Document:

Fourth Amendment dated 4/27/2007 to Amended and Restated Loan and Security Agree

 EXHIBIT 4.5 
 AMENDMENT NO. 4 AND CONSENT 
 TO 
 AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT 
 This AMENDMENT NO.4 (this “Amendment”) is
entered into as of April 27, 2007, by and among BUCYRUS INTERNATIONAL, INC., a corporation organized under the laws of the State of Delaware (“Bucyrus”), MINSERCO, INC., a corporation organized under the laws of the State of Delaware
(“Minserco”), and BOONVILLE MINING SERVICES, INC., a corporation organized under the laws of the State of Delaware (“Boonville”) (Bucyrus, Minserco and Boonville, each a “Borrower” and collectively, the
“Borrowers”), BUCYRUS CANADA LIMITED, a corporation organized under the laws of the Province of Ontario (“Bucyrus Canada” and a “Guarantor”), the financial institutions set forth on the signature pages hereto (each a
“Lender” and collectively, “Lenders”), GMAC COMMERCIAL FINANCE LLC, a limited liability company organized under the laws of the State of Delaware (“GMAC CF”), as administrative agent and collateral agent for the Lenders
(GMAC CF, in such capacities, the “Agent”) and as sole lead arranger, JPMORGAN CHASE BANK, N.A. as Documentation Agent, and LASALLE BANK NATIONAL ASSOCIATION as Syndication Agent. 
 BACKGROUND 
 Borrowers, Agent and Lenders are parties to an Amended and Restated Loan
and Security Agreement dated as of May 27, 2005 (as amended by Amendment No. 1 to Loan and Security Agreement dated as of October 18, 2006, by Amendment No. 2 to Loan and Security Agreement dated as of September 15, 2006, by
Amendment No. 3 to Loan and Security Agreement dated as of October 18, 2006 and as further amended, restated, supplemented or otherwise modified from time to time, the “Loan Agreement”) pursuant to which Agent and Lenders provide
Borrowers with certain financial accommodations. 
 Borrowers have advised Agent and Lenders of their desire to enter into a series of
transactions whereby (i) Bucyrus will borrow a principal amount of $160,000,000 pursuant to a certain Credit Agreement dated the date hereof between Borrower, the Lenders party thereto and JPMorgan Chase Bank, National Association, as
Administrative Agent (the “JPMC Loan Agreement,” and such transaction, the “JPMC Loan Transaction”), which loan will be guaranteed by DBT Holdings, GmbH, a company organized under the laws of Germany and an indirect Subsidiary of
the Bucyrus (“DBT Holdings”) and will be secured by the proceeds of such loan which will be held in an account at JPMorgan Chase Bank, National Association; (ii) Bucyrus will promptly thereafter make a capital contribution in Bucyrus
Holdings GmbH, a company organized under the laws of Germany (“Bucyrus Holdings”) in the amount of $160,000,000 and Bucyrus Holdings will promptly thereafter make a capital contribution to DBT Holdings, a Subsidiary of Bucyrus, in an
aggregate amount of $160,000,000 (collectively, the capital contributions by and among Bucyrus, Bucyrus Holdings and DBT Holdings, the “German Capitalization Transaction”) ; and (iii) DBT will, no later than May 5, 2007, make an
unsecured subordinated loan to Bucyrus in the amount of $160,000,000 pursuant to terms and conditions (including subordination provisions) satisfactory to Agent, the proceeds of which will be used immediately by Bucyrus to repay in full all amounts
owing by any Loan Parties under the JPMC Loan Agreement (the “DBT Intercompany Loan” and together with the JPMC Loan Transaction, and the German Capitalization Transaction, the “Transactions”). 

