Document:

BGC-2013 10K_EX 10.23.4

AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENT

AMENDMENT NO. 1 TO THE AMENDED  AND RESTATED CREDIT AGREEMENT, dated as of October 22, 2013 (this “Amendment”) among GENERAL CABLE INDUSTRIES, INC., a Delaware corporation (the “U.S. Borrower”), GENERAL CABLE COMPANY LTD., a company organized under the laws of Nova Scotia (the “Canadian Borrower”), SILEC CABLE SAS, a French société par actions simplifiée (the “French Borrower”), NORDDEUTSCHE SEEKABELWERKE GMBH, a limited liability company (Gesellschaft mit beschränkter Haftung) existing under the laws of Germany (the “German Borrower”), GRUPO GENERAL CABLE SISTEMAS, S.L., a public limited liability company (formerly Grupo General Cable Sistemas, S.A., in process of conversion) organized under the laws of Spain (“Sistemas”), ECN CABLE GROUP, S.L., a limited liability company organized under the laws of Spain (“ECN” and, together with Sistemas, the “Spanish Borrowers” and each, a “Spanish Borrower”), GENERAL CABLE CORPORATION, a Delaware corporation (“Holdings”), the other Loan Parties party hereto, the Lenders party hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent.  Each capitalized term used herein and not defined herein shall have the meaning ascribed thereto in the Credit Agreement referred to below.

WITNESSETH
WHEREAS, the Borrowers, the Lenders, the Administrative Agent and certain other Persons are parties to that certain Amended and Restated Credit Agreement, dated as of September 6, 2013 (as the same may be amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”);
WHEREAS, pursuant to Section 9.27 of the Credit Agreement, each of the Lenders agreed to temporarily waive any Default or Event of Default arising under clause (g) of Article VII of the Credit Agreement due to a Specified Financial Reporting Default (the “Limited Waiver”);
WHEREAS, pursuant to Section 7.02 of the Subordinated Convertible Note Indenture, Holdings may elect, pursuant to the terms set forth therein, to cause the sole remedy for the first 365 days after the occurrence of any Event of Default (as defined in the Subordinated Convertible Note Indenture) for Holdings failure to comply with its obligations under Section 5.02 of such indenture to be the right of the holder or holders of such Indebtedness to receive additional interest at an annual rate equal to 0.50% of the principal amount of the Subordinated Convertible Notes (the “Additional Interest Election”);
WHEREAS, (a) Holdings has notified the Administrative Agent that Holdings shall make the Additional Interest Election in connection with the Event of Default arising from its failure to comply with Section 5.02 of the Subordinated Convertible Note Indenture and, in connection therewith, the Borrowers have requested that the Administrative Agent and the Lenders agree to amend the Credit Agreement to provide for (i) an extension of the Limited Waiver, subject to certain conditions and (ii) to the extent that the Additional Interest Election is prohibited by Section 6.08(b) and Section 6.11(a) of the Credit Agreement, a waiver of Section 6.08(b) and Section 6.11(a) of the Credit Agreement on a limited basis with respect to the Additional Interest Election, and (b) Holdings has informed the Administrative Agent of, and has requested that the Required Lenders waive, certain Defaults or Events of Default arising under clauses (c) and (e) of Article VII of the Credit Agreement to the extent, and solely to the extent, such Defaults or Events of Default have arisen due to (i) the failure by Holdings to deliver financial statements for the fiscal years 2008 through 2012 (and the related reports of its independent registered public accounting firm) and the interim periods during those years, and the financial statements as of, as well as for, the three fiscal months ended March 29, 2013, and the six fiscal months ended June 28, 2013, that presented fairly in all material respects the financial condition and results of operations of Holdings and its consolidated Subsidiaries on a consolidated basis in accordance with GAAP consistently 

971472.02C-CHISR02A - MSW

applied, which failure results from those accounting matters that have been disclosed prior to the date of this Amendment in Holdings’s public filings with the Securities and Exchange Commission, including with regard to potential theft of certain inventory in Brazil and (ii) the failure of the Borrowers and Holdings to report any such Default or Event of Default to the Administrative Agent and each Lender pursuant to Section 5.02 of the Credit Agreement (such Defaults or Events of Default referred to in this clause (b) collectively, the “Accounting Matters Representation Defaults”);
NOW, THEREFORE, in consideration of the premises set forth above, and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, and without waiving (except to the extent set forth herein) any existing or future rights or remedies which the Administrative Agent, the European Administrative Agent and the Lenders may have against the Borrowers or the other Loan Parties, the Administrative Agent and the Lenders party hereto are willing to agree to so amend and waive certain provisions of the Credit Agreement on the terms and subject to the conditions expressly set forth herein.
1.Amendment to the Credit Agreement.  Subject to the satisfaction of the conditions precedent set forth in Section 3 below, the Borrowers, the Lenders party hereto and the Administrative Agent each agree that the Credit Agreement shall be and hereby is amended as of the date hereof as follows:
(a)    Section 1.01 of the Credit Agreement is hereby amended as follows:
(i)    The definition of “Specified Financial Reporting Default” is hereby amended and restated in its entirety as follows:
“Specified Financial Reporting Default” means the failure (i) by Holdings to deliver its quarterly financial reports on Form 10-Q for the fiscal quarters ended on or about June 28, 2013 or September 27, 2013, within the time periods prescribed therefor under Section 4.18 of the Senior Unsecured Note Indenture or Section 5.02 of the Subordinated Convertible Note Indenture or (ii) by Holdings to deliver any related notice of default to the trustee under any of the Senior Unsecured Note Indenture or the Subordinated Convertible Note Indenture, which failure results in a “Default” or “Event of Default” (each as defined in the applicable indenture) under Section 6.01(4) of the Senior Unsecured Note Indenture or Section 7.01(5) of the Subordinated Convertible Note Indenture.
(ii)    The following new definitions are hereby added to Section 1.01. of the Credit Agreement in the proper alphabetical order:
“Additional Interest Election” means Holdings makes an election, pursuant to the terms set forth in the Subordinated Convertible Note Indenture, to cause the sole remedy for an “Event of Default” (as defined in the Subordinated Convertible Note Indenture) caused by a Specified Financial Reporting Default, for the first 365 days (or earlier, if such Specified Financial Reporting Default is cured or waived prior to such 365th day) after the occurrence of such “Event of Default” to be the right of the holder or holders of such Indebtedness to receive additional interest at an annual rate equal to 0.50% of the principal amount of the Subordinated Convertible Notes.
“First Amendment Effective Date” October 22, 2013. 
(b)    Section 3.04 of the Credit Agreement is hereby amended by deleting the reference to “Effective Date” contained therein and inserting “First Amendment Effective Date” in lieu thereof.

