Document:

Officer's Certificate pursuant to Sections 1.02 and 3.01

 Exhibit 4.2 
 BARCLAYS BANK PLC 
 Officer’s Certificate 

In connection with the issuance of $1,250,000,000 aggregate principal amount of 2.750% Senior Notes due 2015 (the “Securities”)
of Barclays Bank PLC (the “Bank”), I, Sarah Crouch, hereby certify pursuant to Sections 1.02 and 3.01 of the Senior Debt Securities Indenture (the “Indenture”), dated as of September 16, 2004, between the Bank and The Bank
of New York Mellon, as Trustee, as follows: 
 1. I have read the provisions of the Indenture setting forth conditions precedent
to the issuance and authentication of the Securities, including Sections 1.02 and 3.01 thereof, and the definitions relating thereto; 
 2. I have reviewed the written resolutions of the Fund Raising Committee (the “Fund Raising Committee”) dated July 29, 2010, and pursuant to such resolutions, I hereby confirm that the
forms and terms of the Securities (as set forth below) were established in accordance with Section 3.01 of the Indenture: 
  

			
		
	 Title of Securities:
	  	2.750% Senior Notes due 2015
		
	 Issue Price:
	  	99.940%
		
	 Issue Date of Securities:
	  	February 23, 2012
		
	 Aggregate Principal Amount of Securities:
	  	$1,250,000,000
		
	 Denomination:
	  	$100,000 and integral multiples of $1,000 in excess thereof
		
	 Form of Securities:
	  	The Securities will be issued in the form of global notes that will be deposited with The Depository Trust Company (“DTC”) on the closing date. Each global note will be
registered in the name of Cede & Co. and executed and delivered in substantially the form attached hereto as Exhibit A.

  

			
	 Maturity Date:
	  	February 23, 2015
		
	 Interest Rate:
	  	2.750% per annum, accruing from February 23, 2012.
		
	 Interest Payment Dates:
	  	February 23 and August 23 of each year, commencing on August 23, 2012 and ending on the Maturity Date, provided that if such Interest Payment Date is not a Business Day, the
Interest Payment Date shall be postponed to the next Business Day, but interest on that payment will not accrue during the period from and after the scheduled Interest Payment Date. If the Maturity Date would fall on a day that is not a Business
Day, the payment of interest and principal will be made on the next succeeding Business Day, but interest on that payment will not accrue during the period from and after such Maturity Date. “Business Day” shall have the meaning assigned
to it in the Prospectus Supplement dated February 15, 2012 relating to the Securities.
		
	 Day Count:
	  	30/360, Unadjusted
		
	 Currency of payment of principal, interest and Additional Amounts:
	  	United States Dollars
		
	 Place of Payment and Paying Agent:
	  	Corporate Trust Office of the Trustee, New York, NY.

  

			
	 Tax Redemption Provisions:
	  	Optional, in whole but not in part, at the option of the Bank at 100% of the principal amount of the Securities, as discussed under the “Tax Redemption” provision in the
Prospectus Supplement and the “Description of Debt Securities – Redemption – Redemption or Conversion for Tax Reasons” in the Prospectus.
		
	 Regular Record Dates:
	  	The 15th calendar day preceding each Interest Payment Date, whether or not such day is a Business Day.
		
	 Other Terms of the Securities:
	  	The other terms of the Securities, including with respect to defeasance and discharge, shall be substantially as set forth in the Indenture, the Prospectus Supplement dated
February 15, 2012 and the Prospectus dated August 31, 2010 relating to the Securities.

 3. I have also made such other examinations and investigations as I deemed necessary to enable me to
express an informed opinion as to whether the conditions precedent provided for in the Indenture as they relate to the issuance and authentication of the Securities have been complied with; and 

4. I am of the opinion that the Bank has complied with all conditions precedent provided for in the Indenture relating to the issuance
and authentication of the Securities under the Indenture. 

