Document:

EX-4.1

 Exhibit 4.1 
  

			
		  	 State of Delaware

Secretary of State

Division of Corporations

Delivered 10:57 AM 03/17/2011

FILED 10:53 AM 03/17/2011

SRV 110309165 – 2836093 FILE

 CERTIFICATE OF DESIGNATIONS, PREFERENCES, 

AND RELATIVE, OPTIONAL AND 
 OTHER
SPECIAL RIGHTS 
 OF 
 SERIES A
PREFERRED STOCK 
 OF 
 SIRVA,
INC. 
  
  

Pursuant to Section 151(g) of the 

General Corporation Law of the State of Delaware 
  

 
 The
undersigned, Susan Hobson Kus, the Secretary of SIRVA, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), certifies that pursuant
to a meeting of the board of directors of the Corporation and the authority expressly granted to and vested in the board of directors of the Corporation by the Amended and Restated Certificate of Incorporation of the Company (as amended from time to
time, the “Certificate of Incorporation”) which authorizes the issuance by the Company of up to 1,000,000 shares of preferred stock, par value $0.01 per share (the “Preferred Stock”), and in accordance with the
provisions of Section 151(g) of the DGCL, the Board of Directors on March 16, 2011 duly adopted the following resolution, which resolution remains in full force and effect on the date hereof: 

RESOLVED, that pursuant to Article Fourth, Section B of the Certificate of Incorporation, the board of directors of the Corporation hereby
designates, creates, authorizes and provides for the issuance of Series A Preferred Stock, par value $0.01 per share, with an initial issue price of $1,000 per share, consisting of 213,938 shares on the terms and with the voting powers,
designations, preferences, and relative, optional or other special rights and such qualifications, limitations or restrictions set forth herein (in addition to those set forth in the Certificate of Incorporation). 

Capitalized terms used herein but not defined have the meanings ascribed to them in Section 7 below. 

 Section 1. Dividends. 

1.1 General Obligation. When and as declared by the Corporation’s Board of Directors and to the extent permitted under the General
Corporation Law of Delaware, the Corporation shall pay preferential dividends in cash, subject to Section 1.4, to the holders of the Series A Preferred Stock (the “Series A Preferred”) as provided in this Section 1.
Dividends on each share of the Series A Preferred (a “Share”) shall accrue on a daily basis at the rate of 13% per annum of the Liquidation Value thereof plus all accumulated and unpaid dividends thereon from and including the
date of issuance of such Share to and including the first to occur of (i) the date on which the Liquidation Value (plus all accrued and unpaid dividends) of such Share is paid to the holder thereof in connection with the liquidation of the
Corporation or the redemption of such Share by the Corporation or (ii) the date on which such share is otherwise acquired by the Corporation. Such dividends shall accrue whether or not they have been declared and whether or not there are
profits, surplus or other funds of the Corporation legally available for the payment of dividends. The date on which the Corporation initially issues any Share shall be deemed to be its “date of issuance” regardless of the number of times
transfer of such Share is made on the stock records maintained by or for the Corporation and regardless of the number of certificates which may be issued to evidence such Share. 

1.2 Dividend Payment Dates. All dividends which have accrued on the Series A Preferred shall be payable on
March 31, June 30, September 30 and December 31 of each year, beginning March 31, 2011 (the “Dividend Payment Dates”). 

1.3 Distribution of Partial Dividend Payments. Except as otherwise provided herein, if at any time the Corporation pays less than the
total amount of dividends then accrued with respect to the Series A Preferred, such payment shall be distributed pro rata among the holders thereof based upon the aggregate Liquidation Value (plus all accrued and unpaid dividends) on the Shares held
by each such holder. 
 1.4 Accumulated Dividends. Notwithstanding any other provision of this Section 1. (a) in the
sole discretion of the Corporation with respect to any dividends accruing on the Series A Preferred on or after the date occurring three years after the date of issuance, the Corporation may elect to pay such dividends in cash provided that payment
of such cash dividends will not cause (i) the Corporation’s Leverage to exceed the maximum Leverage permitted by Section 7.1 of the Term Credit Agreement (or, in the event of a refinancing, refunding, amendment or similar modification
of the Term Credit Agreement, the maximum Leverage similarly permitted under any such amended, modified or refinanced agreement) or (ii) the Corporation’s Liquidity to fall below the minimum Liquidity required by Section 6.7(i) of the
ABL Credit Agreement (or, in the event of a refinancing, refunding, amendment or similar modification of the ABL Credit Agreement, the minimum Liquidity similarly required under any such amended, modified or refinanced agreement) and (b) prior
to the date occurring three years after the date of issuance, the dividends accruing in any period shall not be paid in cash. To the extent not paid on a Dividend Payment Date in cash, all dividends which have accrued on each Share outstanding
during the three month period (or other period in the case of the initial Dividend Payment Date) ending upon each such Dividend Payment Date shall be accumulated and shall remain accumulated dividends with respect to such Share until paid to the
holder thereof. 

