Document:

EX-10.4

 Exhibit 10.4 

JOINDER NO. 1 dated as of October 23, 2015 to the FIRST LIEN PRIORITY INTERCREDITOR AGREEMENT dated as of February 2, 2012 (the
“First Lien Priority Intercreditor Agreement”), among REALOGY GROUP LLC, a Delaware limited liability company (f/k/a REALOGY CORPORATION, a Delaware corporation) (the “Company”), certain subsidiaries and affiliates
of the Company (each, a “Grantor”), JPMORGAN CHASE BANK, N.A., as Credit Agreement Collateral Agent for the Credit Agreement Secured Parties under the First Lien Priority Security Documents (in such capacity, the “Credit
Agreement Collateral Agent”), and as Authorized Representative for the Credit Agreement Secured Parties, THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Initial Additional Authorized Representative, and the additional Authorized
Representatives from time to time a party thereto. 
 A. Capitalized terms used herein but not otherwise defined herein shall have the
meanings assigned to such terms in the First Lien Priority Intercreditor Agreement. 
 B. As a condition to the ability of the Company to
incur Additional First Lien Priority Obligations and to secure such Additional Senior Class Debt with the liens and security interests created by the Additional First Lien Priority Security Documents, the Additional Senior Class Debt Representative
in respect of such Additional Senior Class Debt is required to become an Authorized Representative, and such Additional Senior Class Debt and the Additional Senior Class Debt Parties in respect thereof are required to become subject to and bound by,
the First Lien Priority Intercreditor Agreement. Section 5.13 of the First Lien Priority Intercreditor Agreement provides that such Additional Senior Class Debt Representative may become an Authorized Representative, and such Additional Senior
Class Debt and such Additional Senior Class Debt Parties may become subject to and bound by the First Lien Priority Intercreditor Agreement upon the execution and delivery by the Senior Debt Class Representative of an instrument in the form of this
Joinder Agreement and the satisfaction of the other conditions set forth in Section 5.13 of the First Lien Priority Intercreditor Agreement. The undersigned, JPMORGAN CHASE BANK, N.A. (the “New Representative”), as Collateral
Agent under the Term Loan Agreement, dated as of October 23, 2015 among REALOGY INTERMEDIATE HOLDINGS LLC, REALOGY GROUP LLC, the Lenders party thereto and JPMorgan Chase Bank, N.A. (the “Term Loan Agreement”) is executing this
Joinder Agreement in accordance with the requirements of the First Lien Priority Intercreditor Agreement and the First Lien Priority Security Documents. 

Accordingly, each Collateral Agent, each Authorized Representative and the New Representative agree as follows: 

SECTION 1. In accordance with Section 5.13 of the First Lien Priority Intercreditor Agreement, the New Representative by its signature
below becomes an Authorized Representative under, and the related Additional Senior Class Debt and Additional Senior Class Debt Parties become subject to and bound by, the First Lien Priority Intercreditor Agreement with the same force and effect as
if the New Representative had originally been named therein as an Authorized Representative and the New Representative, on its behalf and on behalf of such Additional Senior Class Debt Parties, hereby agrees to all the terms and provisions of the
First 

 
Lien Priority Intercreditor Agreement applicable to it as Authorized Representative and to the Additional Senior Class Debt Parties that it represents as Additional First Lien Priority Secured
Parties. Each reference to an “Authorized Representative” in the First Lien Priority Intercreditor Agreement shall be deemed to include the New Representative. The First Lien Priority Intercreditor Agreement is hereby incorporated
herein by reference. 
 SECTION 2. The New Representative represents and warrants to each Collateral Agent, each Authorized Representative
and the other First Lien Priority Secured Parties, individually, that (i) it has full power and authority to enter into this Joinder, in its capacity as administrative agent and collateral agent, (ii) this Joinder has been duly authorized,
executed and delivered by it and constitutes its legal, valid and binding obligation, enforceable against it in accordance with its terms and (iii) the Additional First Lien Priority Documents relating to such Additional Senior Class Debt
provide that, upon the New Representative’s entry into this Agreement, the Additional Senior Class Debt Parties in respect of such Additional Senior Class Debt will be subject to and bound by the provisions of the First Lien Priority
Intercreditor Agreement as Additional First Lien Priority Secured Parties. 
 SECTION 3. This Joinder may be executed in counterparts, each
of which shall constitute an original, but all of which when taken together shall constitute a single contract. This Joinder shall become effective when each Collateral Agent shall have received a counterpart of this Joinder that bears the
signatures of the New Representative. Delivery of an executed signature page to this Joinder by facsimile transmission shall be effective as delivery of a manually signed counterpart of this Joinder. 

