Document:

EX-10.1

 Exhibit 10.1 

FIRST AMENDMENT TO CREDIT AGREEMENT 

AND LIMITED CONSENT 
 THIS FIRST
AMENDMENT TO CREDIT AGREEMENT AND LIMITED CONSENT (this “Amendment”) dated as of November 4, 2013 to the Credit Agreement referred to below is among PIKE ELECTRIC CORPORATION, a Delaware corporation (the “Existing
Borrower”), PIKE CORPORATION, a North Carolina corporation (the “New Borrower”), the GUARANTORS from time to time parties to the Credit Agreement referred to below (the “Guarantors”), the LENDERS from time
to time parties to the Credit Agreement referred to below (the “Lenders”), and REGIONS BANK, in its capacity as Administrative Agent (in such capacity, the “Administrative Agent”). 

WITNESSETH 
 WHEREAS, a
$275,000,000 revolving credit facility has been established in favor of the Existing Borrower pursuant to the Credit Agreement dated as of August 24, 2011 (as amended, modified and supplemented from time to time, the “Credit
Agreement”) among the Existing Borrower, the Guarantors, the Lenders and the Administrative Agent; 
 WHEREAS, the Existing
Borrower, pursuant to an Agreement and Plan of Merger (the “Merger Agreement”), intends to merge with and into the New Borrower and the New Borrower shall be the surviving corporation (the “Merger”); and 

WHEREAS, the Existing Borrower has requested the consent of Required Lenders to the Merger notwithstanding the limitations of Section 8.2
of the Credit Agreement and the Required Lenders have agreed to grant their consent to the Merger subject to the terms and conditions set forth herein; 

NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged by the parties hereto, the
parties hereto hereby agree as follows: 
 1. Defined Terms. Capitalized terms used herein but not defined herein shall have the
meanings assigned to such terms in the Credit Agreement. 
 2. Amendments to the Credit Documents. 

(a) Upon the effectiveness of the Merger, effective immediately and automatically, without further notice or documentation, the
Credit Documents shall be amended hereby such that all references to (i) the Existing Borrower, and all rights and obligations of the Existing Borrower, shall be references to, and rights and obligations of, the New Borrower and (ii) the
Credit Parties shall include, without limitation, the New Borrower. 
 (b) The Credit Agreement is hereby amended by
inserting the following new definitions in Section 1.1 of the Credit Agreement as appropriate to maintain the definitions in alphabetical order: 

“Commodity Exchange Act” means the Commodity Exchange Act (7 U.S.C. § 1 et seq.), as amended from
time to time, and any successor statute. 
 “Excluded Hedging Obligation” means, with respect to any
Guarantor, any Hedging Obligation if, and to the extent that, all or a portion of the guarantee of such Guarantor of, or the grant by such Guarantor of a security interest to secure, such Hedging Obligation (or any guarantee thereof) is or becomes
illegal under the Commodity Exchange Act or any rule, regulation or order of the Commodity Futures Trading Commission (or the application or official interpretation of any thereof) by virtue of such Guarantor’s failure for any reason to
constitute an “eligible contract participant” as defined in the Commodity Exchange Act and the regulations thereunder at the time the guarantee of such Guarantor or the grant of such security interest becomes effective with respect to such
Hedging Obligation. If a Hedging Obligation arises under a master agreement governing more than one swap, such 

 
exclusion shall apply only to the portion of such Hedging Obligation that is attributable to swaps for which such guarantee or security interest is or becomes illegal. 