 Section 2. Liquidation. Upon any liquidation, dissolution or winding up of the
Corporation (whether voluntary or involuntary), each holder of Series A Preferred shall be entitled to be paid, before any distribution or payment is made upon any Junior Securities, an amount in cash equal to the aggregate Liquidation Value of all
Shares held by such holder (plus all accrued and unpaid dividends thereon), and the holders of Series A Preferred shall not be entitled to any further payment with respect to their Shares. If upon any such liquidation, dissolution or winding up of
the Corporation the Corporation’s assets to be distributed among the holders of the Series A Preferred are insufficient to permit payment to such holders of the aggregate amount which they are entitled to be paid under this Section 2, then
the entire assets available to be distributed to the Corporation’s stockholders shall be distributed pro rata among such holders based upon the aggregate Liquidation Value (plus all accrued and unpaid dividends) of the Series A Preferred held
by each such holder. Not less than 60 days prior to the payment date stated therein, the Corporation shall mail written notice of any such liquidation, dissolution or winding up to each record holder of Series A Preferred, setting forth in
reasonable detail the amount of proceeds to be paid with respect to each Share and each share of Common Stock in connection with such liquidation, dissolution or winding up. 

Section 3. Priority of Series A Preferred on Dividends and Redemptions. Only so long as the Corporation has failed to pay any
dividends that the Corporation is then required to pay with respect to the Preferred Stock, without the prior written consent of the holders of the holders of two-thirds of the outstanding shares of Series A Preferred, the Corporation shall not
redeem, purchase or otherwise acquire directly or indirectly any Junior Securities (other than pursuant to employee stock incentive plans or agreements), nor shall the Corporation directly or indirectly pay or declare any dividend or make any
distribution upon any Junior Securities. 
 Section 4. Redemptions. 

4.1 Optional Redemptions. The Corporation may at any time and from time to time without premium or penalty redeem all or any portion of
the Shares of Series A Preferred then outstanding. Upon any such redemption, the Corporation shall pay a price per Share equal to the Liquidation Value thereof (plus all accrued and unpaid dividends thereon). 

4.2 Redemption Payments. For each Share which is to be redeemed hereunder, the Corporation shall be obligated on the Redemption Date to
pay to the holder thereof (upon surrender by such holder at the Corporation’s principal office of an executed assignment of such Share) an amount in immediately available funds equal to the Liquidation Value of such Share (plus all accrued and
unpaid dividends thereon). If the funds of the Corporation legally available for redemption of Shares on any Redemption Date are insufficient to redeem the total number of Shares to be redeemed on such date, those funds which are legally available
shall be used to redeem the maximum possible number of Shares pro rata among the holders of the Shares to be redeemed based upon the aggregate Liquidation Value of such Shares held by each such holder (plus all accrued and unpaid dividends thereon).
At any time thereafter when additional funds of the Corporation are legally available for the redemption of Shares, such funds shall immediately be used to redeem the balance of the Shares which the Corporation has become obligated to redeem on any
Redemption Date but which it has not redeemed. 

  
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 4.3 Notice of Redemption. Except as otherwise provided herein, the Corporation shall mail
written notice of each redemption of any shares of Series A Preferred to each record holder thereof not more than 60 nor less than 30 days prior to the date on which such redemption is to be made. 

