Document:

Sixth Amendment to the Credit Agreement dated 1/11/07

 Exhibit 10(z)(6) 
 EXECUTION COPY 
 SIXTH AMENDMENT TO 
 AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT 
 This Sixth Amendment to
Amended and Restated Revolving Credit Agreement (this “Amendment”) is entered into as of January 19, 2007 (the “Effective Date”) by and among (i) Richardson Electronics, Ltd., a Delaware corporation (the
“US-Borrower”), (ii) Burtek Systems Corp., a Nova Scotia ULC and successor by amalgamation to Burtek Systems Inc., a Canadian corporation, Richardson Electronics Canada, Ltd., a Canadian corporation (each a
“Canada-Borrower”, and collectively, the “Canada-Borrowers”); (iii) Richardson Electronics Limited, an English limited liability company (the “UK-Borrower”); (iv) RESA, SNC, a French
partnership, Richardson Electronique SNC, a French partnership, Richardson Electronics Iberica, S.A., a Spanish corporation, Richardson Electronics GmbH, a German limited liability company, Richardson Electronics Benelux B.V., a Dutch private
limited liability company (each a “Euro-Borrower” and collectively, the “Euro-Borrowers”), and (v) Richardson Electronics KK, a company organized under the laws of Japan (the “Japan-Borrower”)
(the US-Borrower, the Canada-Borrowers, the UK-Borrower, the Euro-Borrowers and the Japan-Borrower are collectively referred to as the “Borrowers”), the lenders party hereto (each, a “Lender” and collectively, the
“Lenders”), JP Morgan Bank, N.A., London Branch, as Eurocurrency Agent (the “Eurocurrency Agent”), JPMorgan Chase Bank, N.A., Toronto Branch as Canada Agent (the “Canada Agent”), JPMorgan Chase
Bank, N.A., through its International Banking Facility (IBF) Branch as Japan Agent (the “Japan Agent”) JPMorgan Chase Bank, N.A., successor by merger to Bank One, NA as administrative agent (in such capacity, the
“Administrative Agent”) (the Eurocurrency Agent, the Canada Agent, the Japan Agent and the Administrative Agent are collectively referred to as the “Funding Agents” and each individually a “Funding
Agent”). 
 RECITALS 
 WHEREAS, the Borrowers, the Lenders and the Funding Agents are parties to that certain Amended and Restated Revolving Credit Agreement dated as of October 29, 2004 (as amended from time to time, the
“Agreement”); 
 WHEREAS, the Borrowers, the Lenders and the Funding Agents desire to, among other things, amend the Credit
Agreement in order to accommodate (i) the establishment of certain global cash concentration and treasury management arrangements among the Borrowers and their Affiliates, (ii) the addition of Richardson Electronics Benelux B.V., a Dutch
private limited liability company as a US Borrower, (iii) the incurrence of certain Contingent Obligations for funds transfers made over the Automated Clearinghouse and other means and (iv) reduction of the Canada Facility in the
Equivalent Amount of US$7,500,000 and increase to the US Facility by the equivalent amount; 

 NOW, THEREFORE, in consideration of the premises and mutual covenants contained herein, the parties
hereto agree as follows: 
 1. Defined Terms. Capitalized terms used herein but not defined herein shall have the meanings ascribed thereto in
the Agreement, as amended hereby. 
  

	2.	Amendments. 

 (a) The following new
definitions are hereby added to Section 1.1 in the appropriate alphabetical order, as follows: 
 “Funds
Transfer Obligations” mean Indebtedness owing to JPMorgan Chase Bank, N.A. or is Affiliates for daylight exposure to (i) funds transfers made through the Automated Clearinghouse denominated solely in GBP, and (ii) negative
intraday account balances arising from payments in the form of funds transfers made automatically. As used in this definition, “daylight exposure” means exposure at any given time that is expected to be eliminated or offset by the end of
the same Business Day in which such exposure arises. 
 “Treasury Management Facilities” means the financial
accommodations in the form of intercompany loans extended by Richardson Electronics Benelux B.V. (sometimes referred to herein as “Cash Manager”) to certain of the Euro Borrowers and certain of their Affiliates (sometimes referred
to herein as the “Treasury Management Borrowers”) as evidenced by that certain Treasury Management and Subordinated Security Agreement by and among such Persons, as the same may be amended from time to time including, without
limitation, any accession by additional Affiliates as parties to said agreement. 
 “Treasury Management
Liens” means the Liens granted in favor of the Cash Manager by the Treasury Management Borrowers pursuant to the Treasury Management Facilities. 
 “Treasury Management Obligations” means in respect of any Person, Indebtedness arising under the Treasury Management Facilities. 
 (b) The definition of “US Borrower” contained in the preamble is hereby amended to include therein “Richardson Electronics Benelux B.V., a
Dutch private limited liability company.” 
 (c) The first paragraph of Section 2.22 is hereby deleted in its entirety and replaced
as follows: 
 Participation in Facilities Each Lender (hereinafter, each a Participating Lender”), by its acceptance
hereof, severally agrees to purchase, on the terms and conditions and at the times set forth in this Section 2.22, from any other applicable Lender (hereinafter each a “Selling Lender”) and each Selling Lender hereby
agrees to sell to each Participating Lender, an undivided percentage participating interest in outstanding Advances made under each Facility in which such Selling Lender has a Commitment, which participation shall be determined in proportion that
the ratio of each 

  

