPRP at least 24 hours prior to the scheduled meeting: 
  

	 	•	 	 SAIFI and CAIDI statistics on a 12-month rolling basis for the City as a whole and for each of the 50 wards in the City of Chicago; 

  

	 	•	 	 a report of all outages in the City of Chicago in the previous month (an outage will be defined as lasting more than one minute in duration, consistent with the
definition utilized by the Illinois Commerce Commission); 

  

	 	•	 	 monthly key performance indicators as determined by the Parties; 

  

	 	•	 	 construction project status reports in a form agreed to by the Parties; and 

  

	 	•	 	 any such other information reasonably requested by the City relating to reliability of electric service in the City of Chicago. 

 As part of the quarterly meetings and in accordance with the process described above, the City and ComEd will identify projects to be implemented in underperforming
wards in the City of Chicago. The following will be examined when determining the material condition of the electrical distribution system in the ward, but these events generally should not impact the decision regarding whether such improvements are
necessary: 
  

	 	•	 	 Major events affecting at least 10% of the customers in the City of Chicago within a 24-hour period. 

  

	 	•	 	 Significant events that result in interruptions and are unrelated to persistent material condition of the distribution system. 

  

	 	•	 	 Planned outages. 

  

	 	•	 	 Un-planned outages requested by the Fire Department, Police Department, the City or PJM. 

  

	 	•	 	 Outages caused by retail electric suppliers or other utilities. 

  

	 	•	 	 Outages due to damage caused by third parties. 

  

	 	•	 	 Intentional unscheduled outages. 

 The RPRP will
identify projects necessary to address the material condition of the distribution system to improve reliability in each underperforming ward until such ward no longer is underperforming. 
 Notwithstanding any other provision in this Appendix or Schedule, ComEd will have no obligation to perform any work or complete any project unless agreed to in writing by ComEd. 

									
	SCHEDULE 1  

	Docket No.	  	Citation No.	  	 Violation Address
	  	Violation Date	  	Hearing Date
		  	T000049140	  	1011-22 W Irving Park	  	10/19/07	  	12/17/07
		  	T000049141	  	1038-1102 W Irving Park	  	10/19/07	  	12/17/07
		  	T000049144	  	945 W Dakin (Alley)	  	10/19/07	  	12/17/07
		  	T000049225	  	5545-46 W Addison	  	10/04/07	  	12/19/07
		  	T000049301	  	?? W Addison	  	10/04/07	  	12/19/07
	07DT007232	  	T000049745	  	1456-69 N State St	  	10/22/07	  	12/17/07
		  	T000049877	  	6550-52 N Kedzie Ave	  	11/13/07	  	12/24/07
		  	T000057886	  	649-54 S Oakley Blvd	  	11/01/07	  	12/17/07
	07DT006131	  	T000058282	  	1600 W Hubbard	  	09/18/07	  	01/07/08
	07DT006132	  	T000058283	  	1602 W Hubbard	  	09/18/07	  	01/07/08
	07DT006133	  	T000058284	  	1604 W Hubbard	  	09/18/07	  	01/07/08
		  	T000059725	  	3015-17 E 129th St	  	11/02/07	  	12/17/07
	07DT006149	  	T000064605	  	1601-21 S Indiana	  	09/21/07	  	01/07/08
	07DT006919	  	T000066465	  	4457 S Marshfield	  	10/10/07	  	12/17/07
	07DT007343	  	T000067060	  	2864 W 21st St	  	10/23/07	  	12/17/07
		  	T000067114	  	2637 S Calumet Ave	  	10/30/07	  	12/19/07
		  	T000087010	  	321-421 N Harrison	  	10/18/07	  	12/24/07
		  	T000087013	  	900-1000 W Harrison	  	10/19/07	  	12/24/07
	07DT007035	  	T000087080	  	1327-55 S Michigan	  	10/22/07	  	12/17/07
		  	T000087214	  	65 E Balboa Ave	  	11/10/07	  	12/24/07
	07DT006718	  	T000087579	  	1720 S Michigan	  	10/11/07	  	12/17/07
	07DT006883	  	T000087596	  	484 W Harrison	  	10/18/07	  	12/17/07
	07DT006884	  	T000087599	  	735-45 S Wells	  	10/16/07	  	12/17/07
	07DT007034	  	T000087600	  	833 W Madison	  	10/19/07	  	12/17/07
		  	T000087685	  	600 S Halstead	  	11/06/07	  	12/24/07

  

																									
	SCHEDULE 2  

	 DATE OF
TICKET
	 	INSPECTOR	 	DOCKET
NUMBER	 	TICKET
NUMBER	 	10-28-40
(Building
upon
Public
Ways)	 	10-20-605
(Barricade of
Street
Openings and
Obstructions).	 	10-28-070
(Storage
of Goods
on Public
Way)	 	10-20-160
(Tearing
Up
Public
Ways)	 	10-8-360
(Injury to
Public
Sidewalk
or
Driveway)	 	10-20-155
(Pavement
Restoration)	 	10-28-281.2
(Prohibited
uses of
traffic and
curb lanes)	 	10-28-281.5
(Obstruction
of Public
Place)	 	10-20-150
(Permit -
Fees -
Issuance)
	04/19/07	 	83	 	07DT002359	 	T0000050630	 	1	 	1	 		 		 		 		 		 		 	
	03/30/07	 	77	 	07DT002163	 	T00002163	 		 	1	 		 	1	 		 		 		 		 	
	05/26/06	 	78	 	06DT003668	 	T000033567	 	1	 	1	 		 		 		 		 		 		 	
	05/30/06	 	78	 	06DT003667	 	T000033568	 	1	 	1	 		 		 		 		 		 		 	
	06/01/06	 	78	 	06DT003671	 	T000033572	 	1	 	1	 		 		 		 		 		 		 	
	06/02/06	 	78	 	06DT003669	 	T000033573	 	1	 	1	 		 		 		 		 		 		 	
	07/12/06	 	78	 	06DT003670	 	T000033574	 	1	 	1	 		 		 		 		 		 		 	
	05/02/07	 	75	 	07DT002757	 	T000035792	 	1	 	1	 		 		 		 		 		 		 	
	05/25/06	 	75	 	06DT003831	 	T000038531	 	1	 	1	 		 		 		 		 		 		 	
	06/05/06	 	75	 	06DT003833	 	T000038532	 	1	 	1	 		 		 		 		 		 		 	
	06/13/06	 	75	 	06DT003829	 	T000038536	 	1	 	1	 		 		 		 		 		 		 	
	07/27/06	 	75	 	06DT005332	 	T000038550	 	1	 	1	 		 		 		 		 		 		 	
	08/22/06	 	16	 	06DT006077	 	T000039404	 	1	 	1	 		 		 		 		 		 		 	
	09/12/06	 	16	 	06DT006664	 	T000039425	 	1	 	1	 		 		 		 		 		 		 	
	09/02/06	 	16	 	06DT006700	 	T000039464	 	1	 	1	 		 		 		 		 		 		 	
	09/15/06	 	16	 	06DT006702	 	T000039467	 	1	 	1	 		 		 		 		 		 		 	
	07/28/06	 	43	 	06DT005286	 	T000039479	 	1	 	1	 		 		 		 		 		 		 	
	08/17/06	 	43	 	06DT005929	 	T000039499	 	1	 	1	 		 		 		 		 		 		 	
	12/27/06	 	83	 	07DT000298	 	T000039586	 	1	 	1	 		 		 		 		 		 		 	
	01/27/07	 	72	 	07DT000755	 	T000039590	 	1	 		 		 		 		 		 		 		 	
	01/12/07	 	43	 	07DT000833	 	T000039596	 	1	 	1	 		 		 		 		 		 		 	
	10/09/06	 	83	 	06DT005480	 	T000039958	 	1	 	1	 		 		 		 		 		 		 	
	08/09/06	 	83	 	06DT005600	 	T000039959	 	1	 	1	 		 		 		 		 		 		 	
	08/09/06	 	83	 	07DT005600	 	T000039959	 	1	 	1	 		 		 		 		 		 		 	
	08/25/06	 	83	 	06DT006104	 	T000039973	 	1	 	1	 		 		 		 		 		 		 	
	08/28/06	 	64	 	06DT006116	 	T000039992	 	1	 	1	 		 		 		 		 		 		 	
	09/08/06	 	64	 	06DT006523	 	T000039998	 	1	 	1	 		 		 		 		 		 		 	
	09/12/06	 	64	 	06DT006419	 	T000039999	 	1	 	1	 		 		 		 		 		 		 	
	09/14/06	 	64	 	06DT006792	 	T000040000	 	1	 	1	 		 		 		 		 		 		 	
	08/14/06	 	78	 	06DT005998	 	T000040180	 	1	 	1	 		 		 		 		 		 		 	
	08/14/06	 	78	 	06DT005996	 	T000040181	 	1	 	1	 		 		 		 		 		 		 	
	08/14/06	 	78	 	06DT005994	 	T000040184	 	1	 	1	 		 		 		 		 		 		 	
	08/16/06	 	78	 	06DT004992	 	T000040187	 	1	 	1	 		 		 		 		 		 		 	
	06/12/07	 	51	 	07DT003521	 	T000040472	 	1	 		 		 		 		 		 		 		 	
	08/02/06	 	41	 	06DT005461	 	T000041290	 	1	 	1	 		 		 		 		 		 		 	
	06/20/06	 	77	 	06DT004728	 	T000041643	 	1	 		 		 		 		 		 		 		 	
	06/27/06	 	37	 	06DT004541	 	T000041763	 	1	 	1	 		 		 		 		 		 		 	
	06/27/06	 	37	 	06DT004544	 	T000041766	 	1	 	1	 		 		 		 		 		 		 	
	06/26/06	 	78	 	06DT004742	 	T000041986	 	1	 	1	 		 		 		 		 		 		 	
	07/10/06	 	78	 	06DT004740	 	T000041989	 	1	 	1	 		 		 		 		 		 		 	
	07/10/06	 	78	 	06DT004741	 	T000041990	 	1	 	1	 		 		 		 		 		 		 	
	07/26/06	 	43	 	06DT005469	 	T000042096	 	1	 	1	 		 		 		 		 		 		 	
	07/26/06	 	43	 	06DT005271	 	T000042097	 	1	 	1	 		 		 		 		 		 		 	
	06/23/06	 	67	 	06DT004735	 	T000042272	 		 		 		 	1	 	1	 		 		 		 	
	06/05/06	 	78	 	06DT003663	 	T000042354	 	1	 	1	 		 		 		 		 		 		 	
	06/12/06	 	78	 	06DT003662	 	T000042362	 	1	 	1	 		 		 		 		 		 		 	
	06/13/06	 	78	 	06DT003661	 	T000042364	 	1	 	1	 		 		 		 		 		 		 	
	07/05/06	 	83	 	06DT004476	 	T000042383	 	1	 	1	 		 		 		 		 		 		 	
	07/06/06	 	83	 	06DT004485	 	T000042385	 	1	 	1	 		 		 		 		 		 		 	
	07/13/06	 	83	 	06DT004881	 	T000042389	 	1	 	1	 		 		 		 		 		 		 	
	07/14/06	 	83	 	06DT004774	 	T000042390	 	1	 	1	 		 		 		 		 		 		 	
	07/24/06	 	83	 	06DT005300	 	T000042395	 	1	 	1	 		 		 		 		 		 		 	
	07/26/06	 	83	 	06DT005301	 	T000042396	 	1	 	1	 		 		 		 		 		 		 	
	07/21/06	 	64	 	06DT005350	 	T000042592	 	1	 	1	 		 		 		 		 		 		 	

