Document:

Stock Purchase Agreement--Samuel F. Thomas

 Exhibit 10.14 
  
 CHART INDUSTRIES, INC. 
  
 STOCK PURCHASE AGREEMENT 
  
 This STOCK PURCHASE AGREEMENT (this “Agreement”), is made and entered into effective as of
February 26, 2004, by and between Chart Industries, Inc., a Delaware corporation (the “Company”), and Samuel F. Thomas (“Thomas”). 
  

	1.	AUTHORIZATION OF SALE OF THE COMMON STOCK

  
 Subject to the terms and conditions of this
Agreement, the Company has authorized the sale of 28,797 shares of its common stock, par value $0.01 (the “Common Stock”). 
  

	2.	AGREEMENT TO SELL AND PURCHASE THE COMMON
STOCK 

  

	 	2.1	Purchase and Sale 

  
 Subject to the terms and conditions of this Agreement, Thomas agrees to purchase, and the Company agrees to sell and issue to Thomas, at the Closing (as
defined below) the Common Stock. 
  

	 	2.2	Purchase Price 

  
 The purchase price for each share of Common Stock shall be $13.89 and the aggregate purchase price of the Common Stock shall be $399,990.33 (the
“Purchase Price”). 
  

	3.	DELIVERY OF THE COMMON STOCK AT THE
CLOSING 

  
 (a) The completion of the purchase and sale of the Common Stock (the “Closing”) shall occur at the offices of Calfee, Halter & Griswold LLP, counsel to the Company, at 1400 McDonald Investment Center, 800 Superior
Avenue, Cleveland, Ohio at 10:00 a.m. local time on the date hereof (the “Closing Date”). 
  
 (b) At the Closing, the Company shall authorize its transfer agent (the “Transfer Agent”) to issue to Thomas one or more stock
certificates (the “Certificates”) registered in the name of Thomas representing the Common Stock and bearing an appropriate legend referring to the fact that the Common Stock was sold in reliance upon the exemption from registration
provided by Section 4(2) of the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 under the Securities Act. The Company will deliver the Certificates against delivery of the Purchase Price by Thomas by means of wire
transfer of immediately available funds to an account designated by the Company. 
  
 (c) The Company’s obligation to complete the purchase and sale of the Common Stock shall be subject to the following conditions, any one or more of which may be waived by the Company: (i) receipt by the
Company of same-day funds in the full amount of the Purchase Price; and (ii) the accuracy in all material respects of the representations and warranties made by Thomas. 
  

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 (d) Thomas’ obligations to accept delivery of the Certificates and to pay the Purchase Price
shall be subject to the condition, which may be waived by Thomas, that the representations and warranties made by the Company in this Agreement shall be accurate in all material respects and the undertakings of the Company shall have been fulfilled
in all material respects on or before the Closing. 
  

	4.	REPRESENTATIONS, WARRANTIES AND COVENANTS OF THE
COMPANY 

  
 The
Company hereby represents and warrants to Thomas as follows: 
  

	 	4.1	Organization and Qualification 

  
 The Company is duly incorporated and validly existing as a corporation in good standing under the laws of the State of Delaware. The Company has the
corporate power and authority to own, lease and operate its properties and to conduct its business as currently conducted and to enter into and perform its obligations under this Agreement. The Company is duly qualified as a foreign corporation to
transact business and is in good standing in each jurisdiction in which such qualification is required, whether by reason of the ownership or leasing of property or the conduct of business, except where the failure to so qualify would not, singly or
in the aggregate, have a material adverse effect on the results of operations and financial condition of the Company. 
  

	 	4.2	Issuance, Sale and Delivery of the Common Stock 

  
 (a) The Common Stock has been duly authorized for issuance and sale to Thomas pursuant to this Agreement and, when issued and delivered by the
Company pursuant to this Agreement and receipt of the Purchase Price, will be validly issued and fully paid and nonassessable and free and clear of all pledges, liens and encumbrances, other than imposed by law or under this Agreement. The
certificates evidencing the Common Stock are in due and proper form under Delaware law. 
  
 (b) The issuance of the Common Stock is not subject to preemptive or other similar rights. Except for approval already obtained, no approval of the stockholders or the Board of Directors of the Company will be
required for the issuance and sale of the Common Stock to be sold by the Company as contemplated in this Agreement. 
  
 (c) Subject to the accuracy of Thomas’ representations and warranties in Section 5 of this Agreement, the offer, sale, and issuance of the
Common Stock in conformity with the terms of this Agreement constitute transactions exempt from the registration requirements of Section 5 of the Securities Act. 
  

	 	4.3	No Defaults 

  
 The Company is not in violation of its certificate of incorporation or by-laws or in default in the performance or observance of any obligation,
agreement, covenant or condition contained 
  

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 in any material contract, indenture, mortgage, loan agreement, note, lease, voting agreement, or other material
instrument or agreement to which the Company is a party or by which it may be bound, or to which any of the property or assets of the Company is subject, except for any such defaults that would not, singly or in the aggregate, have a material
adverse effect on the results of operations and financial condition of the Company. The Company is not in default with respect to any judgment, order or decree of any court or governmental agency or instrumentality which, singly or in the aggregate,
would have a material adverse effect on the assets, properties or business of the Company. 
  

	 	4.4	Due Execution, Delivery and Performance 

  
 (a) This Agreement has been duly executed and delivered by the Company and constitutes a valid and binding obligation of the Company, enforceable
against the Company in accordance with its terms. 
  
 (b)
The execution, delivery and performance of this Agreement and the consummation of the transactions contemplated in this Agreement and the fulfillment of the terms of this Agreement, including the sale, issuance and delivery of the Common Stock,
(i) have been duly authorized by all necessary corporate action on the part of the Company, its directors and stockholders, and (ii) will not result in any violation of the provisions of the certificate of incorporation or by-laws of the Company or
any violation of applicable law that would have a material adverse effect on the results of the operations and financial condition of the Company. 
  

	5.	REPRESENTATIONS, WARRANTIES AND COVENANTS OF THOMAS

  

	 	5.1	Securities Law Representations and Warranties 

  
 Thomas represents, warrants and covenants to the Company as follows: 
  
 (a) Thomas acknowledges that he has had the opportunity to ask questions of and receive answers from, and to obtain
additional information from, the Company or its representatives concerning the Company and its present and proposed business, results of operations and financial condition, and has had all such questions answered to his satisfaction and has been
supplied with all additional information requested. 
  
 (b)
Thomas has such knowledge and experience in business and financial matters that he is capable of evaluating the merits and risks of investing in the Common Stock. Thomas has sufficient liquid assets or other sources of income to provide for his
current needs and contingencies with no need for liquidity of the investment in the Common Stock and has the ability to suffer a complete loss of the investment in the Common Stock. Thomas is familiar with the type of investment which the Common
Stock constitutes and has reviewed the investment in the Common Stock with his own tax and legal advisors and investment representatives to the extent deemed advisable. 
  
 (c) Thomas understands that (i) the Common Stock has not been registered under the Securities Act, or any state
securities or “blue sky” laws (the “State Acts”) and is being issued and sold in reliance upon certain of the exemptions contained in the Securities Act and the State Acts, and the representations and warranties contained herein
are essential to the claim of 
  

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 exemption by the Company under the Securities Act and the State Acts, (ii) the shares of Common Stock are
“restricted securities” as that term is defined in Rule 144 promulgated under the Securities Act, (iii) the Common Stock cannot be sold or transferred without registration under the Securities Act and any applicable State Acts, unless the
holder establishes to the satisfaction of the Company that such registration is not necessary, (iv) any Certificates which may be issued to evidence the Common Stock shall bear the following legends, in addition to the legend required by Section 8
and any other legend required by law or otherwise: 
  

	
	“THE SHARES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND MAY NOT BE SOLD, TRANSFERRED OR
OTHERWISE DISPOSED OF UNLESS A REGISTRATION STATEMENT UNDER THE SECURITIES ACT WITH RESPECT TO SUCH SHARES HAS BECOME EFFECTIVE OR UNLESS THE STOCKHOLDER ESTABLISHES TO THE SATISFACTION OF THE CORPORATION THAT AN EXEMPTION FROM SUCH REGISTRATION IS
AVAILABLE.”

