Document:

EX-4.4

 Exhibit 4.4 
  

 
 DXC TECHNOLOGY COMPANY 

(F.K.A. EVERETT SPINCO, INC.) 

and 
 U.S. BANK
NATIONAL ASSOCIATION, 
 as Trustee 

SECOND SUPPLEMENTAL INDENTURE 

Dated as of [            ], 2017 

 
  

 
  

 Exhibit 4.4 

Second Supplemental Indenture dated as of [            ], 2017 between DXC
TECHNOLOGY COMPANY, a Nevada corporation (f.k.a. Everett SpinCo, Inc.) (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association, as trustee (the “Trustee”). 

Reconciliation and tie between Trust Indenture Act of 1939 (the “Trust Indenture Act”) and the Indenture. 

 

					
	 § 310(a)
	 		 	5.10
	 (b)
	 		 	5.09
	 § 311(a)
	 		 	5.14
	 (b)
	 		 	5.14
	 § 312(a)
	 		 	2.08
	 (b)
	 		 	10.04
	 (c)
	 		 	10.04
	 § 313(a)
	 		 	5.04
	 (b)
	 		 	5.04
	 (c)
	 		 	5.04
	 (d)
	 		 	5.04
	 § 314(a)
	 		 	3.02
	 (b)
	 		 	Not Applicable
	 (c)
	 		 	10.05
	 (d)
	 		 	Not Applicable
	 (e)
	 		 	10.05
	 (f)
	 		 	Not Applicable
	 § 315(a)
	 		 	5.01
	 (b)
	 		 	4.12
	 (c)
	 		 	5.01
	 (d)
	 		 	5.05
	 (e)
	 		 	10.04
	 § 316(a)
	 		 	7.02,7.07
	 (b)
	 		 	7.02
	 (c)
	 		 	6.02
	 § 317(a)
	 		 	4.03
	 (b)
	 		 	5.03
	 § 318(a)
	 		 	7.07

 Note: This reconciliation and tie shall not, for any purpose, be deemed to be part of the Indenture. 

 RECITALS 

WHEREAS, the Company and the Trustee executed and delivered an Indenture, dated as of March 27, 2017 (the “Base
Indenture”), to provide for the issuance by the Company from time to time of debentures, notes or other debt instruments evidencing its indebtedness. The Base Indenture, as supplemented and amended by this Second Supplemental Indenture,
including the provisions of the Trust Indenture Act that are automatically deemed to be a part of this Indenture by operation of the Trust Indenture Act, and as it may be further amended or supplemented from time to time with respect to the Notes,
is herein referred to as the “Indenture.” 
 WHEREAS, the Company has authorized the issuance of 4.45% Senior Notes
due 2022 (the “Notes”). 
 WHEREAS, the Company desires to enter into this Second Supplemental Indenture to establish the
form and terms of the Notes in accordance with Section 2.03 of the Base Indenture. 
 WHEREAS, all things necessary to make this Second
Supplemental Indenture a valid and legally binding agreement according to its terms have been done. 
 WHEREAS, the Indenture is subject to,
and will be governed by, the provisions of the Trust Indenture Act that are required to be a part of and govern indentures qualified under the Trust Indenture Act. 

NOW, THEREFORE, for and in consideration of the foregoing premises, the Company and the Trustee mutually covenant and agree for the equal and
proportionate benefit of the respective Holders from time to time of the Notes as follows: 
 ARTICLE 1 

Section 1.01. Terms of the Notes. The following terms relate to the Notes: 

(a) The Notes shall constitute a separate series of Securities under the Base Indenture having the title “4.45% Senior Notes due
2022.” 
 (b) The aggregate principal amount of the Notes (the “Initial Notes”) that may be initially authenticated and
delivered under the Indenture shall be $[            ]. 
 (c) The Company may
from time to time, without the consent of the Holders of the Notes, issue additional Notes (in any such case “Additional Notes”) having the same ranking and the same interest rate, maturity and other terms (except for the issue date
and, in some cases, the public offering price and the first interest payment date) as the Initial Notes. The aggregate principal amount of the Additional Notes shall be unlimited. 

(d) Any Additional Notes and the Initial Notes shall constitute a single series under the Indenture and all references to the Notes shall
include the Initial Notes and any 

  
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Additional Notes unless the context otherwise requires. In the above case, if any such Additional Notes are not fungible with the previously issued Notes for U.S. federal income tax purposes,
such Additional Notes will be issued with a different CUSIP number as the previously issued Notes, as applicable. 
 (e) The entire
outstanding principal of the Notes shall be payable on September 18, 2022. The rate at which the Notes shall bear interest shall be 4.45% per year. The date from which interest shall accrue on the Notes shall be March 15, 2017, or the
most recent Interest Payment Date to which interest has been paid or provided for. The Interest Payment Dates for the Notes shall be March 15 and September 15 of each year, beginning September 15, 2017. 

(f) Interest shall be payable on each Interest Payment Date to the Holders of record of the Notes at the close of business on the
March 1 and September 1 immediately preceding each Interest Payment Date (each a “regular record date”). The basis upon which interest shall be calculated shall be that of a 360-day year consisting of twelve 30-day
months. 
 (g) The Depositary for the Global Notes shall be The Depository Trust Company, New York, New York (“DTC”).

 (h) The Notes that are issued in a registered offering pursuant to the Securities Act shall be substantially in the form attached
hereto as Exhibit A, the terms of which are herein incorporated by reference. Such Global Notes shall be referred to collectively herein as the “Global Notes,” and shall be deposited with the Trustee, as custodian for the Depositary
or its nominee, for credit to an account of an Agent Member, and shall be duly executed by the Company and authenticated by the Trustee as hereinafter provided. The aggregate principal amount of a Global Note may from time to time be increased or
decreased by adjustments made on the records of the Trustee, as custodian for the Depositary or its nominee, as hereinafter provided. 

(i) Each Global Note (and all Notes issued in exchange therefor or substitution thereof) shall bear the applicable legends set forth in
Exhibit A (the “Note Legends”) on the face thereof until the Note Legends are removed or not required. 
 (j) The
Notes shall be denominated in Dollars and shall be issuable in minimum denominations of $2,000 or any integral multiple of $1,000 in excess thereof. 

(k) The Notes may be redeemed by the Company prior to the maturity date, as provided in Section 1.05. 

(l) The Notes will not have the benefit of any sinking fund. 

(m) Except as provided herein, the Holders of the Notes shall have no special rights in addition to those provided in the Base Indenture upon
the occurrence of any particular events. 

  
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 (n) The Notes will be direct, unconditional, senior unsecured and unsubordinated obligations of
the Company, and will rank equal in right of payment to all of the Company’s other existing and future senior unsecured indebtedness and among themselves, and senior in right of payment to any subordinated indebtedness the Company may incur.

 (o) The Notes are not convertible into shares of common stock or other securities of the Company. 

(p) The restrictive covenants set forth in Section 1.06 shall be applicable to the Notes. 

Section 1.02. Additional Defined Terms. As used herein, the following defined terms shall have the following meanings with respect
to the Notes only: 
 “Additional Notes” has the meaning set forth in Section 1.01(c). 

“Agent Members” has the meaning set forth in Section 1.08(b). 

“Applicable Procedures” means, with respect to any transfer or exchange of or for beneficial interests in any Global
Note, the rules and procedures of the Depositary, Euroclear and Clearstream that apply to such transfer or exchange at the relevant time. 

“Attributable Debt” means, with respect to any sale and lease-back transaction, the present value of the minimum rental
payments called for during the term of the lease (including any period for which such lease has been extended), determined in accordance with GAAP, discounted at a rate that, at the inception of the lease, the lessee would have incurred to borrow
over a similar term the funds necessary to purchase the leased assets. 
 “Capital Lease Obligations” means, at the time
any determination is to be made, the amount of the liability in respect of a capital lease that would at that time be required to be capitalized on a balance sheet prepared in accordance with GAAP. 

“Change of Control” means the occurrence of any of the following: 

(1) the direct or indirect sale, transfer, conveyance or other disposition (other than by way of merger or consolidation), in a
single transaction or a series of related transactions, of all or substantially all of the Company’s assets and the assets of its Subsidiaries, taken as a whole, to one or more “persons” (as that term is defined in
Section 13(d)(3) of the Exchange Act) (other than to the Company or one of its Subsidiaries); 
 (2) the consummation of
any transaction (including, without limitation, any merger or consolidation) as a result of which any “person” (as that term is used in Section 13(d)(3) of the Exchange Act) becomes the beneficial owner (as defined in Rules 13d-3 and
13d-5 under the Exchange Act), directly or indirectly, of more than 50% of the Voting Stock of the Company, measured by voting power rather than number of shares; 

  
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 (3) the Company consolidates with, or merges with or into any Person, or any
Person consolidates with, or merges with or into the Company, in any such event pursuant to a transaction in which any of the outstanding Voting Stock of the Company or such other person is converted into or exchanged for cash, securities or other
property, other than any such transaction where the shares of Voting Stock of the Company outstanding immediately prior to such transaction constitute, or are converted into or exchanged for, a majority of the Voting Stock of the surviving Person
immediately after giving effect to such transaction; or 
 (4) the adoption of a plan relating to the liquidation or
dissolution of the Company. 
 Notwithstanding the foregoing, a transaction will not be deemed to involve a Change of
Control if (i) (A) the Company becomes a direct or indirect wholly-owned subsidiary of a holding company and (B) the direct or indirect holders of the Company’s Voting Stock immediately prior to that transaction are the holders
of more than 50% of the Voting Stock of such holding company, or (ii) the Company consolidates with, or merges with or into, any person that results in the surviving person remaining a public company. 

“Change of Control Offer” has the meaning set forth in Section 1.06(d). 

“Change of Control Payment” has the meaning set forth in Section 1.06(d). 

“Change of Control Payment Date” has the meaning set forth in Section 1.06(d). 

“Change of Control Triggering Event” means the occurrence of both a Change of Control and a Rating Event. 

“Clearstream” means Clearstream Bank, société anonyme, or its successors. 

“Company” means the Person named as the “Company” in the first paragraph of this Indenture until a successor
Person shall have become such pursuant to the applicable provisions of this Indenture, and thereafter “Company” shall mean such successor Person.  

“Comparable Treasury Issue” means the United States Treasury security selected by the Independent Investment Banker as
having a maturity comparable to the remaining term of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of corporate debt securities of comparable
maturity to the remaining term of such Notes.  
 “Comparable Treasury Price” means, with respect to any
Redemption Date, (i) the average of the Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest such Reference Treasury Dealer Quotations, or (ii) if the Independent Investment Banker obtains
fewer than four such Reference Treasury Dealer Quotations, the average of all such quotations. 

  
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 “Consolidated Net Tangible Assets” means, as of any particular time, the
aggregate amount of the Company’s assets and the assets of the Company’s Subsidiaries (in each case, less applicable reserves and other properly deductible items) after deducting from such amount: 

(1) all current liabilities other than (A) notes and loans payable, (B) current maturities of long-term debt and
(C) current maturities of Capital Lease Obligations, and 
 (2) intangible assets, to the extent included in such
aggregate assets, all as set forth on the Company’s then most recent consolidated balance sheet and computed in accordance with GAAP. 

“Definitive Security” means a certificated Note registered in the name of the Holder thereof and issued in accordance
with Section 2.01 of the Base Indenture. 
 “DTC” has the meaning set forth in Section 1.01(g). 

“Euroclear” means Euroclear Bank S.A./N.V., or its successor. 

“Event of Default” has the meaning set forth in Section 1.07(a). 

“Fitch” means Fitch Ratings, Inc., and its successors. 

“GAAP” means generally accepted accounting principles set forth in the opinions and pronouncements of the Public Company
Accounting Oversight Board (United States) and statements and pronouncements of the Financial Accounting Standards Board or in such other statements by such other entity as have been approved by a significant segment of the accounting profession,
which are in effect as of the date of this Indenture. 
 “Global Note” means, individually and collectively, each of the
Notes in global form issued to the Depositary or its nominee. 
 “Indebtedness” means, with respect to any Person, and
without duplication, any indebtedness, whether or not contingent, in respect of borrowed money or evidenced by bonds, notes, debentures or similar instruments or obligations under capital leases, except any such balance that constitutes an accrued
expense or trade payable, if and to the extent any of the foregoing indebtedness would appear as a liability upon an unconsolidated balance sheet of such Person in accordance with GAAP (but does not include contingent liabilities which appear only
in a footnote to a balance sheet); provided that Indebtedness shall exclude (A) Indebtedness that is required to be converted at, or prior to, maturity into equity securities of the Company, and (B) advances and overdrafts in
respect of cash pooling and multi-currency notional pooling programs. 
 “Independent Investment Banker” means an
independent investment institution of national standing, which may be one of the Reference Treasury Dealers or their respective affiliates, selected by the Company. 

  
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 “Interest Payment Date” means the stated due date of an installment of interest
on the Notes. 
 “Investment Grade Rating” means a rating equal to or higher than Baa3 (or the equivalent) by Moody’s;
BBB– (or the equivalent) by S&P; and BBB- (or the equivalent) by Fitch, and the equivalent investment grade credit rating from any additional rating agency or Rating Agencies selected by the Company. 

“Lien” means any lien, security interest, charge, mortgage, pledge or other encumbrance of any kind (including any
conditional sale or other title retention agreement, any lease in the nature thereof, and any agreement to give any security interest). 

“Moody’s” means Moody’s Investors Service, Inc. and its successors. 

“Notes” means the Initial Notes, any Additional Notes and any other notes issued in respect thereof. 

“Rating Agencies” means (1) each of Moody’s, S&P and Fitch; and (2) if any of Moody’s, S&P or
Fitch ceases to rate the Notes or fails to make a rating of the Notes publicly available for reasons outside of the control of the Company, a “nationally recognized statistical rating organization” within the meaning of
Section 3(a)(62) under the Exchange Act selected by the Company as a replacement agency for Moody’s, S&P or Fitch, as the case may be. 

“Rating Event” means the rating on the Notes is lowered by at least two of the three Rating Agencies and the Notes are rated
below an Investment Grade Rating by at least two of the three Rating Agencies on any day during the period (which period will be extended so long as the rating of the Notes is under publicly announced consideration for a possible downgrade by any of
the Rating Agencies) commencing on the earlier of the date of the first public occurrence of a Change of Control or the date of public notice of an agreement that, if consummated, would result in a Change of Control and ending 60 days following
consummation of such Change of Control. 
 “Redemption Date” means, when used with respect to any Note to be redeemed, the
date fixed for such redemption by or pursuant to this Indenture. 
 “Redemption Price” means, when used with respect to any
Note to be redeemed, the price at which it is to be redeemed pursuant to this Indenture. 
 “Reference Treasury Dealer”
means each of: (i) Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets, LLC and a primary U.S. government securities dealer in New York City (a “Primary Treasury Dealer”) selected by MUFG Securities
Americas Inc. and their respective successors; provided, however, that if any of the foregoing ceases to be a Primary Treasury Dealer, the Company will substitute another Primary Treasury Dealer; and (ii) any other Primary Treasury Dealer
selected by the Company. 

  
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 “Reference Treasury Dealer Quotations” means, with respect to each Reference
Treasury Dealer at any Redemption Date, the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing
to the Independent Investment Banker by such Reference Treasury Dealer at 3:30 p.m., New York City time, on the third Business Day preceding such Redemption Date. 

“Restricted Subsidiary” means any Subsidiary (a) substantially all the property of which is located, or substantially
all the business of which is carried on, within the United States, or (b) which holds more than 5.0% of the Company’s Consolidated Net Tangible Assets; except for any Subsidiary primarily engaged in financing receivables or in the finance
business. 
 “S&P” means S&P Global Ratings, a division of S&P Global, Inc., and its successors. 

“Subsidiary” of any specified Person means any corporation, association or other business entity of which more than 50% of
the total voting power of shares of capital stock entitled (without regard to the occurrence of any contingency) to vote in the election of directors, managers or trustees thereof is at the time owned or controlled, directly or indirectly, by such
Person or one or more of the other Subsidiaries of that Person or a combination thereof. 
 “Treasury Rate” means, with
respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, assuming a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal
to the Comparable Treasury Price for such Redemption Date. 
 “Trust Indenture Act” means the Trust Indenture Act of 1939,
as amended, and the rules and regulations thereunder as in effect on the date of this Indenture, except to the extent that the Trust Indenture Act or any amendment thereto expressly provides for application of the Trust Indenture Act as in effect on
another date. 
 “Voting Stock” of any specified person as of any date means the capital stock of such person that is at
the time entitled to vote generally in the election of the board of directors of such person. 
 Section 1.03. Trust Indenture Act
Provisions. Whenever this Indenture refers to a provision of the Trust Indenture Act, that provision is incorporated by reference in and made a part of this Indenture. This Indenture shall also include those provisions of the Trust Indenture Act
required to be included herein by the provisions of the Trust Indenture Reform Act of 1990. The following Trust Indenture Act terms used in this Indenture have the following meanings: 

“indenture securities” means the Notes; 

“indenture security holder” means a Holder of a Note; 

  
 8 

 “indenture to be qualified” means the Indenture; 

“indenture Trustee” or “institutional Trustee” means the Trustee; and 

“obligor” on the indenture securities means the Company or any other obligor on the Notes. 

All other terms used in this Indenture that are defined in the Trust Indenture Act, defined by Trust Indenture Act reference to another
statute or defined by any Securities and Exchange Commission rule and not otherwise defined herein have the meanings assigned to them therein. 

Section 1.04. Payment, Transfer and Exchange. (a) Registration of Transfer and Exchange. To permit registrations of transfers
and exchanges, the Company shall execute a new Note or Notes of the same series as the Note presented for a like aggregate principal amount and in authorized denominations and the Trustee shall authenticate and deliver such Note or Notes upon
receipt of an Issuer Order for the authentication and delivery of such Notes. 
 All Notes issued upon any registration of transfer or
exchange of Notes shall be the valid obligations of the Company, evidencing the same indebtedness, and entitled to the same benefits under this Indenture, as the Notes surrendered upon such registration of transfer or exchange. Prior to such due
presentment for the registration of a transfer of any Note, the Trustee, the Company, any paying agent and the Registrar may deem and treat the person in whose name any Note is registered as the absolute owner of such Note for the purpose of
receiving payment of principal of and interest on such Notes and for all other purposes, and none of the Trustee, the Company, the Paying Agent or the Registrar shall be affected by notice to the contrary. 

All certifications, certificates and opinions of counsel which may be required to be submitted to the Trustee to effect a registration of
transfer or exchange may be submitted by facsimile, to be followed by originals. 
 (b) Payment. The principal and interest on Notes
represented by Global Securities will be payable to the Depositary or its nominee, as the case may be, as the sole registered owner and the sole Holder of the Global Securities represented thereby. 

(c) Transfer and Exchange of Beneficial Interests in the Global Securities. The transfer and exchange of beneficial interests in the
Global Securities shall be effected through the Depositary, in accordance with the provisions of this Indenture and the Applicable Procedures. Beneficial interests in any Global Note may be transferred to persons who take delivery thereof in the
form of a beneficial interest in a Global Note. 
 Section 1.05. Optional Redemption. (a) The provisions of Article 11 of
the Base Indenture, as amended by the provisions of this Second Supplemental Indenture, shall apply to the Notes. The Notes are redeemable, as a whole or in part, at the Company’s option, at any time or from time to time, at a Redemption Price
equal to the greater of: 

  
 9 

 (i) 100% of the principal amount of such Notes to be redeemed; and 

(ii) as determined by the Independent Investment Banker, the sum of the present values of the remaining scheduled payments of
principal and interest thereon (not including any portion of such interest payments accrued as of the Redemption Date), discounted to the Redemption Date on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the
Treasury Rate plus 45 basis points, 
 plus, in the case of either (i) or (ii), accrued and unpaid interest thereon to, but excluding,
the Redemption Date. 
 (b) Unless the Company defaults in payment of the Redemption Price, on and after the Redemption Date for the Notes,
interest shall cease to accrue on the Notes or portions thereof called for redemption. 
 (c) Notice of any redemption with respect to the
Notes shall be given in the manner provided for in Section 11.02 of the Base Indenture on at least 30 days’ but not more than 90 days’ prior notice to the Redemption Date, to each Holder of Notes to be redeemed, except that redemption
notices may be delivered more than 90 days prior to a Redemption Date if such notice is issued in connection with a defeasance of the Notes or a satisfaction and discharge of the Indenture. 

(d) At any time, the Company may repurchase Notes in the open market and may hold such Notes or surrender such Notes to the Trustee for
cancellation pursuant to Section 2.10 of the Base Indenture. 
 (e) For the avoidance of doubt, the Trustee shall not be required to
calculate the Redemption Price or the Treasury Rate. 
 Section 1.06. Additional Covenants. The following additional covenants
shall apply with respect to the Notes so long as any of the Notes remain outstanding: 
 (a) Limitation on Liens. Other than as
provided in Section 1.06(c) below, neither the Company nor any of its Restricted Subsidiaries may create, incur, assume or suffer to exist any Lien upon any of the Company’s property, to secure any Indebtedness of the Issuer or a Restricted
Subsidiary, except for: 
 (i) Liens existing on the date hereof and any extension, renewal or replacement (or successive
extensions, renewals or replacements) of any such Lien; provided that no such extension, renewal or replacement will extend to or cover any property other than the property covered by such existing Lien; 

(ii) Liens on property existing at the time the Company or any of its Restricted Subsidiaries acquires such property, provided
that such Liens: 
 (A) are not incurred in connection with, or in contemplation of the acquisition of the property acquired;
and 

  
 10 

 (B) do not extend to or cover any of the Company’s property or any of its
Restricted Subsidiaries’ property other than the property so acquired; 
 (iii) Liens on any property of a corporation
or other entity existing at the time such corporation or entity becomes the Company’s Restricted Subsidiary or is merged into or consolidated with the Company or a Restricted Subsidiary or at the time of a sale, lease or other disposition of
the properties of such corporation or entity as an entirety or substantially as an entirety to the Company or a Restricted Subsidiary, provided that such Liens: 

(A) are not incurred in connection with or in contemplation of such corporation or entity becoming a Restricted Subsidiary or
merging or consolidating with the Company or a Restricted Subsidiary or are not incurred in connection with or in contemplation of the sale, lease or other disposition of the properties of such corporation or other entity; and 

(B) do not extend to or cover any of the Company’s property or any of its Restricted Subsidiaries’ property other
than the property of such corporation or other entity; 
 (iv) purchase money Liens upon or in any real or personal property
(including fixtures and other equipment) the Company or any of its Restricted Subsidiaries hold or have acquired to secure the purchase price of such property or to secure Indebtedness incurred solely to finance or refinance the acquisition or
improvement of such property and incurred within 270 days after completion of such acquisition or improvement; 
 (v) Liens
to secure Indebtedness owing to the Company or to a Restricted Subsidiary; 
 (vi) Liens for taxes, assessments or other
governmental charges not yet due or payable or not overdue for a period of more than 60 days or that are being contested by the Company or a Restricted Subsidiary, and for which the Company maintains adequate reserves in accordance with GAAP, and
attachment, judgment and other similar Liens arising in connection with legal proceedings; provided that any such judgment does not constitute an Event of Default; 

(vii) Liens in favor of the United States to secure amounts paid to the Company or any of its Restricted Subsidiaries as
advance or progress payments under government contracts entered into by it so long as such Liens cover only (x) special bank accounts into which only such advance or progress payments are deposited and (y) supplies covered by such
government contracts and material and other property acquired for or allocated to the performance of such government contracts; 

(viii) Liens incurred in connection with an asset acquisition or a project financed with a non-recourse obligation; 

  
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 (ix) Liens in favor of suppliers, producers, operators, workmen, materialmen,
mechanics, workmen or repairmen, landlord’s Liens for rent or other similar Liens arising, in each case, in the ordinary course of business in respect of obligations which are not overdue or which are being contested by the Company or any
Restricted Subsidiary in good faith and by appropriate proceedings; 
 (x) Liens consisting of zoning restrictions, licenses,
easements, covenants, rights-of-way, utility easements, building restrictions and similar encumbrances and restrictions on the use of real property and minor irregularities that do not materially impair the use of the real property; 

(xi) Liens arising under leases or subleases of real or personal property that do not, individually or in the aggregate,
materially detract from the value of such real or personal property or materially interfere with the ordinary conduct of the business conducted at such real property or with respect to such personal property; 

(xii) Liens arising under licenses or sublicenses of intellectual property granted in the ordinary course of business; 

(xiii) Liens arising by reason of deposits with, or giving any form of security to, any governmental agency or any body created
or approved by law or government regulation; 
 (xiv) Liens created by or resulting from any litigation or other proceeding
that is being contested in good faith by appropriate proceedings, including Liens arising out of judgments or awards against the Company or any Restricted Subsidiary with respect to which the Issuer or any of its Restricted Subsidiaries is in good
faith prosecuting an appeal or proceedings for review for which the time to make an appeal has not yet expired, and Liens relating to final unappealable judgments that are satisfied within 60 days of the date of judgment or Liens incurred by the
Company or any Restricted Subsidiary for the purposes of obtaining a stay or discharge in the course of any litigation proceeding to which the Company or any of its Restricted Subsidiaries is a party; 

(xv) Liens on deposits securing obligations under cash pooling and multi-currency notional pooling programs; 

(xvi) Liens relating to hedging and similar arrangements entered into in the ordinary course of business, including without
limitation interest rate or foreign currency hedging arrangements; 
 (xvii) Liens incurred or deposits made by the Company
or its Restricted Subsidiaries in the ordinary course of business in connection with workers’ compensation, unemployment insurance and other types of social security benefits, taxes, assessments, statutory obligations or other similar charges,
or to secure the performance of tenders, statutory obligations, bids, leases, government contracts, performance and return-of-money bonds or other similar obligations (exclusive of obligations for the payment of borrowed money); 

  
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 (xviii) Liens on account receivables or related assets resulting from the sale of
such account receivables or such related assets, or Liens arising in connection with or related to any securitization financings, factoring arrangements or assignments thereof that may be entered into by the Company or any Restricted Subsidiary;

 (xix) Liens, pledges or deposits made in the ordinary course of banking arrangements in connection with any netting or
set-off arrangements for the purpose of netting debit and credit balances; 
 (xx) Liens on property incurred in sale and
lease-back transactions permitted under Section 1.06(b); and 
 (xxi) Liens constituting any extension, renewal or
replacement of any Liens in provisions (i) to (xx) above to the extent the principal amount of the Indebtedness secured by such Lien is not increased (except to the extent of any premiums, fees or other costs associated with any such
extension, renewal or replacement) and the property encumbered by any such Lien is the same as or substantially similar in nature to the property encumbered by the Lien being extended, renewed or replaced. 

