Document:

Exhibit 1021 - Amendment to Claims Proceeds Agreement

		

			 

		

		
			*  CERTAIN INFORMATION IN THIS EXHIBIT HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION. CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS.
		

		
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			VIA FEDEX AND EMAIL
		

		
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			April 26, 2018
		

		
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			Brickell Key Investments LP
		

		
			11 New Street
		

		
			St. Peter Port
		

		
			Guernsey  GY1 2PF
		

		
			[*]
		

		
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			 Brickell Key Asset Management Limited
		

		
			11 New Street
		

		
			St. Peter Port
		

		
			Guernsey  GY1 2PF
		

		
			[*]
		

		
			 
		

		
			Brickell Key Asset Management LLC 
		

		
			18 Broad Street
		

		
			Suite 201D
		

		
			Charleston, SC  29401
		

		
			U.S.A.
		

		
			[*]
		

		
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			Arent Fox LLP
		

		
			1717 K Street N.W.
		

		
			Washington, D.C.  20006
		

		
			U.S.A.
		

		
			[*]
		

		
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			Re: Third Letter Amendment to Claims Proceeds Investment Agreement dated February 24, 2016 ("CPIA")                                                                                                                              
		

		
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			Dear Corporate Secretary:
		

		
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			This letter further amends that certain Claims Proceeds Investment Agreement dated February 24, 2016 (the "CPIA") between ParkerVision, Inc., a Florida corporation ("ParkerVision"), and Brickell Key Investments LP, a Delaware limited partnership ("Investor"), a copy of which is attached hereto as Exhibit A.  All terms not otherwise defined herein shall have their meanings set forth in the CPIA.
		

		
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			On or about May 26, 2016, Investor exercised its rights, pursuant to Section 2.5(b) of the CPIA, by making an investment of Two Million Dollars ($2,000,000) (the "First Additional Investment") in that certain enforcement campaign by ParkerVision and / or its subsidiaries and Affiliates over certain patents and Patent Pending Applications in Germany and /or within the Unified Patent Court (once established) (the "German Assertion Program") as set forth 
		

		 

		

			 

		

		

			 

		
7915 Baymeadows Way, Suite 400 •  Jacksonville, FL 32256 •  Ph 904 732 6100 •  Fax 904 731 0958

 

		

			 

		

		in that certain Letter Amendment to Claims Proceeds Investment Agreement, a copy of which is attached hereto as Exhibit B.
		

		
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			On or about December 27, 2017, Investor increased its investment in ParkerVision in the additional investment amount of One Million Dollars ($1,000,000), which amount was to be used solely for Claims Costs and Expenses relating to the German Assertion Program (the “Second Additional Investment”) as set forth in that certain Second Letter Amendment to Claims Proceeds Investment Agreement, a copy of which is attached hereto as Exhibit C.
		

		
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			As of the date hereof, Investor desires to further increase its investment in ParkerVision in the additional investment amount of One Million Five Hundred Thousand Dollars ($1,500,000) (the “Third Additional Investment”) for the purpose of advancing the existing Federal District Court actions, the existing German actions and corresponding bonding requirements. In consideration of Investor making the Third Additional Investment, ParkerVision agrees (a) to amend Section 3.4 [*] and (b) that the additional patents and Patent Pending Applications listed in Annex 1 hereto shall, for all purposes, be considered part of the Claims, Scheduled Patents and Claims (Schedule A of the CPIA), Scheduled Patents Proceeds and Assigned Rights under the CPIA, and Investor shall be entitled to a Security Interest over such additional Claims, Scheduled Patents and Claims and Scheduled Patents Proceeds as set forth in Section 4 of the CPIA.
		

		
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			For all purposes, the First Additional Investment, the Second Additional Investment and the Third Additional Investment shall be considered part of the Commitment and the Investment, as such terms are defined under the CPIA, and shall have all rights, entitlements, benefits, privileges and priorities (including under Section 3.4 of the CPIA) thereof; provided that, the Multiple and IRR Return as to such First Additional Investment, the Second Additional Investment and the Third Additional Investment shall be calculated from the dates ParkerVision receives such First Additional Investment, the Second Additional Investment and the Third Additional Investment.  
		

		
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			Other than as expressly set forth above, no other terms and conditions of the CPIA are hereby amended, modified or revoked.  Any and all disputes hereunder shall be finally determined in accordance with Section 9 of the CPIA.
		

		
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			Sincerely,
		

		
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			PARKERVISION, INC.
		

