Document:

ex101.htm

THIS DEBT SETTLEMENT AND SUBSCRIPTION AGREEMENT RELATES TO AN OFFERING OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATION S UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”).

 

NONE OF THE SECURITIES TO WHICH THIS DEBT SETTLEMENT AND SUBSCRIPTION AGREEMENT RELATES HAVE BEEN REGISTERED UNDER THE 1933 ACT, OR ANY U.S. STATE SECURITIES LAWS, AND, UNLESS SO REGISTERED, NONE MAY BE OFFERED OR SOLD, DIRECTLY OR INDIRECTLY, IN THE UNITED STATES OR TO U.S. PERSONS (AS DEFINED HEREIN) EXCEPT IN ACCORDANCE WITH THE PROVISIONS OF REGULATION S UNDER THE 1933 ACT, PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE 1933 ACT, OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE 1933 ACT AND IN EACH CASE ONLY IN ACCORDANCE WITH APPLICABLE STATE SECURITIES AND PROVINCIAL LAWS.  IN ADDITION, HEDGING TRANSACTIONS INVOLVING THE SECURITIES MAY NOT BE CONDUCTED UNLESS IN COMPLIANCE WITH THE 1933 ACT.

 

DEBT SETTLEMENT AND SUBSCRIPTION AGREEMENT

 

	
  

	
BETWEEN:

 

	
  

	
HCi VioCare (the “Company”), a company incorporated under the laws of the State of Nevada, with an address for business at Centrum Offices, 38 Queen Street, Glasgow, UK G1 3DX.

 

	
  

	
AND:

 

Sotirios Leontaritis (the “Subscriber”), an individual with an address of Sokratous 46, Paleo Faliro, Athens 17563.

 

WHEREAS:

 

A.      As at June 30, 2014 the Company is indebted to the Subscriber in the amount of US$419,377 (the “Total Debt”) in principal as evidenced by the accounts payable summary appended hereto as Exhibit “A” for the repayment of loans and/or cash advances made by the Subscriber to the Company in respect of the Company’s operating expenses, as well as for reimbursement of expenses paid directly by the Subscriber on behalf of the Company; and

 

B.      The Subscriber has agreed to accept 9,000,000 shares of the Company’s common stock at a price of US$0.03 per share (collectively, the “Shares”), in full and final settlement of US$300,000 of the Total Debt (the “Settlement Amount”)  pursuant to the terms and conditions set forth in this Agreement.

 

NOW THEREFORE THIS AGREEMENT witnesses that, for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows:

 

	
  

	
1.

	
Interpretation

 

1.1           In this Agreement, words importing the singular number only shall include the plural and vice versa, words importing gender shall include all genders and words importing persons shall include individuals, corporations, partnerships, associations, trusts, unincorporated organizations, governmental bodies and other legal or business entities of any kind whatsoever.

 

1.2           Any reference to currency is to the currency of the United States of America unless otherwise indicated.

  

1

 

2.           Acknowledgement of Indebtedness

 

2.1           The Company and the Subscriber acknowledge and agree that the Company is indebted to the Subscriber in the amount of the Settlement Amount.

 

	
  

	
3.

	
Payment of Indebtedness

 

3.1           As full and final payment of the Settlement Amount, the Company will on the Closing Date (as defined herein) issue to the Subscriber the Shares, as fully paid and non-assessable, and the Subscriber will accept the Shares as full and final payment of the Settlement Amount.

 

	
  

	
4.

	
Release

 

4.1           The Subscriber hereby agrees that upon delivery of the Shares by the Company in accordance with the provisions of this Agreement, the Settlement Amount will be fully satisfied and extinguished, and the Subscriber will remise, release and forever discharge the Company and its respective directors, officers, employees, successors, solicitors, agents and assigns from any and all obligations relating to the Settlement Amount.

 

	
  

	
5.

	
Documents Required from Subscriber

 

5.1           The Subscriber must complete, sign and return to the Company:

 

	
  

	
(a)

	
two (2) executed copies of this Agreement;

 

5.2           The Subscriber shall complete, sign and return to the Company as soon as possible, on request by the Company, any documents, questionnaires, notices and undertakings as may be required by regulatory authorities, the OTC Bulletin Board, stock exchanges and applicable law.

 

	
  

	
6.

	
Closing

 

6.1           Closing of the offering of the Shares (the “Closing”) shall occur on such date as may be determined by the Company and the Subscriber (the “Closing Date”).

 

	
  

	
7.

	
Acknowledgements of Subscriber

 

7.1           The Subscriber acknowledges and agrees that:

 

	
  

	
(a)

	
none of the Shares have been or will be registered under the Securities Act of 1933 (the “1933 Act”), or under any state securities or “blue sky” laws of any state of the United States, and, unless so registered, may not be offered or sold in the United States or, directly or indirectly, to U.S. Persons, as that term is defined in Regulation S under the 1933 Act (“Regulation S”), except in accordance with the provisions of Regulation S, pursuant to an effective registration statement under the 1933 Act, or pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the 1933 Act and in each case only in accordance with applicable securities laws;

 

	
  

	
(b)

	
the Company has not undertaken, and will have no obligation, to register any of the Shares under the 1933 Act or any other applicable securities legislation;

 

	
  

	
(c)

	
the Subscriber has received and carefully read this Agreement;

  

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(d)

	
the decision to execute this Agreement and acquire the Shares hereunder has not been based upon any oral or written representation as to fact or otherwise made by or on behalf of the Company and such decision is based entirely upon a review of any public information which has been filed by the Company with the Securities and Exchange Commission (“SEC”) in compliance, or intended compliance, with applicable securities legislation;

 

	
  

	
(e)

	
the Subscriber and the Subscriber’s advisor(s) have had a reasonable opportunity to ask questions of and receive answers from the Company in connection with the issuance of the Shares hereunder, and to obtain additional information, to the extent possessed or obtainable by the Company without unreasonable effort or expense;

 

	
  

	
(f)

	
the books and records of the Company were available upon reasonable notice for inspection, subject to certain confidentiality restrictions, by the Subscriber during reasonable business hours at its principal place of business and that all documents, records and books in connection with the issuance of the Shares hereunder have been made available for inspection by the Subscriber and the Subscriber’s attorney and/or advisor(s);

