Document:

EXHIBIT 10.1

 

     

     

    

TABLE  OF CONTENTS Page  2 of12 Section Document/Clause/Provision Page No . A Standard  Form 1449 l B Continuation  ofSF1449  (Block 19 - 24) 3 C Contract Clauses 5 D Contract  Documents, Exhibits  or Attachments Error! Bookmark not defined.2 Points of  Contact: Contract  Specialist:  David Smythe;  T:  770.488.2782;  E:  dsmythe@cdc.gov  Contracting  Officer's  Representative:  Cornelious  Martin  - T:  404.639.0840  - E:  IOQ8@cdc.gov  Vendor  POC:  Ray  Taylor - T:  919.859.7915  E: i:taylor@BIOCRYST.com

     

     

    

 Page  3 of12 SECTION  B. Line Items  &  Supply Details Base  Period:  09/01/2018 - 08/31/2019 ITEM SUPPLIES/ SERVICES QTY /UNIT UNIT  PRICE EXTENDE D PRICE 0001 Peramivir  (RAPIVAB 200mg/20ml  vial  - 3  doses  per package) See  Section  B.2  for  additional details. Ordering Period: 09/01/2018  - 08/31/2019 10,000 Packages $693.20 $6,932,000.00 Line(s)  Of  Accounting:   939ZWUX  26422018 75 - X - 0956 5664711101 $6,932,000 . 00 0 1 p . ti on P e . r1 0 d 1 : 09/01/2019 - 08/31/2020 ITEM SUPPLIES/ SERVICES QTY /UNIT UNIT PRICE EXTENDED PRICE 0002 Peramivir  (RAPIVAB 200mg/20ml  vial  - 3  doses per package) See  Section B.2 for  additional details. Ordering  Period:  09/0l/2019  - 08/31/2020 10,000 Packages $693.20 $6,932,000.00 0  1 P f 100  P e .  no d  2 :  09/01/2020  - 08/31/2021 ITEM SUPPLIES/ SERVICES QTY /UNIT UNIT PRICE EXTENDED PRICE 0003 Peramivir  (RAPIVAB 200mg/20ml  vial  - 3  doses  per package) See  Section B.2  for  additional details. Ordering Period:  09/01/2020  - 08/31/2021 10,000 Packages $693.20 $6,932,000.00 0  1p: f100  P e . rao d  3 :  09/01/2021  - 08/31/2022 ITEM SUPPLIES/ SERVICES QTY /UNIT UNIT PRICE EXTENDED PRICE 0004 Peramivir  (RAPIVAB  200mg/20ml  vial  - 3  doses  per package) See  Section  B.2  for  additional details . Ordering Period:  09/0l  /2021 - 08/31/2022 10,000 Packages $693.20 $6,932,000.00 0 tioo  Period   4:  09/01/2022 - 08/31/2023 ITEM SUPPLIES/ SERVICES T  Y / UN IT UNIT PRICE EXTENDED PRICE

     

     

    

Page  4 of 12 0005 Peramivir  (RAPIVAB 200mg/20ml  vial  - 3  doses  per package) See  Section  B.2 for  additional details . Ordering Period:  09/01/2022  - 08/31/2023 10 , 000 Packages $693.20 $6,932,000.00 Contract Total Value: $34,660,000.00 B.2  Shipping  and  Delivery Requirement 8 .2. 1 Product R e qu ire m e n t : Peramivir  (RAPIVAB  200mg/20ml  vial) .  10 , 000 packages of3 doses  each - Base  Period .  10,000  packages of3   doses  each  for  each  of  4  option periods. 8  .2 . 2  Pa c kin  g  R eq uir eme n ts : • At  time of  delivery  to  the  Government, the  Contractor is  required  to  provide  shelf  life  dating  data.   Contractor  shall provide maximum  shelf life. • No  Partial  Case  or  Packages  quantities  will  be accepted • No  Mixed  Lot  #'s  per Case or per Packages  will be accepted • One  Lot number per  pallet.  The  last  pallet  will  be  able  to  contain multiple  lot  numbers  per  PO;  Lots   must be  clearly identified . • Lot  numbers and  quantities  shall  be  included  on  the  packing list • All  pallets  are to  have  the  identical  TyHi  stack  pattern  except  for  the  last final pallet • All  product  to  be  delivered on standard  48"  by  40"  pallet ,  not  to  exceed  60"  in  height,  stretch wrapped   and  secured to  pallet  for  safe  transport • Full  case  quantities only . • Contractor  shall  contact  designated  POC  to  schedule  delivery appointments. 8  . 2.3  Sh i ppin g  and  De li very S c h e d u l e: The  Contracting  Officer's  Representative  (COR)  will  disclose  exact  shipping  location(s) after  a  Non - Disclosure   Agreement is  in  place.  The  COR  will  also coordinate  with the contractor  on  the  delivery  schedule  for the product   ordered  within  each  CLIN period. 8 . 2 .4. Spec ial R e qu i r e m e nt s: The  products  produced and  stored under  this contract  shall  be  FDA  approved  and  shall  be manufactured  in accordance with the conditions approved by the Food and Drug Administration under appropriate patents for the medication . The current Good Manufacturing Practice regulations (cGMP's) ( 21 CFR Parts 210 211 ) will be the standard to be applied for manufacturing, processing and packing of drugs .

     

     

    