		
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			__________________________
		

		
			Name: Cynthia Poehlman
		

		
			Title:   Chief Financial Officer and Authorized Signatory
		

		
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			ACKNOWLEDGED AND AGREED:
		

		
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			BRICKELL KEY INVESTMENTS LP
		

		
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			________________________________________
		

		
			Name:
		

		
			Title:Director for and on behalf of Brickell Key Partners GP Limited,
		

		
			as General Partner of Brickell Key Investments LP
		

		
			﻿sync-ex101_349.htm

EXHIBIT 10.1

CONFIDENTIAL TREATMENT REQUESTED

 

GOOGLE SERVICES AGREEMENT

 

	
COMPANY INFORMATION

 

	
COMPANY:  Synacor, Inc.

 

	
 
	
Business Contact:
	
Legal Contact:
	
Technical Contact:

	
Name:
	
[*]
	
[*]
	
[*]

	
Title:
	
Vice President, Search and Advertising Operations
	
Executive Director, Legal Affairs
	
Director, Search and Advertising Products

	
Address, City, State, 
Postal Code:
	
40 La Riviere Drive Suite 300 Buffalo, NY 14202
	
40 La Riviere Drive Suite 300 Buffalo, NY 14202
	
40 La Riviere Drive Suite 300 Buffalo, NY 14202

	
Phone:
	
[*]
	
[*]
	
[*]

	
Email:
	
[*]
	
[*]
	
[*]

	
 

 

	
TERM

 

	
TERM: Starting on June 1, 2018 (“Effective Date”) and continuing through May 31, 2020(inclusive). The parties may mutually agree to extend the term for additional one year period by executing an amendment.

 

 

	
SEARCH SERVICES

 

	
 ☒  WEBSEARCH SERVICE (“WS”)

 
	
Search Fees

	
 

Sites approved for WS:

See Exhibit A
	
 

[*] Requests for Search Results Sets

 

 

	
☒   IMAGE SEARCH SERVICE (“IS”)

   
	
Search Fees

	
 

[*]

 
	
 

[*]

	
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[*] = CERTAIN INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION.

CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS.

CONFIDENTIAL TREATMENT REQUESTED

 

 

	
ADVERTISING SERVICES

 

	
☒   ADSENSE FOR SEARCH (“AFS”)
	
AFS Revenue Share Percentage
	
AFS Deduction Percentage

	
 

Sites approved for AFS:

See Exhibit A

 
	
 

See Exhibit B
	
 

See Exhibit B

 

	
☒   ADSENSE FOR SHOPPING (“AFSH”)
	
AFSH Revenue Share Percentage
	
AFSH Deduction Percentage

	
[*] Sites approved for AFSH:

 See Exhibit A

 
	
 

See Exhibit B
	
 

See Exhibit B

 

 

	
CURRENCY 

 

	
☐ AUD

☐ CAD

☐ EUR

☐ GBP

 
	
☐ JPY

☐ KRW

☒ USD

☐ Other

 

 

 

	
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[*] = CERTAIN INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION.

CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS.

CONFIDENTIAL TREATMENT REQUESTED

 

This Google Services Agreement (“Agreement”) is entered into by Google LLC (“Google”) and Synacor Inc. (“Company”) and is effective as of the Effective Date.

1.Definitions.  In this Agreement:

1.1.“Ad” means an individual advertisement provided through the applicable Advertising Service.

1.2.“Ad Deduction” means, for each of the Advertising Services, for any period during the Term, the Deduction Percentage (listed on the front pages of this Agreement) of Ad Revenues.

1.3.“Ad Revenues” means, for any period during the Term, revenues that are recognized by Google in connection with Company’s use of the applicable Advertising Service and attributed to Ads in that period.  Notwithstanding the forgoing, if advertisers buy Ads at a fixed or aggregated price, then Ad Revenues for those Ads will be calculated as if such advertisers had paid the final price for the provision of the Ad in accordance with the definition above.

1.4.“Ad Set” means a set of one or more Ads.

1.5.“Advertising Services” means the advertising services selected on the front pages of this Agreement.

1.6.“Affiliate” means any entity that directly or indirectly controls, is controlled by or is under common control with, a party.

1.7.“Alternative Search Queries” means alternative search queries as approved by Google in writing and described in the Google Program Guidelines.

1.8.“Approved Client Application” means any Client Application that runs on a user’ s computer and that has been approved by Google for the purpose of indirectly accessing a Service.

1.9.[*] means a Client Application [*] and that has been approved by Google for the purpose of directly accessing and implementing a Service within such Client Application.

