Document:

Restricted Stock Unit Participation Agreement

 Exhibit 10.02 
  
 SAMPLE RSU AGREEMENT 
  
 PARTICIPATION AGREEMENT 
  
 This Participation Agreement (the “Agreement”) is entered into as of this          day of
                    , 200     by and between Heidrick & Struggles International, Inc. (the Company”) and
John Q. Sample (the “Participant”). 
  
 R E C I T
A L S 
  
 WHEREAS, the Board and the Stockholders of the Company
adopted the 1998 Heidrick & Struggles GlobalShare Program I, as amended (the “Program”); 
  
 WHEREAS, as of                  ,
200     (the “Grant Date”), the Company has granted Restricted Stock Units (“RSUs”) to the Participant as set forth below, although the grant of RSUs to such Participant shall not become valid or
enforceable unless and until the Participant executes the Agreement and it is accepted by the Company; 
  
 WHEREAS, the Company and the Participant hereby set forth the terms and conditions that govern the grant of RSUs by the Company to the Participant.

  
 NOW, THEREFORE, for good and valuable consideration, the
receipt and sufficiency of which are hereby acknowledged, the parties agree as follows: 
  
 1. Definitions. All capitalized terms used herein, unless specifically defined herein, shall have the same meanings as established in the Program. 
  
 2. Participation. Pursuant to the Program, and contingent upon the execution of the Agreement, the Company hereby
grants to the Participant YYY RSUs subject to the terms and conditions herein. As a material condition and inducement to the Company providing said RSUs to the Participant, such Participant agrees that he or she has received and reviewed the Program
and the Prospectus and further agrees to be bound by all of the terms and conditions of the Agreement and the Program, as may be amended by the Company from time to time (including without limitation Paragraph 8 hereof). 
  
 3. Vesting of RSUs. 
  

	 	a.	All RSUs granted hereunder which have not previously been forfeited under the terms hereof shall vest in accordance with the schedule set forth below, unless the RSUs otherwise vest
on an earlier date pursuant to the terms of Section 3(b) below. 

  

			
	 Vesting Date

	 	 Number of Shares Vesting

	                 , 200    	 	XXX
	                 , 200    	 	XXX
	                 , 200    	 	XXX

 SAMPLE RSU AGREEMENT 
  

	 	b.	Notwithstanding the terms of Section 3(a) above, all unvested RSUs of the Participant which were not previously forfeited will immediately vest upon: 

  
 (i) death or Disability of the Participant; or 

 
 (ii) a Change in Control. 
  

	 	c.	Notwithstanding anything herein to the contrary, the Committee in its sole discretion and without liability to any Person may take such actions, if any, as it deems necessary or
desirable with respect to the RSUs granted hereunder, (including, without limitation, (x) the payment of a cash amount in exchange for the cancellation of such RSUs; and/or (y) the requiring of the issuance of substitute RSUs that will substantially
preserve the value, rights and benefits of the RSUs granted hereunder) as of the time of the Change in Control. Any such determination by the Committee shall be final and binding upon the Company and the Participant. 

  
 For purposes of the Agreement, “Change in Control” shall mean the
occurrence of the following events: 
  

	 	(i)	any Person (other than the Company, any trustee or other fiduciary holding securities under an employee benefit plan of the Company, or any company owned, directly or indirectly, by
the stockholders of the Company in substantially the same proportions as their ownership of stock of the Company), becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing 30% or more of the combined voting
power of the Company’s then-outstanding securities; 

  

	 	(ii)	during any period of 24 months (not including any period prior to June 30, 2002), individuals who, at the beginning of such period, constitute the Board, and any new director (other
than (A) a director nominated by a Person who has entered into an agreement with the Company to effect a transaction described in Section 3(b)(i), (iii) or (iv) hereof, (B) a director nominated or proposed by any Person who has publicly announced or
advised the Company of an intention to take or to consider taking actions (including, but not limited to, an actual or threatened proxy contest) which, if consummated, would constitute a Change in Control, or (C) a director nominated by any Person
who is the Beneficial Owner, directly or indirectly, of securities of the Company representing 10% or more of the combined voting power of the Company’s securities) whose election by the Board or nomination for election by the Company’s
stockholders was approved in advance by a vote of at least two-thirds of the directors then still in office who either were directors at the beginning of the period or whose election or nomination for election was previously so approved, cease for
any reason to constitute at least a majority thereof; 

