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Exhibit 4.4    
  

RAINING DATA CORPORATION

REGISTRATION RIGHTS AGREEMENT  

        This Registration Rights Agreement (this "Agreement") is made as of April 29, 2002, by and among Raining
Data Corporation, a Delaware corporation (the "Company") and Thomas A. Arata, Jr., Edward A. Runci, Jr. and Wall & Bullington, LLC, (each, a
"Holder" and collectively, the "Holders"). This Agreement shall become effective on the date that the
Company or its designated representative issues the shares of the Company's Common Stock, $0.10 par value (the "Common Stock"), pursuant to the terms of
the Compromise and Settlement Agreement ("Settlement Agreement") by and between Raining Data Corporation, PickAx, Inc., a Louisiana corporation, Pick Systems, Inc., and Pick
Ax, Inc., a Delaware corporation, (collectively the "Raining Data Companies") and Thomas Arata, Jr. and Edward A. Runci, Jr. (the "Plaintiffs") (collectively with the Raining Data Companies
referred to as "the Parties") and the Restricted Stock Purchase Agreements executed by the Holders. Should the Settlement Agreement and the Restricted Stock Purchase Agreements executed by the Holders
not become effective, this Agreement shall be null and void and the Company shall have no obligation to provide any of the rights provided herein. 

RECITALS  

        WHEREAS, the Raining Data Companies have entered into a Compromise and Settlement Agreement with Thomas Arata, Jr. and Edward A. Runci, Jr. to resolve certain
disputes among the Parties ("Settlement Agreement"); 

        WHEREAS,
as consideration for the Settlement Agreement and subject to the terms of such Settlement Agreement and the Restricted Stock Purchase Agreements executed by Holders therewith,
Raining Data has agreed to irrevocably instruct its transfer agent to issue an aggregate of One Hundred Thousand (100,000) shares of its Common Stock to the Holders, provided that the agreements
referenced herein do in fact become effective; 

        WHEREAS,
pursuant to the Settlement Agreement and the Stock Purchase Agreements executed by the Holders, the Parties agree that the Common Stock issued to the Holders by Raining Data
shall be not be registered and the Holders' ability to sell, transfer or dispose of the Common Stock shall be restricted in accordance with the Settlement Agreement, the Restricted Stock Purchase
Agreement and this Agreement; and 

        WHEREAS,
Raining Data agrees that the restricted Common Stock issued to Holders will be eligible for certain registration rights as set forth in this Agreement. 

        NOW,
THEREFORE, in consideration of the mutual promises and covenants set forth herein, the parties hereto agree as follows: 

        1.    Registration Rights.    The Company covenants and agrees as follows: 

        Definitions.
For purposes of this Section 1: 

        (a)  The
term "Act" means the Securities Act of 1933, as amended. 

        (b)  The
Term "Closing Date" shall refer to the closing date of the issuance of the shares of Common Stock under the
Settlement Agreement. 

        (c)  The
term "Common Stock" means the Common Stock of the Company. 

        (d)  The
term "Holder" means any person owning Registrable Securities. 

        (e)  The
term "1934 Act" means the Securities Exchange Act of 1934, as amended. 

        (f)    The
term "Register," "Registered" and
"Registration" refer to a registration effected by preparing and filing a Registration Statement or similar document in compliance with the 

 

Act, and the declaration or ordering of effectiveness of such Registration Statement or document. 

        (g)  The
term "Registrable Securities" means (1) the Common Stock of the Company issuable or issued to the Holder
pursuant to the Settlement Agreement; (2) any Common Stock of the Company issued as (or issuable upon the conversion or exercise of any warrant, right or other security that is issued as) a
dividend or other distribution with respect to, or in exchange for, or in replacement of, the shares referenced in (1) above; and (3) any securities into which any of the foregoing
shares are converted or for which any of the foregoing shares are exchanged pursuant to any reorganization or business combination in which the Company is involved; excluding in all cases, however,
any Registrable Securities sold by a person (x) in a transaction in which his or its rights under this Section 1 are not assigned, (y) pursuant to a Registration Statement that
has been declared effective and such Registrable Securities have been disposed of pursuant to such effective Registration Statement, or (z) in a transaction in which such Registrable Securities
are sold pursuant to Rule 144 (or any similar provision then in force) under the Act. 

        (h)  The
term "Registration Statement" means a registration statement of the Company filed under the 1934 Act. 

        (i)    The
term "SEC" shall mean the Securities and Exchange Commission. 

        1.1    Company Voluntary Registration/Piggyback Rights.    If (but without any obligation to do so) the Company
proposes to register any of its capital stock under the Act in connection with the public offering of such securities (other than a registration relating solely to the sale of securities to
participants in a Company stock or option or employee benefit plan, a registration relating to a corporate reorganization (including securities issued by the Company in an acquisition transaction) or
a transaction under Rule 145 of the Act, a registration on any form (including Form S-4 and Form S-8) that does not include substantially the same
information as would be required to be included in a Registration Statement covering the sale of the Registrable Securities, or a registration in which the only Common Stock being registered is Common
Stock issuable upon conversion of debt securities that are also being registered), then the Company shall, at such time, give the Holder written notice of such registration. Upon the written request
of the Holder given to the Company within fifteen (15) days after receipt from the Company of notice of such pending registration, the Company shall use its commercially reasonable efforts to
cause a Registration Statement to become effective, which includes all of the Registrable Securities that the Holder has requested to be registered. If the registration for which the Company gives
notice is a public offering involving an underwriting, the Company will so advise the Holder as part of the above-described written notice. In that event, if the managing underwriter(s) of the public
offering impose a limitation on the number of shares of Common Stock
that may be included in the Registration Statement because, in such underwriter(s)' judgment, such limitation would be necessary to effect an orderly public distribution, then the Company will be
obligated to include only such limited portion, if any, of the Registrable Securities with respect to which the Holder has requested inclusion hereunder. Exclusions of Registrable Securities will be
made prior to any exclusion among holders of the Company's securities seeking to register shares of Common Stock pursuant to registration rights existing as of even date hereof. However, the Company
will not exclude any Registrable Securities unless the Company has first excluded all outstanding securities the holders of which are not entitled by right to inclusion of securities in such
Registration Statement or are not entitled to pro rata inclusion with the Registrable Securities. The Holder may not participate in any distribution of Common Stock under this Section 1.4
unless the Holder (i) agrees to sell its Registrable Securities on the basis provided in any underwriting arrangements or other plan of distribution approved by the Company in its sole
discretion, (ii) completes and executes all questionnaires, powers of attorney, indemnities, underwriting agreements and other 

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documents reasonably required under the terms of such underwriting arrangements or other plan of distribution, and (iii) agrees to pay its pro rata share of all underwriting discounts and
commissions and other fees and expenses of investment bankers and any manager or managers of such underwriting, and legal expenses of the underwriter, applicable with respect to its Registrable
Securities, in each case to the extent not payable by the Company under the terms of this Agreement. 