 Dated: February 23, 2012 

 

			
	Barclays Bank PLC
		
	By:	 	/s/ Sarah Crouch
	Name:	 	Sarah Crouch
	Title:	 	Director, Capital Issuance and Securitisation

 EXHIBIT A 
 Form of Global Note 

 THIS SECURITY IS A GLOBAL REGISTERED SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO
AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON
OTHER THAN SUCH DEPOSITARY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE. 
 BARCLAYS BANK
PLC 
 2.750% SENIOR NOTES DUE 2015 
  

			
	No. [        ]	  	$[        ]            

 CUSIP NO. 06741J S26 
 ISIN NO. US06741JS261 
 BARCLAYS BANK PLC, a company duly incorporated and
existing under the laws of England and Wales (herein called the “Company”, which term includes any successor Person under the Indenture hereinafter referred to), for value received, hereby promises to pay to Cede & Co., or
registered assigns, the principal sum of $[            ] ([            ] Million Dollars) on February 23, 2015 (the
“Maturity Date”), except as otherwise provided herein, and to pay interest thereon, in accordance with the terms hereof. Interest shall accrue on the Security from February 23, 2012 or from the most recent Interest Payment Date
(as defined below) to which interest has been paid or duly provided for, and shall be paid semi-annually in arrear on February 23rd and August 23rd of each year (each, an “Interest Payment Date”), commencing on
August 23, 2012 and ending on the Maturity Date, except as otherwise provided herein, at the rate of 2.750% per annum, until the principal hereof is paid or made available for payment. If an Interest Payment Date would fall on a day that
is not a Business Day, the Interest Payment Date will be postponed to the next succeeding Business Day, but interest on that payment will not accrue during the period from and after the scheduled Interest Payment Date. If the Maturity Date would
fall on a day that is not a Business Day, the payment of interest and principal will be made on the next succeeding Business Day, but interest on that payment will not accrue during the period from and after such Maturity Date. A “Business
Day” means any day, other than Saturday or Sunday, that is neither a legal holiday nor a day on which banking institutions in the City of New York, United States, or London, England, are authorized or required by law, regulation or
executive order to close. 
 The amount of interest which shall accrue hereon shall be computed on the basis of a 360-day year
divided into twelve months of 30 days each. 
 The interest so payable, and punctually paid or duly provided for, on any
Interest Payment Date will, as provided in such Indenture, be paid to the Person in whose 

 
name this Security (or one or more Predecessor Securities) is registered at the close of business on the Regular Record Date for such interest which shall be the fifteenth calendar day preceding
each Interest Payment Date (whether or not a Business Day), as the case may be, next preceding such Interest Payment Date. Any such interest not so punctually paid or duly provided for will forthwith cease to be payable to the Holder on such Regular
Record Date and may either be paid to the Person in whose name this Security (or one or more Predecessor Securities) is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the
Trustee, notice whereof shall be given to Holders of Securities of this series not less than 10 days prior to such Special Record Date, or be paid at any time in any other lawful manner not inconsistent with the requirements of any securities
exchange on which the Securities of this series may be listed, and upon such notice as may be required by such exchange, all as more fully provided in said Indenture. 
 Payment of the principal of and any such interest on this Security will be made at the office or agency of the Company maintained for that purpose in New York City, in such coin or currency of the United
States of America as at the time of payment is legal tender for payment of public and private debts; provided, however, that at the option of the Company payment of interest may be made by check mailed to the address of the Person
entitled thereto as such address shall appear in the Senior Debt Security Register, unless such person requests payment by wire transfer pursuant to Section 3.07 of the Indenture. 

This Security shall be governed by and construed in accordance with the laws of the State of New York. 

Reference is hereby made to the further provisions of this Security set forth on the reverse hereof, which further provisions shall for
all purposes have the same effect as if set forth at this place. 
 All terms used in this Security which are defined in the
Indenture shall have the meanings assigned to them in the Indenture, as defined herein. 
 THIS SECURITY IS NOT A DEPOSIT AND IS
NOT INSURED BY THE UNITED STATES FEDERAL DEPOSIT INSURANCE CORPORATION OR ANY OTHER GOVERNMENT AGENCY OF THE UNITED STATES OR THE UNITED KINGDOM. 
 Unless the certificate of authentication hereon has been executed by the Trustee referred to on the reverse hereof, directly or through an Authenticating Agent, by manual signature of an authorized
signatory, this Security shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed. 

