Document:

Exhibit 4.20

 

 

[Designation of Junior Subordinated Notes]

 

GUARANTEE

 

from

 

PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor

 

to

 

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee

 

Dated as of [specify execution and delivery date]

 

 

 

GUARANTEE

 

This Guarantee (this “Guarantee”) is made and entered into as of [specify execution and delivery date] from PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iowa, as guarantor (herein called the “Guarantor,” which term includes any successor hereunder), to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association incorporated and existing under the laws of the United States of America, as trustee (the “Trustee,” as further defined in the Indenture hereinafter referred to). Defined terms used herein without definition shall have the meanings given to them in the Junior Subordinated Indenture, dated as of May 7, 2015 (the “Original Indenture”), among Principal Financial Group, Inc., a Delaware corporation (the “Company,” as further defined in the Indenture hereinafter referred to), the Guarantor and the Trustee, as supplemented by the [specify applicable Supplemental Indenture], dated as of [specify execution and delivery date], among the Company, the Guarantor and the Trustee with respect to the Junior Subordinated Notes as defined below (together with the Original Indenture, the “Indenture”).

 

RECITALS

 

The Guarantor is a wholly-owned subsidiary of the Company and has duly authorized the execution and delivery of this Guarantee to provide for the guarantee by the Guarantor for the benefit of the Holders of the [description of securities] (the “Junior Subordinated Notes”) issued pursuant to the Indenture.

 

For and in consideration of the premises and the purchase of the Junior Subordinated Notes by the Holders thereof, it is mutually agreed, for the equal and proportionate benefit of all Holders of the Junior Subordinated Notes, as follows:

 

ARTICLE I

 

REPRESENTATIONS AND WARRANTIES OF GUARANTOR

 

SECTION 1.1.                                          Guarantor Representations and Warranties.

 

The Guarantor does hereby represent and warrant that it is a corporation duly incorporated and in good standing under the laws of the State of Iowa, has the power to enter into and perform this Guarantee and to own its corporate property and assets, has duly authorized the execution and delivery of this Guarantee by proper corporate action and neither this Guarantee, the authorization, execution, delivery and performance hereof, the performance of the agreements herein contained nor the consummation of the transactions herein contemplated will violate in any material respect any provision of law, any order of any court or agency of government or any agreement, indenture or other

 

 

instrument to which the Guarantor is a party or by which it or its property is bound, or in any material respect be in conflict with or result in a breach of or constitute a default under any indenture, agreement or other instrument or any provision of its certificate of incorporation, bylaws or any requirement of law. This Guarantee constitutes the legal, valid and binding obligation of the Guarantor enforceable against the Guarantor in accordance with its terms, except as the enforceability hereof may be limited by applicable bankruptcy, insolvency, reorganization, moratorium or similar laws affecting the rights of creditors generally and by general equitable principles.

 

ARTICLE II

 

GUARANTEE OF OBLIGATIONS

 

SECTION 2.1.                                          Obligations Guaranteed.

 

Subject to the provisions of this Article II, the Guarantor hereby fully, unconditionally and irrevocably guarantees (a) to each Holder of a Junior Subordinated Note authenticated and delivered by the Trustee or Authenticating Agent, (i) the full and prompt payment of the principal of, and premium, if any, and interest on, and any Redemption Price with respect to, such Junior Subordinated Note, when, where and as the same shall become due and payable, whether at the stated maturity thereof, by acceleration, call for redemption or otherwise in accordance with the terms of such Junior Subordinated Note and the Indenture and (ii) the full and prompt payment of interest on the overdue principal and interest, if any, on such Junior Subordinated Note, at the rate specified in such Junior Subordinated Note and to the extent lawful and (b) to the Trustee the full and prompt payment upon written demand therefor of all amounts due to it in accordance with the terms of the Indenture (collectively the “Guaranteed Obligation”). If for any reason the Company shall fail punctually to pay any such Guaranteed Obligation, the Guarantor hereby agrees to cause any such Guaranteed Obligation to be made punctually when, where and as the same shall become due and payable, whether at the stated maturity thereof, by acceleration, call for redemption or otherwise.  All payments by the Guarantor hereunder shall be paid in lawful money of the United States of America.

 

SECTION 2.2.                                          Obligations Unconditional.

 

The obligations of the Guarantor under this Guarantee shall be absolute, unconditional and irrevocable and shall constitute a continuing guarantee of payment and not of collectability.  Such obligations shall remain in full force and effect until this Guarantee shall terminate in accordance with the provisions of Section 5.1 hereof, and, to the maximum extent permitted by applicable law, such obligations shall not be affected, modified, released or impaired by any state of facts or the happening from time to time of

 

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any event, including, without limitation, any of the following, whether or not with notice to, or the consent of, the Guarantor:

 

(a)                                 the waiver, compromise, settlement, release or termination of any or all of the obligations, covenants or agreements of the Company contained in the Junior Subordinated Notes or the Indenture, or of the payment, performance or observance thereof;

 

(b)                                 the failure to give notice to the Guarantor of the occurrence of any default or an Event of Default under the terms and provisions of the Junior Subordinated Notes or the Indenture;

 

(c)                                  the assignment or purported assignment of any of the obligations, covenants and agreements contained in this Guarantee;

 

(d)                                 the extension of the time for payment of any principal of, premium, if any, or interest on, or any Redemption Price with respect to, the Junior Subordinated Notes or of the time for performance of any obligations, covenants or agreements under or arising out of the Junior Subordinated Notes or the Indenture or the extension or the renewal of any thereof;

 

(e)                                  the modification or amendment (whether material or otherwise) of any obligation, covenant or agreement set forth in the Junior Subordinated Notes or the Indenture;

 

(f)                                   the taking or the omission to take any of the actions referred to in this Guarantee or in the Indenture;

 

(g)                                  any failure, omission or delay on the part of, or the inability of, the Trustee or the Holders of the Junior Subordinated Notes to enforce, assert or exercise any right, power or remedy conferred on the Trustee, such Holders or any other person in this Guarantee or in the Indenture for any reason;

 

(h)                                 the voluntary or involuntary liquidation, dissolution, merger, consolidation, sale or other disposition of all or substantially all the assets, marshaling of assets and liabilities, receivership, insolvency, bankruptcy, assignment for the benefit of creditors, reorganization, arrangement, composition with creditors or readjustment of, or other similar proceedings affecting the Company or any or all of its assets, or any allegation or contest of the validity of the Junior Subordinated Notes or the Indenture or the disaffirmance of the Junior Subordinated Notes or the Indenture in any such proceeding; it being specifically understood, consented and agreed to that this Guarantee shall remain and continue in full force and effect and shall be enforceable against the Guarantor to the same extent and with the same force and effect as if such proceedings had not been instituted, and it is the intent and purpose of this Guarantee that the

 

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Guarantor shall and does hereby waive, to the maximum extent permitted by applicable law, all rights and benefits which might accrue to the Guarantor by reason of any such proceedings;

 

(i)                                     any event or action that would, in the absence of this clause, result in the release or discharge by operation of law of the Guarantor from the performance or observance of any obligation, covenant or agreement contained in this Guarantee;

 

(j)                                    the default or failure of the Guarantor fully to perform any of its obligations set forth in this Guarantee;

 

(k)                                 the release, substitution or replacement of any security pledged for the benefit of the Holders of the Junior Subordinated Notes under the Indenture;

 

(l)                                     the disposition by the Company of any or all of its interest in any capital stock of the Guarantor, or any change, restructuring or termination of the corporate structure, ownership, corporate existence or any rights or franchises of the Guarantor;

 

(m)                             any other circumstances which might otherwise constitute a legal or equitable discharge or defense of a surety or a guarantor; or

 

(n)                                 any other occurrence whatsoever, whether similar or dissimilar to the foregoing.

 

SECTION 2.3.                                          No Waiver or Set-Off.

 

The Guarantor agrees that, to the maximum extent permitted by law, (a) no act of commission or omission of any kind or at any time on the part of the Trustee or any Holder of the Junior Subordinated Notes, or their successors and assigns, in respect of any matter whatsoever shall in any way impair the rights of the Trustee or such Holders to enforce any right, power or benefit under this Guarantee, and (b) no set-off, counterclaim, reduction, or diminution of any obligation, or any defense of any kind or nature (other than performance), which the Guarantor or the Company has or may have against the Trustee or such Holders or any assignee or successor thereof shall be available hereunder to the Guarantor.

 

SECTION 2.4.                                          Waiver of Notice; Expenses.

 

The Guarantor hereby expressly waives notice from the Trustee or the Holders of the Junior Subordinated Notes of their acceptance and reliance on this Guarantee.  The Guarantor further waives, to the maximum extent permitted by law, any right that it may have (a) to require the Trustee or the Holders of the Junior Subordinated Notes to take action or otherwise proceed against the Company, (b) to require the Trustee or the Holders of the Junior Subordinated Notes to proceed against or exhaust any security

 

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pledged for the benefit of the Holders of the Junior Subordinated Notes under the Indenture or (c) to require the Trustee or the Holders of the Junior Subordinated Notes otherwise to enforce, assert or exercise any other right, power or remedy that may be available to the Trustee or such Holders. The Guarantor agrees to pay all costs, expenses and fees, including all reasonable attorneys’ fees and expenses, that may be incurred by the Trustee in enforcing or attempting to enforce this Guarantee or protecting the rights of the Trustee or the Holders of the Junior Subordinated Notes following any default on the part of the Guarantor hereunder, whether the same shall be enforced by suit or otherwise.

 

SECTION 2.5.                                          Subrogation of Guarantor; Subordination.

 

Notwithstanding any payment or payments made by the Guarantor, the Guarantor agrees that it will not enforce, by reason of subrogation, contribution, indemnity or otherwise, any rights the Trustee or the Holders of the Junior Subordinated Notes may have against the Company until all of the Guaranteed Obligations shall have been finally, indefeasibly and unconditionally paid in full.  Any claim of the Guarantor against the Company arising from payments made by the Guarantor by reason of this Guarantee shall be in all respects subordinated to the final, indefeasible, unconditional, full and complete payment or discharge of all of the Guaranteed Obligations guaranteed hereby.

 

SECTION 2.6.                                          Reinstatement.

 

This Guarantee shall continue to be effective, or be automatically reinstated, as the case may be, if at any time payment, or any part thereof, made by or on behalf of the Company or the Guarantor in respect of any of the Junior Subordinated Notes is rescinded or must otherwise be restored or returned by the Trustee or any Holder of such Junior Subordinated Notes for any reason whatsoever, whether upon the insolvency, bankruptcy, dissolution, liquidation or reorganization of the Company, or upon or as a result of the appointment of a receiver, intervenor or conservator of, or trustee or similar officer for the Company or any substantial part of its properties, or otherwise, all as though such payment had not been made.

 

SECTION 2.7.                                          Rights of Holders.

 

The Guarantor expressly acknowledges that the Trustee has the right to enforce this Guarantee on behalf of the Holders of the Junior Subordinated Notes in accordance with and subject to the provisions of the Indenture.

 

SECTION 2.8.                                          Subordination of Guarantee.

 

This Guarantee shall be subordinate in right of payment to all Senior Indebtedness of the Guarantor to the extent and in the manner provided in Article Thirteen of the Original Indenture.

