Document:

Notes Security Agreement

 Exhibit 10.13 

Execution Copy 

NOTES SECURITY AGREEMENT 

Dated as of 

August 24, 2010 

Among 

TOWER AUTOMOTIVE HOLDINGS USA, LLC, 

TA HOLDINGS FINANCE, INC., 

THE SUBSIDIARY GUARANTORS PARTY HERETO 

and 

WILMINGTON TRUST FSB, 

as Collateral Agent 

 TABLE OF CONTENTS 

 
  

 

			
	 	  	PAGE
		
	 SECTION 1. Definitions and other Interpretive Provisions
	  	1
	 SECTION 2. Grant of Transaction Liens
	  	12
	 SECTION 3. General Representations and Warranties
	  	14
	 SECTION 4. Further Assurances; General Covenants
	  	16
	 SECTION 5. Equipment
	  	18
	 SECTION 6. Recordable Intellectual Property
	  	18
	 SECTION 7. Investment Property
	  	19
	 SECTION 8. Controlled Deposit Accounts
	  	22
	 SECTION 9. Cash Collateral Accounts
	  	22
	 SECTION 10. Operation of Collateral Accounts
	  	23
	 SECTION 11. Transfer Of Record Ownership
	  	24
	 SECTION 12. Right to Vote Securities
	  	24
	 SECTION 13. Remedies upon Event of Default
	  	25
	 SECTION 14. Application of Proceeds
	  	27
	 SECTION 15. Fees and Expenses; Indemnification
	  	28
	 SECTION 16. Authority to Administer Collateral
	  	29
	 SECTION 17. Limitation on Duty in Respect of Collateral
	  	30
	 SECTION 18. General Provisions Concerning the Collateral Agent
	  	30
	 SECTION 19. Termination of Transaction Liens; Release of Collateral
	  	32
	 SECTION 20. Additional Lien Grantors
	  	33
	 SECTION 21. Notices
	  	33
	 SECTION 22. No Implied Waivers; Remedies Not Exclusive
	  	33
	 SECTION 23. Successors and Assigns
	  	34
	 SECTION 24. Amendments and Waivers
	  	34
	 SECTION 25. Choice of Law
	  	34
	 SECTION 26. Waiver of Jury Trial
	  	34
	 SECTION 27. Severability
	  	34
	 SECTION 28. Indenture, Security Agreements
	  	34
	 SECTION 29. Counterparts
	  	35
	 SECTION 30. Intercreditor Agreements
	  	35

			
	SCHEDULES:	 	
		
	 Schedule 1
	 	Equity Interests in Subsidiaries and Affiliates Owned by Original Lien Grantors
		
	 Schedule 2
	 	Other Investment Property Owned by Original Lien Grantors
		
	 Schedule 3
	 	Real Properties to be Mortgaged
		
	EXHIBITS:	 	
		
	 Exhibit A
	 	Security Agreement Supplement
		
	 Exhibit B
	 	Copyright Security Agreement
		
	 Exhibit C
	 	Patent Security Agreement
		
	 Exhibit D
	 	Trademark Security Agreement
		
	 Exhibit E
	 	Perfection Certificate
		
	 Exhibit F
	 	Issuer Control Agreement
		
	 Exhibit G
	 	Securities Account Control Agreement
		
	 Exhibit H
	 	Deposit Account Control Agreement

  

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 NOTES SECURITY AGREEMENT 

NOTES SECURITY AGREEMENT, dated as of August 24, 2010 (this “Agreement”) among TOWER AUTOMOTIVE HOLDINGS USA, LLC
and TA HOLDINGS FINANCE, INC. (collectively, the “Issuers” and each an “Issuer”), the SUBSIDIARY GUARANTORS party hereto and WILMINGTON TRUST FSB, as collateral agent for the Secured Parties (together with its
successors and assigns, in such capacity, the “Collateral Agent”). 
 WHEREAS, Tower Automotive, LLC, the
Issuers, the Subsidiary Guarantors and Wilmington Trust FSB, as trustee and collateral agent, are parties to that certain Indenture dated as of August 24, 2010 (as amended, restated, supplemented (including pursuant to any supplemental
indenture) or otherwise modified from time to time, the “Indenture”), providing for the issuance of the Secured Notes; 

WHEREAS, the Issuers and the Subsidiary Guarantors are willing to secure their obligations under the Indenture and the Secured Notes
(including, in the case of the Subsidiary Guarantors, pursuant to their guarantee of the obligations of the Issuers under the Secured Notes) by granting Liens on their assets to the Collateral Agent as provided in the Security Documents; 

WHEREAS, it is a condition precedent to the issuance of the Secured Notes that the Issuers, the Subsidiary Guarantors and the Collateral
Agent enter into this Agreement and that the Issuers and the Subsidiary Guarantors grant the security interests in their assets as provided hereunder; and 

WHEREAS, upon any foreclosure or other enforcement of the Security Documents, the net proceeds of the relevant Collateral are to be
received by or paid over to the Collateral Agent and applied as provided herein and in the Term Intercreditor Agreement and the ABL Intercreditor Agreement; 

NOW, THEREFORE, in consideration of the foregoing and other good and valuable consideration, the receipt and sufficiency of which are
hereby acknowledged, the parties hereto agree as follows: 
 SECTION 1. Definitions and other Interpretive Provisions.
 
 (a) Terms Defined in the Indenture. Terms defined in the Indenture and not otherwise defined in subsection
(b) or (c) of this Section have, as used herein, the respective meanings provided for therein. 
 (b) Terms Defined
in UCC. As used herein, each of the following terms has the meaning specified in the UCC: 

			
	 Term
	  	 UCC

		
	Account	  	9-102
	Authenticate	  	9-102
	Certificated Security	  	8-102
	Chattel Paper	  	9-102
	Commodity Account	  	9-102
	Commodity Customer	  	9-102
	Deposit Account	  	9-102
	Document	  	9-102
	Entitlement Holder	  	8-102
	Entitlement Order	  	8-102
	Equipment	  	9-102
	Financial Asset	  	8-102 & 103
	General Intangibles	  	9-102
	Instrument	  	9-102
	Inventory	  	9-102
	Investment Property	  	9-102
	Proceeds	  	9-102
	Record	  	9-102
	Securities Account	  	8-501
	Securities Intermediary	  	8-102
	Security	  	8-102 & 103
	Security Entitlement	  	8-102
	Supporting Obligations	  	9-102
	Uncertificated Security	  	8-102

 (c) Additional Definitions.
The following additional terms, as used herein, have the following meanings: 
 “ABL Agent” shall have the
meaning given such term in the ABL Intercreditor Agreement. 
 “ABL Credit Agreement” shall mean that certain
Revolving Credit and Guaranty Agreement, dated as of July 31, 2007 and as heretofore amended or modified, by and among Tower Automotive Holdings USA, LLC, as borrower, the guarantors party thereto, the lenders parties thereto and JPMorgan Chase
Bank, N.A., as administrative agent. 
 “ABL Intercreditor Agreement” shall mean that certain Amended and
Restated Intercreditor Agreement, dated as of August 24, 2010 among JPMorgan Chase Bank, N.A., as representative with respect to the ABL Credit Agreement, JPMorgan Chase Bank, N.A., as representative with respect to the Term Loan

  

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Agreement, the Collateral Agent, as representative with respect to the Indenture, Tower Automotive, LLC and the Lien Grantors party thereto. 

“ABL Priority Collateral” shall have the meaning given such term in the ABL Intercreditor Agreement. 

“ABL Termination Date” shall have the meaning given such term in the ABL Intercreditor Agreement. 

“Applicable Agent” shall mean (i) for purposes of the definitions of Controlled Deposit Account and Controlled
Securities Account as such definitions are used in this Agreement, (A) at all times prior to the ABL Termination Date, the ABL Agent and (B) at all times after the ABL Termination Date, the Collateral Agent and (ii) for all other
purposes, (A) at all times prior to the Term Obligations Termination Date, the Collateral Agent and (B) at all times after the Term Obligations Termination Date, the ABL Agent. 

“Authorized Term Collateral Agent” shall have the meaning given such term in the Term Intercreditor Agreement.

 “Cash Collateral Accounts” shall have the meaning the meaning given such term in Section 9(a).

 “Collateral” shall mean all property, whether now owned or hereafter acquired, on which a Lien is granted or
purports to be granted to the Collateral Agent pursuant to the Security Documents. When used with respect to a specific Lien Grantor, the term “Collateral” means all its property on which such a Lien is granted or purports to be granted.

 “Collateral Accounts” shall mean the Cash Collateral Accounts, the Controlled Deposit Accounts and the
Controlled Securities Accounts. 
 “Collection Account” shall mean the Deposit Account established pursuant to
Section 9(a)(i), into which the proceeds required to be deposit therein pursuant to Section 9(b)(i) shall be deposited. 

“Common Collateral” shall have the meaning given such term in the ABL Intercreditor Agreement. 

“Contingent Secured Obligation” shall mean, at any time, any Secured Obligation (or portion thereof) that is contingent
in nature at such time, including any Secured Obligation that is: 
 (i) an obligation to reimburse a bank for
drawings not yet made under a letter of credit issued by it; 
  

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 (ii) an obligation under a Hedging Agreement to make payments that cannot be
quantified at such time; 
 (iii) any other obligation (including any guarantee) that is contingent in nature at
such time; or 
 (iv) an obligation to provide collateral to secure any of the foregoing types of obligations.

 “Control” has the following meanings: 

(a) when used with respect to any Security or Security Entitlement, the meaning specified in UCC Section 8-106; and

 (b) when used with respect to any Deposit Account, the meaning specified in UCC Section 9-104.

 “Controlled Deposit Account” shall mean a Deposit Account (i) that is subject to a Deposit Account
Control Agreement or (ii) as to which the Applicable Agent is the Depositary Bank’s “customer” (as defined in UCC Section 4-104). 

“Controlled Securities Account” shall mean a Securities Account that (i) is maintained in the name of a Lien
Grantor at an office of a Securities Intermediary located in the United States and (ii) together with all Financial Assets credited thereto and all related Security Entitlements, is subject to a Securities Account Control Agreement among such
Lien Grantor, the Applicable Agent and such Securities Intermediary. 
 “Copyright License” shall mean any
agreement now or hereafter in existence granting to any Lien Grantor, or pursuant to which any Lien Grantor grants to any other Person, any right to use, copy, reproduce, distribute, prepare derivative works, display or publish any records or other
materials on which a Copyright is in existence or may come into existence, including any agreement identified in Schedule 1 to any Copyright Security Agreement. 

“Copyrights” shall mean all the following: (i) all copyrights under the laws of the United States or any other
country (whether or not the underlying works of authorship have been published), all registrations and recordings thereof, all copyrightable works of authorship (whether or not published), and all applications for copyrights under the laws of the
United States or any other country, including registrations, recordings and applications in the United States Copyright Office or in any similar office or agency of the United States, any State thereof or any other country or any political
subdivision thereof, including those described in Schedule 1 to any Copyright Security Agreement, (ii) all renewals of 
  

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any of the foregoing, (iii) all claims for, and rights to sue for, past or future infringements of any of the foregoing, and (iv) all income, royalties, damages and payments now or
hereafter due or payable with respect to any of the foregoing, including damages and payments for past or future infringements thereof. 

“Copyright Security Agreement” shall mean a Copyright Security Agreement, substantially in the form of Exhibit B,
executed and delivered by a Lien Grantor in favor of the Collateral Agent for the benefit of the Secured Parties. 

“Deposit Account Control Agreement” means, with respect to any Deposit Account of any Lien Grantor, a Deposit Account
Control Agreement substantially in the form of Exhibit H (or otherwise in form and substance reasonably satisfactory to the Applicable Agent) among such Lien Grantor, the Applicable Agent and the relevant Depositary Bank. 

“Depositary Bank” shall mean a bank at which a Controlled Deposit Account is maintained. 

“Equity Interest” shall mean (i) in the case of a corporation, any shares of its capital stock, (ii) in the
case of a limited liability company, any membership interest therein, (iii) in the case of a partnership, any partnership interest (whether general or limited) therein, (iv) in the case of any other business entity, any participation or
other interest in the equity or profits thereof, (v) any warrant, option or other right to acquire any Equity Interest described in this definition or (vi) any Security Entitlement in respect of any Equity Interest described in this
definition. 
 “Financial Officer” means, with respect to any Person, the chief financial officer, controller
or treasurer of such Person. 
 “Foreign Intercompany Receivables Collateral” shall mean intercompany
receivables owed by a Foreign Subsidiary to a Lien Grantor that are included in the Collateral. 
 “Foreign
Subsidiary” shall mean any Subsidiary that is not organized under the laws of the United Sates of America or any State thereof or the District of Columbia. 

“Group Member” shall mean Holdco or any Subsidiary of Holdco. 

“Governmental Authority” shall mean the government of the United States of America, any other nation or any political
subdivision thereof, whether state or local, and any agency, authority, instrumentality, regulatory body, court, 
  

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central bank or other entity exercising executive, legislative, judicial, taxing, regulatory or administrative powers or functions of or pertaining to government. 

“Holdco” shall mean Tower Automotive Holdings I, LLC. 

“Indenture” has the meaning provided to such term in the recitals hereto. 

“Intellectual Property Filing” shall mean (i) with respect to any Patent, Patent License, Trademark or Trademark
License, the filing of the applicable Patent Security Agreement or Trademark Security Agreement with the United States Patent and Trademark Office, together with an appropriately completed recordation form, and (ii) with respect to any
Copyright or Copyright License, the filing of the applicable Copyright Security Agreement with the United States Copyright Office, together with an appropriately completed recordation form, in each case sufficient to record the Transaction Lien
granted to the Collateral Agent in such Recordable Intellectual Property. 
 “Intellectual Property Security
Agreement” shall mean a Copyright Security Agreement, a Patent Security Agreement or a Trademark Security Agreement. 

“Issuer Control Agreement” shall mean an Issuer Control Agreement substantially in the form of Exhibit F (with any
changes that the Applicable Agent shall have approved). 
 “Issuers” shall mean, collectively, Tower Automotive
Holdings USA, LLC and TA Holdings Finance, Inc. 
 “Lien Grantors” shall mean the Issuers and the Subsidiary
Guarantors. 
 “Liquidity Trigger Period” shall have the meaning given such term in the ABL Credit Agreement.

 “LLC Interest” shall mean a membership interest or similar interest in a limited liability company.

 “Mortgages” shall mean each of the mortgages and deeds of trust made by any Loan Party in favor of, or for
the benefit of, the Collateral Agent for the benefit of the Secured Parties, in form and substance necessary to perfect the security interest granted to the Collateral Agent, as the same may be amended, supplemented or otherwise modified from time
to time. 
 “Non-Contingent Secured Obligation” shall mean at any time any Secured Obligation (or portion
thereof) that is not a Contingent Secured Obligation at such time. 
  

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 “Note Guarantee” shall mean, with respect to each Subsidiary Guarantor, its
guarantee of the Secured Obligations made under Article 11 of the Indenture. 
 “Original Lien Grantor” shall
mean any Lien Grantor that grants a Lien on any of its assets pursuant to this Agreement on the Issue Date. 

“own” refers to the possession of sufficient rights in property to grant a security interest therein as contemplated by
UCC Section 9-203, and “acquire” refers to the acquisition of any such rights. 
 “Partnership
Interest” shall mean a partnership interest, whether general or limited. 
 “Patent License” shall
mean any agreement now or hereafter in existence granting to any Lien Grantor, or pursuant to which any Lien Grantor grants to any other Person, any right with respect to any Patent or any invention now or hereafter in existence, whether patentable
or not, whether a patent or application for patent is in existence on such invention or not, and whether a patent or application for patent on such invention may come into existence or not, including any agreement identified in Schedule 1 to any
Patent Security Agreement. 
 “Patents” shall mean (i) all letters patent and design letters patent of the
United States or any other country and all applications for letters patent or design letters patent of the United States or any other country, including applications in the United States Patent and Trademark Office or in any similar office or agency
of the United States, any State thereof or any other country or any political subdivision thereof, including those described in Schedule 1 to any Patent Security Agreement, (ii) all reissues, divisions, continuations, continuations in part,
revisions and extensions of any of the foregoing, (iii) all claims for, and rights to sue for, past or future infringements of any of the foregoing and (iv) all income, royalties, damages and payments now or hereafter due or payable with
respect to any of the foregoing, including damages and payments for past or future infringements thereof. 
 “Patent
Security Agreement” shall mean a Patent Security Agreement, substantially in the form of Exhibit C, executed and delivered by a Lien Grantor in favor of the Collateral Agent for the benefit of the Secured Parties. 

“Perfection Certificate” shall mean, with respect to any Lien Grantor, a certificate substantially in the form of
Exhibit E, completed and supplemented with the schedules contemplated thereby, and signed by an officer of such Lien Grantor. 
  

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 “Permitted Liens” shall mean (i) the Transaction Liens and
(ii) any other Liens on the Collateral permitted to be created or assumed or to exist pursuant to the Indenture. 

“Person” shall mean any natural person, corporation, division of a corporation, partnership, limited liability company,
trust, joint venture, association, company, estate, unincorporated organization or Governmental Authority or any agency or political subdivision thereof. 

“Personal Property Collateral” shall mean all property included in the Collateral except Real Property Collateral.

 “Pledged”, when used in conjunction with any type of asset, shall mean at any time an asset of such type
that is included (or that creates rights that are included) in the Collateral at such time. For example, “Pledged Equity Interest” means an Equity Interest that is included in the Collateral at such time. 

“Post-Petition Interest” shall mean any interest that accrues after the commencement of any case, proceeding or other
action relating to the bankruptcy, insolvency or reorganization of any one or more of the Lien Grantors (or would accrue but for the operation of applicable bankruptcy or insolvency laws), whether or not such interest is allowed or allowable as a
claim in any such proceeding. 
 “Real Property Collateral” shall mean all real property (including leasehold
interests in real property) included in the Collateral. 
 “Recordable Intellectual Property” shall mean
(i) any Patent registered with the United States Patent and Trademark Office, and any Patent License with respect to a Patent so registered, (ii) any Trademark registered with the United States Patent and Trademark Office, and any
Trademark License with respect to a Trademark so registered, (iii) any Copyright registered with the United States Copyright Office and any Copyright License with respect to a Copyright so registered, and all rights in or under any of the
foregoing. 
 “Related Parties” shall mean, with respect to any specified Person, such Person’s Affiliates
and the respective directors, officers, employees, agents and advisors of such Person and such Person’s Affiliates. 

“Secured Agreement”, when used with respect to any Secured Obligation, refers collectively to each instrument, agreement
or other document that sets forth obligations of either Issuer, obligations of a guarantor and/or rights of the holder with respect to such Secured Obligation. 
  

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 “Secured Notes” shall mean the 10.625% senior secured notes of the Issuers
due September 1, 2017 issued pursuant to the Indenture. 
 “Secured Notes Documents” shall mean the
Indenture, the Secured Notes and the Security Documents. 
 “Secured Obligations” shall mean, as to the
Issuers, all obligations (whether in existence on the Issue Date or arising afterwards, absolute or contingent, direct or indirect) for or in respect of principal (when due, upon acceleration, upon redemption, upon mandatory repayment or repurchase
pursuant to a mandatory offer to purchase, or otherwise), premium, interest, penalties, fees, expenses, indemnification, reimbursement and other amounts payable and liabilities with respect to or arising under the Secured Notes, the Indenture, this
Agreement, or any of the other Security Documents to which the Issuers or either of them is a party, including without limitation (x) all interest accrued or accruing after the commencement of any bankruptcy, insolvency or reorganization or
similar case or proceeding at the contract rate (including, without limitation, any contract rate applicable upon default) specified in the relevant documentation, whether or not the claim for such interest is allowed as a claim in such case or
proceeding and (y) the fees and expenses of the Trustee, the Collateral Agent and any of their counsel, agents and professional advisors. 

“Secured Parties” shall mean the holders from time to time of the Secured Obligations. 

“Securities Account Control Agreement” means, with respect to a Securities Account, a Securities Account Control
Agreement substantially in the form of Exhibit G (with any changes that the Applicable Agent shall have approved) among the relevant Securities Intermediary, the relevant Lien Grantor and the Applicable Agent. 

“Security Documents” shall mean, collectively, the Notes Security Agreement, the Mortgages, the Deposit Account Control
Agreements, the Securities Account Control Agreements, the Intellectual Property Security Agreements, the Intellectual Property Filings, UCC financing statements, the ABL Intercreditor Agreement, the Term Intercreditor Agreement and any other
documents granting a Lien upon the Collateral as security for payment of the Secured Obligations. 
 “Security Agreement
Supplement” shall mean a Security Agreement Supplement, substantially in the form of Exhibit A, signed and delivered to the Collateral Agent for the purpose of adding a Subsidiary as a party hereto pursuant to Section 20 and/or adding
additional property to the Collateral. 
  

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 “subsidiary” shall mean, with respect to any Person (in this definition
referred to as the “parent”), any corporation, association or other business entity (whether now existing or hereafter organized) of which at least a majority of the securities or other ownership or membership interests having ordinary
voting power for the election of directors is, at the time as of which any determination is being made, owned or controlled by the parent or one or more subsidiaries of the parent or by the parent and one or more subsidiaries of the parent.

 “Subsidiary” means any subsidiary of Holdco. 

“Subsidiary Guarantors” shall mean (i) Holdco and each direct or indirect Domestic Subsidiary of Holdco in
existence on the Issue Date (other than the Issuers) and (ii) each Person that becomes a Subsidiary Guarantor after the Issue Date pursuant to Section 4.14 of the Indenture. 

