Document:

The PMI Group, Inc. Officer Deferred Compensation Plan, as amended

 EXHIBIT 4.1 
  
 AMENDMENT NO. 2 TO 
 THE PMI GROUP, INC. 
 OFFICER DEFERRED COMPENSATION PLAN 
  
 THE PMI GROUP, INC., having adopted The PMI Group, Inc. Officer Deferred Compensation Plan (the “Plan”) effective
as of July 1, 1997, hereby amends the Plan, effective as of January 1, 2005, as follows: 
  
 1. Section 3.3 is hereby amended by deleting the last sentence thereof and substituting the following sentence therefor: 
  
 “Notwithstanding the foregoing, no more than a total of 250,000
additional shares of Company common stock may be delivered to (a) Participants in this Plan pursuant to Company Contributions credited hereunder on or after the date of the Company’s annual meeting in 2004, and (b) participants in The
PMI Group, Inc. 2005 Officer Deferred Compensation Plan pursuant to “Company Contributions” credited thereunder.” 
  
 2. A new Section 10.10 is hereby added immediately after Section 10.9 to read as follows: 
  
 “10.10 Transfer of Unvested Company Contributions.
Notwithstanding any contrary Plan provision, all unvested Company Contributions that were credited to Participants’ Accounts as of December 31, 2004 (as adjusted for deemed investment returns, gains and losses thereon) shall be transferred
to The PMI Group, Inc. 2005 Officer Deferred Compensation Plan (the “Successor Plan”) effective as of January 1, 2005 for distribution under the terms of the Successor Plan.” 
  
 IN WITNESS WHEREOF, The PMI Group, Inc., by its duly authorized officer, has
executed this Amendment No. 2 to the Plan on the date indicated below. 
  

			
	THE PMI GROUP, INC.
		
	By	 	 /s/ Charles Broom

	Title:	 	Senior Vice PresidentForm of Amendment to Stock Option Agreements

 Exhibit 10.1 
  
 AMENDMENT TO STOCK OPTION AGREEMENTS 
  
 This Amendment is entered into as of
                    , 2005, by and between Greater Bay Bancorp and the undersigned Optionee under the Greater Bay Bancorp 1996 Stock Option
Plan, as amended and restated (the “Plan”). Capitialized terms used but not defined herein shall have the meanings set forth in the Plan. 
  
 Pursuant to the provisions of the Plan, Greater Bay Bancorp and Optionee agree that each of the Stock Option Agreements listed on Exhibit A hereto (the
“Agreements”) shall be amended in the following respects: 
  
 1. Notwithstanding the “Right to Exercise” schedules set forth in the Agreements, on the date of the Executive Subcommittee of the Compensation Committee’s decision as indicated on the attached Exhibit A, each of the Options
granted under the Agreements shall be fully vested and exercisable as to all Shares subject to such Option for the remaining term of such Option in accordance with and subject to the terms and conditions of the Plan and the applicable Agreement.

  
 2. Except as expressly set forth herein, Shares issued
pursuant to the exercise of an Option prior to the earliest date on which the Option would have become exercisable without regard to the amendment set forth in Section 1 above may not be sold, exchanged or otherwise transferred by Optionee
prior to the earliest date on which the Option would have become exercisable without regard to the amendment set forth in Section 1 above. 
  
 3. The restriction on sale, exchange and other transfer set forth in Section 2 above shall lapse and shall be of no further force or effect upon the
earliest occurrence of (a) a Change in Control, (b) the death, Total and Permanent Disability, or Retirement of Optionee, or (c) the Company’s involuntary termination of Optionee’s status as an Employee without
“cause” (as defined in the applicable Agreement). 
  
 4.
The share certificates issued with respect to any Shares to which the restriction on sale, exchange and other transfer set forth in Section 2 above is applicable shall contain the following legend: 
  
 THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON SALE, EXCHANGE
AND OTHER TRANSFER AS SET FORTH IN AN AMENDMENT TO STOCK OPTION AGREEMENT BETWEEN THE ISSUER AND THE HOLDER OF THESE SHARES, A COPY OF WHICH MAY BE OBTAINED AT THE PRINCIPAL OFFICE OF THE ISSUER. 
  
