Document:

First Amendment to Vista Lease

 Exhibit 10.11 
 FIRST AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL 
 SINGLE - TENANT LEASE
– NET 
 THIS FIRST AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL SINGLE - TENANT LEASE — NET (this
“Amendment”), dated August 6, 2009, is made by and between PCCP DJ ORTHO, LLC, a Delaware limited liability company (“Lessor”) and AUTOGENOMICS, INC., a Delaware corporation (“Lessee”). 

Recitals 
  

	 	A.	Lessor and Lessee are parties to that certain Standard Industrial/Commercial Single – Tenant Lease — Net, dated February 12, 2009 (the
“Lease”), for the premises located at 2980 Scott Street, in the City of Vista, County of San Diego, California, as more particularly described in the Lease (the “Premises”). All capitalized terms used and not otherwise defined
herein shall have the same definitions ascribed to such terms in the Lease. 

  

	 	B.	Lessor and Lessee wish to amend the Lease to, among other things, provide for a revised plan for the New Parking Facilities. 

Agreements 
 NOW, THEREFORE, in consideration of the foregoing and the mutual covenants, conditions and agreements contained herein, and for other good and valuable consideration, the receipt and sufficiency of which
are hereby acknowledged, Lessor and Lessee, intending to be legally bound, hereby agree as follows: 
 1. Revised
New Parking Facilities. Section 55(a) and (b) of the Addendum to Lease is hereby deleted in its entirety and replaced with the following: 
 “(a) Lessor’s Parking Facilities. Lessor shall construct additional parking facilities substantially as depicted on Exhibit A and in accordance with the occupancy plan
submitted by Lessee as reflected in Exhibit B attached hereto and approved by the City of Vista (the “New Parking Facilities”). After the New Parking Facilities are completed, Lessor covenants that Lessee shall have access to at
least 251 parking stalls at the Premises (it being understood, for clarity’s sake, that Lessor is not obligated to provide more than 251 stalls). Lessor will use commercially reasonable efforts to complete the construction on or before
December 31, 2009 (the “Target Delivery Date”) and will, beginning on September 30, 2009, provide quarterly updates to Lessee during the construction period on the progress of the New Parking Facilities. If Lessor is unable to
complete the New Parking Facilities by the Target Delivery Date and such delay is not caused by events of Force Majeure or Lessee interference, and Lessor remains unable to complete the New Parking Facilities by January 31, 2010, then
commencing February 1, 2010. Lessor shall be responsible for a penalty of $1,000 per day (the “Late Delivery Payment”) for each delay in completion of the New Parking Facilities. At Lessor’s election, Lessor shall (i) credit
the Late Delivery Penalty against payments of Base Rent next due and payable by Lessee or (ii) pay the Late Delivery Penalty to Lessee within thirty (30) days of completion of the New Parking Facilities. The costs associated with the New

 
Parking Facilities shall be borne by Lessor, except that Lessee shall contribute the sum of Twenty Five Thousand Dollars ($25,000) (“Lessee Contribution”) towards the construction
costs. Lessee shall repay that debt in equal monthly installments of $245.10 until paid in full. Each such installment shall be paid with monthly installments of Base Rent, commencing September 1, 2010. In the event Lessee exercises its Option
pursuant to Section 56 of the Addendum, any unpaid portion of Lessee Contribution shall be paid at the Closing. Lessor agrees to use commercially reasonable efforts to coordinate its construction of the New Parking Facilities with its
contractor and Lessee so as to maintain during the parking construction period parking stalls for use by Lessee in accordance with the following schedule: 
  

			
	 DATE
	  	 PARKING STALLS

	 August 1, 2009 to November 30, 2009
	  	50
	 December 1, 2009 to January 31, 2010
	  	110
	 February 1, 2010 to August 1, 2010 (FULL OCCUPANCY)
	  	251

 (b) Escrow of Construction Funds. In connection with the construction of the New Parking
Facilities, Lessor hereby agrees to deposit with First American Title Insurance Company, 5 First American Way, Santa Ana, California 92707, Attention: Ms. Kathleen Huntsman, Senior Escrow Officer (the “Escrow Agent”) an amount equal
to 105% of the estimated costs of completing the New Parking Facilities to complete the New Parking Facilities (the “Parking Facilities Funds”). The Parking Facilities Funds shall be delivered to Escrow Agent at least ten (10) days
prior to the commencement of construction, anticipated to be August 5, 2009.” 
 2. Representations and
Warranties of Lessee. Lessee hereby certifies, represents and warrants to Lessor as follows: (a) Lessee has not assigned, sublet, encumbered, transferred or conveyed all or any portion of its right, title or interest in or to the Lease;
(b) the Lease is in full force and effect and has not been amended or modified, except as described in this Amendment; (c) to Lessee’s knowledge, Lessor is not in breach or default in the performance of any of its obligations under
the Lease, including any maintenance obligations; and (d) Lessee is not in breach or default of any of the terms, covenants and conditions of the Lease. 
 3. Miscellaneous. The Lease, as modified by this Amendment is the final expression of, and contains the entire agreement between, the parties hereto with respect to the subject
matter therein, and the Lease, as modified by this Amendment supersedes all prior agreements, communications or understandings, written or verbal, relating to the subject matter hereof. To the extent that any terms or conditions of this Amendment
are inconsistent with any terms or conditions of the Lease, the terms and conditions of this Amendment shall prevail and control. Except as expressly amended or modified in this Amendment, the terms and conditions of the Lease shall remain unchanged
and in full force and effect. 
 [SIGNATURES ON FOLLOWING PAGE] 

 IN WITNESS WHEREOF, Lessor and Lessee have entered into this Amendment as of the date first
above written. 
  

									
	LESSOR:	 		 	 PCCP DJ ORTHO, LLC,

a Delaware limited liability company

				
		 		 	By:	 	 PRES-OAKRIDGE BUSINESS PARK L.P., a
 California limited partnership,

		 		 		 	its Co-Managing Member
					
		 		 		 	By:	 	PRES-VISTA LLC,
		 		 		 		 	 a California limited liability company,
 its General Partner

					
		 		 		 	By:	 	  

		 		 		 		 	John W. Fitzgibbon
		 		 		 		 	Co-Managing Member
			
	LESSEE:	 		 	 AUTOGENOMICS, INC., a
 Delaware corporation

				
		 		 	By:	 	 /s/ S. Kureshy

		 		 	Name:	 	Saeed Kurehsy
		 		 	Its:	 	V.P. Operations

 SECOND AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL 

SINGLE-TENANT LEASE — NET 
 THIS SECOND AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL SINGLE-TENANT LEASE – NET (this “Amendment”) is made this 13th day of August, 2010, by PCCP DJ ORTHO, LLC, a Delaware
limited liability company (“Lessor”), and AUTOGENOMICS, INC., a Delaware corporation (“Lessee”). 

Recitals 
 A. Lessor and Lessee entered into that certain Standard Industrial/Commercial Single-Tenant Lease — Net dated February 12, 2009 (the “Original Lease”), by the terms of which Lessee
leases from Lessor, and Lessor leases to Lessee, certain premises containing approximately 126,715 square feet of rentable area (the “Premises”) within the office building located at 2980 Scott Street, Vista, California (the
“Building”), all as more particularly described in the Lease. 
 B. Lessor and Lessee entered into that certain First
Amendment to Standard Industrial/Commercial Single-Tenant Lease – Net dated August 6, 2009 (the “First Amendment”) pursuant to which, among other things, Lessor agreed to construct additional parking facilities at the Premises
(as defined in the First Amendment, the “New Parking Facilities”) and to use commercially reasonable efforts to complete the construction of the New Parking Facilities before December 31, 2009. The Original lease, as modified by the
First Amendment, is sometimes referred to herein as the “Lease”. 
 C. Lessee has alleged that Lessor has failed to
comply with its obligations under the Lease including its failure to complete construction of the New Parking Facilities in a timely manner, and Lessor has alleged that Lessee has failed to make certain rent payments under the Lease. In order to
resolve disputes over these matters, Lessor and Lessee desire to enter into this Amendment. All capitalized terms used in this Amendment which are not defined herein shall have the meanings given to them in the Lease, unless the context otherwise
requires. 
 Agreements 
 NOW, THEREFORE, in consideration of the above Recitals and the mutual covenants and conditions contained herein, and for other good and valuable consideration, the receipt and sufficiency of which are
hereby acknowledged, Lessor and Lessee agree as follows: 
 4. Adjustment to Base Rent. The Staged Occupancy Base Rent Schedule
set forth in §51(a) of the Original Lease is hereby amended as follows: (A) From August 1, 2009 through and including May 31, 2010, “Total Monthly Base Rent” payable by Lessee shall be deemed to be and shall be $12,800;
(B) From June 1, 2010 through and including August 31, 2010, “Total Monthly Base Rent” payable by Lessee shall be deemed to be and shall be $32,800; (C) From and after September 1, 2010, Total Monthly Base Rent
shall be as set forth in the chart appearing in §51(a) of the Original Lease. 
 5. Additional Rent. Lessee owes Lessor the
sum of $14,184.50 for Real Property Taxes, Insurance and Operating Expenses, which sum has been prorated to reflect the amended Staged Occupancy Base Rent Schedule set forth in Section 1 (above) and the Original Lease. The parties agree that

 
Lessee has paid all other rent, taxes, insurance and expenses that it is obligated to pay under the Lease through July 31, 2010. 
 6. Credits to Lessee’s Rent. Lessor agrees as follows: 

(a) Late Delivery Payments. In accordance with §1(a) of the First Amendment, Lessor hereby agrees to credit against
the amount of Rent owed by Lessee $1,000.00 per day beginning February 1, 2010 and ending on May 31, 2010 in the amount of $119,000. Lessor and Lessee hereby agree that the payment provided by this §3.1 shall satisfy the Late Delivery
Payment obligation created by § 1(a) of the First Amendment. 
 (b) Additional Credit. Lessor additionally
agrees to credit against the amount of Rent owed by Lessee under the Lease the amount of $20,000.00 per month, beginning March 1, 2010 and ending on July 1, 2010 in the amount of $80,000. 

(c) Waiver of Lessee Contribution. Lessor agrees that Lessee is not obligated to pay the “Lessee Contribution” of
$25,000 as set forth in § 1(a) of the First Amendment. 
 The net effect of §3.1 and 3.2 is as follows: Lessee has a credit in the
amount of $199,000.00 that it may apply to its existing rental obligations of $14,184.50, as set forth in Section 2 above, or to any future Base Rent payments due under the Lease. This credit shall be applied to Lessee’s next due Base Rent
obligations until that credit is satisfied. 
 7. Estoppel Certificates. The parties hereby reaffirm their obligations under
Section 16 of the Original Lease as follows: 
 (a) Each Party (as “Responding Party”) shall within twenty
(20) days after written notice from the other Party (the “Requesting Party”) execute, acknowledge and deliver to the Requesting Party a statement in writing in form similar to the then most current “Estoppel Certificate”
form published by the AIR Commercial Real Estate Association, plus such additional information, confirmation and/or statements as may be reasonably requested by the Requesting Party. 

