Document:

exv4w3

 

EXHIBIT 4.3

COMCAST CORPORATION

Form of Officers’ Certificate

     Pursuant to Section 2.03 of the Indenture dated as of January 7, 2003 (the
“Indenture”) by and among Comcast Corporation (the “Company”), the Cable Guarantors (as defined
below) (other than Comcast MO of Delaware, LLC) and The Bank of New York, as Trustee (the
“Trustee”), as amended by the First Supplemental Indenture dated as of March 25, 2003 by and among
the Company, the Cable Guarantors and the Trustee, and guaranteed on an unsecured and
unsubordinated basis by Comcast Cable Communications, LLC (formerly known as Comcast Cable
Communications, Inc.), Comcast Cable Communications Holdings, Inc., Comcast Cable Holdings, LLC,
Comcast MO Group, Inc., and Comcast MO of Delaware, LLC (formerly known as Comcast MO of Delaware,
Inc.) (the “Cable Guarantors”), the undersigned officers of the Company do hereby certify, in
connection with the issuance of the Company’s $550,000,000 aggregate principal amount of 6.625%
Notes Due 2056 (the “Notes”), that the terms of the Notes are as follows:

	 	 	 
	Title:

	 	6.625% Notes Due 2056
	 
	 	 
	Aggregate Principal Amount at 

Maturity:

	 	$550,000,000 (or $632,500,000 if the

underwriters exercise their

over-allotment option in full)
	 
	 	 
	Principal Payment Date:

	 	May 15, 2056
	 
	 	 
	Interest:

	 	6.625%
	 
	 	 
	Redemption:

	 	The Company may at its option redeem the
Notes in whole or in part, at any time or
from time to time on or after May 15,
2012 and prior to their maturity, on at
least 30 days, but not more than 60 days,
prior notice mailed to the registered
address of each holder of the Notes, at a
redemption price equal to 100% of the
principal amount of the redeemed Notes
plus accrued and unpaid interest thereon
to the date of redemption, and as further
described in the Prospectus Supplement
dated May 3, 2007.
	 
	 	 
	Additional Issuances:

	 	The Notes need not be issued at the same
time and the series may be reopened for
issuance of

 

 

	 	 	 
	 

	 	an unlimited principal amount
of additional Notes under this series.
Additional Notes of this series will be
consolidated with, and form a single
series with, Notes then outstanding,
including for purposes of determining
whether the required percentage of the
holders of record has given approval or
consent to an amendment or waiver or
joined in directing the Trustee to take
certain actions on behalf of all holders.
	 
	 	 
	Conversion:

	 	None
	 
	 	 
	Sinking Fund:

	 	None
	 
	 	 
	Miscellaneous:

	 	The terms of the Notes shall include such
other terms as are set forth in the Form
of Notes Due
2056 attached hereto as Exhibit A.

     Each such officer has read and understands the provisions of the Indenture and the definitions
relating thereto. The statements made in this Officers’ Certificate are based upon the examination
of the provisions of the Indenture and upon the relevant books and records of the Company. In such
officer’s opinion, he has made such examination or investigation as is necessary to enable such
officer to express an informed opinion as to whether or not the covenants and conditions of such
Indenture relating to the issuance and authentication of the Notes have been complied with. In
such officer’s opinion, such covenants and conditions have been complied with.

 

 

     IN WITNESS WHEREOF, the undersigned officers of the Company have duly executed this
certificate as of May ___, 2007.

