Document:

Exhibit 10.2

	 	 	 	 	 

Exhibit 10.2

The Spectranetics Corporation

Amended and Restated Certificate of Incorporation

The Spectranetics Corporation, a corporation organized and existing under and by virtue of the
Delaware General Corporation Law (the “DGCL”), hereby certifies as follows:

1. The name of this corporation is The Spectranetics Corporation (the “Corporation”)
and the original Certificate of Incorporation of the Corporation was filed with the Secretary of
State of the State of Delaware on June 28, 1988.

2. The Amended and Restated Certificate of Incorporation of the Corporation in the form of
Annex A attached hereto has been duly adopted in accordance with the provisions of Sections
242, 245 and 228 of the DGCL.

3. The text of the Amended and Restated Certificate of Incorporation is hereby amended and
restated to read in its entirety as set forth in Annex A attached hereto.

IN WITNESS WHEREOF, this Amended and Restated Certificate of Incorporation has been executed
this 15th day of June, 2009.

	 	 	 	 	 
	 	The Spectranetics Corporation

 	 
	 	By:  	/s/ Guy Childs
 	 
	 	 	Guy Childs 	 
	 	 	Chief Financial Officer 	 

 

 

 

	 	 	 	 	 

Annex A

Amended and Restated Certificate of Incorporation

of

The Spectranetics Corporation

Article I

Name

The name of the corporation is The Spectranetics Corporation (hereinafter referred to as the
“Corporation”).

Article II

Registered Office; Registered Agent

The address of the registered office of the Corporation in the State of Delaware is National
Registered Agents, Inc., 9 East Lockerman Street, City of Dover, County of Kent, State of Delaware,
and the name of the registered agent of the Corporation at such address is National Registered
Agents, Inc.

Article III

Purpose

The purpose of the corporation is to engage in any lawful act or activity for which
corporations may be organized under the General Corporation Law of the State of Delaware.

Article IV

Capital Stock

Section 1. Stock and Classes Authorized.

The aggregate number of shares of capital stock which the Corporation shall have authority to
issue shall be 65,000,000 shares, 60,000,000 of which shall be of a class designated as Common
Stock, with a par value of $0.001 per share (hereinafter referred to as “Common Stock”), and
5,000,000 of which shall be of a class designated as Preferred Stock, with a par value $0.001 per
share (hereinafter referred to as “Preferred Stock”).

 

 

 

Section 2. Description of the Capital Stock.

The rights, preferences, privileges and restrictions granted to or imposed upon the respective
classes or series of shares of capital stock or the holders thereof are as follows:

2(A) Preferred Stock.

The Preferred Stock may be issued from time to time in one or more series in any manner
permitted by law and the provisions of this Amended and Restated Certificate of Incorporation, as
determined by the Board of Directors and stated in the resolution or resolutions providing for the
issuances thereof. The Board of Directors shall have the authority to provide for the issuance of
all or any shares of the Preferred Stock in one or more series and to fix by resolution or
resolutions such voting powers, full or limited, or no voting powers, and such designations,
preferences and relative, participating, optional or special rights, and qualifications,
limitations or restrictions as may be desired or any required by law. The Board of Directors may,
upon the consent or affirmative vote of the holders of at least 60% of the outstanding shares of
the directly affected series of Preferred Stock and upon the consent or affirmative vote of the
holders of a majority of any other series or class whose consent or affirmative vote is required,
amend or modify the powers, designations, rights, qualifications, limitations or restrictions of
such series of Preferred Stock whether contained in this Certificate of Incorporation or any
amendment hereto.

2(B) Common Stock.

