Document:

Exhibit 4.4

 

	
  

  	
  THIS WARRANT
  WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. MINNEAPOLIS, MINNESOTA TIME,
  ____________________, 2012, UNLESS SUBJECT TO PRIOR REDEMPTION. ProUroCare
  WARRANTS NUMBER W 0101 MEDICAL INC. INCORPORATED UNDER THE LAWS OF THE STATE
  OF NEVADA CUSIP NO. 74373C 123 This Warrant Certificate certifies that or
  registered assigns, is the registered holder of a warrant or warrants (a
  “Warrant”) to purchase one fully paid and non-assessable shares of common
  stock, $0.00001 par value (the “Common Stock”), of ProUroCare Medical Inc., a
  Nevada corporation (the “Company”). Each Warrant entitles the holder to
  receive from the Company that number of fully paid and nonassessable shares
  of Common Stock (each, a “Warrant Share”) as is set forth above upon exercise
  and surrender of this Warrant Certificate and payment of the Warrant Price at
  the office or agency of the Warrant Agent. The Warrants are subject to the
  conditions set forth herein and in the Warrant Agreement referred to on the
  reverse hereof. Defined terms used in this Warrant Certificate but not
  defined herein shall have the meanings given to them in the Warrant
  Agreement. Each Warrant is initially exercisable for one share of Common
  Stock. The number of Warrant Shares issuable upon exercise of the Warrants is
  subject to adjustment upon the occurrence of certain events as set forth in
  the Warrant Agreement. The initial Warrant Price per share of Common Stock
  for any Warrant is equal to $1.30 per share. The Warrant Price is subject to
  adjustment upon the occurrence of certain events as set forth in the Warrant
  Agreement. Warrants may be exercised only during the Exercise Period subject
  to the conditions set forth in the Warrant Agreement and to the extent not
  exercised by the end of such Exercise Period such Warrants shall become void.
  Reference is hereby made to the further provisions of this Warrant
  Certificate set forth on the reverse hereof and such further provisions shall
  for all purposes have the same effect as though fully set forth at this
  place. This Warrant Certificate shall not be valid unless countersigned by
  the Warrant Agent, as such term is used in the
  Warrant Agreement. Witness the facsimile seal of the corporation and the
  facsimile signatures of its duly authorized officers. Dated: CHIEF EXECUTIVE
  OFFICER SECRETARY 

  

 

	
  

