Document:

EXHIBIT 4.4

 Exhibit 4.4 
 PLEDGE AND SECURITY AGREEMENT 
 Dated as of March 31, 2011 

from 
 THE
GRANTORS REFERRED TO HEREIN 
 to 
 BANK OF AMERICA, N.A., 
 as Administrative Agent and Collateral Agent 

									
	ARTICLE I	 	DEFINITIONS	  	 	1	  
				
		 	Section 1.1	 	 Terms Defined in Credit Agreement
	  	 	1	  
				
		 	Section 1.2	 	 Terms Defined in UCC
	  	 	1	  
				
		 	Section 1.3	 	 Terms Generally
	  	 	2	  
				
		 	Section 1.4	 	 Definitions of Certain Terms Used Herein
	  	 	2	  
			
	ARTICLE II	 	GRANT OF SECURITY INTEREST	  	 	7	  
			
	ARTICLE III	 	REPRESENTATIONS AND WARRANTIES	  	 	8	  
				
		 	Section 3.1	 	 Title, Perfection and Priority
	  	 	8	  
				
		 	Section 3.2	 	 Type and Jurisdiction of Organization, Organizational and Identification Numbers
	  	 	9	  
				
		 	Section 3.3	 	 Principal Location
	  	 	9	  
				
		 	Section 3.4	 	 Collateral Locations
	  	 	9	  
				
		 	Section 3.5	 	 Bailees, Warehousemen, Etc
	  	 	10	  
				
		 	Section 3.6	 	 Exact Names
	  	 	10	  
				
		 	Section 3.7	 	 Letter-of-Credit Rights and Chattel Paper
	  	 	10	  
				
		 	Section 3.8	 	 Accounts and Chattel Paper
	  	 	10	  
				
		 	Section 3.9	 	 Inventory
	  	 	11	  
				
		 	Section 3.10	 	 Intellectual Property
	  	 	11	  
				
		 	Section 3.11	 	 No Financing Statements or Security Agreements
	  	 	11	  
				
		 	Section 3.12	 	 Pledged Collateral
	  	 	11	  
				
		 	Section 3.13	 	 Commercial Tort Claims
	  	 	12	  
				
		 	Section 3.14	 	 Perfection Certificate
	  	 	12	  
			
	ARTICLE IV	 	COVENANTS	  	 	12	  
				
		 	Section 4.1	 	 General
	  	 	12	  
				
		 	Section 4.2	 	 Electronic Chattel Paper
	  	 	14	  
				
		 	Section 4.3	 	 Reserved
	  	 	14	  
				
		 	Section 4.4	 	 Delivery of Pledged Collateral
	  	 	14	  
				
		 	Section 4.5	 	 Uncertificated Pledged Collateral
	  	 	15	  
				
		 	Section 4.6	 	 Pledged Collateral
	  	 	15	  
				
		 	Section 4.7	 	 Intellectual Property
	  	 	16	  
				
		 	Section 4.8	 	 Commercial Tort Claims
	  	 	17	  
				
		 	Section 4.9	 	 Letter-of-Credit Rights
	  	 	17	  
				
		 	Section 4.10	 	 Insurance
	  	 	18	  

									
		 	Section 4.11	  	 Collateral Access Agreements
	  	 	18	  
			
	ARTICLE V	  	REMEDIES	  	 	18	  
				
		 	Section 5.1	  	 Remedies
	  	 	18	  
				
		 	Section 5.2	  	 Grantors’ Obligations Upon Default
	  	 	20	  
				
		 	Section 5.3	  	 Grant of Intellectual Property License
	  	 	20	  
			
	ARTICLE VI	  	ACCOUNT VERIFICATION; ATTORNEY IN FACT; PROXY	  	 	21	  
				
		 	Section 6.1	  	 Account Verification
	  	 	21	  
				
		 	Section 6.2	  	 Authorization for Secured Party to Take Certain Action
	  	 	21	  
				
		 	Section 6.3	  	 PROXY
	  	 	22	  
				
		 	Section 6.4	  	 NATURE OF APPOINTMENT; LIMITATION OF DUTY
	  	 	22	  
			
	ARTICLE VII	  	GENERAL PROVISIONS	  	 	23	  
				
		 	Section 7.1	  	 Waivers
	  	 	23	  
				
		 	Section 7.2	  	 Limitation on Agent’s and Secured Party’s Duty with Respect to the Collateral
	  	 	23	  
				
		 	Section 7.3	  	 Compromises and Collection of Collateral
	  	 	24	  
				
		 	Section 7.4	  	 Secured Party Performance of Debtor Obligations
	  	 	24	  
				
		 	Section 7.5	  	 No Waiver; Amendments; Cumulative Remedies
	  	 	24	  
				
		 	Section 7.6	  	 Limitation by Law; Severability of Provisions
	  	 	25	  
				
		 	Section 7.7	  	 Reinstatement
	  	 	25	  
				
		 	Section 7.8	  	 Benefit of Agreement
	  	 	25	  
				
		 	Section 7.9	  	 Survival of Representations
	  	 	25	  
				
		 	Section 7.10	  	 Taxes and Expenses
	  	 	26	  
				
		 	Section 7.11	  	 Additional Subsidiaries
	  	 	26	  
				
		 	Section 7.12	  	 Headings
	  	 	26	  
				
		 	Section 7.13	  	 Termination or Release
	  	 	26	  
				
		 	Section 7.14	  	 Entire Agreement
	  	 	27	  
				
		 	Section 7.15	  	 CHOICE OF LAW
	  	 	27	  
				
		 	Section 7.16	  	 Consent to Jurisdiction
	  	 	27	  
				
		 	Section 7.17	  	 WAIVER OF JURY TRIAL
	  	 	28	  
				
		 	Section 7.18	  	 Indemnity
	  	 	28	  
				
		 	Section 7.19	  	 Counterparts
	  	 	28	  
				
		 	Section 7.20	  	 ABL INTERCREDITOR AGREEMENT GOVERNS
	  	 	28	  
				
		 	Section 7.21	  	 Delivery of Collateral
	  	 	29	  

									
		 	Section 7.22	  	Mortgages	  	 	29	  
			
	ARTICLE VIII	  	NOTICES	  	 	29	  
				
		 	Section 8.1	  	Sending Notices	  	 	29	  
				
		 	Section 8.2	  	Change in Address for Notices	  	 	30	  
			
	ARTICLE IX	  	THE AGENT	  	 	30	  

 EXHIBITS: 
  

			
	Schedule 1	    	Excluded Accounts
		
	Exhibit A	    	Location, Chief Executive Office, Type of Organization, Jurisdiction of Organization and Organizational Identification Number
	Exhibit B	    	Bailees, Warehousemen and Third Party Possessors of Collateral
		    	Exhibit C Letter of Credit Rights and Chattel Paper
	Exhibit D	    	Intellectual Property
		    	Exhibit E Commercial Tort Claims
	Exhibit F	    	Pledged Collateral
		    	Exhibit G UCC Filing Offices
	Exhibit H	    	Form of Perfection Certificate
	Exhibit I-1	    	Form of Collateral Access Agreement: Landlord Agreement and Waiver
	Exhibit I-2	    	Form of Collateral Access Agreement: Bailee Waiver
		    	Exhibit I-3 Form of Collateral Access Agreement: Warehouseman Agreement
	Exhibit J	    	Form of Joinder
	Exhibit K	    	Form of Short Form Intellectual Property Security Agreement
	Exhibit L	    	FCC Licenses

 PLEDGE AND SECURITY AGREEMENT 

This PLEDGE AND SECURITY AGREEMENT (this “Security Agreement”) is entered into as of March 31, 2011, by and among
NEXEO SOLUTIONS, LLC, a Delaware limited liability company (the “U.S. Borrower”), certain Domestic Subsidiaries of the U.S. Borrower from time to time party hereto (each a “Subsidiary Grantor”),
NEXEO SOLUTIONS HOLDINGS, LLC, a Delaware limited liability company (“Holdings”), NEXEO SOLUTIONS SUB HOLDING CORP., a Delaware corporation (together with the U.S. Borrower, the Subsidiary Grantors and Holdings,
the “Initial Grantors”), BANK OF AMERICA, N.A, in its capacity as administrative agent for the lenders party to the Credit Agreement (defined below) and in its capacity as collateral agent for the Secured Parties (defined
herein) (in such capacities, together with its successors in such capacities, the “Agent”). 
 PRELIMINARY
STATEMENTS 
 WHEREAS, pursuant to that certain Credit Agreement, dated as of the date hereof (as amended,
restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), by and among the U.S. Borrower, Holdings, each Domestic Subsidiary of the U.S. Borrower from time to time party thereto, NEXEO SOLUTIONS
CANADA CORP., a Canadian corporation, the Agent, the Co-Collateral Agent and the lenders now or hereafter party thereto (the “Lenders”), the Lenders have agreed to provide to the Borrowers a revolving credit facility;

 WHEREAS, certain additional extensions of credit may be made from time to time for the benefit of the Grantors
pursuant to certain Cash Management Agreements and Swap Agreements (each as defined in the Credit Agreement); and 

WHEREAS, it is a condition precedent to the Secured Parties’ obligation to make and maintain such extensions of credit
that the Initial Grantors shall have executed and delivered this Security Agreement to the Agent. 
 ACCORDINGLY,
in order to induce the Secured Parties to from time to time make and maintain extensions of credit under the Credit Agreement, such Cash Management Agreements and such Swap Agreements, the parties hereto agree as follows: 

ARTICLE I 

DEFINITIONS 
 Section 1.1 Terms Defined in Credit Agreement. All capitalized terms used herein (including terms used in the preamble and preliminary statements) and not otherwise defined herein shall have
the meanings assigned to such terms in the Credit Agreement. 
 Section 1.2 Terms Defined in UCC. Terms defined in
the UCC that are not otherwise defined in this Security Agreement or the Credit Agreement are used herein as defined in the UCC (and if defined in more than one article of the UCC, the terms shall have the meaning specified in Article 9 thereof).

 Section 1.3 Terms Generally. The rules of construction and other interpretive
provisions specified in Section 1.03 of the Credit Agreement shall apply to this Security Agreement, including terms defined in the preamble and preliminary statements hereto. 

Section 1.4 Definitions of Certain Terms Used Herein. As used in this Security Agreement, in addition to the terms defined in
the preamble and preliminary statements above, the following terms shall have the following meanings: 

“Account” shall have the meaning set forth in Article 9 of the UCC. 

“After-acquired Debt” shall have the meaning set forth in the definition of Pledged Collateral. 

“After-acquired Shares” shall have the meaning set forth in the definition of Pledged Collateral. 

“Agents” means the Agent and the Co-Collateral Agent. 

“Article” means a numbered article of this Security Agreement, unless another document is specifically referenced.

 “Cash Collateral Account” means a special interest-bearing deposit account consisting of cash maintained by
the Agent in the name of the U.S. Borrower, but under the sole dominion and control of the Agent, for the benefit of itself as Agent and for the benefit of the other Secured Parties. 

“Chattel Paper” shall have the meaning set forth in Article 9 of the UCC. 

“Collateral” shall have the meaning set forth in Article II. 

“Collateral Access Agreement” means any of (i) a landlord agreement and waiver, substantially in the form attached
hereto as Exhibit I-1, (ii) a bailee waiver, substantially in the form attached hereto as Exhibit I-2, or (iii) a warehouseman agreement, substantially in the form attached hereto as Exhibit I-3, or any such
other form as shall be reasonably satisfactory to the Agent, entered into between the Agent and any third party (including any bailee, consignee, customs broker, or other similar Person) in possession of any Collateral or any landlord of any
premises where any Collateral is located. 
 “Collateral Report” means any certificate (including any Borrowing
Base Certificate), report or other document delivered by any Grantor to the Agent with respect to the Collateral pursuant to any Loan Document. 
 “Commercial Tort Claim” shall have the meaning set forth in Article 9 of the UCC. 
 “Control” shall have the meaning set forth in Article 8 of the UCC or, if applicable, in Section 9-104, 9-105, 9-106 or 9-107 of Article 9 of the UCC. 

  
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 “Copyrights” means, with respect to any Grantor, all of such Grantor’s
right, title, and interest in and to the following: (a) all copyrights, rights and interests in copyrights, works protectable by copyright, copyright registrations, and copyright applications; (b) all renewals of any of the foregoing;
(c) all income, royalties, damages, and payments now or hereafter due and/or payable under any of the foregoing, including, without limitation, damages or payments for past or future infringements for any of the foregoing; (d) the right to
sue for past, present, and future infringements of any of the foregoing; and (e) all rights corresponding to any of the foregoing throughout the world. 
 “Deposit Account” shall have the meaning set forth in Article 9 of the UCC. 
 “Document” shall have the meaning set forth in Article 9 of the UCC. 
 “Electronic Chattel Paper” shall have the meaning set forth in Article 9 of the UCC. 
 “Equipment” shall have the meaning set forth in Article 9 of the UCC. 
 “Excluded Accounts” means all accounts set forth on Schedule 1 hereto. 
 “Excluded Assets” means 
 (a)(i) any interest in leased real
property of any Grantor; and (ii) any interest in fee-owned real property of a Grantor if the greater of its cost and book value is less than $3,000,000; 
 (b) Equipment consisting of motor vehicles or other assets subject to certificates of title; 
 (c) at any date, any Equipment or other assets or property of a Grantor which is subject to, or secured by, a Capital Lease Obligation or other debt obligation if and to the extent that (i) such
Capital Lease Obligation or debt obligation was incurred pursuant to Section 6.01(f) or (g) of the Credit Agreement and is owed to a Person who is not a Grantor or a Restricted Subsidiary and the agreements or documents
granting or governing such Capital Lease Obligation or debt obligation prohibit, or require any consent or establish any other conditions for, or would or could be terminated, abandoned, invalidated, rendered unenforceable, or would be breached or
defaulted under such agreement or document, because of an assignment thereof, or a grant of a security interest therein, by a Grantor and (ii) such restriction described in clause (i) above relates only to the asset or assets
acquired by such Grantor and attachments and accessions thereto, improvements thereof or substitutions therefor; provided that all proceeds paid or payable to any Grantor from any sale, transfer or assignment or other voluntary or involuntary
disposition of such assets and all rights to receive such proceeds shall be included in the Collateral to the extent not otherwise required to be paid to the holder of any Capital Lease Obligations or debt obligations secured by such assets;

 (d) pledges and security interests prohibited by, or requiring any consent of any Governmental Authority pursuant to,
applicable law, rule or regulation; 

  
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 (e) Equity Interests in any Person, other than a wholly-owned Restricted Subsidiary, to the
extent that a pledge of such Equity Interest would not be permitted by the terms of such Person’s organizational documents; 
 (f) Excluded Equity Interests and Excluded Accounts listed in clauses 1, 3 and 4 of Schedule 1; 
 (g) any rights or interest of a Grantor under any agreement, contract, License, lease, Instrument, document or other General Intangible or, in the case of any Investment Property (other than with respect
to Equity Interests which are not Excluded Equity Interests), under any applicable equity holder or similar agreement (referred to solely for purposes of this clause (g) as a “Contract”) to the extent such Contract by
the terms of a restriction in favor of a Person who is not a Grantor, or any requirement of law, rule or regulation, prohibits, or requires any consent or establishes any other condition for, or could or would be terminated, abandoned, invalidated,
rendered unenforceable, or would be breached or defaulted under, because of an assignment thereof or a grant of a security interest therein by a Grantor after giving effect to Sections 9-406, 9-407, 9-408 and 9-409 of the UCC or any other applicable
law or principles of equity; provided that (i) rights to payment under any such Contract otherwise constituting an Excluded Asset shall be included in the Collateral to the extent permitted thereby or by Section 9-406 or
9-408 of the UCC and (ii) all proceeds paid or payable to any Grantor from any sale, transfer or assignment of such Contract and all rights to receive such proceeds shall be included in the Collateral; 

(h) any property or assets owned by any Foreign Subsidiary or any Unrestricted Subsidiary; 

(i) any property as to which the Agent and Borrowers reasonably agree in writing that the cost or other consequences (including material
adverse tax consequences as reasonably determined by the Borrowers) of obtaining a security interest or perfection thereof are excessive in relation to the benefit to the Secured Parties of the security to be afforded thereby; 

(j) any Intellectual Property, including any United States intent-to-use trademark applications, in relation to which any applicable law
or regulation, or any agreement with a domain name registrar or any other person entered into by a Grantor in the ordinary course of business and existing on the date hereof, prohibits the creation of a security interest therein, or constitutes a
breach or default under or results in the termination of or gives rise to any right of acceleration, modification or cancellation, or would otherwise invalidate such Grantor’s right, title or interest therein; and 

(k) any proceeds and products arising from the sale, lease, assignment or disposition of any of the foregoing Excluded Assets unless such
proceeds or products would otherwise constitute Collateral. 
 “Exhibit” refers to a specific exhibit to this
Security Agreement, unless another document is specifically referenced. 
 “FCC License” means any license
issued or granted to a Person by the Federal Communications Commission, including any such license identified on Exhibit L. 

  
 4 

 “Fixture” shall have the meaning set forth in Article 9 of the UCC.

 “General Intangible” shall have the meaning set forth in Article 9 of the UCC. 

“Goods” shall have the meaning set forth in Article 9 of the UCC. 

“Grantors” means the Initial Grantors and the Subsidiary Parties. 

“Instrument” shall have the meaning set forth in Article 9 of the UCC. 

“Intellectual Property” means, with respect to any Grantor, all intellectual and similar property of every kind and
nature now owned or hereafter acquired by such Grantor, including Patents, Copyrights, Trademarks and all related documentation and registrations and all additions, improvements or accessions to any of the foregoing. 

“Inventory” shall have the meaning set forth in Article 9 of the UCC and shall include, without limitation,
(a) all goods intended for sale or lease or for display or demonstration, (b) all work in process, and (c) all raw materials and other materials and supplies of every nature and description used or which might be used in connection
with the manufacture, packing, shipping, advertising, selling, leasing or furnishing of goods or services or otherwise used or consumed in the conduct of business. 
 “Investment Property” shall have the meaning set forth in Article 9 of the UCC. 
 “Letter-of-Credit Right” shall have the meaning set forth in Article 9 of the UCC. 
 “Licenses” means, with respect to any Grantor, all of such Grantor’s right, title, and interest in and to (a) any and all written licensing agreements or similar arrangements in
and to its owned (1) Patents, (2) Copyrights, or (3) Trademarks, (b) all income, royalties, damages, claims, and payments now or hereafter due or payable under and with respect thereto, including, without limitation, damages and
payments for past and future breaches thereof, and (c) all rights to sue for past, present, and future breaches thereof. 

“Patents” means, with respect to any Grantor, all of such Grantor’s right, title, and interest in and to:
(a) any and all patents and patent applications; (b) all inventions and improvements described and claimed therein; (c) all reissues, divisions, continuations, renewals, extensions, and continuations-in-part thereof; (d) all
income, royalties, damages, claims, and payments now or hereafter due or payable under and with respect thereto, including, without limitation, damages and payments for past and future infringements thereof; (e) all rights to sue for past,
present, and future infringements thereof; and (f) all rights corresponding to any of the foregoing throughout the world. 

“Perfection Certificate” means a certificate substantially in the form of Exhibit H completed and
supplemented with the schedules and attachments contemplated thereby, and duly executed by a Responsible Officer of the Borrower. 
 “Pledged Collateral” means collectively, (a) all of the Equity Interests of Restricted Subsidiaries (other than Excluded Equity Interests) held by the Grantors, including

  
 5 

 
such Equity Interests described on Exhibit F issued by the entities named therein which Exhibit F includes all Equity Interests required to be pledged by any Grantor under
Section 5.11 of the Credit Agreement (the “After-acquired Shares”) and (b) the promissory notes, Chattel Paper and Instruments evidencing Indebtedness in excess of $3,000,000 owed to the Grantors (other than such
promissory notes, Chattel Paper and Instruments that are Excluded Assets) described on Exhibit F and issued by the entities named and all other Indebtedness owed to any Grantor hereafter and required to be pledged by any Grantor pursuant to
Section 5.11 of the Credit Agreement (the “After-acquired Debt”), in each case as such Exhibit may be amended pursuant to Section 5.11 of the Credit Agreement. 

“Receivables” means the Accounts, Chattel Paper, Documents, Investment Property, Instruments and any other rights or
claims to receive money that are General Intangibles or that are otherwise included as Collateral. 
 “Section”
means a numbered section of this Security Agreement, unless another document is specifically referenced. 
 “Secured
Parties” means collectively (a) the Lenders, (b) the Agent, (c) each Issuing Bank, (d) each counterparty to any Swap Agreement with a Loan Party the obligations under which constitute Secured Swap Obligations,
(e) the Co-Collateral Agent, (f) the beneficiaries of each indemnification obligation undertaken by any Loan Party under any Loan Document, (g) each Person providing Banking Services which constitute Banking Services Obligations and
(h) the successors and permitted assigns of each of the foregoing. 
 “Security” shall have the meaning
set forth in Article 8 of the UCC. 
 “Stock Rights” means all dividends, instruments or other
distributions and any other right or property which any Grantor shall receive or shall become entitled to receive for any reason whatsoever with respect to, in substitution for or in exchange for any Equity Interest constituting Collateral, any
right to receive an Equity Interest constituting Collateral and any right to receive earnings, in which such Grantor now has or hereafter acquires any right, issued by an issuer of such Equity Interest. 

“Subsidiary Parties” means each Domestic Subsidiary that becomes a party to this Security Agreement as a Subsidiary
Party after the date hereof in accordance with Section 7.11 herein and Section 5.11 of the Credit Agreement. 
 “Supporting Obligation” shall have the meaning set forth in Article 9 of the UCC. 
 “Tangible Chattel Paper” shall have the meaning set forth in Article 9 of the UCC. 
 “Trademarks” means, with respect to any Grantor, all of such Grantor’s right, title, and interest in and to the following: (a) all trademarks (including service marks), trade
names, trade dress, and trade styles and the registrations and applications for registration thereof and the goodwill of the business symbolized by the foregoing; (b) all Licenses of the foregoing, whether as licensee or licensor; (c) all
renewals of the foregoing; (d) all income, royalties, damages, and payments now or hereafter due or payable with respect thereto, including, without 

  
 6 

 
limitation, damages, claims, and payments for past and future infringements thereof; (e) all rights to sue for past, present, and future infringements of the foregoing, including the right
to settle suits involving claims and demands for royalties owing; and (f) all rights corresponding to any of the foregoing throughout the world. 
 “UCC” means the Uniform Commercial Code as in effect from time to time in the State of New York. 
 ARTICLE II 
 GRANT OF SECURITY INTEREST 

Each Grantor hereby pledges, assigns and grants to the Agent, on behalf of and for the benefit of the Secured Parties, and to secure the
prompt and complete payment and performance of all Secured Obligations, a security interest in all of its right, title and interest in, to and under all of the following personal property and other assets, whether now owned by or owing to, or
hereafter acquired by or arising in favor of, such Grantor (including under any trade name or derivations thereof), and regardless of where located (all of which are collectively referred to as the “Collateral”): 

(i) all Accounts; 
 (ii) all Chattel Paper (including Electronic Chattel Paper and Tangible Chattel Paper); 
 (iii) all Intellectual Property; 
 (iv) all Documents; 

(v) all Equipment; 
 (vi) all Fixtures; 
 (vii) all General Intangibles; 

(viii) all Goods; 
 (ix) all Instruments; 
 (x) all Inventory; 

(xi) all Investment Property; 
 (xii) all Letter-of-Credit Rights and Supporting Obligations; 

(xiii) all Deposit Accounts; 
 (xiv) all Commercial Tort Claims as specified from time to time in Exhibit E; 

  
 7 

 (xv) all cash or other property deposited with the Agent or any Lender or
any Affiliate of the Agent or any Lender or which the Agent, for its benefit and for the benefit of the other Secured Parties, or any Lender or such Affiliate is entitled to retain or otherwise possess as collateral pursuant to the provisions of
this Agreement or any of the Loan Documents or any agreement relating to any Letter of Credit, including amounts on deposit in the Cash Collateral Account; 
 (xvi) all books, records, files, correspondence, computer programs, tapes, disks and related data processing software which contain information identifying or pertaining to any of the foregoing or any
Account Debtor or showing the amounts thereof or payments thereon or otherwise necessary or helpful in the realization thereon or the collection thereof; and 
 (xvii) any and all accessions to, substitutions for and replacements, products and cash and non-cash proceeds of the foregoing (including any claims to any items referred to in this definition and any
claims against third parties for loss of, damage to or destruction of any or all of the Collateral or for proceeds payable under or unearned premiums with respect to policies of insurance) in whatever form, including cash, negotiable instruments and
other instruments for the payment of money, Chattel Paper, security agreements and other documents. 
 Notwithstanding the foregoing or anything
herein to the contrary, in no event shall the “Collateral” include or the security interest attach to (i) any Excluded Asset; and (ii) any FCC Licenses to the extent, but only to the extent, that any law, regulation, permit,
order, policy, decision or decree of any Governmental Authority in effect at the time applicable thereto prohibits the creation of a security interest therein, provided, however, that (x) the right to receive any payment of money in respect of
such FCC License (including, without limitation, general intangibles for money due or to become due), (y) any proceeds, rents, profits, income or benefits of any FCC License, and (z) to the maximum extent provided by law, all rights
incident or appurtenant to the FCC Licenses, shall not be excluded, but shall constitute Collateral hereunder. 
 ARTICLE III

 REPRESENTATIONS AND WARRANTIES 
 The Grantors, jointly and severally, represent and warrant to the Agent, for the benefit of the Secured Parties, subject to the terms of the ABL Intercreditor Agreement, that: 

Section 3.1 Title, Perfection and Priority. (a) Each Grantor has good and valid rights in, or the power to transfer, the
Collateral which it has purported to grant a security interest hereunder, free and clear of all Liens except for Liens permitted under Section 4.1(e), and has full power and authority to grant to the Agent the security interest in such
Collateral pursuant hereto. This Security Agreement creates in favor of the Agent, for the benefit of the Secured Parties, a valid security interest in the Collateral granted by each Grantor. No consent or approval of, registration or filing with,
or any other action by any Governmental Authority is required for the grant of the security interest pursuant to this Security Agreement, except (i) such as have been obtained or made and are in full force and effect and (ii) for filings
necessary to perfect Liens created pursuant to the Loan Documents. 

  
 8 

 (b) Subject to the limitations set forth in clause (c) of this
Section 3.1, the security interests granted pursuant to this Security Agreement (i) will constitute valid perfected security interests in the Collateral in favor of the Agent, on behalf of and for the benefit of the Secured Parties,
to secure the prompt and complete payment and performance of all Secured Obligations, upon (A) in the case of Collateral in which a security interest may be perfected by filing a financing statement under the Uniform Commercial Code of any
jurisdiction, the filing of financing statements naming each Grantor as “debtor” and the Agent as “secured party” and describing the Collateral in the applicable filing offices as set forth in Exhibit G hereto, (B) in
the case of Instruments, Chattel Paper and certificated Securities, the earlier of the delivery thereof to the Agent (or its non-fiduciary agent or designee) and the filing of the financing statements referred to in clause (A), (C) in the case
of Collateral constituting Intellectual Property, the earlier of the filing of the financing statements referred to in clause (A) (except in the case of Copyrights) and the completion of the filing, registration and recording of fully executed
agreements substantially in the form of the Intellectual Property Security Agreement set forth in Exhibit K hereto (x) in the United States Patent and Trademark Office or (y) in the United States Copyright Office, as applicable,
and/or (D) in the case of Deposit Accounts, upon the entering into Blocked Account Agreements and (ii) are prior to all other Liens on the Collateral other than Liens permitted under Section 4.1(e) having priority over the
Agent’s Lien either by operation of law or otherwise, including pursuant to the ABL Intercreditor Agreement. 
 (c)
Notwithstanding anything to the contrary herein, no Grantor shall be required to perfect the security interests created hereby by any means other than (i) filings pursuant to the UCC, (ii) filings with United States’ governmental
offices with respect to Intellectual Property, (iii) in the case of Collateral that constitutes Chattel Paper, Instruments or certificated Securities, in each case, to the extent included in the Collateral and required by
Section 4.4 herein, delivery to the Agent to be held in its possession in the United States, (iv) in the case of Deposit Accounts, executing Blocked Account Agreements, to the extent required by Section 2.21 of the
Credit Agreement, (v) in the case of Collateral that consists of Commercial Tort Claims, taking the actions specified in Section 4.8, and (vi) in the case of Collateral that constitutes Letter of Credit Rights, taking the
actions specified in Section 4.9. No Grantor shall be required to take any actions under any laws outside of the United States to grant, perfect or provide for the enforcement of any security interest. 

Section 3.2 Type and Jurisdiction of Organization, Organizational and Identification Numbers. The type of entity of each
Grantor, its jurisdiction of organization, the organizational number issued to it by its jurisdiction of organization and its federal employer identification number, in each case as of the date hereof, are set forth on Exhibit A.

 Section 3.3 Principal Location. Each Grantor’s mailing address and the location of its place of business (if
it has only one) or its chief executive office (if it has more than one place of business), in each case as of the date hereof, is disclosed on Exhibit A. 
 Section 3.4 Collateral Locations. Each location where Collateral is located as of the date hereof (except for Inventory in transit) is listed on Exhibit A. All of said locations
are 

  
 9 

 
owned by a Grantor except for locations (i) that are leased by a Grantor as lessee and designated in Part III(b) of Exhibit A and (ii) at which Inventory is held
in a public warehouse or is otherwise held by a bailee or on consignment as designated in Part III(c) of Exhibit A. 
 Section 3.5 Bailees, Warehousemen, Etc. Exhibit B hereto sets forth a list, as of the date hereof, of each bailee, warehouseman and other third party in possession or control of
any Inventory in excess of $3,000,000 of any Grantor (except for Inventory in transit) and specifies as to each bailee, warehouseman or other third party the value of the Inventory, at cost, possessed or controlled by such bailee, warehouseman or
other third party. 
 Section 3.6 Exact Names. As of the date hereof, the name in which each Grantor has executed
this Security Agreement is the exact name as it appears in such Grantor’s organizational documents, as amended, as filed with such Grantor’s jurisdiction of organization. No Grantor has, during the past five years prior to the date hereof,
been known by or used any other corporate, trade or fictitious name, or been a party to any merger or consolidation, except as disclosed in the Perfection Certificate. 
 Section 3.7 Letter-of-Credit Rights and Chattel Paper. Exhibit C lists all Letter-of-Credit Rights and Chattel Paper with a stated amount in excess of $3,000,000 of each Grantor as
of the date hereof. 
 Section 3.8 Accounts and Chattel Paper. 

(a) The names of the obligors, amounts owing, due dates and other information with respect to each Grantor’s Accounts and Chattel
Paper that are Collateral have been correctly stated in all material respects, at the time furnished, in the records of such Grantor relating thereto and in all invoices and each Collateral Report with respect thereto furnished to the Agents by such
Grantor from time to time. 
 (b) With respect to Accounts of the Grantors, except as specifically disclosed on the most recent
Collateral Report, (i) all such Accounts represent bona fide sales of Inventory or rendering of services to Account Debtors in the ordinary course of the applicable Grantor’s business and are not evidenced by a judgment, Instrument or
Chattel Paper; (ii) to the best of such Grantor’s knowledge, there are no setoffs, claims or disputes existing or asserted with respect thereto and no Grantor has made any agreement with any Account Debtor for any extension of time for the
payment thereof, any compromise or settlement for less than the full amount thereof, any release of any Account Debtor from liability therefor, or any deduction therefrom except a discount or allowance allowed by a Grantor in the ordinary course of
its business for prompt payment and disclosed to the Agent; (iii) to the knowledge of such Grantor, there are no facts, events or occurrences that in any way impair the validity or enforceability thereof or could reasonably be expected to
reduce the amount payable thereunder as shown on such Grantor’s books and records and any invoices, statements and the most recent Collateral Report with respect thereto; (iv) no Grantor has received any notice of proceedings or actions
that are threatened or pending against any Account Debtor that might result in any material adverse change in such Account Debtor’s financial condition; and (v) no Grantor has knowledge that any Account Debtor is unable generally to pay
its debts as they become due. 

  
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 (c) In addition, with respect to all Accounts of the Grantors, except as specifically
disclosed on the most recent Collateral Report, the amounts shown on all invoices, statements and the most recent Collateral Report with respect thereto are actually and absolutely owing to a Grantor as indicated thereon and are not in any way
contingent. 
 Section 3.9 Inventory. With respect to any Inventory of the Grantors and that is scheduled or listed
on the most recent Collateral Report, (a) such Inventory (other than Inventory in transit) is located at one of the Grantors’ locations set forth on Exhibit A, (b) the Grantors have good, indefeasible and merchantable
title to such Inventory and such Inventory is not subject to any Lien or security interest or document whatsoever except for the Lien granted to the Agent, for the benefit of the Secured Parties, and except for Liens permitted under
Section 6.02 of the Credit Agreement, (c) such Inventory is not subject to any licensing, patent, royalty, trademark, trade name or copyright agreement with any third party that would, upon sale or other disposition of such
Inventory by the Agent in accordance with the terms hereof, infringe the rights of such third-party, violate any contract with such third-party, or cause the Agent to incur any liability with respect to payment of royalties other than royalties
incurred pursuant to sale of such Inventory under the current licensing agreement related thereto, (d) to the best of such Grantor’s knowledge, such Inventory has been produced in accordance with the Federal Fair Labor Standards Act of
1938, as amended, and all rules, regulations and orders thereunder and (e) to the best of such Grantor’s knowledge, the completion of manufacture, sale or other disposition of such Inventory by the Agent following an Event of Default shall
not require the consent of any Person and shall not constitute a breach or default under any contract or agreement to which any Grantor is a party or to which such Inventory is subject. 

Section 3.10 Intellectual Property. As of the date hereof, no Grantor has any interest in, or title to, any United States
federal registered or applied for Patent, Trademark or Copyright except as set forth on Exhibit D. 

Section 3.11 No Financing Statements or Security Agreements. As of the date hereof, no Grantor has filed or consented to the
filing of any financing statement or security agreement naming a Grantor as debtor and describing all or any portion of the Collateral that has not lapsed or been terminated except (a) for financing statements or security agreements naming the
Agent, on behalf of the Secured Parties, as the secured party and (b) as permitted by Sections 4.1(e) and 4.1(f). 
 Section 3.12 Pledged Collateral. 
 (a) Exhibit F sets forth
a complete and accurate list, as of the date hereof, of all of the Pledged Collateral and, with respect to any Pledged Collateral constituting any Equity Interest, the percentage of the total issued and outstanding Equity Interests of the issuer
represented thereby. As of the date hereof, each Grantor is the legal and beneficial owner of the Pledged Collateral listed on Exhibit F as being owned by it, free and clear of any Liens, except for the security interest granted to the
Agent, for the benefit of the Secured Parties, hereunder and Liens permitted under Section 6.02 of the Credit Agreement. Each Grantor further represents and warrants that, as of the date hereof, (i) all Pledged Collateral
constituting an Equity Interest has been (to the extent such concepts are relevant with respect to such Pledged Collateral) duly authorized and validly issued by the issuer thereof and are fully paid and
non-

  
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assessable, (ii) with respect to any certificates delivered to the Agent (or its non-fiduciary agent or designee) representing an Equity Interest, either such certificates are Securities as
defined in Article 8 of the UCC as a result of actions by the issuer or otherwise, or, if such certificates are not Securities, such Grantors has so informed the Agent so that the Agent (or its non-fiduciary agent or designee) may take steps to
perfect its security interest therein as a General Intangible and (iii) to the best of its knowledge, any Pledged Collateral that represents Indebtedness owed to any Grantor has been duly authorized, authenticated or issued and delivered by the
issuer of such Indebtedness, is the legal, valid and binding obligation of such issuer and such issuer is not in default thereunder. 
 (b) As of the date hereof, (i) none of the Pledged Collateral has been issued or transferred in violation of the securities registration, securities disclosure or similar laws of any jurisdiction to
which such issuance or transfer may be subject and (ii) none of the Pledged Collateral is subject to any option, right of first refusal, shareholders agreement, charter or by-law provisions or contractual restriction of any nature that might
prohibit, impair, delay or otherwise affect the pledge of such Pledged Collateral hereunder, the sale or disposition thereof pursuant hereto or the exercise by the Agent of rights and remedies hereunder. 

(c) Except as set forth on Exhibit F, as of the date hereof, and except for any Indebtedness represented by the Intercompany
Note, none of the Pledged Collateral which represents Indebtedness owed to a Grantor is subordinated in right of payment to other Indebtedness or subject to the terms of an indenture, subject to the terms of the ABL Intercreditor Agreement.

 Section 3.13 Commercial Tort Claims. As of the date hereof, no Grantor holds any Commercial Tort Claims having a
value in excess of $3,000,000 for which such Grantor has filed a complaint in a court of competent jurisdiction, except as indicated on Exhibit E hereto. 
 Section 3.14 Perfection Certificate. The Perfection Certificate has been duly prepared, completed and executed and the information set forth therein is correct and complete in all material
respects as of the date thereof. 
 ARTICLE IV 
 COVENANTS 
 From the date hereof, and thereafter until the Termination
Date, each Grantor agrees that: 
 Section 4.1 General. 

(a) Collateral Records. Each Grantor will maintain complete and accurate books and records in accordance with the requirements of
Section 5.06(a) of the Credit Agreement. 
 (b) Authorization to File Financing Statements; Ratification.
Each Grantor hereby authorizes the Agent to file, and if requested will deliver to the Agent, all financing statements and other documents and take such other actions as may from time to time be

  
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requested by the Agent in order to maintain a perfected security interest in and, if applicable, Control of, the Collateral to the extent required by Section 3.1. Any financing
statement filed by the Agent may be filed in any filing office in any applicable Uniform Commercial Code jurisdiction and may (i) describe the Collateral in the same manner as described herein or may contain an indication or description of
collateral that describes such property in any other manner such as “all assets” or “all personal property, whether now owned or hereafter acquired” of such Grantor or words of similar effect as being of an equal or lesser scope
or with greater detail, and (ii) contain any other information required by part 5 of Article 9 of the UCC for the sufficiency or filing office acceptance of any financing statement or amendment, including (A) whether such Grantor is an
organization, the type of organization and any organization identification number issued to such Grantor and (B) in the case of a financing statement filed as a fixture filing, a sufficient description of real property to which the Collateral
relates. Each Grantor also agrees to furnish any such information to the Agent promptly upon request. Each Grantor also ratifies its authorization for the Agent to have filed in any Uniform Commercial Code jurisdiction any initial financing
statements or amendments thereto if filed prior to the date hereof. 
 (c) Further Assurances. Each Grantor will, if
reasonably requested by the Agent, (i) take or cause to be taken such further actions in accordance with Section 5.11 of the Credit Agreement, (ii) take such other actions as the Agent reasonably deems appropriate under
applicable law or to evidence or perfect its Lien on any Collateral, or otherwise to give effect to the intent of this Agreement and (iii) defend the security interests created hereby and priority thereof against the claims and demands not
expressly permitted by the Loan Documents, including the ABL Intercreditor Agreement, of all Persons whomsoever. 
 (d)
Disposition of Collateral. No Grantor will sell, lease, transfer or otherwise dispose of the Collateral except for sales, leases, transfers and other dispositions specifically permitted under Section 6.05 of the Credit Agreement.

 (e) Liens. No Grantor will create, incur, or suffer to exist any Lien on the Collateral except (i) the security
interest created by this Security Agreement, and (ii) Liens permitted by Section 6.02 of the Credit Agreement. 

(f) Other Financing Statements. No Grantor will authorize the filing of any financing statement naming it as debtor covering all
or any portion of the Collateral, except to cover security interests as permitted by Section 4.1(e). 
 (g)
Change of Name, Etc. Each Grantor agrees to promptly furnish to the Agents (and in any event within thirty (30) days of such change) written notice of any change in: (i) such Grantor’s legal name; (ii) the location of such
Grantor’s chief executive office or its principal place of business; (iii) such Grantor’s organizational legal entity designation or jurisdiction of incorporation or formation; or (iv) such Grantor’s Federal Taxpayer
Identification Number or organizational identification number assigned to it by its jurisdiction of incorporation or formation. 

(h) Exercise of Duties. Anything herein to the contrary notwithstanding, (a) the exercise by the Agent of any of the rights
hereunder shall not release any Grantor from any of its duties or obligations under the contracts and agreements included in the Collateral and 

  
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(b) no Secured Party shall have any obligation or liability under the contracts and agreements included in the Collateral by reason of this Security Agreement or any other Loan Document, nor
shall any Secured Party be obligated to perform any of the obligations or duties of any Grantor thereunder or to take any action to collect or enforce any claim for payment assigned hereunder. 

Section 4.2 Electronic Chattel Paper. If any Grantor at any time holds or acquires an interest in any Electronic Chattel
Paper or any “transferable record”, as that term is defined in Section 201 of the Federal Electronic Signatures in Global and National Commerce Act, or in Section 16 of the Uniform Electronic Transactions Act as in effect in any
relevant jurisdiction, in excess of $3,000,000, such Grantor shall promptly notify the Agents thereof and, at the request of the Agent, shall take such action as the Agent may reasonably request to vest in the Agent Control under UCC
Section 9-105 of such Electronic Chattel Paper or control (to the extent the meaning of “control” has not been clearly established under such provisions, “control” in this paragraph (c) to have such meaning as the Agent
shall in good faith specify in writing after consultation with the U.S. Borrower) under Section 201 of the Federal Electronic Signatures in Global and National Commerce Act or, as the case may be, Section 16 of the Uniform Electronic
Transactions Act, as so in effect in such jurisdiction, of such transferable record. The Agent agrees with such Grantor that the Agent will arrange, pursuant to procedures reasonably satisfactory to the Agent and so long as such procedures will not
result in the Agent’s loss of Control or control, as applicable, for such Grantor to make alterations to the Electronic Chattel Paper or transferable record permitted under UCC Section 9-105 or, as the case may be, Section 201 of the
Federal Electronic Signatures in Global and National Commerce Act or Section 16 of the Uniform Electronic Transactions Act for a party in Control to allow without loss of Control or control, as applicable, unless an Event of Default has
occurred and is continuing or would occur after taking into account any action by such Grantor with respect to such Electronic Chattel Paper or transferable record. 
 Section 4.3 Reserved. 
 Section 4.4 Delivery of Pledged
Collateral. Subject to the ABL Intercreditor Agreement, each Grantor will promptly deliver to the Agent (or its non-fiduciary agent or designee) upon execution of this Security Agreement all certificates or instruments, if any, representing or
evidencing the Pledged Collateral (other than checks received in the ordinary course of business), together with duly executed instruments of transfer or assignments in blank. Each delivery of Pledged Collateral (including any After-acquired Shares
and After-acquired Debt) after the date hereof shall be accompanied by a schedule describing the securities theretofore and then being pledged hereunder, which shall be attached hereto as part of Exhibit F hereto and made a part hereof;
provided, that the failure to attach any such schedule hereto shall not affect the validity of such pledge of such securities. Each schedule so delivered shall supplement any prior schedules so delivered. 

  
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 Section 4.5 Uncertificated Pledged Collateral. Unless otherwise consented to by
the Agent, Equity Interests required to be pledged hereunder in any Domestic Subsidiary that is organized as a limited liability company or limited partnership and pledged hereunder shall either (i) be represented by a certificate, and in the
organizational documents of such entity, the applicable Grantor shall cause the issuer of such interests to elect to treat such interests as a “security” within the meaning of Article 8 of the Uniform Commercial Code of its
jurisdiction of organization or formation, as applicable, by including in its organizational documents language substantially similar to the following and, accordingly, such interests shall be governed by Article 8 of the UCC: 

“The [partnership/limited liability company] hereby irrevocably elects that all [partnership/membership] interests in the
[partnership/limited liability company] shall be securities governed by Article 8 of the Uniform Commercial Code of [jurisdiction of organization or formation, as applicable]. Each certificate evidencing [partnership/membership] interests in
the [partnership/limited liability company] shall bear the following legend: ‘This certificate evidences an interest in [name of [partnership/limited liability company]] and shall be a security for purposes of Article 8 of the Uniform
Commercial Code.’ No change to this provision shall be effective until all outstanding certificates have been surrendered for cancellation and any new certificates thereafter issued shall not bear the foregoing legend.” 

or (ii) not have elected to be treated as a “security” within the meaning of Article 8 of the UCC and shall not be represented by a
certificate. 
 Section 4.6 Pledged Collateral. 

(a) Registration in Nominee Name; Denominations. Subject to the terms of the ABL Intercreditor Agreement, the Agent (or its
non-fiduciary agent or designee), on behalf of the Secured Parties, shall hold certificated Pledged Collateral in the name of the applicable Grantor, endorsed or assigned in blank or in favor of the Agent. Following the occurrence and during the
continuance of an Event of Default, each Grantor will promptly give to the Agent (or its non-fiduciary agent or designee) copies of any notices or other communications received by it with respect to Pledged Collateral registered in the name of such
Grantor. Subject to the terms of the ABL Intercreditor Agreement, following the occurrence and during the continuance of an Event of Default, the Agent (or its non-fiduciary agent or designee) shall at all times have the right to exchange the
certificates representing Pledged Collateral for certificates of smaller or larger denominations for any purpose consistent with this Security Agreement. 
 (b) Exercise of Rights in Pledged Collateral. Subject, in each case, to the ABL Intercreditor Agreement, 
 (i) Without in any way limiting the foregoing and subject to clause (ii) below, each Grantor shall have the right to exercise all voting rights or other rights relating to the Pledged
Collateral for all purposes not inconsistent with this Security Agreement, the Credit Agreement or any other Loan Document; provided, however, that no vote or other right shall be exercised or action taken that would reasonably be
expected to have the effect of materially and adversely impairing the rights of the Agent in respect of the Pledged Collateral. 
 (ii) Each Grantor will permit the Agent (or its non-fiduciary agent or designee) at any time after the occurrence and during the continuance of an Event of Default, without written notice, to exercise all
voting rights or other rights relating to Pledged Collateral, including, without limitation, exchange, subscription or any other rights, privileges, or options pertaining to any Equity Interest or Investment Property constituting Pledged Collateral
as if it were the absolute owner thereof. 

  
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 (iii) Each Grantor shall be entitled to receive and retain any and all
dividends, interest, principal and other distributions paid on or distributed in respect of the Pledged Collateral to the extent and only to the extent that such dividends, interest, principal and other distributions are permitted by, and otherwise
paid or distributed in accordance with, the terms and conditions of the Credit Agreement, the other Loan Documents and applicable law; provided, however, that any non-cash dividends, interest, principal or other distributions that
would constitute Pledged Collateral, whether resulting from a subdivision, combination or reclassification of the outstanding Equity Interests of the issuer of any Pledged Collateral or received in exchange for Pledged Collateral or any part
thereof, or in redemption thereof, or as a result of any merger, consolidation, acquisition or other exchange of assets to which such issuer may be a party or otherwise, shall be and become part of the Pledged Collateral, and, if received by any
Grantor, shall not be commingled by such Grantor with any of its other funds or property but shall be held separate and apart therefrom, shall be held in trust for the benefit of the Secured Parties and shall be forthwith delivered to the Agent (or
its non-fiduciary agent or designee) in the same form as so received (with any necessary endorsement or instrument of assignment). 
 Section 4.7 Intellectual Property. (a) Upon the occurrence and during the continuance of an Event of Default, each Grantor will use commercially reasonable efforts to obtain all consents
and approvals necessary or appropriate for the assignment to or for the benefit of the Agent of any License held by such Grantor in order to enforce the security interests granted hereunder. 

(b) Each Grantor shall in its reasonable business judgment notify the Agents promptly if it knows or reasonably expects that any
application or registration relating to any Patent, Trademark or Copyright (now or hereafter existing) included in the Collateral and material to the conduct of such Grantor’s business may become abandoned or dedicated, or of any material
adverse determination or development (including the institution of, or any such determination or development in, any proceeding in the United States Patent and Trademark Office, the United States Copyright Office or any court) regarding such
Grantor’s ownership of any such material registered or applied for Patent, Trademark or Copyright, its right to register the same, or to keep and maintain the same. 
 (c) In the event that any Grantor, either directly or through any agent, employee, licensee or designee, files an application for the registration of (or otherwise becomes the owner of) any material
Patent, Trademark or Copyright with the United States Patent and Trademark Office or the United States Copyright Office, such Grantor will, concurrently with any delivery of financial statements pursuant to Sections 5.01(a) and 5.01(b)
of the Credit Agreement, provide the Agents written notice thereof, and, upon request of the Agent, such Grantor shall promptly execute and deliver any and all security agreements or other instruments as the Agent may reasonably request to evidence
the Agent’s security interest in such Patent, Trademark or Copyright, and the General Intangibles of such Grantor relating thereto or represented thereby. 

  
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 (d) Each Grantor shall take all actions necessary or reasonably requested by the Agent to
maintain and pursue each material application, to obtain the relevant registration and to maintain the registration of each of the Patents, Trademarks and Copyrights (now or hereafter existing) material to the conduct of such Grantor’s
business, except in cases where, in the ordinary course of business consistent with past practice, such Grantor reasonably decides to abandon, allow to lapse or expire any Patent, Trademark or Copyright, including the filing of applications for
renewal, affidavits of use, affidavits of non-contestability and, if consistent with good business judgment, to initiate opposition and interference and cancellation proceedings against third parties. 

(e) Each Grantor shall, unless it shall reasonably determine that a Patent, Trademark or Copyright is not material to the conduct of its
business, promptly notify the Agent and shall, if consistent with good business judgment, promptly sue for infringement, misappropriation or dilution of such material Patent, Trademark or Copyright and to recover any and all damages for such
infringement, misappropriation or dilution, or shall take such other actions as are appropriate under the circumstances in its reasonable business judgment to protect such Patent, Trademark or Copyright. 

(f) Nothing in this Security Agreement shall prevent any Grantor from disposing of, discontinuing the use or maintenance of, failing to
pursue, or otherwise allowing to lapse, terminate or put into the public domain, any of its Collateral constituting Intellectual Property to the extent permitted by the Credit Agreement if such Grantor determines in its reasonable business judgment
that such discontinuance is desirable in the conduct of its business. 
 Section 4.8 Commercial Tort Claims. Each
Grantor shall promptly notify the Agents of any Commercial Tort Claims for which such Grantor has filed complaint(s) in court(s) of competent jurisdiction and, unless the Agent otherwise consents, such Grantor shall update Exhibit E to
this Security Agreement, thereby granting to the Agent a security interest in such Commercial Tort Claim(s) (subject to the terms of the ABL Intercreditor Agreement). The requirement in the preceding sentence shall not apply to the extent that the
amount of such Commercial Tort Claim does not exceed $3,000,000 held by each Grantor or to the extent such Grantor shall have previously notified the Agents with respect to any previously held or acquired Commercial Tort Claim. 

Section 4.9 Letter-of-Credit Rights. Subject to the ABL Intercreditor Agreement, if any Grantor is or becomes the beneficiary
of a letter of credit having a face amount in excess of $3,000,000, which Letter-of-Credit Rights are not Supporting Obligations with respect to any Collateral in which the security interest is perfected, such Grantor shall promptly notify the
Agents thereof and use commercially reasonable efforts to cause the issuer and/or confirmation bank to (i) consent to the assignment of any Letter-of-Credit Rights to the Agent and (ii) agree to direct all payments thereunder following the
occurrence and during the continuance of an Event of Default or a Liquidity Event to an account as directed by the Agent for application to the Secured Obligations, in accordance with the provisions of the Credit Agreement, all in form and substance
reasonably satisfactory to the Agent. 

  
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 Section 4.10 Insurance. All insurance policies required under Section 5.10
of the Credit Agreement shall name the Agent (for the benefit of the Agent and the other Secured Parties) as lender’s loss payee or, upon request by Agent, as additional insured, as applicable, and shall contain lender’s loss payable
clauses or mortgagee clauses, through endorsements in form and substance satisfactory to the Agent. 
 Section 4.11
Collateral Access Agreements. To the extent required by the Credit Agreement, each Grantor shall use commercially reasonable efforts to obtain a Collateral Access Agreement, from the lessor of each of its leased warehouse and distribution
facilities, and the bailee, warehouseman or other third party with respect to any warehouse or other location, in each case where Collateral is stored or located. 
 ARTICLE V 
 REMEDIES 

Section 5.1 Remedies. Upon the occurrence and during the continuance of an Event of Default: 

(a) the Agent may (and at the direction of the Required Lenders, shall) exercise any or all of the following rights and remedies:

 (i) those rights and remedies provided in this Security Agreement, the Credit Agreement, the ABL Intercreditor
Agreement or any other Loan Document; provided that this Section 5.1(a) shall not be understood to limit any rights available to the Agent and the Secured Parties prior to an Event of Default; 

(ii) those rights and remedies available to a secured party under the UCC (whether or not the UCC applies to the affected
Collateral) or under any other applicable law (including, without limitation, any law governing the exercise of a bank’s right of setoff or bankers’ Lien) when a debtor is in default under a security agreement; 

(iii) give notice of sole control or any other instruction under any Blocked Account Agreement, Collateral Access
Agreement or any other control or similar agreement and take any action provided therein with respect to the applicable Collateral; 
 (iv) without notice (except as specifically provided in Section 7.1 or elsewhere herein), demand or advertisement of any kind to any Grantor or any other Person, enter the premises of any
Grantor where any Collateral is located (through self-help, and without judicial process) to collect, receive, assemble, process, appropriate, sell, lease, assign, grant an option or options to purchase or otherwise dispose of, deliver, or realize
upon, the Collateral or any part thereof in one or more parcels at public or private sale or sales (which sales may be adjourned or continued from time to time with or without notice and may take place at such Grantor’s premises or elsewhere),
for cash, on credit or for future delivery without assumption of any credit risk, and upon such other terms as the Agent may deem commercially reasonable; and 

  
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 (v) concurrently with written notice to the Grantors, transfer and register
in its name or in the name of its nominee the whole or any part of the Pledged Collateral, to exchange certificates or instruments representing or evidencing Pledged Collateral for certificates or instruments of smaller or larger denominations, to
exercise the voting and all other rights as a holder with respect thereto, to collect and receive all cash dividends, interest, principal and other distributions made thereon and to otherwise act with respect to the Pledged Collateral as though the
Agent was the outright owner thereof. 
 (b) Each Grantor acknowledges and agrees that the compliance by the Agent, on behalf of
the Secured Parties, with any applicable state or federal law requirements in connection with a disposition of the Collateral will not be considered to adversely affect the commercial reasonableness of any sale of the Collateral. 

(c) The Agent shall have the right upon any public sale or sales and, to the extent permitted by law, upon any private sale or sales, to
purchase for the benefit of the Agent and the Secured Parties, the whole or any part of the Collateral so sold, free of any right of equity redemption, which equity redemption each Grantor hereby expressly releases. 

(d) Until the Agent is able to effect a sale, lease, transfer or other disposition of Collateral, the Agent shall have the right to hold
or use Collateral, or any part thereof, to the extent that it deems appropriate for the purpose of preserving Collateral or the value of the Collateral, or for any other purpose deemed appropriate by the Agent. The Agent may, if it so elects, seek
the appointment of a receiver or keeper to take possession of Collateral and to enforce any of the Agent’s remedies (for the benefit of the Agent and Secured Parties) with respect to such appointment without prior notice or hearing as to such
appointment. 
 (e) Notwithstanding the foregoing, neither the Agent nor the Secured Parties shall be required to (i) make
any demand upon, or pursue or exhaust any of their rights or remedies against, the Grantors, any other obligor, guarantor, pledgor or any other Person with respect to the payment of the Secured Obligations or to pursue or exhaust any of their rights
or remedies with respect to any Collateral therefor or any direct or indirect guarantee thereof, (ii) marshal the Collateral or any guarantee of the Secured Obligations or to resort to the Collateral or any such guarantee in any particular
order, or (iii) effect a public sale of any Collateral. 
 (f) Each Grantor recognizes that the Agent may be unable to
effect a public sale of any or all the Pledged Collateral and may be compelled to resort to one or more private sales thereof. Each Grantor also acknowledges that any private sale may result in prices and other terms less favorable to the seller
than if such sale were a public sale and, notwithstanding such circumstances, agrees that any such private sale shall not be deemed to have been made in a commercially unreasonable manner solely by virtue of such sale being private. The Agent shall
be under no obligation to delay a sale of any of the Pledged Collateral for the period of time necessary to permit any Grantor or the issuer of the Pledged Collateral to register such securities

  
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for public sale under the Securities Act of 1933, as amended, or under applicable state securities laws, even if any Grantor and the issuer would agree to do so (it being acknowledged and agreed
that no Grantor shall have any obligation hereunder to do so). 
 (g) Notwithstanding the foregoing, any rights and remedies
provided in this Section 5.1 shall be subject to the ABL Intercreditor Agreement. 
 Section 5.2
Grantors’ Obligations Upon Default. Upon the written request of the Agent after the occurrence and during the continuance of an Event of Default, each Grantor will: 

(a) assemble and make available to the Agent the Collateral and all books and records relating thereto at any place or places reasonably
specified by the Agent, whether at such Grantor’s premises or elsewhere; and 
 (b) permit the Agent, by the Agent’s
representatives and agents, to enter, occupy and use any premises where all or any part of the Collateral, or the books and records relating thereto, or both, are located, to take possession of all or any part of the Collateral or the books and
records relating thereto, or both, to remove all or any part of the Collateral or the books and records relating thereto, or both, and to conduct sales of the Collateral, without any obligation to pay any Grantor for such use and occupancy.

 Section 5.3 Grant of Intellectual Property License. For the purpose of enabling the Agent to exercise the rights
and remedies under this Article V upon the occurrence and during the continuance of an Event of Default, at such time as the Agent shall be lawfully entitled to exercise such rights and remedies, each Grantor hereby (a) grants to
the Agent, for the benefit of the Agent and the Secured Parties, an irrevocable nonexclusive license (exercisable without payment of royalty or other compensation to such Grantor) to use, license or sublicense any Intellectual Property rights now
owned or hereafter acquired by such Grantor, wherever the same may be located, and including in such license access to all media in which any of the licensed items may be recorded or stored and to all computer software and programs used for the
compilation or printout thereof; provided, however that such licenses to be granted hereunder with respect to Trademarks shall be subject to the maintenance of quality standards with respect to the goods and services on which such Trademarks
are used sufficient to preserve the validity of such Trademarks; and provided further that the Agent shall have no greater rights than those of any such Grantor under such license or sublicense; and (b) irrevocably agrees that, at
any time and from time to time following the occurrence and during the continuance of an Event of Default, the Agent may sell any Grantor’s Inventory directly to any Person, including without limitation Persons who have previously purchased any
Grantor’s Inventory from such Grantor and in connection with any such sale or other enforcement of the Agent’s rights under this Security Agreement, may (subject to any restrictions contained in applicable third party licenses entered into
by a Grantor) sell Inventory which bears any Trademark owned by or licensed to any Grantor and any Inventory that is covered by any Copyright owned by or licensed to such Grantor and the Agent may finish any work in process and affix any relevant
Trademark owned by or licensed to any Grantor and sell such Inventory as provided herein. The use of the license granted pursuant to clause (a) of the preceding sentence by the Agent may be exercised, at the option of the Agent, only
upon the occurrence and during the continuance of an Event of Default 

  
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and shall be subject to the ABL Intercreditor Agreement; provided, however, that any permitted license, sublicense or other transaction entered into by the Agent in accordance herewith shall be
binding upon each Grantor notwithstanding any subsequent cure of an Event of Default. 
 ARTICLE VI 

ACCOUNT VERIFICATION; ATTORNEY IN FACT; PROXY 
 Section 6.1 Account Verification. The Grantors acknowledge that (i) prior to an Event of Default, at the reasonable request of the Agent, the Grantors shall (either accompanied by the
Agent or at the Agent’s direction), and (ii) after the occurrence and during the continuance of an Event of Default, the Agent may in its own name, or in the name of such Grantor, communicate with the Account Debtors of such Grantor to
verify with such Persons the existence, amount, terms of, and any other matter reasonably relating to the Accounts owing by such Account Debtor to such Grantor (including any Instruments, Chattel Paper, payment intangibles and/or other Receivables
that are Collateral relating to such Accounts). 
 Section 6.2 Authorization for Secured Party to Take Certain
Action. 
 (a) Each Grantor hereby (i) authorizes the Agent, at any time and from time to time in the sole discretion of
the Agent (1) to execute on behalf of such Grantor as debtor and to file financing statements necessary or desirable in the Agent’s reasonable discretion to perfect and to maintain the perfection and priority of the Agent’s security
interest in the Collateral, including, without limitation, to file financing statements permitted under Section 4.1(b) and (2) to file a carbon, photographic or other reproduction of this Security Agreement or any financing
statement with respect to the Collateral as a financing statement and to file any other financing statement or amendment of a financing statement (which would not add new collateral or add a debtor) in such offices as the Agent in its reasonable
discretion deems necessary or desirable to perfect and to maintain the perfection and priority of the Agent’s security interest in the Collateral, including, without limitation, to file financing statements permitted under
Section 4.1(b) and (ii) appoints, effective upon the occurrence and during the continuance of an Event of Default, subject to the ABL Intercreditor Agreement, the Agent as its attorney in fact (1) to discharge past due taxes,
assessments, charges, fees or Liens on the Collateral (except for such Liens as are specifically permitted by Section 6.02 of the Credit Agreement), (2) to endorse and collect any cash proceeds of the Collateral and to apply the
proceeds of any Collateral received by the Agent to the Secured Obligations as provided herein or in the Credit Agreement or any other Loan Document, subject to the terms of the ABL Intercreditor Agreement, (3) to demand payment or enforce
payment of the Receivables in the name of the Agent or any Grantor and to endorse any and all checks, drafts, and other instruments for the payment of money relating to the Receivables, (4) to sign any Grantor’s name on any invoice or bill
of lading relating to the Receivables, drafts against any Account Debtor of such Grantor, assignments and verifications of Receivables, (5) to exercise all of any Grantor’s rights and remedies with respect to the collection of the
Receivables and any other Collateral, (6) to settle, adjust, compromise, extend or renew the Receivables, (7) to settle, adjust or compromise any legal proceedings brought to collect Receivables, (8) to prepare, file and sign any
Grantor’s name on a proof of claim in bankruptcy or similar document against any Account Debtor of such Grantor, (9) to prepare, file and sign any Grantor’s name on any notice of Lien, assignment or satisfaction of

  
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Lien or similar document in connection with the Receivables, (10) to change the address for delivery of mail addressed to any Grantor to such address as the Agent may designate and to
receive, open and dispose of all mail addressed to such Grantor, and (11) to use information contained in any data processing, electronic or information systems relating to Collateral; and each Grantor agrees to reimburse the Agent for any
reasonable payment made or any reasonable documented expense incurred by the Agent in connection with any of the foregoing, in accordance with the provisions Section 9.03 of the Credit Agreement; provided that, this authorization
shall not relieve any Grantor of any of its obligations under this Security Agreement or under the Credit Agreement. 
 (b) All
acts of said attorney or designee are hereby ratified and approved by the Grantors. The powers conferred on the Agent, for the benefit of the Agent and Secured Parties, under this Section 6.2 are solely to protect the Agent’s
interests in the Collateral and shall not impose any duty upon the Agent or any Secured Party to exercise any such powers. 

Section 6.3 PROXY. EACH GRANTOR HEREBY IRREVOCABLY CONSTITUTES AND APPOINTS, EFFECTIVE UPON THE OCCURRENCE AND DURING THE
CONTINUANCE OF AN EVENT OF DEFAULT, THE AGENT AS ITS PROXY AND ATTORNEY-IN-FACT (AS SET FORTH IN SECTION 6.2 ABOVE) WITH RESPECT TO THE PLEDGED COLLATERAL, INCLUDING THE RIGHT TO VOTE SUCH PLEDGED COLLATERAL, WITH FULL POWER OF
SUBSTITUTION TO DO SO. IN ADDITION TO THE RIGHT TO VOTE ANY SUCH PLEDGED COLLATERAL, THE APPOINTMENT OF THE AGENT AS PROXY AND ATTORNEY-IN-FACT SHALL INCLUDE THE RIGHT TO EXERCISE ALL OTHER RIGHTS, POWERS, PRIVILEGES AND REMEDIES TO WHICH A HOLDER
OF SUCH PLEDGED COLLATERAL WOULD BE ENTITLED (INCLUDING GIVING OR WITHHOLDING WRITTEN CONSENTS OF SHAREHOLDERS, CALLING SPECIAL MEETINGS OF SHAREHOLDERS AND VOTING AT SUCH MEETINGS). SUCH PROXY SHALL BE EFFECTIVE, AUTOMATICALLY AND WITHOUT THE
NECESSITY OF ANY ACTION (INCLUDING ANY TRANSFER OF ANY SUCH PLEDGED COLLATERAL ON THE RECORD BOOKS OF THE ISSUER THEREOF) BY ANY PERSON (INCLUDING THE ISSUER OF SUCH PLEDGED COLLATERAL OR ANY OFFICER OR AGENT THEREOF), UPON THE OCCURRENCE AND DURING
THE CONTINUANCE OF AN EVENT OF DEFAULT. 
 Section 6.4 NATURE OF APPOINTMENT; LIMITATION OF DUTY. THE APPOINTMENT OF
THE AGENT AS PROXY AND ATTORNEY-IN-FACT IN THIS ARTICLE VI IS COUPLED WITH AN INTEREST AND SHALL BE IRREVOCABLE UNTIL THE DATE ON WHICH THIS SECURITY AGREEMENT IS TERMINATED IN ACCORDANCE WITH SECTION 7.13. NOTWITHSTANDING
ANYTHING CONTAINED HEREIN, NEITHER THE AGENT, NOR ANY SECURED PARTY, NOR ANY OF THEIR RESPECTIVE AFFILIATES, OFFICERS, DIRECTORS, EMPLOYEES, AGENTS OR REPRESENTATIVES SHALL HAVE ANY DUTY TO EXERCISE ANY RIGHT OR POWER GRANTED HEREUNDER OR OTHERWISE
OR TO PRESERVE THE SAME AND SHALL NOT BE LIABLE FOR ANY FAILURE TO DO SO OR FOR ANY DELAY IN DOING SO, EXCEPT TO THE EXTENT SUCH DAMAGES ARE ATTRIBUTABLE TO THEIR OWN GROSS NEGLIGENCE OR WILLFUL MISCONDUCT AS FINALLY DETERMINED BY A COURT OF
COMPETENT JURISDICTION; PROVIDED THAT, IN NO EVENT SHALL THEY BE LIABLE FOR ANY PUNITIVE, EXEMPLARY, INDIRECT OR CONSEQUENTIAL DAMAGES. 