 5. The undersigned Optionee acknowledges that he or she has received the
notice dated November 4, 2005, regarding accelerated vesting of underwater stock options, has been given the opportunity to review the stock option acceleration program with his or her personal tax and financial advisors, understands the tax
and financial consequences of entering into this Amendment, and has elected to participate in the stock option acceleration program. 
  

							
	OPTIONEE	 	GREATER BAY BANCORP
				
	Signature:	 	  

	 	By:	 	  

	Print Name:	 	  

	 	Title:	 	  

 EXHIBIT A 
  

SCHEDULE OF STOCK OPTION GRANT AGREEMENTS 
 WITH ACCLERATED VESTING 
 As of
                    , 2005Amendment Agreement

 Exhibit 10.49 
  
 Amendment Agreement 
  
 This Agreement dated November 30, 2005 is by and between Mercury Interactive Corporation (the “Company”) and Doug Smith
(“Optionee”). 
  
 WHEREAS, the parties have
entered into an Agreement executed October 31, 2005 between Optionee and the Company (the “Agreement”), attached hereto as Exhibit A; 
  
 WHEREAS, Optionee and the Company have agreed that the new exercise price of the options is $28.05; 
  
 1. Amendment to Option Agreement. The Notice of Stock Option Grant and
Option Agreement dated November 2, 2001 (the “Option Agreement” and the underlying stock option, the “Option”) between the Company and Optionee is hereby amended as follows: 
  
 (a) The Exercise Price (as defined in the Option Agreement)
of the Option shall be $28.05 per share. 
  
 (b)
The Option shall remain exercisable until March 15, 2006 to the extent the Option was exercisable on the date of Optionee’s termination of employment. 
  

2. Repayment of Exercise Price. Pursuant to the Agreement, Optionee shall pay the Company an amount equal to the excess of $28.05 over the
original exercise price for each of the shares acquired prior to the date hereof on exercise of the Option. 
  
 3. Counterparts. This agreement may be signed in one or more counterparts, each of which shall constitute an original, and all of which shall
constitute one instrument. 

 IN WITNESS WHEREOF, the parties have executed this Agreement as of the day and year first written above.

  

			
	MERCURY INTERACTIVE CORPORATION
		
	By:	 	 /s/ Anthony Zingale

	
	DOUG SMITH
		
	 	 	 /s/ Doug Smith

 EXHIBIT A TO AMENDMENT AGREEMENT 
  
 AGREEMENT 
  
 This Agreement is entered into by and between Mercury Interactive Corporation (“Mercury”) and Doug Smith, the Chief Financial Officer of
Mercury. 
  
 WHEREAS, the Securities Exchange Commission and a
Special Committee of the Board of Directors of Mercury (“Special Committee”) are conducting investigations concerning possibly unlawful or otherwise actionable conduct with respect to stock option practices, accounting for stock option
grants, option exercises and loans to executive officers, and related matters. 
  
 WHEREAS, Doug Smith, while expressly denying any wrongdoing, desires to enter into this Agreement to give up any possibly inappropriate benefit he may have received in connection with his option grants. 
  
 In consideration of the covenants undertaken and contained herein, the
adequacy of which is herein acknowledged, the parties agree as follows: 
  
 1. Doug Smith’s existing options will be re-priced to the closing price of Mercury stock on the day in November 2001 that the grants were actually determined. 
  
 2. To the extent that Doug Smith has exercised options, he will pay to Mercury the difference between the exercise price of
the options and the closing price of Mercury stock on the day in November 2001 the grants were actually determined. 
  
 3. If the date to be used as “the day the grants were actually determined” cannot be reached by agreement between the Special Committee and Doug
Smith within 30 days of the execution of this agreement, the date (or the closest date that can be determined) will be selected through an arbitration before JAMS, as set forth below. Payment will be made to Mercury within 10 days of any agreement
between the Special Committee and Doug Smith or decision of the arbitrator. 
  

