Document:

EX-4.1

 Exhibit 4.1 

THE SECURITIES REPRESENTED BY THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”) OR STATE SECURITIES LAWS AND NO
TRANSFER OF THESE SECURITIES MAY BE MADE EXCEPT (A) PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND THE RULES AND REGULATIONS THEREUNDER AND OF ALL APPLICABLE STATE SECURITIES OR “BLUE SKY” LAWS, OR (B) PURSUANT
TO AN EXEMPTION THEREFROM UNDER SAID ACT AND ALL APPLICABLE STATE SECURITIES OR “BLUE SKY” LAWS WITH RESPECT TO WHICH THE COMPANY MAY, UPON REQUEST, REQUIRE A SATISFACTORY OPINION OF COUNSEL FOR THE HOLDER THAT SUCH TRANSFER IS EXEMPT FROM
THE REQUIREMENTS OF THE ACT. 
 WARRANT TO PURCHASE COMMON STOCK 

OF 
 ALPHATEC HOLDINGS,
INC. 
  

	 Warrant Shares: [                ] 
	 [Date], 2017 

THIS WARRANT CERTIFIES THAT, for value received, [NAME] (the “Holder”), or its assigns, is entitled to purchase up to [NUMBER]
shares of Common Stock (the “Shares”) of Alphatec Holdings, Inc., a Delaware corporation (the “Company”) at an exercise price equal to $[MARKET PRICE] per Share (the “Exercise Price”), all on the terms and
subject to the conditions and limitation as set forth herein. 
 ARTICLE 1. EXERCISE 

Holder may exercise this Warrant in whole or in part, at any time and from time to time following [DATE], 2018 [TO BE 6 MONTHS AFTER GRANT
DATE], in each case, by delivering a duly executed Notice of Exercise in substantially the form attached hereto as Appendix 1 to the principal office of the Company and a check for the aggregate Exercise Price for the Shares being purchased.
Promptly after Holder exercises this Warrant, the Company shall deliver to Holder certificates for the Shares acquired, and, if this Warrant has not been fully exercised, a new Warrant representing the Shares not so acquired shall be delivered to
Holder. Subject to Article 4 and Section 5.2 below, the Company agrees that any Shares acquired by exercise of this Warrant in accordance with this Article 1 shall be deemed to be issued to the Holder as the record holder of such Shares as of
the close of business on the date on which the Notice of Exercise shall have been delivered and payment made for the Exercise Price as aforesaid. 
 ARTICLE
2. ADJUSTMENTS TO THE SHARES 
 2.1.    Split, Subdivision or Combination of Shares. Upon any subdivision of the
Shares, by split or otherwise, or combination of the Shares, the number of Shares issuable upon the exercise of this Warrant shall forthwith be proportionately increased, in the case of a subdivision, or proportionately decreased in the case of a
combination, and the Exercise Price shall forthwith be proportionately decreased in the case of a subdivision, or proportionately increased in the case of a combination. 

2.2.    Reclassification, Merger, Exchange or Substitution. Upon any reclassification, merger, exchange,
substitution, or other event that results in a change of the number and/or class of the securities issuable upon exercise of this Warrant, the Holder shall be entitled to receive, upon exercise of this Warrant, the number and kind of securities and
property that Holder would have received for the Shares if this Warrant had been exercised immediately before such reclassification, merger, exchange, substitution, or other event. The Company or its successor shall promptly issue to Holder a new
Warrant for such new securities or other property. The new Warrant shall provide for adjustments which shall be as nearly equivalent as may be practicable to the adjustments provided for in this Article 2 including, without limitation, adjustments
to the Exercise Price and to the number of securities or property issuable upon exercise or conversion of the new Warrant. The provisions of this Section 2.2 shall similarly apply to successive reclassifications, mergers, exchanges,
substitutions, or other events. 
 2.3.    Notice of Adjustments. Whenever the number of Shares or Exercise Price
is adjusted or there is any other adjustment of this Warrant as herein provided, the Company shall provide notice to the Holder of such adjustment or adjustments setting forth in reasonable detail the adjustments so made, a brief statement of the
facts requiring such adjustment, and the computation by which such adjustment was made. 