(b) If Lessor desires to finance, refinance, or sell the Premises, or any part thereof, Lessee shall within ten (10) days after
written notice from Lessor deliver to any potential lender or purchaser designated by Lessor such financial statements as may be reasonably required by such lender or purchaser, including but not limited to Lessee’s financial statements for the
past 3 years. All such financial statements shall be received by Lessor and such lender or purchaser in confidence and shall be used only for purposes herein set forth herein. 
 8. Improvements by Lessor. Lessor agrees to construct, repair, or complete the construction or repair of, each of the following, as more particularly set forth below: 

(a) Pedestrian Bridge. Lessee contends that Lessor is obligated under the Lease to construct a pedestrian bridge to be
built at the location and under the plans and specifications indicated on Exhibit A to this Amendment. Lessor disputes that contention, but Lessor hereby agrees that it shall, at its sole cost and expense, construct the requested pedestrian bridge
at the location and under the plans and indicated on/attached as Exhibit A, after receiving final approval of plans and specifications for the proposed pedestrian bridge from the City of Vista. Lessor shall work diligently to obtain approval of the
City of Vista to the construction of the proposed pedestrian bridge, and 

 
Lessee shall cooperate with Lessor’s efforts (including, without limitation, by promptly approving or providing comments with respect to any requested revisions to plans and/or location of
the pedestrian bridge by the City of Vista). Lessor agrees to use commercially reasonable efforts to complete construction of the pedestrian bridge on or before December 31, 2010. If Lessor fails to complete construction of the pedestrian
bridge on or before February 1, 2011, Lessor shall be obligated to pay, from and after February 1, 2011 and until completion of the pedestrian bridge, $1,000 per day to Lessee (the “Late Delivery Penalty”). Any such Late Delivery
Penalty shall be paid by crediting such Late Delivery Penalty against sums owed by Lessee under the Lease. Payment of the Late Delivery Penalty shall be Lessee’s sole and exclusive remedy for late delivery of completion of the Pedestrian
Bridge. 
 (b) Interior Wall. Lessee has approved Lessor’s construction of an interior wall in the Building,
at Lessor’s sole cost and expense, in the location and under the plans and specifications indicated on Exhibit B to this Amendment. Lessor has provided the plans and specifications to the City of Vista and has obtained approval from the City
for the construction of the interior wall. Lessor represents and warrants to Lessee that the construction of the interior wall will not result in Lessee’s operations, use or occupancy of the Premises, the Building or the New Parking Facilities
being deemed an impermissible use under any and all applicable law. 
 (c) Trash Enclosure. Lessor agrees to
construct, at its sole cost and expense, a trash enclosure at the Premises, at the location indicated on Exhibit C to this Amendment, on or before September 30, 2010. 

(d) Roof Repairs. Lessor has entered into and agreed to pay the cost of a contract providing for the maintenance and repair
of the roof of the Building for a period of one (1) year from July 1, 2010 to June 30, 2011 for the benefit of Lessee. 
 (e) Lessee’s Acknowledgement of Lost Parking Spaces. Lessee expressly acknowledges that construction of the (i) Pedestrian Bridge, described in §5.1, in the location indicated
on Exhibit A and (ii) the Trash Enclosure, described in §5.3, in the location indicated on Exhibit C, both as requested by Lessee, will result in a loss, in the aggregate, of up to six (6) parking spaces from the New
Parking Facilities (the “Lost Parking Spaces”). Lessee agrees that, notwithstanding anything to the contrary in the Lease, First Amendment, or this Amendment, the Lost Parking Spaces are acceptable to Lessee and shall not constitute an
Event of Default by Lessor under the Lease, as amended, nor do they give rise to any credit, offset, claim or excuse for Lessee’s obligations under the Lease, as amended. 
 9. Pedestrian Bridge Holdback Fund. Lessor shall cause an escrow to be established in an amount sufficient to pay the costs of constructing the Pedestrian Bridge and to be used to pay the
cost of constructing the Pedestrian Bridge. Lessee shall be a beneficiary of that escrow arrangement. 
 10. Expiration of
Lessee’s Purchase Option. Lessor and Lessee acknowledge that the Option provided to Lessee by §56 of the Lease has expired and is of no further force or effect. 
 11. Resolution of Defaults and Claims. Lessor and its affiliates hereby waive any prior default by Lessee under the Lease including, without limitation, any default arising from or based on
any alleged non-payment of Rent by Lessee. Lessee and its affiliates hereby waive any prior default by Lessor under the Lease including, without limitation, any default arising from or based on any alleged failure to construct the New Parking
Facilities in compliance with the Lease. Each of Lessor and Lessee hereby represents and warrants to the other that, to its knowledge, after giving effect to 

 
this Amendment, the other party is not in default in the performance of any of its obligations under the Lease. 
 12. Ratification of Lease. All other terms, covenants and conditions of the Lease and the First Amendment shall remain the same and continue in full force and effect, and shall be deemed
unchanged, except as such terms, covenants and conditions of the Lease have been amended or modified by this Amendment and this Amendment shall, by this reference, constitute a part of the Lease. 

13. Agreement Binding on Successors. It is agreed that this Amendment, including the rights, benefits, duties and obligations set forth
herein, shall be binding upon all successors in interest and assigns of the parties hereto. 
 14. Miscellaneous. This Amendment
set forth the fully integrated agreement of Lessor and Lessee with respect to its subject matter and its meaning shall not be varied by any oral statements. Facsimile, pdf and tif signatures to this Amendment shall be valid as if manually signed.
This Amendment may be executed in counterparts, any one of which shall be deemed an original and all of which, taken together, shall constitute but one and the same instrument. 
 [The remainder of this page is intentionally blank.] 

 IN WITNESS WHEREOF, Lessor and Lessee have respectively affixed their hands and seals to
this Amendment as of the day and year first above written. 
  

							
	LESSOR:
	
	 PCCP DJ ORTHO, LLC,
 a Delaware limited liability company

		
		 	By: PRES-OAKRIDGE BUSINESS PARK L.P., a California limited partnership
		 	its Co-Managing Member
			
		 		 	 By: PRES-VISTA LLC,

a California limited liability company its General Partner

				
		 		 	By:	 	  

		 		 	Name:	 	John W. Fitzgibbon
		 		 	Title:	 	Co-Managing Member
	
	LESSEE:
	
	 AUTOGENOMICS, INC.,

a Delaware corporation

		
	By:	 	  

	Name:	 	 Saeed Kureshy

	Title:	 	 Vice-President, Operations

 THIRD AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL 

SINGLE-TENANT LEASE — NET 
 THIS THIRD AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL SINGLE-TENANT LEASE — NET (this “Amendment”) is made this 14th day of March, 2011, by PCCP DJ ORTHO, LLC, a Delaware
limited liability company (“Lessor”) and AUTOGENOMICS, INC., a Delaware corporation (“Lessee”). 

Recitals 
 A. Lessor and Lessee entered into that certain Standard Industrial/Commercial Single-Tenant Lease — Net dated February 12, 2009 (the “Original Lease”), by the terms of which Lessee
leases from Lessor, and Lessor leases to Lessee, certain premises containing approximately 126,715 square feet of rentable area (the “Premises”) within the office building located at 2980 Scott Street, Vista, California (the
“Building”), all as more particularly described in the Lease. 
 B. Lessor and Lessee entered into that certain First
Amendment to Standard Industrial/Commercial Single-Tenant Lease – Net dated August 6, 2009 (the “First Amendment”) pursuant to which, among other things, Lessor agreed to construct additional parking facilities at the Premises
(as defined in the First Amendment, the “New Parking Facilities”) and to use commercially reasonable efforts to complete the construction of the New Parking Facilities before December 31, 2009. 

C. Subsequently, Lessor and Lessee entered into that certain Second Amendment to Standard Industrial/Commercial Single-Tenant Lease
– Net dated August 13, 2010 (the “Second Amendment”) pursuant to which, among other things, the Base Rent payable by Lessee was adjusted, and certain agreements regarding improvements to be constructed by Lessor were
memorialized. The Original lease, as modified by the First Amendment and the Second Amendment, is sometimes referred to herein as the “Lease”. 
 D. Lessee has failed to comply with its obligations under the Lease, including its failure to pay Base Rent and Additional Rent, in an amount equal to $361,068.58, in a timely manner. Lessor subsequently
served a Three Day Notice to Pay Rent or Quit upon Lessee (the “Notice to Quit”), in which Notice to Quit demand was made for the unpaid amounts, and Lessor elected to declare the Lease forfeited, if said agreement was not complied with in
a timely manner. In order to prevent Lessor from exercising rights with respect to the unpaid amounts, Lessor and Lessee desire to enter into this Amendment. All capitalized terms used in this Amendment which are not defined herein shall have the
meanings given to them in the Lease, unless the context otherwise requires. 
 Agreements 

NOW, THEREFORE, in consideration of the above Recitals and the mutual covenants and conditions contained herein, and for other good and
valuable consideration, the receipt and sufficiency of which are hereby acknowledged, Lessor and Lessee agree as follows: 
 1. Reinstatement
of the Lease. Lessor hereby withdraws its election to declare the Lease forfeited under the Notice to Quit. Lessor and Lessee hereby agree that the Lease, if ever terminated or forfeited, is hereby reinstated in full force and effect, as if
never so terminated or forfeited. 

 2. Forbearance of Lessor. Through its failure to pay Base Rent and Additional Rent, Lessee currently
owes Lessor the amount of $361,068.58 (the “Outstanding Amount”), which Outstanding Amount includes all amounts payable by Lessee to Lessor pursuant to the Lease, including any applicable interest and late charges thereon. Lessee hereby
expressly recognizes that the Outstanding Amount represents a default by Lessee under the Lease, pursuant to which Lessor is entitled to exercise various remedies, including, without limitation, termination of the Lease. Notwithstanding said
default, Lessor hereby agrees to forbear from exercising remedies and terminating Lessee’s right to possession of the Premises, as set forth in this Amendment, and only if all obligations of Lessee are met as specifically detailed hereunder.

 3. Payment of Rent Currently Owed. Lessee hereby agrees that it will pay to Lessor the sum of One Hundred Thousand Dollars ($100,000)
upon execution of this Amendment and the balance of the Outstanding Amount, including any additional late charges and or interest which may accrue pursuant to the terms of the Lease up to and including on the date such payment is made, on or before
March 31, 2011. Following such payment of the Outstanding Amount, the Base Rent and Additional Rent obligations of Lessee shall resume under the Lease, including the payment of any other such amounts which are otherwise due under the Lease up
to and including March 31, 2011. 
 4. Extension of the Term. Lessor and Lessee hereby agree that the Term, as set forth in
Section 1.3 of the Lease, be extended for a period of two (2) years, terminating, as extended, on January 31, 2020 (the “Extended Expiration Date”). The period of time from January 31, 2018 until the Extended Expiration
Date is referred to herein as the “Extended Term.” 
 (a) Base Rent During Extended Term. Lessor and Lessee hereby
agree that §51(a) of the Lease, as amended, shall be supplemented to provide the Base Rent for the Extended Term by adding the following two rows to the bottom of the chart displaying the Base Rent Schedule: 

 

									
	 February 1, 2018
	  	February 1, 2018 – January 31, 2019	  	126,715 SF x $1.18 SF/NNN	  	$	149,523.70	  
	 February 1, 2019
	  	February 1, 2019 – January 31, 2020	  	126,715 SF x $1.22 SF/NNN	  	$	154,592.30	  

 5. Limited Release of Lessor and Waiver by Lessee. 

(a) Lessee, for itself, and its respective successors, heirs, and assigns, hereby fully, forever and irrevocably releases, discharges and
acquits Lessor of and from any and all rights, claims, demands, obligations, liabilities, indebtedness, breaches of contract, breaches of duty or any relationship, acts, omissions, misfeasance, malfeasance, cause or causes of action, offsets,
defenses, debts, sums of money, accounts, compensations, contracts, controversies, promises, damages, costs, losses and expenses of every type, kind, nature, description or character, and irrespective of how, why, or by reason of what facts, whether
heretofore or now existing, or that could, might, or may be claimed to exist, of whatever kind or name, whether known or unknown, suspected or unsuspected, liquidated or unliquidated, claimed or unclaimed, whether

 
based on contract, tort, breach of any duty, or other legal or equitable theory of recovery, each as though fully set forth herein at length, but only to the extent that any of the foregoing
arise from or out of, are connected with, or relate to any of Lessor’s obligations under the Lease, including, without limitation, Lessor’s obligations under the Lease to construct the New Parking Facilities or the Pedestrian Bridge, as
well as any action or inaction of Lessor with respect to Lessor’s obligations under the Lease to construct the New Parking Facilities or the Pedestrian Bridge, it being expressly understood and agreed that Lessee intends to waive, inter
alia, any claims arising from or based on any such construction of the New Parking Facilities, the Pedestrian Bridge and any other construction obligation of Lessor under the Lease (collectively a “Released Claim” or the “Released
Claims”); 
 (b) Lessee irrevocably covenants and agrees that it shall forever refrain from initiating, filing,
instituting, maintaining, or proceeding upon, or encouraging, advising, or voluntarily assisting any other person or entity to initiate, institute, maintain or proceed upon any Released Claim of any nature whatsoever released herein; 

(c) Lessee represents and warrants that it is the owner of and has not assigned, sold, transferred, or otherwise disposed of any of the
Released Claims; 
 (d) Lessee hereby agrees, represents, and warrants that it has the authority and capacity to execute this
Amendment; 
 (e) As further consideration for this Amendment, Lessee, for itself, its successors and its assigns, hereby
agrees, represents and warrants that the matters released herein are not limited to matters that are known or disclosed, and Lessee, hereby waives any and all rights and benefits that it now has, or in the future may have, conferred upon it by
virtue of the provisions of Section 1542 of the Civil Code of the State of California (or any other statute or common law principles of similar effect), which Section provides as follows: 

“A GENERAL RELEASE DOES NOT EXTEND TO CLAIMS WHICH THE CREDITOR DOES NOT KNOW OR SUSPECT TO EXIST IN HIS OR HER FAVOR AT THE TIME OF
EXECUTING THE RELEASE, WHICH IF, KNOWN BY HIM OR HER MUST HAVE MATERIALLY AFFECTED HIS OR HER SETTLEMENT WITH THE DEBTOR.” 

