Document:

Exhibit 4.1.2

 

 

 

DAYTON SUPERIOR CORPORATION

10% CONVERTIBLE SUBORDINATED DEBENTURES

DUE SEPTEMBER 30, 2029

 

 

SUPPLEMENTAL INDENTURE

DATED AS OF DECEMBER 15, 2006

 

 

U.S. BANK NATIONAL ASSOCIATION

AS TRUSTEE

 

 

 

 

 

SUPPLEMENTAL
INDENTURE, dated as of December 15, 2006 (this “Supplemental Indenture”),
between DAYTON SUPERIOR CORPORATION, a Delaware corporation (the “Company”),
and U.S. BANK NATIONAL ASSOCIATION, a national banking association duly
organized under the laws of the United States, as successor to Firstar Bank,
N.A. (the “Trustee”).

 

WHEREAS,
Dayton Superior Corporation, an Ohio corporation (the “Issuer”), and the
Trustee are parties to a Junior Convertible Subordinated Indenture, dated as of
October 5, 1999 (as amended to date, the “Indenture”), pursuant to which the
Issuer issued its 10% Junior Subordinated Debentures Due September 30,
2029 (the “Debentures”);

 

WHEREAS, concurrently
herewith, the Issuer, an Ohio corporation, is being merged with and into the
Company, with the Company as the surviving entity;

 

WHEREAS,
pursuant to Section 8.1 of the Indenture, the Company is required to
execute and deliver to the Trustee this Supplemental Indenture;

 

WHEREAS, Section 9.1
of the Indenture provides that, without the consent of any Holder, the Company and
the Trustee may enter into indentures supplemental to the Indenture for
the purpose of, among other things, evidencing the succession of another person
to the Company and the assumption by any such successor of the covenants of the
Company in the Indenture and the Debentures; and

 

WHEREAS, the
execution and delivery of this Supplemental Indenture have been duly authorized
and all conditions and requirements necessary to make this Supplemental
Indenture a valid and binding agreement have been duly performed and complied
with;

 

NOW,
THEREFORE, for and in consideration of the premises and other good and valuable
consideration, the receipt and sufficiency of which hereby are acknowledged, it
is mutually covenanted and agreed, for the equal proportionate benefit of all
Holders of the Debentures, as follows:

 

ARTICLE I.

 

AGREEMENT TO ASSUME

 

Section 1.1                                      The Company hereby assumes all of
the obligations of the Issuer, an Ohio corporation, under the Indenture
including, the due and punctual payment of the principal of, and premium, if
any, and interest on all of the Debentures and the performance of every
covenant of the Debentures and the Indenture.

 

2

 

ARTICLE II.

 

MISCELLANEOUS

 

Section 2.1                                      The Trustee accepts the trusts
created by the Indenture, as amended and supplemented by this Supplemental
Indenture, and agrees to perform the same upon the terms and conditions of
the Indenture, as amended and supplemented by this Supplemental Indenture.

 

Section 2.2                                      All capitalized terms used and not
defined herein shall have the respective meanings assigned to them in the
Indenture.

 

Section 2.3                                      Upon execution and delivery of this
Supplemental Indenture, the terms and conditions of this Supplemental Indenture
shall be part of the terms and conditions of the Indenture for any and all
purposes, and all the terms and conditions of both shall be read together as
though they constitute one and the same instrument, except that in case of
conflict, the provisions of this Supplemental Indenture will control.

 

Section 2.4                                      Each of the Company and the Trustee
hereby confirms and reaffirms the Indenture in every particular except as
amended and supplemented by this Supplemental Indenture.

 

Section 2.5                                      All covenants and agreements in this
Supplemental Indenture by the Company or the Trustee shall bind their
respective successors and assigns, whether so expressed or not.

 

Section 2.6                                      In case any provisions in this
Supplemental Indenture shall be invalid, illegal or unenforceable, the validity,
legality and enforceability of the remaining provisions shall not in any way be
affected or impaired thereby.

 

Section 2.7                                      Nothing in this Supplemental
Indenture, express or implied, shall give to any Person, other than the parties
hereto and their successors under the Indenture and the Holders of the Debentures,
any benefit or any legal or equitable right, remedy or claim under the
Indenture.