        1.2    Information from Holder.    It shall be a condition precedent to the obligations of the Company to take any
action pursuant to this Section 1 with respect to the Registrable Securities of the Holder that it shall furnish to the Company such information regarding the Holder, the Registrable Securities
held it, and the intended method of disposition of such securities as shall be reasonably required to effect the registration of the Registrable Securities of the Holder. 

        1.3    Expenses of Registration.    All expenses incurred in connection with a registration hereunder (other than
underwriting discounts and commissions and the fees and disbursements of legal counsel and advisors for the Holder), including (without limitation) all registration, filing and qualification fees
(including any Blue Sky fees), printers' and accounting fees, fees and disbursements of counsel for the Company, shall be borne by the Company. Notwithstanding the foregoing, the Company shall not be
required to pay for any expenses of any registration proceeding begun pursuant to Section 1.4 if the registration request is subsequently withdrawn at the request of the Holder (in which case
the Holder shall bear such expenses pro rata based upon the number of Registrable Securities that were to be registered in the withdrawn registration), provided however that if such withdrawal is
based on a material adverse change in the condition, business or prospects of the Company from that known to the Holder at the time of their request and the Holder has withdrawn the request with
reasonable promptness following disclosure by the Company of such material adverse change, then the Holder shall not be required to pay any of such expenses and shall retain its rights pursuant to
Section 1.4. 

        1.4    Delay of Registration.    The Holder shall not have any right to obtain or seek an injunction restraining or
otherwise delaying any such registration as the result of any controversy that might arise with respect to the interpretation or implementation of this Section 1. 

        1.5    Indemnification.    In the event any Registrable Securities are included in a Registration Statement under this
Section 1: 

        (a)  To
the extent permitted by law, the Company will indemnify and hold harmless the Holder, the partners or officers, directors and stockholders of the Holder, legal
counsel, investment advisors and accountants for the Holder, any underwriter (as defined in the Act) for the Holder and each person, if any, who controls the Holder or underwriter, within the meaning
of the Act or the 1934 Act, against any losses, claims, damages or liabilities (joint or several) to which they may become subject under the Act, the 1934 Act or any state securities laws, insofar as
such losses, claims, damages or liabilities (or actions in respect thereof) arise out of or are based upon any of the following statements, omissions or violations (collectively a
"Violation"): (i) any untrue statement or alleged untrue statement of a material fact contained in such Registration Statement, including any
preliminary prospectus or final prospectus contained therein or any amendments or supplements thereto, (ii) the omission or alleged omission to state therein a material fact required to be
stated therein, or necessary to make the statements therein not misleading, or (iii) any violation or alleged violation by the Company of the Act, the 1934 Act, any state securities laws or any
rule or regulation promulgated under the Act, the 1934 Act or any state securities laws; and the Company will reimburse the Holder, partner, officer, director, stockholder, counsel, accountant,
underwriter or controlling person for any legal or other expenses reasonably incurred by them in connection with investigating or defending any such loss, claim, damage, liability or action as 

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such expenses are incurred; provided, however, that the indemnity agreement contained in this subsection 1.10(a) shall not apply to amounts paid in settlement of any such loss, claim, damage,
liability or action if such settlement is effected without the consent of the Company (which consent shall not be unreasonably withheld), nor shall the Company be liable in any such case for any such
loss, claim, damage, liability or action to the extent that it arises out of or is based upon a Violation that occurs in reliance upon and in conformity with written information furnished expressly
for use in connection with such registration by the Holder, underwriter or controlling person; provided further, however, that the foregoing indemnity agreement with respect to any preliminary
prospectus shall not inure to the benefit of the Holder or underwriter, or any person controlling the Holder or underwriter, from whom the person asserting any such losses, claims, damages or
liabilities purchased shares in the offering, if a copy of the prospectus (as then amended or supplemented if the Company shall have furnished any amendments or supplements thereto) was not sent or
given by or on behalf of the Holder or underwriter to such person, if required by law so to have been delivered, at or prior to the written confirmation of the sale of the shares to such person, and
if the prospectus (as so amended or supplemented) would have cured the defect giving rise to such loss, claim, damage or liability. 

        (b)  To
the extent permitted by law, the Holder will indemnify and hold harmless the Company, each of its directors, each of its officers who has signed the Registration
Statement, each person, if any, who controls the Company within the meaning of the Act, legal counsel and accountants for the Company, any underwriter, any other Holder selling securities in such
Registration Statement and any controlling person of any such underwriter or other Holder, against any losses, claims, damages or liabilities (joint or several) to which any of the foregoing persons
may become subject, under the Act, the 1934 Act or any state securities laws, insofar as such losses, claims, damages or liabilities (or actions in respect thereto) arise out of or are based upon any
Violation, in each case to the extent (and only to the extent) that such Violation occurs in reliance upon and in conformity with written information furnished by the Holder expressly for use in
connection with such registration; and the Holder will reimburse any person intended to be indemnified pursuant to this subsection 1.10(b) for any legal or
other expenses reasonably incurred by such person in connection with investigating or defending any such loss, claim, damage, liability or action; provided, however, that the indemnity agreement
contained in this subsection 1.10(b) shall not apply to amounts paid in settlement of any such loss, claim, damage, liability or action if such settlement is effected without the consent of the Holder
(which consent shall not be unreasonably withheld), provided that in no event shall any indemnity under this subsection 1.10(b) exceed the net proceeds from the offering received by the Holder. 