 2.4.    No Impairment. The Company shall not, through a
reorganization, transfer of assets, consolidation, merger, dissolution, issue, or sale of securities or any other voluntary action, avoid or seek to avoid the observance or performance of any of the terms to be observed or performed under this
Warrant by the Company, but shall at all times in good faith assist in carrying out of all the provisions of this Article 2. The Company shall at all times reserve and keep available out of the aggregate of its authorized but unissued Shares, free
of preemptive rights, such number of its duly authorized Shares, or other stock or securities deliverable pursuant to this Article 2, as shall be sufficient to enable the Company at any time to fulfill all of its obligations under this Warrant. The
Company covenants that all Shares that may be delivered upon exercise of this Warrant, assuming full payment of the Exercise Price, shall upon delivery by the Company be duly authorized and validly issued, fully paid and nonassessable, free from all
stamp taxes, liens and charges with respect to the issue or delivery thereof and otherwise free of all other security interests, encumbrances and claims of any nature whatsoever other than those created by Holder. 

ARTICLE 3. DURATION 
 This Warrant shall expire
and no longer be exercisable, and its provisions shall have no further force or effect upon the earlier of (a) the date which this Warrant has been exercised for the maximum amount of Shares available for issuance upon an exercise of this
Warrant and (b) [DATE], 2022. 
 ARTICLE 4. TRANSFER 

This Warrant (as if this Warrant were the Common Stock issuable upon the exercise hereof) and the Shares issued upon the exercise thereof may
be transferred in whole or in part only in compliance with all applicable securities laws related to the transfer of this Warrant or the Shares issuable upon the exercise hereof. Subject to such restrictions, the Company shall transfer all or
portion of this Warrant from time to time upon the books to be maintained by the Company for that purpose, upon surrender hereof for transfer, properly endorsed or accompanied by appropriate instructions for transfer and such other documents as may
be reasonably required by the Company, including, if required by the Company, an opinion of its counsel reasonably satisfactory to the Company to the effect that such transfer is exempt from the registration requirements of the Act, to establish
that such transfer is being made in accordance with the terms hereof, and a new Warrant shall be issued to the transferee for the portion of this Warrant so transferred (and, if applicable, a new Warrant shall be issued to the Holder for any portion
not transferred) and the surrendered Warrant shall be canceled by the Company. 
 ARTICLE 5. HOLDER REPRESENTATION 

The Holder, by the acceptance hereof, represents and warrants that it is acquiring this Warrant and, upon any exercise hereof, will acquire the
Shares issuable upon such exercise, for its own account and not with a view to or for distributing or reselling such Shares or any part thereof in violation of the Act or any applicable state securities law, except pursuant to sales registered or
exempted under the Act. The Holder acknowledges that the Shares acquired upon the exercise of this Warrant will have restrictions upon resale imposed by state and federal securities laws. 

ARTICLE 6. MISCELLANEOUS 

6.1.    No Rights as Stockholder Until Exercise. This Warrant does not entitle the Holder to any voting rights,
dividends or other rights as a stockholder of the Company with respect to the Shares issuable upon exercise hereof prior to such exercise as set forth in Section 1. 

6.2.    Loss or Destruction of this Warrant. Upon receipt by the Company of evidence reasonably satisfactory to it
of the loss, theft, destruction or mutilation of this Warrant, and (in the case of loss, theft or destruction) of indemnity reasonably satisfactory to the Company, and upon surrender of this Warrant, if mutilated, the Company will execute and
deliver, without charge, a new Warrant of like tenor. 
 6.3.    Amendment. This Warrant may be modified or
amended or the provisions hereof waived with the written consent of the Company and the Holder. This Warrant also may be modified or amended or the provisions hereof waived with the written consent of the Company and the Holder. 

 6.4.    Successors and Assigns. Subject to applicable securities laws,
this Warrant and the rights and obligations evidenced hereby shall inure to the benefit of and be binding upon the successors and permitted assigns of the Company and the successors and permitted assigns of Holder. The provisions of this Warrant are
intended to be for the benefit of any Holder from time to time of this Warrant and shall be enforceable by the Holder. 