SECTION 4. Except as expressly supplemented hereby, the First Lien Priority Intercreditor Agreement shall remain in full force and effect.

 SECTION 5. THIS JOINDER AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES HEREUNDER SHALL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN
ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK. 
 SECTION 6. In case any one or more of the provisions contained in this Joinder
should be held invalid, illegal or unenforceable in any respect, no party hereto shall be required to comply with such provision for so long as such provision is held to be invalid, illegal or unenforceable, but the validity, legality and
enforceability of the remaining provisions contained herein and in the First Lien Priority Intercreditor Agreement shall not in any way be affected or impaired. The parties hereto shall endeavor in good-faith
negotiations to replace the invalid, illegal or unenforceable provisions with valid provisions the economic effect of which comes as close as possible to that of the invalid, illegal or unenforceable provisions. 

SECTION 7. All communications and notices hereunder shall be in writing and given as provided in Section 5.01 of the First Lien Priority
Intercreditor Agreement. All communications and notices hereunder to the New Representative shall be given to it at its address set forth below its signature hereto. 

 SECTION 8. The Company agrees to reimburse each Collateral Agent and each Authorized
Representative for its reasonable out-of-pocket expenses in connection with this Joinder, including the reasonable fees, other charges and disbursements of counsel. 

 IN WITNESS WHEREOF, the New Representative has duly executed this Joinder to the First Lien
Priority Intercreditor Agreement as of the day and year first above written. 
  

			
	JPMORGAN CHASE BANK, N.A,
	as collateral agent for secured parties under the Term Loan Agreement
		
	By:	 	 /s/ Mohammad S Hasan

	Name:	 	Mohammad S Hasan
	Title:	 	Executive Director
	
	Address for notices:
	
	JPMorgan Chase Bank, N.A.
	500 Stanton Christiana Road
	Ops 2 Floor 3
	Newark, DE 19713

			
	Acknowledged by:
	
	 JPMORGAN CHASE BANK, N.A.,
 as the
Credit Agreement Collateral Agent and Authorized Representative,

		
	By:	 	 /s/ Mohammad S Hasan

	Name:	 	Mohammad S Hasan
	Title:	 	Executive Director
	
	 REALOGY GROUP LLC,
 as
Company

		
	By:	 	 /s/ Anthony E. Hull

	Name:	 	Anthony E. Hull
	Title:	 	Executive Vice President,
		 	Chief Financial Officer and Treasurer

 
			
	SUBSIDIARY GUARANTORS:
	
	NRT INSURANCE AGENCY, INC.
		
	By:	 	 /s/ Anthony E. Hull

	Name:	 	Anthony E. Hull
	Title:	 	Chief Financial Officer
	
	CARTUS ASSET RECOVERY CORPORATION
	CARTUS CORPORATION
	CDRE TM LLC
	REALOGY OPERATIONS LLC
	REALOGY SERVICES GROUP LLC
	REALOGY SERVICES VENTURE PARTNER LLC
		
	By:	 	 /s/ Anthony E. Hull

	Name:	 	Anthony E. Hull
	Title:	 	Executive Vice President and Treasurer

 
			
	AMERICAN TITLE COMPANY OF HOUSTON
	CASE TITLE COMPANY
	BURNET TITLE LLC
	BURNET TITLE HOLDING LLC
	CORNERSTONE TITLE COMPANY
	EQUITY TITLE COMPANY
	 EQUITY TITLE MESSENGER SERVICE HOLDING LLC

