Document:

EX-4.1 AMENDMENT AGREEMENT

 

Exhibit 4.1

AMENDMENT AGREEMENT

     AMENDMENT AGREEMENT (this “Agreement”) dated as of November 12, 2007 between Tutogen Medical,
Inc., a Florida corporation, and Computershare Trust Company, N.A., a federally chartered trust
company, as successor rights agent to Computershare Investor Services, LLC (the “Rights Agent”).

     WHEREAS, the Company and Rights Agent have previously entered into a Rights Agreement, dated
as of July 16, 2002 (“Rights Agreement”); and

     WHEREAS, the parties desire to amend the Rights Agreement, pursuant to Section 27 thereof, as
set forth herein;

     NOW THEREFORE, in consideration of the premises and mutual agreements herein set forth, the
parties hereby agree as follows:

     Section 1. Amendment. That the following be added at the end of Section 1.(a)
of the Rights Agreement:

“Notwithstanding anything herein to the contrary, neither Regeneration Technologies,
Inc., a Delaware company (“RT”), nor Rockets FL Corp., a Florida company (“RFC”)
shall be deemed to be an Acquiring Person by virtue of entering into, or
consummation of the transactions contemplated by, the Agreement and Plan of Merger
by and among the Company, RFC, and RT, dated as of November 12, 2007 (the “RT Merger
Agreement”), including but not limited to, where applicable, the acquisition of
Common Shares by such persons or entities pursuant to the RT Merger Agreement.”

     Section 2. Amendment. That the following be added at the end of Section 2
of the Rights Agreement:

“, upon ten (10) days notice to the Rights Agent. The Rights Agent shall have no
duty to supervise, and shall in no event be liable for, the acts or omissions of any
such co-Rights Agent.”

     Section 3. Amendment. That the following be added after the first sentence of
Section 21 of the Rights Agreement:

“In the event the transfer agency relationship in effect between the Company and the
Rights Agent terminates, the Rights Agent will be deemed to have resigned automatically
and be discharged from its duties under this Agreement as of the effective date of such
termination, and the Company shall be responsible for sending any required notice.”

     Section 4. Amendment. That the following be added after the term “surplus” in
Section 21 of the Rights Agreement:

“, along with its Affiliates,”

 

 

     Section 5. Amendment. That the following be added as a new section 34 of the
Rights Agreement:

“Section 34. Force Majeure. Notwithstanding anything to the contrary contained
herein, the Rights Agent shall not be liable for any delays or failures in performance
resulting from acts beyond its reasonable control including, without limitation, acts of
God, terrorist acts, shortage of supply, breakdowns or malfunctions, interruptions or
malfunction of computer facilities, or loss of data due to power failures or mechanical
difficulties with information storage or retrieval systems, labor difficulties, war, or
civil unrest.”

     Section 6. Ratification. The parties hereby ratify and confirm in all respects
the Rights Agreement, as amended by this Agreement.

     Section 7. Governing Law. This Agreement shall be deemed to be a contract made
under the laws of the State of Florida and for all purposes shall be governed by and
construed in accordance with the laws of such state applicable to contracts to be made and
performed entirely within such state.

     Section 8. Counterparts. This Agreement may be executed in any number of
counterparts and each of such counterparts shall for all purposes be deemed to be an
original, and all such counterparts shall together constitute but one and the same
instrument.

     Section 9. Descriptive Headings. Descriptive headings of the several Sections
of this Agreement are inserted for convenience only and shall not control or affect the
meaning or construction of any of the provisions hereof.

[Signature page follows.]

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     IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be fully executed and
attested, all as of the day and year first above written.

	 	 	 	 	 
	 	TUTOGEN MEDICAL, INC.

 	 
	 	By:  	/s/ Guy
L. Mayer	 
	 	 	Name:  	Guy L. Mayer 	 
	 	 	Title:  	President and Chief Executive Officer 	 
	 

	 	 	 	 	 
	 	COMPUTERSHARE TRUST COMPANY, N.A.