Each holder of the Common Stock shall be entitled to one vote for each share of Common Stock
held on all matters as to which holders of Common Stock shall be entitled to vote. Except for and
subject to those preferences, rights, and privileges expressly granted to the holders of the
Preferred Stock, and except as may be provided by the laws of the State of Delaware, the holders of
Common Stock shall have exclusively all other rights of stockholders of the Corporation, including,
but not by way of limitation, (i) the right to receive dividends, when and as declared by the Board
of Directors out of assets lawfully available therefor, and (ii) in the event of any distribution
of assets upon the dissolution and liquidation of the Corporation, the right to receive ratably and
equally all of the assets of the Corporation remaining after the payment to the holders of
Preferred Stock of the specific amounts, if any, which they are titled to receive as may be
provided pursuant hereto.

2(C) Issuance: No Preemptive Rights.

The shares of the capital stock may be issued by the Corporation from time to time for such
consideration, not less than par value, as may be fixed by the Board of Directors. No holders of
shares or any class of capital stock shall be entitled to preemptive rights to subscribe for,
purchase or receive any part of any class whatsoever, or of securities convertible into or
exchangeable for any stock of any class whatsoever, whether now or hereafter authorized and whether
issued for cash or other consideration or by way of dividend.

 

3

 

Article V

Directors

The business and affairs of the Corporation shall be managed by or under the direction of the
Board of Directors consisting of not less than four directors nor more than nine directors, the
exact number of directors to be determined from time to time by resolution adopted by the Board
of Directors. The directors shall be divided into three classes, designated Class I, Class II
and Class III. Each class shall consist, as nearly as may be possible, of one-third of the total
number of directors constituting the entire Board of Directors. The term of the initial Class I
directors shall terminate on the date of the 1995 annual meeting of stockholders; the term of the
initial Class II directors shall terminate on the date of the 1996 annual meeting of stockholders;
and the term of the initial Class III directors shall terminate on the date of the 1997 annual
meeting of stockholders. At each annual meeting of stockholders beginning in 1995, successors to
the class of directors whose term expires at that annual meeting shall be elected for a three-year
term. If the number of directors is changed, any increase or decrease shall be apportioned among
the classes so as to maintain the number of directors in each class as nearly equal as possible,
and any additional directors of any class elected to fill a vacancy resulting from an increase in
such class shall hold office for a term that shall coincide with the remaining term of that class,
but in no case will a decrease in the number of directors shorten the term of any incumbent
director. A director shall hold office until the annual meeting for the year in which his term
expires and until his successor shall be elected and shall qualify, subject, however, to prior
death, resignation, retirement, disqualification or removal from office. The Board of Directors of
the Corporation is expressly authorized to adopt, amend or repeal the By-Laws of the Corporation
from time to time. Election of Directors and other matters voted upon by the stockholders need not
be by written ballot except to the extent provided in the By-Laws of the Corporation.

Article VI

Director Liability/Indemnification

The Corporation shall indemnify and hold harmless, and advance expenses to, to the fullest
extent permitted by applicable law as it presently exists or may hereafter be amended, any person
who was or is made or is threatened to be made a party or is otherwise involved in any action, suit
or proceeding, whether civil, criminal, administrative or investigative (a “proceeding”) by reason
of the fact that he, or a person for whom he is the legal representative, is or was a director or
officer of the Corporation or is or was serving at the request of the Corporation as a director or
officer of another corporation or of a partnership, joint venture, trust, enterprise or non-profit
entity, including service with respect to employee benefit plans, against all liability and loss
suffered and expenses reasonably incurred by such person. The Corporation shall be required to
indemnify a person in connection with a proceeding initiated by such person only if the proceeding
was authorized by the Board of Directors of the Corporation.

A director of the Corporation shall not be personally liable to the Corporation or its
stockholders for monetary damages for breach of fiduciary duty as director, except to the extent
such exemption from liability or limitation thereof is not permitted under the General Corporation
Law of the State of Delaware as the same exists or may hereafter be amended. Any repeal or
modification of the foregoing sentences shall not adversely affect any right or protection of a
Director of the Corporation existing hereunder with respect to any act or omission occurring prior
to the time of such repeal or modification.