Page  5  of 12 SECTION  C  - Contract  Clauses   Section  C.1  FAR,  HHSAR Clauses 52.252 - 2  Clauses  Incorporated  by  Reference  (Feb 1998) This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text . Upon request, the Contracting Officer will make their full text available . Also, the full text of a clause may be accessed electronically at this/these address(es) : www . acquisition . gov SOURCE TITLE AND DATE FAR52.2l2 - 4 Contract  Terms  and  Conditions - Commercial  Items  (Jan 2017) FAR 52.232 - 39 Unenforceability  of  Unauthorized  Obligations (Jun 2013) FAR 52.232 - 40 Providing  Accelerated Payments  to  Small  Business  Contractors  (Dec 20,13) FAR 52.247.34 F.o.b.  Destination  (Nov 1991) HHSAR 352.239 - 74 Electronic  and  Information Technology  Accessibility  (Dec 2015) 5  2.217 - 6  - Option  for  Increased  Quantity.  (Mar 1989) The Government  may  increase  the  quantity  of  supplies  called  for  in the  Schedule at  the  unit  price  specified.  The   Contracting  Officer may  exercise the  option  by  written  notice  to  the  Contractor  within  at  any  time  during the   performance  period.  Delivery  of  the  added items shall  continue  at  the same rate  as  the  like  items  called for  under  the   contract,  unless  the  parties  otherwise agree. 52.217 - 7  -- Option  for  Increased  Quantity  -- Separately  Priced Line  Item.  (Mar 1989) The Government  may  require the  delivery  of  the numbered  line  item,  identified in  the  Schedule  as an  option  item,  in   the  quantity  and  at  the  price stated in  the  Schedule. The  Contracting Officer  may  exercise  the option  by  written   notice  to  the  Contractor  within  20  days  of  the  end  of  the  performance  period.  Delivery  of  added items shall  continue   at  the  same  rate  that like  items  are  called  for  under  the  contract, unless  the  parties  otherwise agree. 52.212 - 5  Contract  Terms  and  Conditions Required  To  Implement  Statutes  or  Executive  Orders Commercial Items. As  prescribed in  12.30  I (b)( 4),  insert  the following  clause: CONTRACT  TERMS  AND  CONDITIONS  REQUIRED TO  IMPLEMENT  STATUTES  OR  EXECUTIVE  ORDERS - COMMERCIAL   ITEMS  (AUG 2018) (a) The  Contractor  shall  comply  with  the following  Federal Acquisition  Regulation  (FAR)  clauses,  which  are   incorporated  in  this  contract by reference,  to  implement  provisions  of  law  or  Executive  orders  applicable to   acquisitions  of  commercial items: (I) 52 . 203 - 19 , Prohibition on Requiring Certain Internal Confidentiality Agreements or Statements (JAN 2017 ) (section 743 of Division E, Title VII, of the Consolidated and Further Continuing Appropriations Act, 2015 (Pub . L . 113 - 235 ) and its successor provisions in subsequent appropriations acts (and as extended in continuing resolutions)) . (2) 52.204 - 2 Prohibition  on Contracting for  Hardware,  Software,  and  Services  Developed  or  Provided  by   Kaspersky  Lab  and  Other Covered  Entities  (JUL  2018)  (Section  1634  of  Pub.  L. 115 - 91). (3) 52.209 - I  0 ,  Prohibition  on  Contracting  with  Inverted Domestic  Corporations  (Nov  2015).   (4)  52 . 233 - 3 ,  Protest  After Award  (AUG   1996) 3 1 U ... 3553 .

     

     

    

 Page  6  of 12 (5) 52.233 - 4 , Applicable  Law  for  Breach  ofContract  Claim  (OCT  2004)(Public  Laws  108 - 77  and  108 - 78 ( .12 .S . C.  3 8 0 5 n ote ) ) . (b)  The  Contractor shall  comply  with  the  FAR  clauses  in  this  paragraph  (b)  that  the  Contracting  Officer  has   indicated  as  being  incorporated  in  this  contract  by  reference  to  implement provisions  oflaw  or Executive  orders applicable  to  acquisitions  ofcommercial items: [Contracting  Officer check  as appropriate.] _x_  (1)  52.203 - 6 , Restrictions  on  Subcontractor  Sales  to  the  Government  (Sept  2006),  with  Alternate  I  (Oct   1995)  ( 41  U.S.C.  4704 and  IO  U.S.C. 2402 ) . _x_  (2)  52.203 - 13 ,  Contractor  Code  ofBusiness  Ethics  and  Conduct  (Oct  2015)  ( 41  U.S.C. 3509 )) . _ (3)  52.203 - 15 ,  Whistleblower  Protections  under  the  American  Recovery  and  Reinvestment  Act of2009   (June  2010) (Section  1553  ofPub.  L.  111 - 5).  (Applies to  contracts  funded  by  the  American  Recovery  and   Reinvestment  Act of2009.) _  (4)  52.204 - 10 ,  Reporting  Executive  Compensation  and  First - Tier  Subcontract  Awards  (Oct  2016)  (Pub. L. 109 - 282) ( 3 1  U.S.  .  6 1 0 1  not e . _ (5)  [Reserved]. _  (6)  52.204 - 14 ,  Service  Contract  Reporting  Requirements  (Oct  2016)  (Pub.  L.  111 - 117,  section  743 ofDiv. C). _ (7)  52.204 - 15 ,  Service  Contract Reporting  Requirements  for  Indefinite - Delivery  Contracts  (Oct  2016)   (Pub.  L.  111 - 117,  section  743  ofDiv. C). _x_  (8)  52.209 - 6 ,  Protecting  the  Government's  Interest  When  Subcontracting  with  Contractors Debarred, Suspended,  or  Proposed  for  Debarment.  (Oct  2015) (31 U.S.C.  6101 note). _x_  (9)  52.209 - 9 ,  Updates  ofPublicly  Available Information  Regarding  Responsibility  Matters  (Jul  2013) (41 u.s.c. 2313). _ (10)  [Reserved]. _ (ll )(i) 52.219 - 3 , Notice ofHUBZone Set - Aside or Sole - Source Award (Nov 2011) ( 1 5 U .. C . 657a ) . _ (ii) Alternate I (Nov 2011) of 52.219 - 3 . _ (12)(i)  52.219 - 4 , Notice  ofPrice  Evaluation  Preference  for  HUBZone  Small  Business  Concerns  (OCT   2014)  (ifthe  offeror  elects  to  waive  the  preference,  it  shall  so  indicate  in  its  offer)  (1 5  U.S.C. 657a ) . _ (ii)  Alternate  I  (JAN  2011)  of 52.219 - 4 . _ (13)  [Reserved] _ (14)(i)  52.219 - 6 ,  Notice  ofTotal  Small  Business  Set - Aside  (Nov  2011)  ( 15  U.S.C.  644 ) . _ (ii)  Alternate  I  (Nov  2011). _ (iii) Alternate II (Nov 2011). _ (15)(i)  52.219 - 7 ,  Notice  ofPartial  Small  Business  Set - Aside  (June  2003)  ( 15  U.S.C.  644 ) . _ (ii)  Alternate  I  (Oct  1995)  of 52.219 - 7 . _ (iii) Alternate II (Mar 2004) of 52.219 - 7 . _x_  (16)  52.219 - 8 ,  Utilization  ofSmall  Business  Concerns  (Nov  2016)  ( 15  U.S.C.  637(d)(2) and  (3)). _x_  (17)(i)  52.219 - 9 , Small  Business  Subcontracting  Plan  (Aug  2018)  (1 5  U.S.C. 63 7(c l) (4) ) . _ (ii) Alternate I (Nov 2016) of 52.219 - 9 . _ (iii) Alternate II (Nov 2016) of 52.219 - 9 . _ (iv)  Alternate  III  (Nov  2016)  of 52.219 - 9 . _ (v)  Alternate  IV  (Aug  2018)  of 52.219 - 9 . _ (18)  52.219 - 13 ,  Notice  ofSet - Aside  ofOrders (Nov  2011)  ( 15  U.S.C.  644(r) ) . _ (19)  52.219 - 14 , Limitations  on  Subcontracting  (Jan  2017)  ( 15  U.S.C.  637(a)(14 )) . _x_  (20)  52.219 - 16 , Liquidated  Damages - Subcon - tracting  Plan  (Jan  1999)  ( 1 5  U  .. C . 6 37 (d )(4)( F )(i) ) .