  

 SCHEDULE 2 
  

																									
	 DATE OF
TICKET
	 	INSPECTOR	 	DOCKET
NUMBER	 	TICKET
NUMBER	 	10-28-40
(Building
upon
Public
Ways)	 	10-20-605
(Barricade of
Street
Openings and
Obstructions).	 	10-28-070
(Storage
of Goods
on Public
Way)	 	10-20-160
(Tearing
Up
Public
Ways)	 	10-8-360
(Injury to
Public
Sidewalk
or
Driveway)	 	10-20-155
(Pavement
Restoration)	 	10-28-281.2
(Prohibited
uses of
traffic and
curb lanes)	 	10-28-281.5
(Obstruction
of Public
Place)	 	10-20-150
(Permit -
Fees -
Issuance)
	07/24/06	 	34	 	06DT005485	 	T000042612	 	1	 	1	 		 		 		 		 		 		 	
	07/24/06	 	78	 	06DT005379	 	T000042663	 	1	 	1	 		 		 		 		 		 		 	
	09/19/06	 	59	 	06DT006937	 	T000042866	 	1	 	1	 		 		 		 		 		 		 	
	07/31/06	 	69	 	06DT005390	 	T000043070	 	1	 		 		 		 		 		 		 		 	
	07/31/06	 	69	 	06DT005389	 	T000043072	 	1	 		 		 		 		 		 		 		 	
	08/17/06	 	72	 	06DT005846	 	T000043101	 		 		 		 	1	 		 		 		 		 	
	09/15/06	 	72	 	06DT006760	 	T000043129	 		 		 		 	1	 		 		 		 		 	
	09/18/06	 	72	 	06DT006865	 	T000043141	 		 		 		 	1	 		 		 		 		 	
	06/13/06	 	51	 	06DT003828	 	T000043242	 	1	 		 		 		 		 		 		 		 	
	06/13/06	 	51	 	06DT003827	 	T000043243	 	1	 		 		 		 		 		 		 		 	
	09/14/06	 	54	 	06DT006726	 	T000043381	 	1	 	1	 		 		 		 		 		 		 	
	09/14/06	 	54	 	06DT006727	 	T000043382	 	1	 		 		 		 		 		 		 		 	
	09/18/06	 	54	 	06DT006725	 	T000043387	 	1	 	1	 		 		 		 		 		 		 	
	09/18/06	 	54	 	06DT006724	 	T000043388	 	1	 		 		 		 		 		 		 		 	
	10/31/06	 	75	 	06DT007682	 	T000043500	 	1	 	1	 		 		 		 		 		 		 	
	07/26/06	 	54	 	06DT005201	 	T000043504	 	1	 	1	 		 		 		 		 		 		 	
	08/14/06	 	54	 	06DT005669	 	T000043508	 	1	 	1	 		 		 		 		 		 		 	
	08/10/06	 	54	 	06DT005668	 	T000043509	 	1	 	1	 		 		 		 		 		 		 	
	08/25/06	 	54	 	06DT006492	 	T000043513	 	1	 	1	 		 		 		 		 		 		 	
	08/25/06	 	54	 	06DT006493	 	T000043514	 	1	 		 		 		 		 		 		 		 	
	08/31/06	 	54	 	06DT006491	 	T000043518	 	1	 		 		 		 		 		 		 		 	
	09/06/06	 	54	 	06DT006560	 	T000043519	 	1	 	1	 		 		 		 		 		 		 	
	09/06/06	 	54	 	06DT006559	 	T000043520	 	1	 	1	 		 		 		 		 		 		 	
	07/24/06	 	72	 	06DT005189	 	T000043634	 		 		 		 	1	 		 		 		 		 	
	08/02/06	 	72	 	06DT005491	 	T000043647	 		 		 		 	1	 		 		 		 		 	
	08/30/06	 	72	 	06DT006233	 	T000043710	 		 		 		 	1	 		 		 		 		 	
	09/06/06	 	72	 	06DT006526	 	T000043718	 		 	1	 		 	1	 		 		 		 		 	
	07/10/06	 	29	 	06DT005082	 	T000043782	 		 	1	 		 	1	 		 		 		 		 	
	10/03/06	 	64	 	06DT007135	 	T000044112	 	1	 	1	 		 		 		 		 		 		 	
	10/03/06	 	64	 	06DT007136	 	T000044113	 	1	 	1	 		 		 		 		 		 		 	
	06/26/06	 	78	 	06DT004588	 	T000044159	 	1	 	1	 		 		 		 		 		 		 	
	06/26/06	 	78	 	06DT004743	 	T000044160	 	1	 	1	 		 		 		 		 		 		 	
	06/27/06	 	78	 	06DT004744	 	T000044162	 	1	 	1	 		 		 		 		 		 		 	
	06/27/06	 	78	 	06DT004579	 	T000044164	 	1	 	1	 		 		 		 		 		 		 	
	07/26/06	 	66	 	06DT005440	 	T000044192	 	1	 		 		 		 		 		 		 		 	
	07/20/06	 	54	 	06DT005267	 	T000044221	 	1	 	1	 		 		 		 		 		 		 	
	08/11/06	 	52	 	06DT006163	 	T000044226	 	1	 	1	 		 		 		 		 		 		 	
	08/11/06	 	52	 	06DT006162	 	T000044228	 	1	 	1	 		 		 		 		 		 		 	
	08/29/06	 	52	 	06DT006487	 	T000044234	 	1	 	1	 		 		 		 		 		 		 	
	08/31/06	 	52	 	06DT006485	 	T000044236	 	1	 		 		 		 		 		 		 		 	
	09/14/06	 	52	 	06DT006735	 	T000044242	 	1	 	1	 		 		 		 		 		 		 	
	09/14/06	 	52	 	06DT006736	 	T000044243	 	1	 	1	 		 		 		 		 		 		 	
	07/31/06	 	20	 	06DT005444	 	T000044287	 	1	 		 	1	 		 		 		 		 		 	
	07/31/06	 	20	 	06DT005443	 	T000044288	 		 		 	1	 		 		 		 		 		 	
	09/07/06	 	58	 	06DT006451	 	T000046012	 		 		 		 		 		 		 	1	 		 	
	09/12/06	 	43	 	06DT006415	 	T000046131	 	1	 	1	 		 		 		 		 		 		 	
	08/11/06	 	43	 	06DT006414	 	T000046132	 	1	 	1	 		 		 		 		 		 		 	
	09/18/06	 	43	 	06DT006783	 	T000046144	 	1	 	1	 		 		 		 		 		 		 	
	10/04/06	 	34	 	06DT007436	 	T000046206	 	1	 	1	 		 		 		 		 		 		 	
	10/06/06	 	67	 	06DT007273	 	T000046281	 		 		 		 	1	 	1	 		 		 		 	
	10/06/06	 	67	 	06DT007272	 	T000046282	 		 	1	 		 		 		 		 		 		 	
	10/11/06	 	67	 	06DT007434	 	T000046283	 		 		 		 	1	 	1	 		 		 		 	
	10/01/06	 	67	 	06DT007433	 	T000046284	 		 	1	 		 		 		 		 		 		 	
	09/26/06	 	62	 	06DT007016	 	T000046353	 		 		 		 		 		 		 		 	1	 	