4.4 Dividends After Redemption Date. No Share shall be entitled to any dividends accruing after the date on which the Liquidation Value
of such Share (plus all accrued and unpaid dividends thereon) is paid to the holder of such Share. On such date, all rights of the holder of such Share shall cease, and such Share shall no longer be deemed to be issued and outstanding. 

4.5 Redeemed or Otherwise Acquired Shares. Any Shares which are redeemed or otherwise acquired by the Corporation shall be canceled and
retired to authorized but unissued shares and shall not be reissued, sold or transferred. 
 4.6 Other Redemptions or Acquisitions.
The Corporation shall not, nor shall it permit any Subsidiary to, redeem or otherwise acquire any Shares of Series A Preferred, except as expressly authorized herein. 

4.7 Special Redemptions. 

(i) If a Change in Ownership has occurred or a Responsible Officer of the Corporation obtains knowledge that a Change in Ownership is
reasonably likely to occur, the Corporation shall give written notice of such Change in Ownership describing in reasonable detail the material terms and date of consummation thereof to each holder of Series A Preferred, but in any event such notice
shall not be given later than five days after the occurrence of such Change in Ownership, and the Corporation shall give each holder of Series A Preferred written notice of any material change in the terms or timing of such transaction. Any holder
of Series A Preferred then outstanding may require the Corporation to redeem all or any portion of the Series A Preferred owned by such holder at a price per Share equal to the Liquidation Value thereof (plus all accrued and unpaid dividends
thereon) by giving written notice to the Corporation of such election prior to the later of (a) 45 days after receipt of the Corporation’s notice and (b) five days prior to the consummation of the Change in Ownership (the
“Expiration Date”). 
 (ii) Upon receipt of such election(s), the Corporation shall be obligated to redeem the aggregate
number of Shares specified therein on the later of (a) the occurrence of the Change in Ownership or (b) five days after the Corporation’s receipt of such election(s). If any proposed Change in Ownership does not occur, all requests
for redemption in connection therewith shall be automatically rescinded, or if there has been a material change in the terms or the timing of the transaction, any holder of Series A Preferred may rescind such holder’s request for redemption by
delivering written notice thereof to the Corporation prior to the consummation of the transaction. 
 (iii) The term “Change in
Ownership” means any sale, transfer or issuance or series of sales, transfers and/or issuances of Common Stock by the Corporation or any holders thereof which results in any Person or group of Persons (as the term “group”
is used under the Securities Exchange Act of 1934), other than the holders of Common Stock and Series A 

  
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Preferred as of the date of the Purchase Agreement, owning more than 50% of the Common Stock outstanding at the time of such sale, transfer or issuance or series of sales, transfers and/or
issuances. 
 (iv) If a Redemption Rights Event has occurred or Responsible Officer of the Corporation obtains knowledge that a Redemption
Rights Event is reasonably likely to occur, the Corporation shall give written notice of such Redemption Rights Event describing in reasonable detail the material terms and date of consummation thereof to each holder of Series A Preferred, in the
case of a proposed Redemption Rights Event, not more than 45 days nor less than 20 days prior to the consummation of such Redemption Rights Event, and the Corporation shall give each holder of Series A Preferred written notice of any material change
in the terms or timing of such transaction. Any holder of Shares then outstanding may require the Corporation to redeem all or any portion of the Series A Preferred owned by such holder at a price per Share equal to the Liquidation Value thereof
(plus all accrued and unpaid dividends thereon) by giving written notice to the Corporation of such election prior to the later of (a) ten days prior to the consummation of the Redemption Rights Event or (b) sixty days after receipt of
notice from the Corporation; provided that in the event of an Equity Offering that does not constitute a Fundamental Change, the Corporation shall only be required to apply 75% of the Equity Proceeds to redeem Shares hereunder. 

(v) Upon receipt of such election(s), the Corporation shall be obligated to redeem the aggregate number of Shares specified therein (or in the
event of an Equity Offering that does not constitute a Fundamental Change, such lower number of Shares as required by Section 4.7(iv)) upon the later of (a) the consummation of such Redemption Rights Event or (b) five days after the
Corporation’s receipt of such election(s). If any proposed Redemption Rights Event does not occur, all requests for redemption in connection therewith shall be automatically rescinded, or if there has been a material change in the terms or the
timing of the transaction, any holder of Series A Preferred may rescind such holder’s request for redemption by delivering written notice thereof to the Corporation prior to the consummation of the transaction. 

