Document:

SYMC-SMBOnlineStoreRenewal2012_Ex10.1

Exhibit 10.1

AMENDMENT ONE TO SYMANTEC ONLINE STORE AGREEMENT FOR SMB AND MIDMARKET BUSINESS BETWEEN SYMANTEC CORPORATION AND RAINMAKER SYSTEMS, INC.

This Amendment One (“Amendment One”) is made to the Symantec Online Store Agreement for SMB and Midmarket Business (“Agreement”), effective June 30, 2010, by and between Symantec Corporation (“Symantec”) and Rainmaker Systems, Inc. (“Rainmaker”).  Terms not otherwise defined in this Amendment One shall have the meaning as defined in the Agreement. In the event of any conflict between the terms of this Amendment One and the Agreement, the terms of this Amendment One shall govern. 

WHEREAS, Symantec and Rainmaker desire to amend the Agreement effective as of April 1, 2012 (“Amendment One Effective Date”).

NOW, THEREFORE, the parties hereby amend the Agreement as follows:    

1.    Section J – Term and Termination.  The Term of the Agreement shall be extended until March 31, 2014.    

2.    No Other Modifications.  Except as modified by this Amendment One, the terms of the Agreement remain in full force and effect.  

* * * * * * * *

IN WITNESS WHEREOF, the parties have executed this Amendment One as of the Amendment One Effective Date above, and each party warrants that its respective signatory whose signature appears below is duly authorized by all necessary and appropriate corporate action to execute this Amendment One on behalf of such party.

    
	
								
	RAINMAKER SYSTEMS, INC.:
	 
	 
	SYMANTEC CORPORATION:

	 
	 
	 
	 
	 
	 
	 
	 

	By:
	/s/ TIMOTHY BURNS
	 
	 
	By:
	/s/ HENRI ISENBERG

	 
	 
	 
	 
	 
	 
	 
	 

	Name:
	Timothy Burns
	 
	 
	Name:
	Henri Isenberg

	 
	 
	 
	 
	 
	 
	 
	 

	Title:
	CFO
	 
	 
	 
	Title:
	Vice President
	 

	 
	 
	 
	 
	 
	 
	 
	 

	Date:
	3/12/2012
	 
	 
	 
	Date:
	3/9/2012SYMC-NAMRenewal2012_Ex10.2

Exhibit 10.2

AMENDMENT THREE TO THE STATEMENT OF WORK FOR THE SYMANTEC OUTSOURCED NORTH AMERICAN SMB & MID-MARKET RENEWAL PROGRAM BETWEEN SYMANTEC CORPORATION AND RAINMAKER SYSTEMS, INC.

This Amendment Three (“Amendment Three”) is made to the Statement of Work for the Symantec Outsourced North American SMB and Midmarket Renewal Program (“SOW”) with an effective date of April 1, 2008, by and between Symantec Corporation (“Symantec”) and Rainmaker Systems, Inc. (“Rainmaker”), as amended.  Terms not otherwise defined in this Amendment Three shall have the meaning as defined in the SOW. In the event of any conflict between the terms of this Amendment Three and the SOW, the terms of this Amendment Three shall govern. 

WHEREAS, Symantec and Rainmaker entered into a Master Services Agreement dated June 29, 2006, as amended (the “Agreement”); and

WHEREAS, Symantec and Rainmaker entered into the SOW pursuant to the terms of the Agreement, and amended that SOW effective September 17, 2009 and April 1, 2010; and

WHEREAS, Symantec and Rainmaker desire to further amend the SOW effective as of April 1, 2012 (“Amendment Three Effective Date”).

NOW, THEREFORE, the parties hereby amend the SOW as follows:    

1.    Commencement/Timeline/Territory.  The new expiration date of the SOW shall be March 31, 2014.  

2.    No Other Modifications.  Except as modified by this Amendment Three, the terms of the SOW, as amended, remain in full force and effect.  

* * * * * * * *

IN WITNESS WHEREOF, the parties have executed this Amendment Three as of the Amendment Three Effective Date above, and each party warrants that its respective signatory whose signature appears below is duly authorized by all necessary and appropriate corporate action to execute this Amendment Three on behalf of such party.

