Document:

EX-4.17

EXHIBIT 4.17

SPECIMEN UNIT CERTIFICATE

	 	 	 
	     NUMBER

	 	UNITS
	U-                    
	 	 

 

SEE REVERSE FOR

          CERTAIN

     DEFINITIONS

VELOCITY PORTFOLIO GROUP, INC.

CUSIP 92257E 502

UNITS CONSISTING OF ONE SHARE OF COMMON STOCK, ONE CLASS A WARRANT

TO PURCHASE ONE SHARE OF COMMON STOCK, ONE CLASS B WARRANT

TO PURCHASE ONE SHARE OF COMMON STOCK, AND ONE CLASS A WARRANT

TO PURCHASE ONE SHARE OF COMMON STOCK.

	 	 	 	 	 	 	 
	THIS CERTIFIES THAT	 	 	 	 
	 	 	 	 	 
	is the owner of

	 	 
	 	 
	 	Units.
	 

	 	 
	 	 	 	 

     Each Unit (“Unit”) consists of one (1) share (“Share”) of common stock, par value $.001 per
share (“Common Stock”), of VELOCITY PORTFOLIO GROUP, INC., a Delaware corporation (the “Company”),
one class A warrant (the “Class A Warrant”) to purchase one share of Common Stock for $
per share (subject to adjustment), one class B warrant (the “Class B Warrant”) to purchase one
share of Common Stock for $          per share (subject to adjustment), and one class C warrant
(the “Class C Warrant” and collectively with the Class A Warrants and Class B Warrants, the
“Warrants”) to purchase one share of Common Stock for $          per share (subject to
adjustment). Each Warrant will become exercisable on the 5th day following the earlier to occur of:
(i) the expiration of the underwriters’ over-allotment option, which is 30 days from the date of
the prospectus which forms a part of the Company’s Registration Statement, No. 333-153549 on Form
S-1 (ii) the exercise of the over-allotment option in full or (iii) the announcement by the
underwriters of their intention not to exercise all or any remaining portion of the over-allotment
option, subject to the Company having issued a press release announcing when such separate trading
will begin (the “Detachment Date”).

     The Shares and Warrants comprising each Unit represented by this certificate are not
separately transferable prior to the Detachment Date.

     The terms of the Warrants are governed by a Warrant Agreement, dated as of [ ],
2009, between the Company and Continental Stock Transfer & Trust Company, as Warrant Agent, and are
subject to the terms and provisions contained therein, all of which terms and provisions the holder
of this certificate consents to by acceptance hereof.

 

 

Copies of the Warrant Agreement are on file at the office of the Warrant Agent at 17 Battery
Place, New York, New York, 10004, and are available to any Warrant holder on written request and
without cost.

This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the
Company.

Witness the facsimile seal of the Company and the facsimile signature of its duly authorized
officers.

[VELOCITY PORTFOLIO GROUP, INC.]

COUNTERSIGNED AND REGISTERED:

CONTINENTAL STOCK TRANSFER & TRUST COMPANY

TRANSFER AGENT AND REGISTRAR

BY:

AUTHORIZED OFFICER

By

(SIGNATURE)

CHIEF EXECUTIVE OFFICER

(SEAL)

(SIGNATURE)

PRESIDENT

[REVERSE OF CERTIFICATE]

VELOCITY PORTFOLIO GROUP, INC.

     The Company will furnish without charge to each stockholder who so requests, a statement of
the powers, designations, preferences and relative, participating, optional or other special rights
of each class of shares or series thereof of the Company and the qualifications, limitations, or
restrictions of such preferences and/or rights. This certificate and the units represented hereby
are issued and shall be held subject to the terms and conditions applicable to the securities
underlying and comprising the units, including, as applicable, the Company’s Certificate of
Incorporation, By-Laws and all

 

 

amendments thereto, the Warrant Agreement and resolutions of the Board of Directors providing for
the issue of securities (copies of which may be obtained from the secretary of the corporation), to
all of which the holder(s) of this certificate by acceptance hereof assents.

