Document:

Exhibit 4.2

 

NCI BUILDING SYSTEMS, INC.

 

as Issuer

 

and

 

the Subsidiary Guarantors from time to time
party to the Indenture

 

and

 

WILMINGTON TRUST, NATIONAL ASSOCIATION

 

as Trustee

 

 

 

FIRST SUPPLEMENTAL INDENTURE

 

DATED AS OF JANUARY 16, 2015

 

 

 

8.25% Senior Notes Due 2023

 

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FIRST SUPPLEMENTAL INDENTURE, dated as of
January 16, 2015 (this “Supplemental Indenture”), among NCI BUILDING SYSTEMS, INC. (the “Company”),
as issuer, the Subsidiary Guarantors under the Indenture referred to below (the “Subsidiary Guarantors”), and
WILMINGTON TRUST, NATIONAL ASSOCIATION as Trustee under the Indenture referred to below.

 

WITNESSETH:

 

WHEREAS, the Company, the Subsidiary Guarantors
and the Trustee, are party to an Indenture, dated as of January 16, 2015 (as amended, supplemented, waived or otherwise modified,
the “Indenture”), relating to the issuance from time to time by the Company of Notes in series;

 

WHEREAS, Section 901(8) of the Indenture
provides that the Company may provide for the issuance of Notes of any series as permitted by Section 301 therein;

 

WHEREAS, in connection with the issuance
of the January 2015 Notes (as defined herein), the Company has duly authorized the execution and delivery of this Supplemental
Indenture to establish the forms and terms of the January 2015 Notes as hereinafter described; and

 

WHEREAS, pursuant to Section 901 of
the Indenture, the parties hereto are authorized to execute and deliver this Supplemental Indenture to amend the Indenture, without
the consent of any Holder;

 

NOW, THEREFORE, in consideration of the
foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, the Company, the Subsidiary
Guarantors and the Trustee mutually covenant and agree for the benefit of the Holders of the Notes as follows:

 

1.   Defined Terms. As used in this
Supplemental Indenture, terms defined in the Indenture or in the preamble or recital hereto are used herein as so defined. The
words “herein,” “hereof” and “hereby” and other words of similar import used in this Supplemental
Indenture refer to this Supplemental Indenture as a whole and not to any particular section hereof.

 

2.   Title of Notes. There shall be
a series of Notes of the Company designated the “8.25% Senior Notes due 2023” (the “January 2015 Notes”).

 

3.   Maturity Date. The final Stated
Maturity of the January 2015 Notes shall be January 15, 2023.

 

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4.   Interest and Interest Rates. Interest
on the Outstanding principal amount of the January 2015 Notes will accrue at the rate of 8.25% per annum and will be payable semi-annually
in arrears on January 15 and July 15 in each year, commencing on July 15, 2015, to holders of record on the immediately preceding
January 1 and July 1, respectively (each such January 1 and July 1, a “Regular Record Date”). Interest on the
January 2015 Notes will accrue from the most recent date to which interest has been paid or provided for or, if no interest has
been paid, from January 16, 2015, except that interest on any Additional January 2015 Notes (as defined below) issued on or after
the first Interest Payment Date will accrue (or will be deemed to have accrued) from the most recent date to which interest has
been paid or duly provided for or, if no interest has been paid on such Additional January 2015 Notes, from the Interest Payment
Date immediately preceding the date of issuance of such Additional January 2015 Notes (or if the date of issuance of such Additional
January 2015 Notes is an Interest Payment Date, from such date of issuance); provided that if any January 2015 Note issued
in exchange therefor are surrendered for exchange on or after a record date for an Interest Payment Date that will occur on or
after the date of such exchange, interest on such Note received in exchange thereof will accrue from such Interest Payment Date.