In this connection, Lessee hereby agrees, represents, and warrants that it realizes and acknowledges that factual matters now unknown to
it may have given or may hereafter give rise to causes of action, claims, demands, debts, controversies, damages, costs, losses and expenses that are presently unknown, unanticipated, and unsuspected, and it further agrees, represents, and warrants
that Lessee’s release of the Released Claims has been negotiated and agreed upon in light of that realization and that, except as expressly limited above, they nevertheless hereby intend to release, discharge, and acquit Lessor from any such
unknown causes of action, claims, demands debts, controversies, damages, costs, losses and expenses that are in any way related to the Released Claims. Lessee understands and acknowledges the significance and consequences of such specific waiver of
Section 1542, waives the provisions of such Section upon the advice of its legal counsel, and hereby assumes responsibility for any injury, damage or loss which may hereafter arise in respect to such releases, except as specifically hereinabove
provided, although unknown or unanticipated at the time of execution of this Release; 

 
	
	  
	Lessee’s Initials

 (f) It is understood and agreed that the acceptance of delivery of the release contained in this
Section 4 by Lessor shall not be deemed or construed as an admission of liability by Lessor and Lessor hereby expressly denies liability of any nature whatsoever arising from or related to the subject of the Released Claims; 

(g) Lessor hereby agrees, represents, and warrants that it has had advice of counsel of its own choosing in negotiations for and the
preparation of this Amendment, including without limitation the provisions of this Section 4, that it has read this Section 4, has had the same read to it by its counsel, that it has had this Section 4 fully
explained by such counsel, and that it is fully aware of its content and legal effect. The release contained in this Section 4 may be pleaded as full and complete defense to or be used as the basis for an injunction against any action,
suit or other proceeding that may be instituted, prosecuted, or attempted in breach hereof. Lessee expressly agrees that the customary rules of contract interpretation to the effect that ambiguities are to be construed or resolved against the
drafting party shall not be employed in the interpretation or construction of this Section 4; 
 (h) In the event an
action if brought arising out of an alleged breach of this Section 4, the prevailing party in said action will be entitled to recover from the breaching party, in addition to any other relief provided by the law, such costs and expenses
as may be incurred by the prevailing party, including court costs and attorneys’ fees and disbursements and other costs and expenses, whether taxable or not. 
 6. Resolution of Lessor’s Defaults. In addition to the foregoing waiver and release by Lessee and as additional consideration for Lessor entering into this Amendment, Lessee and its affiliates
hereby waive any prior default (if any) by Lessor under the Lease. Lessee hereby represents and warrants to Lessor that, to its knowledge, after giving effect to this Amendment, Lessor is not in default in the performance of any of its obligations
under the Lease, that Lessee possesses no defense under the Lease to the fulfillment of Lessee’s obligations thereunder, and further that each and all construction obligations of Lessor under the Lease have been completed and accepted by
Lessee. 
 7. Ratification of Lease. All other terms, covenants and conditions of the Lease and the First Amendment shall remain the same
and continue in full force and effect, and shall be deemed unchanged, except as such terms, covenants and conditions of the Lease have been amended or modified by this Amendment and this Amendment shall, by this reference, constitute a part of the
Lease. 
 8. Agreement Binding on Successors. It is agreed that this Amendment, including the rights, benefits, duties and obligations
set forth herein, shall be binding upon all successors in interest and assigns of the parties hereto. 
 9. Miscellaneous. This Amendment
set forth the fully integrated agreement of Lessor and Lessee with respect to its subject matter and its meaning shall not be varied by any oral statements. Facsimile, pdf and tif signatures to this Amendment shall be valid as if manually

 
signed. This Amendment may be executed in counterparts, any one of which shall be deemed an original and all of which, taken together, shall constitute but one and the same instrument. Time is of
the essence with respect to the performance of the obligations by the parties hereto and all other terms set forth herein. 

[The remainder of this page is intentionally blank.] 

 IN WITNESS WHEREOF, Lessor and Lessee have respectively affixed their hands and seals to
this Amendment as of the day and year first above written. 
  

							
	LESSOR:
	
	 PCCP DJ ORTHO, LLC,
 a Delaware limited liability company

		
		 	 By: PRES-OAKRIDGE BUSINESS PARK L.P., a California limited partnership

its Co-Managing Member

			
		 		 	By: PRES-VISTA LLC,
		 		 	 a California limited liability company
 its General Partner

				
		 		 	By:	 	  

		 		 	Name:	 	John W. Fitzgibbon
		 		 	Title:	 	Co-Managing Member
	
	LESSEE:
	
	 AUTOGENOMICS, INC.,

a Delaware corporation

		
	By:	 	  

	Name:	 	  

	Title:	 	  

 FOURTH AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL 

SINGLE-TENANT LEASE — NET 
 THIS FOURTH AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL SINGLE-TENANT LEASE — NET (this “Amendment”) is made this 20th day of May, 2011, by PCCP DJ ORTHO, LLC, a Delaware limited liability company (“Lessor”) and
AUTOGENOMICS, INC., a Delaware corporation (“Lessee”). 
 Recitals 

A. Lessor and Lessee entered into that certain Standard Industrial/Commercial Single-Tenant Lease — Net dated February 12, 2009
(the “Original Lease”), by the terms of which Lessee leases from Lessor, and Lessor leases to Lessee, certain premises containing approximately 126,715 square feet of rentable area (the “Premises”) within the office
building located at 2980 Scott Street, Vista, California (the “Building”), all as more particularly described in the Lease. 
 B. Lessor and Lessee entered into that certain First Amendment to Standard Industrial/Commercial Single-Tenant Lease – Net dated August 6, 2009 (the “First Amendment”) pursuant
to which, among other things, Lessor agreed to construct additional parking facilities at the Premises (as defined in the First Amendment, the “New Parking Facilities”) and to use commercially reasonable efforts to complete the
construction of the New Parking Facilities before December 31, 2009. 
 C. Subsequently, Lessor and Lessee entered into
that certain Second Amendment to Standard Industrial/Commercial Single-Tenant Lease – Net dated August 13, 2010 (the “Second Amendment”) pursuant to which, among other things, the Base Rent payable by Lessee was adjusted,
and certain agreements regarding improvements to be constructed by Lessor were memorialized, and that certain Third Amendment to Standard Industrial/Commercial Single-Tenant Lease – Net dated March 24, 2011, pursuant to which, among other
things, the Base Rent payable by Lessee was adjusted, and certain waivers by Lessee were memorialized. The Original lease, as modified by the First Amendment, the Second Amendment and the Third Amendment, is sometimes referred to herein as the
“Lease”. 
 D. Lessee has failed to comply with its obligations under the Lease, including its failure to pay Base
Rent and Additional Rent, in an amount equal to $623,118.51, in a timely manner. In order to allow Lessee to remain in possession of the Premises, and in exchange for, among other things, the extension of the Term, Lessor and Lessee opted to enter
into this Amendment. All capitalized terms used in this Amendment which are not defined herein shall have the meanings given to them in the Lease, unless the context otherwise requires. 

Agreements 
 NOW, THEREFORE, in consideration of the above Recitals and the mutual covenants and conditions contained herein, and for other good and valuable consideration, the receipt and sufficiency of which are
hereby acknowledged, Lessor and Lessee agree as follows: 
 10. Forbearance of Lessor. Through its failure to pay Base Rent and
Additional Rent, Lessee currently owes Lessor the amount of $623,118.51 (the “Outstanding Amount”), which Outstanding Amount includes all Base Rent, Additional Rent and interest and late charges

 
thereon now due and payable. Lessee hereby expressly recognizes that the Outstanding Amount represents a default by Lessee under the Lease, pursuant to which Lessor is entitled to exercise
various remedies, including, without limitation, termination of the Lease. Notwithstanding said default, Lessor hereby agrees to forbear from exercising remedies and terminating Lessee’s right to possession of the Premises, as set forth in this
Amendment, and only if all obligations of Lessee are met as specifically detailed hereunder. 
 11. Satisfaction of Outstanding Amount.
Lessee hereby agrees that it will pay to Lessor the Outstanding Amount, plus any amounts then owing under the Lease by Lessee on the earlier of (1) such date that Lessee closes on its interim financing, or (ii) June 30, 2011.

 12. Extension of the Term. Lessor and Lessee hereby agree that the Term, as set forth in Section 1.3 of the Lease, be extended
for a period of eighteen (18) months, terminating, as extended, on July 31, 2021. 
 13. Adjustment of Base Rent. Lessor and
Lessee hereby agree that §51(a) of the Lease, as amended, shall be replaced with the following Base Rent Schedule: 
  

									
	 June 1, 2011
	 	June 1, 2011 – January 31, 2012	  	126,715 SF x $0.89 SF/NNN	  	$	112,776	  
	 February 1, 2012
	 	February 1, 2012 – January 31, 2013	  	126,715 SF x $0.94 SF/NNN	  	$	119,112	  
	 February 1, 2013
	 	February 1, 2013 – January 31, 2014	  	126,715 SF x $1.01 SF/NNN	  	$	127,982	  
	 February 1, 2014
	 	February 1, 2014 – January 31, 2015	  	126,715 SF x $1.06 SF/NNN	  	$	134,318	  
	 February 1, 2015
	 	February 1, 2015 – January 31, 2016	  	126,715 SF x $1.12 SF/NNN	  	$	141,921	  
	 February 1, 2016
	 	February 1, 2016 – January 31, 2017	  	126,715 SF x $1.16 SF/NNN	  	$	146,989	  
	 February 1, 2017
	 	February 1, 2017 – January 31, 2018	  	126,715 SF x $1.20 SF/NNN	  	$	152,058	  
	 February 1, 2018
	 	February 1, 2018 – January 31, 2019	  	126,715 SF x $1.23 SF/NNN	  	$	155,859	  
	 February 1, 2019
	 	February 1, 2019 – January 31, 2020	  	126,715 SF x $1.27 SF/NNN	  	$	160,928	  
	 February 1, 2020
	 	February 1, 2020 – July 31, 2021	  	126,715 SF x $131 SF/NNN	  	$	165,997	  

 14. Resolution of Lessor’s Defaults. As additional consideration for Lessor entering into this Amendment,
Lessee and its affiliates hereby waive any prior default (if any) by Lessor under the Lease. Lessee hereby represents and warrants to Lessor that, to its knowledge, after giving effect to this Amendment, Lessor is not in default in the performance
of any of its obligations under the Lease, that Lessee possesses no defense under the Lease to the fulfillment of Lessee’s obligations thereunder, and further that each and all construction obligations of Lessor under the Lease have been
completed and accepted by Lessee. 