Notwithstanding the foregoing, the Company or any of its Restricted Subsidiaries may create, incur, assume or suffer to exist Indebtedness
secured by Liens not otherwise permitted by this Section 1.06(a) if the Company first makes effective provisions whereby the Notes (together with any other Indebtedness of the Company then existing or thereafter created ranking equally with
such Notes and similarly entitled to be equally and ratably secured) shall be secured equally and ratably with such Indebtedness for so long as such Indebtedness shall so be secured. 

(b) Limitation on Sale and Lease-back Transactions. Other than as provided in Section 1.06(c) below, neither the Company nor any of its
Restricted Subsidiaries may enter into any sale and lease-back transaction with a term longer than three years, unless: 

(i) such transaction was entered into prior to the date hereof; 

(ii) such transaction was for the sale and leasing back to the Company of any property by one of its Restricted Subsidiaries;

 (iii) the Company would be entitled to incur Indebtedness secured by a mortgage on the property to be leased in an amount
equal to the Attributable Debt with respect to such sale and lease-back transaction without equally and ratably securing the notes pursuant to Section 1.06(a) above; or 

(iv) the Company applies an amount equal to the fair value of the property sold to the purchase of property or to the
retirement of its long-term Indebtedness (including the Notes) within 365 days of the effective date of any such sale and lease-back transaction. 

  
 13 

 (c) Permitted Liens and Permitted Sale and Lease-back Transactions. Notwithstanding the
restrictions set forth under Section 1.06(a) and Section 1.06(b), the Company or any of its Restricted Subsidiaries may create, incur, assume or suffer to exist any Lien or enter into any sale and lease-back transaction not otherwise permitted
pursuant to Section 1.06(a) or Section 1.06(b); provided that, at the time of such event, and after giving effect to that event, the aggregate amount of all Indebtedness secured by Liens permitted by this Section 1.06(c) (excluding the Liens
permitted pursuant to Section 1.06(a)) and the aggregate amount of all Attributable Debt in respect of sale and lease-back transactions permitted by this Section 1.06(c) (excluding sale and lease-back transactions permitted under Section 1.06(b))
measured, in each case, at the time any such Lien is incurred or any such sale and lease-back transaction is entered into, by the Company or any Restricted Subsidiary does not exceed 20% of the Company’s Consolidated Net Tangible Assets. 

(d) Purchase of Notes upon a Change of Control Triggering Event. (i) If a Change of Control Triggering Event occurs with respect to
the Notes, unless the Company has exercised its option to redeem such Notes as described in Section 1.05 hereof, the Company will make an offer (a “Change of Control Offer”) to each Holder of such Notes to repurchase all or any
part (equal to $2,000 or an integral multiple of $1,000 in excess thereof) of that Holder’s Notes at a repurchase price, payable in cash, equal to 101% of the aggregate principal amount of Notes repurchased, plus accrued and unpaid interest, on
the Notes repurchased to, but excluding, the date of repurchase (the “Change of Control Payment”). Within 30 days following any Change of Control Triggering Event or, at the Company’s option, prior to any Change of Control, but
after public announcement of the transaction that constitutes or may constitute the Change of Control, a notice will be sent to Holders of the Notes, with a copy to the Trustee, describing the transaction that constitutes or may constitute the
Change of Control Triggering Event and offering to repurchase such Notes on the date specified in the notice, which date will be no earlier than 30 days and no later than 90 days from the date such notice is delivered (the “Change of Control
Payment Date”). The notice will, if delivered prior to the date of consummation of the Change of Control, state that the offer to purchase is conditioned on the Change of Control Triggering Event occurring on or prior to the Change of
Control Payment Date and shall state the following: 
 (A) that the Change of Control Offer is being made pursuant to this
Section 1.06(d) and that all Notes tendered will be accepted for payment; 
 (B) the purchase price and the purchase date,
which shall be no earlier than 30 days and no later than 90 days from the date such notice is mailed; 
 (C) that any Note
not tendered will continue to accrue interest; 

  
 14 

 (D) that, unless the Company defaults in the payment of the Change of Control
Payment, all Notes accepted for payment pursuant to the Change of Control Offer will cease to accrue interest after the Change of Control Payment Date; 

(E) that Holders electing to have any Notes purchased pursuant to a Change of Control Offer will be required to surrender the
Notes, with the form entitled “Option of Holder to Elect Purchase” attached to the Notes completed, or transfer by book-entry transfer, to the paying agent at the address specified in the notice prior to the close of business on the third
Business Day preceding the Change of Control Payment Date; 
 (F) that Holders will be entitled to withdraw their election if
the paying agent receives, not later than the close of business on the second Business Day preceding the Change of Control Payment Date, a telegram, telex, facsimile transmission or letter setting forth the name of the Holder, the principal amount
of Notes delivered for purchase, and a statement that such Holder is withdrawing his election to have the Notes purchased; and 

(G) that Holders whose Notes are being purchased only in part will be issued new Notes equal in principal amount to the
unpurchased portion of the Notes surrendered, which unpurchased portion must be equal to $2,000 in principal amount or an integral multiple of $1,000 in excess thereof. 

The Company will comply with the requirements of Rule 14e-1 under the Exchange Act and any other securities laws and regulations thereunder to
the extent those laws and regulations are applicable in connection with the repurchase of the Notes as a result of a Change of Control Triggering Event. To the extent that the provisions of any securities laws or regulations conflict with the
provisions of this Section 1.06(d), the Company will comply with the applicable securities laws and regulations and will not be deemed to have breached its obligations under this Section 1.06(d) by virtue of such compliance. 

(ii) On the Change of Control Payment Date, the Company will, to the extent lawful: 

(A) accept for payment all Notes or portions of Notes properly tendered pursuant to the Change of Control Offer; 

(B) deposit with the paying agent an amount equal to the Change of Control Payment in respect of all Notes or portions of Notes
properly tendered; and 

  
 15 

 (C) deliver or cause to be delivered to the Trustee the Notes properly accepted
together with an Officers’ Certificate stating the aggregate principal amount of Notes or portions of Notes being repurchased. 

The paying agent will promptly deliver (but in any case not later than five days after the Change of Control Payment Date) to
each Holder of Notes properly tendered the Change of Control Payment for such Notes, and the Trustee will promptly authenticate and deliver (or cause to be transferred by book entry) to each Holder a new Note equal in principal amount to any
unpurchased portion of the Notes surrendered, if any. The Company will publicly announce the results of the Change of Control Offer on or as soon as practicable after the Change of Control Payment Date. 

(iii) Notwithstanding anything to the contrary in this Section 1.06(d), the Company will not be required to make a Change of
Control Offer upon the occurrence of a Change of Control Triggering Event if (a) a third party makes such an offer in the manner, at the times and otherwise in compliance with the requirements set forth in this Section 1.06(d) and the third
party repurchases all Notes properly tendered and not withdrawn under its offer, or (b) notice of redemption has been given pursuant to Section 1.05 hereof, unless and until there is a default in payment of the applicable Redemption Price.

 Section 1.07. Defaults and Remedies. (a) Events of Default. This Section 1.07(a) shall replace Section 4.01 of the
Base Indenture with respect to the Notes only. 
 Each of the following is an “Event of Default” with respect to the Notes:

 (i) default in the payment of interest on the Notes when due, and such default has continued for a period of 90 days or
more and the time for such payment is due has not been extended or deferred; 
 (ii) default in the payment (at maturity,
upon redemption or otherwise) of the principal of the Notes when due; 
 (iii) failure by the Company for 90 days after
notice to the Company by the Trustee or the Holders of at least 25% in aggregate principal amount of the Notes then Outstanding to perform or observe any of the other covenants or agreements in this Indenture (other than defaults specified in
clauses (i) or (ii) above); 
 (iv) any of the Company’s Indebtedness in the aggregate outstanding principal
amount of $250 million or more either: 
 (A) becomes due and payable prior to the due date for payment of such Indebtedness
by reason of acceleration of such Indebtedness following a default by the Company; or 

  
 16 

 (B) is not repaid at, and remains unpaid after, maturity as extended by any
applicable period of grace or any guarantee given by us in respect of Indebtedness of any other Person in the aggregate outstanding principal amount of $250 million or more is not honored when, and remains dishonored after, becoming due; 

(v) the Company pursuant to or within the meaning of any Bankruptcy Law (A) commences a voluntary case, (B) consents
to the entry of an order for relief against it in an involuntary case, (C) consents to the appointment of a custodian of it or for all or substantially all of its property or (D) makes a general assignment for the benefit of its creditors;
or 
 (vi) a court of competent jurisdiction enters an order or decree under any Bankruptcy Law that (A) is for relief
against the Company in an involuntary case, (B) appoints a custodian of the Company for all or substantially all of the Company’s properties, or (C) orders the liquidation of the Company, and, in any of the above cases, the order or
decree remains unstayed and in effect for 90 days. 
 (b) Acceleration of Maturity. In the case of an Event of Default specified in
clause (v) or (vi) of Section 1.07(a), all outstanding Notes will become due and payable immediately without further action or notice. If any other Event of Default occurs and is continuing, the Trustee or the Holders of at least 25% in aggregate
principal amount of the then outstanding Notes may declare all the Notes to be due and payable immediately by notice in writing to the Company (and to the Trustee if written notice is given by such Holders). Upon any such declaration, the Notes
shall become due and payable immediately. 
 The Holders of a majority in aggregate principal amount of the then outstanding Notes by
written notice to the Trustee may, on behalf of all of the Holders, rescind an acceleration and its consequences with respect to such Notes, if the rescission would not conflict with any judgment or decree and if all existing Events of Default with
respect to such Notes (except nonpayment of principal, interest or premium that has become due solely because of the acceleration) have been cured or waived. 

Section 1.08. Book-Entry Provisions for Global Notes. (a) Each Global Note initially shall (i) be registered in the name
of the Depositary for such Global Note or the nominee of such Depositary, in each case for credit to the account of an Agent Member, and (ii) be delivered to the Trustee as custodian for such Depositary. None of the Company, any agent of the
Company or the Trustee shall have any responsibility or liability for any aspect of the records relating to or payments made on account of beneficial ownership interests of a Global Note, or for maintaining, supervising or reviewing any records
relating to such beneficial ownership interests. 
 (b) Members of, or participants in, the Depositary (“Agent Members”)
shall have no rights under this Indenture with respect to any Global Note held on their behalf by the Depositary, or its custodian, or under such Global Notes. The Depositary may be treated by the Company, any other obligor upon the Notes, the
Trustee and any agent of 

  
 17 

 
any of them as the absolute owner of the Global Notes for all purposes whatsoever. Notwithstanding the foregoing, nothing herein shall prevent the Company, any other obligor upon the Notes, the
Trustee or any agent of any of them from giving effect to any written certification, proxy or other authorization furnished by the Depositary or impair, as between the Depositary and its Agent Members, the operation of customary practices governing
the exercise of the rights of a beneficial owner of any Note. The Holder of a Global Note may grant proxies and otherwise authorize any Person, including Agent Members and Persons that may hold interests through Agent Members, to take any action
that a Holder is entitled to take under this Indenture or the Notes. 
 (c) Transfers of a Global Note shall be limited to transfers of such
Global Note in whole, but, subject to the immediately succeeding sentence, not in part, to the Depositary, its successors or their respective nominees. Interests of beneficial owners in a Global Note may not be transferred or exchanged for physical
Notes unless (i) the Company has consented thereto in writing, or such transfer or exchange is made pursuant to the next sentence, and (ii) such transfer or exchange is in accordance with the applicable rules and procedures of the
Depositary. Subject to the limitation on issuance of physical Notes, physical Notes shall be transferred to all beneficial owners in exchange for their beneficial interests in the relevant Global Note, if (i) the Depositary notifies the Company
at any time that it is unwilling or unable to continue as Depositary for the Global Notes and a successor depositary is not appointed within 120 days; (ii) the Depositary ceases to be registered as a “Clearing Agency” under the
Exchange Act and a successor depositary is not appointed within 120 days; or (iii) the Company, at its option, notifies the Trustee that it elects to cause the issuance of physical Notes. 

(d) The transfer and exchange of a Global Note or beneficial interests therein shall be effected through the Depositary, in accordance with
this Indenture (including applicable restrictions on transfer set forth in Section 1.09) and the Applicable Procedures therefor of the Depositary. Any beneficial interest in one of the Global Notes that is transferred to a Person who takes
delivery in the form of an interest in a different Global Note will, upon transfer, cease to be an interest in such Global Note and become an interest in the other Global Note and, accordingly, will thereafter be subject to all transfer
restrictions, if any, and other procedures applicable to beneficial interests in such other Global Note for as long as it remains such an interest. A transferor of a beneficial interest in a Global Note shall deliver to the Registrar a written order
given in accordance with the Depositary’s Applicable Procedures containing information regarding the participant account of the Depositary to be credited with a beneficial interest in the relevant Global Note. The Registrar shall, in accordance
with such instructions, instruct the Depositary to credit to the account of the Person specified in such instructions a beneficial interest in such Global Note and to debit the account of the Person making the transfer the beneficial interest in the
Global Note being transferred. 
 Section 1.09. Satisfaction and Discharge of Indenture.This Section 1.09 shall replace
Section 9.01(a) of the Base Indenture with respect to the Notes only. 

  
 18 

 (a) either (i) all the Notes that have been authenticated and delivered have been cancelled
or delivered to the Trustee for cancellation (other than any Notes which shall have been destroyed, lost or stolen and which shall have been replaced or paid as provided in Section 2.09 of the Base Indenture); or (ii) all the Notes issued
that have not been cancelled or delivered to the Trustee for cancellation shall have become due and payable, or are by their terms to become due and payable at their final maturity within one year, or are to be called for redemption within one year,
under irrevocable arrangements satisfactory to the Trustee for the giving of notice of redemption by the Trustee in the Company’s name, and at the Company’s expense and the Company shall have irrevocably deposited or caused to be deposited
with the Trustee sufficient funds to pay and discharge the entire indebtedness on the Notes to pay principal, interest, if any, and any premium, which for purposes of this provision shall be calculated without applying any “present value
discount” and using a Treasury Rate of no less than zero. 
 Section 1.10. Successors. Upon any consolidation or merger, or
any sale, transfer, lease, conveyance or other disposition of the assets of the Company substantially as an entirety in a transaction that is subject to, and that complies with the provisions of, Article 8 of the Base Indenture, the successor Person
formed by such consolidation or into or with which the Company is merged or to which such sale, lease, transfer, conveyance or other disposition is made shall succeed to, and be substituted for (so that from and after the date of such consolidation,
merger, sale, lease, transfer, conveyance or other disposition, the provisions of this Indenture referring to the “Company” shall refer instead to the successor Person and not to the Company), and may exercise every right and power of the
Company under this Indenture with the same effect as if such successor Person had been named as the Company herein; provided, however, that the predecessor Company shall not be relieved from the obligation to pay the principal of and interest on the
Notes except in the case of a sale of all of the Company’s assets in a transaction that is subject to, and that complies with the provisions of, this Section 1.10. 

ARTICLE 2 
 Miscellaneous 

Section 2.01. Definitions. Capitalized terms used but not defined in this Second Supplemental Indenture shall have the meanings
ascribed thereto in the Base Indenture. 
 Section 2.02. Confirmation of Indenture. The Base Indenture, as supplemented and
amended by this Second Supplemental Indenture, is in all respects ratified and confirmed, and the Base Indenture, this Second Supplemental Indenture and all indentures supplemental thereto shall be read, taken and construed as one and the same
instrument. 
 Section 2.03. Governing Law. THIS INDENTURE AND THE NOTES, INCLUDING ANY CLAIM OR CONTROVERSY ARISING OUT OF OR
RELATING TO THE INDENTURE OR THE NOTES, SHALL BE GOVERNED BY THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO CONFLICT OF LAW PRINCIPLES THAT WOULD RESULT IN THE APPLICATION OF ANY LAW OTHER THAN THE LAW OF THE STATE OF NEW YORK. 

  
 19 

 Section 2.04. Severability. In case any provision in this Second Supplemental
Indenture or in the Notes shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby. 

Section 2.05. Counterparts. This Second Supplemental Indenture may be executed in any number of counterparts and by the parties
hereto in separate counterparts, each of which when so executed shall be deemed to be an original and all of which taken together shall constitute one and the same agreement. 

Section 2.06. No Benefit. Nothing in this Second Supplemental Indenture, express or implied, shall give to any person other than
the parties hereto and their successors or assigns, and the Holders of the Notes, any benefit or legal or equitable rights, remedy or claim under this Second Supplemental Indenture or the Base Indenture. 

Section 2.07. Trustee. The Trustee makes no representations or warranties as to the validity or sufficiency of this Second
Supplemental Indenture. 

  
 20 

 IN WITNESS WHEREOF, the parties hereto have caused the Indenture to be duly executed as of the
date set forth above. 
  

			
	DXC TECHNOLOGY COMPANY
		
	By:	 	  

		 	Name: Paul Saleh
		 	 Title: Executive Vice President,
 Chief
Financial Officer

		
	By:	 	  

		 	Name: Neil A. Manna
		 	 Title: Principal Accounting
 Officer, Senior
Vice President and Controller

 [Signature Page to Second Supplemental Indenture] 

  

 
			
	 U.S. BANK NATIONAL ASSOCIATION,
 as
Trustee

		
	By:	 	  

		 	Name: Elizabeth A. Boyd
		 	Title: Vice President

 [Signature Page to Second Supplemental Indenture] 

  

 EXHIBIT A 

FORM OF GLOBAL NOTE 

[Global Notes Legend] 
 THIS SECURITY IS A
REGISTERED GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF THE DEPOSITORY TRUST COMPANY ( THE “DEPOSITARY”) OR A NOMINEE OF THE DEPOSITARY. THIS SECURITY IS EXCHANGEABLE FOR
SECURITIES REGISTERED IN THE NAME OF A PERSON OTHER THAN THE DEPOSITARY OR ITS NOMINEE ONLY IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE, AND MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITARY TO A NOMINEE OF THE DEPOSITARY, BY A
NOMINEE OF THE DEPOSITARY TO THE DEPOSITARY OR ANOTHER NOMINEE OF THE DEPOSITARY OR BY THE DEPOSITARY OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITARY OR A NOMINEE OF SUCH A SUCCESSOR DEPOSITARY. 

UNLESS THIS SECURITY IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR
PAYMENT, AND ANY SECURITY ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS
REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN. 

  
 A-1 

 FORM OF 4.45% SENIOR NOTES DUE 2022 

 

			
	No. [        ]	 	$[            ]

 CUSIP No.
                     
 DXC
TECHNOLOGY COMPANY 
 DXC TECHNOLOGY COMPANY (F.K.A. EVERETT SPINCO, INC.), a Nevada corporation (the “Company”), promises to
pay to Cede & Co., or registered assigns, the principal sum of                     Dollars
($                    ) on September 18, 2022. 

Interest Payment Dates: March 15 and September 15 

Record Dates: March 1 and September 1 

Each holder of this Note (as defined below), by accepting the same, agrees to and shall be bound by the provisions hereof and of the Indenture
described herein, and authorizes and directs the Trustee described herein on such holder’s behalf to be bound by such provisions. Each holder of this Note hereby waives all notice of the acceptance of the provisions contained herein and in the
Indenture and waives reliance by such holder upon said provisions. 
 This Note shall not be entitled to any benefit under the Indenture, or
be valid or become obligatory for any purpose, until the Certificate of Authentication hereon shall have been manually signed by or on behalf of the Trustee. The provisions of this Note are continued on the reverse side hereof, and such continued
provisions shall for all purposes have the same effect as though fully set forth at this place. 

  
 A-2 

 IN WITNESS WHEREOF, the Company has caused this Note to be signed in accordance with the
Indenture. 
 Date:             , 2017 

 

			
	DXC TECHNOLOGY COMPANY
		
	By:	 	  

		 	Name: Paul Saleh
		 	 Title: Executive Vice President,
 Chief
Financial Officer

		
	By:	 	  

		 	Name: Neil A. Manna
		 	 Title: Principal Accounting Officer,
 Senior
Vice President and Controller

  
 A-3 

 CERTIFICATE OF AUTHENTICATION 

This is one of the 4.45% Senior Notes due 2022 issued by DXC Technology Company of the series designated therein referred to in the
within-mentioned Indenture. 
 Date:             , 2017 

 

			
	 U.S. BANK NATIONAL ASSOCIATION,
 as
Trustee

		
	By:	 	  

		 	Authorized Signatory

  
 A-4 

 DXC Technology Company 

4.45% Senior Notes due 2022 

This note is one of a duly authorized series of debt securities of DXC Technology Company (f.k.a. Everett SpinCo, Inc.), a Nevada
corporation (the “Company”), issued or to be issued in one or more series under and pursuant to an Indenture for the Company’s debentures, notes or other debt instruments evidencing its Indebtedness, dated as of March 27,
2017 (the “Base Indenture”), duly executed and delivered by and among the Company and U.S. Bank National Association (the “Trustee”), as supplemented by the Second Supplemental Indenture, dated as of
            , 2017 (the “Second Supplemental Indenture”), by and between the Company and the Trustee. The Base Indenture as supplemented and amended by the Second
Supplemental Indenture is referred to herein as the “Indenture.” By the terms of the Base Indenture, the debt securities issuable thereunder are issuable in series that may vary as to amount, date of maturity, rate of interest and
in other respects as provided in the Base Indenture. This note is one of the series designated on the face hereof (individually, a “Note,” and collectively, the “Notes”), and reference is hereby made to the
Indenture for a description of the rights, limitations of rights, obligations, duties and immunities of the Trustee, the Company and the Holders of the Notes (the “Holders”). Capitalized terms used herein and not otherwise defined
shall have the meanings given them in the Base Indenture or the Second Supplemental Indenture, as applicable. 
 1. Interest.
The rate at which the Notes shall bear interest shall be 4.45% per year. [The date from which interest shall accrue on the Notes shall be March 15, 2017 or the most recent Interest Payment Date to which interest has been paid or provided
for.]1 [Interest on this Note will accrue (or will be deemed to have accrued) from the most recent date to which interest on this Note or any of its predecessor Notes has been paid or duly
provided for or, if no such interest has been paid, from                    ,         .]2 The Interest Payment Dates for the Notes shall be March 15 and September 15 of each year, beginning September 15, 2017. Interest shall be payable on each Interest Payment Date to the
Holders of record at the close of business on the March 1 and September 1 prior to each Interest Payment Date. The basis upon which interest shall be calculated shall be that of a 360-day year consisting of twelve 30-day months. 

