Document:

EX-10.c.1.a

 Exhibit 10.c.1.a 

EXECUTION VERSION 

AMENDMENT TO TRANSACTION AGREEMENT 

This AMENDMENT (the “Amendment”), dated as of June 2, 2015, to the Transaction Agreement, dated as of January 29, 2014 (the
“Agreement”), among Inversiones Corp Group Interhold Limitada, a limited liability company (sociedad de responsabilidad limitada) organized under the laws of Chile (“Interhold”), Inversiones Gasa Limitada, a limited
liability company (sociedad de responsabilidad limitada) organized under the laws of Chile (“GASA” and, together with Interhold, “Corp Group Parent”), CorpBanca, a banking corporation (sociedad anónima abierta
especial bancaria) organized under the laws of Chile (“CorpBanca”), Itaú Unibanco Holding S.A, a sociedad anónima organized under the laws of Brazil (“Itaú Parent”), and Banco Itaú Chile, a
banking corporation (sociedad anónima especial bancaria) organized under the laws of Chile (“Itaú Chile”). 

W I T N E S S E T H: 

WHEREAS, Section 7.6 of the Agreement permits the Parties to amend the Agreement by a subsequent writing signed by each of the Parties, by
action taken or authorized by their respective Boards of Directors; and 
 WHEREAS, the Parties desire to amend the Agreement as provided
herein, the effectiveness of which is conditioned on the matters described in Section 2.12. 
 NOW, THEREFORE, in consideration of the
foregoing and the agreements contained herein, and intending to be legally bound hereby, the Parties hereto agree as follows: 
 ARTICLE 1

 DEFINITIONS 
 Section 1.01.
Definitions. Unless otherwise specifically defined herein, each capitalized term used but not defined herein shall have the meaning assigned to such term in the Agreement.

ARTICLE 2 
 AMENDMENTS TO
AGREEMENT 
 Section 2.01. Amendments to Section 1.2 of the Agreement. (a) Section 1.2(d) of the Agreement shall be amended and
restated as follows: 
 (d) As soon as practicable after the Chilean Effective Time, CorpBanca shall have made an offer to
purchase from the other minority shareholders of CorpBanca Colombia that are party to the CorpBanca Colombia Shareholders Agreement (other than Corp Group Parent) all of the outstanding shares of CorpBanca Colombia owned by such minority
shareholders, at a price equal to U.S.$3.5367 per share (which is U.S.$ 564,000,000 for such minority shareholders in the aggregate). 

 (b) The following Section 1.2(f) shall be inserted at the end of Section 1.2: 

(f) Subject to Section 1.6(h), CorpBanca shall purchase from Corp Group Parent all of the outstanding shares of CorpBanca
Colombia owned by Corp Group Parent as of the date of the Amendment, at a price equal to U.S.$3.5367 per share (which is U.S.$330,000,000), adjusted according to the mechanics described in Schedule 1.2(f). 

Section 2.02. Amendment to Section 1.3(a) of the Agreement and Section 6 of Schedule 1.3(a). The
following proviso shall be added to the end of the second sentence of Section 1.3(a) of the Agreement and Section 6 of Schedule 1.3(a): 
 ;
provided that, the Chilean Effective Time shall not occur prior to January 1, 2016. 
 Section 2.03. Amendment to Section 1.6 of the
Agreement. Section 1.6(h) of the Agreement shall be amended and restated as follows: 
 (h) Following the Chilean
Effective Time, Corp Group Parent shall, subject to receipt of any approvals from Governmental Authorities required under applicable Law (which approvals shall be requested by the Parties as soon as reasonably practicable after the Chilean Effective
Time), sell its shares of CorpBanca Colombia to CorpBanca pursuant to Section 1.2(f) on the dates and in the amounts described in Schedule 1.6(h). 

Section 2.04. Amendment to Section 4.3 of the Agreement. Section 4.3 of the Agreement shall be amended and restated as follows:

4.3 Dividends. Each Party agrees that, from and after the date of this Agreement: 

(a) CorpBanca may (to the extent legally and contractually permitted to do so), but shall not be obligated to, declare and pay
annual dividends on Outstanding shares of CorpBanca Common Stock at a rate not to exceed 57% of the distributable earnings for the year ended December 31, 2013 and 50% of the distributable earnings for the year ended December 31, 2014, with usual
record and payment dates for such dividends in accordance with past practice (after coordination with Itaú Chile so that both Itaú Chile and CorpBanca pay annual dividends on similar dates). In addition, CorpBanca may (to the
extent legally and contractually permitted to do so), but shall not be obligated to, declare and pay a special dividend in 2015 but after the CorpBanca Shareholders’ Meeting in the amount of CLP $239,860,000,000 (which, together with the
special dividend referred to in Section 4.3(e), for the avoidance of doubt, are in lieu of the special dividend referenced in the Waiver Letter dated May 20, 2015 from Itaú Parent and Itaú Chile to Corp Group Parent and CorpBanca).

 (b) CorpBanca Colombia shall not declare and pay dividends on Outstanding shares of CorpBanca Colombia common stock and
preferred stock for the year ended on December 31, 2013 and shall not declare and pay any dividends or make any other distribution on Outstanding shares of CorpBanca Colombia common stock and preferred

 stock until the purchase of the shares of CorpBanca Colombia contemplated by Section 1.2(f) has
occurred in accordance therewith. 
 (c) Itaú Chile shall not declare and pay any dividends on Outstanding shares of
Itaú Chile Common Stock for the year ended December 31, 2013. Itaú Chile may (to the extent legally and contractually permitted to do so), but shall not be obligated to, pay annual dividends on Outstanding shares of Itaú Chile
Common Stock of CLP $26,448 million for the year ended December 31, 2014 (it being understood that prior to the date of this Amendment, Itaú Chile has already declared a higher dividend and it and its shareholders will take such actions as
are necessary to approve a reduction in such dividend to CLP $26,448 million), with record and payment dates for such dividends determined by Itaú Chile in accordance with Law (after coordination with CorpBanca so that both CorpBanca and
Itaú Chile pay annual dividends on similar dates). 
 (d) Itaú Colombia shall not declare and pay dividends on
Outstanding shares of Itaú Colombia Common Stock until the Chilean Effective Time and following the Chilean Effective Time, shall not pay any dividends or make any other distributions on Outstanding shares of Itaú Colombia Common Stock
other than cash dividends until the Colombian Acquisition or the Colombian Merger contemplated by Section 1.2(e) has occurred in accordance therewith. 