“Sanctioned Entity” means (a) a country or a government of a country, (b) an agency of the
government of a country, (c) an organization directly or indirectly controlled by a country or its government, or (d) a person or entity resident in or determined to be resident in a country, that is subject to a country sanctions program
administered and enforced by OFAC. 
 “Sanctioned Person” means a person named on the list of
Specially Designated Nationals maintained by OFAC. 
 (c) The definition of “Obligations” in Section 1.1 of
the Credit Agreement is hereby amended by deleting the word “and” between clauses (x) and (y) and inserting immediately prior to the period at the end of the definition the following phrase: “, and (z) Obligations shall
not include Excluded Hedging Obligations”. 
 (d) The Credit Agreement is hereby amended by inserting a new
Section 6.21 to read in its entirety as follows: 
 Section 6.21 OFAC. None of the Credit Parties or their
Subsidiaries or their respective Affiliates is in violation of and shall not violate any of the country or list based economic and trade sanctions administered and enforced by OFAC that are described or referenced at
http://www.ustreas.gov/offices/enforcement/ofac/ or as otherwise published from time to time. None of the Credit Parties or their Subsidiaries or their respective Affiliates (i) is a Sanctioned Person or a Sanctioned Entity, (ii) has a
more than ten percent (10%) of its assets located in Sanctioned Entities, or (iii) derives more than ten percent (10%) of its operating income from investments in, or transactions with Sanctioned Persons or Sanctioned Entities. The
proceeds of any Loan will not be used and have not been used to fund any operations in, finance any investments or activities in or make any payments to, a Sanctioned Person or a Sanctioned Entity. 

3. Limited Consent. Upon the effectiveness of this Amendment, notwithstanding the provisions of Section 8.2 of the Credit
Agreement, the Required Lenders hereby consent to the Merger (the “Consent”). The Consent is limited precisely as written and relates solely to the provisions of Section 8.2 of the Credit Agreement in the manner and to the
extent described herein and nothing in this Amendment shall be deemed to (a) constitute a waiver of compliance by the Existing Borrower, the New Borrower, or any other Credit Party with respect to Section 8.2 (other than the Merger) or any
other term, provision or condition of the Credit Agreement or any other Credit Document or (b) prejudice any right or remedy that the Administrative Agent, or any Lender may now have or may have in the future under or in connection with the
Credit Agreement or any other Credit Document. 
 4. Conditions Precedent. This Amendment shall be effective upon satisfaction of each
of the following conditions precedent: 
 (a) receipt by the Administrative Agent of this Amendment executed by the Existing
Borrower, the New Borrower, the Guarantors and the Required Lenders; 
 (b) receipt by the Administrative Agent of a
certificate from an executive officer of the Existing Borrower attaching a copy of the resolutions of the board of directors of the Existing Borrower approving the Merger and the Merger Agreement; 

(c) receipt by the Administrative Agent of a certificate from an executive officer of the New Borrower attaching copies of
(i) a certificate of existence for the New Borrower issued by the Secretary of State of the State of North Carolina, (ii) the Organizational Documents of the New Borrower, certified, if applicable, by the Secretary of State of the State of
North Carolina, (iii) the resolutions of the board of 

  
 2 

 
directors of the New Borrower approving the Merger and the Merger Agreement and (iv) the executed Merger Agreement; 

(d) receipt by the Administrative Agent of (i) search results for Uniform Commercial Code filings in North Carolina for
the New Borrower and (ii) evidence of filing of a UCC Financing Statement in the State of North Carolina naming New Borrower as Debtor and Regions Bank, as Collateral Agent, as Secured Party; 

(e) receipt by the Administrative Agent of evidence satisfactory to it that the Existing Borrower and the New Borrower have
received such shareholder approvals as are required for the effectiveness of the Merger; 
 (f) receipt by the Administrative
Agent of favorable opinions of legal counsel to the New Borrower, in form, scope and substance reasonably satisfactory to the Administrative Agent, and including, among other things, due authorization of the Credit Documents and this Amendment,
execution, delivery of this Amendment, and the enforceability of the Credit Documents and this Amendment, and the attachment and perfection of security interests relating thereto; 