“Term Intercreditor Agreement” shall mean that certain Term Intercreditor Agreement, dated as of August 24, 2010
among JPMorgan Chase Bank N.A., as representative with respect to the Term Loan Agreement, the Collateral Agent, as representative with respect to the Indenture, Tower Automotive, LLC and the Lien Grantors party thereto. 

“Term Loan Agreement” shall mean the First Lien Term Loan and Guaranty Agreement dated as of July 31, 2007, and as
heretofore amended or modified, among Tower Automotive Holdings USA, LLC and Tower Automotive Holdings Europe B.V, as Borrowers, Tower Automotive, LLC, Tower Automotive Holdings I, LLC, Tower Automotive Holdings II(a), LLC, Tower Automotive Holdings
II(b), LLC and the other guarantors party thereto, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent. 

“Term Obligations Termination Date” shall have the meaning given such term in the ABL Intercreditor Agreement.

 “Term Priority Collateral” shall have the meaning given such term in the ABL Intercreditor Agreement.

 “Term Proceeds Account” shall mean the Deposit Account established pursuant to Section 9(a)(ii), into
which the proceeds required to be deposited therein pursuant to Section 9(b)(ii) shall be deposited. 
 “Trademark
License” shall mean any agreement now or hereafter in existence granting to any Lien Grantor, or pursuant to which any Lien Grantor grants to any other Person, any right to use any Trademark, including any agreement identified in Schedule 1
to any Trademark Security Agreement. 
  

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 “Trademarks” shall mean: (i) all trademarks, trade names, corporate
names, company names, business names, fictitious business names, trade styles, service marks, logos, brand names, trade dress, prints and labels on which any of the foregoing have appeared or appear, package and other designs, and all other source
or business identifiers, and all general intangibles of like nature, and the rights in any of the foregoing which arise under applicable law, (ii) the goodwill of the business symbolized thereby or associated with each of them, (iii) all
registrations and applications in connection therewith, including registrations and applications in the United States Patent and Trademark Office or in any similar office or agency of the United States, any State thereof or any other country or any
political subdivision thereof, including those described in Schedule 1 to any Trademark Security Agreement, (iv) all renewals of any of the foregoing, (v) all claims for, and rights to sue for, past or future infringements of any of the
foregoing and (vi) all income, royalties, damages and payments now or hereafter due or payable with respect to any of the foregoing, including damages and payments for past or future infringements thereof. 

“Trademark Security Agreement” shall mean a Trademark Security Agreement, substantially in the form of Exhibit D,
executed and delivered by a Lien Grantor in favor of the Collateral Agent for the benefit of the Secured Parties. 

“Transaction Liens” shall mean the Liens granted by the Lien Grantors under the Security Documents. 

“Type” shall have the meaning specified in the ABL Intercreditor Agreement. 

“UCC” shall mean the Uniform Commercial Code as in effect from time to time in the State of New York; provided
that, if perfection or the effect of perfection or non-perfection or the priority of any Transaction Lien on any Collateral is governed by the Uniform Commercial Code as in effect in a jurisdiction other than New York, “UCC” means the
Uniform Commercial Code as in effect from time to time in such other jurisdiction for purposes of the provisions hereof relating to such perfection, effect of perfection or non-perfection or priority. 

(d) Terms Generally. The definitions of terms herein (including those incorporated by reference to the UCC or to another document)
apply equally to the singular and plural forms of the terms defined. Whenever the context may require, any pronoun includes the corresponding masculine, feminine and neuter forms. The words “include”, “includes” and
“including” shall be deemed to be followed by the phrase “without limitation”. The word “will” shall be construed to have the same meaning and effect as the word “shall”. Unless the
context 
  

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requires otherwise, (i) any definition of or reference to any agreement, instrument or other document herein shall be construed as referring to such agreement, instrument or other document
as from time to time amended, supplemented or otherwise modified (subject to any restrictions on such amendments, supplements or modifications set forth herein), (ii) any reference herein to any Person shall be construed to include such
Person’s successors and assigns, (iii) the words “herein”, “hereof” and “hereunder”, and words of similar import, shall be construed to refer to this Agreement in its entirety and not to
any particular provision hereof, (iv) all references herein to Sections, Exhibits and Schedules shall be construed to refer to Sections of, and Exhibits and Schedules to, this Agreement and (v) the word “property” shall be
construed to refer to any and all tangible and intangible assets and properties, including cash, securities, accounts and contract rights. 

(e) The Authorized Term Collateral Agent. Without in any way limiting or otherwise modifying the rights of the Collateral Agent
hereunder, all enforcement rights and all discretionary rights to take action (or to consent to the taking of any action) vested in the Collateral Agent (including in its capacity as “Applicable Agent”) pursuant to Sections 4, 5, 6, 7, 8,
9, 10, 11, 12, 13, 14 and 16 of this Agreement shall also be exercisable by the Authorized Term Collateral Agent, acting in accordance with the Term Intercreditor Agreement; provided, that in connection with the exercise by the Authorized Term
Collateral Agent of any such right, to the extent that the terms of any Security Document governed by non-U.S. law (including, without limitation, any Security Document delivered pursuant to Section 4(f) or 4(g)) require that such action be
taken by the Collateral Agent, the Collateral Agent shall take such action in accordance with the written instructions of the Authorized Term Collateral Agent. 

SECTION 2. Grant of Transaction Liens.  

(a) Each Issuer, in order to secure the Secured Obligations, and each Subsidiary Guarantor listed on the signature pages hereof, in order
to secure its Note Guarantee, grants to the Collateral Agent for the benefit of the Secured Parties a continuing security interest in all the following property of such Issuer or such Subsidiary Guarantor, as the case may be, whether now owned or
existing or hereafter acquired or arising and regardless of where located: 
 (i) all Accounts; 

(ii) all Chattel Paper; 

(iii) all Deposit Accounts; 

(iv) all Documents; 
  

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 (v) all Equipment; 

(vi) all General Intangibles (including any Equity Interests in other Persons that do not constitute Investment Property);

 (vii) all Instruments; 

(viii) all Inventory; 

(ix) all Investment Property; 

(x) all books and records (including customer lists, credit files, computer programs, printouts and other computer
materials and records) of such Original Lien Grantor pertaining to any of its Collateral; 
 (xi) such Original
Lien Grantor’s ownership interest in (1) its Collateral Accounts, (2) all Financial Assets credited to its Collateral Accounts from time to time and all Security Entitlements in respect thereof, (3) all cash held in its
Collateral Accounts from time to time and (4) all other money in the possession of the Collateral Agent; and 

(xii) all Proceeds of the Collateral described in the foregoing clauses (i) through (xi); 

provided that the following property is excluded from the foregoing security interests: (A) motor vehicles the perfection of a security
interest in which is excluded from the Uniform Commercial Code in the relevant jurisdiction, (B) voting Equity Interests in any Foreign Subsidiary, to the extent (but only to the extent) required to prevent the Collateral from including more
than 65% of all voting Equity Interests in such Foreign Subsidiary, (C) United States intent-to-use trademark applications to the extent that, and solely during the period in which, the grant of a security interest therein would impair the
validity or enforceability of such intent-to-use trademark applications under applicable federal law and (D) any property to the extent that the grant of a security interest therein is prohibited by any applicable law or regulation, requires a
consent not obtained of any Governmental Authority pursuant to any applicable law or regulation, or is prohibited by, or constitutes a breach or default under or results in the termination of or requires any consent not obtained under, any contract,
license, agreement, instrument or other document evidencing or giving rise to such property or, in the case of any Investment Property, any applicable shareholder or similar agreement, except to the extent that such law or regulation or the term in
such contract, license, agreement, instrument or other document or shareholder or similar agreement providing for such prohibition, breach, default or termination or requiring such consent is ineffective under applicable law. Each Original Lien

  

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Grantor shall use all reasonable efforts to obtain any such required consent that is reasonably obtainable. 

(b) With respect to each right to payment or performance included in the Collateral from time to time, the Transaction Lien granted
therein includes a continuing security interest in (i) any Supporting Obligation that supports such payment or performance and (ii) any Lien that (x) secures such right to payment or performance or (y) secures any such Supporting
Obligation. 
 (c) The Transaction Liens are granted as security only and shall not subject the Collateral Agent or any other
Secured Party to, or transfer or in any way affect or modify, any obligation or liability of any Lien Grantor with respect to any of the Collateral or any transaction in connection therewith. 

SECTION 3. General Representations and Warranties. Each Original Lien Grantor represents and warrants that: 

(a) Such Lien Grantor is duly organized, validly existing and in good standing under the laws of the jurisdiction identified as its
jurisdiction of organization in its Perfection Certificate. 
 (b) Schedule 1 lists all Equity Interests in Subsidiaries and
Affiliates owned by such Lien Grantor as of the Issue Date. Such Lien Grantor holds all such Equity Interests directly (i.e., not through a Subsidiary, a Securities Intermediary or any other Person). 

(c) Schedule 2 lists, as of the Issue Date, (i) all Securities owned by such Lien Grantor (except Securities evidencing Equity
Interests in Subsidiaries and Affiliates) and (ii) all Securities Accounts to which Financial Assets are credited in respect of which such Lien Grantor owns Security Entitlements. Such Lien Grantor owns no Commodity Account in respect of which
such Lien Grantor is the Commodity Customer. 
 (d) All Pledged Equity Interests owned by such Lien Grantor are owned by it free
and clear of any Lien other than (i) the Transaction Liens and (ii) any other Permitted Liens. All shares of capital stock included in such Pledged Equity Interests (including shares of capital stock in respect of which such Lien Grantor
owns a Security Entitlement) have been duly authorized and validly issued and are fully paid and non-assessable. None of such Pledged Equity Interests is subject to any option to purchase or similar right of any Person. Such Lien Grantor is not and
will not become a party to or otherwise bound by any agreement (except the Secured Notes Documents and any agreement permitted under the Secured Notes Documents) which restricts in any manner the rights of any present or future holder of any Pledged
Equity Interest with respect thereto. 
  

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 (e) Such Lien Grantor has good and marketable title to all its Collateral (subject to
exceptions that are, in the aggregate, not material), free and clear of any Lien other than Permitted Liens. 
 (f) Such Lien
Grantor has not performed any acts that might prevent the Collateral Agent from enforcing any of the provisions of the Security Documents or that would limit the Collateral Agent in any such enforcement. No financing statement, security agreement,
mortgage or similar or equivalent document or instrument covering all or part of the Collateral owned by such Lien Grantor is on file or of record in any jurisdiction in which such filing or recording would be effective to perfect or record a Lien
on such Collateral, except financing statements, mortgages or other similar or equivalent documents with respect to Permitted Liens. After the Issue Date, no Collateral owned by such Lien Grantor will be in the possession or under the Control of any
other Person having a claim thereto or security interest therein, other than a Permitted Lien. 
 (g) The Transaction Liens on
all Personal Property Collateral owned by such Lien Grantor (i) have been validly created, (ii) will attach to each item of such Collateral on the Issue Date (or, if such Lien Grantor first obtains rights thereto on a later date, on such
later date) and (iii) when so attached, will secure all the Secured Obligations or such Lien Grantor’s Note Guarantee, as the case may be. 

(h) When the relevant Mortgages have been duly executed and delivered, the Transaction Liens on all Real Property Collateral owned by
such Lien Grantor as of the Issue Date will have been validly created and will secure all the Secured Obligations or such Lien Grantor’s Note Guarantee, as the case may be. When such Mortgages (and memoranda of lease with respect to any
leasehold interests included in such Real Property Collateral) have been duly recorded, such Transaction Liens will rank prior to all other Liens (except Permitted Liens) on such Real Property Collateral. 

(i) Such Lien Grantor has delivered a Perfection Certificate to the Collateral Agent. The information set forth therein is correct and
complete as of the Issue Date. 
 (j) When UCC financing statements describing the Collateral as “all personal
property” have been filed in the offices specified in such Perfection Certificate, the Transaction Liens will constitute perfected security interests in the Personal Property Collateral owned by such Lien Grantor to the extent that a security
interest therein may be perfected by filing pursuant to the UCC, prior to all Liens and rights of others therein except Permitted Liens. When, in addition to the filing of such UCC financing statements, the applicable Intellectual Property Filings
have been made with respect to such Lien Grantor’s Recordable 
  

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Intellectual Property (including any future filings required pursuant to Sections 4(a) and 6(a)), the Transaction Liens will constitute perfected security interests in all right, title and
interest of such Lien Grantor in its Recordable Intellectual Property to the extent that security interests therein may be perfected by such filings, prior to all Liens and rights of others therein except Permitted Liens. Except for (i) the
filing of such UCC financing statements, (ii) such Intellectual Property Filings, (iii) the due recordation of memoranda of lease with respect to the Pledged leasehold interests and (iv) the due recordation of the Mortgages, no
registration, recordation or filing with any governmental body, agency or official is required in connection with the execution or delivery of the Security Documents or is necessary for the validity or enforceability thereof or for the perfection or
due recordation of the Transaction Liens or for the enforcement of the Transaction Liens. 
 (k) Such Lien Grantor has taken,
and will continue to take, all actions necessary under the UCC to perfect (and maintain the perfection of) its interest in any Accounts or Chattel Paper purchased or otherwise acquired by it, as against its assignors and creditors of its assignors.

 (l) Such Lien Grantor’s Collateral is insured as required by the Indenture. 

(m) All of such Lien Grantor’s Inventory has or will have been produced in compliance with the applicable requirements of the Fair
Labor Standards Act, as amended. 
 SECTION 4. Further Assurances; General Covenants. Each Lien Grantor covenants as
follows: 
 (a) Such Lien Grantor will, from time to time, at the Issuers’ expense, execute, deliver, file and record any
statement, assignment, instrument, document, agreement or other paper and take any other action (including any Intellectual Property Filing and any filing of financing or continuation statements under the UCC) that from time to time may be
reasonably necessary, or that the Collateral Agent may reasonably request, in order to: 
 (i) create, preserve,
perfect, confirm or validate the Transaction Liens on such Lien Grantor’s Collateral; 
 (ii) in the case of
Pledged Deposit Accounts and Pledged Investment Property, cause the Collateral Agent to have Control thereof (beginning, in the case of Deposit Accounts and Securities Accounts, on the date that is 60 days after the Issue Date); 

 

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 (iii) enable the Collateral Agent and the other Secured Parties to obtain
the full benefits of the Security Documents; or 
 (iv) enable the Collateral Agent to exercise and enforce any
of its rights, powers and remedies with respect to any of such Lien Grantor’s Collateral. 
 To the extent permitted by applicable law,
such Lien Grantor authorizes (but does not obligate) the Collateral Agent to execute and file such financing statements or continuation statements without such Lien Grantor’s signature appearing thereon. Such Lien Grantor appoints the
Collateral Agent as its attorney-in-fact to execute and file all Intellectual Property Filings and other filings required or so requested for the foregoing purposes, all acts of such attorney being hereby ratified and confirmed; and such power,
being coupled with an interest, shall be irrevocable until all the Transaction Liens granted by such Lien Grantor terminate pursuant to Section 19. The Issuers will pay the costs of, or incidental to, any Intellectual Property Filings and any
recording or filing of any financing or continuation statements or other documents recorded or filed pursuant hereto. 
 (b)
Such Lien Grantor will not (i) change its name or corporate structure, (ii) change its location (determined as provided in UCC Section 9-307) or (iii) become bound, as provided in UCC Section 9-203(d) or otherwise, by a
security agreement entered into by another Person, unless it shall have given the Collateral Agent at least 30 days prior written notice thereof. 

(c) Except for sales of inventory in the ordinary course of business, such Lien Grantor will not sell, lease, exchange, assign or
otherwise dispose of, or grant any option with respect to, any of its Collateral; provided that such Lien Grantor may do any of the foregoing unless (i) doing so would violate a covenant in the Indenture or (ii) an Event of Default
shall have occurred and be continuing and the Collateral Agent shall have notified such Lien Grantor that its right to do so is terminated, suspended or otherwise limited. Concurrently with any sale, lease or other disposition (except a sale or
disposition to another Lien Grantor or a lease) permitted by the foregoing proviso, the Transaction Liens on the assets sold or disposed of (but not in any Proceeds arising from such sale or disposition) will cease immediately without any
action by the Collateral Agent or any other Secured Party. The Collateral Agent will, at the Issuers’ expense and upon receipt of a certificate of a Financial Officer of Holdco certifying that such Transaction Lien may be released, execute and
deliver to the relevant Lien Grantor such documents as such Lien Grantor shall reasonably request to evidence the fact that any asset so sold or disposed of is no longer subject to a Transaction Lien. 

 

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 (d) Such Lien Grantor will, promptly upon request, provide to the Collateral Agent all
information and evidence concerning such Lien Grantor’s Collateral that the Collateral Agent may reasonably request from time to time to enable it to enforce the provisions of the Security Documents. 

(e) With respect to its ownership interest (whether fee or leasehold) in each real property set forth on Schedule 3, the applicable Lien
Grantor shall, not later than the date that is 45 days following the Issue Date, execute and deliver to the Collateral Agent (i) a Mortgage in suitable form for recordation in the applicable state or county office sufficient to perfect the
security interest in favor of the Collateral Agent and (ii) if reasonably requested by the Collateral Agent, fixture filings suitable for filing in the applicable state or county office sufficient to perfect the security interest in favor of
the Collateral Agent and (iii) a customary opinion of local counsel to such Lien Grantor with respect to the validity and perfection of such security interests under Dutch law. 

(f) Not later than the date that is 90 days after the Issue Date, Holdco shall cause 65% of the membership interests of Tower Automotive
Holdings III Cooperatie U.A. to be pledged to the Collateral Agent to secure the Secured Obligations pursuant to one or more Dutch law governed share pledges or other collateral documents in form and substance necessary to create and perfect the
security interest in such membership interests granted in favor of the Collateral Agent under Dutch law. 
 (g) Not later than
the date that is 90 days after the Issue Date, Holdco shall cause all intercompany receivables owed by any Foreign Subsidiary to any Lien Grantor (as of the date the applicable collateral document is delivered) to be pledged to the Collateral Agent
to secure the Secured Obligations pursuant to one or more Dutch law governed receivables pledges or other collateral documents in form and substance necessary to create and perfect the security interest in such intercompany receivables granted in
favor of the Collateral Agent under Dutch law. 
 (h) At the time of delivery of each Security Document required by
Section 4(f) or 4(g), Holdco shall cause to be delivered to the Collateral Agent a customary opinion of Dutch counsel with respect to the validity and perfection of the applicable security interest under Dutch law. 

SECTION 5. Equipment. Each Lien Grantor covenants that it will not permit any of its Pledged Equipment to become a fixture to
real estate or an accession to any personal property that is not included in the Collateral. 
 SECTION 6. Recordable
Intellectual Property. Each Lien Grantor covenants as follows: 
  

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 (a) On the Issue Date (in the case of an Original Lien Grantor) or the date on which it
signs and delivers its first Security Agreement Supplement (in the case of any other Lien Grantor), such Lien Grantor will sign and deliver to the Collateral Agent Intellectual Property Security Agreements with respect to all Recordable Intellectual
Property then owned by it. Within 30 days after each June 30 and December 31 thereafter, it will sign and deliver to the Collateral Agent an appropriate Intellectual Property Security Agreement covering any Recordable Intellectual Property
owned by it on such June 30 or December 31 that is not covered by any previous Intellectual Property Security Agreement so signed and delivered by it. Each Lien Grantor hereby authorizes the Collateral Agent to make all Intellectual
Property Filings necessary to record the Transaction Liens on its Recordable Intellectual Property. 
 (b) Such Lien Grantor
will notify the Collateral Agent in writing promptly if it knows that any application or registration relating to any Recordable Intellectual Property owned or licensed by it that is material to its business may become abandoned or dedicated to the
public, or of any adverse determination or development (including the institution of, or any adverse determination or development in, any proceeding in the United States Copyright Office, the United States Patent and Trademark Office or any court)
regarding such Lien Grantor’s ownership of such Recordable Intellectual Property, its right to register or patent the same, or its right to keep and maintain the same. If any of such Lien Grantor’s rights to any Recordable Intellectual
Property are infringed, misappropriated or diluted in any material respect by a third party, such Lien Grantor will notify the Collateral Agent in writing within 30 days after it learns thereof and will, unless such Lien Grantor shall reasonably
determine that such action would be of negligible value, economic or otherwise, promptly sue for infringement, misappropriation or dilution and to recover any and all damages for such infringement, misappropriation or dilution, and take such other
actions as such Lien Grantor shall reasonably deem appropriate under the circumstances to protect such Recordable Intellectual Property. 

SECTION 7. Investment Property. Each Lien Grantor represents, warrants and covenants as follows: 

(a) Certificated Securities. On the Issue Date (in the case of an Original Lien Grantor) or the date on which it signs and
delivers its first Security Agreement Supplement (in the case of any other Lien Grantor), such Lien Grantor will deliver to the Applicable Agent as Collateral hereunder all certificates representing Pledged Certificated Securities then owned by such
Lien Grantor. Thereafter, whenever such Lien Grantor acquires any other certificate representing a Pledged Certificated Security, such Lien Grantor will immediately deliver such certificate to the Applicable Agent as Collateral hereunder. The

  

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provisions of this subsection are subject to the limitation in Section 7(j) in the case of voting Equity Interests in a Foreign Subsidiary. 