  

 SCHEDULE 2 
  

																									
	 DATE OF
TICKET
	 	INSPECTOR	 	DOCKET
NUMBER	 	TICKET
NUMBER	 	10-28-40
(Building
upon
Public
Ways)	 	10-20-605
(Barricade of
Street
Openings and
Obstructions).	 	10-28-070
(Storage
of Goods
on Public
Way)	 	10-20-160
(Tearing
Up
Public
Ways)	 	10-8-360
(Injury to
Public
Sidewalk
or
Driveway)	 	10-20-155
(Pavement
Restoration)	 	10-28-281.2
(Prohibited
uses of
traffic and
curb lanes)	 	10-28-281.5
(Obstruction
of Public
Place)	 	10-20-150
(Permit -
Fees -
Issuance)
	10/06/06	 	39	 	06DT007419	 	T000046381	 	1	 		 		 		 		 		 		 		 	
	10/24/06	 	62	 	06DT007548	 	T000046460	 		 		 		 		 		 		 		 	1	 	
	12/06/06	 	16	 	06DT007592	 	T000046484	 	1	 	1	 		 		 		 		 		 		 	
	10/25/06	 	16	 	06DT007393	 	T000046486	 	1	 	1	 		 		 		 		 		 		 	
	10/25/06	 	16	 	06DT007593	 	T000046486	 	1	 	1	 		 		 		 		 		 		 	
	11/01/06	 	16	 	06DT007931	 	T000046499	 	1	 	1	 		 		 		 		 		 		 	
	10/12/06	 	43	 	06DT007435	 	T000046501	 	1	 	1	 		 		 		 		 		 		 	
	07/14/06	 	30	 	06DT005256	 	T000046532	 	1	 	1	 		 		 		 		 		 		 	
	08/07/06	 	30	 	06DT005569	 	T000046559	 	1	 	1	 		 		 		 		 		 		 	
	07/21/06	 	58	 	06DT005408	 	T000046609	 	1	 		 		 		 		 		 		 		 	
	08/02/06	 	58	 	06DT005608	 	T000046615	 	1	 		 		 		 		 		 		 		 	
	08/01/06	 	77	 	06DT005609	 	T000046702	 	1	 		 		 		 		 		 		 		 	
	08/11/06	 	77	 	06DT005805	 	T000046718	 	1	 	1	 		 		 		 		 		 		 	
	08/15/06	 	77	 	06DT005888	 	T000046722	 	1	 	1	 		 		 		 		 		 		 	
	08/22/06	 	77	 	06DT006371	 	T000046724	 		 	1	 		 		 	1	 		 		 		 	
	08/21/06	 	77	 	06DT006372	 	T000046725	 		 	1	 		 		 	1	 		 		 		 	
	08/18/06	 	43	 	06DT006003	 	T000046878	 	1	 	1	 		 		 		 		 		 		 	
	09/27/06	 	83	 	06DT006960	 	T000047045	 	1	 	1	 		 		 		 		 		 		 	
	09/27/06	 	83	 	06DT007128	 	T000047046	 	1	 	1	 		 		 		 		 		 		 	
	10/12/06	 	83	 	06DT007288	 	T000047077	 	1	 	1	 		 		 		 		 		 		 	
	11/16/06	 	83	 	06DT008291	 	T000047093	 	1	 	1	 		 		 		 		 		 		 	
	11/21/06	 	83	 	06DT008473	 	T000047098	 	1	 	1	 		 		 		 		 		 		 	
	11/29/06	 	83	 	06DT008518	 	T000047099	 	1	 	1	 		 		 		 		 		 		 	
	11/07/06	 	64	 	06DT007911	 	T000047193	 	1	 	1	 		 		 		 		 		 		 	
	12/13/06	 	58	 	06DT007989	 	T000047218	 	1	 		 		 		 		 		 		 		 	
	10/20/06	 	58	 	06DT007990	 	T000047219	 	1	 		 		 		 		 		 		 		 	
	10/24/06	 	46	 	06DT007779	 	T000047230	 		 		 		 		 		 		 		 	1	 	
	11/01/06	 	43	 	06DT007718	 	T000047351	 	1	 	1	 		 		 		 		 		 		 	
	11/08/06	 	43	 	06DT007920	 	T000047358	 	1	 	1	 		 		 		 		 		 		 	
	11/14/06	 	43	 	06DT008094	 	T000047363	 	1	 	1	 		 		 		 		 		 		 	
	10/30/06	 	77	 	06DT008130	 	T000047383	 	1	 	1	 		 		 		 		 		 		 	
	01/22/07	 	43	 	07DT000725	 	T000047395	 		 	1	 		 		 	1	 		 		 		 	
	11/16/06	 	37	 	06DT008432	 	T000047526	 	1	 	1	 		 		 		 		 		 		 	
	11/28/06	 	37	 	06DT008658	 	T000047541	 	1	 	1	 		 		 		 		 		 		 	
	01/22/07	 	72	 	06DT007810	 	T000047721	 		 		 		 		 	2	 		 		 		 	
	10/25/05	 	72	 	06DT007662	 	T000047947	 		 		 		 		 	1	 		 		 		 	
	10/25/06	 	72	 	06DT007661	 	T000047948	 		 		 		 		 	1	 		 		 		 	
	09/27/06	 	52	 	06DT007475	 	T000047982	 	1	 	1	 		 		 		 		 		 		 	
	09/27/06	 	52	 	06DT007477	 	T000047983	 	1	 		 		 		 		 		 		 		 	
	12/04/06	 	52	 	06DT007353	 	T000047989	 	1	 	1	 		 		 		 		 		 		 	
	10/12/06	 	52	 	06DT007354	 	T000047990	 	1	 	1	 		 		 		 		 		 		 	
	10/06/06	 	54	 	06DT007482	 	T000048040	 	1	 	1	 		 		 		 		 		 		 	
	10/04/06	 	46	 	06DT007464	 	T000048051	 		 		 		 		 		 		 		 	1	 	
	06/29/07	 	67	 	07DT004134	 	T000049023	 	1	 		 		 		 		 	1	 		 		 	
	06/29/07	 	67	 	07DT004135	 	T000049025	 	1	 		 		 		 		 	1	 		 		 	
	09/14/07	 	62	 	07DT006079	 	T000049080	 	1	 		 		 		 		 		 		 		 	
	09/20/07	 	62	 	07DT006299	 	T000049084	 	1	 		 		 		 		 		 		 		 	
	07/11/07	 	43	 	07DT004232	 	T000049561	 	1	 	1	 		 		 		 		 		 		 	
	07/17/07	 	43	 	07DT004403	 	T000049567	 	1	 	1	 		 		 		 		 		 		 	
	06/26/07	 	58	 	07DT004099	 	T000049616	 	1	 		 		 		 		 		 		 		 	
	02/23/07	 	58	 	07DT001483	 	T000050116	 	1	 		 		 		 		 		 		 		 	
	04/06/07	 	58	 	07DT002588	 	T000050125	 	1	 		 		 		 		 		 		 		 	
	03/29/07	 	77	 	07DT002162	 	T000050142	 		 	1	 		 		 	1	 		 		 		 	
	12/14/06	 	37	 	07DT000207	 	T000050327	 	1	 	1	 		 		 		 		 		 		 	