 

5.   No Limitation on Aggregate Principal
Amount. The aggregate principal amount of the January 2015 Notes that may be authenticated and delivered and Outstanding under
the Indenture is not limited. The aggregate principal amount of the January 2015 Notes shall initially be $250.0 million. The Company
may from time to time, without the consent of the Holders, create and issue Additional Notes having the same terms and conditions
as the January 2015 Notes in all respects or in all respects except for issue date, issue price and, if applicable, the first date
on which interest accrues and the first payment of interest thereon. Additional Notes issued in this manner will be consolidated
with, and will form a single series with, the January 2015 Notes (any such Additional Notes, “Additional January 2015
Notes”), unless otherwise specified for Additional Notes in an applicable Notes Supplemental Indenture, or otherwise
designated by the Company, as contemplated by Section 301 of the Indenture.

 

6.   Redemption. (a) The January 2015
Notes will be redeemable, at the Company’s option, in whole or in part, at any time and from time to time on and after January
15, 2018 and prior to maturity at the applicable redemption price set forth below. The January 2015 Notes will be so redeemable
at the following redemption prices (expressed as a percentage of principal amount), plus accrued and unpaid interest, if any, to
the relevant Redemption Date (subject to the right of Holders of record on the relevant Regular Record Date to receive interest
due on the relevant Interest Payment Date falling prior to or on the Redemption Date pursuant to Section 307 of the Indenture),
if redeemed during the 12-month period commencing on January 15 of the years set forth below:

 

	Redemption Period	 	Price	 
	2018	 	 	106.188	%
	2019	 	 	104.125	%
	2020	 	 	102.063	%
	2021 and thereafter	 	 	100.000	%

 

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(b)           In addition, at any time and from
time to time prior to January 15, 2018, the Company at its option may redeem the January 2015 Notes in an aggregate principal amount
equal to up to 40% of the original aggregate principal amount of the Notes (including the principal amount of any Additional January
2015 Notes, or any other Additional Notes of the same series as the January 2015 Notes), with funds in an equal aggregate amount
(the “Redemption Amount”) not exceeding the aggregate proceeds of one or more Equity Offerings, at a redemption
price (expressed as a percentage of principal amount thereof) of 108.25%, plus accrued and unpaid interest, if any, to the Redemption
Date (subject to the right of Holders of record on the relevant Regular Record Date to receive interest due on the relevant Interest
Payment Date falling prior to or on the Redemption Date pursuant to Section 307 of the Indenture); provided, however,
that an aggregate principal amount of January 2015 Notes equal to at least 50% of the original aggregate principal amount of January
2015 Notes (including the principal amount of any Additional January 2015 Notes, or any other Additional Notes of the same series
as the January 2015 Notes) must remain outstanding immediately after each such redemption. Any amount payable pursuant to this
Section 6(b) may be funded from any source (including amounts in excess of the Redemption Amount). Any notice of any such
redemption may be given prior to the completion of the related Equity Offering, but in no event may be given more than 180 days
after the completion of the related Equity Offering.

 

(c)           At any time prior to January 15,
2018, the January 2015 Notes may also be redeemed in whole or in part, at the Company’s option, at a price (the “Redemption
Price”) equal to 100.0% of the principal amount thereof plus the Applicable Premium (as defined below) as of, and accrued
but unpaid interest, if any, to, the Redemption Date (subject to the right of Holders of record on the relevant Regular Record
Date to receive interest due on the relevant Interest Payment Date falling prior to or on the Redemption Date pursuant to Section 307
of the Indenture).

 

“Applicable Premium”
means, with respect to a January 2015 Note at any Redemption Date, the greater of (i) 1.00% of the principal amount
of such January 2015 Note and (ii) the excess of (A) the present value at such Redemption Date, calculated
as of the date of the applicable redemption notice, of (1) the redemption price of such January 2015 Note on January
15, 2018 (such redemption price being that described in Section 6(a)), plus (2) all required remaining
scheduled interest payments due on such January 2015 Note through such date (excluding accrued and unpaid interest to the Redemption
Date), computed using a discount rate equal to the Treasury Rate plus 50 basis points, over (B) the principal amount
of such January 2015 Note on such Redemption Date. Calculation of the Applicable Premium will be made by the Company or on behalf
of the Company by such Person as the Company shall designate; provided that such calculation shall not be a duty or obligation
of the Trustee.

