Document:

EX-4.2

 Exhibit 4.2 

[FORM OF WARRANT CERTIFICATE] 

[UNLESS THIS GLOBAL WARRANT CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION
(“DTC”) TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC
(AND ANY PAYMENT IS MADE TO CEDE & CO., OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL INASMUCH AS THE
REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN. 
 TRANSFERS OF THIS GLOBAL SECURITY SHALL BE LIMITED TO TRANSFERS IN
WHOLE, BUT NOT IN PART, TO NOMINEES OF DTC OR TO A SUCCESSOR THEREOF OR SUCH SUCCESSOR’S NOMINEE AND TRANSFERS OF PORTIONS OF THIS GLOBAL SECURITY SHALL BE LIMITED TO TRANSFERS MADE IN ACCORDANCE WITH THE RESTRICTIONS SET FORTH IN THE WARRANT
AGREEMENT REFERRED TO ON THE REVERSE HEREOF. 
 ANY TRANSFER OF THE SECURITIES REPRESENTED BY THIS GLOBAL WARRANT CERTIFICATE IS SUBJECT TO
THE CONDITIONS SPECIFIED IN THE WARRANT AGREEMENT (THE “WARRANT AGREEMENT”) DATED AS OF JULY 25, 2017 BETWEEN CONTRAFECT CORPORATION AND AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, SOLELY IN ITS CAPACITY AS WARRANT AGENT.
BY ACCEPTING DELIVERY OF THE SECURITIES REPRESENTED BY THIS GLOBAL WARRANT CERTIFICATE, ANY TRANSFEREE SHALL BE DEEMED TO HAVE AGREED TO BE BOUND BY THE WARRANT AGREEMENT AS IF THE TRANSFEREE HAD EXECUTED AND DELIVERED THE WARRANT AGREEMENT. 

EXERCISABLE ON OR AFTER JULY 25, 2017 

AND UNTIL 5:00 P.M. (NEW YORK TIME) ON THE EXPIRATION DATE]11 
 WARRANT CERTIFICATE 

 

			
	NUMBER [     ]	  	[             ] Warrant[s] to Purchase [             ] Shares

 (THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. 

NEW YORK CITY TIME, SIXTY (60) MONTHS FROM THE DATE OF ORIGINAL ISSUANCE) 

CONTRAFECT CORPORATION 
 CUSIP
[            ] 
 WARRANT 

THIS WARRANT CERTIFIES THAT, for value received [            ], or registered
agents, is the registered holder of a Warrant or Warrants (the “Warrant”) expiring on a date which is sixty (60) months from the original date of issuance on July 25, 2017, to purchase
[            ] fully paid and non-assessable shares of common stock, par value $0.0001 per share (the “Shares”), of CONTRAFECT CORPORATION, a Delaware corporation
(the “Company”), for each Warrant evidenced by this Warrant Certificate. This Warrant Certificate is subject to and shall be interpreted under the terms and conditions of the Warrant Agreement (as defined below). 

 
   

 

	1 	Insert for Global Warrant Certificate 

 The Warrant entitles the holder thereof to purchase from the Company, commencing upon the
original issuance of the Warrant on July 25, 2017, such number of Shares at the price of $1.55 per share (the “Warrant Price”), upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency
of American Stock Transfer & Trust Company, LLC (the “Warrant Agent”), such payment to be made by check made payable to the Warrant Agent (or pursuant to the cashless exercise procedure specified in Section 3.3.3 of
the Warrant Agreement, if such cashless exercise procedure is applicable, but only subject to the conditions set forth herein and in the Warrant Agreement, dated July 25, 2017, between the Company and the Warrant Agent (the “Warrant
Agreement”). In the event of any conflict between the terms of this Warrant Certificate and the terms of the Warrant Agreement, the terms of the Warrant Agreement shall govern. The Warrant Agreement provides that, upon the occurrence of
certain events, the Warrant Price and the number of Warrant Shares purchasable hereunder, set forth on the face hereof, may be adjusted, subject to certain conditions. The term Warrant Price as used in this Warrant Certificate refers to the price
per Share at which Shares may be purchased at the time the Warrant is exercised. 
 This Warrant will expire on the date first referenced
above if it is not exercised prior to such date by the registered holder pursuant to the terms of the Warrant Agreement or if it is redeemed by the Company prior to such date as described below. 