  	
  The Warrants
  evidenced by this Warrant Certificate are part of a duly authorized issue of
  Warrants entitling the holder on exercise to receive shares of Common Stock,
  par value $0.00001 per share, of the Company (the “Common Stock”), and are
  issued or to be issued pursuant to a Warrant Agreement dated as of January
  12, 2009, as amended ___________, 2009 (the “Warrant Agreement”), duly
  executed and delivered by the Company to Interwest Transfer Company Inc. as
  warrant agent (the “Warrant Agent”), which Warrant Agreement is hereby
  incorporated by reference in and made a part of this instrument and is hereby
  referred to for a description of the rights, limitation of rights,
  obligations, duties and immunities thereunder of the Warrant Agent, the
  Company and the holders (the words “holders” or “holder” meaning the
  registered holders or registered holder) of the Warrants. A copy of the
  Warrant Agreement may be obtained by the holder hereof upon written request
  to the Company. Defined terms used in this Warrant Certificate but not
  defined herein shall have the meanings given to them in the Warrant
  Agreement. Warrants may be exercised at any time during the Exercise Period
  set forth in the Warrant Agreement. The holder of Warrants evidenced by this
  Warrant Certificate may exercise them by surrendering this Warrant
  Certificate, with the form of election to purchase set forth hereon properly
  completed and executed, together with payment of the Warrant Price as
  specified in the Warrant Agreement at the principal corporate trust office of
  the Warrant Agent. In the event that upon any exercise of Warrants evidenced
  hereby the number of Warrants exercised shall be less than the total number
  of Warrants evidenced hereby, there shall be issued to the holder hereof or
  his assignee a new Warrant Certificate evidencing the number of Warrants not
  exercised. Notwithstanding anything else in this Warrant Certificate or the
  Warrant Agreement, no Warrant may be exercised unless at the time of exercise
  (i) a registration statement covering the Warrant Shares to be issued upon
  exercise is effective under the Act and (ii) a prospectus thereunder relating
  to the Warrant Shares is current. In no event shall the Warrants be settled
  on a net cash basis during the Exercise Period nor shall the Company be
  required to issue unregistered shares upon the exercise of any Warrant. The
  Warrant Agreement provides that upon the occurrence of certain events the
  number of Warrant Shares set forth on the face hereof may, subject to certain
  conditions, be adjusted. No fractions of a share of Common Stock will be
  issued upon the exercise of any Warrant, but the Company shall round up to
  the nearest whole number the number of Warrant Shares to be issued as
  provided in the Warrant Agreement. The Company reserves the right to call the
  Warrant, at any time prior to its exercise, with a notice of call in writing
  to the holders of record of the Warrant, giving 30 days’ notice of such call
  at any time after the Warrant becomes exercisable if the last sale price of the
  Shares has been equal to or greater than $4.00 per share for 10 consecutive
  trading days. The call price of the Warrants is to be $0.01 per Warrant. Any
  Warrant either not exercised or tendered back to the Company by the end of
  the date specified in the notice of call shall be canceled on the books of
  the Company and have no further value except for the $0.01 call price.
  Warrant Certificates, when surrendered at the principal corporate trust
  office of the Warrant Agent by the registered holder thereof in person or by
  legal representative or attorney duly authorized in writing, may be
  exchanged, in the manner and subject to the limitations provided in the
  Warrant Agreement, but without payment of any service charge, for another
  Warrant Certificate or Warrant Certificates of like tenor evidencing in the
  aggregate a like number of Warrants. Upon due presentation for registration
  of transfer of this Warrant Certificate at the office of the Warrant Agent a
  new Warrant Certificate or Warrant Certificates of like tenor and evidencing
  in the aggregate a like number of Warrants shall be issued to the
  transferee(s) in exchange for this Warrant Certificate, subject to the
  limitations provided in the Warrant Agreement, without charge except for any
  tax or other governmental charge imposed in connection therewith. The Company
  and the Warrant Agent may deem and treat the registered holder(s) thereof as
  the absolute owner(s) of this Warrant Certificate (notwithstanding any
  notation of ownership or other writing hereon made by anyone), for the
  purpose of any exercise hereof, of any distribution to the holder(s) hereof,
  and for all other purposes, and neither the Company nor the Warrant Agent
  shall be affected by any notice to the contrary. Neither the Warrants nor
  this Warrant Certificate entitles any holder hereof to any rights of a
  stockholder of the Company. Election to Purchase (To Be Executed Upon
  Exercise Of Warrant) The undersigned hereby irrevocably elects to exercise
  the right, represented by this Warrant Certificate, to receive __________
  shares of Common Stock and herewith tenders payment for such shares to the
  order of ProUroCare Medical Inc. in the amount of $______ in accordance with
  the terms hereof. The undersigned requests that a certificate for such shares
  be registered in the name of ______________________________________, whose
  address is ________________________________________________________ and that
  such shares be delivered to _____________________________________, whose
  address is __________________________________________________ If said number
  of shares is less than all of the shares of Common Stock purchasable
  hereunder, the undersigned requests that a new Warrant Certificate
  representing the remaining balance of such shares be registered in the name of
  _________________________, whose address is
  ________________________________________________________ and that such
  Warrant Certificate be delivered to ____________________________, whose
  address is________________________________________________________ Signature:
  ______________________________________________________________________________________________________________________________
  Date: __________, 20____ Signature Guaranteed:
  _____________________________________________________________________________________________________________________
  Transfer For value received,_____________________ hereby sell, assign and
  transfer
  unto________________________________________________________________________
  PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE
  _________________________________ Units represented by the within
  Certificate, and do hereby irrevocably constitute and appoint
  _________________________________________________________________ Attorney to
  transfer the said Units on the books of the within named Company will full
  power of substitution in the premises. Date: __________, 20____ Notice: The
  signature to this assignment must correspond with the name as written upon
  the face of the certificate in every particular, without alteration or
  enlargement or any change whatever. Signature(s) Guaranteed:
  ____________________________________________________________________________________________________________________
  THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION
  (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH
  MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO
  S.E.C. RULE 17Ad-15).Exhibit 10.1

 

NON-EMPLOYEE DIRECTOR COMPENSATION POLICY(1)

(effective October 1, 2009)

 

	
  CASH

  	
   

  	
  ·    Annual
  retainer

  ·    Board
  meeting fee (in person)

  ·    Board
  meeting fee (telephonic)

  ·    Committee
  meeting fee (in person)

  ·    Committee
  meeting fee (telephonic)

  	
   

  	
  ·    $25,000

  ·    $2,000

  ·    $1,000

  ·    $1,000

  ·    $1,000

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  INITIAL
  STOCK OPTION GRANT

  	
   

  	
  ·    Number
  of shares

  ·    Vesting
  period

  ·    Vesting
  increment

  	
   

  	
  ·    30,000

  ·    3
  years

  ·    Monthly

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ANNUAL
  STOCK OPTION GRANT

  	
   

  	
  ·    Number
  of shares

   

  ·    Vesting
  period

  ·    Vesting
  increment

  	
   

  	
  ·    15,000
  (subject to proration as set forth in the 2004 Plan)

  ·    1
  year

  ·    Monthly

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ADDITIONAL
  CHAIRMAN OF THE BOARD COMPENSATION

  	
   

  	
  ·    Annual
  retainer

  ·    Initial
  stock option grant (shares)

  ·    Annual
  stock option grant (shares)

  	
   

  	
  ·    $10,000

  ·    15,000

  ·    6,000
  (subject to proration as set forth in the 2004 Plan)

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ADDITIONAL
  COMMITTEE CHAIR COMPENSATION

  	
   

  	
  ·    Annual
  retainer (Audit)

  ·    Annual
  retainer (Compensation)

  ·    Annual
  retainer (Corporate Governance & Nominating)

  ·    Committee
  meeting fee (in person or telephonic)

  	
   

  	
  ·    $12,000

  ·    $8,000

  ·    $5,000

   

  ·    $1,000

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ADDITIONAL
  LEAD INDEPENDENT DIRECTOR COMPENSATION

  	
   

  	
  ·    Annual
  Retainer

  	
   

  	
  ·    $15,000

  

 

(1) All
stock option grants shall be made pursuant to the Non-Employee Directors’
Nonstatutory Stock Option Program under the 2004 Plan.

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