Document:

Exhibit

EXHIBIT 10.60

[***] DENOTES CONFIDENTIAL MATERIALS OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT

CONFIDENTIAL

AMENDMENT TO
TECHNOLOGY TRANSFER AND LICENSE OPTION AGREEMENT
FOR 1X PROCESS NODE

This Amendment to Technology Transfer and License Option Agreement for 1X Process Node (“Amendment”) is entered into by Micron Technology, Inc., a Delaware Corporation (“Micron”), and Nanya Technology Corporation (Nanya Technology Corporation [Translation from Chinese]), a company incorporated under the laws of the Republic of China (“NTC”). Micron and NTC may be referred to herein individually as a “Party” and collectively as the “Parties.” 
WHEREAS, Micron and NTC previously entered into the Technology Transfer and License Option Agreement for 1X Process Node, effective as of February 3, 2016 (“Agreement”); 
WHEREAS, concurrently with this Amendment, Micron and NTC are entering into a Note Purchase Agreement; and
WHEREAS, subject to the conditions set forth herein, Micron and NTC wish amend the Agreement;
NOW, THEREFORE, the Parties hereby agree as follows:
1.    As used in this Amendment, “NPA” means that certain Note Purchase Agreement entered into between Micron and NTC as of May 17, 2016.  As used in this Amendment, the terms “Notes”, “Notes Closing”, and “Notes Closing Date” have the respective meanings ascribed thereto in the NPA.

2.    This Amendment shall only become effective upon the Notes Closing for the sale of Notes by Micron to NTC pursuant to the terms and conditions of the NPA.  If the Notes Closing does not occur in accordance with the NPA, then this Amendment shall have no effect and the terms of the Agreement shall remain unchanged.  If the Notes Closing does occur in accordance with the NPA, then this Amendment shall become effective as of the Notes Closing Date.

3.    Section 4.1(b) of the Agreement is hereby deleted and replaced with the following paragraph:

(b)    Royalty Cap. Once the aggregate amount paid by NTC to Micron under this Section 4.1 and Section 4.1 of the TTLA 1Y is equal to [***] ("Royalty Cap"), then all royalty payment obligations under this Section 4.1 shall be fully performed and no further royalties shall accrue or be due from NTC under this Section 4.1. 
4.    Unless otherwise defined in this Amendment, all capitalized words in this Amendment shall have the same meaning as defined in the Agreement. 

5.    Except as specifically provided herein or as amended by the Parties hereto otherwise, the terms of the Agreement remain in full force and effect.

6.    No provision of this Amendment will be interpreted in favor of, or against, any Party by reason of the extent to which (i) such Party or its counsel participated in the drafting thereof, or (ii) such provision is inconsistent with any prior draft of this Amendment.

7.    This Amendment may be executed in several counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.  Facsimile signatures of this Amendment, or PDF signatures of this Amendment via electronic mail, exchanged between the Parties shall be sufficient to bind each Party hereto.

<Signature Page Follows>

NAI-1501261525v1 

[***] DENOTES CONFIDENTIAL MATERIALS OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT

CONFIDENTIAL

By signing below, the Parties agree to the terms of this Amendment.  

	
			
	 
	MICRON TECHNOLOGY, INC.

	 
	By:
	/s/ Ernie Maddock

	 
	 
	Name:  Ernie Maddock

	 
	 
	Title:  Chief Financial Officer and VP, Finance

	 
	 
	Date: May 17, 2016

	 
	 
	 

	
			
	 
	NANYA TECHNOLOGY CORPORATION

	 
	By:
	/s/ Pei-Ing Lee

	 
	 
	Name:  Pei-Ing Lee

	 
	 
	Title:  President

	 
	 
	Date: May 17, 2016

	 
	 
	 

THIS IS THE SIGNATURE PAGE FOR THE AMENDMENT TO TECHNOLOGY TRANSFER AND LICENSE OPTION AGREEMENT FOR 1X PROCESS NODE

NAI-1501261525v1Exhibit

EXHIBIT 10.61

[***] DENOTES CONFIDENTIAL MATERIALS OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT

CONFIDENTIAL

AMENDMENT TO 
TECHNOLOGY TRANSFER AND LICENSE OPTION AGREEMENT 
FOR 1Y PROCESS NODE

This Amendment to Technology Transfer and License Option Agreement for 1Y Process Node (“Amendment”) is entered into by Micron Technology, Inc., a Delaware Corporation (“Micron”), and Nanya Technology Corporation (Nanya Technology Corporation [Translation from Chinese]), a company incorporated under the laws of the Republic of China (“NTC”). Micron and NTC may be referred to herein individually as a “Party” and collectively as the “Parties.” 
WHEREAS, Micron and NTC previously entered into the Technology Transfer and License Option Agreement for 1Y Process Node, effective as of February 3, 2016 (“Agreement”); 
WHEREAS, concurrently with this Amendment, Micron and NTC are entering into a Note Purchase Agreement; and
WHEREAS, subject to the conditions set forth herein, Micron and NTC wish amend the Agreement;
NOW, THEREFORE, the Parties hereby agree as follows:
1.    As used in this Amendment, “NPA” means that certain Note Purchase Agreement entered into between Micron and NTC as of May 17, 2016.  As used in this Amendment, the terms “Notes”, “Notes Closing”, and “Notes Closing Date” have the respective meanings ascribed thereto in the NPA.

