Document:

Award Agreement for non-qualified stock option awards

 Exhibit 10.4 
  

			
	

	 	2005 LONG TERM INCENTIVE PLAN AWARD
	 	 	Non-Qualified Stock Option Award

  
 NON-QUALIFIED STOCK
OPTION AWARD 
  

					
	 Date of Grant:
	 	 Vesting Date:
	 	 
			
	 Number of Options:
	 	 Price at Grant:
	 	 Termination Date:

			
	 	 	 	 	The award shown in this statement is nontransferable and is subject to the terms and conditions of the United Technologies Corporation 2005 Long Term Incentive Plan.

  
 PLEASE SIGN AND DATE
PORTION BELOW THE PERFORATION AND RETURN IT IN ENVELOPE PROVIDED 
  

			
	

	 	2005 LONG TERM INCENTIVE PLAN AWARD
	 	 	Non-Qualified Stock Option Award

  
 NON-QUALIFIED STOCK
OPTION AWARD 
  

					
	 Date of Grant:
	 	 Vesting Date:
	 	 
			
	 Number of Options:
	 	 Price at Grant:
	 	 Termination Date:

  
 The award shown in this statement is
nontransferable and is subject to the terms and conditions of the United Technologies Corporation 2005 Long Term Incentive Plan. 
  
 Please sign this form and return it in the enclosed envelope to the: 
  
 PROGRAM ADMINISTRATOR – STOCK OPTIONS 
 UNITED TECHNOLOGIES CORPORATION 
 UNITED TECHNOLOGIES BUILDING, MS 504 
 HARTFORD, CONNECTICUT 06101 
  
 I acknowledge receipt of this Non-Qualified Stock Option Award and the attached Schedule of Terms describing my Award. I accept this Award subject to such Schedule of
Terms and the United Technologies Corporation 2005 Long Term Incentive Plan. 
  

							
	Signed	 	  

	 	DateDescription of Registrant's executive cash bonus plan

 Exhibit 10.14 
  
 Description of the Cash Bonus Program of SWS Group, Inc. 
  
 A component of the executive officer compensation program of SWS Group, Inc. (the “Company”) consists of cash
bonuses based on the Company’s fiscal year consolidated return on equity subject to certain adjustments and individual business line results. Each individual executive officer’s bonus compensation is determined using objective measures of
business unit performance as well as subjective measures of the executive officer’s contribution to the Company’s financial and strategic objectives and the overall consolidated return on equity. If awarded, bonuses are paid early in the
following fiscal year. The Company’s Compensation Committee believes that basing a portion of an executive officer’s compensation on performance motivates the executive to perform at the highest possible level.Cash bonus compensation paid to named executive officers

 Exhibit 10.14.1 
  
 Cash Bonus Compensation Paid to Named Executive Officers 
  

				
	 Name and Position

	  	Amount
paid under
the cash
bonus plan

	 Donald W. Hultgren
Director and Chief Executive Officer
	  	$	225,000
	 William D. Felder
President
	  	 	286,000
	 Kenneth R. Hanks
Executive Vice President, Chief Financial Officer and Treasurer
	  	 	180,000
	 Richard J. Driscoll
Executive Vice President
	  	 	175,000
	 Richard Litton
Executive Vice President
	  	 	371,000Specimen Unit Certificate

 Exhibit 4.1 
  

SPECIMEN UNIT CERTIFICATE 
  

			
	    NUMBER	 	UNITS
	U-            	 	 

  

					
	SEE REVERSE FOR	 	 	  	 
	CERTAIN	 	 	  	 
	DEFINITIONS	 	 	  	 
	
	SHINE MEDIA ACQUISITION CORP.
		
	 	 	CUSIP                    

  
 UNITS CONSISTING OF ONE
SHARE OF COMMON STOCK AND ONE WARRANT 
 EACH TO PURCHASE ONE SHARE OF COMMON STOCK 
  

					
	THIS CERTIFIES THAT                                 
                                        
                                        
                                        
                                        
               
	is the owner of
                                        
                                        
                                        
                                        
                     Units.

  
 Each Unit (“Unit”) consists
of one (1) share of common stock, par value $.0001 per share (“Common Stock”), of SHINE MEDIA ACQUISITION CORP., a Delaware corporation (the “Company”), and one warrant (the “Warrant”). Each Warrant entitles the holder
to purchase one (1) share of Common Stock for $6.00 per share (subject to adjustment). Each Warrant will become exercisable on the later of (i) the Company’s completion of a business combination with a target business or (ii)
                        , 2006 and will expire unless exercised before 5:00 p.m., New York City Time, on
                        , 2009, or earlier upon redemption (the “Expiration Date”). The Common Stock and Warrant
comprising the Units represented by this certificate will trade separately on the 20th trading day following the
earlier to occur of the expiration of the underwriter’s over-allotment option or its exercise in full; provided, however, in no event will the representative of the underwriters allow separate trading of the common stock and warrants until the
Company files an audited balance sheet reflecting the Company’s receipt of the gross proceeds of the offering. The terms of the Warrants are governed by a Warrant Agreement, dated as of
                        , 2005, between the Company and Continental Stock Transfer & Trust Company, as Warrant Agent,
and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Warrant Agreement are on file at the office of the Warrant Agent at 17
Battery Place, New York, New York 10004, and are available to any Warrant holder on written request and without cost. This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company. 
  
 Witness the facsimile seal of the Company and the facsimile signature of its duly authorized
officers. 
  