 

Section 2.8                                      The parties may sign any number
of copies of this Supplemental Indenture. Each signed copy shall be an
original, but all of them together shall represent the same agreement. One
signed copy is enough to prove this Supplemental Indenture.

 

Section 2.9                                      This Supplemental Indenture shall be
governed by and construed in accordance with the laws of the State of Ohio, as
applied to contracts made and performed within the State of Ohio, without
regard to principles of conflicts of law. Each of the parties hereto agrees to
submit to the jurisdiction of the courts of the State of Ohio in any action or
proceeding arising out of or relating to this Supplemental Indenture.

 

Section 2.10                                All provisions of this Supplemental
Indenture shall be deemed to be incorporated in, and made a part of, the
Indenture; and the Indenture, as amended and 

 

3

 

supplemented
by this Supplemental Indenture, shall be read, taken and construed as one and
the same instrument.

 

Section 2.11                                The recitals contained herein shall
be taken as the statements of the Company, and the Trustee assumes no responsibility
for their correctness. The Trustee shall not be liable or responsible for the
validity or sufficiency of this Supplemental Indenture or the due authorization
of this Supplemental Indenture by the Company. In entering into this
Supplemental Indenture, the Trustee shall be entitled to the benefit of every
provision of the Indenture relating to the conduct of, affecting the liability
of or affording protection to the Trustee, whether or not elsewhere herein so
provided.

 

[THE REMAINDER OF THIS PAGE INTENTIONALLY
LEFT BLANK]

 

4

 

IN WITNESS
WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly
executed as of the date first written above.

 

 

	
   

  	
  DAYTON
  SUPERIOR CORPORATION, a

  Delaware corporation

  
	
   

  	
   

  
	
   

  	
  By:

  	
    /s/
  THOMAS W. ROEHRIG

  	
   

  
	
   

  	
   

  	
  Thomas W.
  Roehrig

  	
   

  
	
   

  	
   

  	
  Vice
  President and Secretary

  	
   

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  U.S. BANK
  NATIONAL ASSOCIATION, as

  Trustee

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /a/ JACK C.
  HANNAH

  	
   

  
	
   

  	
   

  	
  Name:

  	
  Jack C.
  Hannah

  	
   

  
	
   

  	
   

  	
  Title:

  	
  Assistant
  Vice President

  & Trust Officer

  	
   

  

 

5Exhibit 4.2.6

 

 

DAYTON SUPERIOR CORPORATION

13% SENIOR SUBORDINATED NOTES DUE 2009

 

 

SIXTH SUPPLEMENTAL INDENTURE

DATED AS OF DECEMBER 14, 2006

 

 

THE BANK OF NEW YORK TRUST COMPANY, N.A.

AS TRUSTEE

 

 

1

 

SUPPLEMENTAL INDENTURE, dated as of December
14, 2006 (this “Supplemental Indenture”), between DAYTON SUPERIOR CORPORATION,
a Delaware corporation (the “Company”), and THE BANK OF NEW YORK TRUST COMPANY,
N.A., a national banking association duly organized under the laws of the
United States, as successor trustee (the “Trustee”).

 

WHEREAS, Dayton Superior Corporation, an Ohio
corporation (the “Issuer”), and the Trustee are parties to an Indenture, dated
as of June 16, 2000 (as amended to date, the “Indenture”), pursuant to which the
Issuer issued its 13% Senior Subordinated Notes Due 2009 (the “Notes”); 

 

WHEREAS, concurrently herewith, the Issuer,
an Ohio corporation, is being merged with and into the Company, with the
Company as the surviving entity; 

 

WHEREAS, pursuant to Section 5.01 of the
Indenture, the Company is required to execute and deliver to the Trustee this
Supplemental Indenture; 

 

WHEREAS, Section 9.01 of the Indenture
provides that, without the consent of any Holder, the Company and the Trustee
may enter into indentures supplemental to the Indenture for the purpose of,
among other things, compliance with Article 5 of the Indenture; and

 

WHEREAS, the execution and delivery of this
Supplemental Indenture have been duly authorized and all conditions and
requirements necessary to make this Supplemental Indenture a valid and binding
agreement have been duly performed and complied with;

 

NOW, THEREFORE, for and in consideration of
the premises and other good and valuable consideration, the receipt and sufficiency
of which hereby are acknowledged, it is mutually covenanted and agreed, for the
equal proportionate benefit of all Holders of the Notes, as follows:

 

ARTICLE I.

