Document:

exv4w1

Exhibit 4.1

STEWART ENTERPRISES, INC.

AND

THE GUARANTORS NAMED HEREIN,

AND

U.S. BANK NATIONAL ASSOCIATION,

as Trustee

 

SIXTH SUPPLEMENTAL INDENTURE

Dated as of April 15, 2011

to

Indenture

Dated as of February 11, 2005

6.25% Senior Notes due 2013

 

 

     THIS SIXTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated April 15, 2011,
is by and among Stewart Enterprises, Inc., a Louisiana corporation (the “Company”), the Guarantors
listed on the signature pages hereof, and U.S. Bank National Association, a national banking
association, (the “Trustee”).

     WHEREAS, the Trustee, the Company and the Guarantors have heretofore executed and delivered
that certain Indenture dated as of February 11, 2005 (the “Original Indenture”), providing for the
issuance of the Company’s 6.25% Senior Notes due 2013 (the “Notes”), as amended and supplemented by
(i) the First Supplemental Indenture (the “First Supplemental Indenture”), dated as of February 28,
2005, where The Lincoln Memorial Park Cemetery Association, a Nebraska corporation became a
Guarantor and unconditionally guaranteed all of the Company’s obligations under the Notes and the
Original Indenture, (ii) the Second Supplemental Indenture (the “Second Supplemental Indenture”),
dated as of April 17, 2006, where Heaven’s Pets at Lakelawn Metairie, LLC, a Louisiana limited
liability company, became a Guarantor and unconditionally guaranteed all of the Company’s
obligations under the Notes and the Original Indenture, (iii) the Third Supplemental Indenture (the
“Third Supplemental Indenture”), dated as of October 5, 2006, where Enduring Memories, Inc., a
Louisiana corporation, became a Guarantor and unconditionally guaranteed all of the Company’s
obligations under the Notes and the Original Indenture; (iv) the Fourth Supplemental Indenture (the
“Fourth Supplemental Indenture”) dated as of July 12, 2010, where SympathyShop.com, L.L.C., a
Louisiana limited liability company, became a Guarantor and unconditionally guaranteed all of the
Company’s obligations under the Notes and the Original Indenture; and (v) the Fifth Supplemental
Indenture (the “Fifth Supplemental Indenture”), dated as of February 28, 2011, where Nailknot, LLC,
a Maryland limited liability company, became a Guarantor and unconditionally guaranteed all of the
Company’s obligations under the Notes and the Original Indenture (the “Fifth Supplemental
Indenture” and together with the Original Indenture, the First Supplemental Indenture, the Second
Supplemental Indenture, the Third Supplemental Indenture and the Fourth Supplemental Indenture and
this Supplemental Indenture, the “Indenture”);

     WHEREAS, Section 9.02 of the Indenture provides that, with the consent of Holders of at least
a majority aggregate principal amount of the Notes then outstanding, the Company, the Guarantors,
and the Trustee may enter into an indenture supplemental to the Indenture for the purpose of
amending or supplementing the Indenture or the Notes (subject to certain exceptions);

     WHEREAS, the Company desires and has requested the Trustee to join with it and the Guarantors
in entering into this Supplemental Indenture for the purpose of amending the Indenture and the
Notes in certain respects as permitted by Section 9.02 of the Indenture;

     WHEREAS, the Company has been soliciting consents to this Supplemental Indenture upon the
terms and subject to the conditions set forth in its Offer to Purchase and Consent Solicitation
Statement dated April 4, 2011 and the related letter of transmittal (which together, including any
amendments, modifications or supplements thereto, constitute the “Tender Offer”); and

     WHEREAS, (1) the Company has received the consent of the Holders of at least a majority in
aggregate principal amount of the outstanding Notes (excluding any Notes owned by us or by any
Person directly or indirectly controlling or controlled by or under direct or indirect common
control with us), all as certified by an Officers’ Certificate delivered to the Trustee
simultaneously with the execution and delivery of this Supplemental Indenture, (2) the Company has
delivered to the Trustee simultaneously with the execution and delivery of this Supplemental
Indenture an Opinion of Counsel relating to this Supplemental Indenture as contemplated by Section
9.06 of the Indenture and (3) the Company and the Guarantors have satisfied all other conditions
required under Article 9 of the Indenture to enable the Company, the Guarantors and the Trustee to
enter into this Supplemental Indenture.