	 	 	 	 	 
	 

	 	By:	 	 
	 

	 	 	 	 
	 

	 	 	 	Name: Kenneth Mikalauskas
	 

	 	 	 	Title: Vice President — Finance
	 
	 	 	 	 
	 

	 	By:	 	 
	 

	 	 	 	 
	 

	 	 	 	Name: Arthur R. Block
	 

	 	 	 	Title: Senior Vice President, General Counsel and Secretary

 

 

EXHIBIT A

[FORM OF NOTE]

UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE REGISTERED
FORM, THIS SECURITY MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITARY TO A NOMINEE OF THE
DEPOSITARY OR BY A NOMINEE OF THE DEPOSITARY TO THE DEPOSITARY OR ANOTHER NOMINEE OF THE DEPOSITARY
OR BY THE DEPOSITARY OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITARY OR A NOMINEE OF SUCH SUCCESSOR
DEPOSITARY. UNLESS THIS SECURITY IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY
TRUST COMPANY, A NEW YORK CORPORATION (“DTC”), TO THE ISSUER OR ITS AGENT FOR REGISTRATION OF
TRANSFER, EXCHANGE OR PAYMENT, AND ANY SECURITY ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR
IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE
TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY
TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL
INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN.

COMCAST CORPORATION

6.625% Note Due 2056

			
	No. [ ]
	 	CUSIP No.: 20030N 507
	 
	 	ISN No.: US20030N5077

     COMCAST CORPORATION, a Pennsylvania corporation (the “Issuer”, which term includes any
successor corporation), for value received promises to pay to CEDE & CO. or registered assigns, the
principal sum of $[     ] (          ) on May 15, 2056.

     Interest Payment Dates: May 15, August 15, November 15 and February 15 (each, an “Interest
Payment Date”), commencing on August 15, 2007.

     Interest Record Dates: May 1, August 1, November 1 and February 1 (each, an “Interest Record
Date”).

     Reference is made to the further provisions of this Security contained herein, which will for
all purposes have the same effect as if set forth at this place.

A-1

 

     IN WITNESS WHEREOF, the Issuer has caused this Security to be signed manually or by facsimile
by its duly authorized officer under its corporate seal.

	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	COMCAST CORPORATION	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	By:	 	 	 	 
	 

	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 	 	Name: Kenneth Mikalauskas	 	 
	 

	 	 	 	 	 	 	 	 	 	Title: Vice President — Finance	 	 
	 

	 	 	 	 	 	 	 	 	 	 	 	 
	[Seal of Comcast Corporation]	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 	 	 	 	 
	Attest:	 	 	 	 	 	 	 	 
	 By:
	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 
	 

	 	Name:
	 	Arthur R. Block	 	 	 	 	 	 	 	 
	 

	 	Title:
	 	Senior Vice President, General
Counsel and Secretary	 	 	 	 	 	 	 	 

A-2

 

     This is one of the series designated herein and referred to in the within-mentioned Indenture.

Dated: May___, 2007

	 	 	 	 	 
	 	 	THE BANK OF NEW YORK,
	 

	 	 	 	as Trustee
	 

	 	 	 	 
	 

	 	By:	 	 
	 

	 	 	 	 
	 

	 	 	 	Authorized Signatory

A-3

 

(REVERSE OF SECURITY)

COMCAST CORPORATION

6.625% Note Due 2056

     1. Interest.

     COMCAST CORPORATION, a Pennsylvania corporation (the “Issuer”), promises to pay interest on
the principal amount of this Security at the rate per annum shown above. Cash interest on the
Securities will accrue from the most recent date to which interest has been paid or, if no interest
has been paid, from May 10, 2007. The Issuer will pay interest quarterly in arrears on each
Interest Payment Date, commencing August 15, 2007. Interest will be computed on the basis of a
360-day year of twelve 30-day months.

     The Issuer shall pay interest on overdue principal from time to time on demand at the rate
borne by the Securities and on overdue installments of interest (without regard to any applicable
grace periods) to the extent lawful.