  
 (v) only the Company can register the
Common Stock under the Securities Act and any of the State Acts, (vi) the Company has not made any representations to Thomas that the Company will register the Common Stock under the Securities Act or any of the State Acts, or with respect to
compliance with any exemption therefrom, (vii) there are stringent conditions for obtaining an exemption for the resale of the Common Stock under the Securities Act and any State Acts, and (viii) the Company may from time to time make stop transfer
notations in its transfer records to ensure compliance with the Securities Act and any State Acts. 
  
 (d) Thomas represents and warrants that (i) he is acquiring the Common Stock for his own account and not on behalf of any other person, (ii) he is
acquiring the Common Stock for investment and not with a view to or for sale in connection with any distribution of the Common Stock or with the intent to divide his participation with others or resell or otherwise participate in a distribution of
the Common Stock, directly or indirectly, and (iii) neither he nor anyone acting on his behalf has paid or will pay any commission or other remuneration to any person in connection with the acquisition of the Common Stock. 
  
 (e) Thomas is an “accredited investor” within the meaning of
Rule 501 of Regulation D promulgated under the Securities Act.  
  
 (f) Thomas is not a party to any agreement that is inconsistent with, conflicts with or violates any provision of this Agreement. 
  

	 	5.2	Resales of Common Stock 

  
 Thomas hereby covenants with the Company not to make any sale of the Common Stock (i) without registration under the Securities Act and the applicable
State Acts, unless it is established to the satisfaction of the Company that such registration is not necessary, (ii) without compliance with the provisions of Sections 6 and 7 or (iii) without compliance with any restrictions imposed by the
Securities Act or any applicable State Acts. In addition, no holder of 
  

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 Stockholder Shares shall, directly or indirectly, offer, pledge, sell, contract to sell, sell any option or contract to
purchase, purchase any option or contract to sell, grant any option, right or warrant to purchase, lend, or otherwise Transfer (as defined below) any Stockholder Shares during the seven (7) days prior to and the 180-day period beginning on the
effective date of the Company’s initial primary Public Offering (i.e., the initial Public Offering for the Company’s own account) consummated after the date hereof, any underwritten Demand Registration or any underwritten Piggyback
Registration (except as part of such underwritten registration), unless the underwriters managing such registered Public Offering otherwise agree in writing. 
  

	 	5.3	Due Execution, Delivery and Performance 

  
 (a) This Agreement has been duly executed and delivered by Thomas and constitutes a valid and binding obligation of Thomas, enforceable against
Thomas in accordance with its terms. 
  
 (b) The execution,
delivery and performance of this Agreement and the consummation of the transactions contemplated in this Agreement and the fulfillment of the terms of this Agreement have been duly authorized by all necessary action and will not result in any
violation of any statute, law, rule, regulation, ordinance, decision, directive or order applicable to Thomas. 
  

	6.	RESTRICTIONS ON TRANSFER OF STOCKHOLDER SHARES

  

	 	6.1	RESTRICTIONS ON TRANSFER 

  

No holder of Stockholder Shares may sell, transfer, assign, pledge or otherwise directly or indirectly dispose of (whether with or without
consideration and whether voluntarily or involuntarily or by operation of law) (a “Transfer”) any Stockholder Shares or interest therein, except (i) any Transfer by a Transferring Stockholder (as defined below) pursuant to and in
accordance with both Section 5.2 and Section 6.2, or (ii) any Exempt Transfer (as defined below) of Stockholder Shares pursuant to and in accordance with Section 6.3. 
  

	 	6.2	FIRST OFFER RIGHTS 

  
 (a) Prior to any Transfer of Stockholder Shares by a holder thereof (other than any Exempt Transfer by a holder of Stockholder Shares pursuant to
and in accordance with Section 6.3) (a “Transferring Stockholder”), such Transferring Stockholder shall deliver a written notice (an “Offer Notice”) to each holder of Controlling Stockholder Shares (each an “Eligible
Purchaser” and, collectively, the “Eligible Purchaser(s)”) and to the Company. The Offer Notice shall disclose in reasonable detail the proposed aggregate number of each class of Stockholder Shares to be transferred (the
“Transfer Shares”), the proposed material terms and conditions of the Transfer, including the proposed price per share for each class of Transfer Shares (which shall be payable in cash upon consummation of such Transfer or in installments
of cash over time), and, to the extent known, the identity of the prospective transferee(s) (and, if any such transferee is an entity, the beneficial owners thereof). Such Transfer shall not be consummated prior to the date on which the parties to
such Transfer have been finally determined in accordance with this Section 6.2. 
  

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 (b) Each Eligible Purchaser may elect to purchase all or any portion of the Transfer Shares
(provided that, if more than one class or series of Stockholder Shares is included in the Transfer Shares, then an Eligible Purchaser may only elect to purchase shares of each class and series included in the Transfer Shares and in the same relative
proportions as those in which such classes and series of Transfer Shares are so offered) at the same price per share and on the same terms specified in the Offer Notice by delivering, as soon as practicable but in any event within five (5) business
days after delivery of the Offer Notice to the Eligible Purchaser(s) (the “ROFO Election Period”), a written notice of such election to the Company, the Transferring Stockholder and the other Eligible Purchaser(s), if any, stating the
number of shares held by such Eligible Purchaser of each class included in the Transfer Shares and the percentage of Transfer Shares which such Eligible Purchaser proposes to purchase (each such Eligible Purchaser who so elects to purchase any
Transfer Shares is referred to herein as an “Electing Purchaser”). If more than one Eligible Purchaser elects to purchase Transfer Shares and the Eligible Purchaser(s) elect to purchase collectively more than the aggregate number of
Transfer Shares, then each class of Transfer Shares shall first be allocated to each Electing Purchaser in an amount equal to the lesser of (a) the maximum amount of Transfer Shares of such class specified by each such Electing Purchaser in its
written notice to the Company and (b) each such Electing Purchaser’s pro rata share of such class of Transfer Shares based on the number of Controlling Stockholder Shares of such class owned on a Fully Diluted Basis by each Electing Purchaser
(provided that if the Transfer Shares include any shares of the Company’s common stock or other securities convertible into or exercisable or exchangeable for shares of such common stock, then each class of such Transfer Shares shall be
allocated to the Electing Purchasers pro rata based on the number of shares of such common stock which are Controlling Stockholder Shares and owned by each such Electing Purchaser on a Fully Diluted Basis). If after such allocation any Transfer
Shares remain unallocated, then such allocation procedure shall be repeated for such remaining Transfer Shares (but only with respect to each Electing Purchaser who has not previously been allocated the maximum amount of Transfer Shares of such
class specified in such Electing Purchaser’s written notice to the Company) until either all Transfer Shares of such class elected to be purchased by the Electing Purchaser(s) have been so allocated or no Transfer Shares remain available for
purchase by the Electing Purchaser(s). 
  
 (c) If the
Electing Purchaser(s) have collectively elected to purchase pursuant to this Section 6.2 all (but not less than all) of the Transfer Shares, then such Transfer(s) to the Electing Purchaser(s) shall be consummated as soon as practical, but in any
event within ten (10) days, after expiration of the ROFO Election Period. Except to the extent the Required Controlling Holder(s) direct otherwise by prior written notice to the Company, an Electing Purchaser may designate one or more Affiliates of
such Electing Purchaser to purchase from the Transferring Stockholder all or any portion of the Transfer Shares that such Electing Purchaser elected to purchase; provided that, if such Affiliate is not already a party to that Investor Rights
Agreement, dated as of September 15, 2003, among the Company and the Stockholder parties thereto (the “Investor Rights Agreement”), then as a condition to such purchase, such Affiliate shall agree, by signing a Joinder Agreement, to become
a party to and bound by the Investor Rights Agreement as an Additional Stockholder thereunder. All amounts payable by an Electing Purchaser (or designee thereof) pursuant to this Section 6.2 shall be paid in cash at the closing of such purchase or,
to the extent provided in the Offer Notice, in installments of cash over time. 
  

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 (d) If the Electing Purchaser(s) do not collectively elect to purchase all of the Transfer Shares,
the Transferring Stockholder may Transfer all (but not less than all) of the Transfer Shares to one or more third parties for a per share cash purchase price no less than the price specified in, and on other terms no more favorable to such third
parties than those set forth in, such Offer Notice; provided, that such Transfer(s) by the Transferring Stockholder may be made only within the 90-day period immediately following the expiration of the ROFO Election Period. In the event the
Transfer Shares are not Transferred in accordance with the immediately preceding sentence, the Transfer Shares shall be subject to the provisions of this Section 6 in connection with any subsequent Transfer or proposed Transfer of such Transfer
Shares by the Transferring Stockholder. 
  