	GUARDIAN HOLDING COMPANY
	GUARDIAN TITLE AGENCY, LLC
	KEYSTONE CLOSING SERVICES LLC
	LAKECREST TITLE, LLC
	MARKET STREET SETTLEMENT GROUP LLC
	MID-ATLANTIC SETTLEMENT SERVICES LLC
	NATIONAL COORDINATION ALLIANCE LLC
	NRT SETTLEMENT SERVICES OF MISSOURI LLC
	NRT SETTLEMENT SERVICES OF TEXAS LLC
	PROCESSING SOLUTIONS LLC
	SECURED LAND TRANSFERS LLC
	ST. JOE TITLE SERVICES LLC
	TEXAS AMERICAN TITLE COMPANY
	 TITLE RESOURCE GROUP AFFILIATES HOLDINGS LLC

	TITLE RESOURCE GROUP HOLDINGS LLC
	TITLE RESOURCE GROUP LLC
	TITLE RESOURCE GROUP SERVICES LLC
	TRG SETTLEMENT SERVICES, LLP
		
	By:	 	 /s/ Thomas N. Rispoli

	Name:	 	Thomas N. Rispoli
	Title:	 	Chief Financial Officer

 
			
	 BETTER HOMES AND GARDENS REAL ESTATE LLC

	 BETTER HOMES AND GARDENS REAL ESTATE LICENSEE LLC

	CENTURY 21 REAL ESTATE LLC
	CGRN, INC.
	COLDWELL BANKER LLC
	COLDWELL BANKER REAL ESTATE LLC
	ERA FRANCHISE SYSTEMS LLC
	GLOBAL CLIENT SOLUTIONS LLC
	ONCOR INTERNATIONAL LLC
	REALOGY FRANCHISE GROUP LLC
	REALOGY GLOBAL SERVICES LLC
	REALOGY LICENSING LLC
	 SOTHEBY’S INTERNATIONAL REALTY AFFILIATES LLC

	 SOTHEBY’S INTERNATIONAL REALTY LICENSEE LLC

	ZIPREALTY CALIFORNIA, INC.
	ZIPREALTY LLC
		
	By:	 	 /s/ Andrew G. Napurano

	Name:	 	Andrew G. Napurano
	Title:	 	Chief Finance and Strategy Officer

			
	ALPHA REFERRAL NETWORK LLC
	BURGDORFF LLC
	BURNET REALTY LLC
	CAREER DEVELOPMENT CENTER, LLC
	CB COMMERCIAL NRT PENNSYLVANIA LLC
	COLDWELL BANKER COMMERCIAL PACIFIC PROPERTIES LLC
	COLDWELL BANKER PACIFIC PROPERTIES LLC
	COLDWELL BANKER REAL ESTATE SERVICES LLC
	COLDWELL BANKER RESIDENTIAL BROKERAGE COMPANY
	COLDWELL BANKER RESIDENTIAL BROKERAGE LLC
	COLDWELL BANKER RESIDENTIAL REAL ESTATE LLC
	COLDWELL BANKER RESIDENTIAL REFERRAL NETWORK
	COLDWELL BANKER RESIDENTIAL REFERRAL NETWORK, INC.
	COLORADO COMMERCIAL, LLC
	HFS LLC
	HFS.COM CONNECTICUT REAL ESTATE LLC
	HFS.COM REAL ESTATE INCORPORATED
	HFS.COM REAL ESTATE LLC
	HOME REFERRAL NETWORK LLC
	JACK GAUGHEN LLC
	MARTHA TURNER PROPERTIES, L.P.
	MARTHA TURNER SOTHEBY’S INTERNATIONAL REALTY REFERRAL COMPANY LLC
	MTPGP, LLC
	NRT ARIZONA COMMERCIAL LLC
	NRT ARIZONA LLC
	NRT ARIZONA REFERRAL LLC
	NRT CAROLINAS LLC
	NRT CAROLINAS REFERRAL NETWORK LLC
	NRT COLORADO LLC
	NRT COLUMBUS LLC
	NRT COMMERCIAL LLC
	NRT COMMERCIAL UTAH LLC
	NRT DEVELOPMENT ADVISORS LLC
	NRT DEVONSHIRE LLC
	NRT DEVONSHIRE WEST LLC
	NRT FLORIDA LLC
	NRT HAWAII REFERRAL, LLC
	NRT LLC
	NRT MID-ATLANTIC LLC
	NRT MISSOURI LLC
	NRT MISSOURI REFERRAL NETWORK LLC
	NRT NEW ENGLAND LLC
	NRT NEW YORK LLC
	NRT NORTHFORK LLC
	NRT PHILADELPHIA LLC

