Document:

EX-4.5

 Exhibit 4.5 
  

			
	RIGHTS CERTIFICATE #:	  	NUMBER OF RIGHTS

 THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY’S PROSPECTUS 

DATED _____ __, 2019 (THE “PROSPECTUS”) AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF 

THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM INNISFREE M&A INCORPORATED, THE INFORMATION AGENT. 

ROADRUNNER TRANSPORTATION SYSTEMS, INC. 

Incorporated under the laws of the State of Delaware 

TRANSFERABLE SUBSCRIPTION RIGHTS CERTIFICATE 

Evidencing Transferable Subscription Rights to Purchase Shares of Common Stock of Roadrunner Transportation Systems, Inc. 

Subscription Price: $0.50 per Share 

THE SUBSCRIPTION RIGHTS WILL EXPIRE IF NOT EXERCISED ON OR BEFORE 5:00 P.M., NEW YORK CITY TIME, 

ON FEBRUARY 19, 2019, UNLESS EXTENDED BY THE COMPANY 

REGISTERED 
     OWNER: 

 

					
	THIS CERTIFIES THAT the registered owner whose name is inscribed hereon is the owner of the number of transferable subscription rights (“Rights”) set forth above. Each Right entitles the holder thereof to subscribe for and
purchase shares of common stock, with a par value of $0.01 per share, of Roadrunner Transportation Systems, Inc., a Delaware corporation, at a subscription price of $0.50 per share (the “Basic Subscription Privilege”), pursuant to a rights
offering (the “Rights Offering”), on the terms and subject to the conditions set forth in the Prospectus and the “Instructions as to Use of Roadrunner Transportation Systems, Inc. Subscription Rights Certificates” accompanying
this Subscription Rights Certificate.    If any shares of Common Stock available for purchase in the Rights Offering are not purchased by other holders of Rights pursuant to the	  	 exercise of their Basic Subscription Privilege (the “Excess Shares”), any Rights holder that exercises its
Basic Subscription Privilege in full may subscribe for a number of Excess Shares pursuant to the terms and conditions of the Rights Offering, subject to proration, as described in the Prospectus (the “Over-Subscription
Privilege”).    The Rights    represented by this Subscription Rights Certificate may be exercised by completing Form 1 and any other appropriate forms on the reverse side hereof and by retuning the full
payment of the subscription price for each share of common stock in accordance with the “Instructions as to Use of Sample corporation, Inc. Subscription Rights Certificates” that accompany this Subscription Rights Certificate.
	  	

	  
 This Subscription Rights Certificate is not valid unless
countersigned by the subscription agent and registered by the registrar. Witness the seal of Sample Corporation and the signatures of its duly authorized officers.

	  
 Dated:
	  	
	
                       
                                 

Chief Executive Officer
	  	
                       
                                         
        
 President, Chief Operating Officer,

and Secretary

 DELIVERY OPTIONS FOR SUBSCRIPTION RIGHTS CERTIFICATE 

Delivery other than in the manner or to the address listed below will not constitute valid delivery. 

If delivering by mail, hand or overnight courier: 

American Stock Transfer & Trust Company, LLC 

Operations Center 
 Attn:
Reorganization Department 
 6201 15th Avenue 

Brooklyn, New York 11219 

PLEASE PRINT ALL INFORMATION CLEARLY AND LEGIBLY. 

 

 FORM 1-EXERCISE OF SUBSCRIPTION RIGHTS 

To subscribe for shares pursuant to your Basic Subscription Right, please complete lines (a) and (c) and sign under Form 4 below. To subscribe for shares
pursuant to your Over-Subscription Right, please also complete line (b) and sign under Form 4 below. To the extent you subscribe for more Shares than you are entitled under either the Basic Subscription Right or the Over-Subscription Right, you
will be deemed to have elected to purchase the maximum number of shares for which you are entitled to subscribe under the Basic Subscription Right or Over-Subscription Right, as applicable. 

(a) EXERCISE OF BASIC SUBSCRIPTION RIGHT: 
 I apply for _________
shares x $ 0.50      =      $____________ 
         (no.
of new shares)  (subscription price)   (amount enclosed) 
 (b) EXERCISE OF OVER-SUBSCRIPTION RIGHT 

If you have exercised your Basic Subscription Right in full and wish to subscribe for additional shares in an amount equal to up to the number of shares of
Common Stock for which you were entitled to subscribe for pursuant to your Basic Subscription Right: 
 I apply for __________ shares x $
0.50      =      $___________ 
       (no. of new
shares)  (subscription price)    (amount enclosed) 
 (c) Total Amount of Payment
Enclosed    =    $____________ 
 METHOD OF PAYMENT (CHECK ONE) 

 

	☐	 Certified check or bank draft payable to “American Stock Transfer & Trust Company, LLC as
Subscription Agent.” 

