Document:

AMENDED AND RESTATED 364-DAY CREDIT AGREEMENT

 

Exhibit 10-p-3

AMENDED AND RESTATED 364-DAY CREDIT
AGREEMENT

     
AMENDED AND RESTATED CREDIT AGREEMENT dated as of
October 28, 2003 among Rockwell Automation, Inc. (the
“Borrower”), the Banks listed on the signature
pages hereof (the “Banks”) and JPMorgan Chase
Bank, as Administrative Agent (the “Agent”).

W I T N E S S E T H:

     
WHEREAS, the parties hereto have heretofore
entered into a 364-Day Credit Agreement dated as of
October 29, 2002 (the “Credit Agreement”);
and

     
WHEREAS, the parties hereto desire to amend the
Credit Agreement as set forth herein and to restate the Credit
Agreement in its entirety to read as set forth in the Credit
Agreement with the amendments specified below;

     
NOW, THEREFORE, the parties hereto agree as
follows:

     
SECTION 1.     Defined
Terms; References. Unless otherwise specifically defined
herein, each term used herein which is defined in the Credit
Agreement has the meaning assigned to such term in the Credit
Agreement. Each reference to “hereof”,
“hereunder”, “herein” and “hereby”
and each other similar reference and each reference to
“this Agreement” and each other similar reference
contained in the Credit Agreement shall, after the Restatement
Effective Date (as defined below), refer to the Credit Agreement
as amended and restated hereby.

     
SECTION 2.     Amendments.
Effective as of the Restatement Effective Date:

		
	 	     
    (a) The definition of “Termination
    Date” in Section 1.01 of the Credit Agreement is
    amended by changing the date specified therein from
    “October 28, 2003” to “October 26,
    2004”.
    
	 
	 	     
    (b) Section 4.04(a) of the Credit
    Agreement is amended by changing each instance of the date
    specified therein from September 30, 2001 to
    “September 30, 2002”.
    
	 
	 	     
    (c) Section 4.04(b) of the Credit
    Agreement is amended by changing each instance of the date
    specified therein from “June 30, 2002” to
    “June 30, 2003”.
    
	 
	 	     
    (d) Section 4.04(c) of the Credit
    Agreement is amended by changing the dates specified therein as
    follows: (i) “September 30, 2001” becomes
    “September 30, 2002”;
    (ii) “December 31, 2001” becomes
    “December 31, 2002”;
    (iii) “March 31, 2002” becomes
    “March 31, 2003”; and (iv) “June 30,
    2002” becomes “June 30, 2003”.
    
	 
	 	     
    (e) Section 4.05 of the Credit
    Agreement is amended by changing the dates specified therein as
    follows: (i) “September 30, 2001” becomes
    “September 30, 2002”;
    (ii) “December 31, 2001” becomes
    “December 31, 2002”;
    (iii) “March 31, 2002” becomes
    “March 31, 2003”; and
    (iv) “June 30, 2002” becomes
    “June 30, 2003”.
    

     
SECTION 3.     Changes
In Commitments. With effect from and including the
Restatement Effective Date, (i) each Person listed on the
signature pages hereof which is not a party to the Credit
Agreement (each, a “New Bank”) shall become a
Bank party to the Credit Agreement and (ii) the Commitment
of each Bank shall be the amount set forth opposite the name of
such Bank on the signature pages hereof. On the Restatement
Effective Date, any Bank whose Commitment is changed to zero
(each, an “Exiting Bank”) shall cease to be a
Bank party to the Credit Agreement, and all accrued fees and
other amounts payable under the Credit Agreement for the account
of each Exiting Bank shall be due and payable on such date;
provided that the provisions of Sections 8.03, 8.04
and 9.03 of the Credit Agreement shall continue to inure to the
benefit of each Exiting Bank after the Restatement Effective
Date.

