Document:

EX-10.2

 Exhibit 10.2 

VOTING AGREEMENT 
 This
Voting Agreement (this “Voting Agreement”), dated February 8, 2022, is being delivered to you in connection with an understanding by and between Zosano Pharma Corporation, a Delaware corporation (the
“Company”), and the person or persons named on the signature pages hereto. 
 Reference is hereby made to the public
offering (the “Offering”) of units (the “Units”), each unit consisting of one share of the Company’s common stock, par value $0.0001 per share (the “Common Stock,” and together with any shares
of common stock issuable pursuant to the Series F Warrants included in the Units, the “Shares”), and one Series F Warrant to purchase one share of common stock pursuant to the registration statement on Form S-3 (File No. 333-257682) (“Registration Statement”) and the prospectus supplement related to the Offering. The Company is requiring a voting agreement
in substance the same as this Voting Agreement from all purchasers that purchase in excess of $250,000 of Units in the Offering (each a “Holder,” and collectively, the “Holders”). 

The Holder agrees to vote all shares of the Company’s common stock it beneficially owns, including the Common Stock (the “Voting
Shares”), as of the record date for the Company’s next meeting of its stockholders, February 10, 2022, with respect to all of the proposals presented by the Company to the stockholders of the Company at such meeting, including at
every adjournment or postponement thereof, or any subsequent meeting of its stockholders duly called for the same or similar purposes. For clarity, the Holder’s agreement to vote its Voting Shares in accordance with the immediately preceding
sentence does not require the Holder to vote such shares for or against any particular proposal or proposals, whether or not such proposal or proposals are recommended by the Company’s board of directors. 

No material, non-public information has been provided to the Holder by the Company or any of its
subsidiaries or any of their respective officers, directors, employees or agents in connection with the transactions contemplated by this Voting Agreement. As of the date hereof, the Company acknowledges and agrees that any and all confidentiality
or similar obligations under any agreement, if any, whether written or oral, between the Company, any of its subsidiaries or any of their respective officers, directors, affiliates, employees or agents, on the one hand, and the Holder or any of its
affiliates, on the other hand, with respect to this Voting Agreement and the transactions contemplated hereby shall terminate. 
 Any
notices, consents, waivers or other communications required or permitted to be given under the terms of this Voting Agreement must be in writing and shall be delivered to the Holder at the e-mail address or
facsimile number on the signature page hereto. 
 This Voting Agreement constitutes the entire agreement among the parties hereto with
respect to the subject matter hereof and supersedes all prior negotiations, letters and understandings relating to the subject matter hereof and are fully binding on the parties hereto. 

This Voting Agreement may be executed simultaneously in any number of counterparts. Each counterpart shall be deemed to be an original, and
all such counterparts shall constitute one and the same instrument. This Voting Agreement may be executed and accepted by facsimile or PDF signature and any such signature shall be of the same force and effect as an original signature. 

The terms of this Voting Agreement shall be binding upon and shall inure to the benefit of each of the parties hereto and their respective
successors and assigns. 
 This Voting Agreement may not be amended or modified except in writing signed by each of the parties hereto. 

All questions concerning the construction, validity, enforcement and interpretation of this Voting Agreement shall be governed by and
construed and enforced in accordance with the internal laws of the State of New York, without regard to the principles of conflicts of law thereof. 

 Each party hereto acknowledges that, in view of the uniqueness of the transactions
contemplated by this Voting Agreement, the other party or parties hereto will not have an adequate remedy at law for money damages in the event that this Voting Agreement has not been performed in accordance with its terms, and therefore agrees that
such other party or parties shall be entitled to seek specific enforcement of the terms hereof in addition to any other remedy it may seek, at law or in equity. 

The obligations of the Holder under this Voting Agreement are several and not joint with the obligations of any other holder of any of the
Shares issued under the Registration Statement and the prospectus supplement related to the Offering (each, an “Other Holder”), and the Holder shall not be responsible in any way for the performance of the obligations of any Other
Holder under any such other agreement. Nothing contained in this Voting Agreement, and no action taken by the Holder pursuant hereto, shall be deemed to constitute the Holder and Other Holders as a partnership, an association, a joint venture or any
other kind of entity, or create a presumption that the Holder and the Other Holders are in any way acting in concert or as a group with respect to such obligations or the transactions contemplated by this Voting Agreement and the Company
acknowledges that the Holder and the Other Holders are not acting in concert or as a group with respect to such obligations or the transactions contemplated by this Voting Agreement or any other agreement. The Company and the Holder confirm that the
Holder has independently participated in the negotiation of the transactions contemplated hereby with the advice of its own counsel and advisors. The Holder shall be entitled to independently protect and enforce its rights, including, without
limitation, the rights arising out of this Voting Agreement, and it shall not be necessary for any Other Holder to be joined as an additional party in any proceeding for such purpose. This Voting Agreement is intended for the benefit of the parties
hereto and their respective successors and permitted assigns and is not for the benefit of, nor may any provision hereof be enforced by, any other person. 

