Document:

Exhibit 4.1

 

	
  

  	
  State Of California

  Secretary of State

  Kevin Shelley

  	
   

  	
  This
  Space For Filing Use Only

  
	
  LIMITED PARTNERSHIP

  CERTIFICATE OF CANCELLATION

  
	
   

  
	
  IMPORTANT – Read instructions before completing this
  form

  
	
   

  
	
  NOTE: THIS CERTIFICATE OF CANCELLATION (LP-4/7)
  MUST BE FILED IN ORDER TO CANCEL YOUR CERTIFICATE OR REGISTRATION OF LIMITED
  PARTNERSHIP AND  YOUR
  LIABILITY FOR ANY TAX AS A LIMITED PARTNERSHIP.

  
	
   

  
	
   

  	
   

  
	
  1.

  	
  SECRETARY OF STATE FILE
  NUMBER

  	
  2. 

  	
  NAME OF LIMITED PARTNERSHIP 

  
	
   

  	
   

  	
  198527700005

  	
   

  	
  Excel Properties, Ltd., A California Limited Partnership

  
	
   

  	
   

  
	
  3. 

  	
  THE LIMITED PARTNERSHIP
  HEREBY CANCELS ITS (CHECK ONE): 

  
	
   

  	
   

  
	
   

  	
  ý   CERTIFICATE
  OF LIMITED PARTNERSHIP (LP-1) PURSUANT
  TO SUBDIVISION (B)(1) OF
  SECTION 15623
  OF THE CALIFORNIA CORPORATIONS CODE. 

  
	
   

  	
   

  
	
   

  	
  o   REGISTRATION
  OF FOREIGN LIMITED PARTNERSHIP (LP-5) PURSUANT
  TO SECTION 15898
  OF THE CALIFORNIA CORPORATIONS CODE.

  
	
   

  	
   

  
	
  4. 

  	
  OTHER INFORMATION THE
  PARTNERS FILING THE CERTIFICATE OF CANCELLATION DETERMINE TO INCLUDE, IF ANY: (ATTACH
  ADDITIONAL PAGES, IF NECESSARY) 

  
	
   

  	
   

  
	
   

  	
  None

  
	
   

  	
   

  
	
  5. 

  	
  I DECLARE THAT I AM THE
  PERSON WHO EXECUTED THIS INSTRUMENT, WHICH EXECUTION IS MY ACT AND
  DEED.

  
	
   

  	
   

  
	
   

  	
  /s/ Gary B. Sabin

  	
   

  	
  General Partner

  
	
   

  	
  SIGNATURE OF AUTHORIZED
  PERSON

  	
   

  	
  POSITION OR TITLE OF
  AUTHORIZED PERSON

  
	
   

  	
   

  
	
   

  	
  Gary B. Sabin

  	
   

  	
  February 3, 2005

  
	
   

  	
  TYPE OR PRINT NAME OF
  AUTHORIZED PERSON

  	
   

  	
  DATE

  
	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  SIGNATURE OF AUTHORIZED
  PERSON

  	
   

  	
  POSITION OR TITLE OF
  AUTHORIZED PERSON

  
	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  TYPE OR PRINT NAME OF
  AUTHORIZED PERSON

  	
   

  	
  DATE

  
	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  SIGNATURE OF AUTHORIZED
  PERSON

  	
   

  	
  POSITION OR TITLE OF
  AUTHORIZED PERSON

  
	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  TYPE OR PRINT NAME OF
  AUTHORIZED PERSON

  	
   

  	
  DATE

  
	
   

  	
   

  	
   

  
	
  LP-4/7 (REV. 07/2003) 

  	
  Approved
  by Secretary of StateExhibit 4.2

 

	
  Request
  for Tax Clearance Certificate

  	
  CALIFORNIA FORM

  	 

	
  Limited
  Liability Company or Limited Liability Partnership 

  	
  3555L

  	 

	
   

  	 

	
  Limited
  Liability Company (LLC) or Limited Liability Partnership (LLP) Name

  	
   

  	
  Secretary of
  State File Number

  	 

	
  Excel Properties,
  Ltd., A California Limited Partnership

  	
  198527700005

  	 

	
   

  	
   

  	 

	
  Current
  Address

  	
  92128

  	
   Phone
  Number

  	
  Federal
  Employer Identification Number

  	 

	
  17140 Bernardo
  Center Dr. #310, San Diego, CA

  	
   (858)
  913-1800

  	
  87-0426335

  	 

	
   

  	
   

  	 

	
  Date
  business commenced in 

  	
  Date business
  ceased or will cease 

  	
  Latest
  California tax return

  	 

	
  California:

  	
  in
  California:

  	
  Income
  period:

  	
  Date filed:

  	 

	
  1985

  	
  12-31-2004

  	
  12-31-2004

  	
   

  	 

	
   

  	
   

  	 

	
  All tax returns must be filed and balances due must be paid or secured
  before we will issue a Tax Clearance Certificate. All returns will remain
  subject to audit until the expiration of the normal statutes of limitations.

