Document:

exv10w2

 

Exhibit 10.2

AMENDMENT NO. 1 TO SUBLEASE

     This Amendment No. 1 to Sublease (“Amendment”) is made and entered into as
of April 2, 2007 (“Effective Date”) by and between Micromet, Inc., a Delaware corporation
(“Sublandlord”), and Genoptix, Inc., a Delaware corporation (“Subtenant”).

RECITALS

     A. Sublandlord (as successor to CancerVax Corporation) and Subtenant are parties to that
certain Amended and Restated Sublease Agreement dated as of May 1, 2006 (“Sublease”) pursuant to
which Sublandlord subleases to Subtenant and Subtenant subleases from Sublandlord approximately
46,527 square feet at 2110 Rutherford Road, Carlsbad, California (“Existing Subleased Premises”).

     B. Sublandlord and Subtenant wish to amend the Sublease in order to expand the size of the
Subleased Premises by the addition of approximately 15,091 square feet on the second floor of the
Building (“Expansion Space”) and to modify the Sublease as set forth herein.

     C. Unless otherwise defined herein, all capitalized terms have the meanings assigned to them
in the Sublease.

     Therefore, for consideration received, the parties agree as follows:

     1. Expansion Space Commencement Date. The term of the Sublease as to the Expansion Space (the
“Expansion Space Term”) shall commence on the later of (i) May 1, 2007, or (ii) the date the Master
Landlord delivers its written consent to the Amendment to Sublandlord (the “Expansion Space
Commencement Date”), and shall expire on the Expiration Date. Commencing on the Expansion Space
Commencement Date, all references to the term “Term” in the Sublease shall be deemed to include and
refer to the Expansion Space Term. Upon receipt of the Master Landlord’s written consent to this
Amendment, Subtenant shall have the right to early occupancy of the Expansion Space upon all of the
terms and conditions of the Sublease, except that Subtenant shall not be required to pay Base Rent
on the Expansion Space until the Expansion Space Commencement Date.

     2. Expansion Space. Commencing on the Expansion Space Commencement Date, the term “Subleased
Premises” as used in the Sublease shall be deemed to include the Existing Subleased Premises and
the Expansion Space as shown on Exhibit A of this Amendment, and the Subleased Premises shall
comprise of a total of 61,618 rentable square feet.

     3. Base Rent. Commencing on the Expansion Space Commencement Date, Base Rent under the
Sublease shall be as set forth on Exhibit B (which shall replace Exhibit C to the Sublease in its
entirety). The first full month’s Base Rent for the Expansion Space in the amount of $22,334.68
shall be due and payable upon Subtenant’s execution of this Amendment.

     4. Abatement of Base Rent. Notwithstanding the Base Rent schedule attached to this Amendment
as Exhibit B, Base Rent in the amount of $30,000.00 shall be abated from Base

 

 

Rent first coming due for the Expansion Space in the second (2nd) full month of the
Expansion Space Term and partially in the third (3rd) full month of the Expansion Space
Term.

     5. Subtenant’s Share. Commencing on the Expansion Space Commencement Date, Subtenant’s Pro
Rata Share of Reimbursable Expenses shall be one hundred percent (100%). Any utility and service
contracts in the name of Sublandlord relating to services provided by third parties in or for the
Subleased Premises shall be cancelled, or if requested by Subtenant in writing, assigned to
Subtenant. The parties shall coordinate such cancellation or assignment such that there is no
interruption in services desired to be continued by Subtenant.

     6. Right of First Refusal. The parties have entered into this Amendment in connection with
Subtenant’s exercise of its Right of First Refusal under Section 5 of the Sublease. Effective as of
the date of this Amendment, Section 5 of the Sublease is hereby deleted in its entirety and of no
further force and effect.

     7. Maintenance of the Building. The first sentence of Section 9.3 of the Sublease is hereby
deleted. As the sole occupant of the Premises, Subtenant agrees to perform all Sublandlord’s
maintenance obligations as “Tenant” as provided in Section 7.1 of the Master Lease and which accrue
on and after the Expansion Space Commencement Date.

     8. As Is. Subtenant is accepting the Expansion Space AS IS and WITH ALL FAULTS, subject to
Section 10 below; provided, however, Sublandlord shall deliver the Expansion Space
to Subtenant in broom-clean condition and with all plumbing, mechanical, electrical lighting and
other buildings systems within the Expansion Space in good working order. Subject to the foregoing,
Sublandlord has no obligation to modify, alter or improve the Expansion Space.

     9. Parking. As of the Expansion Space Commencement Date, Subtenant shall be entitled to use
all of Sublandlord’s parking rights, and the use of 210 parking spaces, as set forth in the Master
Lease.

     10. Furniture, Fixtures and Equipment. The Sublandlord’s furniture, fixtures and equipment
currently located within the Expansion Space and identified in Exhibit C to this Amendment shall be
added to the FF&E provided to Subtenant pursuant to Section 9.8 of the Sublease, at no additional
charge. Subtenant acknowledges that certain furniture owned by an executive of the Sublandlord is
not included in FF&E, and Sublandlord shall remove such furniture from the Expansion Space and
repair any damage caused by such removal prior to the Expansion Space Commencement Date, all at
Sublandlord’s sole cost and expense. Prior to the Expansion Space Commencement Date, the parties
shall prepare a supplement to Exhibit E to the Sublease and attach it to this Amendment as Exhibit
C.

     11. Other Modifications of Sublease. As of the Expansion Space Commencement Date, the entirety
of Section 9.11 is hereby deleted and all provisions relating to and references to the terms
“Second Floor Space” and “Second Floor Occupant” therein are hereby deleted from the Sublease.