        (c)  Promptly
after receipt by an indemnified party under this Section 1.10 of actual knowledge of the commencement of any action (including any governmental action),
such indemnified party will, if a claim in respect thereof is to be made against any indemnifying party under this Section 1.10, deliver to the indemnifying party a written notice of the
commencement thereof. The indemnifying party shall promptly assume the defense of the indemnified party with counsel reasonably satisfactory to the indemnified party, and the fees and expenses of such
counsel shall be at the sole cost and expense of the indemnifying party. The indemnified party will cooperate with the indemnifying party in the defense of any action, proceeding, or investigation for
which the indemnified party assumes the defense. Notwithstanding the foregoing, the indemnified party shall have the right to employ separate counsel in any such action, proceeding, or investigation
and to participate in the defense thereof, but the fees and expenses of such counsel shall be at the expense of the indemnified party unless (i) the indemnifying party has agreed to pay such
fees and expenses, (ii) the indemnifying party shall have failed promptly to assume the defense of such action, 

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proceeding, or investigation and employ counsel reasonably satisfactory to the indemnified party, or (iii) in the reasonable judgment of the indemnified party there may be one or more defenses
available to the indemnified party which are not available to the indemnifying party with respect to such action, claim, or proceeding due to actual or potential differing interests between such
indemnified party and any other party represented by such counsel in such proceeding, in which case the indemnifying party shall not have the right to assume the defense of such action, proceeding, or
investigation on behalf of the indemnified party. The indemnifying party shall not be liable for the settlement by the indemnified party of any action, proceeding, or investigation effected without
its consent, which consent shall not be unreasonably withheld. The indemnifying party shall not enter into any settlement in any action, suit, or proceeding to which the indemnified party is a party,
unless such settlement includes a general release of the indemnified party with no payment by the indemnified party of consideration. The failure to deliver written notice to the indemnifying party
within a reasonable time of the commencement of any such action, if prejudicial to its ability to defend such action, shall relieve such indemnifying party of any liability to the indemnified party
under this Section 1.10 to the extent of such prejudice, but the omission to so deliver written notice to the indemnifying party will not relieve it of any liability that it may have to any
indemnified party otherwise than under this Section 1.10. 

        (d)  If
the indemnification provided for in this Section 1.10 is held by a court of competent jurisdiction to be unavailable to an indemnified party with respect to
any loss, liability, claim, damage or expense referred to herein, then the indemnifying party, in lieu of indemnifying such indemnified party hereunder, shall contribute to the amount paid or payable
by such indemnified party as a result of such loss, liability, claim, damage or expense in such proportion as is appropriate to reflect the relative fault of and the relative benefits received by the
indemnifying party on the one hand and of the indemnified party on the other in connection with the statements or omissions that resulted in such loss, liability, claim, damage or expense, as well as
any other relevant equitable considerations, provided that no person guilty of fraud shall be entitled to contribution. The relative fault of the indemnifying party and of the indemnified party shall
be determined by reference to, among other things, whether the untrue
or alleged untrue statement of a material fact or the omission to state a material fact relates to information supplied by the indemnifying party or by the indemnified party and the parties' relative
intent, knowledge, access to information, and opportunity to correct or prevent such statement or omission. The relative benefits received by the indemnifying party and the indemnified party shall be
determined by reference to the net proceeds and underwriting discounts and commissions from the offering received by each such party. In no event shall any contribution under this subsection 1.10(d)
exceed the net proceeds from the offering received by the Holder, less any amounts paid under subsection 1.10(b). 

        (e)  Notwithstanding
the foregoing, to the extent that the provisions on indemnification and contribution contained in the underwriting agreement entered into in connection
with the underwritten public offering are in conflict with the foregoing provisions, the provisions in the underwriting agreement shall control. 

        (f)    The
obligations of the Company and the Holder under this Section 1.10 shall survive the completion of any offering of Registrable Securities in a Registration
Statement under this Section 1, and otherwise. 

        1.6    Reports Under Securities Exchange Act of 1934.    With a view to making available to the Holder the benefits of
Rule 144 promulgated under the Act and any other rule or regulation of the SEC that may at any time permit a Holder to sell securities of the Company to the public 

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without registration, the Company agrees to exercise its commercially reasonable efforts at all times to: 

        (a)  make
and keep public information available, as those terms are understood and defined in SEC Rule 144; or 

        (b)  file
with the SEC in a timely manner all reports and other documents required of the Company under the Act and the 1934 Act; and 

        (c)  furnish
to the Holder, so long as the Holder owns any Registrable Securities, forthwith upon request (i) a written statement by the Company that it has complied
with the reporting requirements of SEC Rule 144, the Act and the 1934 Act, or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 (at any
time after it so qualifies), (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other
information as may be reasonably requested in availing the Holder of any rule or regulation of the SEC that permits the selling of any such securities without registration or pursuant to such form. 

        1.7    "Market Stand-Off" Agreements.    Notwithstanding any other provision of this Agreement: 

        (a)  The
Holder further agrees that, upon request of the Company's or the underwriters managing an underwritten offering of any of the Company's securities, Holder will not
sell, make any short sale of, loan, grant any option for the purchase of, or otherwise transfer or dispose of any Registrable Securities without the prior written consent of the Company or such
underwriters, as the case may be, for such period of time not to exceed 180 days following the effective date of such Registration Statement as may be requested by the underwriters. 

        (b)  Notwithstanding
any provision to the contrary contained in this Agreement, if in the good faith judgment of the Company resales of Registrable Securities made pursuant
to the Registration Statement might require disclosure of material information that (i) might interfere with or affect any financing, acquisition, or other significant transaction being
contemplated by the Company, whether or not a final determination has been made to undertake such transaction, or (ii) the Company has a bona fide business purpose for preserving as
confidential, and, with respect to each of the foregoing that the Company is not otherwise required by applicable securities laws or regulations to disclose, the Company will have the right to delay
the effectiveness of the Registration Statement or suspend the use of the Registration Statement. 

        If
the use of the Registration Statement is suspended by the Company, the Company will give notice of the suspension to the Holder, and will notify the Holder as soon as the use of the
Registration Statement may be resumed. 

        2.    Miscellaneous.    

        2.1    Governing Law.    This Agreement shall be governed by and construed in accordance with the laws of the State of
California applicable to contracts entered into and wholly to be performed within the State of California, and without reference to the principles of conflicts of law. All disputes arising under this
Agreement shall be brought in the Superior Court of the State of California in San Francisco County or the Federal Court for the Northern District of California, and such courts shall have exclusive
jurisdiction over disputes under this Agreement. Each of the parties expressly consents to jurisdiction and venue in the state and federal courts located in the State of California, San Francisco
County, for all purposes of this Agreement or any dispute or controversy hereunder. This choice of law and venue provision shall be exclusive to this Agreement 

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and shall not be apply to any other agreements by and between the Company and any of the Holders. 