2
971472.02C-CHISR02A - MSW

(c)    Section 5.01(a) of the Credit Agreement is hereby amended by deleting the reference to “Effective Date” contained therein and inserting “First Amendment Effective Date” in lieu thereof.
(d)    Section 5.01(b) of the Credit Agreement is hereby amended by deleting the reference to “Effective Date” contained therein and inserting “First Amendment Effective Date” in lieu thereof.
(e)    Clause (i) of Section 5.01(c) of the Credit Agreement is hereby amended and restated in its entirety as follows:
(i) certifying, in the case of the financial statements delivered under clause (b), as presenting fairly in all material respects the financial condition and results of operations of Holdings and its consolidated Subsidiaries on a consolidated basis in accordance with GAAP consistently applied, subject also to certain accounting matters that have been disclosed prior to the First Amendment Effective Date in Holdings’s public filings with the Securities and Exchange Commission, including with regard to potential theft of certain inventory in Brazil,
(f)    Section 9.27 of the Credit Agreement is amended and restated in its entirety as follows:
Section 9.27    Limited Waiver.  By execution and delivery of this Agreement, each of the Lenders hereby temporarily waives any Default or Event of Default arising under clause (g) of Article VII to the extent, and solely to the extent, such Default or Event of Default is caused by a Specified Financial Reporting Default.  Each Lender also agrees that if (a) Holdings delivers its Form 10-Q for the fiscal quarters ended on or about June 28, 2013 and September 27, 2013 to each of the trustees under each of the Subordinated Convertible Note Indenture and the Senior Unsecured Note Indenture prior to the expiration of the applicable sixty day grace period set forth in the applicable indenture (or prior to the expiration of any extended grace period or temporary waiver of a Specified Financial Reporting Default provided for in any Indenture Waiver), and such delivery is effective to cure the “Defaults” and “Events of Default” under and as defined in the applicable indentures caused by Holdings’s failure to deliver its quarterly financial statements on Form 10-Q in a timely manner, or (b) Holdings obtains Indenture Waivers under each of the Senior Unsecured Note Indenture or the Subordinated Convertible Note Indenture that permanently waive the Specified Financial Reporting Defaults under each such indenture, the corresponding Default and Event of Default under clause (g) of Article VII shall also be deemed cured.  The foregoing temporary waiver shall automatically expire without any further action by any Person on the earliest of (w) October 28, 2013, or, if on or prior to October 28, 2013, Holdings notifies the Administrative Agent and the European Administrative Agent that Holdings shall make an Additional Interest Election, March 17, 2014 (provided, that if Holdings fails to make an effective Additional Interest Election as promptly as possible after it may make such an election under the terms of the Subordinated Convertible Note Indenture, or if such Additional Interest Election shall fail to be effective at any time, the foregoing temporary waiver shall automatically expire without any further action by any Person), unless Holdings has cured pursuant to the previous sentence on or prior to such applicable date, (x) the earliest date that is (A) one Business Day prior to the 60th day after receipt by Holdings of a notice of any Specified Financial Reporting Default under the Senior Unsecured Note Indenture or a notice of a subsequent Specified Financial Reporting Default under the Subordinated Convertible Note Indenture or (B) one Business Day prior to the expiration of any extended grace period or temporary waiver of a Specified Financial Reporting Default provided for in any applicable Indenture Waiver, provided that, solely with respect to a Specified Financial Reporting Default 

3
971472.02C-CHISR02A - MSW

under the Subordinated Convertible Note Indenture, if Holdings notifies the Administrative Agent and the European Administrative Agent that Holdings shall make an Additional Interest Election with respect thereto, the date described in this clause (x) with respect to such Event of Default under the Subordinated Convertible Note Indenture shall be March 17, 2014 (provided, that if Holdings fails to make an effective Additional Interest Election as promptly as possible after it may make such an election under the terms of the Subordinated Convertible Note Indenture, or if such Additional Interest Election shall fail to be effective at any time, the foregoing temporary waiver shall automatically expire without any further action by any Person) in each case unless Holdings has cured pursuant to the previous sentence on or prior to such applicable Business Day, (y) the commencement of any enforcement action, including any acceleration of the notes, under any of the Convertible Senior Note Indenture, the Senior Unsecured Note Indenture or the Subordinated Convertible Note Indenture and (z) the occurrence of any other “Default” or “Event of Default” under any of the Convertible Senior Note Indenture, the Senior Unsecured Note Indenture or the Subordinated Convertible Note Indenture.
2.    Waiver.  Subject to the satisfaction of the conditions precedent set forth in Section 3 below, the Lenders party hereto hereby waive: 
(a)    any Accounting Matters Representation Default; 
(b)    the Borrowers’ obligation to furnish to the Administrative Agent and each Lender comparative figures for the end of and for the fiscal quarter ended on September 28, 2012, with the consolidated balance sheet and related statements of operations, stockholders’ equity and cash flows as of the end of and for the fiscal quarter ended on September 27, 2013, required to be delivered pursuant to Section 5.01(b) of the Credit Agreement; and
(c)    to the extent, if any, that the Additional Interest Election is prohibited by Section 6.08(b) and Section 6.11(a) of the Credit Agreement, Section 6.08(b) and Section 6.11(a) of the Credit Agreement solely with respect to the Additional Interest Election.
3.    Conditions to Effectiveness.  The amendment to the Credit Agreement set forth in Section 1 above and the waiver set forth in Section 2 above shall become effective as of the date hereof upon:
(a)    the Administrative Agent’s receipt of counterparts of this Amendment executed by each Borrower, each other Loan Party, the Administrative Agent, and the Required Lenders;
(b)    the Administrative Agent shall have received a certificate signed by a duly authorized officer of each Borrower to the effect that, before and after giving effect to this Amendment on the date hereof: (i) the representations and warranties contained in Article III of the Credit Agreement and each of the other Loan Documents are true and correct in all material respects on and as of the date of such certificate as though made on and as of each such date (it being understood and agreed that any representation or warranty which by its terms is made as of a specified date shall be required to be true and correct in all material respects only as of such specified date), and that any representation or warranty which is subject to any materiality qualifier shall be required to be true and correct in all respects (in each case excluding any inaccuracy constituting, or resulting directly from, an Accounting Matters Representation Default); and (ii) no Default or Event of Default has occurred and is continuing or would result after giving effect to this Amendment; and
(c)    the Borrowers shall have paid to each Agent such fees or other amounts as may be then payable pursuant to any Loan Document.

