Document:

exv4w1

 

Exhibit 4.1

     THIS FIFTEENTH SUPPLEMENTAL INDENTURE, dated as of June 25, 2007, by and among the
parties listed on Schedule A hereto (each an “Additional Guarantor” and
collectively, the “Additional Guarantors”) and THE BANK OF NEW YORK TRUST COMPANY, N.A.,
as successor to J.P. MORGAN TRUST COMPANY, NATIONAL ASSOCIATION and BANK ONE TRUST COMPANY,
NATIONAL ASSOCIATION, as trustee (the “Trustee”). Capitalized terms used in this Fifteenth
Supplemental Indenture and not otherwise defined herein (including terms used on Exhibit A attached
hereto) shall have the meanings ascribed to them in the Indenture (as defined on Exhibit A attached
hereto).

RECITALS

     WHEREAS, Section 4.04 of the Indenture provides that if in accordance with the provisions of
the Bank Credit Facility the Company adds, or causes to be added, any Subsidiary that was not a
Guarantor at the time of execution of the Original Indenture as a guarantor under the Bank Credit
Facility, such Subsidiary shall contemporaneously become a Guarantor under the Indenture;

     WHEREAS, desiring to become a Guarantor under the Indenture, each of the Additional Guarantors
is executing and delivering this Fifteenth Supplemental Indenture; and

     WHEREAS, the consent of Holders to the execution and delivery of this Fifteenth Supplemental
Indenture is not required, and all other actions required to be taken under the Indenture with
respect to this Fifteenth Supplemental Indenture have been taken.

     NOW, THEREFORE IT IS AGREED:

     Section 1.  Joinder. Each Additional Guarantor agrees that by its entering into this
Fifteenth Supplemental Indenture it hereby unconditionally guarantees all of the Issuer’s
obligations under (i) the 6.875% Senior Notes, (ii) the 5.95% Senior Notes, (iii) the 4.95% Senior
Notes, (iv) the 5.15% Senior Notes, (v) any other Securities of any Series that has the benefit of
Guarantees of other Subsidiaries of the Company, and (vi) the Indenture (as it relates to all such
Series) on the terms set forth in the Indenture, as if each such Additional Guarantor was a party
to the Original Indenture.

     Section 2. Ratification of Indenture. This Fifteenth Supplemental Indenture is
executed and shall be construed as an indenture supplemental to the Indenture, and as supplemented
and modified hereby, the Indenture is in all respects ratified and confirmed, and the Indenture and
this Fifteenth Supplemental Indenture shall be read, taken and construed as one and the same
instrument.

     Section 3. Effect of Headings. The Section headings herein are for convenience only
and shall not affect the construction hereof.

     Section 4. Successors and Assigns. All covenants and agreements in this Fifteenth
Supplemental Indenture by each Additional Guarantor shall bind each such Additional Guarantor’s
successors and assigns, whether so expressed or not.

 

 

     Section 5. Separability Clause. In case any one or more of the provisions contained
in this Fifteenth Supplemental Indenture shall for any reason be held to be invalid, illegal or
unenforceable in any respect, the validity, legality and enforceability of the remaining provisions
shall not in any way be affected or impaired thereby.

     Section 6. Governing Law. This Fifteenth Supplemental Indenture shall be governed by
and construed in accordance with the laws of the State of New York. This Fifteenth Supplemental
Indenture is subject to the provisions of the TIA that are required to be part of this Fifteenth
Supplemental Indenture and shall, to the extent applicable, be governed by such provisions.

     Section 7. Counterparts. This Fifteenth Supplemental Indenture may be executed in any
number of counterparts, and each of such counterparts shall for all purposes be deemed to be an
original, but all such counterparts shall together constitute one and the same instrument.

     Section 8. Role of Trustee. The recitals contained herein shall be taken as the
statements of the Company, and the Trustee assumes no responsibility for their correctness. The
Trustee makes no representations as to the validity or sufficiency of this Fifteenth Supplemental
Indenture.

