Document:

Form of Warrant to Purchase Common Stock

 Exhibit 10.11 
  
 THE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR QUALIFIED UNDER
APPLICABLE STATE SECURITIES LAWS AND HAVE BEEN TAKEN FOR INVESTMENT PURPOSES ONLY AND NOT WITH A VIEW TO OR FOR SALE IN CONNECTION WITH ANY DISTRIBUTION THEREOF. THE SECURITIES MAY NOT BE SOLD OR OTHERWISE TRANSFERRED IN THE ABSENCE OF SUCH
REGISTRATION AND QUALIFICATION WITHOUT, EXCEPT UNDER CERTAIN SPECIFIC LIMITED CIRCUMSTANCES, AN OPINION OF COUNSEL FOR THE HOLDER, CONCURRED IN BY COUNSEL FOR THE COMPANY THAT SUCH REGISTRATION AND QUALIFICATION ARE NOT REQUIRED. 
  
 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
  
 STOCK PURCHASE WARRANT 
  
 THIS CERTIFIES that
                                        
(the “Holder”) is entitled, upon the terms and subject to the conditions hereinafter set forth, at any time on or after the date of this Warrant and on or prior to October _, 2008 (the “Expiration Date”), but not thereafter, to
subscribe for and purchase, from Advanced Analogic Technologies, Inc., a California corporation (the “Company”), the number of whole Shares (as defined below) equal to the quotient obtained by dividing (x) by (y). (x) shall be an amount
equal to $                    , representing certain obligations owed to Holder by the Company as of the date of this Warrant. (y) shall be
equal to the Agreed Purchase Price (as hereinafter defined). “Shares” shall be the shares of the Company’s Common Stock. The “Agreed Purchase Price” shall be $0.397. The aggregate exercise price for the Shares shall be $1.00
(the “Aggregate Exercise Price”). 
  
 1. Exercise of
Warrant. 
  
 (a) Unless earlier terminated under Section 7,
the purchase rights represented by this Warrant are exercisable by the Holder, at any time after the date hereof and before the close of business on the Expiration Date, by the surrender of this Warrant and the Notice of Exercise annexed hereto duly
executed at the principal executive office of the Company (or such other office or agency of the Company as it may designate by notice in writing to the Holder at the address of the Holder appearing on the books of the Company), and upon payment of
the Aggregate Exercise Price of the Shares thereby purchased (by cash or by check or bank draft payable to the order of the Company); whereupon the Holder shall be entitled to receive a certificate for the number of Shares so purchased. The Company
agrees that if at the time of the surrender of this Warrant and purchase of the Shares, the Holder shall be entitled to exercise this Warrant, the Shares so purchased shall be and be deemed to be issued to such Holder as the record owner of such
Shares as of the close of business on the date on which this Warrant shall have been exercised as aforesaid. 
  
 (b) Certificates for Shares purchased hereunder shall be delivered to the Holder within a reasonable time after the date on which this Warrant shall have
been exercised as aforesaid. 
  
 (c) The Company covenants that
all Shares which may be issued upon the exercise of rights represented by this Warrant will, upon exercise of the rights represented by this 

 
Warrant, be fully paid and nonassessable and free from all taxes, liens and charges in respect of the issue thereof (other than taxes in respect of any
transfer occurring contemporaneously with such issue). 
  
 2.
No Fractional Shares or Scrip. No fractional shares or scrip representing fractional shares shall be issued upon the exercise of this Warrant. With respect to any fraction of a share called for upon the exercise of this Warrant, an amount
equal to such fraction multiplied by the then current price at which each Share may be purchased hereunder shall be paid in cash to the Holder. 
  
 3. Charges, Taxes and Expenses. Issuance of certificates for Shares upon the exercise of this Warrant shall be made without charge to the Holder
hereof for any issue or transfer tax or other incidental expense in respect of the issuance of such certificate, all of which taxes and expenses shall be paid by the Company, and such certificates shall be issued in the name of the Holder.

  
 4. No Rights as Shareholders. This Warrant does not
entitle the Holder to any voting rights or other rights as a shareholder of the Company prior to the exercise thereof. 
  
 5. Loss, Theft, Destruction or Mutilation of Warrant. Upon receipt by the Company of evidence reasonably satisfactory to it of the loss, theft,
destruction or mutilation of this Warrant, and in case of loss, theft or destruction, of indemnity or security reasonably satisfactory to it, and upon reimbursement to the Company of all reasonable expenses incidental thereto, and upon surrender and
cancellation of this Warrant, if mutilated, the Company will make and deliver a new Warrant of like tenor and dated as of such cancellation, in lieu of this Warrant. 
  
 6. Saturdays, Sundays, Holidays, etc. If the last or appointed day for the taking of any action or the expiration of
any right required or granted herein shall be a Saturday or a Sunday or shall be a legal holiday, then such action may be taken or such right may be exercised on the next succeeding day not a legal holiday. 
  
 7. Early Termination and Dilution. 
  
 (a) Early Termination on Merger, etc. If at any time the Company
proposes to merge with or into any other corporation, effect a reorganization, or sell or convey all or substantially all of its assets to any other entity in a transaction in which the shareholders of the Company immediately before the transaction
own immediately after the transaction less than a majority of the outstanding voting securities of the surviving entity (or its parent), then the Company shall give the Holder ten (10) days notice of the proposed effective date of the transaction
and, if the Warrant has not been exercised by the effective date of the transaction, the Warrant shall terminate. 
  
 (b) Reclassification, etc. If the Company, at any time while this Warrant, or any portion hereof, remains outstanding and unexpired by
reclassification of securities or otherwise, shall change any of the securities as to which purchase rights under this Warrant exist into the same or a different number or securities or any other class or classes, this Warrant shall thereafter
represent the right to acquire such number and kind of securities as would have been issuable as the result of such change with respect to the securities that were subject to the purchase rights under this Warrant immediately prior to such
reclassification or other change and the Aggregate Exercise Price therefor shall be appropriately adjusted, all subject to further adjustment as provided in this Section. 
  

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 (c) Split, Subdivision or Combination of Shares. If the Company at any time while this Warrant, or
any portion hereof, remains outstanding and unexpired shall split, subdivide or combine the securities as to which purchase rights under this Warrant exist, into a different number of securities of the same class, the Aggregate Exercise Price for
such securities shall be proportionately decreased in the case of a split or subdivision or proportionately increased in the case of combination, in both cases by the ratio which the total number of such securities to be outstanding immediately
after such event bears to the total number of such securities outstanding immediately prior to such event. 
  
 (d) Cash Distributions. No adjustment on account of cash dividends or interest on the Shares or other securities purchasable hereunder will be made
to the Aggregate Exercise Price under this Warrant. 
  
 8.
Representations and Warranties by the Holder. The Holder represents and warrants to the Company as follows: 
  
 (a) This Warrant and the Shares issuable upon exercise thereof are being acquired for its own account, for investment and not with a view to, or for
resale in connection with, any distribution or public offering thereof within the meaning of the Securities Act of 1933, as amended (the “Act”). Upon exercise of this Warrant, the Holder shall, if so requested by the Company, confirm in
writing, in a form satisfactory to the Company, that the securities issuable upon exercise of this Warrant are being acquired for investment and not with a view toward distribution or resale. 
  
 (b) The Holder understands that the Warrant and the Shares have not been
registered under the Act by reason of their issuance in a transaction exempt from the registration and prospectus delivery requirements of the Act pursuant to Section 4(2) thereof, and that they must be held by the Holder indefinitely, and that the
Holder must therefore bear the economic risk of such investment indefinitely, unless a subsequent disposition thereof is registered under the Act or is exempted from such registration. The Holder further understands that the Shares have not been
qualified under the California Securities Law of 1968 (the “California Law”) by reason of their issuance in a transaction exempt from the qualification requirements of the California Law pursuant to Section 25102(f) thereof, which
exemption depends upon, among other things, the bona fide nature of the Holder’s investment intent expressed above. 
  
 (c) The Holder has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase
of this Warrant and the Shares purchasable pursuant to the terms of this Warrant and of protecting its interests in connection therewith. 
  
 (d) The Holder is able to bear the economic risk of the purchase of the Shares pursuant to the terms of this Warrant. 
  

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 9. Restrictive Legend. The Shares (unless registered under the Act) shall be stamped or imprinted
with a legend in substantially the following form: 
  
 THE SHARES
REPRESENTED BY THIS CERTIFICATE HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF, AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. SUCH SHARES MAY NOT BE SOLD
OR TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN EXEMPTION THEREFROM UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS. COPIES OF THE AGREEMENT COVERING THE PURCHASE OF THESE SHARES AND RESTRICTING THEIR TRANSFER MAY BE OBTAINED AT NO
COST BY WRITTEN REQUEST MADE BY THE HOLDER OF RECORD OF THIS CERTIFICATE TO THE SECRETARY OF THE COMPANY AT THE PRINCIPAL EXECUTIVE OFFICES OF THE COMPANY. 
  
