Document:

Exhibit 10.1

 

PROJECT RADIANCE

 

APPLIED OPTOELECTRONICS INC. (as Licensor)

 

AND

 

GLOBAL TECHNOLOGY CO., LTD.

 

YUHAN OPTOELECTRONIC TECHNOLOGY
(SHANGHAI) CO., LTD.

 (裕汉光电子科技(上海)有限公司)

 

TRADEMARK LICENSE AGREEMENT

     

     

    

CONTENTS

 

	Clause 	Page
	 	 	 
	1.	INTERPRETATION	1
	2.	TERM	3
	3.	GRANT OF LICENSE	3
	4.	CONSIDERATION	4
	5.	QUALITY STANDARDS	5
	6.	LICENSED MARKS	6
	7.	INFRINGEMENT	6
	8.	INDEMNIFICATION	7
	9.	TERMINATION	7
	10.	EFFECTS OF AND PROCEDURE ON TERMINATION	8
	11.	RELATIONSHIP OF THE PARTIES	8
	12.	ASSIGNMENT	8
	13.	NOTICES	9
	14.	GOVERNING LAW AND JURISDICTION	9
	15.	GOVERNING LANGUAGE	9
	16.	COUNTERPARTS	9
	Appendix A	11

    2

     

    

THIS TRADEMARK LICENSEE AGREEMENT (this “Agreement”)
is made on _________, 2022 (the “Execution Date”)

 

BETWEEN:

 

	(1)	Applied Optoelectronics Inc., a company incorporated in Delaware, USA, whose principal place
of business is at 13139 Jess Pirtle Blvd., Sugar Land, TX 77478 (“Licensor” or “AOI”);

 

	(2)	Global Technology Co., Ltd. (宁波环球广电科技有限公司),
                                                          a company incorporated in the PRC (unified social credit code: 91330212739470836U) whose registered office is at No.88 Qiushi Road, Wangchun Industrial
Park, Haishu District, Ningbo, Zhejiang Province (“GT”); and

 

	(3)	Yuhan Optoelectronic Technology (Shanghai) Co., Ltd. (裕汉光电子科技(上海)有限公司),
a company incorporated in the PRC (registered no. 91310115MA1H8BHE0A), whose registered office is at Block C, No. 888 Huanhu West
Two Road, Nanhui New Town, Pudong New District, Shanghai (the “Buyer”).

 

GT and the Buyer, are also hereinafter
individually referred to as a “Licensee” and collectively as the “Licensees”. AOI and Licensees,
are also hereinafter individually referred to as a “Party” and collectively as the “Parties”.

 

RECITALS:

 

	(1)	Prime World International Holdings Ltd. (“Prime World”)
(as the Seller) and the Buyer have entered into the AGREEMENT FOR THE SALE AND PURCHASE OF A NEW COMPANY TO BE ESTABLISHED IN HONG
KONG SPECIAL ADMINISTRATIVE REGION OF THE PEOPLE’S
REPUBLIC OF CHINA on _________, 2022 (the “SPA”), according to which, Prime World agrees to sell, and the Buyer
agrees to buy the Shares (as defined in the SPA) and each right attaching to the Shares at or after Completion.

 

	(2)	As of the Execution Date, Licensor is the owner of certain trademarks in the
marks AOI and the goodwill associated therewith within the Licensed Territory, including those trademarks registered in the Licensed
Territory as listed in Appendix A (the “Licensed Marks”). Upon Completion, Licensees desire
to obtain a license from Licensor to use the Licensed Marks on the Licensed Products such that within the Licensed Territory by
each Licensee.

 

NOW THEREFORE, in consideration of the foregoing
and of the mutual promises hereinafter set forth, the Parties agree as follows:

 

	1.	INTERPRETATION 

 

“Affiliate” means,
in relation to a person, any other person which, directly or indirectly, controls, is controlled by or is under the common control
of the first-mentioned person, where “Control” means the ownership, directly or indirectly, of more than fifty per
cent (50%) of the voting shares, registered capital or other equity interest of the relevant person, or the power to appoint or
elect a majority of the directors, or otherwise to direct the management of the relevant person;

 

“Agreement Year”
means the twelve (12) consecutive month period from 1 January through 31 December during the Term except for the first Agreement
Year. The first Agreement Year shall mean the period from the Execution Date through December 31, 2022;

    1

     

    

“Applicable Laws” means
all applicable statutes and laws, and orders and regulations of any Governmental Authority;

 

“Business Day” means
any day (other than a Saturday or Sunday or public holiday) on which banks are open for the transaction of normal business in the
PRC, Hong Kong and the United States;

 

“Completion” means the
completion of the sale and purchase of the Shares in accordance with the SPA;

 

“Governmental Authority”
means any transnational, national or foreign federal, state, provincial, municipal or local government (including any subdivision,
court, administrative agency, regulatory body (including any securities exchange) or commission or other authority thereof), or
any quasi-governmental or private body exercising any regulatory, importing or other governmental or quasi-governmental authority;

 

“HKIAC” has the meaning given to it in clause
14.2;

 

“Intellectual Property Rights”
means all of the following anywhere in the world: (a) all patents and applications for patents; (b) all copyrights and copyright
registrations; (c) all trade dress and trade names, logos, internet addresses and domain names, social media addresses and handles,
trademarks and service marks and related registrations and applications and any renewals or extensions, all other indicia of commercial
source or origin and all goodwill associated with any of the foregoing; (d) rights of publicity; (e) all inventions, technology,
recipes, trade secrets, processes and techniques; and (f) other intellectual property or similar proprietary rights;

 

“Licensed Marks” means
the registered Marks listed in Part A of Appendix A and the pending Marks listed in Part B of Appendix A;

 

“Licensed Products” means any
Transceivers Products that uses or bears one or more of the Licensed Marks, being more specifically described in the technical
specifications and indices as specified in the report submitted by each Licensee according to clause 3.2;

 

“Licensee Marks” has the meaning
given to it in clause 6.3;

 

“Licensor Standards” has the meaning given to it in clause 5.1;

 

“Licensed Territory”
for each Licensed Mark means the country/jurisdiction where such Licensed Mark in Parts A or B of Appendix A is registered or to
be registered;

 

“Marks” means all trade
dress and trade names, logos, trademarks and service marks and related registrations and applications and any renewals or extensions,
all other indicia of commercial source or origin and all goodwill associated with any of the foregoing;

 

“New Marks” has the meaning given
to it in clause 3.4.1;

 

“Notice” has the meaning given to it in clause 13.1;

 

“PRC” the People’s Republic of China
and solely for the purposes of this Agreement, excluding Hong Kong, Macau, and Taiwan;

 

“Rules” has the meaning given to
it in clause 14.2;

 

“Shares” has the meaning set forth in the SPA;

    2

     

    

“SPA” has the meaning given to
it in Recitals;

 

“Sub-Assembly Products” has
the meaning given to it in the SPA;

 

“Term” has the meaning given to it in clause 2.3;

 

“Third-Party Marks” has the
meaning given to it in clause 6.3;

 

“Transceiver Business” has the meaning set forth in the SPA;

 

“Transceivers
Products” has the meaning given to it in the SPA.

 

		2.	TERM

 

		2.1	This Agreement shall take effect from the Execution Date and continue in force for a period of
three (3) years after the Execution Date, unless terminated earlier in accordance with clause 9 (the “Initial Term”).

 

	2.2	This Agreement may be renewed by the Licensees, upon three (3) months prior written notice to the
Licensor, for additional two (2) year periods (each a “Renewal Term”), provided that the Licensees: (a) are
not in material breach of this Agreement at the expiration of the Initial Term; and (b) provide to the Licensor reasonable written
assurance of its ability to continue to perform its obligations under this Agreement and to maintain the operation of the Business
(as defined in the SPA).

 

	2.3	Notwithstanding the foregoing, at the end of the first Renewal Term, the Licensor may elect not
to renew this Agreement for the next Renewal Term by giving Notice of non-renewal to the Licensees at least six (6) months prior
to the expiration of the then current Renewal Term. The “Term”
of this Agreement shall be the Initial Term and any Renewal Terms.

 

	2.4	Subject to provisions of clause 9 herein, if either Licensee ceases the use of a Licensed Mark
within the Licensed Territory for more than eighteen (18) months, Licensor may take such action as it reasonably determines necessary
to preserve and maintain that Licensed Mark, including but not limited to making use of such Licensed Mark by Licensor on its own,
within the Licensed Territory. Each Licensee shall notify Licensor of any Licensed Mark which such Licensee is no longer using
in the Licensed Territory promptly, but no later than thirty (30) days, after such Licensee is aware of discontinued use of the
Mark.

 

		3.	GRANT
OF LICENSE

 

	3.1	Inside the Licensed Territory, subject to the provisions of this Agreement and the SPA, Licensor
grants to each Licensee, and each Licensee accepts, a non-exclusive, non-transferable, non-sub-licensable, personal license to
use the Licensed Marks in the Licensed Territory in connection with the use, distribution, offer for sale, sale, and advertising
of the Licensed Products.

 

	3.2	Each Licensee shall, at least thirty (30) Business Days before the commencement of each Agreement
Year, submit a report listing out the Licensed Product information to Licensor with the format to the satisfaction of Licensor,
which shall at least include the model, type and etc., subject to any Applicable Laws and confidentiality obligations of the relevant
Licensee owed to any of their clients.

    3

     

    

	3.3	Each Licensee shall, as a good faith custodian, use the Licensed Marks properly
according to attentions and instructions of Licensor (including without limitation, the branding policies provided by Licensor,
if any) within the scope of the license granted by Licensor hereunder.

 

	3.4	New Marks

 

		3.4.1	Licensor, in its sole discretion and expense, may pursue additional Marks within the Licensed Territory as part of
Licensor’s global Intellectual Property Rights strategy, which additional Marks will not then be subject to this Agreement
even if such additional Marks are related to Transceivers Products (the “New Marks”), provided that the use
of the New Marks is subject to the non-compete covenant of the Seller in the SPA.

 

		3.4.2	Each Licensee may pursue its own trademarks within or outside the Licensed Territory, provided
that such trademarks are not an extension, derivative or dilutive of any of the Licensed Marks hereunder.

 

	3.5	Filing

 

Licensor may, at its sole cost,
file this Agreement and submit documents for filing to the competent trademark Governmental Authority upon effectiveness, modification
or termination of this Agreement.

 

	3.6	Unless otherwise specifically stipulated in this Agreement, each Licensee must not use, in any
                                                           manner whatsoever, the trade mark “AOI” in logotype or in any other style, or the trademark known as the ,  or
                                                           any other Marks, domain name, owned, controlled or used by Licensor or any other Licensor’s Affiliates, or any other
                                                           word or mark similar thereto. 

 

	3.7	During the Term, Licensor reserves all of the right to (i) grant any or all
of the rights granted to Licensees hereunder to any third party on a non-exclusive basis within the Licensed Territory; and/or
(ii) exploit any or all of the rights granted to Licensees hereunder by itself all around the world. Notwithstanding
the foregoing provisions and at any time prior to the seventh (7th) anniversary
of the Completion (as defined in the SPA), the Licensor undertakes to the Licensees not to grant license to use the Licensed Marks
in the Licensed Territory to any manufacturer of the Licensed Products primarily supplied to the data center industry, fibre to
the X (FTTx) market and wireless telecommunication market.

 

	3.8	In the event any authorized distributor of any Licensee will require a sub-license
of the Licensed Marks for the marketing and distribution of the Licensed Products in the Licensed Territory, the Licensee shall
forthwith provide written notice to the Licensor accompanied by the draft sub-license agreement and brief description of the relevant
authorized distributor(s), and no such sub-license agreement shall be entered into without the Licensor’s prior written consent,
and Licensor shall not unreasonably withhold or delay the consent if it cannot reasonably demonstrate in writing that the sublicense
would be detrimental to Licensor’s interests or goodwill.

 

	4.	CONSIDERATION

 

	4.1	Unless otherwise agreed by the Parties in writing, the consideration for the
license granted under clause 3 of this Agreement during the Initial Term has been fully considered as part of the Consideration
as contemplated in SPA.

    4

     

    

	4.2	During the first Renewal Term, the Licensees shall, jointly and severally, pay to the Licensor
an aggregate royalties of US100,000 per annum, and the total payment of such royalties shall be made no later than ninety (90)
days prior to the commencement of the first Renewal Term.

 

	4.3	During the second Renewal Term, the Licensees shall, jointly and severally, pay to the Licensor
an aggregate royalties of US200,000 for the first twelve (12) months during such Renewal Term and an aggregate royalties of US200,000
for the second twelve (12) months during such Renewal Term, and the total payment of such royalties shall be made no later than
ninety (90) days prior to the commencement of the second Renewal Term.

 

	4.4	During the third and any subsequent Renewal Term, the Licensees shall, jointly and severally, pay
to the Licensor an aggregate royalties of US400,000 per annum, and the total payment of such royalties shall be made no later than
ninety (90) days prior to the commencement of the each Renewal Term.

 

	4.5	If any withholding or deduction from any payment under this Agreement by Licensees is required
in respect of any taxes, fees, assessments or other charges of any kind imposed by any governmental authority pursuant to any Applicable
Law, the Licensees will: (i) deduct such tax from the amount payable to the Licensor; (ii) pay the deducted amount referred to
in clause (i) to the relevant governmental authority; and (iii) promptly forward to the Licensor a withholding tax certificate
evidencing that payment.

 

	4.6	Fees for the license of any Licensed Marks in connection with the products other than the Licensed
Products shall be separately negotiated by the Parties.

 

	5.	QUALITY
STANDARDS

 

	5.1	Both Licensees agree that the nature and quality of each Licensee’s provision of all of the
following with respect to the Licensed Products shall conform to standards reasonably requested by, set by, and/or otherwise established
by Licensor from time to time (if any, the “Licensor Standards”) with commercially reasonable prior notice to
Licensees: (a) all manufacture, sales, and installation of the Licensed Products rendered by each Licensee; (b) all Licensed Products
distributed or sold by each Licensee; and (c) all uses of the Licensed Marks by each Licensee in relation to advertising, promotional,
and other matters.

 

	5.2	Subject to the Applicable Laws, both Licensees agree to cooperate with Licensor (a) to facilitate
Licensor’s evaluation of the nature and quality of each Licensee’s sales, installation and maintenance of the Licensed
Products; (b) to permit Licensor to, solely for the purpose of the aforesaid evaluation, conduct reasonable, periodic inspection
of each Licensee’s operations, at reasonable times and with reasonable notice; and (c) to supply Licensor with any documents
or materials related to maintaining or securing the Licensed Marks or any rights relating to the Licensed Marks, and to supply
Licensor with specimens of all uses of the Licensed Marks upon Licensor’s reasonable request. Licensor shall keep confidential
all information of each Licensee acquired during the aforesaid process, and shall use such information solely for examining whether
the nature and quality of each Licensee’s sales, installation and maintenance of the Licensed Products conform to the Licensor
Standards and requirements under this Agreement. Each Licensee shall comply with all Applicable Laws and obtain all appropriate
governmental approvals pertaining to the distribution, sale, and advertising of the Licensed Products.

