Document:

Plexera Asset Purchase Agreement

 Exhibit 10.37 
 PLEXERA BIOSCIENCE LLC 
 ASSET PURCHASE AGREEMENT 
 This Asset Purchase Agreement (the “Agreement”) is dated as of February 17, 2009 (the “Effective Date”), by and among Plexera
Bioscience LLC, a Delaware limited liability company (the “Company”) and Lumera Corporation, a Delaware Corporation (“Lumera”) , and Plexera, LLC, a Delaware limited liability company (“Buyer”). 
 Recitals 
 WHEREAS, upon the terms and
subject to the conditions hereinafter set forth, Company desires to sell to Buyer, and Buyer desires to purchase from Company, the assets and goodwill of the Company, as further set forth below; 
 WHEREAS, Buyer and Company shall enter into the Ancillary Agreements in order to effectuate the Contemplated Transactions; and 
 NOW THEREFORE, in consideration of the mutual covenants and agreements contained herein, the benefits to accrue to the parties hereto and other good and
valuable consideration, the receipt of which is hereby acknowledged, the parties agree as follows: 
 1. Transfer of Assets. Upon the
terms and subject to the conditions of this Agreement, Company and Lumera agree to sell to Buyer and Buyer agrees to purchase from Company and Lumera all of the tangible and intangible assets of Company and all of the intangible assets of Lumera
relating to the Business, in all cases as listed herein and the exhibits and schedules hereto and all goodwill associated therewith (collectively, the “Transferred Assets”) in exchange for the Purchase Price (as defined below). The closing
of the Contemplated Transactions (the “Closing”) shall take place on February 17, 2009, or at such time and place as may be mutually agreed to by Company and Buyer (such date, the “Closing Date”). The purchase price for the
Transferred Assets shall be $300,000 (three hundred thousand dollars), less the Patent Maintenance Surplus (the “Purchase Price”). The Purchase Price shall be payable in cash, by company check, by wire transfer or immediately available
funds or by alternative means mutually agreed to by Buyer and Company. The Transferred Assets include only the following: 
 (a) the Subject
Intellectual Property listed on Schedule I(a), goodwill associated therewith and licenses and sublicenses granted in respect thereto and rights thereunder; 
 (b) the machinery, equipment, computers and associated equipment, such as keyboards, monitors and printers, and other equipment, including scientific instrumentation and laboratory supplies, listed on Schedule
I(b), including, in addition, the laboratory and other supplies, equipment and documents that were 

 
contained in the two laboratories located at the facility located at 19910 N Creek Pkwy Suite 100 Bothell, WA 98011 in which the Business was conducted at
the time of the review by representatives of Buyer of assets of the Business during the period January 26 to January 29, 2008, but excluding, for the avoidance of doubt, fixtures, such as fume hoods and laboratory benches with integrated
plumbing; 
 (c) copies of the expired contracts exclusively or principally related to the Business listed on Schedule I(c)
(collectively, the “Contracts”); 
 (d) all inventory and supplies related to the Business (the “Inventory”) listed on
Schedule I(d); 
 (e) all rights under all licenses, permits, authorizations, orders, registrations, certificates, variances,
approvals, consents and franchises used or useful solely in connection with the operation of the Business or any pending applications relating to any of the foregoing, including, without limitation, all governmental permits, licenses,
authorizations, approvals and consents listed on Schedule I(e); 
 (f) all computer applications, programs and other software, whether
in source or object code and including all related data and documentation, including, without limitation, operating software, network software, firmware, middleware, design software, design tools, systems documentation and instructions listed on
Schedule I(f) other than such software set forth in Section 3(b) below; 
 (g) all rights to and in respect of any telephone
numbers, websites, e-mail addresses and Internet domain names used solely in the Business (including the, websites, e-mail addresses and Internet domain names) listed on Schedule 1(g); 
 (h) all cost information, sales and pricing data, customer lists, customer prospect lists, supplier and reseller lists, supplier and reseller records,
customer and vendor data, correspondence and lists, product literature, artwork, design, development and manufacturing files, vendor and customer drawings, formulations and specifications, and quality records and reports used or useful solely in the
conduct of the Business; 
 (i) all schematics, diagrams, plans, drawings, instructions and other representations or statements of or for
manufacturing or assembling equipment, instruments or devices of the Business or parts thereof, and business records, books, files, plans, documents, correspondence, lists, plats, architectural plans, drawings, notebooks, written technical
information, data, specifications, research and development information, originals or copies of contracts and other documents, engineering drawings, operating and maintenance manuals, creative materials, advertising and promotional materials,
marketing materials, 

 
materials and analyses prepared by consultants and other third parties, studies, reports, equipment repair, maintenance or service records, whether written
or electronically stored or otherwise recorded, customers and supplier lists, and whether relating to rights or obligations in effect or expired, in all cases relating to the Business, including without limitation those contained within the box of
contracts and other documents that was examined by representatives of Buyer during their review of assets of the business on January 29, 2008; 
 (j) all materials and information of the Company or its outside intellectual property counsel that was created, collected or reviewed in connection with the preparation, prosecution or maintenance of the Subject Intellectual Property;

