Document:

Exhibit 10.1

 

Execution Version

 

AMENDMENT NO. 1 TO AMENDED AND RESTATED
WARRANT AGREEMENT

 

This Amendment (this
“Amendment”) is made as of May 18, 2018 by and between Cision Ltd., an exempted company incorporated in the Cayman
Islands (the “Company”) and Continental Stock Transfer & Trust Company, a New York Corporation (the “Warrant
Agent”), and constitutes an amendment to that certain Amended and Restated Warrant Agreement, dated as of October 17, 2017
(the “Existing Warrant Agreement”), between the Company and the Warrant Agent. Capitalized terms used but not otherwise
defined in this Amendment shall have the meanings given to such terms in the Existing Warrant Agreement.

 

WHEREAS, Section 9.8
of the Existing Warrant Agreement provides that the Company and the Warrant Agent may amend, subject to certain conditions provided
therein, the Existing Warrant Agreement with the vote or written consent of the registered holders of the majority of the then
outstanding Warrants;

 

WHEREAS, the Company
desires to amend the Existing Warrant Agreement to provide the Company with the right to require the holders of the Warrants to
exchange all of the outstanding Warrants for Ordinary Shares of the Company, on the terms and subject to the conditions set forth
herein; and

 

WHEREAS, in the exchange
offer and consent solicitation undertaken by the Company pursuant to the Registration Statement on Form S-4 filed with the Securities
and Exchange Commission, the registered holders of more than a majority of the then outstanding Warrants consented to and approved
this Amendment.

 

NOW, THEREFORE, in
consideration of the mutual agreements contained herein and other good and valuable consideration, the receipt and sufficiency
of which are hereby acknowledged, and intending to be legally bound hereby, the parties hereto agree to amend the Existing Warrant
Agreement as set forth herein.

 

1. Amendment of Existing Warrant Agreement.
The Existing Warrant Agreement is hereby amended by adding the new Section 6A thereto:

 

“6A. Mandatory Exchange.

 

6A.1. Company
Election to Exchange. Notwithstanding any other provision in this Agreement to the contrary, all (and not less than all) of
the outstanding Warrants may be exchanged, at the option of the Company, at any time while they are exercisable and prior to their
expiration, at the office of the Warrant Agent, upon notice to the registered holders of the outstanding Warrants, as described
in Section 6A.2 below, for Ordinary Shares, at the exchange rate of 0.234 Ordinary Shares for each Warrant held by the holder thereof
(the “Consideration”) (subject to equitable adjustment by the Company in the event of any stock splits, stock dividends,
recapitalizations or similar transaction with respect to the Common Stock). In lieu of issuing fractional shares, any holder of
Warrants who would otherwise have been entitled to receive fractional shares as Consideration will, after aggregating all such
fractional shares of such holder, be paid in cash (without interest) in an amount equal to such fractional part of a share multiplied
by $13.76.

 

6A.2. Date
Fixed for, and Notice of, Exchange. In the event that the Company elects to exchange all of the Warrants, the Company shall
fix a date for the exchange (the “Exchange Date”). Notice of exchange shall be mailed by first class mail, postage
prepaid, by the Company not less than fifteen (15) days prior to the Exchange Date to the registered holders of the Warrants at
their last addresses as they shall appear on the registration books. Any notice mailed in the manner herein provided shall be conclusively
presumed to have been duly given whether or not the registered holder received such notice. The Company will make a public announcement
of its election following the mailing of such notice.

 

6A.3. Exercise
After Notice of Exchange. The Warrants may be exercised, for cash (or on a “cashless basis” in accordance with
subsection 3.3.1(b) of this Agreement) at any time after notice of exchange shall have been given by the Company pursuant to Section
6A.2 hereof and prior to the Exchange Date. On and after the Exchange Date, the registered holder of the Warrants shall have no
further rights except to receive, upon surrender of the Warrants, the Consideration.”