  
 (continued) 

 (continued from prior page) 

 

			
	NRT PITTSBURGH LLC
	NRT PROPERTY MANAGEMENT ARIZONA LLC
	NRT PROPERTY MANAGEMENT CALIFORNIA, INC.
	NRT PROPERTY MANAGEMENT DC LLC
	NRT PROPERTY MANAGEMENT DELAWARE LLC
	NRT PROPERTY MANAGEMENT FLORIDA LLC
	NRT PROPERTY MANAGEMENT GEORGIA LLC
	NRT PROPERTY MANAGEMENT MARYLAND LLC
	NRT PROPERTY MANAGEMENT MINNESOTA LLC
	NRT PROPERTY MANAGEMENT NEW JERSEY LLC
	NRT PROPERTY MANAGEMENT PENNSYLVANIA LLC
	NRT PROPERTY MANAGEMENT TEXAS LLC
	NRT PROPERTY MANAGEMENT VIRGINIA LLC
	NRT REFERRAL NETWORK LLC
	NRT RELOCATION LLC
	NRT RENTAL MANAGEMENT SOLUTIONS LLC
	NRT REOEXPERTS LLC
	NRT SUNSHINE INC.
	NRT TEXAS LLC
	NRT UTAH LLC
	NRT WEST, INC.
	NRT ZIPREALTY LLC
	REAL ESTATE REFERRAL LLC
	REAL ESTATE REFERRALS LLC
	REAL ESTATE SERVICES LLC
	REFERRAL ASSOCIATES OF NEW ENGLAND LLC
	REFERRAL NETWORK LLC
	REFERRAL NETWORK PLUS, INC.
	REFERRAL NETWORK, LLC
	SOTHEBY’S INTERNATIONAL REALTY REFERRAL COMPANY, LLC
	SOTHEBY’S INTERNATIONAL REALTY, INC.
	THE SUNSHINE GROUP, LTD.
		
	By:	 	 /s/ Kevin R. Greene

	Name:	 	Kevin R. Greene
	Title:	 	Chief Financial Officerex10-1.htm

 Exhibit 10.1

 

FIFTH AMENDED AND RESTATED
TECHNOLOGY LICENSE AND ESCROW AGREEMENT

 

 

 

This Fifth Amended and Restated Technology License and Escrow Agreement (“License”), effective as of September 30, 2015 is made by and between ThermoGenesis Corp. recently renamed and doing business as Cesca Therapeutics Inc., a Delaware corporation (“Cesca”), and Cbr Systems, Inc., a Delaware corporation (“CBR”).

 

BACKGROUND

 

	 	
A.
	
Cesca and CBR entered into a Product Development and Supply Assurances Agreement dated August 14, 2006 (the “Original Product Agreement”), under which Cesca agreed to develop and manufacture a new AXP disposable and to assure the supply and availability of the AXP System and Processing Sets. 

 

	 	
B.
	
The parties entered into a Technology License and Escrow Agreement dated June 15, 2010, as amended by the First Amendment dated February 6, 2013; the Extension Addendum dated July 26, 2013; and the Extension Addendum dated October 30, 2013 (the “License and Escrow Agreement”) to license and make available to CBR certain technical information for the limited purpose of allowing CBR to manufacture, upon a default of Cesca under the License and Escrow Agreement, certain products being sold to CBR.