 

	
  

	
(g)

	
the Company is entitled to rely on the representations and warranties and the statements and answers of the Subscriber contained in this Agreement and the Questionnaire and the Subscriber will hold harmless the Company from any loss or damage it or they may suffer as a result of the Subscriber's failure to correctly complete this Agreement or the Questionnaire;

 

	
  

	
(h)

	
the Subscriber will indemnify and hold harmless the Company and, where applicable, its respective directors, officers, employees, agents, advisors and shareholders from and against any and all loss, liability, claim, damage and expense whatsoever (including, but not limited to, any and all fees, costs and expenses whatsoever reasonably incurred in investigating, preparing or defending against any claim, lawsuit, administrative proceeding or investigation whether commenced or threatened) arising out of or based upon any representation or warranty of the Subscriber contained herein, in the Questionnaire or in any document furnished by the Subscriber to the Company in connection herewith being untrue in any material respect or any breach or failure by the Subscriber to comply with any covenant or agreement made by the Subscriber to the Company in connection therewith;

 

	
  

	
(i)

	
upon the issuance thereof, and until such time as the same is no longer required under the applicable securities laws and regulations, the certificates representing any of the Shares will bear a legend in substantially the following form:

 

THESE SECURITIES WERE ISSUED IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS PURSUANT TO REGULATION S UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”).

 

NONE OF THE SECURITIES TO WHICH THIS CERTIFICATE RELATES HAVE BEEN REGISTERED UNDER THE 1933 ACT, OR ANY U.S. STATE SECURITIES LAWS, AND, UNLESS SO REGISTERED, NONE MAY BE OFFERED OR SOLD IN THE UNITED STATES OR, DIRECTLY OR INDIRECTLY, TO U.S. PERSONS EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT OR PURSUANT TO AN EXEMPTION  FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE 1933 ACT AND IN EACH CASE ONLY IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. IN ADDITION, HEDGING TRANSACTIONS INVOLVING THE SECURITIES MAY NOT BE CONDUCTED UNLESS IN ACCORDANCE WITH THE 1933 ACT.

  

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(j)

	the Subscriber has been advised to consult the Subscriber’s own legal, tax and other advisors with respect to the merits and risks of an investment in the Shares and with respect to applicable resale restrictions, and it is solely responsible (and the Company is not in any way responsible) for compliance with:

 

	
  

	
(i)

	
any applicable laws of the jurisdiction in which the Subscriber is resident in connection with the distribution of any of the Shares hereunder, and

 

	
  

	
(ii)

	
applicable resale restrictions;

 

	
  

	
(k)

	
none of the Shares are listed on any stock exchange or automated dealer quotation system and no representation has been made to the Subscriber that any of the Shares will become listed on any stock exchange or automated dealer quotation system, except that currently certain market makers make market in the common shares of the Company on the OTC Bulletin Board;

 

	
  

	
(l)

	
none of the Shares may be offered or sold to a U.S. Person or for the account or benefit of a U.S. Person (other than a distributor) prior to the end of the Distribution Compliance Period (as defined herein);

 

	
  

	
(m)

	
neither the SEC nor any other securities commission or similar regulatory authority has reviewed or passed on the merits of the Shares or has reviewed any documents in connection with the sale of the Shares hereunder;

 

	
  

	
(n)

	
there is no government or other insurance covering any of the Shares;

 

	
  

	
(o)

	
the issuance and sale of the Shares to the Subscriber will not be completed if it would be unlawful or if, in the discretion of the Company acting reasonably, it is not in the best interests of the Company;

 

	
  

	
(p)

	
the statutory and regulatory basis for the exemption claimed for the offer and issuance of the Shares, although in technical compliance with Regulation S, would not be available if the offering is part of a plan or scheme to evade the registration provisions of the 1933 Act; and

 

	
  

	
(q)

	
this Agreement is not enforceable by the Subscriber unless it has been accepted by the Company.

 

	
  

	
8.

	
Representations, Warranties and Covenants of the Subscriber

 

8.1           The Subscriber hereby represents and warrants to and covenants with the Company (which representations, warranties and covenants shall survive the Closing) that:

 

	
  

	
(a)

	
the Subscriber is not a U.S. Person;

 

	
  

	
(b)

	
the Subscriber is not acquiring the Shares for the account or benefit of, directly or indirectly, any U.S. Person;

 

	
  

	
(c)

	
the Subscriber is resident in the jurisdiction set out under the heading “Name and Address of Subscriber” on the signature page of this Agreement;

 

	
  

	
(d)

	
the sale of the Shares to the Subscriber as contemplated by the delivery of this Agreement, the acceptance of it by the Company and the issuance of the Shares to the Subscriber complies with all applicable laws of the Subscriber’s jurisdiction of residence or domicile;

  

4

  

 

	
  

	
(e)

	
the Subscriber:

 

	
  

	
(i)

	
is knowledgeable of, or has been independently advised as to, the applicable securities laws of the securities regulators having application in the jurisdiction in which the Subscriber is resident (the “International Jurisdiction”) which would apply to the acquisition of the Shares;

 

	
  

	
(ii)

	
the Subscriber is acquiring the Shares pursuant to exemptions from prospectus or equivalent requirements under applicable securities laws or, if such is not applicable, the Subscriber is permitted to acquire the Shares under the applicable securities laws of the securities regulators in the International Jurisdiction without the need to rely on any exemptions;

 

	
  

	
(iii)

	
the applicable securities laws of the authorities in the International Jurisdiction do not require the Company to make any filings or seek any approvals of any kind whatsoever from any securities regulator of any kind whatsoever in the International Jurisdiction in connection with the issue and sale or resale of the Shares; and

 

	
  

	
(iv)

	
the acquisition of the Shares by the Subscriber does not trigger:

 

	
  

	
A.

	
any obligation to prepare and file a prospectus or similar document, or any other report with respect to such acquisition in the International Jurisdiction; or

 

	
  

	
B.

	
any continuous disclosure reporting obligation of the Company in the International Jurisdiction; and

 

	
  

