Document:

EX-10.4

 Exhibit 10.4 

SMBC CAPITAL MARKETS, INC. 
  

 
 Sumitomo Mitsui Banking Corporation Group 

CONFIRMATION 
  

			
	 Date:
  

To:
	 	 October 29, 2018
  

Booz Allen Hamilton Inc.
 101 Park Avenue

New York NY 10178
 USA

		
	 From:
	 	 SMBC Capital Markets, Inc.
 277 Park Avenue,
Fifth Floor
 New York, New York 10172

		
	cc:	 	 Documentation Contact: Lu Yang
 Telephone:
212-262-2697
 Telefax: 212-224-4959
 Email Address:
NYConfirms@smbc-cm.com

		
	 Re:
	 	Swap Transaction, dated as of October 29, 2018 between SMBC Capital Markets, Inc. (“Party A”) and Booz Allen Hamilton Inc. (“Party B”).

 Our Reference Number: B8V1608 

Unique Swap Identifier: 1030443023 PRISM000000000000000000B8V160800 

The purpose of this letter agreement is to set forth the terms and conditions of the Swap Transaction entered into between SMBC Capital Markets, Inc. and Booz
Allen Hamilton Inc. on the Trade Date specified below (the “Swap Transaction”). This letter agreement constitutes a “Confirmation” as referred to in the ISDA Master Agreement specified below. This document supersedes all previous
confirmations and amendments with respect to the above referenced transaction. 
 The definitions and provisions contained in the 2006 ISDA Definitions as
published by the International Swaps and Derivatives Association, Inc., are incorporated into this Confirmation. In the event of any inconsistency between those definitions and provisions and this Confirmation, this Confirmation will govern. 

1. ISDA AGREEMENT: 
 This Confirmation supplements, forms
a part of, and is subject to, the ISDA Master Agreement dated as of February 6, 2017 (the “Agreement”), between SMBC Capital Markets, Inc. and Booz Allen Hamilton Inc.. All provisions contained in the Agreement shall govern this
Confirmation except as expressly modified below. 

  
  

					
	277 Park Avenue    New York, NY 10172	  	PHONE: 212-262-2697    FAX: 
212-224-4959	  	Email: LYang@smbc-cm.com

			
	 Page
 2
	 	B8V1608

  

			
	2. TERMS OF SWAP TRANSACTION:	  	
	
	The terms of the particular Swap Transaction to which this Confirmation relates are as follows:
		
	Notional Amount:	  	USD 50,000,000.00
		
	Trade Date:	  	October 29, 2018
		
	Effective Date:	  	April 30, 2019
		
	Termination Date:	  	June 30, 2023, subject to adjustment in accordance with the Modified Following Business Day Convention
		
	FLOATING AMOUNTS:	  	(PARTY A)
		
	Floating Rate Payer:	  	SMBC Capital Markets, Inc.
		
	Floating Rate Payer Payment Dates:	  	The last calendar day of the month from and including May 31, 2019 up to and including Termination Date; subject to adjustment in accordance with the Modified Following Business Day Convention
		
	Floating Rate for initial Calculation Period:	  	To be determined two New York and London Banking Days prior to the Effective Date using the Floating Rate Option with a Designated Maturity of 1 Month
		
	Floating Rate Option:	  	USD-LIBOR-BBA, however the reference to “two London Banking Days” in the third line of the definition of “USD-LIBOR-BBA” as published in Section 7.1.(ab).(xxii) of the 2006 ISDA Definitions is replaced by “two New York and London Business Days”, provided, however, that if the Floating
Rate Option for any Calculation Period is less than 0.00% (percent) per annum, then the Floating Rate for such Calculation Period will be deemed to be 0.00% (percent) per annum
		
	Designated Maturity:	  	1 Month
		
	Spread:	  	Inapplicable
		
	Floating Rate Day Count Fraction:	  	Actual/360
		
	Reset Dates:	  	The first day of each Floating Rate Calculation Period, subject to adjustment in accordance with the Modified Following Business Day Convention
		
	Compounding:	  	Inapplicable
		
	FIXED AMOUNTS:	  	(PARTY B)
		
	Fixed Rate Payer: 	  	Booz Allen Hamilton Inc.

