Document:

EX-4.1

 Exhibit 4.1 

REGISTRATION RIGHTS AGREEMENT 

BY AND AMONG 
 RICE
MIDSTREAM PARTNERS LP 
 AND 

THE PURCHASERS NAMED ON SCHEDULE A HERETO 

 TABLE OF CONTENTS 

 

									
	 	 	 	  	 	  	Page	 
		
	ARTICLE I DEFINITIONS	  	 	1	  
				
		 	Section 1.01	  	Definitions	  	 	1	  
		 	Section 1.02	  	Registrable Securities	  	 	3	  
		
	ARTICLE II REGISTRATION RIGHTS	  	 	3	  
				
		 	Section 2.01	  	Registration	  	 	3	  
		 	Section 2.02	  	Piggyback Rights	  	 	5	  
		 	Section 2.03	  	Delay Rights	  	 	7	  
		 	Section 2.04	  	Underwritten Offerings	  	 	8	  
		 	Section 2.05	  	Sale Procedures	  	 	8	  
		 	Section 2.06	  	Cooperation by Holders	  	 	12	  
		 	Section 2.07	  	Restrictions on Public Sale by Holders of Registrable Securities	  	 	12	  
		 	Section 2.08	  	Expenses	  	 	12	  
		 	Section 2.09	  	Indemnification	  	 	13	  
		 	Section 2.10	  	Rule 144 Reporting	  	 	15	  
		 	Section 2.11	  	Transfer or Assignment of Registration Rights	  	 	15	  
		 	Section 2.12	  	Limitation on Subsequent Registration Rights	  	 	16	  
		
	ARTICLE III MISCELLANEOUS	  	 	16	  
				
		 	Section 3.01	  	Communications	  	 	16	  
		 	Section 3.02	  	Successor and Assigns	  	 	17	  
		 	Section 3.03	  	Assignment of Rights	  	 	17	  
		 	Section 3.04	  	Recapitalization, Exchanges, Etc. Affecting the Units.	  	 	17	  
		 	Section 3.05	  	Aggregation of Registrable Securities	  	 	17	  
		 	Section 3.06	  	Specific Performance	  	 	17	  
		 	Section 3.07	  	Counterparts	  	 	17	  
		 	Section 3.08	  	Headings	  	 	17	  
		 	Section 3.09	  	Governing Law	  	 	17	  
		 	Section 3.10	  	Severability of Provisions	  	 	18	  
		 	Section 3.11	  	Entire Agreement	  	 	18	  
		 	Section 3.12	  	Amendment	  	 	18	  
		 	Section 3.13	  	No Presumption	  	 	18	  
		 	Section 3.14	  	Obligations Limited to Parties to Agreement	  	 	18	  
		 	Section 3.15	  	Independent Nature of Purchaser’s Obligations	  	 	18	  
		 	Section 3.16	  	Interpretation	  	 	19	  

 Schedule A – Purchaser List; Notice and Contact Information; Opt-Out 

  
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 REGISTRATION RIGHTS AGREEMENT 

This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of October 7, 2016, by and among Rice
Midstream Partners LP, a Delaware limited partnership (the “Partnership”), and each of the Persons set forth on Schedule A to this Agreement (each, a “Purchaser” and collectively, the
“Purchasers”). 
 WHEREAS, this Agreement is made and entered into in connection with the Closing of the issuance and sale
of the Purchased Units pursuant to the Common Unit Purchase Agreement, dated as of September 29, 2016, by and among the Partnership and the Purchasers (the “Common Unit Purchase Agreement”); and 

WHEREAS, the Partnership has agreed to provide the registration and other rights set forth in this Agreement for the benefit of the Purchasers
pursuant to the Common Unit Purchase Agreement. 
 NOW THEREFORE, in consideration of the mutual covenants and agreements set forth herein
and for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged by each party hereto, the parties hereby agree as follows: 

ARTICLE I 
 DEFINITIONS

 Section 1.01 Definitions. Capitalized terms used herein without definition shall have the meanings given to them in the
Common Unit Purchase Agreement. The terms set forth below are used herein as so defined: 
 “Affiliate” means, with respect
to any Person, any other Person that directly or indirectly through one or more intermediaries controls, is controlled by or is under common control with, the Person in question. As used herein, the term “control” means the possession,
direct or indirect, of the power to direct or cause the direction of the management and policies of a Person, whether through ownership of voting securities, by contract or otherwise. 

“Agreement” has the meaning specified therefor in the introductory paragraph of this Agreement. 

“Commission” means the U.S. Securities and Exchange Commission. 

“Common Unit Price” has the meaning given to such term in the Common Unit Purchase Agreement. 

“Common Unit Purchase Agreement” has the meaning specified therefor in the recitals of this Agreement. 

“Effectiveness Period” has the meaning specified therefor in Section 2.01(a) of this Agreement. 

 “Existing Registration Rights Agreements” means (i) the Registration Rights
Agreement by and between the Partnership and Rice Midstream Holdings LLC, dated as of December 22, 2014 and (ii) the Registration Rights Agreement dated November 10, 2015 between the Partnership and the other parties thereto. 

“General Partner” means Rice Midstream Management LLC, a Delaware limited liability company. 

“Holder” means the record holder of any Registrable Securities. 

“Included Registrable Securities” has the meaning specified therefor in Section 2.02(a) of this Agreement. 

“Liquidated Damages” has the meaning specified therefor in Section 2.01(b) of this Agreement. 

“Liquidated Damages Multiplier” means, with respect to a particular Purchaser, the product of the Common Unit Price times the
number of Purchased Units purchased by such Purchaser that may not be disposed of without restriction and without the need for current public information pursuant to any section of Rule 144 (or any similar provision then in effect) under the
Securities Act. 
 “Losses” has the meaning specified therefor in Section 2.09(a) of this Agreement. 

“Managing Underwriter” means, with respect to any Underwritten Offering, the book- running lead manager or managers of such
Underwritten Offering. 
 “Opt-Out Notice” has the meaning specified therefor in Section 2.02(a) of this
Agreement. 
 “Parity Securities” has the meaning specified therefor in Section 2.02(b) of this Agreement. 

“Partnership” has the meaning specified therefor in the introductory paragraph of this Agreement. 

“Person” means an individual or a corporation, limited liability company, partnership, firm, joint venture, trust,
unincorporated organization, association, government agency or political subdivision thereof or other entity. 
 “Purchased
Units” has the meaning given to such term in the Common Unit Purchase Agreement. 
 “Purchaser” and
“Purchasers” have the meanings specified therefor in the introductory paragraph of this Agreement. 
 “Registrable
Securities” means (i) the Common Units to be acquired by the Purchasers pursuant to the Common Unit Purchase Agreement and (ii) any Common Units issued as Liquidated Damages pursuant to Section 2.01(b) of this
Agreement, and also includes any type of interest issued to the Holders pursuant to Section 3.04. 

  
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 “Registration Expenses” has the meaning specified therefor in
Section 2.08(b) of this Agreement. 
 “Registration Statement” has the meaning specified therefor in
Section 2.01(a) of this Agreement. 
 “Selling Expenses” has the meaning specified therefor in
Section 2.08(b) of this Agreement. 
 “Selling Holder” means a Holder who is selling Registrable Securities
pursuant to a registration statement. 
 “Selling Holder Indemnified Persons” has the meaning specified therefor in
Section 2.09(a) of this Agreement. 
 “Underwritten Offering” means an offering (including an offering pursuant
to a Registration Statement) in which Common Units are sold to an underwriter on a firm commitment basis for reoffering to the public or an offering that is a “bought deal” with one or more investment banks. 

Section 1.02 Registrable Securities. Any Registrable Security will cease to be a Registrable Security (a) when a registration
statement covering such Registrable Security becomes or has been declared effective by the Commission and such Registrable Security has been sold or disposed of pursuant to such effective registration statement; (b) when such Registrable
Security has been disposed of pursuant to any section of Rule 144 (or any similar provision then in effect) under the Securities Act; (c) when such Registrable Security is held by the Partnership or one of its Subsidiaries or Affiliates;
(d) when such Registrable Security has been sold or disposed of in a private transaction in which the transferor’s rights under this Agreement are not assigned to the transferee of such securities pursuant to Section 2.11
hereof or (e) when such Registrable Security becomes eligible for resale without restriction and without the need for current public information pursuant to any section of Rule 144 (or any similar provision then in effect) under the Securities
Act. 
 ARTICLE II 

REGISTRATION RIGHTS 

Section 2.01 Registration. 

(a) Effectiveness Deadline. Following the date hereof, but no later than 30 days following the Closing Date, the Partnership shall
prepare and file a registration statement under the Securities Act to permit the public resale of Registrable Securities then outstanding from time to time as permitted by Rule 415 (or any similar provision then in effect) of the Securities Act with
respect to all of the Registrable Securities (the “Registration Statement”). The Registration Statement filed pursuant to this Section 2.01(a) shall be on such appropriate registration form or forms of the Commission as
shall be selected by the Partnership so long as it permits the 

  
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continuous offering of the Registrable Securities pursuant to Rule 415 (or any similar provision then in effect) under the Securities Act at then-prevailing market prices. The Partnership shall
use its commercially reasonable efforts to cause the Registration Statement to become effective on or as soon as practicable after filing. Any Registration Statement shall provide for the resale pursuant to any method or combination of methods
legally available to, and requested by, the Holders of any and all Registrable Securities covered by such Registration Statement. The Partnership shall use its commercially reasonable efforts to cause the Registration Statement filed pursuant to
this Section 2.01(a) to be effective, supplemented and amended to the extent necessary to ensure that it is available for the resale of all Registrable Securities by the Holders until all Registrable Securities covered by such
Registration Statement have ceased to be Registrable Securities (the “Effectiveness Period”). The Registration Statement when effective (including the documents incorporated therein by reference) will comply as to form in all
material respects with all applicable requirements of the Securities Act and the Exchange Act and will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the
statements therein not misleading (in the case of any prospectus contained in such Registration Statement or documents incorporated therein by reference, in the light of the circumstances under which a statement is made). As soon as practicable
following the date that the Registration Statement becomes effective, but in any event within two (2) Business Days of such date, the Partnership shall provide the Holders with written notice of the effectiveness of the Registration Statement.