     The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or
regulations:

     TEN COM — as tenants in common

     TEN ENT — as tenants by the entireties

     JT TEN — as joint tenants with right of survivorship and not as tenants in common

	 	 	 	 	 	 	 	 	 	 	 
	UNIF GIFT MIN ACT—

	 	 
	 	 
	 	Custodian
	 	 
	 	 
	 	 	 	 	 	 	 	 	 
	 

	 	(Cust)
	 	 	 	 	 	     (Minor)	 	 
	under Uniform Gifts to Minors Act	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	 	 	(State)	 	 	 	 

Additional abbreviations may also be used though not in the above list.

For value received ___________________________ , hereby sell(s), assign(s) and transfer(s) unto

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE(S)

 

(PLEASE PRINT OR TYPEWRITE NAME(S) AND ADDRESS(ES), INCLUDING ZIP CODE, OF ASSIGNEE(S))

 

 

Units represented by the within Certificate, and hereby irrevocably constitute(s) and appoint(s)

 

Attorney to transfer the said Units on the books of the within named Company with full power of
substitution in the premises.

Dated:

Notice: The signature(s) to this assignment must correspond with the name(s) as written upon the
face of the certificate in every particular, without alteration or enlargement or any change
whatever.

Signature(s) Guaranteed:

 

 

By                                         

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS,
SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE
MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).EX-4.18

EXHIBIT 4.18

SPECIMEN CLASS A WARRANT CERTIFICATE

	 	 	 
	NUMBER

	 	WARRANTS
	W-                    
	 	 

(THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M.

NEW YORK CITY TIME, __________, 2014)

VELOCITY PORTFOLIO GROUP, INC.

CUSIP [92275E 114]

CLASS A WARRANT

THIS WARRANT CERTIFIES THAT, for value received

or registered agents, is the registered holder of a Warrant or Warrants expiring [          ], 2014
(the “Warrant”) to purchase one fully paid and non-assessable ordinary share, par
value $.001 per share (the “Shares”), of Velocity Portfolio Group, Inc., a Delaware corporation
(the “Company”), for each Warrant evidenced by this Warrant Certificate.

     The Warrant entitles the holder thereof to purchase from the Company, commencing on the date
the Warrant commences separate trading from the Units (the “Detachment Date”), such number of
Shares at the price of $          per share (the “Warrant Price”), upon surrender of this Warrant
Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent,
Continental Stock Transfer & Trust Company (such payment to be made by check made payable to the
Warrant Agent), but only subject to the conditions set forth herein and in the Warrant Agreement
between the Company and Continental Stock Transfer & Trust Company. In no event shall the
registered holder(s) of this Warrant be entitled to receive a net-cash settlement, Shares or other
consideration in lieu of physical settlement in Shares of the Company. The Warrant Agreement
provides that, upon the occurrence of certain events, the Warrant Price and the number of Warrant
Shares purchasable hereunder, set forth on the face hereof, may be adjusted, subject to certain
conditions. The term Warrant Price as used in this Warrant Certificate refers to the price per
Share at which Shares may be purchased at the time the Warrant is exercised.

     This Warrant will expire on the date first above written if it is not exercised prior to such
date by the registered holder pursuant to the terms of the Warrant Agreement or if it is not
redeemed by the Company prior to such date.

 

 

     No fraction of a Share will be issued upon any exercise of a Warrant. If, upon exercise of a
Warrant, a holder would be entitled to receive a fractional interest in a Share, the Company will,
upon exercise, round up to the nearest whole number the number of Shares to be issued to the
warrant holder.

     Upon any exercise of the Warrant for less than the total number of full Shares provided for
herein, there shall be issued to the registered holder(s) hereof or its assignee(s) a new Warrant
Certificate covering the number of Shares for which the Warrant has not been exercised.

     Warrant Certificates, when surrendered at the office or agency of the Warrant Agent by the
registered holder(s) hereof in person or by attorney duly authorized in writing, may be exchanged
in the manner and subject to the limitations provided in the Warrant Agreement, but without payment
of any service charge, for another Warrant Certificate or Warrant Certificates of like tenor and
evidencing in the aggregate a like number of Warrants.

     Upon due presentment for registration of transfer of the Warrant Certificate at the office or
agency of the Warrant Agent, a new Warrant Certificate or Warrant Certificates of like tenor and
evidencing in the aggregate a like number of Warrants shall be issued to the transferee(s) in
exchange for this Warrant Certificate, subject to the limitations provided in the Warrant
Agreement, without charge except for any applicable tax or other governmental charge.