No fraction of a Share will be issued upon any exercise of a Warrant. If, upon exercise of a Warrant, a holder would be entitled to receive a
fractional interest in a Share, the Company will, upon exercise, issue or cause to be issued only the largest whole number of Shares issuable on such exercise (and such fraction of a Share will be disregarded). 

Upon any exercise of the Warrant for less than the total number of full Shares provided for herein, there shall be issued to the registered
holder(s) hereof or its assignee(s) a new Warrant Certificate covering the number of Shares for which the Warrant has not been exercised. 

Warrant Certificates, when surrendered at the office or agency of the Warrant Agent by the registered holder(s) hereof in person or by
attorney duly authorized in writing, may be exchanged in the manner and subject to the limitations provided in the Warrant Agreement, but without payment of any service charge, for another Warrant Certificate or Warrant Certificates of like tenor
and evidencing in the aggregate a like number of Warrants. 
 Upon due presentment for registration of transfer of the Warrant Certificate
at the office or agency of the Warrant Agent, a new Warrant Certificate or Warrant Certificates of like tenor and evidencing in the aggregate a like number of Warrants shall be issued to the transferee(s) in exchange for this Warrant Certificate,
subject to the limitations provided in the Warrant Agreement, without charge except for any applicable tax or other governmental charge. 

The Company and the Warrant Agent may deem and treat the registered holder(s) as the absolute owner(s) of this Warrant Certificate
(notwithstanding any notation of ownership or other writing hereon made by anyone) for the purpose of any exercise hereof, of any distribution to the registered holder(s), and for all other purposes, and neither the Company nor the Warrant Agent
shall be affected by any notice to the contrary. 
 This Warrant does not entitle the registered holder(s) to any of the rights of a
stockholder of the Company. 
 [The reminder of this page has been left intentionally blank.] 

 IN WITNESS WHEREOF, the undersigned have caused this Global Warrant Certificate to be executed as
of the date set forth below. 
  

					
	CONTRAFECT CORPORATION
		
	By:	 	  

		 	NAME:	 	Natalie Bogdanos
		 	TITLE:	 	General Counsel and Corporate Secretary

  

	
	DATED:
                                         
       

  

			
	COUNTERSIGNED:
	
	 AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC

as WARRANT AGENT

		
	BY:	 	  

		 	AUTHORIZED OFFICER

 [Signature page to [Global] Warrant Certificate] 

 [REVERSE OF CERTIFICATE] 

SUBSCRIPTION FORM 

TO BE EXECUTED BY THE REGISTERED
HOLDER(S) IN ORDER TO EXERCISE WARRANTS 
  

			
	1.	  	The undersigned hereby elects to purchase          Warrant Shares of the Company pursuant to the terms of the attached Warrant (only if exercised in full), and tenders herewith payment of the
exercise price in full, together with all applicable transfer taxes, if any.

  

			
	2.	  	Unless the Warrant Shares will be delivered electronically via DWAC, please issue a certificate or certificates representing said Warrant Shares in the name of the undersigned or in such other name as is specified below:
		  	  

		  	and deliver the physical certificate representing said Warrant Shares to the following address:

  

			
		 	 
		 	 

   If the Warrant Shares will be delivered electronically via DWAC, please issue them to the following
account: 
  

	
	
•    Name of DTC Participant:       
                                         
                                         
                                         
                                         
                     

	
	
•    DTC Participant Number:        
                                         
                                         
                                         
                                         
                     

  

	
	
•    Name of Account at DTC Participant to be 
credited with the Warrant Shares:                                
                                         
                       

	
	
•    Account Number at DTC Participant to be 
credited with the Warrant Shares:                                
                                         
