Document:

exv4w3

 

EXHIBIT 4.3

 

 

EXHIBIT A

[FORM OF INITIAL NOTE AND ADDITIONAL NOTE]

THIS SECURITY HAS NOT BEEN REGISTERED UNDER SECTION 5 OF THE SECURITIES ACT OF 1933, AS AMENDED
(THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS. NEITHER THIS SECURITY NOR ANY INTEREST OR
PARTICIPATION HEREIN MAY BE REOFFERED, SOLD, ASSIGNED, TRANSFERRED, PLEDGED, ENCUMBERED OR
OTHERWISE DISPOSED OF IN THE ABSENCE OF SUCH REGISTRATION OR UNLESS SUCH TRANSACTION IS EXEMPT
FROM, OR NOT SUBJECT TO, SUCH REGISTRATION.

THE HOLDER OF THIS SECURITY, BY ITS ACCEPTANCE HEREOF, (1) REPRESENTS THAT (A) IT IS A “QUALIFIED
INSTITUTIONAL BUYER” (AS DEFINED IN RULE 144A UNDER THE SECURITIES ACT), (B) IT IS A NON-U.S.
PURCHASER AND IS ACQUIRING THIS SECURITY IN AN OFFSHORE TRANSACTION WITHIN THE MEANING OF
REGULATION S UNDER THE SECURITIES ACT, OR (C) IT IS AN INSTITUTIONAL “ACCREDITED INVESTOR” WITHIN
THE MEANING OF SUBPARAGRAPH (a)(l), (2), (3) OR (7) OF RULE 501 UNDER THE SECURITIES ACT, AND (2)
AGREES TO OFFER, SELL, PLEDGE OR OTHERWISE TRANSFER SUCH SECURITY OR ANY INTEREST OR PARTICIPATION
HEREIN, PRIOR TO THE DATE WHICH IS TWO YEARS (OR SUCH SHORTER PERIOD THAT MAY BE HEREINAFTER
PROVIDED UNDER RULE 144(K) UNDER THE SECURITIES ACT PERMITTING RESALES OF RESTRICTED SECURITIES BY
NON-AFFILIATES WITHOUT RESTRICTION) (THE “RESALE RESTRICTION TERMINATION DATE”) AFTER THE LATER OF
THE ORIGINAL ISSUE DATE HEREOF AND THE LAST DATE ON WHICH BROADVIEW NETWORKS HOLDINGS, INC. OR ANY
AFFILIATE OF BROADVIEW NETWORKS HOLDINGS, INC. WAS THE OWNER OF THIS SECURITY (OR ANY PREDECESSOR
OF SUCH SECURITY), ONLY (A) TO BROADVIEW NETWORKS HOLDINGS, INC. OR ANY OF ITS SUBSIDIARIES, (B)
PURSUANT TO A REGISTRATION STATEMENT WHICH HAS BEEN DECLARED EFFECTIVE UNDER THE SECURITIES ACT,
(C) FOR SO LONG AS THE SECURITIES ARE ELIGIBLE FOR RESALE PURSUANT TO RULE 144A UNDER THE
SECURITIES ACT, TO A PERSON IT REASONABLY BELIEVES IS A “QUALIFIED INSTITUTIONAL BUYER” AS DEFINED
IN RULE 144A UNDER THE SECURITIES ACT THAT PURCHASES FOR ITS OWN ACCOUNT OR FOR THE ACCOUNT OF A
QUALIFIED INSTITUTIONAL BUYER TO WHOM NOTICE IS GIVEN THAT THE TRANSFER IS BEING MADE IN RELIANCE
ON RULE 144A, (D) PURSUANT TO OFFERS AND SALES TO NON-U.S. PERSONS THAT OCCUR OUTSIDE THE UNITED
STATES WITHIN THE MEANING OF REGULATION S UNDER THE SECURITIES ACT, (E) TO AN INSTITUTIONAL
“ACCREDITED INVESTOR” WITHIN THE MEANING OF SUBPARAGRAPH (A)(l), (2), (3) OR (7) OF RULE 501 UNDER
THE SECURITIES ACT THAT IS ACQUIRING THE SECURITY FOR ITS OWN ACCOUNT, OR FOR THE ACCOUNT OF SUCH
AN INSTITUTIONAL ACCREDITED INVESTOR, FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TO, OR FOR OFFER
OR SALE IN CONNECTION WITH, ANY DISTRIBUTION IN VIOLATION OF THE SECURITIES ACT, (F) PURSUANT TO
ANOTHER AVAILABLE EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT,

