Document:

EX-10.1

 EXHIBIT 10.1 

THIRD AMENDMENT TO 

AMENDED AND RESTATED CREDIT AGREEMENT 

This THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) dated as of April 18, 2019, is among
Northern Oil and Gas, Inc., a Delaware corporation (the “Borrower”), each of the Lenders party hereto and Royal Bank of Canada, as administrative agent for the Lenders (in such capacity, together with its successors in such
capacity, the “Administrative Agent”). 
 RECITALS 

A. The Borrower, the Administrative Agent and the Lenders are party to that certain Amended and Restated Credit Agreement dated as of
October 5, 2018, as amended by the First Amendment dated as of December 31, 2018 and that Second Amendment dated as of January 14, 2019 (as it may be further amended, restated, amended and restated, supplemented or otherwise modified
from time to time, the “Credit Agreement”), pursuant to which the Lenders have made certain credit available to and on behalf of the Borrower. 

B. The Borrower has requested that the Lenders amend the Credit Agreement to, among other things, permit the Borrower to issue the Purchaser
Note (as defined below). 
 C. The Borrower, the Administrative Agent and the Lenders party hereto have agreed to amend certain provisions
of the Credit Agreement as more fully set forth herein. 
 D. NOW, THEREFORE, in consideration of the premises and the mutual covenants
herein contained, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows: 

Section 1. Defined Terms. Each capitalized term which is defined in the Credit Agreement, but which is not defined in this
Amendment, shall have the meaning ascribed such term in the Credit Agreement after giving effect to this Amendment. Unless otherwise indicated, all references to sections in this Amendment refer to sections in the Credit Agreement as amended by this
Amendment. 
 Section 2. Amendments to Credit Agreement. The Credit Agreement is hereby amended effective as of the Third
Amendment Effective Date (as defined below) as follows: 
 2.1 The following defined terms shall be added to Section 1.02 of the Credit
Agreement: 
 “Purchaser Note” shall mean that certain Senior Unsecured Promissory Note, issued in connection with the Ven
Bakken Acquisition, from the Borrower to the holders party thereto in the aggregate principal amount of up to $150,000,000 and otherwise in form and substance reasonably acceptable to the Administrative Agent, as may be amended, amended and
restated, refinanced, replaced or otherwise modified from time to time as permitted by this Agreement (it being agreed and understood that the form and substance of the draft Purchaser 

 
Note provided to the Administrative Agent prior to the Third Amendment Effective Date and as may be amended, amended and restated, replaced or otherwise modified from time to time as permitted by
this Agreement is reasonably acceptable to the Administrative Agent). 
 “Third Amendment Effective Date” shall mean
April 18, 2019. 
 “Ven Bakken Acquisition” shall mean the acquisition by the Borrower of those certain properties
identified to the Administrative Agent prior to the Third Amendment Effective Date located in Bowman County, Dunn County, McKenzie County, Mountrail County, and Williams County, North Dakota, and Harding County, South Dakota from Ven Bakken, LLC or
its affiliates. 
 2.2 The following defined terms in Section 1.02 of the Credit Agreement shall be amended and restated in their
entirety as follows: 
 “Current Liabilities” means, as of any date of determination, without duplication, the sum of all
amounts that would, in accordance with GAAP, be set forth opposite the caption “total current liabilities” (or any like caption) on a consolidated balance sheet of the Borrower and its Consolidated Restricted Subsidiaries on such date, but
excluding (a) all non-cash obligations under FASB ASC Topic 815 and (b) the current portion of the Loans under this Agreement, the Second Lien Notes and the Purchaser Note. 

“Maturity Date” means October 5, 2023; provided that the Maturity Date shall be 91 days prior to the scheduled maturity
date of the earlier of (a) the Permitted Second Lien Notes if any principal amount of Permitted Second Lien Notes is outstanding on such date, (b) the Existing Notes if any principal amount of such Existing Notes is outstanding on such
date and (c) the Purchaser Note if any principal amount of the Purchaser Note is outstanding on such date. 
 “Permitted
Debt” means Permitted Second Lien Notes, Permitted Senior Notes, the Purchaser Note and any Permitted Refinancing Debt thereof. 