 (k) all prepaid maintenance fees relating to the patents that are included within the Transferred Assets; 
 (l) all of the Seller’s rights, claims, credits, causes of action or rights of set-off against third parties relating to the Business or the
Transferred Assets, including claims pursuant to all warranties, awards, advances, bonds, deposits, retentions, representations and guarantees made by suppliers, manufacturers, contractors and other third parties in connection with products or
services purchased by or furnished to Seller but not, in any event, any claims under the business insurance policies or any agreements not included in the Transferred Assets; and 
 (m) all goodwill of the Business. 
 2.
Transferred Assets Sold “As Is”. Company and Buyer agree that the sale of the Transferred Assets by Company is on an “as is” basis. Buyer accepts the Transferred Assets in the condition in which such assets existed as of
the date assets of the Business were inspected by representatives of Seller on January 29, 2008. Company makes no representations or warranties regarding the Transferred Assets with respect to the condition of such assets, fitness for a
particular purpose or in any other respect, except for the representations contained in Sections 6(e), 6(f) and 6(g). 
 3. Excluded
Assets. The Transferred Assets shall not include any of the following: 
 (a) office furniture and fixtures, other than personal computers
and associated devices such as keyboards, mice, printers and connecting wires, that are not listed on Schedule I(b); 
 (b) all
commercially available software licensed according to standard commercial terms; and 
 (c) any assets not listed in Section 1 hereof or
in exhibits or schedules hereto. 
 4. Assumed Liabilities. Buyer will not assume any liabilities or obligations of the Business.

 5. Representations and Warranties of Buyer. 
 Buyer makes the following representations and warranties to the Company: 
 a. Due Organization. Buyer is a Delaware limited liability company, and is validly existing and in good standing under the laws of the jurisdiction of its organization. 
 b. Authorization. The execution, delivery and performance by Buyer of this Agreement and each Ancillary Agreement to which it is (or will be) a
party and the consummation of the Contemplated Transactions are within the power and authority of Buyer and have been duly authorized by all necessary action on the part of Buyer. This Agreement and each Ancillary Agreement to which it is (or will
be) a party (i) has been (or in the case of Ancillary Agreements to be entered into after the Effective Date, will be) duly executed and delivered by Buyer and (ii) is (or in the case of Ancillary Agreements to be entered into after the
Closing, will be) a legal, valid and binding obligation of Buyer, enforceable against Buyer in accordance with its terms except as the enforceability thereof may be limited by bankruptcy, insolvency, moratorium or other laws affecting the
enforcement of creditors’ rights or the availability of equitable remedies. 
 c. No Conflicts; Approvals. No action by (including
any authorization, consent or approval), or in respect of, or filing with, any Governmental Authority is required for, or in connection with, the valid and lawful (i) authorization, execution, delivery and performance by Buyer of this Agreement
and each Ancillary Agreement to which it is (or will be) a party or (ii) the consummation of the Contemplated Transactions by Buyer. No provision of any applicable Legal Requirement and no Government Order will prohibit the consummation of the
Contemplated Transactions. 
 d. Non-Contravention. Neither the execution, delivery or performance of this Agreement or any Ancillary
Agreement to which it is (or will be) a party, nor the consummation by Buyer of the obligations contemplated hereby or thereby (i) will violate any Legal Requirement applicable to Buyer, (ii) result in the creation or imposition of an
encumbrance upon, or the forfeiture of, any Transferred Asset, or (iii) result in a breach or violation of, or default under, the Organizational Documents of Buyer or any agreement to which Buyer is bound. 
 e. Brokers. All negotiations relative to this Agreement and the transactions contemplated hereby have been carried out by the Buyer directly with
the Company without the intervention of any person or entity on behalf of Buyer in such manner as to give rise to any valid claim by any person or entity against Company for a finder’s fee, brokerage commission or similar payment. 