 

     
SECTION 4.     Representations
Of Borrower. The Borrower represents and warrants that
(i) the representations and warranties of the Borrower set
forth in Article 4 of the Credit Agreement will be true on
and as of the Restatement Effective Date and (ii) no
Default will have occurred and be continuing on such date.

     
SECTION 5.     Governing
Law. This Amendment and Restatement shall be governed by and
construed in accordance with the laws of the State of New York.

     
SECTION 6.     Effect
of Amendments. Except as expressly set forth herein, the
amendments contained herein shall not constitute a waiver or
amendment of any term or condition of the Credit Agreement, and
all such terms and conditions shall remain in full force and
effect and are hereby ratified and confirmed in all
respects.

     
SECTION 7.     Counterparts.
This Amendment and Restatement may be signed in any number of
counterparts, each of which shall be an original, with the same
effect as if the signatures thereto and hereto were upon the
same instrument.

     
SECTION 8.     Effectiveness.
This Amendment and Restatement shall become effective as of the
date hereof subject to satisfaction of the following conditions
(the “Restatement Effective Date”):

		
	 	     
    (a) the Agent shall have received from each
    of the Borrower and the Banks a counterpart hereof signed by
    such party or facsimile or other written confirmation (in form
    satisfactory to the Agent) that such party has signed a
    counterpart hereof;
    
	 
	 	     
    (b) the Agent shall have received an opinion
    of counsel for the Borrower (which may be in-house counsel),
    substantially in the form of Exhibit D to the Credit
    Agreement with reference to this Amendment and Restatement and
    the Credit Agreement as amended and restated hereby;
    
	 
	 	     
    (c) the Agent shall have received all
    documents it may reasonably request relating to the existence of
    the Borrower, the corporate authority for and the validity of
    this Amendment, and any other matters relevant hereto, all in
    form and substance satisfactory to the Agent; and
    
	 
	 	     
    (d) the Agent shall have received payment by
    the Borrower (i) for the account of each Bank, of a
    participation fee in the amount heretofore mutually agreed upon
    and (ii) to the Agent, of any other amount due and payable.
    

2

 

     
IN WITNESS WHEREOF, the parties hereto have
caused this Amendment and Restatement to be duly executed as of
the date first above written.

		
	 	
    ROCKWELL AUTOMATION, INC.
    

			
	 	By: 	
    /s/ THOMAS J. MULLANY
    

		
	 	
    

	 	
    Name:        Thomas
    J. Mullany
    

			
	 	Title:	
    Vice President & Treasurer
    

			
	 	Address:	
    777 East Wisconsin Avenue
    

		
	 	
    Suite 1400
    
	 	
    Milwaukee, WI 53202
    

			
	 	Attention:	
    William J. Calise
    
	 	Telecopy:	
    (414) 212-5357
    

			
	 	Internet Address: 	
    www.rockwellautomation.com
    

		
	 	
    JPMORGAN CHASE BANK,
    
	 	
              as
    Administrative Agent and as a Bank
    
	 
	 	
    By: /s/ KAREN M. SHARF
    
	 	
    

	 	
    Name:        Karen
    M. Sharf
    

			
	 	Title:	
    Vice President
    

			
	 	Address:	
    1111 Fannin Street, 10th Flr.
    

		
	 	
    Houston, TX 77002
    

			
	 	Attention:	
    Candace Grayson
    

		
	 	
    Loan & Agency Services
    

			
	 	Telecopy:	
    (713) 750-2938
    

		
	 	
    JPMORGAN CHASE BANK
    

			
	 	By: 	
    /s/ KAREN M. SHARF
    

		
	 	
    

	 	
    Name: Karen M. Sharf
    
	 	
    Title:  Vice President
    

Commitments

$30,500,000

3

 

		
	 	
    BANK OF AMERICA, N.A.
    

			
	 	By: 	
    /s/ MEGAN MCBRIDE
    

		
	 	
    

			
	 	Name: 	
    Megan McBride
    

		
	 	
    Title:  Principal
    

Commitments

$26,500,000

		
	 	
    CITIBANK, N.A.
    