“Permitted Senior Notes” means any unsecured senior or unsecured senior subordinated Debt securities (whether registered or
privately placed and whether convertible into Equity Interests or not) issued or incurred by the Borrower, as issuer, to the extent permitted by Section 9.02(f); provided, however, for the purposes of this Agreement, the term
“Permitted Senior Notes” shall not include the Purchaser Note. 
 “Swap Agreement” means any transaction or
agreement with respect to any swap, forward, future or derivative transaction or option or similar agreement, whether exchange traded, “over-the-counter” or
otherwise, involving, or settled by reference to, one or more rates, currencies, commodities, emissions reduction, carbon sequestration or other environmental protection credits, equity or debt instruments or securities, or economic, financial or
pricing indices or measures of economic, financial or pricing risk or value or any similar transaction or any combination of these transactions; provided that none of (i) phantom stock nor similar plans providing for payments only on
account of services provided by current or former directors, officers, employees or consultants of the Credit Parties or the Restricted Subsidiaries nor (ii) 

  
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capped call nor call spread arrangements entered into in connection with convertible notes otherwise permitted to be issued hereunder nor (iii) deferred purchase price or purchase price
adjustment arrangements entered into in connection with any acquisition permitted hereunder shall be a Swap Agreement. 
 2.3
Section 9.02(h) of the Credit Agreement is hereby amended and restated in its entirety as follows: 
 “(h) Permitted Refinancing
Debt and any guarantees thereof, the proceeds of which shall be used concurrently with the incurrence thereof to refinance any outstanding Permitted Debt permitted under Section 9.02(f),
Section 9.02(g) and Section 9.02(m) or to refinance any outstanding Refinanced Debt, as the case may be.” 

2.4 Section 9.02 of the Credit Agreement shall be amended by adding the following new clause (m), which shall read as follows: 

“(m) Debt of the Borrower under the Purchaser Note; provided that (i) both before and immediately after giving effect to the
incurrence of such Debt, no Default or Event of Default has occurred and is continuing or would result therefrom; (ii) such Debt and any guarantees thereof (A) are on terms reasonably acceptable to the Administrative Agent (it being agreed
and understood that the form and substance of the draft Purchaser Note provided to the Administrative Agent prior to the Third Amendment Effective Date and as may be amended, amended and restated, replaced or otherwise modified from time to time as
permitted by this Agreement is reasonably acceptable to the Administrative Agent) and are on terms and conditions that are not more restrictive, taken as a whole, than those contained in this Agreement and the other Loan Documents, as reasonably
determined by the Borrower in good faith and (B) do not contain financial covenants that are more restrictive than those contained in this Agreement and the other Loan Documents, unless in the case of clause (A) or (B), such more
restrictive terms are incorporated into this Agreement, mutatis mutandis, are offered to the Lenders in good faith or are otherwise applicable only after the payment in full of the Loans; (iii) immediately after giving effect to the incurrence
of such Debt and any guarantees thereof, the Pro Forma Net Leverage Ratio shall not exceed 4.00 to 1.00; (iv) such Debt does not have any mandatory prepayment or redemption provisions which would require a mandatory prepayment or redemption
thereof in priority to the Secured Obligations (other than (A) customary offers to purchase upon (i) a change of control, to the extent such offer is subject to the previous payment in full of the Secured Obligations and (ii) asset
sale or casualty or condemnation event to the extent the terms of such Debt provide that such Debt shall not be required to be repurchased or redeemed until the Maturity Date has occurred or such repurchase or redemption is otherwise permitted by
this Agreement, (B) required amortization payments pursuant to the Purchaser Note as set forth in the draft Purchaser Note provided to the Administrative Agent prior to the Third Amendment Effective Date, and (C) customary acceleration
rights after an event of default); and (v) no Subsidiary or other Person is required to guarantee such Debt unless such Subsidiary or other Person has guaranteed the Secured Obligations pursuant to the Guaranty and Collateral Agreement and
(x) if such Debt is senior subordinated Debt, such Debt is expressly subordinate to the payment in full of all of the Secured Obligations on terms and conditions reasonably satisfactory to the Administrative Agent.” 