 Borrowers have requested that Agent and Lenders amend the Loan Agreement to permit the Transactions, all
on the terms hereafter set forth, and Agent and Lenders are willing to do so on the terms and conditions hereafter set forth. 
 NOW,
THEREFORE, in consideration of any loan or advance or grant of credit heretofore or hereafter made to or for the account of Borrowers by Agent and Lenders, and for other good and valuable consideration, the receipt and sufficiency of which hereby
are acknowledged, the parties hereto hereby agree as follows: 
 1. Definitions. All capitalized terms not otherwise defined herein
shall have the respective meanings given to them in the Loan Agreement. 
 2. Consent. The Lenders hereby consent (i) to the
Transactions notwithstanding the provisions of Sections 7.2, 7.3, 7.4, 7.5, 7.7, 7.8, 7.10, 7.23 or any other provision of the Loan Agreement, and (ii) to the formation by Bucyrus of DBT Holdings and Bucyrus Holdings prior to the date hereof
notwithstanding the provisions of Sections 6.11, 7.12 or any other provision of the Loan Agreement (and waive any Default or Event of Default that may exist due to the formation of such entities or the failure to report the formation of such
entities); provided, however, that no Loan Party shall grant or suffer to exit any Lien with respect to its assets in connection with the Transactions. 
 3. Amendments to Loan Agreement. The Loan Agreement is hereby amended as follows: 
 (a)
Section 7.12(a) of the Loan Agreement is hereby amended and restated in its entirety as follows: 
 “(a) Form any Subsidiary unless
(i) such Subsidiary expressly joins in this Agreement as a Loan Party and becomes jointly and severally liable for the obligations of Loan Parties hereunder, under the Notes, and under any other agreement between any Loan Party and the Lenders,
and (ii) Agent shall have received all documents, including legal opinions, it may reasonably require to establish compliance with each of the foregoing conditions; provided, however, that the terms of this Section 7.12(a)
shall not apply to DBT Holdings GmbH (“DBT”) or Bucyrus Holdings GmbH prior to June 30, 2007.” 
  

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 (b) Section 7.19 of the Loan Agreement is hereby amended and restated in its entirety as follows:

 “7.19. Retention of Cash; Payment of Loans. Permit Loan Parties and their respective Subsidiaries (direct or indirect,
including without limitation, all Foreign Subsidiaries and other foreign entities which are owned by any of the Loan Parties or their Subsidiaries), other than the Borrowers, (a) to retain net cash balances in excess of $10,000,000 at any time
in the aggregate (with any surplus in excess of such sum to be utilized to repay the Canadian Note or Foreign Subsidiary Advances or otherwise paid as permitted pursuant to Section 7.7 hereof) (provided that this clause (a) shall not apply
to DBT at any time prior to May 6, 2007) or (b) to repay Indebtedness for Money Borrowed in the case of term debt or permanently reduce committed amounts in the case of revolving debt, other than (i) repayments in accordance with
clause (a) above, (ii) in the case of all Foreign Subsidiaries, in the aggregate principal amount not in excess of $1,000,000 each year, plus interest and fees accrued with respect thereto; provided, however, in the case of Foreign
Subsidiaries located in Chile and Canada, Loan Parties may repay the aggregate principal amount not in excess of $3,000,000 in the first year of the Term, plus interest and fees accrued with respect thereto, (iii) so long as (A) Borrowers
would be in compliance with the covenant set forth in Section 6.8 during the twelve (12) month period applicable under Section 6.8 immediately preceding such repayment after giving pro forma effect to such repayment as if such
repayment has been made on the first day of such twelve (12) month period, (B) no Default or Event of Default shall have occurred and be continuing or would result from such repayment, and (C) after giving effect to any such
repayment, Undrawn Availability shall not be less than $15,000,000, Indebtedness for Money Borrowed permitted pursuant to Section 7.8 hereof, plus interest and fees accrued with respect thereto; provided, however, that the refinancing of
Indebtedness for Money Borrowed on terms and conditions not less favorable to the Foreign Subsidiaries than those in effect prior to such refinancing shall not be deemed to be restricted by this Section 7.19(b) so long as the limitations of
clauses (i), (ii) and (iii) would not subsequently be violated under the new terms and conditions, and (iv) payments by Bucyrus to JPMC in repayment of the loans granted under the JPMC Loan Agreement; provided, however,
that no Advances shall be used to directly or indirectly fund any such payments (other than regularly scheduled interest payments thereon). 
 (c) Article VII of the Loan Agreement is hereby amended by adding the following Section 7.24 thereto: 
 “Section 7.24.
Amendments of Transaction Documents. Amend, modify or supplement any of the Transaction Documents in any material manner without the prior written consent of Agent. As used in this Agreement (including this Section 7.23), the term
“JPMC Loan Agreement” shall have the meaning assigned thereto in the “Background” paragraph of Amendment No. 4 to this Agreement dated as of April __, 2007 (“Amendment No. 4”), and the term “Transaction
Documents” shall collectively refer to the JPMC Loan Agreement together with all 

  