 	 
	 	By:  	/s/ Dennis
V. Moccia	 
	 	 	Name:  	Dennis V. Moccia 	 
	 	 	Title:  	Managing Director	 
	 

3exv10w4

 

Exhibit 10.4

FIRST AMENDMENT TO

CEO EMPLOYMENT AGREEMENT

September 12, 2007

Thomas W. Weisel

c/o Thomas Weisel Partners Group, Inc.

One Montgomery Street

San Francisco, California 94104

Dear Thom:

     This letter sets forth an amendment to your Employment Agreement dated February 1,2006 (the
“Agreement”) with Thomas Weisel Partners Group, Inc., a Delaware corporation (“TWPG Inc.” and,
together with its subsidiaries and affiliates and its and their respective predecessors and
successors, the “Firm”).

     Section 9(f) of the Agreement shall be deleted and replaced in its entirety by the following
text:

     “(f) Timing.  (1)     Notwithstanding anything to the contrary in this agreement,
if at the time of your termination of employment with the Firm, you are a “specified
employee” as defined in Section 409A of the Internal Revenue Code of 1986, as amended (the
“Code”), as determined by the Firm in accordance with Section 409A of the Code, and the
deferral of the commencement of any payments or benefits otherwise payable hereunder as a
result of such termination of employment is necessary in order to prevent any accelerated
or additional tax under Section 409A of the Code, then the Firm will defer the commencement
of the payment of any such payments or benefits hereunder (without any reduction in the
payments or benefits ultimately paid or provided to you) until the date that is at least
six (6) months following your termination of employment with the Firm (or the earliest date
permitted under Section 409A of the Code), whereupon the Firm will pay you a lump-sum
amount equal to the cumulative amounts that would have otherwise been previously paid to
you under this agreement during the period in which such payments or benefits were
deferred. Thereafter, any other payments, if any, will resume in accordance with this
agreement.

     (2)     Additionally, in the event that following the date hereof the Firm or you
reasonably determines that any compensation or benefits payable under this agreement may be
subject to Section 409A of the Code, the Firm and you shall work together to adopt such
amendments to this agreement or adopt other policies or procedures (including amendments,
policies and procedures with
retroactive effect), or take any other commercially reasonable actions necessary or
appropriate to (x) exempt the compensation and benefits payable under this agreement from
Section 409A of the Code and/or preserve the intended tax treatment of the compensation and
benefits provided with respect to this Agreement or (y) comply with the requirements of
Section 409A of the Code and related Department of Treasury guidance.”

     If the foregoing is in accordance with your understanding, please kindly confirm your
acceptance and agreement by signing and returning this letter which will thereupon constitute an
amendment to the Agreement.

	 	 	 	 	 
	 	Very truly yours,

THOMAS WEISEL PARTNERS GROUP, INC. 

(on its behalf, and on behalf of its subsidiaries and 

affiliates) 

 	 
	 	By:  	/s/ Mark Fisher
 	 
	 	 	Name:  	Mark Fisher            	 
	 	 	Title:  	General Counsel 	 
	 

	 	 	 	 	 
	Agreed to and accepted as of 

the date of this Agreement: 

 	 
	/s/ Thomas W. Weisel
 	 
	Name:  	Thomas W. Weisel 	 
	 	 
	 

-1-exv10w5

 

Exhibit 10.5

SUBLEASE AGREEMENT

(New York, 17th  Floor)

     THIS SUBLEASE AGREEMENT (this “Sublease”) is made as of August 1, 2007, by and between THOMAS
WEISEL PARTNERS GROUP INC., a Delaware corporation (“Sublessor”) and FARALLON CAPITAL MANAGEMENT,
L.L.C., a Delaware limited liability company (“Sublessee”).

     The parties enter this Sublease on the basis of the following facts, understandings and
intentions:

     A. Sublessor, as successor-in-interest to Thomas Weisel Partners Group LLC, is the tenant
under that certain Lease for 390 Park Avenue, New York, New York, dated as of May 5, 1999 (the
“Original Lease”), as amended by that certain Letter Agreement dated as of June 3, 1999, that
certain Lease Amendment dated as of October 1, 1999 and that certain Third Lease Amendment dated as
of May 3, 2000 (the “Original Lease, as amended, is hereinafter referred to as the “Lease”); copies
of which are attached hereto as Exhibit A between Sublessor and 390 PARK AVENUE ASSOCIATES, LLC
(“Landlord”), a Delaware limited liability company (“Landlord”), of premises more particularly
described therein located at 390 Park Avenue, New York, New York (the “Premises”);

     B. The premises to be sublet pursuant to this Sublease includes approximately 10,200 net
rentable square feet (“rsf”) of space consisting of the entire 17th floor (the
“Subleased Premises”) in the Building; and

     C. Sublessor desires to sublease to Sublessee the Subleased Premises, and Sublessee desires to
sublease the Subleased Premises from Sublessor on the terms and conditions hereinafter set forth.