  
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 2.5 Section 9.04(b)(i) of the Credit Agreement shall be amended by adding the following
new clause after the last semicolon and before the word “or”, which shall read as follows: 
 “provided,
however, that so long as, both before and immediately after giving effect thereto, each of the RP/Investment Conditions is satisfied, then the Borrower may call, make or offer to make any mandatory or optional Redemption of or
otherwise mandatorily or optionally Redeem or repay, whether in whole or in part, the Purchaser Note;” 
 2.6 Section 8.01(p) of
the Credit Agreement is hereby amended and restated in its entirety as follows: 
 “(p) Notice of Permitted Debt Issuance.
Written notice on or prior to (or, in the case of Section 9.02(m), promptly following) the offering of any Permitted Debt incurred in reliance on Section 9.02(f), Section 9.02(h) or
Section 9.02(m), the amount thereof and the anticipated date of closing and any material agreements governing such Permitted Debt; provided, however, that in lieu of the delivery requirements hereunder in
respect of Section 9.02(m), to the extent such information and agreements have been published in a Form 8-K on EDGAR or the Borrower’s website, such publication shall satisfy the Borrower’s
delivery requirements under this Section 8.01(p).” 
 Section 3. Conditions Precedent. This
Amendment shall become effective on the date, when each of the following conditions is satisfied (the “Third Amendment Effective Date”): 

3.1 The Administrative Agent shall have executed and received from Majority Lenders and the Borrower, counterparts (in such number as may be
requested by the Administrative Agent) of this Amendment signed on behalf of each such Person. 
 3.2 Immediately after giving effect to
this Amendment, no Default, Event of Default or Borrowing Base Deficiency shall have occurred and be continuing. 
 Section 4.
Miscellaneous. 
 4.1 Confirmation. The Credit Agreement and each of the other Loan Documents, as specifically amended by this
Amendment, are and shall continue to be in full force and effect and are hereby in all respects ratified and confirmed. The execution, delivery and effectiveness of this Amendment shall not, except as expressly provided herein, operate as a waiver
of any right, power or remedy of any Lender or the Administrative Agent under any of the Loan Documents, nor constitute a waiver of any provision of any of the Loan Documents. On and after the Third Amendment Effective Date, this Amendment shall for
all purposes constitute a Loan Document. 
 4.2 Representations and Warranties. The Borrower hereby (a) acknowledges and
consents to the terms of this Amendment and (b) ratifies and affirms its obligations under, and acknowledges its continued liability under, each Loan Document and agrees that each Loan Document remains in full force and effect as expressly
amended, restated, supplemented or otherwise modified hereby or otherwise in connection with a delivery made herewith and (c) represents and warrants to the Administrative Agent and the Lenders that as of the date hereof, after giving effect to
the terms of this Amendment: (i) all of the representations and warranties 

  
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contained in each Loan Document are true and correct in all material respects, except that (A) to the extent any such representations and warranties are expressly limited to an earlier date,
in which case, such representations and warranties shall continue to be true and correct in all material respects as of such specified earlier date and (B) to the extent any such representation and warranty is qualified by materiality, such
representation and warranty (as so qualified) is true and correct in all respects and (ii) no Default or Event of Default has occurred and is continuing. 

4.3 Counterparts. This Amendment may be executed by one or more of the parties hereto in any number of separate counterparts, and all
of such counterparts taken together shall constitute one and the same instrument. Delivery of an executed counterpart of a signature page to this Amendment by telecopy, facsimile or other electronic means (e.g., .pdf) shall be effective as delivery
of a manually executed counterpart hereof. 
 4.4 No Oral Agreement. This Amendment, the Credit Agreement and the other Loan
Documents executed in connection herewith and therewith represent the final agreement between the parties and may not be contradicted by evidence of prior, contemporaneous, or unwritten oral agreements of the parties. There are no subsequent oral
agreements between the parties. 
 4.5 GOVERNING LAW. THIS AMENDMENT SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS
OF THE STATE OF NEW YORK (INCLUDING SECTION 5-1401 AND SECTION 5-1402 OF THE GENERAL OBLIGATIONS LAW OF THE STATE OF NEW YORK), WITHOUT REFERENCE TO ANY OTHER CONFLICTS
OR CHOICE OF LAW PRINCIPLES THEREOF. 
 4.6 Payment of Expenses. The Borrower agrees to pay or reimburse the Administrative Agent for
all of its reasonable and documented out-of-pocket costs and expenses incurred in connection with this Amendment, any other documents prepared in connection herewith and
the transactions contemplated hereby in accordance with Section 12.03 of the Credit Agreement. 
 4.7 Severability. Any
provision of this Amendment which is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without invalidating the remaining provisions hereof, and any
such prohibition or unenforceability in any jurisdiction shall not invalidate or render unenforceable such provision in any other jurisdiction. 