 

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“Treasury Rate” means,
with respect to a Redemption Date, the weekly average yield to maturity at the time of computation of United States Treasury securities
with a constant maturity (as compiled and published in the most recent Federal Reserve Statistical Release H.15(519) that has become
publicly available at least two Business Days prior to the date of the applicable redemption notice (or, if such Statistical Release
is no longer published, any publicly available source of similar market data)) most nearly equal to the period from such Redemption
Date to January 15, 2018; provided, however, that if the period from the Redemption Date to such date is not equal
to the constant maturity of a United States Treasury security for which a weekly average yield is given, the Treasury Rate shall
be obtained by linear interpolation (calculated to the nearest one-twelfth of a year) from the weekly average yields of United
States Treasury securities for which such yields are given, except that if the period from the Redemption Date to such date is
less than one year, the weekly average yield on actually traded United States Treasury securities adjusted to a constant maturity
of one year shall be used.

 

(d)           Notwithstanding clauses (a), (b)
and (c) of this Section 6, in connection with any tender for the January 2015 Notes, if Holders of not less than 90% in
the aggregate principal amount of the outstanding January 2015 Notes (including the principal amount of any Additional January
2015 Notes, or any other Additional Notes of the same series as the January 2015 Notes) validly tender and do not withdraw such
Notes in such tender offer and the Company, or any other Person making such tender offer, purchases all of the January 2015 Notes
(including any Additional January 2015 Notes and any Additional Notes of the same series as the January 2015 Notes) validly tendered
and not withdrawn by such Holders, the Company will have the right, upon notice given not more than 30 days following such purchase
pursuant to such tender offer, to redeem all of the January 2015 Notes that remain outstanding following such purchase at a price
in cash equal to the price offered to each Holder in such tender offer, plus, to the extent not included in the tender offer payment,
accrued and unpaid interest to but excluding the Redemption Date.

 

(e)           Any redemption of Notes pursuant
to this Section 6 may be made upon notice sent electronically or, at the Company’s option, mailed by first class mail
to each Holder’s registered address in accordance with Section 1005 of the Indenture, and, if applicable, the Company should
notify the Trustee of such redemption date, and the principal amount of Notes to be redeemed in accordance with Section 1003 of
the Indenture. The Company may provide in any redemption notice that payment of the redemption price and the performance of the
Company’s obligations with respect to such redemption may be performed by another Person.

 

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(f)           Any redemption of Notes pursuant
to this Section 6 (including in connection with an Equity Offering) or notice thereof may, at the Company’s discretion,
be subject to the satisfaction (or, waiver by the Company in its sole discretion) of one or more conditions precedent, which may
include consummation of any related Equity Offering or the occurrence of a Change of Control. If such redemption or notice is subject
to satisfaction of one or more conditions precedent, such notice may state that, in the Company’s discretion, the Redemption
Date may be delayed until such time as any or all such conditions shall be satisfied (or waived by the Company in its sole discretion),
or such redemption may not occur and such notice may be rescinded in the event that any or all such conditions shall not have been
(or, in the Company’s sole determination, may not be) satisfied (or waived by the Company in its sole discretion) by the
Redemption Date, or by the Redemption Date so delayed.

 

7.   Form. The January 2015 Notes shall
be issued substantially in the form set forth, or referenced, in Article II of the Indenture, and either Exhibit A or B attached
to the Indenture, in each case as provided for in Section 201 of the Indenture (as such form may be modified in accordance
with Section 301 of the Indenture).

 

8.   Governing Law. THIS SUPPLEMENTAL
INDENTURE SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK. THE TRUSTEE, THE COMPANY, ANY
OTHER OBLIGOR IN RESPECT OF THE NOTES AND (BY THEIR ACCEPTANCE OF THE NOTES) THE HOLDERS AGREE TO SUBMIT TO THE JURISDICTION OF
ANY UNITED STATES FEDERAL OR STATE COURT LOCATED IN THE BOROUGH OF MANHATTAN, IN THE CITY OF NEW YORK IN ANY ACTION OR PROCEEDING
ARISING OUT OF OR RELATING TO THIS SUPPLEMENTAL INDENTURE.