 

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ARTICLE III

 

COVENANTS OF THE GUARANTOR

 

SECTION 3.1.                                          Consolidation, Merger Conveyance, Transfer or Lease.

 

(a)                                 Subject to Section 3.1(c), the Guarantor shall not consolidate with or merge with or into any other Person or convey, transfer or lease its assets substantially as an entirety to any Person, and the Guarantor shall not permit any Person to consolidate with or merge with or into the Guarantor, unless:

 

(1)                                 the Guarantor or the Company is the surviving corporation in a merger or consolidation; or

 

(2)                                 in case the Guarantor shall consolidate with or merge into another Person or convey, transfer or lease its assets substantially as an entirety to any Person, the Person formed by such consolidation or into which the Guarantor is merged or the Person which acquires by conveyance or transfer, or which leases, the assets of the Guarantor substantially as an entirety shall be a corporation, partnership, trust or limited liability company, organized and validly existing under the laws of the United States of America, any State thereof or the District of Columbia and shall expressly assume, by a supplemental agreement hereto, executed and delivered to the Trustee, all of the obligations of the Guarantor under the Indenture and this Guarantee; and

 

(3)                                 immediately after giving effect to such transaction, no Event of Default, and no event which, after notice or lapse of time or both, would become an Event of Default, shall have happened and be continuing; and

 

(4)                                 the Guarantor has delivered to the Trustee an Officers’ Certificate and an Opinion of Counsel, each stating that such consolidation, merger, conveyance, transfer or lease and, if a supplemental agreement is required in connection with such transaction, such supplemental agreement comply with this Section 3.1 and that all conditions precedent herein provided for relating to such transaction have been complied with.

 

(b)                                 Subject to Section 3.1(c), any indebtedness which becomes an obligation of the Guarantor or any of its Subsidiaries as a result of any such transaction shall be treated as having been incurred by the Guarantor or such Subsidiary at the time of such transaction.

 

(c)                                  The provisions of Section 3.1(a) and (b) shall not be applicable to:

 

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(1)                                 the direct or indirect conveyance, transfer or lease of all or any portion of the stock, assets or liabilities of any of the Guarantor’s wholly owned Subsidiaries to the Guarantor or to the Company or to other wholly owned Subsidiaries of the Guarantor; or

 

(2)                                 any recapitalization transaction, a change of control of the Guarantor or a highly leveraged transaction unless such transaction or change of control is structured to include a merger or consolidation by the Guarantor or the conveyance, transfer or lease of the Guarantor’s assets substantially as an entirety.

 

(d)                                 Upon any consolidation of the Guarantor with, or merger of the Guarantor into, any other Person or any conveyance, transfer or lease of the assets of the Guarantor substantially as an entirety in accordance with this Section 3.1, the successor Person formed by such consolidation or into which the Guarantor is merged or to which such conveyance, transfer or lease is made shall succeed to, and be substituted for, and may exercise every right and power of, the Guarantor under this Guarantee with the same effect as if such successor Person had been named as the Guarantor herein, and thereafter, except in the case of any lease, the Guarantor shall be relieved of all obligations and covenants under this Guarantee and may be dissolved and liquidated.

 

In case of any such consolidation, merger, conveyance, transfer or lease, such changes in phraseology and form may be made in this Guarantee thereafter to be issued as may be appropriate.

 

SECTION 3.2.                                          Reports by the Guarantor.

 

During the term hereof, the Guarantor covenants:

 

(a)                                 to file with the Trustee, within 30 days after the Guarantor is required to file the same with the Commission, copies of the annual reports and of the information, documents and other reports (or copies of such portions of any of the foregoing as the Commission may from time to time by rules and regulations prescribe) which the Guarantor may be required to file with the Commission pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934, as amended; or, if the Guarantor is not required to file information, documents or reports pursuant to either of such sections, then to file with the Trustee and the Commission, in accordance with rules and regulations prescribed from time to time by the Commission pursuant to Section 314(a) of the Trust Indenture Act, such of the supplementary and periodic information, documents and reports which may be required pursuant to Section 13 of the Securities Exchange Act of 1934, as amended, in respect of a security listed and registered on a national securities exchange as may be prescribed from time to time in such rules and regulations.  All reports, information and documents described in this Section 3.2(a) and filed with the Commission pursuant to its Electronic Data Gathering,

 

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Analysis and Retrieval (EDGAR) system or any successor system shall be deemed to be filed with the Trustee;

 

(b)                                 to file with the Trustee and the Commission, in accordance with the rules and regulations prescribed from time to time by the Commission pursuant to Section 314(a) of the Trust Indenture Act, such additional information, documents and reports with respect to compliance by the Guarantor with the conditions and covenants provided for in this Guarantee and the Indenture, as may be required from time to time by such rules and regulations;

 

(c)                                  to transmit to all Holders of the Junior Subordinated Notes within 30 days  after the filing thereof with the Trustee, in the manner and to the extent provided in Section 313(c) of the Trust Indenture Act, such summaries of any information, documents and reports required to be filed by the Guarantor pursuant to subsections (a) and (b) of this Section 3.2, as may be required by rules and regulations prescribed from time to time by the Commission pursuant to Section 314(a) of the Trust Indenture Act; and

 

(d)                                 to deliver to the Trustee, within 120 days after the end of each fiscal year of the Guarantor, a brief certificate from the principal executive officer, principal financial officer, or principal accounting officer as to his or her knowledge of the Guarantor’s compliance with all conditions and covenants under this Guarantee.  For purposes of this Section 3.2, such compliance shall be determined without regard to any period of grace or requirement of notice provided under this Guarantee.

 

Delivery of such reports, information and documents to the Trustee is for informational purposes only and the Trustee’s receipt of such shall not constitute constructive notice of any information contained therein or determinable from information contained therein, including the Company’s compliance with any of its covenants hereunder (as to which the Trustee is entitled to rely exclusively on Officers’ Certificates).

 

ARTICLE IV

 

NOTICES

 

SECTION 4.1.                                          Notices.

 

All notices, certificates or other communications to the Guarantor hereunder shall be sufficient for every purpose hereunder if in writing and mailed, first-class postage prepaid, to the Guarantor addressed to it at Principal Financial Services, Inc. 711 High Street, Des Moines, Iowa 50392, Attention: General Counsel, or at any other address previously furnished in writing to the Trustee by the Guarantor.

 

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ARTICLE V

 

MISCELLANEOUS

 

SECTION 5.1.                                          Effective Date; Termination.

 

The obligations of the Guarantor hereunder shall arise absolutely and unconditionally upon the date of the initial delivery of and authentication of the Junior Subordinated Notes.  Subject to Section 2.6, this Guarantee shall terminate on such date as the Indenture is discharged and satisfied.

 

SECTION 5.2.                                          Evidence of Compliance with Conditions Precedent.

 

The Guarantor shall provide the Trustee with such evidence of compliance with such conditions precedent, if any, provided for in this Guarantee that relate to the matters set forth in Section 314(c) of the Trust Indenture Act.  Any certificate or opinion required to be given by an officer pursuant to Section 314(c)(1) may be given in the form of an Officers’ Certificate.

 

SECTION 5.3.                                          Remedies Not Exclusive.

 

No remedy herein conferred upon or reserved to the Trustee or Holders of the Junior Subordinated Notes is intended to be exclusive of any other available remedy or remedies, but, to the maximum extent permitted by law, each and every such remedy shall be cumulative and shall be in addition to every other remedy given under this Guarantee or now or hereafter existing at law or in equity.  No delay or omission to exercise any right or power accruing upon any default, omission or failure of performance hereunder shall impair any such right or power or shall be construed to be a waiver thereof, but any such right or power may be exercised from time to time and as often as may be deemed expedient.  In order to entitle the Trustee and Holders of the Junior Subordinated Notes to exercise any remedy reserved to any of them in this Guarantee, to the maximum extent permitted by applicable law, it shall not be necessary to give any notice.  In the event any provision contained in this Guarantee should be breached, and thereafter duly waived, such waiver shall be limited to the particular breach so waived and shall not be deemed to waive any other breach hereunder.  To the maximum extent permitted by applicable law, no waiver, amendment, release or modification of this Guarantee shall be established by conduct, custom or course of dealing, but solely by an instrument in writing duly executed by the parties to this Guarantee and consistent with the terms of the Indenture.

 

SECTION 5.4.                                          Limitation of Guarantor’s Liability.

 

Any term or provision of this Guarantee notwithstanding, the Guarantee shall not exceed the maximum amount that can be guaranteed by the Guarantor without rendering

 

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the Guarantee voidable under applicable law relating to fraudulent conveyance or fraudulent transfer or similar laws affecting the rights of creditors generally.

 

SECTION 5.5.                                          Entire Agreement; Counterparts.

 

This Guarantee constitutes the entire agreement, and supersedes all prior agreements and understandings, both written and oral, between the parties with respect to the subject matter hereof and may be executed simultaneously in several counterparts, each of which shall be deemed an original, and all of which together shall constitute one and the same instrument.

 

SECTION 5.6.                                          Severability.

 

To the maximum extent permitted by applicable law, the invalidity or unenforceability of any one or more phrases, sentences, clauses or sections contained in this Guarantee shall not affect the validity or enforceability of the remaining portions of this Guarantee, or any part thereof.

 

SECTION 5.7.                                          Governing Law.

 

THIS GUARANTEE SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK.  This Guarantee is subject to the Trust Indenture Act and if any provision hereof limits, qualifies or conflicts with a provision of the Trust Indenture Act that is required by the Trust Indenture Act to be a part of and govern this Guarantee, the latter provision shall control.  If any provision of this Guarantee modifies or excludes any provision of the Trust Indenture Act that may be so modified or excluded, the latter provision shall be deemed to apply to this Guarantee as so modified, or to be excluded, as the case may be, whether or not such provision of this Guarantee refers expressly to such provision of the Trust Indenture Act.

 

The Guarantor shall be an “obligor” with respect to the Junior Subordinated Notes as such term is defined in and solely for the purposes of the Trust Indenture Act and shall comply with those provisions of the Indenture compliance with which is required by an “obligor” under the Trust Indenture Act.

 

SECTION 5.8.                                          Amendment; Modification.

 

This Guarantee may be amended or modified pursuant to the terms of the Indenture.

 

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IN WITNESS WHEREOF, the Guarantor has caused this instrument to be duly executed.

 

	
 
    	
PRINCIPAL FINANCIAL SERVICES, INC.
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
 
    	
Name:
    
	
 
    	
 
    	
Title:Exhibit

	
	
	 Supplemental Agreement No. 100

	 

	to

	 

	Purchase Agreement No. 1810

	 

	between

	 

	THE BOEING COMPANY

	 

	and

	 

	SOUTHWEST AIRLINES CO.

	 

	
	
	Relating to Boeing Model 737-7H4 and 737-8H4 Aircraft

THIS SUPPLEMENTAL AGREEMENT No. 100 (SA-100) is entered into as of  January 23, 2017, by and between THE BOEING COMPANY, a Delaware corporation with principal offices in Seattle, Washington (Boeing) and SOUTHWEST AIRLINES CO., a Texas corporation with principal offices in Dallas, Texas (Buyer).
	
