Document:

EX-10.16.3

 

Exhibit 10.16.3

DATED 24th June 2003

BIWATER RETIREMENT AND SECURITY SCHEME

Deed of Alteration

changing the ex-WCAPS Editions of the

Fifth Definitive Trust Deed and Rules

with effect on and from 1st June 2003

CMS Cameron McKenna LLP

Mitre House

160 Aldersgate Street

London EC1A 4DD

T+44(0)171 367 3000

F +44(0)171 367 2000

File Ref: 104585.00001

Doc.Ref: 20606914.01

CERTIFIED
TO BE A TRUE AND
COMPLETE COPY OF THE ORIGINAL

CMS CAMERON
MCKENNA
DATE 4/7/2003
CMS Cameron McKenna

Mitre House

160 Aldersgate Street

London EC1A 4DD

- 1 -

 

THIS
DEED OF ALTERATION is made the
24th day
of
June 2003

[SEAL]

PARTIES

	(1)	 	The Principal Employer
	 
	 	 	BIWATER PLC whose registered office is at Biwater House, Station Approach, Dorking, Surrey
RH4 1TZ and
	 
	(2)	 	The Trustees
	 
	 	 	TERENCE WILLIAM ALBERT BARKER of “the Willows”, 20 Holme Park, Upper Newbold, Chesterfield,
Derbyshire S41 8XB NORMAN ERIC DODD of 5 Ashworth Avenue, Urmston, Manchester M41 8TH JOHN
ERNEST ALFRED KERSLAKE of Ivy House, Stack Hills Road, Todmorden, 0L14 5QW ANTHONY JOHN READ
of 4 Hazlemere Drive, St Leonards, Ringwood, Hants and BARRY SHORT of 15 Rimbury Way,
Christchurch, Dorset BH23 2RQ

RECITALS

	(A)	 	This Deed is supplemental (inter alia) to two editions of a Fifth Definitive Trust Deed
called the “Main Edition” and the “ex-WCAPS Edition” respectively and both made on
1st April 2003 (together called “the Trust Deeds”), both with Rules attached
(together called “the Rules”) and which constitute the current provisions of the Biwater
Retirement and Security Scheme (“the Scheme”)
	 
	(B)	 	In accordance with Clause 24 of the Trust Deeds, the Trustees may amend the provisions of the
Rules with the consent of the Principal Employer at any time by deed
	 
	(C)	 	The Trustees and the Principal Employer wish to amend the ex-WCAPS Edition to reflect changes
made to the Main Edition following the inclusion of a new category of water company member for
money purchase benefits in the Scheme
	 
	(D)	 	The Trustees are the present trustees of the Scheme

- 1 -

 

OPERATIVE PROVISIONS

The Trustees, with the consent of the Principal Employer, in exercise of the powers described in
recital (B) above declare that with effect on and from 1st June 2003 the ex-WCAPS edition of the
Trust Deeds and the Rules shall be amended as follows:-

	1.	 	In Clause 2.3 of the Trust Deed the words “the Personal Retirement Funds of post- 2003
Water Members,” is inserted before “and any income and gains”
	 
	2.	 	The following replaces Clause 2.4 of the Trust Deed:-

	“2.4   	(i)	 	all liabilities in respect of each Water Beneficiary shall be met from the
Water Company Sub-Fund. Additional voluntary contributions made by a Special Water
Member or an ex-WCAPS Member on a money purchase basis shall be met from its AVC
Sector, and
	 
	 	(ii)	 	all liabilities to other beneficiaries under the Scheme shall
be met from the Main Fund

	 	 	 	although for the avoidance of doubt the terms of admission to membership,
contributions and benefits of Special Water Members and post-2003 Water Members are
those applicable to them under the Main Edition”.

	3.	 	In Rule 1:-

	 	(a)	 	The following replaces the definition of “Special Water Member”
	 
	 	 	 	“Special Water Member” means a Member who is employed by a Water Company and who
became a Member in the period from 1st June 1991 to 16th
February 2003 (inclusive), other than an ex-WCAPS Member.”
	 
	 	(b)	 	The following replaces the definition of “Water Beneficiaries”
	 
	 	 	 	“Water Beneficiaries” means ex-WCAPS Members, Special Water Members, post-2003
Water Members and other persons entitled or

- 2 -

 

	 	 	 	prospectively or contingently entitled to benefits from the Water Company Sub-Fund.”
	 