 6. Representations, Warranties and Agreements of the Company. 
 a. Due Organization. Company is a Delaware limited liability company, and is validly existing and in good standing under the laws of the
jurisdiction of its organization. Lumera is a Delaware corporation, and is validly existing and in good standing under the laws of the jurisdiction of its organization. The Company shall maintain its existence at least until the date that is six
(6) months after the date hereof. 
 b. Authorization. The execution, delivery and performance by Company and by Lumera of this
Agreement and each Ancillary Agreement to which it is or either of them (or will be) a party and the consummation of the Contemplated Transactions are within the power and authority of Company and Lumera, respectively, and have been duly authorized
by all necessary action on the part of Company and Lumera, respectively. This Agreement and each Ancillary Agreement to which it is (or will be) a party (i) has been (or in the case of Ancillary Agreements to be entered into after the Effective
Date, will be) duly executed and delivered by Company or Lumera, as the case may be, and (ii) is (or in the case of Ancillary Agreements to be entered into after the Closing, will be) a legal, valid and binding obligation of Company or Lumera,
as the case may be, enforceable against Company or Lumera, as the case may be, in accordance with its terms except as the enforceability thereof may be limited by bankruptcy, insolvency, moratorium or other laws affecting the enforcement of
creditors’ rights or the availability of equitable remedies. 
 c. No Conflicts; Approvals. No action by (including any
authorization, consent or approval), or in respect of, or filing with, any Governmental Authority is required for, or in connection with, the valid and lawful (i) authorization, execution, delivery and performance by Company and Lumera of this
Agreement and each Ancillary Agreement to which it or either of them is (or will be) a party or (ii) the consummation of the Contemplated Transactions by Company and Lumera. No provision of any applicable Legal Requirement and no Government
Order will prohibit the consummation of the Contemplated Transactions. 
 d. Non-Contravention. Neither the execution, delivery or
performance of this Agreement or any Ancillary Agreement to which it is (or will be) a party, nor the consummation by Company and Lumera of the obligations contemplated hereby or thereby (i) will violate any Legal Requirement applicable to
Company or Lumera, (ii) result in the creation or imposition of an encumbrance upon, or the forfeiture of, any Transferred Asset, or (iii) result in a breach or violation of, or default under, the Organizational Documents of Company or
Lumera or any agreement to which Company or Lumera is bound. 

 e. Ownership and Transfer of the Transferred Assets. Company is the record and beneficial owner
of, and has good and marketable title to, free and clear of any Lien, the Transferred Assets that are not Subject Intellectual Property, and either Company or Lumera, as indicated in Schedule 1(a), is the record and beneficial owner of, and has good
and marketable title to, the Subject Intellectual Property, free and clear of any Lien.  
 f. Subject Intellectual Property.
Without limiting the generality of subsection e of this Section 6, no claim or notice has been asserted against the Company or Lumera in writing that the conduct of the Business of the Company or Lumera infringed upon or misappropriated the
proprietary rights of any third party. No notice or claim challenging the ownership, validity, registrability, enforceability, use or licensed right to use the Subject Intellectual Property has been received by the Company or Lumera. No other
representation except those expressly made in subsection (e) and this subsection (f) of this Section 6 is made with regard to the enforceability of the intellectual property or the possibility of infringement. 
 g. Preservation of Assets. The tangible Transferred Assets remain in substantially the same state and condition as they existed during the review
of assets of the Business by representatives of Buyer on January 29, 2008. The Buyer shall remove all Transferred Assets from their locations at the Company not later than March 16, 2009. All assets that were used principally or
exclusively in the Business as it was conducted are owned and possessed either by Lumera or the Company. 
 h. Confidentiality. The
Company shall keep, and shall cause Lumera Corporation, GigOptix LLC and GigOptix, Inc. to keep, all information of and about the Business, including without limitation technical information, customer and supplier lists, and the identify and terms
of agreements with research and development partners, confidential and shall not disclose same to any other person or entity without the express written consent of Buyer except solely, after prior written notice to Buyer, to the extent required by
law or compulsory legal process. Notwithstanding the foregoing, the Company, Lumera Corporation, GigOptix LLC and GigOptix, Inc shall be entitled to disclose those details of this transaction as required by applicable law or regulation in its public
filings with the Securities and Exchange Commission. 
 i. Survival. Notwithstanding the making of this Agreement, any examination made
by or on behalf of the parties hereto and the Closing hereunder, the representations and warranties of the Company and Lumera contained herein or in any other certificate or document delivered pursuant hereto or in connection herewith shall survive
until the date that is six (6) months after the date hereof. 

