Document:

EX-4.6

 Exhibit 4.6 
  

					
		  	CERTIFICATE OF AMENDMENT	  	

 TO 

CERTIFICATE OF FORMATION 

OF 

SANCHEZ PRODUCTION PARTNERS GP LLC 

This Certificate of Amendment to the Certificate of Formation of Sanchez Production Partners GP LLC (the “Company”)
is executed and filed pursuant to the provisions of Section 18-202 of the Delaware Limited Liability Company Act. The undersigned DOES HEREBY CERTIFY as follows: 

1.         The name of the limited liability company is Sanchez Production Partners GP
LLC. 
 2.         The Certificate of Formation of the Company is hereby amended to
reflect a change in the name of the Company by deleting Article 1 of the Certificate of Formation in its entirety and adding the following: 

“1.  Name. The name of the Company is: Sanchez Midstream Partners GP LLC.” 

3.         This Certificate shall become effective on June 2, 2017, at 4:00 p.m.
Eastern Time. 
 IN WITNESS WHEREOF, the undersigned has executed this Certificate of Amendment to the Certificate of
Formation as of the 2nd day of June, 2017. 
  

			
	SANCHEZ PRODUCTION PARTNERS GP LLC
		
	By:	 	 /s/ Charles C. Ward

	Name: Charles C. Ward
	Title:   Chief Financial OfficerExhibit 10.1

 

FORM
OF SUBSCRIPTION AGREEMENT

 

This Subscription Agreement
(this “Agreement”) is being delivered to you in connection with your investment in “Units” consisting
of one share of common stock (the “Common Stock”) and an attached warrant (“Warrant”) to
purchase one share of Common Stock at an exercise price of $5.00 per share of Minn Shares Inc., a Delaware corporation (the “Company”).
For purposes of this Agreement, Units, Common Stock and Warrants may be collectively referred to as the “Securities.”
The form of Warrant is attached hereto as Exhibit A. The Offering is being conducted on a “best efforts”, no
minimum basis. No funds received in the Offering will be escrowed.

 

1.            Subscription
and Purchase Price

 

(a)       Subscription.
Subject to the conditions set forth in Section 2 hereof, the undersigned hereby subscribes for and agrees to purchase ______________
Units, at a purchase price of $3.00 per Unit, for an aggregate purchase price of $_________________ (the “Aggregate Purchase
Price”).

 

(b)       Purchase
of Units. The undersigned’s delivery of this Agreement to the Company shall be accompanied by payment for the Units subscribed
for hereunder, payable in United States dollars, by bank wire transfer of immediately available funds delivered contemporaneously
with the undersigned’s delivery of this Agreement to the Company. The undersigned understands and agrees that, subject to
Section 2 and applicable laws, by executing this Agreement, he, she or it is entering into a binding agreement.

 

2.            Acceptance,
Offering Term and Closing Procedures

 

The obligation of the
undersigned to purchase the Units shall be irrevocable, and the undersigned shall be legally bound to purchase the Units subject
to the terms set forth in this Agreement. The undersigned understands and agrees that the Company reserves the right to reject
this subscription for the Units in whole or part in any order at any time prior to the Company’s acceptance of such subscription.
If, in the event of rejection of this subscription by the Company in accordance with this Section 2, or if the sale of the Units
is not consummated for any reason, this Agreement and any other agreement entered into between the undersigned and the Company
relating to this subscription shall thereafter have no force or effect, and the Company shall promptly return the purchase price
without interest thereon or deduction therefrom.

 

3.            Investor’s
Representations, Warranties and Agreements

 

The undersigned hereby
acknowledges, agrees with and represents and warrants to the Company and its affiliates, as follows:

 

(a)            The
undersigned has full power and authority to enter into this Agreement, the execution and delivery of which has been duly authorized,
if applicable, and this Agreement constitutes a valid and legally binding obligation of the undersigned.