        2.2    Successors and Assigns.    The Holder shall not have any right to assign or transfer this Agreement or any of
its rights or obligations hereunder to any third person or entity without the prior written consent of the Company, which may be withheld in its sole discretion. Except as limited by the foregoing,
the
provisions hereof shall inure to the benefit of and be binding upon the parties and the respective officers, directors, stockholders, affiliates, partners, members, agents, representatives,
successors, assigns, heirs, devisees, spouses, executors and administrators of each of the parties hereto. 

        2.3    Entire Agreement.    This Agreement constitutes the full and entire understanding and agreement between the
parties with regard to the subject matter hereof; and any prior or contemporaneous agreements, promises, understandings, covenants, conditions, representations or warranties of any kind or nature with
regard to said subject matter not expressly set forth herein, whether written or oral or express or implied, shall be superseded and of no force or effect. Any modification or amendment or waiver of
this Agreement must be in writing and signed by both parties to be valid. 

        2.4    Waiver; Remedies.    Any failure to enforce or delay in enforcing any of rights or obligations for the benefit
of a party shall not be treated as a waiver thereof. Any waiver of any breach of this Agreement shall not operate as a waiver of any subsequent breaches. All rights or remedies specified for a party
herein shall be cumulative and in addition to all other rights and remedies of the party hereunder or under applicable law. 

        2.5    Notices, Etc.    All notices, requests, demands and other communications required or permitted to be given
hereunder ("Notices") shall be in writing and shall be delivered prepaid (a) by personal delivery, (b) by a nationally recognized
overnight courier service, (c) by United States first class registered or certified mail return receipt requested, or (d) by telefacsimile, using equipment that provides written
confirmation of receipt, addressed to the other party at the address or facsimile number for such party provided herein; and the date of notice shall be the earlier of (i) actual receipt of
notice by any permitted means, or (ii) three (3) business days following dispatch by overnight delivery service or the United States Mail; provided however any notice delivered by
telefacsimile shall be effective only if the facsimile is legible and if a confirming copy is sent by any other permitted means hereunder within ten (10) days after transmission. All Notices
shall be addressed: (x) if to the Holder, at the Holder's address or telefacsimile number set forth on the signature page hereof, or at such other address or number as the Holder shall have
furnished to the Company in writing for such purpose, or (y) if to the Company, at its address or telefacsimile number set forth on the signature page hereof, to the attention of the President
of the Company, or at such other address or number as the Company shall have furnished in writing to the Holder for such purpose, with a copy to: Wilson Sonsini Goodrich & Rosati, 975 Page Mill
Road, Palo Alto, California 94304, Attention: Matthew Sonsini, Esq. 

        2.6    Counterparts.    This Agreement may be executed in one or more counterparts, each of which may be executed by
less than all of the parties hereto, each of which shall be enforceable against the parties actually executing such counterparts, and all of which together shall constitute one instrument. 

        2.7    Severability.    Whenever possible, each provision of this Agreement shall be interpreted in such manner as to
be effective and valid under applicable law, but if any provision of this Agreement shall be prohibited by or invalid under applicable law, such provision shall be ineffective only to the extent of
such prohibition or invalidity, without invalidating the remainder of such provision or the remaining provisions of this Agreement. 

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        2.8    Interpretation.    The titles and section headings set forth in this Agreement are for convenience only. When
the context requires, the plural shall include the singular and the singular the plural, and any gender shall include all other genders. No provision of this Agreement shall be interpreted or
construed against any party because such party or its counsel was the drafter thereof. As used in this Agreement, the words "include" and "including," and variations thereof, shall not be deemed to be
terms of limitation, but rather shall be deemed to be followed by the words "without limitation." Except as otherwise indicated, all references in this Agreement to "Sections" are intended to refer to
Sections of this Agreement. 

        2.9    Expenses.    Each of the parties shall bear all of its own costs and expenses incurred in connection with the
negotiation of this Agreement, including legal and accounting fees incurred in connection therewith. 

        2.10    Termination.    This Agreement will terminate upon the earlier of (i) the date on which all of the
Registrable Securities have been sold and no further Registrable Securities may be issued in the future, (ii) the date on which all the Registrable Securities (in the opinion of the Holder's
counsel) may be immediately sold without registration and without limitation as to volume by the Holder thereof as to the number of Registrable Securities to be sold, pursuant to Rule 144 or
otherwise, or (iii) the first anniversary of the date of this Agreement. 

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        IN
WITNESS WHEREOF, the parties hereto have entered into and executed this Registration Rights Agreement as of the date first above written. 

	 	 	 	 	HOLDER
	
RAINING DATA CORPORATION	
 	

WALL & BULLINGTON, LLC
	

By:	
 	

/s/  GEOFFREY WAGNER      
	
 	

By:	
 	

/s/  GUY E. WALL      

	 	 	Geoffrey Wagner, Chairman	 	Name:	 	Guy E. Wall

	 	 	 	 	Title:	 	Partner

	

17500 Cartwright Road

Irvine, California 92614-5846

Attn: President

Fax: (949) 250-8187	
 	

 	
 	

 
	

 	
 	

 	
 	
HOLDER
	

 	
 	

 	
 	

By:	
 	

/s/  THOMAS ARATA, JR.      

	 	 	 	 	Name:	 	Thomas Arata, Jr.

	

 	
 	

 	
 	
HOLDER
	

 	
 	

 	
 	

By:	
 	

/s/  EDWARD A. RUNCI, JR.      

	 	 	 	 	Name:	 	Edward A. Runci, Jr.

9

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Exhibit 10.2    
  

 
 

COMPROMISE AND SETTLEMENT AGREEMENT    
  

        This Compromise and Settlement Agreement (herein this "Agreement") is made as of the 29th day of April, 2002, by and between Raining Data
Corporation, PickAx, Inc., a Louisiana corporation, and Pick Systems, Inc., (collectively the "Corporate Defendants") and Pick Ax, Inc., a Delaware corporation, and Thomas Arata,
Jr. and Edward A. Runci, Jr. (the "Plaintiffs") (collectively with the Corporate Defendants referred to as "the Parties"). This Agreement shall become effective eight (8) days after its
execution by Plaintiffs, except as set forth herein. 