     NOW, THEREFORE, in consideration of the above premises, each party hereby agrees, for the
benefit of the others and for the equal and ratable benefit of the Holders of the Notes, as
follows:

 

 

ARTICLE I

DEFINITIONS

     Section 1.1 Deletion of Definitions and Related References. Section 1.01 of Article 1 of the
Indenture is hereby amended to delete in their entirety all terms and their respective definitions
for which all references are eliminated in the Indenture as a result of the amendments set forth in
Article II of this Supplemental Indenture.

ARTICLE II

AMENDMENTS TO INDENTURE AND NOTES

     Section 2.1 Amendments to Articles 4 and 6. The Indenture is hereby amended by deleting the
following provisions of the Indenture and all references thereto in their entirety:

	 	 	 	Section 4.03 (Reports to Holders);

Section 4.05 (Taxes);

Section 4.06 (Stay, Extension and Usury Laws);

Section 4.07 (Limitation on Liens);

Section 4.10 (Limitation on Sale and Leaseback Transactions);

Section 4.11 (Guarantees); and

Section 6.01 (5) and (6) (Defaults and Remedies).

     Section 2.2 Amendments to Notes. The Notes are hereby deemed to be amended to delete all
provisions inconsistent with the amendments to the Indenture effected by this Supplemental
Indenture.

ARTICLE III

MISCELLANEOUS PROVISIONS

     Section 3.1 Defined Terms. For all purposes of this Supplemental Indenture, except as otherwise
defined or unless the context requires, terms used in capitalized form in this Supplemental
Indenture and defined in the Indenture have the meanings specified in the Indenture.

     Section 3.2 Indenture. Except as amended hereby, the Indenture and the Notes are in all respects
ratified and confirmed, and all the terms shall remain in full force and effect. This Supplemental
Indenture shall form a part of the Indenture for all purposes, and every Holder of Notes heretofore
or hereafter authenticated and delivered under the Indenture shall be bound hereby, and all terms
and conditions of both shall be read together as though they constitute a single instrument, except
that in the case of conflict, the provisions of this Supplemental Indenture shall control.

     Section 3.3 NEW YORK LAW TO GOVERN. THE INTERNAL LAW OF THE STATE OF NEW YORK SHALL GOVERN AND BE
USED TO CONSTRUE THIS SUPPLEMENTAL INDENTURE BUT WITHOUT GIVING EFFECT TO APPLICABLE PRINCIPLES OF
CONFLICTS OF LAW TO THE EXTENT THAT THE APPLICATION OF THE LAWS OF ANOTHER JURISDICTION WOULD BE
REQUIRED THEREBY.

     Section 3.4 Counterparts. The parties may sign any number of copies of this Supplemental
Indenture. Each signed copy shall be an original, but all of them together represent the same
agreement.

     Section 3.5 Effect of Headings. The Section headings herein are for convenience only and shall
not affect the construction hereof.

     Section 3.6 Trustee. The Trustee shall not be responsible in any manner whatsoever for or in
respect of the validity or sufficiency of this Supplemental Indenture or for or in respect of the
recitals contained herein, all of which recitals are made solely by the Company.

 

 

     Section 3.7 Effectiveness. The provisions of this Supplemental Indenture shall be effective only
upon execution and delivery of this instrument by the parties hereto. Notwithstanding the
foregoing sentence, the provisions of this Supplemental Indenture shall become operative only upon
the acceptance for purchase by the Company of at least a majority in principal amount of the
outstanding Notes (excluding any Notes owned by us or by any Person directly or indirectly
controlling or controlled by or under direct or indirect common control with us) pursuant to the
Tender Offer, with the result that the amendments to the Indenture effected by this Supplemental
Indenture shall be deemed to be revoked retroactive to the date hereof if such purchase shall not
occur. The Company shall notify the Trustee promptly after the occurrence of such purchase or
promptly after the Company shall determine that such purchase will not occur.