4.8 Successors and Assigns. This Amendment shall be binding upon and inure to the benefit of the parties hereto and their respective
successors and permitted assigns. 
 4.9 Miscellaneous. Section 12.09(b), (c) and (d) of
the Credit Agreement shall apply to this Amendment, mutatis mutandis. 
 [SIGNATURES BEGIN NEXT PAGE] 

  
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 IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed
effective as of the day and year first above written. 
  

							
	BORROWER:	 		 	NORTHERN OIL AND GAS, INC.
				
		 		 	By:	 	 /s/ Nicholas
O’Grady                                       
             

		 		 	Name:	 	Nicholas O’Grady
		 		 	Title:	 	Chief Financial Officer

  
 Signature Page to Third
Amendment to Credit Agreement 
 Northern Oil and Gas, Inc. 

 
			
	ROYAL BANK OF CANADA,
	as Administrative Agent
		
	By:	 	 /s/ Rodica Dutka

	Name:	 	Rodica Dutka
	Title:	 	Manager, Agency Services Group

  
 Signature Page to Third
Amendment to Credit Agreement 
 Northern Oil and Gas, Inc. 

 
			
	 ROYAL BANK OF CANADA,

as Issuing Bank and a Lender

		
	By:	 	 /s/ Don J. McKinnerney

	Name:	 	Don J. McKinnerney
	Title:	 	Authorized Signatory

  
 Signature Page to Third
Amendment to Credit Agreement 
 Northern Oil and Gas, Inc. 

 
			
	 WELLS FARGO BANK, NATIONAL

ASSOCIATION, as a Lender

		
	By:	 	 /s/ Sarah Thomas

	Name:	 	Sarah Thomas
	Title:	 	Director

  
 Signature Page to Third
Amendment to Credit Agreement 
 Northern Oil and Gas, Inc. 

 
			
	 CAPITAL ONE, NATIONAL ASSOCIATION,

as a Lender

		
	By:	 	 /s/ Cameron Breitenbach

	Name:	 	Cameron Breitenbach
	Title:	 	Vice President

  
 Signature Page to Third
Amendment to Credit Agreement 
 Northern Oil and Gas, Inc. 

 
			
	 ABN AMRO CAPITAL USA LLC,

as a Lender

		
	By:	 	 /s/ Darrell Holley

	Name:	 	Darrell Holley
	Title:	 	Managing Director
		
	By:	 	 /s/ Beth Johnson

	Name:	 	Beth Johnson
	Title:	 	Executive Director

  
 Signature Page to Third
Amendment to Credit Agreement 
 Northern Oil and Gas, Inc. 

 
			
	 CITIZENS BANK, N.A.,

as a Lender

		
	By:	 	 /s/ David Slye

	Name:	 	David Slye
	Title:	 	Managing Director

  
 Signature Page to Third
Amendment to Credit Agreement 
 Northern Oil and Gas, Inc. 

 
			
	 CADENCE BANK, N.A.,

as a Lender

		
	By:	 	 /s/ Anthony Blanco

	Name:	 	Anthony Blanco
	Title:	 	SVP

  
 Signature Page to Third
Amendment to Credit Agreement 
 Northern Oil and Gas, Inc. 

 
			
	CATHAY BANK,
	as a Lender
		
	By:	 	 /s/ Stephen V Bacala II

	Name:	 	Stephen V Bacala II
	Title:	 	Vice President

  
 Signature Page to Third
Amendment to Credit Agreement 
 Northern Oil and Gas, Inc. 

 
			
	 MORGAN STANLEY BANK, N.A.,

as a Lender

		
	By:	 	 /s/ Megan Kushner

	Name:	 	Megan Kushner
	Title:	 	Authorized Signatory

  
 Signature Page to Third
Amendment to Credit Agreement 
 Northern Oil and Gas, Inc. 