			
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	 	B8V1608

  

			
	Fixed Rate Payer Payment Dates:	  	The last calendar day of the month from and including May 31, 2019 up to and including Termination Date; subject to adjustment in accordance with the Modified Following Business Day Convention
		
	Fixed Rate:	  	3.04800 % (percent) per annum
		
	Fixed Rate Day Count Fraction:	  	Actual/360
		
	FEE AMOUNTS:	  	
		
	Business Days for Payments by both parties:	  	New York and London
		
	Calculation Agent:	  	SMBC Capital Markets, Inc.
		
	3. CREDIT SUPPORT DOCUMENTS:	  	As per the Schedule to the ISDA Master Agreement
		
	4. PAYMENT INSTRUCTIONS:	  	
	
	Payments to SMBC Capital Markets, Inc. of USD amounts:
		
	Depository:	  	JPMorgan Chase Bank, National Association
	ABA Routing No.:	  	021000021
	Address:	  	New York, NY
	In Favor Of:	  	SMBC Capital Markets, Inc.
	Account No.:	  	544-7-77993
	CHIPS:	  	295277
	SMBC Ref No:	  	B8V1608
	
	Please contact Operations Group if you have any questions concerning SMBC Capital Markets, Inc.’s payment instructions referenced above (Telephone:
212-224-5060; Telefax: 212-224-5122).
	
	Payments to Booz Allen Hamilton Inc. of USD amounts:
		
	Depository:	  	PLEASE ADVISE

 Each party will be deemed to represent to the other party on the date on which it enters into this Transaction that (absent a
written agreement between the parties that expressly imposes affirmative obligations to the contrary for this Transaction): 
 (i) Non-Reliance. It is acting for its own account, and it has made its own independent decisions to enter into this Transaction and as to whether this Transaction is appropriate or proper for it based upon its own
judgment and upon advice from such advisers as it has deemed necessary. It is not relying on any communication (written or oral) of the other party as investment advice or as a recommendation to enter into this Transaction: it being understood that
information and explanations relating to the terms and conditions of this Transaction shall not be considered investment advice or a recommendation to enter into this Transaction. No communication (written or oral) received from the other party
shall be deemed to be an assurance or guarantee as to the expected results of this Transaction. 
 (ii) Assessment and Understanding. It is capable
of assessing the merits of and understanding (on its own behalf or through independent professional advice), and understands and accepts, the terms, conditions and risks of this Transaction. It is also capable of assuming, and assumes, the risks of
this Transaction. 

			
	 Page
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	 	B8V1608

  

 (iii) Status of Parties. The other party is not acting as a fiduciary for or an advisor to it in
respect of this Transaction. 
 Please confirm that the foregoing correctly sets forth the terms of the agreement between you and us by executing this
Confirmation and returning it to the documentation contact above. 
 Yours Sincerely, 

 

			
	SMBC Capital Markets, Inc.
		
	By:	 	    /s/ Lu Yang
	Name:	 	    Lu Yang
	Title:	 	    Analyst

  

			
		
	By:	 	    /s/ Danny Boodram
	Name:	 	    Danny Boodram
	Title:	 	    Director

 Confirmed as of the date first written above: 
  

			
	Booz Allen Hamilton Inc.
		
	By:	 	    /s/ Brian Hockenberry
	Name:	 	    Brian Hockenberry
	Title:	 	    Assistant TreasurerEX-10.5

 Exhibit 10.5 
  

 
 3333 Peachtree Rd, NE 
 Center
Code 3913 
 Atlanta, GA 30326 
 October 29,
2018 
 Confirmation of Swap Transaction 

(Interest Rate Swap) 

THIS LETTER AGREEMENT SHOULD BE REVIEWED, EXECUTED BY AN AUTHORIZED 

PERSON(S), AND RETURNED IMMEDIATELY VIA EMAIL TO 

derivativeconfirmations@suntrust.com OR BY FAX TO (404) 926-5827 

Ryan R. Ross 
 Booz Allen Hamilton Inc. 

575 Herndon Parkway 
 McLean, Virginia 22102 

Ph#: 571-346-4918 

Email: ross_ryan@bah.com 
 REF:
               284565 & 284556 
 USI PREFIX:  1030400459 

USI VALUE:  STI06000000000000000000000284565 

                        
STI06000000000000000000000284566 
 The purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the
Swap Transaction entered into between SunTrust Bank (“SunTrust”) and Booz Allen Hamilton Inc. (“Counterparty”) on the Trade Date specified below. This Confirmation constitutes a “Confirmation” as referred
to in the Agreement specified below. 
 The definitions and provisions contained in the 2006 ISDA Definitions, as published by the International Swaps and
Derivatives Association, Inc. (the “Definitions”), are incorporated into this Confirmation. In the event of any inconsistency between the Definitions and this Confirmation, this Confirmation will govern. 

