Document:

EX-10.1.4

 Exhibit 10.1.4 

AMENDMENT NO. 4 TO THE PATENT LICENSE AGREEMENT NO. C-00061901 

BETWEEN: 
 L’Institut Pasteur, a public
interest foundation, 25, rue du Docteur Roux, 75015 Paris, represented by Mr. Christophe Mauriet, Adjunct General Manager, 
 Hereafter referred to as
“IP” or the “LICENSOR”, acting both on its own behalf and on behalf of: 
  

	•	 	Université Pierre et Marie Curie, 4, place de Jussieu, 75252 Paris Cedex 05, hereafter referred to as “UPMC”, 

  

	•	 	Institut Curie, 26, rue d’Ulm, 75248 Paris cedex 05, hereafter referred to as “IC”, 

  

	•	 	Le Centre National de la Recherche Scientifique, 3, rue Michel-Ange, 75794 Paris Cedex 16, hereafter referred to as “CNRS”. 

Jointly also referred to as the “LICENSOR”, 
 Party
of the first part, 
 AND: 
 CELLECTIS, a
public limited company with a capital of 1,023,803.15 euros, headquartered at 8 Rue de la Croix Jarry, 75013 Paris cedex 15, represented by Mr. André Choulika, acting as Chief Executive Officer 

Hereafter referred to as “Cellectis” or the “Licensee”, 

Party of the second part. 
 The LICENSOR and LICENSEE are
hereafter referred to as the “Parties”. 
 RECITALS: 

On June 19, 2000, the Parties signed the license agreement no. C-00061901, modified by amendment no. 1 on March 15, 2001, amendment 2 on
September 8, 2003, amendment 3 on February 26, 2008, (hereafter the “AGREEMENT”) by which the LICENSOR grants the LICENSEE operating rights over certain patent families. 

Following discussions and exchanges between the Parties, they have decided by mutual agreement to remove from the AGREEMENT the patent family based on
priority application FR95/09587 filed on August 7, 1995 and awarded on October 10, 1997, titled “Insertion gene cellule eucaryote”. 

The Parties agree by this Amendment no. 4 to modify Schedule A of the AGREEMENT and the definition of the “AGREEMENT PATENTS” stated in Article 1.2
of the AGREEMENT. 

 It is thus agreed as follows: 

ARTICLE 1 
 The Parties agree that Schedule A of
this Amendment no. 4 replaces Schedule A of the AGREEMENT. 
 The Parties agree that in this Amendment no. 4, French patent no. 9509587, awarded on
October 10, 1997, is excluded from the definition of the “AGREEMENT PATENTS” stated in article 1.2 of the AGREEMENT. 
 The AGREEMENT PATENTS
are hereby defined as follows: 
  

	•	 	U.S. patent application Serial No. 07/879,689 filed on May 5, 1992 in the names of IP and UPMC, titled “Nucleotide sequence encoding the enzyme I-SceI and the uses thereof”, American patent no.
5830729 awarded on November 3, 1998, any divisional applications, “continuing” applications or reissue applications made on the basis of the patents and patent applications cited above, including the PCT extension of this application,
published under no. WO 96 14 408, and patents and patent applications that may result from them, which are listed in Schedule A of this AGREEMENT, and the corresponding awarded patents which will be automatically added to SCHEDULE A of this
AGREEMENT. 

  

	•	 	U.S. patent application Serial No. 634,192 filed on April 18, 1996 in the names of IP, IC and CNRS, which has never been extended abroad, and which gave rise to US patent no. 5 830 729 awarded on
November 3, 1998, any divisional applications, “continuing” applications or re-issue applications filed on the basis of the patent application cited above, and 

 

	•	 	U.S. patent application no. US 275,638 filed on March 15, 2001 and titled “characterization of the I-SpomI Endonuclease from fission yeast”, including the PCT extension of this application, published
under no. WO 02/074965, the patents and patent applications resulting from it, any patent application claiming priority over one of the aforementioned applications, any divisional applications, “continuing” applications or re-issue
applications filed on the basis of the patents and patent applications cited above. 

 ARTICLE 2 

2.1 All other provisions of the AGREEMENT shall remain unchanged and fully applicable between the Parties. 

2.2 This Amendment no. 4 enters into force on its date of signature by the Parties. 

2.3 This Amendment no. 4 and its Schedule form an integral part of the AGREEMENT. 
  

					
	Signed in Paris on		[Handwritten text: April 11, 2103]
	In 2 original copies.		

  

			
	CELLECTIS		INSTITUT PASTEUR

 SCHEDULE A 

AGREEMENT PATENTS 
  

																			
	 Country
	 	 Title
	  	 Filing

Number
	  	 Filing date
	  	 Type
	  	 Holder 1
	  	 Holder 2
	  	 Holder 3
	  	 Issuance
number
	  	 Date

										
	CANADA	 	SYNTHETIC GENE CODING FOR I-SceI ENZYME...	  	CA2283569	  	Nov. 6, 95	  		  	Institut Pasteur	  	Université P.M. CURIE	  	CNRS	  		  	
										
	EUROPE	 	SYNTHETIC GENE CODING FOR I-SceI ENZYME...	  	EP959384181	  	Nov. 6, 1995	  		  	Institut Pasteur	  	Université P.M. CURIE	  	CNRS	  		  	
										
