Document:

exv10w33

Exhibit 10.33

Slate Capital LLC

c/o Risk Finance Division

180 Maiden Lane, 19th Floor

New York, NY 10038

November 9, 2010

Imperial Holdings, LLC

701 Park of Commerce Boulevard, Suite 301

Boca Raton, Florida 33487

Re: Consent Letter Regarding S-1 Registration Statement and Related Exhibits

Subject to our receipt of your signature below, notwithstanding the confidentiality and/or consent
provisions in the structured settlement receivables purchase program documents entered into between
us and certain of your affiliates on February 1, 2010, as amended or modified, we hereby consent to
the descriptions of us, and the descriptions of our structured settlement transaction, each as set
forth in the Form S-1 Registration Statement provided to us by way of that certain November 8,
2010, 5:04 p.m. (Eastern) e-mail from Michael Kirwan (the “Proposed Registration
Statement”).

This Consent Letter applies only with respect to the Proposed Registration Statement and not to any
prior subsequent or modified version thereof or any other document or disclosure, which, for the
avoidance of doubt, to the extent such version modifies the description of us or the description of
our structured settlements, would require a separate Consent Letter, to be provided or withheld in
our sole and absolute discretion. Furthermore, for the avoidance of doubt, this Consent Letter is
provided by us and does not purport to provide any consent that may be required from or with
respect to any other party.

By signing below:

	 	1.	 	You represent, warrant and covenant that you (a) have consulted with
appropriate professional advisors, such as your independent accountants, tax advisors
and/or attorneys, regarding the appropriate accounting, tax and legal requirements
(including disclosure requirements) regarding the Registration Statement and any
exhibits thereto and (b) have made all relevant documents and information available to
such advisors.
	 
	 	2.	 	you acknowledge that, and represent and warrant that you understand that, (a)
neither we nor any of our affiliates, nor any of our or their respective officers,
directors, employees, agents or representatives (collectively, “Representatives”), have
provided you or your advisors with any accounting, tax, legal or other professional
advice (including disclosure advice) and (b) you have not, and you have not authorized
or directed your advisors or representatives to, rely upon any such advice from any
such party, and

 

 

Imperial Holdings, LLC

November 9, 2010

Page 2

	 	3.	 	you agree to, on an after-tax basis and as such amounts are incurred, defend,
indemnify and hold harmless us and our affiliates, and our and their respective
Representatives, successors and assigns (each, an “Indemnified Party”), against any and
all liability, loss, damage or expense, including without limitation attorney’s fees
and expenses (collectively, “Losses”), incurred by any such Indemnified Party in
connection with any investigation, inquiry, action, suit, demand or claim for sums of
money brought or made against any such Indemnified Party relating to the Proposed
Registration Statement or any supplement or amendment thereto, for any actual or
alleged violations of state or federal securities laws with respect to any untrue
statement or alleged untrue statement of a material fact contained in the Proposed
Registration Statement or any supplement or amendment thereto or any omission or
alleged omission to state therein a material fact necessary in order to make the
statements made therein, in the light of the circumstances under which they were made,
not misleading, and
	 
	 	4.	 	you agree that if for any reason the indemnification provided for above is
unavailable or is insufficient to hold an Indemnified Party harmless, then you shall
contribute to the amount paid or payable by such Indemnified Party as a result of such
Losses in such proportion as is appropriate to reflect not only the relative benefits
received by such Indemnified Party, on the one hand, and the indemnifying party, on the
other hand, but also the relative fault of such indemnified party, on the one hand, and
the Indemnifying Party, on the other hand, as well as any other relevant equitable
considerations.

We hereby consent to the filing of this Consent Letter as an exhibit to the Proposed Registration
Statement. In delivering this Consent Letter, we do not hereby admit that it comes within the
category of persons whose consent is required under Section 7 of the Securities Act of 1933, as
amended, or the rules or regulations of the Securities and Exchange Commission promulgated
thereunder. In giving this Consent Letter, we are not assuming any responsibility for the accuracy
or completeness of the Proposed Registration Statement.

