Document:

EX-10.1

 Exhibit 10.1 

SECOND AMENDMENT TO RESTRUCTURING SUPPORT AGREEMENT 

This SECOND AMENDMENT TO RESTRUCTURING SUPPORT AGREEMENT dated as of August 22, 2017 (this “Amendment”), is
entered into by and among: 
 (i) Walter Investment Management Corp. (the “Company”); and 

(ii) each undersigned entity, in each such entity’s respective capacity as lender under, or as nominee, investment adviser, sub-adviser, or investment manager, as applicable, to certain funds, accounts, and other entities (including subsidiaries and affiliates of such funds, accounts, and entities) that is a lender (in its respective
capacity as such, each, a “Term Lender,” and, collectively, the “Term Lenders” and, together with their respective successors and permitted assigns and any subsequent Term Lender that becomes party
hereto in accordance with the terms hereof, each, a “Consenting Term Lender,” and, collectively, the “Consenting Term Lenders”) party to that certain Amended and Restated Credit Agreement, dated as of
December 19, 2013 (as amended, restated, amended and restated, supplemented, or otherwise modified from time to time in accordance with the terms thereof, the “Credit Agreement,” and the term loan facility thereunder,
the “Term Loan Facility”), by and among the Company, as the borrower, Credit Suisse AG, as administrative agent (together with any successor administrative agent, in each case, in such capacity, the “Administrative
Agent”), the other term lenders party thereto and the other lenders party thereto. 
 The Company, each Consenting Term Lender,
and any subsequent Person that becomes a party hereto in accordance with the terms hereof are referred to herein as the “Parties” and individually as a “Party.” 

Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Restructuring Support Agreement, dated as of
July 31, 2017 (as amended as of August 1, 2017, and as otherwise amended, supplemented, or otherwise modified and in effect from time to time, the “RSA”). 

RECITALS 
 WHEREAS,
as of the date hereof, the Company and the Requisite Term Lenders desire to enter into this Amendment to modify the RSA. 
 NOW
THEREFORE, in consideration of the premises and mutual agreements contained herein and for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows: 

 

	 	1.	Amendments. 

  

	 	(a)	Sections 1(b), 1(m), (s), (hh), and (ii) of the RSA are deleted in their entirety. 

	 	(b)	Section 1(r) of the RSA is hereby deleted in its entirety and replaced with the following: 

“Escrow Amount Release Date” means August 23, 2017, unless extended by the Required Parties. 

 

	 	(c)	Section 4(b) of the RSA is hereby deleted in its entirety and replaced with the following: 

  

	 	(i)	Escrow Matters. As of the Support Effective Date, the Company and the Consenting Term Lenders agree that, as of the Escrow Amount Release Date, the Escrow Amount shall be transferred to the Administrative Agent
by the Escrow Agent on behalf of the Borrower and that the Company and the Consenting Term Lenders constituting the Required Lenders (as defined in the Credit Agreement) shall direct the Administrative Agent to use the Escrow Amount for application
as a voluntary prepayment applied pursuant to Section 2.12(a) to the Credit Agreement, with such prepayment to be applied to the Term Loans in direct order of maturity. 

 

	 	(d)	Paragraph 2 of Exhibit D is hereby deleted in its entirety and the subsequent paragraphs are renumbered accordingly. 

  

	 	2.	Effectiveness. This Amendment shall become effective and binding when counterpart signature pages to this Amendment have been executed and delivered by the Parties constituting the Company and the
Requisite Term Lenders. 

  

	 	3.	Miscellaneous. Except as expressly set forth herein, the RSA is and shall remain unchanged and in full force and effect, and nothing contained in this Amendment shall, by implication or otherwise, limit,
impair, constitute a waiver of, or otherwise affect the rights of the Company or the Consenting Term Lenders, or shall alter, modify, amend or in any way affect any of the terms, conditions, obligations, covenants, or agreements contained in the
RSA. 

  

	 	4.	Survival. This Amendment shall be binding upon and inure to the benefit of and be enforceable by the successors and permitted assigns of the parties hereto. 