6.5.    Ownership of this Warrant and Shares. The Company may deem and treat the person in whose name this Warrant
is registered as the holder and owner hereof (notwithstanding any notations of ownership or writing thereon made by anyone other than the Company) for all purposes. 

6.6.    Notices. Except as may be otherwise provided herein, all notices, requests, waivers and other
communications made pursuant to this Warrant shall be in writing and shall be deemed to have been duly given (a) when hand delivered to the other party; (b) when sent by email as set forth on the signature page hereto if sent between 8:00
a.m. and 5:00 p.m. recipient’s local time on a business day, or on the next business day if sent other than between 8:00 a.m. and 5:00 p.m. recipient’s local time on a business day; (c) three business days after deposit in the U.S.
mail with first class or certified mail receipt requested postage prepaid and addressed to the other party as set forth on the signature page hereto; or (d) the next business day after deposit with a national overnight delivery service, postage
prepaid, addressed to the parties as set forth on the signature page hereto with next business day delivery guaranteed, provided that the sending party receives a confirmation of delivery from the delivery service provider. A party may change or
supplement the addresses applicable hereunder, or designate additional addresses, for purposes of this Section 6.6 by giving the other party written notice of the new address in the manner set forth above. 

6.7.    Binding Effects; Benefits. This Warrant shall inure to the benefit of and shall be binding upon the Company
and the Holder and their respective heirs, legal representatives, successors and permitted assigns; provided however, that neither this Warrant nor any rights or obligations hereunder shall be assigned by the Holder other than pursuant to a
transfer permitted in accordance with Article 4. Nothing in this Warrant, expressed or implied, is intended to or shall confer on any person other than the Company and the Holder, or their respective heirs, legal representatives, successors or
permitted assigns, any rights, remedies, obligations or liabilities under or by reason of this Warrant. 

6.8.    Severability. Any term or provision of this Warrant which is invalid or unenforceable in any jurisdiction
shall, as to such jurisdiction, be ineffective to the extent of such invalidity or unenforceability without rendering invalid or unenforceable the terms and provisions of this Warrant or affecting the validity or enforceability of any of the terms
or provisions of this Warrant in any other jurisdiction. 
 6.9.    Governing Law. This Warrant shall be governed
by and construed in accordance with the laws of the State of California. 
 6.10.    Headings. The headings used
in this Warrant are for the convenience of reference only and shall not, for any purpose, be deemed a part of this Warrant. 

6.11.    Further Assurances. Each of the Company and the Holder shall do and perform all such further acts and
things and execute and deliver all such other certificates, instruments and documents as the Company or the Holder may, at any time and from time to time, reasonably request in connection with the performance of any of the provisions of this
Warrant. 
 IN WITNESS WHEREOF, Alphatec Holdings, Inc. has caused this Warrant to be executed by its officer thereunto duly authorized.

  

			
	Alphatec Holdings, Inc.
		
	By:	 	
                     
                                         
           

	Name:	 	  

	Title:	 	  

			
	Address:	 	  

	  

	Email:	 	
                     
                                         
           

 APPENDIX 1 

NOTICE OF EXERCISE 

1.    The undersigned hereby elects to purchase
                 shares of Common Stock of Alphatec Holdings, Inc. pursuant to the terms of the attached Warrant, and tenders herewith payment of the purchase price of
such shares in full. 
 2.    Please issue a certificate or certificates representing said shares in the name of the
undersigned or in such other name as is specified below: 
  

 
  

 
  

 

3.    The undersigned represents it is acquiring the shares of Common Stock solely for its own account and not as a
nominee for any other party and not with a view toward the resale or distribution thereof except in compliance with applicable securities laws. 
  

	
	  

	(Signature)
	
	  

	(Date)EX-10.1

 Exhibit 10.1 

SECURITIES PURCHASE AGREEMENT 

THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of October 2, 2017 by and between Alphatec Holdings,
Inc., a Delaware corporation (the “Company”), and the individual listed on the signature page attached hereto under the heading “Purchaser” (“Purchaser”). 

