Document:

EX-10.9

 Exhibit 10.9 

HOUGHTON MIFFLIN HARCOURT COMPANY 

2015 OMNIBUS INCENTIVE PLAN 

NON-EMPLOYEE GRANTEE RESTRICTED STOCK UNIT AWARD NOTICE 

Houghton Mifflin Harcourt Company (the “Company”) has previously established the Houghton Mifflin Harcourt Company 2015 Omnibus Incentive
Plan (the “Plan”) and, pursuant thereto, the Company desires to grant to the Person identified on Schedule I hereto (the “Grantee”) Restricted Stock Units (“RSUs”) with respect to the
Company’s common stock, $0.01 par value per share (“Common Stock”), as of [            ], 2015 (the “Grant Date”), subject to the terms and conditions
set forth in this notice (“Award Notice”). 
 1.        Award. Subject to the terms
and conditions set forth herein and in the Plan, the Company hereby grants to the Grantee that number of RSUs as set forth on Schedule I attached hereto (the “Award”). The Award shall be credited to a separate book-entry
account maintained for the Grantee on the books of the Company. The Award shall vest and be settled in accordance with Section 2 hereof. 

2.        Terms and Conditions. 

(a)        Subject to the terms and conditions set forth herein and in the Plan, the Restricted Period
with respect to the RSUs shall commence on the Grant Date and expire on [            ]. The Award shall be one hundred percent (100%) unvested as of the Grant Date, and except as
otherwise provided in the Plan and this Award Notice, shall vest in full on the last day of the Restricted Period (the “Vesting Date”), subject to the Grantee’s continuous service as a member of the Board through such date.

 (b)        In the event the Grantee’s service as a member of the Board terminates by reason
of his death or Disability, the outstanding RSUs shall vest on such date of death or Disability. If the Grantee’s service as a member of the Board is terminated (i) by the Company or the shareholders of the company for “cause”
(as determined by the Board in good faith) or (ii) because the Grantee resigns or refuses reappointment or reelection to the Board, all then outstanding unvested RSUs shall be immediately forfeited. If the Grantee’s service as a member of
the Board terminates because he or she is not reelected or reappointed to the Board (other than for “cause” and other than due to his or her refusal to stand for such reelection or reappointment), all then outstanding RSUs shall vest on
the date of termination of service. 
 (c)        The RSUs shall become 100% vested as of the date of
a Change in Control, subject to the Grantee’s continuous service as a member of the Board through the effective date of such Change in Control. 

(d)        Within 30 days following the Vesting Date, the Company shall settle the Award and shall
therefore, subject to any required tax withholding and the execution of any required documentation, (i) issue and deliver to the Grantee one share of Common Stock for each RSU (the “RSU Shares”) (and, upon such settlement, the
RSUs shall cease to be credited to the account) and (ii) enter the Grantee’s name as a shareholder of record with respect to the RSU Shares on the books of the Company. Alternatively, the Committee may, in its sole discretion,

 
elect to pay cash or part cash and part RSU Shares in lieu of settling the vested RSUs solely in RSU Shares. If a cash payment is made in lieu of delivering RSU Shares, the amount of such payment
shall be equal to the Fair Market Value as of the Vesting Date of the RSU Shares less an amount equal to any federal, state, local and non-U.S. income and employment taxes required to be withheld. 

(e)        The Company shall have the right to require prior to the issuance or delivery of any shares
of its Common Stock (“Shares”) or the payment of any cash pursuant to the Award, payment by the Grantee of any federal, state, local or other taxes that may be required to be withheld or paid in connection with the Award. At the
sole discretion of the Committee, the Grantee may satisfy such withholding obligation (1) by allowing the Company to withhold whole Shares that would otherwise be delivered to the Grantee, having an aggregate Fair Market Value, determined as of
the date the obligation to withhold or pay, equal to the minimum withholding taxes required in connection with the Award or by allowing the Company to withhold an amount of cash that would otherwise be payable to the Grantee, in the amount necessary
to satisfy any such obligation; (2) by paying such obligation in cash; (3) by delivering Shares or (4) by any combination of the foregoing (1) through (3). 