 SAMPLE RSU AGREEMENT 
  

	 	(iii)	the consummation of any transaction or series of transactions under which the Company is merged or consolidated with any other company (other than a merger or consolidation (A)
which would result in the voting securities of the Company outstanding immediately prior thereto continuing to represent (either by remaining outstanding or by being converted into voting securities of the surviving entity or its parent corporation)
more than 66 2/3% of the combined voting power of the voting securities of the Company or such surviving entity
or its parent corporation outstanding immediately after such merger or consolidation and (B) after which no Person holds 30% or more of the combined voting power of the then-outstanding securities of the Company or such surviving entity or its
parent corporation); 

  

	 	(iv)	the consummation of a plan of complete liquidation of the Company or of a sale or disposition by the Company of all or substantially all of the Company’s assets; or

  

	 	(v)	any other event occurs which the Board determines, in its discretion, to be a Change in Control. 

  
 Notwithstanding the foregoing, a Change in Control shall not occur with respect to the Participant by reason of any event
which would otherwise constitute a Change in Control if, immediately after the occurrence of such event, (x) the Company ceases to be subject to the requirement to file reports pursuant to Section 13 or Section 15(d) of the Act and no more than 50%
of the then outstanding shares of common stock of the Company or any acquiror or successor to substantially all of the business of the Company is owned, directly or indirectly, by any entity subject to such requirements and (y) individuals (which
may or may not include the Participant) who were executive officers of the Company immediately prior to the occurrence of such event, own, directly or indirectly, on a fully diluted basis, (1) 25% or more of the then outstanding shares of common
stock of the Company or any acquiror or successor to substantially all of the business of the Company or (2) 25% or more of the combined voting power of the then outstanding voting securities of the Company or any acquiror or successor to
substantially all of the business of the Company entitled to vote generally in the election of directors. 
  

	 	d.	The Participant’s unvested RSUs shall be forfeited if the Participant’s employment terminates, either voluntarily or involuntarily, before the RSUs vest pursuant to
Section 3(a) or Section 3(b). 

  
 4.
Characteristics of RSUs. 
  

	 	a.	RSUs are not Shares and owning RSUs, whether vested or unvested, shall provide only those rights expressly set forth in the Agreement and the Program. The Participant is not deemed
to be a stockholder in the Company or have any of the rights of a stockholder in the Company by virtue of the ownership of RSUs. 

 SAMPLE RSU AGREEMENT 
  

	 	b.	The Participant does not have voting rights or any other rights inherent to the ownership of Shares, including the rights to dividends, or other liquidating or non-liquidating
distributions, by virtue of being granted RSUs, whether vested or unvested. 

  

	 	c.	The RSUs shall, during the Participant’s lifetime, be exercisable only by the Participant, and neither the RSUs nor any right hereunder or under the Program shall be
transferable or be subject to attachment, execution or other similar process. In the event of any attempt by the Participant to alienate, assign, pledge, hypothecate or otherwise dispose of the RSUs or of any right hereunder or under the Program,
except as provided for in the Program, or in the event of any levy or any attachment, execution or similar process upon the rights or interest conferred by the RSUs, the Company may terminate the RSUs by notice to the Participant and the RSUs shall
thereupon be canceled. 

  

	 	d.	Notwithstanding the terms of this Section 4, upon the death of the Participant holding RSUs which vested upon his or her death, or which had earlier vested but had not been
converted into Shares, the RSUs shall immediately convert into Shares and be considered held by the Participant on his or her death. 