  

 SCHEDULE 2 
  

																									
	 DATE OF
TICKET
	 	INSPECTOR	 	DOCKET
NUMBER	 	TICKET
NUMBER	 	10-28-40
(Building
upon
Public
Ways)	 	10-20-605
(Barricade of
Street
Openings and
Obstructions).	 	10-28-070
(Storage
of Goods
on Public
Way)	 	10-20-160
(Tearing
Up
Public
Ways)	 	10-8-360
(Injury to
Public
Sidewalk
or
Driveway)	 	10-20-155
(Pavement
Restoration)	 	10-28-281.2
(Prohibited
uses of
traffic and
curb lanes)	 	10-28-281.5
(Obstruction
of Public
Place)	 	10-20-150
(Permit -
Fees -
Issuance)
	12/14/06	 	32	 	07DT000206	 	T000050328	 	1	 	1	 		 		 		 		 		 		 	
	12/15/06	 	37	 	07DT000209	 	T000050330	 	1	 	1	 		 		 		 		 		 		 	
	03/14/07	 	83	 	07DT001578	 	T000050412	 		 	1	 		 		 		 		 		 		 	
	04/02/07	 	83	 	07DT002022	 	T000050420	 	1	 	1	 		 		 		 		 		 		 	
	01/09/07	 	77	 	07DT001176	 	T000050426	 	1	 	1	 		 		 		 		 		 		 	
	03/15/07	 	16	 	07DT001850	 	T000050433	 	1	 	1	 		 		 		 		 		 		 	
	03/29/07	 	16	 	07DT002198	 	T000050435	 	1	 	1	 		 		 		 		 		 		 	
	04/03/07	 	16	 	07DT002199	 	T000050436	 	1	 	1	 		 		 		 		 		 		 	
	04/09/07	 	16	 	07DT002197	 	T000050438	 	1	 	1	 		 		 		 		 		 		 	
	04/20/07	 	16	 	07DT005456	 	T000050440	 	1	 	1	 		 		 		 		 		 		 	
	04/20/07	 	16	 	07DT002456	 	T000050440	 	1	 	1	 		 		 		 		 		 		 	
	04/23/07	 	16	 	07DT002518	 	T000050441	 	1	 	1	 		 		 		 		 		 		 	
	04/30/07	 	16	 	07DT002519	 	T000050443	 	1	 	1	 		 		 		 		 		 		 	
	05/10/07	 	16	 	07DT003052	 	T000050447	 	1	 	1	 		 		 		 		 		 		 	
	03/26/07	 	72	 	07DT001796	 	T000050471	 	1	 		 		 		 		 		 		 		 	
	04/18/07	 	41	 	07DT002417	 	T000050495	 	1	 	1	 		 		 		 		 		 		 	
	03/28/07	 	72	 	07DT001880	 	T000050503	 	1	 		 		 		 		 		 		 		 	
	04/03/07	 	72	 	07DT002008	 	T000050512	 	1	 		 		 		 		 		 		 		 	
	04/25/07	 	64	 	07DT002363	 	T000050563	 	1	 	1	 		 		 		 		 		 		 	
	04/26/07	 	64	 	07DT002501	 	T000050564	 	1	 	1	 		 		 		 		 		 		 	
	04/27/07	 	64	 	07DT002499	 	T000050566	 	1	 	1	 		 		 		 		 		 		 	
	04/27/07	 	64	 	07DT002500	 	T000050567	 	1	 	1	 		 		 		 		 		 		 	
	04/30/07	 	64	 	07DT002498	 	T000050570	 	1	 	1	 		 		 		 		 		 		 	
	04/12/07	 	43	 	07DT002250	 	T000050578	 	1	 	1	 		 		 		 		 		 		 	
	04/19/07	 	43	 	07DT002348	 	T000050581	 	1	 	1	 		 		 		 		 		 		 	
	05/02/07	 	43	 	07DT002621	 	T000050592	 	1	 	1	 		 		 		 		 		 		 	
	04/18/07	 	72	 	07DT002285	 	T000050604	 	1	 		 		 		 		 		 		 		 	
	05/01/07	 	83	 	07DT002627	 	T000050635	 	1	 	1	 		 		 		 		 		 		 	
	05/02/07	 	83	 	07DT002626	 	T000050638	 		 	1	 		 		 		 		 		 		 	
	05/07/07	 	83	 	07DT002589	 	T000050639	 	1	 	1	 		 		 		 		 		 		 	
	05/11/07	 	83	 	07DT003046	 	T000050641	 		 	1	 		 		 		 		 		 		 	
	05/14/07	 	83	 	07DT003044	 	T000050642	 	1	 	1	 		 		 		 		 		 		 	
	05/16/07	 	83	 	07DT003045	 	T000050643	 		 	1	 		 		 		 		 		 		 	
	05/1807	 	83	 	07DT003001	 	T000050644	 	1	 	1	 		 		 		 		 		 		 	
	05/18/07	 	83	 	07DT003000	 	T000050645	 	1	 	1	 		 		 		 		 		 		 	
		 		 	07DT003002	 	T000050647	 	1	 	1	 		 		 		 		 		 		 	
	05/22/07	 	83	 	07DT003002	 	T000050647	 	1	 	1	 		 		 		 		 		 		 	
	05/23/07	 	83	 	07DT003128	 	T000050648	 	1	 	1	 		 		 		 		 		 		 	
	05/31/07	 	83	 	07DT003336	 	T000050649	 	1	 	1	 		 		 		 		 		 		 	
	06/01/07	 	83	 	07DT003337	 	T000050650	 	1	 	1	 		 		 		 		 		 		 	
	03/16/07	 	47	 	07DT001535	 	T000050661	 	1	 		 		 		 		 		 		 		 	
	02/02/07	 	62	 	07DT000908	 	T000050726	 	1	 	1	 		 		 		 		 		 		 	
	01/08/07	 	37	 	07DT000702	 	T000050818	 	1	 	1	 		 		 		 		 		 		 	
	12/14/06	 	62	 	07DT000342	 	T000050861	 		 		 		 		 		 		 	1	 		 	
	12/18/06	 	62	 	07DT000155	 	T000050863	 		 		 		 		 		 		 	1	 		 	
	11/14/06	 	16	 	06DT008332	 	T000050929	 	1	 	1	 		 		 		 		 		 		 	
	11/14/06	 	16	 	06DT008331	 	T000050930	 	1	 	1	 		 		 		 		 		 		 	
	11/27/06	 	16	 	06DT008562	 	T000050946	 	1	 	1	 		 		 		 		 		 		 	
	12/12/06	 	64	 	07DT000010	 	T000050965	 	1	 	1	 		 		 		 		 		 		 	
	12/14/06	 	64	 	07DT000317	 	T000050967	 	1	 	1	 		 		 		 		 		 		 	
	12/27/06	 	64	 	07DT000297	 	T000050969	 	1	 	1	 		 		 		 		 		 		 	
	01/04/07	 	64	 	07DT000515	 	T000050971	 	1	 	1	 		 		 		 		 		 		 	
	12/06/06	 	41	 	06DT008859	 	T000050977	 	1	 	1	 		 		 		 		 		 		 	
	12/27/06	 	41	 	07DT000299	 	T000050984	 	1	 	1	 		 		 		 		 		 		 	
		 		 		 		 		 		 		 		 		 		 		 		 	