4
971472.02C-CHISR02A - MSW

4.    Covenant.  Promptly following Holdings’s exercise of the Additional Interest Election, Holdings shall deliver a certificate to the Administrative Agent, certifying that (a) Holdings has duly exercised the Additional Interest Election pursuant to the terms of the Subordinated Convertible Note Indenture, and (b) Holdings has not received notice of a Specified Financial Reporting Default under the Senior Unsecured Note Indenture.
5.    Representations and Warranties of the Borrowers.  Each Borrower represents and warrants to each Lender and the Administrative Agent as of the date hereof:
(a)    Each Borrower has the legal power and authority to execute and deliver this Amendment and the officers of each Borrower executing this Amendment have been duly authorized to execute and deliver the same and bind such Borrower with respect to the provisions hereof.
(b)    This Amendment has been duly executed and delivered by each Loan Party that is a party hereto.
(c)    This Amendment and the Credit Agreement as modified hereby (the “Amended Agreement”) each constitutes the legal, valid and binding obligations of each Borrower and each other Loan Party, enforceable against it in accordance with their terms (except as enforceability may be limited by bankruptcy, insolvency, reorganization, examinership, moratorium or similar laws affecting the enforcement of creditors’ rights generally and subject to general principles of equity, regardless of whether considered in a proceeding in equity or at law).
(d)    The execution and delivery by each Loan Party of this Amendment, the performance by each Loan Party of its obligations under the Amended Agreement and under the other Loan Documents to which they are parties and the consummation of the transactions contemplated by the Amended Agreement and the other Loan Documents: (i) do not require any consent or approval of, registration or filing with, or any other action by, any Governmental Authority, except such as have been obtained or made and are in full force and effect and except for filings necessary to perfect Liens created pursuant to the Loan Documents, (ii) will not violate any material Requirement of Law applicable to any Loan Party or any of its Subsidiaries, (iii) will not violate or result in a default under any material indenture, agreement or other instrument binding upon any Loan Party or any of its Subsidiaries or the assets of any Loan Party or any of its Subsidiaries, or give rise to a right thereunder to require any payment to be made by any Loan Party or any of its Subsidiaries, (iv) will not contravene the terms of any certificates of incorporation, by-laws or other organizational or governing documents of any Loan Party, and (v) will not result in the creation or imposition of any Lien on any asset of any Loan Party or any of its Subsidiaries, except Liens created pursuant to the Loan Documents and Permitted Liens.
(e)    Each Borrower and each other Loan Party hereby reaffirms all covenants, representations and warranties made by it in the Credit Agreement and the other Loan Documents and agrees and confirms that, except with respect to any Accounting Matters Representation Default, all such representations and warranties are true and correct in all material respects as of the date of this Amendment (it being understood and agreed that any representation or warranty which by its terms is made as of a specified date shall be required to be true and correct in all material respects only as of such specified date), and that any representation or warranty which is subject to any materiality qualifier is true and correct in all respects.
(f)    Each Borrower has caused to be conducted a thorough review of the terms of this Amendment, the Credit Agreement and the other Loan Documents and each Borrower’s and its Subsidiaries’ operations since the Effective Date and, as of the date hereof and after giving effect to the terms hereof, no Default or Event of Default has occurred and is continuing.

5
971472.02C-CHISR02A - MSW

6.    Reference to and Effect on the Credit Agreement.
(a)    On and after the effective date hereof, each reference in the Credit Agreement to “this Agreement,” “hereunder,” “hereof,” “herein” or words of like import shall mean and be a reference to the Credit Agreement as modified by Section 1 above.
(b)    Except as specifically waived or modified above, the Credit Agreement and all other documents, instruments and agreements executed and/or delivered in connection therewith, shall remain in full force and effect, and are hereby ratified and confirmed.
(c)    The execution, delivery and effectiveness of this Amendment shall not, unless and except as expressly provided herein, operate as a waiver of any right, power or remedy of the Administrative Agent, the European Administrative Agent or the Lenders, nor constitute a waiver of any provision of the Credit Agreement or any other documents, instruments and agreements executed and/or delivered in connection therewith. For the avoidance of doubt, unless and except as expressly provided herein, nothing herein shall operate as a waiver of any Default or Events of Default arising after the First Amendment Effective Date.
7.    Costs and Expenses.  Each Borrower agrees to pay all reasonable out-of-pocket expenses incurred by the Administrative Agent and its Affiliates, including the reasonable fees, charges and disbursements of counsel for the Administrative Agent, in connection with the syndication and distribution (including, without limitation, via the internet or through a service such as Intralinks) of the credit facilities provided for herein and in the Credit Agreement as amended hereby, and in connection with the preparation, arrangement, execution and enforcement of this Amendment and all other instruments, agreements and other documents executed in connection herewith. 
8.    Governing Law.    ANY DISPUTE BETWEEN ANY LOAN PARTY AND ANY OTHER PARTY HERETO ARISING OUT OF, CONNECTED WITH, RELATED TO, OR INCIDENTAL TO THE RELATIONSHIP ESTABLISHED BETWEEN THEM IN CONNECTION WITH, THIS AMENDMENT, THE CREDIT AGREEMENT OR ANY OF THE OTHER LOAN DOCUMENTS, AND WHETHER ARISING IN CONTRACT, TORT, EQUITY, OR OTHERWISE, SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE INTERNAL LAWS (AND NOT THE LAW OF CONFLICTS) OF THE STATE OF NEW YORK, BUT GIVING EFFECT TO FEDERAL LAWS APPLICABLE TO NATIONAL BANKS.
9.    Headings.  Section headings in this Amendment are included herein for convenience of reference only and shall not constitute a part of this Amendment for any other purpose.
10.    Counterparts.  This Amendment may be executed in any number of counterparts, all of which taken together shall constitute one agreement, and any of the parties hereto may execute this Amendment by signing any such counterpart.  A facsimile signature page hereto sent to the Administrative Agent or the Administrative Agent’s counsel shall be effective as a counterpart signature provided each party executing such a facsimile counterpart agrees, if requested, to deliver originals thereof to the Administrative Agent.
11.    No Strict Construction. The parties hereto have participated jointly in the negotiation and drafting of this Amendment, the Credit Agreement and the other Loan Documents.  In the event an ambiguity or question of intent or interpretation arises, this Amendment, the Credit Agreement and the other Loan Documents shall be construed as if drafted jointly by the parties hereto and no presumption or burden of proof shall arise favoring or disfavoring any party by virtue of the authorship of any provisions of this Amendment, the Credit Agreement or any of the other Loan Documents.

