Document:

EX-4.2

 Exhibit 4.2 
 

 Vocus, Inc. 12051 Indian Creek Court Beltsville, MD 20705 | Tel: 1.800.345.5572 Fax: 301.459.2827 | www.vocus.com 

May 13, 2013 
 JMI Equity Fund VI, L.P

 c/o JMI Management, Inc. 
 100
International Drive, Suite 19100 
 Baltimore MD 21202 
 Ladies and Gentlemen: 
 Reference is hereby made to each of (i) that certain
Rights Agreement dated May 13, 2013 (the “Rights Agreement”), between Vocus, Inc., a Delaware corporation (“Vocus”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as
Rights Agent (“AmStock”), and (ii) Sections 4 and 7(b) of that certain Certificate of Designations of Series A Convertible Preferred Stock, $.01 par value (the “Series A Certificate”), of Vocus dated February 24, 2012,
copies of which are attached hereto and the respective texts of which are incorporated herein by reference. 
 In consideration
of the consent on this date (pursuant to Section 7(b) of the Series A Certificate) of JMI Equity Fund VI, L.P. (“JMI”), in its capacity as sole holder of the Series A Convertible Preferred Stock, $.01 par value, of Vocus (“Series
A Convertible Preferred Stock”), to the dividend of rights to purchase shares of Series B Junior Participating Preferred Stock, $.01 par value, of Vocus (“Series B Preferred Stock Purchase Rights”) declared and paid by Vocus on the
date hereof to all holders of record of the outstanding shares of common stock, $.01 par value (“Common Stock”), of Vocus (in the manner and to the extent provided in the Rights Agreement), and in accordance with Section 4 of the
Series A Certificate, it is hereby confirmed and agreed that: 
 1. Vocus has declared and paid, or will on the date hereof
declare and pay, a dividend of 3.0256 Series B Preferred Stock Purchase Rights in respect of each outstanding share of Series A Convertible Preferred Stock; 
 2. JMI, in its capacity as the sole holder of the Series A Convertible Preferred Stock and, with respect to any Series B Preferred Stock Purchase Rights issued to it, shall have and be entitled to all of
the rights, benefits and entitlements of the holders of Series B Preferred Stock Purchase Rights issued in respect of shares of Common Stock, to the same extent and on the same basis as such holders of Common Stock (for purposes of clarification, it
being hereby understood that for all purposes of this letter agreement and on any date of determination under the Rights Agreement, JMI, as the sole holder of Series A Convertible Preferred Stock, shall be deemed to be and shall be treated on an
“as converted basis” as a holder of the number of Series B Preferred Stock Purchase Rights issuable in respect of the number of shares of Common Stock then-issuable upon conversion of the shares of Series A Convertible Preferred Stock in
accordance with the Series A Certificate), including, without limitation, with respect to the rights, benefits and entitlements of holders of the Series B Preferred Stock Purchase Rights under Sections7(b), 11, 12, 13, 24 and 25 of the Rights
Agreement; 

 JMI Equity Fund VI, L.P 
 May 13, 2013 
  
 3. if separate “Rights Certificates” (as defined in the Rights Agreement) are distributed pursuant to Section 3 of the Rights Agreement, Vocus shall issue a rights certificate to JMI in its
capacity as the sole holder of the Series A Convertible Preferred Stock at the same time and in substantially the same form as the Rights Certificate, with such changes as Vocus and JMI shall reasonably agree are necessary; 

4. if after the date hereof there shall be an adjustment to the “Conversion Number” (as defined in the Series A Certificate)
then additional Series B Preferred Stock Purchase Rights shall be issued to JMI, as sole holder of the Series A Convertible Preferred Stock, in an amount equal to the product of (X) the increase in the Conversion Number and (Y) the number
of shares of Series A Convertible Preferred Stock then outstanding; it being understood and agreed that none of the adoption of the Rights Agreement, the declaration and payment to the holders of Common Stock and to JMI as sole holder of the Series
A Convertible Preferred Stock of the Series B Preferred Stock Purchase Rights, the occurrence of any “Trigger Event” (as defined in the Rights Agreement), or any mandatory exchange of one share of newly issued Common Stock for each
outstanding Series B Preferred Stock Purchase Right (pursuant to Section 24 of the Rights Agreement), shall result in an adjustment to the “Conversion Number” (as defined in the Series A Certificate); 

5. the Certificate of Designations of Series B Junior Participating Preferred Stock, $.01 par value, of Vocus (the “Series B
Certificate”) shall not be amended unless JMI has consented thereto pursuant to Section 7(b) of the Series A Certificate; 
 6. the Series A Convertible Preferred Stock shall be and rank senior, in all respects, to the Series B Junior Participating Preferred Stock of Vocus upon the occurrence of any “Liquidation
Event” (as defined in the Series A Certificate); 
 7. none of the adoption of the Rights Agreement, the declaration and
payment to the holders of Common Stock and to JMI as sole holder of the Series A Convertible Preferred Stock of the Series B Preferred Stock Purchase Rights, the occurrence of any “Trigger Event” (as defined in the Rights Agreement), or
any mandatory exchange of one share of newly issued Common Stock for each outstanding Series B Preferred Stock Purchase Right (pursuant to Section 24 of the Rights Agreement), shall result in any reduction to the “Stated Value” (as
defined in the Series A Certificate); and 
 8. if Vocus fails to comply, in any material respect, with any of its obligations
under this letter agreement, or if AmStock fails to take any action necessary under the Rights Agreement, then upon the written request of JMI, Vocus promptly shall take all such remedial, curative and other action necessary hereunder and under the
Rights Agreement (including, without limitation, directing AmStock, in its capacity as Rights Agent, to take action under the Rights Agreement and taking any actions reasonably requested by JMI) to confer upon JMI (so that JMI will obtain the full
realization thereof without any reduction in, or impairment of, any rights JMI has in its capacity as the holder of the Series A Convertible Preferred Stock) all of the rights, benefits and entitlements intended by the parties hereto to be conferred
upon JMI in its capacity as a holder of Series B Preferred Stock Purchase Rights. 