	JAPON	 	SYNTHETIC GENE CODING FOR I-SceI ENZYME...	  	JP51505896	  	Nov. 6, 1995	  		  	Institut Pasteur	  	Université P.M. CURIE	  	CNRS	  		  	
										
	United States	 	SYNTHETIC GENE CODING FOR I-SceI ENZYME...	  	US971160	  	Nov. 5, 1992	  	Continuation in part	  	Institut Pasteur	  	Université P.M. CURIE	  	CNRS	  	5474896	  	Dec. 12, 95
										
	United States	 	SYNTHETIC GENE CODING FOR I-SceI ENZYME...	  	US336241	  	Nov. 7, 1994	  	Continuation in part	  	Institut Pasteur	  	Université P.M. CURIE	  		  	5792632	  	Nov. 8, 1998
										
	United States	 	SYNTHETIC GENE CODING FOR I-SceI ENZYME...	  	US417226	  	April 5, 1995	  	Division	  	Institut Pasteur	  	Université P.M. CURIE	  		  	5962327	  	Oct. 5, 1999

																			
										
	United States	 	SYNTHETIC GENE CODING FOR I-SceI ENZYME...	  	US465273	  	June 5, 1995	  	Continuation	  	Institut Pasteur	  	Université P.M. CURIE	  		  	5866361	  	Feb 2, 1999
										
	United States	 	SYNTHETIC GENE CODING FOR I-SceI ENZYME...	  	US461624	  	June 5, 1995	  	Continuation	  	Institut Pasteur	  	Université P.M. CURIE	  		  		  	
										
	United States	 	SYNTHETIC GENE CODING FOR I-SceI ENZYME...	  	US643732	  	June 5, 1996	  	Continuation in part	  	Institut Pasteur	  	Université P.M. CURIE	  		  		  	
										
	United States	 	SYNTHETIC GENE CODING FOR I-SceI ENZYME...	  	US119024	  	July 20, 1998	  		  	Institut Pasteur	  	Université P.M. CURIE	  		  	5948678	  	Sept. 7, 1999
										
	United States	 	SYNTHETIC GENE CODING FOR I-SceI ENZYME...	  	US196131	  	Nov. 20, 1998	  	Continuation	  	Institut Pasteur	  	Université P.M. CURIE	  		  		  	
										
	United States	 	SYNTHETIC GENE CODING FOR I-SceI ENZYME...	  	US244130	  	Feb. 4, 1999	  	Division	  	Institut Pasteur	  	Université P.M. CURIE	  		  		  	
										
	United States	 	SYNTHETIC GENE CODING FOR I-SceI ENZYME...	  	US492697	  	Jan. 27, 2000	  	Continuation	  	Institut Pasteur	  	Université P.M. CURIE	  	                	  		  	

																			
	 Country
	 	 Title
	  	 Filing

Number
	  	 Filing date
	  	 Type
	  	 Holder 1
	  	 Holder 2
	  	 Holder 3
	  	 Issuance
number
	  	 Date

										
	United states	 	TRANSGENIC ANIMAL HOMOLOGOUS RECOMBINATION	  	US693948	  	Aug. 7, 96	  	Continuation	  	CNRS	  	Institut Pasteur	  	Institut Curie	  	5830729	  	Nov. 3, 98
										
	United states	 	TRANSGENIC ANIMAL HOMOLOGOUS RECOMBINATION	  	US116834	  	July 17, 98	  	Continuation	  	CNR	  	Institut Pasteur	  	Institut Curie	  		  	

 U.S. patent application no. US 275,638 filed on March 15, 2001 and titled “Characterization of the I-SpomI
Endonuclease from fission yeast”, including the PCT extension of this application, published under no. WO 02/ 074965, the patent applications and patents resulting therefrom, any patent applications claiming priority over one of the
aforementioned applications, any divisional applications, any continuing applications or any applications for re-issue filed on the basis of the aforementioned patents and patent applications.EX-10.2

 Exhibit 10.2 

CONFIDENTIAL TREATMENT REQUESTED BY CELLECTIS S.A.—CONFIDENTIAL PORTIONS OF THIS DOCUMENT HAVE BEEN REDACTED AND HAVE BEEN SEPARATELY FILED WITH THE
COMMISSION. 
 1      PATENT LICENSE AGREEMENT n°C-00061906 

PATENT LICENSE AGREEMENT n° C-00061906 

BETWEEN: 

L’Institut Pasteur, 

Foundation recognized as having public utility, 

25-28, rue du Docteur Roux, 

75724 Paris cedex 15, 

represented by Mr. Christian POLICARD, 

Director of Development and Industrial Partnerships. 

Hereafter referred to as “IP” or the “LICENSOR”, 

Party of the first part 

AND: 
 CELLECTIS

 Public limited company with capital of 250,000 Francs 

with its registered office at 3, rue François Mouthon, Paris 75015 

represented by Mr. André Choulika, acting in the capacity of Chairman and Managing 

Director 
 Hereafter referred to
as the “LICENSEE”, 
 Party of the second part. 

The LICENSOR and the LICENSEE are hereafter referred to as the “Parties”. 