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Participating Lender’s Commitment under all Facilities bears to the Aggregate Commitment (hereinafter the “Participation Percentage”).
Upon (i) the occurrence of a Default and (except in the case of a Default described in Section 7.6 or 7.7 hereof), (a) the accrual of interest at rates applicable after Default as provided in Section 2.10
hereof, and (b) the acceleration of the maturity of the Obligations pursuant to Section 8.1 hereof, or (ii) any Selling Lender becoming required at any time to return to a Borrower or to a trustee, receiver, liquidator,
custodian or other Person any portion of any payment of any Advance, each Participating Lender shall, to the extent necessary, not later than the third Business Day after the date on which such Participating Lender receives written demand from the
Administrative Agent to such effect, if such demand is received before 11:00 a.m. (London time), pay to the applicable Funding Agent for the benefit of each applicable Selling Lender an amount equal to such Participating Lender’s Participation
Percentage of such unpaid or recaptured Advance, in the currency of such Advance so that, after giving effect to such adjustment, the outstanding principal amount of Advances of all applicable Lenders under the Facilities shall be pro rata
based on the Lenders’ Participation Percentages. Such purchase price shall be paid in the respective currencies of such outstanding Advances together with interest on such amount accrued from the date the related payment was due from such
Participating Lender to the date of such payment by the Participating Lender at a rate per annum equal to the Overnight Foreign Currency Rate. Each such Participating Lender shall thereafter be entitled to receive its Participation Percentage of
each payment received in respect of the relevant Advance and of interest and fees paid thereon from the date such Participating Lender funded to the Selling Lender its participation in such Advances. Each Borrower agrees that each Participating
Lender shall be entitled to the benefit of Article 3 hereof to the same extent as if it were a Lender and had acquired its interest by assignment pursuant to Section 12.3 hereof and such benefits shall extend to each
Participating Lender’s obligation to participate under this Section 2.22. 
 (d) Section 6.10 is hereby amended to add
the following two subsections (ix), (x) and (xi): 
 (ix) Treasury Management Obligations owing by any Treasury
Management Borrower to the Cash Manager not to exceed $5,000,000 per Treasury Management Borrower and $25,000,000 in the aggregate, in each case at any one time outstanding and in all events subordinated in right of payment to the Obligations in
form and substance satisfactory to the Lenders. 
 (x) Funds Transfer Obligations not in excess of Twenty Five Millions
Dollars ($25,000,000) at any one time outstanding. 
 (e) Section 6.13 is hereby amended to add a new subsection (viiii) thereto as
follows: 
 (viii) Investments made by the Cash Manager in any Treasury Management Borrower, in the form of intercompany
loans, not to exceed $5,000,000 per Treasury Management Borrower and $25,000,000 in the 

  

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aggregate, in each case at any one time outstanding and in each case subordinated in right of payment to the Obligations on terms and conditions acceptable
to the Lenders. 
 (f) Section 6.14 is hereby amended to add a new subsection (ix) thereto as follows: 
 (ix) Liens securing the Treasury Management Obligations subordinated in priority to the Liens securing the Obligations on terms and
conditions acceptable to the Lenders. 
 3. Change in Commitments. Upon the effectiveness of this Amendment, the Lenders and the Borrowers
hereby agree that the US Facility Commitment shall be increased by a Dollar Amount of $7,500,000 and the Canada Facility Commitment shall be reduced by the Equivalent Amount (or a substantially Equivalent Amount) of such sum. After giving effect to
such change in each Lender’s Commitment, each Lender’s Commitment in each Agreed Currency shall be as set forth in Annex I attached hereto and made a part hereof. 
 4. SSD Sale (a) In the event the US-Borrower or its Affiliate desires to sell substantially all the assets of its or their Burtek Systems Division (formerly known as the Security Systems Division)
(“SSD Burtek”), wherever located, including all of the capital stock or assets of SSD Burtek or Burtek Systems Corp. (the “SSD Sale”), such sale shall be completed not later than June 15, 2007 at a price and on
terms acceptable to the Administrative Agent. The SSD Sale will be conducted in full compliance with applicable law and the US-Borrower agrees to promptly provide to the Administrative Agent such documents (and, if requested by the Administrative
Agent, certified duplicates of executed copies thereof), representations and opinions as the Administrative Agent may reasonably request to evidence the terms of the SSD Sale and the compliance thereof with applicable law. The Lenders further
consent to the issuance by the buyer in the SSD Sale of notes in partial consideration for the SSD Sale, so long as the amount and terms thereof, together with the other terms of the SSD Sale, are acceptable to the Administrative Agent. Except to
the extent modified by the provision of this Section 4, all other terms and conditions applicable to the SSD Sale under the Agreement remain in full force and effect. 
 (b) Not more than 60 days after completion of the SSD Sale, the Borrowers and the Required Lenders will amend Sections 6.24, 6.25 and 6.26 of the
Agreement in connection with mutually agreeable financial covenants. The failure of the parties to reach mutually agreeable financial covenants and execute an amendment evidencing the same shall be a Default. 
 5. Effectiveness. This Amendment shall become effective when the Administrative Agent has received all of the following acknowledged to be satisfactory by
the Administrative Agent: 
 (a) This Amendment, executed by the requisite signatories; 
  