  
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 ARTICLE VII 
 GENERAL PROVISIONS 
 Section 7.1 Waivers. Each Grantor hereby
waives notice of the time and place of any public sale or the time after which any private sale or other disposition of all or any part of the Collateral may be made. To the extent such notice may not be waived under applicable law, any notice made
shall be deemed reasonable if sent to the Grantors, addressed as set forth in Article VIII, at least ten days prior to (i) the date of any such public sale or (ii) the time after which any such private sale or other disposition
may be made. To the maximum extent permitted by applicable law, each Grantor waives all claims, damages, and demands against the Agent or any Secured Party arising out of the repossession, retention or sale of the Collateral (after the occurrence of
and during the continuance of an Event of Default), except such as arise solely out of the gross negligence or willful misconduct of the Agent or such Secured Party as finally determined by a court of competent jurisdiction. To the extent it may
lawfully do so, each Grantor absolutely and irrevocably waives and relinquishes the benefit and advantage of, and covenants not to assert against the Agent or any Secured Party, any valuation, stay, appraisal, extension, moratorium, redemption or
similar laws and any and all rights or defenses it may have as a surety now or hereafter existing which, but for this provision, might be applicable to the sale of any Collateral (after the occurrence of and during the continuance of an Event of
Default), made under the judgment, order or decree of any court, or privately under the power of sale conferred by this Security Agreement, or otherwise. Except as otherwise specifically provided herein, each Grantor hereby waives presentment,
demand, protest or any notice (to the maximum extent permitted by applicable law) of any kind in connection with this Security Agreement or any Collateral. 
 Section 7.2 Limitation on Agent’s and Secured Party’s Duty with Respect to the Collateral. The Agent shall have no obligation to clean-up or otherwise prepare the Collateral for
sale. The Agent and each Secured Party shall use reasonable care with respect to the Collateral in its possession or under its control. Neither the Agent, nor any Secured Party shall have any other duty as to any Collateral in its possession or
control or in the possession or control of any agent or nominee of the Agent or such Secured Party, or any income thereon or as to the preservation of rights against prior parties or any other rights pertaining thereto. To the extent that applicable
law imposes duties on the Agent to exercise remedies, after the occurrence and during the continuance of an Event of Default, in a commercially reasonable manner, each Grantor acknowledges and agrees that it would be commercially reasonable for the
Agent (i) to fail to incur expenses deemed significant by the Agent to prepare Collateral for disposition or otherwise to transform raw material or work in process into finished goods or other finished products for disposition, (ii) to
fail to obtain third party consents for access to Collateral to be disposed of, or to obtain or, if not required by other law, to fail to obtain governmental or third party consents for the collection or disposition of Collateral to be collected or
disposed of, (iii) to fail to exercise collection remedies against Account Debtors or other Persons obligated on Collateral or to remove Liens on or any adverse claims against Collateral, (iv) to exercise collection remedies against
Account Debtors and other Persons obligated on Collateral directly 

  
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or through the use of collection agencies and other collection specialists, (v) to advertise dispositions of Collateral through publications or media of general circulation, whether or not
the Collateral is of a specialized nature, (vi) to contact other Persons, whether or not in the same business as a Grantor, for expressions of interest in acquiring all or any portion of such Collateral, (vii) to hire one or more
professional auctioneers to assist in the disposition of Collateral, whether or not the Collateral is of a specialized nature, (viii) to dispose of Collateral by utilizing internet sites that provide for the auction of assets of the types
included in the Collateral or that have the reasonable capacity of doing so, or that match buyers and sellers of assets, (ix) to dispose of assets in wholesale rather than retail markets, (x) to disclaim disposition warranties, such as
title, possession or quiet enjoyment, (xi) to purchase insurance or credit enhancements at the Grantors’ cost to insure the Agent against risks of loss, collection or disposition of Collateral or to provide to the Agent a guaranteed return
from the collection or disposition of Collateral, or (xii) to the extent deemed appropriate by the Agent, to obtain the services of other brokers, investment bankers, consultants and other professionals to assist the Agent in the collection or
disposition of any of the Collateral. Each Grantor acknowledges that the purpose of this Section 7.2 is to provide non-exhaustive indications of what actions or omissions by the Agent would be commercially reasonable in the Agent’s
exercise of remedies against the Collateral, after the occurrence and during the continuance of an Event of Default, and that other actions or omissions by the Agent shall not be deemed commercially unreasonable solely on account of not being
indicated in this Section 7.2. Without limitation upon the foregoing, nothing contained in this Section 7.2 shall be construed to grant any rights to any Grantor or to impose any duties on the Agent that would not have been
granted or imposed by this Security Agreement or by applicable law in the absence of this Section 7.2. 

Section 7.3 Compromises and Collection of Collateral. Each Grantor and the Agent recognize that setoffs, counterclaims,
defenses and other claims may be asserted by obligors with respect to certain of the Receivables, that certain of the Receivables may be or become uncollectible in whole or in part and that the expense and probability of success in litigating a
disputed Receivable may exceed the amount that reasonably may be expected to be recovered with respect to a Receivable. In view of the foregoing, each Grantor agrees that the Agent may at any time and from time to time, if an Event of Default has
occurred and is continuing, compromise with the obligor on any Receivable, accept in full payment of any Receivable such amount as the Agent in its sole discretion shall determine or abandon any Receivable, and any such action by the Agent shall be
commercially reasonable so long as the Agent acts in good faith based on information known to it at the time it takes any such action. 
 Section 7.4 Secured Party Performance of Debtor Obligations. Without having any obligation to do so, following the occurrence and during the continuance of an Event of Default, the Agent may
perform or pay any obligation which any Grantor has agreed to perform or pay under this Security Agreement and such Grantor shall reimburse the Agent for any amounts paid by the Agent pursuant to this Section 7.4. Each Grantor’s
obligation to reimburse the Agent pursuant to the preceding sentence shall be a Secured Obligation payable on demand. 

Section 7.5 No Waiver; Amendments; Cumulative Remedies. No failure or delay by the Agent or any Secured Party in exercising
any right or power hereunder shall operate as a waiver thereof, nor shall any single or partial exercise of any such right or power, or any abandonment or discontinuance of steps to enforce such a right or power, preclude any other or

  
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further exercise thereof or the exercise of any other right or power. The rights and remedies of the Agent and the Secured Parties hereunder are cumulative and are not exclusive of any rights or
remedies that they would otherwise have. No waiver of any provision of this Security Agreement or consent to any departure by any Secured Party therefrom shall in any event be effective unless in writing signed by the Agent with the concurrence or
at the direction of the Lenders required under Section 9.02 of the Credit Agreement, and then such waiver or consent shall be effective only in the specific instance and for the purpose for which given. 

Section 7.6 Limitation by Law; Severability of Provisions. All rights, remedies and powers provided in this Security
Agreement may be exercised only to the extent that the exercise thereof does not violate any applicable provision of law, and all the provisions of this Security Agreement are intended to be subject to all applicable mandatory provisions of law that
may be controlling and to be limited to the extent necessary so that they shall not render this Security Agreement invalid, unenforceable or not entitled to be recorded or registered, in whole or in part. Any provision in this Security Agreement
that is held to be inoperative, unenforceable, or invalid in any jurisdiction shall, as to that jurisdiction, be inoperative, unenforceable, or invalid without affecting the remaining provisions in that jurisdiction or the operation, enforceability,
or validity of that provision in any other jurisdiction, and to this end the provisions of this Security Agreement are declared to be severable. 
 Section 7.7 Reinstatement. This Security Agreement shall remain in full force and effect and continue to be effective should any petition be filed by or against any Grantor for liquidation or
reorganization, should any Grantor become insolvent or make an assignment for the benefit of any creditor or creditors or should a receiver or trustee be appointed for all or any significant part of such Grantor’s assets, and shall continue to
be effective or be reinstated, as the case may be, if at any time payment and performance of the Secured Obligations, or any part thereof, is, pursuant to applicable law, rescinded or reduced in amount, or must otherwise be restored or returned by
any obligee of the Secured Obligations, whether as a “voidable preference,” “fraudulent conveyance,” or otherwise, all as though such payment or performance had not been made. In the event that any payment, or any part thereof,
is rescinded, reduced, restored or returned, the Secured Obligations shall be reinstated and deemed reduced only by such amount paid and not so rescinded, reduced, restored or returned. 

Section 7.8 Benefit of Agreement. The terms and provisions of this Security Agreement shall be binding upon and inure to the
benefit of each Grantor, the Agent and the Secured Parties and their respective successors and permitted assigns (including all Persons who become bound as a debtor to this Security Agreement), except that no Grantor shall have the right to assign
its rights or delegate its obligations under this Security Agreement or any interest herein, without the prior written consent of the Agent. No sales of participations, assignments, transfers, or other dispositions of any agreement governing the
Secured Obligations or any portion thereof or interest therein shall in any manner impair the Lien granted to the Agent, for the benefit of the Agent and the Secured Parties, hereunder. 

Section 7.9 Survival of Representations. All representations and warranties of each Grantor contained in this Security
Agreement shall survive the execution and delivery of this Security Agreement. 

  
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 Section 7.10 Taxes and Expenses. To the extent required by
Section 9.03 of the Credit Agreement, each Grantor jointly and severally agrees to (i) pay any taxes payable or ruled payable by Federal or State authority in respect of this Security Agreement, together with interest and penalties,
if any, and (ii) reimburse the Agent for any and all reasonable documented out-of-pocket expenses paid or incurred by the Agent in connection with the preparation, execution, delivery, administration, collection and enforcement of this Security
Agreement and in the audit, analysis, administration, collection, preservation or sale of the Collateral (including the expenses and charges associated with any periodic or special audit of the Collateral). Any and all costs and expenses incurred by
any Grantor in the performance of actions required pursuant to the terms hereof shall be borne solely by such Grantor. 

Section 7.11 Additional Subsidiaries. Pursuant to and in accordance with Section 5.11 of the Credit Agreement,
each Grantor shall cause (i) each Domestic Subsidiary (other than any Excluded Subsidiary) formed or acquired after the date of this Security Agreement in accordance with the terms of the Credit Agreement and (ii) any Domestic Subsidiary
that was an Excluded Subsidiary but has ceased to be an Excluded Subsidiary, to enter into this Security Agreement as a Subsidiary Party as promptly thereafter as reasonably practicable (but in no event to exceed ninety (90) days after such
formation or acquisition or such longer period as may be agreed to by the Agent in writing). Upon execution and delivery by the Agent and such Subsidiary of an instrument in the form of Exhibit J hereto, such Subsidiary shall become a
Subsidiary Party hereunder with the same force and effect as if originally named as a Subsidiary Party herein. The execution and delivery of any such instrument shall not require the consent of any other Loan Party hereunder. The rights and
obligations of each Loan Party hereunder shall remain in full force and effect notwithstanding the addition of any new Loan Party as a party to this Security Agreement. 
 Section 7.12 Headings. The title of and section headings in this Security Agreement are for convenience of reference only, and shall not govern the interpretation of any of the terms and
provisions of this Security Agreement. 
 Section 7.13 Termination or Release. 

(a) This Security Agreement shall continue in effect until the Termination Date. 

(b) A Subsidiary Party shall automatically be released from its obligations hereunder and the security interests created hereunder in the
Collateral of such Subsidiary Party shall be automatically released upon the consummation of any transaction permitted pursuant to the Credit Agreement, as a result of which such Subsidiary Party ceases to be a Subsidiary. 

(c) Upon any sale, lease, transfer or other disposition by any Grantor of any Collateral that is permitted under
Section 4.1(d) to any Person that is not another Grantor or, upon the effectiveness of any written consent to the release of the security interest granted hereby in any Collateral pursuant to Section 9.02 of the Credit
Agreement, the security interest in such Collateral shall be automatically released. 

  
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 (d) The security interests granted hereunder on any Collateral, to the extent such
Collateral is comprised of property leased to a Loan Party, shall be automatically released upon termination or expiration of such lease, pursuant to Section 9.02 of the Credit Agreement. 

(e) The security interests created hereunder in the Collateral shall be automatically released as required pursuant to the terms of the
ABL Intercreditor Agreement; provided that the Agent may, in its discretion, release the Lien on Collateral as provided in Section 9.02 of the Credit Agreement. 

(f) In connection with any termination or release pursuant to paragraph (a), (b), (c), (d), or
(e) above, the Agent shall promptly execute and deliver to any Grantor, at such Grantor’s expense, all UCC termination statements and similar documents that such Grantor shall reasonably request to evidence such termination or
release. Any execution and delivery of documents pursuant to this Section 7.13 shall be without recourse to or representation or warranty by the Agent or any Secured Party. Without limiting the provisions of Section 7.18, the
Borrower shall reimburse the Agent upon demand for all reasonable and documented costs and out of pocket expenses, including the fees, charges and expenses of counsel, incurred by it in connection with any action contemplated by this
Section 7.13. 
 Section 7.14 Entire Agreement. This Security Agreement, together with the other Loan
Documents and the ABL Intercreditor Agreement, embodies the entire agreement and understanding between each Grantor and the Agent relating to the Collateral and supersedes all prior agreements and understandings, oral or written, between any Grantor
and the Agent relating to the Collateral. 
 Section 7.15 CHOICE OF LAW. THIS SECURITY AGREEMENT SHALL BE
GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK. 
 Section 7.16 Consent to
Jurisdiction. 
 (a) Each Grantor hereby irrevocably and unconditionally submits to the exclusive jurisdiction of any U.S.
federal or New York State court sitting in New York, New York, in any action or proceeding arising out of or relating to any Loan Documents, or for recognition or enforcement of any judgment, and each of the parties hereto hereby irrevocably and
unconditionally agrees that all claims in respect of any such action or proceeding shall be heard and determined in such New York State or, to the extent permitted by law, in such federal court. Each Grantor agrees that a final judgment in any such
action or proceeding shall be conclusive and may be enforced in other jurisdictions by suit on the judgment or in any other manner provided by law. 
 (b) Each Grantor hereto hereby irrevocably and unconditionally waives, to the fullest extent it may legally and effectively do so, any objection which it may now or hereafter have to the laying of venue
of any suit, action or proceeding arising out of or relating to this Security Agreement in any court referred to in clause (a) of this Section. Each of the parties hereto hereby irrevocably waives, to the fullest extent permitted by law, the
defense of an inconvenient forum to the maintenance of such action or proceeding in any such court. 

  
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 (c) Each Grantor irrevocably consents to service of process in the manner provided for
notices in Section 8.1 herein. Nothing in this Security Agreement or in any other Loan Document will affect the right of the Agent or any Secured Party to serve process in any other manner permitted by law. 

Section 7.17 WAIVER OF JURY TRIAL. EACH GRANTOR HEREBY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY
RIGHT IT MAY HAVE TO A TRIAL BY JURY IN ANY LEGAL PROCEEDING DIRECTLY OR INDIRECTLY ARISING OUT OF OR RELATING TO THIS SECURITY AGREEMENT, ANY OTHER LOAN DOCUMENT OR THE TRANSACTIONS CONTEMPLATED THEREBY (WHETHER BASED ON CONTRACT, TORT OR ANY OTHER
THEORY). EACH GRANTOR (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR ATTORNEY OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER AND
(B) ACKNOWLEDGES THAT IT AND THE OTHER PARTIES HERETO HAVE BEEN INDUCED TO ENTER INTO THIS SECURITY AGREEMENT BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION. 

Section 7.18 Indemnity. Each Grantor hereby agrees to indemnify and hold the Agent, the other Secured Parties, and their
respective Related Parties harmless from, any and all losses, claims, damages, penalties, liabilities, and related expenses (including, without limitation, all expenses of litigation or preparation therefor whether or not the Agent or any Secured
Party is a party thereto) imposed on, incurred by or asserted against the Agent or the Secured Parties, or their respective Related Parties, in any way relating to or arising out of this Security Agreement, to the extent the Grantor would be
required to do so pursuant to Section 9.03 of the Credit Agreement. 
 Section 7.19 Counterparts. This
Security Agreement may be executed in counterparts (and by different parties hereto on different counterparts), each of which shall constitute an original, but all of which when taken together shall constitute a single contract. Delivery of an
executed counterpart of a signature page of this Security Agreement by facsimile or other electronic transmission shall be effective as delivery of a manually executed counterpart of this Security Agreement. 

Section 7.20 ABL INTERCREDITOR AGREEMENT GOVERNS. REFERENCE IS MADE TO THE ABL INTERCREDITOR AGREEMENT, DATED AS OF MARCH 31,
2011, AMONG BANK OF AMERICA, N.A., AS ABL AGENT (AS DEFINED IN THE ABL INTERCREDITOR AGREEMENT) FOR THE ABL SECURED PARTIES REFERRED TO THEREIN; BANK OF AMERICA, N.A. AS TERM LOAN AGENT (AS DEFINED IN THE ABL INTERCREDITOR AGREEMENT) FOR THE TERM
LOAN SECURED PARTIES REFERRED TO THEREIN; EACH ADDITIONAL PARI TERM LOAN DEBT AGENT (AS DEFINED IN THE ABL INTERCREDITOR AGREEMENT) FOR THE PARI TERM LOAN DEBT SECURED PARTIES REFERRED TO THEREIN; NEXEO SOLUTIONS, LLC, NEXEO SOLUTIONS HOLDINGS, LLC
AND NEXEO SOUTIONS SUB HOLDING CORP. (THE “ABL INTERCREDITOR AGREEMENT”). EACH PERSON THAT IS SECURED HEREUNDER, BY ACCEPTING THE BENEFITS OF THE SECURITY 

  
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PROVIDED HEREBY, (I) CONSENTS (OR IS DEEMED TO CONSENT), TO THE SUBORDINATION OF LIENS PROVIDED FOR IN THE ABL INTERCREDITOR AGREEMENT, (II) AGREES (OR IS DEEMED TO AGREE) THAT IT WILL BE
BOUND BY, AND WILL TAKE NO ACTIONS CONTRARY TO, THE PROVISIONS OF THE ABL INTERCREDITOR AGREEMENT, (III) AUTHORIZES (OR IS DEEMED TO AUTHORIZE) THE [ABL AGENT] [PARI TERM LOAN DEBT AGENT] ON BEHALF OF SUCH PERSON TO ENTER INTO, AND PERFORM UNDER,
THE ABL INTERCREDITOR AGREEMENT AND (IV) ACKNOWLEDGES (OR IS DEEMED TO ACKNOWLEDGE) THAT A COPY OF THE ABL INTERCREDITOR AGREEMENT WAS DELIVERED, OR MADE AVAILABLE, TO SUCH PERSON. NOTWITHSTANDING ANY OTHER PROVISION CONTAINED HEREIN, THIS SECURITY
AGREEMENT, THE LIENS CREATED HEREBY AND THE RIGHTS, REMEDIES, DUTIES AND OBLIGATIONS PROVIDED FOR HEREIN ARE SUBJECT IN ALL RESPECTS TO THE PROVISIONS OF THE ABL INTERCREDITOR AGREEMENT AND, TO THE EXTENT PROVIDED THEREIN, THE APPLICABLE SECURITY
DOCUMENTS (AS DEFINED IN THE ABL INTERCREDITOR AGREEMENT). IN THE EVENT OF ANY CONFLICT OR INCONSISTENCY BETWEEN THE PROVISIONS OF THIS SECURITY AGREEMENT AND THE ABL INTERCREDITOR AGREEMENT, THE PROVISIONS OF THE ABL INTERCREDITOR AGREEMENT SHALL
CONTROL. 
 Section 7.21 Delivery of Collateral. Notwithstanding anything herein to the contrary, with respect to
the Term Loan First Lien Collateral (as defined in the ABL Intercreditor Agreement), until the Pari Term Loan Debt Obligations (as defined in the ABL Intercreditor Agreement) are terminated as set forth in the ABL Intercreditor Agreement, any
obligation of the U.S. Borrower and any other Grantor hereunder or under any other Security Document (as defined in the ABL Intercreditor Agreement) with respect to the delivery of any Term Loan First Lien Collateral shall be deemed to be satisfied
if the U.S. Borrower or such Grantor, as applicable, complies with the requirements of the similar provision of the applicable Pari Term Loan Debt Security Documents (as defined in the ABL Intercreditor Agreement). Until the Term Loan are terminated
as set forth in the ABL Intercreditor Agreement, the delivery of any Term Loan First Lien Collateral to the Pari Term Loan Collateral Agent (as defined in the ABL Intercreditor Agreement) pursuant to the Pari Term Loan Debt Security Documents shall
satisfy any delivery requirement hereunder or under any other Security Document. 
 Section 7.22 Mortgages. In the
case of a conflict between this Security Agreement and the Mortgages with respect to Collateral that is real property (including Fixtures), the Mortgages shall govern. In all other conflicts between this Security Agreement and the Mortgages, this
Security Agreement shall govern. 
 ARTICLE VIII 
 NOTICES 
 Section 8.1 Sending Notices. All notices, requests
and demands pursuant hereto shall be made in accordance with Section 9.01 of the Credit Agreement. All communications and notices hereunder to any Grantor shall be given to it in care of the Borrower Agent at the Borrower Agent’s
address set forth in Section 9.01 of the Credit Agreement. 

  
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 Section 8.2 Change in Address for Notices. Each of the Grantors, the Agent and
the Lenders may change the address or facsimile number for service of notice upon it by a notice in writing to the other parties. 
 ARTICLE IX 
 THE AGENT 

Bank of America, N.A. has been appointed Agent for the Lenders hereunder pursuant to Article VIII of the Credit Agreement. It
is expressly understood and agreed by the parties to this Security Agreement that any authority conferred upon the Agent hereunder is subject to the terms of the delegation of authority made by the Lenders to the Agent pursuant to the Credit
Agreement, and that the Agent has agreed to act (and any successor Agent shall act) as such hereunder only on the express conditions contained in such Article VIII. Any successor Agent appointed pursuant to Article VIII of
the Credit Agreement shall be entitled to all the rights, interests and benefits of the Agent hereunder. 
 [Remainder of page
intentionally left blank; signatures begin on following page.] 

  
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 IN WITNESS WHEREOF, each Grantor and the Agent have executed this Security Agreement as of
the date first above written. 
  

			
	GRANTORS:
	
	NEXEO SOLUTIONS LLC
		
	By:	 	 /s/ Michael B. Farnell, Jr.

	Name:	 	Michael B. Farnell, Jr.
	Title:	 	Vice President
	
	NEXEO SOLUTIONS HOLDINGS LLC
		
	By:	 	 /s/ Michael B. Farnell, Jr.

	Name:	 	Michael B. Farnell, Jr.
	Title:	 	Vice President
	
	NEXEO SOLUTIONS SUB HOLDING CORP.
		
	By:	 	 /s/ Michael B. Farnell, Jr.

	Name:	 	Michael B. Farnell, Jr.
	Title:	 	Vice President
	
	NEXEO SOLUTIONS FINANCE CORPORATION
		
	By:	 	 /s/ Michael B. Farnell, Jr.

	Name:	 	Michael B. Farnell, Jr.
	Title:	 	Vice President

 [ABL Pledge and Security Agreement] 

  

			
	AGENT:
	
	BANK OF AMERICA, N.A., as Agent
		
	By:	 	 /s/ Daniel K. Clancy

	Name:	 	 Daniel K. Clancy

	Title:	 	 Senior Vice President

 Signature Page 
 Pledge and Security Agreement 

 SCHEDULE 1 
 Excluded Accounts 
  

	 	1.	Payroll, employee benefits, trust or tax withholding accounts funded in the ordinary course of business. 

 

							
	 Owner
	  	 Bank Name
	  	 Type of Account
	  	 Account Numbers

	 Nexeo Solutions, LLC
	  	PNC Bank	  	Payroll	  	2038905498
	 Nexeo Solutions, LLC
	  	Sun Trust	  	Payroll – Direct Deposit	  	1000113402365

  

	 	2.	Petty cash accounts funded in the ordinary course of business. 

  

	 	3.	Designated Disbursement Accounts, including the following:. 

  

							
	 Owner
	  	 Bank Name
	  	 Type of Account
	  	 Account Numbers

	 Nexeo Solutions, LLC
	  	Citibank	  	Disbursement	  	30850938
	 Nexeo Solutions, LLC
	  	Sun Trust	  	Control Disbursement	  	8800640057
	 Nexeo Solutions, LLC
	  	Bank of New York Mellon	  	Disbursement	  	902-2951
	 Nexeo Solutions, LLC
	  	Bank of America	  	Disbursements	  	4427144066

  

	 	4.	Foreign bank accounts: 

  

							
	 Owner
	  	 Bank Name
	  	 Type of Account
	  	 Account Numbers

	 Nexeo Solutions, LLC
	  	Citibank (UK)	  	General	  	12810069

 EXHIBIT A 
 Type of Organization, Jurisdiction of Organization, Organizational Identification 
 Number, Federal Employer Identification Number, Chief Executive Office, Locations 
 I. The
corporate name, jurisdiction of organization, organizational identification number and federal employer identification number of each Grantor is as follows: 
  

							
	 Grantor
	  	 Jurisdiction of
Organization
	  	 Organizational
Identification Number
	  	
Federal Employer
Identification Number

	 Nexeo Solutions, LLC
	  	Delaware/USA	  	4893750	  	27-4328755
	 Nexeo Solutions Holdings, LLC
	  	Delaware/USA	  	4893746	  	27-4328676
	 Nexeo Solutions Sub Holding Corp.
	  	Delaware/USA	  	4939387	  	27-4991695
	 Nexeo Solutions Finance Corporation
	  	Delaware/USA	  	4939383	  	27-4990519

 II. Each Grantor’s mailing address and the location of its place of business (if it has only one) or its chief
executive office (if it has more than one place of business), is as follows: 
 5200 Blazer Parkway, Dublin, Ohio 43017 

III.(a) Each location that is owned by a Grantor where Collateral is located as of the date hereof (except for Inventory in transit) is as follows:

  

											
	 Site
 Number1
	 	 Entity of

Record
	 	 Common Name
	 	 Purpose/Use

(including

Improvements Located
 on Real Property (if any))
	 	 Approximate

Square Footage or
 Acreage
	 	 County,

State

						
	 1.
	 	Nexeo Solutions, LLC	 	156 W. 56th Avenue	 	Plant	 	7.97 acres	 	Denver, CO
						
	 2.
	 	Nexeo Solutions, LLC	 	200 North East 181st Street	 	Plant	 	4.82 acres	 	Dade, FL
						
	 3.
	 	Nexeo Solutions, LLC	 	5125 West Hanna Avenue	 	Plant	 	4.78 acres	 	Hillsborough, FL
	 	 	  
 5025 W. Hanna Avenue
	 	Vacant Land	 	7.15 acres	 
						
	 4.
	 	Nexeo Solutions, LLC	 	4550 North East Expressway	 	Plant	 	12.362 acres	 	DeKalb, GA
						
	 5.
	 	Nexeo Solutions, LLC	 	11524 West Addison Street	 	Warehouse	 	4.95 acres	 	Cook, IL
						
	 6.
	 	Nexeo Solutions, LLC	 	4401 Valley Industrial Blvd. South	 	Plant	 	5 acres	 	Scott, MN
	 	 	  
 4471 Valley Industrial Blvd.
	 	Plant	 	3 acres	 
						
	 7.
	 	Nexeo Solutions, LLC	 	3250 Southwest Blvd.	 	Warehouse	 	12.034 acres	 	Franklin, OH
						
	 8.
	 	Nexeo Solutions, LLC	 	1101 New Ford Mill Road	 	Warehouse	 	50.5051 acres	 	Bucks, PA
						
	 9.
	 	Nexeo Solutions, LLC	 	105 Chapman Road	 	Warehouse	 	24.884 acres	 	Anderson, SC
						
	 10.
	 	Nexeo Solutions, LLC	 	3300 Ball Street	 	Plant	 	3.63 Acres	 	Jefferson, AL
						
	 11.
	 	Nexeo Solutions, LLC	 	701 Western Drive	 	Plant	 	2.115 acres	 	Mobile, AL
						
	 12.
	 	Nexeo Solutions, LLC	 	6839 West Chicago Street	 	Plant	 	4.956 acres	 	Maricopa, AZ
						
	 13.
	 	Nexeo Solutions, LLC	 	2461 Crocker Circle	 	Plant	 	5.68 acres	 	Solano, CA
						
	 14.
	 	Nexeo Solutions, LLC	 	400 Telfair Road	 	Plant	 	10.64 acres	 	Chatham, GA
	 	 	  
 Gwinnett Street Extension
	 	Right of Way	 	2.322 acres	 
						
	 15.
	 	Nexeo Solutions, LLC	 	8500 South Willow Springs Road	 	Plant	 	30.14 acres	 	Cook, IL
						
	 16.
	 	Nexeo Solutions, LLC	 	1817 1/2 West Indiana Avenue	 	Plant	 	2.8 acres	 	St. Joseph, IN
						
	 17.
	 	Nexeo Solutions, LLC	 	5420 Speaker Road	 	Plant	 	7.046 acres	 	Wyandotte, KS
						
	 18.
	 	Nexeo Solutions, LLC	 	4185 Algonquin Parkway	 	Plant	 	6 acres	 	Jefferson, KY

  

	1 	 Properties are numbered and grouped by site. One mortgage and fixture filing will be per site (rather than by individual property).

  

											
	 Site
 Number1
	 	 Entity of

Record
	 	 Common Name
	 	 Purpose/Use

(including

Improvements Located
 on Real Property (if any))
	 	 Approximate

Square Footage or
 Acreage
	 	 County,

State

	 19.
	 	Nexeo Solutions, LLC	 	11109 S. Choctaw Dr.	 	Plant	 	3.19 acres	 	E. Baton Rouge, LA
						
	 20.
	 	Nexeo Solutions, LLC	 	400 Main Street	 	Plant	 	10.845 acres	 	Middlesex, MA
						
	 21.
	 	Nexeo Solutions, LLC	 	2011 Turner Street	 	Plant	 	1,104 square feet	 	Ingham, MI
						
	 22.
	 	Nexeo Solutions, LLC	 	12005 Toepfer Road	 	Vacant Land	 	.91 acres	 	Macomb, MI
	 		 	12001 Toepfer Road2	 	Warehouse	 	8 acres	 
	 		 	12001 Toepfer Road	 	Adjacent to Warehouse	 	0.06 acres	 
						
	 23.
	 	Nexeo Solutions, LLC	 	435 James Avenue	 	Plant	 	3.78 acres	 	Ramsey, MN
	 		 	James Avenue	 	Plant	 	13,751 square feet	 
						
	 24.
	 	Nexeo Solutions, LLC	 	7710 Polk Street	 	Plant	 	0.863 acres3	 	St. Louis, MO
	 		 	7710 Polk Avenue	 	Plant	 	1.772 acres	 
	 		 	7623 Polk Street	 	Plant	 	0.237 acres	 
	 		 	7611 Polk Street	 	Plant	 	0.079 acres	 
	 		 	7609 Polk Street	 	Plant	 	0.079 acres	 
	 		 	Polk Street—Vanburen Street	 	Plant	 	10,500 square feet	 
	 		 	Polk Street and Primm Street	 	Plant	 	21,000 square feet	 
	 		 	Polk Street and Steins Street	 	Plant	 	0.237 acres	 
	 		 	Polk Street and Steins Street	 	Plant	 	2.195 acres	 
	 		 	Primm Street & Vanburen Street	 	Plant	 	0.0803 acres	 
	 		 	Polk Street, Schirmer Street and Vanburen	 	Plant	 	0.191 acres	 
	 		 	Vanburen Street	 	Plant	 	5.24 acres	 
	 		 	7613-7619 Polk Street	 	Plant	 	0.24 acres	 
	 		 	7621 Polk Street	 	Plant	 	0.08 acres	 
						
	 25.
	 	Nexeo Solutions, LLC	 	3930 Glenwood Drive	 	Plant	 	12.897 acres	 	Mecklenburg, NC
						
	 26.
	 	Nexeo Solutions, LLC	 	350 Roosevelt Avenue	 	Plant	 	4.43 acres	 	Middlesex, NJ
						
	 27.
	 	Nexeo Solutions, LLC	 	Bevier and Broad Street (3 Broad Street)	 	Plant	 	1.73 acres	 	Broome, NY

  

	2 	 Note: This site also encompasses 12003 Toepfer Road. 

	3 	 Note: The total acreage for the Polk Street site is approximately 11.46 acres. 

  

											
	 Site
 Number1
	 	 Entity of

Record
	 	 Common Name
	 	 Purpose/Use

(including

Improvements Located
 on Real Property (if any))
	 	 Approximate

Square Footage or
 Acreage
	 	 County,

State

		 		 	107 Bevier Street (3 Broad Street)	 	Plant	 	0.24 acres	 	
	 		 	Bevier Street and Broad Street (3 Broad Street)	 	Plant	 	0.39 acres	 	
						
	 28.
	 	Nexeo Solutions, LLC	 	3711 River Road (Private road)	 	Plant	 	14.78 acres	 	Erie, NY
						
	 29.
	 	Nexeo Solutions, LLC	 	3849 Fisher Road	 	Plant	 	5.88 acres	 	Franklin, OH
						
	 30.
	 	Nexeo Solutions, LLC	 	2788 Glendale-Milford Road	 	Plant	 	6.868 acres	 	Hamilton, OH
						
		 	Nexeo Solutions, LLC	 	Evendale Industrial Park	 	Vacant Land	 	8 acres	 	
						
	 31.
	 	Nexeo Solutions, LLC	 	2854 Springboro Road	 	Warehouse	 	15,046 square feet, 1.285 acres	 	Montgomery, OH
	 	 	 	Plant	 	2.11 acres	 
						
	 32.
	 	Nexeo Solutions, LLC	 	1610 East Highland Road4	 	Warehouse	 	5.22 acres	 	Summit, OH
						
	 33.
	 	Nexeo Solutions, LLC	 	3535 W. 21st Street	 	Plant	 	5.92 acres	 	Tulsa, OK
						
	 34.
	 	Nexeo Solutions, LLC	 	150 W. Fourth Street (Route 641)	 	Warehouse	 	1.62 acres	 	Beaver, PA
						
	 35.
	 	Nexeo Solutions, LLC	 	Street No. 4, Bldg. 4, Las Palmas Industrial Park	 	Plant	 	1.46 acres	 	Puerto Rico, PR
						
	 36.
	 	Nexeo Solutions, LLC	 	729 Mauney Drive	 	Plant	 	5.72 acres	 	Richland, SC
						
	 37.
	 	Nexeo Solutions, LLC	 	5263 National Dr. & Asbury Road	 	Plant	 	4.58 acres	 	Knox, TN
						
	 38.
	 	Nexeo Solutions, LLC	 	2351 Channel Avenue	 	Plant	 	9.63 acres	 	Shelby, TN
						
	 39.
	 	Nexeo Solutions, LLC	 	2315 Clifton Avenue	 	Plant	 	2.25 acres	 	Davidson, TN
	 	 	2309 Clifton Avenue	 	Plant	 	0.8383 acres	 
						
	 40.
	 	Nexeo Solutions, LLC	 	3101 Wood Drive	 	Plant	 	5.003 acres	 	Dallas, TX
	 	 	Santa Fe Miller Road (Wood Street) Industrial Dist.	 	Plant	 	9.385 acres	 
						
	 41.
	 	Nexeo Solutions, LLC	 	8901 Old Galveston Road	 	Plant	 	13.69 acres	 	Harris, TX

  

	4 	 This property is subject to a license granted to S. F. H. Partners. 

  

											
	 Site
 Number1
	 	 Entity of

Record
	 	 Common Name
	 	 Purpose/Use

(including

Improvements Located
 on Real Property (if any))
	 	 Approximate

Square Footage or
 Acreage
	 	 County,

State

	 42.
	 	Nexeo Solutions, LLC	 	10919 County Road 127 West	 	Plant	 	7 acres	 	Midland, TX
						
	 43.
	 	Nexeo Solutions, LLC	 	200-208 Abbey Avenue	 	Plant	 	0.66 acres	 	Winnebago, WI
	 	 	212 Abbey Street	 	Plant	 	0.28 acres	 
	 	 	Randall Street (vacated alley)	 	Plant	 	0	 
	 	 	204 Madison Street	 	Plant	 	2.174 acres	 

 (b) Each location that is leased by a Grantor where Collateral is located as of the date hereof (except for Inventory in
transit) is as follows: 
  

									
	 	 	 Company (Lessee)
	 	 Street Address
	 	 Brief

Description
 of
Current
 Use
	 	 Lessor

	 1.
	 	 Nexeo Solutions, LLC
	 	Ball Street, Birmingham, AL 35234	 	Road Crossing	 	CSX Transportation, Inc.
					
	 2.
	 	 Nexeo Solutions, LLC
	 	20915 Wilmington Avenue, Carson, CA 90810	 	Plant	 	Shell Chemical Company
					
	 3.
	 	 Nexeo Solutions, LLC
	 	2200 Huntington Drive, Fairfield, CA 94533	 	Warehouse	 	East Bay Tire Company
					
	 4.
	 	 Nexeo Solutions, LLC
	 	13003 Slover Ave, Fontana, CA 92337	 	Warehouse	 	KTR IE ONE LLC
					
	 5.
	 	 Nexeo Solutions, LLC
	 	11720 Grand Avenue, Northlake, IL 60164	 	Warehouse	 	ProLogis
					
	 6.
	 	 Nexeo Solutions, LLC
	 	3501 Cooper Drive, Elkhart, IN 46514	 	Warehouse	 	Ludwig & Miller
					
	 7.
	 	 Nexeo Solutions, LLC
	 	5020 Swartz Road, Kansas City, KS 66106	 	Warehouse	 	Metro Park Warehouses, Inc
					
	 8.
	 	 Nexeo Solutions, LLC
	 	2011 Turner Street/Fence & Gate, Lansing, MI 48906	 	Railroad Crossing	 	The Chesapeake and Ohio Railway Company
					
	 9.
	 	 Nexeo Solutions, LLC
	 	Sewer Pipe Near Carondelet Sta. City Blk 3122, St. Louis, MO	 	Pipeline	 	Missouri Pacific Railroad Company
					
	 10.
	 	 Nexeo Solutions, LLC
	 	1842 Enterprise Parkway, Twinsburg, OH 44087	 	Warehouse	 	FirstCal Industrial 2 Acquisition, LLC

  

									
	 11.
	 	 Nexeo Solutions, LLC
	 	State Road 869, Street #1 and #3, Westgate Industrial Park, Palmas Ward, Catano, PR 00962	 	Warehouse	 	Sociedades Santa Marina, Inc.
					
	 12.
	 	 Nexeo Solutions, LLC
	 	2400 Clifton Avenue, Nashville, TN 37209	 	Warehouse	 	Tom Gorin and Jeff Gorin
					
	 13.
	 	 Nexeo Solutions, LLC
	 	Freeport Center Building 12, Clearfield, UT 84016	 	 Office/
 Warehouse
	 	Freeport Center Associates, L.L.P.
					
	 14.
	 	 Nexeo Solutions, LLC
	 	Freeport Center Building J-10, Clearfield, UT	 	Plant	 	Freeport Center Associates, L.L.P.

 (c) Each location where Collateral is held in a public warehouse or is otherwise held by a bailee or
on consignment as of the date hereof (except for Inventory in transit) is as follows: 
  

									
	 	 	 Company
	 	 Name of

Warehouseman/Bailee
	 	 Street Address, State, Country
	 	 General

Description

	 1.
	 	 Nexeo Solutions, LLC
	 	North Star Coal Co.	 	1st & Jackson St, East Liverpool, OH 43920 USA	 	Terminal
					
	 2.
	 	 Nexeo Solutions, LLC
	 	Kinder Morgan Terminals	 	8500 West 68th St, Argo, IL 60501 USA	 	Terminal
					
	 3.
	 	 Nexeo Solutions, LLC
	 	Sand Springs Railroad Company	 	1650 S 81st West Ave, Tulsa, OK 74127 USA	 	Warehouse
					
	 4.
	 	 Nexeo Solutions, LLC
	 	Transflo	 	310 Cambridge St, Allston, MA 02134 USA	 	Rail Siding
					
	 5.
	 	 Nexeo Solutions, LLC
	 	Pacific Bulk	 	Anaheim QDC Track 6760, Anaheim, CA 92806 USA	 	Rail Siding
					
	 6.
	 	 Nexeo Solutions, LLC
	 	Transflo	 	1525 Andre St, Baltimore, MD 21230 USA	 	Rail Siding
					
	 7.
	 	 Nexeo Solutions, LLC
	 	Agway Systems	 	12001 Leisure Road, Baton Rouge, LA 70807 USA	 	Rail Siding
					
	 8.
	 	 Nexeo Solutions, LLC
	 	Brunk	 	201 West 86th St, Bloomington, MN 55431 USA	 	Subcontractor
					
	 9.
	 	 Nexeo Solutions, LLC
	 	Turn-Key	 	200 Texas Ave, Brownsville, TX 78521 USA	 	Warehouse
					
	 10.
	 	 Nexeo Solutions, LLC
	 	TLO Logistics	 	16651 R L Ostos Rd, Port Of Br Brownsville, TX 78521	 	Rail Siding

  

									
	 	 	 Company
	 	 Name of

Warehouseman/Bailee
	 	 Street Address, State, Country
	 	 General
Description

	 11.
	 	 Nexeo Solutions, LLC
	 	Pacific Bulk	 	Zone 57 Track 849, Buena Park, CA 90620 USA	 	Rail Siding
					
	 12.
	 	 Nexeo Solutions, LLC
	 	Kinder Morgan Terminals	 	3806 Kellog Ave, Cincinnati, OH 45226 USA	 	Terminal
					
	 13.
	 	 Nexeo Solutions, LLC
	 	ICO Polymers North America	 	4404 Euclid Ave, East Chicago, IN 46312 USA	 	Subcontractor
					
	 14.
	 	 Nexeo Solutions, LLC
	 	Stagecoach Cartage & Distribution	 	7180 Merchant, El Paso, TX 79915 USA	 	Warehouse
					
	 15.
	 	 Nexeo Solutions, LLC
	 	Transflo	 	454 York St Yard, Elizabeth, NJ 07201 USA	 	Rail Siding
					
	 16.
	 	 Nexeo Solutions, LLC
	 	East Erie Commercial RR	 	1030 Lawrence Pkwy, Erie PA 16510 USA	 	Rail Siding
					
	 17.
	 	 Nexeo Solutions, LLC
	 	Petra Chemicals	 	6400 Collinsville Rd, Fairmont City, IL 62201 USA	 	Warehouse
					
	 18.
	 	 Nexeo Solutions, LLC
	 	Canadian Pacific Railway	 	11306 Franklin Ave, Franklin Park, IL 60131 USA	 	Warehouse
					
	 19.
	 	 Nexeo Solutions, LLC
	 	Brunk	 	803 Logan St, Goshen, IN 46528 USA	 	Subcontractor
					
	 20.
	 	 Nexeo Solutions, LLC
	 	Quality Carriers	 	6806 St John Ave, Kansas City, MO 64123 USA	 	Rail Siding
					
	 21.
	 	 Nexeo Solutions, LLC
	 	General Transport	 	Airlake Industrial Park, Lakeville, MN 55044 USA	 	Warehouse
					
	 22.
	 	 Nexeo Solutions, LLC
	 	Ventura Lesbro	 	2418 E 223rd St, Long Beach, CA 90810 USA	 	Warehouse
					
	 23.
	 	 Nexeo Solutions, LLC
	 	Martts Inc	 	2600 Millers Ln, Louisville, KY 40211 USA	 	Rail Siding
					
	 24.
	 	 Nexeo Solutions, LLC
	 	Pacific Bulk	 	CCT Railroad RS(3p), Lodi, CA 95240 USA	 	Rail Siding
					
	 25.
	 	 Nexeo Solutions, LLC
	 	Transflo	 	504 N 34th St, Tampa, Fl 33605 USA	 	Rail Siding
					
	 26.
	 	 Nexeo Solutions, LLC
	 	Dana Transport Inc.	 	151 Leland Ave, Utica, NY 13502 USA	 	Rail Siding

  

									
	 	 	 Company
	 	 Name of

Warehouseman/Bailee
	 	 Street Address, State, Country
	 	 General
Description

	 27.
	 	 Nexeo Solutions, LLC
	 	A&R Packaging	 	60 East St, Ware, MA 01082 USA	 	Subcontractor
					
	 28.
	 	 Nexeo Solutions, LLC
	 	Transflo	 	601 North Hoskins Rd, Charlotte, NC 28216 USA	 	Rail Siding
					
	 29.
	 	 Nexeo Solutions, LLC
	 	River’s Edge	 	1350 W 4th St, Madison Granite City, IL 62040 USA	 	Rail Siding
					
	 30.
	 	 Nexeo Solutions, LLC
	 	MSI Realty LLC	 	1400 Norton Rd, Columbus, OH 43228 USA	 	Rail Siding
					
	 31.
	 	 Nexeo Solutions, LLC
	 	Manly Terminal	 	1575 380th Street, Manly, IA 50456 USA	 	Rail Siding
					
	 32.
	 	 Nexeo Solutions, LLC
	 	Pacific Bulk	 	UPFS028 Yard 59 Tracks 713, 7 Santa Ana, CA 92705 USA	 	Rail Siding
					
	 33.
	 	 Nexeo Solutions, LLC
	 	Odfjell Terminals (Houston) Inc.	 	12211 Port Road, Seabrook, TX 77586 USA	 	Terminal
					
	 34.
	 	 Nexeo Solutions, LLC
	 	Pioneer Valley Rail Road	 	1 Old Montgomery Rd, Westfield, MA 01085 USA	 	Rail Siding
					
	 35.
	 	 Nexeo Solutions, LLC
	 	Kinder Morgan Terminals	 	5297 River Rd, Cincinnati, OH 45233 USA	 	Terminal
					
	 36.
	 	 Nexeo Solutions, LLC
	 	Dana Transport Inc.	 	25 Maple Avenue, Upton, MA 01568 USA	 	Rail Siding
					
	 37.
	 	 Nexeo Solutions, LLC
	 	Transflo	 	2700 West 3rd St, Cleveland, OH 44113 USA	 	Terminal
					
	 38.
	 	 Nexeo Solutions Canada Corp.
	 	Ashland Inc.	 	3536 S. First Street, St. Louis, MO 63118	 	Warehouse
					
	 39.
	 	 Nexeo Solutions Canada Corp.
	 	Ashland Inc.	 	9750 McCarthy Rd., Kelowna, BC V4V 1S5	 	Warehouse
					
	 40.
	 	 Nexeo Solutions Canada Corp.
	 	Ashland Inc.	 	2620 Royal Windsor Drive, Mississauga, ON LJ5 4E7	 	Warehouse

 EXHIBIT B 
 Bailees, Warehousemen and Third Party Possessors of Collateral 
 The following bailees,
warehouseman and other third parties are in possession or control of Inventory of a Grantor (except for Inventory in transit (in excess of $3,000,000)): 
  

									
	 Name of Party
	  	 Address of Party
	  	 Nature of

Relationship
	  	 Value of Inventory
	  	 Owner of

Inventory

	Turn-Key	  	200 Texas Ave, Brownsville, TX 78521 USA	  	Warehouse	  	$3,388,084	  	Nexeo Solutions, LLC

 EXHIBIT C 
 Letter-of-Credit Rights and Chattel Paper 
 None. 

 EXHIBIT D 
 United States Federal Intellectual Property Registrations and Applications 
  

	I.	Patents and Patent Applications: 

 None.

  

	II.	 Trademark Registrations and Applications6 

  

					
	 Trademark
	  	 Owner
	  	 Federal
 Registration No.

	DISTRIBUTON DONE RIGHT7	  	Nexeo Solutions, LLC	  	3265442
	HIVAL	  	Nexeo Solutions, LLC	  	1778942
	HI-SOL	  	Nexeo Solutions, LLC	  	897170
	Nexeo Solutions	  	Nexeo Solutions, LLC	  	85/229995

  

	III.	Copyright Registrations 

 None.

  
  

	6 	 Records at USPTO may not yet reflect status of Nexeo Solutions, LLC as registered owner, following transfer at closing. 

	7 	 A correction request to read “Distribution Done Right” has been filed on March 24, 2011. 

 EXHIBIT E 
 Commercial Tort Claims 
 None. 

 EXHIBIT F 
 Pledged Collateral 
  

					
	 Name of Issuer
	  	 Record Owner
	  	Percentage of Total Issued and
Outstanding Equity Interests
	 Nexeo Solutions Sub Holding Corp.
	  	Nexeo Solutions Holdings, LLC	  	100%
	 Nexeo Solutions, LLC
	  	Nexeo Solutions Holdings, LLC	  	99.99%
	 Nexeo Solutions, LLC
	  	Nexeo Solutions Sub Holding Corp.	  	0.01%
	 Nexeo Solutions Finance Corporation
	  	Nexeo Solutions, LLC	  	100%
	 Nexeo Solutions Singapore Pte. Ltd.
	  	Nexeo Solutions, LLC	  	65%
	 Nexeo Solutions Hong Kong Limited
	  	Nexeo Solutions, LLC	  	65%
	 Nexeo Solutions Canada Corp.
	  	Nexeo Solutions, LLC	  	65%
	 Nexeo Solutions Puerto Rico, LLC
	  	Nexeo Solutions, LLC	  	65%
	 Nexeo Solutions Cayman Holdings Co. Ltd.
	  	Nexeo Solutions, LLC	  	65%
	 Nexeo Solutions Mexico SRL
	  	Nexeo Solutions, LLC	  	65%
	 Nexeo Solutions Services Mexico SRL
	  	Nexeo Solutions, LLC	  	65%

 EXHIBIT G 
 UCC Filing Offices 
  

			
	 Entity
	  	Jurisdictions/Office
	 Nexeo Solutions, LLC
	  	DE
	 Nexeo Solutions Finance Corporation
	  	DE
	 Nexeo Solutions Holdings, LLC
	  	DE
	 Nexeo Solutions Sub Holding Corp.
	  	DE

 EXHIBIT H 
 Form of Perfection Certificate 

 PERFECTION CERTIFICATE 

[DATE] 

Reference is hereby made to (i) that certain Pledge and Security Agreement dated as of March 31, 2011 (the “ABL U.S.
Security Agreement”), among Nexeo Solutions, LLC, a Delaware limited liability company (the “Borrower”), certain Domestic Subsidiaries of the Borrower (the “Subsidiary Grantors” and together with LLC, the
“Grantors”), Nexeo Solutions Holdings, LLC, a Delaware limited liability company (“Holdings”), Nexeo Solutions Sub Holding Corp., a Delaware corporation (“Sub Holding”), and Bank of America, N.A.,
as the administrative agent and collateral agent (the “ABL Collateral Agent”) under the ABL Credit Agreement (as hereinafter defined), (ii) that certain Canadian Pledge and Security Agreement dated as of March 31, 2011
(“ABL Canadian Security Agreement”), among Nexeo Solutions Canada Corp., a British Columbia corporation and the ABL Collateral Agent, (iii) that certain Credit Agreement dated as of March 31, 2011 (the “ABL Credit
Agreement”) among the Borrowers, Holdings, certain other parties thereto and the ABL Collateral Agent, (iv) that certain Secured Term Loan Facility dated as of March 9, 2011 (“Term Facility”), among the Borrowers,
Holdings, Sub Holding and Bank of America, N.A. as administrative agent (“Term Administrative Agent”), and (v) that certain Security Agreement related to the Term Facility (the “Term Facility Security
Agreement” and together with the ABL U.S. Security Agreement and the ABL Canadian Security Agreement, the “Security Agreements”), among the Borrowers, Holdings, the guarantors party thereto and Bank of America, N.A. as
collateral agent thereunder (the “Term Facility Collateral Agent” and, together with the ABL Collateral Agent, the “Agents”). Capitalized terms used but not defined herein have the meanings assigned in the ABL
Credit Agreement. 
 After giving effect to the Acquisition (as defined in the ABL Credit Agreement), as used herein, the term
“Companies” means Holdings, the Borrower and each of its U.S. and Canadian Subsidiaries that are Grantors under the Security Agreements. The term “Ashland Entities” means Ashland Inc., Ashland International
Holdings, Inc., Ashland Licensing and Intellectual Property LLC, the 565 Corporation, and Ashland Canada Corp./Corporation Ashland Canada, which represent the complete list of entities from which the Companies have acquired the Collateral. Any
certifications herein regarding the Ashland Entities are based solely on information provided by representatives of those entities, which are true and correct, to the best of the knowledge of the undersigned. 

The undersigned hereby certify to the Agent as follows: 
 1. Names. 
 (a) The exact legal name of each Company and each Ashland
Entity, as such name appears in its respective certificate of incorporation or any other organizational document, is set forth in Schedule 1(a). Each Company and each Ashland Entity is (i) the type of entity disclosed next to its
name in Schedule 1(a) and (ii) a registered organization except to the extent disclosed in Schedule 1(a). Also set forth in Schedule 1(a) is the organizational identification number, if any, of each
Company and each Ashland Entity that is a registered organization, the Federal Taxpayer Identification Number or similar identification number of each Company and each Ashland Entity and the jurisdiction of formation of each Company and each Ashland
Entity and any other jurisdiction in which it is qualified to do business. 
 (b) Set forth in Schedule 1(b)
hereto is a list of any other corporate or organizational names each Company and each Ashland Entity has had in the past five years, together with the date of the relevant change. 

(c) Set forth in Schedule 1(c) is a list of all other names used by each Company and each Ashland Entity, or any other
business or organization to which each Company or Ashland Entity became 

 
the successor by merger, amalgamation, consolidation, acquisition, change in form, nature or jurisdiction of organization or otherwise, on any filings with the Internal Revenue Service or other
applicable Governmental Authority at any time within the five years preceding the date hereof. Except as set forth in Schedule 1(c), no Company and no Ashland Entity has changed its jurisdiction of organization at any time during the
past four months. 
 2. Current Locations. The chief executive office of each Company and each Ashland Entity and each
other location where such Company or such Ashland Entity maintains its books or records relating to any material portion of the Collateral, including Accounts Receivable and Inventory, is located at the address set forth in Schedule 2
hereto. 
 3. Extraordinary Transactions. During the past five years, all of the Collateral has been originated by each
Company and each Ashland Entity in the ordinary course of business or consists of goods which have been acquired by such Company in the ordinary course of business from a person in the business of selling goods of that kind, except for those
purchases, acquisitions and other transactions, individually with fair market value for each such purchase, acquisition or transaction, in excess of $5,000,000, described in Schedule 3 attached hereto. 

4. File Search Reports. Attached hereto as Schedule 4 is a true and accurate summary of file search reports from
(A) the Uniform Commercial Code, PPSA and Bank Act (Canada) filing offices (i) in each jurisdiction identified in Section 1(a) or Section 2 with respect to each legal name set forth in Section 1 and (ii) in each
jurisdiction described in Schedule 1(c) or Schedule 3 relating to any of the transactions described in Schedule (1)(c) or Schedule 3 with respect to each legal name of the person or entity
(including the Ashland Entities) from which each Company and each Ashland Entity purchased or otherwise acquired any of the Collateral and (B) each real estate recording office identified in Schedule 8 with respect to real estate
on which Collateral consisting of fixtures is or is to be located. A true copy of each financing statement, including judgment and tax liens, bankruptcy and pending lawsuits or other filing identified in such file search reports, or of each search
result in respect of the PPSA and Bank Act (Canada) searches has been delivered to the Collateral Agent. 
 5. UCC, PPSA and
Bank Act (Canada) Filings. The financing statements (duly authorized by each Company constituting the debtor therein), including the indications of the collateral, attached as Schedule 5 relating to the applicable Security
Agreement or the applicable Mortgage, are in the appropriate forms for filing in the filing offices in the jurisdictions identified in Schedule 6 hereof. 
 6. Schedule of Filings. Attached hereto as Schedule 6 is a schedule of (i) the appropriate filing offices for the financing statements attached hereto as Schedule
5 , (ii) the appropriate filing offices for the filings described in Schedule 11(c), (iii) the appropriate filing offices for the Mortgages and fixture filings relating to the Mortgaged Property set forth in
Schedule 8(a) and (iv) any other actions required to create, preserve, protect and perfect the security interests in and Liens on the Collateral granted to the Collateral Agent pursuant to the Collateral Documents. Except as may
be set forth in any legal opinions delivered to the ABL Collateral Agent pursuant to the ABL Credit Agreement, no other filings or actions are required to create, preserve, protect and perfect the security interests in and Liens on the Collateral
granted to the Collateral Agent pursuant to the Collateral Documents. 
 7. Termination Statements. Attached hereto as
Schedule 7(a) are the duly authorized termination statements, if any are required, in the appropriate form for filing in each applicable jurisdiction identified in Schedule 7(b) hereto with respect to each Lien described
therein. 
 8. Real Property. (a) Owned Real Property. Attached hereto as Schedule 8(a) is a list of
all (i) real property owned by each Company located in the United States or Canada as of the Closing 

  
 -2-

 
Date, (ii) real property to be encumbered by a Mortgage and fixture filing, which real property includes all real property owned by each Company as of the Closing Date having a fair market
value/book value/tax valuation in excess of $3,000,000 (such real property, the “Mortgaged Property”), (iii) common names, addresses and uses of each Mortgaged Property (stating improvements located thereon) and (iv) other
information relating thereto required by such Schedule. Except as described in Schedule 8(b) attached hereto, no Company has entered into any leases, subleases, tenancies, franchise agreements, licenses or other occupancy arrangements
as owner, lessor, sublessor, licensor, franchisor or grantor with respect to any of the real property described in Schedule 8(a). The Mortgages delivered as of the date hereof are in the appropriate form for filing in the filing
offices in the jurisdictions identified in Schedule 6. 
 (b) Leased Real Property. Schedule
8(b) hereto sets forth for each Company the following information for each parcel of real property leased to or by such Company: (i) its street address, (ii) the county in which the real estate records for such property are
located, (iii) a brief description of its current use, (iv) the name of the lessor, (v) the lease term, (vi) the annual rent, (vii) a good faith estimate of (x) the current fair market value of the Inventory and
Equipment at such leased location and (y) the maximum fair market value of all Inventory and Equipment kept at such location at any time, (viii) whether all or a portion of such property has been subleased to any other Person, and
(x) whether a landlord access or lien waiver agreement has been executed by the landlord. 
 (c) Bailee and Warehousing
Locations. Schedule 8(c) sets forth for each Company any locations, other than any owned or leased real property locations identified on Schedules 8(a) and 8(b), where such Company maintains any
Inventory or Equipment, including, for each location: (i) the name of the Person in business at such location, (ii) its street address, (iii) a brief description of the type of location (i.e. warehouse, bailee, etc.) including whether
such Inventory or Equipment is subject to a warehousing service agreement, (iv) a good faith estimate of the current fair market value of the Inventory and Equipment at such location, and (v) whether a bailee letter or warehouseman’s
agreement, as applicable has been executed by the bailee or warehouseman. 
 9. Stock Ownership and Other Equity
Interests. Attached hereto as Schedule 9(a) is a true and correct list of each of all of the authorized, and the issued and outstanding, stock, partnership interests, limited or unlimited liability company membership interests or
other equity interest of each Company and each Subsidiary to the extent owned directly by a Company and the record and beneficial owners of such stock, partnership interests, membership interests or other equity interests setting forth the
percentage of such equity interests pledged under any of the Security Agreements. Also set forth in Schedule 9(b) (to the extent not listed in Schedule 9(a)) is each equity investment of each Company that represents 50% or less
of the equity of the entity in which such investment was made setting forth the percentage of such equity interests pledged under any of the Security Agreements. 
 10. Instruments and Tangible Chattel Paper. Attached hereto as Schedule 10 is a true and correct list of all promissory notes, instruments (other than checks to be deposited in the
ordinary course of business), tangible chattel paper, electronic chattel paper and other evidence of indebtedness held by each Company in excess of a principal amount of $3,000,000 as of the date hereof, including all intercompany notes between or
among any two or more Companies or any of their Subsidiaries, stating if such instruments, chattel paper or other evidence of indebtedness is pledged under any of the Security Agreements. 

11. Intellectual Property. (a) Attached hereto as Schedule 11(a) is a schedule setting forth all of each
Company’s Patents and Trademarks (each as defined in the Term Facility Security Agreement) applied for or registered with the United States Patent and Trademark Office or the Canadian Intellectual

  
 -3-

 
Property Office (“CIPO”), and all other Patents and Trademarks (each as defined in the Term Facility Security Agreement), including the name of the registered owner or applicant
and the registration, application, or publication number, as applicable, of each Patent or Trademark owned by each Company. 

(b) Attached hereto as Schedule 11(b) is a schedule setting forth all of each Company’s registered United States
and Canadian Copyrights (each as defined in the Term Facility Security Agreement), and all other Copyrights, including the name of the registered owner and the registration number of each Copyright owned by each Company. 

(c) Attached hereto as Schedule 11(c) is a schedule setting forth all Patent Licenses, Trademark Licenses and Copyright
Licenses, whether or not recorded with the USPTO, USCO or CIPO, as applicable, including, but not limited to, the relevant signatory parties to each license along with the date of execution thereof and, if applicable, a recordation number or other
such evidence of recordation. 
 12. Commercial Tort Claims. Attached hereto as Schedule 12 is a true and
correct list of all Commercial Tort Claims (as defined in the Credit Agreement U.S. Security Agreement), in excess of $[3,000,000] for which a claim has been filed with a court of competent jurisdiction, held by each Company, including a brief
description thereof and stating if such commercial tort claims are required to be pledged under any of the Security Agreements. 

13. Deposit Accounts, Securities Accounts and Commodity Accounts. Attached hereto as Schedule 13 is a true and
complete list of all Deposit Accounts, Securities Accounts and Commodity Accounts (each as defined in the New York Commercial Code) maintained by each Company, including the name of each institution where each such account is held, the name of each
such account, the name of each entity that holds each account and stating if such account is required to be subject to a control agreement pursuant to any of the Security Agreements and the reason for such account to be excluded from the control
agreement requirement. 
 14. Letter-of-Credit Rights. Attached hereto as Schedule 14 is a true and correct
list of all Letters of Credit in excess of $3,000,000 issued in favor of each Company, as beneficiary thereunder, stating if letter-of-credit rights with respect to such Letters of Credit are required to be subject to a control arrangement pursuant
to the Security Agreements, ABL Credit Agreement, or the Term Facility. 
 15. Motor Vehicles. No information is provided
with respect to the motor vehicles and other goods (covered by certificates of title or ownership) since they are not required to be pledged pursuant to the Security Agreements. 

16. Insurance. Attached hereto as Schedule 16 is a copy of the insurance certificate with a true and correct list of
all insurance policies of the Companies. 
 17. Other Assets. Attached hereto as Schedule 17 is a true and
correct list of all of the following types of assets, if any, owned or held by each Company: (a) all agreements and contracts with any Governmental Authority, individually with a fair market value in excess of $3,000,000, (b) all FCC
licenses, (c) all aircraft and airplanes, (d) all ships and boats vessels, (e) all rolling stock and trains, individually with fair market value in excess of $3,000,000, (f) all oil, gas, minerals and as extracted collateral.

 [The Remainder of this Page has been intentionally left blank] 

  
 -4-

 IN WITNESS WHEREOF, we have hereunto signed this Perfection Certificate dated as of
the date first mentioned above. 
  

			
	 NEXEO SOLUTIONS, LLC

		
	 By:
	 	  

	
	 NEXEO SOLUTIONS HOLDINGS, LLC

		
	 By:
	 	  

	
	 NEXEO SOLUTIONS SUB HOLDING CORP.

		
	 By:
	 	  

	
	 NEXEO SOLUTIONS FINANCE CORPORATION

		
	 By:
	 	  

	
	 NEXEO SOLUTIONS CANADA CORP.

		
	 By:
	 	  

	
	 [Each additional Guarantor]

  
 -5-

 Schedule 1(a) 

 

													
	 Legal Name
	 	 Type of

Entity
	 	 Registered

Organization

(Yes/No)
	 	 Organizational
Number
	 	 Federal Taxpayer
Identification
Number or
similar
identification
 number
	 	 Jurisdiction of
Formation
	 	 Foreign Qualification

		 		 		 		 		 		 	

  
 -6-

 Schedule 1(b) 

Prior Organizational Names 
 (Past Five Years) 
  

					
	 Company/Subsidiary
	 	 Prior Name
	 	 Date of Change

		 		 	

  
 -7-

 Schedule 1(c) 

Changes in Corporate Identity; Other Names (U.S. entities) 

(Past Five Years) 
  

											
	 Company/
 Subsidiary
	  	 Corporate
Name of
Entity
	  	 Action
	  	 Date of
Action
	  	 Jurisdiction
of Formation
	  	 List of All Other
Names Used on
Any
Filings with
the Internal
Revenue Service
or similar
Governmental
Authority During
Past Five Years

		  		  		  		  		  	
		  		  		  		  		  	

 Changes in Corporate Identity; Other Names (Canadian Entities) 

 

											
	 Company/
Subsidiary
	  	 Corporate
Name of
Entity
	  	 Action
	  	 Date of
Action
	  	 Province of
Formation
	  	 List of All Other Names Used on Any

Filings with the Internal Revenue Service
 or similar Governmental Authority
 During Past Five
Years

		  		  		  		  		  	
		  		  		  		  		  	

  
 -8-

 Schedule 2 

Chief Executive Offices 
  

							
	 Company
	  	 Address
	  	 County
	  	 State/Province

		  		  		  	
		  		  		  	

 Registered Offices 

 

							
	 Company
	  	 Address
	  	 County
	  	 State/Province

		  		  		  	
		  		  		  	

  
 -9-

 Schedule 3 

Transactions Other Than in the Ordinary Course of Business 

 

					
	 Company/Subsidiary
	  	 Description of Transaction Including Parties
Thereto
	  	 Date of Transaction

		  		  	
		  		  	

  
 -10-

 Schedule 4 

File Search Reports 

  
 -11-

 Schedule 5 

Copy of Financing Statements To Be Filed 

  
 -12-

 Schedule 6 

Filings/Filing Offices 
  

					
	 Entity
	 	 Type of Filing1
	 	 Jurisdictions/Office

		 		 	

  

	1 	 UCC-1 and/or PPSA financing statement, fixture filing, mortgage, intellectual property filing or other necessary filing. 

  
 -13-

 Schedule 7(a) 
 Attached hereto is a true copy of each termination statement filing duly acknowledged or otherwise identified by the filing officer to be filed on or about the date hereof. 

  
 -14-

 Schedule 7(b) 

Termination Statement Filing Jurisdictions 
  

									
	 Debtor
	 	 Jurisdiction
	 	 Secured Party
	 	 Type of Collateral
	 	 File Date

		 		 		 		 	

  
 -15-

 Schedule 8(a) 

 

													
	 Site

Number2
	 	 Entity of

Record
	 	 Common

Name
	 	 Purpose/Use

(including
Improvements
Located on Real
Property (if any))
	 	 Approximate

Square Footage
 or Acreage
	 	 County,

State
	 	 Legal Description

		 		 		 		 		 		 	

 Schedule 8(b) 

 

													
	 Company (Lessee)
	 	 Street Address
	 	 Brief Description

of Current Use
	 	 Lessor
	 	 Term;

Monthly Rent
	 	 Sublease
	 	 Inventory Market Value

(as of [most recent month],
in USD)

		 		 		 		 		 		 	

 Schedule 8(c) 

 

									
	 Company
	 	 Name of

Warehouse/Bailee
	 	 Street Address,

State, Country
	 	 General

Description
	 	 Inventory Market Value

(as of [most recent month],
 in USD)

		 		 		 		 	

 2 Properties are numbered and grouped by site. One mortgage and fixture filing will occur per site (rather than by
individual property). 

  
 -16-

 Schedule 9 

(a) Equity Interests of Companies and Subsidiaries 

 

									
	 Current Legal

Entities Owned
	 	 Record Owner
	 	 Certificate No.
	 	 No. Shares/Interest
	 	 Percent Pledged

		 		 		 		 	

 (b) Other Equity Interests 

 

									
	 Current Legal

Entities Owned
	 	 Record Owner
	 	 Certificate No.
	 	 No. Shares/Interest
	 	 Percent Pledged

		 		 		 		 	

  
 -17-

 Schedule 10 
 Instruments and Tangible Chattel Paper 
 . 