2. Method of Payment. The Company will pay interest on the Notes (except defaulted interest), if any, to the persons in whose name such Notes
are registered at the close of business on the regular record date referred to on the facing page of this Note for such interest installment. In the event that the Notes or a portion thereof are called for redemption and the Redemption Date is
subsequent to a regular record date with respect to any Interest Payment Date and prior to such Interest Payment Date, interest on such Notes will be paid upon presentation and surrender of such Notes as provided in the Indenture. The principal of
and the interest on the Notes shall be payable in Dollars, at the office or agency of the Company maintained for that purpose in accordance with the Indenture. 

 

	1 	Include only for Initial Notes. 

	2 	 Include only for Additional Notes. 

  
 A-5 

 3. Paying Agent and Registrar. Initially, the Trustee will act as paying agent and
Registrar. The Company may change or appoint any paying agent or Registrar without notice to any Holder. 
 4. Indenture. The terms
of the Notes include those stated in the Indenture and those made part of the Indenture by reference to the Trust Indenture Act of 1939 (“Trust Indenture Act”) as in effect on the date the Indenture is qualified. The Notes are
subject to all such terms, and Holders are referred to the Indenture and the Trust Indenture Act for a statement of such terms. The Notes are senior unsecured obligations of the Company and constitute the series designated on the face hereof as the
“4.45% Senior Notes due 2022”, initially limited to $                    in aggregate principal amount. The Company will furnish to any
Holders upon written request and without charge a copy of the Base Indenture and the Second Supplemental Indenture. Requests may be made to: DXC Technology Company, 1775 Tysons Boulevard, Tysons, Virginia 22102, Attention: General Counsel. 

5. Redemption. The Notes shall be redeemable as a whole or in part, at the Company’s option, at any time or from time to time, as
provided in Section 1.05 of the Second Supplemental Indenture. 
 6. Mandatory Redemption or Sinking Fund. The Company is not
required to make mandatory redemption or sinking fund payments with respect to the Notes. 
 7. Change of Control Triggering Event.
If a Change of Control Triggering Event occurs with respect to the Notes, unless the Company has redeemed such Notes as described in Section 1.05 of the Second Supplemental Indenture, the Company will make an offer to each Holder of such Notes
to repurchase all or any part (equal to $2,000 or an integral multiple of $1,000 in excess thereof) of that Holder’s Notes at a repurchase price, payable in cash, equal to 101% of the aggregate principal amount of Notes repurchased, plus
accrued and unpaid interest, on the Notes repurchased to the date of repurchase. Within 30 days following any Change of Control Triggering Event or, at the Company’s option, prior to any Change of Control, but after public announcement of the
transaction that constitutes or may constitute the Change of Control, a notice will be sent to Holders of the Notes, with a copy to the Trustee, describing the transaction that constitutes or may constitute the Change of Control Triggering Event and
offering to repurchase such Notes on the date specified in the notice, which date will be no earlier than 30 days and no later than 90 days from the date such notice is mailed, in accordance with Section 1.06(d) of the Second Supplemental
Indenture. 
 8. Denominations, Transfer, Exchange. The Notes are in registered form without coupons in minimum denominations of
$2,000 or any integral multiple of $1,000 in excess thereof. The transfer of Notes may be registered and Notes may be exchanged as provided in Section 1.04 and Section 1.08 of the Second Supplemental Indenture and Section 1.09 and
Section 2.08 of the Base Indenture. The Notes may be presented for exchange or for registration of transfer at the office of the Company or its agency designated by the Company for such purpose. 

  
 A-6 

 9. Persons Deemed Owners. The person in whose name this Note is registered may be treated
as its owner for all purposes. 
 10. Repayment to the Company. The Trustee and the paying agent shall pay to the Company upon
request any money held by them for the payment of principal and interest that remains unclaimed for two years. After that, Holders entitled to the money must look to the Company for payment as general creditors unless an applicable abandoned
property law designates another person. 
 11. Amendments, Supplements and Waivers. Subject to certain exceptions, the Company and
the Trustee may amend or supplement the Indenture and the Notes with the written consent (including consents obtained in connection with a tender offer or exchange offer for Notes) of the Holders of a majority in principal amount of the then
outstanding Notes, and compliance with any provision of the Indenture and the Notes may be waived with the written consent (including consents obtained in connection with a tender offer or exchange offer for Notes) of the Holders of a majority in
principal amount of the then outstanding Notes. The Company and the Trustee may amend or supplement the Indenture and the Notes without notice to or consent of any Holder as provided in the Indenture, including, without limitation, to maintain the
qualification of the Indenture under the Trust Indenture Act or to cure any ambiguity, defect or inconsistency or make any change that would not adversely affect the legal rights under the Indenture of any Holder in any material respect. 

12. Defaults and Remedies. If an Event of Default with respect to the Notes occurs and is continuing (other than an Event of Default in
Section 1.07(a)(v) or 1.07(a)(vi) of the Second Supplemental Indenture), then in every such case the Trustee or the Holders of not less than 25% in principal amount of the outstanding Notes may declare the principal amount of and accrued and unpaid
interest, if any, on all the Notes to be due and payable immediately, by a notice in writing to the Company (and to the Trustee if given by the Holders), and upon such declaration such principal amount and accrued and unpaid interest, if any, shall
become immediately due and payable. If an Event of Default specified in Sections 1.07(a)(v) or 1.07(a)(vi) of the Second Supplemental Indenture shall occur, the principal of and accrued and unpaid interest, if any, on all outstanding Notes shall
ipso facto become and be immediately due and payable without any declaration or other act on the part of the Trustee or any Holder of outstanding Notes. Subject to the terms of the Indenture, if an Event of Default under the Indenture shall
occur and be continuing, the Trustee will be under no obligation to exercise any of the rights or powers vested in it by the Indenture at the request or direction of any of the Holders unless such Holders shall have offered the Trustee security or
indemnity satisfactory to it. Upon satisfaction of certain conditions set forth in the Indenture, the Holders of a majority in principal amount of the outstanding Notes shall have the right to direct the time, method and place of conducting any
proceeding for any remedy available to the Trustee, or exercising any trust or power conferred on the Trustee, with respect to the Notes. 

  
 A-7 

 13. Trustee May Hold Securities. The Trustee, subject to certain limitations imposed by
the Trust Indenture Act, in its individual or any other capacity, may become the owner or pledgee of Notes with the same rights it would have if it were not Trustee, paying agent or Registrar. 

14. No Recourse Against Others. A director, officer, employee or stockholder (past or present), as such, of the Company shall not have
any liability for any obligations of the Company under the Notes or the Indenture or for any claim based on, in respect of or by reason of such obligations or their creation. Each Holder by accepting a Note waives and releases all such liability.
The waiver and release are part of the consideration for the issue of the Notes. 
 15. Discharge of Indenture. The Indenture
contains certain provisions pertaining to discharge and defeasance, which provisions shall for all purposes have the same effect as if set forth herein. 

16. Authentication. This Note shall not be valid until the Trustee manually signs the certificate of authentication attached to the
other side of this Note. 
 17. Trust Indenture Act Controls. This Indenture incorporates and is governed by the provisions of the
Trust Indenture Act that are required to be part of and to govern indentures qualified under the Trust Indenture Act. If any provision of this Indenture limits, qualifies or conflicts with the duties imposed by the Trust Indenture Act, the imposed
duties shall control. 
 18. Abbreviations. Customary abbreviations may be used in the name of a Holder or an assignee, such as: TEN
COM (= tenants in common), TEN ENT (= tenants by the entireties), JT TEN (= joint tenants with right of survivorship and not as tenants in common), CUST (= Custodian), and U/G/M/A (= Uniform Gifts to Minors Act). 

19. Governing Law. THE INDENTURE AND THIS NOTE, INCLUDING ANY CLAIM OR CONTROVERSY ARISING OUT OF OR RELATING TO THE INDENTURE OR THIS
NOTE, SHALL BE GOVERNED BY THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO CONFLICT OF LAW PRINCIPLES THAT WOULD RESULT IN THE APPLICATION OF ANY LAW OTHER THAN THE LAW OF THE STATE OF NEW YORK. 

  
 A-8 

 ASSIGNMENT FORM 

To assign this Note, fill in the form below: (I) or (we) assign and transfer this Note to: 

 

                          
                                   

	
	 (Insert assignee’s legal name)
  

 

	 (Insert assignee’s soc. sec. or tax I.D. no.)

	
	  

	
	  

	
	  

	
	  

	 (Print or type assignee’s name, address and zip
code)

	
	 and irrevocably
appoint                                        
                                         
                                         
                                         
               
 agent to transfer
this Note on the books of the Company. The agent may substitute another to act for him.

	
	
Date:                  
                  

	  

  

			
	Your	 	
	Signature:	 	  

	 (Sign exactly as your name appears on the face of

this Note)

  

			
	Signature	 	
	Guarantee:	 	  

		 	(Signature must be guaranteed by a participant in a recognized Signature Guarantee Medallion Program (or other signature guarantor acceptable to the Trustee))

  
 A-9 

 OPTION OF HOLDER TO ELECT PURCHASE 

If you want to elect to have this Note purchased by the Company pursuant to Section 1.06(d) of the Second Supplemental Indenture, check the
box: 
  

	 	☐	1.06(d) Change of Control Triggering Event 

 If you want to elect to have only part of this
Note purchased by the Company pursuant to Section 1.06(d) of the Second Supplemental Indenture, state the amount: $                    . 

 

									
	Date:	 	  
	 		 	Your	 	  

		 		 		 	Signature: (Sign exactly as your name appears on the other side of the Note)
					
		 		 		 	Tax I.D.	 	  

		 		 		 	number:	 	

  

			
	Signature	 	
	Guarantee:	 	  

		 	(Signature must be guaranteed by a participant in a recognized Signature Guarantee Medallion Program (or other signature guarantor acceptable to the Trustee))

  
 A-10 

 SCHEDULE OF EXCHANGES OF INTERESTS IN THE GLOBAL NOTE 

The following exchanges of a part of this Global Note for an interest in another Global Note or for a Definitive Security, or exchanges of a
part of another Global Note or Definitive Security for an interest in this Global Note, have been made: 
  

									
	 Date of Exchange
	  	 Amount of decrease in
Principal Amount of this
Global
Note
	  	 Amount of increase in
Principal Amount of this
Global
Note
	  	 Principal Amount of

this Global Note
 following
such
 decrease (or increase)
	  	 Signature of

authorized officer of

Trustee or custodian

  
 A-11Exhibit 10.1

 

[Execution]

 

AMENDMENT NO. 2 TO CREDIT AGREEMENT AND
 AMENDMENT NO. 1 TO COLLATERAL AGREEMENT

 

AMENDMENT NO. 2 TO CREDIT AGREEMENT AND AMENDMENT NO. 1 TO COLLATERAL AGREEMENT, dated as of May 26, 2017 (this “Amendment No. 2”), is by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association, in its capacity as administrative agent pursuant to the Credit Agreement (as hereinafter defined) acting for and on behalf of the parties thereto as lenders (in such capacity, “Administrative Agent”), the parties to the Credit Agreement as lenders (individually, each a “Lender” and collectively, “Lenders”), BOOT BARN, INC., a Delaware corporation (“Boot Barn”), SHEPLERS, INC., as Kansas corporation  (“Sheplers” and together with Boot Barn, each individually, a “Borrower” and, collectively, “Borrowers”), BOOT BARN HOLDINGS, INC., a Delaware corporation (“Holdings”) and SHEPLERS HOLDING CORPORATION,  a Delaware corporation (“Sheplers Holding”, and together with Holdings, each individually, a “Guarantor” and, collectively, “Guarantors”).

 

W  I  T  N  E  S  S  E  T  H :

 

WHEREAS, Administrative Agent, Lenders, Borrowers and Guarantors have entered into financing arrangements pursuant to which Lenders (or Administrative Agent on behalf of Lenders) may make loans and advances and provide other financial accommodations to Borrowers as set forth in the Credit Agreement, dated as of June 29, 2015, by and among Administrative Agent, Lenders, Borrowers and Guarantors,  as amended by Amendment No. 1 to Credit Agreement, dated as of January 25, 2017 (as the same now exists and is amended and supplemented pursuant hereto and may hereafter be further amended, modified, supplemented, extended, renewed, restated or replaced, the “Credit Agreement”), the Collateral Agreement, dated as of June 29, 2015, by and among Administrative Agent, Borrowers and Guarantors (as the same now exists and is amended and supplemented pursuant hereto and may hereafter be further amended, modified, supplemented, extended, renewed, restated or replaced, the “Collateral Agreement”) and the other Loan Documents;

 

WHEREAS, Borrowers desire to amend certain provisions of the Credit Agreement and the Collateral Agreement as set forth herein, and Administrative Agent and Lenders are willing to agree to such amendments on the terms and subject to the conditions set forth herein; and

 

WHEREAS, by this Amendment No. 2, Administrative Agent, Lenders, Borrowers and Guarantors desire and intend to evidence such amendments.

 

NOW THEREFORE, in consideration of the foregoing and the mutual agreements and covenants contained herein, and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:

 

 

1.     Definitions.

 

(a)           Additional Definitions.  The Credit Agreement and the other Loan Documents shall be deemed and are hereby amended to include, in addition and not in limitation, the following definitions:

 

(i)          “Amendment No. 2” shall mean Amendment No. 2 to Credit Agreement, dated as of May 26, 2017, by and among Administrative Agent, Lenders, Borrowers and Guarantors, as the same now exists or may hereafter be amended, modified, supplemented, extended, renewed, restated or replaced.

 

(ii)         “Bail-In Action” shall mean the exercise of any Write-Down and Conversion Powers by the applicable EEA Resolution Authority in respect of any liability of an EEA Financial Institution.

 

(iii)        “Bail-In Legislation” shall mean, with respect to any EEA Member Country implementing Article 55 of Directive 2014/59/EU of the European Parliament and of the Council of the European Union, the implementing law for such EEA Member Country from time to time which is described in the EU Bail-In Legislation Schedule.

 

(iv)       “EEA Financial Institution” shall mean (a) any credit institution or investment firm established in any EEA Member Country which is subject to the supervision of an EEA Resolution Authority, (b) any entity established in an EEA Member Country which is a parent of an institution described in clause (a) of this definition, or (c) any financial institution established in an EEA Member Country which is a subsidiary of an institution described in clauses (a) or (b) of this definition and is subject to consolidated supervision with its parent.

 

(v)        “EEA Member Country” shall mean any of the member states of the European Union, Iceland, Liechtenstein, and Norway.

 

(vi)       “EEA Resolution Authority” shall mean any public administrative authority or any person entrusted with public administrative authority of any EEA Member Country (including any delegee) having responsibility for the resolution of any EEA Financial Institution.

 

(vii)      “EU Bail-In Legislation Schedule” means the EU Bail-In Legislation Schedule published by the Loan Market Association (or any successor person), as in effect from time to time.

 

(viii)     “Write-Down and Conversion Powers” shall mean, with respect to any EEA Resolution Authority, the write-down and conversion powers of such EEA Resolution Authority from time to time under the Bail-In Legislation for the applicable EEA Member Country, which write-down and conversion powers are described in the EU Bail-In Legislation Schedule.

 

2

 

(b)           Amendments to Definitions.

 

(i)            The definition of “Maturity Date” set forth in the Credit Agreement is hereby deleted in its entirety and replaced with the following:

 

“ ‘Maturity Date’ means the earliest to occur of (a) May 26, 2022, or such later date, to the extent applicable, determined in accordance with Section 2.9, (b) the date of termination of the entire Revolving Credit Commitment by the Borrowers pursuant to Section 2.5, (c) the date of termination of the Revolving Credit Commitment pursuant to Section 10.2(a), and (d) ninety (90) days prior to the maturity date of the Term Loan Agreement.”

 

(ii)         The definition of “Revolving Credit Commitment” set forth in the Credit Agreement is hereby amended by deleting the second to last sentence of such definition and replacing it with the following:

 

“The aggregate Revolving Credit Commitment of all the Revolving Credit Lenders on the date of Amendment No. 2 shall be $135,000,000.”

 

(c)           Interpretation.  For purposes of this Amendment No. 2, all terms used herein which are not otherwise defined herein, including but not limited to, those terms used in the recitals hereto, shall have the respective meanings assigned thereto in the Credit Agreement as amended by this Amendment No. 2.

 

2.             Schedule 1.1(b) to Credit Agreement.  The existing Schedule 1.1(b) to Credit Agreement (Commitments and Commitment Percentages) is hereby deleted in its entirety and replaced with the new Schedule 1.1(b) that is attached as Exhibit A to this Amendment No. 2.

 

3.             Exhibit F to Credit Agreement.  The existing Exhibit F to Credit Agreement (Form of Officer’s Compliance Certificate) is hereby deleted in its entirety and replaced with the new Exhibit F that is attached as Exhibit B to this Amendment No. 2.

 

4.             Procedure for Advances of Loans.  Section 2.3(a) of the Credit Agreement is hereby amended by adding the following at the end thereof:  “All requests for Loans may be delivered through Agent’s electronic platform or portal.  All such Loan requests which are not made on-line via Agent’s electronic platform or portal shall be subject to (and unless Agent elects otherwise in the exercise of its sole discretion, such Loans shall not be made until the completion of) Agent’s authentication process (with results reasonably satisfactory to Agent) prior to the funding of any such Loan.”

 

5.             Increase in Commitments.  Section 5.13(a)(i) of the Credit Agreement is hereby amended by deleting the reference to “$25,000,000” contained therein and replacing it with “$15,000,000”.

 

3

 

6.             Acknowledgement and Consent to Bail-In of EEA Financial Institutions. Section 12 of the Credit Agreement is hereby amended by adding the following new Section 12.25 at the end thereof:

 

“12.25 Acknowledgement and Consent to Bail-In of EEA Financial Institutions. Notwithstanding anything to the contrary in any Loan Document or in any other agreement, arrangement or understanding among any such parties, each party hereto acknowledges that any liability of any EEA Financial Institution arising under any Loan Document, to the extent such liability is unsecured, may be subject to the write-down and conversion powers of an EEA Resolution Authority and agrees and consents to, and acknowledges and agrees to be bound by:

 

(a) the application of any Write-Down and Conversion Powers by an EEA Resolution Authority to any such liabilities arising hereunder which may be payable to it by any party hereto that is an EEA Financial Institution; and

 

(b) the effects of any Bail-in Action on any such liability, including, if applicable:

 

(i) a reduction in full or in part or cancellation of any such liability;

 

(ii) a conversion of all, or a portion of, such liability into shares or other instruments of ownership in such EEA Financial Institution, its parent undertaking, or a bridge institution that may be issued to it or otherwise conferred on it, and that such shares or other instruments of ownership will be accepted by it in lieu of any rights with respect to any such liability under this Agreement or any other Loan Document; or

 

(iii) the variation of the terms of such liability  in connection with the exercise of the write-down and conversion powers of any EEA Resolution Authority.”

 

7.             Amendment to Collateral Agreement.  Section 4.3(iv) of the Collateral Agreement is hereby deleted in its entirety and replaced with the following:

 

“(iv)  the location of any Collateral consisting of Inventory, Equipment or Fixtures (whether now owned or hereafter acquired), other than (a) Collateral that is in transit to a location on Schedule 3.6, (b) Collateral that is disposed of in a transaction not prohibited by the Loan Documents, (c) Inventory that is temporarily located at an off-site retail event or other similar location for a period of not longer than sixty (60) days or (d) in connection with the opening of any new Store in the event that such new Store shall consist of Collateral having a value of less than $2,500,000, provided, that, in lieu of the 15 days’ prior written notice required above, notice with respect to a change in location of any Inventory 

 

4

 

resulting from the opening or closing of Stores shall be reported by Administrative Borrower pursuant to delivery to Administrative Agent, on the same day on which the Administrative Borrower is required to provide an Officer’s Compliance Certificate pursuant to Section 8.2(a) of the Credit Agreement for the most recently ended Fiscal Quarter, of a report setting forth all of the new Stores opened and all Stores closed by Borrowers during the most recently ended Fiscal Quarter, which report shall constitute an update to Schedule 3.6.”

 

8.             Schedules to Collateral Agreement.  The existing Schedules to the Collateral Agreement are hereby replaced in their entirety with the new Schedules to the Collateral Agreement that are attached as Exhibit C to this Amendment No. 2.

 

9.             Amendment Fee.  In consideration of the amendments set forth herein, Borrowers shall on the date hereof, pay to Agent, for the account of Lenders, or Agent, at its option, may charge the loan account of Borrowers maintained by Agent, an amendment fee in the amount of $113,750, which fee is fully earned and payable as of the date hereof and shall constitute part of the Obligations.

 

10.          Representations and Warranties.  Each Borrower and each Guarantor represents and warrants with and to Administrative Agent and Lenders as follows, which representations and warranties shall survive the execution and delivery hereof:

 

(a)           no Default or Event of Default has occurred and is continuing as of the date of this Amendment No. 2;

 

(b)           this Amendment No. 2 and each other agreement to be executed and delivered by Borrowers and Guarantors in connection herewith (collectively, together with this Amendment No. 2, the “Amendment Documents”) has been duly executed and delivered and authorized by all necessary corporate action on the part of each Borrower and each Guarantor which is a party hereto, and the agreements and obligations of each Borrower and each Guarantor contained herein and therein constitute legal, valid and binding obligations of each Borrower and each Guarantor, enforceable against each Borrower and each Guarantor in accordance with their terms, except as enforceability is limited by bankruptcy, insolvency, reorganization, moratorium or other laws relating to or affecting generally the enforcement of creditors’ rights and the availability of equitable remedies;

 

(c)           the execution, delivery and performance of each Amendment Document (i) are all within each Borrower’s and each Guarantor’s corporate powers, (ii) do not violate any Applicable Law relating to any Credit Party or any Subsidiary thereof where such violation could reasonably be expected to have a Material Adverse Effect, (iii) do not contravene the terms of any Borrower’s or any Guarantor’s certificate or articles of incorporation of formation, by laws or other organizational documentation, and (iv) do not conflict with, result in a breach of or cause a default under any Material Contract to which any Borrower or any Guarantor is a party which could reasonably be expected to have a Material Adverse Effect; and

 

5

 

(d)           all of the representations and warranties set forth in the Credit Agreement and the other Loan Documents, each as amended hereby, are true and correct in all material respects on and as of the date hereof, as if made on the date hereof, except to the extent any such representation or warranty is made as of a specified date, in which case such representation or warranty shall have been true and correct in all material respects as of such date.

 

11.          Conditions Precedent. The amendments contained herein shall only be effective upon the satisfaction of each of the following conditions precedent:

 

(a)           Administrative Agent shall have received counterparts of this Amendment No. 2, duly authorized, executed and delivered by Borrowers, Guarantors and the Lenders;

 

(b)           Administrative Agent shall have received, in form and substance satisfactory to it, an amendment to the Trademark Security Agreement, duly authorized, executed and delivered by Borrowers;

 

(c)           Administrative Agent shall have received, in form and substance satisfactory to it, an executed copy of the amendment to the Term Loan Agreement, duly authorized, executed and delivered by Term Loan Agent, Term Loan Lenders, Borrowers and Guarantors;

 

(d)           Administrative Agent shall have received in immediately available funds (or Administrative Agent has charged the loan account of Borrowers) the full amount of the fee referred to in Section 9 hereof; and

 

(e)           no Default or Event of Default shall have occurred and be continuing, as of the date of this Amendment No. 2.