(remainder of page intentionally left blank; signature page follows)

 

 

Imperial Holdings, LLC

November 9, 2010

Page 3

	 	 	 	 	 
	 	SLATE CAPITAL LLC

 	 
	 	By:  	/s/
Martin H. Scherzer 	 
	 	 	Name:  	Martin H. Scherzer 	 
	 	 	Title:  	EVP 	 
	 

	 	 	 	 	 
	ACKNOWLEDGE AND AGREED:

IMPERIAL HOLDINGS, LLC

 	 
	By:  	/s/
Jonathan Neuman 	 
	 	Name:  	Jonathan Neuman	 
	 	Title:  	Presidentexv10w36

Exhibit 10.36

EXECUTION COPY

NOTE AND SHARE PURCHASE AGREEMENT

by and between

IMPERIAL HOLDINGS, LLC

and

the Parties Signatory Hereto

Dated as of November 1, 2010

 

 

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     THIS NOTE AND SHARE PURCHASE AGREEMENT (this “Agreement”) is dated effective as of November 1,
2010, by and between Imperial Holdings, LLC, a Florida limited liability company (the “Company”)
and the parties signatory hereto (collectively, the “Holder”).

RECITALS

     WHEREAS, as of the date hereof, the Holder owns and holds the outstanding notes identified on
Schedule I hereto of the Company (the “Notes”);

     WHEREAS, as of the date hereof, the Holder also owns and holds the common and preferred units
identified on Schedule I hereto in the Company (the “Shares”);

     WHEREAS, the Company desires to purchase, and the Holder desires to sell, the Notes and Shares
on the terms set forth herein (the “Purchase”); and

AGREEMENT

     In consideration of the mutual covenants and agreements contained in this Agreement, the
receipt and sufficiency of which are hereby acknowledged, and intending to be legally bound, the
parties hereby agree as follows:

ARTICLE I

PURCHASE

     Section 1.1 Purchase of Company Notes. The Company agree to purchase, and the Holder agrees
to sell, the entire outstanding principal amount of each of the Notes (together with any accrued
interest) set forth on Schedule I hereto for the Purchase Price hereinafter set forth. The Company
shall Purchase the Notes as identified on Schedule I by paying the Holder the portion of the
Purchase Price allocated thereto under Section 1.3.

     Section 1.2 Purchase of Company Shares. The Company agrees to purchase, and the Holder
agrees to sell, the Shares (together with any accrued but unpaid dividends or distributions) set
forth on Schedule I hereto for the Purchase Price hereinafter set forth.

     Section 1.3 $30,000,000 Purchase Price. The Company shall issue to Holder a mandatorily
convertible $30,000,000 promissory note in substantially the form of Exhibit “A” attached hereto
(“Convertible Note”) as full and complete consideration for the purchase of the Notes and the
Shares (the “Purchase Price”). The Purchase Price shall be allocated among the Holders in
proportion to their original loan or investment amounts in such securities or notes, as indicated
on Schedule I or as they shall otherwise direct the Company.

     Section 1.4 Procedures. The closing of the Purchase (the “Closing”) will be held as soon as
practical after full execution of this Agreement, but in no event later than on November 2, 2010
(the “Closing Date”). No later than 12:00 p.m., New York time, on the Closing Date, the Holder
shall deliver and assign the original Notes to the Company and the Shares to the

 

 

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Company, duly endorsed for transfer together with such other instruments as may be reasonably
requested to transfer full legal and beneficial ownership of the Shares and Notes to the Company.
On the Closing Date, the Company shall issue the Convertible Note to the applicable Holder against
delivery of the Shares and Notes. For the avoidance of doubt, the Holder shall cease to own the
Shares, and the Notes as of the delivery of the Convertible Note to the Holders as contemplated
hereby. All transactions contemplated herein to occur on and as of the Closing Date shall be
deemed to have occurred simultaneously on such date.

ARTICLE II

REPRESENTATIONS AND WARRANTIES OF THE COMPANY

     The Company represents and warrants to, and agrees with, the Holder, as of the date hereof
(which representations and warranties shall also be true and correct as of the Closing Date), as
follows:

     Section 2.1 Existence and Power. The Company is a duly organized and validly existing limited
liability company in good standing under the laws of the State of Florida and has all requisite
power and authority to enter into and perform its obligations under this Agreement.

