Document:

exv4w1

 

Exhibit 4.1

	 	 	 
	Number

	 	Shares
	
	 	 

[GRAPHIC OMITTED — U-STORE-IT LOGO]

U-STORE-IT TRUST

A Real Estate Investment Trust organized under the laws of the State of Maryland

	 	 	 
	COMMON SHARES

	 	IP 91274F 10 4

	 
	 	 
	THIS CERTIFICATE IS TRANSFERABLE

	 	SEE REVERSE FOR CERTAIN
	IN THE CITIES OF CHICAGO, IL OR

	 	DEFINITIONS AND LEGENDS
	NEW YORK, NY
	 	 

THIS CERTIFIES THAT

IS THE OWNER OF

FULLY-PAID AND NONASSESSABLE COMMON SHARES, $.01 PAR VALUE, OF

U-STORE-IT TRUST

transferable on the books of the Trust by the holder hereof in person or by
duly authorized attorney, upon surrender of this Certificate properly endorsed.
This Certificate and the shares represented hereby are issued and shall be
subject to all the provisions of the Declaration of Trust, as amended, and the
Bylaws of the Trust (copies of which are on file at the office of the Transfer
Agent), to all of which the holder of this Certificate by acceptance hereof
assents. This Certificate is not valid unless countersigned and registered by
the Transfer Agent and Registrar.

WITNESS the facsimile seal of the Trust and the facsimile signatures of its
duly authorized officers.

Dated_______________

	 	 	 	 	 
	/s/ Patricia A. Rocewicky

SECRETARY

	 	[seal]
	 	/s/ Robert J. Amsdell

  CHAIRMAN OF THE BOARD OF
	

	 	 	 	TRUSTEES AND CHIEF EXECUTIVE
	

	 	 	 	       OFFICER

COUNTERSIGNED AND REGISTERED:

              LASALLE BANK NATIONAL ASSOCIATION

       (CHICAGO, ILLINOIS)

    	
	
	

	BY
          
	
	TRANSFER AGENT

	
          
	
	AND REGISTRAR

	 
	
	

	
          
	
	
  

	
          
	
	AUTHORIZED OFFICER

 

 

[FORM OF REVERSE OF CERTIFICATE]

U-STORE-IT TRUST

               The Trust will furnish to any Shareholder on request and without charge a
full statement of the designations and any preferences, conversion and other
rights, voting powers, restrictions, limitations as to dividends or
distributions, qualifications, and terms and conditions of redemption of the
shares of each class which the Trust is authorized to issue, of the differences
in the relative rights and preferences between the shares of each series of a
preferred or special class which the Trust is authorized to issue in series, to
the extent they have been set, and of the authority of the Board of Trustees to
set the relative rights and preferences of subsequent series of a preferred or
special class of shares. Such request may be made to the secretary of the
Trust or to its transfer agent.