  

 SCHEDULE 2 
  

																									
	 DATE OF
TICKET
	 	INSPECTOR	 	DOCKET
NUMBER	 	TICKET
NUMBER	 	10-28-40
(Building
upon
Public
Ways)	 	10-20-605
(Barricade of
Street
Openings and
Obstructions).	 	10-28-070
(Storage
of Goods
on Public
Way)	 	10-20-160
(Tearing
Up
Public
Ways)	 	10-8-360
(Injury to
Public
Sidewalk
or
Driveway)	 	10-20-155
(Pavement
Restoration)	 	10-28-281.2
(Prohibited
uses of
traffic and
curb lanes)	 	10-28-281.5
(Obstruction
of Public
Place)	 	10-20-150
(Permit -
Fees -
Issuance)
	10/30/06	 	43	 	07DT000629	 	T000050986	 	1	 	1	 		 		 		 		 		 		 	
	12/07/06	 	16	 	07DT000020	 	T000051024	 	1	 	1	 		 		 		 		 		 		 	
	12/26/06	 	16	 	07DT000456	 	T000051065	 	1	 	1	 		 		 		 		 		 		 	
	12/28/06	 	16	 	07DT000457	 	T000051067	 	1	 	1	 		 		 		 		 		 		 	
	03/26/07	 	34	 	07DT002025	 	T000051113	 	1	 	1	 		 		 		 		 		 		 	
	04/09/07	 	84	 	07DT002349	 	T000051121	 	1	 	1	 		 		 		 		 		 		 	
	01/12/07	 	16	 	07DT000887	 	T000051134	 	1	 	1	 		 		 		 		 		 		 	
	01/12/07	 	16	 	07DT000886	 	T000051135	 	1	 	1	 		 		 		 		 		 		 	
	01/08/07	 	41	 	07DT000914	 	T000051136	 	1	 	1	 		 		 		 		 		 		 	
	01/23/07	 	16	 	07DT000916	 	T000051142	 	1	 	1	 		 		 		 		 		 		 	
	01/30/07	 	16	 	07DT000918	 	T000051146	 	1	 	1	 		 		 		 		 		 		 	
	01/24/07	 		 	07DT000832	 	T000051151	 	1	 	1	 		 		 		 		 		 		 	
	01/29/07	 	64	 	07DT000975	 	T000051152	 	1	 	1	 		 		 		 		 		 		 	
	01/19/07	 	64	 	07DT000976	 	T000051153	 	1	 	1	 		 		 		 		 		 		 	
	01/26/07	 	64	 	07DT000974	 	T000051154	 	1	 	1	 		 		 		 		 		 		 	
	02/02/07	 	64	 	07DT0001056	 	T000051158	 	1	 	1	 		 		 		 		 		 		 	
	02/01/07	 	64	 	07DT001057	 	T000051160	 	1	 	1	 		 		 		 		 		 		 	
	01/26/07	 	64	 	07DT001058	 	T000051161	 	1	 	1	 		 		 		 		 		 		 	
	03/09/07	 	64	 	07DT001493	 	T000051169	 	1	 	1	 		 		 		 		 		 		 	
	03/09/07	 	64	 	07DT001492	 	T000051170	 	1	 	1	 		 		 		 		 		 		 	
	03/23/07	 	64	 	07DT001807	 	T000051174	 	1	 	1	 		 		 		 		 		 		 	
	01/25/07	 	37	 	07DT000967	 	T000051176	 	1	 	1	 		 		 		 		 		 		 	
	06/14/07	 	23	 	07DT003745	 	T000051554	 	1	 	1	 		 		 		 		 		 		 	
	08/10/07	 	10	 	07DT005908	 	T000051576	 	1	 	1	 		 		 		 		 		 		 	
	09/07/07	 	10	 	07DT005907	 	T000051578	 	1	 	1	 		 		 		 		 		 		 	
	08/14/07	 	10	 	07DT005909	 	T000051580	 	1	 	1	 		 		 		 		 		 		 	
	08/17/07	 	10	 	07DT0053912	 	T000051582	 	1	 	1	 		 		 		 		 		 		 	
	08/17/07	 	10	 	07DT005982	 	T000051585	 	1	 	1	 		 		 		 		 		 		 	
	07/09/07	 	59	 	07DT004158	 	T000051614	 	1	 	1	 		 		 		 		 		 		 	
	05/22/07	 	20	 	07DT003263	 	T000051627	 		 		 	1	 		 		 		 		 		 	
	06/21/07	 	20	 	07DT003917	 	T000051646	 		 		 	1	 		 		 		 		 		 	
	05/15/07	 	58	 	07DT003087	 	T000051971	 	1	 		 		 		 		 		 		 		 	
	06/27/07	 	43	 	07DT003900	 	T000052075	 	1	 	1	 		 		 		 		 		 		 	
	06/20/07	 	56	 	07DT004069	 	T000052078	 	1	 	1	 		 		 		 		 		 		 	
	10/01/07	 	58	 	07DT005085	 	T000052203	 	1	 		 		 		 		 		 		 		 	
	08/07/07	 	58	 	07DT005083	 	T000052205	 	1	 		 		 		 		 		 		 		 	
	08/16/07	 	58	 	07DT005264	 	T000052219	 	1	 		 		 		 		 		 		 		 	
	07/31/07	 	10	 	07DT004783	 	T000052249	 	1	 	1	 		 		 		 		 		 		 	
	04/05/07	 	43	 	07DT002237	 	T000052347	 	1	 	1	 		 		 		 		 		 		 	
	04/09/07	 	43	 	07DT002236	 	T000052348	 	1	 	1	 		 		 		 		 		 		 	
	04/24/07	 	62	 	07DT002678	 	T000052373	 	1	 		 		 		 		 		 		 		 	
	05/31/07	 	62	 	07DT003426	 	T000052445	 	1	 		 		 	1	 		 		 		 		 	
	05/22/07	 	16	 	07DT003349	 	T000052505	 	1	 	1	 		 		 		 		 		 		 	
	05/30/07	 	16	 	07DT003340	 	T000052510	 	1	 	1	 		 		 		 		 		 		 	
	06/01/07	 	16	 	07DT003451	 	T000052513	 	1	 	1	 		 		 		 		 		 		 	
	06/06/07	 	16	 	07DT003452	 	T000052515	 	1	 	1	 		 		 		 		 		 		 	
	08/08/07	 	16	 	07DT003659	 	T000052523	 	1	 	1	 		 		 		 		 		 		 	
	05/22/07	 	39	 	07DT003172	 	T000052537	 		 		 		 	1	 		 		 		 		 	
	05/30/07	 	64	 	07DT003344	 	T000052578	 	1	 	1	 		 		 		 		 		 		 	
	07/11/07	 	64	 	07DT004397	 	T000052596	 	1	 	1	 		 		 		 		 		 		 	
	07/16/07	 	64	 	07DT004398	 	T000052598	 	1	 	1	 		 		 		 		 		 		 	
	07/17/07	 	64	 	07DT004399	 	T000052600	 	1	 	1	 		 		 		 		 		 		 	
	06/15/07	 	83	 	07DT003609	 	T000052607	 		 	1	 		 		 		 		 		 		 	
	06/22/07	 	83	 	07DT003810	 	T000052612	 	1	 	1	 		 		 		 		 		 		 	