(e) Each of CorpBanca and Itaú Chile may (to the extent legally and contractually permitted to do so), but shall not be
obligated to, declare and pay annual dividends on the Outstanding shares of CorpBanca Common Stock and Outstanding shares of Itaú Chile Common Stock, respectively, at a rate not to exceed 50% of the respective distributable earnings of the
relevant bank for the year ended December 31, 2015 (the “2015 Distributable Profits”), with usual record and payment dates for such dividends in accordance with past practice (after coordination with each other so that both banks pay
annual dividends on similar dates), and CorpBanca may (to the extent legally and contractually permitted to do so), but shall not be obligated to, declare and pay a special dividend in 2016 in the amount of UF 124,105 (unidades de fomento)
(which, together with the special dividend referred to in Section 4.3(a), for the avoidance of doubt, are in lieu of the special dividend referenced in the Waiver Letter dated May 20, 2015 from Itaú Parent and Itaú Chile to Corp Group
Parent and CorpBanca) (the “Second Special Dividend”); provided that, if the 2015 Distributable Profits and the Second Special Dividend have not been declared prior to the Chilean Effective Time, CorpBanca shall declare dividends at the
2016 ordinary shareholders meeting and distribute the 2015 Distributable Profits and the Second Special Dividend as follows: (i) the 2015 Distributable Profits of CorpBanca and the Second Special Dividend shall be distributed solely to holders of
Outstanding shares of CorpBanca (other than the shares issued pursuant to this Agreement) registered in the shareholders registry of CorpBanca five days prior to the dividend payment date and (ii) the 2015 Distributable Profits of Itaú Chile
shall be distributed solely to holders of Outstanding shares of CorpBanca issued pursuant to this Agreement registered in the shareholders registry of CorpBanca five days prior to the dividend payment date. The Parties agree that the mechanism
for the distribution of the 2015 Distributable Profits and the Second Special Dividend set forth in 

 
this Section 4.3(e) shall be part of the terms and conditions of the Merger that are voted on at the CorpBanca Shareholders’ Meeting. 

Section 2.05. New Schedule 1.2(f) of the Agreement. Schedule 1.2(f) attached hereto shall be inserted as Schedule 1.2(f) of the
Agreement.
 Section 2.06. Deletion of Schedule 1.6(d) of the Agreement. Schedule 1.6(d) of the Agreement is hereby deleted in
its entirety. 
 Section 2.07. New Schedule 1.6(h) of the Agreement. Schedule 1.6(h) attached hereto shall be inserted as
Schedule 1.6(h) of the Agreement.
 Section 2.08. Amendment to Schedule 4.18 of the Agreement. Schedule 4.18 of the Agreement
shall be amended and restated as set forth on Schedule 4.18 attached hereto.
 Section 2.09. Amendment to Section 6.1(d) of the
Agreement. Section 6.1(d) of the Agreement shall be amended to add the following proviso to the end of Section 4.3(d):

; provided, further, that, at the election of either Party, the Termination Date shall be extended to May 2, 2016. 

Section 2.10. Amendment to Section 2.4 and Schedule 2.4 of the Form of Shareholders’ Agreement. Section 2.4 of the Form of
Shareholders’ Agreement shall be deleted in its entirety and replaced with “[Reserved]” and Schedule 2.4 of the Form of Shareholders’ Agreement shall be deleted in its entirety. 

Section 2.11. Continuing Effect; No Other Waivers or Amendments. Except as modified by this Amendment, the Agreement and all the
covenants, agreements, terms, provisions and conditions thereof shall remain unchanged and in full force and effect. 
 Section 2.12.
Counterparts. This Amendment may be signed in any number of counterparts, each of which shall be an original, with the same effect as if the signatures thereto and hereto were upon the same instrument. This Agreement shall become
effective when each party hereto shall have received a counterpart hereof signed by the other party hereto.
 Section 2.13. Governing
Law. This Amendment shall be governed by and construed in accordance with the Law of the State of New York, without regard to the conflicts of law rules of such state. 

Section 2.14. Effectiveness. The effectiveness of this Amendment is conditioned on (i) the holding of the CorpBanca
Shareholders’ Meeting on or prior to June 30, 2015 and (ii) the submission of the informe pericial issued by Mr. Alejandro Cerda Gallardo and dated April 29, 2015 (updated as necessary to reflect changes in net worth as required
by applicable Law and this Amendment). If these conditions are not satisfied, this Amendment shall automatically terminate and be null and void. 

 Section 2.15. Miscellaneous. The provisions of Sections 7.9, 7.12, 7.13, 7.14, 7.15,
7.16 and 7.17 of the Agreement shall apply to this Amendment mutatis mutandis. 
 Section 2.16. References. All
references to the Agreement (including “hereof,” “herein,” “hereunder,” “hereby” and “this Agreement”) shall refer to the Agreement as amended by this Amendment. Notwithstanding the foregoing,
references to the date of the Agreement (as amended hereby) and references in the Agreement or in this Amendment to “the date hereof”, “the date of this Agreement” and terms of similar import shall in all instances continue to
refer to January 29, 2014. All references in the Agreement or in this Amendment to “CLP $” shall mean Chilean pesos. 

[The remainder of this page has been intentionally left blank] 

 IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be duly executed by their
respective authorized officers as of the day and year first above written. 
  

	
	 INVERSIONES CORP GROUP INTERHOLD LIMITADA

	
	 By: /s/ Maria Pilar Dañobeitia
Estades                

	 Name:

	 Title:

	
	 INVERSIONES GASA LIMITADA

	
	 By: /s/ Maria Pilar Dañobeitia
Estades                

	 Name:

	 Title:

	
	 CORPBANCA

	
	 By: /s/ Fernando Massú
Taré                                

	 Name:

	 Title:

	
	 ITAÚ UNIBANCO HOLDING S.A.