    5

     

    

	5.3	If, at any time during the Term, the quality of Licensed Products manufactured
or supplied by any Licensee does not meet Licensor Standards, Licensor may, at its sole and absolute discretion, instruct relevant
Licensee to rectify such failure in quality at such Licensee own cost. If relevant Licensee fails to rectify the quality standard
failures referred to in this clause 5.3 within a reasonable time, Licensor may regard such failure as a breach envisaged by clause
9.2 of this Agreement.

 

	6.	LICENSED
MARKS

 

	6.1	The Parties agree that Licensee may include the Licensed Marks on or with the
Licensed Products, and if Licensor requires any special notice and/or legend with respect to the Licensed Marks to be included,
Licensor shall notify Licensees in writing in advance and such notice and/or legend shall be consented to by both parties. Licensees
shall include “TM”, “®” or the equivalent thereof that are applicable for the Applicable Laws in the
Licensed Territory.

 

	6.2	Each Licensee acknowledges Licensor’s ownership of the Licensed Marks
in the Licensed Territory, agrees that it will do nothing inconsistent with such ownership, and that all uses of the Licensed Marks
by each Licensee. Each Licensee agrees that nothing in this Agreement shall give any Licensee any right, title, or interest in
the Licensed Marks other than the right to use the Licensed Marks in accordance with this Agreement and each Licensee agrees that
it will not attack the title of Licensor to the Licensed Marks, attack the validity of this Agreement or any of the Licensor’s
registrations or applications relating to the Licensed Marks in any jurisdiction.
Each Licensee agrees that it has no right to and shall not file any applications to register the Licensed Marks, in whole or in
part, or any variation or derivation thereof or any symbols or logos related thereto in any jurisdiction, without the prior written
approval of the Licensor.

 

	6.3	The Parties acknowledge that each Licensee may sell the Licensed Products also under the Marks
of each Licensee itself (the “Licensee Marks”) or other Marks licensed from and owned by third parties (the
 “Third-Party Marks”) (other than the Licensed Marks hereunder) within the Licensed Territory, so long as each
Licensee shall not, without the written confirmation and consent of all of the Parties: (a) use any Licensee Marks or Third-Party
Marks in any manner that would confuse potential purchasers of the Licensed Products about the source of such items; or (b) use
the Licensed Marks in a manner that is disparaging or detrimental to Licensor or any of its Affiliates.

 

	6.4	The Parties acknowledge that each Licensee may rebrand Transceivers Products
that use or bear one or more of the Licensed Marks within the Licensed Territory. Licensees may remove that one or more Licensed
Marks so long as the Licensee Marks replace such removed Licensed Marks.

 

	7.	INFRINGEMENT

 

	7.1	Each Licensee shall notify Licensor promptly of any actual or threatened
                                                           infringements or imitations upon the Licensed Marks, confusion in the marketplace caused by third parties arising from each
                                                           Licensee’s sale of the Licensed Products, or unauthorized use of the Licensed Marks by third parties of which each
                                                           Licensee becomes aware. Licensor shall have the sole right (but not the obligation) to (1) prepare and deliver
                                                           the out-of-court cease and desist letter to the relevant third-party infringer, (2) bring any action in any court, and/or (3) bring any administrative action
before the competent Governmental Authorities, on account of any such infringements, imitations, or unauthorized use, or confusion
in the marketplace, and each Licensee shall cooperate with Licensor, as Licensor may reasonably request, in connection with any
such action brought by Licensor. Licensor shall retain any and all damages, settlement, recoveries and/or compensation paid to
Licensor by third parties in connection with any such action brought by Licensor.

    6

     

    

	8.	INDEMNIFICATION

 

	8.1	Licensor shall defend and indemnify, and save and hold Licensees harmless from and against any
and all liabilities, claims, causes of action, suits, damages, including reasonable attorneys’ fees and expenses, for which
any Licensee becomes liable, or may incur or be compelled to pay by reason of Licensor’s activities or breach of the terms
of this Agreement, including but not limited to: (a) any infringement of the Licensed Marks upon Marks owned by third parties (except
for the portion of infringement arising from any Licensee’s continuing use of such Mark after such Licensee receives the
documentation from Licensor which can reasonably evidence the infringement of such Mark and the written instruction from Licensor
to cease use of such Mark); or (b) defects in the Licensed Marks, except those arising from any Licensee’s fault or material
breach of the terms of this Agreement.

 

	8.2	Licensees shall defend and indemnify, and save and hold Licensor harmless from and against any
and all liabilities, claims, causes of action, suits, damages, including reasonable attorneys’ fees and expenses, for which
Licensor becomes liable, or may incur or be compelled to pay by reason of any Licensee’s activities or breach of the terms
of this Agreement, including but not limited to defects in the Licensee Marks, except those arising from Licensor’s fault
or material breach of the terms of this Agreement.

 

	8.3	Pursuant to this Agreement, Licensor shall not be responsible for any personal liability, personal
injury, or product defect for a Transceivers Product solely because the Transceivers Product uses or bears one or more of the Licensed
Marks.

 

	8.4	Licensor shall in no event be responsible, and in no event indemnify Licensees, for relevant losses,
if any, arising from any personal liability, personal injury, product defect, or damages to third-parties due to a defect of Licensees.

 

	8.5	Each Licensee shall be held jointly and severally liable for all of each other’s obligations,
liabilities, undertakings, warranties, acknowledgments in this Agreement.

 

	8.6	EXCEPT WITH RESPECT TO INDEMNIFICATION FOR THIRD PARTY CLAIMS PURSUANT TO CLAUSE 8.1(a), UNDER
NO CIRCUMSTANCES WILL LICENSOR HAVE ANY LIABILITY UNDER THIS AGREEMENT FOR ANY INDIRECT, SPECIAL, INCIDENTAL, CONSEQUENTIAL, EXEMPLARY,
OR PUNITIVE DAMAGES, DAMAGES FOR LOSS OF BUSINESS, OR BUSINESS INFORMATION, OR DAMAGES FOR BUSINESS INTERRUPTION.

 

	9.	TERMINATION

 

	9.1	This Agreement may be terminated before the expiry hereof by an agreement reached between the Parties
through negotiation.

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	9.2	In addition to the provisions of clause 2, Licensor shall have the right to
terminate this Agreement by giving any Licensee a written notice, effective upon the expiry of thirty (30) days from any Licensee’s
receipt of such written termination notice from Licensor:

 

		(1)	in the event of any affirmative act of insolvency by any Licensee;

 

		(2)	upon the appointment of any receiver or trustee to take possession of the properties
of any Licensee;

 

		(3)	upon the winding-up, sale, consolidation, merger, or any sequestration by Governmental
Authority of any Licensee (except any sale, consolidation or merger between Licensees and their Affiliates);

 

		(4)	the SPA is terminated for whatever reason;

 

		(5)	upon breach of material duties and obligations of any Licensee under this Agreement
and, if such breach is curable, failing to cure such breach within ten (10) Business Days of Licensor’s written notice of
such breach; or

 

		(6)	in the event of any Licensee undertakes a change of Control.

 

	9.3	The exercise of any right of termination under this clause 9 shall not affect
any rights which have accrued prior to termination and shall be without prejudice to any other legal remedies to which Licensor
or any Licensee may be entitled by reason of such rights. The obligations and provisions of clauses 6, 7, 8 and 10 shall survive
any expiration or termination of the Term of this Agreement.

 

	10.	EFFECTS
OF AND PROCEDURE ON TERMINATION

 

	10.1	Upon the expiration or termination of the Term of this Agreement, each Licensee
agrees to discontinue all use of the Licensed Marks and any term confusingly similar thereto within thirty (30) Business Days from
the expiry or termination of the Term or such other term as agreed upon between both Parties, to destroy all printed materials
bearing any of the Licensed Marks, and that all rights in the Licensed Marks and the goodwill connected therewith shall remain
the property of Licensor, provided, however, that Licensor agrees that each Licensee may continue to sell the previously manufactured
products in storage and use the Licensed Marks on such products, and continue to lease the products for a reasonable time period
not to exceed ninety (90) days after the expiry or termination of the Term.

 

	11.	RELATIONSHIP OF THE PARTIES

 

	11.1	The relationship of any Licensee to Licensor is that
of an independent contractor and any Licensee or their agents or employees shall not be considered employees or agents of Licensor.
This Agreement does not constitute and shall not be construed as constituting a partnership or joint venture or grant of a franchise
between Licensor and any Licensee. Any Licensee shall not have the right to bind Licensor to any obligations to third parties.

 

	12.	ASSIGNMENT

 

	12.1	Licensor may, by serving a notification to Licensees, freely assign to any
third party the benefit of this Agreement or all or part of its rights and/or obligations under this Agreement.

 

	12.2	Any Licensee shall not assign, delegate, sub-contract, transfer, charge
                                                            or otherwise dispose of all or any of its rights and responsibilities under this Agreement without the express prior written consent of Licensor and
any attempted assignment by any Licensee without such prior written consent from Licensor shall be void and shall constitute a
breach of the obligations of any Licensee hereunder.

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	13.	NOTICES

 

	13.1	Any notice, demand, waiver, consent, approval, or disapproval (collectively referred to as “Notice”)
required or permitted herein shall be in writing and shall be given personally, by messenger, by air courier, by telecopy, or by
prepaid registered or certified mail, with return receipt requested, addressed to the Parties at their respective addresses set
forth above or at such other address as a Party may hereafter designate in writing to the other Party.

 

	13.2	A Notice shall be deemed received on the date of receipt.

 

	14.	GOVERNING
LAW AND JURISDICTION

 

	14.1	This Agreement is governed by, and shall be construed in accordance with, the laws of Hong Kong.

 

	14.2	Any dispute, controversy or claim arising out of, relating to, or in connection with this Agreement,
including (without limitation) any dispute regarding the breach, existence, validity or termination of this Agreement shall be
finally settled by binding arbitration administered by the Hong Kong International Arbitration Centre (“HKIAC”)
in accordance with the HKIAC Administered Arbitration Rules in effect at the time of the arbitration (“Rules”),
which Rule are deemed to be incorporated by reference into this clause and as may be amended by the provisions of this clause.

 

	14.3	The seat of the arbitration shall be Hong Kong. The arbitration tribunal shall consist of three
arbitrators to be appointed in accordance with the Rules.

 

	14.4	The language to be used in the arbitral proceedings shall be English and any arbitral award shall
be given in English.

 

	14.5	Nothing in this clause 14 shall be construed as preventing any party from seeking conservatory
or interim relief from any court of competent jurisdiction. Any award shall be final and binding upon the parties from the day
it is made. The parties undertake to carry out each and every arbitral award without delay.

 

	15.	GOVERNING LANGUAGE 

 

This Agreement is written in
English. If this Agreement is translated into another language, the English version shall prevail.

 

	16.	COUNTERPARTS 

 

This Agreement may be executed
in any number of counterparts, each of which when executed and delivered is an original and all of which together evidence the
same agreement.

 

[Signatures on Following Page]

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IN WITNESS WHEREOF, the Parties have caused this Agreement
to be executed by their duly authorized representatives, each of which shall constitute an original effective as of the date hereof.

 

APPLIED OPTOELECTRONICS, INC.

 

	By:	       	 

	Name: 	     	 

	Title:	       	 

 

GLOBAL TECHNOLOGY CO., LTD.

 

	By:	     	 

	Name: 	     	 

	Title:	      	 

 

YUHAN OPTOELECTRONIC TECHNOLOGY (SHANGHAI) CO., LTD. (裕汉光电子科技(上海)有限公司)

 

	By:	    	 

	Name: 	     	 

	Title:	    	 

 

Signature Page to Trademark License Agreement

     

     

    

Appendix A

 

Part A

 

	Registration

Number	Trademark Name	Filing Date	Issue Date	Goods And Services	Registration

Territory
	835558	AOI	2004/7/29	2004/7/29	LIGHT EMITTING DIODES, LASERS AND PHOTODETECTORS, NOT FOR MEDICAL USE	Australia
	835558	AOI	2004/7/29	2004/7/29	LASERS AND PHOTODETECTORS, NOT FOR MEDICAL USE	China
	835558	AOI	2004/7/29	2004/7/29	LIGHT EMITTING DIODES, LASERS AND PHOTODETECTORS, NOT FOR MEDICAL USE	Korea
	835558	AOI	2004/7/29	2004/7/29	LIGHT EMITTING DIODES, LASERS AND PHOTODETECTORS, NOT FOR MEDICAL USE	EU
	00810835558	AOI	2004/7/29	2004/7/29	LIGHT EMITTING DIODES, LASERS AND PHOTODETECTORS, NOT FOR MEDICAL USE	United Kingdom
	2,535,730	AOI	2000/4/3	2002/2/5	LASERS AND PHOTODETECTORS NOT FOR MEDICAL USE	USA
	37122258	AOI APPLIED

 OPTOELECTRONICS, 

INC. (Stylized)	2019/3/27	2021/2/21	OPTICAL COMMUNICATION INSTRUMENT; NETWORK COMMUNICATION EQUIPMENT; OPTICAL FIBERS; LASERS, NOT FOR MEDICAL PURPOSE	China

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	Registration

Number	Trademark Name	Filing Date	Issue Date	Goods And Services	Registration

Territory
	5,897,518	AOI APPLIED

 OPTOELECTRONICS, 

INC. (Stylized)	2016/7/29	2019/10/29	OPTOELECTRONIC DEVICES, NAMELY, LASERS NOT FOR MEDICAL USE AND PHOTODETECTORS	USA
	6620757	AOI (Stylized)	2008/3/26	2010/5/14	LASERS NOT FOR MEDICAL USE	China
	2832440	AOI (Stylized)	2001/3/9	2004/4/13	LASERS NOT FOR MEDICAL USE	USA
	836064	APPLIED

 OPTOELECTRONICS,

 INC.	2004/7/29	2004/7/29	International Class 09	Japan
	3001557	APPLIED OPTOELECTRONICS, INC.	2004/7/28	2005/9/27	LASERS NOT FOR MEDICAL USE	USA

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Part B

 

	Registration

Number	Title	Filing Date	Issue
    Date	Goods And Services	Registration

Territory
	 	AOI (Stylized)	2021/10/12	 	OPTICAL COMMUNICATION INSTRUMENTS; NETWORK COMMUNICATION EQUIPMENT; PHOTODETECTORS NOT FOR MEDICAL USE; OPTICAL FIBERS; TRANSISTORS; PHOTODIODE; PHOTOELECTRIC SENSORS; OPTICAL RECEIVERS; OPTICAL NODES; OPTICAL AMPLIFIERS; RF AMPLIFIER	USA
	 	AOI (Stylized)	2021/9/10	 	OPTICAL COMMUNICATION INSTRUMENTS; NETWORK COMMUNICATION EQUIPMENT; PHOTODETECTORS NOT FOR MEDICAL USE; OPTICAL FIBERS; TRANSISTORS; PHOTODIODE; PHOTOELECTRIC SENSORS; OPTICAL RECEIVERS; OPTICAL NODES; OPTICAL AMPLIFIERS; RF AMPLIFIER	Taiwan

    13

     

    

	Registration

Number	Title	Filing Date	Issue
    Date	Goods And Services	Registration

Territory
	 	AOI (Stylized)	2021/10/19	 	PHOTODIODE; PHOTOELECTRIC SENSORS; OPTICAL RECEIVERS; OPTICAL NODES; OPTICAL AMPLIFIERS; RF AMPLIFIER	China
	 	AOI APPLIED