     2. Method of Payment.

     The Issuer shall pay interest on the Securities (except defaulted interest) to the persons who
are the registered Holders at the close of business on the Interest Record Date immediately
preceding the Interest Payment Date notwithstanding any transfer or exchange of such Security
subsequent to such Interest Record Date and prior to such Interest Payment Date. Holders must
surrender Securities to the Trustee to collect principal payments. The Issuer shall pay principal
and interest in money of the United States that at the time of payment is legal tender for payment
of public and private debts (“U.S. Legal Tender”). However, the payments of interest, and any
portion of the principal (other than interest payable at maturity or on any redemption or repayment
date or the final payment of principal) shall be made by the Paying Agent, upon receipt from the
Issuer of immediately available funds by 11:00 a.m., New York City time (or such other time as may
be agreed to between the Issuer and the Paying Agent or the Issuer), directly to a Holder (by
Federal funds wire transfer or otherwise) if the Holder has delivered written instructions to the
Trustee 15 days prior to such payment date requesting that such payment will be so made and
designating the bank account to which such payments shall be so made and in the case of payments of
principal surrenders the same to the Trustee in exchange for a Security or Securities aggregating
the same principal amount as the unredeemed principal amount of the Securities surrendered.

     3. Paying Agent.

     Initially, The Bank of New York (the “Trustee”) will act as Paying Agent. The Issuer may
change any Paying Agent without notice to the Holders.

A-4

 

     4. Indenture.

     The Issuer issued the Securities under an Indenture dated as of January 7, 2003 (the
“Indenture”) by and among the Issuer, the Cable Guarantors (other than Comcast MO of Delaware, LLC)
and The Bank of New York, as Trustee (the “Trustee”), as amended by the First Supplemental
Indenture dated as of March 25, 2003 by and among the Issuer, the Cable Guarantors and the Trustee.
Capitalized terms herein are used as defined in the Indenture unless otherwise defined herein.
The terms of the Securities include those stated in the Indenture and those made part of the
Indenture by reference to the Trust Indenture Act of 1939 (15 U.S.C. Sections 77aaa-77bbbb) (the
“TIA”), as in effect on the date of the Indenture until such time as the Indenture is qualified
under the TIA, and thereafter as in effect on the date on which the Indenture is qualified under
the TIA. Notwithstanding anything to the contrary herein, the Securities are subject to all such
terms, and Holders of Securities are referred to the Indenture and the TIA for a statement of them.
To the extent the terms of the Indenture and this Security are inconsistent, the terms of the
Indenture shall govern.

     5. Cable Guarantees.

     Each Cable Guarantor has irrevocably, fully and unconditionally guaranteed, jointly and
severally, on an unsecured basis, the full and punctual payment (whether at maturity, upon
redemption or otherwise) of the principal of and interest on, and all other amounts payable under,
the Securities, and the full and punctual payment of all other amounts payable by the Issuer under
the Indenture, subject to certain terms and conditions set forth in the Indenture.

     6. Denominations; Transfer; Exchange.

     The Securities are in registered form, without coupons, in denominations of $25.00 and
multiples of $25.00. A Holder shall register the transfer of or exchange Securities in accordance
with the Indenture. The Issuer may require a Holder, among other things, to furnish appropriate
endorsements and transfer documents and to pay certain transfer taxes or similar governmental
charges payable in connection therewith as permitted by the Indenture. The Issuer need not issue,
authenticate, register the transfer of or exchange any Securities or portions thereof for a period
of fifteen (15) days before the mailing of a notice of redemption, nor need the Issuer register the
transfer or exchange any security selected for redemption in whole or in part.

     7. Persons Deemed Owners.

     The registered Holder of a Security shall be treated as the owner of it for all purposes.

     8. Unclaimed Funds.

     If funds for the payment of principal or interest remain unclaimed for two years, the Trustee
and the Paying Agent will repay the funds to the Issuer at its written request. After that, all
liability of the Trustee and such Paying Agent with respect to such funds shall cease.

A-5

 

     9. Legal Defeasance and Covenant Defeasance.

     The Issuer and the Cable Guarantors may be discharged from their respective obligations under
the Securities and under the Indenture with respect to the Securities except for certain provisions
thereof, and may be discharged from obligations to comply with certain covenants contained in the
Securities and in the Indenture with respect to the Securities, in each case upon satisfaction of
certain conditions specified in the Indenture.