 10. “Market Stand-Off” Agreement. Holder hereby agrees that, during the period of duration specified by the Company and an underwriter of
common stock or other securities of the Company, following the effective date of a registration statement of the Company filed under the Act, it shall not, to the extent requested by the Company and such underwriter, directly or indirectly sell,
offer to sell, contract to sell (including, without limitation, any short sale), grant any option to purchase or otherwise transfer or dispose of (other than to donees who agree to be similarly bound) any securities of the Company held by it at any
time during such period except common stock included in such registration. 
  
 11. Miscellaneous. 
  
 (a)
Issue Date. The provisions of this Warrant shall be construed and shall be given effect in all respect as if it had been issued and delivered by the Company on the date set forth below. This Warrant shall constitute a contract under the laws
of the State of California and for all purposes shall be construed in accordance with and governed by the laws of said state. 
  
 (b) Waivers and Amendments. This Warrant and any provisions hereof may be changed, waived, discharged or terminated only by an instrument in
writing signed by the party against which enforcement of the same is sought. This Warrant shall be binding upon any successors or assigns of the Company. 
  
 (c) Assignment and Transferability. This Warrant may be assigned or transferred by the Holder only with the prior written approval of the Company.

  
 (d) Notices. All notices and other communications
required or permitted hereunder shall be in writing, shall be effective when given, and shall in any event be deemed to be given upon receipt or, if earlier, (a) five (5) days after deposit with the U.S. Postal Service or other applicable postal
service, if delivered by first class mail, postage prepaid, (b) upon delivery, if delivered by hand, (c) one business day after the business day of deposit with Federal Express or similar overnight courier, freight prepaid or (d) one business day
after the business day of facsimile transmission, if delivered by facsimile transmission with copy by first class mail, postage prepaid, 

  

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and shall be addressed (i) if to the Holder, at the Holder’s address as set forth in the records of the Company, and (ii) if to the Company at 830 E.
Arques Avenue, Sunnyvale, CA 94085, or at such other address as a party may designate by ten (10) days advance written notice to the other party pursuant to the provisions above. 
  

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 IN WITNESS WHEREOF, the Company has caused this Warrant to be executed by its officers thereunto duly
authorized. 
  
 Dated:                    , 200   
  

	
	ADVANCED ANALOGIC TECHNOLOGIES, INC.
	
	  

	(Signature)
	
	  

	(Print Name)
	
	  

	(Title)

  

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 NOTICE OF EXERCISE 
  

			
	TO:	 	Advanced Analogic Technologies Inc
	 	 	830 E. Arques Ave
	 	 	Sunnyvale, CA 94085
	 	 	Attn: Secretary

  
 1. The undersigned
hereby elects to purchase                      shares of the
                     (the “Shares”) of Advanced Analogic Technologies, Inc. pursuant to the terms of the attached Warrant, and
tenders herewith payment of the purchase price in full, together with all applicable transfer taxes, if any. 
  
 2. Please issue a certificate or certificates representing the Shares in the name of the undersigned or in such other name as is specified below:

  

	
	  

	(Print Name)
	
	  

	(Address)
	
	  

	(Address)

  
 3. The undersigned
confirms that the Shares are being acquired for the account of the undersigned for investment only and not with a view to, or for resale in connection with, the distribution thereof and that the undersigned has no present intention of distributing
or selling the Shares. 
  

			
	  

	 	  

	(Date)	 	(Signature)
		
	 	 	  

	 	 	(Print Name)Amended and Restated Investors' Rights Agreement dated 10/27/03

 Exhibit 10.13 
  
 ADVANCED ANALOGIC TECHNOLOGIES INCORPORATED 
  
 AMENDED AND RESTATED 
  
 INVESTORS’ RIGHTS AGREEMENT 
  
 First Closing: October 27, 2003 
 Second Closing: November 19, 2003 
 Third Closing: December 18, 2003 
 Fourth Closing: December 24, 2003 
 Fifth Closing: May 7, 2004 

 TABLE OF CONTENTS 
  

					
	 	  	 	  	Page

	 Section 1.
	  	Registration Rights	  	2
			
	 1.1
	  	Definitions	  	2
	 1.2
	  	Request for Registration	  	3
	 1.3
	  	Company Registration	  	4
	 1.4
	  	Form S-3 Registration	  	5
	 1.5
	  	Obligations of the Company	  	6
	 1.6
	  	Furnish Information	  	7
	 1.7
	  	Expenses of Company Registration	  	7
	 1.8
	  	Underwriting Requirements	  	7
	 1.9
	  	Delay of Registration	  	8
	 1.10
	  	Indemnification	  	8
	 1.11
	  	Reports Under Securities Exchange Act of 1934	  	10
	 1.12
	  	Assignment of Registration Rights	  	11
	 1.13
	  	“Market Stand-Off” Agreement	  	11
	 1.14
	  	Termination of Registration Rights	  	11
			
	 Section 2.
	  	Additional Rights	  	12
			
	 2.1
	  	Participation Rights	  	12
	 2.2
	  	Delivery of Financial Statements	  	13
	 2.3
	  	Inspection	  	14
	 2.4
	  	Termination of Information and Inspection Covenants	  	14
			
	 Section 3.
	  	Limitations on Disposition.	  	14
			
	 Section 4.
	  	Miscellaneous	  	15
			
	 4.1
	  	Assignment	  	15
	 4.2
	  	Third Parties	  	15
	 4.3
	  	Governing Law	  	15
	 4.4
	  	Recitals.	  	15
	 4.5
	  	Counterparts	  	15
	 4.6
	  	Notices	  	15
	 4.7
	  	Severability	  	16
	 4.8
	  	Amendment and Waiver	  	16
	 4.9
	  	Effect of Amendment or Waiver	  	16
	 4.10
	  	Rights of Holders	  	16
	 4.11
	  	Delays or Omissions	  	16
	 4.12
	  	Attorney’s Fees	  	17

  

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 ADVANCED ANALOGIC
TECHNOLOGIES INCORPORATED 
 AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT 
  
 THIS AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT (the
“Agreement”) is made and entered into as of October 27, 2003, by and among Advanced Analogic Technologies Incorporated, a California corporation (the “Company”) and the persons and entities identified on Exhibit A attached
hereto (each a “Holder” and collectively, the “Holders”). This Agreement supersedes and replaces the Company’s Amended and Restated Investors’ Rights Agreement dated as of October 27, 2000 (the “Prior
Agreement”). 
  
 RECITALS 
  
 WHEREAS, the Company and certain of the Holders have entered into a Series A
Preferred Stock Purchase Agreement dated December 26, 1997 (the “Series A Purchase Agreement”), pursuant to which the Company sold, and such Holders acquired, shares of the Company’s Series A Preferred Stock (the “Series A
Shares”); 
  
 WHEREAS, the Company and certain of the Holders
have entered into a Series B Preferred Stock Purchase Agreement dated December 31, 1997 (the “Series B Purchase Agreement”), pursuant to which the Company sold, and such Holders acquired, shares of the Company’s Series B Preferred
Stock (the “Series B Shares”); 
  
 WHEREAS, the Company
and certain of the Holders have entered into a Series C Preferred Stock Purchase Agreements dated August 6, 1999, September 17, 1999, February 2, 2000 and February 15, 2000 (the “Series C Purchase Agreements”), pursuant to which the
Company sold, and such Holders acquired, shares of the Companies Series C Preferred Stock (the “Series C Shares”); 
  
 WHEREAS, the Company and certain of the Holders have entered into a Series D Preferred Stock Purchase Agreement dated October 27, 2000, as amended (the
“Series D Purchase Agreement”), pursuant to which the Company sold, and such Holders acquired, shares of the Companies Series D Preferred Stock (the “Series D Shares”); 
  
 WHEREAS, the Company and certain of the Holders are entering into a Series E
Preferred Stock Purchase Agreement of even date herewith and as may be subsequently amended (the “Series E Purchase Agreement”), pursuant to which the Company shall sell, and such Holders shall acquire, shares of the Company’s Series
E Preferred Stock (the “Series E Shares”); 
  
 WHEREAS,
the Holders of the Series A Shares, Series B Shares, Series C Shares and the Series D Shares (collectively, the “Existing Investors”) are holders of at least fifty percent (50%) of the Company’s Registrable Securities (as defined in
the Prior Agreement), and desire to terminate the Prior Agreement and to accept the rights created pursuant to this Agreement in lieu of the rights granted to them under the Prior Agreement; 
  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 WHEREAS, the Company wishes to grant the Holders who previously acquired Series A Shares, Series B
Shares, Series C Shares, Series D Shares and the Holders who acquire Series E Shares the rights provided herein. 
  
 NOW, THEREFORE, in consideration of the mutual promises and covenants hereinafter set forth, the parties agree as follows: 
  
 Section 1. Registration Rights. 
  
 1.1 Definitions. As used in this Agreement: 
  
 (a) The terms “register,” “registered,” and
“registration” refer to a registration effected by preparing and filing a registration statement in compliance with the Securities Act of 1933, as amended (the “Securities Act”) and the subsequent declaration or ordering of the
effectiveness of such registration statement. 
  