OPTOELECTRONICS,

INC. (Stylized)	2021/10/12	 	OPTICAL COMMUNICATION INSTRUMENTS; NETWORK COMMUNICATION EQUIPMENT; PHOTODETECTORS NOT FOR MEDICAL USE; OPTICAL FIBERS; TRANSISTORS; PHOTODIODE; PHOTOELECTRIC SENSORS; OPTICAL RECEIVERS; OPTICAL NODES; OPTICAL AMPLIFIERS; RF AMPLIFIER	USA
	 	AOI APPLIED

OPTOELECTRONICS,

INC. (Stylized)	2021/9/10	 	OPTICAL COMMUNICATION INSTRUMENTS; NETWORK COMMUNICATION EQUIPMENT; PHOTODETECTORS NOT FOR MEDICAL USE; OPTICAL FIBERS; TRANSISTORS; PHOTODIODE; PHOTOELECTRIC SENSORS; OPTICAL RECEIVERS; OPTICAL NODES; OPTICAL AMPLIFIERS; RF AMPLIFIER	Taiwan

    14

     

    

	Registration

Number	Title	Filing Date	Issue
    Date	Goods And Services	Registration

Territory
	 	AOI APPLIED OPTOELECTRONICS, INC. (Stylized)	2021/10/19	 	PHOTODIODE; PHOTOELECTRIC SENSORS; OPTICAL RECEIVERS; OPTICAL NODES; OPTICAL AMPLIFIERS; RF AMPLIFIER	China
	 	AOI	2021/10/19	 	PHOTODIODE; PHOTOELECTRIC SENSORS; OPTICAL RECEIVERS; OPTICAL NODES; OPTICAL AMPLIFIERS; RF AMPLIFIER	China
	 	AOI	2021/10/12	 	OPTICAL COMMUNICATION INSTRUMENTS; NETWORK COMMUNICATION EQUIPMENT; PHOTODETECTORS NOT FOR MEDICAL USE; OPTICAL FIBERS; TRANSISTORS; PHOTODIODE; PHOTOELECTRIC SENSORS; OPTICAL RECEIVERS; OPTICAL NODES; OPTICAL AMPLIFIERS; RF AMPLIFIER	USA

    15

     

    

	Registration

Number	Title	Filing Date	Issue
    Date	Goods And Services	Registration

Territory
	 	AOI	2021/9/10	 	OPTICAL COMMUNICATION INSTRUMENTS; NETWORK COMMUNICATION EQUIPMENT; PHOTODETECTORS NOT FOR MEDICAL USE; OPTICAL FIBERS; TRANSISTORS; PHOTODIODE; PHOTOELECTRIC SENSORS; OPTICAL RECEIVERS; OPTICAL NODES; OPTICAL AMPLIFIERS; RF AMPLIFIER	Taiwan

    16Exhibit
10.2

 

PROJECT
RADIANCE

 

APPLIED
OPTOELECTRONICS INC.

 

AND

 

GLOBAL
TECHNOLOGY CO., LTD

 

YUHAN
OPTOELECTRONIC TECHNOLOGY (SHANGHAI) CO., LTD. 

(裕汉光电子科技(上海)有限公司).

 

TECHNOLOGY
CROSS LICENSE AGREEMENT

     

     

    

CONTENTS

 

	Clause	Page
	 	 	 
	1.	INTERPRETATION	2
	2.	TERM	5
	3.	GRANT OF LICENSE	6
	4.	CONSIDERATION	10
	5.	CHALLENGES TO LICENSED PATENTS	10
	6.	DILIGENCE AND COMMERCIALIZATION	10
	7.	QUALITY AND INSURANCE	10
	8.	CONFIDENTIAL INFORMATION	10
	9.	INFRINGEMENT	12
	10.	REPRESENTATIONS AND WARRANTIES	14
	11.	INDEMNIFICATION	15
	12.	EFFECTIVE DATE AND TERMINATION	16
	13.	EFFECTS OF AND PROCEDURE ON TERMINATION	17
	14.	RELATIONSHIP OF THE PARTIES	18
	15.	ASSIGNMENT	18
	16.	NOTICES	19
	17.	GOVERNING LAW AND JURISDICTION	19
	18.	GOVERNING LANGUAGE	19
	19.	COUNTERPARTS	19
	Part A – AOI Patents	22
	Part B – Ningbo
    Target Patents	28
	Part C – Yuhan
    Shanghai Patents	35
	Appendix B – Licensed
    Know-How	43

    2

     

    

THIS
TECHNOLOGY CROSS LICENSE AGREEMENT (this “Agreement”) is made on _____________, 2022 (the “Execution
Date”)

 

BETWEEN:

 

	(1)	Applied
                                         Optoelectronics Inc., a company incorporated in State of Delaware of United States
                                         with principal place of business at 13139 Jess Pirtle Blvd., Sugar Land, Texas, United
                                         States (“AOI”);

 

	(2)	Global
                                         Technology Co., Ltd. (宁波环球广电科技有限公司),
                                         a company incorporated in the PRC (unified social credit code: 91330212739470836U) whose
                                         registered office is at No.88 Qiushi Road, Wangchun Industrial Park, Haishu District,
                                         Ningbo, Zhejiang Province (“Ningbo Target”); and

 

	(3)	Yuhan
                                         Optoelectronic Technology (Shanghai) Co., Ltd. (裕汉光电子科技(上海)有限公司),
                                         a company incorporated in the PRC (unified social credit code: 91310115MA1H8BHE0A) whose
                                         registered office is at Block C, No. 888 Huanhu West Two Road, Nanhui New Town, Pudong
                                         New District, Shanghai (“Yuhan Shanghai”).

 

AOI,
Ningbo Target and Yuhan Shanghai, are also hereinafter individually referred to as a “Party” and collectively
as the “Parties”.

 

RECITALS:

 

	(1)	Prime
                                         World International Holdings Ltd. (“Prime World”) (as the Seller)
                                         and Yuhan Shanghai (as the Buyer) have entered into the AGREEMENT FOR THE SALE AND PURCHASE
                                         OF A NEW COMPANY TO BE ESTABLISHED IN HONG KONG SPECIAL ADMINISTRATIVE REGION OF THE
                                         PEOPLE’S REPUBLIC OF CHINA on _____________, 2022 (the “SPA”),
                                         according to which, Prime World agrees to sell, and the Buyer agrees to buy the Shares
                                         (as defined in the SPA) (i.e. the whole of the allotted and issued share capital of NewCo)
                                         and each right (including, without limitation, the right to receive all dividends, distributions
                                         or any return of capital declared, paid or made by NewCo) attaching to the Shares at
                                         or after Completion (as defined in the SPA).

 

	(2)	As
                                         of the Execution Date, (a) AOI is the owner of certain Patents in relation to the CATV
                                         Products granted or applied within the Licensed Territory of Ningbo Target or Yuhan Shanghai(the
                                         “AOI Technology”); (b) Ningbo Target is the owner of certain Patents
                                         and Know-How in relation to the Transceivers Products, Sub-Assembly Products and CATV
                                         Products granted or applied within the Licensed Territory of AOI (the “Ningbo
                                         Target Technology”); (c) Yuhan Shanghai is or would be the owner of certain
                                         Patents in relation to the Transceivers Products and Sub-Assembly Products granted or
                                         applied within the Licensed Territory of AOI (the “Yuhan Shanghai Technology”).

 

	(3)	Following
                                         the Execution Date, Ningbo Target and Yuhan Shanghai desire to obtain a license under
                                         the AOI Technology to make, use, import, export, offer for sale, lease, distribute, sell
                                         and/or otherwise dispose of AOI Licensed Products, and AOI desires to obtain a license
                                         under the Ningbo Target Technology and the Yuhan Shanghai Technology to make, use, import,
                                         export, offer for sale, lease, distribute, sell and/or otherwise dispose of Ningbo Target
                                         Licensed Products and / or the Yuhan Shanghai Licensed Products.

    1

     

    

NOW
THEREFORE, in consideration of the foregoing and of the mutual promises hereinafter set forth, the Parties agree as follows:

 

	1.	INTERPRETATION
                                         

 

“Affiliate”
means, in relation to a person, any other person which, directly or indirectly, controls, is controlled by or is under the common
control of the first-mentioned person, where “control” means the ownership, directly or indirectly, of more than fifty
percent (50%) of the voting shares, registered capital or other equity interest of the relevant person, or the power to appoint
or elect a majority of the directors, or otherwise to direct the management of the relevant person;

 

“Agreement
Year” means the twelve (12) consecutive month period from 1 January through 31 December during the Term except for the
first Agreement Year. The first Agreement Year shall mean the period from the Execution Date through December 31, 2022;

 

“Applicable
Laws” means all applicable statutes and laws, and orders and regulations of any Governmental Authority;

 

“AOI
Licensed Products” means the AOI Patent Products;

 

“AOI
Patent Products” means:

 

		(i)	all
                                         goods, the manufacture, sale (or other supply) or use of which infringes a granted Valid
                                         Claim of AOI Patents or would infringe a pending Valid Claim of AOI Patents if granted,
                                         in each case, in the country of manufacture, sale (or other supply) or use; and

 

		(ii)	all
                                         services, the provision of which infringes a granted Valid Claim of the AOI Patents or
                                         would infringe a pending Valid Claim of the AOI Patents if granted, in each case, in
                                         the country of provision;

 

“AOI
Patents” means the Patents as set out in Part A of Appendix A, which is related to CATV Products;

 

“AOI
Technology” means the AOI Patents;

 

“Business
Day” means any day (other than a Saturday or Sunday or public holiday) on which banks are open for the transaction of
normal business in the PRC, Hong Kong and the United States;

 

“CATV
Products” has the meaning set forth in the SPA;

 

“Confidential
Information” of a Party (the “Disclosing Party”) means all information of a confidential or proprietary
nature which is obtained directly or indirectly from the Disclosing Party or any of its Affiliates by the other Party (the “Receiving
Party”) or any of its Affiliates at any time before, on, or after the Execution Date, without regard to the form or
manner in which such information is disclosed or obtained (including information disclosed orally, in writing or by observation),
and includes the terms of this Agreement. As between the Parties (i) the Licensed Know-How shall be the Confidential Information
of each Licensor, and (ii) the Licensee of the Licensed Know-How is the Receiving Party of such the Licensed Know-How;

 

“Corporate
Transaction” has the meaning set forth in clause 15.2.3;

 

“Deal Prohibition” has the meaning set forth
in clause 3.1.1;

 

“End
Customers” means the person or entity that purchase the CATV Products for its personal or internal use (whether
used for incorporation purpose or not) and not for remarketing, redistribution or other transfer of the purchased CATV
Products to any other person or entity (for example, a multiple system operator);

    2

     

    

“Governmental
Authority” means any transnational, national or foreign federal, state, provincial, municipal or local government (including
any subdivision, court, administrative agency, regulatory body (including any securities exchange) or commission or other authority
thereof), or any quasi-governmental or private body exercising any regulatory, importing or other governmental or quasi-governmental
authority;

 

“HKIAC”
has the meaning set forth in clause 17.2;

 

“Intellectual
Property Rights” means all of the following anywhere in the world: (a) all patents and applications for patents; (b)
all copyrights and copyright registrations; (c) all trade dress and trade names, logos, internet addresses and domain names, social
media addresses and handles, trademarks and service marks and related registrations and applications and any renewals or extensions,
all other indicia of commercial source or origin and all goodwill associated with any of the foregoing; (d) rights of publicity;
(e) all inventions, technology, recipes, trade secrets, processes and techniques; and (f) other intellectual property or similar
proprietary rights;

 

“Know-How
Products” means the Ningbo Target Know-How Products;

 

“Know-How”
means information regarding unpatented Inventions, methods, technologies, data, processes, procedures, techniques, designs, plans,
research tools, reagents, formulations, assay techniques, clinical test design, protocols, product life cycle management strategies
and operating conditions except to the extent that such information is publicly available or is otherwise protected by patent
law;

 

“Licensed
Patents” means the Patents licensed under this Agreement including, as the case may be, AOI Patents, or Ningbo Target
Patents, or Yuhan Shanghai Patents;

 

“Licensed
Know-How” means the Ningbo Target Know-How;

 

“Licensed
Products” means the AOI Licensed Products, the Ningbo Target Licensed Products, or the Yuhan Shanghai Licensed Products,
as the case may be;

 

“Licensed
Technology” means the Intellectual Property Rights licensed under this Agreement including, as the case may be, the
AOI Technology, the Ningbo Target Technology and the Yuhan Shanghai Technology;

 

“Licensed
Term” means on a country-by-country basis and Licensed Product-by-Licensed Product basis:

 

		(i)	in
                                         respect of Patent Products, the last to expire Valid Claim which would be infringed by
                                         the sale, supply or provision of the Patent Products;

 

		(ii)	in
                                         respect of Know-How Products, the last to expire Valid Claim of a Licensed Patents which
                                         would be infringed by the sale, supply or provision of such Know-How Product;

 

“Licensed
Territory” for each Licensed Patent, the territory where such Licensed Patents is applied and granted, as listed in
Appendix A. For clarification purpose, only the license of the Licensed Patents shall be subject to the Licensed Territory limitation
where the license of Licensed Know-How is not subject to the Licensed Territory limitation;

    3

     

    

“Licensee”
means Ningbo Target or Yuhan Shanghai (as the case may be) for the AOI Technology; means AOI for the Ningbo Target Technology
and the Yuhan Shanghai Technology;

 

“Licensor”
means AOI for the AOI Technology; means Ningbo Target for the Ningbo Target Technology; means Yuhan Shanghai for the Yuhan Shanghai
Technology;

 

“NewCo”
means a company to be established in Hong Kong special administrative region of the PRC, as defined in the SPA;

 

“Ningbo
Target Know-How Products” means:

 

		(i)	all
                                         goods which incorporate Ningbo Target Know-How or the development, manufacture or use
                                         of which uses any Ningbo Target Know-How; and

 

		(ii)	all
                                         services the provision of which uses any Ningbo Target Know-How;

 

but
in each case excluding Ningbo Target Patent Products;

 

“Ningbo
Target Know-How” means the Know-How owned by the Yuhan Shanghai and /or Ningbo Target during the Term or under which
Ningbo Target has the right during the Term to grant licenses or sub-licenses, as set out in Appendix B;

 

“Ningbo
Target Licensed Products” means the Ningbo Target Know-How Products and the Ningbo Target Patent Products;

 

“Ningbo
Target Patent Products” means:

 

		(i)	all
                                         goods, the manufacture, sale (or other supply) or use of which infringes a granted Valid
                                         Claim of Ningbo Target Patents or would infringe a pending Valid Claim of Ningbo Target
                                         Patents if granted, in each case, in the country of manufacture, sale (or other supply)
                                         or use; and

 

		(ii)	all
                                         services, the provision of which infringes a granted Valid Claim of the Ningbo Target
                                         Patents or would infringe a pending Valid Claim of the Ningbo Target Patents if granted,
                                         in each case, in the country of provision;

 

“Ningbo
Target Patents” means the Patents owned by Ningbo Target itself, as set out in Part B of Appendix A in relation to Transceiver
Products, Sub-Assembly Products and CATV Products;

 

“Ningbo
Target Technology” means the Ningbo Target Patents and the Ningbo Target Know-How;

 

“Patent
Products” means the AOI Patent Products, the Ningbo Target Patent Products and the Yuhan Shanghai Patent Products, as
the case may be;

 

“Patents”
means all patents worldwide other than design patents, including utility models and all applications therefor, including without
limitation continuations, continuations-in-part, divisionals, reexaminations, extensions, foreign counterparts and any patents
reissuing thereon. Design patents are not within the scope of this Agreement;

 

“Permitted
Holder” has the meaning set forth in clause 15.2.1;

 

“PRC”
means the People’s Republic of China and solely for the purposes of this Agreement, excluding Hong Kong, Macau, and Taiwan;

    4

     

    

“Sub-Assembly
Products” has the meaning set forth in the SPA;

 

“Transceivers Products” has the meaning set forth
in the SPA;

 

“Rules” has the meaning set forth in clause 17.2;

 

“Valid
Claim” means a claim of:

 

		(i)	an
                                         issued and in force patent which has not (a) expired; nor (b) been permanently revoked,
                                         or found unenforceable or invalid by a court or other governmental agency of competent
                                         jurisdiction in a final and non-appealable judgment; nor (c) been revoked, or found unenforceable
                                         or invalid by a court or other governmental agency of competent jurisdiction in an appealable
                                         judgement from which an appeal has not been taken in the time allowed; or

 

		(ii)	a
                                         pending patent application which claim has not been withdrawn, abandoned or finally disallowed
                                         without the possibility of appeal or refiling of the claim, provided that the claim in
                                         question has not been pending for more than six (6) years from the priority date.