(g) payment of all fees and expenses related to this Amendment, including the reasonable fees and expenses of counsel for the
Administrative Agent; 
 (h) all representations and warranties in Section 7 of this Amendment are true and correct in
all material respects; and 
 (i) receipt by the Administrative Agent of such other documents, instruments and agreements as
the Administrative Agent may reasonably request. 
 5. Post-Merger Covenant. The New Borrower hereby covenants and agrees to deliver
to the Administrative Agent, within five (5) Business Days of the effectiveness of the Merger, certified file-stamped copies of (a) the articles of merger filed with the Secretary of State of the State of North Carolina and (b) the
certificate of merger filed with the Secretary of State of the State of Delaware. 
 6. Notice under Credit Agreement. The execution
and delivery of this Amendment by the Existing Borrower shall constitute (a) prompt notice to the Administrative Agent of the change of legal name required by Section 8.6 of the Credit Agreement (b) written notice to the Collateral
Agent of the Merger and the resulting change of legal name and state of formation required by Section 5(d) of the Security Agreement. 

7. Representations and Warranties; No Default. 

(a) Each Credit Party represents and warrants that (i) the representations and warranties set forth in the Credit
Documents are true and correct in all material respects on and as of the date hereof and shall be upon the effectiveness of the Merger, except to the extent such representations and warranties specifically relate to an earlier date, in which case
such representations and warranties were true and correct in all material respects on and as of such earlier date, and (ii) no Default or Event of Default exists immediately before or immediately after giving effect to this Amendment or the
effectiveness of the Merger. 
 (b) Each of the Existing Borrower and the New Borrower represents and warrants that
(i) it has the right and power, and has taken all necessary action to authorize the execution and delivery of the Merger Agreement and this Amendment and to perform its obligations under the Merger Agreement, this Amendment and the Credit
Agreement, as amended by this Amendment, in accordance with their respective terms; (ii) the Merger Agreement and this Amendment have been duly executed and delivered by its duly authorized officer and each of the Merger Agreement, this
Amendment and the Credit Agreement, as amended by this Amendment, is a legal, valid and binding obligation of it enforceable against it in accordance with the terms of the respective documents, except as (A) the enforceability thereof may be
limited by bankruptcy, insolvency or similar laws affecting creditors rights generally and (B) the 

  
 3 

 
availability of equitable remedies may be limited by equitable principles of general applicability; (iii) the representations and warranties in Section 6.18 of the Credit Agreement are
true and correct in all material respects on and as of the date hereof and shall be upon the effectiveness of the Merger; (iv) it has received all consents, approvals, authorizations, registrations or filings, if any, required to be obtained or
made by it in connection with the execution and delivery of the Merger Agreement and the effectiveness of the Merger, including, without limitation, any third-party consents required under existing contracts and other agreements to which Existing
Borrower is a party to the extent failure to obtain any such consent could reasonably be expected to result in a Material Adverse Effect; (v) upon effectiveness of the Merger, title to all property of the Existing Borrower will vest in the New
Borrower and all liabilities of the Existing Borrower shall be liabilities of the New Borrower pursuant to the Merger Agreement and Section 55-11-06 of the North Carolina Business Corporation Act; and (vi) neither Exiting Borrower nor New
Borrower directly owns any United States registered Intellectual Property Asset. 
 8. Reaffirmation of Obligations. Each Credit Party
(a) acknowledges and consents to this Amendment, (b) affirms all of its obligations under the Credit Documents, and (c) agrees that neither this Amendment nor the effectiveness of the Merger reduces or discharges its obligations under
the Credit Documents. 
 9. Reaffirmation of Security Interests. Each Credit Party (a) affirms that the Liens granted in or
pursuant to the Credit Documents are valid and subsisting and (b) agrees that neither this Amendment nor the effectiveness of the Merger shall in any manner impair or otherwise adversely affect any of the Liens granted in or pursuant to the
Credit Documents. 
 10. Effect. Except as expressly herein amended, the terms and conditions of the Credit Agreement and the other
Credit Documents remain in full force and effect. The amendments contained herein shall be deemed to have prospective application only, unless otherwise specifically stated herein. The execution, delivery and effectiveness of this Amendment shall
not, except as expressly provided herein, operate as a waiver of any right, power or remedy of any Lender or the Administrative Agent under any of the Credit Documents, nor constitute a waiver of any provision of any of the Credit Documents. 