 (b) The term
“Registrable Securities” means: 
  
 (i) the shares of
Common Stock issuable or issued upon conversion of the Series A Shares; 
  
 (ii) the shares of Common Stock issuable or issued upon conversion of the Series B Shares; 
  
 (iii) the shares of Common Stock issuable or issued upon conversion of the Series C Shares; 
  
 (iv) the shares of Common Stock issuable or issued upon conversion of the Series D Shares, including any shares issued upon
conversion of the Series D Shares or upon the exercise of warrants to purchase up to 597,291 Series D Shares; 
  
 (v) the shares of Common Stock issuable or issued upon conversion of the Series E Shares or upon exercise of warrants to purchase up to 83,905 Series E
Shares; 
  
 (vi) any other shares of Common Stock of the Company
issued as (or issuable upon the conversion or exercise of any warrant, right or other security which is issued as) a dividend or other distribution with respect to, or in exchange for or in replacement of, the Registrable Securities, excluding in
all cases, however, any Registrable Securities sold by a person in a transaction in which his or her rights under this Agreement are not assigned; 
  
 provided, however, that Common Stock or other securities shall only be treated as Registrable Securities if and so long as they have not been (A) sold to or
through a broker or dealer or underwriter in a public distribution or a public securities transaction, or (B) sold in a transaction exempt from the registration and prospectus delivery requirements of the Securities Act under Section 4(l) thereof so
that all transfer restrictions, and restrictive legends with respect thereto, if any, are removed upon the consummation of such sale. 
  

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 (c) The number of shares of “Registrable Securities then outstanding” shall be determined by
the number of shares of Common Stock outstanding which are, and the number of shares of Common Stock issuable pursuant to then exercisable or convertible securities which are, Registrable Securities. 
  
 (d) The term “Holder” means any holder of outstanding Registrable
Securities who acquired such Registrable Securities in a transaction or series of transactions not involving any registered public offering. 
  
 (e) The term “Form S-3” means such form under the Securities Act as in effect on the date hereof or any registration form under the Securities
Act subsequently adopted by the Securities and Exchange Commission (“SEC”) which permits inclusion or incorporation of substantial information by reference to other documents filed by the Company with the SEC. 
  
 (f) The term “Qualified IPO” means a firm commitment underwritten
public offering by the Company of shares of its Common Stock pursuant to a registration statement on Form S-1 under the Securities Act. 
  
 1.2 Request for Registration. 
  
 (a) If the Company shall receive at any time after the earlier of (i)     , 2006, or (ii) six (6) months after the effective
date of the first registration statement for a public offering of securities of the Company (other than a registration statement relating either to the sale of securities to employees of the Company pursuant to a stock option, stock purchase or
similar plan or an SEC Rule 145 transaction), a written request from the Holders of a majority of the Registrable Securities then outstanding that the Company file a registration statement under the Securities Act with respect to all or part of
their Registrable Securities the aggregate gross proceeds of which (after deduction for underwriter’s discounts and expenses related to the issuance) would equal or exceed $7,500,000, then the Company shall, within ten (10) days of the receipt
thereof, give written notice of such request to all Holders and shall, subject to the limitations of subsection 1.2(b), use its best efforts to effect as soon as practicable, and in any event within 60 days of the receipt of such request, the
registration under the Securities Act of all Registrable Securities which the Holders request to be registered within twenty (20) days of the mailing of such notice by the Company in accordance with Section 3.5. 
  
 (b) If the Holders initiating the registration request hereunder
(“Initiating Holders”) intend to distribute the Registrable Securities covered by their request by means of an underwriting, they shall so advise the Company as a part of their request made pursuant to this Section 1.2 and the
Company shall include such information in the written notice referred to in subsection 1.2(a). The underwriter will be selected by a majority in interest of the Initiating Holders and shall be reasonably acceptable to the Company. In such event, the
right of any Holder to include his Registrable Securities in such registration shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s Registrable 

  

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Securities in the underwriting (unless otherwise mutually agreed by a majority in interest of the Initiating Holders and such Holder) to the extent provided
herein. All Holders proposing to distribute their securities through such underwriting shall (together with the Company as provided in subsection 1.5(e)) enter into an underwriting agreement in customary form with the underwriter or underwriters
selected for such underwriting. Notwithstanding any other provision of this Section 1.2, if the underwriter advises the Initiating Holders in writing that marketing factors require a limitation of the number of shares to be underwritten, then the
Initiating Holders shall so advise all Holders of Registrable Securities which would otherwise be underwritten pursuant hereto, and the number of shares of Registrable Securities that may be included in the underwriting shall be allocated among all
Holders thereof, including the Initiating Holders, in proportion (as nearly as practicable) to the amount of Registrable Securities of the Company owned by each Holder; provided, however, that the number of shares of Registrable
Securities to be included in such underwriting shall not be reduced unless all other securities are first entirely excluded from the underwriting. 
  
 (c) Notwithstanding the foregoing, if the Company shall furnish to Holders requesting a registration statement pursuant to this Section 1.2, a
certificate signed by the President of the Company stating that in the good faith judgment of the Board of Directors of the Company, it would be seriously detrimental to the Company and its shareholders for such registration statement to be filed
and it is therefore essential to defer the filing of such registration statement, the Company shall have the right to defer such filing for a period of not more than 120 days after receipt of the request of the Initiating Holders; provided,
however, that the Company may not utilize this right more than once in any twelve-month period. 
  
 (d) In addition, the Company shall not be obligated to effect, or to take any action to effect, any registration pursuant to this Section 1.2:

  
 (i) After the Company has effected two (2) registrations
pursuant to this Section 1.2 and such registrations have been declared or ordered effective; 
  
 (ii) During the period starting with the date ninety (90) days prior to the Company’s good faith estimate of the date of filing of, and ending on a date one hundred eighty (180) days after the effective date of
any registration statement; provided that the Company is actively employing in good faith all reasonable efforts to cause such registration statement to become effective; or 
  
 (iii) If the Initiating Holders propose to dispose of shares of Registrable Securities that may be immediately registered
on Form S-3 pursuant to a request made pursuant to Section 1.4 below. 
  
 1.3 Company Registration. If (but without any obligation to do so) the Company proposes to register (including for this purpose a registration effected by the Company for shareholders other than the Holders) any of its Common Stock
or other securities under the Securities Act in connection with the public offering of such securities solely for cash (other than a registration relating either to the sale of securities to participants in a Company stock option, stock purchase or
similar plan or to a SEC Rule 145 transaction, or a registration on any form which does not include substantially the same information as would be required to be included in 

  

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a registration statement covering the sale of the Registrable Securities), the Company shall, at such time, promptly give each Holder written notice of such
registration. Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 3.5, the Company shall, subject to the provisions of Sections 1.6 and 1.8, use its best
efforts to cause to be registered under the Securities Act all of the Registrable Securities that each such Holder has requested to be registered. 
  
 1.4 Form S-3 Registration. In case the Company shall receive from any Holder or Holders of not less than ten percent (10%) of the Registrable
Securities then outstanding a written request or requests that the Company effect a registration on Form S-3 and any related qualification or compliance with respect to all or a part of the Registrable Securities owned by such Holder or Holders, the
Company will: 
  
 (a) promptly give written notice of the
proposed registration, and any related qualification or compliance, to all other Holders; and 
  
 (b) as soon as practicable, effect such registration and all such qualifications and compliances as may be so requested and as would permit or facilitate the sale and distribution of all or such portion of such
Holder’s or Holders’ Registrable Securities as are specified in such request, together with all or such portion of the Registrable Securities of any other Holder or Holders joining in such request as are specified in a written request
given within 15 days after receipt of such written notice from the Company; provided, however, that the Company shall not be obligated to effect any such registration, qualification or compliance, pursuant to this Section 1.4: (i) if
Form S-3 is not available for such offering by the Holders; (ii) if the Holders, together with the holders of any other securities of the Company entitled to inclusion in such registration, propose to sell Registrable Securities and such other
securities (if any) at an aggregate price to the public (net of any underwriters’ discounts or commissions) of less than $1,000,000; (iii) if the Company shall furnish to the Holders a certificate signed by the President of the Company stating
that in the good faith judgment of the Board of Directors of the Company, it would be seriously detrimental to the Company and its shareholders for such Form S-3 Registration to be effected at such time, in which event the Company shall have the
right to defer the filing of the Form S-3 registration statement for a period of not more than 120 days after receipt of the request of the Holder or Holders under this Section 1.4; provided, however that the Company shall not utilize
this right more than once in any twelve month period; (iv) if the Company has, within the twelve (12) month period preceding the date of such request, already effected two registrations on Form S-3 for the Holders pursuant to this Section 1.4; (v)
in any particular jurisdiction in which the Company would be required to qualify to do business or to execute a general consent to service of process in effecting such registration, qualification or compliance; or (vi) in circumstances described in
Section 1.2(d)(ii) hereof. 
  
 (c) Subject to the foregoing, the
Company shall file a registration statement covering the Registrable Securities and other securities so requested to be registered as soon as practicable after receipt of the request or requests of the Holders. Registrations effected pursuant to
this Section 1.4 shall not be counted as demands for registration or registrations effected pursuant to Sections 1.2 or 1.3, respectively. 
  