	
(v)

	
the Subscriber will, if requested by the Company, deliver to the Company a certificate or opinion of local counsel from the International Jurisdiction which will confirm the matters referred to in subparagraphs (ii), (iii) and (iv) above to the satisfaction of the Company, acting reasonably;

 

	
  

	
(f)

	
the Subscriber is acquiring the Shares as principal for investment purposes only and not with a view to resale or distribution and, in particular, the Subscriber has no intention to distribute, either directly or indirectly, any of the Shares in the United States or to U.S. Persons;

 

	
  

	
(g)

	
the Subscriber is outside the United States when receiving and executing this Agreement;

 

	
  

	
(h)

	
the Subscriber is aware that an investment in the Company is speculative and involves certain risks, including the possible loss of the entire investment;

 

	
  

	
(i)

	
the Subscriber has made an independent examination and investigation of an investment in the Shares and the Company and has depended on the advice of its legal and financial advisors and agrees that the Company will not be responsible in any way whatsoever for the Subscriber’s decision to invest in the Shares and the Company;

 

	
  

	
(j)

	
the Subscriber (i) has adequate net worth and means of providing for its current financial needs and possible personal contingencies, (ii) has no need for liquidity in this investment, and (iii) is able to bear the economic risks of an investment in the Shares for an indefinite period of time;

  

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(k)

	
all information contained in the Questionnaire is complete and accurate and may be relied upon by the Company, and the Subscriber will notify the Company immediately of any material change in any such information occurring prior to the closing of the acquisition of the Shares;

 

	
  

	
(l)

	
the Subscriber understands and agrees that the Company and others will rely upon the truth and accuracy of the acknowledgements, representations and agreements contained in this Agreement and the Questionnaire and agrees that if any of such acknowledgements, representations and agreements are no longer accurate or have been breached, it shall promptly notify the Company;

 

	
  

	
(m)

	
the Subscriber has the legal capacity and competence to enter into and execute this Agreement and to take all actions required pursuant hereto;

 

	
  

	
(n)

	
the Subscriber has duly executed and delivered this Agreement and it constitutes a valid and binding agreement of the Subscriber enforceable against the Subscriber in accordance with its terms;

 

	
  

	
(o)

	
the Subscriber is not an underwriter of, or dealer in, the common shares of the Company, nor is the Subscriber participating, pursuant to a contractual agreement or otherwise, in the distribution of the Shares;

 

	
  

	
(p)

	
the Subscriber understands and agrees that none of the Shares have been registered under the 1933 Act, or under any state securities or “blue sky” laws of any state of the United States, and, unless so registered, may not be offered or sold in the United States or, directly or indirectly, to U.S. Persons except in accordance with the provisions of Regulation S, pursuant to an effective registration statement under the 1933 Act, or pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the 1933 Act and in each case only in accordance with applicable state and provincial securities laws;

 

	
  

	
(q)

	
the Subscriber understands and agrees that offers and sales of any of the Shares prior to the expiration of the applicable period specified by Regulations (such period hereinafter referred to as the “Distribution Compliance Period”) shall only be made in compliance with the safe harbor provisions set forth in Regulation S, pursuant to the registration provisions of the 1933 Act or an exemption therefrom, and that all offers and sales after the Distribution Compliance Period shall be made only in compliance with the registration provisions of the 1933 Act or an exemption therefrom and in each case only in accordance with applicable state, provincial and foreign securities laws;

 

	
  

	
(r)

	
the Subscriber understands and agrees that the Company will refuse to register any transfer of the Shares not made in accordance with the provisions of Regulation S, pursuant to an effective registration statement under the 1933 Act or pursuant to an available exemption from the registration requirements of the 1933 Act;

 

	
  

	
(s)

	
the Subscriber has the requisite knowledge and experience in financial and business matters as to be capable of evaluating the merits and risks of the investment in the Shares and the Company;

 

	
  

	
(t)

	
the Subscriber acknowledges that it has not acquired the Shares as a result of, and will not itself engage in, any “directed selling efforts” (as defined in Regulation S under the 1933 Act) in the United States in respect of any of the Shares which would include any activities undertaken for the purpose of, or that could reasonably be expected to have the effect of, conditioning the market in the United States for the resale of any of the Shares; provided, however, that the

  

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Subscriber may sell or otherwise dispose of any of the Shares pursuant to registration of any of the Shares pursuant to the 1933 Act and any applicable state securities laws or under an exemption from such registration requirements and as otherwise provided herein; and

 

	
  

	
(u)

	
no person has made to the Subscriber any written or oral representations,

 

	
  

	
(i)

	
that any person will resell or repurchase any of the Shares,

 

	
  

	
(ii)

	
as to the future price or value of any of the Shares, or

 

	
  

	
(iii)

	
that any of the Shares will be listed and posted for trading on any stock exchange or automated dealer quotation system or that application has been made to list and post any of the Shares of the Company on any stock exchange or automated dealer quotation system.

 

8.2           In this Agreement, the term “U.S. Person” shall have the meaning ascribed thereto in Regulation S.

 

	
  

	
9.

	
Acknowledgement and Waiver

 

9.1           The Subscriber has acknowledged that the decision to acquire the Shares was solely made on the basis of publicly available information.  The Subscriber hereby waives, to the fullest extent permitted by law, any rights of withdrawal, rescission or compensation for damages to which the Subscriber might be entitled in connection with the distribution of any of the Shares.

 

	
  

	
10.

	
Representations and Warranties will be Relied Upon by the Company

 

10.1           The Subscriber acknowledges that the representations and warranties contained herein and are made by it with the intention that such representations and warranties may be relied upon by the Company and its legal counsel in determining the Subscriber’s eligibility to acquire the Shares under applicable securities legislation, or (if applicable) the eligibility of others on whose behalf it is contracting hereunder to acquire the Shares under applicable securities legislation.  The Subscriber further agrees that by accepting delivery of the certificates representing the Shares on the Closing Date, it will be representing and warranting that the representations and warranties contained herein and are true and correct as at the Closing Date with the same force and effect as if they had been made by the Subscriber on the Closing Date and that they will survive the acquisition by the Subscriber of Shares and will continue in full force and effect notwithstanding any subsequent disposition by the Subscriber of such Shares.