			
	 	By: 	
    /s/ DAVID L. HARRIS
    

		
	 	
    

	 	
    Name:        David
    L. Harris
    

			
	 	Title:	
    Vice President
    

Commitments

$26,500,000

		
	 	
    DEUTSCHE BANK AG
    
	 	
    NEW YORK BRANCH
    

			
	 	By: 	
    /s/ OLIVER SCHWARZ
    

		
	 	
    

	 	
    Name:        Oliver
    Schwarz
    

			
	 	Title:	
    Vice President
    

			
	 	By: 	
    /s/ DR. MICHAEL DIETZ
    

		
	 	
    

	 	
    Name:        Dr. Michael
    Dietz
    

			
	 	Title:	
    Director
    

Commitments

$26,500,000

4

 

		
	 	
    MELLON BANK, N.A.
    

			
	 	By: 	
    /s/ DANIEL J. LENCKOS
    

		
	 	
    

	 	
    Name:        Daniel
    J. Lenckos
    

			
	 	Title:	
    First Vice President
    

Commitments

$26,500,000

		
	 	
    UBS LOAN FINANCE LLC
    

			
	 	By: 	
    /s/ WILFRED V. SAINT
    

		
	 	
    

	 	
    Name:        Wilfred
    V. Saint
    

			
	 	Title:	
    Associate Director
    

		
	 	
    Banking Products Services
    

			
	 	By: 	
    /s/ JOSELIN FERNANDES
    

		
	 	
    

	 	
    Name:        Joselin
    Fernandes
    

			
	 	Title:	
    Associate Director
    

		
	 	
    Banking Products Services
    

Commitments

$26,500,000

		
	 	
    WELLS FARGO BANK, N.A.
    

			
	 	By: 	
    /s/ CHARLES W. REED
    

		
	 	
    

	 	
    Name:        Charles
    W. Reed
    

			
	 	Title:	
    Vice President
    

			
	 	By: 	
    /s/ MARY D. FALCK
    

		
	 	
    

	 	
    Name:        Mary
    D. Falck
    

			
	 	Title:	
    Senior Vice President
    

Commitments

$26,500,000

5

 

		
	 	
    BANK ONE, NA
    

			
	 	By: 	
    /s/ JENNY A. GILPIN
    

		
	 	
    

	 	
    Name:        Jenny
    A. Gilpin
    

			
	 	Title:	
    Managing Director
    

Commitments

$20,750,000

		
	 	
    COMERICA BANK
    

			
	 	By: 	
    /s/ JAMES B. HAEFFNER
    

		
	 	
    

	 	
    Name:        James
    B. Haeffner
    

			
	 	Title:	
    First Vice President
    

Commitments

$20,750,000

		
	 	
    KEYBANK NATIONAL ASSOCIATION
    

			
	 	By: 	
    /s/ THOMAS J. PURCELL
    

		
	 	
    

	 	
    Name:        Thomas
    J. Purcell
    

			
	 	Title:	
    Senior Vice President
    

Commitments

$20,750,000

		
	 	
    THE BANK OF NOVA SCOTIA
    

			
	 	By: 	
    /s/ M. KUS
    

		
	 	
    

	 	
    Name: M. Kus
    
	 	
    Title:   Director
    

Commitments

$20,750,000

6

 

		
	 	
    CREDIT LYONNAIS
    
	 	
         NEW YORK BRANCH
    

			
	 	By: 	
    /s/ LEE E. GREVE
    

		
	 	
    

	 	
    Name: Lee E. Greve
    
	 	
    Title:   First Vice President
    

Commitments

$15,000,000

		
	 	
    THE BANK OF NEW YORK
    

			
	 	By: 	
    /s/ MARK WRIGLEY
    

		
	 	
    