 

4

 

Article VII

Amendment

The Corporation reserves the right at any time, and from time to time, to amend, alter, change
or repeal any provision contained in this Amended and Restated Certificate of Incorporation, and
other provisions authorized by the laws of the State of Delaware at the time in force may be added
or inserted, in the manner now or hereafter prescribed by law; and all rights, preferences and
privileges of whatsoever nature conferred upon stockholders, directors or any other persons
whosoever by and pursuant to this Amended and Restated Certificate of Incorporation in its present
form or as hereafter amended are granted subject to the rights reserved in this article.

 

5EX-10.26

Exhibit 10.26

SIXTH AMENDMENT TO

CREDIT AGREEMENT

     This Sixth Amendment to Credit Agreement (this “Amendment”), dated as of June 11, 2009, is by
and among SOFTBRANDS, INC., a Delaware corporation (the “Parent”), the subsidiaries of Parent
identified on the signature pages hereto (collectively, with the Parent, the “Borrowers” and
individually, a “Borrower”), WELLS FARGO FOOTHILL, INC., a California corporation, as
Administrative Agent (the “Agent”) and each of the lenders parties hereto (the “Lenders”).

R E C I T A L S

     A. The Borrowers, the Agent and the Lenders are parties to that certain Credit Agreement dated
as of August 14, 2006 (as amended, the “Original Credit Agreement”).

     B. The parties hereto desire to further amend the Original Credit Agreement (as the Original
Credit Agreement is amended by this Amendment, and as the Original Credit Agreement may be further
amended, modified or restated from time, collectively the “Credit Agreement”) as provided herein.

     NOW, THEREFORE, in consideration of the premises herein contained, and for other good and
valuable consideration (the receipt, sufficiency and adequacy of which are hereby acknowledged),
the parties hereto (intending to be legally bound) hereby agree as follows:

          1. Definitions. Terms capitalized herein and not otherwise defined herein shall have
the meanings ascribed to such terms in the Credit Agreement.

          2. Amendment to Credit Agreement. Subject to the terms and conditions contained
herein, the parties hereto hereby amend the Credit Agreement as follows:

          (a) Section 6.16(a) of the Credit Agreement is hereby amended and restated as follows:

     (a) Minimum EBITDA. Fail to achieve EBITDA, measured on a quarter-end basis, of at
least the required amount set forth in the following table for the applicable period set
forth opposite thereto:

	 	 	 
	Applicable Amount	 	Applicable Period
	$1,273,000

	 	For the 3 month period ending December 31, 2006
	$2,930,000

	 	For the 6 month period ending March 31, 2007
	$5,117,000

	 	For the 9 month period ending June 30, 2007

 

 

	 	 	 
	Applicable Amount	 	Applicable Period
	$8,027,000

	 	For the 12 month period ending September 30, 2007
	$7,400,000

	 	For the 12 month period ending December 31, 2007
	$8,000,000

	 	For the 12 month period ending March 31, 2008
	$11,200,000

	 	For the 12 month period ending June 30, 2008
	$11,750,000

	 	For the 12 month period ending September 30, 2008
	$12,000,000

	 	For the 12 month period ending December 31, 2008
	$12,000,000

	 	For the 12 month period ending March 31, 2009
	$10,750,000

	 	For the 12 month period ending June 30, 2009
	$12,000,000

	 	For the 12 month period
ending September 30, 2009 and each quarter thereafter 

          3. Conditions Precedent. The amendment contained in Section 2 above is
subject to, and contingent upon, the prior or contemporaneous satisfaction of each of the following
conditions precedent, each in form and substance satisfactory to the Agent:

          (a) The Borrowers, the Agent and the Lenders shall have executed and delivered to each
other this Amendment; and

          (b) The Borrowers shall have satisfied any other conditions of the Agent required in
connection with this Amendment.

