Document:

fs12013a1ex4ii_cambridge.htm

Exhibit 4.2

 

	
    NUMBER

	  	
SHARES

	 	 	 
	
______C

	  	  

 

CAMBRIDGE CAPITAL ACQUISITION CORPORATION

 

INCORPORATED UNDER THE LAWS OF DELAWARE

 

COMMON STOCK

 

SEE REVERSE FOR

CERTAIN DEFINITIONS

 

	
    This Certifies that

	  	
    CUSIP                                    

	      	  	  
	
    is the owner of

	  	  

 

FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF THE PAR VALUE OF $.0001 EACH OF

 

CAMBRIDGE CAPITAL ACQUISITION CORPORATION

 

transferable on the books of the Company in person or by duly authorized attorney upon surrender of this certificate properly endorsed.

The Company will be forced to liquidate if it is unable to complete an initial business combination within twenty-one months from the closing 

of the Company’s initial public offering, or within twenty-four months if certain criteria are satisfied, all as more fully described in the Company’s final prospectus dated ________, 2013.

 

This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar.

Witness the facsimile seal of the Company and the facsimile signatures of its duly authorized officers.

 

    Dated:

 

	
By

 

	  		  	  
	  	
Chairman

	Secretary	
 

	  	  	  	  
	  	  	  	  
	  	  	  	  
	  	  	  	  

 

  

  

  

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

	
TEN COM –

	
as tenants in common

	
UNIF GIFT MIN ACT -

	
_____ Custodian ______

	
TEN ENT –

	
as tenants by the entireties

	  	
(Cust)                       (Minor)

	
JT TEN –

	
as joint tenants with right of survivorship

	
under Uniform Gifts to Minors

	  	and not as tenants in common	  	
Act ______________

	  	  	  	
                 (State)

Additional Abbreviations may also be used though not in the above list.

 

Cambridge Capital Acquisition Corporation

 

The Company will furnish without charge to each shareholder who so requests the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights.  This certificate and the shares represented thereby are issued and shall be held subject to all the provisions of the Certificate of Incorporation and all amendments thereto and resolutions of the Board of Directors providing for the issue of Preferred Shares (copies of which may be obtained from the secretary of the Company), to all of which the holder of this certificate by acceptance hereof assents.

 

For value received, ___________________________ hereby sell, assign and transfer unto

 

  

	

PLEASE INSERT SOCIAL SECURITY OR OTHER

       IDENTIFYING NUMBER OF ASSIGNEE

	 
	
  

 

	 

 

	
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

	  	  
	  	  
	  	
shares

of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint                                                                                                                                                                                                                                     Attorney to transfer the said stock on the books of the within named Company will full power of substitution in the premises.

Dated                                                    

	  	  	  
	  	
Notice:

	
The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

 

	

Signature(s) Guaranteed:

 

 

	  
	
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE  MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

	  

 

The holder of this certificate shall be entitled to receive funds from the trust fund only in the event of the Company’s liquidation upon failure to consummate a business combination or if the holder seeks to convert his shares upon consummation of such business combination or in connection with certain amendments to the Company’s Amended and Restated Certificate of Incorporation.  In no other circumstances shall the holder have any right or interest of any kind in or to the trust fund.fs12013a1ex4iii_cambridge.htm

Exhibit 4.3

	
NUMBER

________-

	  	
(SEE REVERSE SIDE FOR LEGEND)

THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 

THE EXPIRATION DATE (DEFINED BELOW)

	  	
WARRANTS

CAMBRIDGE CAPITAL ACQUISITION CORPORATION

CUSIP                               

WARRANT

 

THIS CERTIFIES THAT, for value received  

is the registered holder of a warrant or warrants (the “Warrant”), expiring at 5:00 p.m., New York City time, on the five year anniversary of the date of the prospectus for the initial public offering of Cambridge Capital Acquisition Corporation, a Delaware corporation (the “Company”), to purchase one fully paid and non-assessable share of common stock, par value $.0001 per share (“Shares”), of the Company for each Warrant evidenced by this Warrant Certificate.  The Warrant entitles the holder thereof to purchase from the Company, commencing on the Company’s completion of an initial merger, capital stock exchange, asset acquisition or other similar business combination with one or more businesses or entities (a “Business Combination”), such number of Shares of the Company at the price of $11.50 per share, upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, Continental Stock Transfer & Trust Company, but only subject to the conditions set forth herein and in the Warrant Agreement between the Company and Continental Stock Transfer & Trust Company.  In no event will the Company be required to net cash settle any warrant exercise. The Warrant Agreement provides that upon the occurrence of certain events the Warrant Price and the number of Shares purchasable hereunder, set forth on the face hereof, may, subject to certain conditions, be adjusted.   The term Warrant Price as used in this Warrant Certificate refers to the price per Share at which Shares may be purchased at the time the Warrant is exercised.