	 	
    Name: Mark Wrigley
    
	 	
    Title:   Vice President
    

Commitments

$15,000,000

		
	 	
    U.S. BANK NATIONAL ASSOCIATION
    

			
	 	By: 	
    /s/ ROBERT A. FLOSBACH
    

		
	 	
    

	 	
    Name: Robert A. Flosbach
    
	 	
    Title:   Senior Vice President
    

Commitments

$15,000,000

		
	 	
    M&I MARSHALL & ILSLEY BANK
    

			
	 	By: 	
    /s/ LEO D. FREEMAN
    

		
	 	
    

	 	
    Name:        Leo
    D. Freeman
    

			
	 	Title:	
    Vice President
    

			
	 	By: 	
    /s/ JAMES R. MILLER
    

		
	 	
    

	 	
    Name:        James
    R. Miller
    

			
	 	Title:	
    Vice President
    

Commitments

$10,000,000

7

 

		
	 	
    THE NORTHERN TRUST COMPANY
    

			
	 	By: 	
    /s/ DANIEL J. BOOTE
    

		
	 	
    

	 	
    Name:        Daniel
    J. Boote
    

			
	 	Title:	
    Vice President
    

Commitments

$10,000,000

Total Commitments

$337,500,000

8<PAGE>

                                                                   EXHIBIT 10.14

                          REGISTRATION RIGHTS AGREEMENT

         THIS REGISTRATION RIGHTS AGREEMENT ("Agreement") is made and entered
into as of the ______ day of ______________, 2003 by and between (i)
[_______________], a [___________] corporation (the "Company"), and (ii) those
certain Participants under that certain Subscription Agreement of even date
herewith between each Participant and the Company, each of whose signatures
shall be included on Exhibit A hereto upon consummation of their respective
portion of the transaction (each such Participant a "Stockholder").

                                   AGREEMENTS:

         NOW, THEREFORE, in consideration of the premises and the mutual
covenants hereinafter set forth and for other good and valuable consideration,
the receipt, adequacy and sufficiency of which are hereby acknowledged by each
of the Company and Stockholder, each of the Company and Stockholder hereby
agrees as follows:

         (a) If at any time after the date hereof the Company proposes to
register any Common Stock under the Securities Act of 1933, as amended (the
"Act"), for sale to the public for cash (and not for issuance pursuant to an
employee benefit plan or in connection with an acquisition of another company or
business or in connection with any other registration that does not allow the
registration of secondary sales), the Company shall give written notice to
Stockholder of its intention so to do at least 20 days prior to filing the
related registration statement (the "Registration Statement"). Upon the written
request of Stockholder, given within 10 days after receipt of any such notice,
to register any Registrable Shares, the Company shall use its best efforts to
cause all Registrable Shares, as to which registration shall have been so
requested, to be included in the securities to be covered by the Registration
Statement, all to the extent requisite to permit the sale or other disposition
by Stockholder of the Registrable Shares requested to be so registered;
provided, however, that:

                  (i) If, at any time after giving such written notice of its
         intention to register any securities and prior to the effective date of
         the Registration Statement, the Company shall determine for any reason
         not to register such securities, the Company may, at its election, give
         written notice of such determination to Stockholder, and thereupon the
         Company shall be relieved of its obligation to register any Registrable
         Shares in connection with such registration;

                  (ii) If such registration involves an underwritten offering,
         Stockholder must sell its Registrable Shares to the underwriters
         selected by the Company on the same terms and conditions as apply to
         the Company (except as otherwise agreed to by the Company in writing);
         and

                  (iii) The Company shall be obligated to keep the Registration
         Statement effective only for nine months after its initial effective
         date.

The number of Registrable Shares to be included in an underwritten offering may
be reduced, pro rata among all the Company's stockholders selling shares in the
offering, in a ratio equal to the respective amounts of shares proposed to be
sold by such stockholders, if and to the extent that the managing underwriter
shall advise Stockholder and the Company by letter of its belief

<PAGE>
that the number of securities requested to be registered exceeds the number that
can be sold in (or during the term of) such offering without adversely affecting
the marketing of the securities to be sold by the Company.