     IN WITNESS WHEREOF, the parties hereto have caused this Fifteenth Supplemental Indenture to be
duly executed as of the date first above written.

	 	 	 
	 

	 	THE ADDITIONAL GUARANTORS NAMED ON SCHEDULE A
HERETO, as Guarantors
	 
	 	 
	 

	 	By: JOSEPH R. SICREE
	 
	 	 
	 

	 	Name: Joseph R. Sicree
	 

	 	Title: Designated Officer

	 
	THE BANK OF NEW YORK TRUST COMPANY, N.A.,

	as Trustee

	 

	By: GEORGE N. REAVES

	 

	Name: GEORGE N. REAVES

	 

	Title: VICE PRESIDENT

 

 

SCHEDULE A

	 	 	 
	          Company Name 	 	                    General Partner/Member
	Toll Austin TX LLC

	 	Toll TX GP Corp. and Toll Southwest LP Company, Inc.
	Toll Dallas TX LLC

	 	Toll TX GP Corp. and Toll Southwest LP Company, Inc.
	Toll San Antonio TX LLC

	 	Toll TX GP Corp. and Toll Southwest LP Company, Inc.

 

 

EXHIBIT A

For purposes of this Fifteenth Supplemental Indenture, the term “Indenture” shall mean that certain
Indenture, dated as of November 22, 2002 (the “Original Indenture”) by and among Toll
Brothers Finance Corp., Toll Brothers, Inc. as Guarantor, the other Guarantors identified therein
and the Trustee, as supplemented by: (i) the Authorizing Resolutions, related to the issuance of
$300,000,000 aggregate principal amount of 6.875% Senior Notes due 2012 (the “6.875% Senior
Notes”) by Toll Brothers Finance Corp. (the “Issuer”) and the issuance of related
guarantees by Toll Brothers, Inc. (the “Company”) and the other Guarantors, attached as
Exhibit A to the Joint Action of the Persons Authorized to Act on Behalf of Each of Toll Brothers
Finance Corp., Toll Brothers, Inc. and Each of the Entities listed on Schedule I thereto dated as
of November 22, 2002; (ii) the First Supplemental Indenture, dated May 1, 2003 (the “First
Supplemental Indenture”), by and among the parties listed on Schedule A thereto (who, pursuant
to such First Supplemental Indenture, thereby became Guarantors) and the Trustee; (iii) the
Authorizing Resolutions, related to the issuance of $250,000,000 aggregate principal amount of
5.95% Senior Notes due 2013 (the “5.95% Senior Notes”) by the Issuer and the issuance of
related guarantees by the Company and the other Guarantors, attached as Exhibit A to the Joint
Action of the Persons Authorized to Act on Behalf of Each of Toll Brothers Finance Corp., Toll
Brothers, Inc. and Each of the Entities listed on Schedule I thereto dated as of September 3, 2003;
(iv) the Second Supplemental Indenture dated November 3, 2003 (the “Second Supplemental
Indenture”), by and among the parties listed on Schedule A thereto (who, pursuant to such
Second Supplemental Indenture, thereby became Guarantors) and the Trustee; (v) the Third
Supplemental Indenture, dated January 26, 2004 (the “Third Supplemental Indenture”), by and
among the parties listed on Schedule A thereto (who, pursuant to such Third Supplemental Indenture,
thereby became Guarantors) and the Trustee; (vi) the Fourth Supplemental Indenture, dated March 1,
2004 (the “Fourth Supplemental Indenture”), by and among the parties listed on Schedule A
thereto (who, pursuant to such Fourth Supplemental Indenture, thereby became Guarantors) and the
Trustee; (vii) the Authorizing Resolutions, related to the issuance of $300,000,000 aggregate
principal amount of 4.95% Senior Notes due 2014 (the “4.95% Senior Notes”) by the Issuer
and the issuance of related guarantees by the Company and the other Guarantors attached as Exhibit
A to the Joint Action of the Persons Authorized to Act on Behalf of Each of Toll Brothers Finance
Corp., Toll Brothers, Inc. and Each of the Entities listed on Schedule I thereto dated as of March
9, 2004; (viii) the Fifth Supplemental Indenture, dated September 20, 2004 (the “Fifth
Supplemental Indenture”), by and among the parties listed on Schedule A thereto (who, pursuant
to such Fifth Supplemental Indenture, thereby became Guarantors) and the Trustee; (ix) the Sixth
Supplemental Indenture, dated as of October 28, 2004 (the “Sixth Supplemental Indenture”),
by and among the parties listed on Schedule A thereto (who, pursuant to such Sixth Supplemental
Indenture, thereby became Guarantors) and the Trustee; (x) the Seventh Supplemental Indenture,
dated as of October 31, 2004 (the “Seventh Supplemental Indenture”), by and among the
parties listed on Schedule A thereto (who, pursuant to such Seventh Supplemental Indenture, thereby
became Guarantors) and the Trustee; (xi) 
the Eighth Supplemental Indenture, dated as of January
31, 2005 (the “Eighth Supplemental Indenture”), by and among the parties listed on Schedule
A thereto (who, pursuant to such Eighth Supplemental Indenture, thereby became Guarantors) and the
Trustee; (xii) the Authorizing Resolutions, related to the issuance of $300,000,000 aggregate
principal amount of 5.15% Senior Notes due 2015 (the “5.15% Senior Notes”) by the Issuer
and the issuance of