 
 

SECTION 1    
    
    Purpose    
  

        This Agreement is in complete and final settlement of the claims, differences, and causes of action between the Parties described below. 

 
 

SECTION 2    
    
    Statement of Dispute    
  

        On or about June 12, 2001, Plaintiffs filed a lawsuit styled "Thomas Arata, Jr. and Edward A. Runci, Jr. v. Raining Data
Corporation, formerly known as Omnis Technology Corporation, PickAx, Inc., Pick Systems, Inc. and Gilbert Figueroa," No. 01-4668, Division "C,"
in the Civil District Court for the Parish of Orleans, State of Louisiana, claiming damages against defendants (the "Lawsuit"). The Corporate Defendants have denied any liability and have asserted
various defenses. 

        In
order to avoid the uncertainties of litigation and in consideration of the payment reflected herein, the Corporate Defendants and the Plaintiffs have reached a full and final
compromise and settlement of all matters and all claims, potential claims, and causes of action between them, including, but not limited to, claims asserted in the Lawsuit. 

 
 

SECTION 3    
    
    Terms of Settlement    
  

        In consideration of the mutual covenants set forth herein, the Parties agree as follows: 

        (a)  The
Corporate Defendants shall pay to Plaintiffs and Wall & Bullington, their attorneys, c/o their attorneys, the sum of $250,000 (the "Payment") eight
(8) days after Plaintiffs have executed this Agreement; 

        (b)  As
additional consideration, eight (8) days after Plaintiffs have executed this Agreement, Raining Data Corporation shall instruct its transfer agent to issue
40,000 shares of Raining Data Corporation restricted and unregistered Common Stock (10 cents par value), subject to the Restricted Stock Purchase Agreement, the terms of which are incorporated by
reference herein and attached hereto as Exhibits 1 and 2, to each of the Plaintiffs and 20,000 shares of Raining Data Corporation restricted and unregistered Common Stock (10 cents par value), subject
to the Restricted Stock Purchase Agreement, the terms of which are incorporated by reference herein and attached hereto as Exhibit 3, to Wall & Bullington, LLC (all of the foregoing
stock being sometimes collectively referred to herein as the "Settlement Shares"). The instructions that Raining Data provides to the transfer agent pursuant to this provision shall be irrevocable.
The certificates memorializing the issuance of such shares to Plaintiffs and their counsel shall be provided to Plaintiffs' counsel as soon as practicable; 

        (c)  Effective
upon receipt of the Payment and Settlement Shares, Plaintiffs do release, remise and forever discharge the Corporate Defendants, PickAx, Inc. (a
Delaware corporation), and their predecessor or successor entities from any and all liability, claims, liens, remedies, debts, demands, damages, actions, attorneys' fees, punitive damages, causes of
action or suits of any kind or nature 

 

whatsoever, including (without limitation) all claims of damages, known or unknown, to both person and to property, which exist against them, including but not limited to, those which arise out of or
are related to the subject matter of the Lawsuit, whether said damages are now known or hereafter discovered, and whether said cause of action exists now or arises in the future. 

        Effective
upon receipt of the Payment and Settlement Shares, Plaintiffs do release, remise and forever discharge Gilbert Figueroa and the agents, assigns, current and former officers,
directors and employees, shareholders, attorneys, insurers, and affiliates of the Corporate Defendants, PickAx, Inc. (a Delaware corporation), and their predecessor or successor entities from
any and all liability, claims, liens, remedies, debts, demands, damages, actions, attorneys' fees, punitive damages, causes of action or suits of any kind or nature whatsoever, whether known or
unknown and whether said cause of action exists now or arises in the future, which arise out of, or are related to, Plaintiffs' involvement and/or employment with the Corporate Defendants or
PickAx, Inc. (a Delaware corporation) or the termination of Plaintiffs' employment with the Corporate Defendants or PickAx, Inc. (a Delaware corporation) or the development, formation,
funding, acquisition, operation and/or business of the Corporate Defendants, PickAx, Inc. (a Delaware corporation) and their predecessor or successor entities. 

        (d)  Effective
upon receipt of the Payment and Settlement Shares by the Plaintiffs, the Corporate Defendants and PickAx, Inc. (a Delaware corporation) do release,
remise and forever discharge the Plaintiffs from any and all liability, claims, liens, remedies, debts, demands, damages, actions, attorneys' fees, punitive damages, causes of action or suits of any
kind or nature whatsoever, including (without limitation) all claims of damages, known or unknown, to both person and to property, which exist against them, including but not limited to, those which
arise out of the subject matter of the Lawsuit, whether said damages are now known or hereafter discovered, and whether said cause of action exists now or arises in the future. 

        Effective
upon receipt of the Payment and Settlement Shares, Corporate Defendants and PickAx, Inc. (a Delaware corporation) do release, remise and forever discharge Plaintiffs'
agents, assigns, attorneys, insurers, and affiliates from any and all liability, claims, liens, remedies, debts, demands, damages, actions, attorneys' fees, punitive damages, causes of action or suits
of any kind or nature whatsoever, whether known or unknown and whether said cause of action exists now or arises in the future, which arise out of, or are related to, Plaintiffs' involvement and/or
employment with the Corporate Defendants or PickAx, Inc. (a Delaware corporation) or the termination of Plaintiffs' employment with the Corporate Defendants or PickAx, Inc. (a Delaware
corporation) or the development, formation, funding, acquisition, operation and/or business of the Corporate Defendants, PickAx, Inc. (a Delaware corporation), and their predecessor or
successor entities. 

        (e)  Runci
acknowledges that he is waiving and releasing any rights he may have under the Age Discrimination in Employment Act of 1967 ("ADEA") and that this waiver and
release is knowing and voluntary. Runci and the Corporate Defendants and PickAx, Inc., a Delaware Corporation, agree that this waiver and release does not apply to any rights or claims that may
arise under ADEA after the Effective Date of this Agreement. Runci acknowledges that the consideration given for this waiver and release Agreement is in addition to anything of value to which Runci
was already entitled. Runci further acknowledges that he has been advised by this writing that (i) he should consult with an attorney prior to
executing this Agreement; (ii) he has at least twenty-one (21) days within which to consider this
Agreement; (iii) he has at least seven (7) days following the execution of this Agreement by the Parties to revoke the Agreement; and (iv) this Agreement shall not be effective
until the revocation period has expired. Should Runci revoke this Agreement within the aforementioned seven-day revocation period, this Agreement and the consideration to be paid hereunder
shall be null and void as to all Parties and to Wall & Bullington. 