(b) Uncertificated Securities. On the Issue Date (in the case of an Original Lien Grantor) or the date on which it signs and
delivers its first Security Agreement Supplement (in the case of any other Lien Grantor), such Lien Grantor will enter into (and cause the relevant issuer to enter into) an Issuer Control Agreement in respect of each Pledged Uncertificated Security
then owned by such Lien Grantor and deliver such Issuer Control Agreement to the Applicable Agent (which shall enter into the same). Thereafter, whenever such Lien Grantor acquires any other Pledged Uncertificated Security, such Lien Grantor
will enter into (and cause the relevant issuer to enter into) an Issuer Control Agreement in respect of such Pledged Uncertificated Security and deliver such Issuer Control Agreement to the Applicable Agent (which shall enter into the same). The
provisions of this subsection are subject to the limitation in Section 7(j) in the case of voting Equity Interests in a Foreign Subsidiary. 

(c) Security Entitlements. (i) Within 60 days after the Issue Date (in the case of an Original Lien Grantor) or (ii) on
the date on which it signs and delivers its first Security Agreement Supplement (in the case of any other Lien Grantor), such Lien Grantor will, with respect to each Security Entitlement then owned by it, enter into (and cause the relevant
Securities Intermediary to enter into) a Securities Account Control Agreement in respect of such Security Entitlement and the Securities Account to which the underlying Financial Asset is credited and will deliver such Securities Account Control
Agreement to the Applicable Agent (which shall enter into the same). Thereafter, whenever such Lien Grantor acquires any other Security Entitlement, such Lien Grantor will, as promptly as practicable, cause the underlying Financial Asset to be
credited to a Controlled Securities Account. Notwithstanding the foregoing provisions of this clause (c), unless an Event of Default has occurred and is continuing, the Lien Grantors have the right not to comply therewith with respect to Securities
Accounts having an aggregate value of less than $1,000,000 in the aggregate for all Lien Grantors. 
 (d) Perfection as to
Certificated Securities. When such Lien Grantor delivers the certificate representing any Pledged Certificated Security owned by it to the Applicable Agent and complies with Section 7(h) in connection with such delivery, (i) the
Transaction Lien on such Pledged Certificated Security will be perfected, subject to no prior Liens or rights of others (except Permitted Liens), (ii) the Applicable Agent will have Control of such Pledged Certificated Security and
(iii) the Applicable Agent will be a protected purchaser (within the meaning of UCC Section 8-303) thereof. 
 (e)
Perfection as to Uncertificated Securities. When such Lien Grantor, the Applicable Agent and the issuer of any Pledged Uncertificated Security 

 

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owned by such Lien Grantor enter into an Issuer Control Agreement with respect thereto, (i) the Transaction Lien on such Pledged Uncertificated Security will be perfected, subject to no
prior Liens or rights of others (except Permitted Liens), (ii) the Applicable Agent will have Control of such Pledged Uncertificated Security and (iii) the Applicable Agent will be a protected purchaser (within the meaning of UCC
Section 8-303) thereof. 
 (f) Perfection as to Security Entitlements. So long as the Financial Asset underlying any
Security Entitlement owned by such Lien Grantor is credited to a Controlled Securities Account, (i) the Transaction Lien on such Security Entitlement will be perfected, subject to no prior Liens or rights of others (except Liens and rights of
the relevant Securities Intermediary that are Permitted Liens and any other Liens consented to by the Collateral Agent, and other Permitted Liens), (ii) the Applicable Agent will have Control of such Security Entitlement and (iii) no
action based on an adverse claim to such Security Entitlement or such Financial Asset, whether framed in conversion, replevin, constructive trust, equitable lien or other theory, may be asserted against the Applicable Agent or any other Secured
Party. 
 (g) Agreement as to Applicable Jurisdiction. In respect of all Security Entitlements owned by such Lien
Grantor, and all Securities Accounts to which the related Financial Assets are credited, the Securities Intermediary’s jurisdiction (determined as provided in UCC Section 8-110(e)) will at all times be located in the United States.

 (h) Delivery of Pledged Certificates. All Pledged Certificates, when delivered to the Applicable Agent, will be in
suitable form for transfer by delivery, or accompanied by duly executed instruments of transfer or assignment in blank, with signatures appropriately witnessed, all in form and substance satisfactory to the Applicable Agent. 

(i) Communications. Each Lien Grantor will promptly give to the Collateral Agent copies of any material notices and communications
received by it with respect to (i) Pledged Securities registered in the name of such Lien Grantor or its nominee and (ii) Pledged Security Entitlements as to which such Lien Grantor is the Entitlement Holder. 

(j) Foreign Subsidiaries. A Lien Grantor will not be obligated to comply with the provisions of this Section at any time with
respect to any voting Equity Interest in a Foreign Subsidiary if and to the extent (but only to the extent) that such voting Equity Interest is excluded from the Transaction Liens at such time pursuant to clause (B) of the proviso at the end of
Section 2(a) and/or the comparable provisions of one or more Security Agreement Supplements. 
  

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 (k) Compliance with Applicable Foreign Laws. If and so long as the Collateral
includes (i) any Equity Interest in, or other Investment Property issued by, a legal entity organized under the laws of a jurisdiction outside the United States or (ii) any Security Entitlement in respect of a Financial Asset issued by
such a foreign legal entity, the relevant Lien Grantor will take all such action as may be required under the laws of such foreign jurisdiction to ensure that the Transaction Lien on such Collateral ranks prior to all Liens and rights of others
therein. 
 SECTION 8. Controlled Deposit Accounts. Each Lien Grantor represents, warrants and covenants as follows:

 (a) Beginning on or prior to the date that is 60 days after the Issue Date, all cash owned by such Lien Grantor will be
deposited, upon or promptly after the receipt thereof, in one or more Controlled Deposit Accounts. Each Controlled Deposit Account will be operated as provided in Section 10. 

(b) In respect of each Controlled Deposit Account, the Depositary Bank’s jurisdiction (determined as provided in UCC
Section 9-304) will at all times be a jurisdiction in which Article 9 of the Uniform Commercial Code is in effect. 
 (c)
So long as the Applicable Agent has Control of a Controlled Deposit Account, the Transaction Lien on such Controlled Deposit Account will be perfected, subject to no prior Liens or rights of others (except the Depositary Bank’s right to deduct
its normal operating charges and any uncollected funds previously credited thereto and any other Liens consented to by the Collateral Agent, and Permitted Liens). 

(d) Materiality Exception. The Lien Grantors have the right not to comply with the foregoing provisions of this Section with
respect to (i) Deposit Accounts that are payroll or trust accounts and (ii) other Deposit Accounts having total collected balances that do not at any time exceed $2,000,000 in the aggregate for all Lien Grantors. 

SECTION 9. Cash Collateral Accounts. (a) The Lien Grantors will establish the following Deposit Accounts (each such
Deposit Account, a “Cash Collateral Account”), which will be operated as provided in this Section and Section 10: 

(i) at or prior to the time such account shall be required in accordance with Section 9(b)(i), the Collection
Account, which shall be under the exclusive control of the Collateral Agent (or, if so instructed by 
  

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the Authorized Term Collateral Agent, the Authorized Term Collateral Agent); and 

(ii) at or prior to the time such account shall be required in accordance with Section 9(b)(ii), the Term Proceeds
Account, which shall be under the control of the Collateral Agent (or the ABL Agent (for the benefit of the Collateral Agent in accordance with the ABL Intercreditor Agreement)); 

(b) The following amounts shall be deposited into the Cash Collateral Accounts: 

(i) the Collateral Agent shall deposit to the Collection Account each amount realized or otherwise received with respect
to assets of any Lien Grantor upon any exercise of remedies pursuant to any Security Document; and 
 (ii) the
Lien Grantors shall cause all principal payments made to them on the Foreign Intercompany Receivables Collateral to be deposited to the Term Proceeds Account. 

(c) The applicable Lien Grantor shall maintain such records, which it shall provide to the Collateral Agent, and/or establish such
sub-accounts as shall be required to enable it to identify the amounts held in the Collection Account from time to time pursuant to subsection (i) of this Section. 

(d) The Lien Grantors shall not permit to be deposited to the Term Proceeds Account any amounts that do not constitute Term Priority
Collateral. 
 (e) Unless an Event of Default shall be continuing, the Lien Grantors shall have the right to withdraw funds held
in the Term Proceeds Account for their general corporate (or limited liability company) purposes. 
 (f) Subject to the ABL
Intercreditor Agreement, if an Event of Default shall be continuing, amounts held in the Collateral Account shall be applied by the Collateral Agent in accordance with the Term Intercreditor Agreement. 

SECTION 10. Operation of Collateral Accounts. (a) Funds held in any Cash Collateral Account may, until withdrawn, be
invested and reinvested in such investments as the Issuers shall request from time to time in writing; provided that if an Event of Default shall have occurred and be continuing, the Collateral Agent (in the case of the Collection Account) or
the Applicable Agent (in the case of all other Cash Collateral Accounts) may (but shall not be obligated to) select such investments (it being understood that, notwithstanding the foregoing, funds held in the Cash Collateral Account shall be
invested in Temporary Cash Investments 
  

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(as defined in the Indenture)). Funds held in any other Controlled Deposit Account or Controlled Securities Account may, until withdrawn, be invested and reinvested in such investments as the
Issuers shall request from time to time; provided that (i) prior to the ABL Termination Date, if a Liquidity Trigger Period shall be continuing or (ii) at all other times, if an Event of Default shall have occurred and be
continuing, the Applicable Agent may (but shall not be obligated to) select such investments. Any investment income received on the Cash Collateral Accounts will be deposited into and become part of the Cash Collateral Accounts. 

(b) With respect to each Controlled Deposit Account and each Controlled Securities Account (it being understood that the provisions of
Section 9 shall apply to all Cash Collateral Accounts), the relevant Lien Grantor may withdraw, or direct the disposition of, funds held therein unless an Event of Default shall have occurred and be continuing and the Applicable Agent shall
have delivered a notice of exclusive control in accordance with the applicable account control agreement. 
 (c) If an Event of
Default shall have occurred and be continuing, the Collateral Agent (with respect to the Collection Account) and the Applicable Agent (with respect to any other Collateral Account) may retain or liquidate, or instruct the relevant Securities
Intermediary or Depositary Bank to retain or liquidate, any or all cash or investments then held in such Collateral Account and/or withdraw any amounts held therein and apply such amounts as provided in Section 14. 

SECTION 11. Transfer Of Record Ownership. At any time when an Event of Default shall have occurred and be continuing, the
Applicable Agent may (and to the extent that action by it is required, the relevant Lien Grantor, if directed to do so by the Applicable Agent, will as promptly as practicable) cause each of the Pledged Securities (or any portion thereof specified
in such direction) to be transferred of record into the name of the Applicable Agent or its nominee. Each Lien Grantor will take any and all actions reasonably requested by the Applicable Agent to facilitate compliance with this Section. If the
provisions of this Section are implemented, Section 7(b) shall not thereafter apply to any Pledged Security that is registered in the name of the Applicable Agent or its nominee. The Applicable Agent will promptly give to the relevant Lien
Grantor copies of any notices and other communications received by the Applicable Agent with respect to Pledged Securities registered in the name of the Applicable Agent or its nominee. 

SECTION 12. Right to Vote Securities. (a) Unless an Event of Default shall have occurred and be continuing, each Lien
Grantor will have the right, from time to time, to vote and to give consents, ratifications and waivers with respect to 

 

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any Pledged Security owned by it and the Financial Asset underlying any Pledged Security Entitlement owned by it, and the Collateral Agent will, upon receiving a written request from such Lien
Grantor, deliver to such Lien Grantor or as specified in such request such proxies, powers of attorney, consents, ratifications and waivers in respect of any such Pledged Security that is registered in the name of the Collateral Agent or its nominee
or any such Pledged Security Entitlement as to which the Collateral Agent or its nominee is the Entitlement Holder, in each case as shall be specified in such request. Unless an Event of Default shall have occurred and be continuing, the Applicable
Agent will have no right to take any action which the owner of a Pledged Partnership Interest or Pledged LLC Interest is entitled to take with respect thereto, except the right to receive payments and other distributions to the extent provided
herein. 
 (b) If an Event of Default shall have occurred and be continuing, the Applicable Agent will have the right (but not
the obligation), to the extent permitted by law (and, in the case of a Pledged Partnership Interest or Pledged LLC Interest, by the relevant partnership agreement, limited liability company agreement, operating agreement or other governing
document), to vote, to give consents, ratifications and waivers and to take any other action with respect to the Pledged Investment Property, the other Pledged Equity Interests (if any) and the Financial Assets underlying the Pledged Security
Entitlements, with the same force and effect as if the Applicable Agent were the absolute and sole owner thereof, and each Lien Grantor will take all such action as the Applicable Agent may reasonably request from time to time to give effect to such
right. 
 SECTION 13. Remedies upon Event of Default. (a) If an Event of Default shall have occurred and be
continuing, subject to the Term Intercreditor Agreement, the Collateral Agent may exercise (or cause its sub-agents to exercise) any or all of the remedies available to it (or to such sub-agents) under the Security Documents. 

(b) Without limiting the generality of the foregoing and subject to the terms of (i) the Term Intercreditor Agreement and
(ii) with respect to each Type of Common Collateral, the ABL Intercreditor Agreement, if an Event of Default shall have occurred and be continuing, the Collateral Agent may exercise on behalf of the Secured Parties all the rights of a secured
party under the UCC (whether or not in effect in the jurisdiction where such rights are exercised) with respect to any Personal Property Collateral and, in addition, the Collateral Agent (with respect to the Collection Account) and the Applicable
Agent (with respect to any other Collateral Account) may, without being required to give any notice, except as herein provided or as may be required by mandatory provisions of law, withdraw all cash held in such Collateral Account and apply such
cash as provided in Section 14 and, if there shall be no such cash or if such cash shall be insufficient to pay all the Secured Obligations in full, sell, lease, license or 

 

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otherwise dispose of the Collateral or any part thereof. Notice of any such sale or other disposition shall be given to the relevant Lien Grantor(s) as required by Section 16. The foregoing
provisions of this subsection shall apply to Real Property Collateral only to the extent permitted by applicable law and the provisions of any applicable Mortgage or other document. 

(c) Without limiting the generality of the foregoing, if an Event of Default shall have occurred and be continuing, and subject to the
terms of (i) the Term Intercreditor Agreement and (ii) with respect to each Type of Common Collateral, the ABL Intercreditor Agreement: 

(i) the Collateral Agent may license or sublicense, whether general, special or otherwise, and whether on an exclusive or
non-exclusive basis, any Pledged intellectual property (including any Pledged Recordable Intellectual Property) throughout the world for such term or terms, on such conditions and in such manner as the Holders shall in their sole discretion
determine and direct the Collateral Agent; provided that such licenses or sublicenses do not conflict with any existing license of which the Collateral Agent shall have received a copy; 

(ii) the Collateral Agent may (without assuming any obligation or liability thereunder), at any time and from time to
time, as directed by the Holders, enforce (and shall have the exclusive right to enforce) against any licensee or sublicensee all rights and remedies of any Lien Grantor in, to and under any of its Pledged intellectual property and take or refrain
from taking any action under any thereof, and each Lien Grantor releases the Collateral Agent and each other Secured Party from liability for, and agrees to hold the Collateral Agent and each other Secured Party free and harmless from and against
any claims and expenses arising out of, any lawful action so taken or omitted to be taken with respect thereto, except for claims and expenses arising from the Collateral Agent’s or such Secured Party’s gross negligence or willful
misconduct, as determined by a court of competent jurisdiction in a final and non-appealable decision; and 

(iii) upon request by the Collateral Agent (which shall not be construed as implying any limitation on its rights or
powers), each Lien Grantor will execute and deliver to the Collateral Agent a power of attorney, in form and substance satisfactory to appoint the Collateral Agent as attorney-in-fact, for the implementation of any sale, lease, license or other
disposition of any of such Lien Grantor’s Pledged intellectual property or any action related thereto. In connection with any such disposition, but subject to any confidentiality restrictions imposed on such Lien Grantor in any license or
similar agreement, such Lien Grantor 
  

 26 

 
will supply to the Collateral Agent its know-how and expertise relating to the relevant intellectual property or the products or services made or rendered in connection with such intellectual
property, and its customer lists and other records relating to such intellectual property and to the distribution of said products or services. 

SECTION 14. Application of Proceeds. (a) If an Event of Default shall have occurred and be continuing,
(i) any cash held in the Collection Account and (ii) subject to the terms of the ABL Intercreditor Agreement with respect to each Type of Common Collateral, any amounts held in any other Collateral Account and the proceeds of any sale or
other disposition of all or any part of the Collateral, shall be applied by the Collateral Agent in accordance with Section 2.01 of the Term Intercreditor Agreement, provided that (i) Collateral owned by a Subsidiary Guarantor and
any proceeds thereof shall be applied pursuant to the foregoing clauses only to the extent that the value thereof does not exceed the largest amount that would not render the Note Guarantee of such Subsidiary Guarantor subject to avoidance under
Section 548 of the United States Bankruptcy Code or any comparable provisions of applicable law. The Collateral Agent may make such distributions hereunder in cash or in kind or, on a ratable basis, in any combination thereof. 

(b) If at any time any portion of any monies collected or received by the Collateral Agent would, but for the provisions of this
Section 14(b), be payable pursuant to Section 14(a) in respect of a Contingent Secured Obligation, the Collateral Agent shall not apply any monies to pay such Contingent Secured Obligation but instead shall request the holder thereof, at
least 10 days before each proposed distribution hereunder, to notify the Collateral Agent in writing as to the maximum amount of such Contingent Secured Obligation if then ascertainable. If the holder of such Contingent Secured Obligation does not
notify the Collateral Agent in writing of the maximum ascertainable amount thereof at least two Business Days before such distribution, such holder will not be entitled to share in such distribution. If such holder does so notify the Collateral
Agent in writing as to the maximum ascertainable amount thereof, the Collateral Agent will allocate to such holder a portion of the monies to be distributed in such distribution, calculated as if such Contingent Secured Obligation were outstanding
in such maximum ascertainable amount. However, the Collateral Agent will not apply such portion of such monies to pay such Contingent Secured Obligation, but instead will hold such monies. All such monies and all proceeds thereof will constitute
Collateral hereunder, but will be subject to distribution in accordance with this Section 14(b) rather than Section 14(a). The Collateral Agent will hold all such monies and the net proceeds thereof in trust until all or part of such
Contingent Secured Obligation becomes a Non-Contingent Secured Obligation, whereupon the Collateral Agent at the request of the relevant Secured Party will apply the amount so held in trust to pay such Non-Contingent Secured Obligation.

  

 27 

 
If (i) the holder of such Contingent Secured Obligation shall advise the Collateral Agent that no portion thereof remains in the category of a Contingent Secured Obligation and (ii) the
Collateral Agent still holds any amount held in trust pursuant to this Section 14(b) in respect of such Contingent Secured Obligation (after paying all amounts payable pursuant to the preceding sentence with respect to any portions thereof that
became Non-Contingent Secured Obligations), such remaining amount will be applied by the Collateral Agent in the order of priorities set forth in Section 14(a). 

(c) In making the payments and allocations required by this Section, the Collateral Agent may rely upon information supplied to it
pursuant to Section 18(c). All distributions made by the Collateral Agent pursuant to this Section shall be final (except in the event of manifest error) and the Collateral Agent shall have no duty to inquire as to the application by any
Secured Party of any amount distributed to it. 
 SECTION 15. Fees and Expenses; Indemnification.
(a) The Issuers and the Subsidiary Guarantors, jointly and severally, will forthwith upon demand pay to the Collateral Agent and the Authorized Term Collateral Agent: 

(i) the amount of any taxes that the Collateral Agent and the Authorized Term Collateral Agent may have been required to
pay by reason of the Transaction Liens or to free any Collateral from any other Lien thereon; 
 (ii) the amount
of any and all reasonable out-of-pocket expenses, including transfer taxes and reasonable fees and expenses of counsel, professional advisors and other experts, that the Collateral Agent and the Authorized Term Collateral Agent may incur in
connection with (x) the administration or enforcement of the Security Documents, including such expenses as are incurred to preserve the value of the Collateral or the validity, perfection, rank or value of any Transaction Lien, (y) the
collection, sale or other disposition of any Collateral or (z) the exercise by the Collateral Agent and the Authorized Term Collateral Agent of any of its rights or powers under the Security Documents; 

(iii) the amount of any fees that the Issuers shall have agreed in writing to pay to the Collateral Agent and the
Authorized Term Collateral Agent and that shall have become due and payable in accordance with such written agreement; and 

(iv) the amount required to indemnify the Collateral Agent and the Authorized Term Collateral Agent and their directors,
officers, agents, counsel and employees (collectively, the “Indemnitees”) for, or hold them 
  

 28 

 
harmless and defend them against, any loss, liability or expense (including the reasonable fees and expenses of their counsel, professional advisors and any experts or sub-agents appointed by
them hereunder) incurred or suffered by the Indemnitees or any of them in connection with the Security Documents, except to the extent that such loss, liability or expense arises from the Collateral Agent’s or the Authorized Term Collateral
Agent’s (as the case may be) gross negligence or willful misconduct or a breach of any duty that the Collateral Agent or the Authorized Term Collateral Agent (as the case may be) has under this Agreement (after giving effect to Sections 17 and
18), as determined by a court of competent jurisdiction in a final and non-appealable decision. 
 Any such amount not paid to the Collateral
Agent or the Authorized Term Collateral Agent on demand will bear interest for each day thereafter until paid at a rate per annum equal to the sum of 2% plus the rate applicable to the Secured Notes for such day. 