	
	 By: /s/ Alvaro Rodrigues and Fernando Chagas    

	 Name:

	 Title:

	
	 BANCO ITAÚ CHILE

	
	 By: /s/ Boris
Buvinic                                        
        

	 Name:

	 Title:

 [Signature Page to Amendment] 

 Schedule 1.2(f) 

The price to be paid by CorpBanca for the purchase of the shares of CorpBanca Colombia owned by Corp Group Parent shall be the amount set forth in Section
1.2(f) plus interest which shall accrue from (and including) August 4, 2015 through (but not including) the payment date, at a rate per annum equal to LIBOR plus 270 basis points, calculated on the basis of a year of 360 days with 30 days in
each month. 
 For purposes of this paragraph, “LIBOR” shall mean, for each business banking day, (a) the British Bankers’ Association
interbank offered rate for 360-day deposits in dollars which appear on 11:00 a.m. London time of the second business day prior to August 4, 2015, on the page LIBOR01 of Reuters and, if not available, on the page that replaces it, and (b) in the
event LIBOR cannot be determined pursuant to clause (a) above, the average of the relevant annual rates for 360-day deposits in dollars offered by five reference banks (to be defined by CorpBanca) in the interbank market of London on 11:00 a.m.
London time of the second business day prior to August 4, 2015. 

 Schedule 1.6(h) 
  

	 	•	 	Corp Group Parent shall sell 93,306,684 shares of CorpBanca Colombia (which represents all of the shares of CorpBanca Colombia owned by Corp Group Parent as of the date of this Amendment) to CorpBanca by no later than
January 29, 2017 and Corp Group Parent shall provide notice to Itaú Parent at least 10 days prior to the date of such sale; provided that if the sale of such shares cannot occur by January 29, 2017 because one or more approvals from
Governmental Authorities is required under applicable Law and has not been obtained, such sale shall be consummated 10 days following the receipt of the last such approval; provided further that if the pending approval is an approval required to be
obtained by Corp Group, then the interest contemplated by Schedule 1.2(f) shall cease accruing on January 29, 2017. 

 Schedule 4.18 
  

					
	Recipient	  	Amount Per Year	  	Term (since Closing)
	Fundación CorpGroup Centro Cultural*	  	US$1,950,000	  	20 years
	Fundación Itaú*	  	US$250,000	  	20 years
	Fundación Descúbreme	  	US$300,000	  	10 years
	University of Chicago	  	US$1,800,000	  	First five years
		  	US$150,000	  	Five subsequent years
	Massachusetts Institute of Technology	  	US$50,000	  	10 years
	Others	  	US$220,000	  	10 years
	To be suggested by the	  		  	
	Chairman and confirmed by	  		  	
	the Vice Chairman (such as	  		  	
	Museo El Barrio, Woodrow	  		  	
	Center, Fundacion Museo	  		  	
	Reina Sofía, Fundación	  		  	
	Educacional Ven Aprender)	  		  	

  

	*	Following the Chilean Merger, the name of Fundación CorpGroup Centro Cultural shall be changed to “Fundación Corpartes”, which name shall not be changed to a name related to another banking
institution, and the core of its activities shall continue to be related to cultural activities. Fundación Itaú shall be maintained and shall keep its current name. Such foundations shall be managed separately and independently
from each other. 

 To be made in two installments on January 15 and July 15 of each year (except “Others” which shall be
made when requested).exhibit10-1.htm

 

AMENDMENT NO. 3

TO REVOLVING CREDIT AGREEMENT

 

AMENDMENT NO. 3 TO REVOLVING CREDIT AGREEMENT (this “Amendment”), dated as of March 28, 2016, among SOUTHWEST GAS CORPORATION, a California corporation (the “Borrower”), each of the lenders parties to the Revolving Credit Agreement referred to below that are identified on the signatures pages hereto as Continuing Lenders (collectively, the “Continuing Lenders”), THE NORTHERN TRUST COMPANY, as Departing Lender (the “Departing Lender”), and THE BANK OF NEW YORK MELLON, as Administrative Agent (the “Administrative Agent”).

 

RECITALS

 

 

A.           The Borrower, the Continuing Lenders, the Departing Lender and the Administrative Agent are parties to the Revolving Credit Agreement, dated as of March 15, 2012 (as amended by Amendment No. 1 to Revolving Credit Agreement, dated as of March 25, 2014, and Amendment No. 2 to Revolving Credit Agreement, dated as of March 24, 2015, the “Credit Agreement”), pursuant to which the Continuing Lenders and the Departing Lender agreed to make Loans to the Borrower on the terms and conditions set forth therein.  Capitalized terms used herein that are not herein defined shall have the meanings ascribed thereto by the Credit Agreement.

 

B.           The Borrower has requested that the Continuing Lenders agree to (i) extend the Termination Date from March 25, 2020 to March 25, 2021, (ii) amend the definition of Change in Control, and (iii) amend Section 2.03(e) of the Credit Agreement in the manner set forth in this Amendment.  The Continuing Lenders are willing to so amend the Credit Agreement upon the terms and conditions herein contained.

 

C.           In addition, the parties hereto desire to amend the Credit Agreement to reflect that (i) the Departing Lender shall no longer be a Lender under the Credit Agreement as of the Amendment No. 3 Effective Date (as defined below) and (ii) the Commitment amounts of the Continuing Lenders under the Credit Agreement shall be revised to reflect an increase and reallocation of the Commitment amounts.

 

THEREFORE, in consideration of the recitals and the terms and conditions herein contained, and of other good and valuable consideration, the receipt and adequacy of which are hereby acknowledged, it is agreed that:

 

 

1. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby amended by adding in appropriate alphabetical order the following definitions in Section 1.01(c) thereof:

 

  

  

  

 

 

“Amendment No. 3” means that certain Amendment No. 3 to Revolving Credit Agreement, dated as of March 28, 2016, among the Borrower, the continuing lenders party thereto, the departing lender party thereto and the Administrative Agent.

 

“Amendment No. 3 Effective Date” means March 28, 2016.

 

“Anti-Terrorism Laws” means any law or regulation relating to terrorism, anti-terrorism, money laundering or anti-money laundering activities, including without limitation the U.S. Money Laundering Control Act of 1986 and the U.S. Bank Secrecy Act as amended by the Act (as defined in Section 11.12).

 

“Holding Company” means Holdco (as defined in the definition of Reorganization).

 

“Intermediate Holding Company” means Intermediate Holdco (as defined in the definition of Reorganization).