 15. Ratification of Lease. All other terms, covenants and conditions of the Lease and the First
Amendment shall remain the same and continue in full force and effect, and shall be deemed unchanged, except as such terms, covenants and conditions of the Lease have been amended or modified by this Amendment and this Amendment shall, by this
reference, constitute a part of the Lease. 
 16. Agreement Binding on Successors. It is agreed that this Amendment, including the
rights, benefits, duties and obligations set forth herein, shall be binding upon all successors in interest and assigns of the parties hereto. 

17. Miscellaneous. This Amendment set forth the fully integrated agreement of Lessor and Lessee with respect to its subject matter and its meaning
shall not be varied by any oral statements. Facsimile, pdf and tif signatures to this Amendment shall be valid as if manually signed. This Amendment may be executed in counterparts, any one of which shall be deemed an original and all of which,
taken together, shall constitute but one and the same instrument. Time is of the essence with respect to the performance of the obligations by the parties hereto and all other terms set forth herein. 

[The remainder of this page is intentionally blank.] 

 IN WITNESS WHEREOF, Lessor and Lessee have respectively affixed their hands and seals to
this Amendment as of the day and year first above written. 
  

							
	LESSOR:
	
	 PCCP DJ ORTHO, LLC,

a Delaware limited liability company

		
		 	By: PRES-OAKRIDGE BUSINESS PARK L.P., a California limited partnership
		 	its Co-Managing Member
			
		 	By:	 	 /s/ John W. Fitzgibbon

		 	Name:	 	John W. Fitzgibbon
		 	Title:	 	Co-Managing Member
	
	LESSEE:
	
	AUTOGENOMICS, INC.,
	a Delaware corporation
	By:	 	 Thomas V. Hennessey, Jr.

	Name:	 	Thomas V. Hennessey, Jr.
	Title:	 	Chief Operating Officer

 FIFTH AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL 

SINGLE-TENANT LEASE — NET 
 THIS FIFTH AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL SINGLE-TENANT LEASE — NET (this “Amendment”) is made this 26th day of July, 2011, by PCCP DJ ORTHO, LLC, a Delaware limited liability company (“Lessor”) and
AUTOGENOMICS, INC., a Delaware corporation (“Lessee”). 
 Recitals 

A. Lessor and Lessee entered into that certain Standard Industrial/Commercial Single-Tenant Lease — Net dated February 12, 2009
(the “Original Lease”), by the terms of which Lessee leases from Lessor, and Lessor leases to Lessee, certain premises containing approximately 126,715 square feet of rentable area (the “Premises”) within the office
building located at 2980 Scott Street, Vista, California (the “Building”), all as more particularly described in the Lease. 
 B. Lessor and Lessee entered into that certain First Amendment to Standard Industrial/Commercial Single-Tenant Lease – Net dated August 6, 2009 (the “First Amendment”) pursuant
to which, among other things, Lessor agreed to construct additional parking facilities at the Premises. 
 C. Subsequently,
Lessor and Lessee entered into (i) that certain Second Amendment to Standard Industrial/Commercial Single-Tenant Lease – Net dated August 13, 2010 (the “Second Amendment”) pursuant to which, among other things, the
Base Rent payable by Lessee was adjusted, and certain agreements regarding improvements to be constructed by Lessor were memorialized, (ii) that certain Third Amendment to Standard Industrial/Commercial Single-Tenant Lease – Net dated
March 24, 2011 (the “Third Amendment”), pursuant to which, among other things, the Base Rent payable by Lessee was adjusted, and certain waivers by Lessee were memorialized, and (iii) that certain Fourth Amendment to
Standard Industrial/Commercial Single-Tenant Lease – Net dated May 20, 2011 (the “Fourth Amendment”) pursuant to which, among other things, the Base Rent payable by Lessee was adjusted, the Term of the Lease was extended
and certain agreements regarding payment of outstanding Rent to be paid by Lessee were memorialized. The Original lease, as modified by the First Amendment, the Second Amendment, the Third Amendment and the Fourth Amendment, is sometimes referred to
herein as the “Lease”. 
 D. Lessee has failed to comply with its obligations under the Lease, including its
failure to pay Base Rent and Additional Rent, in an amount equal to $762,367.34, in a timely manner. In order to allow Lessee to remain in possession of the Premises, Lessor and Lessee opted to enter into this Amendment. All capitalized terms used
in this Amendment which are not defined herein shall have the meanings given to them in the Lease, unless the context otherwise requires. 
 Agreements 
 NOW, THEREFORE, in consideration of the above Recitals
and the mutual covenants and conditions contained herein, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, Lessor and Lessee agree as follows: 

18. Forbearance of Lessor. Through its failure to pay Base Rent and Additional Rent, Lessee currently owes Lessor the amount of $762,367.34 (the
“Outstanding Amount”), which 

 
Outstanding Amount includes all Base Rent, Additional Rent and interest and late charges thereon now due and payable pursuant to the Lease. Lessee hereby expressly recognizes that the Outstanding
Amount represents a default by Lessee under the Lease, pursuant to which Lessor is entitled to exercise various remedies, including, without limitation, termination of the Lease. Notwithstanding said default, Lessor hereby agrees to forbear from
exercising remedies and terminating Lessee’s right to possession of the Premises, only if all obligations of Lessee are met in a timely manner as specifically detailed hereunder and Lessee agrees to the amended Base Rent as contemplated herein.

 19. Satisfaction of Outstanding Amount. Lessee hereby agrees that it will pay to Lessor the Outstanding Amount in installments of at
least $35,000 on the 15th day and last day of each month commencing on July 15, 2011 through October 15, 2011. On October 31, 2011, the full remaining Outstanding Amount shall be paid in full to Lessor. Notwithstanding anything to the
contrary contained herein, in the event Lessee receives a capital infusion through its Series E Offering or other capital source, the scheduled payments set forth herein shall be adjusted and increased to $50,000. 

20. Rent Generally And Adjustment of Base Rent. Except as provided in Section 2 above with respect to the Outstanding Amount, Lessee remains
obligated and shall continue to pay any and all Rent (including, but not limited to, the Base Rent as modified below) as and when required under the Lease and this Amendment. Lessor and Lessee hereby agree that §51(a) of the Lease, as amended,
shall be replaced with the following Base Rent Schedule: 
  

									
	 Rent Adjustment Date
	 	 Term
	 	 Monthly Base Rent Calculation
	 	Total Monthly Base
Rent Amount	 
	 June 1, 2011
	 	June 1, 2011 – January 31, 2012	 	126,715 SF x $0.89 SF/NNN	 	$	112,776	  
	 February 1, 2012
	 	February 1, 2012 – January 31, 2013	 	126,715 SF x $0.99 SF/NNN	 	$	125,448	  
	 February 1, 2013
	 	February 1, 2013 – January 31, 2014	 	126,715 SF x $1.06 SF/NNN	 	$	134,318	  
	 February 1, 2014
	 	February 1, 2014 – January 31, 2015	 	126,715 SF x $1.11 SF/NNN	 	$	140,654	  
	 February 1, 2015
	 	February 1, 2015 – January 31, 2016	 	126,715 SF x $1.17 SF/NNN	 	$	148,257	  
	 February 1, 2016
	 	February 1, 2016 – January 31, 2017	 	126,715 SF x $1.21 SF/NNN	 	$	153,325	  
	 February 1, 2017
	 	February 1, 2017 – January 31, 2018	 	126,715 SF x $1.25 SF/NNN	 	$	158,394	  
	 February 1, 2018
	 	February 1, 2018 – January 31, 2019	 	126,715 SF x $1.28 SF/NNN	 	$	162,195	  
	 February 1, 2019
	 	February 1, 2019 – January 31, 2020	 	126,715 SF x $1.32 SF/NNN	 	$	167,264	  
	 February 1, 2020
	 	February 1, 2020 – July 31, 2021	 	126,715 SF x $1.36 SF/NNN	 	$	172,332	  

 21. Representations and Warranties of Lessee. As additional consideration for Lessor entering into
this Amendment, Lessee and its affiliates hereby waive any prior default (if any) by Lessor under the Lease. Lessee hereby represents and warrants to Lessor that, after giving effect to this Amendment, (i) Lessor is not in default in the
performance of any of its obligations under the Lease, (ii) that Lessee possesses no defense under the Lease to the fulfillment of Lessee’s obligations thereunder, and further (iii) that there are no outstanding monetary obligations
owed by Lessor to Lessee under the Lease. 
 22. Ratification of Lease. All other terms, covenants and conditions of the Lease shall
remain the same and continue in full force and effect, and shall be deemed unchanged, except as such terms, covenants and conditions of the Lease have been amended or modified by this Amendment and this Amendment shall, by this reference, constitute
a part of the Lease. 
 23. Agreement Binding on Successors. Subject to any restriction on assignment in the Lease, it is agreed that
this Amendment, including the rights, benefits, duties and obligations set forth herein, shall be binding upon all successors in interest and assigns of the parties hereto. 
 24. Miscellaneous. This Amendment and the Lease set forth the fully integrated agreement of Lessor and Lessee with respect to its subject matter and its meaning shall not be varied by any oral
statements. Facsimile, pdf and tif signatures to this Amendment shall be valid as if manually signed. This Amendment may be executed in counterparts, any one of which shall be deemed an original and all of which, taken together, shall constitute but
one and the same instrument. Time is of the essence with respect to the performance of the obligations by the parties hereto and all other terms set forth herein. 
 IN WITNESS WHEREOF, Lessor and Lessee have respectively affixed their hands and seals to this Amendment as of the day and year first above written. 

 

							
	LESSOR:
	
	 PCCP DJ ORTHO, LLC,
 a Delaware limited liability company

		
		 	 By: PRES-OAKRIDGE BUSINESS PARK L.P., a California limited partnership,

its Co-Managing Member

			
		 		 	By: PRES-VISTA LLC,
		 		 	a California limited liability company, its General Partner
				
		 		 	By:	 	  

		 		 		 	John W. Fitzgibbon
		 		 		 	Co-Managing Member

 
			
	LESSEE:
	
	 AUTOGENOMICS, INC.,

a Delaware corporation

		
	By:	 	  

	Name:	 	  

	Title:	 	  

 SIXTH AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL 

SINGLE-TENANT LEASE — NET 
 THIS SIXTH AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL SINGLE-TENANT LEASE — NET (this “Amendment”) is made this 1st day of December, 2011, by PCCP DJ ORTHO, LLC, a
Delaware limited liability company (“Lessor”) and AUTOGENOMICS, INC., a Delaware corporation (“Lessee”). 
 Recitals 
 A. Lessor and Lessee entered into that certain Standard
Industrial/Commercial Single-Tenant Lease — Net dated February 12, 2009 (the “Original Lease”), by the terms of which Lessee leases from Lessor, and Lessor leases to Lessee, certain premises containing approximately
126,715 square feet of rentable area (the “Premises”) within the office building located at 2980 Scott Street, Vista, California (the “Building”), all as more particularly described in the Lease. 