     12. Signage. Section 9.12 of the Sublease is hereby deleted in its entirety and replaced with
the following: “Subject to Section 34 of the Master Lease, Subtenant shall be

2

 

allowed external monument signage and all other signage as is approved by Sublandlord and Master
Landlord and permitted under the terms of the Master Lease. Sublandlord’s approval of such signage
shall not be unreasonably withheld, conditioned or delayed.”

     13. Leasing Commissions. Each party hereby warrants to the other party that it has had no
dealing with any finder, broker or agent in connection with this Amendment other than Burnham Real
Estate representing Sublandlord, and Irving Hughes representing Subtenant. All lease commissions
due to the foregoing brokers shall be paid by Sublandlord pursuant to separate written agreement.
Each party hereby agrees that it shall indemnify, defend and hold harmless the other party from and
against any and all costs, expenses or liability for commissions or other compensation or charges
claimed by any other finder, broker or agent based upon dealings with the indemnifying party with
respect to this Amendment.

     14. Ratification of Sublease. The Sublease, as amended by this Amendment, is hereby ratified
by Sublandlord and Subtenant, and Subtenant and Sublandlord hereby agree that the Sublease, as so
amended, shall continue in full force and effect. Each of Sublandlord and Subtenant hereby
represents and warrants to the other that, as of the date hereof, (a) it has full power and
authority to enter into and perform its obligations hereunder; and (b) to its knowledge, it is not
in default of any of its obligations under the Sublease.

     15. Miscellaneous.

          (a) Voluntary Agreement. The parties have read this Amendment, and on the advice of counsel
they have freely and voluntarily entered into this Amendment.

          (b) Attorneys’ Fees. If either party commences an action against the other party arising out
of or in connection with this Amendment, the prevailing party shall be entitled to recover from the
losing party reasonable attorneys’ fees and costs of suit.

          (c) Successors. This Amendment shall be binding on and inure to the benefit of the parties and
their successors.

          (d) Counterparts. This Amendment may be signed in two or more counterparts. When at least one
such counterpart has been signed by each party, this Amendment shall be deemed to have been fully
executed, each counterpart shall be deemed to be an original, and all counterparts shall be deemed
to be one and the same agreement.

3

 

     In Witness Whereof, the parties hereto have executed this Amendment No. 1 to
Sublease as of the date first above written.

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SUBLANDLORD:	 	 	 	SUBTENANT:	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	MICROMET, INC, a Delaware corporation	 	 	 	GENOPTIX, INC., a Delaware corporation	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	By:	 		 	 	 	By:	 		 	 
	 	 	 	 	 	 	 	 	 	 	 
	 

	 	Its:
	 	SVP, General Counsel
	 	 	 	 	 	Its:
	 	PRESIDENT & CEO	 	 

4

 

Exhibit A

Expansion Space

 

 

Exhibit B

Monthly Base Rent Schedule

	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Existing	 	 	 	 
	Period	 	Subleased Premises	 	Expansion Space	 	Total
	Expansion Space Commencement
Date through June 30, 2007
	 	$	81,422.25	 	 	$	22,334.68	 	 	$	103,756.93	 
	July 1, 2007 to June 30, 2008
	 	$	83,864.92	 	 	$	22,334.68	 	 	$	106,199.60	 
	July 1, 2008 to June 30, 2009
	 	$	86,380.87	 	 	$	23,004.72	 	 	$	109,385.59	 
	July 1, 2009 to June 30, 2010
	 	$	88,972.29	 	 	$	23,694.86	 	 	$	112,667.15	 
	July 1, 2010 to June 30, 2011
	 	$	91,641.46	 	 	$	24,405.71	 	 	$	116,047.17	 
	July 1, 2011 to June 30, 2012
	 	$	94,390.70	 	 	$	25,137.88	 	 	$	119,528.58	 

 

 

Exhibit C

Furniture, Fixtures and Equipment

within Expansion Space

(1) Boardroom with built-ins:

(22) Chairs

(1) Conference Table

(1) Podium

(1) Overhead Proxima

(3) Conference Rooms, 2 furnished (1 with built-ins), 1 unfurnished

(12) Chairs

(2) Conference Tables

(3) Empty Cubicles

(19) Furnished Cubicles

(4) Empty Offices

(28) Sets of Office Furniture (inc IT lab with built-ins)

(1) Executive Office Unfurnished

(2) Empty Storage Rooms
(1) IT IDF Room

(1) Rees Steely Monitoring system w/cpu, monitor and keyboard in IT IDF room.

(2) Kitchen areas with built-ins

(3) Polycoms

Metal filing cabinets

All attached casework and cabinetry

1.exv10w3w2

 

Exhibit 10.3.2

	Page 1 of 3

	1. CONTRACT ID CODE

	AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT

	2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE A. REQUISITION/PURCHASE REQ. NO. |5. PROJECT
NO. (If applicable)

	0028 03/01/2007
——  —
6. ISSUED BY            CODE | 00001 |7. ADMINISTERED BY (If other than Item 6) CODE
—
FCC /Contracts and Purchasing Center

	445 12th St., SW.
Washington, DC
20554

	8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and Zip Code) |9A. AMENDMENT OF
SOLICITATION NO.