     Section 3.8 Endorsement and Change of Form of Notes. Any Notes authenticated and delivered after
the close of business on the date that this Supplemental Indenture becomes operative in
substitution for Notes then outstanding and all Notes presented or delivered to the Trustee on and
after that date for such purpose shall be stamped, imprinted or otherwise legended by the Company,
with a notation as follows:

“Effective as of April 15, 2011, certain restrictive covenants of the Company and certain Events of
Default have been eliminated or limited, as provided in the Sixth Supplemental Indenture, dated as
of April 15, 2011. Reference is hereby made to said Sixth Supplemental Indenture, copies of which
are on file with the Trustee, for a description of the amendments made therein.”

     Section 3.9 Effects of Headings. The Section headings herein are for convenience only and shall
not affect the construction thereof.

[THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK]

 

 

IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed
as of the day and year written above.

	 	 	 	 	 
	 	STEWART ENTERPRISES, INC.

 	 
	 	By:  	         /s/ Lewis J. Derbes, Jr.
 	 
	 	 	Name:  	Lewis J. Derbes, Jr. 	 
	 	 	Title:  	Senior Vice President and Chief Financial Officer 	 
	 
	 	GUARANTORS:

FOREST HILLS CEMETERY, INC.

GRIFFIN-LEGGETT INSURANCE AGENCY, INC.

GROSS FUNERAL HOME, INC.

S. E. FUNERAL HOMES OF ARKANSAS, INC.

ALL SOULS MORTUARY, INC.

BARSTOW FUNERAL HOMES, INC.

BUCHHEIM FAMILY, INC.

CALVARY MORTUARY OF LOS ANGELES, CALIFORNIA, INC.

CATHOLIC MORTUARY SERVICES, INC.

DeYOUNG MEMORIAL CHAPEL, INC.

HOLY CROSS MORTUARY OF CULVER CITY, CALIFORNIA, INC.

LOMBARD & CO.

N.D. DAVIS & ASSOCIATES, INC.

QUEEN OF HEAVEN MORTUARY, INC.

S.E. ACQUISITION OF GLENDALE, CALIFORNIA, INC.

S.E. ACQUISITION OF LANCASTER, CALIFORNIA, INC.

S.E. ACQUISITION OF LOS OSOS MORTUARY AND MEMORIAL PARK, INC.

S.E. ACQUISITION OF OAKHURST, CALIFORNIA, INC.

SAN FERNANDO MISSION MORTUARY, INC.

SANTA CLARA MORTUARY, INC.

SDCA HOLDINGS, INC.

SIMPLICITY PLAN OF CALIFORNIA, INC.

STEWART PRE-NEED SERVICES, INC.

STRICKLIN/SNIVELY MORTUARY

SENTINEL CREMATION SOCIETIES, INC.

CREMATION SOCIETY NORTHWEST, INC.

E.R. BUTTERWORTH & SONS

SAN DIEGO CEMETERY ASSOCIATION

CHEATHAM HILL MEMORIAL PARK, INC.

THE SIMPLICITY PLAN, INC.

KILGORE-GREEN FUNERAL HOME, INC.

S.E. CEMETERIES OF ALABAMA, INC.

S.E. COMBINED SERVICES OF ALABAMA, INC.

S.E. FUNERAL HOMES OF ALABAMA, INC.

ROSE HAVEN FUNERAL HOME AND CEMETERY, INC.

S.E. FUNERAL HOMES OF ILLINOIS, INC.

KNUTSON FUNERAL HOMES, INC.

PAULEY FUNERAL HOME, INC.

D.W. NEWCOMER’S SONS, INC.

DWN PROPERTIES, INC.

THE LINCOLN MEMORIAL PARK CEMETERY ASSOCIATION

S.E. FUNERAL HOMES OF TENNESSEE, INC.

PASADENA FUNERAL HOME, INC.

S.E. FUNERAL HOMES OF TEXAS, INC.

S.E. CEMETERIES OF TEXAS, INC.

S.E. CEMETERIES OF WISCONSIN, INC.

FUNERAL SECURITY PLANS, INC.

HAISTEN FUNERAL HOME OF HENRY COUNTY, INC.

BOUNDS FUNERAL HOME, INC.

CEDAR HILL CEMETERY COMPANY, INC.

CREST LAWN MEMORIAL GARDENS, INC.