6
971472.02C-CHISR02A - MSW

12.    Amendment Constitutes Loan Document.  This Amendment shall constitute a “Loan Document” for purposes of the Credit Agreement and the other Loan Documents.
13.    Reaffirmation of Liens and Guaranties.
(a)    Acknowledgment.  Each Loan Guarantor hereby (i) acknowledges receipt of a copy this Amendment and (ii) consents to the amendment of the Credit Agreement effected hereby.  Each Loan Guarantor acknowledges and agrees that any of the Loan Documents to which it is a party or otherwise bound shall continue in full force and effect and that all of its obligations thereunder shall be valid and enforceable and shall not be impaired or limited by the execution or effectiveness of the Amendment.  
(b)    Reaffirmation of Liens.  Each of the Loan Parties hereby ratifies, confirms and reaffirms the grant by it of the Liens and security interests in Collateral in which it has rights pursuant to the terms of, and its obligations and agreements under, the Collateral Documents, confirms that this Amendment does not constitute a novation, payment and reborrowing or termination of the Secured Obligations under the Credit Agreement and the other Loan Documents as in effect prior to the date hereof and confirms that all such Collateral will continue to secure the payment and performance of all Secured Obligations purported to be secured thereby (including any amount payable under the Credit Agreement as amended by this Amendment).  
(c)    Reaffirmation of Guaranties.  Without limiting or qualifying the foregoing, each of the Loan Guarantors hereby ratifies, confirms and reaffirms its obligations and agreements under Article X of the Credit Agreement and each other Loan Guaranty.
[The remainder of this page is intentionally blank]

7
971472.02C-CHISR02A - MSW

IN WITNESS WHEREOF, this Amendment has been duly executed as of the day and year first above written.

	
			
	GENERAL CABLE INDUSTRIES, INC.,

	as the U.S. Borrower

	 
	 
	 

	By
	  /s/ Robert J. Siverd

	 
	Name:
	Robert J. Siverd

	 
	Title:
	Executive Vice President

	 
	 
	 

	 
	 
	 

	GENERAL CABLE COMPANY

	LTD./COMPAGNIE GENERAL CABLE

	LTEE,

	as the Canadian Borrower

	 
	 
	 

	By
	  /s/ Robert J. Siverd

	 
	Name:
	Robert J. Siverd

	 
	Title:
	Executive Vice President

	 
	 
	 

	 
	 
	 

971472.02C-CHISR02A - MSW

	
			
	SILEC CABLE SAS,

	as the French Borrower

	 
	 
	 

	By
	  /s/ Marie Therese Blanot

	 
	Name:
	Marie Therese Blanot

	 
	Title:
	Managing Director

	 
	 
	 

	 
	 
	 

	NORDDEUTSCHE SEEKABELWERKE GMBH,

	as the German Borrower

	 
	 
	 

	By
	  /s/ Robert J. Siverd

	 
	Name:
	Robert J. Siverd

	 
	Title:
	Pursuant to Power of Attorney

	 
	 
	 

	By
	  /s/ Brian J. Robinson

	 
	Name:
	Brian J. Robinson

	 
	Title:
	Pursuant to Power of Attorney

	 
	 
	 

	 
	 
	 

	GRUPO GENERAL CABLE SISTEMAS, S.L.,

	as the Spanish Borrower

	 
	 
	 

	By
	  /s/ Maria Teresa Cruz Ventura

	 
	Name:
	Maria Teresa Cruz Ventura

	 
	Title:
	Authorized Signatory

	 
	 
	 

	 
	 
	 

	ECN CABLE GROUP, S.L.,

	as the Spanish Borrower

	 
	 
	 

	By
	  /s/ Maria Teresa Cruz Ventura

	 
	Name:
	Maria Teresa Cruz Ventura

	 
	Title:
	Authorized Signatory

	 
	 
	 

	 
	 
	 

[signature page to Amendment No. 1]
971472.02C-CHISR02A - MSW

	
			
	OTHER LOAN PARTIES:

	 
	 
	 

	GENERAL CABLE CORPORATION, as a

	U.S. Guarantor

	 
	 
	 

	GK TECHNOLOGIES, INCORPORATED,

	as a U.S. Guarantor

	 
	 
	 

	GENERAL CABLE INDUSTRIES LLC, as

	a U.S. Guarantor

	 
	 
	 

	GENERAL CABLE TECHNOLOGIES

	CORPORATION, as a U.S. Guarantor

	 
	 
	 

	DIVERSIFIED CONTRACTORS, INC.

	as a U.S. Guarantor

	 
	 
	 

	GC GLOBAL HOLDINGS, INC.

	as a U.S. Guarantor

	 
	 
	 

	GENERAL CABLE OVERSEAS

	HOLDINGS, LLC, as a U.S. Guarantor

	 
	 
	 

	GENCA CORPORATION, as a U.S.

	Guarantor

	 
	 
	 

	MLTC COMPANY, as a U.S. Guarantor

	 
	 
	 

	MARATHON STEEL COMPANY, as a

	U.S. Guarantor

	 
	 
	 

	PRESTOLITE WIRE LLC, as a U.S.