	
	RECITALS:

WHEREAS, Buyer and Boeing entered into Purchase Agreement No. 1810 dated January 19, 1994, as amended and supplemented (Purchase Agreement), relating to the purchase and sale of Boeing Model 737-7H4 aircraft (737-7H4 Aircraft) and 737-8H4 aircraft (737-8H4 Aircraft), collectively the “Aircraft”.  This SA-100 is an amendment to and is incorporated into the Purchase Agreement.  Capitalized terms used herein but not otherwise 
defined shall have the meaning set forth in the Purchase Agreement; and

WHEREAS, Buyer has elected to exercise Buyer’s right to purchase two (2) Option Aircraft within the same scheduled delivery month in 2018 (Exercised Option Aircraft) in accordance with the terms set forth in Letter Agreement SWA-PA-1810-LA-1105884R2, 
Option Aircraft; and

WHEREAS, Boeing and Buyer agree to amend the Purchase Agreement by revising the delivery month of four (4) Block 800LUV Aircraft.

NOW THEREFORE, in consideration of the mutual covenants herein contained, the parties agree to amend the Purchase Agreement as follows:

		
	1.
	TABLE OF CONTENTS.

The Table of Contents is deleted in its entirety and replaced by a new Table of Contents (attached), which lists the Tables and Letter Agreements revised by this SA-100 and is identified by “SA-100”.  Such revised Table of Contents, by this reference, is incorporated in the Purchase Agreement.
*** Pursuant to 17 CFR 240.24b-2, confidential information has been omitted and has been filed separately with the Securities and Exchange Commission pursuant to a Confidential Treatment Application filed with the Commission.

	
			
	P.A. No. 1810
	SA-100-1
	 

	 
	BOEING PROPRIETARY
	 

		
	2.
	TABLES.

 
    2.1          Table 1c, Aircraft Information Table - Block 800LUV Aircraft (non-ETOPS Configuration), is deleted in its entirety and replaced by a new Table 1c (attached).  The new Table 1c reflects the revised delivery month for one (1) Aircraft.

   2.2             Table 1d, Aircraft Information Table - Block 800LUV Aircraft (non-ETOPS Configuration),                       is   deleted in its entirety and replaced by a new Table 1d (attached).  The new Table 1d reflects, (i) the additions of the Exercised Option Aircraft and (ii) revised delivery month for three (3) Aircraft.

		
	3.
	EXHIBITS.

  3.1          Attachment B, Buyer Furnished Equipment Variables, to Exhibit E of the Purchase Agreement is deleted in its entirety and a replaced by a new Attachment B (attached) which adds the BFE on dock dates for the Table 1d Aircraft.

		
	4.
	LETTER AGREEMENTS.

   4.1        Attachment B to Letter Agreement SWA-PA-1810-LA-1105884R2, Option Aircraft, is deleted    in its entirety and replaced by a new Attachment B (attached).  The new Attachment B reflects deletion of the Exercised Option Aircraft.
 
         4.2         Attachment A to Letter Agreement SWA-PA-1810-LA-1001315R4, ***
is deleted in its entirety and replaced by a new Attachment A (attached).  The new Attachment A updates  the delivery month of Aircraft 50 to March 2017.

		
	5.
	***

	
			
	P.A. No. 1810
	SA-100-2
	 

	 
	BOEING PROPRIETARY
	 

The Purchase Agreement will be deemed to be supplemented to the extent herein provided and as so supplemented will continue in full force and effect.

EXECUTED IN DUPLICATE as of the day and year first above written.

	
		
	THE BOEING COMPANY
	SOUTHWEST AIRLINES CO.

	 
	 

	By: /s/ Kyle L. Kersavage
	By:  /s/ Chris Monroe

	 
	       Chris Monroe

	Its: Attorney‐In‐Fact
	Its: VP, Treasurer

	 
	 

	
			
	P.A. No. 1810
	SA-100-3
	 

	 
	BOEING PROPRIETARY
	 

	
			
	TABLE OF CONTENTS

    
	
				
	ARTICLES
	 
	Page
Number
	SA
Number

	 
	 
	 
	 

	1.
	Subject Matter of Sale
	1‐1
	SA-92

	 

	2.
	Delivery, Title and Risk
	 
	 

	 
	of Loss
	2‐1
	SA-28

	 

	3.
	Price of Aircraft
	3‐1
	SA-92

	 

	4.
	Taxes
	4‐1
	 

	 

	5.
	Payment
	5‐1
	 

	 

	6.
	Excusable Delay
	6‐1
	 

	 

	7.
	Changes to the Detail
	 
	 

	 
	Specification
	7-1
	SA-73

	 

	8.
	Federal Aviation Requirements and
	 
	 

	 
	Certificates and Export License
	8-1
	 

	 

	9.
	Representatives, Inspection
	 
	 

	 
	Flights and Test Data
	9-1
	 

	 

	10.
	Assignment, Resale or Lease
	10‐1
	 

	 

	11.
	Termination for Certain Events
	11‐1
	 

	 

	12.
	Product Assurance; Disclaimer and
	 
	 

	 
	Release; Exclusion of Liabilities;
	 
	 

	 
	Customer Support; Indemnification
	 
	 

	 
	and Insurance
	12-1
	 

	 

	13.
	Buyer Furnished Equipment and
	 
	 

	 
	Spare Parts
	13-1
	 

	 

	14.
	Contractual Notices and Requests
	14‐1
	 

	 

	15.
	Miscellaneous
	15‐1
	 

	
			
	P.A. No. 1810
	i
	 

	K/SWA
	 
	SA-100

	
		
	TABLE OF CONTENTS

	 
	SA

	 
	Number

	
			
	TABLE
	 
	 

	 
	 
	 

	1b
	Aircraft Information Table - Block 800LUV Aircraft
	SA-82

	 

	1c
	Aircraft Information Table - Block 800LUV Aircraft
	SA-100

	 
	(non-ETOPS Configuration)
	 

	 

	1d
	Aircraft Information Table - Block 800LUV Aircraft
	SA-100

	 
	(non-ETOPS Configuration)
	 

	 

	EXHIBITS

	 

	A-6
	Aircraft Configuration - Block 800LUV Aircraft
	SA-75

	 

	A-7
	Aircraft Configuration - Block 800LUV Aircraft
	SA-84

	 
	(non-ETOPS Configuration)
	 

	 
	 
	 

	B
	***
	SA-75

	 
	 
	 

	C
	Customer Support Document
	 

	 
	 
	 

	C-2
	737-800 Customer Support Document
	SA-75

	 
	 
	 

	D-2
	Economic Price Adjustment
	SA-75

	 
	ECI-MFG/CPI (July 2011 Base Price)
	 

	 
	 
	 

	E
	Buyer Furnished Equipment
	SA-75

	 
	Provisions Document
	 

	 
	Attachment A - 737-7H4 Aircraft (through 2012)
	 

	 
	Attachment B - 737-8H4 Aircraft (2012-2018)
	SA-100

	 
	 
	 

	F
	Defined Terms Document
	 

	 

	LETTER AGREEMENTS
	 

	 
	 
	 

	1810-1R1
	Waiver of Aircraft Demonstration Flight
	SA-75

	
			
	P.A. No. 1810
	ii
	 

	K/SWA
	 
	SA-100

	
		
	TABLE OF CONTENTS

	
				
	 
	 
	 
	  SA

	 
	 
	 
	Number

	RESTRICTED LETTER AGREEMENTS
	 

	 
	 
	 
	 

	6‐1162‐RLL‐932R3
	***
	SA-75

	 
	 
	 

	6‐1162‐RLL‐934R5
	Disclosure of Confidential Information
	SA-75

	 
	 
	 

	6‐1162‐RLL‐941R3
	Other Matters
	SA-75

	 
	 
	 

	6-1162-KJJ-055R1
	Structural Matters
	SA-25

	 
	 
	 

	6-1162-KJJ-056
	Noise and Emission Matters
	SA-13

	 
	 
	 

	6-1162-KJJ-057
	Product Development Matters
	SA-13

	 
	 
	 

	SWA-PA-1810-LA-1001315R4
	***
	SA-92

	 
	Attachment A
	SA-100

	 
	 
	 

	SWA-PA-1810-LA-1003498R1
	***
	SA-75

	 
	 
	 

	SWA-PA-1810-LA-1003490R4
	***
	SA-92

	 
	 
	 

	SWA-PA-1810-LA-1003367R1
	***
	SA-75

	 
	 
	 

	SWA-PA-1810-LA-1105883
	Aircraft Model Substitution
	SA-75

	 
	 
	 

	SWA-PA-1810-LA-1105884R2
	Option Aircraft
	SA-92

	 
	Attachment A - Model 737-8H4 Aircraft
	SA-92

	 
	Attachment B - Option Aircraft Information Table
	SA-100

	 

	SWA-PA-1810-LA-1105885R3
	***
	SA-90

	 
	 
	 

	SWA-PA-1810-LA-1105886R2
	***
	SA-92

	 
	 
	 

	SWA-PA-1810-LA-1105887
	***
	SA-75

	 
	 
	 

	SWA-PA-1810-LA-1105888R5
	***
	SA-92

	 
	 
	 

	SWA-PA-1810-LA-1105889
	***
	SA-75

	 
	 
	 

	SWA-PA-1810-LA-1303010R1
	***
	SA-92

	 
	 
	 

	SWA-PA-1810-LA-1504814
	***
	SA-92

	
			
	P.A. No. 1810
	iii
	 

	K/SWA
	 
	SA-100

TABLE OF CONTENTS

	
		
	ADDITIONAL LETTERS (FOR REFERENCE) - INACTIVE (as of SA-82)

	6-1162-MSA-288
	Business Offer - Enhanced Ground Proximity

	 
	Warning System (EGPWS) - Activation - Peaks

	 
	and Obstacles Feature

	 
	(Not applicable to Block 700LUV & Block 800LUV Aircraft)

	 

	6-1162-JMG-501R2
	Business Offer - ACARS package

	 
	(Not applicable to Block 700LUV & Block 800LUV Aircraft)

	
	
	INACTIVE / DELETED TABLES, EXHIBITS, AND LETTER AGREEMENTS

	
				
	TABLE

	 
	 
	 

	 
	 
	 
	 

	Table

	Title
	Last Updated under SA
	Current Status

	1
	Aircraft Information Table
	SA-75
	Inactive

	2
	Option Aircraft Information Table
	SA-74
	Deleted under SA-75

	1a
	Aircraft Information Table - Block 700LUV Aircraft
	SA-91
	Deleted Under SA-92

	 
	 
	 
	 

	EXHIBITS
	 
	 
	 

	
				
	Exhibits

	Title
	Last Updated under SA
	Current Status

	A
	Aircraft Configuration - 737-700
	SA-36
	Inactive

	A-Winglet
	Aircraft Configuration
	SA-36
	Inactive

	A-1-Winglet
	Aircraft Configuration
	SA-36
	Inactive

	A-1A
	Aircraft Configuration - 737-700 Block T-W-2c
	SA-36
	Inactive

	A-2
	Aircraft Configuration - 737-700 Block T-W-2 / T-W-2a
	SA-47
	Inactive

	A-3
	Aircraft Configuration - 737-700 Block T-W-2 / T-W-2a
	SA-61
	Inactive

	A-4
	Aircraft Configuration - 737-700 Block T-W-2b Aircraft
	SA-66
	Inactive

	A-5
	Aircraft Configuration - Block 700LUV Aircraft
	SA-75
	Deleted under SA-92

	C.2
	737-800 Customer Support Variables
	SA-71
	Deleted under SA-75

	D
	Price Adjustment Due to
Economic Fluctuations - Aircraft Price Adjustment
(July 1992 Base Price)
	 