2

 

        (f)    Plaintiffs
and the Corporate Defendants and PickAx, Inc., a Delaware corporation, represent that they are not aware of any claim by either of them other than the
claims that are released by this Agreement. Plaintiffs and the Corporate Defendants and PickAx, Inc., a Delaware corporation, acknowledge that they have been advised by legal counsel and are
familiar with the provisions of Section 1542 of the California Civil Code, which provides as follows: 

A
GENERAL RELEASE DOES NOT EXTEND TO CLAIMS WHICH THE CREDITOR DOES NOT KNOW OR SUSPECT TO EXIST IN HIS FAVOR AT THE TIME OF EXECUTING THE RELEASE, WHICH IF KNOWN BY HIM MUST HAVE MATERIALLY AFFECTED
HIS SETTLEMENT WITH THE DEBTOR. 

        Plaintiffs
and the Corporate Defendants and PickAx, Inc., a Delaware corporation, being aware of said code section, agree to expressly waive any rights they may have thereunder,
as well as under any other statute or common law principles of similar effect. 

        (g)  Additionally,
at the time of delivery of the Payment and the Settlement Shares, the Plaintiffs or their counsel acting on their behalf agree to execute the necessary
motion to dismiss the Lawsuit with prejudice. 

        (h)  Plaintiffs
understand and agree that, as a condition of this Agreement, they shall not be entitled to any employment with the Corporate Defendants, their subsidiaries,
or any successor, and they hereby waive any right, or alleged right, of employment or re-employment with the Corporate Defendants. Plaintiffs further agree that they will not apply for
employment with the Corporate Defendants or PickAx, Inc., a Delaware corporation. However, notwithstanding anything to the contrary herein, this provision shall not apply to successors
(including the resultant entity of any merger (including the parent or its affiliates in a triangular merger) or their affiliates) or corporate combination involving the Corporate Defendants. The
Corporate Defendants or PickAx, Inc. a Delaware corporation, may assert this Agreement as the basis to refuse consideration for any future employment. 

        (i)    In
the event that Raining Data does not make the Settlement Payment or does not deliver the Settlement Shares referenced herein, this Settlement Agreement and the
releases contained herein shall be null and void. 

 
 

SECTION 4    
    
    Securities/Tax Matters    
  

        The Settlement Shares will be restricted and cannot be sold, transferred, or assigned on or before one year from the date of issuance. Plaintiffs acknowledge that
Raining Data Corporation has not made any representations regarding its stock, Raining Data Corporation's operations, or prospects or the risks of stock ownership. Plaintiffs acknowledge that they are
represented by counsel in this transaction and have access to Raining Data Corporation's public filings through the date hereof. Further, Plaintiffs acknowledge that Raining Data Corporation has made
no representation regarding the tax consequences associated with the receipt of the shares under this agreement or the disposal thereof and that Plaintiffs are responsible for all taxes related to the
receipt and/or disposal of the Raining Data Corporation Common Stock referenced in this Agreement. Plaintiffs acknowledge that the stock received hereunder will be unregistered and any disposition
must be made pursuant to SEC Rule 144 and any other applicable law. Contemporaneously with the execution hereof, Plaintiffs and their counsel shall execute the Restricted Stock Purchase
Agreement, copies of which are attached hereto and incorporated herein, as Exhibits 1, 2, and 3. 

        In
connection with the Payment and the Settlement Shares delivered pursuant to this agreement, Raining Data may issue a form 1099 for tax purposes. If Raining Data, issues a
form 1099, or similar form, for tax purposes, then it shall be IRS Form 1099-MISC and the Payment and/or Settlement 

3

 

Shares shall be reported in Box 3, "other income," on said 1099-MISC. Plaintiffs have the right to allocate the Payment and the Settlement Shares, or the value thereof, to the claims as
they see fit but assume full responsibility for the tax consequences of any such allocation. 

 
 

SECTION 5    
    
    Voluntary Execution    
  

        The undersigned do hereby declare that the terms of this Agreement have been completely read and/or fully understood and voluntarily accepted for the purpose of
making a full and final compromise, adjustment and settlement of any and all claims, disputed or otherwise, and for the express purpose of precluding forever any further additional claims arising out
of the investments and/or matters asserted in the Lawsuit. 

        The
individuals executing this Agreement do hereby warrant and represent that they are duly authorized to represent the party for whom they are appearing herein. 

 
 

SECTION 6    
    
    Change of Fact    
  

        It is understood by Plaintiffs and Corporate Defendants that the facts in respect of which this Agreement is made may hereafter prove to be other than or
different from the facts now known by any of them, or believed by any of them, to be true. Each of the Parties hereto expressly accepts and assumes the risk of the facts proven to be so different, and
each of the Parties hereto agrees that all the terms of this Agreement shall be in all respects effective and not subject to termination or rescission by any such difference in fact. 

 
 

SECTION 7    
    
    Mediation    
  

        The Parties agree that any dispute regarding this Agreement or the effect thereof shall be submitted first to mediation with Campbell Hutchinson and, in the event
that such mediation does not successfully resolve the Parties' disputes, or the mediation does not occur within 45 days of a request by any Party, the Parties are free to pursue any remedy. 

 
 

SECTION 8    
    
    Confidentiality    
  

        The Parties hereto agree that the financial terms only of this Agreement are confidential and shall not be communicated to any person (except counsel, accountants
and the Parties hereto), except and unless required by law. 

 
 

SECTION 9    
    
    No Admission of Liability    
  

        It is understood and agreed this settlement constitutes a compromise effected by the Parties in order to avoid incurring further time and expense in prosecuting
and defending this litigation and is not an admission of liability. 

