Document:

cytx-ex433_277.htm

 

Exhibit 4.33

 

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or  regulations:

 

	
TEN COM
	
-
	
as tenants in common
	
 
	
UNIF GIFT MIN ACT
	
-
	
....................Custodian......................

	
TEN ENT
	
-
	
as tenants by the entireties
	
 
	
 
	
 
	
           (Cust)                                 (Minor)                     

	
JT TEN
	
-
	
as joint tenants with right of survivorship and not as tenants in common
	
 
	
 
	
 
	
under Uniform Gifts to Minors

Act........................................................................

                                  (State)                                         

Additional abbreviations may also be used though not in the above list.

For Value Received,_________________________________hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

	
	
 

 

 

(PLEASE PRINT ORTYPE NAME AND ADDRESS, INCLUDING ZIP CODE, OFASSIGNEE)

 

 

 

 

 

 

 

 

 

 

 

	
 
	
Shares

	
of the stock represented by the within Certificate, and do hereby irrevocably constitute and appoint
	
 

	
 
	
 
	
 

	
 
	
Attomey

	
to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

	
 

	
Dated
	
 
	
 
	
 

 

	
 
	
 

	
 
	
NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITI EN UPON THE FACE OF THE CERTIFICATE IN EVERYPARTICULAR,  WITHOUT ALTERATIONOR ENLARGEMENT OR ANY CHANGE Wl<ATSOEVER.

	
 
	
 
	
 
	
 

	
Signature(s) Guaranteed
	
 
	
 

	
 
	
 
	
 

	
By _____________________________________________________________________

The Signature(s) must be guaranteed by an eligible guarantor institution (Banks, Stockbrokers,

Savings  and Loan Associations and Credit Unions withmembershipin anapproved Signature

Guarantee Medallion Program), pursuant to SEC Rule 17Ad-15.
	
 

 

 

 

 

 

 

THE CORPORATION WILLFURNISH TOANY STOCKHOLDER, UPON REQUEST AND WITHOUT CHARGE, A FULLSTATEMENTOF THE DESIGNATIONS, RELATIVE RIGHTS, PREFERENCES ANO LIMITATIONS OF THE SHARES OF EACH CLASS ANO SERIESAUTHORIZED TO BE ISSUED, SO FAR AS THE SAME HAVE BEEN DETERMINED, ANO OF THE AUTHORITY. IF ANY, OF THE BOARD TO DIVIDE THE SHARES INTO CLASSES OR SERIES ANO TO DETERMINE AND CHANGE THE RELATIVE RIGHTS, PREFERENCES AND LIMITATIONS OF ANY CLASS OR SERIES. SUCH REQUEST MAY BE MADE TO THE SECRETARY OF THE CORPORATION OR TO THE TRANSFER AGENT NAMED ON THIS CERTIFICATE

COLUMBIA PRINTING SERVICE,S L LC. www.stockinformation.comcytx-ex1043_275.htm

EXHIBIT 10.43

 

 

FIRST AMENDMENT TO LEASE AGREEMENT

This FIRST AMENDMENT TO LEASE AGREEMENT (“Amendment”) is entered into as of July 27, 2017 (“Effective Date”), by and between 6262 LUSK INVESTORS LLC, a California limited liability company (“Landlord”), and CYTORI THERAPEUTICS, INC., a Delaware corporation (“Tenant”), with reference to the facts set forth in the Recitals below.

RECITALS

A.Landlord and Tenant are parties to that certain Lease Agreement dated as of February 27, 2017 (“Lease”), for certain Premises known as Suite 200 within the Project located at 10222 Barnes Canyon Road (formerly known as 6262 Lusk Boulevard), San Diego, California 92121, as more particularly described in the Lease. 