    
	
								
	RAINMAKER SYSTEMS, INC.:
	 
	 
	SYMANTEC CORPORATION:

	 
	 
	 
	 
	 
	 
	 
	 

	By:
	/s/ TIMOTHY BURNS
	 
	 
	By:
	/s/ HENRI ISENBERG

	 
	 
	 
	 
	 
	 
	 
	 

	Name:
	Timothy Burns
	 
	 
	Name:
	Henri Isenberg

	 
	 
	 
	 
	 
	 
	 
	 

	Title:
	CFO
	 
	 
	 
	Title:
	Vice President
	 

	 
	 
	 
	 
	 
	 
	 
	 

	Date:
	3/12/2012
	 
	 
	 
	Date:
	3/9/2012SYMC-LAMRenewal2012_Ex10.3

Exhibit 10.3

AMENDMENT ONE TO STATEMENT OF WORK NO. 3 FOR THE SYMANTEC OUTSOURCED LATIN AMERICAN NOTIFICATION PROGRAM BETWEEN SYMANTEC CORPORATION AND RAINMAKER SYSTEMS, INC.

This Amendment One (“Amendment One”) is made to the Statement of Work for the Symantec Outsourced Latin American Notification Program with an effective date of October 10, 2007, by and between Symantec Corporation (“Symantec”) and Rainmaker Systems, Inc. (“Rainmaker”) (“SOW”).  Terms not otherwise defined in this Amendment One shall have the meaning as defined in the SOW. In the event of any conflict between the terms of this Amendment One and the SOW, the terms of this Amendment One shall govern. 

WHEREAS, Symantec and Rainmaker entered into a Master Services Agreement dated June 29, 2006, as amended (the “Agreement”); and

WHEREAS, Symantec and Rainmaker entered into the SOW pursuant to the terms of the Agreement; and

WHEREAS, Symantec and Rainmaker desire to amend the SOW effective as of April 1, 2012 (“Amendment One Effective Date”).

NOW, THEREFORE, the parties hereby amend the SOW as follows:    

1.    Commencement/Term/Territory.  The new expiration date of the SOW shall be March 31, 2014.

2.    Pricing.  The pricing section of the SOW is modified as follows:  The parties agree that all fees associated with the SOW either have been paid in full or will be paid in full by Symantec, either through (i) payment of invoices issued by Rainmaker to Symantec pursuant to this SOW during the original term of the SOW (November 1, 2007 through October 31, 2008); or (ii) payment of invoices issued by Rainmaker to Symantec pursuant to the Statement of Work for the Symantec Outsourced North American SMB & Mid-Market Renewal Program, with an effective date of April 1, 2008, by and between Symantec and Rainmaker.  No other fees shall be paid to Rainmaker for services under this SOW.

3.    No Other Modifications.  Except as modified by this Amendment One, the terms of the SOW remain in full force and effect.  

* * * * * * * *

IN WITNESS WHEREOF, the parties have executed this Amendment One as of the Amendment One Effective Date above, and each party warrants that its respective signatory whose signature appears below is duly authorized by all necessary and appropriate corporate action to execute this Amendment One on behalf of such party.

	
								
	RAINMAKER SYSTEMS, INC.:
	 
	 
	SYMANTEC CORPORATION:

	 
	 
	 
	 
	 
	 
	 
	 

	By:
	/s/ TIMOTHY BURNS
	 
	 
	By:
	/s/ HENRI ISENBERG

	 
	 
	 
	 
	 
	 
	 
	 

	Name:
	Timothy Burns
	 
	 
	Name:
	Henri Isenberg

	 
	 
	 
	 
	 
	 
	 
	 

	Title:
	CFO
	 
	 
	 
	Title:
	Vice President
	 

	 
	 
	 
	 
	 
	 
	 
	 

	Date:
	3/12/2012
	 
	 
	 
	Date:
	3/9/2012SYMC-LRCRenewal2012_Ex10.4

Exhibit 10.4

AMENDMENT ONE TO THE STATEMENT OF WORK FOR THE HOSTING OF ONLINE RENEWALS FOR LICENSE RENEWAL CENTER (LRC) & MYSYMANTEC.COM FOR NAM BETWEEN SYMANTEC CORPORATION AND RAINMAKER SYSTEMS, INC.