 

     

     

    

 

2. Miscellaneous Provisions.

 

2.1. Severability.
This Amendment shall be deemed severable, and the invalidity or unenforceability of any term or provision hereof shall not affect
the validity or enforceability of this Amendment or of any other term or provision hereof. Furthermore, in lieu of any such invalid
or unenforceable term or provision, the parties hereto intend that there shall be added as a part of this Amendment a provision
as similar in terms to such invalid or unenforceable provision as may be possible and be valid and enforceable.

 

2.2. Applicable
Law. The validity, interpretation and performance of this Amendment shall be governed in all respects by the laws of the State
of New York, without giving effect to conflict of laws. The parties hereby agree that any action, proceeding or claim against it
arising out of or relating in any way to this Amendment shall be brought and enforced in the courts of the State of New York or
the United States District Court for the Southern District of New York, and irrevocably submits to such jurisdiction, which jurisdiction
shall be exclusive. Each of the parties hereby waives any objection to such exclusive jurisdiction and that such courts represent
an inconvenient forum.

 

2.3. Counterparts.
This Amendment may be executed in any number of counterparts, and by facsimile or portable document format (pdf) transmission,
and each of such counterparts shall for all purposes be deemed to be an original and all such counterparts shall together constitute
but one and the same instrument.

 

2.4. Effect of Headings.
The Section headings herein are for convenience only and are not part of this Amendment and shall not affect the interpretation
thereof.

 

2.5. Entire Agreement.
The Existing Warrant Agreement, as modified by this Amendment, constitutes the entire understanding of the parties and supersedes
all prior agreements, understandings, arrangements, promises and commitments, whether written or oral, express or implied, relating
to the subject matter hereof, and all such prior agreements, understandings, arrangements, promises and commitments are hereby
canceled and terminated.

 

[Signatures follow on next page]

 

 

    	 	2	 

     

    

 

 

 

IN WITNESS WHEREOF, each of the parties
has caused this Amendment to be duly executed as of the date first above written.

 

	 	CISION LTD.
	 	 	 	 
	 	By:	/s/ Jack Pearlstein	 
	 	 	Name: Jack Pearlstein	 
	 	 	Title: Chief Financial Officer	 
	 	 	 	 
	 	 	 	 
	 	CONTINENTAL STOCK TRANSFER & TRUST COMPANY
	 	 	 	 
	 	By:	/s/ Mark Zimkind	 
	 	 	Name: Mark Zimkind	 
	 	 	Title: Senior Vice President	 

 

 

 

    
Signature Page to Amendment No. 1 to Amended and Restated Warrant AgreementExhibit

Exhibit 4.04

                                                    

SUPPLEMENTAL INDENTURE NO. 3

AMONG

OGE ENERGY CORP.

AND

UMB BANK, N.A.,
as resigning trustee

AND

BOKF, NA,
as successor trustee

            

DATED AS OF
APRIL 26, 2018

SUPPLEMENTAL TO INDENTURE
DATED AS OF NOVEMBER 1, 2004

                                                    

SUPPLEMENTAL INDENTURE No. 3, made as of the 26th day of April, 2018, among OGE ENERGY CORP., a corporation duly organized and existing under the laws of the State of Oklahoma (the "Company"), UMB BANK, N.A., a national banking association duly organized and existing under the laws of the United States, as resigning trustee, registrar and paying agent (the "Resigning Trustee"), and BOKF, NA, a national banking association duly organized and existing under the laws of the United States, as successor trustee, registrar and paying agent (the "Successor Trustee"):
WITNESSETH:

WHEREAS, the Company and the Resigning Trustee are parties to an Indenture, made as of November 1, 2004, as amended and supplemented through and including Supplemental Indenture No. 2 dated as of November 24, 2014 (as so amended and supplemented, the "Indenture");
WHEREAS, pursuant to Section 8.10 of the Indenture, the Resigning Trustee may at any time resign and be discharged of the trusts created by the Indenture by giving written notice to the Company specifying the day upon which such resignation shall take effect, and such resignation shall take effect upon the earlier of the appointment of a successor trustee, registrar and paying agent and such day;
WHEREAS, the Resigning Trustee has given written notice to the Company of its desire to resign as trustee, registrar and paying agent and be discharged of the trusts created by the Indenture effective as of April 26, 2018;
WHEREAS, the Company desires to appoint the Successor Trustee as Trustee, registrar and paying agent under the Indenture;
WHEREAS, the Successor Trustee desires to accept such appointment and is eligible to serve as Trustee under Article 8 of the Indenture;
WHEREAS, Section 12.01 of the Indenture provides that the Company and the Trustee may enter into indentures supplemental thereto for the purpose, among others, of specifying further the duties and responsibilities of the trustee;
WHEREAS, the execution and delivery of this Supplemental Indenture No. 3 have been duly authorized by resolutions adopted by the Board of Directors of the Company;
WHEREAS, the Resigning Trustee has duly determined to execute this Supplemental Indenture No. 3 and to be bound, insofar as it may lawfully do so, by the provisions hereof;
WHEREAS, the Successor Trustee has duly determined to execute this Supplemental Indenture No. 3 and to be bound, insofar as it may lawfully do so, by the provisions hereof;
NOW, THEREFORE, THIS INDENTURE
WITNESSETH:
In consideration of the premises, the Company does hereby agree and covenant with the Resigning Trustee and the Successor Trustee, for the benefit of the Holders from time to time of Notes issued under the Indenture, as follows:
ARTICLE ONE
DEFINITIONS
Section 1.01.    This Supplemental Indenture No. 3 constitutes an integral part of the Indenture.
Section 1.02.    For all purposes of this Supplemental Indenture No. 3:

		
	(a)
	Capitalized terms used herein without definition shall have the meanings specified in the Indenture;

		
	(b)
	All references herein to Articles and Sections, unless otherwise specified, refer to the corresponding Articles and Sections of this Supplemental Indenture No. 3; and

		
	(c)
	The terms "hereof," "herein," "hereby," "hereto," "hereunder" and "herewith" refer to this Supplemental Indenture No. 3.

ARTICLE TWO
RESIGNATION OF RESIGNING TRUSTEE; 
APPOINTMENT OF SUCCESSOR TRUSTEE
Section 2.01.    The Resigning Trustee does hereby resign as Trustee, registrar and paying agent under the Indenture from the trusts thereby created.
Section 2.02.    The Successor Trustee hereby accepts its appointment as successor Trustee, registrar and paying agent under the Indenture.  The Successor Trustee assumes all duties and responsibilities of the Trustee, registrar and paying agent under the Indenture, and the Successor Trustee succeeds to, and may exercise, every right and power of the Trustee, registrar and paying agent under the Indenture, in each case with the same effect as if the Successor Trustee had been named as the Trustee, registrar and paying agent therein.
Section 2.03.    Concurrently with the execution and delivery of this Supplemental Indenture No. 3, (a) the Resigning Trustee shall provide to the Successor Trustee all moneys held in trust under the Indenture, (b) the Company, the Resigning Trustee and the Successor Trustee shall execute and deliver the Agreement of Transfer, Certification and Indemnity, dated April 26, 2018, among the Company, the Resigning Trustee and the Successor Trustee, and (c) the Resigning Trustee shall execute and deliver the Certificate and Agreement to Safekeep and Deliver Documents, dated April 26, 2018, from the Resigning Trustee to the Successor Trustee.
Section 2.04.    The Successor Trustee represents and warrants that it is eligible to serve as Trustee, registrar and paying agent under Section 8.09 of the Indenture and qualified to serve as Trustee, registrar and paying agent under Section 8.08 of the Indenture.
ARTICLE THREE
AMENDMENTS