 

(b)            The
undersigned acknowledges his, her or its understanding that the Offering and sale of the Units is intended to be exempt from registration
under the Securities Act of 1933, as amended (the “Securities Act”), by virtue of Section 4(a)(2) of the Securities
Act and the provisions of Regulation D promulgated thereunder (“Regulation D”). In furtherance thereof, the
undersigned represents and warrants to the Company and its affiliates as follows:

 

    	 	1	 

     

    

  

(i)       The
undersigned is acquiring the Units solely for the undersigned’s own beneficial account, for investment purposes, and not
with view to, or resale in connection with, any distribution of the Securities;

 

(ii)       The
undersigned has the financial ability to bear the economic risk of his, her or its investment, has adequate means for providing
for their current needs and contingencies, and has no need for liquidity with respect to the investment in the Company;

 

(iii)       The
undersigned and the undersigned’s attorney, accountant, purchaser representative and/or tax advisor, if any (collectively,
“Advisors”), have received the Term Sheet dated May 8, 2017, together with all appendices thereto and documents
referenced therein (as such documents may be amended or supplemented) (the “Term Sheet”), relating to the private
placement by the Company of the Units (the “Offering”), and all other documents requested by the undersigned
or Advisors, if any, have carefully reviewed them and understand the information contained therein, prior to the execution of this
Agreement; and

 

(v)       The
undersigned (together with his, her or its Advisors, if any) has such knowledge and experience in financial and business matters
as to be capable of evaluating the merits and risks of the prospective investment in the Units. If other than an individual, the
undersigned also represents it has not been organized solely for the purpose of acquiring the Units.

 

(c)            The
information in the Investor Questionnaire (attached as Appendix A) completed and executed by the undersigned (the “Investor
Questionnaire”) is true and accurate in all respects, and the undersigned is an “accredited investor,” as
that term is defined in Rule 501(a) of Regulation D.

 

(d)            The
undersigned has been furnished with a copy of the Term Sheet.

 

(e)            The
undersigned has relied on the advice of, or has consulted with, only his, her or its Advisors. Each Advisor, if any, is capable
of evaluating the merits and risks of an investment in the Units as such are described in the Term Sheet, and each Advisor, if
any, has disclosed to the undersigned in writing (a copy of which is annexed to this Agreement) the specific details of any and
all past, present or future relationships, actual or contemplated, between the Advisor and the Company or any affiliate thereof.

 

(f)            The
undersigned represents, warrants and agrees that he, she or it will not sell or otherwise transfer the Securities without registration
under the Securities Act or an exemption therefrom, and fully understands and agrees that the undersigned must bear the economic
risk of his, her or its purchase because, among other reasons, the Securities have not been registered under the Securities Act
or under the securities laws of any state and, therefore, cannot be resold, pledged, assigned or otherwise disposed of unless they
are subsequently registered under the Securities Act and under the applicable securities laws of such states, or an exemption from
such registration is available. In particular, the undersigned is aware that the Securities are “restricted securities,”
as such term is defined in Rule 144 promulgated under the Securities Act (“Rule 144”), and they may not be sold pursuant
to Rule 144 unless all of the conditions of Rule 144 are met. The undersigned also understands that, except as described in Section
6 of this Agreement, the Company is under no obligation to register the Securities on his, her or its behalf or to assist them
in complying with any exemption from registration under the Securities Act or applicable state securities laws. The undersigned
understands that any sales or transfers of the Securities are further restricted by state securities laws.

 

    	 	2	 

     

    

 

(g)            No
representations or warranties have been made to the undersigned by the Company, other than any representations of the Company contained
herein and in the Term Sheet, and in subscribing for the Units the undersigned is not relying upon any representations other than
those contained herein or in the Term Sheet.

 

(h)            The
undersigned understands and acknowledges that his, her or its purchase of the Units is a speculative investment that involves a
high degree of risk and the potential loss of their entire investment and has carefully read and considered the matters set forth
in the Term Sheet and in the Company’s reports filed with the U.S. Securities and Exchange Commission (“SEC”),
including in particular the matters under the caption “Risk Factors” contained in the Company’s Annual Report
on Form 10-K filed with the SEC on April 18, 2017.

 

(i)            The
undersigned’s overall commitment to investments that are not readily marketable is not disproportionate to the undersigned’s
net worth, and an investment in the Units will not cause such overall commitment to become excessive.

 

(j)            The
undersigned understands and agrees that the Securities may bear substantially the following legend until (i) such Securities shall
have been registered under the Securities Act and effectively disposed of in accordance with a registration statement that has
been declared effective or (ii) in the opinion of counsel for the Company such Securities may be sold without registration under
the Securities Act, as well as any applicable “blue sky” or state securities laws:

 

THE SECURITIES REPRESENTED BY THIS CERTIFICATE
HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY APPLICABLE STATE
SECURITIES LAWS. SUCH SECURITIES HAVE BEEN ACQUIRED FOR INVESTMENT PURPOSES AND MAY NOT BE OFFERED FOR SALE, SOLD, DELIVERED AFTER
SALE, TRANSFERRED, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FILED BY THE ISSUER WITH THE U.S.
SECURITIES AND EXCHANGE COMMISSION COVERING SUCH SECURITIES UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE
ISSUER THAT SUCH REGISTRATION IS NOT REQUIRED.