 7. Expenses and Taxes. Each party shall pay its own costs and expenses in connection the
negotiation, Closing and performing its obligations of Contemplated Transactions. Company shall pay any sales, use and other personal property transfer taxes and fees assess on account of the Closing of the Contemplated Transactions. 
 8. No Objection to Hiring. The Company shall not, and will cause Lumera Corporation, GigOptix LLC and GigOptix, Inc to not, object to Buyer or its
successors or assigns employing any person who was a former employee of the Company or Lumera and will terminate, waive and not enforce any non-competition, confidentiality or other agreement with any such person to the extent relating to the
Business or in a way that would limit or inhibit such person’s employment by Buyer, performance or services relating to the Business, and Company will permit, and cause Lumera Corporation, GigOptix LLC and GigOptix, Inc to permit, disclosure to
Buyer and its successors or assigns, and Buyer’s and such successors’ or assigns’ agents, attorneys and representatives, of confidential or other information of or about Company and relating to the Business, including without
limitation technical and scientific information, trade secrets, know-how, market information, customer information, and other business knowledge. 
 9. Definitions. 
 a. “Agreement” has the meaning set forth in the introductory paragraph hereof. 

b. “Ancillary Agreements” means the Bill of Sale, Patent Assignment, Marks Assignment, and Assignment Agreement, Invention Disclosure
Assignment and Domain Name Assignment. 
 c. “Applicable Law” means, with respect to any party to this Agreement, all
domestic or foreign federal, state or local statute, law, ordinance, rule, administrative interpretation, regulation, order, writ, injunction, directive, judgment, decree, policy, guideline or other Legal Requirement (whether legislatively,
judicially, or administratively promulgated) applicable to such party or its Affiliates, properties, assets, officers, directors, employees or agents. 
 d. “Business” means the business of (i) manufacturing, assembling, selling or otherwise distributing equipment, instruments, or other devices, or parts thereof, that utilize surface plasmon
resonance to detect biomolecules, changes in biomolecules or biomolecular activity or that employ micro array technology; and (ii) performing research or development with respect to surface plasmon resonance or micro array or any such
equipment, instruments, or devices or parts thereof. 
 e. “Business Day” means any day that is not a Saturday, Sunday or
other day on which banks are authorized to close in the State of Washington. 

 f. “Contemplated Transactions” means, collectively, the transactions contemplated by
this Agreement, including (a) the sale and purchase of the Transferred Assets and (b) the execution, delivery and performance of the Ancillary Agreements. 
 g. “Government Order” means any order, writ, judgment, injunction, decree, stipulation, ruling, determination or award entered by or with any Governmental Authority. 
 h. “Governmental Authority” means any United States federal, state or local or any foreign government, or political subdivision thereof,
or any multinational organization or authority or any authority, agency or commission entitled to exercise any administrative, executive, judicial, legislative, police, regulatory or taxing authority or power, any court or tribunal (or any
department, bureau or division thereof), or any arbitrator or arbitral body. 
 i. “Intellectual Property” means all
embodiments of, and the entire right, title and interest in and to all proprietary rights of every kind and nature in, including all rights and interests pertaining to or deriving from, any of: (a) patents, patent applications, patent
disclosures, copyrights, copyrightable works of expression, derivative works thereof, mask work rights, technology, know-how, processes, trade secrets, algorithms, inventions, ornamental designs, innovations, information (including ideas, research
and development, know-how, formulas, compositions, processes and techniques, data, designs, drawings, specifications, customer lists, supplier lists, licensor lists, pricing and cost information, business and marketing plans and proposals,
documentation and manuals), domain names, works, proprietary data, databases, formulae and research and development data; (b) distinctive identifiers, corporate names, trademarks, trade names, service marks, service names, brands, trade dress
and logos, together with all translations, adaptations, derivations and combinations thereof, and the goodwill and activities associated therewith and all improvements thereto; (c) all computer software (whether in source or object code and
including all related data and documentation); (d) any and all registrations, applications, recordings, licenses, common-law rights and contracts relating to any of the foregoing; (e) all copies and tangible embodiments thereof, in any and
all forms and mediums now known or hereinafter created; and (f) any and all legal actions and rights to sue at law or in equity for any past or future infringement or other impairment of any of the foregoing, including the right to receive all
proceeds and damages therefrom, and all rights to obtain renewals, reissuances, revisions, reexaminations, continuations, divisions or other extensions of legal protections pertaining thereto. 
 j. “Legal Requirement” means any United States federal, state or local or foreign law, statute, standard, ordinance, code, rule,
regulation, resolution or promulgation, or any Government Order, or any license, franchise, permit or similar right granted under any of the foregoing, or any similar provision having the force or effect of law. 