 

	 	5.	Governing Law. This Amendment shall be governed by and construed in accordance with the law of the State of New York. 

  

	 	6.	Counterparts. This Amendment may be executed by one or more of the parties on any number of separate counterparts (including by electronic transmission of signature pages hereto), and all of such
counterparts taken together shall be deemed an original and to constitute one and the same instrument. 

 [Signature Pages
Follow] 

  
 2 

 IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be executed and
delivered by their respective duly authorized officers, solely in their respective capacity as officers of the undersigned and not in any other capacity, as of the date first set forth above. 

WALTER INVESTMENT MANAGEMENT CORP. 
  

			
	By:	 	   /s/ Gary Tillett

	Name: Gary Tillett

			
	Title:	 	Executive Vice President and Chief Financial Officer

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Oaktree Senior Loan Fund, L.P. 
  

			
	By:	 	Oaktree Senior Loan GP, L.P.
	Its:	 	General Partner
		
	By:	 	Oaktree Fund GP IIA, LLC
	Its:	 	General Partner
		
	By:	 	Oaktree Fund GP II, L.P.
	Its:	 	Manager Member

  

			
	By:	 	   /s/ Lindsay Berz

	Name: Lindsay Berz
	Title: Authorized Signatory

  

			
	By:	 	   /s/ Armen Panossian

	Name: Armen Panossian
	Title: Authorized Signatory

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Missouri Education Pension Trust 
  

			
	By:	 	Oaktree Capital Management, L.P.
	Its:	 	Investment Manager

  

			
	By:	 	   /s/ Lindsay Berz

	Name: Lindsay Berz
	Title: Senior Vice President

  

			
	By:	 	   /s/ Armen Panossian

	Name: Armen Panossian
	Title: Managing Director

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

WM Pool - High Yield Fixed Interest Trust 
  

			
	By: Oaktree Capital Management, L.P.
	Its: Investment Manager
		
	By:	 	   /s/ Lindsay Berz

	Name: Lindsay Berz
	Title: Senior Vice President
		
	By:	 	   /s/ Armen Panossian

	Name: Armen Panossian
	Title: Managing Director

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

CSAA Insurance Exchange 
  

			
	By:	 	Oaktree Capital Management, L.P.
	Its: Investment Manager
		
	By:	 	   /s/ Lindsay Berz

	Name: Lindsay Berz
	Title: Senior Vice President
		
	By:	 	   /s/ Armen Panossian

	Name: Armen Panossian
	Title: Managing Director

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Indiana Public Retirement System 
  

			
	By:	 	Oaktree Capital Management, L.P.
	Its: Investment Manager
		
	By:	 	   /s/ Lindsay Berz

	Name: Lindsay Berz
	Title: Senior Vice President
		
	By:	 	   /s/ Armen Panossian

	Name: Armen Panossian
	Title: Managing Director

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Oaktree CLO 2014-1 Ltd. 

By: Oaktree Capital Management, L.P. 
 Its: Collateral Manager

  

			
	By:	 	   /s/ Lindsay Berz

	Name: Lindsay Berz
	Title: Senior Vice President
		
	By:	 	   /s/ Armen Panossian

	Name: Armen Panossian
	Title: Managing Director

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Oaktree CLO 2014-2 Ltd. 

By: Oaktree Capital Management, L.P. 
 Its: Collateral Manager

  

			
	By:	 	   /s/ Lindsay Berz

	Name: Lindsay Berz
	Title: Senior Vice President
		
	By:	 	   /s/ Armen Panossian

	Name: Armen Panossian
	Title: Managing Director

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Oaktree CLO 2015-1 Ltd. 
  

			
	By: Oaktree Capital Management, L.P.
	Its: Collateral Manager
		
	By:	 	   /s/ Lindsay Berz

	Name: Lindsay Berz
	Title: Senior Vice President
		
	By:	 	   /s/ Armen Panossian

	Name: Armen Panossian
	Title: Managing Director

 [SIGNATURE PAGE AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Oaktree EIF I Series A, Ltd. 
  