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documents executed and delivered in connection with the JPMC Loan Transaction, the German Capitalization Transaction and the DBT Intercompany Loan (each as
defined in the “Background” paragraph of Amendment No. 4), together with all other documents executed and delivered in connection with the Transactions.” 
 (d) Section 10.16 of the Loan Agreement is hereby amended by deleting the word “or” at the end of such Section, and Section 10.17 is
hereby amended by deleting the period at the end of such Section and adding a semicolon and the word “or” to the end of such Section. 
 (e) Article X of the Loan Agreement is hereby amended by adding the following Section 10.18: 
 “10.18. to the extent that
the JPMC Loan Transaction has been consummated, the failure to fully consummate the Transactions (including, without limitation, the repayment and discharge in full by Bucyrus of any and all obligations under the JPMC Loan Agreement) by May 6,
2007.” 
 (f) Section 17.3 of the Loan Agreement is hereby amended by adding the following paragraph (h) to the end of such
section: 
 “Notwithstanding any provision to the contrary, any Lender (an “Assigning Lender”) may assign to one or more
special purpose funding vehicles (each, an “SPV”) all or any portion of its funded Loan Advances (without the corresponding Commitments), without the consent of any Person or the payment of a fee, by execution of a written assignment
agreement in a form agreed to by such Assigning Lender and such SPV, and may grant any such SPV the option, in such SPV’s sole discretion, to provide the Borrowers all or any part of any Loan Advances that such Assigning Lender would otherwise
be obligated to make pursuant to this Agreement. Such SPV shall have all the rights which a Lender making or holding such Loan Advances would have under this Agreement, but no obligations. The Assigning Lender shall remain liable for all its
original obligations under this Agreement, including its Commitments (although the unused portion thereof shall be reduced by the principal amount of any Loan Advance held by an SPV). Notwithstanding such assignment, the Agent and Borrower may
deliver notices to the Assigning Lender (as agent for the SPV) and not separately to the SPV unless the Agent and Borrower are requested in writing by the SPV (or its agent) to deliver such notices separately to it. The Borrower shall, at the
request of any Assigning Lender, execute and deliver to such Person as such Assigning Lender may designate, a Note in the amount of such Assigning Lender’s original Note, to evidence the Loan Advances of such Assigning Lender and related
SPV.” 
  

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 (g) Section 17.15 of the Loan Agreement is hereby amended by adding the following language to the
end of such section: 
 “The confidentiality provisions contained in this Agreement shall not prohibit disclosures to any trustee,
administrator, collateral manager, servicer, backup servicer, lender, rating agency or secured party of any SPV or its affiliates in connection with the evaluation, administration, servicing of, or the reporting on, the assets or securitization
activities of such SPV or its affiliates.” 
 4. Conditions of Effectiveness. This Amendment shall become effective upon
Agent’s receipt of the following: 
 (a) Four (4) copies of this Amendment, executed by Borrowers, Guarantors, Agent
and Required Lenders; 
 (b) True and correct copies of all material Transaction Documents, and such other certificates,
instruments, documents, agreements and opinions of counsel, as may be required by Agent or its counsel, each of which shall be in form and substance satisfactory to Agent and its counsel. 
 5. Representations and Warranties. Each Loan Party hereby represents and warrants as follows: 
 (a) This Amendment and the Loan Agreement, as amended hereby, constitute legal, valid and binding obligations of Loan Parties and are
enforceable against Loan Parties in accordance with their respective terms. 
 (b) Upon the effectiveness of this Amendment,
each Loan Party hereby reaffirms all covenants made in the Loan Agreement as amended hereby and agree that all representations and warranties (except for those representations and warranties specifically made as of a prior date) shall be deemed to
have been remade as of the effective date of this Amendment. 
 (c) No Event of Default or Default has occurred and is
continuing or would exist after giving effect to this Amendment. 
 (d) No Loan Party has any defense, counterclaim or offset
with respect to the Loan Agreement. 
 (e) Prior to or on the date of effectiveness of this Amendment, the Loan Parties have
delivered true and correct copies of all material Transaction Documents. 
  