WHEREAS, on the terms and subject to the conditions set forth herein, Purchaser desires to subscribe for and purchase, and the Company desires
to sell to Purchaser, (a) that number of shares of common stock, par value $0.0001 per share, of the Company (the “Shares”) set forth below Purchaser’s signature hereto and (b) that number of common stock purchase
warrants set forth below Purchaser’s signature hereto, which warrants shall (i) be issued pursuant to a Warrant Agreement in substantially the form of Exhibit A hereto (the “Warrant Agreement”), (ii) have an exercise price
equal to $5.00 per Share, and (iii) shall be first exercisable on the six month anniversary of the issuance date of such warrants (collectively, the “Securities”), for the purchase price set forth below Purchaser’s
signature hereto (the purchase price to be paid by Purchaser herein referred to as the “Purchase Price”). 
 NOW,
THEREFORE, in order to implement the foregoing and in consideration of the mutual representations, warranties, covenants and agreements contained herein and for other good and valuable consideration, the receipt and adequacy of which are hereby
acknowledged, the parties hereto, intending to be legally bound, hereby agree as follows: 
 SECTION 1. Issuance of
Securities. On the terms and subject to the conditions contained herein, at the Closing, Purchaser agrees to purchase, and the Company agrees to issue, the Securities at the Purchase Price. On the terms and subject to the conditions
contained herein, at the Closing, Purchaser shall deliver the Purchase Price to the Company in immediately available funds by wire transfer to an account designated by the Company. The consummation of the purchase and sale of the Securities
hereunder (the “Closing”) shall take place at a mutually agreed time and on a mutually agreed date on or before January 1, 2018 (the “Closing Date”) following the satisfaction or waiver of the conditions set
forth in Sections 4 and 5 below at the offices of the Company. 
 SECTION 2. Representations and Warranties of the Purchaser.
As a material inducement to the Company to enter into this Agreement, Purchaser represents and warrants to the Company as of the date hereof and as of the Closing Date, that: 

(a) Purchaser has full right, capacity and power to execute and deliver this Agreement and any other agreements and instruments contemplated
hereby to which Purchaser is a party, and to perform his obligations hereunder and thereunder. This Agreement and all other agreements and instruments contemplated hereby to which Purchaser is or will become a party have been (or, when executed,
will be) duly executed and delivered by or on behalf of Purchaser and, assuming due execution by other parties, constitute legal, valid and binding agreements, enforceable against Purchaser in accordance with their terms, except as such
enforceability may be limited by (i) general principles of equity or applicable bankruptcy, insolvency, reorganization, moratorium, liquidation or similar laws relating to, or affecting generally, the enforcement of creditors’ rights and
remedies and (ii) public policy underlying any law, rule or regulation (including any federal or states securities law, rule or regulation) with regards to indemnification, contribution or exculpation. 

(b) The execution, delivery and performance of this Agreement and any other agreements and instruments contemplated hereby to which Purchaser
is a party and the fulfillment of and compliance with the respective terms hereof and thereof by Purchaser, do not and will not (i) violate any requirements of any material obligation of Purchaser, or (ii) result in or constitute (with or
without the giving of notice, lapse of time or both) any default or event of default under any such material obligation of Purchaser, or give rise to a right of termination of, or accelerate the performance required by, any terms of any such
material obligation or (iii) violate any statute, law ordinance, rule, regulation or order of any court or governmental authority or any judgment, order or decree (U.S. federal, state or local or foreign) applicable to Purchaser. 

(c) The Securities to be received by Purchaser will be acquired by Purchaser for investment only for Purchaser’s own account, not as a
nominee or agent, and not with a view to the sale or distribution of any part thereof in violation of applicable U.S. federal or state or foreign securities laws. Purchaser has no current intention of selling, granting participation in or otherwise
distributing the Securities in violation of applicable U.S. federal or state or foreign securities laws. Purchaser does not have any contract, undertaking, agreement or arrangement with any person or entity to sell, transfer or grant participation
to such person or entity, or to any third person or entity, with respect to any of the Securities, in each case, in violation of applicable U.S. federal or state or foreign securities laws. 