11. Benefits. This Amendment shall be binding upon and shall inure to the benefit of the parties hereto and their respective successors
and assigns. 
 12. Counterparts; Delivery. This Amendment may be executed in any number of counterparts, each of which when so
executed and delivered shall be deemed an original and it shall not be necessary in making proof of this Amendment to produce or account for more than one such counterpart. Delivery of an executed counterpart of this Amendment by facsimile,
electronic mail or other electronic imaging means shall be effective as an original. 
 13. Governing Law. This Amendment shall be
deemed to be a contract made under, and for all purposes shall be construed in accordance with, the laws of the State of North Carolina. 

[Signature Pages Follow] 

  
 4 

 IN WITNESS WHEREOF, each of the parties hereto has caused a counterpart of this Amendment to be
duly executed and delivered under seal as of the date first above written. 
  

					
	EXISTING BORROWER:	 	
		
	 PIKE ELECTRIC CORPORATION,
 a
Delaware corporation
	 	
			
	By:	 	 /s/ J. Eric Pike
	 	(SEAL)
	Name: J. Eric Pike	 	
	 Title: Chairman, Chief Executive Officer &

          President
	 	
		
	NEW BORROWER:	 	
		
	PIKE CORPORATION, a North Carolina corporation	 	
			
	By:	 	 /s/ J. Eric Pike
	 	(SEAL)
	Name: J. Eric Pike	 	
	Title: Chief Executive Officer & President	 	
		
	GUARANTORS:	 	
		
	 PIKE ENTERPRISES, INC.,
 a North
Carolina corporation
	 	
			
	By:	 	 /s/ J. Eric Pike
	 	(SEAL)
	Name: J. Eric Pike	 	
	Title: Chief Executive Officer & President	 	
		
	PIKE ELECTRIC, LLC, a North Carolina limited liability company	 	
			
	By:	 	 /s/ James T. Benfield
	 	(SEAL)
	Name: James T. Benfield	 	
	Title: President	 	
		
	 PIKE ENERGY SOLUTIONS, LLC,
 a North
Carolina limited liability company
	 	
			
	By:	 	 /s/ John S. Thompson
	 	(SEAL)
	Name: John S. Thompson	 	
	Title: President	 	
		
	 PIKE ENERGY SOLUTIONS, INC.,
 a
California corporation
	 	
			
	By:	 	 /s/ John S. Thompson
	 	(SEAL)
	Name: John S. Thompson	 	
	Title: President	 	

  
 Signature Page to First
Amendment 
 Page 1 of 4 

 
					
	KLONDYKE CONSTRUCTION LLC,	 	
	an Arizona limited liability company	 	
			
	By:	 	 /s/ Steven M. McClain
	 	(SEAL)
	Name: Steven M. McClain	 	
	Title: President	 	
		
	 ELEMENTAL ENERGY, INC.,
 an Arizona
corporation
	 	
			
	By:	 	 /s/ Steven M. McClain
	 	(SEAL)
	Name: Steven M. McClain	 	
	Title: President	 	
		
	 PIKE TANZANIA, LLC,
 a North
Carolina limited liability company
	 	
			
	By:	 	 /s/ J. Eric Pike
	 	(SEAL)
	Name: J. Eric Pike	 	
	Title: President	 	
		
	 PINE VALLEY POWER, INC.,
 a Utah
corporation
	 	
			
	By:	 	 /s/ Michael B. Horan
	 	(SEAL)
	Name: Michael B. Horan	 	
	Title: President	 	
	
	 PIKE EQUIPMENT AND SUPPLY COMPANY, LLC,

a North Carolina limited liability company

			
	By:	 	 /s/ J. Clifford Edwards
	 	(SEAL)
	Name: J. Clifford Edwards	 	
	Title: President	 	
		
