Document:

Unassociated Document

    

    Exhibit
      4.1

     

    
      	 	
              NUMBER

            	 	
              UNITS

            
	
               

            	
               

            	
               

            	
               

            
	
              U-

            	 	 	 	 
	
               

            	
               

            	
               

            	
               

            	
               

            
	
              SEE
                REVERSE FOR

              CERTAIN
                DEFINITIONS

            	
              FORTRESS
                AMERICA ACQUISITION CORPORATION

            	 	 
	
               

            	
               

            	
               

            	
               

            	
               

            	
               

            	
               

            

    

    

     

    

    CUSIP

    

     

    

    UNITS
      CONSISTING OF ONE SHARE OF COMMON STOCK AND TWO WARRANTS EACH TO PURCHASE ONE
      

    SHARE
      OF COMMON STOCK

    

     

    THIS
      CERTIFIES THAT
                                                                                                                                                    is
      the owner of
                                                                                                                                                                                        Units.

     

    Each
      Unit
      (“Unit”) consists of one (1) share of common stock, par value $.0001 per share
      (“Common Stock”), of Fortress America Acquisition Corporation, a Delaware
      corporation (the “Company”), and two warrants (the “Warrants”).  Each
      Warrant entitles the holder to purchase one (1) share of Common Stock for $5.00
      per share (subject to adjustment).  Each Warrant will become exercisable
      on
      the later of (i) the Company's completion of a merger, capital stock exchange,
      asset acquisition or other similar business combination or (ii) _______ __,
      2006
      and will expire unless exercised before 5:00 p.m., New York City Time, on
      _______ _,

    2009,
      or
      earlier upon redemption (the "Expiration Date").   The Common Stock
      and
      Warrants comprising the Units represented by this certificate are transferable
      separately beginning 20 trading days after the earlier to occur of the exercise
      in full or expiration of the underwriter's over-allotment option (as described
      in the Company's prospectus dated __, 2005).  The terms of the Warrants
      are
      governed by a Warrant Agreement, dated as of
                         ,
      2005, between the Company and Continental Stock Transfer & Trust Company, as
      Warrant Agent, and are subject to the terms and provisions contained therein,
      all of which terms and provisions the holder of this certificate consents to
      by
      acceptance hereof.  Copies of the Warrant Agreement are on file at the
      office of the Warrant Agent at 17 Battery Place, New York, New York 10004,
      and
      are available to any Warrant holder on written request and without
      cost.

     

    This
      certificate is not valid unless countersigned by the Transfer Agent and
      Registrar of the Company.

     

    Witness
      the facsimile seal of the Company and the facsimile signature of its duly
      authorized officers.

     

    
      	
              By

            	
              Fortress
                America Acquisition Corporation

            	 
	 	
              CORPORATE

            	 
	 	 	
              DELAWARE

            	 	 
	
              Chairman
                of the Board

            	
              SEAL

            	
              Secretary

            
	 	
              2005

            	 
	
               

            	
               

            	
               

            	
               

            	
               

            

    

    

     

     

    Fortress
      America Acquisition Corporation

     

    The
      Company will furnish without charge to each stockholder who so requests, a
      statement of the powers, designations, preferences and relative, participating,
      optional or other special rights of each class of stock or series thereof of
      the
      Company and the qualifications, limitations, or restrictions of such preferences
      and/or rights.

     

    The
      following abbreviations, when used in the inscription on the face of this
      certificate, shall be construed as though they were written out in full
      according to applicable laws or regulations:

     

    
      
         

      

      
         

        
          

        

      

      
         

      

    

    
      	
              TEN
                COM -

            	 	
              as
                tenants in common

            	 	
              UNIF
                GIFT MIN ACT -
                          
                Custodian
                               

            
	
              TEN
                ENT -

            	 	
              as
                tenants by the entireties

            	 	 	
              (Cust)

            	
              (Minor)

            
	
              JT
                TEN -

            	 	
              as
                joint tenants with right of survivorship

            	 	
              under
                Uniform Gifts to Minors Act

            
	 	 	
              and
                not as tenants in common

            	 	 	 	 
	 	 	 	 	 	
              (State)

            	 
	
               

            	
               

            	
               

            	
               

            	
               

            	
               

            	
               

            	
               

            	
               

            

    

    

     

    Additional
      Abbreviations may also be used though not in the above list.

     

    For
      value
      received,                                                        
      hereby sell, assign and transfer unto

     

    
      	
              PLEASE
                INSERT SOCIAL SECURITY OR OTHER

            	 
	
              IDENTIFYING
                NUMBER OF ASSIGNEE

            	 

    

    

     

    
      	
               

            
	
              (PLEASE
                PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF
                ASSIGNEE)

            
	
               

            
	
               

            
	
              Units

            

    

    

     

    represented
      by the within Certificate, and do hereby irrevocably constitute and
      appoint

     

                                                                                                                                                 Attorney
      to transfer the said Units on the books of the within named Company will full
      power of substitution in the premises.

