Document:

Exhibit 4.9

 

EXECUTION COPY

 

SUPPLEMENT TO SECURITY AGREEMENT

 

Supplement No. 1 (this “Supplement”)
dated as of January 29, 2010,  to
the Security Agreement dated as of October 9, 2009 (as amended, restated,
supplemented or otherwise modified from time to time, the “Security
Agreement”) among each of the parties listed on the signature pages thereto
and those additional entities that thereafter become parties thereto (collectively,
jointly and severally, “Grantors” and each individually “Grantor”)
and U.S. Bank National Association, in its capacity as Collateral Agent for the
Secured Parties (together with its successors, “Collateral Agent”), U.S.
Bank National Association as Trustee and each Additional Pari Passu Agent party
thereto.

 

W I T N E S S E T H:

 

WHEREAS, capitalized terms used herein and not
otherwise defined herein shall have the meanings assigned to such terms in the
Security Agreement; and

 

WHEREAS, pursuant to the Indenture or an Permitted
Additional Pari Passu Lien Agreement, the Company must execute and deliver a
supplement to the Security Agreement, and the execution of the Security
Agreement by the undersigned new Grantor or Grantors (collectively, the “New
Grantors”) may be accomplished by the execution of this Supplement in favor
of Collateral Agent, for the benefit of Secured Parties;

 

NOW, THEREFORE, for and in consideration of the
foregoing and other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, each New Grantor hereby agrees as
follows:

 

1.             In
accordance with SECTION 4.5 of the Security Agreement, each New
Grantor, by its signature below, becomes a “Grantor” under the Security
Agreement with the same force and effect as if originally named therein as a “Grantor”
and each New Grantor hereby (a) agrees to all of the terms and provisions
of the Security Agreement applicable to it as a “Grantor” thereunder and (b) represents
and warrants that the representations and warranties made by it as a “Grantor”
thereunder are true and correct on and as of the date hereof.  In furtherance of the foregoing, each New
Grantor, as security for the payment and performance in full of the Secured
Obligations, does hereby grant, assign, and pledge to Collateral Agent, for the
benefit of the Secured Parties, a security interest in and security title to
all Collateral of such New Grantor to secure the full and prompt payment of the
Secured Obligations, including, any interest thereon, plus reasonable attorneys’
fees and expenses if the Secured Obligations represented by the Security
Agreement are collected by law, through an attorney-at-law, or under advice
therefrom.  Each reference to a “Grantor”
in the Security Agreement shall be deemed to include each New Grantor.  The Security Agreement is incorporated herein
by reference.

 

2.             Each
New Grantor represents and warrants to the Collateral Agent that this Supplement
has been duly executed and delivered by such New Grantor and constitutes its

 

 

legal, valid and binding
obligation, enforceable against it in accordance with its terms, except as
enforceability thereof may be limited by bankruptcy, insolvency,
reorganization, fraudulent transfer, moratorium or other similar laws affecting
creditors’ rights generally and general principles of equity (regardless of
whether such enforceability is considered in a proceeding at law or in equity).

 

3.             This
Supplement may be executed in multiple counterparts, each of which shall be
deemed to be an original, but all such separate counterparts shall together
constitute but one and the same instrument. 
Delivery of a counterpart hereof by facsimile transmission or by e-mail
transmission shall be as effective as delivery of a manually executed
counterpart hereof.

 

4.             Except
as expressly supplemented hereby, the Security Agreement shall remain in full
force and effect.

 

5.             This
Supplement shall be construed in accordance with and governed by the laws of
the State of New York without regard to the conflict of laws principles
thereof.

 

[REMAINDER
OF THIS PAGE INTENTIONALLY LEFT BLANK]

 

2

 

IN WITNESS WHEREOF, each New Grantor and Collateral
Agent has duly executed this Supplement to the Security Agreement as of the day
and year first above written.