 

 

related guarantees by the Company and the other Guarantors attached as Exhibit A to the Joint
Action of the Persons Authorized to Act on Behalf of Each of Toll Brothers Finance Corp., Toll
Brothers, Inc. and Each of the Entities listed on Schedule I thereto dated as of May 26, 2005;
(xiii) the Ninth Supplemental Indenture, dated as of June 6, 2005 (the “Ninth Supplemental
Indenture”), by and among the parties listed on Schedule A thereto (who, pursuant to such Ninth
Supplemental Indenture, thereby became Guarantors) and the Trustee; (xiv) the Tenth Supplemental
Indenture, dated as of August 1, 2005 (the “Tenth Supplemental Indenture”), by and among
the parties listed on Schedule A thereto (who, pursuant to such Tenth Supplemental Indenture,
thereby became Guarantors); (xv) the Eleventh Supplemental Indenture, dated as of January 31, 2006
(the “Eleventh Supplemental Indenture”), by and among the parties listed on Schedule A
thereto (who, pursuant to such Eleventh Supplemental Indenture, thereby became Guarantors); (xvi)
the Twelfth Supplemental Indenture, dated as of April 30, 2006 (the “Twelfth Supplemental
Indenture”), by and among the parties listed on Schedule A thereto (who, pursuant to such
Twelfth Supplemental Indenture, thereby became Guarantors); (xvii) the Thirteenth Supplemental
Indenture, dated as of July 31, 2006 (the “Thirteenth Supplemental Indenture”), by and
among the parties listed on Schedule A thereto (who, pursuant to such Thirteenth Supplemental
Indenture, thereby became Guarantors); and (xviii) the Fourteenth Supplemental Indenture, dated as
of October 31, 2006 (the “Fourteenth Supplemental Indenture”), by and among the parties
listed on Schedule A thereto (who, pursuant to such Fourteenth Supplemental Indenture, thereby
became Guarantors) and the Trustee, and as may be further supplemented (including by this Fifteenth
Supplemental Indenture) and/or amended.exv4w2

 

EXHIBIT 4.2

     THIS SIXTEENTH SUPPLEMENTAL INDENTURE, dated as of JUNE 27, 2007, by and among the parties
listed on Schedule A hereto (each a “Surviving Guarantor” and collectively, the
“Surviving Guarantors”) and THE BANK OF NEW YORK TRUST COMPANY, N.A., as successor to J.P.
MORGAN TRUST COMPANY, NATIONAL ASSOCIATION and BANK ONE TRUST COMPANY, NATIONAL ASSOCIATION, as
trustee (the “Trustee”). RECITALS