B. Since the signing of the Original Lease, Lessor and Lessee have entered into that certain First Amendment to Standard
Industrial/Commercial Single-Tenant Lease – Net dated August 6, 2009 (the “First Amendment”), that certain Second Amendment to Standard Industrial/Commercial Single-Tenant Lease – Net dated August 13, 2010 (the
“Second Amendment”), that certain Third Amendment to Standard Industrial/Commercial Single-Tenant Lease – Net dated March 24, 2011 (the “Third Amendment”), that certain Third Amendment to Standard
Industrial/Commercial Single-Tenant Lease - Net dated March 24, 2011 (the “Fourth Amendment”), and that certain Fifth Amendment to Standard Industrial/Commercial Single-Tenant Lease – Net dated March 24, 2011 (the
“Fifth Amendment”). The Original lease, as modified by the First Amendment, the Second Amendment, the Third Amendment, the Fourth Amendment, and the Fifth Amendment is sometimes referred to herein as the “Lease”.

 C. Lessee has failed to comply with its obligations under the Lease, including its failure to pay Base Rent and Additional
Rent, in an aggregate amount equal to $1,014,805.56, in a timely manner. In order to allow Lessee to remain in possession of the Premises, and in exchange for, among other things, the extension of the Term, Lessor and Lessee opted to enter into this
Amendment. All capitalized terms used in this Amendment which are not defined herein shall have the meanings given to them in the Lease, unless the context otherwise requires. 
 Agreements 
 NOW, THEREFORE, in consideration of the above Recitals
and the mutual covenants and conditions contained herein, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, Lessor and Lessee agree as follows: 

15. Forbearance of Lessor. Through its failure to pay Base Rent and Additional Rent, Lessee currently owes Lessor the amount of
$1,098,405.61 (the “Outstanding Amount”), which Outstanding Amount includes all Base Rent, Additional Rent and interest and late charges thereon now due and payable. Lessee hereby expressly recognizes that the Outstanding Amount represents
a default by Lessee under the Lease, pursuant to which Lessor is entitled to exercise various remedies, including, without limitation, termination of the Lease. Notwithstanding said default, Lessor hereby agrees to forbear from exercising remedies
and terminating Lessee’s right to possession of the Premises, as set forth in this Amendment, and only if all obligations of Lessee are met as specifically detailed hereunder. 

 16. Adjustment of Base Rent. Lessor and Lessee hereby agree that §51(a) of the Lease, as
amended, shall be replaced with the following Base Rent Schedule (the “Base Rent Schedule”): 
  

									
	 June 1, 2011
	 	June 1, 2011 - January 31, 2012	  	126,715 SF x $0.89 SF/NNN	  	$	112,776.00	  
	 February 1, 2012
	 	February 1, 2012 - January 31, 2013	  	126,715 SF x $1.06 SF/NNN	  	$	134,318.00	  
	 February 1, 2013
	 	February 1, 2013 - January 31, 2014	  	126,715 SF x $1.11 SF/NNN	  	$	140,654.00	  
	 February 1, 2014
	 	February 1, 2014 - January 31, 2015	  	126,715 SF x $1.17 SF/NNN	  	$	148,257.00	  
	 February 1, 2015
	 	February 1, 2015 - January 31, 2016	  	126,715 SF x $1.21 SF/NNN	  	$	153,325.00	  
	 February 1, 2016
	 	February 1, 2016 - January 31, 2017	  	126,715 SF x $1.25 SF/NNN	  	$	158,394.00	  
	 February 1, 2017
	 	February 1, 2017 - January 31, 2018	  	126,715 SF x $1.28 SF/NNN	  	$	162,195.00	  
	 February 1, 2018
	 	February 1, 2018 - January 31, 2019	  	126,715 SF x $1.32 SF/NNN	  	$	167,264.00	  
	 February 1, 2019
	 	February 1, 2019 - January 31, 2020	  	126,715 SF x $1.36 SF/NNN	  	$	172,332.00	  
	 February 1, 2020
	 	February 1, 2020 - July 31, 2021	  	126,715 SF x $1.40 SF/NNN	  	$	177,401.00	  
	 February 1, 2021
	 	February 1, 2021 - July 31, 2022	  	126,715 SF x $1.44 SF/NNN	  	$	182,470.00	  
	 February 1, 2022
	 	February 1, 2022 - July 31, 2023	  	126,715 SF x $1.48 SF/NNN	  	$	187,538.00	  
	 February 1, 2023
	 	February 1, 2023 - July 31, 2024	  	126,715 SF x $1.52 SF/NNN	  	$	192,607.00	  

 17. Alteration of Rent Due. Notwithstanding the Base Rent Schedule provided in §2 hereof, Lessor and
Lessee agree that Lessee shall pay $112,776.00 per month on a current basis, as Base Rent (the “Altered Base Rent”), until the earlier of: (a) March 1, 2012, or (b) the date upon which Lessee has successfully raised
funds (either through a debt or equity investment or otherwise) equal to or greater than One Million Dollars ($1,000,000.00) (the “Step-Up Date”). This means that the Base Rent to be

 
paid for February of 2012 will remain $134,318 but that the excess of $134,318 over $112,776 (i.e., $21,542) will accrue and not be paid current until the Step-Up Date. Lessee shall give written
notice to Lessor of any successful fundraise (whether or not in excess of $1,000,000), and, if requested by Lessor, an authorized officer of Lessee shall certify upon demand as to whether or not Lessee has received a capital infusion whether through
debt or equity investment or otherwise. 
 18. Accrual of Interest on Outstanding Amount. From and after the date hereof, the
Outstanding Amount shall accrue interest and fees each as set forth in the Lease, as amended hereby. Any interest or fees so accrued shall be added to and included in the Outstanding Amount for all purposes hereunder. 

19. Progress Payment. Lessee hereby agrees that it will pay to Lessor one lump sum payment, in the amount of One Hundred Thousand Dollars
($100,000.00), on or before December 31, 2011 (the “Progress Payment”), to be credited against the Outstanding Amount. 

20. Satisfaction of Outstanding Amount. Lessee hereby agrees that it will pay to Lessor the Outstanding Amount, plus any other amounts then
owing under the Lease by Lessee, less the Progress Payment received by Lessor, on or before March 1, 2012. 
 21. Resolution of
Lessor’s Defaults. As additional consideration for Lessor entering into this Amendment, Lessee and its affiliates hereby waive any prior default (if any) by Lessor under the Lease. Lessee hereby represents and warrants to Lessor that, to
its knowledge, after giving effect to this Amendment, Lessor is not in default in the performance of any of its obligations under the Lease, that Lessee possesses no defense under the Lease to the fulfillment of Lessee’s obligations thereunder,
and further that each and all construction obligations of Lessor under the Lease have been completed and accepted by Lessee. 
 22.
Ratification of Lease. All other terms, covenants and conditions of the Lease and the First Amendment shall remain the same and continue in full force and effect, and shall be deemed unchanged, except as such terms, covenants and conditions
of the Lease have been amended or modified by this Amendment and this Amendment shall, by this reference, constitute a part of the Lease. 

23. Agreement Binding on Successors. It is agreed that this Amendment, including the rights, benefits, duties and obligations set forth
herein, shall be binding upon all successors in interest and assigns of the parties hereto. 
 24. Miscellaneous. This Amendment
set forth the fully integrated agreement of Lessor and Lessee with respect to its subject matter and its meaning shall not be varied by any oral statements. Facsimile, pdf and tif signatures to this Amendment shall be valid as if manually signed.
This Amendment may be executed in counterparts, any one of which shall be deemed an original and all of which, taken together, shall constitute but one and the same instrument. Time is of the essence with respect to the performance of the
obligations by the parties hereto and all other terms set forth herein. 
 [The remainder of this page is intentionally
blank.] 

 IN WITNESS WHEREOF, Lessor and Lessee have respectively affixed their hands and seals to
this Amendment as of the day and year first above written. 
  

									
	LESSOR:
	
	 PCCP DJ ORTHO, LLC,
 a Delaware limited liability company

		
		 	By: PRES-OAKRIDGE BUSINESS PARK L.P., a California limited partnership
		 	its Co-Managing Member
				
		 		 		 	 By: PRES-VISTA LLC,

a California limited liability company

		 		 		 	its General Partner
					
		 		 		 	By:	 	 John W. Fitzgibbon

		 		 		 	Name:	 	John W. Fitzgibbon
		 		 		 	Title:	 	Co-Managing Member
	
	LESSEE:
	
	 AUTOGENOMICS, INC.,
 a Delaware corporation

		
	By:	 	 Thomas V. Hennessey, Jr.

	Name:	 	Thomas V. Hennessey, Jr.
	Title:	 	COO/CFO

 SEVENTH AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL 

SINGLE-TENANT LEASE — NET 
 THIS SEVENTH AMENDMENT TO STANDARD INDUSTRIAL/ COMMERCIAL SINGLE-TENANT LEASE — NET (this “Amendment”) is made this 30th day of March, 2012, by PCCP DJ ORTHO, LLC, a
Delaware limited liability company (“Lessor”) and AUTOGENOMICS, INC., a Delaware corporation (“Lessee”). 
 Recitals 
 A. Lessor and Lessee entered into that certain Standard
Industrial/Commercial Single-Tenant Lease — Net dated February 12, 2009 (the “Original Lease”), by the terms of which Lessee leases from Lessor, and Lessor leases to Lessee, certain premises containing approximately
126,715 square feet of rentable area (the “Premises”) within the office building located at 2980 Scott Street, Vista, California (the “Building”), all as more particularly described in the Lease. 

B. Since the signing of the Original Lease, Lessor and Lessee have entered into that certain First Amendment to Standard
Industrial/Commercial Single-Tenant Lease – Net dated August 6, 2009 (the “First Amendment”), that certain Second Amendment to Standard Industrial/Commercial Single-Tenant Lease – Net dated August 13, 2010 (the
“Second Amendment”), that certain Third Amendment to Standard Industrial/Commercial Single-Tenant Lease – Net dated March 24, 2011 (the “Third Amendment”), that certain Third Amendment to Standard
Industrial/Commercial Single-Tenant Lease – Net dated March 24, 2011 (the “Fourth Amendment”), that certain Fifth Amendment to Standard Industrial/Commercial Single-Tenant Lease – Net dated March 24, 2011 (the
“Fifth Amendment”), and that certain Sixth Amendment to Standard Industrial/Commercial Single-Tenant Lease-Net dated December 1, 2011 (the “Sixth Amendment”). The Original lease, as modified by the First
Amendment, the Second Amendment, the Third Amendment, the Fourth Amendment, the Fifth Amendment, and the Sixth Amendment is sometimes referred to herein as the “Lease”. 

C. Lessee has failed to comply with its obligations under the Lease, including its failure to pay Base Rent and Additional Rent, in a
timely manner. In order to allow Lessee to remain in possession of the Premises, and in exchange for, among other things, the extension of the Term, Lessor and Lessee opted to enter into this Amendment. All capitalized terms used in this Amendment
which are not defined herein shall have the meanings given to them in the Lease, unless the context otherwise requires. 