 (b) Failure to Go Effective. If the Registration Statement required by Section 2.01(a) is not declared effective
within 90 days of the Closing Date, then each Holder shall be entitled to a payment (with respect to the Purchased Units of each such Holder), as liquidated damages and not as a penalty, of 0.25% of the Liquidated Damages Multiplier per 30-day
period, that shall accrue daily, for the first 30 days following the 90th day, increasing by an additional 0.25% of the Liquidated Damages Multiplier per 30-day period, that shall accrue daily, for each subsequent 30 days, up to a maximum of 1.00%
of the Liquidated Damages Multiplier per 30-day period (the “Liquidated Damages”). The Liquidated Damages payable pursuant to the immediately preceding sentence shall be payable within ten (10) Business Days after the end of
each such 30- day period. Notwithstanding anything to the contrary contained herein, in no event shall the aggregate of all Liquidated Damages payable by the Partnership hereunder exceed 5.00% of the aggregate price at which the Partnership offered
the Purchased Units for sale pursuant to the Common Unit Purchase Agreement. Any Liquidated Damages shall be paid to each Holder in immediately available funds; provided, however, if the Partnership certifies that it is unable to pay
Liquidated Damages in cash because such payment would result in a breach under a credit facility or other debt instrument, then the Partnership shall pay such Liquidated Damages using as much cash as is permitted without causing a breach of or
default under such credit facility or other debt instrument and may pay the balance of any such Liquidated Damages in kind in the form of the issuance of additional Common Units. Upon any issuance of Common Units as Liquidated Damages, the
Partnership shall promptly (i) prepare and file an amendment to the Registration Statement prior to its effectiveness adding such Common Units to such Registration Statement as additional Registrable Securities and (ii) prepare and file a
supplemental listing application with the NYSE (or such other national securities exchange on which the Common Units are then listed and traded) to list such additional Common Units. The determination of the number of Common Units to be issued as
Liquidated Damages shall be equal to the amount of Liquidated Damages divided by the volume-weighted average closing 

  
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price of the Common Units on the NYSE, or any other national securities exchange on which the Common Units are then traded, for the ten (10) trading days immediately preceding the date on
which the Liquidated Damages payment is due, less a discount to such average closing price of 2.00%. The payment of Liquidated Damages to a Holder shall cease at the earlier of (i) the Registration Statement becoming effective or (ii) when
such Holder no longer holds Registrable Securities, assuming that each Holder is not an Affiliate of the Partnership, and any payment of Liquidated Damages shall be prorated for any period of less than 30 days in which the payment of Liquidated
Damages ceases. If the Partnership is unable to cause a Registration Statement to go effective within 90 days after the Closing Date as a result of an acquisition, merger, reorganization, disposition or other similar transaction, then the
Partnership may request a waiver of the Liquidated Damages, and each Holder may individually grant or withhold its consent to such request in its discretion. 

Section 2.02 Piggyback Rights. 

(a) Participation. If the Partnership proposes to file (i) a shelf registration statement other than the Registration Statement
contemplated by Section 2.01(a), (ii) a prospectus supplement to an effective shelf registration statement, other than the Registration Statement contemplated by Section 2.01(a) of this Agreement and Holders may be
included without the filing of a post-effective amendment thereto, or (iii) a registration statement, other than a shelf registration statement, in each case, for the sale of Common Units in an Underwritten Offering for its own account and/or
another Person, then as soon as practicable following the engagement of counsel by the Partnership to prepare the documents to be used in connection with an Underwritten Offering, the Partnership shall give notice (including, but not limited to,
notification by electronic mail) of such proposed Underwritten Offering to each Holder (together with its Affiliates) holding at least $15 million of the then-outstanding Registrable Securities (based on the Common Unit Price) and such notice shall
offer such Holders the opportunity to include in such Underwritten Offering such number of Registrable Securities (the “Included Registrable Securities”) as each such Holder may request in writing; provided, however,
that if the Partnership has been advised by the Managing Underwriter that the inclusion of Registrable Securities for sale for the benefit of the Holders will have an adverse effect on the price, timing or distribution of the Common Units in the
Underwritten Offering, then (A) if no Registrable Securities can be included in the Underwritten Offering in the opinion of the Managing Underwriter, the Partnership shall not be required to offer such opportunity to the Holders or (B) if
any Registrable Securities can be included in the Underwritten Offering in the opinion of the Managing Underwriter, then the amount of Registrable Securities to be offered for the accounts of Holders shall be determined based on the provisions of
Section 2.02(b). Any notice required to be provided in this Section 2.02(a) to Holders shall be provided on a Business Day pursuant to Section 3.01 hereof and receipt of such notice shall be confirmed and kept
confidential by the Holder until such proposed Underwritten Offering is (i) publicly announced or (ii) such Holder receives notice that such proposed Underwritten Offering has been abandoned, which such notice shall be provided promptly by
the Partnership to each Holder. Each such Holder shall then have two (2) Business Days (or one (1) Business Day in connection with any overnight or bought deal Underwritten Offering) after notice has been delivered to request in writing
the inclusion of Registrable Securities in the Underwritten Offering. If no written request for inclusion from a Holder is received within the specified time, each such Holder shall have no further right to participate in such Underwritten Offering.
If, at any time after giving written 

  
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notice of its intention to undertake an Underwritten Offering and prior to the closing of such Underwritten Offering, the Partnership shall determine for any reason not to undertake or to delay
such Underwritten Offering, the Partnership may, at its election, give written notice of such determination to the Selling Holders and, (x) in the case of a determination not to undertake such Underwritten Offering, shall be relieved of its
obligation to sell any Included Registrable Securities in connection with such terminated Underwritten Offering, and (y) in the case of a determination to delay such Underwritten Offering, shall be permitted to delay offering any Included
Registrable Securities for the same period as the delay in the Underwritten Offering. Any Selling Holder shall have the right to withdraw such Selling Holder’s request for inclusion of such Selling Holder’s Registrable Securities in such
Underwritten Offering by giving written notice to the Partnership of such withdrawal at or prior to the time of pricing of such Underwritten Offering. Any Holder may deliver written notice (an “Opt-Out Notice”) to the Partnership
requesting that such Holder not receive notice from the Partnership of any proposed Underwritten Offering; provided, however, that such Holder may later revoke any such Opt-Out Notice in writing. Following receipt of an Opt-Out Notice
from a Holder (unless subsequently revoked), the Partnership shall not be required to deliver any notice to such Holder pursuant to this Section 2.02(a) and such Holder shall no longer be entitled to participate in Underwritten Offerings
by the Partnership pursuant to this Section 2.02(a). The Holders indicated on Schedule A hereto as having opted out shall each be deemed to have delivered an Opt-Out Notice as of the date hereof. 

(b) Priority. If the Managing Underwriter or Underwriters of any proposed Underwritten Offering advises the Partnership that the total
amount of Registrable Securities that the Selling Holders and any other Persons intend to include in such offering exceeds the number that can be sold in such offering without being likely to have an adverse effect on the price, timing or
distribution of the Common Units offered or the market for the Common Units, then the Common Units to be included in such Underwritten Offering shall include the number of Registrable Securities that such Managing Underwriter or Underwriters advises
the Partnership can be sold without having such adverse effect, with such number to be allocated (i) first, to the Partnership, (ii) second, to holders of registration rights pursuant to the Existing Registration Rights Agreements in
accordance therewith and (iii) third, pro rata among the Selling Holders who have requested participation in such Underwritten Offering and, except as provided in clauses (i) and (ii), any other holder of securities of the Partnership
having rights of registration that are neither expressly senior nor subordinated to the Registrable Securities (the “Parity Securities”). The pro rata allocations for each Selling Holder who has requested participation in such
Underwritten Offering shall be the product of (a) the aggregate number of Registrable Securities proposed to be sold in such Underwritten Offering multiplied by (b) the fraction derived by dividing (x) the number of Registrable
Securities owned on the Closing Date by such Selling Holder by (y) the aggregate number of Registrable Securities owned on the Closing Date by all Selling Holders plus the aggregate number of Parity Securities owned on the Closing Date by all
holders of Parity Securities that are participating in the Underwritten Offering. 
 (c) Termination of Piggyback Registration
Rights. Each Holder’s rights under Section 2.02 shall terminate upon such Holder (together with its Affiliates) ceasing to hold at least $15 million of Registrable Securities (based on the Common Unit Price). Each Holder shall
notify the Partnership in writing when such Holder holds less than $15 million of Registrable Securities (based on the Common Unit Price). 

  
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 Section 2.03 Delay Rights. 

Notwithstanding anything to the contrary contained herein, the Partnership may, upon written notice to any Selling Holder whose
Registrable Securities are included in the Registration Statement or other registration statement contemplated by this Agreement, suspend such Selling Holder’s use of any prospectus which is a part of the Registration Statement or other
registration statement (in which event the Selling Holder shall discontinue sales of the Registrable Securities pursuant to the Registration Statement or other registration statement contemplated by this Agreement but may settle any previously made
sales of Registrable Securities) if, in the General Partner’s good faith determination, such use would (a) materially interfere with a significant acquisition, reorganization, financing or other similar transaction involving the
Partnership, (b) require premature disclosure of material information that the Partnership has a bona fide business purpose for preserving as confidential or (c) render the Partnership unable to comply with applicable securities laws;
provided, however, in no event shall the Selling Holders be suspended from selling Registrable Securities pursuant to the Registration Statement or other registration statement for a period that exceeds an aggregate of 60 days in any
180-day period or 105 days in any 365-day period, in each case, exclusive of days covered by any lock-up agreement executed by a Selling Holder in connection with any Underwritten Offering. Upon disclosure of such information or the termination of
the condition described above, the Partnership shall provide prompt notice to the Selling Holders whose Registrable Securities are included in the Registration Statement or other registration statement contemplated by this Agreement, and shall
promptly terminate any suspension of sales it has put into effect and shall take such other reasonable actions to permit registered sales of Registrable Securities as contemplated in this Agreement. 

If (i) the Selling Holders shall be prohibited from selling their Registrable Securities under the Registration Statement or other
registration statement contemplated by this Agreement as a result of a suspension pursuant to the immediately preceding paragraph in excess of the periods permitted therein or (ii) the Registration Statement or other registration statement
contemplated by this Agreement is filed and declared effective but, during the Effectiveness Period, shall thereafter cease to be effective or fail to be usable for its intended purpose without being succeeded within 30 Business Days by a
post-effective amendment thereto, a supplement to the prospectus or a report filed with the Commission pursuant to Section 13(a), 13(c), 14 or 15(d) of the Exchange Act, then, until the suspension is lifted or a post-effective amendment,
supplement or report is filed with the Commission, but not including any day on which a suspension is lifted or such amendment, supplement or report is filed and declared effective, if applicable, the Partnership shall pay the Selling Holders an
amount equal to the Liquidated Damages, following the earlier of (x) the date on which the suspension period exceeded the permitted period and (y) the thirty-first (31st) Business Day after the Registration Statement or other
registration statement contemplated by this Agreement ceased to be effective or failed to be useable for its intended purposes, as liquidated damages and not as a penalty (for purposes of calculating Liquidated Damages, the date in (x) or
(y) above shall be deemed the “90th day,” as used in the definition of Liquidated Damages). For purposes of this paragraph, a suspension shall be deemed lifted on the date that notice that the suspension has been terminated is
delivered to the Selling Holders. Liquidated Damages pursuant to this paragraph shall cease to accrue upon the Purchased Units of such Holder becoming eligible for resale without restriction and without the need for current public information under
any section of Rule 144 (or any similar 

  
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provision then in effect) under the Securities Act, assuming that each Holder is not an Affiliate of the Partnership, and any payment of Liquidated Damages shall be prorated for any period of
less than 30 days in which the payment of Liquidated Damages ceases. 
 Section 2.04 Underwritten Offerings. 