     10. Amendment; Supplement; Waiver.

     Subject to certain exceptions, the Securities and the provisions of the Indenture relating to
the Securities may be amended or supplemented with the written consent of the Holders of at least a
majority in aggregate principal amount of the Securities then outstanding, and any existing Default
or Event of Default or compliance with certain provisions may be waived with the consent of the
Holders of a majority in aggregate principal amount of the Securities then outstanding. Without
notice to or consent of any Holder, the parties thereto may amend or supplement the Indenture and
the Securities to, among other things, cure any ambiguity, defect or inconsistency, provide for
uncertificated Securities in addition to or in place of certificated Securities or comply with any
requirements of the Commission in connection with the qualification of the Indenture under the TIA,
or make any other change that does not adversely affect the rights of any Holder of a Security.

     11. Restrictive Covenants.

     The Indenture contains certain covenants that, among other things, limit the ability of the
Issuer and the Cable Guarantors to incur liens securing indebtedness, or to enter into sale and
leaseback transactions, and of the Issuer to merge or sell all or substantially all of its assets.
The limitations are subject to a number of important qualifications and exceptions. The Issuer
must annually report to the Trustee on compliance with such limitations.

     12. Redemption.

     The Issuer will have the right at its option to redeem any of the Securities in whole or in
part, at any time or from time to time on or after May 15, 2012 and prior to their maturity, on at
least 30 days, but not more than 60 days, prior notice mailed to the registered address of each
Holder of the Securities, at a redemption price equal to 100% of the principal amount of such
Securities plus accrued and unpaid interest thereon to the date of redemption.

     On and after the redemption date, interest will cease to accrue on the Securities or any
portion of the Securities called for redemption (unless the Issuer defaults in the payment of the
redemption price and accrued interest). On or before the redemption date, the Issuer will deposit
with the Trustee money sufficient to pay the redemption price of and (unless the redemption date
shall be an Interest Payment Date) accrued interest to the redemption date on the Securities to be
redeemed on such date. If less than all of the Securities are to be redeemed, the Securities to be
redeemed shall be selected by the Trustee by such method as the Trustee shall deem fair and
appropriate.

A-6

 

     13. Defaults and Remedies.

     If an Event of Default (other than certain bankruptcy Events of Default with respect to the
Issuer or any of the Cable Guarantors) occurs and is continuing, the Trustee or the Holders of at
least 25% in aggregate principal amount of Securities then outstanding may declare all of the
Securities to be due and payable immediately in the manner and with the effect provided in the
Indenture. If a bankruptcy Event of Default with respect to the Issuer or any of the Cable
Guarantors occurs and is continuing, all the Securities shall be immediately due and payable
immediately in the manner and with the effect provided in the Indenture without any notice or other
action on the part of the Trustee or any Holder. Holders of Securities may not enforce the
Indenture, the Securities or the Cable Guarantees except as provided in the Indenture. The Trustee
is not obligated to enforce the Indenture, the Securities or the Cable Guarantees unless it has
received indemnity satisfactory to it. The Indenture permits, subject to certain limitations
therein provided, Holders of a majority in aggregate principal amount of the Securities then
outstanding to direct the Trustee in its exercise of any trust or power. The Trustee may withhold
from Holders of Securities notice of certain continuing Defaults or Events of Default if it
determines that withholding notice is in their interest.

     14. Trustee Dealings with Issuer.

     The Trustee under the Indenture, in its individual or any other capacity, may become the owner
or pledgee of Securities and may otherwise deal with the Issuer as if it were not the Trustee.

     15. No Recourse Against Others.

     No stockholder, director, officer, employee or incorporator, as such, of the Issuer, any Cable
Guarantor or any successor Person thereof shall have any liability for any obligation under the
Securities, the Cable Guarantees or the Indenture or for any claim based on, in respect of or by
reason of, such obligations or their creation. Each Holder of a Security by accepting a Security
waives and releases all such liability. The waiver and release are part of the consideration for
the issuance of the Securities.