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 1.5 Obligations of the Company. Whenever required under this Section 1 to effect the registration
of any Registrable Securities, the Company shall, as expeditiously as reasonably possible: 
  
 (a) Prepare and file with the SEC a registration statement with respect to such Registrable Securities and use its best efforts to cause such registration statement to become effective, and, upon the request of the
Holders of a majority of the Registrable Securities registered thereunder, keep such registration statement effective for up to one hundred twenty (120) days. 
  

(b) Prepare and file with the SEC such amendments and supplements to such registration statement and the prospectus used in connection with such
registration statement as may be necessary to comply with the provisions of the Securities Act with respect to the disposition of all securities covered by such registration statement. 
  
 (c) Furnish to the Holders such numbers of copies of a prospectus, including a preliminary prospectus, in conformity with
the requirements of the Securities Act, and such other documents as they may reasonably request in order to facilitate the disposition of Registrable Securities owned by them. 
  
 (d) Use its best efforts to register and qualify the securities covered by such registration statement under such other
securities or Blue Sky laws of such jurisdictions as shall be reasonably requested by the Holders, provided that the Company shall not be required in connection therewith or as a condition thereto to qualify to do business or to file a general
consent to service of process in any such states or jurisdictions. 
  
 (e) In the event of any underwritten public offering, enter into and perform its obligations under an underwriting agreement, in usual and customary form, with the managing underwriter of such offering. Each Holder participating in such
underwriting shall also enter into and perform its obligations under such an agreement. 
  
 (f) Notify each Holder of Registrable Securities covered by such registration statement at any time when a prospectus relating thereto is required to be delivered under the Securities Act of the happening of any event
as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements
therein not misleading in the light of the circumstances then existing. 
  
 (g) Furnish, at the request of any Holder requesting registration of Registrable Securities pursuant to this Section 1, on the date that such Registrable Securities are delivered to the underwriters for sale in
connection with a registration pursuant to this Section 1, if such securities are being sold through underwriters, or, if such securities are not being sold through underwriters, on the date that the registration statement with respect to such
securities becomes effective, (i) an opinion, dated such date, of the counsel representing the Company for the purposes of such registration, in form and substance as is customarily given to underwriters in an underwritten public offering, addressed
to the underwriters, if any, and to the Holders requesting registration of Registrable Securities and (ii) a letter dated such date, from the 

  

 -6- 

 
independent certified public accountants of the Company, in form and substance as is customarily given by independent certified public accountants to
underwriters in an underwritten public offering, addressed to the underwriters, if any, and to the Holders requesting registration of Registrable Securities. 
  
 1.6 Furnish Information. It shall be a condition precedent to the obligations of the Company to take any action pursuant to this Section 1 with
respect to the Registrable Securities of any selling Holder that such Holder shall furnish to the Company such information regarding itself, the Registrable Securities held by it, and the intended method of disposition of such securities as shall be
required to effect the registration of such Holder’s Registrable Securities. 
  
 1.7 Expenses of Company Registration. 
  
 (a) All expenses other than underwriting discounts and commissions and stock transfer taxes incurred in connection with registrations, filings or qualifications pursuant to Sections 1.2, 1.3 and 1.4 including (without
limitation) all registration, filing and qualification fees, printers’ and accounting fees, fees and disbursements of counsel for the Company, and the reasonable fees and disbursements of one counsel for the selling Holders selected by them
with the approval of the Company, which approval shall not be unreasonably withheld, shall be borne by the Company; provided, however that the Company shall not be required to pay for any expenses of any registration proceeding begun
pursuant to Section 1.2 if the registration request is subsequently withdrawn at the request of the Holders of a majority of the Registrable Securities to be registered (in which case all participating Holders shall bear such expenses), unless the
Holders of a majority of the Registrable Securities agree to forfeit their right to one demand registration pursuant to Section 1.2 All underwriting discounts, selling commissions and stock transfer taxes applicable to the sale of Registrable
Securities and fees and disbursements of any other counsel for any Holder not otherwise provided for herein, shall be borne by the holders of securities included in such registration pro rata among each other on the basis of the number of
Registrable Securities so registered. 
  
 1.8 Underwriting
Requirements. In connection with any offering involving an underwriting of shares of the Company’s capital stock, the Company shall not be required under Section 1.3 to include any of the Holders’ securities in such underwriting unless
they accept the terms of the underwriting as agreed upon between the Company and the underwriters selected by the Company (or by other persons entitled to select the underwriters), and then only in such quantity as the underwriters determine in
their sole discretion will not jeopardize the success of the offering by the Company. If the total amount of securities, including Registrable Securities, requested by shareholders to be included in such offering exceeds the amount of securities
sold other than by the Company that the underwriters determine in their sole discretion is compatible with the success of the offering, then the Company shall be required to include in the offering only that number of such securities, including
Registrable Securities, which the underwriters determine in their sole discretion will not jeopardize the success of the offering (the securities so included to be apportioned pro rata among the selling shareholders according to the total amount of
securities entitled to be included therein owned by each selling shareholder or in such other proportions as shall mutually be agreed to by such selling shareholders) but in no event shall (i) any shares being sold by a shareholder exercising a
demand registration right similar to that 
  

 -7- 

 
granted in Section 1.2 be excluded from such offering, (ii) the amount of securities of the selling Holders included in the offering be reduced below thirty
percent (30%) of the total amount of securities included in such offering, unless such offering is the initial public offering of the Company’s securities, in which case, except as provided in subsection (i) the selling shareholders may be
excluded if the underwriters make the determination described above and no other shareholder’s securities are included. For purposes of the preceding parenthetical concerning apportionment, for any selling shareholder which is a holder of
Registrable Securities and which is a partnership or corporation, the partners, retired partners and shareholders of such holder, or the estates and family members of any such partners and retired partners and any trusts for the benefit of any of
the foregoing persons shall be deemed to be a single “selling shareholder,” and any pro-rata reduction with respect to such “selling shareholder” shall be based upon the aggregate amount of shares carrying registration
rights owned by all entities and individuals included in such “selling shareholder,” as defined in this sentence. 
  
 1.9 Delay of Registration. No Holder shall have any right to obtain or seek an injunction restraining or otherwise delaying any such registration
as the result of any controversy that might arise with respect to the interpretation or implementation of this Section 1. 
  
 1.10 Indemnification. In the event any Registrable Securities are included in a registration statement under this Section 1: 
  
 (a) To the extent permitted by law, the Company will indemnify and hold
harmless each Holder, any underwriter (as defined in the Securities Act) for such Holder (the “Underwriter”) and each person, if any, who controls such Holder or Underwriter within the meaning of the Securities Act or the Securities
Exchange Act of 1934, as amended (the “1934 Act”), against any losses, claims, damages, or liabilities (joint or several) to which they may become subject under the Securities Act, the 1934 Act or other federal or state law, insofar as
such losses, claims, damages, or liabilities (or actions in respect thereof) arise out of or are based upon any of the following statements, omissions or violations (collectively a “Violation”): (i) any untrue statement or alleged untrue
statement of a material fact contained in such registration statement, including any preliminary prospectus or final prospectus contained therein or any amendments or supplements thereto, (ii) the omission or alleged omission to state therein a
material fact required to be stated therein, or necessary to make the statements therein not misleading, or (iii) any violation or alleged violation by the Company of the Securities Act, the 1934 Act, any state securities law or any rule or
regulation promulgated under the Securities Act, the 1934 Act or any state securities law; and the Company will pay as incurred to each such Holder, Underwriter or controlling person, any legal or other expenses reasonably incurred by them in
connection with investigating or defending any such loss, claim, damage, liability, or action; and provided that the Company will not be liable in any such case to the extent that any such loss, claim, damage, liability, or action arises out of or
is based on any untrue statement or omission based upon written information (A) furnished to the Company by such Holder any of such Holder’s officers, directors, partners, legal counsel or accountants, any person controlling such Holder, the
Underwriter or any person who controls any the Underwriter, and (B) such written information is stated to be specifically for in such registration statement, including any preliminary prospectus or final prospectus contained therein or any
amendments or supplements thereto; and provided further that the indemnity agreement contained in this subsection 1.10(a) shall not apply to amounts paid in settlement of any such loss, claim, damage, liability, or action 

  

 -8- 

 
if such settlement is effected without the consent of the Company (which consent shall not be unreasonably withheld), nor shall the Company be liable in any
such case to a Holder, underwriter or controlling person for any such loss, claim, damage, liability, or action to the extent that it arises out of or is based upon a Violation which occurs in reliance upon and in conformity with written information
furnished expressly for use in connection with such registration by such Holder, underwriter or controlling person. 
  