(a) General Procedures. In connection with any Underwritten Offering under this Agreement, the Partnership shall be entitled to select
the Managing Underwriter or Underwriters. In connection with an Underwritten Offering contemplated by this Agreement in which a Selling Holder participates, each Selling Holder and the Partnership shall be obligated to enter into an underwriting
agreement that contains such representations, covenants, indemnities and other rights and obligations as are customary in underwriting agreements for firm commitment offerings of securities. No Selling Holder may participate in such Underwritten
Offering unless such Selling Holder agrees to sell its Registrable Securities on the basis provided in such underwriting agreement and completes and executes all questionnaires, powers of attorney, indemnities and other documents reasonably required
under the terms of such underwriting agreement. Each Selling Holder may, at its option, require that any or all of the representations and warranties by, and the other agreements on the part of, the Partnership to and for the benefit of such
underwriters also be made to and for such Selling Holder’s benefit and that any or all of the conditions precedent to the obligations of such underwriters under such underwriting agreement also be conditions precedent to its obligations. No
Selling Holder shall be required to make any representations or warranties to or agreements with the Partnership or the underwriters other than representations, warranties or agreements regarding such Selling Holder, its authority to enter into such
underwriting agreement and to sell, and its ownership of, the securities being registered on its behalf, its intended method of distribution and any other representation required by Law. If any Selling Holder disapproves of the terms of an
underwriting, such Selling Holder may elect to withdraw therefrom by notice to the Partnership and the Managing Underwriter; provided, however, that such withdrawal must be made up to and including the time of pricing of such
Underwritten Offering. No such withdrawal or abandonment shall affect the Partnership’s obligation to pay Registration Expenses. The Partnership’s management may but shall not be required to participate in a roadshow or similar marketing
effort in connection with any Underwritten Offering. 
 (b) No Demand Rights. Notwithstanding any other provision of this Agreement,
no Holder shall be entitled to any “demand” rights or similar rights that would require the Partnership to effect an Underwritten Offering solely on behalf of the Holders. 

Section 2.05 Sale Procedures. In connection with its obligations under this Article II, the Partnership will, as
expeditiously as possible: 
 (a) prepare and file with the Commission such amendments and supplements to the Registration Statement and the
prospectus or prospectus supplement used in connection therewith as may be necessary to keep the Registration Statement effective for the Effectiveness Period and as may be necessary to comply with the provisions of the Securities Act with respect
to the disposition of all Registrable Securities covered by the Registration Statement; 

  
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 (b) if a prospectus or prospectus supplement will be used in connection with the marketing of an
Underwritten Offering from the Registration Statement and the Managing Underwriter at any time shall notify the Partnership in writing that, in the sole judgment of such Managing Underwriter, inclusion of detailed information to be used in such
prospectus or prospectus supplement is of material importance to the success of the Underwritten Offering of such Registrable Securities, the Partnership shall use its commercially reasonable efforts to include such information in such prospectus or
prospectus supplement; 
 (c) furnish to each Selling Holder (i) as far in advance as reasonably practicable before filing the
Registration Statement or any other registration statement contemplated by this Agreement or any supplement or amendment thereto, upon request, copies of reasonably complete drafts of all such documents proposed to be filed (including exhibits and
each document incorporated by reference therein to the extent then required by the rules and regulations of the Commission), and provide each such Selling Holder the opportunity to object to any information pertaining to such Selling Holder and its
plan of distribution that is contained therein and make the corrections reasonably requested by such Selling Holder with respect to such information prior to filing the Registration Statement or such other registration statement or supplement or
amendment thereto, and (ii) such number of copies of the Registration Statement or such other registration statement and the prospectus or prospectus supplement included therein and any supplements and amendments thereto as such Selling Holder
may reasonably request in order to facilitate the public sale or other disposition of the Registrable Securities covered by such Registration Statement or other registration statement; 

(d) if applicable, use its commercially reasonable efforts to register or qualify the Registrable Securities covered by the Registration
Statement or any other registration statement contemplated by this Agreement under the securities or blue sky laws of such jurisdictions as the Selling Holders or, in the case of an Underwritten Offering, the Managing Underwriter, shall reasonably
request; provided, however, that the Partnership will not be required to qualify generally to transact business in any jurisdiction where it is not then required to so qualify or to take any action that would subject it to general
service of process in any such jurisdiction where it is not then so subject; 
 (e) promptly notify each Selling Holder, at any time when a
prospectus relating thereto is required to be delivered by any of them under the Securities Act, of (i) the filing of the Registration Statement or any other registration statement contemplated by this Agreement or any prospectus or prospectus
supplement to be used in connection therewith, or any amendment or supplement thereto, and, with respect to such Registration Statement or any other registration statement or any post-effective amendment thereto, when the same has become effective;
and (ii) the receipt of any written comments from the Commission with respect to any filing referred to in clause (i) and any written request by the Commission for amendments or supplements to the Registration Statement or any other
registration statement or any prospectus or prospectus supplement thereto; 
 (f) promptly notify each Selling Holder of (i) the
happening of any event as a result of which the prospectus or prospectus supplement contained in the Registration Statement or any other registration statement contemplated by this Agreement, as then in effect, includes an untrue statement of a
material fact or omits to state any material fact required to be stated therein or 

  
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necessary to make the statements therein not misleading (in the case of any prospectus or prospectus supplement contained therein, in the light of the circumstances under which a statement is
made); (ii) the issuance or express threat of issuance by the Commission of any stop order suspending the effectiveness of the Registration Statement or any other registration statement contemplated by this Agreement, or the initiation of any
proceedings for that purpose; or (iii) the receipt by the Partnership of any notification with respect to the suspension of the qualification of any Registrable Securities for sale under the applicable securities or blue sky laws of any
jurisdiction. Following the provision of such notice, the Partnership agrees to as promptly as practicable amend or supplement the prospectus or prospectus supplement or take other appropriate action so that the prospectus or prospectus supplement
does not include an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing and to take such other
commercially reasonable action as is necessary to remove a stop order, suspension, threat thereof or proceedings related thereto; 
 (g)
upon request and subject to appropriate confidentiality obligations, furnish to each Selling Holder copies of any and all transmittal letters or other correspondence with the Commission or any other governmental agency or self-regulatory body or
other body having jurisdiction (including any domestic or foreign securities exchange) relating to such offering of Registrable Securities; 

(h) in the case of an Underwritten Offering, furnish upon request, (i) an opinion of counsel for the Partnership dated the date of the
closing under the underwriting agreement and (ii) a “comfort” letter, dated the pricing date of such Underwritten Offering and a letter of like kind dated the date of the closing under the underwriting agreement, in each case, signed
by the independent public accountants who have certified the Partnership’s financial statements included or incorporated by reference into the applicable registration statement, and each of the opinion and the “comfort” letter shall
be in customary form and covering substantially the same matters with respect to such registration statement (and the prospectus and any prospectus supplement included therein) as have been customarily covered in opinions of issuer’s counsel
and in accountants’ letters delivered to the underwriters in Underwritten Offerings of securities by the Partnership and such other matters as such underwriters and Selling Holders may reasonably request; 

(i) otherwise use its commercially reasonable efforts to comply with all applicable rules and regulations of the Commission, and make
available to its security holders, as soon as reasonably practicable, an earnings statement, which earnings statement shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 promulgated thereunder; 

(j) make available to the appropriate representatives of the Managing Underwriter and Selling Holders access to such information and
Partnership personnel as is reasonable and customary to enable such parties to establish a due diligence defense under the Securities Act; provided, that the Partnership need not disclose any non-public information to any such representative
unless and until such representative has entered into a confidentiality agreement with the Partnership; 

  
 10 

 (k) cause all such Registrable Securities registered pursuant to this Agreement to be listed on
each securities exchange or nationally recognized quotation system on which similar securities issued by the Partnership are then listed; 

(l) use its commercially reasonable efforts to cause the Registrable Securities to be registered with or approved by such other governmental
agencies or authorities as may be necessary by virtue of the business and operations of the Partnership to enable the Selling Holders to consummate the disposition of such Registrable Securities; 

(m) provide a transfer agent and registrar for all Registrable Securities covered by such registration statement not later than the effective
date of such registration statement; 
 (n) enter into customary agreements and take such other actions as are reasonably requested by the
Selling Holders or the underwriters, if any, in order to expedite or facilitate the disposition of such Registrable Securities; and 
 (o)
if requested by a Selling Holder, (i) incorporate in a prospectus or prospectus supplement or post-effective amendment to the Registration Statement or any other registration statement contemplated by this Agreement such information as such
Selling Holder reasonably requests to be included therein relating to the sale and distribution of Registrable Securities, including information with respect to the number of Registrable Securities being offered or sold, the purchase price being
paid therefor and any other terms of the offering of the Registrable Securities to be sold in such offering and (ii) make all required filings of such prospectus or prospectus supplement or post-effective amendment after being notified of the
matters to be incorporated in such prospectus or prospectus supplement or post-effective amendment. 
 The Partnership shall not name a
Holder as an underwriter as defined in Section 2(a)(11) of the Securities Act in any registration statement without such Holder’s consent. If the staff of the Commission requires the Partnership to name any Holder as an underwriter as
defined in Section 2(a)(11) of the Securities Act, and such Holder does not consent thereto, then such Holder’s Registrable Securities shall not be included on the Registration Statement (or any other registration statement contemplated by
this Agreement), such Holder shall no longer be entitled to receive Liquidated Damages under this Agreement with respect thereto, the Partnership shall have no further obligations hereunder with respect to Registrable Securities held by such Holder
and such Holder shall have been deemed to have terminated this Agreement with respect to such Holder. 
 Each Selling Holder, upon receipt
of notice from the Partnership of the happening of any event of the kind described in subsection (f) of this Section 2.05, shall forthwith discontinue offers and sales of the Registrable Securities by means of a prospectus or
prospectus supplement until such Selling Holder’s receipt of the copies of the supplemented or amended prospectus or prospectus supplement contemplated by subsection (f) of this Section 2.05 or until it is advised in
writing by the Partnership that the use of the prospectus or prospectus supplement may be resumed and has received copies of any additional or supplemental filings incorporated by reference in the prospectus or prospectus supplement, and, if so
directed by the Partnership, such Selling Holder will, or will request the Managing Underwriter or Underwriters, if any, to deliver to the Partnership (at the Partnership’s expense) all copies in their possession or control, other

  
 11 

 
than permanent file copies then in such Selling Holder’s possession, of the prospectus or prospectus supplement covering such Registrable Securities current at the time of receipt of such
notice. 
 Section 2.06 Cooperation by Holders. The Partnership shall have no obligation to include Registrable Securities of a
Holder in the Registration Statement or in an Underwritten Offering pursuant to Section 2.02(a) who has failed to timely furnish such information that the Partnership determines, after consultation with its counsel, is reasonably
required in order for the registration statement or prospectus or prospectus supplement, as applicable, to comply with the Securities Act. 

Section 2.07 Restrictions on Public Sale by Holders of Registrable Securities. Each Holder of Registrable Securities agrees, if
requested by the underwriters of an Underwritten Offering, to enter into a customary letter agreement with such underwriters providing such Holder will not effect any public sale or distribution of Registrable Securities during the 60 calendar day
period beginning on the date of a prospectus or prospectus supplement filed with the Commission with respect to the pricing of any Underwritten Offering, provided that (i) the duration of the foregoing restrictions shall be no longer than the
duration of the shortest restriction generally imposed by the underwriters on the Partnership or the officers, directors or any other Affiliate of the Partnership on whom a restriction is imposed and (ii) the restrictions set forth in this
Section 2.07 shall not apply to any Registrable Securities that are included in such Underwritten Offering by such Holder. In addition, this Section 2.07 shall not apply to any Holder that is not entitled to participate in
such Underwritten Offering, whether because such Holder delivered an Opt-Out Notice prior to receiving notice of the Underwritten Offering or because such Holder holds less than $15 million of the then-outstanding Registrable Securities. 

