Document:

EX-4.3

    

    NEITHER
      THIS WARRANT NOR THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS
      WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE
      “ACT”), OR ANY STATE SECURITIES LAWS AND NEITHER THE SECURITIES NOR ANY INTEREST
      THEREIN MAY BE OFFERED, SOLD, TRANSFERRED, PLEDGED OR OTHERWISE DISPOSED OF
      EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT OR SUCH
      LAWS OR AN EXEMPTION FROM REGISTRATION UNDER SUCH ACT AND SUCH LAWS WHICH,
      IN
      THE OPINION OF COUNSEL FOR THE COMPANY, IS AVAILABLE.

    

    No.
      W-__

    

    SPECTRUMDNA,
      INC.

    (a
      Utah corporation)

    

    Warrant
      for the Purchase of 1,350,000 Shares

    of
      Common Stock, par value $.001 per share

    

    Void
      after 11:59 p.m., Eastern Time, on December 31, 2007

    

    SPECTRUMDNA,
      INC., a Utah corporation (the “Company”), hereby certifies that
      _______________________ (the “Holder”), for value received, is entitled, subject
      to the provisions of this Warrant, to purchase from the Company at any time,
      or
      from time to time during the period commencing as
      of the
      date hereof (the “Base Date”) and
      expiring at 11:59 p.m., Eastern Time, on December 31, 2007 (the “Expiration
      Date”), up to 1,350,000
      fully
      paid and non-assessable shares of Common Stock at a price of $.037
      per
      share (the “Exercise Price”).

     

    The
      term
“Common Stock” means the common stock, par value $.001 per share, of the Company
      as constituted on the “Base Date,” together with any other equity securities
      that may be issued by the Company in respect thereof or in substitution
      therefor. The number of shares of Common Stock to be received upon the exercise
      of this Warrant may be adjusted from time to time as hereinafter set forth.
      The
      shares of Common Stock deliverable or delivered upon such exercise, as adjusted
      from time to time, are hereinafter referred to as “Warrant Stock”.

    

    Section
      1. Exercise
      of Warrant.
      This
      Warrant may be exercised, subject to the requirements set forth below, in whole,
      or in part, at any time during the period commencing as
      of the
      Base Date and
      expiring at 11:59 p.m., Eastern Time, on the Expiration Date set forth above,
      by
      presentation and surrender of this Warrant certificate to the Company at its
      principal office, with the Warrant Exercise Form attached hereto duly executed
      and accompanied by payment (either in cash or by certified or official bank
      check, payable to the order of the Company) of the aggregate Exercise Price
      for
      the number of shares specified in such form and instruments of transfer, if
      appropriate, duly executed by the Holder. If
      this
      Warrant should be exercised in part only, the Company shall, upon surrender
      of
      this Warrant certificate for cancellation, execute and deliver a new Warrant
      certificate evidencing the rights of the Holder thereof to purchase the balance
      of the shares purchasable hereunder. The Holder shall pay any and all
      documentary stamp or similar issue or transfer taxes payable in respect of
      the
      issue or delivery of shares of Common Stock on exercise of this Warrant. The
      Company shall promptly thereafter issue certificate(s) evidencing the Common
      Stock so purchased.

     

    
      
         

      

      
         

        
          

        

      

      
         

      

    

    

    Section
      2. Reservation
      of Shares.
      The
      Company shall at all times reserve for issuance and delivery upon exercise
      of
      this Warrant all shares of Common Stock or other shares of capital stock of
      the
      Company (and other securities) from time to time receivable upon exercise of
      this Warrant. All such shares (and other securities) shall be duly authorized
      and, when issued upon exercise, shall be validly issued, fully paid and
      non-assessable.

    

    Section
      3. No
      Fractional Shares.
      No
      fractional shares or scrip representing fractional shares shall be issued upon
      the exercise of this Warrant.