(vi) The term “Fundamental Change” means (a) any sale or transfer of all or substantially all of the assets of the
Corporation and its Subsidiaries on a consolidated basis (measured either by book value in accordance with generally accepted accounting principles consistently applied or by fair market value determined in the reasonable good faith judgment of the
Corporation’s Board of Directors) in any transaction or series of transactions (other than sales in the ordinary course of business) or (b) any merger or consolidation to which the Corporation is a party, except for a merger in which the
Corporation is the surviving corporation, the terms of the Series A Preferred are not changed and the Series A Preferred is not exchanged for cash, securities or other property, and after giving effect to such merger, the holders of the
Corporation’s outstanding capital stock possessing a majority of the voting power to elect a majority of the Corporation’s Board of Directors immediately prior to the merger shall continue to own the Corporation’s outstanding capital
stock possessing the voting power to elect a majority of the Corporation’s Board of Directors. For the avoidance of doubt, any sale, transfer or issuance or series of sales, transfers and/or issuances of Common Stock by the Corporation or any
holders thereof shall not by itself constitute a merger, consolidation or sale of assets of the Corporation. 

  
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 Section 5. Voting Rights. Except as otherwise provided herein and as otherwise
required by applicable law, the Series A Preferred shall have no voting rights. 
 Section 6. Registration of Transfer. The
Corporation shall keep at its principal office or other office location a register for the registration of Series A Preferred. 

Section 7. Definitions. 

“ABL Credit Agreement” means that certain credit agreement dated on or about March 17, 2011, among SIRVA Worldwide,
Inc., certain of its Wholly-Owned Subsidiaries, the Corporation, the “Lenders” under (and as defined in) the ABL Credit Agreement and Wells Fargo Capital Finance, LLC, as the “Administrative Agent” under the ABL Credit Agreement,
as amended, restated, supplemented, refinanced, refunded, renewed, extended or otherwise modified from time to time (including, without limitation, any revolving credit facility or term loan facility entered into in connection with such supplement,
refinancing, refunding, renewal, extension, or modification). 
 “Change in Ownership” has the meaning set forth in
Section 4.7 hereof. 
 “Common Stock” means, collectively, the Corporation’s Common Stock and any capital
stock of any class of the Corporation hereafter authorized which is not limited to a fixed sum or percentage of par or stated value in respect to the rights of the holders thereof to participate in dividends or in the distribution of assets upon any
liquidation, dissolution or winding up of the Corporation. 
 “Equity Offering” means any underwritten initial public
offering by the Corporation of its equity securities; provided that such offering shall not include: (i) any issuance to employees, directors or consultants of the Corporation, or employees, directors or consultants of Affiliates of the
Corporation, in each case, under an employee stock purchase plan or employee benefits plan adopted by the board of directors (or similar body) of any such entity or otherwise, (ii) any dividend, split or distribution paid in securities or any
subdivision or combination of securities and (iii) any issuance of securities in consideration for any bona fide arms-length acquisition with an independent third-party. 

“Equity Proceeds” means the net cash proceeds from an Equity Offering remaining after deduction of all discounts,
underwriters’ commissions, payments required to be made pursuant to the ABL Credit Agreement or the Term Credit Agreement and other reasonable fees and expenses to consummate the Equity Offering (including, but not limited to, fees and expenses
to redeem Shares hereunder). 
 “ERISA” means the Employee Retirement Income Security Act of 1974, as amended. 

“Fundamental Change” has the meaning set forth in Section 4.7 hereof. 

“GAAP” has the meaning given to such term in the Term Credit Agreement. 

  
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 “Investor Rights Agreement” means the Investor Rights Agreement, dated on or
about March 17, 2011, by and among the Corporation and certain investors, as such agreement may from time to time be amended in accordance with its terms. 

“Junior Securities” means any capital stock or other equity securities of the Corporation, except for the Series A Preferred.

 “Leverage” has the meaning given to Consolidated Leverage Ratio in the Term Credit Agreement (or, in the event of a
refinancing, refunding, amendment or similar modification of the Term Credit Agreement, the meaning given to “Consolidated Leverage Ratio,” or a similarly defined term under any such amended, modified or refinanced agreement). 