Section 2.08 Expenses. 

(a) Expenses. The Partnership will pay all reasonable Registration Expenses as determined in good faith, including, in the case of an
Underwritten Offering, whether or not any sale is made pursuant to such Underwritten Offering. Each Selling Holder shall pay its pro rata share of all Selling Expenses in connection with any sale of its Registrable Securities hereunder. In addition,
except as otherwise provided in Section 2.09 hereof, the Partnership shall not be responsible for professional fees incurred by Holders in connection with the exercise of such Holders’ rights hereunder. 

(b) Certain Definitions. “Registration Expenses” means all expenses incident to the Partnership’s performance
under or compliance with this Agreement to effect the registration of Registrable Securities on the Registration Statement pursuant to Section 2.01(a) or an Underwritten Offering covered under this Agreement, and the disposition of such
Registrable Securities, including, without limitation, all registration, filing, securities exchange listing and NYSE fees, all registration, filing, qualification and other fees and expenses of complying with securities or blue sky laws, fees of
the Financial Industry Regulatory Authority, fees of transfer agents and registrars, all word processing, duplicating and printing expenses, any transfer taxes and the fees and disbursements of counsel and independent public accountants for the
Partnership, including the expenses of any special audits or “comfort” letters required by or incident to such performance and compliance. “Selling Expenses” means all underwriting fees, discounts and selling commissions
or similar fees or arrangements allocable to the sale of the Registrable Securities. 

  
 12 

 Section 2.09 Indemnification. 

(a) By the Partnership. In the event of a registration of any Registrable Securities under the Securities Act pursuant to this
Agreement, the Partnership will indemnify and hold harmless each Selling Holder thereunder, its directors, officers, employees and agents and each Person, if any, who controls such Selling Holder within the meaning of the Securities Act and the
Exchange Act, and its directors, officers, employees or agents (collectively, the “Selling Holder Indemnified Persons”), against any losses, claims, damages, expenses or liabilities (including reasonable attorneys’ fees and
expenses) (collectively, “Losses”), joint or several, to which such Selling Holder Indemnified Person may become subject under the Securities Act, the Exchange Act or otherwise, insofar as such Losses (or actions or proceedings,
whether commenced or threatened, in respect thereof) arise out of or are based upon any untrue statement or alleged untrue statement of any material fact (in the case of any prospectus or prospectus supplement, in the light of the circumstances
under which such statement is made) contained in the Registration Statement or any other registration statement contemplated by this Agreement, any preliminary prospectus, preliminary prospectus supplement, free writing prospectus or final
prospectus or prospectus supplement contained therein, or any amendment or supplement thereof, or arise out of or are based upon the omission or alleged omission to state therein a material fact required to be stated therein or necessary to make the
statements therein (in the case of a prospectus or prospectus supplement, in the light of the circumstances under which they were made) not misleading, and will reimburse each such Selling Holder Indemnified Person for any legal or other expenses
reasonably incurred by them in connection with investigating or defending any such Loss or actions or proceedings; provided, however, that the Partnership will not be liable in any such case if and to the extent that any such Loss
arises out of or is based upon an untrue statement or alleged untrue statement or omission or alleged omission so made in conformity with information furnished by such Selling Holder Indemnified Person in writing specifically for use in the
Registration Statement or such other registration statement contemplated by this Agreement, preliminary prospectus, preliminary prospectus supplement, free writing prospectus, or final prospectus or prospectus supplement contained therein, or any
amendment or supplement thereof. Such indemnity shall remain in full force and effect regardless of any investigation made by or on behalf of such Selling Holder Indemnified Person, and shall survive the transfer of such securities by such Selling
Holder. 
 (b) By Each Selling Holder. Each Selling Holder agrees severally and not jointly to indemnify and hold harmless the
Partnership, the General Partner, its directors, officers, employees and agents and each Person, if any, who controls the Partnership within the meaning of the Securities Act or of the Exchange Act, and its directors, officers, employees and agents,
to the same extent as the foregoing indemnity from the Partnership to the Selling Holders, but only with respect to information regarding such Selling Holder furnished in writing by or on behalf of such Selling Holder expressly for inclusion in the
Registration Statement or any other registration statement contemplated by this Agreement, any preliminary prospectus, preliminary prospectus supplement, free writing prospectus or final prospectus or prospectus supplement contained therein, or any
amendment or supplement thereof; provided, however, that the liability of each Selling Holder shall not be greater in amount than the dollar amount of the proceeds (net of any Selling Expenses) received by such Selling Holder from the
sale of the Registrable Securities giving rise to such indemnification. 

  
 13 

 (c) Notice. Promptly after receipt by an indemnified party hereunder of notice of the
commencement of any action, such indemnified party shall, if a claim in respect thereof is to be made against the indemnifying party hereunder, notify the indemnifying party in writing thereof, but the omission so to notify the indemnifying party
shall not relieve it from any liability that it may have to any indemnified party other than under this Section 2.09. In any action brought against any indemnified party, it shall notify the indemnifying party of the commencement
thereof. The indemnifying party shall be entitled to participate in and, to the extent it shall wish, to assume and undertake the defense thereof with counsel reasonably satisfactory to such indemnified party and, after notice from the indemnifying
party to such indemnified party of its election so to assume and undertake the defense thereof, the indemnifying party shall not be liable to such indemnified party under this Section 2.09 for any legal expenses subsequently incurred by
such indemnified party in connection with the defense thereof other than reasonable costs of investigation and of liaison with counsel so selected; provided, however, that, (i) if the indemnifying party has failed to assume the
defense or employ counsel reasonably acceptable to the indemnified party or (ii) if the defendants in any such action include both the indemnified party and the indemnifying party and counsel to the indemnified party shall have concluded that
there may be reasonable defenses available to the indemnified party that are different from or additional to those available to the indemnifying party, or if the interests of the indemnified party reasonably may be deemed to conflict with the
interests of the indemnifying party, then the indemnified party shall have the right to select a separate counsel and to assume such legal defense and otherwise to participate in the defense of such action, with the reasonable expenses and fees of
such separate counsel and other reasonable expenses related to such participation to be reimbursed by the indemnifying party as incurred. Notwithstanding any other provision of this Agreement, no indemnifying party shall settle any action brought
against any indemnified party with respect to which such indemnified party is entitled to indemnification hereunder without the consent of the indemnified party, unless the settlement thereof imposes no liability or obligation on, and includes a
complete and unconditional release from all liability of, the indemnified party. 
 (d) Contribution. If the indemnification provided
for in this Section 2.09 is held by a court or government agency of competent jurisdiction to be unavailable to any indemnified party or is insufficient to hold them harmless in respect of any Losses, then each such indemnifying party,
in lieu of indemnifying such indemnified party, shall contribute to the amount paid or payable by such indemnified party as a result of such Loss in such proportion as is appropriate to reflect the relative fault of the indemnifying party on the one
hand and of such indemnified party on the other in connection with the statements or omissions that resulted in such Losses, as well as any other relevant equitable considerations; provided, however, that in no event shall such Selling
Holder be required to contribute an aggregate amount in excess of the dollar amount of proceeds (net of Selling Expenses) received by such Selling Holder from the sale of Registrable Securities giving rise to such indemnification. The relative fault
of the indemnifying party on the one hand and the indemnified party on the other shall be determined by reference to, among other things, whether the untrue or alleged untrue statement of a material fact or the omission or alleged omission to state
a material fact has been made by, or relates to, information supplied by such party, and the parties’ relative intent, knowledge, access to information and opportunity to 

  
 14 

 
correct or prevent such statement or omission. The parties hereto agree that it would not be just and equitable if contributions pursuant to this paragraph were to be determined by pro rata
allocation or by any other method of allocation that does not take account of the equitable considerations referred to herein. The amount paid by an indemnified party as a result of the Losses referred to in the first sentence of this paragraph
shall be deemed to include any legal and other expenses reasonably incurred by such indemnified party in connection with investigating or defending any Loss that is the subject of this paragraph. No person guilty of fraudulent misrepresentation
(within the meaning of Section 11(f) of the Securities Act) shall be entitled to contribution from any Person who is not guilty of such fraudulent misrepresentation. 

(e) Other Indemnification. The provisions of this Section 2.09 shall be in addition to any other rights to indemnification
or contribution that an indemnified party may have pursuant to law, equity, contract or otherwise. 
 Section 2.10 Rule 144
Reporting. With a view to making available the benefits of certain rules and regulations of the Commission that may permit the sale of the Registrable Securities to the public without registration, the Partnership agrees to: 

(a) use commercially reasonable efforts to make and keep public information regarding the Partnership available, as those terms are understood
and defined in Rule 144 under the Securities Act, at all times from and after the date hereof; 
 (b) use commercially reasonable efforts to
file with the Commission in a timely manner all reports and other documents required of the Partnership under the Securities Act and the Exchange Act at all times from and after the date hereof; and 

(c) so long as a Holder owns any Registrable Securities, furnish, (i) to the extent accurate, forthwith upon request, a written statement
of the Partnership that it has complied with the reporting requirements of Rule 144 under the Securities Act, and (ii) unless otherwise available via EDGAR, to such Holder forthwith upon request a copy of the most recent annual or quarterly
report of the Partnership, and such other reports and documents so filed as such Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing such Holder to sell any such securities without registration. 

Solely for purposes of this Section 2.10, the term “Registrable Securities” shall be read without regard to the
limitation set forth in Section 1.02(e). 
 Section 2.11 Transfer or Assignment of Registration Rights. The rights
to cause the Partnership to register Registrable Securities granted to the Purchasers by the Partnership under this Article II may be transferred or assigned by any Purchaser to one or more transferees or assignees of Registrable Securities;
provided, however, that (a) unless the transferee or assignee is an Affiliate of, and after such transfer or assignment continues to be an Affiliate of, such Purchaser, the amount of Registrable Securities transferred or assigned
to such transferee or assignee shall represent at least $15 million of Registrable Securities (based on the Common Unit Price), (b) the Partnership is given written notice prior to any said transfer or assignment, stating the name and address
of each such transferee or assignee and identifying the securities with respect to which such registration rights are being transferred or assigned, (c) each such 

  
 15 

 
transferee or assignee assumes in writing responsibility for its portion of the obligations of such Purchaser under this Agreement and (d) the transferor or assignor is not relieved of any
obligations or liabilities hereunder arising out of events occurring prior to such transfer. 
 Section 2.12 Limitation on
Subsequent Registration Rights. From and after the date hereof, the Partnership shall not, without the prior written consent of the Holders of a majority of the Registrable Securities, enter into any agreement with any current or future holder
of any securities of the Partnership that would allow such current or future holder to require the Partnership to include securities in any registration statement filed by the Partnership on a basis other than pari passu with, or expressly
subordinate to the rights of, the Holders of Registrable Securities hereunder. 
 ARTICLE III 

MISCELLANEOUS 

Section 3.01 Communications. All notices and other communications provided for or permitted hereunder shall be made in writing by
facsimile, electronic mail, courier service or personal delivery: 
 (a) if to a Purchaser, to the respective address listed on Schedule
A hereof; 
 (b) if to a transferee of a Purchaser, to such Holder at the address provided pursuant to Section 2.11 above;
and 
 (c) if to the Partnership: 

Rice Midstream Partners LP 
 c/o
Rice Midstream Management LLC 
 2200 Rice Drive 

Canonsburg, Pennsylvania 15317 

Attention: General Counsel 

Facsimile: 724.746.6725 

Electronic Mail: will.jordan@riceenergy.com 

with a copy to: 

Latham & Watkins LLP 

811 Main Street, Suite 3700 

Houston, Texas 77002 
 Attention:
Sean T. Wheeler 
 Facsimile: (713) 546-5401 

Electronic Mail: sean.wheeler@lw.com 

All such notices and communications shall be deemed to have been received at the time delivered by hand, if personally delivered; when receipt
acknowledged, if sent via facsimile or sent via Internet electronic mail; and when actually received, if sent by courier service or any other means. 

