Document:

EX-4.2

 Exhibit 4.2 

Officers’ Certificate Pursuant to 

Section 3.01 of the Indenture 

Pursuant to Section 3.01 of the Indenture dated as of July 28, 2015 (the “Indenture”), between
Harley-Davidson, Inc. (the “Company”) and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”), the undersigned on behalf of the Company and in their respective capacities indicated, hereby
certify that we have examined resolutions duly adopted at a meeting of the Board of Directors of the Company on May 22, 2015. Acting pursuant to such resolutions, the undersigned hereby establish two series of Debt Securities by means of this
Officers’ Certificate, in accordance with the provisions of Section 3.01 of the Indenture: 
 1. The title of the
two new series of Debt Securities shall be: 3.500% Senior Notes due 2025 (the “Notes due 2025”) and 4.625% Senior Notes due 2045 (the “Notes due 2045”, and collectively with the Notes due 2025, the
“Notes”). The Bank of New York Mellon Trust Company, N.A. shall be the trustee with respect to the Notes. 
 2. The
aggregate principal amount of Notes due 2025 that may be authenticated and delivered under the Indenture (except for Notes due 2025 authenticated and delivered upon registration of transfer of, or in exchange for, or in lieu of, Notes due 2025
pursuant to Article 3, the second paragraph of Section 4.03, or Section 11.04, of the Indenture) is initially $450,000,000; provided, however, that the Company shall have the right to reopen the Notes due 2025 and issue additional Debt
Securities, which shall be part of the same series as the Notes due 2025 initially issued (except for the issue date and, in some cases, the public offering price and the first interest payment date); provided, further, however, that a separate
CUSIP and ISIN will be issued for any additional notes unless the additional notes and the Notes due 2025 are fungible for U.S. federal income tax purposes. 

3. The aggregate principal amount of Notes due 2045 that may be authenticated and delivered under the Indenture (except for Notes due 2045
authenticated and delivered upon registration of transfer of, or in exchange for, or in lieu of, Notes due 2045 pursuant to Article 3, the second paragraph of Section 4.03, or Section 11.04, of the Indenture) is initially $300,000,000;
provided, however, that the Company shall have the right to reopen the Notes due 2045 and issue additional Debt Securities, which shall be part of the same series as the Notes due 2045 initially issued (except for the issue date and, in some cases,
the public offering price and the first interest payment date); provided, further, however, that a separate CUSIP and ISIN will be issued for any additional notes unless the additional notes and the Notes due 2045 are fungible for U.S. federal
income tax purposes. 
 4. Principal on the Notes due 2025 shall be payable on July 28, 2025; and principal on the Notes due 2045 shall
be payable on July 28, 2045. If the maturity date or any earlier Change of Control Payment Date (defined below) or redemption for either series of Notes falls on a day that is not a Business Day (defined below), the related payment of principal
and interest will be made on the next Business Day as if it were made on the date such payment was due, and no interest will accrue on the amounts so payable for the period from and after such date to the next Business Day. 

 5. The Notes due 2025 shall bear interest at a rate of 3.500% per annum and the Notes due
2045 shall bear interest at a rate of 4.625% per annum, which interest on the Notes shall accrue from July 28, 2015 and shall be payable semiannually in arrears on January 28 and July 28, beginning January 28, 2016, to the
persons in whose names the Notes, as applicable, are registered at the close of business on the preceding January 14 and July 14 (whether or not that date is a Business Day). Interest on the Notes will be computed on the basis of a 360-day
year of twelve 30-day months. If any interest payment date is not a Business Day, the payment of interest will be made on the next succeeding Business Day and no additional interest will accrue for the period from and after such date to the next
succeeding Business Day. 
 6. The principal of and interest on each series of Notes shall initially be payable at the offices of The
Bank of New York Mellon Trust Company, N.A. (the “Paying Agent”). 
 7. The Company may redeem the Notes due 2025,
in whole or in part, at any time prior to April 28, 2025 (the date that is three months prior to the maturity date of the Notes due 2025) and the Notes due 2045, in whole or in part, at any time prior to January 28, 2045 (the date that is
six months prior to the maturity date of the Notes due 2045), in each case, at the Company’s option, at a Redemption Price equal to the greater of: 

(a) 100% of the principal amount of the Notes being redeemed on that Redemption Date, and 

(b) the sum of the present values of the remaining scheduled payments of principal and interest on the Notes to be redeemed on
that Redemption Date (not including any portion of such payments of interest accrued to the Redemption Date), discounted to the Redemption Date on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the applicable
Treasury Rate (as defined below), plus 20 basis points, in the case of the Notes due 2025, and 25 basis points, in the case of the Notes due 2045, 
 plus,
in either case, accrued and unpaid interest on the Notes of such series being redeemed to the Redemption Date. 
 In addition, at any time
on or after April 28, 2025 (the date that is three months prior to the maturity date of the Notes due 2025), with respect to the Notes due 2025, and January 28, 2045 (the date that is six months prior to the maturity date of the Notes due
2045), with respect to the Notes due 2045, the Company may redeem some or all of the applicable series of Notes at its option, at a Redemption Price equal to 100% of the principal amount of the Notes being redeemed, plus accrued and unpaid interest
on the Notes of such series being redeemed to the Redemption Date. 
 Notwithstanding the foregoing, installments of interest on the Notes
that are due and payable on interest payment dates falling on or prior to a Redemption Date will be payable on the interest payment date to the registered holders as of the close of business on the relevant record date according to the Notes and the
Indenture. 

  
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 As used herein: 

“Comparable Treasury Issue” means the U.S. Treasury security selected by an Independent Investment Banker that would
be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of corporate debt securities of comparable maturity to the remaining term of the Notes to be redeemed. 

“Comparable Treasury Price” means, with respect to any Redemption Date, (1) the average of five Reference
Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains fewer than five such Reference Treasury Dealer Quotations, the
average of all such quotations. 
 “Independent Investment Banker” means one of the Reference Treasury
Dealers appointed by the Company. 
 “Reference Treasury Dealer” means (1) each of Citigroup Global
Markets Inc., Goldman, Sachs & Co. and J.P. Morgan Securities LLC (or their respective affiliates that are Primary Treasury Dealers (as defined below)) and their respective successors and (2) two primary U.S. Government securities
dealers in New York City (each a “Primary Treasury Dealer”) selected by the Company; provided, however, that if any of the foregoing shall cease to be a Primary Treasury Dealer, the Company will substitute therefor another Primary
Treasury Dealer. 
 “Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury
Dealer and any Redemption Date, the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the
Independent Investment Banker at 3:30 p.m., New York City time, on the third business day preceding such Redemption Date. 

“Treasury Rate” means, with respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent
yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such Redemption Date. The Treasury Rate
will be calculated on the third business day preceding the Redemption Date. 
 The Company will give written notice of any redemption
of any series of Notes to holders of that series of Notes to be redeemed at their addresses, as shown in the Debt Security Register for the affected Notes, not more than 60 nor less than 30 days prior to the date fixed for redemption. The notice of
redemption will specify, among other items, the aggregate principal amount of the Notes of the applicable series to be redeemed, the Redemption Date and the Redemption Price. 

If the Company chooses to redeem less than all of the Notes of a series, then the Company will notify the Trustee at least 45 days before
giving notice of redemption, or such shorter period as is satisfactory to the Trustee, of the aggregate principal amount of the Notes of such series to be redeemed and the Redemption Date. The Trustee will select, in the manner it deems fair and
appropriate and in accordance with applicable Depositary procedures, the Notes of that series to be redeemed in part. 

  
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 If the Company has given notice as provided in the Indenture and made funds irrevocably available
for the redemption of the Notes of a series called for redemption on the Redemption Date referred to in that notice, then those Notes will cease to bear interest on that Redemption Date and the only remaining right of the holders of those Notes will
be to receive payment of the Redemption Price. 
 8. Upon the occurrence of a Change of Control Triggering Event (as defined below)
with respect to a series of Notes, unless the Company has exercised its right to redeem the Notes of such series by giving irrevocable notice of redemption in accordance with the Indenture on or prior to the 30th day after the date on which such
Change of Control Triggering Event occurs, each holder of the Notes of such series will have the right to require the Company to purchase all or a portion of such holder’s Notes pursuant to the offer described below (the “Change of
Control Offer”), at a purchase price equal to 101% of the principal amount thereof plus accrued and unpaid interest, if any, up to but not including the date of purchase (the “Change of Control Payment”), subject to the
rights of holders of Notes on the relevant record date to receive interest due and owing on the relevant interest payment date.  