     

     

    

 Page  7  of 12 _ (21)  52.219 - 27 ,  Notice  ofService - Disabled  Veteran - Owned  Small  Business  Set - Aside  (Nov  2011)  ( U . c . 657 . _  (22)  52.219 - 28 , Post  Award  Small  Business  Program  Rerepresentation  (Jul  2013) ( 15  U.S.C. 632{a){2 )) . _ (23)  52.219 - 29 , Notice  ofSet - Aside for,  or  Sole  Source  Award  to,  Economically  Disadvantaged  Women Owned  Small  Business Concerns  (Dec 2015)  (  15  U . S .  . 637 ( 111 ) ) . _ (24)  52.219 - 30 , Notice  ofSet - Aside  for,  or  Sole  Source  Award  to,  Women - Owned  Small  Business Concerns  Eligible  Under  the Women - Owned  Small  Business  Program  (Dec  2015)  ( 15  U.S.C. 637{m )) . _x_  (25)  52.222 - 3 , Convict  Labor  (June  2003) (E.O. 11755). _x_  (26)  52.222 - 19 , Child  Labor - Cooperation with  Authorities  and Remedies  (Jan  2018)  (E.O. 13126). _x_  (27)  5 2.222 - 21 ,  Prohibition  ofSegregated  Facilities  (Apr 2015). _x_  (28)(i)  52.222 - 26 , Equal  Opportunity  (Sept  2016)  (E.O. 11246). (ii)  Alternate  I  (FEB  1999) of 52.222 - 26 . _x_  (29)(i)  52.222 - 35 ,  Equal  Opportunity  for  Veterans  (Oct  2015)( 3 8  U . S . C .  4212 . (ii)  Alternate  I  (JULY2014) of 52.222 - 35 . _x_  (30)(i)  52.222 - 36 ,  Equal  Opportunity  for  Workers  with  Disabilities (July 2014) ( 2 9 . C . 7 9 3 ) . (ii)  Alternate  I  (JULY2014) of 52.222 - 36 . _x_  (31)  52.222 - 37 ,  Employment  Reports  on  Veterans  (FEB  2016)  (38  U.S.C. 4212). _x_  (32)  52.222 - 40 , Notification  ofEmployee  Rights  Under  the  National  Labor  Relations  Act  (Dec  2010)   (E.O. 13496). _x_  (33)(i)  52.222 - 50 ,  Combating  Trafficking in  Persons  (Mar  2015)  ( 22  U .  .  .  chapter  78 and  E.O. 13627). _ (ii)  Alternate  I  (Mar  2015)  of 52.222 - 50  ( 2 2  U  . . .  c h apter  78 and  E.O.  13627). _x_  (34)  52.222 - 54 , Employment  Eligibility  Verification  (OCT  2015). (Executive  Order  12989).  (Not   applicable  to  the  acquisition  ofcommercially  available  off - the - shelfitems  or  certain  other  types  ofcommercial items as  prescribed  in 22.1803 .) _ (35)(i)  52.223 - 9 , Estimate  ofPercentage  ofRecovered  Material  Content  for  EPA - Designated  Items  (May   2008)  ( 4 2  U . S ..6962  c  3  A  i i ) .  (Not  applicable  to  the  acquisition  ofcommercially  available  off - the - shelf items.) _  (ii)  ᪽ ltemate  I  (May  2008)  of 52.223 - 9  ( 4 2  U . S.    .  9   2   i   2 ). (Not  applicable  to  the  acquisition  of   commercially  available off - the - shelfitems.) _ (36)  52.223 - 11 , Ozone - Depleting  Substances  and  High  Global  Warming Potential Hydrofluorocarbons   (JUN  2016)  (E.O. 13693). _ (37)  52.223 - 12 , Maintenance, Service,  Repair,  or  Disposal  ofRefrigeration  Equipment  and  Air   Conditioners  (JUN  2016) (E.O. 13693). _ (38)(i)  52.223 - 13 ,  Acquisition  ofEPEAT® - Registered  Imaging  Equipment  (JUN  2014)  (E.O.s  13423  and   13514). _ (ii) Alternate I (Oct 2015) of 52.223 - 13 . _ (39)(i)  52.223 - 14 ,  Acquisition  ofEPEAT® - Registered  Televisions  (JUN  2014)  (E.O.s  13423  and  13514). _ (ii)  Alternate  I  (Jun  2014)  of 52.223 - 14 . _ (40)  52.223 - 15 , Energy  Efficiency  in  Energy - Consuming  Products  (DEC  2007)  ( 4 2  U.S.C .  8 25 % ) . _ (4l)(i)  52.223 - 16 , Acquisition  ofEPEAT® - Registered  Personal  Computer  Products  (OCT  2015)  (E.O.s   13423  and 13514). _ (ii)  Alternate  I  (Jun  2014)  of 52.223 - 16 . _x_  (42)  52.223 - 18 , Encouraging  Contractor  Policies  to  Ban  Text  Messaging  While  Driving  (AUG  2011) (E.O. 13513). _ (43)  52.223 - 20 , Aerosols  (JUN  2016)  (E.O.  13693). _ (44)  52.223 - 21 , Foams  (JUN  2016)  (E.O.  13693). _ (45)(i)  52.224 - 3 ,  Privacy  Training  (JAN  2017)  (5  U.S.C.  552a).

     

     

    