This Amendment One (“Amendment One”) is made to the Statement of Work for the Hosting of Online Renewals for License Renewal Center (LRC) & MySymantec.com for NAM with an effective date of November 1, 2009, by and between Symantec Corporation (“Symantec”) and Rainmaker Systems, Inc. (“Rainmaker”), as amended (“SOW”).  Terms not otherwise defined in this Amendment One shall have the meaning as defined in the SOW. In the event of any conflict between the terms of this Amendment One and the SOW, the terms of this Amendment One shall govern. 

WHEREAS, Symantec and Rainmaker entered into a Master Services Agreement dated June 29, 2006, as amended (the “Agreement”); and

WHEREAS, Symantec and Rainmaker entered into the SOW pursuant to the terms of the Agreement; and

WHEREAS, Symantec and Rainmaker desire to amend the SOW effective as of April 1, 2012 (“Amendment One Effective Date”).

NOW, THEREFORE, the parties hereby amend the SOW as follows:    

1.    Commencement/Term/Territory.  The new expiration date of the SOW shall be March 31, 2014.

2.    No Other Modifications.  Except as modified by this Amendment One, the terms of the SOW remain in full force and effect.  

* * * * * * * *

IN WITNESS WHEREOF, the parties have executed this Amendment One as of the Amendment One Effective Date above, and each party warrants that its respective signatory whose signature appears below is duly authorized by all necessary and appropriate corporate action to execute this Amendment One on behalf of such party.

    
	
								
	RAINMAKER SYSTEMS, INC.:
	 
	 
	SYMANTEC CORPORATION:

	 
	 
	 
	 
	 
	 
	 
	 

	By:
	/s/ TIMOTHY BURNS
	 
	 
	By:
	/s/ HENRI ISENBERG

	 
	 
	 
	 
	 
	 
	 
	 

	Name:
	Timothy Burns
	 
	 
	Name:
	Henri Isenberg

	 
	 
	 
	 
	 
	 
	 
	 

	Title:
	CFO
	 
	 
	 
	Title:
	Vice President
	 

	 
	 
	 
	 
	 
	 
	 
	 

	Date:
	3/12/2012
	 
	 
	 
	Date:
	3/9/2012ex10-28.htm

 

Exhibit 10.28

ADDENDUM

TO THE

ROYALTY AGREEMENT

THIS ADDENDUM TO THE ROYALTY AGREEMENT (the “Amendment”) is entered into and effective as of July 1, 2011 by and between SECUREALERT, INC., a Utah corporation (“Grantor”) with its principal executive office located at 150 West Civic Center Drive, Suite 100, Sandy, Utah 84070, and BORINQUEN CONTAINER CORPORATION (“Grantee”), with a principal mailing address of P.O. Box 364744, San Juan, Puerto Rico 00936-4744.  Grantor and Grantee are also referred to individually as a “Party” and collectively as the “Parties.”

WHEREAS, the Parties entered into that certain Royalty Agreement dated July 1, 2011(the “Agreement”); and

WHEREAS, the Parties entered into an Addendum to the Agreement effective July 1, 2011 with a desire to clarify the meaning of Net Revenues as used in the Agreement and an amendment, dated December 16, 2011, to the Agreement to extend the Purchase Option.

WHEREAS, the Parties desire to vacate the Addendum entered into effective July 1, 2011, the amendment dated December 16, 2011 and replace the Addendum and amendment with this instrument.

NOW, THEREFORE, in consideration of the mutual promises, covenants, representations and good and valuable consideration between the Parties, the adequacy of which is hereby acknowledged, the Parties agree as follows:

	
  

	
1.

	
Paragraph 1.4 shall be deleted in its entirety and replaced with the following language:

Net Revenues.  As used in this Agreement the term “Net Revenues” shall mean the gross revenue of Grantor (or any of its subsidiaries) derived within the Territory from the sales and/or lease of any and all electronic monitoring equipment and/or required monitoring center tracking services, and/or any other right to use the Products, less and limited to only those fees and/or commissions paid to independent sales or other third-party sales/monitoring agents within the
territory.  “Net Revenues” explicitly excludes Grantor’s direct monitoring costs or expenses, which will not be in any way be considered or deducted from the calculation of Net Revenues.