1.10.“Brand Features” means each party’s trade names, trademarks, logos and other distinctive brand features.

1.11.“Client Application” means any application, plug-in, helper, component or other executable code that runs on a user’s computer [*] (or any subsequent version of such application). 

1.12.“Client Application Guidelines” means the policy guidelines applicable to the Approved Client Application(s) as provided by Google to Company from time to time. 

1.13.“Company Content” means any content served to End Users that is not provided by Google.

1.14.“Confidential Information” means information that one party (or an Affiliate) discloses to the other party under this Agreement, and that is marked as confidential or would normally be considered confidential information under the circumstances.  It does not include information that the recipient already knew, that becomes public through no fault of the recipient, that was independently developed by the recipient, or that was lawfully given to the recipient by a third party.

1.15.“[*] AFS Ads” means AFS Ads that are displayed in response to Search Queries submitted by End Users [*].

1.16.“EEA AFS Request” means a Request for AFS Ads that is generated by an EEA Query.

1.17.“EEA End User” means an End User who, based on IP address data available to Google, is located within the European Economic Area.

1.18.“EEA Query” means a Search Query submitted by an EEA End User.

1.19.“End Users” means individual human end users of a Site or Approved Client Application.

	
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1.20.“Equivalent AFS Ads” means any third party or Company sourced advertisements that are the same as or substantially similar in nature to the AFS Ads.

1.21.“Equivalent AFSH Ads” means any third party or Company sourced advertisements that are the same as or substantially similar in nature to the AFSH Ads.

1.22.“Google Branding Guidelines” means the brand treatment guidelines applicable to the Services and located at the following URL: https://support.google.com/adsense/answer/6370057 (or a different URL Google may provide to Company from time to time).  

1.23.“Google Program Guidelines” means the policy and implementation guidelines applicable to the Services and as provided by Google to Company from time to time, including those located at the following URL: https://support.google.com/adsense/answer/6068943, https://support.google.com/adsense/answer/6068966, https://support.google.com/adsense/answer/6069508] (or any different URL(s) or additional URL(s) as provided by Google may provide to Company from time to time).

1.24.“Intellectual Property Rights” means all copyrights, moral rights, patent rights, trademarks, rights in or relating to Confidential Information and any other intellectual property or similar rights (registered or unregistered) throughout the world.

1.25.[*]

1.26.“[*] AFS Ads” means AFS Ads displayed in response to Search Queries submitted by End Users [*].

1.27.[*]

1.28.“Net Ad Revenues” means, for each of the Advertising Services, for any period during the Term, Ad Revenues for that period minus the Ad Deduction (if any) for that period.

1.29.“Request” means a request from Company or an End User (as applicable) to Google for a Search Results Set and/or an Ad Set (as applicable).

1.30.“Results” means Search Results Sets, Search Results, Ad Sets or Ads.

1.31.“Results Page” means any Site page that contains any Results.

1.32.“Search Box” means a search box (or other means approved by Google) for the purpose of sending search queries to Google as part of a Request.

1.33.“Search Query” means (a) a text query entered and submitted into a Search Box on a Site or on an Approved Client Application by an End User, [*].

1.34.“Search Result” means an individual search result provided through the applicable Search Service.

1.35.“Search Results Set” means a set of one or more Search Results.

1.36.“Search Services” means the search services selected on the front pages of this Agreement.

1.37.“Services” means the Advertising Services and/or Search Services (as applicable).

1.38.“Site(s)” means:

(a)the Web site(s) [*] located at the URL(s) listed on the front pages of this Agreement (or the applicable Exhibit) and the [*] listed on the front pages of this Agreement (or the applicable Exhibit), together with the additional URL(s) and Client Applications approved by Google from time to time under subsection 8.3(a) below.

1.39.[*]

1.40.“[*] AFS Ads” means AFS Ads displayed in response to Search Queries submitted by End Users [*].

	
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CONFIDENTIAL TREATMENT REQUESTED

 

	
2.
	
Launch, Implementation and Maintenance of Services.

2.1.Launch. The parties will each use reasonable efforts to launch the Services into live use on a new Site within 30 days from the date that Google approves such new Site.  Company will not launch any implementation of the Services into live use, including without limitation any implementation of Alternative Search Queries, and such implementations will not be payable by Google, until Google has approved such implementations in writing, which approval will not be unreasonably withheld or delayed.

2.2.Implementation and Maintenance.