3.        Non-Transferability. The Award is subject to the restrictions on transferability set forth in
Section 15(b) of the Plan. In addition, with respect to any RSU Shares delivered upon settlement of the RSUs, the Grantee agrees to comply with any written holding requirement policy adopted by the Company for employees. 

4.        Rights as Shareholder. The Grantee shall have no rights as shareholder with respect to the
Shares subject to the Award unless, until and to the extent that (i) the Company shall have issued and delivered to the Grantee the RSU Shares (via certificates or book entry notation) and (ii) the Grantee’s name shall have been
entered as a shareholder of record with respect to such RSU Shares on the books of the Company; and no adjustment shall be made for dividends or distributions or other rights in respect of such Shares for which the date on which shareholders of
record are determined for purposes of paying cash dividends on Shares is prior to the date upon which the Grantee shall become the holder of record thereof. 

5.        Adjustments. The Award is subject to adjustment pursuant to Sections 12 and 13 of the Plan.

 6.        Applicable Securities Laws. Shares issued pursuant to the Award shall not be sold or
transferred unless either they first shall have been registered under the Securities Act or, upon request by the Company, the Company first shall have been furnished with an opinion of legal counsel, reasonably satisfactory to the Company, to the
effect that such sale or transfer is exempt from the registration requirements of the Securities Act. 

7.        Notice. Every notice or other communication relating to this Award Notice shall be in writing,
and shall be mailed to or delivered to the party for whom it is intended at such address as may from time to time be designated by it in a notice mailed or delivered to the other party as herein provided; provided, that, unless and
until some other address be so designated, all notices or communications by the Grantee to the Company shall be mailed or delivered to the Company at its principal executive office, and all notices or communications by the Company to the

  
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Grantee may be given to the Grantee personally or may be mailed to the Grantee’s address as recorded in the records of the Company or any Subsidiary. 

8.        Governing Law. This Award Notice shall be construed and interpreted in accordance with the laws
of the State of Delaware without regard to its conflict of law principles. 
 9.        Plan. The terms
and provisions of the Plan are incorporated herein by reference, a copy of which has been provided or made available to the Grantee. In the event of a conflict or inconsistency between the terms and provisions of the Plan and the provisions of this
Award Notice, the Plan shall govern and control. All capitalized terms not defined herein shall have the meaning ascribed to them as set forth in the Plan. 

10.        Interpretation. Any dispute regarding the interpretation of this Award Notice shall be
submitted by the Grantee or the Company to the Committee for review. The resolution of such a dispute by the Committee shall be binding on the Company and the Grantee. 

11.        No Right to Continued Service. Nothing in this Award Notice shall be deemed by implication or
otherwise to impose any limitation on any right of the Company or any Subsidiary to terminate the Grantee’s service as a member of the Board. 

12.        Severability. Every provision of this Award Notice is intended to be severable and any illegal
or invalid term shall not affect the validity or legality of the remaining terms. 

13.        Headings. The headings of the Sections hereof are provided for convenience only and are not to
serve as a basis for interpretation of construction, and shall not constitute a part of this Award Notice. 

14.        Section 409A. It is intended that the Award be exempt from or comply with
Section 409A of the Code and this Award Notice shall be interpreted consistent therewith. 

15.        Clawback. To the extent required by applicable law (including, without limitation,
Section 304 of the Sarbanes-Oxley Act and Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act) and/or the rules and regulations of NASDAQ or any other securities exchange or inter-dealer quotation service on which
the Shares are listed or quoted, or if so required pursuant to a written policy adopted by the Company, this Award shall be subject (including on a retroactive basis) to clawback, forfeiture or similar requirements. 

16.        Successors. The terms of this Award Notice shall be binding upon and inure to the benefit of
the Company, its successors and assigns, and the Grantee and the beneficiaries, executors, administrators, heirs and successors of the Grantee. 

17.        Entire Agreement. This Award Notice and the Plan contain the entire agreement and
understanding of the parties hereto with respect to the subject matter contained herein and supersede all prior communications, representations and negotiations in respect thereof. 