 

“Yuhan
Shanghai Technology” means the Yuhan Shanghai Patents;

 

“Yuhan Shanghai License” has the meaning set
forth in clause 3.1.3;

 

“Yuhan
Shanghai Licensed Products” means the Yuhan Shanghai Patent Products;

 

“Yuhan
Shanghai Patent Products” means:

 

		(i)	all
                                         goods, the manufacture, sale (or other supply) or use of which infringes a granted Valid
                                         Claim of Yuhan Shanghai Patents or would infringe a pending Valid Claim of Yuhan Shanghai
                                         Patents if granted, in each case, in the country of manufacture, sale (or other supply)
                                         or use; and

 

		(ii)	all
                                         services, the provision of which infringes a granted Valid Claim of Yuhan Shanghai Patents
                                         or would infringe a pending Valid Claim of Yuhan Shanghai Patents if granted, in each
                                         case, in the country of provision;

 

“Yuhan
Shanghai Patents” means the Patents owned by the Yuhan Shanghai itself, as set out in Part C of Appendix A;

 

	2.	TERM

 

	2.1.	This
                                         Agreement shall take effect from the Execution Date, and unless terminated earlier in
                                         accordance with clause 12:

 

		(a)	As
                                         for Licensed Technology concerning CATV Products, shall continue in force on a country-by-country
                                         basis and Licensed Product-by-Licensed Product until the end of the applicable Licensed
                                         Term and on such date, this Agreement shall expire in the relevant country and the Licensee
                                         shall benefit from a non-exclusive, perpetual, irrevocable, fully-paid up, sub-licensable
                                         license under the Licensed Know-How licensed to it in the relevant country;

    5

     

    

		(b)	As
                                         for Licensed Technology concerning other products (including Transceiver Products and
                                         Sub-Assembly Products), shall continue in force on a country-by-country basis and Licensed
                                         Product-by-Licensed Product for a period of ten (10) years after the Execution Date,
                                         which shall be automatically renewed by the relevant Licensee, for additional ten (10)
                                         years period and each subsequent ten (10) years period
renewal thereafter, provided that the relevant Licensee is not in material breach of this Agreement at the expiration
of the previous term,

 

collectively,
the “Term”.

 

	3.	GRANT
OF LICENSE

 

	3.1.	Licensed
                                         Technology.

 

		3.1.1.	AOI
                                         Technology

 

Subject
to the provisions of this Agreement and clause 10 under SPA, AOI grants to Ningbo Target and Yuhan Shanghai, and each Ningbo Target
and Yuhan Shanghai accepts, a perpetual, irrevocable, royalty-free, nontransferable, sub-licensable, personal, nonexclusive license
(other than the rights referred to in clause 3.4 and the circumstances under clause 3.5) under the AOI Technology, in the Licensed
Territory for AOI Patents and subject to the Deal Prohibition as defined in clause 3.1.1, during the Licensed Term:

 

		(a)	to
                                         make, (but not have made) (including the right to use any apparatus and practice any
                                         method in making), use (including the right to practice any method or process with respect
                                         to such use), import, export, offer for sale, lease, distribute, sell, supply, and/or
                                         otherwise dispose of the AOI Licensed Products (as the case may be); and

 

		(b)	subject
                                         to the provisions in clause 3.2, to have the AOI Licensed Products made by another manufacturer
                                         for the use, import, export, offer for sale, lease, sale, supply and/or other disposal
                                         by Ningbo Target, or have the AOI Licensed Products made by another manufacturer for
                                         the use, import, export, offer for sale, lease, sale and/or other disposal by Yuhan Shanghai
                                         (as the case may be).

 

Provided,
however, the AOI Licensed Products under this clause 3.1.1 shall be strictly limited to the CATV Products and, in particular,
unless otherwise agreed by AOI in writing, (i) the Ningbo Target, Yuhan Shanghai and the NewCo shall neither, by itself, directly
or indirectly, deliver such CATV Products to any End Customer located in North America nor enter into any deals with any End Customer
located in North America; (ii) the Ningbo Target, Yuhan Shanghai and the NewCo shall require, in writing in their agreement with
their contractual parties in relation to the CATV Products that, their contractual parties shall neither, directly or indirectly,
deliver such CATV Products to any End Customer located in North America nor enter into any deals with any End Customer located
in North America (“Deal Prohibition”) and the Ningbo Target, Ningbo Target and the NewCo shall terminate their
cooperation with such contractual parties upon their breach of their obligation of Deal Prohibition and claim against such contractual
parties accordingly; (iii) the Ningbo Target, Yuhan Shanghai and the NewCo shall be jointly and severally liable for relevant
losses, if any, arising from such contractual parties’ breach of their obligation of Deal Prohibition.

 

Provided,
in case that Ningbo Target or Yuhan Shanghai intends to sub-license the AOI Technology, Ningbo Target and Yuhan Shanghai
shall procure the sub-licensee to execute a deed of adherence, in the form and substance satisfactory to AOI, such that the
sub-licensee agrees to be bound by the provisions of this Agreement; provided further, that, if the
sub-licensee fails to execute such deed of adherence prior to the grant of sub-license by Ningbo Target or Yuhan Shanghai,
AOI’s license under this clause 3.1.1 shall forthwith terminate.

    6

     

    

For
the avoidance of doubt, the Deal Prohibition only applies so long as the Ningbo Target is the largest supplier of AOI for CATV
Products, to be determined by the value of the total revenue for CATV Products awarded to the Ningbo Target (the “Subsidiary
CATV Revenue”), in comparison to all of the AOI suppliers of similar CATV Products (the “Total CATV Revenue”),
during any of AOI’s fiscal year following the Execution Date, where the Subsidiary CATV Revenue shall be equal to or more
than 51% of Total CATV Revenue. For the purpose of this Agreement, the Subsidiary CATV Revenue includes any purchase orders that
is awarded to the Subsidiary but rejected by the Subsidiary under section 1.5 of the Contract Manufacturing Agreement where AOI’s
expected Gross Margin for the CATV Products to be manufactured by the Subsidiary under such purchase order is equal to or more
than 10%, but excludes any purchase orders that is awarded to the Subsidiary but rejected by the Subsidiary under section 1.5
of the Contract Manufacturing Agreement under which AOI’s expected Gross Margin for the CATV Products to be manufactured
by the Subsidiary is less than 10%.

 

For
the purpose hereof, the “Gross Margin” with respect to any CATV Products shall be calculated as: (total revenue of
relevant CATV Products minus cost of goods sold) divided by total revenue of relevant CATV Products multiplied by
100%.

 

		3.1.2.	Ningbo
                                         Target Technology

 

		(a)	Subject
                                         to the provisions of this Agreement, as for the Ningbo Target Technology concerning Transceivers
                                         Products and Sub-Assembly Products, Ningbo Target grants to AOI, and AOI accepts, a worldwide,
                                         perpetual, irrevocable, royalty-free, transferable sub-licensable, personal, nonexclusive
                                         license (other than the rights referred to in clause 3.4 and the circumstances under
                                         clause 3.5) under such Ningbo Target Technology during the Licensed Term:

 

		(i)	to
                                         make, have made, (including the right to use any apparatus and practice any method and
                                         the right of reverse engineering in making), use (including the right to practice any
                                         method or process with respect to such use), import, export, offer for sale, lease, distribute,
                                         sell, supply, and/or otherwise dispose of the relevant Ningbo Target Licensed Products;
                                         and

 

		(ii)	to
                                         have the relevant Ningbo Target Licensed Products made by another manufacturer for the
                                         use, import, export, offer for sale, lease, sale, supply, and/or other disposal by AOI
                                         under a sub-license.

    7

     

    

		(b)	Subject
                                         to the provisions of this Agreement, as for the Ningbo Target Technology concerning CATV
                                         Products, Ningbo Target grants to AOI, and AOI accepts, a worldwide, perpetual, irrevocable,
                                         royalty-free, transferable sub-licensable, personal, sole license (as provided in clause
                                         3.3 and other than the rights
referred to in clause 3.4 and the circumstances under clause 3.5) under the Ningbo Target Technology during the Licensed Term:

 

		(i)	to
                                         make, have made, (including the right to use any apparatus and practice any method and
                                         the right of reverse engineering in making), use (including the right to practice any
                                         method or process with respect to such use), import, export, offer for sale, lease, distribute,
                                         sell, supply, and/or otherwise dispose of the relevant Ningbo Target Licensed Products;
                                         and

 

		(ii)	to
                                         have the relevant Ningbo Target Licensed Products made by another manufacturer for the
                                         use, import, export, offer for sale, lease, sale, supply, and/or other disposal by AOI
                                         under a sub-license..

 

		3.1.3.	Yuhan
                                         Shanghai Technology

 

Subject
to the provisions of this Agreement, Yuhan Shanghai grants to AOI, and AOI accepts, a worldwide, perpetual, irrevocable,
royalty-free, sub-licensable, personal license (as provided in clause 3.3 and other than the rights referred to in clause 3.4
and the circumstances under clause 3.5) under the Yuhan Shanghai Technology during the Licensed Term (“Yuhan
Shanghai License”):

 

		(a)	to
                                         make, have made, (including the right to use any apparatus and practice any method and
                                         the right of reverse engineering in making), use (including the right to practice any
                                         method or process with respect to such use), import, export, offer for sale, lease, distribute,
                                         sell, supply, and/or otherwise dispose of the Yuhan Shanghai Licensed Products; and

 

		(b)	to
                                         have the Yuhan Shanghai Licensed Products made by another manufacturer for the use, import,
                                         export, offer for sale, lease, sale, supply, and/or other disposal by AOI under a sub-license.

 

	3.2.	Have
                                         Made Rights

 

The
licenses granted in clause 3.1.1 to each Ningbo Target or Yuhan Shanghai to have products made by another manufacturer:

 

		3.2.1.	shall
                                         apply only to products made for sale back to (i) such Licensee and/or (ii) such customers
                                         with which such Licensee has binding contractual commitments covers such sale (i.e.,
                                         pricing, warranty, performance, etc.) and to which such Licensee has contractually authorized
                                         such original design manufacturers (“ODMs”), original equipment manufacturers
                                         (“OEMs”) and suppliers to sell; and

 

		3.2.2.	shall
                                         apply only to such Licensee’s Licensed Products and/or portions thereof for which
                                         the specifications were substantially furnished by such Licensee (either solely or jointly
                                         with one or more third parties) or for which the designs are owned by such Licensee or
                                         licensed by such Licensee only in the case of reference designs provided by an ODM; and

 

		3.2.3.	shall
                                         not apply to any products in the form manufactured or marketed by said other manufacturer
                                         prior to such Licensee’s furnishing of said specifications.

    8

     

    

	3.3.	Sole
                                         License

 

For
the license under clauses 3.1.2(b), the Licensor shall not, directly or indirectly, authorize any third party other than the Licensee
or Licensor’s Affiliates (as applicable), to exercise any rights equivalent to the rights granted to the relevant Licensee
as per clauses 3.1.2(b) in any manner, without the prior written consent of the relevant Licensee. For the avoidance of doubt,
this clause 3.3 and the licenses granted pursuant to clauses 3.1.2(b) do not limit the Licensor’s rights or the rights of
the Licensor to grant rights to its Affiliates equivalent to the rights granted to the relevant Licensee as per clause 3.1.2(b).

 

Notwithstanding
the foregoing provisions, the Licensor shall be entitled to authorize a third party to exercise rights equivalent of those under
clause 3.1.2(b) solely for the purpose of undertaking the suppliers’ obligations under the Contract Manufacturing Agreement to
be entered into among AOI, the Ningbo Target and Yuhan Shanghai.

 

	3.4.	Reserved
                                         Rights

 

Subject
to clause 3.1, each Licensor reserves all of the right to exploit or exercise any or all of the rights granted to the Licensee(s)
under this Agreement according to its sole decision by itself or its Affiliates, including without limitation, the rights to make,
have made (including the right to use any apparatus and practice any method in making), use (including the right to practice any
method or process with respect to such use), import, offer for sale, lease, distribute, sell, supply, and/or otherwise dispose
of any kinds of products in the Licensed Territory of each Licensee.

 

For
each Licensed Patent, the relevant Licensor shall be solely responsible for, and make all decisions concerning, the prosecution
and maintenance thereof and notify the relevant Licensee of any additions or deletions and any changes in the status of any Licensed
Patent.

 

	3.5.	Limited
                                         Grant

 

Except
for the rights and licenses granted by each Licensor under clause 3, this Agreement does not grant to any Licensee any other right,
title or interest by implication, estoppel, or otherwise any right, title or interest. Without limitation of the foregoing, nothing
in this Agreement shall be construed as granting by implication, estoppel, or otherwise, any right, title or interest in, to or
under Licensor patents other than Licensed Patents regardless of whether such other patents are dominant or subordinate to any
Licensed Patent. All rights, titles and interests not specifically, expressly granted by Licensor hereunder are hereby reserved.

 

	3.6.	Filing

 

Each
Licensor may, at its sole cost, file this Agreement and submit documents for filing to the competent patent Governmental Authority
upon effectiveness, modification or termination of this Agreement.

 

	3.7.	Provision
                                         of Know-How

 

Each
Licensor shall, within thirty (30) days after request by Licensee, provide relevant Licensee with copies of the Licensed Know-How
and to the extent that such Know-How has not already been provided to the relevant Licensee.

    9

     

    

	4.	CONSIDERATION

 

Unless
otherwise agreed by the Parties in writing, the consideration for the license granted under clause 3 of this Agreement during
the Term has been fully considered as part of the Consideration as contemplated in the SPA.

 

	5.	CHALLENGES
                                         TO LICENSED PATENTS 

 

During
the Term, each Licensee shall not institute or actively participate as an adverse party in, or otherwise provides material support
to, any action, suit or other proceeding to invalidate or limit the scope of any Patent owned by its Licensor and licensed to
Licensee or any Licensed Patent claim or limit to the scope of any Licensed Patent claim owned by Licensor or obtain a ruling
that any Licensed Patent claim is unenforceable or not patentable.