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 (b) A current certificate of incumbency in respect of each Borrower, certified by the Secretary or other
equivalent official of each Borrower indicating incumbent officers of each Borrower and showing specimen signatures therefor; 
 (c) A
certificate, signed by the chief financial officer of Richardson Electronics, Ltd. substantially in the form of Annex A attached hereto and made a part hereof, stating that on the date on which this Amendment becomes effective (the
“Effective Time”) (after giving effect to this Amendment) no Default or Unmatured Default has occurred and is continuing and further certifying that the representations and warranties contained in Article 5 of the Agreement are true
and correct on and as of the Effective Time; 
 (d) The representations and warranties contained in Section 6 of this Amendment shall be
true and correct in all material respects; and 
 (e) Such other documents, instruments, approvals (and, if requested by the Administrative
Agent, certified duplicates of executed copies thereof) or opinions as the Administrative Agent may reasonably request. 
 6. Representations and
Warranties. Each Borrower represents and warrants to the Lenders and Funding Agents (which representations and warranties shall become part of the representations and warranties made by such Borrower under the Agreement) that: 
 (a) The execution, delivery and performance of this Amendment has been duly authorized by all necessary action and will not require any consent or
approval of any person or entity, violate in any material respect any provision of any law, rule, regulation, order, writ, judgment, injunction, decree, determination or award presently in effect having applicability to it or constitute a default
under any indenture or loan or credit agreement or any other agreement, lease or instrument to which any Borrower is a party or by which it or its properties may be bound or affected; 
 (b) No consent, approval or authorization of or declaration or filing with any governmental authority or any non-governmental person or entity, including
without limitation, any creditor or partner of any Borrower is required on the part of such Borrower in connection with the execution, delivery and performance of this Amendment or the transactions contemplated thereby and the execution, delivery
and performance of this Amendment and the transactions contemplated hereby will not violate the terms of any contract or agreement to which such Borrower is a party; 
 (c) The Agreement, as amended hereby, is the legal, valid and binding obligation of each Borrower, enforceable against it in accordance with the terms thereof; 
 (d) The most recent financial statements of each Borrower delivered to the Lender are complete and accurate in all material respects and present fairly
the financial condition of such Borrowers as of such date in accordance with generally accepted accounting principles. There has been no adverse material change in the condition of the business, properties, operations or condition, financial or
otherwise, of any Borrower since the date of such financial statements. There are no material liabilities of any 

  

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Borrower, fixed or contingent, which are material but not reflected on such financial statements or in the notes thereto; and 
 (e) After giving effect to this Amendment and the transactions contemplated hereby, no Default or Event of Default has occurred or exists under the
Agreement as of the Effective Date hereof. 
 7. Acknowledgement and Reaffirmation. Each Borrower hereby ratifies and affirms all of the
obligations and undertakings contained in the Agreement and the Agreement remains in full force and effect in accordance with its terms. Each Borrower hereby acknowledges, agrees and affirms that each document and instrument securing or supporting
the obligations and indebtedness owing to the Lenders and Funding Agents prior to the date of this Amendment remains in full force and effect in accordance with its terms, and that such security and support remains in full force effect as to all
obligations under the Agreement. 
 8. Expenses. The Borrowers jointly and severally agree to pay and save the Lenders and Funding Agents
harmless from liability for the payment of all costs and expenses arising in connection with this Amendment, including the reasonable fees and expenses of Baker & McKenzie LLP, counsel to the Administrative Agent and certain of the Lenders,
in connection with the preparation and review of this Amendment and any related documents. 
 9. Governing Law. This Amendment shall be
governed by, and shall be construed and enforced in accordance with, the laws of the State of Illinois. 
 10. Counterparts; Facsimile. This
Amendment may be executed in one or more counterparts, each of which together shall constitute the same agreement. One or more counterparts of this Amendment may be delivered by facsimile, with the intention that such delivery shall have the same
effect as delivery of an original counterpart thereof. 
 [The remainder of this page has been left blank intentionally] 
  

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 IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed and delivered as of
the date first written above. 
  

			
	BORROWERS:
	
	RICHARDSON ELECTRONICS, LTD.
		
	BY: 	 	  
	TITLE: 	 	  
	
	BURTEK SYSTEMS CORP.
		
	BY: 	 	  
	TITLE: 	 	  
	
	RICHARDSON ELECTRONICS CANADA, LTD.
		
	BY: 	 	  
	TITLE: 	 	  
	
	RICHARDSON ELECTRONICS LIMITED
		
	BY: 	 	  
	TITLE: 	 	  
	
	RESA, SNC
		
	BY: 	 	  
	TITLE: 	 	  
	
	RICHARDSON ELECTRONIQUE SNC
		
	BY: 	 	  
	TITLE: 	 	  
	
	RICHARDSON ELECTRONICS IBERICA, S.A.
		
	BY: 	 	  
	TITLE: 	 	  

  

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	RICHARDSON ELECTRONICS GMBH
		
	BY: 	 	  
	TITLE: 	 	  
	
	RICHARDSON ELECTRONICS BENELUX B.V.
		
	BY: 	 	  
	TITLE: 	 	  
	
	RICHARDSON ELECTRONICS KK
		
	BY: 	 	  
	TITLE: 	 	  
	
	FUNDING AGENTS:
	
	JPMORGAN CHASE BANK, N.A.
		