 (b) To the extent permitted by law, each selling Holder will, if Registrable Securities held by such Holder are included in the securities as to which
such registration qualifications or compliance is being effected, indemnify and hold harmless the Company, each of its directors, each of its officers who has signed the registration statement, each person, if any, who controls the Company within
the meaning of the Securities Act, any underwriter, any other Holder selling securities in such registration statement and any controlling person of any such underwriter or other Holder, against any losses, claims, damages, or liabilities (joint or
several) to which any of the foregoing persons may become subject, under the Securities Act, the 1934 Act or other federal or state law, insofar as such losses, claims, damages, or liabilities (or actions in respect thereto) arise out of or are
based upon any Violation, in each case to the extent (and only to the extent) that such Violation occurs in reliance upon and in conformity with written information furnished by such Holder expressly for use in connection with such registration; and
each such Holder will pay, as incurred, any legal or other expenses reasonably incurred by any person intended to be indemnified pursuant to this subsection 1.10(b), in connection with investigating or defending any such loss, claim, damage,
liability, or action; provided, however, that the indemnity agreement contained in this subsection 1.10(b) shall not apply to amounts paid in settlement of any such loss, claim, damage, liability or action if such settlement is effected without the
consent of the Holder, which consent shall not be unreasonably withheld; provided that in no event shall any indemnity under this subsection 1.10(b) exceed the net proceeds from the offering received by such Holder. 
  
 (c) Promptly after receipt by an indemnified party under this Section 1.10
of notice of the commencement of any action (including any governmental action), such indemnified party will, if a claim in respect thereof is to be made against any indemnifying party under this Section 1.10, deliver to the indemnifying party a
written notice of the commencement thereof and the indemnifying party shall have the right to participate in, and, to the extent the indemnifying party so desires, jointly with any other indemnifying party similarly noticed, to assume the defense
thereof with counsel mutually satisfactory to the parties; provided, however, that an indemnified party shall have the right to retain its own counsel, with the fees and expenses to be paid by the indemnifying party, if representation of such
indemnified party by the counsel retained by the indemnifying party would be inappropriate due to actual or potential differing interests between such indemnified party and any other party represented by such counsel in such proceeding. The failure
to deliver written notice to the indemnifying party within a reasonable time of the commencement of any such action, if materially prejudicial to its ability to defend such action, shall relieve such indemnifying party of any liability to the
indemnified party under this Section 1.10, but the omission so to deliver written notice to the indemnifying party will not relieve it of any liability that it may have to any indemnified party otherwise than under this Section 1.10. 
  

 -9- 

 (d) If the indemnification provided for in this Section 1.10 is held by a court of competent
jurisdiction to be unavailable to an indemnified party with respect to any loss, liability, claim, damage, or expense referred to therein, then the indemnifying party, in lieu of indemnifying such indemnified party hereunder, shall contribute to the
amount paid or payable by such indemnified party as a result of such loss, liability, claim, damage, or expense in such proportion as is appropriate to reflect the relative fault of the indemnifying party on the one hand and of the indemnified party
on the other in connection with the statements or omissions that resulted in such loss, liability, claim, damage, or expense as well as any other relevant equitable considerations. The relative fault of the indemnifying party and of the indemnified
party shall be determined by reference to, among other things, whether the untrue or alleged untrue statement of a material fact or the omission to state a material fact relates to information supplied by the indemnifying party or by the indemnified
party and the parties’ relative intent, knowledge, access to information, and opportunity to correct or prevent such statement or omission; provided however, in no event shall any contribution by any Holder exceed the net proceeds from the
offering received by such Holder. 
  
 (e) Notwithstanding the
foregoing, to the extent that the provisions on indemnification and contribution contained in the underwriting agreement entered into in connection with the underwritten public offering are in conflict with the foregoing provisions, the provisions
in the underwriting agreement shall control. 
  
 (f) The
obligations of the Company and Holders under this Section 1.10 shall survive the completion of any offering of Registrable Securities in a registration statement under this Section 1, and otherwise. 
  
 1.11 Reports Under Securities Exchange Act of 1934. With a view to
making available to the Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Holder to sell securities of the Company to the public without registration or
pursuant to a registration on Form S-3, the Company agrees to: 
  
 (a) make and keep public information available, as those terms are understood and defined in SEC Rule 144, at all times after ninety (90) days after the effective date of the first registration statement filed by the Company for the
offering of its securities to the general public; 
  
 (b) take
such action, including the voluntary registration of its Common Stock under Section 12 of the 1934 Act, as is necessary to enable the Holders to utilize Form S-3 for the sale of their Registrable Securities, such action to be taken as soon as
practicable after the end of the fiscal year in which the first registration statement filed by the Company for the offering of its securities to the general public is declared effective; 
  
 (c) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act
and the 1934 Act; and 
  
 (d) furnish to any Holder, so long as
the Holder owns any Registrable Securities, forthwith upon written request (i) a written statement by the Company that it has 

  

 -10- 

 
complied with the reporting requirements of SEC Rule 144 (at any time after ninety (90) days after the effective date of the first registration statement
filed by the Company), the Securities Act and the 1934 Act (at any time after it has become subject to such reporting requirements), or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any time after it so
qualifies), (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested in availing any Holder of any rule or
regulation of the SEC which permits the selling of any such securities without registration or pursuant to such form. 
  
 1.12 Assignment of Registration Rights. The rights to cause the Company to register Registrable Securities pursuant to this Section 1 may be
transferred or assigned by a Holder to a transferee or assignee of at least 400,000 shares of Registrable Securities; provided the Company is, within a reasonable time after such transfer or assignment, furnished with written notice of the name and
address of such transferee or assignee and the securities with respect to which such registration rights are being assigned; and provided, further, that such assignment shall be effective only if immediately following such transfer the further
disposition of such securities by the transferee or assignee is restricted under the Securities Act. The foregoing share transfer limitation shall not apply, however, to transfers or assignments by a Holder to shareholders, partners or retired
partners of the Holder (including spouses and ancestors, lineal descendants and siblings of such partners or spouses who acquire Registrable Securities by gift, will or intestate succession) or entities affiliated by common control (or other related
entity) with such Holder if all such transferees or assignees agree in writing to appoint a single representative as their attorney in fact for the purpose of receiving any notices and exercising their rights under this Section 1. 
  
 1.13 “Market Stand-Off” Agreement. The Holder hereby agrees
that during the one hundred eighty (180) day period following the effective date of a registration statement of the Company filed under the Securities Act, it shall not sell or otherwise transfer or dispose of (other than to donees who agree to be
similarly bound) any Common Stock of the Company held by it at any time during such period except Common Stock included in such registration; provided, however, that: 
  
 (a) such agreement shall be applicable only to the first such registration statement of the Company which covers Common
Stock (or other securities) to be sold on its behalf to the public in an underwritten offering; and 
  
 (b) all officers and directors of the Company and all holders of at least on percent (1%) of the Company’s outstanding capital stock enter into
similar agreements. 
  
 To enforce the foregoing covenant, the
Company may impose stop-transfer instructions with respect to the Registrable Securities of the Holder (and the shares or securities of every other person subject to the foregoing restriction) until the end of such period. Each Holder agrees to
execute a market stand-off agreement with said underwriters in customary form consistent with the provisions of this Section 1.13. 
  
 1.14 Termination of Registration Rights. No Holder shall be entitled to exercise any right provided for in this Section 1(a) after five (5) years
following the 

  

 -11- 

 
consummation of the Company’s Qualified IPO (other than a registration statement relating either to the sale of securities to employees of the Company
pursuant to a stock option, stock purchase or similar plan or a SEC Rule 145 transaction) or (b) at and after such time following the Company’s initial public offering as such Holder is able to dispose of all of its Registrable Securities under
Rule 144 during any ninety (90) day period. 
  
 Section 2.
Additional Rights. 
  
 2.1 Participation Rights.
Subject to the terms and conditions specified in this Section 3.1, the Company hereby grants to each Holder holding at least 750,000 Series B Shares, each Holder holding Series C Shares, each Holder holding Series D Shares and each Holder holding at
least 400,000 Series E Shares (each as adjusted for stock splits, stock dividends and the like) (each a “Rightholder”), participation rights with respect to future sales by the Company of its New Securities (the “Participation
Rights”)). 
  
 (a) In the event the Company proposes to
issue New Securities, it shall give the Rightholder written notice (the “Notice”) of its intention stating (i) a description of the New Securities it proposes to issue, (ii) the number of shares of New Securities it proposes to offer,
(iii) the price per share at which, and other terms on which, it proposes to offer such New Securities, and (iv) the number of shares that the Rightholder has the right to purchase under this Section 2.1, based on the Rightholder’s Percentage
(as defined in Section 2.1(d)(ii)). 
  
 (b) Within thirty (30)
days after the Notice is given (in accordance with Section 3.5), the Rightholder may elect to purchase, at the price specified in the Notice, up to the number of shares of the New Securities proposed to be issued that the Rightholder has the right
to purchase as specified in the Notice. An election to purchase shall be made in writing and must be given to the Company within such thirty (30) day period (in accordance with Section 3.5). 
  
 (c) The Company shall have ninety (90) days after the last date on which the
Rightholder’s Participation Rights lapsed to enter into an agreement (not including any subsequent closings) to sell the New Securities which the Rightholder did not elect to purchase under this Section 3.1, at or above the price and upon terms
not materially more favorable to the purchasers of such securities than the terms specified in the initial Notice given in connection with such sale. In the event the Company has not entered into an agreement to sell the New Securities within such
ninety (90) day period, the Company shall not thereafter issue or sell any New Securities without first offering such New Securities to the Rightholder in the manner provided in this Section 3.1. 
  