4

  

 
 

SECTION 10    
    
    Indemnification    
  

        Arata and Runci represent that, except for the petition that they have filed in the Civil District Court for the Parish of Orleans, Case
No. 01-4668, neither of them is aware of any threatened or pending claims, lawsuits, actions or demands against them, Raining Data Corporation, PickAx, Inc., a Louisiana
Corporation, PickAx, Inc., a Delaware corporation, or Pick Systems (collectively the "Raining Data Companies") or any current or former officer, director, agent or employee of the Raining Data
Companies or any of the subsidiaries or affiliates of the Raining Data Companies except for such claims, lawsuits, actions or demands described in the public filings of Raining Data Corporation. Based
on this representation, Raining Data agrees to indemnify Arata and/or Runci for all reasonable and necessary expenditures or losses incurred or imposed upon him in connection with any proceeding to
which he may become involved as direct consequence of the discharge of his duties to, in connection with his work for or employment by, or in connection with the formation of, the Raining Data
Companies or because of his obedience to the directions of the Raining Data Companies or their directors or officers during the period from August 4, 1999 through December 15, 2000.
Raining Data shall not be obligated to indemnify Arata and/or Runci pursuant to this provision for intentionally wrongful acts. Furthermore, in the event of a settlement negotiated by Arata and/or
Runci or their counsel without the involvement of the Raining Data Companies, the indemnification herein shall apply only when the Board of Directors of Raining Data consents to such settlement. The
Raining Data Companies agree that such consent shall not be unreasonably withheld. 

 
 

SECTION 11    
    
    No Assignment    
  

        Plaintiffs represent and warrant that they have not assigned or otherwise transferred to any person or entity any rights in connection with the subject matter of
the Lawsuit or this Agreement and agree to indemnify defendant and hold harmless the Corporate Defendants against anyone asserting such claims on the basis of an assignment or transfer from
Plaintiffs. 

 
 

SECTION 12    
    
    Warranties; Authority    
  

        Each of the Parties hereto represents, warrants and agrees as follows: 

        (a)  Each
party has received independent legal advice from his/its attorneys with respect to the advisability of making this Agreement and executes this Agreement based upon
the advice of counsel and with full knowledge of all rights which he/it may have; 

        (b)  No
party has made any statement, representation or promise, other than as set forth herein, to any other party in entering into this Agreement which has been relied upon
by any other party entering into this Agreement; any representation, warranty, promise or condition whether written or oral, not specifically incorporated herein, shall not be binding upon any of the
Parties hereto; and all Parties acknowledge that in entering into this Agreement they have not relied upon any representations, promises or conditions not specifically set forth herein; 

        (c)  Each
of the persons and entities executing this Agreement on behalf of any party hereto is empowered to do so. 

        (d)  Plaintiffs
agree that they will not counsel or assist any attorneys or their clients in the presentation or prosecution of any disputes, differences, grievances, claims,
charges, or complaints by any third party or current or former employee against the Corporate Defendants or PickAx, Inc. (a Delaware corporation) and/or any officer, director, employee, agent,
representative, shareholder or 

5

 

attorney of the Corporate Defendants or PickAx, Inc. (a Delaware corporation), unless under a subpoena or other court order to do so. 

 
 

SECTION 13    
    
    Attorneys' Fees    
  

        Each party shall bear his/its own costs and attorneys' fees. If an action is instituted by any party to this Agreement for breach of this Agreement, its terms, or
for breach of any warranty or representation herein, or to interpret or enforce this Agreement, the prevailing party shall be entitled to recover his/its reasonable attorneys' fees and other costs,
including all attorneys' fees and costs of suit incurred in connection with the executing and collecting upon final judgment in that litigation, in addition to any other relief. 

 
 

SECTION 14    
    
    Miscellaneous    
  

        (a)  The
Parties hereto agree and covenant not to institute any lawsuit which is based on any claims released, resolved or waived by this Agreement or which is in derogation
of this Agreement. 

        (b)  This
Agreement constitutes a single, integrated, written contract and expresses the entire agreement of the Parties hereto with respect to the subject matter of this
Agreement. No supplement, modification or amendment of this Agreement shall be binding unless executed in writing by all of the Parties. 

        (c)  This
Agreement shall inure to the benefit of and shall be binding upon the predecessors, successors (including the parties, and their affiliates, to any mergers
(including triangular mergers) or corporate combinations of any kind), heirs, assigns, representatives, agents, servants, employees and shareholders of the Parties hereto and each of them. 

        (d)  The
terms hereof are severable and the invalidity of any term hereof shall not affect the validity of any other term; provided, however, that in the event that Raining
Data does not make the Settlement Payment or does not deliver the Settlement Shares referenced herein, this Settlement Agreement and the releases contained herein shall be null and void as specified
in Section 3(i) herein. 

        (e)  Each
of the Parties agrees to execute any additional documents and take any further action which reasonably may be required in order to consummate this Agreement or
otherwise to fulfill the intent of the Parties hereunder. 

        (f)    This
Agreement shall be construed and enforced in accordance with the laws of the State of Louisiana where it is to be executed and delivered. 

        (g)  This
Agreement has been jointly drafted and negotiated by and between all Parties through their attorneys of record. No individual party or entity or counsel to any
party or entity shall be deemed to have drafted, prepared or otherwise written this Agreement and the Agreement shall not be construed in favor of or against any party hereto. 

 
 

SECTION 15    
    
    Counterparts    
  

        This Agreement may be executed in one or more counterparts, each of which shall be deemed an original and which taken together shall construe one and the same
instrument. 

6

 

        IN
WITNESS WHEREOF, the Parties have executed this Agreement as of the date specified below. 

	WITNESSES:	 	RAINING DATA CORPORATION
	

/s/ Brian C. Bezdek
	
 	

By:	

/s/ Carlton H. Baab

	Brian C. Bezdek
	 	Name (Print):	Carlton H. Baab

	 	 	Its:	President and CEO

	 	 	Date:	5/1/02

	

 	
 	

PICKAX, INC., a Louisiana Corporation
	

/s/ Brian C. Bezdek
	
 	

By:	

/s/ Carlton H. Baab

	Brian C. Bezdek
	 	Name (Print):	Carlton H. Baab

	 	 	Its:	President and CEO

	 	 	Date:	5/1/02

	

 	
 	

PICKAX, INC., a Delaware Corporation
	

/s/ Brian C. Bezdek
	
 	

By:	

/s/ Carlton H. Baab

	Brian C. Bezdek
	 	Name (Print):	Carlton H. Baab

	 	 	Its:	President and CEO

	 	 	Date:	5/1/02

	

 	
 	

PICK SYSTEMS, INC.
	