 

“Participant Register” has the meaning assigned to such term in Section 10.02(b).

 

“Reorganization” has the meaning assigned to such term in the Form 8-K filed by the Borrower with the SEC on October 13, 2015.  To effect the Reorganization, the Borrower will form a new direct, wholly owned subsidiary (“HoldCo”), which in turn will form a new direct, wholly owned subsidiary (“Merger Sub”). Both HoldCo and Merger Sub will be California corporations.  The Reorganization would be effected (i) through the merger of the Borrower and Merger Sub whereby the Borrower would be the surviving corporation (the “Surviving Company”) and a subsidiary of HoldCo, (ii) the Surviving Company converting from a California corporation into a California limited liability company to be called SWG LLC, (iii) SWG LLC distributing to HoldCo all issued and outstanding capital stock of its subsidiary, Carson Water Company, (iv) HoldCo contributing all of the membership interests of SWG LLC to its subsidiary, an intermediate holding company, a California corporation (“Intermediate Holdco”), and (v) SWG LLC converting from a California limited liability company back into a California corporation to be called Southwest Gas Corporation.

 

2. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of the definition of “Anti-Corruption Laws” in Section 1.01(c) of the Credit Agreement in its entirety and substituting the following therefor:

 

“Anti-Corruption Laws” means, with respect to any Person, any law of any jurisdiction concerning or relating to bribery or corruption that is applicable

 

  

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to such Person, including, without limitation, the U.S. Foreign Corrupt Practices Act and the U.K. Bribery Act.

 

3. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of the definition of “Change in Control” in Section 1.01(c) of the Credit Agreement in its entirety and substituting the following therefor:

 

“Change in Control” means the occurrence of any of the following conditions: (a) from and after the completion of the Reorganization, the Holding Company shall fail to own all of the issued and outstanding capital stock of the Intermediate Holding Company, (b) from and after the completion of the Reorganization, the Intermediate Holding Company shall fail to own all of the issued and outstanding capital stock of the Borrower, (c) (i) prior to the completion of the Reorganization, any Person or group of associated Persons acting in concert shall have acquired an aggregate of more than 50% of the outstanding shares of voting stock of the Borrower (other than any transactions necessary for completion of the Reorganization), and (ii) from and after the completion of the Reorganization, any Person or group of associated Persons acting in concert shall have acquired an aggregate of more than 50% of the outstanding shares of voting stock of the Holding Company, or (d) individuals who constitute the board of directors of the Borrower on the Amendment No. 3 Effective Date or the Holding Company or the Intermediate Holding Company on the date of the completion of the Reorganization (each, an “Incumbent Board”) cease for any reason to constitute at least a majority thereof, provided that any person becoming a director subsequent to the Amendment No. 3 Effective Date, in the case of the Borrower, or the date of the completion of the Reorganization, in the case of the Holding Company and the Intermediate Holding Company, whose election, or nomination for election by the Borrower’s, the Holding Company’s or the Intermediate Holding Company’s shareholders, was approved by a vote of a majority of the directors comprising the applicable Incumbent Board (either by a specific vote or by approval of the proxy statement of the Holding Company, the Intermediate Holding Company or the Borrower in which such person is named as a nominee for director, without objection to such nomination) shall be, for purposes of this clause (d), considered as though such person were a member of such Incumbent Board.

 

4. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of the definition of “Excluded Taxes” in Section 1.01(c) of the Credit Agreement in its entirety and substituting the following therefor:

 

“Excluded Taxes” means (a) all present and future taxes, levies, imposts, duties, deductions, withholdings, fees, liabilities and similar charges imposed on

 

  

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or measured by the overall net income of any Lender (or any office, branch or subsidiary of such Lender) or any franchise taxes, taxes on doing business or taxes measured by capital or net worth imposed on any Lender (or any office, branch or subsidiary of such Lender), in each case imposed by the United States of America or any political subdivision or taxing authority thereof or therein, or taxes on or measured by the overall net income of any office, branch or subsidiary of a Lender or any franchise taxes, taxes imposed on doing business or taxes measured by capital or net worth imposed on any office, branch or subsidiary of such Lender, in each case imposed by any foreign country or subdivision thereof in which such Lender’s principal office or Eurodollar Lending Office is located and (b) any U.S. federal withholding Taxes imposed under FATCA.

 

5. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of the definition of “LIBOR” in Section 1.01(c) of the Credit Agreement in its entirety and substituting the following therefor:

 

“LIBOR” means, with respect to any Eurodollar Loan for any Interest Period, the rate per annum equal to the ICE Benchmark Administration Limited LIBOR Rate (or such successor thereto if the ICE Benchmark Administration Limited is no longer making such a rate available) appearing on the applicable Bloomberg screen (or other commercially available source as designated by the Administrative Agent from time to time for purposes of providing quotations of interest rates applicable to U.S. dollar deposits in the London interbank market) at approximately 11:00 a.m., London time, two (2) Business Days prior to the commencement of such Interest Period, as the rate for U.S. dollar deposits with a maturity comparable to such Interest Period.  In the event that such rate is not available at such time for any reason, then the “LIBOR” with respect to such Eurodollar Loan for such Interest Period shall be the rate at which U.S. dollar deposits of $5,000,000 and for a maturity comparable to such Interest Period are offered by the principal London office of the Person serving as the Administrative Agent in immediately available funds in the London interbank market at approximately 11:00 a.m., London time, two Business Days prior to the commencement of such Interest Period.  In the event that LIBOR ever falls below zero, LIBOR shall be deemed to be zero for purposes of this definition.

 

6. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the texts of the definitions of “LIBOR Reference Amount” and “LIBOR Reference Bank” in Section 1.01(c) of the Credit Agreement in their entirety.