  

	☐	 Wire transfer of immediately available funds directly to the account maintained by American Stock
Transfer & Trust Company, LLC, as Subscription Agent, for purposes of accepting subscriptions in this Rights Offering at JPMorgan Chase Bank, 55 Water Street, New York, New York 10005, SWIFT Code CHASUS33, ABA #021000021, Account # 530-354616, Beneficiary: American Stock Transfer, Reference: AST as Subscription Agent for Roadrunner Transportation Systems, Inc. (please include rights holder’s name in reference). 

FORM 2-TRANSFER TO DESIGNATED TRANSFEREE 
 To transfer
your subscription rights to another person, complete this Form 2 and have your signature guaranteed under Form 5. 
 For value received ______________ of
the subscription rights represented by this Subscription Rights Certificate are assigned to: 

			
	  

	  

	Social Security #	  	  

			
	Signature(s):	  	  

 IMPORTANT: The signature(s) must correspond with the name(s) as printed on the reverse of this Subscription Rights Certificate
in every particular, without alteration or enlargement, or any other change whatsoever.

 FORM 3-DELIVERY TO DIFFERENT ADDRESS 

If you wish for the Common Stock underlying your subscription rights, acertificate representing unexercised subscription rights or the proceeds of any sale of
subscription rights to be delivered to an address different from that shown on the face of this Subscription Rights Certificate, please enter the alternate address below, sign under Form 4 and have your signature guaranteed under Form 5. 

			
	  

	  

	  

FORM 4-SIGNATURE 

TO SUBSCRIBE: I acknowledge that I have received the Prospectus for this Rights Offering and I hereby irrevocably subscribe for the number of shares indicated
above on the terms and conditions specified in the Prospectus. 
  

			
	Signature(s):	  	  

 IMPORTANT: The signature(s) must correspond with the name(s) as printed on the reverse of this Subscription Rights Certificate
in every particular, without alteration or enlargement, or any other change whatsoever. 
 FORM 5-SIGNATURE
GUARANTEE 
 This form must be completed if you have completed any portion of Forms 2 or 3. 

 

			
	Signature Guaranteed:	  	  

(Name of Bank or Firm)

  

			
	By:	  	  

(Signature of Officer)

 IMPORTANT: The signature(s) should be guaranteed by an eligible guarantor institution (bank, stock broker, savings &
loan association or credit union) with membership in an approved signature guarantee medallion program pursuant to Securities and Exchange Commission Rule 17Ad-15.

 

  
 FOR INSTRUCTIONS ON THE USE OF SAMPLE
CORPORATION SUBSCRIPTION RIGHTS CERTIFICATES, CONSULT INNISFREE M&A INCORPORATED, THE INFORMATION AGENT, AT (888) 750-5834.EX-4.6

 Exhibit 4.6 
  

 
 FORM SUBSCRIPTION AGENT AGREEMENT 

This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of January         ,
2019, by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and Roadrunner Transportation Systems, Inc. (the “Company”). 

 

	1.	 The Company is distributing to the holders of shares of its common stock, par value $0.01 per share
(“Common Stock”), on January 30, 2019 (the “Record Date”), transferable subscription rights (the “Rights”) to purchase up to an aggregate of 900,000,000 shares of Common Stock (the “Rights Offering”).
Except as set forth in Sections 9 and 10 below, Rights shall cease to be exercisable at 5:00 P.M., New York City time, on February 19, 2019 or such later date of which the Company notifies the Subscription Agent orally and confirms in writing
(the “Expiration Date”). One right will be issued for each share of Common Stock held on the Record Date, and each right will entitle the holder thereof to purchase 23.1379497159 shares of Common Stock (the “Basic Subscription
Right”) at the subscription price of $0.50 per whole share of common stock (the “Subscription Price”). Rights are evidenced by transferable subscription certificates in registered form (“Subscription Certificates”). Holders
of Subscription Certificates who fully exercise all of their Rights under the Basic Subscription Right, other than funds affiliated with Elliott Management Corporation (“Elliott”), will have the right to subscribe for additional shares of
Common Stock, if any, that remain unsubscribed as a result of any unexercised Rights (such additional subscription right being referred to hereafter as the “Additional Subscription Privileged”). The Company has entered into a Standby
Purchase Agreement with Elliott, pursuant to which Elliott has agreed to exercise its Basic Subscription Right in full and purchase from the Company, at the Subscription Price, all unsubscribed shares of Common Stock in the Rights Offering. The
Rights Offering will be conducted in the manner and upon the terms set forth in the Company’s Prospectus dated                      (the
“Prospectus”). 