 
			
	GOLDMAN SACHS LENDING
	PARTNERS LLC, as a Lender
		
	By:	 	 /s/ Jamie Minieri

	Name:	 	Jamie Minieri
	Title:	 	Authorized Signatory

  
 Signature Page to Third
Amendment to Credit Agreement 
 Northern Oil and Gas, Inc.EX-10.1

 Exhibit 10.1 

AMENDMENT NUMBER TWO 
 TO
LOAN, GUARANTY AND SECURITY AGREEMENT 
 This AMENDMENT NUMBER TWO TO LOAN, GUARANTY AND SECURITY AGREEMENT (this
“Agreement”), dated as of April 22, 2019 is entered into by and among GUESS?, INC., a Delaware corporation (“Parent”), GUESS? RETAIL, INC., a Delaware corporation (“Retail”),
GUESS.COM, INC., a Delaware corporation (“Com”; and together with Parent, and Retail, each a “U.S. Borrower” and collectively, the “U.S. Borrowers”), GUESS? CANADA CORPORATION, a company
amalgamated under the laws of the province of Nova Scotia, Canada (“Canadian Borrower”; and together with U.S. Borrowers, each a “Borrower” and collectively, the “Borrowers”), Parent and certain
Subsidiaries of Parent party to this Agreement as guarantor (each, a “Guarantor” and collectively, the “Guarantors”), BANK OF AMERICA, N.A., as agent for the lenders identified below (in such capacity, the
“Agent”), and each of the lenders set forth on the signature pages hereof (the “Lenders”). Capitalized terms not otherwise defined herein are defined in the Loan Agreement (as defined below). 

RECITALS 
 A. Borrowers,
Guarantors, Agent, and Lenders are parties to that certain Loan, Guaranty and Security Agreement, dated as of June 23, 2015, as amended by that certain Amendment Number One to Loan, Guaranty and Security Agreement, dated as of February 16,
2016 (as further amended, restated, amended and restated, supplemented, extended or otherwise modified in writing from time to time, the “Loan Agreement”). 

B.    Borrowers have requested and Agent and Required Lenders agreed to amend the Loan Agreement as follows: 

AMENDMENT 
 NOW,
THEREFORE, in consideration of the foregoing and the mutual covenants herein contained, and for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereby agree as follows: 

I.    AMENDMENTS TO THE LOAN AGREEMENT. 

A.    Section 1.1 of the Loan Agreement is hereby amended by adding the following definitions thereto in
alphabetical order: 
 Division: the creation of one or more new limited liability companies by means of any statutory division of a
limited liability company pursuant to any applicable limited liability company act or similar statue of any jurisdiction. “Divide” shall have the corresponding meaning. 

Permitted Convertible Note Debt: the Debt and other obligations incurred by Parent on or about the Second Amendment Effective Date
pursuant to the Permitted Convertible Note Documents which include (i) the Permitted Convertible Notes and (ii) any Debt and other obligations under the Hedging Agreements and other agreements, in each case, entered into in connection with
the Permitted Convertible Note Debt and Permitted Convertible Note Documents, including any renewals, extensions or refinancings thereof, as long as each Refinancing Condition is satisfied. 

 Permitted Convertible Note Documents: that certain indenture, to be dated on or about
the Second Amendment Effective Date, between Parent and U.S. Bank National Association, as trustee (the “Indenture”) providing for the issuance of the Permitted Convertible Notes, together with the Permitted Convertible Notes,
Hedging Agreements in connection with the Permitted Convertible Note Debt and other documents executed or delivered by Parent in connection therewith, in each case, as amended, replaced, supplemented, extended, refinanced or otherwise modified from
time to time so long as, in the case of any renewal, extension or refinancing, each Refinancing Condition is satisfied. 
 Permitted
Convertible Notes: convertible notes in an aggregate principal amount up to but not exceeding $350,000,000 issued on or about the Second Amendment Effective Date pursuant to the Permitted Convertible Note Documents. 

Permitted Share Repurchases: the purchase, redemption or other acquisition or retirement of common Equity Interests of the Parent with
the proceeds of the issuance of the Permitted Convertible Note Debt. 
 Second Amendment: that certain Amendment Number Two to Loan,
Guaranty and Security Agreement dated as of April 22, 2019 among Borrowers, Guarantors, Agent and Lenders. 
 Second Amendment
Effective Date: April 22, 2019. 
 B.    Section 1.1 of the Loan Agreement is hereby amended by deleting
the definition of “Asset Disposition” and replacing it with the following: 
 “Asset Disposition: a sale, lease,
license, transfer or other disposition of Property of an Obligor, including any disposition by Division or in connection with a sale-leaseback transaction or synthetic lease.” 