     Section 2.2 Authorization. The execution, delivery and performance of this Agreement has been
duly authorized by all necessary limited liability company action on the part of the Company and
this Agreement is a valid and binding obligation of the Company, enforceable against it in
accordance with its terms, except as enforcement may be limited by principles of equity and by
bankruptcy, insolvency, reorganization, moratorium and similar laws relating to, limiting or
affecting creditors’ rights and remedies generally.

     Section 2.3 No Consent. No material consent, approval, authorization or order of, or
qualification with, any Person is required for the performance by the Company of its obligations
under this Agreement.

ARTICLE III

REPRESENTATIONS AND WARRANTIES OF HOLDER

     Each Holder represents and warrants to, and agrees with, the Company as of the date hereof
(which representations and warranties shall also be true and correct as of the Closing Date), as
follows:

     Section 3.1 Existence and Power. The Holder is duly organized and validly existing under the
laws of the jurisdiction of its organization and has all requisite power and authority to enter
into and perform its obligations under this Agreement.

     Section 3.2 Authorization. The execution, delivery and performance of this Agreement has been
duly authorized by all necessary action on the part of the Holder, and this Agreement is a valid
and binding obligation of the Holder, enforceable against it in accordance with its terms,

 

 

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except as enforcement may be limited by principles of equity and by bankruptcy, insolvency,
reorganization, moratorium and similar laws relating to, limiting or affecting creditors’ rights
and remedies generally.

     Section 3.3 No Consent. No material consent, approval, authorization or order of, or
qualification with, any Person is required for the performance by the Holder of its obligations
under this Agreement.

     Section 3.4 No Brokers. The Holder has not employed any broker or finder in connection with
the transactions contemplated by this Agreement and no broker or finder is entitled to payment of
any commission or fee by the Holder in connection with the transactions contemplated by this
Agreement.

     Section 3.5 No Encumbrances. The Holder is the sole and exclusive holder and Beneficial Owner
of the Notes and Shares free and clear of all liens, pledges, hypothecations, claims, restrictions
or encumbrances of any kind, and no other Person has any interest whatsoever in the Notes and
Shares. The Purchase provided for herein will vest in the Company valid and absolute title to the
Notes and Shares, free and clear of any and all encumbrances, liens, pledges, hypothecations,
restrictions, claims, options, agreements and conditions of any kind.

     Section 3.6 Tax Consequences. The Holder has had an opportunity to consult with its own tax
advisor with respect to the foreign and U.S. federal, state and local tax consequences of the sale
of the Notes and Shares to the Company and the other transactions contemplated or provided by this
Agreement. Except as expressly set forth herein, the Holder is relying solely on such advisors and
not on any statements or representations of the Company or their representatives regarding the tax
aspects of such sale of the Notes and Shares and the other transactions contemplated or provided by
this Agreement.

     Section 3.7 All Obligations and Shares. The Notes and the Shares listed on Schedule 1
represent all of the securities Beneficially Owned by the Holder and its Affiliates in the Company
and following the Closing Date, the Holder and its Affiliates will own no equity shares or
indebtedness of the Company.

     Section 3.8 Purchaser Status and Non-Reliance. Each Holder represents that it has such
knowledge and experience in the condition and business of the Company as well as in financial and
business matters as are necessary in order to evaluate the merits and risks of an investment in the
Convertible Note and any securities into which it may be converted. Each Holder further
acknowledges, represents and warrants that: (i) the Holder is voluntarily assuming all risks
associated with the purchase of the Convertible Note and any securities into which it may be
converted and warrants and represents that (x) the Company, its Affiliates or their officers,
directors, employees, attorneys, consultants or agents (“Related Parties”) have not made, and each
Holder disclaims the existence of or its reliance on, any representation by the Company or their
Related Parties concerning the Company or the Convertible Note and (y) the Holder is not relying on
any disclosure or non-disclosure made or not made by the Company or their Related Parties, or the
completeness thereof, in connection with or arising out of the purchase of the