               The shares represented by this certificate are subject to restrictions on
Beneficial Ownership, Constructive Ownership and Transfer. Subject to certain
further restrictions and except as expressly provided in the Trust’s
Declaration of Trust, (i) no Person may Beneficially Own or Constructively Own
Common Shares of the Trust in excess of 5 percent (in value or number of
shares, whichever is more restrictive) of the outstanding Common Shares, other
than (A) an Excepted Holder, or (B) a Designated Investment Entity; (ii) no
Person may Beneficially Own or Constructively Own Preferred Shares of the Trust
in excess of 9.8 percent (in value or number of shares, whichever is more
restrictive) of the outstanding shares of such class or series of Preferred
Shares of the Trust; (iii) no Excepted Holder may Beneficially Own or
Constructively Own Common Shares in excess of the Excepted Holder Limit for
such Excepted Holder, as set forth in the Trust’s Declaration of Trust; (iv) no
Designated Investment Entity may Beneficially Own or Constructively Own Common
Shares of the Trust in excess of 9.8 percent (in value or number of shares,
whichever is more restrictive) of the outstanding Common Shares of the Trust;
(v) no Person may Beneficially Own Shares that would result in the Trust being
“closely held” under Section 856(h) of the Internal Revenue Code of 1986 (the
“Code”) or otherwise cause the Trust to fail to qualify as a real estate
investment trust under the Code; and (vi) no Person may Transfer Shares if such
Transfer would result in Shares of the Trust being owned by fewer than 100
Persons. Any Person who Beneficially Owns or Constructively Owns or attempts
to Beneficially Own or Constructively Own Shares which cause or will cause a
Person to Beneficially Own or Constructively Own Shares in excess or in
violation of the limitations set forth in the Trust’s Declaration of Trust must
immediately notify the Trust. If any of the restrictions on transfer or
ownership are violated, the Shares represented hereby will be automatically
transferred to a Charitable Trustee of a Charitable Trust for the benefit of
one or more Charitable Beneficiaries. In addition, upon the occurrence of
certain events, attempted Transfers in violation of the restrictions described
above may be void ab initio. A Person who attempts to Beneficially Own or
Constructively Own Shares in violation of the ownership limitations described
above shall have no claim, cause of action, or any recourse whatsoever against
a transferor of such Shares. All capitalized terms in this legend have the
meanings defined in the Trust’s Declaration of Trust, as the same may be
amended from time to time, a copy of which, including the restrictions on
transfer and ownership, will be furnished to each holder of Shares of the Trust
on request and without charge.

KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN, MUTILATED OR
DESTROYED, THE TRUST WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE
ISSUANCE OF A REPLACEMENT CERTIFICATE.

               The following abbreviations, when used in the inscription on the face of
this certificate, shall be construed as though they were written out in full
according to applicable laws or regulations:

TEN COM = as tenants in common

TEN ENT = as tenants by the entireties

JT TEN = as joint tenants with right of survivorship and not as tenants in

common

	 	 	 
	UNIF GIFT MIN ACT —

	 	__________________Custodian__________________
	

	 	                (Cust)                                                         (Minor)

	

	 	under Uniform Gifts to Minors
	

	 	Act_________________________________
	

	 	                                (State)

Additional abbreviations may also be used though not in the above list.

 

 

For value received,________________hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF
ASSIGNEE)

__________________________Shares represented by the within Certificate,

and do hereby irrevocably constitute and appoint
________________________________________

Attorney to transfer the said Shares on the books of the within-named Trust
with full power of substitution in the premises.

Dated________________________

    	 
	
           

	__________________________________
	   Signature

            NOTICE: THE SIGNATURE TO THIS

	ASSIGNMENT
            MUST CORRESPOND WITH THE

	NAME AS
            WRITTEN UPON THE FACE OF THE

	CERTIFICATE,
            IN EVERY PARTICULAR,

	WITHOUT
            ALTERATION OR ENLARGEMENT, OR

	ANY CHANGE
            WHATEVER.

Signature(s) Guaranteed

By:_______________________________

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION
(BANKS, STOCKHOLDERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH
MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT
TO S.E.C. RULE 17AD-15.exv4w1w1

 

Exhibit 4.1.1

CAPITALSOURCE INC.,

as Issuer,

U.S. BANK NATIONAL ASSOCIATION,

as Trustee,

CAPITALSOURCE HOLDINGS INC.,

as Guarantor,

CAPITALSOURCE FINANCE LLC,

as Guarantor

FIRST SUPPLEMENTAL INDENTURE

DATED AS OF OCTOBER 18, 2004

TO

INDENTURE

DATED AS OF JULY 7, 2004

 

 

     FIRST SUPPLEMENTAL INDENTURE dated as of October 18, 2004, by and among
CapitalSource Inc., a Delaware corporation (hereinafter called the “Company”),
as issuer, CapitalSource Holdings Inc., a Delaware corporation (formerly known
as CapitalSource Holdings LLC prior to its conversion to corporate status
pursuant to §265 of the General Corporation Law of the State of Delaware and
§18-216 of the Delaware Limited Liability Company Act, hereinafter called
"Holdings”), CapitalSource Finance LLC, a Delaware limited liability company
(hereinafter called “Finance,” and together with Holdings, the “Guarantors” and
each a “Guarantor”), each having its principal office at 4445 Willard Avenue,
12th Floor, Chevy Chase, Maryland 20815, and U.S. Bank National Association, as
trustee hereunder (hereinafter called the “Trustee”).