          4. Reference to and Effect on the Credit Agreement. Except as expressly provided
herein, the Credit Agreement and all of the Loan Documents shall remain unmodified and continue in
full force and effect and are hereby ratified and confirmed. The execution, delivery and
effectiveness of this Amendment shall not operate as a waiver of: (a) any right, power or remedy of
the Agent or the Lenders under the Credit Agreement or any of the Loan Documents, or (b) any
Default or Event of Default under the Credit Agreement or any of the Loan Documents.

2

 

          5. Representations and Warranties of the Borrowers. Each of the Borrowers hereby
represents and warrants to the Agent and the Lenders, which representations and warranties shall
survive the execution and delivery of this Amendment, that on and as of the date hereof and after
giving effect to this Amendment:

          (a) As to each Borrower, the execution, delivery, and performance by such Borrower of
this Amendment have been duly authorized by all necessary action on the part of such
Borrower.

          (b) As to each Borrower, the execution, delivery, and performance by such Borrower of
this Amendment does not and will not (i) violate any provision of federal, state, or local
law or regulation applicable to any Borrower, the Governing Documents of any Borrower, or
any order, judgment, or decree of any court or other Governmental Authority binding on any
Borrower, (ii) conflict with, result in a breach of, or constitute (with due notice or lapse
of time or both) a default under any material contractual obligation of any Borrower, (iii)
result in or require the creation or imposition of any Lien of any nature whatsoever upon
any properties or assets of Borrower, other than Permitted Liens, or (iv) require any
approval of any Borrower’s interest holders or any approval or consent of any Person under
any material contractual obligation of any Borrower, other than consents or approvals that
have been obtained and that are still in force and effect.

          (c) As to each Borrower, this Amendment and all other documents contemplated hereby,
when executed and delivered by such Borrower will be the legally valid and binding
obligations of such Borrower, enforceable against such Borrower in accordance with their
respective terms, except as enforcement may be limited by equitable principles or by
bankruptcy, insolvency, reorganization, moratorium, or similar laws relating to or limiting
creditors’ rights generally.

          (d) The representations and warranties of each of the Borrowers set forth in the Credit
Agreement and in the Loan Documents to which it is a party are true, correct and complete on
and as of the date hereof; provided that the references to the Credit Agreement therein
shall be deemed to include the Credit Agreement as amended by this Amendment.

          (e) Each of the Borrowers acknowledges that the Agent and each Lender is specifically
relying upon the representations, warranties and agreements contained in this Amendment and
that such representations, warranties and agreements constitute a material inducement to the
Agent and each Lender in entering into this Amendment.

     6. Reference to Credit Agreement; No Waiver.

     6.1 Upon the effectiveness of this Amendment, each reference in the Credit
Agreement to “this Credit Agreement,” “hereunder,” “hereof,” “herein” or words of
like import shall mean and be a reference to the Credit Agreement as amended hereby.
The term “Loan Documents” as defined in Schedule 1.1 of the

3

 

Credit Agreement shall include (in addition to the Loan Documents described in the
Credit Agreement) this Amendment and any other agreements, instruments or other
documents executed in connection herewith.

     6.2 The Agent’s and a Lender’s failure, at any time or times hereafter, to
require strict performance by the Borrowers of any provision or term of the Credit
Agreement, this Amendment or the other Loan Documents shall not waive, affect or
diminish any right of the Agent or a Lender thereafter to demand strict compliance
and performance therewith. Any suspension or waiver by the Agent or a Lender of a
breach of this Amendment or any Event of Default under the Credit Agreement shall
not, except as expressly set forth herein, suspend, waive or affect any other breach
of this Amendment or any Event of Default under the Credit Agreement, whether the
same is prior or subsequent thereto and whether of the same or of a different kind
or character. None of the undertakings, agreements, warranties, covenants and
representations of any Borrower contained in this Amendment, shall be deemed to have
been suspended or waived by the Agent or a Lender unless such suspension or waiver
is: (i) in writing and signed by the Agent and each Lender and (ii) delivered to the
Borrower. In no event shall the Agent’s and each Lender’s execution and delivery of
this Amendment establish a course of dealing among the Agent, each Lender, the
Borrowers, or any other obligor or in any other way obligate the Agent or each
Lender to hereafter provide any amendments or waivers with respect to the Credit
Agreement. The terms and provisions of this Amendment shall be limited precisely as
written and shall not be deemed: (A) to be a consent to a modification, amendment or
waiver of any other term or condition of the Credit Agreement or of any other Loan
Documents, or (B) to prejudice any right or remedy that the Agent or each Lender may
now have under or in connection with the Credit Agreement or any of the other Loan
Documents.

