Document:

EX-10.1

 Exhibit 10.1 

EXECUTION VERSION 
 AMENDMENT
TO EXCHANGE AGREEMENT 
 This AMENDMENT TO EXCHANGE AGREEMENT (this “Amendment”), dated as of December 9,
2022, is made by and between the Mohegan Tribal Gaming Authority (the “Authority”) and the investment advisor listed on the signature page hereto (the “Investor”), on behalf of itself and the Exchanging Parties. All
capitalized terms used but not defined herein shall have the meanings specified in the Exchange Agreement (as defined below). 

RECITALS 
 WHEREAS,
the Authority and the Investor are parties to that certain Exchange Agreement by and among the Authority, the Investor and certain funds listed on Schedule I thereto managed by the Investor, dated as of November 29, 2022 (the “Exchange
Agreement”); 
 WHEREAS, Section 16(c) of the Exchange Agreement provides that the Exchange Agreement may
be modified, amended or supplemented by an instrument in writing signed by the Authority and the Investor (on behalf of itself and the Exchanging Parties); and 

WHEREAS, in accordance with Section 16(c) of the Exchange Agreement, the Authority and the Investor (on behalf of
itself and the Exchanging Parties) each desire to amend certain terms of the Exchange Agreement as set forth herein. 
 NOW THEREFORE, in
consideration of the mutual agreements and promises contained herein and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, and intending to be legally bound, the Authority and the Investor (on
behalf of itself and the Exchanging Parties) each hereby agree as follows: 
 SECTION 1. Amendments to the Exchange Agreement. 

 

	 	a)	 The first paragraph of the preamble is hereby amended by deleting “$476,842,000” and replacing it
with “$477,342,000.” 

  

	 	b)	 Section 2(d)(ii) is hereby amended and restated as follows: 

“The Parties shall use reasonable best efforts to ensure that (A) the initial settlement date for the Exchange will occur on
December 9, 2022 (the “Initial Settlement Date”), (B) the balance of the Initial Exchange (as defined below) is settled on December 14, 2022 (the “Second Settlement Date”), and (C) in any event, the
Exchange is consummated in one or more settlements with respect to a minimum of an aggregate of $410 million in principal amount of Relevant Old Notes, by no later than December 21, 2022 (collectively, the “Initial
Exchange”; and the Relevant Old Notes exchanged in the Initial Exchange, the “Initial Exchange Notes”).” 

	 	c)	 Section 6(d) is amended and restated as follows: 

“[Reserved]” 
  

	 	d)	 Schedule I is hereby amended and restated in the form set forth on Schedule I to this Amendment.

  

	 	e)	 The second bullet point on Schedule II is hereby amended and restated as set forth on Schedule II
to this Amendment. 

 SECTION 2. Effectiveness of Amendment. Upon the execution and delivery hereof, the Exchange
Agreement shall be deemed to be amended and/or restated as hereinabove set forth as fully and with the same effect as if the amendments and/or restatements made hereby were originally set forth in the Exchange Agreement, and this Amendment and the
Exchange Agreement shall henceforth respectively be read, taken and construed as one and the same instrument, but such amendments and/or restatements shall not operate so as to render invalid or improper any action heretofore taken under the
Exchange Agreement. 
 SECTION 3. No Further Amendment; Counterparts; Miscellaneous. Except as and to the extent specifically
modified by this Amendment, the Exchange Agreement shall remain unmodified and in full force and effect. This Agreement may be executed by facsimile, e-mail or other electronic means and in one or more
counterparts, all of which shall be considered one and the same agreement. The terms of Section 16 of the Exchange Agreement shall apply to this Amendment, mutatis mutandis, as applicable. 

[Signature Page Follows] 

  
 -2- 

 IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed as of the
date first above written. 
  