	 	6.3	EXEMPT TRANSFERS 

  
 The restrictions set forth in this Section 6 shall not apply to any of the following Transfers: 
  
 (a) subject to the final paragraph of this Section 6.3, (a) a
Transfer of Stockholder Shares pursuant to the applicable laws of descent and distribution or (b) a Transfer of Stockholder Shares among the transferor’s Family Group (as such term is defined in the Investor Rights Agreement and assuming for
such purpose that the transferor were a “Stockholder” under such agreement); and 
  
 (b) any Transfer of Stockholder Shares in connection with an Approved Sale. 
  
 A transferee of Stockholder Shares pursuant to a Transfer described in clause (a) above is sometimes referred to herein as a “Permitted
Transferee.” Not less than five (5) business days prior to any Transfer of Stockholder Shares pursuant to the foregoing clauses (a), the transferor shall deliver a written notice to the Company, which notice shall disclose in reasonable detail
the nature of the proposed Transfer and the identity of the proposed transferee(s). Notwithstanding the foregoing, the restrictions contained in this Agreement shall continue to be applicable to the Stockholder Shares following any Transfer to a
Permitted Transferee, and no Transfer to a Permitted Transferee may be consummated unless prior thereto the transferor thereof shall have complied with Section 7 below. In addition, and notwithstanding the foregoing, no holder of Stockholder Shares
may avoid the provisions of this Agreement by making one or more transfers to one or more Permitted Transferees and then disposing of all or any portion of such Person’s interest in any such Permitted Transferee, and any Transfer or attempted
Transfer in violation of this covenant shall be void and otherwise subject to Section 7 below. Any Transfer permitted pursuant to this Section 6.3 is referred to in this Agreement as an “Exempt Transfer.” 
  

	 	6.4	TERMINATION 

  
 The restrictions on the Transfer of Stockholder Shares set forth in Section 6 shall continue with respect to each Stockholder Share until the earliest to
occur of (i) the date on which such Stockholder Share has been transferred in a Public Sale, (ii) the consummation of an Approved Sale or (iii) the consummation of a Qualified Public Offering. 
  

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	 	6.5	MODIFICATION 

  
 In the event that the Transferring Shareholder is or becomes a holder of Controlling Stockholder Shares under the Investor Rights Agreement, then this
Section 6 shall not apply to any Transfer of Stockholder Shares by such Transferring Stockholder and any such Transfer instead shall be governed by Section 2 and other applicable provisions of the Investor Rights Agreement. 
  

	 	6.6	NOTICES UNDER SECTION 6 

  

Any notice required or permitted to be given under Section 6 of this Agreement shall be given in accordance with the notice provisions of the Investor
Rights Agreement using the addresses of the Company and the holder of Stockholder Shares provided on the signature page of this Agreement or in any Successor Agreement and the addresses of the holders of Controlling Stockholder Shares provided in or
under the provisions of the Investor Rights Agreement. 
  

	 	6.7	CERTAIN DEFINITIONS 

  
 As used in this Agreement, the following terms shall have the respective meanings set forth below: 
  
 “Public Sale” shall mean any sale of Stockholder Shares (i)
to the public pursuant to an offering registered under the Securities Act, (ii) to the public through a broker, dealer or market maker pursuant to the provisions of Rule 144 adopted under the Securities Act or (ii) to the public through a broker,
dealer or market maker for which registration under the Securities Act is not required under Section 1145 of Title 11 of the United States Code. 
  
 “Stockholder Shares” shall mean (i) the Common Stock, and (ii) any capital stock or other equity securities issued or issuable directly
or indirectly with respect to the securities referred to in clause (i) above by way of stock dividend or split or in connection with a combination of shares, recapitalization, merger, consolidation or other reorganization. As to any particular
shares constituting Stockholder Shares, such shares shall cease to be Stockholder Shares when they have been sold in a Public Sale. 
  
 “Successor Agreement” shall mean an agreement in the form attached hereto as Exhibit A under which any prospective transferee of
Stockholder Shares agrees to be bound by the obligations imposed hereunder on a holder of Stockholder Shares. 
  

	7.	TRANSFER 

  
 Prior to consummating, or committing to consummate, any Transfer of Stockholder Shares (other than pursuant to a Public Sale or an Approved Sale) to any
Person (including any Permitted Transferee), the transferor of such Stockholder Shares shall cause each prospective transferee thereof to execute and deliver to the Company and to the Required Controlling Holder(s) a Successor Agreement. Any
Transfer or attempted Transfer of any Stockholder Shares in violation of the foregoing or any other provision of this Agreement shall be void, and the Company shall not record such Transfer on its books or treat any purported transferee of such
Stockholder Shares as the owner of such shares for any purpose. 
  

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	8.	LEGEND 

  
 Each certificate evidencing Stockholder Shares and each certificate issued in exchange for or upon the transfer of any Stockholder Shares (if such shares
remain Stockholder Shares as defined herein after such Transfer) shall be stamped or otherwise imprinted with a legend in substantially the following form: 
  

	
	“THE SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO CERTAIN TRANSFER RESTRICTIONS PURSUANT TO A STOCK PURCHASE AGREEMENT DATED AS OF FEBRUARY 26, 2004, AMONG THE ISSUER OF SUCH
SECURITIES (THE “COMPANY”) AND THE HOLDER OF SUCH SECURITIES. A COPY OF SUCH STOCK PURCHASE AGREEMENT WILL BE FURNISHED WITHOUT CHARGE BY THE COMPANY TO THE HOLDER HEREOF UPON WRITTEN REQUEST TO THE COMPANY’S CHIEF FINANCIAL
OFFICER.”

  
 The legend set forth above shall be
promptly removed from the certificates evidencing any Stockholder Shares for which the restrictions contained in Section 6 have terminated in accordance with Section 6.4 hereof. 
  

	9.	SURVIVAL OF REPRESENTATIONS, WARRANTIES AND AGREEMENTS 

  
 Notwithstanding any investigation made by any party to this Agreement, all
covenants, agreements, representations and warranties made by the Company and Thomas in this Agreement and in the certificates for the Common Stock delivered pursuant to this Agreement shall survive the execution of this Agreement, the delivery to
Thomas of the Common Stock being purchased and the payment therefor. 
  

	10.	NOTICES 

  
 Except as set forth in Section 6, all notices, requests, consents and other communications under this Agreement shall be in writing, shall be mailed by
first-class registered or certified airmail, confirmed facsimile, nationally recognized overnight express courier postage prepaid or delivered by hand, and shall be delivered to the address of the Company or Thomas as set forth on the signature page
to this Agreement, or at such other address or addresses as the Company or Thomas may furnish to the other in writing. 
  
 Such notice shall be deemed effectively given upon confirmation of receipt by facsimile or hand delivery, one business day after deposit with such
overnight courier or three days after deposit of such registered or certified airmail with the U.S. Postal Service, as applicable. 
  

	11.	MODIFICATION; AMENDMENT 

  
 This Agreement may not be modified or amended except pursuant to an instrument in writing signed by an officer of the Company authorized to sign such
instrument by the Company’s Board of Directors and Thomas. 
  

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	12.	HEADINGS 

  
 The headings of the various sections of this Agreement have been inserted for convenience of reference only and shall not be deemed to be part of this
Agreement. 
  

	13.	DEFINITIONS 

  
 Unless otherwise defined herein, capitalized terms used herein shall have the meanings ascribed to such terms in the Investor Rights Agreement, as amended
from time to time. 
  

	14.	SEVERABILITY 

  
 If any provision contained in this Agreement should be held to be invalid, illegal or unenforceable in any respect, the validity, legality and
enforceability of the remaining provisions contained in this Agreement shall not in any way be affected or impaired thereby. 
  

	15.	GOVERNING LAW; JURISDICTION 

  
 This Agreement shall be governed by and construed in accordance with the laws of the State of Delaware applicable to
contracts made and performed entirely within such state. 
  

	16.	THIRD PARTY BENEFICIARIES 

  

The holders of Controlling Stockholder Shares are intended third party beneficiaries of this Agreement and shall have full rights to enforce the
provisions of this Agreement against Thomas, the Company and any holder of Stockholder Shares. 
  