 

(k)            Neither
the SEC nor any state securities commission has approved the Units or passed upon or endorsed the merits of the Offering or confirmed
the accuracy or determined the adequacy of the Term Sheet. Neither the Term Sheet nor this Offering has been reviewed by any Federal,
state or other regulatory authority.

 

(l)            The
undersigned and his, her or its Advisors, if any, have had a reasonable opportunity to ask questions of and receive answers from
a person or persons acting on behalf of the Company concerning the Offering of the Units and the business, financial condition,
results of operations and prospects of the Company, and all such questions have been answered to the full satisfaction of the undersigned
and his, her or its Advisors, if any.

 

(m)           The
undersigned is unaware of, is in no way relying on, and did not become aware of the Offering of the Units through or as a result
of, any form of general solicitation or general advertising including, without limitation, any article, notice, advertisement or
other communication published in any newspaper, magazine or similar media or broadcast over television or radio, or electronic
mail over the Internet, in connection with the Offering and sale of the Units and is not subscribing for Units and did not become
aware of the Offering of the Units through or as a result of any seminar or meeting to which the undersigned was invited by, or
any solicitation of a subscription by, a person not previously known to the undersigned in connection with investments in securities
generally.

 

    	 	3	 

     

    

 

(n)             The
undersigned has taken no action which would give rise to any claim by any person for brokerage commissions, finders’ fees
or the like relating to this Agreement or the transactions contemplated hereby (other than commissions to be paid by the Company
or as otherwise described in the Term Sheet).

 

(o)            The
undersigned is not relying on the Company with respect to the legal, tax, economic and related considerations of an investment
in the Units, and the undersigned has relied on the advice of, or has consulted with, only his, her or its own Advisors.

 

(p)            The
undersigned acknowledges that any estimates or forward-looking statements or projections included in the Company’s filings
with the SEC were prepared by the management of the Company in good faith, but that the attainment of any such projections, estimates
or forward-looking statements cannot be guaranteed by the Company or its management and should not be relied upon.

 

(q)            No
oral or written representations have been made, or oral or written information furnished, to the undersigned or his, her or its
Advisors, if any, in connection with the Offering of the Units which are in any way inconsistent with the information contained
in the Term Sheet.

 

(r)            (For
ERISA plans only) The fiduciary of the ERISA plan (the “Plan”) represents that such fiduciary has been informed
of an understands the Company’s investment objectives, policies and strategies, and that the decision to invest “plan
assets” (as such term is defined in ERISA) in the Company is consistent with the provisions of ERISA that require diversification
of plan assets and impose other fiduciary responsibilities. The Subscriber or Plan fiduciary (a) is responsible for the decision
to invest in the Company; (b) is independent of the Company and any of its affiliates; (c) is qualified to make such investment
decision; and (d) in making such decision, the Subscriber or Plan fiduciary has not relied primarily on any advice or recommendation
of the Company or any of its affiliates.

 

(s)            The
undersigned agrees, acknowledges and understands that during the period commencing on the date hereof through the Company’s
public announcement of the Offering, the undersigned will not directly or indirectly, through related parties, affiliates or otherwise,
purchase, sell “short” or “short against the box” (as those terms are generally understood) any equity
security of the Company.

 

(t)            The
foregoing representations, warranties and agreements shall survive the completion of the Offering.

 

4.            Conditions
to Acceptance of Subscription

 

The Company’s
right to accept the subscription of the undersigned is conditioned upon satisfaction of the following conditions precedent on or
before the date the Company accepts such subscription (any or all of which may be waived by the undersigned in his, her or its
sole discretion):

 

(a)            No legal
action, suit or proceeding shall be pending which seeks to restrain or prohibit the transactions contemplated by this Agreement.

 

(b)            The representations
and warranties of the Company contained in this Agreement shall have been true and correct on the date of this Agreement.

 

    	 	4	 

     

    

 

5.            Notices
to Subscribers

 

(a)       THE
SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE AND ARE BEING OFFERED AND SOLD
IN RELIANCE ON EXEMPTIONS FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND SUCH LAWS. THE UNITS HAVE NOT BEEN APPROVED
OR DISAPPROVED BY THE SEC, ANY STATE SECURITIES COMMISSION OR OTHER REGULATORY AUTHORITY, NOR HAVE ANY OF THE FOREGOING AUTHORITIES
PASSED UPON OR ENDORSED THE MERITS OF THIS OFFERING OR THE ACCURACY OR ADEQUACY OF THE TERM SHEET. ANY REPRESENTATION TO THE CONTRARY
IS UNLAWFUL.