(a)Throughout the Term, Google will make available and, unless removed from the list of Sites or Approved Client Applications, or [*] in accordance with Section 7.3(a), Company will implement and maintain each of the Services on each of the Sites and Approved Client Applications. For clarity, Company may not implement the Services on a property that is not a Site or Approved Client Application.

(b)Company will ensure that Company:

(i)[*] has the technical and editorial l control in relation to each page, including Results Pages, each Approved Client Application, [*] on which the Services are implemented; and

(ii)has control over the way in which the Services are implemented on each of those pages, [*] and Approved Client Applications

(iii)Notwithstanding Sections 2.2(b)(i) and 2.2(b)(ii), Google acknowledges that (a) [*] may have decision making authority in relation to the content on each page and placement of such content on the [*], (b) hardware used to host the Sites may be hosted in data centers [*] and (c) [*] may have decision making authority over portions of the pages that contain the Google Search Box and/or Results on the [*].  Notwithstanding the preceding sentence, in no circumstances do [*]

[*] control the implementation of the Services [*].  If any given Site is not in compliance with 2.2(b)(i, ii, or iii), Google shall have the right to suspend the Site that is in violation pursuant to Section 3.2.

(c)Company will ensure that the Services are implemented and maintained in accordance with Google technical protocols (if any) and any other technical requirements and specifications applicable to the Services that are provided to Company by Google from time to time.

(d)AFS Result Requirements.

(i)For each AFS Request [*], Company will request at least 3 wide format Desktop AFS Ads, at least 1 Mobile AFS Ad, or at least 1 Tablet AFS Ad, as applicable.

(ii)Except as set forth in Section 5.3, Company will ensure that the AFS Ads are displayed in a single continuous block and are not interspersed with any other advertisements or content.

(e)Company will ensure that the AFSH Ads are displayed in a single continuous block and are not interspersed with any other advertisements or content.

(f)Subject to Section 2.3 [*], Company will ensure that (i) every Search Query generates a WS Request, (ii) every Request is generated by a Search Query and (iii) every Request contains the Search Query that generated that Request.

(g)Google will, upon receiving a Request sent in compliance with this Agreement, provide a Search Results Set and/or an Ad Set (as applicable) when available.  Company will then display the Search Results Set and/or Ad Set (as applicable) on the applicable Site.

	
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(h)Company will ensure that at all times during the applicable Term, Company:

(i)has a clearly labeled and easily accessible privacy policy in place relating to the Site(s) and Approved Client Application(s); and

(ii)provides the End User with clear and comprehensive information about cookies and other information stored or accessed on the End User’s device in connection with the Services, including information about End Users’ options for cookie management.

(i)Company will use commercially reasonable efforts to ensure that an End User gives consent to the storing and accessing of cookies and other information on the End User’s device in connection with the Services where such consent is required by law.

(j)Company may implement any [*] approved by Google in writing (email being sufficient for this purpose), subject to the terms of this Agreement, including without limitation the Google Program Guidelines, Google technical protocols and any other technical requirements and specifications applicable to the [*] that are provided to Company by Google from time to time.  [*]

2.3.[*]

[*] 

2.4[*] Co-Branded Site. 

[*]

Image Search. [*]

[*]

3.Policy and Compliance Obligations.

3.1.Policy Obligations. Company will not, and will not knowingly or negligently allow any third party to:

(a)modify, obscure or prevent the display of all, or any part of, any Results;

(b)edit, filter, truncate, append terms to or otherwise modify any Search Query, except as provided in Section 2.2(j);

(c)implement any click tracking or other click monitoring of Results.

(d)display any Results in pop-ups, pop-unders exit windows, expanding buttons, animation or other similar methods;

(e)interfere with the display of or frame any Results Page or any page accessed by clicking on any Results;

(f)display any content between any Results and any page accessed by clicking on those Results or place any interstitial content immediately before any Results Page containing any Results;

(g)enter into any type of co-branding, white labeling or sub-syndication arrangement with any third party in connection with any Results or Ad revenue, [*]. For the avoidance of doubt, nothing in this Section 3.1(f) is intended to prevent Company from displaying Equivalent AFS Ads or Equivalent AFSH Ads (or other third party ads) on a Results Page;

(h)directly or indirectly, (i) offer incentives to End Users to generate impressions, Requests or clicks on Results, (ii) fraudulently generate impressions, Requests or clicks on Results or (iii) modify impressions, Requests or clicks on Results;

(i)“crawl”, “spider”, index or in any non-transitory manner store or cache information obtained from the Services (including Results); or

	
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(j)display on any Site or Approved Client Application, any content that violates or encourages conduct that would violate the Google Program Guidelines, Google technical protocols and any other technical requirements and specifications applicable to the Services that are provided to Company by Google from time to time.