 

	
  

	
11.

	
Resale Restrictions

 

11.1           The Subscriber acknowledges that any resale of the Securities will be subject to resale restrictions contained in the securities legislation applicable to the Subscriber or proposed transferee.  The Subscriber acknowledges that the Shares have not been registered under the 1933 Act of the securities laws of any state of the United States.  The Shares may not be offered or sold in the United States unless registered in accordance with United States federal securities laws and all applicable state and provincial securities laws or exemptions from such registration requirements are available.

 

11.2           The Subscriber acknowledges that restrictions on the transfer, sale or other subsequent disposition of the Shares by the Subscriber may be imposed by securities laws in addition to any restrictions referred to in Section 11.1 above, and, in particular, the Subscriber acknowledges and agrees that none of the Shares may be offered or sold to a U.S. Person or for the account or benefit of a U.S. Person (other than a distributor) prior to the end of the Distribution Compliance Period.

  

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12.           Legending and Registration of Subject Shares

 

12.1           The Subscriber hereby acknowledges that a legend may be placed on the certificates representing any of the Shares to the effect that the Shares represented by such certificates are subject to a hold period and may not be traded until the expiry of such hold period except as permitted by applicable securities legislation.

 

12.2           The Subscriber hereby acknowledges and agrees to the Company making a notation on its records or giving instructions to the registrar and transfer agent of the Company in order to implement the restrictions on transfer set forth and described in this Agreement.

 

	
  

	
13.

	
Collection of Personal Information

 

13.1           The Subscriber acknowledges and consents to the fact that the Company is collecting the Subscriber’s personal information for the purpose of fulfilling this Agreement and completing this offering.  The Subscriber’s personal information (and, if applicable, the personal information of those on whose behalf the Subscriber is contracting hereunder) may be disclosed by the Company to (a) stock exchanges or securities regulatory authorities, (b) the Company’s registrar and transfer agent, and (c) any of the other parties involved in this offering, including legal counsel, and may be included in record books in connection with this offering.  By executing this Agreement, the Subscriber is deemed to be consenting to the foregoing collection, use and disclosure of the Subscriber’s personal information (and, if applicable, the personal information of those on whose behalf the Subscriber is contracting hereunder) and to the retention of such personal information for as long as permitted or required by law or business practice.  Notwithstanding that the Subscriber may be acquiring Shares as agent on behalf of an undisclosed principal, the Subscriber agrees to provide, on request, particulars as to the identity of such undisclosed principal as may be required by the Company in order to comply with the foregoing.

 

	
  

	
14.

	
Costs

 

14.1           The Subscriber acknowledges and agrees that all costs and expenses incurred by the Subscriber (including any fees and disbursements of any special counsel retained by the Subscriber) relating to the acquisition of the Shares shall be borne by the Subscriber.

 

	
  

	
15.

	
Governing Law

 

15.1           This Agreement is governed exclusively by the laws of the State of Nevada and the federal laws applicable therein and the Subscriber hereby exclusively attorns to the jurisdiction of the courts of the State of Nevada.

 

	
  

	
16.

	
Survival

 

16.1           This Agreement, including without limitation the representations, warranties and covenants contained herein, shall survive and continue in full force and effect and be binding upon the parties hereto notwithstanding the completion of the acquisition of the Shares by the Subscriber pursuant hereto.

 

	
  

	
17.

	
Assignment

 

17.1           This Agreement is not transferable or assignable.

 

	
  

	
18.

	
Execution

 

18.1           The Company shall be entitled to rely on delivery by facsimile machine of an executed copy of this Agreement and acceptance by the Company of such facsimile copy shall be equally effective to create a valid and binding agreement between the Subscriber and the Company in accordance with the terms hereof.

  

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19.           Severability

 

19.1           The invalidity or unenforceability of any particular provision of this Agreement shall not affect or limit the validity or enforceability of the remaining provisions of this Agreement.

 

	
  

	
20.

	
Entire Agreement

 

20.1           Except as expressly provided in this Agreement and in the agreements, instruments and other documents contemplated or provided for herein, this Agreement contains the entire agreement between the parties with respect to the sale of the Shares and there are no other terms, conditions, representations or warranties, whether expressed, implied, oral or written, by statute or common law, by the Company or by anyone else.

 

	
  

	
21.

	
Notices

 

21.1           All notices and other communications hereunder shall be in writing and shall be deemed to have been duly given if mailed or transmitted by any standard form of telecommunication.  Notices to the Subscriber shall be directed to the address on page 9 hereto and notices to the Company shall be directed to the Company’s in-house corporate counsel, Nikolaos Kardaras at Centrum offices, 38 Queen Street, Glasgow UK G1 3DX.

 

	
  

	
22.

	
Counterparts

 

22.1           This Agreement may be executed in any number of counterparts, each of which, when so executed and delivered, shall constitute an original and all of which together shall constitute one instrument. Delivery of an executed counterpart of this Agreement by electronic means, including by facsimile transmission or by electronic delivery in portable document format (“.pdf”), shall be equally effective as delivery of a manually executed counterpart hereof.  The Parties acknowledge and agree that in any legal proceedings between them respecting or in any way relating to this Agreement, each waives the right to raise any defense based on the execution hereof in counterparts or the delivery of such executed counterparts by electronic means.

 

IN WITNESS WHEREOF the Subscriber has duly executed this Agreement as of the date first above mentioned.

 

DELIVERY INSTRUCTIONS

 

	
1.

	
Delivery - please deliver the certificates to:

 

	
  

	 

 

	
  

	 

 

2.           The undersigned hereby acknowledges that it will deliver to the Company all such additional completed forms in respect of the Subscriber’s acquisition of the Shares as may be required for filing with the appropriate securities commissions and regulatory authorities.

 

Sotirios Leontaritis

(Name of Subscriber – Please type or print)

 

(Signature and, if applicable, Office)

 

                                                                                                                Sokratous 46, Paleo Faliro                                                                

(Address of Subscriber)

 

Athens  17563 

(City, State or Province, Postal Code of Subscriber)

 

 Greece

(Country of Subscriber)

  

9

  

ACCEPTANCE

 

The above-mentioned Agreement in respect of the Shares is hereby accepted by HCi VioCare.