	Inactive

	D-1
	Price Adjustment Due to Economic Fluctuations - Aircraft Price Adjustment
(July 1999 Base Price)
	SA-13
	Inactive

	
			
	P.A. No. 1810
	iv
	 

	K/SWA
	 
	SA-100

TABLE OF CONTENTS

	
				
	Exhibits

	Title
	Last Updated under SA
	Current Status

	 
	Aircraft Price Adjustment
(July 1999 Base Price)

	 
	 

	E.2
	737-800 Buyer Furnished Equipment Provisions Document
	SA-73
	Deleted under 
      SA-75

	 
	 
	 
	 

	    RESTRICTED LETTER AGREEMENTS
	 

	 
	 
	 
	 

	Letter Agreement

	Title
	Last Updated under SA
	Current Status

	6‐1162‐RLL‐933R21
	Option Aircraft
	SA-60
	Deleted under SA-75

	6‐1162‐RLL‐935R1
	Performance Guarantees
	SA-1
	Inactive

	6‐1162‐RLL‐936R4
	Certain Contractual Matters
	SA-4
	Inactive

	6‐1162‐RLL‐937
	Alternate Advance Payment Schedule
	 
	Inactive

	6‐1162‐RLL‐938
	***
	 
	Inactive

	6‐1162‐RLL‐939R1
	Certification Flight Test Aircraft
	SA-1
	Inactive

	6‐1162‐RLL‐940R1
	Training Matters
	SA-1
	Inactive

	6‐1162‐RLL‐942
	Open Configuration Matters
	 
	Inactive

	6‐1162‐RLL‐943R1
	Substitution Rights
	SA-6
	Deleted under 
SA 75

	6‐1162‐RLL‐944
	***
	 
	Inactive

	6-1162-RLL-945
	Comparison of 737-7H4 and 737-3H4 Block Fuel Burn
	 
	Inactive

	6-1162-RLL-1855R3
	Additional Contractual Matters
	SA-4
	Inactive

	6-1162-RLL-1856
	***
	SA-1
	Inactive

	6-1162-RLL-1857
	Service Ready Validation Program Field Test
	SA-1
	Inactive

	6-1162-RLL-1858R1
	Escalation Matters
	SA-4
	Inactive

	6-1162-RLL-2036
	Amortization of Costs for Customer Unique Changes
	SA-1
	Inactive

	6-1162-RLL-2037
	Reconciliation of the Aircraft Basic Price
	SA-1
	Inactive

	6-1162-RLL-2073
	Maintenance Training Matters
	SA-1
	Inactive

	6-1162-KJJ-058R1
	Additional Substitution Rights
	SA-71
	Deleted under SA-75

	6-1162-KJJ-150
	Flight Control Computer & Mode Control Panel Spares Matter
	SA-14
	Inactive

	6-1162-MSA-185R3
	Delivery Change Contractual Matters
	SA-21
	Inactive

	
			
	P.A. No. 1810
	v
	 

	K/SWA
	 
	SA-100

TABLE OF CONTENTS

	
				
	Letter Agreement

	Title
	Last Updated under SA
	Current Status

	6-1162-JMG-747R1
	***
	SA-36
	Inactive

	6-1162-CHL-217
	Rescheduled Flight Test Aircraft
	SA-32
	Inactive

	6-1162-NIW-606R1
	***
	SA-36
	Inactive

	6-1162-NIW-640
	Early Delivery of Two April 2004  Aircraft
	SA-35
	Inactive

	6-1162-NIW-889
	Warranty - Exterior Color Schemes and Markings for YA143 and on 
	SA-39
	Inactive

	6-1162-NIW-1142
	***
	SA-43
	Inactive

	6-1162-NIW-1369
	***
	SA-46
	Inactive

	6-1162-NIW-1983
	***
	SA-62
	Inactive

	SWA-PA-1810-LA-1000419
	***
	SA-64
	Inactive

	6-1162-NIW-890R1
	***
	SA-75

SA-39
	Inactive

	6-1162-KJJ-054R2
	Business Matters
	SA-75
	Inactive

	6-1162-JMG-669R9
	***
	SA-75

SA-75
SA-54
	Inactive

	SWA-PA-1810-LA-02710R1
	***
	SA-72
	Inactive

	SWA-PA-01810/03729-LA-1301169
	***
	SA-2 to PA 3729
	Inactive

	
			
	P.A. No. 1810
	vi
	 

	K/SWA
	 
	SA-100

	
	
	Table 1c to

	Purchase Agreement No. PA-01810

	Aircraft Delivery, Description, Price and Advance Payments

	Block 800LUV Aircraft (non-ETOPS Configuration)

	
														
	Airframe Model/MTOW:
	737-800
	174200 pounds
	Detail Specification:
	D019A001SWA38P-1 Rev C (3/29/2013)

	 

	Engine Model/Thrust:
	CFM56-7B27
	27300 pounds
	Note 1
	Base Aircraft Price Base Year/Escalation  Formula:
	Jul-11
	ECI-MFG/CPI

	 

	Base Aircraft Price:  Engine Price 
	***
	Base Year/Escalation  Formula:
	N/A
	N/A

	 

	Special Features: 
	***

	 

	Add'l Features/Changes
	***

	 

	Total Special Features (Exhibit A-7) 
	 
	 
	 
	***
	 
	 
	 
	 
	 
	 

	 

	Sub-Total of Airframe and Features: 
	***
	 
	Aircraft Price Escalation Data:

	 

	Engine Price (Per Aircraft): 
	***
	Base Year Index (ECI):
	***

	 

	Aircraft Basic Price (Excluding BFE/SPE): 
	 
	 
	 
	***
	 
	Base Year Index (CPI):
	***

	 

	Buyer Furnished Equipment (BFE) Estimate: 
	 ***

	 

	Seller Purchased Equipment (SPE) Estimate:
	***
	 
	 
	 
	 
	 

	
											
	

Delivery

Date
	

Number of

Aircraft
	

Escalation

Factor

(Airframe)
	

Aircraft

Serial

Number
	

Escalation

Forecast
	

Sub-Block

Note 2
	Escalation Estimate

Adv Payment Base

Price Per A/P

	Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):

	

At Signing

***
	

24 Mos.

***
	

21/18/12/9/6 Mos.

***
	

Total

***

	Sep-2013
	3
	***
	36933, 36912, 36914
	***
	 
	***
	***
	***
	***
	***

	Nov-2013
	3
	***
	36915, 33939, 42526
	***
	 
	***
	***
	***
	***
	***

	Dec-2013
	3
	***
	36917, 36919, 36731
	***
	 
	***
	***
	***
	***
	***

	Mar-2014
	2
	***
	37004, 36896
	***
	 
	***
	***
	***
	***
	***

	Apr-2014
	3
	***
	42384, 36894, 36895
	***
	 
	***
	***
	***
	***
	***

	May-2014
	3
	***
	36897, 42385, 42521
	***
	 
	***
	***
	***
	***
	***

	Jun-2014
	4
	***
	36898, 36905, 42522, 42523
	***
	 
	***
	***
	***
	***
	***

	Jun-2014
	2
	***
	60082, 60083
	***
	OPEX
	***
	***
	***
	***
	***

	Jul-2014
	1
	***
	36911
	***
	 
	***
	***
	***
	***
	***

	Jul-2014
	3
	***
	60084, 60085, 60086
	***
	OPEX
	***
	***
	***
	***
	***

	Aug-2014
	4
	***
	36907, 42525, 36935, 42528
	***
	 
	***
	***
	***
	***
	***

	Sep-2014
	2
	***
	42527, 42531
	***
	 
	***
	***
	***
	***
	***

	Sep-2014
	1
	***
	36909
	***
	 
	***
	***
	***
	***
	***

	Oct-2014
	1
	***
	36920
	***
	 
	***
	***
	***
	***
	***

	
			
	SWA-PA-01810
	 
	SA-100

	63879 63887 64110 64111 66379 68788 70150 73631 82233 88233 93899
	Boeing Proprietary
	Page 1 

	
	
	Table 1c to

	Purchase Agreement No. PA-01810

	Aircraft Delivery, Description, Price and Advance Payments

	Block 800LUV Aircraft (non-ETOPS Configuration)

	
											
	

Delivery

Date
	

Number of

Aircraft
	

Escalation

Factor

(Airframe)
	

Aircraft

Serial

Number
	

Escalation

Forecast
	

Sub-Block

Note 2
	

Escalation Estimate

Adv Payment Base

Price Per A/P
	Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):

	

At Signing

***
	

24 Mos.

***
	

21/18/12/9/6 Mos.

***
	

Total

***

	Nov-2014
	1
	***
	36971
	***
	 
	***
	***
	***
	***
	***

	Dec-2014
	2
	***
	37037, 37045
	***
	 
	***
	***
	***
	***
	***

	Dec-2014
	2
	***
	42529, 42530
	***
	 
	***
	***
	***
	***
	***

	Dec-2014
	2
	***
	42524, 35973
	***
	 
	***
	***
	***
	***
	***

	Jan-2015
	2
	***
	36899, 42535
	***
	 
	***
	***
	***
	***
	***

	Feb-2015
	3
	***
	36901, 36654, 36906
	***
	 
	***
	***
	***
	***
	***

	Mar-2015
	2
	***
	36902, 36936
	***
	 
	***
	***
	***
	***
	***

	Apr-2015
	2
	***
	36649, 36652
	***
	 
	***
	***
	***
	***
	***

	May-2015
	2
	***
	36903, 36657
	***
	 
	***
	***
	***
	***
	***

	Jun-2015
	2
	***
	36655, 36656
	***
	 
	***
	***
	***
	***
	***

	Nov-2015
	3
	***
	36937, 36715, 36940
	***
	 
	***
	***
	***
	***
	***

	Dec-2015
	3
	***
	36941, 36734, 35976
	***
	 
	***
	***
	***
	***
	***

	Jan-2016
	2
	***
	36650, 36735
	***
	 
	***
	***
	***
	***
	***

	Feb-2016
	3
	***
	36904, 36932, 36737
	***
	 
	***
	***
	***
	***
	***

	Mar-2016
	2
	***
	36651, 36738
	***
	 
	***
	***
	***
	***
	***

	Apr-2016
	1
	***
	36653
	***
	 
	***
	***
	***
	***
	***

	May-2016
	5
	***
	36658, 36939, 33937, 36938,36723
	***
	 
	***
	***
	***
	***
	***

	Jun-2016
	1
	***
	36916
	***
	 
	***
	***
	***
	***
	***

	Jul-2016
	3
	***
	36921, 36945, 33942
	***
	 
	***
	***
	***
	***
	***

	Aug-2016
	4
	***
	36678, 36661, 35965, 36728
	***
	 
	***
	***
	***
	***
	***

	Sep-2016
	4
	***
	36977, 36923, 41530, 36666
	***
	 
	***
	***
	***
	***
	***

	Oct-2016
	2
	***
	38812, 38813
	***
	 
	***
	***
	***
	***
	***

	Nov-2016
	3
	***
	36670, 38814, 41531
	***
	 
	***
	***
	***
	***
	***

	Nov-2016
	2
	***
	36925, 36944
	***
	 
	***
	***
	***
	***
	***

	Dec-2016
	1
	***
	38816
	***
	 
	***
	***
	***
	***
	***

	Dec-2016
	3
	***
	36975, 36943, 36976
	***
	 
	***
	***
	***
	***
	***

	Jan-2017
	2
	***
	42532, 36910
	***
	 
	***
	***
	***
	***
	***

	Feb-2017
	3
	***
	36969, 36970, 36922
	***
	 
	***
	***
	***
	***
	***

	Mar-2017
	3
	***
	36972, 36949, 36946
	***
	 
	***
	***
	***
	***
	***

	
			
	SWA-PA-01810
	 
	SA-100

	63879 63887 64110 64111 66379 68788 70150 73631 82233 88233 93899
	Boeing Proprietary
	Page 2 

	
	
	Table 1c to

	Purchase Agreement No. PA-01810

	Aircraft Delivery, Description, Price and Advance Payments

	Block 800LUV Aircraft (non-ETOPS Configuration)

	
											
	

Delivery

Date
	

Number of

Aircraft
	

Escalation

Factor

(Airframe)
	

Aircraft

Serial

Number

 
	

Escalation

Forecast

	

Sub-Block

Note 2
	

Escalation Estimate

Adv Payment Base

Price Per A/P
	Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):

	

At Signing

***
	

24 Mos.

***
	

21/18/12/9/6 Mos.