  
 2 

 JMI Equity Fund VI, L.P 
 May 13, 2013 
  
  

			
	VOCUS, INC.
		
	By	 	/s/ Stephen Vintz
	 Name: Stephen Vintz

Title: Chief Financial Officer
  

Acknowledged and Agreed
  
 JMI EQUITY FUND VI, L.P., a Delaware limited partnership
  
 By: JMI Associates VI, L.L.C., a Delaware limited liability company

		
	By	 	/s/ Jit Sinha
	 Name: Jit Sinha

Title: Managing Member

  
 3EX-4.2

 Exhibit 4.2 

 

			
	PREFERRED STOCK	  	PREFERRED STOCK
		  	CUSIP 14067E 605

 SEE REVERSE FOR CERTAIN DEFINITIONS AND RESTRICTIONS 

CAPSTEAD MORTGAGE CORPORATION 
 THIS CERTIFIES
THAT                                        
                                         
                                         
                                    

is the owner
of                                        
                                         
                                     

FULLY PAID AND NONASSESSABLE SHARES OF 7.50% SERIES E CUMULATIVE REDEEMABLE PREFERRED STOCK, LIQUIDATION PREFERENCE $25.00 PER SHARE, $0.10 PAR VALUE PER
SHARE, OF 
 CAPSTEAD MORTGAGE CORPORATION 
 (the “Corporation”), transferable on the books of the Corporation by the registered holder hereof in person or by duly authorized attorney upon surrender of this Certificate properly endorsed.
This Certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the charter of the Corporation (the “Charter”) and the bylaws of the Corporation and any amendments thereto. This
Certificate is not valid unless countersigned and registered by the Registrar. 

Dated:                        
   
  

					
	  
	 		  	  

	Secretary	 		  	President

 Countersigned and Registered: 
 Wells Fargo Shareholder Services 
 Transfer Agent And Registrar 

CAPSTEAD MORTGAGE CORPORATION 
 MARYLAND 

  
 CAPSTEAD MORTGAGE CORPORATION 
 The Corporation is authorized to issue
Common Stock, par value $0.01 per share, and Preferred Stock, par value $0.10 per share. 
 The following abbreviations, when
used in the inscription on the face of this Certificate, shall be construed as though they were written out in full according to applicable laws or regulations: 
  

									
	TEN COM	 	-as tenants in common	 		 	UNIF GIFT MIN ACT-	 	             Custodian
                
	TEN ENT	 	-as tenants by the entireties	 		 		 	(Cust)                      (Minor)
	JT TEN	 	-as joint tenants with right of survivorship and not as tenants in common	 		 		 	 under Uniform Gifts to Minors

Act of                     

                (State)

		
		 	Additional abbreviations may also be used though not in the above list.

 For Value Received,
                     hereby sell, assign and transfer unto 
 PLEASE INSERT SOCIAL SECURITY OR OTHER 
 IDENTIFYING NUMBER OF ASSIGNEE 

 

					
	 		
	 	 	 	 	

      
 _______________________________________________________________________________________________________________________________ 
                                   
          (Please Print or Typewrite Name and Address Including Zip Code, of Assignee) 

     

_______________________________________________________________________________________________________________________________ 

     

_______________________________________________________________________________________________________________________________ 

 

_______________________________________________________________________________________________________________________________ 

Shares of the Capital Stock represented by the within Certificate, and do hereby irrevocably constitute and appoint 

                         
                                         
                                         
                                         
           Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises. 

Dated: __________________________________________ 
  

					
		 	X	 	_________________________________________________________
			
		 	X	 	_________________________________________________________
			
		 		 	 NOTICE: THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR,
WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

 Signature(s) Guaranteed 
  

	
	 By_____________________________________________________

	 THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE

	 GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS

	 AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP

	 IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM),

	 PURSUANT TO S.E.C. RULE 17Ad-15

 The transferability of the shares represented hereby is subject to certain restrictions and
such shares are subject to redemption as provided in the Charter of the Corporation to which reference is hereby made, to prevent disqualification of the Corporation from taxation as a real estate investment trust under Sections 856 to 860 of the
Internal Revenue Code of 1986, as amended (the “Code”), and to prevent ownership of such shares by certain disqualified organizations, including governmental bodies and tax-exempt entities that are not subject to tax on unrelated business
taxable income, as defined in Section 860E(e)(5) of the Code. A copy of the applicable provisions of the Charter will be furnished to any stockholder upon request and without charge. The Corporation will also furnish to any stockholder upon request
and without charge a full statement of the designations and any preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends, qualifications, and terms and conditions of redemption of each class of stock of the
Corporation authorized to be issued and the variations in the relative rights and preferences between shares of any series of any authorized preferred or special class so far as they have been fixed and determined and the authority of the Board of
Directors to classify unissued shares and to fix and determine the relative rights and preferences thereof and of any subsequent series of preferred or special classes. Such request may be made to the Secretary of the Corporation or to its transfer
agent.

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