 k. “Lien” means, with respect to any property or asset, any mortgage, lien, pledge,
charge, security interest, community property right, claim, option, restriction on transfer (such as a right of first refusal or other similar right), defect of title, or other restriction, encumbrance or other adverse claim of any kind or character
with respect to such property or asset, restriction on transfer (such as a right of first refusal or other similar right), defect of title, or other encumbrance of any kind or character. 
 l. “Organizational Documents” means, with respect to any Person (other than an individual), (a) the certificate or articles of
incorporation or organization and any joint venture, limited liability company, operating or partnership agreement and other similar documents adopted or filed in connection with the creation, formation or organization of such Person and
(b) all by-laws, limited liability company agreements, voting agreements and similar documents, instruments or agreements relating to the organization or governance of such Person, in each case, as amended or supplemented. 
 m. “Patent Maintenance Surplus” means $10,000 paid to Company pursuant to the Letter of Intent dated as of January 20, 2009, by and
among Company, Buyer, Lumera and GigOptix, less any amounts used by Company to pay fees for the maintenance of the patents listed on Schedule I(a) as set forth in such Letter of Intent. 
 n. “Person” means any individual or corporation, association, partnership, limited liability company, joint venture, joint stock or other
company, business trust, trust, organization, Governmental Authority or other entity of any kind. 
 o. “Subject Intellectual
Property” means all Intellectual Property used exclusively or principally in the Business. 
 10. Ancillary Agreements. At the
Closing, Company shall execute and deliver to the Buyer a Bill of Sale in substantially the form of Exhibit A (“Bill of Sale”), Lumera and Company shall execute and deliver a Patent Assignment in substantially the form of Exhibit B
(“Patent Assignment”), each of Lumera and Company will executed and deliver individual patent assignments for each Patent or Patent Application owed by it, Lumera and Company shall execute and deliver a Marks Assignment in substantially
the form of Exhibit C (“Marks Assignment”) an Assignment Agreement in substantially the form of Exhibit D (“Assignment Agreement”), an Invention Disclosure Assignment in the form of Exhibit E (“Invention Disclosure
Assignment”), a Domain Name Assignment (“Domain Name Assignment”) in the form of Exhibit F, and such other instruments of conveyance and assignment as are reasonably requested by Buyer to vest in Buyer title to the Transferred Assets.

 11. Notices. All notices, requests and other communications to any party hereunder shall be in
writing (including receipted facsimile transmission) and shall be given, 
 if to Buyer, to: 
 Robert M. Mininni 
 5117 Horton Road

 Oriental, NC 28571 
 with a
copy to: 
 Prof. Jingsung Zhu 
 Apt 6-80, 68 Sha Shun Lu, Xiao Shang Shan Zhen, 
 Changping District, 
 Beijing, China 102211 
 if to Company, to:

 Plexera Bioscience LLC 
 c/o
GigOptix, Inc. 
 19910 North Creek Parkway 
 Bothell, WA 98011 
 Attention: Peter J. Biere 
 with a copy to: 
 Ropes & Gray
LLP 
 One International Place 
 Boston, MA 02110 
 Attention: Christopher J. Austin 
 12. Further Assurances and Access to Premises. At and after the Closing, each party hereto shall execute, deliver, file and record, or cause to be executed, delivered, filed and recorded, such further
agreements, instruments and other documents, and take, or cause to be taken, such further actions, as the other party hereto may reasonably request as being necessary or advisable to effect or evidence the transactions contemplated by this
Agreement. Buyer will have access to the premises used by the Business cost free until March 16, 2009 to facilitate an orderly move of the Transferred Assets out of such premises. Company shall have no obligation to retain any of the tangible
Transferred Assets in such premises after March 16, 2009. 
 13. Succession and Assignment. Subject to the immediately following
sentence, this Agreement will be binding upon and inure to the benefit of the parties hereto and their respective successors and permitted assigns, each of which such successors and permitted assigns will be deemed to be a party hereto for all
purposes hereof. No party may assign, delegate or otherwise transfer either this Agreement or any of its rights, interests, or obligations hereunder without the prior written approval of the other party. 
 14. Governing Law. This Agreement shall be governed by and construed in accordance with the laws of the State of Delaware (without giving any
effect to conflicts of laws principles thereof that would apply the laws of another jurisdiction). 