 Page  8  of 12 _ (ii) Alternate I (JAN 2017) of52.224 - 3. _x_  (46)  52.225 - 1 , Buy  American  Supplies  (May  20I4) ( ᪽ 4 1 ᪽ ᪽ ᪽ ᪽ = ᪽ = _  (47)(i)  52.225 - 3 ,  Buy  American - Free  Trade  Agreements - Israeli  Trade  Act  (May  2014)  41  U .. .   chapter  83 ,  19  U.S.C.  3301 note,  19 U.S.C.  2112 note,  19  U.S.C.  3805 note,  19  U.S.C.  4001 note, Pub.  L. 103 - 182, 108 - 77,  108 - 78,  108 - 286, 108 - 302, 109 - 53,  109 - 169, 109 - 283, 110 - 138, 112 - 41,  112 - 42,  and 112 - 43. _ (ii) Alternate I (May  2014) of 52.225 - 3 . _ (iii)  Alternate  II  (May  2014)  of 52.225 - 3 . _ (iv)  Alternate  III  (May  2014)  of 52.225 - 3 . _x_  (48)  52.225 - 5 , Trade  Agreements  (AUG  2018)  19 U . S .  .  2 50 1 , et  seq.,  19 U.S.C.  330 I note). _x_  (49)  52.225 - 13 , Restrictions  on Certain  Foreign  Purchases  (June  2008)  (E.O.'s,  proclamations,  and   statutes  administered  by  the  Office  ofForeign  Assets  Control  ofthe  Department  ofthe Treasury). _  (50)  52.225 - 26 ,  Contractors  Performing Private Security  Functions  Outside  the  United  States  (Oct  2016)   (Section  862,  as  amended,  ofthe  National  Defense  Authorization  Act for  Fiscal Year  2008;  1 0  U . S.C .  2302 Note) . _ (51)  52.226 - 4 ,  Notice  ofDisaster  or  Emergency  Area Set - Aside  (Nov  2007)  ( 42  U.S.C.  5150 ) . _  (52)  52.226 - 5 , Restrictions  on  Subcontracting  Outside Disaster  or  Emergency  Area  (Nov  2007)  ( 4 2 U.S . 5150 ) . _  (53)  52.232 - 29 , Terms  for  Financing  ofPurchases  ofCommercial Items  (Feb  2002)  ( 41  U.S.C.  4505 ,  lQ U.S.C. 2307( 0) . _ (54)  52.232 - 30 , Installment  Payments  for  Commercial Items  (Jan  2017) ( 41  U ...  4 5 0 5 ,  IO  U.S.C . 2307( 0) . _x_  (55)  52.232 - 33 ,  Payment  by Electronic  Funds  Transfer  System  for  Award  Management  (Jul  2013) C U U.S.C. 3332 ). _  (56)  52.232 - 34 ,  Payment  by  Electronic  Funds  Transfer - Other  than  System  for  Award  Management  (Jul   2013)  ( 31  u.s.c. 3332 ) . _ (57)  52.232 - 36 , Payment  by  Third  Party  (May  2014)  ( 3 1  U...  3332 ) . _ (58)  52.239 - 1 , Privacy  or  Security  Safeguards  (Aug  1996)  ( 5  U.S.C. 552a ) . _ (59)  52.242 - 5 , Payments  to  Small  Business  Subcontractors  (JAN  2017)(15  U.S.C.637(d)(12)). _  (60)(i)  52.247 - 64 , Preference  for  Privately  Owned  U.S. - Flag  Commercial  Vessels  (Feb  2006)  ( 46  U.S.C .   Appx.  1241(b) and  1 0  U . S . C . 2 6 3 1 ) . _ (ii) Alternate I (APR 2003)  of 52.247 - 64 . _ (iii)  Alternate  II  (FEB  2006)  of 52.247 - 64 . (c)  The  Contractor  shall comply  with  the  FAR  clauses  in  this  paragraph  (c),  applicable  to  commercial  services,   that  the  Contracting  Officer  has  indicated  as  being  incorporated  in  this  contract  by  reference  to implement provisions  oflaw  or  Executive  orders  applicable  to  acquisitions  ofcommercial items: [Contracting  Officer  check  as appropriate.] _ (I) 52.222 - 17 , Nondisplacement ofQualified Workers (May 2014)(E.O. 13495). _  (2)  52.222 - 41 , Service  Contract  Labor  Standards  (AUG  2018)  ( 4 1  U . S .  .  cha tcr  67 ) . _ (3)  52.222 - 42 , Statement  ofEquivalent  Rates  for  Federal  Hires  (May  2014)  ( 2 9  U .. C.2 06 and  41  U.S.C .   chapter  67 ) . _  (4)  52.222 - 43 , Fair  Labor  Standards  Act  and  Service Contract  Labor  Standards - Price  Adjustment  (Multiple   Year  and  Option  Contracts)  (Aug  2018)  ( 29  U.S.C.  206 and  4 1  U . S . C .  c h ap t e r 6 7 ) . _ (5)  52.222 - 44 , Fair  Labor  Standards  Act  and  Service Contract  Labor  Standards - Price  Adjustment  (May   2014)  ( 29  U.S.C. 206 and  41 U.S.C.  chapter  67 ) . _  (6)  52.222 - 51 , Exemption  from Application  ofthe  Service  Contract  Labor  Standards  to  Contracts  for   Maintenance,  Calibration,  or  Repair  ofCertain  Equipment - Requirements (May  2014)  ( 4 1  U .  .. cha  t e r 67 ) . _ (7)  52.222 - 53 , Exemption  from  Application  ofthe  Service  Contract  Labor  Standards  to  Contracts  for Certain Services Requirements  (May  2014)  ( 4 1  U .. C.  chapter 67 ) .

     

     

    