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 6. Effect on the Loan Agreement. 
 (a) Upon the effectiveness of this Amendment, each reference in the Loan Agreement to “this Agreement,” “hereunder,”
“hereof,” “herein” or words of like import shall mean and be a reference to the Loan Agreement as amended hereby. 
 (b) Except as specifically amended herein, the Loan Agreement, and all other documents, instruments and agreements executed and/or delivered in connection therewith as in effect immediately prior to the effectiveness
of this Amendment, shall remain in full force and effect, and are hereby ratified and confirmed. 
 (c) The execution,
delivery and effectiveness of this Amendment shall not operate as a waiver of any right, power or remedy of Agent or Lender, nor constitute a waiver of any provision of the Loan Agreement, or any other documents, instruments or agreements executed
and/or delivered under or in connection therewith. 
 7. Governing Law. This Amendment shall be binding upon and inure to the benefit
of the parties hereto and their respective successors and assigns and shall be governed by and construed in accordance with the laws of the State of New York. 
 8. Headings. Section headings in this Amendment are included herein for convenience of reference only and shall not constitute a part of this Amendment for any other purpose. 
 9. Counterparts; Facsimile. This Amendment may be executed by the parties hereto in one or more counterparts, each of which shall be deemed an
original and all of which when taken together shall constitute one and the same agreement. Any signature delivered by a party by facsimile or electronic transmission shall be deemed to be an original signature hereto. 
 [BALANCE OF PAGE INTENTIONALLY LEFT BLANK] 
  

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 IN WITNESS WHEREOF, this Amendment has been duly executed as of the day and year first written above.

  

			
	BUCYRUS INTERNATIONAL, INC.
		
	By:	 	/s/
		 	 Name:
 Title:

  

			
	MINSERCO, INC.
		
	By:	 	/s/
		 	 Name:
 Title:

  

			
	BOONVILLE MINING SERVICES, INC.
		
	By:	 	/s/
		 	 Name:
 Title:

  

			
	 GMAC COMMERCIAL FINANCE LLC,
 as Agent and
Lender

		
	By:	 	/s/
	 Name:
 Title:

  

			
	JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Lender
		
	By:	 	/s/
	 Name:
 Title:

 1244831 - Signature Page to Consent and Amendment No. 4 

			
	 LASALLE BANK NATIONAL ASSOCIATION,
 as
Lender

		
	By:	 	/s/
	 Name:
 Title:

  

	
	CONSENTED AND AGREED TO:
	
	/s/
	BUCYRUS CANADA LIMITED

 1244831 - Signature Page to Consent and Amendment No. 4Certificate Representing $500,000,000 of 6.50% Junior Subordinated Notes

 Exhibit 4.2 
  

			
	 No. 1
 Issue Date: March 30, 2007
	  	Principal Amount: $500,000,000.00

 FIFTH THIRD BANCORP 
 6.50% JUNIOR SUBORDINATED NOTES 
 FIFTH THIRD BANCORP, a corporation organized and existing under the laws of Ohio (hereinafter called the “Company”, which term
includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to Fifth Third Capital Trust IV, or registered assigns, the principal sum of Five Hundred Million Dollars ($500,000,000.00)
and all accrued and unpaid interest thereof on April 1, 2067, or if such day is not a Business Day, the following Business Day (the “Final Repayment Date”). 
 The Company further promises to pay interest on said principal sum from and including March 30, 2007, or from and including the most recent Interest
Payment Date on which interest has been paid or duly provided for, until the principal thereof is paid or made available for payment. Interest shall be payable (i) semi-annually in arrears on April 15 and October 15 of each year,
beginning on October 15, 2007 until April 15, 2017, (ii) quarterly in arrears on January 15, April 15, July 15 and October 15 of each year, beginning on July 15, 2017 until April 15, 2047, and
(iii) monthly in arrears on the 15th day of each month thereafter (each such date, an “Interest Payment Date”), at the rate of (i) 6.50% per annum, from and including March 30, 2007 to but excluding
April 15, 2017, (ii) an annual rate equal to three-month LIBOR plus 1.3675%, from and including April 15, 2017 to but excluding April 15, 2047, and (iii) an annual rate equal to one-month LIBOR plus 2.3675% thereafter
(computed on the basis of (i) a 360-day year comprised of twelve 30-day months with respect to any Interest Period ending on or prior to April 15, 2017 and (ii) a 360-day year and the actual number of days elapsed with respect to any
other Interest Period), plus Additional Interest, if any; provided, however, if any Interest Payment Date described in clauses (ii) or (iii) of this paragraph falls on a day that is not a Business Day, the applicable Interest
Payment Date shall instead occur on the immediately succeeding Business Day. Accrued interest that is not paid on the applicable Interest Payment Date (after giving effect to the adjustments described in the last sentence of Section 2.4(b) of
the Indenture), including interest deferred pursuant to Section 2.5 of the Supplemental Indenture, will bear Additional Interest, to the extent permitted by law, at the then-applicable rate described in the second sentence of this paragraph,
from the relevant Interest Payment Date, compounded on each subsequent Interest Payment Date. If any Interest Payment Date on or prior to the regularly scheduled Interest Payment Date in April, 2017 occurs on a day that is not a Business Day, the
payment of interest for such Interest Payment Date shall be made (or such interest shall be made available for payment) on the next succeeding Business Day with the same force and effect as if such payment were made on the relevant Interest Payment
Date. A “Business Day” will mean any day other than a Saturday, Sunday, or any other day on which banking institutions and trust companies in New York, New York, Wilmington, Delaware or Cincinnati, Ohio, are permitted or required by
any applicable law to close, or on or after April 15, 2017, a day that is not a London banking day. A “London banking day” means any day on which commercial banks are open for general business (including dealings in deposits in
U.S. dollars) in London, England. The interest installment so payable, and punctually paid or duly provided for, on any Interest Payment Date will, as provided in the Indenture, be paid to the Person in whose name this Security (or one or more
Predecessor Securities) is registered at the close of business on the Regular Record Date for such interest installment, which will be the date that is the last day of the month immediately preceding the month in which such Interest Payment Date
falls (whether or not a Business Day). Any such interest installment not so punctually paid or duly provided for (other than interest deferred in accordance with the next paragraph) will forthwith cease to be payable to the Holder on such Regular
Record Date and may either be paid to the Person in whose name this Security (or one or more Predecessor Securities) is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the
Trustee, notice whereof will be given to Holders of Securities of this series not less than 10 days before such Special Record Date, or be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange
on which the Securities of this series may be listed, and upon such notice as may be required by such exchange, all as more fully provided in said Indenture. 