	Neustar, Inc. 9B. DATED (SEE ITEM 11)
46000 Center Oak Plaza 10A. MODIFICATION OF CONTRACT/ORDER
Sterling, VA 20166 — NO. CON01000016
(x) 10B. DATED (SEE ITEM 13)
CODE ................... FACILITY CODE |X
—

	11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

	[ ] The above numbered solicitation is amended as set forth in Item 14. The hour and date
specified for receipt of Offers [ ] is extended, I[ ]1 is not extended

	Offers must acknowledge receipt of this amendment prior to the hour and date specified in the
solicitation or as amended, by one of the following methods:

	(a) By completing Items 8 and 15, and returning copies of the amendment; (b) By acknowledging
receipt of this amendment on each copy of the offer

	submitted; or (C) By separate letter or telegram which includes a reference to the
solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT

	IN REJECTION OF YOUR OFFER. If by virtue of this amendment you desire to change an offer
already submitted, such change may be made by telegram or

	letter, provided each telegram or letter makes reference to the solicitation and this
amendment, and is received prior to the opening hour and date specified.

	12. ACCOUNTING AND APPROPRIATION DATA (If required) ” “No Funding Information

	13. THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS

	IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.
‘

	CHECK ONE A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH
IN ITEM 14 ARE MADE IN

	THE CONTRACT ORDER NO. IN ITEM 10A.

	B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE
ADMINISTRATIVE CHANGES (such as

	changes in paying office, appropriation date, etc.) SET FORTH IN
ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).

	C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: “ “

	D. OTHER (Specify type of modification and authority)

	FAR 1,6, “Authority of the Contracting Officer”

	E. IMPORTANT: Contractor [X] is not, | | is required to sign this document and
return copies to the issuing office.

	14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including
solicitation/contract subject matter where feasible.) The purpose of this modification is to accept
and incorporate Change Order Proposal (COP) Number 51 into the contract cop #51 is
accepted $26,184.00. A copy of the COP is attached. Funding will be via NANPA and will be paid by
FCC Billing & Collection Agent, Welch & Co.

	Except as provided herein, all items and conditions of the document            referenced in item 9A
or 10A, as heretofors changed, remain, unchanged and in full. force and effect.

	15A. NAME AND TITLE OF SIGNER(Type or print) 16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
Anthony Wimbush
—
15B. CONTRACTOR/OFFEROR15C. DATE SIGNED 16B. United States of America 16C DATE SIGNED
BY
(Signature of person authorized to sign) \ .. | (Signature of Contracting Qfficer) 03/01/2007
——  —

	NSN 7540-01.152-8070 PREVIOUS EDITION STANDARD FORM 30 (REV. 10-83)

UNUSABLE Prescribed by GSA FAR (48 CFR)

	53.243

 

 

	Line ltem            Document Number            Title            Page

	Summary CONOlOOOOl6/0028Pooling Administrator -Neustar 2 of 3
Line Item Delivery Date            Unit of

	Number            Description (Start date to End date) Quantity Issue Unit Price Total Cost

	Questions may be addressed to Tony Wmbush@anthony. wimbush@fcc.gov.

	No Charged Line Item Fields

	Previous Total;

	Modification Total:
Grand Total:

 

 

	Title            Document Number            Page

	Pooling Administrator -Neustar CON01000016/0028 3 of 3

	Shipping Addresses
[Code            Detail
——  —
0001 Org: FCC Warehouse

	Addr: 9300 E. Hampton Drive

	Capital Heights MD
20743 Attn: No Contacts
Identified Phone: ( ) -
ext. Fax: ( )  —
ext.

	Invoice Addresses
Code            Detail
0001 Org: FCC/Accounts Processing Branch

	Addr: Financial
Operations Division 445
12th St., SW

	Washington DC 20554 Attn:
No Contacts Identified
Phone: ( )  —  ext Fax:
( )  —  ext

 

 

 

 

National Pooling Administration

Change Order Proposal #51

(Issue 506: Update TBPAG Appendix 2 per LNPA WG Request

Regarding Unusable Blocks)

January 25, 2007

			
	 	 	 
	 
	NeuStar, Inc.
	 	46000 Center Oak Plaza

Sterling VA, 20166
	 

 

 

			
	Nat’l PAS — Change Order #51 (INC Issue 506)
	 	January 25, 2007
	 

Table of Contents

	 	 	 	 	 	 	 
	1

	 	Introduction
	 	 	3	 
	2

	 	Industry Numbering Committee (INC)Proposed Changes
	 	 	4	 
	3

	 	The Proposal
	 	 	8	 
	4

	 	Assumptions and Risks
	 	 	11	 
	5

	 	Cost
	 	 	11	 
	6

	 	Conclusion
	 	 	11	 
	 

	 	Appendix A	 	 	 	 

					
	 	 	 	 	 
	 
	© NeuStar, Inc. 2007
	 	NeuStar Proprietary and Confidential
	 	-ii-

 

 

			
	Nat’l PAS — Change Order #51 (INC Issue 506)
	 	January 25, 2007
	 

1 Introduction

1.1 Purpose and Scope

In accordance with NeuStar’s National Pooling Administration contract1 and our
constant effort to provide the best support and value to both the FCC and the telecommunications
industry, NeuStar, as the National Pooling Administrator (PA), hereby submits this Change Order
Proposal to the Federal Communications Commission (FCC) for approval. This change order complies
with the contractual requirements set forth in Attachment B, Section C of the Thousands-Block
Pooling Contractor Technical Requirements, dated November 30, 2000, Sections 2.5 through 2.5.4,
which read as follows:

2.5 Changes in the Environment 

The FCC may issue rules, requirements, or policy directives in the future, which may
increase, decrease or otherwise modify the functions to be performed by the contractor. The
contractor is additionally subject to the provisions of the changes clause in Section I.

2.5.1 Process

Accordingly, after a contractor is selected, the FCC, the NANC and/or the INC may establish
NANP numbering resource plans, administrative directives, assignment guidelines (including
modifications to existing assignment guidelines), and procedures that may have an effect on
the functions performed by the contractor.