  

 SCHEDULE 2 
  

																									
	 DATE OF
TICKET
	 	INSPECTOR	 	DOCKET
NUMBER	 	TICKET
NUMBER	 	10-28-40
(Building
upon
Public
Ways)	 	10-20-605
(Barricade of
Street
Openings and
Obstructions).	 	10-28-070
(Storage
of Goods
on Public
Way)	 	10-20-160
(Tearing
Up
Public
Ways)	 	10-8-360
(Injury to
Public
Sidewalk
or
Driveway)	 	10-20-155
(Pavement
Restoration)	 	10-28-281.2
(Prohibited
uses of
traffic and
curb lanes)	 	10-28-281.5
(Obstruction
of Public
Place)	 	10-20-150
(Permit -
Fees -
Issuance)
	06/27/07	 	83	 	07DT003897	 	T000052613	 	1	 	1	 		 		 		 		 		 		 	
	07/24/07	 	83	 	07DT004665	 	T000052620	 	1	 	1	 		 		 		 		 		 		 	
	07/26/07	 	83	 	07DT004666	 	T000052622	 	1	 	1	 		 		 		 		 		 		 	
	08/16/07	 	62	 	07DT005099	 	T000052733	 	1	 	1	 		 		 		 		 		 		 	
	07/13/07	 	67	 	07DT004186	 	T000052783	 	1	 		 		 		 		 		 		 		 	
	09/06/07	 	58	 	07DT006073	 	T000052815	 		 		 		 	1	 		 		 		 		 	
	09/18/07	 	16	 	07DT006047	 	T000052824	 	1	 		 		 		 		 		 		 		 	
	09/14/07	 	58	 	07DT0060464	 	T000052825	 	1	 		 		 		 		 		 		 		 	
	01/19/07	 	76	 	07DT000990	 	T000052851	 	1	 		 		 		 		 		 		 		 	
	05/04/07	 	67	 	07DT002796	 	T000052939	 	1	 	1	 		 		 		 		 		 		 	
	05/11/07	 	67	 	07DT002925	 	T000052942	 	1	 	1	 		 		 		 		 		 		 	
	04/30/07	 	41	 	07DT002477	 	T000053000	 	1	 	1	 		 		 		 		 		 		 	
	05/16/07	 	41	 	07DT003050	 	T000053049	 	1	 	1	 		 		 		 		 		 		 	
	05/14/07	 	37	 	07DT002996	 	T000053077	 	1	 	1	 		 		 		 		 		 		 	
	05/14/07	 	37	 	07DT002995	 	T000053080	 	1	 	1	 		 		 		 		 		 		 	
	05/14/07	 	37	 	07DT002997	 	T000053083	 	1	 	1	 		 		 		 		 		 		 	
	05/23/07	 	37	 	07DT003110	 	T000053084	 	1	 	1	 		 		 		 		 		 		 	
	04/23/07	 	37	 	07DT003113	 	T000053085	 	1	 	1	 		 		 		 		 		 		 	
	04/30/07	 	37	 	07DT003112	 	T000053086	 	1	 	1	 		 		 		 		 		 		 	
	04/25/07	 	37	 	07DT003111	 	T000053087	 	1	 	1	 		 		 		 		 		 		 	
	06/04/07	 	37	 	07DT003365	 	T000053094	 	1	 	1	 		 		 		 		 		 		 	
	06/05/07	 	37	 	07DT003369	 	T000053095	 	1	 	1	 		 		 		 		 		 		 	
	06/05/07	 	37	 	07DT003370	 	T000053096	 	1	 	1	 		 		 		 		 		 		 	
	06/01/07	 	37	 	07DT003366	 	T000053097	 	1	 	1	 		 		 		 		 		 		 	
	05/31/07	 	37	 	07DT003367	 	T000053099	 	1	 	1	 		 		 		 		 		 		 	
	05/31/07	 	37	 	07DT003368	 	T000053100	 	1	 	1	 		 		 		 		 		 		 	
	05/05/07	 	46	 	07DT002861	 	T000053106	 	1	 		 		 		 		 		 	1	 		 	
	05/08/07	 	46	 	07DT002847	 	T000053111	 	1	 		 		 		 		 		 	1	 		 	
	05/31/07	 	46	 	07DT003584	 	T000053135	 	1	 		 		 		 		 		 		 	1	 	
	05/18/07	 	46	 	07DT002985	 	T000053227	 	1	 		 		 		 		 		 	1	 		 	
	05/1707	 	75	 	07DT003187	 	T000053299	 	1	 	1	 		 		 		 		 		 		 	
	06/07/07	 	72	 	07DT003509	 	T000053344	 	1	 		 		 		 		 		 		 		 	
	06/14/07	 	41	 	07DT003556	 	T000053399	 	1	 	1	 		 		 		 		 		 		 	
	08/31/06	 	54	 	06DT006490	 	T000053517	 	1	 	1	 		 		 		 		 		 		 	
	01/06/07	 	22	 	07DT000475	 	T000053582	 	2	 		 		 		 		 		 		 		 	
	11/08/06	 	72	 	06DT007946	 	T000053963	 		 		 		 	1	 		 		 		 		 	
	12/11/06	 	16	 	07DT000957	 	T000054158	 	1	 		 		 	1	 		 		 		 		 	
	04/12/07	 	46	 	07DT00267	 	T000054428	 	1	 		 		 		 		 		 	1	 		 	
	04/24/07	 	46	 	07DT002559	 	T000054452	 	1	 		 		 		 		 		 	1	 		 	
	05/03/07	 	41	 	07DT002862	 	T000054468	 	1	 		 		 		 		 		 	1	 		 	
	05/26/07	 	22	 	07DT003569	 	T000054477	 	1	 		 		 		 		 		 		 		 	
	12/20/06	 	66	 	07DT000400	 	T000054505	 	1	 		 		 		 		 		 		 		 	
	03/20/07	 	75	 	07DT001872	 	T000054526	 	1	 	1	 		 		 		 		 		 		 	
	05/07/07	 	54	 	07DT002777	 	T000054567	 	1	 	1	 		 		 		 		 		 		 	
	05/04/07	 	54	 	07DT002773	 	T000054568	 	1	 	1	 		 		 		 		 		 		 	
	03/19/07	 	75	 	07DT001853	 	T000054598	 		 		 		 	1	 		 		 		 		 	
	09/05/07	 	46	 	07DT005780	 	T000054702	 	1	 		 		 		 		 		 		 	1	 	
	09/06/07	 	46	 	07DT005782	 	T000054707	 	1	 		 		 		 		 		 		 	1	 	
	04/04/07	 	75	 	07DT002111	 	T000054754	 	1	 	1	 		 		 		 		 		 		 	
	04/10/07	 	75	 	07DT002210	 	T000054760	 	1	 	1	 		 		 		 		 		 		 	
	04/07/07	 	75	 	07DT002423	 	T000054774	 	1	 	1	 		 		 		 		 		 		 	
	04/17/07	 	75	 	07DT002424	 	T000054775	 	1	 	1	 		 		 		 		 		 		 	
	05/03/07	 	77	 	07DT002799	 	T000054808	 		 	1	 		 	1	 		 		 		 		 	
	05/18/07	 	77	 	07DT002898	 	T000054818	 		 	1	 		 	1	 		 		 		 		 	

  