 

							
	Dated: February 23, 2012	 		 	BARCLAYS BANK PLC
				
		 		 	By:	 	 
		 		 		 	Name: 
		 		 		 	Title: 

  

							
				
		 		 	By:	 	 
		 		 		 	Name: 
		 		 		 	Title: 

 Trustee’s Certificate of Authentication 

This is one of the Securities of the series designated herein referred to in the Indenture. 

 

							
	Dated: February 23, 2012	 		 	 THE BANK OF NEW YORK MELLON,
                 As Trustee

				
		 		 	By:	 	 
		 		 		 	Authorized Signatory

 Signature Page to FXD Global Note [ ] 

 (Reverse of Security) 

This Security is one of a duly authorized issue of securities of the Company (herein called the “Securities”) issued and
to be issued in one or more series under an Indenture, dated as of September 16, 2004 (herein called the “Indenture,” which term shall have the meaning assigned to it in such instrument), between the Company and The Bank of New
York Mellon, as Trustee (herein called the “Trustee,” which term includes any successor trustee under the Indenture), and reference is hereby made to the Indenture for a statement of the respective rights, limitations of rights,
duties and immunities thereunder of the Company, the Trustee, the Holders of the Securities and of the terms upon which the Securities are, and are to be, authenticated and delivered. Insofar as the provisions of the Indenture may conflict with the
provisions set forth on the face of this Security, the latter shall control for purposes of this Security. 
 This Security is
one of the series designated on the face hereof, limited to a principal amount of $1,250,000,000, which amount may be increased at the option of the Company if in the future it determines that it may wish to sell additional Securities of this
series. References herein to “this series” mean the series designated on the face hereof. 
 Payments under the
Securities will be made without deduction or withholding for, or on account of, any and all present or future income, stamp and other taxes, levies, imposts, duties, charges, fees, deductions or withholdings (“Taxes”) now or
hereafter imposed, levied, collected, withheld or assessed by or on behalf of the United Kingdom or any political subdivision or authority thereof or therein having the power to tax (each a “Taxing Jurisdiction”), unless such
deduction or withholding is required by law. If any such Taxes are at any time required by a Taxing Jurisdiction to be deducted or withheld, the Company will, subject to the exceptions and limitations set forth in Section 10.04 of the
Indenture, pay such additional amounts of the principal of such Security and any other amounts payable on such Security (“Additional Amounts”) as may be necessary in order that the net amounts paid to the Holder of any Security,
after such deduction or withholding, shall equal the amounts of the principal of such Security and any other amounts payable on such Security which would have been payable in respect of such Security had no such deduction or withholding be required.

 If at any time the Company determines that as a result of a change in or amendment to the laws or regulations of a Taxing
Jurisdiction (including any treaty to which such Taxing Jurisdiction is a party), or a change in an official application or interpretation of such laws or regulations (including a decision of any court or tribunal), either generally or in relation
to any particular Securities, which change, amendment, application or interpretation becomes effective on or after February 15, 2012, and, in the event that any successor entity has assumed the obligations of the Company, which change or
amendment becomes effective on or after the date of such assumption of the 

 
Company’s obligations: (a) in making any payments of principal or interest, if any, on, or in respect of, such series of Securities, the Company or any such successor entity that has
assumed the obligations of the Company has paid or will or would on the next Interest Payment Date be required to pay Additional Amounts with respect thereto, or (b) the Company or any such successor entity would not be entitled to claim a
deduction in respect of such payments in computing its taxation liabilities, then the Securities will be redeemable upon not less than 30 nor more than 60 days’ notice by mail, on any Interest Payment Date thereafter, in whole but not in part,
at the election of the Company as provided in the Indenture at a redemption price equal to 100% of the principal amount of such Securities together with any accrued but unpaid interest (if any) in respect of such Securities to the date fixed for
redemption. In any case where the Company shall determine that as a result of either Section 11.08 or Section 11.09 of the Indenture it is entitled to redeem the Securities of any series, the Company shall be required to deliver to the
Trustee prior to the giving of any notice of redemption a written legal opinion of independent counsel of recognized standing (selected by the Company) in a form satisfactory to the Trustee confirming that the Company is entitled to exercise its
right of redemption under Sections 11.08 or 11.09 of the Indenture. 
 The successor entity that assumes the obligations of the
Company pursuant to Section 8.03 of the Indenture shall also be entitled to redeem the Securities of the relevant series in accordance with Section 11.08 of the Indenture with respect to any change or amendment to, or change in the
application or interpretation of the laws or regulations (including any treaty) of the successor entity’s jurisdiction of incorporation which change or amendment occurs subsequent to the date of any such assumption. 