	 	(c)	 	The following new definition is inserted after the definition of “Water
Undertaker”
	 
	 	 	 	“post-2003 Water Member” means a person in Service with a Water Company who became a
Member on or after 1st June 2003.”

	4.	 	In the second paragraph of Rule 19.3, the words “1 above and” are inserted immediately after
“the application of’.
	 
	5.	 	The last paragraph of Rule 19.5 is deleted.

IN WITNESS of which the parties have executed this document as a deed on the date set out above.

	 	 	 
	EXECUTED as a deed on
	 	 
	behalf of BIWATER PLC by
	 	 
	 
	 	 
	Director

	 	/s/ D. L. Magor
	 
	 	 
	Secretary

	 	/s/ Martin Robert Anthony Duffy
	 
	 	 
	SIGNED AND DELIVERED as a Deed by
	 	 
	TERENCE WILLIAM ALBERT BARKER

	 	/s/
T.
Barker

	in the presence of
	 	 
	 
	 	 
	Witness

	 	Colleen B. Macdonald
	 
	 	 
	 

	 	 
	 
	 	 
	Address

	 	12 Millstreet
Barlow
Derbyshire
S187SP

- 3 -

 

	 	 	 	 
	SIGNED AND DELIVERED as a Deed by
	 	 	 
	NORMAN ERIC DODD in the presence of
	 	 	/s/ Norman
Eric Dodd
	 
	 	 	 
	Witness
	/s/ SIGNATURE ILLEGIBLE
	 
	 	 	 
	 
	 	 	 
	 
	 	 	 
	Address

	9, Hilmarton Close
Harwood
Bolton
BL2 3HJ 	 	 
	 
	 	 	 
	SIGNED AND DELIVERED as a Deed by
	 	 	 
	JOHN ERNEST ALFRED KERSLAKE

	 	 	/s/ John
Ernest Alfred Kerslake
	in the presence of
	 	 	 
	 
	 	 	 
	Witness
	/s/ SIGNATURE ILLEGIBLE
	 
	 	 	 
	 
	 	 	 
	 
	 	 	 
	Address

	The Boat House
Stackhills
Rd
Todmorden
Lancs 

OL 145 QW	 	 
	 
	 	 	 
	SIGNED AND DELIVERED as a Deed by
	 	 	 
	ANTHONY JOHN READ in the presence of

	 	 	/s/ Anthony
John Read
	 
	 	 	 
	Witness

	/s/ SIGNATURE ILLEGIBLE
	 
	 	 	 
	 
	 	 	 
	 
	 	 	 
	Address

	9 Delton
 29 Wellington Road

Bournemouth, dorset, 

BH8 8JH	 	 
	 
	 	 	 
	SIGNED AND DELIVERED as a Deed by
	 	 	 
	BARRY SHORT in the presence of 
	 	 	/s/ Barry Short
	 
	 	 	 
	Witness

	/s/ J. D. Ward	 	
	 
	 	 	 
	 
	 	 	 
	 
	 	 	 
	Address

	8 Rimbury Way
Christchurch
Dorset
BH23 2RQ	 	 

- 4 -EX-10.16.4

 

Exhibit 10.16.4

DATED 29 September 2003

BIWATER RETIREMENT AND SECURITY SCHEME

Deed of Alteration

changing the Main and ex-WCAPS Editions of the

Fifth Definitive Trust Deed and Rules with regard to the

inclusion of Cascal Services Limited as a “Water Company”

CMS Cameron McKenna LLP

Mitre House

160 Aldersgate Street

London EC1A 4DD

T+44(0)171 367 3000

F +44(0)171 367 2000

File Ref: 104585.00001

Doc.Ref: 20727405.01

CMS Cameron McKenna

 

 

THIS DEED OF ALTERATION is made the 29th day of September 2003

PARTIES

	(1)	 	The Principal Employer
	 
	 	 	BIWATER PLC whose registered office is at Biwater House, Station Approach, Dorking, Surrey
RH4 1TZ
	 
	(2)	 	The Trustees
	 
	 	 	TERENCE WILLIAM ALBERT BARKER of “the Willows”, 20 Holme Park, Upper Newbold, Chesterfield,
Derbyshire S41 8XB NORMAN ERIC DODD of 5 Ashworth Avenue, Urmston, Manchester M41 8TH JOHN
ERNEST ALFRED KERSLAKE of Ivy House, Stack Hills Road, Todmorden, OL14 5QW ANTHONY JOHN READ
of 4 Hazlemere Drive, St Leonards, Ringwood, Hants and BARRY SHORT of 15 Rimbury Way,
Christchurch, Dorset BH23 2RQ