     The Company and the Warrant Agent may deem and treat the registered holder(s) as the absolute
owner(s) of this Warrant Certificate (notwithstanding any notation of ownership or other writing
hereon made by anyone) for the purpose of any exercise hereof, of any distribution to the
registered holder(s), and for all other purposes, and neither the Company nor the Warrant Agent
shall be affected by any notice to the contrary.

     This Warrant does not entitle the registered holder(s) to any of the rights of a shareholder
of the Company.

     The Company reserves the right to call the Warrant at any time prior to its exercise, with a
notice of call in writing to the holder(s) of record of the Warrant, giving 20 days’ notice of such
call at any time after the Warrant becomes exercisable if the last sales price of the Shares has
been equal to or greater than $          , or one hundred and twenty percent (120%) of the Warrant
Price on each of twenty (20) trading days within a thirty (30) trading day period ending on the
third business day prior to the date on which notice of redemption is given The call price of the
Warrants is to be $.01 per Warrant. Any Warrant either not exercised or tendered back to the
Company by the end of the date specified in the notice of call shall be canceled on the books of
the Company and have no further value except for the $.01 call price.

COUNTERSIGNED:

 

 

CONTINENTAL STOCK TRANSFER & TRUST COMPANY

WARRANT AGENT

BY:

AUTHORIZED OFFICER

DATED:

(Signature)

CHIEF EXECUTIVE OFFICER

(Seal)

(Signature)

PRESIDENT

 

 

[REVERSE OF CERTIFICATE]

SUBSCRIPTION FORM

To Be Executed by the Registered Holder(s) in Order to Exercise Warrants

The undersigned Registered Holder(s) irrevocably elect(s) to exercise                      Warrants
represented by this Warrant Certificate, and to purchase the shares of Common Stock issuable upon
the exercise of such Warrants, and requests that Certificates for such shares shall be issued in
the name(s) of

 

(PLEASE TYPE OR PRINT NAME(S) AND ADDRESS)

 

 

 

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER(S))

	 	 	 
	and be delivered to
	 	 
	 

	 	 
	 

	 	(PLEASE PRINT OR TYPE NAME(S) AND ADDRESS)

 

and, if such number of Warrants shall not be all the Warrants evidenced by this Warrant
Certificate, that a new Warrant Certificate for the balance of such Warrants be registered in the
name of, and delivered to, the Registered Holder(s) at the address(es) stated below:

Dated:

 

(SIGNATURE(S))

 

(ADDRESS(ES))

 

 

(TAX IDENTIFICATION NUMBER(S))

ASSIGNMENT

 

 

To Be Executed by the Registered Holder in Order to Assign Warrants

For Value Received,_____________________hereby sell(s), assign(s), and transfer(s) unto

 

(PLEASE TYPE OR PRINT NAME(S) AND ADDRESS(ES))

 

 

 

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER(S))

	 	 	 
	and be delivered to
	 	 
	 

	 	 
	 

	 	(PLEASE PRINT OR TYPE NAME(S) AND ADDRESS(ES))

of the Warrants represented by this Warrant Certificate, and hereby irrevocably constitute and

appoint                                        Attorney to transfer this Warrant Certificate on the books of the
Company, with full power of substitution in the premises.

Dated:

 

(SIGNATURE(S))

Notice: The signature(s) to this assignment must correspond with the name(s) as written upon the
face of the certificate in every particular, without alteration or enlargement or any change
whatever.

Signature(s) Guaranteed:

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS,
SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE
MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

 

 

THE SIGNATURE(S) TO THE ASSIGNMENT OF THE SUBSCRIPTION FORM MUST CORRESPOND TO THE NAME(S) WRITTEN
UPON THE FACE OF THIS WARRANT CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR
ANY CHANGE WHATSOEVER, AND MUST BE GUARANTEED BY A COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER
FIRM OF THE NEW YORK STOCK EXCHANGE, PACIFIC STOCK EXCHANGE OR CHICAGO STOCK EXCHANGE.

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