2.5.2 Changes

The contractor shall review changes when numbering resource plans, administrative
directives, assignment guidelines, and procedures are initiated or modified to determine if
there is any impact on the functions that they must perform.

2.5.3 Notifications

The contractor shall then, within a period of not more than 30 calendar
days from said event (e.g., the date INC places an issue into Final Closure), provide the
Contracting Officer, state PUCs, and the NANC with written notice regarding these changes
and summarize the potential impact of the changes upon service and cost, if any.

2.5.4
Roles

The NANC shall review the notice and provide a recommendation to the FCC regarding the
effect of the contractor’s notice and supporting documentation.

The contractor shall comply with state regulatory decisions, rules and orders with respect
to pooling, as applicable, as long as they are not in conflict with FCC decisions, orders,
and rules and are within state jurisdiction.

 

1 FCC Contract Number CON01000016

 

	 	 	 	 	 
	© NeuStar, Inc. 2007
	 	NeuStar Proprietary and Confidential
	 	-3-

 

 

			
	Nat’l PAS — Change Order #51 (INC Issue 506)
	 	January 25, 2007
	 

This document provides the information required by the contract, such as identifying the new
requirements of the expanded scope of work as a result of the Industry Numbering Committee’s (INC)
disposition of Issue 506 by offering our proposed solution, and addressing its cost, risks, and
assumptions.

2 Industry Numbering Committee (INC) Proposed Changes

On January 5, 2007, INC placed issue 506 into Final Closure. As a result of the resolution of
INC Issue 506, text changes were made to sections 7.2.5 and 7.2.7 of the TBPAG and fields on the
Appendix 2 form were either changed or added.

Issue 506: Update TBPAG Appendix 2 per LNPA WG Request Regarding Unusable Blocks

The official INC issue statement is stated below and can also be found on the ATIS website
(www.atis.org):

A) ISSUE STATEMENT

The LNPA WG notes that currently, carriers are receiving blocks in which
necessary Intra Service Provider ports have not been completed by the donor provider
prior to being donated to the pool. These blocks should be considered unusable due to
the issues and rippling effects caused when the receiving service provider begins to
assign customers out of the thousands block.

They go on to note that the receiving service provider begins to assign numbers in
the block, which may result in dual assignment where an existing customer of the
donor service provider has the same number as a newly assigned customer of the
receiving service provider. Calls are either routed to the donor provider’s customer
or the receiving provider’s customer, depending on the switch where the call
originated, so that neither customer is receiving all of their calls. Incorrect
voicemail routing will similarly occur causing one customer to receive the messages
meant for the other.

They also note that both the receiving service provider and the donor service
provider will likely receive trouble reports from their respective customers.
There is also the impact of delay to market if a new block has to be ordered to
meet customer demand in a particular geographic area.

B) FOLLOWING RESOLUTION FROM INC

Text
changes were made to the TBPAG, Sections 7.2.5 and 7.2.7 and to the TBPAG
Appendix 2 Thousands-Block Donation Form as noted below:

7.2.5 Block Donation Identification Date

					
	 	 	 	 	 
	 
	© NeuStar, Inc. 2007
	 	NeuStar Proprietary and Confidential
	 	-4-

 

 

			
	Nat’l PAS — Change Order #51 (INC Issue 506)
	 	January 25, 2007
	 

SPs will use the Appendix 2 form to identify all thousands-blocks that will
be donated to the industry inventory pool. An SP should use the Other Information
section if block(s) donated have any special status or treatment (e.g.,
restricted use, chatline, etc.).

SPs may retain a thousands-block if they can demonstrate that:

	 	a)	 	the thousands-blocks are required to meet the SP’s 6-month projected
forecast
beyond the Pool Start/Allocation Date, or
	 
	 	b)	 	there are technical reasons which justify retaining the thousand-blocks
such as
TNs that are assigned to non-portable services (e.g. packet switched
service), or
	 
	 	c)	 	this is their initial block, or “footprint” block, even if the thousands-block
is less
than ten percent contaminated2.

Subsequent to the Block Donation Identification date, but prior to the Block
Donation date, the SP may discover an error on Appendix 2 that was submitted to
the PA. If so, the SP should contact the PA and indicate the necessary
correction.

It
is imperative that SPs complete their intraSP ports (ISPs) before the
Block Donation Date. If intraSP ports in the NPAC are not completed and a
donated contaminated block is assigned, there may be service disruptions
including double assignments, for those contaminated TNs.

On the Appendix 2 Thousands-Block Donation Form there is a field for SPs
to confirm that IntraSP ports have been completed. In completing the “Have
All IntraSP Ports Been Completed?” field for each block to be donated. SPs
must identify those ports as complete “Y” or not yet completed “N.”

Blocks
may be donated with a “N” in this field only on or before
the Block Donation Identification Date during initial pool
establishment.

If
a block is initially donated with “N” in this field, the Appendix 2 form
must be updated and resubmitted confirming the completion of the ISP(s) on or
before the Block Donation Date. If the “N” is not updated to a “Y” indicating
completion of the ISP(s) on or before the Block Donation Date, those donations
will be rejected by the PA and a new Appendix 2 form must be submitted for the
rejected blocks.

Once
the Block Donation Date has passed, ISP(s) must be completed before
an Appendix 2 form is submitted to the PA.