 SCHEDULE 2 
  

																									
	 DATE OF
TICKET
	 	INSPECTOR	 	DOCKET
NUMBER	 	TICKET
NUMBER	 	10-28-40
(Building
upon
Public
Ways)	 	10-20-605
(Barricade of
Street
Openings and
Obstructions).	 	10-28-070
(Storage
of Goods
on Public
Way)	 	10-20-160
(Tearing
Up
Public
Ways)	 	10-8-360
(Injury to
Public
Sidewalk
or
Driveway)	 	10-20-155
(Pavement
Restoration)	 	10-28-281.2
(Prohibited
uses of
traffic and
curb lanes)	 	10-28-281.5
(Obstruction
of Public
Place)	 	10-20-150
(Permit -
Fees -
Issuance)
	05/24/07	 	77	 	07DT003180	 	T000054823	 		 	1	 		 	1	 		 		 		 		 	
	05/02/07	 	20	 	07DT002746	 	T000054834	 		 		 	1	 		 		 		 		 		 	
	05/1807	 	20	 	07DT003236	 	T000054848	 		 		 	1	 		 		 		 		 		 	
	05/24/07	 	66	 	07DT003266	 	T000054864	 	1	 		 		 		 		 		 		 		 	
	05/25/07	 	66	 	07DT003387	 	T000054865	 	1	 		 		 		 		 		 		 		 	
	05/25/07	 	66	 	07DT00040A	 	T000054867	 	1	 		 		 		 		 		 		 		 	
	11/30/06	 	46	 	06DT008793	 	T000054902	 		 		 		 		 		 		 	1	 		 	
	12/01/06	 	46	 	06DT008755	 	T000054904	 		 		 		 		 		 		 	1	 		 	
	12/14/06	 	46	 	07DT000273	 	T000054919	 		 		 		 		 		 		 	1	 		 	
	11/17/06	 	46	 	06DT008552	 	T000054931	 		 		 		 		 		 		 		 	1	 	
	11/20/06	 	46	 	06DT008480	 	T000054933	 		 		 		 		 		 		 		 	1	 	
	04/11/07	 	66	 	07DT002225	 	T000055191	 	1	 		 		 	1	 		 		 		 		 	
	04/30/07	 	66	 	07DT002724	 	T000055200	 	1	 		 		 		 		 		 		 		 	
	03/09/07	 	54	 	07DT001607	 	T000055265	 	1	 		 		 		 		 		 		 		 	
	02/06/07	 	43	 	07DT000830	 	T000055279	 	1	 	1	 		 		 		 		 		 		 	
	01/29/07	 	16	 	07DT001064	 	T000055291	 	1	 	1	 		 		 		 		 		 		 	
	08/10/06	 	64	 	06DT0039981	 	T00005596	 	1	 	1	 		 		 		 		 		 		 	
	06/08/07	 	37	 	07DT003629	 	T000057402	 	1	 	1	 		 		 		 		 		 		 	
	06/13/07	 	37	 	07DT003665	 	T000057405	 	1	 	1	 		 		 		 		 		 		 	
	06/14/07	 	37	 	07DT003667	 	T000057409	 	1	 	1	 		 		 		 		 		 		 	
	06/15/07	 	37	 	07DT003664	 	T000057410	 	1	 	1	 		 		 		 		 		 		 	
	06/15/07	 	37	 	07DT003666	 	T000057411	 	1	 	1	 		 		 		 		 		 		 	
	06/15/107	 	37	 	07DT003663	 	T000057412	 	1	 	1	 		 		 		 		 		 		 	
	06/20/07	 	37	 	07DT003668	 	T000057413	 	1	 	1	 		 		 		 		 		 		 	
	06/20/07	 	37	 	07DT003669	 	T000057414	 	1	 	1	 		 		 		 		 		 		 	
	06/27/07	 	37	 	07DT004176	 	T000057419	 	1	 	1	 		 		 		 		 		 		 	
	06/27/07	 	37	 	07DT004175	 	T000057421	 	1	 	1	 		 		 		 		 		 		 	
	06/25/07	 	72	 	07DT003904	 	T000057452	 	1	 		 		 		 		 		 		 		 	
	07/02/07	 	72	 	07DT004182	 	T000057459	 	1	 		 		 		 		 		 		 		 	
	06/25/07	 	72	 	07DT004180	 	T000057461	 	1	 		 		 		 		 		 		 		 	
	08/08/07	 	64	 	07DT004828	 	T000057514	 	1	 	1	 		 		 		 		 		 		 	
	08/24/07	 	64	 	07DT005874	 	T000057517	 	1	 	1	 		 		 		 		 		 		 	
	09/07/07	 	64	 	07DT005875	 	T000057522	 	1	 	1	 		 		 		 		 		 		 	
	09/05/07	 	37	 	07DT005961	 	T000057568	 	1	 	1	 		 		 		 		 		 		 	
	09/12/07	 	37	 	07DT005959	 	T000057574	 	1	 	1	 		 		 		 		 		 		 	
	09/11/07	 	37	 	07DT005960	 	T000057575	 	1	 	1	 		 		 		 		 		 		 	
	09/25/07	 	83	 	07DT006369	 	T000057703	 	1	 	1	 		 		 		 		 		 		 	
	10/02/07	 	83	 	07DT006503	 	T000057706	 	1	 	1	 		 		 		 		 		 		 	
	09/14/07	 	37	 	07DT006123	 	T000057728	 	1	 	1	 		 		 		 		 		 		 	
	09/17/07	 	37	 	07DT006122	 	T000057731	 	1	 	1	 		 		 		 		 		 		 	
	09/18/07	 	37	 	07DT006119	 	T000057732	 	1	 	1	 		 		 		 		 		 		 	
	09/18/07	 	37	 	07DT006120	 	T000057733	 	1	 	1	 		 		 		 		 		 		 	
	09/18/07	 	37	 	07DT006121	 	T000057734	 	1	 	1	 		 		 		 		 		 		 	
	09/21/07	 	37	 	07DT006497	 	T000057738	 	1	 	1	 		 		 		 		 		 		 	
	09/21/07	 	37	 	07DT006405	 	T000057740	 	1	 	1	 		 		 		 		 		 		 	
	09/21/07	 	37	 	07DT006404	 	T000057741	 	1	 	1	 		 		 		 		 		 		 	
	09/21/07	 	37	 	07DT006402	 	T000057742	 	1	 	1	 		 		 		 		 		 		 	
	09/24/07	 	37	 	07DT006403	 	T000057744	 	1	 	1	 		 		 		 		 		 		 	
	09/17/07	 	41	 	07DT006141	 	T000057754	 	1	 	1	 		 		 		 		 		 		 	
	09/18/07	 	41	 	07DT006028	 	T000057761	 	1	 	1	 		 		 		 		 		 		 	
	09/21/07	 	41	 	07DT006332	 	T000057771	 	1	 	1	 		 		 		 		 		 		 	
	09/27/07	 	41	 	07DT006453	 	T000057776	 	1	 	1	 		 		 		 		 		 		 	
	10/03/07	 	41	 	07DT006700	 	T000057783	 	1	 	1	 		 		 		 		 		 		 	
	05/31/06	 	20	 	06DT003824	 	T000057987	 	1	 		 	1	 		 		 		 		 		 	

  