Within 30 days following the date upon which the Change of Control Triggering Event occurs or, at the Company’s option, prior to
any Change of Control but after the public announcement of the pending Change of Control, the Company will be required to send, by first class mail, a notice to each holder of Notes, with a copy to the Trustee, which notice will govern the terms of
the Change of Control Offer. Such notice will state, among other things, the purchase date, which must be no earlier than 30 days nor later than 60 days from the date such notice is mailed (or, in the case of a notice mailed prior to the date of
consummation of a Change of Control, no earlier than 30 days nor later than 60 days from the date of the Change of Control Triggering Event), other than as may be required by law (the “Change of Control Payment Date”). The notice,
if mailed prior to the date of consummation of the Change of Control, will state that the Change of Control Offer is conditioned on the occurrence of the Change of Control Triggering Event on or prior to the Change of Control Payment Date.

 On the Change of Control Payment Date, the Company will, to the extent lawful: 

 

	 	(i)	accept or cause a third party to accept for payment all Notes or portions of Notes properly tendered pursuant to the Change of Control Offer; 

 

	 	(ii)	deposit or cause a third party to deposit with the Paying Agent an amount equal to the Change of Control Payment in respect of all Notes or portions of Notes properly tendered; and 

 

	 	(iii)	deliver or cause to be delivered to the Trustee the Notes properly accepted together with an Officers’ Certificate stating the aggregate principal amount of Notes or portions of Notes being repurchased.

 The Company will not be required to make a Change of Control Offer with respect to the Notes if a third party makes such an
offer in the manner, at the times and otherwise in 

  
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compliance with the requirements for such an offer made by the Company and such third party purchases all the Notes properly tendered and not withdrawn under its offer. In addition, the Company
will not repurchase any Notes if there has occurred and is continuing on the Change of Control Payment Date an event of default under the Indenture, other than a default in the payment of the Change of Control Payment on the Change of Control
Payment Date. 
 The Company must comply with the requirements of Rule 14e-1 under the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), and any other securities laws and regulations thereunder, to the extent those laws and regulations are applicable in connection with the repurchase of the Notes as a result of a Change of Control Triggering
Event. To the extent that the provisions of any such securities laws or regulations conflict with the Change of Control Offer provisions of the Notes, the Company will be required to comply with those securities laws and regulations and will not be
deemed to have breached the Company’s obligations under the Change of Control Offer provisions of the Notes by virtue of any such conflict. 

As used in this Section 8: 

“Change of Control” means the occurrence of any of the following after the date of issuance of the Notes: 

(1) the direct or indirect sale, lease, transfer, conveyance or other disposition (other than by way of merger or
consolidation), in one or a series of related transactions, of all or substantially all of the Company assets and the assets of the Company’s Subsidiaries taken as a whole to any “person” or “group” (as those terms are used
in Section 13(d)(3) of the Exchange Act) other than to the Company or one of the Company’s Subsidiaries, other than any such transaction or series of related transactions where holders of the Company’s Voting Stock outstanding
immediately prior thereto hold Voting Stock of the transferee Person representing a majority of the voting power of the transferee Person’s Voting Stock immediately after giving effect thereto; 

(2) the consummation of any transaction (including, without limitation, any merger or consolidation) the result of which is
that any “person” or “group” (as those terms are used in Section 13(d)(3) of the Exchange Act) (other than the Company or one of the Company’s Subsidiaries) becomes the “beneficial owner” (as defined in Rules
13d-3 and 13d-5 under the Exchange Act), directly or indirectly, of the Company’s Voting Stock representing a majority of the voting power of the Company’s outstanding Voting Stock; 

(3) the Company consolidates with, or merges with or into, any Person, or any Person consolidates with, or merges with or into,
the Company, in any such event pursuant to a transaction in which any of the Company’s outstanding Voting Stock or Voting Stock of such other Person is converted into or exchanged for cash, securities or other property, other than any such
transaction where the Company’s Voting Stock outstanding immediately prior to such transaction constitutes, or is converted into or exchanged for, Voting Stock representing a majority of the voting power of the Voting Stock of the surviving
Person immediately after giving effect to such transaction; or 
 (4) the adoption by the Company’s shareholders of a
plan relating to the Company’s liquidation or dissolution. 

  
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 Notwithstanding the foregoing, a transaction will not be deemed to involve a Change of Control if
(1) the Company becomes a direct or indirect wholly-owned Subsidiary of a holding company and (2)(A) the direct or indirect holders of the Voting Stock of such holding company immediately following that transaction are substantially the
same as the holders of the Company’s Voting Stock immediately prior to that transaction or (B) immediately following that transaction no person (as that term is used in Section 13(d)(3) of the Exchange Act) (other than a holding
company satisfying the requirements of this sentence) is the beneficial owner, directly or indirectly, of more than 50% of the Voting Stock of such holding company. 

“Change of Control Triggering Event” means, with respect to the applicable series of Notes, the Notes
cease to be rated Investment Grade by at least two of the three Rating Agencies on any date during the period (the “Trigger Period”) commencing on the date of the first public announcement by the Company
of any Change of Control (or pending Change of Control) and ending 60 days following consummation of such Change of Control (which Trigger Period will be extended following consummation of a Change of Control for so long as any of the Rating
Agencies has publicly announced that it is considering a possible ratings change). However, a Change of Control Triggering Event otherwise arising by virtue of a particular reduction in rating shall not be deemed to have occurred in respect of a
particular Change of Control (and thus shall not be deemed a Change of Control Triggering Event for purposes of the definition of Change of Control Triggering Event) if the Rating Agencies making the reduction in rating to which this definition
would otherwise apply do not announce or publicly confirm or inform the Trustee in writing at the Company’s or its request that the reduction was the result, in whole or in part, of any event or circumstance comprised of or arising as a result
of, or in respect of, the applicable Change of Control (whether or not the applicable Change of Control shall have occurred at the time of the Change of Control Triggering Event). If a Rating Agency is not providing a rating for such Notes at the
commencement of any Trigger Period, the rating from such Rating Agency will be deemed to have been lowered, and the rating from such Rating Agency with respect to the Notes will be deemed to be below Investment Grade, during that Trigger
Period. 
 Notwithstanding the foregoing, no Change of Control Triggering Event will be deemed to have occurred in connection
with any particular Change of Control unless and until such Change of Control has actually been consummated. 

“Fitch” means Fitch Ratings Inc. and its successors. 

“Investment Grade” means a rating of Baa3 or better by Moody’s (or its equivalent under any
successor rating category of Moody’s), a rating of BBB- or better by S&P (or its equivalent under any successor rating category of S&P), a rating of BBB- or better by Fitch (or its equivalent under any successor rating category of
Fitch), and the equivalent investment grade credit rating from any replacement rating agency or rating agencies selected by the Company under the circumstances permitting the Company to select a replacement rating agency and in the manner for
selecting a replacement rating agency, in each case as set forth in the definition of “Rating Agencies.” 

  
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 “Moody’s” means Moody’s Investors Service, Inc., a subsidiary
of Moody’s Corporation, and its successors. 
 “Person” means any individual, corporation,
partnership, limited liability company, business trust, association, joint-stock company, joint venture, trust, incorporated or unincorporated organization or government or any agency or political subdivision thereof. 

“Rating Agencies” means (i) each of Moody’s, S&P and Fitch; and (ii) if any one or
more of Moody’s, S&P or Fitch (or any replacement thereof appointed pursuant to this definition) ceases to rate the applicable Notes or fails to make a rating of the Notes publicly available for reasons outside of the Company’s
control, a “nationally recognized statistical rating organization” as defined under Section 3(a)(62) of the Exchange Act that the Company selects as a replacement for each such agency; provided, that the Company shall give notice of
any such replacement to the Trustee.  
 “S&P” means Standard & Poor’s
Ratings Services, a division of The McGraw-Hill Companies, Inc., and its successors. 
 “Voting
Stock” of any specified Person as of any date means the capital stock of such Person that is at the time entitled to vote generally in the election of the board of directors of such Person. 

The definitions of Article One of the Indenture will apply to the Notes, except to the extent the definitions set forth below differ from such
Indenture definitions. 
 “Business Day” means any day other than a Saturday, Sunday or other day on
which banking institutions in The City of New York are authorized or obligated by law, regulation or executive order to close. 

9. The Notes shall not be entitled to any sinking fund. 

10. The Notes shall be issuable in United States dollars. 

11. Section 13.02 of the Indenture shall apply to the Notes. 

12. Payments of principal of and interest on the Notes shall be payable in United States dollars. 

13. The Notes shall be issued in the form of fully registered Global Debt Securities in the forms attached hereto as Annex A and
Annex B which will be deposited with the Trustee as custodian for the Depository Trust Company (the “Depositary”) and registered in the name of “Cede & Co.,” as the nominee of the Depositary. Principal of
and interest payments on the Notes of each series will be made to the Depositary or its nominee. If at any time the Depositary notifies the Company that it is unwilling or unable to continue as Depositary for the Notes or if at any time the
Depositary for the Notes shall no longer be eligible or in good standing under the Exchange Act, or other applicable statute or regulation, the Company shall appoint a successor Depositary with respect to the Notes. If a successor Depositary for the
Notes is not appointed by the Company within 90 days after the Company receives notice or becomes aware of such 

  
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ineligibility, the Company will issue Notes in definitive form in exchange for the Global Debt Security representing Notes in an aggregate principal amount equal to the principal amount of the
Notes represented by such Global Debt Security in exchange for the Notes represented by such Global Debt Security. 
 14. The Notes are
issuable in registered form without coupons in denominations of U.S.$2,000 and any integral multiples of U.S.$1,000 in excess thereof. As provided in the Indenture and subject to certain limitations therein set forth, the Notes are exchangeable for
a like aggregate principal amount of Notes that are of other authorized denominations. 
 Furthermore, we hereby approve the forms of and
authorize the execution and delivery of the Notes. 
 Capitalized terms used herein which are defined in the Indenture are used herein as so
defined. 
 [Signature Page to Follow] 

  
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 Dated: July 28, 2015 

 

			
	HARLEY-DAVIDSON, INC.
		