Agreements 
 NOW, THEREFORE, in consideration of the above Recitals and the mutual covenants and conditions contained herein, and for other good and valuable consideration, the receipt and sufficiency of which are
hereby acknowledged, Lessor and Lessee agree as follows: 
 25. Forbearance of Lessor. Through its failure to pay Base Rent and
Additional Rent, Lessee currently owes Lessor the amount of $1,547,608.68 as reflected on Exhibit A attached hereto and made a part hereof (the “Outstanding Amount”), which Outstanding Amount includes all Base Rent,
Additional Rent and interest and late charges thereon now due and payable. Lessee hereby expressly recognizes that the Outstanding Amount represents a default by Lessee under the Lease, pursuant to which Lessor is entitled to exercise various
remedies, including, without limitation, termination of the 

 
Lease. Notwithstanding said default, Lessor hereby agrees to forbear from exercising remedies and terminating Lessee’s right to possession of the Premises, as set forth in this Amendment,
and only if all obligations of Lessee are met as specifically detailed hereunder. 
 26. Extension of Term. The Term of the Lease
shall be extended to July 31, 2025. 
 27. Adjustment of Base Rent. Lessor and Lessee hereby agree that §51(a) of the
Lease, as amended shall be replaced with the following Base Rent Schedule (the “Base Rent Schedule”): 
  

							
	 February 1, 2012 – January 31, 2013
	  	126,715 SF x $1.06 SF/NNN	  	$	134,318.00	  
	 February 1, 2013 – January 31, 2014
	  	126,715 SF x $1.11 SF/NNN	  	$	140,654.00	  
	 February 1, 2014 – January 31, 2015
	  	126,715 SF x $1.16 SF/NNN	  	$	146,989.00	  
	 February 1, 2015 – January 31, 2016
	  	126,715 SF x $1.22 SF/NNN	  	$	154,592.00	  
	 February 1, 2016 – January 31, 2017
	  	126,715 SF x $1.30 SF/NNN	  	$	164,730.00	  
	 February 1, 2017 – January 31, 2018
	  	126,715 SF x $1.33 SF/NNN	  	$	168,531.00	  
	 February 1, 2018 – January 31, 2019
	  	126,715 SF x $1.37 SF/NNN	  	$	173,600.00	  
	 February 1, 2019 – January 31, 2020
	  	126,715 SF x $1.41 SF/NNN	  	$	178,668.00	  
	 February 1, 2020 – January 31, 2021
	  	126,715 SF x $1.45 SF/NNN	  	$	183,737.00	  
	 February 1, 2021 – January 31, 2022
	  	126,715 SF x $1.45 SF/NNN	  	$	183,737.00	  
	 February 1, 2022 – January 31, 2023
	  	126,715 SF x $1.49 SF/NNN	  	$	188,805.00	  
	 February 1, 2023 – January 31, 2024
	  	126,715 SF x $1.53 SF/NNN	  	$	193,874.00	  
	 February 1, 2024 – January 31, 2025
	  	126,715 SF x $1.58 SF/NNN	  	$	200,210.00	  
	 February 1, 2025 – July 31, 2025
	  	126,715 SF x $1.61 SF/NNN	  	$	204,011.00	  

 28. Accrual of Interest on Outstanding Amount. From and after the date hereof, the Outstanding Amount shall
accrue interest and fees each as set forth in the Lease, as amended hereby. Any interest or fees so accrued shall be added to and included in the Outstanding Amount for all purposes hereunder. 

29. Progress Payment. Lessee hereby agrees that it will pay to Lessor a lump sum payment, in the amount of One Hundred Thousand Dollars
($100,000.00), on or before April 15, 2012 (the “Progress Payment”), to be credited against the Outstanding Amount. 

 30. Satisfaction of Outstanding Amount. Lessee hereby agrees that it will pay to Lessor the
Outstanding Amount, plus any other amounts then owing under the Lease by Lessee, less the Progress Payment received by Lessor, on or before May 31, 2012. 
 31. Resolution of Lessor’s Defaults. As additional consideration for Lessor entering into this Amendment, Lessee and its affiliates hereby waive any prior default (if any) by Lessor
under the Lease. Lessee hereby represents and warrants to Lessor that, to its knowledge, after giving effect to this Amendment, Lessor is not in default in the performance of any of its obligations under the Lease, that Lessee possesses no defense
under the Lease to the fulfillment of Lessee’s obligations thereunder, and further that each and all construction obligations of Lessor under the Lease have been completed and accepted by Lessee. 

32. Ratification of Lease. All other terms, covenants and conditions of the Lease and the First Amendment shall remain the same and
continue in full force and effect, and shall be deemed unchanged, except as such terms, covenants and conditions of the Lease have been amended or modified by this Amendment and this Amendment shall, by this reference, constitute a part of the
Lease. 
 33. Agreement Binding on Successors. It is agreed that this Amendment, including the rights, benefits, duties and
obligations set forth herein, shall be binding upon all successors in interest and assigns of the parties hereto. 
 34.
Miscellaneous. This Amendment set forth the fully integrated agreement of Lessor and Lessee with respect to its subject matter and its meaning shall not be varied by any oral statements. Facsimile, pdf and tif signatures to this Amendment
shall be valid as if manually signed. This Amendment may be executed in counterparts, any one of which shall be deemed an original and all of which, taken together, shall constitute but one and the same instrument. Time is of the essence with
respect to the performance of the obligations by the parties hereto and all other terms set forth herein. 

[The remainder of this page is intentionally blank.] 

 IN WITNESS WHEREOF, Lessor and Lessee have respectively affixed their hands and seals to
this Amendment as of the day and year first above written. 
  

							
	LESSOR:
	
	 PCCP DJ ORTHO, LLC,
 a Delaware limited liability company

		
		 	By: PRES-OAKRIDGE BUSINESS PARK L.P., a California limited partnership
		 	its Co-Managing Member
			
		 		 	By: PRES-VISTA LLC,
		 		 	a California limited liability company
		 		 	its General Partner
				
		 		 	By:	 	  

		 		 	Name:	 	John W. Fitzgibbon
		 		 	Title:	 	Co-Managing Member
	
	LESSEE:
	
	 AUTOGENOMICS, INC.,
 a Delaware corporation

		
	By:	 	 Thomas V. Hennessey, Jr.

	Name:	 	Thomas V. Hennessey, Jr.
	Title:	 	COO/CFO

 EIGHTH AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL 

SINGLE-TENANT LEASE — NET 
 THIS EIGHTH AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL SINGLE-TENANT LEASE — NET (this “Amendment”) is made this 1st day of July, 2012, by PCCP DJ ORTHO, LLC, a
Delaware limited liability company (“Lessor”) and AUTOGENOMICS, INC., a Delaware corporation (“Lessee”). 
 Recitals 
 A. Lessor and Lessee entered into that certain Standard
Industrial/Commercial Single-Tenant Lease — Net dated February 12, 2009 (the “Original Lease”), by the terms of which Lessee leases from Lessor, and Lessor leases to Lessee, certain premises containing approximately
126,715 square feet of rentable area (the “Premises”) within the office building located at 2980 Scott Street, Vista, California (the “Building”), all as more particularly described in the Lease. 

B. Since the signing of the Original Lease, Lessor and Lessee have entered into that certain First Amendment to Standard
Industrial/Commercial Single-Tenant Lease – Net dated August 6, 2009 (the “First Amendment”), that certain Second Amendment to Standard Industrial/Commercial Single-Tenant Lease – Net dated August 13, 2010 (the
“Second Amendment”), that certain Third Amendment to Standard Industrial/Commercial Single-Tenant Lease — Net dated March 24, 2011 (the “Third Amendment”), that certain Third Amendment to Standard
Industrial/Commercial Single-Tenant Lease – Net dated March 24, 2011 (the “Fourth Amendment”), that certain Fifth Amendment to Standard Industrial/Commercial Single-Tenant Lease — Net dated March 24, 2011 (the
“Fifth Amendment”), that certain Sixth Amendment to Standard Industrial/Commercial Single-Tenant Lease-Net dated December 1, 2011 (the “Sixth Amendment”), and that certain Seventh Amendment to Standard
Industrial/Commercial Single-Tenant Lease-Net dated March 30, 2012 (the “Seventh Amendment”). The Original Lease, as modified by the First Amendment, the Second Amendment, the Third Amendment, the Fourth Amendment, the Fifth
Amendment, the Sixth Amendment, and the Seventh Amendment is sometimes referred to herein as the “Lease”. 
 C. Lessee
has failed to comply with its obligations under the Lease, including its failure to pay Base Rent and Additional Rent, in a timely manner. In order to allow Lessee to remain in possession of the Premises, and in exchange for, among other things, the
extension of the Term, Lessor and Lessee opted to enter into this Amendment. All capitalized terms used in this Amendment which are not defined herein shall have the meanings given to them in the Lease, unless the context otherwise requires.

 Agreements 
 NOW, THEREFORE, in consideration of the above Recitals and the mutual covenants and conditions contained herein, and for other good and valuable consideration, the receipt and sufficiency of which are
hereby acknowledged, Lessor and Lessee agree as follows: 
 35. Forbearance of Lessor. Through its failure to pay Base Rent and
Additional Rent, Lessee currently owes Lessor the amount of $1,149,810.78 as reflected on Exhibit A attached hereto and made a part hereof (the “Outstanding Amount”), which Outstanding Amount includes all Base Rent,
Additional 

 
Rent and interest and late charges thereon now due and payable. Lessee hereby expressly recognizes that the Outstanding Amount represents a default by Lessee under the Lease, pursuant to which
Lessor is entitled to exercise various remedies, including, without limitation, termination of the Lease. Notwithstanding said default, Lessor hereby agrees to forbear from exercising remedies and terminating Lessee’s right to possession of the
Premises, as set forth in this Amendment, and only if all obligations of Lessee are met as specifically detailed hereunder. 
 36.
Extension of Term. The Term of the Lease shall be extended to December 31, 2029. 
 37. Adjustment of Base Rent.
Lessor and Lessee hereby agree that §51(a) of the Lease, as amended, shall be replaced with the following Base Rent Schedule (the “Base Rent Schedule”): 

 

							
	 February 1, 2012 – January 31, 2013
	  	126,715 SF x $1.06 SF/NNN	  	$	134,318.00	  
	 February 1, 2013 – January 31, 2014
	  	126,715 SF x $1.16 SF/NNN	  	$	146,989.40	  
	 February 1, 2014 – January 31, 2015
	  	126,715 SF x $1.21 SF/NNN	  	$	153,325.15	  
	 February 1, 2015 – January 31, 2016
	  	126,715 SF x $1.27 SF/NNN	  	$	160,928.05	  
	 February 1, 2016 – January 31, 2017
	  	126,715 SF x $1.35 SF/NNN	  	$	171,065.25	  
	 February 1, 2017 – January 31, 2018
	  	126,715 SF x $1.38 SF/NNN	  	$	174,866.70	  
	 February 1, 2018 – January 31, 2019
	  	126,715 SF x $1.42 SF/NNN	  	$	179,935.30	  
	 February 1, 2019 – January 31, 2020
	  	126,715 SF x $1.46 SF/NNN	  	$	185,003.90	  
	 February 1, 2020 – January 31, 2021
	  	126,715 SF x $1.50 SF/NNN	  	$	190,072.50	  
	 February 1, 2021 – January 31, 2022
	  	126,715 SF x $1.55 SF/NNN	  	$	196,408.25	  
	 February 1, 2022 – January 31, 2023
	  	126,715 SF x $1.60 SF/NNN	  	$	202,774.00	  
	 February 1, 2023 – January 31, 2024
	  	126,715 SF x $1.65 SF/NNN	  	$	209,079.75	  
	 February 1, 2024 – January 31, 2025
	  	126,715 SF x $1.70 SF/NNN	  	$	215.415.50	  
	 February 1, 2025 – January 31, 2026
	  	126,715 SF x $1.75 SF/NNN	  	$	221,751.25	  
	 February 1, 2026 – January 31, 2027
	  	126,715 SF x $1.80 SF/NNN	  	$	228,087.00	  
	 February 1, 2027 – January 31, 2028
	  	126,715 SF x $1.85 SF/NNN	  	$	234,422,75	  
	 February 1, 2028 – January 31, 2029
	  	126,715 SF x $1.90 SF/NNN	  	$	240,758.50	  
	 February 1, 2029 – December 31, 2029
	  	126,715 SF x $1.95 SF/NNN	  	$	247,094.25	  

 38. Accrual of Interest on Outstanding Amount. From and after the date hereof, the Outstanding
Amount shall accrue interest and fees each as set forth in the Lease, as amended hereby. Any interest or fees so accrued shall be added to and included in the Outstanding Amount for all purposes hereunder. 