	Guarantor

	 
	 
	 

	GENERAL CABLE CANADA

	HOLDINGS LLC, as a U.S. Guarantor

	 
	 
	 

	By
	  /s/ Robert J. Siverd

	 
	Name:
	Robert J. Siverd

	 
	Title:
	Executive Vice President

	 
	 
	 

	 
	 
	 

[signature page to Amendment No. 1]
971472.02C-CHISR02A - MSW

    	
			
	PHELPS DODGE INTERNATIONAL

	CORPORATION, as a U.S. Guarantor

	 
	 
	 

	PHELPS DODGE ENFIELD

	CORPORATION, as a U.S. Guarantor

	 
	 
	 

	PD WIRE & CABLE SALES

	CORPORATION, as a U.S. Guarantor

	 
	 
	 

	PHELPS DODGE NATIONAL CABLES

	CORPORATION, as a U.S. Guarantor

	 
	 
	 

	PHELPS DODGE AFRICA CABLE

	CORPORATION, as a U.S. Guarantor

	 
	 
	 

	By
	  /s/ Robert J. Siverd

	 
	Name:
	Robert J. Siverd

	 
	Title:
	Executive Vice President

	 
	 
	 

	By
	  /s/ Brian J. Robinson

	 
	Name:
	Brian J. Robinson

	 
	Title:
	Executive Vice President

	 
	 
	 

 

[signature page to Amendment No. 1]
971472.02C-CHISR02A - MSW

	
			
	GENERAL CABLE AUTOMOTIVE

	EUROPE SAS, as a French Guarantor

	 
	 
	 

	By
	  /s/ Stephen Chapman

	 
	Name:
	Stephen Chapman

	 
	Title:
	President

	 
	 
	 

	 
	 
	 

	GC LATIN AMERICA HOLDINGS, S.L.,

	as a Spanish Guarantor

	 
	 
	 

	By
	  /s/ Robert J. Siverd

	 
	Name:
	Robert J. Siverd

	 
	Title:
	Consejero Delegados

	 
	 

	By
	  /s/ Brian J. Robinson

	 
	Name:
	Brian J. Robinson

	 
	Title:
	Consejero Delegados

	 
	 
	 

	 
	 
	 

	GENERAL CABLE HOLDINGS SPAIN,

	S.L., as a Spanish Guarantor

	 
	 
	 

	By
	  /s/ Robert J. Siverd

	 
	Name:
	Robert J. Siverd

	 
	Title:
	Consejero Delegados

	 
	 

	By
	  /s/ Brian J. Robinson

	 
	Name:
	Brian J. Robinson

	 
	Title:
	Consejero Delegados

	 
	 
	 

	 
	 
	 

[signature page to Amendment No. 1]
971472.02C-CHISR02A - MSW

	
			
	J.P. MORGAN CHASE BANK, N.A.,

	TORONTO BRANCH, individually and as

	Tranche C Swingline Lender

	 
	 
	 

	By
	  /s/ Auggie Marchetti

	 
	Name:
	Auggie Marchetti

	 
	Title:
	Authorized Officer

	 
	 
	 

	 
	 
	 

	J.P. MORGAN SECURITIES PLC,

	individually and as Tranche C Swingline

	Lender

	 
	 
	 

	By
	  /s/ Tim Jacob

	 
	Name:
	Tim Jacob

	 
	Title:
	Senior Vice President

	 
	 
	 

	 
	 

	J.P. MORGAN EUROPE LIMITED, as

	European Administrative Agent and

	European Issuing Bank

	 
	 
	 

	By
	  /s/ Tim Jacob

	 
	Name:
	Tim Jacob

	 
	Title:
	Senior Vice President

	 
	 
	 

	 
	 
	 

	Bank of America, N.A.

	 
	 
	 

	By
	  /s/ Brian Roman

	 
	Name:
	Brian Roman

	 
	Title:
	Vice President

	 
	 
	 

	 
	 
	 

	Bank of America, N.A. acting through its Canada

	Branch

	 
	 
	 

	By
	  /s/ Medina Sales de Andrade

	 
	Name:
	Medina Sales de Andrade

	 
	Title:
	Vice President

	 
	 
	 

[signature page to Amendment No. 1]
971472.02C-CHISR02A - MSW

	
			
	Bank of America Securities Limited

	 
	 
	 

	By
	  /s/ Joanne Hilliard

	 
	Name:
	Joanne Hilliard

	 
	Title:
	Vice President

	 
	 
	 

	 
	 
	 

	CREDIT AGRICOLE CORPORATION

	AND INVESTMENT BANK

	 
	 
	 

	By
	  /s/ Blake Wright

	 
	Name:
	Blake Wright

	 
	Title:
	Managing Director

	 
	 
	 

	By
	  /s/ James Austin

	 
	Name:
	James Austin

	 
	Title:
	Vice President

	 
	 
	 

	 
	 
	 

	WELLS FARGO BANK, NA

	 
	 
	 

	By
	  /s/ Kevin S. Fong

	 
	Name:
	Kevin S. Fong

	 
	Title:
	Authorized Signatory

	 
	 
	 

	 
	 
	 

	WELLS FARGO CAPITAL FINANCE

	CORPORATION CANADA

	 
	 
	 

	By
	  /s/ Domenic Cosentino

	 
	Name:
	Domenic Cosentino

	 
	Title:
	Vice President

	 
	 
	 

	 
	 
	 

	KEYBANK NATIONAL ASSOCIATION

	 
	 
	 

	By
	  /s/ Rufus S. Dowe, III

	 
	Name:
	Rufus S. Dowe, III

	 
	Title:
	Vice President

	 
	 
	 

[signature page to Amendment No. 1]
971472.02C-CHISR02A - MSW

	
			
	DEUTSCHE BANK AG NEW YORK BRANCH

	 
	 
	 

	By
	  /s/ Peter Cucchiara

	 
	Name:
	Peter Cucchiara

	 
	Title:
	Vice President

	 
	 
	 

	By
	  /s/ Kirk L. Tashjian

	 
	Name:
	Kirk L. Tashjian

	 
	Title:
	Vice President

	 
	 
	 

	 
	 
	 

	DEUTSCHE BANK AG LONDON BRANCH

	 
	 
	 

	By
	  /s/ Mark Dixson

	 
	Name:
	Mark Dixson

	 
	Title:
	Managing Director

	 
	 
	 

	By
	  /s/ Ilias Katsoulis

	 
	Name:
	Ilias Katsoulis

	 
	Title:
	Vice President

	 
	 
	 

	 
	 
	 

	PNC Bank, National Association

	 
	 
	 

	By
	  /s/ C. Joseph Richardson

	 
	Name:
	C. Joseph Richardson

	 
	Title:
	Senior Vice President

	 
	 
	 

	 
	 
	 

	PNC BANK CANADA BRANCH

	 
	 
	 

	By
	  /s/ Caroline Stade

	 
	Name:
	Caroline Stade

	 
	Title:
	Senior Vice President

	 
	 
	 

	 
	 
	 

[signature page to Amendment No. 1]
971472.02C-CHISR02A - MSW

	
			
	RBS CITIZENS BUSINESS CAPITAL,

	a division of RBS Citizens, N.A.