	By:	 	 /s/ John A. Olin

	Name:	 	John A. Olin
	Title:	 	 Senior Vice President and
 Chief Financial
Officer

		
	By:	 	 /s/ Paul J. Jones

	Name:	 	Paul J. Jones
	Title:	 	 Vice President, General Counsel
 and
Secretary

 Signature page to Officers’ Certificate Pursuant to Section 3.01 of the Indenture 

 Annex A 

FORM OF NOTE 
 Unless
this certificate is presented by an authorized representative of the Depository Trust Company, a New York corporation (the “Depositary”), to the Company or its agent for registration of transfer, exchange, or payment, and any certificate
issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of the Depositary (and any payment is made to Cede & Co. or to such other entity as is requested by an authorized
representative of the Depositary), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof Cede & Co., has an interest herein. 

 

			
	REGISTERED	  	REGISTERED

 HARLEY-DAVIDSON, INC. 

3.500% SENIOR NOTES DUE 2025 
  

			
		  	CUSIP: 412822AD0
		
		  	ISIN: US412822AD08
		
	No. R-1	  	US$450,000,000

 HARLEY-DAVIDSON, INC., a corporation duly organized and existing under the laws of the State of Wisconsin (the
“Company,” which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & Co., or registered assignees, Four Hundred Fifty Million and 00/100
Dollars ($450,000,000) on July 28, 2025, and to pay interest thereon from July 28, 2015, or from the most recent Interest Payment Date to which interest has been paid or duly provided for, semiannually in arrears on January 28 and
July 28 of each year, commencing January 28, 2016, at the rate of 3.500% per annum, until the principal hereof becomes due and payable, and at such rate on any overdue principal and (to the extent that the payment of such interest
shall be legally enforceable) on any overdue installment of interest. The interest so payable, and punctually paid or duly provided for, on any Interest Payment Date will, as provided in such Indenture, be paid to the Person in whose name this
3.500% Senior Note Due 2025 (this “Note,” and all of the Notes collectively referred to herein as the “Notes”) (or one or more Predecessor Debt Securities) is registered at the close of business on the Regular
Record Date for such interest, which shall be the January 14 or July 14 (whether or not a Business Day), as the case may be, next preceding such Interest Payment Date; provided, however, that interest payable on the Interest Payment Date
occurring at maturity will be paid to the person to whom principal shall be payable. Any such interest not punctually paid or duly provided for on any Interest Payment Date shall forthwith cease to be payable to the registered Holder on such Regular
Record Date by virtue of his having been such Holder, and may either be paid to the Person in whose name this Note (or one or more Predecessor Debt Securities) is registered at the close of business on a Special Record Date for the payment of such
Defaulted Interest to be fixed by the Trustee, notice whereof shall be given to Holders of Notes not more than 15 days and not less than 10 days prior to such Special Record 

 
Date, or be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange on which the Notes may be listed, and upon such notice as may be required
by such exchange, all as more fully provided in said Indenture. 

  
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 Payments of interest will be made by wire transfer of immediately available funds. Principal and
any premium and interest payable at the Stated Maturity will be paid in immediately available funds upon surrender of such Note at the office of a Paying Agent in The City of New York, New York or at such other office or agency as the Company may
designate. 
 Unless the certificate of authentication herein has been duly executed by the Trustee referred to herein by manual signature,
this Note shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 
 This Note is one of
a duly authorized issue of securities of the Company (the “Debt Securities”), issued or to be issued in one or more series under an indenture, dated as of July 28, 2015 (the “Base Indenture”), between the
Company and The Bank of New York Mellon Trust Company, N.A. (the “Trustee,” which term includes any successor Trustee under the Base Indenture) to which Base Indenture, together with all indentures supplemental to the Base Indenture
and the Officers’ Certificates under Section 3.01 of the Base Indenture setting forth the form and terms of the Notes (the Base Indenture as so supplemented, the “Indenture”), reference is hereby made for a statement of
the respective rights, limitations of rights, duties and immunities thereunder of the Company, the Trustee and the Holders of the Notes and of the terms upon which the Notes are, and are to be, authenticated and delivered. This Note is one of the
series designated on the face hereof limited in aggregate principal amount to $450,000,000, except that the Company may, without the consent of the Holders, “reopen” the Notes of such series and issue more notes that have the same terms as
the Notes of such series (except for the issue date and, in some cases, the public offering price and the first interest payment date). These additional Debt Securities, together with such series of Notes, would constitute a single series of Debt
Securities under the Indenture; provided, however, that a separate CUSIP and ISIN will be issued for any additional notes unless the additional notes and the Notes of such series are fungible for U.S. federal income tax purposes.  

All or a portion of the Notes may be redeemed by the Company at any time prior to April 28, 2025 (the date that is three months prior to
the maturity date of the Notes). The Redemption Price for the Notes to be redeemed on any Redemption Date prior to April 28, 2025 will be equal to the greater of (i) 100% of the principal amount of the Notes being redeemed on the
Redemption Date and (ii) the sum of the present values of the remaining scheduled payments of principal and interest on the Notes being redeemed on that Redemption Date (not including any portion of any payments of interest accrued to the
Redemption Date), discounted to the Redemption Date on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate (as defined below), plus 20 basis points, plus in either of case (i) or
(ii) above, accrued and unpaid interest on the Notes being redeemed to the Redemption Date. 
 In addition, at any time on or after
April 28, 2025 (the date that is three months prior to the maturity date of the Notes), the Company may redeem some or all of the Notes at its option, at a Redemption Price equal to 100% of the principal amount of the Notes being redeemed, plus
accrued and unpaid interest on the Notes of such series being redeemed to the Redemption Date. 
 The Company will give written notice of
any redemption of any series of Notes to Holders of that series of Notes to be redeemed at their addresses, as shown in the Debt Security Register for the affected Notes, not more than 60 nor less than 30 days prior to the date fixed for redemption.
The notice of redemption will specify, among other items, the aggregate principal amount of the Notes of the applicable series to be redeemed, the Redemption Date and the Redemption Price. 

  
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 If the Company chooses to redeem less than all of the Notes of a series, then the Company will
notify the Trustee at least 45 days before giving notice of redemption, or such shorter period as is satisfactory to the Trustee, of the aggregate principal amount of the Notes of such series to be redeemed and the Redemption Date. The Trustee will
select, in the manner it deems fair and appropriate and in accordance with applicable Depositary procedures, the Notes of that series to be redeemed in part. 

If the Company has given notice as provided in the Indenture and made funds irrevocably available for the redemption of the Notes of a series
called for redemption on the Redemption Date referred to in that notice, then those Notes will cease to bear interest on that Redemption Date and the only remaining right of the Holders of those Notes will be to receive payment of the Redemption
Price. 
 Notwithstanding any provision hereof to the contrary, notice of any redemption to the Holders of the Notes may, in the
Company’s discretion, be subject to one or more conditions precedent, including completion of a corporate transaction. In such event, the related notice of redemption shall describe each such condition and, if applicable, shall state that, in
the Company’s discretion, the date of redemption may be delayed until such time as any or all such conditions shall be satisfied or waived, or such redemption may not occur and such notice may be rescinded in the event that any or all such
conditions shall not have been satisfied or waived by the date of redemption, or by the date of redemption as so delayed. 
 For the
purposes of determining the Redemption Price, “Treasury Rate” means, with respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a
price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such Redemption Date. The Treasury Rate will be calculated on the third business day preceding the Redemption
Date.  
 “Comparable Treasury Issue” means the U.S. Treasury security selected by an Independent Investment
Banker that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of Debt Securities of comparable maturity to the remaining term of the Notes to be redeemed.  

“Comparable Treasury Price” means, with respect to any Redemption Date, (1) the average of five Reference
Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains fewer than five such Reference Treasury Dealer Quotations, the
average of all such quotations.  
 “Independent Investment Banker” means one of the Reference Treasury
Dealers appointed by the Company.  
 “Reference Treasury Dealer” means (1) each of Citigroup Global
Markets Inc., Goldman, Sachs & Co. and J.P. Morgan Securities LLC (or their respective affiliates that are Primary Treasury Dealers (as defined below)) and their respective successors and (2) two 

  
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primary U.S. Government securities dealers in New York City (each a “Primary Treasury Dealer”) selected by the Company; provided, however, that if any of the foregoing shall
cease to be a Primary Treasury Dealer, the Company will substitute therefor another Primary Treasury Dealer. 

“Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and any Redemption Date,
the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Independent Investment Banker at
3:30 p.m., New York City time, on the third business day preceding the Redemption Date. 
 The Company shall have no obligation to
redeem or purchase the Notes pursuant to any sinking fund or analogous provision. 
 Upon the occurrence of a Change of Control Triggering
Event with respect to the Notes, unless the Company has exercised its right to redeem the Notes, each Holder of Notes will have the right to require the Company to purchase all or a portion of such Holder’s Notes pursuant to a Change of Control
Offer, at a purchase price equal to 101% of the principal amount thereof plus accrued and unpaid interest, if any, up to but not including the date of purchase, subject to the rights of Holders of Notes on the relevant record date to receive
interest due and owing on the relevant Interest Payment Date. The Change of Control Offer will be made in accordance with the terms specified in the Indenture. 

With the consent of the Holders of greater than 50% in aggregate principal amount of the Outstanding Notes, the Company, when authorized by a
Board Resolution, and the Trustee may enter into an indenture or indentures supplemental to the Indenture for the purpose of adding any provisions to or changing in any manner or eliminating any of the provisions of the Indenture or of any
supplement thereto or of modifying in any manner the rights of the Holders of the Notes; provided, however, that no such supplemental indenture shall, without the consent of the Holders of all of the Outstanding Debt Securities of each series
affected, (a) extend the fixed maturity of the Notes, or reduce the rate or extend the time of payment of interest thereon, or reduce the principal amount thereof or any premium thereon, or make the principal thereof or interest or premium
thereon payable in any coin or currency other than that provided herein, or (b) reduce the percentage of Notes the Holders of which are required to consent (i) to any such supplemental indenture, (ii) to rescind and annul a
declaration that the Notes are due and payable as a result of the occurrence of an Event of Default, (iii) to waive any past default under the Indenture and its consequences and (iv) to waive compliance with certain other provisions
contained in the Indenture. 
 The definitions of Article One of the Indenture will apply to the Notes, except to the extent the definitions
set forth below differ from such Indenture definitions. 
 “Business Day” means any day other than a
Saturday, Sunday or other day on which banking institutions in The City of New York are authorized or obligated by law, regulation or executive order to close. 

The Company and the Trustee may enter into an indenture or indentures supplemental to the Indenture without the consent of the Holders for
limited purposes specified in the Indenture. 

  
 5 

 The Holders of greater than 50% in aggregate principal amount of the Outstanding Notes may on
behalf of the Holders of all the Notes waive any past default or Event of Default under the Indenture and its consequences except a default in the payment of principal of or premium, if any, or interest on the Notes. 

Holders of Notes may not enforce their rights pursuant to the Indenture or the Notes except as provided in the Indenture. No reference herein
to the Indenture and no provision of this Note or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of (and premium, if any) and interest on this Note at the times, place
and rate, and in the coin or currency, herein prescribed. 
 The Notes are issuable only in registered form without coupons in denominations
of U.S.$2,000 and any integral multiples of U.S.$1,000 in excess thereof. As provided in the Indenture and subject to certain limitations therein set forth, Notes are exchangeable for a like aggregate principal amount of Notes that are of other
authorized denominations. 
 Notes to be exchanged shall be surrendered at any office or agency maintained by the Company for such purpose,
and the Company shall execute and the Trustee shall authenticate and deliver in exchange therefor the Notes which the Holder making the exchange shall be entitled to receive. Upon due presentment for registration of transfer of any Note at any such
office or agency, the Company shall execute and register and the Trustee shall authenticate and deliver in the name of the transferee or transferees a new Note for an equal aggregate amount. Registration or registration of transfer of any Note by
the Debt Security Registrar (initially The Bank of New York Mellon Trust Company, N.A.) in the registry books maintained by such Debt Security Registrar in The City of New York, New York, and delivery of such Note, duly authenticated, shall be
deemed to complete the registration or registration of transfer of such Note. 
 No service charge shall be made for any exchange or
registration of transfer, but the Company or the Trustee may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. Prior to due presentment of a Note for registration of transfer, the
Company, the Trustee and any agent of the Company or the Trustee may treat the person in whose name a Note is registered as the owner for all purposes whether or not such Note be overdue and neither the Company, the Trustee nor any such agent shall
be affected by notice to the contrary. 
 Certain of the Company’s obligations under the Indenture with respect to the Notes may be
terminated if the Company irrevocably deposits with the Trustee money or eligible instruments sufficient to pay and discharge the entire indebtedness on all of the Notes, as described in the Indenture. 

This Note is in the form of a Global Debt Security as provided in the Indenture. If at any time the Depositary notifies the Company that it is
unwilling or unable to continue as Depositary for this Note or if at any time the Depositary for the Notes shall no longer be eligible or in good standing under the Exchange Act, or other applicable statute or regulation, the Company shall appoint a
successor Depositary with respect to this Note. If a successor Depositary for this Note is not appointed by the Company within 90 days after the Company receives notice or becomes aware of such ineligibility, the Company will issue Notes in
definitive form in exchange for the Global Debt Security representing Notes in an aggregate principal amount equal to the principal amount of this Note in exchange for this Note. 

  
 6 

 No recourse under or upon any obligation, covenant or agreement of the Indenture, any
supplemental indenture, or of any Note, or for any claim based hereon, or otherwise in respect thereof shall be had against any incorporator, organizer, stockholder, member, owner, officer, director, manager or employee, as such, past, present or
future, of the Company or any Subsidiary or of any predecessor or successor Person, either directly or through the Company, whether by virtue of any constitution, statute or rule of law, or by the enforcement of any assessment or penalty or
otherwise, all such liabilities being, by the acceptance hereof and as part of the consideration for the issue hereof, expressly waived and released. 

The Notes are subject to defeasance at the option of the Company as provided in the Indenture. 

All terms used in this Note which are defined in the Indenture shall have the meanings assigned to them in the Indenture. 

  
 7 

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed. 

 

							
	Dated: July    , 2015	 		 	HARLEY-DAVIDSON, INC.
				
		 		 	By:	 	  

		 		 	Name:	 	
		 		 	Title:	 	
				
		 		 	By:	 	  

		 		 	Name:	 	
		 		 	Title:	 	

 This is one of the Debt Securities of the series designated herein issued under the within-mentioned
Indenture. 
 Dated: July    , 2015 
  

			
	The Bank of New York Mellon Trust Company, N.A., as Trustee
		
	By:	 	  

		 	Authorized Officer

  

ABBREVIATIONS 
 The
following abbreviations, when used in the inscription on the face of this instrument, shall be construed as though they were written out in full according to applicable laws or regulations: 

TEN COM - as tenants in common 

TEN ENT - as tenants by the entireties 

JT TEN - as joint tenants with right of survivorship and not as tenants in common 

 

									
	UNIF GIFT MIN ACT -	  	
                  
Custodian                  
	  		  	
		  	(Cust)                (Minor)	  		  		  	
		  	Under Uniform Gifts to Minors Act	  	
		  	  
	  		  		  	
		  	             (State)	  		  		  	

 Additional abbreviations may also be used though not in the above list. 

 
  

FOR VALUE RECEIVED, the undersigned hereby sell(s), assign(s) and transfer(s) unto 

PLEASE INSERT SOCIAL SECURITY OR 
 OTHER IDENTIFYING NUMBER OF
ASSIGNEE 
  
  

PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE 

the within Security and all rights thereunder, hereby irrevocably constituting and appointing
                     attorney to transfer said Security on the books of the Company, with full power of substitution in the premises. 

Dated: 
  

			
	  
	 	
		
	Signature	 	

 NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE WITHIN INSTRUMENT IN
EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. 

 Annex B 

FORM OF NOTE 
 Unless
this certificate is presented by an authorized representative of the Depository Trust Company, a New York corporation (the “Depositary”), to the Company or its agent for registration of transfer, exchange, or payment, and any certificate
issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of the Depositary (and any payment is made to Cede & Co. or to such other entity as is requested by an authorized
representative of the Depositary), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof Cede & Co., has an interest herein. 

 

			
	REGISTERED	  	REGISTERED

 HARLEY-DAVIDSON, INC. 