B.Landlord intends to improve the Project with certain capital improvements, including, without limitation, upgraded electrical and mechanical systems, a solar electricity system and an energy management system (collectively, “Energy Improvements”).  Pursuant to Section 6.1.1(j) of the Lease, the cost of the Energy Improvements is includable in Operating Expenses; however, in lieu thereof, Landlord and Tenant have agreed to increase the Basic Rent payable under the Lease. 

C.Landlord and Tenant now desire to enter into this Amendment to memorialize such agreement, as more fully provided below.

AMENDMENT

NOW, THEREFORE, in consideration of the Recitals above, the mutual covenants and conditions below, and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties agree as follows:  

 

1.Basic Rent.  Notwithstanding any provision of the Lease to the contrary, the Basic Rent schedule shall be as follows:

 

	
Months of Initial Term
	
Basic Rent per Rentable Square Foot ($/mo)
	
Monthly Installments of Basic Rent ($/mo)
	
Annual 
Basic Rent ($/yr)

	
  1-12*
	
$2.24
	
$66,077.76
	
$792,933.12

	
13-24
	
$2.31
	
$68,142.69
	
$817,712.28

	
25-36
	
$2.38
	
$70,207.62
	
$842,491.44

	
37-48
	
$2.45
	
$72,272.55
	
$867,270.60

	
49-60
	
$2.52
	
$74,337.48
	
$892,049.76

	
61-63
	
$2.60
	
$76,697.40
	
$920,368.80

*Provided that Tenant is not in default under the Lease beyond any applicable notice and cure period, monthly installments of Basic Rent shall be abated fifty percent (50%) during months two 

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(2) through seven (7) of the Initial Term pursuant to the term and conditions of Section 5.1 of the Lease.

 

2.Defined Terms.  Unless otherwise specifically defined in this Amendment, terms with initial capital letters in this Amendment shall have the same meaning as such terms have in the Lease.

 

3.Interpretation.  Landlord and Tenant acknowledge and agree that each of them, and their respective professional advisors, have reviewed this Amendment and that the provisions of this Amendment shall not be construed against either party. The rule of construction that ambiguities are to be construed against the party drafting the agreement shall not apply to the interpretation of this Amendment and is waived. 

 

4.Counterpart Execution.  This Amendment may be executed in multiple counterparts, each of which when so executed and delivered shall be deemed to be an original and all of which together shall constitute one instrument. 

 

5.Continued Effect.  Except as specifically modified by this Amendment, all of the terms, conditions and provisions of the Lease shall remain in full force and effect. 

[signatures on following page]

2

IN WITNESS WHEREOF, the parties have executed this First Amendment to Lease Agreement as of the Effective Date.

 

		
	
LANDLORD:
	
6262 LUSK INVESTORS LLC, 

a California limited liability company

 

By:B/L Lusk LLC, 

a California limited liability company,

Managing Member

 

By:  _/s/ Steve Bollert____________

Name: _Steve Bollert____________

Title:  __Managing Member_______

 

 

	
TENANT:
	
CYTORI THERAPEUTICS, INC.,

a Delaware corporation

 

 

By:  _/s/ Tiago Girao________________

Name: __Tiago Girao________________

Title:  ___CFO___________________

 

 

By:  ___/s/ Marc Hedrick_____________

Name: ___Marc Hedrick ____________

Title:  ____President and CEO___________

 

 

1130430/33729774v.1

 
 
3cytx-ex1044_276.htm

EXHIBIT 10.44

 

SECOND AMENDMENT TO LEASE AGREEMENT

This SECOND AMENDMENT TO LEASE AGREEMENT (“Amendment”) is entered into as of September 7, 2017 (“Effective Date”), by and between 6262 LUSK INVESTORS LLC, a California limited liability company (“Landlord”), and CYTORI THERAPEUTICS, INC., a Delaware corporation (“Tenant”), with reference to the facts set forth in the Recitals below.