39. Progress Payment. Notwithstanding the Base Rent Schedule provided in Section 3 hereof, Lessor and Lessee agree that, during the
forbearance period, Lease shall make an additional payment of $134,318.00 per month on a current basis to be applied against the Outstanding Amount (retroactive to June 1, 2012). In addition, it is expressly agreed that Lessee shall pay the
then due and owing monthly Base Rent during the forbearance period in accordance with the Base Rent Schedule. 
 40. Satisfaction of
Outstanding Amount. Lessee hereby agrees that it will pay to Lessor the Outstanding Amount, plus any other amounts then owing under the Lease by Lessee, less the Progress Payment received by Lessor, on the earlier of (a) November 1,
2012, or (b) the date upon which Lessee has successfully raised funds (either through debt or equity investment or otherwise) equal to or greater than Five Hundred Thousand Dollars ($500,000). Lessee shall give written notice to Lessor of any
successful fund raise (whether or not in excess of $500,00) and if requested by Lessor, an authorized officer of Lessee shall certify upon demand as to whether Lessee has received a capital infusion whether though debt or otherwise. 

41. Resolution of Lessor’s Defaults. As additional consideration for Lessor entering into this Amendment, Lessee and its affiliates
hereby waive any prior default (if any) by Lessor under the Lease. Lessee hereby represents and warrants to Lessor that, to its knowledge, after giving effect to this Amendment, Lessor is not in default in the performance of any of its obligations
under the Lease, that Lessee possesses no defense under the Lease to the fulfillment of Lessee’s obligations thereunder, and further that each and all construction obligations of Lessor under the Lease have been completed and accepted by
Lessee. 
 42. Ratification of Lease. All other terms, covenants and conditions of the Lease and the First Amendment shall remain
the same and continue in full force and effect, and shall be deemed unchanged, except as such terms, covenants and conditions of the Lease have been amended or modified by this Amendment and this Amendment shall, by this reference, constitute a part
of the Lease. 
 43. Agreement Binding on Successors. It is agreed that this Amendment, including the rights, benefits, duties and
obligations set forth herein, shall be binding upon all successors in interest and assigns of the parties hereto. 
 44.
Miscellaneous. This Amendment set forth the fully integrated agreement of Lessor and Lessee with respect to its subject matter and its meaning shall not be varied by any oral statements. Facsimile, pdf and tif signatures to this Amendment
shall be valid as if manually signed. This Amendment may be executed in counterparts, any one of which shall be deemed an original and all of which, taken together, shall constitute but one and the same instrument. Time is of the essence with
respect to the performance of the obligations by the parties hereto and all other terms set forth herein. 
 [The remainder
of this page is intentionally blank.] 

 IN WITNESS WHEREOF, Lessor and Lessee have respectively affixed their hands and seals to
this Amendment as of the day and year first above written. 
  

							
	LESSOR:
	
	 PCCP DJ ORTHO, LLC,
 a Delaware limited liability company

		
		 	 By: PRES-OAKRIDGE BUSINESS PARK L.P., a California limited partnership

its Co-Managing Member

			
		 		 	By: PRES-VISTA LLC,
		 		 	a California limited liability company its General Partner
				
		 		 	By:	 	  

		 		 	Name:	 	John W. Fitzgibbon
		 		 	Title:	 	Co-Managing Member
	
	LESSEE:
	
	 AUTOGENOMICS, INC.,
 a Delaware corporation

		
	By:	 	 Thomas V. Hennessey, Jr.

	Name:	 	Thomas V. Hennessey, Jr.
	Title:	 	COO/CFOSubordinated Promissory Note (No. 200809-010)

 Exhibit 10.12 
 THE SECURITIES REPRESENTED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER ANY APPLICABLE STATE SECURITIES LAWS. THE SECURITIES HAVE BEEN
ACQUIRED FOR INVESTMENT AND MAY NOT BE SOLD, TRANSFERRED, ASSIGNED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF A CURRENT AND EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND ALL APPLICABLE STATE SECURITIES LAWS WITH RESPECT TO SUCH SECURITIES, OR
AN OPINION SATISFACTORY TO THE ISSUER AND ITS COUNSEL TO THE EFFECT THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE ACT AND ALL APPLICABLE STATE SECURITIES LAWS. 
 AUTOGENOMICS, INC. 
 SUBORDINATED PROMISSORY NOTE 

 

			
	No. 200809-010	  	Carlsbad, California
	$100,000	  	September 25, 2008

 FOR VALUE RECEIVED, AutoGenomics, Inc., a California corporation (“Maker” or the
“Company”), hereby promises to pay to the order of William Davidson or registered assigns (“Holder”), the principal amount of One Hundred Thousand Dollars ($100,000.00), together with interest thereon at the rate of
six percent (6%) per annum (this “Note”), on or before August 31, 2010 (the “Maturity Date”), subject to the terms and conditions set forth hereinbelow. This Note has been issued pursuant to, and is
entitled to the benefits of, that certain Subscription Agreement with respect to this Note to which Maker and Holder are parties (the “Agreement”). Capitalized terms not defined herein have the meaning assigned to them in the
Agreement. 
 This is one of a series of Subordinated Promissory Notes (collectively referred to herein as the
“Subordinated Notes”), all of like tenor, except as to the identifying number, principal amount and holder thereof. 
 1. Subordination. 
 (a) Subordination to Senior Indebtedness. The
indebtedness evidenced by this Note, and the payment of the principal hereof and interest hereon, is wholly subordinated, junior and subject in right of payment, to the extent and in the manner hereinafter provided, to the prior payment of all
Senior Indebtedness of the Company now outstanding or hereinafter incurred. “Senior Indebtedness” means the principal of, and premium, if any, and interest on (i) all indebtedness of the Company for monies borrowed from banks,
trust companies, insurance companies and other financial institutions, including commercial paper and accounts receivable sold or assigned by the Company to such institutions, (ii) all indebtedness of the Company for monies borrowed by the
Company from other persons or entities, (iii) obligations of the Company as lessee under leases of real or personal property, (iv) principal of, and premium, if any, and interest on any indebtedness or obligations of others of the kinds
described above assumed or guaranteed in any manner by the Company, (v) deferrals, renewals, extensions and 

  
 Page 1

 
refundings of any such indebtedness or obligations described above, and (vi) any other indebtedness of the Company which the Company and the holders of more than 50% of the unpaid principal
amount of the Subordinated Notes then outstanding may hereafter from time to time expressly and specifically agree in writing shall constitute Senior Indebtedness. Notwithstanding the foregoing, “Senior Indebtedness” shall not include
indebtedness of the Company evidenced by the other Subordinated Notes, which shall rank equally and ratably with this Note. 

(b) Rights of Holders Unimpaired. The provisions of this Section 1 are, and are intended solely, for the purposes of defining
the relative rights of the holders of the Subordinated Notes and the holders of Senior Indebtedness and nothing in this Section 1 shall impair, as between the Company and any holders of the Subordinated Notes, the obligation of the Company,
which is unconditional and absolute, to pay to the holders of the Subordinated Notes the principal thereof, in accordance with the terms of the Subordinated Notes, nor shall anything herein prevent any holders of the Subordinated Notes from
exercising all remedies otherwise permitted by applicable law or hereunder upon default, subject to the rights set forth above of holders of Senior Indebtedness to receive cash, property or securities otherwise payable or deliverable to the holders
of the Subordinated Notes. 
 2. Repayment of the Subordinated Notes. 

(a) Repayment at the Maturity Date. On the Maturity Date, the Company shall repay all, but not less than all, of the outstanding
principal amount of the Subordinated Notes, and all accrued and unpaid interest thereon, by mailing a corporate check in such amount payable to each Holder at such Holder’s address of record as contained herein or on file with the Company
pursuant to notice given as provided herein no later than ten (10) business days after the Maturity Date. 
 (b)
Prepayment Prior to the Maturity Date. The Company may prepay all or any portion of the outstanding principal amount of this Note, together with all accrued and unpaid interest thereon, at any time or from time to time without premium or
penalty, provided that upon any such prepayment, a corresponding payment shall be made concurrently by the Company with respect to each of the other Subordinated Notes in an amount equal to the same percentage of the outstanding principal
amount of such other Subordinated Notes as is made with respect to this Note. 
 (c) Cancellation of Subordinated Note.
Immediately upon repayment in full of this Note, this Note shall no longer be deemed to be outstanding and all rights with respect to this Note shall immediately cease and terminate as of the date of such repayment. 

3. Requirements for Transfer. This Note shall not be sold or transferred unless either (i) this Note shall have been
registered under the Securities Act of 1933, as amended (the “Act”), and all applicable state securities laws with respect thereto or (ii) the Company first shall have been furnished with an opinion of legal counsel, reasonably
satisfactory to the Company, to the effect that such sale or transfer is exempt from the registration requirements of the Act and all applicable state securities laws with respect thereto. 

  
 Page 2

 4. Payment of Principal. All payments due and payable from Maker to Holder under this
Note shall be made in lawful currency of the United States of America. In no event shall any prepayment of principal be made with respect to any other Subordinated Note unless and until the Company shall have concurrently prepaid a like proportion
of this Note. 
 5. Default. Upon the occurrence of an Event of Default (as defined below), the entire unpaid portion of
the principal amount of this Note, and all accrued and unpaid interest due Holder hereunder, shall automatically become due and payable. As used in this Note, “Event of Default” shall mean: (i) a receiver, trustee, custodian or
similar officer is appointed for Maker, or for any substantial part of its property and such appointment or proceedings remain unstayed or undismissed for a period of 90 days, (ii) any bankruptcy, insolvency, reorganization, arrangement,
readjustment of debt, dissolution, liquidation or similar proceedings under the laws of any jurisdiction is instituted (by petition, application or otherwise) against Maker and such appointment or proceedings remain unstayed or undismissed for a
period of 90 days, (iii) Maker admits in writing its inability to pay its debts when due, (iv) Maker makes an assignment for the benefit of creditors, (v) Maker applies for or consents to the appointment of any receiver, trustee,
custodian or similar officer for Maker or for any substantial part of its property, or (vi) Maker institutes (by petition, application or otherwise) or consents to any bankruptcy, insolvency, reorganization, arrangement, readjustment of debt,
dissolution, liquidation or similar proceedings under the laws of any jurisdiction against Maker. 
 6. Replacement.
Whenever this Note shall be surrendered at the principal executive office of the Company for transfer or exchange, accompanied by a written instrument of transfer in form reasonably satisfactory to the Company duly executed by the Holder hereof or
his, her or its attorney duly authorized in writing, the Company shall execute and deliver in exchange therefor a new Note or Notes, as may be requested by such Holder, in the same aggregate unpaid principal amount and payable on the same date as
the principal amount of the Note or Notes so surrendered; each such new Note shall be in such principal amount and registered in such name or names as such Holder may designate in writing. Upon receipt by the Company of evidence reasonably
satisfactory to it of the loss, theft, destruction or mutilation of this Note and of indemnity reasonably satisfactory to it, and upon reimbursement to the Company of all reasonable expenses incidental thereto, and upon surrender and cancellation of
this Note (in case of mutilation) the Company will make and deliver in lieu of this Note a new Note of like tenor and unpaid principal amount. 
 7. General. 
 (a) Successors and Assigns. This Note, and the
obligations and rights of the Company hereunder, shall be binding upon and inure to the benefit of the Company, the Holder of this Note, and their respective heirs, successors and assigns. 

(b) Notices. All notices, requests, consents and demands shall be made in writing and shall be deemed effectively given:
(a) upon personal delivery to the party to be notified, (b) when sent by confirmed telex or facsimile if sent during normal business hours of the recipient, if not, then on the next business day, (c) five days after having been sent
by registered or certified mail, return receipt requested, postage prepaid, or (d) one day after deposit with a nationally recognized overnight courier, specifying next day delivery, with written

  
 Page 3

 
verification of receipt. All communications shall be sent to the Company at 2251 Rutherford Road, Carlsbad, CA 92008, and to Holder at the applicable address set forth on the applicable signature
page to the Subscription Agreement or at such other address as the Company or Holder may designate by ten (10) days advance written notice to the other parties hereto. 
 (c) Governing Law. This Note shall be construed and enforced in accordance with, and the rights of the parties shall be governed by, the laws of the State of California, without regard to its
principles of choice of law. 
 (d) No Waiver. No delay or omission on the part of the Holder in exercising any right
under this Note shall operate as a waiver of such right or of any other right of such Holder, nor shall any delay, omission or waiver on any one occasion be deemed a bar to or waiver of the same or any other right on any future occasion. 