 

	6.	DILIGENCE
                                         AND COMMERCIALIZATION 

 

	6.1.	Each
                                         Licensee shall use diligent endeavours to develop and commercially exploit the Licensed
                                         Technology in its Licensed Territory for the Term.

 

	6.2.	If
                                         any Licensor considers at any time that the Licensee has failed to comply with clause
                                         6.1, it shall notify the relevant Licensee of the same, detailing any remedial actions
                                         that are required by the Licensor, and provide the Licensor with twenty (20) Business
                                         Days or such other time as is agreed between the Parties (acting reasonably) to implement
                                         such remedial actions necessary to comply with clause 6.1. This clause 6.2 shall be without
                                         prejudice to each Party’s right to dispute any allegation by the other that it
                                         has failed to comply with clause 6.1.

 

	7.	QUALITY
AND INSURANCE

 

	7.1.	Each
Licensee shall:

 

		7.1.1.	use
reasonable endeavours to ensure that all of the Licensed Products are of satisfactory quality; and

 

		7.1.2.	comply
with all applicable Laws in each part of its Licensed Territory in which such Licensed Products are marketed or supplied.

 

Each
Party shall maintain adequate public liability insurance that comes into force on or before the first sale or supply of a Licensed
Product by it or its Affiliates or sub-licensees and continues in force until at least three (3) years after the last such sale
or supply.

 

	8.	CONFIDENTIAL
INFORMATION

 

	8.1.	Confidentiality
                                         Obligations

 

Each
Receiving Party undertakes:

 

		8.1.1.	to
                                         maintain as secret and confidential all Confidential Information of the other Party and
                                         take all reasonable precautions to prevent the unauthorized disclosure of it;

 

		8.1.2.	not
                                         to disclose or permit the disclosure of any Confidential Information of the other Party,
                                         in whole or in part, to any person, except in accordance with the provisions of this
                                         Agreement;

 

		8.1.3.	not
                                         to use the Confidential Information of the other Party for any purpose except the purposes
                                         of performing its obligations and enjoying its rights under this Agreement (together
                                         the “Purpose”); and

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		8.1.4.	to
                                         inform the other Party immediately if it becomes aware of the possession or use of any
                                         of the Confidential Information of the other Party by any unauthorized person, and to
                                         provide all reasonable assistance to the other Party in relation to such unauthorized
                                         possession or use.

 

	8.2.	Exceptions
                                         to Confidentiality Obligations

 

The
obligations set out in clause 8.1 shall not apply to that part of the Confidential Information of the other Party which the Receiving
Party can demonstrate by reasonable, written evidence:

 

		8.2.1.	was,
                                         prior to its receipt by the Receiving Party from the Disclosing Party, in the possession
                                         of the Receiving Party without any obligations of confidence; or

 

		8.2.2.	is
                                         subsequently disclosed to the Receiving Party, without any obligations of confidence,
                                         by a third party who is entitled to disclose it without breaching any confidentiality
                                         obligations to the Disclosing Party; or

 

		8.2.3.	is
                                         or becomes generally available to the public through no fault of the Receiving Party
                                         or its Affiliates or sub-licensees or its or their representatives; or

 

		8.2.4.	is
                                         independently developed by or on behalf of the Receiving Party, as evidenced by written
                                         records, without use of or reference to the Confidential Information of the Disclosing
                                         Party.

 

Specific
aspects or details of Confidential Information shall not be deemed to be generally available to the public or in the possession
of the Receiving Party merely because the Confidential Information is covered or embraced by a more general class of information
generally available to the public or in the possession of the Receiving Party. Any combination of information shall not be considered
to be generally available to the public or in the possession of the Receiving Party merely because individual elements of such
information are generally available to the public or in the possession of the Receiving Party.

 

	8.3.	Required
                                         Disclosure

 

The
Receiving Party will not be in breach of its obligations under clause 8.1 to the extent that it is required to disclose any Confidential
Information of the other Party by or to a court or other public body that has jurisdiction over it, provided that the Receiving
Party has given the other Party written notice of the requirement as soon as possible prior to disclosing the Confidential Information
and discloses only the minimum amount necessary to comply with the requirement and, at the Disclosing Party’s request, seeks
to persuade the court or public body to have the information treated in a confidential manner, where this is possible under the
court or public body’s procedures.

 

	8.4.	Permitted
                                         Disclosure

 

The
Receiving Party may:

 

		8.4.1.	disclose
                                         the terms of this Agreement and the Confidential Information of the other Party to those
                                         of its Affiliates, sub-licensees, subcontractors and representatives who reasonably need
                                         to access such Confidential Information for the Purpose;

 

		8.4.2.	disclose
                                         the terms of this Agreement and the Confidential Information of the other Party to other
                                         third parties for the purpose of intellectual property prosecution and maintenance and
                                         of seeking regulatory approval for Licensed Products; and

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		8.4.3.	disclose
                                         the terms of this Agreement and the Confidential Information of the other Party to potential
                                         collaborators, collaborators, potential investors, investors, potential purchasers, purchases
                                         who reasonably need to access such Confidential Information for the purpose of the relevant
                                         collaboration, investment or purchase;

 

In
each case, provided that before they are given access to such Confidential Information they are made aware of its confidential
nature, and are under a legally binding written obligation to treat such Confidential Information in accordance with the terms
of this Agreement. The Receiving Party shall procure that all those to whom access to such Confidential Information has been given
comply with the provisions of this clause 8 in relation to such Confidential Information. The Receiving Party shall be liable
to the Disclosing Party for any disclosure or misuse of such Confidential Information by those to whom access to such Confidential
Information has been given, whether directly or indirectly, by the Receiving Party.

 

	8.5.	Additional
                                         Permitted Disclosure

 

		(a)	AOI
                                         may disclose Confidential Information to any third party (i) to whom it is, at the Execution
                                         Date, under a legal or contractual obligation to disclose such information or (ii) who
                                         was involved in the development of the AOI Technology, including without limitation the
                                         creation, invention or funding of the AOI Technology.

 

		(b)	Ningbo
                                         Target may disclose Confidential Information in relation to Ningbo Target Technology
                                         concerning Transceiver Products and Sub-Assembly Products to any third party (i) to whom
                                         it is, at the Execution Date, under a legal or contractual obligation to disclose such
                                         information or (ii) who was involved in the development of the Ningbo Target Technology
                                         concerning Transceiver Products and Sub-Assembly Products, including without limitation
                                         the creation, invention or funding of the Ningbo Target Technology concerning the Transceiver
                                         Products and Sub-Assembly Products.

 

	8.6.	Term
                                         of Confidentiality Obligations

 

The
Receiving Party’s obligations of confidence and non-use in this clause 8 shall, with respect to any Confidential Information,
remain in full force until the exceptions in clause 8.2 apply to such Confidential Information or the Disclosing Party has given
its prior written consent to the disclosure of such Confidential Information.

 

	8.7.	Confidentiality
                                         of this Agreement

 

The
Parties shall use reasonable endeavours to ensure that, to the extent permitted by relevant authorities, this Agreement shall
not form part of any public record.

 

	9.	INFRINGEMENT

 

	9.1.	Notice
                                         of Infringement or Third-party Claims

 

For
a Licensed Technology, if (a) either any Licensor or Licensee believes that a Licensed Technology is being infringed or
misappropriated by a third party in the Licensed Territory of Licensee or outside the Licensed Territory of Licensee, or (b)
if a third party alleges that such Licensed Technology is invalid or unenforceable or claims that a Licensed Product, or its
use, development, manufacture or sale infringes such third party’s intellectual property rights in the Licensed
Territory or outside the Licensed Territory, the Party possessing such belief or awareness of such claims shall promptly
provide written notice to the other Parties and provide it with all details of such infringement or claim, as applicable,
that are known by such Party.

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	9.2.	Right
                                         to Bring Action or Defend

 

		9.2.1.	Each
                                         Licensor has the sole right and discretion to prevent or abate any actual or threatened
                                         misappropriation or infringement and attempt to resolve any claims relating to its Licensed
                                         Technology (“Action”), including by (a) prosecuting or defending any
                                         opposition, derivation, interference, declaratory judgment, federal district court, U.S.
                                         International Trade Commission or other proceeding of any kind; and (b) taking any other
                                         lawful action that Licensor, in its sole discretion, believes is reasonably necessary,
                                         to protect, enforce or defend any Licensed Technology. Each Licensor has the right to
                                         prosecute or defend any such proceeding in Licensor’s own name or, if required
                                         by applicable Law, in the name of each Licensee and may join each Licensee as a party.
                                         Each Licensor shall bear its own costs and expenses in all such proceedings and have
                                         the right to control the conduct thereof and be represented by counsel of its own choice
                                         therein.

 

		9.2.2.	Each
                                         Licensee shall and hereby does irrevocably and unconditionally waive any objection to
                                         Licensor’s joinder of Licensee to any proceeding described in clause 9.2.1 on any
                                         grounds whatsoever, including on the grounds of personal jurisdiction, venue or forum
                                         non-convenience. If Licensor brings or defends any such proceeding, Licensee shall cooperate
                                         in all respects with Licensor in the conduct thereof, and assist in all reasonable ways,
                                         including having its employees testify when requested and make available for discovery
                                         or trial exhibit relevant records, papers, information, samples, specimens, and the like.
                                         Licensee may bear the expenses first so long as Licensor is provided with written notification
                                         prior to bearing such expenses, and Licensor will reimburse Licensee of any reasonable
                                         out-of-pocket expenses incurred on an on-going basis by Licensee in providing Licensor
                                         such assistance.

 

		9.2.3.	Notwithstanding
                                         otherwise provided, if Licensor does not intend to prosecute or defend an Action or if
                                         Licensor does not initiate an Action with respect to any actual or threatened misappropriation
                                         or infringement within thirty (30) days following Licensor’s
attention or within the term as requested in Licensee’s notification to Licensor with respect to such any actual or
threatened misappropriation or infringement, Licensee shall have the right to initiate an Action to resolve such actual or
threatened misappropriation or infringement at its own expense and to receive the compensation. Each Party shall have the
right to join an Action relating to Licensed Technology taken by the other Party, at its own expense.

 

	9.3.	Recovery
                                         and Settlement

 

If
any Licensor undertakes the enforcement or defense of any Licensed Technology:

 

		9.3.1.	any
                                         recovery, damages or settlement derived from such suit, action or other proceeding shall
                                         be retained in its entirety by Licensor; and

 

		9.3.2.	Licensor
                                         may settle any such suit, action or other proceeding, whether by consent order, settlement
                                         or other voluntary final disposition, without the prior written approval of any Licensee
                                         provided that Licensor shall not settle any such suit, action or other proceeding in
                                         a manner that adversely affects the rights of any of Licensee without any Licensee’s
                                         prior written consent, which consent may not be unreasonably withheld or delayed.

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	9.4.	March-in
                                         Rights

 

If
any suit, action or other proceeding alleging invalidity or non-infringement of any Licensed Technology is brought against any
Licensee, Licensor, at its option, shall have the right: (a) within thirty (30) Business Days after commencement of such suit,
action or other proceeding, to intervene and take over the sole defense of the suit, action or other proceeding at its own expense;
or (b) negotiate with the third party who makes the aforementioned claim so as to cause such Licensee to obtain the cross-license
of the disputed Licensed Technology.

 

	10.	REPRESENTATIONS
AND WARRANTIES

 

	10.1.	Mutual
                                         Representations and Warranties

 

Each
Party represents and warrants to the other Parties that as of the Execution Date of this Agreement:

 

		10.1.1.	it
                                         is duly organized, validly existing and in good standing as a corporation or other entity
                                         as represented herein under the Laws and regulations of its jurisdiction of incorporation,
                                         organization or chartering;

 

		10.1.2.	it
                                         has, and throughout the Term shall retain, the full right, power and authority to enter
                                         into this Agreement and to perform its obligations hereunder;

 

		10.1.3.	the
                                         execution of this Agreement by its representative whose signature is set forth at the
                                         end hereof has been duly authorized by all necessary corporate action of the Party; and

 

		10.1.4.	when
                                         executed and delivered by such Party, this Agreement shall constitute the legal, valid
                                         and binding obligation of that Party, enforceable against that Party in accordance with
                                         its terms.

 

	10.2.	No
                                         warranty of confidentiality

 

Notwithstanding
any other provision of this Agreement, neither Party makes any representation or gives any warranty that the Licensed Know-How
licensed by it has been maintained as secret or confidential prior to the Execution Date or will be maintained as secret and confidential
by it, its Affiliates, its sub-licensees or its or their representatives.

 

	10.3.	Acknowledgements

 

Each
Party acknowledges that:

 

		10.3.1.	the
                                         inventions claimed in the Licensed Technology licensed by it, are at an early stage of
                                         development. Accordingly, specific results cannot be guaranteed and any results, materials,
                                         information, or other items provided under this Agreement are provided ‘as is’
                                         and without any express or implied warranties, representations, or undertakings. As examples,
                                         but without limiting the foregoing, neither Party gives any warranty that any such results,
                                         materials, information, or other items are of merchantable or satisfactory quality, are
                                         fit for any particular purpose, comply with any sample or description, or are viable,
                                         uncontaminated, safe, or non-toxic; and

 

		10.3.2.	neither
                                         Party has performed any searches or investigations into the existence of any third party
                                         rights that may affect any of the Licensed Technology licensed by it or its exploitation.

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	10.4.	No
                                         other warranties

 

		10.4.1.	Each
                                         of the Licensees acknowledges that it does not enter into this Agreement in reliance
                                         on any representation, warranty or other provision except as expressly provided in this
                                         Agreement, and any conditions, warranties or other terms implied by Law are excluded
                                         from this Agreement to the fullest extent permitted by Law.

 

		10.4.2.	Without
                                         limiting the scope of clause 10.4.1 above, and subject to clause 10.1 above, each Licensor
                                         does not make any representation or give any warranty or undertaking:

 

		(a)	as
                                         to the efficacy or usefulness of the Licensed Technology licensed by it; or

 

		(b)	that
                                         any of the Licensed Technology licensed by it is or will be valid or existing or (in
                                         the case of an application) will proceed to grant; or

 

		(c)	that
                                         the use of any of the Licensed Technology licensed by it, the manufacture, sale, supply
                                         or use of Licensed Products or the exercise of any of the rights granted under this Agreement
                                         will not infringe any other intellectual property or other rights of any other person;
                                         or

 

		(d)	that
                                         any information communicated by it to the other Party under or in connection with this
                                         Agreement will produce Licensed Products of satisfactory quality or fit for the purpose
                                         for which it intended; or

 

		(e)	imposing
                                         any obligation on that Party to bring or prosecute actions or proceedings against third
                                         parties for infringement or to defend any action or proceedings for revocation of any
                                         of the Licensed Technology licensed by it.

 

	11.	INDEMNIFICATION

 

	11.1.	Each
                                         Licensor shall indemnify, and save and hold its relevant Licensee harmless from and against
                                         any and all liabilities, claims, causes of action, suits, damages, including reasonable
                                         attorneys’ fees and expenses, for which any Licensee becomes liable, or may incur
                                         or be compelled to pay by reason of Licensor’s activities or breach of the terms
                                         of this Agreement, including but not limited to: (a) any claims of infringement against
                                         the Licensed Technology (except
for the portion of claims of infringement arising from any Licensee’s continuing use of such technology after such Licensee
receives the documentation from Licensor which can reasonably evidence the infringement of such technology and the written instruction
from Licensor to cease use of such technology; or (b) defects in the Licensed Technology, except those arising from any Licensee’s
fault or material breach of the terms of this Agreement.