 

12.          Effect of this Amendment.  Except as expressly set forth herein, no other amendments, consents, changes or modifications to the Loan Documents are intended or implied, and in all other respects the Loan Documents are hereby specifically ratified, restated and confirmed by all parties hereto as of the effective date hereof and Borrower shall not be entitled to any other or further amendment by virtue of the provisions of this Amendment No. 2 or with respect to the subject matter of this Amendment No. 2.  To the extent of conflict between the terms of this Amendment No. 2 and the other Loan Documents, the terms of this Amendment No. 2 shall control.  The Credit Agreement and this Amendment No. 2 shall be read and construed as one agreement.

 

13.          Governing Law.  The validity, interpretation and enforcement of this Amendment No. 2 and any dispute arising out of the relationship between the parties hereto whether in contract, tort, equity or otherwise, shall be governed by the internal laws of the State of New York but excluding any principles of conflicts of law or other rule of law that would cause the application of the law of any jurisdiction other than the laws of the State of New York.

 

6

 

14.          Binding Effect.  This Amendment No. 2 shall be binding upon and inure to the benefit of each of the parties hereto and their respective successors and assigns permitted  pursuant to Section 12.9 of the Credit Agreement.

 

15.          Entire Agreement.  This Amendment No. 2 represents the entire agreement and understanding concerning the subject matter hereof among the parties hereto, and supersedes all other prior agreements, understandings, negotiations and discussions, representations, warranties, commitments, proposals, offers and contracts concerning the subject matter hereof, whether oral or written.

 

16.          Headings.  The headings listed herein are for convenience only and do not constitute matters to be construed in interpreting this Amendment No. 2.

 

17.          Counterparts.  This Amendment No. 2 may be executed in any number of counterparts, each of which shall be an original, but all of which taken together shall constitute one and the same agreement.  Delivery of an executed counterpart of this Amendment No. 2 by telefacsimile or other electronic method of transmission (including by pdf e-mail transmission) shall have the same force and effect as delivery of an original executed counterpart of this Amendment No. 2.  Any party delivering an executed counterpart of this Amendment No. 2 by telefacsimile or other electronic method of transmission (including by pdf e-mail transmission) shall also deliver an original executed counterpart of this Amendment No. 2, but the failure to do so shall not affect the validity, enforceability, and binding effect of this Amendment No. 2.

 

[REMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK]

 

7

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 2 to be duly executed and delivered by their authorized officers as of the day and year first above written.

 

	
WELLS FARGO BANK,   NATIONAL ASSOCIATION, as Administrative Agent and a Lender
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
By:
    	
/s/ Peter Foley
    	
 
    	
 
    
	
Name: 
    	
Peter Foley
    	
 
    	
 
    
	
Title: 
    	
Director
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
JPMORGAN CHASE BANK, N.A., as a Lender
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
By:   
    	
/s/ Annaliese Fisher
    	
 
    	
 
    
	
Name: 
    	
Annaliese Fisher
    	
 
    	
 
    
	
Title: 
    	
Authorized Officer
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
BORROWERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
BOOT BARN, INC.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Greg Hackman
    
	
 
    	
 
    	
Name:
    	
Greg Hackman
    
	
 
    	
 
    	
Title: 
    	
Chief Financial Officer   and Secretary
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
SHEPLERS, INC.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Greg Hackman
    
	
 
    	
 
    	
Name:
    	
Greg Hackman
    
	
 
    	
 
    	
Title:
    	
Chief Financial Officer   and Secretary
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
GUARANTORS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
BOOT BARN   HOLDINGS, INC.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Greg Hackman
    
	
 
    	
 
    	
Name:
    	
Greg Hackman
    
	
 
    	
 
    	
Title:
    	
Chief Financial Officer   and Secretary
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
SHEPLERS HOLDING   CORPORATION
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Greg Hackman
    
	
 
    	
 
    	
Name:
    	
Greg Hackman
    
	
 
    	
 
    	
Title:
    	
Chief Financial Officer   and Secretary
    

 

Amendment No. 2 to Credit Agreement

 

 

Exhibit A to

Amendment No. 2 to Credit Agreement

 

See attached

 

 

SCHEDULE 1.1(b)

 

COMMITMENTS AND COMMITMENT PERCENTAGES

 

	
Lender
    	
 
    	
Revolving Credit Commitment
    	
 
    	
Revolving Credit
   Commitment Percentage
    	
 
    
	
Wells Fargo Bank, National Association
    	
 
    	
$
    	
97,200,000
    	
 
    	
72
    	
%
    
	
JP Morgan Chase Bank, N.A.
    	
 
    	
$
    	
37,800,000
    	
 
    	
28
    	
%
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Total
    	
 
    	
$
    	
135,000,000
    	
 
    	
100
    	
%
    

 

 

Exhibit B to

Amendment No. 2 to Credit Agreement

 

See attached

 

 

EXHIBIT F

 

FORM OF OFFICER’S COMPLIANCE CERTIFICATE

 

Dated as of:                           

 

The undersigned, on behalf of Boot Barn Holdings, Inc., a Delaware corporation, (“Holdings”), hereby certifies, solely in his capacity as an authorized officer of Holdings and not in any individual capacity, to the Administrative Agent and the Lenders, each as defined in the Credit Agreement referred to below, as follows:

 

1. This certificate is delivered to you pursuant to Section 8.2 of the Credit Agreement dated as of June [  ], 2015 (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), by and among Holdings, Sheplers Holding Corporation, a Delaware corporation, Boot Barn, Inc., a Delaware corporation (“Boot Barn”) and Sheplers, Inc., a Kansas corporation (“Sheplers” together with Boot Barn, each individually a “Borrower”, and collectively, jointly and severally, as the “Borrowers”), the Lenders party thereto and Wells Fargo Bank, National Association, as Administrative Agent, Swingline Lender and Issuing Lender (“Administrative Agent”). Capitalized terms used herein and not defined herein shall have the meanings assigned thereto in the Credit Agreement.

 

2.             I have reviewed the financial statements of Holdings and its Subsidiaries dated as of and for the period[s] then ended and such statements fairly present in all material respects the financial condition of Holdings and its Subsidiaries on a Consolidated basis as of the dates indicated and the results of their operations and cash flows for the period[s] indicated, subject to customary year-end adjustments for unaudited financial statements and the absence of footnotes from unaudited financial statements.

 

3.             I have reviewed the terms of the Credit Agreement, and the related Loan Documents and to the best of my knowledge, no Default or an Event of Default exists as at the date of this certificate.

 

4.             As of the date of this certificate, the Applicable Margin and calculations determining such figures are set forth on the attached Schedule 1,(1)  and Holdings and its Subsidiaries are in compliance with the financial covenant contained in Section 9.13 of the Credit Agreement as shown on such Schedule 1.

 

5.             Schedule 2 attached hereto sets forth all of the new Stores opened and all Stores closed by Borrowers during the most recently ended Fiscal Quarter.

 

[Signature Page Follows]

 

(1)  To be in a form reasonably acceptable to the Administrative Agent.

 

 

IN WITNESS the following signature as of the day and year first written above.

 

 

	
 
    	
BOOT BARN   HOLDINGS, INC.
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    	
 
    
	
 
    	
Title:
    	
 
    

 

 

Schedule 1

 

to

 

Officer’s Compliance Certificate

 

(See attached.)

 

 

Schedule 2

 

to

 

Officer’s Compliance Certificate

 

(Store Openings and Closings)

 

 

Exhibit C to

Amendment No. 2 to Credit Agreement

 

(Schedules to Collateral Agreement)

 

See attached

 

 

SCHEDULE 3.6

to

Collateral Agreement

 

Exact Legal Name; Jurisdiction of Organization; Taxpayer Identification Number; Registered Organization Number; Mailing Address; Chief Executive Office; Locations of Inventory, Equipment and Fixtures; Locations of Books and Records

 

	
Exact Legal
   Name
    	
 
    	
Jurisdiction
   of
   Organization
    	
 
    	
Taxpayer
   Identification
   Number,
   Registered
   Organization
   Number
    	
 
    	
Mailing Address, Chief
   Executive Office
    	
 
    	
Locations of
   Inventory,
   Equipment,
   Fixtures,
   Books, and
   Records
    
	
Boot Barn Holdings, Inc.
    	
 
    	
Delaware
    	
 
    	
90-0776290
    	
 
    	
15345 Barranca Parkway, Irvine, CA 92618
    	
 
    	
[See Attached.]
    
	
Boot Barn, Inc.
    	
 
    	
Delaware
    	
 
    	
[*]
    	
 
    	
15345 Barranca Parkway, Irvine, CA 92618
    	
 
    	
[See Attached.]
    
	
Sheplers Holding Corporation
    	
 
    	
Delaware
    	
 
    	
[*]
    	
 
    	
15345 Barranca Parkway, Irvine, CA 92618
    	
 
    	
[See Attached.]
    
	
Sheplers, Inc.
    	
 
    	
Kansas
    	
 
    	
[*]
    	
 
    	
15345 Barranca Parkway, Irvine, CA 92618
    	
 
    	
[See Attached.]
    

 

[*] Certain Information on this page has been omitted and filed separately with the Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

Locations of Inventory, Equipment and Fixtures; Locations of Books and Records

 

(i)                                     Boot Barn Holdings, Inc. and Boot Barn, Inc. Inventory Locations

 

1.                                      607 North Tustin, Orange, CA.

 

	
Landlord:
    	
KPM   Management, LLC.
    
	
 
    	
 
    
	
 
    	
1131   Dolphin Terrace
    
	
 
    	
 
    
	
 
    	
Corona   Del Mar, CA 92625
    

 

2.                                      1414 West 7th St., Upland, CA 91786.

 

	
Landlord:
    	
The   Abbey Company
    
	
 
    	
 
    
	
 
    	
12447   Lewis Street, Unit #203
    
	
 
    	
 
    
	
 
    	
Garden   Grove, CA 92840
    

 

3.                                      464 Redlands Blvd., San Bernardino, CA.

 

	
Landlord:
    	
Le   Baron Investment
    
	
 
    	
 
    
	
 
    	
2020   E. Orangethorpe, Suite 230
    
	
 
    	
 
    
	
 
    	
Fullerton,   CA 92831
    

 

4.                                      27564 Sierra Hwy, Canyon Country, CA.

 

	
Landlord:
    	
Belmont   One Investment Holdings, LLC
    
	
 
    	
 
    
	
 
    	
c/o:   Mr. Sam Yi
    
	
 
    	
 
    
	
 
    	
One   Properties
    
	
 
    	
 
    
	
 
    	
3807   Wilshire Blvd., Ste. 850
    
	
 
    	
 
    
	
 
    	
Los   Angeles, CA 90010
    

 

5.                                      3394 Tyler, Riverside, CA.

 

	
Landlord:
    	
Dunn   Family Trust Properties
    
	
 
    	
 
    
	
 
    	
1782   Terry Lynn Lane
    
	
 
    	
 
    
	
 
    	
Santa   Ana, CA 92705
    

 

 

6.                                      18420 Hawthorne Blvd., Torrance, CA.

 

	
Landlord:
    	
Apollo   Holdings, LLC
    
	
 
    	
 
    
	
 
    	
15721   S. Western Avenue, Suite 320
    
	
 
    	
 
    
	
 
    	
Gardena,   CA 90247
    

 

7.                                      23762-B Mercury Road, Lake Forest, CA 92630.

 

	
Landlord:
    	
Rockfield   Showplace
    
	
 
    	
 
    
	
 
    	
629   Camino De Los Mares, Suite 201
    
	
 
    	
 
    
	
 
    	
San   Clemente, CA 92673-1313
    

 

8.                                      659 West Arrow Hwy, San Dimas, CA.

 

	
Landlord:
    	
Kuan   Jung Lin
    
	
 
    	
 
    
	
 
    	
c/o:   Tryad Properties, Inc.
    
	
 
    	
 
    
	
 
    	
556   N. Diamond Bar Blvd., Ste.200
    
	
 
    	
 
    
	
 
    	
Diamond   Bar, CA 91765
    

 

9.                                      2405 & 2305 Vista Way, Oceanside, CA 92054.

 

	
Landlord:
    	
Kimco   Realty Corporation
    
	
 
    	
 
    
	
 
    	
3333   New Hyde Park Road
    
	
 
    	
 
    
	
 
    	
New   Hyde Park, NY 11042-0020
    
	
 
    	
 
    
	
 
    	
Attn:   Legal Department
    

 

	
With   Notice:
    	
Kimco   Realty Corporation
    
	
 
    	
 
    
	
 
    	
1631-B   South Melrose Drive
    
	
 
    	
 
    
	
 
    	
Vista,   CA 92083
    
	
 
    	
 
    
	
 
    	
Attn:   Legal Department
    

 

 

10.                               853 Arnele Avenue, El Cajon, CA.

 

	
Landlord:
    	
Parkway   West
    
	
 
    	
 
    
	
 
    	
c/o:   The Total Office
    
	
 
    	
 
    
	
 
    	
964   Fifth Ave., Suite 214
    
	
 
    	
 
    
	
 
    	
San   Diego, CA 92101
    

 

11.                               4411 Mercury Street, Ste. 100, San Diego, CA 92611.

 

	
Landlord:
    	
Balboa   Village LLC
    
	
 
    	
 
    
	
 
    	
5440   Morehouse Drive, Suite 4000
    
	
 
    	
 
    
	
 
    	
San   Diego, CA 92121
    

 

12.                               27250 Madison Ave, Stes. A & B, Temecula, CA.

 

	
Landlord:
    	
BV   Properties
    
	
 
    	
 
    
	
 
    	
2020   East Orangethorpe Ave.
    
	
 
    	
 
    
	
 
    	
Fullerton,   CA 92831
    

 

13.                               13785 Park Avenue, Ste. G & H, Victorville, CA 92392.

 

	
Landlord:
    	
The   Hesper Family Trust
    
	
 
    	
 
    
	
 
    	
755   Via Airosa
    
	
 
    	
 
    
	
 
    	
Santa   Barbara, CA 93110
    

 

14.                               43517 13th Street West, Lancaster, CA 93535.

 

	
Landlord:
    	
Avenue   K Lancaster UCM/Cadence LLC
    
	
 
    	
 
    
	
 
    	
c/o:   1st Commercial Realty Group, Inc.
    
	
 
    	
 
    
	
 
    	
2009   Porterfield Way, Suite P
    
	
 
    	
 
    
	
 
    	
Upland,   CA 91786
    

 

 

15.                               1340 Spring St., Paso Robles, CA.

 

	
Landlord:
    	
1340   Spring Street, PR, CA, LLC
    
	
 
    	
 
    
	
 
    	
The   P & J Meany Family Trust
    
	
 
    	
 
    
	
 
    	
1131   Dolphin Terrace
    
	
 
    	
 
    
	
 
    	
Corona   Del Mar, CA 92625
    
	
 
    	
 
    
	
 
    	
Attn:   Kenneth J. Meany, Trustee
    

 

16.                               7265 Las Vegas Blvd South, Las Vegas, NV 89119.

 

	
Landlord:
    	
Max   Finklestein
    
	
 
    	
 
    
	
 
    	
6280   Lakeview Road
    
	
 
    	
 
    
	
 
    	
Lenoir   City, TN 37772
    
	
 
    	
 
    
	
With   Notice:
    	
Max   Finkelstein
    
	
 
    	
 
    
	
 
    	
88547   Old Highway
    
	
 
    	
 
    
	
 
    	
Tavernier,   FL 33070
    

 

17.                               3462 Katella, Los Alamitos, CA.

 

	
Landlord:
    	
Coastal   Commercial Inv. Holdings, LLC.
    
	
 
    	
 
    
	
 
    	
11061 Los Alamitos Blvd.
    
	
 
    	
 
    
	
 
    	
Los Alamitos, CA 90720
    

 

18.                               7020 Topanga Canyon Blvd., Canoga Park, CA 91303.

 

	
Landlord:
    	
KPM   Management, LLC.
    
	
 
    	
 
    
	
 
    	
1131   Dolphin Terrace
    
	
 
    	
 
    
	
 
    	
Corona   Del Mar, CA 92625
    

 

19.                               6600 Menaul NE, Albuquerque, NM.

 

	
Landlord:
    	
Coronado   Center, L.L.C.
    
	
 
    	
 
    
	
 
    	
110   North Wacker Drive
    
	
 
    	
 
    
	
 
    	
Chicago, IL   60606
    
	
 
    	
 
    
	
 
    	
Attn:   General Counsel
    

 

 

20.                               6322 W. Sahara, Las Vegas, NV 89146.

 

	
Landlord:
    	
West   Sahara Associates
    
	
 
    	
 
    
	
 
    	
c/o   MDL Group
    
	
 
    	
 
    
	
 
    	
3065   South Jones Blvd., Ste. 201
    
	
 
    	
 
    
	
 
    	
Las   Vegas, NV 89146
    

 

21.                               4250 East Bonanza Road, Las Vegas, NV 89110.

 

	
Landlord:
    	
SET   Properties
    
	
 
    	
 
    
	
 
    	
c/o:   Priority One Commercial
    
	
 
    	
 
    
	
 
    	
4015   S. El Captain Way, Ste. 888
    
	
 
    	
 
    
	
 
    	
Las   Vegas, NV 89147
    

 

22.                               3913 Buck Owens Blvd., Bakersfield, CA 93308.

 

	
Landlord:
    	
KPM   Management, LLC
    
	
 
    	
 
    
	
 
    	
1131   Dolphin Terrace
    
	
 
    	
 
    
	
 
    	
Corona   Del Mar, CA 92625
    

 

23.                               12915 Monterey Road, San Martin, CA 95046.

 

	
Landlord:
    	
Helen   Filice
    
	
 
    	
 
    
	
 
    	
43   Deerfield Drive
    
	
 
    	
 
    
	
 
    	
Scotts   Valley, CA 95066
    

 

 

24.                               331 6th Street, Turlock, CA 95380.

 

	
Landlord:
    	
Masacaja   Holdings, LLC
    
	
 
    	
 
    
	
 
    	
5213   W. Main Street
    
	
 
    	
 
    
	
 
    	
Turlock,   CA 95380
    
	
 
    	
 
    
	
 
    	
Attn:   April Dias
    

 

 

25.                               101 South Broadway, Santa Maria, CA 93454.

 

	
Landlord:
    	
Steven   Susko
    
	
 
    	
 
    
	
 
    	
419   Cherry Avenue
    
	
 
    	
 
    
	
 
    	
Los   Altos, CA 94022
    

 

26.                               3320 E. Stockton Hill Road #D2, Kingman, AZ.

 

	
Landlord:
    
	
 
    
	
 
    	
Kingman   Gateway, LLC
    
	
 
    	
 
    
	
 
    	
c/o   Pacific Coast Management Group
    
	
 
    	
 
    
	
 
    	
114   Pacifica, Ste 310
    
	
 
    	
 
    
	
 
    	
Irvine,   CA 92618
    

 

27.                               4670 Central Way, Fairfield, CA 94534.

 

	
Landlord:
    	
B &   L Properties
    
	
 
    	
 
    
	
 
    	
4630   Westamerica Drive, Suite A
    
	
 
    	
 
    
	
 
    	
Fairfield,   CA 94534-4186
    

 

28.                               7909 West Campo Bello Drive, Ste 1, Glendale, AZ 85308.

 

	
Landlord:
    	
Arrowhead   Auto Center, LLC
    
	
 
    	
 
    
	
 
    	
14465   N. 101st Street
    
	
 
    	
 
    
	
 
    	
Scottsdale,   AZ 85260
    

 

29.                               1710 S. Alma School Rd., Mesa, AZ 85210.

 

	
Landlord:
    	
KPM   Management, LLC
    
	
 
    	
 
    
	
 
    	
1131   Dolphin Terrace
    
	
 
    	
 
    
	
 
    	
Corona   Del Mar, CA 92625
    

 

30.                               603 Colusa Avenue, Suites A — D, Yuba City, CA 95991.

 

	
Landlord:
    	
John   A. & Pauline R. Behel Revocable Trust
    
	
 
    	
 
    
	
 
    	
264   Crume Drive
    
	
 
    	
 
    
	
 
    	
Grants   Pass, OR 97526
    

 

 

31.                               4401 Granite Drive, Ste. 100, Rocklin, CA.

 

	
Landlord:
    	
Victor   Guidera Family Trust
    
	
 
    	
 
    
	
 
    	
c/o   Victor Guidera
    
	
 
    	
 
    
	
 
    	
115   Woodmere Road
    
	
 
    	
 
    
	
 
    	
Folsom,   CA 95630
    

 

32.                               960 6th St., Suite 104, Norco, CA 92860.

 

	
Landlord:
    	
Liberio   Realty
    
	
 
    	
 
    
	
 
    	
1107   E. Lincoln E. Avenue, Ste. 103
    
	
 
    	
 
    
	
 
    	
Orange,   CA 92865
    

 

33.                               10299 E. Stockton Blvd., Elk Grove, CA 95624-9710

 

	
Landlord:
    	
Kelly-Moore   Paint Company, Inc.
    
	
 
    	
 
    
	
 
    	
c/o   Northgate Asset Management
    
	
 
    	
 
    
	
 
    	
4719   Quail Lake Drive, Ste G
    
	
 
    	
 
    
	
 
    	
Stockton,   CA 95207
    
	
 
    	
 
    
	
 
    	
Attn:   Felicia Cabanig
    

 

34.                               1799 Retherford St., Tulare, CA 93274-0806.

 

	
Landlord:
    	
KPM   Management, LLC.
    
	
 
    	
 
    
	
 
    	
1131   Dolphin Terrace
    
	
 
    	
 
    
	
 
    	
Corona   Del Mar, CA 92625
    

 

35.                               3300 Broadway, Suite 308, Eureka, CA 95501.

 

	
Landlord:
    	
Bay   Shore Mall Partners
    
	
 
    	
 
    
	
 
    	
c/o   Rouse Properties, Inc.
    
	
 
    	
 
    
	
 
    	
1114   Avenue of the Americas, Ste 2800
    
	
 
    	
 
    
	
 
    	
New   York, NY 10036
    
	
 
    	
 
    
	
 
    	
Attn:   General Counsel
    

 

 

36.                               1705 Highway #273, Anderson, CA 96007.

 

	
Landlord:
    	
Northwest   Asset Management, Co.
    
	
 
    	
 
    
	
 
    	
1343   Locust Street, Suite 203
    
	
 
    	
 
    
	
 
    	
Walnut   Creek, CA 94596
    

 

37.                               285 West Shaw Avenue, Clovis, CA 93612

 

	
Landlord:
    	
Sunflower   Clovis Investors, LLC
    
	
 
    	
 
    
	
 
    	
c/o   Matteson Realty Services, Inc.
    
	
 
    	
 
    
	
 
    	
1825   S. Grand Street, Ste. #700
    
	
 
    	
 
    
	
 
    	
San   Mateo, CA 94402
    

 

38.                               2225 Plaza Parkway, Modesto, CA 95350.

 

	
Landlord:
    	
Central Valley   Associates, LP
    
	
 
    	
 
    
	
 
    	
2222   E. Seventeenth Street
    
	
 
    	
 
    
	
 
    	
Santa   Ana, CA 92705
    

 

39.                               1445 Santa Rosa Avenue, Suites A1-A4, Santa Rosa, CA 95405.

 

	
Landlord:
    	
Rex   Strickland, Santa Rosa Center, LLC
    
	
 
    	
 
    
	
 
    	
c/o:   Keegan and Coppin Co., Inc.
    
	
 
    	
 
    
	
 
    	
Property   Management
    
	
 
    	
 
    
	
 
    	
1355   N. Dutton Avenue, Suite 100
    
	
 
    	
 
    
	
 
    	
Santa   Rosa, CA 95401-7107
    

 

40.                               1475 N. Davis Road, Salinas, CA 93907

 

	
Landlord:
    	
SIBS,   a Limited Partnership
    
	
 
    	
 
    
	
 
    	
6   Rossi Circle
    
	
 
    	
 
    
	
 
    	
Salinas,   CA 93907
    

 

41.                               3345 Kietzke Lane, Reno, NV 89502.

 

	
Landlord:
    	
Elizabeth   Younger
    
	
 
    	
 
    
	
 
    	
453   Sierra Leaf Circle
    
	
 
    	
 
    
	
 
    	
Reno,   NV 89511
    

 

 

42.                               2539 Esplanade Rd., Chico, CA 95973-1163

 

	
Landlord:
    	
The   Ernest and Marie Fortino Trust
    
	
 
    	
 
    
	
 
    	
4500   Campisi Court
    
	
 
    	
 
    
	
 
    	
Gilroy,   CA 95020
    

 

43.                               2776 South 16th Avenue, Tucson, AZ.