         (b) In connection with the registration provided for hereunder,
Stockholder shall use reasonable efforts to cooperate with the Company and shall
furnish to the Company in writing such information with respect to it and its
proposed distribution as shall be reasonably necessary in order too assure
compliance with federal and applicable state securities laws.

         (c) The Company shall pay all expenses incurred by the Company in
complying with its registration obligations pursuant to this Agreement,
including, without limitation, all registration, qualification, and filing fees,
blue sky fees and expenses, printing expenses, fees and disbursements of counsel
and independent public accountants for the Company, all expenses of the
underwriter customarily paid by issuers or sellers of securities (including fees
of the National Association of Securities Dealers, Inc.), transfer taxes, escrow
fees, fees of transfer agents and registrars, and costs of insurance.
Stockholder shall pay all underwriting discounts and selling commissions
applicable to the sale of the Registrable Shares being registered.

                  (d) (i) The Company shall protect, indemnify and hold
Stockholder, and its officers, directors, stockholders, attorneys, accountants,
employees, affiliates, successors and assigns, harmless from any and all
demands, claims, actions, causes of actions, lawsuits, proceedings,
investigations, judgments, losses, damages, injuries, liabilities, obligations,
expenses and costs (including costs of litigation and attorneys' fees), arising
out of or based upon (aa) any untrue statement or alleged untrue statement of
any material fact contained in or incorporated by reference into the
Registration Statement, any preliminary prospectus or final prospectus contained
therein, or any amendment or supplement thereto, (bb) the omission or alleged
omission to state therein a material fact required to be stated therein or
necessary to make the statements therein not misleading, or (cc) any material
violation by the Company of any rule or regulation promulgated under Act
applicable to the Company and relating to action or inaction by the Company in
connection with any such registration; provided, however, that the Company shall
not be liable in the case of (aa) and (bb) above if and to the extent that the
event otherwise giving rise to indemnification arises out of or is based upon an
untrue statement or alleged untrue statement or omission or alleged omission
made in conformity with information furnished by a person otherwise entitled to
indemnification in writing specifically for use in the Registration Statement or
prospectus or information contained in a writing that has been expressly
approved or deemed approved by a person otherwise entitled to indemnification.

                  (ii) Stockholder shall protect, indemnify and hold the Company
and its officers, directors, stockholders, attorneys, accountants, employees,
affiliates, successors and assigns, harmless from any and all demands, claims,
actions, causes of actions, lawsuits, proceedings, investigations, judgments,
losses, damages, injuries, liabilities, obligations, expenses and costs
(including costs of litigation and attorneys' fees), arising out of or based
upon (aa) any untrue statement or alleged untrue statement of any material fact
contained in or incorporated by reference into the Registration Statement, any
preliminary prospectus or final prospectus contained therein, or any amendment
or supplement thereto, (bb) the omission or alleged omission to state therein a
material fact required to be stated therein or necessary to make the statements
therein not misleading, or (cc) any material violation by Stockholder of any
rule

                                       2
<PAGE>
or regulation promulgated under the Act applicable to Stockholder and relating
to action or inaction by Stockholder in connection with any such registration;
provided, however, that Stockholder shall be liable in the case of (aa) and (bb)
above only if and to the extent that the event giving rise to indemnification
arises out of or is based upon an untrue statement or alleged untrue statement
or omission or alleged omission made in conformity with information furnished by
Stockholder in writing specifically for use in the Registration Statement or
prospectus or information contained in a writing that has been expressly
approved or deemed approved by Stockholder.