			
	By: Oaktree Capital Management, L.P.
	Its: Collateral Manager
		
	By:	 	   /s/ Lindsay Berz

	Name: Lindsay Berz
	Title: Senior Vice President
		
	By:	 	   /s/ Armen Panossian

	Name: Armen Panossian
	Title: Managing Director

 [SIGNATURE PAGE AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Oaktree EIF I Series A1, Ltd. 
  

			
	By:	 	Oaktree Capital Management, L.P.
	Its: Collateral Manager
		
	By:	 	   /s/ Lindsay Berz

	Name: Lindsay Berz
	Title: Senior Vice President
		
	By:	 	   /s/ Armen Panossian

	Name: Armen Panossian
	Title: Managing Director

 [SIGNATURE PAGE TO AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Oaktree EIF II Series A1, Ltd. 
  

			
	By:	 	Oaktree Capital Management, L.P.
	Its: Collateral Manager
		
	By:	 	   /s/ Lindsay Berz

	Name: Lindsay Berz
	Title: Senior Vice President
		
	By:	 	   /s/ Armen Panossian

	Name: Armen Panossian
	Title: Managing Director

 [SIGNATURE PAGE TO AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Oaktree EIF II Series B1, Ltd. 
 By: Oaktree Capital
Management, L.P. 
 Its: Collateral Manager 
  

			
	By:	 	   /s/ Lindsay Berz

	Name: Lindsay Berz
	Title: Senior Vice President
		
	By:	 	   /s/ Armen Panossian

	Name: Armen Panossian
	Title: Managing Director

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Oaktree Enhanced Income Funding Series IV, Ltd. 
  

			
	By: Oaktree Capital Management, L.P.
	Its: Collateral Manager
		
	By:	 	 /s/ Lindsay Berz

	Name: Lindsay Berz
	Title: Senior Vice President
		
	By:	 	 /s/ Armen Panossian

	Name: Armen Panossian
	Title: Managing Director

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

BLACK DIAMOND OFFSHORE LTD. 
 By: Carlson Capital, L.P.,
its investment advisor 
  

			
	By:	 	 /s/ Lynne B. Alpar

	Name: Lynne B. Alpar
	Title: Chief Financial Officer

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

DOUBLE BLACK DIAMOND OFFSHORE LTD. 
 By: Carlson Capital,
L.P., its investment advisor 
  

			
	By:	 	  /s/ Lynne B. Alpar

	Name: Lynne B. Alpar
	Title: Chief Financial Officer

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

CATHEDRAL LAKE II, LTD. 
  

			
	By:	 	  /s/ Lynne B. Alpar

	Name: Lynne B. Alpar
	Title: Chief Financial Officer

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

CATHEDRAL LAKE III, LTD. 
  

			
	By:	 	  /s/ Lynne B. Alpar

	Name: Lynne B. Alpar
	Title: Chief Financial Officer

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

CATHEDRAL LAKE IV, LTD. 
  

			
	By:	 	  /s/ Lynne B. Alpar

	Name: Lynne B. Alpar
	Title: Chief Financial Officer

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Atrium VIII 
 Atrium IX 

Atrium X 
 Atrium XI 

Atrium XII 
 By: Credit Suisse Asset Management, LLC, as
portfolio manager 
 AUSTRALIANSUPER 
 By: Credit Suisse
Asset Management, LLC, as sub-advisor to Bentham Asset Management Pty Ltd. in its capacity as agent of and investment manager for AustralianSuper Pty Ltd. in its capacity as trustee of AustralianSuper 

BENTHAM WHOLESALE SYNDICATED LOAN FUND 
 By: Credit Suisse
Asset Management, LLC, as agent (sub-advisor) for Challenger Investment Services Limited, the Responsible Entity for Bentham Wholesale Syndicated Loan Fund 

CALIFORNIA STATE TEACHERS’ RETIREMENT SYSTEM 

Credit Suisse Floating Rate Trust 
 The Eaton
Corporation Master Retirement Trust 
 Erie Indemnity Company 