 Page  9  of 12 _ (8)  52.222 - 55 ,  Minimum  Wages  Under Executive  Order  13658  (Dec  2015). _ (9)  52.222 - 62 ,  Paid  Sick  Leave  Under Executive Order  13706  (JAN  2017)  (E.O. 13706). _ (10)  52.226 - 6 ,  Promoting  Excess  Food  Donation  to  Nonprofit  Organizations  (May  2014)  ( 42  U.S.C. 1792 ) . _  (11)  52.237 - 11 ,  Accepting  and  Dispensing  of $1  Coin  (Sept  2008)  ( 31  U.S.C.  5  l  12(p)(I) ) . (d) Comptroller  General  Examination  ofRecord.  The  Contractor  shall  comply  with  the  provisions  of  this   paragraph  (d)  if  this  contract  was  awarded  using other  than  sealed  bid,  is  in  excess  of  the  simplified acquisition threshold,  and  does  not contain  the clause  at  52.215 - 2 , Audit  and Records - Negotiation. (I) The  Comptroller  General  of  the  United  States,  or  an  authorized  representative  of  the  Comptroller  General,   shall  have  access  to  and  right  to  examine  any  of  the  Contractor's  directly  pertinent  records  involving  transactions  related  to  this contract. (2) The  Contractor shall  make  available  at  its  offices  at  all  reasonable  times  the  records,  materials,  and  other   evidence  for  examination,  audit,  or  reproduction,  until  3  years  after  final  payment  under  this  contract  or  for  any   shorter  period  specified  in  FAR subpart  4.7 ,  Contractor  Records  Retention,  of  the  other  clauses  ofthis  contract. If this  contract  is  completely  or  partially  terminated,  the  records  relating to  the  work  terminated  shall  be  made   available  for  3 years  after  any  resulting  final  termination  settlement.  Records  relating to  appeals  under  the disputes clause  or  to  litigation  or  the  settlement  of  claims  arising  under  or  relating to  this  contract  shall  be  made  available   until  such  appeals,  litigation,  or  claims  are  finally resolved. (3) As  used  in  this  clause,  records  include  books,  documents,  accounting  procedures  and  practices,  and other data,  regardless  of  type  and  regardless  of  form.  This  does  not require  the  Contractor  to  create  or  maintain  any  record   that  the  Contractor  does  not maintain  in  the  ordinary  course  of  business  or  pursuant  to  a  provision  of law. (e)(l)  Notwithstanding  the  requirements  of  the  clauses  in  paragraphs  (a),  (b), (c),  and  (d)  of  this  clause, the Contractor  is  not  required  to  flow  down  any  FAR  clause,  other  than  those  in  this  paragraph  (e)(1)  in  a  subcontract   for  commercial  items.  Unless  otherwise  indicated below,  the  extent  ofthe flow  down  shall  be  as  required  by  the   clause - (i) 52.203 - 13 ,  Contractor  Code  of  Business  Ethics  and  Conduct  (Oct  2015)  ( 4 1  U  ... 35 09 ) . (ii) 52.203 - 19 ,  Prohibition  on  Requiring  Certain  Internal  Confidentiality  Agreements  or  Statements (Jan 2017) (section  743  of  Division  E,  Title  VII,  of  the  Consolidated  and  Further  Continuing  Appropriations  Act,  2015   (Pub.L.  113 - 235)  and  its  successor  provisions  in  subsequent  appropriations  acts  (and  as  extended  in  continuing   resolutions)). (iii) 52.204 - 23 ,  Prohibition  on  Contracting  for  Hardware,  Software,  and  Services  Developed  or  Provided  by   Kaspersky  Lab  and  Other  Covered  Entities  (JUL  2018) (Section  1634 ofPub.L.115 - 91). (iv) 52.219 - 8 ,  Utilization  of  Small  Business  Concerns  (Nov  2016)  ( 15  U.S.C.  637(d)(2) and  (3)),  in all subcontracts  that  offer  further  subcontracting  opportunities.  Ifthe  subcontract (except  subcontracts  to  small  business   concerns)  exceeds  $700,000  ($1.5  million  for  construction  of  any  public  facility),  the  subcontractor  must include 52.219 - 8 in  lower  tier  subcontracts  that  offer  subcontracting opportunities. (v) 52.222 - 1 7 ,  Nondisplacement  of  Qualified  Workers  (May  2014)  (E.O.  13495).  Flow  down  required  in  accordance  with  paragraph  (1)  of  FAR  clause 52.222 - 17 . (vi) 52.222 - 21 , Prohibition  of  Segregated  Facilities  (Apr 2015) (vii) 52.222 - 26 , Equal  Opportunity  (Sept  2016) (E.O. 11246). (viii) 52.222 - 35 , Equal  Opportunity  for  Veterans  (Oct  2015) ( 3 8  U  ... 4 2 1 2 ) . (ix) 52.222 - 36 ,  Equal  Opportunity  for  Workers  with  Disabilities (Jul  2014) ( 29  U.S.C.  793 ) . (x) 52.222 - 37 ,  Employment  Reports  on  Veterans  (Feb  2016)  ( 38  U.S.C.  4212 ) (xi) 52.222 - 40 , Notification  of  Employee  Rights  Under  the  National  Labor  Relations  Act  (Dec 2010)  (E.O.   13496).  Flow  down  required  in  accordance  with  paragraph  (f)  of  FAR  clause 52.222 - 40 . (xii) 52.222 - 41 ,  Service  Contract  Labor  Standards  (Aug  2018)  ( 4 1  U..C .  chapter 6 7 ) .

     

     

    

 Page  10  of 12 52.222 - 50 , Combating  Trafficking  in Persons  (Mar  2015)  ( 22  U .  . .  c h ap t e r  78 and  E.O  13627).  Alternate  I  (Mar   2015)  of  52.222 - 50  ( 22  U .. C .  chapter  78 and  - . 1 3 6 27 ) . (xiv) 52.222 - 51 , Exemption  from  Application  of  the  Service  Contract  Labor  Standards  to  Contracts for Maintenance,  Calibration,  or  Repair  of  Certain Equipment - Requirements  (May  2014)  ( 4  I  U . S. .  chapter 6 7 ) . (xv) 52.222 - 53 , Exemption  from  Application  of  the  Service  Contract  Labor  Standards  to  Contracts  for  Certain  Services - Requirements  (May  2014)  ( 4 1  U . S .C.  cha t e r 6 7 ) . (xvi) 52.222 - 54 ,  Employment  Eligibility  Verification  (OCT  2015)  (E.O. 12989). (xvii) 52.222 - 5 5 Minimum  Wages  Under  Executive  Order  13658  (Dec 2015). (xviii) 52.222 - 62 ,  Paid  Sick  Leave  Under  Executive  Order  13706  (JAN  2017)  (E.O.  13706).   (xix)(A) 52.224 - 3 , Privacy  Training  (JAN  2017)  (5  U.S.C. 552a). (B)  Alternate  I  (JAN  2017)  of 52.224 - 3 . (xx) 52.225 - 26 , Contractors  Performing Private  Security  Functions  Outside the  United  States  (Oct  2016)   (Section  862,  as  amended,  of  the  National Defense  Authorization  Act  for  Fiscal  Year  2008; 1 0  U . S.C .  23 0 2 Not e} . (xxi) 52.226 - 6 ,  Promoting  Excess  Food  Donation  to  Nonprofit  Organizations  (May  2014)  ( 42  U.S.C .  1792 ) .  Flow  down  required  in  accordance  with  paragraph  (e)  ofFAR  clause 52.226 - 6 . (xxii) 52.247 - 64 ,  Preference  for  Privately  Owned  U.S. - Flag  Commercial  Vessels  (Feb  2006) ( 46  .S. C . Appx.  1241  (b) and I O  U.  · .  .  263  I ) .  Flow  down  required  in  accordance  with  paragraph  (d)  of  FAR  clause  52.247 - 64 . (2)  While  not required, the  Contractor  may  include  in  its  subcontracts  for  commercial items  a  minimal  number   of  additional  clauses  necessary to  satisfy  its  contractual obligations. Section C.2. Evaluation  of  Contractor  Performance Utilizing  CPARS  &  CPARS Requirements 1.  CDC42.0002  Evaluation  of  Contractor  Performance Utilizing  CPARS  (April 2013) In  accordance  with  FAR  42.15,  the  Centers  for  Disease  Control  and  Prevention  (CDC)  will  review  and   evaluate  contract  performance. FAR  42.1502  and  42.1503  requires  agencies  to  prepare  evaluations  of  contractor   performance  and  submit  them  to  the Past  Performance Information  Retrieval  System  (PPIRS).  The  CDC utilizes  the   Department  of  Defense  (DOD)  web - based  Contractor Performance  Assessment Reporting  System  (CPARS)  to   prepare  and  report  these  contractor  performance  evaluations.  All  information  contained  in  these assessments  may  be   used  by the  Government, within  the  limitations  ofFAR  42.15,  for  future  source  selections  in  accordance  with FAR 15.304  where  past  performance  is  an  evaluation factor. The  CPARS  system  requires  a  contractor  representative  to be  assigned  so  that the  contractor  has  appropriate  input   into  the  performance  evaluation  process. The  CPARS  contractor  representative  will  be  given  access  to  CPARS  and   will  be  given the  opportunity  to  concur  or not - concur  with  performance evaluations  before  the evaluations  are   complete.  The  CPARS  contractor  representative  will  also  have  the  opportunity  to  add  comments  to  performance   evaluations. The  assessment  is  not  subject  to  the  Disputes  clause  of  the  contract,  nor  is  it  subject  to  appeal  beyond  the   review  and  comment  procedures  described in  the  guides  on  the  CPARS  website.  Refer  to:  www.cpars.gov  for   details  and  additional information related  to  CPARS,  CPARS  user  access,  how  contract  performance  assessments  are  conducted,  and  how  Contractors participate.  Access  and  training  for  all  persons  responsible  for  the  preparation   and  review  of  performance  assessments  is  also  available  at  the  CPARS website. The  contractor  shall  provide the  CDC  contracting  office  with  the name,  e - mail  address,  and  phone  number  of their designated  CPARS  representative  who  will  be  responsible  for  logging  into  CPARS  and  reviewing  and  commenting   on  performance  evaluations.  The  contractor shall  maintain  a  current  representative  to  serve  as  the  contractor   representative in  CPARS.  It  is  the  contractor's  responsibility  to  notify  the  CDC  contracting  office,  in  writing  (letter   or  email),  when  their  CPARS  representative information  needs  to  be  changed or  updated.  Failure to  maintain   current  CPARS  contractor  representative  information  will  result  in  the  loss  of  an  opportunity  to  review  and   comment  on  performance evaluations. C.