	BY: 	 	  
	TITLE: 	 	  
	
	JP MORGAN CHASE BANK, N.A., London Branch
		
	BY: 	 	  
	TITLE: 	 	  
	
	JPMORGAN CHASE BANK, N.A., Toronto Branch
		
	BY: 	 	  
	TITLE: 	 	  

  

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	JPMORGAN CHASE BANK, N.A., through its International Banking Facility (IBF) Branch
		
	BY: 	 	  
	TITLE: 	 	  
	
	LENDERS:
	
	HARRIS N.A. (f/k/a HARRIS TRUST AND SAVINGS BANK)
		
	BY: 	 	  
	TITLE: 	 	  
	
	BANK OF MONTREAL, Toronto Branch
		
	BY: 	 	  
	TITLE: 	 	  
	
	BANK OF MONTREAL, London Branch
		
	BY: 	 	  
	Title: 	 	  
	
	 NATIONAL CITY BANK,
 Canada
Branch

		
	BY: 	 	  
	TITLE: 	 	  
	
	 NATIONAL CITY BANK, SUCCESSOR
 BY MERGER TO
NATIONAL CITY
 BANK OF THE MIDWEST

		
	BY: 	 	  
	TITLE: 	 	  

  

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	LASALLE BANK NATIONAL ASSOCIATION
		
	BY: 	 	  
	TITLE: 	 	  
	
	 LASALLE BUSINESS CREDIT, a division
 of ABN
AMRO Bank N.V., Canada Branch

		
	BY: 	 	  
	TITLE: 	 	  
	
	JPMORGAN CHASE BANK, N.A., London Branch
		
	BY: 	 	  
	TITLE: 	 	  
	
	JPMORGAN CHASE BANK, N.A., Toronto Branch
		
	BY: 	 	  
	TITLE: 	 	  
	
	JPMORGAN CHASE BANK, N.A.
		
	BY: 	 	  
	TITLE: 	 	  
	
	JP MORGAN EUROPE LIMITED
		
	BY: 	 	  
	TITLE: 	 	  
	
	 JPMORGAN CHASE BANK, N.A., through its
 International Banking Facility (IBF) Branch

		
	BY: 	 	  
	Title: 	 	  

  

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 ANNEX I 
  

																										
	 Bank
	  	US	  	%	 	 	CAD	  	%	 	 	GBP	  	%	 	 	EUR	  	%	 	 	JPY	  	%	 
	 Total Tranch
	  	77,500,000	  	—  	 	 	2,418,450	  	—  	 	 	4,500,000	  	—  	 	 	5,000,000	  	—  	 	 	300,000,000	  	—  	 
											
	 JPM
	  	23,295,000	  	30.06	%	 	586,450	  	24.25	%	 	1,245,000	  	27.67	%	 	5,000,000	  	100.00	%	 	300,000,000	  	100.00	%
	 Harris
	  	18,050,000	  	23.29	%	 	716,050	  	29.61	%	 	1,260,000	  	28.00	%	 	—  	  	0.00	%	 	0	  	0.00	%
	 National City
	  	17,870,000	  	23.06	%	 	660,950	  	27.33	%	 	1,050,000	  	23.33	%	 	—  	  	0.00	%	 	0	  	0.00	%
	 LaSalle
	  	18,285,000	  	23.59	%	 	455,000	  	18.81	%	 	945,000	  	21.00	%	 	—  	  	0.00	%	 	0	  	0.00	%
		  	 	  			 	 	  			 	 	  			 	 	  	 	 	 	 	  	 	 
	 Total
	  	77,500,000	  	100	%	 	2,418,450	  	100.00	%	 	4,500,000	  	100.00	%	 	5,000,000	  	100.00	%	 	300,000,000	  	100.00	%

  

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 ANNEX A 
 OFFICER’S CERTIFICATE 
 This Certificate is delivered to JPMorgan Chase Bank, N.A., as Administrative
Agent by Richardson Electronics, Ltd., pursuant to that certain Amended and Restated Revolving Credit Agreement, dated as of October 29, 2004 among the Borrowers named therein, the Lenders set forth on the signature pages thereto and the
Funding Agents identified therein (as amended or modified from time to time, the “Credit Agreement”). All capitalized terms used herein but not defined shall have the respective meanings ascribed thereto in the Credit Agreement. The
undersigned, in his capacity as chief financial officer of Richardson Electronics, Ltd., hereby certifies to the Funding Agents and the Lenders that on the date hereof no Default or Unmatured Default has occurred and is continuing and that all the
representations and warranties contained in Article V of the Credit Agreement are true and correct on and as of the date hereof. 
 This
Certificate is delivered as of January __, 2007. 
  

			
		
	By:Preset Diversification Program Sales Plan

 EXHIBIT 10.1 
  

					
	Issuer: Omega Protein Corporation	  	Client: Joseph L. von Rosenberg III	  	

 

 
 Preset Diversification ProgramSM (PDP) 
 Sales Plan 
 Sales Plan dated the date specified in Exhibit A hereto (this “Sales Plan”) between Seller specified
in Exhibit A (“Seller”) and Morgan Stanley & Co. Incorporated (“Morgan Stanley”), acting as agent for Seller. Capitalized terms used but not defined herein shall have the meaning given such terms in Exhibits A and B
hereto. 
  

	A.	Recitals 

 1. This Sales Plan is entered into
between Seller and Morgan Stanley for the purpose of establishing a trading plan that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). 
 2. Seller is establishing this Sales Plan in order to permit the orderly disposition of a portion of Seller’s holdings of common stock (the
“Stock”) of the Issuer, including (only if the Sales Plan covers Stock that Seller has the right to acquire under outstanding stock options as specified in Exhibit B hereto) Stock that Seller has the right to acquire under outstanding
stock options listed on Exhibit C (the “Options”) issued by the Issuer. 
  