 15. Amendment. No change, modification or amendment of this Agreement shall be valid or binding on
the parties unless such change or modification shall be in writing signed by the party or parties against whom the same is sought to be enforced. 
 16. Entire Agreement, Letter of Intent and Amendment to Letter of Intent. This Agreement and the related documents contained as exhibits and schedules hereto or expressly contemplated hereby contain the entire understanding of the
Parties relating to the subject matter hereof and supersede all prior written or oral and all contemporaneous oral agreements and understandings relating to the subject matter hereof, including without limitation the Letter of Intent dated
January 20, 2009 between Plexera, LLC, GigOptix, Lumera and Company. The exhibits and schedules to this Agreement are hereby incorporated by reference into and made a part of this Agreement for all purposes. 
 17. Change of Company Name. Promptly after the closing, Company will change its name to a name that does not include the word “Plexera”
or any abbreviation of such word, or any of the words “plasmon” or “resonance.” 
 18. Heading; Construction. The
descriptive headings of the Articles and Sections of this Agreement are inserted for convenience only and do not constitute a part of this Agreement. 

 IN WITNESS WHEREOF, the parties hereto have caused this Asset Purchase Agreement to be duly executed as of the date first
hereinabove written. 
  

							
	Company:	 		 	Plexera Bioscience LLC
		 		 	By:	 	Lumera Corporation, its sole member
				
		 		 	By:	 	 /s/    Peter J. Biere

		 		 	Title:	 	Treasurer
			
		 		 	Lumera Corporation
				
		 		 	By:	 	 /s/    Peter J. Biere

		 		 	Title:	 	Treasurer
			
	Buyer:	 		 	Plexera, LLC
				
		 		 	By:	 	 /s/    Robert Mininni

		 		 	Title:	 	Member and ManagerFifth Amendment to Loan and Security Agreement

 Exhibit 10.38 
 FIFTH AMENDMENT 
 TO 
 LOAN AND SECURITY AGREEMENT 
 This Fifth Amendment to Loan and Security
Agreement (this “Amendment”) is made as of February 28, 2009 (the “Amendment Effective Date”) between SILICON VALLEY BANK, a California chartered bank, with its principal place of business at 3003 Tasman
Drive, Santa Clara, California 95054 (“Bank”) and GIGOPTIX, LLC, an Idaho limited liability company (“Borrower,”) whose address is 2400 Geng Rd., Suite 100, Palo Alto, CA 94303. 
 RECITALS 
 A. Bank and Borrower have entered into that certain Loan and Security Agreement dated as of October 5, 2007, as amended by that certain First Amendment to Loan and Security Agreement dated as of August 21, 2008, that
certain Default Waiver and Second Amendment to Loan and Security Agreement dated as of September 26, 2008, that certain Third Amendment to Loan and Security Agreement dated as of October 27, 2008, and that certain Default Waiver and Fourth
Amendment to Loan and Security Agreement dated as of December 31, 2008 (as so amended, the “Existing Loan Agreement.”) 
 B. Bank has extended credit to Borrower for the purposes permitted in the Existing Loan Agreement. 
 C. Borrower has
requested that Bank extend the maturity of the Existing Loan Agreement as more fully set forth herein. 
 D. Bank has agreed to extend
the maturity of the Loan Agreement, but only in accordance with the terms, subject to the conditions and in reliance upon the representations and warranties set forth in this Amendment. 
 AGREEMENT 
 NOW,
THEREFORE, in consideration of the foregoing recitals and other good and valuable consideration, the receipt and adequacy of which are acknowledged, and intending to be legally bound, the parties hereto agree as follows:

 1. Definitions. Capitalized terms used but not defined in this Amendment shall have the meanings given to them in the Existing Loan
Agreement. The Existing Loan Agreement, as modified by this Amendment, and as it may be further amended from time to time in a writing signed by the parties, is sometimes referred to herein as the “Loan Agreement.” 
 2. Amendments to Existing Loan Agreement. 
 2.1 Section 13 (Definitions). The following term and its definition set forth in Section 13.1 are amended in their entirety and replaced with the following: 
 “Maturity Date” is April 15, 2009. 