C.    The definition of “Consolidated Fixed Charge Coverage Ratio” in
Section 1.1 of the Loan Agreement is hereby amended by amending and restating clauses (i) and (iii) of subsection (b) thereof as follows: 

“(i) Consolidated Interest Charges (excluding non-cash charges in connection with Swap Obligations
or the Permitted Convertible Note Debt),” 
 “(iii) Distributions (other than Upstream Payments from a Subsidiary of Parent to
another Subsidiary of Parent or to Parent and Permitted Share Repurchases) paid in cash;” 

  
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 D.    The definition of “Permitted Asset Disposition”
in Section 1.1 of the Loan Agreement is hereby amended by deleting the word “and” at the end of clause (p), adding the word “and” at the end of clause (q) and adding the following as clause (r):

 “(r) the unwinding of the Hedging Agreements in connection with the Permitted Convertible Note Debt entered into by Parent on or
about the Second Amendment Effective Date in accordance with their terms in connection with the payment, repurchase or conversion of the Permitted Convertible Notes;” 

E.    The proviso at the end of the definition of “Permitted Asset Disposition” in
Section 1.1 of the Loan Agreement is hereby amended and restated by deleting it in its entirety and replacing it with the following: 

“provided, however, that any Asset Disposition of any Obligor pursuant to clauses (a), (b), (f), (g), (h), (j), (n),
(p) or (r) shall be for fair market value in all material respects.” 
 F.    Section 1.1 of the Loan
Agreement is hereby amended by deleting the definition of “Refinancing Debt” and replacing it with the following: 

“Refinancing Debt: Borrowed Money that is the result of an extension, renewal or refinancing of Debt permitted under
Section 10.2.1(b), (d), (f), (n) or (v).” 
 G.    The
introductory paragraph in Section 10.1.9(a) of the Loan Agreement is hereby amended and restated by deleting it in its entirety and replacing it with the following: 

“(a) Upon the formation (by Division or otherwise) or acquisition of any new direct or indirect wholly-owned Subsidiary by any Obligor,
and, if such Person is not an IP Subsidiary or a Foreign Subsidiary or a Qualified CFC Holding Company (other than a wholly-owned Subsidiary organized under the laws of Canada or a province or territory thereof which shall be caused to guaranty the
Canadian Obligations), then Parent shall, at Parent’s expense:” 
 H.    The introductory paragraph in
Section 10.1.9(b) of the Loan Agreement is hereby amended and restated by deleting it in its entirety and replacing it with the following: 

“(b) Upon the formation (by Division or otherwise) or acquisition of any new direct or indirect non wholly-owned Subsidiary by any
Obligor, and, if such Person is not a Foreign Subsidiary or a Qualified CFC Holding Company (in each case, other than a Subsidiary of a Canadian Obligor organized under the laws of Canada or a province of territory thereof), then Parent shall, at
Parent’s expense:” 

  
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 I.    Section 10.2.1 of the Loan Agreement is hereby amended by
deleting the word “and” at the end of clause (t), amending and restating clause (u) thereof as follows and adding clause (v) thereto as follows: 

“(u) other unsecured Debt (i) in an aggregate principal amount at any one time outstanding not to exceed an amount equal to
$500,000,000 minus the outstanding principal amount of the Permitted Convertible Notes at such time, (ii) pursuant to loan agreements, indentures or other documentation having covenants and other terms with respect to the Obligors that are no
more restrictive in any material respect than those in this Agreement, and (iii) with a maturity date after the Revolver Termination Date; and 

(v) the Permitted Convertible Note Debt.” 