7.2.7 Block Donation Date

SPs are required to donate protected thousands-blocks (see Section 7.2.4) at the
Block Donation Date. SPs should not donate any thousands-blocks that
will be required to maintain their inventory for 6 months beyond the Pool

 
 

2
FCC 00-104 ¶191

	 	 	 	 	 
	 
	© NeuStar, Inc. 2007

	 	NeuStar Proprietary and Confidential
	 	-5-

 

 

			
	Nat’l PAS — Change Order
#51 (INC Issue 506)
	 	January 25, 2007
	 

Start/Allocation Date. Thousands-blocks donated by SPs to the PA to
initialize the industry inventory pool will be summarized by the PA, per
NPA. The PA will provide this summarized data3 to TelcordiaTM
Routing Administration (TRA), in a format agreed upon between the PA and
TRA after the Block Donation Date and prior to Pool Start/Allocation Date
that takes into consideration a time frame requirement for the PA to
compile the data. This data should be provided within 2 business days.

It is imperative that SPs complete their intraSP ports(ISPs) before the
Block Donation Date. If ISPs in the NPAC are not completed and a donated contaminated
block is assigned, there may be service disruptions including double assignments, for those
contaminated TNs. 

As noted above, on the Appendix 2 form there is a field for SPs to confirm
that ISPs have been completed. In completing the “Have All IntraSP Ports Been
Completed?” field for each block to be donated SPs must identify those ports as complete
“Y” or not yet completed “N.”

Blocks may be donated with a “N” in this field only on or
before the Block Donation Identification Date during initial pool
establishment.

If
a block is initially donated with “N” in this field, the Appendix 2
form must be updated and resubmitted confirming the completion of the
ISP(s) on or before the Block Donation Date. If the “N” is not updated to
a “Y” indicating completion of the ISP(s) on or before the Block
Donation Date, those donations will be rejected by the PA and a new
Appendix 2 form must be submitted for the rejected blocks.

Once
the Block Donation Date has passed, ISP(s)) must be completed
before an Appendix 2 form is submitted to the PA.

After the Block Donation Date:

	 	•	 	ISP(s) must be completed before an Appendix 2 form is submitted to the PA.
	 
	 	•	 	If block donations are submitted using Appendix 2 via PAS, the PA
shall process
the donation within 7 calendar days. If donations are submitted by any other
method, the PA has an additional two business days for processing.
	 
	 	•	 	For any donations from a non-pooled NXX, the AOCN is responsible for
entering
its specified routing and rating information for those retained
thousands-blocks.

 

			
	3	 	From this data, the identification of thousands-blocks that have
been retained by the Code Holders can be determined. TRA will then initialize the data
for the retained thousands-blocks in BIRRDS resulting in creation of the BCD/NXD
records. Within this process, the LERG Assignee is the CO Code Holder donating the
thousands-blocks. All appropriate data associated with the CO Code Holder will be used
to build the BCD/NXD records for those thousands-blocks retained by the SP. The
Effective Date for all thousands-block(s) retained by the LERG Assignee will be the same as the Block Donation Date.

 

 

					
	© NeuStar, Inc. 2007
	 	NeuStar Proprietary and Confidential
	 	-6-

 

 

			
	Nat’l PAS — Change Order #51 (INC Issue 506)
	 	January 25, 2007
	 

The retained thousands-block will not appear in the LERG Routing Guide until
the AOCN has performed this task.

	 	•	 	For any subsequent donations of previously retained blocks from a pooled
NXX, the block(s) to be donated must be disconnected by the AOCN in BIRRDS before
donation. An SP should use the Other Information section in Appendix 2 if
block(s) donated have any special status or treatment, e.g., restricted use,
chatline, etc.

Prior to donating the thousands-block(s)/NXX code(s) to the industry inventory pool,
SPs must confirm that:

	 	a)	 	all unavailable TNs within contaminated thousands-b!ock(s)/NXX(s) have been
intra-service provider ported;
	 
	 	b)	 	the associated NPA/NXX is currently available for call routing and is flagged
as
LNP capable in the LERG Routing Guide and the NPAC, and the NPA-NXX
query triggers are applied in all switches and reflected in the appropriate network
databases (e.g., STP routing tables);
	 
	 	c)	 	the NXX-assigned switch is currently LNP-capable and will process terminating
traffic appropriately;
	 
	 	d)	 	interconnection facilities have been established between the NXX-assigned
switch and other interconnecting networks;
	 
	 	e)	 	an SP should use the Other Information section if block(s) donated have any
special status or treatment (e.g., restricted use, chatline, etc.).

The interval between the Block Donation Identification Date and the Block Donation
Date will be determined by industry consensus. However, in no case will the interval
be less than 30 calendar days.

Subsequent to the Block Donation date, the SP may need to retrieve a block they had
previously donated to the pool. Likely reasons could be errors in reported block
contamination levels, assignments made after block protection, customer request, etc.
Via e-mail with the PA, the SP may exchange its own blocks. If this cannot be
accommodated, then the SP must apply for the block via a Part 1A. In the case where
the SP needs one of its own blocks back, but cannot meet the MTE/utilization, the PA
may agree to hold the block until requirements are met, or the SP may seek
appropriate regulatory intervention.

If a pending LNP port exists for an unavailable TN(s) within a contaminated
thousands-block that is being donated, the two SPs involved in the LNP port must work
cooperatively to resolve the pending port. This process could be accomplished by
having the recipient SP of the LNP port, cancel the pending LNP port so that the
donating SP can perform the intra-SP port for thousands-block donation purposes.
Afterwards, the recipient SP of the LNP port would

	 	 	 	 	 
	 
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	Nat’l PAS — Change Order #51 (INC Issue 506)
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	 	 	 	then re-establish the pending LNP port. Another alternative would be to have the
SPs involved attempt to advance the pending LNP port through contact with the NPAC.