 

AGREEMENT TO ASSUME

 

Section 1.1             The Company hereby assumes all of
the obligations of the Issuer, an Ohio corporation, under the Indenture
including, the due and punctual payment of the principal of, and premium, if
any, and interest on all of the Notes and the performance of every covenant of
the Notes, the Indenture and the Registration Rights Agreement (as defined in
the Indenture). 

 

ARTICLE II.

 

MISCELLANEOUS

 

Section 2.1             The Trustee accepts the trusts
created by the Indenture, as amended and supplemented by this Supplemental
Indenture, and agrees to perform the same upon the terms and conditions of the
Indenture, as amended and supplemented by this Supplemental Indenture.

 

2

 

Section 2.2             All capitalized terms used and not
defined herein shall have the respective meanings assigned to them in the
Indenture.

 

Section 2.3             Upon execution and delivery of this
Supplemental Indenture, the terms and conditions of this Supplemental Indenture
shall be part of the terms and conditions of the Indenture for any and all
purposes, and all the terms and conditions of both shall be read together as
though they constitute one and the same instrument, except that in case of
conflict, the provisions of this Supplemental Indenture will control.

 

Section 2.4             Each of the Company and the Trustee
hereby confirms and reaffirms the Indenture in every particular except as
amended and supplemented by this Supplemental Indenture.

 

Section 2.5             All covenants and agreements in
this Supplemental Indenture by the Company or the Trustee shall bind their
respective successors and assigns, whether so expressed or not.

 

Section 2.6             In case any provisions in this
Supplemental Indenture shall be invalid, illegal or unenforceable, the validity,
legality and enforceability of the remaining provisions shall not in any way be
affected or impaired thereby.

 

Section 2.7             Nothing in this Supplemental
Indenture, express or implied, shall give to any Person, other than the parties
hereto and their successors under the Indenture and the Holders of the Notes,
any benefit or any legal or equitable right, remedy or claim under the
Indenture.

 

Section 2.8             The parties may sign any number of
copies of this Supplemental Indenture.  Each
signed copy shall be an original, but all of them together shall represent the
same agreement.  One signed copy is enough
to prove this Supplemental Indenture.

 

Section 2.9             This Supplemental Indenture shall
be governed by and construed in accordance with the laws of the State of New
York, as applied to contracts made and performed within the State of New York,
without regard to principles of conflicts of law.  Each of the parties hereto agrees to submit
to the jurisdiction of the courts of the State of New York in any action or
proceeding arising out of or relating to this Supplemental Indenture.

 

Section 2.10           All provisions of this Supplemental
Indenture shall be deemed to be incorporated in, and made a part of, the
Indenture; and the Indenture, as amended and supplemented by this Supplemental
Indenture, shall be read, taken and construed as one and the same instrument.

 

Section 2.11           The recitals contained herein shall
be taken as the statements of the Company, and the Trustee assumes no
responsibility for their correctness.  The
Trustee shall not be liable or responsible for the validity or sufficiency of
this Supplemental Indenture or the due authorization of this Supplemental
Indenture by the Company.  In entering
into this Supplemental Indenture, the Trustee shall be entitled to the benefit
of every provision of the Indenture relating to the conduct of, affecting the
liability of or affording protection to the Trustee, whether or not elsewhere
herein so provided.

 

3

 

IN WITNESS WHEREOF, the parties hereto have
caused this Supplemental Indenture to be duly executed as of the date first
written above.

 

 

	
   

  	
  DAYTON SUPERIOR CORPORATION, a 

  Delaware corporation

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ THOMAS W. ROEHRIG

  	
   

  
	
   

  	
   

  	
  Name: 
  Thomas W. Roehrig

  
	
   

  	
   

  	
  Title: 
  Vice President and Secretary

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  THE BANK OF NEW YORK TRUST 

  COMPANY, N.A., as Trustee

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ ROXANE J. ELLWANGER

  	
   

  
	
   

  	
   

  	
  Name: 
  Roxane J. Ellwanger

  
	
   

  	
   

  	
  Title: 
  Assistant Vice President

  
					

 

4

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