2.    This Amendment shall only become effective upon the Notes Closing for the sale of Notes by Micron to NTC pursuant to the terms and conditions of the NPA.  If the Notes Closing does not occur in accordance with the NPA, then this Amendment shall have no effect and the terms of the Agreement shall remain unchanged.  If the Notes Closing does occur in accordance with the NPA, then this Amendment shall become effective as of the Notes Closing Date.

3.    Section 4.1(b) of the Agreement is hereby deleted and replaced with the following paragraph:

(b)    Royalty Cap. Once the aggregate amount paid by NTC to Micron under this Section 4.1 and Section 4.1 of the TTLA 1X is equal to [***] ("Royalty Cap"), then all royalty payment obligations under this Section 4.1 shall be fully performed and no further royalties shall accrue or be due from NTC under this Section 4.1. 
4.    Unless otherwise defined in this Amendment, all capitalized words in this Amendment shall have the same meaning as defined in the Agreement. 

5.    Except as specifically provided herein or as amended by the Parties hereto otherwise, the terms of the Agreement remain in full force and effect.

6.    No provision of this Amendment will be interpreted in favor of, or against, any Party by reason of the extent to which (i) such Party or its counsel participated in the drafting thereof, or (ii) such provision is inconsistent with any prior draft of this Amendment.

7.    This Amendment may be executed in several counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.  Facsimile signatures of this Amendment, or PDF signatures of this Amendment via electronic mail, exchanged between the Parties shall be sufficient to bind each Party hereto.

<Signature Page Follows>

NAI-1501261619v2

[***] DENOTES CONFIDENTIAL MATERIALS OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT

CONFIDENTIAL

By signing below, the Parties agree to the terms of this Amendment.  

	
			
	 
	MICRON TECHNOLOGY, INC.

	 
	By:
	/s/ Ernie Maddock

	 
	 
	Name:  Ernie Maddock

	 
	 
	Title:  Chief Financial Officer and VP, Finance

	 
	 
	Date: May 17, 2016

	 
	 
	 

	
			
	 
	NANYA TECHNOLOGY CORPORATION

	 
	By:
	/s/ Pei-Ing Lee

	 
	 
	Name:  Pei-Ing Lee

	 
	 
	Title:  President

	 
	 
	Date: May 17, 2016

	 
	 
	 

THIS IS THE SIGNATURE PAGE FOR THE AMENDMENT TO TECHNOLOGY TRANSFER AND LICENSE OPTION AGREEMENT FOR 1Y PROCESS NODE

NAI-1501261619v2The
within-named Corporation will furnish without charge to each stockholder who so requests the powers, designations, preferences
and relative, participating, optional, or other special rights of each class of stock of the Corporation and each series thereof
and the qualifications, limitations or restrictions of such preferences and/or rights.

 

The
following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were
written out in full according to applicable laws or regulations:

	 	 	 	 	 	 	 	 	 
	TEN COM	–	as tenants in common	UNIF GIFT MIN ACT  	–	 	  Custodian	 
	TEN ENT	–	as tenants by the entireties	 	 	(Cust)	 	(Minor)
	JT TEN	–	as joint tenants with right of survivorship	 	 	under Uniform
    Gifts to Minors
	 	 	and not as tenants in common	 	 	Act	 
	 	 	 	 	 	 	(State)	 
	Additional
    abbreviations may also be used though not in the above list.

 

For value
received,________________________hereby sell, assign and transfer unto 

	 	 
	PLEASE
    INSERT SOCIAL SECURITY OR OTHER 
IDENTIFYING NUMBER OF ASSIGNEE	 
	 	 

	 
	 
	PLEASE
    PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE
	 
	 
	 
	 

 

_______________________________________________________________________________________________Shares
of the common stock represented by the within Certificate, and do hereby irrevocably constitute and
appoint_______________________________________________________________________________________ 

 

	 

Attorney to transfer the said stock on the books of the within-named Corporation with
full power of substitution in the premises.

	 	 	 	 	 
	Dated,	 	 	 	 
	 	 	 	 	 
	 	 	 	NOTICE:	THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND
    WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE, IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR ANY
    CHANGE WHATEVER.
	 	 	 	 	 
	SIGNATURE(S) GUARANTEED:
	 
	 
	 
	THE SIGNATURE(S) MUST BE GUARANTEED
    BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP
    IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.	 	 

 

	 	 	 	 
	ABnote North America	PROOF OF:
    JUNE 6, 2016
	711 ARMSTRONG LANE,
    COLUMBIA, TN 38401	MRI
    INTERVENTIONS, INC. 
	(931) 388-3003	WO - 10446 BACK	 	OPERATOR: DKS
	SALES: HOLLY GRONER
    931-490-7660	NEW

 

NO
CHANGES TO BACK SHOWN FOR PROOF ONLY

PLEASE
INITIAL THE APPROPRIATE SELECTION FOR THIS PROOF:☐OK AS IS☐OK WITH CHANGES☐MAKE CHANGES AND SEND ANOTHER PROOF

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