18.        Counterparts. This Award Notice may be signed in counterparts, each of which shall be an
original, with the same effect as if the signatures thereto and hereto were upon the same instrument. 
 [signature page follows] 

  
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 IN WITNESS WHEREOF, the Company has caused this Award Notice to be executed by its duly
authorized representative and the Grantee has executed this Award Notice, effective as of the Grant Date. 
  

			
	HOUGHTON MIFFLIN HARCOURT COMPANY
		
	By:	 	 
		 	 Name: Linda K. Zecher

Title:   President and Chief Executive Officer

  

			
	GRANTEE
	
	  

	Name:

 SCHEDULE I 

AWARD 
  

			
	GRANTEE	 	NUMBER OF RSUsEX-10.10

 Exhibit 10.10 

HOUGHTON MIFFLIN HARCOURT COMPANY 

2015 OMNIBUS INCENTIVE PLAN 

STOCK OPTION AWARD NOTICE 
 Houghton
Mifflin Harcourt Company (the “Company”) has previously established the Houghton Mifflin Harcourt Company 2015 Omnibus Incentive Plan (the “Plan”) and, pursuant thereto, the Company desires to grant to the Person
identified on Schedule I hereto (the “Grantee”) an option to acquire ownership of shares of the Company’s common stock, $0.01 par value per share (“Common Stock”), as of
[            ], 2015 (the “Grant Date”), subject to the terms and conditions set forth in this notice (“Award Notice”). 

1.        Award. Subject to the terms and conditions set forth herein and in the Plan, the Company hereby
grants to the Grantee an option to purchase from the Company that number of shares of Common Stock as set forth on Schedule I attached hereto at the Exercise Price per share of Common Stock as also set forth on Schedule I
attached hereto (the “Award”). 
 2.        Vesting and Exercisability; Expiration.

 (a)        Subject to the terms and conditions set forth herein and in the Plan, the Award shall
vest and become exercisable in equal installments on each of the first [three (3)/four (4)] anniversaries of the Grant Date; provided, that, the Grantee remains in continuous service with the Company or any of its Subsidiaries on
each such vesting date. Except as otherwise provided in this Section 2, in the event that the Grantee’s continuous service is terminated by the Company or by the Grantee for any reason, the Grantee shall forfeit the unvested portion of the
Award as of the Grantee’s termination date. 
 (b)        In the event that the Grantee’s
continuous service is terminated by the Company due to the Grantee’s Disability or due to the Grantee’s death, the unvested portion of the Award shall become immediately fully vested as of the Grantee’s termination date. 

(c)        Notwithstanding any provision herein to the contrary, (i) if the Committee has made a
provision for the substitution, assumption, exchange or other continuation of the Award in connection with a Change in Control, then in the event that the Grantee’s continuous service is terminated by the Company other than for Cause, and other
than due to death or Disability (which shall be governed by Section 2(b) above), within one (1) year following the occurrence of the Change in Control, the unvested portion of the Award shall become immediately fully vested; or
(ii) if the Committee has not made a provision for the substitution, assumption, exchange or other continuation of the Award in connection with a Change in Control, then the unvested portion of the Award shall become fully vested and
exercisable immediately prior to the Change in Control. 
 (d)        Subject to earlier termination
as provided in this clause (d), the Award shall expire on the seventh anniversary of the Grant Date (the “Expiration Date”). The portion of the Award that is vested as of the Grantee’s termination of continuous service with the
Company shall remain exercisable following such termination as follows: (i) until the 90th day following the Grantee’s termination by the Company without Cause and other than due to the
Grantee’s Disability, but in no event later than the Expiration Date, (ii) until the one year anniversary 

 
following the Grantee’s termination by the Company due to Disability or termination due to the Grantee’s death, but in no event later than the Expiration Date, or (iii) until the
30th day following the Grantee’s voluntary termination of continuous service with the Company, but in no event later than the Expiration Date. Thereafter, any unexercised portion of such
Award shall be forfeited immediately. In the event that the Grantee’s continuous service is terminated by the Company for Cause, the Grantee shall forfeit the Award, whether or not vested, as of the Grantee’s termination date. 