 (d) “New Securities” shall mean any shares of, or securities
convertible into or exercisable for any shares of, any class of the Company’s capital stock; provided that “New Securities” does not include: (i) the Registrable Securities and the Common Stock issuable upon the conversion of the
Registrable Securities and; (ii) securities issued in connection with a bona fide business acquisition of or by the Company, whether by merger, 

  

 -12- 

 
consolidation, sale of assets, sale or exchange of stock or otherwise; (iii) up to 20,878,581 shares, or options to purchase shares, of the Company’s
Common Stock and the shares of Common Stock issuable upon exercise of such options or such greater number of shares or options to purchase shares, of the Company’s Common Stock and the shares of Common Stock issuable upon exercise of such
options approved by the Company’s Board of Directors, issued pursuant to any arrangement approved by the Board of Directors to employees, officers and directors of, or consultants, advisors or other persons performing services for, the Company
(including shares or options issued prior to the date of this Agreement); (iv) shares of the Company’s Common Stock or Preferred Stock of any series issued in connection with any stock split, stock dividend or recapitalization of the Company;
(v) Common Stock issued upon exercise of outstanding warrants, notes, options, convertible securities or other rights to acquire securities of the Company; (vi) capital stock or warrants or options for the purchase of shares of capital stock issued
by the Company to a financial institution in connection with any commercial credit arrangements, equipment financings, or similar transactions; and (vii) securities sold to the public in an offering pursuant to a registration statement filed with
the Securities and Exchange Commission under the Securities Act. 
  
 (e) The applicable “Percentage” for the Rightholder shall be calculated by dividing (i) the total number of shares of Common Stock (including any shares of Common Stock issued upon conversion of Preferred Stock and the exercise of
any option or warrant or other convertible securities) then held by the Rightholder by (ii) the total number of shares of Common Stock outstanding (including any shares of Common Stock issuable upon conversion of or exercise of, as the case may be,
outstanding Preferred Stock, options, warrants or other convertible securities) immediately prior to the issuance of the New Securities. 
  
 (f) The Participation Rights granted under this Section 2.1 shall terminate upon (i) the closing of a Qualified IPO, (ii) as to the Holders holding
Series E Shares, in the event less than 4,000,000 Series E Shares remain outstanding, or (ii) as Holders of Series B Shares, Series C Shares or Series D Shares, in the event that less than thirty percent (30%) of the authorized shares of such
applicable series of Preferred Stock remain outstanding. 
  
 2.2
Delivery of Financial Statements. 
  
 (a) The Company
shall deliver to each Holder so long as it holds at least 400,000 shares of Registrable Securities, as soon as practicable, but in any event within ninety (90) days after the end of each fiscal year of the Company, an income statement for such
fiscal year, a balance sheet of the Company as of the end of such year, and statements of income and cash flows for such year, such year-end financial reports to be in reasonable detail, prepared in accordance with generally accepted accounting
principles (“GAAP”), and audited and certified by independent public accountants of nationally recognized standing selected by the Company. 
  
 (b) The Company shall deliver to each Holder, so long as it holds at least 400,000 shares of Registrable Securities: 
  
 (i) as soon as practicable, but in any event within thirty (30) days after
the end of each fiscal quarter, a balance sheet of the Company as of the end of each such quarterly period, and statements of income and cash flows for such period and for the 

  

 -13- 

 
current fiscal year to date, prepared in accordance with GAAP, subject to changes resulting from normal year-end audit adjustments, all in reasonable detail
and certified by the principal financial or accounting officer of the Company, except that such financial statements need not contain the notes required by GAAP; 
  
 (ii) within twenty (20) days of the end of each month, an unaudited income statement and schedule as to the sources and
application of funds and balance sheet and comparison to budget for and as of the end of such month, in reasonable detail; 
  
 (iii) as soon as practicable, but in any event within thirty (30) days prior to the end of each fiscal year, a budget and business plan for the next
fiscal year, prepared on a monthly basis, including balance sheets and sources and applications of funds statements for such months and, as soon as prepared, any other budgets or revised budgets prepared by the Company; and 
  
 (iv) such other information relating to the financial condition, business,
prospects or corporate affairs of the Company as a Holder holding no less than 400,000 shares of Registrable Securities may from time to time reasonably request; provided, however, that the Company shall not be obligated to provide information which
it deems in good faith to be proprietary. 
  
 2.3
Inspection. The Company shall permit each Holder who holds at least 750,000 shares of Registrable Securities, and, in any event, to each Holder who holds Series C Shares, Series D Shares or at least 400,000 Series E Shares (or Common Stock
issuable upon conversion thereof), at such Holder’s expense, to visit and inspect the Company’s properties, to examine its books of account and records and to discuss the Company’s affairs, finances and accounts with its officers, all
at such reasonable times as may be requested by such Holder; provided, however, that the Company shall not be obligated pursuant to this Section 2.3 to provide access to any information which it considers to be a trade secret or similar confidential
information. 
  
 2.4 Termination of Information and Inspection
Covenants. The covenants set forth in Sections 2.2 and 2.3 shall terminate as to the Holders and be of no further force or effect immediately upon the consummation by the Company of a Qualified IPO. 
  
 Section 3. Limitations on Disposition. Each Holder agrees not to make
any disposition of all or any portion of the Registrable Securities unless and until (i) there is then in effect a registration statement under the Securities Act covering such proposed disposition and such disposition is made in accordance with
such registration statement or (ii) such Holder shall have notified the Company of the proposed disposition and shall have furnished the Company with a detailed statement of the circumstances surrounding the proposed disposition, and if reasonably
requested by the Company, such Holder shall have furnished the Company with an opinion of counsel, reasonably satisfactory to the Company, that such disposition will be exempt from registration under the Securities Act. Notwithstanding the
foregoing, no such registration statement or opinion of counsel shall be necessary for a transfer by such Holder: 
  
 (a) to a fund, partnership, limited liability company or other entity that is affiliated with such transferring Holder; 
  

 -14- 

 (b) to a partner or member (or retired partner or member) of such transferring Holder, or to the estate
of any such partner or member (or retired partner or member); 
  
 (c) to such transferring Holder’s spouse, siblings, lineal descendants or ancestors by gift, will or intestate succession; or 
  
 (d) in compliance with Rule 144(k) (or any successor provision) of the Securities Act so long as the Company is furnished with satisfactory evidence of
compliance with such rule; 
  
 provided, however, that, in the
case of (a), (b) or (c), the transferee agrees in writing to be subject to and bound by the obligations under this Agreement. Each Holder consents to the Company’s making a notation on its records and giving instructions to any transfer agent
for its capital stock to implement the restrictions on transfer established in this Agreement. 
  
 Section 4. Miscellaneous. 
  
 4.1 Assignment. Subject to the provisions of Section 1.12 hereof, the terms and conditions of this Agreement shall inure to the benefit of and be binding upon the permitted successors and assigns of the parties hereto. 
  
 4.2 Third Parties. Nothing in this Agreement, express or implied, is
intended to confer upon any party, other than the parties hereto, and their respective successors and assigns, any rights, remedies, obligations or liabilities under or by reason of this Agreement, except as expressly provided herein. 
  
 4.3 Governing Law. This Agreement shall be governed by and construed
under the laws of the State of California in the United States of America as applied to agreements among California residents entered into and to be performed entirely within California. 
  
 4.4 Recitals. The recitals to this Agreement are hereby incorporated by reference. 
  
 4.5 Counterparts. This Agreement may be executed in two or more
counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. 
  
 4.6 Notices. All notices and other communications required or permitted under this Agreement shall be in writing and shall be delivered personally
by hand or by courier, mailed by United States first-class mail, postage prepaid, sent by facsimile or sent by electronic mail directed (a) if to a Holder, at such Holder address, facsimile number or electronic mail address set forth on the
Company’s records, or at such other address, facsimile number or electronic mail address as such Holder may designate by ten (10) days’ advance written notice to 

  

 -15- 

 
the other parties hereto, (b) if to the Company, to its address or facsimile number set forth on its signature page to this Agreement and directed to the
attention of the President, or at such other address or facsimile number as the Company may designate by ten (10) days’ advance written notice to the other parties hereto. All such notices and other communications shall be deemed given upon
personal delivery, on the date of mailing, upon confirmation of facsimile transfer or when directed to the electronic mail address set forth on the Company’s records or indicated on the signature pages hereto. 
  
 4.7 Severability. If one or more provisions of this Agreement are held
to be unenforceable under applicable law, portions of such provisions, or such provisions in their entirety, to the extent necessary, shall be severed from this Agreement, and the balance of this Agreement shall be enforceable in accordance with its
terms. 
  
 4.8 Amendment and Waiver. Any provision of this
Agreement may be amended or waived with the written consent of the Company and the Holders holding at least a majority of the then outstanding shares of the Registrable Securities held by the Holders (excluding any of such shares that have been sold
to the public or pursuant to Rule 144); provided, however, that Holders purchasing shares of Series E Preferred Stock in a Closing after the Initial Closing (each as defined in the Series E Purchase Agreement) may become parties to
this Agreement, by executing a counterpart of this Agreement without any amendment of this Agreement pursuant to this paragraph or any consent or approval of any other Holder. Any amendment or waiver effected in accordance with this paragraph shall
be binding upon each Holder of Registrable Securities and the Company. In the event that an underwriting agreement is entered into between the Company and any Holder, and such underwriting agreement contains terms differing from this Agreement, as
to any such Holder the terms of such underwriting agreement shall govern. 
  