This Confirmation supplements, forms a part of, and is subject to, the ISDA Master Agreement between SunTrust and Counterparty, dated as of April 10,
2017, as amended and supplemented from time to time (the “Agreement”). All provisions contained in, or incorporated by reference into, the Agreement will govern this Confirmation except as expressly modified below. 

1. The terms of the particular Swap Transaction to which this Confirmation relates are as follows: 

 

			
	Notional Amount:	  	USD 50,000,000.00
		
	Trade Date:	  	October 29, 2018
		
	Effective Date:	  	April 30, 2019

			
	Termination Date:	  	June 30, 2023, subject to adjustment in accordance with the Modified Following Business Day Convention
		
	Business Days:	  	London, New York
		
	Calculation Agent:	  	As stated in the Agreement
		
	Fixed Amounts:	  	
		
	Fixed Rate Payer:	  	Counterparty
		
	Fixed Rate Payer Payment Dates:	  	The last day of each month, commencing May 31, 2019, through and including the Termination Date, subject to adjustment in accordance with the Modified Following Business Day Convention
		
	Fixed Rate:	  	3.04800% per annum
		
	Fixed Rate Day Count Fraction:	  	Actual/360
		
	Adjustment to Period End Dates:	  	Applicable
		
	Floating Amounts:	  	
		
	Floating Rate Payer:	  	SunTrust
		
	Floating Rate Payer Payment Dates:	  	The last day of each month, commencing May 31, 2019, through and including the Termination Date, subject to adjustment in accordance with the Modified Following Business Day Convention
		
	Floating Rate Day Count Fraction:	  	Actual/360
		
	Designated Maturity:	  	1 Month
		
	Floating Rate Option:	  	USD-LIBOR-BBA; except that the definitions of USD-LIBOR- BBA and
USD-LIBOR-Reference Banks are hereby amended by deleting the phrase “on the day that is two London Banking Days preceding that Reset Date” and replacing it with the phrase “on the second day
preceding that Reset Date that is both a New York Banking Day and a London Banking Day”.
		
		  	If the Relevant Rate determined for any Calculation Period is below 0.00%, then the parties hereby agree that the Relevant Rate for that Calculation Period shall equal 0.00%
		
	Spread:	  	Inapplicable
		
	Adjustment to Period End Dates:	  	Applicable
		
	Reset Dates:	  	The first day of each Calculation Period
		
	PreTrade Mid-Mark:	  	
		
	PreTrade Mid-Mark:	  	3.016%

 2. Other Provisions 

(a) Relationship Between the Parties. Each party hereto will be deemed, as of the Trade Date, to represent to the other party (absent a written
agreement between the parties that expressly imposes affirmative obligations to the contrary for that Swap Transaction): 
 (i) Non-Reliance. It is acting for its own account, it has consulted appropriate legal, tax, financial and other advisers prior to entering into the Swap Transaction, and it has made its own independent decisions to
enter into the Swap Transaction and as to whether the Swap Transaction is appropriate or proper for it based upon its own judgment and upon advice from such advisers as it has deemed necessary. It is not relying on any communication (written or
oral) of the other party as investment advice or as a recommendation to enter into the Swap Transaction, it being understood that information and explanations related to the terms and conditions of the Swap Transaction will not be considered
investment advice or a recommendation to enter into the Swap Transaction. No communication (written or oral) received from the other party will be deemed to be an assurance or guarantee as to the expected results of the Swap Transaction. 

(ii) Assessment and Understanding. It is capable of assessing the merits of and understanding (on its own behalf or through independent
professional advice), and understands and accepts, the terms, conditions and risks of this Swap Transaction. It is also capable of assuming, and assumes, the risks of this Swap Transaction. 

(iii) Status of Parties. THE OTHER PARTY IS NOT ACTING AS A FIDUCIARY FOR OR AN ADVISER TO IT IN RESPECT OF THE SWAP TRANSACTION. 