A-1

 

SUBJECT TO THE RIGHT OF BROADVIEW NETWORKS HOLDINGS, INC. AND THE TRUSTEE, OR OF THE TRANSFER
AGENT, AS APPLICABLE, PRIOR TO ANY SUCH OFFER, SALE OR TRANSFER PURSUANT TO CLAUSE (D), (E) OR (F)
TO REQUIRE THE DELIVERY OF AN OPINION OF COUNSEL, CERTIFICATION AND/OR OTHER INFORMATION
SATISFACTORY TO EACH OF THEM, AND IN EACH OF THE FOREGOING CASES, IN ACCORDANCE WITH ANY APPLICABLE
SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR ANY APPLICABLE JURISDICTION. IN EACH OF THE
FOREGOING CASES, A CERTIFICATE OF TRANSFER IN THE FORM APPEARING ON THE OTHER SIDE OF THIS SECURITY
SHALL BE COMPLETED AND DELIVERED BY THE TRANSFEROR TO THE TRUSTEE. THIS LEGEND WELL BE REMOVED UPON
THE REQUEST OF THE HOLDER AFTER THE RESALE RESTRICTION TERMINATION DATE.

A-2

 

BROADVIEW
NETWORKS HOLDINGS, INC.

113/8% SENIOR SECURED NOTES DUE 2012

CUSIP No.[     ]

			
	No. [  ]
	 	$[     ]

     Broadview Networks Holdings, Inc., a Delaware corporation (the “Company,” which term
includes any successor entity), for value received promises to pay to
                                         or registered assigns the principal sum of                                   
       Dollars (or such
principal amount as may be set forth in the records of the Trustee hereinafter referred to in
accordance with the Indenture) on September 1, 2012, and to pay interest thereon as hereinafter set
forth.

          Interest Rate: 113/8%

          Interest Payment Dates: Interest will be payable semi-annually in cash in arrears on March 1 and
September 1 of each year, beginning on March 1, 2007.

          Record Dates: February 15 and August 15.

          Reference is made to the further provisions of this Note contained on the reverse side of this
Note, which will for all purposes have the same effect as if set forth at this place.

          IN WITNESS WHEREOF, the Company has caused this Note to be signed manually or by facsimile by its
duly authorized officer.

	 	 	 	 	 
	 	BROADVIEW NETWORKS HOLDINGS, INC.

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

Dated: August 23, 2006

A-3exv4w4

 

EXHIBIT 4.4

 

 

FORM OF GUARANTEE

          The undersigned and its successors under the Indenture has irrevocably and unconditionally
guaranteed, on a senior secured basis to the extent set forth in the Indenture, dated as of August
23, 2006, by and among Broadview Networks Holdings, Inc. (the “Company”), the Guarantors and
Bank of New York, as Trustee and Collateral Agent (the “Indenture”), (i) the due and
punctual payment of the principal of, premium, if any, and interest on the Notes, whether at
maturity, by acceleration or otherwise, the due and punctual payment of interest on the
overdue principal of (including interest accruing at the then applicable rate provided in the
Indenture, the Notes, the Guarantees or any Collateral Agreement after the occurrence of any Event
of Default set forth in Section 6.01(6) or (7) of the Indenture, whether or not a
claim for post-filing or post-petition interest is allowed under applicable law following the
institution of a proceeding under bankruptcy, insolvency or similar law) and interest on the Notes,
to the extent lawful, and the due and punctual performance of all other obligations of the Company
to the Holders or the Trustee all in accordance with the terms set forth in Article Ten of the
Indenture and (ii) in case of any extension of time of payment or renewal of any Notes or any of
such other obligations, that the same will be promptly paid in full when due or performed in
accordance with the terms of the extension or renewal, whether at stated maturity, by acceleration
or otherwise. Capitalized terms used herein have the meanings assigned to them in the Indenture
unless otherwise indicated.

          THE OBLIGATIONS OF THE UNDERSIGNED TO HOLDERS OF THE NOTES AND TO THE TRUSTEE PURSUANT TO THIS
NOTATION OF GUARANTEE (THE “GUARANTEE”) AND THE INDENTURE ARE EXPRESSLY SET FORTH IN ARTICLE TEN OF
THE INDENTURE AND REFERENCE IS HEREBY MADE TO THE INDENTURE FOR THE PRECISE TERMS OF THE GUARANTEE
AND ALL OTHER PROVISIONS OF THE INDENTURE TO WHICH THE GUARANTEE RELATES. EACH HOLDER OF A NOTE, BY
ACCEPTING THE SAME, (A) AGREES TO AND SHALL BE BOUND BY SUCH PROVISIONS AND (B) APPOINTS THE
TRUSTEE ATTORNEY-IN-FACT FOR SUCH HOLDER FOR SUCH PURPOSES.