  
 -18-

 Schedule 11(a) 

Patents and Trademarks 
 UNITED STATES PATENTS: 
 Registrations: 

Applications: 
 OTHER PATENTS:

 Registrations: 
 Applications:

 UNITED STATES TRADEMARKS: 

Registrations: 
  

					
	 OWNER
	 	 REGISTRATION NUMBER
	 	 TRADEMARK

		 		 	

 Applications: 
  

							
	 OWNER
	 	 APPLICATION NUMBER
	 	 FILING DATE
	 	 TRADEMARK

		 		 		 	

 OTHER TRADEMARKS: 
 Registrations: 
  

							
	 OWNER
	 	 REGISTRATION NUMBER
	 	 COUNTRY/STATE
	 	 TRADEMARK

		 		 		 	

  
 -19-

 Applications: 
  

									
	 OWNER
	 	 JURISDICTION
	 	 SERIAL NO.
	 	 FILING DATE
	 	 TRADEMARK

		 		 		 		 	

 DOMAIN NAMES: 
  

			
	 OWNER
	 	 DOMAIN NAME

		 	

  
 -20-

 Schedule 11(b) 

Copyrights 

  
 -21-

 Schedule 11(c) 

Intellectual Property Licenses 
 Patent Licenses: 
  

									
	 LICENSEE
	 	 LICENSOR
	 	 COUNTRY/ STATE
	 	 REGISTRATION/
APPLICATION NUMBER
	 	 DESCRIPTION

		 		 		 		 	

 Trademark Licenses: 
 Copyright Licenses: 

  
 -22-

 Schedule 12 

Commercial Tort Claims 

  
 -23-

 Schedule 13 
 Deposit Accounts: 
  

							
	 Owner
	 	 Bank Name
	 	 Type of Account
	 	 Account Numbers

		 		 		 	

 Securities Accounts: 
 Commodities Accounts: 

  
 -24-

 Schedule 14 

Letter of Credit Rights 

  
 -25-

 Schedule 16 

Insurance 

  
 -26-

 Schedule 17 

Other Assets 
 (a)
Agreements and Contracts with Governmental Authorities (in excess of $3,000,000): 
  

	
	 Description

	   

 (b) FCC Licenses 
  

											
	 Call Sign
	 	 Name of Company
	 	 Location
	 	 City
	 	 State
	 	 Expiration Date

		 		 		 		 		 	

 (c) Aircraft and Airplanes 
 (d) Ships, Boats and Vessels 
 (e) Rolling Stock And Trains (in excess of $3,000,000) 

(f) Oil, Gas, Minerals and As Extracted Collateral 

  
 -27-

 EXHIBIT I-1 
 Form of Collateral Access Agreement: 
 Landlord Agreement and Waiver

 LANDLORD AGREEMENT AND WAIVER 

                 , 2011 

For good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged,
                    , a                      (the
“Landlord”) executes this agreement and waiver in favor of (1) BANK OF AMERICA, N.A., as collateral agent (in such capacity and together with any successor acting in such capacity, the “Collateral
Agent”) for its own benefit and the benefit of certain other lenders and credit parties (collectively the “Credit Parties”) which are making loans or furnishing other financial accommodations to the Tenant (as defined
below) and certain of its affiliates (collectively, the “Borrowers”), and (2) NEXEO SOLUTIONS, LLC, a Delaware limited liability company (the “Tenant”). 

WITNESSETH: 

WHEREAS, the Landlord has an interest in the real property located at
                     (collectively, the “Leased Premises”), which real property the Landlord leases, or will lease, to the Tenant,
as assignee of and successor-in-interest to Ashland, Inc., a Kentucky corporation, pursuant to a certain lease dated             ,          between
                      and the Tenant (as amended, the “Lease”). 

WHEREAS, the Borrowers have entered, or are about to enter, into certain loan arrangements with the Collateral Agent and the Credit
Parties, pursuant to which the Collateral Agent and the Credit Parties have agreed to make loans or furnish other financial accommodations to the Borrowers. 
 WHEREAS, loans and financial accommodations under the loan arrangement will be secured by, among other things, certain of the Tenant’s present and after acquired assets (the
“Collateral”), including, without limitation, the Tenant’s inventory, equipment and other personal property located, and to be located, upon the Leased Premises. 

WHEREAS, in order to induce the Collateral Agent and the Credit Parties to make loans or furnish other financial accommodations to the
Borrowers, the Landlord hereby represents, warrants, covenants and agrees as follows: 
  

	1.	The Lease is in full force and effect and no notice of default has been given under or in connection with the Lease which has not been cured, and Landlord has no
knowledge of the occurrence of any default under or in connection with the Lease. 

  

	2.	The Landlord hereby waives and releases in favor of the Collateral Agent and the Credit Parties: (a) any and all rights of distraint, levy, and execution which the
Landlord may now or hereafter have against the Collateral; (b) any and all statutory liens, security interests, or other liens which the Landlord may now or hereafter have in the Collateral; and (c) any and all other interests or claims of
every nature whatsoever which the Landlord may now or hereafter have in or against the Collateral for any rent, storage charges, or other sums due, or to become due, to the Landlord by the Tenant. The Landlord agrees not to exercise any of the
Landlord’s rights, remedies, powers, privileges, or discretions with respect to the Collateral, or the Landlord’s liens or security interests in the Collateral, unless and until the Landlord receives written notice from an officer of the
Collateral Agent that the Borrowers’ obligations to the Collateral Agent and the Credit Parties have been paid in full, and that the commitment of the Collateral Agent and the Credit Parties to make loans or furnish other financial
accommodations to the Borrowers has been terminated. The foregoing waiver is for the benefit of the Collateral Agent and the Credit Parties only and does not affect the obligations of the Tenant to the Landlord. The Landlord agrees that if any of
the Collateral may be or may become affixed to the Leased Premises, such Collateral shall remain personal property notwithstanding the manner in which the same is affixed to the Leased Premises. 

 

	3.	 In the event of the exercise by the Collateral Agent on behalf of the Credit Parties of its rights with respect to the Collateral upon default of any
of the Borrowers on any of their obligations to the Collateral Agent and/or the Credit Parties (including but not limited to a default under the Lease), the Collateral Agent shall have a reasonable time, and in any event not less than 150 days,
after the Collateral Agent declares the default in which to repossess and/or dispose of the Collateral from the Leased Premises; provided, however, that such period will be tolled during any period in which the Collateral Agent has been stayed from
taking action to remove the 

  
 2 

	 	
Collateral in any bankruptcy, insolvency or similar proceeding, and the Collateral Agent shall have an additional period of time thereafter in which to repossess and/or dispose of the Collateral
from the Leased Premises. In those circumstances, the Landlord will, upon reasonable prior written notice from the Collateral Agent, (a) cooperate with the Collateral Agent in gaining access to the Leased Premises for the purpose of
repossessing said Collateral and (b) if requested by the Collateral Agent, permit the Collateral Agent, or its agents or nominees, to dispose of the Collateral on the Leased Premises in a manner reasonably designed to minimize any interference
with any of the Landlord’s other tenants at the Leased Premises. In entering upon or into the Leased Premises, Collateral Agent hereby agrees to indemnify, defend and hold Landlord harmless from and against any and all claims, judgments,
liabilities, costs and expenses incurred by Landlord caused solely by Collateral Agent’s entering upon or into the Leased Premises and repossessing and/or disposing of the Collateral from the Leased Premises. The Collateral Agent shall promptly
repair, at the Collateral Agent’s expense, any physical damage to the Leased Premises actually caused by removal of the Collateral, but shall not be liable for any diminution in value of the Leased Premises caused by the removal or absence of
the Collateral. 

  

	4.	To the extent not paid or prepaid by the Tenant, the Collateral Agent shall pay the Landlord a sum for its use and occupancy of the Leased Premises on a per diem basis
in an amount equal to the monthly base rent required to be paid by the Tenant under the Lease from the date on which the Collateral Agent shall have taken possession of the Collateral on the Leased Premises until the date on which the Collateral
Agent vacates the Leased Premises, it being understood, however, that the Collateral Agent shall not, thereby, have assumed any of the obligations of the Tenant to the Landlord, including, without limitation, any obligation to pay any past due rent
owing by the Tenant. 

  

	5.	In the event that Landlord has the right to, and desires to, obtain possession of the Leased Premises (either through expiration of the Lease or termination thereof due
to the default of the Tenant thereunder), Landlord will deliver notice (the “Landlord’s Notice”) to Collateral Agent and the Tenant to that effect at the addresses set forth below. Collateral Agent shall be given a reasonable
opportunity of not less than 60 days from receipt of Landlord’s Notice to preserve, protect, liquidate, or remove any Collateral on the Leased Premises and, if the Collateral Agent so elects, to cure such breach of the Lease. Notwithstanding
the provisions of this paragraph, the Collateral Agent shall have no obligation to cure any such breach or default. The cure of any such breach or default by the Collateral Agent on any one occasion shall not obligate the Collateral Agent to cure
any other breach or default or to cure such default on any other occasion. 

  

	6.	All notices, requests or demand under this agreement and waiver shall be made to the following addresses by recognized overnight courier, by hand delivery or by
facsimile transmission: 

  

					
		 	If to the Collateral Agent:	  	
		 	Bank of America, N.A.	  	
		 	200 Glastonbury Blvd	  	
		 	Glastonbury, Connecticut 06033	  	
		 	Attention: Robert Mahoney	  	
		 	Facsimile No: 860-952-6830	  	
			
		 	If to the Landlord:	  	
		 	                             
                                         
  	  	
		 	                             
                                         
  	  	
		 	                             
                                         
  	  	
		 	Attention:                           
                           	  	
		 	Facsimile
No:                                        
        	  	
			
		 	If to the Tenant:	  	
		 	Nexeo Solutions	  	
		 	5200 Blazer Parkway	  	
		 	Dublin, OH 43017	  	
		 	Facsimile
No:                                        
         	  	

  
 3 

 Any party may change its address for purposes of this paragraph by giving the other party
written notice of the new address in the manner set forth above. 
  

	8.	The Landlord certifies that to its knowledge, as of the date hereof there are no mortgages, deeds of trust or other encumbrances granted by Landlord on the Leased
Premises that create a lien on, or security interest in, the Collateral. The Landlord shall notify any purchaser of the Leased Premises and any subsequent mortgagee or any other holder of any lien, security interest or encumbrance on the Leased
Premises of the existence of this agreement and waiver. 

  

	9.	The Landlord further certifies that the Landlord has full power and authority to execute this agreement and waiver and that it has legal title to the Leased Premises.

  

	10.	This agreement and waiver shall inure to the benefit of the Collateral Agent, each of the Credit Parties and the Tenant, and their respective successors and assigns,
and shall be binding upon the Landlord, its heirs, assigns, representatives, and successors. The Collateral Agent may, without affecting the validity of this agreement and waiver, extend the maturity of, or otherwise modify, any indebtedness secured
by the Collateral, or the performance of any of the terms and conditions of any loan agreement or other documents evidencing the pledge to the Collateral Agent on behalf of the Credit Parties of the Collateral, without the consent of the Landlord
and without giving notice thereof to Landlord. 

  

	11.	The terms of this agreement and waiver are severable. If any of the terms and conditions hereof shall, for any reason, be deemed void, voidable, or unenforceable, the
remaining terms and conditions hereof shall remain in full force and effect as though such void, voidable or unenforceable provisions were not included. In the event any of the provisions, terms and conditions hereof are ambiguous or inconsistent,
or conflict with any of the terms and provisions of the Lease, any amendments thereto, or any documents executed in connection therewith, the provisions, terms and conditions of this agreement and waiver shall control. 

 

	12.	This agreement and waiver may not be amended or waived except by an instrument in writing signed by the Collateral Agent, the Landlord, and the Tenant. This agreement
and waiver shall be governed by, and construed in accordance with, the laws of the State of New York. Delivery of an executed signature page of this agreement and waiver by facsimile or electronic transmission shall be binding on the Landlord as if
the original of such transmission had been delivered to the Collateral Agent. 

 [signature page follows]

  
 4 

 This agreement and waiver is executed and dated as of the date first above written.

  

			
	LANDLORD:
	
	  

	By:	 	  

	Name:	 	  

	Title:	 	  

  
 State of
                                         
           ) 

                         
                                         
 ) ss. 
 County of
                                         
       ) 
 On this      day of
        , in the year 2011, before me personally came                     , in the City/County of
                    , personally known to me or proved to me on the basis of satisfactory evidence to be the person who executed the within
instrument as the                     of
                    , the [corporation] described in and which executed the within instrument, and acknowledged to me that he executed the within
instrument on behalf of said [corporation] pursuant to a resolution of its board of directors. 
 In Witness Whereof, I have
hereunto set my hand and affixed my official seal the day and the year in this certificate first above written. 
  

	
	                             
                                         
                  
	Name:                             
                                         
        
	
	Notary Public,                          
                                      ,
	County,                            
                                         
     
	My Commission
Expires:                                       
      
	My County of
Residence:                                       
     
	
	(AFFIX NOTARIAL SEAL)                

  
 5 

 CONSENT OF TENANT TO LANDLORD AGREEMENT AND WAIVER 

The undersigned Tenant hereby consents to the terms and conditions of this Landlord Agreement and Waiver and specifically agrees to the assignment and
assumption provisions set forth in this Landlord Agreement and Waiver. 
  

			
	  

	
	
	By:	 	  

	Name:	 	  

	Title:	 	  

 State of
                                         
           ) 

                         
                                        ) ss.

 County of
                                         
       ) 
 On this      day of
        , in the year 2011, before me personally came                     , in the City/County of
                    , personally known to me or proved to me on the basis of satisfactory evidence to be the person who executed the within
instrument as the                      of
                    , the [corporation] described in and which executed the within instrument, and acknowledged to me that he executed the within
instrument on behalf of said [corporation] pursuant to a resolution of its board of directors. 
 In Witness Whereof, I have
hereunto set my hand and affixed my official seal the day and the year in this certificate first above written. 
  

	
	                             
                                         
                  
	Name:                             
                                         
        
	
	Notary Public,                          
                                      ,
	County,                            
                                         
     
	My Commission
Expires:                                       
      
	My County of
Residence:                                       
     
	
	(AFFIX NOTARIAL SEAL)                

  
 6 

 EXHIBIT I-1 
 Form of Collateral Access Agreement: 
 Bailee Waiver 

  
 1 

 BAILEE WAIVER 
             , 2011 
 By
Certified First Class Mail 
 Return Receipt Requested 
 [INSERT BAILEE ADDRESS] 
  

	 	Re:	Nexeo Solutions, LLC (“Company”) 

 Ladies and Gentlemen: 
 This letter is to confirm that Company, from time to time,
delivers inventory to you for processing, warehousing or storage (such inventory heretofore or hereafter delivered to you being referred to as “Bailed Goods”) and that title to the Bailed Goods remains with the Company at all times.

 This letter is also to advise you that, pursuant to a certain Pledge and Security Agreement (“Security
Agreement”) entered into among Company and certain affiliates of the Company, as borrowers (collectively, the “Borrowers”), Bank of America, N.A. (the “Collateral Agent”), as agent for certain other
lenders, and certain other parties, the Company has granted or will grant to the Collateral Agent a security interest in, among other things, all of the Company’s now owned and hereafter acquired inventory including, without limitation, the
Bailed Goods, to secure obligations of the Company under the Credit Agreement entered into among the Borrowers, certain affiliates of the Borrowers, the Collateral Agent and certain other parties, the Security Agreement, and the documents,
instruments and agreements executed and/or delivered in connection therewith, each as may be amended, restated, modified or substituted from time to time (collectively, the “Financing Agreements”). 

This letter serves as notice to you pursuant to the Uniform Commercial Code of the Collateral Agent’s interest in the Bailed Goods.
In order to protect the Company’s ownership interest and the Collateral Agent’s security interests in the Bailed Goods, the Company asks that you execute this letter (a) to acknowledge and confirm that (i) you are holding and
will hold the Bailed Goods on bailment for processing, warehousing or storage for the benefit of the Collateral Agent; (ii) such Bailed Goods are the Company’s property and subject to the Collateral Agent’s security interest;
(iii) such security interest in the Bailed Goods is and shall be senior to all liens, claims and interests that you may have from time to time; and (iv) you will notify all of your successors and assigns of the existence of the agreements
contained herein, and (b) to evidence your agreement that if, at any time hereafter, the Collateral Agent shall notify you in writing that an “Event of Default” has occurred and is continuing under the Financing Agreements, you will
comply with the Collateral Agent’s written instructions as to the disposition of the Bailed Goods; provided, however, that in the event that any amounts shall be owing to you by Company in respect of any Bailed Goods located on
your premises, you will not be required to yield possession of any such Bailed Goods to the Collateral Agent until such time as all reasonable and customary amounts owing to you have been satisfied in full. Until the Financing Agreements have been
terminated and the Collateral Agent has been paid in full, you shall not deduct from or offset against any amounts due and owing by the Company to you at any time hereafter by applying any of the Bailed Goods in payment for processing or storage
services provided by you to the Company. 
 The Company agrees that you shall have no liability to the Company if you comply
with the Collateral Agent’s written directions and the Company agrees to reimburse you for all reasonable costs and expenses (including processing, warehousing and storage fees) incurred by you as a direct result of such compliance. 

[SIGNATURE PAGE FOLLOWS] 

  
 2 

			
	Very truly yours,
	
	NEXEO SOLUTIONS, LLC
		
	By:	 	  

	Name:	 	  

	Title:	 	  

	
	BANK OF AMERICA, N.A., as Collateral Agent
		
	By:	 	  

	Name:	 	  

	Title:	 	  

 Acknowledged and agreed to this      day of         ,
2011 
 BAILEE: 
  

			
	By:	 	  

	Name:	 	  

	Title:	 	  

  
 3 

 EXHIBIT I-1 
 Form of Collateral Access Agreement: 
 Warehouseman
Agreement  

  
 1 

 WAREHOUSEMAN AGREEMENT 

             , 2011 

 

	To:	Ashland Inc. 

	 	5200 Blazer Parkway 

	 	Dublin, Ohio 43017 

	 	USA 

	Attn:	President, Global Supply Chain 

  

	 	Re:	The locations listed on Exhibit A attached hereto (collectively and individually, the “Premises”) 

Nexeo Solutions, LLC, a Delaware limited liability company (the “Client”) has executed and delivered to
BANK OF AMERICA, N.A., as collateral agent (in such capacity and together with any successor acting in such capacity, the “Collateral Agent”) for its own benefit and for the benefit of certain other lenders and secured
parties, that certain Pledge and Security Agreement dated as of March 31, 2011 (as the same may be amended, restated, renewed, extended, modified, or refinanced at any time and from time to time, the “Security
Agreement”), pursuant to which the Client has pledged and granted to the Collateral Agent a continuing general lien upon, and security interest in, among other things, the Client’s present and future merchandise, inventory and
other products (herein “Inventory”), including all Inventory now or hereafter held by you and which may be shipped through or stored with you from time to time in the future pursuant to the Warehousing and Services Agreement
dated as of [    ] between you and Client (the “Warehouse Agreement”). 
 1. You
hereby confirm that you are holding and will hold all such Inventory solely for the Collateral Agent’s account subject to the terms of this agreement and that you have not agreed to act pursuant to the instructions of any other person (other
than Client) with respect to the Inventory and, to the best of your knowledge, you have not received any other notification of any continuing security interest in the Inventory. 

2. Until you have received written notification from the Collateral Agent of the occurrence and continuance of an Event of Default under
the Security Agreement (a “Notice of Default”), you may continue to issue all receipts and/or bills of lading covering the Inventory in your possession from time to time in the Client’s name, and to release such
Inventory pursuant to your agreements with, and upon the instructions of, the Client. If you receive a Notice of Default from the Collateral Agent, you agree to (x) hold all Inventory subject only to the Collateral Agent’s written
instructions and (y) give access to such Inventory and release the same to the Collateral Agent or its designee on demand, or ship same as directed by the Collateral Agent on demand at the expense of the Collateral Agent, in each case upon the
written instructions of the Collateral Agent. You agree that you will not hinder or delay the Collateral Agent in enforcing its rights in and to such Inventory. 
 3. To assist us in keeping accurate records relating to the Client’s Inventory shipped through or stored with you, you hereby agree to provide us, upon reasonable written request, with invoices,
daily shipment reports, monthly shipment reports and/or inventory information. Further, you agree to advise us in the event that (a) the Client becomes 60 days or more in arrears in the payment of charges or invoices or (b) you sell,
transfer or assign any of your interest in the Premises by providing written notice to us at the following address: Bank of America, N.A., 200 Glastonbury Blvd, Glastonbury, Connecticut 06033, Attention: Robert Mahoney, Fax: 860-952-6830.

 4. You hereby acknowledge that you are not currently holding the Client’s Inventory for or on behalf of any other person
other than the Client. 
 5. Except as otherwise provided herein, all of your charges of any nature whatsoever shall continue to
be charged to and paid by the Client and the Collateral Agent shall not be directly or indirectly liable or responsible for any of said charges whether due or to become due. However, the Collateral Agent agrees to be liable to you for payment of
(a) contractual charges that accrue under the Warehouse Agreement from and after the date that Collateral Agent gives you a Notice of Default directing you to hold Inventory exclusively for the Collateral Agent for further disposition by the
Collateral Agent and/or (b) charges for shipment of Inventory to any person pursuant to Collateral Agent’s written 

  
 2 

 
instructions, provided, however, that in the event that any amounts shall be owing to you by the Client in respect of any Inventory located on the Premises, you will not be required
to yield possession of any such Inventory to the Collateral Agent until such time as all reasonable and customary amounts owing to you, not to exceed an amount equal to two (2) months’ fees, have been satisfied in full. 

6. You hereby subordinate any lien or other secured interest, whether express, implied, contractual, quasi-statutory or otherwise, and
all claims and demands of every kind which you may now or hereafter have in, on or against the Inventory to the liens and security interests in favor of the Collateral Agent, such subordination to be effective as of the later of (a) the
effective date of the Warehouse Agreement or (b) the date of the Security Agreement, regardless of the time or order of attachment or perfection of such liens and security interests, it being intended that the liens and security interests in
Inventory in favor of the Collateral Agent shall at all times during the term of this agreement be prior and superior to any such liens and security interests in your favor. This subordination shall continue until this agreement is terminated
pursuant to paragraph 7. 
 7. The arrangement and instructions outlined herein shall continue without any change or
modification until you receive a Notice of Default from the Collateral Agent and will otherwise automatically terminate when the Client’s obligations to the Collateral Agent under the Security Agreement (other than contingent indemnification
obligations) are paid in full and any commitment to lend thereunder has terminated. 
 8. The foregoing shall be binding upon
the parties hereto and their successors and assigns, and shall inure to the benefit of the Collateral Agent and its successors and assigns. 
 9. The Client agrees that you shall have no liability to the Client if you comply with any of the Collateral Agent’s written directions as described in this agreement. The Client further agrees that
it will continue to pay, as and when required under and pursuant to the Warehouse Agreement, all warehousing, handling and other fees and expenses related to the storage and other handling of the Inventory and will reimburse you for all reasonable
costs or expenses incurred as a direct result of your compliance with the terms and provisions of this agreement. The Client has signed below to indicate its confirmation of and agreement with the foregoing. 

Remainder of Page Intentionally Blank. 

  
 3 

			
	 Very truly yours,

	
	 BANK OF AMERICA, N.A., as Collateral Agent

		
	 By:
	 	  

	 Name:
	 	  

	 Title:
	 	  

  
 4 

			
	 Agreed to and Confirmed:

	
	ASHLAND INC.
		
	 By:
	 	  

	 Name:
	 	  

	 Title:
	 	  

  
 5 

			
	Acknowledged and Agreed to:
	
	NEXEO SOLUTIONS, LLC
		
	By:	 	  

	Name:	 	  

	Title:	 	  

	
	Address:
	5200 Blazer Parkway
	Dublin, OH 43017
	United States of America

  
 6 

 Exhibit A1 
  

	
	Location
	  
 Kelowna

 
 9750 McCarthy Rd
 Kelowna, BC
 V4V 1S5

	 Mississauga
  
 2620 Royal Windsor Drive
 Mississauga, ON
 L5J 4E7

	 St. Louis
  
 3536 S. First Street
 St. Louis, MO 63118

  
  

	1 	 Based on the current Schedule to the Ashland Warehousing and Services Agreement; subject to change as that Schedule is finalized. Mexico is not
included here as we understand that the inventory in Mexico will not be subject to a security interest -please let us know if this is not the case. 

  
 7 

 EXHIBIT J 
 Form of Joinder 

 FORM OF JOINDER AGREEMENT 

THIS JOINDER AGREEMENT (this “Agreement”), dated as of         ,
    , 20    , is entered into between                     , a
                    (the “New Subsidiary”) and BANK OF AMERICA, N.A., as Agent, under that certain Credit Agreement dated as of
March 9, 2011 (as amended, restated, extended, supplemented or otherwise modified from time to time, the “Credit Agreement”), among NEXEO SOLUTIONS, LLC, a Delaware limited liability company (the “Borrower”),
NEXEO SOLUTIONS HOLDINGS LLC, a Delaware limited liability company (“Holdings”), NEXEO SOLUTIONS SUB HOLDING CORP., a Delaware corporation (“Sub Holdco”), certain Subsidiaries of the Borrower from time to time (each
a “Subsidiary Grantor”, together with the Borrower, Holdings and Sub Holdco, the “Initial Grantors”), the Lenders party thereto from time to time, and BANK OF AMERICA, N.A, in its capacity as collateral agent for
the Secured Parties (in such capacity, together with its successors in such capacity, the “Agent”). All capitalized terms used herein and not otherwise defined shall have the meanings set forth in the Credit Agreement. 

The New Subsidiary and the Agent, for the benefit of the Lenders, hereby agree as follows: 

1. The New Subsidiary hereby acknowledges, agrees and confirms that, by its execution of this Agreement, the New Subsidiary will be
deemed to be a Subsidiary Grantor under the Pledge and Security Agreement dated as of March 31, 2011, among the Borrower, Holdings, Sub Holdco, and certain Subsidiaries of the Company from time to time party thereto, in favor of the Agent for
the benefit of the Secured Parties (the “Security Agreement”) for all purposes of the Security Agreement and shall have all of the obligations of a Subsidiary Grantor thereunder as if it had executed the Security Agreement,
including without limitation the grant pursuant to Article II of the Security Agreement of a security interest to the Agent for the benefit of the Secured Parties in the property and property rights constituting Collateral (as defined in
Article II of the Security Agreement) of such Subsidiary Grantor or in which such Subsidiary Grantor has or may have or acquire an interest or the power to transfer rights therein, whether now owned or existing or hereafter created, acquired
or arising and wheresoever located, as security for the payment and performance of the Secured Obligations, all with the same force and effect as if the New Subsidiary were a signatory to the Security Agreement. 

2. The New Subsidiary hereby agrees that each reference in the Security Agreement to a Subsidiary Grantor shall also mean and be a
reference to the New Subsidiary. 
 3. Attached to this Agreement are duly completed schedules and certain exhibits (the
“Supplemental Schedules”) to the Security Agreement. The New Subsidiary represents and warrants that the information contained on each of the Supplemental Schedules with respect to such New Subsidiary and its properties and affairs
is true, complete and accurate as of the date hereof. 
 4. The New Subsidiary hereby waives acceptance by the Agent and the
Lenders of this Agreement and acknowledges that the Secured Obligations are and shall be deemed to be incurred, and that credit extensions under the Credit Agreement, Cash Management Services, and Hedging Obligations are made and maintained in
reliance on this Agreement and the New Subsidiary’s joinder as a party to the Security Agreement as herein provided. 

 5. This Agreement may be executed in any number of counterparts, each of which when so
executed and delivered shall be an original, but all of which shall constitute one and the same instrument. 
 6. THIS AGREEMENT
AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES HEREUNDER SHALL BE CONSTRUED IN ACCORDANCE WITH AND GOVERNED BY THE LAWS OF THE STATE OF NEW YORK. 
 IN WITNESS WHEREOF, the New Subsidiary has caused this Agreement to be duly executed by its authorized officer, and the Agent, for the benefit of the Lenders, has caused the same to be accepted by its
authorized officer, as of the day and year first above written. 
  

			
	[NEW SUBSIDIARY]
		
	By:	 	  

	Name:	 	  

	Title:	 	  

	
	Acknowledged and accepted:
	BANK OF AMERICA, N.A., as Agent
		
	By:	 	  

	Name:	 	  

	Title:	 	  

 EXHIBIT K 
 Form of Short Form Intellectual Property Security Agreement 

 FORM OF SHORT FORM INTELLECTUAL PROPERTY SECURITY AGREEMENTS 

TRADEMARK SECURITY AGREEMENT 
 Trademark Security Agreement, dated as of [            ], 2011, by NEXEO SOLUTIONS, LLC, a Delaware limited liability company (the “U.S.
Borrower”), NEXEO SOLUTIONS HOLDINGS, LLC, a Delaware limited liability company (“Holdings”), NEXEO SOLUTIONS SUB HOLDING CORP., a Delaware corporation (“Sub Holdco”), and [list other Grantors],
(each individually a “Grantor”), in favor of BANK OF AMERICA, N.A., in its capacity as collateral agent pursuant to the Pledge and Security Agreement (in such capacity, the “Collateral Agent”). 

W I T N
E S S E T H: 

WHEREAS, each Grantor is party to a Pledge and Security Agreement, dated as of March [    ], 2011 (as
it may be from time to time amended, restated, modified or supplemented, the “Security Agreement”), in favor of the Collateral Agent pursuant to which such Grantor is required to execute and deliver this Trademark Security
Agreement; 
 NOW, THEREFORE, in consideration of the premises and to induce the Collateral Agent,
for the benefit of the Secured Parties, to enter into the Credit Agreement (as defined in the Security Agreement), each Grantor hereby agrees with the Collateral Agent as follows: 

SECTION 1. Defined Terms. Unless otherwise defined herein, terms defined in the Security Agreement and used herein have the
meaning given to them in the Security Agreement. 
 SECTION 2. Grant of Security Interest in Trademark Collateral. Each
Grantor hereby pledges and grants to the Collateral Agent for the benefit of the Secured Parties a lien on and security interest in and to all of its right, title and interest in, to and under all the following pledged Collateral of such Grantor:

 (a) Trademarks of such Grantor listed on Schedule I attached hereto; 

(b) all goodwill associated with such Trademarks; and 
 (c) all Proceeds of any and all of the foregoing. 
 SECTION 3. Security
Agreement. The security interest granted pursuant to this Trademark Security Agreement is granted in conjunction with the security interest granted to the Collateral Agent pursuant to the Security Agreement and each Grantor hereby acknowledges
and affirms that the rights and remedies of the Collateral Agent with respect to the security interest in the Trademarks made and granted hereby are more fully set forth in the Security Agreement, the terms and provisions of which are incorporated
by reference herein as if fully set forth herein. In the event that any provision of this Trademark Security Agreement is deemed to conflict with the Security Agreement, the provisions of the Security Agreement shall control. 

SECTION 4. Termination. Upon the termination of the Security Agreement in accordance with its terms, the Collateral Agent shall
execute, acknowledge, and deliver to each Grantor an instrument in writing in recordable form releasing the collateral pledge, grant, assignment, lien and security interest in the Trademarks under this Trademark Security Agreement. 

 SECTION 5. Counterparts. This Trademark Security Agreement may be executed in any
number of counterparts, all of which shall constitute one and the same instrument, and any party hereto may execute this Trademark Security Agreement by signing and delivering one or more counterparts. 

[signature page follows] 

 IN WITNESS WHEREOF, each Grantor has caused
this Trademark Security Agreement to be executed and delivered by its duly authorized offer as of the date first set forth above. 
  

			
	 NEXEO SOLUTIONS, LLC

		
	 By:
	 	  

	 Name:
	 	
		
	 Title:
	 	
	
	 NEXEO SOLUTIONS HOLDINGS, LLC

		
	 By:
	 	  

	 Name:
	 	
		
	 Title:
	 	
	
	 NEXEO SOLUTIONS SUB HOLDING CORP.

		
	 By:
	 	  

	 Name:
	 	
		
	 Title:
	 	
	
	
[                    ]

		
	 By:
	 	  

	 Name:
	 	
		
	 Title:
	 	

 Accepted and Agreed: 
  

			
	 BANK OF AMERICA, N.A.,

	 as Collateral Agent

		
	 By:
	 	  

	 Name:

Title:
	 	

 SCHEDULE I 
 to 
 TRADEMARK SECURITY AGREEMENT 

TRADEMARK REGISTRATIONS AND TRADEMARK APPLICATIONS 
 UNITED STATES TRADEMARKS: 
 Registrations: 

 

					
	 OWNER
	 	 REGISTRATION NUMBER
	 	 TRADEMARK

		 		 	

 Applications: 
  

							
	 OWNER
	 	 APPLICATION NUMBER
	 	 TRADEMARK
	 	 Status

		 		 		 	

 PATENT SECURITY AGREEMENT 

Patent Security Agreement, dated as of [            ],
20[    ], by NEXEO SOLUTIONS, LLC, a Delaware limited liability company (the “U.S. Borrower”), NEXEO SOLUTIONS HOLDINGS, LLC, a Delaware limited liability company (“Holdings”), NEXEO SOLUTIONS
SUB HOLDING CORP., a Delaware corporation (“Sub Holdco”), and [NAME OF GRANTOR], a [jurisdiction of formation] [corporation/limited liability company/limited partnership] (each individually, a “Grantor”), in
favor of BANK OF AMERICA, N.A., in its capacity as collateral agent pursuant to the Pledge and Security Agreement (in such capacity, the “Collateral Agent”). 
 W I T N E
S S E T H: 

WHEREAS, each Grantor is party to a Pledge and Security Agreement, dated as of March [    ], 2011 (as
it may be from time to time amended, restated, modified or supplemented, the “Security Agreement”), in favor of the Collateral Agent pursuant to which such Grantor is required to execute and deliver this Patent Security Agreement;

 NOW, THEREFORE, in consideration of the premises and to induce the Collateral Agent, for the
benefit of the Secured Parties, to enter into the Credit Agreement (as defined in the Security Agreement), the Grantor hereby agrees with the Collateral Agent as follows: 
 SECTION 1. Defined Terms. Unless otherwise defined herein, terms defined in the Security Agreement and used herein have the meaning given to them in the Security Agreement. 

SECTION 2. Grant of Security Interest in Patent Collateral. The Grantor hereby pledges and grants to the Collateral Agent for the
benefit of the Secured Parties a lien on and security interest in and to all of its right, title and interest in, to and under all the following pledged Collateral of such Grantor: 

(a) Patents of such Grantor listed on Schedule I attached hereto; and 

(b) all Proceeds of any and all of the foregoing. 
 SECTION 3. Security Agreement. The security interest granted pursuant to this Patent Security Agreement is granted in conjunction with the security interest granted to the Collateral Agent pursuant
to the Security Agreement and the Grantor hereby acknowledges and affirms that the rights and remedies of the Collateral Agent with respect to the security interest in the Patents made and granted hereby are more fully set forth in the Security
Agreement, the terms and provisions of which are incorporated by reference herein as if fully set forth herein. In the event that any provision of this Patent Security Agreement is deemed to conflict with the Security Agreement, the provisions of
the Security Agreement shall control. 
 SECTION 4. Termination. Upon the termination of the Security Agreement in
accordance with its terms, the Collateral Agent shall execute, acknowledge, and deliver to the Grantor an instrument in writing in recordable form releasing the collateral pledge, grant, assignment, lien and security interest in the Patents under
this Patent Security Agreement. 
 SECTION 5. Counterparts. This Patent Security Agreement may be executed in any number
of counterparts, all of which shall constitute one and the same instrument, and any party hereto may execute this Patent Security Agreement by signing and delivering one or more counterparts. 

 IN WITNESS WHEREOF, the Grantor has caused this
Patent Security Agreement to be executed and delivered by its duly authorized offer as of the date first set forth above. 
  

			
	 NEXEO SOLUTIONS, LLC

		
	 By:
	 	  

	 Name:
	 	
		
	 Title:
	 	
	
	 NEXEO SOLUTIONS HOLDINGS, LLC

		
	 By:
	 	  

	 Name:
	 	
		
	 Title:
	 	
	
	 NEXEO SOLUTIONS SUB HOLDING CORP.

		
	 By:
	 	  

	 Name:
	 	
		
	 Title:
	 	
	
	
[                    ]

		
	 By:
	 	  

	 Name:
	 	
		
	 Title:
	 	

 Accepted and Agreed: 
  

			
	 BANK OF AMERICA, N.A.,

	 as Collateral Agent

		
	 By:
	 	  

	 Name:

Title:
	 	

 SCHEDULE I 
 to 
 PATENT SECURITY AGREEMENT 

UNITED STATES PATENT REGISTRATIONS AND PATENT APPLICATIONS 
 Patent Registrations: 
 Patent Applications: 

 

							
	 OWNER
	 	 APPLICATION NUMBER
	 	 PUBLICATION NUMBER
	 	 NAME

		 		 		 	

 COPYRIGHT SECURITY AGREEMENT 

Copyright Security Agreement, dated as of [            ],
20[    ], by NEXEO SOLUTIONS, LLC, a Delaware limited liability company (the “U.S. Borrower”), NEXEO SOLUTIONS HOLDINGS, LLC, a Delaware limited liability company (“Holdings”), NEXEO SOLUTIONS
SUB HOLDING CORP., a Delaware corporation (“Sub Holdco”), and [NAME OF GRANTOR], a [jurisdiction of formation] [corporation/limited liability company/limited partnership] (each individually, a “Grantor”), in
favor of BANK OF AMERICA, N.A., in its capacity as collateral agent pursuant to the Pledge and Security Agreement (in such capacity, the “Collateral Agent”). 
 W I T N E S
S E T H: 
 WHEREAS, each Grantor is party to a Pledge and Security Agreement, dated as of March [    ], 2011 (as it may be from time to time amended, restated, modified or
supplemented, the “Security Agreement”), in favor of the Collateral Agent pursuant to which such Grantor is required to execute and deliver this Copyright Security Agreement; 

NOW, THEREFORE, in consideration of the premises and to induce the Collateral Agent, for the benefit of the
Secured Parties, to enter into the Credit Agreement (as defined in the Security Agreement), the Grantor hereby agrees with the Collateral Agent as follows: 
 SECTION 1. Defined Terms. Unless otherwise defined herein, terms defined in the Security Agreement and used herein have the meaning given to them in the Security Agreement. 

SECTION 2. Grant of Security Interest in Copyright Collateral. The Grantor hereby pledges and grants to the Collateral Agent for
the benefit of the Secured Parties a lien on and security interest in and to all of its right, title and interest in, to and under all Copyrights of such Grantor listed on Schedule I attached hereto. 

SECTION 3. Security Agreement. The security interest granted pursuant to this Copyright Security Agreement is granted in
conjunction with the security interest granted to the Collateral Agent pursuant to the Security Agreement and Grantor hereby acknowledges and affirms that the rights and remedies of the Collateral Agent with respect to the security interest in the
Copyrights made and granted hereby are more fully set forth in the Security Agreement, the terms and provisions of which are incorporated by reference herein as if fully set forth herein. In the event that any provision of this Copyright Security
Agreement is deemed to conflict with the Security Agreement, the provisions of the Security Agreement shall control unless the Collateral Agent shall otherwise determine. 
 SECTION 4. Termination. Upon the payment in full of the Secured Obligations and termination of the Security Agreement, the Collateral Agent shall execute, acknowledge, and deliver to the Grantor an
instrument in writing in recordable form releasing the collateral pledge, grant, assignment, lien and security interest in the Copyrights under this Copyright Security Agreement. 

SECTION 5. Counterparts. This Copyright Security Agreement may be executed in any number of counterparts, all of which shall
constitute one and the same instrument, and any party hereto may execute this Copyright Security Agreement by signing and delivering one or more counterparts. 

 SECTION 6. Grantor Remains Liable. Grantor hereby agrees that, anything herein to the
contrary notwithstanding, Grantor shall assume full and complete responsibility for the prosecution, defense, enforcement or any other necessary or desirable actions in connection with its Copyrights subject to a security interest hereunder.

 SECTION 7. Governing Law. This Copyright Security Agreement and the rights and obligations of the parties hereto shall
be governed by, and construed and interpreted in accordance with, the law of the State of New York. 
 [Signature Page follows]

 IN WITNESS WHEREOF, the Grantor has caused this
Copyright Security Agreement to be executed and delivered by its duly authorized offer as of the date first set forth above. 
  

			
	NEXEO SOLUTIONS, LLC
		
	By:	 	  

	Name:	 	
		
	Title:	 	
	
	NEXEO SOLUTIONS HOLDINGS, LLC
		
	By:	 	  

	Name:	 	
		
	Title:	 	
	
	NEXEO SOLUTIONS SUB HOLDING CORP.
		
	By:	 	  

	Name:	 	
		
	Title:	 	
	
	[                    ]
		
	By:	 	  

	Name:	 	
		
	Title:	 	

 Accepted and Agreed: 
  

			
	BANK OF AMERICA, N.A.,
	as Collateral Agent
		
	By:	 	  

	Name:	 	
	Title:	 	

 SCHEDULE I 
 to 
 COPYRIGHT SECURITY AGREEMENT 

UNITED STATES COPYRIGHT REGISTRATIONS AND COPYRIGHT APPLICATIONS 
 Copyright Registrations: 
  

					
	 OWNER
	  	 TITLE
	  	 REGISTRATION
NO.

		  		  	
		  		  	

 EXHIBIT L 
 FCC Licenses 
  

											
	 Call Sign
	  	 Name
	  	 Location
	  	 City
	  	 State
	  	 Expiration
Date

	WPBV980	  	Nexeo Solutions, LLC	  	6839 West Chicago Street	  	Chandler	  	AZ	  	3/17/2013
	WNYX627	  	Nexeo Solutions, LLC	  	2416 Crocker Circle	  	Fairfield	  	CA	  	3/25/2012
	WPCD496	  	Nexeo Solutions, LLC	  	156 West 56th Avenue	  	Denver	  	CO	  	4/23/2013
	WPEN505	  	Nexeo Solutions, LLC	  	4550 NE Expressway	  	Doraville	  	GA	  	9/15/2013
	WPDU297	  	Nexeo Solutions, LLC	  	400 Telfair Road	  	Savannah	  	GA	  	9/15/2013
	WNWV494	  	Nexeo Solutions, LLC	  	4185 Algonquin Parkway	  	Louisville	  	KY	  	7/16/2011
	WPAM860	  	Nexeo Solutions, LLC	  	400 Main Street	  	Tewksbury	  	MA	  	9/8/2012
	WNXM394	  	Nexeo Solutions, LLC	  	2011 Turner Street	  	Lansing	  	MI	  	10/4/2011
	WPCU950	  	Nexeo Solutions, LLC	  	7710 Polk Street	  	St. Louis	  	MO	  	7/28/2013
	WNWW594	  	Nexeo Solutions, LLC	  	3930 Glenwood Drive	  	Charlotte	  	NC	  	7/23/2011
	WNWH801	  	Nexeo Solutions, LLC	  	3930 Glenwood Drive	  	Charlotte	  	NC	  	5/22/2011
	WPTI457	  	Nexeo Solutions, LLC	  	3701 River Road	  	Tonawanda	  	NY	  	10/9/2011
	WPRF262	  	Nexeo Solutions, LLC	  	1610 E. Highland Road	  	Twinsburg	  	OH	  	8/23/2015
	WPGH548	  	Nexeo Solutions, LLC	  	3535 W. 21st Street	  	Tulsa	  	OK	  	10/4/2014
	WPEZ475	  	Nexeo Solutions, LLC	  	729 Mauney Drive	  	Columbia	  	SC	  	9/15/2013
	WNXB737	  	Nexeo Solutions, LLC	  	3101 Wood Drive	  	Garland	  	TX	  	8/14/2011
	WNYV651	  	Nexeo Solutions, LLC	  	Freeport Center, Building 12	  	Clearfield	  	UT	  	3/24/2012
	WPOE450	  	Nexeo Solutions, LLC	  	Freeport Center, Building 12	  	Clearfield	  	UT	  	8/17/2014
	WNWM417	  	Nexeo Solutions, LLC	  	200 NE 181st Street	  	Miami	  	FL	  	6/5/2011
	WPJP488	  	Nexeo Solutions, LLC	  	5420 Speaker Road	  	Kansas City	  	KS	  	8/20/2011
	WPMB328	  	Nexeo Solutions, LLC	  	8901 Old Galveston Road	  	Houston	  	TX	  	5/12/2013EXHIBIT 10.4

 Exhibit 10.4 
 TRANSITION SERVICES AGREEMENT 
 This TRANSITION SERVICES AGREEMENT
(“Agreement”) is made and entered into this 31st day of March, 2011 (the “Effective Date”) by and between Ashland Inc., a corporation organized under the laws of Kentucky (“Ashland”), and Nexeo
Solutions, LLC, formerly known as TPG Accolade, LLC, a limited liability company organized under the laws of Delaware (“Recipient”). 
 BACKGROUND 
 WHEREAS, Ashland and Recipient entered into an
Agreement of Purchase and Sale, dated November 5, 2010 (as amended, the “Asset Purchase Agreement”), providing for the sale of certain assets by Ashland and certain of its Affiliates to Recipient and certain of its Affiliates;

 WHEREAS, on the Effective Date, the ownership of such assets transferred from Ashland and certain of its Affiliates to
Recipient and certain of its Affiliates; and 
 WHEREAS, pursuant to the Asset Purchase Agreement, Recipient and certain
of its Affiliates have requested Ashland and certain of its Affiliates to provide certain services to Recipient and its Affiliates engaged in the Business (as defined below) following the Effective Date, and Ashland has agreed to provide, or cause
certain of its Affiliates to provide, such services, on the terms and subject to the conditions set forth in this Agreement. 

NOW, THEREFORE, for and in consideration of the mutual covenants and agreements contained herein, it is agreed as follows:

 TERMS 
 1.
Definitions. 
 “Affiliate” shall mean any entity which is now or hereafter becomes directly or indirectly
controlling, controlled by, under control of, or under common control with one of the parties at any time during the period for which the determination of affiliation is being made. “Control” (including, with correlative meaning, the terms
“controlling”, “controlled by” and “under common control with”) shall mean the possession, directly or indirectly, of the power to elect a majority of the board of directors (or other governing body) or to direct or
cause the direction of the management and policies of such entity, whether through ownership of voting securities, by contract or otherwise. 
 “Business” shall mean the business formerly conducted by the segment of Ashland known as “Ashland Distribution” and sold to Recipient and its Affiliates on the Effective Date
pursuant to the Asset Purchase Agreement. 
 All other terms defined herein will have the meanings ascribed thereto in this
Agreement. 

 2. Furnishing of Services. 
 During the Term of this Agreement as set forth in Section 5, Ashland agrees to provide to Recipient, or cause certain of its Affiliates to provide to Recipient, the services specifically identified
in Schedule A (each a “Service” and collectively, the “Services”). The Services shall be provided in accordance with the terms set forth on Schedule A, and, unless a service level pertaining to a
particular Service is noted in Schedule A, shall be provided as and when Recipient shall from time to time reasonably request and as are from time to time available to Ashland from its personnel or the personnel of its Affiliates. Recipient
agrees to purchase, and cause its Affiliates to purchase, the Services in accordance with the terms of this Agreement. 
 (a)
If, after the Effective Date, either Ashland or Recipient determines that Schedule A does not fully or accurately reflect all the necessary services that were provided to the Business by Ashland and its Affiliates in the twelve
(12) month period prior to the Effective Date and such services are not provided under any other agreement between Ashland and Recipient (the “Additional Services”), Ashland undertakes that it shall provide or procure that its
Affiliates shall provide such Additional Services as part of the Services as Recipient requests in writing, and the parties hereto undertake that they will amend the provisions of Schedule A so that Schedule A includes the Additional
Services. 
 (b) Ashland shall perform, or shall cause its Affiliates to perform, all Services to the same standard of care,
including at substantially the same response time, as if they were being performed for Ashland and by individuals possessing the same qualifications as Ashland would require if such Services were being performed for Ashland. In connection with
providing the Services, Ashland and its Affiliates shall not be required to perform, or refrain from taking, any actions that, in Ashland’s reasonable judgment, could result in any breach or violation of any license, lease or other agreement to
which Ashland or any of its Affiliates is a party, or any law; provided, however, that Ashland will use commercially reasonable efforts, at the sole cost of Recipient, to obtain any third party consents required to provide the Services to
Recipient. 
 (c) Neither Ashland nor any of its Affiliates will be required to perform any of the Services for the benefit of
any person other than Recipient and its Affiliates. 
 (d) The selection of the personnel who will furnish the Services shall be
made by Ashland in its sole discretion, but with due consideration to providing the level of service required to be provided hereunder. In no event shall Ashland or its Affiliates be required to hire additional individuals or to retain any specific
individual in its employ to provide the Services hereunder. Recipient understands that, prior to the date of this Agreement, Ashland or its Affiliates may have contracted with third-party vendors to provide services in connection with all or any
portion of the Services to be provided hereunder. Ashland reserves the right to continue in accordance with past practice in effect prior to the Effective Date in the ordinary course of business to subcontract with third-party vendors to provide the
Services. 
 (e) Recipient shall provide, and shall cause its Affiliates to provide, Ashland with such information and
documentation as is reasonably requested by Ashland and Recipient shall perform, and shall cause its Affiliates to perform, such actions and tasks as may be reasonably requested by Ashland to enable Ashland to perform the Services in accordance with
this 

  
 2 

 
Agreement. All personnel providing Services, and the supervisors of such personnel, will be granted access to Recipient’s sites and systems as reasonably necessary or appropriate to enable
Ashland to fulfill its obligations hereunder; provided, however, that no person shall be required to remain at a site if conditions at such site present a hazard to such person’s health or safety. 

(f) (i) During the Term of this Agreement, Ashland shall retain ownership of (A) all servers, hardware and equipment listed on
Schedule B and (B) any hardware, equipment or software acquired by Ashland and invoiced to Recipient during the Term of this Agreement for the sole purpose of providing the Information Technology Services (the “IT
Services”) pursuant to Section 15 of Schedule A (collectively, the “IT Assets”), and shall use the IT Assets solely for the benefit of Recipient and its Affiliates to provide the IT Services as contemplated by
this Agreement. Upon the termination of the IT Services pursuant to the terms of this Agreement, for no additional consideration paid to Ashland or its Affiliates, Ashland shall convey, transfer and deliver to Recipient or its Affiliates ownership
of and title to the IT Assets (together with any replacements, substitutions, upgrades or modifications thereto) and any other IT hardware that is used exclusively for the benefit of Recipient or its Affiliates, free and clear of all Encumbrances,
in accordance with the terms of the Asset Purchase Agreement. The parties agree to execute and deliver such documents or instruments of sale as are necessary to effect the conveyance of the IT Assets pursuant to this Section 2(f)(i). For the
avoidance of doubt, ownership and title to the software licenses listed under the “Application Software” heading in Schedule B will not be transferred to Recipient pursuant to this Agreement; provided, however, that Recipient may obtain
ownership and title to such software licenses by entering into agreements with the applicable software vendors, and Ashland will cooperate with Recipient as necessary to transfer any such software licenses owned by Ashland to Recipient. 

(ii) During the Term of this Agreement, Ashland shall retain possession of all data and records as required to enable Ashland and its
Affiliates to provide the Services as contemplated by this Agreement; provided, however, that Recipient shall own all of the data and records (x) provided by Recipient or its Affiliates, or created by or for Ashland solely on behalf of
Recipient or its Affiliates, that are used by Ashland or its Affiliates in relation to the provision of the Services and/or (y) acquired by Recipient or its Affiliates pursuant to the Asset Purchase Agreement, in each case including, without
limitation, employee information, customer information, product details and pricing information. Recipient shall have access to such records and data upon reasonable request and shall have the right to take possession of such records and data upon
reasonable notice to Ashland; provided, however, that such access or possession by Recipient does not unreasonably interfere with Ashland’s operation of its business or limit Ashland’s ability to provide the Services as contemplated
by this Agreement. Upon the termination of any Service pursuant to the terms of this Agreement, the data and records related to such terminated Service that remains in the possession of Ashland or its Affiliates shall be provided to Recipient
pursuant to a mutually agreed migration plan or as otherwise reasonably requested by Recipient. 
 (g) (i) In addition to the
representatives of Ashland and Recipient set forth in Schedule A with respect to each area of Services (the “Service Representatives”), Ashland and Recipient shall each designate in writing to the other party one
representative (each a “Party Representative”) to act as a contact person with respect to all issues relating to the provision of the Services pursuant to this Agreement. To the extent an issue is not resolved by the Service

  
 3 

 
Representatives or does not arise from a specific Service, the Party Representatives shall hold review meetings by telephone or in person, at times to be mutually agreed, to discuss any issues
relating to such Service or the provision of the Services under this Agreement (“Review Meetings”). In the Review Meetings, the Party Representatives shall be responsible for discussing any problems identified in connection with the
provision of the Services and, to the extent changes in the provision of the Services are agreed upon, for the implementation of such changes. The Party Representatives will mutually establish governance procedures for the Service Representatives to
address and resolve issues, and if necessary to escalate those issues to the Party Representatives for resolution in accordance with the terms of this Agreement. 
 (ii) In connection with the IT Services, Ashland and Recipient shall each designate one to two senior Information Technology employees to participate on a steering committee (the “IT Steering
Committee”). The IT Steering Committee will meet quarterly to provide overall guidance and direction for IT activities. Meetings will be facilitated by the Service Representatives designated by Ashland and Recipient with respect to the IT
Services. In the event of any dispute relating to the IT Services which cannot be resolved between the Service Representatives, such dispute will be elevated to the IT Steering Committee for resolution. 

(h) Recipient may, from time to time during the Term, request that Ashland provide additional services that are (i) services that
were not necessary to the Business in the twelve (12) month period prior to the Effective Date or (ii) related to the migration of the Services to a new provider or to Recipient’s internal information systems. Ashland agrees to use
commercially reasonable efforts to provide such additional services (“Supplemental Services”) pursuant to mutually agreed supplements to Schedule A. The parties shall jointly agree on the applicable charges for any
Supplemental Services based on methodologies that were used to determine the Services Fees set forth in Schedule D and such charges will be reflected in such supplements. 
 2A. Local Agreements. 
 (a) With respect to any Services that are delivered
in a particular country, Ashland and Recipient may cause their respective Affiliates located in such country to enter into one or more local services agreements (each a “Local Agreement”), for the purpose of memorializing the
implementation of this Agreement in that country, to address Services delivered locally in that country and payments for such Services. All Services shall be provided by Ashland or the applicable Affiliate of Ashland pursuant to this Agreement or an
executed Local Agreement. Unless and to the extent an individual Local Agreement expressly provides otherwise, each Local Agreement shall incorporate by reference the terms and conditions of this Agreement and shall not be construed as altering or
superseding the rights and obligations of the Parties under this Agreement. In the event of any conflict between the terms of this Agreement and any Local Agreement, the provisions of this Agreement shall control. 

(b) The Party Representatives (and/or their respective designees(s)) shall remain responsible for the administration of this Agreement
and the individual Local Agreements on behalf of Ashland and Recipient respectively, and shall be the only individuals authorized to amend, modify, change, waive or discharge any rights and obligations under this Agreement on behalf of Ashland and
Recipient. No changes to any Local Agreement shall be made without the knowledge of the Party Representatives and the agreement of the local Ashland Affiliate and local Affiliate of Recipient in a written amendment to the Local Agreement.

  
 4 

 (c) Recipient shall have the right to enforce this Agreement (including the terms of all
Local Agreements) on behalf of each of its Affiliates that has entered into a Local Agreement, and to assert all rights and exercise and receive the benefits of all remedies (including Damages) of each such Affiliate, to the same extent as if
Recipient were such Affiliate, subject to the limitations of liability applicable under this Agreement. Ashland shall have the right to enforce this Agreement (including the terms of all Local Agreements) on behalf of each Ashland Affiliate that
enters into a Local Agreement, and to assert all rights and exercise and receive the benefits of all remedies (including Damages) of each of its Affiliates, to the same extent as if Ashland were such Affiliate, subject to the limitations of
liability applicable under this Agreement. 
 3. Fees for Services. 

(a) The fees for the Services shall be (i) the fees set forth on Schedule D with respect to each area of Services provided by
Ashland or its Affiliates (the “Services Fees”) plus (ii) an administrative fee equal to 6.35% of the aggregate amount of the Services Fees in any invoice (the “Administrative Fee” and, collectively with the
Services Fees, the “Fees”). The Services Fees are presented in Schedule D on an annualized basis but shall be invoiced and paid on a monthly basis. At the end of each calendar month during which Services are provided under
this Agreement, Ashland shall provide, or cause its Affiliates to provide, a written invoice setting forth the Fees (it being understood that any associated reasonable travel and other out-of-pocket expenses incurred to perform the Services during
such calendar month shall be set forth in the invoice for the following calendar month), and Recipient shall pay, or cause its applicable Affiliate to pay, each such invoice within forty (40) days of the date of such invoice (any such day on
which a payment amount is due, the “Due Date”). The Services Fees (other than the Services Fees with respect to the IT Services) shall automatically increase by 2% on each anniversary of the Effective Date during the Term of the
this Agreement. In the event that Additional Services or Supplemental Services are added in accordance with Sections 2(a) and 2(h) of this Agreement, Schedule D shall be amended as necessary to reflect the Services Fees with respect to such
Services. All payments made pursuant to this Section 3 shall be made in local currency designated in Schedule D by wire transfer to an account at a financial institution designated in writing by Ashland or its Affiliate, as applicable.

 (b) Any invoices not paid by the Due Date shall bear interest at a rate equal to the rate of interest as announced by
Citibank, N.A. as its prime rate on such Due Date, calculated on the basis of the actual number of days elapsed, divided by three hundred sixty-five (365), from the Due Date until the date payment is received in full by Ashland or its Affiliate, as
applicable. 
 (c) Recipient shall pay any one time set up charges and/or windup charges for certain of the Services listed in
Schedule A. 
 (d) This Section 3 shall survive the expiration, termination or cancellation of this Agreement with
respect to the Services performed pursuant to this Agreement for which Recipient has not yet paid. 

  
 5 

 4. Taxes. Recipient and Ashland shall be subject to the provisions of Section 2.5, 2.6
and 7.4 of the Asset Purchase Agreement. 
 5. Term and Termination of Agreement. 

(a) This Agreement shall commence on the Effective Date and, subject to the terms of Section 11 hereof, shall terminate on the close
of business on the date which is thirty-six (36) months after the Effective Date (the “Initial Term”) unless earlier terminated in accordance with any other express provision of this Agreement or by written agreement of the
parties. Recipient shall have the option to extend the term of this Agreement for an additional six (6) months by providing written notice at least ninety (90) days prior to the end of the Initial Term (any extension together with the
Initial Term is referred to herein as the “Term”). 
 (b) If Recipient assigns this Agreement to any successor
pursuant to Section 11(c), and such successor is a competitor to a significant line of business of Ashland, as reasonably determined by Ashland, then Ashland shall have the right, exercisable by delivering written notice to Recipient within
thirty (30) days after Ashland’s receipt of Recipient’s notice of such assignment, to terminate this Agreement upon at least six (6) months’ advance written notice during which Ashland will use all reasonable efforts to
effect a full migration of the Services to Recipient or its chosen service providers in a manner that does not disrupt the business of the Recipient. 
 (c) Recipient may terminate any Service subject to any limitations set forth in Schedule A and subject to the advance notice requirements in Schedule A with respect to that Service;
provided, however, if the provision by Ashland of one Service (the “Underlying Service”) is necessary in order to enable Ashland to provide any other Services (the “Dependent Services”) as set forth in
Schedule A, Recipient may not terminate the Underlying Service without also canceling all applicable Dependent Services. 
 6. Force
Majeure. 
 (a) A party will be excused from performing hereunder (except for the performance of financial obligations for
the Services provided) and will not be liable in damages or otherwise when and to the extent its performance is delayed or prevented by any circumstance beyond its reasonable control and not due to its fault or negligence (a “Force
Majeure”), including, without limitation, the following: natural disaster; fires; floods; earthquakes; storms; unusual weather conditions; explosions; terrorist act or war; accidents; breakdowns of machinery or equipment; inability to
obtain equipment, fuel or other materials; lack of transportation or distribution facilities; labor shortages, slowdowns, strikes, lockouts or other disputes; public disorder, riots or other civil disturbances; or voluntary or involuntary compliance
with any law, order, regulation, official recommendation or request of any governmental authority. 
 (b) If the performance of
any obligation hereunder is sought to be excused by reason of a Force Majeure, the affected party shall promptly notify the other party in writing of the Force Majeure, the anticipated extent of the delayed or prevented performance and the steps it
will take to remedy the situation. The party so affected shall use commercially reasonable efforts to cure or remedy such cause of non-performance in a timely manner; provided, however, that it

  
 6 

 
shall not be required to make any concession or grant any demand or request to settle any strike or other labor dispute. In no event will the affected party be obligated to procure individuals
from other sources to enable it to perform its obligations hereunder. 
 7. Limitation of Liability; Indemnity. 

(a) Determination of the suitability of any Services furnished hereunder for the use contemplated by Recipient is the sole responsibility
of Recipient, and neither Ashland nor its Affiliates will have any responsibility in connection therewith. Recipient assumes all risk and liability for loss, damage or injury to persons or property arising out of such Services, however used, and
Ashland and its Affiliates shall in no event be liable to Recipient or its Affiliates or those claiming by, through or under Recipient or its Affiliates (including employees, agents, customers, subtenants, contractors and other invitees) for any
damage, including, without limitation, personal or property damage, suffered by any of them, directly or indirectly, as a result of any Services provided hereunder, regardless of whether due or alleged to be due to the negligence of Ashland or its
Affiliates, except to the extent such damage is occasioned by Ashland’s bad faith, willful misconduct or intentional breach of this Agreement. 
 (b) ASHLAND AND ITS AFFILIATES SHALL NOT, UNDER ANY CIRCUMSTANCES, BE LIABLE TO RECIPIENT OR ITS AFFILIATES FOR ANY INCIDENTAL, INDIRECT, SPECIAL, CONSEQUENTIAL OR PUNITIVE DAMAGES OF ANY KIND
ARISING FROM ANY CLAIM RELATING TO THIS AGREEMENT OR ANY OF THE SERVICES PROVIDED HEREUNDER, INCLUDING, WITHOUT LIMITATION, BUSINESS INTERRUPTION LOSSES OR THIRD-PARTY CLAIMS, WHETHER CAUSED BY BREACH OF THIS AGREEMENT, NEGLIGENCE OR OTHERWISE;
PROVIDED, HOWEVER, THAT THE FEES FOR SERVICES HEREUNDER AND ASHLAND’S RIGHT THERETO SHALL NOT BE DEEMED INCIDENTAL, INDIRECT, SPECIAL, CONSEQUENTIAL OR PUNITIVE IN NATURE. 

(c) Recipient shall indemnify, defend and hold harmless Ashland and its Affiliates and their respective officers, directors, employees,
agents, advisors or representatives (each an “Ashland Indemnitee”) from and against all costs, judgments, awards, claims, suits, liabilities, damages, losses, penalties and other expenses of any kind or nature (whether absolute,
accrued, contingent or other) suffered by any of them arising from or in connection with this Agreement or the Services provided hereunder, regardless of the legal basis of liability or legal or equitable principle involved, including reasonable
attorneys’ fees and expenses of investigation (which fees and expenses shall be paid as incurred) (collectively, the “Damages”); provided, however, that such indemnity shall not apply for the benefit of an Ashland
Indemnitee if it is ultimately found through settlement or by final, non-appealable order that such Ashland Indemnitee’s actions constituted bad faith, willful misconduct or intentional breach of this Agreement. 

(d) Any proceedings relating to indemnification under this Section 7 shall be conducted in accordance with the procedures set forth
in Section 9.3 and Section 9.4 of the Asset Purchase Agreement. 

  
 7 

 (e) Nothing contained in this Section 7 shall limit or alter the obligation of either
party to indemnify the other party pursuant to the Asset Purchase Agreement; provided, however, that no party shall obtain duplicative recoveries. 
 (f) The provisions of this Section 7 shall survive the expiration, termination or cancellation of this Agreement and shall be enforceable to the fullest extent permitted by law or in equity.

 8. Remedies for Default. 
 (a) If a party: 
 (i) defaults in the payment of any indebtedness hereunder to the
other party and fails to remedy such breach within ten (10) business days of written notice of such default from the non-defaulting party; 
 (ii) commits a breach of any other provision of this Agreement in any material respect and fails to remedy such breach within thirty (30) business days of written notice of such breach from the
non-defaulting party (or such longer period if a cure not capable of being completed within such thirty (30) business day period has been commenced and is being diligently pursued); or 

(iii) voluntarily files, or involuntarily has filed against it (which filing is undismissed within sixty (60) days of such
involuntary filing), any bankruptcy, receivership, insolvency or reorganization proceeding; 
 then in any such event the other party will have
the right, in addition to any other rights and remedies it may have hereunder, to suspend deliveries or receipts hereunder or to terminate this Agreement if such delay or default substantially impairs the value of the entire Agreement to the
non-defaulting party. 
 9. Confidentiality. 
 (a) Each party undertakes to treat as confidential all information in any medium or format (whether marked “confidential” or not) which that party (the “Receiving Party”)
receives during the Term of this Agreement and for the purposes of this Agreement from the other party (the “Disclosing Party”) either directly or from any person, firm, company or organization associated with the Disclosing Party,
which concerns the business or operations of the Disclosing Party or its Affiliates and is owned by the Disclosing Party (the “Confidential Information”). 
 (b) The Receiving Party may also use the Confidential Information of the Disclosing Party for the purposes of this Agreement and the Receiving Party may provide its employees, directors, suppliers,
agents, subcontractors and professional advisers with access to such Confidential Information on a strict “need-to-know” basis only. Each party shall ensure that its employees, agents and subcontractors comply with its obligations of
confidence. Each separate recipient shall be bound to hold all such Confidential Information in confidence to the standard required under this Agreement. Where such recipient is not an employee or director of the relevant Receiving Party, the
Receiving Party shall provide the Confidential Information to such permitted persons subject to reasonable and appropriate obligations of confidence. 

  
 8 

 (c) The provisions of this Section 9 shall not apply to any information which enters
the public domain other than as a result of a breach of this Section 9, is received from a third party which is under no confidentiality obligations or is independently developed by one party without use of the other party’s Confidential
Information. The Receiving Party may disclose the Confidential Information of the Disclosing Party where required to do so by law or by any competent regulatory authority. In these circumstances the Receiving Party shall give the Disclosing Party
prompt advance written notice of the disclosures (where lawful and practical to do so) so that the Disclosing Party has sufficient opportunity (where reasonably possible) to prevent or control the manner of disclosure by appropriate legal names.

 (d) Except to the extent required under this Agreement or required for purposes of complying with applicable law, including
environmental, health and safety laws and reporting provisions thereunder, all Confidential Information, in written or other tangible media, shall be returned to the Disclosing Party, within thirty (30) days following the expiration,
termination or cancellation of this Agreement and all electronic Confidential Information shall be deleted from the Receiving Party’s systems. 
 (e) The provisions of this Section 9 shall survive the expiration, termination or cancellation of this Agreement. 
 10. No Solicitation. 
 Without Ashland’s prior written consent, neither
Recipient nor its Affiliates shall solicit for employment (whether as an employee, consultant or temporary employee) any employee of Ashland or any of its Affiliates who provide Services under this Agreement; provided, however, that in each
case this Section 10 shall not apply if (i) any such employee has been terminated by Ashland or any of its Affiliates or (ii) any such employee contacts Recipient or any of its Affiliates in response to a solicitation for employment
made to the public in general, or other method not specifically directed toward such employees. Notwithstanding the foregoing, Recipient shall not be obligated to comply with the foregoing provision with respect to any employee (a) who has
functional knowledge specific to the Business, (b) possesses a job title or role identified on Schedule C hereof and (c) who is no longer providing any Services under this Agreement as a result of the termination of such Services in
accordance with the terms hereof. For the avoidance of doubt, Recipient shall only be able to solicit an Ashland “process owner” or his or her direct reports in accordance with the provisions of the Asset Purchase Agreement. 

