Document:

Blueprint

  Exhibit
4.1

 

AMENDMENT NO. 1 TO REGISTRATION PURCHASE AGREEMENT

 

This Amendment No. 1 dated as of February 5, 2018 (this
“Amendment”)
by and between Cellular Biomedicine Group, Inc., a Delaware
corporation (the “Company”)
and Wealth Map Holdings Limited, Earls Mill Limited, and
Bosun S. Hau (each an “Investor” and
together the “Investors”)
amends that certain Registration
Rights Agreement dated as of January 30, 2018 between the Company
and the Investors (the “Registration Rights
Agreement”). Capitalized
terms used but not otherwise defined herein shall have the meanings
ascribed to them in the Share Purchase
Agreement.

 

 

WHEREAS, the
parties wish to amend the Registration Rights Agreement to add Rui
Zhang as an Investor.

 

NOW
THEREFORE, in consideration of the premises, the mutual agreements
contained herein and other good and valuable consideration, the
receipt and adequacy of which are hereby acknowledged, the
undersigned agree as follows:

 

1.  The first
Whereas clause of the Registration Rights Agreement shall be
deleted in its entirety and replaced with the
following:

 

WHEREAS, the
Investors have, pursuant to that certain Securities Purchase
Agreement, dated as of January 30, 2018, between the Company and
the Investors (the “Purchase
Agreement”), and amended as of February 1, 2018,
agreed to purchase the Securities, subject to the terms and
conditions set forth therein; and

 

 

2. To the extent any
other provisions of the Registration Rights Agreement need to be
amended to properly reflect the revisions set forth above, such
provisions are hereby so amended.

 

3. Except as modified
and amended herein, all of the terms and conditions of the
Registration Rights Agreement shall remain in full force and
effect.

 

4. This Amendment may
be executed in one or more counterparts (including facsimile
counterparts), each of which shall, for all purposes, be deemed an
original and all of such counterparts, taken together, shall
constitute one and the same Amendment.

 

5. This Amendment and
the rights of the parties hereto shall be interpreted in accordance
with the laws of the State of New York, without giving effect to
principles of conflict of laws.

 

[SIGNATURE
PAGE FOLLOWS]

 

 

 

 

IN
WITNESS WHEREOF, the parties have executed this Registration Rights
Agreement as of the date first written above.

 

 

 

	
 

	

CELLULAR
BIOMEDICINE GROUP, INC.

	
 

	

By: /s/
Bizuo (Tony) Liu

	
 

	

Name:
Bizuo (Tony) Liu

	
 

	

Title:
Chief Executive Officer

 

 

 

 

 

IN
WITNESS WHEREOF, the parties have executed or caused this Agreement
to be executed as of the date first written above.

 

 

INVESTOR:

 

WEALTH
MAP HOLDINGS LIMITED, A BVI COMPANY

 

 

By: /s/ James Xiao Dong
Liu

 

Name: James Xiao Dong
Liu     

 

Title: Director                     

 

 

Address: c/o Unit
2006-08

20/F
Harbour Centre, 25 Harbour Road

Wan
Chai, Hong Kong

 

Email:
jamesliu@sailing-capital.com

 

 

 

 

IN
WITNESS WHEREOF, the parties have executed or caused this Agreement
to be executed as of the date first written above.

 

 

INVESTOR:

 

EARLS
MILL LIMITED, A BVI COMPANY

 

 

By:
/s/ James Xiao Dong
Liu

 

Name: James Xiao Dong
Liu                  

 

Title: Director          

 

 

Address: c/o Unit
2006-08

20/F
Harbour Centre, 25 Harbour Road

Wan
Chai, Hong Kong

 

Email:
jamesliu@sailing-capital.com

 

 

 

 

IN
WITNESS WHEREOF, the parties have executed or caused this Agreement
to be executed as of the date first written above.

 

 

INVESTOR:

 

 

/s/ Bosun S.
Hau          

Bosun
S. Hau

 

 

 

 

 

 

 

 

 

IN
WITNESS WHEREOF, the parties have executed or caused this Agreement
to be executed as of the date first written above.

 

 

INVESTOR:

 

 

/s/ Rui Zhang     
     
    

Rui
ZhangBlueprint

  Exhibit 10.1

 

AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT

 

This Amendment No. 1 dated as of February 5, 2018
(this “Amendment”)
by and between Cellular Biomedicine Group, Inc., a Delaware
corporation (the “Company”)
and Wealth Map Holdings Limited, Earls Mill Limited, Bosun
S. Hau and Rui Zhang (each, a “Purchaser” and together, the
“Purchasers”),
amends that certain Securities
Purchase Agreement dated as of January 30, 2018 between the Company
and the Purchasers (the “Securities Purchase
Agreement”). Capitalized
terms used but not otherwise defined herein shall have the meanings
ascribed to them in the Securities Purchase
Agreement.

 

WHEREAS, the
parties wish to amend the Securities Purchase Agreement to increase
the aggregate number of shares of Common Stock to be sold and
purchased as currently set forth in the Securities Purchase
Agreement.

 

WHEREAS, the
parties wish to amend the Securities Purchase Agreement to add Rui
Zhang as an additional Purchaser.