 

DATED at Glasgow, UK effective as of the 8th day of October, 2014.

 

HCi VioCare

Per:         /s/ Nicolaos Kardaras

Authorized Signatory

Nikolaos Kardaras

  

10Exhibit 10.1

 

D—02:流动资金借款合同——适用于单笔,及A类、B类之单项流动资金借款业务

流 动 资 金 借
款 合 同

 

编号:中小企业2014年安丘借字054号

 

借款人:潍坊雷克兰劳保用品有限公司
 

营业执照号码: 370700400004469

法定代表人/负责人:克里斯托福J.袁
 

住所地:安丘市华安路南首硝市居委会驻地
  邮编: 262100 

开户金融机构及账号:中国银行安丘支行
231219162014 

电话:
0536-4264606 传真:0536-4264606 

 

贷款人:中国银行股份有限公司安丘支行

法定代表人/负责人:
刘永成 

住所地:安丘市兴安路128号
 邮编: 262100 

电话: 0536-4225720 传真:
0536-4225720 

 

借款人、贷款人经平等协商,就贷款人向借款人发放流动资金贷款事宜达成一致,特订立本合同。

 

第一条 借款金额

借款币种:人民币。

借款金额:(大写)伍佰万元整;

 

    	 

    	 

    

  

(小写)5,000,000.00。

 

第二条 借款期限

借款期限:12个月,自实际提款日起算;若为分期提款,则自第一个实际提款日起算。

借款人应严格按照约定提款时间提款,实际提款日晚于约定提款时间的,借款人仍应按照本合同约定的还款时间还款。

 

第三条 借款用途

借款用途:购原材料。

未经贷款人书面同意,借款人不得改变借款用途,包括但不限于借款人不得将贷款用于固定资产、股权等投资,不得用于国家禁止生产、经营的领域和用途。

 

第四条 借款利率与计结息

1、借款利率

借款利率为下列第(2)种:

(1)固定利率,年利率
/ %。借款期限内合同利率不变。

(2)浮动利率,以实际提款日(若为分笔提款,则为第一个实际提款日)为起算日,每

12 个月为一个浮动周期,重新定价一次。重新定价日为下一个浮动周期的首日,即起算日在重新定价当月的对应日,当月没有对应日的则为当月最后一日。

就每笔提款:

A.首期(自其实际提款日起至本浮动周期届满之日)利率为实际提款日中国人民银行公布施行的六个月至一年(含一年)期贷款基准利率上浮
23 %;

B. 在重新定价日,与其它分笔提款一并按当日中国人民银行公布施行的同档次贷款基准利率上浮
23 %进行重新定价,作为该浮动周期的适用利率。

2、利息计算

利息从借款人实际提款日起算,按实际提款额和用款天数计算。

 

    	 

    	 

    

  

利息计算公式:利息=本金×实际天数×日利率。

日利率计算基数为一年360天,换算公式:日利率=年利率/360。

3、结息方式

借款人按下列第
(2) 种方式结息:

(1)按季结息,每季度末月的20日为结息日,21日为付息日。

(2)按月结息,每月的20日为结息日,21日为付息日。

若贷款本金的最后一期清偿日不在付息日,则该贷款本金的最后一期清偿日为付息日,借款人应付清全部应付利息。

4、罚息

(1)对逾期或未按合同约定用途使用借款的,从逾期或挪用之日起,就逾期或挪用部分,按本款约定的罚息利率计收罚息,直至清偿本息为止。

对既逾期又挪用的贷款,按照较高的罚息利率计收罚息。

(2)对借款人不能按期支付的利息以及罚息,以本条第3款约定的结息方式,按本款约定的罚息利率计收复利。

(3)罚息利率

按本条第1款约定的浮动周期及方式浮动。逾期贷款罚息利率为该浮动利率水平上加收__50__%,挪用贷款罚息利率为该浮动利率水平上加收__100__%。

 

第五条 提款条件

借款人提款须满足下列条件:

1、本合同及其附件已生效;

2、借款人已按贷款人要求提供担保,担保合同已生效并完成法定的审批、登记或备案手续;

3、借款人已向贷款人预留与订立和履行本合同有关的借款人文件、单据、印鉴、人员名单、签字样本,并填妥有关凭证;

4、借款人已按贷款人要求开立履行本合同所必需的账户;

5、于提款前
/ 个银行工作日,向贷款人提交书面提款申请及有关借款用途证明文件,办理相关提款手续;

 

    	 

    	 

    

  

6、借款人已向贷款人提交董事会或其他有权部门同意签订和履行本合同的决议书和授权书;

7、法律规定及双方约定的其他提款条件                  /                               
。

上述提款条件未满足,贷款人有权拒绝借款人的提款申请,但贷款人同意放款的除外。

 

第六条 提款时间及方式

1、借款人应按下列第
(1) 种时间和方式提款:

(1)于2014年10月11日一次性提款。

(2)自    /    年   /  月  /   日起       /       内提清借款。

(3)按下列时间分期提款:

	提款时间	提款金额
	/	/

2、超过上述时间未提用的部分,贷款人有权拒绝借款人的提款申请。

 

第七条 借款资金支付

		1、	借款发放账户

借款人在贷款人处开立如下账户作为借款发放账户,借款的发放和支付应通过本账户办理。

户名:潍坊雷克兰劳保用品有限公司

账号:231219162014

2、借款资金支付方式

(1)借款资金支付方式应按照法律法规、监管规定及本合同的约定执行,单笔提款的借款资金支付方式应在提款申请书中予以确认,贷款人认为提款申请书中选择的借款资金支付方式不符合要求的,有权变更支付方式或停止借款资金的发放和支付。

(2)贷款人受托支付,即贷款人根据借款人的提款申请和支付委托,将借款资金支付给符合本合同约定用途的借款人交易对手。根据银监会相关规定和贷款人内部管理规定,符合下列条件之一的贷款资金支付,应采用贷款人受托支付方式:

A.贷款人与借款人新建立信贷业务关系,且借款人信用评级未达到贷款人内部要求;

 

    	 