  
 5. Effect of Vesting. 
  

	 	a.	If, and at the time, the Participant’s RSUs vest under the terms of Section 3, such Participant shall receive as full consideration for the RSUs a number of Shares equal to the
number of RSUs which vested on such date. The Participant shall have no right to receive any payments hereunder in a form other than Shares. 

  

	 	b.	The RSUs granted to the Participant shall be maintained in an account with the custodian appointed by the Committee from time to time (the “Custodian”) for such
Participant if and until the RSUs are converted into Shares pursuant to this Section 5, at which time the Shares shall be issued to the Participant in accordance with Section 6 below. 

  
 6. Delivery of Shares to the Participant. As soon as practicable after
the RSUs vest and are converted into Shares, the Custodian shall, without transfer or issue tax or other incidental expense to the Participant, deliver to the Participant by first-class insured mail addressed to the Participant at the address shown
below or the last address of record on file with the Custodian, (a) a statement from the Custodian referencing the number of Shares held in the Participant’s name in book entry account, or (b) at the Participant’s request, certificate(s)
for the number of Shares as to which the RSUs vested. 

 SAMPLE RSU AGREEMENT 
  
 7. Tax Withholdings and Payments. 
  

	 	a.	The Company or any Subsidiary or Affiliate is authorized to withhold from any payment to be made to the Participant, including any payroll and other payments not related to the
Program and payments from the sale of Shares, amounts of income withholding and other taxes due in connection with compensation or any other transaction under the Program, including the receipt of Shares under Section 5 or disposition of Shares
acquired under the Program, and the Participant’s execution of the Agreement will be deemed to constitute his or her consent to any withholding method the Company elects to use. At the time of issuance or disposition of Shares acquired under
the Program, the Company may require the Participant to make other arrangements to meet tax withholding obligations as a condition to issuance or distribution of Shares or cash from the Participant’s account. The Participant shall hold the
Company harmless for any damages caused by his or her failure to so comply and for any other damages caused by his or her actions or inactions. 

  

	 	b.	To the extent permitted by the Company, the Participant may elect to pay a portion or all of such withholding taxes by (a) delivery in Shares or (b) having Shares withheld by the
Company from any Shares that would have otherwise been received by the Participant. The number of Shares so delivered or withheld shall have an aggregate Fair Market Value sufficient to satisfy the applicable withholding taxes.

  
 8. Miscellaneous. 
  

	 	a.	No Right to Continued Relationship; No Obligation of Uniform Treatment. The granting of an Award under the Program and the Agreement shall impose no obligation on the Company
or any Subsidiary or Affiliate to continue the employment or independent contractor relationship or any other relationship between it and the Participant and shall not lessen or affect the Company’s, Subsidiary’s or Affiliates right to
terminate its relationship with the Participant. The Participant shall have no claim to be granted any further or other Award under the Program, and there is no obligation for uniformity of treatment of the Participants. 

  

	 	b.	Term. The Agreement shall, subject the terms hereof, terminate upon the forfeiture and/or vesting of all RSUs granted to the Participant hereunder, unless otherwise agreed
upon by the parties hereto. 

  

	 	c.	Amendments. The Agreement may be amended by the written agreement of the Company and the Participant. Notwithstanding the foregoing, the Company may: (i) amend, alter or
discontinue the Agreement, without the consent of the Participant so long as such amendment, alteration or discontinuance would not impair any of the rights or obligations under any 

 SAMPLE RSU AGREEMENT 
  
 Award theretofore granted to the Participant under the Program; and (ii) amend the Agreement in such manner as it deems
necessary to permit the granting of Awards meeting the requirements of the Code or other applicable laws. Notwithstanding anything to the contrary herein, the Board may not amend, alter or discontinue the provisions of Section 8 hereinafter the
occurrence of a Change in Control. 
  