     WHEREAS, in connection with the mergers of certain Guarantors (each a “Merged
Guarantor” as listed on Schedule B hereto) with and into the Surviving Guarantors appearing
next to such Merged Guarantors on Schedule B hereto, each of the Surviving Guarantors is executing
and delivering this Sixteenth Supplemental Indenture to affirm its obligations under the Indenture
(as defined on Exhibit A attached hereto) pursuant to Section 5.01 thereof; and

     WHEREAS, the consent of Holders to the execution and delivery of this Sixteenth Supplemental
Indenture is not required, and all other actions required to be taken under the Indenture with
respect to this Sixteenth Supplemental Indenture have been taken.

     NOW, THEREFORE IT IS AGREED:

     Section 1. Definitions. Capitalized terms used in this Sixteenth Supplemental
Indenture and not otherwise defined herein (including Exhibit A attached hereto) shall have the
meanings ascribed to them in the Indenture.

     Section 2. Joinder. Each Surviving Guarantor agrees that by its entering into this
Sixteenth Supplemental Indenture, such Surviving Guarantor hereby ratifies, approves and confirms
in all respects its obligations under the Original Indenture both in its own capacity and as
successor to its respective Merged Guarantor.

     Section 3. Ratification of Indenture. This Sixteenth Supplemental Indenture is
executed and shall be construed as an indenture supplemental to the Indenture, and as supplemented
and modified hereby, the Indenture is in all respects ratified and confirmed, and the Indenture and
this Sixteenth Supplemental Indenture shall be read, taken and construed as one and the same
instrument.

     Section 4. Effect of Headings. The Section headings herein are for convenience only
and shall not affect the construction hereof.

     Section 5. Successors and Assigns. All covenants and agreements in this Sixteenth
Supplemental Indenture by each Surviving Guarantor shall bind each such Surviving Guarantor’s
successors and assigns, whether so expressed or not.

     Section 6. Separability Clause. In case any one or more of the provisions contained
in this Sixteenth Supplemental Indenture shall for any reason be held to be invalid, illegal or

 

 

unenforceable in any respect, the validity, legality and enforceability of the remaining
provisions shall not in any way be affected or impaired thereby.

     Section 7. Governing Law. This Sixteenth Supplemental Indenture shall be governed by
and construed in accordance with the laws of the State of New York. This Sixteenth Supplemental
Indenture is subject to the provisions of the TIA that are required to be part of this Sixteenth
Supplemental Indenture and shall, to the extent applicable, be governed by such provisions.

     Section 8. Counterparts. This Sixteenth Supplemental Indenture may be executed in any
number of counterparts, and each of such counterparts shall for all purposes be deemed to be an
original, but all such counterparts shall together constitute one and the same instrument.

     Section 9. Role of Trustee. The recitals contained herein shall be taken as the
statements of the Company, and the Trustee assumes no responsibility for their correctness. The
Trustee makes no representations as to the validity or sufficiency of this Sixteenth Supplemental
Indenture.

     IN WITNESS WHEREOF, the parties hereto have caused this Sixteenth Supplemental Indenture to be
duly executed as of the date first above written.

	 	 	 	 	 
	 	THE SURVIVING GUARANTORS NAMED ON

SCHEDULE A HERETO,

as Guarantors

 	 
	 	By:  	JOSEPH R. SICREE
 	 
	 	 	Name:  	Joseph R. Sicree 	 
	 	 	Title:  	Designated Officer 	 
	 

	 	 	 	 	 
	THE BANK OF NEW YORK
TRUST COMPANY, N.A., as Trustee	 	 
	 
	 	 	 	 
	By:

	 	GEORGE N. REAVES
 

	 	 
	 
	 	 	 	 
	Name:

	 	GEORGE N. REAVES	 	 
	 
	 	 	 	 
	Title:

	 	VICE PRESIDENT	 	 

- 2 -

 

SCHEDULE A

	 	 	 	 	 
	Surviving Guarantor

 

1. Toll Austin TX LLC

2. Toll Dallas TX LLC

3. Toll San Antonio TX LLC

SCHEDULE B

	 	 	 
	Merged Guarantor	 	Surviving Guarantor
	Lakeway Hills Properties, L.P.