                  (iii) Promptly after receipt by an indemnified party under
this Section (d) of notice of the threat or commencement of any action, such
indemnified party shall, if a claim in respect thereof is to be made against an
indemnifying party hereunder, notify each such indemnifying party in writing
thereof, but the omission so to notify an indemnifying party shall not relieve
it from any liability which it may have to any indemnified party to the extent
that the indemnifying party is not prejudice as a result thereof. In case any
such action shall be brought against any indemnified party and it shall notify
an indemnifying party of the commencement thereof, the indemnifying party shall
be entitled to participate in and, to the extent it shall wish, to assume and
undertake the defense thereof with counsel reasonably satisfactory to such
indemnified party, and, after notice from the indemnifying party to such
indemnified party of its election so to assume and undertake the defense
thereof, the indemnifying party shall not be liable to such indemnified party
under this Section (d) for any legal expenses subsequently incurred by such
indemnified party in connection with the defense thereof other than reasonable
costs of investigation and of liaison with counsel so elected; provided,
however, that, if the defendants in any such action include both an indemnified
party and an indemnifying party and the related indemnified party shall have
reasonably concluded that there may be reasonable defenses available to it which
are different from or additional to those available to the indemnifying party or
if the interests of the indemnified party reasonably may be believed to conflict
with the interests of the indemnifying party, the indemnified party shall have
the right to select separate counsel and to assume such legal defenses and
otherwise to participate in the defense of such action, with the expenses and
fees of such separate counsel and other expenses related to such participation
in be reimbursed by the indemnifying party as incurred. No indemnifying party
shall be subject to any liability for any settlement made without consent which
shall not be unreasonably withheld. No indemnifying party shall consent to the
entry of any judgment or enter into any settlement which does not include as an
unconditional term thereof the giving by the claimant or plaintiff to such
indemnified party of a release from all liability with respect to such claim or
litigation.

         (e) Any notice or request herein required or permitted to be given to
any party hereunder shall be given in writing and shall be personally delivered
or sent to such party by prepaid mail at the address set forth below the
signature of such party hereto or at such other address as such party may
designate by written communication to the other party to this Agreement. Each
notice given in accordance with this paragraph shall be deemed to have been
given, if personally delivered, on the date personally delivered, or, if mailed,
on the third day following the day on which it is deposited in the United States
mail, certified or registered mail, return receipt requested, with postage
prepaid.

                                       3
<PAGE>

         (f) This Agreement embodies the entire agreement and understanding
between the parties hereto with respect to the subject matter hereof and
supersede all prior agreements and understandings, whether written or oral,
relating to the subject matter hereof. This Agreement may not be amended,
supplemented, waived, or terminated except by written instrument executed by the
Company and Stockholder. No waiver of any provision of this Agreement shall
constitute a waiver of any other provision of this Agreement, nor shall such
waiver constitute a waiver of any subsequent breach of such provision. This
Agreement shall be binding upon and shall inure to the benefit of each party
hereto and his or its respective successors, heirs, assigns, and legal
representatives, but neither this Agreement nor any rights hereunder may be
assigned by any party hereto without the consent in writing of the other party.
This Agreement may be executed in two or more counterparts, each of which shall
be deemed an original, but all of which together constitute one and the same
instrument A party may execute this Agreement and transmit its signature by
facsimile, which shall be fully binding, and the party taking such actions shall
deliver a manually signed original as soon as is practicable.

              [The Remainder of this Page Left Intentionally Blank]

                                       4
<PAGE>

                [Signature Page to Registration Rights Agreement]

         IN WITNESS WHEREOF, the undersigned have set their hands hereunto as of
the first date written above.