    

    Section
      4. Assignment
      and Transfer.
      This
      Warrant or the Warrant Stock or any other security issued or issuable upon
      exercise of this Warrant may not be sold or otherwise disposed of except as
      follows:

     

    (i) to
      a
      person who, in the opinion of counsel for the Company, is a person to whom
      this
      Warrant or Warrant Stock may legally be transferred without registration and
      without the delivery of a current prospectus under the Act with respect thereto
      and then only against receipt of an agreement of such person to comply with
      the
      provisions of this Section 4 with respect to any resale or other disposition
      of
      such securities which agreement shall be satisfactory in form and substance
      to
      the Company and its counsel; or

     

    (ii) to
      any
      person upon delivery of a prospectus then meeting the requirements of the Act
      relating to such securities and the offering thereof for such sale or
      disposition.

     

    Section
      5.  Loss,
      Theft, Destruction or Mutilation of Warrant.
      Upon
      receipt by the Company of evidence reasonably satisfactory to it of the loss,
      theft, destruction or mutilation of this Warrant certificate, and (in the case
      of loss, theft or destruction) of satisfactory indemnification, and upon
      surrender and cancellation of this Warrant certificate, if mutilated, the
      Company shall execute and deliver a new Warrant certificate of like tenor and
      date.

    

    Section
      6. Rights
      of the Holder.
      The
      Holder shall not, by virtue hereof, be entitled to any rights of a shareholder
      in the Company, either at law or equity, unless and until this Warrant is
      exercised. The rights of the Holder are limited to those expressed in this
      Warrant and are not enforceable against the Company except to the extent set
      forth herein.

    

    Section
      7. Anti-Dilution
      Provisions.

    

    7.1 Stock
      Splits, Dividends, Etc.

    

    7.1.1
      If
      the Company shall at any time subdivide its outstanding shares of Common Stock
      (or other securities at the time receivable upon the exercise of the Warrant)
      by
      recapitalization, reclassification or split-up thereof, or if the Company shall
      declare a stock dividend or distribute shares of Common Stock to its
      stockholders, the number of shares of Common Stock subject to this Warrant
      immediately prior to such subdivision shall be proportionately increased, and
      if
      the Company shall at any time combine the outstanding shares of Common Stock
      by
      recapitalization, reclassification or combination thereof, the number of shares
      of Common Stock subject to this Warrant immediately prior to such combination
      shall be proportionately decreased. Any such adjustment and adjustment to the
      Exercise Price pursuant to this Section shall be effective at the close of
      business on the effective date of such subdivision or combination or if any
      adjustment is the result of a stock dividend or distribution then the effective
      date for such adjustment based thereon shall be the record date
      therefor.

     

    
      
         

      

      
        2

        
          

        

      

      
         

      

    

    

    7.1.2
      Whenever the number of shares of Common Stock purchasable upon the exercise
      of
      this Warrant is adjusted, as provided in this Section, the Exercise Price shall
      be adjusted to the nearest cent by multiplying such Exercise Price immediately
      prior to such adjustment by a fraction (x) the numerator of which shall be
      the
      number of shares of Common Stock purchasable upon the exercise immediately
      prior
      to such adjustment, and (y) the denominator of which shall be the number of
      shares of Common Stock so purchasable immediately thereafter.

    

    7.2 Adjustment
      for Reorganization, Consolidation, Merger, Etc.
      In case
      of any reorganization of the Company (or any other company, the securities
      of
      which are at the time receivable on the exercise of this Warrant) after the
      Base
      Date or in case after such date the Company (or any such other company) shall
      consolidate with or merge into another Company or convey all or substantially
      all of its assets to another corporation, then, and in each such case, the
      Holder of this Warrant upon the exercise as provided in Section 1 at any time
      after the consummation of such reorganization, consolidation, merger or
      conveyance, shall be entitled to receive, in lieu of the securities and property
      receivable upon the exercise of this Warrant prior to such consummation, the
      securities or property to which such Holder would have been entitled upon such
      consummation if such Holder had exercised this Warrant immediately prior
      thereto; in each such case, the terms of this Warrant shall be applicable to
      the
      securities or property received upon the exercise of this Warrant after such
      consummation.

    

    7.3 Certificate
      as to Adjustments.
      In each
      case of an adjustment in the number of shares of Common Stock receivable on
      the
      exercise of this Warrant, the Company at its expense shall promptly compute
      such
      adjustment in accordance with the terms of the Warrant and prepare a certificate
      executed by an officer of the Company setting forth such adjustment and showing
      the facts upon which such adjustment is based. The Company shall forthwith
      mail
      a copy of each such certificate to the Holder.