	 	d.	Choice of Law. The parties agree that the Agreement shall be governed by and interpreted and construed in accordance with the laws of the United States and, in particular,
those of the State of Illinois without regard to its conflict of law principles, as Illinois is the situs of the principal corporate office of the Company. Furthermore, unless the Company affirmatively elects in writing to allow the proceeding to be
brought (or itself brings) such a proceeding in a different venue, the parties agree that any suit, action or proceeding with respect to the Program, the RSUs or the Agreement shall be brought in the state courts in Chicago, Illinois or in the U.S.
District Court for the Northern District of Illinois. The parties hereby accept the exclusive jurisdiction of those courts for the purpose of any such suit, action or proceeding. Venue for any such action, in addition to any other venue required or
otherwise mandated by statute, will be in Chicago, Illinois. Each party further agrees to waive any applicable right to a jury trial, and expressly elects to have the matter heard as a bench trial. 

  

	 	e.	Notices. Unless waived by the Company, any notice to the Company required under or relating to the Agreement shall be in writing and addressed to: 

 
 General Counsel 
 Heidrick & Struggles International, Inc. 
 233 South Wacker Drive 
 Suite 4200 
 Chicago, IL 60606-6303 
  
 IN WITNESS WHEREOF, the parties have signed the Agreement as of the date hereof. 

 

	
	 HEIDRICK & STRUGGLES INTERNATIONAL, INC.

	
	

	
	

	 John Q. SampleFirst Amendment

 Exhibit 10.1 
  
 FIRST AMENDMENT 
 TO 
 CREDIT AGREEMENT  
  

This FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is effective as of March 12, 2004 by and among A. T. MASSEY COAL COMPANY,
INC., a Virginia corporation (the “Administrative Borrower”), on behalf of the other Borrowers (such term and each other capitalized term used but not defined herein having the meaning given to it in Article I of the Credit
Agreement referenced below) and the Guarantors party to the Credit Agreement, the Required Lenders signatory hereto, UBS AG, STAMFORD BRANCH, as administrative agent (the “Administrative Agent”) for the Lenders and THE CIT
GROUP/BUSINESS CREDIT, INC., as collateral agent and as security trustee (the “Collateral Agent”; and together with the Administrative Agent, the “Agents”) for the Secured Parties. 
  
 RECITALS 
  
 WHEREAS, the Administrative Borrower, the other Borrowers, the Guarantors,
the Administrative Agent, the Collateral Agent and Lenders entered into that certain Credit Agreement dated as of January 20, 2004 (as amended, supplemented, restated or otherwise modified from time to time, the “Credit Agreement”);

  
 WHEREAS, the Administrative Borrower (on behalf of the other
Loan Parties) has requested that Agents and the Required Lenders amend a certain provision of the Credit Agreement, all upon the terms and subject to the conditions as herein set forth; 
  
 NOW THEREFORE, in consideration of the foregoing recitals, mutual agreements contained herein and for good and valuable
consideration, the receipt and sufficiency of which are hereby acknowledged, the Agents, the Required Lenders and the Administrative Borrower (on behalf of the other Loan Parties) agree as follows: 
  
 SECTION 1. Amendment. Schedule 5.14 to the Credit
Agreement is hereby amended and restated in its entirety to read as Schedule 5.14 attached hereto. 
  
 SECTION 2. Conditions to Effectiveness. This Amendment shall be effective upon satisfaction of the following conditions precedent:

  
 (a) This Amendment shall have been executed and delivered by
Required Lenders and the Administrative Borrower (on behalf of the other Loan Parties). 
  
 (b) The representations and warranties contained herein shall be true and correct in all respects, and, after giving effect to this Amendment, no Event of Default or Default shall exist on the date hereof. 

 
 SECTION 3. Representations and Warranties. 
  