RECITALS

	(A)	 	This Deed is supplemental to two editions of a Fifth Definitive Trust Deed called the “Main
Edition” made on 1 April 2003 and the “ex-WCAPS Edition” also made on 1 April 2003 but
substituted by a replacement thereof dated 24 June 2003 (together called “the Trust Deeds”),
both with Rules attached (together called “the Rules”) as subsequently amended which
constitute the current provisions of the Biwater Retirement and Security Scheme (“the Scheme”)
	 
	(B)	 	In accordance with Clause 24 of the Trust Deeds, the Trustees may amend the provisions of the
Rules with the consent of the Principal Employer at any time by deed
	 
	(C)	 	The Trustees are the present trustees of the Scheme

-1-

 

OPERATIVE PROVISIONS

The Trustees, with the consent of the Principal Employer, in exercise of the powers described in
recital (B) above declare that with effect on and from 1st October 2003 in the
definition of “Water Company” in Rule 1 of both the Main Edition and the ex-WCAPS Edition, the
words “and Cascal Services Limited” shall be inserted after “BWHW” in the ex-WCAPS edition, and
after “Bournemouth and West Hampshire Water Company PLC” in the Main Edition.

IN WITNESS of which the parties have executed this document as a deed on the date set out above.

	 	 	 	 
	EXECUTED as a deed on 13th August 2003
	on behalf of BIWATER PLC by
	 	 	 
	 
	 	 	 
	Director

	 	 	/s/ D.L. Magor
	 
	 	 	 
	Secretary

	 	 	/s/ Martin Robert Anthony Duffy
	 
	 	 	 
	SIGNED AND DELIVERED as a Deed by
	 	 	 
	TERENCE WILLIAM ALBERT BARKER

	 	 	/s/
T. Barker

	in the presence of 
	 	 	 
	 
	 	 	 
	Witness

	 	C B Engle	 
	 
	 	 	 
	Address

	 	c/o Biwater 

Biwater House,  Station Approach 

Surrey 

RH 4 1TZ	 
	 
	 	 	 
	SIGNED AND DELIVERED as a Deed by
	 	 	 
	NORMAN ERIC DODD in the presence of

	 	 	/s/ Norman Eric Dodd	 

	 
	 	 	 
	Witness

	 	C B Engle	 
	 
	 	 	 
	Address

	 	c/o Biwater  

Biwater House,  Station Approach 

Surrey 

RH4 1TZ	 

 

 

	 	 	 
	SIGNED AND DELIVERED as a Deed by
	 	 
	JOHN ERNEST ALFRED KERSLAKE

	 	/s/ John Ernest Alfred Kerslake

	in the presence of
	 	 
	 
	 	 
	Witness

	C B Engle	 
	 
	 	 
	 		 
	 
	 	 
	Address
	c/o Biwater
Biwater House, Station Approach
Surrey 

RH4 1TZ	
	 
	 	 
	SIGNED AND DELIVERED as a Deed by
	 	 
	ANTHONY JOHN READ in the presence of

	 	/s/ Anthony John Read

	 
	 	 
	Witness
	/s/ SIGNATURE ILLEGIBLE	
	 
	 	 
	
	 	
	 
	 	 
	Address
	c/o Biwater Plc
Station Approach
Dorking
Surrey 

RH4 1TZ	
	 
	 	 
	SIGNED AND DELIVERED as a Deed by
	 	 
	BARRY SHORT in the presence of

	 	/s/ Barry Short

	 
	 	 
	Witness
	/s/ SIGNATURE ILLEGIBLE	
	 
	 	 
	 
	 	 
	 
	 	 
	Address
	c/o Biwater Plc
Station Approach
Dorking
Surrey 

RH4 1TZ	 

- 4 -EX-10.16.5

 

Exhibit 10.16.5

DATED 30 September 2003

BIWATER RETIREMENT AND SECURITY SCHEME

Deed of Alteration

(inter alia) changing the benefits applicable to certain employees of Cascal Services

Limited under the Fifth Definitive Trust Deed and Rules

following the inclusion of Cascal Services Limited as a “Water Company”