“Liquidation Value” of any Share as of any particular date shall be equal to $1,000.00. 

“Liquidity” has the meaning given to such term in the ABL Credit Agreement (or, in the event of a refinancing, refunding,
amendment or similar modification of the ABL Credit Agreement, the meaning given to such term or a similarly defined term under any such amended, modified or refinanced agreement). 

“Person” means an individual, a partnership, a corporation, a limited liability company, a limited liability, an association,
a joint stock company, a trust, a joint venture, an unincorporated organization and a governmental entity or any department, agency or political subdivision thereof. 

“Purchase Agreement” means the Exchange and Purchase Agreement, dated on or about March 17, 2011, by and among the
Corporation and certain investors, as such agreement may from time to time be amended in accordance with its terms. 
 “Redemption
Date” as to any Share means the date specified in the notice of any redemption at the Corporation’s option or at the holder’s option or the applicable date specified herein in the case of any other redemption; provided that no
such date shall be a Redemption Date unless the Liquidation Value of such Share (plus all accrued and unpaid dividends thereon and any required premium with respect thereto) is actually paid in full on such date, and if not so paid in full, the
Redemption Date shall be the date on which such amount is fully paid. 
 “Redemption Rights Event” means an Equity Offering
in which the Corporation receives $100,000,000 in Equity Proceeds or a Fundamental Change. 
 “Registration Rights
Agreement” means the Registration Rights Agreement, dated May 12, 2008, by and among the Corporation and certain stockholders, as such agreement may from time to time be amended in accordance with its terms. 

“Responsible Officer” means as to any Person, any of the following officers of such Person: (a) the chief executive officer
or the president of such Person and, with respect to financial matters, the chief financial officer, chief restructuring officer, the treasurer or the controller of such Person, (b) any vice president of such Person or, with respect to financial
matters, any assistant treasurer or assistant controller of such Person, who has been designated in 

  
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writing as a Responsible Officer by such chief executive officer or president of such Person or, with respect to financial matters, such chief financial officer of such Person and (c) with
respect to ERISA matters, the senior vice president - human resources (or substantial equivalent) of such Person. 

“Subsidiary” means, with respect to any Person, any corporation, limited liability company, partnership, association or other
business entity of which (i) if a corporation, a majority of the total voting power of shares of stock entitled (without regard to the occurrence of any contingency) to vote in the election of directors, managers or trustees thereof is at the
time owned or controlled, directly or indirectly, by that Person or one or more of the other Subsidiaries of that Person or a combination thereof, or (ii) if a limited liability company, partnership, association or other business entity, a
majority of the partnership or other similar ownership interest thereof is at the time owned or controlled, directly or indirectly, by any Person or one or more Subsidiaries of that person or a combination thereof. For purposes hereof, a Person or
Persons shall be deemed to have a majority ownership interest in a limited liability company, partnership, association or other business entity if such Person or Persons shall be allocated a majority of limited liability company, partnership,
association or other business entity gains or losses or shall be or control the managing general partner of such limited liability company, partnership, association or other business entity. 

“Term Credit Agreement” means that certain credit agreement dated on or about March 17, 2011, among SIRVA Worldwide,
Inc., the Corporation, the “Lenders” under (and as defined in) the Term Credit Agreement and Barclays Bank PLC, as the “Administrative Agent” under the Term Credit Agreement, as amended, restated, supplemented, refinanced,
refunded, renewed, extended or otherwise modified from time to time (including, without limitation, any revolving credit facility or term loan facility entered into in connection with such supplement, refinancing, refunding, renewal, extension, or
modification). 
 “Wholly-Owned Subsidiary” means, with respect to any Person, a Subsidiary of which all of the outstanding
capital stock or other membership or ownership interests are owned by such Person or another Wholly-Owned Subsidiary of such Person. 