	 	Toll Austin TX LLC
	Toll TX II, L.P.

	 	Toll Austin TX LLC
	Mallard Lakes, L.P.

	 	Toll Dallas TX LLC
	Southlake Woods, L.P.

	 	Toll Dallas TX LLC
	Toll TX, L.P.

	 	Toll Dallas TX LLC
	Toll TX III, L.P.

	 	Toll Dallas TX LLC
	Toll TX IV L.P.

	 	Toll Dallas TX LLC
	Toll TX V L.P.

	 	Toll Dallas TX LLC
	Wichita Chase, L.P.

	 	Toll Dallas TX LLC
	Toll TX VI L.P.

	 	Toll San Antonio TX LLC

- 3 -

 

EXHIBIT A

For purposes of this Sixteenth Supplemental Indenture, the term “Indenture” shall mean that certain
Indenture dated as of November 22, 2002 (the “Original Indenture”) by and among Toll
Brothers Finance Corp., Toll Brothers, Inc. as Guarantor, the other Guarantors identified therein
and the Trustee, as supplemented by: (i) the Authorizing Resolutions, related to the issuance of
$300,000,000 aggregate principal amount of 6.875% Senior Notes due 2012 (the “6.875% Senior
Notes”) by Toll Brothers Finance Corp. (the “Issuer”) and the issuance of related
guarantees by Toll Brothers, Inc. (the “Company”) and the other Guarantors, attached as
Exhibit A to the Joint Action of the Persons Authorized to Act on Behalf of Each of Toll Brothers
Finance Corp., Toll Brothers, Inc. and Each of the Entities listed on Schedule I thereto dated as
of November 22, 2002; (ii) the First Supplemental Indenture dated May 1, 2003 (the “First
Supplemental Indenture”), by and among the parties listed on Schedule A thereto (who, pursuant
to such First Supplemental Indenture, thereby became Guarantors) and the Trustee; (iii) the
Authorizing Resolutions related to the issuance of $250,000,000 aggregate principal amount of 5.95%
Senior Notes due 2013 (the “5.95% Senior Notes”) by the Issuer and the issuance of related
guarantees by the Company and the other Guarantors, attached as Exhibit A to the Joint Action of
the Persons Authorized to Act on Behalf of Each of Toll Brothers Finance Corp., Toll Brothers, Inc.
and Each of the Entities listed on Schedule I thereto dated as of September 3, 2003; (iv) the
Second Supplemental Indenture dated November 3, 2003 (the “Second Supplemental Indenture”),
by and among the parties listed on Schedule A thereto (who, pursuant to such Second Supplemental
Indenture, thereby became Guarantors) and the Trustee; (v) the Third Supplemental Indenture dated
January 26, 2004 (the “Third Supplemental Indenture”), by and among the parties listed on
Schedule A thereto (who, pursuant to such Third Supplemental Indenture, thereby became Guarantors)
and the Trustee; (vi) the Fourth Supplemental Indenture dated March 1, 2004 (the “Fourth
Supplemental Indenture”), by and among the parties listed on Schedule A thereto (who, pursuant
to such Fourth Supplemental Indenture, thereby became Guarantors) and the Trustee; (vii) the
Authorizing Resolutions related to the issuance of $300,000,000 aggregate principal amount of 4.95%
Senior Notes due 2014 (the “4.95% Senior Notes”) by the Issuer and the issuance of related
guarantees by the Company and the other Guarantors attached as Exhibit A to the Joint Action of the
Persons Authorized to Act on Behalf of Each of Toll Brothers Finance Corp., Toll Brothers, Inc. and
Each of the Entities listed on Schedule I thereto dated as of March 9, 2004; (viii) the Fifth
Supplemental Indenture dated September 20, 2004 (the “Fifth Supplemental Indenture”), by
and among the parties listed on Schedule A thereto (who, pursuant to such Fifth Supplemental
Indenture, thereby became Guarantors) and the Trustee; (ix) the Sixth Supplemental Indenture, dated
as of October 28, 2004 (the “Sixth Supplemental Indenture”), by and among the parties
listed on Schedule A thereto (who, pursuant to such Sixth Supplemental Indenture, thereby became
Guarantors) and the Trustee; (x) the Seventh Supplemental Indenture, dated as of October 31, 2004
(the “Seventh Supplemental Indenture”), by and among the parties listed on Schedule A
thereto (who, pursuant to such Seventh Supplemental Indenture, thereby became Guarantors) and the
Trustee; (xi) the Eighth Supplemental Indenture, dated as of January 31, 2005 (the “Eighth
Supplemental Indenture”), by and among the parties listed on Schedule A thereto (who, pursuant
to such Eighth Supplemental Indenture, thereby became Guarantors) and the Trustee; (xii) the
Authorizing Resolutions, related to the issuance of $300,000,000 aggregate principal amount of
5.15% Senior Notes due 2015 (the “5.15% Senior Notes”) by the Issuer and the issuance of