  
 16 

 Section 3.02 Successor and Assigns. This Agreement shall inure to the benefit of and
be binding upon the successors and permitted assigns of each of the parties, including subsequent Holders of Registrable Securities to the extent permitted herein. 

Section 3.03 Assignment of Rights. All or any portion of the rights and obligations of any Purchaser under this Agreement may be
transferred or assigned by such Purchaser only in accordance with Section 2.11 hereof. 
 Section 3.04 Recapitalization,
Exchanges, Etc. Affecting the Units. The provisions of this Agreement shall apply to the full extent set forth herein with respect to any and all units of the Partnership or any successor or assign of the Partnership (whether by merger,
consolidation, sale of assets or otherwise) that may be issued in respect of, in exchange for or in substitution of, the Registrable Securities, and shall be appropriately adjusted for combinations, unit splits, recapitalizations, pro rata
distributions of units and the like occurring after the date of this Agreement. 
 Section 3.05 Aggregation of Registrable
Securities. All Registrable Securities held or acquired by Persons who are Affiliates of one another shall be aggregated together for the purpose of determining the availability of any rights and applicability of any obligations under this
Agreement. 
 Section 3.06 Specific Performance. Damages in the event of breach of this Agreement by a party hereto may be
difficult, if not impossible, to ascertain, and it is therefore agreed that each such Person, in addition to and without limiting any other remedy or right it may have, will have the right to an injunction or other equitable relief in any court of
competent jurisdiction, enjoining any such breach, and enforcing specifically the terms and provisions hereof, and each of the parties hereto hereby waives any and all defenses it may have on the ground of lack of jurisdiction or competence of the
court to grant such an injunction or other equitable relief. The existence of this right will not preclude any such Person from pursuing any other rights and remedies at law or in equity that such Person may have. 

Section 3.07 Counterparts. This Agreement may be executed in any number of counterparts and by different parties hereto in
separate counterparts, each of which counterparts, when so executed and delivered, shall be deemed to be an original and all of which counterparts, taken together, shall constitute but one and the same Agreement. In the event that any signature is
delivered by facsimile transmission or by e-mail delivery of a “.pdf” format data file, such signature shall create a valid and binding obligation of the party executing (or on whose behalf such signature is executed) with the same force
and effect as if such facsimile or “.pdf” signature page were an original thereof. 
 Section 3.08 Headings. The
headings in this Agreement are for convenience of reference only and shall not limit or otherwise affect the meaning hereof. 

Section 3.09 Governing Law. THIS AGREEMENT WILL BE CONSTRUED IN ACCORDANCE WITH, AND GOVERNED BY, THE LAWS OF THE STATE OF NEW
YORK. 

  
 17 

 Section 3.10 Severability of Provisions. Any provision of this Agreement which is
prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without invalidating the remaining provisions hereof or affecting or impairing the validity or
enforceability of such provision in any other jurisdiction. 
 Section 3.11 Entire Agreement. This Agreement, the Common Unit
Purchase Agreement and the other agreements and documents referred to herein are intended by the parties as a final expression of their agreement and intended to be a complete and exclusive statement of the agreement and understanding of the parties
hereto in respect of the subject matter contained herein. There are no restrictions, promises, warranties, representations or undertakings, other than those set forth or referred to herein with respect to the rights granted by the Partnership set
forth herein. This Agreement and the Common Unit Purchase Agreement supersede all prior agreements and understandings between the parties with respect to such subject matter. 

Section 3.12 Amendment. This Agreement may be amended only by means of a written amendment signed by the Partnership and the
Holders of a majority of the then outstanding Registrable Securities; provided, however, that no such amendment shall materially and adversely affect the rights of any Holder hereunder without the consent of such Holder. 

Section 3.13 No Presumption. If any claim is made by a party relating to any conflict, omission or ambiguity in this Agreement, no
presumption or burden of proof or persuasion shall be implied by virtue of the fact that this Agreement was prepared by or at the request of a particular party or its counsel. 

Section 3.14 Obligations Limited to Parties to Agreement. Each of the parties hereto covenants, agrees and acknowledges that no
Person other than the Purchasers (and their permitted transferees and assignees) and the Partnership shall have any obligation hereunder and that, notwithstanding that one or more of the Purchasers may be a corporation, partnership or limited
liability company, no recourse under this Agreement or under any documents or instruments delivered in connection herewith or therewith shall be had against any former, current or future director, officer, employee, agent, general or limited
partner, manager, member, stockholder or Affiliate of any of the Purchasers or any former, current or future director, officer, employee, agent, general or limited partner, manager, member, stockholder or Affiliate of any of the foregoing, whether
by the enforcement of any assessment or by any legal or equitable proceeding, or by virtue of any applicable Law, it being expressly agreed and acknowledged that no personal liability whatsoever shall attach to, be imposed on or otherwise be
incurred by any former, current or future director, officer, employee, agent, general or limited partner, manager, member, stockholder or Affiliate of any of the Purchasers or any former, current or future director, officer, employee, agent, general
or limited partner, manager, member, stockholder or Affiliate of any of the foregoing, as such, for any obligations of the Purchasers under this Agreement or any documents or instruments delivered in connection herewith or therewith or for any claim
based on, in respect of or by reason of such obligation or its creation, except in each case for any transferee or assignee of a Purchaser hereunder. 

Section 3.15 Independent Nature of Purchaser’s Obligations. The obligations of each Purchaser (and their permitted
transferees and assignees) under this Agreement are several and 

  
 18 

 
not joint with the obligations of any other Purchaser, and no Purchaser shall be responsible in any way for the performance of the obligations of any other Purchaser under this Agreement. Nothing
contained herein, and no action taken by any Purchaser pursuant thereto, shall be deemed to constitute the Purchasers as a partnership, an association, a joint venture or any other kind of group or entity, or create a presumption that the Purchasers
are in any way acting in concert or as a group with respect to such obligations or the transactions contemplated by this Agreement. Each Purchaser shall be entitled to independently protect and enforce its rights, including without limitation, the
rights arising out of this Agreement, and it shall not be necessary for any other Purchaser to be joined as an additional party in any proceeding for such purpose. 

Section 3.16 Interpretation. Article and Section references to this Agreement, unless otherwise specified. All references to
instruments, documents, contracts and agreements are references to such instruments, documents, contracts and agreements as the same may be amended, supplemented and otherwise modified from time to time, unless otherwise specified. The word
“including” shall mean “including but not limited to.” Whenever any determination, consent or approval is to be made or given by a Purchaser under this Agreement, such action shall be in such Purchaser’s sole discretion
unless otherwise specified. 
 [Signature pages to follow] 

  
 19 

 IN WITNESS WHEREOF, the parties hereto execute this Agreement, effective as of the date first
above written. 
  

			
	 RICE MIDSTREAM PARTNERS LP
  

By:  RICE MIDSTREAM MANAGEMENT LLC

	          (its General Partner)
		
	By:	 	             /s/ William E.
Jordan

		 	Name: William E. Jordan
		 	Title:    Senior Vice President, General Counsel
		 	             and Corporate Secretary

 Signature Page to Registration Rights Agreement 

 
			
	AT MLP FUND, LLC
		
	By:	 	             /s/ Chris Linder

		 	Name: Chris Linder 
		 	Title:   Senior Vice President

 Signature Page to Registration Rights Agreement 

 
			
	 CUSHING MLP OPPORTUNITY FUND, LP
  

By: Cushing Asset Management, LP, its general partner
  

By: Swank Capital, LLC, its General Partner

		
	By:	 	             /s/ Jerry V. Swank 

		 	Name: Jerry V. Swank 
		 	Title:   Managing Member

 Signature Page to Registration Rights Agreement 

 
			
	CUSHING FUND, LP
	
	By: Cushing Asset Management, LP, its general partner
	
	By: Swank Capital, LLC, its General Partner
		
	By:	 	             /s/ Jerry V. Swank

		 	Name: Jerry V. Swank
		 	Title:   Managing Member

 Signature Page to Registration Rights Agreement 

 
			
	SWANK MLP CONVERGENCE FUND, LP
	
	By: Cushing Asset Management, LP, its general partner
	
	By: Swank Capital, LLC, its General Partner
		
	By:	 	             /s/ Jerry V. Swank

		 	Name: Jerry V. Swank
		 	Title:   Managing Member

 Signature Page to Registration Rights Agreement 

 
			
	TEACHER’S RETIREMENT SYSTEM OF OKLAHOMA
	
	By: Cushing Asset Management, LP, its investment advisor
	
	By: Swank Capital, LLC, its General Partner
		
	By:	 	             /s/ Jerry V. Swank

		 	Name: Jerry V. Swank
		 	Title:   Managing Member

 Signature Page to Registration Rights Agreement 

 
			
	CUSHING/SALI MLP ALPHA TOTAL RETURN INSURANCE FUND SERIES OF SALI MULTI-SERIES FUND, LP
	
	By: Cushing Asset Management, LP, its investment advisor
	
	By: Swank Capital, LLC, its General Partner
		
	By:	 	             /s/ Jerry V. Swank

		 	Name: Jerry V. Swank
		 	Title:   Managing Member

 Signature Page to Registration Rights Agreement 

 
			
	THE CUSHING MLP TOTAL RETURN FUND
	
	By: Cushing Asset Management, LP, its investment advisor
	
	By: Swank Capital, LLC, its General Partner
		
	By:	 	             /s/ Jerry V. Swank

		 	Name: Jerry V. Swank
		 	Title:   Managing Member

 Signature Page to Registration Rights Agreement 

 
			
	GOLDMAN SACHS MLP ENERGY INFRASTRUCTURE FUND
	
	By: Goldman Sachs Asset Management, L.P., its Investment Adviser
		
	By:	 	             /s/ Ganesh Jois

		 	Name: Ganesh Jois
		 	Title:   Managing Director

 Signature Page to Registration Rights Agreement 

 
			
	GOLDMAN SACHS MLP ENERGY RENAISSANCE FUND
	
	By: Goldman Sachs Asset Management, L.P., its Investment Adviser
		
	By:	 	             /s/ Ganesh Jois

		 	Name: Ganesh Jois
		 	Title:   Managing Director

 Signature Page to Registration Rights Agreement 

 
			
	GOLDMAN SACHS MLP INCOME OPPORTUNITIES FUND
	
	By: Goldman Sachs Asset Management, L.P., its Investment Adviser
		
	By:	 	             /s/ Ganesh Jois

		 	Name: Ganesh Jois
		 	Title:   Managing Director

 Signature Page to Registration Rights Agreement 

 
			
	 COHEN & STEERS MLP INCOME AND

ENERGY OPPORTUNITY FUND, INC.