Section 8. Amendment and Waiver. No amendment, modification or waiver shall be binding or effective with respect to any provision
hereof without the prior written consent of the holders of two-thirds of the Series A Preferred outstanding at the time such action is taken; provided that no such action shall change (a) the rate at which or the manner in which dividends on
the Series A Preferred accrue or the times at which such dividends become payable or the amount payable on redemption of the Series A Preferred or the times at which redemption of Series A Preferred is to occur, without the prior written consent of
the holders of 100% of the Series A Preferred then outstanding and affected by such change, and (b) the percentage required to approve any change described in clause (a) above, without the prior written consent of the holders of 100% of
the Series A Preferred then outstanding and affected by such change. 
 Section 9. Event of Noncompliance. 

9.1 Definition. An “Event of Noncompliance” shall have occurred if: 

(i) the Corporation fails to make any redemption payment with respect to the Series A Preferred which it is required to make hereunder,
whether or not such payment is legally permissible or is prohibited by any agreement to which the Corporation is subject; 

  
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 (ii) the Corporation breaches or otherwise fails to perform or observe any other covenant or
agreement set forth herein or in the Purchase Agreement, the Registration Rights Agreement or the Investor Rights Agreement for the benefit of the holders of the Preferred Stock; 

(iii) any representation or warranty of the Corporation contained in the Purchase Agreement is false or misleading in any material respect on
the Closing Date; or 
 (iv) the Corporation or any material Subsidiary makes an assignment for the benefit of creditors or admits in
writing its inability to pay its debts generally as they become due; or an order, judgment or decree is entered adjudicating the Corporation or any material Subsidiary bankrupt or insolvent; or any order for relief with respect to the Corporation or
any material Subsidiary is entered under the Federal Bankruptcy Code; or the Corporation or any material Subsidiary petitions or applies to any tribunal for the appointment of a custodian, trustee, receiver or liquidator of the Corporation or any
material Subsidiary or of any substantial part of the assets of the Corporation or any material Subsidiary, or commences any proceeding (other than a proceeding for the voluntary liquidation and dissolution of a Subsidiary) relating to the
Corporation or any material Subsidiary under any bankruptcy, reorganization, arrangement, insolvency, readjustment of debt, dissolution or liquidation law of any jurisdiction; or any such petition or application is filed, or any such proceeding is
commenced, against the Corporation or any material Subsidiary and either (a) the Corporation or any such Subsidiary by any act indicates its approval thereof, consent thereto or acquiescence therein or (b) such petition, application or
proceeding is not dismissed within 60 days. 
 9.2 Consequences of Events of Noncompliance. 

(i) If any Event of Noncompliance has occurred and is continuing, the number of directors constituting the Corporation’s Board of
Directors shall, at the request of the holders of a majority of the Series A Preferred then outstanding, be increased by two, and the holders of Series A Preferred shall have the special right, voting separately as a single class (with each Share
being entitled to one vote) and to the exclusion of all other classes of the Corporation’s stock, to elect individuals to fill such newly created directorships, to remove any individuals elected to such directorships and to fill any vacancies
in such directorships. The special right of the holders of Series A Preferred to elect members of the Board of Directors may be exercised at the special meeting called pursuant to this paragraph (i), at any annual or other special meeting of
stockholders and, to the extent and in the manner permitted by applicable law, pursuant to a written consent in lieu of a stockholders meeting. Such special right shall continue until such time as there is no longer any Event of Noncompliance in
existence, at which time such special right shall terminate subject to revesting upon the occurrence and continuation of any Event of Noncompliance which gives rise to such special right hereunder. When there is no longer an Event of Noncompliance,
directors elected pursuant to this Section 9 shall be deemed automatically removed as directors, and the number of directors constituting the board of directors of the Corporation shall decrease to such number as constituted the whole board of
directors of the Corporation immediately prior to the occurrence of the Event of Noncompliance giving rise to the special right to elect directors. 