11. General Provisions. 

(a) All notices or other communications hereunder shall be deemed to have been duly given and made if in writing and if served by personal
delivery upon the party for whom it is intended, if delivered by certified mail, return receipt requested, or by an internationally recognized courier service, or if sent by facsimile, provided that the facsimile is promptly confirmed by written
confirmation thereof to the person at the address set forth below, or such other address as may be designated in writing hereafter, in the same manner, by such person: 

  
 9 

  

							
		 	if to Ashland:	  		  	
			
		 		  	Ashland Inc.
		 		  	5200 Blazer Parkway
		 		  	Dublin, Ohio 43017
		 		  	USA
		 		  	Telephone:	  	614-790-4842
		 		  	Facsimile:	  	614-790-3306
		 		  	Attn:	  	President, Global Supply Chain
				
		 	with a copy to:	  		  	
			
		 		  	Ashland Inc.
		 		  	5200 Blazer Parkway
		 		  	Dublin, Ohio 43017
		 		  	USA
		 		  	Telephone:	  	614-790-6422
		 		  	Facsimile:	  	614-790-4268
		 		  	Attn:	  	Assistant General Counsel
				
		 	if to Recipient:	  		  	
			
		 		  	Nexeo Solutions, LLC
		 		  	5200 Blazer Parkway
		 		  	Dublin, Ohio 43017
		 		  	USA
		 		  	Telephone:	  	614-790-3333
		 		  	Facsimile:	  	859-357-5546
		 		  	Attn:	  	General Counsel

 (b) Any provision of this Agreement may be amended or waived if, and only if, such amendment or waiver is
in writing and signed, in the case of an amendment, by Recipient and Ashland or, in the case of a waiver, by the party against whom the waiver is to be effective. No failure or delay by any party in exercising any right, power or privilege hereunder
shall operate as a waiver thereof nor shall any single or partial exercise thereof preclude any other or further exercise thereof or the exercise of any other right, power or privilege. 

(c) No party to this Agreement may assign any of its rights or obligations under this Agreement without the consent of the other party;
provided, however, that Recipient may assign its interests under this Agreement in connection with a merger or sale of substantially all assets or to one or more of its controlled Affiliates; provided further, that Ashland may
assign its rights and/or obligations hereunder to one or more of its respective Affiliates. No such assignment by Recipient or Ashland, as the case may be, shall relieve such assignor of any of its obligations hereunder. 

(d) This Agreement comprises the entire agreement between the parties hereto with respect to the subject matter hereof and supersedes all
prior agreements and understandings, oral or written, with respect to such matters, except for (i) the Asset Purchase Agreement and (ii) any written agreement of the parties that expressly provides that it is not superseded by this
Agreement. 

  
 10 

 (e) Any obligation of any party to any other party under this Agreement, which obligation is
performed, satisfied or fulfilled by an Affiliate of such party, shall be deemed to have been performed, satisfied or fulfilled by such party. 
 (f) This Agreement shall inure to the benefit of and be binding upon the parties hereto and their respective successors and permitted assigns. Nothing in this Agreement, express or implied, is intended to
confer upon any person other than Recipient, Ashland or their successors or permitted assigns, any rights or remedies under or by reason of this Agreement. 
 (g) Whether or not this Agreement is consummated, except as otherwise expressly provided herein, each of the parties hereto shall be responsible for the payment of its or any of its Affiliates’ own
costs and expenses incurred in connection with the negotiations leading up to and the performance of its own obligations pursuant to this Agreement, including the fees of any attorneys, accountants, brokers or advisors employed or retained by or on
behalf of such party. 
 (h) This Agreement shall be governed by and construed in accordance with the laws of the State of
Delaware, U.S.A., its rules of conflict of laws notwithstanding. Each of Ashland and Recipient irrevocably submits to the exclusive jurisdiction of the Delaware Court of Chancery or, if such court does not have jurisdiction, any Delaware state court
or United States Federal court sitting in the State of Delaware, and any appellate court from any thereof, for the purposes of any proceeding arising out of this Agreement, or for recognition or enforcement of any judgment, and each party
irrevocably and unconditionally agrees that all claims in respect of such proceeding may be heard in such state court or, to the extent permitted by applicable law, in such Federal court. Each of Ashland and Recipient agree to commence any such
proceeding either in the Delaware Court of Chancery or, if such proceeding may not be brought in such court for jurisdictional reasons, in any Delaware state court or United States Federal court sitting in the State of Delaware. Each of Ashland and
Recipient further agrees that service of any process, summons, notice or document by U.S. registered mail to such party’s address set forth above shall be effective service of process for any action, suit or proceeding in Delaware with respect
to any matters to which such party has submitted to jurisdiction in this Section 11(h). Each of Ashland and Recipient irrevocably and unconditionally waives any objection to the laying of venue of any action, suit or proceeding arising out of
this Agreement, in any court referred to in the first sentence of this Section 11(h) and hereby further irrevocably and unconditionally waives and agrees not to plead or claim in any such court that any such action, suit or proceeding brought
in any such court has been brought in an inconvenient forum. 
 (i) This Agreement may be executed in one or more counterparts,
each of which shall be deemed an original, and all of which shall constitute one and the same agreement. Delivery of an executed counterpart of a signature page of this Agreement by facsimile or other electronic imaging means shall be effective as
delivery of a manually executed counterpart of this Agreement. 

  
 11 

 (j) The heading references herein are for convenience purposes only, do not constitute a
part of this Agreement, and shall not be deemed to limit or affect any of the provisions hereof. 
 (k) The provisions of this
Agreement shall be deemed severable and the invalidity or unenforceability of any provision shall not affect the validity or enforceability of the other provisions hereof. If any provision of this Agreement, or the application thereof to any person
or any circumstance, is invalid or unenforceable, (a) a suitable and equitable provision shall be substituted therefor in order to carry out, so far as may be valid and enforceable, the intent and purpose of such invalid or unenforceable
provision, and (b) the remainder of this Agreement and the application of such provision to other persons or circumstances shall not be affected by such invalidity or unenforceability, nor shall such invalidity or unenforceability affect the
validity or enforceability of such provision, or the application thereof in any other jurisdiction. 
 (l) The English language
shall be the definitive and controlling text of this Agreement, notwithstanding the translation of this Agreement into any other language. 
 (m) EACH PARTY HEREBY WAIVES TO THE FULLEST EXTENT PERMITTED BY LAW, ANY RIGHT IT MAY HAVE TO A TRIAL BY JURY IN RESPECT TO ANY LITIGATION DIRECTLY OR INDIRECTLY ARISING OUT OF, UNDER OR IN CONNECTION
WITH THIS AGREEMENT. EACH PARTY (I) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR ATTORNEY OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING
WAIVER AND (II) ACKNOWLEDGES THAT IT AND THE OTHER PARTIES HERETO HAVE BEEN INDUCED TO ENTER INTO THIS AGREEMENT, AS APPLICABLE, BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION 11(M). 

(n) It is expressly understood that Ashland and Recipient are independent Contractors, and that neither has the authority to bind the
other to any third person or otherwise to act in any way as the representative of the other, unless otherwise expressly agreed to in writing signed by both parties hereto. 
 [Remainder of Page Intentionally Left Blank] 

  
 12 

 IN WITNESS WHEREOF, the parties hereto have executed this Agreement on and as of the
day and year first above written. 
  

									
	ASHLAND INC.	 		 	NEXEO SOLUTIONS, LLC
					
	By:	 	 /s/ Michael S. Roe
	 		 	By:	 	 /s/ Michael B. Farnell, Jr.

	Name:	 	 Michael S. Roe
	 		 	Name:	 	 Michael B. Farnell, Jr.

	Title:	 	 Authorized Signatory
	 		 	Title:	 	 Authorized Signatory

 [Signature Page to Transition Services Agreement] 

	
	Schedule A

  

 SCHEDULE A 

 

					
	 1. Finance
	  	 	A-4	  
	 1.1 Benefits Accounting
	  	 	A-4	  
	 1.2 Controller - General Accounting
	  	 	A-4	  
	 1.3 Corporate Accounting
	  	 	A-10	  
	 1.4 External Reporting
	  	 	A-10	  
	 1.5 Property Accounting
	  	 	A-10	  
	 1.6 Controller - Canada
	  	 	A-11	  
	 1.7 Controller - Mexico
	  	 	A-13	  
	 2. Treasury
	  	 	A-15	  
	 2.1 Cash Application North America
	  	 	A-15	  
	 2.2 Cash Management North America, EMEA
	  	 	A-16	  
	 2.3 Debt/Intercompany Loan - North America, EMEA
	  	 	A-19	  
	 2.4 Financial Risk Management - North America, EMEA
	  	 	A-20	  
	 2.5 Investments - North America, EMEA
	  	 	A-20	  
	 2.6 Letters of Credit - Global except for Russia
	  	 	A-20	  
	 2.7 Intercompany Netting - Global
	  	 	A-20	  
	 2.8 China
	  	 	A-21	  
	 2.9 Singapore
	  	 	A-23	  
	 3. Tax
	  	 	A-26	  
	 3.1 Tax Advisor
	  	 	A-26	  
	 3.2 Tax Training
	  	 	A-27	  
	 4. Supply Chain
	  	 	A-28	  
	 4.1 Accounts Payable
	  	 	A-28	  
	 4.1.1 Accounts Payable - EMEA
	  	 	A-29	  
	 4.2 Engineering
	  	 	A-29	  
	 4.3 Indirect
	  	 	A-30	  
	 4.3.1 Indirect - Travel
	  	 	A-31	  
	 4.3.2 Indirect - Procurement Operations
	  	 	A-32	  
	 4.3.3 Indirect - Packaging
	  	 	A-32	  
	 4.3.4 Indirect - MRO/Services/CAPEX
	  	 	A-33	  
	 4.3.5 Indirect - IT
	  	 	A-33	  
	 4.3.6 Indirect - Freight
	  	 	A-34	  
	 4.3.7 Indirect - Energy Management
	  	 	A-34	  
	 4.3.8 Indirect - Corporate Card Services
	  	 	A-34	  
	 4.4 Logistics
	  	 	A-35	  
	 4.4.1 Logistics - Regional Logistics Support
	  	 	A-35	  
	 4.4.2 Logistics - Fuel Management of Auto Fleet using Wright Express Fuel Cards
	  	 	A-35	  
	 4.4.3 Logistics - DOT Compliance Consulting Service
	  	 	A-36	  
	 4.4.4 Logistics - Auto Fleet Management Using Lease Plan
	  	 	A-36	  

  

	
	A-1

	
	Schedule A

  

					
	 4.4.5 Logistics - Transactional support and execution
	  	 	A-37	  
	 4.4.6 Logistics - Cycle Count Support and execution
	  	 	A-37	  
	 4.4.7 Logistics - Auditing and SOX
	  	 	A-38	  
	 4.5 Master Data
	  	 	A-38	  
	 4.6 Order to Cash
	  	 	A-39	  
	 4.6.1 E-Commerce
	  	 	A-39	  
	 4.6.2 OTC Salesforce.com
	  	 	A-42	  
	 4.6.3 OTC Import/Export
	  	 	A-42	  
	 4.6.4 OTC EMEA
	  	 	A-43	  
	 4.6.5 OTC EMEA
	  	 	A-43	  
	 4.7 Security
	  	 	A-43	  
	 4.7.1 Security - UL Approved 24/7 Emergency Reporting and Alarm Monitoring (1-855-NEXEO4U)
	  	 	A-43	  
	 4.7.2 Security - Emergency / Incident Response and Confidential Investigations
	  	 	A-44	  
	 4.7.3 Security - 24/7 Government Security Program Coordination and Responsible Care (SME)
	  	 	A-45	  
	 4.7.4 Security - 24/7 Dublin Campus Security Management
	  	 	A-48	  
	 4.7.5 Security - Technical Support / Equipment Installation and Maintenance
	  	 	A-48	  
	 4.8 Lab Services
	  	 	A-48	  
	 5. Environmental Health & Safety
	  	 	A-50	  
	 5.1 Non-SAP / Mgt Systems and Reporting
	  	 	A-50	  
	 5.2 SAP
	  	 	A-51	  
	 5.3 Subject Matter Experts
	  	 	A-54	  
	 5.4 Emergency Response
	  	 	A-55	  
	 5.5 Training
	  	 	A-55	  
	 5.6 Database Management
	  	 	A-56	  
	 5.7 General
	  	 	A-56	  
	 5.8 EMEA
	  	 	A-57	  
	 6. Human Resources
	  	 	A-59	  
	 6.1 US & Mexico - Employee Relation Support
	  	 	A-59	  
	 6.2 US - Global Compensation
	  	 	A-60	  
	 6.3 US & Mexico - HR Service Center - Benefits and Executive Compensation
	  	 	A-61	  
	 6.4 US - HR Service Center - Master Data
	  	 	A-63	  
	 6.5 US - HR Service Center - Payroll
	  	 	A-64	  
	 6.6 US - HR Service Center - Call Center
	  	 	A-65	  
	 6.7 US - Medical Affairs
	  	 	A-66	  
	 6.8 HR Service Center - Staffing
	  	 	A-67	  
	 6.9 US & Mexico - Talent Mgmt - (LMS only)
	  	 	A-68	  
	 6.10 Asia Pacific HR Support
	  	 	A-70	  
	 6.11 Canada HR Support
	  	 	A-71	  
	 7. Corporate Real Estate
	  	 	A-73	  
	 7.1 Lease/Fee Property Administration
	  	 	A-73	  
	 8. Office & Building Services
	  	 	A-74	  

  

	
	A-2

	
	Schedule A

  

					
	 8.1 Barendrecht Resource Group
	  	 	A-74	  
	 8.2 US - Wilmington
	  	 	A-77	  
	 8.3 Office Space
	  	 	A-79	  
	 8.3.1 Office Space - Bezons, France Site
	  	 	A-79	  
	 8.3.2 Office Space - Warsaw, Poland Site
	  	 	A-79	  
	 8.3.3 Office Space - Moscow, Russia Site
	  	 	A-79	  
	 8.3.4 Office Space - Milan, Italy Site
	  	 	A-80	  
	 8.3.5 Office Space - Mississauga, Canada
	  	 	A-80	  
	 9. Mexico Administrative Services
	  	 	A-81	  
	 9.1 Mexico - F&C
	  	 	A-81	  
	 9.2 Mexico - OTC
	  	 	A-83	  
	 9.3 Mexico - Employee Relation Support
	  	 	A-83	  
	 9.4 Mexico - HR - Benefits
	  	 	A-83	  
	 9.5 Mexico - HR - Payroll
	  	 	A-83	  
	 9.6 Mexico - HR - Call Center
	  	 	A-84	  
	 9.7 Mexico - Talent Mgmt - (LMS only)
	  	 	A-85	  
	 10. EMEA Finance
	  	 	A-86	  
	 10.1 Controller - General Accounting
	  	 	A-86	  
	 10.2 HR - Training
	  	 	A-87	  
	 10.3 Tax
	  	 	A-87	  
	 10.4 Treasury - Cash Application
	  	 	A-88	  
	 10.5 Treasury - Letters of Credit and Bank Guarantees
	  	 	A-88	  
	 11. EMEA Human Resources
	  	 	A-90	  
	 11.1 HR - EMEA
	  	 	A-90	  
	 12. EMEA Environmental Health & Safety
	  	 	A-95	  
	 12.1 EH&S - EMEA
	  	 	A-95	  
	 13. EMEA Russia
	  	 	A-98	  
	 13.1 EMEA Russia - Finance
	  	 	A-98	  
	 13.1.1 EMEA Russia - OTC
	  	 	A-99	  
	 13.1.2 EMEA Russia - IT
	  	 	A-99	  
	 13.1.3 HR - Russia
	  	 	A-99	  
	 14. China
	  	 	A-101	  
	 14.1 China - Human Resources
	  	 	A-101	  
	 14.2 China - Finance
	  	 	A-101	  
	 14.3 China - EH&S
	  	 	A-102	  
	 14.4 China - Administration
	  	 	A-102	  
	 14.5 China - Office Rent
	  	 	A-103	  
	 14.6 China - Supply Chain Logistics
	  	 	A-103	  
	 14.7 China - Supply Chain Order to Cash
	  	 	A-103	  
	 15. Information Technology (IT) Services
	  	 	A-105	  
	 15.1 Information Technology
	  	 	A-105	  

  

	
	A-3

	
	Schedule A

  

					
	 15.1.1 - E-mail and Calendaring Infrastructure & Services
	  	 	A-105	  
	 15.1.2 - Data, Voice and End User Computing (EUC) Infrastructure Services
	  	 	A-105	  
	 15.1.3 - HR Application Support and Infrastructure (HR4U)
	  	 	A-108	  
	 15.1.4 - Salesforce.com Application Support
	  	 	A-108	  
	 15.1.5 - Global Application Support
	  	 	A-109	  
	 15.1.6 - Global Applications Infrastructure
	  	 	A-110	  
	 15.2 IT Project Pool
	  	 	A-111	  
	 15.2.1 IT Governance Principles
	  	 	A-111	  
	 15.3 IT Service Level Objectives (SLOs)
	  	 	A-114	  
	 15.4 Terms for transfer of Nexeo SAP system data.
	  	 	A-117	  

 1. Finance 
 Ashland Service Representative: Harold Jenkins                    Recipient Service
Representative: Dale Leachman 
 Service Levels: Consistent with Section 2 of the Agreement, unless otherwise noted.

 Exit Notification: 90 days’ notice provided by Recipient to Ashland, unless otherwise noted. 

1.1 Benefits Accounting 
 Service
Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	  	 Service Levels

	Benefits Accounting	 	Benefits Accounting	 	 •    Provide sufficient access to individuals in Ashland’s
Benefits Accounting Group, including but not limited to, Nicole Bishop for:

•    Executive and stock award compensation

•    Defined contribution plans

•    Medical, dental, life insurance and long-term disability

•    Deferred compensation

•    Training and transition of work processes
	 	 •    Clearing/balancing benefit payments journal entries from
HR2U
 •    Reclassifying benefits and payments (uploading journal
entries)
 •    Post-retirement (benefits) and post-employment
(disability)
	  	

 1.2 Controller - General Accounting 
 Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Controller - General Accounting	 	Government Reporting	 	 •    Complete Annual Census reports, including ACE Investment (capital expenditures) and Information
Technology - Training and transition of work processes
	 	 •    Services do not include completion of R&D reports
	 	 •    Annual Census forms, which generally arrive in March and cover the previous year, to be
completed annually

  

	
	A-4

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Controller - General Accounting	 	Close	 	 •    Processing of Salesforce.com licensing fees, including billing
to foreign entities
 •    Training and transition of work
processes
	 	 •    Telecommunication accruals and allocations not included
	 	 •    Services to be performed quarterly

					
	Controller - General Accounting	 	Reporting - Internal	 	 •    Enter and maintain capital budget in SAP

•    Prepare monthly Capital Budget Status Report comparing capital spending to
budget
 •    Maintain programming and data for reporting

•    Training and transition of work processes
	 		 	 •    Capital budget to be entered into SAP and Lotus Notes
annually
 •    Capital Budget Status Reports to be completed
monthly

					
	Controller - General Accounting	 	Reporting - External	 	 •    Prepare quarterly financial schedules for Inventories,
Miscellaneous Non-Current Assets, Current Assets and Current Liabilities

•    Prepare annual financial schedules for Lease Liability

•    Training and transition of work processes
	 		 	 •    Financial schedules for Inventory, Miscellaneous Non-Current
Assets, Current Assets and Current Liabilities to be prepared quarterly

•    Financial schedules related to Lease Liability to be prepared
annually

					
	Controller - General Accounting	 	Close	 	 •    Review and manage the following balance sheet
items:
 •    General Ledger Account 212103 (SunTrust)

•    General Ledger Account 212110 (Citi Travel)

•    General Ledger Account 212110 (Citi P-Card)

•    General Ledger Account 118512 (Citi Travel)

•    General Ledger Account 114370 (Citi Travel)

•    General Ledger Account 114600 (automatic intercompany)

•    Manage posting periods:

•    OB52 - General Ledger open/close

•    OKB1 - Controlling open/close

•    GCP2 - Special Ledger manual posting open/close

•    Review of income statements:

•    Review and correct profit and loss tie out to Functional Area

•    Settle non-AFE orders

•    Other Tasks:

•    Correct profit centers on ‘auto-post only’ balance sheet
accounts
 •    Correct profit centers on  Fixed Asset via ABF1

•    SAP user questions

•    Training and transition of work processes
	 		 	 •    Balance sheet review, management of posting periods and income
statement review to be conducted monthly
 •    Profit center corrections to be
done on an as needed basis

					
	Controller - General Accounting	 	Reporting - External	 	 •    Prepare reports on US Export Sales

•    Training and transition of work processes
	 		 	

  

	
	A-5

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Controller - General Accounting	 	Close	 	 •    Upload the following:

•    Load Utilities paid by CASS

•    Travel Accrual

•    UPS Allocation

•    Vacation Accrual

•    American Rail

•    Prepass

•    PeopleNet

•    Wright Express

•    Truck Maintenance ARI

•    Lee Truck Taxes

•    Fed Ex

•    Chemical Sector and Corporate Purchasing Card

•    Manage PPD/Accounts Payable, Balance Sheets, purchase orders and non-purchase order
items for above Expenses
 •    Make entries:

•    G. Barton vehicle maintenance entry

•    Correct blank payroll deductions

•    Record split of expat charges

•    Miscellaneous accruals for credit card fees and shipping charges

•    Express freight allocation

•    Record rebates

•    Medicare subsidy

•    Credit card expense entry

•    Consolidate sales tax and state tax profit centers

•    Clear Fallout profit centers

•    Clean all G&A Fallout, Account 999999, Account 999998, cost center
99999a-99999z
 •    Review and correct US1CHMADM cost center Group

•    Check orders and ensure all Chem are settled

•    Split G&A Balance Sheet

•    Check Fallout Accounts 999998 and 999999 (FS10N)

•    Check for dummy profit center

•    Check to ensure Net Income equals all profit and loss accounts

•    Balance Sheet reclasses

•    Month Lag Inventory accruals

•    Create elimination entries

•    Update Investment Elimination

•    Clear ZZZZZZ Account

•    Correct bad profit centers and accounts

•    Check RE 330000 Balance for changes

•    Allocate various profit and loss items to Commercial Units

•    Training and transition of work processes
	 		 	

  

	
	A-6

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	  	 Excluded
Services
	 	 Service Levels

	Controller - General Accounting	 	Close	 	 •    Provide the following SAP support:

•     Open/close periods

•     Reverse system reversing documents (F.81)

•    Run Recurring Doc F.14 (general selection/settlement period only)

•    Run Cash Discounts F.50

•    System allocation of Accounts Receivable and Accounts Payable

•    Foreign Currency open item revalue

•    Training and transition of work processes
	  		 	
					
	Controller - General Accounting	 	Intercompany Accounting	 	 •    Maintain and submit Schedule 5

•    Follow up on intercompany payments to ensure timely payment

•    Determine and record inventory in transit

•    Training and transition of work processes
	  		 	
					
	Controller - General Accounting	 	Treasury	 	 •    Report Foreign Cash Balance

•    Training and transition of work processes
	  		 	
					
	Controller - General Accounting	 	Tax Accounting	 	 •    Income tax reporting:

•    US capital contributions to foreign subsidiaries

•    US related party sales

•    Puerto Rico financial statements/audits

•    Training and transition of work processes
	  		 	
					
	Controller - General Accounting	 	Reporting - External	 	 •    Sales reporting:

•    Destination Sales

•    Payroll and Pension reporting:

•    Foreign Pensions

•    Foreign Payroll Expenses

•    Schedules and Reports:

•    Foreign Revenues

•    Schedule XV - Foreign Operations

•    Schedule XIV - Deferred Translation Adjustments

•    Exchange Rate Schedule

•    International Sales Volume

•    International Other Long-Term Liabilities

•    Foreign Intangible Assets

•    Training and transition of work processes
	  		 	 •    Exchange Rate schedule and reports relating to International
Sales Volume, Foreign Intangible Assets and International Other Long-Term Liabilities to be completed monthly
 •    Reports relating to Pensions and Foreign Revenues to be completed quarterly
 •    Reports relating to Destination Sales, Payroll, Schedule XV and Schedule XIV to be completed annually

					
	Controller - General Accounting	 	Property Accounting	 	 •    Prepare reports for external reporting:

•    International Property Progression

•    International Capital Expenditures

•    International Property, Plant and Equipment Retirements

•    Training and transition of work processes
	  		 	 •    International Property Progression and International Capital
Expenditures to be reported monthly
 •    Property, Plant and Equipment
Retirements to be reported annually

					
	Controller - General Accounting	 	Government Reporting	 	 •    Completion of the following forms:

•    Quarterly Financial Report (QFR) Schedule

•    Quarterly Survey of US Direct Investment Aboard (BE-577)

•    Quarterly Survey of Transactions in Selected Services and Intangible

•    Assets with Foreign Persons (BE-125)

•    Annual Survey of US Direct Investment Abroad (BE-11)

•    Training and transition of work processes
	  	 •    Completion of Benchmark Survey of US Direct Investment Abroad (BE-10) not
included
	 	 •    QFR Schedule, BE-577, BE-125 to be completed
quarterly
 •    BE-11 to be completed annually

  

	
	A-7

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	  	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Controller - General Accounting	 	Close	  	 •    Maintenance of SAP:

•    Enter Exchange Rates

•    Run group currency revaluation

•    Clean-up group currency balance sheet

•    Training and transition of work processes
	 		 	
	Controller - General Accounting	 	SAP	  	 •    Provide the following SAP support:

•    Variant for General Ledger open item clearing

•    Variant for open/close posting periods

•    Variant for local currency open item revaluation

•    Variant for local currency balance forward revaluation

•    Maintain General Ledger financial statement versions

•    Maintain foreign affiliate list and month-end revaluations

•    Fiscal year-end General Ledger rollover

•    Fiscal year-end vendor rollover

•    Fiscal year-end customer rollover

•    Calendar year-end Special Ledger rollovers ZA, ZM

•    Manage Special Ledger:

•    Maintain existing reports

•    Create new reports (as needed)

•    Create and maintain sets for reporting

•    Create and maintain variables for reporting

•    Create and maintain report groups

•    Training and transition of work processes
	 		 	 •    All year-end rollovers to be completed annually

•    Other items are changed on an as needed basis

	Controller - General Accounting	 	Reporting - Internal/External	  	 •    External Reporting:

•    Net Sales

•    Balance Sheet and Cash Flow Statement as needed to meet the requirements for
external reporting (including cash, intercompany and debt/interest balances)

•    Line of business sales and gross profit statistics

•    Other reporting

•    Training and transition of work processes
	 	 •    Environmental Schedule and Progression not included
	 	
	Controller - General Accounting	 	Reporting - External	  	 •    Prepare monthly expense trend reports summarizing warehouse
and delivery expenses
 •    Prepare monthly expense trend reports for Canadian
cost centers
 •    Training and transition of work processes
	 		 	
	Controller - General Accounting	 	Reporting - External	  	 •    External reporting on foreign lease information

•    Training and transition of work processes
	 		 	 •    To be prepared annually, following fiscal year end

	Controller - General Accounting	 	Reporting - External	  	 •    External reporting on progression of bad debts

•    Training and transition of work processes
	 		 	
	Controller - General Accounting	 	Intercompany Accounting	  	 •    Reconciliation of intercompany balances

•    Training and transition of work processes
	 		 	

  

	
	A-8

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	  	 Service Levels

	Controller - General Accounting	 	General Ledger Maintenance	 	 •    General Ledger account maintenance:

•    Account setup and maintenance

•    Account extension to other companies

•    Creation and maintenance of bank General Ledger accounts

•    Alternative General Ledger account setup and maintenance

•    Cost Element maintenance:

•    Setup and maintenance

•    Assessment account setup

•    Cost element group setup

•    Cost element group maintenance

•    Profit center maintenance:

•    Setup and maintenance

•    Standard profit center hierarchy maintenance

•    Alternative profit center hierarchy creation

•    Alternative profit center hierarch maintenance

•    Cost center maintenance:

•    Setup and maintenance

•    Standard cost center hierarchy maintenance

•    Alternative cost center hierarchy creation

•    Alternative cost center hierarchy maintenance

•    Training and transition of work processes
	 		  	
	Controller - General Accounting	 	Audit	 	 •    Support for all external audit and control reviews for all
Recipient entities
 •    Training and transition of work
processes
	 		  	
	Controller - General Accounting	 	Intercompany Accounting	 	 •    Determine, reconcile and record inventory in transit

•    Maintain and report on Schedule 5

•    Training and transition of work processes
	 		  	 •    Schedule 5 reporting to be done on a monthly basis

  

	
	A-9

	
	Schedule A

  

 1.3 Corporate Accounting 
 Service Provider: Ashland Inc.
                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

					
	Corporate Accounting	 	Reporting - External	 	 •     External reporting on stock activity for any SEC
reporting
 •     Prepare debt information for any financial
presentations
 •     Training and transition of work
processes
	 		 	
					
	Corporate Accounting	 	Insurance Accounting	 	 •     Training and transition of work processes
	 	 •     Services do not include:

•     Budgeting, allocation, accrual setups, balance sheet reconciliation,
true-ups, TPA claims charge-out process
 •     Ashmont Insurance
Accounting
 •     Incurred but not reported (IBNR) work

•     International Insurance Accounting

•     Prepaid and Self Insurance Accounting

•     Review and correction of monthly distribution of insurance claim
costs
 •     Difference in Conditions (DIC) insurance premium billings to
foreign entities
 •     Quarterly allocation of charges for insurance
bonds processed by law department
	 	

 1.4 External Reporting 
 Service Provider: Ashland Inc.
                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	External Reporting	 	Reporting - External	 	 •     Provide sufficient access to individuals in Ashland’s general accounting and external
reporting groups, including, but not limited to, Michael Meade, Samuel Richardson and Harold Jenkins, in order to facilitate and support knowledge transfer of the external financial reporting process
	 		 	 •     To be completed in accordance with a mutually agreed upon reporting
timeline

  

	
	A-10

	
	Schedule A

  

 1.5 Property Accounting 
 Service Provider: Ashland Inc. Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	  	 Service Levels

	Property Accounting	 	Property Accounting	 	 •     Prepare Schedule C property progression for year-to-date
and monthly activity
 •     Compare monthly book values against tax
values for Property, Plant and Equipment deferred tax
 •     Post monthly
Depreciation
 •     Record Capital Expenditures and Additions

•     Record Retirements and Sales

•     Record transfers of assets

•     Record property related journal entries

•     Monthly settlement and assessment for construction in progress
(CIP)
 •     Authorization for expenditure (AFE) approvals and
closeout
 •     90% Complete AFE check prepared monthly

•     60 Days Inactivity AFE check prepared monthly

•     AFE Status Report

•     Reconciliation to the General Ledger of Schedule 3A Property, Plant and
Equipment and Capitalized Leases for Corporate Work in Progress

•     Reconciliation to the General Ledger of retirement of assets

•     Property analysis for Cash Flow

•     Training and transition of work processes
	 		  	

 1.6 Controller - Canada 
 Service Provider: Ashland
Inc.                                         
       Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	  	 Service Levels

					
	Controller - Canada	 	Audit	 	 •     Answer audit questions according to auditor’s
Client Assistance letter and answer follow up questions
 •     Maintain
S-accounts:
 •     Reconcile annual statements with SAP

•     Recognize audit/local statutory adjustments

•     Book adjustments through SAP

•     Training and transition of work processes
	 		  	
					
	Controller - Canada	 	Tax Accounting	 	 •     Prepare and submit monthly income tax
installments
 •     Coordinate with local country tax advisors

•     Prepare non-resident tax payments and reconcile with General Ledger
(withholding tax on payments to non-Canadian residents)
 •     Other
Taxes
 •     Run reports for preparation of tax filings

•     Provide information for preparation of tax provision

•     Training and transition of work processes
	 	 •     Services do not include monthly reclass of accrued property tax payable
balance
	  	
					
	Controller - Canada	 	Tax Accounting	 	 •     Year-end tax schedule

•     Tax group support in audit type process

•     Training and transition of work processes
	 		  	

  

	
	A-11

	
	Schedule A

  

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	  	 Service Levels

	Controller - Canada	 	Reporting - External	 	 •     Prepare the following:

•     Schedule 5

•     Pension schedule

•     Post-retirement benefits schedule

•     Pension expense and payment schedule for tax

•     Accrual schedule for tax

•     Lease deductible report for tax

•     Training and transition of work processes
	 		  	
					
	Controller - Canada	 	Payroll Accounting	 	 •     Record payroll fundings

•     Record, sort and reconcile payroll

•     Record payroll accruals

•     Record and reconcile health benefits

•     Record other employee benefit costs

•     Record, reconcile and submit reports on pension expense and payments by
pension plan
 •     Record, reconcile and submit reports on
post-retirement benefits expense and payments
 •     Maintain and report
on severance schedules
 •     Record vacation accrual

•     Training and transition of work processes
	 		  	
					
	Controller - Canada	 	Government Reporting	 	 •     Complete monthly wholesale trade survey for Statics
Canada
 •     Complete quarterly survey of financial statements for
Statics Canada
	 		  	 •    Trade Survey to be completed monthly

•     Financial statements to be completed quarterly

•     Service levels, processes and systems will remain consistent with historical
service levels within the last fiscal year

					
	Controller - Canada	 	Coding	 	 •     Determine coding lease car invoices for GE Fleet and submit
to Accounts Payable
 •     Determine coding fuel and maintenance cost of
the GE Fleet and accrue when needed
 •     Provide coding to Treasury for
check receipts not related to customers
 •     Training and transition of
work processes
	 		  	
					
	Controller - Canada	 	Close	 	 •     Record Express Toll Route (ETR) expense on a corporate cost
center and allocate to divisions
 •     Allocate miscellaneous small
freight and package deliveries
 •     Manage phone allocations

•     Balance divisional balance sheet

•     Sort out dummy profit centers on cc 1700

•     Record Canada Purchasing Card and coding to sort HST, PST and QST
taxes
 •     Citicard/Travel recording and reconciling of travel and
entertainment balance sheet account - Training and transition of work processes
	 	 •     Services do not include:

•     Cash discounts and vendor rebate allocations (allocate remaining balance
after initial allocation is done)
 •     Allocating out corporate balance
sheet
 •     Allocating capital taxes for Canada
	  	

  

	
	A-12

	
	Schedule A

  

 1.7 Controller - Mexico 
 Service Provider: Ashland Inc.
                                         
   Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

					
	Controller - Mexico	 	Tax Accounting	 	 •     Reconciliation and recording of VAT:

•     Reconcile VAT accounts

•     Record VAT payments and match with invoices

•     Reconcile withholding tax accounts

•     Record tax entries other than VAT
	 	 •     Monthly reclass of accrued property tax payable balance not included
	 	
					
	Controller - Mexico	 	Reporting - External	 	 •     Prepare volume report

•     Report package management

•     Review cost center trend report

•     Reconcile balance sheet

•     Training and transition of work processes
	 	 •     Recipient remains accountable and liable for financial statements prepared or filed on its
behalf by Ashland
	 	
	Controller - Mexico	 	Payroll Accounting	 	 •     Record payroll funding

•     Record and reconcile payroll

•     Record health and other employee benefits

•     Record pension/retirement indemnities expense

•     Record Food coupons

•     Record 13th month pay accruals

•     Record Payroll accruals

•     Record TR and SIP accruals

•     Record Vacation accruals

•     Reconcile Savings plan on Recipient balance sheet

•     Record Profit Sharing accruals

•     Training and transition of work processes
	 		 	
	Controller - Mexico	 	Close	 	   Allocations:
 •     Allocate plastics seller cost to the US
 •     Balance the divisional balance sheet
 •     Determine accounts receivable reserves and record them
 •     Accrue outbound freight cost
 •     Determine travel accruals
 •     Resolve dummy entries

•     Training and transition of work processes

•     Provide the following costing services:

•     Run product costing for Recipient for Plant 0033

•     Review and act upon actual costing report

•     Review margin analysis report and follow up where needed

•     Do PA corrections where needed
	 		 	

  

	
	A-13

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

		 		 	 •     Perform FI to PA reconciliation

•     Record Koch and Sabic price support

•     Determine obsolete stock reserve and record

•     Record ES related corrections, such as recycler billings and match vendor
cost to billing
 •     Training and transition of work
processes
	 		 	
	 Controller - Mexico
	 	Audit	 	 •     Answer audit questions according to auditor’s
Client Assistance letter and answer follow up questions
 •      Maintain
S-accounts:
 •     Reconcile annual statements with SAP

•     Recognize audit/local statutory adjustments

•     Book adjustments through SAP

•     Training and transition of work processes
	 		 	
	 Controller - Mexico
	 	Reporting	 	 •     Mexican Reporting Package

•     Margin Analysis

•     Training and transition of work processes
	 		 	

  

	
	A-14

	
	Schedule A

  

 2. Treasury 
 Ashland Service Representative: Lynn Freeman                Recipient Service Representative: Craig
LaPlante 
 Service Levels: Consistent with Section 2 of the Agreement, unless otherwise noted. 

Exit Notification: 90 days’ notice provided by Recipient to Ashland, unless otherwise noted. 

2.1 Cash Application North America 

Service Provider: Ashland
Inc.                                         
       Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - Cash Application NA	 	Cash Application	 	 •     Continue to apply all cash receipts and related support activities as performed by Ashland
for the Business prior to the Effective Date
	 		 	 •     Maintain a target of 90% of cash application within 2
business days
 •     Parties will agree on special cash application
procedures for the first 60 days after the Effective Date for North American (and EMEA)

  

	
	A-15

	
	Schedule A

  

 2.2 Cash Management North America, EMEA 
 Service Provider: Ashland
Inc.                                         
       Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - Cash Management NA, EMEA	 	Banking	 	 •     Provide bank administration, including opening, closing,
maintenance, setup in SAP, completing foreign bank account reporting forms and previous day cash reconciliation for all bank accounts
 •     Administer online bank reporting systems, including downloading data files and providing access to online banking systems

•     Management of bank account signatories
	 	 •     Services do not include:

•     Sign off on banking documents

•     Fee negotiation

•     Decision making regarding services and fees

•     Analyzing banking fees

•     Ongoing management of bank relationships

•     Establishing and managing bank lines of credit
	 	 •     Service levels to be consistent with service levels
provided to the Business during the 12 months prior to the Effective Date

•     Complete prior day bank reconciliation daily prior to 12 pm

•     Update bank reporting systems and provide reports within 24 hours

•     Above service levels assume bank systems are working
properly

					
	Treasury - Cash Management NA, EMEA	 	Direct Debit Collections	 	 •     Execute all payment runs for direct debit and bills of exchange transactions
	 		 	

  

	
	A-16

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - Cash Management NA, EMEA	 	Payments	 	 •     Check Payments:

•     Execute payment runs for checks

•     Execute check printing of special handling checks (maintain printers, procure
check stock, stuff envelopes and mail)
 •     Execute stop
payments
 •     Check image retrievals

•     Check re-issuance/duplicates

•     Perform positive pay process and exceptions

 
 •     Wires
and EFT Payments:
 •     Initiate and approve all automated and manual AP
wires and ACHs
 •     Process Accounts Payable, and Payroll EFT payments
that are not included in Accounts Payable and payroll payment files

•     Process treasury related EFTs (i.e., interest payments, dividends,
etc.)
 •     Set up and approve repetitive templates in bank
systems
 •     Tax Payments:

•     Process tax payments in a similar manner as performed prior to the Effective
Date by Ashland
 •     Foreign Currency Payments:

•     Process foreign currency payments in a similar manner as performed prior to
the Effective Date by Ashland
	 	 •     Approval of individual non-repetitive wires that were
not previously approved in SAP via Finance Approval Authority (FAA) not included

•     Recipient tax personnel will provide details on timing of manual tax
payments
 •     Services do not include establishing credit lines to use
FXall
	 	 •     Check printing issues to be resolved within 1 business
day as long as there are no issues with the banking partner
 •     Stop
payments requests to be executed on same day if request is received prior to 12 pm

•     Execute wires and initiate foreign currency payments same day for all
requests received prior to 1 pm (timing to be adjusted based on cutoff for drawdown of the revolver)

•     Above service levels assume the Finance Approval Authority (FAA) is adequate
to process payments

  

	
	A-17

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - Cash Management NA, EMEA	 	Liquidity Management	 	 •     Manage daily cash position and generate daily cash
reports to determine liquidity needs (funding/investing)
 •     Perform
daily bank account reconciliation of cash concentration account to previous day’s activity

•     Deposit miscellaneous checks (i.e., vendor payments, tax refunds and other
miscellaneous checks) into Recipient depository accounts and make appropriate accounting entries

•     Concentrate cash across Recipient bank accounts on a daily basis

•     Fund controlled disbursement accounts
	 	 Ashland will not:
 •     Develop and manage capital structure strategies
 •     Determine funding levels of each Recipient entity
 •     Ensure adequate cash is available in each account to execute disbursements

•     Oversee results of reconciliation
	 	 •     Cash position report to be provided daily by 12 pm

					
	Treasury - Cash Management NA, EMEA	 	Reconciliation	 	 •     Perform monthly bank account reconciliations to General
Ledger
 •     Provide bank statements, as needed
	 	 •     Approval of bank account reconciliation not included
	 	 •     Monthly bank reconciliation to be completed within 2
business days after month end close and/or after receipt of bank statement

•     All reconciling items to be reported to appropriate departments for research
and resolution and follow up is conducted to ensure timely resolution

					
	Treasury - Cash Management NA, EMEA	 	Payment Interfaces	 	 •     Oversee IT’s maintenance of payment interfaces and resolve issues as
necessary
	 		 	 •     Resolve SAP interface issues within 1 business day

					
	Treasury - Cash Management NA, EMEA	 	System Access	 	 •     Maintain Finance Approval Authority (FAA) system user access (management of FAA technology
to be performed by IT)
	 	 •     Ashland will not review access in the FAA system for appropriateness
	 	
					
	Treasury - Cash Management NA, EMEA	 	Treasury Accounting	 	 •     Record monthly accounting entries for Treasury related payments (excluding Accounts
Payable and payroll)
	 	 •     Services do not include making decisions on accounting treatment of irregular
items
	 	 •     All Treasury journal entries to be completed within 3 business days after month end
close

  

	
	A-18

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	  	 Service Levels

	Treasury - Cash Management NA, EMEA	 	Other	 	 •     Support other key functions interfacing with Treasury as
required, including providing reports to the Accounts Payable function

•     Provide reporting from Chesapeake

•     Process escheatment transactions

•     Training and transition of work processes
	 	 •     Services do not include processing bank drafts for
collections or payments
 •     Training costs are not included and will
be charged to Recipient on an hourly basis at a rate of $50/hour
	  	

 2.3 Debt/Intercompany Loan - North America, EMEA 
 Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - Debt/ Intercompany Loan	 	Debt	 	 Debt Management:
 •     Execute and manage short-term debt (i.e., bank revolving credit facility)

•     Administer borrowings and repayments under the ABL facility and swing
line
 •     Calculate interest rates and fees

•     Monitor and execute debt interest and principal payments
	 	 •     Excluded Debt Management services:

•     Develop and manage financing strategies and plans

•     Instruct Ashland on necessary drawdowns

•     Provide guidance to Ashland on revolver details

•     Excluded Debt Reporting services:

•     Consolidate borrowing base details from international Recipient
entities
 •     Calculate borrowing base as required and maintain credit
agreement with lenders
 •     Monitor covenants and perform applicable
calculations
 •     Provide sign off on debt covenant
certificates
	 	 •     Debt drawdowns and repayments to be executed on same day if provided prior to the bank
deadline

					
	Treasury - Debt/ Intercompany Loan	 	Intercompany Financing	 	 •     Administer intercompany loans

•     Monitor and reconcile calculation of intercompany interest
	 	 Services do not include:
 •     Approval of intercompany loan agreements and transactions
 •     Drafting intercompany loan agreements
	 	

  

	
	A-19

	
	Schedule A

  

 2.4 Financial Risk Management - North America, EMEA 

Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - Financial Risk Management	 	Financial Risk Management	 	 •     Run balance sheet exposure reports and determine hedging
necessary, based on guidelines to be provided by Recipient, in a manner similar to Ashland’s hedging process prior to the Effective Date
 •     Execute foreign currency derivative trades
 •     Maintain trade documentation for derivative trades
 •     Perform mark-to-market foreign currency derivative valuation
 •     Execute interest rate derivate settlements - Create journal entries for hedges
	 	 Services do not include:
 •     Developing and managing financial risk strategies
 •     Executing interest rate derivative hedging
 •     Calculating hedge exposure and determine hedging items
 •     Performing hedge accounting activities including effectiveness testing and determining accounting treatment
	 	 •     Trades to be executed on the same day if request is received by 1 pm

 2.5 Investments - North America, EMEA 
 Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - Investments	 	Investments	 	 •     Execute short term investment activity (i.e., overnight sweep account and money market
funds)
	 	 •     Services do not include developing investment policy and monitoring
compliance
	 	 •     Execute investments in accordance with Recipient investment
guidelines

 2.6 Letters of Credit - Global except for Russia 
 Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - Letters of Credit and Bank Guarantees	 	Letters of Credit and Guarantees	 	 •     Issue applications for letters of credit and bank
guarantees
 •     Manage bank letters of credit and
guarantees
	 	 Services do not include:
 •     Approving letters of credit and guarantees
 •     Making decisions regarding third party terms to be in letters of credit
	 	

  

	
	A-20

	
	Schedule A

  

 2.7 Intercompany Netting - Global 
 Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - Netting	 	Intercompany netting	 	 •     Maintain the netting system

•     Support with resolution of netting issues in North America
	 	 •     Services do not include overseeing successful completion of netting (performed outside of
Treasury)
	 	

 2.8 China 
  

			
	Service Provider: Ashland China Holdings Company	  	Service Recipient: Nexeo Solutions Trading (Shanghai) Company Limited and/or Nexeo Solutions Chemicals Trading (Shanghai) Company Limited

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - China	 	Banking	 	 •     Provide local bank administration, including opening,
closing, maintenance, setup in SAP, completing foreign bank account reporting forms and previous day cash reconciliation, for all bank accounts
 •     Administer online bank reporting systems, including downloading data files and providing access to online banking systems

•     Management of bank account signatories

•     Process annual inspection for all bank accounts
	 	 •     Services do not include:

•     Sign off on banking documents

•     Fee negotiation

•     Decision making regarding services and fees

•     Analyze banking fees

•     Ongoing management of bank relationships

•     Establish and manage bank lines of credit
	 	 •     Service levels to be consistent with service levels
provided to the Business during the 12 months prior to the Effective Date

•     Complete prior day bank reconciliation daily prior to 12 pm

•     Update bank reporting systems and provide reports within 24 hours

•     Above service levels assume bank systems are working
properly

  

	
	A-21

	
	Schedule A

  

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - China	 	Payments	 	 •     Wires and EFT payments:

•     Initiate and approve all automated and manual AP wires and ACHs

•     Process Accounts Payable, and Payroll EFT payments that are not included in
Accounts Payable and payroll payment files
 •     Process treasury
related EFTs (i.e., interest payments, dividends, etc.)
 •     Set up and
approve repetitive templates in bank systems
 •     Tax
Payments:
 •     Process tax payments in a similar manner as performed by
Ashland prior to the Effective Date
 •     Foreign Currency
Payments:
 •     Process foreign currency payments in a similar manner as
performed prior to the Effective Date by Ashland China
 •     Apply SAFE
approval for some special payments
	 	 •     Approval of individual non-repetitive wires that were
not previously approved in SAP via Finance Approval Authority (FAA) not included

•     Recipient’s tax personnel will provide details on timing of manual tax
payments
 •     Services do not include establish credit lines to use
FXall
	 	 •     Check printing issues to be resolved within 1 business
day as long as there are no issues with the banking partner
 •     Stop
payments requests to be executed on same day if request received prior to 12 pm

•     Execute wires and initiate foreign currency payments on same day for all
requests received prior to 1 pm (timing to be adjusted based on cutoff for drawdown of the revolver)

•     Above service levels assume the FAA is adequate to process
payments

					
	Treasury - China	 	Liquidity Management	 	 •     Manage daily cash position and generate daily cash
reports to determine liquidity needs (funding/investing)
 •     Perform
daily bank account reconciliation of cash concentration account to previous day’s activity

•     Deposit miscellaneous checks (i.e., vendor payments, tax refunds and other
miscellaneous checks) into Recipient depository accounts and make appropriate accounting entries

•     Concentrate cash across Recipient bank accounts on a daily basis

•     Fund controlled disbursement accounts
	 	 •     Services do not include:

•     Developing and managing capital structure strategies

•     Determining funding levels of each Recipient entity

•     Ensuring adequate cash is available in each account to execute
disbursements
 •     Overseeing results of reconciliation
	 	 •     Cash position report provided daily by 12 pm CST (GMT+8)

					
	Treasury - China	 	Reconciliation	 	 •     Perform monthly bank account reconciliations to general
ledger
 •     Provide bank statements, as needed
	 	 •     Approval of bank account reconciliation not included
	 	 •     Monthly bank reconciliation to be completed within 2
business days after month end close and/or after receipt of bank statement

•     All reconciling items to be reported to appropriate departments for research
and resolution and follow up is conducted to ensure timely resolution

  

	
	A-22

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - China	 	Payment Interfaces	 	 •     Work with IT and Corporate Treasury to test payment interfaces
	 		 	 •     Resolve payment interface issues within 1 business day

					
	Treasury - China	 	Treasury Accounting	 	 •     Record monthly accounting entries for Treasury related payments (excluding Accounts
Payable and payroll)
	 	 •     Services do not include making decisions on accounting treatment of irregular
items
	 	 •     All Treasury journal entries to be completed within 3 business days after month end
close

					
	Treasury - China	 	Other	 	 •     Support other key functions interfacing with Treasury as
required, including providing reports to the Accounts Payable function

•     Training and transition of work processes
	 	 •     Services do not include processing bank drafts for
collections or payments
 •     Training costs are not included and will
be charged to Recipient on an hourly basis at a rate of $50/hour
	 	

 2.9 Singapore 
 Service Provider: Ashland China Holdings Company            Service Recipient: Nexeo Solutions Singapore Pte. Ltd. 

 

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - Singapore	 	Banking	 	 •     Provide local bank administration including opening, closing, maintenance, setup in SAP,
completing foreign bank account reporting forms and previous day cash reconciliation, for all bank accounts
	 	 Services do not include:
 •     Sign off on banking documents
 •     Fee negotiation

•     Decision making regarding services and fees

•     Analyze banking fees

•     Ongoing management of bank relationships

•     Establish and manage bank lines of credit
	 	 •     Service levels to be consistent with service levels
provided to the Business during the 12 months prior to the Effective Date

•     Complete prior day bank recon daily prior to 12 pm

•     Update bank reporting systems and provide reports within 24 hours

•     Above service levels assume bank systems are working
properly

  

	
	A-23

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - Singapore	 	Payments	 	 •     Wire and EFT Payments:

•     Initiate and approve all automated and manual AP wires and ACHs

•     Process Accounts Payable and Payroll EFT payments that are not included in
Accounts Payable and payroll payment files
 •     Process treasury
related EFTs (i.e., interest payments, dividends, etc.)
 •     Set up and
approve repetitive templates in bank systems
 •     Tax
Payments:
 •     Process tax payments in a similar manner as performed by
Ashland prior to the Effective Date
 •     Foreign Currency
Payments:
 •     Process foreign payments in a similar manner as
performed prior to the Effective Date by Ashland China
 •     Apply SAFE
approval for some special payments.
	 	 •     Approval of individual non-repetitive wires that were
not previously approved in SAP via Finance Approval Authority (FAA) not included

•     Recipient’s tax personnel will provide details on timing of manual tax
payments
 •     Services do not include establish credit lines to use
FXall
	 	 •     Check printing issues to be resolved within 1 business
day as long as there are no issues with the banking partner
 •     Stop
payment requests to be executed on same day if request is received prior to 12 pm

•     Execute wires and initiate foreign currency payments same day for all
requests received prior to 1 pm (timing to be adjusted based on cutoff for drawdown of the revolver)

•     Above service levels assume the FAA is adequate to process
payments

					
	Treasury - Singapore	 	Liquidity Management	 	 •     Manage daily cash position and generate daily cash reports to determine liquidity needs
(funding/investing)
	 	 •     Services do not include:

•     Developing and managing capital structure strategies

•     Determining funding levels of each Recipient entity

•     Ensuring adequate cash is available in each account to execute
disbursements
 •     Overseeing results of reconciliation
	 	 •     Cash position report provided daily by 12 pm CST (GMT+8)

					
	Treasury - Singapore	 	Reconciliation	 	 •     Perform monthly bank account reconciliations to General
Ledger
 •     Provide bank statements, as needed
	 	 •     Approval of bank account reconciliation not included
	 	 •     Monthly bank reconciliation to be completed within 2
business days after month end close and/or after receipt of bank statement

•     All reconciling items to be
reported to appropriate departments for
research and resolution and follow up is conducted to ensure timely resolution

					
	Treasury - Singapore	 	Payment Interfaces	 	 •     Work with IT and Corporate Treasury to test payment interfaces
	 		 	 •     Resolve payment interface issues within 1 business day

					
	Treasury - Singapore	 	Treasury Accounting	 	 •     Record monthly accounting entries for Treasury related payments (excluding Accounts
Payable and payroll)
	 	 •     Services do not include making decisions on accounting treatment of irregular
items
	 	 •     All Treasury journal entries to be completed within 3 business days after month end
close

  

	
	A-24

	
	Schedule A

  

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - Singapore	 	Other	 	 •     Support other key functions interfacing with Treasury as
required, including providing reports to the Accounts Payable function

•     Training and transition of work processes
	 	 •     Services do not include processing bank drafts for collections or payments
	 	

  

	
	A-25

	
	Schedule A

  

 3. Tax 
 Ashland Service Representative: Karen Evans                    Recipient Service
Representative: Craig LaPlante 
 Service Levels: Consistent with Section 2 of the Agreement, unless otherwise noted. 

 Exit Notification: 90 days’ notice provided by Recipient to Ashland, unless otherwise noted. 

3.1 Tax Advisor 
 Service
Provider: Ashland
Inc.                                         
       Service Recipient: Nexeo Solutions, LLC 
  

											
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Exit Notification
	 	 Service Levels

						
	Tax - Advisor	 	Tax Planning	 	 •    Assist third party providers and coordinate resources as needed for them develop and implement
appropriate tax planning strategies for Recipient
	 	 •    Approval of tax planning strategies not included
	 	30 days	 	 •   Ashland’s assistance under this Agreement does not constitute rendering tax advice and may not be
relied on to reduce tax or penalties

						
	Tax - Advisor	 	Tax Accounting	 	 •    Work with Ashland personnel, income tax compliance provider(s)
and appropriate foreign Ashland accounting groups to develop and implement global tax accounting capability
 •    Employ the use of technology based solutions as appropriate
	 		 	30 days	 	 •    Reporting to be prepared manually

						
	Tax - Advisor	 	International Tax	 	 •    Document existing Ashland transfer pricing policies for
potential use by Recipient
 •    Oversee implementation of transfer pricing
policies established by Recipient in the US and foreign Recipient entities

•    Coordinate activities of foreign Recipient entities regarding compliance with
transfer pricing policies
 •    Coordinate resources for implementation of
global tax accounting system
	 		 	30 days	 	 •    Ashland transfer pricing policies in place as of the Effective Date will be utilized where
feasible

						
	Tax - Advisor	 	Domestic Tax Compliance	 	 •    Assist in selecting and contracting with appropriate third
party provider(s) of income tax, sales tax and property tax compliance services

•    Assist in coordinating information flow to third party providers

•    Assist in determining treasury facilities in place for timely payment of all
taxes
 •    Assist in documenting and implementing appropriate tax compliance
policies and procedures necessary to appropriately guide in-house personnel after the Effective Date
	 	 •    Services do not include approval of third party contracts
	 	30 days	 	 •    Third party providers and processes used by Ashland will be utilized to leverage existing
processes where feasible

  

	
	A-26

	
	Schedule A

  

											
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Exit Notification
	 	 Service Levels

	Tax - Advisor	 	Audit / Controversy	 	 •    Assist Recipient in documenting that data retention and audit trails exist to adequately
accommodate future audit needs
	 	 •    Recipient is responsible for being adequately prepared for future audit activity
	 	30 days	 	
	Tax - Advisor	 	Administration - Staffing	 	 •    Assist Recipient in determining responsibilities and staffing
requirements of Recipient’s tax department
 •    Document job
descriptions as well as department policies, processes and workflow for permanent tax department

•    Participate in the recruiting and hiring of permanent staff as
appropriate
 •    If requested, prepare initial department budget for review
by Recipient
	 	 •    Services do not include:

•    Approval of all hiring and policy decisions

•    Approval of documentation
	 	30 days	 	

 3.2 Tax Training 
 Service Provider: Ashland Inc.
                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Tax - Training	 	Tax Process and Procedure Training	 	 •    Ashland tax personnel to provide training support for Recipient personnel on tax processes and
procedures as reasonable and necessary, including sales/use data processing/review, property tax processing/review, Form-1099s processing, and other related tasks
	 		 	 •    Service levels to provide an adequate level of individual training to enable Recipient’s
tax personnel or third party providers to perform functions previously performed by Ashland for Recipient following the Effective Date

  

	
	A-27

	
	Schedule A

  

 4. Supply Chain 
 Service Levels: Consistent with Section 2 of the Agreement, unless otherwise noted. 

Exit Notification: 90 days’ notice provided by Recipient to Ashland, unless otherwise noted. 

4.1 Accounts Payable 
 Service
Provider: Ashland
Inc.                                         
           Ashland Service Representative: DJ Williams 
 Service
Recipient: Nexeo Solutions,
LLC                                    Recipient Service
Representative: Jeff Ameel 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Accounts Payable	 	Problem Resolution	 	 •    Process all direct debit payment clearings for direct debit accounts
	 		 	
	Accounts Payable	 	Other Services - Payment Card Program - US only	 	 •    Administration of the Visa payment card provided by SunTrust
Bank, including:
 •    Reconciliation and maintenance of vendor
accounts
 •    Transaction linking

•    Unclaimed fund management

•    Contact updates

•    Reconciliation of monthly SunTrust direct debit

•    Comparison and verification of cleared vendor invoices against monthly SunTrust
direct debit
 •    Entry of clearing document on SunTrust
vendor
	 	 •    Service excludes administrative support to grow the program significantly outside the scope as
of the Effective Date
	 	
					
	Accounts Payable	 	Other Services - 1099 reporting - US only	 	 •    Provide 1099 reporting for vendor services per IRS
requirements (US), including:
 •    Backup withholding notices (“B”
notices)
 •    Maintaining vendor master settings

•    Coordinating 1099 mailings to vendors and generating the IRS file
	 	 •    Service excludes the actual IRS filing and any correspondence with the IRS
	 	
					
	Accounts Payable	 	Other Services	 	 •    Manage vendor consigned settlement activity for scope of
consigned vendors as of the Effective Date
 •    Process payments for
specialized areas including Methanex and Environmental Services
 •    Provide
price support reports for open price supports
 •    Manage entries to record
Puerto Rico price supports
 •    Administer “return PO” credits from
suppliers
	 		 	 •    Management of vendor consigned settlement activity assumes scope of consigned vendors consistent
with scope as of the Effective Date

					
	Accounts Payable	 	Invoice Processing	 	 •    Process payments for freight and utilities for Recipient
utilizing CASS as a provider in the US and Canada
 •    Invoice imaging and
posting for raw materials, indirect materials and services and other expenses

•    Manual check processing for immediate payments as required, assuming vendor set up
is completed
	 		 	 •    Invoice back log not to exceed 5 days (excludes items
exceeding tolerance requiring additional approvals)
 •    Early pay cash
discounts to be recorded as earned

					
	Accounts Payable	 	Post Close services	 	 •    To the extent training is required upon termination of the Agreement, services and costs for
such training are to be determined at that time
	 		 	

  

	
	A-28

	
	Schedule A

  

 4.1.1 Accounts Payable - EMEA 
 Service Provider: Ashland Services
BV                                         
           Ashland Service Representative: DJ Williams 
 Service
Recipient: Accolade Netherlands
BV                                         
 Recipient Service Representative: Jeff Ameel 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Accounts Payable	 	Other Services - EMEA only	 	 •    Process travel and entertainment expense reimbursements for EMEA region only
	 		 	
					
	Accounts Payable	 	Invoice Processing	 	 •    Process payments for freight and utilities for Recipient
utilizing CASS as a provider in the US and Canada - Invoice imaging and posting for raw materials, indirect materials and services and other expenses
 •    Manual check processing for immediate payments as required, assuming vendor set up is completed
	 		 	 •    Invoice back log not to exceed 5 days (excludes items
exceeding tolerance requiring additional approvals)
 •    Early pay cash
discounts to be recorded as earned

 4.2 Engineering 
 Service Provider: Ashland
Inc.                                         
           Ashland Service Representative: Scott Simmers 
 Service
Recipient: Nexeo Solutions,
LLC                                    Recipient Service
Representative: Jennifer Medcalf 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Engineering	 	Systems	 	 •    Provide database management expertise to address any processing and/or database functionality
issues
	 		 	
					
	Engineering	 	Expense Programs	 	 •    Provide critical program support and management on an hourly
basis, as needed
 •    Utilize Engineering Assignment Sheet (E-sheet) process
for tracking engineering support hours and charges
 •    Include Recipient in
meetings and/or project teams to facilitate implementation and maintenance of the following programs, including the production or updating of any related documentation:

•    Electrical Safety Program

•    Mechanical Integrity Program

•    Process Safety Management and Risk Management Plans

•    Provide expertise regarding technical specifications and engineering
standards
 •    Provide regulatory support on an as needed basis, including,
but not limited to:
 •    Piping projects

•    Tank installation and removal

•    Hazardous warehouse space classification

•    Manage tank farm projects and tank product change request analysis

•    Perform above ground storage tank (AST) and floating roof inspections or sub
contract to an approved vendor at Recipient’s expense
 •    Perform
energy audits and energy reduction projects at designated plant locations

•    Develop and update schematics, drawings and blueprints as needed
	 	 •    Services do not include providing project development work
beyond the capacity of available in-house resources (Ashland and Recipient may mutually agree upon the hiring and supervision of a third party at Recipient’s expense)

•    Recipient remains accountable and liable for regulatory compliance
	 	

  

	
	A-29

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Engineering	 	Capital Project	 	 •    Provide expertise for capital project development and project
management on an hourly basis, as needed - Utilize Engineering Assignment Sheet (E-sheet) process for tracking engineering support hours and charges
 •    Perform conceptual project development work and provide evaluations and recommendations for facility improvement projects

•    Provide other engineering project management services not specifically listed on an
as needed basis including, but not limited to, any work where Recipient would need engineering support, including turn key projects, small project management, large project management and engineering projects where Recipient would not have in-house
expertise.
	 	 •    Services do not include providing project development work beyond the capacity of available
in-house resources (Ashland and Recipient may mutually agree upon the hiring and supervision of a third party at Recipient’s expense for project development, creation of detailed designs and project execution, as needed)
	 	
					
	Engineering	 	Billing	 	 •    Provide a monthly accounting of hours and charges on a project/line item basis
	 		 	 •    Monthly billing will include hourly charges for all described
services plus travel expenses, which travel expenses will be charged based on actual, incurred expenses

•    Invoicing to be consistent with processes used by Ashland to charge for
tracking/billing
 •    If travel involves work to be done for both Ashland and
Recipient, the percentage of such travel expenses billed to Recipient shall be in proportion to the work done for Recipient

  

	
	A-30

	
	Schedule A

  

 4.3 Indirect 
 Ashland Service Representative: Brian McGrath                    Recipient Service
Representative: Jeff Ameel 
 4.3.1 Indirect - Travel 
 Service Provider: Ashland
Inc.                                         
          Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Indirect	 	Travel	 	 •    Provide air, rental car and hotel travel management services, including access to travel support
services and rates, for North America only
	 	 •    All services outside of North America (i.e., EMEA is not included)
	 	 •   The described travel services will be provided on the following
conditions:
 1.      All domestic travel arrangements must be booked
online;
 2.      Travel profiles must be maintained by each Recipient
employee;
 3.      Personal credit card or Recipient corporate card must
be on employee profile;
 4.      There must be compliance with all
Ashland travel standards (the online tool has been built according to standards and Key Performance Indicators will be measured for compliance); and
 5.      Employees must use Ashland’s preferred air, hotel and car rental suppliers

•    24/7 capability to book travel online

•    Employee tracking (only available to US and Canada employees) through the S.O.S.
System
 •    Ashland’s preferred supplier rates will be extended to
Recipient employees

  

	
	A-31

	
	Schedule A

  

 4.3.2 Indirect - Procurement Operations 
 Service Provider: Ashland Inc.
                                    Service Recipient: Nexeo
Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Indirect	 	Procurement Operations	 	 •    Complete service from Procurement Operations team (members in
Dublin, Wilmington and Lexington), including converting requisitions to purchase orders, routing purchase orders for Recipient approval, expediting purchase orders and interacting with vendors

•    Maintain corporate contract database addressing insurance certificates, legal
terms, risk, contract compliance and contract storage
 •    Create and
maintain outline agreements and blanket orders
 •    Utilize AERS management
tool to create SAP purchase requests
 •    Work with Credit and Master Data
teams to open up new vendors
 •    Review purchase orders to determine if they
are taxable or exempt based upon taxability guidelines provided by tax personnel and appropriately reflect in SAP
	 	 •    No services provided in EMEA
	 	 •    Handle all transaction requests within 24 hours after receipt on normal business
days

 4.3.3 Indirect - Packaging 
 Service Provider: Ashland
Inc.                                     Service Recipient:
Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Indirect	 	Packaging	 	 •   Execute sourcing process on container packaging through use of
strategic sourcing practices
 •    Provide communication to suppliers and site
locations to ensure smooth transitions and program compliance
 •    Provide
regulatory assistance regarding container selection, changing regulations, and environmental, health and safety (EH&S) compliance
 •    Provide monthly pricing updates used for forecasting and notification on container price changes

•    Maintain outline agreements in SAP

•    Manage the overall relationship with container providers

•    Provide contract administration

•    Provide workflow purchase order resolution

•    Process new packaging material requests

•    Request master data changes, as needed

•    Maintain packaging specification in database
	 	 •    Services exclude pallets, corrugated boxes,
gaylords
 •    No services provided in EMEA

•    Recipient remains accountable and liable for regulatory compliance
	 	 •    Negotiate and finalize supplier contracts within 90 days of
request
 •    Respond to and resolve supplier complaints within 30 days of
written or other notice from supplier

					
	Indirect	 	Human Resources	 	 •    Provide negotiations for Medical Affairs, human resources
services and temporary labor
 •    Execute the sourcing process, including
issuing requests for proposals (RFPs)
 •    Elevate service issues to the
appropriate parties as needed to resolve such issues
 •    Provide contract
administration
 •    Manage vendor relationships
	 	 •    No services provided in EMEA
	 	 •    Negotiate and finalize supplier contracts within 90 days of
request
 •    Respond to and resolve supplier complaints within 30 days of
written or other notice from supplier

  

	
	A-32

	
	Schedule A

  

 4.3.4 Indirect - MRO/Services/CAPEX 
 Service Provider: Ashland Inc.
                                    Service Recipient: Nexeo
Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Indirect	 	MRO/Services/CAPEX	 	 •     Develop and execute sourcing strategies by category and
project
 •      Negotiate price, commercial and legal terms with
suppliers and develop contracts
 •     Negotiate global and/or national
contracts to leverage spend by category or vendor
 •     Provide
communication to suppliers and site locations to ensure smooth transitions and program compliance

•     Provide regulatory assistance as needed

•     Provide monthly pricing updates used for forecasting

•     Maintain outline agreements in SAP

•     Manage the overall relationship with suppliers and administer contracts as
required
 •     Provide workflow purchase order and invoice resolution as
required
 •     Process new vendor/material requests

•     Request master data changes as needed
	 	 •     Services exclude rolling equipment

•     No services provided in EMEA
	 	 •     Negotiate and finalize supplier contracts within 90 days
of request
 •     Respond to and resolve supplier complaints within 30
days of written or other notice from supplier