     NOW, THEREFORE, the parties agree as follows:

	 	1.	 	Agreement to Sublease. Subject to the terms and
conditions of this Sublease and to Landlord’s consent, Sublessor hereby
subleases to Sublessee and Sublessee subleases and hires from Sublessor the
Subleased Premises, together with all of Sublessor’s right, title and interest
in and to the personal property of Sublessor listed and scheduled on Exhibit
B attached hereto (the “Personal Property”), which Personal Property
Sublessor represents and warrants to Sublessee is all owned by Sublessor. The
Subleased Premises are being leased in their current as-is condition, and
Sublessor shall have no obligation to make any improvements to the Subleased
Premises.
	 
	 	2.	 	Term. The Subleased Premises are currently subleased to
Tailwind Capital Management, LLC pursuant to a Sublease dated November 18, 2006,
and will be delivered to Sublessee, and the term of the Sublease shall commence,
on the date (the “Commencement Date”) which is the date the Subleased Premises
are delivered to Sublessee free of occupants and tenants, and Landlord’s consent
is delivered substantially in the form attached hereto, but in no event shall
the Commencement Date be prior to August 1, 2007, unless Sublessee agrees to
such earlier Commencement Date. The term of this Sublease shall end on January
30, 2010 (the “Expiration Date”). Notwithstanding the foregoing, if the
Commencement Date shall not occur on or prior to December 1, 2007, at any time
thereafter, Sublessee may terminate this Sublease upon ten (10) days notice
given to Sublessor, and upon the expiration of such ten (10) day period, this
Sublease shall terminate and the parties shall be released from any further
obligations under this Sublease and the prepaid Sublease Rent and any security
deposit shall be returned to Sublessee within thirty (30) days thereafter.
Sublessor shall

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	 	 	 	give prompt written notice to Sublessee when the current subtenant vacates the
Subleased Premises and when the Landlord’s consent is obtained.
	 
	 	3.	 	Personal Property. During the term of this Sublease,
Sublessee shall maintain the Personal Property in good condition and repair and
upon expiration of the term of this Sublease, leave the same in the Subleased
Premises in good condition and repair, reasonable wear and tear excepted.
Sublessee shall have the right to alter, reconfigure and rearrange the Personal
Property located within the Subleased Premises during the term of the Sublease.
	 
	 	4.	 	Rent and Additional Charges.

	 	(a)	 	Base Rent. Commencing on the Commencement Date,
Sublessee shall pay to Sublessor as base rent for the Subleased Premises
(the “Sublease Rent”) an amount equal to $106,250 per month.
	 
	 	(b)	 	Operating Expenses. Beginning on the first anniversary
of the Commencement Date, Sublessee shall pay to Sublessor its
proportionate share of any increase in “Operating Payments” (as such term
is defined in Section 2.05 of the Lease), provided the Base Operating Year
shall be calendar year 2007. In addition, Sublessee shall pay to Sublessor
its proportionate share of Tax Payments (as such term is defined in Section
2.04 of the Lease), provided the Base Tax Year shall be fiscal year
2007/2008. Sublessee’s proportionate share shall be calculated by
multiplying the total of any increase in Operating Payments and Tax
Payments by a fraction the numerator of which shall be the square footage
of the Subleased Premises and the denominator of which shall be the square
footage of the Premises under the Lease (as such Premises may be expanded
pursuant to Sublessor’s exercise of its rights under the Lease); it being
understood that Sublessee’s proportionate share of Taxes and Operating
Payments shall not exceed the proportionate share of Taxes and Operating
Payments which would have been payable by Sublessee if Sublessee had a
direct lease with Landlord taking into account the changes in the Base
Operating Year and Tax Year set forth above. In addition, Sublessee shall
reimburse Sublessor for the electrical costs consumed in the Subleased
Premises as determined by a submeter measuring only the electrical
consumption in the Subleased Premises within fifteen (15) days of receipt
of an invoice therefore. Sublessor shall promptly provide to Sublessee
copies of all operating expense statements, including back-up detail,
received by Sublessor from Landlord. In the event of any reconciliations,
refunds or additional payments of operating expenses applicable to the
Subleased Premises during the term of this Sublease, Sublessee shall be
responsible for paying its proportionate share or receiving a proportionate
credit, as applicable.
	 