	 SYNERGETIC DESIGN HOLDINGS, INC.,
 a
Delaware corporation
	 	
			
	By:	 	 /s/ J. Eric Pike
	 	(SEAL)
	Name: J. Eric Pike	 	
	Title: Chief Executive Officer & President	 	
		
	 UC SYNERGETIC, INC.,
 a South
Carolina corporation
	 	
			
	By:	 	 /s/ John S. Thompson
	 	(SEAL)
	Name: John S. Thompson	 	
	Title: President	 	

  
 Signature Page to First
Amendment 
 Page 2 of 4 

 
			
	ADMINISTRATIVE AGENT:
	
	REGIONS BANK, in its capacity as the Administrative Agent and the Collateral Agent
		
	By:	 	 /s/ Paul Stephen Phillippi

	Name: Paul Stephen Phillippi
	Title: Senior Vice President
	
	LENDERS:
	
	REGIONS BANK, in its capacity as a Lender
		
	By:	 	 /s/ Paul Stephen Phillippi

	Name: Paul Stephen Phillippi
	Title: Senior Vice President
	
	FIRST TENNESSEE BANK, N.A.
		
	By:	 	 /s/ C. Douglas Cross

	Name: C. Douglas Cross
	Title: SVP
	
	SUNTRUST BANK
		
	By:	 	 /s/ Daniel Laughlin

	Name: Daniel Laughlin
	Title: Vice President
	
	COMPASS BANK
		
	By:	 	 /s/ W. Brad Davis

	Name: W. Brad Davis
	Title: SVP
	
	WELLS FARGO BANK, NATIONAL ASSOCIATION
		
	By:	 	 /s/ R. Alan Proctor

	Name: R. Alan Proctor
	Title: SVP
	
	BANK OF AMERICA, NATIONAL ASSOCIATION
		
	By:	 	 /s/ J. Thomas Johnson, Jr.

	Name: J. Thomas Johnson, Jr.
	Title: Sr. Vice President

  
 Signature Page to First
Amendment 
 Page 3 of 4 

 
			
	JPMORGAN CHASE BANK, N.A.
		
	By:	 	 /s/ Antje B. Focke

	Name: Antje B. Focke
	Title: Sr. Underwriter
	
	BRANCH BANKING AND TRUST COMPANY
		
	By:	 	 /s/ Ted Hawke

	Name: Ted Hawke
	Title: Senior Vice President
	
	PNC BANK, NA
		
	By:	 	 /s/ Robert L. Spencer

	Name: Robert L. Spencer
	Title: Senior Vice President
	
	ATLANTIC CAPITAL BANK
		
	By:	 	 /s/ H. Glenn Little

	Name: H. Glenn Little
	Title: SVP

  
 Signature Page to First
Amendment 
 Page 4 of 4EX-10.2

 Exhibit 10.2 

JOINDER AGREEMENT 
 THIS JOINDER
AGREEMENT (the “Agreement”) dated as of November 4, 2013 is by and among Pike Corporation, a North Carolina corporation (“New Borrower”) and REGIONS BANK, in its capacities as Administrative Agent and
Collateral Agent (together with its successors and assigns in such capacities, the “Agent”) for the Lenders under the Credit Agreement dated as of August 24, 2011 (as amended, supplemented, restated or otherwise modified from
time to time, the “Credit Agreement”) among Pike Electric Corporation, a Delaware corporation (the “Company”), certain other Credit Parties party thereto from time to time, the Lenders from time to time party
thereto and Regions Bank, as Administrative Agent and Collateral Agent. Capitalized terms used herein and not otherwise defined herein shall have the meanings assigned to such terms in the Credit Agreement. 