			
	MOHEGAN TRIBAL GAMING AUTHORITY
		
	By:	 	/s/ Raymond Pineault
		 	Name: Raymond Pineault
		 	Title: Chief Executive Officer

  

			
	 CHATHAM ASSET MANAGEMENT, LLC

on behalf of itself and on behalf of the Exchanging Parties

		
	By:	 	/s/ Anthony R. Melchiorre
		 	Name: Anthony R. Melchiorre
		 	Title: Managing Member

 [Signature Page to Amendment No. 1 to Exchange Agreement]knwn_ex101.htm

EXHIBIT 10.1 
  
 AMENDMENT NO. 8 TO
 10% CONVERTIBLE REDEEMABLE NOTE
 DATED SEPTEMBER 30, 2016
  
 This AMENDMENT NO. 8 TO 10% REDEEMABLE nOTE dated SEPTEMBER 30, 2016 (this “Amendment”) is made and entered into as of December 7, 2022, by and between Clayton A. Struve (the “Holder”) and Know Labs, Inc., a Nevada corporation f/k/a Visualant, Incorporated (the “Company”).
  
 RECITALS
  
 WHEREAS, the Company is a party to that certain 10% Convertible Redeemable Note, dated September 30, 2016, as amended (as so amended, the “Note”), payable to Holder (capitalized terms used herein and not otherwise defined shall have the meanings set forth in the Note);
  
 WHEREAS, the Note currently has a Maturity Date of September 30, 2022; and
  
 WHEREAS, the Holder and the Company wish to amend the Note to extend the Maturity Date by one year, in exchange for which the Company will agree to extend the termination date of warrants held by the Holder by one year, pursuant to the terms and conditions of an Extension of Warrant Agreement to be entered into between the Company and the Holder simultaneously with this Amendment (the “Extension Agreement”).
  
 AGREEMENT
  
 NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereby agree to the following.
  
 1. Amendment of Maturity Date. Subject to and in exchange for the Company’s entry into the Extension Agreement, the Maturity Date of the Note is hereby amended to September 30, 2023.
  
 2. Effect of Amendment. The parties hereto agree that the amendments described above are effective retroactively to September 30, 2022. Except as specifically set forth in this Amendment, the terms of the Note remain in full force and effect. 
  
 3. Counterparts. This Amendment may be executed in two (2) or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Counterparts may be delivered via facsimile, electronic mail (including pdf or any electronic signature complying with the U.S. federal ESIGN Act of 2000, e.g., www.docusign.com) or other transmission method and any counterpart so delivered shall be deemed to have been duly and validly delivered and be valid and effective for all purposes.
  
 IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the date first above written.
  
 	 Company:
	 Holder:

	  
	  
	  
	  
	  

	 KNOW LABS, INC.
	 CLAYTON A. STRUVE
	  

	  
	  
	  
	  
	  

	 By: 
	 /s/ Ronald P. Erickson 
	 By:
	 /s/ Clayton A. Struve 
	  

	 Name:
	 Ronald P. Erickson 
	  
	 Clayton A. Struve
	  

	 Title:
	 Chairmanknwn_ex102.htm

EXHIBIT 10.2 
  
 AMENDMENT NO. 8 TO
 SENIOR SECURED CONVERTIBLE REDEEMABLE DEBENTURE
 DATED AUGUST 14, 2017
  
 This AMENDMENT NO. 8 TO SENIOR SECURED CONVERTIBLE REDEEMABLE DEBENTURE dated AUGUST 14, 2017 (this “Amendment”) is made and entered into as of December 7, 2022, by and between Clayton A. Struve (the “Holder”) and Know Labs, Inc., a Nevada corporation f/k/a Visualant, Incorporated (the “Company”).
  
 RECITALS
  
 WHEREAS, the Company is a party to that certain Senior Secured Convertible Redeemable Debenture, dated August 14, 2017, as amended (as so amended, the “Debenture”), payable to Holder (capitalized terms used herein and not otherwise defined shall have the meanings set forth in the Debenture);
  
 WHEREAS, the Debenture currently has a Maturity Date of September 30, 2022; and
  
 WHEREAS, the Holder and the Company wish to amend the Debenture to extend the Maturity Date by one year, in exchange for which the Company will agree to extend the termination date of warrants held by the Holder by one year, pursuant to the terms and conditions of an Extension of Warrant Agreement to be entered into between the Company and the Holder simultaneously with this Amendment (the “Extension Agreement”).
  