RECITALS: 
 IP is
owner of patents and patent applications relating to a method of homologous recombination. IP has already granted exploitation rights for these patents and patent application to third parties for specific applications and now wishes to share this
technology with a new industrial partner. 
 CELLECTIS is a recently-created company, which has as its activity the domain of genomics and
anti-viral therapy, the production of genomically-modified organisms, with respect to offering services to third parties, the sale of molecular biology products and reagents, the development of new therapeutic strategies, alone or in cooperation
with pharmaceutical laboratories. 

 
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      PATENT LICENSE AGREEMENT n°C-00061906 
  

 CELLECTIS wishes to be able to develop, within the context of its technological platform, the
LICENSOR’s patents and patent applications above whilst respecting the rights already granted to third parties. 
 It has
therefore been agreed as follows between the Parties: 
 ARTICLE 1: DEFINITIONS 

The following definitions apply for the purposes of the present AGREEMENT, it being understood that one the one had, the singular is
understood, when the context so permits, as the plural, and inversely, and on the other hand, masculine is understood as feminine in the same conditions. 
  

	 	1.1	AFFILIATE 

 “Affiliate” is understood as any company, firm, group of persons or
other entity, which de jure ou de facto, directly or indirectly, controls another entity or is controlled by it, or is under common control with it, control being understood as holding over fifty percent (50%) of the voting shares
of a company (or any other percentage that a foreign company is authorised to hold in a third party national company with respect to the legislation of the latter’s country) or as having decision-making power, in the case of a company without
legal status. 
  

	 	1.2	AGREEMENT PATENTS 

 “AGREEMENT PATENTS” are understood as: 

The French patents application serial No. 89 03630 filed on 20 March 1989, published under No. 2 646 438 and titled
“procédé de remplacement spécifique d’une copie d’un gène present dans le genome receveur par l’intégration d’un gène different de celui où se fait
l’intégration”, the PCT extension of the application, published under the No. WO 90 11 354 and any foreign patent applications, division applications, continuation applications, any reissue application, made on the basis of the
patent applications cited above, and the corresponding patents issued which shall be automatically included in APPENDIX A to the present AGREEMENT. 
  

	 	1.3	FIELD 

 IP has already granted to THIRD PARTIES an exclusive license under the AGREEMENT
PATENTS in the field of homologous recombination applied to cytokines genes, to hormones and to human growth factors. 
 Consequently, the
FIELD of this AGREEMENT concerns the field of homologous recombination applied to any genes excluding cytokines, hormones and human growth factors. 

 
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      PATENT LICENSE AGREEMENT n°C-00061906 
  

	 	1.4	LICENSE 

 “LICENSE” is understood as the grant by the LICENSOR to the LICENSEE
of exploitation rights for the AGREEMENT PATENTS in accordance with the provisions of the present document (the “AGREEMENT”) in particular as covered in Article 2. 
  

	 	1.5	IMPROVEMENT 

 “IMPROVEMENT” is understood as any improvements or innovations,
whether patentable or not, made to the LICENSED PRODUCTS and/or LICENSED PROCESS by the LICENSOR, and depending on the AGREEMENT PATENTS. The IMPROVEMENTS constitute, with the AGREEMENT PATENTS, the licensed technology. The patents filed to protect
IMPROVEMENTS shall be included as they are filed in the AGREEMENT PATENTS. 
  

	 	1.6	LICENSEE 

 The “LICENSEE” is understood as the LICENSEE as defined above and
all its AFFILIATES taken collectively; the LICENSEE is authorized to extend the benefits of the rights conferred upon it by the present AGREEMENT to its AFFILIATES, as long as it itself continues to assume liability for respect of the obligations
conferred upon its by the present AGREEMENT, both for itself and its AFFILIATES. 
  

	 	1.7	PROVISION OF SERVICES 

 “PROVISION OF SERVICES” is understood as the
performance by the LICENSEE in favour of a THIRD PARTY of provision of services, implementing any LICENSED PRODUCT or LICENSED PROCESS. 
  

	 	1.8	LICENSED PRODUCT 

 “LICENSED PRODUCT” is understood as any composition or any
product, the exploitation of which would constitute, without a license, an infringement of the AGREEMENT PATENTS. 
  

	 	1.9	LICENSED PROCESS 

 “LICENSED PROCESS” is understood as any process, the
implementation of which would constitute, without a license, an infringement of the AGREEMENT PATENTS. 
  

	 	1.10	NET INCOME 

 “NET INCOME” is understood as [***]. 

 
 [***] CONFIDENTIAL MATERIAL REDACTED AND SEPARATELY FILED WITH THE COMMISSION.

 
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      PATENT LICENSE AGREEMENT n°C-00061906 
  

	 	1.11	R&D SOLD 

 “R&D SOLD” is understood as [***]. 

 

	 	1.12	KNOW-HOW 

 “KNOW-HOW” is understood as all knowledge and data, including
technical, strategic and commercial information, methods, supplies and products including the organisms and micro-organisms belonging to the LICENSOR, patented or not patented, and which it holds before signature of the AGREEMENT or which it
develops or acquires after signature of the present AGREEMENT. The list of KNOW HOW is in APPENDIX B to the present AGREEMENT. 
  

	 	1.13	TERRITORY 

 “TERRITORY” is understood as the whole world. 

 

	 	1.14	THIRD PARTIES 

 “THIRD PARTIES” are understood as any entity other than the
parties to the present AGREEMENT and their AFFILIATES. 
  

