Document:

EX-10.2

 Exhibit 10.2 
  

 
 July 6, 2015 
 Steven B.
Ketchum, Ph.D. 
 Dear Steven: 
 Thank you for your continued
service with Amarin Corporation plc (the “Company”). The purpose of this letter is to amend certain terms of that certain letter agreement between you and the Company dated February 8, 2012 concerning the terms of your employment with
the Company (the “Employment Agreement”), which is enclosed herewith for your reference. Except as specifically amended herein, all other terms and conditions of the Employment Agreement will remain in full force and effect, unless amended
or otherwise modified under separate cover. 
  

	 	1.	The paragraph beginning “Change of Control” in Section 9 of the Employment Agreement is replaced with the following: 

The meaning of “Change of Control” shall be limited to the following events, but only to the extent such events constitute a
“change in the ownership or effective control” of the Company or a “change in the ownership of a substantial portion of the Company’s assets” for purposes of Section 409A of the Code: 

 

	 	(i)	any person or company (either alone or together with any person or company acting in concert with him or it) (an “Acquiring Company”) obtaining Control of the Company, 

 

	 	(ii)	any person or company that Controls the Company becoming bound or entitled to acquire Shares under sections 974 to 991 of the UK Companies Act 2006, 

 

	 	(iii)	any court sanctioning a compromise or arrangement under section 899 of the UK Companies Act 2006, 

  

	 	(iv)	a resolution being tabled for the voluntary winding-up of the Company, 

  

	 	(v)	any Acquiring Company acquiring all or substantially all of the assets of the Company, 

  

	 	(vi)	any merger, reorganization, consolidation or other similar transaction pursuant to which the holders of the Company’s outstanding voting power and outstanding stock immediately prior to such transaction do not own
a majority of the outstanding voting power and outstanding stock or other equity interests of the Company or any resulting or successor entity (or its ultimate parent, if applicable) immediately upon completion of such transaction,

	 	(vii)	the sale of all or a majority of the Shares of the Company to an unrelated person, entity or group thereof acting in concert, or 

  

	 	(viii)	any other similar transaction which the Board determines should constitute a Change of Control for the purposes of the Plan. 

“Control” means the ownership of more than fifty (50) percent of the issued share capital or other equity interest of the
Company or the legal power to direct or cause the direction of the general management and policies of the Company. 
 We look forward to continuing working
with you at Amarin. If you have any questions about the above amendments, please do not hesitate to call. Otherwise, please confirm your acceptance of these amendments by signing below and returning a copy to me no later than July 31, 2015.

 Signed for and on behalf of: 
  

			
	AMARIN CORPORATION PLC
		
	Signed:	 	/s/ John F. Thero
		 	John F. Thero, President and Chief Executive Officer

			
		
	Dated:	 	July 29, 2015                

 I understand, acknowledge, and accept the amended terms and conditions of my Employment Agreement as stated above. 

 

			
		
	Signed:	 	/s/ Steven B. Ketchum
		 	Steven B. Ketchum

			
		
	Dated:	 	July 29, 2015                

  
 2EX-10.3

 Exhibit 10.3 
  

 
 July 6, 2015 
 John F. Thero

 Dear John: 
 Thank you for your continued service with
Amarin Corporation plc (the “Company”). The purpose of this letter is to amend certain terms of that certain January 2014 letter agreement between you and the Company concerning the terms of your employment with the Company (the
“Employment Agreement”), which is enclosed herewith for your reference. Except as specifically amended herein, all other terms and conditions of the Employment Agreement will remain in full force and effect, unless amended or otherwise
modified under separate cover. 
  

	 	1.	The paragraph beginning “Change of Control” in Section 7 of the Employment Agreement is replaced with the following: 

The meaning of “Change of Control” shall be limited to the following events, but only to the extent such events constitute a
“change in the ownership or effective control” of the Company or a “change in the ownership of a substantial portion of the Company’s assets” for purposes of Section 409A of the Code: 

 

	 	(i)	any person or company (either alone or together with any person or company acting in concert with him or it) (an “Acquiring Company”) obtaining Control of the Company, 

 

	 	(ii)	any person or company that Controls the Company becoming bound or entitled to acquire Shares under sections 974 to 991 of the UK Companies Act 2006, 

 

	 	(iii)	any court sanctioning a compromise or arrangement under section 899 of the UK Companies Act 2006, 

  

	 	(iv)	a resolution being tabled for the voluntary winding-up of the Company, 

  

	 	(v)	any Acquiring Company acquiring all or substantially all of the assets of the Company, 

  

	 	(vi)	any merger, reorganization, consolidation or other similar transaction pursuant to which the holders of the Company’s outstanding voting power and outstanding stock immediately prior to such transaction do not own
a majority of the outstanding voting power and outstanding stock or other equity interests of the Company or any resulting or successor entity (or its ultimate parent, if applicable) immediately upon completion of such transaction,

	 	(vii)	the sale of all or a majority of the Shares of the Company to an unrelated person, entity or group thereof acting in concert, or 

  

	 	(viii)	any other similar transaction which the Board determines should constitute a Change of Control for the purposes of the Plan. 

“Control” means the ownership of more than fifty (50) percent of the issued share capital or other equity interest of the
Company or the legal power to direct or cause the direction of the general management and policies of the Company. 
 We look forward to continuing working
with you at Amarin. If you have any questions about the above amendments, please do not hesitate to call. Otherwise, please confirm your acceptance of these amendments by signing below and returning a copy to me no later than July 31, 2015. 

