Document:

EX-10.39

Exhibit 10.39

AMENDMENT TO THE FIRST

AMENDED AND RESTATED LIBBEY INC. EXECUTIVE SAVINGS PLAN

     Libbey Inc. hereby adopts this Amendment to the First Amended and Restated Libbey Inc.
Executive Savings Plan (the “Executive Savings Plan”). Words and phrases used herein with initial
capital letters that are defined in the Executive Savings Plan are used herein as so defined. The
purpose of this Amendment is to ensure compliance of the Executive Savings Plan with respect to
Section 409A of the Internal Revenue Code of 1986, as amended (“Section 409A”). Section 409A
applies to compensatory amounts that are “deferred” (for purposes of Section 409A) after
December 31, 2004 (“Post-2004 Deferrals”). This Amendment applies only to Post-2004 Deferrals
under the Executive Savings Plan. To the extent amounts have been “deferred” (for purposes of
Section 409A”) under the Executive Savings Plan on or before December 31, 2004 (“Pre-2005
Deferrals”), this Amendment has no effect and such Pre-2005 Deferrals shall continue to be subject
to the terms of the Executive Savings Plan prior to the Amendment. In addition, no further
deferrals may be made under the Executive Savings Plan for compensatory amounts that relate to
services performed after December 31, 2008. Such amounts are eligible for deferral under the
Libbey Inc. Executive Deferred Compensation Plan (the “2009 Plan”). To the extent provisions of
the 2009 Plan that are incorporated by reference herein conflict with provisions in the Executive
Savings Plan, the provisions of the 2009 Plan control.

     The Executive Savings Plan is amended as follows:

     1. The following shall be added to the end of Section 7.2 of the Executive Savings Plan:

Notwithstanding the foregoing, with respect to Post-2004 Deferrals,
the date of payment shall be the date of the Executive’s “separation
of service,” as such term is defined in the 2009 Plan, subject to
the last two sentences of Section 7.4 of the 2009 Plan, which two
sentences are incorporated herein by reference.

     2. The following shall be added to the end of Section 7.3 of the Executive Savings Plan:

Notwithstanding the foregoing, with respect to Post-2004 Deferrals,
any such amount not distributed in the initial year of distribution
shall be distributed in the Executive’s first taxable year in which
the Company reasonably anticipates, or should reasonably anticipate,
that if the payment is made during such year, the deduction of such
payment will not be barred by application of Section 162(m) of the
Code.

     3. The following shall be added to the end of Section 7.4 of the Executive Savings Plan:

Notwithstanding the foregoing, with respect to Post-2004 Deferrals,
the payment of such amount shall be made within 60 days following
death.

 

 

     4. The following shall be added to the end of Section 7.5 of the Executive Savings Plan:

Notwithstanding the foregoing, with respect to Post-2004 Deferrals,
payment under this Section 7.5 shall be made in compliance with
Section 7.8 of the 2009 Plan, which is incorporated herein by
reference.

     5. The following shall be added to the end of Section 9.1 of the Executive Savings Plan:

The preceding section shall not apply with respect to Post-2004
Deferrals.

     Executed as of                      day of December 2008.

	 	 	 	 	 	 	 
	 	 	LIBBEY INC.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	 	 	 	 	 

2EX-10.29

Exhibit 10.29

AMENDMENT

TO ADVISORY AGREEMENT DATED NOVEMBER 5, 2008

     This Amendment to the Advisory Agreement (the “Agreement”), dated November 5, 2008, between
Rockwell Medical Technologies, Inc. (the “Company”) and Emerald Asset Advisors, LLC (the
“Advisor”), is made this 21st day of November, 2008.