 

 

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Convertible Note hereunder or in connection herewith, and therefore have no claims against the
Company or their Related Parties with respect thereto; and (ii) if any such claim may exist,
Holder, recognizing its disclaimer of reliance and the Company or their Related Parties’ reliance
on such disclaimer as a condition to entering into this Agreement, covenants and agrees not to
assert it against the Company or their Related Parties whether under applicable securities law or
otherwise, based on the Company or their Related Parties knowledge, possession or non-disclosure to
the Holder of any material, non-public information concerning the Company.

     Section 3.9 Securities Act Representations. The Holder understands that the Convertible Note
has not been registered under the Securities Act of 1933, as amended (the “Securities Act”), or any
state securities laws by reason of the contemplated issuance in transactions exempt from the
registration requirements of the Securities Act and applicable state securities laws and that the
reliance of Imperial and others upon these exemptions is predicated in part upon this
representation by the Holder. No federal or state agency or regulatory authority has made any
finding or determination as to the fairness of the offering of the Convertible Note for public
investment, or any recommendation or endorsement of the Interests. The Holder further understands
that the Convertible Note offered hereby may not be transferred or resold without registration
under the Securities Act and any applicable state securities laws or the availability of an
exemption from the requirements of the Securities Act and applicable state securities laws.

     Section 3.10. Investment Representation. The Holder (i) is acquiring the Convertible Note
solely for its own account, and not for or on behalf of other persons; (ii) is acquiring such
Convertible Note for investment purposes only, and not for resale or distribution; and (iii) has no
contract, agreement, undertaking or arrangement, and no intention to enter into any contract,
agreement, undertaking or arrangement to sell, transfer or pledge such Convertible Note or any part
thereof. The Holder agrees that if the Convertible Note or any part thereof is sold or distributed
in the future, the Holder shall sell or distribute them pursuant to the requirements of the
Securities Act and applicable state securities laws. The Holder agrees that the Holder will not
transfer any part of the Convertible Note without (i) obtaining an opinion of counsel satisfactory
in form and substance to the counsel for the Company to the effect that such transfer is exempt
from the registration requirements under the Securities Act and applicable state securities laws or
(ii) such registration.

ARTICLE IV

MISCELLANEOUS

     Section 4.1 Taxes. The Holder shall be responsible for and shall timely pay all Taxes imposed
on the Holder as a result of the sale of the Notes and Shares and the other transactions
contemplated or provided by this Agreement.

     Section 4.2 Certain Definitions. As used herein, the following terms have the following
meanings:

     “Affiliate” shall mean, with respect to any Person, any other Person which directly or
indirectly controls or is controlled by or is under common control with such Person. As used in
this definition, “control” (including its correlative meanings, “controlled by” and “under

 

 

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common control with”) shall mean possession, directly or indirectly, of power to direct or
cause the direction of management or policies (whether through ownership of securities or
partnership or other ownership interests, by contract or otherwise).

     “Beneficially Own” or “Beneficial Ownership” shall mean the following: A Person shall be
deemed to “Beneficially Own” or have “Beneficial Ownership” of any securities of which such Person
or any such Person’s Affiliates is considered to be a “Beneficial Owner” under Rule 13d-3 under the
Securities Exchange Act of 1934 as in effect on the date hereof or of which such Person or any of
such Person’s Affiliates or associates, directly or indirectly, has the right to acquire (whether
such right is exercisable immediately or only after the passage of time or upon the satisfaction of
conditions) pursuant to any agreement, arrangement or understanding (whether or not in writing) or
upon the exercise of conversion rights, exchange rights, rights, warrants or options, or otherwise.

     “Business Day” means any day other than a Saturday or Sunday, or a day on which banking
institutions in the City of New York are authorized or required by law, regulation or executive
order to remain closed.

     “Governmental Entity” shall mean any court, administrative agency or commission or other
governmental authority or instrumentality, whether federal, state, local or foreign, and any
applicable industry self-regulatory organization.