(b) If Counterparty is organized in a jurisdiction outside of the United States, Counterparty hereby represents and warrants to SunTrust that this Transaction
is not required to be cleared under the laws of such foreign jurisdiction. If this Transaction is required to be reported to a regulatory authority, swap data repository or similar entity within such non-U.S.
jurisdiction, Counterparty acknowledges that unless SunTrust has expressly agreed otherwise in a separate written agreement with respect to the delegation of reporting obligations for such foreign jurisdiction, SunTrust will not report this
Transaction in such non-U.S. jurisdiction and Counterparty must make its own arrangements if such reporting is required under those non-U.S. laws. 

3. Counterparty Acknowledgements. Counterparty hereby acknowledges the following in connection with this Swap Transaction: 

(a) Swap Transaction is an Independent Contract. The payments due by Counterparty under this Swap Transaction shall be due on their
respective due dates whether or not: (a) there exists at any time a commitment for any Financing or any such commitment expires or terminates, (b) any closing of any Financing takes place or is postponed, delayed or terminated,
(c) any advance is made, outstanding or repaid in connection with any Financing, either before, on or after the Effective Date, (d) circumstances and market conditions change such that Counterparty ceases to have any need for, or is unable
to obtain, any Financing or extend current financing; or (e) the principal amount of any Financing is less or more than the Notional Amount of this Swap Transaction, the term of any Financing is shorter or longer than the Term of this Swap
Transaction, or any other terms of any Financing differ from the terms of this Swap Transaction. “Financing” means any loan or other extension of credit from SunTrust (or any other entity) to Counterparty (or

 
any other entity). Counterparty acknowledges that the decision to extend Financing is in the sole discretion of SunTrust or any other entity, as the case may be, and this Transaction creates no
obligation to extend Financing, nor is it evidence of an intent to extend financing. 
 (b) Obligations Upon Early Termination of Swap
Transaction. Any obligations of Counterparty in respect of the termination of this Swap Transaction upon the occurrence of any Event of Default, Termination Event (including any Additional Termination Event) or otherwise pursuant to the
Agreement or by the mutual agreement of the parties (each, an “Early Termination Event”), shall be due and payable by Counterparty whether any Early Termination Event occurs before, on or after the Effective Date. Upon the
occurrence of an Early Termination Event, a payment will be due by one party to the other as calculated and payable pursuant to the terms of the Agreement which will include the relevant party’s losses or costs incurred or gains realized in
replacing or providing the economic equivalent of this Swap Transaction at or about the time of such early termination which, in turn, will reflect then current market rates. 

(c) Disclosures. Counterparty acknowledges and represents that SunTrust has provided it with sufficient information for Counterparty to
evaluate and assess: (a) the material risks of the Swap Transaction, including market, credit, liquidity, foreign currency, legal, operational, and other applicable risks, and (b) the material characteristics of the Swap Transaction,
including the material economic terms of the Swap Transaction, the terms relating to the operation of the Swap Transaction, and the rights and obligations of the parties during the term of the Swap Transaction. 

4. Account Details noted below are to be used for electronic funds transfer payments orders and instructions for payments to SunTrust or to the Counterparty.

 Payments to SunTrust: 

SunTrust Bank 
 ABA# 061000104

 FBO: Bond Wire Clearing 

Account# 9088000095 
 Attn:
Financial Risk Management, Operations 
 Payments to the Counterparty: 

Please advise us your settlement instructions. 

Counterparty shall ensure the accuracy of its payment orders and electronic funds instructions. If the payment orders and instructions inconsistently describe
the beneficiary, beneficiary’s bank, or any intermediary bank by name and number, payment might be made by the intermediary of beneficiary’s bank on basis of the number even if the number identifies a person or bank other than the named
beneficiary or bank. Counterparty shall be responsible for any loss associated with such inconsistency. 
 This Confirmation is in final form and supersedes
and replaces all previous confirmations and communications in respect of this Swap Transaction. 
 Please confirm that the foregoing correctly sets forth
the terms of this Swap Transaction by executing this Confirmation and returning all its pages via email or by fax (without a cover sheet) to (404) 926-5827. 

									
		 		 		 	Confirmed as of the date first above written:
				
	Yours Sincerely,	 		 		 	
	SUNTRUST BANK	 		 	Booz Allen Hamilton Inc.
					
	By:	 	 /s/ Michele K. Thompson
	 		 	By:	 	 /s/ Brian Hockenberry

	Name:	 	Michele Thompson	 		 	Name:	 	Brian Hockenberry
	Title:	 	Vice President	 		 	Title:	 	Assistant Treasurer

 REF: 284565

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