(b) If any transfer tax, documentary stamp tax or other tax is payable in connection with any transfer or other transaction provided for
in the Security Documents, the Issuers will pay such tax and provide any required tax stamps to the Collateral Agent and the Authorized Term Collateral Agent or as otherwise required by law. 

SECTION 16. Authority to Administer Collateral. Each Lien Grantor irrevocably appoints the Collateral Agent its true and
lawful attorney, with full power of substitution, in the name of such Lien Grantor, any Secured Party or otherwise, for the sole use and benefit of the Secured Parties, but at the Issuers’ expense, to the extent permitted by law to exercise, at
any time and from time to time while an Event of Default shall have occurred and be continuing, all or any of the following powers with respect to all or any of such Lien Grantor’s Collateral: 

(a) to demand, sue for, collect, receive and give acquittance for any and all monies due or to become due upon or by
virtue thereof, 
 (b) to settle, compromise, compound, prosecute or defend any action or proceeding with respect
thereto, 
 (c) to sell, lease, license or otherwise dispose of the same or the proceeds or avails thereof, as
fully and effectually as if the Collateral Agent were the absolute owner thereof, and 
 (d) to extend the time
of payment of any or all thereof and to make any allowance or other adjustment with reference thereto; 
  

 29 

 provided that, except in the case of Personal Property Collateral that is perishable or threatens to
decline speedily in value or is of a type customarily sold on a recognized market, the Collateral Agent will give the relevant Lien Grantor at least ten days’ prior written notice of the time and place of any public sale thereof or the time
after which any private sale or other intended disposition thereof will be made. Any such notice shall (i) contain the information specified in UCC Section 9-613, (ii) be Authenticated and (iii) be sent to the parties required to
be notified pursuant to UCC Section 9-611(c); provided that, if the Collateral Agent fails to comply with this sentence in any respect, its liability for such failure shall be limited to the liability (if any) imposed on it as a matter
of law under the UCC. 
 SECTION 17. Limitation on Duty in Respect of Collateral. Beyond the exercise of reasonable
care in the custody and preservation thereof, the Collateral Agent will have no duty as to any Collateral in its possession or control or in the possession or control of any sub-agent or bailee or any income therefrom or as to the preservation of
rights against prior parties or any other rights pertaining thereto. The Collateral Agent will be deemed to have exercised reasonable care in the custody and preservation of the Collateral in its possession or control if such Collateral is accorded
treatment substantially equal to that which it accords its own property, and will not be liable or responsible for any loss or damage to any Collateral, or for any diminution in the value thereof, by reason of any act or omission of any sub-agent or
bailee selected by the Collateral Agent in good faith, except to the extent that such liability arises from the Collateral Agent’s gross negligence or willful misconduct, as determined by a court of competent jurisdiction in a final and
non-appealable decision. 
 SECTION 18. General Provisions Concerning the Collateral Agent.  

(a) The provisions of Section 10.04 of the Indenture shall inure to the benefit of the Collateral Agent, and shall be binding upon
all Lien Grantors and all Secured Parties, in connection with this Agreement and the other Security Documents. Without limiting the generality of the foregoing, (i) the Collateral Agent shall not be subject to any fiduciary or other implied
duties, regardless of whether an Event of Default has occurred and is continuing, (ii) the Collateral Agent shall not have any duty to take any discretionary action or exercise any discretionary powers, except discretionary rights and powers
expressly contemplated by the Security Documents that the Collateral Agent is required in writing to exercise by the required percentage of Holders of the Secured Notes as provided for in the Indenture and (iii) except as expressly set forth in
the Indenture, the Collateral Agent shall not have any duty to disclose, and shall not be liable for any failure to disclose, any information relating to any Group Member that is communicated to or obtained by the Collateral Agent or any of its
Affiliates in any capacity. The Collateral Agent shall not be responsible for the existence, genuineness or value of any Collateral or for the validity, perfection, 

 

 30 

 
continuation, priority or enforceability of any Transaction Lien, including without limitation the filing, form, content or renewal of UCC financing statements, Mortgages or similar documents or
instruments, whether impaired by operation of law or by reason of any action or omission to act on its part under the Security Documents. The Collateral Agent shall be deemed not to have knowledge of any Event of Default unless and until written
notice thereof is given to the Collateral Agent by a Lien Grantor or a Secured Party. 
 (b) Sub- Agents and Related
Parties. The Collateral Agent may perform any of its duties and exercise any of its rights and powers through one or more sub-agents appointed by it and shall not be responsible for the negligence of such sub-agents appointed with reasonable
care. The Collateral Agent and any such sub-agent may perform any of its duties and exercise any of its rights and powers through its Related Parties. The exculpatory provisions of Section 17 and this Section shall apply to any such sub-agent
and to the Related Parties of the Collateral Agent and any such sub-agent. 
 (c) Information as to Secured Obligations and
Actions by Secured Parties. For all purposes of the Security Documents, including determining the amounts of the Secured Obligations and whether a Secured Obligation is a Contingent Secured Obligation or not, or whether any action has been taken
under any Secured Agreement, the Collateral Agent will be entitled to rely on information from (i) its own records for information as to the Holders of the Secured Notes, their Secured Obligations and actions taken by them, (ii) any
Secured Party for information as to its Secured Obligations and actions taken by it, to the extent that the Collateral Agent has not obtained such information from its own records, and (iii) the Issuers, to the extent that the Collateral Agent
has not obtained information from the foregoing sources. 
 (d) Refusal to Act. The Collateral Agent may refuse to act on
any notice, consent, direction or instruction from any Secured Parties or any agent, trustee or similar representative thereof that, in the Collateral Agent’s opinion, (i) is contrary to law or the provisions of any Security Document,
(ii) may expose the Collateral Agent to liability (unless the Collateral Agent shall have been indemnified, to its satisfaction, for such liability by the Secured Parties (other than the Collateral Agent or Trustee) that gave such notice,
consent, direction or instruction) or (iii) is unduly prejudicial to Secured Parties not joining in such notice, consent, direction or instruction. 

(e) Insurance Proceeds. Subject to the terms of the Term Intercreditor Agreement and unless an Event of Default shall have
occurred and be continuing, the Collateral Agent will turn over to the relevant Lien Grantor any proceeds of any casualty or liability insurance maintained by the Lien Grantors and as to which the Collateral Agent has been named as an additional
insured or loss payee, 
  

 31 

 
such funds to be used by the Lien Grantors in accordance with the terms of the Indenture. 

SECTION 19. Termination of Transaction Liens; Release of Collateral. (a) Subject to the Term Intercreditor Agreement,
the Transaction Liens on the Collateral of a Lien Grantor shall terminate and shall be released: 
 (i) to the
extent such Collateral is taken by eminent domain, condemnation or other similar circumstances; 
 (ii) with
respect to all or any portion of the Collateral of any Lien Grantor, upon the election of the Issuers following the Suspension Date; 

(iii) with respect to all of the Collateral of each Lien Grantor, upon (a) satisfaction and discharge of the
Indenture (as described therein) or (b) a legal defeasance or covenant defeasance of the Indenture (as described therein); 

(iv) to the extent such Collateral (a) is sold, transferred or otherwise disposed of by the Issuers or any Subsidiary
Guarantor (other than to Holdco, the Issuers or a Restricted Subsidiary) in a transaction not prohibited by the Indenture at the time of such sale, transfer or disposition or (b) is owned by a Subsidiary Guarantor that has been released from
its Subsidiary Guarantee in accordance with the Indenture, concurrently with the release of such Subsidiary Guarantee; 

(v) with respect to all or any portion of the Collateral of any Lien Grantor, with the consent of the Holders of the
requisite percentage of Secured Notes in accordance with the provisions of the Indenture; 
 (vi) with respect to
all or any portion of the Collateral of any Lien Grantor that is Common Collateral and constitutes ABL Priority Collateral, in the circumstances set forth in Section 4.2(a) of the ABL Intercreditor Agreement; 

(vii) with respect to all or any portion of the Collateral of any Lien Grantor, in the circumstances set forth in the Term
Intercreditor Agreement; 
 (viii) with respect to all of the Collateral of any Subsidiary Guarantor, upon the
release of the Subsidiary Guarantee of such Subsidiary Guarantor in accordance with the Indenture; and 
  

 32 

 (ix) with respect to all or any portion of the Collateral of any Lien
Grantor, in the circumstances set forth in Section 2.04(a) or 2.04(b) of the Term Intercreditor Agreement. 
 (b) The
Transaction Liens shall terminate in accordance with clause (iii) of Section 19(a); provided, that if at any time any payment of a Secured Obligation is rescinded or must be otherwise restored or returned upon the insolvency or
receivership of either Issuers or otherwise, the Transaction Liens shall be reinstated automatically and without any further action on the part of any Person (and the Lien Grantors shall take all action reasonably requested by the Collateral Agent
to evidence such reinstatement). 
 (c) If after the release of any Collateral in accordance with clause (ii) of
Section 19(a) the Reversion Date shall occur, the Transaction Liens on such Collateral shall be reinstated automatically and without any further action on the part of any Person (and the applicable Lien Grantors shall take all action reasonably
requested by the Collateral Agent to evidence such reinstatement). 
 (d) Upon any termination of a Transaction Lien or release
of Collateral, the Collateral Agent will, at the expense of the relevant Lien Grantor and upon receipt of a certificate of a Financial Officer of Holdco certifying that such Transaction Lien may be terminated or such Collateral may be released in
accordance herewith, execute and deliver to such Lien Grantor such documents as such Lien Grantor shall reasonably request to evidence the termination of such Transaction Lien or the release of such Collateral, as the case may be. 

SECTION 20. Additional Lien Grantors. Any Subsidiary may become a party hereto by signing and delivering to the Collateral
Agent a Security Agreement Supplement, whereupon such Subsidiary shall become a “Lien Grantor” as defined herein. 

SECTION 21. Notices. Each notice, request or other communication given to any party hereunder shall be given or made in
accordance with Section 12.03 of the Indenture. 
 SECTION 22. No Implied Waivers; Remedies Not Exclusive. No
failure by the Collateral Agent or any Secured Party to exercise, and no delay in exercising and no course of dealing with respect to, any right or remedy under any Security Document shall operate as a waiver thereof; nor shall any single or partial
exercise by the Collateral Agent or any Secured Party of any right or remedy under any Secured Notes Document preclude any other or further exercise thereof or the exercise of any other right or remedy. The rights and remedies specified in the
Secured Notes Documents are cumulative and are not exclusive of any other rights or remedies provided by law. 
  

 33 

 SECTION 23. Successors and Assigns. This Agreement is for the benefit of the
Collateral Agent and the Secured Parties. If all or any part of any Secured Party’s interest in any Secured Obligation is assigned or otherwise transferred in a transaction permitted under the Indenture, the transferor’s rights hereunder,
to the extent applicable to the obligation so transferred, shall be automatically transferred with such obligation. This Agreement shall be binding on the Lien Grantors and their respective successors and assigns. 

SECTION 24. Amendments and Waivers. Neither this Agreement nor any provision hereof may be waived, amended, modified or
terminated except pursuant to an agreement or agreements in writing entered into by the Collateral Agent, with the consent of such Holders as are required to consent thereto under Article 9 of the Indenture. No such waiver, amendment or modification
shall be binding upon any Lien Grantor, except with the written consent of the Issuers. 
 SECTION 25. Choice of Law.
This Agreement shall be construed in accordance with and governed by the laws of the State of New York, except as otherwise required by mandatory provisions of law and except to the extent that remedies provided by the laws of any jurisdiction
other than the State of New York are governed by the laws of such jurisdiction. 
 SECTION 26. Waiver of Jury Trial.
EACH PARTY HERETO HEREBY IRREVOCABLY WAIVES ALL RIGHT TO TRIAL BY JURY IN ANY ACTION, PROCEEDING OR COUNTERCLAIM ARISING OUT OF OR RELATING TO ANY OF THE SECURED NOTES DOCUMENTS OR THE TRANSACTIONS CONTEMPLATED THEREBY. EACH PARTY HERETO
(A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR ATTORNEY OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER AND (B) ACKNOWLEDGES THAT
IT AND THE OTHER PARTIES HERETO HAVE BEEN INDUCED TO ENTER INTO THIS AGREEMENT BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION. 

SECTION 27. Severability. Any provision of any Security Document held to be invalid, illegal or unenforceable in any
jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such invalidity, illegality or unenforceability without affecting the validity, legality and enforceability of the remaining provisions thereof; and the invalidity of a
particular provision in a particular jurisdiction shall not invalidate such provision in any other jurisdiction. 

SECTION 28. Indenture, Security Agreements. In the event of any conflict or inconsistency between the provisions of the
Indenture and this Agreement but 
  

 34 

 
subject to Section 30, the provisions of the Indenture shall govern and control. In the event of any conflict or inconsistency between the provisions of the other Security Documents and this
Agreement but subject to Section 30, the provisions of this Agreement shall govern and control. 
 SECTION 29.
Counterparts. This Agreement may be executed in any number of counterparts by the parties hereto on separate counterparts, each of which, when so executed and delivered, shall be deemed an original, but all such counterparts shall together
constitute one and the same instrument. Delivery of an executed counterpart of a signature page of this Agreement by telecopier or electronic image scan transmission (such as a “pdf” file) will be effective as delivery of a manually
executed counterpart of this Agreement. 
 SECTION 30. Intercreditor Agreements. Reference is made to the ABL
Intercreditor Agreement and the Term Intercreditor Agreement. Notwithstanding anything herein to the contrary, the lien and security interest granted to the Collateral Agent, for the benefit of the Secured Parties, pursuant to this Agreement and the
exercise of any right or remedy by the Collateral Agent and the other Secured Parties hereunder are subject to the provisions of the ABL Intercreditor Agreement and the Term Intercreditor Agreement. In the event of any conflict or inconsistency
between the provisions of the ABL Intercreditor Agreement or the Term Intercreditor Agreement, on the one hand, and this Agreement, on the other hand, the provisions of the ABL Intercreditor Agreement or the Term Intercreditor Agreement, as
applicable, shall control. 
  

 35 

 IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed by
their respective authorized officers as of the day and year first above written. 
  

					
	 TOWER AUTOMOTIVE HOLDINGS USA, LLC, as an Issuer

		
	By:	 	 /s/ Mike Rajkovic

		 	Name:	 	Mike Rajkovic
		 	Title:	 	Vice President
	
	TA HOLDINGS FINANCE, INC., as an Issuer
		
	By:	 	 /s/ Mike Rajkovic

		 	Name:	 	Mike Rajkovic
		 	Title:	 	Vice President

  

					
	Subsidiary Guarantors:
	
	TOWER AUTOMOTIVE HOLDINGS I, LLC
		
	By:	 	 /s/ Mike Rajkovic

		 	Name:	 	Mike Rajkovic
		 	Title:	 	Vice President
	
	TOWER AUTOMOTIVE HOLDINGS II(a), LLC
		
	By:	 	 /s/ Mike Rajkovic

		 	Name:	 	Mike Rajkovic
		 	Title:	 	Vice President
	
	TOWER AUTOMOTIVE HOLDINGS II(b), LLC
		
	By:	 	 /s/ Mike Rajkovic

		 	Name:	 	Mike Rajkovic
		 	Title:	 	Vice President
	
	 TOWER AUTOMOTIVE OPERATIONS USA I, LLC

		
	By:	 	 /s/ Mike Rajkovic

		 	Name:	 	Mike Rajkovic
		 	Title:	 	Vice President
	
	 TOWER AUTOMOTIVE OPERATIONS USA II, LLC

		
	By:	 	 /s/ Mike Rajkovic

		 	Name:	 	Mike Rajkovic
		 	Title:	 	Vice President

  

					
	 TOWER AUTOMOTIVE OPERATIONS USA III, LLC

		
	By:	 	 /s/ Mike Rajkovic

		 	Name:	 	Mike Rajkovic
		 	Title:	 	Vice President

					
	 WILMINGTON TRUST FSB, as Collateral Agent and in its capacity as Authorized Term Collateral Agent as of the date
hereof

		
	By:	 	 /s/ Michael G. Oller, Jr.

		 	Name:	 	Michael G. Oller, Jr.
		 	Title:	 	Assistant Vice President

 SCHEDULE 1 

EQUITY INTERESTS IN SUBSIDIARIES AND AFFILIATES 

OWNED BY ORIGINAL LIEN GRANTORS 

(as of the Issue Date) 
  

									
	 Issuer
	  	 Jurisdiction

of

Organization
	  	 Owner of

Equity Interest
	  	 Percentage

Owned
	  	 Number of

Shares or Units

	Tower Automotive Holdings USA, LLC	  	Delaware	  	Tower Automotive Holdings I, LLC	  	100%	  	All the membership interests
	Tower Automotive Holdings II(a), LLC	  	Delaware	  	Tower Automotive Holdings I, LLC	  	100%	  	All the membership interests
	Tower Automotive Holdings II(b), LLC	  	Delaware	  	Tower Automotive Holdings I, LLC	  	100%	  	All the membership interests
	Tower Automotive Operations USA I, LLC	  	Delaware	  	Tower Automotive Holdings USA, LLC	  	100%	  	All the membership interests
	Tower Automotive Operations USA II, LLC	  	Delaware	  	Tower Automotive Holdings USA, LLC	  	100%	  	All the membership interests
	Tower Automotive Operations USA III, LLC	  	Delaware	  	Tower Automotive Holdings USA, LLC	  	100%	  	All the membership interests
	TA Holdings Finance, Inc.	  	Delaware	  	Tower Automotive Holdings USA, LLC	  	100%	  	All the capital stock
	Tower Automotive Holdings III CoOperatie U.A.	  	The Netherlands	  	Tower Automotive Holdings II(a), LLC	  	99%	  	Member account contribution
		  		  	Tower Automotive Holdings II(b), LLC	  	1%	  	Member account contribution

  

 S-1-1 

 SCHEDULE 2 

INVESTMENT PROPERTY 

(other than Equity Interests in Subsidiaries and Affiliates) 

OWNED BY ORIGINAL LIEN GRANTORS 

(as of the Issue Date) 

PART 1 — Securities 
  

									
	 Issuer
	  	 Jurisdiction

of

Organization
	  	 Owner of Securities
	  	 Amount

Owned
	  	 Type of

Security

					
	 None.
	  		  		  		  	

 PART 2 — Securities Accounts 

The Original Lien Grantors own Security Entitlements with respect to Financial Assets credited to the following Securities Accounts: 

 

					
	 Owner
	  	 Securities

Intermediary
	  	 Account Number

			
	 None.
	  		  	

  

 S-2-1 

 SCHEDULE 3 

REAL PROPERTIES TO BE MORTGAGED 

1. 850 Withrow Court, Bardstown, KY (Nelson County) 

2. 81 Drettman Dr., Elkton, MI (Huron County) 

3. 630/640 Southwest St, Bellevue, OH (Sandusky County) 

4. 6305 St. Louis St., Meridian, MS (Lauderdale County) 
  

 S-3-1 

 EXHIBIT A 

to Security Agreement 

SECURITY AGREEMENT SUPPLEMENT 

SECURITY AGREEMENT SUPPLEMENT dated as of             ,
        , between [NAME OF LIEN GRANTOR] (the “Lien Grantor”) and WILMINGTON TRUST FSB, as Collateral Agent. 

WHEREAS, Tower Automotive Holdings USA, LLC, TA Holdings Finance, Inc., the Subsidiary Guarantors party thereto and Wilmington Trust FSB,
as Collateral Agent, are parties to a Notes Security Agreement dated as of August 24, 2010 (as heretofore amended and/or supplemented, the “Security Agreement”) under which Tower Automotive Holdings USA, LLC and TA Holdings
Finance, Inc. secure certain of their obligations (the “Secured Obligations”) and the Subsidiary Guarantors party thereto secure their respective guarantees of the Secured Obligations; 

WHEREAS, [name of Lien Grantor] has executed a Joinder Agreement and become a Subsidiary Guarantor; 

WHEREAS, [name of Lien Grantor] desires to become [is] a party to the Security Agreement as a Lien Grantor
thereunder;1
 and 
 WHEREAS, terms defined in the Security Agreement (or
whose definitions are incorporated by reference in Section 1 of the Security Agreement) and not otherwise defined herein have, as used herein, the respective meanings provided for therein; 

NOW, THEREFORE, in consideration of the foregoing and other good and valuable consideration, the receipt and sufficiency of which are
hereby acknowledged, the parties hereto agree as follows: 
 1. Grant of Transaction Liens.
(a) In order to secure [its Note
Guarantee]2
 [the Secured
Obligations]3
, the Lien Grantor grants to the Collateral 
  

	1
	If the Lien Grantor is an Issuer, delete this recital and Section 1 hereof. 

	2
	Delete bracketed words if the Lien Grantor is an Issuer. 

	3
	Delete bracketed words if the Lien Grantor is a Subsidiary Guarantor. 

 

 A-1 

 
Agent for the benefit of the Secured Parties a continuing security interest in all the following property of the Lien Grantor, whether now owned or existing or hereafter acquired or arising and
regardless of where located (the “New Collateral”): 
 [describe property being added to
the
Collateral]4
 
 (b) With respect to each right to payment or
performance included in the Collateral from time to time, the Transaction Lien granted therein includes a continuing security interest in (i) any Supporting Obligation that supports such payment or performance and (ii) any Lien that
(x) secures such right to payment or performance or (y) secures any such Supporting Obligation. 
 (c)
The foregoing Transaction Liens are granted as security only and shall not subject the Collateral Agent or any other Secured Party to, or transfer or in any way affect or modify, any obligation or liability of the Lien Grantor with respect to any of
the New Collateral or any transaction in connection therewith. 
 2. Delivery of Collateral. Concurrently with delivering
this Security Agreement Supplement to the Collateral Agent, the Lien Grantor is complying with the provisions of Section 7 of the Security Agreement with respect to Investment Property, in each case if and to the extent included in the New
Collateral at such time. 
 3. Party to Security Agreement. Upon delivering this Security Agreement
Supplement to the Collateral Agent, the Lien Grantor will become a party to the Security Agreement and will thereafter have all the rights and obligations of a Subsidiary Guarantor and a Lien Grantor thereunder and be bound by all the provisions
thereof as fully as if the Lien Grantor were one of the original parties
thereto.5
 
 4. Address of Lien Grantor. The address, facsimile
number and e-mail address of the Lien Grantor are: 
 [address, facsimile number and e-mail address of Lien Grantor] 

 

	4
	If the Lien Grantor is not already a party to the Security Agreement, clauses (i) through (xi) of, and the proviso to, Section 2(a) of the Security
Agreement may be appropriate. 