 

	
Landlord:
    	
Gee   Garden Properties, LLC.
    
	
 
    	
 
    
	
 
    	
125   South Calle Chaparita
    
	
 
    	
 
    
	
 
    	
Tucson,   AZ 85716
    

 

44.                               3719 North Oracle Road, Tucson, AZ.

 

	
Landlord:
    	
WWT   Ltd. Co.
    
	
 
    	
 
    
	
 
    	
P.O. Box   93656
    
	
 
    	
 
    
	
 
    	
Albuquerque,   NM 87199-3656
    

 

45.                               6701 East Broadway, Tucson, AZ 85710.

 

	
Landlord:
    	
Alpine   Chalet Apartments, LLC
    
	
 
    	
 
    
	
 
    	
6501   E. Miramar Drive
    
	
 
    	
 
    
	
 
    	
Tucson,   AZ 85715
    

 

46.                               284 West Mariposa, Nogales, AZ 85621.

 

	
Landlord:
    	
Mariposa   Shopping Center Investments, LP
    
	
 
    	
 
    
	
 
    	
6007   E. Grant Rd.
    
	
 
    	
 
    
	
 
    	
Tucson,   AZ 85712
    

 

47.                               242 West 32nd Street, Yuma, AZ 85364.

 

	
Landlord:
    	
Albertson’s,   LLC
    
	
 
    	
 
    
	
 
    	
250   Parkcenter Boulevard
    
	
 
    	
 
    
	
 
    	
Boise, ID   83726
    
	
 
    	
 
    
	
 
    	
Attn:   Legal Department
    

 

 

48.                               7321 Pav Way, Prescott Valley, AZ 86314.

 

	
Landlord:
    	
Four   Seasons Investment Company, L.L.C.
    
	
 
    	
 
    
	
 
    	
3001   Main Street, Suite #2B
    
	
 
    	
 
    
	
 
    	
Prescott   Valley, AZ 86314
    

 

49.                               700 S. Telshor, Space 1208, Las Cruces, NM 88001.

 

	
Landlord:
    	
Mesilla   Valley Mall, LLC
    
	
 
    	
 
    
	
 
    	
P.O. Box   933873
    
	
 
    	
 
    
	
 
    	
Atlanta,   GA 31193-3873
    

 

50.                               2700 South Woodlands Village Boulevard, Suite 500, Flagstaff, AZ 86001.

 

	
Landlord:
    	
Woodland   Village Shopping Center, LLC
    
	
 
    	
 
    
	
 
    	
c/o   CCA Acquision Co., LLC
    
	
 
    	
 
    
	
 
    	
5670   Wilshire Blvd., Ste. 1250
    
	
 
    	
 
    
	
 
    	
Los   Angeles, CA 90036
    

 

51.                               1955 S. Casino Dr., Laughlin, NV 89029.

 

	
Landlord:
    	
Priceless   Outlets of Las Vegas at Laughlin, LLC
    
	
 
    	
 
    
	
 
    	
9103   Alta Drive, Ste. 204
    
	
 
    	
 
    
	
 
    	
Las   Vegas, NV 89145
    

 

52.                   4481 South White Mountain Road, Show Low, AZ 85901.

 

	
Landlord:
    	
Twice   Markets, L.L.C.
    
	
 
    	
 
    
	
 
    	
c/o:   Zell Commercial Real Estate Services, Inc.
    
	
 
    	
 
    
	
 
    	
5343   N. 16th Street, Suite #290
    
	
 
    	
 
    
	
 
    	
Phoenix,   AZ 85016
    

 

 

53.                   804 North US Highway 491, Gallup, NM.

 

 

	
Landlord:
    	
Gallup   H&K, LLC, Gallup Shaaya, LLC, Gallup Capital, LLC
    
	
 
    	
120   El Camino Drive, Ste 206
    
	
 
    	
Beverly   Hills, CA 90212
    
	
 
    	
 
    
	
With   Notice:
    	
K.   Joseph Shabani
    
	
 
    	
Shabani &   Shabani, LLP
    
	
 
    	
1801   Avenue of the Stars, Ste. 1035
    
	
 
    	
Los   Angeles, CA 90067
    

 

54.                               4250 Cerrillos Road, Santa Fe, NM 87507.

 

	
Landlord:
    	
Santa   Fe Place Property Owners, LLC
    
	
 
    	
c/o   Spinoso Real Estate Group
    
	
 
    	
112   Northern Concourse
    
	
 
    	
North   Syracuse, NY 13212
    
	
 
    	
Attn:   Legal Department
    
	
 
    	
 
    
	
With   a copy to:
    	
Landlord
    
	
 
    	
Santa   Fe Place Property Owners, LLC
    
	
 
    	
c/o   Santa Fe Place
    
	
 
    	
4250   Cerrillos Road
    
	
 
    	
Santa   Fe, NM 87592
    
	
 
    	
Attn:   General Manager
    

 

55.                               4601 E. Main, Farmington, NM 87402

 

	
Landlord:
    	
Animas   Valley Mall, LLC
    
	
 
    	
c/o   Rouse Properties, Inc.
    
	
 
    	
1114   Avenue of the Americas, Ste. 2800
    
	
 
    	
New   York, NY 10036
    

 

56.                               6210 San Mateo Blvd., NE, Albuquerque, NM 87109

 

	
Landlord:
    	
S.M.P.   Ltd. Co.
    
	
 
    	
P.O. Box   93656
    
	
 
    	
Albuquerque,   NM 87199-3656
    

 

 

57.                               1518 Capital Ave., Cheyenne, WY.

 

	
Landlord:
    	
Intrawest   Properties, Inc.
    
	
 
    	
c/o   Robert C. Whittington
    
	
 
    	
219   Carter View Drive
    
	
 
    	
Cody,   WY 82414
    

 

58.                               4519 Frontier Mall Dr., Cheyenne, WY.

 

	
Landlord:
    	
Corral   Enterprises Partnership
    
	
 
    	
c/o   Robert C. Whittington
    
	
 
    	
219   Carter View Drive
    
	
 
    	
Cody,   WY 82414
    

 

59.                               1625 Stampede Dr., Cody, WY.

 

	
Landlord:
    	
Cody   Building Partnership
    
	
 
    	
c/o   Robert C. Whittington
    
	
 
    	
219   Carter View Drive
    
	
 
    	
Cody,   WY 82414
    

 

60.                               1683 Sunset Dr., Rock Springs, WY.

 

	
Landlord:
    	
Rock   Springs Building Partnership
    	
 
    
	
 
    	
c/o   Robert C. Whittington
    	
 
    
	
 
    	
219   Carter View Drive
    	
 
    
	
 
    	
Cody,   WY 82414
    	
 
    

 

 

61.                               150 North Main, Sheridan, WY.

 

	
Landlord:
    	
Madeline   F. and Christoper Pope
    	
 
    
	
 
    	
1508   South Wilson Avenue
    	
 
    
	
 
    	
Bozeman,   MT 59715
    	
 
    

 

62.                               3510 E. 2nd Street, Casper, WY.

 

	
Landlord:
    	
Eastside   properties, LLC
    	
 
    
	
 
    	
P.O. Box   50730
    	
 
    
	
 
    	
Casper,   WY 82605-0730
    	
 
    

 

63.                               2610 S. Douglas Hwy, Suite 100, Gillette, WY.

 

	
Landlord:
    	
TKG   Powder Basin, LLC
    	
 
    
	
 
    	
c/o   TKG Management
    	
 
    
	
 
    	
211   N. Stadium Blvd. Ste 201
    	
 
    
	
 
    	
Columbia,   MO 95203
    	
 
    

 

64.                               727 N. Federal, Riverton, WY.

 

	
Landlord:
    	
John   D. Prideaux
    	
 
    
	
 
    	
P.O   Box 20399
    	
 
    
	
 
    	
Wickenburg,   AZ 85358
    	
 
    

 

65.                               1850 Harrison Blvd., Evanston, WY.

 

	
Landlord:
    	
David   J. Moon
    	
 
    
	
 
    	
P.O. Box   841
    	
 
    
	
 
    	
Evanston,   WY 82931
    	
 
    

 

 

66.                               840 West Broadway, Jackson, WY.

 

	
Landlord:
    	
P&R   Investments, Inc.
    
	
 
    	
c/o:   A. Rodgers Everett
    
	
 
    	
P.O. Box   1083
    
	
 
    	
Jackson,   WY 83001
    

 

67.                               1920 E. Idaho, Elko, NV.

 

	
Landlord:
    	
Ed   Murphy or Gerry Ross
    
	
 
    	
Plaza   Forty, LLC
    
	
 
    	
P.O. Box   2178
    
	
 
    	
Newport   Beach, CA 92659
    

 

68.                               1460 W. Winnemucca Blvd., Winnemucca, NV 89445.

 

	
Landlord:
    	
Valley   View Lafayette, LLC
    
	
 
    	
c/o   The Carrington Company
    
	
 
    	
P.O. Box   1328
    
	
 
    	
Eureka,   CA 95502
    

 

69.                               327 South 24th Street West, Ste #1, Billings, MT 59102.

 

	
Landlord:
    	
Gilman-Kaufman   Partnership
    
	
 
    	
4415   Lewis Avenue
    
	
 
    	
Billings,   MT 59106
    

 

70.                               830 S. Camino Del Rio, Durango, CO 81310

 

	
Landlord:
    	
Out   Landish, LLC
    
	
 
    	
c/o:   Rathbun Properties
    
	
 
    	
318   Diablo Road, Suite #240
    
	
 
    	
Danville,   CA 94526
    

 

71.                               5720 North Academy Boulevard, Colorado Springs, CO 80918

 

	
Landlord:
    	
Kinetic   Erindale Center, LL C
    
	
 
    	
c/o   Hannay Realty Advisors — CO LP
    
	
 
    	
1700   Broadway, Ste. 40
    
	
 
    	
Denver,   CO 80290
    

 

 

72.                               2424 Highway 6 & 50, Grand Junction, CO 81505

 

	
Landlord:
    	
SM   Mesa Mall, LLC
    
	
 
    	
Management   Office
    
	
 
    	
2424   Highway 6 and 50
    
	
 
    	
Grand   Junction, CO 81505
    

 

73.                               10910 Olson Drive, Suite #140, Rancho Cordova, CA 95670

 

	
Landlord:
    	
Gardenview   Estates Venture, L.P.
    
	
 
    	
c/o:   Focus Commercial, Inc.
    
	
 
    	
3105   Fite Circle #106
    
	
 
    	
Sacramento,   CA 95827
    

 

74.                               15345 Barranca Parkway, Irvine, CA 92618 (Store Support Center)

 

	
Landlord:
    	
The   Irvine Company LLC
    
	
 
    	
550   Newport Center Drive
    
	
 
    	
Newport   Beach, CA 92660
    

 

75.                               4414 South College Avenue, Fort Collins, CO 80525

 

	
Landlord:
    	
Generation   H One and Two Limited Partnership
    
	
 
    	
Post   Office Box 272546
    
	
 
    	
Fort   Collins, CO 80527
    

 

 

76.                               2221 NE 3rd Street, Bend, OR

 

	
Landlord:
    	
2221   LLC
    
	
 
    	
c/o   Mont West
    
	
 
    	
16002   Hwy 129
    
	
 
    	
Asotin,   WA 99402
    

 

77.                               3429 Dillion Drive, Pueblo, CO 81008

 

	
Landlord:
    	
Renaissance   Partners, LLC
    
	
 
    	
900   North Michigan Avenue
    
	
 
    	
14th   Floor
    
	
 
    	
Chicago, Illinois   60611
    
	
 
    	
 
    
	
With   Notice:
    	
c/o :   Jones Lang LaSalle Americas, Inc.
    
	
 
    	
200   E. Randolph
    
	
 
    	
Chicago, IL   60601
    
	
 
    	
Attn :   Real Estate Notices (CSA)
    

 

78.                               840 Biddle Road, Medford, OR 97504

 

	
Landlord:
    	
Bear   Creek Ventures LLC
    
	
 
    	
c/o:   Joleene Larson
    
	
 
    	
8220   W. Gage Blvd., Ste 167
    
	
 
    	
Kennewick,   WA 99336
    

 

79.                               1108 NW Frontage Road, Troutdale, OR 97060

 

	
Landlord:
    	
The   Melton Family Trust
    
	
 
    	
Jerrold   and Patricia Melton, Trustees
    
	
 
    	
21600   NE 192nd Avenue
    
	
 
    	
Battle   Ground, WA 98604
    

 

80.                               5352 South Freeway Park Drive, Riverdale, UT 84405

 

	
 
    	
Landlord:
    	
CC   Freeway Park, LC
    
	
 
    	
 
    	
c/o   The Boyer Company, LC
    
	
 
    	
 
    	
101   South 200 East, Ste. 200
    
	
 
    	
 
    	
Salt   Lake City, UT 84111
    

 

 

81.                               1175 Addison Avenue East, Twin Falls, Idaho 83301

 

	
 
    	
Landlord:
    	
Blue   Lakes Marketplace 5 Points, LLC
    
	
 
    	
 
    	
c/o   Bonneville Realty Management
    
	
 
    	
 
    	
8522   South 1300 East, Ste. D203
    
	
 
    	
 
    	
Sandy,   Utah, 84094
    
	
 
    	
 
    	
Attn:   Jared V. Smart
    

 

82.                               8525 W. Franklin Road, Boise, ID 83709

 

	
 
    	
Landlord:
    	
Franklin   Towne Plaza, LLC
    
	
 
    	
 
    	
855   W. Broad Street, Ste. 300
    
	
 
    	
 
    	
Boise, ID   83702
    
	
 
    	
 
    	
Attn:   Legal Department
    

 

83.                               1008 Cumberland Center Blvd., Lebanon, TN 37087

 

	
 
    	
Landlord:
    	
J.D.   Eatherly
    
	
 
    	
 
    	
1720   West End Avenue, Ste 600
    
	
 
    	
 
    	
Nashville,   TN 37203
    

 

84.                               1681 3rd Avenue West Unit 9, Dickinson, ND 58601

 

	
 
    	
Landlord:
    	
GPCME   LLC
    
	
 
    	
 
    	
c/o   Great Plains Clinic Medical Enterprises, LLC
    
	
 
    	
 
    	
1681   3rd Avenue West
    
	
 
    	
 
    	
Dickinson,   ND 58601
    
	
 
    	
 
    	
Attn:   Mark Grove
    

 

85.                               1183 Eglin Street, Rapid City, SD 57701

 

	
 
    	
Landlord:
    	
CPP   Rushmore II, LLC
    
	
 
    	
 
    	
c/o   Columbus Pacific Properties, Ltd.
    
	
 
    	
 
    	
429   Santa Monica Blvd., Ste 600
    
	
 
    	
 
    	
Santa   Monica, CA 90401
    
	
 
    	
 
    	
 
    
	
 
    	
With   Notice:
    	
Midland   Atlantic Development Company
    
	
 
    	
 
    	
8044   Montgomery Road, Ste 710
    
	
 
    	
 
    	
Cincinnati,   OH 45236
    
	
 
    	
 
    	
Attn:   Property Administration
    

 

86.                               51027 Hwy 6, Ste 200, Glenwood Springs, CO

 

	
 
    	
Landlord:
    	
Wood   King LLLP
    
	
 
    	
 
    	
51027   Hwy 6 & 24, Ste 145
    
	
 
    	
 
    	
Glenwood   Springs, CO 81601
    

 

87.                               2230 N.W. 10 Street, Ocala, FL 34475

 

	
 
    	
Landlord:
    	
Free   as a Bird, LLC
    
	
 
    	
 
    	
2166   NW 10th Street
    
	
 
    	
 
    	
Ocala,   FL 34475
    
	
 
    	
 
    	
Attn:   Carmen Murvin
    

 

88.                               240 Long Hollow Pike, Goodlettsville, TN

 

	
 
    	
Landlord:
    	
J.D.   Eatherly
    
	
 
    	
 
    	
1720   West End Avenue, Ste 600
    
	
 
    	
 
    	
Nashville,   TN 37203
    

 

 

89.                               Mall of America, 386 N. Garden, Ste. #N386, Bloomington, MN

 

	
 
    	
Landlord:
    	
MOAC   MALL HOLDINGS, LLC
    
	
 
    	
 
    	
60   East Broadway,
    
	
 
    	
 
    	
Bloomington,   MN 55425
    

 

90.                               3443 SW Williston Road, Gainesville, FL 32608

 

	
 
    	
Landlord:
    	
Carmen   G. Murvin
    
	
 
    	
 
    	
2166   NW 10th Street
    
	
 
    	
 
    	
Ocala,   FL 34475
    

 

91.                               Gurnee Mills Mall, 6170 West Grand Avenue, Gurnee, IL 60031

 

	
 
    	
Landlord:
    	
Mall   at Gurnee Mills, LLC
    
	
 
    	
 
    	
c/o   Simon Property Group, Inc.
    
	
 
    	
 
    	
225   West Washington Street
    
	
 
    	
 
    	
Indianapolis, IN   46204
    

 

92.                               Kirkwood Mall, 635 Kirkwood Mall, Bismarck, ND 58504

 

	
 
    	
Landlord:
    	
Kirkwood   Mall Acquisition, LLC
    
	
 
    	
 
    	
NW   6227, PO Box 1450
    
	
 
    	
 
    	
Minneapolis,   MN 55485
    

 

93.                               North Park Mall, 320 West Kimberly Rd, Ste. 206, Davenport, IA

 

	
 
    	
Landlord:
    	
North   Park Mall, LLC
    
	
 
    	
 
    	
401   Wilshire Blvd, Ste 700
    
	
 
    	
 
    	
Santa   Monica, CA 90401
    
	
 
    	
 
    	
Attn:   Legal Department
    

 

94.                               Valley West Mall, 1551 Valley West Dr. #187, Des Moines, IA

 

	
 
    	
Landlord:
    	
Valley   West, DM, LP
    
	
 
    	
 
    	
c/o   Watson Center, Inc.
    
	
 
    	
 
    	
3100   West Lake Street, Ste 215
    
	
 
    	
 
    	
Minneapolis,   MN 55416
    

 

95.                               249 Blanding Blvd., Orange Park, FL 32073

 

	
 
    	
Landlord:
    	
Larsen   Properties, LLC
    
	
 
    	
 
    	
2166   NW 10th Street
    
	
 
    	
 
    	
Ocala,   FL 34475
    
	
 
    	
 
    	
Attn:   Carmen G. Murvin
    

 

96.                               West Acres Mall, 3902 13th Avenue SW, #301D, Fargo, ND

 

	
 
    	
Landlord:
    	
West   Acres Development, LLP.
    
	
 
    	
 
    	
3902   13th Avenue S, Ste 3717
    
	
 
    	
 
    	
Fargo,   ND 58103
    

 

97.                               3120 North Oak Street Extension, Valdosta, GA 31605

 

	
 
    	
Landlord:
    	
Boot   Hill Western Wear, Inc.
    
	
 
    	
 
    	
c/o   Windy Hill, Inc.
    
	
 
    	
 
    	
8170   Highway 122 West
    
	
 
    	
 
    	
Hahira,   GA 31632
    

 

 

98.                               Columbia Mall, 2800 S. Columbia Rd ., Grand Forks, ND

 

	
 
    	
Landlord:
    	
Columbia   Grand Forks, LLP
    
	
 
    	
 
    	
c/o   GK Development, Inc.
    
	
 
    	
 
    	
257   Main Street, Ste. 100
    
	
 
    	
 
    	
Barrington, IL   60010
    

 

99.                               Crossroad Center, 4201 Division St. W., St. Cloud, MN

 

	
 
    	
Landlord:
    	
St.   Cloud, LLC
    
	
 
    	
 
    	
General   Growth Properties, Inc
    
	
 
    	
 
    	
110   Wacker Drive
    
	
 
    	
 
    	
Chicago, IL   60606
    
	
 
    	
 
    	
Attn:   Legal Department
    

 

100.                        Southern Hills Mall, 4400 Sergeant Rd.,#116, Sioux City, IA

 

	
 
    	
Landlord:
    	
SM   Southern Hills Mall, LLC
    
	
 
    	
 
    	
Hubbell   Property Management, LLC
    
	
 
    	
 
    	
c/o   CBRE Inc.
    
	
 
    	
 
    	
8080   Park Lane, Ste 800
    
	
 
    	
 
    	
Dallas,   TX 75231
    

 

101.                        1208 20th Avenue SW, Ste 10, Minot, ND 58701

 

	
 
    	
Landlord:
    	
Dakota   UPREIT
    
	
 
    	
 
    	
3003   32nd Avenue. S, Ste 250
    
	
 
    	
 
    	
Fargo,   ND 58103
    
	
 
    	
 
    	
 
    
	
 
    	
With   Notice:
    	
SMC   Property Management
    
	
 
    	
 
    	
1408   20th Avenue SW., Ste 10
    
	
 
    	
 
    	
Minot,   ND 58701
    

 

102.                        4067 Commonwealth Avenue, Eau Claire, WI 54701

 

	
 
    	
Landlord:
    	
Health   Eau Claire, LLC
    
	
 
    	
 
    	
3112   Golf Road
    
	
 
    	
 
    	
Eau   Claire, WI 54701
    
	
 
    	
 
    	
Attn:   Jon J. Munger
    

 

103.                        Eastland Mall, 800 N. Green River Road, #452, Evansville, IN

 

	
 
    	
Landlord:
    	
SM   Eastland Mall, LLC
    
	
 
    	
 
    	
c/o   The Macerich Company
    
	
 
    	
 
    	
401   Wilshire Blvd., Ste. 700
    
	
 
    	
 
    	
Santa   Monica, CA 90401
    

 

104.                        8105 Moores Lane, Ste 205, Brentwood, TN 37027

 

	
 
    	
Landlord:
    	
Gateway   Kentfield, Inc.
    
	
 
    	
 
    	
c/o   Boyle Investment Company
    
	
 
    	
 
    	
7100   Executive Center Drive, Ste 150
    
	
 
    	
 
    	
Brentwood,   TN 37027
    
	
 
    	
 
    	
Attn:   Logan Hughes
    
	
 
    	
 
    	
 
    
	
 
    	
With   a copy to:
    	
Gateway   Kentfield, Inc.
    
	
 
    	
 
    	
c/o   Boyle Investment Company
    
	
 
    	
 
    	
150   Fourth Avenue North, Ste. 110
    
	
 
    	
 
    	
Nashville,   TN 37219
    
	
 
    	
 
    	
Attn:   Teressa Broander
    

 

 

	
105.        3134 North 11th Street, Bismarck, ND 58503
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Henry   A. Albers
    
	
 
    	
 
    	
 
    	
 
    	
3200   Winnipeg Drive
    
	
 
    	
 
    	
 
    	
 
    	
Bismarck,   ND 58503
    
	
106.        2805 W. 41st Street, Sioux Falls, SD
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Plaza   41, LLC
    
	
 
    	
 
    	
 
    	
 
    	
c/o   Solutions Property Management, LLC
    
	
 
    	
 
    	
 
    	
 
    	
517   West 22nd Street
    
	
 
    	
 
    	
 
    	
 
    	
Sioux   Falls, South Dakota, 57105
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
107.        Opry Mills Mall, 405 Opry Mills Drive,   Nashville, TN 37214
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Opry   Mills Mall, LP
    
	
 
    	
 
    	
 
    	
 
    	
c/o   Simon Property Group
    
	
 
    	
 
    	
 
    	
 
    	
225   West Washington Street
    
	
 
    	
 
    	
 
    	
 
    	
Indianapolis, IN   46204
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
108.        7940 Lyles Lane NW, Concord, NC 28027
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Washington   Prime Group, L.P.
    
	
 
    	
 
    	
 
    	
 
    	
180   East Broad Street, 21st Floor
    
	
 
    	
 
    	
 
    	
 
    	
Columbus,   OH 43215
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
109.        2431 E. Colorado Blvd., Spearfish, SD   57783
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Aaron   Bomgaars
    
	
 
    	
 
    	
 
    	
 
    	
Fifth   Generation Investments, LLC
    
	
 
    	
 
    	
 
    	
 
    	
1805   Zenith Drive
    
	
 
    	
 
    	
 
    	
 
    	
Sioux   City, Iowa 51103
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
110.        10203 Birchridge, Suite 500,   Humble, Texas 77338
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Deerbrook Point, L.P., PAL Realty, Inc.
    