Signed for and on behalf of: 
  

			
	AMARIN CORPORATION PLC
		
	Signed:	 	/s/ Joseph T. Kennedy
		 	 Joseph T. Kennedy

			
		
	Dated:	 	July 29, 2015                

 I understand, acknowledge, and accept the amended terms and conditions of my Employment Agreement as stated above. 

 

			
		
	Signed:	 	/s/ John F. Thero
		 	John F. Thero

			
		
	Dated:	 	July 29, 2015                

  
 2LNT 6.30.2015 10-Q Ex 10.2

Exhibit 10.2
AMENDMENT TO THE
ALLIANT ENERGY RABBI TRUST AGREEMENT

This Amendment is adopted as of February 24, 2006, by and between Alliant Energy Corporate Services, Inc., an Iowa corporation (the “Sponsor”), and Wells Fargo Bank, N.A., a national banking association, as trustee (the “Trustee”);

W I T N E S S E T H:

WHEREAS, the Sponsor and the Trustee adopted the Alliant Energy Rabbi Trust Agreement as of December 29, 2005 and now desire to amend certain provisions thereof;

NOW, THEREFORE, the Sponsor and the Trustee do hereby amend Sections 5.6, 5.7 and 5.8 to read as follows:

5.6     Notwithstanding Sections 5.1, 5.3, 5.4 and 5.5, any appointment by the Sponsor of an Investment Manager or a Named Fiduciary shall terminate upon the occurrence of a Change in Control, and neither the Sponsor, nor any successor to the Sponsor, shall thereafter have any power to appoint an Investment Manager or a Named Fiduciary with respect to any portion of the assets of the Trust. Except as provided in Section 5.8 hereof with respect to Company Stock, the Trustee shall be the Investment Manager of the entire Trust Fund upon the occurrence of a Change in Control.

5.7     The Trustee may invest in shares of the Common Stock, $.01 par value, of Alliant Energy Corporation or any successor security thereto (“Company Stock”). All rights associated with shares of Company Stock that are held by the Trust shall be exercised by the Trustee, and shall in no event be exercisable by or rest with Plan participants.

5.8     After a Change in Control, the Trustee shall invest all contributions (and dividends attributable thereto) with respect to which participants have directed or shall direct their benefits to be measured by the performance of Company Stock in Company Stock. A fiduciary independent of the Trustee and the Company, appointed by the Trustee, shall direct the Trustee with regard to the exercise of all rights associated with shares of Company Stock that are held by the Trust.

	
			
	ALLIANT ENERGY CORPORATE SERVICES, INC.
	 
	WELLS FARGO BANK, N.A.

	 
	 
	 

	By: /s/ Thomas L. Hanson
	 
	By: /s/ Laurie Adams Temple

	Thomas L. Hanson
	 
	Laurie Adams Temple

	Its Vice President and Treasurer
	 
	Its Vice PresidentLNT 6.30.2015 10-Q Ex 10.3

Exhibit 10.3

SECOND AMENDMENT
TO THE ALLIANT ENERGY RABBI TRUST AGREEMENT OF
ALLIANT ENERGY CORPORATION

This Amendment (this “Amendment”) to the Alliant Energy Rabbi Trust Agreement dated as of December 29, 2005 (as amended, amended and restated or otherwise modified from time to time, the “Trust Agreement”) is made by and between Alliant Energy Corporate Services, Inc., an Iowa corporation (the “Sponsor”) and Wells Fargo Bank, N.A., a national banking association, as trustee (the “Trustee”), effective as of the execution date appearing below.  Capitalized terms used and not otherwise defined herein shall have the meanings assigned to them in the Trust Agreement.
WHEREAS, the Sponsor and the Trustee entered into the Trust Agreement establishing a trust effective January 1, 2006 (the “Trust”) relating to the payment of deferred compensation under the terms of the various nonqualified plans (each referred to herein as a “Plan”) listed in Appendix A to the Trust Agreement; and
WHEREAS, the Sponsor desires to amend the Trust Agreement as provided below; and
WHEREAS, in accordance with Section 12.1 of the Trust Agreement, the Trust Agreement may be amended by the Sponsor and the Trustee; and
WHEREAS, in accordance with Section 12.3 of the Trust Agreement, the Sponsor has determined that this Amendment will not reduce, impair, or otherwise adversely affect the rights or protections of any participant of any Plan.
NOW THEREFORE, the Sponsor and the Trustee, pursuant to Section 12.1 of the Trust Agreement, hereby agree to amend the Trust Agreement as follows:
Section 1.  Amendment:  Section 1 of the Trust Agreement shall be amended by adding the following new Section 1.10 thereto:
1.10. Notwithstanding anything herein to the contrary, no Company as defined in the Trust Agreement shall make or cause to be made any contribution to or payment from any Plan Account with respect to any Plan participant (or such Plan participant’s beneficiary) in the event that such contribution or payment would result in a property transfer and income inclusion for such Plan participant under the operation of Section 409A(b)(3) of the Code.
Section 2.  Effect of Amendment:  On and after the effectiveness of this Amendment, each reference in the Trust Agreement to “this Agreement”, the “Trust Agreement”, “hereunder”, “hereof” or words of like import referring to the Trust Agreement, shall mean and be a reference to the Trust Agreement, as amended by this Amendment.  Except as amended hereby, the Trust Agreement continues and shall remain in full force and effect in all respects.
IN WITNESS WHEREOF, this instrument is executed as of the 5th day of August, 2015.
ALLIANT ENERGY CORPORATE SERVICES, INC.

/s/ Wayne A. Reschke
By:  Wayne A. Reschke
Title:  Vice President, Human Resources

WELLS FARGO BANK, N.A.

/s/ Andrew J. Franck
By:  Andrew J. Franck
Title:  Vice President

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