          7. Successors and Assigns; Amendment. This Amendment shall be binding upon and inure
to the benefit of the parties hereto and their respective successors and assigns; provided,
however, no Borrower may assign this Amendment or any of its respective rights hereunder
without the Agent’s and each Lender’s prior written consent. Any prohibited assignment of this
Amendment shall be absolutely null and void. This Amendment may only be amended or modified by a
writing signed by the Agent, each Lender and the Borrowers.

          8. Severability; Construction. Wherever possible, each provision of this Amendment
shall be interpreted in such a manner so as to be effective and valid under applicable law, but if
any provision of this Amendment is held to be prohibited by or invalid under applicable law, such
provision or provisions shall be ineffective only to the extent of such provision and invalidity,
without invalidating the remainder of this Amendment. Neither this Amendment nor any uncertainty or
ambiguity herein shall be construed or resolved against Agent or each Lender, whether under any
rule of construction or otherwise. On the contrary, this Amendment has been reviewed by all
parties hereto and shall be construed and interpreted according to the ordinary meaning of the
words used so as to fairly accomplish the purposes and intentions of the parties hereto.

4

 

          9. Counterparts; Facsimile. This Amendment may be executed in one or more
counterparts, each of which taken together shall constitute one and the same instrument. Delivery
of an executed counterpart of this Amendment by telefacsimile shall be equally as effective as
delivery of a manually executed counterpart of this Amendment. Any party delivering an executed
counterpart of this Amendment by telefacsimile shall also deliver a manually executed counterpart
of this Amendment, but the failure to deliver a manually executed counterpart shall not affect the
validity, enforceability or binding effect of this Amendment.

          10. CHOICE OF LAW AND VENUE; JURY TRIAL WAIVER.

          (a) THE VALIDITY OF THIS AMENDMENT, THE CONSTRUCTION, INTERPRETATION, AND ENFORCEMENT
HEREOF, AND THE RIGHTS OF THE PARTIES HERETO WITH RESPECT TO ALL MATTERS ARISING HEREUNDER
OR RELATED HERETO SHALL BE DETERMINED UNDER, GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH
THE LAWS OF THE STATE OF ILLINOIS.

          (b) THE PARTIES AGREE THAT ALL ACTIONS OR PROCEEDINGS ARISING IN CONNECTION WITH THIS
AMENDMENT SHALL BE TRIED AND LITIGATED ONLY IN THE STATE AND FEDERAL COURTS LOCATED IN THE
COUNTY OF COOK, STATE OF ILLINOIS, PROVIDED, HOWEVER, THAT ANY SUIT SEEKING ENFORCEMENT
AGAINST ANY BORROWER COLLATERAL OR OTHER PROPERTY MAY BE BROUGHT, AT AGENT’S OPTION, IN THE
COURTS OF ANY JURISDICTION WHERE AGENT ELECTS TO BRING SUCH ACTION OR WHERE SUCH BORROWERS
COLLATERAL OR OTHER PROPERTY MAY BE FOUND. BORROWER, AGENT AND THE LENDERS WAIVE, TO THE
EXTENT PERMITTED UNDER APPLICABLE LAW, ANY RIGHT EACH MAY HAVE TO ASSERT THE DOCTRINE OF
FORUM NON CONVENIENS OR TO OBJECT TO VENUE TO THE EXTENT ANY PROCEEDING IS BROUGHT IN
ACCORDANCE WITH THIS SECTION 11(b).