FORT LINCOLN CEMETERY, INC.

FORT LINCOLN FUNERAL HOME, INC.

HILLCREST MEMORIAL CEMETERY, INC.

HINES-RINALDI FUNERAL HOME, INC.

JOHN M. TAYLOR FUNERAL HOME, INC.

LOUDON PARK CEMETERY COMPANY

LOUDON PARK FUNERAL HOME, INC.

NATIONAL HARMONY MEMORIAL PARK, INC.

PARKLAWN, INC.

SIMPLE TRIBUTE OF MARYLAND, INC.

THE PARKWOOD CEMETERY COMPANY

WILLIAM W. CHAMBERS, INC.

CATAWBA MEMORIAL PARK, INC.

GARRETT — HILLCREST, INC.

McLAURIN’S FUNERAL HOME, INC.

S.E. CEMETERIES OF NORTH CAROLINA, INC.

S.E. FUNERAL HOMES OF NORTH CAROLINA, INC.

GEORGE WASHINGTON MEMORIAL PARK, INC.

KIRK & NICE SUBURBAN CHAPEL, INC.

KIRK & NICE, INC.

S.E. ACQUISITION OF PENNSYLVANIA, INC.

SUNSET MEMORIAL PARK COMPANY

DUNBAR FUNERAL HOME

S.E. CEMETERIES OF SOUTH CAROLINA, INC.

S.E. COMBINED SERVICES OF SOUTH CAROLINA, INC.

S.E. FUNERAL HOMES OF SOUTH CAROLINA, INC.

MONTE VISTA BURIAL PARK, INC.

S.E. COMBINED SERVICES OF TENNESSEE, INC.

CLINCH VALLEY MEMORIAL CEMETERY, INC.

EVERLY PFP, INC.

BARTLETT-BURDETTE-COX FUNERAL HOME, INC.

CASDORPH & CURRY FUNERAL HOME, INC.

EASTERN CEMETERY ASSOCIATES, INC.

KLINGEL-CARPENTER MORTUARY, INC.

LOI CHARLESTON, INC.

NATIONAL EXCHANGE TRUST, LTD

NATIONAL FUNERAL SERVICES, INCORPORATED

S.E. ACQUISITION OF MALDEN, WEST VIRGINIA, INC.

S.E. CEMETERIES OF WEST VIRGINIA, INC.

S.E. FUNERAL HOMES OF WEST VIRGINIA, INC.

WILSON FUNERAL HOME, INC.

DRUID RIDGE CEMETERY COMPANY

PARKWOOD MANAGEMENT COMPANY

CHAPEL OF THE ROSES, INC.

CHAPEL OF THE VALLEY FUNERAL HOME, INC.

J.P. FINLEY AND SON MORTUARY, INC.

SUNSET HILLS MEMORIAL PARK

ABBY PLAN OF TEXAS, INC.

EMERALD HILLS FUNERAL CORPORATION

GUARDIAN CREMATION SOCIETY, INC.

SIMPLICITY PLAN OF TEXAS, INC.

S.E. COMBINED SERVICES OF TEXAS, INC.

S.E. FUNERAL
HOME OF COPPELL, TEXAS, INC.

GRIFFIN-LEGGETT, INC.

DBM-HUNTINGTON, INC.

LASSILA FUNERAL CHAPELS, INC.

S.E. ACQUISITION OF CALIFORNIA, INC.

VICTOR V. DESROSIER, INC.

CEMETERY MANAGEMENT, INC.

EASTLAWN CORPORATION

HOLLY HILL MEMORIAL PARK, INC.

BALLYHOO INNOVATIONS, INC.

STEWART ENTERPRISES (EUROPE), INC.

S.E. MID-ATLANTIC, INC.

LAKEWOOD MEMORIAL PARK, INC.

MONTLAWN MEMORIAL PARK, INC.

S.E. ACQUISITION OF OREGON, INC.

THE NASHVILLE HISTORIC CEMETERY ASSOCIATION, INC.

LAKE LAWN METAIRIE FUNERAL HOME

S.E. FUNERAL HOMES OF FLORIDA, LLC

S.E. CEMETERIES OF FLORIDA, LLC

S.E. COMBINED SERVICES OF FLORIDA, LLC

EMPRESAS STEWART-FUNERARIAS, INC.