 So long as no Event of Default has occurred and is continuing, the Company has the right at any time or
from time to time during the term of this Security to defer payment of interest on this Security for one or more consecutive Interest Periods up to 10 years; provided, however, that no Deferral Period will extend beyond the Final Repayment
Date or the earlier redemption of any Securities of this series. Upon the termination of any Deferral Period and upon the payment of all deferred interest then due, the Company may elect to begin a new Deferral Period, subject to the above
requirements. Except as provided in Section 2.7 of the Supplemental Indenture, no interest will be due and payable during a Deferral Period except at the end thereof. 
 So long as any Securities remain outstanding, if the Company has given notice of its election to defer interest payments on the Securities but the
related Deferral Period has not yet commenced or a Deferral Period is continuing, the Company will not, and will not permit any Subsidiary of the Company to, (i) declare or pay any dividends or distributions, or redeem, purchase, acquire or
make a liquidation payment with respect to any shares of the Company’s capital stock, (ii) make any payment of principal of or interest or premium, if any, on or repay, purchase or redeem any debt securities or guarantees of the Company
that rank upon the Company’s liquidation on a parity with this Security (including this Security, the “Parity Securities”), or junior in interest to this Security (except for partial payments of interest with respect to the
Security) or (iii) make any payments under any guarantee by the Company that ranks junior to the Guarantee Agreement (other than (a) any purchase, redemption or other acquisition of shares of the Company’s capital stock in connection
with (1) any employment contract, benefit plan or other similar arrangement with or for the benefit of any one or more of its employees, officers, directors or consultants, (2) a dividend reinvestment or stockholder purchase plan,
(3) transactions effected by or for the account of customers of the Company or any of its affiliates or in connection with the distribution, trading or market-making in respect of the Trust Preferred Securities or (4) the issuance of the
Company’s capital stock, or securities convertible into or exercisable for such capital stock, as consideration in an acquisition transaction entered into before the applicable Deferral Period; (b) any exchange or conversion of any class
or series of the Company’s capital stock, or the capital stock of one of its subsidiaries, for any other class or series of the Company’s capital stock, or any class or series of the Company’s indebtedness for any class or series of
its capital stock; (c) any purchase of fractional interests in shares of the Company’s capital stock pursuant to the conversion or exchange provisions of such capital stock or the securities being converted or exchanged; (d) any
declaration of a dividend in connection with any rights plan, or the issuance of rights, stock or other property under any rights plan, or the redemption or purchase of rights pursuant thereto; (e) any dividend in the form of stock, warrants,
options or other rights where the dividend stock or stock issuable upon exercise of such warrants, options or other rights is the same stock as that on which the dividend is being paid or ranks equally with or junior to such stock); (f) any
payment of current or deferred interest on Parity Securities that is made pro rata to the amounts due on such Parity Securities, provided that such payments are made in accordance with Section 2.7(c) of the Supplemental Indenture
to the extent it applies, and any payments of deferred interest on Parity Securities that, if not made, would cause the Company to breach the terms of the instrument governing such Parity Securities or (g) any payment of principal in respect of
Parity Securities having the same scheduled maturity date as this Security, as required under a provision of such Parity Securities that is substantially the same as the provision described in Section 2.2 of the Supplemental Indenture, and that
is made on a pro rata basis among one or more series of Parity Securities having such a provision). In addition, if any Deferral Period lasts longer than one year, the Company will not repurchase or acquire any securities ranking junior to or
pari passu with any of its Qualifying APM Securities the proceeds of which were used to settle deferred interest during the relevant Deferral Period before the first anniversary of the date on which all deferred interest on this Security has
been paid before the first anniversary of the date on which all deferred interest on this Security has been paid, subject to the exceptions listed above. 
 The Company will give written notice of its election to begin or extend any Deferral Period, (x) if the Property Trustee, on behalf of the Trust, is the sole holder of the Securities, to the Property Trustee and
the Delaware Trustee not more than 30 and at least five Business Days before the earlier of (A) the next succeeding date on which the distributions on the Trust Preferred Securities are payable and (B) the date the Property Trustee is
required to give notice to holders of the Trust Preferred Securities of the record or payment date for the related distribution, or (y) if the Property Trustee, on behalf of the Trust, is not the sole Holder of the Securities, to Holders of the
Securities and the Trustee at least five Business Days before the next Interest Payment Date. 
 Payment of the principal of and interest on
this Security will be made at the office or agency of the Company maintained for that purpose in the United States, in such coin or currency of the United States of America as at the time of payment is legal tender for payment of public and private
debts; provided, however, that at the option of the Company payment of interest may be made (i) by 