  

	2.	 The Subscription Agent is hereby appointed to affect the Rights Offering as set forth herein. The Subscription
Agent may rely on, and shall be protected in acting upon, any certificate, instrument, opinion, representation, notice letter or other document delivered to it and believed by it to be genuine and to have been signed by the proper party or parties.

  

	3.	 Enclosed herewith are the following, the receipt of which the Subscription Agent acknowledges by its execution
hereof: 

  

	 	(a)	 a copy of the Prospectus; 

 

	 	(b)	 the form of Subscription Certificate (with instructions); 

  
 1 

	 	(c)	 resolutions adopted by the board of directors of the Company in connection with the Rights Offering, certified
by the secretary of the Company; and 

  

	 	(d)	 notice of guaranteed delivery (“Notice of Guaranteed Delivery”). 

 

	4.	 Within two (2) New York Stock Exchange trading days (“Trading Days”) after the Record Date, the
Subscription Agent shall mail or cause to be mailed to each holder of Common Stock at the close of business on the Record Date a Subscription Certificate evidencing the Rights to which such holder is entitled, a Notice of Guaranteed Delivery, a
Prospectus and an envelope addressed to the Subscription Agent. Prior to mailing, the Company shall provide the Subscription Agent with blank Subscription Certificates which the Subscription Agent shall prepare and issue in the names of holders of
Common Stock of record at the close of business on the Record Date and for the number of Rights to which they are entitled. The Company shall also provide the Subscription Agent with a sufficient number of copies of each of the documents to be
mailed with the Subscription Certificates. 

  

	5.	 Subscription Procedure. 

 

	 	(a)	 Upon the Subscription Agent’s receipt prior to 5:00 P.M., New York City time, on the Expiration Date (by
mail or delivery) of (i) any Subscription Certificate completed and endorsed for exercise, as provided on the reverse side of the Subscription Certificate (except as provided in Section 9 hereof), and (ii) payment in full of the
Subscription Price in U.S. funds by check or wire transfer of immediately available funds at par (without deduction for bank service charges or otherwise) to the order of “American Stock Transfer & Trust Company, LLC” the
Subscription Agent shall as soon as practicable after the Expiration Date, but after performing the procedures described in subsections (b) and (c) below, mail to the subscriber’s registered address on the books of the Company certificates
representing the securities underlying each Right duly subscribed for (pursuant to the Basic Subscription Right and the Additional Subscription Privilege) and furnish a list of all such information to the Company. 

 

	 	(b)	 As soon as practicable after the Expiration Date the Subscription Agent shall calculate the number of shares of
Common Stock to which each subscriber is entitled pursuant to the Additional Subscription Privilege. The Additional Subscription Privilege may only be exercised by holders who subscribe to all the shares of Common Stock that can be subscribed for
under the Basic Subscription Right. The shares of Common Stock available for additional subscriptions will be those that have not been subscribed and paid for pursuant to the Basic Subscription Right (the “Remaining Common Stock”). Where
there is sufficient Remaining Common Stock to satisfy all additional subscriptions by holders exercising their rights under the Additional Subscription Privilege, each holder shall be allotted the number of Additional Common Stock subscribed for. If
the aggregate number of Common Stock subscribed for under the Additional Subscription Privilege exceeds the number of Remaining Common Stock, the number of Remaining Common 

  
 2 

	 	
Stock allotted to each participant in the Additional Subscription Privilege shall be the product (disregarding fractions) obtained by multiplying the number of Remaining Common Stock by a
fraction of which the numerator is the number of shares of Common Stock subscribed for by that participant under the Additional Subscription Privilege and the denominator is the aggregate number of Remaining Common Stock subscribed for by all
participants under the Additional Subscription Privilege. Any fractional share of Common Stock to which persons exercising their Additional Subscription Privilege would otherwise be entitled pursuant to such allocation shall be rounded to the
nearest whole share of Common Stock. 