	 	1.15	SALE 

 “SALE” is understood as the transfer by the LICENSEE to a THIRD PARTY of
any property or disposal right for the LICENSED PRODUCTS. A SALE becomes effective from when it is invoiced by the LICENSEE. 
  

	 	1.16	INDUSTRIAL GROUP 

 “INDUSTRIAL GROUP” is understood as any company or group of
companies exercising an economic activity which products material assets by the transformation and implementation of raw materials into a finished or semi- finished product. 

ARTICLE 2: LICENSE GRANT 
  

	 	2.1	The LICENSOR grants, subject to the reservations and conditions stipulated in the present document, to the LICENSEE, which accepts, an exclusive license under the AGREEMENT PATENTS to make, have made, use and sell the
LICENSED PRODUCTS and/or implement or have implemented the LICENSED PROCESS in the TERRITORY in the FIELD during the term of the present AGREEMENT. 

  

	 	2.2	The LICENSOR grants to the LICENSEE an immediate, complete and free access to the KNOW-HOW. 

  

[***] CONFIDENTIAL MATERIAL REDACTED AND SEPARATELY FILED WITH THE COMMISSION. 

 
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      PATENT LICENSE AGREEMENT n°C-00061906 
  

	 	2.3	The LICENSEE may only grant sub-licenses for the rights it receives by virtue of the present AGREEMENT to any THIRD PARTY with the prior approval of the LICENSOR. If the LICENSOR does not indicate its disagreement
within a period of one month from the date of notification of a planned sub-license, it shall be deemed to have given its approval. 

  

	 	2.4	The IMPROVEMENTS made by the LICENSOR are granted with an exclusive license to the LICENSEE according to the terms and restrictions of the present AGREEMENT and at no additional price. 

The LICENSOR shall inform the LICENSEE of any patent it files in the FIELD after the present AGREEMENT takes effect, no later than one month
after such a filing. 
 Consequently, the term exclusive is understood for the purposes of the present AGREEMENT as the LICENSOR being
prohibited from exploiting or having exploited or granting a license or exploitation rights under the IMPROVEMENTS to a THIRD PARTY. 

ARTICLE 3: CONSIDERATION 
  

	 	3.1	Under this AGREEMENT the LICENSEE will pay to the LICENSOR on the date of the third anniversary of the coming into force of this AGREEMENT a lump sum, non-reimbursable and non-deductible from future license fees, of
[***]. 

  

	 	3.2	Under this AGREEMENT the LICENSEE will pay to the LICENSOR license fees equal to [***] of the NET INCOME generated in the TERRITORY. 

 

	 	3.3	In reimbursement of the license fees already paid, the LICENSEE will pay to the LICENSOR: 

  

	 	•	 	The sum of [***] on the date of the first anniversary of the coming into force of this AGREEMENT, 

  

	 	•	 	The sum of [***] on the date of the second anniversary of the coming into force of this AGREEMENT, 

  

	 	•	 	The sum of [***] on the date of the third anniversary of the coming into force of this AGREEMENT. 

  

	 	3.4	Under the sub-licenses granted by the LICENSEE in application of Article 2.4 of this AGREEMENT, the LICENSEE will pay to the LICENSOR: [***] of all payments received by it, lump sums, license fees, market values (in the
case of cross licenses or exchanges) for all sub-licenses granted to THIRD PARTIES, excluding sums set out in Article 3.5. In no case may the amount receivable by the LICENSOR be less than that which it would have received by contracting directly
with the THIRD PARTIES under the conditions agreed with the LICENSEE. 

 If these conditions make it impossible to conclude a
SUB-LICENSE AGREEMENT for economic reasons, the LICENSOR and the LICENSEE will come to an AGREEMENT in a good faith for other conditions to apply to the SUB- LICENSE. 

 
 [***] CONFIDENTIAL MATERIAL REDACTED AND SEPARATELY FILED WITH THE COMMISSION.

 
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      PATENT LICENSE AGREEMENT n°C-00061906 
  

 ARTICLE 4: PAYMENT OF LICENSE FEES 

 

	 	4.1	The payment of the license fees due under this AGREEMENT shall be made sixty (60) days after the end of each calendar half-year for the amount corresponding to the sales or sub-license payments for that half-year.

  

	 	4.2	All payments due from the LICENSEE under this AGREEMENT shall be made by direct bank transfer to the account notified to it by the LICENSOR. All bank charges relating to the said payments shall be the liability of the
LICENSEE up until the payments are made to the account of the LICENSOR. 

  

	 	4.3	For the purposes of this AGREEMENT, license fees relating to the NET INCOME paid in a currency other than the French Franc or the Euro must be converted at the average rate of exchange on the last but one Wednesday of
the month preceding the month of invoicing, as published by the Banque de France. 

  

	 	4.4	The sums paid to the LICENSOR shall remain its property under all circumstances. VAT shall be invoiced in addition, at the applicable rate, and paid by the LICENSEE. 

 

	 	4.5	Any withholding tax payable by the LICENSEE on the license fees due under this AGREEMENT shall be deducted from the license fees due for the relevant country. The LICENSEE must obtain and keep at the disposal of the
LICENSOR proof of payment of such withholding tax. The LICENSEE must assist the LICENSOR to avoid paying double taxation and will on request provide it with any necessary document for this purpose. 

 

	 	4.6	In the case of late payment, the sums due to the LICENSOR shall be increased by a penalty equal to one and a half time the legal rate of interest. 