    	 

    

  

B.提款申请时支付对象明确(有明确的账户、户名)且单笔金额超过10万元(不含,外币按实际提款日
/ 汇率折算);

C. 贷款人规定或与借款人约定的其他情形:         /        。

(3)借款人自主支付,即贷款人根据借款人的提款申请将借款资金发放至借款人账户后,由借款人自主支付给符合合同约定用途的借款人交易对手。除前款约定应采用贷款人受托支付方式的情形外,其他借款资金的支付方式为借款人自主支付。

(4)支付方式变更。提交提款申请书后,如借款人对外款项支付、信用评级等条件发生变化,对自主支付的借款资金,满足本条第2款第(2)项约定条件的,应变更借款资金支付方式。变更支付方式或受托支付方式下对外支付金额、支付对象、借款用途等发生变更的,借款人应向贷款人提供书面的变更申请说明,重新提交提款申请书和证明资金用途的相关交易资料。

3、借款资金受托支付具体要求

(1)支付委托。符合贷款人受托支付条件的,借款人在提款申请书中应有明确的支付委托,即授权和委托贷款人在将借款资金划入指定的借款人账户后,直接将借款资金支付给符合本合同约定用途的借款人指定的交易对手账户,并应提供收款的交易对手名称、交易对手账户、支付金额等必要付款信息。

(2)交易资料提供。符合贷款人受托支付条件的,借款人应在每次提款时向贷款人提供其放款账户、交易对手账户信息及证明本次提款符合借款合同约定用途的证明材料。借款人应保证提供给贷款人的所有资料都是真实、完整和有效的。因借款人提供的相关交易资料不真实、不准确、不完整导致贷款人的受托支付义务未能及时完成的,贷款人不承担任何责任,借款人在本合同项下已经产生的还款义务不受影响。

(3)贷款人受托支付义务的履行

A. 采用贷款人受托支付的,借款人提交支付委托及相关交易资料等后,贷款人审核同意后将借款资金通过借款人账户支付给借款人交易对手。

B.贷款人经审核发现借款人提供的用途证明材料等相关交易材料不符合本合同约定或存在其他瑕疵的,有权要求借款人补充、替换、说明或重新提交相关材料,在借款人提交贷款人认为合格的相关交易材料前,贷款人有权拒绝相关款项的发放和支付。

C. 若发生交易对手账户开户行退款,导致贷款人无法及时按照借款人支付委托将借款资金支付给其交易对手的,贷款人不承担任何责任,借款人在本合同项下已经产生的还款义务不受影响。对于交易对手账户开户行退回的款项,借款人在此授权贷款人予以冻结。在此情形下,借款人应重新提交支付委托及用途证明材料等相关交易资料。

 

    	 

    	 

    

  

(4)借款人不得以化整为零的方式规避贷款人受托支付。

4、借款资金发放后,借款人应根据贷款人的要求及时提供借款资金使用记录和资料,应提供的前述材料包括但不限于每月帐户资金收支明细。

5、发生下列情形之一,贷款人有权重新确定借款发放和支付条件或停止借款资金的发放与支付:

(1)借款人违反本合同约定,以化整为零方式规避贷款人受托支付;

(2)借款人信用状况下降或主营业务盈利能力不强;

(3)借款资金使用出现异常;

(4)借款人未按贷款人要求及时提供借款资金使用记录和资料;

(5)借款人违反本条约定支付借款资金。

 

第八条 还款

1、借款人指定以下账户作为资金回笼账户,借款人资金回笼应进入该账户。借款人应及时提供该账户资金进出情况。贷款人有权要求借款人说明资金回笼账户中大额及异常资金流入流出情况并对该账户进行监管。

户名:潍坊雷克兰劳保用品有限公司

账号:231219162014

2、除双方另有约定外,借款人须按下列第(1)项还款计划归还本合同项下借款:

(1)借款期限届满日归还本合同项下全部借款。

(2)按下列还款计划归还本合同项下借款:

	还款时间	还款金额
	/	/

(3)其他还款计划:      /      。

借款人如需变更上述还款计划,须在相应贷款到期
5 个银行工作日前向贷款人提出书面申请,还款计划的变更须经双方共同书面确认。

3、除双方另有约定外,在借款人同时拖欠借款本金及利息的情况下,贷款人有权决定偿还本金或偿还利息的顺序;在分期还款情形下,若本合同项下存在多笔到期借款、逾期借款的,贷款人有权决定借款人某笔还款的清偿顺序;借款人与贷款人之间存在多笔已到期借款合同的,贷款人有权决定借款人每笔还款所履行的合同顺序。

 

    	 

    	 

    

 

4、除双方另有约定外,借款人可以提前还款,但应提前
5 个银行工作日书面通知贷款人。提前还款的金额首先用来偿还最后到期的贷款,按照倒序还款。

5、借款人按下列第
1 种方式还款。

(1)借款人不迟于每一笔本息到期前
1 个银行工作日在下述还款账户中存入足额资金以备还款,贷款人有权于每一笔本息到期日主动从此账户中扣收款项。

还款账户户名:潍坊雷克兰劳保用品有限公司。

账号:231219162014。

(2)双方约定的其它还款方式:           /          。

 

第九条 担保

1、本合同项下债务的担保方式为:

本合同属于担保人
潍坊雷克兰劳保用品有限公司 与贷款人签订的编号为中小企业2014年安丘总抵字054-1号《最高额抵押合同》项下的主合同,由其提供最高额担保。

本合同属于担保人
潍坊雷克兰劳保用品有限公司 与贷款人签订的编号为中小企业2014年安丘总抵字054-2号《最高额抵押合同》项下的主合同,由其提供最高额担保。

2、若借款人或担保人发生贷款人认为可能影响其履约能力的事件,或担保合同变为无效、被撤销或解除,或借款人、担保人财务状况恶化或涉入重大诉讼或仲裁案件,或因其他原因而可能影响其履约能力,或担保人在担保合同或与贷款人之间的其他合同项下发生违约,或担保物贬值、毁损、灭失、被查封,致使担保价值减弱或丧失时,贷款人有权要求,且借款人有义务提供新的担保、更换保证人等以担保本合同项下债务。