ENDURING MEMORIES, INC.

HAWTHORNE & WREN, INC.

NAILKNOT, LLC

S.E. CEMETERIES OF VIRGINIA, LLC

S.E. FUNERAL HOMES OF VIRGINIA, LLC

STEWART RESOURCE CENTER, LLC

ACME MAUSOLEUM, LLC

S.E. CEMETERIES OF LOUISIANA, LLC

S.E. FUNERAL HOMES OF LOUISIANA, LLC

STEWART SERVICES, LLC

SYMPATHYSHOP.COM, L.L.C.

S.E. SOUTH-CENTRAL, LLC

KANAWHA PLAZA PARTNERSHIP

 	 
	 	By:  	/s/ Lewis J. Derbes, Jr.
 	 
	 	 	Name:  	Lewis J. Derbes, Jr. 	 
	 	 	Title:  	Authorized Signatory 	 

 

 

	 	 	 	 	 

	 	 	 	 	 
	 	U.S. BANK NATIONAL ASSOCIATION,

as Trustee

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:exv4w2

Exhibit 4.2

			
	 	 	 
	PREFERRED STOCK
	 	PREFERRED STOCK
	 
	 	CUSIP 044103505

SEE REVERSE FOR CERTAIN DEFINITIONS AND RESTRICTIONS

ASHFORD HOSPITALITY TRUST, INC.

THIS CERTIFIES THAT             
                        
                       
                      
                        
                        
                        
                        

is the owner of             
                        
                       
                      
                   

FULLY PAID AND NONASSESSABLE SHARES OF 9.000% SERIES E CUMULATIVE PREFERRED STOCK, LIQUIDATION
PREFERENCE $25.00 PER SHARE, $.01 PAR VALUE PER SHARE, OF

ASHFORD HOSPITALITY TRUST, INC.

(the “Corporation”), transferable on the books of the Corporation by the registered holder hereof
in person or by duly authorized attorney upon surrender of this Certificate properly endorsed.
This Certificate and the shares represented hereby are issued and shall be held subject to all of
the provisions of the charter of the Corporation (the “Charter”) and the Bylaws of the Corporation
and any amendments thereto. This Certificate is not valid unless countersigned and registered by
the Registrar.

Dated:                     

	 	 	 

	 
	 	 
	Secretary
	 	President

Countersigned and Registered:

Computershare Trust Company, N.A.

Transfer Agent And Registrar

ASHFORD HOSPITALITY TRUST, INC.

MARYLAND

 

 

ASHFORD HOSPITALITY TRUST, INC.

     The Corporation is authorized to issue Common Stock, par value $.01 per share, and
Preferred Stock, par value $.01 per share.

     The following abbreviations, when used in the inscription on the face of this Certificate,
shall be construed as though they were written out in full according to applicable laws or
regulations:

	 	 	 	 	 	 	 	 	 
	TEN COM	 	-as tenants in common	 	UNIF GIFT MIN ACT-	 	______ Custodian ______
	TEN ENT

	 	-as tenants by the entireties
	 	 	 	(Cust)
	 	(Minor)
	JT TEN	 	-as joint tenants with right of survivorship 	 	 	 	under Uniform Gifts to Minors
	 	 	and not as tenants in common	 	 	 	Act of ________________
	 	 	 	 	 	 	(State)

	 
	 	 	 	 	 	 	 	 
	 	 	Additional abbreviations may also be used
though not in the above list.	 	 	 	 

For Value Received, ______________ hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

	 	 	 

	
 	 	 
	 

 
(Please Print or Typewrite Name and Address Including Zip Code, of Assignee)

 

 

 

Shares of the Capital Stock represented by the within Certificate, and do hereby irrevocably
constitute and appoint

	 	 	 

	 

	 	Attorney to transfer
	 

	 	 
	the said stock on the books of the within named Corporation with full
power of substitution in the premises.

