Document:

Form of SeraCare Life Sciences, Inc. common stock certificate

 Exhibit 4.2 
  

					
	[SEAL]	  	SeraCare Life Sciences, Inc.	  	[SEAL]

  
 INCORPORATED UNDER THE
LAWS OF THE STATE OF CALIFORNIA 
  

					
	 	  	 	  	 SEE REVERSE FOR CERTAIN DEFINITIONS
  
 CUSIP 81747Q 10 0

  
 This Certifies
that 
  
 SPECIMEN 
  
 is the record holder of 
  
 FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, NO PAR VALUE, OF

  
 SERACARE LIFE SCIENCES, INC. 
  
 transferable on the books of the Corporation by the holder hereof in person
or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar. 
  
 WITNESS the facsimile seal of the Corporation and the facsimile signatures of
its duly authorized officers. 
  
 Dated: 
  

					
			
	 /s/ Jerry L. Burdick

	 	[SEAL]	 	 /s/ Michael Crowley II

	SECRETARY	 	 	PRESIDENT AND CEO

  

											
	 	 	 	 	 Countersigned and Registered:
	 	 
				
	 	 	 	 	AMERICAN STOCK TRANSFER & TRUST COMPANY	 	 
				
	 	 	 	 	(New York, New York)	 	Transfer Agent
and Registrar
						
	 	 	 	 	 	 	By	 	 	 	 
	 	 	 	 	 	 	 	 	Authorized Signature	 	 

  

 SERACARE LIFE SCIENCES, INC. 
  
 The Corporation will furnish without charge to each stockholder who so requests the powers, designations, preferences and
relative, participating, optional, or other special rights of each class of stock or series thereof and the qualifications, limitations or restrictions of such preferences and/or rights. Such requests shall be made to the Corporation’s
Secretary at the principal office of the Corporation. 
  
 KEEP
THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN, OR DESTROYED THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE. 
  
 The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they
were written out in full according to applicable laws or regulations: 
  

													
	TEN COM	 	—	 	as tenants in common	 	 	 	UNIF GIFT MIN ACT	 	—	  	                              Custodian
                            
               (Cust)
                                        
          (Minor)

							
	TEN ENT	 	—	 	as tenants by the entireties	 	 	 	 	 	 	  	 under Uniform Gifts to Minors
  
 Act
                                        
                            
 (State)

							
	JT TEN	 	—	 	as joint tenants with right of survivorship and not as tenants in common	 	 	 	UNIF TRF MIN ACT	 	—	  	                          Custodian (until age __________)
             (Cust)
                                        
      
  
                                      under Uniform
Transfers
                 (Minor)
  
 to Minors Act
                                        
                
  
                             (State)

  
 Additional
abbreviations may also be used though not in the above list. 
  
 FOR VALUE RECEIVED,                          hereby sell, assign and transfer unto 
  
 PLEASE INSERT SOCIAL SECURITY OR OTHER 
 IDENTIFYING NUMBER OF ASSIGNEE 
  
 _______________________________________ 
  
 ___________________________________________________________________________________________________________ 
 (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) 
  
 ___________________________________________________________________________________________________________ 
  
 ___________________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________. Shares 
 of the common stock
represented by the within Certificate, and do hereby irrevocably constitute and appoint 
  
 ____________________________________________________________________________________________________Attorney 
 to transfer the said stock on the
books of the within named Corporation with full power of substitution in the premises. 
  
 Dated __________________________________ 
  

			
	X 	 	 
		
	X 	 	 
		
	NOTICE:	 	THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE
WHATEVER.

  

			
	Signature(s) Guaranteed
		
	 By
	 	 
	
	THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED
SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.Convertible Promissory Note Waiver, dated July 20, 2004

 Exhibit 4.11 
  
 Tully’s Coffee Corporation 
 Attention:
Kristopher S. Galvin 
 3100 Airport Way South 
 Seattle, WA 98134

  
 Dear Sirs: 
  
 We understand that you are undertaking an offering of common stock and investment units to certain shareholders and former
shareholders who were entitled to preemptive rights to purchase securities offered by Tully’s during 1994 to 1999, which also provides these persons an under-subscription privilege to purchase any shares included in this offering that are not
purchased by other offerees (the “Rights Offering”). If the Rights Offering is completed by Tully’s, we understand that Tully’s will sell common stock to such persons at the historical prices of such offerings, between $0.333 per
share and $2.25 per share, and will sell investment units (each consisting of four shares of Series A convertible preferred stock and warrants to purchase two shares of common stock for $0.33 each) at the historical price of $10.00 per investment
unit. 
  