 3. Limitation of Amendment, Waiver and Consent. 
 3.1 The amendment set forth in Section 2 above is effective only for the purposes set forth herein and shall be limited
precisely as written and shall not be deemed to (a) be a waiver of any default or a consent to any amendment, waiver or modification of any other term or condition of any Loan Document, or (b) otherwise prejudice any right or remedy which
Bank may now have or may have in the future under or in connection with any Loan Document. 
 3.2 This Amendment shall
be construed in connection with and as part of the Loan Documents and all terms, conditions, representations, warranties, covenants and agreements set forth in the Loan Documents, except as herein amended, are hereby ratified and confirmed and shall
remain in full force and effect. 
 4. Representations and Warranties. To induce Bank to enter into this Amendment, Borrower
hereby represents and warrants to Bank as follows: 
 4.1 Immediately after giving effect to this Amendment
(a) the representations and warranties contained in the Loan Documents are true, accurate and complete in all material respects as of the date hereof (except to the extent such representations and warranties relate to an earlier date, in which
case they are true and correct as of such date), and (b) no Event of Default has occurred except any Event of Default that previously has been expressly waived in writing by Bank; 
 4.2 Borrower has the power and authority to execute and deliver this Amendment and to perform its obligations under the Existing
Loan Agreement, as amended by this Amendment; 
 4.3 The organizational documents of Borrower most recently delivered
to Bank are true, accurate and complete and have not been amended, supplemented or restated and are and continue to be in full force and effect; 
 4.4 The execution and delivery by Borrower of this Amendment and the performance by Borrower of its obligations under the Existing Loan Agreement, as amended by this Amendment, have been duly authorized;

 4.5 The execution and delivery by Borrower of this Amendment and the performance by Borrower of its obligations
under the Existing Loan Agreement, as amended by this Amendment, do not and will not contravene (a) any law or regulation binding on or affecting Borrower, (b) any contractual restriction with a Person binding on Borrower, (c) any
order, judgment or decree of any court or other governmental or public body or authority, or subdivision thereof, binding on Borrower, or (d) the organizational documents of Borrower; 
 4.6 The execution and delivery by Borrower of this Amendment and the performance by Borrower of its obligations under the Existing
Loan Agreement, as amended by this Amendment, do not require any order, consent, approval, license, authorization or validation of, or filing, recording or registration with, or exemption by any governmental or public body or authority, or
subdivision thereof, except as already has been obtained or made; 

 4.7 The Current Report on Form 8-K filed by GigOptix, Inc. with the Securities and
Exchange Commission on December 10, 2008 (the “Form 8-K”) accurately describes the transaction taking place involving the Borrower, GigOptix, Inc. and Lumera Corporation, (the “merger”). Borrower’s corporate structure
continues to be as described in that Form 8-K. Borrower is a separate legal entity, wholly owned by GigOptix, Inc. a Delaware corporation, which also owns Lumera Corporation. With the exception of certain deposit accounts identified in the
Perfection Certificate, Borrower owns substantially the same assets, and it operates substantially the same business, as it did before the merger. Borrower has assumed no debt or other liabilities of GigOptix, Inc. or Lumera Corporation. There is no
inter-company debt between Borrower and any of its affiliates; 
 4.8 Stellar Technologies, LLC has cancelled all
Subordinated Debt of Borrower, and has converted the Subordinated Debt to equity. Borrower is not indebted to Stellar Technologies in any amount; and 
 4.9 This Amendment has been duly executed and delivered by Borrower and is the binding obligation of Borrower, enforceable against Borrower in accordance with its terms. The Unconditional Guaranty dated
January 21, 2009, by GigOptix, Inc., and all other Loan Documents, have been duly executed and delivered by the Person or Persons shown as the signatories thereto, and are the binding obligations of such Persons, legally enforceable in
accordance with their respective terms. 
 5. Release by Borrower. 
 5.1 FOR GOOD AND VALUABLE CONSIDERATION, Borrower hereby forever relieves, releases, and discharges Bank and its present or
former employees, officers, directors, agents, representatives, attorneys, and each of them, from any and all claims, debts, liabilities, demands, obligations, promises, acts, agreements, costs and expenses, actions and causes of action, of every
type, kind, nature, description or character whatsoever, whether known or unknown, suspected or unsuspected, absolute or contingent, arising out of or in any manner whatsoever connected with or related to facts, circumstances, issues, controversies
or claims existing or arising from the beginning of time through and including the date of execution of this Amendment (collectively “Released Claims”). Without limiting the foregoing, the Released Claims shall include any and all
liabilities or claims arising out of or in any manner whatsoever connected with or related to the Loan Documents, the Recitals hereto, any instruments, agreements or documents executed in connection with any of the foregoing or the origination,
negotiation, administration, servicing and/or enforcement of any of the foregoing. 
 5.2 In furtherance of this
release, Borrower expressly acknowledges and waives any and all rights under Section 1542 of the California Civil Code, which provides as follows: 
 “A general release does not extend to claims which the creditor does not know or expect to exist in his favor at the time of executing the release, which if known by him must have materially affected his
settlement with the debtor.” (Emphasis added.) 