 

	 	
C.
	
The Parties entered into a Sale and Purchase Agreement effective December 31, 2013 (the “Sale and Purchase Agreement”), under which Cesca agrees to sell, and CBR agrees to purchase the Products (as defined in the Sale and Purchase Agreement). Sale and Purchase Agreement supersedes the Original Product Agreement in its entirety. 

 

	 	
D.
	
Simultaneously with the execution of the Sale and Purchase Agreement, the Parties agreed to the terms of a Fourth Amended and Restated Technology License and Escrow Agreement, which is hereby amended and replaced in its entirety by this Fifth Amended and Restated Technology License and Escrow Agreement and hereby incorporated into the Sale and Purchase Agreement.

 

NOW, THEREFORE, the parties agree as follows:

 

	
1)
	
Escrow Deposit.

 

a)    Initial Deposit.      Cesca confirms that it has deposited, and will continue to maintain in deposit for the duration of the Sale and Purchase Agreement, a complete description of all information and know-how that is required or useful for the manufacture of the Products, including but not limited to:

 

 

 

 

 

	 	
i)
	
Technical information, vendor lists, costing documents, engineering drawings, manufacturing and assembly SOPS, and related information, including that contained in the currently approved and released Cesca Device Master Record (“DMR”, as defined in 21 CFR 820.181),

 

	 	
ii)
	
A copy of the 510(k) as originally submitted to the FDA,

 

	 	
iii)
	
A complete FOI copy of the 510(k) requested by the seller (copies requested by 510(k) owners are not redacted),

 

	 	
iv)
	
Copies of all correspondence to and from the FDA concerning the 510(k) during the FDA review process,

 

	 	
v)
	
Copies of all change orders for changes made to the device since FDA cleared the device,

 

	 	
vi)
	
Copies of all letters to file and completed safety and effectiveness assessments including FDA decision tree assessment forms for each change, and

 

	 	
vii)
	
A copy of the Design History File, with a technology escrow service mutually acceptable to Cesca and CBR (“Escrow Company”). 

 

Cesca and CBR have selected Iron Mountain Intellectual Property Management, Inc. to serve as the Escrow Company pursuant to the terms of the Three Party Master Beneficiary Escrow Service Agreement by and among Cesca, CBR and Iron Mountain (“Escrow Agreement”), a copy of which agreement is attached as Exhibit A. Cesca has determined the exact materials that need to be deposited into escrow (“Deposit Materials”). Cesca has provided a duly-executed officer’s certificate certifying that the Deposit Materials contain all the information and know-how required to manufacture the Products. Representatives of CBR shall be entitled from time to time to verify the completeness of the deposit materials, pursuant to the terms of the Escrow Agreement, but shall not be entitled to copy the Deposit Materials.

 

b)     Supplemental Deposits. Cesca agrees to supplement the Deposit Materials at least once in each six (6) month period from the Effective Date hereof to incorporate any additions to or modifications of the technical information and know-how necessary to manufacture the Products. At the time of deposit of such a supplement, Cesca shall provide to CBR an updated officer’s certificate as provided in paragraph 1(a) above. The supplement and all previous deposits shall be available for verification by CBR as provided in paragraph 1(a) above.

 

 

 

 

 

	
2)
	
Assistance. In the event of a Default (as defined below) by Cesca, Cesca hereby agrees that, within two (2) weeks of receipt by Cesca of a written request from CBR, Cesca will begin providing to CBR all reasonable technical assistance and assistance with all vendors, suppliers, contractors and subcontractors of Cesca that is required or useful to enable CBR to manufacture or have manufactured the Products. Such assistance will continue until Cesca is notified in writing by CBR that assistance is no longer required. 