CMS Cameron McKenna LLP

Mitre House

160 Aldersgate Street

London EC1A 4DD

T+44(0)171 367 3000

F +44(0)171 367 2000

File Ref: 104585.00001

Doc.Ref: 20742349.01

C/M/S Cameron McKenna

 

 

THIS DEED OF ALTERATION is made the 30th day of September 2003

PARTIES

	(1)	 	The Principal Employer
	 
	 	 	BIWATER PLC whose registered office is at Biwater House, Station Approach, Dorking, Surrey
RH4 1TZ
	 
	(2)	 	The Trustees
	 
	 	 	TERENCE WILLIAM ALBERT BARKER of “the Willows”, 20 Holme Park, Upper Newbold, Chesterfield,
Derbyshire S41 8XB NORMAN ERIC DODD of 5 Ashworth Avenue, Urmston, Manchester M41 8TH 9NT
JOHN ERNEST ALFRED KERSLAKE of Ivy House, Stack Hills Road, Todmorden, OL14 5QW ANTHONY JOHN
READ of 4 Hazlemere Drive, St Leonards, Ringwood, Hants and BARRY SHORT of 15 Rimbury Way,
Christchurch, Dorset BH23 2RQ

RECITALS

	(I)	 	This Deed is supplemental (inter alia) to two editions of a Fifth Definitive Trust Deed
called the “Main Edition” made on 24 June 2003 and the “ex-WCAPS Edition” made on 1 April
2003, (together called “the Trust Deeds”), both with Rules attached (together called “the
Rules”) as subsequently amended which constitute the current provisions of the Biwater
Retirement and Security Scheme (“the Scheme”)
	 
	(II)	 	In accordance with Clause 24 of the Trust Deeds, the Trustees may amend the provisions of the
Rules with the consent of the Principal Employer at any time by deed
	 
	(III)	 	The Trustees are the present trustees of the Scheme
	 
	(IV)	 	The parties wish to amend the Main Edition and the ex-WCAPS Edition of the Rules (inter alia)
so that following the designation of Cascal Services Limited as a “Water Company” in
accordance with a deed of alteration dated the same date as this deed (but executed
immediately before it), employees of Cascal Services Limited who became members of the Scheme
before 17 February 2003 (“Relevant Members”) are to be treated as Special Water Members as
defined in

- 1 -

 

	 	 	the Rules, but subject to special provisions in the Rules (as introduced by this Deed) in
respect of their benefits from the Scheme in the period from 1 April 2003 to 30th September
2003 (inclusive).

OPERATIVE PROVISIONS

The Trustees, with the consent of the Principal Employer, in exercise of the powers described in
recital (B) above declare that the Main Edition and the ex-WCAPS editions of the Rules shall be
amended as follows:

	A.	 	As from and including the date of this deed in Rule 8 of the Main Edition in respect of
Members in Pensionable Service on the relevant dates set out below whose Normal Retiring Dates
had not then occurred:
	 
	1.	 	The following shall replace paragraph (a)(iii)
	 
	 	 	“During paid maternity absence a Member shall only be required to pay contributions on the
amount of contractual remuneration or statutory maternity pay actually paid for that period”
	 
	2.	 	The following shall replace paragraph (c)(iii):
	 
	 	 	“During paid family leave a Member shall only be required to pay contributions on the amount
of contractual remuneration actually paid for that period”
	 
	B.	 	As from and including 1 October 2003 in respect of Relevant Members in Pensionable Service on
that date whose Normal Retiring Dates had not then occurred:
	 
	1.	 	The following shall replace the definition of Final Salary Service in Rule 1 of the Main
Edition:

“Final Salary Service” means

	 	(a)	 	for a Special Water Member, all Pensionable Service (excluding, in the case of
an employee of Cascal Services Limited, the period from 1st April to 30th September
2003 (inclusive))
	 
	 	(b)	 	for any other Member, Pensionable Service before 1st April 2003.”

- 2 -

 

	2.	 	The following shall replace the definition of Money Purchase Service in Rule 1 of the Main
Edition: “Money Purchase Service” for a Member other than a Special Water Member (except as
provided in (iii) below) means:

	 	(i)	 	for a post-2003 Water Member, all Pensionable Service
	 
	 	(ii)	 	for any other Member means Pensionable Service after 31st March 2003
	 
	 	(iii)	 	for a Special Water Member who is an employee of Cascal Services Limited, the
period from 1st April to 30th September 2003 (inclusive)”.