  	
   

  	
  Has the IRS
  changed the LLC’s or LLP’s income tax liability for any years that you have
  not reported to us?

  	 

	
   

  	
  o  Yes

  	
  ý No

  	 

	
   

  	
   

  	 

	
  If an
  individual or another business entity will act as the Assumer of any future
  tax liability, check the Assumer box
  below and follow the appropriate instructions. Requests taking advantage of
  the Assumer method generally receive a Tax Clearance Certificate within 30 days.

  	
   

  	
  If yes,
  send us a copy of the Revenue Agent’s Report.

  	 

	
  If the LLC
  or LLP is currently being examined or an examination is pending, identify the
  agency or agencies below: 

  	
	
   

  	
   

  	
   

  	 

	
  ý

  	
  Assumer

  	
  Individual
  or Trust complete pages 2 and 3. Corporate, LLC, or LLP complete pages 3 and
  4.

  	
  o  IRS

  	
  o  FTB

  	
  o  Both

  	 

	
   

  	
   

  	
   

  	
   

  	 

	
  If you are
  requesting a tax clearance without an Assumer, check the appropriate box
  below. Requests other than the Assumer method generally take 6 to 9 months to receive a Tax
  Clearance Certificate.

  	
   

  	
  If being examined, indicate which years:

  	 

	
   

  	
   

  	 

	
  o

  	
  Surety Bond

  	
  Current:

  	
   

  	
   

  	 

	
  o

  	
  Cash Deposit

  	
   

  	 

	
  o

  	
  Taxes Paid – 

  	
  A final
  return must be filed before we will issue a Tax Clearance Certificate based
  on Taxes Paid.

  	
   

  	
  Pending

  	
   

  	
   

  	 

	
   

  	
   

  	
   

  	 

	
   

  	 

	
  Check tax
  return form filed:  o Form
  100  ý Form 565  o Form
  568

  	 

	
   

  	 

	
  Supplemental information. Please furnish the
  following information ONLY if another business entity will continue to
  conduct the business in California after the current cancellation of the
  original LLC or LLP. 

  	 

	
   

  	 

	
  Name of Transferee

  	
  California
  Identification Number or Secretary of State File Number of Transferee

  	 

	
   

  	
   

  	 

	
  Current
  Address

  	
  Phone Number

  	
  Federal
  employer identification number

  	 

	
   

  	
  (          )

  	
   

  	 

	
   

  	
   

  	
   

  	 

	
  Date Assets
  Transferred to Transferee

  	
  Section of
  the Internal Revenue Code applicable to the transfer of taxpayer’s business
  or assets:

  	 

	
   

  	 

	
  We will send a copy of the Tax Clearance Certificate to the California
  Secretary of State. If we are to mail the
  original Tax Clearance Certificate to someone other than the LLC or LLP listed
  above, please complete the following:

  	 

	
   

  	 

	
  Name

  	
  Phone Number

  	 

	
   

  	
  (          )

  	 

	
   

  	
   

  	 

	
  Address

  	
   

  	 

	
   

  	 

	
  Mail
  completed form to:

  	
  LIMITED LIABILITY COMPANY/PARTNERSHIP UNIT   

  	 

	
   

  	
  SECRETARY OF STATE

  	 

	
   

  	
  PO BOX 944228

  	 

	
   

  	
  SACRAMENTO CA 94244-2280

  	 

	
   

  	 

	
  For more
  information concerning this form, telephone the Franchise Tax Board at (916)
  845-4124.

  	 

	
   

  	 

	
  Assistance for persons with disabilities: We
  comply with the Americans with Disabilities Act. Persons with hearing or
  speech impairments please call TTY/TDD (800) 822-6268.

  	 

	
   

  	 

	
  FTB3555L C1
  (Rev 10-2004) PAGE 1

  	 

																			 

 

 

FINANCIAL STATEMENT FOR
INDIVIDUAL OR OTHER ENTITY

	
  Closing or
  disappearing business entity’s name

  	
  California
  corporation or SOS file number

  
	
   

  	
   

  
	
  Statement of Assets and Liabilities

  

 

	
   

  	
   

  	
  Present

  	
   

  	
  Liabilities

  	
   

  	
  Equity in

  	
   

  
	
  Item

  	
   

  	
  Value (A)

  	
   

  	
  Balance Due (B)

  	
   

  	
  Asset

  	
   

  
	
  Cash

  	
   

  	
  $

  	
  640,000

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Bank
  accounts

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Stocks and
  bonds

  	
   

  	
  345,000

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Cash or loan
  value of insurance

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Household
  furniture

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Real
  property

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Vehicles

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Other assets
  (describe)

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  VARIOUS NOTES RECEIVABLE &  OTHER ASSETS

  	
   

  	
  5,704,000

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Federal
  taxes outstanding

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Loans

  	
   

  	
   

  	
   

  	
  6,222,000

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Other
  (include judgements)

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Net assets

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  (Total
  Column A less total column B)

  	
   

  	
  $

  	
  6,689,000

  	
   

  	
  6,222,000

  	
   

  	
  $

  	
  467,000

  	
   

  
										

 

	
  General Information
  (Attach additional schedules if necessary.)