	17.	COUNTERPARTS 

  
 This Agreement may be executed in two or more counterparts, each of which shall constitute an original, but all of which, when taken together, shall
constitute but one instrument, and shall become effective when one or more counterparts have been signed by each party to this Agreement and delivered to the other parties. 
  
 [Signature Page to Follow.] 
  
  

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 IN WITNESS WHEREOF, the parties to
this Agreement have caused this Agreement to be executed by their duly authorized representatives as of the day and year first above written. 
  

	
	THE COMPANY:
	
	CHART INDUSTRIES, INC.
	
	 By  /s/    MICHAEL F. BIEHL

	 Name: Michael F. Biehl

	 Its: Chief Financial Officer

	
	 Address:

	
	 5885 Landerbrook Drive, Suite 205

	 Cleveland, Ohio 44124

	 Facsimile:        (440) 753-1491

  

	
	THOMAS:
	
	 /s/    SAMUEL F. THOMAS

 Samuel F. Thomas

	
	 Address:

	
	 115 Gill Road

	 Haddonfield, New Jersey 08033

	 Facsimile:        Not Applicable

  
 STOCK PURCHASE AGREEMENT 
 SIGNATURE PAGE 

 EXHIBIT A 
  

FORM OF TRANSFER NOTICE AND SUCCESSOR AGREEMENT 
  
 This notice is being delivered to Chart Industries, Inc., a Delaware corporation (the “Company”), pursuant to Section 7 of that certain
Stock Purchase Agreement, dated as of February 26, 2004 (as amended from time to time, the “Stock Purchase Agreement”), by and between the Company and Samuel F. Thomas. Capitalized terms used herein shall have the meanings assigned
to such terms in the Stock Purchase Agreement. 
  
 The undersigned
hereby notifies the Company that [name of transferor] has transferred to the undersigned              shares of Common Stock that are Stockholder Shares. In connection with
such transfer, the undersigned hereby becomes a party to the Stock Purchase Agreement and agrees to be bound by Sections 6, 7 and 8 of the Stock Purchase Agreement and such other provisions of the Stock Purchase Agreement imposing obligations on a
holder of Stockholder Shares. 
  
 Any notice provided for in the
Investor Rights Agreement should be delivered to the undersigned at the address set forth below: 
  
 _________________________ 
 _________________________ 
 _________________________ 
 Facsimile:                                     
    
 Attention:                                     
    
 Dated:                           
  

	
	  

	[Transferee]IAM Agreement 2004 - 2007

 Exhibit 10.18 
  
 IAM 
 AGREEMENT

 2004 - 2007 
  
 ARTICLE I - RECOGNITION 
  

	1	Chart Heat Exchangers (hereinafter referred to as the “Company”) recognizes Local Lodge 2191 of District Lodge 66 of The International Association of Machinists and
Aerospace Workers, AFL-CIO (hereinafter referred to as the “Union”) as the sole and exclusive bargaining agent for its employees at its La Crosse, Wisconsin manufacturing facility for the purpose of collective bargaining with respect to
the wages, hours and working conditions of said employees. 

  

	2	As used in this Agreement, the terms “employee” and “employees” shall include all production and maintenance employees, including all craters, receiving clerks
and tool room employees, but shall exclude all administrative employees, factory office clerical employees, engineers and technical employees, standards and factory cost department employees, professional employees, guards, safety inspectors,
nurses, student trainees and all supervisory employees as defined in the Labor Management Relations Act. 

  

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	3	Employees in the above excluded jobs are not covered by this Agreement; but if employees currently in such jobs subsequently take other jobs within the coverage of this Agreement,
then such employees shall be eligible to membership in the Union upon such notification to them by the Company. 

  

	4	This Agreement shall be binding on any and all successors and assigns, who by purchase, lease, transfer of stock or merger, acquire control of the Company’s manufacturing
facility in La Crosse, Wisconsin. 

  
 ARTICLE
II - UNION SECURITY 
  

	5	Employees eligible for Union membership as defined in this Agreement shall be required at the expiration of their probationary period to become and remain members of the Union in
good standing with respect to the payment of uniformly levied initiation fee and periodic dues as a condition of employment. 

  
 ARTICLE III – NON-DISCRIMINATION 
  

	6	The Company or the Union shall not discriminate against employees because of color, race, sex, religious affiliation, nationality, age, handicap or status as a disabled veteran or
Vietnam era veteran, as prescribed by applicable state or federal law. Pronouns in the male gender appearing in this Agreement are intended to include the female gender. 

  

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 ARTICLE IV—HOURS 
  
 Regular Work Day and Week 
  

	7	Eight (8) hours shall constitute a regular day’s work and not more than forty (40) hours shall constitute a regular week’s work. The regular workweek will begin at 11:00
p.m. on Sunday and will end on Friday. 

  
 Shift Hours 
  

	8	The shifts may consist of one day and two night shifts. The regular working hours are as follows: 

  

	  	3rd Shift 11:00 P.M. to   7:00 A.M. 

	  	1st Shift   7:00 A.M. to   3:00 P.M. 

	  	2nd Shift  3:00 P.M. to  11:00 P.M. 

  

	  	Third shift weekly start will be 11:00 P.M., Sunday. 

  

	9	Regular Lunch Periods. 

  

	  	1st Shift 12:00 Noon 

	  	2nd Shift  8:00 P.M. 

	  	3rd Shift   4:00 A.M. 

  

	10	Employees shall also be provided during their shift one (1) rest period not to exceed ten (10) minutes in accordance with operational requirements. Normally, the break times will be
as specified below: 

  

	  	1st shift: 9:30 am to  9:40 am

	  	2nd shift: 5:30 pm to 5:40 pm

	  	3rd shift: 1:30 am to  1:40 am

  

 3 

	11	The consumption of food items and visits to the lunch room shall be limited to designated lunch and break periods and will not be permitted during other work hours. Beverages will
be allowed at the workstations. 

  

	12	All employees are assigned to a three-shift basis and will have a paid 15-minute lunch period starting at one of the times listed above in this paragraph. 

 
 ARTICLE V - OVERTIME 
  
 General 
  

	13	Union members will cooperate in working of necessary overtime; however, an employee shall have the right to refuse to perform overtime work where the Company is able to secure
someone else who is experienced to perform the work. 

  

	14	An employee shall have the right to refuse to accept overtime work whenever they have a reasonable excuse or where the length of time is so excessive so as to endanger their health.

  

 4 

	15	It shall be the policy of the Company to ask for overtime before 12 o’clock for the day shift - 9 o’clock for the second shift and the day before for the third shift for
daily overtime. In no event shall a first or second shift employee be required to work Saturday when notification is given later than the end of the employee’s Thursday shift nor where the Saturday shift is more than five (5) hours. For first
and second shift employees, the Company will schedule consecutive 5-hour shifts on Saturday and/or Sunday except production needs require another schedule. When two shifts are being scheduled, the first and second shifts will be scheduled for the
same number of hours. Third shift employees will not be required to work Saturday when notification is given later than the end of the employee’s Thursday shift. The normal Saturday or Sunday shift for third shift employees is eight (8)
consecutive hours. 3rd shift will have the right to work five (5) hours starting on their regular Saturday and Sunday shift. If a change in schedule is necessary, the Shop Committee will be notified and given the reason for such deviation - this
will be done before the deviation whenever possible. 1st and 2nd shifts will have the right to work five (5) hours starting on their regular Saturday and Sunday shift, since the regular shift on weekends is five (5) hours. 

 

 5 

 Overtime Premium 
  

	16	All hours worked in excess of eight (8) in a work day will be paid at one and one-half (1 1/2) times the regular straight time hourly rate. 

  

	17	When an employee works hours prior to or after their normal shift they will be paid overtime at time and one-half. The exception to this is when an employee requests earlier
starting and stopping time and the Management agrees, then the Company is not obligated to pay overtime hours before or after their regularly scheduled shift. 

  

	18	The Management has agreed to pay double time for all overtime hours worked which exceed sixteen (16) hours in any one week with the understanding with the Shop Committee that the
Management has a right to replace the employee that is working and has put in sixteen (16) hours overtime. The Management will make the transfers in such cases. The Management will replace the employee with an employee from within the department as
follows: 

  

	 	a.	With an employee from the same department and shift. 