	5
	Delete Section 3 if the Lien Grantor is already a party to the Security Agreement. 

 

 A-2 

 5. Representations and Warranties. (a) The Lien Grantor is duly organized,
validly existing and in good standing under the laws of [jurisdiction of organization]. 
 (b) The Lien Grantor
has delivered a Perfection Certificate to the Collateral Agent. The information set forth therein is correct and complete as of the date hereof. 

(c) The execution and delivery of this Security Agreement Supplement by the Lien Grantor and the performance by it of its
obligations under the Security Agreement as supplemented hereby are within its corporate or other powers, have been duly authorized by all necessary corporate or other action, require no action by or in respect of, or filing with, any governmental
body, agency or official and do not contravene, or constitute a default under, any provision of applicable law or regulation or of its organizational documents, or of any agreement, judgment, injunction, order, decree or other instrument binding
upon it or result in the creation or imposition of any Lien (except a Transaction Lien) on any of its assets. 

(d) The Security Agreement as supplemented hereby constitutes a valid and binding agreement of the Lien Grantor,
enforceable in accordance with its terms, except as limited by (i) applicable bankruptcy, insolvency, fraudulent conveyance or other similar laws affecting creditors’ rights generally and (ii) general principles of equity. 

(e) Each of the representations and warranties set forth in Sections 3 through 11 of the Security Agreement is true as
applied to the Lien Grantor and the New Collateral. For purposes of the foregoing sentence, references in said Sections to a “Lien Grantor” shall be deemed to refer to the Lien Grantor, references to Schedules to the Security Agreement
shall be deemed to refer to the corresponding Schedules to this Security Agreement Supplement, references to “Collateral” shall be deemed to refer to the New Collateral, and references to the “Issue Date” shall be deemed to refer
to the date on which the Lien Grantor signs and delivers this Security Agreement Supplement. 
 6. [Compliance with Foreign
Law. The Lien Grantor represents that it has taken, and agrees that it will continue to take, all actions required under the laws (including the conflict of laws rules) of its jurisdiction of organization to

  

 A-3 

 
ensure that the Transaction Liens on the New Collateral rank prior to all Liens and rights of others
therein.6
] 
 7. Governing Law. This Security Agreement Supplement
shall be construed in accordance with and governed by the laws of the State of New York. 
 IN WITNESS WHEREOF, the parties
hereto have caused this Security Agreement Supplement to be duly executed by their respective authorized officers as of the day and year first above written. 

 

			
	[NAME OF LIEN GRANTOR]
		
	By:	 	  

		 	Name:
		 	Title:
	
	WILMINGTON TRUST FSB, as Collateral Agent
		
	By:	 	  

		 	Name:
		 	Title:

  

	6
	Include Section 6 if the Lien Grantor is organized under the laws of a jurisdiction outside the United States. 

 

 A-4 

 Schedule 1 

to Security Agreement 

Supplement 

EQUITY INTERESTS IN SUBSIDIARIES AND AFFILIATES 

OWNED BY LIEN GRANTOR 
  

							
	 Issuer
	  	 Jurisdiction

of

Organization
	  	 Percentage

Owned
	  	 Number of

Shares or Units

		  		  		  	
		  		  		  	
		  		  		  	
		  		  		  	
		  		  		  	

  

 A-5 

 Schedule 2 

to Security Agreement 

Supplement 

INVESTMENT PROPERTY 

(other than Equity Interests in Subsidiaries and Affiliates) 

OWNED BY LIEN GRANTOR 

PART 1 — Securities 
  

							
	 Issuer
	  	 Jurisdiction

of

Organization
	  	 Amount

Owned
	  	 Type of

Security

		  		  		  	
		  		  		  	
		  		  		  	
		  		  		  	
		  		  		  	

 PART 2 — Securities Accounts 

The Lien Grantor owns Security Entitlements with respect to Financial Assets credited to the following Securities Accounts: 

 

			
	 Securities Intermediary
	  	 Account Number

		  	
		  	
		  	
		  	
		  	

  

 A-6 

 EXHIBIT B 

to Security Agreement 

COPYRIGHT SECURITY AGREEMENT 

(Copyrights, Copyright Registrations, Copyright 

Applications and Copyright Licenses) 

WHEREAS, [name of Lien Grantor], a
                    
corporation1
 (herein referred to as the “Lien Grantor”) owns, or in the case of licenses is a party to, the Copyright Collateral (as defined below); 

WHEREAS, Tower Automotive Holdings USA, LLC and TA Holdings Finance, Inc. (collectively, the “Issuers”), Tower Automotive, LLC,
Tower Automotive Holdings I, LLC, Tower Automotive Holdings II(a), LLC, Tower Automotive Holdings II(b), LLC, the other guarantors and lenders party thereto, and Wilmington Trust FSB, as trustee and collateral agent, are parties to that certain
Senior Debt Securities Indenture dated as of August 24, 2010 (as amended, restated, supplemented or otherwise modified from time to time, the “Indenture”); and 

WHEREAS, pursuant to (i) a Notes Security Agreement dated as of August 24, 2010 (as amended and/or
supplemented from time to time, the “Security Agreement”) among the Issuers, the guarantors party thereto and Wilmington Trust FSB, as collateral agent for the Secured Parties referred to therein (in such capacity, together with its
successors in such capacity, the “Grantee”), and (ii) certain other secured notes documents (including this Copyright Security Agreement), the Lien Grantor has [secured certain of its obligations (the “Secured
Obligations”)]2
 [guaranteed certain obligations of the Issuers and secured such guarantee (the “Lien Grantor’s Note
Guarantee”)]3

by granting to the Grantee for the benefit of such Secured
Parties a continuing security interest in personal property of the Lien Grantor, including all right, title and interest of the Lien Grantor in, to and under the Copyright Collateral (as defined below); 

 

	1
	 Modify as needed if the Lien Grantor is not a corporation. 

	2
	 Delete these bracketed words if the Lien Grantor is a Subsidiary Guarantor. 

	3
	 Delete these bracketed words if the Lien Grantor is an Issuer. 

 

 B-1 

 NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which
are hereby acknowledged, the Lien Grantor grants to the Grantee, to secure the [Secured Obligations] [Lien Grantor’s Note Guarantee], a continuing security interest in all of the Lien Grantor’s right, title and interest in, to and under
the following (all of the following items or types of property being herein collectively referred to as the “Copyright Collateral”), whether now owned or existing or hereafter acquired or arising: 

(i) each Copyright (as defined in the Security Agreement) owned by the Lien Grantor, including, without limitation, each
Copyright registration or application therefor referred to in Schedule 1 hereto; 
 (ii) each Copyright License
(as defined in the Security Agreement) to which the Lien Grantor is a party, including, without limitation, each Copyright License identified in Schedule 1 hereto; and 

(iii) all proceeds of, revenues from, and accounts and general intangibles arising out of, the foregoing, including,
without limitation, all proceeds of and revenues from any claim by the Lien Grantor against third parties for past, present or future infringement of any Copyright (including, without limitation, any Copyright owned by the Lien Grantor and
identified in Schedule 1), and all rights and benefits of the Lien Grantor under any Copyright License (including, without limitation, any Copyright License identified in Schedule 1). 

The Lien Grantor irrevocably constitutes and appoints the Grantee and any officer or agent thereof, with full power of substitution, as
its true and lawful attorney-in-fact with full power and authority in the name of the Lien Grantor or in the Grantee’s name, from time to time, in the Grantee’s discretion, so long as any Event of Default shall have occurred and be
continuing, to take with respect to the Copyright Collateral any and all appropriate action which the Lien Grantor might take with respect to the Copyright Collateral and to execute any and all documents and instruments which may be necessary or
desirable to carry out the terms of this Copyright Security Agreement and to accomplish the purposes hereof. 
 Except to the
extent expressly permitted in the Security Agreement or the Indenture, the Lien Grantor agrees not to sell, license, exchange, assign or otherwise transfer or dispose of, or grant any rights with respect to, or mortgage or otherwise encumber, any of
the Copyright Collateral. 
 The foregoing security interest is granted in conjunction with the security interests granted by
the Lien Grantor to the Grantee pursuant to the Security Agreement. The Lien Grantor acknowledges and affirms that the rights and 

 

 B-2 

 
remedies of the Grantee with respect to the security interest in the Copyright Collateral granted hereby are more fully set forth in the Security Agreement, the terms and provisions of which are
incorporated by reference herein as if fully set forth herein. 
 IN WITNESS WHEREOF, the Lien Grantor has caused this Copyright
Security Agreement to be duly executed by its officer thereunto duly authorized as of the      day of             ,
        . 
  

			
	[NAME OF LIEN GRANTOR]
		
	By:	 	  

		 	Name:
		 	Title:

  

			
	Acknowledged:
	
	 WILMINGTON TRUST FSB,

as Collateral Agent

		
	By:	 	  

		 	Name:
		 	Title:

  

 B-3 

			
	STATE OF                     	 	)
		 	    ) ss.:
	COUNTY OF                     	 	)

 I,
                    , a Notary Public in and for said County, in the State aforesaid, DO HEREBY CERTIFY, that
                    ,
                     of [NAME OF LIEN GRANTOR] (the “Company”), personally known to me to be the same person whose name is
subscribed to the foregoing instrument as such                     , appeared before me this day in person and acknowledged that (s)he signed,
executed and delivered the said instrument as her/his own free and voluntary act and as the free and voluntary act of said Company, for the uses and purposes therein set forth being duly authorized so to do. 

GIVEN under my hand and Notarial Seal this      day of
            ,         . 
  

					
	[Seal]	 		 	
	
	  

	Signature of notary public	 		 	
	My Commission expires	 	  
	 	

  

 B-4 

 Schedule 1 

to Copyright 

Security Agreement 

[NAME OF LIEN GRANTOR] 

COPYRIGHT REGISTRATIONS 
  

							
	 Registration No.
	  	 Registration Date
	  	 Title
	  	 Expiration

Date

		  		  		  	
		  		  		  	
		  		  		  	
		  		  		  	
		  		  		  	

 COPYRIGHT APPLICATIONS 

 

									
	 Case No.
	  	 Serial No.
	  	 Country
	  	 Date
	  	 Filing Title

		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	

 COPYRIGHT LICENSES 

 

							
	 Name of

Agreement
	  	 Parties

Licensor/Licensee
	  	 Date of

Agreement
	  	 Subject

Matter

		  		  		  	
		  		  		  	
		  		  		  	
		  		  		  	
		  		  		  	

  

 B-5 

 EXHIBIT C 

to Security Agreement 

PATENT SECURITY AGREEMENT 

(Patents, Patent Applications and Patent Licenses) 

WHEREAS, [name of Lien Grantor], a
                    
corporation1
 (herein referred to as the “Lien Grantor”) owns, or in the case of licenses is a party to, the Patent Collateral (as defined below); 

WHEREAS, Tower Automotive Holdings USA, LLC and TA Holdings Finance, Inc. (collectively, the “Issuers”), Tower Automotive, LLC,
Tower Automotive Holdings I, LLC, Tower Automotive Holdings II(a), LLC, Tower Automotive Holdings II(b), LLC, the other guarantors and lenders party thereto, and Wilmington Trust FSB, as trustee and collateral agent, are parties to that certain
Senior Debt Securities Indenture dated as of August 24, 2010 (as amended, restated, supplemented or otherwise modified from time to time, the “Indenture”); and 

WHEREAS, pursuant to (i) a Notes Security Agreement dated as of August 24, 2010 (as amended and/or
supplemented from time to time, the “Security Agreement”) among the Issuers, the guarantors party thereto and Wilmington Trust FSB, as collateral agent for the Secured Parties referred to therein (in such capacity, together with its
successors in such capacity, the “Grantee”), and (ii) certain other secured notes documents (including this Patent Security Agreement), the Lien Grantor has [secured certain of its obligations (the “Secured
Obligations”)]2
 [guaranteed certain obligations of the Issuers and secured such guarantee (the “Lien Grantor’s Note
Guarantee”)]3
 by granting to the Grantee for the benefit of such Secured Parties a continuing security interest in personal property of the Lien Grantor, including all right, title and interest of
the Lien Grantor in, to and under the Patent Collateral (as defined below); 
 NOW, THEREFORE, for good and valuable
consideration, the receipt and sufficiency of which are hereby acknowledged, the Lien Grantor grants to the 
  

	1
	 Modify as needed if the Lien Grantor is not a corporation. 

	2
	 Delete these bracketed words if the Lien Grantor is a Subsidiary Guarantor. 

	3
	 Delete these bracketed words if the Lien Grantor is an Issuer. 

 

 C-1 

 
Grantee, to secure the [Secured Obligations] [Lien Grantor’s Note Guarantee], a continuing security interest in all of the Lien Grantor’s right, title and interest in, to and under the
following (all of the following items or types of property being herein collectively referred to as the “Patent Collateral”), whether now owned or existing or hereafter acquired or arising: 

(i) each Patent (as defined in the Security Agreement) owned by the Lien Grantor, including, without limitation, each
Patent referred to in Schedule 1 hereto; 
 (ii) each Patent License (as defined in the Security Agreement) to
which the Lien Grantor is a party, including, without limitation, each Patent License identified in Schedule 1 hereto; and 

(iii) all proceeds of and revenues from the foregoing, including, without limitation, all proceeds of and revenues from
any claim by the Lien Grantor against third parties for past, present or future infringement of any Patent owned by the Lien Grantor (including, without limitation, any Patent identified in Schedule 1 hereto) and all rights and benefits of the Lien
Grantor under any Patent License (including, without limitation, any Patent License identified in Schedule 1 hereto). 
 The
Lien Grantor irrevocably constitutes and appoints the Grantee and any officer or agent thereof, with full power of substitution, as its true and lawful attorney-in-fact with full power and authority in the name of the Lien Grantor or in the
Grantee’s name, from time to time, in the Grantee’s discretion, so long as any Event of Default shall have occurred and be continuing, to take with respect to the Patent Collateral any and all appropriate action which the Lien Grantor
might take with respect to the Patent Collateral and to execute any and all documents and instruments which may be necessary or desirable to carry out the terms of this Patent Security Agreement and to accomplish the purposes hereof. 

Except to the extent expressly permitted in the Security Agreement or the Indenture, the Lien Grantor agrees not to sell, license,
exchange, assign or otherwise transfer or dispose of, or grant any rights with respect to, or mortgage or otherwise encumber, any of the Patent Collateral. 

The foregoing security interest is granted in conjunction with the security interests granted by the Lien Grantor to the Grantee pursuant
to the Security Agreement. The Lien Grantor acknowledges and affirms that the rights and remedies of the Grantee with respect to the security interest in the Patent Collateral granted hereby are more fully set forth in the Security Agreement, the
terms and provisions of which are incorporated by reference herein as if fully set forth herein. 
  

 C-2 

 IN WITNESS WHEREOF, the Lien Grantor has caused this Patent Security Agreement to be duly
executed by its officer thereunto duly authorized as of the      day of             ,         . 

 

			
	[NAME OF LIEN GRANTOR]
		
	By:	 	  

		 	Name:
		 	Title:

  

			
	Acknowledged:
	
	 WILMINGTON TRUST FSB,

as Collateral Agent

		
	By:	 	  

		 	Name:
		 	Title:

  

 C-3 

			
	STATE OF                     	 	)
		 	    ) ss.:
	COUNTY OF                     	 	)

 I,
                    , a Notary Public in and for said County, in the State aforesaid, DO HEREBY CERTIFY, that
                    ,
                     of [NAME OF LIEN GRANTOR] (the “Company”), personally known to me to be the same person whose name is
subscribed to the foregoing instrument as such                     , appeared before me this day in person and acknowledged that (s)he signed,
executed and delivered the said instrument as her/his own free and voluntary act and as the free and voluntary act of said Company, for the uses and purposes therein set forth being duly authorized so to do. 

GIVEN under my hand and Notarial Seal this      day of
            ,         . 
  

					
	[Seal]	 		 	
	
	  

	Signature of notary public	 		 	
	My Commission expires	 	  
	 	

  

 C-4 

 Schedule 1 

to Patent Security 

Agreement 

[NAME OF LIEN GRANTOR] 

PATENTS AND DESIGN PATENTS 
  

									
	 Patent No.
	  	 Issued
	  	 Expiration
	  	 Country
	  	 Title

		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	

 PATENT APPLICATIONS 

 

									
	 Case No.
	  	 Serial No.
	  	 Country
	  	 Date
	  	 Filing Title

		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	

 PATENT LICENSES 

 

							
	 Name of

Agreement
	  	 Parties

Licensor/Licensee
	  	 Date of

Agreement
	  	 Subject

Matter

		  		  		  	
		  		  		  	
		  		  		  	
		  		  		  	
		  		  		  	

  

 C-5 

 EXHIBIT D 

to Security Agreement 

TRADEMARK SECURITY AGREEMENT 

(Trademarks, Trademark Registrations, Trademark 

Applications and Trademark Licenses) 

WHEREAS, [name of Lien Grantor], a
                    
corporation1
 (herein referred to as the “Lien Grantor”) owns, or in the case of licenses is a party to, the Trademark Collateral (as defined below); 

WHEREAS, Tower Automotive Holdings USA, LLC and TA Holdings Finance, Inc. (collectively, the “Issuers”), Tower Automotive, LLC,
Tower Automotive Holdings I, LLC, Tower Automotive Holdings II(a), LLC, Tower Automotive Holdings II(b), LLC, the other guarantors and lenders party thereto, and Wilmington Trust FSB, as trustee and collateral agent, are parties to that certain
Senior Debt Securities Indenture dated as of August 24, 2010 (as amended, restated, supplemented or otherwise modified from time to time, the “Indenture”); and 

WHEREAS, pursuant to (i) a Notes Security Agreement dated as of August 24, 2010 (as amended and/or
supplemented from time to time, the “Security Agreement”) among the Issuers, the guarantors party thereto and Wilmington Trust FSB, as collateral agent for the Secured Parties referred to therein (in such capacity, together with its
successors in such capacity, the “Grantee”), and (ii) certain other secured notes documents (including this Trademark Security Agreement), the Lien Grantor has [secured certain of its obligations (the “Secured
Obligations”)]2
 [guaranteed certain obligations of the Issuers and secured such guarantee (the “Lien Grantor’s Note
Guarantee”)]3 by granting to the Grantee for the
benefit of such Secured Parties a continuing security interest in personal property of the Lien Grantor, including all right, title and interest of the Lien Grantor in, to and under the Trademark Collateral (as defined below); 

 

	1
	 Modify as needed if the Lien Grantor is not a corporation. 

	2
	 Delete these bracketed words if the Lien Grantor is a Subsidiary Guarantor. 

	3
	 Delete these bracketed words if the Lien Grantor is an Issuer. 

 

 D-1 

 NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which
are hereby acknowledged, the Lien Grantor grants to the Grantee, to secure the [Secured Obligations] [Lien Grantor’s Note Guarantee], a continuing security interest in all of the Lien Grantor’s right, title and interest in, to and under
the following (all of the following items or types of property being herein collectively referred to as the “Trademark Collateral”), whether now owned or existing or hereafter acquired or arising: 

(i) each Trademark (as defined in the Security Agreement) owned by the Lien Grantor, including, without limitation, each
Trademark registration and application referred to in Schedule 1 hereto, and all of the goodwill of the business connected with the use of, or symbolized by, each Trademark (provided that no security interest shall be granted in the United States
intent-to-use trademark applications to the extent that, and solely during the period in which, the grant of a security interest therein would impair the validity or enforceability of such intent-to-use trademark applications under applicable
federal law); 
 (ii) each Trademark License (as defined in the Security Agreement) to which the Lien Grantor is
a party, including, without limitation, each Trademark License identified in Schedule 1 hereto, and all of the goodwill of the business connected with the use of, or symbolized by, each Trademark licensed pursuant thereto; and 

(iii) all proceeds of and revenues from the foregoing, including, without limitation, all proceeds of and revenues from
any claim by the Lien Grantor against third parties for past, present or future unfair competition with, or violation of intellectual property rights in connection with or injury to, or infringement or dilution of, any Trademark owned by the Lien
Grantor (including, without limitation, any Trademark identified in Schedule 1 hereto), and all rights and benefits of the Lien Grantor under any Trademark License (including, without limitation, any Trademark License identified in Schedule 1
hereto), or for injury to the goodwill associated with any of the foregoing. 
 The Lien Grantor irrevocably constitutes and
appoints the Grantee and any officer or agent thereof, with full power of substitution, as its true and lawful attorney-in-fact with full power and authority in the name of the Lien Grantor or in the Grantee’s name, from time to time, in the
Grantee’s discretion, so long as any Event of Default shall have occurred and be continuing, to take with respect to the Trademark Collateral any and all appropriate action which the Lien Grantor might take with respect to the Trademark
Collateral and to execute any and all documents and instruments which may be necessary or desirable to carry out the 

 

 D-2 

 
terms of this Trademark Security Agreement and to accomplish the purposes hereof. 