                        

  

	
	   

	Name of Investing Entity
	
	  

	
Signature of Authorized Signatory of Investing Entity

	
	  

	 Name of Authorized Signatory

	
	  

	 Title of Authorized Signatory

	
	  

	 Date

	
	  

	 Tax Identification Number(s)

	
	 
	[Warrant Shares Exercise Log]2

  

													
	 [Date]
	  	[Number of
Warrant Shares
Available to be
Exercised]	 	  	[Number of
Warrant Shares
Exercised]	 	  	[Number of
Warrant Shares
Remaining to be
Exercised]	 
		  				  				  			
		  				  				  			
		  				  				  			

  

	2 	Insert for Global Warrant Certificate 

 ASSIGNMENT 

TO BE EXECUTED BY THE REGISTERED
HOLDER IN ORDER TO ASSIGN WARRANTS 
 For Value Received,
                        hereby sell(s), assign(s), and transfer(s) unto 

 

			
	  
	 	
	(PLEASE TYPE OR PRINT NAME(S) AND ADDRESS(ES))	 	
	  
	 	
	  
	 	
	  
	 	

 (SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER(S)) 
  

			
	and to be delivered to	  	  

		  	(PLEASE PRINT OR TYPE NAME(S) AND ADDRESS(ES))

  
  

 
  

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER(S)) 
 of the
Warrants represented by this Warrant Certificate, and hereby irrevocably constitute and 
 appoint
                             Attorney to transfer this Warrant Certificate on the books of the Company, with
full power of substitution in the premises. 
 Dated: 
  

	
	  

	(SIGNATURE(S))

 NOTICE: THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY
PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. 
 Signature(s) Guaranteed: 

By
                                         
                                    

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP
IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).rentagreeemnt3.htm - Generated by SEC Publisher for SEC Filing

  

RENTAL AGREEMENT

 

 

This Rental Agreement shall evidence the complete terms and conditions under which the parties whose signatures appear below have agreed. Lessor, Elica Valentinova, shall be  referred to as "LESSOR" and Lessee, Unicobe Corp., shall be referred to as  "LESSEE." As consideration for this agreement, LESSOR agrees to lease to LESSEE and LESSEE  agrees to rent from LESSOR for use solely as an office, the premises located at st. "Viskyar Planina" 8 in the city of Sofia, Bulgaria 1407. 

 

1.       TERMS: LESSEE agrees to pay in $150 per month on the end of each month. This Agreement is made

for one year: from November 1, 2015 to April 30, 2016, if other is not agreed between LESSOR and LESSEE. 

 

2.      PAYMENTS: Rent and/or other charges are to be paid at method designated by the LESSOR as follows: 

wire transfer. All payments are to be made by wire transfer. All payments are to be made payable to the following bank details, if other is not agreed between LESSOR and LESSEE: 

 

Bank: Unicredit Bank

pl. Sveta Nedelq no:7, gr. Sofia 1000, Bulgaria

SWIFT/BIC UNCRBGSF

IBAN: BG40 UNCR 7000 4522 2500 27 

 

3.      UTILITIES: LESSEE agrees to pay all utilities and/or services based upon occupancy of the

premises. 

 

4.      PETS: No animal, fowl, fish, reptile, and/or pet of any kind shall be kept on or about the premises, for

any amount of time, without obtaining the prior written consent and meeting the requirements of the LESSOR. Such consent if granted, shall be revocable at LESSOR'S option upon giving a 30 day written notice. 

 

5.      DESTRUCTION OF PREMISES: If the premises become totally or partially destroyed during the term

of this Agreement so that LESSEE'S use is seriously impaired, LESSOR or LESSEE may terminate this Agreement immediately upon three day written notice to the other. 