  

 6 

	 	b.	If possible with an employee from the same department on another shift. 

  

	 	c.	Where employees for replacement are not available within the department, employees capable of performing the work will be transferred in from other Departments.

  

	19	Hours worked on a day observed, as a holiday under this Agreement will be included in such sixteen (16) hours under this paragraph. 

  
 Saturday and Holiday Pay 
  

	20	All Saturday work shall be paid for at the rate of one and one-half (1 1/2) times the hourly rate including third shift Saturday work which starts at 11:00 p.m. on Friday. All work done on Sunday and legal holidays shall be paid for at the rate of double time except where a
regular third shift starts on a Sunday or a holiday and then the regular working hours shall be compensated at the applicable regular rate. 

  

 7 

 Overtime Charging 
  

	21	An employee’s overtime record shall be credited with overtime when they are asked whether they work or not. If the department works overtime, an absent employee’s overtime
record shall be charged with any overtime for which they would have been eligible had they not been absent, including an employee on vacation or sick leave. 

  

	22	An employee on a day-at-a-time vacation when overtime is scheduled but who returns before the overtime is worked shall be asked for that overtime if such employee is eligible and
qualified. If such employee replaces another employee, the employee being replaced is not charged for that overtime. An employee’s absence on Thursday will not jeopardize that employee’s rights to weekend overtime if they return to work on
Friday. However, it will be the employee’s responsibility to communicate with management no later than the start of the lunch period of their Friday shift to determine if weekend overtime is available. 

  

	23	Where the applicable rate of pay is time and one-half, the employee will be charged with one and one-half hours overtime for each overtime hour. 

  

	24	Where the applicable rate of pay is double time, the employee will be charged with two hours overtime for each overtime hour. 

  

 8 

	25	An employee asked to work overtime after the deadlines defined in Paragraph 15, where the overtime is in a department or shift other than their own, will not be charged with such
overtime refused but will be charged if they work such overtime. 

  

	26	An employee, who is asked to work additional overtime while working a weekend overtime shift, will not be charged for such additional overtime if refused, but will be charged if
they work such additional overtime. 

  

	27	Telephone offers of overtime where management reaches the employee are charged whether or not the overtime is worked. Where a message is left with someone other than the employee,
and the employee fails to work, the overtime will not be charged. All work, or refusal of work, on a day observed as a holiday under this Agreement is charged. 

  

	28	An employee who accepts an overtime assignment but fails to report for and work such assignment without being excused by management will be recorded with an unexcused absence.

  

	29	No employee will be subject to an unexcused absence being recorded for an overtime assignment missed due to hospitalization of the employee or death or hospitalization of a member
of the employee’s immediate family. 

  

 9 

	30	When an employee is transferred to a different Department, they will get the average overtime for that Department. When they are transferred back to their Home Department, they will
receive the overtime average of their Home Department. 

  
 Overtime Distribution 
  

	31	The supervisor will keep daily records of all overtime worked by the employees. In order that the overtime within the various departments is distributed as evenly as possible, those
with the least amount of overtime shall be asked to work first among those qualified to do the work. It is recognized that an employee may be qualified to do the overtime work without holding the applicable job classification. If an employee is
eligible for overtime but declines the hours that are offered, the overtime may be offered to the next qualified employee. The supervisor’s copy of the overtime record will be posted at the supervisor’s desk and kept as current as
possible. The names and work centers, where applicable, of 

  

 10 

	    	those scheduled for weekend overtime work in the department and shift will be displayed in the department area by the supervisor prior to the overtime work to permit checking by
employees so they may determine before the overtime is worked if any errors in selection have been made. This information is to be used by employees to point out any overtime assignment errors to the supervisor before the overtime is worked,
wherever possible. When an entire shift in a department is scheduled for weekend work, a notice displayed to that effect need not include names and work centers. 

  

	32	The Company will continue its practice of distributing overtime as equally as possible on the shift in a department. 

  

	33	It is further agreed that the Company will maintain as close a balance of overtime hours among the shifts within a department as production necessities and individual skills allow.

  
 Overtime Entitlement on Transfer or
Probation 
  

	34	A transferred employee shall have to work five (5) days before they are entitled to overtime. However, they may work if all other people in the Department have been asked.

  

 11 

	35	Probationary employees will not be asked to work until all employees with seniority working in the department and on the shift, including transferred employees, have been asked to
work; except that when all employees in the department on all shifts who are qualified for the work involved have been asked to work and more employees are needed, qualified probationary employees may be asked. 

  
 ARTICLE VI - HOLIDAYS 
  
 Paid Holidays 
  

	36	All employees on the seniority list shall receive eight (8) hours pay at their regular straight time hourly rate inclusive of shift premiums for the following holidays: New
Year’s Day, Good Friday, Memorial Day, Fourth of July, Labor Day, Thanksgiving Day, day after Thanksgiving Day, December twenty-fourth, Christmas Day and December thirty-first, providing the employee has worked a major part of their last
scheduled work day before and the major part of their first scheduled work day after the holiday, providing such days are in the same work week as the holiday; except where this work requirement is specifically waived by the Company for reasons of
personal urgency. 

  

 12 

	37	When December twenty-fourth and December thirty-first fall on Saturday or Sunday, the holidays will be observed on the preceding Friday. When any other holiday listed above falls on
Saturday, it will be observed on the preceding Friday. 

  
 On Layoff and Sick or Military Leave 
  

	38	Employees who have been laid off in a reduction of force during the workweek prior to or during the week in which the holiday falls shall receive pay for such holiday.

  

	39	In the event one of the paid holidays falls during an employee’s vacation, they have the option of substituting the day(s) before or the day(s) after their vacation for said
holiday(s). 

  

	40	Employees who go on sick leave during the workweek prior to or during the week in which the holiday falls shall receive pay for such holiday. 

  

	41	Employees who go on military leave during the first or second workweek prior to or during the week in which the holiday falls shall receive pay for such holiday.

  

 13 

 ARTICLE VII - OTHER PAY PROVISIONS 
  
 Call Back Pay 
  

	42	Any employee called back for work outside their regularly scheduled hours shall receive not less than three (3) hours pay at their applicable rate. 

  
 Reporting Pay 
  

	43	When an employee reports for work and no work is available, they shall be paid up to four (4) hours at their regular straight time rate for the time lost during the first half of
their shift unless they were notified in advance of the starting time of their shift not to report for work. However, if stoppage of work is due to fire, lightning, failure of power lines or other causes beyond the Company’s control no payment
for lost time shall be made. 

  

	44	An employee shall be notified not to report for work by either, the supervisor of their department, the Human Resources Department or other supervisory personnel, provided the
employee has furnished the correct phone number to the Company. If the correct phone number is not provided and the employee cannot be contacted, no reporting pay will be paid. 

  

 14 

 Time Lost Due to Injury 
  

	45	If it has been established that an injury to an employee has arisen out of and in the course of their employment with the Company, and the employee is instructed by the Company to
receive outside treatment for the injury during the current shift, they will be paid for time necessary to obtain such treatment. If follow-up outside treatment is required which cannot be scheduled outside the employee’s regular working hours,
the employee will be paid up to three (3) hours at their regular straight time hourly rate for time lost from their regular working hours for any such follow-up visits. 

  

	46	In the event an employee is instructed by the Company to receive subsequent outside treatment during their regular shift because of their inability to continue work due to the
original injury, they will be paid for time necessary to obtain such treatment. 

  

	47	In any case in which an employee believes outside treatment for the injury is necessary during their regular working hours even though the Company has refused to instruct them to
receive such outside treatment, the employee may at their option leave work to receive outside treatment. 

  

 15 

	    	Should it be determined that the treatment was necessary in order the employee continue work or if it is determined that they are unable to continue work, the employee will be paid
for the time lost from their regular working hours in accordance with Paragraphs 45, 46, and 48. 

  

	48	If the employee loses time and the attending physician determines they are physically unable to work the balance of the shift on which they received outside treatment due to the
severity of the injury, they shall be paid for the balance of that regular shift, but not to exceed eight (8) regular hours, upon furnishing proof of the physician’s determination. If an employee is injured while working in the plant and such
injury arises out of and in the course of their employment, and the injury is of such nature as to prevent the employee’s return to work for an initial period of three (3) or more consecutive calendar days excluding Sunday or paid holiday or
vacation following the day of injury, then the Company will pay such employee a sum equal to the current sickness and accident daily benefit rate for each of such three (3) days; provided however, that such payment shall not be made if the
Workmen’s Compensation carrier of the Company is required to pay the employee Workmen’s Compensation for the three (3) day period following the day of injury. 