Except to the extent expressly permitted in the Security Agreement or the Indenture, the Lien Grantor agrees not to sell, license,
exchange, assign or otherwise transfer or dispose of, or grant any rights with respect to, or mortgage or otherwise encumber, any of the Trademark Collateral. 

The foregoing security interest is granted in conjunction with the security interests granted by the Lien Grantor to the Grantee pursuant
to the Security Agreement. The Lien Grantor acknowledges and affirms that the rights and remedies of the Grantee with respect to the security interest in the Trademark Collateral granted hereby are more fully set forth in the Security Agreement, the
terms and provisions of which are incorporated by reference herein as if fully set forth herein. 
 IN WITNESS WHEREOF, the Lien
Grantor has caused this Trademark Security Agreement to be duly executed by its officer thereunto duly authorized as of the      day of             ,
        . 
  

			
	[NAME OF LIEN GRANTOR]
		
	By:	 	  

		 	Name:
		 	Title:

  

			
	Acknowledged:
	
	 WILMINGTON TRUST FSB,

as Collateral Agent

		
	By:	 	  

		 	Name:
		 	Title:

  

 D-3 

			
	STATE OF                     	 	)
		 	    ) ss.:
	COUNTY OF                     	 	)

 I,
                    , a Notary Public in and for said County, in the State aforesaid, DO HEREBY CERTIFY, that
                    ,
                     of [NAME OF LIEN GRANTOR] (the “Company”), personally known to me to be the same person whose name is
subscribed to the foregoing instrument as such                     , appeared before me this day in person and acknowledged that (s)he signed,
executed and delivered the said instrument as her/his own free and voluntary act and as the free and voluntary act of said Company, for the uses and purposes therein set forth being duly authorized so to do. 

GIVEN under my hand and Notarial Seal this      day of
            ,         . 
  

					
	[Seal]	 		 	
	
	  

	Signature of notary public	 		 	
	My Commission expires	 	  
	 	

  

 D-4 

 Schedule 1 

to Trademark 

Security Agreement 

[NAME OF LIEN GRANTOR] 

U.S. TRADEMARK REGISTRATIONS 
  

					
	 TRADEMARK
	  	 REG. NO.
	  	 REG. DATE

		  		  	
		  		  	
		  		  	
		  		  	
		  		  	

 U.S. TRADEMARK APPLICATIONS 

 

					
	 TRADEMARK
	  	 REG. NO.
	  	 REG. DATE

		  		  	
		  		  	
		  		  	
		  		  	
		  		  	

  

 D-5 

 TRADEMARK LICENSES 

 

							
	 Name of

Agreement
	  	 Parties

Licensor/Licensee
	  	 Date of

Agreement
	  	 Subject

Matter

		  		  		  	
		  		  		  	
		  		  		  	
		  		  		  	
		  		  		  	

  

 D-6 

 EXHIBIT E 

to Security Agreement 

PERFECTION CERTIFICATE 

The undersigned is a duly authorized officer of [NAME OF LIEN GRANTOR] (the “Lien Grantor”). With reference to the Notes
Security Agreement dated as of August 24, 2010 among Tower Automotive Holdings USA, LLC, TA Holdings Finance, Inc., the other Lien Grantors party thereto and Wilmington Trust FSB, as Collateral Agent (terms defined therein being used herein as
therein defined), the undersigned certifies to the Collateral Agent and each other Secured Party as follows: 
 A. Information
Required for Filings and Searches for Prior Filings. 
 1. Jurisdiction of
Organization. The Lien Grantor is a [corporation]3
organized under the laws of                     . 

2. Name. The exact [corporate] name of the Lien Grantor as it appears in its [certificate of incorporation] is as
follows: 
 3. Prior Names; Predecessors. (a) Set forth below is each other [corporate] name that the
Lien Grantor has had since its organization, together with the date of the relevant change: 
 (b) Except as set
forth in Schedule      hereto, the Lien Grantor has not changed its corporate structure in any way within the past five years. 

(c) None of the Lien Grantor’s Collateral was acquired from another Person within the past five years, except

 (i) property sold to the Lien Grantor by another Person in the ordinary course of such other Person’s
business; 
 (ii) property with respect to which the Transaction Liens are to be perfected by taking possession
or control thereof; 
 (iii) property acquired in transactions described in Schedule
     hereto; and 
  

 E-1 

 (iv) other property having an aggregate fair market value not exceeding
$            . 
 4. Organizational ID
Number. Set forth below is the Organizational Identification Number, if any, issued by the jurisdiction of organization of the Lien Grantor. 

5. Taxpayer ID Number. Set forth below is the Federal Taxpayer Identification Number of the Lien Grantor: [only
necessary for filing in North Dakota and South Dakota.] 
 6. Chief Executive Office. The chief executive
office of the Lien Grantor (or its place of business if there is only one) is located at the address set forth below: 
  

					
	 Mailing Address
	  	 County
	  	 State

		  		  	
		  		  	
		  		  	
		  		  	
		  		  	

 B. Search Reports. 

Attached hereto as Schedule      is a true copy of a file search report from the central UCC filing office in
each jurisdiction identified in Part A–4 above with respect to each name set forth in Part A–2 and Part A–3 above (searches in local filing offices, if any, are not required). Attached hereto as Schedule
     is a true copy of each financing statement or other filing identified in such file search reports. 

C. Absence of Certain Property. 

The Lien Grantor does not own any assets of material value which constitute commercial tort claims, farm products, electronic chattel
paper, letter-of-credit rights which are not supporting obligations or as-extracted collateral, as each of the foregoing terms is defined in the UCC. 

IN WITNESS WHEREOF, I have hereunto set my hand this      day of
            ,         . 
  

	
	  

	Name:
	Title:

  

 E-2 

 EXHIBIT F 

to Security Agreement 

ISSUER CONTROL AGREEMENT 

ISSUER CONTROL AGREEMENT dated as of
                    ,              among
             (the “Lien Grantor”), WILMINGTON TRUST FSB, as Collateral Agent (the “Secured Party”), and
             (the “Issuer”). All references herein to the “UCC” refer to the Uniform Commercial Code as in effect from time to time in
[Issuer’s jurisdiction of incorporation]. 
 W I T N E S S E T H : 

WHEREAS, the Lien Grantor is the registered holder of [specify Pledged Uncertificated Securities issued by the Issuer] issued by the
Issuer (the “Securities”); 
 WHEREAS, pursuant to (i) an Amended and Restated ABL Security Agreement (as
from time to time amended, restated, supplemented or otherwise modified, the “ABL Security Agreement”), dated as of August 24, 2010, among Tower Automotive Holdings USA, LLC, as borrower (the “Borrower”), the
guarantors party thereto including the Lien Grantor (the “Subsidiary Guarantors”) and JPMorgan Chase Bank, N.A., acting as agent on behalf of the Secured Parties referred to therein (in such capacity, the “ABL
Agent”), (ii) an Amended and Restated First Lien Term Loan Security Agreement (as from time to time amended, restated, supplemented or otherwise modified, the “First Lien Term Loan Security Agreement”), dated as of
August 24, 2010, among the Borrower, the Subsidiary Guarantors and JPMorgan Chase Bank, N.A., acting as agent on behalf of the Secured Parties referred to therein (in such capacity, the “First Lien Term Loan Agent” and
(iii) and a Notes Security Agreement (as from time to time amended, restated, supplemented or otherwise modified, the “Notes Security Agreement” and, together with the ABL Security Agreement and the First Lien Term Loan
Security Agreement, the “Security Agreements”), dated as of August 24, 2010, among the Tower Automotive Holdings USA, LLC and TA Holdings Finance, Inc. (collectively, the “Issuers”), the Subsidiary Guarantors
party thereto and Wilmington Trust FSB, acting as collateral agent on behalf of the Secured Parties referred to therein (in such capacity, the “Collateral Agent”, together with the ABL Agent and the First Lien Term Loan Agent, the
“Agents”), the Lien Grantor has granted to the Agents, for the benefit of the Secured Parties (as defined in each of the Security Agreements), a continuing security interest (the “Transaction Lien”) in all right,
title and interest of the Lien 
  

 F-1 

 
Grantor in, to and under the Securities, whether now existing or hereafter arising; and 

WHEREAS, the Agents, the Borrower, the Issuers and certain other parties are parties to an Amended and Restated Intercreditor Agreement,
dated as of August 24, 2010, pursuant to which the Collateral Agent is to enter into this Agreement for the benefit of the Secured Parties (as defined in each of the Security Agreements) in order to perfect the Transaction Lien on the
Securities; 
 NOW, THEREFORE, the parties hereto agree as follows: 

Section 1. Nature of Securities. The Issuer confirms that (i) the Securities are “uncertificated securities”
(as defined in Section 8-102 of the UCC) and (ii) the Lien Grantor is registered on the books of the Issuer as the registered holder of the Securities. 

Section 2. Instructions. The Issuer agrees to comply with any “instruction” (as defined in Section 8-102 of
the UCC) originated by the Secured Party and relating to the Securities without further consent by the Lien Grantor or any other person. The Lien Grantor consents to the foregoing agreement by the Issuer. 

Section 3. Waiver of Lien; Waiver of Set-off. The Issuer waives any security interest, lien or right of set-off that it may
now have or hereafter acquire in or with respect to the Securities. The Issuer’s obligations in respect of the Securities will not be subject to deduction, set-off or any other right in favor of any person other than the Secured Party.

 Section 4. Choice of Law. This Agreement shall be governed by the laws of [Issuer’s jurisdiction of
incorporation]. 
 Section 5. Conflict with Other Agreements. There is no agreement (except this Agreement) between
the Issuer and the Lien Grantor with respect to the Securities [except for [identify any existing other agreements] (the “Existing Other Agreements”)]. In the event of any conflict between this Agreement (or any portion hereof) and
any other agreement [(including any Existing Other Agreement)] between the Issuer and the Lien Grantor with respect to the Securities, whether now existing or hereafter entered into, the terms of this Agreement shall prevail. 

Section 6. Amendments. No amendment or modification of this Agreement or waiver of any right hereunder shall be binding on
any party hereto unless it is in writing and is signed by all the parties hereto. 
  

 F-2 

 Section 7. Notice of Adverse Claims. Except for the claims and interests of the
Secured Party and the Lien Grantor in the Securities, the Issuer does not know of any claim to, or interest in, the Securities. If any person asserts any lien, encumbrance or adverse claim (including any writ, garnishment, judgment, attachment,
execution or similar process) against the Securities, the Issuer will promptly notify the Secured Party and the Lien Grantor thereof. 

Section 8. Maintenance of Securities. In addition to, and not in lieu of, the obligation of the Issuer to honor instructions
as agreed in Section 2 hereof, the Issuer agrees as follows: 
 (i) Lien Grantor Instructions; Notice of
Exclusive Control. So long as the Issuer has not received a Notice of Exclusive Control (as defined below), the Issuer may comply with instructions of the Lien Grantor or any duly authorized agent of the Lien Grantor in respect of the
Securities. After the Issuer receives a written notice from the Secured Party that it is exercising exclusive control over the Securities (a “Notice of Exclusive Control”), the Issuer will cease complying with instructions of the
Lien Grantor or any of its agents. 
 (ii) Non-Cash Dividends and Distributions. After the receipt of a
Notice of Exclusive Control, the Issuer shall deliver to the Secured Party all dividends, interest and other distributions paid or made upon or with respect to the Securities. 

(iii) Voting Rights. Until the Issuer receives a Notice of Exclusive Control, the Lien Grantor shall be entitled to
direct the Issuer with respect to voting the Securities. 
 (iv) Statements and Confirmations. The Issuer
will promptly send copies of all statements and other correspondence concerning the Securities simultaneously to each of the Lien Grantor and the Secured Party at their respective addresses specified in Section 11 hereof. 

(v) Tax Reporting. All items of income, gain, expense and loss recognized in respect of the Securities shall be
reported to the Internal Revenue Service and all state and local taxing authorities under the name and taxpayer identification number of the Lien Grantor. 

Section 9. Representations, Warranties and Covenants of the Issuer. The Issuer makes the following representations,
warranties and covenants: 
 (i) This Agreement is a valid and binding agreement of the Issuer enforceable in
accordance with its terms. 
  

 F-3 

 (ii) The Issuer has not entered into, and until the termination of this
Agreement will not enter into, any agreement with any other person relating to the Securities pursuant to which it has agreed, or will agree, to comply with instructions (as defined in Section 8-102 of the UCC) of such person. The Issuer has
not entered into any other agreement with the Lien Grantor or the Secured Party purporting to limit or condition the obligation of the Issuer to comply with instructions as agreed in Section 2 hereof. 

Section 10. Successors. This Agreement shall be binding upon, and shall inure to the benefit of, the parties hereto and their
respective successors and assigns. 
 Section 11. Notices. Each notice, request or other communication given to any
party hereunder shall be in writing (which term includes facsimile or other electronic transmission) and shall be effective (i) when delivered to such party at its address specified below, (ii) when sent to such party by facsimile or other
electronic transmission, addressed to it at its facsimile number or electronic address specified below, and such party sends back an electronic confirmation of receipt or (iii) ten days after being sent to such party by certified or registered
United States mail, addressed to it at its address specified below, with first class or airmail postage prepaid: 
 Lien
Grantor: 
 Secured Party: 

Issuer: 
 Any party may change
its address, facsimile number and/or e-mail address for purposes of this Section by giving notice of such change to the other parties in the manner specified above. 

Section 12. Termination. The rights and powers granted herein to the Secured Party (i) have been granted in order to
perfect the Transaction Lien, (ii) are powers coupled with an interest and (iii) will not be affected by any bankruptcy of the Lien Grantor or any lapse of time. The obligations of the Issuer hereunder shall continue in effect until the
Secured Party has notified the Issuer in writing that the Transaction Lien has been terminated pursuant to the Security Agreement. 

Section 13. Counterparts. This Agreement may be executed in any number of counterparts, all of which shall constitute one and
the same instrument, 
  

 F-4 

 
and any party hereto may execute this Agreement by signing and delivering one or more counterparts. 

 

			
	[NAME OF LIEN GRANTOR]
		
	By:	 	  

		 	Name:
		 	Title:
	
	 WILMINGTON TRUST FSB,

as Collateral Agent

		
	By:	 	  

		 	Name:
		 	Title:
	
	[NAME OF ISSUER]
		
	By:	 	  

		 	Name:
		 	Title:

  

 F-5 

 Exhibit A 

[Letterhead of Secured Party] 

[Date] 
 [Name and Address of
Issuer] 
 Attention:
                     
  

	 	Re:	Notice of Exclusive Control 

 Ladies and
Gentlemen: 
 As referenced in the Issuer Control Agreement dated as of
                    ,              among [name of Lien Grantor], us and you
(a copy of which is attached), we notify you that we will hereafter exercise exclusive control over [specify Pledged Uncertificated Securities] registered in the name of [name of Lien Grantor] (the “Securities”). You are instructed
not to accept any directions or instructions with respect to the Securities from any person other than the undersigned unless otherwise ordered by a court of competent jurisdiction. 

You are instructed to deliver a copy of this notice by facsimile transmission to [name of Lien Grantor]. 

 

					
	Very truly yours,
		
		 	 WILMINGTON TRUST FSB,

as Collateral Agent

			
		 	By:	 	  

		 		 	Name:
		 		 	Title:

 cc: [name of Lien Grantor] 

 

 F-6 

 EXHIBIT G 

to Security Agreement 

SECURITIES ACCOUNT CONTROL AGREEMENT 

SECURITIES ACCOUNT CONTROL AGREEMENT dated as of
                    ,              among
             (the “Lien Grantor”), JPMORGAN CHASE BANK, N.A, as Agent (the “Secured Party”), and
             (the “Securities Intermediary”). All references herein to the “UCC” refer to the Uniform Commercial Code as in effect from time to time
in the State of New York. Terms defined in the UCC have the same meanings when used herein. 
 W I T N E S S E T H : 

WHEREAS, the Lien Grantor is the entitlement holder with respect to the Account (as defined below); 

WHEREAS, pursuant to (i) an Amended and Restated ABL Security Agreement (as from time to time amended, restated, supplemented or
otherwise modified, the “ABL Security Agreement”), dated as of August 24, 2010, among Tower Automotive Holdings USA, LLC, as borrower (the “Borrower”), the guarantors party thereto including the Lien Grantor
(the “Subsidiary Guarantors”) and JPMorgan Chase Bank, N.A., acting as agent on behalf of the Secured Parties referred to therein (in such capacity, the “Agent”), (ii) an Amended and Restated First Lien Term
Loan Security Agreement (as from time to time amended, restated, supplemented or otherwise modified, the “First Lien Term Loan Security Agreement”), dated as of August 24, 2010, among the Borrower, the Subsidiary Guarantors and
JPMorgan Chase Bank, N.A., acting as agent on behalf of the Secured Parties referred to therein (in such capacity, the “First Lien Term Loan Agent” and (iii) and a Notes Security Agreement (as from time to time amended,
restated, supplemented or otherwise modified, the “Notes Security Agreement” and, together with the ABL Security Agreement and the First Lien Term Loan Security Agreement, the “Security Agreements”), dated as of
August 24, 2010, among the Tower Automotive Holdings USA, LLC and TA Holdings Finance, Inc. (collectively, the “Issuers”), the Subsidiary Guarantors party thereto and Wilmington Trust FSB, acting as collateral agent on behalf
of the Secured Parties referred to therein (in such capacity, the “Collateral Agent”, together with the Agent and the First Lien Term Loan Agent, the “Agents”), the Lien Grantor has granted to the Agents, for the
benefit of the Secured Parties (as defined in each of the Security Agreements), a continuing security interest (the “Transaction Lien”) in all right, title and interest of the Lien Grantor in, to and under the Account, all financial
assets credited thereto and all 
  

 G-1 

 
security entitlements in respect thereof, whether now owned or existing or hereafter acquired or arising; and 

WHEREAS, the Agents, the Borrower, the Issuers and certain other parties are parties to an Amended and Restated Intercreditor Agreement,
dated as of August 24, 2010, pursuant to which the Agent is to enter into this Agreement for the benefit of the Secured Parties (as defined in each of the Security Agreements) in order to perfect the Transaction Lien on the Account, all
financial assets from time to time credited thereto and all security entitlements in respect thereof; 
 NOW, THEREFORE, the
parties hereto agree as follows: 
 Section 1. Establishment of Account. The Securities Intermediary confirms that:

 (i) the Securities Intermediary has established account number [identify account number] in the name of
“[name of Lien Grantor]” (such account and any successor account, the “Account”), 

(ii) the Account is a “securities account” as defined in Section 8-501 of the UCC, 

(iii) the Securities Intermediary is acting as a “securities intermediary” (as defined in Section 8-102 of
the UCC) in respect of the Account, 
 (iv) the Securities Intermediary shall, subject to the terms of this
Agreement, treat the Lien Grantor as entitled to exercise the rights that comprise all financial assets from time to time credited to the Account, 

(v) all property delivered to the Securities Intermediary by or on behalf of the Lien Grantor will be promptly credited to
the Account, and 
 (vi) all financial assets (except cash) credited to the Account will be registered in the
name of the Securities Intermediary, indorsed to the Securities Intermediary or in blank or credited to another securities account maintained in the name of the Securities Intermediary and in no case will any financial asset credited to the Account
be registered in the name of the Lien Grantor, payable to the order of the Lien Grantor or specially indorsed to the Lien Grantor unless such financial asset has been further indorsed to the Securities Intermediary or in blank. 

 

 G-2 

 Section 2. “Financial Assets” Election. The parties hereto agree that
each item of property (whether investment property, financial asset, security, instrument, cash or other property) credited to the Account shall be treated as a “financial asset” within the meaning of Sections 8-102(a)(9) and 8-103 of the
UCC. 
 Section 3. Entitlement Orders. The Securities Intermediary agrees to comply with any “entitlement
order” (as defined in Section 8-102 of the UCC) originated by the Secured Party and relating to the Account or any financial asset credited thereto without further consent by the Lien Grantor or any other person. The Lien Grantor consents
to the foregoing agreement by the Securities Intermediary. 
 Section 4. Waiver of Lien; Waiver of Set-off. The
Securities Intermediary waives any security interest, lien or right to make deductions or setoffs that it may now have or hereafter acquire in or with respect to the Account, any financial asset credited thereto or any security entitlement in
respect thereof. Neither the financial assets credited to the Account nor the security entitlements in respect thereof will be subject to deduction, set-off, banker’s lien, or any other right in favor of any person other than the Secured Party
[(except that the Securities Intermediary may set off (i) all amounts due to it in respect of its customary fees and expenses for the routine maintenance and operation of the Account and (ii) the face amount of any checks that have been
credited to the Account but are subsequently returned unpaid because of uncollected or insufficient funds)]. 
 Section 5.
Choice of Law. This Agreement shall be construed in accordance with and governed by the laws of the State of New York]. The State of New York shall be deemed to be the Securities Intermediary’s jurisdiction for purposes of the UCC
(including, without limitation, Section 8-110 thereof). 
 Section 6. Conflict with Other Agreements. There is
no agreement (except this Agreement) between the Securities Intermediary and the Lien Grantor with respect to the Account [except for [identify any existing other agreements] (the “Existing Other Agreements”)]. In the event of any
conflict between this Agreement (or any portion hereof) and any other agreement [(including any Existing Other Agreement)] between the Securities Intermediary and the Lien Grantor with respect to the Account, whether now existing or hereafter
entered into, the terms of this Agreement shall prevail. [If any Existing Other Agreement does not specify that it is governed by the laws of [the jurisdiction specified in Section 5], such Existing Other Agreement is hereby amended to specify
that it is governed by the laws of [the jurisdiction specified in Section 5]. 
  