4.625% SENIOR NOTES DUE 2045 
  

			
		  	CUSIP: 412822AE8
		
		  	ISIN: US412822AE80
		
	No. R-1	  	US$300,000,000

 HARLEY-DAVIDSON, INC., a corporation duly organized and existing under the laws of the State of
Wisconsin (the “Company,” which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & Co., or registered assignees, Three Hundred Million
and 00/100 Dollars ($300,000,000) on July 28, 2045, and to pay interest thereon from July 28, 2015, or from the most recent Interest Payment Date to which interest has been paid or duly provided for, semiannually in arrears on
January 28 and July 28 of each year, commencing January 28, 2016, at the rate of 4.625% per annum, until the principal hereof becomes due and payable, and at such rate on any overdue principal and (to the extent that the payment
of such interest shall be legally enforceable) on any overdue installment of interest. The interest so payable, and punctually paid or duly provided for, on any Interest Payment Date will, as provided in such Indenture, be paid to the Person in
whose name this 4.625% Senior Note Due 2045 (this “Note,” and all of the Notes collectively referred to herein as the “Notes”) (or one or more Predecessor Debt Securities) is registered at the close of business on
the Regular Record Date for such interest, which shall be the January 14 or July 14 (whether or not a Business Day), as the case may be, next preceding such Interest Payment Date; provided, however, that interest payable on the Interest
Payment Date occurring at maturity will be paid to the person to whom principal shall be payable. Any such interest not punctually paid or duly provided for on any Interest Payment Date shall forthwith cease to be payable to the registered Holder on
such Regular Record Date by virtue of his having been such Holder, and may either be paid to the Person in whose name this Note (or one or more Predecessor Debt Securities) is registered at the close of business on a Special Record Date for the
payment of such Defaulted Interest to be fixed by the Trustee, notice whereof shall be given to Holders of Notes not more than 15 days and not less than 10 days prior to such Special Record Date, or be paid at any time in any other lawful manner not
inconsistent with the requirements of any securities exchange on which the Notes may be listed, and upon such notice as may be required by such exchange, all as more fully provided in said Indenture. 

 Payments of interest will be made by wire transfer of immediately available funds. Principal and
any premium and interest payable at the Stated Maturity will be paid in immediately available funds upon surrender of such Note at the office of a Paying Agent in The City of New York, New York or at such other office or agency as the Company may
designate. 
 Unless the certificate of authentication herein has been duly executed by the Trustee referred to herein by manual signature,
this Note shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 
 This Note is one of
a duly authorized issue of securities of the Company (the “Debt Securities”), issued or to be issued in one or more series under an indenture, dated as of July 28, 2015 (the “Base Indenture”), between the
Company and The Bank of New York Mellon Trust Company, N.A. (the “Trustee,” which term includes any successor Trustee under the Base Indenture) to which Base Indenture, together with all indentures supplemental to the Base Indenture
and the Officers’ Certificates under Section 3.01 of the Base Indenture setting forth the form and terms of the Notes (the Base Indenture as so supplemented, the “Indenture”), reference is hereby made for a statement of
the respective rights, limitations of rights, duties and immunities thereunder of the Company, the Trustee and the Holders of the Notes and of the terms upon which the Notes are, and are to be, authenticated and delivered. This Note is one of the
series designated on the face hereof limited in aggregate principal amount to $300,000,000, except that the Company may, without the consent of the Holders, “reopen” the Notes of such series and issue more notes that have the same terms as
the Notes of such series (except for the issue date and, in some cases, the public offering price and the first interest payment date). These additional Debt Securities, together with such series of Notes, would constitute a single series of Debt
Securities under the Indenture; provided, however, that a separate CUSIP and ISIN will be issued for any additional notes unless the additional notes and the Notes of such series are fungible for U.S. federal income tax purposes. 

All or a portion of the Notes may be redeemed by the Company at any time prior to January 28, 2045 (the date that is six months prior to
the maturity date of the Notes). The Redemption Price for the Notes to be redeemed on any Redemption Date prior to January 28, 2045 will be equal to the greater of (i) 100% of the principal amount of the Notes being redeemed on the
Redemption Date and (ii) the sum of the present values of the remaining scheduled payments of principal and interest on the Notes being redeemed on that Redemption Date (not including any portion of any payments of interest accrued to the
Redemption Date), discounted to the Redemption Date on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate (as defined below), plus 25 basis points, plus in either of case (i) or
(ii) above, accrued and unpaid interest on the Notes being redeemed to the Redemption Date. 
 In addition, at any time on or after
January 28, 2045 (the date that is six months prior to the maturity date of the Notes), the Company may redeem some or all of the Notes at its option, at a Redemption Price equal to 100% of the principal amount of the Notes being redeemed, plus
accrued and unpaid interest on the Notes of such series being redeemed to the Redemption Date. 
 The Company will give written notice of
any redemption of any series of Notes to Holders of that series of Notes to be redeemed at their addresses, as shown in the Debt Security Register for the affected Notes, not more than 60 nor less than 30 days prior to the date fixed for redemption.
The notice of redemption will specify, among other items, the aggregate principal amount of the Notes of the applicable series to be redeemed, the Redemption Date and the Redemption Price. 

  
 2 

 If the Company chooses to redeem less than all of the Notes of a series, then the Company will
notify the Trustee at least 45 days before giving notice of redemption, or such shorter period as is satisfactory to the Trustee, of the aggregate principal amount of the Notes of such series to be redeemed and the Redemption Date. The Trustee will
select, in the manner it deems fair and appropriate and in accordance with applicable Depositary procedures, the Notes of that series to be redeemed in part. 

If the Company has given notice as provided in the Indenture and made funds irrevocably available for the redemption of the Notes of a series
called for redemption on the Redemption Date referred to in that notice, then those Notes will cease to bear interest on that Redemption Date and the only remaining right of the Holders of those Notes will be to receive payment of the Redemption
Price. 
 Notwithstanding any provision hereof to the contrary, notice of any redemption to the Holders of the Notes may, in the
Company’s discretion, be subject to one or more conditions precedent, including completion of a corporate transaction. In such event, the related notice of redemption shall describe each such condition and, if applicable, shall state that, in
the Company’s discretion, the date of redemption may be delayed until such time as any or all such conditions shall be satisfied or waived, or such redemption may not occur and such notice may be rescinded in the event that any or all such
conditions shall not have been satisfied or waived by the date of redemption, or by the date of redemption as so delayed. 
 For the
purposes of determining the Redemption Price, “Treasury Rate” means, with respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a
price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such Redemption Date. The Treasury Rate will be calculated on the third business day preceding the Redemption
Date.  
 “Comparable Treasury Issue” means the U.S. Treasury security selected by an Independent Investment
Banker that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of Debt Securities of comparable maturity to the remaining term of the Notes to be redeemed.  

“Comparable Treasury Price” means, with respect to any Redemption Date, (1) the average of five Reference
Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains fewer than five such Reference Treasury Dealer Quotations, the
average of all such quotations.  
 “Independent Investment Banker” means one of the Reference Treasury
Dealers appointed by the Company.  
 “Reference Treasury Dealer” means (1) each of Citigroup Global
Markets Inc., Goldman, Sachs & Co. and J.P. Morgan Securities LLC (or their respective affiliates that are Primary Treasury Dealers (as defined below)) and their respective successors and (2) two 

  
 3 

 
primary U.S. Government securities dealers in New York City (each a “Primary Treasury Dealer”) selected by the Company; provided, however, that if any of the foregoing shall
cease to be a Primary Treasury Dealer, the Company will substitute therefor another Primary Treasury Dealer.  

“Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and any Redemption Date,
the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Independent Investment Banker at
3:30 p.m., New York City time, on the third business day preceding the Redemption Date. 
 The Company shall have no obligation to
redeem or purchase the Notes pursuant to any sinking fund or analogous provision. 
 Upon the occurrence of a Change of Control Triggering
Event with respect to the Notes, unless the Company has exercised its right to redeem the Notes, each Holder of Notes will have the right to require the Company to purchase all or a portion of such Holder’s Notes pursuant to a Change of Control
Offer, at a purchase price equal to 101% of the principal amount thereof plus accrued and unpaid interest, if any, up to but not including the date of purchase, subject to the rights of Holders of Notes on the relevant record date to receive
interest due and owing on the relevant Interest Payment Date. The Change of Control Offer will be made in accordance with the terms specified in the Indenture. 

With the consent of the Holders of greater than 50% in aggregate principal amount of the Outstanding Notes, the Company, when authorized by a
Board Resolution, and the Trustee may enter into an indenture or indentures supplemental to the Indenture for the purpose of adding any provisions to or changing in any manner or eliminating any of the provisions of the Indenture or of any
supplement thereto or of modifying in any manner the rights of the Holders of the Notes; provided, however, that no such supplemental indenture shall, without the consent of the Holders of all of the Outstanding Debt Securities of each series
affected, (a) extend the fixed maturity of the Notes, or reduce the rate or extend the time of payment of interest thereon, or reduce the principal amount thereof or any premium thereon, or make the principal thereof or interest or premium
thereon payable in any coin or currency other than that provided herein, or (b) reduce the percentage of Notes the Holders of which are required to consent (i) to any such supplemental indenture, (ii) to rescind and annul a
declaration that the Notes are due and payable as a result of the occurrence of an Event of Default, (iii) to waive any past default under the Indenture and its consequences and (iv) to waive compliance with certain other provisions
contained in the Indenture. 
 The definitions of Article One of the Indenture will apply to the Notes, except to the extent the definitions
set forth below differ from such Indenture definitions. 
 “Business Day” means any day other than a
Saturday, Sunday or other day on which banking institutions in The City of New York are authorized or obligated by law, regulation or executive order to close. 