     

     

    

Page  11  of 12 CDCAGOOl  - Invoice Submission  (Jul 2017) (a)  The  Contractor  shall submit  the  original  contract  invoice/voucher  as  described below  to: The  Centers  for  Disease  Control  and  Prevention   Office  of  Financial  Resources (OFR) P.O.  Box  15580   Atlanta,  GA 3033 Or  - The  Contractor  may  submit  the  original  invoice  via  facsmile  or  email:   Fax:  404 - 638 - 5324 Email:  FMOAPINV@CDC.GOV NOTE: Submit  to  only  one  (1)  of  the  above locations. (b) The  contractor  shall  submit  2 copies  ofthe  invoice  to  the  cognizant  contracting  office  previously  identified  in   this  contract.  These  invoice  copies  shall  be addressed  to  the  attention  ofthe  Contracting Officer. (c) The  Contractor  is ᪽ '  is  not  D  required  to  submit  a  copy  ofeach invoice  directly  to  the  Contracting  Officer's   Representative  (COR)  concurrently  with  submission  to  the  Contracting Officer. (d) In  accordance  with  5  CFR  part  1315  (Prompt  Payment),  CDC's  Office  ofFinancial  Resources  is  the  designated   billing  office for  the  purpose  ofdetermining  the  payment  due date  under  FAR 32.904. (e) The  Contractor  shall  include  (as  a  minimum)  the  following  information  on each  invoice: (1) Contractor's  Name  & Address (2) Contractor's  Tax  Identification  Number  (TIN) (3) Purchase  Order/Contract  Number  and  Task  Order  Number, ifAppropriate (4) Invoice Number (5) Invoice Date (6) Contract  Line  Item  Number  and  Description ofltem (7) Quantity (8) Unit  Price  &  Extended  Amount  for  each  line item (9) Shipping  and  Payment Terms (10) Total  Amount oflnvoice (11) Name,  title  and  telephone  number  ofperson to  be  notified  in  the event  ofa  defective invoice (12) Payment  Address,  ifdifferent  from  the  information  in  (c)(l ). (13) DUNS  +  4 Number (14) Electronic  funds  transfer  (EFT)  banking information (End ofClause)

     

     

    

Page  12  of 12 SECTION  D. Attachments Attachment  No.  1,  Non - disclosure agreement

     

     

    

EXHIBIT I Centers for Disease Control  and  Prevention (CDC)   Contractor Non - Disclosure Agreement I. Non - public Information BioCryst Pharmaceutical, Inc . understands that in order to fulfill the responsibilities pursuant to Peramivir/Rapivab 75 D 301 - 18 - C - 02984 between the Centers for Disease Control and Prevention and BioCryst Pharmaceutical, Inc . , 09 / 01 / 2018 , employees of BioCryst Pharmaceutical, Inc . will have access to non - public information, including confidential and privileged information contained in government - owned information technology systems . For purposes of this agreement, confidential information means government information that is not or will not be generally available to the public . Privileged information means information which can not be disclosed without the prior written consent of the CDC . In order to properly safeguard non - public information, BioCryst Pharmaceutical, Inc . agrees to ensure that prior to being granted access to government information or the commencement of work for the CDC, whichever is applicable, all employees will sign a Non - Disclosure Agreement (NDA) provided by the CDC prior to beginning work for the CDC . Contractor agrees to submit to the contracting official the original signed copies of NDAs signed by the contractor’s employees in accordance with the instructions provided by the contracting official . Failure to provide signed NDAs in accordance with this agreement and instructions provided by the contracting official could delay or prevent the employee from commencing or continuing work at the CDC until such agreement is signed and returned to the contracting official . Contractor further agrees that it will not cause or encourage any employee to disclose, publish, divulge, release, or make known in any manner or to any extent, to any individual other than an authorized Government employee any non - public information that the employee may obtain in connection with the performance of the employee’s responsibilities to the CDC . II. Procurement - Sensitive Information Contractor further agrees that it will not cause or encourage any employee to disclose, publish, divulge, release, or make known in any manner or to any extent, to any individual, other than an authorized Government employee, any procurement - sensitive information gained while in connection with fulfilling the employee’s responsibilities at the CDC . For purposes of this agreement, procurement - sensitive information includes, but is not limited to, all information in Statements of Work (SOW), Requests for Contract (RFC), and Requests for Proposal (RFP) ; Responses to RFPs, including questions from potential offerors ; non - public information regarding procurements ; all documents, conversations, discussions, data, correspondence, electronic mail (e - mail), presentations, or any other written or verbal communications relating to, concerning, or affecting proposed or pending solicitations or awards ; procurement data ; contract information plans ; strategies ; source selection information and documentation ; offerors’ identities ; technical and cost data ; the identity of government personal involved in the solicitation ; the schedule of key technical and procurement events in the award determination process ; and any other information that may provide an unfair competitive advantage to a contractor or potential contractor if improperly disclosed to them, or any of their employees . Contractor understands and agrees that employee access to any procurement - sensitive information may create a conflict of interest which will preclude contractor from becoming a competitor for any acquisition(s) resulting from this information . Therefore, if an employee participates in any discussions relating to procurement - sensitive information, assists in developing any procurement - sensitive information, or otherwise obtains any procurement - sensitive information during the course of performing duties at the CDC, contractor understands and agrees that contractor are be excluded from competing for any acquisition(s) resulting from this information . III. Identification of Non - Government Employees Contractor understands that its employees are not agents of the Government . Therefore, unless otherwise directed in writing by the CDC, contractor agrees to assist and monitor employee compliance with the following identification procedures : A. At the beginning of interactions with CDC employees, employees of other governmental entities, members of the public, or the media (when such communication or interaction relates to the contractor’s work with the CDC), contractors’ employees will identify themselves as an employee of a contractor . B. Contractors’ employees will include the following disclosures in all written communications, including outgoing electronic mail (e - mail) messages, in connection with contractual duties to the CDC :