 

	11.2.	Licensee
                                         shall indemnify, and save and hold Licensor harmless from and against any and all liabilities,
                                         claims, causes of action, suits, damages, including reasonable attorneys’ fees
                                         and expenses, for which Licensor becomes liable, or may incur or be compelled to pay
                                         by reason of any Licensee’s activities or breach of the terms of this Agreement,
                                         including but not limited to defects in the Licensed Technology, except those arising
                                         from Licensor’s fault or material breach of the terms of this Agreement.

 

	11.3.	Pursuant
                                         to this Agreement, each Licensor shall not be responsible for any personal liability,
                                         personal injury, or product defect for a Licensed Product solely because the Licensed
                                         Product uses or bears one or more of the Licensed Technology.

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	11.4.	Licensor
                                         shall in no event be responsible, and shall in no event indemnify Licensee, for relevant
                                         losses, if any, arising from any personal liability, personal injury, product defect,
                                         or damages to third-parties due to a defect of Licensee.

 

	11.5.	Limitation
                                         of Liability

 

Subject
to clause 11.7, neither Party shall have any liability to the other under or in connection with this Agreement for any:

 

		11.5.1.	wasted
                                         management or other staff time;

 

		11.5.2.	losses
                                         or liabilities under or in relation to any other contract; or

 

		11.5.3.	indirect
                                         or special loss or damage.

 

	11.6.	Limitation
                                         of Liability for Misrepresentation

 

If
a Party has made or given any representation, warranty or promise or otherwise made any innocent or negligent misrepresentation
then, except to the extent that it has been expressly set out in this Agreement, the Party to whom it is given or made waives
any rights or remedies which it may have in respect of it and agrees that the other Party shall have no liability in respect of
it. This clause shall not exclude the liability of a Party for fraud or fraudulent misrepresentation.

 

	11.7.	Exceptions
                                         to Limitation of Liability

 

Notwithstanding
any other provision of this Agreement, neither Party’s liability under or in connection with this Agreement shall be excluded
or reduced to the extent that it arises in respect of the following matters:

 

		11.7.1.	deliberate
                                         breach of this Agreement whether caused by any Party or through the deliberate or willful
                                         acts or omissions of its Affiliates, sub-licensees, or its or their representatives;

 

		11.7.2.	under
                                         any express indemnities contained in this Agreement;

 

		11.7.3.	breach
                                         of clause 8; or

 

		11.7.4.	any
                                         matter in respect to of which, by law, liability cannot be excluded or reduced.

 

	12.	EFFECTIVE
DATE AND TERMINATION

 

	12.1.	This
                                         Agreement shall come into effect as from the Execution Date. Notwithstanding the foregoing,
                                         the Parties agree that the Yuhan Shanghai License and all the provisions herein regarding
                                         the Yuhan Shanghai License shall come into effect upon the completion of the registration/filing
                                         at United States Patent and Trademark Office and other applicable Governmental Authorities
                                         for the transfer of the Yuhan Shanghai Patents from AOI / Prime World to Yuhan Shanghai.

 

	12.2.	This
                                         Agreement may be terminated before the expiry hereof by an agreement reached between
                                         the Parties through negotiation.

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	12.3.	In
                                         addition to the provisions of clause 12.2, each Party shall have the right to terminate
                                         this Agreement by giving the other Parties a written notice, effective upon the expiry
                                         of thirty (30) days from the other Parties’ receipt of such written termination
                                         notice, on or at any time after becoming aware of any of the following:

 

		12.3.1.	an
                                         Insolvency Event occurs in respect of the other Party. “Insolvency Event”
                                         in relation to a Party, any of the following events: (a) any affirmative act of insolvency,
                                         or (b) upon the appointment of any receiver or trustee to take possession of the properties,
                                         or (c) upon the winding-up, sale, consolidation, merger, or any sequestration by Governmental
                                         Authority (except any sale, consolidation or merger between Yuhan Shanghai or Ningbo
                                         Target (as applicable) and their Affiliates, or AOI and its Affiliates);

 

		12.3.2.	the
                                         SPA is terminated for whatever reason; or

 

		12.3.3.	upon
                                         breach of material duties and obligations of other Party under this Agreement and, if
                                         such breach is curable, failing to cure such breach within ten (10) Business Days of
                                         the written notice of such breach. To avoid further dispute, any breach of clause 3.1.1
                                         is deemed a breach of material duty and obligation.

 

	12.4.	Licensor
                                         may terminate this Agreement as to any specific Licensed Technology of Licensor by giving
                                         at least ninety (90) days’ prior written notice to its Licensee if its Licensee
                                         or any of its Affiliates
or sub-licensees commences legal proceedings to assist any third party to commence legal proceedings to challenge the validity,
ownership or enforceability of such Licensed Technology of Licensor, in which case this Agreement shall be terminated solely with
respect to such Licensed Technology of Licensor. The exercise of any right of termination under this clause 12 shall not affect
any rights which have accrued prior to termination and shall be without prejudice to any other legal remedies to which AOI, Yuhan
Shanghai or Ningbo Target may be entitled by reason of such rights. The obligations and provisions of clause 8 (Confidential Information),
clause 9 (Infringement), clause 10 (Representations and Warranties), clause 11 (Indemnification), clause 12 (Effective Date and
Termination) and clause 13 (Effects of and Procedure on Termination) shall survive any expiration or termination of the Term of
this Agreement.

 

	13.	EFFECTS
OF AND PROCEDURE ON TERMINATION

 

	13.1.	Termination
                                         without prejudice to accrued rights

 

The
termination or expiry of this Agreement shall be without prejudice to any obligations, rights (including right to payment of amounts
earned but not paid) or liabilities of any of the Parties which have accrued before such termination or expiry. If a Party exercises
a right to terminate under clause 12, such termination shall be without prejudice to any rights which the Party exercising such
right may have in respect of such breach, and such party shall be entitled to recover from the other Party any loss suffered as
a result of the early termination of the Agreement.

 

	13.2.	Return
                                         of confidential information

 

Upon
termination of this Agreement, the Receiving Party shall immediately (no later than ten (10) Business Days after the termination
of the Agreement) return to the Disclosing Party (or destroy at the request of the Disclosing Party) all Confidential Information
of the Disclosing Party, make no further use of any of the Confidential Information of the Disclosing Party, and permanently delete
all electronic copies of any Confidential Information of the Disclosing Party from the computer systems of the Receiving Party
and its Affiliates. The Receiving Party shall procure that all those to whom access to such Confidential Information has been
given comply with the provisions of this clause.

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	13.3.	Termination
                                         of licenses

 

Upon
termination of this Agreement under clause 12.3 or 12.4:

 

		13.3.1.	each
                                         Party and its sub-licensees shall be entitled to sell and supply (subject to payment
                                         of royalties in accordance with this Agreement) any unsold or unused stocks of the Licensed
                                         Products for a period of six (6) months following the date of termination in accordance
                                         with the terms of this Agreement;

 

		13.3.2.	subject
                                         to paragraph 13.3.1 above, each Party and its sub-licensees shall no longer be licensed
                                         to use, sub-license or otherwise exploit in any way, either directly or indirectly, the
                                         Licensed Technology licensed to it under this Agreement;

 

		13.3.3.	subject
                                         to paragraph 13.3.1 above, each Party shall consent to the cancellation of any formal
                                         licence granted to it, or of any registration of it in any register, in relation to any
                                         of the Licensed Technology licensed to it.

 

	14.	RELATIONSHIP
OF THE PARTIES

 

	14.1.	The
relationship of the Parties is that of an independent contractor and any Party and its agents or employees shall not be considered
employees or agents of other Parties. This Agreement does not constitute and shall not be construed as constituting a partnership
or joint venture or grant of a franchise between any two Parties. Any Party shall not have the right to bind the other Parties
to any obligations to third parties.

 

	15.	ASSIGNMENT

 

	15.1.	Each
                                         Party may, by serving a notification to the other Parties, freely assign to any third
                                         party the benefit of this Agreement or all or part of its rights and/or obligations under
                                         this Agreement, provided that such transferee or assignee agrees in writing
                                         to be bound by and subject to the terms and conditions of this Agreement; provided,
                                         further that AOI shall obtain Ningbo Target’s prior written consent for
                                         any assignment of the rights and obligations with respect to the license of Ningbo Target
                                         Technology concerning CATV Products by AOI to any person (other than a Permitted Holder,
                                         as defined below) formed or incorporated in the PRC, unless such assignment is contemplated
                                         arising from or in connection with a Change of Control event, in which case no such written
                                         consent shall be required.

 

	15.2.	For
                                         the purpose of this Agreement, the term “Change in Control” shall
                                         mean: 

 

		15.2.1.	the
                                         sale or disposition, in one or a series of related transactions, of all or substantially
                                         all of the assets and/or businesses of AOI to any person other than any person of which
                                         a majority of its voting power of its voting equity securities or equity interest is
                                         owned, directly or indirectly, by AOI (a “Permitted Holder”); 

 

		15.2.2.	any
                                         person, other than a Permitted Holder, becomes the beneficial owner, directly or indirectly,
                                         of more than 50% of the total voting power of the voting stock of AOI (or any entity
                                         which controls AOI, including by way of merger, consolidation, tender or exchange offer
                                         or otherwise; or 

 

		15.2.3.	a
                                         reorganization, recapitalization, merger or consolidation (a “Corporate Transaction”)
                                         involving AOI, unless securities representing more than 50% of the combined voting power
                                         of the then outstanding voting securities entitled to vote generally in the election
                                         of directors of AOI or the corporation resulting from such Corporate
Transaction (or the parent of such corporation) are beneficially owned subsequent to such transaction by the persons who were
the beneficial owners of AOI immediately prior to such Corporate Transaction.

    18

     

    

	16.	NOTICES

 

	16.1.	Any
                                         notice, demand, waiver, consent, approval, or disapproval (collectively referred to as “notice”)
required or permitted herein shall be in writing and shall be given personally, by messenger, by air courier, by telecopy, or
by prepaid registered or certified mail, with return receipt requested, addressed to the Parties at their respective addresses
set forth above or at such other address as a Party may hereafter designate in writing to the other Parties.

 

	16.2.	A
                                         notice shall be deemed received on the date of receipt.

 

	17.	GOVERNING
LAW AND JURISDICTION

 

	17.1.	This
                                         Agreement is governed by, and shall be construed in accordance with, the laws of Hong
                                         Kong.

 

	17.2.	Any
                                         dispute, controversy or claim arising out of, relating to, or in connection with this
                                         Agreement, including (without limitation) any dispute regarding the breach, existence,
                                         validity or termination of this Agreement shall be finally settled by binding arbitration
                                         administered by the Hong Kong International Arbitration Centre (“HKIAC”)
                                         in accordance with the HKIAC Administered Arbitration Rules in effect at the time of
                                         the arbitration (“Rules”), which Rule are deemed to be incorporated
                                         by reference into this clause and as may be amended by the provisions of this clause.

 

	17.3.	The
                                         seat of the arbitration shall be Hong Kong. The arbitration tribunal shall consist of
                                         three arbitrators to be appointed in accordance with the Rules.

 

	17.4.	The
                                         language to be used in the arbitral proceedings shall be English and any arbitral award
                                         shall be given in English.

 

	17.5.	Nothing
                                         in this clause 17 shall be construed as preventing any Party from seeking conservatory
                                         or interim relief from any court of competent jurisdiction. Any award shall be final
                                         and binding upon the Parties from the day it is made. The Parties undertake to carry
                                         out each and every arbitral award without delay.

 

	18.	GOVERNING
                                         LANGUAGE 

 

This
Agreement is written in English. If this Agreement is translated into another language, the English version shall prevail.

 

	19.	COUNTERPARTS
                                         

 

This
Agreement may be executed in any number of counterparts, each of which when executed and delivered is an original and all of which
together evidence the same agreement.

 

[Signatures
on Following Page]

    19

     

    

IN
WITNESS WHEREOF, the Parties have caused this Agreement to be executed by their duly authorized representatives, each of which
shall constitute an original effective as of the date hereof.

 

APPLIED
OPTOELECTRONICS, INC.

 

	By:	                        	 

	Name:	                        	 

	Title:	                        	 

 

GLOBAL
TECHNOLOGY CO., LTD.

 

	By:	                        	 

	Name:	                        	 

	Title:	                        	 

 

Signature
Page to Technology Cross License Agreement

     

     

    

IN
WITNESS WHEREOF, the Parties have caused this Agreement to be executed by their duly authorized representatives, each of which
shall constitute an original effective as of the date hereof.

 

YUHAN
OPTOELECTRONIC TECHNOLOGY (SHANGHAI) CO., LTD. 

(裕汉光电子科技(上海)有限公司).

 

	By:	                        	 

	Name:	                        	 

	Title:	                        	 

    21

     

    

Appendix A – Licensed Patents

 

Part A – AOI Patents

 

	Title of Invention	Owner	Country

(Jurisdiction)	Legal
    Status	Application No.	Filing Date	Pat. / Serial No.	Patent Issue

Date
	PREDISTORTION
    CIRCUIT HAVING DISTORTION DIODES BIASED TO IMPROVE PERFORMANCE	AOI	US	Issued	11/834873	2007/8/7	7925170	2011/4/12
	MODULAR LASER PACKAGE SYSTEM	AOI	US	Issued	11/671587	2007/2/6	7478955	2009/1/20
	SYSTEMS
    AND METHODS FOR REDUCING CLIPPING IN MULTICHANNEL MODULATED OPTICAL SYSTEMS	AOI	US	Issued	11/753082	2007/5/24	8165475	2012/4/24
	SYSTEMS
    AND METHODS FOR REDUCING CLIPPING IN MULTICHANNEL MODULATED OPTICAL SYSTEMS	AOI	US	Issued	11/753162	2007/5/24	8358937	2013/1/22
	CLIPPING
    CORRECTION SYSTEM AND METHOD FOR CORRECTING CLIPPED SIGNALS IN A RECEIVER	AOI	US	Issued	12/117721	2008/5/8	7978985	2011/7/12
	DISTORTION
    COMPENSATION CIRCUIT AND METHOD BASED ON ORDERS OF TIME DEPENDENT SERIES OF DISTORTION SIGNAL	AOI	US	Issued	12/025883	2008/2/5	8121493	2012/2/21

    22

     

    

	
        Title of Invention
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        REDUCING CROSS MODULATION
IN MULTICHANNEL MODULATED OPTICAL SYSTEMS WITH ANTI-CLIPPING
	