	
 
    	
 
    	
 
    	
 
    	
24080 Highway 59 North
    
	
 
    	
 
    	
 
    	
 
    	
Suite 200
    
	
 
    	
 
    	
 
    	
 
    	
Kingwood,   TX 77339
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
111.          10203 Birchridge, 2nd Floor, Humble, Texas 77338
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Deerbrook Point, L.P., PAL Realty, Inc.
    
	
 
    	
 
    	
 
    	
24080 Highway 59 North
    
	
 
    	
 
    	
 
    	
Suite 200
    
	
 
    	
 
    	
 
    	
Kingwood,   TX 77339
    
	
 
    	
 
    	
 
    	
 
    
	
112.          4600 South Medford Drive, Suite 1000, Lufkin, Texas 75901
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
CC Investors 1996-1
    
	
 
    	
 
    	
 
    	
P. O. Box 10324
    
	
 
    	
 
    	
 
    	
Pittsburgh, PA 15332
    
	
 
    	
 
    	
 
    	
Attn: Daniel G. Kamin
    

 

 

113.      2309 Highway 79 South, Henderson, Texas 75654

 

	
 
    	
 
    	
Landlord:
    	
Henderson   Plaza Realty LP
    
	
 
    	
 
    	
 
    	
c/o   ORDA Corp.
    
	
 
    	
 
    	
 
    	
15400   Knoll Trail, Suite 350
    
	
 
    	
 
    	
 
    	
Dallas,   TX 75248
    
	
 
    	
 
    	
 
    	
 
    
	
114.          620 Pan American Drive Livingston, Texas 77351
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Don C. and Annita Baskin d/b/a Baskin’s Rent
    
	
 
    	
 
    	
 
    	
Properties
    
	
 
    	
 
    	
 
    	
P.   O. Box 244
    
	
 
    	
 
    	
 
    	
Livingston,   TX 77351
    
	
 
    	
 
    	
 
    	
 
    
	
115.          Suite #4, 3801 North Street, Nacogdoches, Texas 75961
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Northview Plaza II Joint Venture
    
	
 
    	
 
    	
 
    	
c/o   Gregory Commercial, Inc.
    
	
 
    	
 
    	
 
    	
P.   O. Box 7084
    
	
 
    	
 
    	
 
    	
Dallas,   TX 75209
    
	
 
    	
 
    	
 
    	
 
    
	
116.          4530 South Broadway, Tyler, Texas 75703
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Lasater’s French Quarter Partnership
    
	
 
    	
 
    	
 
    	
P.   O. Box 1640
    
	
 
    	
 
    	
 
    	
Mason,   TX 76856
    
	
 
    	
 
    	
 
    	
 
    
	
117.          1001 Main Street, Liberty, Texas 77575
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
PELCO Properties, Inc.
    
	
 
    	
 
    	
 
    	
P.   O. Box 68
    
	
 
    	
 
    	
 
    	
Dayton,   TX 77535
    
	
 
    	
 
    	
 
    	
 
    
	
118.          118 Col. Etheredge, Blvd., Huntsville, Texas 77340
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Don C. and Annita Baskin d/b/a Baskin’s Rent
    
	
 
    	
 
    	
 
    	
Properties
    
	
 
    	
 
    	
 
    	
P.   O. Box 244
    
	
 
    	
 
    	
 
    	
Livingston,   TX 77351
    
	
 
    	
 
    	
 
    	
 
    
	
119.          1300 Pinecrest Drive East, Marshall, Texas 75670
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Marshall   Mall Investors, L.P.
    
	
 
    	
 
    	
 
    	
 
    	
1300   E. Pinecrest Dr., Suite 120
    
	
 
    	
 
    	
 
    	
 
    	
Marshall,   TX 75670
    

 

 

	
120.          327 S. Wheeler St., Jasper, Texas 75951
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Sequin   Affordable Housing, L.P.
    
	
 
    	
 
    	
 
    	
Attn:   Todd Routh
    
	
 
    	
 
    	
 
    	
11701   Bee Caves Road, Ste. 122
    
	
 
    	
 
    	
 
    	
Austin,   TX 78738
    
	
 
    	
 
    	
 
    	
 
    
	
121.          725 E. Villa Maria, Suite 4700, Bryan, Texas, 77802
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Tejas Center, Ltd.
    
	
 
    	
 
    	
 
    	
c/o Stalworth Corporation
    
	
 
    	
 
    	
 
    	
1700 George Bush Dr., East, Ste. 240
    
	
 
    	
 
    	
 
    	
College Station, TX 77840
    
	
 
    	
 
    	
 
    	
 
    
	
122.          1908 N. Frazier St., Conroe, Texas 77301
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
CSW Conroe, LLC
    
	
 
    	
 
    	
 
    	
Attn: LATIPAC Commercial
    
	
 
    	
 
    	
 
    	
2711 W. Anderson Lane, Ste. 200
    
	
 
    	
 
    	
 
    	
Austin, TX 78757
    
	
 
    	
 
    	
 
    	
 
    
	
123.          3445 Gulf Freeway, Dickinson, Texas 77539
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Dixie Partners II,   L.P.
    
	
 
    	
 
    	
 
    	
P.   O. Box 270874
    
	
 
    	
 
    	
 
    	
Flower   Mound, TX 75027
    
	
 
    	
 
    	
 
    	
 
    
	
124.          2419 Gilmer Road, Longview, Texas 75604
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Gilmer Road Associates
    
	
 
    	
 
    	
 
    	
P.   O. Box 3449
    
	
 
    	
 
    	
 
    	
Longview,   TX 75606
    
	
 
    	
 
    	
 
    	
 
    
	
125.          28000 Southwest Fwy, Rosenberg, Texas 77471
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Clay Group Properties
    
	
 
    	
 
    	
 
    	
12338   Mally Meadow Lane
    
	
 
    	
 
    	
 
    	
Sugarland,   TX 77478
    
	
 
    	
 
    	
 
    	
Attn:   Bobby Patel
    
	
 
    	
 
    	
 
    	
 
    
	
126.          120 Hwy 332 W 3, Lake Jackson, Texas 77566
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Brazos Square, LP
    
	
 
    	
 
    	
 
    	
 
    	
577 Winding Madrone Trail
    
	
 
    	
 
    	
 
    	
 
    	
Blanco,   TX 78606
    

 

 

	
127.          3201 North Hwy 75 Suite 102, Sherman, Texas 75090
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
75/82 Sherman Crossing, Ltd.
    
	
 
    	
 
    	
 
    	
c/o Quine & Associates
    
	
 
    	
 
    	
 
    	
301   S. Sherman Street, Ste 100
    
	
 
    	
 
    	
 
    	
Richardson,   TX 75081
    
	
 
    	
 
    	
 
    	
 
    
	
128.          4123 Gibson Road, Texarkana, Texas 75503
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Deepwater Creek Texarkana, L.P.
    
	
 
    	
 
    	
 
    	
3444   Summerhill Road
    
	
 
    	
 
    	
 
    	
Texarkana,   TX 75503
    
	
 
    	
 
    	
 
    	
 
    
	
129.          1220 Airline Road, Corpus Christi, Texas 78412
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
MSW Promenade, L.P.
    
	
 
    	
 
    	
 
    	
c/o Eagle Equity
    
	
 
    	
 
    	
 
    	
5420   LBJ Freeway, Ste. 570
    
	
 
    	
 
    	
 
    	
Dallas,   TX 75240
    
	
 
    	
 
    	
 
    	
Attn:   Michael A, Hershmann
    
	
 
    	
 
    	
 
    	
 
    
	
130.          240 N. New Road, Waco, Texas 76710
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
S&W-AL,   LLC
    
	
 
    	
 
    	
 
    	
1001   West Loop South #600
    
	
 
    	
 
    	
 
    	
Houston,   TX 77027-9082
    
	
 
    	
 
    	
 
    	
 
    
	
131.          8154 Agora Parkway, Suite 100, Live Oak, Texas 78233
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Rose Forum Associates, L.P.
    
	
 
    	
 
    	
 
    	
c/o   AVR Realty Company LLC
    
	
 
    	
 
    	
 
    	
1   Executive Boulevard
    
	
 
    	
 
    	
 
    	
Yonkers,   NY 10701
    
	
 
    	
 
    	
 
    	
 
    
	
132.          1131 N. Burleson Blvd., Burelson, Texas 76028
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
EE Burleson, L.P.
    
	
 
    	
 
    	
 
    	
c/o   Kimco Realty Corporation
    
	
 
    	
 
    	
 
    	
P.   O. Box 5020
    
	
 
    	
 
    	
 
    	
New   Hyde Park, NY 11042
    
	
 
    	
 
    	
 
    	
 
    
	
133.          2990 East Prien Lake Road, Lake Charles, Louisiana 70615
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
TSN   Realty, LLC
    
	
 
    	
 
    	
 
    	
 
    	
c/o   David B. Rubin
    
	
 
    	
 
    	
 
    	
 
    	
185   Canfield Drive
    
	
 
    	
 
    	
 
    	
 
    	
Stamford,   CT 06902
    

 

 

	
134.          3111 Midwestern Parkway, Sikes Senter Mall, Wichita Falls, Texas 76308
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Sikes   Senter, LLC
    
	
 
    	
 
    	
 
    	
c/o   Rouse Properties, Inc.
    
	
 
    	
 
    	
 
    	
1114   Avenue of the Americas, Ste. 2800
    
	
 
    	
 
    	
 
    	
New   York, NY 10036-7703
    
	
 
    	
 
    	
 
    	
Attn:   General Counsel
    
	
 
    	
 
    	
 
    	
 
    
	
135.          Space No. 6501, Alexandria Mall, 3437 Masonic Drive, Alexandria,   Louisiana 71301
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Alexandria Main Mall LLC
    
	
 
    	
 
    	
 
    	
c/o   Radiant Partners, LLC
    
	
 
    	
 
    	
 
    	
145   West 45th Street, 10th floor
    
	
 
    	
 
    	
 
    	
New   York, NY 10036
    
	
 
    	
 
    	
 
    	
Attn:   Daniel Friedman
    
	
 
    	
 
    	
 
    	
 
    
	
136.          10533 South Mall Drive, Baton Rouge, Louisiana 70809
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Siegen Lane Properties LLC
    
	
 
    	
 
    	
 
    	
c/o Olshan Properties, Inc.
    
	
 
    	
 
    	
 
    	
5500   New Albany Road, East, Ste. 301
    
	
 
    	
 
    	
 
    	
New   Albany, OH 43054
    
	
 
    	
 
    	
 
    	
 
    
	
137.          3320 Ambassador Caffery Parkway, Lafayette, Louisiana 70502
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Ambassador Way Associates, LP
    
	
 
    	
 
    	
 
    	
c/o   Fidelis Realty Partners, Ltd.
    
	
 
    	
 
    	
 
    	
4500   Bissonet, Ste. 300
    
	
 
    	
 
    	
 
    	
Bellaire,   TX 77401
    
	
 
    	
 
    	
 
    	
 
    
	
138.        9795 FM 1960, Humble, Texas 77338
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Randall’s Food and Drugs, LP
    
	
 
    	
 
    	
 
    	
3663   Briarpark
    
	
 
    	
 
    	
 
    	
Houston,   TX 77042
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
With   a copy to:
    	
Albertson   Companies/PDA #5991-03
    
	
 
    	
 
    	
 
    	
20427   N. 27th Avenue
    
	
 
    	
 
    	
 
    	
Phoenix,   AZ 85027
    
	
 
    	
 
    	
 
    	
 
    
	
139.        24421 Katy Freeway, Katy, Texas 77494
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Bluecap, Ltd
    
	
 
    	
 
    	
 
    	
 
    	
c/o   O. N. Baker
    
	
 
    	
 
    	
 
    	
 
    	
8554   Katy Freeway, Suite 301
    
	
 
    	
 
    	
 
    	
 
    	
Houston,   TX 77024
    

 

 

	
140.        6550 Garth Rd., Baytown, Texas 77521
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
AREP   Baytown II Partners, LP
    
	
 
    	
 
    	
 
    	
7880 San Felipe Street, Ste 120
    
	
 
    	
 
    	
 
    	
Houston,   TX 77063
    
	
 
    	
 
    	
 
    	
 
    
	
141.        127 NorthShore Blvd, Suite 2, Slidell, Louisiana 70460
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
RCG   — Slidell, LLC
    
	
 
    	
 
    	
 
    	
3060 Peachtree Road, Ste. 400
    
	
 
    	
 
    	
 
    	
Atlantic,   GA 30305
    
	
 
    	
 
    	
 
    	
Attn:   Property Manager
    
	
 
    	
 
    	
 
    	
 
    
	
142.        Rayzor Ranch Marketplace, Denton, Texas
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Rayzor   Ranch Marketplace Associates, LLC
    
	
 
    	
 
    	
 
    	
c/o   Fidelis Realty Partners
    
	
 
    	
 
    	
 
    	
4500   Bissonnet Street, Ste 300
    
	
 
    	
 
    	
 
    	
Bellaire,   TX 77401
    
	
 
    	
 
    	
 
    	
Attn:   General Counsel
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
With   a copy to:
    	
Rayzor   Ranch Marketplace Associates, LLC
    
	
 
    	
 
    	
 
    	
5207   McKinney Avenue, Ste. 22
    
	
 
    	
 
    	
 
    	
Dallas,   TX 75205
    
	
 
    	
 
    	
 
    	
Attn:   Rick Coe
    
	
 
    	
 
    	
 
    	
 
    
	
143.        1951 South 25th East, Ammon, ID 83406
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Ammon   Properties, L.C.
    
	
 
    	
 
    	
 
    	
c/o:   Woodbury Corporation
    
	
 
    	
 
    	
 
    	
2733   E. Parleys Way, Ste. 300
    
	
 
    	
 
    	
 
    	
Salt   Lake City, UT 84109
    
	
 
    	
 
    	
 
    	
 
    
	
144.        3666 Brooks Street, Missoula, MT 59801
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
UT   Missoula L.L.C.
    
	
 
    	
 
    	
 
    	
c/o:   Woodbury Corporation
    
	
 
    	
 
    	
 
    	
2733   E. Parleys Way, Ste. 300
    
	
 
    	
 
    	
 
    	
Salt   Lake City, UT 84109
    
	
 
    	
 
    	
 
    	
 
    
	
145.        8698 East Raintree Drive, Scottsdale,   AZ 85260
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Umbral   2, LLC
    
	
 
    	
 
    	
 
    	
4590   MacArthur Blvd., 5th Floor
    
	
 
    	
 
    	
 
    	
Newport   Beach, CA 92660
    
	
 
    	
 
    	
 
    	
 
    
	
146.        2651 W. 29th Street, Greeley, CO 80631
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Gerry &   Monica Schwarzblatt Trust
    
	
 
    	
 
    	
 
    	
 
    	
9454   Wilshire Blvd., Ste 207
    
	
 
    	
 
    	
 
    	
 
    	
Beverly   Hills, CA 90210
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Gerhard Schwarzblatt
    

 

 

	
147.        2020 Gunbarrel Road, Chattanooga, TN   37421
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Robert   F. Myer, COO
    
	
 
    	
 
    	
 
    	
Hamilton   Village Station, LLC.
    
	
 
    	
 
    	
 
    	
11501   Northlake Drive
    
	
 
    	
 
    	
 
    	
Cincinnati,   Ohio 45249
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
With   a copy to:
    	
Lease   Administration Department
    
	
 
    	
 
    	
 
    	
Phillips   Edison & Company, Ltd.
    
	
 
    	
 
    	
 
    	
11501   Northlake Drive
    
	
 
    	
 
    	
 
    	
Cincinnati,   Ohio 45249
    
	
 
    	
 
    	
 
    	
 
    
	
148.        Fallschase Shopping Center,   Tallahassee, FL 32317
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
CPP   Fallschase II, LLC
    
	
 
    	
 
    	
 
    	
c/o:   Lormax Stern Development Company, LLC
    
	
 
    	
 
    	
 
    	
38500   Woodward Avenue, Ste. 200
    
	
 
    	
 
    	
 
    	
Bloomfield   Hills, MI 48304
    
	
 
    	
 
    	
 
    	
 
    
	
149.        915 W. Main Street, Bozeman, MT 59715
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
West   Coast Highway, LLC
    
	
 
    	
 
    	
 
    	
c/o   Debra Barlow
    
	
 
    	
 
    	
 
    	
31351   Rancho Viejo Road, Ste 105
    
	
 
    	
 
    	
 
    	
San   Juan Capistrano, CA 92675161.
    
	
 
    	
 
    	
 
    	
 
    
	
150.        1010 NE Coronado Drive, Blue Springs,   MO 64014
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Blue   Springs Partners, LP
    
	
 
    	
 
    	
 
    	
 
    	
c/o:   RED Development
    
	
 
    	
 
    	
 
    	
 
    	
Lighton   Tower
    
	
 
    	
 
    	
 
    	
 
    	
7500   College Blvd., Ste. 750
    
	
 
    	
 
    	
 
    	
 
    	
Overland   Park, KS 66210
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Property Manager
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
151.        14384 Lincoln Street, Thornton, CO   80023
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Thornton   Development, L.L.C.
    
	
 
    	
 
    	
 
    	
 
    	
c/o:   Staenberg Group, Inc.
    
	
 
    	
 
    	
 
    	
 
    	
2127   Innerbelt Business Center Drive, Ste. 310
    
	
 
    	
 
    	
 
    	
 
    	
St.   Louis, MO 63114
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
152.        2200 War Admiral Way, Lexington, KY   40509
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
War   Admiral Place, LLC
    
	
 
    	
 
    	
 
    	
 
    	
P.O. Box   12128
    
	
 
    	
 
    	
 
    	
 
    	
Lexington,   KY 40509
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Patrick W. Madden
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
With   notice to:
    	
War   Admiral Place, LLC
    
	
 
    	
 
    	
 
    	
 
    	
2517   Sir Barton Way
    
	
 
    	
 
    	
 
    	
 
    	
Lexington,   KY 40509
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Patrick W. Madden
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
153.        65 Treeline Road, Kalispell, MT 59901
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
TKG   Spring Prairie Development Three, LLC
    
	
 
    	
 
    	
 
    	
 
    	
c/o   TKG Management, Inc.
    
	
 
    	
 
    	
 
    	
 
    	
211   N. Stadium Blvd., Ste 201
    
	
 
    	
 
    	
 
    	
 
    	
Columbia,   Missouri 65233
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
With   a copy to:
    	
TKG   Spring Prairie Development Three, LLC
    
	
 
    	
 
    	
 
    	
 
    	
c/o   TKG Management, Inc.
    
	
 
    	
 
    	
 
    	
 
    	
211   N. Stadium Blvd., Ste 201
    
	
 
    	
 
    	
 
    	
 
    	
Columbia,   Missouri 65233
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   General Counsel
    

 

 

	
154.        17815 La Cantera Parkway, San Antonio,   TX
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Hines   Global REIT San Antonio Retail I LP
    
	
 
    	
 
    	
 
    	
 
    	
c/o   The Rim Management
    
	
 
    	
 
    	
 
    	
 
    	
17503   La Cantera Parkway, Ste 104
    
	
 
    	
 
    	
 
    	
 
    	
San   Antonio, TX 78257
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
155.        318 Broadway, Nashville, TN 37201
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Love’s   Broadway Boots, LLC
    
	
 
    	
 
    	
 
    	
 
    	
256   Worth Avenue, Ste. 200
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
156.        2315 Summa Drive, Ste. 1C, Las Vegas,   NV 37201
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
The   Shops at Summerlin South, LP
    
	
 
    	
 
    	
 
    	
 
    	
c/o   The Howard Hughes Corporation
    
	
 
    	
 
    	
 
    	
 
    	
One   Galleria Tower, 22nd Floor
    
	
 
    	
 
    	
 
    	
 
    	
13355   Noel Road
    
	
 
    	
 
    	
 
    	
 
    	
Dallas,   TX 75240
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   General Counsel
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
With   a copy to:
    	
The   Shops at Summerlin South, LP
    
	
 
    	
 
    	
 
    	
 
    	
10801   West Charleston Blvd.
    
	
 
    	
 
    	
 
    	
 
    	
Las   Vegas, NV 89135
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Legal Department
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
157.        152 Stratford Commons Court, Suite.   05, Winston-Salem, NC 27103
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Brixmor   GA Stratford Commons, LP
    
	
 
    	
 
    	
 
    	
 
    	
c/o   Brixmor Property Group
    
	
 
    	
 
    	
 
    	
 
    	
450   Lexington Avenue, 13th Floor
    
	
 
    	
 
    	
 
    	
 
    	
New   York, NY 10170
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Office of General Counsel
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
With   a copy to:
    	
Brixmor   GA Stratford Commons, LP
    
	
 
    	
 
    	
 
    	
 
    	
c/o   Brixmor Property Group
    
	
 
    	
 
    	
 
    	
 
    	
3440   Preston Ridge Road
    
	
 
    	
 
    	
 
    	
 
    	
Building   IV, Suite 425
    
	
 
    	
 
    	
 
    	
 
    	
Alpharetta,   GA 30005
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Vice President of Legal Services
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
158.        3310 West Shaw Avenue, Suite 02A,   Fresno, CA 93711
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Brixmor   Arbor Faire Owner, LP
    
	
 
    	
 
    	
 
    	
 
    	
c/o   Brixmor Property Group
    
	
 
    	
 
    	
 
    	
 
    	
450   Lexington Avenue, 13th Floor
    
	
 
    	
 
    	
 
    	
 
    	
New   York, NY 10170
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Office of General Counsel
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
With   a copy to:
    	
Brixmor   Arbor Faire Owner, LP
    
	
 
    	
 
    	
 
    	
 
    	
c/o   Brixmor Property Group
    
	
 
    	
 
    	
 
    	
 
    	
40   Skokie Blvd., Ste 600
    
	
 
    	
 
    	
 
    	
 
    	
Northbrook, IL   60062
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Vice President of Legal Services
    
						

 

 

	
159.        1000 Commerce Avenue, Suite 0500,   Atwater, CA 95301
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
BRE   Throne Applegate Ranch, LLC
    
	
 
    	
 
    	
 
    	
 
    	
c/o   Brixmor Property Group
    
	
 
    	
 
    	
 
    	
 
    	
450   Lexington Avenue, 13th Floor
    
	
 
    	
 
    	
 
    	
 
    	
New   York, NY 10170
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Office of General Counsel
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
With   a copy to:
    	
BRE   Throne Applegate Ranch, LLC
    
	
 
    	
 
    	
 
    	
 
    	
c/o   Brixmor Property Group
    
	
 
    	
 
    	
 
    	
 
    	
40   Skokie Blvd., Ste 600
    
	
 
    	
 
    	
 
    	
 
    	
Northbrook, IL   60062
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Vice President of Legal Services
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
160.        Alamance Crossing West Shopping Center   University   Drive & I-85, Burlington, NC.
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Alamance   Crossing II, LLC
    
	
 
    	
 
    	
 
    	
c/o   CBL & Associate Management, Inc.
    
	
 
    	
 
    	
 
    	
CBL   Center, Suite 500
    
	
 
    	
 
    	
 
    	
2030   Hamilton Place Blvd.
    
	
 
    	
 
    	
 
    	
Chattanooga,   TN 37421-6000
    
	
 
    	
 
    	
 
    	
 
    
	
161.        25895 Highway 290, Cypress, TX 77429
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Cypress   Towne Center, Ltd.
    