     WHEREAS, the Agreement establishes a Client-Independent Advisory/Contractor relationship
between the parties;

     WHEREAS, the parties desire to extend the term of the agreement and issue additional Common
Stock Purchase Warrants as compensation for the additional services rendered by the Advisor;

     NOW, THEREFORE, for good and valuable consideration, receipt of which is hereby acknowledged,
the parties hereby agree as follows:

     1. Paragraph 2 of the Agreement is hereby amended and restated to read in its entirety as
follows:

          2. Fees, Terms of Payment and Warrants.

The Company agrees as compensation to issue to the Advisor 300,000
Common Stock Purchase Warrants (the “Tranche A Warrants”), 200,000
Common Stock Purchase Warrants (the “Tranche B Warrants”) and
200,000 Common Stock Purchase Warrants (the “Tranche C Warrants” and
collectively with the Tranche A Warrants and the Tranche B Warrants,
the “Warrants”) for services rendered over the period from November
5, 2008 through November 5, 2009 with regard to the Tranche A
Warrants and through November 5, 2010 with regard to the Tranche B
Warrants and the Tranche C Warrants. The terms and conditions of the
Warrants will be set forth in a separate agreement or agreements
containing the terms and conditions set forth in this paragraph and
such other terms and conditions as are mutually acceptable to the
Company and the Advisor. The Warrants will become earned upon
execution of this Agreement. The Tranche A Warrants will have an
exercise price of $1.99 per share, the Tranche B Warrants will have
an exercise price of $4.54 per share and the Tranche C Warrants will
have an exercise price of $7.00 per share. The Tranche A Warrants
will expire at the earlier of (i) November 5, 2011, or (ii) the
termination of this Agreement prior to November 5, 2009 (1) by the
Company due to a material breach of this Agreement by Advisor or (2)
by Advisor. The Tranche B Warrants and the Tranche C Warrants will
expire at the earlier of (i) November 5, 2011, or (ii) the
termination of this Agreement November 5, 2010, (1) by the Company
due to a material breach of this Agreement by Advisor or (2) by
Advisor. A “material breach” would be either (x) a failure to
perform, in a commercially reasonable manner, the services required
or to be required under paragraph 1 of this agreement; or (y) a
breach of any of the representations in paragraph 5 of this
agreement. Warrants will become exercisable on November 5, 2009 with
respect to the Tranche A Warrants and November 5, 2010 with respect
to the Tranche B Warrants and Tranche C Warrants, and may be
exercised in whole or in part at any time thereafter until their
expiration by the submission of an exercise notice in the form to be
attached as an exhibit to the applicable Warrant agreement. The
Company will use reasonable commercial efforts to register, under
the Securities Act of 1933, the shares to be issued upon exercise of
the Warrants, at its discretion, in one or more of the following
ways: (i) for resale by Advisor, following issuance of the shares to
be registered, either on a separate registration statement filed for
that purpose or as part of another registration statement that the
Company may file, provided that the Company

 

 

shall not be required at any time to file a registration statement
for less than 50,000 shares issued upon exercise of Warrants; or
(ii) prior to exercise of the Warrants by Advisor if the Company
determines, in its sole discretion, that it is then eligible to use
a Form S-3 registration statement for such registration.
Determination of compliance with registration requirements under
Federal and State securities laws will be at the sole discretion of
the Company. To the extent the shares issuable upon exercise are not
registered prior to issuance, they will bear a legend restricting
transfer. The Warrants will not be transferable, other than to an
affiliate (as defined in Rule 405 under the Securities Act of 1933,
as amended) of the Advisor (so long as such affiliate is an
“accredited investor” as defined below and agrees to be bound by the
terms and provisions of this Agreement and the Warrant agreement as
if, and to the fullest extent as, the Advisor, and will bear a
legend to that effect. The Company reasonably believes that all
information it provides to Advisor is accurate and complete in all
material respects. Company acknowledges that Advisor shall be
entitled to rely on all such information and materials.

     2. The Advisor hereby represents and warrants that the representations in Paragraph 5 of the
Agreement are true and correct as of the date of this Amendment.

     3. The remainder of the Agreement shall remain in full force and effect without change in
accordance with the terms thereof until further amended in accordance with the Agreement.

     4. Any capitalized terms used herein but not otherwise defined shall have the meaning set
forth in the Agreement.

     IN WITNESS WHEREOF, the parties have caused this Amendment to be executed as of the day and
year first above written.