 

7. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of the definition of “One Month LIBOR Rate” in Section 1.01(c) of the Credit Agreement in its entirety and substituting the following therefor:

 

  

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“One Month LIBOR Rate” means, with respect to any Loan bearing interest by reference to the Alternate Base Rate, the rate per annum equal to the ICE Benchmark Administration Limited LIBOR Rate (or such successor thereto if the ICE Benchmark Administration Limited is no longer making such a rate available) appearing on the applicable Bloomberg screen (or other commercially available source as designated by the Administrative Agent from time to time for purposes of providing quotations of interest rates applicable to U.S. dollar deposits in the London interbank market) at approximately 11:00 a.m., London time, on each day (provided that if such day is not a Business Day, then on the most recent Business Day), as the rate for U.S. dollar deposits with a one (1) month maturity.  In the event that such rate is not available at such time for any reason, then the “One Month LIBOR Rate” with respect to such Loan bearing interest by reference to the Alternate Base Rate shall be the rate at which U.S. dollar deposits of $5,000,000 and for a one (1) month maturity are offered by the principal London office of the Person serving as the Administrative Agent in immediately available funds in the London interbank market at approximately 11:00 a.m., London time, on each day (provided that if such day is not a Business Day, then on the most recent Business Day).  In the event that the One Month LIBOR Rate ever falls below zero, the One Month LIBOR Rate shall be deemed to be zero for purposes of this definition.

 

8. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of the definition of “Participant” in Section 1.01(c) of the Credit Agreement in its entirety and substituting the following therefor:

 

“Participant” has the meaning assigned to such term in Section 10.02(a).

 

9. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the texts of the definitions of “Sanctioned Country” and “Sanctioned Person” in Section 1.01(c) of the Credit Agreement in their entirety.

 

10. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of the definition of “Sanctions” in Section 1.01(c) of the Credit Agreement in its entirety and substituting the following therefor:

 

“Sanctions” means any sanctions administered or enforced by the United States government (including by the U.S. Department of the Treasury’s Office of Foreign Assets Control and the U.S. Department of State), the United Nations Security Council, the European Union, Her Majesty’s Treasury or any other relevant sanctions authority.

 

11. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of the definition of “Termination Date” in

 

  

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Section 1.01(c) of the Credit Agreement in its entirety and substituting the following therefor:

 

“Termination Date” means March 25, 2021, as may be extended pursuant to Section 2.03(e), or such earlier date on which the Revolving Credit Notes shall become due and payable, whether by acceleration or otherwise.

 

12. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting “Company’s” in Section 1.01(d) of the Credit Agreement and substituting “Borrower’s” therefor.

 

13. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting “Amendment No. 2 Effective Date” in Section 2.03(e) of the Credit Agreement and substituting “Amendment No. 3 Effective Date” therefor.

 

14. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of Section 5.01(k) of the Credit Agreement in its entirety and substituting the following therefor:

 

“(k)           Financial Condition.

 

The audited consolidated balance sheet of the Borrower and its consolidated Subsidiaries as of December 31, 2015 and the related consolidated statements of income, changes in shareholders’ equity and cash flows for the period then ended, copies of which have been furnished to the Administrative Agent and the Lenders, fairly present the consolidated financial condition of the Borrower and its consolidated Subsidiaries as of, and the results of its operations and cash flows for, the period then ended, applied on a consistent basis.  Such financial statements were prepared in accordance with GAAP consistently applied throughout the period covered thereby, are complete and accurate, and show all material indebtedness and other liabilities of the Borrower and its consolidated Subsidiaries as of the date thereof (including liabilities for taxes and material commitments).”

 

15. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by adding a new Section 5.01(s) of the Credit Agreement as follows:

 

“(s)           Anti-Corruption Laws and Anti-Terrorism Laws.

 

	
  

	
(i)

	
None of the Borrower or any of its Subsidiaries or, to the knowledge of the Borrower or any of its Subsidiaries, any director, officer, employee, agent or Affiliate of the Borrower or any of its Subsidiaries is a Person that is, or is owned or controlled by Persons that are:  (A) the subject

 

  

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of any Sanctions or (B) located, organized or resident in a country or territory that is, or whose government is, the subject of Sanctions.

 

	
  

	
(ii)

	
Each of the Borrower and its Subsidiaries has implemented and maintains in effect policies and procedures designed to ensure compliance by the Borrower and each such Subsidiary thereof with Sanctions, Anti-Corruption Laws and Anti-Terrorism Laws.

 

	
  

	
(iii)

	
The operations of the Borrower and its Subsidiaries are and have been conducted at all times in compliance with all applicable Anti-Corruption Laws and Anti-Terrorism Laws and no action, suit or proceeding by or before any Governmental Authority involving the Borrower or any of its Subsidiaries with respect to any potential violation of the Anti-Corruption Laws or Anti-Terrorism Laws is pending, or to the knowledge of the Borrower threatened.  The Borrower has provided to the Administrative Agent and the Lenders all information regarding the Borrower and its Subsidiaries and its Affiliates necessary for the Bank to comply with “know your customer” and Anti-Terrorism Laws and such information is correct.”

 

16. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of Section 7.01(a)(i) of the Credit Agreement in its entirety and substituting the following therefor:

 

“(i)           As soon as available, but not later than 120 days after the end of each fiscal year of the Holding Company (or of the Borrower, if the Reorganization has not been completed by the end of such fiscal year), (A) (i) the audited consolidated balance sheet of the Holding Company (or of the Borrower, if the Reorganization has not been completed by the end of such fiscal year) as of the end of such fiscal year and the related consolidated statements of income, changes in shareholders’ equity and cash flows for such fiscal year, and (ii) beginning with the Borrower’s fiscal year ending December 31, 2017, the audited unconsolidated balance sheet of the Borrower as of the end of such fiscal year and the related unconsolidated statements of income, changes in shareholders’ equity and cash flows for such fiscal year, each audited by PricewaterhouseCoopers LLP or other independent certified public accountants of recognized national standing and accompanied by an opinion of such accountants (which opinion shall not be subject to any “going concern” or like qualification or exception or any qualification or exception as to the scope of such audit relating to the material operations of the Holding Company (or of the Borrower, if the Reorganization has not been completed by the end of such fiscal year) and the Borrower beginning with the Borrower’s fiscal year ending December 31, 2017), and (B) for the Borrower’s fiscal year ending December 31, 2016, the unaudited unconsolidated balance sheet of the Borrower as of the end of such fiscal year and the related unaudited unconsolidated statements of income, changes in

 

  

7  

  

 

shareholders’ equity and cash flows for such fiscal year, in each case setting forth comparative figures for the preceding fiscal year, all in reasonable detail, certified by a Responsible Officer who was involved in the preparation of the financial statements referred to herein.”