 4.9 Effect of Amendment or Waiver. The Holders and their respective successors and assigns acknowledge that by the operation of Section 4.7 hereof the holders of a majority of the outstanding Registrable
Securities, acting in conjunction with the Company, will have the right and power to diminish or eliminate all rights pursuant to this Agreement. 
  
 4.10 Rights of Holders. Each Holder of Registrable Securities shall have the absolute right to exercise or refrain from exercising any right or
rights that such Holder may have by reason of this Agreement, including, without limitation, the right to consent to the waiver or modification of any obligation under this Agreement, and such Holder shall not incur any liability to any other holder
of any securities of the Company as a result of exercising or refraining from exercising any such right or rights. 
  
 4.11 Delays or Omissions. No delay or omission to exercise any right, power or remedy accruing to any party to this Agreement, upon any breach or
default of the other party, shall impair any such right, power or remedy of such non-breaching party nor shall it be construed to be a waiver of any such breach or default, or an acquiescence therein, or of or in any similar breach or default
thereafter occurring; nor shall any waiver of any single breach or default be deemed a waiver of any other breach or default theretofore or thereafter occurring. Any waiver, permit, consent or approval of any kind or character on the part of any
party of any breach or default under this Agreement, or any waiver on the part of any party of any provisions 

  

 -16- 

 
or conditions of this Agreement, must be made in writing and shall be effective only to the extent specifically set forth in such writing. All remedies,
either under this Agreement, or by law or otherwise afforded to any Holder, shall be cumulative and not alternative. 
  
 4.12 Attorney’s Fees. If any action at law or in equity is necessary to enforce or interpret the terms of this Agreement, the prevailing party
shall be entitled to reasonable attorney’s fees, costs and necessary disbursements in addition to any other relief to which such party may be entitled. 
  
 4.13 Amendment and Restatement of Prior Agreement. The Prior Agreement is hereby amended in its entirety and restated herein. Such amendment and
restatement is effective upon the execution of the Agreement by the Company, the holders of a majority in interest of the Registrable Securities held by the Existing Investors outstanding as of the date of this Agreement. Upon such execution, all
provisions of, rights granted and covenants made in the Prior Agreement are hereby waived, released and superseded in their entirety and shall have no further force or effect, including, without limitation, all rights of first refusal and any notice
period associated therewith otherwise applicable to the transactions contemplated by the Series E Purchase Agreement. 
  

 -17- 

 IN WITNESS WHEREOF, the parties hereto have executed this Investors’ Rights Agreement as of
the day and year first above written. 
  
 “THE COMPANY”

  
 ADVANCED ANALOGIC TECHNOLOGIES INCORPORATED 
  

			
	 By:
	 	 /s/ Richard K. Williams

	 	 	Richard K. Williams, President

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  

			
	Ascentek Venture Capital Corp.
	(Print Name)
		
	By:	 	 /s/ Illegible

		
	Title:	 	President

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  

			
	A-Tech Electronics Co., Ltd
	(Print Name)
		
	By:	 	 /s/ Illegible

		
	Title:	 	President

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  

			
	Rong-Kuo Chiang
	(Print Name)
		
	By:	 	 /s/ Rong-Kuo Chiang

		
	Title:	 	  

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  

			
	GAINS Investment Corp.
	(Print Name)
		
	By:	 	 /s/ Illegible

		
	Title:	 	President

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  

			
	Illegible
	(Print Name)
		
	By:	 	 /s/ Illegible

		
	Title:	 	  

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  

			
	InveStar Semiconductor Development Fund, Inc. (II) LDC
	(Print Name)
		
	By:	 	 /s/ Illegible

		
	Title:	 	  

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  

			
	Landmark Venture Capital
	(Print Name)
		
	By:	 	 /s/ Thomas Chang

		
	Title:	 	President

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  

			
	Lite-On Semiconductor Corporation
	(Print Name)
		
	By:	 	 /s/ M.K. Lu

		
	Title:	 	President

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  
 Maton Fund I L.P. 
 a Cayman Islands Exempted Limited 
 Partnership 
  
 By: Maton Management LLC 
 a Delaware Limited Liability Company 
 Address: 16615 Lark Ave. #108 
                   Los Gatos, CA 95032 

			
		
	By:	 	 /s/ Jaff Lin

		
	Title:	 	General Partner

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  

			
	Maritje Rusli
	(Print Name)
		
	By:	 	 /s/ Maritje Rusli

		
	Title:	 	  

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  

			
	Shi Jar Construction Co., Ltd.
	(Print Name)
		
	By:	 	 /s/ Illegible

		
	Title:	 	President

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  

			
	Hwa Hsin Venture Capital Co., Ltd.
	(Print Name)
		
	By:	 	 /s/ Illegible

		
	Title:	 	  

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  

			
	Hwa Yi Venture Capital Co., Ltd.
	(Print Name)
		
	By:	 	 /s/ Illegible

		
	Title:	 	  

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  

			
	Sunsino International Development Associate Inc.
	(Print Name)
		
	By:	 	 /s/ Illegible

		
	Title:	 	  

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  

			
	Battery Ventures VI, L.P.
	(Print Name)
		
	By:	 	 /s/ Kenneth P. Lawler

		
	Title:	 	Member Manager

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  

			
	Battery Investment Partners VI, L.L.C.
	(Print Name)
		
	By:	 	 /s/ Kenneth P. Lawler

		
	Title:	 	Member Manager

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  
  

			
	Vision 2000 Venture Ltd.
	(Print Name)
		
	By:	 	 John Y.W. Seto

		
	Title:	 	Director

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 “HOLDERS” 
  
 Maton Fund II L.P. 
 a Delaware Limited Partnership 
 By: Maton Management LLC 
 A Delaware Limited Liability Company 
 Address: 16615 Lark Ave., Suite 108 
                   Los Gatos, CA 95032 
  

			
		
	By:	 	 Jaff Lin

		
	Title:	 	General Partner

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	Fuhwa I Venture Capital Co., Ltd.
	(Print Name)
		
	By:	 	 Michael Tung

		
	Title:	 	Partner & CFO

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	InverStar Excelsus Venture Capital (Int’l) Inc, LDC
	(Print Name)
		
	By:	 	 Michael Tung

		
	Title:	 	Partner & CFO

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	Baotung Venture Capital Corp.
	(Print Name)
		
	By:	 	 /s/ Illegible

		
	Title:	 	President

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	Litung Venture Capital Corp.
	(Print Name)
		
	By:	 	 /s/ Illegible

	Title:	 	President

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	Hwa Chung Venture Capital Co., Ltd.
	(Print Name)
		
	By:	 	 /s/ Illegible

	Title:	 	  

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	Hwa Nan Venture Capital Co., Ltd.
	(Print Name)
		
	By:	 	 /s/ Illegible

	Title:	 	  

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	eSunsino Venture Co., Ltd.
	(Print Name)
		
	By:	 	 /s/ Illegible

	Title:	 	  

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	Gwe Hyun Kim
	(Print Name)
		
	By:	 	 /s/ Gwe Hyun Kim

	Title:	 	  

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	China Power Venture Co., Ltd.
	(Print Name)
		
	By:	 	 /s/ Illegible

		
	Title:	 	Managing Partner & CEO

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	Nien Hsing International Investment Co.
	(Print Name)
		
	By:	 	 /s/ Illegible

		
	Title:	 	Managing Partner & CEO

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	China Century Venture Capital Co., Ltd.
	(Print Name)
		
	By:	 	 /s/ Illegible

		
	Title:	 	Managing Partner & CEO

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	CAM-CID Asia Pacific Investment Corp.
	(Print Name)
		
	By:	 	 /s/ Illegible

		
	Title:	 	Managing Partner & CEO

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	J&D Capital Corp.
	(Print Name)
		
	By:	 	 /s/ Illegible

	Title:	 	Managing Partner & CEO

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	A&D Capital Corp.
	(Print Name)
		
	By:	 	 /s/ Illegible

	Title:	 	Managing Partner & CEO

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	Global Vision Venture Capital Fund Co., Ltd.
	(Print Name)
		
	By:	 	 /s/ Illegible

	Title:	 	Managing Partner & CEO

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	China International Investment Co., Ltd.
	(Print Name)
		
	By:	 	 /s/ Illegible

		
	Title:	 	Managing Partner & CEO

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	China International Venture Co., Ltd.
	(Print Name)
		
	By:	 	 /s/ Illegible

		
	Title:	 	Managing Partner & CEO

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	 “HOLDERS”
  

	 VIS Associates Inc.