(d) Purchaser understands that the offer and sale of the Securities have not been registered under the Securities Act of 1933 as amended (the
“Securities Act”) or any applicable U.S. state or foreign securities laws, and that the Securities are being issued in reliance on an exemption from registration, which exemption depends upon, among other things, the bona fide
nature of the investment intent and the accuracy of Purchaser’s representations as expressed herein. 

 (e) Purchaser has such knowledge and experience in financial and business matters as to be
capable of evaluating the merits and risks of Purchaser’s investment. Purchaser is a sophisticated investor, has relied upon independent investigations made by Purchaser and, to the extent believed by Purchaser to be appropriate,
Purchaser’s representatives, including Purchaser’s own professional, tax and other advisors, and is making an independent decision to invest in the Securities. Purchaser has been furnished with such documents, materials and information
that Purchaser deems necessary or appropriate for evaluating an investment in the Company, and Purchaser has read carefully such documents, materials and information and understands and has evaluated the types of risks involved with a purchase of
the Securities. Purchaser has not relied upon any representations or other information (whether oral or written) from the Company or its respective stockholders, directors, officers or affiliates, or from any other person or entity, in connection
with Purchaser’s investment in the Securities. Purchaser acknowledges that the Company has not given any assurances with respect to the tax consequences of the acquisition, ownership and disposition of the Securities. 

(f) Purchaser has had, prior to Purchaser’s execution of this Agreement, the opportunity to ask questions of, and receive answers from,
the Company concerning the terms and conditions of the transactions contemplated by this Agreement and Purchaser’s investment in the Securities and to obtain additional information necessary to verify the accuracy of any information furnished
to Purchaser or to which Purchaser had access. Purchaser is satisfied with respect to any of the foregoing matters. 
 (g) Purchaser
acknowledges that Purchaser has had the opportunity to seek legal advice from, and has received legal advice from, legal counsel on this Agreement, the transactions contemplated hereby and all documents, materials and information that Purchaser has
requested or read relating to an investment in the Securities and confirms that Purchaser is satisfied with respect to any of the foregoing matters. 

(h) Purchaser understands that no U.S. federal or state or foreign agency has passed upon this investment or upon the Company, or upon the
accuracy, validity or completeness of any documentation provided to Purchaser in connection with the transactions contemplated by this Agreement, nor has any such agency made any finding or determination as to this investment. 

(i) Purchaser understands that: (i) the Securities have not been and are not being registered under the Securities Act or any applicable
U.S. state or foreign securities laws, and may not be offered for sale, sold, assigned or transferred unless (A) subsequently registered thereunder or (B) an exemption exists permitting such Securities to be sold, assigned or transferred
without such registration; (ii) any sale of the Securities made in reliance on Rule 144 promulgated by the Securities and Exchange Commission (“Rule 144”) may be made only in accordance with the terms of Rule 144 and further,
if Rule 144 is not applicable, any resale of the Securities under circumstances in which the seller (or the person through whom the sale is made) may be deemed to be an underwriter (as that term is defined in the 1933 Act) may require compliance
with some other exemption under the Securities Act or the rules and regulations of the Securities and Exchange Commission thereunder; and (iii) neither the Company nor any other person is under any obligation to register the Securities under
the Securities Act or any state securities laws or to comply with the terms and conditions of any exemption thereunder. 
 (j) Purchaser
understands that (i) the Securities must be held indefinitely and Purchaser must continue to bear the economic risk of the investment in the Securities unless such Share is subsequently registered under the Securities Act or an exemption from
such registration is available; (ii) Purchaser is prepared to bear the economic risk of this investment for an indefinite period of time; and (iii) the Securities are characterized as “restricted securities” under the U.S.
federal securities laws. 
 (k) Purchaser understands that this investment is not recommended for investors who have any need for a current
return on this investment or who cannot bear the risk of losing their entire investment. In that regard, Purchaser understands that Purchaser’s investment in the Securities involves a high degree of risk of loss of Purchaser’s investment
therein, and that Purchaser may lose the entire amount of Purchaser’s investment. Purchaser acknowledges that: (i) Purchaser has adequate means of providing for Purchaser’s current needs and possible personal contingencies and has no
need for liquidity in this investment; (ii) Purchaser’s commitment to investments which are not readily marketable is not disproportionate to Purchaser’s net worth; and (iii) Purchaser’s investment in the Securities will not
cause Purchaser’s overall financial commitments to become excessive. 
 SECTION 3. Representations and Warranties of the
Company. The Company represents and warrants to Purchaser as of the date hereof and as of the Closing Date, that: 
 (a) The Company is
a corporation duly organized and validly existing in good standing under the laws of the State of Delaware, and has the requisite corporate power and authority to own its properties and to carry on its business as now being conducted. The Company is
duly qualified as a foreign corporation to do business and is in good standing in every jurisdiction in which its ownership of property or the nature of the business conducted by it makes such qualification necessary, except to the extent that the
failure to be so qualified or be in good standing could not reasonably be expected to have a material adverse effect on any of: (i) the business, properties, assets, operations, results of operations or financial condition of the Company or
(ii) the authority or ability of the Company to perform its obligations hereunder. 