 

WHEREAS, the
Company desires to issue and sell to the Purchasers pursuant to
this Agreement, and each Purchaser, severally, desires to purchase
from the Company the aggregate number of shares of Common Stock as
is set forth opposite its name in Exhibit A hereto;

 

 

NOW
THEREFORE, in consideration of the premises, the mutual agreements
contained herein and other good and valuable consideration, the
receipt and adequacy of which are hereby acknowledged, the
undersigned agree as follows:

 

1.  The first
Whereas clause of the Securities Purchase Agreement shall be
deleted in its entirety and replaced with the
following:

 

WHEREAS, the
Company has authorized the issuance of 1,719,324 shares of common
stock, par value $0.001 per share, of the Company (the
“Common
Stock”);

 

2.   Rui
Zhang, severally for himself, and not jointly with the other
Purchasers, represents and warrants to the Company each of the
representations and warranties set forth in Article 4 of the
Securities Purchase Agreement as of the date hereof

 

 

3. To the extent any
other provisions of the Securities Purchase Agreement need to be
amended to properly reflect the revisions set forth above, such
provisions are hereby so amended.

 

4. Except as modified
and amended herein, all of the terms and conditions of the
Securities Purchase Agreement shall remain in full force and
effect.

 

 

 

 

 

5. This Amendment may
be executed in one or more counterparts (including facsimile
counterparts), each of which shall, for all purposes, be deemed an
original and all of such counterparts, taken together, shall
constitute one and the same Amendment.

 

6. This Amendment and
the rights of the parties hereto shall be interpreted in accordance
with the laws of the State of New York, without giving effect to
principles of conflict of laws.

 

[SIGNATURE
PAGE FOLLOWS]

 

 

 

 

 

 

 

 

 

 

IN
WITNESS WHEREOF, the parties hereto have executed this Agreement as
of the day and year first above written.

 

	
 

	

COMPANY:

CELLULAR
BIOMEDICINE GROUP, INC.

By:

/s/ Bizuo (Tony)
Liu                                

Name: Bizuo (Tony)
Liu

Title: Chief
Executive Officer

 

 

 

 

 

[Signature Page to Common Stock Purchase Agreement]

 

 

IN
WITNESS WHEREOF, the parties hereto have executed this Agreement as
of the day and year first above written.

 

PURCHASER:

 

WEALTH
MAP HOLDINGS LIMITED, A BVI COMPANY

 

 

By: /s/ James Xiao Dong
Liu              

 

Name: James Xiao Dong
Liu                          

 

Title: Director                 

 

 

Address: c/o Unit
2006-08

20/F
Harbour Centre, 25 Harbour Road

Wan
Chai, Hong Kong

 

Email:
jamesliu@sailing-capital.com

 

 

[Signature Page to Common Stock Purchase Agreement]

 

 

IN
WITNESS WHEREOF, the parties hereto have executed this Agreement as
of the day and year first above written.

 

PURCHASER:

 

EARLS
MILL LIMITED, A BVI COMPANY

 

 

By: /s/ James Xiao Dong
Liu                

 

Name: James Xiao Dong
Liu      

 

Title: Director               

 

 

Address: c/o Unit
2006-08

20/F
Harbour Centre, 25 Harbour Road

Wan
Chai, Hong Kong

 

Email:
jamesliu@sailing-capital.com

 

 

[Signature Page to Common Stock Purchase Agreement]

 

IN
WITNESS WHEREOF, the parties hereto have executed this Agreement as
of the day and year first above written.

 

PURCHASER:

 

 

/s/ Bosun S.
Hau                       

Bosun
S. Hau

 

 

 

 

[Signature Page to Common Stock Purchase Agreement]

 

 

 

IN
WITNESS WHEREOF, the parties hereto have executed this Agreement as
of the day and year first above written.

 

 

PURCHASER:

 

/s/ Rui Zhang__________________

Rui
Zhang

 

 

[Signature Page to Common Stock Purchase Agreement]

 

 

EXHIBIT A

PURCHASERS

 

	

Purchaser Name and Address

	

Purchase Price per Share

	

Aggregate Number of Shares of Common Stock to be
Purchased

	

Aggregate Purchase Price

	
 

	
 

	
 

	
 

	

Wealth
Map Holdings Limited, a BVI Company

c/o
Unit 2006-08

20/F
Harbour Centre, 25 Harbour Road

Wan
Chai, Hong Kong

Email:
jamesliu@sailing-capital.com

	

$17.80

	

1,404,494

	

$24,999,993.20

	
 

	
 

	
 

	
 

	

Earls
Mill Limited, a BVI Company

c/o
Unit 2006-08

20/F
Harbour Centre, 25 Harbour Road

Wan
Chai, Hong Kong

Email:
jamesliu@sailing-capital.com

	

$17.80

	

308,426

	

$5,489,982.80

	
 

	
 

	
 

	
 

	

Bosun
S. Hau

c/o
Unit 2006-08

20/F
Harbour Centre, 25 Harbour Road

Wan
Chai, Hong Kong

Email:
bosunhau@sailing-capital.com

	

$17.80

	

1,404

	

$24,991.20

	
 

	
 

	
 

	
 

	

Rui Zhang1002 Tower One, #171Lane 1038 Huashan Road,

Shanghai, China

Email: rzhanghk@hotmail.com

	

$17.80

	

5,000

	

$89,000

	
 

	
 

	
 

	
 

	

TOTAL:

	
 

	

1,719,324

	

$30,603,967.20

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