Document:

Limitation of Liability Agreement

 Exhibit 4.4 

LIMITATION OF LIABILITY AGREEMENT 

NOMURA HOLDINGS, INC. (hereinafter, the “Company”) and              (hereinafter,
the “Outside Director”) hereby agree to enter into this agreement as provided for under Article 33 Paragraph 2 of the Articles of Incorporation of the Company (hereinafter, the “Agreement”) in accordance with that Article.

 Article 1 
 On or after the
execution of this Agreement, in the event that the Outside Director, in good faith and without gross negligence in performing his or her duties, incurs liability to compensate the Company under Article 423 Paragraph 1 of the Companies Act
(hereinafter, the “Relevant Liability”), the Company shall limit the Outside Director’s Relevant Liability to the higher of 20 million yen or the sum of the following items: 

 

	(1)	the total amount of remuneration, bonus or other consideration received, or economic benefit accrued by, the Outside Director while in office as an outside director of
the Company (hereinafter, “Shagai-torishimariyaku”) for the performance of his or her duties as a Shagai-torishimariyaku, in the fiscal year in which the facts causing the Relevant Liability arose; or in any prior fiscal year, whichever is
the highest amount, multiplied by two (2); and 

  

	(2)	the total amount of retirement bonus or other economic benefit of a similar nature received by the Outside Director from the Company divided by: the number of years
served by the Outside Director as a Shagai-torishimariyaku (hereinafter, “Years of Service”), or two (2) where the Years of Service is less than two (2) years. 

 

	(3)	the amount determined according to the following categories as set forth in items (a) and (b) below: 

 

	 	(a)	In the event that, following his or her appointment to office, the Outside Director exercises Company stock acquisition rights (excluding those which may have been
received by the Outside Director from the Company as compensation for the execution of duty) if any (hereinafter, the “Relevant Stock Acquisition Rights”): the amount calculated by the multiplying the current price of the Relevant Stock
Acquisition Rights per relevant share at the time of exercise thereof, less the total of the amount as provided for in Article 236 Paragraph 1, Item 2 of the Companies Act and the paid-in price as provided for in Article 238, Paragraph 1,
Item 3 of the Companies Act, per share, which shall be issued upon exercise of the Relevant Stock Acquisition Rights (if the amount so calculated is zero or less, then zero), multiplied by the number of shares of the Company delivered to the
Outside Director on exercise thereof; or 

  

	 	(b)	In the event that, following his or her appointment to office, the Outside Director transfers Relevant Stock Acquisition Rights: the amount calculated by multiplying
the transfer price of Relevant Stock Acquisition Rights less the paid-in price as provided for in Article 238, Paragraph 1, Item 3 of the Companies Act, by the number of the Relevant Stock Acquisition Rights. 

Article 2 
 The Company may request the
Outside Director to provide any information necessary for determining whether or not a Relevant Liability exists and the amount up to which any such Relevant Liability may be limited. 

Article 3 
 1.    In
the event that a limitation of the Outside Director’s Relevant Liability is applied pursuant to Article 1 of this Agreement, the Outside Director shall not receive any amount of retirement bonus or other economic benefit of a similar nature
from the Company, or exercise or transfer Company stock acquisition rights without approval at a meeting of the shareholders of the Company. 

 2.    In the event that an Outside Director possesses a certificate of stock acquisition
rights representing Company stock acquisition rights where a limitation of the Outside Director’s Relevant Liability has been applied pursuant to Article 1 of this Agreement, the Outside Director shall be required to deposit such certificate of
stock acquisition rights with the Company without delay and shall not be permitted to demand the return of the such certificate without approval at a meeting of the shareholders for such transfer. 

Article 4 
 In the event that the Outside
Director becomes an executive director, executive officer or manager or any other employee of the Company or any subsidiary of the Company, this Agreement shall be of no effect from such time onwards. 

Article 5 
 Any matters not covered under
this Agreement shall be resolved through mutual consultation between the Company and the Outside Director. 
 IN WITNESS WHEREOF, this Agreement
shall be executed as of the date below by the parties hereto in duplicate, with each party retaining a counterpart hereof. 
 June 25, 2010

  

	
	 NOMURA HOLDINGS, INC.

	
	  

	 Kenichi Watanabe,

President & CEO
 9-1, Nihonbashi
1-chome, Chuo-ku, Tokyo

	
	 OUTSIDE DIRECTORAddendum to Emplyment Agreement

 Exhibit 10.1 

ADDENDUM TO EMPLOYMENT AGREEMENT 

This Addendum to Employment Agreement (“Addendum”), dated this 28th day of June, 2010, is among The Kansas City Southern
Railway Company, a Missouri corporation (“KCSR”), Kansas City Southern, a Delaware corporation (“KCS”) and Michael R. Haverty, an individual (“Executive”) (collectively, the “Parties”). 

WHEREAS, Executive is currently employed as the Chairman of the Board of Directors of KCSR and also serves as the Chief Executive
Officer and Chairman of the Board of Directors of KCS; 
 WHEREAS, Executive, KCSR and KCS previously entered into an
Amended and Restated Employment Agreement executed as of January 1, 2001, an Addendum to Employment Agreement executed August 19, 2004, an Amendment to Employment Agreement executed as of January 1, 2005, and an Amendment to the
Employment Agreement executed as of February 12, 2009, and (collectively, the “Agreement”), which set forth the terms and conditions of Executive’s employment by KCSR; and 

WHEREAS, the Parties desire to amend the Agreement for purposes of reassigning the role of the executive. 