By: Credit Suisse Asset Management, LLC, as investment manager 

 Credit Suisse Floating Rate High Income Fund 

Credit Suisse Strategic Income Fund 
 By: Credit Suisse
Asset Management, LLC, as investment advisor 
 THE CITY OF NEW YORK GROUP TRUST 

By: Credit Suisse Asset Management, LLC, as its manager 

CREDIT SUISSE NOVA (LUX) 
 By: Credit Suisse Asset
Management, LLC or Credit Suisse Asset Management Limited, each as Co-Investment Adviser to Credit Suisse Fund Management S.A., management company for Credit Suisse Nova (Lux) 

ERIE INSURANCE EXCHANGE 
 By: Credit Suisse Asset
Management, LLC, as investment manager for Erie Indemnity Company, as Attorney-In-Fact for Erie Insurance Exchange 

 

			
	By:	 	 /s/ Thomas Flannery

	Name: Thomas Flannery
	Title: Authorized Signatory

 CONSENTING TERM LENDERS 

AGF Floating Rate Income Fund 
 By: Eaton Vance Management as
Investment Manager 
  

			
	By:	 	 /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Eaton Vance CDO X PLC 
 By: Eaton Vance Management as Investment
Advisor 
  

			
	By:	 	 /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

DaVinci Reinsurance Ltd. 
 By: Eaton Vance Management as
Investment Advisor 
  

			
	By:	 	 /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Eaton Vance Loan Holding Limited 
 By: Eaton Vance Management as
Investment Manager 
  

			
	By:	 	 /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Eaton Vance Floating-Rate Income Plus Fund 
 By: Eaton Vance
Management as Investment Advisor 
  

			
	By:	 	  /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Eaton Vance Senior Floating-Rate Trust 
 By: Eaton Vance
Management as Investment Advisor 
  

			
	By:	 	  /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Eaton Vance Floating-Rate Income Trust 
 By: Eaton Vance
Management as Investment Advisor 
  

			
	By:	 	  /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Eaton Vance International (Cayman Island) 
 Floating-Rate Income
Portfolio 
 By: Eaton Vance Management as Investment Advisor 
  

			
	By:	 	  /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Eaton Vance Senior Income Trust 
 By: Eaton Vance Management as
Investment Advisor 
  

			
	By:	 	  /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Eaton Vance Short Duration Diversified Income Fund 
 By: Eaton
Vance Management as Investment Advisor 
  

			
	By:	 	  /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Eaton Vance Institutional Senior Loan Fund 
 By: Eaton Vance
Management as Investment Advisor 
  

			
	By:	 	  /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Eaton Vance Limited Duration Income Fund 
 By: Eaton Vance
Management as Investment Advisor 
  

			
	By:	 	  /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Eaton Vance Floating Rate Portfolio 
 By: Boston Management and
Research as Investment Advisor 
  

			
	By:	 	  /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Brighthouse Funds Trust I – Brighthouse/Eaton 
 Vance
Floating Rate Portfolio 
 By: Eaton Vance Management as Investment Sub-Advisor 

 

			
	By:	 	  /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Florida Power & Light Company 
 By: Eaton Vance
Management as Investment Advisor 
  

			
	By:	 	  /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Pacific Select Fund-Floating Rate Loan Portfolio 
 By: Eaton
Vance Management as Investment Sub-Advisor 
  

			
	By:	 	  /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Renaissance Investment Holdings Ltd 
 By: Eaton Vance Management
as Investment Advisor 
  

			
	By:	 	  /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Columbia Funds Variable Series Trust II – Variable 

Portfolio-Eaton Vance Floating Rate Income Fund 
 By: Eaton Vance
Management as Investment Sub-Advisor 
  

			
	By:	 	  /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Senior Debt Portfolio 
 By: Boston Management and Research as
Investment Advisor 
  

			
	By:	 	  /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 CONSENTING TERM LENDERS 

Eaton Vance VT Floating-Rate Income Fund 
 By: Eaton Vance
Management as Investment Advisor 
  

			
	By:	 	  /s/ Michael B. Botthof

	Name:	 	Michael B. Botthof
	Title:	 	Vice President

  
 [Signature Page to
Mutual Release] 

 HBK MASTER FUND L.P. 