 (b) The Company has full right, capacity and power to execute and deliver this Agreement and any
other agreements and instruments contemplated hereby to which the Company is a party, and to perform its obligations hereunder and thereunder. This Agreement and all other agreements and instruments contemplated hereby to which the Company is or
will become a party have been (or, when executed, will be) duly executed and delivered by or on behalf of the Company and, assuming due execution by other parties, constitute legal, valid and binding agreements, enforceable against the Company in
accordance with their terms, except as such enforceability may be limited by (i) general principles of equity or applicable bankruptcy, insolvency, reorganization, moratorium, liquidation or similar laws relating to, or affecting generally, the
enforcement of creditors’ rights and remedies and (ii) public policy underlying any law, rule or regulation (including any federal or states securities law, rule or regulation) with regards to indemnification, contribution or exculpation.

 (c) Upon issuance of the Shares by the Company at the Closing and payment in full by Purchaser as provided above, the Shares will be duly
authorized and validly issued and will be fully paid and non-assessable, and upon issuance of any Shares upon exercise of the common stock purchase warrants issued hereunder and payment in full of the exercise
price thereof, the Shares issued upon exercise of such warrant will be duly authorized and validly issued and will be fully paid and non-assessable. 

SECTION 4. Conditions to Company’s Obligation to Close. The Company’s obligation to issue and
sell the Securities at the Closing is subject to the fulfillment on or before the Closing of the following conditions, unless waived by the Company: 

(a) Representations and Warranties. The representations and warranties made by Purchaser in Section 2 shall be true and correct in
all material respects (except to the extent that any of such representations and warranties is already qualified as to materiality in Section 2 above, in which case, such representations and warranties shall be true and correct without further
qualification) as of the date of this Agreement and as of the Closing Date as though made at that time (except for representations and warranties that speak as of a specific date, which shall be true and correct in all material respects as of such
specific date). 
 (b) Covenants. All covenants, agreements and conditions contained in the Agreements to be performed by Purchaser
on or prior to the date of the Closing shall have been performed or complied with as of the date of the Closing. 
 (c) Compliance with
Securities Laws. The Company shall be satisfied that the offer and sale of the Securities shall be qualified or exempt from registration or qualification under all applicable federal and state securities laws (including receipt by the Company of
all necessary blue sky law permits and qualifications required by any state, if any). 
 SECTION 5. Conditions to Purchasers
Obligations to Close. Purchaser’s obligation to purchase Securities at the Closing is subject to the fulfillment on or before the Closing of each of the following conditions, unless waived by Purchaser: 

(a) Representations and Warranties. The representations and warranties made by the Company in Section 3 shall be true and correct
in all material respects (except to the extent that any of such representations and warranties is already qualified as to materiality in Section 3 above, in which case, such representations and warranties shall be true and correct without
further qualification) as of the date of this Agreement and as of the Closing Date as though made at that time (except for representations and warranties that speak as of a specific date, which shall be true and correct in all material respects as
of such specific date). 
 (b) Covenants. All covenants, agreements and conditions contained in this Agreement to be performed by the
Company on or prior to the Closing shall have been performed or complied with as of the date of the Closing. 
 (c) Blue Sky. The
Company shall have obtained all necessary Blue Sky law permits and qualifications, or have the availability of exemptions therefrom, required by any state for the offer and sale of the Securities. 