          (c) BORROWERS, AGENT AND THE LENDERS HEREBY WAIVE THEIR RESPECTIVE RIGHTS TO A JURY
TRIAL OF ANY CLAIM OR CAUSE OF ACTION BASED UPON OR ARISING OUT OF THIS AMENDMENT OR ANY OF
THE TRANSACTIONS CONTEMPLATED HEREIN, INCLUDING CONTRACT CLAIMS, TORT CLAIMS, BREACH OF DUTY
CLAIMS, AND ALL OTHER COMMON LAW OR STATUTORY CLAIMS. BORROWERS, AGENT AND THE LENDERS
REPRESENT THAT EACH HAS REVIEWED THIS WAIVER AND IT KNOWINGLY AND VOLUNTARILY WAIVES ITS
JURY TRIAL RIGHTS FOLLOWING CONSULTATION WITH LEGAL COUNSEL. IN THE EVENT OF LITIGATION, A
COPY OF THIS AMENDMENT MAY BE FILED AS A WRITTEN CONSENT TO A TRIAL BY THE COURT.

5

 

[Signature pages follow.]

6

 

     IN WITNESS WHEREOF, the undersigned have caused this Sixth Amendment to be duly executed and
delivered as of the date first above written.

	 	 	 	 	 	 	 
	 	 	SoftBrands, Inc.	 	 
	 	 	a Delaware corporation, as a Borrower	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	Title:
	 	 

	 	 
	 

	 	 	 	 

	 	 
	 
	 	 	 	 	 	 
	 	 	SoftBrands Manufacturing, Inc.	 	 
	 	 	a Minnesota corporation, as a Borrower	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	Title:
	 	 

	 	 
	 

	 	 	 	 

	 	 
	 
	 	 	 	 	 	 
	 	 	SoftBrands International, Inc.	 	 
	 	 	a Delaware corporation, as a Borrower	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	Title:
	 	 

	 	 
	 

	 	 	 	 

	 	 
	 
	 	 	 	 	 	 
	 	 	SoftBrands Licensing, Inc.	 	 
	 	 	a Delaware corporation, as a Borrower	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	Its:
	 	 

	 	 
	 

	 	 	 	 

	 	 
	 
	 	 	 	 	 	 
	 	 	MAI Systems Corporation	 	 
	 	 	a Delaware corporation, as a Borrower	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	Its:
	 	 

	 	 
	 

	 	 	 	 

	 	 
	 
	 	 	 	 	 	 
	 	 	Hotel Information Systems, Inc.	 	 
	 	 	a Delaware corporation, as a Borrower	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	Its:
	 	 

	 	 
	 

	 	 	 	 

	 	 
	 
	 	 	 	 	 	 
	 	 	CLS Software International, Inc.	 	 
	 	 	a California corporation, as a Borrower	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	Its:
	 	 

	 	 
	 

	 	 	 	 

	 	 
	 
	 	 	 	 	 	 

 

 

	 	 	 	 	 	 	 
	 	 	Wells Fargo Foothill, Inc.	 	 
	 	 	a California corporation, as Agent and a Lender	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	Its:
	 	 

	 	 
	 

	 	 	 	 

	 	 

 

 

Schedule A-1

Agent’s Account

     An account at a bank designated by Agent from time to time as the account into which
Administrative Borrower shall make all payments to Agent under this Agreement and the other Loan
Documents; unless and until Agent notifies Administrative Borrower to the contrary, Agent’s Account
shall be that certain deposit account bearing account number 4121345094 and maintained by Lender
with Wells Fargo Bank, San Francisco, California, ABA #121-000-248.

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00159-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00159-of-00352.parquet"}]]