    

    Section
      8. Legends
      and Stop Transfer Orders.
      The
      Warrant Stock to be received upon exercise of this Warrant shall be considered
      restricted securities and certificates representing such shares shall contain
      restrictive legends and stop transfer instructions will be placed with the
      Company’s transfer agent regarding such shares of Warrant Stock. The Holder of
      this Warrant and any transferee hereof or of the Warrant Stock issuable upon
      the
      exercise of the Warrant certificate, by their acceptance hereof, hereby
      understand and agree that the Warrant, and the Shares issuable upon the exercise
      hereof, have not been registered under either the Act or any applicable state
      securities laws. The stock certificates of the Company that will evidence the
      shares of Common Stock with respect to which this Warrant may be exercisable
      will be imprinted with a conspicuous legend in substantially the following
      form:

    

    “The
      securities represented by this certificate have not been registered under the
      Securities Act of 1933. The securities have been acquired for investment and
      may
      not be sold, transferred or assigned in the absence of an effective registration
      statement for these securities under the Securities Act of 1933 or an opinion
      of
      the Company’s counsel that registration is not required under said
      Act.”

     

    
      
         

      

      
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    Section
      9. Miscellaneous.

    

    9.1 Modification
      and Waiver.
      This
      Warrant and any provision hereof may be changed, waived, discharged or
      terminated only by an instrument in writing signed by the party against which
      enforcement of the same is sought.

    

    9.2 Notices.
      Any
      notice, request or other document required or permitted to be given or delivered
      to the Holder by the Company shall be sent by mail, postage prepaid, to the
      Holder at its address as shown on the books of the Company or to the Company
      at
      its principal place of business, or to such other address as may be duly given
      to the Holder.

    

    9.3 Governing
      Law.
      This
      Warrant shall be governed by and construed in accordance with the laws of the
      State of Utah.

    

    9.4 Entire
      Agreement.
      This
      Warrant is intended by the parties as a final expression of their agreement
      and
      intended to be a complete and exclusive statement of the agreement and
      understanding of the parties hereto in respect of the subject matter contained
      herein.

    

    This
      Warrant supersedes all prior agreements and understandings between the parties
      with respect to such subject matter.

    

    IN
      WITNESS WHEREOF,
      this
      Warrant has been executed by the Company as of the 15th
      day of
      July, 2006.

     

    
      	 	 	 
	 	SPECTRUMDNA, INC.
	 
 	 
 	 
 
	
            	By:  	
            
	 	
              

              Name: Jim
                Banister

              Title: President

            

    

     

    WARRANT
      EXERCISE FORM

    

    The
      undersigned hereby irrevocably elects to exercise the within Warrant to the
      extent of purchasing ______________ shares of Common Stock of SPECTRUMDNA,
      INC.
      and hereby makes payment of $________________ in payment therefor.

    

    [INSTRUCTIONS
      FOR ISSUANCE OF STOCK]

     

     

     

    Name:      
       ___________________________________________________

     

    Address:  
      ___________________________________________________

     

     
      ___________________________________________________

    Soc.
      Sec.
      or

    Tax
      Id.
      No. ___________________________________________________

    

    

    

    
      	
              Date:

            	
              ____________________________

            

    

    

    

    __________________________________________

    [Print
      Name of Holder]

    

    

    __________________________________________

    [Signature
      and Title]

     

    
      
         

      

      
        4

        
          

        

      

      
         

      

    

     

     

    ASSIGNMENT
      FORM

    

    

    FOR
      VALUE
      RECEIVED, the undersigned Holder, hereby sells assigns and transfers
      to:

    ______________________________________________________________
      whose address is
      ________________________________________________________________ the within
      Warrant, together with all rights title and interest therein, and does hereby
      irrevocably constitute and appoint ____________________________, attorney,
      to
      transfer such Warrant on the books of the within named Company, with full power
      of substitution.