  

	 	(c)	 Upon calculating the number of shares of Common Stock to which each subscriber is entitled pursuant to the
Additional Subscription Privilege and the amount overpaid, if any, by each subscriber, the Subscription Agent shall, as soon as practicable, furnish a list of all such information to the Company. 

 

	 	(d)	 Upon calculating the number of shares of Common Stock to which each subscriber is entitled pursuant to the
Additional Subscription Privilege and assuming payment for the additional shares of Common Stock subscribed for has been delivered, the Subscription Agent shall mail, as contemplated in subsection (a) above, the certificates representing the
additional securities which the subscriber has been allotted. If a lesser number of shares of Common Stock is allotted to a subscriber under the Additional Subscription Privilege than the subscriber has tendered payment for, the Subscription Agent
shall remit the difference to the subscriber without interest or deduction at the same time as certificates representing the securities allotted pursuant to the Additional Subscription Privilege are mailed. 

 

	 	(e)	 Funds received by the Subscription Agent pursuant to the Basic Subscription Right and the Additional
Subscription Privilege shall be held by it in a segregated account. Upon mailing certificates representing the securities and refunding subscribers for additional shares of Common Stock subscribed for but not allocated, if any, the Subscription
Agent shall promptly remit to the Company all funds received in payment of the Subscription Price for shares of Common Stock issued in the Rights Offering. The Subscription Agent will not be obligated to calculate or pay interest to any holder or
party. 

  

	6.	 Until 5:00 P.M., New York City time, on the third Business Day (as defined below) prior to the Expiration Date,
the Subscription Agent shall facilitate subdivision or transfers of Subscription Certificates by issuing new Subscription Certificates in accordance with the instructions set forth on the reverse side of the Subscription Certificates. As used in
herein, “Business Day” shall mean any day other than a Saturday, a Sunday, or a day on which banking institutions in the State of New York are authorized or obligated by law or executive order to close. 

  
 3 

	7.	 The Company shall have the absolute right to reject any defective exercise of Rights or to waive any defect in
exercise. Unless requested to do so by the Company, the Subscription Agent shall not be under any duty to give notification to holders of Subscription Certificates of any defects or irregularities in subscriptions. Subscriptions will not be deemed
to have been made until any such defects or irregularities have been cured or waived within such time as the Company shall determine. The Subscription Agent shall as soon as practicable return Subscription Certificates with the defects or
irregularities which have not been cured or waived to the holder of the Rights. If any Subscription Certificate is alleged to have been lost, stolen or destroyed, the Subscription Agent should follow the same procedures followed for lost stock
certificates representing Common Stock it uses in its capacity as transfer agent for the Company’s Common Stock. 

  

	8.	 If prior to 5:00 P.M., New York City time, on the Expiration Date the Subscription Agent receives
(i) payment in full of the Subscription Price for the shares of Common Stock being subscribed for and (ii) a guarantee notice substantially in the form of the notice of guaranteed delivery (“Notice of Guaranteed Delivery”)
delivered with the Subscription Certificate, from a financial institution having an office or correspondent in the United States, or a member firm of any registered United States national securities exchange or of FINRA stating the certificate
number of the Subscription Certificate relating to the Rights, the name and address of the exercising subscriber, the number of Rights represented by the Subscription Certificate held by such exercising subscriber, the number of shares of Common
Stock being subscribed for pursuant to the Rights and guaranteeing the delivery to the Subscription Agent of the Subscription Certificate evidencing such Rights within two (2) Trading Days following the date of the Notice of Guaranteed
Delivery, then the Rights may be exercised even though the Subscription Certificate was not delivered to the Subscription Agent prior to 5:00 P.M., New York City time, on the Expiration Date, provided that within two Trading Days following the date
of the Notice of Guaranteed Delivery the Subscription Agent receive the properly completed Subscription Certificate evidencing the Rights being exercised, with signatures guaranteed if required. 

 

	9.	 If requested, the Subscription Agent shall deliver to the Company copies of the exercised Subscription
Certificates in accordance with written directions received from the Company. The Subscription Agent shall deliver to the subscribers who have duly exercised Rights, at their registered addresses certificates representing the securities subscribed
for as instructed on the reverse side of the Subscription Certificates. 