 

第十条 声明与承诺

1、借款人声明如下:

(1)借款人依法注册并合法存续,具备签订和履行本合同所需的完全民事权利能力和行为能力;

 

    	 

    	 

    

  

(2)签署和履行本合同系基于借款人的真实意思表示,已经按照其章程或者其它内部管理文件的要求取得合法、有效的授权,且不会违反对借款人有约束力的任何协议、合同和其他法律文件;借款人已经或将会取得签订和履行本合同所需的一切有关批准、许可、备案或者登记;

(3)借款人在本合同项下向贷款人提供的全部文件、财务报表、凭证及其他资料是真实、完整、准确和有效的;

(4)借款人申请向贷款人叙作业务的交易背景真实、合法,未用于洗钱等非法目的;

(5)借款人未向贷款人隐瞒可能影响其和担保人财务状况和履约能力的事件;

(6)借款人及贷款项目达到国家环保标准,非国家相关部门公布和认定的耗能、污染问题突出且整改不力的企业和项目,不存在耗能、污染风险;

(7)借款人声明的其它事项:/

 

2、借款人承诺如下:

(1)按照贷款人要求,定期或及时向贷款人报送其财务报表(包括但不限于年报、季报和月报表)及其他相关资料;借款人确保其持续满足下述财务指标要求:    /     ;

(2)如果借款人已经或将与本合同保证人就其保证义务签订反担保协议或类似协议,该协议将不会损害贷款人在本合同项下的任何权利;

(3)接受贷款人的信贷检查与监督,并给予足够的协助和配合;借款人自主支付的,应按照贷款人要求定期汇总报告贷款资金支付、使用情况,具体汇总报告时间为:
/  ;

(4)如借款人发生进行合并、分立、减资、股权转让、对外投资、实质性增加债务融资、重大资产和债权转让以及其他可能对借款人的偿债能力产生不利影响的事项时,须事先征得贷款人的书面同意;

若发生下列情形,借款人应及时通知贷款人:

		A.	借款人或担保人公司章程、经营范围、注册资本、法定代表人变更;

		B.	进行任何形式的联营、与外商合资、合作、承包经营、重组、改制、计划上市等经营方式的变更;

		C.	涉入重大诉讼或仲裁案件,或财产或担保物被查封、扣押或监管,或在担保物上设置新的担保;

 

    	 

    	 

    

  

		D.	歇业、解散、清算、停业整顿、被撤销、被吊销营业执照、(被)申请破产等;

		E.	股东、董事和现任高级管理人员涉嫌重大案件或经济纠纷;

		F.	借款人在其它合同项下发生违约事件;

		G.	出现经营困难和财务状况发生恶化等情形;

(5)借款人对贷款人债务的清偿顺序优先于借款人股东对其的借款,并且不亚于其他债权人的同类债务;

(6)在有关会计年度的税后净利润为零或负数,或者税后利润不足以弥补以往会计年度累计亏损的情况下,或者税前利润未用于清偿借款人在该会计年度内应清偿的本金、利息和费用或者税前利润不足以清偿下一期本金、利息和费用时,借款人不以任何形式向股东分配股息、红利;

(7)借款人不以降低其偿债能力的方式处置自有资产。并承诺其对外担保的总额不高于其自身净资产的
1 倍,且对外担保的总额及单项担保的数额不超过其公司章程所规定的限额;

(8)除符合本合同约定的用途或经贷款人同意外,借款人不得向同名账户和关联方账户划转本合同项下贷款资金。

对于借款人同名账户划转或关联方账户划转,借款人应提供相应的证明资料。

(9)就本合同项下贷款,借款人向贷款人提供的担保条件、贷款利率定价、偿债顺序等贷款条件,不低于现在或将来给予任何其它金融机构的条件。

(10)贷款人有权根据借款人资金回笼情况提前收回贷款;

(11)借款人承诺的其它事项:       /          。

第十一条 借款人所在集团内部关联交易披露

双方约定适用下述第
1 项条款:

1、借款人不属于贷款人依据《商业银行集团客户授信业务风险管理指引》(简称“《指引》”)确定的集团客户。

2、借款人属于贷款人依据《商业银行集团客户授信业务风险管理指引》(简称“《指引》”)确定的集团客户。借款人应及时向贷款人报告净资产10%以上关联交易的情况,包括交易各方的关联关系、交易项目和交易性质、交易的金额或相应的比例、定价政策(包括没有金额或只有象征性金额的交易)。

借款人有下列情形之一,贷款人有权单方决定停止支付借款人尚未使用的贷款,并提前收回部分或全部贷款本息:利用与关联方之间的虚假合同,以无实际贸易背景的应收票据、应收账款等债权到银行贴现或质押,套取银行资金或授信的;出现重大兼并、收购重组等情况,贷款人认为可能影响到贷款安全的;通过关联交易,有意逃废银行债权;《指引》第十八条规定的其他情形。

 

    	 

    	 

    

  

第十二条 违约事件及处理

下列事项之一即构成或视为借款人在本合同项下违约事件:

1、借款人未按本合同的约定履行对贷款人的支付和清偿义务;

2、借款人未按本合同的约定方式支用贷款资金或未将获得的资金用于本合同约定的用途;

3、借款人在本合同中所做的声明不真实,或违反其在本合同中所做的承诺;

4、发生本合同第十条第2款第(4)项等规定的情况,贷款人认为可能影响借款人或担保人的财务状况和履约能力,而借款人不按本合同的规定提供新的担保、更换保证人;

5、借款人信用状况下降,或借款人的盈利能力、偿债能力、营运能力和现金流量等财务指标恶化,突破本合同约定的指标约束或其他财务约定;

6、借款人在与贷款人或中国银行股份有限公司其他机构之间的其他合同项下发生违约事件;借款人与其他金融机构之间的授信合同项下发生违约事件;

7、担保人违反担保合同的约定,或在与贷款人或中国银行股份有限公司其他机构之间的其他合同项下发生违约事件;

8、借款人终止营业或者发生解散、撤销或破产事件。

9、借款人涉及或可能涉及重大经济纠纷、诉讼、仲裁,或其资产被查封、扣押或被强制执行,或被司法机关或税务、工商等行政机关依法立案查处或依法采取处罚措施,已经或可能影响到其在本合同项下义务的履行的;