	B.	Representations, Warranties and Covenants 

 1. As of the date hereof, Seller is not aware of any material nonpublic information concerning the Issuer or its securities. Seller is entering into this Sales Plan in good faith and not as part of a plan or scheme to evade compliance with
the federal securities laws. 
 2. The securities to be sold under this Sales Plan are owned free and clear by Seller (subject, in the case
of shares underlying Options (if Exhibit C is applicable), only to the compliance by Seller with the exercise provisions of such Options) and, as of the Selling Start Date, are not subject to any agreement granting any pledge, lien, mortgage,
hypothecation, security interest, charge, option or encumbrance or any other limitation on disposition, other than those which may have been entered into between Seller and Morgan Stanley or imposed by Rules 144 or 145 under the Securities Act of
1933, as amended (the “Securities Act”). 
 3. While this Sales Plan is in effect, Seller agrees not to enter into or alter any
corresponding or hedging transaction or position with respect to the securities covered by this Sales Plan (including, without limitation, with respect to any securities convertible or exchangeable into the Stock) and, unless this Sales Plan is
modified or terminated in accordance with the terms hereof, agrees not to alter or deviate from the terms of this Sales Plan. 
 4. Seller
agrees that Seller shall not, directly or indirectly, communicate any information relating to the Stock or the Issuer to any employee of Morgan Stanley or its affiliates who is involved, directly or indirectly, in executing this Sales Plan at any
time while this Sales Plan is in effect. Morgan Stanley represents that it has in place reasonable policies and procedures to ensure that any representative of Morgan Stanley effecting sales pursuant to this Sales Plan does not sell shares of Stock
on the basis of material non-public information. Any notice given to Morgan Stanley pursuant to this Sales Plan shall be given in accordance with paragraph F.4 below. 
 5. (a) Seller agrees to provide Morgan Stanley with a certificate dated as of the date hereof and signed by the Issuer substantially in the form of Exhibit D hereto prior to commencement of the Plan Sales Period (as
defined below). 
 (b) Seller agrees to notify Morgan Stanley’s PDP Trading Desk in writing at the address set forth in
paragraph F.4 below as soon as practicable if Seller becomes aware of (i) a legal, contractual or regulatory restriction that is applicable to Seller or Seller’s affiliates or a stock offering requiring an affiliate lock-up, which would
prohibit any sale pursuant to the Sales Plan (other than any such restriction relating to Seller’s possession or alleged possession of material nonpublic information about the Issuer or its securities), (ii) a change in the Issuer’s
insider trading policies, so that the sales to be made by Morgan Stanley for the account of the Seller pursuant to the Sales Plan would violate these policies, or (iii) where the Sales Plan covers Stock that Seller has the right to acquire
under outstanding stock options, a change in the Issuer’s policies with regard to the timing or method of exercising such options which could interfere with the manner or timing of the sales to be made pursuant to this Sales Plan. In the case
of a notice relating to clause (i) above, such notice shall indicate the anticipated duration of the restriction, but shall not include any other information about the nature of the restriction or its applicability to Seller and shall not in
any way communicate any material nonpublic information about the Issuer or its securities to Morgan Stanley. Such notice shall be in addition to the notice required to be given to Morgan Stanley by the Issuer pursuant to the certificate set forth as
Exhibit D hereto. 
 6. Seller agrees to complete, execute and deliver to Morgan Stanley a seller representation letter dated as of the date
hereof substantially in the form of Exhibit E hereto prior to the commencement of the Plan Sales Period. 

 Preset Diversification Program is a registered service mark of Morgan Stanley & Co. Incorporated, protected in the United States and other countries. 
  

 1 

 7. The execution and delivery of this Sales Plan by Seller and the transactions contemplated by this
Sales Plan will not contravene any provision of applicable law or any agreement or other instrument binding on Seller or any of Seller’s affiliates or any judgment, order or decree of any governmental body, agency or court having jurisdiction
over Seller or Seller’s affiliates. 
 8. Seller has consulted with Seller’s own advisors as to the legal, tax, business, financial
and related aspects of this Sales Plan. Seller acknowledges that Morgan Stanley is not acting as its fiduciary but is acting in a brokerage capacity in connection with the adoption and implementation of this Sales Plan. 
 9. Seller agrees that until this Sales Plan has been terminated Seller shall not, without providing prior written notice to Morgan Stanley,
(i) enter into a binding contract with respect to the purchase or sale of Stock with another broker, dealer or financial institution (each, a “Financial Institution”), (ii) instruct another Financial Institution to purchase or
sell Stock or (iii) adopt a plan for trading with respect to Stock other than this Sales Plan. 
 10. (a) Seller agrees to make (or
cause to be made) all filings, if any, required under Sections 13(d), 13(g) and 16 of the Exchange Act in a timely manner, to the extent any such filings are applicable to Seller. 
 (b) Seller agrees that Seller shall at all times during the Plan Sales Period (as defined below), in connection with the performance of
this Sales Plan, comply with all applicable laws, including, without limitation, Section 16 of the Exchange Act and the rules and regulations promulgated thereunder. 
 (c) Seller agrees to complete, execute and deliver to Morgan Stanley a Section 16 Authorization Letter in the form attached hereto as
Exhibit F. 
 11. Seller acknowledges and agrees that Seller does not have, and shall not attempt to exercise, any influence over how, when
or whether to effect sales of Stock pursuant to this Sales Plan. Seller and Morgan Stanley acknowledge and agree that Morgan Stanley shall not sell Stock pursuant to this Sales Plan at any time when any person at Morgan Stanley executing such sales
is aware of material nonpublic information concerning the Issuer or its securities. 
 12. (a) Seller represents that Seller is not
entering into the Sales Plan on behalf of, or with the assets of, an individual retirement account or individual retirement annuity, or any employee retirement or employee benefit plan (such as, for example, a Keogh or “HR-10” plan).
[Explanatory Note: A Sales Plan involving the sale of stock acquired through the exercise of employee stock options would not be “on behalf of, or with the assets of’ any of the types of plans referred to in this sub-paragraph.]