  

	10.	 The Subscription Agent shall notify the Company by telephone before the close of business on each Business Day
during the period commencing five (5) Business Days after the mailing of the Rights and ending at the Expiration Date (and in the case of guaranteed deliveries ending two (2) Trading Days after the Expiration Date) (a “daily
notice”), which notice shall thereafter be confirmed in writing, of (i) the number of Rights exercised on the day covered by such daily notice, (ii) the number of Rights subject to guaranteed exercises on the day covered by such daily
notice, (iii) the number of Rights for which defective exercises have been received on the day covered by such daily notice, and (iv) the cumulative total of the information set forth in clauses (i) through (iii) above. At or before
5:00 P.M., New York City time, on the first Trading Day following the Expiration Date the Subscription Agent shall certify in writing to the 

  
 4 

	 	
Company the cumulative total through the Expiration Date of all the information set forth in clauses (i) through (iii) above. As soon as reasonably practicable, but no later than 10:00 A.M.,
New York City time, on the fourth Trading Day following the Expiration Date the Subscription Agent will execute and deliver to the Company a certificate setting forth the number of Rights exercised pursuant to a Notice of Guaranteed Delivery and as
to which Subscription Certificates have been timely received. The Subscription Agent shall also maintain and update a listing of holders who have fully or partially exercised their Rights, holders who have transferred their Rights and their
transferees, and holders who have not exercised their Rights. The Subscription Agent shall provide the Company or its designees with such information compiled by the Subscription Agent pursuant to this Section 10 as any of them shall request.

  

	11.	 With respect to notices or instructions to be provided by the Company hereunder, the Subscription Agent may
rely and act on any written instruction signed by any one or more of the following authorized officers or employees of the Company: 

  

					
	                            	 	 Name
	  	 Title

		 	Curtis W. Stoelting	  	Chief Executive Officer
		 	Michael L. Gettle	  	Chief Operating Officer
		 	Terence R. Rogers	  	Chief Financial Officer

  

	12.	 Whether or not the Rights Offering is consummated, the Company agrees to pay the Subscription Agent for
services rendered hereunder, as set forth in the schedule attached to this Agreement. 

  

	13.	 The Subscription Agent may employ or retain such agents (including but not limited to, vendors, advisors and
subcontractors), subject to the prior approval of the Company, as it reasonably requires to perform its duties and obligations hereunder; may pay reasonable remuneration for all services so performed by such agents; shall not be responsible for any
misconduct on the part of such agents; and in the case of counsel, may rely on the written advice or opinion of such counsel, which shall be full and complete authorization and protection in respect of any action taken, suffered or omitted by the
Subscription Agent hereunder in good faith and in accordance with such advice or opinion. Additionally, the Subscription Agent shall identify, report and deliver any unclaimed property and/or payments to all states and jurisdictions for the Company
in accordance with applicable abandoned property law. The Subscription Agent shall also provide information agent services to the Company on terms to be mutually agreed upon by the parties hereto. 

 

	14.	 The Company hereby covenants and agrees to indemnify, reimburse and hold the Subscription Agent and its
officers, directors, employees and agents harmless against any loss, liability or reasonable expense (including legal and other fees and expenses) incurred by the Subscription Agent arising out of or in connection with entering into this Agreement
or the performance of its duties hereunder, except for such losses, liabilities or expenses incurred as a result of its gross negligence, bad faith or willful misconduct. The Company shall not be liable under this indemnity with respect to any claim
against 

  
 5 

	 	
the Subscription Agent unless the Company is notified of the written assertion of a claim against it, or of any action commenced against it, promptly after it shall have received any such written
information as to the nature and basis of the claim; provided, however, that failure by the Subscription Agent to provide such notice shall not relieve the Company of any liability hereunder if no prejudice occurs. 

In no event shall the Subscription Agent have any liability for any incidental, special, statutory, indirect or consequential damages, or for
any loss of profits, revenue, data or cost of cover. 
 All provisions regarding indemnification, liability and limits thereon shall survive
the resignation or removal of the Subscription Agent or the termination of this Agreement. 
  

	15.	 Any notice or communication by the Subscription Agent or the Company to the other is duly given if in writing
and delivered in person or via first class mail (postage prepaid), or overnight air courier to the other’s address. 