	 	(c)	 	Payment of Rent. Sublease Rent shall be paid in
advance on the first day of each calendar month during the term of this
Sublease, commencing on the Commencement Date. All payments due and owing
Sublessor hereunder may be payable by check or wire transfer, at Sublessee’
option.
	 
	 	(d)	 	Additional Rent. In addition, Sublessee shall be
responsible for all other expenses related specifically to Sublessee’s use
and occupancy of the Subleased Premises (e.g., after-hours HVAC, additional
cleaning, excess utilities, etc.). Sublessor shall promptly provide to
Sublessee copies of invoices related thereto, including copies of any
notices received by Sublessor from Landlord and payment shall be due ten
(10) days after receipt of such notice.

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	 	(e)	 	All payments of Base Rent and Operating Payments shall
be prorated for any partial calendar months applicable to the term of this
Sublease, based on the actual number of days in such partial month(s).

	 	5.	 	Lease. As applied in this Sublease, the words “Landlord”
and “Tenant” in the Lease will be deemed to refer to Sublessor and Sublessee,
“lease” will be deemed to refer to Sublease, and “Premises” will be deemed to
refer to Subleased Premises, respectively, under this Sublease. Except as
otherwise expressly provided in this Sublease, the covenants, agreements,
conditions, and provisions of the Lease-to the extent that they relate to the
Subleased Premises during the term of the Sublease and are not inconsistent with
or contradicted by the terms of this Sublease-are hereby made a part of and
incorporated by reference into this Sublease as though set out in full in this
Sublease. Without limiting the provisions of the preceding sentence, the
following provisions of the Lease shall not be applicable to the Sublessee:
Sections 1.01, 1.02, 1.03, 1.05, 1.06, 1.07, 1.08, 2.02, 2.03, 2.09, 4.02(d),
4.05(b), 6.03(e), 6.12(a), 8.01, 8.02, 8.03, 8.04, 8.05, 9.01, 9.06 and 9.13.
Except for excluded Sections, the rights and obligations of Landlord and Tenant
under the Lease will be deemed to be the rights and obligations of Sublessor and
Sublessee, respectively, under this Sublease, and will insure to the benefit of,
and be binding on, Sublessor and Sublessee, respectively. As between the
parties to this Sublease only, in the event of a conflict between the terms of
the Lease and the terms of this Sublease, the terms of this Sublease shall
control.
	 
	 	6.	 	Performance by Sublessor. Sublessee recognizes that
Sublessor is not in a position to render any services or to perform any of the
obligations required of Landlord under the terms of the Lease. Sublessee agrees
that performance by Sublessor of its obligations under this Sublease may be
conditioned upon performance by Landlord of its corresponding obligations under
the Lease, and Sublessor will not be liable to Sublessee for any default of
Landlord under the Lease or any subtenant under any other sublease. Sublessor
shall in good faith seek to enforce the obligations of Landlord under the Lease
for the benefit of Sublessee. Such good faith efforts shall include, upon
Sublessee’s written request, promptly notifying Landlord of its non-performance
under the Lease, and requesting that Landlord perform its obligations under the
Lease and using other commercially reasonable means to enforce Landlord’s
obligations. Sublessor shall diligently and in good faith give to Landlord
written notices received by Sublessor from Sublessee respecting services to be
provided, consents to be obtained and obligations to be performed by Landlord
under the Lease with respect to the Subleased Premises, and to thereafter use
commercially reasonable efforts to obtain such services and/or performance.
	 