3.        Method of Exercising Option. 

(a)        Payment of Exercise Price. Subject to Section 8 hereof, the Award, to the
extent vested, may be exercised by the Grantee, in whole or in part, by (i) delivery of a written or electronic notice of exercise to the Company specifying the number of whole shares of Common Stock to be purchased; and (ii) satisfying
the aggregate Exercise Price (1) in (A) cash, (B) check, (C) cash equivalent and/or shares of Common Stock having an aggregate Fair Market Value at the time the Award is exercised (including, pursuant to procedures approved by
the Committee, by means of attestation of ownership of a sufficient number of shares of Common Stock in lieu of actual delivery of such shares to the Company) equal to the aggregate Exercise Price; provided, that such shares of Common Stock
are not subject to any pledge or other security interest or (D) any combination of the foregoing (A) – (C); or (2) by such other method as the Committee may permit, in its sole discretion, including without limitation:
(A) in other property having a Fair Market Value on the date of exercise equal to the aggregate Exercise Price; (B) if there is a public market for the shares of Common Stock at such time, by means of a broker-assisted “cashless
exercise” pursuant to which the Company is delivered a copy of irrevocable instructions to a stockbroker to sell the shares of Common Stock otherwise deliverable upon the exercise of the Award and to deliver promptly to the Company an amount
equal to the aggregate Exercise Price; or (C) by means of a “net exercise” procedure effected by withholding the minimum number of shares of Common Stock otherwise deliverable in respect of an Award that are needed to pay for the
aggregate Exercise Price. 
 (b)        Tax Withholding. The Company shall have the
right to require, prior to the issuance or delivery of any shares of Common Stock or the payment of any cash pursuant to an Award made hereunder, payment by the Grantee of any federal, state, local or other taxes that may be required to be withheld
or paid in connection with such Award. At the sole discretion of the Committee, the Grantee may satisfy such withholding obligation (1) by allowing the Company to withhold whole shares of Common Stock that would otherwise be delivered to the
Grantee, having an aggregate Fair Market Value, determined as of the date the obligation to withhold or pay, equal to the minimum withholding taxes required in connection with an Award or by allowing the Company to withhold an amount of cash that
would otherwise be payable to the Grantee, in the amount necessary to satisfy any such obligation; (2) by paying such obligation in cash; (3) in cash from a broker-dealer acceptable to the Company to whom the Grantee has submitted an
irrevocable notice of exercise; (4) by delivering shares of Common Stock or (5) by any combination of the foregoing (1) through (4). 

4.        Issuance of Shares. Except as otherwise provided in the Plan, as promptly as practical after
receipt of written notification of exercise, full payment of the aggregate Exercise Price and any required income tax withholding and the execution of any required documentation, the 

  
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Company shall issue or transfer to the Grantee the number of shares of Common Stock with respect to which the Award or portion thereof has been so exercised, and shall deliver to the Grantee
either a certificate or certificates therefor or written evidence of the book entry notation evidencing the issuance thereof, registered in the Grantee’s name. 

5.        Non-Transferability. The Award is subject to the restrictions on transferability set forth in
Section 15(b) of the Plan. 
 6.        Rights as Shareholder. The Grantee shall have no rights as
shareholder with respect to the shares of Common Stock subject to the Award until the Grantee shall have become the holder of record of such shares, and except as otherwise provided in the Plan, no adjustment shall be made for dividends or
distributions or other rights in respect of such shares for which the date on which shareholders of record are determined for purposes of paying cash dividends on shares of Common Stock is prior to the date upon which the Grantee shall become the
holder of record thereof. 
 7.        Adjustments. The Award granted hereunder is subject to
adjustment pursuant to Sections 12 and 13 of the Plan. 
 8.        Applicable Securities Laws and
Restrictions on Exercise. Shares of Common Stock issued pursuant to the Award granted under this Award Notice shall not be sold or transferred unless either they first shall have been registered under the Securities Act or upon request by
the Company, the Company first shall have been furnished with an opinion of legal counsel, reasonably satisfactory to the Company, to the effect that such sale or transfer is exempt from the registration requirements of the Securities Act. In no
event shall the Grantee be permitted to exercise this Award if such exercise would result in a violation of applicable securities and other laws, as determined by the Committee in its sole discretion. In the event that the exercise of the Award is
restricted pursuant to the foregoing, the Committee shall toll the applicable exercise period until such restriction no longer exists. 