	3.	 	The following replaces the definition of “Special Water Member” in Rule 1 of the Main and
ex-WCAPS Editions:
	 
	 	 	“Special Water Member” means a Member who is employed by a Water Company and who became a
Member before 17th February 2003, other than an ex-WCAPS Member.”
	 
	4.	 	In Rule 4.1 of the Main Edition (Members’ contributions):

	 	(a)	 	The following shall replace paragraph (a) (Members’ contributions):

	 	“(a)	 	for a Special Water Member, at an annual rate of 5% of his
Pensionable Salary (3% for an employee of Cascal Services Limited during the
period from 1st April to 30th September 2003 (inclusive)). The Member’s
contributions shall not be payable after the 31st March which is or next
precedes his Normal Retiring Date, and”

	 	(b)	 	paragraph (C)(I) is replaced by the following:-

	 	“(I)	 	on and from 6th April 1997 in relation to a Special Water
Member, except for the period from 1st April to 30th September 2003 (inclusive)
in relation to an employee of Cascal Services Limited,”.

- 3 -

 

	5.	 	In Rule 42 of the Main Edition (Employers’ contributions):

	 	(a)	 	paragraph (a)(ii)(A) is replaced by the following:–

	 	“(A)	 	on and from 6th April 1997 in relation to a Special Water
Member, except for the period from 1st April to 30th September 2003 (inclusive)
in relation to an employee of Cascal Services Limited,”.

	 	(b)	 	in section (b) the words “(except as described in (i) below)” are inserted
after “Special Water Member” and the following paragraph is added at the end of
paragraph (i):
	 
	 	 	 	“For a Special Water Member employed by Cascal Services Limited, during the period
from 1st April to 30th September 2003 (inclusive), contributions shall be payable in
accordance with whichever is appropriate of (A) or (C) above.”

- 4 -

 

IN WITNESS of which the parties have executed this document as a deed on the date set out above.

	 	 	 	 	 
	EXECUTED as a deed on 29th September 2003
	on behalf of BIWATER PLC by
	 	 	 	 
	 
	 	 	 	 
	Director

	 	 	 	/s/ D. L Magor
	 
	 	 	 	 
	Secretary

	 	 	 	/s/ Martin Robert Anthony Duffy
	 
	 	 	 	 
	SIGNED AND DELIVERED as a Deed by
	 	 	 	 
	TERENCE WILLIAM ALBERT BARKER

	 	 	 	/s/
T.
Barker

	in the presence of
	 	 	 	 
	 
	 	 	 	 
	Witness

	 	 	 	
D. Barker
	 
	 	 	 	 
	 
	 	 	 	 
	 
	 	 	 	 
	Address

	 	
	 	The
Willows
20 Holme Park Avenue

Chesterfield

S41 8XB
	 
	 	 	 	 
	SIGNED AND DELIVERED as a Deed by
	 	 	 	 
	NORMAN ERIC DODD in the presence of

	 	 	 	/s/
Norman
Eric Dodd

	 
	 	 	 	 
	Witness

	 	 	 	
/s/ SIGNATURE ILLEGIBLE
	 
	 	 	 	 
	 
	 	 	 	 
	 
	 	 	 	 
	Address

	 	
	 	[ADDRESS ILLEGIBLE]

- 5 -

 

	 	 	 
	SIGNED AND DELIVERED as a Deed by
	 	 
	JOHN ERNEST ALFRED KERSLAKE

	 	/s/ John Ernest Alfred Kerslake

	in the presence of
	 	 
	 
	 	 
	Witness
	 	/s/ SIGNATURE ILLEGIBLE 
	 
	 	 
	
	 	
	 
	 	 
	Address
	[ADDRESS ILLEGIBLE]	
	 
	 	 
	SIGNED AND DELIVERED as a Deed by
	 	 
	ANTHONY JOHN READ

	 	/s/ Anthony John Read

	in the presence of
	 	 
	 
	 	 
	Witness
	 	/s/ SIGNATURE ILLEGIBLE
	 
	 	 
	 
	 	 
	 
	 	 
	Address
	St. Minerre Rd.
Christchurch
BH 22 3LE	 
	 
	 	 
	SIGNED AND DELIVERED as a Deed by
	 	 
	BARRY SHORT in the presence of

	 	/s/ Barry Short

	 
	 	 
	Witness 
	J. M. Ward	 
	 
	 	 
	 
	 	 
	 
	 	 
	Address
	8 Rimbury Way
Christchurch
B. H. 23 2RQ	 

- 6 -

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