	 
	 
	 

	By
	  /s/ David Slattery

	 
	Name:
	David Slattery

	 
	Title:
	Assistant Vice President

	 
	 
	 

	 
	 
	 

	STANDARD CHARTERED BANK, as a Lender

	 
	 
	 

	By
	  /s/ James P. Hughes

	 
	Name:
	James P. Hughes

	 
	Title:
	Director

	 
	 
	 

	By
	  /s/ Robert K. Reddington

	 
	Name:
	Robert K. Reddington

	 
	Title:
	Credit Documentation, Manager

	 
	 
	Credit Documentation, Unit, WB

	 
	 
	Legal-Americas

	 
	 
	 

	 
	 
	 

	HSBC BANK USA, NA

	 
	 
	 

	By
	  /s/ Joseph D. Donovan

	 
	Name:
	Joseph D. Donovan

	 
	Title:
	Vice President

	 
	 
	 

	 
	 
	 

	Branch Banking and Trust Company

	 
	 
	 

	By
	  /s/ Ryan T. Hamilton

	 
	Name:
	Ryan T. Hamilton

	 
	Title:
	Assistant Vice President

	 
	 
	 

	 
	 
	 

	The Huntington National Bank

	 
	 
	 

	By
	  /s/ John D. Whetstone

	 
	Name:
	John D. Whetstone

	 
	Title:
	Vice President

	 
	 
	 

[signature page to Amendment No. 1]
971472.02C-CHISR02A - MSW

	
			
	FIFTH THIRD BANK

	 
	 
	 

	By
	  /s/ Megan S. Szewc

	 
	Name:
	Megan S. Szewc

	 
	Title:
	Vice President

	 
	 
	 

	 
	 
	 

	Fifth Third Bank, operating through its Canadian

	Branch

	 
	 
	 

	By
	  /s/ Mauro Spagnolo

	 
	Name:
	Mauro Spagnolo

	 
	Title:
	Principal Officer

	 
	 
	 

	 
	 
	 

	COMPASS BANK

	 
	 
	 

	By
	  /s/ Michael Sheff

	 
	Name:
	Michael Sheff

	 
	Title:
	Sr. Vice President

	 
	 
	 

	 
	 
	 

	Bank of Montreal - Chicago Branch

	 
	 
	 

	By
	  /s/ Rebecca L. Bruch

	 
	Name:
	Rebecca L. Bruch

	 
	Title:
	Vice President

	 
	 
	 

	 
	 
	 

	Bank of Montreal

	 
	 
	 

	By
	  /s/ Sean P. Gallaway

	 
	Name:
	Sean P. Gallaway

	 
	Title:
	Vice President

	 
	 
	 

	 
	 
	 

	SUNTRUST BANK

	 
	 
	 

	By
	  /s/ Sandra M. Salazar

	 
	Name:
	Sandra M. Salazar

	 
	Title:
	Vice President / Portfolio Manager

	 
	 
	 

[signature page to Amendment No. 1]
971472.02C-CHISR02A - MSW

	
			
	RB International Finance (USA) LLC

	 
	 
	 

	By
	  /s/ Christoph Hoedl

	 
	Name:
	Christoph Hoedl

	 
	Title:
	First Vice President

	 
	 
	 

	By
	  /s/ Randall Abrams

	 
	Name:
	Randall Abrams

	 
	Title:
	Vice President

	 
	 
	 

	 
	 
	 

	U.S. Bank National Association

	 
	 
	 

	By
	  /s/ Matthew Kasper

	 
	Name:
	Matthew Kasper

	 
	Title:
	Vice President

	 
	 
	 

	 
	 
	 

	U.S. Bank National Association, Canada Branch

	 
	 
	 

	By
	  /s/ Joseph Rauhala

	 
	Name:
	Joseph Rauhala

	 
	Title:
	Principal Officer

	 
	 
	 

	 
	 
	 

	Goldman Sachs Bank USA

	 
	 
	 

	By
	  /s/ Michelle Latzoni

	 
	Name:
	Michelle Latzoni

	 
	Title:
	Authorized Signatory

	 
	 
	 

	 
	 
	 

	Goldman Sachs International Bank

	 
	 
	 

	By
	  /s/ Konstantinos Varotsis

	 
	Name:
	Konstantinos Varotsis

	 
	Title:
	Authorised Signatory

	 
	 
	 

	 
	 
	 

[signature page to Amendment No. 1]
971472.02C-CHISR02A - MSW

	
			
	BARCLAYS BANK PLC

	 
	 
	 

	By
	  /s/ Irina Dimova

	 
	Name:
	Irina Dimova

	 
	Title:
	Vice President

	 
	 
	 

	 
	 
	 

	Amalgamated Bank

	 
	 

	By
	  /s/ Christine Herrick

	 
	Name:
	Christine Herrick

	 
	Title:
	Senior Credit Officer

	 
	 
	 

	 
	 
	 

	Siemens Financial Services, Inc

	 
	 
	 

	By
	  /s/ Jeffrey B. Iervese

	 
	Name:
	Jeffrey B. Iervese

	 
	Title:
	Vice President

	 
	 
	 

	By
	  /s/ John Finore

	 
	Name:
	John Finore

	 
	Title:
	Vice President

	 
	 
	 

	 
	 
	 

	FirstMerit Bank N.A.

	 
	 
	 

	By
	  /s/ John Zimbo

	 
	Name:
	John Zimbo

	 
	Title:
	Vice President

	 
	 
	 

	 
	 
	 

	MORGAN STANLEY BANK, N.A.