        AOI
	
        US
	
        Issued
	
        12/053104
	
        2008/3/21
	
        8165474
	
        2012/4/24

	
        REDUCING CROSS-MODULATION
IN MULTICHANNEL MODULATED OPTICAL SYSTEMS
	
        AOI
	
        US
	
        Issued
	
        12/245008
	
        2008/10/3
	
        9,191,111 B2
	
        2015/11/17

	
        DISTORTION COMPENSATION
        CIRCUIT INCLUDING ONE OR MORE PHASE INVERTIBLE DISTORTION PATHS
	
        AOI
	
        US
	
        Issued
	
        12/026182
	
        2008/2/5
	
        8073340
	
        2011/12/6

	
        DISTORTION COMPENSATION
        CIRCUIT INCLUDING ONE OR MORE PHASE INVERTIBLE DISTORTION PATHS
	
        AOI
	
        US
	
        Issued
	
        13/311047
	
        2011/12/5
	
        8718489
	
        2014/5/6

	
        REDUCING CROSS-MODULATION
IN MULTICHANNEL MODULATED OPTICAL SYSTEMS
	
        AOI
	
        US
	
        Issued
	
        12/245028
	
        2008/10/3
	
        8320773
	
        2012/11/27

	
        QUAD-PORT OPTICAL
        MODULE WITH PASS-THROUGH AND ADD/DROP CONFIGURATION
	
        AOI
	
        US
	
        Issued
	
        12/203602
	
        2008/9/3
	
        8126329
	
        2012/2/28

    23

     

    

	
        Title of Invention
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        OPTICAL RECEIVING MODULE
	
        AOI
	
        TW
	
        Issued
	
        97129988
	
        2008/8/7
	
        I366349
	
        2012/6/11

	
        COMPOSITE TRIPLE
ORDER BEAT CROSS MODULATION DISTORTION CONTROL CIRCUIT OF OPTICAL RECEIVER
	
        AOI
	
        TW
	
        Issued
	
        097130932
	
        2008/8/14
	
        I373214
	
        2012/9/21

	
        SYSTEM AND METHOD
FOR DISTORTING COMPENSATION IN RESPONSE TO FREQUENCY DETECTION

        波长可选择激光装置以及具有该

        波长可选择激光装置的设备及系统
	
        AOI
	
        CN
	
        Issued
	
        201180067494.X
	
        2013/8/13
	
        CN103444102A 
	
        2016/5/18

	
        SYSTEM AND METHOD
FOR DISTORTING COMPENSATION IN RESPONSE TO FREQUENCY DETECTION
	
        AOI
	
        US
	
        Issued
	
        13/005820
	
        2011/1/13
	
        8606116
	
        2013/12/10

	
        SYSTEM AND METHOD
FOR DISTORTION COMPENSATION INCLUDING CONFIGUREABLE DELAY
	
        AOI
	
        US
	
        Issued
	
        12/976136
	
        2010/12/22
	
        8670675
	
        2014/3/11

	
        DISTORTION COMPENSATION
        CIRCUIT INCLUDING TUNABLE PHASE PATH
	
        AOI
	
        US
	
        Issued
	
        13/435595
	
        2012/3/30
	
        8891974
	
        2014/11/18

	
        PRE-DISTORTION CIRCUITS
	
        AOI
	
        TW
	
        Issued
	
        101216168
	
        2012/8/22
	
        M458739
	
        2013/8/1

    24

     

    

	
        Title of Invention
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        PLUGGABLE OPTICAL TRANSCEIVER
	
        AOI
	
        TW
	
        Issued
	
        101216164
	
        2012/8/22
	
        M458740
	
        2013/8/1

	
        RADIO FREQUENCY OVER GLASS NODE
	
        AOI
	
        TW
	
        Issued
	
        101216167
	
        2012/8/22
	
        M458738
	
        2013/8/1

	
        HEAT TRANSFER ASSEMBLY
        PROVIDING HEAT TRANSFER FROM A MODULE MOUNTED ON A CIRCUIT BOARD THROUGH THE CIRCUIT BOARD
	
        AOI
	
        CN
	
        Pending
	
        2017800591963
	
        2019/3/26
	 	 
	
        HEAT TRANSFER ASSEMBLY
        PROVIDING HEAT TRANSFER FROM A MODULE MOUNTED ON A CIRCUIT BOARD THROUGH THE CIRCUIT BOARD
	
        AOI
	
        US
	
        Issued
	
        15/275,785
	
        2016/9/26
	
        10,098,221
	
        2018/10/9

	
        CATV NETWORK DEVICE
        ENERGY REDUCTION BY PROVIDING AMPLIFIER CONTROL IN RESPONSE TO CHANNEL LOADING
	
        AOI
	
        US
	
        Issued
	
        15/295,189
	
        2016/10/17
	
        10,044,441
	
        2018/8/7

	
        COAXIAL CONNECTOR
        SEIZURE ASSEMBLY WITH INTEGRATED MECHANICAL STOP AND A HYBRID FIBER-COAXIAL (HFC) MODULE IMPLEMENTING SAME
	
        AOI
	
        CN
	
        Pending
	
        202110117859.0
	
        2021/1/28
	 	 

    25

     

    

	
        Title of Invention
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        COAXIAL CONNECTOR
        SEIZURE ASSEMBLY WITH INTEGRATED MECHANICAL STOP AND A HYBRID FIBER-COAXIAL (HFC) MODULE IMPLEMENTING SAME
	
        AOI
	
        US
	
        Pending
	
        16/810,517
	
        2020/3/5
	 	 
	
        ASSEMBLY WITH TAPERED,
        THREADED FERRULE HOUSING FOR IMPROVED ALIGNMENT OF FIBER WITH LASER
	
        AOI
	
        US
	
        Issued
	
        10/428390
	
        2003/5/2
	
        7010013
	
        2006/3/7

	
        HOUSING FOR PASSIVELY ALIGNING AN OPTICAL
FIBER WITH A LENS
	
        AOI
	
        US
	
        Issued
	
        10/631633
	
        2003/7/31
	
        6736550
	
        2004/5/18

	
        THERMALLY SHIELDED MULTI-CHANNEL TRANSMITTER
OPTICAL SUBASSEMBLY AND OPTICAL TRANSCEIVER MODULE INCLUDING SAME
	
        AOI
	
        EPO
	
        Issued
	
        14 749 420.7
	
        2015/8/26
	
        2954628
	
        Published

	
        MULTICHANNEL RECEIVER
        OPTICAL SUBASSEMBLY WITH IMPROVED SENSITIVITY
	
        AOI
	
        EPO
	
        Pending
	
        16 769 573.3
	 	 	 
	
        OPTICAL TRANSCEIVER
        ASSEMBLY INCLUDING THERMAL DUAL ARRAYED WAVEGUIDE GRATING
	
        AOI
	
        US
	
        Pending
	
        14/983,773
	
        2015/12/30
	 	 

    26

     

    

	
        Title of Invention
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        具有长方体型
        TO 激光器封装的同轴光发射次模块 (
        TOSA ) 及包括其的光收发器 COAXIAL TRANSMITTER OPTICAL SUBASSEMBLY
        (TOSA) WITH CUBOID TYPE TO LASER PA CKAGE AND OPTICAL TRANSCEIVER INCLUDING SAME

        (BASED ON PCT APPLICATION
        NO. PCT/US16/33759)
	
        AOI
	
        CN
	
        Issued
	
        201680037661.9
	
        2017/12/26
	
        Issued
	
        2020/6/23

    27

     

    

Part B – Ningbo Target Patents

 

	
        Title of Patent
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        METHOD AND APPARATUS
FOR COUPLING A LASER TO A FIBER IN A TWO-LENS LASER SYSTEM
	
        Ningbo

        Target
	
        US
	
        Issued
	
        10/938974
	
        9/10/2004
	
        7226218
	
        6/5/2007

	
        MODULAR LASER PACKAGE SYSTEM AND ASSOCIATED
METHODS
	
        Ningbo

        Target
	
        US
	
        Issued
	
        11/162374
	
        9/8/2005
	
        7290943
	
        11/6/2007

	均衡器	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201230553898.7
	
        11/15/2012
	 	
        3/20/2013

	
        可在电力中断传输信号的光接收器及其紧急广播系统 OPTICAL RECEIVER CAPABLE OF
        TRANSMITTING SIGNAL DURING POWER INTERRUPTION AND EMERGENCY BROADCAST SYSTEM USING THE SAME
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        200810007112.4
	
        1/31/2008
	
        Zl20081000

        7112.4
	
        1/4/2012

	
        一种光接收模块
        OPTICAL RECEIVING MODULE
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        200810063500.4
	
        8/8/2008
	
        Zl20081006

        3500.4
	
        8/10/2011

	
        一种光接收机的 CTB/XMOD 控制电路
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        200810120533.8
	
        8/15/2008
	
        Zl20081012

        0533.8
	
        3/28/2012

    28

     

    

	
        Title of Patent
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        一种光接收机的
CSO 控制电路
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        200810120534.2
	
        8/15/2008
	 	
        6/27/2012

	
        光接收模块
        OPTICAL RECEIVING MODULE
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        200910005974.8
	
        1/22/2009
	 	
        12/26/2012

	
        一种用于信号传输的阶层式与备用式功能整合模块 HIERARCHICAL AND STAND-BY FUNCTION
        INTEGRATION MODULE FOR SIGNAL TRANSMISSION
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201210294788.2
	
        8/17/2012
	 	
        10/28/2015

	
        用于信号传输的阶层式与备用式功能整合模块 HIERARCHICAL AND BACKUP FUNCTION INTEGRATING MODULE
        FOR SIGNAL TRANSMISSION
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201210294847.6
	
        8/17/2012
	 	
        3/18/2015

	
        用于信号传输的阶层式与备用式功能整合模块 HIERARCHICAL TRANSMISSION OF A SIGNAL INTEGRATING
        MODULE STANDBY FUNCTION OF FORMULA
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201210294899.3
	
        8/17/2012
	 	
        10/28/2015

	
        内胆讯号传输路径结构: RANSMISSION PATH STRUCTURE OF LINER SIGNAL
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201210461818.4
	
        11/15/2012
	 	
        4/8/2015

    29

     

    

	
        Title of Patent
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        具有中继功能的光缆调制调解器
NODE 装置
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201310561686.7
	
        11/12/2013
	 	
        1/27/2016

	
        NODE DEVICE FOR OPTICAL FIBER RADIO FREQUENCY
TRANSMISSION
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201310561695.6
	
        11/12/2013
	 	
        11/11/2015

	
        具有可收纳的显示器的系统管理模块
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201120016397.5
	
        1/19/2011
	 	
        11/23/2011

	
        一种用于信号传输的阶层式与备用式功能整合模块
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201220410110.1
	
        8/17/2012
	 	
        1/23/2013

	
        用于信号传输的阶层式与备用式功能整合模块
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201220410363.9
	
        8/17/2012
	 	
        3/6/2013

	
        用于信号传输的阶层式与备用式功能整合模块
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201220410794.5

        0
	
        8/17/2012
	 	
        1/23/2013

	上行回传光接收机	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201220450964.2
	
        9/6/2012
	 	
        1/30/2013

	
        用于有线电视网络的可升级式频率模组
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201220451036.8
	
        9/6/2012
	 	
        1/30/2013

	回传光发射机	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201220451331.3
	
        9/6/2012
	 	
        1/30/2013

	
        用于有线电视网络的可升级式均衡电路
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201220451342.1
	
        9/6/2012
	 	
        1/30/2013

	光站供电电路	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201220451435.4
	
        9/6/2012
	 	
        1/30/2013

	一种光站供电电路	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201220451466.X
	
        9/6/2012
	 	
        3/13/2013

	
        单纤三向光收发模块接地套筒
	
        Ningbo

        Target
	
        CN
	
        Issued
	201220452043.X	
        9/6/2012
	 	
        1/30/2013

    30

     

    

	
        Title of Patent
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        用于信号传输的阶层式与备用式功能整合模块
	
        Ningbo

        Target
	
        CN
	
        Issued
	201220455252.X	
        9/7/2012
	 	
        1/30/2013

	
        用于处理组合三次差拍失真的电路
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201220456332.7
	
        9/7/2012
	 	
        2/13/2013

	插拔式可调均衡器	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201220604743.6
	
        11/15/2012
	 	
        4/3/2013

	光纤收容器	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201320004117.8
	
        1/5/2013
	 	
        6/5/2013

	光站电源管理模块	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201320004795.4
	
        1/5/2013
	 	
        6/5/2013

	插入式固定衰减器导槽	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201320004806.9
	
        1/5/2013
	 	
        6/5/2013

	有线电视射频放大器	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201320711045
	
        11/12/2013
	 	
        4/16/2014

	
        用于光传输平台的系统管理模组
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201320713359.4
	
        11/12/2013
	 	
        4/2/2014

	单纤三向光电收发器件	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201320726059.X
	
        11/18/2013
	 	
        4/2/2014

	单纤双向光收发器件	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201320726377.6
	
        11/18/2013
	 	
        4/2/2014

	
        宽范围光接收机光监控电路
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201320890822.2
	
        12/30/2013
	 	
        5/28/2014

	光接收机监控电路	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201320891272.6
	
        12/30/2013
	 	
        5/28/2014

	光接收机光监控电路	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201320892494.X
	
        12/30/2013
	 	
        5/28/2014

	推挽放大器电路	
        Ningbo

        Target
	
        CN
	
        Issued
	201420262638.8	
        5/21/2014
	 	
        9/10/2014

    31

     

    

	
        Title of Patent
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        用于光传输平台的双模组插件
	
        Ningbo

        Target
	
        CN
	
        Issued
	201420428535.4	
        7/31/2014
	 	
        11/26/2014

	带光纤收容器的光站	
        Ningbo

        Target
	
        CN
	
        Issued
	201420430430.2	
        7/31/2014
	 	
        12/31/2014

	有线电视网络传输设备	
        Ningbo

        Target
	
        CN
	
        Issued
	201420430452.9	
        7/31/2014
	 	
        11/26/2014

	光发射机失真补偿电路	
        Ningbo

        Target
	
        CN
	
        Issued
	201520058881.2	
        1/28/2015
	 	
        5/6/2015

	HFC 有线电视网络系统	
        Ningbo

        Target
	
        CN
	
        Issued
	201520058882.7	
        1/28/2015
	 	
        5/6/2015

	低噪声光接收机	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201520058911.X
	
        1/28/2015
	 	
        5/6/2015

	斜率监控电路	
        Ningbo

        Target
	
        CN
	
        Issued
	201520060264.6	
        1/28/2015
	 	
        5/13/2015

	
        基于 NFC 的有线电视网络传输设备
	
        Ningbo

        Target
	
        CN
	
        Issued
	201520060338.6	
        1/28/2015
	 	
        5/6/2015

	HFC 设备通用管理模块	
        Ningbo

        Target
	
        CN
	
        Issued
	201520060376.1	
        1/28/2015
	 	
        5/27/2015

	回传光接收机	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201520060924.0
	
        1/28/2015
	 	
        5/6/2015

	一种回传光接收机	
        Ningbo

        Target
	
        CN
	
        Issued
	201520061376.3	
        1/28/2015
	 	
        5/6/2015

	组合回传光接收机	
        Ningbo

        Target
	
        CN
	
        Issued
	201520061377.8	
        1/28/2015
	 	
        5/6/2015

	
        芯 片 散 热 结
 构 CHIP COOLING STRUCTURE
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201520638537.0
	
        8/24/2015
	 	
        12/2/2015

	
        光站中无电源供电光接收机
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201520772357.1
	
        9/30/2015
	 	
        1/13/2016

    32

     

    

	
        Title of Patent
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	无电源供电光接收机	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201520772415
	
        9/30/2015
	 	
        1/13/2016

	下行光接收机	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201520788194.6
	
        10/12/2015
	 	
        2/3/2016

	
        带相位调节功能的预失真电路
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201520905424.2
	