 (b) If Seller is not an individual, Seller represents that Seller is not an “employee benefit plan” within the
meaning of Section 3(3) of the Employee Retirement Income Security Act of 1974, as amended, or a “plan” as defined under Section 4975(e) of the Internal Revenue Code of 1986, as amended, or an entity whose underlying assets
include the assets of any such plan by reason of such a plan’s investment in such entity. 
 13. If the Stock is to be sold pursuant to
Rule 144 or 145 of the Securities Act (as indicated by Seller in Exhibit A hereto), Seller makes the following additional representations, warranties and agreements: 
 (a) Seller represents and warrants that the Stock to be sold pursuant to this Sales Plan is currently eligible for sale under Rule 144 or
145. 
 (b) Seller agrees not to take, and agrees to cause any person or entity with which Seller would be required to
aggregate sales of Stock pursuant to paragraph (a)(2) or (e) of Rule 144 not to take, any action that would cause the sales hereunder not to meet all applicable requirements of Rule 144. 
 (c) Seller agrees to complete, execute and deliver to Morgan Stanley Forms 144 for the sales to be effected under this Sales Plan at such
times and in such numbers as Morgan Stanley shall request, and Morgan Stanley agrees to file such Forms 144 on behalf of Seller as required by applicable law. The “Remarks” section of each Form 144 shall bear a notification which states
that the Stock covered by such Form 144 is being sold pursuant to this Sales Plan and that the representation regarding Seller’s knowledge of material nonpublic information speaks as of the date that Seller adopted this Sales Plan. If Exhibit A
indicates that the Stock is to be sold pursuant to Rule 144 or 145 of the Securities Act, Seller agrees that Morgan Stanley shall continue making Form 144 filings as contemplated by this paragraph B.13(c) in connection with sales under this Sales
Plan until Morgan Stanley receives a written notification (which notification shall be acknowledged by the Issuer) stating that Seller is no longer an “affiliate” of the Issuer as that term is defined under Rule 144. 
 (d) Seller hereby grants Morgan Stanley a power of attorney to complete and/or file on behalf of Seller any required Forms 144.
Notwithstanding such power of attorney, Seller acknowledges that Morgan Stanley shall have no obligation to complete or file Forms 144 on behalf of Seller except as set forth in subparagraph (c). 
 14. Morgan Stanley agrees to conduct all sales pursuant to this Sales Plan in accordance with the manner of sale and current public information
requirements of Rule 144 and in no event shall Morgan Stanley effect any sale if such sale would exceed the then-applicable amount limitation under Rule 144, assuming Morgan Stanley’s sales pursuant to this Sales Plan are the only sales subject
to that limitation. 
  

 2 

 15. As of the date hereof, Seller has not received notice of the imposition of, and Seller is not
otherwise aware of the actual or approximate beginning or ending dates of, any existing or impending “blackout period” pertaining to the Issuer’s securities in individual account plans maintained by the Issuer, as defined by Rule
100(b) of Regulation Blackout Trading Restriction (“Regulation BTR”) issued by the Securities and Exchange Commission (the “SEC”), and any amendments thereto. 
  

	C.	Implementation of the Plan 

 1. Seller hereby
appoints Morgan Stanley to sell shares of Stock pursuant to the terms and conditions set forth below. Subject to such terms and conditions, Morgan Stanley hereby accepts such appointment. 
 2. Morgan Stanley is authorized to begin selling Stock pursuant to this Sales Plan on the Selling Start Date and shall cease selling Stock on the
earliest to occur of (i) the date on which Morgan Stanley is required to suspend or terminate sales under this Sales Plan pursuant to paragraph D.3 below, (ii) if Seller is an individual, the date on which Morgan Stanley receives notice of
the death of Seller, (iii) the date on which Morgan Stanley receives notice of the commencement or impending commencement of any proceedings in respect of or triggered by Seller’s bankruptcy or insolvency, (iv) the date on which
Morgan Stanley receives a valid Customer Securities Account Transfer notice with respect to the account of Seller, and (v) the Selling End Date (the “Plan Sales Period”). 
 3. (a) Morgan Stanley shall sell the Interim Sale Amount specified in Exhibit B for the account of Seller during each Interim Sales Period specified in
Exhibit B at Morgan Stanley’s sole discretion in accordance with ordinary principles of best execution; provided, that Morgan Stanley shall not sell any shares of Stock pursuant to this Sales Plan at a price of less than the Minimum Sale
Price specified in Exhibit B; and provided, further, that, except as otherwise provided in Exhibit B hereto, Morgan Stanley shall not sell any shares of Stock pursuant to this Sales Plan to the extent that such sales would, on any given day,
constitute over 25% of the total trading volume on any such day, as reasonably estimated by Morgan Stanley at such time. 
 A “Trading
Day” is any day during the Plan Sales Period that the primary market on which the Stock regularly trades is open for business and the Stock trades regular way on such market. 
 (b) The Interim Sale Amount, the Total Sale Amount and the Minimum Sale Price (to the extent any such terms are applicable) and any other
share amounts and per share prices set forth in paragraph C of this Sales Plan shall be adjusted automatically on a proportionate basis to take into account any stock split, reverse stock split or stock dividend with respect to the Stock or any
change in capitalization with respect to the Issuer that occurs during the Plan Sales Period. 
 4. Morgan Stanley shall not sell Stock
hereunder at any time when: 
 (i) Morgan Stanley, in its sole discretion, has determined that a market disruption, material
disruption in securities settlement, payment or clearance services, banking moratorium, outbreak or escalation of hostilities or other crisis or calamity that could, in Morgan Stanley’s judgment, impact offer, sales or delivery of the Stock has
occurred (provided, however, that Morgan Stanley shall resume effecting trades in accordance with this Sales Plan as soon as Morgan Stanley determines that it is reasonably practical to do so); or 
 (ii) Morgan Stanley, in its sole discretion, has determined that it is prohibited from doing so by a legal, contractual or regulatory
restriction applicable to it or its affiliates or to Seller or Seller’s affiliates (other than any such restriction relating to Seller’s possession or alleged possession of material nonpublic information about the Issuer or the Stock); or