 

(b)       THE
SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER
THE SECURITIES ACT, AND APPLICABLE STATE SECURITIES LAWS, PURSUANT TO REGISTRATION OR EXEMPTION THEREFROM. SUBSCRIBERS SHOULD BE
AWARE THAT THEY MAY BE REQUIRED TO BEAR THE FINANCIAL RISKS OF THIS INVESTMENT FOR AN INDEFINITE PERIOD OF TIME.

 

		6.	Miscellaneous Provisions

 

(a)       Piggy-Back
Registration. If at any time on or after September 1, 2017, the Company shall propose to file any registration statement (other
than any registration on Form S-4, S-8 or any other similarly inappropriate form, or any successor forms thereto) under the Securities
Act covering a public offering of the Company’s Common Stock, it will notify the Subscriber hereof at least ten (10) days
prior to each such filing and will use its best efforts to include in such Registration Statement (to the extent permitted by applicable
regulation), the shares of Common Stock, including shares underlying the Warrants, purchased by the Subscriber to the extent requested
by the Holder hereof within five (5) days after receipt of notice of such filing (which request shall specify the interest the
shares of Common Stock intended to be sold or disposed of by the Subscriber and describe the nature of any proposed sale or other
disposition thereof); provided, however, that if a greater number of shares of Common Stock is offered for participation
in the proposed offering than in the reasonable opinion of the managing underwriter (if any) of the proposed offering can be accommodated
without adversely affecting the proposed offering, then the amount of shares of Common Stock proposed to be offered by the Subscriber
for registration, as well as the number of securities of any other selling shareholders participating in the registration, shall
be proportionately reduced to a number deemed satisfactory by the managing underwriter. The Company shall bear all expenses and
fees incurred in connection with the preparation, filing, and amendment of the Registration Statement with the SEC, except that
the Subscriber shall pay all fees, disbursements and expenses of any counsel or expert retained by the Subscriber and all underwriting
discounts and commissions, filing fees and any transfer or other taxes relating to the shares of Common Stock included in the Registration
Statement. The Subscriber agrees to cooperate with the Company in the preparation and filing of any Registration Statement, and
in the furnishing of information concerning the Subscriber for inclusion therein, or in any efforts by the Company to establish
that the proposed sale is exempt under the Securities Act as to any proposed distribution.

 

(b)        Modification.
Neither this Agreement, nor any provisions hereof, shall be waived, modified, discharged or terminated except by an instrument
in writing signed by the party against whom any waiver, modification, discharge or termination is sought.

 

(c)       Survival.
The undersigned’s representations and warranties made in this Subscription Agreement shall survive the execution and delivery
of this Agreement and the delivery of the Units.

 

(d)       Notices.
Any party may send any notice, request, demand, claim or other communication hereunder to the undersigned at the address set forth
on the signature page of this Agreement or to the Company at the address set forth above using any means (including personal delivery,
expedited courier, messenger service, fax, ordinary mail or electronic mail), but no such notice, request, demand, claim or other
communication will be deemed to have been duly given unless and until it actually is received by the intended recipient. Any party
may change the address to which notices, requests, demands, claims and other communications hereunder are to be delivered by giving
the other parties written notice in the manner herein set forth.

 

    	 	5	 

     

    

  

(e)       Binding
Effect. Except as otherwise provided herein, this Agreement shall be binding upon, and inure to the benefit of, the parties
to this Agreement and their heirs, executors, administrators, successors, legal representatives and assigns. If the undersigned
is more than one person or entity, the obligation of the undersigned shall be joint and several and the agreements, representations,
warranties and acknowledgments contained herein shall be deemed to be made by, and be binding upon, each such person or entity
and his or its heirs, executors, administrators, successors, legal representatives and assigns. This Agreement sets forth the entire
agreement and understanding between the parties as to the subject matter thereof and merges and supersedes all prior discussions,
agreements and understandings of any and every nature among them.

 

(f)       Assignability.
This Agreement is not transferable or assignable by the undersigned.