 

17. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of Section 7.01(a)(ii) of the Credit Agreement in its entirety and substituting the following therefor:

 

“(ii)           As soon as available, but not later than 60 days after the end of each of the first three quarterly accounting periods in each fiscal year of the Holding Company (or of the Borrower, if the Reorganization has not been completed by the end of such quarterly period), (A) the unaudited unconsolidated balance sheet of the Borrower as of the end of such quarterly period and the related unaudited unconsolidated statements of income, changes in shareholders’ equity and cash flows, and (B) the unaudited consolidated balance sheet of the Holding Company (or of the Borrower, if the Reorganization has not been completed by the end of such quarterly period) as of the end of such quarterly period and the related unaudited consolidated statements of income, changes in shareholders’ equity and cash flows for the elapsed portion of the fiscal year ended with the last day of such quarterly period.  Such statements shall be in reasonable detail and certified by a Responsible Officer who was involved in the preparation of the financial statements referred to herein.”

 

18. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of Section 7.01(a)(v) of the Credit Agreement in its entirety and substituting the following therefor:

 

“(v)           Within five days after the same are sent, copies of all financial statements and reports which the Holding Company (or the Borrower if the Reorganization has not been completed) sends to its shareholders, and promptly after the same are filed, copies of all financial statements and regular, periodic or special reports which the Holding Company (or the Borrower if the Reorganization has not been completed) may make to, or file with, the SEC.”

 

19. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of Section 7.01(b)(iv) of the Credit Agreement in its entirety and substituting the following therefor:

 

“(iv)           of any other litigation or proceeding affecting the Holding Company or the Borrower or any of its Subsidiaries which the Holding Company or the Borrower would be required to report to the SEC pursuant to the Securities Exchange Act of 1934, within four days after reporting the same to the SEC;”

 

  

8  

  

 

20. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by adding the following new subsection 7.01(k) of the Credit Agreement:

 

“(k)           Holding Company’s and Intermediate Holding Company’s Formation Documents and Amendments.  Within ten (10) days following (i) the completion of the Reorganization, the Borrower shall deliver to the Administrative Agent copies of the articles (or certificate) of incorporation and the bylaws of the Holding Company and the Intermediate Holding Company’s as in effect on the date of the completion of the Reorganization, and (ii) the amendment of the articles (or certificate) of incorporation or the bylaws of the Holding Company or the Intermediate Holding Company, the Borrower shall deliver to the Administrative Agent copies of such amendment(s).”

 

21. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of Section 7.02(i) of the Credit Agreement in its entirety and substituting the following therefor:

 

“(i)           Use of Proceeds.  Use the proceeds of any Loan other than for repayment of all amounts outstanding under the Existing Credit Agreement, to fund fees and expenses associated with this Agreement and for general corporate purposes.  Without limiting the foregoing, the Borrower will not, directly or knowingly indirectly, use the proceeds of any advance, or lend, contribute or otherwise make available such proceeds, to any subsidiary, joint venture partner or other Person (A) to fund any activities or business of or with any Person, or in any country or territory, that at the time of such funding, is, or whose government is, the subject of Sanctions, (B) in any other manner that would result in a violation of Sanctions by any Person including, without limitation, the Borrower, the Lenders and the Administrative Agent or (C) in furtherance of an offer, payment, promise to pay, or authorization of the payment or giving of money, or anything else of value, to any Person in violation of any Anti-Corruption Laws.”

 

22. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of Section 8.01(i) of the Credit Agreement in its entirety and substituting the following therefor:

 

“(i)           (i)  The Holding Company, the Intermediate Holding Company or the Borrower shall commence any case, proceeding, or other action (A) under any existing or future law of any jurisdiction, domestic or foreign, relating to bankruptcy, insolvency, reorganization or relief of debts, seeking to have an order for relief entered with respect to it, or seeking to adjudicate it a bankrupt or insolvent, or seeking reorganization, arrangement, adjustment, winding-up, liquidation, dissolution, composition or other relief with respect to it or its debts, or (B) seeking appointment of a receiver, trustee, custodian or other similar official for it or for all or any substantial part of its assets, or the Holding

 

  

 9 

  

 

Company, the Intermediate Holding Company or the Borrower shall make a general assignment for the benefit of its creditors; or (ii) there shall be commenced against the Holding Company, the Intermediate Holding Company or the Borrower any case, proceeding or other action of a nature referred to in clause (i) above and such case, proceeding or action shall not have been vacated, discharged or stayed within 60 days from the entry thereof; or (iii) the Holding Company, the Intermediate Holding Company or the Borrower shall consent to the institution of, or fail to controvert in a timely and appropriate manner, any case, proceeding or other action of a nature referred to above; or (iv) the Holding Company, the Intermediate Holding Company or the Borrower shall file an answer admitting the material allegations of a petition filed against it in any case, proceeding or other action of a nature referred to above; or (v) the Holding Company, the Intermediate Holding Company or the Borrower shall generally not, or shall be unable to, or shall admit in writing its inability to, pay its debts as they become due; or (vi) the Holding Company, the Intermediate Holding Company or the Borrower shall take corporate action for the purpose of effecting any of the foregoing; or”

 

23. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of Section 10.02 of the Credit Agreement in its entirety and substituting the following therefor:

 

“Section 10.02                                           Participations.

 

(a)           Any Lender may at any time grant to one or more financial institutions (but not to a natural Person, or a holding company, investment vehicle or trust for, or owned and operated for the primary benefit of, a natural Person, or the Borrower or any of the Borrower’s Affiliates or Subsidiaries) (each a “Participant”) participating interests in its Commitment or any or all of its Loans.  In the event of any such grant by a Lender of a participating interest to a Participant, whether or not upon notice to the Borrower and the Administrative Agent, such Lender shall remain responsible for the performance of its obligations hereunder, and, except to the extent such participating interest has been granted pursuant to Section 4.02(e), the Borrower and the Administrative Agent shall continue to deal solely and directly with such Lender in connection with such Lender’s rights and obligations under this Agreement.  Any agreement pursuant to which any Lender may grant such a participating interest shall provide that such Lender shall retain the sole right and responsibility to enforce the obligations of the Borrower hereunder including the right to approve any amendment, modification or waiver of any provision of this Agreement; provided, that such participation agreement may provide that such Lender will not agree to any modification, amendment or waiver of this Agreement described in clauses (i) through (vi), inclusive, of Section 11.06(b) without the consent of the Participant.