By: HBK Services LLC, its investment advisor 
  

			
	By:	 	  /s/ Beauregard A. Fournet

	Name: Beauregard A. Fournet
	Title: Authorized Signatory

  

 CONSENTING TERM LENDERS 

MARATHON ASSET MANAGEMENT 
  

			
	By:	 	  /s/ Daniel Lalli

	Name: Daniel Lalli
	Title: Authorized Signatory

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 By: NEUBERGER BERMAN INVESTMENT ADVISERS LLC, 

AS INVESTMENT MANAGER OR COLLATERAL MANAGER OF FUNDS IT MANAGES 
  

			
	By:	 	  /s/ Joseph Lynch

	Name: Joseph Lynch
	Title: Managing Director

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 Nuveen Diversified Dividend and Income Fund 

Nuveen Floating Rate Income Fund 
 Nuveen Credit Strategies Income
Fund 
 Nuveen Symphony Floating Rate Income Fund 
 Nuveen
Credit Opportunities 2022 Target Term Fund 
 Nuveen Short Duration Credit Opportunities Fund 

Nuveen Floating Rate Income Opportunity Fund 
 Nuveen Senior
Income Fund 
  

			
	By:	 	  /s/ David Goldstein

	Name: David Goldstein
	Title: Authorized Signatory

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 BayCity Alternative Investment Funds SICAV-SIF - BayCity US Senior Loan
Fund 
 Goldman Sachs Multi-Manager Non-Core Fixed Income Fund 

Menard, Inc. 
 Municipal Employees Annuity & Benefit Fund
of Chicago 
 PENSIONDANMARK PENSIONSFORSIKRINGSAKTIESELSKAB 

Principal Funds, Inc. - Diversified Real Asset Fund 
 Diversified
Real Asset CIT 
 Symphony Floating Rate Senior Loan Fund 

BayCity Long-Short Credit Master Fund, LTD. 
 BAYCITY SENIOR LOAN
MASTER FUND LIMITED 
 TCI-Symphony CLO 2016-1 Ltd. 

Symphony Asset Management LLC, 
 As Investment Advisor 

 

			
	By:  /s/ David Goldstein                            
	Name: David Goldstein
	Title: Chief Operating Officer

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 BayCity Corporate Arbitrage and Relative Value Fund, L.P. 

Symphony Asset Management LLC, 
 As General Partner 

 

	
	By:  /s/ David Goldstein                        
	Name: David Goldstein
	Title: Chief Operating Officer

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA] 

 SCOF-2, LTD. 

California Street CLO IX Limited Partnership 
 Symphony CLO VIII,
Limited Partnership 
 California Street CLO XII, Ltd. 

Symphony CLO XIV, Ltd. 
 Symphony CLO XV, Ltd. 

Symphony CLO XVI, LTD. 
 Symphony CLO XVII, LTD. 

Symphony CLO XVIII, LTD. 
 Symphony Asset Management LLC, 

As Collateral Manager 
  

	
	By:  /s/ David Goldstein                        
	Name: David Goldstein
	Title: Chief Operating Officer

  
 [SIGNATURE PAGE TO
AMENDMENT NO. 2 TO RSA]Exhibit

Exhibit 10.1

FIRST AMENDMENT TO EMPLOYMENT AGREEMENT

This First Amendment to Employment Agreement (this “Amendment”) is made and entered into as of August 25, 2017, by and between FORESTAR GROUP INC. (the “Company”), and PHILLIP J. WEBER (the “Executive”). 

WHEREAS, effective as of October 21, 2015, the Company and the Executive entered into an Employment Agreement (the “Agreement”); and

WHEREAS, the Company has entered into an Agreement and Plan of Merger, dated as of June 29, 2017 (as it may be amended from time to time, the “Merger Agreement”), among D.R. Horton, Inc., Force Merger Sub, Inc. (“Merger Sub”) and the Company, pursuant to which Merger Sub will merge with and into Company (the “Merger”), with the Company continuing as the surviving entity in the Merger; and

WHEREAS, the Company and the Executive wish to modify the Employment Agreement in certain respects in respect of the Merger.