10、借款人主要投资者个人、关键管理人员异常变动、失踪或被司法机关依法调查或限制人身自由,已经或可能影响到其在本合同项下义务的履行的;

11、贷款人每年(即本合同生效之日起每满一年)对借款人的财务状况和履约能力进行审核时,发现存在可能影响借款人或担保人财务状况和履约能力的情况;

12、指定资金回笼账户出现大额及异常资金流入流出情况且借款人不能提供贷款人认可的解释材料的;

13、借款人违反本合同中关于当事人权利义务的其他约定。

 

出现前款规定的违约事件时,贷款人有权视具体情形分别或同时采取下列措施:

1、要求借款人、担保人限期纠正其违约行为;

 

    	 

    	 

    

  

2、全部、部分调减、中止或取消、终止对借款人的授信额度;

3、全部、部分中止或终止受理借款人在本合同、借款人与贷款人之间的其他合同项下的提款等业务申请;对于尚未发放的贷款、尚未办理的贸易融资,全部、部分中止或取消、终止发放、支付和办理;

4、宣布本合同、借款人与贷款人之间的其他合同项下尚未偿还的贷款/贸易融资款项本息和其他应付款项全部或部分立即到期;

5、终止或解除本合同,全部、部分终止或解除借款人与贷款人之间的其他合同;

6、要求借款人赔偿因其违约而给贷款人造成的损失;

7、将借款人在贷款人及中国银行股份有限公司其它机构开立的账户内的款项扣划以清偿借款人在本合同项下对贷款人所负全部或部分债务。账户中的未到期款项视为提前到期。账户币种与贷款人业务计价货币不同的,按扣收时贷款人适用的外汇牌价汇率折算;

8、行使担保物权;

9、要求保证人承担保证责任;

10、贷款人认为必要和可能的其他措施。

 

第十三条 权利保留

一方若未行使本合同项下部分或全部权利,或未要求另一方履行、承担部分或全部义务、责任,并不构成该方对该权利的放弃或对该义务、责任的豁免。

一方对另一方的任何宽容、展期或者延缓行使本合同项下的权利,均不影响其根据本合同及法律、法规而享有的任何权利,亦不视为其对该权利的放弃。

 

第十四条 变更、修改与终止

本合同经双方协商一致,可以书面形式进行变更或修改,任何变更或修改均构成本合同不可分割的组成部分。

除法律、法规另有规定或当事人另有约定外,本合同在其项下权利义务全部履行完毕前不得终止。

除法律、法规另有规定或当事人另有约定外,本合同任何条款的无效均不影响其他条款的法律效力。

 

第十五条 法律适用、争议解决

本合同适用中华人民共和国法律。

在本合同生效后,因订立、履行本合同所发生的或与本合同有关的一切争议,双方可协商解决。协商不成的,任何一方可以采取下列第
2 种方式加以解决:

 

    	 

    	 

    

  

 

1、提交           / 仲裁委员会,按提交仲裁申请时该会有效之仲裁规则,在
/ (仲裁地点)进行仲裁。

2、依法向贷款人或者依照本合同、单项协议行使权利义务的中国银行股份有限公司其他机构住所地的人民法院起诉。

3、依法向有管辖权的人民法院起诉。

在争议解决期间,若该争议不影响本合同其他条款的履行,则该其他条款应继续履行。

 

第十六条 附件

下列附件及经双方共同确认的其它附件构成本合同不可分割的组成部分,具有与本合同相同的法律效力。

1、提款申请书;

 

第十七条 其他约定

1、未经贷款人书面同意,借款人不得将本合同项下任何权利、义务转让予第三人。

2、若贷款人因业务需要须委托中国银行股份有限公司其他机构履行本合同项下权利及义务,或将本合同项下借款业务划归中国银行股份有限公司其他机构承接并管理,借款人对此表示认可。贷款人授权的中国银行股份有限公司其他机构、或承接本合同项下借款业务的中国银行股份有限公司其他机构有权行使本合同项下全部权利,有权就本合同项下纠纷以该机构名义向法院提起诉讼、提交仲裁机构裁决或申请强制执行。

3、在不影响本合同其他约定的情形下,本合同对双方及各自依法产生的承继人和受让人均具有法律约束力。

4、除另有约定外,双方指定本合同载明的住所地为通讯及联系地址,并承诺在通讯及联系地址发生变更时,以书面形式及时通知对方。

5、本合同项下交易基于各自独立利益进行。如按相关法律、法规和监管要求,交易其他各方构成贷款人的关联方或关联人士,各方均不谋求利用此种关联关系影响交易的公允性。

 

    	 

    	 

    

  

6、本合同中的标题和业务名称仅为指代的方便而使用,不得用于对条款内容及当事方权利义务的解释。

7、贷款人有权根据有关法律法规、监管规定,将与本合同有关的信息和借款人其他相关信息提供给中国人民银行征信系统和其他依法设立的信用信息数据库,供具有适当资格的机构或个人依法查询和使用。贷款人也有权为本合同订立和履行之目的,通过中国人民银行征信系统和其他依法设立的信用信息数据库查询借款人的相关信息。

8、提款日、还款日如遇法定节假日,则顺延至节假日后的第一个工作日。

9、贷款人因法律法规、监管规定变化或者监管部门要求,不能履行协议或不能按照协议约定履行的,贷款人有权终止或依据法律法规、监管规定变化或监管部门要求变更履行本协议及其项下单项协议。因该种原因致协议终止或变更使贷款人不能履行或不能按照协议约定履行的,贷款人免除责任。

 

第十八条 合同生效

本合同经借贷双方的法定代表人(负责人)或其授权签字人签署并加盖公章之日起生效。

本合同一式
叁 份,借贷双方及登记机关各执 壹
份,具有同等法律效力。

 

借款人:潍坊雷克兰劳保用品有限公司
贷款人:中国银行股份有限公司安丘支行

 

有权签字人:          
           有权签字人: 

 

年 月 日                      年
月 日

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00236-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00236-of-00352.parquet"}]]