  

 16 

	49	Under the following circumstances the Company will pay for up to two and one-half (2 1/2) hours for working time lost by an employee on Monday: 

  

	 	a.	An employee is injured at work on a Saturday and obtains outside treatment. 

  

 17 

	 	b.	An injured employee is instructed by their doctor to report for medical evaluation on the following Monday morning before going to work. 

  

	 	c.	The employee notifies their supervisor in advance that they won’t be in on time. 

  

	 	d.	The employee reports for work on the Monday involved before 9:30 a.m. 

  
 Bereavement 
  

	50	An employee with seniority, who is working at the time, will be granted three (3) regular working days off with pay in the event of a death in the employee’s immediate family.
Immediate family is defined as the employee’s wife, husband, father, mother, son, daughter, brother, sister, father-in-law or mother-in-law. An employee may take the time off with pay later than the day of death or funeral if circumstances
warrant and are a direct result of the death. An employee with seniority, who is working at the time, will be granted one (1) regular workday off with pay to attend the funeral of a grandparent or grandchild of the employee.

  

 18 

 Jury Duty 
  

	51	An employee with seniority shall be excused from work on a work day on which they are called to perform jury service in a court of record, provided they give prior notice to the
Company. 

  

	52	An employee with seniority who is excused from work for jury service and who furnishes the Company with a statement from the court with regard to jury pay received and time spent on
jury service will be reimbursed by the Company as follows: 

  

	 	a.	All employees will receive eight (8) hours pay at their regular straight time rate including all applicable premium pay less the amount received as jury pay for each day they are
called to serve as a juror. 

  

	 	b.	A day of jury duty is defined as any day for which the employee is required to appear regardless of having served, certified by written statement from the court.

  

	 	c.	Hourly rate of pay shall be limited to Sixty (60)workdays annually commending with the first day of jury service paid. 

  

 19 

 ARTICLE VIII - SENIORITY 
  

	53	It shall be the policy of the Company to recognize seniority. To accomplish this, there shall be one seniority list covering all employees in all production departments. Where two
or more employees gain seniority on the same day, their relative seniority shall be determined by last name alphabetical sequence with, for example, an employee whose last name begins with “A” being regarded as senior to one whose last
name begins with “B”. Last name changes due to marriage, etc., which occur after the day on which an employee gains seniority, shall not affect seniority. 

  

	54	In the event that, before June 1, 1988, a person who, as of the effective date of this agreement, is an employee of the Trane Company temporarily assigned to ALBRAZE International
(Chart Heat Exchangers) the ALBRAZE (Chart) seniority date of said person will be January 5, 1986. Notwithstanding the provisions of Paragraph 39, above, the relative seniority of employees whose ALBRAZE (Chart) seniority date is January 5, 1986
shall be determined by the amount of Trane Company seniority which they possessed as of the effective date of this Agreement. 

  

 20 

 Probationary Period 
  

	55	An employee shall have no seniority rights until the completion of their probationary period. The probationary period shall consist of sixty (60) actual days worked. This
calculation does not include overtime outside the normal schedule. The date given the employee for their seniority standing will be the day following the end of their probationary period. 

  

	56	An employee shall lose their seniority rights for the following reasons: 

  

	 	a.	If they voluntarily terminate their employment with the Company. 

  

	 	b.	If they have been discharged for just cause. 

  

	 	c.	After being laid off, if an employee fails to report for work within five (5) days after being notified through the Company Human Resources department. Notification to return to
work will be confirmed by certified letter to the employee. However, no employee shall lose their seniority rights if their failure to report is the result of sickness or causes beyond their control, in which case the employee shall furnish written
proof as to that fact. 

  

 21 

	 	d.	If for any reason an employee has had twenty-four (24) consecutive months of unemployment with the Company or a period equal to one-half ( 1/2) of their seniority, whichever is greater. 

  
 Layoff 
  

	57	When it becomes necessary to reduce the working forces, the last employee on the plant seniority list shall be the first employee laid off, etc., and the last employee laid off
shall be the first employee recalled, etc., except as hereinafter provided. Before any layoffs or recalls of any employees occur, a list of employees to be laid off or recalled will be presented to the Shop Committee as to the employees laid off or
recalled and the effect on seniority; but this shall not in any way interfere with the right of the Company to reduce its force. 

  
 Voluntary Layoff 
  

	58        a.	Senior employees not affected by the layoff will be allowed to volunteer to replace the most senior people on the layoff list. Employees volunteering for layoff status are required
to accept the layoff for two (2) months unless the employees involved are recalled before that time. 

  

 22 

	 	b.	An employee opting for and receiving voluntary status may exercise this option one (1) time per calendar year. 

  

	 	c.	This voluntary layoff procedure will be administered through one (1) list per layoff date. When an employee on a two (2) month voluntary layoff returns to work, the junior employee
will be laid off unless another senior employee has signed the list for the specific layoff or until the list is exhausted. 

  

	 	d.	A new list will be used for each successive layoff date and the procedure stated above will apply. The previous list will be cancelled at this time. Employees not receiving
voluntary layoff on previous lists will be allowed to sign these new lists to determine the availability and opportunity for voluntary layoff status. 

  

	 	e.	The Company retains the right to recall those on a voluntary layoff at any time based on production needs or if the skills of the volunteer are required. The Company also retains
the right to deny voluntary layoff if the volunteer’s skill is needed at the time of layoff. 

  

 23 

	 	f.	The Company agrees to pay their share of all insurance premiums for any employee on voluntary layoff. Also, the employee agrees to pay their share of all insurance premiums. All
other benefit restrictions will apply as for employees on normal layoff. Insurance payments are due the first of the month of applicable coverage. 

  

Exemptions and Deviations From Layoff 
  

	59	All welders, electricians, and tool room employees are exempt from the seniority clause as to layoff as long as they are needed on their exempted jobs. It is understood that an
exempted employee must have demonstrated the capability to perform the required job. If the Company replaces an employee exempted in one of the above jobs with an older qualified employee, the exempted employee will be laid off.

  

 24 

	60	Deviations from straight plant seniority in addition to those listed above can only be made for justifiable reasons, that is, when an employee’s qualifications are essential on
available work and no senior employee not subject to layoff has the necessary qualifications. The Company will specify such exemptions to the Shop Committee sufficiently in advance of the layoff giving the specific reasons for such deviations in
each case. The Company will endeavor to find alternate qualified employees not subject to layoff for such exempted employees to replace those so exempted. The Company will not be required to make more than two transfers to replace one employee under
this paragraph. 

  

	61	The parties may discuss from time to time the problem of deviations from seniority on layoff. 

  

	62	If the Union does not agree with certain exemptions, the Company and the Shop Committee shall make every effort to resolve their differences before resorting to the grievance
procedure. 

  
 Layoff Notice

  

	63	When layoffs, because of lack of work, are in accordance with straight seniority, the employees affected shall be given five (5) working days 

  

 25 

	    	notice before being laid off for a period of two (2) weeks or more. It is further agreed that in case of material shortages resulting from conditions beyond the Company’s
control, the five (5) days’ notice provision will be waived. Employees exempted from layoff who are to be laid off because they are no longer needed on the work for which they are exempted may be laid off without notice. However, first and
second shift exempted employees will work to the end of the shift in which layoff notice is given. Paragraph 43 will apply to third shift exempt employees who are to be laid off without notice. 

  
 One-Day Layoffs 
  

	64	Layoffs, due to lack of work or material shortages, will be made by seniority in a department, provided such a layoff does not exceed eight (8) hours in any one week. For any layoff
in excess of eight (8) hours in any one-week, the procedure set forth in Paragraphs 57-61 will be followed. This paragraph is not intended to be used to establish a regular work week of less than five (5) days for the employees in any department,
and shall be applied in such a way that no employee is affected in their department more than six (6) times nor more than three (3) consecutive weeks in a twelve (12) month period. The Union Committee will be notified in advance of any layoff under
this paragraph. 

  

 26 

 Inventory 
  

	65	In the event that production is interrupted due to the taking of inventory, the parties will meet to discuss appropriate work assignments. 