J.    Section 10.2.4 of the Loan Agreement is amended by deleting the word “and” at the end of clause
(c) and adding the following clause (e) at the end of clause (d) as follows: “; and (e) Permitted Share Repurchases and, for the avoidance of doubt, (A) payments on or about the Second Amendment Effective Date pursuant
to the Hedging Agreements entered into in connection with the Permitted Convertible Note Debt, and (B) the settlement of any related Hedging Agreement entered into in connection with the Permitted Convertible Note Debt under which Parent may be
obligated to deliver common Equity Interests of the Parent, including (i) by delivery of common Equity Interests of the Parent or (ii) by (x) payment of a net amount in cash in respect of any early termination or maturity of any Hedging
Agreement entered into in connection with the Permitted Convertible Note Debt or (y) delivery of common Equity Interests of the Parent or payment of a net amount in cash upon an early termination or maturity of any such Hedging Agreement;”

 K.    Section 10.2.8 of the Loan Agreement is amended by amending and restating clause (iv) thereof as
follows: 
 “(iv) payments of or in respect of such Borrowed Money by any combination of (x) the issuance of the common stock of
Parent, (y) cash payments in lieu of fractional Equity Interests in connection therewith, and (z) the making of any Distribution, or other payment, permitted by Section 10.2.4 hereof, including, without
limitation, in connection with the conversion of the Permitted Convertible Note Debt,” 
 L.    Section
10.2.14(f) of the Loan Agreement is hereby amended and restated by deleting it in its entirety and replacing it with the following: 

“(f)    relating to the Debt permitted under Section 10.2.1(c), (i), (r),
(u) or (v);” 
 M.    Section 10.2.15 of the Loan Agreement is hereby amended by adding the
following language after the phrase “not for speculative purposes” in Section 10.2.15: 
 “, it
being understood that for avoidance of doubt, the Permitted Convertible Note Documents shall be permitted under this Section 10.2.15.” 

II.    CONDITIONS TO EFFECTIVENESS. The effectiveness of this Agreement is subject to delivery to Agent of a fully
executed copy of this Agreement signed by Borrowers, Guarantors, Agent and Required Lenders. 

  
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 III.    MISCELLANEOUS. 

A.    Survival of Representations and Warranties. All representations and warranties made in the Loan Agreement or
any other document or documents relating thereto, including, without limitation, any Loan Document furnished in connection with this Agreement, shall survive the execution and delivery of this Agreement and the other Loan Documents, and no
investigation by Agent or the Lenders shall affect the representations and warranties or the right of the Lenders or Agent to rely thereon. 

B.    Reference to Loan Agreement. The Loan Agreement, each of the Loan Documents, and any and all other
agreements, documents or instruments now or hereafter executed and delivered pursuant to the terms hereof, or pursuant to the terms of the Loan Agreement as amended hereby, are hereby amended so that any reference therein to the Loan Agreement shall
mean a reference to the Loan Agreement as amended hereby. 
 C.    Loan Agreement Remains in Effect. The Loan
Agreement and the Loan Documents, as amended hereby, remain in full force and effect and each Borrower and each Guarantor ratifies and confirms its agreements and covenants contained therein. Each Borrower and each Guarantor hereby confirms that to
the best of its knowledge no Event of Default or Default exists. 
 D.    Severability. Any provision of this
Agreement held by a court of competent jurisdiction to be invalid or unenforceable shall not impair or invalidate the remainder of this Agreement and the effect thereof shall be confined to the provision so held to be invalid or unenforceable. 

E.    Counterparts; Facsimile. This Agreement may be executed in one or more counterparts, each of which when so
executed shall be deemed to be an original, but all of which when taken together shall constitute one and the same instrument. Delivery of an executed counterpart to this Agreement by facsimile or other electronic means (including in
“.pdf” or “.tif” format) shall be effective as an original. 
 F.    Headings. The headings,
captions and arrangements used in this Agreement are for convenience only and shall not affect the interpretation of this Agreement. 

G.    NO ORAL AGREEMENTS. THIS AGREEMENT, TOGETHER WITH THE OTHER LOAN DOCUMENTS AS WRITTEN, REPRESENTS THE FINAL
AGREEMENT BETWEEN LENDERS, AGENT, BORROWERS AND GUARANTORS AND MAY NOT BE CONTRADICTED BY EVIDENCE OF PRIOR, CONTEMPORANEOUS OR SUBSEQUENT ORAL AGREEMENTS OF THE PARTIES. THERE ARE NO UNWRITTEN ORAL AGREEMENTS BETWEEN AGENT, LENDERS, BORROWERS AND
GUARANTORS. 
 H.    GOVERNING LAW. THIS AGREEMENT SHALL BE GOVERNED BY THE LAWS OF THE STATE OF CALIFORNIA,
WITHOUT GIVING EFFECT TO ANY CONFLICT OF LAW PRINCIPLES (BUT GIVING EFFECT TO FEDERAL LAWS RELATING TO NATIONAL BANKS); PROVIDED, HOWEVER, THAT IF THE LAWS OF 