 (iii) Morgan Stanley has received notice from the Issuer or Seller of the occurrence of any event contemplated by paragraph
B.5(b) above; or 
 (iv) Morgan Stanley has received notice from Seller to terminate the Sales Plan in accordance with
paragraph D.3 below. 
 5. (a) Seller agrees to deliver the Stock to be sold pursuant to this Sales Plan (with the amount to be
estimated by Seller in good faith, if the Interim Sale Amount is designated as an aggregate dollar amount) (the “Plan Shares”), to the extent such Plan Shares are currently owned by Seller, into an account at Morgan Stanley in the name of
and for the benefit of Seller (the “Plan Account”) prior to the commencement of sales under this Sales Plan. 
 Morgan Stanley
agrees to notify Seller promptly if at any time during the Plan Sales Period the number of shares of Stock so delivered to the Plan Account is less than the number of Plan Shares remaining to be sold pursuant to this Sales Plan (not including shares
of Stock underlying the Options described in subparagraph (b) below). Upon such notification, Seller agrees to deliver promptly to the Plan Account the number of shares of Stock necessary to eliminate this shortfall. 
 (b) If the Sales Plan covers Options and Exhibit C is applicable, Seller agrees to make appropriate arrangements with the Issuer and its
transfer agent and stock plan administrator to permit Morgan Stanley to furnish notice to the Issuer of the exercise of the Options and to have underlying shares delivered to Morgan Stanley as necessary to effect sales under this Sales Plan. Seller
hereby authorizes Morgan Stanley to serve as Seller’s agent and attorney-in-fact and, in accordance with the terms of this Sales Plan, to exercise the Options. Seller agrees to complete, execute and 

  

 3 

 
deliver to Morgan Stanley Stock Option Cashless Exercise Forms, in the form attached hereto as Exhibit G, for the exercise of Options pursuant to this Sales
Plan at such times and in such numbers as Morgan Stanley shall request. Stock received upon exercise of Options shall be delivered to the Plan Account. 
 (c) Morgan Stanley shall withdraw Stock from the Plan Account in order to effect sales of Stock under this Sales Plan. 
 If the Sales Plan covers Options and Exhibit C is applicable, and on any day that sales are to be made under this Sales Plan the number of shares of Stock in the Plan Account is less than the number of shares to be
sold on such day, Morgan Stanley shall exercise a sufficient number of Options to effect such sales in the manner specified in Exhibit C under “Manner of Exercising Options”. Morgan Stanley shall in no event exercise any Option if at the
time of exercise the exercise price of the Option is equal to or higher than the market price of the Stock. Morgan Stanley shall, in connection with the exercise of Options, remit to the Issuer the exercise price thereof along with such amounts as
may be necessary to satisfy withholding obligations. These amounts shall be deducted from the proceeds of sale of the Stock, together with interest thereon computed in accordance with Morgan Stanley’s customary practices. 
 (d) To the extent that any Stock remains in the Plan Account after the end of the Plan Sales Period or upon termination of this Sales
Plan, Morgan Stanley agrees to return such Stock promptly to the Issuer’s transfer agent for relegending to the extent that such Stock would then be subject to transfer restrictions in the hands of the Seller. 
 6. Morgan Stanley shall in no event effect any sale under this Sales Plan if the Stock to be sold is not in the Plan Account or underlying an Option that
is exercised in accordance with the terms of this Sales Plan on the day of such sale. 
 7. Morgan Stanley may sell Stock on any national
securities exchange, in the over-the-counter market, on an automated trading system or otherwise. Seller agrees that if Morgan Stanley is a market maker or dealer in the Stock at the time that any sale is to be made under this Sales Plan, Morgan
Stanley may, at its sole discretion, purchase the Stock from Seller in its capacity as market maker or dealer. 
 8. All references in this
Sales Plan to per share stock prices shall be before deducting any commission, commission equivalent, mark-up or differential and other expenses of sale. 
 9. Seller may instruct Morgan Stanley to sell or purchase shares of Stock other than pursuant to this Sales Plan. The parties hereto agree that any such sale or purchase transaction (i) will not be deemed to
modify this Sales Plan unless Seller so requests in writing in accordance with paragraph D.1 below and (ii) will be given by Seller to Morgan Stanley only if such transaction does not contravene any of the representations, warranties or
covenants set forth in Section B of this Sales Plan. 
  