 G-3 

 Section 7. Amendments. No amendment or modification of this Agreement or waiver
of any right hereunder shall be binding on any party hereto unless it is in writing and is signed by all the parties hereto. 

Section 8. Notice of Adverse Claims. Except for the claims and interests of the Secured Party and the Lien Grantor, the
Securities Intermediary does not know of any claim to, or interest in, the Account, any financial asset credited thereto or any security entitlement in respect thereof. If any person asserts any lien, encumbrance or adverse claim (including any
writ, garnishment, judgment, attachment, execution or similar process) against the Account, any financial asset credited thereto or any security entitlement in respect thereof, the Securities Intermediary will promptly notify the Secured Party and
the Lien Grantor thereof. 
 Section 9. Maintenance of Account. In addition to, and not in lieu of, the obligation
of the Securities Intermediary to honor entitlement orders as agreed in Section 3 hereof, the Securities Intermediary agrees to maintain the Account as follows: 

(i) Lien Grantor Entitlement Orders; Notice of Exclusive Control. So long as the Securities Intermediary has not
received a Notice of Exclusive Control (as defined below), the Securities Intermediary may, subject to paragraph (iii) below, comply with entitlement orders of the Lien Grantor or any duly authorized agent of the Lien Grantor in respect of the
Account and any or all financial assets credited thereto. After the Securities Intermediary receives a written notice from the Secured Party that is exercising exclusive control over the Account (a “Notice of Exclusive Control”),
the Securities Intermediary will cease complying with entitlement orders of the Lien Grantor or any of its agents. 

(ii) Voting Rights. Until the Securities Intermediary receives a Notice of Exclusive Control, the Lien Grantor
shall be entitled to direct the Securities Intermediary with respect to the voting of any financial assets credited to the Account. 

(iii) Permitted Investments. Until the Securities Intermediary receives a Notice of Exclusive Control, the Lien
Grantor shall be entitled to direct the Securities Intermediary with respect to the selection of investments to be made and credited to the Account. 

(iv) Statements and Confirmations. The Securities Intermediary will promptly send copies of all statements,
confirmations and other correspondence concerning the Account and/or any financial assets credited thereto simultaneously to each of the Lien Grantor and the Secured Party at their respective addresses specified in Section 12 hereof.

  

 G-4 

 (v) Tax Reporting. All items of income, gain, expense and loss
recognized in the Account or in respect of any financial assets credited thereto shall be reported to the Internal Revenue Service and all state and local taxing authorities under the name and taxpayer identification number of the Lien Grantor.

 Section 10. Representations, Warranties and Covenants of the Securities Intermediary. The Securities Intermediary
makes the following representations, warranties and covenants: 
 (i) The Account has been established as set
forth in Section 1 above and will be maintained in the manner set forth herein until this Agreement is terminated. The Securities Intermediary will not change the name or account number of the Account without the prior written consent of the
Secured Party. 
 (ii) No financial asset credited to the Account is or will be registered in the name of the
Lien Grantor, payable to the order of the Lien Grantor, or specially indorsed to the Lien Grantor, unless such financial asset has been further indorsed by the Lien Grantor to the Securities Intermediary or in blank. 

(iii) This Agreement is a valid and binding agreement of the Securities Intermediary enforceable in accordance with its
terms. 
 (iv) The Securities Intermediary has not entered into, and until the termination of this Agreement will
not enter into, any agreement with any person (other than the Secured Party) relating to the Account and/or any financial asset credited thereto pursuant to which it has agreed, or will agree, to comply with entitlement orders of such person. The
Securities Intermediary has not entered into any other agreement with the Lien Grantor or the Secured Party purporting to limit or condition the obligation of the Securities Intermediary to comply with entitlement orders as agreed in Section 3
hereof. 
 Section 11. Successors. This Agreement shall be binding upon, and shall inure to the benefit of, the
parties hereto and their respective successors and assigns. 
 Section 12. Notices. Each notice, request or other
communication given to any party hereunder shall be in writing (which term includes facsimile or other electronic transmission) and shall be effective (i) when delivered to such party at its address specified below, (ii) when sent to such
party by facsimile or other electronic transmission, addressed to it at its facsimile number or electronic 
  

 G-5 

 
address specified below, and such party sends back an electronic confirmation of receipt or (iii) ten days after being sent to such party by certified or registered United States mail,
addressed to it at its address specified below, with first class or airmail postage prepaid: 
 Lien Grantor: 

Secured Party: 

Securities Intermediary: 
 Any
party may change its address, facsimile number and/or e-mail address for purposes of this Section by giving notice of such change to the other parties in the manner specified above. 

Section 13. Termination. The rights and powers granted herein to the Secured Party (i) have been granted in order to
perfect the Transaction Lien, (ii) are powers coupled with an interest and (iii) will not be affected by any bankruptcy of the Lien Grantor or any lapse of time. The obligations of the Securities Intermediary hereunder shall continue in
effect until the Secured Party has notified the Securities Intermediary in writing that the Transaction Lien has been terminated pursuant to the terms of the Security Agreement. 

 

			
	[NAME OF LIEN GRANTOR]
		
	By:	 	  

		 	Name:
		 	Title:
	
	 JPMORGAN CHASE BANK, N.A.,
as Agent

		
	By:	 	  

		 	Name:
		 	Title:

  

 G-6 

			
	[NAME OF SECURITIES INTERMEDIARY]
		
	By:	 	  

		 	Name:
		 	Title:

  

 G-7 

 Exhibit A 

[Letterhead of Secured Party] 

[Date] 
 [Name and Address of
Securities Intermediary] 
 Attention:
                     
  

	 	Re:	Notice of Exclusive Control 

 Ladies and
Gentlemen: 
 As referenced in the Securities Account Control Agreement dated as of
                    ,              among [name of Lien Grantor], us and you
(a copy of which is attached), we notify you that we will hereafter exercise exclusive control over securities account number              (the “Account”), all
financial assets from time to time credited thereto and all security entitlements in respect thereof. You are instructed not to accept any directions, instructions or entitlement orders with respect to the Account or the financial assets credited
thereto from any person other than the undersigned unless otherwise ordered by a court of competent jurisdiction. 
 You are
instructed to deliver a copy of this notice by facsimile transmission to [name of Lien Grantor]. 
  

 

					
	Very truly yours,
		
		 	 JPMORGAN CHASE BANK, N.A.,

as Agent

			
		 	By:	 	  

		 		 	Name:
		 		 	Title:

 cc: [name of Lien Grantor] 

 

 G-8 

 EXHIBIT H 

to Security Agreement 

DEPOSIT ACCOUNT CONTROL AGREEMENT 

DEPOSIT ACCOUNT CONTROL AGREEMENT dated as of
                    ,              among
             (the “Lien Grantor”), JPMORGAN CHASE BANK, N.A, as Agent (the “Secured Party”), and
             (the “Bank”). All references herein to the “UCC” refer to the Uniform Commercial Code as in effect from time to time in the State of
New York. Terms defined in the UCC have the same meanings when used herein. 
 W I T N E S S E T H : 

WHEREAS, the Lien Grantor is the Bank’s customer (as defined in Section 4-104(1)(e) of the UCC) with respect to the Account (as
defined below); 
 WHEREAS, pursuant to (i) an Amended and Restated ABL Security Agreement (as from time to time amended,
restated, supplemented or otherwise modified, the “ABL Security Agreement”), dated as of August 24, 2010, among Tower Automotive Holdings USA, LLC, as borrower (the “Borrower”), the guarantors party thereto
including the Lien Grantor (the “Subsidiary Guarantors”) and JPMorgan Chase Bank, N.A., acting as agent on behalf of the Secured Parties referred to therein (in such capacity, the “Agent”), (ii) an Amended and
Restated First Lien Term Loan Security Agreement (as from time to time amended, restated, supplemented or otherwise modified, the “First Lien Term Loan Security Agreement”), dated as of August 24, 2010, among the Borrower, the
Subsidiary Guarantors and JPMorgan Chase Bank, N.A., acting as agent on behalf of the Secured Parties referred to therein (in such capacity, the “First Lien Term Loan Agent” and (iii) and a Notes Security Agreement (as from
time to time amended, restated, supplemented or otherwise modified, the “Notes Security Agreement” and, together with the ABL Security Agreement and the First Lien Term Loan Security Agreement, the “Security
Agreements”), dated as of August 24, 2010, among the Tower Automotive Holdings USA, LLC and TA Holdings Finance, Inc. (collectively, the “Issuers”), the Subsidiary Guarantors party thereto and Wilmington Trust FSB,
acting as collateral agent on behalf of the Secured Parties referred to therein (in such capacity, the “Collateral Agent”, together with the Agent and the First Lien Term Loan Agent, the “Agents”), the Lien Grantor
has granted to the Agents, for the benefit of the 
  

 H- 1 

 
Secured Parties (as defined in each of the Security Agreements), a continuing security interest (the “Transaction Lien”) in all right, title and interest of the Lien Grantor in,
to and under the Account; and 
 WHEREAS, the Agents, the Borrower, the Issuers and certain other parties are parties to an
Amended and Restated Intercreditor Agreement, dated as of August 24, 2010, pursuant to which the Agent is to enter into this Agreement for the benefit of the Secured Parties (as defined in each of the Security Agreements) in order to perfect
the Transaction Lien on the Account and any and all funds or deposits from time to time held therein or credited thereto, whether now owned or existing or hereafter acquired or arising; 

NOW, THEREFORE, the parties hereto agree as follows: 

Section 1. Establishment of Account. The Bank confirms that: 

(i) the Bank has established account number [identify account number] in the name of “[name of Lien Grantor]”
(such account and any successor account, the “Account”); 
 (ii) the Account is a “deposit
account” as defined in Section 9-102(a)(29) of the UCC; and 
 (iii) the Bank is a “bank” (as
defined in section 9-102 of the UCC) and is acting in such capacity in respect of the Account. 
 Section 2.
Instructions. The Lien Grantor, the Secured Party and the Bank agree that the Bank will comply with (i) any instruction originated by the Secured Party directing disposition of funds in the Account and (ii) any other instruction
from the Secured Party in respect of the Account, in each case without further consent by the Lien Grantor or any other person. 

Section 3. Waiver of Lien; Waiver of Set-off. The Bank waives any security interest, lien or right to make deductions or
setoffs that it may now have or hereafter acquire in or with respect to the Account or any or all funds or deposits from time to time held therein or credited thereto. No amounts credited to the Account will be subject to deduction, set-off,
banker’s lien, or any other right in favor of any person other than the Secured Party [(except that the Bank may set off (i) all amounts due to it in respect of its customary fees and expenses for the routine maintenance and operation of
the Account and (ii) the face amount of any checks that have been credited to the Account but are subsequently returned unpaid because of uncollected or insufficient funds)]. 

 

 H- 2 

 Section 4. Choice of Law. This Agreement shall be construed in accordance with
and governed by the laws of the State of New York. [The State of New York] shall be deemed to be the bank’s jurisdiction (as defined in Section 9-304 of the UCC) with respect to the Account. 

Section 5. Conflict with Other Agreements. There is no agreement (except this Agreement) between the Bank and the Lien
Grantor with respect to the Account [except for [identify any existing other agreements] (the “Existing Other Agreements”)]. In the event of any conflict between this Agreement (or any portion hereof) and any other agreement
[(including any Existing Other Agreement)] between the Bank and the Lien Grantor with respect to the Account or any or all funds or deposits from time to time held therein or credited thereto, whether now existing or hereafter entered into, the
terms of this Agreement shall prevail. If any Existing Other Agreement does not specify that it is governed by the laws of the jurisdiction specified in Section 5, such Existing Other Agreement is hereby amended to specify that it is governed
by the laws of the jurisdiction specified in Section 5. 
 Section 6. Amendments. No amendment or modification
of this Agreement or waiver of any right hereunder shall be binding on any party hereto unless it is in writing and is signed by all the parties hereto. 

Section 7. Notice of Adverse Claims. Except for the claims and interests of the Secured Party and the Lien Grantor, the Bank
does not know of any claim to, or interest in, the Account or any or all funds or deposits held therein or credited thereto. If any person asserts any lien, encumbrance or adverse claim (including any writ, garnishment, judgment, attachment,
execution or similar process) against the Account or any or all funds or deposits held therein or credited thereto, the Bank will promptly notify the Secured Party and the Lien Grantor thereof. 

Section 8. Maintenance of Account. In addition to, and not in lieu of, the obligation of the Bank to honor instructions
originated by the Secured Party as agreed in Section 3 hereof, the Bank agrees to maintain the Account as follows: 

(i) Lien Grantor Entitlement Orders; Notice of Exclusive Control. So long as the Bank has not received a Notice of
Exclusive Control (as defined below), the Bank may comply with instructions originated by the Lien Grantor or any duly authorized agent of the Lien Grantor in respect of the Account and any or all funds or deposits held therein or credited thereto.
After the Bank receives a written notice from the Secured Party that it is exercising exclusive control over the Account (a “Notice of Exclusive Control”), the Bank will cease complying with instructions originated by the Lien
Grantor or any of its agents. 
  

 H- 3 

 (ii) Statements. The Bank will promptly send copies of all statements
and other correspondence concerning the Account simultaneously to each of the Lien Grantor and the Secured Party at their respective addresses specified in Section 12 hereof. 

(iii) Tax Reporting. All items of income, gain, expense and loss recognized in the Account or in respect of any
funds or deposits held therein or credited thereto shall be reported to the Internal Revenue Service and all state and local taxing authorities under the name and taxpayer identification number of the Lien Grantor. 

Section 9. Representations, Warranties and Covenants of the Bank. The Bank makes the following representations, warranties
and covenants: 
 (i) The Account has been established as set forth in Section 1 above and will be
maintained in the manner set forth herein until this Agreement is terminated. The Bank will not change the name or account number of the Account without the prior written consent of the Secured Party. 

(ii) Neither the Account nor any funds or deposits at any time held therein or credited thereto is or will be evidenced by
any instrument (as defined in Section 9-102 of the UCC) or constitutes or will constitute investment property (as defined in Section 9-102 of the UCC) 

(iii) This Agreement is a valid and binding agreement of the Bank enforceable in accordance with its terms. 

(iv) The Bank has not entered into, and until the termination of this Agreement will not enter into, any agreement with
any person (other than the Secured Party) relating to the Account and/or any funds or deposits held therein or credited thereto pursuant to which it has agreed, or will agree, to comply with instructions of such person. The Bank has not entered into
any other agreement with the Lien Grantor or the Secured Party purporting to limit or condition the obligation of the Bank to comply with instructions originated by the Secured Party as agreed in Section 3 hereof. 

Section 10. Successors. This Agreement shall be binding upon, and shall inure to the benefit of, the parties hereto and their
respective successors and assigns. 
 Section 11. Notices. Each notice, request or other communication given to any
party hereunder shall be in writing (which term includes facsimile or other 
  

 H- 4 

 
electronic transmission) and shall be effective (i) when delivered to such party at its address specified below, (ii) when sent to such party by facsimile or other electronic
transmission, addressed to it at its facsimile number or electronic address specified below, and such party sends back an electronic confirmation of receipt or (iii) ten days after being sent to such party by certified or registered United
States mail, addressed to it at its address specified below, with first class or airmail postage prepaid: 
 Lien Grantor:

 Secured Party: 

Bank: 
 Any
party may change its address, facsimile number and/or e-mail address for purposes of this Section by giving notice of such change to the other parties in the manner specified above. 

Section 12. Termination. The rights and powers granted herein to the Secured Party (i) have been granted in order to
perfect the Transaction Lien, (ii) are powers coupled with an interest and (iii) will not be affected by any bankruptcy of the Lien Grantor or any lapse of time. The obligations of the Bank hereunder shall continue in effect until the
Secured Party has notified the Bank in writing that the Transaction Lien has been terminated pursuant to the terms of the Security Agreement. 
  

 H- 5 

			
	[NAME OF LIEN GRANTOR]
		
	By:	 	  

		 	Name:
		 	Title:
	
	 JPMORGAN CHASE BANK, N.A.,
as Agent

		
	By:	 	  

		 	Name:
		 	Title:
	
	[NAME OF BANK]
		
	By:	 	  

		 	Name:
		 	Title:

  

 H- 6 

 Exhibit A 

[Letterhead of Secured Party] 

[Date] 
 [Name and Address of
Bank] 
 Attention:
                     
  

	 	Re:	Notice of Exclusive Control 

 Ladies and
Gentlemen: 
 As referenced in the Deposit Account Control Agreement dated as of
                    ,              among [name of Lien Grantor], us and you
(a copy of which is attached), we notify you that we will hereafter exercise exclusive control over deposit account number              (the “Account”) and all funds
and deposits from time to time held therein or credited thereto. You are instructed not to accept any directions or instructions with respect to the Account or the funds or deposits held therein or credited thereto from any person other than the
undersigned unless otherwise ordered by a court of competent jurisdiction. 
 You are instructed to deliver a copy of this
notice by facsimile transmission to [name of Lien Grantor]. 
  

					
	Very truly yours,
		
		 	 JPMORGAN CHASE BANK, N.A.,

as Agent

			
		 	By:	 	  

		 		 	Name:
		 		 	Title:

 cc: [name of Lien Grantor] 

 

 H- 7Form of 2.75% Note

 Exhibit 4.1 

FORM OF 
 SARA
LEE CORPORATION 
 2.75% Notes due 2015 
  

			
	CUSIP No. 803111 AR4	 	Principal Amount: $400,000,000

This Security is a Security in global form within the meaning of the Indenture hereinafter referred to and is registered in the name of a
Depositary or a nominee of a Depositary. This global Security is exchangeable for Securities registered in the name of a person other than the Depositary or its nominee only in the limited circumstances described in the Indenture, and no transfer of
this Security (other than a transfer of this Security as a whole by the Depositary to a nominee of the Depositary or by a nominee of the Depositary to the Depositary or another nominee of the Depositary) may be registered except in such limited
circumstances. 
 Unless this Security is presented by an authorized representative of The Depository Trust Company (55 Water
Street, New York, New York), a New York corporation (“DTC”), to the issuer or its agent for registration of transfer, exchange or payment, and any Security issued upon registration of transfer of, or in exchange for, or in lieu of, this
Security is registered in the name of Cede & Co. or such other name as requested by an authorized representative of DTC (any payment hereon is made to Cede & Co. or to such other entity as is requested by an authorized
representative of DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof, Cede & Co., has an interest herein. 

THE FOLLOWING SUMMARY OF TERMS IS SUBJECT TO THE INFORMATION SET FORTH HEREIN: 

 

					
	Principal Amount: $400,000,000	 		 	
			
	Original Issue Date: September 7, 2010	 	Stated Maturity: September 15, 2015	 	This Security is a: Global Security
			
	Specified Currency: U.S. dollars	 	 Authorized Denominations:

U.S. $2,000 and any integral multiple of $1,000 in excess thereof
	 	Depositary: The Depository Trust Company
			
	Interest Rate: 2.75% per annum	 	 Interest Payment Dates:

March 15 and September 15 of each year, beginning March 15, 2011
	 	Regular Record Dates: March 1 and September 1 immediately preceding the respective Interest Payment Dates
			
	 Discounted Security:

 ̈  yes               
     x  no
	 	Original Issue Discount Security:
 ̈  yes                    x  no
	 	
			
	Issue Price (expressed as a percentage of aggregate principal amount): 99.939%	 	Redemption Date(s): Any time after Original Issue Date	 	Redemption Price(s): See reverse of this Security
			
	Other Provisions: See reverse of this Security for Offer to Repurchase Upon Change of Control Triggering Event	 		 	

 SARA LEE CORPORATION 

SARA LEE CORPORATION, a Maryland corporation (herein called the “Company,” which term includes any successor corporation under
the Indenture referred to below), for value received, hereby promises to pay to Cede & Co., as nominee for DTC, or registered assigns, the principal amount stated above at Stated Maturity, and to pay interest thereon from the Original Issue
Date shown above or, in the case of a Security issued upon registration of transfer or exchange, from and including the most recent Interest Payment Date to which interest has been paid or duly provided for to, but not including, the applicable
Interest Payment Date or the Stated Maturity (each such Stated Maturity is referred to hereinafter as a “Maturity” with respect to principal repayable on such date), as the case may be, provided that if the Original Issue Date is
after a Regular Record Date and before the Interest Payment Date immediately following such Regular Record Date, interest payments will commence on the second Interest Payment Date following the Original Issue Date, at the rate per annum set forth
above, until the principal hereof is paid or made available for payment. The interest so payable, and punctually paid or duly provided for, on any Interest Payment Date will, as provided in such Indenture, be paid to the Person in whose name this
Security (or one or more Predecessor Securities) is registered at the close of business on the Regular Record Date for such interest; provided, however, that interest payable at Maturity will be payable to the Person to whom principal
shall be payable. Any such interest not so punctually paid or duly provided for will forthwith cease to be payable to the Holder on such Regular Record Date and shall be paid to the Person in whose name this Security (or one or more Predecessor
Securities) is registered at the close of business on a special record date (which shall be not less than five Business Days prior to the date of payment of such defaulted interest) established by notice given by mail by or on behalf of the Company
to the Holder of this Security (or one or more Predecessor Securities) not less than 15 calendar days preceding such special record date (the “Special Record Date”). 