	 
	 
	 

	By
	  /s/ Brian Janiak

	 
	Name:
	Brian Janiak

	 
	Title:
	Authorized Signatory

	 
	 
	 

	 
	 
	 

[signature page to Amendment No. 1]
971472.02C-CHISR02A - MSWCOLB 2013 EX 10.23 CIC

EXHIBIT  10.23
COLUMBIA STATE BANK 
CHANGE IN CONTROL AGREEMENT
THIS CHANGE IN CONTROL AGREEMENT (“Agreement”), is entered into this 4th day of February, 2014, by and between COLUMBIA STATE BANK, a Washington banking corporation (the “Bank”) and HADLEY S. ROBBINS (“Employee”) and shall be effective on the Effective Date (defined below). If the Effective Date does not occur, this Agreement shall be null and void and of no further force and effect.
Recitals
A.    Employee has been employed as the Bank’s Senior Vice President, Oregon and Southwest Washington Group Manager, pursuant to an Employment Agreement dated as of September 25, 2012, which became effective on April 1, 2013 (the “Employment Agreement”).
B.    Employee and the Bank have also previously executed a Change in Control Agreement, dated as of April 23, 2013 (the “Existing CIC Agreement”).
C.    The Bank and its parent holding company, Columbia Banking System, Inc. (“CBSI”), wish to promote Employee to the position of Chief Operating Officer of the Bank and CBSI, and Employee wishes to accept such promotion.  In connection with the promotion, the parties wish to terminate the Employment Agreement (except for those surviving provisions identified herein) and the Existing CIC Agreement, and have this Agreement take effect. 
In consideration of the mutual promises, covenants, agreements and undertakings contained in this Agreement, the parties hereby contract and agree as follows:
Agreement
1.Term.  The term of this Agreement (“Term”) shall commence on the date on which Employee assumes the position of Chief Operating Officer of the Bank and CBSI (the “Effective Date”), which date is expected to be March 1, 2014, and shall end on the earlier of the termination of Employee’s employment in a manner that does not constitute a Termination Event or on the fifth anniversary of the date first above written, unless extended in writing by the parties.
2.Severance Benefit.  In the case of a Termination Event, as defined in Section 4, (i) the Bank shall pay to Employee all salary and benefits earned through the effective date of Employee’s termination and a severance benefit (“Severance Benefit”) in an amount equal to two times the amount of Employee’s then-current annual base salary, and (ii) vesting of all stock options and lapse of all restrictions with respect to restricted stock awards shall occur.  Payment of the Severance Benefit shall begin, and vesting and lapse of restrictions described in the preceding sentence shall occur, (i) in the case of a Termination Event described in paragraph 4.1, upon the effective date of termination, and (ii) in the case of a Termination Event described in paragraph 4.2, upon the effective date of the Change in Control which is then pending (or announced within sixty days of the date when the Employee’s employment terminated).  The Severance Benefit shall be 

1

paid over a two year period in equal monthly payments without interest on the last day of each month, beginning with the month in which the Termination Event described in paragraphs 4.1 or 4.2, as the case may be, occurs.
3.Other Compensation and Terms of Employment.  Except with respect to the Severance Payment and as otherwise explicitly set forth herein, this Agreement shall have no effect on the determination of any compensation payable by the Bank to the Employee, or upon any of the other terms of Employee’s employment with the Bank. Each of the Existing CIC Agreement and the Employment Agreement shall terminate in its entirety and be null and void upon the Effective Date, except that the terms and conditions of the following sections of the Employment Agreement shall remain in full force and effect: Section 2(b)(v) (Retention Bonus); Section 4(a)(i)(B) (Retention Bonus payment if terminated without cause or resigns for good reason); and Section 4(a)(ii) (vesting of Equity Benefits and lapse of restrictions thereon); provided, however, that the terms “Cause” and “Good Reason” as used in the foregoing sections of the Employment Agreement shall have the definitions set forth below in Section 6 of this Agreement and not the definitions set forth in the Employment Agreement. In addition to the foregoing: 
3.1    Notwithstanding termination of the Employment Agreement, Employee shall receive in cash no later than March 15, 2014, the Annual Bonus for 2013, as defined in Section 2(b)(i) of the Employment Agreement, prorated from April 1, 2013.  From the Effective Date, Employee’s bonus will be governed by the Short-Term Bonus Compensation Plan (or any successor plan for senior executives of the Bank).  
3.2    If Employee voluntarily terminates his employment with the Bank and CBSI before March 1, 2017, he shall reimburse the Bank for the prorated portion of the relocation allowance paid to him for relocating to the Tacoma, Washington area.
3.3    If Employee remains employed by the Bank and CBSI until April 1, 2015 or if Employee’s employment is terminated without Cause or due to Disability (as defined in the Supplemental Executive Retirement Plan adopted by West Coast Bancorp, West Coast Bank and Employee, as amended and restated January 1, 2009 (the “West Coast SERP”)) or Employee resigns for Good Reason before April 1, 2015, then to the extent the West Coast SERP has not otherwise been amended or replaced by mutual agreement of the Bank, CBSI and Employee, the benefit paid under the West Coast SERP shall be no less than an amount equal to the Change in Control Benefit set forth in Section 3.5 of the West Coast SERP.
4.Termination Events.  A Termination Event shall be deemed to occur upon, and only upon, one or more of the following:
4.1    Termination of Employee’s employment by the Bank without Cause (as defined below) or by Employee for Good Reason (as defined below) within 365 days following the effective date of a Change in Control; or
4.2    Termination of Employee’s employment by the Bank without Cause prior to a Change in Control if such termination occurs at any time from and after sixty days prior to the public announcement by the Bank or CBSI or any other party of a transaction which will result in 