     

    
      	
              Dated

            	 	 

    

    

     

    
      	
               

            	
               

            	
               

            
	 	 	
              Notice:

            	 	
              The
                signature to this assignment must correspond with the name as written
                upon
                the face of the certificate in every particular, without alteration
                or
                enlargement or any change whatever.

            

    

    

     

    Signature(s)
      Guaranteed:

     

    
      	
               

            	
               

            
	
              THE
                SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR
                INSTITUTION

            
	
              (BANKS,
                STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS
                WITH

            
	
              MEMBERSHIP
                IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM,

            
	
              PURSUANT
                TO S.E.C. RULE 17Ad-15).Unassociated Document

    

     

    
      	
              NUMBER  

            	 	 	 	
              WARRANTS

            
	
               

            	
               

            	
               

            	
               

            	
               

            
	
              -[SYMBOL]

            	 	
              THIS
                WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO

              5:00
                P.M. NEW YORK CITY TIME,
                           ,
                2009

            	 	 

    

    

     

    FORTRESS
      AMERICA ACQUISITION CORPORATION

    CUSIP

    

    WARRANT

    

     

    

    THIS
      CERTIFIES THAT, for value received

     

    is
      the
      registered holder of a Warrant or Warrants expiring
                    ,
      2009 (the “Warrant”) to purchase one fully paid and non-assessable share of
      Common Stock, par value $.0001 per share (“Shares”), of Fortress America
      Acquisition Corporation, a Delaware corporation (the “Company”), for each
      Warrant evidenced by this Warrant Certificate.  The Warrant entitles
      the
      holder thereof to purchase from the Company, commencing on the later of the
      Company’s completion of a merger, capital stock exchange, asset acquisition or
      other similar business combination (“Business Combination”) or
                       ,
      2006, such number of Shares of the Company at the price of $5.00 per share,
      upon
      surrender of this Warrant Certificate accompanied by the annexed duly executed
      exercise form and payment of the Warrant Price at the office or agency of the
      Warrant Agent, Continental Stock Transfer & Trust Company (such payment to
      be made by check made payable to the Warrant Agent), but only subject to the
      conditions set forth herein and in the Warrant Agreement between the Company
      and
      Continental Stock Transfer & Trust Company (the “Warrant Agreement”). 
      In lieu of exercising the Warrant pursuant to the immediately preceding
      sentence, the Warrant holder shall have the right to require the Company to
      convert the Warrant, in whole or in part, into Shares, by surrendering this
      Warrant Certificate accompanied by the annexed duly executed exercise form,
      with
      the cashless exercise section completed, to the office or agency of the Warrant
      Agent, subject to the conditions set forth herein and in the Warrant Agreement.
      The Warrant Agreement provides that upon the occurrence of certain events the
      Warrant Price and the number of Warrant Shares purchasable hereunder, set forth
      on the face hereof, may, subject to certain conditions, be adjusted. 
      The
      term Warrant Price as used in this Warrant Certificate refers to the price
      per
      Share at which Shares may be purchased at the time the Warrant is
      exercised.

     

    No
      fraction of a Share will be issued upon any exercise of a Warrant. 
      If the
      holder of a Warrant would be entitled to receive a fraction of a Share upon
      any
      exercise of a Warrant, the Company shall, upon such exercise, round up to the
      nearest whole number the number of Shares to be issued to such
      holder.

     

    Upon
      any
      exercise of the Warrant for less than the total number of full Shares provided
      for herein, there shall be issued to the registered holder hereof or his
      assignee a new Warrant Certificate covering the number of Shares for which
      the
      Warrant has not been exercised.

     

    Warrant
      Certificates, when surrendered at the office or agency of the Warrant Agent
      by
      the registered holder hereof in person or by attorney duly authorized in
      writing, may be exchanged in the manner and subject to the limitations provided
      in the Warrant Agreement, but without payment of any service charge, for another
      Warrant Certificate or Warrant Certificates of like tenor and evidencing in
      the
      aggregate a like number of Warrants.

     

    Upon
      due
      presentment for registration of transfer of the Warrant Certificate at the
      office or agency of the Warrant Agent, a new Warrant Certificate or Warrant
      Certificates of like tenor and evidencing in the aggregate a like number of
      Warrants shall be issued to the transferee in exchange for this Warrant
      Certificate, subject to the limitations provided in the Warrant Agreement,
      without charge except for any applicable tax or other governmental
      charge.

     

    
      
         

      

      
         

        
          

        

      

      
         

      

    

    The
      Company and the Warrant Agent may deem and treat the registered holder as the
      absolute owner of this Warrant Certificate (notwithstanding any notation of
      ownership or other writing hereon made by anyone), for the purpose of any
      exercise hereof, of any distribution to the registered holder, and for all
      other
      purposes, and neither the Company nor the Warrant Agent shall be affected by
      any
      notice to the contrary.

     

    This
      Warrant does not entitle the registered holder to any of the rights of a
      stockholder of the Company.