(k)serve or display advertisements on or in connection with, or otherwise monetize, Results Pages that have Search Results from IS, except as set forth in Section 2.4.

3.2.Compliance Obligations.  Company will not knowingly or negligently allow any use of or access to the Services through any Site or Approved Client Application that is not in compliance with the terms of this Agreement.  Company will use commercially reasonable efforts to monitor for any such access or use and will, if any such access or use is detected, take all commercially reasonable steps requested by Google to disable this access or use.  If Company is not in compliance with this Agreement at any time, Google may with notice to Company, suspend provision of all (or any part of) the applicable Services until Company implements adequate corrective modifications as reasonably required and determined by Google.

4.[*]

5.[*]

[*]

6.Reporting.  Google will continue to provide detailed account reporting through the online Google console.

7.Client Applications. Company will, and will ensure that any Approved Client Application(s) will, comply with Google’s Client Application Guidelines, as provided by Google to Company from time to time. Company will, and will ensure that any [*] will, comply with all relevant Google Program Guidelines and Google’s Software Principles located at the following URL: http://www.google.com/about/company/software-principles.html (or a different URL Google may provide to Company from time to time).  Any updates to these will provide for the [*] nature of this Agreement.

8.Changes and Modifications.

8.1.By Google.  If Google modifies the Google Branding Guidelines Google Program Guidelines the Google technical protocols and the modification requires action by Company, Company will take the necessary action no later than 30 days from receipt of notice from Google.  Any modifications to the Google Branding Guidelines, Google Program Guidelines will be generally applied to Google’s similarly situated customers in the same region who are using the specific Service impacted by the modification.

8.2.By Company.

(a)Company will provide Google with at least 15 days prior notice of any change in code or serving technology that could reasonably be expected to affect the delivery or display of any Results.

8.3.Site List Changes.

(a)Company may notify Google from time to time that it wishes to add or remove (i) URL(s) to those comprising the Site(s) or (ii) Client Applications to a new [*], in each such case, by sending notice to Google at least [*] days before Company wishes the addition or deletion to take effect.  Google may approve or disapprove the request to add Sites or Client Applications in its reasonable discretion, this approval or disapproval to be in writing.

(b)If there is a change in control of any [*] or Approved Client Application (such that the conditions set out in Section 2.2(b)(i) or 2.2(b)(ii) are not met):

(i)Company will provide notice to Google at least [*] days before the change; and

(ii)unless the entire Agreement is assigned to the third party controlling the Site or Approved Client Application in compliance with Section 16.3 (Assignment) below, from the date of that change in control of the Site or Approved 

	
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Client Application, that Site or Approved Client Application will be treated as removed from this Agreement.  Company will ensure that from that date, the Services are no longer implemented on that Site or Approved Client Application.

9.Intellectual Property.  Except to the extent expressly stated otherwise in this Agreement, neither party will acquire any right, title or interest in any Intellectual Property Rights belonging to the other party, or to the other party’s licensors.

10.Brand Features.

10.1.Google grants to Company a non-exclusive and non-sublicensable license during the Term to use the Google Brand Features solely to fulfill Company’s obligations in connection with the Services in accordance with this Agreement and the Google Branding Guidelines.  Google may revoke this license at any time upon notice to Company. Any goodwill resulting from the use by Company of the Google Brand Features will belong to Google.  Any goodwill resulting from the use by Google of the Company Brand Features will belong to Company.

10.2.With Company written approval, Google may include Company’s Brand Features in customer lists.  Google will provide Company with a sample of this usage if requested by Company.

10.3.Company may include Google's Brand Features in vendor lists subject to the Google Branding Guidelines and Google's prior written consent prior to each usage.

	
11.
	
Payment.

11.1.Company Payments.

(a)The Search Fees owed to Google under this Agreement will be calculated using the number of Requests for Search Results Sets as reported by Google.

(b)Offset.  Google may offset the Search Fees payable by Company under this Agreement against Google’s payment obligations to Company under this Agreement.

(c)Invoices.  Even if the Search Fees are offset under subsection 11.1(b), Google will invoice (or send a statement of financial activity to) Company for Search Fees in the month after the Search Fees are incurred.  Company will pay the invoice amount, if any, to Google within [*] days of the date of invoice.

11.2.Google Payments.