The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the modification of the rights and
obligations of the Company and the rights of the Holders of the Securities of each series to be affected under the Indenture at any time by the Company and the Trustee with the consent of the Holders of a majority in principal amount of the
Securities at the time Outstanding of each series to be affected. The Indenture also contains provisions permitting the Holders of a majority in aggregate principal amount of the Securities of each series at the time Outstanding, on behalf of the
Holders of all Securities of such series, to waive compliance by the Company with certain provisions of the Indenture and certain past defaults under the Indenture and their consequences. Any such consent or waiver by the Holder of this Security
shall be conclusive and binding upon such Holder and upon all future Holders of this Security and of any Security issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof, whether or not notation of such consent or
waiver is made upon this Security. 
 As provided in and subject to the provisions of the Indenture, the Holder of this Security
shall not have any right to institute any proceeding, judicial or otherwise, with respect to the Indenture or for the appointment of a receiver or trustee or for any 

 
other remedy thereunder, unless such Holder shall have previously given the Trustee written notice of a continuing Event of Default with respect to the Securities of this series, the Holders of
not less than 25% in aggregate principal amount of the Securities of this series at the time Outstanding shall have made written request to the Trustee to institute proceedings in respect of such Event of Default as Trustee and offered the Trustee
reasonable indemnity against the costs, expenses and liabilities to be incurred in compliance with such request, the Trustee shall not have received from the Holders of a majority in principal amount of Securities of this series at the time
Outstanding a direction inconsistent with such request, and shall have failed to institute any such proceeding, for 60 days after receipt of such notice, request and offer of indemnity, and, in the case of a proceeding for the winding-up of the
Company in England, such proceeding is in the name and on behalf of the Trustee to the same extent (but no further or otherwise) as the Trustee would have been entitled so to do. The foregoing shall not apply to any suit instituted by the Holder of
this Security for the enforcement of any payment of principal hereof or interest hereon on or after the respective due dates expressed or provided for herein. 
 No reference herein to the Indenture and no provision of this Security or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of
and interest on this Security at the times, place and rate, and in the coin or currency, as herein provided. 
 As provided in
the Indenture and subject to certain limitations therein set forth, the transfer of this Security is registrable in the Senior Debt Security Register, upon surrender of this Security for registration of transfer at the office or agency of the
Company in any place where the principal of this Security is payable, duly endorsed by, or accompanied by a written instrument of transfer in form satisfactory to the Company and the Senior Debt Security Registrar duly executed by, the Holder hereof
or his attorney duly authorized in writing. Thereupon one or more new Securities of this series and of like tenor, of authorized denominations and for the same aggregate principal amount, will be issued to the designated transferee or transferees.

 This Security, and any other Securities of this series and of like tenor, are issuable only in registered form without
coupons in initial denominations of $100,000 and increments of $1,000 thereafter. 
 No service charge shall be made for any
such registration of transfer or exchange, but the Company may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. 

Prior to due presentment of this Security for registration of transfer, the Company, the Trustee and any agent of the Company or the
Trustee may treat the Person in whose name this Security is registered as the owner hereof for all purposes, whether or not this Security be overdue, and neither the Company, the Trustee nor any such agent shall be affected by notice to the
contrary. 

 The Indenture provides that the Company will be discharged from any and all obligations in
respect of this Security (except for certain obligations to register the transfer or exchange of the Security, replace stolen, lost or mutilated Securities, maintain paying agencies and hold moneys for payment in trust) or need not comply with
certain restrictive covenants of the Indenture, in each case if the Company deposits, in trust, with the Trustee money or Government Obligations which through the payment of interest thereon and principal thereof in accordance with their terms will
provide money, in an amount sufficient to pay all the principal of, and interest on, the Security on the dates such payments are due in accordance with the terms of this Security and certain other conditions are satisfied. 