No fraction of a Share will be issued upon any exercise of a Warrant.  If the holder of a Warrant would be entitled to receive a fraction of a Share upon any exercise of a Warrant, the Company shall, upon such exercise, round up or down to the nearest whole number the number of Shares to be issued to such holder.

Upon any exercise of the Warrant for less than the total number of full Shares provided for herein, there shall be issued to the registered holder hereof or the registered holder’s assignee a new Warrant Certificate covering the number of Shares for which the Warrant has not been exercised.

Warrant Certificates, when surrendered at the office or agency of the Warrant Agent by the registered holder hereof in person or by attorney duly authorized in writing, may be exchanged in the manner and subject to the limitations provided in the Warrant Agreement, but without payment of any service charge, for another Warrant Certificate or Warrant Certificates of like tenor and evidencing in the aggregate a like number of Warrants.

Upon due presentment for registration of transfer of the Warrant Certificate at the office or agency of the Warrant Agent, a new Warrant Certificate or Warrant Certificates of like tenor and evidencing in the aggregate a like number of Warrants shall be issued to the transferee in exchange for this Warrant Certificate, subject to the limitations provided in the Warrant Agreement, without charge except for any applicable tax or other governmental charge.

The Company and the Warrant Agent may deem and treat the registered holder as the absolute owner of this Warrant Certificate (notwithstanding any notation of ownership or other writing hereon made by anyone), for the purpose of any exercise hereof, of any distribution to the registered holder, and for all other purposes, and neither the Company nor the Warrant Agent shall be affected by any notice to the contrary.

This Warrant does not entitle the registered holder to any of the rights of a stockholder of the Company.

The Company reserves the right to call the Warrant at any time prior to its exercise with a notice of call in writing to the holders of record of the Warrant, giving at least 30 days’ notice of such call, at any time while the Warrant is exercisable, if the last sale price of the Shares has been at least $14.50 per share on each of 20 trading days within any 30 trading day period (the “30-day trading period”) ending on the third business day prior to the date on which notice of such call is given and if, and only if, there is a current registration statement in effect with respect to the Shares underlying the Warrants commencing five business days prior to the 30-day trading period and continuing each day thereafter until the date of redemption.  The call price of the Warrants is to be $.01 per Warrant.  Any Warrant either not exercised or tendered back to the Company by the end of the date specified in the notice of call shall be canceled on the books of the Company and have no further value except for the $.01 call price.

	
By

	  	  	  
	  	  	  	  
	  	
Chairman

	  	
Secretary

 

  

  

  

 

SUBSCRIPTION FORM

To Be Executed by the Registered Holder in Order to Exercise Warrants

The undersigned Registered Holder irrevocably elects to exercise ______________ Warrants represented by this Warrant Certificate, and to purchase the Common Stock issuable upon the exercise of such Warrants, and requests that Certificates for such shares shall be issued in the name of

	 	
(PLEASE TYPE OR PRINT NAME AND ADDRESS)

	 	  
	 	  
	
 

and be delivered to

	
(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

 

	 	(PLEASE PRINT OR TYPE NAME AND ADDRESS)
	 	 

and, if such number of Warrants shall not be all the Warrants evidenced by this Warrant Certificate, that a new Warrant Certificate for the balance of such Warrants be registered in the name of, and delivered to, the Registered Holder at the address stated below:

	
Dated:  

	 	 	  
	  	 	 	
(SIGNATURE)

	  	 	 	  
	  	 	 	
(ADDRESS)

	  	 	 	  
	  	 	 	  
	  	 	 	
(TAX IDENTIFICATION NUMBER)

ASSIGNMENT

To Be Executed by the Registered Holder in Order to Assign Warrants

For Value Received, _______________________ hereby sell, assign, and transfer unto

	 	
(PLEASE TYPE OR PRINT NAME AND ADDRESS)

	 	  
	 	  
	
 

and be delivered to

	
(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

 

	 	(PLEASE PRINT OR TYPE NAME AND ADDRESS)
	 	 

 

______________________ of the Warrants represented by this Warrant Certificate, and hereby irrevocably constitute and appoint _________________________________ Attorney to transfer this Warrant Certificate on the books of the Company, with full power of substitution in the premises.

	

Dated: 

	 	  	  
	  	 	  	
(SIGNATURE)

The signature to the assignment of the Subscription Form must correspond to the name written upon the face of this Warrant Certificate in every particular, without alteration or enlargement or any change whatsoever, and must be guaranteed by a commercial bank or trust company or a member firm of the NYSE Amex, New York Stock Exchange, Pacific Stock Exchange or Chicago Stock Exchange.

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