          This Guarantee shall be governed by and construed in accordance with the laws of the State of New
York.

	 	 	 	 	 
	 	[NAME OF GUARANTOR] 

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

A-11exv4w5

 

	 	 	 	 	 

EXHIBIT 4.5

 

 

EXHIBIT B

[FORM OF EXCHANGE NOTE]

BROADVIEW NETWORKS HOLDINGS, INC.

113/8% SENIOR SECURED NOTES DUE 2012

	 	 	 
	CUSIP No.[       ]
	 	 
	No. [   ]

	 	$[       ]

     Broadview Networks Holdings, Inc., a Delaware corporation (the “Company,” which term
includes any successor entity), for value received promises to pay to
                                         or registered assigns the principal sum of                                   
       Dollars (or such principal
amount as may be set forth in the records of the Trustee hereinafter referred to in accordance with
the Indenture) on September 1, 2012, and to pay interest thereon as hereinafter set forth.

          Interest Rate: 113/8%

          Interest Payment Dates: Interest will be payable semi-annually in cash in arrears on March 1 and
September 1 of each year, beginning on March 1, 2007.

          Record Dates: February 15 and August 15.

          Reference is made to the further provisions of this Note contained on the reverse side of this
Note, which will for all purposes have the same effect as if set forth at this place.

          IN WITNESS WHEREOF, the Company has caused this Note to be signed manually or by facsimile by its
duly authorized officer.

	 	 	 	 	 
	 	BROADVIEW NETWORKS HOLDINGS, INC. 

 	 
	 	By:  	
 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

Dated: August 23, 2006

B-1exv4w6

 

EXHIBIT 4.6

 

 

FORM OF GUARANTEE

          The undersigned and its successors under the Indenture has irrevocably and unconditionally
guaranteed, on a senior secured basis to the extent set forth in the Indenture, dated as of August
23, 2006, by and among Broadview Networks Holdings, Inc. (the “Company”), the Guarantors
and Bank of New York, as Trustee and Collateral Agent (the “Indenture”), (i) the due and
punctual payment of the principal of, premium, if any, and interest on the Notes, whether at
maturity, by acceleration or otherwise, the due and punctual payment of interest on the overdue
principal of (including interest accruing at the then applicable rate provided in the Indenture,
the Notes, the Guarantees or any Collateral Agreement after the occurrence of any Event of Default
set forth in Section 6.01(6) or (7) of the Indenture, whether or not a claim for
post-filing or post-petition interest is allowed under applicable law following the institution of
a proceeding under bankruptcy, insolvency or similar law) and interest on the Notes, to the extent
lawful, and the due and punctual performance of all other obligations of the Company to the Holders
or the Trustee all in accordance with the terms set forth in Article Ten of the Indenture and (ii)
in case of any extension of time of payment or renewal of any Notes or any of such other
obligations, that the same will be promptly paid in full when due or performed in accordance with
the terms of the extension or renewal, whether at stated maturity, by acceleration or otherwise.
Capitalized terms used herein have the meanings assigned to them in the Indenture unless otherwise
indicated.

          THE OBLIGATIONS OF THE UNDERSIGNED TO HOLDERS OF THE NOTES AND TO THE TRUSTEE PURSUANT TO THIS
NOTATION OF GUARANTEE (THE “GUARANTEE”) AND THE INDENTURE ARE EXPRESSLY SET FORTH IN ARTICLE TEN OF
THE INDENTURE AND REFERENCE IS HEREBY MADE TO THE INDENTURE FOR THE PRECISE TERMS OF THE GUARANTEE
AND ALL OTHER PROVISIONS OF THE INDENTURE TO WHICH THE GUARANTEE RELATES. EACH HOLDER OF A NOTE, BY
ACCEPTING THE SAME, (A) AGREES TO AND SHALL BE BOUND BY SUCH PROVISIONS AND (B) APPOINTS THE
TRUSTEE ATTORNEY-IN-FACT FOR SUCH HOLDER FOR SUCH PURPOSES.

          This Guarantee shall be governed by and construed in accordance with the laws of the State of New
York.

	 	 	 	 	 
	 	[NAME OF GUARANTOR] 

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

B-9

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