(a)For each applicable Advertising Service, Google will pay Company an amount equal to the Revenue Share Percentage (listed on the front pages of this Agreement or the applicable Exhibit) of Net Ad Revenues attributable to a calendar month. This payment will be made in the month following the calendar month in which the applicable Ads were displayed.

(b)Google’s payments for Advertising Services under this Agreement will be based on Google’s accounting which may be filtered to exclude (i) invalid queries, impressions, conversions or clicks, and (ii) any amounts refunded to advertisers in connection with Company’s failure to comply with this Agreement, as reasonably determined by Google and [*].

11.3.All Payments.

(a)As between Google and Company, Google is responsible for all taxes (if any) associated with the transactions between Google and advertisers in connection with Ads displayed on the Sites. Company is responsible for all taxes (if any) associated with the Services, other than taxes based on Google’s net income.  All payments to Company from Google in relation to the Services will be treated as inclusive of tax (if applicable) and will not be adjusted.  If Google is obligated to withhold any taxes from its payments to Company, Google will notify Company of this and will make the payments net of the withheld amounts.  Google will provide Company with original or certified copies of tax payments (or other sufficient evidence of tax payments) if any of these payments are made by Google.

	
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(b)All payments due to Google or to Company will be in the currency specified in this Agreement and made by electronic transfer to the account notified to the paying party by the other party for that purpose, and the party receiving payment will be responsible for any bank charges assessed by the recipient’s bank.

(c)In addition to other rights and remedies Google may have, Google may offset any payment obligations to Company that Google may incur under this Agreement against any undisputed, past due product or service fees owed to Google by Company under this Agreement or any other agreement between Company and Google.  Google may also withhold and offset against its payment obligations under this Agreement, or require Company to pay to Google within [*] days of any invoice, any amounts Google may have overpaid to Company under this Agreement in the [*] prior periods to the date of such withholding, offset or invoice.

12.Warranties; Disclaimers.

12.1.Warranties.  Each party warrants that (a) it has full power and authority to enter into this Agreement; and (b) entering into or performing under this Agreement will not violate any agreement it has with a third party.

12.2.Disclaimers.  Except as expressly provided for in this Agreement and to the maximum extent permitted by applicable law, NEITHER PARTY MAKES ANY WARRANTY OF ANY KIND, WHETHER IMPLIED, STATUTORY, OR OTHERWISE AND DISCLAIMS, WITHOUT LIMITATION, WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR USE, AND NONINFRINGEMENT.

13.Indemnification.

13.1.By Company. Company will indemnify, defend, and hold harmless Google from and against all liabilities, damages, and costs (including settlement costs) arising out of a third party claim: (a) arising from any Company Content, Sites or Company Brand Features, and Approved Client Applications; or (b) arising from Company’s breach of this Agreement; or (d) arising solely from Company’s use of IS.

13.2.By Google.

(a)Google will indemnify, defend, and hold harmless Company from and against all liabilities, damages, and costs (including settlement costs) arising out of a third party claim: (i) that authorized use of Google’s technology used to provide the Services or any Google Brand Features infringes or misappropriates any copyright, trade secret, trademark or U.S. patent of that third party; or (ii) arising from Google’s breach of this Agreement.

(b)For purposes of clarity, Google will not have any obligations or liability under this Section 13 (Indemnification) to the extent arising from any (i) use of the Services or Google Brand Features in a modified form or in combination with services or software not furnished by Google, (ii) content, information or data provided to Google by Company or End Users.  Except for the indemnity obligations described in Section 13(a), Google will not have any obligations or liability under this Section 13 arising from any Search Results, Ads, content appearing in Search Results or Ads, or content to which Search Results or Ads link.

13.3.General.  The party seeking indemnification will promptly notify the other party of the claim and cooperate with the other party in defending the claim.  The indemnifying party has full control and authority over the defense, except that any settlement requiring the party seeking indemnification to admit liability or to pay any money will require that party’s prior written consent, such consent not to be unreasonably withheld or delayed.  The other party may join in the defense with its own counsel at its own expense.  THE INDEMNITIES IN SUBSECTIONS 13.1 and 13.2(a) ARE THE ONLY REMEDY UNDER THIS AGREEMENT FOR VIOLATION OF A THIRD PARTY’S INTELLECTUAL PROPERTY RIGHTS.

14.Limitation of Liability.

14.1.Limitation.