    

    
      	
              Date:

            	
              ____________________________

            

    

    

    

    __________________________________________

    [Print
      Name of Holder]

    

     

    __________________________________________

    [Signature
      and Title]

    

    

    Medallion
      Guarantee:

    

    ____________________________________
      

     

    
      
         

      

      
        5EX-4.4

    

    SPECTRUMDNA,
      INC.

    

    INVESTMENT
      AGREEMENT

    

    In
      connection with the issuance to the undersigned (hereinafter “Holder”) of shares
      of common stock (the “Shares”) of SPECTRUMNDA, INC., a Delaware corporation (the
“Company”), on a monthly basis in lieu of the Holder’s first-tier increase in
      salary of $833.33 per month commencing as of April 1, 2007 and continuing
      monthly thereafter until March 31, 2008, the Holder hereby acknowledges and
      agrees that the Holder is entitled to receive pursuant thereto 1,667 Shares
      per
      month for nine consecutive months from April through December 2007 and 1,515
      Shares per month for each of January, February and March 2008. The Holder
      further represents and warrants to the Company as follows:

    

      1.
       Investor
      Status.
      Holder
      represents that the Holder (i) is able to bear the economic risks of his or
      her
      investment in the Shares
      and
      to
      afford the complete loss of the investment; and (ii) has a pre-existing personal
      or business relationship with either the Company or any affiliate thereof of
      such duration and nature as would enable a reasonably prudent investor to be
      aware of the character, business acumen and general business and financial
      circumstances of the Company or such affiliate, or by reason of his or her
      business or financial experience or the business or financial experience of
      his
      or her professional advisors who are unaffiliated with and who are not
      compensated by the Company or any affiliate or selling agent of the Company,
      directly or indirectly, could be reasonably assumed to have the capacity to
      protect his or her own interests in connection with the investment, and is
      otherwise personally qualified to evaluate and assess the risks, nature and
      other aspects of the investment. Holder
      understands that the Shares are being offered to him in reliance upon specific
      exemptions from the registration requirements of United States federal and
      state
      securities laws and that Company is relying upon the truth and accuracy of,
      and
      Holder’s compliance with, the representations, warranties, agreements,
      acknowledgments and understandings of Holder set forth herein in order to
      determine the availability of such exemptions and the eligibility of Holder
      to
      receive the Shares.

    

      2. Investment
      Experience; Suitability.
      Holder
      is familiar with the type of risks inherent in the acquisition of securities
      such as the Shares and Holder’s financial position is such that he can afford to
      retain the Shares for an indefinite period of time without realizing any direct
      or indirect cash return on his or her investment.

    

      3.
       Investment
      Purpose.
      Holder
      represents that the Shares are being issued to the Holder for his or her own
      account, for investment purposes only and not for distribution or resale to
      others in contravention of the registration requirements of the Securities
      Act
      of 1933, as amended (the “Securities Act”). Holder agrees that he will not sell
      or otherwise transfer the Shares being issued to him unless such shares are
      registered under the Securities Act or unless an exemption from such
      registration is available.

    

      4.
       Information.
      Holder
      and his advisors, if any, have been furnished with all materials relating to
      the
      business, finances and operations of Company and materials relating to the
      offer
      and sale of the Shares which have been requested by Holder or his advisors.
      Holder and his advisors, if any, have been afforded the opportunity to ask
      questions of the Company. Notwithstanding the foregoing, Company has not
      disclosed to Holder any material nonpublic information and will not disclose
      such information unless such information is disclosed to the public prior to
      or
      promptly following such disclosure to Holder. Holder understands that his
      investment in the Shares involves a significant degree of risk. Holder
      represents that the issuance of the Shares is not being accomplished by the
      publication of any advertisement.

     

    
      
         

      

      
         

        
          

        

      

      
         

      

    

    

    IN
      WITNESS WHEREOF,
      the
      Holder has caused this Investment Agreement to be executed as of the date
      indicated below.

    

    

    Kelly
      A. McCrystal   

    Print
      or
      Type Name 

    

    _________________________________________ 

    Signature

    

    _________________________________________

    Address

    

    _________________________________________

    

    

    _________________________________________

    Soc.
      Sec.
      No.

    

    _________________________________________

    Date

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