“COMPANY”

ROCKWELL MEDICAL TECHNOLOGIES, INC.

/s/ Robert L. Chioini

By: Robert L. Chioini

Its: Chairman, CEO and President

“ADVISOR”

EMERALD ASSET ADVISORS, LLC

/s/ Michael Xirinachs

By: Michael Xirinachs

Its: General PartnerEX-10.30

Exhibit 10.30

August 21, 2008

Rockwell Medical 
Rob
Chioini 

30142 Wixom Road

Wixom, MI 48393

	 	 	 
	Re:

	 	Lease Renewal Proposal
	 

	 	30142 Wixom Rd, Wixom, MI

Dear Mr. Chioini,

Thank you for taking the time to meet today and discuss your renewal of the above referenced
property.

Our company is willing to discount the renewal rate in order to give you the most competitive
possible rate. Your new monthly rate would be as follows for the term stated below:

September 1, 2008- August 31, 2010           $21,190.84 per month

All above Amounts subject to NNN per Month

Your escrow payment in the amount of $9,900.00 will be in addition to the above quoted rental
amounts. This escrow amount will be due each month thru December 31, 2008. At that time an escrow
analysis will be completed and the figure could change based upon actual expense.

The above rates are based on a renewal of the lease in an “as is” condition. All other terms and
conditions of your original lease agreement dated October 23, 2000 and subsequent lease renewals
will remain in effect. If any installment of Rent or other sum due to Landlord is unpaid for ten
(10) days after Tenant Rent is due, Tenant shall pay, in addition to all other charges, an
administrative charge of ten (10%) percent of the amount of the original rent amount and interest
at the highest legal rate (charged daily), until rent, including fees are paid in full, such
overdue installment to compensate Landlord for the cost and expense of said delay. Tenant agrees
to pay a fifty ($50.00) Dollar fee for any check returned for non-sufficient funds. Landlord and
Tenant acknowledge that the charge set forth herein is a reasonable estimate of the expense and
inconvenience which Landlord will be put to if payments are not made on time, and acknowledge that
the actual damages which Landlord will or may suffer in such case are difficult or impossible to
ascertain and measure.

Should you wish to renew your lease, please initial where indicated, sign and fax back to
248-353-4849 prior to Tuesday, August 26, 2008. The above rate is quoted to you on the basis that
you will renew prior to that date. Upon receipt three (3) original copies will be

 

 

Exhibit 10.30

mailed for your execution. Once received, a completely executed copy will be returned to you via
first class mail.

If the Tenant shall default upon any of the terms of the Lease or this lease renewal, Tenant
shall at Landlords demand pay to the Landlord any and all sums due to Landlord, including (without
limitation) all interest on past due obligations of Tenant, costs advanced by Landlord, and all
damages and expenses (including court costs, attorney’s fees and litigation costs), that may arise
in consequence of Tenant’s default, or in Landlords regaining possession of the premises.

The parties agree that all of their respective rights and obligations under the Lease, as
amended, shall remain in full force and effect

This Lease Renewal Agreement shall be fully binding once executed by both Tenant and Landlord.

Please feel free to contact me at my office (248) 353-4800 should you have any questions.

	 	 	 	 	 
	Very truly yours,
	 	 	 	 
	International Wixom, LLC
	 	 	 	 
	 
	 	 	 	 
	Agreed to and Accepted By:

	 	 	 	Agreed to and Accepted By:
	International Wixom, LLC

	 	 	 	Rockwell Medical Technologies, Inc
	 
	 	 	 	 
	     /s/ Darryl Rodgers

	 	 	 	     /s/ Robert L. Chioini
	 

	 	 	 	 
	Darryl Rogers, Member

	 	 	 	Rob Chioini, President

	 	 	 	 	 	 	 	 	 
	Date:

	 	09/03/2008
	 	 	 	Date:
	 	09/03/2008

FAX COPY BINDING

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00155-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00155-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00155-of-00352.parquet"}]]