The quantity of pending LNP ports (not intra-SP ports) that must be addressed
should be considered by the industry when establishing the overall schedule for
thousands-block donation. A large quantity of pending LNP ports may require a longer
interval between the Block Donation Identification Date and Block Donation Date.
This information may not be available at the First Implementation Meeting.

	 	 	 	Failure to address all pending ports at the time of thousands-block donation will
result in a rejection of the NPAC activation when that thousands-block is
subsequently allocated to an SP following industry inventory pool establishment. See
Section 8.3.8

	 	 	 	See Attachment 1, Appendix 2 Donation Form.

3 The Proposal

NeuStar’s National Pooling Administrator has reviewed INC issue 506 from both the operational
and technical perspectives. The proposal set forth below will conform to the changes in the INC
guidelines while meeting the requirements of the industry in a cost-effective and efficient manner.

Solution

Currently, the TBPAG requires a carrier to perform intra-service provider ports (ISPPs) of any
active numbers in a contaminated block before the block is donated to the pooling inventory.
However, service providers do not always perform this task, and there is no way for the Pooling
Administrator to recognize that the ports have not been performed. When the block is assigned, and
the receiving carrier begins to assign numbers out of the block to end-users, service-affecting
issues can occur. In an attempt to address this issue, remind carriers that the function must be
completed, and alleviate many of the attendant problems, the industry has implemented additional
guidelines for donations that include removing some existing fields from, and also adding new
fields to the Thousands-Block Donation Form: Appendix 2. The new fields will need to be completed
by the donating carrier at the time it submits a donation.

The new guidelines also require that the PA monitor donations for newly established pools (at the
rate center level) and conditionally accept donations where ISPPs have not been completed, but
later reject those donations if they have not been updated to show the completion of the ISPPs on
or before the Block Donation Date for the new pool.

Appendix 2 Modifications

To satisfy the requirements of the amended Thousands-Block Donation Form: Appendix 2,
(attached as Appendix A) the form in PAS will be modified as follows:

	 	 	 	 	 
	 
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	Nat’l PAS — Change Order #51 (INC Issue 506)
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	 	•	 	The field currently tided “X” will change to
“Block (0 – 9)”.
	 
	 	•	 	The field currently titled “Rate Center” will change to “Rate Center of NXX”.
	 
	 	•	 	The field currently titled “OCN” will be change to “OCN of SP”.
	 
	 	•	 	The following new fields will be added: “If Contaminated, How Many TNs Are Not
Available for Assignment?”, “Have All Intra SP Ports Been Completed? (Y/N)” and “Has
the Block Been Protected from Further Assignment? (Y/N) ”.
	 
	 	•	 	The field currently titled “AOCN” will be deleted.
	 
	 	•	 	The following new certification statement will be added, “I hereby certify that the
above information is true and accurate to the best of my knowledge and that this donation
form has been prepared in accordance with the “Thousands-Block Pooling Administration
Guidelines — ATIS-0300066.”
	 
	 	•	 	The legend will be replaced with the modified legend from the new attached Appendix 2
form.

Tracking Number

Upon successful submission for any new donations, PAS will provide the user with a unique
tracking number composed of: NPA-rate center-state abbreviation-XXXXXX.

New Rate Area Pools

For any new rate area pools, PAS will be modified to accept donations on or before the Block
Donation Identification Date for blocks where the intra-SP ports have not been completed. These
blocks will be classified as “conditional” blocks. These “conditional” blocks will appear on the
Blocks Available Report in black, and will also be considered in the pool replenishment analysis;
however they will not be available for assignment. In addition, a new tool called “Modify
Conditional Donations” will be added to the SP user’s tool bar, which will allow the SP to modify
“Have All Intra SP Ports Been Completed? (Y/N)” for
cases where the SP previously indicated “No” on
its donation. Upon making the modification, the SP can re-submit the donation prior to the Block
Donation Date.

If the service provider does not resubmit the donation by the Block Donation Date indicating that
the intra-SP ports have been completed, the donation will be rejected and the conditional block
will be removed from the Blocks Available Report.

Donation Report

The Donation Report will be modified in PAS to include the following new column titles: “Tracking
#”, “If Contaminated, How Many TNs Are Not Available for Assignment?”, “Have All Intra SP Ports
Been Completed? (Y/N)” and “Has the Block Been Protected from Further Assignment? (Y/N)”. The
“AOCN” column will be removed. The Donation Report will now include conditional donations and
rejected donations. In addition, a new query/search field will be added, which will allow the user
to search for donations by the status of “Effective,”

	 	 	 	 	 
	 
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	Nat’l PAS — Change Order #51 (INC Issue 506)
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“Received,” “Rejected,” or “Conditional”; either in conjunction with, or separate from, NPA
and/or OCN.

PA
Tools

The following items will be added to PAS to assist the pooling administrators in
processing donations based on the new requirements outlined in the TBPAG:

	•	 	A new tool will be provided for each pooling administrator to monitor and track Block
Donation Identification Dates and Block Donation Dates for newly added rate centers in order
to be able to process donations according to the new requirements for conditional acceptance
of donations.
	 
	•	 	Additional validations will be added to PAS based on the three new fields added to the form,
“If Contaminated, How Many TNs Are Not Available for Assignment?”, “Have All Intra SP Ports
Been Completed? (Y/N)” and “Has the Block Been Protected from Further Assignment? (Y/N)”.

	 	o	 	Prior to the Block Identification Date, if the block is over 10% contaminated
and/or not protected from further assignment, then PAS will force the PA to reject
the donation.
	 
	 	o	 	After the Block Identification Date, if the block is over 10%
contaminated, and/or the Intra SP ports have not been completed, and/or not
protected from further assignment, then PAS will force the PA to reject the
donation.