  
	
   

  
	
  Net annual
  income

  	
  Source (name
  of business or employer)

  
	
  $375,000

  	
  VARIOUS
  INVESTMENTS

  
	
   

  	
   

  
	
  Banks and
  savings and loan accounts (names and addresses)

  
	
  Merrill
  Lynch

  	
  ck# 272-07307

  
	
  11811
  Bernardo Plaza Ct.

  	
  sav#
  258-3305946-8

  
	
  San Diego,
  CA 92128

  
	
   

  
	
  Description
  and license number of each vehicle

  
	
  NONE

  	
   

  
	
   

  	
   

  
	
  Stocks and
  bonds (name of company, number of shares, etc.)

  
	
  VARIOUS
  STOCKS HELD AT AMERITRADE - ACCT.NO.770-278803

  
	
   

  
	
  Real
  property (brief descriptions and locations)

  
	
  NONE

  
	
   

  
	
  I certify
  that the information above is correct to the best of my knowledge.

  
	
   

  
	
  Assumer’s
  name (print)  Excel Interfinancial
  Corporation

  
	
   

  
	
  Assumer’s
  address

  	
  17140
  Bernardo Center Dr., Sec. 310

  	
  Phone number(858)
  613-1800

  
	
   

  	
  San Diego,
  CA 92128

  	
   

  
	
   

  	
   

  	
   

  
	
  Assumer’s
  signature

  	
  /s/ James Y.
  Nakagawa

  	
  Date 2/2/05

  
	
   

  	
   

  	
   

  
	
  FTB 3555L C1
  (Rev 10-2004) PAGE 3 

  
				

 

 

	
  CORPORATION,
  LIMITED LIABILITY COMPANY, OR LIMITED LIABILITY PARTNERSHIP ASSUMPTION OF TAX
  LIABILITY

  
	
   

  
	
  The Assumption
  of Tax Liability

  
	
  of (1) 

  	
  Excel Properties, Ltd.

  	
  )

  
	
   

  	
  )

  
	
  A corporation, limited liability company,
  or limited liability partnership

  	
  )

  	
   

  
	
   

  	
  )

  	
  California corporation number, Secretaryof

  
	
   

  	
  )

  	
  State file number, or federal employer

  
	
  by (2)

  	
  Excel
  Interfinancial Corporation

  	
  )

  	
  identification number

  
	
   

  	
  )

  	
   

  
	
  A corporation limited liability company, or
  limited liability partnership

  	
  )

  	
   

  
	
   

  	
   

  	
  California corporation number, Secretaryof

  
	
   

  	
   

  	
  State file number, or federal employer

  
	
   

  	
   

  	
  identification number

  
	
   

  	
   

  	
   

  
	
  (Name of assumer)
  Excel Interfinancial Corporation unconditionally agrees to file with the
  Franchise Tax Board all tax returns and data required and pay in full all tax
  liabilities, penalties, interest and fees of (1) Excel Properties, Ltd., A
  California Limited Partnership; at the effective date of dissolution,
  surrender, or cancellation  

  
	
   

  	
   

  	
   

  
	
   

  	
  (2)

  	
  Excel Interfinancial Corporation

  
	
   

  	
   

  	
  Exact corporation, limited liability company, or

  
	
   

  	
   

  	
  limited liability partnership name

  
	
   

  	
   

  	
   

  
	
  Gary B. Sabin, President

  	
   

  	
  /s/ Gary B.
  Sabin

  
	
  Print name and title of officer/manager/partner

  	
   

  	
  Signature and title of officer/manager/partner

  
	
   

  	
   

  	
   

  
	
  State of 

  	
  California

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Country of 

  	
  San Diego

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  On February
  3, 2005 before me, the undersigned, a notary public in and for said state,
  personally appeared Gary B. Sabin

  
	
   

  
	
  personally
  known to me (or proved to me on the basis of satisfactory evidence) to be the
  person(s) whose name(s) is/are subscribed to the within instrument and
  acknowledged to me that he/she/they executed the same in his/her/their
  authorized capacity(ies), and that by his/her/their signature(s) on the
  instrument the entity upon behalf of which the person(s) acted, executed the
  instrument. 

  
	
   

  
	
  WITNESS my hand and official
  seal.

  
	
   

  
	
  Signature

  	
  /s/ Janet S. Christensen

  	
   

  
	
   

  
	
  Name

  	
  Janet S. Christensen

  	
  [SEAL]

  	
   

  	
  JANET S. CHRISTENSEN

  	
   

  
	
   

  	
  (typed or printed)

  	
   

  	
   

  	
  COMM. #1509449

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  Notary Public - California

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  San Diego County

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  My Comm Expires Aug. 24, 2008

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  Note: LLC, LLP, and
  corporation assumers must provide a financial statement.

  
	
   

  
	
  FTB 3555L C1
  (Rev 10-2004) PAGE 4

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00078-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00078-of-00352.parquet"}]]