     16. Authentication.

     This Security shall not be valid until the Trustee manually signs the certificate of
authentication on this Security.

     17. Abbreviations and Defined Terms.

     Customary abbreviations may be used in the name of a Holder of a Security or an assignee, such
as: TEN COM (= tenants in common), TEN ENT (= tenants by the entireties), JT TEN (= joint tenants
with right of survivorship and not as tenants in common), CUST (= Custodian), and U/G/M/A (=
Uniform Gifts to Minors Act).

A-7

 

     18. CUSIP Numbers.

     Pursuant to a recommendation promulgated by the Committee on Uniform Security Identification
Procedures, the Issuer has caused CUSIP numbers to be printed on the Securities as a convenience to
the Holders of the Securities. No representation is made as to the accuracy of such numbers as
printed on the Securities and reliance may be placed only on the other identification numbers
printed hereon.

     19. Governing Law.

     The laws of the State of New York shall govern the Indenture and this Security thereof.

A-8

 

ASSIGNMENT FORM

I or we assign and transfer this Security to

 

(Print or type name, address and zip code of assignee or transferee)

 

(Insert Social Security or other identifying number of assignee or transferee)

and
irrevocably appoint
                                                                            
                       agent to transfer this Security on the books of the
Issuer. The agent may substitute another to act for him.

	 	 	 	 	 	 	 	 	 
	Dated:

	 	 	 	 
	 	Signed:	 	 
	 

	 	 
	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	(Signed exactly as name appears
on the other side of this Security)

	 	 	 
	Signature Guarantee:
	 	 
	 

	 	 
	 

	 	Participant in a recognized Signature Guarantee
Medallion Program (or other signature guarantor
program reasonably acceptable to the Trustee)

A-9exv4w2

 

Exhibit
4.2

NORTEL NETWORKS LIMITED

as Issuer,

NORTEL NETWORKS CORPORATION

AND

NORTEL NETWORKS INC.

as Guarantors,

AND

THE BANK OF NEW YORK

as Trustee

 

SECOND SUPPLEMENTAL INDENTURE

Dated as of May 1, 2007

to

Indenture Dated as of July 5, 2006

 

 

 

SECOND SUPPLEMENTAL INDENTURE dated as of May 1, 2007 (this “Second Supplemental Indenture”) to the
Indenture dated as of July 5, 2006 among Nortel Networks Limited (together with any successors,
“NNL” or the “Issuer”), a Canadian corporation having its principal place of business at 195 The
West Mall, Toronto, Ontario, Canada M9C 5K1, Nortel Networks Corporation (together with any
successors, “NNC”), a Canadian corporation having its principal place of business at 195 The West
Mall, Toronto, Ontario, Canada M9C 5K1, and Nortel Networks Inc. (together with any successors,
“NNI”), a Delaware corporation having its principal place of business at 4008 Chapel Hill — Nelson
Highway, Research Triangle Park, North Carolina, U.S.A. 27709, and The Bank of New York (the
“Trustee”), a New York corporation authorized to conduct a banking business, having its Corporate
Trust Office at 101 Barclay Street 21W, New York, New York, U.S.A. 10286 (the “Original Indenture,”
and as supplemented by the First Supplemental Indenture dated as of July 5, 2006 (the “First
Supplemental Indenture”) among the Issuer, NNC, NNI and the Trustee and this Second Supplemental
Indenture, the “Indenture”).