ARTICLE 5: ESTABLISHMENT OF ACCOUNTS 
  

	 	5.1	At the time of payment, the LICENSEE will provide the LICENSOR with a report showing the accounts relating to the license fees. This report will show separate accounts for each country in the TERRITORY and for the
relevant period for each AGREEMENT PATENT, the number of LICENSED PRODUCTS sold along with their trade names and the type of PROVISION OF SERVICES carried out, the NET INCOME achieved as well as the license fees due. If no license fee is due, a
report shall be provided to that effect. The above-mentioned reports shall be certified as complying by one of the Licensee’s managers duly authorized for that purpose. The same obligations apply to the LICENSEE for LICENSED PRODUCTS and
PROVISIONS OF SERVICES sold by a sub-licensee, the above-mentioned reports shall, if necessary, be detailed sub-licensee-by-sub-licensee. 

 
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      PATENT LICENSE AGREEMENT n°C-00061906 
  

	 	5.2	The LICENSEE shall keep separate and detailed accounts so as to allow the calculation and verification of the amount of the license fees due to the LICENSOR under this AGREEMENT. The LICENSOR shall be authorized for the
duration of this AGREEMENT plus a further period of three years to carry out an examination, at its expense, of the Licensee’s accounts and those of the sub-licensees performed by an independent qualified accountant, chosen by the LICENSOR and
approved by the LICENSEE, or in the absence of AGREEMENT by the Président du Tribunal de Grande Instance de Paris. The accountant’s task will be solely to calculate the license fees. This is exercisable for a maximum period of
five years preceding such examination. 

 In the case of adjustment, the costs of the examination shall be the liability of the
LICENSEE from the date when the sums owed by the LICENSEE to the LICENSOR as noted by the accountant shall exceed 5 % of the total sums actually received by the LICENSOR. 

ARTICLE 6: WARRANTIES 
  

	 	6.1	The LICENSOR declares and warrants the LICENSEE: 

  

	 	•	 	that the AGREEMENT PATENTS actually exist; 

  

	 	•	 	that he is fully authorized to grant the LICENSE that is the subject of this AGREEMENT. 

  

	 	6.2	The unknown factors, risks and dangers linked to the use of the AGREEMENT PATENTS, in particular the faults that it could conceal or the eviction, with the exception of evictions that are solely attributable to the
LICENSOR, which they can demonstrate, shall be the sole responsibility of the LICENSEE who accepts them. 

 Consequently, the
LICENSOR declines any explicit or implicit responsibility towards the LICENSEE, their legal successors, transferees for any direct, indirect or special damages, in particular any operating losses, interruption of activity or lost profits. 

The LICENSEE is prevented from having any redress including activating any guarantees and is forbidden from subrogating a THIRD PARTY in its
rights of redress against the LICENSOR, its managers, its directors, its employees, its agents, as compensation for any damages that may arise during the implementation or not of the AGREEMENT PATENTS. 

 

	 	6.3	 Without prejudice to what is mentioned in Article 6.1 above the LICENSOR does not provide any warranties, whether express or implicit, pertaining to
the AGREEMENT PATENTS, in particular regarding their usefulness, their harmlessness or adaptation for any purpose. The LICENSOR does not warrant, either expressly or implicitly, that the

 
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      PATENT LICENSE AGREEMENT n°C-00061906 
  

	 	
use of the AGREEMENT PATENTS as well as the manufacture, sale, use, import, export and the ownership of the LICENSED PRODUCTS do not breach any patents (other than the AGREEMENT PATENTS),
exclusive rights or ownership rights of a THIRD PARTY. It is nevertheless agreed that if proceedings are instituted against the LICENSEE or one of their sub-licensees by a THIRD PARTY which is opposed to a patent that opposes the free use of the
LICENSED PRODUCTS or LICENSED PROCESS, the LICENSOR will provide its assistance to the LICENSEE at LICENSOR’s costs. 

  

	 	6.4	The LICENSEE is the sole party responsible for ensuring that the LICENSED PRODUCTS comply with the applicable laws and regulations, in particular those pertaining to ethics, the treatment of animals and genetically
modified organisms. 

  

	 	6.5	This Article 6 shall be applicable notwithstanding the expiration or termination of this AGREEMENT. 

ARTICLE 7: INFRINGEMENT 
  

	 	7.1	The LICENSOR and the LICENSEE shall notify one another as soon as they become aware of any infringement of the AGREEMENT PATENTS by a THIRD PARTY. They shall supply one another with all items available to them in order
to examine the nature and extent of this. 

  

	 	7.2	If one of the Parties believes that the observed infringement is liable significantly to disrupt the LICENSEE’S use of the AGREEMENT PATENTS, they shall approach the other Party in order to discuss the most
appropriate measures in order to bring the infringement to an end. 

  

	 	7.3	If the Parties decide, by joint agreement, that they shall initiate legal proceedings against the THIRD PARTY they shall determine if these legal proceedings should be initiate jointly. The proceedings shall be dealt
with jointly. For any issues pertaining to the protection of the AGREEMENT PATENTS, the LICENSOR shall be nominated as the “leader” and shall act following consultation with the LICENSEE and shall take account of any reasonable comments
made by the latter. For any matters pertaining to the protection of the LICENSEE’S commercial interests, in particular the assessment of their damages, the latter shall be nominated as “leader” and shall act following consultation
with the LICENSOR and shall take account of any reasonable comments made by the latter. 