NOW, THEREFORE, in consideration of the foregoing and of the respective covenants and agreements set forth below, the Company and the Executive hereby agree as set forth below.

1.    Effective as of the date hereof, the Agreement is amended as follows:

(a)    The first sentence of Section 1 of the Agreement is amended to read in its entirety as follows:

“Subject to the provisions of Section 4 hereof, the term of this Agreement shall commence as of the date first set forth above and shall end on the later of (a) September 24, 2017 or (b) the earlier of (i) fifteen (15) days following the date of consummation of the merger (the “Horton Merger”) contemplated by the Agreement and Plan of Merger, dated as of June 29, 2017 (as it may be amended from time to time, the “Merger Agreement”), among D.R. Horton, Inc., Force Merger Sub, Inc. and the Company or (ii) the termination of the Merger Agreement before consummation of the Horton Merger (such date of expiration the “Expiration Date” and the period during which the Executive is employed hereunder, the ‘Employment Period’).”

(b)    Section 6(a) of the Agreement is redesignated Section 6(a)(i) and a new Section 6(a)(ii) is added immediately thereafter to read in its entirety as follows:

“Pursuant to 18 U.S.C. § 1833(b), the Executive understands that the Executive will not be held criminally or civilly liable under any Federal or State trade secret law for the disclosure of a trade secret of the Company that (A) is made (I) in confidence to a Federal, State, or local government official, either directly or indirectly, or to the Executive’s attorney and (II) solely for the purpose of reporting or investigating a 

1

suspected violation of law; or (B) is made in a complaint or other document that is filed under seal in a lawsuit or other proceeding.  The Executive understands that if the Executive files a lawsuit for retaliation by the Company for reporting a suspected violation of law, the Executive may disclose the trade secret to the Executive’s attorney and use the trade secret information in the court proceeding if the Executive (x) files any document containing the trade secret under seal, and (y) does not disclose the trade secret, except pursuant to court order.  Nothing in this Agreement, or any other agreement that the Executive has with the Company, is intended to conflict with 18 U.S.C. § 1833(b) or create liability for disclosures of trade secrets that are expressly allowed by such section.  Further, nothing in this Agreement or any other agreement that the Executive has with the Company shall prohibit or restrict the Executive from making any voluntary disclosure of information or documents concerning possible violations of law to any governmental agency or legislative body, or any self-regulatory organization, in each case, without advance notice to the Company.”

(c)    The first sentence of Section 6(b) of the Agreement is amended to read in its entirety as follows:

“During his employment with the Company and for a period of two years thereafter regardless of the reason for the termination of employment other than a termination after the Expiration Date that does not cause the Executive to be eligible for benefits under the Existing CIC Agreement in respect of the Horton Merger (such post-termination period, as applicable, the “Non-Competition Period”), the Executive will not, directly or indirectly, alone or as a partner, joint venturer, officer, director, employee, consultant, agent, independent contractor or stockholder of any company or business, engage or take preparatory steps to engage (for anyone other than the Business Entities) in any Competitive Enterprise anywhere in the United States, Canada, or Mexico.”

(d)    Section 6(g) of the Agreement is amended to read in its entirety as follows:

“The Executive acknowledges and agrees that each of the Restrictive Covenants is given by the Executive as part of the consideration for this Agreement and as an inducement to the Company to enter into this Agreement and the First Amendment to this Agreement.”

2.    This Amendment shall be void ab initio and of no force or effect if the Merger Agreement is terminated before consummation of the Merger.    

3.    Except as otherwise provided in this Amendment, the Agreement shall remain in effect in accordance with its terms.

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

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IN WITNESS WHEREOF, the Company and the Executive have executed this Amendment as of the date first above written.

FORESTAR GROUP INC.

/s/ James A. Rubright                
Name: James A. Rubright
Title: Director and Chairman of the Board

EXECUTIVE

/s/ Phillip J. Weber                
Phillip J. Weber

[Signature Page to First Amendment to Employment Agreement]

3

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