This Security and the Indenture shall be governed by and construed in accordance with the laws of the State of New York.Form of Deferred Performance Award Agreement

 Exhibit 10.1 
 DEFERRED STOCK 
 PERFORMANCE AWARD AGREEMENT 

THIS AGREEMENT is made on the             day
of                    , 2012 (“Grant Date”) between Oil States International Inc., a Delaware corporation (the “Company”), and
<Employee Name> (“Employee). 
 To carry out the purposes of The 2001 Equity Participation Plan of Oil States
International, Inc. (the “Plan”), by affording Employee the opportunity to acquire shares of common stock of the Company (“Stock”), and in consideration of the mutual agreements and other matters set forth herein and in the Plan,
the Company and Employee hereby agree as follows: 
 1. Grant of Award. The Company grants to Employee on the
Grant Date a Deferred Stock performance award (“Performance Award”) comprised of a number of Deferred Stock units equal to the number of shares of Stock as set forth in the Notice of Grant of Performance Award (“Notice”),
attached as Exhibit A, which Notice is incorporated herein by reference as a part of this Agreement. Subject to Section 2, the maximum number of shares of Stock that Employee may earn pursuant to this Performance Award is determined by the
schedule set forth in the Notice. Employee acknowledges receipt of a copy of the Plan, and agrees that this Performance Award shall be subject to all of the terms and conditions set forth herein and in the Plan, including future amendments thereto,
if any, pursuant to the terms thereof, which Plan is incorporated herein by reference as a part of this Agreement. In the event of any conflict between the terms of this Agreement and the Plan, the terms of the Plan shall govern. 

 2. Vesting. 

(a) If Employee remains continuously employed by the Company from the Grant Date to the third anniversary thereof, this Performance Award
shall vest in Employee on such third anniversary at the level set forth in the Notice based upon achievement of the Company performance objectives set forth in the Notice (“Performance Objectives”) during the period commencing on
January 1, 2012 and ending December 31, 2014. As soon as administratively practicable after the third anniversary of the Grant Date, the Compensation Committee of the Board (“Committee”) shall certify in writing the extent to
which the Performance Objectives have been achieved and the number of units of Deferred Stock that are vested in Employee as a result of such achievement. 
 (b) If on or after the second anniversary of the Grant Date and prior to the third anniversary thereof (i) a “Change of Control” (as defined in Treasury Regulation
Section 1.409A-3(i)(5)) of the Company occurs, (ii) Employee incurs a “Disability” (as defined in Treasury Regulation Section 1.409A-3(i)(4) that also meets the definition of “disability” under the Company’s
long-term disability plan), or (iii) Employee’s employment terminates due to Employee’s death, this Performance Award shall vest on the earliest of such events at the “Determined Percentage” (as defined below); provided,
however, the vested percentage shall not be less than the percentage attributable to the “target” level of performance as set forth in the Notice. For this purpose, the “Determined Percentage” means the percentage of vesting that
would have occurred respecting the Performance Award pursuant to the Notice as if the date of 

  
 -2-

 
the applicable vesting event were the most recently completed fiscal quarter of the Company on or following December 31, 2013. As soon as administratively practicable after the date of the
applicable vesting event, the Committee shall certify in writing the extent to which the Performance Objectives have been achieved and the number of units of Deferred Stock that vest as a result of such achievement. 

(c) If on or after eighteen months following the Grant Date and prior to the third anniversary thereof Employee terminates employment
with the Company on or after age sixty-five for a reason other than death or Disability (“Retirement”), this Performance Award shall vest on the third anniversary of the Grant Date at the “Determined Percentage” (as defined
below). For this purpose, the “Determined Percentage” means the percentage of vesting that occurs respecting the Performance Award pursuant to the Notice on the third anniversary of the Grant Date, multiplied by a fraction, the numerator
of which is equal to the number of Employee’s actual days of employment from the Grant Date to Employee’s Retirement, and the denominator of which is equal to the total number of days in the period between the Grant Date and the third
anniversary thereof. As soon as administratively practicable after the third anniversary of the Grant Date, the Committee shall certify in writing the extent to which the Performance Objectives have been achieved and the number of units of Deferred
Stock that are vested in Employee as a result of such achievement. 
 (d) If prior to the second anniversary of the Grant Date
(i) a Change of Control occurs, (ii) Employee incurs a “Disability”, or (iii) Employee’s employment terminates due to Employee’s death, this Performance Award shall vest on the earliest of such events at the
Determined Percentage (as defined below); provided, however, if the vesting event is as a result 