	•	 	A new “Process Updated Donation” work item will be created to notify each pooling
administrator that the SP has resubmitted a conditional donation. The pooling administrator
will process the donation, and if all of the validations are met, the block will be made
available for assignment and will appear in blue on the Blocks Available Report.
	 
	•	 	A new “Reprocess Conditional Donation” work item will be created one day after the Block
Donation Date to notify each pooling administrator that the SP has not changed the status of
“No” in the “Have All Intra-SP Ports Been Completed?” field. The pooling administrator
will reject the donation, the block will be removed from the Blocks Available Report and the
status of the block will be changed to “Retained.”

	 	 	 	 	 
	 
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	Nat’1 PAS — Change Order #51 (INC issue 506)
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4 Assumptions and Risks

Part of the Pooling Administrator’s assessment of this change order is to identify the
associated assumptions and consider the risks that can have an impact on our operations.

This change order affects both the system and our day-to-day operations.

Each pooling administrator will need to take additional steps and time to ensure that donations are
accepted or rejected in a timely manner based upon when the donation has been received. In
addition, each pooling administrator will have to reject donations that have not been updated by
the Block Donation Date.

5 Cost

As with any change order proposal, we also considered the associated costs that would
potentially be incurred in implementing the proposed solution. These costs include the resources
required to complete the milestones on a timeline for implementing the processes and system
delineated in this change order. The timeline includes preparation, proper documentation updates,
development, testing, monitoring, and execution of the solution.

The cost to implement our proposed solution would be $26,184.00., which does not include any charge
for the operational impact.

6 Conclusion

In conclusion, the Pooling Administrator offers a viable solution that meets the needs of INC
issue 506 and is in accordance with our contract terms. Therefore, we request that the FCC review
and approve this change order.

	 	 	 	 	 
	 
	© NeuStar, Inc. 2007

	 	NeuStar Proprietary and Confidential
	 	-11-

 

 

			
	Nat’l PAS—Change Order #51 (INC Issue 506)
	 	January 25, 2007

 

 
 

Appendix A

 

	 	 	 	 	 
	    
	 	 	 	 
	 
	© NeuStar, Inc. 2007

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	 	-12-

 

 

	
PAGE            OF            PAGES
AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT 1. CONTRACT ID CODE 1 I 1
——  ——  —
2. AMENDMENT/MODtRCAITON NO. 3. EFFECTIVE DATE 4. REQUISITION/PURCHASE RED.. NO. 5. PROJECT NO. (ir appncDiej
0029 03/15/06
——  —
6. ISSUED BY            CODE 7. ADMINISTERED BY (If Dther than Item 6) CODE
FCC/Contracts and Purchasing Center
445 12th Street., SW
Washington. DC 20554
—
8. NAME AND ADDRESS OF CONTRACTOR (No., street, county. Statu and ZIP Code) (X) 9A. AMENDMENT OF SOLICIATION NO.
—
Neustar, Inc.
4600 Center Oak Plaza Sterling. VA 20166 9B. DATED (SEE ITEM 11)
—
10A. MODIFICATION OF CONTRACT/ORDER NO.
X CON01000016
—
10B. DATED (SEE ITEM 11)
CODE [FACILITY CODE 06/15/01
——  —
11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS
—
J The above numbered solicitation is amended as set forth in Item 14. The hour and date specified for receipt at Offers | | is extended, |     Jis not extended.
Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended, by one of the following methods:
(a)BY completira items 9 and 15, and returning            copies of the amendment; lb) By acknowledging receipt of this amendment on each copy of the offer submitted;
—
or (c) BY sonarate letter or telegram which includes a reference to the solicitation and amendment number*. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOB THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by
virtue of this amendment your desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and date specified.
—
12. ACCOUNTING AND APPROPIRATION DATA (If required)
No Funding Information
—
13. THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS. IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.
—
CHECK ONE            A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANOES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A.
—
B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office. appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).
—
C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:
X FAR 52.217-9, Option to Extend the Term of the Contract
——  —
D. OTHER (Specify type of modification and authority)
X FAR 1.6, Authority of the Contracting Officer
——  —
E. IMPORTANT: Contractor [x] is not, is required to sign this document and return ¦ pies to the issuing office.
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible I
The purpose of this unilaterally executed modification is to exercise Option Period 4d. The period of performance is hereby extended from March 15,2007 through April 14, 2007. Funding in the amount of $296,419.31 is funded via NANPA and will be paid by FCC Billing & Collection Agent, Welch &
Co.
Except as prove 15A. N
AME AN            ded herein, all terms and conditions of the document referenced in Item 9A or to A, as heretofore changed, remains unchanged and In full force and effect.
—
D TITLE OF SIGNER (Type or print) 16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
UNILATERAL
158. CONTRACT MODIFICATION            Anthony S. Wimbush
——  —
CTOR/OFFEROR 15C. DATE SIGNED 16B UNITED STATES OF AMERICA . . 16C. DATE SIGNED
——  ——  —
(Signature of person authorized to sign) (Signature of Contracting Officer) 03/09/07
——  ——  —
NSN 7540-01-Previous editior 52-8070 unusable STANDARD FORN A 30 (REV 10-83)

 

 

	Prescribed by GSA FAR (48 CFR) 53.243

	Page
{ AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT 1 } . CONTRACT ID CODE A } 1 of 4
——  ——  ——
2. AMENDMENT/MODIFICATION NO. 0030 } 3. EFFECTIVE DATE 04/15/2007 } 4. REQUISITION/PURCHASE REQ. NO, } 5. PROJECT NO. (If applicable) }
——  ——  ——  ——
6. ISSUED BY            C }
FCC /Contracts and Purchasing Center 445 12th St.. SW, Washington. DC }
20554 } ODE 00001 } 7. ADMINISTERED BY (if other than Item 6) CODE }
—