		
	By:	 	             /s/ Tina M. Payne

		 	Name: Tina M. Payne
		 	Title:   Assistant Secretary

 Signature Page to Registration Rights Agreement 

 
			
	COHEN & STEERS MLP & ENERGY
OPPORTUNITY FUND, INC.
		
	By:	 	             /s/ Tina M. Payne

		 	Name: Tina M. Payne
		 	Title:   Assistant Secretary

 Signature Page to Registration Rights Agreement 

 
			
	COHEN & STEERS INFRASTRUCTURE FUND, INC.
		
	By:	 	             /s/ Tina M. Payne

		 	Name: Tina M. Payne
		 	Title:   Assistant Secretary

 Signature Page to Registration Rights Agreement 

 
			
	COHEN & STEERS GLOBAL INFRASTRUCTURE FUND, INC.
		
	By:	 	             /s/ Tina M. Payne

		 	Name: Tina M. Payne
		 	Title:   Assistant Secretary

 Signature Page to Registration Rights Agreement 

 
			
	COHEN & STEERS SICAV GLOBAL LISTED INFRASTRUCTURE FUND
		
	By:	 	             /s/ Francis Poli

		 	Name: Francis Poli
		 	Title:   Director, Cohen & Steers SICAV

 Signature Page to Registration Rights Agreement 

 
			
	 TORTOISE DIRECT OPPORTUNITIES FUND,

LP

	
	By: TORTOISE DIRECT OPPORTUNITIES GP LLC, its General Partner
		
	By:	 	             /s/ Kyle Krueger

		 	Name: Kyle Krueger
		 	Title:   Director

 Signature Page to Registration Rights Agreement 

 
			
	TEXAS MUTUAL INSURANCE COMPANY
	
	By: TORTOISE CAPITAL ADVISORS, L.L.C., as its Investment Adviser
		
	By:	 	             /s/ James Mick

		 	Name: James Mick
		 	Title:   Managing Director

 Signature Page to Registration Rights Agreement 

 
			
	TORTOISE PIPELINE & ENERGY FUND, INC.
	
	By: TORTOISE CAPITAL ADVISORS, L.L.C., as its Investment Adviser
		
	By:	 	             /s/ James Mick

		 	Name: James Mick
		 	Title:   Managing Director

 Signature Page to Registration Rights Agreement 

 
			
	TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC.
	
	By: TORTOISE CAPITAL ADVISORS, L.L.C., as its Investment Adviser
		
	By:	 	             /s/ James Mick

		 	Name: James Mick
		 	Title:   Managing Director

 Signature Page to Registration Rights Agreement 

 
			
	 TORTOISE VIP MLP & PIPELINE

PORTFOLIO

	
	By: TORTOISE CAPITAL ADVISORS, L.L.C., as its Investment Adviser
		
	By:	 	             /s/ James Mick

		 	Name: James Mick
		 	Title:   Managing Director

 Signature Page to Registration Rights Agreement 

 
			
	TORTOISE MLP & PIPELINE FUND
	
	By: TORTOISE CAPITAL ADVISORS, L.L.C., as its Investment Adviser
		
	By:	 	             /s/ James Mick

		 	Name: James Mick
		 	Title:   Managing Director

 Signature Page to Registration Rights Agreement 

 
			
	TORTOISE ENERGY INDEPENDENCE FUND, INC.
	
	By: TORTOISE CAPITAL ADVISORS, L.L.C., as its Investment Adviser
		
	By:	 	             /s/ James Mick

		 	Name: James Mick
		 	Title:   Managing Director

 Signature Page to Registration Rights Agreement 

 
			
	TORTOISE ENERGY INFRASTRUCTURE CORP.
	
	By: TORTOISE CAPITAL ADVISORS, L.L.C., as its Investment Adviser
		
	By:	 	             /s/ James Mick

		 	Name: James Mick
		 	Title:   Managing Director

 Signature Page to Registration Rights Agreement 

 
			
	TORTOISE MLP FUND, INC.
	
	By: TORTOISE CAPITAL ADVISORS, L.L.C., as its Investment Adviser
		
	By:	 	             /s/ James Mick

		 	Name: James Mick
		 	Title:   Managing Director

 Signature Page to Registration Rights Agreement 

 
			
	ZP ENERGY FUND, L.P.
	
	By: ZP Energy GP, LLC, its general partner
		
	By:	 	             /s/ Stuart J.
Zimmer

		 	Name: Stuart J. Zimmer
		 	Title:   Managing member

 Signature Page to Registration Rights Agreement 

 
			
	ZP MASTER ENERGY FUND, L.P.
	
	By: ZP Offshore Energy GP, LLC, its general partner
		
	By:	 	             /s/ Stuart J.
Zimmer

		 	Name: Stuart J. Zimmer
		 	Title:   Managing member

 Signature Page to Registration Rights Agreement 

 
			
	TRIANGLE PEAK PARTNERS II, LP
	
	By: Triangle Peak Partners II General Partner, LLC, its general partner
		
	By:	 	             /s/ Michael C.
Morgan

		 	Name: Michael C. Morgan
		 	Title:   Manager

 Signature Page to Registration Rights Agreement 

 
			
	TPP II ANNEX FUND, LP
	
	By: Triangle Peak Partners II General Partner, LLC, its general partner
		
	By:	 	             /s/ Michael C.
Morgan

		 	Name: Michael C. Morgan
		 	Title:   Manager

 Signature Page to Registration Rights Agreement 

 
			
	KAYNE ANDERSON MLP INVESTMENT COMPANY
	
	By: KA Fund Advisors, LLC, as Manager
		
	By:	 	             /s/ James C. Baker

		 	Name: James C. Baker
		 	Title:   Managing Director
	
	KAYNE ANDERSON MLP FUND, L.P.
	
	By: Kayne Anderson Capital Advisors, L.P., as its General Partner
		
	By:	 	             /s/ David
Shladovsky

		 	Name: David Shladovsky
		 	Title:   General Counsel
	
	KAYNE ANDERSON MIDSTREAM INSTITUTIONAL FUND, L.P.
	
	By: Kayne Anderson Capital Advisors, L.P., as its General Partner
		
	By:	 	             /s/ David
Shladovsky

		 	Name: David Shladovsky
		 	Title:   General Counsel
	
	KAYNE ANDERSON CAPITAL INCOME PARTNERS (QP), L.P.
	
	By: Kayne Anderson Capital Advisors, L.P., as its General Partner
		
	By:	 	             /s/ David
Shladovsky

		 	Name: David Shladovsky
		 	Title:   General Counsel

 Signature Page to Registration Rights Agreement 

 
			
	KAYNE SELECT MIDSTREAM RECOVERY FUND, L.P.
	
	By: Kayne Anderson Capital Advisors, L.P., as its General Partner
		
	By:	 	             /s/ David
Shladovsky

		 	Name: David Shladovsky
		 	Title:   General Counsel

 Signature Page to Registration Rights Agreement 

 
			
	HITE HEDGE LP
		
	By:	 	             /s/ James Jampel

		 	Name: James Jampel
		 	Title:   Managing Member of HITE Asset
		 	            Management LLC

 Signature Page to Registration Rights Agreement 

 
			
	HITE HEDGE QP LP
		
	By:	 	             /s/ James Jampel

		 	Name: James Jampel
		 	Title:   Managing Member of HITE Asset
		 	            Management LLC

 Signature Page to Registration Rights Agreement 

 
			
	HITE MLP LP
		
	By:	 	             /s/ James Jampel

		 	Name: James Jampel
		 	Title:   Managing Member of HITE Asset
		 	            Management LLC

 Signature Page to Registration Rights Agreement 

 
			
	HITE MLP ADVANTAGE LP
		
	By:	 	             /s/ James Jampel

		 	Name: James Jampel
		 	Title:   Managing Member of HITE Asset
		 	            Management LLC

 Signature Page to Registration Rights Agreement 

 
			
	 OPPENHEIMER STEELPATH MLP ALPHA

PLUS FUND

		
	By:	 	             /s/ Stuart Cartner

		 	Name: Stuart Cartner
		 	Title:   SVP & Portfolio Manager

 Signature Page to Registration Rights Agreement 

 
			
	OPPENHEIMER GLOBAL MULTI-ALTERNATIVES FUND
		
	By:	 	             /s/ Stuart Cartner

		 	Name: Stuart Cartner
		 	Title:   SVP & Portfolio Manager

 Signature Page to Registration Rights Agreement 

 
			
	OPPENHEIMER GLOBAL MULTI-ALTERNATIVES FUND/VA
		
	By:	 	             /s/ Stuart Cartner

		 	Name: Stuart Cartner
		 	Title:   SVP & Portfolio Manager

 Signature Page to Registration Rights Agreement 

 
			
	OPPENHEIMER STEELPATH MLP SELECT 40 FUND
		
	By:	 	             /s/ Brian Watson

		 	Name: Brian Watson
		 	Title:   SVP & Portfolio Manager

 Signature Page to Registration Rights Agreement 

 
			
	OPPENHEIMER STEELPATH MLP ALPHA FUND
		
	By:	 	             /s/ Stuart Cartner

		 	Name: Stuart Cartner
		 	Title:   SVP & Portfolio Manager

 Signature Page to Registration Rights Agreement 

 
			
	BROOKFIELD GLOBAL LISTED INFRASTRUCTURE MASTER FUND LP
	
	By: Brookfield Investment Management Inc., on behalf of and solely as investment advisor to the Purchaser listed above
		
	By:	 	             /s/ Seth Gelman

		 	Name: Seth Gelman
		 	Title:   Chief Compliance Officer

 Signature Page to Registration Rights Agreement 

 
			
	 BROOKFIELD GLOBAL LISTED INFRASTRUCTURE LONG SHORT UCITS

FUND

	
	By: Brookfield Investment Management Inc., on behalf of and solely as investment advisor to the Purchaser listed above
		
	By:	 	             /s/ Seth Gelman

		 	Name: Seth Gelman
		 	Title:   Chief Compliance Officer

 Signature Page to Registration Rights Agreement 

 
			
	CLEARBRIDGE ENERGY MLP FUND INC.
	
	By: CLEARBRIDGE INVESTMENTS, LLC, as discretionary manager
		
	By:	 	             /s/ Scott Glasser

		 	Name: Scott Glasser
		 	Title:   co-Chief Investment Officer

 Signature Page to Registration Rights Agreement 

 
			
	MTP ENERGY MASTER FUND LTD
	
	By: MTP Energy Management LLC, its investment adviser
	
	By: Magnetar Financial LLC, its sole member
		
	By:	 	             /s/ Michael Turro

		 	Name: Michael Turro
		 	Title:   Chief Compliance Officer

 Signature Page to Registration Rights Agreement 

 
			
	MTP ENERGY OPPORTUNITIES FUND II LLC
	
	By: MTP Energy Management LLC, its managing member
	
	By: Magnetar Financial LLC, its sole member
		
	By:	 	             /s/ Michael Turro

		 	Name: Michael Turro
		 	Title:   Chief Compliance Officer
	
	MTP EOF II IP LLC
	
	By: MTP Energy Management LLC, its managing member
	
	By: Magnetar Financial LLC, its sole member
		
	By:	 	             /s/ Michael Turro

		 	Name: Michael Turro
		 	Title:   Chief Compliance Officer

 Schedule A – Purchaser Name; Notice and Contact Information 

 

							
	 Purchaser Name
	  	 Notice and Contact Information
	  	 Tax I.D.