The Company and the Trustee may enter into an indenture or indentures supplemental to the Indenture without the consent of the Holders for
limited purposes specified in the Indenture. 

  
 4 

 The Holders of greater than 50% in aggregate principal amount of the Outstanding Notes may on
behalf of the Holders of all the Notes waive any past default or Event of Default under the Indenture and its consequences except a default in the payment of principal of or premium, if any, or interest on the Notes. 

Holders of Notes may not enforce their rights pursuant to the Indenture or the Notes except as provided in the Indenture. No reference herein
to the Indenture and no provision of this Note or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of (and premium, if any) and interest on this Note at the times, place
and rate, and in the coin or currency, herein prescribed. 
 The Notes are issuable only in registered form without coupons in denominations
of U.S.$2,000 and any integral multiples of U.S.$1,000 in excess thereof. As provided in the Indenture and subject to certain limitations therein set forth, Notes are exchangeable for a like aggregate principal amount of Notes that are of other
authorized denominations. 
 Notes to be exchanged shall be surrendered at any office or agency maintained by the Company for such purpose,
and the Company shall execute and the Trustee shall authenticate and deliver in exchange therefor the Notes which the Holder making the exchange shall be entitled to receive. Upon due presentment for registration of transfer of any Note at any such
office or agency, the Company shall execute and register and the Trustee shall authenticate and deliver in the name of the transferee or transferees a new Note for an equal aggregate amount. Registration or registration of transfer of any Note by
the Debt Security Registrar (initially The Bank of New York Mellon Trust Company, N.A.) in the registry books maintained by such Debt Security Registrar in The City of New York, New York, and delivery of such Note, duly authenticated, shall be
deemed to complete the registration or registration of transfer of such Note. 
 No service charge shall be made for any exchange or
registration of transfer, but the Company or the Trustee may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. Prior to due presentment of a Note for registration of transfer, the
Company, the Trustee and any agent of the Company or the Trustee may treat the person in whose name a Note is registered as the owner for all purposes whether or not such Note be overdue and neither the Company, the Trustee nor any such agent shall
be affected by notice to the contrary. 
 Certain of the Company’s obligations under the Indenture with respect to the Notes may be
terminated if the Company irrevocably deposits with the Trustee money or eligible instruments sufficient to pay and discharge the entire indebtedness on all of the Notes, as described in the Indenture. 

This Note is in the form of a Global Debt Security as provided in the Indenture. If at any time the Depositary notifies the Company that it is
unwilling or unable to continue as Depositary for this Note or if at any time the Depositary for the Notes shall no longer be eligible or in good standing under the Exchange Act, or other applicable statute or regulation, the Company shall appoint a
successor Depositary with respect to this Note. If a successor Depositary for this Note is not appointed by the Company within 90 days after the Company receives notice or becomes aware of such ineligibility, the Company will issue Notes in
definitive form in exchange for the Global Debt Security representing Notes in an aggregate principal amount equal to the principal amount of this Note in exchange for this Note. 

  
 5 

 No recourse under or upon any obligation, covenant or agreement of the Indenture, any
supplemental indenture, or of any Note, or for any claim based hereon, or otherwise in respect thereof shall be had against any incorporator, organizer, stockholder, member, owner, officer, director, manager or employee, as such, past, present or
future, of the Company or any Subsidiary or of any predecessor or successor Person, either directly or through the Company, whether by virtue of any constitution, statute or rule of law, or by the enforcement of any assessment or penalty or
otherwise, all such liabilities being, by the acceptance hereof and as part of the consideration for the issue hereof, expressly waived and released. 

The Notes are subject to defeasance at the option of the Company as provided in the Indenture. 

All terms used in this Note which are defined in the Indenture shall have the meanings assigned to them in the Indenture. 

  
 6 

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed. 

 

							
	Dated: July    , 2015	 		 	HARLEY-DAVIDSON, INC.
				
		 		 	By:	 	  

		 		 	Name:	 	
		 		 	Title:	 	
				
		 		 	By:	 	  

		 		 	Name:	 	
		 		 	Title:	 	

 This is one of the Debt Securities of the series designated herein issued under the within-mentioned
Indenture. 
 Dated: July    , 2015 
  

			
	The Bank of New York Mellon Trust Company, N.A., as Trustee
		
	By:	 	  

		 	Authorized Officer

  

ABBREVIATIONS 
 The
following abbreviations, when used in the inscription on the face of this instrument, shall be construed as though they were written out in full according to applicable laws or regulations: 

TEN COM - as tenants in common 

TEN ENT - as tenants by the entireties 

JT TEN - as joint tenants with right of survivorship and not as tenants in common 

 

									
	UNIF GIFT MIN ACT -	  	
                  
Custodian                  
	  		  	
		  	(Cust)                (Minor)	  		  		  	
		  	Under Uniform Gifts to Minors Act	  	
		  	  
	  		  		  	
		  	             (State)	  		  		  	

 Additional abbreviations may also be used though not in the above list. 

 
  

FOR VALUE RECEIVED, the undersigned hereby sell(s), assign(s) and transfer(s) unto 

PLEASE INSERT SOCIAL SECURITY OR 
 OTHER IDENTIFYING NUMBER OF
ASSIGNEE 
  
  

PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE 

the within Security and all rights thereunder, hereby irrevocably constituting and appointing
                     attorney to transfer said Security on the books of the Company, with full power of substitution in the premises. 

Dated: 
  

			
	  
	 	
		
	Signature	 	

 NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE WITHIN INSTRUMENT IN
EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.exhibit_10-1.htm

Exhibit 10.1

 

FIRST AMENDMENT

 

TO AMENDED AND RESTATED CREDIT AGREEMENT

 

THIS FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this "Amendment") is dated as of February 26, 2013 and is entered into by and among AGL CAPITAL CORPORATION, a Nevada corporation (the "Borrower"), AGL RESOURCES INC., a Georgia corporation ("Holdings"), the Lenders party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent ("Administrative Agent"), and is made with reference to that certain AMENDED AND RESTATED CREDIT AGREEMENT dated as of November 10, 2011 by and among the Borrower, Holdings, as Guarantor, the Lenders party thereto, the Administrative Agent and the other Agents named therein (the "Credit Agreement"). Capitalized terms used herein without definition shall have the same meanings herein as set forth in the Credit Agreement after giving effect to this Amendment.

RECITALS

 

                    WHEREAS, the Loan Parties have requested that the Required Lenders agree to allow the Loan Parties to amend Schedule 7.8 of the Credit Agreement as provided for herein; and

 

WHEREAS, subject to certain conditions, the Required Lenders are willing to agree to allow such amendment.

 

NOW, THEREFORE, in consideration of the premises and the agreements, provisions and covenants herein contained, the parties hereto agree as follows:

 

 

SECTION I.   AMENDMENTS TO CREDIT AGREEMENT

 

Schedule 7.8 of the Credit Agreement is hereby amended and restated in its entirety by replacing the current Schedule 7.8 with the revised Schedule 7.8 attached hereto as Exhibit A.

 

SECTION II.   CONDITIONS TO EFFECTIVENESS

 

This Amendment shall become effective as of the date hereof only upon the satisfaction of all of the following conditions precedent (the date of satisfaction of such conditions being referred to herein as the "Amendment Effective Date"):

 

A.  Execution.  The Administrative Agent shall have received (i) a counterpart signature page of this Amendment duly executed by each of the Loan Parties and (ii) a counterpart signature page of this Amendment duly executed by such Lenders necessary to constitute the Required Lenders.

 

B.  Other Fees.  The Administrative Agent shall have received all other fees and other amounts due and payable on or prior to the Amendment Effective Date to the extent invoiced in reasonable detail, including, without limitation, reimbursement or other payment of reasonable out-of-pocket expenses required to be reimbursed or paid by the Borrower hereunder or any other Loan Document.

  

  

  

                    C.  Necessary Consents.  Each Loan Party shall have obtained all material consents necessary in connection with the transactions contemplated by this Amendment.

D.  Other Documents.  The Administrative Agent and the Lenders shall have received such other documents, information or agreements regarding the Loan Parties as the Administrative Agent may reasonably request.

 

SECTION III.   REPRESENTATIONS AND WARRANTIES

 

In order to induce the Lenders to enter into this Amendment and to amend the Credit Agreement in the manner provided herein, each Loan Party which is a party hereto represents and warrants to each Lender that the following statements are true and correct in all material respects:

 

                    A.  Existence.  Each Loan Party is organized, validly existing and in good standing under the laws of the jurisdiction of its organization.