	 	7.	 	Maintenance of HVAC Equipment. Sublessor shall have the
right to have its maintenance personnel and engineers access the Subleased
Premises after normal business hours and upon reasonable prior written notice
except in the case of an emergency, for the purpose of performing maintenance
and service on building systems (i.e., HVAC, electrical) servicing other
portions of the Premises retained by Sublessor or for which Sublessor is
obligated pursuant to the terms of the Lease. Sublessor shall take
commercially reasonable means and methods to protect Sublessee’s personal
property and to repair any damage caused thereby, except to the extent Sublessee
maintains insurance with respect to such damage.
	 
	 	8.	 	Deposit. Within two (2) business days of receipt of
Landlord’s consent to the Sublease, , Sublessee shall deliver to Sublessor a
security deposit in the amount of $93,500 (“Security Deposit”). The Security
Deposit shall be held by Sublessor as security for the performance of
Sublessee’s obligations. The Security Deposit is not an advance payment of rent
or a measure of Sublessee’s liability for damages. Sublessor may, from time to
time, without prejudice to any other remedy, use all or a portion of the
Security

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	 	 	 	Deposit to satisfy past due rent or to cure any uncured default by Sublessee, in
each instance beyond any applicable notice and cure period. If Sublessor uses
the Security Deposit, Sublessee shall on demand restore the Security Deposit to
its original amount. Sublessor shall return any unapplied cash portion of the
Security Deposit or the letter of credit, as applicable, to Sublessee within 30
days after the later to occur of: (1) the date Sublessee surrenders possession of
the Subleased Premises to Sublessor in accordance with this Sublease; or (2) the
Expiration Date. If Sublessor transfers its interest in the Premises, Sublessor
shall assign the Security Deposit to the transferee who shall assume
responsibility therefore in writing and who shall thereafter be responsible for
the return of the Security Deposit assigned to such transferee and, following the
assignment and assumption, Sublessor shall have no further liability for the
return of the Security Deposit. Sublessor shall not be required to keep the
Security Deposit separate from its other accounts. At Sublessee’s election,
Sublessee shall have the right to post a sight-draft letter of credit in lieu of
the cash security deposit from a bank acceptable to Sublessor permitting draws in
San Francisco, California or New York, New York and otherwise in form and
substance acceptable to Sublessor. If Sublessee posts a letter of credit it
shall be extended by Sublessee not later than 30 days prior to its scheduled
expiry date for a period not less than one (1) year or to a date that is 30 days
after the scheduled Expiration Date, whichever is sooner; provided if the letter
of credit is not so extended, Sublessor’s sole remedy shall be to draw the full
amount of the letter of credit and hold, apply and return the proceeds thereof in
accordance with the provisions of this Section 8.
	 
	 	9.	 	Condition of Subleased Premises. Notwithstanding
anything to the contrary in the Lease, Sublessee accepts the Subleased Premises
in their “as is” condition subject to Sublessee’s rights under this
Sublease. Any alterations and addition to the Subleased Premises made by
Sublessee shall be made in accordance with the Lease, and shall be subject to
prior written approval by Sublessor and Landlord which, as to Sublessor, shall
not be unreasonably withheld, conditioned or delayed; and provided further
Sublessor’s approval shall not be required for cosmetic or decorative
alterations such as painting, installation of art work or replacing carpeting.
At the expiration of the Sublease, Sublessee shall leave the Subleased Premises
in broom clean condition and repair any damage to the Subleased Premises caused
by Sublessee or its employees, invitees or agents, ordinary wear and tear and
damage by casualty excepted. Sublessee shall have no obligation to remove any
fixture or other property (including the Personal Property) that was installed
by Sublessor or Landlord prior to the Commencement Date.
	 
	 	10.	 	Default. The occurrence of any of the following shall
constitute a Default by Sublessee under this Sublease:

	 	(a)	 	Failure to pay any Sublease Rent within five (5)) days and
failure to pay additional rent or any other amount to be paid by Sublessee to
Sublessor within fifteen (15) days in each case after written notice that the
same is due or payable.
	 