 4.3.5 Indirect - IT 
 Service Provider: Ashland Inc.
                                    Service Recipient: Nexeo
Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Indirect	 	IT	 	 •     Develop and execute sourcing strategies by category and
project
 •     Negotiate price, commercial and legal terms with suppliers
and develop contracts
 •      Negotiate global and/or national contracts
to leverage spend by category or vendor
 •      Provide communication to
suppliers and site locations to ensure smooth transitions and program compliance

•      Maintain outline agreements in SAP

•      Manage the overall relationship with suppliers and administer contracts as
required
 •      Provide workflow purchase order and invoice resolution
as required
 •      Process new vendor/material requests

•      Request master data changes as needed
	 	 •     No services provided in EMEA
	 	 •     Negotiate and finalize supplier contracts within 90 days
of request
 •     Respond to and resolve supplier complaints within 30
days of written or other notice from supplier

  

	
	A-33

	
	Schedule A

  

 4.3.6 Indirect - Freight 
 Service Provider: Ashland Inc.
                                    Service Recipient: Nexeo
Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Indirect	 	Freight	 	 •     Work with Ashland Logistics team to develop a
transportation strategy
 •     Execute the strategic sourcing process,
which includes performing the following services:
 •     Issue requests
for proposals (RFPs)
 •     Provide freight rate negotiations for
less-than-truckload (LTL), TL, TT, ocean, rail and parcel freight

•     Manage the overall carrier relationships, elevate service issues to the
appropriate parties as needed to resolve such issues
 •     Administer
the carrier approval program
 •     Provide contract
administration
 •     Maintain freight rates in rating engine

•     Provide rating engine training

•     Maintain and disseminate routing guides

•     Manage loss and damage claims over $5000

•     Manage relationship with CASS and post auditors

•     Resolve payment and contract disputes with carriers

•     Provide operational assistance on imports/exports

•     Manage the relationships with brokers, forwarders and third party logistics
providers
	 	 •     No services provided in EMEA
	 	 •     Negotiate and finalize supplier contracts within 90 days
of request
 •     Respond to and resolve supplier complaints within 30
days of written or other notice from supplier

 4.3.7 Indirect - Energy Management 

 

			
	Service Provider: Ashland Inc.	 	Service Recipient: Nexeo Solutions, LLC

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Indirect	 	Energy Mgmt.	 	 •     Provide the following energy management services for
natural gas and electricity at Carson, California, Houston, Texas, Morrisville, Pennsylvania, and Willow Springs, Illinois sites:
 •     Develop and execute sourcing strategies
 •     Issue RFPs and finalize supplier contracts
 •     Review supplier invoices
	 	 •     No services provided in EMEA
	 	 •     Negotiate and finalize supplier contracts within 90 days
of request
 •     Respond to and resolve supplier complaints within 30
days of written or other notice from supplier

  

	
	A-34

	
	Schedule A

  

 4.3.8 Indirect - Corporate Card Services 
 Service Provider: Ashland Inc.
                                    Service Recipient: Nexeo
Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Indirect	 	Corporate Card Services	 	 •     Develop and execute sourcing strategies for card
services
 •     Negotiate price, commercial and legal terms with
suppliers and develop contracts
 •     Provide communication to suppliers
and site locations to ensure smooth transitions and program compliance

•     Manage the overall relationship with suppliers and administer contracts as
needed
 •     Provide administrative services for card management,
including issuing and canceling cards
	 	 •     No services provided in EMEA
	 	 •     Negotiate and finalize supplier contracts within 90 days
of request
 •     Respond to and resolve supplier complaints within 30
days of written or other notice from supplier

 4.4 Logistics 
  

			
	Ashland Service Representative: Ed Kelly	 	Recipient Service Representative: Pat Cassidy 

 4.4.1 Logistics - Regional Logistics Support 

 

			
	Service Provider: Ashland Inc.	 	Service Recipient: Nexeo Solutions, LLC 

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Logistics	 	Regional Logistics Support	 	 •     Provide logistics analysis and optimization support to
Recipient facilities in the Northern, West, Southeast and East Coast regions of the US

•     Provide analysis and support for agreed upon logistics projects

•     Provide input to Logistics and transportation strategies for
Recipient
 •     Develop tactical procedures and processes to implement
transportation strategy as directed by Recipient
 •     Work with carrier
base to resolve systemic carrier issues
 •     Manage and process the
compliance of Approved Carrier Program
 •     Provide carrier route
guides and select program carriers for Recipient
 •     Manage Recipient
carrier base and function as liaison between Recipient and carriers for systemic and corporate transportation issues
 •     Manage package claims above $5,000
 •     Provide support for rail car optimization
 •     Prepare freight data reports
	 	 •     Services exclude:

•     Bulk freight claims

•     Local service issues

•     No services provided in:

•     Midwest US and Ohio Valley regions for logistics analysis and optimization
services
 •      Intra Mexico

•      EMEA
	 	

 4.4.2 Logistics - Fuel Management of Auto Fleet using Wright Express Fuel Cards 

Service Provider: Ashland Inc.
                                    Service Recipient: Nexeo
Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Logistics	 	Fuel Management of Auto Fleet using Wright Express Fuel Cards	 	 •     Manage card distribution to facilities

•     Manage and ensure Wright Express monthly fuel invoice
processing
	 	 •     No services provided in Mexico
	 	

  

	
	A-35

	
	Schedule A

  

 4.4.3 Logistics - DOT Compliance Consulting Service 

Service Provider: Ashland Inc.
                                    Service Recipient: Nexeo
Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Logistics	 	DOT Compliance Consulting Service	 	 •     Provide compliance consulting for hazardous material
transportation (49 CFR 100-185) and federal motor carrier safety regulations (FMCSR), including, but not limited to the following:
 •     CTU placards and marking of trailers and containers
 •     Special permits

•     Facility DOT training

•     Load securement

•     IBC testing, inspection and maintenance

•     DOT incident reporting

•     Cargo tank testing, inspection and maintenance

•     Rail car testing, inspection and maintenance

•     State hazardous materials permits

•     Federal hazardous materials permits

•     IATA regulatory requirements
	 	 •     No services provided in Mexico
	 	 •     Services are available on an as requested basis

 4.4.4 Logistics - Auto Fleet Management Using Lease Plan 
 Service Provider: Ashland Inc.
                                    Service Recipient: Nexeo
Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Logistics	 	Auto Fleet Management using Lease Plan	 	 •     Manage auto maintenance and collision management
program
 •     Approve and process all maintenance, acquisition and
title/license related invoices
 •     Manage insurance card distribution
to Recipient’s auto assigned drivers
 •     Manage the acquisition
and purchasing processes with the Purchasing Department, including bid submission, review and purchase order processing
 •     Manage the asset disposal process in a manner consistent with Ashland’s process prior to the Effective Date

•     Provide a complete and accurate procedure for the automobile purchasing
process that will include specification sheets for all equipment

•     Manage fuel card distribution for all new passenger cars
	 	 •     No services provided in Mexico
	 	

  

	
	A-36

	
	Schedule A

  

 4.4.5 Logistics - Transactional support and execution 

Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	  	 Sub-Area
	  	 Services Scope
	  	 Excluded Services
	  	 Service Levels

	Logistics	  	Transactional support and execution	  	 •     Help individuals request appropriate access through
remedy tickets, as needed, including explaining the form and role definitions

•     Run the BW cycle count exception report for plants that are closed or on
behalf of employees that are unavailable on the day such report is required, including troubleshooting issues for plants that are having difficulty running the report

•     Help plants with issues or errors with transactions on their daily or monthly
transaction checklist, including assistance with handling open purchase orders older than 90 days

•     Open remedy tickets to set up storage locations or fix errors with current
set ups
 •     Help plants with issues or errors in transacting tenant
inventory movements, including ensuring G1 and customer inventory balance

•     Help plants with issues or errors related to subcontracting purchase orders,
including ensuring component inventory is consumed and finished goods are stocked appropriately

•     Help purchasing and plants with STO processing to and from Puerto Rico,
including troubleshooting errors with quantities and dates
 •     Ensure
all Sherwin Williams consignment is billed within contractual limits and track all usage reports and billing sales orders to ensure it is completed in a timely fashion

•     Troubleshoot errors with RF unit configuration or software issues

•     Troubleshoot and fix SAP errors as they occur, including opening remedy
tickets when appropriate and fixing system when possible (e.g., if a delivery will not PGI or MIGO will not go through)
 •     Help with various go-live activities as they occur such as inventory upload corrections, and transactional issues with new plants

•     Coordinate activities for cutover
	  	 •     All services are based on the SAP instance in use as of the Effective Date; any changes to
the SAP instance will nullify support opportunities
	  	 •     BW cycle count to be run quarterly

•     All other services to be provided as needed

 4.4.6 Logistics - Cycle Count Support and execution 
 Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	  	 Sub-Area
	  	 Services Scope
	  	 Excluded Services
	  	 Service Levels

	Logistics	  	Cycle Count Support and execution	  	 •     Cycle count metrics:

•     Gather all cycle count scores

•     Create spreadsheet by region of all scores

•     Chart 3-month rolling score

•     Chart regional annual scores

•     Gather all year-to-date cycle count scores and define scores by
region
 •     Distribute to Regional Logistics Mangers (RLMs) and
VP-Operations
 •     Plant Rank List and Adjustment Review:

•     Create spreadsheet of all plants, rank them according to score for each
metric and distribute to RLMs and Brian
 •      Inventory
Review:
 •     Review all inventory impacting adjustments for any plant
in any of the top 10 scores and send emails questioning adjustments which appear unusual or do not follow standard process for adjustments
 •     Review all inventory of all plants to ensure there are no inventoried materials that should not be in stock, such as “returns”, pallets or
indirect
	  	 •     All services are based on the SAP instance in use as of the Effective Date; any changes to
the SAP instance will nullify support opportunities
	  	 •     Inventory review to be completed quarterly

•     Cycle count metrics to be completed monthly and quarterly

•     Plant Rank List and Adjustment Review to be completed
monthly

  

	
	A-37

	
	Schedule A

  

 4.4.7 Logistics - Auditing and SOX 
 Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	  	 Sub-Area
	  	 Services Scope
	  	 Excluded Services
	  	 Service Levels

	Logistics	  	Auditing and SOX	  	 •     Audit Support:

•    Gather all information and documentation for internal and external auditors as
requested
 •     SOX 302 Audit:

•     Audit plants each quarter for SOX 302 quarterly statement on PTD key
controls, including gathering examples and reviewing documentation to ensure the key controls are met
	  	 •     All services are based on the SAP instance in use as of
the Effective Date; any changes to the SAP instance will nullify support opportunities

•     Recipient remains accountable and liable for regulatory
compliance
	  	 •     Audit Support to be provided as needed

•     SOX 302 Audit activities to be conducted quarterly

 4.5 Master Data 
 Service Provider: Ashland
Inc.                                         
           Ashland Service Representative: Kevin Furrow 
 Service
Recipient: Nexeo Solutions,
LLC                                   Recipient Service Representative:
Dan Matheny 
  

											
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Exit Notification
	 	 Service Levels

	Master Data	 	N/A	 	 •     Creation, changes and deletions using approved business
rules and Ashland processes (Global within G2) for the following:

•     Customers

•     Vendors

•     Materials

•     Bill of materials

•     Independent formulas

•     Resources

•     Rebates

•     Mass updating of base pricing and customer specific pricing including
formulated prices.
 •     All maintenance of base pricing

•      Change and deletion of CPIs in mass - Work with Recipient on communicating
changes to the business rules that will impact Recipient, such as new processes and/or system changes that impact Master Data business rules
 •     Work with Recipient on changes to business rules to support any changes in the Recipient’s business model such as customer segmentation, product segmentation and
naming standard changes
 •     Work with the Recipient on making data
changes to support activities, such as shutting down a warehouse, adding a warehouse or other changes to Recipient’s business that require movement and/or creation of data

•     Maintain Recipient’s data against defined standards and integrate it as
Master Data works on improving data quality and generating data quality metrics, with the results to be reviewed with Recipient
 •     Work with Recipient to train/educate new employees and answer questions either one-on-one or in a group setting as needed
	 	 •     Services do not include:

•     Integration of new businesses into SAP

•     Training non-Master Data employees on business rules, processes and how to
conduct the Master Data function, unless specific scope and cost is negotiated at a later point
	 	180 days	 	 •     Bills of material creation includes updating ZBLEND
information within SAP
 •     Average queue time to be less than 48 hours
in Master Data for pricing (weekly activity including overall changes and assisting with customer changes/expirations)
 •     Average queue time for CPI to be less than 48 hours in Master Data (periodic activity as part of customer/material deletion and some types of projects)

•     Timing to be defined and agreed with Recipient per
project

  

	
	A-38

	
	Schedule A

  

 4.6 Order to Cash 
 Ashland Service Representative: Tom
Gerrald                                        
            Recipient Service Representative: Dan Matheny 
 4.6.1
E-Commerce 
 Service Provider: Ashland
Inc.                                         
                                     Service
Recipient: Nexeo Solutions, LLC 
  

											
	 Service Category
	  	Sub-Area	  	 Services Scope
	  	 Excluded Services
	  	 Exit Notification
	  	 Service Levels

	E-Commerce	  	E-Commerce	  	 •     Consult with partners to identify eCommerce
capability
 •     Conduct eBusiness strategy consultations with Sales,
Sourcing and Purchasing
 •     Create test scenarios with
partners
 •     Run test scenarios with partners

•     Create charter for scheduling EAI and ABAP work

•     Manage routing of eBusiness errors with CPI, UOM, CUS MAT/CPI, CUS
MAT/MAPPED, ORDER CHNG, SH PARTY CAN’T BE USED and ASN failure

•     Manage routing of ‘EDPAR, VKORG= NOT ON EDSDC and PARTNER #

•     Set up EDPAR and EDSDC and zz partnering for new partners
	  	 Services do not include:
 •     Face to face visits for creation of test scenarios
 •     Workflow management

•     Road map application outside of eCustomer

•     EDI training for non-eBusiness topics
	  	180 Days	  	 •     eBusiness will call partner to discuss options and
create a charter for scheduling to the appropriate group in IT

•     eBusiness strategy consultation will be as reasonably requested (with at
least 3 business days’ advance notice) to support business strategy

•     eBusiness will coordinate with internal resources and manage
testing
 •     eBusiness will track list and manage progress for EAI and
ABAP work
 •     eBusiness will respond to
workflow

  

	
	A-39

	
	Schedule A

  

											
	 Service Category
	  	Sub-Area	  	 Services Scope
	  	 Excluded Services
	  	 Exit Notification
	  	 Service Levels

		  		  	 •    Document follow up workflow creation and routing to CSRs; PO line
number, failed invoices, anything received from partner that passes through IT, B2B requests and EDI IT EAI requests
 •    Resolve outbound purchase order, inbound invoice or order response failure interactions with partners

•    Manage testing of new eCustomer functionality in QA

•    Manage testing of new eCustomer functionality in Development

•    Manage testing of new eCustomer functionality in Production

•    Manage remedy tickets for eCustomer

•    Manage enhancement list for eCustomer

•    Manage road map for eCustomer and maintain a list of enhancements and place on road
map
 •    Provide tier one support for eCustomer issues

•    Manage governance process for tickets, enhancements, etc. across all
sites
 •    Manage attributes within eCustomer

•    Provide access to Cognos reporting and support Recipient with custom
reports
 •    Create and conduct training sessions for EDI

•    Create and conduct training sessions for B2B

•    Provide tier one support for eCustomer issues

•    Provide contract and support for Industrial Evolution

•    Manage current marketplace relationships including Elemica, Ariba and
OB10
 •    Manage current direct relationships

•    Manage Payment process and allocation to CU

•    Pay fees and allocated within CU accordingly
	  	 •   Website enhancements and Elemica, if external (additional) resources are required (or requested) by
Recipient (unless , Recipient pays for those additional resources)
	  		  	 within 2 hours via email for North America for:

•    Managing routing of eBusiness errors with CPI, UOM, CUS MAT/CPI, CUS MAT/MAPPED,
ORDER CHNG, SH PARTY CAN’T BE USED and ASN failure, and managing routing of EDPAR, VKORG=NOT ON EDSDC and PARTNER #)
 •    Outbound purchase order, inbound invoice or order response failure interactions with buyers

•    eBusiness will set up SLA with complete external partner info (for set up EDPAR and
EDSDC and zz partnering for new partners within 48 hours

•    eCommerceB2Bteam mailbox to be reviewed a minimum of 3 times per day

•    eBusiness will manage testing within one week of release of QA and
Development
 •    eBusiness will manage testing of new eCustomer functionality
in production for night of release and following morning
 •    eBusiness will
respond to customer remedy tickets within 24 hours as well as maintain a list of enhancements and place on road map
 •    eBusiness will maintain a six month release schedule for dealing with break fixes, enhancements and new functional requirements

•    eBusiness will deal with workflow fall outs by providing a report of current item
map and progress
 •    Attributes within eCustomer is a tactical function
driven by tickets
 •    Materials and WebEx will be provided for training
sessions
 •    Tier one support consists of phone and email support and face
to face interaction

  

	
	A-40

	
	Schedule A

  

 4.6.2 OTC Salesforce.com 
 Service Provider: Ashland
Inc.                                    Service Recipient:
Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	OTC - Salesforce.com	 	Salesforce.com	 	 •    Consult with partners to identify Salesforce.com
capabilities
 •    Manage quarterly releases from SFDC

•    Manage enhancement list for Salesforce.com

•    Manage road map for Salesforce.com

•    Manage governance process for enhancements

•    Manage Customer Acquisition processes that support both Ashland and Recipient and
are not independent
 •    Training on systems

•    Process work or requirements gathering for Recipient projects
	 	 •    Services do not include management of Recipient’s independent Customer Acquisitions
process, which Recipient will manage
	 	

 4.6.3 OTC Import/Export 
 Service Provider: Ashland
Inc.                                    Service Recipient:
Nexeo Solutions, LLC 
  

											
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Exit Notification
	 	 Service Levels

						
	OTC Import/Export	 	NA Import / Export	 	 •    Import/Export:

•    Provide support for the Export Processor

•    Provide GTM expertise to assist export processor activities for Recipient’s
export shipments in North America
 •    Provide GTM expertise to support
import activities performed by Recipient’s central purchasing team in North America

•    Support import and export knowledge transfer
	 	 •    Services do not include any transactional activity or ensuring Recipient’s legal
compliance
	 	45 days	 	 •    Ashland to provide only those support related activities that
are consistent with those provided to the Business during the 12 months prior to the Effective Date

•    Support not to extend beyond September 30, 2011

•    Import and export knowledge transfer support services to be approximately 1 hour
per business day

						
	OTC Import/Export	 	EMEA Import / Export	 	 •    Import/Export:

•    Provide support for the Export Processor

•    Provide GTM expertise to assist export processor activities for Recipient’s
export shipments in the Barcelona and Warsaw offices
 •    Provide GTM
expertise to support import activities performed by Recipient’s central purchasing team in Barcelona
 •    Support import and export knowledge transfer and training of newly hired GTM (import/export) employees
	 	 •    Services do not include any transactional activity or ensuring Recipient’s legal
compliance
	 	45 days	 	 •    Ashland to provide only those support related activities that
are consistent with those provided to the Business during the 12 months prior to the Effective Date

•    Support not to extend beyond September 30, 2011

•    Import and export knowledge transfer and training of new hires to have service
equivalent of 0.5 full-time employees

  

	
	A-42

	
	Schedule A

  

 4.6.4 OTC EMEA 
 Service Provider: Ashland Services
BV                                Service Recipient: Accolade Netherlands BV

  

									
	 Service Category
	 	 Sub-Area
	 	 Service Scope
	 	 Excluded Services
	 	 Service Levels

	OTC EMEA	 	EMEA Services	 	 •    Physical handling and processing, including mailing, of customer invoices for Recipient at an
average rate of 3,500 invoices per month
	 		 	 •    Services currently performed at the Barendrecht, Warsaw and Barcelona locations; Ashland has the
right to alter those locations as necessary

 4.6.5 OTC EMEA 
 Service Provider: Ashland Services
BV                                Service Recipient: Accolade Netherlands BV

  

											
	 Service Category
	 	Sub-Area	 	 Service Scope
	 	 Excluded Services
	 	 Exit Notification
	 	 Service Levels

						
	OTC EMEA	 	EMEA
Services	 	 •    Delivery processing for Recipient’s operations in Denmark, Finland, Norway and
Sweden
	 		 	30 Days	 	 •    Services currently performed at Gothenburg

•    Services not to exceed equivalent of 0.4 full-time employees

•    Term not to exceed June 30th, 2011

						
	OTC EMEA	 	EMEA
Services	 	 •    Provide SME support, knowledge transfer and training of Recipient employees for activity currently
performed in Gothenburg office
	 		 	30 Days	 	 •    Services not to exceed equivalent of 0.5 full-time
employees
 •    Term not to exceed June 30th, 2011

						
	OTC EMEA	 	EMEA
Services	 	 •    Provide SME support, knowledge transfer and training of Recipient employees for activity currently
performed in Moscow office.
	 		 	30 Days	 	 •    Services not to exceed equivalent of 1.0 full-time
employees
 •    Term not to exceed June 30th, 2011

  

	
	A-43

	
	Schedule A

  

 4.7 Security 
 Ashland Service Representative: Bob
Suttles                            Recipient Service Representative: Pat Cassidy 

4.7.1 Security - UL Approved 24/7 Emergency Reporting and Alarm Monitoring (1-855-NEXEO4U) 

Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded
Services
	 	 Service Levels

	UL Approved 24/7 Emergency Reporting and Alarm Monitoring (1-855-NEXEO4U)	 		 	 •    Use the 24 hour Control Center for documenting, coordinating,
managing and responding to all categories of security events impacting the Recipient’s business

•    Security Incident Reporting:

•    All incidents impacting employees or any crime involving a company asset to be
reported by calling 1-855-NEXEO4U and to be documented, assigned a case number and investigated by a security representative in concert with the Law Department and Recipient’s senior management - Manage Recipient’s 24-hour whistleblower
hotline, where employees, customers and vendors can anonymously report wrongdoing and security will document each report into the case log system and investigate each claim

•    Duty Officer Program:

•    Provide a corporate security manager in addition to the staff operators that field
and document the reported incidents
 •    Security manager to be on call Duty
Officer to screen all incidents of consequence after hours and on weekends before further management notifications are made,
 •    EH&S Centralized Reporting:
 •    Document and coordinate response to environmental, health and safety (EH&S) related incidents and drills such as employee injuries, spills, fires, exposures and releases
via 1-855-NEXEO4U and the Global Incident Reporting (GIR) system
 •    Use of
1-855-NEXEO4U globally (all 17 phone numbers), including translation services, to be provided as needed

•    Monitoring:

•    Dispatch of company employees and emergency response personnel in the event of fire
or intrusion.
 •    Provide notification upon the failure to open or close a
report for facility management
 •    Remotely troubleshoot the system and
download data for alarm panel programming
 •    Monitor remote video cameras
to see site activity and to retrieve video images from facilities as needed

•    Employee Communication:

•    Maintain employee/emergency group communication tool that delivers voice and text
messages to a targeted audience to ensure concise and consistent messages that can be sent quickly during emergencies, natural disasters or business interruptions.

•    Travel Advisories/Employee Extractions:

•    Provide current country security conditions, identifying and reporting travel risks
and warnings issued by the US State Department
 •    Maintain data on
non-North American traveling employees, including travel itineraries and personal data in the event of terrorist or repeated and serious criminal activities within a country

•    Coordinate evacuation assistance if needed, as part of the International SOS
program which provides international healthcare, medical assistance and helps to manage the health and security risks facing travelers and expatriates
	 		 	

  

	
	A-44

	
	Schedule A

  

 4.7.2 Security - Emergency / Incident Response and Confidential Investigations 

Service Provider: Ashland
Inc.                                        
Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

					
	Emergency / Incident Response and Confidential Investigations	 		 	 •    Confidential investigations of wrongdoing:

•    Conduct fact finding inquiries in response to a report of wrongdoing or a request
from Recipient’s management to perform due diligence in connection with a violation of law or company policy
 •    Coordinate with the Law Department and Recipient’s senior management and issue a confidential report pursuant to such inquiries if needed

•    Coordinate with outside law enforcement agencies if needed

•    Work with the Law Department to review and authorize access to an employee’s
activity and perform a confidential investigation in concert with the Law Department if needed

•    Information Security:

•    Work in concert with IT to establish and enforce data security standards

•    Work with Law Department to respond and review to reports of abuse of company
computer or data systems
 •    Security Vulnerability Surveys:

•    Conduct Security Vulnerability Assessments (SVAs) by making unannounced inspections
at facilities for plan compliance and consulting with facility managers, EH&S Department members, auditors, IT security and others as necessary to ensure compliance with this program

•    Make decisions on requests made by facility managers and auditors concerning
alternative security measures either in place or proposed for compliance

•    Meet with independent auditors to address their questions as they verify whether
Recipient is in compliance with the security code or equivalent program should Recipient elect to not become an ACC member
 •    Response to facility emergency:
 •    Provide employees, visitors and assets protection in the event of an emergency

•    Provide emergency response

•    Provide access control

•    Guard force supervision

•    Conduct internal investigations as requested, in response to threats of work place
violence and domestic situations that spill over into the work place

•    Serve as the campus liaison for all law enforcement and first responders

•    Pre-strike preparation and work stoppage:

•    Work with local management, guard force providers and law enforcement to coordinate
a strike response plan
 •    In the event of a work stoppage, provide a
security department representative to coordinate communication twenty-four hours a day from the affected facility via the (1-855-NEXEO4U) Control Center
 •    Security Reporting:

•    Review the type, volume and location of reported incidents on a regular basis to
determine if any patterns of concern or crimes have been indicated

•    Report any incidents of consequence real time to Recipient’s management and
provide a briefing on reporting trends and investigation results biannually to designated Recipient personnel
 •    Employee Motor Vehicle Record Checks / Background Checks:
 •    Perform motor vehicle record checks on all company drivers annually and as needed in response to a security inquiry

•    Perform criminal background checks on all new employees along with previous
employment and education confirmation, as requested
	 	 •    Recipient remains accountable and liable for regulatory compliance
	 	

  

	
	A-45

	
	Schedule A

  

 4.7.3 Security - 24/7 Government Security Program Coordination and Responsible Care (SME)

 Service Provider: Ashland
Inc.                                    Service Recipient:
Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

					
	24/7 Government Security Program Coordination and Responsible Care (SME)	 		 	 •    Monitor various government agency regulations specific to
security as well as industry security standards that impact Recipient

•    Implement security programs in a manner designed to ensure compliance with such
standards
 •    Security department representatives identified as subject
matter experts (SMEs) will perform the following services:
 •    Provide
oversight, review and interpretation related to identified legal and other requirements

•    Develop and maintain necessary compliance plans, programs, procedures, work
instructions, references, and tools to maintain compliance and conformance

•    Participate in internal and external audits and follow the corrective action
process for associated findings
 •    Provide training and coaching on
Responsible Care systems, tools, techniques and processes
 •    Meet
Responsible Care management system training obligations
 •    Implement
Responsible Care Security Code, addressing facility, cyber and transportation security:

•    Conduct comprehensive security vulnerability assessments (SVAs) of
facilities
 •    Implement security enhancements

•    Obtain independent verification that those enhancements have been made

•    Create security management systems, which are documented to provide quality control
and assurances
 •    Implementing the Responsible Care Security Code under a
strict timeline is mandatory for ACC members and Responsible Care Partner companies. The Security Dept is a member of the ACC Security Team and participates in meetings, conference calls and email communication within this team to stay current with
issues as they develop. In turn, issues that impact the Recipient are communicated to management with recommendations to change a protocol as necessary and when approved, works to implement the plan. Should Recipient elect to not be an ACC member,
then the Security Dept. will manage the security program requirements on any alternative trade association joined by Recipient
 •    Provide the following Customs-Trade Partnership Against Terrorism (C-TPAT) related services:

•    Maintain the security of all imported materials arriving from foreign and domestic
suppliers
 •    Protect the supply chain through the use of security
vulnerability assessments (SVAs), security risk assessments and third party validations as defined by US Customs and Homeland Security
 •    Maintain C-TPAT certification with US Customs and Border Patrol Agents current through the use of the US Customs Web Portal.

•    Attend monthly meetings with Recipient’s management on the latest government
regulations regarding supply chain security
 •    Maintain current all of
Recipient’s foreign supplier lists to include risk assessments and gap analysis if needed

•    Meet with Homeland Security and US Customs for overseas re-certifications as
needed
 •    Provide the following Chemical Facility Anti-Terrorism Standards
(CFATS) related services:
 •    Prepare Security Vulnerability Assessments
(SVAs) to identify facility security vulnerabilities
 •    Develop and
implement site security plans (SSP), which include measures that satisfy the identified risk based performance standards
 •    Monitor and submit information into the DHS Web Portal, including working with various facility and resource groups to conduct top screens and enter that information into the
web portal
 •    Update top screen information as changes are made at the
facility level and as “chemicals of interest” change above or below threshold levels
	 	 •    Ashland is not responsible for Recipient’s adherence and
implementation of security standards
 •    For Infragrad related services,
Ashland, once authorized by Recipient, will be able to provide and input all required government information into government web portals and the other methods of communicating information to the government for review by Recipient, but Recipient, as
owner, will need to submit the information to the government
 •    Recipient
remains accountable and liable for regulatory compliance
	 	

  

	
	A-46

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded
Services
	 	 Service Levels

		 		 	 •    Maintain DHS CVI training which allows communication of
chemical-terrorism vulnerability information
 •    Work with DHS on facilities
that require additional information through SVAs
 •    Work with facility
personnel as well as various resource groups to complete SVAs and submit the information through the web portal to DHS.
 •    Work with DHS on facilities that require site security plans (SSP).
 •    Work with facility personnel and DHS personnel in providing information for the SSP and in the development of the final plan for approval by DHS

•    Assist with compliance with US Coast Guard Maritime Security (MARSEC) and Maritime
Transportation Security Act (MTSA) requirements to help secure all of Recipient’s US facilities that operate on US waterways that may be a risk of a transportation incident by providing the following services:

•    Write and update US Coast Guard approved Facility Security Plan

•    Maintain the title of Company Security Officer/Liaison between management and the
US Coast Guard
 •    Ensure that all required drills (quarterly) and exercises
(annually) are recorded and performed per US Government regulation at each facility

•    Report, document and investigate all security related incidents as
needed
 •    Work with Facility Security Officer on site to establish and
maintain all policies and regulations regarding the MTSA, Facility Security Plan, the Security Vulnerability Assessments, security reviews and inspections and the 5 year FSP update.

•    Distribute information and conduct training on facility and transportation related
security requirements of the US Department of Transportation Security Plan, including the warning signs associated with potential risks, the reporting requirements related to transportation security and facility/transportation related security plans
that are site specific
 •    Provide the following Overseas Security Advisory
Council (OSAC) related services:
 •    Establish continuing liaison and to
provide for operation security cooperation between the State Department security functions and the private sector, to recommend methods and provide material for coordinating security planning to protect the competitiveness of American businesses
operating worldwide
 •    Obtain information provided through OSAC and its
country councils through emails, telephone, and in office consultations on a variety of security concerns, including crime, terrorism, contingency planning and information security

•    Provide for regular and timely interchange of information between the State
Department and Recipient interests concerning developments in the overseas security environment

•    Recommend methods and provide material for coordinating security planning and
implementation of security programs
 •    Recommend methods to protect the
competitiveness of Recipient businesses operating worldwide
 •    Provide the
following Infragard related services:
 •    Maintain an ongoing dialogue and
timely communication between the FBI and Recipient, including increasing the level of information and reporting between the FBI and Recipient on matters related to counterterrorism, cyber crime, other major crime programs, and threats to critical
infrastructures, vulnerabilities and interdependencies
 •    Distribute
information regarding interests in order to protect assets and facilitate actions to prevent terrorism and other crimes
 •    Provide threat advisories, alerts and warnings to affected facilities
 •    Obtain relevant education and training on counterterrorism, counterintelligence cyber crime and other matters relevant to potential crimes and attacks on behalf of
Recipient
	 		 	

  

	
	A-47

	
	Schedule A

  

 4.7.4 Security - 24/7 Dublin Campus Security Management 

Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded
Services
	 	 Service Levels

	24/7 Campus Security Management	 		 	 •    Provide an on-site security manager for each site to establish
and manage the security profile of the facility
 •    On-site security manager
will provide the following services:
 •    Employee, visitors and asset
protection
 •    Emergency response

•    Access control

•    Guard force supervision

•    Conduct internal investigations as requested, in response to threats of work place
violence and domestic situations that spill over into the work place

•    Serve as the campus liaison for all law enforcement and first responders

•    Guard selection and management

•    Employee security training/briefings

•    Event/executive protection
	 	 •    Recipient remains accountable and liable for regulatory compliance
	 	

 4.7.5 Security - Technical Support / Equipment Installation and Maintenance 

Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded
Services
	 	 Service Levels

	Technical Support / Equipment Installation and Maintenance	 		 	 •    Equipment Installation Services:

•    Maintain two highly skilled electronic technicians to survey, install and maintain
Recipient’s standardized, state of the art alarm equipment (fire and intrusion) to be monitored by the Control Center
 •    Install and maintain CCTV and Communication satellite
 •    Conduct security equipment site surveys
 •    Access control (card readers):
 •    Administer Recipient’s access control systems to monitor ingress and egress at Recipient’s facilities

•    Issue photo proximity identification cards that can be programmed for both access
and for time keeping payroll purposes (Kronos)
	 		 	

  

	
	A-48

	
	Schedule A

  

 4.8 Lab Services 
 Service Provider: Ashland
Inc.                                         
                    Ashland Service Representative: Winston Go 
 Service Recipient: Nexeo Solutions,
LLC                                         
   Recipient Service Representative: Buddy Whitlock 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded
Services
	 	 Service
Levels

	Lab Services	 	Analytical Support	 	 •    Provide chemical, mechanical and thermal analysis capabilities
of Ashland’s Analytical Services and Technology Group (AS&T)

•    For cases where the capability does not reside within AS&T, AS&T will
provide assistance in externally sourcing the capability
	 		 	
					
	Lab Services	 	Library and Information Support	 	 •    Provide information and library services capabilities (as allowed by Ashland’s third party
licensors) of Ashland’s Information and Library Sciences (LIS) Group
	 		 	

  

	
	A-49

	
	Schedule A

  

 5. Environmental Health & Safety 

Ashland Service Representative: Gary
Allen                            Recipient Service Representative: Brian Brockson 

Service Levels: Consistent with Section 2 of the Agreement, unless otherwise noted. 
 Exit Notification: 90 days’ notice provided by Recipient to Ashland, unless otherwise noted. 
 5.1 Non-SAP / Mgt Systems and Reporting 
 Service Provider: Ashland Inc.
                                         
         Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Non-SAP / Mgt Systems and Reporting	 	IT Systems	 	 •    Manage and administer the following non-SAP IT
systems:
 •    GIR, AIM, RIM, Audit Manager and EH&S Tools

•    Provide IT programming support for fixes/enhancements as needed

•    A subscription to products from the Bureau of National Affairs (BNA) is related to
some of these services. Recipient shall bear the cost of any additional subscriptions needed for these subscriptions (after a grace period of at least 60 days that is still the subject of negotiations with BNA as of the Effective Date).1

•    Systems support and maintenance services to be provided by the following
roles:
 •    IT Tools/Systems

•    Responsible Care Manager

•    Document Management

•    EH&S Assessments Manager

•    Metrics/Training Manager

•    Compliance Controls Manager

•    Provide EH&S technical support for Self Assessment Module/ARTP, CTS and
AACIS
 •    Provide access to separate SARA database to support Form R report
generation
 •    Provide access to, and ensure functionality of, Audit Manager
and/or ARTP (an Audit Manager is, as of the Effective Date, being constructed to replace ARTP)
	 	 •   EH&S services do not include AACIS replacement; however, this is
part of IT roadmap for future consideration
 •    Services do not include
enhancements to the IT systems beyond what is in place on the Effective Date
	 	 •   Service levels will remain consistent with level of service provided
to the Business during the 12 months prior to the Effective Date, with 99% availability

•   System break/fix will be handled in accordance with the IT Remedy process

•   SAM/ARTP notifications to be provided by the 15th day of each month and performance
reports to be provided by the 17th day of the following month or the first business day thereafter

•   CTS notifications to be provided by the first day of each month and performance reports
to be provided by the 15th day of each month or the first business day thereafter

  

	1 	 Note to Recipient: Ashland’s BNA subscription as of the Effective Date prohibits Ashland from providing Recipient any derivative products of the
subscription. Accordingly, Recipient will need to have its own subscription for needed BNA products. 

  

	
	A-50

	
	Schedule A

  

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Non-SAP / Mgt Systems and Reporting	 	Reporting	 	 •    Generate all reports generated by EH&S as of the Effective
Date for the Business including, but not limited to: TRR, LTI, incidents per million miles (IPMM) and EH&S performance metrics/dashboard
 •    Generate historical IMS reports upon request
 •    Complete annual reports for Canadian facilities including: chlorinated chemicals to Environment Canada, chemical management plan reporting, NPRI for subject sites (Montreal,
Mississauga and Edmonton), and the Ontario toxic use reduction report
	 	 •    Services do not include:

•    New reports specific to Recipient’s unique needs not included

•    Ad hoc reports which will be generated by Recipient’s Safety Manager, except
those reports requested before the Safety Manager role is filled by the Recipient

•    Interview and selection services for the Safety Manager position beyond those
Services provided as of the Effective Date
	 	 •    Service levels will remain consistent with level of service
provided to the Business during the 12 months prior to the Effective Date

•     Reports not requiring IT assistance to be provided within 5 business days of
request

					
	(A) Non-SAP / Mgt Systems and Reporting	 	Resources	 	 •    Provide resources and systems to support the EH&S management system (regardless of Recipient
decision on third-party certification), including collection and reporting of environmental impact data, metrics and training
	 	 •    Services do not include:

•    Development of goals and objectives for Recipient

•    On site audits of EH&S management system

•    Third party registrations /subscriptions for EH&S management systems (e.g.,
ACC, RC, CCPA, CACD)
 •    Management reviews

•    Assurance letter process

•    Zero Incident Culture assessments

•    Facility risk assessment roll-ups
	 	

  

	
	A-51

	
	Schedule A

  

 5.2 SAP 
 Service Provider: Ashland Inc.
                                    Service Recipient: Nexeo
Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

		 		 	 •    Provide access to SAP G1 and G2 as needed to ensure Recipient
has appropriate access to chemical information, including MSDSs

•    Negotiate license and maintenance fees for SAP (formerly Technidata) and 3E (for
ARIEL service) on behalf of Recipient
 •    Maintain existing BW and SAP
reports
 •    Maintain functionality, configuration and output documents for
GHS implementation in regions where Recipient operates as
	 	 •    Functionality, configuration, controls, reports or output documents for any geography other than
the states and countries in North America, EMEA and China in which the Business operates as of the Effective Date not included
	 	 •    Access to G2 for Recipient employees will remain consistent
with access provided in G1
 •    Access to EH&S information in G1 for
Recipient employees will be provided as appropriate for these employees to carry out job responsibilities
 •    Technical (EH&S) support on G2 will be provided in accordance with scheduled maintenance activities and priorities established by EH&S IT governance
process
 •    Acknowledgement of receipt of request for technical (EH&S)
support outside of governance process and scheduled

	SAP	 	IT Systems	 	 of the Effective Date; provided that this service will be provided at an additional cost to Recipient and will include direct charges for temporary
labor
	 	 •    Functionality, configuration, controls reports or output
documents to support participation in a different distribution market space or channel to market other than Recipient’s market spaces or channels not included

•    Authoring and sponsorship of mini-charters for functional enhancements not included
(advice and technical guidance will be provided)
	 	 maintenance activities will be provided within 1 business day of receipt of request

•    If a request requires a remedy ticket, a response indicating so will be provided
within 1 business day of conclusion of any required investigation
 •    If a
request is to be completed as part of scheduled system maintenance activities, a response indicating so will be provided within 1 business day of conclusion of any required investigation

•    If a request requires a system enhancement for fulfillment, a response indicating
so will be provided within 1 business day of conclusion of any required investigation

•    For all other requests, disposition of request will be provided within 5 business
days of receipt of request
 •    Scope and schedule to be mutually agreed upon
between Ashland and Recipient on a case-by-case basis
 •    Enhancements and
development of automated controls for existing regulations that are managed manually as of the Effective Date must go through the Ashland IT Governance Process described in Section 15 of this Schedule A, managed by Ashland IT and with input from
Recipient on timing and prioritization
 •    SAP G2 support for complying with
regulatory requirements established after the Effective Date will be provided, but at an additional cost to Recipient
 •    Above service levels assume that a Systems Specialist will be hired by Recipient to operate SAP G2

					
	SAP	 	Resources	 	 •    Oversee substance management activities for existing active substances and set-up of new
substances to support the Business
	 	 •    In EMEA, no services are included for products other than those “manufactured” at EMEA
Recipient facilities
	 	 •    No less than 80% of all new material requests that require no
additional regulatory review by EH&S SMEs will be completed within 1 business day

•    Additional regulatory review by EH&S subject matter experts (SMEs) will be
completed within 2 business days unless there is a decision that prevents such review; in the event that review cannot be completed within 2 business days, the SME will contact the requestor to explain any delay

•    Time and cost associated with any project work involving entry of products from
agreements entered into by Recipient after the Effective Date will be borne by Recipient if additional temporary resources are required; Ashland and Recipient will collaborate to determine the level of support required for timely completion of these
projects

  

	
	A-52

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	SAP	 	Resources	 	 •    MSDS preparation and maintenance for all new and active
Recipient branded products transacted in G2, as well as maintenance for supplier-provided MSDSs for active products distributed by Recipient facilities for North America, EMEA and Asia Pacific

•    Implementation of Global Harmonized System changes in G2 as necessary to maintain
compliance in EU and China
 •    GHS classifications and GHS SDS generation
and maintenance for Recipient products in the US, Canada, and Mexico, but at an additional cost to Recipient including direct charges for temporary labor
	 	 •    In EMEA, no SDS will be created for products other than those that are “manufactured”
at EMEA Recipient facilities; EMEA distributed products will have vendor SDS loaded into SAP without modification
	 	 •    MSDS and labels for new products will be created within 2
business days of the later of receipt of request, or EH&S approval of material workflow

•    Revisions of existing MSDSs for regulatory changes or new information will be
completed in accordance with regulatory requirements
 •    Ashland MSDSs will
be converted to Recipient branded MSDSs within 90 days after the system is copied if Recipient logo is available; if Recipient name, address and logo are not available at the time of system copy, Ashland MSDSs will be converted to Recipient no later
than 90 days after receipt of company information and logo
 •    Time and cost
associated with any project work involving entry of products from business entered into by Recipient after the Effective Date will be borne by Recipient if additional temporary resources are required; Ashland reserves the right to determine the
level of support required for timely completion of these projects

					
	SAP	 	Resources	 	 •    Provide operational Hazard Label System for G2 system including
the following services:
 •    Ongoing system maintenance

•    The transfer of all existing materials and implementation of new materials as
requested (geographical scope includes US, Mexico, Canada, EMEA and China/Asia Pacific)

•    Update labels with Recipient branding, address, phone numbers, etc., in conjunction
with updates to MSDS (EHS-08)
	 	 •    In EMEA, no services are included for products other than those “manufactured” at EMEA
Recipient facilities
	 	 •    Service levels will remain consistent with the levels of
service provided to the Business during the 12 months prior to the Effective Date

•    Recipient branded labels will be provided within 90 days after the system is copied
if Recipient logo is available. If Recipient name and logo are not available at the time of system copy, Ashland labels will be converted to Recipient no later than 90 days after receipt of company information and logo

					
	SAP	 	Resources / IT	 	 •    Ensure that all EH&S upgrades made to G1 are applied to G2, including functionality
upgrades, improved compliance rules (i.e., PSM/RMP/ DHS functionality), as well as managing how EH&S and dangerous goods rules are applied in SAP
	 	 •    Functional enhancements can be excluded from inclusion in G2
if mutually agreed upon by Ashland and Recipient
 •    In the event that
Recipient does not upgrade to version 6.0, no services will be provided related to any rules and/or functionality that may exist with regard to version 6.0, or added thereafter, that are not compatible with version 4.7 is not
included
	 	 •    Service levels will be provided in accordance with scheduled
maintenance activities and priorities established by EH&S IT governance process with input from Recipient on timing and prioritization.
 •    Timing of G2 upgrades to be concurrent with G1 upgrades (IT dependent)
 •    SAP support will be provided using the Ashland version of SAP, which, as of the Effective Date is version 4.7. Ashland is planning a technical upgrade to version 6.0. If
Recipient also upgrades to 6.0, Ashland will assure all functionality will be provided to Recipient; however, if Recipient does not upgrade to version 6.0, some functionality may be lost due to inconsistency between versions 4.7 and
6.0

  

	
	A-53

	
	Schedule A

  

 5.3 Subject Matter Experts 
 Service Provider: Ashland Inc.
                                        
Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	  	 Sub-Area
	  	 Services Scope
	 	 Excluded Services
	  	 Service Levels

	 SMEs
	  	Resources	  	 •     Provide access to global subject matter experts (SMEs) for
regulatory information/consultation in the areas of air, water, high risk safety programs (i.e., hot work, confined space, electrical safety), safe driving, industrial hygiene, sustainability, dangerous goods, fire, hazard communication, regulated
chemicals (i.e., FDA, ethanol), biocides and product registrations/risk assessments, including indirect access to supporting software systems and subscriptions used by SMEs

•     Transition support for Recipient’s new Safety Program Manager

•     Provide information to support customer surveys, such as sustainability
metrics, as requested - Travel to Recipient locations as requested by Recipient and approved by Ashland
	 	 •     Services do not include:

•     Direct support and or interaction with Recipient’s customers on matters
related to customer inquiries, surveys and other related information is not included

•     All services currently provided by Facility Compliance, Product Compliance,
Safety Manager and Waste Specialist roles (L. Denison, J. Walters, R. Moore and E. Graves, respectively) are not included as these roles/individuals are transferring to Recipient

•     Services, support and related tools associated with Zero Incident Culture
Program Manager’s role
 •     Increased costs of subscriptions due
to additional licenses will be borne by Recipient
	  	 •     Service levels will remain consistent with levels of
service provided to the Business during the 12 months prior to the Effective Date

•     Response acknowledging initial request to be provided within 3 business days
of receipt
 •     Scope and schedule to be agreed upon on a case-by-case
basis by Ashland and Recipient; cost of services may need to be adjusted if there are significant additions of facilities or additions of global regions not supported as of the Effective Date

					
	 SMEs
	  	Resources	  	 •     Review of capital authorizations for expenditures by appropriate SMEs for potential
EH&S impact
	 	 •     Services do not include approval or advice on AFE matters
	  	 •     Service levels will remain consistent with levels of
service provided to the Business during the 12 months prior to the Effective Date

•     Scope and schedule to be agreed upon by Ashland and Recipient on a
case-by-case basis

					
	 SMEs
	  	Resources	  	 •     Fire protection consulting and review services, including maintenance of facility
capability assessments
	 	 •     Services do not include access to Medgate system
	  	 •     Service levels will remain consistent with levels of
service provided to the Business during the 12 months prior to the Effective Date

•     Response acknowledging initial request to be provided within 3 business days
of receipt
 •     Scope and schedule to be agreed upon by Ashland and
Recipient on a case-by-case basis

  

	
	A-54

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	SMEs	 	Resources	 	 •    Coordination of IH monitoring program, including the following
services:
 •    Monitoring

•    Interpretation of findings

•    Reporting

•    Data management

•    Respirator fit testing

•    CO monitoring program
	 		 	 •    Service levels will remain consistent with levels of service
provided to the Business during the 12 months prior to the Effective Date

•    Response acknowledging initial request to be provided within 3 business days of
receipt
 •    Scope and schedule to be agreed upon by Ashland and Recipient on
a case-by-case basis
 •    Cost may need to be adjusted if there are
significant additions of facilities or additions of global regions not supported as of the Effective Date
 •    Out-of-pocket costs (excluding Ashland personnel labor costs) to be billed to Recipient with no mark-up

 5.4 Emergency Response 
 Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Emergency Response	 	Resources	 	 •    Provide remote emergency response support (coordination and
response) using system and call center managed by Ashland Security, including, employee injuries, spills, fires, exposures and releases
 •    Provide 1-800-ASHLAND response support, emergency command center support for significant incidents and incident management, including providing coordination of efforts,
response to emergency response and appropriate notifications
	 		 	 •    Service levels will remain consistent with levels of service
provided to the Business during the 12 months prior to the Effective Date

•    Services to be available 24 hours a day, 7 days a week, 365 days a year - Cost may
need to be adjusted if there are significant additions of facilities or additions of global regions not as of the Effective Date

 5.5 Training 
 Service Provider: Ashland Inc. 
 Service Recipient: Nexeo Solutions, LLC 

 

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Training	 	Training	 	 •    Provide training associated with the eventual transition of systems and processes to Recipient,
including but not limited to, Substance Data Management, EH&S Systems Specialist, Workflow and REACH-related
	 		 	 •    As mutually agreed upon based on length of Agreement

  

	
	A-55

	
	Schedule A

  

 5.6 Database Management 
 Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Database Mgt	 	Resources	 	 •    Manage third party service provider databases - Facilitate
distribution of surveys to third party service providers identified by Recipient and enter any evaluation results into database
 •    Communicate schedule of upcoming assessments/audits to Recipient and maintain results in database

•    Provide reports from the databases as requested and make data available to
Recipient
	 	 •    Services do not include on-site audits/assessments, which will continue to be done by third
parties
	 	 •    Service levels will remain consistent with levels of service
provided to the Business during the 12 months prior to the Effective Date

•    Reports to be provided within 5 business days of request

					
	Database Mgt	 	Resources	 	 •    Manage contractor database

•    Support transition of Recipient to Browz (third party service for managing
contractor safety and selection)
	 	 •    Services do not include adding new contractors, making
determinations as to acceptability or qualifications of Recipient contractors, or addressing waivers/exceptions identified by Browz
 •    Ashland will no longer maintain current LN database after migration to Browz
	 	

 5.7 General 
 Service Provider: Ashland
Inc.                                        
            Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	General	 	General	 	 •    All services provided by this Section 5 of Schedule A will be
provided on the following terms and conditions:
 •    All services provided by
Ashland are based on the Ashland processes and systems in place as of the Effective Date

•    New regulations will be implemented using established Ashland processes and
services will be provided/adapted accordingly
	 	 •    Services do not include:

•    Acting as an agent representing Recipient on regulatory issues due to Recipient
activities
 •    Maintenance of operating and product permits or registrations
after acknowledgement from appropriate agencies that permit notifications and/or transfers to Recipient are complete
 •    Maintenance or updates of EH&S system auditing protocols prior to the Effective Date developed specifically for the Business
	 	 •    Service levels will remain consistent with levels of service
provided to the Business during the 12 months prior to the Effective Date

•    In the event of significant increase in product lines, geographies, suppliers,
integration/due diligence (where additional resources are required), SAP substance management or a change in systems or strategies, service levels consistent with the service levels provided to the Business in the 12 months prior to the Effective
Date may not be able to be provided within the current cost structure, but may be provided with the addition of resources paid for by Recipient to be mutually agreed upon by Ashland and Recipient

•    For all services provided by Ashland, Recipient is to provide updated information
on facilities, products and facility emergency action plans, contact lists for e-mail and voice mail notifications, population of third party service providers to be included in audit/assessment program and all other related and necessary items in a
timely manner

  

	
	A-56

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	General	 	Resources	 	 •    Provide access to all Ashland policies, procedures, standards and work instructions that exist
as of the Effective Date
	 	 •    Services do not include:

•    Development of Recipient’s EH&S strategy

•    Revisions/customizations to existing PDMS documents specific to
Recipient
	 	
					
	General	 	Resources	 	 •    Provide historical/archived information (i.e., IH data,
toxicological data, hazard evaluations, incident history and historical MSDS) upon request

•    Transfer possession of Recipient owned historical data to Recipient at termination
of Agreement
 •    Any data not transferred must be maintained
indefinitely
 •    Ashland to notify Recipient if records retention time is
reached before any data/documents are destroyed
	 		 	 •    Service levels will remain consistent with levels of service
provided to the Business during the 12 months prior to the Effective Date

•    Historic label information will be limited to what is available at the time of the
request

 5.8 EMEA 

Service Provider: Ashland Services
BV                                         
       Service Recipient: Accolade Netherlands BV 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	EMEA	 	IT Systems	 	 •    Periodically push data from SAP to REACH Customer Portal as
needed
 •    Update business rules (status, uses) upon request from
Recipient/EH&S
	 	 •    Services do not include maintenance of business rules, as it will be managed by
EH&S
	 	 •    Service levels will remain consistent with levels of service provided to the Business during the
12 months prior to the Effective Date with 99% availability

					
	EMEA	 	IT Systems	 	 •    Maintenance on REACH properties in SAP, including OR entries and documents, SVT compositions and
purchase order validation (performed by SMT)
	 		 	
					
	EMEA	 	Project Management	 	 •    Provide REACH guidance and support for EMEA activities of Recipient, including team meetings,
training, supporting documents, customer letters and translation services
	 	 •    Out-of-pocket expenses are not included but will be billed to Recipient at no
mark-up
	 	 •    Service levels will remain consistent with levels of service
provided to the Business during the 12 months prior to the Effective Date

•    Translation will be limited to languages for which translation services were
provided to the Business as of the Effective Date

					
	EMEA	 	Registrations	 	 •   Oversee EMEA product registrations and substance notifications in Turkey, Serbia, Poland, Russia,
Denmark, Finland, Norway and Sweden
	 	 •    EMEA product registrations and substance notifications in specified regions applies to imports
and manufactured products only
	 	

  

	
	A-57

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	EMEA	 	Registrations	 	 •    Conduct REACH pre-registration maintenance for Recipient entities on imported
substances
	 	 •    REACH substance Registrations in EU and IUCLID5 application
for REACH Registrations are not included
 •    REACH Registrations and
strategy are not included
 •    Process Safety Management and on-site
emergency response are not included
	 	
	EMEA	 	Reporting	 	 •    Provide review, guidance and support on REACH reporting through Cognos for Customer and Vendor
Portal (external tools)
	 		 	
	EMEA	 	Reporting	 	 •    Provide review, guidance and support on REACH reporting through SAP-SVT for imported
materials
	 		 	 •    Service levels will remain consistent with levels of service
provided to the Business during the 12 months prior to the Effective Date

•    Weekly report to check status of materials to block imports if not set-up
correctly

  

	
	A-58

	
	Schedule A

  

 6. Human Resources 
 Service Levels: Consistent with Section 2 of the Agreement, unless otherwise noted. 

Exit Notification: 90 days’ notice provided by Recipient to Ashland, unless otherwise noted. 

United States (Schedules 6.1 - 6.9) 

Ashland Service Representative: Jodi
Lewis                                        
            Recipient Service Representative: Jeff Seese 
 6.1
US & Mexico - Employee Relation Support 
 Service Provider: Ashland
Inc.                                         
                                   Service Recipient: Nexeo
Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	US - Employee Relation Support	 	Employee Relation Support	 	 •    Provide Recipient employees employee relations support
	 		 	
					
	US - Employee Relation Support	 	Employee Relation Support	 	 •    Provide system and process support on HR policies and procedures
	 		 	
					
	US - Employee Relation Support	 	Employee Relation Support	 	 •    Support Recipient in the maintenance of Affirmative Action plans
	 		 	
					
	US - Employee Relation Support	 	Employee Relation Support	 	 •    Employee Relations Specialist will create a GWI ticket for each call for Recipient (employer and
employee) and provide monthly GWI reports using current categorization of calls
	 		 	
					
	US - Employee Relation Support	 	Employee Relation Support	 	 •    Employee Relations Specialist will provide support, including,
but not limited to:
 •    Coaching manager on general employee relations
topics (performance improvement plan and performance action notices)

•    Resolution of employee violation of company policy

•    Equal Employment Opportunity (EEO) related policies

•    Effective approaches to resolve concern and issues with either co-workers or
supervisors
 •    Fair Labor Standards Act administration and EEO
investigation support
 •    Harassment investigation support
	 	 •    Recipient remains accountable and liable for regulatory compliance
	 	
					
	Mexico - Employee Relation Support	 	Employee Relation Support	 	 •    Provide full service employee relations support, coaching and harassment investigation
support
	 		 	

  

	
	A-59

	
	Schedule A

  

 6.2 US - Global Compensation 

 

									
	Service Provider: Ashland Inc.	 	Service Recipient: Nexeo Solutions, LLC	 	
					
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

					
	US - Global Compensation	 	Global Compensation	 	 •    Provide maintenance of the following compensation
components:
 •    Pay Scale Area

•    Pay Scale Group

•    Pay Scale Type

•    Global Salary Structures

•    Global Increase Guides
	 		 	
					
	US - Global Compensation	 	Global Compensation	 	 •    Provide compensation administration support, including but not
limited to the following:
 •    Variable Pay Processing

•    Merit Processing for 2012, if needed

•    Promotions (Ladder)

•    Promotions (Off-cycle)

•    Transfers

•    Job Banding

•    Job Descriptions

•    Job Evaluation
	 	 •    Services do not include expatriate administration
	 	
					
	US - Global Compensation	 	Global Compensation	 	 •    Provide global annual salary planning for 2012, i.e., merit
budgeting support, including but not limited to assistance with the following:

•    Structures (which will be the same as Ashland’s)

•    Annual hourly rate schedules (US and Canada)

•    Merit Increase Guides

•    Survey analysis

•    Employee communications
	 		 	
					
	US - Global Compensation	 	Global Compensation	 	 •    Provide hourly wage structure support, including but not limited to wage rates for bidding
process as needed
	 		 	
					
	US - Global Compensation	 	Global Compensation	 	 •    Provide Recipient with job evaluation support, including but
not limited to the following services:
 •    Survey analysis (in accordance
with non-disclosure agreements with third parties)
 •    Survey
participation/submissions
 •    Limit number of jobs to be
evaluated
 •    New job evaluations

•    Determine exempt/nonexempt status

•    OM/planned compensation system determination
	 		 	 •    Ashland to conduct evaluations as if they were for Ashland employees

					
	US - Global Compensation	 	Global Compensation	 	 •    Provide Recipient TR Variable (TR and operations) compensation
support, including the but not limited to the following:
 •    Plan design and
documentation
 •    Adjustment of variable pay weightings to account for
exclusion of Ashland component
 •    Management of three eligibility periods
(10/1/10 - 3/31/11, 4/1/2011- 9/30/2011 and 10/1/2011- 9/30/2012 with different measures)

•    Accruals

•    Employee communications
	 	 •    Services do not include:

•    Designing or redesigning Compensation plans

•    SIP calculations
	 	

  

	
	A-60

	
	Schedule A

  

 6.3 US & Mexico - HR Service Center - Benefits and Executive Compensation 

 
  

									
	Service Provider: Ashland Inc.	 	Service Recipient: Nexeo Solutions, LLC	 	
					
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	Excluded Services	 	 Service Levels

					
	US - HR Service Center - Benefits and Executive Compensation	 	HR Service Center - Benefits and Executive Compensation	 	 •    Administer benefit plans and assist in the organization and
establishment of new plans, which include but are not limited to:
 •    Health
Insurance Contracts i.e., Medical, Prescriptions, Dental, Vision, Flexible Spend Plans, Cobra retiree, EAP, STD and LTD insurance, and life insurance
 •    Monitor and track all current accruals related to benefits administration
 •    Prepare annual 5500 reports for benefit plans
	 		 	
					
	US - HR Service Center - Benefits and Executive Compensation	 	HR Service Center - Benefits and Executive Compensation	 	 •    Support the Leave Administration Processing for Recipient employees
	 		 	
					
	US - HR Service Center - Benefits and Executive Compensation	 	HR Service Center - Benefits and Executive Compensation	 	 •    Provide benefits administration technology and process support for 2012 annual/open
enrollment
	 		 	
					
	US - HR Service Center - Benefits and Executive Compensation	 	HR Service Center - Benefits and Executive Compensation	 	 •    Without any change to processes in place as of the Effective
Date, provide Recipient the Benefits administration support for the following processes, including but not limited to:
 •    Appeals Process

•    SPD and Plan Documents

•    Coupons for Cobra/Potential Retiree

•    Compliance Testing

•    Plan Design

•    Plan Eligibility (Comparable and aggregate benefits)

•    Vendor relationships

•    Vendor payments

•    Vendor Files

•    Administrative Fees

•    Costing

•    Premium rates

•    Resolve elevated issues
	 		 	
					
	US - HR Service Center - Benefits and Executive Compensation	 	HR Service Center - Benefits and Executive Compensation	 	 •    Provide Benefits administration support, including, but not
limited to:
 •    Enroll employees in benefits plans and terminate
enrollments
 •    Monitor continuing eligibility for plans

•    Monitor provision of evidence of insurability

•    View information about current benefit enrollments

•    Print enrollment and confirmation forms

•    Transfer data electronically to plan providers

•    Handle all benefit determinations, claims and appeals

•    Interpret and implement the terms of Recipient benefits plans

•    Authorize and direct all disbursements of benefits and other sums

•    Handle all payroll deductions and corresponding contributions
	 		 	

  

	
	A-61

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	US - HR Service Center - Benefits and Executive Compensation	 	HR Service Center - Benefits and Executive Compensation	 	 •    Track costs of plans listed on Schedule 5.19(a) to the Asset Purchase Agreement and make reports
available to Recipient
	 	 •    Services do not include administering or offering: Group Legal, Group Financial, Group LTC, Pet
Insurance
	 	 •    Reports tracking and reporting to be done in the same manner as it is done for Ashland’s
own plans

					
	US - HR Service Center - Benefits and Executive Compensation	 	HR Service Center - Benefits and Executive Compensation	 	 •    Provide benefits vendor management support
	 		 	
					
	US - HR Service Center - Benefits and Executive Compensation	 	HR Service Center - Benefits and Executive Compensation	 	 •    Assist in communicating with Recipient’s employees, including but not limited to creation,
design, editing and publishing of all benefit communication materials
	 		 	
					
	US - HR Service Center - Benefits and Executive Compensation	 	HR Service Center - Benefits and Executive Compensation	 	 •    Handle all administrative support for passive/elective open enrollment at the time of the
Effective Date and during August open enrollment and process any enrollment changes
	 		 	
					
	US - HR Service Center - Benefits and Executive Compensation	 	HR Service Center - Benefits and Executive Compensation	 	 •    Provide executive compensation administration support,
including but not limited to the following:
 •    Job Evaluation / Market
Competitiveness
 •    Oversight and administration of Non-Qualified Executive
Benefit plans (if applicable)
 •    Oversight and administration of Deferred
Compensation plans (if applicable)
	 		 	
					
	US - HR Service Center - Benefits and Executive Compensation	 	HR Service Center - Benefits and Executive Compensation	 	 •    Provide support for all Qualified and Non-Qualified Plans as applicable
	 		 	
					
	US - HR Service Center - Benefits and Executive Compensation	 	HR Service Center - Benefits and Executive Compensation	 	 •    Process Qualified Medical Child Support Orders (QMCSO)
	 		 	
					
	US - HR Service Center - Benefits and Executive Compensation	 	HR Service Center - Benefits and Executive Compensation	 	 •    Process Qualified Domestic Relations Order (QDRO)
	 		 	
					
	Mexico - HR Benefits	 	HR Benefits	 	 •    Oversee form completion, benefit enrollment and orientation
for new hires
 •    Process life event changes such as new beneficiary, tax
withholding set and beneficiary designation changes
	 		 	
					
	Mexico - HR Benefits	 	HR Benefits	 	 •    Administer benefit plans that are in place as of the Effective
Date and assist in the organization and establishment of new plans

•    Monitor and track all current accruals related to benefits
administration
 •    Respond to vendor inquiries and validate vendor
payments
	 		 	
		 		 		 		 	

  

	
	A-62

	
	Schedule A

  

 6.4 US - HR Service Center - Master Data 

 

			
	Service Provider: Ashland Inc.	 	Service Recipient: Nexeo Solutions, LLC

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	US - HR Service Center - Master Data	 	HR Service Center - Master Data	 	 •    Provide process and technology support for administering
existing life/job event changes for Recipient employees:
 •   Promotion

•   Change in pay

•   Transfer

•   Rate schedule increases

•   Suspension

•   Leaves of absence

•   Return to active status

•    Support Performance Appraisal process
	 		 	
					
	US - HR Service Center - Benefits	 	HR Service Center - Benefits	 	 •    Provide process and technology support for administering
standard life event changes for Recipient employees, including but not limited to the following:

•   Birth of child

•   Marriage

•   Divorce
	 		 	
					
	US - HR Service Center - Master Data	 	HR Service Center - Master Data	 	 •    Support payment processing due upon the death of any Recipient
employees, including the following services:
 •    Process employee record
through Personnel Administrator (PA) (to be processed as a voluntary/involuntary separation action on active employee with the reason noted as death)
 •    Follow rules of retirement and payout as in place on Effective Date
	 		 	
					
	US - HR Service Center - Benefits	 	HR Service Center - Benefits	 	 •    Conduct the following activities for any retirement eligible
employee as part of the defined employee termination process:
 •    Process
employee retirement paperwork, including pension calculation and determination of retiree benefits

•    If necessary, the benefits will be made payable to the beneficiary
	 		 	
					
	US - HR Service Center - Master Data	 	HR Service Center - Master Data	 	 •    Process the terminations of employees not eligible for retirement
	 		 	
					
	US - HR Service Center - Master Data	 	HR Service Center - Master Data	 	 •    Provide employment verification and unemployment administration process and technology support
through the use of TALX
	 		 	
	US - HR Service Center - Master Data	 	HR Service Center - Master Data	 	 •    Provide service support for the creation, delimiting and
maintenance for all elements of the Recipient’s enterprise structure:

•    Personnel Area (locations)

•    Personnel Subarea (business)

•    Employee Group

•    Employee Subgroup
	 		 	

  

	
	A-63

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded
Services
	 	 Service Levels

	US - HR Service Center - Master Data	 	HR Service Center - Master Data	 	 •    Provide service support for the creation, delimiting and
maintenance for all elements of the Recipient’s organizational structure:

•    Organizational Units

•    Jobs

•    Positions

•    Cost Centers
	 		 	
					
	US - HR Service Center - Master Data	 	HR Service Center - Master Data	 	 •    Manage the hiring process for new Recipient employees based on
employment data provided through Taleo interface, including, but not limited to, the following services:

•    Process the new hire action

•    Receive and maintain employment documents for the personnel file
	 		 	
					
	US - HR Service Center - Talent Management	 	HR Service Center - Talent Management	 	 •    Provide hiring manager’s process, system and material support for the orientation and
on-boarding of Recipient new hires
	 		 	

 6.5 US - HR Service Center - Payroll 
 Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded
Services
	 	 Service Levels

	US - HR Service Center - Payroll	 	HR Service Center - Payroll	 	 •    Support the transactional portion of employee severance agreements based on the severance policy
agreed upon by Recipient
	 		 	
					
	US - HR Service Center - Payroll	 	HR Service Center - Payroll	 	 •    Continue to process bi-weekly and weekly payroll process for Recipient employees, with payroll
and holiday calendars for 2011 to remain the same as they were prior to the Effective Date
	 		 	
					
	US - HR Service Center - Payroll	 	HR Service Center - Payroll	 	 •    Support wage type maintenance for the creation and delimiting
of wage types used to support Recipient’s payroll, including:

•    Earnings codes

•    Deduction codes

•    Tax cumulations
	 		 	
					
	US - HR Service Center - Payroll	 	HR Service Center - Payroll	 	 •    Support the payroll processing according to the existing C.B.A payroll rules and contractual
effective dates
	 		 	
					
	US - HR Service Center - Payroll	 	HR Service Center - Payroll	 	 •    Provide service support for the entry and maintenance of employee W4 tax data
	 		 	