	8, NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and Zip Code) } 9A. AMENDMENT OF SOLICITATION NO. }
——
{ Neustar, Inc. } 9B. DATED (SEE ITEM 11) }
——
{ 46000 Center Oak Plaza Sterling. VA 20166 } (X) 10A. MODIFICATION OF CONTRACT/ORDER NO. CON01000016 }
——  ——
(X) 10B. DATED (SEE ITEM 13) }
CODE            FACILITY CODE }
——
{ 11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS }
——
4. The hour and date specified for receipt of Offers            is extended, is not extended }
{ 1 The above numbered solicitation is amended as } our and date specified in the solicitation or as amended, by one of the following methods: }
{ Offers must acknowledge receipt of this amend } i of the amendment; (b) By acknowledging receipt of this amendment on each copy ot the offer }
{ (a) By completing Items 8 and 15. and retumlnj submitted; or (c) By } eference to the solicitation and amendment numbers. FSAILURE OF YOUR ACKNOWLEDGMENT }
{ separate letter or telegram TO BE RECEIVED AT THE PLACE DESIGN IN } set forth in Item ECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT }
{ REJECTION OF YOUR OFFER. If by virtue letter. provided each telegram } ment prior to that            it you desire to change an offer already submitted, such change may be made by teiegram or }
{ or letter makes n } Copied! (citation and this amendment, and is received prior to the openinq hour and date scarified }
——
which includes a
TED FOR THE RE
ofthisamendme
iference to the so
——
12. ACCOUNTING AND APPROPRIATION DATA (If required) }
No Funding Information }
——
{ 13. THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14. }
——
CHECK ONE            A THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A. }
——  ——
B THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation date, etc) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b). }
——
C THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANTTO AUTHORITY OF: 43.103(a)(3), Mutual Agreement; FAR 1.6, Authority of the Contracting Officer }
——
D. OTHER (Specify type of modification and authority) }
——
E. IMPORTANT: Contractor | | is not, J X | |, required to sign this document and return 1 copies to the issuing office }
——
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible) The purpose of this contract modification is to extend the period of performance. Accordingly: }
1. This modification incorporates NeuStar. Inc.’s proposal dated April 3, 2007. }
2. The period of performace for Option Year 4 is hereby extended from April 15, 2007 through July 14. 2007 with two (2) one (1) month Optional Periods }
and iS Costed as follows: }
a. Option Period 4 extension {04/15/07 • 07/14/07): $878,008.14 {$292,669.38 per month)- }
b. Opdons 4e (07/15/07 — 08/14/07) and 4d (08/15/07 — 09/14/07). if exercised: $585,338 76 ($292 669 38 each): }
c. Funding continues via NANPA and wilt be paid by FCC Billing & Collection Agent, Welch & Company. }
(Continued on Page 4) .Except as provided herein, all terms and conditions of the document referenced In Item SA or 10A. as heretofore changed, rema
ins unchanosd and in full torTM effect }
—

	| | | | | | | | | |
Putnam 16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print) Anthony Wimbush
——  —
Putnam, 0 13:53:1 15C. DATE SIGNED 16B. United States of America 16C DATE SlfiMFD
3

	Amy L.ptyvu
[Otyna Date: 2007.04.1 BY
—
ruin i authorized to sign) (Signature of Contracting Officer) 04/10/2007
——  ——  —
NSN            iRD FORM 30 (REV 1083)
7540.01-PREVIOUS EO            ibedbyGSAFAR[48CFR|
UNUSABLE 52-8070 ITION            STANDA Prescr 53243

 

 

	¦
Line Item Document Number            Title Page
Summary CON010000I6/0030 Pooling Administrator — Neustar loUrf
Line Item Delivery Date Un|tpf
Number            Description (Start date to End date) Quantity            Issue Unit Price            Total Cost
——  —
Questions maybe addressed to Tony Wsmbush @anthcny.wimbush@fcc.gov.
—
No Changed Line Item Fields
Previous Total:
Modification Total:
Grand Total:
—

 

 

	Title            Document Number            Page
Address Detail            Pooling Administrator — Neustar            CON01000016/0030 3 of 4
——  ——  ——  —
Shipping Addresses
—
Code            Detail
—
0001 Org: FCC Warehouse
Addr: 9300 E. Hampton Drive
Capital Heights MD 20743
Attn: No Contacts Identified
Phone: ( )  —  ext.
Fax: ( )  —  ext.
—
Invoice Addresses ¦
—
Code            Detail
—
0001 Org: FCC /Accounts Processing Branch
Addr: Financial Operations Division
445 12th St., SW
Washington DC 20554
Attn: No Contacts Identified
Phone: ( )  —  ext.
Fax: ( )  —  ext.
—

 

 

          Contract
No. CON01000016
          Modification
No. Thirty (30)

          Page 4 of 4

1. FAR Clause 52.217-9, Option to Extend the Term of the Contract, is hereby incorporated for
the Option Periods and reads as follows:

52.217-9 Option to Extend the Term of the Contract (Mar 2000)

(a) The Government may extend the term of this contract by written notice to the Contractor
within five (5) business days; provided that the Government gives the Contractor a preliminary
written notice of its intent to extend at least seven (7) business days before the contract
expires. The preliminary notice does not commit the Government to an extension.

(b) If the Government exercises this option, the extended contract shall be considered to include
this option clause.

(c) The total duration of this contract, including the exercise of any options under this clause,
shall not exceed five (5) months.

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