9.        Notice. Every notice or other communication relating to this Award Notice shall be in writing,
and shall be mailed to or delivered to the party for whom it is intended at such address as may from time to time be designated by it in a notice mailed or delivered to the other party as herein provided; provided, that, unless and
until some other address be so designated, all notices or communications by the Grantee to the Company shall be mailed or delivered to the Company at its principal executive office, and all notices or communications by the Company to the Grantee may
be given to the Grantee personally or may be mailed to the Grantee’s address as recorded in the records of the Company or any Subsidiary. 

10.        Non-Qualified Stock Options. The Award granted hereunder consists of stock options that are
not intended to be incentive stock options within the meaning of Section 422 of the Code. 

11.        Governing Law. This Award Notice shall be construed and interpreted in accordance with the
laws of the State of Delaware without regard to its conflict of law principles. 
 12.        Plan. The
terms and provisions of the Plan are incorporated herein by reference, a copy of which has been provided or made available to the Grantee. In the event of a conflict or 

  
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inconsistency between the terms and provisions of the Plan and the provisions of this Award Notice, the Plan shall govern and control. All capitalized terms not defined herein shall have the
meaning ascribed to them as set forth in the Plan. 
 13.        Interpretation. Any dispute regarding
the interpretation of this Award Notice shall be submitted by the Grantee or the Company to the Committee for review. The resolution of such a dispute by the Committee shall be binding on the Company and the Grantee. 

14.        No Right to Continued Service. Nothing in this Award Notice shall be deemed by implication or
otherwise to impose any limitation on any right of the Company or any Subsidiary to terminate the Grantee’s service. 

16.        Severability. Every provision of this Award Notice is intended to be severable and any illegal
or invalid term shall not affect the validity or legality of the remaining terms. 

17.        Headings. The headings of the Sections hereof are provided for convenience only and are
not to serve as a basis for interpretation of construction, and shall not constitute a part of this Award Notice. 

18.        Clawback. To the extent required by applicable law (including, without limitation,
Section 304 of the Sarbanes-Oxley Act and Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act) and/or the rules and regulations of NASDAQ or any other securities exchange or inter-dealer quotation service on which
the Shares are listed or quoted, or if so required pursuant to a written policy adopted by the Company, this Award shall be subject (including on a retroactive basis) to clawback, forfeiture or similar requirements. 

16.        Successors. The terms of this Award Notice shall be binding upon and inure to the benefit of
the Company, its successors and assigns, and the Grantee and the beneficiaries, executors, administrators, heirs and successors of the Grantee. 

17.        Entire Agreement. This Award Notice and the Plan contain the entire agreement and
understanding of the parties hereto with respect to the subject matter contained herein and supersede all prior communications, representations and negotiations in respect thereof 

18.        Counterparts. This Award Notice may be signed in counterparts, each of which shall be an
original, with the same effect as if the signatures thereto and hereto were upon the same instrument. 
 [signature page follows] 

  
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 IN WITNESS WHEREOF, the Company has caused this Agreement to be executed by its duly authorized
representative and the Grantee has executed this Agreement, effective as of the Grant Date. 
  

			
	HOUGHTON MIFFLIN HARCOURT COMPANY
		
	By:	 	 
		 	 Name: William F. Bayers

Title:   Executive Vice President and General

           Counsel

  

			
	GRANTEE
	
	  

	Name:

 SCHEDULE I 

AWARD 
  

					
	GRANTEE	 	NUMBER OF SHARES OF COMMON STOCK	 	
EXERCISE PRICE

($/share)

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