***
	

Total

***

	Mar-2017
	1
	***
	36927
	***
	 
	***
	***
	***
	***
	***

	Apr-2017
	1
	***
	36974
	***
	 
	***
	***
	***
	***
	***

	Jun-2017
	1
	***
	42534
	***
	 
	***
	***
	***
	***
	***

	Aug-2017
	1
	***
	36926
	***
	 
	***
	***
	***
	***
	***

	Oct-2017
	2
	***
	36951, 36968
	***
	 
	***
	***
	***
	***
	***

	Feb-2018
	2
	***
	42545, 42533
	***
	 
	***
	***
	***
	***
	***

	Mar-2018
	1
	***
	36928
	***
	 
	***
	***
	***
	***
	***

	Apr-2018
	2
	***
	36952, 36954
	***
	 
	***
	***
	***
	***
	***

	May-2018
	1
	***
	36957
	***
	 
	***
	***
	***
	***
	***

	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 

	Total:
	117
	 
	 
	 
	 
	 
	 
	 
	 
	 

	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 

	Notes:
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 

	1)  ***
	 
	 
	 
	 
	 
	 
	 
	 
	 

	2)  The sub-block identifier is used to denote applicability of certain business terms as referenced in Letter Agreement SWA-PA-1810-LA-1105888R4 to the Purchase Agreement.

	3) ***
	 
	 
	 
	 
	 
	 
	 
	 
	 

	
			
	SWA-PA-01810
	 
	SA-100

	63879 63887 64110 64111 66379 68788 70150 73631 82233 88233 93899
	Boeing Proprietary
	Page 3 

	
	
	Table 1d to

	Purchase Agreement No. PA-01810

	Aircraft Delivery, Description, Price and Advance Payments

	Block 800LUV Aircraft (non-ETOPS Configuration)

	
										
	Airframe Model/MTOW: 737-800
	174,200 pounds
	Detail Specification:
	D019A001SWA38 (1/9/2015)

	 
	 
	 
	 
	 
	 

	Engine Model/Thrust: CFM56-7B27
	27,300 pounds
	Airframe Price Base Year/Escalation  Formula:
	Jul-11
	 
	ECI-MFG/CPI

	 
	 
	 
	 
	 
	 
	 
	 

	Airframe Price:
	***
	 
	 
	Engine Price Base Year/Escalation  Formula:
	N/A
	 
	N/A

	 
	 
	 
	 
	 
	 
	 
	 

	Optional Features:
	 ***
	 
	 
	 
	 
	 
	 

	 
	 
	 
	 
	 
	 
	 
	 

	Sub-Total of Airframe and Features:
	***
	 
	 
	Airframe Escalation Data:
	 
	 
	 

	 
	 
	 
	 
	 
	 
	 
	 
	 

	Engine Price (Per Aircraft):
	 
	***
	 
	Base Year Index (ECI):
	 
	***
	 

	 
	 
	 
	 
	 
	 
	 
	 

	Aircraft Basic Price (Excluding BFE/SPE):
	 ***
	 
	 
	Base Year Index (CPI):
	 
	***
	 

	 
	 
	 
	 
	 
	 
	 
	 

	Buyer Furnished Equipment (BFE) Estimate:
	***
	***
	 
	 
	 
	 
	 

	 
	 
	 
	 
	 
	 
	 
	 

	Seller Purchased Equipment (SPE) Estimate:
	 
	 
	 
	 
	 

	 
	 
	 
	 
	 
	 

	Deposit per Exercised Option Aircraft (OPEX): $100,000
	 
	 
	 
	 
	 

	
											
	

Delivery

Date
	

Number of

Aircraft
	

Escalation

Factor

(Airframe)
	

Aircraft

Serial

Number
	

Escalation

Forecast
	 
	

Escalation Estimate

Adv Payment Base

Price Per A/P
	Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):

	

At Signing

***
	

24 Mos.

***
	

21/18/12/9/6 Mos.

***
	

Total

***

	Dec-2016
	2
	***
	63593, 63594
	***
	OPEX
	***
	***
	***
	***
	***

	May-2017
	1
	***
	63592
	***
	OPEX
	***
	***
	***
	***
	***

	May-2017
	1
	***
	63575
	***
	 
	***
	***
	***
	***
	***

	May-2017
	1
	***
	63576
	***
	 
	***
	***
	***
	***
	***

	Jun-2017
	2
	***
	63577, 63578
	***
	 
	***
	***
	***
	***
	***

	Jun-2017
	3
	***
	63596, 63595,
63598
	***
	OPEX
	***
	***
	***
	***
	***

	Jun-2017
	2
	***
	63571, 63586
	***
	 
	***
	***
	***
	***
	***

	Jul-2017
	1
	***
	63581
	***
	 
	***
	***
	***
	***
	***

	Jul-2017
	1
	***
	63599
	***
	OPEX
	***
	***
	***
	***
	***

	Aug-2017
	1
	***
	63587
	***
	 
	***
	***
	***
	***
	***

	Aug-2017
	2
	***
	63573, 63574
	***
	 
	***
	***
	***
	***
	***

	Sep-2017
	1
	***
	63572
	***
	 
	***
	***
	***
	***
	***

	
			
	 
	 
	SA-100

	SWA-PA-01810  82233 / 88233 / 93899
	Boeing Proprietary
	Page 1

	
	
	Table 1d to

	Purchase Agreement No. PA-01810

	Aircraft Delivery, Description, Price and Advance Payments

	Block 800LUV Aircraft (non-ETOPS Configuration)

	
											
	

Delivery

Date
	

Number of

Aircraft
	

Escalation

Factor

(Airframe)
	

Aircraft

Serial

Number
	

Escalation

Forecast
	 
	

Escalation Estimate

Adv Payment Base

Price Per A/P
	Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):

	

At Signing

***
	

24 Mos.

***
	

21/18/12/9/6 Mos.

***
	

Total

***

	Oct-2017
	1
	***
	63579
	***
	 
	***
	***
	***
	***
	***

	Oct-2017
	1
	***
	63597
	***
	OPEX
	***
	***
	***
	***
	***

	Nov-2017
	1
	***
	63580
	***
	 
	***
	***
	***
	***
	***

	Dec-2017
	2
	***
	63582, 63583
	***
	 
	***
	***
	***
	***
	***

	Dec-2017
	4
	***
	63600, 63601,
63602, 36993
	***
	OPEX
	***
	***
	***
	***
	***

	Jan-2018
	1
	***
	64115
	***
	OPEX
	***
	***
	***
	***
	***

	Jan-2018
	2
	***
	63584, 63585
	***
	 
	***
	***
	***
	***
	***

	Feb-2018
	2
	***
	64171, 64172
	***
	OPEX
	***
	***
	***
	***
	***

	Mar-2018
	1
	***
	64174
	***
	OPEX
	***
	***
	***
	***
	***

	Apr-2018
	1
	***
	64248
	***
	OPEX
	***
	***
	***
	***
	***

	May-2018
	2
	***
	63588, 63589
	***
	 
	***
	***
	***
	***
	***

	May-2018
	2
	***
	64251, 64250
	***
	OPEX
	***
	***
	***
	***
	***

	Jun-2018
	2
	***
	63590, 63591
	***
	 
	***
	***
	***
	***
	***

	Jun-2018
	2
	***
	64350, 64349
	***
	OPEX
	***
	***
	***
	***
	***

	Jul-2018
	2
	***
	64347, 64348
	***
	OPEX
	***
	***
	***
	***
	***

	

Total:
	 
	

44
	 
	 
	 
	 
	 
	 
	 
	 

	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 

	Notes:
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 

	1) ***
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 

	
			
	 
	 
	SA-100

	SWA-PA-01810  82233 / 88233 / 93899
	Boeing Proprietary
	Page 2

	
	
	Attachment B To

	Letter Agreement SWA-PA-1810-LA-1105884R2

	Option Aircraft Delivery, Description, Price and Advance Payments

	
												
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 

	Airframe Model/MTOW:
	737-800
	174,200 pounds
	Detail Specification:
	D019A001SWA38 (1/9/2015)

	 
	 
	 
	 
	 
	 
	 

	Engine Model/Thrust: 
	CFM56-7B27
	27,300 pounds
	Airframe Price Base Year/Escalation  Formula:
	Jul-11
	 
	ECI-MFG/CPI

	 
	 
	 
	 
	 
	 

	Airframe Price:
	***
	 
	 
	 
	Engine Price Base Year/Escalation  Formula:
	N/A
	 
	N/A

	 
	 
	 
	 
	 
	 

	Optional Features Estimate:
	***
	 
	 
	 
	 
	 
	 
	 

	 
	 
	 
	 
	 
	 

	Sub-Total of Airframe and Features:
	***
	 
	 
	 
	Airframe Escalation Data:
	 
	 
	 

	 
	 
	 
	 
	 
	 
	 
	 
	 

	Engine Price (Per Aircraft):
	 
	***
	 
	Base Year Index (ECI):
	 
	***
	 
	 

	 
	 
	 
	 
	 
	 
	 
	 

	Aircraft Basic Price (Excluding BFE/SPE):
	***
	 
	 
	 
	Base Year Index (CPI):
	 
	***
	 
	 

	 
	 
	 
	 
	 
	 
	 

	Buyer Furnished Equipment (BFE) Estimate:
	***
	 
	 
	 
	 
	 
	 
	 

	 
	 
	 
	 
	 
	 

	Seller Purchased Equipment (SPE) Estimate:
	 
	***
	 
	 
	 
	 
	 
	 

	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 

	

Deposit per Aircraft:
	 
	 
	

***
	 
	 
	 
	 
	 
	 
	 
	 

	
									
	

Delivery

Date
	

Number of

Aircraft
	

Escalation

Factor

(Airframe)
	

Option

Exercise

Date
	

Escalation Estimate

Adv Payment Base

Price Per A/P
	Advance Payment Per Aircraft (Amts. Due/Mos. Prior to Delivery):

	

At Signing

***
	

24 Mos.

***
	

21/18/12/9/6 Mos.