 (a) The execution, delivery and performance by Administrative Borrower (on
behalf of the other Loan Parties) of this Amendment has been duly authorized by all necessary corporate action and this Amendment is a legal, valid and binding obligation of the 

 Administrative Borrower enforceable against the Administrative Borrower in accordance with its terms, except as the
enforcement thereof may be subject to (i) the effect of any applicable bankruptcy, insolvency, reorganization, moratorium or similar law affecting creditors’ rights generally and (ii) general principles of equity (regardless of whether such
enforcement is sought in a proceeding in equity or at law); 
  
 (b) Each of the representations and warranties contained in the Credit Agreement is true and correct in all material respects on and as of the date hereof as if made on the date hereof, except to the extent that such representations and
warranties expressly relate to an earlier date; and 
  
 (c)
Neither the execution, delivery and performance of this Amendment by the Administrative Borrower (on behalf of the other Loan Parties) nor the consummation of the transactions contemplated hereby does or shall contravene, result in a breach of, or
violate (i) any provision of the Administrative Borrower’s articles of incorporation or bylaws, (iii) any law or regulation, or any order or decree of any court or government instrumentality, applicable to the Administrative Borrower or binding
upon any of its properties, or (iii) any indenture, mortgage, deed of trust, lease, agreement or other instrument to which the Administrative Borrower is a party or by which the Administrative Borrower or any of its property is bound, except in any
such case to the extent such conflict or breach has been waived by a written waiver document, a copy of which has been delivered to the Agents on or before the date hereof. 
  
 SECTION 4. Reference to and Effect upon the Credit Agreement. 
  
 (a) Except as specifically set forth above, the Credit Agreement and the
other Loan Documents shall remain in full force and effect and are hereby ratified and confirmed. 
  
 (b) The execution, delivery and effectiveness of this Amendment shall not operate as a waiver of any right, power or remedy of any Agent or any Lender
under the Credit Agreement or any other Loan Document, nor constitute amendment of any provision of the Credit Agreement or any other Loan Document, except as specifically set forth herein. Upon the effectiveness of this Amendment, each reference in
the Credit Agreement to “this Agreement”, “hereunder”, “hereof”, “herein” or words of similar import shall mean and be a reference to the Credit Agreement as amended hereby. 
  
 (c) The Administrative Borrower (on behalf of each Loan Party) acknowledges
and agrees that the execution and delivery by Agents and Required Lenders of this Amendment shall not be deemed (i) to create a course of dealing or otherwise obligate Agents or Lenders to forbear, waive, consent or execute similar amendments under
the same or similar circumstances in the future, or (ii) to amend, relinquish or impair any right of Agents or Lenders to receive any indemnity or similar payment from any Person or entity as a result of any matter arising from or relating to this
Amendment. 
  
 (d) The Administrative Borrower (on behalf of each
Loan Party) affirms and acknowledges that this Amendment constitutes a Loan Document under the Credit Agreement and any reference to the Loan Documents under the Credit Agreement contained in any notice, request, certificate or other document
executed concurrently with or after the execution and delivery of this Amendment shall be deemed to include this Amendment unless the context shall otherwise specify. 
  

 2 

 SECTION 5. Costs and Expenses. As provided in Section 11.03 of the Credit Agreement,
Borrowers agree to reimburse Agents for all reasonable out-of-pocket expenses incurred by the Administrative Agent and the Collateral Agent in connection with the preparation, execution and delivery of this Amendment, including the fees, charges and
disbursements of Latham & Watkins, LLP, counsel for the Administrative Agent and Hahn & Hessen, LLP, counsel to the Collateral Agent. 
  
 SECTION 6. GOVERNING LAW. THIS AMENDMENT SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE INTERNAL LAWS (AS OPPOSED TO CONFLICTS OF
LAWS PROVISIONS) OF THE STATE OF NEW YORK. 
  
 SECTION 7.
Headings. Section headings in this Amendment are included herein for convenience of reference only and shall not constitute a part of this Amendment for any other purposes. 
  
 SECTION 8. Counterparts. This Amendment may be executed in any number of counterparts, each of which when so
executed shall be deemed an original, but all such counterparts shall constitute one and the same instrument. In the event that any signature is delivered by facsimile transmission, such signature shall create a valid and binding obligation of the
party executing (or on whose behalf the signature is executed) the same with the same force and effect as if such facsimile signature page were an original thereof, and such party shall promptly follow its facsimile signature page by mailing of a
hard copy original. 
  