WHEREAS, pursuant to the First Amendment to Credit Agreement and Limited Consent (the “Amendment”), the Administrative Agent
and the holders of the Obligations (the “Secured Parties”) have agreed to the merger of the Company with and into the New Borrower and the New Borrower shall be the surviving corporation (the “Merger”); 

WHEREAS, reference is made to that certain Pledge Agreement dated as of August 24, 2011 (as amended, supplemented, restated or
otherwise modified from time to time, the “Pledge Agreement”) by and among the Company, each of the other Pledgors party thereto and the Agent, in its capacity as Collateral Agent for the Lenders;  

WHEREAS, reference is made to that certain Security Agreement dated as of August 24, 2011 (as amended, supplemented, restated or
otherwise modified from time to time, the “Security Agreement”) by and among the Company, each of the other Grantors party thereto and the Agent, in its capacity as Collateral Agent for the Lenders;  

WHEREAS, to further affirm that the Liens granted in and pursuant to the Credit Documents by the Company shall continue as valid and
subsisting Liens of the New Borrower upon effectiveness of the Merger, and as consideration for the consent of the Agent and the Lenders to the Merger, the New Borrower has agreed to execute this Agreement for the benefit of the Agent and the
Lenders; and 
 WHEREAS, the execution and delivery of this Agreement by the New Borrower is a condition to the Secured Parties making
future financial accommodations under the Credit Documents to the New Borrower in lieu of the Company. 
 NOW, THEREFORE, for good and
valuable consideration, the receipt and sufficiency of which are hereby acknowledged by the New Borrower, the New Borrower agrees as follows: 

1. Joinder to Pledge Agreement. The New Borrower hereby acknowledges, agrees and confirms that, by its execution of this Agreement, the
New Borrower will be deemed to be a party to the Pledge Agreement and a “Pledgor” for all purposes of the Pledge Agreement, and assumes all obligations, representations, warranties, covenants, terms, conditions, duties and waivers of a
Pledgor thereunder, all as if it had been an original signatory to, and had executed, the Pledge Agreement. The New Borrower hereby ratifies, as of the date hereof, and agrees to be bound by, all of the terms, provisions and conditions contained in
the Pledge Agreement. Without limiting the generality of the foregoing terms of this paragraph, the New Borrower hereby grants, pledges and assigns to the Collateral Agent, for the benefit of the holders of the Secured Obligations (as defined in the
Pledge Agreement), a continuing security interest in, and a right of set-off against, any and all right, title and interest of the New Borrower in and to any Capital Stock, whether now owned or hereafter acquired, including, without limitation, the
outstanding Capital Stock identified as owned by it on the supplement to Schedule 2.1(a) to the Pledge 

 
Agreement, attached hereto as Appendix A and all other Pledged Collateral (as defined in the Pledge Agreement) of the New Borrower to secure the prompt payment and performance in full when
due, whether by lapse of time, acceleration, mandatory prepayment or otherwise, of the Secured Obligations. 
 2. Joinder to Security
Agreement. The New Borrower hereby acknowledges, agrees and confirms that, by its execution of this Agreement, the New Borrower will be deemed to be a party to the Security Agreement and a “Grantor” for all purposes of the Security
Agreement, and assumes all obligations, representations, warranties, covenants, terms, conditions, duties and waivers of a Grantor thereunder, all as if it had been an original signatory to, and had executed, the Security Agreement. The New Borrower
hereby ratifies, as of the date hereof, and agrees to be bound by, all of the terms, provisions and conditions contained in the Security Agreement. Without limiting the generality of the foregoing terms of this paragraph, the New Borrower hereby
grants, pledges and assigns to the Collateral Agent, for the benefit of the holders of the Secured Obligations (as defined in the Security Agreement), a continuing security interest in, and a right of set-off against, any and all right, title and
interest, whether now owned or hereafter acquired, of the New Borrower in and to the Collateral (as defined in the Security Agreement) of the New Borrower to secure the prompt payment and performance in full when due, whether by lapse of time,
acceleration, mandatory prepayment or otherwise, of the Secured Obligations. 
 3. Appendices. The New Borrower hereby represents and
warrants to the Administrative Agent and the Lenders that: 
 (a) Attached hereto as Appendix A is a supplement to
Schedule 2(a) to the Pledge Agreement, with respect to the New Borrower, accurately reflecting the Pledged Shares held by the New Borrower. 