     “Person” or “person” shall mean an individual, firm, corporation, association, partnership,
trust, joint venture, business trust or unincorporated organization, or any Governmental Entity.

     “Tax” or “Taxes” shall mean all foreign, federal, state, local, and foreign income, excise,
gross receipts, gross income, ad valorem, profits, gains, property, capital, sales, transfer, use,
payroll, employment, severance, withholding, duties, intangibles, franchise, backup withholding,
value-added, and other taxes, charges, levies or like assessments imposed by a Governmental Entity,
together with all interest, penalties and additions to tax thereon.

     Section 4.3 Survival. The representations and warranties of the parties contained in this
Agreement, or in any instrument, certificate or other writing provided for in it, shall survive the
Closing.

     Section 4.4 Notices. All notices and other communications required or permitted to be given
under this Agreement shall be in writing and shall be deemed to have been given if delivered
personally or by facsimile or three Business Days after having been sent by certified mail, return
receipt requested, postage prepaid, to the parties to this Agreement at the following address or to
such other address either party to this Agreement shall specify by notice to the other party:

 

 

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          (i) If to Imperial Holdings, LLC:

Imperial Holdings, LLC

701 Park of Commerce Blvd., Ste. 301

Boca Raton, FL 33487

Attn: Antony Mitchell

Facsimile: 561.892-6313

          (ii) If to the Holders:

Branch Office of Skarbonka sp. z o. o.

Attn: Toni Portley

58, rue Charles Martel

L-2134 Luxembourg

Facsimile : +352(26) 73 88 94

Premium Funding, Inc.

Attn: Christopher D. Mangum

9350 Conroy Windermere Road

Windermere, FL 34786

     Section 4.5 Further Assurances. Each party hereto shall do and perform or cause to be done
and performed all further acts and shall execute and deliver all other agreements, certificates,
instruments and documents as the other party hereto reasonably may request in order to carry out
the intent and accomplish the purposes of this Agreement and the consummation of the transactions
contemplated hereby.

     Section 4.6 Amendments and Waivers.

          (a) Any provision of this Agreement may only be amended or waived if such amendment or waiver
is in writing and is duly executed and delivered by the Company and each Holder.

          (b) No failure or delay by any party in exercising any right, power or privilege hereunder
shall operate as a waiver thereof nor shall any single or partial exercise thereof preclude any
other or further exercise thereof or the exercise of any other right, power or privilege. The
rights and remedies herein provided shall be cumulative and not exclusive of any rights or remedies
provided by law.

     Section 4.7 Fees and Expenses. Each party hereto shall pay all of its own fees and expenses
(including attorneys’ fees) incurred in connection with this Agreement and the transactions
contemplated hereby.

     Section 4.8 Successors and Assigns. The provisions of this Agreement shall be binding upon
and inure to the benefit of the parties hereto and their respective successors and assigns,

 

 

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provided that neither party may assign, delegate or otherwise transfer any of its rights or
obligations under this Agreement without the prior written consent of the non-assigning party
hereto.

     Section 4.9 Releases.

          (a) The Holder hereby acknowledges and agrees that neither it nor any of its Affiliates has
any claim or cause of action against the Company (or any of its Affiliates, officers, directors,
employees, attorneys, consultants or agents) other than for the payment of the Purchase Price under
this Agreement. Further, for and in consideration of the agreements contained in this Agreement
and other good and valuable consideration, the Holder (for itself and its Affiliates and the
successors, assigns, heirs and representatives of each of the foregoing) (collectively for purposes
of this Section 4.9(a), the “Releasors”) does hereby fully, finally, unconditionally and
irrevocably release and forever discharge the Company and each of its Affiliates, officers,
directors, employees, attorneys, consultants and agents (collectively for purposes of this Section
4.9(a), the “Released Parties”) from any and all debts, claims, obligations, damages, costs,
attorneys’ fees, suits, demands, liabilities, actions, proceedings and causes of action, in each
case, whether known or unknown, contingent or fixed, direct or indirect, and of whatever nature or
description, and whether in law or in equity, under contract, tort, statute or otherwise, which any
Releasor has heretofore had or now or hereafter can, shall or may have against any Released Party
by reason of any act, omission or thing whatsoever done or omitted to be done on or prior to the
Closing Date arising out of, connected with or related in any way to the Shares or the Notes or any
act, event or transaction related or attendant thereto, or the agreements of the Company contained
therein on or prior to the Closing Date; provided nothing in this Section 4.9(a) shall relieve the
Company from its obligation to pay the Purchase Price to the Holder on the Closing Date.