					
	US - HR Service Center - Payroll	 	HR Service Center - Payroll	 	 •    Provide setup and support of new garnishments for employees
	 		 	
					
	US - HR Service Center - Payroll	 	HR Service Center - Payroll	 	 •    Support the tax withholding administration for Recipient
employees, including the following taxes:
 •    Residence Tax

•    Work Tax

•    Unemployment Tax

•    Federal Withholding

•    State Withholding

•    Provide the government tax reporting for all tax authorities that pertain to the
Recipient employees
 •    Track unemployment rates and related
administration
	 		 	\

  

	
	A-76

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded
Services
	 	 Service Levels

	US - HR Service Center - Payroll	 	HR Service Center - Payroll	 	 •    Support the third party processing and remittances to HR payees and vendors based remittance
rules in effect as of the Effective Date
	 		 	
					
	US - HR Service Center - Payroll	 	HR Service Center - Payroll	 	 •    Support off cycle processing, check printing, handling and distribution for Recipient
employees
	 		 	
					
	US - HR Service Center - Payroll	 	HR Service Center - Payroll	 	 •    Provide Recipient employees a remuneration statement with the option of either direct deposit or
paper check
	 		 	
					
	US - HR Service Center - Payroll	 	HR Service Center - Payroll	 	 •    Provide post payroll processing actives including, but not
limited to:
 •    General Ledger Reconciliation

•    Posting to FI

•    Payroll DME
	 		 	
					
	US - HR Service Center - Payroll	 	HR Service Center - Payroll	 	 •    Provide support and maintenance for claims and overpayment
processing for Recipient, including the following services:
 •    Overpayment
identification
 •    Employee overpayment notification

•    Overpayment recovery

•    Claims clearing

•    Claims reporting
	 		 	
					
	US - HR Service Center - Payroll	 	HR Service Center - Payroll	 	 •    Provide services related to W2 preparation, mailing and filing for Recipient
employees
	 		 	
					
	US - HR Service Center - Payroll	 	HR Service Center - Payroll	 	 •    Provide process and technology support for Recipient’s year end payroll processing,
including reporting, adjustments and filing
	 		 	
					
	US - HR Service Center - Payroll	 	HR Service Center - Payroll	 	 •    Provide time management processes and system services to
support the following activities:
 •    Absence tracking

•    Time Adjustments

•    Kronos Vendor Contract

•    Clock configuration and installation

•    Time Balance and Summary Amounts

•    Time Reporting for employees, managers and HR

•    FMLA process

•    Time Cards
	 		 	

  

	
	A-65

	
	Schedule A

  

 6.6 US - HR Service Center - Call Center 
 Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded
Services
	 	 Service Levels

	US - HR Service Center- Call Center	 	HR Service Center- Call Center	 	 •    Provide HR call center support for Recipient’s employees,
including but not limited to the following services:
 •    800 Number and HRCC
Email link
 •    Welcome / Messaging / Queue

•    GWI tickets

•    Recorded calls

•    Education reimbursement

•    Appeals process

•    Payroll support

•    Benefits support

•    Retirements and terminations support

•    HR related issues

•    Policy and procedure support

•    Employment verifications (through TALX)

•    Portal Support

•    HR Communications-Cobra/HIPPA Processing

•    New Hire Benefit Packets

•    Family Medical Leave Act (FMLA)

•    Leave of Absence (LOA)

•    Vacations

•    Sick

•    Long-term Disability (LTD)
	 		 	
					
	Mexico - HR - Call Center	 	HR Call Center	 	 •    Support hiring/recruitment process, including HR in-take,
internal employee setup and company introduction
 •    Provide HR daily
support to the Business and employees
 •    Answer HR policy and benefits
related questions
 •    Handle personnel data inquiries and hr4u transactional
processing questions
	 		 	

 6.7 US - Medical Affairs 
 Service Provider: Ashland
Inc.                                         
           Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded
Services
	 	 Service Levels

					
	US - Medical Affairs	 	Medical Affairs	 	 •    Provide medical affairs support for Recipient’s employees
in areas including but not limited to:
 •    DOT support

•    Workers compensation case support

•    OSHA exam administration

•    Provide medical administrative support such as medical director services, substance
abuse testing program oversight and medical exam compliance management, case management related to return to work, FMLA, ADA, and other related work, medical records management per OSHA guidelines, and professional medical staff on call 24 hours a
day, 7 days a week via 1-800-ASHLAND
 •    Provide support in handling
contracts with medical vendors
	 		 	

  

	
	A-66

	
	Schedule A

  

 6.8 HR Service Center - Staffing 

 

			
	 Service Provider: Ashland Inc.
	 	Service Recipient: Nexeo Solutions, LLC

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	US - Talent Management - Recruiting	 	Talent Management - Recruiting	 	 •    Provide Talent Management Taleo system and process support,
including but not limited to the following services:
 •    I9 Processing for
new hires
 •    Manual data loads between Taleo and SAP

•    Maintenance of automatic data loads between Taleo and SAP

•    Career center posting

•    Hiring Manager

•    Applicant Experience

•    Offer Letter Template

•    Prescreening Process

•    New Hire Paperwork -coordinator
	 	 •    The following services are not included and will be charged on
a per use basis at rates between $900 to $1,750 per requisition:

•       Contract Recruiting

•       Job Board support

•       Open Position

•       Recruiting

•       Full Service Recruiting
	 	
					
	US - Talent Management - Recruiting	 	Talent Management - Recruiting	 	 •    Provide management of hr4U feeds to and from Taleo, including required feed from hr4U into
Taleo, new hire feed into hr4U and user import chiefs entered into Taleo
	 		 	
					
	US - Talent Management - Recruiting	 	Talent Management - Recruiting	 	 •    Provide job board support, including Monster.com and
CareerBuilder.com
 •    Support Recipient with the set-up of a request account
and help establish contracts with job boards
	 	 •    Services do not include cost of payment for posting
	 	
					
	US - Talent Management - Recruiting	 	Talent Management - Recruiting	 	 •    Support Recipient with vendor account set-up and monthly processing of invoices for Taleo
Passport Previsor, used in connection with pre-screening Sales candidates
	 		 	
					
	US - Talent Management - Recruiting	 	Talent Management - Recruiting	 	 •    Support Recipient with vendor account set-up and manage the Lexis-Nexis background check process
in a manner consistent with Ashland Security department’s process in place as of the Effective Date
	 		 	
					
	US - Talent Management - Recruiting	 	Talent Management - Recruiting	 	 •    Assist Recipient users and candidates with issues when applying online, including, but not
limited to, password issues, technical issues, confirming if resume was received and, where appropriate internally, providing the name of the hiring manager
	 		 	
					
	US - Talent Management - Recruiting	 	Talent Management - Recruiting	 	 •    Support pre-hire screening vendors with services including, but not limited to, drug testing,
background checks and pre-screening
	 		 	
					
	US - Talent Management - Recruiting	 	Talent Management - Recruiting	 	 •    Recruiting analytics and reporting
	 		 	 •    Service level to be consistent with service provided to the Business prior to the Effective
Date

  

	
	A-67

	
	Schedule A

  

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	  	 Service Levels

	US - Talent Management - Recruiting	 	Talent Management - Recruiting	 	 •    Provide Taleo system administration, including the following
services:
 •    Apply on-going updates

•    Make configuration changes

•    Update correspondences

•    Add new sources and/or new location

•    Maintain the organizational structure

•    Create help desk tickets
	 		  	
					
	US - Talent Management - Recruiting	 	Talent Management - Recruiting	 	 •    Provide agency portal support for the management of third
party recruiters, with all agents to be entered in Admin webtop before they are linked to requisitions and job is posted
 •    Third party recruiting must be coordinated through Ashland staffing group
	 		  	

 6.9 US & Mexico - Talent Mgmt - (LMS only) 
 Service Provider: Ashland
Inc.                                         
       Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	  	 Service Levels

	US - Talent Mgmt - (LMS only)	 	Talent Mgmt - (LMS only)	 	Provide learning management process and system support through the use of the Learn Share LMS system	 	 •    Services do not include:

•    Leadership development

•    Succession planning
	  	
					
	US - Talent Mgmt - (LMS only)	 	Talent Mgmt - (LMS only)	 	 •    Provide access to over all PureSafety health and safety
related courses
 •    Provide access to 14 custom Ashland eLearning courses
related to health and safety
	 		  	
					
	US - Talent Mgmt - (LMS only)	 	Talent Mgmt - (LMS only)	 	 •    Provide access to all Corpedia courses on human resources
legal compliance
 •    Provide access to all Ashland custom eLearning courses
on human resources legal compliance
	 		  	
					
	US - Talent Mgmt - (LMS only)	 	Talent Mgmt - (LMS only)	 	 •    Provide access to other additional eLearning courses
	 		  	
					
	US - Talent Mgmt - (LMS only)	 	Talent Mgmt - (LMS only)	 	 •    Provide support of LMS Training Managers at each Recipient plant to help ensure the plant
remains in compliance with all OSHA training requirements, including maintaining setup of Training Manager security in the LMS, providing daily support to Training Managers who have questions on the functionality and writing and updating all
Training Manager job aids
	 		  	
					
	US - Talent Mgmt - (LMS only)	 	Talent Mgmt - (LMS only)	 	 •    Manually enter data pertaining to contractors into LMS
	 		  	
					
	US - Talent Mgmt - (LMS only)	 	Talent Mgmt - (LMS only)	 	 •    Complete required course launches; which may be delayed periodically as necessary to provide
course to a large audience
	 		  	

  

	
	A-68

	
	Schedule A

  

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	US - Talent Mgmt - (LMS only)	 	Talent Mgmt - (LMS only)	 	 •    Provide access to Richardson Consultative Sales (LMS portion only)
	 	 •    Classroom training is not included (costs will be invoiced to Recipient on a per use
basis)
	 	
					
	US - Talent Mgmt - (LMS only)	 	Talent Mgmt - (LMS only)	 	 •    Assist with the performance appraisals process
	 		 	
					
	Mexico - Talent Mgmt - (LMS only)	 	Talent Mgmt - (LMS only)	 	 •    Provide LMS platform, mandatory Recipient and environmental compliance related
training
	 		 	

  

	
	A-69

	
	Schedule A

  

 Asia Pacific (Schedule 6.10) 
 Ashland Service Representative: Ashlinn
Li                            Recipient Service Representative: Paul Fusco 

6.10 Asia Pacific HR Support 
  

			
	Service Provider: Ashland China Holdings Company	 	 Service Recipient: Nexeo Solutions Trading (Shanghai) Company Limited and/or Nexeo Solutions Chemicals Trading
(Shanghai) Company Limited

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Asia Pacific	 	Asia Pacific	 	 •    Handle new hire benefit enrollment and orientations

•    Process life event changes including adding new beneficiaries, setting tax
withholding, beneficiary designation changes and employee on-boarding
	 		 	
					
	Asia Pacific	 	Asia Pacific	 	 •    Administer benefit plans in effect as of the Effective Date
and assist in the organization and establishment of new plans
 •    Monitor
and track all current accruals related to benefits administration
	 		 	
					
	Asia Pacific	 	Asia Pacific	 	 •    Provide full service employee relations support, coaching and harassment investigation
support
	 		 	
					
	Asia Pacific	 	Asia Pacific	 	 •    Provide LMS platform, mandatory Recipient and environmental compliance related
training
	 		 	
					
	Asia Pacific	 	Asia Pacific	 	 •    Process payroll for entire salary population utilizing
Ashland’s external payroll provider as of the Effective Date, who shall be provided with a matrix of employees and cost centers for pay processing
 •    Ashland’s services will include the following:
 •    Collect payroll mutations

•    Send to payroll provider

•    Send info to benefit providers and authorities

•    Check payroll run

•    Make final payment for terminated employees through payroll or otherwise

•    Keep personnel records up to date

•    Provide data to G&L accountants to close the books

•    Off cycle payroll processing

•    Tax withholding, history, maintenance and delivery of information from payroll
provider and government reporting
 •    Ongoing garnishment profile management
(if applicable) with external payroll provider
 •    Disbursement control and
remittance
 •    Car mileage processing for sales representatives

•    Education reimbursement and home allowance processing

•    Special check processing and other services through the contracted payroll
provider
 •    Maintain direct deposit management

•    Payroll journal entry processing unemployment tax management support

•    Absence tracking done through the local HR support

•    Provide all payroll data to Recipient or its delegate, as
applicable
	 	Costs of retaining external payroll provider are not included	 	
					
	Asia Pacific	 	Asia Pacific	 	 •    Administer variable pay plan payout
	 		 	
					
	Asia Pacific	 	Asia Pacific	 	 •    Make all merit and variable pay adjustments
	 		 	
					
	Asia Pacific	 	Asia Pacific	 	 •    New hire and termination processing
	 		 	

  

	
	A-70

	
	Schedule A

  

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Asia Pacific	 	Asia Pacific	 	 •    Provide employment verification to third party institutions including letters confirming
employment status and earnings
	 		 	
					
	Asia Pacific	 	Asia Pacific	 	 •    Conduct all data entry records maintenance, system maintenance and fiscal year 2011 Total
Rewards administration support
	 		 	
					
	Asia Pacific	 	Asia Pacific	 	 •    Conduct hr4u system maintenance and HR data reporting
	 		 	

 Canada (Schedule 6.11) 
 Recipient Service Representative: Paul
Fusco                                        
Ashland Service Representative: Barbara Hart 
 6.11 Canada HR Support 
 Service Provider: Ashland
Inc.                                         
                       Service Recipient: Nexeo Solutions, LLC 

 

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Canada HR support	 	Canada HR support	 	 •    Handle new hire benefit enrollment and orientations

•    Process life event changes including adding new beneficiaries, setting tax
withholding and beneficiary designation changes
	 		 	
					
	Canada HR support	 	Canada HR support	 	 •    Administer benefit plans in effect as of the Effective Date
and assist in the organization and establishment of new plans
 •    Monitor
and track all current accruals related to benefits administration
	 		 	
					
	Canada HR support	 	Canada HR support	 	 •    Provide daily HR support to the Business and employees
	 		 	
					
	Canada HR support	 	Canada HR support	 	 •    Provide full service employee relations support, coaching and harassment investigation
support
	 		 	
					
	Canada HR support	 	Canada HR support	 	 •    Provide LMS platform, mandatory Recipient and environmental compliance related
training
	 		 	

  

	
	A-71

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Canada HR support	 	Canada HR support	 	 •    Process payroll for entire salary population utilizing
Ashland’s external payroll provider as of the Effective Date, who shall be provided with a matrix of employees and cost centers for pay processing
 •    Ashland’s services will include the following:
 •    Collect payroll mutations

•    Send to payroll provider

•    Send info to benefit providers and authorities

•    Check payroll run

•    Make final payment for terminated employees through payroll or otherwise

•    Keep personnel records up to date

•    Provide data to G&L accountants to close the books

•    Off cycle payroll processing

•    Tax withholding, history, maintenance and delivery of information from payroll
provider and government reporting
 •    Ongoing garnishment profile management
(if applicable) with external payroll provider
 •    Disbursement control and
remittance
 •    Car mileage processing for sales representatives

•    Education reimbursement and home allowance and relocation processing

•    Ontario Employers Health tax payments processing on a monthly basis

•    Special check processing and other services through the contracted payroll
provider
 •    Maintain direct deposit management

•    Payroll journal entry processing unemployment tax management support

•    Absence tracking done through the local HR support
	 	 •    Costs of retaining external payroll provider are not included
	 	
	Canada HR support	 	Canada HR support	 	 •    Provide sick and vacation time processing
	 		 	
	Canada HR support	 	Canada HR support	 	 •    Provide variable pay/sales incentive plan payout administration
	 		 	
	Canada HR support	 	Canada HR support	 	 •    Provide merit and variable pay adjustments processing
	 		 	
	Canada HR support	 	Canada HR support	 	 •    Process new hires and terminated employees
	 		 	
	Canada HR support	 	Canada HR support	 	 •    Provide Fitness Benefits to employees
	 		 	
	Canada HR support	 	Canada HR support	 	 •    Provide employment verification to third party institutions including letters confirming
employment status and earnings
	 		 	
	Canada HR support	 	Canada HR support	 	 •    Provide T4 preparation services and Quebec Reporting mailing
and filing (for current or former employees and retirees of Recipient)

•    Review of report on car taxable benefit to ensure it is correct and adjusted
through payroll for accuracy
	 		 	
	Canada HR support	 	Canada HR support	 	 •    Conduct all data entry records maintenance, system maintenance and fiscal year 2011 Total
Rewards administration support
	 		 	
	Canada HR support	 	Canada HR support	 	 •    Support DCPP plan government reporting requirements
	 		 	
	Canada HR support	 	Canada HR support	 	 •    Provide corporate tax team with reporting information for tax purposes, including providing pay
equity data
	 		 	
	Canada HR support	 	Canada HR support	 	 •    Provide hr4u system maintenance, HR data reporting and SOX compliance for HR
data
	 	 •    Recipient remains accountable and liable for regulatory compliance
	 	

  

	
	A-72

	
	Schedule A

  

 7. Corporate Real Estate 
 Service Provider: Ashland,
Inc.                                         
           Ashland Service Representative: Kim Czirr 
 Service Recipient:
Nexeo Solutions,
LLC                                    Recipient Service
Representative: Mac Duncan 
 7.1 Lease/Fee Property Administration 

 

											
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Exit Notification
	 	 Service Levels

	Lease/Fee Property Administration	 	Nexeo IT	 	Manage database - to be separated prior to Day One, however access to continue through the current Ashland supported application interface	 	N/A	 	30 days	 	
						
	Lease/Fee Property Administration	 	N/A	 	Lease/Fee property administration	 	N/A	 	30 days	 	
						
	Lease/Fee Property Administration	 	N/A	 	Monitoring/Reporting terms such as options/lease expirations and renewals	 	N/A	 	30 days	 	
						
	Lease/Fee Property Administration	 	N/A	 	Timely rent payments	 	N/A	 	30 days	 	
						
	Lease/Fee Property Administration	 	N/A	 	Audit/reconciliation of operating expenses	 	N/A	 	30 days	 	

  

	
	A-73

	
	Schedule A

  

 8. Office & Building Services 
 Service Levels: Consistent with Section 2 of the Agreement, unless otherwise noted. 

Exit Notification: 90 days’ notice provided by Recipient to Ashland, unless otherwise noted. 

8.1 Barendrecht Resource Group 

Service Provider: Ashland Services
BV                                         
           Ashland Service Representative: Mike Cornett 
 Service
Recipient: Accolade Netherlands
BV                                         
 Recipient Service Representative: Mac Duncan 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Barendrecht Resource Group	 	Shuttle	 	 •     Provide shuttle bus service between the Barendrecht office and the nearest bus
station
	 		 	
					
	Barendrecht Resource Group	 	Receptionist	 	 •     Provide receptionist service, including signing in of visitors and notification when a
visitor has arrived
	 		 	
					
	Barendrecht Resource Group	 	Offices and office services	 	 •     Provide all offices and associated furniture, consistent
with offices and furniture at Barendrecht office on the Effective Date

•     Provide office relocation and reconfiguration services, which may, at the
sole discretion of Ashland, be contracted out to third parties
	 	 •     Any charges from third party contractors incurred by Ashland in connection with office and
relocation services not included
	 	 •     Internal labor from O&BS employees is included

					
	Barendrecht Resource Group	 	Office Services	 	 •     Provide office space for the employees that will
transfer to Recipient in Barendrecht on the Effective Date. At this time, the projected headcount is the following 8 employees, with office space needed only for 7:

•    Jan Mulderink

•    Chantal van Sambeek (no office needed)

•    Magdalena Banach

•    Ivet Arche

•    Marco den Haan

•    Jo anna Piorkowska

•    Jimmy Cho Chia Yuen

•    Ramautar Radjindrenath

•    Marjon Merkx
	 		 	

  

	
	A-74

	
	Schedule A

  

  

									
	 Service Category
	  	 Sub-Area
	  	 Services Scope
	  	 Excluded Services
	  	 Service Levels

	Barendrecht Resource Group	  	Mail	  	 •      Basic mail services will be provided to Recipient,
including pick up, sorting and delivery of incoming mail as well as pick up and processing of outgoing mail
 •      Postage charges for standard mail are provided as part of this Agreement
	  		  	
					
	Barendrecht Resource Group	  	ID badges	  	 •      Provide ID badges and a card for building access only
	  		  	
					
	Barendrecht Resource Group	  	Courier Services	  	 •      Arrange for courier services such as DHL or UPS provided that Recipient has their
own account number
	  	 •      Courier invoices are not included and will be charged as incurred to
Recipient
	  	
					
	Barendrecht Resource Group	  	Convenience Copiers	  	 •      Provide access to existing convenience copiers (including paper and
supplies)
	  		  	
					
	Barendrecht Resource Group	  	Cafeteria and coffee services	  	 •      Provide cafeteria and coffee services (including coffee machine, coffee and
supplies) consistent with services provided to employees of the Business prior to the Effective Date
	  		  	
					
	Barendrecht Resource Group	  	Building access	  	 •      All Recipient visitors will be handled in the same
manner as Ashland visitors (i.e., visitors sign in at reception desk, receive visitor badges and must be escorted at all times)
 •      24 hours a day, 7 days a week employee access to the building is controlled through the building card access system
	  		  	
					
	Barendrecht Resource Group	  	Automobile parking	  	 •      As available, Recipient employees and their contractors may continue to use external
parking located directly adjacent to the building and Recipient visitors may use the visitor lot
	  		  	
					
	Barendrecht Resource Group	  	Office Supplies	  	 •      Provide office supplies
	  		  	
					
	Barendrecht Resource Group	  	Guard Service	  	 •      Provide guard service with 24 hours a day, 7 days a week access to the facility via
the building access system
	  		  	

  

	
	A-75

	
	Schedule A

  

  

									
	 Service Category
	  	 Sub-Area
	  	 Services Scope
	  	 Excluded Services
	  	 Service Levels

	Barendrecht Resource Group	  	Building services and maintenance	  	 •      Provide electrical/plumbing, HVAC, equipment PM program, lighting related services
to provide all building services, janitorial services, utilities and regular maintenance
	  	 •      Services do not include large, special requests, which the O&BS group may
choose, at its sole discretion, to contract out through an approved third party contractor, with third party charges to be paid by Recipient
	  	

  

	
	A-76

	
	Schedule A

  

 8.2 US - Wilmington 
 Service Provider: Ashland
Inc.                                 Ashland Service Representative: Mike
Cornett 
 Service Recipient: Nexeo Solutions,
LLC                Recipient Service Representative: Mac Duncan 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

					
	US - Wilmington	 	Site Access	 	 •     All Recipient visitors will be handled in the same
manner as Ashland visitors (i.e., visitors sign in at reception desk, receive visitor badges and must be escorted at all times)
 •     24 hours a day, 7 day a week employee access to the building is controlled through the building card access system
	 		 	
					
	US - Wilmington	 	Parking	 	 •     As available, Recipient employees and their contractors may continue to use external
parking located directly adjacent to the building and Recipient visitors may use the visitor lot
	 		 	
					
	US - Wilmington	 	Office Space	 	 •     Provide two offices and associated common space in
building 8165 of the Wilmington Research Center.
 •     Total square
footage of the provided space is 750 square feet of space, to be charged out at Wilmington Plaza office rate of
$32.36/ft2 ($24,270 annually)
	 		 	
					
	US - Wilmington	 	Office Services	 	 •     Provide all offices and associated furniture, consistent
with offices and furniture at Wilmington office on the Effective Date

•     Provide office relocation and reconfiguration services, which may, at the
sole discretion of Ashland, be contracted out to third parties
	 	 •     Services do not include any charges from third party contractors incurred by Ashland in
connection with office and relocation services
	 	 •     Internal labor from O&BS employees is included

					
	US - Wilmington	 	Mail Services	 	 •     Basic mail services will be provided to Recipient,
including pick up, sorting and delivery of incoming mail as well as pick up and processing of outgoing mail
 •     Postage charges for standard mail are provided as part of this Agreement
	 		 	
					
	US - Wilmington	 	ID Badges	 	 •     Provide ID badges and a card for building access only
	 		 	
					
	US - Wilmington	 	Guard Service	 	 •     Provide guard service with 24 hours a day, 7 days a week access to the facility via the
building access system
	 		 	
					
	US - Wilmington	 	Courier Service	 	 •     Arrange for courier services such as DHL or UPS provided that Recipient has their own
account number
	 	 •     Courier invoices are not included and will be charged as incurred to
Recipient
	 	
					
	US - Wilmington	 	Copy Service	 	 •     Provide access to existing convenience copiers (including paper and
supplies)
	 		 	

  

	
	A-77

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	US - Wilmington	 	Cafeteria	 	 •     Provide cafeteria and coffee services (including coffee machine, coffee and supplies)
consistent with services provided to employees of the Business prior to the Effective Date
	 		 	
	US - Wilmington	 	Building service/Maintenance	 	 •     Provide electrical/plumbing, HVAC, equipment PM program,
lighting related services to provide all building services, janitorial services, utilities and regular maintenance
	 	 •     Services do not include large, special requests, which
the O&BS group may choose, at its sole discretion, to contract out through an approved third party contractor, with third party charges to be paid by Recipient
	 	

  

	
	A-78

	
	Schedule A

  

 8.3 Office Space 
 Ashland Service Representative: PJ Block                        Recipient
Service Representative: Jen Wooster-McBride 
 8.3.1 Office Space - Bezons, France Site 

Service Provider: Ashland France
SAS                              Service Recipient: Accolade France SAS 

 

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Office Space	 	Bezons, France Site	 	 •     Provide office space for 13 Recipient employees,
including payment of rent, provision of office furniture, supplying utilities, security, parking and access to common areas
 •     Provide access to copiers and printers
 •     Provide and maintain access to IT Network
 •     Provide mail services

•     The fees set forth in Schedule D are inclusive of amounts to be paid by
Recipient pursuant to the sub-lease document executed by Recipient and Ashland on the Effective Date
	 		 	

 8.3.2 Office Space - Warsaw, Poland Site 
 Service Provider: Ashland Poland Sp. z o.o.                     Service Recipient: Nexeo
Solutions Poland Sp. z o.o. 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Office Space	 	Warsaw, Poland Site	 	 •     Provide office space for 6 Recipient employees,
including payment of rent, provision of office furniture, supplying utilities, security, parking and access to common areas
 •     Provide access to copiers and printers
 •     Provide and maintain access to IT Network
 •     Provide mail services
	 		 	

 8.3.3 Office Space - Moscow, Russia Site 
 Service Provider: Hercules Russia O.O.O.                        Service
Recipient: Accolade RUS 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Office Space	 	Moscow, Russia Site	 	 •     Provide office space for 2 Recipient employees,
including payment of rent, provision of office furniture, supplying utilities, security, parking and access to common areas
 •     Provide access to copiers and printers
 •     Provide and maintain access to IT Network
 •     Provide mail services
	 	 •     Direct costs, such as phone and training are not included
	 	

  

	
	A-79

	
	Schedule A

  

 8.3.4 Office Space - Milan, Italy Site 

 

			
	Service Provider: Ashland Italia SpA	 	Service Recipient: Nexeo Solutions Italy SRL 

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Office Space	 	Milan, Italy Site	 	 •     Provide office space for 8 Recipient employees,
including payment of rent, provision of office furniture, supplying utilities, security, parking and access to common areas
 •     Provide access to copiers and printers
 •     Provide and maintain access to IT Network
 •     Provide mail services
	 		 	

 8.3.5 Office Space - Mississauga, Canada 

 

			
	Service Provider: Ashland Inc.	 	Service Recipient: Nexeo Solutions, LLC 

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Office Space	 	Mississauga, Canada	 	 •     Provide office space for 6 Recipient employees,
including payment of rent, provision of office furniture, supplying utilities, security, parking and access to common areas
 •     Provide access to copiers and printers
 •     Provide and maintain access to IT Network
 •     Provide mail services
	 	 •     Office supplies and training are not included and are to be paid directly by
Recipient
	 	

  

	
	A-80

	
	Schedule A

  

 9. Mexico Administrative Services 

 

			
	Ashland Service Representative: Marisol Maison	 	Recipient Service Representative: Mike Wilgus

 Service Levels: Consistent with Section 2 of the Agreement, unless otherwise noted. 

Exit Notification: 90 days’ notice provided by Recipient to Ashland, unless otherwise noted. 

9.1 Mexico - F&C 
  

			
	Service Provider: Ashland Chemical de Mexico	 	Service Recipient: Nexeo Solutions Mexico, S. de R.L. de C.V.

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	F&C	 	Purchasing	 	 •     Contact local vendors and freight forwarders

•     Handle Mexico import/export related activities

•     Training and transition of work processes
	 	 •     Creating purchase orders (Dublin, OH)

•     Sourcing supply and MRP
	 	
					
	F&C	 	Local Management	 	 •     Management of:

•     Daily transactions for the Business including logistics, purchasing, Accounts
Payable functions, invoicing and warehousing
 •     Insurance
claims
 •     Escalation of customer account issues as needed

•    Local bank account

•     Acting as an initial point of contact for other business issues which may
arise
 •     Submit requests to Ashland Treasury to add/remove access for
individual staff in the Recipient Finance Approval Authority (FAA) as needed
	 		 	
					
	F&C	 	Inventory Management	 	 •     Provide cycle count support and execution

•     Provide transactional support and execution

•     Provide auditing and SOX compliance related services

•     Training and transition of work processes
	 		 	
					
	F&C	 	Accounts Receivable	 	 •     Cash Application:

•     Provide the following cash application services, as part of the global
Treasury services in this Agreement:
 •     Download bank account
statements and identify customers, invoice numbers and values in USD for emailing to Ashland Treasury via lockbox
 •     Credit Control:

•     Provide normal credit control activities (i.e., release orders, customer
communication and follow-up)
 •     Collect open Accounts
Receivable
	 		 	

  

	
	A-81

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	F&C	 	Accounts Payable	 	 •    Invoice Processing

•    Imaging, processing, issue resolution and posting payments) for freight, utilities
travel and entertainment, food coupons, and other related invoices

•    Resolve account problems, including clearing of account - Issuance of manual checks
(local checkbook for ad hoc payments)
 •    Report outflow activities (e.g.,
manual wires and checks)
 •    Produce funding requests for the business from
Ashland Treasury
 •    Training and transition of work
processes
	 		 	
					
	 F&C
	 	Accounting Compliance	 	 •    Answer audit questions according to audit Client Assistance
letter and follow up questions
 •    Provide in-country statutory audit
support
	 		 	
					
	F&C	 	Tax	 	 •    VAT:

•    Data collection for declarations and payment

•    Reconcile VAT accounts (record payments and match to invoices)

•    Process required tax payments

•    Preparation and coordination to ensure timely filing of returns

•    Other Taxes (Federal, local, state, payroll):

•    Verify monthly installment payments are made

•    Reconcile withholding tax accounts

•    Record tax entries

•    Coordinate with external financial statement auditors on tax reporting

•    Conduct year-end declarations

•    Coordination with tax jurisdiction with regards to audits and inquiries

•    Preparation of local country tax filings and gathering of necessary data to
complete
 •    Process local country tax payments

•    Provide support for local tax authorities

•    Provide support documentation for customs tax requests

•    Training and transition of work processes
	 		 	
					
	F&C	 	HR - Payroll Entry	 	 •    Process ADP reports

•    Local General Ledger account reconciliation for social security, withholding, flat
tax, and other taxes
 •    Collect hourly data, sick days, holidays, SIP, and
other data for Recipient’s Mexico employees and other payroll data for ADP

•    Provide support documents for social security and labor services
requests
 •    Training and transition of work processes
	 		 	
					
	F&C	 	Benefits Accounting	 	 •    Provide payment processing services and recording services to
local providers (i.e., Health Life Dental)
 •    Verify profit center
accounting
	 		 	

  

	
	A-82

	
	Schedule A

  

 9.2 Mexico - OTC 
 Service Provider: Ashland Chemical de Mexico
                        Service Recipient: Nexeo Solutions Mexico, S. de R.L. de C.V. 

 

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Mexico - OTC	 	OTC / Billing	 	 •     Prepare deliveries - Follow up on sales orders - Training and transition of work
processes
	 		 	

 9.3 Mexico - Employee Relation Support 
 Service Provider: Ashland Chemical de Mexico
                        Service Recipient: Nexeo Solutions Mexico, S. de R.L. de C.V. 

 

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Mexico - Employee Relation Support	 	Employee Relation Support	 	 •     Employee Relations Specialist to manage coaching on performance improvement plans for
employees in Mexico
	 		 	

 9.4 Mexico - HR - Benefits 
 Service Provider: Ashland Chemical de
Mexico                                    Service Recipient:
Nexeo Solutions Mexico, S. de R.L. de C.V. 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Mexico - HR - Benefits	 	HR - Benefits	 	 •     Handle new hire benefit enrollment and orientations
(oversee form completion)
 •     Process life event changes (e.g., new
beneficiary, setting tax withholding, beneficiary designation changes)
	 		 	
					
	Mexico - HR - Benefits	 	HR - Benefits	 	 •     Respond to vendor inquiries and validate vendor payments
	 		 	

  

	
	A-83

	
	Schedule A

  

 9.5 Mexico - HR - Payroll 
 Service Provider: Ashland Chemical de Mexico                        
Service Recipient: Nexeo Solutions Mexico, S. de R.L. de C.V. 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Mexico - HR - Payroll	 	HR - Payroll	 	 •     Provide Illness administration

•     Provide payroll verification services such as entering data in the PEI
system, creating verification reports and verifying withholding tax

•     Create and approve authorization of payroll file

•     Provide payroll payment approval and money transfer to individual employee
bank accounts (direct deposit)
 •     Provide bi-weekly payroll
processing for all employees
 •     Verify and validate payroll
registers
 •     Provide variable pay/sales incentives plan payout
administration
 •     Administer merit and variable pay
adjustments
 •     Administer year end payments including vacation
premiums, Christmas bonuses and savings plan payments and administer May Profit Sharing

•     Provide new hire and termination processing services

•     Severance coordination: coordinate with appropriate vendors to ensure
maintenance of coverage and separate journal entry to properly account for cost

•     Savings Fund and Pension Fund administration

•     Garnishment interpretation, setup and maintenance; set up Accounts Payable
check to appropriate court house
 •     Tax withholding administration;
government reporting. Includes flat tax
 •     Provide employment
verification to third party institutions including letters confirming employment status and earnings

•     Provide education reimbursement support

•     Disbursement control and remittance

•     Administer special check processing, check printing, handling and
distribution
 •     Relocation support (coordination and administration
of reimbursement)
 •     Direct deposit management

•     Process payroll journal entries

•     Provide payroll funding service

•     Provide all payroll data to Recipient or its delegate

•     Manage payroll Adjustments

•     Process Claims/Overpayments as needed

•     Process off cycle payroll

•     Manage merit budget, check data and update changes

•     Conduct annual payroll audits
	 		 	
					
	Mexico- HR - Payroll	 	HR - Payroll	 	 •     Tax reporting, filing and remittance
	 		 	
					
	Mexico - HR - Payroll	 	HR - Payroll	 	 •     Stop payment and wire transfer services
	 		 	
					
	Mexico - HR - Payroll	 	HR - Payroll	 	 •     Positive pay exceptions fees; file transmission fees; Treasury release of final payment to
employee bank account
	 		 	

 9.6 Mexico - HR - Call Center 
 Service Provider: Ashland Chemical de Mexico                     Service Recipient: Nexeo
Solutions Mexico, S. de R.L. de C.V. 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Mexico - HR - Call Center	 	HR - Call Center	 	 •     Provide support for HR policy and benefits related questions
	 		 	
					
	Mexico - HR - Call Center	 	HR - Call Center	 	 •     Provide support for personnel data inquiries and hr4u transactional processing
questions
	 		 	

  

	
	A-84

	
	Schedule A

  

 9.7 Mexico - Talent Mgmt - (LMS only) 
 Service Provider: Ashland Chemical de Mexico
                        Service Recipient: Nexeo Solutions Mexico, S. de R.L. de C.V. 

 

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Mexico - Talent Mgmt - (LMS only)	 	Talent Mgmt - (LMS only)	 	 •    Provide LMS platform, mandatory Recipient and environmental compliance related
training
	 		 	

  

	
	A-85

	
	Schedule A

  

 10. EMEA Finance 
  

			
	Ashland Service Representative: Paola Bolderman	  	Recipient Service Representative: Stephen Fazakas

 Service Levels: Consistent with Section 2 of the Agreement, unless otherwise noted.  

Exit Notification: 90 days’ notice provided by Recipient to Ashland, unless otherwise noted. 

 

			
	10.1 Controller - General Accounting	  	
	  
 Service Provider: Ashland Services BV
	  	Service Recipient: Nexeo Solutions Danmark ApS, Accolade Finland OY, Accolade France SAS, Nexeo Solutions Germany GmbH, Accolade Plastics Ireland Ltd., Nexeo Solutions
Italy SRL, Accolade Netherlands BV, Nexeo Solutions Norway AS, Nexeo Solutions Poland Sp z o.o., Accolade Portugal Unipessoal Limitada, Nexeo Solutions Spain SL, Nexeo Solutions Sweden AB, Nexeo Solutions Plastics UK Limited

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Controller -General Accounting	 	Statutory Financial Statements	 	 •     Prepare annual audit binders for statutory audits and
provide assistance to external auditors
 •     Prepare and file annual
financial statements required to be submitted for each legal entity in accordance with the local country rules and statutory requirements with the local authority where the legal entity is registered for each legal entity for fiscal year
2011
	 	 •     Recipient remains accountable and liable for financial statements prepared or filed on its
behalf by Ashland
	 	
					
	Controller -General Accounting	 	Financial Accounting Services	 	 •     Record actual monthly payroll costs and all staff cost
related accruals in the general ledger for each Recipient entity

•     Conduct periodic cost center expense reviews for accuracy and completeness
(raising accruals as required)
 •     Conduct monthly profit and loss and
balance sheet reviews for sense and completeness
 •     Calculate and
post of monthly tax accruals
 •     Conduct fixed asset and property
accounting
 •     Manage intercompany process and monthly reconciliations
(including production and posting of any miscellaneous invoices and administering the periodic netting process for EMEA)
 •     Perform month end closing activities in accordance with closing schedules in effect as of the Effective Date

•     Produce monthly profit and loss and balance sheet reports

•     Complete and file other mandatory country statistical reports
	 		 	

  

	
	A-86

	
	Schedule A

  

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Controller - General Accounting	 	Treasury Poland	 	 •     Record monthly accounting entries for treasury related
payments (excluding Accounts Payable)
 •     Reconcile bank accounts
against General Ledger
 •     Enter the rates published by the Polish and
Czech Republic central bank daily
 •     Prepare Treasury reports to the
Polish and Czech Republic central banks
 •     Monitor hedging contract
as it needs to be included in the statutory reporting
	 		 	
					
	Controller - General Accounting	 	Recipient Holding Companies EMEA	 	 •     Make all relevant accounting and reporting entries,
reconciliation, reviews and closing according to US GAAP
 •    Enter and
review all relevant tax entries
 •     Prepare and file statutory
financial statements and CIT return
	 		 	

 10.2 HR - Training 
  

			
	Service Provider: Ashland Services BV	    	Service Recipient: Nexeo Solutions Danmark ApS, Accolade Finland OY, Accolade France SAS, Nexeo Solutions Germany GmbH, Accolade Plastics Ireland Ltd., Nexeo Solutions
Italy SRL, Accolade Netherlands BV, Nexeo Solutions Norway AS, Nexeo Solutions Poland Sp z o.o., Accolade Portugal Unipessoal Limitada, Nexeo Solutions Spain SL, Nexeo Solutions Sweden AB, Nexeo Solutions Plastics UK Limited

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	HR - Training	 	Training of Recipient employees	 	 •     Conduct basic system and procedural training for Recipient employees on finance processes
in SAP (as used by the Business in EMEA as of the Effective Date); training to be performed at the ESBS during term that such services are provided under the Agreement - Provide support for first two stand alone monthly accounting closes following
the Effective Date (in Barendrecht or by telephone)
	 		 	 •     Training on processes and procedure includes local compliance
training

 10.3 Tax 

			
		
	Service Provider: Ashland Services BV	    	Service Recipient: Nexeo Solutions Danmark ApS, Accolade Finland OY, Accolade France SAS, Nexeo Solutions Germany GmbH, Accolade Plastics Ireland Ltd., Nexeo Solutions
Italy SRL, Accolade Netherlands BV, Nexeo Solutions Norway AS, Nexeo Solutions Poland Sp z o.o., Accolade Portugal Unipessoal Limitada, Nexeo Solutions Spain SL, Nexeo Solutions Sweden AB, Nexeo Solutions Plastics UK Limited

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Tax	 	VAT	 	 •     Prepare and submit periodic VAT returns in accordance
with local regulations
 •     Reconcile accounting records with periodic
VAT returns
 •     Prepare and submit Intrastat returns

•     Manage applications and process for obtaining new VAT registrations in the
event that new registrations are required for the Recipient legal entities specified in the Asset Purchase Agreement after the Effective Date
 •     Support VAT questions, inspections or audits by local tax authorities
	 	 •     Recipient remains accountable and liable for financial statements prepared or filed on its
behalf by Ashland
	 	

  

	
	A-87

	
	Schedule A

  

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Tax	 	Tax	 	 •     Prepare and file annual corporation tax returns for each
Recipient legal entity for fiscal year 2011
 •    Assist with any subsequent
tax questions or audits pertaining to the fiscal year 2011 tax returns
	 	 •     Recipient remains accountable and liable for financial statements prepared or filed on its
behalf by Ashland
	 	

 10.4 Treasury - Cash Application 
  

			
	Service Provider: Ashland Services BV	    	Service Recipient: Nexeo Solutions Danmark ApS, Accolade Finland OY, Accolade France SAS, Nexeo Solutions Germany GmbH, Accolade Plastics Ireland Ltd., Nexeo Solutions
Italy SRL, Accolade Netherlands BV, Nexeo Solutions Norway AS, Nexeo Solutions Poland Sp z o.o., Accolade Portugal Unipessoal Limitada, Nexeo Solutions Spain SL, Nexeo Solutions Sweden AB, Nexeo Solutions Plastics UK Limited

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - Cash Application	 	Cash Application	 	 •     Apply customer payments received via the bank accounts
timely to the appropriate open invoices within SAP
 •     Work with
Recipient credit team to identify how cash should be applied where any needed details are missing
	 		 	

 10.5 Treasury - Letters of Credit and Bank Guarantees 

 

			
	Service Provider: Ashland Services BV	    	Service Recipient: Nexeo Solutions Danmark ApS, Accolade Finland OY, Accolade France SAS, Nexeo Solutions Germany GmbH, Accolade Plastics Ireland Ltd., Nexeo Solutions
Italy SRL, Accolade Netherlands BV, Nexeo Solutions Norway AS, Nexeo Solutions Poland Sp z o.o., Accolade Portugal Unipessoal Limitada, Nexeo Solutions Spain SL, Nexeo Solutions Sweden AB, Nexeo Solutions Plastics UK Limited

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Treasury - Letters of Credit and Bank Guarantees	 	Credit Control	 	 In Poland, Russia, Denmark, Finland, Norway and Sweden, provide the following services:

•     Collect Accounts Receivable, follow up on any past due collection issues and
maintain GetPaid
 •     Order release of commercial orders on block,
given customer risk and Accounts Receivable exposure
 •     Reconcile
customer accounts
 •     Apply cash on account to outstanding Accounts
Receivable line items
	 		 	

  

	
	A-89

	
	Schedule A

  

 11. EMEA Human Resources 
 Ashland Service Representative: Leigh Townley                    Recipient Service
Representative: Stephen Fazakas 
 Service Levels: Consistent with Section 2 of the Agreement, unless otherwise noted.

 Exit Notification: 90 days’ notice provided by Recipient to Ashland, unless otherwise noted. 

11.1 HR - EMEA 
  

			
	Service Provider: Ashland Services BV	  	Service Recipient: Nexeo Solutions Danmark ApS, Accolade Finland OY, Accolade France SAS, Nexeo Solutions Germany GmbH, Accolade Plastics Ireland Ltd., Nexeo Solutions
Italy SRL, Accolade Netherlands BV, Nexeo Solutions Norway AS, Nexeo Solutions Poland Sp z o.o., Accolade Portugal Unipessoal Limitada, Nexeo Solutions Spain SL, Nexeo Solutions Sweden AB, Nexeo Solutions Plastics UK Limited

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	HR - EMEA	 	Work Time Adjustments/Planning - Production	 	 •     Maintain work time systems used, including shift
systems
 •     Optimize these systems in line with legal requirements and
Recipient guidance
 •     Control overtime requirements

•     Oversee communication with government authorities

•     Ensure payments to employees are made properly

•     Manage information related to work time planning
	 		 	
					
	HR - EMEA	 	Sales Incentive Plans	 	 •     Create pay-out documentation

•     Communicate to employees by written communication
	 	 •     Services do not include validating eligible SIP Employees
	 	
					
	HR - EMEA	 	Recruitment process	 	 •     Meet with hiring manager to discuss recruiting
strategy
 •     Oversee job postings

•     Screen internal candidates

•     Screen external candidates

•     Contact employment agencies

•     Short list interviews grade 14 and below

•     Short list interviews grade 15 and above

•     Short list interviews grade 15 and above

•     Perform candidate assessment testing

•     Provide assessment center for shortlist candidates

•     Select final candidate

•     Extend job offer

•     Draft contract based on Recipient contract
	 	 •     Services do not included:

•    Preparing job descriptions

•    Requests for approval

•    Design of consistent templates
	 	
					
	HR - EMEA	 	Payroll Tax Services	 	 •     Send to appropriate Recipient department for monthly validation
	 		 	

  

	
	A-90

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	HR - EMEA	 	Payroll	 	 •     Process payroll for entire salary population utilizing
Ashland’s external payroll provider as of the Effective Date, who shall be provided with a matrix of employees and cost centers for pay processing
 •     Ashland’s services will include the following:
 •     Collect payroll mutations
 •     Send to payroll provider
 •     Send info to benefit providers and authorities
 •     Check payroll run

•     Make final payment for terminated employees through payroll or
otherwise
 •     Keep personnel records up to date

•     Tax withholding, history, maintenance and delivery of information from
payroll provider
 •     Ongoing garnishment profile management with
external payroll provider
 •     Disbursement control and
remittance
 •     Special check processing and other services through the
contracted payroll provider
 •     FMLA process deduction

•     Maintenance direct deposit management

•     Payroll journal entry processing unemployment Tax management
support
 •     Absence tracking done per country through the local HR
support and external service providers of employee related services for Belgium, France, Germany, the Netherlands, Poland and Spain
 •     Provide all payroll data to Recipient or its delegate, as applicable
	 	 •     Services do not include SOX compliance, approval of
payroll or signing/executing documents on Recipient’s behalf

•     Costs of retaining external payroll provider are not included
	 	
					
	HR - EMEA	 	Onboarding process	 	 •     Provide HR in-take, internal employee setup and company introduction related
services
	 		 	
					
	HR - EMEA	 	Occupational Health Services	 	 •     Provide support of third party daily executional
contacts and tasks regarding health services with regard to individual employees

•     Report Key Performance Indicators (KPIs) regarding sickness

•     Provide health checkup programs
	 		 	
					
	HR - EMEA	 	Merit Process/ Performance review process	 	 Provide the following communication and support to management and employees:

•     Validate data updates

•     Provide business validation and recommendations

•     Consolidate business and country data

•     Negotiate and establish appropriate merit increases with management team
based on annual performance evaluation ratings and salary guidelines

•     Get approval of established merit increases from Recipient

•     Give data to the payroll provider

•     Provide written communication by letter to employees
	 	 •     Services do not include:

•     Evaluating outcome of MRR

•     Interviewing senior leaders for development needs

•     Identifying key areas of training, etc.
	 	
					
	HR - EMEA	 	Medical Services Administration	 	 •     Provide the following short term disability
administration related services:
 •     Intake of completed medical
forms, including medical review and approval of each form
 •     Email
notification to purchasing company contact(s) of each case
 •     Follow
up on each case until closed – by country as needed
 •     Track all
cases within the region – by country, division, etc. as requested with confidential medical information redacted.
 •     Other medical services administration services include: medical records maintenance, with and based on local authority’s support for the administration of new hire
and local, country specific workers claims
	 		 	

  

	
	A-91

	
	Schedule A

  

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	HR - EMEA	 	Labor Relations (Works Councils)	 	 •     Provide knowledge transfer, short-term support and introduction with relevant persons, if
a Works Council/employee representative exists with Recipient
	 	 •     Services do not include:

•     Responsibility for compliance with Works Council jurisdiction and employee
protection requirements
 •     Responding to grievances

•     Coaching management representatives and coordination of Works Council
consultation processes,
 •     Identifying issues/topics or defining
freedom of action/latitude
 •     Preparation of Request for Action,
Request for Consent, and other related forms
 •     Preparation,
participation and chairing Workers Council/Union meetings including, but not limited to, preparing the meeting agenda, keeping minutes and preparing invitations

•     Preparing and approving minutes

•     Implementation of decisions (including communications/legal
formalities)
	 	
					
	HR - EMEA	 	HR4U Reporting	 	 •     Provide HR4U system maintenance and HR data reporting, in a manner that complies with SOX
for HR data and data privacy
	 		 	
					
	HR - EMEA	 	HR4U / EMEA Support	 	 •     Provide all data entry records maintenance, system
maintenance, fiscal year 2011 Total Rewards administration support, merit support and SIP administration services, which include:
 •     Input, output and maintenance of employee/management data
 •     Report generation

•     Evaluation of impact of new processes

•     Communicate new processes and any relevant changes

•     Update HR4U system with audit results

•     Confirm to Recipient managers that changes have been made - Maintain
turnover, absenteeism, exit, new hire, finance headcount tracking and legal liability reports
	 		 	

  

	
	A-92

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	HR - EMEA	 	Employee Relations Specialists	 	 •     Provide harassment investigation support
	 		 	
					
	HR - EMEA	 	Employee Contract	 	 •     Assist with implementation, utilization and communication of Recipient employment
contracts
	 		 	
					
	HR - EMEA	 	Day-to-day HR work	 	 •     Provide daily HR support to Recipient and its employees
	 	 •     Services do not include:

•     Obtaining overall business targets for HR expenses

•     Evaluating previous year’s actuals/current year outlook or similar
tasks
 •     Determining SOX related and other relevant (audit)
regulations for HR
 •     Drawing up process for adhering to regulations
and related matters
	 	
					
	HR - EMEA	 	Compensation	 	 •     Administer Total Rewards/Variable Plan (SIP) programs
for the 2011 fiscal year, including the following services:

•     Validation of employee data

•     Get approval from Recipient

•     Provide data to payroll administration

•     Process payment upon Recipient approval
	 		 	
					
	HR - EMEA	 	CLA	 	 •     Keep track of legal developments and any applicable
terms and conditions in the region
 •     Follow applicable local
requirements and regulations for any communication to employees or for implementing any relevant agreements
	 	 •     Services do not include:

•     Inventarising Recipient’s or local organizations needs, including
budgets or local benchmarks, and discussions with businesses

•     Setting strategy or course to bring requirements in line with legislation or
other terms in the particular region
 •     Chairing or leading
negotiations with unions
 •     Formalizing agreements or
disagreements
	 	
					
	HR - EMEA	 	Car Fleet Management	 	 •     Administration of car lease program

•     Provide support for Recipient designed policies

•     Administration of day-to-day fleet management
	 		 	

  

	
	A-93

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded
Services
	 	 Service Levels

	HR - EMEA	 	Benefits Administration	 	 •     Administer all benefit determinations, claims and
appeals
 •     Interpret and implement the terms of the Recipient’s
benefit plans
 •     Authorize and direct all disbursements of benefits
and other sums
 •     Administer all payroll deductions and corresponding
contributions
 •     Track plan costs and make reports available to
Recipient in the same manner Ashland does for its own plans, except with respect to Recipient Plan #19 on Schedule 5.19(a) of the Asset Purchase Agreement

•     Provide Bridge support for all benefits services for Recipient directly or
through service providers (see schedule)
	 	 •     Services do not include updating Employee
Handbooks
 •     Fees of services providers for Bridge support are not
included
	 	
					
	HR - EMEA	 	Benefits Administration	 	 •     Support Recipient’s employees and management with respect to vendor and other service
issues in the same manner as such support is provided with respect to Ashland’s employees and management
	 		 	
					
	HR - EMEA	 	Benefits Administration	 	 •     Assist in communicating with Recipient employees
	 		 	

  

	
	A-94

	
	Schedule A

  

 12. EMEA Environmental Health & Safety 

 

			
	Ashland Service Representative: Cor Voordouw	 	Recipient Service Representative: Stephen Fazakas 

 Service Levels: Consistent with Section 2 of the Agreement, unless otherwise noted. 

Exit Notification: 90 days’ notice provided by Recipient to Ashland, unless otherwise noted. 

12.1 EH&S - EMEA 
  

			
	 Service Provider: Ashland Services BV
	  	Service Recipient: Nexeo Solutions Danmark ApS, Accolade Finland OY, Accolade France SAS, Nexeo Solutions Germany GmbH, Accolade Plastics Ireland Ltd., Nexeo Solutions
Italy SRL, Accolade Netherlands BV, Nexeo Solutions Norway AS, Nexeo Solutions Poland Sp z o.o., Accolade Portugal Unipessoal Limitada, Nexeo Solutions Spain SL, Nexeo Solutions Sweden AB, Nexeo Solutions Plastics UK Limited

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	EH&S EMEA	 	Project Management	 	 •     Provide guidance and support for EMEA activities of Recipient, including team meetings,
training, supporting documents, customer letters and translation services
	 	 •     Out-of-pocket expenses are not included but will be billed to Recipient at no
mark-up
	 	 •     Service levels will remain consistent with levels of
service provided to the Business during the 12 months prior to the Effective Date

•     Translation will be limited to languages for which translation services were
provided to the Business as of the Effective Date

					
	EH&S EMEA	 	Training	 	 •     Provide Substance Data Management, Workflow and REACH-related training to Recipient
personnel
	 		 	
					
	EH&S EMEA	 	Resources	 	 •     Oversee substance management activities for maintenance of existing active substances and
set-up new substances to support the Business
	 	 •     In EMEA, no services are included for products other than those “manufactured”
at EMEA Recipient facilities
	 	
					
	EH&S EMEA	 	Resources	 	 •     MSDS preparation and maintenance for all new and active Recipient branded products, as
well as maintenance for supplier-provided MSDSs for active products distributed by Recipient facilities for North America, EMEA and Asia Pacific
	 	 •     MSDS preparation and maintenance for products not
transacted in G2 not included
 •     In EMEA, no SDS will be created for
products other than those that are “manufactured” at EMEA Recipient facilities; EMEA distributed products will have vendor SDS loaded into SAP without modification
	 	 •     Ashland MSDSs will be converted to Recipient branded MSDSs within 90 days after the system
is copied if Recipient logo is available; if Recipient name, address and logo are not available at the time of system copy, Ashland MSDSs will be converted to Recipient no later than 90 days after receipt of company information and
logo

  

	
	A-95

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	EH&S EMEA	 	Resources	 	 •     Provide Recipient labels with logos for active Recipient branded products distributed
through G2
	 	 •     In EMEA, no services are included for products other than those “manufactured”
at EMEA Recipient facilities
	 	 •     Service will not be provided Day 1; Recipient branded labels will be provided 90 days
after the Effective Date if logo is available on the Effective Date. If Recipient name and logo are not available at the Effective Date, Ashland labels will be converted to Recipient no later than 90 days after receipt of company information and
logo

					
	EH&S EMEA	 	Resources	 	 •     Provide access to global subject matter experts (SMEs) for regulatory
information/consultation in the areas of air, water, safety leadership, high risk safety programs (i.e., hot work, confined space, electrical safety), safe driving, industrial hygiene, sustainability, dangerous goods, fire, hazard communication,
regulated chemicals (i.e., FDA, ethanol), biocides and product registrations/risk assessments, including indirect access to supporting software systems and subscriptions used by SMEs
	 		 	 •     Response acknowledging initial request to be provided
within 3 business days of receipt
 •     Scope and schedule to be agreed
upon by Ashland and Recipient on a case-by-case basis

					
	EH&S EMEA	 	IT Systems	 	 •     Periodically push data from SAP to REACH Customer Portal
as needed
 •     Update business rules (status, uses) upon request from
Recipient/EH&S
	 	 •     Maintenance of business rules is not included, as it will be managed by
EH&S
	 	 •     99% availability

					
	EH&S EMEA	 	IT Systems	 	 •     Periodically push data from SAP to REACH Vendor Portal
as needed
 •     Update business rules (status, uses) upon request from
Recipient/EH&S
	 	 •     Maintenance of business rules is not included, as it will be managed by
EH&S
	 	 •     99% availability

					
	EH&S EMEA	 	Reporting	 	 •     Provide review, guidance and support on REACH reporting through Cognos for Customer and
Vendor Portal (external tools)
	 		 	

  

	
	A-96

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded
Services
	 	 Service Levels

	EH&S EMEA	 	Reporting	 	 •     Provide review, guidance and support on REACH reporting through SAP-SVT for imported
materials
	 		 	 •     Weekly report to check status of materials to block imports if not set-up
correctly

					
	EH&S EMEA	 	IT Systems	 	 •     Provide maintenance on REACH properties in SAP, including OR entries and documents, SVT
compositions and purchase order validation (performed by SMT).
	 		 	
					
	EH&S EMEA	 	Registrations	 	 •     Provide product registrations and substance notifications in certain countries such as
Turkey, Serbia, Poland, Russia, Denmark, Finland, Norway and Sweden for imports and manufactured products only
	 		 	
					
	EH&S EMEA	 	Registrations	 	 •     Conduct REACH pre-registration maintenance for Recipient entities on imported
substances
	 		 	

  

	
	A-97

	
	Schedule A

  

 13. EMEA Russia 
 Ashland Service Representative: Paola
Bolderman                            Recipient Service Representative: Stephen Fazakas

 Service Levels: Consistent with Section 2 of the Agreement, unless otherwise noted. 

Exit Notification: 90 days’ notice provided by Recipient to Ashland, unless otherwise noted. 

13.1 EMEA Russia - Finance 
 Service
Provider: Hercules Russia
O.O.O.                                        
    Service Recipient: O.O.O. Accolade RUS 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	EMEA Russia	 	Financial Accounting Services in Local Accounting system 1C	 	 •     Ensure reconciliation between SAP and Local Accounting
System 1C
 •     Record actual monthly payroll costs and all staff cost
related accruals in the General Ledger for Recipient
 •     Provide fixed
asset and property accounting
 •     Apply customer payments received via
the bank accounts timely to the appropriate open customer invoices and work with Recipient credit team to identify how cash should be applied where details are missing

•     Reconcile and monitor Custom and VAT prepayments

•     Produce monthly profit and loss and balance sheet reports for local purposes
only
 •     Complete and file other mandatory country statistical
reports
 •     Issue sales invoices
	 		 	
					
	EMEA Russia	 	Accounts Payable	 	 •     Ensure all intercompany and third-party invoices are
initially processed in 1C
 •     Provide dual entry of invoices in SAP
based on SAP cost center and account coding
 •     Administration of
expense reports and expense reimbursement
	 		 	
					
	EMEA Russia	 	VAT	 	 •     Prepare and submit periodic VAT returns in accordance
with local regulations
 •     Reconcile accounting records with periodic
VAT returns
 •     Support VAT questions, inspections or audits by local
tax authorities
	 	 •     Recipient remains accountable and liable for financial statements prepared or filed on its
behalf by Ashland
	 	
					
	EMEA Russia	 	TAX	 	 •     Prepare and file annual corporation tax returns for each
Recipient legal entity for fiscal year 2011
 •     Assist with any
subsequent tax questions or audits pertaining to the fiscal year 2011 tax returns
	 	 •     Recipient remains accountable and liable for financial statements prepared or filed on its
behalf by Ashland
	 	
					
	EMEA Russia	 	Statutory Financial Statements	 	 •     Prepare annual audit binders for statutory audits and
provide assistance to external auditors
 •     Prepare and file annual
financial statements for each legal entity for fiscal year 2011
	 		 	

  

	
	A-98

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	EMEA Russia	 	Banking	 	 •     Provide bank administration, including opening, closing,
maintenance and previous day cash reconciliation, for all bank accounts

•     Administer online bank reporting systems, including downloading data files
and providing access to online banking systems
 •     Management of bank
account signatories
	 		 	
					
	EMEA Russia	 	Liquidity Management	 	 •     Manage daily cash position and generate daily cash
reports to determine liquidity needs (funding/investing)
 •     Perform
daily bank account reconciliation of cash concentration account to previous day’s activity

•     Deposit miscellaneous checks (i.e., vendor payments, tax refunds and other
miscellaneous checks) into Recipient depository accounts and make appropriate accounting entries

•     Fund controlled disbursement accounts
	 		 	
					
	EMEA Russia	 	Reconciliation	 	 •     Perform monthly bank account reconciliations to General
Ledger
 •     Provide bank statements, as needed
	 		 	
					
	EMEA Russia	 	Letters of Credit and Guarantees	 	 •     Issue applications for letters of credit

•     Establish and manage bank letters of credit and guarantees
	 		 	
					
	EMEA Russia	 	Treasury Accounting	 	 •     Record monthly accounting entries for Treasury related payments (excluding Accounts
Payable and payroll)
	 		 	
					
	EMEA Russia	 	Treasury Others	 	 •     Support other key functions interfacing with Treasury as
required, including providing reports to the Accounts Payable function

•     Process escheatment transactions

•     Training and transition of work processes
	 		 	
					
	EMEA Russia	 	Order to Cash	 	 •     Provide order to cash support services
	 		 	

 13.1.1 EMEA Russia - OTC 
 Service Provider: Hercules
Russia                            Service Recipient: O.O.O. Accolade RUS 

 

											
	 Service Category
	 	 Sub-Area
	 	 Service Scope
	 	Excluded Services	 	 Exit Notification
	 	 Service Levels

						
	EMEA Russia - OTC	 	EMEA Services	 	 •     Provide SME support, knowledge transfer and training of Recipient employees for activity
currently performed in Moscow office.
	 		 	30 Days	 	 •     Services not to exceed equivalent of 1.0 full-time
employees
 •     Term not to exceed June 30th, 2011

 13.1.2 EMEA Russia - IT 
 Service Provider: Hercules
Russia                            Service Recipient: O.O.O. Accolade RUS 

 

											
	 Service Category
	 	Sub-Area	 	 Service Scope
	 	Excluded Services	 	 Exit Notification
	 	 Service Levels

						
	EMEA Russia - IT	 	Information
Technology	 	 •     Provide local IT support services for infrastructure and
telecommunications
	 		 		 	

  

	
	A-99

	
	Schedule A

  

 13.1.3 HR - Russia 
 Service Provider: Hercules
Russia                            Service Recipient: O.O.O. Accolade RUS 

 

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	HR - Russia	 	Payroll calculation	 	 •     Calculation of payroll is performed by external service
provider Intercomp
 •     Prepare submissions to tax authorities, social
funds and statistic authorities
	 	 •     Paying for retention of Intercomp
	 	

  

	
	A-100

	
	Schedule A

  

 14. China 
 Service Provider: Ashland
Inc.                                    Ashland Service
Representative: Bin Jiang 
 Service Recipient: Nexeo Solutions,
LLC                  Recipient Service Representative: Larry Hunt 
 Service Levels: Consistent with Section 2 of the Agreement, unless otherwise noted. 
 Exit Notification: 90 days’ notice provided by Recipient to Ashland, unless otherwise noted. 
 14.1 China - Human Resources 
  

			
	 Service Provider: Ashland China Holdings Company
	  	Service Recipient: Nexeo Solutions Trading (Shanghai) Company Limited and/or Nexeo Solutions Chemicals Trading (Shanghai) Company Limited

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	HR	 	Government Compliance	 	 •     Manage Employee contracts and documentation as needed to maintain compliance with
government policies and regulations
	 	 •     Recipient remains accountable and liable for regulatory compliance
	 	
					
	HR - Asia Pacific	 	New Hires	 	 •     Provide assistance in recruiting and onboarding and
document management for new hires
 •     Provide compensation survey data
and market reference benchmarking
	 		 	
					
	HR - Benefits	 	Benefits Admin	 	 •     Administer benefit plans in place as of the Effective
Date and assist in the organization and establishment of new plans

•     Monitor and track all current accruals related to benefits
administration
	 		 	
					
	HR - Payroll	 	Payroll	 	 •     Administer all salary and payroll information and manage vendor relationship to ensure
Recipient employees get paid correctly
	 		 	

 14.2 China - Finance 
  

			
	 Service Provider: Ashland China Holdings Company
	  	Service Recipient: Nexeo Solutions Trading (Shanghai) Company Limited and/or Nexeo Solutions Chemicals Trading (Shanghai) Company Limited

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Finance	 	Controller - General Accounting	 	 •     Continue to support Recipient business needs for General Ledger accounting, tracking and
reporting monthly profit and loss statements and associated data.
	 		 	

  

	
	A-101

	
	Schedule A

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	Finance	 	Banking and A/P	 	 •     Manage Accounts Payable process, including payment of vendor invoices, payment of employee
expense reports, creation and management of letters of credit
	 		 	
					
	Finance	 	Tax	 	 •     Prepare local country VAT returns

•     Prepare local country business returns

•     Run reports for preparation of income tax filings

•     Provide information for preparation of tax provision

•     Coordinate with local country tax advisor

•     Process local country tax payments

•     Record tax accounting journal entries
	 	 •     Recipient remains accountable and liable for financial statements prepared or filed on its
behalf by Ashland
	 	
					
	Finance	 	Treasury - China Banking and A/R	 	 •     Manage cash application and Accounts Receivable process
	 		 	
					
	Finance	 	Business Analysis	 	 •     Provide support for profit & loss and working capital analysis and annual budget
process
	 		 	
					
	Finance	 	Treasury - Letters of Credit and Bank Guarantees	 	 •     Provide support for credit management,
including:
 •     Credit review for recommendation of establishing a line
of open credit
 •     Reviewing requests for extended terms

•     Collection activities

•     Tracking and measurement of credit metrics such as DSO, % current,
etc.
	 		 	