 AGREEMENT
  
 NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereby agree to the following.
  
 1. Amendment of Maturity Date. Subject to and in exchange for the Company’s entry into the Extension Agreement, the Maturity Date of the Debenture is hereby amended to September 30, 2023.
  
 2. Effect of Amendment. The parties hereto agree that the amendments described above are effective retroactively to September 30, 2022. Except as specifically set forth in this Amendment, the terms of the Debenture remain in full force and effect. 
  
 3. Counterparts. This Amendment may be executed in two (2) or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Counterparts may be delivered via facsimile, electronic mail (including pdf or any electronic signature complying with the U.S. federal ESIGN Act of 2000, e.g., www.docusign.com) or other transmission method and any counterpart so delivered shall be deemed to have been duly and validly delivered and be valid and effective for all purposes.
  
 IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the date first above written.
  
 	Company: 	Holder:	
	 
	 
	 
	 
	 

	KNOW LABS, INC. 	CLAYTON A. STRUVE	
	 
	 
	 
	 
	 

	By:	/s/ Ronald P. Erickson 	By:	/s/ Clayton A. Struve 	
	Name: 	Ronald P. Erickson 		Clayton A. Struve	
	 Title:
	 Chairmanknwn_ex103.htm

EXHIBIT 10.3
  
 AMENDMENT NO. 8 TO
 SENIOR SECURED CONVERTIBLE REDEEMABLE DEBENTURE
 DATED DECEMBER 12, 2017
  
 This AMENDMENT NO. 8 TO SENIOR SECURED CONVERTIBLE REDEEMABLE DEBENTURE dated DECEMBER 12, 2017 (this “Amendment”) is made and entered into as of December 7, 2022, by and between Clayton A. Struve (the “Holder”) and Know Labs, Inc., a Nevada corporation f/k/a Visualant, Incorporated (the “Company”).
  
 RECITALS
  
 WHEREAS, the Company is a party to that certain Senior Secured Convertible Redeemable Debenture, dated December 12, 2017, as amended (as so amended, the “Debenture”), payable to Holder (capitalized terms used herein and not otherwise defined shall have the meanings set forth in the Debenture);
  
 WHEREAS, the Debenture currently has a Maturity Date of September 30, 2022; and
  
 WHEREAS, the Holder and the Company wish to amend the Debenture to extend the Maturity Date by one year, in exchange for which the Company will agree to extend the termination date of warrants held by the Holder by one year, pursuant to the terms and conditions of an Extension of Warrant Agreement to be entered into between the Company and the Holder simultaneously with this Amendment (the “Extension Agreement”).
  
 AGREEMENT
  
 NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereby agree to the following.
  
 1. Amendment of Maturity Date. Subject to and in exchange for the Company’s entry into the Extension Agreement, the Maturity Date of the Debenture is hereby amended to September 30, 2023.
  
 2. Effect of Amendment. The parties hereto agree that the amendments described above are effective retroactively to September 30, 2022. Except as specifically set forth in this Amendment, the terms of the Debenture remain in full force and effect.
  
 3. Counterparts. This Amendment may be executed in two (2) or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Counterparts may be delivered via facsimile, electronic mail (including pdf or any electronic signature complying with the U.S. federal ESIGN Act of 2000, e.g., www.docusign.com) or other transmission method and any counterpart so delivered shall be deemed to have been duly and validly delivered and be valid and effective for all purposes.
  
 IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the date first above written.
  
 	 Company:
	  
	 Holder:
	  

	  
	  
	  
	  
	  

	 KNOW LABS, INC.
	 CLAYTON A. STRUVE
	  

	  
	  
	  
	  
	  

	 By:
	 /s/ Ronald P. Erickson
	 By:
	  /s/ Clayton A. Struve
	  

	 Name:
	 Ronald P. Erickson 
	  
	 Clayton A. Struve
	  

	 Title:
	 Chairman

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