Document:

Exhibit

Exhibit 4.1

WEYERHAEUSER COMPANY,

as Issuer
(as successor to PLUM CREEK TIMBERLANDS, L.P.)

and

as Guarantor

to

U.S. Bank National Association

as Trustee

Supplemental Indenture No. 2

Dated as of September 28, 2016

to

Indenture

Dated as of November 14, 2005

Debt Securities

SUPPLEMENTAL INDENTURE NO. 2 (this “Second Supplemental Indenture”), dated as of September 28, 2016, between Weyerhaeuser Company, a Washington corporation (the “Successor Issuer”), as successor to Plum Creek Timberlands, L.P., a Delaware limited partnership (the “Original Issuer”), and as successor to Plum Creek Timber Company, Inc., a Delaware corporation (the “Original Guarantor”), and U.S. Bank National Association, as trustee (the “Trustee”) under the hereafter defined Indenture.
W I T N E S S E T H:
WHEREAS, the Original Issuer and the Original Guarantor previously executed and delivered to the Trustee an Indenture dated as of November 14, 2005 (the “Indenture”), as supplemented by the supplemental indenture dated as of February 19, 2016, among the Original Issuer, as issuer, the Successor Issuer, as successor guarantor, and the Trustee, as trustee, providing for the issuance from time to time by the Original Issuer of one or more series of Securities up to such principal amount or amounts as may from time to time be authorized in accordance with the terms of the Indenture;
WHEREAS, the Original Issuer has previously established the terms of two series of Securities under the Indenture (collectively, the “Existing Securities”): (i) the 4.70% Notes due 2021 and (ii) the 3.25% Notes due 2023; and
WHEREAS, pursuant to the terms of the Agreement and Plan of Merger dated as of November 6, 2015 between the Original Guarantor and the Successor Issuer, the Original Guarantor merged with and into the Successor Issuer, effective as of 4:30 p.m., New York City time on February 19, 2016, whereupon the separate corporate existence of the Original Guarantor ceased and the Successor Issuer continued as the surviving entity and thereupon the Successor Issuer assumed by operation of law all obligations of the Original Guarantor, including the Indenture; and
WHEREAS, pursuant to the terms of the Agreement and Plan of Merger dated as of September 7, 2016 between the Original Issuer and the Successor Issuer (the “Merger Agreement”), the Original Issuer shall merge with and into the Successor Issuer, effective as of 11:59 p.m., New York City time on September 28, 2016 (the “Effective Time”), whereupon the separate corporate existence of the Original Issuer shall cease and the Successor Issuer shall continue as the surviving entity (the “Merger”) and thereupon the Successor Issuer shall assume by operation of law all obligations of the Original Issuer, including the Indenture; and
WHEREAS, pursuant to Section 11.3 of the Indenture, as of the Effective Time the Successor Issuer, as successor to the Original Issuer by virtue of the Merger, shall be bound by all the covenants, stipulations, promises and agreements in the Indenture contained by or on behalf of the Original Issuer, including in respect of the Existing Securities; and
WHEREAS, the execution and delivery of this Second Supplemental Indenture has been duly and validly authorized by the Successor Issuer; and
WHEREAS, pursuant to Section 8.1(b) of the Indenture, the Trustee is authorized to execute and deliver this Second Supplemental Indenture without the consent of Securityholders; and
WHEREAS, all the conditions and requirements necessary to make this Second Supplemental Indenture a valid, binding and legal instrument in accordance with its terms have been performed and fulfilled by the parties hereto and the execution and delivery thereof have been in all respects duly authorized by the parties hereto.

NOW, THEREFORE, in consideration of the premises and the purchases of the Securities by the holders thereof, it is mutually covenanted and agreed for the equal and proportionate benefit of the respective holders from time to time of the Securities and of the coupons, if any, appertaining thereto as follows:
ARTICLE ONE
ASSUMPTION
SECTION 1.01. Assumption. As of the Effective Time, the Successor Issuer agrees that it shall be bound by all the covenants, stipulations, promises and agreements in the Indenture and the Securities contained by or on behalf of the Original Issuer.  Accordingly, as of the Effective Time, the Successor Issuer shall succeed to, and be substituted for, and may exercise every right and power of, the Original Issuer under the Indenture and the Securities with the same effect as if the Successor Issuer had been named as the Issuer therein, and all references to the “Issuer” in the Indenture and any Securities shall be deemed to be references to the Successor Issuer.
ARTICLE TWO
MISCELLANEOUS PROVISIONS
SECTION 2.01. Terms Defined. For all purposes of this Second Supplemental Indenture, except as otherwise defined or unless the context otherwise requires, terms used in capitalized form in this Supplemental Indenture and defined in the Indenture have the meanings specified in the Indenture.
SECTION 2.02. Indenture. Except as amended hereby, the Indenture and the Existing Securities are in all respects ratified and confirmed and all the terms shall remain in full force and effect.
SECTION 2.03. New York Law to Govern. THIS SECOND SUPPLEMENTAL INDENTURE SHALL BE DEEMED TO BE A CONTRACT UNDER THE LAWS OF THE STATE OF NEW YORK, AND FOR ALL PURPOSES SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF SUCH STATE INCLUDING, WITHOUT LIMITATION, SECTION 5-1401 OF THE NEW YORK GENERAL OBLIGATIONS LAW.
SECTION 2.04. Successors and Assigns of Issuer and Guarantor Bound by Second Supplemental Indenture. All the covenants, stipulations, promises and agreements in this Second Supplemental Indenture contained by or on behalf of the Issuer and the Guarantor shall bind their respective successors and assigns, whether so expressed or not.
SECTION 2.05. Counterparts. This Second Supplemental Indenture may be executed in any number of counterparts, each of which shall be an original; but such counterparts shall together constitute but one and the same instrument.
SECTION 2.06. Trustee Not Responsible for Recitals. The recitals contained herein shall be taken as the statements of the Issuer or the Guarantor, and the Trustee assumes no responsibility for the correctness of the same. The Trustee makes no representation as to the validity or sufficiency of this Second Supplemental Indenture.
SECTION 2.07. Effect of Headings. The Article and Section headings herein are for convenience only and shall not affect the construction hereof.