(a)NEITHER PARTY WILL BE LIABLE UNDER THIS AGREEMENT FOR LOST REVENUES OR INDIRECT, SPECIAL, INCIDENTAL, CONSEQUENTIAL, EXEMPLARY, OR PUNITIVE DAMAGES, EVEN IF THE 

	
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PARTY KNEW OR SHOULD HAVE KNOWN THAT SUCH DAMAGES WERE POSSIBLE AND EVEN IF DIRECT DAMAGES DO NOT SATISFY A REMEDY.

(b)NEITHER PARTY WILL BE LIABLE UNDER THIS AGREEMENT FOR MORE THAN THE SUM OF FEES PAID TO SUCH PARTY UNDER THIS AGREEMENT AND AD REVENUES RECEIVED AND RETAINED BY SUCH PARTY DURING THE 12 MONTHS BEFORE THE CLAIM ARISES.

14.2.Exceptions to Limitations.  These limitations of liability do not apply to Company’s breach of Section 4 (Conflicting Services), breaches of confidentiality obligations contained in this Agreement, or violations of a party’s Intellectual Property Rights by the other party, or indemnification obligations contained in this Agreement.

15.Confidentiality; Publicity.

15.1.Confidentiality.  The recipient of any Confidential Information will not disclose that Confidential Information, except to Affiliates, employees, agents or professional advisors who need to know it and who have agreed in writing (or in the case of professional advisors are otherwise bound) to keep it confidential.  The recipient will ensure that those people and entities use Confidential Information only to exercise rights and fulfill obligations under this Agreement, while using reasonable care to keep the Confidential Information confidential.  The recipient may also disclose Confidential Information when required by law after giving reasonable notice to the discloser, if permitted by law, and the opportunity to seek confidential treatment, a protective order, or similar remedies or relief.

15.2.Exceptions.

Notwithstanding Section 14.1 (Confidentiality), Google may (a) inform advertisers of Company’s participation in the Services; and (b) share with advertisers Site-specific statistics, the Site URL, the name and platform of the [*] and Approved Client Applications, and related information collected by Google through its provision of the Advertising Services to Company.  Disclosure of information by Google under this subsection 15.2 will be subject to the terms of the Google Privacy Policy located at the following URL: http://www.google.com/privacypolicy.html (or a different URL Google may provide to Company from time to time).

15.3.Publicity.  Neither party may make any public statement regarding this Agreement without the other’s written approval.

16.Term and Termination.

16.1.Term.  The term of this Agreement is the Term stated on the front pages of this Agreement, unless earlier terminated as provided in this Agreement.

16.2.Termination.

(a)Either party may terminate this Agreement with notice if the other party is in material breach of this Agreement:

(i)where the breach is incapable of remedy;

(ii)where the breach is capable of remedy and the party in breach fails to remedy that breach within 30 days after receiving notice from the other party; or

(iii)more than twice even if the previous breaches were remedied.

(b)Google reserves the right to suspend or terminate Company’s use of any Services that are alleged or reasonably believed by Google to infringe or violate a third party right.  If any suspension of a Service under this subsection continues for more than 6 months, Company may immediately terminate this Agreement upon notice to Google.

(c)Google may terminate this Agreement, or the provision of any Service, immediately with notice if pornographic content that is illegal under U.S. law is displayed on a Site or Approved Client Application.

	
CONFIDENTIAL ~ DMS Template ID: 1256342 (v2.10) ~ pg. 10

 

CONFIDENTIAL TREATMENT REQUESTED

 

(d)Upon the expiration or termination of this Agreement for any reason:

(i)all rights and licenses granted by each party will cease immediately; and

	
 
	
(ii)
	
if requested, each party will use commercially reasonable efforts to promptly return to the other party, or destroy and certify the destruction of, all Confidential Information disclosed to it by the other party.

17.Miscellaneous.

17.1.Compliance with Laws.  Each party will comply with all applicable laws, rules, and regulations in fulfilling its obligations under this Agreement.

17.2.Notices.  All notices of termination or breach must be in writing and addressed to the attention of the other party’s Legal Department and primary point of contact.  The email address for notices being sent to Google’s Legal Department is [*].  All other notices must be in English, in writing and addressed to the other party’s primary contact.  Notice will be treated as given on receipt, as verified by written or automated receipt or electronic log (as applicable).

17.3.Assignment.  Neither party may assign any part of this Agreement without the written consent of the other, except to an Affiliate where (a) the assignee has agreed in writing to be bound by the terms of this Agreement; (b) the assigning party remains liable for obligations under the Agreement if the assignee defaults on them; and (c) the assigning party has notified the other party of the assignment.  Any other attempt to assign is void.