(b) Attached hereto as Appendix B are supplements to Schedule 4(a)(i) and Schedule 4(a)(ii) to the Security
Agreement, with respect to the New Borrower, representing a true, accurate and complete disclosure of the information required therein. 
 4.
Further Assurances. The New Borrower agrees to execute and deliver such other instruments and documents and take such other action, as the Agent may reasonably request, in connection with the transactions contemplated by this Agreement. 

5. Notices. The address of the New Borrower for purposes of all notices and other communications is the address designated for the
Borrower in Section 11.1 of the Credit Agreement or such other address as the New Borrower may from time to time notify the Administrative Agent in writing. 

6. Recitals. The recitals set forth above are incorporated into, and hereby made a part of, this Agreement by this reference as though
fully set forth herein, and the parties hereto acknowledge the Agent has accepted this Agreement having relied on such recitals. 
 7.
Counterparts. This Agreement may be executed in multiple counterparts, each of which shall constitute an original but all of which when taken together shall constitute one contract. 

8. GOVERNING LAW. THIS AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NORTH
CAROLINA. 
 [Signatures on Following Page(s)] 

  
 2 

 IN WITNESS WHEREOF, the New Borrower has caused this Joinder Agreement to be duly executed and
delivered under seal by its duly authorized officer as of the day and year first above written. 
  

					
	 PIKE CORPORATION, a North Carolina

corporation
	 	
			
	By:	 	 /s/ J. Eric Pike
	 	(SEAL)
	Name: J. Eric Pike	 	
	Title: Chief Executive Officer & President	 	

  

			
	Accepted:
	
	 REGIONS BANK,
 as Administrative
Agent and Collateral Agent

		
	By:	 	 /s/ P. S. Phillippi

	Name: P. S. Phillippi
	Title: SVP

 Appendix A 

to Joinder Agreement 

Supplement to Schedule 2(a) to the Pledge Agreement 

After the effectiveness of the Merger (as defined in the First Amendment to Credit Agreement and Limited Consent, dated as of November 4, 2013): 

 

													
	 	 	 Issuer of

Capital Stock
	 	 Owner of

Capital Stock
	 	 Class of

Stock or
 Type of

Interest
	 	 Certificate

Number
	 	 Number of

Shares Owned
	 	 Percentage

of Ownership

Interest

	1.	 	Pike Enterprises, Inc.	 	Pike Corporation	 	Common	 	C-11	 	1,000	 	100%

  
  

	1 	Certificate No. C-1 is issued in the name of Pike Electric Corporation, a predecessor by Merger to Pike Corporation. 

 Appendix B 

to Joinder Agreement 

Supplement to Schedules to the Security Agreement 

SCHEDULE 4(a)(i) 
 LEGAL
NAME, JURISDICTION OF INCORPORATION, ORGANIZATION OR FORMATION, 
 PRINCIPAL PLACE OF BUSINESS, CHIEF EXECUTIVE OFFICE 

 

									
	 	 	 Legal Name
	 	 Jurisdiction of Incorporation,
Organization or
Formation
	 	 Federal Taxpayer Identification
Number
	 	 Principal Place of Business and

Chief Executive Office

	1.	 	 Pike Corporation
	 	 North Carolina
	 	 20-3112047
	 	 100 Pike Way, PO Box 868

Mount Airy, NC 27030

 SCHEDULE 4(a)(ii) 

MERGERS, CONSOLIDATIONS, CHANGES IN STRUCTURE, USE OF TRADENAMES 

Merger of Pike Electric Corporation, a Delaware corporation, with and into Pike Corporation, pursuant to Agreement and Plan of Merger dated September 16,
2013

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