 

6.      CONDITION OF PREMISES: LESSEE acknowledges that he has examined the premises and that

said premises, all fixtures, plumbing, heating provided by LESSOR are all clean, and in good satisfactory condition except as may be indicated elsewhere in this Agreement. LESSEE agrees to keep the premises and all items in good order and good condition and to immediately pay for costs to repair and/or replace any portion of the above damaged by LESSEE. At the termination of this Agreement, all of above items in this provision shall be returned to LESSOR in clean and good condition except for reasonable wear and tear and the premises shall be free of all personal property and trash not belonging to LESSOR. It is agreed that all dirt, holes, tears, burns, and stains of any size or any other part of the premises, do not constitute reasonable wear and tear.

 

7.      CHANGE OF TERMS: The terms and conditions of this agreement are subject to future change by

LESSOR after the expiration of the agreed lease period upon 30-day written notice setting forth such change and delivered to LESSEE. Any changes are subject to laws in existence at the time of the Notice of Change Of Terms.

 

8.      TERMINATION: After expiration of the leasing period, this agreement is automatically renewed from

month to month, but may be terminated by either party giving to the other a 30-day written notice of intention to terminate. The premises shall be considered vacated only after all areas including storage areas are clear of all LESSEE'S belongings, and keys and other property furnished for LESSEE'S use are returned to LESSOR. Should the LESSEE hold over beyond the termination date or fail to vacate all possessions on or before the termination date, LESSEE shall be liable for additional rent and damages which may include damages due to LESSOR'S loss of prospective new renters.

 

9.      POSSESSION: If LESSOR is unable to deliver possession of the residence to LESSEES on the agreed

date, because of the loss or destruction of the residence or because of the failure of the prior LESSEEs to vacate or for any other reason, the LESSEE and/or LESSOR may immediately cancel and terminate this agreement upon written notice to the other party at their last known address, whereupon neither party shall have liability to the other, and any 

sums paid under this Agreement shall be refunded in full. If neither party cancels, this Agreement shall be prorated and begin on the date of actual possession. 

Page 1 of 2

 

 

  

 

10.   RIGHT OF ENTRY AND INSPECTION: LESSOR may enter, inspect, and/or repair the premises at

any time in case of emergency or suspected abandonment. LESSOR shall give 24 hours advance notice and may enter for the purpose of showing the premises during normal business hours to prospective renters, buyers, lenders, for smoke alarm inspections, and/or for normal inspections and repairs. LESSOR is permitted to make all alterations, repairs and maintenance that in LESSOR'S judgment is necessary to perform. 

 

11.   ASSIGNMENT: LESSEE agrees not to transfer, assign or sublet the premises or any part thereof. 

 

12.   PARTIAL INVALIDITY: Nothing contained in this Agreement shall be construed as waiving any of the

LESSOR'S or LESSEE'S rights under the law. If any part of this Agreement shall be in conflict with the law, that part shall be void to the extent that it is in conflict, but shall not invalidate this Agreement nor shall it affect the validity or enforceability of any other provision of this Agreement. 

 

13.   NO WAIVER: LESSOR'S acceptance of rent with knowledge of any default by LESSEE or waiver by 

LESSOR of any breach of any term of this Agreement shall not constitute a waiver of subsequent breaches. Failure to require compliance or to exercise any right shall not be constituted as a waiver by LESSOR of said term, condition, and/or right, and shall not affect the validity or enforceability of any provision of this Agreement. 

 

14.   JOINTLY AND SEVERALLY: The undersigned LESSEE is jointly and severally responsible and

liable for all obligations under this agreement. 

 

15.   ENTIRE AGREEMENT: This Agreement constitutes the entire Agreement between LESSOR and

LESSEE. No oral agreements have been entered into, and all modifications or notices shall be in writing to be valid. 

 

16.   RECEIPT OF AGREEMENT: The undersigned LESSEES have read and understand this

Agreement. 

 

 

Dated: October 15, 2015

 

 

LESSO'S Signature _/s/ Elica Valentinova Mitreva

Elica Valentinova Mitreva

 

 

 

 

LESSEE'S Signature /s/ Anatoliy Kanev 

Unicobe Corp.

Anatoliy Kanev 

Page 2 of 2

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