	
 
    	
 
    	
 
    	
8555   Westheimer Road
    
	
 
    	
 
    	
 
    	
Houston,   TX 77063
    
	
 
    	
 
    	
 
    	
 
    
	
162.        U.S. 11W & Interstate 81,   Bristol, TN 37620
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Pinnacle   North, LLC
    
	
 
    	
 
    	
 
    	
601   State Street, 6th Floor
    
	
 
    	
 
    	
 
    	
Bristol,   VA 24201
    
	
 
    	
 
    	
 
    	
Attn:   Mr. Steve Johnson
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
With   a copy to:
    	
Hartman   Simons & Wood LLLP
    
	
 
    	
 
    	
 
    	
6400   Powers Ferry Road NW
    
	
 
    	
 
    	
 
    	
Suite #400
    
	
 
    	
 
    	
 
    	
Atlanta,   GA 30339
    
	
 
    	
 
    	
 
    	
Attn:   Jeremy D. Cohen
    
	
 
    	
 
    	
 
    	
 
    
	
163.        15185 W. 119th Street, Olathe, KS 66002
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
M-III   Olathe Station Property, LLC
    
	
 
    	
 
    	
 
    	
c/o   Mariner Real Estate Management, LLC.
    
	
 
    	
 
    	
 
    	
4601   College Blvd., Ste 350
    
	
 
    	
 
    	
 
    	
Leawood,   KS 66211
    
	
 
    	
 
    	
 
    	
Attn:   President
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
With   a copy to:
    	
M-III   Olathe Station Property, LLC
    
	
 
    	
 
    	
 
    	
c/o   Legacy Asset Management, LLC
    
	
 
    	
 
    	
 
    	
4717   Central Street
    
	
 
    	
 
    	
 
    	
Kansas   City, MO 64112
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
With   a copy to:
    	
Daspin &   Aument, LLP
    
	
 
    	
 
    	
 
    	
 
    	
227   West Monroe Street, Ste 3500
    
	
 
    	
 
    	
 
    	
 
    	
Chicago, IL   60606
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Nicole Rudman Brown
    

 

 

	
164.        3103 W. Highway 74, Monroe, NC 44648
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
IA   Monroe Poplin, LLC
    
	
 
    	
 
    	
 
    	
c/o   InvenTrust Property Mgmt, LLC
    
	
 
    	
 
    	
 
    	
2809   Butterfield Road
    
	
 
    	
 
    	
 
    	
Oak   Brook, IL 60523
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
With   a copy to:
    	
Inland   American
    
	
 
    	
 
    	
 
    	
Monroe   Poplin, LLC
    
	
 
    	
 
    	
 
    	
2901   Butterfield Road
    
	
 
    	
 
    	
 
    	
Oak   Brook, IL 60523
    
	
 
    	
 
    	
 
    	
 
    
	
165.        2625 Scottsville Road, Bowling Green,   KY 42104
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Greenwood   Mall, LLC
    
	
 
    	
 
    	
 
    	
c/o   Greenwood Mall
    
	
 
    	
 
    	
 
    	
110   N. Wacker Drive
    
	
 
    	
 
    	
 
    	
Chicago, IL   60606
    
	
 
    	
 
    	
 
    	
Attn:   Law/Lease Administration Dept.
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
With   a copy to:
    	
Greenwood   Mall
    
	
 
    	
 
    	
 
    	
2625   Scottsville Road
    
	
 
    	
 
    	
 
    	
Bowling   Green, KY 42104
    
	
 
    	
 
    	
 
    	
Attn:   General Manager
    
	
 
    	
 
    	
 
    	
 
    
	
166.        1991 West Highway 40, Vernal, UT 84078
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Gardner   Towne Center, LLC
    
	
 
    	
 
    	
 
    	
201   South Main Street, Ste 2000
    
	
 
    	
 
    	
 
    	
Salt   Lake City, UT 84111
    
	
 
    	
 
    	
 
    	
Attn:   Rulon C. Gardner
    
	
 
    	
 
    	
 
    	
 
    
	
167.        211 Rolling Hills Circle, Easley, SC   29640
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord:
    	
Easley   Commons Retail Associates LLC
    
	
 
    	
 
    	
 
    	
1765   Merriman Road
    
	
 
    	
 
    	
 
    	
Akron,   OH 44313
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
With   a copy to:
    	
Easley   Commons Retail Associates, LLC.
    
	
 
    	
 
    	
 
    	
 
    	
c/o   Riverview Management
    
	
 
    	
 
    	
 
    	
 
    	
1765   Merriman Road
    
	
 
    	
 
    	
 
    	
 
    	
Akron,   OH 44313
    

 

 

	
168.        4501 Outer Loop Drive, Louisville, KY   40219
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Weingarten   Realty Investors
    
	
 
    	
 
    	
 
    	
 
    	
P.O. Box   301074
    
	
 
    	
 
    	
 
    	
 
    	
Houston,   TX 77303-1074
    
	
 
    	
 
    	
 
    	
 
    	
Weingarten   Realty Investors
    
	
 
    	
 
    	
 
    	
 
    	
2600   Citadel Plaza Drive, Ste 125
    
	
 
    	
 
    	
 
    	
 
    	
Houston,   TX 77008
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
169.        640 Centerview Blvd., Ste. 120,   Kissimmee, FL 34741
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
HUH   DI/OCP Crosslands, LLC
    
	
 
    	
 
    	
 
    	
 
    	
c/o   O’Connor Property Management
    
	
 
    	
 
    	
 
    	
 
    	
240   Royal Palm Way, 2nd Floor
    
	
 
    	
 
    	
 
    	
 
    	
Palm   Beach, FL 33480
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
With   a copy to:
    	
Osceola   Crossing Owner, LLC
    
	
 
    	
 
    	
 
    	
 
    	
14901   S. Orange Blossom Trail
    
	
 
    	
 
    	
 
    	
 
    	
Orlando,   Fl 32827
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   General Counsel
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
With   a copy to:
    	
Hartman   Simons & Wood LLP
    
	
 
    	
 
    	
 
    	
 
    	
6400   Powers Ferry Road NW, Ste 400
    
	
 
    	
 
    	
 
    	
 
    	
Atlanta,   GA 30339
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Laura B. Kurlander
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
170.        6360 S. Parker Road, #5, Aurora, CO   80016
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Arapahoe   Crossing LP
    
	
 
    	
 
    	
 
    	
 
    	
c/o   Brixmor Property Group
    
	
 
    	
 
    	
 
    	
 
    	
450   Lexington Avenue, 13th Fl
    
	
 
    	
 
    	
 
    	
 
    	
New   York, NY 10170
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Office of General Counsel
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
With   a copy to:
    	
Arapahoe   Crossing LP
    
	
 
    	
 
    	
 
    	
 
    	
c/o   Brixmor Property Group
    
	
 
    	
 
    	
 
    	
 
    	
40   Skokie Blvd., Ste 600
    
	
 
    	
 
    	
 
    	
 
    	
Northbrook, IL   60062
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Vice President of Legal Services
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
171.        Polaris Pointe Shops, Colorado   Springs, CO 80921
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Executive   Companies
    
	
 
    	
 
    	
 
    	
 
    	
13540   Meadowgrass Drive, Ste 200
    
	
 
    	
 
    	
 
    	
 
    	
Colorado   Springs, CO 80921
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Gary Erickson
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
172.        195 W. Esplanade Drive, Oxnard, CA   93036
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
California   Property Owner I, LLC
    
	
 
    	
 
    	
 
    	
 
    	
c/o   Brixmor Property Group
    
	
 
    	
 
    	
 
    	
 
    	
450   Lexington Avenue, 13th Fl
    
	
 
    	
 
    	
 
    	
 
    	
New   York, NY 10170
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Office of General Counsel
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
With   a copy to:
    	
California   Property Owner I, LLC
    
	
 
    	
 
    	
 
    	
 
    	
c/o   Brixmor Property Group
    
	
 
    	
 
    	
 
    	
 
    	
40   Skokie Blvd., Ste 600
    
	
 
    	
 
    	
 
    	
 
    	
Northbrook, IL   60062
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Vice President of Legal Services
    

 

 

	
173.        The Shoppes at Southport West, Omaha,   NE
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
CBRE   Mega
    
	
 
    	
 
    	
 
    	
 
    	
c/o   CBRE Mega
    
	
 
    	
 
    	
 
    	
 
    	
11213   Davenport Street, Ste. 300
    
	
 
    	
 
    	
 
    	
 
    	
Omaha,   NE 68154
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
174.        The Marketplace, Council   Bluffs, IA
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Legacy   CB, LLC
    
	
 
    	
 
    	
 
    	
 
    	
c/o   Red Legacy, LLC
    
	
 
    	
 
    	
 
    	
 
    	
4717   Central Street
    
	
 
    	
 
    	
 
    	
 
    	
Kansas   City, MO 64112
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Legal
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
With   a copy to:
    	
The   Katz Law Firm
    
	
 
    	
 
    	
 
    	
 
    	
7227   Metcalf Avenue, 2nd Fl
    
	
 
    	
 
    	
 
    	
 
    	
Overland   Park, KS 66204
    
	
 
    	
 
    	
 
    	
 
    	
Richard   B. Katz
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
175.        Glade Park Shopping Center, Euless, TX
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Glade   Inline I, LLC
    
	
 
    	
 
    	
 
    	
 
    	
6723   Weaver Road, Ste 108
    
	
 
    	
 
    	
 
    	
 
    	
Rockford, IL   61114
    
	
 
    	
 
    	
 
    	
 
    	
Attn:   Zack Knutson
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
176.        Four Corners Shopping Center, Tomball,   TX
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
BK   2920, Ltd.
    
	
 
    	
 
    	
 
    	
 
    	
3700   Buffalo Speedway, Ste. 1020
    
	
 
    	
 
    	
 
    	
 
    	
Houston,   TX 77098
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
177.        1268 S. Hoover Street, Longmont, CO   80501
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
D.D.   Dunlap Companies
    
	
 
    	
 
    	
 
    	
 
    	
16897   Algonquin, Suite A
    
	
 
    	
 
    	
 
    	
 
    	
Huntington   Beach, CA 92649
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
178.        600 Ed Noble Parkway, Norman, OK 73072
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Gemini   Parkway Plaza, LLC
    
	
 
    	
 
    	
 
    	
 
    	
c/o   Woodmont Company
    
	
 
    	
 
    	
 
    	
 
    	
2100   W. 7th Street
    
	
 
    	
 
    	
 
    	
 
    	
Forth   Worth, TX 76107
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
179.        5080 Richmond Avenue (Galleria),   Houston, TX 77056
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
POR   LP NOTICES
    
	
 
    	
 
    	
 
    	
 
    	
5177   Richmond Avenue, Ste 610
    
	
 
    	
 
    	
 
    	
 
    	
Houston,   TX 77056
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
180.        10515 Katy Freeway (I-10), Houston, TX   77024
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
Landlord:
    	
Jim   R. Smith
    
	
 
    	
 
    	
 
    	
 
    	
1400   Post Oak Blvd., Ste. 650
    
	
 
    	
 
    	
 
    	
 
    	
Houston,   TX 77056
    

 

 

181.                        420 Congaree Rd., Greenville, SC 29607

 

	
Landlord:
    	
H &   H Properties II, LLC
    
	
 
    	
2701   Colgate Road, Ste 300
    
	
 
    	
Charlotte,   NC 28211
    

 

182.                        6420 Eastex Freeway, Beaumont, TX 77708

 

	
Landlord:
    	
D &   F Realty Partners, LLC
    
	
 
    	
c/o   Fertitta Realty, Inc.
    
	
 
    	
P.O. Box   12400
    
	
 
    	
Beaumont,   TX 77726
    

 

183.                        2727 Iowa Street, Lawrence, KS 66046

 

	
Landlord:
    	
TMD   Iowa, LLC c/o
    
	
 
    	
Inland   Comm. Real Estate Svcs, LLC/ Bldg #75048
    
	
 
    	
2901   Butterfield Road
    
	
 
    	
Oak   Brook, IL 60523
    
	
 
    	
Attn:   Senior Vice President/Property Management
    

 

184.                        8353 N. Booth Avenue, Kansas City, MO 64158

 

	
Landlord:
    	
SCV   Retail LLC
    
	
 
    	
c/o   U.S. Federal Properties Co., LLC
    
	
 
    	
4706   Broadway, Ste 240
    
	
 
    	
Kansas   City, MO 64112
    
	
 
    	
Attn:   Director Property Management
    

 

185.                        19380 Interstate 45, Spring, TX 77373

 

	
Landlord:
    	
Cypresswood   Partners, LTD.
    
	
 
    	
c/o   Huntington Properties, Ltd.
    
	
 
    	
109   N. Post Oak Lane, Ste 550
    
	
 
    	
Houston,   TX 77024
    

 

186.                        6590 Youree Drive, Shreveport, LA 71105

 

	
Landlord:
    	
Bayou   Walk, LLC
    
	
 
    	
c/o   Crimson Capital, LLC
    
	
 
    	
489   Riverview Drive
    
	
 
    	
Totowa,   NJ 07512
    
	
 
    	
Attn:   Joseph Prestifilippo
    

 

 

187.                        10020 Coors Bypass NW, Albuquerque, NM 87114

 

	
Landlord:
    	
Sanford   Albuquerque Property, LLC
    
	
 
    	
c/o   NAI Maestas & Ward Property Management
    
	
 
    	
P.O. Box   91090
    
	
 
    	
Albuquerque,   NM 87199
    
	
With a copy to:
    	
Sanford   Albuquerque Property, LLC
    
	
 
    	
108   Lugar De Oro Street
    
	
 
    	
Santa   Fe, NM 87501
    
	
 
    	
Attn:   Andrew Sanford
    

 

188.                        11251 Beech Avenue, Fontana, CA

 

	
Landlord:
    	
Teachers   Insurance and Annuity Assn of America
    
	
 
    	
730   Third Avenue
    
	
 
    	
New   York, NY 10017
    
	
With   a copy to:
    	
JLL
    
	
 
    	
3281   E. Guasti Road, Ste 850
    
	
 
    	
Ontario,   CA 91761
    

 

189.            7800 Rivers Avenue, Ste 1930, North Charleston, SC 29408

 

	
Landlord:
    	
Hawthorne   North Rivers, LLC
    
	
 
    	
 
    
	
 
    	
300   Providence Road, Ste. 105
    
	
 
    	
 
    
	
 
    	
Charlotte,   NC 28207
    
	
 
    	
 
    
	
 
    	
Attn:   Asset Manager
    

 

190.            5641 Lone Tree Way, Ste. 101, Brentwood, CA 94515

 

	
Landlord:
    	
Donahue   Schriber Realty Group, L.P.
    
	
 
    	
 
    
	
 
    	
200   East Baker Street, Ste. 100
    
	
 
    	
 
    
	
 
    	
Costa   Mesa, CA 92626
    
	
 
    	
 
    
	
 
    	
Attn:   Property Manager
    
	
 
    	
 
    
	
With   a copy to:
    	
Donahue   Schriber
    
	
 
    	
 
    
	
 
    	
3501   Del Paso Road, Ste. 100
    
	
 
    	
 
    
	
 
    	
Sacramento,   CA 95835
    
	
 
    	
 
    
	
 
    	
Attn:   Property Manager
    

 

191.            464 N. Hwy 27/441, Lady Lake, FL 32159

 

	
Landlord:
    	
SRK   Lady Lake 43 Associates, LLC
    
	
 
    	
 
    
	
 
    	
c/o   Benchmark Management Corporation
    
	
 
    	
 
    
	
 
    	
4053   Maple Road
    
	
 
    	
 
    
	
 
    	
Amherst,   NY 14226
    
	
 
    	
 
    
	
 
    	
Attn:   Director of Leasing
    

 

 

192.            2770 Reynolds Ranch Pkwy, Lodi, CA 95240

 

	
Landlord:
    	
Sandpiper   Pennebaker Group, LLC
    
	
 
    	
 
    
	
 
    	
1420   Mills Avenue, Ste M
    
	
 
    	
 
    
	
 
    	
Lodi,   CA 95242
    

 

193.            2280 W. Warm Springs Road, Las Vegas, NV 89119

 

	
Landlord:
    	
DJT   Enterprises
    
	
 
    	
 
    
	
 
    	
3900   Paradise Road, Ste. 111
    
	
 
    	
 
    
	
 
    	
Las   Vegas, NV 89109
    
	
 
    	
 
    
	
 
    	
Attn:   Daniel Tuntland
    

 

194.            858 Dawsonville Hwy, Gainesville, GA 30501

 

	
Landlord:
    	
Freeway   Associates, LLC
    
	
 
    	
 
    
	
 
    	
c/o   Selig Enterprises, Inc.
    
	
 
    	
 
    
	
 
    	
1100   Spring Street, Ste. 550
    
	
 
    	
 
    
	
 
    	
Atlanta,   GA 30309-2848
    

 

195.            10105 West McDowell Road, Avondale, AZ 85392

 

	
Landlord:
    	
Lot   7 Gateway, LLC
    
	
 
    	
 
    
	
 
    	
2980   E. Northern Avenue, Ste. A
    
	
 
    	
 
    
	
 
    	
Phoenix,   AZ 85028
    
	
 
    	
 
    
	
 
    	
Attn:   Joe Walters
    

 

 

196.            5606 Sprague Avenue, Spokane Valley, WA  99212

 

	
Landlord:
    	
Central   Sprague Realty, LLC
    
	
 
    	
 
    
	
 
    	
Leavitt   Capital Companies
    
	
 
    	
 
    
	
 
    	
717   W. Sprague Avenue, Ste. 802
    
	
 
    	
 
    
	
 
    	
Spokane,   WA 99201
    
	
 
    	
 
    
	
 
    	
Attn:   Aaron Lake
    

 

	
With   a copy to:
    	
Lukins &   Annis, P.S.
    
	
 
    	
 
    
	
 
    	
717   W. Sprague Avenue, Ste. 1600
    
	
 
    	
 
    
	
 
    	
Spokane,   WA 99201
    
	
 
    	
 
    
	
 
    	
Attn:   Joe. A. Romberg
    

 

197.            1905B Edwards Lake Rd, Birmingham, AL 35235

 

	
Landlord:
    	
OA   Partners, LLC
    
	
 
    	
 
    
	
 
    	
10   Harris Court, Ste. B-1
    
	
 
    	
 
    
	
 
    	
Monterey,   CA 93940
    
	
 
    	
 
    
	
 
    	
Attn:   Sherry Peverini
    
	
 
    	
 
    
	
With   a copy to:
    	
Miller   Starr Regalia
    
	
 
    	
 
    
	
 
    	
1331   N. California, Fifth Floor
    
	
 
    	
 
    
	
 
    	
Walnut   Creek, CA 94546
    
	
 
    	
 
    
	
 
    	
Attn:   Chad Gallagher
    

 

198.            12030 East Freeway, Houston, TX 77029

 

	
Landlord:
    	
BK   FED EAST, LTD
    
	
 
    	
 
    
	
 
    	
c/o   Baker Katz
    
	
 
    	
 
    
	
 
    	
3700   Buffalo Speedway, Ste. 1020
    
	
 
    	
 
    
	
 
    	
Houston,   TX 77098
    
	
 
    	
 
    
	
 
    	
Attn:   Jason Lax
    

 

 

199.            5920 SW Huntoon Street, Topeka, KS 66604

 

	
Landlord:
    	
WBB,   LLC
    
	
 
    	
 
    
	
 
    	
1707   W. Waterfront Parkway
    
	
 
    	
 
    
	
 
    	
Wichita,   KS 67206
    
	
 
    	
 
    
	
 
    	
Attn:   Lease Administrator
    

 

200.            3406 Adventure Lane, Kodak, TN 37764

 

	
Landlord:
    	
Hickory   Hills Properties
    
	
 
    	
 
    
	
 
    	
P.O. Box   5707
    
	
 
    	
 
    
	
 
    	
Sevierville,   TN 37864
    
	
 
    	
 
    
	
 
    	
Attn:   Gary A. Helton
    

 

201.            1775 Vann Drive, Jackson, TN 38305

 

	
Landlord:
    	
Columns   Development Partners
    
	
 
    	
 
    
	
 
    	
c/o   Gary A. Taylor Investment Co.
    
	
 
    	
 
    
	
 
    	
2574   Christmasville Cove, Ste. H
    
	
 
    	
 
    
	
 
    	
Jackson,   TN 38305
    
	
 
    	
 
    
	
 
    	
Attn:   Gary A. Taylor, Managing Partners
    

 

202.            523 E. Lewis & Clark Pkwy, Clarksville, IN 47129

 

	
Landlord:
    	
CBRE, Inc.   as court Appointed
    
	
 
    	
 
    
	
 
    	
Receiver   for LaPlace Indiana, LLC
    
	
 
    	
 
    
	
 
    	
8500   Keystone Crossing, Ste. 170
    
	
 
    	
 
    
	
 
    	
Indianapolis, IN   46240
    
	
 
    	
 
    
	
 
    	
Attn:   Scott M. Gray
    

 

 

203.            888 West Second Street, Calexico, Ca 92231

 

	
Landlord:
    	
Gran   Plaza, L.P.
    
	
 
    	
 
    
	
 
    	
c/o   Excel Property Management Services, Inc.
    
	
 
    	
 
    
	
 
    	
9034   W. Sunset Blvd.
    
	
 
    	
 
    
	
 
    	
West   Hollywood, CA 90069
    

 

From time to time certain equipment, including, without limitation, motor vehicles and computers, may be offsite in the ordinary course of business.

 

 

(ii)                                  Sheplers Holding Corporation and Sheplers, Inc. Locations

 

	
Location Name
    	
 
    	
Location Name
    
	
 
    	
 
    	
 
    
	
Wichita - Store No. 301
    	
 
    	
Orlando - Store No. 334
    
	
 
    	
 
    	
 
    
	
6501 West Kellogg Street
    	
 
    	
5250 International Drive, Space E5
    
	
 
    	
 
    	
 
    
	
Wichita, Kansas 67209-2211
    	
 
    	
Orlando, Florida 32819
    
	
 
    	
 
    	
 
    
	
Landlord: SHEP (KS-OK) QRS 16-113, Inc.
    	
 
    	
Landlord: FB Orlando Acquisition Company, LLC
    
	
 
    	
 
    	
 
    
	
Oklahoma City - Store No. 302
    	
 
    	
Riverview- Store No. 336
    
	
 
    	
 
    	
 
    
	
812 South Meridian Avenue
    	
 
    	
Mesa Riverview
    
	
 
    	
 
    	
 
    
	
Oklahoma City, Oklahoma 73108-1604
    	
 
    	
829 N Dobson Road
    
	
 
    	
 
    	
 
    
	
Landlord: SHEP (KS-OK) QRS 16-113, Inc.
    	