          (b) The Company hereby acknowledges and agrees that neither it nor any of its Affiliates have
any claim or cause of action against the Holder (or any of its respective Affiliates, officers,
directors, employees, attorneys, consultants or agents) other than to receive delivery of the
Shares and delivery of the Notes (including accrued but unpaid interest) under this Agreement.
Further, for and in consideration of the agreements contained in this Agreement and other good and
valuable consideration, the Company (for itself and its Affiliates and the successors, assigns,
heirs and representatives of each of the foregoing) (collectively for purposes of this Section
4.9(b), the “Releasors”) do hereby fully, finally, unconditionally and irrevocably release and
forever discharge the Holder and each of its respective Affiliates, officers, directors, employees,
attorneys, consultants and agents (collectively for purposes of this Section 4.9(b), the “Released
Parties”) from any and all debts, claims, obligations, damages, costs, attorneys’ fees, suits,
demands, liabilities, actions, proceedings and causes of action, in each case, whether known or
unknown, contingent or fixed, direct or indirect, and of whatever nature or description, and
whether in law or in equity, under contract, tort, statute or otherwise, which any Releasor has
heretofore had or now or hereafter can, shall or may have against any Released Party by reason of
any act, omission or thing whatsoever done or omitted to be done on or prior to the Closing Date
arising out of, connected with or related in any way to the Shares or the Notes or any act, event
or transaction related or attendant thereto, or the agreements of the Holder contained

 

 

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therein on or prior to the Closing Date; provided nothing in this Section 4.9(b) shall relieve
any Holder from their obligation to deliver of the Shares and Notes, duly endorsed for transfer.

     Section 4.10 Governing Law; Venue.

          (a) THIS AGREEMENT SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE
STATE OF FLORIDA.

          (b) Each party commits that in the event a dispute should arise under this Agreement or
relating in any manner hereto, the parties shall first endeavor to resolve their dispute by good
faith negotiations between or among the parties. If the parties are unable to resolve their
dispute, then the matter shall be reviewed by a senior level executive of each party. In the event
these senior officers are unable to resolve the matter, the parties agree to attempt to mediate
their dispute within thirty (30) days after the dispute initially arose, using a third party
mediator. All mediation proceedings shall be confidential, and no information exchanged in such
mediation shall be discoverable or admissible in any litigation involving the parties. In the
event the parties are unable to mediate their dispute to a satisfactory resolution, each (i)
irrevocably submits to the jurisdiction of any State court sitting in Palm Beach County, Florida or
the United States District Court for the Southern District of Florida in any action arising out of
these agreements, (ii) agrees that all claims in such action may be decided in such court, (iii)
waives, to the fullest extent it may effectively do so, the defense of an inconvenient forum, and
(iv) consents to the service of process by mail.

          (c) THE PARTIES HERETO HEREBY IRREVOCABLY WAIVE ANY AND ALL RIGHTS TO TRIAL BY JURY IN ANY
LEGAL PROCEEDING ARISING OUT OF OR RELATED TO THIS AGREEMENT OR THE TRANSACTIONS CONTEMPLATED
HEREBY.

     Section 4.11 Entire Agreement. This Agreement constitutes the entire agreement between the
parties with respect to the subject matter of this Agreement and supersedes all prior agreements
and understandings, both oral and written, between the parties and/or their Affiliates with respect
to the subject matter of this Agreement.

     Section 4.12 Effect of Headings. The Article and Section headings herein are for convenience
only and shall not affect the construction hereof.

