Document:

EX-10.2

 Exhibit 10.2 
 NANOSPHERE, INC. 
 Amendment to Options 

THIS AMENDMENT TO OPTIONS (this “Agreement”) is entered into effective as of June 1, 2012 by and between
Nanosphere, Inc., a Delaware corporation (the “Company”), and Chad A. Mirkin (the “Optionee”). 
 WHEREAS, under the Company’s 2000 Equity Incentive Plan (the “2000 Plan”), the Company granted the Optionee the non-qualified stock options identified on Exhibit A hereto and
evidenced by an Option Award Agreement by and between the Company and the Optionee (the “2000 Plan Options”); 

WHEREAS, under the Company’s 2007 Long-Term Incentive Plan (the “2007 Plan”), the Company granted the Optionee each
of the non-qualified stock options identified on Exhibit B hereto and evidenced by an Option Award Agreement by and between the Company and the Optionee (the “2007 Plan Options” and, together with the 2005 Plan Options, the
“Options”); and 
 WHEREAS, the Company and the Optionee wish to document and confirm the amendment of the
Options as set forth herein. 
 NOW, THEREFORE, in consideration of the premises and mutual promises and covenants contained in
this Agreement, the Company and the hereto agree as follows: 
 1. Exercisability of 2000 Plan Options. Notwithstanding
anything to the contrary contained in the 2000 Plan Options, and pursuant to the authority vested in the Compensation Committee of the Board of Directors of the Company (the “Committee”) pursuant to Section 5(c)(iii) of the
2000 Plan, the termination of the Optionee’s service with the Company or the failure of the Optionee to maintain any affiliation with the Company shall not result in the termination of the Optionee’s right to exercise any such 2000 Plan
Options at any time on or prior to the expiration of the term of the 2000 Plan Options set forth in Section 9 of the 2000 Plan Options. Notwithstanding anything to the contrary contained in the 2000 Plan Options, the Optionee shall remain a
“Participant” under the 2000 Plan through and until the expiration of the term of the 2000 Plan Options set forth in Section 9 of the 2000 Plan Options whether or not the Optionee maintains any affiliation with the Company at any time
after the date hereof. 
 2. Exercisability of 2007 Plan Options. Notwithstanding anything to the contrary contained in
any of the 2007 Plan Options, and pursuant to the authority vested in the Committee pursuant to Sections 6(e) and 6(h) of the 2007 Plan, the termination of the Optionee’s service with the Company or the failure of the Optionee to maintain any
affiliation with the Company shall not result in the termination of the Optionee’s right to exercise any such 2007 Plan Options at any time on or prior to the expiration of the term of any such 2007 Plan Options set forth in Section 8 of
each of the time-vested 2007 Plan Options and Section 7 of each of the cliff-vested 2007 Plan Options. Notwithstanding anything to the contrary contained in the 2007 Plan Options, the Optionee shall remain an “Eligible Person” under
the 2007 Plan through and until the expiration of the term of the 2007 Plan set forth in Section 8 of the time-vested 2007 Plan Options and Section 7 of the cliff-vested 2007 Plan Options, in each case whether or not the Optionee maintains
any affiliation with the Company at any time after the date hereof. 

 3. Miscellaneous. Except as modified by this Agreement, all other terms and
conditions of the Options shall remain in full force and effect. This Agreement may be executed in counterparts, each of which shall be deemed to be an original, and all of which shall constitute one and the same document. 

[Remainder of Page Intentionally Left Blank] 

 EXECUTED as of the date first set forth above. 

 

							
		 		 	NANOSPHERE, INC.
				
		 		 	By:	 	/s/ William P. Moffitt
		 		 		 	Name: William P. Moffitt
		 		 		 	Title: CEO
			
		 		 	OPTIONEE:
			
		 		 	 /s/ Chad A. Mirkin

		 		 	Chad A. Mirkin

 Exhibit A 

 

																	
	 Grant Date
	  	Expiration
Date	 	  	Option Type	 	  	Shares Underlying	 	  	Exercise
Price	 
	 07/14/2005
	  	 	07/14/2015	  	  	 	Non-Qual	  	  	 	120,000	  	  	$	4.50	  

 Exhibit B 

 

																	
	 Grant Date
	  	Expiration
Date	 	  	Option Type	 	  	Shares Underlying	 	  	Exercise
Price	 
	 04/03/2007
	  	 	04/03/2017	  	  	 	Non-Qual	  	  	 	230,000	  	  	$	4.50	  
	 04/03/2007
	  	 	04/03/2017	  	  	 	Non-Qual	  	  	 	230,000	  	  	$	4.50	  
	 06/01/2011
	  	 	06/01/2021	  	  	 	Non-Qual	  	  	 	39,060	  	  	$	4.50Fourth Amendment to Amended and Restated Credit Agreement

 Exhibit 10.1 
 FOURTH AMENDMENT 
 TO 

AMENDED AND RESTATED CREDIT AGREEMENT 
 THIS FOURTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT is entered into effective as of March 30, 2012 by and between INTERMEC, INC., a Delaware corporation (“Borrower”), and WELLS
FARGO BANK, NATIONAL ASSOCIATION (“Bank”). 
 RECITALS 

Borrower and Bank are parties to that certain Amended and Restated Credit Agreement dated January 14, 2011 (as amended, the
“Credit Agreement”). Borrower and Bank desire to amend the Credit Agreement in the manner set forth below. All capitalized terms used herein and not otherwise defined herein shall have the meaning attributed to them in the Credit
Agreement. 
 NOW, THEREFORE, in consideration of the mutual covenants and promises of the parties contained herein, Borrower
and Bank hereby agree as follows: 
 1. Section 4.9. Section 4.9 of the Credit Agreement is amended in
its entirety to read as follows: 
 Section 4.9. FINANCIAL CONDITION. Maintain Borrower’s consolidated
financial condition as follows using GAAP, consistently applied, and used consistently with prior practices (except to the extent modified by the definitions herein): 