 
    	
Mesa, Arizona 85201-7585
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Landlord: DeRito/Kimco
    
	
 
    	
 
    	
 
    
	
Englewood - Store No. 304
    	
 
    	
Arlington - Store No. 305
    
	
 
    	
 
    	
 
    
	
8500 East Orchard Road
    	
 
    	
2500 East Centennial Drive
    
	
 
    	
 
    	
 
    
	
Greenwood Village, Colorado 80111-5012
    	
 
    	
Arlington, Texas 76011-6611
    
	
 
    	
 
    	
 
    
	
Landlord: C2 H2 Limited
    	
 
    	
Landlord: Maymie Bros (Building) /W.R. Grace (Land)
    
	
 
    	
 
    	
 
    
	
Frisco- Store No. 306
    	
 
    	
San Antonio- Store No. 309
    
	
 
    	
 
    	
 
    
	
8549 Gaylord Parkway, Suite 100
    	
 
    	
6201 N.W. Loop 410
    
	
 
    	
 
    	
 
    
	
Frisco, Texas 75034
    	
 
    	
San Antonio, Texas 78238-3303
    
	
 
    	
 
    	
 
    
	
Landlord: BRE Retail Residual Owner 1 LLC
    	
 
    	
Landlord: Ingram 410, LLC
    
	
 
    	
 
    	
 
    
	
Northglenn- Store No. 310
    	
 
    	
Mesquite- Store No 311
    
	
 
    	
 
    	
 
    
	
10300 Bannock Street
    	
 
    	
18500 Lyndon B Johnson Freeway
    
	
 
    	
 
    	
 
    
	
Northglenn, Colorado 80260-6067
    	
 
    	
Mesquite, Texas 75150-5626
    
	
 
    	
 
    	
 
    
	
Landlord: W.R. Grace
    	
 
    	
Landlord: The Rockola Corp
    

 

 

	
Austin — Cap. Plaza - Store   No. 353
    	
 
    	
Austin — Southpark - Store No. 354
    
	
 
    	
 
    	
 
    
	
Capital Plaza
    	
 
    	
Southpark Meadows
    
	
 
    	
 
    	
 
    
	
5415B North IH-35
    	
 
    	
9900 South IH-35, Building B
    
	
 
    	
 
    	
 
    
	
Austin, Texas 78723
    	
 
    	
Austin, Texas 78748
    
	
 
    	
 
    	
 
    
	
Landlord: Cencor Reality Services
    	
 
    	
Landlord: Harbert Rainier SouthPark Meadows, LLC
    
	
 
    	
 
    	
 
    
	
McAllen, TX- Store No. 355
    	
 
    	
Omaha - Store No. 356
    
	
 
    	
 
    	
 
    
	
507 West Expressway 83
    	
 
    	
970 South 72nd Street
    
	
 
    	
 
    	
 
    
	
McAllen, Texas 78503
    	
 
    	
Omaha, Nebraska 68114
    
	
 
    	
 
    	
 
    
	
Landlord: Daniel G Kamin McAllen LLC
    	
 
    	
Landlord: Eric Dawson, LLC
    
	
 
    	
 
    	
 
    
	
San Antonio - Brooks- Store No. 357
    	
 
    	
Fort Worth- Store No. 358
    
	
 
    	
 
    	
 
    
	
3127 SE Military Dr, Suite 121
    	
 
    	
9320 Sage Meadow Trail
    
	
 
    	
 
    	
 
    
	
San Antonio, Texas 78223
    	
 
    	
Fort Worth, Texas 76177
    
	
 
    	
 
    	
 
    
	
Landlord: IA Management, LLC
    	
 
    	
Landlord: ATC Investors, LP
    
	
 
    	
 
    	
 
    
	
Lubbock- Store No. 359
    	
 
    	
Odessa- Store No. 360
    
	
 
    	
 
    	
 
    
	
South Plains Mall - D27
    	
 
    	
5125 E. 42nd Street
    
	
 
    	
 
    	
 
    
	
6002 Slide Road
    	
 
    	
Odessa, Texas 79762
    
	
 
    	
 
    	
 
    
	
Lubbock, Texas 79414
    	
 
    	
Landlord: Leeco Energy & Investments
    
	
 
    	
 
    	
 
    
	
Landlord: Macerich South Plains LP
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
Dallas- Store No. 362
    	
 
    	
Fulfillment Center
    
	
 
    	
 
    	
 
    
	
5850 LBJ Freeway
    	
 
    	
4950 South Laura Street
    
	
 
    	
 
    	
 
    
	
Garland, Texas 75041
    	
 
    	
Wichita, Kansas 67216
    
	
 
    	
 
    	
 
    
	
Landlord: Preston Valley North Limited Partnership
    	
 
    	
Landlord: SHEP (KS-OK) QRS 16-113, Inc.
    

 

 

 

SCHEDULE 3.8

to

Collateral Agreement

 

Chattel Paper; Instruments; Negotiable Documents; Letter-of-Credit Rights

 

None.

 

 

SCHEDULE 3.9

to
 Collateral Agreement

 

Commercial Tort Claims

 

None.

 

 

SCHEDULE 3.10

to
 Collateral Agreement

 

Deposit Accounts and Securities Accounts

 

	
ENTITY
    	
 
    	
BANK
    	
 
    	
ACCT
   NUMBER
    	
 
    	
TYPE
    
	
Boot Barn Holdings Inc.
    	
 
    	
Wells Fargo
    	
 
    	
[*]
    	
 
    	
Funding Account
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Boot Barn Inc.
    	
 
    	
Wells Fargo
    	
 
    	
[*]
    	
 
    	
Master Concentration Acct. - Deposits
    
	
 
    	
 
    	
 
    	
 
    	
[*]
    	
 
    	
Store Credit Card Deposits
    
	
 
    	
 
    	
 
    	
 
    	
[*]
    	
 
    	
BB Internet Credit Card Deposits
    
	
 
    	
 
    	
 
    	
 
    	
[*]
    	
 
    	
Sheplers Internet Credit Card Deposits
    
	
 
    	
 
    	
 
    	
 
    	
[*]
    	
 
    	
Sheplers Other Deposits
    
	
 
    	
 
    	
 
    	
 
    	
[*]
    	
 
    	
Store Cash and Check Deposits
    
	
 
    	
 
    	
 
    	
 
    	
[*]
    	
 
    	
Corp Deposits
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
[*]
    	
 
    	
Master Funding Account
    
	
 
    	
 
    	
 
    	
 
    	
[*]
    	
 
    	
Boot Barn Checking Account
    
	
 
    	
 
    	
 
    	
 
    	
[*]
    	
 
    	
Sheplers Checking Account
    
	
 
    	
 
    	
 
    	
 
    	
[*]
    	
 
    	
ACH Debits (Disbursements)
    
	
 
    	
 
    	
 
    	
 
    	
[*]
    	
 
    	
EFT Payments (Disbursements)
    
	
 
    	
 
    	
 
    	
 
    	
[*]
    	
 
    	
Manual Payroll Disbursements
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
BBVA Compass
    	
 
    	
[*]
    	
 
    	
Store Cash and Check deposits
    
	
 
    	
 
    	
Chase Bank
    	
 
    	
[*]
    	
 
    	
Store Cash and Check deposits
    

 

[*] Certain Information on this page has been omitted and filed separately with the Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

SCHEDULE 3.11

to
 Collateral Agreement

 

Intellectual Property

 

1.             The listing of Trademarks (as defined in the Collateral Agreement) should include: (a) the Trademark; (b) Registration Number or Serial Number; and (c) the Owner of Record.

 

See attached.

 

2.             The listing of Trademark Licenses (as defined in the Collateral Agreement) should include: (a) Name of Licensee/Licensor; and (b) Date.

 

None.

 

3.             The listing of Patents (as defined in the Collateral Agreement) should include: (a) Country; (b) Patent Number or Application Number; (c) Title of Invention; and (d) the Owner of Record.

 

None.

 

4.             The listing of Patent Licenses (as defined in the Collateral Agreement) should include: (a) Name of Licensee/Licensor; and (b) Date.

 

Patent License Agreement, dated March 28, 2011, between Webvention LLC and Sheplers Holding Corporation.

 

5.             The listing of Copyrights (as defined in the Collateral Agreement) should include: (a) Registration Number; (b) Title as listed in Registration; and (c) the Copyright Claimant.

 

See attached.

 

6.             The listing of Copyright Licenses (as defined in the Collateral Agreement) should include: (a) Name of Licensee/Licensor; and (b) Date.

 

None.

 

 

Boot Barn, Inc. Trademarks

 

	
Mark
    	
 
    	
Country
    	
 
    	
Registration
    number
    Registration date
    	
 
    	
Application
   number
    	
 
    	
Current Owner
    
	
BOOT BARN
    	
 
    	
U.S.
    	
 
    	
2,307,397  
 01/11/2000
    	
 
    	
75/579,578
    	
 
    	
Boot Barn, Inc.
    
	
 
    	
 
    	
U.S.
    	
 
    	
3,696,624  
 10/13/2009
    	
 
    	
77/467,382
    	
 
    	
Boot Barn, Inc.
    
	
WESTERN WAREHOUSE
    	
 
    	
U.S.
    	
 
    	
1,197,321*  
 06/08/1982
    	
 
    	
73,229,113
    	
 
    	
Boot Barn, Inc.
    
	
WESTERN WAREHOUSE
    	
 
    	
U.S.
    	
 
    	
1,786,004  
 08/03/1993
    	
 
    	
74/334,293
    	
 
    	
Boot Barn, Inc.
    
	
CORRAL WEST
    	
 
    	
U.S.
    	
 
    	
3,135,148  
 8/29/2006
    	
 
    	
78/569,082
    	
 
    	
Boot Barn, Inc.
    
	
CORRAL WEST RANCHWEAR
    	
 
    	
U.S.
    	
 
    	
3,135,156  
 08/29/2006
    	
 
    	
78/569,628
    	
 
    	
Boot Barn, Inc.
    
	
CWR WORKWEAR DEPOT
    	
 
    	
 
    	
 
    	
 
    	
 
    	
CANCELED
    	
 
    	
 
    
	
CWR
    	
 
    	
 
    	
 
    	
 
    	
 
    	
CANCELED
    	
 
    	
 
    
	
CODY JAMES
    	
 
    	
U.S.
    	
 
    	
1,818,497  
 01/25/1994
    	
 
    	
74/209,357
    	
 
    	
Boot Barn, Inc.
    
	
JOB SITE
    	
 
    	
U.S.
    	
 
    	
2,193,695  
 10/06/1998
    	
 
    	
75/346,364
    	
 
    	
Boot Barn, Inc.
    
	
AMERICAN WORKER HEAD TO   TOE WORK WEAR
    	
 
    	
U.S.
    	
 
    	
3,941,630  
 04/05/2011
    	
 
    	
77/891,409
    	
 
    	
Boot Barn, Inc.
    
	
SHYANNE
    	
 
    	
U.S.
    	
 
    	
3,615,901  
 05/05/2009
    	
 
    	
77/584,307
    	
 
    	
Boot Barn, Inc.
    
	
STINKY BOOT
    	
 
    	
U.S.
    	
 
    	
4247245  
 11/20/2012
    	
 
    	
85/465,810
    	
 
    	
Boot Barn, Inc.
    
	

    	
 
    	
U.S.
    	
 
    	
4867370 
   12/8/2015
    	
 
    	
85722240
    	
 
    	
Boot Barn, Inc.
    

 

 

	

    	
 
    	
U.S.
    	
 
    	
4851565 
   11/10/2015
    	
 
    	
85718520
    	
 
    	
Boot Barn, Inc.
    
	
RCC WESTERN STORES
    	
 
    	
U.S.
    	
 
    	
3,676,190  
 9/01/2009
    	
 
    	
77673023
    	
 
    	
CANCELLED.
    
	

    	
 
    	
 
    	
 
    	
3685540  
 9/22/2009
    	
 
    	
77673019
    	
 
    	
CANCELLED.
    
	

    	
 
    	
 
    	
 
    	
4,164,753  
 6/26/2012
    	
 
    	
85506201
    	
 
    	
Boot Barn, Inc.
    
	

    	
 
    	
Canada
    	
 
    	
TMA860483 
   9/18/2013
    	
 
    	
 
    	
 
    	
 
    
	

    	
 
    	
International   Registration -WIPO
    	
 
    	
1107912
    	
 
    	
 
    	
 
    	
 
    
	

    	
 
    	
New Zealand
    	
 
    	
854978 7/12/2012
    	
 
    	
 
    	
 
    	
 
    
	
RCC WESTERN WEAR
    	
 
    	
U.S.
    	
 
    	
4,164,271  
 6/26/2012
    	
 
    	
85457801
    	
 
    	
Boot Barn, Inc.
    
	
RCC WESTERN STORE
    	
 
    	
North Dakota
    	
 
    	
3272740 
   10/4/2012
    	
 
    	
 
    	
 
    	
 
    
	
RCC WESTERN STORE
    	
 
    	
Wisconsin
    	
 
    	
133574 
   10/3/2012
    	
 
    	
 
    	
 
    	
 
    
	
RCC WESTERN STORE
    	
 
    	
Canada
    	
 
    	
TMA860484 
   9/18/2013
    	
 
    	
 
    	
 
    	
 
    
	
RCC WESTERN STORE
    	
 
    	
International   Registration - WIPO
    	
 
    	
1110298 
   1/17/2012
    	
 
    	
 
    	
 
    	
 
    
	
RCC WESTERN STORE
    	
 
    	
New Zealand
    	
 
    	
854977 
   7/12/2012
    	
 
    	
 
    	
 
    	
 
    

 

 

	
Baskins
    	
 
    	
U.S.
    	
 
    	
4256229  
 12/11/2012
    	
 
    	
85446448
    	
 
    	
Boot Barn, Inc.
    
	
Baskins
    	
 
    	
Louisiana
    	
 
    	
645198 
   6/4/2013
    	
 
    	
 
    	
 
    	
Boot Barn, Inc.
    
	

    	
 
    	
U.S.
    	
 
    	
4157456  
 6/12/2012
    	
 
    	
85446755
    	
 
    	
Boot Barn, Inc.
    
	
Diamond B
    	
 
    	
U.S.
    	
 
    	
3541365  
 12/2/2008
    	
 
    	
77293760
    	
 
    	
Boot Barn, Inc.
    
	
 
    	
 
    	
U.S.
    	
 
    	
3457163  
 7/1/2008
    	
 
    	
77294779
    	
 
    	
Boot Barn, Inc.
    
	
Outfitting   Texans Since 1972
    	
 
    	
U.S.
    	
 
    	
4260163 
   12/18/2012
    	
 
    	
85446958
    	
 
    	
Boot Barn, Inc.
    
	
The   Official Western Store of Texas
    	
 
    	
U.S.
    	
 
    	
4326046 

4/23/2013
    	
 
    	
85446863
    	
 
    	
Boot Barn, Inc.
    
	

    	
 
    	
 
    	
 
    	
 
    	
 
    	
CANCELED
    	
 
    	
 
    
	
BB RANCH
    	
 
    	
U.S.
    	
 
    	
4666995
    	
 
    	
86292745
    	
 
    	
Boot Barn, Inc.
    
	
SHYANNE
    	
 
    	
U.S.
    	
 
    	
4659704
    	
 
    	
86324810
    	
 
    	
Boot Barn, Inc.
    
	
MOONSHINE SPIRIT BY   BRAD PAISLEY
    	
 
    	
U.S.
    	
 
    	
 
    	
 
    	
86376463 ABANDONED
    	
 
    	
Boot Barn, Inc.
    
	
MOONSHINE SPIRIT BY   BRAD PAISLEY (Stylized)
    	
 
    	
U.S.
    	
 
    	
 
    	
 
    	
86862203
    	
 
    	
Boot Barn, Inc.
    

 

 

	
MOONSHINE SPIRIT
    	
 
    	
U.S.
    	
 
    	
4918875 
   3/15/2016
    	
 
    	
86327572
    	
 
    	
Boot Barn, Inc.
    
	
B
    	
 
    	
U.S.
    	
 
    	
4893434 
   1/26/2016
    	
 
    	
86279959
    	
 
    	
Boot Barn, Inc.
    
	

    	
 
    	
U.S.
    	
 
    	
4914492 
   3/8/2016
    	
 
    	
86296606
    	
 
    	
Boot Barn, Inc.
    
	
XERO GRAVITY
    	
 
    	
U.S.
    	
 
    	
 
    	
 
    	
87347735 2/23/2017
    	
 
    	
Boot Barn, Inc.
    

 

 

Sheplers, Inc. Trademark Registrations and Applications

 

	
Trademark
    	
 
    	
Database
    	
 
    	
Application
    Number
    	
 
    	
Registration
    Number
    	
 
    	
Owner
    
	
RED   RANCH

 

    	
 
    	
U.S.   Federal
    	
 
    	
85726040
    	
 
    	
4552405
    	
 
    	
SHEPLERS, INC.
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GIBSON   TRADING COMPANY ESTABLISHED 1899

 

    	
 
    	
U.S.   Federal
    	
 
    	
85724728
    	
 
    	
4998464

7/12/2016
    	
 
    	
SHEPLERS, INC.
    
	
RED   RANCH
    	
 
    	
U.S.   Federal
    	
 
    	
85434444
    	
 
    	
4258838
    	
 
    	
SHEPLERS, INC.
    
	
GIBSON   TRADING COMPANY
    	
 
    	
U.S.   Federal
    	
 
    	
85399269
    	
 
    	
4429241
    	
 
    	
SHEPLERS, INC.
    
	
WESTERN   WEAR FOR THE WAY YOU LIVE
    	
 
    	
U.S.   Federal
    	
 
    	
85396637
    	
 
    	
4118616
    	
 
    	
SHEPLERS, INC.
    
	
Design   Only 

    	
 
    	
U.S.   Federal
    	
 
    	
85315981
    	
 
    	
4129801
    	
 
    	
SHEPLERS, INC.
    
	
GIBSON   TRADING COMPANY
    	
 
    	
U.S.   Federal
    	
 
    	
85261879
    	
 
    	
4168869
    	
 
    	
SHEPLERS, INC.
    
	
YOUR   COUNTRY, YOUR WAY
    	
 
    	
U.S.   Federal
    	
 
    	
77483596
    	
 
    	
3781832
    	
 
    	
CANCELLED
    
	
SHEPLERS
    	
 
    	
U.S.   Federal
    	
 
    	
78822126
    	
 
    	
3193462
    	
 
    	
SHEPLERS, INC.
    
	
THE   WORLD’S LARGEST WESTERN STORES
    	
 
    	
U.S.   Federal
    	
 
    	
75291616
    	
 
    	
2167479
    	
 
    	
SHEPLERS, INC.
    
	
WORLD’S   LARGEST WESTERN STORES
    	
 
    	
U.S.   Federal
    	
 
    	
75140060
    	
 
    	
2081419
    	
 
    	
SHEPLERS, INC.
    
	
BOOTS   ‘N JEANS
    	
 
    	
U.S.   Federal
    	
 
    	
75078088
    	
 
    	
2342054
    	
 
    	
SHEPLERS, INC.
    
	
WORLD’S   LARGEST WESTERN STORES AND CATALOG
    	
 
    	
U.S.   Federal
    	
 
    	
74520534
    	
 
    	
2033263
    	
 
    	
SHEPLERS, INC.
    

 

 

	
Trademark
    	
 
    	
Database
    	
 
    	
Application
    Number
    	
 
    	
Registration
    Number
    	
 
    	
Owner
    
	
Design   Only 

    	
 
    	
U.S.   Federal
    	
 
    	
73392546
    	
 
    	
1254863
    	
 
    	
CANCELLED
    
	
OL’   SHEP
    	
 
    	
U.S.   Federal
    	
 
    	
73388925
    	
 
    	
1255648
    	
 
    	
CANCELLED
    
	
SHEPLERS
    	
 
    	
U.S.   Federal
    	
 
    	
73125194
    	
 
    	
1141784
    	
 
    	
CANCELLED
    
	
S 

    	
 
    	
U.S.   Federal
    	
 
    	
73125222
    	
 
    	
1137758
    	
 
    	
SHEPLERS, INC.
    
	
S

    	
 
    	
U.S.   Federal
    	
 
    	
73125223
    	
 
    	
1137889
    	
 
    	
SHEPLERS, INC.
    
	
S   SHEPLERS INC. 

    	
 
    	
U.S.   Federal
    	
 
    	
73041013
    	
 
    	
1017594
    	
 
    	
CANCELLED.
    
	
S 

    	
 
    	
U.S.   Federal
    	
 
    	
73040683
    	
 
    	
1057698
    	
 
    	
SHEPLERS, INC.
    

 

 

	
Trademark
    	
 
    	
Database
    	
 
    	
Application
    Number
    	
 
    	
Registration
    Number
    	
 
    	
Owner
    
	
S   

    	
 
    	
U.S.   Federal
    	
 
    	
73040684
    	
 
    	
1045614
    	
 
    	
CANCELLED
    
	
SHEPLERS
    	
 
    	
U.S.   Federal
    	
 
    	
73040363
    	
 
    	
1308095
    	
 
    	
SHEPLERS, INC.
    
	
SHEPLERS
    	
 
    	
U.S.   Federal
    	
 
    	
73040364
    	
 
    	
1308389
    	
 
    	
SHEPLERS, INC.
    
	
SHEPLERS
    	
 
    	
Canada
    	
 
    	
1540229
    	
 
    	
TMA835766
    	
 
    	
SHEPLERS, INC.
    
	
SHEPLERS
    	
 
    	
Canada
    	
 
    	
714900
    	
 
    	
TMA429523
    	
 
    	
SHEPLERS, INC.
    
	
SHEPLERS
    	
 
    	
Switzerland
    	
 
    	
59396/2011
    	
 
    	
625115
    	
 
    	
SHEPLERS, INC.
    
	
SHEPLERS
    	
 
    	
United   Kingdom
    	
 
    	
1516265
    	
 
    	
1516265
    	
 
    	
SHEPLERS, INC.
    
	
SHEPLERS
    	
 
    	
Community   Trademarks
    	
 
    	
10201697
    	
 
    	
10201697
    	
 
    	
SHEPLERS, INC.
    
	
SHEPLERS
    	
 
    	
Brunei
    	
 
    	
22188
    	
 
    	
19023
    	
 
    	
SHEPLERS, INC.
    
	
SHEPLERS
    	
 
    	
China
    	
 
    	
9895452
    	
 
    	
9895452
    	
 
    	
SHEPLERS, INC.
    
	
SHEPLERS
    	
 
    	
China
    	
 
    	
9895451
    	
 
    	
9895451
    	
 
    	
SHEPLERS, INC.
    
	
SHEPLERS
    	
 
    	
Japan
    	
 
    	
2011-060657
    	
 
    	
5532778
    	
 
    	
SHEPLERS, INC.
    
	
SHEPLERS
    	
 
    	
Australia
    	
 
    	
1443876
    	
 
    	
1443876
    	
 
    	
SHEPLERS, INC.
    
	
SHEPLERS
    	
 
    	
Australia
    	
 
    	
588639
    	
 
    	
588639
    	
 
    	
SHEPLERS, INC.
    
	
SHEPLERS
    	
 
    	
New   Zealand.
    	
 
    	
847911
    	
 
    	
847911
    	
 
    	
SHEPLERS, INC.
    
	
COUNTRY OUTFITTER
    	
 
    	
U.S.
    	
 
    	
85789013
    	
 
    	
4599589 9/9/2014
    	
 
    	
Sheplers, Inc.
    
	
WE KNOW COUNTRY
    	
 
    	
U.S.
    	
 
    	
85786657
    	
 
    	
4368008 7/16/13
    	
 
    	
Sheplers, Inc.
    

 

 

Sheplers, Inc. Copyrights

 

	
#
    	
 
    	
Title / Issue Title
    	
 
    	
Copyright
   No.
    	
 
    	
Serial Publication Year /
   Registration Date
    	
 
    	
Copyright Claimant
    
	
1.
    	
 
    	
www.amberleaves.com
    	
 
    	
TX0006371294
    	
 
    	
12-May-2006
    	
 
    	
Sheplers Catalog Sales, Inc.*
    
	
2.
    	
 
    	
www.sheplers.com.
    	
 
    	
TX0006490898
    	
 
    	
13-Oct-2006
    	
 
    	
Sheplers Catalog Sales, Inc.*
    

 

 

SCHEDULE 3.13

to
 Collateral Agreement

Equity Interests Held Directly by Grantors

 

Certificated Securities:

 

	
Name of Issuer
    	
 
    	
Class and
   Series
    	
 
    	
Par Value
    	
 
    	
Certificate
   Number
    	
 
    	
Number (and
   Percentage) of
   Securities of
   such Class and
   Series
    
	
Boot Barn, Inc.
    	
 
    	
Common Stock
    	
 
    	
 
    	
 
    	
2
    	
 
    	
1,000 (100% owned by Boot Barn Holdings, Inc.)
    
	
RCC Western Stores, Inc.
    	
 
    	
Common Stock
    	
 
    	
 
    	
 
    	
51
    	
 
    	
2,000 (100% owned by Boot Barn, Inc.)
    
	
Sheplers Holding Corporation
    	
 
    	
Common Stock
    	
 
    	
 
    	
 
    	
1
    	
 
    	
100 (100% owned by Boot Barn, Inc.)
    
	
Sheplers, Inc.
    	
 
    	
Common Stock
    	
 
    	
 
    	
 
    	
2
    	
 
    	
1000 (100% owned by Sheplers Holding Corporation)
    
	
Boot Barn International (Hong Kong) Limited
    	
 
    	
Ordinary Shares
    	
 
    	
 
    	
 
    	
3
    	
 
    	
65(100% owned by Boot Barn, Inc.)
    

 

 

Uncertificated Securities:

 

	
Name of Issuer
    	
 
    	
Class and
   Series
    	
 
    	
Par Value
    	
 
    	
Certificate
   Number
    	
 
    	
Number (and
   Percentage) of
   Securities of
   such Class and
   Series
    
	
Baskins Acquisition Holdings, LLC
    	
 
    	
Membership interests
    	
 
    	
N/A
    	
 
    	
N/A
    	
 
    	
Boot Barn, Inc. is the sole member and owner of   membership interests.
    

 

Partnership/LLC Interests:

None.

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00271-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00271-of-00352.parquet"}]]