 

(g)       Governing
Law and Venue. This Agreement shall be governed by and construed in accordance with the laws of the State of Minnesota, without
giving effect to conflicts of law principles. Each party to this Agreement, by its execution hereof, hereby irrevocably submits
to the exclusive jurisdiction and venue of the state courts of the State of Minnesota or the United States District Court located
in the State of Minnesota, in each case located in Hennepin County, Minnesota, for the purpose of any action between the parties
arising in whole or in part under or in connection with this Agreement.

 

(h)       Counterparts.
This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together
shall constitute one and the same instrument.

 

[Remainder
of page left intentionally blank]

 

    	 	6	 

     

    

 

ALL
SUBSCRIBERS MUST COMPLETE THIS PAGE

 

IN WITNESS WHEREOF,
the undersigned has executed this Agreement on the ____ day of ____________ 2017.

 

		 	 $_____________________.
	No. Units subscribed for	 	     Aggregate Purchase Price

 

Manner in which Title is to be held (Please
Check One):

 

	1.	 ̈	Individual	7.	 ̈	Trust/Estate/Pension or Profit Sharing Plan

Date Opened:______________
	 	 	 	 	 	 
	2.	 ̈	Joint Tenants with Right of Survivorship	8.	 ̈	As a Custodian for

________________________________

Under the Uniform Gift to Minors Act of the State of

________________________________
	 	 	 	 	 	 
	3.	 ̈	Community Property	9.	 ̈	Married with Separate Property
	 	 	 	 	 	 
	4.	 ̈	Tenants in Common	10.	 ̈	Keogh
	 	 	 	 	 	 
	5.	 ̈	Corporation/Partnership/ Limited Liability Company	11.	 ̈	Tenants by the Entirety
	 	 	 	 	 	 
	6.	 ̈	IRA	 	 	 

 

ALTERNATIVE DISTRIBUTION INFORMATION

 

To direct distribution
to a party other than the registered owner, complete the information below. YOU MUST COMPLETE THIS SECTION IF THIS IS AN IRA INVESTMENT.

 

Name of Firm (Bank, Brokerage, Custodian):______________________________________________________________

 

Account Name:___________________________________________________________________________________

 

Account Number:__________________________________________________________________________________

 

Representative Name:_______________________________________________________________________________

 

Representative Phone Number:________________________________________________________________________

 

Address:_________________________________________________________________________________________

 

City, State, Zip: ___________________________________________________________________________________

 

IF MORE THAN ONE SUBSCRIBER, EACH SUBSCRIBER
MUST SIGN.

INDIVIDUAL SUBSCRIBERS MUST COMPLETE THE NEXT PAGE.

SUBSCRIBERS WHICH ARE ENTITIES MUST COMPLETE THE PAGE THEREAFTER.

 

    	 	7	 

     

    

 

EXECUTION
BY NATURAL PERSONS

 

	 
	Exact Name in Which Title is to be Held
	 
	 	 	 
	Name (Please Print)	 	Name of Additional Purchaser
	 	 	 
	 	 	 
	Residence: Number and Street	 	Address of Additional Purchaser
	 	 	 
	 	 	 
	City, State and Zip Code	 	City, State and Zip Code
	 	 	 
	 	 	 
	Social Security Number	 	Social Security Number
	 	 	 
	 	 	 
	Telephone Number	 	Telephone Number
	 	 	 
	 	 	 
	Fax Number (if available)	 	Fax Number (if available)
	 	 	 
	 	 	 
	E-Mail	 	E-Mail (if available)
	 	 	 
	 	 	 
	(Signature)	 	(Signature of Additional Purchaser)

 

ACCEPTED this ______ day of _______________
2017, on behalf of the Company.

 

	 	By:	 
	 	 	Chief Executive Officer 

 

    	 	8	 

     

    

 

EXECUTION BY SUBSCRIBER WHICH IS AN ENTITY

(e.g., corporation, partnership, LLC, trust,
etc.)

 

	
        _____________________________________________________________________________

        Name of Entity (Please Print)

         

	
        Date of Incorporation or Organization: _____________________________________________________

         

	
        State of Principal Office: ________________________________________________________________

         

	
        Federal Taxpayer Identification Number: ____________________________________________________

         

        ____________________________________________

        Office Address

         

        ____________________________________________

        City, State and Zip Code

         

        ____________________________________________

        Telephone Number

         

        ____________________________________________

        Fax Number (if available)

         

        ____________________________________________

        E-Mail (if available)

         

 

	 	By:	 
	 		Name:
	 	 	Title:
	 	 	 
	 	 	 
	 	 	 
	 	 	 
	 	 	Address

 

ACCEPTED this _______ day of _______________
2017, on behalf of the Company.