NOW, THEREFORE, in consideration of the premises and the mutual covenants herein contained it is agreed by and among KCSR, KCS and
Executive that the Agreement is amended effective August 1, 2010, as follows: 
 1. Paragraph 1 of the Agreement is hereby
deleted in its entirety, and the following new Paragraph 1 is inserted in lieu thereof: 
 “1.
Employment. Executive shall continue to be employed by KCSR and shall serve as Executive Chairman of KCS. The Executive Chairman shall serve as Chairman of the Board of Directors of KCS, and shall be an active employee of KCSR. The
President and Chief Executive Officer (“CEO”) of KCS shall report directly to the Executive Chairman. The Executive Chairman is responsible for developing current and long-range strategy, objectives, policies, and procedures for KCS and
for the execution of all KCS Board of Director responsibilities. With the President and CEO of KCS, the Executive Chairman shall represent KCS to its stockholders, the financial community, government and the general public. The Executive Chairman
shall also oversee the efforts of the CEO, senior executives and members of the Board of Directors of KCS to ensure that KCS fulfills its responsibilities to all stakeholders. Executive hereby accepts such employment and shall faithfully perform
Executive’s duties under this Agreement to the best of Executive’s ability and Executive shall devote substantially all of Executive’s working time and efforts to the business and affairs of KCS and KCSR, and their respective
subsidiaries, joint ventures and affiliates (collectively, the “Affiliates”).” 
 2. Except as otherwise
expressly set forth in this Addendum, the Agreement shall remain unchanged and in full force and effect in accordance with its terms. 

 IN WITNESS WHEREOF, the parties have executed this Addendum to Employment Agreement
as of the date set forth above, but effective as of August 1, 2010. 
  

							
	EXECUTIVE	 		 	 CHAIRMAN, COMPENSATION AND

ORGANIZATION COMMITTEE OF THE
 BOARD OF
DIRECTORS OF
 KANSAS CITY SOUTHERN

				
	 /s/ Michael R. Haverty
	 	 	 	By:	 	 /s/ Terrence P. Dunn

	Michael R. Haverty	 		 		 	Terrence P. Dunn

  

			
	 THE KANSAS CITY SOUTHERN

RAILWAY COMPANY

		
	By:	 	 /s/ John E. Derry

		 	John E. Derry
		 	Senior Vice President Human Resources

  

 2Addendum to Employment Agreement

 Exhibit 10.2 

ADDENDUM TO EMPLOYMENT AGREEMENT 

This Addendum to Employment Agreement (“Addendum”), dated this 28th day of August, 2010, is among The Kansas City Southern
Railway Company, a Missouri corporation (“KCSR”), Kansas City Southern, a Delaware corporation (“KCS”) and David L. Starling, an individual (“Executive”) (collectively, the “Parties”). 

WHEREAS, Executive is currently employed as the President and CEO of KCSR and also serves as the President and COO of KCS.

 WHEREAS, Executive, KCSR and KCS previously entered into an Employment Agreement executed as of September 10,
2008 (the “Agreement”), which sets forth the terms and conditions of Executive’s employment by KCSR; and 

WHEREAS, the Parties desire to amend the Agreement for purposes of reassigning the role of the Executive. 

NOW, THEREFORE, in consideration of the premises and the mutual covenants herein contained, it is agreed by and among KCSR, KCS
and Executive that the Agreement is amended effective August 1, 2010, as follows: 
 1. Paragraph 1 of the Agreement is
hereby deleted in its entirety, and the following new Paragraph 1 is inserted in lieu thereof: 
 “1.
Employment. KCSR herby continues to employ the Executive as its President and Chief Executive Officer. Further, Executive shall serve as President and Chief Executive Officer (“CEO”) of KCS. As President and CEO of KCS,
Executive shall report directly to the Executive Chairman of KCS. The President and CEO of KCS is the top non-Chairman executive of KCS. The President and CEO of KCS shall be responsible for executing the strategic vision of KCS, and ensuring the
day to day operations of KCS are aligned with this vision. The President and CEO of KCS is responsible for both developing and implementing short, intermediate and long–range objectives, policies, and procedures for KCS. With the Executive
Chairman of KCS, or the Chairman of the Board of Directors of KCS, the President and CEO of KCS shall represent KCS to stockholders, the financial community, government, and the general public. The President and CEO of KCS shall coordinate with the
Executive Chairman of KCS, or the Chairman of the Board of Directors of KCS, to ensure that KCS achieves and maintains a satisfactory competitive position within the rail and transportation industry. The President and CEO of KCS shall also have such
other titles, duties, powers and responsibilities as may be prescribed or delegated from time to time by the Executive Chairman of KCS or the Chairman of the Board of Directors of KCS. Executive hereby accepts such employment and shall faithfully
perform Executive’s duties under this Agreement to the best of Executive’s ability and Executive shall devote substantially all of Executive’s working time and efforts to the business and affairs of KCS and KCSR, and their respective
subsidiaries, joint ventures and affiliates (collectively, “Affiliate(s)”).” 
 2. Except as otherwise
expressly set forth in this Addendum, the Agreement shall remain unchanged and in full force and effect in accordance with its terms. 

 IN WITNESS WHEREOF, the parties have executed this Addendum to Employment Agreement
as of the date set forth above, but effective as of August 1, 2010. 
  

							
	EXECUTIVE	 		 	 CHAIRMAN, COMPENSATION AND

ORGANIZATION COMMITTEE OF THE
 BOARD OF
DIRECTORS OF
 KANSAS CITY SOUTHERN

				
	 /s/ David L. Starling
	 	 	 	By:	 	 /s/ Terrence P. Dunn

	David L. Starling	 		 		 	Terrence P. Dunn

  

			
	 THE KANSAS CITY SOUTHERN

RAILWAY COMPANY

		
	By:	 	 /s/ John E. Derry

		 	John E. Derry
		 	Senior Vice President Human Resources

  

 2

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