	 	(b)	 	Failure to perform any other covenant, liability or
obligation, as and when performance is due, within thirty (30) days following
written notice to Sublessee of such failure; provided, however, that if such
failure cannot be cured within thirty (30) days, Sublessee shall not be
deemed to be in default if Sublessee commences to cure within ten (10) days
after Landlord’s written notice and Sublessee diligently pursues the cure to
completion.
	 
	 	(c)	 	The occurrence of any Event of Default, as that term is
defined in Article 19 of the Lease as the result of any act or omission of
Sublessee.

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	 	(d)	 	The occurrence of any Default by Sublessee under this
Sublease shall entitle Sublessor to each and all of the rights and remedies
afforded Landlord upon the occurrence of an Event of Default under the Lease.

	 	11.	 	Insurance. Prior to the Commencement Date, Sublessee
agrees to secure, at its expense, the public liability and property damage
insurance with respect to the Subleased Premises required to be obtained by
Sublessor under the Lease from an insurer meeting the standards thereof.
Sublessor and Landlord shall be named as additional insureds in said public
liability policy or policies, and Sublessee agrees to provide Sublessor and
Landlord with a certificate of insurance or other suitable evidence of said
insurance. Each party hereby waives on behalf of itself and on behalf of its
insurers any and all rights of recovery against the other, and its officers,
employees, agents and representatives, on account of damage occasioned to such
party or its property or the properties of others under its control to the
extent that such loss or damage is insured against under any all risk insurance
policy in force at the time of such loss or damage and each party shall endeavor
to obtain from its respective insurance carrier a waiver of subrogation clause
or evidence that the foregoing provision does not invalidate such insurance.
	 
	 	12.	 	Notices. All notices or demands of any kind required or
desired to be given by Sublessor or Sublessee hereunder shall be in writing and
shall be deemed delivered upon personal delivery, at the addresses set forth
after their signatures at the end of this Sublease. Promptly following receipt
thereof, Sublessor shall deliver to Sublessee a copy of any notice from Landlord
with respect to the Lease or the Subleased Premises. Notices may be delivered
by facsimile or e-mail, with follow up delivery by regular mail, by certified
mail return receipt requested, or by recognized overnight express mail delivery.
	 
	 	13.	 	Brokers. Sublessor and Sublessee hereby represent and
warrant that neither party has dealt with any other broker or finder in
connection with this Sublease and the transactions contemplated. Each party
agrees to indemnify, defend and hold harmless the other from and against any and
all claims or liabilities for brokerage commissions or finder’s fees arising out
of that party’s acts with any other broker or finder in connection with this
Sublease.
	 
	 	14.	 	Consent of Landlord. The effectiveness of this
Sublease is conditioned upon the receipt by Sublessee of Landlord’s consent and
Sublessor shall use reasonable good faith efforts to obtain such consent. If
Landlord’s consent has not been obtained and a copy of that consent delivered to
Sublessee by the thirtieth (30th) day following the date of this Sublease,
either party shall thereafter have the ongoing right, subject to the terms of
this Section 14, to terminate this Sublease pursuant to a notice (the
“Termination Notice”) so stating delivered to the other party. If Sublessor
fails to deliver to Sublessee the consent of Landlord to this Sublease within
ten (10) days following delivery of the Termination Notice (the “Termination
Date”), this Sublease shall automatically terminate and the parties shall be
released from any further obligations under this Sublease and the prepaid
Sublease Rent and any security deposit shall be promptly returned to Sublessee.
	 
	 	15.	 	Signage. Subject to such conditions as may be imposed by
Landlord, Sublessee shall be provided directory signage in the lobby of the
Building and signage on the elevator lobby of the 17th floor.
	 
	 	16.	 	Entire Agreement. All prior understandings and
agreements between Sublessor and Sublessee are superseded by and merged in this
Sublease, which alone fully and completely sets forth the understanding of
Sublessor and Sublessee. This Sublease may

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	 	 	 	not be amended or modified in any respect whatsoever except by an instrument in
writing signed by Sublessor and Sublessee and consented to in writing by
Landlord.
	 
	 	17.	 	Counterparts. This Sublease may be executed in
counterparts, each of which counterparts, when taken together, shall constitute
but one and the same agreement.
	 