     

     

    

Employee’s name BioCryst Pharmaceutical, Inc. Division of Strategic National  Stockpile   Centers for Disease Control  and Prevention C. At the  beginning of telephone conversations or conference calls, contractors’ employees  will  identify themselves as   an  employee  of  a contractor. D. Contractors  should not  wear any CDC  logo  on clothing, except for a CDC issued security badge  while  carrying out   work for CDC or on CDC premises. The only other exception is when a CDC management official has granted permission to  use  the CDC logo. E. Contractors’  employees  will program CDC voice  mail message  to identify themselves as an  employee  of a contractor. I understand that federal laws including, 18 U . S . C . 641 and 18 U . S . C . 2071 , provide criminal penalties for, among other things, unlawfully removing, destroying or converting to personal use, or use of another, any public records . Contractor acknowledges that contractor has read and fully understands this agreement . Name  of contractor:  Signature of  Authorized  Representative of Contractor:  Date: Copies retained  by:  contracting official and contractor

     

     

    

EXHIBIT II Centers for Disease Control  and  Prevention (CDC)   Contractors’  Employee  Non - Disclosure Agreement I . Non - Public Information I understand that in order to fulfill my responsibilities as an employee of [Name of CDC contractor], I will have access to non - public information, including confidential and privileged information contained in government - owned information technology systems . For purposes of this agreement, confidential information means government information that is not or will not be generally available to the public . Privileged information means information which can not be disclosed without the prior written consent of the CDC . I [Name of Employee], agree to use non - public information only in performance of my responsibilities to the CDC . I agree further that I will not disclose, publish, divulge, release, or make known in any manner or to any extent, to any individual other than an authorized Government employee, any non - public information that I may obtain in connection with the performance of my responsibilities to the CDC . II . Procurement - Sensitive Information I further agree that unless I have prior written permission from the CDC, I will not disclose, publish, divulge, release, or make known in any manner or to any extent, to any individual other than an authorized Government employee, any procurement - sensitive information gained in connection with the performance of my responsibilities to the CDC . I specifically agree not to disclose any non - public, procurement - sensitive information to employees of my company or any other organization unless so authorized in writing by the CDC . For purposes of this agreement, procurement - sensitive information includes, but is not limited to, all information in Statements of Work (SOW), Requests for Contract (RFC), and Requests for Proposal (RFP) ; Responses to RFPs, including questions from potential offerors ; non - public information regarding procurements ; all documents, conversations, discussions, data, correspondence, electronic mail (e - mail), presentations, or any other written or verbal communications relating to, concerning, or affecting proposed or pending solicitations or awards ; procurement data ; contract information plans ; strategies ; source selection information and documentation ; offerors’ identities ; technical and cost data ; the identity of government personal involved in the acquisition ; the schedule of key technical and procurement events in the award determination process ; and any other information that may provide an unfair competitive advantage to a contractor or potential contractor if improperly disclosed to them, or any of their employees . I understand and agree that my access to any procurement - sensitive information may create a conflict of interest which will preclude me, my current employer, or a future employer from becoming a competitor for any resulting government acquisition derived from this information . Therefore, if I participate in any discussions relating to procurement - sensitive information, assist in developing any procurement - sensitive information, or otherwise obtain any procurement - sensitive information during the course of performing my duties at the CDC, I understand and agree that I, my current employer, and any future employer(s) are excluded from competing for any resulting acquisitions . III.  Special Non - Disclosure Clause for Contractors with Access to CDC Grants  Management  and Procurement - Related  Information  Technology Systems In addition to complying with the non - disclosure requirements and safeguards stated above, I understand that my authorization to use CDC’s grants management and procurement systems is strictly limited to the access and functions necessary for the performance of my responsibilities to the CDC and which have been approved in advance by the CDC . I understand that I am not authorized to enter procurement requests for any requirements pertaining to contracts or subcontracts held by me or my employer . IV. Identification as a Non - Government Employee I understand that as an employee of a government contractor, I represent an independent organization and I am not an agent of the Government . Therefore, I agree that unless I have prior written authorization from the CDC, I will, at the beginning of interactions with CDC employees, employees of other governmental entities, members of the public, or the media (when such communication or interaction relates to the contractor’s work with the CDC), identify myself as an

     

     

    

employee  of a contractor. I  further  agree to  use  the  following  identification procedures in connection  with my work  at the   CDC: A. I  will  include  the  following disclosures  in  all  written  communications, including outgoing electronic  mail  (e - mail)   messages: Employee’s name   Name of contractor Center or office Affiliation Centers for Disease Control  and Prevention B. I  will  identify myself as  an  employee  of a contractor at the  beginning  of telephone conversations or conference calls; C. I will not wear any CDC logo on clothing, except for a CDC issued security badge while carrying out work for CDC or on CDC premises ; the only other exception is when a CDC management official has granted permission to use the CDC logo . D. I  will  program my CDC voice  mail message  to identify myself as a contractors’ employee. I understand that federal laws including, 18 U . S . C . 641 and 18 U . S . C . 2071 , provide criminal penalties for, among other things, unlawfully removing, destroying or converting to personal use, or use of another, any public records . I acknowledge that I have read and fully understand this agreement . Name  of contractor:  Name  of Employee: Signature of Employee:  Date: Copies retained  by:  contracting official, contractor,  and Employee   (End of Clause)Exhibit 10.37

 

EXECUTION VERSION

 

AMENDMENT NO. 4

 

Dated as of August 17, 2018

 

to

 

THIRD AMENDED AND RESTATED CREDIT AGREEMENT

 

Dated as of December 5, 2013

 

THIS AMENDMENT NO. 4 (“Amendment”) is made as of August 17, 2018 by and among Photronics, Inc. (the “Company”), the financial institutions listed on the signature pages hereof and JPMorgan Chase Bank, N.A., as Administrative Agent (in such capacity, the “Administrative Agent”) and as Collateral Agent (in such capacity, the “Collateral Agent”), under that certain Third Amended and Restated Credit Agreement dated as of December 5, 2013 by and among the Company, the Foreign Subsidiary Borrowers party thereto from time to time, the Lenders party thereto from time to time, the Collateral Agent and the Administrative Agent (as may be further amended, supplemented or otherwise modified from time to time, the “Credit Agreement”).  Capitalized terms used herein and not otherwise defined herein shall have the respective meanings given to them in the Credit Agreement.

 

WHEREAS, the Company has requested that the Lenders and the Administrative Agent agree to certain amendments to the Credit Agreement;

 

WHEREAS, the Lenders party hereto and the Administrative Agent have agreed to such amendments on the terms and conditions set forth herein;

 

NOW, THEREFORE, in consideration of the premises set forth above, the terms and conditions contained herein, and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Company, the Lenders party hereto and the Administrative Agent have agreed to enter into this Amendment.