 

related
guarantees by the Company and the other Guarantors attached as Exhibit A to the Joint Action of the
Persons Authorized to Act on Behalf of Each of Toll Brothers Finance Corp., Toll Brothers, Inc. and
Each of the Entities listed on Schedule I thereto dated as of May 26, 2005; (xiii) the Ninth
Supplemental Indenture, dated as of June 6, 2005 (the “Ninth Supplemental Indenture”), by
and among the parties listed on Schedule A thereto (who, pursuant to such Ninth Supplemental
Indenture, thereby became Guarantors) and the Trustee; (xiv) the Tenth Supplemental Indenture,
dated as of August 1, 2005 (the “Tenth Supplemental Indenture”), by and among the parties
listed on Schedule A thereto (who, pursuant to such Tenth Supplemental Indenture, thereby became
Guarantors) and the Trustee; (xv) the Eleventh Supplemental Indenture, dated as of January 31, 2006
(the “Eleventh Supplemental Indenture”), by and among the parties listed on Schedule A
thereto (who, pursuant to such Eleventh Supplemental Indenture, thereby became Guarantors) and the
Trustee; (xvi) the Twelfth Supplemental Indenture, dated as of April 30, 2006 (the “Twelfth
Supplemental Indenture”), by and among the parties listed on Schedule A thereto (who, pursuant
to such Twelfth Supplemental Indenture, thereby became Guarantors) and the Trustee; (xvii) the
Thirteenth Supplemental Indenture, dated as of July 31, 2006 (the “Thirteenth Supplemental
Indenture”), by and among the parties listed on Schedule A thereto (who, pursuant to such
Thirteenth Supplemental Indenture, thereby became Guarantors) and the Trustee; (xviii) the
Fourteenth Supplemental Indenture, dated as of October 31, 2006 (the “Fourteenth Supplemental
Indenture”), by and among the parties listed on Schedule A thereto (who, pursuant to such
Fourteenth Supplemental Indenture, thereby became Guarantors) and the Trustee; and (xix) the
Fifteenth Supplemental Indenture, dated as of June 25, 2007 (the “Fifteenth Supplemental
Indenture”), by and among the parties listed on Schedule A thereto (who, pursuant to such
Fifteenth Supplemental Indenture, thereby became Guarantors) and the Trustee, and as may be further
supplemented (including by this Sixteenth Supplemental Indenture) and/or amended.

- 5 -

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00129-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00129-of-00352.parquet"}]]