(d) Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United
States or of any state or of any other person that are required in connection with the issuance and sale of the Securities pursuant to this Agreement (and except for such as may be properly filed subsequent to the Closing) under applicable laws,
regulations, rules or listing requirements shall be obtained and effective as of the Closing. 
 (e) Authorizations. On or prior to
the Closing Date, the Company shall take all necessary action, if any, and such actions as reasonably requested by Purchaser, in order to render inapplicable any control share acquisition, business combination, stockholder rights plan or poison pill
(including any distribution under a rights agreement) or other similar anti-takeover provision under the Certificate of Incorporation or the laws of the state of its incorporation, other than Section 203 of the Delaware General Corporation Law,
that is or could become applicable to P:urchaser as a result of the transactions contemplated by this Agreement, including, without limitation, the Company’s issuance of the Securities and Purchaser’s ownership of the Securities. 

SECTION 6. Miscellaneous.

 (a) Entire Agreement. This Agreement and the Warrant Agreement supersede all other prior
oral or written agreements between Purchaser, the Company, their affiliates and persons acting on their behalf with respect to the matters discussed herein, and this Agreement and the Warrant Agreement contain the entire understanding of the parties
with respect to the matters covered herein and therein and, except as specifically set forth herein or therein, neither the Company nor Purchaser makes any representation, warranty, covenant or undertaking with respect to such matters. 

(b) Binding Effect; Assignability; Benefit. This Agreement shall inure to the benefit of and be binding upon the parties hereto and
their respective heirs, successors, legal representatives and permitted assigns. Neither this Agreement nor any right, remedy, obligation or liability arising hereunder or by reason hereof shall be assignable by any party hereto without the consent
of the other party. Nothing in this Agreement is intended to confer on any person other than the parties hereto, and their respective heirs, successors, legal representatives and permitted assigns, any rights, remedies, obligations or liabilities
under or by reason of this Agreement. 
 (c) Notices. Any notice or other communication provided for herein or given hereunder to a
party hereto must be in writing, and shall be deemed to have been given (i) when personally delivered or delivered by email with confirmation of delivery, (ii) one (1) business day after deposit with Federal Express or similar overnight
courier service, or (iii) three (3) business days after being mailed by first class mail, return receipt requested. A notice shall be addressed, as follows: 

if to the Company, to: 
 5818 El
Camino Real 
 Carlsbad, CA 92008 

Attention: General Counsel 

Email: chunsaker@alphatecspine.com 

if to Purchaser, to the address set forth below Purchaser’s signature hereto. 

or to such other address or e-mail address as such party may hereafter specify for the purpose by notice to the other
parties hereto. All such notices, requests and other communications shall be deemed received on the date of receipt by the recipient thereof if received prior to 5:00 p.m. on a business day in the place of receipt. Otherwise, any such notice,
request or communication shall be deemed received on the next succeeding business day in the place of receipt. 
 (d) Waiver; Amendment;
Termination. No provision of this Agreement may be waived except by an instrument in writing executed by the party against whom the waiver is to be effective. No provision of this Agreement may be amended or otherwise modified except by an
instrument in writing executed by the parties hereto. This Agreement may be terminated only by an instrument in writing executed by the parties hereto. 

(e) Governing Law. This Agreement shall be governed by, and construed in accordance with, the laws of the State of Delaware, without
giving effect to the conflict or choice of law provisions thereof that would give rise to the application of the domestic substantive law of any other jurisdiction. 