 

9.   Ratification of Indenture; Supplemental
Indentures Part of Indenture. Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and
all the terms, conditions and provisions thereof shall remain in full force and effect. This Supplemental Indenture shall form
a part of the Indenture for all purposes, and every Holder of Notes heretofore or hereafter authenticated and delivered shall be
bound hereby. The Trustee makes no representation or warranty as to the validity or sufficiency of this Supplemental Indenture
or as to the accuracy of the recitals to this Supplemental Indenture.

 

10.   Counterparts. The parties hereto
may sign one or more copies of this Supplemental Indenture in counterparts, all of which together shall constitute one and the
same agreement.

 

11.   Headings. The section headings
herein are for convenience of reference only and shall not be deemed to alter or affect the meaning or interpretation of any provisions
hereof.

 

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IN WITNESS WHEREOF, the parties hereto have
caused this Supplemental Indenture to be duly executed as of the date first above written.

 

	 	NCI BUILDING SYSTEMS, INC.
	 	 	 
	 	By:	/s/ Mark E. Johnson
	 	 	Name: Mark E. Johnson
	 	 	Title: Executive Vice President, Chief
	 	 	Financial Officer and Treasurer

 

[Signature Page to First Supplemental Indenture]

 

    	 

    	 

    

 

IN WITNESS WHEREOF, the parties hereto have
caused this Supplemental Indenture to be duly executed as of the date first above written.

 

	 	GUARANTORS:
	 	 
	 	NCI GROUP, INC.
	 	 	 
	 	By:	/s/ Mark E. Johnson
	 	 	Name: Mark E. Johnson
	 	 	Title: Executive Vice President, Chief
	 	 	Financial Officer and Treasurer
	 	 	 
	 	ROBERTSON-CECO II CORPORATION
	 	 	 
	 	By:	/s/ Mark E. Johnson
	 	 	Name: Mark E. Johnson
	 	 	Title: Executive Vice President, Chief
	 	 	Financial Officer and Treasurer
	 	 	 
	 	STEELBUILDING.COM, INC.
	 	 	 
	 	By:	/s/ Mark E. Johnson
	 	 	Name: Mark E. Johnson
	 	 	Title: Executive Vice President, Chief
	 	 	Financial Officer and Treasurer

 

[Signature Page to First Supplemental Indenture]

 

    	 

    	 

    

 

	 	WILMINGTON TRUST, NATIONAL ASSOCIATION as Trustee
	 	 	 
	 	By:	/s/ Joseph P. O’Donnell
	 	 	Authorized Officer

 

[Signature Page to First Supplemental Indenture]Exhibit 4.3

Second Supplemental Indenture

 

SECOND SUPPLEMENTAL INDENTURE, dated as
of January 16, 2015 (this “Supplemental Indenture”), among CENTRIA, a Pennsylvania general partnership, CENTRIA,
Inc., a Delaware corporation, CENTRIA Services Group, LLC, a Pennsylvania limited liability company and RoofWorks, Ltd., an Ohio
limited liability company (the “Subsidiary Guarantors”), NCI Building Systems, Inc. (the “Company”),
and each other then existing Subsidiary Guarantor under the Indenture referred to below (the “Existing Guarantors”),
and Wilmington Trust, National Association, as Trustee under the Indenture referred to below.

 

W I T N E S S E T H:

 

WHEREAS, the Company, any Existing Guarantors
and the Trustee have heretofore become parties to an Indenture, dated as of January 16, 2015 (as amended, supplemented, waived
or otherwise modified, the “Indenture”), providing for the issuance of Notes in series;

 

WHEREAS, Section 1308 of the Indenture
provides that the Company is required to cause the Subsidiary Guarantors to execute and deliver to the Trustee a supplemental indenture
pursuant to which the Subsidiary Guarantors shall guarantee the Company’s Subsidiary Guaranteed Obligations under the Notes
pursuant to a Subsidiary Guarantee on the terms and conditions set forth herein and in Article XIII of the Indenture;

 

