Document:

tckm_ex104.htm

EXHIBIT 10.4

 

THIRD AMENDMENT TO SHARE EXCHANGE AGREEMENT

This THIRD AMENDMENT TO SHARE EXCHANGE AGREEMENT (“Third Amendment”) is made this May 14, 2013 by and among Victory Electronic Cigarettes, Inc., a Nevada corporation (“Company”), the Shareholders of the Company (“Shareholders”), and Teckmine Industries, Inc., a Nevada corporation (“Teckmine”).   Company, Shareholders, and Teckmine are collectively herein referred to as the “Parties” and individually as a “Party”.

RECITALS

 

 

WHEREAS, on April 2, 2013, the Parties entered into a Share Exchange Agreement (“Agreement”); and

WHEREAS, the Agreement provides for the Shareholders to sell to Teckmine and for Teckmine to purchase from the Shareholders all of the Shareholders’ legal and beneficial interest in the common shares in the capital of the Company such that, at the closing of the transaction pursuant to the terms of the Agreement, the Company will become a wholly-owned subsidiary of Teckmine; and

WHEREAS, on April 15, 2013, the Parties entered into the First Amendment to Share Exchange Agreement to extend the Closing Date of the Agreement (“First Amendment”); and

WHEREAS, on April 29, 2013, the Parties entered into the Second Amendment to Share Exchange Agreement to extend the Closing Date of the Agreement as modified by the First Amendment (“Second Amendment”); and

WHEREAS, pursuant to Section 14.10 of the Agreement, the Parties each desire to enter into this written Third Amendment to change the “Closing Date” as defined in the Agreement and as modified by the First Amendment and Second Amendment; and

WHEREAS, this Third Amendment shall be attached to and made a part of the Agreement.

NOW, IT IS AGREED, in consideration of the mutual promises and covenants hereinafter set forth, the Parties mutually agree as follows:

1.           The Parties agree and acknowledge that the “Closing Date” as defined in the Agreement at Section 1.1(l), and as modified by the First Amendment and Second Amendment shall be amended and restated as follows:

“Closing Date” means the day following the satisfaction or waiver of all conditions precedent set for the in this Agreement, which shall not be later than May 31, 2013 or such other date as the Shareholders, the Target and the Purchaser may agree in writing;”

2.           All other terms and conditions of the Agreement shall remain valid and in full force and effect.

By signing below, the Parties agree to and accept the terms of this Third Amendment.

This Third Amendment may be executed in any number of counterparts, each of which shall be deemed an original and all of which taken together shall constitute a single Third Amendment.  This Third Amendment may be executed by facsimile transmission or PDF e-mail.  Such facsimile or PDF e-mail signature shall be treated in all respects as having the same effect as an original signature

 

 

  

1

  

 

IN WITNESS WHEREOF the Parties have duly executed this Third Amendment as of the day and year first above written.

VICTORY ELECTRONIC CIGARETTES, INC.

Per:   /s/ Marc Hardgrove                                                                               

      Authorized Signatory

TECKMINE INDUSTRIES, INC.

Per:  /s/ Nathan Woods                                                                                  

      Authorized Signatory

 

	

WITNESSED BY:

 

Signed                                            

Name

                                                                                                              

Address

                                                                                                              

Occupation

	
)

)

)

)

)

)

)

)

)

)

	
/s/ Marc Hadrgrove                                                               

MARC HARDGROVE

 

	

WITNESSED BY:

 

Signed                                            

Name

                                                                                                              

Address

                                                                                                              

Occupation

	
)

)

)

)

)

)

)

)

)

)

	
/s/ David Martin                                                               

DAVID MARTIN

	

WITNESSED BY:

 

Signed                                            

Name

                                                                                                              

Address

                                                                                                              

Occupation

	
)

)

)

)

)

)

)

)

)

)

	
/s/ Brent Willis                                                               

BRENT WILLIS

 

 

  

2

 

  

 

	

WITNESSED BY:

 

Signed                                            

Name

                                                                                                              

Address

                                                                                                              

Occupation

	
)

)

)

)

)

)

)

)

)

)

	
/s/ Paul Simon                                                               

PAUL SIMON

	

WITNESSED BY:

 

Signed                                            

Name

                                                                                                              

Address

                                                                                                              

Occupation

	
)

)

)

)

)

)

)

)

)

)

	
/s/ Paul Dillman                                                               

PAUL DILLMAN

	

WITNESSED BY:

 

Signed                                            

Name

                                                                                                              

Address

                                                                                                              

Occupation

	
)

)

)

)

)

)

)

)

)

)

	
/s/ John Perner                                                               

JOHN PERNER

	

WITNESSED BY:

 

Signed                                            

Name

                                                                                                              

Address

                                                                                                              

Occupation

	
)

)

)

)

)

)

)

)

)

)

	
/s/ Steve Riffle                                                               

STEVE RIFFLE

 

3Unassociated Document

Exhibit 4.6

 

FIRST AMENDMENT TO

18.0% SENIOR SECURED CONVERTIBLE PROMISSORY NOTE

OF

SANUWAVE HEALTH, INC.