 [Signature Pages Follow] 
  

 3 

 IN WITNESS WHEREOF, the parties hereto have executed and delivered this Amendment as of the date first
written above. 
  

			
	ADMINISTRATIVE BORROWER
	
	 A. T. MASSEY COAL COMPANY, INC.

		
	By:	 	 /s/ Philip W. Nichols

	Name:	 	Philip W. Nichols
	Title:	 	Treasurer

  
 [Signature Page
to First Amendment to Credit Agreement] 

			
	AGENTS
	
	UBS AG, STAMFORD BRANCH, as a Lender, Issuing Bank and Administrative Agent
		
	 By:
	 	 /s/ Juan Zuniga

	 Name:
	 	 Juan Zuniga

	 Title:
	 	 Associate Director, Banking Products
 Services, US

		
	 By:
	 	 /s/ Joselin Fernandes

	 Name:
	 	 Joselin Fernandes

	 Title:
	 	Associate Director, Banking Products Services, US

  
 [Signature Page
to First Amendment to Credit Agreement] 

			
	 UBS LOANS FINANCE, LLC,
 as Swingline
Lender

		
	By:	 	 /s/ Juan Zuniga

	Name:	 	Juan Zuniga
	Title:	 	Associate Director, Banking Products Services, US
		
	By:	 	 /s/ Joselin Fernandes

	Name:	 	Joselin Fernandes
	Title:	 	Associate Director, Banking Products Services, US

  
 [Signature Page
to First Amendment to Credit Agreement] 

			
	THE CIT GROUP/BUSINESS CREDIT, INC., as a Lender and as Collateral Agent
		
	 By:
	 	 /s/ Vincent Belcastro

	 Name:
	 	 Vincent Belcastro

	 Title:
	 	 Vice President

  
 [Signature Page
to First Amendment to Credit Agreement] 

			
	LENDERS
	
	FLEET CAPITAL CORPORATION, as a Co-Syndication Agent
		
	 By:
	 	 /s/ David Fiorito

	 Name:
	 	 David Fiorito

	 Title:
	 	 Senior Vice President

  
 [Signature Page
to First Amendment to Credit Agreement] 
  

			
	GENERAL ELECTRIC CAPITAL CORPORATION, as Documentation Agent
		
	 By:
	 	 /s/ James Persico

	 Name:
	 	 James Persico

	 Title:
	 	 Authorized Signatory

  
 [Signature Page
to First Amendment to Credit Agreement] 

			
	PNC BANK, NATIONAL ASSOCIATION, as a Lender
		
	 By:
	 	  

	 Name:
	 	 
	 Title:
	 	 

  
 [Signature Page
to First Amendment to Credit Agreement] 

			
	WELLS FARGO FOOTHILL, LLC, as a Co-Syndication Agent
		
	 By:
	 	 /s/ Juan Barrera

	 Name:
	 	 Juan Barrera

	 Title:
	 	 Vice President

  
 [Signature Page
to First Amendment to Credit Agreement] 
  

 Schedule 5.14 
  
 Post-Closing Collateral Matters 
  
 On or before April 20, 2004, the Administrative Borrower shall deliver, or cause to be delivered, to the Administrative
Agent a Deposit Account Control Agreement in form and substance satisfactory to the Administrative Agent among the Administrative Borrower or other applicable Loan Party, the Administrative Agent and Wachovia Bank, National Association, or such
other depository institution as may be selected by the Administrative Borrower and approved in writing by the Administrative Agent, with respect to the accounts listed below as maintained as of the date of this Amendment (or such other accounts at
such other depository institution): 
  

			
	 Account Number

	  	Related Lockbox Number, if any,

	           —
	  	                    —
	           —
	  	                    —

  

 1

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