Number
	  	 Opt-Out Election

per Section 2.02(a)

				
	Cushing MLP Opportunity Fund, LP	  	 Cushing Asset Management, LP

8117 Preston Road, Suite 440

Dallas, TX 75225
 (214) 635-1708

operations@cushingasset.com
	  	20-5521476	  	No
				
	Cushing Fund, LP	  	 Cushing Asset Management, LP

8117 Preston Road, Suite 440

Dallas, TX 75225
 (214) 635-1708

operations@cushingasset.com
	  	02-0644927	  	No
				
	Swank MLP Convergence Fund, LP	  	 Cushing Asset Management, LP

8117 Preston Road, Suite 440

Dallas, TX 75225
 (214) 635-1708

operations@cushingasset.com
	  	20-3661357	  	No
				
	Cushing/Sali MLPAlpha Total Return Insurance Fund Series of Sali Multi-Series Fund, LP	  	 Cushing Asset Management, LP

8117 Preston Road, Suite 440

Dallas, TX 75225
 (214) 635-1708

operations@cushingasset.com
	  	47-2859436	  	No
				
	Teacher’s Retirement System of Oklahoma	  	 Cushing Asset Management, LP

8117 Preston Road, Suite 440

Dallas, TX 75225
 (214) 635-1708

operations@cushingasset.com
	  	73-6028563	  	No
				
	The Cushing MLP Total Return Fund	  	 Cushing Asset Management, LP

8117 Preston Road, Suite 440

Dallas, TX 75225
 (214) 635-1708

operations@cushingasset.com
	  	35-2303963	  	No
				
	AT MLP Fund, LLC	  	 Amanda Garvey

1700 Lincoln St., Suite 2550

Denver, CO 80203

Agarvey@atlantictrust.com

720-221-5056
	  	20-8004829	  	Yes

							
	 Purchaser Name
	    	
Notice and Contact Information
	  	 Tax I.D.

Number
	  	 Opt-Out Election

per Section 2.02(a)

				
	Goldman Sachs MLP Energy Infrastructure Fund	    	 c/o Goldman Sachs Asset Management, L.P.

200 West Street
 New York, NY
10282
 Attn: Ganesh Jois
 (212)
934-3061
 ganesh.jois@gs.com
	  	46-1975704	  	No
				
	Goldman Sachs MLP Energy Renaissance Fund	    	 c/o Goldman Sachs Asset Management, L.P.

200 West Street
 New York, NY
10282
 Attn: Ganesh Jois
 (212)
934-3061
 ganesh.jois@gs.com
	  	47-1497006	  	No
				
	Goldman Sachs MLP Income Opportunities Fund	    	 c/o Goldman Sachs Asset Management, L.P.

200 West Street
 New York, NY
10282
 Attn: Ganesh Jois
 (212)
934-3061
 ganesh.jois@gs.com
	  	46-3405556	  	No
				
	Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.	    	 c/o Cohen & Steers Capital

Management, Inc.
 Attn: General
Counsel
 280 Park Ave., Fl. 10

New York, NY 10017
 Tel:
212-832-3232
 Fax: 212-822-1600

fundlegalgroup@cohenandsteers.com
	  	46-1881137	  	No
				
	Cohen & Steers MLP & Energy Opportunity Fund, Inc.	    	 c/o Cohen & Steers Capital

Management, Inc.
 Attn: General
Counsel
 280 Park Ave., Fl. 10

New York, NY 10017
 Tel:
212-832-3232
 Fax: 212-822-1600

fundlegalgroup@cohenandsteers.com
	  	46-4104641	  	No
				
	Cohen & Steers Infrastructure Fund, Inc.	    	 c/o Cohen & Steers Capital

Management, Inc.
 Attn: General
Counsel
 280 Park Ave., Fl. 10

New York, NY 10017
 Tel:
212-832-3232
 Fax: 212-822-1600

fundlegalgroup@cohenandsteers.com
	  	73-1696084	  	No

							
	 Purchaser Name
	    	
Notice and Contact Information
	  	 Tax I.D.

Number
	  	 Opt-Out Election

per Section 2.02(a)

				
	Cohen & Steers Global Infrastructure Fund, Inc.	    	 c/o Cohen & Steers Capital

Management, Inc.
 Attn: General
Counsel
 280 Park Ave., Fl. 10

New York, NY 10017
 Tel:
212-832-3232
 Fax: 212-822-1600

fundlegalgroup@cohenandsteers.com
	  	20-0864377	  	No
				
	Cohen & Steers SICAV Global Listed Infrastructure Fund	    	 Adam Johnson

280 Park Ave., Fl. 10
 New York, NY
10017
 (212) 446-9194

ajohnson@cohenandsteers.com
	  	98-1265030	  	No
				
	Tortoise Energy Infrastructure Corp.	    	 Ryan Channell

11550 Ash Street, Suite 300

Leawood, KS 66211

rchannell@tortoiseadvisors.com

913-890-2161
	  	20-0384222	  	No
				
	Tortoise MLP Fund, Inc.	    	 Ryan Channell

11550 Ash Street, Suite 300

Leawood, KS 66211

rchannell@tortoiseadvisors.com

913-890-2161
	  	27-2414975	  	No
				
	Tortoise MLP & Pipeline Fund	    	 Ryan Channell

11550 Ash Street, Suite 300

Leawood, KS 66211

rchannell@tortoiseadvisors.com

913-890-2161
	  	27-4934655	  	No
				
	Tortoise VIP MLP & Pipeline Portfolio	    	 Ryan Channell

11550 Ash Street, Suite 300

Leawood, KS 66211

rchannell@tortoiseadvisors.com

913-890-2161
	  	46-4868167	  	No
				
	Tortoise Pipeline & Energy Fund, Inc.	    	 Ryan Channell

11550 Ash Street, Suite 300

Leawood, KS 66211

rchannell@tortoiseadvisors.com

913-890-2161
	  	45-2785066	  	No
				
	Tortoise Energy Independence Fund, Inc.	    	 Ryan Channell

11550 Ash Street, Suite 300

Leawood, KS 66211

rchannell@tortoiseadvisors.com

913-890-2161
	  	45-5176345	  	No

							
	 Purchaser Name
	    	
Notice and Contact Information
	  	 Tax I.D.

Number
	  	 Opt-Out Election

per Section 2.02(a)

				
	Tortoise Power and Energy Infrastructure Fund, Inc.	    	 Ryan Channell

11550 Ash Street, Suite 300

Leawood, KS 66211

rchannell@tortoiseadvisors.com

913-890-2161
	  	26-0573018	  	No
				
	Tortoise Direct Opportunities Fund, LP	    	 Ryan Channell

11550 Ash Street, Suite 300

Leawood, KS 66211

rchannell@tortoiseadvisors.com

913-890-2161
	  	81-2728667	  	No
				
	Texas Mutual Insurance Company	    	 Ryan Channell

11550 Ash Street, Suite 300

Leawood, KS 66211

rchannell@tortoiseadvisors.com

913-890-2161
	  	74-2615873	  	No
				
	Oppenheimer Steelpath MLP Select 40 Fund	    	 2100 McKinney Ave., Suite 1401

Dallas, TX 75201
 With copy to:

General Counsel,
 OppenheimerFunds,
Inc.,
 225 Liberty Street, 15th Floor,

New York, NY 10281
 (214)
740-6013
 caseywolf@ofiglobal.com

scartner @ofiglobal.com

investmentslegal@ofiglobal.com
	  	27-1423380	  	No
				
	Oppenheimer Steelpath MLP Alpha Fund	    	 2100 McKinney Ave., Suite 1401

Dallas, TX 75201
 With copy to:

General Counsel,
 OppenheimerFunds,
Inc.,
 225 Liberty Street, 15th Floor,

New York, NY 10281
 (214)
740-6013
 caseywolf@ofiglobal.com

scartner @ofiglobal.com

investmentslegal@ofiglobal.com
	  	84-1128397	  	No

							
	 Purchaser Name
	    	
Notice and Contact Information
	  	 Tax I.D.

Number
	  	 Opt-Out Election

per Section 2.02(a)

				
	Oppenheimer Steelpath MLP Alpha Plus Fund	    	 2100 McKinney Ave., Suite 1401

Dallas, TX 75201
 With copy to:

General Counsel,
 OppenheimerFunds,
Inc.,
 225 Liberty Street, 15th Floor,

New York, NY 10281
 (214)
740-6013
 caseywolf@ofiglobal.com

scartner @ofiglobal.com

investmentslegal@ofiglobal.com
	  	45-4066290	  	No
				
	Oppenheimer Global Multi-Alternatives Fund	    	 2100 McKinney Ave., Suite 1401

Dallas, TX 75201
 With copy to:

General Counsel,
 OppenheimerFunds,
Inc.,
 225 Liberty Street, 15th Floor,

New York, NY 10281
 (214)
740-6013
 caseywolf@ofiglobal.com

scartner @ofiglobal.com

investmentslegal@ofiglobal.com
	  	46-1232921	  	No
				
	Oppenheimer Global Multi-Alternatives Fund/VA	    	 2100 McKinney Ave., Suite 1401

Dallas, TX 75201
 With copy to:

General Counsel,
 OppenheimerFunds,
Inc.,
 225 Liberty Street, 15th Floor,

New York, NY 10281
 (214)
740-6013
 caseywolf@ofiglobal.com

scartner @ofiglobal.com

investmentslegal@ofiglobal.com
	  	46-3906454	  	No
				
	ZP Energy Fund, L.P.	    	 Barbara Burger

888 Seventh Ave., 23rd Floor
 New
York, NY 10106
 212.440.4046

bburger@zimmerpartners.com

mpressman@zimmerpartners.com
	  	36-4788936	  	No
				
	ZP Master Energy Fund, L.P.	    	 Barbara Burger

888 Seventh Ave., 23rd Floor
 New
York, NY 10106
 212.440.4046

bburger@zimmerpartners.com

mpressman@zimmerpartners.com
	  	98-1290711	  	No

							
	 Purchaser Name
	    	
Notice and Contact Information
	  	 Tax I.D.