 5.3 By entering into this release, Borrower recognizes that no facts or
representations are ever absolutely certain and it may hereafter discover facts in addition to or different from those which it presently knows or believes to be true, but that it is the intention of Borrower hereby to fully, finally and forever
settle and release all matters, disputes and differences, known or unknown, suspected or unsuspected; accordingly, if Borrower should subsequently discover that any fact that it relied upon in entering into this release was untrue, or that any
understanding of the facts was incorrect, Borrower shall not be entitled to set aside this release by reason thereof, regardless of any claim of mistake of fact or law or any other circumstances whatsoever. Borrower acknowledges that it is not
relying upon and has not relied upon any representation or statement made by Bank with respect to the facts underlying this release or with regard to any of such party’s rights or asserted rights. 
 5.4 This release may be pleaded as a full and complete defense and/or as a cross-complaint or counterclaim against any action,
suit, or other proceeding that may be instituted, prosecuted or attempted in breach of this release. Borrower acknowledges that the release contained herein constitutes a material inducement to Bank to enter into this Amendment, and that Bank would
not have done so but for Bank’s expectation that such release is valid and enforceable in all events. 
 5.5
Borrower hereby represents and warrants to Bank, and Bank is relying thereon, as follows: 
 (a) Except as expressly
stated in this Amendment, neither Bank nor any agent, employee or representative of Bank has made any statement or representation to Borrower regarding any fact relied upon by Borrower in entering into this Amendment. 
 (b) Borrower has made such investigation of the facts pertaining to this Amendment and all of the matters appertaining thereto, as
it deems necessary. 
 (c) The terms of this Amendment are contractual and not a mere recital. 
 (d) This Amendment has been carefully read by Borrower, the contents hereof are known and understood by Borrower, and this
Amendment is signed freely, and without duress, by Borrower. 
 (e) Borrower represents and warrants that it is the
sole and lawful owner of all right, title and interest in and to every Released Claim and every other matter which it releases herein, and that it has not heretofore assigned or transferred, or purported to assign or transfer, to any person, firm or
entity any Released Claims or other matters herein released. Borrower shall indemnify Bank, defend and hold it harmless from and against all claims based upon or arising in connection with prior assignments or purported assignments or transfers of
any Released Claims or matters released herein. 
 6. Integration. This Amendment and the Loan Documents represent the entire
agreement about this subject matter and supersede prior negotiations or agreements. All prior agreements, understandings, representations, warranties, and negotiations between the parties about the subject matter of this Amendment and the Loan
Documents merge into this Amendment and the Loan Documents. 

 7. Counterparts. This Amendment may be executed in any number of counterparts and all of
such counterparts taken together shall be deemed to constitute one and the same instrument. 
 8. Effectiveness. This Amendment
shall be deemed effective as of the “Amendment Effective Date,” which is the date set forth in the introductory paragraph hereto, provided that each of the following conditions precedent has been satisfied: (a) this Amendment
shall have been executed and delivered by Borrower and Bank; (b) Borrower shall have provided such updated perfection certificates, borrowing resolutions, and other instruments, agreements and items as Bank may request; and (c) Bank shall
have received from Borrower payment of an amendment fee in an amount equal to $1,000, and Bank’s Expenses, including Bank’s legal fees and costs in connection with the preparation of this Amendment and such searches and filings as
Bank may deem necessary or appropriate with respect to Borrower or the Collateral. 
 [Signature page follows.] 

 IN WITNESS WHEREOF, the parties hereto have caused
this Amendment to be duly executed and delivered as of the date first written above. 
  

									
	BANK	 		 	BORROWER
			
	Silicon Valley Bank	 		 	 GIGOPTIX, LLC,
 an Idaho limited liability
company

					
	By:	 	/s/     Priya Iyer	 		 	By:	 	/s/     Peter J. Biere
	Name:	 	Priya Iyer	 		 	Name:	 	Peter J. Biere
	Title:	 	Relationship Manager	 		 	Title:	 	Treasurer

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