 
at the option of the Company payment of interest may be made (i) by check mailed to the address of the Person entitled thereto as such address will
appear in the Securities Register or (ii) by wire transfer in immediately available funds at the bank account number as may be designated by the Person entitled thereto as specified in the Securities Register in writing not less than ten days
before the relevant Interest Payment Date. 
 The indebtedness evidenced by this Security is, to the extent provided in the Indenture,
subordinate and junior in right of payment to the prior payment in full of all Senior Debt, and this Security is issued subject to the provisions of the Indenture with respect thereto. Each Holder of this Security, by accepting the same,
(a) agrees to and will be bound by such provisions, (b) authorizes and directs the Trustee on his behalf to take such actions as may be necessary or appropriate to effectuate the subordination so provided and (c) appoints the Trustee
his attorney-in-fact for any and all such purposes. Each Holder hereof, by his acceptance hereof, waives all notice of the acceptance of the subordination provisions contained herein and in the Indenture by each holder of Senior Indebtedness,
whether now outstanding or hereafter incurred, and waives reliance by each such holder upon said provisions. 
 Reference is hereby made to
the further provisions of this Security set forth on the reverse hereof, which further provisions will for all purposes have the same effect as if set forth at this place. 
 Unless the certificate of authentication hereon has been executed by the Trustee referred to on the reverse hereof by manual signature, this Security
will not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 
 IN
WITNESS WHEREOF, the Company has caused this instrument to be duly executed. 
  

			
	 FIFTH THIRD BANCORP

		
	 By:
	 	 /s/ Christopher G. Marshall

		 	EXECUTIVE VICE PRESIDENT

  

	
	 Attest: /s/ Paul L. Reynolds

	SECRETARY

 TRUSTEE’S CERTIFICATE OF AUTHENTICATION 
 This is one of the Securities of the series designated therein referred to in the Indenture referred to hereinafter. 
  