 SCHEDULE 2 
  

																									
	 DATE OF
TICKET
	 	INSPECTOR	 	DOCKET
NUMBER	 	TICKET
NUMBER	 	10-28-40
(Building
upon
Public
Ways)	 	10-20-605
(Barricade of
Street
Openings and
Obstructions).	 	10-28-070
(Storage
of Goods
on Public
Way)	 	10-20-160
(Tearing
Up
Public
Ways)	 	10-8-360
(Injury to
Public
Sidewalk
or
Driveway)	 	10-20-155
(Pavement
Restoration)	 	10-28-281.2
(Prohibited
uses of
traffic and
curb lanes)	 	10-28-281.5
(Obstruction
of Public
Place)	 	10-20-150
(Permit -
Fees -
Issuance)
	06/25/07	 	16	 	07DT003966	 	T000057988	 	1	 	1	 		 		 		 		 		 		 	
	07/02/07	 	37	 	07DT004172	 	T000058006	 	1	 	1	 		 		 		 		 		 		 	
	07/02/07	 	37	 	07DT004173	 	T000058007	 	1	 	1	 		 		 		 		 		 		 	
	07/02/07	 	37	 	07DT004174	 	T000058008	 	1	 	1	 		 		 		 		 		 		 	
	07/24/07	 	37	 	07DT004591	 	T000058015	 	1	 	1	 		 		 		 		 		 		 	
	07/24/07	 	37	 	07DT004590	 	T000058016	 	1	 	1	 		 		 		 		 		 		 	
	07/05/07	 	37	 	07DT004589	 	T000058017	 	1	 	1	 		 		 		 		 		 		 	
	08/15/07	 	43	 	07DT005252	 	T000058058	 	1	 	1	 		 		 		 		 		 		 	
	08/24/07	 	72	 	07DT005391	 	T000058125	 	1	 		 		 		 		 		 		 		 	
	09/07/07	 	34	 	07DT005853	 	T000058159	 	1	 	1	 		 		 		 		 		 		 	
	09/12/07	 	34	 	07DT006022	 	T000058166	 	1	 	1	 		 		 		 		 		 		 	
	09/04/07	 	83	 	07DT005686	 	T000058185	 		 	1	 		 		 		 		 		 		 	
	09/13/07	 	83	 	07DT006128	 	T000058190	 	1	 	1	 		 		 		 		 		 		 	
	09/19/07	 	83	 	07DT006346	 	T000058196	 	1	 	1	 		 		 		 		 		 		 	
	09/12/07	 	16	 	07DT006338	 	T000058220	 	1	 	1	 		 		 		 		 		 		 	
	09/18/07	 	16	 	07DT006337	 	T000058224	 	1	 	1	 		 		 		 		 		 		 	
	09/12/07	 	41	 	07DT006036	 	T000058259	 	1	 	1	 		 		 		 		 		 		 	
	09/14/07	 	64	 	07DT006130	 	T000058277	 	1	 	1	 		 		 		 		 		 		 	
	09/14/07	 	64	 	07DT006129	 	T000058279	 	1	 	1	 		 		 		 		 		 		 	
	09/27/07	 	64	 	07DT006501	 	T000058291	 	1	 	1	 		 		 		 		 		 		 	
	10/01/07	 	64	 	07DT006502	 	T000058293	 	1	 	1	 		 		 		 		 		 		 	
	08/24/07	 	59	 	07DT006094	 	T000060160	 	1	 	1	 		 		 		 		 		 		 	
	07/27/07	 	46	 	07DT004840	 	T000064332	 	1	 		 		 		 		 		 		 	1	 	
	07/27/07	 	46	 	07DT004841	 	T000064333	 	1	 		 		 		 		 		 		 	1	 	
	08/03/07	 	46	 	07DT004843	 	T000064349	 	1	 		 		 		 		 		 		 	1	 	
	08/03/07	 	46	 	07DT004842	 	T000064350	 	1	 		 		 		 		 		 		 	1	 	
	07/20/07	 	46	 	07DT004548	 	T000064387	 	1	 		 		 		 		 		 		 	1	 	
	07/07/07	 	22	 	07DT004245	 	T00006443	 	2	 		 		 		 		 		 		 		 	
	09/25/07	 	46	 	07DT006433	 	T000064614	 	1	 		 		 		 		 		 		 	1	 	
	09/17/07	 	46	 	07DT006185	 	T000064655	 	1	 		 		 		 		 		 		 	1	 	
	09/18/07	 	46	 	07DT006383	 	T000064661	 	1	 		 		 		 		 		 		 	1	 	
	09/19/07	 	46	 	07DT006176	 	T000064669	 	1	 		 		 		 		 		 		 	1	 	
	09/10/07	 	46	 	07DT005791	 	T000064679	 	1	 		 		 		 		 		 		 	1	 	
	09/11/07	 	46	 	07DT005938	 	T000064688	 	1	 		 		 		 		 		 		 	1	 	
	09/12/07	 	46	 	07DT005947	 	T000064692	 	1	 		 		 		 		 		 		 	1	 	
	09/13/07	 	46	 	07DT006172	 	T000064695	 	1	 		 		 		 		 		 		 	1	 	
	09/04/07	 	46	 	07DT005803	 	T000064772	 	1	 		 		 		 		 		 		 	1	 	
	08/15/07	 	46	 	07DT005137	 	T000064831	 	1	 		 		 		 		 		 		 	1	 	
	07/16/07	 	46	 	07DT004320	 	T000064958	 	1	 		 		 		 		 		 		 	1	 	
	06/05/07	 	46	 	07DT003585	 	T000065054	 	1	 		 		 		 		 		 		 	1	 	
	06/07/07	 	46	 	07DT003582	 	T000065061	 	1	 		 		 		 		 		 		 	1	 	
	07/05/07	 	46	 	07DT004256	 	T000065065	 	1	 		 		 		 		 		 		 	1	 	
	07/09/07	 	46	 	07DT004255	 	T000065068	 	1	 		 		 		 		 		 		 	1	 	
	06/11/07	 	29	 	07DT003735	 	T000066211	 	1	 		 		 	1	 		 		 		 		 	
	06/29/07	 	66	 	07DT004028	 	T000066245	 	1	 		 		 		 		 		 		 		 	
	06/27/07	 	54	 	07DT004005	 	T000066266	 	1	 	1	 		 		 		 		 		 		 	
	06/29/07	 	54	 	07DT004010	 	T000066272	 	1	 	1	 		 		 		 		 		 		 	
	07/10/07	 	54	 	07DT004386	 	T000066275	 	1	 	1	 		 		 		 		 		 		 	
	07/16/07	 	54	 	07DT004387	 	T000066276	 	1	 	1	 		 		 		 		 		 		 	
	07/19/07	 	54	 	07DT004462	 	T000066277	 	1	 	1	 		 		 		 		 		 		 	
	07/27/07	 	20	 	07DT004652	 	T000066313	 		 		 	1	 		 		 		 		 		 	
	10/10/07	 	54	 	07DT006795	 	T000066529	 	1	 	1	 		 		 		 		 		 		 	
	10/10/07	 	54	 	07DT006842	 	T000066530	 	1	 	1	 		 		 		 		 		 		 	
	10/17/07	 	54	 	07DT006912	 	T000066536	 	1	 	1	 		 		 		 		 		 		 	

  

 SCHEDULE 2 
  

																									
	 DATE OF
TICKET
	 	INSPECTOR	 	DOCKET
NUMBER	 	TICKET
NUMBER	 	10-28-40
(Building
upon
Public
Ways)	 	10-20-605
(Barricade of
Street
Openings and
Obstructions).	 	10-28-070
(Storage
of Goods
on Public
Way)	 	10-20-160
(Tearing
Up
Public
Ways)	 	10-8-360
(Injury to
Public
Sidewalk
or
Driveway)	 	10-20-155
(Pavement
Restoration)	 	10-28-281.2
(Prohibited
uses of
traffic and
curb lanes)	 	10-28-281.5
(Obstruction
of Public
Place)	 	10-20-150
(Permit -
Fees -
Issuance)
	10/17/07	 	54	 	07DT006911	 	T000066537	 	1	 		 		 		 		 		 		 		 	
	10/18/07	 	54	 	07DT006913	 	T000066538	 	1	 	1	 		 		 		 		 		 		 	
	08/13/07	 	66	 	07DT005447	 	T000066874	 	1	 		 		 		 		 		 		 		 	
	07/18/07	 	75	 	07DT004481	 	T000066884	 	1	 	1	 		 		 		 		 		 		 	
	09/06/07	 	66	 	07DT006012	 	T000066963	 	1	 		 		 		 		 		 		 		 	
	09/19/07	 	54	 	07DT006281	 	T000066982	 	1	 	1	 		 		 		 		 		 		 	
	09/19/07	 	54	 	07DT006282	 	T000066992	 	1	 	1	 		 		 		 		 		 		 	
	09/19/07	 	54	 	07DT006283	 	T000066993	 	1	 		 		 		 		 		 		 		 	
	09/28/07	 	54	 	07DT006649	 	T000066997	 	1	 	1	 		 		 		 		 		 		 	
	09/28/07	 	54	 	07DT006650	 	T000066998	 	1	 		 		 		 		 		 		 		 	
	09/28/07	 	54	 	07DT006651	 	T000066999	 	1	 	1	 		 		 		 		 		 		 	
		 		 		 		 	393	 	313	 	7	 	30	 	5	 	0	 	12	 	29	 	0

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00136-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00136-of-00352.parquet"}]]