     

    The
      Company reserves the right to call the Warrant, with the prior consent of
      Sunrise Securities Corp., at any time prior to its exercise, with a notice
      of
      call in writing to the holders of record of the Warrant, giving 30 days’ notice
      of such call at any time after the Warrant becomes exercisable if the last
      sale
      price of the Shares has been at least $8.50 per share on each of 20 trading
      days
      within any 30 trading day period ending on the third business day prior to
      the
      date on which notice of such call is given and the weekly trading volume of
      the
      Shares has been at least 200,000 shares for each of the two calendar weeks
      prior
      to the date on which notice of such call is given.  The call price of
      the
      Warrants is to be $.01 per Warrant.  Any Warrant either not exercised
      or
      tendered back to the Company by the end of the date specified in the notice
      of
      call shall be canceled on the books of the Company and have no further value
      except for the $.01 call price.

    

     

    
      	
              By:
                FORTRESS
                AMERICA ACQUISITION CORPORATION

            
	
               

            	
               

            	
               

            	
               

            	
               

            
	
              Secretary 

            	 	
              Chairman
                of the Board

            

    

    

    

    
      
         

      

      
         

        
          

        

      

      
         

      

    

    EXERCISE
      FORM 

    

    Form
      to
      be used to exercise Warrant:

     

    Fortress
      America Acquisition Corporation

    4100
      North Fairfax Drive, Suite 1150 

    Arlington,
      Virginia 22203-1664. 

     

    Date:_________________,
      200__

    

    The
      undersigned hereby elects irrevocably to exercise all or a portion of the within
      Warrants and to purchase ____ shares of Common Stock of Fortress America
      Acquisition Corporation and hereby makes payment of $____________ (at the rate
      of $_________ per share of Common Stock) in payment of the Warrant Price
      pursuant thereto. Please issue the Common Stock as to which the within Warrants
      are exercised in accordance with the instructions given below.

    

    or

    

    The
      undersigned hereby elects irrevocably to convert its right to purchase _________
      shares of Common Stock purchasable under the within Warrants by surrender of
      the
      unexercised portion of the attached Warrants (with a “Value” of $_______ based
      on a “Current Market Price” of $_______). Please issue the shares of Common
      Stock as to which the within Warrants are exercised in accordance with the
      instructions given below.

    

    The
      undersigned represents that the exercise of the within Warrants was solicited
      by
      a member of the National Association of Securities Dealers, Inc.
      (“NASD”).

    

    If
      not
      solicited by a NASD member, please write “Unsolicited” in the space below.
      Unless otherwise indicated by the listing of another NASD member firm, it will
      be assumed that the exercise was solicited by Sunrise Securities
      Corp.

    ___________________________________________________

    (Name
      of
      NASD member if other than Sunrise Securities Corp.)

    

    

    
      	 	
            
	 	Signature
	 	 
	 	 
	 	Signature
              Guaranteed

    

     

     

    INSTRUCTIONS
      FOR REGISTRATION OF SECURITIES

     

     

    
      	Name_______________________________________________________________	 
	
               (Print
                in Block Letters)

            	 
	 	 
	 Address
              ____________________________________________________________	 
	 	 
	Social
              Security or Tax Identification Number ________________________	 

    

     

    NOTICE:
      THE SIGNATURE TO THIS FORM MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE
      FACE OF THE WITHIN PURCHASE OPTION IN EVERY PARTICULAR WITHOUT ALTERATION OR
      ENLARGEMENT OR ANY CHANGE WHATSOEVER, AND MUST BE GUARANTEED BY A BANK, OTHER
      THAN A SAVINGS BANK, OR BY A TRUST COMPANY OR BY A FIRM HAVING MEMBERSHIP ON
      A
      REGISTERED NATIONAL SECURITIES EXCHANGE.

     

    

    
      
         

      

      
         

        
          

        

      

      
         

        
        

      

    

    

    ASSIGNMENT

    To
      Be
      Executed by the Registered Holder in Order to Assign Warrants

     

    For
      Value
      Received,
                                           
      hereby sell, assign, and transfer unto

     

    
      	
               

            
	
              (PLEASE
                TYPE OR PRINT NAME AND ADDRESS)

            
	
               

            
	
               

            
	
              (SOCIAL
                SECURITY OR TAX IDENTIFICATION NUMBER)

            
	
               

            
	
              and
                be delivered to

            	 
	 	
              (PLEASE
                PRINT OR TYPE NAME AND ADDRESS)

            

    

    

     

                                                
      of the Warrants represented by this Warrant Certificate, and hereby irrevocably
      constitute and appoint
                                                              
      Attorney to transfer this Warrant Certificate on the books of the Company,
      with
      full power of substitution in the premises.

     

    
      	
              Dated:

            	 	 	 	 
	 	
              (SIGNATURE)

            

    

    

     

    THE
      SIGNATURE TO THE ASSIGNMENT OF THE SUBSCRIPTION FORM MUST CORRESPOND TO THE
      NAME
      WRITTEN UPON THE FACE OF THIS WARRANT CERTIFICATE IN EVERY PARTICULAR, WITHOUT
      ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER, AND MUST BE GUARANTEED
      BY A
      COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF THE AMERICAN STOCK
      EXCHANGE, NEW YORK STOCK EXCHANGE, PACIFIC STOCK EXCHANGE OR CHICAGO
      STOCK
      EXCHANGE.

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