Section 3.01.    From and after the date of this Supplemental Indenture No. 3, all references to the "Trustee" in the Indenture are hereby deemed to be references to BOKF, NA and any successor thereto.
Section 3.02.    On and after the date of this Supplemental Indenture No. 3, each reference in the Indenture to "this Indenture," "hereunder," "hereof" or words of like import referring to the Indenture, shall mean and be a reference to the Indenture as amended hereby.
ARTICLE FOUR
MISCELLANEOUS
Section 4.01.    The recitals of fact herein shall be taken as statements of fact of the Company and shall not be construed as made by the Resigning Trustee or the Successor Trustee, except (a) the recital that the Resigning Trustee has duly determined to execute this Supplemental Indenture No. 3 and to be bound, insofar as it may lawfully do so, by the provisions hereof shall be taken as a statement of fact of the Resigning Trustee and (b) the recitals that (1) the Successor Trustee desires to accept the appointment of Trustee, registrar and paying agent and is eligible to serve as Trustee, registrar and paying agent under Article 8 of the Indenture and (2) the Successor Trustee has duly determined to execute this Supplemental Indenture No. 3 and to be bound, insofar as it may lawfully do so, by the provisions hereof shall be taken as statements of fact of the Successor Trustee.

Section 4.02.    This Supplemental Indenture No. 3 shall be construed in connection with and as a part of the Indenture.
Section 4.03.    
		
	(a)
	If any provision of this Supplemental Indenture No. 3 limits, qualifies, or conflicts with another provision of the Indenture required to be included in indentures qualified under the Trust Indenture Act of 1939 (as enacted prior to the date of this Supplemental Indenture No. 3) by any of the provisions of Sections 310 to 317, inclusive, of said Act, such required provisions shall control.

		
	(b)
	In case any one or more of the provisions contained in this Supplemental Indenture No. 3 should be invalid, illegal or unenforceable in any respect, the validity, legality and enforceability of the remaining provisions contained herein or in the Indenture shall not in any way be affected, impaired, prejudiced or disturbed thereby.

Section 4.04.    Wherever in this Supplemental Indenture No. 3 any of the parties hereto is named or referred to, this shall be deemed to include the successors or assigns of such party, and all the covenants and agreements in this Supplemental Indenture No. 3 contained by or on behalf of the Company, by or on behalf of the Resigning Trustee or by or on behalf of the Successor Trustee shall bind and inure to the benefit of the respective successors and assigns of such parties, whether so expressed or not.
Section 4.05.    
		
	(a)
	This Supplemental Indenture No. 3 may be simultaneously executed in several counterparts, and all said counterparts executed and delivered, each as an original, shall constitute but one and the same instrument.

		
	(b)
	The Table of Contents and the descriptive headings of the several Articles of this Supplemental Indenture were formulated, used and inserted in this Supplemental Indenture for convenience only and shall not be deemed to affect the meaning or construction of any of the provisions hereof.

Section 4.06.    This Supplemental Indenture No. 3 shall be deemed to be a contract made under the laws of the State of Oklahoma, and for all purposes shall be construed in accordance with the laws of said State.

IN WITNESS WHEREOF, OGE ENERGY CORP. has caused this Supplemental Indenture No. 3 to be signed by its Treasurer, and attested by its Secretary or an Assistant Secretary, UMB BANK, N.A. has caused this Supplemental Indenture No. 3 to be signed by its Vice President, and attested by its Secretary or Assistant Secretary, and BOKF, NA has caused this Supplemental Indenture No. 3 to be signed by its Vice President, and attested by its Secretary or Assistant Secretary, as of the date first written above.

OGE ENERGY CORP.

By:/s/ Charles B. Walworth                       
Name:    Charles B. Walworth
Title:    Treasurer

ATTEST:

/s/ Patricia D. Horn                 
Name: Patricia Horn
Title: Vice President – Governance and Corporate Secretary

UMB BANK, N.A.,
as Resigning Trustee

By:  /s/ Anthony P. Hawkins                  
Name:    Anthony P. Hawkins
Title:    Vice President
ATTEST:

/s/ Tremaine B. Duarte                   
Name: Tremaine B. Duarte
Title: Assistant Secretary

BOKF, NA,
as Successor Trustee

By:  /s/ Rachel Redd-Singleton                   
Name:    Rachel Redd-Singleton
Title:    Vice President
ATTEST:

/s/ Brenda Batchelor                   
Name: Brenda Batchelor
Title: Vice President

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