This Security is one of a duly authorized issue of securities of the Company (herein called the “Securities”), issued and to be
issued in one or more series under an Indenture dated as of October 2, 1990, as supplemented from time to time (herein called the “Indenture”), among the Company and The Bank of New York Mellon Trust Company, N.A., as successor to
Continental Bank, N.A., as Trustee (herein called the “Trustee,” which term includes any successor trustee under the Indenture), to which Indenture and all indentures supplemental thereto reference is hereby made for a statement of the
respective rights, limitations of rights, duties and immunities thereunder of the Company, the Trustee and the Holders of the Securities and of the terms upon which the Securities are, and are to be, authenticated and delivered. This Security is one
of the series designated on the face hereof. The Securities of this series may be denominated in different currencies, bear different dates, mature at different times and bear interest at different rates. Subject to being increased by the Company
pursuant to an Officers’ Certificate, the aggregate principal amount of the Securities of this series which may be authenticated and delivered pursuant to the Indenture (except as provided therein) is $400,000,000. 

The Company will appoint and at all times maintain a paying agent (which may be the Trustee) authorized by the Company to pay the
principal of (and premium, if any) and interest on any Securities of this series on behalf of the Company and having an office or agency in The City of New York, New York or The City of Chicago, Illinois where Securities of this series may be
presented or surrendered for payment and where notices, designations or requests in respect of payments with respect to Securities of this series may be served. The Company has initially appointed The Bank of New York Mellon Trust Company, N.A. as
such paying agent, with its Corporate Trust Office currently at 101 Barclay Street, New York, New York 10286. The Company will give prompt written notice to the Trustee of any change in such appointment. 

 Funds for the payment of the principal of (and premium, if any) and interest on this
Security due in United States dollars on any Interest Payment Date or at Maturity will be made available to the Trustee on such date. As soon as possible thereafter, the Trustee will pay such funds to the Depositary, and the Depositary will allocate
and pay such funds to the owners of beneficial interests in this Security in accordance with its existing operating procedures. 

The principal of (and premium, if any) and interest on this Security are payable by the Company in the Specified Currency set forth
above. 
 Interest payments for this Security will include interest accrued to, but excluding, the Interest Payment Dates.
Interest payments for this Security shall be computed and paid on the basis of a 360-day year of twelve 30-day months unless otherwise specified. 

Any payment on this Security due on any day which is not a Market Day need not be made on such day, but may be made on the next
succeeding Market Day with the same force and effect as if made on such due date, and no interest shall be payable on the date of payment for the period from and after such due date. 

“Business Day,” with respect to any particular location, means each Monday, Tuesday, Wednesday, Thursday and Friday which is
not a day on which banking institutions in such location are authorized by law or regulation to close. “Market Day” means any Business Day in The City of New York. 

This Security will be redeemable as a whole at any time or in part from time to time, at the option of the Company, in accordance with
Article Twelve of the Indenture, at a redemption price equal to the greater of the following amounts: (i) 100% of the principal amount of the Securities being redeemed on the redemption date specified in a notice of redemption (each, a
“Redemption Date”) and (ii) as determined by the Quotation Agent, the sum of the present values of the remaining scheduled payments of principal of and interest on the Securities being redeemed on the Redemption Date (not including
any portion of any payments of interest accrued to the Redemption Date) discounted to the Redemption Date on a semiannual basis (assuming a 360-day year consisting of twelve 30-day months) at the Adjusted Treasury Rate, plus 25 basis points, plus
accrued and unpaid interest on the Securities being redeemed to the Redemption Date. 
 Notwithstanding the foregoing,
installments of interest on this Security that are due and payable on Interest Payment Dates falling on or prior to a Redemption Date will be payable on the Interest Payment Date to the registered Holders as of the close of business on the relevant
Regular or Special Record Date according to the Indenture. 

 For the purposes of the optional redemption provisions of this Security, the following
defined terms will be applicable: 
 “Adjusted Treasury Rate” means, with respect to any Redemption
Date, the rate per annum equal to the semiannual equivalent yield to maturity of the Comparable Treasury Issue, assuming a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury
Price for that Redemption Date. 
 “Comparable Treasury Issue” means the United States Treasury
security selected by the Quotation Agent as having a maturity comparable to the remaining term of this Security that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of corporate
debt securities of comparable maturity to the remaining term of this Security. 
 “Comparable Treasury
Price” means, with respect to any Redemption Date, (i) the average of the Reference Treasury Dealer Quotations for that Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (ii) if the
Trustee obtains three or fewer Reference Treasury Dealer Quotations, the average of all such Reference Treasury Dealer Quotations. 

“Quotation Agent” means Banc of America Securities LLC, J.P. Morgan Securities LLC or another Reference Treasury
Dealer appointed by the Company. 
 “Reference Treasury Dealer” means (i) each of Banc of America
Securities LLC and J.P. Morgan Securities LLC (or their respective affiliates which are Primary Treasury Dealers), and the respective successors of the foregoing; provided, however, that if either of the foregoing shall cease to be a primary U.S.
Government securities dealer in New York City (a “Primary Treasury Dealer”), the Company shall substitute another Primary Treasury Dealer; and (ii) any other Primary Treasury Dealer selected by the Company. 

“Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and any Redemption
Date, the average, as determined by the Trustee, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Trustee by that Reference Treasury Dealer at
3:30 p.m., New York City time, on the third Business Day preceding such Redemption Date. 
 On and after the Redemption
Date, interest will cease to accrue on the Securities of this series or any portion of the Securities of this series called for redemption (unless the Company defaults in payment of the redemption price and accrued interest). On or before the
Redemption Date, the Company shall deposit with a paying agent (or the Trustee) money sufficient to pay the redemption price of and accrued interest on the Securities of this series to be redeemed on that date. If less than all of the Securities of
this series are to be redeemed, the Securities of this series to be redeemed shall be selected by lot by DTC, in the case of Securities represented by a Global security, or by the Trustee by a method the Trustee deems to be fair and appropriate, in
the case of Securities that are not represented by a global security. 
 The Securities of this series will not be entitled to
the benefit of any mandatory redemption or sinking fund. 

 Upon the occurrence of a Change of Control Triggering Event, the Company will make an offer
(a “Change of Control Offer”) to each Holder to repurchase all or any part (in integral multiples of $1,000) of each Holder’s Securities of this series at a purchase price equal to 101% of the aggregate principal amount thereof, plus
accrued and unpaid interest, if any, on the Securities of this series repurchased, if any, to the date of purchase, subject to the rights of Holders of Securities of this series on the relevant Regular Record Date to receive interest due on the
relevant Interest Payment Date (the “Change of Control Payment”). Within 30 days following any Change of Control Triggering Event, the Company shall mail a notice to Holders of the Securities of this series describing the transaction or
transactions that constitute the Change of Control Triggering Event, stating: 
  

	 	(i)	that the Change of Control Offer is being made pursuant to the terms of the Securities of this series and that all Securities of this series tendered will be accepted
for payment; 

  

	 	(ii)	the purchase price and the purchase date, which shall be no earlier than 30 days and no later than 60 days from the date such notice is mailed (the “Change
of Control Payment Date”); 

  

	 	(iii)	that any Securities of this series not tendered will continue to accrue interest; 

 

	 	(iv)	that, unless the Company defaults in the payment of the Change of Control Payment, all Securities of this series accepted for payment pursuant to the Change of Control
Offer will cease to accrue interest after the Change of Control Payment Date; 

  

	 	(v)	that Holders electing to have any Securities of this series purchased pursuant to a Change of Control Offer will be required to surrender the Securities of this series,
to the paying agent at the address specified in the notice prior to the close of business on the third Business Day preceding the Change of Control Payment Date; 

 

	 	(vi)	that Holders will be entitled to withdraw their election if the paying agent receives, no later than the close of business on the second Business Day preceding the
Change of Control Payment Date, a telegram, telex, facsimile transmission or letter setting forth the name of the Holder, the principal amount of the Securities of this series delivered for purchase, and a statement that such Holder is withdrawing
his election to have the Securities of this series purchased; and 

  

	 	(vii)	that Holders whose Securities of this series are being purchased only in part will be issued new Securities of this series equal in principal amount to the unpurchased
portion of the Securities of this series surrendered, which unpurchased portion must be equal to $2,000 in principal amount or an integral multiple of $1,000 in excess thereof. 

 The Company will comply with the requirements of Rule 14e-1 under the Securities Exchange
Act of 1934 and any other securities laws and regulations thereunder to the extent those laws and regulations are applicable in connection with the repurchase of the Securities of this series as a result of a Change of Control Triggering Event. To
the extent that the provisions of any securities laws or regulations conflict with the Change of Control provisions of the Securities of this series, the Company will comply with the applicable securities laws and regulations and will not be deemed
to have breached its obligations under the Change of Control provisions of the Securities of this series by virtue of such compliance. 

On the Change of Control Payment Date, the Company will, to the extent lawful, 

 

	 	(i)	accept for payment all Securities of this series or portions thereof properly tendered pursuant to the Change of Control Offer; 

 

	 	(ii)	deposit with the paying agent an amount equal to the Change of Control Payment in respect of all Securities of this series or portions thereof properly tendered; and

  

	 	(iii)	deliver or cause to be delivered to the Trustee the Securities of this series properly accepted together with an Officers’ Certificate stating the aggregate
principal amount of Securities of this series or portions thereof being purchased by the Company. 

 The paying
agent will promptly mail to each Holder of Securities of this series properly tendered the Change of Control Payment for such Securities, and the Trustee will promptly authenticate and mail (or cause to be transferred by book entry) to each Holder a
new Security equal in principal amount to any unpurchased portion of the Securities surrendered, if any; provided that each new Security will be in a principal amount of $2,000 and/or any integral multiple of $1,000 in excess thereof. The
Company will publicly announce the results of the Change of Control Offer on or as soon as practicable after the Change of Control Payment Date. 

Notwithstanding anything to the contrary in the Change of Control provisions of the Securities of this series, the Company shall not be
required to make a Change of Control Offer upon a Change of Control Triggering Event if (1) a third party makes the Change of Control Offer in the manner, at the times and otherwise in compliance with the requirements set forth herein and
purchases all Securities of this series validly tendered and not withdrawn under the Change of Control Offer; or (2) notice of redemption has been mailed within 30 days after such Change of Control Triggering Event stating that all of the
Securities of this series will be redeemed in accordance with this Security and the Indenture, unless and until there is a default in the payment of the applicable redemption price. 

The Company shall not repurchase any Securities of this series if there has occurred and is continuing on the Change of Control Payment
Date an Event of Default under the Indenture, other than a default in the payment of the Change of Control Payment upon a Change of Control Triggering Event. 

 For purposes of the Change of Control provisions of the Securities of this series, the
following defined terms will be applicable: 
 “Change of Control” means the occurrence of any of the
following: (a) the consummation of any transaction (including, without limitation, any merger or consolidation) resulting in any “person” (as that term is used in Section 13(d)(3) of the Securities and Exchange Act of 1934)
(other than the Company or one of its Subsidiaries or an employee benefit plan (or related trust) sponsored or maintained by the Company or one of its Subsidiaries) becoming the beneficial owner (as defined in Rules 13d-3 and 13d-5 under the
Securities Exchange Act of 1934), directly or indirectly, of more than 50% of the combined voting power of the Company’s then outstanding Voting Stock; (b) the direct or indirect sale, transfer, conveyance or other disposition (other than
by way of merger or consolidation), in a transaction or a series of related transactions, of all or substantially all of the Company’s assets and the assets of its Subsidiaries, taken as a whole, to one or more “persons” (as that term
is defined in the Indenture) (other than the Company or one of its Subsidiaries); (c) the first day on which a majority of the members of the board of directors of the Company are not Continuing Directors; or (d) the adoption of a plan
relating to the liquidation or dissolution of the Company. Notwithstanding the foregoing, a transaction will not be considered to be a Change of Control if (i) the Company becomes a direct or indirect wholly-owned subsidiary of a holding
company and (ii)(y) all or substantially all of the beneficial owners of the Company’s Voting Stock immediately prior to that transaction continue to beneficially own, directly or indirectly, more than 50% of the Voting Stock of the
holding company immediately following that transaction or (z) immediately following that transaction no person is the beneficial owner, directly or indirectly, of more than 50% of the Voting Stock of the holding company. 

“Change of Control Triggering Event” means the occurrence of both a Change of Control and a Rating Event.

 “Continuing Directors” means, as of any date of determination, any member of the Company’s
board of directors who (a) was a member of the Company’s board of directors on the date the Securities of this series were originally issued or (b) was nominated for election, elected or appointed to the Company’s board of
directors with the approval of, a majority of the continuing directors who were members of the Company’s board of directors at the time of such nomination, election or appointment (either by a specific vote or by approval of the Company’s
proxy statement in which such member was named as a nominee for election as a director). 
 “Fitch”
means Fitch Ratings. 
 “Investment Grade Rating” means a rating equal to or higher than BBB- (or the
equivalent) by Fitch, Baa3 (or the equivalent) by Moody’s and BBB- (or the equivalent) by S&P, and the equivalent investment grade credit rating from any replacement Rating Agency or Rating Agencies selected by the Company. 

“Moody’s” means Moody’s Investors Service, Inc. 

 “Rating Agencies” means (a) each of Fitch, Moody’s and
S&P, and (b) if any of Fitch, Moody’s or S&P ceases to rate the Securities of this series or fails to make a rating of the Securities of this series publicly available for reasons outside of the Company’s control, a
“nationally recognized statistical rating organization” (within the meaning of Rule 15c3-1(c)(2)(vi)(F) under the Securities Exchange Act of 1934) selected by the Company as a replacement Rating Agency for a former Rating Agency.

 “Rating Event” means the rating on the Securities of this series is lowered by each of the Rating
Agencies and the Securities of this series are rated below an Investment Grade Rating by each of the Rating Agencies on any day within the 60-day period (which 60-day period will be extended so long as the rating of the Securities of this series is
under publicly announced consideration for a possible downgrade by any of the Rating Agencies) after the earlier of (a) the occurrence of a Change of Control and (b) public notice of the occurrence of a Change of Control or the
Company’s intention to effect a Change of Control; provided that a Rating Event will not be deemed to have occurred in respect of a particular Change of Control (and thus will not be deemed a Rating Event for purposes of the definition of
Change of Control Triggering Event) if any Rating Agency making the reduction in rating does not publicly announce or confirm or inform the Trustee in writing at the Company’s request that the reduction was the result, in whole or in part, of
any event or circumstance comprised of or arising as a result of, or in respect of, the Change of Control (whether or not the applicable Change of Control has occurred at the time of the Rating Event). 

“S&P” means Standard & Poor’s Rating Services, a division of The McGraw-Hill Companies, Inc.

 “Voting Stock” means, with respect to any specified “person” (as that term is used in
Section 13(d)(3) of the Securities Exchange Act of 1934) as of any date, the capital stock of such person that is at the time entitled to vote generally in the election of the board of directors of such person. 

If an Event of Default with respect to Securities of this series shall occur and be continuing, the principal of the Securities of this
series may be declared due and payable in the manner and with the effect provided in the Indenture. 
 OTHER PROVISIONS: 

 With respect to the Securities of this series, the term “Principal Domestic Property,” as set forth in the
Indenture, shall mean “any facility (together with the land on which it is erected and fixtures comprising a part thereof) used primarily for manufacturing, processing or distribution, located in the United States, owned or leased by the Issuer
or a Subsidiary and having a gross book value (without deduction for depreciation reserves) in excess of $50,000,000, other than any such facility or portion thereof which, in the opinion of the Board of Directors of the Issuer, is not of material
importance to the total business conducted by the Issuer and its Subsidiaries as an entirety.” 

 The Indenture permits, with certain exceptions as therein provided, the amendment thereof
and the modification of the rights and obligations of the Company and the rights of the Holders of the Securities of each series to be affected under the Indenture at any time by the Company and the Trustee with the consent of the Holders of not
less than 50% in principal amount of the Securities at the time Outstanding of each series to be affected. The Indenture also contains provisions permitting, with certain exceptions as therein provided, the Holders of not less than a majority in
principal amount of the Securities of each series at the time Outstanding, on behalf of the Holders of all securities of such series, to waive compliance by the Company with certain provisions of the Indenture and certain past defaults under the
Indenture and their consequences. Any such consent or waiver by the Holder of this Security shall be conclusive and binding upon such Holder and upon all future Holders of this Security and of any Security issued upon the registration of transfer
hereof or in exchange herefor or in lieu hereof, whether or not notation of such consent or waiver is made upon this Security. 

No reference herein to the Indenture and no provision of this Security or of the Indenture shall alter or impair the right of the Holder
of this Security, which is absolute and unconditional, to receive payment of the principal of (and premium, if any) and interest on this Security at the times, places and rate, and in the coin or currency, herein prescribed. 

The Indenture contains provisions, which apply to this Security, for defeasance of (i) the entire indebtedness of this Security and
(ii) certain restrictive covenants, subject in either case to compliance by the Company with conditions set forth in the Indenture, including that in the event of defeasance pursuant to Section 10.1(A) of the Indenture, Holders of this
Security shall only be able to look to the trust fund established pursuant to Section 10.1(A) for payment of principal of and premium, if any, and interest on this Security until Maturity. 

As provided in the Indenture and subject to certain additional limitations set forth therein and as may be set forth above, the transfer
of this Security is registrable in the Security register, upon surrender of this Security for registration of transfer at the office or agency of the Company in any place where the principal of (and premium, if any) and interest on this Security are
payable, duly endorsed by, or accompanied by a written instrument of transfer in form satisfactory to the Company and the Security registrar duly executed by, the Holder hereof or his attorney duly authorized in writing, and thereupon one or more
new Securities of this series of like tenor, of Authorized Denominations and for the same aggregate principal amount, will be issued to the designated transferee or transferees. 

The Securities of this series are issuable only in registered form without interest coupons in denominations of U.S. $2,000 and any
integral multiple of U.S. $1,000 in excess thereof (an “Authorized Denomination”). The Securities of this series may be issued, in whole or in part, in the form of one or more global Securities and issued to DTC as depositary for the
global Securities of this series (the “Depositary”) or its nominee and registered in the name of the Depositary or such nominee. As provided in the Indenture and subject to certain limitations set forth therein and as may be set forth on
the face hereof, Securities of this series are exchangeable for a like aggregate principal amount of Securities of this series of like tenor and like terms of a different Authorized Denomination, as requested by the Holder surrendering the same.

 No service charge shall be made for any such registration of transfer or exchange, but the
Company may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. 

Prior to due presentation of this Security for registration of transfer, the Company, the Trustee and any agent of the Company or the
Trustee may treat the Person in whose name this Security is registered as the owner hereof for all purposes, whether or not this Security is overdue, and neither the Company, the Trustee nor any such agent shall be affected by notice to the
contrary. 
 The Indenture and the Securities endorsed thereon shall be governed by and construed in accordance with the laws of
the State of New York. 
 All terms used in this Security that are not defined herein and that are defined in the Indenture
shall have the meanings assigned to them in the Indenture. 
 Unless the certificate of authentication hereon has been executed
by the Trustee referred to above, directly or through an Authenticating Agent, by manual signature of an authorized signatory, this Security shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose.

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed under its
corporate seal. 
  

			
	Dated: September 7, 2010	 	SARA LEE CORPORATION
		
		 	  

		 	By:
		 	Title:

  

	
	[SEAL]
	
	Attest:
	
	  

	By:
	Title:

  

			
	TRUSTEE’S CERTIFICATE OF AUTHENTICATION
	
	 This is one of the Securities of the series designated in, and issued under, the Indenture described
herein.

 THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. 

  as Trustee 
  

			
	By:	 	  

		 	Authorized Signatory

 ABBREVIATIONS 

The following abbreviations, when used in the inscription on the face of this instrument, shall be construed as though they were written
out in full according to applicable laws or regulations. 
 TEN COM - as tenants in common 

TEN ENT - as tenants by the entireties 

JT TEN - as joint tenants with right of survivorship and not as tenants in common 

 

							
	UNIF GIFT MIN ACT -	 	  
	 	Custodian	 	  

		 	(Cust)	 		 	(Minor)

 Additional abbreviations may also
be used though not in the above list. 

 ASSIGNMENT FORM 

FOR VALUE RECEIVED, the undersigned hereby sell(s), assign(s) and transfer(s) unto 

PLEASE INSERT 
 SOCIAL SECURITY OR OTHER

 IDENTIFYING NUMBER OF ASSIGNEE 
  

 
  

 
 PLEASE PRINT OR TYPEWRITE 

NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE 
  

 
 the within Security and all rights thereunder,
hereby irrevocably constituting and appointing 
  
  

attorney to transfer said Security on the books of the Company, with full power of substitution in the premises. 

 

					
	DATED:	 	  
	  	  

		 		  	NOTICE: The signature to this assignment must correspond with the name as written upon the face of the within instrument in every particular, without alteration or enlargement or
any change whatsoever.

 OPTION OF HOLDER TO ELECT PURCHASE 

If you want to elect to have this Security purchased by the Company pursuant to the repurchase offer upon a change of control triggering
event, state the amount you elect to have purchased: 
 $
                                     

Date:
                                     

 

					
	Your Signature:	 	  

		 	(Sign exactly as your name appears
		 	on the face of this Security)
		
	Tax Identification No.:	 	  

 

			
	Signature Guarantee*:	 	 

  

	*	Participant in a recognized Signature Guarantee Medallion Program (or other signature guarantor acceptable to Trustee).

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