 14.3 China - EH&S 
  

			
	Service Provider: Ashland China Holdings Company	  	Service Recipient: Nexeo Solutions Trading (Shanghai) Company Limited and/or Nexeo Solutions Chemicals Trading (Shanghai) Company Limited

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	EH&S	 	Regulatory support	 	 •     Support Master Data and Purchasing in reviewing products for sale and importation,
ensuring that proper GCI and China regulatory criteria are maintained
	 	 •     Recipient remains accountable and liable for regulatory compliance
	 	

 14.4 China - Administration 
  

			
	Service Provider: Ashland China Holdings Company	  	Service Recipient: Nexeo Solutions Trading (Shanghai) Company Limited and/or Nexeo Solutions Chemicals Trading (Shanghai) Company Limited

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Service Levels

	IT - Global Infrastructure	 	Support	 	 •     Provide technical support for Recipient staff for technology items such as computers,
printers, Blackberry, Lotus notes and other related devices and programs
	 		 	

  

	
	A-102

	
	Schedule A

  

 14.5 China - Office Rent 

 

			
	Service Provider: Ashland China Holdings Company	  	Service Recipient: Nexeo Solutions Trading (Shanghai) Company Limited and/or Nexeo Solutions Chemicals Trading (Shanghai) Company Limited

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded
Services
	 	 Service
Levels

	Office Rent and Building Services	 	Office space	 	 •     Provide office space and building access for Recipient staff, including an office for
Recipient’s country manager, a large cubicle for Recipient’s Sourcing manager, standard cubicles for 2 buyers, 1 administrator, 1 Technology service representative, 4 sellers, and potential for 2-4 additional employees in 2011, the cost of
such office space for any such additional employees added in 2011 to be in addition to the cost listed for Section 14.5 in Schedule D at the rate of 200 dollars per month per each additional employee
	 		 	

 14.6 China - Supply Chain Logistics 

 

			
	Service Provider: Ashland China Holdings Company	  	Service Recipient: Nexeo Solutions Trading (Shanghai) Company Limited and/or Nexeo Solutions Chemicals Trading (Shanghai) Company Limited

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded
Services
	 	 Service
Levels

	Supply Chain - Logistics	 	Logistics	 	 •     Support Recipient needs for management of outside public warehouses and carriers,
including assisting in contract negotiation, approval of new warehouses and resolving any issues at the warehouses currently in use
	 		 	

 14.7 China - Supply Chain Order to Cash 

 

			
	Service Provider: Ashland China Holdings Company	  	Service Recipient: Nexeo Solutions Trading (Shanghai) Company Limited and/or Nexeo Solutions Chemicals Trading (Shanghai) Company Limited

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded
Services
	 	 Service
Levels

	Supply Chain - Master Data	 	Master Data	 	 •     Provide Master Data support for Recipient, including new product code set up and
management of customer and purchasing data
	 		 	
					
	Supply Chain - OTC	 	Customer Service	 	 •     Provide customer service support for field sales representatives for customers placing
orders for Hong Kong, SPE and China entities
	 		 	
					
	Supply Chain - OTC Import/Export	 	Import/export	 	 •     Provide assistance for import and export of product coming into either Recipient
warehouses or direct to customers, including managing paperwork and documentation required to meet customer and government requirements, tracking shipments, negotiating rates, resolving disputes and issues
	 	 •     Recipient remains accountable and liable for regulatory compliance
	 	

  

	
	A-103

	
	Schedule A

  

 15. Information Technology (IT) Services 
 Ashland Service Representative: Keith D. Thomas
                                    Recipient Service
Representative: David Chapman 
 Costs: Costs allocated to IT Project Pool are as described in Section 15.2 of this
Schedule A. 
 Service Levels: Consistent with Section 15.4 of this Schedule A. 

Exit Notification: 90 days’ notice provided by Recipient to Ashland, unless otherwise noted. 

15.1 Information Technology 
 15.1.1 -
E-mail and Calendaring Infrastructure & Services 
 Service Provider: Ashland Inc
                                    Service Recipient: Nexeo
Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Exit Notification

	IT	 	E-Mail and Calendaring Infrastructure & Services	 	 •     Support systems and services associated with providing
e-mail and calendaring services:
 •     Provide enterprise e-mail
systems
 •     Provide e-mail archiving

•     Operational monitoring and support 24 hours a day, 7 days a week

•     Provide SPAM and antivirus protection

•     Provide operation, maintenance and support of data center equipment and
supporting infrastructure for end user computing related to email and calendaring services
	 		 	

 15.1.2 - Data, Voice and End User Computing (EUC) Infrastructure Services 

Service Provider: Ashland Inc
                                    Service Recipient: Nexeo
Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Exit Notification

	IT	 	Data, Voice and End User Computing (EUC) Infrastructure Services	 	 •    Wide Area Network (WAN), Local Area Network (LAN),
Remote/Mobile access and Wireless Network configuration, engineering, maintenance and support:

•    Capacity planning, business need assessment, network planning, system design and
implementation
 •    Internet connectivity

•    Domain Name Services (DNS) and IP address management (DHCP)

•    Quality of Service (QOS) support of the WAN
	 		 	180 days

  

	
	A-105

	
	Schedule A

  

									
					
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Exit Notification

		 		 	 •     Network security and firewall administration (includes
third party access)
 •     Monitoring, investigating, and timely
reporting of any security incidents relevant to business operations involving IT system integrity or unauthorized data access
 •     Change, incident, problem and asset management
 •     Operational monitoring and support 24 hours a day, 7 days a week
 •     Problem monitoring, reporting and resolution
 •     Connectivity to other data centers to access agreed upon applications
 •     Internet connectivity for remote user access utilizing an established VPN tunnel to both shared and dedicated applications / servers

•     Network device support (e.g., routers, switches)

•     Wide Area Network (WAN), Local Area Network (LAN), and Wireless Network
Install/Move/Add/Change (IMAC) activity:
 •     Coordination and
management of the remote administration of IMAC activity
 •     Interface
with the business and site contacts
 •     Provisioning of VPN accounts
to new employees and third parties assisting the supported businesses as consistent with Ashland Network Policy
 •     Granting remote access to applications, servers, printers, etc. as required

•     Invoice management, supplier selection and management, and procurement of
data services, PBX, voicemail configuration services, maintenance and support:

•     Change, incident, problem and asset management

•     Operational support as currently provided (including support for new
employees)
 •     PBX, Voice Mail and Video Conferencing
Install/Move/Add/Change (IMAC) activity
 •     Coordination of IMAC
activity with suppliers and interface with the business and site contacts

•     Equipment inventory management

•     Management of the remote administration of IMAC activity as needed (including
support for new employees)
 •     Voice support:

•     Local and long distance phone service

•     Supplier, expense and contract management of mobile phone service (includes
centrally managed BlackBerry® devices and wireless cards)

•     Toll free numbers and routing

•     Voicemail support

•     Access to conference calling services

•     Facilitation of the transfer of dedicated telephone numbers including 1-8XX
numbers for landline and cellular phones
 •     Contact Center and Call
Logging Application Support and Maintenance:
 •     Call logging
installation, administration, support and quality monitoring

•     Report administration
	 		 	

  

	
	A-106

	
	Schedule A

  

  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Exit Notification

		 		 	 •     Scripting of call and email and fax interaction for call
routing and call treatments
 •     Call flow designs

•     Agent, supervisor and application administration

•     Tier 3 support and Global Operations (Tier 1 and Tier 2) for problem
resolution
 •     Invoice and supplier management, and procurement of
voice services, hardware, software, and maintenance
 •    Global 24×7
Service Desk / PC Services (Tier 1 & 2 Support):
 •     PC
install/move/add/change/disposal (IMACD), hardware and software installation, and fixing or replacing broken hardware (including BlackBerry® device support)

•     Service Request management

•     Incident escalation for business impacting PC issues

•     PC client security systems (e.g., personal firewall, antivirus)

•     Software distribution administration

•     User access management for relevant systems used as part of the normal course
of business, including access for new staff
 •     PC Engineering (Tier 2
and Tier 3 Support):
 •    PC operating system engineering and image
creation
 •     PC client security systems (i.e., personal firewall,
antivirus)
 •     Engineering and maintenance of standard set of
centrally managed PC applications
 •     Software distribution system
selection, configuration and maintenance
 •    Quality assurance
management
 •     Testing and acceptance of PC software to ensure
compatibility with Ashland standard PC software
 •     Development of
installation and support instructions for registered PC applications

•     Printer support including driver testing, acceptance, and installation; print
server setup; and print server configuration break/fix
 •     Tier 3
client configuration, application and hardware support
 •     Client OS
software patching and virus patching
 •     Shared Infrastructure
Services:
 •     Web-based collaboration services

•     Operational monitoring and support 24 hours a day, 7 days a week

•     Antivirus protection

•     File/print activities

•     Citrix environment management

•     Data security management to protect data and restrict access

•     Operation, maintenance and support of data center equipment and supporting
infrastructure for end user computing applications required by business operations including software distribution and remote server management
 •     Asset and Configuration Management:
 •     Software license compliance tracking for centrally managed software
	 		 	

  

	
	A-107

	
	Schedule A

  

 15.1.3 - HR Application Support and Infrastructure (HR4U) 

Service Provider: Ashland Inc
                                        
Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Exit Notification

					
	 IT
	 	HR Application Support and Infrastructure (HR4U)	 	 •     Provide the following services associated with
developing, implementing and supporting the global SAP HR applications, associated infrastructure and related HR business applications:
 •     24x7 operational monitoring, problem reporting, incident and problem management, and problem resolution

•     Ongoing support and maintenance for SAP HR and related integrated application
functionality in the areas of:
 •     Human Resources Processes: Employee
Records, Payroll (United States only), Benefits Administration, Compensation, and Employee & Manager Self Service functions
 •     Engineering and support (includes SAP basis)
 •     Data storage management

•     Back-up and recovery services including performing daily (incremental) and
scheduled full backups of core system transaction, database, and master file data with storage at secure off-site locations
 •     Disaster recovery planning and testing for core HR applications, consistent with current practices

•     Capacity management

•     Performance tuning

•     Printing from SAP HR systems

•     SAP HR integrated applications infrastructure maintenance

•     Incremental support related to the separate HR4U instance
	 		 	180 days

 15.1.4 - Salesforce.com Application Support 
 Service Provider: Ashland Inc.
                                        
Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Exit Notification

					
	 IT
	 	Salesforce.com Application Support	 	 •     Provide services associated with developing,
implementing and supporting the SalesForce.com application:
 •     24x7
operational monitoring, problem reporting, incident and problem management, and problem resolution

•     Ongoing support and maintenance for Customer Relationship Management
Processes in Salesforce.com (SFDC)
	 	 •     All activities required to link or interface SFDC to SAP or other applications as such
activities are included in Global Application Support
	 	

  

	
	A-108

	
	Schedule A

  

 15.1.5 - Global Application Support 
 Service Provider: Ashland
Inc.                                         
        Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Exit Notification

					
	 IT
	 	Global Application Support	 	 •     24×7 operational monitoring, problem reporting,
incident and problem management, and problem resolution
 •     Ongoing
support and maintenance for SAP and related integrated application functionality in the areas of:

•     Financial Processes: General Ledger, Special Ledger, Accounts Payable (with
imaging), Accounts Receivable, Credit Management, Collections Fixed Assets, Product Costing, Profitability Analysis, Financial Accounting and Reporting, Controlling, Project Systems, and Treasury Cash Management

•     Supply Chain Processes: Sales, Billing, Purchasing, Manufacturing and
Inventory Management, Plant Maintenance, Warehouse Management, and Quality Control

•     Environmental Health & Safety, including Labels and MSDS
support
 •     Support and maintenance activities include break/fix
incidents, master data changes (non-functional transports), and required legal and regulatory changes.

•     Incremental support related to the separate G2 instance.

•     Other key Ashland shared and standalone applications currently used by
Recipient, including Lotus Notes-based applications

•     Business-to-business (B2B) messaging

•     Application-to-application (A2A) messaging

•     Application security administration

•     Key IT controls compliance

•     Contract and license management

•     Maintenance of a Corporate records retention schedule

•     Delivery of employee Records Management training

•     Performance of annual records compliance reviews

•     Use of the Ashland Records Center, including:

•     Management and storage of hard copy records, microfiche records, and
microfilm records
 •     Retrieval services

•     Destruction services

•     Maintenance of legal hold orders

•     Develop, maintain, and control process and related documentation

•     Provide access to documentation

•     Respond to internal and external audit inquiries related to annual
documentation reviews
	 		 	180 days

  

	
	A-109

	
	Schedule A

  

 15.1.6 - Global Applications Infrastructure 

Service Provider: Ashland
Inc.                                         
       Service Recipient: Nexeo Solutions, LLC 
  

									
	 Service Category
	 	 Sub-Area
	 	 Services Scope
	 	 Excluded Services
	 	 Exit Notification

					
	IT	 	Global Applications Infrastructure	 	 •     Support systems and services associated with operating
and maintaining the global SAP applications and related systems infrastructure:

•     Software license compliance tracking for centrally managed
software
 •     Global 24x 7 operational monitoring, problem reporting,
incident and problem management, and problem resolution

•     Engineering and support (includes SAP Basis)

•     Data storage management

•     Back-up and recovery services, including performing daily (incremental) and
scheduled full backups of core system transaction, database, and master file data with storage at secure off-site locations
 •     Disaster recovery planning and testing for core business applications, consistent with current practices

•     Capacity management

•     Incident and problem management

•     Problem resolution

•     Printing from SAP systems

•     SAP integrated applications infrastructure maintenance

•     For equipment supported by Ashland that either has a maintenance contract or
warranty, Ashland will assist in the diagnosis and facilitate the dispatch of supplier(s) to resolve issues
 •     For installs or repairs of equipment that is not under warranty, Ashland will assist in the diagnosis (if needed) and work with plant and other personnel to dispatch
the appropriate resource(s)
	 		 	180 days

  

	
	A-110

	
	Schedule A

  

 15.2 IT Project Pool 
 A portion of the IT costs shown in Schedule D is allocated for project resources (such portion, the “IT Project Pool”) that can be used at the discretion of Recipient during the term that IT
Services are provided under the Agreement to staff IT-related projects that fall outside of the scope of services described in Section 15.1 of this Schedule A. The terms of usage related to the IT Project Pool are: 

 

	 	•	 	 The total value of the costs available for the IT Project Pool is $2,300,000 annually (on a contract year basis: April 1 to March 31).

  

	 	•	 	 The IT Project Pool must be used by Recipient during a contract year. Recipient will receive no credits for any unused portion or carryover between
years. 

  

	 	•	 	 Costs will be charged against the IT Project Pool as project resources are used or third party costs are incurred, at the rates outlined in the table
below. 

  

	 	•	 	 The IT Project Pool can be used for post Day One work as well as TSA exit activities. 

 

	 	•	 	 The project resources provided by Ashland in connection with the IT Project Pool will be subject to the IT Governance Principles described below.

  

									
	 Resource Pool
	 	 Annual Adjustment Factor
	 	 2011 Rate
	 	 Estimated 2012 Rate
	 	 Estimated 2013 Rate

	Ashland Internal Resources	 	Equivalent of Ashland annual salary increase pool % (merit + promotion)	 	$85 per hour and will reflect the Ashland internal rate	 	$88 per hour and will reflect the Ashland internal rate	 	$91 per hour and will reflect the Ashland internal rate
					
	Off-shore Third Party Pool	 	As Incurred	 	$40 - $48 per hour as incurred	 	Ashland rate structure for 2012 at vendor cost	 	Ashland rate structure for 2013 at vendor cost
					
	On-shore Third Parties	 	NA	 	As Incurred	 	As Incurred	 	As Incurred

 15.2.1 IT Governance Principles 
 Scope and Assumptions 
  

	1.	This procedure applies to IT requests not covered under the normal, day-to-day business operations support services described in Section 15.1 of this Schedule A.
Requests include application enhancements and customizations, and deployment of new IT infrastructure. 

  

	2.	The intent of the procedure is be consistent and aligned with both Recipient corporate governance and the Ashland IT governance with respect to IT resources.

 Originating Requests 
  

	1.	A request may be generated from either an Ashland Service Desk ticket (“Ticket”) or by defining the request in a Mini-Charter document.

  

	2.	Requests submitted as Tickets generally apply to existing applications. 

  

	 	a.	The request is evaluated and if it is found to address a “break-fix” issue, the Ticket is routed to the appropriate support group to fix the problem.

  

	 	b.	If the request is for an enhancement to an existing application: 

  

	 	i.	For work estimated to take 16 hours or less to complete and does not have a material impact on configuration, the work is assigned and completed, and the Ticket is
closed. 

  

	
	A-111

	
	Schedule A

  

	 	ii.	For work estimated to take more than 16 hours or is expected to have a material impact on configuration, the request is sent to Recipient’s IT Service
Representative to have the request defined and documented in a Mini-Charter. 

  

	 	iii.	All enhancement requests will be sent to Recipient’s IT Service Representative for review and approval. 

Defining Requests in a Mini-Charter 
  

	1.	Defining requests in a Mini-Charter is the typical approach for requesting enhancement or customization changes. There is no need to enter a Ticket when a project
request is defined through a Mini-Charter. 

  

	2.	Recipient will initiate the Mini-Charter to define the request. Recipient’s IT Service Representative will submit the request to the Ashland’s IT Service
Representative. 

  

	3.	Upon receipt of the Mini-Charter request, Ashland IT will: 

  

	 	a.	Review the request with stakeholders and subject matter experts, such as the Managers of Process Improvement and Process Councils, where applicable, to assess the
impact of request. 

  

	 	b.	Develop a cost estimate for the project request. For small, straightforward requests, the cost may be a fixed or not to exceed amount. For more complex projects
requests, the cost estimate will be provided, and the project will be done on a time and materials basis. 

  

	 	c.	Determine any impact on production support levels and include related recurring costs in the project estimate. Mutually agreed incremental support costs will be added
to the costs described in Schedule D of the Agreement, effective from the go-live date of the approved project. 

  

	 	d.	For projects estimated to require more than 500 hours of IT labor, the project will also require approval for resource scheduling using the Ashland IT resource
governance process. 

  

	4.	If Recipient approves to proceed with the work, the project will be scheduled and prioritized according to Ashland’s project portfolio management methodology.

  

	5.	Recipient will be billed for the work at the end of the project and will be provided a project accounting report detailing the hours spent on the project by each
resource type. Internal Ashland IT labor costs and third-party labor costs incurred from off-shore partners will be billed at the applicable rates shown in the above table for IT Project Pool funded work. These internal Ashland IT labor
charges and off-shore third party charges will be applied to the IT Project Pool first. In the event that the complete IT Project Pool is used, any costs in excess of the IT Project Pool will be billed directly to Recipient. For Recipient project
requests that are outside of the scope of services provided by Ashland’s IT function and for which Ashland does not have the requisite skills, any third-party charges incurred in connection with such projects will be billed directly to
Recipient as incurred. 

 Changing IT Systems, Infrastructure, or the Computing Environment Supported by Ashland

  

	1.	Any changes to systems, infrastructure or the computing environment supported by Ashland during the Term of the Agreement will be managed and made solely by Ashland
assigned resources. 

  

	2.	For approved project requests, Recipient will be required to participate in testing, including but not limited to user acceptance testing. Recipient will sign-off on
acceptance of work before changes are moved into the production environment. 

  

	3.	Changes will be implemented into the production environment following Ashland’s release schedule. 

  

	
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	Schedule A

  

	4.	For changes initiated by Ashland (including, but not limited to, template changes, localization updates, release upgrades and functional upgrades optimization projects)
that potentially impact Recipient, Recipient will be required to participate in the testing of these changes through their Power User (or equivalent) constituency. 

 Definitions 
 Ticket – A record of a request or problem submitted to the IT Service
Desk. The Remedy system is used for submitting, tracking, and closing Tickets. 
 Mini-Charter – An Ashland corporate document used to
define projects. This document is not specific to IT projects. 
 Process Councils – A group of subject matter experts who oversee a
business process to maintain its consistency and integrity, as well as recommend and facilitate improvements to the process. The membership of a Process Council includes functional subject matter experts, as well as representatives from the
commercial units. Process Councils approve IT enabled projects affecting the process. 
 Managers of Process Improvement – Individuals with
primary responsibility for improving their assigned business process. There is one Manager of Process Improvement (MPI) per major business process. 

  

	
	A-113

	
	Schedule A

  

 15.3 IT Service Level Objectives (SLOs) 
 Types of services and service levels are expected to be maintained consistent with the service levels delivered to the Business prior to the Effective Date of the Agreement. The Service Level Objectives
(“SLOs”) described below apply to the corporate enterprise, and are not specific to any one commercial unit. Similarly, SLOs are measured at the corporate enterprise level, and not for specific commercial units or geographical regions.

  

	1.	MPLS Network – The objective is 99.5% network availability and excludes scheduled downtime and power outages at local sites connected to the network (for
example, remote campuses and plant sites). The network may be unavailable during the regularly scheduled maintenance window, starting on Saturday evening 11:00 pm ET US, and lasting until Sunday morning at 1:00 am ET US. 

Network availability is measured monthly. 
  

	2.	Desktop 

  

	 	a.	Major campus for break/fix: The objective is 95% next Business Day resolution if the call was entered prior to 3:30 pm. 

 

	 	b.	Minor campus for break/fix: The objective is 90% next Business Day resolution if the call was entered prior to 3:30 pm. 

 

	 	c.	Major campus for new machine deployment: The objective is 95% completed within 4 Business Days after the later of (1) IMACD request received or
(2) availability of Ashland-provided software and hardware. 

  

	 	d.	Minor campus for new machine deployment: The objective is 90% completed within 5 Business Days after the later of (1) IMACD request received or
(2) availability of Ashland-provided software and hardware. 

  

	3.	SAP Production Support – For support of the SAP production environments, the service level objectives are listed below. These only apply to the SAP G2 and
HR4U production environments. 

  

	 	a.	For Priority 1 incidents impacting the availability of the SAP production environments, the necessary IT and business resources are fully committed until either the
incident is resolved or a work-around, acceptable to the Business, is developed and applied. These incidents are managed by the Global IT Infrastructure and Service group. 

 

	 	b.	For Priority 2 incidents impacting the availability of the SAP production environments, the necessary IT and business resources are committed full-time during business
hours and after hours, as required, to resolve the problem. These incidents are managed by the Global IT Infrastructure and Service group. 

 For SAP G2 business critical issues (as documented in the Power User handbook), properly declared and escalated to Priority 2 using the call now procedure by a Power User, and the Power User remains
available to assist during the duration of the resolution: 100% response time goal within 1 hour of business critical declaration, 24x7; 100% resolution time goal within 4 hours of business critical declaration, 24x7. 

 

	 	c.	For Priority 3 SAP G2 and HR4U support incidents: 

  

	
	A-114

	
	Schedule A

  

	 	i.	90% response time goal within 4 hours. The objective is to respond to 90% or more of incidents within 4 hours of the incident being assigned to the SAP Production
Support group. Hours are measured based on the SAP Support’s standard working hours of 11:00 pm ET US Sunday to 5:00 pm/6:00 pm ET US, daily through Friday. 

 

	 	ii.	90% resolution time goal within one Business Day if no SAP system change is required. 

 

	 	iii.	90% resolution time goal within four Business Days if an SAP system change is required. 

Key SAP Production Support SLO considerations: 
  

	 	1.	All incidents must be opened through Ashland’s web ticketing tool or called into Ashland’s Service Desk. There are no exceptions. 

 

	 	2.	Any time spent by SAP Production Support while waiting on the user’s answer to follow-up questions is excluded from resolution times. 

 

	 	3.	Any time spent by SAP Production Support while awaiting assistance from internal or external groups not bound by the same SLOs is excluded from resolution times.

  

	 	4.	When SAP system changes are required, resolution time is considered complete when the change has been staged for production implementation. Most break / fix changes are
implemented during the weekly release window each Saturday evening. 

  

	 	5.	If a workaround has been provided and the root cause cannot be immediately resolved, requires escalation to SAP, or requires more than 40 hours of resolution effort,
the incident ticket is considered resolved. A corresponding problem ticket is created to address the root cause. Problem tickets are not bound to these SLOs and are subject to prioritization. 

 

	 	6.	Incident tickets that are deemed to be a system enhancement are redirected to Ashland’s IT governance process and are not bound to these SLOs.

  

	 	7.	During go-live support efforts for major SAP releases where incident counts are higher than normal and support is supplemented by additional resources, SLOs may be
temporarily waived by Ashland. 

  

	 	8.	SAP Production Support SLOs are measured monthly. 

  

	 	d.	The regularly scheduled maintenance for the SAP G2 and HR4U production environment is as follows: 

 

	 	i.	SAP G2 and HR4U systems have a two hour monthly maintenance window starting at 11:00 pm ET US on the third Saturday of each month. The SAP Operational Team has the
right to extend this maintenance window up to four hours as needed as long as a one week notice is given. All other planned outages or extensions require coordination with appropriate business groups. 

 

	 	ii.	All scheduled monthly maintenance activities are announced through SAP system messages. For extensions or additional maintenance windows, communication through the
Power User network may also be used. GBS Process Captains inform their respective Process Councils of any maintenance schedule changes. 

  

	 	iii.	SAP print and faxing services have a weekly maintenance window starting at 11:00 pm ET US each Saturday evening, for a period of two hours. 

 

	 	iv.	HR4U “My Information” (ESS and MSS) also observes weekly maintenance each Sunday for two hours starting at 1:00 am ET. 

 

	 	v.	Services critical to the operation of SAP G2 and HR4U systems share the same monthly maintenance window. Most bolt-on applications, however, observe the weekly
maintenance window (Saturday 11:00 pm ET US). 

  

	
	A-115

	
	Schedule A

  

	 	vi.	SAP Basis, SAP Production Support, and/or SAP Operational Team reserve the right to schedule emergency maintenance for unplanned scenarios to preserve the integrity and
normal operation of SAP production systems. The goal is to only schedule emergency maintenance when absolutely necessary and to provide as much notice as possible; however, some unplanned situations do not lend themselves to much advance notice.

 Definitions and Additional Information 
 The time of day specified in the Desktop service level objective is the local time for the user. 

Business Day – 8 am – 5 pm local time, Monday through Friday with the exception of local holidays. 

IMACD – Install, move, add, change, delete. 
 Major Campuses – Dublin, Lexington, Wilmington, Covington, Barendrecht and Shanghai. 
 Tier 1
Site – A location that requires 24x7 availability to critical production systems. 
 Tier 2 Site – A location that requires
availability to critical production systems for more than standard business hours, but less than 24x7. 
 Tier 3 Site – A location that
requires availability to critical production systems during standard business hours (Monday – Friday, 8:00am – 5:00 pm in most cases). 
 The Global IT Infrastructure and Service group works with each individual site to determine their Operational Hours (see definition below). IT support resources, in collaboration with site contacts, work
to ensure critical production systems are functioning during operational hours. 
 Operational Hours – This will vary by site. It may be a
standard 8:00 am - 5:00 pm Monday – Friday, or up to 24x7. The business manager responsible for the site will determine the operational hours. Operational hours may extend beyond normal business hours to cover activities taking place
after-hours which involve critical production systems. 
 Scheduled Maintenance – All weekly and monthly maintenance windows start at
Saturday 11:00 pm ET US, and unless otherwise communicated, lasts for two hours. 
 Priority 1 – A problem situation where production
system(s) are down causing critical impact to business operations if service is not restored quickly and no work-around is available. IT and business units are willing to commit substantial resources around the clock to resolve the situation.

 Priority 2 – A problem situation where production system(s) are down or severely degraded impacting significant aspects of business
operations and a work-around may be available. IT and business units are willing to commit full-time resources during business hours, and after hours as required, to resolve the situation. 
 Priority 3 – A problem situation where production system(s) are degraded and a work-around is available. Resources will be committed as required to resolve the situation. 

Unless otherwise noted, “SAP G2” refers to core supply chain, EH&S and accounting modules of SAP R/3. 

  

	
	A-116

	
	Schedule A

  

 15.4 Terms for transfer of Nexeo SAP system data 

 

	1.	Historical data generated prior to the Effective Date and provided to Recipient during the Term of the Agreement as a result of the creation of a complete copy of the
Ashland GlobalOne SAP system (the copy is referred to as G2) will be limited to the current fiscal year and two prior fiscal years. 

  

	2.	Only specified data generated during the Term of the Agreement will be provided to Recipient upon the expiration, termination or cancellation of the Agreement. Data to
be provided will include customer, vendor, material and other master data used by Recipient, as well as open or pending business transactions (sales orders, purchase orders, etc.). 

 

	3.	The detailed transaction data provided will be limited to the then current fiscal year and two prior fiscal years. For the avoidance of doubt, Ashland will not be
responsible for extracting data from G2. 

  

	4.	Upon the expiration, termination or cancellation of the Agreement, Recipient will be responsible for making any necessary data interface connections to third-party
services providers, including financial institutions, logistics providers, and electronic data interchange (EDI) providers. 

  

	5.	Notwithstanding any other provision of this Schedule A, Nexeo shall have the right to use, access, copy, distribute and publish any data in G2 that is required for its
financial reporting, liability management or regulatory reasons. 

  

	6.	Ashland IT will use commercially reasonable efforts to assist Nexeo with any transition of the IT Services under this Schedule to new providers and/or Recipient’s
internal resources, based on a mutually agreed transition plan. All costs and expenses for such assistance shall be determined in accordance with this Section 15. 

  

	
	A-117

 SCHEDULE B 
 Telecom and Servers 
  

																									
	 Category
	  	 G1
Plant#
	  	 Owner
	  	 Region
	  	 Add’l Desc
	  	 Plant Name
	  	 Address
	 	 City
	 	 State
	 	 Zip
	 	 Country
	 	 TYPE
	 	 
		  		  		  		  		  	Ashland UK Limited	  	Unit 6 Swanwick Court	 	Alfreton, Derbyshire	 		 	DE557AS	 	United Kingdom	 	Phone System	 	Nortel Meridian
	Ashland W/H	  	0120	  	Ashland	  	East Coast	  	ANDERSON-DIST	  	ANDERSON CHAPMAN RD PLANT	  	105 CHAPMAN RD	 	ANDERSON	 	SC	 	29625	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0123	  	Ashland	  	Southeast	  	BATON ROUGE-DIST	  	BATON ROUGE S CHOCTAW DR PL	  	11109 SOUTH CHOCTAW DR	 	BATON ROUGE	 	LA	 	70805	 	USA	 	Phone System	 	Nortel BCM 50
	Ashland W/H	  	0006	  	Ashland	  	North	  	HALIFAX PLANT	  	HALIFAX PLANT	  	205 BLUEWATER RD	 	BEDFORD	 	NOVA SCOTIA	 	B4B 1H1	 	CANADA	 	Phone System	 	Norstar CICS
	Ashland W/H	  	0125	  	Ashland	  	East Coast	  	BINGHAMTON-ES	  	BINGHAMTON BRD ST PLANT	  	3 BRD ST	 	BINGHAMTON	 	NY	 	13902	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0126	  	Ashland	  	Southeast	  	BIRMINGHAM-DIST	  	BIRMINGHAM BALL ST PLANT	  	3300 BALL ST	 	BIRMINGHAM	 	AL	 	35234	 	USA	 	Phone System	 	Nortel BCM 50
	Ashland W/H	  	0067	  	Leased	  	West	  	CARSON-DIST	  	CARSON SOUTH WILMINGTON AVE PL	  	20915 SOUTH WILMINGTON AVE	 	CARSON	 	CA	 	90810	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0131	  	Ashland	  	East Coast	  	CARTERET - DIST	  	CARTERET ROOSEVELT AVE PLANT	  	350 ROOSEVELT AVE	 	CARTERET	 	NJ	 	07008	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0133	  	Ashland	  	Southeast	  	CATANO-DIST	  	PUERTO RICO 4TH ST BLDG PLANT	  	4TH ST BLDG LOS PALMAS INDUSTR	 	CATANO	 	PR	 	00962	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0070	  	Ashland	  	West	  	CHANDLER-DIST	  	CHANDLER W CHICAGO ST PLANT	  	6839 W CHICAGO ST	 	CHANDLER	 	AZ	 	85226	 	USA	 	Phone System	 	Norstar CICS
	Ashland W/H	  	0082	  	Ashland	  	East Coast	  	CHARLOTTE - DIST	  	CHARLOTTE GLENWOOD DR PLANT	  	3930 GLENWOOD DR	 	CHARLOTTE	 	NC	 	28208	 	USA	 	Phone System	 	Nortel Option 11
	Ashland W/H	  	0136	  	Leased	  	West	  	CLEARFIELD-DIST	  	CLEARFIELD FREEPORT CTR PLANT	  	FREEPORT CENTER, BUILDING 12	 	CLEARFIELD	 	UT	 	84016	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0113	  	Ashland	  	East Coast	  	COLUMBIA-DIST	  	COLUMBIA MAUNEY DR PLANT	  	729 MAUNEY DR	 	COLUMBIA	 	SC	 	29201	 	USA	 	Phone System	 	Norstar CICS
	Ashland W/H	  	0137	  	Ashland	  	Ohio Valley	  	COLUMBUS - FISHER	  	COLUMBUS FISHER RD PLANT	  	3849 FISHER RD	 	COLUMBUS	 	OH	 	43228	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0139	  	Ashland	  	West	  	DENVER-DIST	  	DENVER WEST 56TH AVE PLANT	  	156 WEST 56TH AVE	 	DENVER	 	CO	 	80216	 	USA	 	Phone System	 	Norstar 8 x 24
	Ashland W/H	  	0056	  	Ashland	  	Southeast	  	ATLANTA-DIST	  	ATLANTA NORTHEAST EXPY PL	  	4550 NORTHEAST EXPY	 	DORAVILLE	 	GA	 	30340	 	USA	 	Phone System	 	Nortel Option 11
	Ashland W/H	  	0004	  	Ashland	  	North	  	EDMONTON PLANT	  	EDMONTON PLANT	  	1720-106 AVE	 	EDMONTON	 	ALBERTA	 	T6P 1X9	 	CANADA	 	Phone System	 	Norstar - MICS
	Ashland W/H	  	0147	  	Leased	  	Midwest	  	ELKHART - 3PL	  	ELKHART COOPER DR WHS(3P)	  	3501 COOPER DR	 	ELKHART	 	IN	 	46514	 	USA	 	Phone System	 	Norstar 8 x 24
	Ashland W/H	  	0088	  	Ashland	  	Ohio Valley	  	CINCINNATI-DIST	  	EVENDALE GLENDALE-MILFORD PL	  	2788 GLENDALE-MILFORD RD	 	EVENDALE	 	OH	 	45241	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0112	  	Ashland	  	West	  	FAIRFIELD-DIST	  	FAIRFIELD CROCKER CIR PLANT	  	2461 CROCKER CIR	 	FAIRFIELD	 	CA	 	94533	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0071	  	Leased	  	West	  	FONTANA-DIST	  	FONTANA SLOVER AVE PLANT	  	13003 SLOVER AVE	 	FONTANA	 	CA	 	92337	 	USA	 	Phone System	 	Norstar CICS
	Ashland W/H	  	0062	  	Ashland	  	Midwest	  	FRANKLIN PARK-DIST	  	FRANKLIN PARK WEST ADDISON PL	  	11524 WEST ADDISON ST	 	FRANKLIN PARK	 	IL	 	60131	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0156	  	Ashland	  	Ohio Valley	  	FREEDOM-DIST	  	FREEDOM WEST 4TH ST PLANT	  	150 WEST 4TH ST	 	FREEDOM	 	PA	 	15042	 	USA	 	Phone System	 	Norstar CICS
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0058	  	Ashland	  	Ohio Valley	  	GROVE CITY-DIST	  	GROVE CITY SOUTHWEST BLVD PL	  	3250 SOUTHWEST BLVD	 	GROVE CITY	 	OH	 	43123	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0084	  	Ashland	  	West	  	HOUSTON-DIST	  	HOUSTON OLD GALVESTON RD PL	  	8901 OLD GALVESTON RD	 	HOUSTON	 	TX	 	77034	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0111	  	Leased	  	Midwest	  	KANSAS CITY-PLASTICS (SWARTZ)	  	KANSAS CITY SWARTZ RD PLANT	  	5022 SWARTZ RD	 	KANSAS CITY	 	KS	 	66106	 	USA	 	Phone System	 	Norstar 3 x 8
	Ashland W/H	  	0163	  	Ashland	  	Midwest	  	KANSAS CITY - DIST (SPEAKER)	  	KANSAS CITY SPEAKER RD PLANT	  	5420 SPEAKER RD	 	KANSAS CITY	 	KS	 	66106	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0166	  	Ashland	  	East Coast	  	KNOXVILLE-DIST	  	KNOXVILLE NATIONAL DR PLANT	  	5263 NATIONAL DR	 	KNOXVILLE	 	TN	 	37914	 	USA	 	Phone System	 	Nortel BCM 50
	Ashland W/H	  	0074	  	Ashland	  	North	  	LANSING-DIST	  	LANSING TURNER ST PLANT	  	2011 TURNER ST	 	LANSING	 	MI	 	48906	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0106	  	Ashland	  	Ohio Valley	  	LOUISVILLE-DIST	  	LOUISVILLE ALGONQUIN PKWY PL	  	4185 ALGONQUIN PKWY	 	LOUISVILLE	 	KY	 	40211	 	USA	 	Phone System	 	Norstar 8 x 24
	Ashland W/H	  	0174	  	Ashland	  	Southeast	  	MEMPHIS-DIST & VALVOLINE DIRECT MKT	  	MEMPHIS CHANNEL AVE PLANT	  	2351 CHANNEL AVE	 	MEMPHIS	 	TN	 	38113	 	USA	 	Phone System	 	Nortel BCM 50

  
 B-1

																									
	 Category
	  	 G1
Plant#
	  	 Owner
	  	 Region
	  	 Add’l Desc
	  	 Plant Name
	  	 Address
	 	 City
	 	 State
	 	 Zip
	 	 Country
	 	 TYPE
	 	 
	Ashland W/H	  	0175	  	Ashland	  	Midwest	  	MENASHA-DIST	  	MENASHA MADISON ST PLANT	  	204 MADISON ST	 	MENASHA	 	WI	 	54952	 	USA	 	Phone System	 	Nortel BCM 50
	Ashland W/H	  	0176	  	Ashland	  	Southeast	  	MIAMI-DIST	  	MIAMI NORTHEAST 181ST ST PL	  	200 NORTHEAST 181ST ST	 	MIAMI	 	FL	 	33162	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0177	  	Ashland	  	West	  	MIDLAND-DIST	  	MIDLAND COUNTY RD WEST 127 PL	  	10919 COUNTY RD WEST 127	 	MIDLAND	 	TX	 	79711	 	USA	 	Phone System	 	Norstar CICS
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Phone System	 	Nortel Option 61
	Ashland W/H	  	0114	  	Ashland	  	Southeast	  	MOBILE-DIST	  	MOBILE WESTERN DR PLANT	  	701 WESTERN DR	 	MOBILE	 	AL	 	36607	 	USA	 	Phone System	 	Norstar - CICS
	Ashland W/H	  	0008	  	Leased	  	North	  	MONTREAL PLANT	  	MONTREAL PLANT	  	10515 RUE NOTRE DAME	 	MONTREAL	 	QUEBEC	 	H1B 2V1	 	CANADA	 	Phone System	 	Nortel Option 11
	Ashland W/H	  	0138	  	Ashland	  	Ohio Valley	  	DAYTON-ES	  	DAYTON SPRINGBORO WEST PLANT	  	2854 SPRINGBORO WEST	 	MORAINE	 	OH	 	45439	 	USA	 	Phone System	 	Lucent Merlin
	Ashland W/H	  	0081	  	Ashland	  	East Coast	  	MORRISVILLE-DIST	  	MORRISVILLE NEWFORD MILL RD PL	  	1101 NEWFORD MILL RD	 	MORRISVILLE	 	PA	 	19067	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0178	  	Ashland	  	Southeast	  	NASHVILLE-DIST	  	NASHVILLE CLIFTON AVE PLANT	  	2309 & 2315 CLIFTON AVE	 	NASHVILLE	 	TN	 	37209	 	USA	 	Phone System	 	Norstar CICS
	Ashland W/H	  	0009	  	Leased	  	North	  	VANCOUVER PLANT	  	RICHMOND PLANT	  	100 - 2060 VICEROY PLACE	 	RICHMOND	 	BRITISH COLUMBIA	 	V6V 1Y9	 	CANADA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0187	  	Ashland	  	Midwest	  	SAINT LOUIS - POLK	  	SAINT LOUIS POLK ST PLANT	  	7710 POLK ST	 	SAINT LOUIS	 	MO	 	63111	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0107	  	Ashland	  	Midwest	  	ST PAUL-DIST	  	ST PAUL JAMES AVE PLANT	  	395 JAMES AVE	 	SAINT PAUL	 	MN	 	55102	 	USA	 	Phone System	 	Norstar 8 x 24
		  		  		  		  		  	Platn Ashland Chemical Hispania S.A.	  	Carretera Reial, 137-139	 	Sant Just Desvern (Barcelona)	 		 	E-08960	 	Spain	 	Phone System	 	Nortel BCM 400
	Ashland W/H	  	0190	  	Ashland	  	Southeast	  	SAVANNAH-DIST	  	SAVANNAH TELFAIR RD PLANT	  	400 TELFAIR RD	 	SAVANNAH	 	GA	 	31401	 	USA	 	Phone System	 	Norstar CICS
	Ashland W/H	  	0065	  	Ashland	  	Midwest	  	SHAKOPEE-DIST	  	SHAKOPEE S VALLEY IND PLANT	  	4471 S VALLEY INDUSTRIAL BLVD	 	SHAKOPEE	 	MN	 	55379	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0191	  	Ashland	  	Midwest	  	South Bend	  		  	1817 1/2 West Indiana Avenue	 	South Bend	 	IN	 	46613	 	USA	 	Phone System	 	Norstar 8 x 24
		  		  		  		  		  	Ashland Plastics Deutschland	  	Office Center Weilimdorf, Mittlerer Pfad 4	 	Stuttgart	 		 	70499	 	Germany	 	Phone System	 	Siemens Hicom
	Ashland W/H	  	0079	  	Ashland	  	Southeast	  	TAMPA-DIST	  	TAMPA W HANNA AVE PLANT	  	5125 W HANNA AVE	 	TAMPA	 	FL	 	33634	 	USA	 	Phone System	 	Norstar CICS
	Ashland W/H	  	0087	  	Ashland	  	East Coast	  	TEWKSBURY-DIST	  	TEWKSBURY MAIN ST PLANT	  	400 MAIN ST	 	TEWKSBURY	 	MA	 	01876	 	USA	 	Phone System	 	Norstar 8 x 24
	Ashland W/H	  	0080	  	Ashland	  	North	  	TONAWANDA-DIST	  	TONAWANDA RIVER RD (REAR) PL	  	3701 RIVER RD (REAR)	 	TONAWANDA	 	NY	 	14150	 	USA	 	Phone System	 	Norstar CICS
	Ashland W/H	  	0197	  	Ashland	  	West	  	TULSA-DIST	  	TULSA W 21ST ST PLANT	  	3535 W 21ST ST	 	TULSA	 	OK	 	74107	 	USA	 	Phone System	 	Norstar 8 x 24
	Ashland W/H	  	0076	  	Leased	  	Ohio Valley	  	TWINSBURG-DIST (ENTERPRISE)	  	TWINSBURG ENTERPRISE PKWY PL	  	1842 ENTERPRISE PKWY	 	TWINSBURG	 	OH	 	44087	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0060	  	Ashland	  	North	  	WARREN-DIST	  	WARREN TOEPFER RD PLANT	  	12005 TOEPFER RD	 	WARREN	 	MI	 	48089	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H**	  	0077	  	Ashland	  	Midwest	  	WILLOW SPRINGS-DIST	  	WILLOW SPRINGS 8500 PLANT	  	8500 SOUTH WILLOW SPRINGS RD	 	WILLOW SPRINGS	 	IL	 	60480	 	USA	 	Phone System	 	Norstar MICS
	Ashland W/H	  	0010	  	Ashland	  	North	  	WINNIPEG PLANT	  	WINNIPEG PLANT	  	1591 DUGALD RD	 	WINNIPEG	 	MANITOBA	 	R2J 0H3	 	CANADA	 	Phone System	 	Norstar 3 x 8
		  		  		  		  		  	Ashland UK Limited	  	Unit 6 Swanwick Court	 	Alfreton, Derbyshire	 		 	DE557AS	 	United Kingdom	 	Router	 	Cisco 2811
	Ashland W/H	  	0120	  	Ashland	  	East Coast	  	ANDERSON-DIST	  	ANDERSON CHAPMAN RD PLANT	  	105 CHAPMAN RD	 	ANDERSON	 	SC	 	29625	 	USA	 	Router	 	Cisco2620
	Ashland W/H	  	0123	  	Ashland	  	Southeast	  	BATON ROUGE-DIST	  	BATON ROUGE S CHOCTAW DR PL	  	11109 SOUTH CHOCTAW DR	 	BATON ROUGE	 	LA	 	70805	 	USA	 	Router	 	Cisco 2811
	Ashland W/H	  	0006	  	Ashland	  	North	  	HALIFAX PLANT	  	HALIFAX PLANT	  	205 BLUEWATER RD	 	BEDFORD	 	NOVA SCOTIA	 	B4B 1H1	 	CANADA	 	Router	 	cisco 2620XM
	Ashland W/H	  	0125	  	Ashland	  	East Coast	  	BINGHAMTON-ES	  	BINGHAMTON BRD ST PLANT	  	3 BRD ST	 	BINGHAMTON	 	NY	 	13902	 	USA	 	Router	 	cisco 2620XM
	Ashland W/H	  	0126	  	Ashland	  	Southeast	  	BIRMINGHAM-DIST	  	BIRMINGHAM BALL ST PLANT	  	3300 BALL ST	 	BIRMINGHAM	 	AL	 	35234	 	USA	 	Router	 	Cisco2811
	Ashland W/H	  	0067	  	Leased	  	West	  	CARSON-DIST	  	CARSON SOUTH WILMINGTON AVE PL	  	20915 SOUTH WILMINGTON AVE	 	CARSON	 	CA	 	90810	 	USA	 	Router	 	Cisco 2800
	Ashland W/H	  	0131	  	Ashland	  	East Coast	  	CARTERET - DIST	  	CARTERET ROOSEVELT AVE PLANT	  	350 ROOSEVELT AVE	 	CARTERET	 	NJ	 	07008	 	USA	 	Router	 	Cisco2811

  
 B-2

																									
	 Category
	  	 G1
Plant#
	  	 Owner
	  	 Region
	  	 Add’l Desc
	  	 Plant Name
	  	 Address
	 	 City
	 	 State
	 	 Zip
	 	 Country
	 	 TYPE
	 	 
	Ashland W/H	  	0133	  	Ashland	  	Southeast	  	CATANO-DIST	  	PUERTO RICO 4TH ST BLDG PLANT	  	4TH ST BLDG LOS PALMAS INDUSTR	 	CATANO	 	PR	 	00962	 	USA	 	Router	 	Cisco2610
		  		  		  		  		  	Magazzini Dell’Orto - 3rd Party Warehouse	  	Via Groane	 	Cesano Maderno	 		 	21042	 	Italy	 	Router	 	Cisco 2811
	Ashland W/H	  	0070	  	Ashland	  	West	  	CHANDLER-DIST	  	CHANDLER W CHICAGO ST PLANT	  	6839 W CHICAGO ST	 	CHANDLER	 	AZ	 	85226	 	USA	 	Router	 	Cisco2811
	Ashland W/H	  	0082	  	Ashland	  	East Coast	  	CHARLOTTE - DIST	  	CHARLOTTE GLENWOOD DR PLANT	  	3930 GLENWOOD DR	 	CHARLOTTE	 	NC	 	28208	 	USA	 	Router	 	Cisco 2811
	Ashland W/H	  	0136	  	Leased	  	West	  	CLEARFIELD-DIST	  	CLEARFIELD FREEPORT CTR PLANT	  	FREEPORT CENTER, BUILDING 12	 	CLEARFIELD	 	UT	 	84016	 	USA	 	Router	 	Cisco 2811
	Ashland W/H	  	0113	  	Ashland	  	East Coast	  	COLUMBIA-DIST	  	COLUMBIA MAUNEY DR PLANT	  	729 MAUNEY DR	 	COLUMBIA	 	SC	 	29201	 	USA	 	Router	 	Cisco2811
	Ashland W/H	  	0137	  	Ashland	  	Ohio Valley	  	COLUMBUS - FISHER	  	COLUMBUS FISHER RD PLANT	  	3849 FISHER RD	 	COLUMBUS	 	OH	 	43228	 	USA	 	Router	 	Cisco 2800
	Ashland W/H	  	0139	  	Ashland	  	West	  	DENVER-DIST	  	DENVER WEST 56TH AVE PLANT	  	156 WEST 56TH AVE	 	DENVER	 	CO	 	80216	 	USA	 	Router	 	Cisco 2800
	Ashland W/H	  	0056	  	Ashland	  	Southeast	  	ATLANTA-DIST	  	ATLANTA NORTHEAST EXPY PL	  	4550 NORTHEAST EXPY	 	DORAVILLE	 	GA	 	30340	 	USA	 	Router	 	Cisco 2620XM
	Ashland W/H	  	0056	  	Ashland	  	Southeast	  	ATLANTA-DIST	  	ATLANTA NORTHEAST EXPY PL	  	4550 NORTHEAST EXPY	 	DORAVILLE	 	GA	 	30340	 	USA	 	Router	 	Cisco 2620XM
	Ashland W/H	  	0004	  	Ashland	  	North	  	EDMONTON PLANT	  	EDMONTON PLANT	  	1720-106 AVE	 	EDMONTON	 	ALBERTA	 	T6P 1X9	 	CANADA	 	Router	 	Cisco2620XM
	Ashland W/H	  	0147	  	Leased	  	Midwest	  	ELKHART - 3PL	  	ELKHART COOPER DR WHS(3P)	  	3501 COOPER DR	 	ELKHART	 	IN	 	46514	 	USA	 	Router	 	Cisco 2800
	Ashland W/H	  	0088	  	Ashland	  	Ohio Valley	  	CINCINNATI-DIST	  	EVENDALE GLENDALE-MILFORD PL	  	2788 GLENDALE-MILFORD RD	 	EVENDALE	 	OH	 	45241	 	USA	 	Router	 	Cisco 2800
	Ashland W/H	  	0112	  	Ashland	  	West	  	FAIRFIELD-DIST	  	FAIRFIELD CROCKER CIR PLANT	  	2461 CROCKER CIR	 	FAIRFIELD	 	CA	 	94533	 	USA	 	Router	 	Cisco 2620XM
	Ashland W/H	  	0071	  	Leased	  	West	  	FONTANA-DIST	  	FONTANA SLOVER AVE PLANT	  	13003 SLOVER AVE	 	FONTANA	 	CA	 	92337	 	USA	 	Router	 	Cisco2811
	Ashland W/H	  	0062	  	Ashland	  	Midwest	  	FRANKLIN PARK-DIST	  	FRANKLIN PARK WEST ADDISON PL	  	11524 WEST ADDISON ST	 	FRANKLIN PARK	 	IL	 	60131	 	USA	 	Router	 	Cisco 2800
	Ashland W/H	  	0156	  	Ashland	  	Ohio Valley	  	FREEDOM-DIST	  	FREEDOM WEST 4TH ST PLANT	  	150 WEST 4TH ST	 	FREEDOM	 	PA	 	15042	 	USA	 	Router	 	Cisco2811
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Router	 	Cisco 2811
	Ashland W/H	  	0058	  	Ashland	  	Ohio Valley	  	GROVE CITY-DIST	  	GROVE CITY SOUTHWEST BLVD PL	  	3250 SOUTHWEST BLVD	 	GROVE CITY	 	OH	 	43123	 	USA	 	Router	 	cisco 2811
	Ashland W/H	  	0084	  	Ashland	  	West	  	HOUSTON-DIST	  	HOUSTON OLD GALVESTON RD PL	  	8901 OLD GALVESTON RD	 	HOUSTON	 	TX	 	77034	 	USA	 	Router	 	CISCO2620XM
	Ashland W/H	  	0111	  	Leased	  	Midwest	  	KANSAS CITY-PLASTICS (SWARTZ)	  	KANSAS CITY SWARTZ RD PLANT	  	5022 SWARTZ RD	 	KANSAS CITY	 	KS	 	66106	 	USA	 	Router	 	Cisco 2811
	Ashland W/H	  	0163	  	Ashland	  	Midwest	  	KANSAS CITY - DIST (SPEAKER)	  	KANSAS CITY SPEAKER RD PLANT	  	5420 SPEAKER RD	 	KANSAS CITY	 	KS	 	66106	 	USA	 	Router	 	Cisco 2811
	Ashland W/H	  	0166	  	Ashland	  	East Coast	  	KNOXVILLE-DIST	  	KNOXVILLE NATIONAL DR PLANT	  	5263 NATIONAL DR	 	KNOXVILLE	 	TN	 	37914	 	USA	 	Router	 	cisco2800
	Ashland W/H	  	0074	  	Ashland	  	North	  	LANSING-DIST	  	LANSING TURNER ST PLANT	  	2011 TURNER ST	 	LANSING	 	MI	 	48906	 	USA	 	Router	 	Cisco 2800
	Ashland W/H	  	0106	  	Ashland	  	Ohio Valley	  	LOUISVILLE-DIST	  	LOUISVILLE ALGONQUIN PKWY PL	  	4185 ALGONQUIN PKWY	 	LOUISVILLE	 	KY	 	40211	 	USA	 	Router	 	Cisco 2610
	Ashland W/H	  	0174	  	Ashland	  	Southeast	  	MEMPHIS-DIST & VALVOLINE DIRECT MKT	  	MEMPHIS CHANNEL AVE PLANT	  	2351 CHANNEL AVE	 	MEMPHIS	 	TN	 	38113	 	USA	 	Router	 	CISCO2811
	Ashland W/H	  	0175	  	Ashland	  	Midwest	  	MENASHA-DIST	  	MENASHA MADISON ST PLANT	  	204 MADISON ST	 	MENASHA	 	WI	 	54952	 	USA	 	Router	 	Cisco2811
	Ashland W/H	  	0176	  	Ashland	  	Southeast	  	MIAMI-DIST	  	MIAMI NORTHEAST 181ST ST PL	  	200 NORTHEAST 181ST ST	 	MIAMI	 	FL	 	33162	 	USA	 	Router	 	Cisco2800
	Ashland W/H	  	0177	  	Ashland	  	West	  	MIDLAND-DIST	  	MIDLAND COUNTY RD WEST 127 PL	  	10919 COUNTY RD WEST 127	 	MIDLAND	 	TX	 	79711	 	USA	 	Router	 	Cisco2800
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Router	 	Cisco 2811
	3rd Party W/H*	  	0047	  	Public	  	North	  	KTN WHS(3P)	  	KTN MISSISSAUGA WHS 3P	  	6660 FINANCIAL DR	 	MISSISSAUGA	 	ONTARIO	 	L5N 7J6	 	CANADA	 	Router	 	Cisco 1811
	Ashland W/H	  	0114	  	Ashland	  	Southeast	  	MOBILE-DIST	  	MOBILE WESTERN DR PLANT	  	701 WESTERN DR	 	MOBILE	 	AL	 	36607	 	USA	 	Router	 	Cisco 2811
	Ashland W/H	  	0008	  	Leased	  	North	  	MONTREAL PLANT	  	MONTREAL PLANT	  	10515 RUE NOTRE DAME	 	MONTREAL	 	QUEBEC	 	H1B 2V1	 	CANADA	 	Router	 	Cisco 2811
	Ashland W/H	  	0138	  	Ashland	  	Ohio Valley	  	DAYTON-ES	  	DAYTON SPRINGBORO WEST PLANT	  	2854 SPRINGBORO WEST	 	MORAINE	 	OH	 	45439	 	USA	 	Router	 	Cisco 2800
	Ashland W/H	  	0081	  	Ashland	  	East Coast	  	MORRISVILLE-DIST	  	MORRISVILLE NEWFORD MILL RD PL	  	1101 NEWFORD MILL RD	 	MORRISVILLE	 	PA	 	19067	 	USA	 	Router	 	Cisco2811

  
 B-3

  

																									
	 Category
	  	 G1
Plant#
	  	 Owner
	  	 Region
	  	 Add’l Desc
	  	 Plant Name
	  	 Address
	 	 City
	 	 State
	 	 Zip
	 	 Country
	 	 TYPE
	 	 
	Ashland W/H	  	0081	  	Ashland	  	East Coast	  	MORRISVILLE-DIST	  	MORRISVILLE NEWFORD MILL RD PL	  	1101 NEWFORD MILL RD	 	MORRISVILLE	 	PA	 	19067	 	USA	 	Router	 	Cisco 2811
	Ashland W/H	  	0178	  	Ashland	  	Southeast	  	NASHVILLE-DIST	  	NASHVILLE CLIFTON AVE PLANT	  	2309 & 2315 CLIFTON AVE	 	NASHVILLE	 	TN	 	37209	 	USA	 	Router	 	Cisco2800
	3rd Party W/H*A149	  	0069	  	Public	  	West	  	PORTLAND-LOGISCO	  	PORTLAND NORTH LEADBETTER WHS	  	7409 NORTH LEADBETTER	 	PORTLAND	 	OR	 	97203	 	USA	 	Router	 	Cisco2811
	Ashland W/H	  	0009	  	Leased	  	North	  	VANCOUVER PLANT	  	RICHMOND PLANT	  	100 - 2060 VICEROY PLACE	 	RICHMOND	 	BRITISH COLUMBIA	 	V6V 1Y9	 	CANADA	 	Router	 	Cisco2811
	Ashland W/H	  	0187	  	Ashland	  	Midwest	  	SAINT LOUIS - POLK	  	SAINT LOUIS POLK ST PLANT	  	7710 POLK ST	 	SAINT LOUIS	 	MO	 	63111	 	USA	 	Router	 	Cisco 2811
	Ashland W/H	  	0107	  	Ashland	  	Midwest	  	ST PAUL-DIST	  	ST PAUL JAMES AVE PLANT	  	395 JAMES AVE	 	SAINT PAUL	 	MN	 	55102	 	USA	 	Router	 	Cisco 2800
		  		  		  		  		  		  	1851 EAST FIRST ST, SUITE 700	 	SANTA ANA	 	CA	 		 	USA	 	Router	 	CISCO 1811
	Ashland W/H	  	0190	  	Ashland	  	Southeast	  	SAVANNAH-DIST	  	SAVANNAH TELFAIR RD PLANT	  	400 TELFAIR RD	 	SAVANNAH	 	GA	 	31401	 	USA	 	Router	 	Cisco 2800
	Ashland W/H	  	0065	  	Ashland	  	Midwest	  	SHAKOPEE-DIST	  	SHAKOPEE S VALLEY IND PLANT	  	4471 S VALLEY INDUSTRIAL BLVD	 	SHAKOPEE	 	MN	 	55379	 	USA	 	Router	 	Cisco 2811
	Ashland W/H	  	0191	  	Ashland	  	Midwest	  	South Bend	  		  	1817 1/2 West Indiana Avenue	 	South Bend	 	IN	 	46613	 	USA	 	Router	 	Cisco 2800
		  		  		  		  		  	Ashland Plastics Deutschland	  	Office Center Weilimdorf, Mittlerer Pfad 4	 	Stuttgart	 		 	70499	 	Germany	 	Router	 	Cisco2811
	Ashland W/H	  	0079	  	Ashland	  	Southeast	  	TAMPA-DIST	  	TAMPA W HANNA AVE PLANT	  	5125 W HANNA AVE	 	TAMPA	 	FL	 	33634	 	USA	 	Router	 	Cisco2800
	Ashland W/H	  	0087	  	Ashland	  	East Coast	  	TEWKSBURY-DIST	  	TEWKSBURY MAIN ST PLANT	  	400 MAIN ST	 	TEWKSBURY	 	MA	 	01876	 	USA	 	Router	 	Cisco 2800
	Ashland W/H	  	0080	  	Ashland	  	North	  	TONAWANDA-DIST	  	TONAWANDA RIVER RD (REAR) PL	  	3701 RIVER RD (REAR)	 	TONAWANDA	 	NY	 	14150	 	USA	 	Router	 	CISCO 2800
	Ashland W/H	  	0197	  	Ashland	  	West	  	TULSA-DIST	  	TULSA W 21ST ST PLANT	  	3535 W 21ST ST	 	TULSA	 	OK	 	74107	 	USA	 	Router	 	Cisco2800
	Ashland W/H	  	0075	  	Ashland	  	Ohio Valley	  	TWINSBURG-DIST (HIGHLAND)	  	TWINSBURG EAST HIGHLAND RD PL	  	1610 EAST HIGHLAND RD	 	TWINSBURG	 	OH	 	44087	 	USA	 	Router	 	Cisco 2811
	Ashland W/H	  	0076	  	Leased	  	Ohio Valley	  	TWINSBURG-DIST (ENTERPRISE)	  	TWINSBURG ENTERPRISE PKWY PL	  	1842 ENTERPRISE PKWY	 	TWINSBURG	 	OH	 	44087	 	USA	 	Router	 	Cisco2610
	Ashland W/H	  	0060	  	Ashland	  	North	  	WARREN-DIST	  	WARREN TOEPFER RD PLANT	  	12005 TOEPFER RD	 	WARREN	 	MI	 	48089	 	USA	 	Router	 	Cisco 2800
	Ashland W/H**	  	0077	  	Ashland	  	Midwest	  	WILLOW SPRINGS-DIST	  	WILLOW SPRINGS 8500 PLANT	  	8500 SOUTH WILLOW SPRINGS RD	 	WILLOW SPRINGS	 	IL	 	60480	 	USA	 	Router	 	Cisco 2801
	Ashland W/H	  	0010	  	Ashland	  	North	  	WINNIPEG PLANT	  	WINNIPEG PLANT	  	1591 DUGALD RD	 	WINNIPEG	 	MANITOBA	 	R2J 0H3	 	CANADA	 	Router	 	Cisco2811
		  		  		  		  		  	Ashland UK Limited	  	Unit 6 Swanwick Court	 	Alfreton, Derbyshire	 		 	DE557AS	 	United Kingdom	 	Switch	 	WS-C2960-24TT-L
		  		  		  		  		  	Ashland UK Limited	  	Unit 6 Swanwick Court	 	Alfreton, Derbyshire	 		 	DE557AS	 	United Kingdom	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0120	  	Ashland	  	East Coast	  	ANDERSON-DIST	  	ANDERSON CHAPMAN RD PLANT	  	105 CHAPMAN RD	 	ANDERSON	 	SC	 	29625	 	USA	 	Switch	 	Extreme Summit24e2
	Ashland W/H	  	0120	  	Ashland	  	East Coast	  	ANDERSON-DIST	  	ANDERSON CHAPMAN RD PLANT	  	105 CHAPMAN RD	 	ANDERSON	 	SC	 	29625	 	USA	 	Switch	 	Extreme Summit24e2
	Ashland W/H	  	0120	  	Ashland	  	East Coast	  	ANDERSON-DIST	  	ANDERSON CHAPMAN RD PLANT	  	105 CHAPMAN RD	 	ANDERSON	 	SC	 	29625	 	USA	 	Switch	 	Extreme Summit24e2
	Ashland W/H	  	0123	  	Ashland	  	Southeast	  	BATON ROUGE-DIST	  	BATON ROUGE S CHOCTAW DR PL	  	11109 SOUTH CHOCTAW DR	 	BATON ROUGE	 	LA	 	70805	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0006	  	Ashland	  	North	  	HALIFAX PLANT	  	HALIFAX PLANT	  	205 BLUEWATER RD	 	BEDFORD	 	NOVA SCOTIA	 	B4B 1H1	 	CANADA	 	Switch	 	WS-C2950C-24
	Ashland W/H	  	0125	  	Ashland	  	East Coast	  	BINGHAMTON-ES	  	BINGHAMTON BRD ST PLANT	  	3 BRD ST	 	BINGHAMTON	 	NY	 	13902	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0126	  	Ashland	  	Southeast	  	BIRMINGHAM-DIST	  	BIRMINGHAM BALL ST PLANT	  	3300 BALL ST	 	BIRMINGHAM	 	AL	 	35234	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0126	  	Ashland	  	Southeast	  	BIRMINGHAM-DIST	  	BIRMINGHAM BALL ST PLANT	  	3300 BALL ST	 	BIRMINGHAM	 	AL	 	35234	 	USA	 	Switch	 	WS-C1912C-EN
	Ashland W/H	  	0067	  	Leased	  	West	  	CARSON-DIST	  	CARSON SOUTH WILMINGTON AVE PL	  	20915 SOUTH WILMINGTON AVE	 	CARSON	 	CA	 	90810	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0067	  	Leased	  	West	  	CARSON-DIST	  	CARSON SOUTH WILMINGTON AVE PL	  	20915 SOUTH WILMINGTON AVE	 	CARSON	 	CA	 	90810	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0067	  	Leased	  	West	  	CARSON-DIST	  	CARSON SOUTH WILMINGTON AVE PL	  	20915 SOUTH WILMINGTON AVE	 	CARSON	 	CA	 	90810	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0067	  	Leased	  	West	  	CARSON-DIST	  	CARSON SOUTH WILMINGTON AVE PL	  	20915 SOUTH WILMINGTON AVE	 	CARSON	 	CA	 	90810	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0131	  	Ashland	  	East Coast	  	CARTERET - DIST	  	CARTERET ROOSEVELT AVE PLANT	  	350 ROOSEVELT AVE	 	CARTERET	 	NJ	 	07008	 	USA	 	Switch	 	WS-C2950G-48-EI

  
 B-4

  

																									
	 Category
	  	 G1
Plant#
	  	 Owner
	  	 Region
	  	 Add’l Desc
	  	 Plant Name
	  	 Address
	 	 City
	 	 State
	 	 Zip
	 	 Country
	 	 TYPE
	 	 