     Section 4.13 Severability. If one or more provisions of this Agreement are held to be
unenforceable under applicable law, such provision shall be deemed to be excluded from this
Agreement and the balance of this Agreement shall be interpreted as if such provision were so
excluded and shall be enforced in accordance with its terms to the maximum extent permitted by law.

     Section 4.14 Public Announcements. Subject to each party’s disclosure obligations imposed by
law, each of the parties hereto agree that the terms of this Agreement shall not be disclosed or
otherwise made available to the public and that copies of this Agreement shall not be publicly
filed or otherwise made available to the public.

 

 

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     Section 4.15 Counterparts; Third Party Beneficiaries. This Agreement may be signed in any
number of counterparts, each of which shall be an original, with the same effect as if the
signatures were upon the same instrument. No provision of this Agreement shall confer upon any
Person other than the parties hereto any rights or remedies hereunder.

[Signature Page Follows]

 

 

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     IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed by their
respective authorized officers as of the date first above written.

	 	 	 	 	 	 	 

	 	 	IMPERIAL HOLDINGS, LLC
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Antony Mitchell	 	 
	 

	 	 	 	 	 	 
	 

	 	Name:
	 	Antony Mitchell	 	 
	 

	 	Title:
	 	CEO	 	 
	 
	 	 	 	 	 	 
	 	 	BRANCH OFFICE OF SKARBONKA SP. Z O.O.
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ John Kleynhas	 	 
	 

	 	 	 	 	 	 
	 

	 	Name:
	 	John Kleynhans	 	 
	 

	 	Title:
	 	Permanent Representative	 	 
	 
	 	 	 	 	 	 
	 	 	PREMIUM FUNDING, INC.
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Chris Mangum	 	 
	 

	 	 	 	 	 	 
	 

	 	Name:
	 	Chris Mangum	 	 
	 

	 	Title:
	 	President	 	 

 

 

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SCHEDULE I

AMOUNTS HELD

Indebtedness:

	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Original
	 	 	 	 	 	 	Principal
	Original Holder	 	Issue Date of	 	 	 	Amount on
	(Current Holder)	 	Note1	 	Original Issuer (Current Issuer)	 	Issue Date
	 
	Jasmund Ltd. (Branch Office of Skarbonka sp. z o. o.)
	 	8/20/2007	 	Originally Amalgamated Int'l Holdings S.A. (refinanced, renewed and assumed by Imperial Holdings, LLC)	 	$	5,000,000	 
	Jasmund Ltd. (Branch Office of Skarbonka sp. z o. o.)
	 	12/12/2007	 	Originally Amalgamated Int'l Holdings S.A. (refinanced and assumed by Imperial Holdings, LLC)	 	$	3,000,000	 
	Jasmund Ltd. (Branch Office of Skarbonka sp. z o. o.)
	 	6/5/2008	 	Imperial Holdings, LLC	 	$	5,000,000	 
	Jasmund Ltd. (Branch Office of Skarbonka sp. z o. o.)
	 	8/8/2008	 	Imperial Holdings, LLC	 	$	1,600,000	 
	(Amount Converted to Equity)2
	 	 	 	 	 	$	(2,500,000	)
	 
	Total
	 	 	 	 	 	$	12,100,000	 
	 

Equity:

	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Original Issue
	Holder	 	Type (common or preferred)	 	Issuer	 	Price
	 
	Premium Funding, Inc.
	 	112,500 Common Units	 	Imperial Holdings, LLC	 	$	5,000,000	 
	Premium Funding, Inc.
	 	25,000 Series B Preferred Units	 	Imperial Holdings, LLC	 	$	2,500,000	3
	 
	Total
	 	 	 	 	 	$	7,500,000	 
	 

 

			
	1	 	Each of these notes has been
renewed and/or restated in one or more instances after the original issue date.
	 
	2	 	See footnote 3.
	 
	3	 	These preferred units were in substance
issued in exchange for $2.5m of debt held by Branch Office of Skarbonka sp. z
o. o. (in form, Premium Funding, Inc. contributed $2.5m to Imperial Holdings,
LLC, which amount was in turn paid to Skarbonka Branch to repay $2.5m of the
outstanding Skarbonka Branch debt).

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