	D.	Amendment; Termination 

 1. This Sales Plan
may be amended by Seller only upon the written consent of Morgan Stanley and receipt by Morgan Stanley of the following documents, each dated as of the date of such amendment: 
 (i) a representation signed by the Issuer substantially in the form of Exhibit D hereto, 
 (ii) a certificate signed by Seller certifying that the representations and warranties of Seller contained in this Sales Plan are true at
and as of the date of such certificate as if made at and as of such date, and 
 (iii) a seller representation letter
completed and executed by Seller substantially in the form of Exhibit E hereto. 
 2. In no event may Seller modify or otherwise alter this
Sales Plan if Seller has received notice of the imposition of, or Seller is otherwise aware of the actual or approximate beginning or ending dates of, any existing or impending “blackout period” pertaining to the Issuer’s securities
in individual account plans maintained by the Issuer, as defined by Rule 100(b) of Regulation BTR issued by the SEC, and any amendments thereto. 
 3. (a) This Sales Plan may be suspended or terminated by Seller at any time upon one days prior written notice sent to Morgan Stanley’s PDP Trading Desk by overnight mail or by facsimile at the address and fax number set forth in
paragraph F.4 below. Seller agrees that Seller shall not suspend or terminate this Sales Plan except upon consultation with Seller’s own legal advisors. 
 (b) This Sales Plan shall be suspended or, at Morgan Stanley’s option, terminated, if Morgan Stanley receives notice from the Issuer
of the occurrence of any event contemplated by paragraph 3 of the certificate set forth as Exhibit D hereto. 
 4. Seller agrees that Morgan
Stanley will execute this Sales Plan in accordance with its terms and will not be required to suspend or terminate any sales of the Stock unless Morgan Stanley has received notice from Seller or the Issuer in accordance with paragraph D.3 above at
least one day prior to the date on which this Sales Plan is to be suspended or terminated. 
  

	E.	Indemnification; Limitation of Liability 

 1.
(a) Seller agrees to indemnify and hold harmless Morgan Stanley and its directors, officers, employees and affiliates from and against all claims, losses, damages and liabilities (including, without limitation, any legal or other expenses
reasonably incurred in connection with defending or 

  

 4 

 
investigating any such action or claim) (collectively, “Losses”) arising out of or attributable to this Sales Plan, including, without limitation,
any breach by Seller of this Sales Plan (including Seller’s representations and warranties hereunder) or any violation by Seller of applicable laws or regulations; provided, however, that the indemnification provisions of this paragraph E.1.(a)
shall not apply in the case of any claims, losses, damages or liabilities resulting from Morgan Stanley’s gross negligence or willful misconduct. Seller will reimburse Morgan Stanley for any and all advance fees, costs and expenses of any kind
incurred by Morgan Stanley as a result of such Losses. This indemnification shall survive termination of this Sales Plan. 
 (b) Notwithstanding any other provision hereof, neither party shall be liable to the other for: 
 (i) any special,
indirect, punitive, exemplary or consequential damages, or incidental losses or damages of any kind, even if advised of the possibility of such losses or damages or if such losses or damages could have been reasonably foreseen, or 
 (ii) any failure to perform or to cease performance or any delay in performance that results from a cause or circumstance that is beyond
its reasonable control, including but not limited to failure of electronic or mechanical equipment, strikes, failure of common carrier or utility systems, outbreak or escalation of hostilities or other crisis or calamity, severe weather, market
disruptions, material disruptions in securities settlement, payment or clearance services or other causes commonly known as “acts of God”. 
  

	F.	General 

 1. Proceeds from each sale of Stock
effected under the Sales Plan will be delivered to the account of Seller less any commission, commission equivalent, mark-up or differential and other expenses of sale to be paid to Morgan Stanley, provided that any commission hereunder shall be as
specified in Exhibit B. 
 2. Seller and Morgan Stanley acknowledge and agree that this Sales Plan is a “securities contract,” as
such term is defined in Section 741(7) of Title 11 of the United States Code (the “Bankruptcy Code”), entitled to all of the protections given such contracts under the Bankruptcy Code. 
 3. This Sales Plan constitutes the entire agreement between the parties with respect to this Sales Plan and supercedes any prior agreements or
understandings with regard to the Sales Plan. 
 4. All notices to Morgan Stanley under this Sales Plan shall be given to Morgan
Stanley’s PDP Administration Unit in the manner specified by this Sales Plan by facsimile at 201-200-2979 or by certified mail to the address below: 
 Morgan Stanley & Co. Incorporated 
 Harborside Financial Center 
 Plaza III, 1st Floor 
 Jersey City, NJ 07311

 Attn: PDP Administration Services 
 5. Seller’s rights and obligations under this Sales Plan may not be assigned or delegated without the written permission of Morgan Stanley. 
 6. This Sales Plan may be signed in any number of counterparts, each of which shall be an original, with the same effect as if the signatures thereto and
hereto were upon the same instrument. 
 7. If any provision of this Sales Plan is or becomes inconsistent with any applicable present or
future law, rule or regulation, that provision will be deemed modified or, if necessary, rescinded in order to comply with the relevant law, rule or regulation. All other provisions of this Sales Plan will continue and remain in full force and
effect. 
 8. This Sales Plan shall be governed by and construed in accordance with the internal laws of the State of New York and may be
modified or amended only by a writing signed by the parties hereto. 
  

 5 

 IN WITNESS WHEREOF, the undersigned have signed
this Sales Plan on the date specified below12. 
  

			
	SELLER
		
	By:	 	/s/ Joseph L. von Rosenberg III
		 	Name: Joseph L. von Rosenberg III
		 	Date:   April 9, 200

  

			
	
	MORGAN STANLEY & CO. INCORPORATED
		
	By:	 	/s/ Richard J. Fischer
		 	Name: Richard J. Fischer
		 	Title:   Vice President
		 	Date:   April 11, 2007

	 1
	 Seller is advised that Morgan Stanley’s obligations under this Sales Plan will not take effect
unless and until this Sales Plan is approved and executed by Morgan Stanley. 

  

	 2
	 Note: If this Sales Plan involves the sale of stock that is restricted under Rule 144 and/or
Section 16, Morgan Stanley may not execute this Sales Plan until the firm’s standard restricted stock due diligence process for such securities has been completed. 

  

 6

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