 

  

10  

  

 

(b)           Each Lender that sells a participation shall, acting solely for this purpose as a non-fiduciary agent of the Borrower, maintain a register on which it enters the name and address of each Participant and the principal amounts (and stated interest) of each Participant’s interest in the Loans or other obligations under this Agreement (the “Participant Register”); provided that no Lender shall have any obligation to disclose any portion of the Participant Register to any Person (including the identity of any Participant or any information relating to a Participant’s interest in any Commitments, Loans, or its other obligations under any this Agreement) except to the extent that such disclosure is necessary to establish that such Commitment, Loan, or other obligation is in registered form under Section 5f.103-1(c) of the United States Treasury Regulations.  The entries in the Participant Register shall be conclusive, and such Lender shall treat each Person whose name is recorded in the Participant Register as the owner of such participation for all purposes of this Agreement notwithstanding any notice to the contrary.”

 

24. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by deleting the text of Section 10.03(a) of the Credit Agreement in its entirety and substituting the following therefor:

 

“(a)           Any Lender may at any time assign to one or more financial institutions (but not to a natural Person, or a holding company, investment vehicle or trust for, or owned and operated for the primary benefit of, a natural Person, or the Borrower or any of the Borrower’s Affiliates or Subsidiaries) (each an “Assignee”), other than a Defaulting Lender or a subsidiary thereof or any financial institution who, upon becoming a Lender hereunder, would constitute a Defaulting Lender or a subsidiary thereof, all, or a proportionate part of all, of its rights and obligations under this Agreement, and such Assignee shall assume such rights and obligations, pursuant to an instrument, in substantially the form of Exhibit E (an “Assignment and Acceptance”), executed by such Assignee and such transferring Lender, with (and subject to) the signed consent of the Borrower (which consent shall not be unreasonably withheld or delayed and which consent shall be deemed to have been given if the Borrower has not responded within ten Business Days of its receipt of a written request for such consent) and the Administrative Agent (which consent shall not be unreasonably withheld); provided that (i) each such assignment (other than assignments (x) to its Affiliates or (y) its entire interest) shall be in a minimum amount of $10,000,000 or in integral multiples of $1,000,000 in excess thereof, (ii) each assignee shall be an Eligible Institution, and (iii) after giving effect to each such assignment, the Commitment of the assignor (if it has not assigned its entire interest) and of the assignee shall be at least $5,000,000; provided further, that the foregoing consent requirement shall not be applicable in the case of an assignment or other transfer by any Lender to an Affiliate of such Lender or to another Lender; provided further, that any consent of the Borrower otherwise required under this Section

 

  

11  

  

 

shall not be required if an Event of Default has occurred and is continuing.  Upon execution and delivery of an Assignment and Acceptance and payment by such Assignee to such transferring Lender of an amount equal to the purchase price agreed between such transferring Lender and such Assignee and payment by the transferring Lender or the Assignee of an assignment fee of $3,500 (or $5,000, if the transferring Lender is a Defaulting Lender) to the Administrative Agent (unless such fee is waived by the Administrative Agent in its sole discretion), such Assignee shall be a Lender party to this Agreement and shall have all the rights and obligations of a Lender with a Commitment as set forth in such Assignment and Acceptance, and the transferring Lender shall be released from its obligations hereunder to a corresponding extent, and no further consent or action by any party shall be required.”

 

25. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by adding the following new sentence at the end of Section 11.05(a) of the Credit Agreement:

 

“In addition, the Administrative Agent and the Lenders may disclose the existence of this Agreement and information about this Agreement to market data collectors, similar service providers to the lending industry and service providers to the Administrative Agent and the Lenders in connection with the administration of this Agreement, the other Credit Documents, and the Commitments.”

 

26. On and as of the Amendment No. 3 Effective Date, the Credit Agreement is hereby further amended by amending and restating Schedule I to the Credit Agreement in the form of Annex 1 to this Amendment.

 

27. On and as of the Amendment No. 3 Effective Date, the Departing Lender shall no longer be a Lender under the Credit Agreement as amended by this Amendment and shall have no further obligations or rights thereunder, other than as specifically set forth in Sections 4.04(b), 4.06, 4.07 and 9.08 thereof with respect to the period prior to the Amendment No. 3 Effective Date.

 

28. This Amendment shall be effective as of March 28, 2016 (the “Amendment No. 3 Effective Date”), provided that each of the following conditions precedent has been fulfilled by such date:

 

(a) Evidence of Action.  The Administrative Agent shall have received a certificate of the Secretary or an Assistant Secretary of the Borrower, dated the date of this Amendment, certifying and/or attaching thereto (i) all amendments, if any, to the articles of incorporation of the Borrower since March 24, 2015, certified by the Secretary of State of California as of a recent date and by the Secretary or Assistant Secretary of the Borrower (or if there have been none, a certification to such effect) and all amendments, if any, to the bylaws of the Borrower since March 24, 2015, certified by the Secretary or

 

  

12  

  

 

 

Assistant Secretary of the Borrower (or if there have been none, a certification to such effect), (ii) certificates of good standing for the Borrower from each of the Secretary of State of California and the Secretaries of State of the states where the Borrower conducts its principal operations, certifying that the Borrower is in good standing in such states, such certificates to be dated reasonably near the date of this Amendment, (iii) copies of the resolutions of the board of directors of the Borrower approving and authorizing the execution, delivery and performance by the Borrower of this Amendment and (iv) the names and true signatures of the officers of the Borrower authorized to sign this Amendment and any certificates or other documents, to be delivered in connection herewith.

 

(b) This Amendment.  The Administrative Agent shall have received this Amendment executed by a duly authorized officer of the Borrower, and consented to by each Continuing Lender and the Departing Lender.

 

(c) Fees and Expenses.  The Borrower shall have paid (i) the reasonable fees and expenses of counsel to the Administrative Agent in connection with the preparation, negotiation and closing of this Amendment and all documents executed and delivered in connection herewith and (ii) the fees and other amounts required to be paid to the Administrative Agent and the Continuing Lenders on the Amendment No. 3 Effective Date pursuant to that certain fee letter dated as of March 7, 2016 between The Bank of New York Mellon and the Borrower.