(e) Costs of Collection. The Company agrees to pay on demand all costs of collection, including reasonable attorney’s fees,
incurred by the Holder in enforcing the obligations of the Company under this Note. 
 (f) Confidentiality. By his, her
or its acceptance hereof, the Holder of this Note agrees that he, she or it will keep confidential and will not disclose, divulge or use for any unauthorized purpose any confidential, proprietary or secret information which such Holder may obtain
from the Company (i) pursuant to financial statements, reports and other materials submitted by the Company to such Holder or (ii) pursuant to visitation or inspection rights granted to such Holder, unless such information is known, or
until such information becomes known, to the public. 
 (g) Headings. The headings in this Note are for purposes of
reference only and shall not limit or otherwise affect the meaning of any provision of this Note. 

  
 Page 4

 IN WITNESS WHEREOF, this Note has been executed and delivered on the date first above
written by the undersigned authorized representative of the Company. 
  

			
	AUTOGENOMICS, INC.
	a California corporation
		
	By:	 	 /s/ Fareed Kureshy

		 	Fareed Kureshy
		 	Its President and CEO

 Schedule to Exhibit 10.12 

The following subordinated promissory notes are substantially identical in all material respects to the representative note to which this
schedule is attached and which is filed as an exhibit to AutoGenomics, Inc.’s registration statement on Form S-1 (the “Registration Statement”), except as to the parties thereto, dates of issuance, principal amounts, interest rates
and maturity dates set forth below. These other subordinated promissory notes are not being filed with the Registration Statement, pursuant to Instruction 2 to Item 601 of Regulation S-K promulgated under the Securities Exchange Act of 1934, as
amended. 
  

															
	 Number
	  	 Holder
	  	 Date of Issuance
	  	Principal
Amount	 	  	Interest
Rate	 	 	 Maturity Date

	 200903-007
	  	National Healthcare Services	  	March 30, 2009	  	$	500,000	  	  	 	6	% 	 	December 31, 2012
	 200906-020
	  	National Healthcare Services	  	June 26, 2009	  	$	500,000	  	  	 	8	% 	 	December 31, 2012
	 200912-001
	  	National Healthcare Services	  	December 8, 2009	  	$	500,000	  	  	 	8	% 	 	December 31, 2012
	 200912-003
	  	AR Properties	  	December 1, 2009	  	$	95,000	  	  	 	6	% 	 	December 31, 2012
	 200912-005A
	  	AR Properties	  	December 31, 2009	  	$	250,000	  	  	 	6	% 	 	December 31, 2012
	 200912-005B
	  	Shugart Investments	  	December 31, 2009	  	$	250,000	  	  	 	6	% 	 	April 30, 2012
	 201002-001
	  	AR Properties	  	February 12, 2010	  	$	100,000	  	  	 	6	% 	 	April 30, 2012
	 201002-002
	  	Piercy Living Trust	  	February 12, 2010	  	$	250,000	  	  	 	6	% 	 	April 30, 2012
	 201002-003
	  	R&M AutoGenomics Investors	  	February 16, 2010	  	$	50,000	  	  	 	6	% 	 	April 30, 2012
	 201003-000
	  	Mevyappan - Kannappan Family Trust	  	March 2, 2010	  	$	25,000	  	  	 	6	% 	 	March 1, 2012
	 201004-001
	  	Robert A. Levin and Mary B. Levin, Trustees of the Levin Family Revocable Trust	  	September 3, 2008	  	$	150,000	  	  	 	6	% 	 	April 15, 2012
	 201004-002
	  	Heiligbrodt Family Partnership	  	September 4, 2008	  	$	500,000	  	  	 	6	% 	 	April 15, 2012
	 201004-003
	  	Kentor Trust U/A Dtd 9/18/2002	  	September 8, 2008	  	$	178,500	  	  	 	6	% 	 	April 15, 2012
	 201004-004
	  	God’s Gift	  	September 11, 2008	  	$	500,000	  	  	 	6	% 	 	April 15, 2012
	 201004-005
	  	Belmont Insurance Company	  	September 16, 2008	  	$	100,000	  	  	 	6	% 	 	April 15, 2012
	 201004-006
	  	Argus Reinsurance, Ltd.	  	September 24, 2008	  	$	250,000	  	  	 	6	% 	 	June 15, 2012
	 201004-007
	  	Strader Family Trust dated April 25, 2005	  	September 25, 2008	  	$	100,000	  	  	 	6	% 	 	April 15, 2012
	 201004-008
	  	Bubalo Family Trust	  	October 20, 2008	  	$	100,000	  	  	 	6	% 	 	April 15, 2012
	 201004-009
	  	The Testman Trust	  	March 2, 2009	  	$	50,000	  	  	 	6	% 	 	April 15, 2012
	 201004-010
	  	Terrence A. Noonan	  	March 10, 2009	  	$	25,000	  	  	 	6	% 	 	April 15, 2012
	 201004-013
	  	Kentor Trust U/A dated 9/18/2002	  	March 23, 2009	  	$	50,000	  	  	 	6	% 	 	April 15, 2012
	 201004-014
	  	Linda Formo Brandes Revocable Trust	  	March 30, 2009	  	$	250,000	  	  	 	6	% 	 	April 15, 2012
	 201004-015
	  	AR Properties	  	March 31, 2009	  	$	1,000,000	  	  	 	6	% 	 	April 15, 2012
	 201004-016
	  	Helen Lovaas 2006 Irrevocable Trust FBO Theresa Bell	  	April 2, 2009	  	$	50,000	  	  	 	6	% 	 	April 15, 2012
	 201004-017
	  	Helen Lovaas 2006 Irrevocable Trust FBO Cindy Westwood	  	April 2, 2009	  	$	50,000	  	  	 	6	% 	 	April 15, 2012
	 201004-018
	  	Helen Lovaas 2006 Irrevocable Trust FBO Kathy Redenius	  	April 2, 2009	  	$	50,000	  	  	 	6	% 	 	April 15, 2012
	 201004-019
	  	Helen Lovaas 2006 Irrevocable Trust FBO Daniel Lovaas	  	April 2, 2009	  	$	50,000	  	  	 	6	% 	 	April 15, 2012
	 201004-020
	  	Helen Lovaas 2006 Irrevocable Trust FBO Frank Bartlett	  	April 2, 2009	  	$	50,000	  	  	 	6	% 	 	April 15, 2012
	 201004-021
	  	Helen Lovaas 2006 Irrevocable Trust FBO Christine Fennel	  	April 2, 2009	  	$	50,000	  	  	 	6	% 	 	April 15, 2012
	 201004-022
	  	Ulrich Frindt Family Trust U/T/A dated October 21, 2002	  	April 6, 2009	  	$	50,000	  	  	 	6	% 	 	April 15, 2012
	 201004-023
	  	Jason Livingston and Paula Livingston Community Property	  	April 10, 2009	  	$	100,000	  	  	 	6	% 	 	April 15, 2012
	 201004-024
	  	R & E Lunn Revocable Trust dated March 10, 2004	  	April 15, 2009	  	$	50,000	  	  	 	6	% 	 	April 15, 2012
	 201004-025
	  	Levin Family Revocable Trust dated February 22, 2007	  	May 1, 2009	  	$	100,000	  	  	 	6	% 	 	April 15, 2012
	 201004-026
	  	Rue Family Trust	  	August 17, 2009	  	$	250,000	  	  	 	6	% 	 	April 15, 2012
	 201004-027
	  	IAS Management LLC	  	August 19, 2009	  	$	250,000	  	  	 	6	% 	 	April 15, 2012
	 201004-028
	  	Cyndy Reinking	  	November 2, 2009	  	$	250,000	  	  	 	6	% 	 	April 15, 2012
	 201004-029
	  	Joseph P. Sullivan	  	December 22, 2009	  	$	10,000	  	  	 	6	% 	 	April 15, 2012
	 201004-030
	  	Harold F. McGrath, Trustee of the McGrath Family Trust	  	September 11, 2008	  	$	150,000	  	  	 	6	% 	 	April 15, 2012
	 201004-031
	  	Van Fleet Family Trust	  	April 8, 2009	  	$	50,000	  	  	 	6	% 	 	April 15, 2012
	 201004-032
	  	National Healthcare Services	  	September 9, 2008	  	$	1,000,000	  	  	 	6	% 	 	December 31, 2012
	 201004-033
	  	The Testman Trust	  	December 1, 2009	  	$	55,000	  	  	 	6	% 	 	April 15, 2012
	 201012-002
	  	The Testman Trust	  	December 21, 2010	  	$	100,000	  	  	 	7	% 	 	December 31, 2012
	 201012-003
	  	William Davidson	  	December 30, 2010	  	$	100,000	  	  	 	7	% 	 	December 31, 2012
	 201101-001
	  	AR Properties	  	January 12, 2011	  	$	100,000	  	  	 	7	% 	 	December 31, 2012
	 201101-002
	  	James Mamakos	  	January 21, 2011	  	$	100,000	  	  	 	7	% 	 	December 31, 2012
	 201102-001
	  	Lauro Administrative Trust U/T/D dated May 9, 1980	  	February 28, 2011	  	$	100,000	  	  	 	7	% 	 	December 31, 2012
	 201102-002
	  	Testman Trust U/A Dtd 07/27/1982	  	February 22, 2011	  	$	50,000	  	  	 	7	% 	 	December 31, 2012
	 201102-003
	  	Thomas Reise	  	February 23, 2011	  	$	50,000	  	  	 	7	% 	 	December 31, 2012
	 201103-001
	  	Roger Ian MacFarlane	  	March 22, 2011	  	$	200,000	  	  	 	7	% 	 	December 31, 2012

															
	 201103-002
	  	Ruksana N. Bukhari	  	March 30, 2011	  	$	100,000	  	  	 	7	% 	 	December 31, 2012
	 201105-001
	  	The Testman Trust	  	May 3, 2011	  	$	100,000	  	  	 	7	% 	 	December 31, 2012
	 201105-002
	  	AR Properties	  	May 17, 2011	  	$	200,000	  	  	 	7	% 	 	December 31, 2012
	 201111-001
	  	AR Properties	  	November 29, 2011	  	$	125,000	  	  	 	12	% 	 	May 31, 2012
	 201112-001
	  	Laurence Demers	  	December 30, 2011	  	$	50,000	  	  	 	12	% 	 	April 30, 2012
	 201201-001
	  	Donald E. Pogorzelski Trust	  	January 4, 2012	  	$	250,000	  	  	 	12	% 	 	April 30, 2012
	 201201-003
	  	Thomas V. Hennessey, Jr.	  	January 5, 2012	  	$	20,000	  	  	 	12	% 	 	April 30, 2012
	 201201-004
	  	George F. Ohrstrom	  	January 6, 2012	  	$	125,000	  	  	 	12	% 	 	April 30, 2012
	 201201-005
	  	Thomas Campbell Jackson	  	January 6, 2012	  	$	125,000	  	  	 	12	% 	 	April 30, 2012
	 201203-001
	  	Donald E. Pogorzelski Trust	  	March 9, 2012	  	$	500,000	  	  	 	10	% 	 	June 30, 2012
	 201203-002
	  	AR Properties	  	March 12, 2012	  	$	250,000	  	  	 	10	% 	 	June 30, 2012
	 201203-003
	  	Donald E. Pogorzelski Trust	  	March 13, 2012	  	$	400,000	  	  	 	10	% 	 	June 30, 2012

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00208-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00208-of-00352.parquet"}]]