***
	Total

***

	Aug-2018
	3
	***
	2/1/2017
	***
	***
	***
	***
	***

	Sep-2018
	1
	***
	3/1/17
	***
	***
	***
	***
	***

	Oct-2018
	1
	***
	4/1/17
	***
	***
	***
	***
	***

	Nov-2018
	1
	***
	5/1/17
	***
	***
	***
	***
	***

	Dec-2018
	1
	***
	6/1/17
	***
	***
	***
	***
	***

	 
	 
	 
	 
	 
	 
	 
	 
	 

	Total:
	 
	7
	 
	 
	 
	 
	 
	 

	
			
	SWA-PA-01810  82233-1F.TXT
	 
	SA-100

	 
	BOEING PROPRIETARY
	Page 1

	
	
	Attachment A to SWA-PA-1810-LA1001315R4

	Page 1 of 2

	
													
	

***
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 

	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 

	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 

	Letter Agmt SWA-PA-1810-LA-1001315R4; paragraph 3.3

	 
	 

	No.
	 
	Model
	 
	Aircraft Block
	 
	MSN's
	 
	Current Delivery Mo.
	 
	Base Year
	 
	***

	1
	 
	737-700
	 
	T-W-2b
	 
	36962
	 
	July-11
	 
	1999
	 
	***

	2
	 
	737-700
	 
	T-W-2b
	 
	36963
	 
	July-11
	 
	1999
	 
	***

	3
	 
	737-700
	 
	T-W-2b
	 
	36965
	 
	August-11
	 
	1999
	 
	***

	4
	 
	737-700
	 
	T-W-2b
	 
	36967
	 
	October-11
	 
	1999
	 
	***

	5
	 
	737-800
	 
	800LUV
	 
	36980
	 
	March-12
	 
	2011
	 
	***

	6
	 
	737-800
	 
	800LUV
	 
	36983
	 
	April-12
	 
	2011
	 
	***

	7
	 
	737-800
	 
	800LUV
	 
	36985
	 
	May-12
	 
	2011
	 
	***

	8
	 
	737-800
	 
	800LUV
	 
	36987
	 
	May-12
	 
	2011
	 
	***

	9
	 
	737-800
	 
	800LUV
	 
	36990
	 
	July-12
	 
	2011
	 
	***

	10
	 
	737-800
	 
	800LUV
	 
	36992
	 
	August-12
	 
	2011
	 
	***

	11
	 
	737-800
	 
	800LUV
	 
	36994
	 
	September-12
	 
	2011
	 
	***

	12
	 
	737-800
	 
	800LUV
	 
	37003
	 
	November-12
	 
	2011
	 
	***

	13
	 
	737-800
	 
	800LUV
	 
	37009
	 
	December-12
	 
	2011
	 
	***

	14
	 
	737-800
	 
	800LUV
	 
	36973
	 
	March-13
	 
	2011
	 
	***

	15
	 
	737-800
	 
	800LUV
	 
	36998
	 
	March-13
	 
	2011
	 
	***

	16
	 
	737-800
	 
	800LUV
	 
	36908
	 
	April-13
	 
	2011
	 
	***

	17
	 
	737-800
	 
	800LUV
	 
	36933
	 
	September-13
	 
	2011
	 
	***

	18
	 
	737-800
	 
	800LUV
	 
	42526
	 
	November-13
	 
	2011
	 
	***

	19
	 
	737-800
	 
	800LUV
	 
	37004
	 
	March-14
	 
	2011
	 
	***

	20
	 
	737-800
	 
	800LUV
	 
	42521
	 
	May-14
	 
	2011
	 
	***

	21
	 
	737-800
	 
	800LUV
	 
	42522
	 
	June-14
	 
	2011
	 
	***

	22
	 
	737-800
	 
	800LUV
	 
	60082
	 
	June-14
	 
	2011
	 
	***

	23
	 
	737-800
	 
	800LUV
	 
	60083
	 
	June-14
	 
	2011
	 
	***

	24
	 
	737-800
	 
	800LUV
	 
	42523
	 
	June-14
	 
	2011
	 
	***

	25
	 
	737-800
	 
	800LUV
	 
	60084
	 
	July-14
	 
	2011
	 
	***

	26
	 
	737-800
	 
	800LUV
	 
	60085
	 
	July-14
	 
	2011
	 
	***

	27
	 
	737-800
	 
	800LUV
	 
	60086
	 
	July-14
	 
	2011
	 
	***

	28
	 
	737-800
	 
	800LUV
	 
	42524
	 
	December-14
	 
	2011
	 
	***

	29
	 
	737-800
	 
	800LUV
	 
	42525
	 
	August-14
	 
	2011
	 
	***

	30
	 
	737-800
	 
	800LUV
	 
	36935
	 
	August-14
	 
	2011
	 
	***

	31
	 
	737-800
	 
	800LUV
	 
	42527
	 
	September-14
	 
	2011
	 
	***

	32
	 
	737-800
	 
	800LUV
	 
	42528
	 
	August-14
	 
	2011
	 
	***

	33
	 
	737-800
	 
	800LUV
	 
	42531
	 
	September-14
	 
	2011
	 
	***

	34
	 
	737-800
	 
	800LUV
	 
	36909
	 
	September-14
	 
	2011
	 
	***

	35
	 
	737-800
	 
	800LUV
	 
	42529
	 
	December-14
	 
	2011
	 
	***

	36
	 
	737-800
	 
	800LUV
	 
	42530
	 
	December-14
	 
	2011
	 
	***

	37
	 
	737-800
	 
	800LUV
	 
	37045
	 
	December-14
	 
	2011
	 
	***

	38
	 
	737-800
	 
	800LUV
	 
	37037
	 
	December-14
	 
	2011
	 
	***

	39
	 
	737-800
	 
	800LUV
	 
	42535
	 
	January-15
	 
	2011
	 
	***

	40
	 
	737-800
	 
	800LUV
	 
	36940
	 
	November-15
	 
	2011
	 
	***

	41
	 
	737-800
	 
	800LUV
	 
	36938
	 
	May-16
	 
	2011
	 
	***

	42
	 
	737-800
	 
	800LUV
	 
	36939
	 
	May-16
	 
	2011
	 
	***

	43
	 
	737-800
	 
	800LUV
	 
	36945
	 
	July-16
	 
	2011
	 
	***

	44
	 
	737-800
	 
	800LUV
	 
	36977
	 
	September-16
	 
	2011
	 
	***

	45
	 
	737-800
	 
	800LUV
	 
	42532
	 
	January-17
	 
	2011
	 
	 

	46
	 
	737-800
	 
	800LUV
	 
	36910
	 
	January-17
	 
	2011
	 
	 

	47
	 
	737-800
	 
	800LUV
	 
	36970
	 
	February-17
	 
	2011
	 
	 

	48
	 
	737-800
	 
	800LUV
	 
	36969
	 
	February-17
	 
	2011
	 
	 

	
		
	BOEING PROPRIETARY
	SA-100

	
	
	Attachment A to SWA-PA-1810-LA1001315R4

	Page 2 of 2

	
													
	49
	 
	737-800
	 
	800LUV
	 
	36972
	 
	March-17
	 
	2011
	 
	 

	50
	 
	737-800
	 
	800LUV
	 
	36927
	 
	March-17
	 
	2011
	 
	^

	51
	 
	737-800
	 
	800LUV
	 
	36974
	 
	April-17
	 
	2011
	 
	 

	52
	 
	737-800
	 
	800LUV
	 
	36925
	 
	November-16
	 
	2011
	 
	*

	53
	 
	737-800
	 
	800LUV
	 
	36975
	 
	December-16
	 
	2011
	 
	*

	54
	 
	737-800
	 
	800LUV
	 
	36976
	 
	December-16
	 
	2011
	 
	*

	55
	 
	737-800
	 
	800LUV
	 
	36926
	 
	August-17
	 
	2011
	 
	&

	56
	 
	737-800
	 
	800LUV
	 
	42533
	 
	February-18
	 
	2011
	 
	 

	57
	 
	737-800
	 
	800LUV
	 
	42545
	 
	February-18
	 
	2011
	 
	 

	58
	 
	737-800
	 
	800LUV
	 
	42534
	 
	June-17
	 
	2011
	 
	&&

	59
	 
	737-800
	 
	800LUV
	 
	63592 +
	 
	May-17
	 
	2011
	 
	 

	60
	 
	737-800
	 
	800LUV
	 
	63593 +
	 
	December-16
	 
	2011
	 
	**

	61
	 
	737-800
	 
	800LUV
	 
	63594 +
	 
	December-16
	 
	2011
	 
	**

	62
	 
	737-800
	 
	800LUV
	 
	63595 +
	 
	June-17
	 
	2011
	 
	&&

* Accelerated in SA-92
** Accelerated in SA-93
& Accelerated in SA-94
&& Accelerated in SA-98
^ Accelerated in SA-100
+ MSN Identified in SA-94

	
		
	BOEING PROPRIETARY
	SA-100

	
	
	Attachment B to Exhibit E of PA 1810

BUYER FURNISHED EQUIPMENT VARIABLES

relating to

BOEING MODEL737-7H4 and 737-8H4 AIRCRAFT

This Attachment B to Exhibit E of Purchase Agreement No. 1810 contains supplier selection dates, preliminary on-dock dates and other requirements applicable to the 737-7H4 Aircraft and 737-8H4 Aircraft. 

		
	1.
	Supplier Selection for 737-8H4 Aircraft.

Buyer will select and notify Boeing of the suppliers and part numbers of the following BFE 
items by the following dates:

	
		
	Galley System
	March 1, 2011 Completed

	 
	 

	Galley Inserts
	March 1, 2011 Completed

	 
	 

	Seats (passenger)
	January 17, 2011 Completed

	 
	 

	Miscellaneous Emergency Equipment
	March 1, 2011 Completed

		
	2.
	Preliminary On-dock Dates for 737-7H4 Aircraft & 737-8H4 Aircraft.

For planning purposes, preliminary BFE on-dock dates are set forth below:

	
								
	 
	Preliminary On-Dock Dates
Month of Delivery

	Item

	Mar 2012 
	Apr 2012
	May 2012
	Jun-2012
	Jul 2012
	Aug 2012
	Sep 2012

	Seats
	1/23/2012
	2/21/2012
	3/22/2012
	4/20/2012
	5/22/2012
	6/21/2012
	7/23/2012

	Galleys/Furnishings
	1/16/2012
	2/14/2012
	3/15/2012
	4/13/2012
	5/15/2012
	6/14/2012
	7/16/2012

	Antennas & Mounting Equipment
	11/23/2011
	12/21/2011
	1/23/2012
	2/20/2012
	3/22/2012
	4/20/2012
	5/23/2012

	Avionics
	1/16/2012
	2/14/2012
	3/15/2012
	4/13/2012
	5/15/2012
	6/14/2012
	7/16/2012

	Cabin Systems Equipment
	1/16/2012
	2/14/2012
	3/15/2012
	4/13/2012
	5/15/2012
	6/14/2012
	7/16/2012

	
			
	Attachment B to Exhibit E of PA 1810
	SA-100

	 
	Page 1 

	 
	BOEING PROPRIETARY
	 

	
								