 The Parties to the proceedings shall
ascertain the fees to be paid between them in advance. The indemnities that may be awarded by the courts to both parties to the AGREEMENT shall be shared between them in the same proportion as their respective external costs incurred in the course
of these legal proceedings 

 
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      PATENT LICENSE AGREEMENT n°C-00061906 
  

	 	7.4	If the LICENSEE would like to initiate legal proceedings and the LICENSOR does not wish to, the LICENSEE may, after having given formal notice to the LICENSOR for which no response has been received, pursue action at
its own initiative and in its own name. The fees for such proceedings shall be payable by the sole LICENSEE. The awards, including any possible damages of a punitive nature, shall be irrevocably acquired by the LICENSEE. 

It is, however, agreed that after deducting external costs incurred by the LICENSEE for successfully win the legal proceedings, the
indemnities, to the exclusion of indemnities of a punitive nature, allocated to LICENSEE shall be included in the NET INCOME and shall be subject to payment of royalty to the LICENSOR at the applicable rate in accordance with this AGREEMENT. 

It is furthermore agreed that the LICENSOR reserves the right to intervene at their cost and risk. 

 

	 	7.5	If the LICENSOR wishes to initiate legal proceedings and the LICENSEE does not wish to, the LICENSOR may then pursue matters at its own initiative and in its own name. The fees for such proceedings shall be payable by
the sole LICENSOR. The awards, including any possible damages of a punitive nature, shall be irrevocably and wholly acquired by the LICENSOR. 

This provision does not however prevent the LICENSEE from taking part in proceedings, at its expense, in order to obtain compensation rightly
due for damages. 
  

	 	7.6	If an action by the LICENSEE in accordance with Article 7.4 above must be declared to be inadmissible because of the plaintiffs inability to act or if it can reasonably be anticipated that the LICENSEE plans to take in
accordance with Article 7.4 above, is declared inadmissible for this reason, the LICENSOR shall then provide the LICENSEE upon request and in a timely manner, all powers required for them to act in the name and on behalf of the LICENSOR.

 The costs pertaining to this action shall be payable by the LICENSEE. The indemnities that may be allocated at the end of
the proceedings shall be split as set out in Article 7.4 above. 
  

	 	7.7	The Parties jointly undertake to supply all documents, powers of attorney and signatures that may be required in order to carry out their actions successfully in accordance with the terms of this Article.

 ARTICLE 8: CONFIDENTIALITY AND EXCHANGE OF INFORMATION 

 

	 	8.1	For the duration of this AGREEMENT, each Party undertakes to notify the other Party promptly of any information they may obtain or develop relating to the harmlessness and/or usefulness of any LICENSED PRODUCT in
particular any information regarding any serious effect which one can reasonably believe is linked to the use of the LICENSED PRODUCT. 

 
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      PATENT LICENSE AGREEMENT n°C-00061906 
  

	 	8.2	For the duration of this AGREEMENT plus a period of five years and regardless of it being terminated prematurely, the Parties cannot disclose, directly or indirectly, any confidential information received by the other
Party within the framework of this AGREEMENT or its preparation, without prior consent of the other Party. The information are deemed confidential if they are disclosed: 

 

	 	•	 	in any written form (on paper or electronically) and clearly designated as being confidential; or 

  

	 	•	 	in verbal form, insofar as its confidentiality is confirmed in writing within 30 calendar days; or 

  

	 	•	 	in the form of samples, specimens or other biological materials that are formally designated as being confidential at the latest 30 days after they have been supplied. 

The Parties are only authorized to disclose confidential information if it is directly and strictly necessary: a) to the development and use of
the LICENSED PRODUCTS or the LICENSED PROCESS; b) to obtain administrative authorizations for use; c) in order to comply with and respond to the requirements of the governmental authorities. 

In this instance, the Parties must take reasonable measures to ensure that any unauthorized use or disclosure shall be carried out by
individuals to whom the confidential information will be entrusted and specifically drawing their attention to the confidential nature of this information. With regards to its own staff, each Party shall only be authorized to entrust the said
information to members linked to them by a confidentiality obligation that is at least equivalent to the effects of the confidentiality obligation set out in this Article. 

The confidentiality obligation in this Article shall not apply to information a) that is or becomes accessible to the public, or b) that is
already in the possession of the recipient Party at the time it is entrusted to them by the other Party, the onus being on them to provide proof of this or c) which shall subsequently, excluding any contractual breach, be entrusted to the recipient
Party by a THIRD PARTY not belonging to the public authority, the onus being on the recipient party to provide proof of this or d) which is not independently developed by the employees of the recipient Party which has not been advised of the said
information in accordance with this AGREEMENT, the onus being on them to provide proof of this. 
  

	 	8.3	Any public announcement or disclosure regarding the terms of this AGREEMENT may not be made, directly or indirectly, by any of the Parties, except where required by Law, without first having obtained the written
AGREEMENT from the other Party on the principle and content of this disclosure or announcement. 

 
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      PATENT LICENSE AGREEMENT n°C-00061906 
  

 ARTICLE 9: ENTRY INTO FORCE AND TERM 

 

	 	9.1	This AGREEMENT shall be deemed applicable from the AGREEMENT DATE as indicated at the foot of this document and must be read and interpreted accordingly. Unless it has been terminated in compliance with the provisions
set forth below and without prejudice to the provisions in Articles 6, 8 and 11 of this AGREEMENT, the latter shall remain in force until the expiry or invalidation of the last AGREEMENT PATENT. 