17.4.Change of Control.  Upon the earlier of (a) entering into an agreement providing for a change of control (for example, through a stock purchase or sale, merger, asset sale, liquidation or other similar form of corporate transaction), (b) the board of directors of a party recommending its shareholders approve a change of control, or (c) the occurrence of a change of control (each, a “Change of Control Event”), the party experiencing the Change of Control Event will provide notice to the other party promptly, but no later than 3 days, after the occurrence of the Change of Control Event.  The other party may terminate this Agreement by sending notice to the party experiencing the Change of Control Event and the termination will be effective upon the earlier of delivery of the termination notice or 3 days after the occurrence of the Change of Control Event.

17.5.Governing Law.  ALL CLAIMS ARISING OUT OF OR RELATING TO THIS AGREEMENT OR THE SERVICES WILL BE GOVERNED BY CALIFORNIA LAW, EXCLUDING CALIFORNIA’S CONFLICT OF LAW RULES, AND WILL BE LITIGATED EXCLUSIVELY IN THE FEDERAL OR STATE COURTS OF SANTA CLARA COUNTY, CALIFORNIA, USA.  THE PARTIES CONSENT TO PERSONAL JURISDICTION IN THOSE COURTS.

17.6.Equitable Relief.  Nothing in this Agreement will limit either party’s ability to seek equitable relief; except that Company will not seek, in a proceeding filed during the Term, an injunction or an exclusion order of any of the Services or any portion of the Services based on patent infringement.

17.7.Entire Agreement; Amendments.  This Agreement sets out all terms agreed between the parties and supersedes all other agreements between the parties relating to its subject matter.  In entering into this Agreement, neither party has relied on, and neither party will have any right or remedy based on, any statement, representation or warranty (whether made negligently or innocently), except those expressly set out in this Agreement.  Any amendment must be in writing, signed (including by electronic signature) by both parties, and expressly state that it is amending this Agreement.

17.8.No Waiver.  Neither party will be treated as having waived any rights by not exercising (or delaying the exercise of) any rights under this Agreement.

17.9.Severability.  If any term (or part of a term) of this Agreement is invalid, illegal or unenforceable, the rest of the Agreement will remain in effect.

17.10.Survival.  The following sections of this Agreement will survive any expiration or termination of this Agreement: 8 (Intellectual Property), 12 (Indemnification), 13 (Limitation of Liability), 14 (Confidentiality; Publicity) and 16 (Miscellaneous).

17.11.No Agency.  This Agreement does not create an agency, partnership, or joint venture between the parties. 

	
CONFIDENTIAL ~ DMS Template ID: 1256342 (v2.10) ~ pg. 11

 

CONFIDENTIAL TREATMENT REQUESTED

 

17.12.No Third Party Beneficiaries.  This Agreement does not confer any benefits on any third party unless it expressly states that it does.

17.13.Force Majeure.  Neither party will be liable for failure or delay in performance to the extent caused by circumstances beyond its reasonable control.

17.14.Counterparts.  The parties may execute this Agreement in counterparts, including facsimile, PDF or other electronic copies, which taken together will constitute one instrument.

Signed:

 

	
Google
	
Company

	
 
	
 

	
By:
	
/s/ Philipp Schindler
	
By:
	
/s/ William J. Stuart

	
Print Name:
	
Philipp Schindler
	
Print Name:
	
William J. Stuart

	
Title:
	
 
	
Title:
	
CFO

	
Date:
	
May 24, 2018
	
Date:
	
May 23, 2018

 

	
CONFIDENTIAL ~ DMS Template ID: 1256342 (v2.10) ~ pg. 12

 

CONFIDENTIAL TREATMENT REQUESTED

 

EXHIBIT A

Approved Sites

Sites approved for IS:

[*]

Sites approved for WS and AFS:

[*]

[*]

	
CONFIDENTIAL ~ DMS Template ID: 1256342 (v2.10) ~ pg. 13

 

[*] = CERTAIN INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION.

CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS.

CONFIDENTIAL TREATMENT REQUESTED

 

EXHIBIT B

AFS Revenue Share Percentage

[*]

[*]

	
CONFIDENTIAL ~ DMS Template ID: 1256342 (v2.10) ~ pg. 14

 

[*] = CERTAIN INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION.

CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS.

CONFIDENTIAL TREATMENT REQUESTED

 

EXHIBIT C

[*]

[*]

	
CONFIDENTIAL ~ DMS Template ID: 1256342 (v2.10) ~ pg. 15

 

[*] = CERTAIN INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION.

CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS.

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