					
	By	  	  

	  	  

	 	  	Chief Executive Officer	  	Secretary

  
 SHINE MEDIA ACQUISITION
CORP. 
  
 CORPORATE 
 SEAL 
 2005 
 DELAWARE 

 SHINE MEDIA ACQUISITION CORP. 
  
 The Company will furnish without charge to each stockholder who so requests, a statement of the powers, designations,
preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights. 
  
 The following abbreviations, when used in the inscription on the face of this
certificate, shall be construed as though they were written out in full according to applicable laws or regulations: 
  
 TEN COM - as tenants in common 
  
 TEN ENT - as tenants by the entireties 
  
 JT TEN - as joint tenants with right of survivorship and not as tenants in common 
  

							
	UNIF GIFT MIN ACT -	 	                   Custodian
                    	 	 	 	 
	 	 	    (Cust)                          (Minor)	 	 	 	 
	 	 	under Uniform Gifts to Minors	 	 	 	 
	 	 	Act
                                        
        	 	 	 	 
	 	 	                        (State)	 	 	 	 

  
 Additional Abbreviations may also be
used though not in the above list. 
  
 For value received,
                                        
                 hereby sell, assign and transfer unto 
  

					
	PLEASE INSERT SOCIAL SECURITY
OR OTHER IDENTIFYING NUMBER
OF ASSIGNEE	  	 	 	 
	  

	  	 	 	  

	  

	  	 	 	  

  

			
	  

	(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
	  

	  

	  
 Units

	represented by the within Certificate, and do hereby irrevocably constitute and appoint
	  
 Attorney

	 to transfer the said Units on the books of the within named Company will full power of substitution in the premises.
  

  

							
	Dated	 	  

	  	  

	 	 	 	  	NOTICE:	  	The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change
whatever.

  

 2 

 Signature(s) Guaranteed: 

	
	  

  
 THE SIGNATURE(S) SHOULD BE GUARANTEED
BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15). 
  

 3Specimen Common Stock Certificate

 Exhibit 4.2 
  

SPECIMEN COMMON STOCK CERTIFICATE 
  

			
	NUMBER	 	SHARES            
	            C	 	 

  
 SHINE MEDIA ACQUISITION
CORP. 
  
 INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

  
 COMMON STOCK 
  
 SEE REVERSE FOR 
 CERTAIN DEFINITIONS 
  

			
	 THIS CERTIFIES THAT
	 	CUSIP            

  
 IS THE OWNER OF 
  
 FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF 
 $.0001 EACH OF THE COMMON STOCK OF 
  
 SHINE MEDIA ACQUISITION CORP. 
  
 transferable on the books of the Corporation in person or by duly authorized 
 attorney upon surrender of this certificate properly endorsed. This 
 certificate is not valid unless
countersigned by the Transfer 
 Agent and registered by the Registrar. Witness the seal of 
 the Corporation and the facsimile signatures of 
 its duly authorized officers. 
  
 Dated: 
  

			
	  

	  	  

	Chief Executive Officer	  	Secretary

  
 SHINE MEDIA ACQUISITION
CORP. 
 CORPORATE 
 SEAL 2005

 DELAWARE 

 The following abbreviations, when used in the inscription on the face of this certificate, shall be
construed as though they were written out in full according to applicable laws or regulations: 
  
 TEN COM - as tenants in common 
  
 TEN ENT - as tenants by the entireties 
  
 JT TEN - as joint tenants with right of survivorship and not as tenants in common 
  

							
	UNIF GIFT MIN ACT -	 	                   Custodian
                    	 	 	 	 
	 	 	    (Cust)                          (Minor)	 	 	 	 
	 	 	under Uniform Gifts to Minors	 	 	 	 
	 	 	Act
                                        
        	 	 	 	 
	 	 	                        (State)	 	 	 	 

  
 Additional
Abbreviations may also be used though not in the above list. 
  
 SHINE MEDIA ACQUISITION CORP. 
  
 The Corporation will
furnish without charge to each stockholder who so requests the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Corporation and the qualifications,
limitations, or restrictions of such preferences and/or rights. This certificate and the shares represented thereby are issued and shall be held subject to all the provisions of the Certificate of Incorporation and all amendments thereto and
resolutions of the Board of Directors providing for the issue of shares of Preferred Stock (copies of which may be obtained from the secretary of the Corporation), to all of which the holder of this certificate by acceptance hereof assents.

  
 For value received,
                                        
             hereby sell, assign and transfer unto 
  

			
	 PLEASE INSERT SOCIAL SECURITY OR
 OTHER
 IDENTIFYING NUMBER OF ASSIGNEE

	  

	  

  

			
	  

	(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
	  

	  

 shares 

 of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint 
 Attorney 

 to transfer the said stock on
the books of the within named Corporation will full power of substitution in the premises. 
  

							
	Dated	 	  

	 	  

	 	 	 	 	NOTICE:	 	The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change
whatever.

  

 2 

			
	Signature(s) Guaranteed:
	  

  
 THE SIGNATURE(S) SHOULD BE GUARANTEED
BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15). 
  
 The holder of this certificate shall be entitled to receive funds from the trust fund only in
the event of the Company’s liquidation or if the holder seeks to convert his respective shares into cash upon a business combination which he voted against and which is actually completed by the Company. In no other circumstances shall the
holder have any right or interest of any kind in or to the trust fund. 
  

 3

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