Number
	  	 Opt-Out Election

per Section 2.02(a)

				
	Kayne Anderson MLP Investment Company	    	 Terry A. Hart

811 Main Street, 14th Floor

Houston, TX 77002
 713.493.2038

thart@kaynecapital.com
	  	56-2474626	  	Yes
				
	Kayne Anderson MLP Fund, L.P.	    	 Michael O’Neil

1800 Avenue of the Stars, Third Floor

Los Angeles, CA 90067

310.282.7905

moneil@kaynecapital.com
	  	61-1437017	  	Yes
				
	Kayne Anderson Capital Income Partners (QP), L.P.	    	 Michael O’Neil

1800 Avenue of the Stars, Third Floor

Los Angeles, CA 90067

310.282.7905

moneil@kaynecapital.com
	  	95-4774040	  	Yes
				
	Kayne Select Midstream Recovery Fund, L.P.	    	 Michael O’Neil

1800 Avenue of the Stars, Third Floor

Los Angeles, CA 90067

310.282.7905

moneil@kaynecapital.com
	  	47-5195808	  	Yes
				
	Kayne Anderson Midstream Institutional Fund, L.P.	    	 Michael O’Neil

1800 Avenue of the Stars, Third Floor

Los Angeles, CA 90067

310.282.7905

moneil@kaynecapital.com
	  	26-3885960	  	Yes
				
	HITE Hedge LP	    	 James Conant, CFO

HITE Hedge Asset Management, LLC

300 Washington St., Suite 308

Newton, MA 02458

jconant@hitehedge.com

617-431-4360
	  	20-0438282	  	No
				
	HITE Hedge QP LP	    	 James Conant, CFO

HITE Hedge Asset Management, LLC

300 Washington St., Suite 308

Newton, MA 02458

jconant@hitehedge.com

617-431-4360
	  	30-0801321	  	No
				
	HITE MLP LP	    	 James Conant, CFO

HITE Hedge Asset Management, LLC

300 Washington St., Suite 308

Newton, MA 02458

jconant@hitehedge.com

617-431-4360
	  	26-0300004	  	No

							
	 Purchaser Name
	    	
Notice and Contact Information
	  	 Tax I.D.

Number
	  	 Opt-Out Election

per Section 2.02(a)

				
	HITE MLP Advantage LP	    	 James Conant, CFO

HITE Hedge Asset Management, LLC

300 Washington St., Suite 308

Newton, MA 02458

jconant@hitehedge.com

617-431-4360
	  	46-1015606	  	No
				
	Brookfield Global Listed Infrastructure Master Fund LP	    	 c/o Brookfield Investment

Management Inc.
 Brookfield
Place
 250 Vesey Street, 15th Floor

New York, NY 10281
 Attn: General
Counsel
 BIMLegal@Brookfield.com cc: Richard.Wernick@brookfield.com
	  	26-2059854	  	No
				
	Brookfield Global Listed Infrastructure Long Short UCITS Fund	    	 c/o Brookfield Investment

Management Inc.
 Brookfield
Place
 250 Vesey Street, 15th Floor

New York, NY 10281
 Attn: General
Counsel
 BIMLegal@Brookfield.com

cc: Richard.Wernick@brookfield.com
	  	98-1084245	  	No
				
	Clearbridge Energy MLP Fund Inc.	    	 Frank Cusumano

620 Eighth Ave., 47th Floor

New York, NY 10018
 212-805-
2004
 fcusumano@clearbridge.com
	  	27-2282398	  	Yes
				
	Triangle Peak Partners II, LP	    	 Michael C. Morgan

P.O. BOX 3788
 Carmel Plaza #305

(Ocean & Mission Streets)

Carmel, CA 93921
 (831) 622-0428

Mike@tpeak.com
	  	80-0799942	  	No
				
	TPP II Annex Fund, LP	    	 Michael C. Morgan

P.O. BOX 3788
 Carmel Plaza #305

(Ocean & Mission Streets)

Carmel, CA 93921
 (831) 622-0428

Mike@tpeak.com
	  	47-2780632	  	No
				
	MTP Energy Master Fund Ltd	    	 1603 Orrington Ave., 13th Floor, Evanston, IL 60201

847-905-4400

MTP_Notices@magnetar.com
	  	47-1437910	  	No

							
	 Purchaser Name
	    	
Notice and Contact Information
	  	 Tax I.D.

Number
	  	 Opt-Out Election

per Section 2.02(a)

				
	MTP Energy Opportunities Fund II LLC	    	 1603 Orrington Ave., 13th Floor,
Evanston, IL 60201
 847-905-4400

MTP_Notices@magnetar.com
	  	47-3265821	  	No
				
	MTP EOF II IP LLC	    	 1603 Orrington Ave., 13th Floor,
Evanston, IL 60201
 847-905-4400

MTP_Notices@magnetar.com
	  	47-4568189	  	NoEX-10.1

 Exhibit 10.1 

Execution Copy 

AMENDMENT NO. 1 TO CIE PROCEEDS AND RESERVATION OF RIGHTS AGREEMENT 

THIS AMENDMENT NO. 1 TO CIE PROCEEDS AND RESERVATION OF RIGHTS AGREEMENT (this “Amendment”), dated as of October 7,
2016, is made by and among (i) Caesars Interactive Entertainment, LLC (formerly known as Caesars Interactive Entertainment, Inc.) (“CIE”), (ii) Caesars Acquisition Company, on behalf of itself and each of its direct and
indirect Subsidiaries (collectively, “CAC”), (iii) Caesars Entertainment Corporation, on behalf of itself and each of its direct and indirect Subsidiaries, other than the Company (collectively, “CEC”), and
(iv) Caesars Entertainment Operating Company, on behalf of itself and each of the debtors in the Chapter 11 Cases (collectively, the “Company” and together with CIE, CAC and CEC, the “Parties”). 

Capitalized terms not defined herein have the meanings assigned to such terms in that certain CIE Proceeds and Reservation of Rights
Agreement, dated as of September 9, 2016, by and among the Parties (the “Agreement”). 
 WHEREAS, the Parties desire
to amend the Agreement as set forth herein. 
 NOW, THEREFORE, in consideration of the foregoing preamble and recital, which shall
constitute a part of this Amendment, and the mutual promises contained in this Amendment, and intending to be legally bound thereby, the Parties agree as follows. 

1. Amendments to Agreement. Annex A to the Agreement is hereby amended by: 

(a) amending and restating the row of Annex A to the Agreement entitled “CEC Expense Amount” as follows. 

 

			
	CEC Expense Amounts	  	 Set forth on the “Sources and Uses” Exhibit attached hereto, and in any event capped at $235,000,000. “CEC Expense
Amounts” means amounts to be paid to CEC with certification from CEC within 5 business days after payment to CEC that all such amounts have been paid to payees permitted by this paragraph, pursuant to invoices from such payees (which may be
summary invoices or “cover page” invoices, indicating only the service provider, the period covered thereby, the amount invoiced, the date payable and the wire instructions for payment), for the payment of (i) reasonable and documented
third party professional fees (actually incurred or required to be paid in advance pursuant to existing contractual relationships) of advisors to CEC or special committee(s) of the board of directors of CEC for services rendered to CEC or such
special committee(s), (ii) amounts, if any, payable pursuant to clause (B) or clause (C) of the third paragraph under this “CEC Expense Amount” heading and (iii) such other reasonable fees and expenses as may be consented to from
time to time by CEOC in its sole discretion.
  
 For the avoidance of doubt, CEC Expense
Amounts shall in no event include any professional fees of advisors of any Plan Sponsor or any of its affiliates (other than CEC or its Subsidiaries) or any other advisor in respect of services rendered to any Plan Sponsor or any of its affiliates
(other than CEC or its Subsidiaries) or relating to any lobbying efforts with respect to the Trust Indenture Act.

			
		  	 No CEC Expense Amounts shall be paid (i) until at least 60 days after the Closing, (ii) in excess of $15,000,000 during any thirty
day period or (iii) following the commencement of a chapter 11 case with respect to CEC and/or its Subsidiaries (other than CEOC and its Subsidiaries) unless CEOC otherwise agrees in its sole discretion or there has occurred a CEC
Bankruptcy Release Event; provided that CEC shall be permitted to receive (A) within 30 days after the Closing, CEC Expense Amounts that were due and payable as of the Closing, subject to the other terms and conditions herein up to
$20,000,000 to account for such outstanding accrued and unpaid expenses (the “Accrued and Unpaid Amount”); (B) within five (5) business days of the date of the Restructuring Support, Forbearance, and Settlement Agreement among
CEOC, CEC, CAC, the Official Committee of Second Priority Noteholders, and certain holders of senior secured second priority notes issued by CEOC (the “Second Lien RSA”), one half (1/2) of the 1L RSA Forbearance Fees (as defined in
the Second Lien RSA) that shall be paid in accordance with the Second Lien RSA; and (C) within 30 days after the date of the Second Lien RSA, the amount necessary to satisfy CEC’s obligations under Section 5(a)(ix)(a) of the Second Lien RSA.
For the avoidance of doubt, CEC may only use the amounts under clauses (B) and (C) in this paragraph to satisfy CEC’s obligations under the Second Lien RSA.
  

In the event that the Debtors confirm a standalone plan of reorganization, then CEC shall promptly repay all previously paid CEC Expense Amounts to the CIE
Escrow (and no further CEC Expense Amounts will be paid). Further, if the Plan has not been confirmed by the Bankruptcy Court (as defined in the Plan) pursuant to a Final Order (as defined in the Plan) prior to February 1, 2017, no CEC Expense
Amounts shall be paid after February 1, 2017 unless and until (x) the Plan has been confirmed by the Bankruptcy Court pursuant to a Final Order or (y) CEOC and CEC have entered into mutually agreeable arrangements pursuant to which CEC provides
satisfactory security for (i) the foregoing repayment obligation and (ii) CEC’s obligation to pay CEOC for Tax Attributes (as defined in, and pursuant to, the CIE Proceeds Agreement).

 (b) amending and restating clause (vi) of the row of Annex A to the Agreement entitled under
the heading “Permitted CIE Escrow Uses” as follows. 
 “(vi) as requested by CIE, from time to time (A) on or after the
60th day after the Closing (subject to satisfaction of the conditions set forth in this Term Sheet), CEC Expense Amounts or (B) within the times set forth under the “CEC Expense Amounts” heading, to satisfy CEC’s obligations
under the Second Lien RSA;” 
  

	 	2.	Ratification. Except as set forth herein, all provisions of the Agreement remain in full force and effect as originally written. 

 

	 	3.	Miscellaneous. This Amendment shall be governed by and construed in accordance with the applicable terms of Section 5 of the Agreement, which are hereby incorporated by reference and shall apply mutatis
mutandis as if set forth herein. 

 *    *    *    * 

  
 2 

 IN WITNESS WHEREOF, the Parties have executed this Amendment as of the day and year first above
written. 
  

			
	CAESARS INTERACTIVE ENTERTAINMENT, LLC
		
	By:	 	/s/ Craig Abrahams
	Name:	 	Craig Abrahams
	Title:	 	

  

			
	CAESARS ENTERTAINMENT OPERATING COMPANY, INC., on behalf of itself and each of the debtors in the Chapter 11 Cases
		
	By:	 	/s/ Randall S. Eisenberg
	Name:	 	Randall S. Eisenberg
	Title:	 	Chief Restructuring Officer

  

			
	CAESARS ENTERTAINMENT CORPORATION, on behalf of itself and each of its direct and indirect subsidiaries (other than the Company)
		
	By:	 	/s/ Eric Hession
	Name:	 	Eric Hession
	Title:	 	CFO

  

			
	CAESARS ACQUISITION COMPANY, on behalf of itself and each of its direct and indirect subsidiaries
		
	By:	 	/s/ Craig Abrahams
	Name:	 	Craig Abrahams
	Title:	 	CFO

 [Signature page to Amendment No. 1 to CIE Proceeds and Reservation of Rights
Agreement]

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