[The remainder of the page is intentionally left blank] 

 The parties hereto have executed this Voting Agreement as of the date first set forth above. 

 

			
	Zosano Pharma Corporation
		
	By:	 	  

	Name:	 	
	Title:	 	
	E-mail:	 	
	Facsimile:	 	

 [Company Signature Page to Zosano Pharma Corporation Voting Agreement] 

 The parties hereto have executed this Voting Agreement as of the date first set forth above. 

 

			
	Agreed to and Acknowledged:
	
	HOLDER
		
	By:	 	  

	Name:	 	
	Title:	 	
	E-mail:	 	
	Facsimile:	 	

 [Holder Signature Page to Zosano Pharma Corporation Voting Agreement]Document

Exhibit 10.22

EXECUTION VERSION

AMENDMENT NO. 9 TO
LOAN AND SERVICING AGREEMENT
THIS AMENDMENT NO. 9 TO LOAN AND SERVICING AGREEMENT, dated as of October 2, 2017, (this “Amendment”) is entered into by and among Ares Capital CP Funding LLC, as the borrower (in such capacity, the “Borrower”), Ares Capital Corporation, as the servicer (in such capacity, the “Servicer”), Wells Fargo Bank, National Association, as the swingline lender (in such capacity, the “Swingline Lender”), as a lender (in such capacity, a “Lender”) and as the agent (in such capacity, the “Agent”), and Bank of America, N.A., as a lender (in such capacity, a “Lender”). Capitalized terms used but not defined herein have the meanings provided in the Agreement (as defined below).
RECITALS
WHEREAS, reference is made to the Loan and Servicing Agreement, dated as of January 22, 2010 (as further amended, modified, waived, supplemented or restated from time to time, the “Agreement”), by and among the Borrower, the Servicer, the Transferor, the Lenders, the Agent, the Trustee, the Collateral Custodian and the Bank; and
WHEREAS, the parties hereto desire to further amend the Agreement in certain respects as specified herein, pursuant to and in accordance with Section 11.01 of the Agreement;
NOW, THEREFORE, based upon the above Recitals, the mutual premises and agreements contained herein, and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto, intending to be legally bound, hereby agree as follows:
SECTION 1. AMENDMENT.
Section 1.01 of the Loan and Servicing Agreement is hereby amended as follows:
(a)by amending and restating the definition of “Applicable Spread” in its entirety as follows:
“Applicable Spread” means, for any date of determination (x) from and including the Eighth Amendment Effect Date to but excluding the Ninth Amendment Effective Date, in the event that the Yield Rate is calculated utilizing LIBOR 2.30% per annum, and in the event that the Yield Rate is calculated utilizing the Base Rate, 1.30%per annum and (y) from and including the Ninth Amendment Effective Date, in the event that the Yield Rate is calculated utilizing LIBOR 2.15% per annum, and in the event that the Yield Rate is calculated utilizing the Base Rate, 1.15%per annum.
(b)by amending and restating clause (v) of the definition of “Concentration Limits” in its entirety as follows:
(v) the aggregate Adjusted Borrowing Value of all Eligible Loan Assets that are First Lien Last Out Loan Assets and Eligible Loan Assets that are Second Lien Loan Assets shall not exceed 40% of the aggregate Adjusted Borrowing Value of all Eligible Loan Assets;
(c)by inserting the following definition in the appropriate alphabetical order:
“Ninth Amendment Effective Date” means October 2, 2017.