RECITALS

A.Landlord and Tenant are parties to that certain Lease Agreement dated as of February 27, 2017, as amended by that certain letter agreement dated July 14, 2017, and executed by Tenant on July 27, 2017, and that certain First Amendment to Lease Agreement dated as of July 27, 2017 (collectively, “Lease”), for certain Premises known as Suite 200 within the Project located at 10222 Barnes Canyon Road (formerly known as 6262 Lusk Boulevard), San Diego, California 92121, as more particularly described in the Lease. 

B.As an accommodation to Tenant, Landlord has agreed to (i) extend the Scheduled Commencement Date provided in Section 1.10 of the Lease from November 1, 2017, to January 1, 2018, and (ii) make corresponding modifications to the Work Schedule for construction of the Tenant Improvements (as defined in the Work Letter Agreement attached to the Lease).

C.Landlord and Tenant now desire to modify the Lease as set forth below in this Amendment.

AMENDMENT

NOW, THEREFORE, in consideration of the Recitals above, the mutual covenants and conditions below, and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties agree as follows:  

 

1.Scheduled Commencement Date.  Notwithstanding any provision of the Lease to the contrary, the “Scheduled Commencement Date” shall be January 1, 2018.

 

2.Work Schedule.  Notwithstanding any provision of the Lease to the contrary, the “Work Schedule” for the Tenant Improvements shall mean the schedule attached hereto as Exhibit “A”. 

 

3.Excess Costs.  Notwithstanding any provision of the Lease to the contrary, Tenant shall be obligated to pay to Landlord as Excess Costs (as defined in Section 2 of the Work Letter Agreement) the incremental increase in the total costs and expenses incurred by Landlord to construct the Tenant Improvements in accordance with the modified Work Schedule.    

 

4.Defined Terms.  Unless otherwise specifically defined in this Amendment, terms with initial capital letters in this Amendment shall have the same meaning as such terms have in the Lease.

 

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5.Interpretation.  Landlord and Tenant acknowledge and agree that each of them, and their respective professional advisors, have reviewed this Amendment and that the provisions of this Amendment shall not be construed against either party. The rule of construction that ambiguities are to be construed against the party drafting the agreement shall not apply to the interpretation of this Amendment and is waived. 

 

6.Counterpart Execution.  This Amendment may be executed in multiple counterparts, each of which when so executed and delivered shall be deemed to be an original and all of which together shall constitute one instrument. 

 

7.Continued Effect.  Except as specifically modified by this Amendment, all of the terms, conditions and provisions of the Lease shall remain in full force and effect, including, without limitation, Tenant’s obligation to increase the Letter of Credit Amount to Five Hundred Thousand and 00/100 Dollars ($500,000.00) on November 1, 2017, pursuant to Section 7.1 of the Lease.  Concurrently with the execution and delivery of this Amendment, Tenant shall pay to Landlord the first monthly installment of Rent (i.e., $71,970.36) in accordance with Section 5.1 of the Lease.  

[signatures on following page]

2

IN WITNESS WHEREOF, the parties have executed this Second Amendment to Lease Agreement as of the Effective Date.

 

		
	
LANDLORD:
	
6262 LUSK INVESTORS LLC, 

a California limited liability company

 

By:B/L Lusk LLC, 

a California limited liability company,

Managing Member

 

By:  _/s/ Steve Bollert____________

Name: _Steve Bollert____________

Title:  __Managing Member_______

 

 

	
TENANT:
	
CYTORI THERAPEUTICS, INC.,

a Delaware corporation

 

 

By:  _/s/ Tiago Girao________________

Name: __Tiago Girao________________

Title:  ___CFO___________________

 

 

By:  ___/s/ Marc Hedrick_____________

Name: ___Marc Hedrick ____________

Title:  ____President and CEO___________

 

 

 

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1130430/34401202v.1

 
EXHIBIT “A”
WORK SCHEDULE

 

Exhibit “A”

1

Exhibit “A”

2

Exhibit “A”

3

Exhibit “A”

4

Exhibit “A”

5

Exhibit “A”

6

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