 

	3)	
Right to Purchase Product. In the event of a Default by Cesca, Cesca agrees that CBR has the perpetual, irrevocable right to purchase Products, and any and all components thereof or raw materials therefore, from any and all manufacturers and sub-manufacturers and retailers of Products and all suppliers, contractors, subcontractors and other vendors of Cesca. This Section 3 expressly supersedes any restriction in the Sale and Purchase Agreement that limits CBR’s right to purchase the Products from a party other than Cesca. Cesca agrees to support this purchase and provide any information or assistance reasonably required to give effect to this Section 3. 

 

	4)	
Escrow Agreement. Cesca and CBR have entered into the Escrow Agreement with Escrow Company to serve as the escrow holder of the Deposit Materials, to provide certain verification services and to release the Deposit Materials to CBR in the event that Cesca commits a Default. 

 

	 	
a)
	
Capitalized terms used herein shall have the meanings set forth in this Article 4.

 

	 	
i)
	
“Governmental Authority” means the government of any nation or any political subdivision thereof, whether at the national, state, territorial, provincial, municipal or any other level, and any agency, authority, instrumentality, regulatory body, court, central bank or other entity exercising executive, legislative, judicial, taxing, regulatory or administrative powers or functions of, or pertaining to, government.

 

	 	
ii)
	
“Person” means any individual, corporation, limited liability company, trust, joint venture, association, company, limited or general partnership, unincorporated organization, Governmental Authority or other entity.

 

	 	
iii)
	
“Requirement of Law” means as to any Person, the certificate of incorporation and by-laws or other organizational or governing documents of such Person, and any law (including common law), statute, ordinance, treaty, rule, regulation, order, decree, judgment, writ, injunction, settlement agreement, requirement or determination of an arbitrator or a court or other Governmental Authority, in each case applicable to or binding upon such Person or any of its property or to which such Person or any of its property is subject.

 

	 	
b)
	
Each of the following events or conditions shall constitute a Default: 

 

 

 

 

 

	 	
i)
	
Cash balance and short-term investments net of debt or borrowed funds that are payable within one year of not less than Two Million Dollars ($2,000,000) at any month end, as confirmed by Cesca management within 20 days following any month end.

 

	 	
ii)
	
Cesca shall commence any case, proceeding or other action (x) under any existing or future Requirement of Law relating to bankruptcy, insolvency, reorganization, or other relief of debtors, seeking to have an order for relief entered with respect to it, or seeking to adjudicate it as bankrupt or insolvent, or seeking reorganization, arrangement, adjustment, winding-up, liquidation, dissolution, composition or other relief with respect to it or its debts, or (y) seeking appointment of a receiver, trustee, custodian, conservator or other similar official for it or for all or any substantial part of its assets, or Cesca shall make a general assignment for the benefit of its creditors;

 

	 	
iii)
	
There shall be commenced against Cesca any case, proceeding or other action of a nature referred to in clause (a) above which (x) results in the entry of an order for relief or any such adjudication or appointment or (y) remains undismissed, undischarged or unbonded for a period of thirty (30) days; or

 

	
 
	
 iv)  
	
 The Company shall generally not, or shall be unable to, or shall admit in writing its inability to, pay its debts as they become due and payable.

   

	5)	
Appointment of Neutral to Determine Default. Cesca shall immediately inform CBR of any Default, and CBR may immediately thereafter request release of the escrow materials. In the event that CBR believes that Cesca is in Default, CBR shall provide written notice to Cesca of such default. If the Default cannot be cured within thirty (30) days, or if the cure is unsatisfactory to CBR, CBR may immediately thereafter request release of the escrow materials. Either party may thereafter request binding arbitration with Judicial Arbitration and Mediation Services, Inc. (“JAMS”) on the single issue of whether CBR is entitled to a release of the Deposit Materials to CBR. The issue shall be determined by arbitration in San Mateo County, California before one arbitrator. In any arbitration arising out of or related to this Agreement, the arbitrator shall award to the prevailing party, if any, the costs and attorneys’ fees reasonably incurred by the prevailing party in connection with the arbitration. If the arbitrator determines a party to be the prevailing party under circumstances where the prevailing party won on some but not all of the claims and counterclaims, the arbitrator may award the prevailing party an appropriate percentage of the costs and attorneys’ fees reasonably incurred by the prevailing party in connection with the arbitration. Judgment on the award may be entered in any court having jurisdiction. This clause shall not preclude parties from seeking provisional remedies in aid of arbitration from a court of appropriate jurisdiction. The decision of JAMS shall be rendered within thirty (30) days after the request for arbitration. If the arbitrator decides that CBR is entitled to a release of the Deposit Materials to CBR, the Deposit Materials shall be released to CBR immediately.