WHEREAS, each Subsidiary Guarantor desires
to enter into such supplemental indenture for good and valuable consideration, including substantial economic benefit in that the
financial performance and condition of such Subsidiary Guarantor is dependent on the financial performance and condition of the
Company, the obligations hereunder of which such Subsidiary Guarantor has guaranteed, and on such Subsidiary Guarantor’s
access to working capital through the Company’s access to revolving credit borrowings under the Senior ABL Facility; and

 

WHEREAS, pursuant to Section 901 of
the Indenture, the parties hereto are authorized to execute and deliver this Supplemental Indenture to amend the Indenture, without
the consent of any Holder;

 

NOW, THEREFORE, in consideration of the
foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, the Subsidiary Guarantors,
the Company, the Existing Guarantors and the Trustee mutually covenant and agree for the benefit of the Holders of the Notes as
follows:

 

1.          Defined
Terms. As used in this Supplemental Indenture, terms defined in the Indenture or in the preamble or recital hereto are used
herein as therein defined. The words “herein,” “hereof” and “hereby” and other words of similar
import used in this Supplemental Indenture refer to this Supplemental Indenture as a whole and not to any particular section hereof.

 

    	 

    	 

    

 

2.          Agreement
to Guarantee. Each Subsidiary Guarantor hereby agrees, jointly and severally with all other Subsidiary Guarantors and fully
and unconditionally, to guarantee the Subsidiary Guaranteed Obligations under the Indenture and the Notes on the terms and subject
to the conditions set forth in Article XIII of the Indenture and to be bound by (and shall be entitled to the benefits of) all
other applicable provisions of the Indenture as a Subsidiary Guarantor.

 

3.          Termination,
Release and Discharge. Each Subsidiary Guarantor’s Subsidiary Guarantee shall terminate and be of no further force or
effect, and each Subsidiary Guarantor shall be released and discharged from all obligations in respect of such Subsidiary Guarantee,
as and when provided in Section 1303 of the Indenture.

 

4.          Parties.
Nothing in this Supplemental Indenture is intended or shall be construed to give any Person, other than the Holders and the Trustee,
any legal or equitable right, remedy or claim under or in respect of each Subsidiary Guarantor’s Subsidiary Guarantee or
any provision contained herein or in Article XIII of the Indenture.

 

5.          Governing
Law. THIS SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK. THE
TRUSTEE, THE COMPANY, ANY OTHER OBLIGOR IN RESPECT OF THE NOTES AND (BY THEIR ACCEPTANCE OF THE NOTES) THE HOLDERS AGREE TO SUBMIT
TO THE JURISDICTION OF ANY UNITED STATES FEDERAL OR STATE COURT LOCATED IN THE BOROUGH OF MANHATTAN, IN THE CITY OF NEW YORK IN
ANY ACTION OR PROCEEDING ARISING OUT OF OR RELATING TO THIS SUPPLEMENTAL INDENTURE.

 

6.          Ratification
of Indenture; Supplemental Indentures Part of Indenture. Except as expressly amended hereby, the Indenture is in all respects
ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect. This Supplemental
Indenture shall form a part of the Indenture for all purposes, and every Holder of Notes heretofore or hereafter authenticated
and delivered shall be bound hereby. The Trustee makes no representation or warranty as to the validity or sufficiency of this
Supplemental Indenture or as to the accuracy of the recitals to this Supplemental Indenture.

 

7.          Counterparts.
The parties hereto may sign one or more copies of this Supplemental Indenture in counterparts, all of which together shall constitute
one and the same agreement.

 

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8.          Headings.
The section headings herein are for convenience of reference only and shall not be deemed to alter or affect the meaning or interpretation
of any provisions hereof.

  

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IN WITNESS WHEREOF, the parties hereto have
caused this Supplemental Indenture to be duly executed as of the date first above written.

 

	 	CENTRIA, as Subsidiary Guarantor
	 	By: its general partners
	 	Steelbuilding.com, inc.
	 	 	 
	 	By:	/s/ Mark E. Johnson
	 	 	Name:  Mark E. Johnson
	 	 	Title:    Executive Vice President, Chief
	 	 	Financial Officer and Treasurer
	 	 	 
	 	NCI GROUP, INC.
	 	 	 