			
	AGREEMENT	 	PAGE 1

 4. Nothing contained in this Agreement shall be deemed as an admission by any party. 
  
 5. This Agreement shall not be deemed to constitute a waiver of any rights,
claims or defenses of any of the parties to this Agreement. This Agreement does not constitute a release of any claims that either party may have against the other, other than Mercury’s right to recover from Doug Smith the difference between
the price of his options as stated and the price on the date they were actually determined. 
  
 6. This Agreement can be modified only in writing signed by the parties. The Agreement shall constitute the entire understanding between the parties concerning the subject matter of this Agreement and supersedes and
replaces all prior negotiations, proposed agreements, and agreements, written or oral, relating to this subject. 
  
 7. Both parties agree to cooperate with the other in taking any steps required to finalize this Agreement. 
  
 8. Both parties have cooperated in the drafting and preparation of this
Agreement. Hence, in any construction to be made of this Agreement, the same shall not be construed against any party on the basis that the party was the drafter. 
  
 9. This Agreement may be executed in one or more counterparts, each of which shall constitute an original, and all of which
shall constitute one instrument. 
  
 10. In entering this
Agreement, the parties represent that they have relied upon the advice of their attorneys, who are attorneys of their own choice, and that the terms of this Agreement have been completely read and explained to them by their attorneys, and that those
terms are fully understood and voluntarily accepted by them. 
  
 11. To the fullest extent allowed by law, any controversy or claim arising out of or relating to this Agreement shall be settled by binding and non-appealable arbitration conducted in San Francisco, California, by an arbitrator selected in
accordance with the procedure set forth below. Doug Smith and Mercury shall initially confer and attempt to reach agreement on the individual to be appointed as the arbitrator from the panel of arbitrators 

  

			
	AGREEMENT	 	PAGE 2

 
maintained by the JAMS office in San Francisco, California. If no agreement is reached, Doug Smith and Mercury shall request from JAMS a list of five retired
judges affiliated with JAMS. Doug Smith and Mercury shall each alternately strike names from such list until only one name remains, and such person shall thereby be selected as the arbitrator. Except as otherwise provided for herein, such
arbitration shall be conducted in conformity with the procedures specified in the California Arbitration Act (Cal. C.C.P. Sections 1280 et seq.). The arbitrator shall allow the discovery authorized by California Code of Civil Procedure section
1283.05 or any other discovery required by law in arbitration proceedings. Also, to the extent that anything in this Agreement conflicts with any arbitration procedures required by applicable law, the arbitration procedures required by applicable
law shall govern. The arbitrator shall issue a written award that sets forth the essential findings and conclusions on which the award is based. The arbitrator shall have the authority to award any relief authorized by law in connection with the
asserted claims or disputes. The arbitrator’s award shall be subject to correction, confirmation, or vacation, as provided by any applicable law setting forth the standard of judicial review of arbitration awards. 
  
 Mercury and Doug Smith will share equally the arbitrator’s fees and any
other expense of conducting the arbitration. Each party will pay its own attorneys fees and costs, except that the prevailing party will be entitled to reimbursement from the opposing party or parties of its reasonable fees (including attorney fees)
and expenses he or it may incur in connection with such arbitration. Any final decision of the arbitrator so chosen may be enforced by a court of competent jurisdiction. 
  

			
	AGREEMENT	 	PAGE 3

 I have read the foregoing Agreement, and I accept and agree to the provisions it contains and hereby
execute it voluntarily with full understanding of its consequences. 
  
  

			
	MERCURY INTERACTIVE CORPORATION
		
	By:	 	 /s/ Clyde Ostler

		
	Title:	 	Special Committee Chairman
		
	Dated:	 	October 31, 2005
	
	DOUG SMITH
		
	By:	 	 /s/ Doug Smith

		
	Dated:	 	October 28, 2005

  
  
  

			
	AGREEMENT	 	PAGE 4

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00094-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00094-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00094-of-00352.parquet"}]]