 

	 	9.2	The expiry of the AGREEMENT upon expiration of the last AGREEMENT PATENT in compliance with this Article 9.1 will not prohibit the LICENSEE from continuing to making, sell and use the LICENSED PRODUCTS and PROVISIONS OF
SERVICES without having to pay any subsequent fees. 

  

	 	9.3	If one of the parties is in breach in their performance or one or more of the obligations imposed on it by this AGREEMENT and if it fails to rectify the breach within 90 days following receipt of a notification from the
other Party concerning the said breach, the other Party will be authorized to terminate this AGREEMENT lawfully, at the fault of the Party in breach and at any time, merely upon delivery of a notification to the party in breach. This shall be
without prejudice to the other rights and remedies to which the injured Party may be entitled by virtue of the breach, in particular the right to compensation for damages to which this infringement and this termination give rise. 

 

	 	9.4	The LICENSEE acknowledges the LICENSOR’s right to terminate this AGREEMENT immediately by simply sending notice of termination if the LICENSEE contests the validity of all or some of the AGREEMENT PATENTS before a
court or patents office. 

  

	 	9.5	Either Party may terminate this AGREEMENT without fault if judicial proceedings are instituted against the other Party, once the trustee has expressly or implicitly relinquished continuing with the AGREEMENT, provided
that a notification is sent by the Party wishing to terminate this AGREEMENT to the other Party sixty (60) days before the said termination comes into effect. 

 

	 	9.6	At the end of the AGREEMENT or in the case of premature termination of the same for a reason other than termination due to fault on the part of the LICENSOR, the LICENSOR shall retain any sums it has received on the
basis of this AGREEMENT, while the LICENSEE shall remain bound to pay all sums due upon expiry of this AGREEMENT and on the basis of any use thereof which has not been paid for. 

 

	 	9.7	The anticipated termination of this AGREEMENT shall lead to the termination of the LICENSE, after which the LICENSEE will be prohibited from using the AGREEMENT PATENTS. 

 

	 	9.8	 The LICENSEE may terminate the AGREEMENT simply by notice without owing the LICENSOR any compensation. Such termination may be effected in particular
if the AGREEMENT PATENTS are not issued or not issued with a satisfactory scope either in geographical or technical terms or if the use of the license is not economically viable. In the case of termination, the LICENSOR shall substitute the LICENSEE
in all the 

 
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      PATENT LICENSE AGREEMENT n°C-00061906 
  

	 	
sub-licensing AGREEMENTs signed by the latter. Furthermore, the LICENSEE will not owe any of the sums set forth in Articles 3.1 to 3.4 and 10.1 as of the termination date. 

ARTICLE 10: PATENTS 
  

	 	10.1	Subject to the provisions set forth in Article 10.2 below, the LICENSOR shall ensure that the AGREEMENT PATENTS are issued and maintained. The LICENSOR shall regularly inform the LICENSEE of the state of proceedings
relating to the issuances of the AGREEMENT PATENTS and shall consult it in all decisions that are likely to affect the existence or the scope of the monopoly provided by the AGREEMENT PATENTS. The LICENSOR shall consult the LICENSEE in particular
concerning the decisions to extend the priority application to foreign countries and concerning the defense in the case of opposition or interferences. The LICENSOR shall provide the LICENSEE with copies of the main communications exchanged with its
patents counsels and those exchanged with the patent offices. 

 The LICENSEE shall reimburse the LICENSOR, subject to having
been consulted in advance on the timeliness of the commitment and having received the relevant supporting documents, for a [***] of the direct expenses incurred by the latter from the date of signature of this AGREEMENT for having the AGREEMENT
PATENTS issued and maintained for the countries encompassed by the Munich Convention, the US, Canada and Japan. The said share may not be lower than [***] per year. 

For countries not mentioned above and in respect of which the LICENSEE has requested industrial property protection, the LICENSEE shall
reimburse the LICENSOR, subject to having been consulted in advance on the timeliness of the commitment and having received the relevant supporting documents, for all of the direct expenses incurred by the latter for having the AGREEMENT PATENTS
issued and maintained. The LICENSEE may at any time - subject to a notice period of six months- cease to pay the above mentioned expenses without constituting a contractual breach, in which case the LICENSOR will be released from its obligations to
maintain the AGREEMENT PATENTS. 
  

	 	10.2	In the event that the LICENSOR should wish to abandon a AGREEMENT PATENT, it shall inform the LICENSEE, who may at its own expense maintain the said AGREEMENT PATENT. In such a case, it will be understood that ownership
of the LICENSOR’S rights will be transferred to the LICENSEE and that the latter will cease to owe the LICENSOR any fees in respect of the country concerned. 

The information mentioned above shall be sent by registered letter with confirmation of receipt and shall contain all the relevant information
in the LICENSOR’s possession that will facilitate an assessment of the usefulness of maintaining the AGREEMENT PATENTS which the LICENSOR wishes to abandon. The LICENSEE will have thirty (30) days upon receipt of this information for
submitting its decision on maintaining 
  
 [***] CONFIDENTIAL MATERIAL REDACTED AND
SEPARATELY FILED WITH THE COMMISSION. 