 

 

 

 

 

	6)	
Grant of Non-Exclusive License. Cesca hereby grants to CBR a royalty-free, non-exclusive perpetual license to all intellectual property rights, technical information, and know-how required or useful to have the Products manufactured by CBR or any manufacturers or sub-manufacturers or any suppliers, contractors, subcontractors and/or other vendors of Cesca for the sole and limited purpose of manufacturing and supplying the products for use by CBR. This license includes all and any additions to or modifications of the technical information and know-how necessary to manufacture the Products through the date of any release from Escrow. This license shall be non-transferable (other than in a change of control of CBR or Cesca), provided that CBR may grant a sublicense to any party to manufacture the Products, which sublicense shall be non-transferable and non-sublicensable.

 

	7)	
Covenant Not to Exercise License Rights; Limitations. CBR shall not have the right to exercise its license rights under paragraph 6 of this License, to use the intellectual property rights, technical information, and know-how required to have the Products manufactured for the sole and limited purpose of manufacturing and supplying the products for use by CBR, unless the Deposit Materials are released to CBR as provided in paragraph 4 above. 

 

	8)	
Covenant Not to Interfere with Contractual Relations. Cesca covenants that it has no arrangements, and shall create no arrangements, that would interfere with, hinder or impede the ability of its vendors, suppliers, contractors or subcontractors to work with and/or provide products to CBR in the event of the occurrence of a Default.

 

	9)	
Bankruptcy. In the event Cesca seeks or is involuntarily placed under the protection of the bankruptcy laws, Title XI, U.S. Code, and the trustee in bankruptcy rejects this Agreement, CBR hereby elects, pursuant to Section 365(n), to retain all rights granted to it under this License.

 

	10)	
Notices.

 

	
  If to Cesca:
	
Cesca Therapeutics Inc.

	
 
	 
	
 
	
2711 Citrus Road

	
 
	
 

	
 
	
Rancho Cordova, CA 95742

	
 
	
 

	
 
	
Attn: Chief Executive Officer

   

 

 

 

 

 

	
 If to CBR: 
	
Cbr Systems, Inc.

	
 
	
 

	
 
	
Attn: Legal Department

	
 
	
 

	
 
	
1200 Bayhill Drive, Suite #301

	
 
	
 

	
 
	
San Bruno, California 94066

 

 

	11)	
Miscellaneous. The Miscellaneous provisions in Section 22 of the Sale and Purchase Agreement shall apply to this License and are incorporated herein by this reference. In the event of a conflict between this License and the Sale and Purchase Agreement, this License shall control.

 

 

 

The parties have caused this License to be executed by their duly authorized representatives, effective as of the day and year first above written.

 

	
Signed for and on behalf of:
	
Signed for and on behalf of:

	
CESCA THERAPEUTICS INC.
	
CBR SYSTEMS, INC.

	
Signature 
	/s/ Michael R. Bruch	
Signature 
	/s/ Todd Van Horn
	
Name: 
	Michael R. Bruch	
Name: 
	Todd Van Horn
	
Title: 
	Interim CFO	
Title: 
	VP. Business Operations

 

 

 

 

 

EXHIBIT A to Fifth Amended and Restated Technology License and Escrow Agreement

 

Three-Party Escrow Service Agreement

 

Effective Date: July 30, 2010

 

Deposit Account Number: 38051

 

Parties: Cesca Therapeutics Inc., Cbr Systems, Inc, and Iron Mountain Intellectual Property Management, Inc.

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