"COMPANY"

[                  ]
 ------------------

By:
   --------------------------------------------------
Name:
     ------------------------------------------------
Title:
      -----------------------------------------------

Address:
         --------------------------------------------

         --------------------------------------------

                                       5
<PAGE>

                                    EXHIBIT A

          STOCKHOLDER'S SIGNATURE PAGE TO REGISTRATION RIGHTS AGREEMENT

"Stockholder"

--------------------------------------------------
Signature

--------------------------------------------------
Printed Name

--------------------------------------------------
Street Address

--------------------------------------------------
City, State, Zip Code

Date:                        , 2003
       ----------------------

Number of Registrable Shares:

------------

                                       6
<PAGE>

         Subject to acceptance by the Company, the undersigned has completed
this Subscription Agreement to evidence his/her subscription for, participation
in the Shares of the Company, this day of _________, 2003, at __________,
______________.

                                   ---------------------------------------------
                                   Subscriber

         The Company has accepted this subscription this ___ day of ___________,
2003.

                                       [             ], A [        ] CORPORATION
                                        -------------      --------

                                       By
                                         ---------------------------------------
                                       Its
                                          --------------------------------------

                                       7

<PAGE>
                                   SCHEDULE 1

The following is a list of each of the parties to the form of Registration
Rights Agreements set forth in Exhibit 10.14, the number of shares to which each
of such Agreements relates and the date of each such Agreement. All of the
Registration Rights Agreements have terms identical to those set forth in
Exhibit 10.14, except for the parties, number of shares and dates set forth
below.

<Table>
<Caption>
------------------------------------------- ---------------------------------------- ---------------------------------
NAME                                        NUMBER OF SHARES PURCHASED               DATE ENTERED
------------------------------------------- ---------------------------------------- ---------------------------------
<S>                                         <C>                                      <C>
Abundis, Marcus                             6,250                                    August 22, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Bowman, Michael L. and Sharon C.            7,500                                    August 8, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Burkdoll, James Todd                        12,500                                   July 21, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Burke, John J.                              8,000                                    July 22, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Childrey, Joseph B.                         25,000                                   August 12, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Childrey, Joseph B.                         25,000                                   August 12, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Dettle, Robert E.                           12,500                                   July 23, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Dreyfuss, Jerome                            6,250                                    August 22, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Edwards, R.V. Jr.                           2,500                                    August 22, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Edwards, R.V. Jr.                           6,000                                    August 20, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Eskandari, Navid                            6,250                                    August 22, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Frangopoulos, Michael A.                    7,000                                    August 22, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Frangopoulos, Michael A.                    3,000                                    August 12, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Frangopoulos, Michael A.                    5,000                                    August 27, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Gorenc, Nick                                37,000                                   August 22, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Gorenc, Nick                                9,000                                    August 27, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Kaplan, Howard                              12,500                                   July 11, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Kaplan, Howard                              5,000                                    August 22, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
</TABLE>

<PAGE>

<Table>
<Caption>
------------------------------------------- ---------------------------------------- ---------------------------------
NAME                                        NUMBER OF SHARES PURCHASED               DATE ENTERED
------------------------------------------- ---------------------------------------- ---------------------------------
<S>                                         <C>                                      <C>
Kaplanis, Viannis                           8,000                                    August 22, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Kollipara, Venkata                          12,500                                   August 22, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Kollipara, Venkata                          12,500                                   August 14, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Koutures, Maria                             25,000                                   July 30, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Loumidis, Mahi-Niki                         7,500                                    August 22, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Lyras, Louis S.                             7,000                                    August 21, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Maggay, George S.                           12,500                                   August 21, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
McIntee, Steve                              12,500                                   August 11, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Mullery, Gregg                              12,500                                   August 21, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Newton, David B.                            10,000                                   August 22, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Reed, Elizabeth A.                          12,500                                   August 19, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Reed, Elizabeth A.                          6,250                                    August 22, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Skafte, Peter                               5,000                                    August 22, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Smith, Jay D.                               12,500                                   August 22, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Telford, Ernest F.                          25,000                                   August 22, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
Zito, Joseph                                10,000                                   August 11, 2003
------------------------------------------- ---------------------------------------- ---------------------------------
</Table>

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00059-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00059-of-00352.parquet"}]]