	Ashland W/H	  	0131	  	Ashland	  	East Coast	  	CARTERET - DIST	  	CARTERET ROOSEVELT AVE PLANT	  	350 ROOSEVELT AVE	 	CARTERET	 	NJ	 	07008	 	USA	 	Switch	 	WS-2950-24T
	Ashland W/H	  	0133	  	Ashland	  	Southeast	  	CATANO-DIST	  	PUERTO RICO 4TH ST BLDG PLANT	  	4TH ST BLDG LOS PALMAS INDUSTR	 	CATANO	 	PR	 	00962	 	USA	 	Switch	 	WS-C1924-EN
		  		  		  		  		  	Magazzini Dell’Orto - 3rd Party Warehouse	  	Via Groane	 	Cesano Maderno	 		 	21042	 	Italy	 	Switch	 	CISCO 1900
	Ashland W/H	  	0070	  	Ashland	  	West	  	CHANDLER-DIST	  	CHANDLER W CHICAGO ST PLANT	  	6839 W CHICAGO ST	 	CHANDLER	 	AZ	 	85226	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0082	  	Ashland	  	East Coast	  	CHARLOTTE - DIST	  	CHARLOTTE GLENWOOD DR PLANT	  	3930 GLENWOOD DR	 	CHARLOTTE	 	NC	 	28208	 	USA	 	Switch	 	WS-C3560-48PS-S
	Ashland W/H	  	0082	  	Ashland	  	East Coast	  	CHARLOTTE - DIST	  	CHARLOTTE GLENWOOD DR PLANT	  	3930 GLENWOOD DR	 	CHARLOTTE	 	NC	 	28208	 	USA	 	Switch	 	WS-C3560-48PS-S
	Ashland W/H	  	0082	  	Ashland	  	East Coast	  	CHARLOTTE - DIST	  	CHARLOTTE GLENWOOD DR PLANT	  	3930 GLENWOOD DR	 	CHARLOTTE	 	NC	 	28208	 	USA	 	Switch	 	WS-C3560-48PS-S
	Ashland W/H	  	0082	  	Ashland	  	East Coast	  	CHARLOTTE - DIST	  	CHARLOTTE GLENWOOD DR PLANT	  	3930 GLENWOOD DR	 	CHARLOTTE	 	NC	 	28208	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0082	  	Ashland	  	East Coast	  	CHARLOTTE - DIST	  	CHARLOTTE GLENWOOD DR PLANT	  	3930 GLENWOOD DR	 	CHARLOTTE	 	NC	 	28208	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0082	  	Ashland	  	East Coast	  	CHARLOTTE - DIST	  	CHARLOTTE GLENWOOD DR PLANT	  	3930 GLENWOOD DR	 	CHARLOTTE	 	NC	 	28208	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0136	  	Leased	  	West	  	CLEARFIELD-DIST	  	CLEARFIELD FREEPORT CTR PLANT	  	FREEPORT CENTER, BUILDING 12	 	CLEARFIELD	 	UT	 	84016	 	USA	 	Switch	 	WS-C3548
	Ashland W/H	  	0136	  	Leased	  	West	  	CLEARFIELD-DIST	  	CLEARFIELD FREEPORT CTR PLANT	  	FREEPORT CENTER, BUILDING 12	 	CLEARFIELD	 	UT	 	84016	 	USA	 	Switch	 	WS-C2950
	Ashland W/H	  	0136	  	Leased	  	West	  	CLEARFIELD-DIST	  	CLEARFIELD FREEPORT CTR PLANT	  	FREEPORT CENTER, BUILDING 12	 	CLEARFIELD	 	UT	 	84016	 	USA	 	Switch	 	WS-C1924-EN
	Ashland W/H	  	0113	  	Ashland	  	East Coast	  	COLUMBIA-DIST	  	COLUMBIA MAUNEY DR PLANT	  	729 MAUNEY DR	 	COLUMBIA	 	SC	 	29201	 	USA	 	Switch	 	WS-C1924-EN
	Ashland W/H	  	0137	  	Ashland	  	Ohio Valley	  	COLUMBUS - FISHER	  	COLUMBUS FISHER RD PLANT	  	3849 FISHER RD	 	COLUMBUS	 	OH	 	43228	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0137	  	Ashland	  	Ohio Valley	  	COLUMBUS - FISHER	  	COLUMBUS FISHER RD PLANT	  	3849 FISHER RD	 	COLUMBUS	 	OH	 	43228	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0139	  	Ashland	  	West	  	DENVER-DIST	  	DENVER WEST 56TH AVE PLANT	  	156 WEST 56TH AVE	 	DENVER	 	CO	 	80216	 	USA	 	Switch	 	WS-C3524-XL-EN
	Ashland W/H	  	0139	  	Ashland	  	West	  	DENVER-DIST	  	DENVER WEST 56TH AVE PLANT	  	156 WEST 56TH AVE	 	DENVER	 	CO	 	80216	 	USA	 	Switch	 	WS-C3524-PWR-XL-EN
	Ashland W/H	  	0056	  	Ashland	  	Southeast	  	ATLANTA-DIST	  	ATLANTA NORTHEAST EXPY PL	  	4550 NORTHEAST EXPY	 	DORAVILLE	 	GA	 	30340	 	USA	 	Switch	 	WS-C1924-EN
	Ashland W/H	  	0056	  	Ashland	  	Southeast	  	ATLANTA-DIST	  	ATLANTA NORTHEAST EXPY PL	  	4550 NORTHEAST EXPY	 	DORAVILLE	 	GA	 	30340	 	USA	 	Switch	 	WS-C1924-EN
	Ashland W/H	  	0056	  	Ashland	  	Southeast	  	ATLANTA-DIST	  	ATLANTA NORTHEAST EXPY PL	  	4550 NORTHEAST EXPY	 	DORAVILLE	 	GA	 	30340	 	USA	 	Switch	 	WS-C1924-EN
	Ashland W/H	  	0056	  	Ashland	  	Southeast	  	ATLANTA-DIST	  	ATLANTA NORTHEAST EXPY PL	  	4550 NORTHEAST EXPY	 	DORAVILLE	 	GA	 	30340	 	USA	 	Switch	 	WS-C2950G-48-EI
	Ashland W/H	  	0056	  	Ashland	  	Southeast	  	ATLANTA-DIST	  	ATLANTA NORTHEAST EXPY PL	  	4550 NORTHEAST EXPY	 	DORAVILLE	 	GA	 	30340	 	USA	 	Switch	 	WS-C2950G-48-EI
	Ashland W/H	  	0004	  	Ashland	  	North	  	EDMONTON PLANT	  	EDMONTON PLANT	  	1720-106 AVE	 	EDMONTON	 	ALBERTA	 	T6P 1X9	 	CANADA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0004	  	Ashland	  	North	  	EDMONTON PLANT	  	EDMONTON PLANT	  	1720-106 AVE	 	EDMONTON	 	ALBERTA	 	T6P 1X9	 	CANADA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0147	  	Leased	  	Midwest	  	ELKHART - 3PL	  	ELKHART COOPER DR WHS(3P)	  	3501 COOPER DR	 	ELKHART	 	IN	 	46514	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0088	  	Ashland	  	Ohio Valley	  	CINCINNATI-DIST	  	EVENDALE GLENDALE-MILFORD PL	  	2788 GLENDALE-MILFORD RD	 	EVENDALE	 	OH	 	45241	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0088	  	Ashland	  	Ohio Valley	  	CINCINNATI-DIST	  	EVENDALE GLENDALE-MILFORD PL	  	2788 GLENDALE-MILFORD RD	 	EVENDALE	 	OH	 	45241	 	USA	 	Switch	 	WS-C2950-24
	Ashland W/H	  	0112	  	Leased	  	West	  	Fairfield Leased Facility	  		  	2200 Huntington Drive	 	FAIRFIELD	 	CA	 	94533	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0112	  	Ashland	  	West	  	FAIRFIELD-DIST	  	FAIRFIELD CROCKER CIR PLANT	  	2461 CROCKER CIR	 	FAIRFIELD	 	CA	 	94533	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0112	  	Ashland	  	West	  	FAIRFIELD-DIST	  	FAIRFIELD CROCKER CIR PLANT	  	2461 CROCKER CIR	 	FAIRFIELD	 	CA	 	94533	 	USA	 	Switch	 	WS-C1912C-EN
	Ashland W/H	  	0071	  	Leased	  	West	  	FONTANA-DIST	  	FONTANA SLOVER AVE PLANT	  	13003 SLOVER AVE	 	FONTANA	 	CA	 	92337	 	USA	 	Switch	 	WS-C3548-XL-EN
	Ashland W/H	  	0071	  	Leased	  	West	  	FONTANA-DIST	  	FONTANA SLOVER AVE PLANT	  	13003 SLOVER AVE	 	FONTANA	 	CA	 	92337	 	USA	 	Switch	 	ws-c3512-xl-en
	Ashland W/H	  	0062	  	Ashland	  	Midwest	  	FRANKLIN PARK-DIST	  	FRANKLIN PARK WEST ADDISON PL	  	11524 WEST ADDISON ST	 	FRANKLIN PARK	 	IL	 	60131	 	USA	 	Switch	 	WS-C2950T-24

  
 B-5

																									
	 Category
	  	 G1
Plant#
	  	 Owner
	  	 Region
	  	 Add’l Desc
	  	 Plant Name
	  	 Address
	 	 City
	 	 State
	 	 Zip
	 	 Country
	 	 TYPE
	 	 
	Ashland W/H	  	0062	  	Ashland	  	Midwest	  	FRANKLIN PARK-DIST	  	FRANKLIN PARK WEST ADDISON PL	  	11524 WEST ADDISON ST	 	FRANKLIN PARK	 	IL	 	60131	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0156	  	Ashland	  	Ohio Valley	  	FREEDOM-DIST	  	FREEDOM WEST 4TH ST PLANT	  	150 WEST 4TH ST	 	FREEDOM	 	PA	 	15042	 	USA	 	Switch	 	WS-C2950C-24
	Ashland W/H	  	0156	  	Ashland	  	Ohio Valley	  	FREEDOM-DIST	  	FREEDOM WEST 4TH ST PLANT	  	150 WEST 4TH ST	 	FREEDOM	 	PA	 	15042	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0156	  	Ashland	  	Ohio Valley	  	FREEDOM-DIST	  	FREEDOM WEST 4TH ST PLANT	  	150 WEST 4TH ST	 	FREEDOM	 	PA	 	15042	 	USA	 	Switch	 	WS-C2924C-XL
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Switch	 	WS-2960-24PC-L
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Switch	 	WS-C2960-24TT-L
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Switch	 	WS-C2960-24PC-L
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Switch	 	WS-C2950-24
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Switch	 	WS-C2960-48PST-L
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0058	  	Ashland	  	Ohio Valley	  	GROVE CITY-DIST	  	GROVE CITY SOUTHWEST BLVD PL	  	3250 SOUTHWEST BLVD	 	GROVE CITY	 	OH	 	43123	 	USA	 	Switch	 	WS-C2950SX-24
	Ashland W/H	  	0058	  	Ashland	  	Ohio Valley	  	GROVE CITY-DIST	  	GROVE CITY SOUTHWEST BLVD PL	  	3250 SOUTHWEST BLVD	 	GROVE CITY	 	OH	 	43123	 	USA	 	Switch	 	WS-C2950SX-24
	Ashland W/H	  	0058	  	Ashland	  	Ohio Valley	  	GROVE CITY-DIST	  	GROVE CITY SOUTHWEST BLVD PL	  	3250 SOUTHWEST BLVD	 	GROVE CITY	 	OH	 	43123	 	USA	 	Switch	 	WS-C2950-24
	Ashland W/H	  	0084	  	Ashland	  	West	  	HOUSTON-DIST	  	HOUSTON OLD GALVESTON RD PL	  	8901 OLD GALVESTON RD	 	HOUSTON	 	TX	 	77034	 	USA	 	Switch	 	WS-C2950SX-24
	Ashland W/H	  	0084	  	Ashland	  	West	  	HOUSTON-DIST	  	HOUSTON OLD GALVESTON RD PL	  	8901 OLD GALVESTON RD	 	HOUSTON	 	TX	 	77034	 	USA	 	Switch	 	WS-C2950SX-24
	Ashland W/H	  	0084	  	Ashland	  	West	  	HOUSTON-DIST	  	HOUSTON OLD GALVESTON RD PL	  	8901 OLD GALVESTON RD	 	HOUSTON	 	TX	 	77034	 	USA	 	Switch	 	WS-C2950SX-24
	Ashland W/H	  	0111	  	Leased	  	Midwest	  	KANSAS CITY-PLASTICS (SWARTZ)	  	KANSAS CITY SWARTZ RD PLANT	  	5022 SWARTZ RD	 	KANSAS CITY	 	KS	 	66106	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0163	  	Ashland	  	Midwest	  	KANSAS CITY - DIST (SPEAKER)	  	KANSAS CITY SPEAKER RD PLANT	  	5420 SPEAKER RD	 	KANSAS CITY	 	KS	 	66106	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0163	  	Ashland	  	Midwest	  	KANSAS CITY - DIST (SPEAKER)	  	KANSAS CITY SPEAKER RD PLANT	  	5420 SPEAKER RD	 	KANSAS CITY	 	KS	 	66106	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0166	  	Ashland	  	East Coast	  	KNOXVILLE-DIST	  	KNOXVILLE NATIONAL DR PLANT	  	5263 NATIONAL DR	 	KNOXVILLE	 	TN	 	37914	 	USA	 	Switch	 	WS-C1924-EN
	Ashland W/H	  	0074	  	Ashland	  	North	  	LANSING-DIST	  	LANSING TURNER ST PLANT	  	2011 TURNER ST	 	LANSING	 	MI	 	48906	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0106	  	Ashland	  	Ohio Valley	  	LOUISVILLE-DIST	  	LOUISVILLE ALGONQUIN PKWY PL	  	4185 ALGONQUIN PKWY	 	LOUISVILLE	 	KY	 	40211	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0106	  	Ashland	  	Ohio Valley	  	LOUISVILLE-DIST	  	LOUISVILLE ALGONQUIN PKWY PL	  	4185 ALGONQUIN PKWY	 	LOUISVILLE	 	KY	 	40211	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0174	  	Ashland	  	Southeast	  	MEMPHIS-DIST & VALVOLINE DIRECT MKT	  	MEMPHIS CHANNEL AVE PLANT	  	2351 CHANNEL AVE	 	MEMPHIS	 	TN	 	38113	 	USA	 	Switch	 	WS-C1924-EN
	Ashland W/H	  	0174	  	Ashland	  	Southeast	  	MEMPHIS-DIST & VALVOLINE DIRECT MKT	  	MEMPHIS CHANNEL AVE PLANT	  	2351 CHANNEL AVE	 	MEMPHIS	 	TN	 	38113	 	USA	 	Switch	 	WS-C2950-24
	Ashland W/H	  	0174	  	Ashland	  	Southeast	  	MEMPHIS-DIST & VALVOLINE DIRECT MKT	  	MEMPHIS CHANNEL AVE PLANT	  	2351 CHANNEL AVE	 	MEMPHIS	 	TN	 	38113	 	USA	 	Switch	 	WS-C2950-24
	Ashland W/H	  	0175	  	Ashland	  	Midwest	  	MENASHA-DIST	  	MENASHA MADISON ST PLANT	  	204 MADISON ST	 	MENASHA	 	WI	 	54952	 	USA	 	Switch	 	WS-C1924-EN
	Ashland W/H	  	0176	  	Ashland	  	Southeast	  	MIAMI-DIST	  	MIAMI NORTHEAST 181ST ST PL	  	200 NORTHEAST 181ST ST	 	MIAMI	 	FL	 	33162	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0176	  	Ashland	  	Southeast	  	MIAMI-DIST	  	MIAMI NORTHEAST 181ST ST PL	  	200 NORTHEAST 181ST ST	 	MIAMI	 	FL	 	33162	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0176	  	Ashland	  	Southeast	  	MIAMI-DIST	  	MIAMI NORTHEAST 181ST ST PL	  	200 NORTHEAST 181ST ST	 	MIAMI	 	FL	 	33162	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0177	  	Ashland	  	West	  	MIDLAND-DIST	  	MIDLAND COUNTY RD WEST 127 PL	  	10919 COUNTY RD WEST 127	 	MIDLAND	 	TX	 	79711	 	USA	 	Switch	 	WS-C1924-EN
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Switch	 	WS-C3750-48PS-E

  
 B-6

																									
	 Category
	  	 G1
Plant#
	  	 Owner
	  	 Region
	  	 Add’l Desc
	  	 Plant Name
	  	 Address
	 	 City
	 	 State
	 	 Zip
	 	 Country
	 	 TYPE
	 	 
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Switch	 	WS-C1912C-EN
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Switch	 	WS-C2950T-24
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Switch	 	WS-C2950T-24
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Switch	 	WS-C3550-12G
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Switch	 	WS-C3560-48PS-S
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Switch	 	WS-C3560-48PS-S
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Switch	 	WS-C3560-48PS-S
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Switch	 	WS-C3560-48PS-S
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Switch	 	WS-C3524-XL
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Switch	 	WS-C3524-XL
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Switch	 	WS-C3524-XL
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Switch	 	WS-C3524-XL
	3rd Party W/H*	  	0047	  	Public	  	North	  	KTN WHS(3P)	  	KTN MISSISSAUGA WHS 3P	  	6660 FINANCIAL DR	 	MISSISSAUGA	 	ONTARIO	 	L5N 7J6	 	CANADA	 	Switch	 	WS-C2950-24
	Ashland W/H	  	0114	  	Ashland	  	Southeast	  	MOBILE-DIST	  	MOBILE WESTERN DR PLANT	  	701 WESTERN DR	 	MOBILE	 	AL	 	36607	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0008	  	Leased	  	North	  	MONTREAL PLANT	  	MONTREAL PLANT	  	10515 RUE NOTRE DAME	 	MONTREAL	 	QUEBEC	 	H1B 2V1	 	CANADA	 	Switch	 	WS-C3548-XL-EN
	Ashland W/H	  	0008	  	Leased	  	North	  	MONTREAL PLANT	  	MONTREAL PLANT	  	10515 RUE NOTRE DAME	 	MONTREAL	 	QUEBEC	 	H1B 2V1	 	CANADA	 	Switch	 	WS-C3524-XL-EN
	Ashland W/H	  	0008	  	Leased	  	North	  	MONTREAL PLANT	  	MONTREAL PLANT	  	10515 RUE NOTRE DAME	 	MONTREAL	 	QUEBEC	 	H1B 2V1	 	CANADA	 	Switch	 	WS-C2950SX-24
	Ashland W/H	  	0008	  	Leased	  	North	  	MONTREAL PLANT	  	MONTREAL PLANT	  	10515 RUE NOTRE DAME	 	MONTREAL	 	QUEBEC	 	H1B 2V1	 	CANADA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0138	  	Ashland	  	Ohio Valley	  	DAYTON-ES	  	DAYTON SPRINGBORO WEST PLANT	  	2854 SPRINGBORO WEST	 	MORAINE	 	OH	 	45439	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0081	  	Ashland	  	East Coast	  	MORRISVILLE-DIST	  	MORRISVILLE NEWFORD MILL RD PL	  	1101 NEWFORD MILL RD	 	MORRISVILLE	 	PA	 	19067	 	USA	 	Switch	 	WS-C2950SX-24
	Ashland W/H	  	0081	  	Ashland	  	East Coast	  	MORRISVILLE-DIST	  	MORRISVILLE NEWFORD MILL RD PL	  	1101 NEWFORD MILL RD	 	MORRISVILLE	 	PA	 	19067	 	USA	 	Switch	 	WS-C2950SX-24
	Ashland W/H	  	0081	  	Ashland	  	East Coast	  	MORRISVILLE-DIST	  	MORRISVILLE NEWFORD MILL RD PL	  	1101 NEWFORD MILL RD	 	MORRISVILLE	 	PA	 	19067	 	USA	 	Switch	 	WS-C2950SX-24
	Ashland W/H	  	0081	  	Ashland	  	East Coast	  	MORRISVILLE-DIST	  	MORRISVILLE NEWFORD MILL RD PL	  	1101 NEWFORD MILL RD	 	MORRISVILLE	 	PA	 	19067	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0178	  	Ashland	  	Southeast	  	NASHVILLE-DIST	  	NASHVILLE CLIFTON AVE PLANT	  	2309 & 2315 CLIFTON AVE	 	NASHVILLE	 	TN	 	37209	 	USA	 	Switch	 	WS-C1912-EN
	Ashland W/H	  	0178	  	Leased	  	Southeast	  	Nashville Leased	  		  	2400 Clifton Avenue	 	NASHVILLE	 	TN	 	37209	 	USA	 	Switch	 	WS-C1912-EN
	Ashland W/H	  	0178	  	Ashland	  	Southeast	  	NASHVILLE-DIST	  	NASHVILLE CLIFTON AVE PLANT	  	2309 & 2315 CLIFTON AVE	 	NASHVILLE	 	TN	 	37209	 	USA	 	Switch	 	Cisco 1900
	3rd Party W/H*A149	  	0069	  	Public	  	West	  	PORTLAND-LOGISCO	  	PORTLAND NORTH LEADBETTER WHS	  	7409 NORTH LEADBETTER	 	PORTLAND	 	OR	 	97203	 	USA	 	Switch	 	WS-C2950-24
	3rd Party W/H*A149	  	0069	  	Public	  	West	  	PORTLAND-LOGISCO	  	PORTLAND NORTH LEADBETTER WHS	  	7409 NORTH LEADBETTER	 	PORTLAND	 	OR	 	97203	 	USA	 	Switch	 	WS-C2950-24
	Ashland W/H	  	0009	  	Leased	  	North	  	VANCOUVER PLANT	  	RICHMOND PLANT	  	100 - 2060 VICEROY PLACE	 	RICHMOND	 	BRITISH COLUMBIA	 	V6V 1Y9	 	CANADA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0009	  	Leased	  	North	  	VANCOUVER PLANT	  	RICHMOND PLANT	  	100 - 2060 VICEROY PLACE	 	RICHMOND	 	BRITISH COLUMBIA	 	V6V 1Y9	 	CANADA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0187	  	Ashland	  	Midwest	  	SAINT LOUIS - POLK	  	SAINT LOUIS POLK ST PLANT	  	7710 POLK ST	 	SAINT LOUIS	 	MO	 	63111	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0187	  	Ashland	  	Midwest	  	SAINT LOUIS - POLK	  	SAINT LOUIS POLK ST PLANT	  	7710 POLK ST	 	SAINT LOUIS	 	MO	 	63111	 	USA	 	Switch	 	WS-C2960-24TT-L
	Ashland W/H	  	0107	  	Ashland	  	Midwest	  	ST PAUL-DIST	  	ST PAUL JAMES AVE PLANT	  	395 JAMES AVE	 	SAINT PAUL	 	MN	 	55102	 	USA	 	Switch	 	WS-C2950T-24

  
 B-7

																									
	 Category
	  	 G1
Plant#
	  	 Owner
	  	 Region
	  	 Add’l Desc
	  	 Plant Name
	  	 Address
	 	 City
	 	 State
	 	 Zip
	 	 Country
	 	 TYPE
	 	 
		  		  		  		  		  		  	1851 EAST FIRST ST, SUITE 700	 	SANTA ANA	 	CA	 		 	USA	 	Switch	 	WS-C2950SX-24
		  		  		  		  		  		  	1851 EAST FIRST ST, SUITE 700	 	SANTA ANA	 	CA	 		 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0190	  	Ashland	  	Southeast	  	SAVANNAH-DIST	  	SAVANNAH TELFAIR RD PLANT	  	400 TELFAIR RD	 	SAVANNAH	 	GA	 	31401	 	USA	 	Switch	 	WS-C2950G-24-EI
	Ashland W/H	  	0190	  	Ashland	  	Southeast	  	SAVANNAH-DIST	  	SAVANNAH TELFAIR RD PLANT	  	400 TELFAIR RD	 	SAVANNAH	 	GA	 	31401	 	USA	 	Switch	 	WS-C2950G-24-EI
	Ashland W/H	  	0190	  	Ashland	  	Southeast	  	SAVANNAH-DIST	  	SAVANNAH TELFAIR RD PLANT	  	400 TELFAIR RD	 	SAVANNAH	 	GA	 	31401	 	USA	 	Switch	 	WS-C2950G-24-EI
	Ashland W/H	  	0065	  	Ashland	  	Midwest	  	SHAKOPEE-DIST	  	SHAKOPEE S VALLEY IND PLANT	  	4471 S VALLEY INDUSTRIAL BLVD	 	SHAKOPEE	 	MN	 	55379	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0065	  	Ashland	  	Midwest	  	SHAKOPEE-DIST	  	SHAKOPEE S VALLEY IND PLANT	  	4471 S VALLEY INDUSTRIAL BLVD	 	SHAKOPEE	 	MN	 	55379	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0191	  	Ashland	  	Midwest	  	South Bend	  		  	1817 1/2 West Indiana Avenue	 	South Bend	 	IN	 	46613	 	USA	 	Switch	 	WS-C2950-24
		  		  		  		  		  	Ashland Plastics Deutschland	  	Office Center Weilimdorf, Mittlerer Pfad 4	 	Stuttgart	 		 	70499	 	Germany	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0079	  	Ashland	  	Southeast	  	TAMPA-DIST	  	TAMPA W HANNA AVE PLANT	  	5125 W HANNA AVE	 	TAMPA	 	FL	 	33634	 	USA	 	Switch	 	WS-C2950T-24
	Ashland W/H	  	0087	  	Ashland	  	East Coast	  	TEWKSBURY-DIST	  	TEWKSBURY MAIN ST PLANT	  	400 MAIN ST	 	TEWKSBURY	 	MA	 	01876	 	USA	 	Switch	 	WS-C2924C-XL-EN
	Ashland W/H	  	0087	  	Ashland	  	East Coast	  	TEWKSBURY-DIST	  	TEWKSBURY MAIN ST PLANT	  	400 MAIN ST	 	TEWKSBURY	 	MA	 	01876	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0087	  	Ashland	  	East Coast	  	TEWKSBURY-DIST	  	TEWKSBURY MAIN ST PLANT	  	400 MAIN ST	 	TEWKSBURY	 	MA	 	01876	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0080	  	Ashland	  	North	  	TONAWANDA-DIST	  	TONAWANDA RIVER RD (REAR) PL	  	3701 RIVER RD (REAR)	 	TONAWANDA	 	NY	 	14150	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0080	  	Ashland	  	North	  	TONAWANDA-DIST	  	TONAWANDA RIVER RD (REAR) PL	  	3701 RIVER RD (REAR)	 	TONAWANDA	 	NY	 	14150	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0056	  	Ashland	  	Southeast	  	ATLANTA-DIST	  	ATLANTA NORTHEAST EXPY PL	  	4550 NORTHEAST EXPY	 	DORAVILLE	 	GA	 	30340	 	USA	 	Switch	 	WS-C3512-XL-EN
	Ashland W/H	  	0197	  	Ashland	  	West	  	TULSA-DIST	  	TULSA W 21ST ST PLANT	  	3535 W 21ST ST	 	TULSA	 	OK	 	74107	 	USA	 	Switch	 	WS-C1924-EN
	Ashland W/H	  	0075	  	Ashland	  	Ohio Valley	  	TWINSBURG-DIST (HIGHLAND)	  	TWINSBURG EAST HIGHLAND RD PL	  	1610 EAST HIGHLAND RD	 	TWINSBURG	 	OH	 	44087	 	USA	 	Switch	 	WS-C2950T
	Ashland W/H	  	0076	  	Leased	  	Ohio Valley	  	TWINSBURG-DIST (ENTERPRISE)	  	TWINSBURG ENTERPRISE PKWY PL	  	1842 ENTERPRISE PKWY	 	TWINSBURG	 	OH	 	44087	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0076	  	Leased	  	Ohio Valley	  	TWINSBURG-DIST (ENTERPRISE)	  	TWINSBURG ENTERPRISE PKWY PL	  	1842 ENTERPRISE PKWY	 	TWINSBURG	 	OH	 	44087	 	USA	 	Switch	 	WS-C1924C-EN
	Ashland W/H	  	0060	  	Ashland	  	North	  	WARREN-DIST	  	WARREN TOEPFER RD PLANT	  	12005 TOEPFER RD	 	WARREN	 	MI	 	48089	 	USA	 	Switch	 	WS-C3548-XL-EN
	Ashland W/H	  	0060	  	Ashland	  	North	  	WARREN-DIST	  	WARREN TOEPFER RD PLANT	  	12005 TOEPFER RD	 	WARREN	 	MI	 	48089	 	USA	 	Switch	 	WS-C3524-XL-EN
	Ashland W/H**	  	0077	  	Ashland	  	Midwest	  	WILLOW SPRINGS-DIST	  	WILLOW SPRINGS 8500 PLANT	  	8500 SOUTH WILLOW SPRINGS RD	 	WILLOW SPRINGS	 	IL	 	60480	 	USA	 	Switch	 	WS-C2950G-24
	Ashland W/H**	  	0077	  	Ashland	  	Midwest	  	WILLOW SPRINGS-DIST	  	WILLOW SPRINGS 8500 PLANT	  	8500 SOUTH WILLOW SPRINGS RD	 	WILLOW SPRINGS	 	IL	 	60480	 	USA	 	Switch	 	WS-C3550-24
	Ashland W/H**	  	0077	  	Ashland	  	Midwest	  	WILLOW SPRINGS-DIST	  	WILLOW SPRINGS 8500 PLANT	  	8500 SOUTH WILLOW SPRINGS RD	 	WILLOW SPRINGS	 	IL	 	60480	 	USA	 	Switch	 	WS-C2950SX-48-SI
	Ashland W/H**	  	0077	  	Ashland	  	Midwest	  	WILLOW SPRINGS-DIST	  	WILLOW SPRINGS 8500 PLANT	  	8500 SOUTH WILLOW SPRINGS RD	 	WILLOW SPRINGS	 	IL	 	60480	 	USA	 	Switch	 	WS-C3508G-XL
	Ashland W/H**	  	0077	  	Ashland	  	Midwest	  	WILLOW SPRINGS-DIST	  	WILLOW SPRINGS 8500 PLANT	  	8500 SOUTH WILLOW SPRINGS RD	 	WILLOW SPRINGS	 	IL	 	60480	 	USA	 	Switch	 	WS-C2960-24TC-L
	Ashland W/H**	  	0077	  	Ashland	  	Midwest	  	WILLOW SPRINGS-DIST	  	WILLOW SPRINGS 8500 PLANT	  	8500 SOUTH WILLOW SPRINGS RD	 	WILLOW SPRINGS	 	IL	 	60480	 	USA	 	Switch	 	WS-C2960-24TC-L
	Ashland W/H**	  	0077	  	Ashland	  	Midwest	  	WILLOW SPRINGS-DIST	  	WILLOW SPRINGS 8500 PLANT	  	8500 SOUTH WILLOW SPRINGS RD	 	WILLOW SPRINGS	 	IL	 	60480	 	USA	 	Switch	 	WS-C2950-24
	Ashland W/H	  	0010	  	Ashland	  	North	  	WINNIPEG PLANT	  	WINNIPEG PLANT	  	1591 DUGALD RD	 	WINNIPEG	 	MANITOBA	 	R2J 0H3	 	CANADA	 	Switch	 	WS-C2950-24
	Ashland W/H	  	0056	  	Ashland	  	Southeast	  	ATLANTA-DIST	  	ATLANTA NORTHEAST EXPY PL	  	4550 NORTHEAST EXPY	 	DORAVILLE	 	GA	 	30340	 	USA	 	Switch	 	WS-C3548-XL-EN
	Ashland W/H	  	0131	  	Ashland	  	East Coast	  	CARTERET - DIST	  	CARTERET ROOSEVELT AVE PLANT	  	350 ROOSEVELT AVE	 	CARTERET	 	NJ	 	07008	 	USA	 	Wireless AP	 	AIR-AP1131AG
	Ashland W/H	  	0082	  	Ashland	  	East Coast	  	CHARLOTTE - DIST	  	CHARLOTTE GLENWOOD DR PLANT	  	3930 GLENWOOD DR	 	CHARLOTTE	 	NC	 	28208	 	USA	 	Wireless AP	 	AIR-AP1131AG
	Ashland W/H	  	0082	  	Ashland	  	East Coast	  	CHARLOTTE - DIST	  	CHARLOTTE GLENWOOD DR PLANT	  	3930 GLENWOOD DR	 	CHARLOTTE	 	NC	 	28208	 	USA	 	Wireless AP	 	AIR-AP1131AG

  
 B-8

																									
	 Category
	  	 G1
Plant#
	  	 Owner
	  	 Region
	  	 Add’l Desc
	  	 Plant Name
	  	 Address
	 	 City
	 	 State
	 	 Zip
	 	 Country
	 	 TYPE
	 	 
	Ashland W/H	  	0056	  	Ashland	  	Southeast	  	ATLANTA-DIST	  	ATLANTA NORTHEAST EXPY PL	  	4550 NORTHEAST EXPY	 	DORAVILLE	 	GA	 	30340	 	USA	 	Wireless AP	 	AIR-AP1131AG
	Ashland W/H	  	0112	  	Ashland	  	West	  	FAIRFIELD-DIST	  	FAIRFIELD CROCKER CIR PLANT	  	2461 CROCKER CIR	 	FAIRFIELD	 	CA	 	94533	 	USA	 	Wireless AP	 	AIR-AP1131AG
	Ashland W/H	  	0071	  	Leased	  	West	  	FONTANA-DIST	  	FONTANA SLOVER AVE PLANT	  	13003 SLOVER AVE	 	FONTANA	 	CA	 	92337	 	USA	 	Wireless AP	 	AIR-AP1131AG
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Wireless AP	 	AIR-AP1242AG
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Wireless AP	 	AIR-AP1242AG
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Wireless AP	 	AIR-AP1242AG
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Wireless AP	 	AIR-AP1242AG
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Wireless AP	 	AIR-AP1242AG
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Wireless AP	 	AIR-AP1242AG
	Ashland W/H	  	0174	  	Ashland	  	Southeast	  	MEMPHIS-DIST & VALVOLINE DIRECT MKT	  	MEMPHIS CHANNEL AVE PLANT	  	2351 CHANNEL AVE	 	MEMPHIS	 	TN	 	38113	 	USA	 	Wireless AP	 	AIR-AP1131AG
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Wireless AP	 	AIR-AP1231G
	Ashland W/H**	  	0002	  	Ashland	  	North	  	MISSISSAUGA SOUTH PLANT	  	MISSISSAUGA SOUTH PLANT	  	2620 ROYAL WINDSOR DR	 	MISSISSAUGA	 	ONTARIO	 	L5J 4E7	 	CANADA	 	Wireless AP	 	AIR-AP1230A
	Ashland W/H	  	0081	  	Ashland	  	East Coast	  	MORRISVILLE-DIST	  	MORRISVILLE NEWFORD MILL RD PL	  	1101 NEWFORD MILL RD	 	MORRISVILLE	 	PA	 	19067	 	USA	 	Wireless AP	 	AIR-AP1131AG
	Ashland W/H	  	0081	  	Ashland	  	East Coast	  	MORRISVILLE-DIST	  	MORRISVILLE NEWFORD MILL RD PL	  	1101 NEWFORD MILL RD	 	MORRISVILLE	 	PA	 	19067	 	USA	 	Wireless AP	 	AIR-AP1131AG
	Ashland W/H	  	0081	  	Ashland	  	East Coast	  	MORRISVILLE-DIST	  	MORRISVILLE NEWFORD MILL RD PL	  	1101 NEWFORD MILL RD	 	MORRISVILLE	 	PA	 	19067	 	USA	 	Wireless AP	 	AIR-AP1131AG
	Ashland W/H	  	0087	  	Ashland	  	East Coast	  	TEWKSBURY-DIST	  	TEWKSBURY MAIN ST PLANT	  	400 MAIN ST	 	TEWKSBURY	 	MA	 	01876	 	USA	 	Wireless AP	 	AIR-AP1131AG
	Ashland W/H	  	0075	  	Ashland	  	Ohio Valley	  	TWINSBURG-DIST (HIGHLAND)	  	TWINSBURG EAST HIGHLAND RD PL	  	1610 EAST HIGHLAND RD	 	TWINSBURG	 	OH	 	44087	 	USA	 	Wireless AP	 	AIR-AP1242AG
	Ashland W/H	  	0075	  	Ashland	  	Ohio Valley	  	TWINSBURG-DIST (HIGHLAND)	  	TWINSBURG EAST HIGHLAND RD PL	  	1610 EAST HIGHLAND RD	 	TWINSBURG	 	OH	 	44087	 	USA	 	Wireless AP	 	AIR-AP1242AG
	Ashland W/H	  	0075	  	Ashland	  	Ohio Valley	  	TWINSBURG-DIST (HIGHLAND)	  	TWINSBURG EAST HIGHLAND RD PL	  	1610 EAST HIGHLAND RD	 	TWINSBURG	 	OH	 	44087	 	USA	 	Wireless AP	 	AIR-AP1242AG
	Ashland W/H	  	0075	  	Ashland	  	Ohio Valley	  	TWINSBURG-DIST (HIGHLAND)	  	TWINSBURG EAST HIGHLAND RD PL	  	1610 EAST HIGHLAND RD	 	TWINSBURG	 	OH	 	44087	 	USA	 	Wireless AP	 	AIR-AP1242AG
	Ashland W/H**	  	0077	  	Ashland	  	Midwest	  	WILLOW SPRINGS-DIST	  	WILLOW SPRINGS 8500 PLANT	  	8500 SOUTH WILLOW SPRINGS RD	 	WILLOW SPRINGS	 	IL	 	60480	 	USA	 	Wireless AP	 	AIR-AP1131AG
	Ashland W/H**	  	0077	  	Ashland	  	Midwest	  	WILLOW SPRINGS-DIST	  	WILLOW SPRINGS 8500 PLANT	  	8500 SOUTH WILLOW SPRINGS RD	 	WILLOW SPRINGS	 	IL	 	60480	 	USA	 	Wireless AP	 	AIR-AP1131AG
	Ashland W/H	  	0136	  	Leased	  	West	  	CLEARFIELD-DIST	  	CLEARFIELD FREEPORT CTR PLANT	  	FREEPORT CENTER, BUILDING 12	 	CLEARFIELD	 	UT	 	84016	 	USA	 	Wireless Bridge	 	Aironet 340
	Ashland W/H	  	0136	  	Leased	  	West	  	CLEARFIELD-DIST	  	CLEARFIELD FREEPORT CTR PLANT	  	FREEPORT CENTER, BUILDING 12	 	CLEARFIELD	 	UT	 	84016	 	USA	 	Wireless Bridge	 	Aironet 340
	Ashland W/H	  	0137	  	Ashland	  	Ohio Valley	  	COLUMBUS - FISHER	  	COLUMBUS FISHER RD PLANT	  	3849 FISHER RD	 	COLUMBUS	 	OH	 	43228	 	USA	 	Wireless Bridge	 	ciscobr500e
	Ashland W/H	  	0137	  	Ashland	  	Ohio Valley	  	COLUMBUS - FISHER	  	COLUMBUS FISHER RD PLANT	  	3849 FISHER RD	 	COLUMBUS	 	OH	 	43228	 	USA	 	Wireless Bridge	 	ciscobr500e
	Ashland W/H	  	0112	  	Leased	  	West	  	Fairfield Leased Facility	  		  	2200 Huntington Drive	 	FAIRFIELD	 	CA	 	94533	 	USA	 	Wireless Bridge	 	BR500e
	Ashland W/H	  	0112	  	Ashland	  	West	  	FAIRFIELD-DIST	  	FAIRFIELD CROCKER CIR PLANT	  	2461 CROCKER CIR	 	FAIRFIELD	 	CA	 	94533	 	USA	 	Wireless Bridge	 	BR500e
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Wireless Bridge	 	Cisco 1240 wireles bridge
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Wireless Bridge	 	Cisco 1240 wireles bridge
	Ashland W/H	  	0083	  	Ashland	  	West	  	GARLAND-DIST	  	GARLAND WOOD ROAD PLANT	  	3101 WOOD DRIVE	 	GARLAND	 	TX	 	75041	 	USA	 	Wireless Bridge	 	Cisco 1240 wireles bridge
	Ashland W/H	  	0178	  	Ashland	  	Southeast	  	NASHVILLE-DIST	  	NASHVILLE CLIFTON AVE PLANT	  	2309 & 2315 CLIFTON AVE	 	NASHVILLE	 	TN	 	37209	 	USA	 	Wireless Bridge	 	CISCO AIRONET 340
	Ashland W/H	  	0178	  	Leased	  	Southeast	  	Nashville Leased	  		  	2400 Clifton Avenue	 	NASHVILLE	 	TN	 	37209	 	USA	 	Wireless Bridge	 	CISCO AIRONET 340

  
 B-9

 Data Center Hardware and Software 

 

															
	 Site
	  	 Address
	  	 City
	  	 State
	  	 Zip
	  	 Country
	  	 TYPE
	  	 MODEL

	Lexington Campus	  	3475 Blazer
Parkway	  	Lexington	  	KY	  	40509	  	US	  	Software	  	Oracle Enterpise Edition DB Licenses (3) DB 2yr term, (100) NUP 2yr term, (6) perpetual DB, (40) perpetual NUP, (1) partition, (20) NUP partition
	Lexington Campus	  	3475 Blazer
Parkway	  	Lexington	  	KY	  	40509	  	US	  	Storage	  	EMC NS-480
	Dublin Campus	  	5200 Blazer
Parkway	  	Dublin	  	OH	  	43017	  	US	  	Storage	  	EMC NS-480
	Lexington Campus	  	3475 Blazer
Parkway	  	Lexington	  	KY	  	40509	  	US	  	Software	  	Citrix Concurrent User Licenses (25)
	Lexington Campus	  	3475 Blazer
Parkway	  	Lexington	  	KY	  	40509	  	US	  	Software	  	IBM Lotus Domino Enterprise Client Access (1849 Licenses)
	Lexington Campus	  	3475 Blazer
Parkway	  	Lexington	  	KY	  	40509	  	US	  	Software	  	BMC Control-M Licenses 1(Distributed) 1(Enterprise Manager) 20(Full Admin User)
	Lexington Campus	  	3475 Blazer
Parkway	  	Lexington	  	KY	  	40509	  	US	  	Software	  	Revelation Concepts Rev-Trac Licenses 3(R/3) 3(BI) 3(HCM)
	Lexington Campus	  	3475 Blazer
Parkway	  	Lexington	  	KY	  	40509	  	US	  	Software	  	2008 User CAL’s (2168)

  
 B-11

 Application Software 

 

							
	 SOFTWARE VENDOR
	  	 LICENSE TYPE
	  	 LICENSE COUNT/METRICS
	  	 TRANSFER COMMENTS

				
	 SAP America, Inc.
 1001 Summit
Bvld.
 Suite 2100
 Atlanta, GA
30319
	  	mySAP Business Suite - Professional User Licenses	  	Up to 1199	  	The transfer of these licenses is contingent upon Buyer executing a mutually agreeable license agreement with SAP prior to the transfer.
				
	 SAP America, Inc.
 1001 Summit
Bvld.
 Suite 2100
 Atlanta, GA
30319
	  	mySAP Business Suite - Limited Professional User Licenses	  	Up to 457	  	The transfer of these licenses is contingent upon Buyer executing a mutually agreeable license agreement with SAP prior to the transfer.
				
	 SAP America, Inc.
 1001 Summit
Bvld.
 Suite 2100
 Atlanta, GA
30319
	  	mySAP Business Suite - Employee Self Service User Licenses	  	Up to 576	  	The transfer of these licenses is contingent upon Buyer executing a mutually agreeable license agreement with SAP prior to the transfer.
				
	 SAP America, Inc.
 1001 Summit
Bvld.
 Suite 2100
 Atlanta, GA
30319
	  	mySAP Business Suite - Developer User Licenses	  	Up to 5	  	The transfer of these licenses is contingent upon Buyer executing a mutually agreeable license agreement with SAP prior to the transfer.
				
	 InterGis LLC
 152 Winsted
Road
 Torrington, CT
	  	Intergis VCR (Visual control room) system	  	Entire agreement	  	An addendum was signed in December 2010 that allows the license agreement to be transferred to Buyer. Buyer will need to establish a relationship with Intergis through a master
agreement prior to the transfer.
				
	 SunGard AvantGard
 600 Lanidex
Plaza
 Parsippany NJ 07054
 Telephone:
973-463-3698
	  	Getpaid Full Named User Licenses	  	Up to 47	  	 The transfer of these licenses is contingent upon Buyer executing a mutually agreeable license agreement with Sungard prior to the
transfer.
 Sungard has granted Ashland a 6-month TSA period, then the licenses must be transfered or use of the licenses must end. There will be
a cost to migrate.

  
 B-12

							
	 SOFTWARE VENDOR
	  	 LICENSE TYPE
	  	 LICENSE COUNT/METRICS
	  	 TRANSFER COMMENTS

				
	 GP Solutions, Inc
 James
Brenza, CEO
 201 North Charles Street Suite 2406
 Baltimore, MD 21201
	  	GP Mate	  	< 5 sites	  	All AD sites using GP Mate at the time of closing will have the license transferred
				
	Infor Global Solutions (Michigan), Inc. (through acquisition of SCT Manufacturing & Distribution Systems, Inc.)	  	Infor Advanced Planning & Scheduling - Collaborative Demand Planning	  	 1 Standalone-Server
 4 Power
Users
	  	The transfer of these licenses is contingent upon Buyer executing a mutually agreeable license agreement with Infor prior to the transfer. This transfer was originally required by
the vendor to occur at the time of closing. Internal delays by the vendor has pushed this to post-close . The vendor will provide Ashland a letter permitting transition services with the software until the agreement is finalized with
Buyer.
				
	Infor Global Solutions (Michigan), Inc. (through acquisition of SCT Manufacturing & Distribution Systems, Inc.)	  	Infor Advanced Planning & Scheduling - Advanced Planner 64 Multi-Plant Optimization	  	 1 Server
 1 Power
User
	  	The transfer of these licenses is contingent upon Buyer executing a mutually agreeable license agreement with Infor prior to the transfer. This transfer was originally required by
the vendor to occur at the time of closing. Internal delays by the vendor has pushed this to post-close . The vendor will provide Ashland a letter permitting transition services with the software until the agreement is finalized with
Buyer.

  
 B-13

 SCHEDULE C 

 

			
	 Function
	  	 Title/Role

	Accounts Payable	  	Processor A
	Accounts Payable	  	Processor B
	Accounts Payable	  	Processor Senior
	Accounts Payable	  	Processor Lead
	Accounts Payable	  	Processor Supervisor
		
	Master Data	  	Technician A
	Master Data	  	Technician B
	Master Data	  	Technician Senior
	Master Data	  	Technician Lead

  
 C-1

 Schedule D 

Billings by Ashland to Recipient – US & Canada 

 

															
	 Section
	  	 Service
	  	 Billing Entity
	  	 US Dollar Amount
	 	  	 Billing
Currency
	  	 Fixed Annual Fee
	 
		  	Finance	  		  				  		  			
	1.1	  	Benefit Accounting	  	Ashland Inc.	  	 	Hourly Rate	  	  	USD	  	 	Hourly Rate	  
	1.2	  	Controller-General Accounting	  	Ashland Inc.	  	$	312,000	  	  	USD	  	$	312,000	  
	1.3	  	Corporate Accounting	  	Ashland Inc.	  	 	Hourly Rate	  	  	USD	  	 	Hourly Rate	  
	1.4	  	External Reporting	  	Ashland Inc.	  	 	Hourly Rate	  	  	USD	  	 	Hourly Rate	  
	1.5	  	Property Accounting	  	Ashland Inc.	  	$	54,000	  	  	USD	  	$	54,000	  
	1.6	  	Controller - Canada	  	Ashland Inc.	  	$	18,000	  	  	USD	  	$	18,000	  
	1.7	  	Controller - Mexico	  	Ashland Inc.	  	$	60,000	  	  	USD	  	$	60,000	  
		  		  		  	  
	  
	 	  		  			
		  		  	        Subtotal	  	$	444,000	  	  		  			
		  		  		  	  
	  
	 	  		  			
		  	Treasury	  		  				  		  			
	2.1	  	Cash Application North America	  	Ashland Inc.	  	$	116,000	  	  	USD	  	$	116,000	  
	2.2	  	Cash Management North America, EMEA	  	Ashland Inc.	  	$	323,600	  	  	USD	  	$	323,600	  
	2.3	  	Debt/Intercompany Loan - North America, EMEA	  	Ashland Inc.	  	$	28,000	  	  	USD	  	$	28,000	  
	2.4	  	Financial Risk Management - North America, EMEA	  	Ashland Inc.	  	$	39,000	  	  	USD	  	$	39,000	  
	2.5	  	Investments - North America, EMEA	  	Ashland Inc.	  	$	18,500	  	  	USD	  	$	18,500	  
	2.6	  	Letters of Credit - Global except for Russia	  	Ashland Inc.	  	$	31,900	  	  	USD	  	$	31,900	  
	2.7	  	Intercompany Netting - Global	  	Ashland Inc.	  	$	24,600	  	  	USD	  	$	24,600	  
		  		  		  	  
	  
	 	  		  			
		  		  	        Subtotal	  	$	581,600	  	  		  			
		  		  		  	  
	  
	 	  		  			
		  	Tax	  		  				  		  			
	3.1	  	Tax Advisor	  	Ashland Inc.	  	$	317,000	  	  	USD	  	$	317,000	  

															
	3.2	  	Tax Training	  	Ashland Inc.	  	 	Hourly Rate	  	  	USD	  	 	Hourly Rate	  
		  		  		  	  
	  
	 	  		  			
		  		  	 Subtotal
	  	$	317,000	  	  		  			
		  		  		  	  
	  
	 	  		  			
		  	Supply Chain	  		  				  		  			
	4.1	  	SC - Accounts Payable	  	Ashland Inc.	  	$	1,334,864	  	  	USD	  	$	1,334,864	  
	4.2	  	SC - Engineering	  	Ashland Inc.	  	 	Hourly Rate	  	  	USD	  	 	Hourly Rate	  
	4.3.1	  	Indirect - Travel	  	Ashland Inc.	  	$	68,010	  	  	USD	  	$	68,010	  
	4.3.2	  	Indirect - Procurement Operations	  	Ashland Inc.	  	$	58,295	  	  	USD	  	$	58,295	  
	4.3.3	  	Indirect - Packaging	  	Ashland Inc.	  	$	58,295	  	  	USD	  	$	58,295	  
	4.3.4	  	Indirect - MRO/Services/CAPEX	  	Ashland Inc.	  	$	369,199	  	  	USD	  	$	369,199	  
	4.3.5	  	Indirect - IT	  	Ashland Inc.	  	$	58,295	  	  	USD	  	$	58,295	  
	4.3.6	  	Indirect - Freight	  	Ashland Inc.	  	$	320,620	  	  	USD	  	$	320,620	  
	4.3.7	  	Indirect - Energy Management	  	Ashland Inc.	  	$	9,716	  	  	USD	  	$	9,716	  
	4.3.8	  	Indirect - Corporate Card Services	  	Ashland Inc.	  	$	29,147	  	  	USD	  	$	29,147	  
	4.4.1	  	Logistics - Regional Logistics Support	  	Ashland Inc.	  	$	164,049	  	  	USD	  	$	164,049	  
	4.4.2	  	Logistics - Fuel Management of Auto Fleet using Wright Express Fuel Cards	  	Ashland Inc.	  	 	Hourly Rate	  	  	USD	  	 	Hourly Rate	  
	4.4.3	  	Logistics - DOT Compliance Consulting Service	  	Ashland Inc.	  	$	24,897	  	  	USD	  	$	24,897	  
	4.4.4	  	Logistics - Auto Fleet Management Using Lease Plan	  	Ashland Inc.	  	$	46,759	  	  	USD	  	$	46,759	  
	4.4.5	  	Logistics - Transactional Support and Execution	  	Ashland Inc.	  	$	18,385	  	  	USD	  	$	18,385	  
	4.4.6	  	Logistics - Cycle Count Support and Execution	  	Ashland Inc.	  	$	18,385	  	  	USD	  	$	18,385	  
	4.4.7	  	Logistics - Auditing and SOX	  	Ashland Inc.	  	$	18,385	  	  	USD	  	$	18,385	  
	4.5	  	SC - Master Data	  	Ashland Inc.	  	$	1,136,417	  	  	USD	  	$	1,136,417	  
	4.6.1	  	E-Commerce	  	Ashland Inc.	  	$	160,000	  	  	USD	  	$	160,000	  
	4.6.2	  	OTC Salesforce.com	  	Ashland Inc.	  	$	69,000	  	  	USD	  	$	69,000	  
	4.6.3	  	OTC Import/Export	  	Ashland Inc.	  	 	Hourly Rate	  	  	USD	  	 	Hourly Rate	  

															
	4.7.1	  	Security - UL Approved 24/7 Emergency Reporting and Alarm Monitoring (1-855-NEXEO4U)	  	Ashland Inc.	  	$	315,295	  	  	USD	  	$	315,295	  
	4.7.2	  	Security - Emergency / Incident Response and Confidential Investigations	  	Ashland Inc.	  	$	102,586	  	  	USD	  	$	102,586	  
	4.7.3	  	Security - 24/7 Government Security Program Coordination and Responsible Care (SME)	  	Ashland Inc.	  	$	40,862	  	  	USD	  	$	40,862	  
	4.7.4	  	Security - 24/7 Dublin Campus Security Management	  	Ashland Inc.	  	$	158,578	  	  	USD	  	$	158,578	  
	4.7.5	  	Security - Technical Support / Equipment Installation and Maintenance	  	Ashland Inc.	  	$	59,976	  	  	USD	  	$	59,976	  
	4.8	  	Lab Services	  	Ashland Inc.	  	 
 	Per Price
List	  
  	  	USD	  	 	Per Price List	  
		  		  		  	  
	  
	 	  		  			
		  		  	Subtotal	  	$	4,640,015	  	  		  			
		  		  		  	  
	  
	 	  		  			
		  	EH&S	  		  				  		  			
	5.1	  	Non-SAP / Mgt Systems and Reporting	  	Ashland Inc.	  	$	524,864	  	  	USD	  	$	524,864	  
	5.2	  	SAP	  	Ashland Inc.	  	$	438,067	  	  	USD	  	$	438,067	  
	5.3	  	Subject Matter Experts	  	Ashland Inc.	  	$	286,000	  	  	USD	  	$	286,000	  
	5.4	  	Emergency Response	  	Ashland Inc.	  	$	32,000	  	  	USD	  	$	32,000	  
	5.5	  	Training	  	Ashland Inc.	  	 	Hourly Rate	  	  	USD	  	 	Hourly Rate	  
	5.7	  	Database Management	  	Ashland Inc.	  	 	Hourly Rate	  	  	USD	  	 	Hourly Rate	  
	5.8	  	General	  	Ashland Inc.	  	 	Hourly Rate	  	  	USD	  	 	Hourly Rate	  
		  		  		  	  
	  
	 	  		  			
		  		  	Subtotal	  	$	1,280,931	  	  		  			
		  		  		  	  
	  
	 	  		  			
		  	HR	  		  				  		  			
	6.1	  	US - Employee Relation Support	  	Ashland Inc.	  	$	111,723	  	  	USD	  	$	111,723	  
	6.2	  	US - Global Compensation	  	Ashland Inc.	  	$	193,841	  	  	USD	  	$	193,841	  
	6.3	  	US - HR Service Center - Benefits and Executive Compensation	  	Ashland Inc.	  	$	304,629	  	  	USD	  	$	304,629	  

															
	6.4	  	US - HR Service Center - Master Data	  	Ashland Inc.	  	$	224,018	  	  	USD	  	$	224,018	  
	6.5	  	US - HR Service Center - Payroll	  	Ashland Inc.	  	$	237,692	  	  	USD	  	$	237,692	  
	6.6	  	US - HR Service Center- Call Center	  	Ashland Inc.	  	$	155,445	  	  	USD	  	$	155,445	  
	6.7	  	US - Medical Affairs	  	Ashland Inc.	  	$	114,156	  	  	USD	  	$	114,156	  
	6.8	  	US - Talent Management - Recruiting	  	Ashland Inc.	  	$	77,712	  	  	USD	  	$	77,712	  
	6.9	  	US - Talent Mgmt - (LMS only)	  	Ashland Inc.	  	$	39,161	  	  	USD	  	$	39,161	  
	6.16	  	Canada HR Support	  	Ashland Inc.	  	$	111,237	  	  	CAD	  	$	108,000	  
		  		  		  	  
	  
	 	  		  			
		  		  	Subtotal	  	$	1,569,614	  	  		  			
		  		  		  	  
	  
	 	  		  			
		  	Corporate Real Estate	  		  				  		  			
	7.1	  	Lease/Fee Property Administration	  	Ashland Inc.	  	$	26,000	  	  	USD	  	$	26,000	  
		  		  		  	  
	  
	 	  		  			
		  		  	Subtotal	  	$	26,000	  	  		  			
		  		  		  	  
	  
	 	  		  			
		  	Office Space	  		  				  		  			
	8.2	  	US - Wilmington	  	Ashland Inc.	  	$	24,000	  	  	USD	  	$	24,000	  
	8.3.5	  	Office Space - Mississauga, Canada	  	Ashland Inc.	  	$	160,676	  	  	CAD	  	$	156,000	  
		  		  		  	  
	  
	 	  		  			
		  		  	Subtotal	  	$	184,676	  	  		  			
		  		  		  	  
	  
	 	  		  			
		  	IT	  		  				  		  			
	15.1.1	  	Email & Calendaring Infrastructure & Services	  	Ashland Inc.	  	$	200,000	  	  	USD	  	$	200,000	  
	15.1.2	  	Data, Voice & EUC Infrastructure & Services	  	Ashland Inc.	  	$	4,851,123	  	  	USD	  	$	4,851,123	  
	15.1.3	  	HR (HR4U) Application & Infrastructure	  	Ashland Inc.	  	$	480,094	  	  	USD	  	$	480,094	  
	15.1.4	  	SFDC Application (SFDC-only support)	  	Ashland Inc.	  	$	118,000	  	  	USD	  	$	118,000	  

											
	15.1.5	  	Global Applications Support (G2, bolt-ons, other)	  	Ashland Inc.	  	$8,342,000	  	USD	  	$8,342,000
	15.1.5	  	Incremental Support for G2	  	Ashland Inc.	  	$600,000	  	USD	  	$600,000
	15.1.6	  	Global Applications Infrastructure	  	Ashland Inc.	  	$2,773,570	  	USD	  	$2,773,570
		  		  		  	  
	  		  	
		  		  	        Subtotal	  	$17,364,787	  		  	
		  		  		  	  
	  		  	
						
		  		  	Subtotals	  		  		  	
		  		  	US Total (excluding rent)	  	$26,112,710	  		  	$26,112,710
		  		  	US Rent (Wilmington)	  	$24,000	  		  	$24,000
		  		  	Canada Total (excluding rent)	  	$111,237	  		  	$108,000
		  		  	Canada Rent	  	$160,676	  		  	$156,000

 Billings by Ashland to Recipient – Mexico 

 

													
	 Section
	  	 Service
	  	 Billing Entity
	  	 US Dollar

Amount
	 	  	 Billing Currency
	  	 Fixed Annual Fee

		  	HR	  		  				  		  	
	6.12	  	Mexico - HR Payroll	  	Ashland Chemical de Mexico	  	 	0	  	  	MXN	  	
		  		  		  	  
	  
	 	  		  	
		  		  	        Subtotal	  	 	0	  	  		  	
		  		  		  	  
	  
	 	  		  	
						
		  	Mexico Adminstrative Services	  		  				  		  	
	9.1	  	Mexico - F&C	  	Ashland Chemical de Mexico	  	$	94,682	  	  	MXN	  	$1,152,000
	9.2	  	Mexico - OTC	  	Ashland Chemical de Mexico	  	$	23,671	  	  	MXN	  	$288,000
	9.3 -9.7	  	Mexico - Human Resources	  	Ashland Chemical de Mexico	  	$	6,082	  	  	MXN	  	$74,000
		  		  		  	  
	  
	 	  		  	
		  		  	        Subtotal	  	$	124,435	  	  		  	
		  		  		  	  
	  
	 	  		  	
						
		  		  	Subtotals	  				  		  	
		  		  	Mexico Total	  	$	124,435	  	  		  	$1,514,000

 Billings by Ashland to Recipient – China & Singapore 

 

																	
	 Section
	  	 Service
	  	 Billing

Country
	  	 Billing Entity
	  	 US Dollar
Amount
	 	  	 Billing
Currency
	  	 Fixed Annual
Fee
	 
		  	Treasury	  		  		  				  		  			
	2.8	  	China	  	China	  	Ashland China Holdings Company	  	$	52,500	  	  	CNY	  	¥	345,450	  
	2.9	  	Singapore	  	Singapore	  	Ashland China Holdings Company	  	$	10,500	  	  	CNY	  	¥	69,090	  
		  		  		  		  	  
	  
	 	  		  			
		  		  		  	 Subtotal
	  	$	63,000	  	  		  			
		  		  		  		  	  
	  
	 	  		  			
		  	HR	  		  		  				  		  			
	6.15	  	Asia Pacific	  	China	  	Ashland China Holdings Company	  	$	40,000	  	  	CNY	  	¥	263,200	  
		  		  		  		  	  
	  
	 	  		  			
		  		  		  	 Subtotal
	  	$	40,000	  	  		  			
		  		  		  		  	  
	  
	 	  		  			
		  	China Services	  		  		  				  		  			
	14.2	  	China - Finance	  	China	  	Ashland China Holdings Company	  	$	120,000	  	  	CNY	  	¥	789,600	  
	14.3	  	China - EH&S	  	China	  	Ashland China Holdings Company	  	$	33,000	  	  	CNY	  	¥	217,140	  
	14.4	  	China - Administration	  	China	  	Ashland China Holdings Company	  	$	5,040	  	  	CNY	  	¥	33,163	  
	14.5	  	China - Office Rent	  	China	  	Ashland China Holdings Company	  	$	28,800	  	  	CNY	  	¥	189,504	  
	14.6	  	China - Supply Chain Logistics	  	China	  	Ashland China Holdings Company	  	$	30,000	  	  	CNY	  	¥	197,400	  

																	
	14.7	  	China - Supply Chain Order to Cash	  	China	  	Ashland China Holdings Company	  	$	30,000	  	  	CNY	  	¥	197,400	  
	4.5	  	Master Data - China Charge	  	China	  	Ashland China Holdings Company	  	$	19,712	  	  	CNY	  	¥	129,707	  
		  		  		  		  	  
	  
	 	  		  			
		  		  		  	 Subtotal
	  	$	266,552	  	  		  			
		  		  		  		  	  
	  
	 	  		  			
							
		  		  		  	Subtotals	  				  		  			
		  		  		  	China Total	  	$	340,752	  	  		  	¥	2,242,150	  
		  		  		  	China Rent	  	$	28,800	  	  		  	¥	189,504	  

 Billings by Ashland to Recipient – EMEA 

 

																	
	 Section
	  	 Service
	  	 Billing

Country
	  	 Billing Entity
	  	 US Dollar
Amount
	 	  	 Billing
Currency
	  	 Fixed Annual Fee
	 
		  	Supply Chain	  		  		  				  		  			
	4.1.1	  	SC - Accounts Payable	  	Netherlands	  	Ashland Services, BV	  	$	255,566	  	  	Euro	  	 	181,452 	€
	4.5	  	SC - Master Data	  	Netherlands	  	Ashland Services, BV	  	$	216,210	  	  	Euro	  	 	153,509 	€ 
	4.6.4	  	OTC EMEA	  	Netherlands	  	Ashland Services, BV	  	$	54,172	  	  	Euro	  	 	38,462 	€ 
	4.6.5	  	OTC EMEA	  	Netherlands	  	Ashland Services, BV	  	$	140,366	  	  	Euro	  	 	99,660 	€ 
		  		  		  		  	  
	  
	 	  		  			
		  		  		  		  	$	666,314	  	  		  			
		  		  		  		  	  
	  
	 	  		  			
		  	EH&S	  		  		  				  		  			
	5.8	  	EMEA	  	Netherlands	  	Ashland Services, BV	  	$	168,000	  	  	Euro	  	 	119,280 	€ 
		  		  		  		  	  
	  
	 	  		  			
		  		  		  	        Subtotal	  	$	168,000	  	  		  			
		  		  		  		  	  
	  
	 	  		  			
		  	EMEA Services	  		  		  				  		  			
	10.1	  	Controller - General Accounting	  	Netherlands	  	Ashland Services, BV	  	$	612,676	  	  	Euro	  	 	435,000 	€ 
	10.2	  	HR - Training	  	Netherlands	  	Ashland Services, BV	  	$	0	  	  	Euro	  			
	10.3	  	Tax	  	Netherlands	  	Ashland Services, BV	  	$	711,273	  	  	Euro	  	 	505,004 	€ 
	10.4	  	Treasury - Cash Application	  	Netherlands	  	Ashland Services, BV	  	$	147,887	  	  	Euro	  	 	105,000 	€ 
	10.5	  	Treasury - Letters of Credit and Bank Guarantees	  	Netherlands	  	Ashland Services, BV	  	$	59,155	  	  	Euro	  	 	42,000 	€ 

  

																	
	11.1	  	HR - EMEA	  	Netherlands	  	Ashland Services, BV	  	$	459,900	  	  	Euro	  	 	326,529 	€ 
	12.1	  	EH&S EMEA	  	Netherlands	  	Ashland Services, BV	  	$	0	  	  	Euro	  	 	0 	€ 
		  		  		  		  	  
	  
	 	  		  			
		  		  		  	 Subtotal
	  	$	1,990,892	  	  		  	 	2,005,896 	€ 
		  		  		  		  	  
	  
	 	  		  			
	13.1	  	EMEA Russia - Finance	  	Russia	  	Hercules Russia	  	$	8,451	  	  	RUR	  	 	240,904.23	p. 
	13.1.1	  	EMEA Russia - OTC	  	Russia	  	Hercules Russia	  	$	70,423	  	  	RUR	  	 	2,007,535.21	p. 
	13.1.2	  	EMEA Russia - IT	  	Russia	  	Hercules Russia	  	$	6,761	  	  	RUR	  	 	192,723.38	p. 
	13.1.3	  	HR - Russia	  	Russia	  	Hercules Russia	  	$	0	  	  	RUR	  	 	0.00	p. 
		  		  		  		  	  
	  
	 	  		  			
		  		  		  	 Subtotal
	  	$	85,634	  	  		  	 	2,441,162.82	p. 
		  		  		  		  	  
	  
	 	  		  			
		  	Office Space	  		  		  				  		  			
	7.1	  	Barendrecht Resource Group	  	Netherlands	  	Ashland Services, BV	  	$	66,000	  	  	Euro	  	 	46,860 	€ 
	7.3.1	  	Office Space - Bezons, France Site	  	Netherlands	  	Ashland France, SAS	  	$	101,639	  	  	Euro	  	 	72,164 	€ 
	7.3.2	  	Office Space - Warsaw, Poland Site	  	Poland	  	Ashland Poland, SP Zoo	  	$	56,518	  	  	Euro	  	 	40,128 	€ 
	7.3.3	  	Office Space - Moscow, Russia Site	  	Russia	  	Hercules Russia	  	$	18,943	  	  	RUR	  	 	540,000.00	p. 
	7.3.4	  	Office Space - Milan, Italy Site	  	Netherlands	  	Ashland Italia, SpA	  	$	135,211	  	  	Euro	  	 	96,000 	€ 
		  		  		  		  	  
	  
	 	  		  			
		  		  		  	 Subtotal
	  	$	378,312	  	  		  			
		  		  		  		  	  
	  
	 	  		  			

																	
		  		  		  	Subtotals	  				  		  			
		  		  		  	EMEA Total (excluding rent)	  	$	2,825,206	  	  		  	 	2,005,896 	€ 
		  		  		  	Russia Total (excluding rent)	  	$	85,634	  	  		  	 	2,441,162.82	p. 
		  		  		  	Office Space (excluding Barendrecht & Russia)	  	$	293,369	  	  		  	 	208,292 	€ 
		  		  		  	Office Space (Barendrecht)	  	$	66,000	  	  		  	 	46,860 	€ 
		  		  		  	Office Space (Russia)	  	$	18,943	  	  		  	 	540,000.00	p. 

 Transition Services Agreement Cost Summary 

 

													
	 Cost Category
	  	  	  	 US Dollar Figure
	 	  	  	  	 Local Currency
	 
	 US
	  		  	$	26,112,710	  	  		  	$	26,112,710	  
	 Canada
	  		  	$	111,237	  	  		  	$	108,000	  
	 Mexico
	  		  	$	124,435	  	  		  	$	1,514,000	  
	 EMEA
	  		  	$	2,825,206	  	  		  	 	2,005,896 	€ 
	 China & Singapore
	  		  	$	340,752	  	  		  	¥	2,052,646	  
	 Russia
	  		  	$	85,634	  	  		  	 	2,441,163	p. 
		  		  	  
	  
	 	  		  			
	 Subtotal
	  		  	$	29,599,974	  	  		  			
		  		  	  
	  
	 	  		  			
	 Admin Fee (6.35%)
	  		  	$	1,879,598	  	  		  			
		  		  	  
	  
	 	  		  			
	 Barendrecht
	  		  	$	66,000	  	  		  	 	46,860 	€ 
	 Dublin*
	  		  	$	2,376,957	  	  		  	$	2,376,957	  
	 Shanghai
	  		  	$	28,800	  	  		  	¥	189,504	  
	 Other Office Space
	  		  	$	496,987	  	  		  	 	Multiple Currencies	  
		  		  	  
	  
	 	  		  			
	 Total
	  		  	$	34,448,316	  	  		  			
		  		  	  
	  
	 	  		  			

  

	*	Included in Dublin License Agreement, not this Agreement 

 Hourly Rates for Ashland Support Services 

 

					
	 Function
	 	 Rate
	 	 Region

	Acccounts Payable Emp-NA	 	$26/hr	 	North America
	Accounting - General	 	$90/hr	 	North America Only
	Accounting - Property	 	$45/hr	 	North America Only
	Accounts Payable Emp-EMEA	 	€19/hr	 	EMEA
	Accounts Payable Mgmt-EMEA	 	€35/hr	 	EMEA
	Accounts Payable Mgmt-NA	 	$40/hr	 	North America
	Benefit Accounting	 	$100/hr	 	US Only
	EH&S-A/P	 	$23/hr	 	Asia Pacific
	EH&S-EMEA	 	$58/hr	 	EMEA
	EH&S-NA	 	$76/hr	 	North America
	Engineering	 	$125/hr	 	North America Only
	HR-Exempt	 	$65/hr	 	
	HR-Nonexempt	 	$30/hr	 	
	Indirect/Direct Purchasing	 	$75/hr	 	
	IT (Ashland Personnel)	 	$85/hr	 	
	IT (Offshore Personnel)	 	$40-48/hr	 	
	Logistics	 	$75/hr	 	
	Master Data-Exempt	 	$70/hr	 	North America Only
	Master Data-Nonexempt	 	$40/hr	 	North America Only
	Real Estate	 	$80/hr	 	North America Only
	Tax	 	$64/hr	 	US Only
	Treasury	 	$50/hr

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00200-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00200-of-00352.parquet"}]]