  
 ARTICLE IX - TRANSFER 
  
 Requests for Transfer 
  

	66	All requests for permanent transfers by employees may be granted by the mutual consent of the Shop Committee and Management. The selection of employees shall be based upon the Job
Selection Guidelines. 

  

	67	When an employee is granted a job or department transfer at their own request they shall have a trial period of up to thirty (30) days. The exception to the foregoing sentence is in
cases where an extension of a trial period, due to skills is requested by the Company or the Union, and such extension is agreed to by the Company and the Union. they will receive the rate of the job they are performing while on transfer if they are
qualified. If it is decided to make the transfer permanent, the employee will be given a rating for which they are qualified. 

  

	 	a.	When such request is made, the Union and the employee and the supervisor will receive a written notification. 

  

 27 

	 	b.	In the event that an employee is accepted for training on a job with a labor grade higher than their present job they shall, when they complete the trial period, be paid the time
and grade rate of the new job but not less than their time and grade rate on their former job. 

  

	 	c.	In a posting requesting multiple employees for the same labor grade and classification, the senior employee will not be paid less than the time and grade rate of the junior
employee(s). 

  
 Temporary/Forced Transfers

  

	68	Employees will be considered as temporarily transferred until notified of being forced to accept a permanent job or department transfer due to shortage of work, material, manpower,
etc. Said employee shall carry their present classification and pay rate for a period not less than six (6) months. Employees will receive the 

  

 28 

	    	rate of the job they are performing while on transfer if they are qualified and if the rate is higher than their current rate. After six (6) months the employee will be given a
rating in the new department for which they are qualified. 

  

	69	If, up to three (3) months from the employee’s date of forced transfer a position opens up in their home department, the employee will have the option to return to their home
department, if they are qualified for the position. 

  
 Seniority Principle 
  

	70	It shall be the policy of the Company to follow the principle of seniority whenever skill is not a consideration when moving transferred employees out and returning employees to
their home department. Employees will be transferred from their home department by inverse seniority regardless of shift assignment provided the remaining employees are qualified to perform the work. 

  

	71	When it is necessary to transfer employees and the position to be transferred to is a job of a higher labor grade than in the department, employees are to be transferred by
seniority. Senior employees will be 

  

 29 

	    	offered said transfer prior to junior employees being forced to transfer, provided the remaining employees are qualified to perform the work. Transferred employees will be returned
to their home department on the basis of seniority whenever skill is not a consideration. 

  
 Exception for Union Representatives 
  

	72  a.	A department steward or a member of the Shop Committee may be transferred or farmed, by inverse seniority, from their home department, but not subject to being replaced on their
shift. This provision shall not be construed to give extra seniority to such representative in the event of a layoff, nor to prevent such Union Representative from exercising their seniority. 

  

	 	b.	In the event the selection of a safety steward is other than a department steward, the language of paragraph #1 above will apply to said safety stewards. 

 

 30 

 Calling Back Transferred Employees 
  

	73	When it is established that there is a need for additional personnel for ten (10) working days or more in a Department, with employees out on transfer such employees will be
returned to their Home Department to fill the need in accordance with Paragraph 51 unless such need is being met temporarily by an employee with physical limitations who is unable to perform their normal duties. Such needed employees will be
returned to their home department as soon as possible but not later than thirty (30) calendar days. Presence of a physically limited employee in a Department will not result in a senior employee on transfer losing their rate or job.

  

	74	Except where production needs reasonably require otherwise, employees shall not be placed in a department where employees are transferred out prior to returning those on transferred
back to their home department by seniority. 

  

	75	It is recognized that in order to use the work force efficiently and keep people working in so far as possible, the company requires flexibility in farming or transferring employees
for a period of time, due to the reduction of work in the Home Department, or their specific skill is needed in another department, or because of the production need of another department. The farming of an employee shall be by inverse seniority by
shift, and will not exceed 15 working days. 

  

 31 

 Wage Rate Handling 
  

	76	When an employee is transferred into a job classification they previously carried, they shall receive the rate for that job retroactively, after accumulating three (3) full days,
provided such a rate is higher than they are carrying. If they continue on the job for a period of six (6) months, their short-term rate shall become their new classification. 

  
 Notice of Transfer 
  

	77	The Company will endeavor to give each employee a Notice to Report Form on the day preceding the transfer or shift change by 12:00 P.M. (noon) on the first shift, 9:00 P.M. on the
second shift and 4:45 A.M. on the third shift. 

  
 New Technology, Product Transfer or Discontinuance 
  

	78	The Company and the Union agree that it is to both their mutual benefit and a sound economic and social goal to utilize the most efficient machines, processes, methods and/or
materials. In this way, the Company will be able to compete effectively in the market place and, thereby, provide economically secure jobs for its employees. 

  

 32 

	79	When the Company changes technology, transfers a product line or a portion thereof from La Crosse, or discontinues the manufacture of a product line or portion thereof at La Crosse,
or merges two or more departments and as a result of such action a department is dissolved or a major portion of the regular employees in such department are no longer needed on their jobs, each employee in the department whose job is abolished
because of this action will be subject to the following procedure: 

  

	 	a.	Prior to the implementation of any of the above, the Company will meet with the Union to discuss the impact. 

  

	 	b.	The Company agrees to train displaced employees within a reasonable period of time (6 months or less) for available positions. 

  

	 	c.	Employees in classifications and areas will be handled in a manner consistent with marginal paragraph 67 of the agreement. 

  

 33 

 New Department 
  

	80	A new department is created when a new product line is originally manufactured in a separate plant area, and such department is assigned a new department number. When a new
department is created, the Company and the Union will agree upon a procedure for the distribution of information regarding the department and the minimum requirements therefore. The selection of the employees will be made in accordance with
Paragraphs 65 and 87 and the provisions of Paragraph 66 shall also apply. 

  

	81	The Job Selection Guidelines will be the determining factor when making the selection. 

  
 Upgrading 
  

	82        a.	The Company will continue to upgrade employees to higher skilled jobs where possible to do so. The fact that an employee is proficient on their current job will not in itself be the
cause to prevent their being upgraded to a higher skilled job. 

  

 34 

	 	b.	When a successful bidder is selected to report to the posted/notice job they can be held up to thirty (30) days in their current job. If it is necessary to hold the employee beyond
the thirty (30) days, the employee will be reimbursed for any monetary loss upon the successful completion of the training/trial period for the new job. 

  
 Transfer to Lighter Work and Incapability 
  

	83	When a senior employee, who is at the time working, requests a transfer to light work, or the Company determines that such an employee can no longer perform their job due to
advanced age, physical incapacity or is incapable of performing their regular job, the Company and the Union will discuss the problem with the intent of: 

  

	 	a.	Assigning them to available work which they are able to perform and which needs to be performed, and 

  

	 	b.	Paying for such work at the wage rate of the job they would be performing. 

  

	84	It is understood that the above does not obligate the Company to make-work for an employee or to assign an employee to work which they cannot perform satisfactorily.

  

 35 

 Leaving or Returning to Bargaining Unit 
  

	85	Any member of the bargaining unit who has been promoted or transferred or is promoted or transferred to a position outside the bargaining unit described to a position outside the
bargaining unit described in Article I shall maintain the amount of seniority they had at the time of such promotion or transfer and will not continue to accumulate seniority within the bargaining unit. 

  

	86	Should such employee request to return to the bargaining unit or should the Company decide to return such employee to the bargaining unit, they will be reinstated with the amount of
seniority they maintained at the time of their promotion or transfer. The Company agrees that it will not return employees to the bargaining unit for the purpose of temporarily reducing the staff of non-bargaining unit employees. When such employee
returns to the bargaining unit, their job and department assignment will be at the discretion of the Company. The Union will be notified of the job and department assignment five (5) days prior to such assignment wherever possible. However, they
will not be placed in a department where their 

  

 36 

	    	assignment would cause the transfer of a regular department employee then working in the department or where there are employees out of such department on transfer, or where there
is not a need for them in the department for at least ten (10) working days. Furthermore, upon return to the bargaining unit, such an employee will be assigned a labor grade no higher than the highest they held in the three-year period just prior to
their promotion from the bargaining unit. 

  

	87	Nothing, however, contained in Paragraph 82 shall be construed as limiting the Company’s right to discharge any employee promoted or transferred from the bargaining unit for
cause. 