  
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 At any time when such special right has vested in the holders of Series A Preferred, a proper
officer of the Corporation shall, upon the written request of the holder of at least 10% of the Series A Preferred then outstanding, addressed to the secretary of the Corporation, call a special meeting of the holders of Series A Preferred for the
purpose of electing directors pursuant to this paragraph (i). Such meeting shall be held at the earliest legally permissible date at the principal office of the Corporation, or at such other place designated by the holders of at least 10% of the
Series A Preferred then outstanding. If such meeting has not been called by a proper officer of the Corporation within ten days after personal service of such written request upon the secretary of the Corporation or within 20 days after mailing the
same to the secretary of the Corporation at its principal office, then the holders of at least 10% of the Series A Preferred then outstanding may designate in writing one of their number to call such meeting at the expense of the Corporation, and
such meeting may be called by such Person so designated upon the notice required for annual meetings of stockholders and shall be held at the Corporation’s principal office, or at such other place designated by the holders of at least 10% of
the Series A Preferred then outstanding. Any holder of Series A Preferred so designated shall be given access to the stock record books of the Corporation for the purpose of causing a meeting of stockholders to be called pursuant to this paragraph
(i). 
 At any meeting or at any adjournment thereof at which the holders of Series A Preferred have the special right to elect directors,
the presence, in person or by proxy, of the holders of a majority of the Series A Preferred then outstanding shall be required to constitute a quorum for the election or removal of any director by the holders of the Series A Preferred exercising
such special right. The vote of a majority of such quorum shall be required to elect or remove any such director. 
 (ii) The remedy to
elect additional directors set forth in this Section 9 shall be the sole and exclusive remedy of the holders of Series A Preferred in the event that an Event of Noncompliance exists, without waiver of any rights of priority on a liquidation
pursuant to Section 2. 
 Section 10. Notices. Except as otherwise expressly provided hereunder, all notices referred to
herein shall be in writing and shall be delivered by registered or certified mail, return receipt requested and postage prepaid, or by reputable overnight courier service, charges prepaid, and shall be deemed to have been given when so mailed or
sent (i) to the Corporation, at its principal executive offices and (ii) to any stockholder, at such holder’s address as it appears in the stock records of the Corporation (unless otherwise indicated by any such holder). 

  
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	SIRVA, INC., a Delaware corporation
		
	By.	 	/s/ Susan Hobson Kus
		 	  

	Name:	 	Susan Hobson Kus
	Title:	 	Secretary

 Signature to Certificate of DesignationsEX-4.2

 Exhibit 4.2 
  

			
	 State of Delaware

Secretary of State

Division of Corporations

Delivered 01:00 PM 03/27/2013

FILED 01:00 PM 03/27/2013

SRV 130365232 – 2836093 FILE
	  	

 CERTIFICATE OF AMENDMENT 

OF 
 CERTIFICATE OF
DESIGNATIONS, PREFERENCES, 
 AND RELATIVE, OPTIONAL AND 

OTHER SPECIAL RIGHTS 
 OF

 SERIES A PREFERRED STOCK 

OF 
 SIRVA, INC.

 (a Delaware corporation) 

SIRVA, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of
the State of Delaware (the “DGCL”), does hereby certify that: 
 FIRST: The Certificate of Designations of Series A
Preferred Stock, par value $0.01 per share, of the Corporation, filed with the Secretary of State of Delaware on March 17, 2011 (the “Certificate of Designations”) is hereby amended as follows: 

 

	 	1.	Section 1.4 of the Certificate of Designations is hereby amended and restated in its entirety to read as follows: 

“Accumulated Dividends. Notwithstanding any other provision of this Section 1, (a) in the sole discretion of the
Corporation with respect to any dividends accruing on the Series A Preferred on or after satisfaction and payment in full of all “Obligations” (as defined in each of the ABL Credit Agreement and Term Loan Agreement referred to below) (the
“Debt Termination Date”), the Corporation may elect to pay such dividends in cash and (b) prior to the Debt Termination Date, the dividends accruing in any period shall not be paid in cash (and following Debt Termination Date, such
accrued dividends may be paid in cash pursuant to clause (a)). The restrictions in the foregoing sentence shall not apply to any payment of dividends where such payment is a component of the payment for a Share in connection with a liquidation or
redemption otherwise permitted under this Certificate of Designations and the terms of the ABL Credit Agreement and the Term Credit Agreement. At all times, to the extent not paid on a Dividend Payment Date in cash, all dividends which have accrued
on each Share outstanding during the three month period (or other period in the case of the initial Dividend Payment Date) ending upon each such Dividend Payment Date shall be accumulated and shall remain accumulated dividends with respect to such
Share until paid to the holder thereof.” 