 
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      PATENT LICENSE AGREEMENT n°C-00061906 
  

 
the AGREEMENT PATENTS of its choice. After this deadline or in the absence of a reply by the LICENSEE by the expiry of the deadline, the LICENSOR will be free to abandon said AGREEMENT PATENT.

 ARTICLE 11: TRADE MARKS, TRADE NAMES AND PRODUCT MARKING 

None of the provisions of the AGREEMENT can lead to the right to use, for any promotional activity, the name, trade name, trade mark or any
other designation or distinctive mark of the other party, including the above in contracted or abridged form or through imitation, without the express written consent of the other party. 

The LICENSEE may affix, or have affixed, on every LICENSED PRODUCT, the number of the AGREEMENT PATENT, whenever the legislation of a country
so requires as well as the statement “sub-license from the Institut Pasteur”. 
 This Article 11 shall continue to apply
notwithstanding the expiration or termination of this AGREEMENT. 
 ARTICLE 12: MISCELLANEOUS 

 

	 	12.1	This document and its appendices and also any document referred to herein shall bind the parties and their respective successors in law. It may only be altered by way of an amendment hereto duly signed by an authorized
representative of each party or their successors in law, with the exception of the appendices, which may be unilaterally updated, provided the AGREEMENT so provides. 

 

	 	12.2	This AGREEMENT is accepted by the LICENSEE having regard to its shareholding as of the date of signature indicated at the bottom. In the event of a change of control - i.e. 50% or more of the voting rights benefiting an
INDUSTRIAL GROUP the LICENSOR shall be entitled to cancel it within 60 days of the effective date of this change. This AGREEMENT cannot be transferred or assigned to a THIRD PARTY by one of the parties without the prior AGREEMENT of the other party,
unless it is assigned or assigned jointly with the transfer or assignment of all of the activities of the assigning party. Any proposed assignment or transfer shall be notified to the other party by the party proposing such an assignment or such
transfer at least sixty (60) days before its execution. In any case, the assignor will be the guarantor with respect to the other party of compliance with the terms of this AGREEMENT by the assignee for the five years following the assignment.

  

	 	12.3	The titles and paragraphs of this AGREEMENT have been arranged on the grounds of convenience. In no circumstances can they be used for the purpose of interpreting the terms of the AGREEMENT. Unless specifically provided
for otherwise, any reference to an Article includes all the sub-divisions of the said Article; a reference to one (several) of the given subdivision(s) does not cover the other subdivisions not referred to. 

 
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      PATENT LICENSE AGREEMENT n°C-00061906 
  

	 	12.4	Any notification or communication authorized or required within the context of this AGREEMENT shall be deemed as duly accomplished, provided it has been carried out on a postage paid basis by registered letter with
acknowledgement of receipt or by any other means of equivalent function to the following addresses: 

 For the LICENSOR:
Institut Pasteur 
 Direction de la Valorisation et des Partenariats Industriels 

25, rue du Dr ROUX 
 75724 PARIS
cedex 15 
 For the LICENSEE: Cellectis S.A. 

28, rue du Dr ROUX 
 75724 PARIS
cedex 15 
 Any notification shall be deemed to have been effected on the date on which it is actually received by its addressee unless the
date of receipt is a public holiday in which case it will be deemed to have been received on the first working day following the public holiday. 
  

	 	12.5	Should some provision of this AGREEMENT prove to be contrary to law, and thus null and void, the validity of this AGREEMENT will not be affected in consequence and the parties shall meet in order to replace the invalid
provision by a lawful provision of equivalent effect. In the absence of AGREEMENT being reached on the wording of such a provision and if it is manifest that the importance of the invalid clause is such that, in its absence, the parties would have
refrained from entering into the AGREEMENT, the AGREEMENT shall cease at the initiative of one or other of the parties subject to compliance with formalities equivalent to those laid down in Section 9.3 above. 

 

	 	12.6	The waiver by one or other of the parties of the execution of any of the provisions of this AGREEMENT does not, in any way, incorporate or imply any waiver in respect of the implementation of the other obligations. In
any case, the fact that one or other of the parties abstains from calling for the execution of an obligation, which the said party may demand, cannot be interpreted as a waiver on its part of the execution of the said obligation, regardless of the
duration of its abstention. 

 ARTICLE 13: DISPUTES- LAW- REGISTRATION 

This AGREEMENT will be subject to French law. 

ln the event of a difficulty arising between the parties in relation to the interpretation or execution of this AGREEMENT, the parties shall
attempt to settle their difference on an amicable basis. In the event of the disagreement persisting, the Paris Courts (Tribunaux de Paris) shall have exclusive jurisdiction. 

 
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      PATENT LICENSE AGREEMENT n°C-00061906 
  

 If the dispute affects fees or any sum of money in compensation for the LICENSE, this sum
shall remain blocked for the duration of the dispute in an interest-bearing account, opened for this purpose by the party from whom the payment is claimed. 

Full powers shall be given to the holder of a copy of this AGREEMENT for the purpose of procuring its fiscal registration and its registration
in the national patent registers. 
  

			
	Made in Paris, in four (4) original copies.		[Handwritten text: October 19, 2000]

  

					
	[Signature]				[Signature]
			
	CELLECTIS				INSTITUT PASTEUR

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