 

1.         Amendments to Credit Agreement.  Effective as of the date of satisfaction of the conditions precedent set forth in Section 2 below, the Credit Agreement is hereby amended as follows:

 

(a)       Section 6.03(a)(iii)  of the Credit Agreement is amended and restated in its entirety as follows:

 

“ (iii) (A) any Loan Party (other than the Company) or any Subsidiary may sell, transfer, lease or otherwise dispose of its assets to, or otherwise dissolve into, a Loan Party and (B) the Company may sell, transfer, lease or otherwise dispose of its assets to, a Subsidiary Guarantor,”;

 

2.         Conditions of Effectiveness.  The effectiveness of this Amendment is subject to the conditions precedent that (a) the Administrative Agent shall have received counterparts of (i) this Amendment duly executed by the Company, the Required Lenders and the Administrative Agent and (ii) the Consent and Reaffirmation attached hereto duly executed by the Subsidiary Guarantors and (b) the Company shall have paid, to the extent invoiced, reasonable attorneys’ fees and expenses of the Administrative Agent in connection with this Amendment and the other Loan Documents.

 

3.         Representations and Warranties of the Company and Acknowledgements and Confirmations.  The Company hereby represents and warrants as follows:

 

(a)       This Amendment and the Credit Agreement, as amended hereby, constitute legal, valid and binding obligations of the Company and are enforceable against the Company in accordance with their terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other laws affecting creditors’ rights generally and subject to general principles of equity, regardless of whether considered in a proceeding in equity or at law.

 

(b)       As of the date hereof and giving effect to the terms of this Amendment, (i) no Default shall have occurred and be continuing and (ii) the representations and warranties of the Company set forth in the Credit Agreement, as amended hereby, are true and correct as of the date hereof.

 

4.         Reference to and Effect on the Credit Agreement.

 

(a)       Upon the effectiveness hereof, each reference to the Credit Agreement in the Credit Agreement or any other Loan Document shall mean and be a reference to the Credit Agreement as amended hereby.

 

(b)       Except as specifically amended above, the Credit Agreement and all other documents, instruments and agreements executed and/or delivered in connection therewith shall remain in full force and effect and are hereby ratified and confirmed.

 

(c)       The execution, delivery and effectiveness of this Amendment shall not operate as a waiver of any right, power or remedy of the Administrative Agent or the Lenders, nor constitute a waiver of any provision of the Credit Agreement or any other documents, instruments and agreements executed and/or delivered in connection therewith.

 

(d)       This Amendment shall constitute a Loan Document.

 

5.         Governing Law.  This Amendment shall be construed in accordance with and governed by the law of the State of New York.

 

6.         Headings.  Section headings in this Amendment are included herein for convenience of reference only and shall not constitute a part of this Amendment for any other purpose.

 

7.         Counterparts.  This Amendment may be executed by one or more of the parties hereto on any number of separate counterparts, and all of said counterparts taken together shall be deemed to constitute one and the same instrument.  Signatures delivered by facsimile or PDF shall have the same force and effect as manual signatures delivered in person.

 

[Signature Pages Follow]

 

2

IN WITNESS WHEREOF, this Amendment has been duly executed as of the day and year first above written.

 

	 	
PHOTRONICS, INC.,

	 	
as the Company

	 	 

		
By:  

	  	 

		
Name:

	 	 
	 	
Title:

	 	 

 

Signature Page to Amendment No. 4

Photronics, Inc.

Third Amended and Restated Credit Agreement dated as of December 5, 2013

 

	 	
JPMORGAN CHASE BANK, N.A., individually as a Lender 

and as Administrative Agent

	 	 

		
By: 

	 	 

	 	
Name:

	 	 
	 	
Title:

	 	 

 

Signature Page to Amendment No. 4

Photronics, Inc.

Third Amended and Restated Credit Agreement dated as of December 5, 2013

 

	 	
RBS CITIZENS, NATIONAL ASSOCIATION,

	 	
as a Lender

	 	 

		
By: 

	 	 

	 	
Name:

	 	 
	 	
Title:

	 	 

 

Signature Page to Amendment No. 4

Photronics, Inc.

Third Amended and Restated Credit Agreement dated as of December 5, 2013

 

	 	
TD BANK, N.A.,

	 	
as a Lender

	 	 

		
By: 

	 	 

	 	
Name:

	 	 
	 	
Title:

	 	 

 

Signature Page to Amendment No. 4

Photronics, Inc.

Third Amended and Restated Credit Agreement dated as of December 5, 2013

 

CONSENT AND REAFFIRMATION

 

Each of the undersigned hereby acknowledges receipt of a copy of the foregoing Amendment No. 4 to the Third Amended and Restated Credit Agreement dated as of December 5, 2013 (as amended, supplemented or otherwise modified from time to time, the “Credit Agreement”) by and among Photronics, Inc. (the “Company”), the Foreign Subsidiary Borrowers from time to time party thereto (together with the Company, the “Borrowers”), the financial institutions from time to time party thereto (the “Lenders”) and JPMorgan Chase Bank, N.A., as Administrative Agent (the “Administrative Agent”) and Collateral Agent, which Amendment No. 4 is dated as of August 17, 2018 (the “Amendment”).  Capitalized terms used in this Consent and Reaffirmation and not defined herein shall have the meanings given to them in the Credit Agreement.   Without in any way establishing a course of dealing by the Administrative Agent or any Lender, each of the undersigned consents to the Amendment and reaffirms the terms and conditions of the Subsidiary Guaranty and any other Loan Document executed by it and acknowledges and agrees that such agreements and each and every such Loan Document executed by the undersigned in connection with the Credit Agreement remains in full force and effect and is hereby reaffirmed, ratified and confirmed.  All references to the Credit Agreement contained in the above‐referenced documents shall be a reference to the Credit Agreement as so modified by the Amendment and as the same may from time to time hereafter be amended, modified or restated.

 

Dated:  August 17, 2018

 

[Signature Page Follows]

 

	
PHOTRONICS IDAHO, INC.

	 

	By:	 	 

	Name:	 	 
	Title:	 	 

 

	
TRIANJA TECHNOLOGIES, INC.

	 

	By:	 	 

	
Name:

	 	 
	
Title:

	 	 

 

	
PHOTRONICS TEXAS ALLEN, INC.

	 

	By:	 	 

	Name:	 	 
	Title:	 	 

 

	
PHOTRONICS CALIFORNIA, INC.

	 

	
By:

	 	 

	Name:	 	 
	
Title:

	 	 

 

Signature Page to Consent and Reaffirmation to Signature Page to Amendment No. 4

Photronics, Inc.

Third Amended and Restated Credit Agreement dated as of December 5, 2013

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