     WHEREAS, NNC, NNL, NNI and the Trustee have heretofore executed and delivered the Original
Indenture and the First Supplemental Indenture;

     WHEREAS, Section 901(12) of the Original Indenture provides that NNC, NNL, NNI and the Trustee
may enter into indentures supplemental to the Original Indenture to cure any ambiguity or to
correct or supplement any provision therein that may be defective or inconsistent with any other
provision therein;

     WHEREAS, NNC, NNL and NNI have determined that clause (b) of the definition of Consolidated
Fixed Charge Coverage Ratio in the Original Indenture is defective and inconsistent with the other
provisions of such definition; and

WHEREAS, EACH OF NNC and NNL has changed the location of its principal place of business;

     NOW, THEREFORE, THIS SECOND SUPPLEMENTAL INDENTURE WITNESSETH:

SECTION 1.  Amendment.

     (a) The preamble of the Original Indenture is hereby amended by replacing each reference to
“8200 Dixie Road, Suite 100, Brampton, Ontario, Canada L6T 5P6” with “195 The West Mall, Toronto,
Ontario, Canada M9C 5K1.”

     (b) Clause (b) of the definition of Consolidated Fixed Charge Coverage Ratio in the Original
Indenture is hereby amended and restated in its entirety to read as follows: “(i) any asset sale
during the Four Quarter Period or at any time subsequent to the last day of the Four Quarter Period
and on or prior to the Transaction Date involving the sale of a Subsidiary or line of business by
NNC or any of its Subsidiaries, in each case, that accounted for at least $150,000,000 of NNC’s
consolidated revenue for the Four Quarter Period and (ii) any Asset Acquisition by NNC or any of
its Subsidiaries during the Four Quarter Period or at any time subsequent to the last day of the
Four Quarter Period and on or prior to the Transaction Date which would have accounted for at least
$150,000,000 of NNC’s consolidated revenue for the

2

 

Four Quarter Period, in each case, so as to exclude or include, as the case may be, NNC’s good
faith estimate of any Adjusted EBITDA (including any pro forma expense and cost reductions
calculated on a basis consistent with Regulation S-X under the Exchange Act) attributable to the
assets which are the subject of such asset sale or Asset Acquisition, as if such asset sale or
Asset Acquisition occurred on the first day of the Four Quarter Period.”

SECTION 2.  Counterparts.

     This Second Supplemental Indenture may be executed in any number of counterparts, each of
which shall be an original but such counterparts shall together constitute but one and the same
instrument.

3

 

     IN WITNESS WHEREOF, the parties hereto have caused this Second Supplemental Indenture to be
duly executed as of the day, month and year first above written.

	 	 	 	 	 
	 	NORTEL NETWORKS LIMITED, as Issuer

 

 	 
	 	By:  	/s/ KATHARINE B. STEVENSON
 	 
	 	 	Name:  	Katharine B. Stevenson 	 
	 	 	Title:  	Treasurer 	 
	 
	 	 	 
	 	By:  	                              /s/ GORDON A. DAVIES
 	 
	 	 	Name:  	Gordon A. Davies 	 
	 	 	Title:  	General Counsel – Corporate and

Corporate Secretary 	 
	 
	 	NORTEL NETWORKS CORPORATION, as Guarantor

 

 	 
	 	By:  	/s/ KATHARINE B. STEVENSON
 	 
	 	 	Name:  	Katharine B. Stevenson 	 
	 	 	Title:  	Treasurer 	 
	 
	 	 	 
	 	By:  	                              /s/ GORDON A. DAVIES
 	 
	 	 	Name:  	Gordon A. Davies 	 
	 	 	Title:  	General Counsel – Corporate and

Corporate Secretary 	 
	 
	 	NORTEL NETWORKS INC., as Guarantor

 

 	 
	 	By:  	/s/ GORDON A. DAVIES
 	 
	 	 	Name:  	Gordon A. Davies             	 
	 	 	Title:  	Assistant Secretary 	 
	 
	 	THE BANK OF NEW YORK, as Trustee

 

 	 
	 	By:  	/s/ VANESSA MACK	 
	 	 	Name:  	Vanessa Mack	 
	 	 	Title:  	Vice President	 
	 

4

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00122-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00122-of-00352.parquet"}]]