	Miscellaneous Emergency Equipment
	1/16/2012
	2/14/2012
	3/15/2012
	4/13/2012
	5/15/2012
	6/14/2012
	7/16/2012

	Textiles/Raw Material
	9/29/2011
	10/28/2011
	12/1/2011
	1/10/2012
	2/9/2012
	3/9/2012
	4/9/2012

	Cargo Systems
(Singe Aisle Programs)
	1/3/2012
	1/31/2012
	3/1/2012
	3/30/2012
	5/1/2012
	5/31/2012
	7/2/2012

	Provision Kits
(Single Aisle Programs)
	9/2/2011
	9/30/2011
	11/1/2011
	11/30/2011
	1/3/2012
	1/31/2012
	3/2/2012

	Radomes (Single Aisle Programs)
	12/16/2011
	1/13/2012
	2/15/2012
	3/13/2012
	4/16/2012
	5/14/2012
	6/15/2012

	
								
	 
	Preliminary On-Dock Dates
Month of Delivery

	 

	Item

	Oct  2012 
	Nov 2012
	Dec 2012
	Jan-2013
	Feb-2013
	Mar-2013
	Apr-2013

	Seats
	8/23/2012
	9/20/2012
	10/23/2012
	11/20/2012
	12/13/2012
	1/23/2013
	2/20/2013

	Galleys/Furnishings
	8/16/2012
	9/13/2012
	10/16/2012
	11/13/2012
	12/6/2012
	1/16/2013
	2/13/2013

	Antennas & Mounting Equipment
	6/22/2012
	7/20/2012
	8/23/2012
	9/20/2012
	10/12/2012
	11/21/2012
	12/20/2012

	Avionics
	8/16/2012
	9/13/2012
	10/16/2012
	11/13/2012
	12/6/2012
	1/16/2013
	2/13/2013

	Cabin Systems Equipment
	8/16/2012
	9/13/2012
	10/16/2012
	11/13/2012
	12/6/2012
	1/16/2013
	2/13/2013

	Miscellaneous Emergency Equipment
	8/16/2012
	9/13/2012
	10/16/2012
	11/13/2012
	12/6/2012
	1/16/2013
	2/13/2013

	Textiles/Raw Material
	5/10/2012
	6/7/2012
	7/11/2012
	8/8/2012
	8/29/2012
	10/1/2012
	10/29/2013

	Cargo Systems
(Singe Aisle Programs)
	8/2/2012
	8/30/2012
	10/2/2012
	10/30/2012
	11/21/2012
	1/2/2013
	1/30/2013

	Provision Kits
(Single Aisle Programs)
	4/2/2012
	4/30/2012
	6/1/2012
	6/29/2012
	7/20/2012
	9/4/2012
	10/1/2012

	Radomes (Single Aisle Programs)
	7/16/2012
	8/13/2012
	9/17/2012
	10/12/2012
	11/6/2012
	12/17/2012
	1/13/2013

	
								
	 
	Preliminary On-Dock Dates
Month of Delivery

	Item

	May-2013
	Jun-2013
	July 2013 
	Aug 2013
	Sep 2013
	Oct 2013
	Nov 2013

	Seats
	3/21/2013
	4/22/2013
	5/22/2013
	6/20/2013
	7/23/2013
	8/22/2013
	9/20/2013

	Galleys/Furnishings
	3/14/2013
	4/15/2013
	5/15/2013
	6/13/2013
	7/16/2013
	8/15/2013
	9/13/2013

	Antennas & Mounting Equipment
	1/21/2013
	2/22/2013
	3/22/2013
	4/19/2013
	5/23/2013
	6/21/2013
	7/19/2013

	Avionics
	3/14/2013
	4/15/2013
	5/15/2013
	6/13/2013
	7/16/2013
	8/15/2013
	9/13/2013

	Cabin Systems Equipment
	3/14/2013
	4/15/2013
	5/15/2013
	6/13/2013
	7/16/2013
	8/15/2013
	9/13/2013

	
			
	Attachment B to Exhibit E of PA 1810
	SA-100

	 
	Page 2 

	 
	BOEING PROPRIETARY
	 

	
								
	Miscellaneous Emergency Equipment
	3/14/2013
	4/15/2013
	5/15/2013
	6/13/2013
	7/16/2013
	8/15/2013
	9/13/2013

	Textiles/Raw Material
	11/29/2012
	1/9/2013
	2/8/2013
	4/5/2013
	4/9/2013
	5/9/2013
	6/7/2013

	Cargo Systems
(Singe Aisle Programs)
	3/1/2013
	4/1/2013
	5/1/2013
	5/30/2013
	7/2/2013
	8/1/2013
	8/30/2013

	Provision Kits
(Single Aisle Programs)
	11/1/2012
	12/3/2012
	1/2/2013
	1/30/2013
	3/1/2013
	4/1/2013
	4/30/2013

	Radomes (Single Aisle Programs)
	2/14/2013
	3/15/2013
	4/15/2013
	5/13/2013
	6/17/2013
	7/15/2013
	8/13/2013

	
								
	 
	Preliminary On-Dock Dates
Month of Delivery

	Item

	Dec 2013
	Jan 2014
	Feb 2014
	Mar-2014
	Apr 2014
	May 2014
	Jun 2014

	Seats
	10/23/2013
	11/19/2013
	12/13/2013
	1/23/2014
	2/20/2014
	3/21/2014
	4/22/2014

	Galleys/Furnishings
	10/16/2013
	11/12/2013
	12/6/2013
	1/16/2014
	2/13/2014
	3/14/2014
	4/15/2014

	Antennas & Mounting Equipment
	8/23/2013
	9/19/2013
	10/14/2013
	11/22/2013
	12/20/2013
	1/21/2014
	2/21/2014

	Avionics
	10/16/2013
	11/12/2013
	12/6/2013
	1/16/2014
	2/13/2014
	3/14/2014
	4/15/2014

	Cabin Systems Equipment
	10/16/2013
	11/12/2013
	12/6/2013
	1/16/2014
	2/13/2014
	3/14/2014
	4/15/2014

	Miscellaneous Emergency Equipment
	10/16/2013
	11/12/2013
	12/6/2013
	1/16/2014
	2/13/2014
	3/14/2014
	4/15/2014

	Textiles/Raw Material
	7/11/2013
	8/7/2013
	8/29/2013
	10/1/2013
	10/29/2013
	11/27/2013
	1/9/2014

	Cargo Systems
(Singe Aisle Programs)
	10/2/2013
	10/29/2013
	11/22/2013
	1/2/2014
	1/30/2014
	3/1/2014
	4/2/2014

	Provision Kits
(Single Aisle Programs)
	6/3/2013
	6/28/2013
	7/22/2013
	9/3/2013
	9/30/2013
	11/1/2013
	12/2/2013

	Radomes (Single Aisle Programs)
	10/11/2013
	10/11/2013
	11/6/2013
	12/16/2013
	1/13/2014
	2/14/2014
	3/14/2014

	
								
	 
	Preliminary On-Dock Dates
Month of Delivery

	Item

	Jul 2014
	Aug 2014
	Sep 2014
	Oct 2014
	Nov 2014
	Dec 2014
	Jan 2015

	Seats
	5/21/2014
	6/20/2014
	7/23/2014
	8/21/2014
	9/23/2014
	10/24/2014
	11/18/2014

	Galleys/Furnishings
	5/14/2014
	6/13/2014
	7/16/2014
	8/14/2014
	9/16/2014
	10/17/2014
	11/11/2014

	Antennas & Mounting Equipment
	3/21/2014
	6/13/2014
	5/23/2014
	6/20/2014
	7/23/2014
	8/25/2014
	9/18/2014

	Avionics
	5/14/2014
	4/21/2014
	7/16/2014
	8/14/2014
	9/16/2014
	10/17/2014
	11/11/2014

	Cabin Systems Equipment
	5/14/2014
	4/21/2014
	7/16/2014
	8/14/2014
	9/16/2014
	10/17/2014
	11/11/2014

	
			
	Attachment B to Exhibit E of PA 1810
	SA-100

	 
	Page 3 

	 
	BOEING PROPRIETARY
	 

	
								
	Miscellaneous Emergency Equipment
	5/14/2014
	4/21/2014
	7/16/2014
	8/14/2014
	9/16/2014
	10/17/2014
	11/11/2014

	Textiles/Raw Material
	2/7/2014
	3/10/2014
	4/9/2014
	5/8/2014
	6/10/2014
	7/14/2014
	8/6/2014

	Cargo Systems
(Singe Aisle Programs)
	5/1/2014
	5/30/2014
	7/2/2014
	7/31/2014
	9/2/2014
	10/3/2014
	10/28/2014

	Provision Kits
(Single Aisle Programs)
	1/2/2014
	1/30/2014
	3/3/2014
	3/31/2014
	5/2/2014
	8/4/2014
	6/27/2014

	Radomes (Single Aisle Programs)
	4/14/2014
	5/13/2014
	6/16/2014
	7/14/2014
	8/15/2014
	9/17/2014
	10/10/2014

	
							
	 
	Preliminary On-Dock Dates
Month of Delivery

	Item

	Feb 2015
	Mar 2015
	Apr 2015
	May 2015
	Jun 2015
	Jul 2015

	Seats
	12/15/2014
	1/22/2015
	2/19/2015
	3/23/2015
	4/22/2015
	5/21/2015

	Galleys/Furnishings
	12/8/2014
	1/15/2015
	2/12/2015
	3/16/2015
	4/15/2015
	5/14/2015

	Antennas & Mounting Equipment
	10/15/2014
	11/21/2014
	12/19/2014
	1/23/2015
	2/23/2015
	3/20/2015

	Avionics
	12/8/2014
	1/15/2015
	2/12/2015
	3/16/2015
	4/15/2015
	3/13/2015

	Cabin Systems Equipment
	12/8/2014
	1/15/2015
	2/12/2015
	3/16/2015
	4/15/2015
	5/14/2015

	Miscellaneous Emergency Equipment
	12/8/2014
	1/15/2015
	2/12/2015
	3/16/2015
	4/15/2015
	5/14/2015

	Textiles/Raw Material
	8/29/2014
	11/17/2014
	10/28/2014
	12/1/2014
	1/9/2015
	5/14/2015

	Cargo Systems
(Singe Aisle Programs)
	11/24/2014
	1/2/2015
	1/29/2015
	3/2/2015
	4/1/2015
	4/30/2015

	Provision Kits
(Single Aisle Programs)
	7/24/2014
	9/2/2014
	9/29/2014
	11/2/2015
	12/1/2014
	12/23/2014

	Radomes (Single Aisle Programs)
	11/7/2014
	12/15/2014
	1/12/2015
	2/16/2015
	3/16/2015
	4/14/2015

	
							
	 
	Preliminary On-Dock Dates
Month of Delivery

	Item

	Aug 2015
	Sep 2015
	Oct 2015
	Nov 2015
	Dec 2015
	Jan 2016

	Seats
	6/22/2015
	7/23/2015
	8/21/2015
	9/22/2015
	10/22/2015
	11/18/2015

	Galleys/Furnishings
	6/15/2015
	7/16/2015
	8/14/2015
	9/15/2015
	10/15/2015
	11/11/2015

	Antennas & Mounting Equipment
	4/22/2015
	5/22/2015
	6/22/2015
	7/22/2015
	8/21/2015
	9/18/2016