(a) Borrower’s Adjusted EBITDA not less than $25,000,000 as of the end of Borrower’s second fiscal quarter of
2012, not less than $35,000,000 as of the end of Borrower’s third fiscal quarter of 2012 and not less than $45,000,000 as of the end of each subsequent fiscal quarter of Borrower. “Borrower’s Adjusted EBITDA” means, as of
the end of a fiscal quarter of Borrower, Borrower’s net income before tax for the four fiscal quarters ending with such fiscal quarter plus interest expense (net of capitalized interest expense), depreciation expense and amortization expense
for such period, plus any of the following for such period to the extent decreasing net income: (i) any non-cash compensation expense recorded from grants of stock appreciation, stock options, restricted stock or other similar rights to
officers, directors and other employees, (ii) any non-cash item or deduction recorded in accordance with any change in GAAP during or effective as of such period, (iii) any other non-cash item (other than any non cash charges to the extent
such charges represent an accrual of or reserve for cash expenditures in any future period) and (iv) with respect to the portion of such period ending before April 2, 2012, extraordinary, non-recurring or one time expenses, losses or
charges not to exceed $10,000,000 for such portion of such period, plus Historical EBITDA for such portion of such period, plus Target Acquisition Costs for such portion of such period. 

  

					
	FOURTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT	  	 	PAGE 1	  

 (b) [Intentionally Deleted] 

(c) [Intentionally Deleted] 
 (d) Asset Coverage Ratio not less than 1.00:1.00 as of the end of each fiscal quarter beginning with the last quarter of 2011. “Asset Coverage Ratio” means the ratio of (A) the total
of the following as of the end of such fiscal quarter: (i) 80% of total net accounts receivable (domestic and foreign), (ii) 55% of domestic finished goods inventory and (iii) 30% of domestic parts and service inventory to
(B) the total outstanding principal balance of the Line of Credit plus the undrawn face amount of all Letters of Credit. 
 (e) Borrower’s Total Funded Debt to EBITDA not in excess of 2.50 for each fiscal quarter, beginning with the last fiscal quarter of 2011. 

2. New Section 5.9. A new Section 5.9 is added to the Credit Agreement to read as follows: 

Section 5.9. PERMITTED ACQUISITIONS. Except for Permitted Acquisitions, acquire all or substantially all of the assets of, or more
than fifty percent (50%) of the voting Equity Interests of, or a business line or a division of, any Person. “Permitted Acquisition” means any acquisition, whether by purchase, merger or otherwise, of all or substantially all
of the assets of, or more than fifty percent (50%) of the voting Equity Interests of, or a business line or a division of, any Person; provided that: 

(i) all Persons, assets, business lines or divisions acquired shall be in the type of business engaged in by the Borrower
and its Subsidiaries as of March 30, 2012, or complimentary to such type of business, in each case as determined in good faith by Borrower’s board of directors; 

(ii) no Event of Default shall then exist or would exist after giving effect to such acquisition; 

(iii) as of the closing of any acquisition, such acquisition shall have been approved by the board of directors or
equivalent governing body of the Person to be acquired or from which such assets, business line or division is to be acquired; 
 (iv) the Borrower shall have delivered to Bank a certificate demonstrating to the Bank’s reasonable satisfaction that, upon giving effect to such acquisition and taking into account payment of all
transaction expenses in connection therewith, the Borrower, on a pro forma basis, would be in compliance with the financial covenants set forth in Section 4.9; 

  

					
	FOURTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT	  	 	PAGE 2	  

 (v) if such acquisition is structured as a merger, the Borrower (or if such
merger is with any Subsidiary, then a Subsidiary) shall be the surviving Person after giving effect to such merger and; 
 (vi) the total cash consideration (including assumed liabilities, earnout payments and any other deferred payment) paid for all of the Persons, assets, business lines or divisions acquired in the
aggregate after April 1, 2012 shall not exceed $30,000,000. 
 3. Ratification. Except as otherwise provided
in this Fourth Amendment, all of the provisions of the Credit Agreement are hereby ratified and confirmed and shall remain in full force and effect. 
 4. One Agreement. The Credit Agreement, as modified by the provisions of this Fourth Amendment, shall be construed as one agreement. 

5. Effective Date. This Fourth Amendment shall be effective as of March 30, 2012 upon execution and delivery by the
parties of this amendment and the attached Guarantors’ Acknowledgement, Consent and Reaffirmation. 
 6.
Counterparts. This Fourth Amendment may be executed in any number of counterparts, each of which when executed and delivered shall be deemed to be an original, and all of which when taken together shall constitute one and the same
agreement. Delivery of an executed counterpart of a signature page of this Fourth Amendment by fax or other electronic imaging means shall be effective as delivery of a manually executed counterpart of this Fourth Amendment. 

[Signature page follows] 

  

					
	FOURTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT	  	 	PAGE 3	  

 IN WITNESS WHEREOF, this Fourth Amendment to Amended and Restated Credit Agreement
has been duly executed. 
  

			
	INTERMEC, INC.
		
	By:	 	 /s/ Frank S. McCallick

		 	Frank S. McCallick,
		 	Vice President, Tax and Treasurer
	
	WELLS FARGO BANK, NATIONAL ASSOCIATION
		
	By:	 	 /s/ John Cantalupo

		 	John Cantalupo,
		 	Senior Vice President

  

			
	 GUARANTORS’ SIGNATURE PAGE TO FOURTH AMENDMENT TO
 AMENDED AND RESTATED CREDIT AGREEMENT ACKNOWLEDGMENT

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