 Section 6 of the Convertible Promissory Note dated as of
December 14, 2000, made by Tully’s in favor of KWM Investments, LLC (the “Note”) provides that the exercise price for the optional conversion of the Note (referred to in the Note as the “Conversion Option”) is the lesser of
$2.50 per share or the price per share of the most recent offering price, public or private, of Tully’s common stock, excluding common stock issued for compensatory purposes. For purposes of determining the exercise price for the Conversion
Option, KWM Investments, LLC hereby agrees that sales of common stock and investment units in the Rights Offering shall be excluded from consideration in the determination of the exercise price that is applicable to the exercise of the Conversion
Option, i.e., the calculation of the lesser of $2.50 per share or the price per share of the most recent offering price, public or private, of Tully’s common stock. This waiver applies only to the sale of shares of common stock and investment
units in the Rights Offering that are completed prior to December 31, 2004. 
  
 KWM INVESTMENTS, LLC 
 2365 Carillon Point 
 Kirkland,
WA 98033 
  

			
	 By:
	 	  

	 Name:
	 	  

	 Title:
	 	  

  
 Date:
July 20, 2004FORM OF COMMON STOCK CERTIFICATE

 Exhibit 4.1 
  
 FORM OF STOCK CERTIFICATE 
  

			
	 COMMON STOCK
	  	COMMON STOCK
	         NUMBER
	  	SHARES        

  
 APU 
  
 Aeolus Pharmaceuticals, Inc. 
  

			
	 INCORPORATED UNDER THE LAWS OF
	  	SEE REVERSE FOR
	             THE STATE OF DELAWARE
	  	CERTAIN DEFINITIONS
	 	  	CUSIP 00765G 10 9

  
 THIS CERTIFIES THAT 
  
 IS THE REGISTERED HOLDER OF 
  
 FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHARE, OF 
  
 Aeolus Pharmaceuticals, Inc. 
  
 transferable on the books of the Corporation in person or by duly authorized attorney upon
surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the Certificate of Incorporation and Bylaws of the Corporation, and all amendments
thereto, to all of which the holder, by acceptance hereof assents. 
  
 This Certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar. 
  
 WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. 
  
 Dated: 
  
 [Corporate Seal] 
  

			
	                                 EXECUTIVE VICE PRESIDENT,
	  	 
	   CHIEF FINANCIAL OFFICER AND SECRETARY
	  	CHIEF EXECUTIVE OFFICER

  
 COUNTERSIGNED AND REGISTERED:

  

			
	        AMERICAN STOCK TRANSFER & TRUST COMPANY
	                            (New York, New
York)
	 	 	Transfer Agent And Registrar
		
	By	 	 
		
	 	 	Authorized Signature

 Aeolus Pharmaceuticals, Inc. 
  
 THE AUTHORIZED CAPITAL STOCK OF THE AEOLUS PHARMACEUTICALS, INC. INCLUDES PREFERRED STOCK. UPON REQUEST THE CORPORATION WILL
FURNISH TO ANY STOCKHOLDER, WITHOUT CHARGE, INFORMATION IN WRITING AS TO THE NUMBER OF SUCH SHARES AUTHORIZED AND OUTSTANDING AND A COPY OF THE PORTION OF THE CERTIFICATE OF INCORPORATION OR RESOLUTIONS CONTAINING THE DESIGNATIONS, PREFERENCES,
LIMITATIONS AND RELATIVE RIGHTS OF ALL SHARES AND ANY CLASS OR SERIES THEREOF. ANY SUCH REQUEST SHOULD BE ADDRESSED TO THE SECRETARY OF THE CORPORATION. 
  
 The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as through they were written out in full
according to applicable laws or regulations: 
  

											
	 TEN COM –
	  	as tenants in common	  	UNIF GIFT MIN ACT -	  	                                 Custodian   
                                        
      
	 TEN ENT–
	  	as tenants by the entireties	  	 	  	            (Cust)
                                        
         (Minor)
	 JT TEN –
	  	as joint tenants with right of survivorship and not as tenants in common	  	 	  	under Uniform Gifts to Minors	  	 
	 	  	 	  	 	  	Act                                      
                                        
               
	 	  	 	  	 	  	                                (State)	 	 	  	 
				
	 	  	 	  	UNIF TRF MIN ACT -	  	                                 Custodian (until age
          )
	 	  	 	  	 	  	        (Cust)	 	 	  	 
	 	  	 	  	 	  	                                    
under Uniform Transfers	  	 
				
	 	  	 	  	 	  	to Minors Act
                                        
                                
	 	  	 	  	 	  	 	 	(State)	  	 

  
 Additional
abbreviations may also be used though not in the above list. 
  
 For Value
received,
                                        
                                        
     hereby sell, assign and transfer unto 
  
 PLEASE INSERT SOCIAL SECURITY OR OTHER 
 IDENTIFYING NUMBER OF ASSIGNEE 
  

  

 (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE OF ASSIGNEE) 
  

  

  

 Shares of the Capital Stock represented by
the within Certificate, and do(es) hereby irrevocably constitute and appoint 

 Attorney to transfer the
said stock on the books of the within named Corporation with full power of substitution in the premises. 
  
 Dated                       
  

			
	X	 	  

	X	 	  

	NOTICE:	 	THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE
WHATEVER.

  
 Signatures Guaranteed:

  

			
	 By
	 	  

	 	 	THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE
MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.

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