	Avionics
	6/15/2015
	7/16/2015
	8/14/2015
	9/15/2015
	10/15/2015
	11/11/2015

	Cabin Systems Equipment
	6/15/2015
	7/16/2015
	8/14/2015
	9/15/2015
	10/15/2015
	11/11/2015

	
			
	Attachment B to Exhibit E of PA 1810
	SA-100

	 
	Page 4 

	 
	BOEING PROPRIETARY
	 

	
							
	Miscellaneous Emergency Equipment
	6/15/2015
	7/16/2015
	8/14/2015
	9/15/2015
	10/15/2015
	11/11/2015

	Textiles/Raw Material
	3/10/2015
	4/9/2015
	5/8/2015
	6/9/2015
	7/10/2015
	8/6/2015

	Cargo Systems
(Singe Aisle Programs)
	5/1/2015
	7/2/2015
	8/1/2015
	9/1/2015
	10/1/2015
	10/28/2015

	Provision Kits
(Single Aisle Programs)
	2/2/2015
	3/2/2015
	4/1/2015
	5/1/2015
	6/1/2015
	6/29/2015

	Radomes (Single Aisle Programs)
	5/15/2015
	6/16/2015
	7/14/2015
	8/14/2015
	9/15/2015
	10/12/2015

	
							
	 
	Preliminary On-Dock Dates
Month of Delivery

	Item

	Feb 2016
	Mar 2016
	Apr 2016
	May 2016
	Jun 2016
	Jul 2016

	Seats
	12/15/2015
	1/21/2016
	2/19/2016
	3/23/2016
	4/21/2016
	5/20/2016

	Galleys/Furnishings
	12/8/2015
	1/14/2016
	2/12/2016
	3/16/2016
	4/14/2016
	5/13/2016

	Antennas & Mounting Equipment
	10/15/2015
	11/20/2015
	12/18/2015
	1/22/2016
	2/22/2016
	3/21/2016

	Avionics
	12/8/2015
	1/14/2016
	2/12/2016
	3/16/2016
	4/14/2016
	5/13/2016

	Cabin Systems Equipment
	12/8/2015
	1/14/2016
	2/12/2016
	3/16/2016
	4/14/2016
	5/13/2016

	Miscellaneous Emergency Equipment
	12/8/2015
	1/14/2016
	2/12/2016
	3/16/2016
	4/14/2016
	5/13/2016

	Textiles/Raw Material
	8/31/2015
	9/29/2015
	10/28/2015
	12/2/2015
	1/11/2016
	2/9/2016

	Cargo Systems
(Singe Aisle Programs)
	11/24/2015
	12/23/2015
	1/29/2016
	3/2/2016
	3/31/2016
	4/29/2016

	Provision Kits
(Single Aisle Programs)
	7/24/2015
	8/24/2015
	9/29/2015
	11/2/2105
	12/1/2015
	12/23/2015

	Radomes (Single Aisle Programs)
	11/9/2015
	12/14/2015
	1/12/2016
	2/16/2016
	3/14/2016
	4/13/2016

	
							
	 
	Preliminary On-Dock Dates
Month of Delivery

	Item

	Aug 2016
	Sep 2016
	Oct 2016
	Nov 2016
	Dec 2016
	Jan 2017

	Seats
	6/22/2015
	7/21/2016
	8/23/2016
	9/22/2016
	10/21/2016
	11/18/2016

	Galleys/Furnishings
	6/15/2016
	7/14/2016
	8/16/2016
	9/15/2016
	10/14/2016
	11/11/2016

	Antennas & Mounting Equipment
	4/22/2016
	5/20/2016
	6/23/2016
	7/22/2016
	8/22/2106
	9/19/2016

	Avionics
	6/15/2016
	7/14/2016
	8/16/2016
	9/15/2016
	10/14/2016
	11/11/2016

	Cabin Systems Equipment
	6/15/2016
	7/14/2016
	8/16/2016
	9/15/2016
	10/14/2016
	11/11/2016

	
			
	Attachment B to Exhibit E of PA 1810
	SA-100

	 
	Page 5 

	 
	BOEING PROPRIETARY
	 

	
							
	Miscellaneous Emergency Equipment
	6/15/2016
	7/14/2016
	8/16/2016
	9/15/2016
	10/14/2016
	11/11/2016

	Textiles/Raw Material
	3/10/2016
	4/7/2016
	5/10/2016
	6/9/2016
	7/11/2016
	8/9/2016

	Cargo Systems
(Singe Aisle Programs)
	6/1/2016
	7/1/2016
	8/2/2016
	9/1/2016
	10/1/2016
	10/28/2016

	Provision Kits
(Single Aisle Programs)
	2/1/2016
	3/1/2016
	4/1/2016
	5/2/2016
	6/1/2016
	6/28/2016

	Radomes (Single Aisle Programs)
	5/16/2016
	5/13/2016
	7/15/2016
	8/15/2016
	9/14/2016
	10/11/2016

	
							
	 
	Preliminary On-Dock Dates
Month of Delivery

	Item

	Feb 2017
	Mar 2017
	Apr 2017
	May 2017
	Jun 2017
	Jul 2017

	Seats
	12/14/2016
	1/23/2017
	2/20/2017
	3/23/2017
	4/20/2017
	5/22/2017

	Galleys/Furnishings
	12/7/2016
	1/16/2017
	2/13/2017
	3/16/2017
	4/13/2017
	5/15/2017

	Antennas & Mounting Equipment
	10/14/2016
	11/23/2016
	12/20/2016
	1/23/2017
	2/20/2017
	3/22/2017

	Avionics
	12/7/2016
	1/16/2017
	2/13/2017
	3/16/2017
	4/13/2017
	5/15/2017

	Cabin Systems Equipment
	12/7/2016
	1/16/2017
	2/13/2017
	3/16/2017
	4/13/2017
	5/15/2017

	Miscellaneous Emergency Equipment
	12/7/2016
	1/16/2017
	2/13/2017
	3/16/2017
	4/13/2017
	5/15/2017

	Textiles/Raw Material
	8/30/2016
	9/29/2016
	10/27/2016
	12/1/2016
	1/9/2017
	2/8/2017

	Cargo Systems
(Singe Aisle Programs)
	11/23/2016
	1/3/2017
	1/30/2017
	3/2/2017
	3/30/3017
	5/1/2017

	Provision Kits
(Single Aisle Programs)
	7/22/2016
	9/2/2016
	9/30/2016
	11/2/2016
	11/30/2016
	1/3/2017

	Radomes (Single Aisle Programs)
	12/14/2016
	1/23/2017
	1/13/2017
	2/16/2017
	3/13/2017
	4/14/2017

	
							
	 
	Preliminary On-Dock Dates
Month of Delivery

	Item

	Aug 2017
	Sep 2017
	Oct 2017
	Nov 2017
	Dec 2017
	Jan 2018

	Seats
	6/22/2017
	6/22/2017
	8/23/2017
	9/21/2017
	10/23/2017
	11/13/17

	Galleys/Furnishings
	6/15/2017
	6/15/2017
	8/16/2017
	9/14/2017
	10/18/2017
	11/06/17

	Antennas & Mounting Equipment
	4/21/2017
	4/21/2017
	6/23/2017
	7/21/2017
	8/23/2017
	09/15/17

	Avionics
	6/15/2017
	6/15/2017
	8/16/2017
	9/14/2017
	10/18/2017
	11/06/17

	Cabin Systems Equipment
	6/15/2017
	6/15/2017
	8/16/2017
	9/14/2017
	10/182017
	11/06/17

	Miscellaneous
	6/15/2017
	6/15/2017
	8/16/2017
	9/14/2017
	10/18/2017
	11/06/17

	
			
	Attachment B to Exhibit E of PA 1810
	SA-100

	 
	Page 6 

	 
	BOEING PROPRIETARY
	 

	
							
	Emergency Equipment
	 
	 
	 
	 
	 
	 

	Textiles/Raw Material
	3/10/2017
	3/10/2017
	5/10/2017
	6/8/2017
	7/11/2017
	08/01/17

	Cargo Systems
(Singe Aisle Programs)
	6/1/2017
	6/1/2017
	8/2/2017
	8/31/2017
	10/4/2017
	10/23/17

	Provision Kits
(Single Aisle Programs)
	2/1/2017
	2/1/2017
	4/3/2017
	4/28/3017
	6/5/2017
	06/28/17

	Radomes (Single Aisle Programs)
	5/15/2017
	5/15/2017
	7/17/2017
	8/14/2017
	9/18/2017
	10/06/17

	
							
	 
	Preliminary On-Dock Dates
Month of Delivery

	Item

	Feb-18
	Mar-18
	Apr-18
	May-18
	Jun-18
	Jul-18

	Seats
	12/15/2017
	1/22/2018
	2/21/2018
	3/22/2018
	4/24/2018
	5/23/2018

	Galleys/Furnishings
	12/8/2017
	1/15/2018
	2/14/2018
	3/15/2018
	4/17/2018
	5/16/2018

	Antennas & Mounting Equipment
	10/17/2017
	11/14/2017
	12/18/2017
	1/24/2018
	2/26/2018
	3/27/2018

	Avionics
	12/8/2017
	1/15/2018
	2/14/2018
	3/15/2018
	4/17/2018
	5/16/2018

	Cabin Systems Equipment
	12/8/2017
	1/15/2018
	2/14/2018
	3/15/2018
	4/17/2018
	5/16/2018

	Miscellaneous Emergency Equipment
	12/8/2017
	1/15/2018
	2/14/2018
	3/15/2018
	4/17/2018
	5/16/2018

	Textiles/Raw Material
	8/31/2017
	9/29/2017
	10/31/2017
	12/1/2017
	1/11/2018
	2/9/2018

	Cargo Systems
(Singe Aisle Programs)
	11/22/2017
	12/22/2017
	1/31/2018
	3/1/2018
	4/3/2018
	5/2/2018

	Provision Kits
(Single Aisle Programs)
	7/31/2017
	8/28/2017
	9/28/2017
	10/27/2017
	12/1/2017
	1/9/2018

	Radomes (Single Aisle Programs)
	11/7/2017
	12/7/2017
	1/16/2018
	2/14/2018
	3/19/2018
	4/17/2018

		
	3.
	Additional Delivery Requirements - Import.

Buyer will be the “importer of record” (as defined by the U.S. Customs and Border Protection) for all BFE imported into the United States, and as such, it has the responsibility to ensure all of Buyer’s BFE shipments comply with U.S. Customs Service regulations.  In the event Buyer requests Boeing, in writing, to act as importer of record for Buyer’s BFE, and Boeing agrees to such request,  Buyer is responsible for ensuring Boeing can comply with all U.S. Customs Import Regulations by making certain that, at the time of shipment, all BFE shipments comply with the requirements in the “International Shipment Routing Instructions”, including the Customs Trade Partnership Against Terrorism (C-TPAT), as set out on the Boeing website referenced below.  Buyer agrees to include the International Shipment Routing Instructions, including C-TPAT requirements, in each contract between Buyer and BFE supplier.

http://www.boeing.com/companyoffices/doingbiz/supplier_portal/index_general.html

	
			
	Attachment B to Exhibit E of PA 1810
	SA-100

	 
	Page 7 

	 
	BOEING PROPRIETARY

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