  
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ANY JURISDICTION OTHER THAN CALIFORNIA SHALL GOVERN IN REGARD TO THE VALIDITY, PERFECTION OR EFFECT OF PERFECTION OF ANY LIEN OR IN REGARD TO PROCEDURAL MATTERS AFFECTING ENFORCEMENT OF ANY LIENS
IN COLLATERAL, SUCH LAWS OF SUCH OTHER JURISDICTIONS SHALL CONTINUE TO APPLY TO THAT EXTENT. 
 [Signature Pages to Follow] 

  
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 IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed by its
authorized officers as of the day and year first above written. 
  

			
	OBLIGORS:
	
	 GUESS?, INC.,

	 a Delaware corporation,
 as a U.S.
Borrower and Guarantor

 
			
		
	By:	 	/s/ Sandeep Reddy

 
			
	Name:	 	Sandeep Reddy

 
			
	Title:	 	Chief Financial Officer

 
			
	
	 GUESS? RETAIL, INC.,
 a
Delaware corporation,
 as a U.S. Borrower and Guarantor

 
			
		
	By:	 	/s/ Sandeep Reddy

 
			
	Name:	 	Sandeep Reddy

 
			
	Title:	 	Chief Financial Officer

 
			
	
	 GUESS.COM, INC.,
 a Delaware
corporation,
 as a U.S. Borrower and Guarantor

 
			
		
	By:	 	/s/ Sandeep Reddy

 
			
	Name:	 	Sandeep Reddy

 
			
	Title:	 	Chief Financial Officer and Treasurer

 
			
	
	 GUESS? CANADA CORPORATION,
 a
company amalgamated under the laws of the province of Nova Scotia, Canada, as Canadian Borrower

 
			
		
	By:	 	/s/ Sandeep Reddy

 
			
	Name:	 	Sandeep Reddy

 
			
	Title:	 	Chief Financial Officer

 
			
	
	 GUESS? VALUE LLC,
 a Virginia
limited liability company,
 as Guarantor

 
			
		
	By:	 	/s/ Sandeep Reddy

 
			
	Name:	 	Sandeep Reddy

 
			
	Title:	 	Chief Financial Officer and Treasurer

  
 [Signature page to
Amendment Number Two to Loan, Guaranty and Security Agreement] 

 
			
	AGENT AND LENDERS:
	
	 BANK OF AMERICA, N.A.,

	 as Agent and a U.S. Lender

 
			
		
	By:	 	/s/ Phuong Nguyen

 
			
	Name:	 	Phuong Nguyen

 
			
	Title:	 	Senior Vice President

 
			
	 BANK OF AMERICA, N.A.

	 (acting through its Canada branch),

as a Canadian Lender

 
			
		
	By:	 	/s/ Sylwia Durkiewicz

 
			
	Name:	 	Sylwia Durkiewicz

 
			
	Title:	 	Vice President

 
			
	 BANK OF THE WEST,

as a U.S. Lender

 
			
		
	By:	 	/s/ Shikha Rehman

 
			
	Name:	 	Shikha Rehman

 
			
	Title:	 	Director

 
			
	 BANK OF THE WEST,

as a Canadian Lender

 
			
		
	By:	 	/s/ Shikha Rehman

 
			
	Name:	 	Shikha Rehman

 
			
	Title:	 	Director

  

 
			
	 HSBC BANK USA, NATIONAL

	 ASSOCIATION,

	 as a U.S. Lender

 
			
		
	By:	 	/s/ Kevin Toda

 
			
	Name:	 	Kevin Toda

 
			
	Title:	 	SVP

  

 
			
	 HSBC BANK USA, NATIONAL

ASSOCIATION,

	 as a Canadian Lender

 
			
		
	By:	 	/s/ Kevin Toda

 
			
	Name:	 	Kevin Toda

 
			
	Title:	 	SVP

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00294-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00294-of-00352.parquet"}]]