 

B.  Power; Execution; Enforceable Obligations.

 

(a) Each Loan Party has the corporate power and authority, and the legal right, to make, deliver and perform its obligations under this Amendment, the Credit Agreement (as amended by and/or consented to under this Amendment, the "Amended Agreement") and the other Loan Documents to which it is a party and, in the case of the Borrower, to obtain extensions of credit under the Amended Agreement. Each Loan Party has taken all necessary organizational action to authorize the execution, delivery and performance of this Amendment, the Amended Agreement and the other Loan Documents to which it is a party and, in the case of the Borrower, to authorize the extensions of credit on the terms and conditions of the Amended Agreement.

 

(b)  This Amendment has been duly executed and delivered on behalf of each Loan Party party hereto.

 

(c)  Each of this Amendment, the Amended Agreement and each other Loan Document constitutes, a legal, valid and binding obligation of each Loan Party party thereto, enforceable against each such Loan Party in accordance with its terms, except as enforceability may be limited by applicable bankruptcy, insolvency, reorganization, moratorium or similar laws affecting the enforcement of creditors' rights generally and by general equitable principles (whether enforcement is sought by proceedings in equity or at law).

 

            C.  No Conflict.  The execution and delivery by each Loan Party of this Amendment and the performance by each Loan Party of the Amended Agreement and the other Loan Documents do not and will not (i) violate (A) any provision of any law, statute, rule or regulation, or of the certificate or articles of incorporation or partnership agreement, other constitutive documents or by-laws of Holdings or the Borrower or (B) any applicable order of any court or any rule, regulation or order of any Governmental Authority, (ii) be in conflict with, result in a breach of or constitute (alone or with notice or lapse of time or both) a default under any Contractual Obligation of the applicable Loan Party, where any such conflict, violation, breach or default referred to in clause (i) or (ii) of this Section III.C., individually or in the

 

  

  

  

 

aggregate could reasonably be expected to have a Material Adverse Effect, (iii) except as permitted under the Amended Agreement, result in or require the creation or imposition of any Lien upon any of the properties or assets of each Loan Party (other than any Liens created under any of the Loan Documents in favor of Administrative Agent on behalf of Lenders), or (iv) require any approval of stockholders or partners or any approval or consent of any Person under any Contractual Obligation of each Loan Party, except for such approvals or consents which will be obtained on or before the Amendment Effective Date and except for any such approvals or consents the failure of which to obtain will not have a Material Adverse Effect.

 

D.  Governmental Consents.  No action, consent or approval of, registration or filing with or any other action by any Governmental Authority is or will be required in connection with the execution and delivery by each Loan Party of this Amendment and the performance by the Borrower and Holdings of the Amended Agreement and the other Loan Documents, except for such actions, consents and approvals the failure to obtain or make which could not reasonably be expected to result in a Material Adverse Effect or which have been obtained and are in full force and effect.

 

E.  Incorporation of Representations and Warranties from Credit Agreement. The representations and warranties contained in Section 4 of the Amended Agreement are and will be true and correct in all material respects on and as of the Amendment Effective Date to the same extent as though made on and as of that date, except to the extent such representations and warranties specifically relate to an earlier date, in which case they were true and correct in all material respects on and as of such earlier date.

 

F.  Absence of Default.  No event has occurred and is continuing or will result from the consummation of the transactions contemplated by this Amendment that would constitute an Event of Default or a Default.

 

           G.  Release of Claims.  No Loan Party has any knowledge of any claims, counterclaims,  offsets or defenses to or with respect to its obligations under the Loan Documents, or if such Loan Party has any such claims,  counterclaims, offsets or defenses to the Loan Documents or any transaction related to the Loan Documents, the same are hereby waived, relinquished and released in consideration of the execution of this Amendment.

 

SECTION IV.   ACKNOWLEDGMENT AND CONSENT

 

Holdings hereby acknowledges that it has reviewed the terms and provisions of the Credit Agreement and this Amendment and consents to the amendment of the Credit Agreement effected pursuant to this Amendment. Holdings hereby confirms that each Loan Document to which it is a party or otherwise bound will continue to guarantee to the fullest extent possible in accordance with the Loan Documents the payment and performance of all "Obligations" under each of the Loan Documents to which it is a party (in each case as such terms are defined in the applicable Loan Document).

 

Holdings acknowledges and agrees that any of the Loan Documents to which it is a party or otherwise bound shall continue in full force and effect and that all of its obligations thereunder shall be valid and enforceable and shall not be impaired or limited by the execution or effectiveness of this Amendment. Holdings represents and warrants that all representations and warranties contained in the Amended Agreement and the Loan Documents to which it is a party or otherwise bound are true and correct in all material respects on and as of the Amendment

 

  

  

  

 

Effective Date to the same extent as though made on and as of that date, except to the extent such representations and warranties specifically relate to an earlier date, in which case they were true and correct in all material respects on and as of such earlier date.

 

Holdings acknowledges and agrees that (i) notwithstanding the conditions to effectiveness set forth in this Amendment, the consent of Holdings is not required by the terms of the Credit Agreement or any other Loan Document in order to effect the amendments to the Credit Agreement effected pursuant to this Amendment and (ii) nothing in the Credit Agreement, this Amendment or any other Loan Document shall be deemed to require the consent of Holdings to any future amendments to the Credit Agreement.

 

SECTION V.  MISCELLANEOUS

 

	
A.  

	
 Reference to and Effect on the Credit Agreement and the Other Loan Documents. 

 

(i)  On and after the Amendment Effective Date, each reference in the Credit Agreement to "this Agreement", "hereunder", "hereof", "herein" or words of like import referring to the Credit Agreement, and each reference in the other Loan Documents to the "Credit Agreement", "thereunder", "thereof" or words of like import referring to the Credit Agreement shall mean and be a reference to the Credit Agreement as amended by this Amendment.

 

(ii)  Except as specifically amended by this Amendment, the Credit Agreement and the other Loan Documents shall remain in full force and effect and are hereby ratified and confirmed.

 

(iii)  The execution, delivery and performance of this Amendment shall not constitute a waiver of any provision of, or operate as a waiver of any right, power or remedy of any Agent or Lender under, the Credit Agreement or any of the other Loan Documents.

 

B.  Headings. Section and Subsection headings in this Amendment are included herein for convenience of reference only and shall not constitute a part of this Amendment for any other purpose or be given any substantive effect.

C. Applicable Law.  THIS AMENDMENT AND THE RIGHTS AND OB­ LIGATIONS OF THE PARTIES HEREUNDER SHALL BE GOVERNED BY, AND SHALL BE CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE INTERNAL LAWS OF THE STATE OF NEW YORK, WITHOUT REGARD TO CONFLICTS OF LAWS PRINCIPLES THEREOF.

 

D.  Counterparts.  This Amendment may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed and delivered shall be deemed an original, but all such counterparts together shall constitute but one and the same instrument; signature pages may be detached from multiple separate counterparts and attached to a single counterpart so that all signature pages are physically attached to the same document.

 

 

[Remainder of this page intentionally left blank.]

 

  

  

  

 

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed and delivered by their respective officers thereunto duly authorized as of the date first written above.

 

BORROWER:                                                             AGL CAPITAL CORPORATION

 

By: /s/ Paul R. Shlanta

Name:  Paul R. Shlanta

Title:    President

 

 

 

 

[Signature Page to First Amendment to AGL A&R Credit Agreement]

  

  

  

 

HOLDINGS:                                                                AGL RESOURCES INC.

 

By: /s/ Paul R. Shlanta

Name:  Paul R. Shlanta

Title:    Executive Vice President, General Counsel and Chief Ethics and Compliance Officer

 

[Signature Page to First Amendment to AGL A&R Credit Agreement]

  

  

  

 

 

 

                                                            

WELLS FARGO BANK, NATIONAL ASSOCIATION

as Administrative Agent and a Lender

By: /s/ Allison Newman

Name:  Allison Newman

Title:    Director

 

 

[Signature Page to First Amendment to AGL A&R Credit Agreement]

  

  

  

                                                            

 

 

SUNTRUST BANK, as Lender

By: /s/ Dave Felty

Name:  Dave Felty

Title:    Director

 

[Signature Page to First Amendment to AGL A&R Credit Agreement]

  

  

  

 

                                                            

 

JPMORGAN CHASE BANK, N.A., as a Lender

By: /s/ Helen D. Davis

Name:  Helen D. Davis

Title:    Vice President

 

[Signature Page to First Amendment to AGL A&R Credit Agreement]

  

  

  

                                                            

 

The Bank of Tokyo-Mitsubishi UFJ, Ltd., as a Lender

By: /s/ Alan Reiter

Name:  Alan Reiter

Title:    Vice President

 

[Signature Page to First Amendment to AGL A&R Credit Agreement]

  

  

  

 

                                                            

BANK OF AMERICA, N.A., as a Lender

 

By: /s/ William Merritt

Name:  William Merritt

Title:    Vice President

 