        11/13/2015
	 	
        3/2/2016

	电子色散补偿电路	
        Ningbo

        Target
	
        CN
	
        Issued
	201521028219.9	
        12/11/2015
	 	
        4/6/2016

	
        智能型网络升级装置及其控制方法
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201710522952.3
	
        6/30/2017
	
        Cn107450942b
	
        1/19/2021

	射频信号连接结构	
        Ningbo

        Target
	
        CN
	
        Issued
	
        2016213663905
	
        12/14/2016
	 	
        6/13/2017

	
        斜率、位准检测和自动补偿电路
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        2016211697184
	
        11/2/2016
	 	
        7/7/2017

	多重备份反向光接收机	
        Ningbo

        Target
	
        CN
	
        Issued
	
        2016209124019
	
        8/19/2016
	 	
        1/18/2017

	
        斜率、位准检测和自动补偿电路及其控制方法
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        2016109452588
	
        11/2/2016
	 	
        7/7/2017

	
        有线电视网络的高精度可调电控均衡电路
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        201711286106.2
	
        12/7/2017
	
        Issued
	
        9/8/2020

	
        ADJUSTABLE ELECTRIC
        CONTROL EQUALIZATION CIRCUIT OF CABLE TELEVISION NETWORKS
	
        Ningbo

        Target
	
        US
	
        Issued
	
        15/917244
	
        3/9/2018
	
        10218544
	
        2/26/2019

	
        CATV 插片式固定衰减器识别电路
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        2018106844914
	
        6/28/2018
	Cn109030900b	
        1/22/2021

	
        EQUALIZATION CIRCUIT FOR
CABLE TELEVISION PLUG-IN FIXED ATTENUATOR TECHNICAL FIELD
	
        Ningbo

        Target
	
        US
	
        Issued
	
        16/238,249
	
        1/2/2019
	
        10979665
	
        4/13/2021

    33

     

    

	
        Title of Patent
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        CATV 插片固定衰减器式均衡电路
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        2018106844505
	
        6/28/2018
	
        201810684450.5
	
        5/17/2022

	
        IDENTIFICATION CIRCUIT FOR CABLE
TELEVISION PLUG-IN FIXED ATTENUATOR
	
        Ningbo

        Target
	
        US
	
        Issued
	
        16/293,062
	
        3/5/2019
	
        11047902
	
        6/29/2021

	自动补偿电路	
        Ningbo

        Target
	
        CN
	
        Pending
	
        201811036598.4
	
        9/6/2018
	 	 
	
        一种通用型高精度电控均衡补偿装置
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        2018114524231
	
        11/30/2018
	
        201811452423.1
	
        12/29/2020

	
        一种多频带电控均衡补偿装置
	
        Ningbo

        Target
	
        CN
	
        Issued
	
        2018114524087
	
        11/30/2018
	
        Cn109714499b
	
        5/18/2021

	
        高精度多频带电控均衡电路
HIGH-PRECISION MULTI-BAND ELECTRIC CONTROL EQUALIZATION CIRCUIT
	
        Ningbo

        Target
	
        CN
	
        Pending
	
        201811283927.5
	
        10/31/2018
	 	 

    34

     

    

Part C – Yuhan Shanghai Patents

 

	
        Title of Invention
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        OPTICAL TRANSCEIVER AND HOUSING THEREOF
	
        PRIME WORLD
	
        US
	
        Issued
	
        16/150,829
	
        10/3/2018
	
        10,707,964
	
        7/7/2020

	
        OPTICAL TRANSCEIVER AND OPTICAL SUBASSEMBLY
        THEREOF
	
        PRIME WORLD
	
        US
	
        Issued
	
        16/288,507
	
        2/28/2019
	
        10739528
	
        8/11/2020

	
        LASER PACKAGE INCLUDING SEMICONDUCTOR LASER AND
        MEMORY DEVICE FOR STORING LASER PARAMETERS
	
        AOI
	
        US
	
        Issued
	
        12/030499
	
        2/13/2008
	
        8787772
	
        7/22/2014

	
        THERMOELECTRIC COOLER CONTROLLER
	
        AOI
	
        US
	
        Issued
	
        12/024041
	
        1/31/2008
	
        8079222
	
        12/20/2011

	
        PLUGGABLE FORM FACTOR RELEASE MECHANISM [LONG BAIL
        LATCH MECHANISM]
	
        AOI
	
        US
	
        Issued
	
        12/008094
	
        1/7/2008
	
        7766686
	
        8/3/2010

	
        MULTI-CHANNEL OPTICAL TRANSCEIVER MODULE INCLUDING
        DUAL FIBER TYPE DIRECT LINK ADAPTER FOR OPTICALLY COUPLING OPTICAL SUBASSEMBLIES IN THE TRANSCEIVER MODULE
	
        AOI
	
        US
	
        Issued
	
        14/883,970
	
        10/15/2015
	
        US 9,448,367

        B2
	
        9/20/2016

    35

     

    

	
        Title of Invention
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        PLUGGABLE ASSEMBLY FOR OPTICAL TRANSCEIVER
	
        AOI
	
        TW
	
        Issued
	
        101202330
	
        2/9/2012
	
        M431508
	
        6/11/2012

	
        PLUGGABLE ASSEMBLY FOR OPTICAL TRANSCEIVER
	
        AOI
	
        TW
	
        Issued
	
        101202331
	
        2/9/2012
	
        M431509
	
        6/11/2012

	
        PLUGGABLE ASSEMBLY FOR OPTICAL TRANSCEIVER
	
        AOI
	
        TW
	
        Issued
	
        101202329
	
        2/9/2012
	
        M431507
	
        6/11/2012

	
        PLUGGABLE ASSEMBLY FOR OPTICAL TRANSCEIVER
	
        AOI
	
        TW
	
        Issued
	
        101215846
	
        8/17/2012
	
        M458737
	
        8/1/2013

	
        LASER TRANSCEIVER
WITH IMPROVED BIT ERROR RATE
	
        AOI
	
        US
	
        Issued
	
        14/312930
	
        6/24/2014
	
        9236949
	
        1/12/2016

	
        PLUGGABLE ASSEMBLY FOR OPTICAL TRANSCEIVER
	
        AOI
	
        TW
	
        Issued
	
        102149251
	
        12/31/2013
	
        I510006
	
        11/21/2015

	
        PLUGGABLE OPTICAL TRANSCEIVER
MODULE 可插拔光收发模块
	
        AOI
	
        US
	
        Issued
	
        14/263142
	
        4/28/2014
	
        9671582
	
        6/6/2017

    36

     

    

	
        Title of Invention
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        COAXIAL TRANSMITTER OPTICAL
        SUBASSEMBLY (TOSA) INCLUDING BALL LENS
	
        AOI
	
        US
	
        Issued
	
        15/073,309
	
        3/17/2016
	
        10197751
	
        2/5/2019

	
        COAXIAL TRANSMITTER OPTICAL SUBASSEMBLY (TOSA)
        WITH CUBOID TYPE TO LASER PACKAGE AND OPTICAL TRANSCEIVER INCLUDING SAME
	
        AOI
	
        US
	
        Issued
	
        14/720,336
	
        5/22/2015
	
        9614620
	
        4/4/2017

	
        COAXIAL TRANSMITTER OPTICAL SUBASSEMBLY (TOSA)
        WITH CUBOID TYPE TO LASER PACKAGE AND OPTICAL TRANSCEIVER INCLUDING SAME
	
        AOI
	
        US
	
        Issued
	
        15/576635
	
        11/22/2017
	
        10230471
	
        3/12/2019

	
        COAXIAL TRANSMITTER OPTICAL SUBASSEMBLY (TOSA)
        WITH AN OPTICAL FIBER COUPLING RECEPTACLE
	
        AOI
	
        US
	
        Issued
	
        15/073,322
	
        3/17/2016
	
        9804352
	
        10/31/2017

	
        ALIGNMENT CORRECTION FOR OPTICAL ISOLATOR IN
        A COAXIAL TRANSMITTER OPTICAL SUBASSEMBLY (TOSA)
	
        AOI
	
        US
	
        Issued
	
        15/073,342
	
        3/17/2016
	
        10180545
	
        1/15/2019

    37

     

    

	
        Title of Invention
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        TO-CAN PHOTODIODE PACKAGE WITH INTEGRATED COUPLING
        MEMBER AND EXPOSED ACTIVE REGION, AND A RECEIVER OPTICAL SUBASSEMBLY (ROSA) USING THE SAME
	
        AOI
	
        US
	
        Issued
	
        15/413,514
	
        1/24/2017
	
        10295765
	
        5/21/2019

	
        COAXIAL TRANSMITTER OPTICAL SUBASSEMBLY (TOSA)
        INCLUDING SIDEBY-SIDE LASER DIODE AND MONITOR PHOTODIODE ARRANGEMENT
	
        AOI
	
        US
	
        Issued
	
        15/591,274
	
        5/10/2017
	
        10418777
	
        9/17/2019

	
        A MULTILAYERED

        FLEXIBLE PRINTED CIRCUIT WITH BOTH RADIO FREQUENCY
        (RF) AND DC TRANSMISSION LINES AND AN OPTICAL TRANSCEIVER USING SAME
	
        AOI
	
        US
	
        Issued
	
        15/475,082
	
        3/30/2017
	
        10230470
	
        3/12/2019

	
        OPTICAL TRANSCEIVER WITH HEAT DISSIPATION STRUCTURE
	
        AOI
	
        TW
	
        Issued
	
        105200482
	
        1/13/2016
	
        M524593
	
        6/21/2016

	
        TRANSMITTER OPTICAL SUBASSEMBLY WITH TRACE ROUTING TO PROVIDE ELECTRICAL ISOLATION
BETWEEN POWER AND RF TRACES
	
        AOI
	
        US
	
        Issued
	
        15/963246
	
        4/26/2018
	
        10313024
	
        6/4/2019

    38

     

    

	
        Title of Invention
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        TRANSMITTER OPTICAL SUBASSEMBLY ARRANGEMENT
        WITH VERTICALLY-MOUNTED MONITOR PHOTODIODES
	
        AOI
	
        US
	
        Issued
	
        16/268,765
	
        2/6/2019
	
        10714890
	
        7/14/2020

	
        RECEPTACLE CONFIGURATION TO SUPPORT ON-BOARD
        RECEIVER OPTICAL SUBASSEMBLY (ROSA)
	
        AOI
	
        US
	
        Issued
	
        16053398
	
        8/1/2019
	
        10884201
	
        1/5/2021

	
        OPTICAL TURNING MIRROR WITH ANGLED OUTPUT
INTERFACE TO INCREASE COUPLING EFFICIENCY AND A MULTI-CHANNEL OPTICAL SUBASSEMBLY USING SAME
	
        AOI
	
        US
	
        Issued
	
        16/561,555
	
        9/5/2019
	
        10859775
	
        12/8/2020

	
        LOCKING ARRANGEMENT FOR
        PLUGGABLE OPTICAL SUBASSEMBLY MODULES
	
        AOI
	
        US
	
        Issued
	
        16/167,864
	
        10/23/2018
	
        10451825
	
        10/22/2019

	
        LASER SUBASSEMBLY HAVING IMPEDANCE-MATCHING
        NETWORK INTEGRATED ON LASER SUBMOUNT AND A TRANSMITTER OPTICAL SUBASSEMBLY (TOSA) IMPLEMENTING SAME
	
        AOI
	
        US
	
        Issued
	
        16/202,854
	
        11/28/2018
	
        10608408
	
        3/31/2020

    39

     

    

	
        Title of Invention
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        THERMOELECTRIC COOLER (TEC) HAVING TOP AND BOTTOM
        PLATES WITH ASYMMETRIC THERMAL CONDUCTIVITY AND AN OPTICAL SUBASSEMBLY IMPLEMENTING THE SAME
	
        AOI
	
        US
	
        Issued
	
        16/506,491
	
        7/9/2019
	
        10636954
	
        4/28/2020

	
        TO CAN LASER ASSEMBLY WITH OFF-CENTER LENS CAP
        AND AN OPTICAL TRANSCEIVER OR TRANSMITTER IMPLEMENTING SAME
	
        AOI
	
        US
	
        Issued
	
        16/387,805
	
        4/18/2019
	
        10811839
	
        10/20/2020

	
        PRINTED CIRCUIT BOARD ASSEMBLY (PCBA) WITH INTEGRATED
        MOUNTING STRUCTURE TO ALIGN AND COUPLE TO TRANSMITTER OPTICAL ASSEMBLY (TOSA) MODULES
	
        AOI
	
        US
	
        Issued
	
        16/239,197
	
        1/3/2019
	
        10698168
	
        6/30/2020

    40

     

    

	
        Title of Invention
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        MONITOR PHOTODIODE (MPD) SUBMOUNT FOR VERTICAL
        MOUNTING AND ALIGNMENT OF MONITORING PHOTODIODES
	
        AOI
	
        US
	
        Issued
	
        16/737,414
	
        1/8/2020
	
        11057112
	
        7/6/2021

	
        SUBSTRATE WITH STEPPED PROFILE FOR MOUNTING TRANSMITTER
        OPTICAL SUBASSEMBLIES AND AN OPTICAL TRANSMITTER OR TRANSCEIVER IMPLEMENTING SAME
	
        AOI
	
        US
	
        Issued
	
        16/737,438
	
        1/8/2020
	
        11177887
	
        11/16/2021

	
        TRANSMITTER OPTICAL
SUBASSEMBLY (TOSA) WITH LASER DIODE DRIVER (LDD) CIRCUITRY MOUNTED TO FEEDTHROUGH OF TOSA HOUSING
	
        AOI
	
        US
	
        Issued
	
        16/664,202
	
        10/25/2019
	
        10928600
	
        2/23/2021

	
        TECHNIQUES FOR THERMAL MANAGEMENT WITHIN OPTICAL
        SUBASSEMBLY MODULES
	
        AOI
	
        US
	
        Pending
	
        16/987,096
	
        8/6/2020
	 	 

    41

     

    

	
        Title of Invention
	
        Owner
	
        Country

(Jurisdiction)
	
        Legal Status
	
        Application No.
	
        Filing Date
	
        Pat. / Serial No.
	
        Patent Issue

Date

	
        TECHNIQUES FOR THERMAL MANAGEMENT WITHIN OPTICAL SUBASSEMBLY MODULES AND A HEATER
DEVICE FOR LASER DIODE TEMPERATURE CONTROL
	
        AOI
	
        US
	
        Pending
	
        16/987,126
	
        8/6/2020
	 	 
	
        OPTICAL TRANSCEIVER HOUSING WITH INTEGRATED
        VAPOR CHAMBER AND AN OPTICAL TRANSCEIVER MODULE IMPLEMENTING SAME
	
        AOI
	
        US
	
        Pending
	
        17/712,807
	
        4/4/2022
	 	 

    42

     

    

Appendix B – Licensed
Know-How

 

Ningbo Target Know-How includes
any and all proprietary ideas, inventions, discoveries, materials, assays, data, results, formulae, designs, specifications, scientific
methods, business plans and methodologies, processes, formulae, trade secrets and information (including but not limited to structural,
functional, technical, manufacturing and other technical information in relation to Transceiver Products, Sub-Assembly Products
and CATV Products), owned by the Ningbo Target during the Term or under which Ningbo Target has the right during the Term to grant
licenses or sub-licenses.

    43

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00348-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00348-of-00352.parquet"}]]