 

(d) Compliance.  After giving effect to this Amendment, (i) the Borrower shall be in compliance in all material respects with all of the terms, covenants and conditions of the Credit Documents as amended hereby, (ii) there shall exist no Default or Event of Default and (iii) the representations and warranties contained in the Credit Documents as amended hereby shall be true and correct in all material respects with the same effect as though such representations and warranties had been made on and as of the date hereof (except to the extent that any representation or warranty speaks as of a certain date).

 

(e) Amended and Restated Revolving Credit Notes.  The Administrative Agent shall have received amended and restated Revolving Credit Notes for those Continuing Lenders whose Commitment amounts are increasing as reflected in the amended and restated Schedule I annexed hereto, each executed by a duly authorized officer of the Borrower.

 

29. The Borrower hereby reaffirms and admits the validity and enforceability of the Credit Documents and all of its obligations thereunder, agrees and admits that it has no defenses to or offsets against any of the obligations under the Credit Documents, and represents and warrants that (i) the Recitals to this Amendment are true and correct, (ii) there exists no Default or Event of Default and (iii) the representations and warranties contained in the Credit Documents are true and correct in all material respects on and as of the date hereof, except those representations and warranties that were made as of a

 

  

13  

  

 

 

specific date, in which case such representations and warranties were true and correct in all material respects on and as of such earlier date.

 

30. In all other respects the Credit Agreement and the other Credit Documents shall remain in full force and effect, and no amendment of any term or condition of the Credit Agreement herein contained shall be deemed to be an amendment of any other term or condition contained in the Credit Agreement or any other Credit Document or constitute a waiver of any Default or Event of Default.

 

31. The Borrower agrees to pay the reasonable fees and expenses of the Administrative Agent’s counsel in connection with this Amendment and all documents executed and delivered in connection herewith in accordance with Section 4.06(a) of the Credit Agreement.

 

32. This Amendment may be executed by one or more of the parties to this Amendment on any number of separate counterparts (including by telecopy or email), and all of such counterparts taken together shall be deemed to constitute one and the same instrument.

 

33. THIS AMENDMENT SHALL, PURSUANT TO NEW YORK GENERAL OBLIGATIONS LAW SECTION 5-1401, BE GOVERNED BY THE LAW OF THE STATE OF NEW YORK.

 

[Remainder of page intentionally left blank; signature pages follow]

 

  

14  

  

The Borrower, the Lenders and the Administrative Agent have caused this Amendment to be duly executed as of the date first above written.

	  	
SOUTHWEST GAS CORPORATION

	  
	 	 	 	 
	 	 	 	 
	  	
By:

	
/S/ KENNETH J. KENNY

	  
	  	  	
Name:

	
Kenneth J. Kenny

	  
	  	
 

	
Title:

	
Vice President/Finance/Treasurer

	  
	  	  	  	  	  

[Signature Page to Amendment No. 3]

 

  

  

  

	  	

THE BANK OF NEW YORK MELLON, as

a Continuing Lender and as Administrative

	  
	 	Agent	 	 
	 	 	 	 
	  	
By:

	
/S/ MARK W. ROGERS

	  
	  	  	
Name:

	
Mark W. Rogers

	  
	  	
 

	
Title:

	
Vice President

	  
	  	  	  	  	  

 

[Signature Page to Amendment No. 3]

 

 

  

  

  

	  	
JPMORGAN CHASE BANK, N.A., as a

Continuing Lender

	  
	 	 	 	 
	 	 	 	 
	  	
By:

	
/S/ JUSTIN MARTIN

	  
	  	  	
Name:

	
Justin Martin

	  
	  	
 

	
Title:

	
Authorized Officer

	  
	  	  	  	  	  

 

 

[Signature Page to Amendment No. 3]

 

 

  

  

  

 

 

	  	
BANK OF AMERICA, N.A., as a Continuing Lender

	  
	 	 	 	 
	 	 	 	 
	  	
By:

	
/S/ MICHELE GORDON 

	  
	  	  	
Name:

	
Michele Gordon

	  
	  	
 

	
Title:

	
SVP

	  
	  	  	  	  	  

[Signature Page to Amendment No. 3]

 

 

  

  

  

	  	
MUFG UNION BANK, N.A., as a 

Continuing Lender

	  
	 	 	 	 
	 	 	 	 
	  	
By:

	
/S/ LINDSAY MINNEMAN

	  
	  	  	
Name:

	
Lindsay Minneman

	  
	  	
 

	
Title:

	
Vice President

	  
	  	  	  	  	  

[Signature Page to Amendment No. 3]

 

 

  

  

  

	  	
KEYBANK NATIONAL ASSOCIATION,

as a Continuing Lender

	  
	 	 	 	 
	 	 	 	 
	  	
By:

	
/S/ KEVEN D. SMITH

	  
	  	  	
Name:

	
Keven D. Smith

	  
	  	
 

	
Title:

	
Senior Vice President

	  
	  	  	  	  	  

[Signature Page to Amendment No. 3]

 

 

  

  

  

	  	
WELLS FARGO BANK, NATIONAL

ASSOCIATION, as a Continuing Lender

	  
	 	 	 	 
	 	 	 	 
	  	
By:

	
/S/ MATTHEW KERR

	  
	  	  	
Name:

	
Matthew Kerr

	  
	  	
 

	
Title:

	
Assistant Vice President

	  
	  	  	  	  	  

[Signature Page to Amendment No. 3]

 

 

  

  

  

	  	
U.S. BANK NATIONAL ASSOCIATION,

as a Continuing Lender

	  
	 	 	 	 
	 	 	 	 
	  	
By:

	
/S/ HOLLAND H. WILLIAMS 

	  
	  	  	
Name:

	
Holland H. Williams

	  
	  	
 

	
Title:

	
VICE PRESIDENT

	  
	  	  	  	  	  

[Signature Page to Amendment No. 3]

 

 

  

  

  

	  	
THE NORTHERN TRUST COMPANY, as

Departing Lender

	  
	 	 	 	 
	 	 	 	 
	  	
By:

	
/S/ JOHN LASCODY

	  
	  	  	
Name:

	
John Lascody

	  
	  	
 

	
Title:

	
Vice President

	  
	  	  	  	  	  

[Signature Page to Amendment No. 3]

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