			
	Wilmington Trust Company, As Trustee
		
	By:	 	 /s/ Kristin L. Moore

		 	Authorized Officer

 (FORM OF REVERSE OF JSNs) 
 This Security is one of a duly authorized issue of securities of the Company (herein called the “Securities”), issued and to be issued in one or more series under the Junior Subordinated Indenture,
dated as of March 20, 1997 (herein called the “Base Indenture”), between the Company and Wilmington Trust Company, as trustee (the “Trustee”), as amended and supplemented by the Supplemental Indenture, dated as
of March 30, 2007, between the Company and the Trustee (the “Supplemental Indenture”, and together with the Base Indenture, the “Indenture”), to which Indenture and all other indentures supplemental thereto
reference is hereby made for a statement of the respective rights, limitations of rights, duties and immunities thereunder of the Trustee, the Company and the Holders of the Securities, and of the terms upon which the Securities are, and are to be,
authenticated and delivered. By the terms of the Indenture, the Securities are issuable in series that may vary as to amount, date of maturity, rate of interest, rank and in any other respect provided in the Indenture. 
 All terms used in this Security that are defined in the Indenture or in the Amended and Restated Declaration of Trust, dated as of March 30, 2007, as amended (the
“Amended Declaration”), for Fifth Third Capital Trust IV among Fifth Third Bancorp, as Sponsor, Wilmington Trust Company, as the Property Trustee and the Delaware Trustee, and the Administrative Trustees, will have the meanings
assigned to them in the Indenture or the Amended Declaration, as the case may be. 
 This Security shall be redeemable, at the Company’s option, at any
time, including on or after the Scheduled Maturity Date. The Company may redeem this Security (i) in whole or in part on April 15, 2017 or April 15, 2027 (or if either such date is not a Business Day, on the immediately following
Business Day); (ii) in whole but not in part at any time within 90 days after the occurrence of a Capital Treatment Event or Investment Company Event; (iii) in whole but not in part at any time after April 15, 2017 and within 90 days
after the occurrence of a Tax event; or (iv) in whole or in part on or after April 15, 2037, including on or after the Scheduled Maturity Date, in each case at a redemption price equal to 100% of the principal amount of this Security to be
redeemed plus accrued and unpaid interest to the Redemption Date. In all other cases, the redemption price will equal the applicable Make-Whole Redemption Price. Securities of this series shall be subject to partial redemption only in the amount of
$1,000 or integral multiples thereof. 
 No sinking fund is provided for the Securities. 
 The Indenture contains provisions for satisfaction and discharge of the entire indebtedness of this Security upon compliance by the Company with certain conditions set forth in the Indenture. 
 The Indenture permits, with certain exceptions as therein provided, the Company and the Trustee at any time to enter into a supplemental indenture or indentures for the
purpose of modifying in any manner the rights and obligations of the Company and of the Holders of the Securities, with the consent of the Holders of not less than a majority in principal amount of the Outstanding Securities to be affected by such
supplemental indenture. The Indenture also contains provisions permitting Holders of specified percentages in principal amount of the Securities at the time Outstanding, on behalf of the Holders of all Securities, to waive compliance by the Company
with certain provisions of the Indenture and certain past defaults under the Indenture and their consequences. Any such consent or waiver by the Holder of this Security will be conclusive and binding upon such Holder and upon all future Holders of
this Security and of any Security issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof, whether or not notation of such consent or waiver is made upon this Security. 
 As provided in and subject to the provisions of the Indenture, if an Event of Default (other than an Event of Default specified in Sections 5.1(1) through 5.1(5) of the
Base Indenture) with respect to the Securities at the time Outstanding occurs and is continuing, then and in every such case the Trustee or the Holders of not less than 25% in principal amount of the Outstanding Securities may declare the entire
principal amount and all accrued but unpaid interest of all the Securities to be due and payable immediately, by a notice in writing to the Company (and to the Trustee if given by Holders); provided that, in the case of the Securities issued
to and held by Fifth Third Capital Trust IV, or any trustee thereof or agent therefor, if upon an Event of Default, the Trustee or the Holders 

  