 
IN WITNESS WHEREOF, the parties hereto have caused this Second Supplemental Indenture to be duly executed as of the date first written above.
	
			
	WEYERHAEUSER COMPANY

	By:
	/s/ Laura B. Smith
	 

	 
	Name:  Laura B. Smith
Title:    Vice President and Treasurer

Attest:
	
		
	By:
	/s/ Jacqueline W. Hawn

	 
	Jacqueline W. Hawn
Assistant Secretary

	
			
	U.S. BANK NATIONAL ASSOCIATION

	By:
	/s/ Thomas Zrust
	 

	 
	Name:  Thomas Zrust
Title:    Vice President

[Signature Page to Supplemental Indenture]Exhibit
10.1

 

Fourth
Amendment to Commercial License Agreement

 

This
Fourth Amendment to the Commercial License Agreement (this “Fourth Amendment”) is entered into effective as
of September 26, 2016 by and between Dresser-Rand Company, a New York general partnership (“D-R”) and Ener-Core
Power, Inc., a Delaware corporation (“E-C”).

 

Background
Information

 

A.           D-R and E-C entered into a Commercial License Agreement effective as of November 14, 2014, which has been amended by a First Amendment
on March 17, 2015, a letter agreement dated September 17, 2015, and a letter agreement dated February 29, 2016 (collectively and
together with any attachments thereto, the “Agreement”).

 

B.            Pursuant to the Agreement, D-R and E-C entered into an Escrow Agreement dated May 4, 2015 (the “Escrow Agreement”),
with JPMorgan Chase Bank, N.A. as the escrow agent (the “Escrow Agent”).

 

C.            D-R and E-C desire to jointly authorize the Escrow Agent to release certain amounts from the Fund (as defined in the Escrow Agreement)
to certain parties, as set forth herein.

 

Now,
therefore, in consideration of the premises and the mutual covenants, terms and conditions set forth herein, and for other good
and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, D-R and E-C hereby agree as follows:

 

1.             Release of Escrow Funds. The parties hereby agree and acknowledge that, pursuant to Section 3 of the Escrow Agreement, the
Escrow Agent is jointly authorized to release from the Fund the authorized amounts to the corresponding authorized recipients,
including third parties, as expressly set forth in Schedule 1 hereto. The parties will promptly execute joint written instructions
authorizing such releases in the form set forth in Exhibit A-1 of the Escrow Agreement.

 

2.             No Other Amendment. Except as provided for above, this Amendment does not further amend the terms of the Agreement, which
remains in full force and effect as currently written.

 

IN
WITNESS WHEREOF, E-C and D-R hereto have each caused this Fourth Amendment to be executed by them or in the name and on behalf
of each of them by one of their respective officers, thereunto duly authorized, as of the date written above.

 

	 	Ener-Core
                                         Power, Inc.

	 	 
	 	By:	            
	 	Name:	 
	 	Title:	 
	 	 	 
	 	Dresser-Rand
    Company
	 	 
	 	By:	 
	 	Name:	 
	 	Title:	 

 

     

     

    

 

Schedule
1: Authorized Amounts and RecipientsExhibit 10.2

 

FIRST
AMENDMENT

TO

ENER-CORE,
INC. 

2015
OMNIBUS INCENTIVE PLAN

 

In
accordance with those certain resolutions adopted by the Board of Directors and stockholders of Ener-Core, Inc., a Delaware corporation
(the “Company”), the 2015 Omnibus Incentive Plan (the “Plan”) of the Company is hereby amended
as follows:

 

1.           Section
4.1 of the Plan is hereby amended and restated in its entirety to increase the number of shares reserved for issuance under the
Plan as follows:

 

“4.1.     Authorized
Number of Shares.

 

Subject
to adjustment under Section 15, the aggregate number of shares of Common Stock that may be initially issued pursuant to
the Plan is 600,000. In addition, Shares underlying any outstanding award granted under the Prior Plan that, following the Effective
Date, expires, or is terminated, surrendered or forfeited for any reason without issuance of Shares shall be available for the
grant of new Awards. As provided in Section 1, no new awards shall be granted under the Prior Plan following the Effective
Date. Shares issued under the Plan may consist in whole or in part of authorized but unissued Shares, treasury Shares or Shares
purchased on the open market or otherwise, all as determined by the Board from time to time.”

 

2.          Unless
otherwise expressly provided for in this First Amendment to the Plan (the “First Amendment”), all capitalized
words, phrases, or defined terms used in this First Amendment will have the same meaning ascribed to them in the Plan.

 

3.          Except
as expressly set forth in this First Amendment, there have been no other changes or modifications to the Plan, and the Plan remains
otherwise unchanged and in full force and effect.

 

4.         This
First Amendment shall be effective as of September 26, 2016.

 

I
hereby certify that the Plan was duly amended and such First Amendment has been duly approved by the Board of Directors of the
Company as of August 22, 2016 and such First Amendment has been duly approved by the stockholders of the Company as of September
26, 2016.

 

[Signature
Page Follows]

 

     

     

    

 

IN
WITNESS WHEREOF, the undersigned has caused this First Amendment to be executed effective as of the date set forth above.

 

	 	ENER-CORE, INC.,

	 	A Delaware corporation
	 	 	 
	 	By:
	 
	 	 	Domonic
J. Carney, Chief Financial Officer

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