 

	
  NEW GRANTORS:

  	
   

  
	
   

  	
   

  
	
   

  	
  TOPS PT, LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Frank Curci

  
	
   

  	
  Name:

  	
  Frank Curci

  
	
   

  	
  Title:

  	
  President and Chief
  Executive Officer

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  US BANK NATIONAL ASSOCIATION,

  
	
   

  	
  as Collateral Agent

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Beverly A. Freeney

  
	
   

  	
  Name:

  	
  Beverly A. Freeney

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

3Exhibit 4.10

 

TRADEMARK SECURITY AGREEMENT

 

This
TRADEMARK SECURITY AGREEMENT (this “Trademark Security Agreement”) is
made as of this 9th day of October, 2009, among Tops Markets, LLC (the “Grantor”),
and U.S. Bank National Association, in its capacity as collateral agent for the
Credit Parties (together with its successors, “Collateral Agent”).

 

W I T N E S S E T H:

 

WHEREAS,
Grantor has executed and delivered to Collateral Agent, for the benefit of the
Credit Parties, that certain Guarantee and Security Agreement dated as of October 9,
2009 (including all annexes, exhibits or schedules thereto, as from time to
time amended, restated, supplemented or otherwise modified, the “Security
Agreement”); and

 

WHEREAS,
pursuant to the Security Agreement, Grantor is required to execute and deliver
to Collateral Agent, for the benefit of the Credit Parties, this Trademark
Security Agreement;

 

NOW,
THEREFORE, in consideration of the premises and mutual covenants herein
contained and for other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, Grantor hereby agrees as follows:

 

1.             DEFINED TERMS.  All capitalized terms used but not otherwise
defined herein have the meanings given to them in the Security Agreement.

 

2.             GRANT OF SECURITY INTEREST IN
TRADEMARK COLLATERAL.  Grantor hereby
pledges and grants to Collateral Agent, for its own benefit and for the benefit
of the other Credit Parties, a lien on and security interest in all of the
right, title and interest of Grantor in, to and under the following
(collectively, the “Trademark Collateral”):

 

(a)           all of Grantor’s
U.S. Trademarks including those referred to on Schedule I hereto,
including the goodwill exclusively symbolized thereby, provided that no
security interest shall be granted in any U.S. intent-to-use trademark
applications to the extent that, and solely during the period in which, the
grant of a security interest therein would impair the validity or
enforceability of such intent-to-use trademark applications under applicable
law;

 

(b)           all renewals of the
foregoing; and

 

(c)           all proceeds of the
foregoing, including any claim by Grantor against third parties for past,
present or future infringement or dilution of any U.S. Trademark.

 

3.             SECURITY FOR OBLIGATIONS.  This Trademark Security Agreement secures,
and the Trademark Collateral is collateral security for,  the payment and performance in full when due
of the Secured Obligations.

 

 

4.             SECURITY AGREEMENT.  The security interests granted pursuant to
this Trademark Security Agreement are granted in conjunction with the security
interests granted to Collateral Agent, for the benefit of the Credit Parties,
pursuant to the Security Agreement. 
Grantor hereby acknowledges and affirms that the rights and remedies of
Collateral Agent with respect to the security interest in the Trademark
Collateral made and granted hereby are more fully set forth in the Security
Agreement, the terms and provisions of which are incorporated by reference
herein as if fully set forth herein.

 

5.             COUNTERPARTS.  This Trademark Security Agreement and any
amendments, waivers, consents or supplements hereto may be executed in any
number of counterparts and by different parties hereto in separate
counterparts, each of which when so executed and delivered shall be deemed to
be an original, but all such counterparts together shall constitute one and the
same agreement.

 

6.             CONSTRUCTION.  The rules of interpretation adopted in Section 1.2
of the Security Agreement shall be applicable to this Trademark Security
Agreement.

 

7.             INTERCREDITOR AGREEMENT.  Notwithstanding anything to the contrary
contained herein, the lien and security interest granted to the Collateral
Agent pursuant to this Trademark Security Agreement and the exercise of any
right or remedy by the Collateral Agent hereunder is subject to the provisions
of the Intercreditor Agreement.  In the
event of any conflict between the terms of the Intercreditor Agreement and the
terms of this Trademark Security Agreement, the terms of the Intercreditor Agreement
shall govern and control.

 

8.             INDENTURE.  Notwithstanding anything to the contrary
contained herein, in connection with its execution and acting hereunder, the
Collateral Agent is entitled to all rights, privileges, benefits, protections,
immunities and indemnities provided to it under the Indenture.