  
 -3-

 
of (i) above, the vested percentage shall not be less than the percentage attributable to the “target” level of performance as set forth in the Notice. For this purpose, the
“Determined Percentage” means the percentage of vesting that would have occurred respecting the Performance Award pursuant to the Notice as if the date of the applicable vesting event were the most recently completed fiscal quarter of the
Company on or following the Grant Date. Notwithstanding the foregoing, if the vesting event is as a result of (ii) or (iii) above, the Determined Percentage shall be multiplied by a fraction, the numerator of which is equal to the number
of Employee’s actual days of employment from the Grant Date to Disability or death, as applicable, and the denominator of which is equal to the total number of days in the period between the Grant Date and the third anniversary thereof. As soon
as administratively practicable after the date of the applicable vesting event, the Committee shall certify in writing the extent to which the Performance Objectives have been achieved and the number of units of Deferred Stock that vest as a result
of such achievement. 
 (e) If Employee’s employment with the Company is terminated prior to the third anniversary of the
Grant Date, and neither (b), (c) nor (d) above apply, this Performance Award automatically shall be forfeited in full, without payment, on such termination. 

3. Payment. As soon as administratively practicable after, and in no event later than 2  1/2 months following the end of the calendar year in
which occurs, the earliest of the applicable vesting events pursuant to Section 2(a), (b), (c), or (d), Employee shall be entitled to receive from the Company, subject to satisfying the tax withholding obligations of Section 6, the shares
of Stock represented by such vested units of Deferred Stock in this Performance Award. It is understood that the consideration for the issuance of such Stock is Employee’s services to the Company, which services shall have a value not less than
the par value of such Stock. 

  
 -4-

 4. Community Interest of Spouse. The community interest, if any, of any spouse
of Employee in this Performance Award shall be subject to all the terms, conditions and restrictions in the Plan, this Agreement and the Notice. 
 5. No Shareholder Rights. Neither Employee, nor anyone lawfully claiming under Employee, shall have any right to vote, receive dividends or any other privileges or rights of a shareholder of
the Company with respect to the units of Deferred Stock subject to this Performance Award, unless and until shares of Stock are delivered to Employee following the vesting of such Deferred Stock units. 

6. Withholding of Tax. To the extent that payment of this Performance Award results in compensation income to Employee for
federal, state or other tax purposes, Employee shall (a) deliver to the Company, at the time of such payment, such amount of money or shares of Stock, (b) direct the Company to withhold or “net” such amount of Stock otherwise
payable pursuant to this Agreement, or (c) provide any combination of (a) or (b), as required for the Company to meet its withholding obligations under applicable tax laws or regulations, 

7. Employment Relationship. For purposes of this Agreement, Employee shall be considered to be in the employment of the
Company as long as Employee remains an employee of the Company, any parent or subsidiary entity of the Company or any successor to any of the foregoing. Any question as to whether and when there has been a termination of such employment, and the
cause of such termination, shall be determined by the Committee in its sole 

  
 -5-

 
discretion, and its determination shall be final. For purposes of this Agreement, termination of Employee’s employment with the Company shall be interpreted consistent with the meaning of
the term “separation from service” in Section 409A(a)(2)(A)(i) of the Internal Revenue Code of 1986, as amended (“Code”). 
 8. Committee’s Powers. No provision contained in this Agreement shall in any way terminate, modify or alter, or be construed or interpreted as terminating, modifying or altering any of
the powers, rights or authority vested in the Committee pursuant to the terms of the Plan, including, without limitation, the Committee’s rights to make certain determinations and elections with respect to the Performance Award. Specifically,
but not by way of limitation, the Committee’s determinations respecting the attainment of the Performance Objectives shall be made in its sole discretion, shall be subject to such adjustments consistent with the intent of this Agreement as the
Committee deems appropriate and shall not be subject to challenge by Employee or any other person. 
 9. Binding
Effect. This Agreement shall be binding upon and inure to the benefit of any successors to the Company and all persons lawfully claiming under Employee. 
 10. Non-Alienation. Employee shall not have any right to pledge, hypothecate, anticipate or assign this Agreement or any rights hereunder, except by will or the laws of descent and
distribution. 
 11. Not a Contract of Employment. This Agreement shall not be deemed to constitute a contract of
employment, nor shall any provision hereof affect (a) the right of the Company to terminate Employee anytime, with or without reason, or (b) the terms and conditions of any other written agreement between the Company and Employee, except
as expressly provided therein. 