/s/ Brian C. Bezdek
	
 	

By:	

/s/ Carlton H. Baab

	/s/ Brian C. Bezdek
	 	Name (Print):	Carlton H. Baab

	 	 	Its:	President and CEO

	 	 	Date:	5/1/02

	

/s/ Dania Laux
	
 	

 	

/s/ Thomas C. Arata, Jr.
 THOMAS ARATA, JR.
	/s/ Edward A. Runci, Jr.            
	 	 	 
	

/s/ Thomas C. Arata, Jr.
	
 	

 	

/s/ Edward A. Runci, Jr.
 EDWARD A. RUNCI, JR.
	/s/ Dania Laux
	 	 	 

7

 
 
 

ACKNOWLEDGMENT    
  

STATE
OF LOUISIANA 

PARISH
OF ORLEANS 

        On
this 29 day of April, 2002, before me personally appeared THOMAS ARATA, JR., to me known to be the person described in and who executed the foregoing instrument, and
acknowledged to me, Notary, and the undersigned competent witnesses, that she executed the same as her free act and deed. 

        IN
WITNESS WHEREOF, said appearer has executed these presents together with me, Notary, and the undersigned competent witnesses, in the parish and state aforesaid, on the date first
above written. 

WITNESSES:

	/s/ Edward A. Runci, Jr.
	 	/s/ Thomas C. Arata, Jr.

	

/s/ Dania Laux
	
 	

 
	

/s/ Guy E. Wall
 NOTARY PUBLIC	
 	

 

8

 
ACKNOWLEDGMENT  

STATE
OF LOUISIANA 

PARISH
OF ORLEANS 

        On
this 29 day of April, 2002, before me personally appeared EDWARD A. RUNCI, JR., to me known to be the person described in and who executed the foregoing instrument, and
acknowledged to me, Notary, and the undersigned competent witnesses, that he executed the same as his free act and deed. 

        IN
WITNESS WHEREOF, said appearer has executed these presents together with me, Notary, and the undersigned competent witnesses, in the parish and state aforesaid, on the date first
above written. 

WITNESSES:

	/s/ Dania Laux
	 	/s/ Edward A. Runci, Jr.

	

/s/ Thomas C. Arata, Jr.
	
 	

 
	

/s/ Guy E. Wall
 NOTARY PUBLIC	
 	

 

9

 
ACKNOWLEDGMENT  

STATE
OF CALIFORNIA 

COUNTY
OF ORANGE 

        On
this 1st day of May, 2002, before me personally appeared Carlton Baab, to me personally known, who, being by me duly sworn, did say that he is the President/CEO of RAINING DATA
CORPORATION and said appearer acknowledged to me, Notary, in the presence of the undersigned competent witnesses, that the foregoing instrument was signed on behalf of said corporation by authority of
its Board of Directors, and said appearer acknowledged said instrument to be the free act and deed of said corporation. 

        IN
WITNESS WHEREOF, said appearer has executed these presents together with me, Notary, and the undersigned competent witnesses, in the County and State aforesaid, on the date first
above written. 

WITNESSES:

	    
	 	    

	

  

	
 	

 
	

/s/ Kathleen F. Bruer
 NOTARY PUBLIC	
 	

 

10

 
ACKNOWLEDGMENT  

STATE
OF CALIFORNIA 

COUNTY
OF ORANGE 

        On
this 1st day of May, 2002, before me personally appeared Carlton Baab, to me personally known, who, being by me duly sworn, did say that he is the President/CEO of
PICKAX, INC., a Louisiana Corporation, and said appearer acknowledged to me, Notary, in the presence of the undersigned competent witnesses, that the foregoing instrument was signed on behalf
of said corporation by authority of its Board of Directors, and said appearer acknowledged said instrument to be the free act and deed of said corporation. 

        IN
WITNESS WHEREOF, said appearer has executed these presents together with me, Notary, and the undersigned competent witnesses, in the County and State aforesaid, on the date first
above written. 

WITNESSES:

	    
	 	    

	

  

	
 	

 
	

/s/ Kathleen F. Bruer
 NOTARY PUBLIC	
 	

 

11

 
ACKNOWLEDGMENT  

STATE
OF CALIFORNIA 

COUNTY
OF ORANGE 

        On
this 1st day of May, 2002, before me personally appeared Carlton Baab, to me personally known, who, being by me duly sworn, did say that he is the President/CEO of
PICKAX, INC., a Delaware Corporation, and said appearer acknowledged to me, Notary, in the presence of the undersigned competent witnesses, that the foregoing instrument was signed on behalf of
said corporation by authority of its Board of Directors, and said appearer acknowledged said instrument to be the free act and deed of said corporation. 

        IN
WITNESS WHEREOF, said appearer has executed these presents together with me, Notary, and the undersigned competent witnesses, in the County and State aforesaid, on the date first
above written. 

WITNESSES:

	    
	 	    

	

  

	
 	

 
	

/s/ Kathleen F. Bruer
 NOTARY PUBLIC	
 	

 

12

 
ACKNOWLEDGMENT  

STATE
OF CALIFORNIA 

COUNTY
OF ORANGE 

        On
this 1st day of May, 2002, before me personally appeared Carlton Baab, to me personally known, who, being by me duly sworn, did say that he is the President/CEO of PICK
SYSTEMS, INC. and said appearer acknowledged to me, Notary, in the presence of the undersigned competent witnesses, that the foregoing instrument was signed on behalf of said corporation by
authority of its Board of Directors, and said appearer acknowledged said instrument to be the free act and deed of said corporation. 

        IN
WITNESS WHEREOF, said appearer has executed these presents together with me, Notary, and the undersigned competent witnesses, in the County and State aforesaid, on the date first
above written. 

WITNESSES:

	    
	 	    

	

  

	
 	

 
	

/s/ Kathleen F. Bruer
 NOTARY PUBLIC	
 	

 

13

QuickLinks

Exhibit 10.2

COMPROMISE AND SETTLEMENT AGREEMENT

SECTION 1 Purpose

SECTION 2 Statement of Dispute

SECTION 3 Terms of Settlement

SECTION 4 Securities/Tax Matters

SECTION 5 Voluntary Execution

SECTION 6 Change of Fact

SECTION 7 Mediation

SECTION 8 Confidentiality

SECTION 9 No Admission of Liability

SECTION 10 Indemnification

SECTION 11 No Assignment

SECTION 12 Warranties; Authority

SECTION 13 Attorneys' Fees

SECTION 14 Miscellaneous

SECTION 15 Counterparts

ACKNOWLEDGMENT

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