[Signature Page to First Amendment to AGL A&R Credit Agreement]

  

  

  

 

                                                            

 

U.S. Bank National Association, as a Lender

 

By: /s/ John M. Eyerman

Name:  John M. Eyerman

Title:    Vice President

 

[Signature Page to First Amendment to AGL A&R Credit Agreement]

  

  

  

                                                            

 

 

FIFTH THIRD BANK, as a Lender

 

 

By: /s/ Kenneth W. Deere

Name:  Kenneth W. Deere

Title:    Senior Vice President

 

 

[Signature Page to First Amendment to AGL A&R Credit Agreement]

  

  

  

                                                            

 

 

GOLDMAN SACHS BANK USA, as a Lender

 

 

By: /s/ Michelle Latzoni

Name:  Michelle Latzoni

Title:    Authorized Signatory

 

[Signature Page to First Amendment to AGL A&R Credit Agreement]

  

  

  

 

                                                            

MORGAN STANLEY BANK, N.A., as a Lender

 

 

By: /s/ John Durland

Name:  John Durland

Title:    Authorized Signatory

 

[Signature Page to First Amendment to AGL A&R Credit Agreement]

  

  

  

 

                                                            

 

 

THE ROYAL BANK OF SCOTLAND PLC, as a Lender

 

 

By: /s/ Matthew Main

Name:  Matthew Main

Title:    Authorized Signatory

 [Signature Page to First Amendment to AGL A&R Credit Agreement]

  

  

  

 

                                                            

The Bank of Nova Scotia, as a Lender

 

 

By: /s/ Thane Rattew

Name:  Thane Rattew

Title:    Managing Director

 

 

[Signature Page to First Amendment to AGL A&R Credit Agreement]

  

  

  

                                                            

 

 

 

 

The Northern Trust Company, as a Lender

 

 

By: /s/ Vivian Tran

Name:  Vivian Tran

Title:    Officer

 

[Signature Page to First Amendment to AGL A&R Credit Agreement]

 

  

  

  

                                                            

 

 

 

The Bank of New York Mellon, as a Lender

 

 

By: /s/ Hussam S. Alsahlani

Name:  Hussam S. Alsahlani

Title:    Vice President

 

[Signature Page to First Amendment to AGL A&R Credit Agreement]

  

  

  

                                                            

Branch Banking and Trust Company, as a Lender

 

 

By: /s/ Robert T. Barnaby

Name:  Robert T. Barnaby

Title:    Vice President

 

[Signature Page to First Amendment to AGL A&R Credit Agreement]

  

  

  

                                                            

 

 

PNC Bank, National Association, as a Lender

 

 

By: /s/ Susan J. Dimmick

Name:  Susan J. Dimmick

Title:    Senior Vice President

 

[Signature Page to First Amendment to AGL A&R Credit Agreement]

  

  

  

 

Exhibit A

SCHEDULE 7.8

 

AGREEMENTS PROHIBITING OR LIMITING LIENS

	
  

	
1.

	
Indenture, dated December 1, 1989, as amended, between Atlanta Gas Light Company and The Bank of New York Mellon, as successor trustee, pursuant to which Atlanta Gas Light Company issued its medium term notes.

 

	
  

	
2.

	
Loan Agreement, dated June 1, 1996, between NUI Utilities, Inc. (f/k/a NUI Corporation) and New Jersey Economic Development Authority, as amended by that certain First Amendment to Loan Agreement, dated September 1, 2010, pursuant to which Pivotal Utility Holdings Inc. (f/k/a NUI Utilities, Inc.) issued $39.0 million bonds, due June 1, 2026.

 

	
  

	
3.

	
Loan Agreement, dated December 1, 1998, between NUI Utilities, Inc. (f/k/a NUI Corporation) and New Jersey Economic Development Authority, pursuant to which NUI Utilities issued $40.0 million 5.25% bonds due November 1, 2033.

 

	 	
4.

	
Loan Agreement, dated April 1, 2005, between Pivotal Utility Holdings, Inc. and Brevard County, FL, as amended by that certain First Amendment to Loan Agreement, dated June 1, 2008, pursuant to which Pivotal Utility Holdings, Inc. issued $20 million bonds due October 1, 2024.

 

	
  

	
5.

	
Loan Agreement, dated May 1, 2005, between Pivotal Utility Holdings, Inc. and New Jersey Economic Development Authority, as amended by that certain First Amendment to Loan Agreement, dated June 1, 2008, and by that certain Second Amendment to Loan Agreement, dated September 1, 2010, pursuant to which Pivotal Utility Holdings, Inc. issued $46.5 million bonds due October 1, 2022.

 

	
  

	
6.

	
Loan Agreement, dated May 1, 2007, between Pivotal Utility Holdings, Inc. (f/k/a NUI Utilities, Inc. and NUI Corporation) and New Jersey Economic Development Authority, as amended by that certain First Amendment to Loan Agreement, dated June 1, 2008, and by that certain Second Amendment to Loan Agreement, dated September 1, 2010, pursuant to which NUI Utilities issued $54.6 million bonds due June 1, 2032.

 

	
  

	
7.

	
Reimbursement Agreement dated October 14, 2010, by and among Pivotal Utility Holdings, Inc., as Borrower, AGL Resources Inc., as Guarantor and JPMorgan Chase Bank, N.A. as Administrative Agent and Lender, as amended by that certain First Amendment to Reimbursement Agreement dated December 17, 2010, and by that certain Second Amendment to Reimbursement Agreement dated August 11, 2011, pursuant to which direct pay letters of credit will be posted to support the bonds for which the Loan Agreement referred to in item 2 above was executed. This Reimbursement Agreement shall be terminated on or around March 25, 2013.

  

  

  

 

 

	
  

	
8.

	
Reimbursement Agreement dated October 14, 2010, by and among Pivotal Utility Holdings, Inc., as Borrower, AGL Resources Inc., as Guarantor and JPMorgan Chase Bank, N.A. as Administrative Agent and Lender, as amended by that certain First Amendment to Reimbursement Agreement dated December 17, 2010, and by that certain Second Amendment to Reimbursement Agreement dated August 11, 2011, pursuant to which direct pay letters of credit will be posted to support the bonds for which the Loan Agreement referred to in item 6 above was executed. This Reimbursement Agreement shall be terminated on or around March 25, 2013.

 

	
  

	
9.

	
Reimbursement Agreement dated as of October 14, 2010, by and among Pivotal Utility Holdings, Inc., as Borrower, AGL Resources Inc., as Guarantor and The Bank of Tokyo­ Mitsubushi UFJ, Ltd., New York Branch, as Administrative Agent and Lender, as amended by that First Amendment to Reimbursement Agreement dated December 17, 2010, and by that certain Second Amendment to Reimbursement Agreement dated August 11, 2011, pursuant to which direct pay letters of credit will be posted to support the bonds for which the Loan Agreement referred to in item 5 above was executed. This Reimbursement Agreement shall be terminated on or around March 25, 2013.

 

	
  

	
10.

	
Bank Rate Mode Covenants Agreement, dated as of February 26, 2013, among Holdings, Pivotal Utility Holdings, Inc., the several purchasers from time to time parties thereto and SunTrust Bank, as administrative agent.

 

	
  

	
11.

	
Master Program Agreements, Consent and Assignment Agreements, Loan Agreements or other similar financing documents pursuant to which lending institutions lend money to subsidiaries of Holdings to finance capital improvements made to departments, instrumentalities, agencies, and other entities of the United States government by such Holdings subsidiaries pursuant to government area-wide contracts, such loans being secured by liens on accounts receivable payable by the U.S. Government to Holdings or Holdings subsidiaries.

 

	
  

	
12.

	
Credit Agreement, dated December 15, 2011, among Northern Illinois Gas Company, as Borrower,  the  Lenders  from  time  to  time  party  thereto,  and  SunTrust  Bank, as Administrative Agent and any renewal, extension, refinancing or replacement thereof, as amended, restated, modified, renewed, refunded, replaced or refinanced (including by means of sales of debt securities or preferred equity) in whole or in part from time to time (and whether or not with the original administrative agent and lenders or another administrative agent or agents or other lenders and whether provided under a credit or other agreement or an indenture).

 

	
  

	
13.

	
Trust Indenture and Security Agreement dated May 15, 2001, between Horizon Pipeline Company, L.L.C, as the Company, and BNY Midwest Trust Company, as the Trustee, as amended, restated, modified, renewed, refunded, replaced or refinanced.

  

  

  

 

	
  

	
14.

	
Indenture dated January 1, 1954, between Commonwealth Edison Company and Continental Illinois National Bank and Trust Company of Chicago, as amended, restated, modified, renewed, refunded, replaced or refinanced.

 

	
  

	
15.

	
Note Purchase Agreement dated August 31, 2011, among the Borrower, Holdings and the respective purchasers named therein pursuant to which the Borrower issued the private placement notes described therein on October 27, 2011.

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