This FIRST AMENDMENT TO 18.0% SENIOR SECURED CONVERTIBLE PROMISSORY NOTE (this “First Amendment”) is made and entered into as of the date last written on the signature page hereto, by and between the note holder listed on the signature page hereto (the “Holder”) and SANUWAVE Health, Inc., a Nevada corporation (the “Company”).

RECITALS:

WHEREAS, the parties hereto have previously entered into an 18.0% Senior Secured Convertible Promissory Note of the Company (the “Senior Secured Note”);

WHEREAS, the Company has filed a registration statement on Form S-1 with the Securities and Exchange Commission to raise up to $6,000,000 through a public offering of its securities on a best efforts basis (the “Public Offering”); and

WHEREAS, the parties hereto wish to amend the terms of the Senior Secured Note, as described herein, to include the Public Offering as a “Qualified Financing” as defined in the Senior Secured Notes, such that the Senior Secured Note automatically converts to common stock, $0.001 par value of the Company, upon a successful sale in a registered offering (including the Public Offering) resulting in net proceeds to the Company of at least $4,000,000.

NOW, THEREFORE, the parties do hereby agree that the Senior Secured Note be amended as follows:

1.           Definitions. Capitalized terms used and not otherwise defined herein shall have the respective meanings ascribed to such terms in the Senior Secured Note.

2.           Acknowledgment and Acceptance of Change in Definition. By entry into this First Amendment, the Holder is hereby acknowledging and accepting the change to the definition of a Qualified Financing in the Senior Secured Note to include a registered public offering of the Company’s securities (including the Public Offering).

3.           Amendment to Definition of a Qualified Financing in Section 1 of the Senior Secured Note. The Senior Secured Note is hereby amended by deleting the definition of “Qualified Financing” contained in Section 1 of the Senior Secured Note, and replacing it, in its entirety, with the following:

“Qualified Financing” shall mean a consummated sale of the Company’s Common Stock (including a public offering and/or a private placement) resulting in gross proceeds to the Company of not less than Four Million Dollars ($4,000,000) in the aggregate or the combination of a sale of the Company’s Common Stock (including a public offering and/or a private placement) and a consummation of a license of the Company’s technology and/or a royalty agreement for the Company’s technology in which the Company receives in total upfront cash payments of not less than Four Million Dollars ($4,000,000) in the aggregate.

 

  

1

  

5.           Remaining Terms Unaffected.  Except for the amendment to the Senior Secured Note set forth herein, all other provisions of the Senior Secured Note shall remain in full force and effect and are incorporated herein as if fully set forth herein.

6.           Entire Agreement. The Senior Secured Note and this First Amendment constitute the entire agreement of the parties hereto with respect to the subject matter contained herein and may not be amended or modified except in a writing signed by all parties hereto. All prior understandings and agreements between the parties hereto with respect to the subject matter contained herein are merged in the Senior Secured Note and this First Amendment, which together fully and completely express the parties’ understanding.

7.           Parties in Interest. This First Amendment shall be binding upon and shall inure to the benefit of the parties hereto and their respective heirs, executors, administrators, successors and assigns.

8.           Counterparts. This First Amendment may be executed in multiple counterparts, all of which taken together shall constitute one and the same instrument.

9.           Governing Law. The interpretation and construction of this First Amendment, and all matters relating thereto, shall be governed by the internal laws of the State of Georgia, without giving effect to the principles of conflicts of laws.

 [Signatures Appear on Following Page]

 

  

2

  

 

IN WITNESS WHEREOF, the parties have executed this First Amendment as of the date last written below.

SANUWAVE HEALTH, INC.

                                                                           

Name:                                                                

Title:                                                                  

SUBSCRIBER

                                                                          

Name:                                                               

Date:                                                                

First Amendment to 18.0% Senior Secured Convertible Promissory Note

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00217-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00217-of-00352.parquet"}]]