 

	 	By:	 
	 	 	Chief Executive Officer

 

    	 	9	 

     

    

 

Appendix A

 

INVESTOR QUESTIONNAIRE

 

Instructions: Check all boxes below
which correctly describe you.

 

		o	I am a (i) a bank, as defined in Section 3(a)(2) of the Securities Act of 1933, as amended
(the “Securities Act”), (ii) a savings and loan association or other institution, as defined in Section
3(a)(5)(A) of the Securities Act, whether acting in an individual or fiduciary capacity, (iii) a broker or dealer registered
pursuant to Section 15 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), (iv)
an insurance company as defined in Section 2(13) of the Securities Act, (v) an investment company registered under the Investment
Company Act of 1940, as amended (the “Investment Company Act”), (vi) a business development company as
defined in Section 2(a)(48) of the Investment Company Act, (vii) a Small Business Investment Company licensed by the U.S.
Small Business Administration under Section 301 (c) or (d) of the Small Business Investment Act of 1958, as amended, (viii)
a plan established and maintained by a state, its political subdivisions, or an agency or instrumentality of a state or its political
subdivisions, for the benefit of its employees and you have total assets in excess of $5,000,000, or (ix) an employee benefit
plan within the meaning of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) and (1)
the decision that you shall subscribe for and purchase the Units, is made by a plan fiduciary, as defined in Section 3(21) of ERISA,
which is either a bank, savings and loan association, insurance company, or registered investment adviser, (2) you have total assets
in excess of $5,000,000 and the decision that you shall subscribe for and purchase the Units is made solely by persons or entities
that are accredited investors, as defined in Rule 501 of Regulation D promulgated under the Securities Act (“Regulation
D”) or (3) you are a self-directed plan and the decision that you shall subscribe for and purchase the Units is
made solely by persons or entities that are accredited investors.
	 	 	 

		o	I am a private business development company as defined in Section 202(a)(22) of the Investment
Advisers Act of 1940, as amended.
	 	 	 

		o	I am an organization described in Section 501(c)(3) of the Internal Revenue Code of 1986, as amended
(the “Code”), a corporation, Massachusetts or similar business trust or a partnership, in each case not formed
for the specific purpose of making an investment in the Units and with total assets in excess of $5,000,000.
	 	 	 

		o	I am a director or executive officer of the Company.
	 	 	 

		o	I am a natural person whose individual net worth, or joint net worth with my spouse, exceeds $1,000,000
at the time of my subscription for and purchase of the Units. For purposes of this Subscription Agreement, “net worth”
means the excess of total assets at fair market value, including real and personal property, but excluding the value of your primary
residence, over total liabilities. Total liabilities excludes any mortgage on the primary residence in an amount of up to the home’s
estimated fair market value, but includes (i) any mortgage amount in excess of the home’s fair market value and (ii) any
mortgage amount that was borrowed during the 60-day period before the closing date for the sale of Units for the purpose of investing
in the Units.
	 	 	 

		o	I am a natural person who had an individual income in excess of $200,000 in each of the two most
recent years or joint income with my spouse in excess of $300,000 in each of the two most recent years, and who has a reasonable
expectation of reaching the same income level in the current year.

 

    	 	A-1	 

     

    

 

		o	I am a trust, with total assets in excess of $5,000,000, not formed for the specific purpose of
acquiring the Units, whose subscription for and purchase of the Units is directed by a sophisticated person as described in Rule
506(b)(2)(ii) of Regulation D.
	 	 	 

		o	I am an entity in which all of the equity owners are persons or entities described in one of the
preceding paragraphs. Note: For Subscribers attempting to qualify under this item, each equity owner must complete, sign
and return to the Company a separate copy of this Questionnaire).
	 	 	 

		o	I do NOT meet any of the foregoing categories.

 

The undersigned hereby
represents and warrants that all of its answers to this Investor Questionnaire are true as of the date of its execution of the
Subscription Agreement pursuant to which it purchased Units of the Company.

 

	 	 	 
	Name of Purchaser  [please print]	 	Name of Co-Purchaser  [please print]
	 	 	 
	 	 	 
	Signature of Purchaser (Entities please provide signature of
    Purchaser’s duly authorized signatory.)	 	Signature of Co-Purchaser
	 	 	 
	 	 	 
	Name of Signatory (Entities only)	 	Date
	 	 	 
	 	 	 
	Title of Signatory (Entities only)	 	 

 

 

A-2

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