If to the Company: 
 Roadrunner
Transportation Systems, Inc. 
 1431 Opus Place, Suite 530 

Downers Grove, Illinois 60515 

Attn: Curtis W. Stoelting 
 Tel:
(414) 615-1500 
 with copy to: 

Greenberg Traurig, LLP 
 2375 E.
Camelback Road, Suite 700 
 Phoenix, Arizona 85016 

Attn: Brian H. Blaney 
 Tel: (602)
445-8322 
 If to the Subscription Agent: 

American Stock Transfer & Trust Company, LLC 

6201 15th Avenue 
 Brooklyn, New
York 11219 
 Attn: Corporate Actions 

Tel: (718) 921.8200 
 with copy
to: 
 American Stock Transfer & Trust Company, LLC 

6201 15th Avenue 
 Brooklyn, New
York 11219 
 Attn: General Counsel 

Tel: (718) 921.8200 

  
 6 

 The Subscription Agent and the Company may, by notice to the other, designate additional or
different addresses for subsequent notices or communications. 
  

	16.	 If any provision of this Agreement shall be held illegal, invalid, or unenforceable by any court, this
Agreement shall be construed and enforced as if such provision had not been contained herein and shall be deemed an Agreement between us to the full extent permitted by applicable law. 

 

	17.	 This Agreement shall be governed by and construed in accordance with the laws of the State of New York, without
giving effect to principles of conflicts of law, and shall inure to the benefit of and be binding upon the successors and permitted assigns of the parties hereto. 

 

	18.	 Neither this Agreement, nor any rights or obligations hereunder, may be assigned by either party without the
written consent of the other party. However, the Subscription Agent may assign this Agreement or any rights granted hereunder, in whole or in part, either to affiliates, another division, subsidiaries or in connection with its reorganization or to
successors of all or a majority of the Subscription Agent’s assets or business without the prior written consent of the Company. 

  

	19.	 No provision of this Agreement may be amended, modified or waived, except in writing signed by all of the
parties hereto. This Agreement may be executed in counterparts, each of which shall be for all purposes deemed an original, but all of which together shall constitute one and the same instrument. 

 

	20.	 Nothing herein contained shall amend, replace or supersede any agreement between the Company and the
Subscription Agent to act as the Company’s transfer agent, which agreement shall remain of full force and effect. 

[signature page follows] 

  
 7 

 This Subscription Agent Agreement has been executed by the parties hereto as of the date
first written above. 
  

			
	ROADRUNNER TRANSPORTATION SYSTEMS, INC.
		
	By:	 	  

		 	Name: Curtis W. Stoelting
		 	Title:   Chief Executive Officer

  

			
	Agreed & Accepted:
	
	AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC
		
	By:	 	  

		 	Name:
		 	Title:

  
 8 

					
	 	  	Fee Schedule	 
	 One-time administration fee
	  	$	22,000.00	 
	 Per exercise received
	  	$	 20.00	 
	 Per extension to Expiration Date
	  	$	 3,500.00	 
	 Rights CUSIP eligibility fee
	  	$	 1,000.00	 

 Customary out-of-pocket expenses 

Fees are payable prior to the Launch date 

Santander Bank NA. 
 601 Penn Street 

Reading, PA 19601 
 ABA # 231372691 

SWIFT CODE: SVRNUS33 
 For further credit to: American Stock
Transfer & Trust, LLC 
 6201 15TH Avenue 

Brooklyn, NY 11219 
 Account # 3036002123 

Reference: Company name 
 Attn: Accounts Receivable 

The party below is responsible for payment of the fees: 

Name: Roadrunner Transportation Systems, Inc. 

Attention: Terence R. Rogers 

Address: 1431 Opus Place, Suite 530 

                Downers Grove, Illinois 60515 

Phone: (414) 615-1500 

Email: trogers@rrts.com 
 The fees quoted in this
schedule apply to services ordinarily rendered by American Stock Transfer & Trust Company, LLC (“AST”) as subscription agent and are subject to adjustment based on final review of documents, or when AST is called upon to undertake
unusual duties or responsibilities, or as changes in law, procedures, or the cost of doing business demand. Out-of-pocket expenses include, but are not limited to,
1099’s (calculations, production, print, mail, and IRS reporting), cost basis calculations and reporting, and regulatory mailings. Furthermore, the fees quoted in this schedule are based upon information provided to AST and are subject to
change upon modification or supplementation of such information resulting in the provision of additional services by AST. Services in addition to and not contemplated in this Agreement, including, but not limited to, document amendments and
revisions, calculations, notices and reports, legal fees and unanticipated transaction costs (including charges for wire transfers, checks, internal transfers and securities transactions) will be billed as extraordinary expenses. 

  
 9

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