SECTION 2. AGREEMENT IN FULL FORCE AND EFFECT AS AMENDED.
Except as specifically amended hereby, all provisions of the Agreement shall remain in full force and effect. After this Amendment becomes effective, all references to the Agreement and corresponding references thereto or therein such as “hereof’, “herein”, or words of similar effect referring to the Agreement shall be deemed to mean the Agreement as amended hereby. This Amendment shall not be deemed to expressly or impliedly waive, amend or supplement any provision of the Agreement other than as expressly set forth herein.
SECTION 3. REPRESENTATIONS.
Each of the Borrower and the Servicer, severally for itself only, represents and warrants as of the date of this Amendment as follows:
(i)it is duly incorporated or organized, validly existing and in good standing under the laws of its jurisdiction of incorporation or organization;
(ii)the execution, delivery and performance by it of this Amendment and the Agreement as amended hereby are within its powers, have been duly authorized, and do not contravene (A) its charter, by-laws, or other organizational documents, or (B) any Applicable Law;
(iii)no consent, license, permit, approval or authorization of, or registration, filing or declaration with any governmental authority, is required in connection with the execution, delivery, performance, validity or enforceability of this Amendment and the Agreement as amended hereby by or against it;
(iv)this Amendment has been duly executed and delivered by it;
(v)each of this Amendment and the Agreement as amended hereby constitutes its legal, valid and binding obligation, enforceable against it in accordance with its terms, except as enforceability may be limited by applicable bankruptcy, insolvency, reorganization, moratorium or similar laws affecting the enforcement of creditors’ rights generally or by general principles of equity; and
(vi)there is no Unmatured Event of Default, Event of Default or Servicer Termination Event.
SECTION 4. CONDITIONS TO EFFECTIVENESS.
The effectiveness of this Amendment is conditioned upon: (i) payment of the invoiced outstanding fees and disbursements of the Lenders; (ii) payment of the invoiced outstanding fees and disbursements of Dechert LLP, as counsel to the Agent and the Lenders and (iii) delivery of executed signature pages by all parties hereto to the Agent.
SECTION 5. MISCELLANEOUS.
(a)The Borrower, by its execution of this Amendment (a) re-pledges and re-grants to the Trustee, for the benefit of the Secured Parties, a security interest in the Collateral Portfolio (as defined in the Agreement) to secure the Obligations (as defined in the Agreement) and (b) confirms and ratifies that all of its obligations and the security interests granted by it under each 
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of the Transaction Documents to which it is a party shall continue in full force and effect in favor of the Trustee, for the benefit of the Secured Parties.
(b)This Amendment may be executed in any number of counterparts (including by facsimile or e-mail), and by the different parties hereto on the same or separate counterparts, each of which shall be deemed to be an original instrument but all of which together shall constitute one and the same agreement.
(c)The descriptive headings of the various sections of this Amendment are inserted for convenience of reference only and shall not be deemed to affect the meaning or construction of any of the provisions hereof.
(d)This Amendment may not be amended or otherwise modified except as provided in the Agreement.
(e)The failure or unenforceability of any provision hereof shall not affect the other provisions of this Amendment.
(f)Whenever the context and construction so require, all words used in the singular number herein shall be deemed to have been used in the plural number, and vice versa, and the masculine gender shall include the feminine and neuter and the neuter shall include the masculine and feminine.
(g)This Amendment and the Agreement represent the final agreement among the parties with respect to the matters set forth therein and may not be contradicted by evidence of prior, contemporaneous or subsequent oral agreements among the parties. There are no unwritten oral agreements among the parties with respect to such matters.
(h)THIS AMENDMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES UNDER THIS AMENDMENT SHALL BE GOVERNED BY AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH THE CHOICE OF LAW PROVISIONS SET FORTH IN THE AGREEMENT AND SHALL BE SUBJECT TO THE WAIVER OF JURY TRIAL AND NOTICE PROVISIONS OF THE AGREEMENT.
[Remainder of Page Intentionally Left Blank]
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IN WITNESS WHEREOF, the parties have caused this Amendment No. 9 to be executed by their respective officers thereunto duly authorized, as of the date first above written.

									
			ARES CAPITAL CP FUNDING LLC, as the Borrower

			
			
			
		By:
	/s/ Scott Lem
		Name:
	Scott Lem
		Title:
	Authorized Signatory

        [SIGNATURES CONTINUE ON THE FOLLOWING PAGE]

									
			ARES CAPITAL CP FUNDING LLC, as the Servicer

			
			
			
		By:
	/s/ Scott Lem
		Name:
	Scott Lem
		Title:
	Authorized Signatory

 [SIGNATURES CONTINUE ON THE FOLLOWING PAGE]

									
			WELLS FARGO BANK, NATIONAL ASSOCIATION, as the Agent

			
			
			
		By:
	/s/ Allan Schmitt
		Name:
	Allan Schmitt
		Title:
	Director

									
			WELLS FARGO BANK, NATIONAL ASSOCIATION, as the Swingline Lender

			
			
			
		By:
	/s/ Allan Schmitt
		Name:
	Allan Schmitt
		Title:
	Director

									
			WELLS FARGO BANK, NATIONAL ASSOCIATION, as Lender

			
			
			
		By:
	/s/ Allan Schmitt
		Name:
	Allan Schmitt
		Title:
	Director

        [SIGNATURES CONTINUE ON THE FOLLOWING PAGE]

									
			BANK OF AMERICA, N.A., as a Lender

			
			
			
		By:
	/s/ Will Lloyd
		Name:
	Will Lloyd
		Title:
	Managing Director

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