 R-1 

 
of not less than 25% in principal amount of the Outstanding Securities fails to declare the entire principal and all accrued but unpaid interest of all the
Securities to be immediately due and payable, the holders of at least 25% in aggregate Liquidation Amount of the Trust Preferred Securities then outstanding shall have such right by a notice in writing to the Company and the Trustee; and upon any
such declaration the principal amount of and the accrued but unpaid interest (including any Additional Interest); and on all the Securities will become immediately due and payable; provided that the payment of principal and interest
(including any Additional Interest) on such Securities will remain subordinated to the extent provided in Article XIII of the Base Indenture. 
 So long as
any Securities are held by or on behalf of Fifth Third Capital Trust IV, any holder of the Trust Preferred Securities issued by the Fifth Third Capital Trust IV shall have the right, upon (i) the breach by the Company of its obligations under
Section 2.2(a)(v) of the Supplemental Indenture to issue Qualifying Capital Securities or Section 2.7(a) of the Supplemental Indenture to issue Qualifying APM Securities or (ii) the occurrence of an Event of Default described in
Section 2.9(a) of the Supplemental Indenture, to institute a suit directly against the Company (a) in the case of (i) above, to enforce such obligations or for such other remedies as may be available and (b) in the case of
(ii) above, for enforcement of payment to such holder of principal of (premium, if any) and (subject to Section 3.8 of the Base Indenture) interest (including any Additional Interest) on the Securities having a principal amount equal to
the aggregate Liquidation Amount (as defined in the Amended Declaration) of such Trust Preferred Securities. 
 The Holder of this Security, by such
Holder’s acceptance hereof, agrees that if a Bankruptcy Event of the Company shall occur before the redemption or repayment of such Security, such Holder shall have no claim for, and thus no right to receive, any deferred interest pursuant to
Section 2.5 of the Supplemental Indenture that has not been paid pursuant to Sections 2.5 and 2.7 of the Supplemental Indenture to the extent the amount of such interest exceeds the sum of (x) two years of accumulated and unpaid interest
on this Security and (y) an amount equal to such Holder’s pro rata share of the excess, if any, of the Preferred Stock Issuance Cap over the aggregate amount of net proceeds from the sale of Qualifying Preferred Stock that the
Company has applied to pay such deferred interest pursuant to the Alternative Payment Mechanism; provided that such Holder shall be deemed to agree that, to the extent the remaining claim exceeds the amount set forth in clause (x), the amount
it receives in respect of such excess shall not exceed the amount it would have received the claim for such excess ranked pari passu with the interests of the Holders, if any, of Qualifying Preferred Stock. 
 No reference herein to the Indenture and no provision of this Security or of the Indenture will alter or impair the obligation of the Company, which is absolute and
unconditional, to pay the principal of and interest on this Security at the times, place and rate, and in the coin or currency, herein prescribed. 
 As
provided in the Indenture and subject to certain limitations therein set forth, the transfer of this Security is registrable in the Securities Register, upon surrender of this Security for registration of transfer at the office or agency of the
Company maintained under Section 10.2 of the Base Indenture duly endorsed by, or accompanied by a written instrument of transfer in form satisfactory to the Company and the Securities Registrar duly executed by, the Holder hereof or his
attorney duly authorized in writing, and thereupon one or more new Securities, of authorized denominations and for the same aggregate principal amount, will be issued to the designated transferee or transferees. No service charge will be made for
any such registration of transfer or exchange, but the Company may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. 
 Before due presentment of this Security for registration of transfer, the Company, the Trustee and any agent of the Company or the Trustee will treat the Person in whose name this Security is registered as the owner
hereof for all purposes, whether or not this Security be overdue, and neither the Company, the Trustee nor any such agent will be affected by notice to the contrary. 
 The Securities are issuable only in registered form without coupons in minimum denominations of $1,000 and integral multiples thereof. As provided in the Indenture and subject to certain limitations therein set forth,
Securities are exchangeable for a like aggregate principal amount of Securities of a different authorized denomination, as requested by the Holder surrendering the same. 
  

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 The Company and, by its acceptance of this Security or a beneficial interest therein, the Holder of, and any Person that
acquires a beneficial interest in, this Security agree to treat for United States Federal income tax purposes (i) the Securities as indebtedness of the Company, and (ii) the stated interest on the Securities as ordinary interest income
that is includible in the Holder’s or beneficial owner’s gross income at the time the interest is paid or accrued in accordance with the Holder’s or beneficial owner’s regular method of tax accounting, and otherwise to treat the
Securities as described in the Prospectus. 
 The Indenture and this Security will be governed by and construed in accordance with the laws of the State
of New York. 
  

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 ASSIGNMENT 
 FOR VALUE RECEIVED, the undersigned assigns and transfers this Security to: 

	
	  

	  

	  

 (Insert assignee’s social security or tax identification number) 

	
	  

	  

	  

 (Insert address and zip code of assignee) 
 agent to transfer this Security on the books of the Securities Registrar. The agent may substitute another to act for him or her. 
  

			
	 Dated:
	  	Signature:
		  	Signature Guarantee:

 (Sign exactly as your name appears on the other side of this Security) 
 Signatures must be guaranteed by an “eligible guarantor institution” meeting the requirements of the Securities Registrar, which requirements include
membership or participation in the Security Transfer Agent Medallion Program (“STAMP”) or such other “signature guarantee program” as may be determined by the Securities Registrar in addition to, or in substitution
for, STAMP, all in accordance with the Securities Exchange Act of 1934, as amended. 
  

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