 

9.             GOVERNING LAW.  This Trademark Security Agreement shall be
governed by, and construed in accordance with, the laws of the State of New
York, without regard to conflicts of laws principles thereof.

 

[SIGNATURE PAGE FOLLOWS]

 

 

IN
WITNESS WHEREOF, Grantor has caused this Trademark Security Agreement to be
executed and delivered by its duly authorized officer as of the date first set
forth above.

 

	
   

  	
  TOPS
  MARKETS, LLC

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Frank Curci

  
	
   

  	
   

  	
  Name:
  Frank Curci

  
	
   

  	
   

  	
  Title:
  Chief Executive Officer

  
	
   

  	
   

  	
   

  
	
   

  	
  ACCEPTED
  AND ACKNOWLEDGED BY:

  
	
   

  	
   

  	
   

  
	
   

  	
  U.S.
  BANK NATIONAL ASSOCIATION,

  
	
   

  	
  as
  Collateral Agent

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Beverly A.
  Freeney

  
	
   

  	
   

  	
  Name:
  Beverly A. Freeney

  
	
   

  	
   

  	
  Title:
  Vice President

  

 

 

SCHEDULE I

to

TRADEMARK SECURITY AGREEMENT

 

U.S. Trademarks and Applications for Registration

 

	
  Grantor

  	
   

  	
  Registration No.

  	
   

  	
  Trademark

  
	
  Tops
  Markets, LLC

  	
   

  	
  1,047,798

  	
   

  	
  BAKER’S
  OVEN

  
	
  Tops
  Markets, LLC

  	
   

  	
  922,571

  	
   

  	
  B-KWIK

  
	
  Tops
  Markets, LLC

  	
   

  	
  991,019

  	
   

  	
  Design
  only

  
	
  Tops
  Markets, LLC

  	
   

  	
  959,600

  	
   

  	
  FINAST

  
	
  Tops
  Markets, LLC

  	
   

  	
  557,127

  	
   

  	
  FINAST

  
	
  Tops
  Markets, LLC

  	
   

  	
  3,602,029

  	
   

  	
  NYGROWN
  FRESH PICKED FOR TOPS

  
	
  Tops
  Markets, LLC

  	
   

  	
  2,529,733

  	
   

  	
  THE
  SAVINGS CART

  
	
  Tops
  Markets, LLC

  	
   

  	
  3,001,996

  	
   

  	
  TOPS

  
	
  Tops
  Markets, LLC

  	
   

  	
  3,446,451

  	
   

  	
  TOPS

  
	
  Tops
  Markets, LLC

  	
   

  	
  2,856,078

  	
   

  	
  TOPS

  
	
  Tops
  Markets, LLC

  	
   

  	
  2,963,913

  	
   

  	
  TOPS

  
	
  Tops
  Markets, LLC

  	
   

  	
  2,326,658

  	
   

  	
  TOPS

  
	
  Tops
  Markets, LLC

  	
   

  	
  2,326,652

  	
   

  	
  TOPS

  
	
  Tops
  Markets, LLC

  	
   

  	
  1,465,722

  	
   

  	
  TOPS

  
	
  Tops
  Markets, LLC

  	
   

  	
  1,433,101

  	
   

  	
  TOPS

  
	
  Tops
  Markets, LLC

  	
   

  	
  763,677

  	
   

  	
  TOPS

  
	
  Tops
  Markets, LLC

  	
   

  	
  1,094,076

  	
   

  	
  TOPS
  FRIENDLY MARKETS

  
	
  Tops
  Markets, LLC

  	
   

  	
  1,499,050

  	
   

  	
  TOPS
  NEVER STOPS

  
	
  Tops
  Markets, LLC

  	
   

  	
  2,551,177

  	
   

  	
  TOPS
  XPRESS

  

 

	
  Grantor

  	
   

  	
  Application No.

  	
   

  	
  Trademark

  
	
  Tops
  Markets, LLC

  	
   

  	
  77-608,040

  	
   

  	
  TOPSMART

  
	
  Tops
  Markets, LLC

  	
   

  	
  77-624,308

  	
   

  	
  TOPSTIPS

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