2

a Change in Control; provided that the effective date of the Change in Control occurs within eighteen (18) months of Employee’s termination.
5.Restrictive Covenant. 
5.1     Non-competition.  Employee agrees that, during Employee’s employment with the Bank or any of its affiliates, and for a period of two years after commencement of the payment to Employee of the Severance Benefit, Employee will not directly or indirectly become interested in, as a “founder,” organizer, principal shareholder, director, or officer, any financial institution, now existing or organized hereafter, that competes or will compete with CBSI, the Bank or any of their affiliates (together the “Company”), including any successor, within any county in which the Company does business; provided that Employee’s covenant not to compete shall terminate in the event Employee waives the right to payment of any balance of the Severance Benefit then payable; and provided further, that Employee shall not be deemed a “principal shareholder” unless (i) Employee’s investment in such an institution exceeds 2% of the institution’s outstanding voting securities or (ii) Employee is active in the organization, management or affairs of such institution.  The provisions restricting competition by Employee may be waived by action of the Board.  Employee recognizes and agrees that any breach of this covenant by Employee will cause immediate and irreparable injury to the Company, and Employee hereby authorizes recourse by the Bank or CBSI to injunction and/or specific performance, as well as to other legal or equitable remedies to which either may be entitled.
5.2    Non-interference.  During the non-competition period described in Section 5.1, Employee shall not (a) solicit or attempt to solicit any other employee of the Company to leave the employ of the Company, or in any way interfere with the relationship between the Company and any other employee of the Company, (b) solicit or attempt to solicit any customer of the Company to cease doing business with the Company or to otherwise divert such customer’s business from the Company, or (c) solicit or attempt to solicit any supplier, licensee, or other business relations of the Company to cease doing business with the Company.
5.3    Interpretation.  If a court or any other administrative body with jurisdiction over a dispute related to this Agreement should determine that the restrictive covenant set forth in Section 5.1 above is unreasonably broad, the parties hereby authorize and direct said court or administrative body to narrow the same so as to make it reasonable, given all relevant circumstances, and to enforce the same.  The covenants in this paragraph shall survive termination of this Agreement.  
6.Definitions.  For purposes of this Agreement and provisions of the Employment Agreement that are incorporated herein, the following definitions shall apply.
6.1.    Cause.  “Cause” shall mean only (i) willful misfeasance or gross negligence in the performance of Employee’s duties, (ii) conduct demonstrably and significantly harmful to the Bank (which would include willful violation of any final cease and desist order applicable to the Bank), or (iii) conviction of a felony.
6.2.    Change in Control.  “Change in Control” shall mean the occurrence of one or more of the following events:

3

6.2.1.    A person, or more than one person acting as a group, acquires ownership of stock in the Company that, together with stock held by such person or group, constitutes more than fifty percent (50%) of the total fair market value or total voting power of the stock of the Company; 
6.2.2.    A majority of the members of the Company’s board of directors is replaced during any 12-month period by directors whose appointment or election is not endorsed by a majority of the members of the Company’s board of directors before the date of the appointment or election; or
6.2.3.    A person, or more than one person acting as a group, acquires (or has acquired during the 12-month period ending on the date of the most recent acquisition by such person or persons) assets from the Company that have a total gross fair market value equal to or more than fifty percent (50%) of the total gross fair market value of all of the assets of the Company immediately before such acquisition or acquisitions.
This definition of “Change in Control” is intended to comply with, and shall be interpreted in a manner consistent with, the requirements of Section 409A of the U.S. Internal Revenue Code of 1986, as amended, as U.S. Treasury regulation issued thereunder. 
6.3.    Good Reason.  “Good Reason” shall mean (i) any reduction of Employee’s salary or any reduction or elimination of any other compensation or benefit plan, which reduction or elimination is not of general application to substantially all employees of the Bank or such employees of any successor entity or of any entity in control of the Bank, (ii) any changes in Employee’s authority or duties substantially inconsistent with Employee’s then office position; or (iii) any transfer to a location other than Tacoma, Washington and its environs. 
6.4    Termination of Employment.  “Termination,” when used in reference to termination of employment, shall mean “separation from service,” as defined in Section 409A of the U.S. Internal Revenue Code of 1986, as amended, as U.S. Treasury regulation issued thereunder. 
7.Specified Employee - Delay in Payments.  If Executive is a “specified employee,” then amounts payable to him under this Agreement on account of a “separation from service” that could cause him to be subject to the gross income inclusion, interest and additional tax provisions of U.S. Internal Revenue Code § 409A(a)(1) shall not be paid until after the end of the sixth calendar month beginning after such separation from service (the “Suspension Period”).  Within fourteen (14) calendar days after the end of the Suspension Period, the Company shall make a lump sum payment to Executive in cash in an amount equal to the sum of all payments delayed because of the preceding sentence. Thereafter, Executive shall receive any remaining payments under this Agreement as if the immediately preceding provisions of this Paragraph 8 were not a part of the Agreement.  For purposes of this Agreement, the terms “specified employee” and “separation from service” shall have the meanings given to those terms in U.S. Internal Revenue Code § 409A and the Treasury regulations issued thereunder.”

4

8.Miscellaneous.
8.1    Integration; Amendment.  Except as explicitly set forth herein, this Agreement contains the entire agreement between the parties with respect to the subject matter, and supersedes all prior agreements, oral or written between the parties with respect to the subject matter (it being understood, for the avoidance of doubt, that each of Section 2(b)(v), Section 4(a)(i)(B), and Section 4(a)(ii) of the Employment Agreement, shall continue to survive according to its terms and to Section 3 hereof) and is subject to modification or amendment only upon amendment in writing signed by both parties.
8.2    Binding Effect.  This Agreement shall bind and inure to the benefit of the heirs, legal representatives, successors, and assign of the parties.
8.3    Severance.  If any provision of this Agreement is invalid or otherwise unenforceable, all other provisions shall remain unaffected and shall be enforceable to the fullest extent permitted by law.
8.4    Governing Law; Venue.  This Agreement is made with reference to and is intended to be construed in accordance with the laws of the State of Washington.  Venue for any action arising out of or concerning this Agreement shall lie in Pierce County, Washington.  In the event of a dispute under this Agreement, the disputes shall be arbitrated pursuant to the Superior Court Mandatory Arbitration Rules (“MAR”) adopted by the Washington State Supreme Court, irrespective of the amount in controversy.  This Agreement shall be deemed as stipulation to that effect pursuant to MAR 1.2 and 8.1.  The arbitrator, in his or her discretion, may award attorney’s fees to the prevailing party or parties.
8.5    Notices.  Any notice required to be given under this Agreement to either party shall be given by personal service or by depositing a copy thereof in the United States registered or certified mail, postage prepaid, addressed to the following address or such other address as addressee shall designate in writing:
		
	Company:
	Columbia Bank 
1301 ‘A’ Street, Ste. 800 
Tacoma, WA  98402-4200 
Attn: (Corporate Secretary)

		
	Employee:
	At the most recent address on file at the Bank

IN WITNESS WHEREOF, the parties have executed this Agreement effective on the date first above written.

5

BANK:    COLUMBIA STATE BANK
By:     /s/ Melanie J. Dressel             
Melanie J. Dressel 
President and Chief Executive Officer
EMPLOYEE:
By:    /s/ Hadley S. Robbins             
       Hadley S. Robbins

6

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00227-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00227-of-00352.parquet"}]]