	(Print Name)
		
	By:	 	 George S. Liu

		
	Title:	 	V.P. Corporate Development

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	Sycamore Venture Capital, L.P.
	By:	 	Sycamore Business Partners, L.P.
	 	 	its General Partner
	By:	 	Sycamore Management Corporation
	 	 	its General Partner
		
	By:	 	 /s/ Illegible

		
	Title:	 	Vice President

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	Miller Chen
	(Print Name)
		
	By:	 	 /s/ Miller Chen

		
	Title:	 	Director of Way-Han Investment Corp.

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDERS”
	
	MC Capital B.V.
	(Print Name)
		
	By:	 	 Naomichi Komuro

		
	Title:	 	  

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

			
	“HOLDER”
	
	SVIC No. 4 New Technology Business Investment L.L.P
	by Samsung Venture Investment
		
	By:	 	 /s/ Sang Ki Kim

	 	 	Sang Ki Kim
		
	Title:	 	Chief Executive Officer

  

 ADVANCED ANALOGIC TECHNOLOGIES, INC. 
 AMENDED AND RESTATED 
 INVESTORS’ RIGHTS AGREEMENT 

 EXHIBIT A 
  
 SCHEDULE OF HOLDERS 
  
 Series A Holders 
  
 Battery Investment Partners VI, L.L.C. 
 Battery Ventures VI, L.P. 
 Chun-Peng Tsai 
 Ho Hung Yang 
  
 Series B Holders 
  
 A-Tech Electronics Co., Ltd. 
 Hsiu-Chih Chang

 Mu-Tien Chang 
 Tong-Long Chang 
 Wei-Jung Chang 
 Wen-Jung Chen 
 Hsin-Chia Cheng 
 Ming-Feng Chiang 
 Cheng-Wei Chiu 
 Feng-Chao Huang Chen 
 Li-Tzen Huang 
 Hwa Chung Venture Capital Co., Ltd. 
 Hwa Hsin Venture Capital Co., Ltd. 
 Hwa Nan Venture Capital Co., Ltd.

 International Master Technologies LTD 
 Wen-Jung Kao

 Chien-Chih Kuo 
 Cheng-Han Lai 
 Land Mark Venture Capital Corp. 
 Shih-Kuang Lue 
 Vision 2000 Venture Limited 
 Jui-Chang Wang 
 Long-Chia Wang 
 Chiu-Chi Wei 
 Po-Chuan Wu 
 Fu-Cheng Yang 

 Series C Holders 
  

A-Tech Electronics Co., Ltd. 
 CCT Investment LLC 
 Kam Hang Chan and Shao Ying Chan JTWROS 
 Wei-Jung Chang 
 Yu-Chan Chang 
 Chuang Hsien Chen 
 Cheney S.H. Cheng 
 Yi-Chian Chiang 
 Kuo-Chin Chiou 
 Hui-Ying Fu 
 John Fulton 
 GAINS Investment Corporation 
 Goldman Development Limited 
 Harwin Resources Limited 
 Yuan-Chen Hsiao 
 Chih Gung (Chih-Kung) Huang 
 Hwa Chung Venture Capital Co., Ltd. 
 Hwa Nan Venture Capital Co., Ltd.

 Hwa Yi Venture Capital Co., Ltd. 
 Karmting Chiu And Alice Chiu
JTWROS 
 Chih-Hung Kuo 
 Shih-Chi Lai 
 Lin Li 
 Pei Hsin Lin 
 Kun-Lin Liu 
 Chin-Hsiang Lu 
 Maton Fund I L.P. 
 Chi-Hsuan Shen 
 Shi Jar Construction Co., Ltd. 
 Sunsino International Development Associate,
Inc. 
 Tsuyoshi Taira 
 Chung-Hsing Tzu 
 Nu-Ting Wei 
 Sun Yao Wong 
 Agnes Wu 
 Chun Chung Wu 
 Jouanna Yeh 
 Tien-Min Yuan 
  

 -2- 

 Series D Holders 
  

Above VC Consulting, Inc. 
 Ascentek Venture Capital Corporation

 A-Tech Electronics Co., Ltd. 
 Bai-Ho Investment Co., Ltd.

 Baotung Venture Capital Corporation 
 Chung-Ming Chang

 Chih-Wen Chang 
 Mu-Tien Chang 
 Wei-Jung Chang 
 Bor-Po Chen 
 Jui-Hua Chen 
 Wen-Jung Chen 
 Hsin-Chia Cheng 
 Yao-Hui Cheng 
 Nai-Rong Chi 
 Tsai-Ting Chiang 
 Ming-Feng Chiang 
 Rong-Kuo Chiang 
 Cheng-Wei Chiu 
 Chen-Chiang Chiu 
 Ping-Ying Chiu 
 Tung-Lin Chiu 
 Wen-Ying Chiu 
 Chin-Te Chou 
 Hsing-Tsun Chou 
 Ming-Ta Chou 
 Su Ping Chung (Ping-Chung Su) 
 e-Sunsino Venture Co., Ltd. 
 Fairchild Semiconductor Corporation 
 Chao-Jui Fong 
 Hui-Ying Fu 
 GAINS Investment Corporation 
 Su-Chuan Ho 
 Mei-Shin Ho 
 Shu-Yun Ho 
 Holmsgreen International Co., Ltd. 
 Ching-Yuan Hsieh 
 Chang-Hua Hsieh 
  

 -3- 

 Series D Holders 
  

Ching-Lian Hsieh 
 Ju-Fen Hsieh 
 Mei-Jung Hsieh 
 Ting-Lung Hsieh 
 Feng-Tseng Hsu 
 Chun-Ta Huang 
 Jui-Ling Huang 
 Kuo-Cheng Huang 
 Hwa Chung Venture Capital Co., Ltd. 
 Hwa Hsin Venture Capital Co., Ltd.

 Hwa Nan Venture Capital Co., Ltd. 
 Hwa Yi Venture Capital Co.,
Ltd. 
 InveStar Burgeon Venture Capital, Inc. 
 InveStar Excelsus
Venture Capital (Int’l) Inc., LDC 
 InveStar Semiconductor Development Fund, Inc. (II) LDC 
 Wen-Shyong (James) Jan 
 Chien-Chih Kuo 
 Hsiu-Chin Kuo 
 Cheng-Han Lai 
 Jenn Chyou Lai

 Land Mark Venture Capital Corp. 
 Po Yen Lee 
 Tsung Lieh Lee 
 Tsan Hsun Li 
 Chun-Luan Liao 
 Mei-Feng Liao 
 Kwo-Feng Lin 
 Ching-Yuan Lin 
 Pei Hsin Lin 
 Pi-Lien Lin 
 Shu-Lan Lin 
 Yu-Fen Lin 
 Yu-Chia Lin 
 Yue-Din Lin 
 Lite-On Semiconductor Corporation 
 Litung Venture Capital Corporation

 Yu-Mei Liu Hsieh 
 June Cheng Liu 
 Kuei-Ying Liu 
  

 -4- 

 Series D Holders 
  

Chin-Hsiang Lu 
 Chia-Ping Lu 
 Maton Fund II L.P. 
 Multi-Program Inc. 
 Nutek Corporation 
 Lee Chang Pin 
 Lee Tung Ping 
 Maritje Rusli 
 Semiconductor Components Industries, LLC 
 Shi Jar Construction Co., Ltd.

 Sunsino International Development Associate, Inc. 
 Fu-Kuo Teng

 Bing-Min Tian 
 Tien-Chien Investment Co., Ltd. 
 Li-Ping Tsai 
 Ting-I Tsai 
 Fang-Ying Tseng 
 Li-Kuo Tseng 
 Hsiao- Yen Fan Tung 
 Vision 2000 Venture Limited 
 Ju-Hsiang Wang 
 Li-Chung Wang 
 Long-Chia Wang 
 Chiu-Chi Wei 
 Chun Chung Wu 
 Po-Chuan Wu 
 Su-Ching Wu 
 Cheng-Wen Yeh 
  
 Series E Holders 
  
 A&D Capital Corp. 
 Baotung Venture Capital
Corporation 
 Battery Investment Partners VI, L.L.C. 
 Battery
Ventures VI, L.P. 
 CAM-CID Asia Pacific Investment Corp. 
 CHINA
Century Venture Capital Co., Ltd. 
  

 -5- 

 Series E Holders 
  

China International Investment Co., Ltd. 
 China International Venture Co.,
Ltd. 
 China Power Venture Co., Ltd. 
 e-Sunsino Venture Co.,
Ltd. 
 Fuhwa I Venture Capital Co., Ltd. 
 Global Vision Venture
Capital Co., Ltd. 
 Hwa Chung Venture Capital Co., Ltd. 
 Hwa Nan
Venture Capital Co., Ltd. 
 InveStar Excelsus Venture Capital (Int’l) Inc., LDC 
 J&D Capital Corp 
 Gregory (Gwe Hyun) Kim 
 Litung Venture Capital Corporation 
 Maton Fund II L.P. 
 MC Capital B.V. 
 Nien Hsing International Investment Co. 
 Sycamore Ventures Capital, L.P. 
 VIS Associates Inc. 
 Vision 2000 Venture Limited 
 Way-Han Investment Corp. 
 SVIC No. 4 New Technology Business Investment L.L.P. 
  

 -6-

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