	 	By:	/s/ Mark E. Johnson
	 	 	Name:  Mark E. Johnson
	 	 	Title:    Executive Vice President, Chief 
	 	 	Financial Officer and Treasurer
	 	 	 
	 	CENTRIA, Inc., as Subsidiary Guarantor
	 	 	 
	 	By:	/s/ Mark E. Johnson
	 	 	Name:  Mark E. Johnson
	 	 	Title:    Executive Vice President, Chief
	 	 	Financial Officer and Treasurer

 

[Signature Page to Second Supplemental
Indenture

 

    	 

    	 

    

  

IN WITNESS WHEREOF, the parties hereto have
caused this Supplemental Indenture to be duly executed as of the date first above written.

 

	 	CENTRIA Services Group, LLC, as
	 	Subsidiary Guarantor
	 	By: its sole member:
	 	CENTRIA
	 	By: its general partners
	 	Steelbuilding.com, inc.
	 	 
	 	By:	/s/ Mark E. Johnson
	 	 	Name:  Mark E. Johnson
	 	 	Title:    Executive Vice President, Chief
	 	 	Financial Officer and Treasurer
	 	 	 
	 	NCI GROUP, INC.
	 	 	 
	 	By:	/s/ Mark E. Johnson
	 	 	Name:  Mark E. Johnson
	 	 	Title:    Executive Vice President, Chief
	 	 	Financial Officer and Treasurer
	 	 
	 	RoofWorks, Ltd., Subsidiary
	 	Guarantor
	 	By: its sole member:
	 	CENTRIA
	 	By: its general partners
	 	Steelbuilding.com, inc.
	 	 	 
	 	By:	/s/ Mark E. Johnson
	 	 	Name:  Mark E. Johnson
	 	 	Title:    Executive Vice President, Chief
	 	 	Financial Officer and Treasurer
	 	 	 
	 	NCI GROUP, INC.
	 	 	 
	 	By:	/s/ Mark E. Johnson
	 	 	Name:  Mark E. Johnson
	 	 	Title:    Executive Vice President, Chief
	 	 	Financial Officer and Treasurer

 

[Signature Page to Second Supplemental
Indenture]

 

    	 

    	 

    

 

IN WITNESS WHEREOF, the parties hereto have
caused this Supplemental Indenture to be duly executed as of the date first above written.

 

	 	NCI BUILDING SYSTEMS, INC.
	 	 	 
	 	By:	/s/ Mark E. Johnson
	 	Name:	 Mark E. Johnson
	 	Title: 	Executive Vice President, Chief
	 	Financial Officer and Treasurer

 

[Signature Page to Second
Supplemental Indenture]

 

    	 

    	 

    

  

IN WITNESS WHEREOF, the parties hereto have
caused this Supplemental Indenture to be duly executed as of the date first above written.

  

	 	NCI GROUP, INC.
	 	 	 
	 	By:	/s/  Mark E. Johnson
	 	Name:	  Mark E. Johnson 
	 	Title:	 Executive Vice President, Chief
	 		Financial Officer and Treasurer
	 	 	 
	 	Steelbuilding.com, inc.
	 	 	 
	 	By:	/s/ Mark E. Johnson
	 	Name: 	 Mark E. Johnson
	 	Title:	 Executive Vice President, Chief
	 	 	Financial Officer and Treasurer
	 	 
	 	ROBERTSON-CECO II CORPORATION
	 	 
	 	By:	/s/ Mark E. Johnson
	 	Name: 	 Mark E. Johnson
	 	Title:	 Executive Vice President, Chief
	 	 	Financial Officer and Treasurer

 

[Signature Page to Second Supplemental Indenture]

 

    	 

    	 

    

  

	 	WILMINGTON TRUST, NATIONAL
	 	ASSOCIATION, as Trustee
	 	 
	 	By:	/s/ Joseph P. O’Donnell
	 	 	Authorized Officer

 

[Signature Page to Second Supplemental
Indenture]

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