	 	2.	The last sentence of Section 4.7(iv) of the Certificate of Designations is hereby amended and restated in its entirety to read as follows: 

“Any holder of Shares then outstanding may require the Corporation to redeem all or any portion of the Series A Preferred owned by such
holder at a price per Share equal to the Liquidation Value thereof (plus all accrued and unpaid dividends thereon) by giving written notice to the Corporation of such election prior to the later of (a) ten days prior to the consummation of the
Redemption Rights Event or (b) sixty days after receipt of notice from the Corporation; provided that in the event of an Equity Offering that does not constitute a Fundamental Change, the Corporation shall only be required to apply 75% of the
Equity Proceeds to redeem Shares hereunder; and provided further that in the event of an Equity Offering that triggers a Redemption Rights Event, the Corporation shall not be required to redeem Shares hereunder prior to the Debt
Termination Date or if such redemption would result in a breach by the Corporation of its obligations under the ABL Credit Agreement and the Term Credit Agreement.” 
  

	 	3.	The first sentence of Section 4.7(v) of the Certificate of Designations is hereby amended and restated in its entirety to read as follows: 

“Upon receipt of such election(s), the Corporation shall be obligated to redeem the aggregate number of Shares specified therein (or in
the event of an Equity Offering that does not constitute a Fundamental Change, such lower number of Shares as required by Section 4.7(iv), on a pro rata basis among the holders of the Shares to be redeemed based upon the aggregate Liquidation
Value of such Shares held by each such holder (plus all accrued and unpaid dividends thereon)) upon the later of (a) the consummation of such Redemption Rights Event or (b) five days after the Corporation’s receipt of such
election(s).” 
  

	 	4.	The definition of “ABL Credit Agreement” set forth in Section 7 of the Certificate of Designations is hereby amended and restated in its entirety to read as follows: 

““ABL Credit Agreement” means that certain credit agreement dated on or about March 27, 2013, among SIRVA
Worldwide, Inc., certain of its Wholly-Owned Subsidiaries, the Corporation, the “Lenders” under (and as defined in) the ABL Credit Agreement and Goldman Sachs Bank USA, as the “Agent” under the ABL Credit Agreement, as amended,
restated, supplemented, refinanced, refunded, renewed, extended or otherwise modified from time to time (including, without limitation, any revolving credit facility or term loan facility entered into in connection with such supplement, refinancing,
refunding, renewal, extension, or modification)” 
  

	 	5.	The definition of “Term Credit Agreement” set forth in Section 7 of the Certificate of Designations is hereby amended and restated in its entirety to read as follows: 

““Term Credit Agreement” means that certain credit agreement dated on or about March 27, 2013, among SIRVA Worldwide,
Inc., the Corporation, the “Lenders” 

  
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under (and as defined in) the Term Credit Agreement and Goldman Sachs Bank USA, as the “Administrative Agent” under the Term Credit Agreement, as amended, restated, supplemented,
refinanced, refunded, renewed, extended or otherwise modified from time to time (including, without limitation, any revolving credit facility or term loan facility entered into in connection with such supplement, refinancing, refunding, renewal,
extension, or modification).” 
  

	 	6.	The definitions of “GAAP,” “Leverage” and “Liquidity” set forth in Section 7 of the Certificate of Designations are hereby deleted. 

 

	 	7.	A new definition is hereby added to Section 7 of the Certificate of Designations as follows: 

“Shares” means shares of Series A Preferred Stock. 

SECOND: The foregoing amendment has been duly approved by the Board of Directors of the Corporation. 

THIRD: The holders of a majority of the outstanding stock entitled to vote hereon, and all of the holders of the outstanding shares of
Series A Preferred Stock, representing the votes necessary to authorize such action and acting by written consent, approved the adoption of the foregoing amendment. 

FOURTH: The foregoing amendment was duly adopted in accordance with the provisions of Sections 228 and 242 of the DGCL. 

Signature page follows. 

  
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 IN WITNESS WHEREOF, the undersigned has executed this Certificate of Amendment on this 27
day of MARCH, 2013. 
  

			
	SIRVA, INC.
		
	By:	 	/s/ David P. Chameli
		 	  

	Name:	 	DAVID P. CHAMELI
		 	  

	Title:	 	SECRETARY

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