In addition to the foregoing, Net Revenues shall include gross revenues of Grantor derived from all consulting, project management and other engagements of Grantor within the Territory less and limited to only:

	
  

	
a)

	
those fees and/or commissions paid to independent sales or other third-party sales agents within the Territory;

	
  

	
b)

	
those VAT taxes (e.g. 16% Mexico), which are already accounted for and grossed up within, but not deducted from Gross Revenue Payments to Grantor; provided, however, that any VAT taxes that are deducted from the Net Revenues paid to Grantee but which Grantor is not required to pay over to the particular country imposing such VAT taxes shall be subject to the royalty at a future date promptly after related tax filings and verification of actual VAT liability;  and

  

  

  

	
  

	
c)

	
any direct costs associated exclusively and directly with such consulting, project management and other engagements of Grantor within the Territory.

Direct costs SHALL NOT include travel expenses, payroll/labor and other general administrative costs.

2.           In the event of a default and subject to a thirty (30) day cure period, Grantor hereby grants to Grantee a royalty-free and exclusive right (other than for Governments providing their own direct monitoring) license to use in the Territory all of the intellectual property, tracking technology, hardware devices, monitoring software programs and other assets related to the electronic monitoring and supervision business in the Territory necessary to continue providing ongoing operations.  Such license shall be effective, in the event that Grantor does not, for whatever reason, fulfill its monitoring and supervision or
support obligatons within the Territory or fail in its obligations within the Territory or its obligations to Grantee.  Failure to sell or increase the number of devises and intellectual property deployed within the Territory shall not constitute a failure to fulfill Grantor’s obligations as described herein.  In all events, the royalty-free and exclusive license of Grantee for the intellectual property, technology, software and other assets related to the electronic monitoring and supervision business of Grantor within the Territory, shall expire twenty (20) years from the date hereof.  In the event of a default and in the event that the Grantee continues operations within the Territory, Grantee shall have the royalty-free and exclusive right and license to utilize the Company’s name, brands and trademarks within the Territory necessary to
maintain the operational business, bill and collect revenues from customers, to deal with suppliers, and to otherwise operate the business as intended.

In addition, as provided in that certain Agreement between the Parties effective as of July 1, 2011 between the parties ( the “Purchase Agreement”) for the sale of the shares of stock of International Surveillance Services Corporation, former exclusive distributor of the Products in the Territory, the exclusive right to distribute the Products in the Territory shall automatically revert to Grantee in case of default (subject to a thirty (30) day cure period) by Grantor in any of its obligations to Grantee under the Royalty Agreement.

3.           Paragraph 4.3 of the Agreement shall be deleted entirely and replaced with the following language:

	
  

	
a.

	
“Grantee hereby extends to Grantor a purchase option (the “Purchase Option”) whereby Grantor may, at its option, terminate this Royalty Agreement for either a payment in cash of $15,000,000 or in the equivalent thereof in Grantor’s shares of stock at an effective conversion price equal to the lower of the market value of the shares of common stock on the day before the option is exercised or $0.083 per share.  This Purchase Option may be exercised by the Grantor at any time between July 1, 2012 and September 30, 2012.

	
  

	
b.

	
Grantee further agrees that in the event a binding agreement is reached at any time on or before September 30, 2012 for the sale of all of the outstanding shares of Grantor, Grantee will honor the Purchase Option at the price herein set forth payable in shares of common stock of Grantor valued at the lower of the market value of such shares on the day before the option is exercised or $0.0833 per share.”

  

  

  

4.           Paragraph 2.2 of the Agreement shall be deleted in its entirety and replaced with the following:

“The Grantor, at its option, may pay the Royalty payments to the Grantee in cash the lower of the shares of Grantors Series D. Convertible Preferred Stock, valued at $500.00 per share or in shares of Grantor’s Common Stock valued at the lower of the market closing price on the day before the Royalty payment is due or $0.083 per share provided, however, that at such time as Grantor achieves positive cash flow, determined under Generally Accepted Accounting Principles (GAAP), Grantor shall be required to pay the Royalty Payments in cash.”

 

 

5.           The remainder of the Agreement shall remain unchanged and in full effect.

IN WITNESS WHEREOF, the Parties have executed this Addendum One to the Royalty Agreement as of the date first above written.

	
GRANTOR

	
GRANTEE

	  	  
	
SecureAlert, Inc.

	
Borinquen Container Corporation

	  	  
	  	  
	  	  
	
By: /s/  John L. Hastings, III

	
By: /s/  Hector L. Gonzalez

	
       John L. Hastings, III

	
       Hector L. Gonzalez

	
       President and CEO

	
       President

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