Dated:                                                            

	 	 	 	 	 

	 

	 	X	 	 
	 

	 	 	 	 
	 
	 	 	 	 
	 

	 	X	 	 
	 

	 	 	 	 
	 
	 	 	 	 
	 

	 	 	 	NOTICE: THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S)
AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT
ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

	 	 	 	 	 

	Signature(s) Guaranteed	 	 
	 
	 	 	 	 
	By
	 	 	 	 
	 

	 	 	 	 
	THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE
GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS
AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP
IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM),
PURSUANT TO S.E.C. RULE 17Ad-15	 	 

 

 

     The shares of Capital Stock represented by this certificate are subject to restrictions
on Beneficial Ownership and Constructive Ownership and Transfer primarily for the purpose of the
Corporation’s maintenance of its status as a real estate investment trust (a “REIT”) under the
Internal Revenue Code of 1986, as amended (the “Code”). Except as expressly provided in the
Corporation’s Charter, (i) no Person may Beneficially Own or Constructively Own shares of Common
Stock of the Corporation in excess of 9.8 percent (in value or number of shares, whichever is more
restrictive) of the outstanding Common Stock of the Corporation unless such Person is an Excepted
Holder (in which case the Excepted Holder Limit shall be applicable); (ii) with respect to any
class or series of shares of Capital Stock other than Common Stock, no Person may Beneficially Own
or Constructively Own more than 9.8 percent (in value or number of shares, whichever is more
restrictive) of the outstanding shares of such class or series of such stock of the Corporation
(collectively, (i) and (ii) are referred to herein as the “Ownership Limit”), unless such Person is
an Excepted Holder (in which case the Excepted Holder Limit shall be applicable); (iii) no Person
may Beneficially Own or Constructively Own shares of Capital Stock that would result in the
Corporation being “closely held” under Section 856(h) of the Code, would cause either the
Corporation to be considered to constructively own after application of the constructive ownership
rules of Section 856(d)(5) of the Code an interest in a tenant that is described in Section
856(d)(2)(B) of the Code for purposes of applying Section 856(c) of the Code or Ashford Hospitality
Limited Partnership (or any successor thereto) to be considered to constructively own after
application of the constructive ownership rules of Section 856(d)(5) of the Code, as modified by
the rules of Section 7704(d) of the Code, an interest in a tenant that is described in Section
856(d)(2)(B) of the Code for purposes of applying Section 7704(d) of the Code, or otherwise would
cause the Corporation to fail to qualify as a REIT under the Code; and (iv) no Person may Transfer
shares of Capital Stock if such Transfer would result in shares of Capital Stock of the Corporation
being owned by fewer than 100 Persons. An “Excepted Holder” means a stockholder of the Corporation
for whom an Excepted Holder Limit is created by the Board of Directors. Any Person who
Beneficially Owns or Constructively Owns or attempts to Beneficially Own or Constructively Own
shares of Capital Stock which cause or will cause a Person to Beneficially Own or Constructively
Own shares of Capital Stock in excess or in violation of the above limitations must immediately
notify the Corporation. If any of the restrictions on Transfer are violated, the shares of
Capital Stock represented hereby will be automatically transferred to a Charitable Trustee of a
Charitable Trust for the benefit (except as otherwise provided in the Charter of the Corporation)
of one or more Charitable Beneficiaries. In addition, upon the occurrence of certain events,
attempted Transfers in violation of the restrictions described above may be void ab initio. A
Person who attempts to Beneficially Own or Constructively Own shares of Capital Stock in violation
of the Transfer restrictions described above shall have no claim, cause of action or any recourse
whatsoever against a transferor of such shares of Capital Stock. All capitalized terms in this
legend have the meanings defined in the Corporation’s charter, as the same may be amended from time
to time, a copy of which, including the restrictions on Transfer, will be furnished to each holder
of shares of Capital Stock of the Corporation on request and without charge.

     The Corporation will furnish to any stockholder on request and without charge a full statement
of the designations and any preferences, conversion and other rights, voting powers, restrictions,
limitations as to dividends, qualifications and terms and conditions of redemption of the stock of
each class which the Corporation is authorized to issue, to the extent they have been set, and of
the authority of the Board of Directors to set the relative rights and preferences of a subsequent
series of a preferred or special class of stock. Such request may be made to the Secretary of the
Corporation or to its transfer agent.

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00188-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00188-of-00352.parquet"}]]