     WHEREAS, the Company has heretofore executed and delivered an indenture
dated as of July 7, 2004 (the “Original Indenture”), by and among the Company,
the Guarantors and the Trustee, pursuant to which the Company has issued
$330,000,000 aggregate principal amount of 3.5% Senior Convertible Debentures
due 2034 (the “Debentures”) and the Guarantors have executed and delivered
their guarantees of the Debentures (the “Guarantees”); and

     WHEREAS, Section 10.01 of the Original Indenture provides that, without
the consent of any Holder of a Debenture, the Company, the Guarantors and the
Trustee may amend or supplement the Original Indenture to make any change to
cure any ambiguity or correct any error in the Original Indenture; and

     WHEREAS, all conditions to the entering of this First Supplemental
Indenture have been satisfied; and

     WHEREAS, the Company, the Guarantors and the Trustee desire to enter into
this First Supplemental Indenture to effect the amendments to the Original
Indenture;

     NOW, THEREFORE, in consideration of the promises and of the mutual
covenants herein contained, and of the acceptance of this trust by the Trustee,
and of other valuable consideration, the receipt whereof is hereby
acknowledged, it is hereby covenanted, declared and agreed by and between the
parties hereto, for the benefit of Holders of the Debentures, as follows:

SECTION 1.

DEFINITIONS

     Capitalized terms used herein and not otherwise defined shall have the
meanings ascribed to such terms in the Original Indenture.

SECTION 2.

EFFECTIVENESS OF AMENDMENTS

     Upon the execution and delivery of this First Supplemental Indenture by
the Company, the Guarantors and the Trustee, this First Supplemental Indenture
shall become effective and the

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Original Indenture and the Debentures and Guarantees issued thereunder shall be
amended and supplemented in accordance herewith, and this First Supplemental
Indenture shall form a part of the Original Indenture for all purposes, and
every holder of Debentures authenticated and delivered under the Original
Indenture shall be bound hereby.

SECTION 3.

AMENDMENTS TO THE INDENTURE

     SECTION 3.1 Amendments to Article 14. Article 14 of the Original
Indenture is hereby amended as follows:

          (a) The second sentence of Section 14.03(b) of the Original Indenture is
hereby amended and restated to read as follows:

In such case, the Company will not send individual notices of its
election to satisfy the Conversion Obligation in cash, if applicable, and
the applicable Conversion Settlement Distribution will be computed in the
same matter as set forth in clause (a) above except that the Cash
Settlement Averaging Period shall be the five consecutive Trading Days
ending on the third Trading Day prior to the Conversion Date and
settlement (in cash or shares) will occur on the third Business Day
following the Conversion Date.

          (b) Section 14.03(c) of the Original Indenture is hereby amended and
restated in its entirety to read as follows:

Notwithstanding anything to the contrary in this Indenture, at any time
prior to Stated Maturity, the Company may irrevocably elect, in its sole
discretion without the consent of Debentureholders, by notice to the
Trustee and the Debentureholders, to satisfy in cash 100% of the
principal amount of the Debentures converted after the date of such
election pursuant to the following procedures. Upon any conversion made
following the date of any such election, settlement dates will be
determined in the same manner as set forth above in clauses (a) and (b)
of this Section 14.03, and settlement amounts will be determined as set
forth in the next two succeeding sentences. The Company will deliver to
holders surrendering Debentures for conversion a cash amount equal to the
lesser of (1) the amount of the Conversion Settlement Distribution
calculated in accordance with clause (a)(ii) of this Section 14.03, or
(2) 100% of the principal amount of Debentures surrendered for conversion
(the “Face Amount”). In addition, if the amount of the Conversion
Settlement Distribution calculated in accordance with clause (a)(ii) of
this Section 14.03 exceeds the Face Amount, the Company will deliver to
holders surrendering Debentures for conversion either cash in the amount
of such excess or, at the Company’s option, a number of shares of Common
Stock equal to the excess, if any, of (A) the number of shares equal to
(i) the aggregate principal amount of Debentures to be converted divided
by 1,000, multiplied by (ii) the Conversion Rate, over (B) the number of
shares equal to the sum, for each day of the Cash Settlement Averaging
Period, of (x) 1/7th (or 1/5th, as applicable) of the Face Amount,
divided by (y) the Last Reported

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Sale Price of the Common Stock, plus cash for any fractional shares
pursuant to Section 14.04.

SECTION 4.

MISCELLANEOUS

     SECTION 4.1 Execution as Supplemental Indenture. This First
Supplemental Indenture is executed and shall be construed as an indenture
supplemental to the Original Indenture and, as provided in the Original
Indenture, this First Supplemental Indenture forms a part thereof. Except as
herein expressly otherwise defined, the use of the terms and expressions herein
is in accordance with the definitions, uses and constructions contained in the
Original Indenture.

     SECTION 4.2 No Other Amendments. Except as expressly amended
hereby, the Original Indenture shall continue in full force and effect in
accordance with the provisions thereof.

     SECTION 4.3 Provisions Binding on the Company’s Successors. All
the covenants, stipulations, promises and agreements contained in this First
Supplemental Indenture made by the Company and the Guarantors shall bind their
successors and assigns whether so expressed or not.

     SECTION 4.4 Governing Law. THIS FIRST SUPPLEMENTAL INDENTURE AND
EACH DEBENTURE SHALL BE DEEMED TO BE A CONTRACT MADE UNDER THE LAWS OF THE
STATE OF NEW YORK, AND FOR ALL PURPOSES SHALL BE CONSTRUED IN ACCORDANCE WITH
THE LAWS OF THE STATE OF NEW YORK (INCLUDING SECTION 5-1401 OF THE NEW YORK
GENERAL OBLIGATIONS LAW OR ANY SUCCESSOR TO SUCH STATUTE).

     SECTION 4.5 Execution and Counterparts. This First Supplemental
Indenture may be executed in any number of counterparts, each of which shall be
an original but such counterparts shall together constitute but one and the
same instrument.

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     IN WITNESS WHEREOF, the parties hereto have caused this First Supplemental
Indenture to be duly executed as of the date first written above.

	 	 	 	 	 
	 	CAPITALSOURCE INC.,
     as Issuer

 	 
	 	By:  	/s/ Steven A. Museles
 	 
	 	 	Name:  	Steven A. Museles 	 
	 	 	Title:  	Senior Vice President 	 
	 
	 	CAPITALSOURCE HOLDINGS INC.,
     as Guarantor

 	 
	 	By:  	/s/ Steven A. Museles
 	 
	 	 	Name:  	Steven A. Museles 	 
	 	 	Title:  	Senior Vice President 	 
	 
	 	CAPITALSOURCE FINANCE LLC,
     as Guarantor

 	 
	 	By:  	/s/ Steven A. Museles
 	 
	 	 	Name:  	Steven A. Museles 	 
	 	 	Title:  	Senior Vice President 	 
	 
	 	U.S. BANK NATIONAL ASSOCIATION,
     as Trustee

 	 
	 	By:  	/s/ Lori Anne Rosenberg
 	 
	 	 	Name:  	Lori Anne Rosenberg 	 
	 	 	Title:  	Assistant Vice President 	 
	 

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