	 	18.	 	Representations of Sublessor. Sublessor represents to
Sublessee that each of the following are true and correct as of the date of this
Sublease:

	 	(a)	 	A true and correct copy of the Lease is attached
hereto as Exhibit A.
	 
	 	(b)	 	To the best knowledge of Sublessor, the Lease is in
full force and effect and has not been further modified.
	 
	 	(c)	 	To the best knowledge of Sublessor, Sublessor is
not in default under the Lease.
	 
	 	(d)	 	Sublessor has not received any notice from the
Landlord claiming that Sublessor is, or absent remedial action or cure
will be, in default under the Lease.
	 
	 	(e)	 	To the best knowledge of Sublessor, Landlord is not
in default under the Lease.
	 
	 	(f)	 	The Lease contains the entire agreement with
respect to the Premises between the Landlord and Sublessor.

	 	20.	 	Covenants of Sublessor. Sublessor covenants and agrees
as follows:

	 	(a)	 	Sublessor shall not modify the Lease in a manner
that adversely affects the rights or increases the obligations of
Sublessee and shall not terminate or cancel the Lease.
	 
	 	(b)	 	Sublessee shall not have any obligation to pay, or
reimburse Sublessor, for any costs or expenses incurred in connection
with obtaining the Landlord’s consent to this Sublease.
	 
	 	(c)	 	Sublessor shall not take or fail to take any action
which would cause a default under the Lease which materially and
adversely affects the rights of Sublessee hereunder.
	 
	 	(d)	 	If Sublessor receives any abatement of rent under
the terms of the Lease, including, without limitation, pursuant to
Section 9.24 of the Lease, Sublessee shall receive a corresponding
abatement to the extent the abatement relates to the Subleased Premises.
	 
	 	(e)	 	Sublessor shall deliver the Subleased Premises
vacant, free of tenancies and rights of others to occupy (other than
Sublessor under the terms of the Sublease) and in broom clean condition.

	 	21.	 	Quiet Enjoyment. Sublessee shall and may peaceably and
quietly have, hold and enjoy the Subleased Premises, subject to the other terms
of this Sublease, provided that this Sublease has not been terminated due to a
default by Sublessee beyond any applicable notice and cure period.

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	 	22.	 	Governing Law. This Sublease shall be governed by and
construed in accordance with the laws of the State of New York, without regard
to principles of conflicts of law.
	 
	 	23.	 	Subject and Subordinate to Lease. This Sublease is
subject and subordinate to the Lease, and in the event of any termination,
reentry or dispossession by Landlord under the Lease, Landlord, may at its
option, take over all of the right, title and interest of Sublessor, as
sublessor, under this Sublease, and Sublessee shall, at Landlord’s option,
attorn to Landlord pursuant to the then executory provisions of this Sublease,
except that Landlord shall not be liable for, subject to or bound by any item of
the type that a “Successor Landlord” (as defined in the Lease) is not so liable
for, subject to or bound by in the case of an attornment by Tenant to a
Successor Landlord under Section 6.01(a) of the Lease.

     IN WITNESS WHEREOF, the parties hereto have executed this Sublease on the day and year first
above written.

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	SUBLESSEE	 	SUBLESSOR
	 
	 	 	 	 	 	 
	FARALLON CAPITAL MANAGEMENT, L.L.C.	 	THOMAS WEISEL PARTNERS GROUP INC.
	 
	 	 	 	 	 	 
	By:

	 	/s/ Gregory S. Swart
	 	By:
	 	/s/ Shaugn Stanley
	 

	 	 
	 	 	 	 
	 
	 	 	 	 	 	 
	Its:

	 	Managing Member
	 	Its:
	 	Managing Director

	 	 	 	 	 	 
	 	Prior to the Commencement Date:

1 Maritime Plaza, Suite 2100

San Francisco, CA 94111

Attn: Michael Fisch

From and after the Commencement Date:

390 Park Avenue, 17th Floor

New York, New York 10022

Attn: Doug McMahon

With a copy to:

Pircher Nichols & Meeks

1925 Century Park East, Suite 1700

Los Angeles, California 90067

Attn: Stevens Carey, Esq.

	 	 	One Montgomery Street

San Francisco, California 94104

Attention: Director of Corporate Real Estate
	 
	 

8

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