  
 -6-

 12. Code Section 409A. Each payment of Stock under this Agreement is
intended to be a short-term deferral under Treasury Regulation Section 1.409A-1(b)(4). Each payment of Stock under this Agreement, and each payment or benefit payable pursuant to the terms of the benefit plans, programs and policies of the
Company, shall be considered a separate payment for purposes of Section 409A of the Code. 
 13. Dodd-Frank
Act. Notwithstanding anything in this Agreement or any other agreement between the Company and Employee to the contrary, Employee acknowledges that the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Act”) may have the
effect of requiring certain executives of the Company to repay the Company and for the Company to recoup from such executives, erroneously awarded amounts of incentive-based compensation. If, and only to the extent, the Act, any rules and
regulations promulgated thereunder the Securities and Exchange Commission or any similar federal or state law requires the Company to recoup any erroneously awarded incentive-based compensation that the Company has paid or granted to Employee,
Employee hereby agrees, even if Employee has terminated his employment with the Company, to promptly repay such erroneously awarded incentive compensation to the Company upon its written request. Without limitation, the Company reserves the right to
unilaterally cancel without payment any and all shares of Stock paid to Employee pursuant to this Agreement if necessary or helpful for the Company to comply with the Act. This Section shall survive the termination of this Agreement. 

  
 -7-

 14. Counterparts. This Agreement may be executed in one or more counterparts,
each of which shall be deemed to be an original, but all of which together will constitute one and the same Agreement. 
 15.
Governing Law. This Agreement shall be governed by, and construed in accordance with, the laws of the State of Delaware. 

  
 -8-

 IN WITNESS WHEREOF, the Company has caused this Agreement to be duly executed by an
officer thereunto duly authorized, and Employee has executed this Agreement, all effective on the Grant Date which shall be within the ninety day period following January 1, 2012. 

 

	
	OIL STATES INTERNATIONAL, INC.
	
	  
	
	Name:                            
                                         
           
	
	Title:                            
                                         
               
	  
  

	<Employee Name>
	
	Date:                            
                                         
                   

  
 -9-

 EXHIBIT A 
 TO 
 RESTRICTED STOCK AGREEMENT 

PERFORMANCE MEASURE CONDITIONS 
 Specific Agreement Definitions: 
  

			
	 Performance Period
	  	January 1, 2012 – December 31, 2014
	 Target Shares
	  	[    ]
	 E (defined below)
	  	6%
	 T (defined below)
	  	9.5%
	 OA (defined below)
	  	13%

 General Definitions: 
  

			
	 Performance Measure
	  	Average annual ROIC over the Performance Period
		
	 ROIC
	  	 Annual return on invested capital (ROIC) is calculated as the annual earnings before interest and taxes times (as adjusted) one minus
the effective tax rate (as adjusted) for such year divided by the average Invested Capital on a quarterly basis for the year.
  

EBIT * (1 – tax rate) / (Average Invested Capital)

		
	 Invested Capital
	  	Sum of (i) the total debt, (ii) total stockholders’ equity and (iii) cumulative invested capital adjustments. The annual average Invested Capital is the average of the five
quarterly periods beginning with the prior year’s year end balance sheet.
		
	 P
	  	Actual Performance Measure
		
	 E
	  	Entry ROIC
		
	 T
	  	Target ROIC
		
	 OA
	  	Overachievement ROIC

 Performance Determination: 
  

			
	 Performance Measure Achievement Levels
	  	Shares Achieved at Vesting
		
	 If,

P < E
	  	0
		
	 If,

E <= P <= T
	  	Target Shares * ((P – E) / (T - E))
		
	 If,

T <= P <= OA
	  	Target Shares * (1 + ((P – T) / (OA - T))
		
	 If,

P > OA
	  	Target Shares * 200%

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00199-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00199-of-00352.parquet"}]]