(f) Jurisdiction. In addition, each of the parties hereto (i) consents to submit itself to the personal jurisdiction of the
federal and state courts located in San Diego, California in the event any dispute arises out of this Agreement or any of the transactions contemplated by this Agreement; (ii) agrees that he, she or it will not attempt to deny or defeat such
personal jurisdiction by motion or other request for leave from such court; (iii) agrees that he, she or it will not bring any action relating to this Agreement or any of the transactions contemplated by this Agreement in any court other than
the federal or state courts located in San Diego, California; and (iv) to the fullest extent permitted by law, consents to service being made through the notice procedures set forth in Section 6(c). Each of the parties hereto hereby agrees
that, to the fullest extent permitted by law, service of any process, summons, notice or document by U.S. registered mail to the respective addresses set forth in Section 6(c) shall be effective service of process for any suit or proceeding in
connection with this Agreement or the transactions contemplated hereby. Each of the parties hereto waives any right to a trial by jury in any such suit or proceeding. 

(g) No Financial Advisor, Placement Agent, Broker or Finder. Each party represents and warrants to the other that it has not engaged
any financial advisor, placement agent, broker or finder in connection with the transactions contemplated hereby. Each party shall be responsible for the payment of any fees or commissions, if any, of any financial advisor, placement agent, broker
or finder engaged by such party relating to or arising out of the transactions contemplated hereby. Each party shall pay, and hold the other party harmless against, any liability, loss or expense (including, without limitation, attorneys’ fees
and out of pocket expenses) arising in connection with any such claim. 

 (h) No Guarantee of Benefit or Gain. Purchaser acknowledges that the Company does not
guarantee any benefit or a gain to Purchaser in connection with the Securities. Purchaser acknowledges that Purchaser is duly aware of the risks involved in investing in securities of the Company. 

(i) No Right to Future Benefits. Purchaser acknowledges that the opportunity to purchase the Securities and this Agreement do not
constitute an acquired right. The Company, in its sole discretion, maintains the right to make, or not to make, additional Securities available for purchase. 

(j) Counterparts; Effectiveness. This Agreement may be executed in one or more counterparts, each of which when executed shall be
deemed to be an original but all of which taken together shall constitute one and the same agreement. Any facsimile or electronic copies hereof or signature hereon shall, for all purposes, be deemed originals. This Agreement shall become effective
when each party hereto shall have received counterparts hereof signed by the other party hereto. Until and unless each party has received a counterpart hereof signed by the other party hereto, this Agreement shall have no effect and no party shall
have any right or obligation hereunder (whether by virtue of any other oral or written agreement or other communication). 
 (k)
Severability. In the event that any one or more of the provisions contained herein, or the application thereof in any circumstance, is held invalid, illegal or unenforceable in any respect for any reason, the validity, legality and
enforceability of any such provision in every other respect and of the remaining provisions contained herein shall not be in any way impaired thereby. 

(l) No Strict Construction. The language used in this Agreement will be deemed to be the language chosen by the parties to express
their mutual intent, and no rules of strict construction will be applied against any party. 
 (m) Further Assurances. Each
party hereto agrees to execute and deliver, by the proper exercise of its corporate, limited liability company, partnership or other powers, all such other and additional instruments and documents and do all such other acts and things as may be
necessary to more fully effectuate this Agreement 
 IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date
first written above. 
  

									
	Company	 		 	Purchaser
			
	ALPHATEC HOLDINGS, INC. 	 		 	 /s/ PATRICK MILES

		 		 		 	 Name: Patrick Miles
  

	By:	 	 /s/ TERRY M. RICH
	 		 	Number of Shares:	 	1,327,434
	Name:	 	Terry M. Rich	 		 	
	Title:	 	Chief Executive Officer	 		 	Purchase Price:	 	$2.26 per share, for an aggregate
		 		 		 		 	Purchase Price of $3,000,000.84
					
		 		 		 	Number of Warrants:	 	1,327,434

									
					
		 		 		 	Address:	 	  

		 		 		 		 	  

		 		 		 		 	  

		 		 		 	Email:

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