  

	88	Should any employee who has been promoted or transferred from the bargaining unit and then returned to the bargaining unit under the above procedures, be subsequently again promoted
or transferred from the bargaining unit, they will lose all seniority status ion the bargaining unit on the date of such promotion or transfer. 

  

	89	An initial temporary vacation replacement assignment of up to 3 months outside the bargaining unit will not be counted toward the limitations of this paragraph.

  

 37 

 Transfers Not Covered 
  

	90	All transfers not covered elsewhere in this Agreement shall be discussed with the Shop Committee before such transfers are made. 

  
 ARTICLE X - SHIFT TRANSFERS 
  
 Voluntary Shift Exchange (up to 1 week) 
  

	91	Voluntary shift exchanges, which are approved by management, will be permitted between two (2) employees in the same department on a temporary basis (up to 1 week) if such exchange
conforms to the Walsh-Healey Act and does not cause overtime payments. No changes in night shift premium will be made for either employee involved in temporary shift exchange under this paragraph. 

  

	92	For all voluntary shift exchanges, both employees must report to the department and shift from which they intend to switch for a minimum of one (1) week. 

 

 38 

 Voluntary Shift Exchange (more than 1 week) 
  

	93	A request for an exchange of shifts - for up to one (1) year by two employees in the same department will be permitted providing: 

  

	 	a.	Neither employee puts in more than eight (8) hours in a 24-hour period in making the exchange, to conform with the Walsh-Healey Act. 

  

	 	b.	Neither of the employees making the exchange may do so more than three (3) times within a year. 

  

	 	c.	The qualifications and experience of both employees are relatively equal. 

  

	94	Relatively equal is defined as: 

  

	 	a.	Two (2) employees who can perform similar job(s). 

  

	 	b.	An employee that is not from the department must be approved by the cell leader(engineer) and department supervisor affected to determine what job(s) they can perform or have
working knowledge of before any trade with a Home Department employee. 

  

 39 

	 	c.	Such request must be in writing to the Company, signed by the employees involved, specifying the duration of the voluntary shift exchange, with a copy to the Union.

  

	 	d.	With respect to this paragraph, all other provisions of this Agreement shall apply. 

  

	 	e.	For all voluntary shift exchanges, both employees must report to the department and shift from which they intend to switch for a minimum of one (1) week. 

 
 Shift Preference 
  

	95	An employee upon attaining seniority may replace a junior employee in the same skill on a different shift in the same department subject to the following: 

 

	 	a.	When an employee gains seniority they can be replaced by a senior employee. 

  

	 	b.	Where the senior employee is replacing an employee in the same or a lower rated labor grade, the Company will in all instances where possible train a replacement within three (3)
months for the senior employee so that they will be able to exercise their shift transfer. The training period will start within a one (1) week period after the employee’s written request is acted on at the regular meeting.

  

 40 

	 	c.	Employees shall have the right to change shifts under this Section no more than (4) times within each calendar year. 

  
 Transfer to Night Shift 
  

	96	When it is necessary to transfer a first shift worker to the second or third shift or a second shift worker to the third shift or the starting of a second or third shift, the
youngest employee by seniority in the Department capable of doing the work involved shall be so transferred, unless a senior employee has preference to be transferred to the shift involved. 

  
 ARTICLE XI - POSTED VACANCIES 
  

	97	Should a vacancy occur within the Department due to retirement, termination, promotion, etc., the Company will discuss with the Union if said vacancy needs to be filled.

  

	 	a.	Employees from within the department where the opening is will be offered said openings by seniority before moving to step #2 of this paragraph. 

  

 41 

	 	b.	When a vacancy exists, the posting shall indicate the department, shift and for information purposes only, an identification of the major department functions(s), and a listing of
typical labor grades in the department. 

  

	 	c.	If the posted vacancy is filled by an employee from the posted department from another shift, this transfer may result in a vacancy on their shift, which in that event will be
posted. No further transfer or postings will be made. 

  

	 	d.	If the posted vacancy is not filled by someone from the posted department, it may be filled by a bidder from another department. 

  

	 	e.	If an employee, after having received a posted vacancy, returns to their home department, a second employee from the original list of bidders may be selected to fill the vacancy.

  

	 	f.	If an employee is selected for a posted vacancy and subsequently returns to their Home Department at their own request, they shall be restricted from bidding on another posting for
a period of six (6) months from the date of transfer to the posted vacancy. 

  

 42 

	 	g.	Vacancies will be filled based on the Job Selection Guidelines established and agreed to by the Union and Company. 

  

	 	h.	When additional personnel are required the Company will post a notice. 

  

	 	i.	The Company and Union will review notices prior to publication. 

  

	 	j.	When an employee is selected for a position and completes the training period, said employee will be restricted from bidding on another posting or notice for four (4) months. This
is not intended to prevent an employee from bidding on a higher skilled job during this four (4) month period. 

  
 ARTICLE XII - RULES AND REGULATIONS 
  

	98        a.	Stealing or taking away of any Company property, including scrap without the written permission of the Manager of Manufacturing or other supervisory personnel is prohibited.

  

	            b.	Falsification by an employee of their own starting and stopping time is prohibited. 

  

 43 

	 	c.	Carelessness of an employee which contributes to the injury of a fellow employee; any act of an employee which does or might contribute to the serious injury of an employee, which
includes fighting on Company property; or any intentional act which results in the destruction, the defacing of Company property, or the writing of indecent language, drawing obscene drawings on cards, bulletin boards, walls, or any other part of
the Company property, is prohibited. 

  
 A
VIOLATION OF ANY OF THE RULES a 
 THROUGH c WILL BE CAUSE FOR IMMEDIATE 
 DISCHARGE. 
  

	 	d.	Those employees who are capable of performing their assigned job efficiently and capably, but who fail to do so, will receive a written warning, a copy of which will be given to the
Shop Committee. The employee will be given at least thirty 30) days to show satisfactory improvement. If following receipt of the written warning, the employee fails to show satisfactory improvement; they will, not earlier than
thirty(30) days and 

  

 44 

	 	    	not later than sixty (60) days following such receipt, be given a one (1) week suspension. Where an employee’s previous service record has been good, the length of suspension
may be modified. If the employee receives a second written warning within six (6) months of the beginning of their suspension, they will be given at least thirty (30) additional days to show satisfactory improvement. If, following receipt of the
second written warning, the employee fails to show satisfactory improvement, they may, not earlier than thirty (30) days and not later than sixty (60) days following such receipt, be discharged. In all cases under this rule, an employee’s
previous Company service record shall be given consideration before the discharge penalty is invoked. The time periods given in this paragraph are understood to be periods “of working time”. 

  
 “Working Time” Defined 
  

	99	The phrase “working time” referred to in Article XI of this Agreement shall include periods during which the employee is actually working, 

  

 45 

	    	vacations, time lost due to bona fide illness or injury, military training, and a consecutive absence of six (6) months or more for any reason. Each period of time three (3) months,
one (1) year, etc. followed by “working time” will in every case terminate no later than eighteen (18) months after the date it begins. 

  

	 	e.	Insubordination. 

  

	 	f.	The refusal of any employee to obey the work orders of their immediate supervisor(s) is prohibited. 

  

	 	g.	Extreme insubordination will be cause for discharge. 

  

	 	h.	Any employee who directly or indirectly willfully slows down or limits production of himself or another employee, or machine, will have violated these Rules.

  

	100	ANY VIOLATION OF RULES d THROUGH h SHALL SUBJECT THE EMPLOYEE TO A ONE (1) WEEK SUSPENSION WITHOUT PAY FOR THE FIRST VIOLATION AND DISCHARGE FOR THE SECOND
VIOLATION WITHIN A PERIOD OF ONE (1) YEAR OF WORKING TIME. 

  

	 	i.	The employees agree not to loaf during regular working hours. 

  

 46 

	 	j.	Employees are prohibited from doing other than Company work during working hours or using Company machinery, tools, equipment or materials for personal use.

  

	101	ANY VIOLATION OF RULES i OR j SHALL SUBJECT THE EMPLOYEE TO A ONE (1) WEEK SUSPENSION WITHOUT PAY FOR THE FIRST VIOLATION. A SECOND VIOLATION WITHIN THREE (3) MONTHS OF WORKING
TIME OR THREE (3) VIOLATIONS WITHIN A YEAR OF WORKING TIME WILL SUBJECT THE EMPLOYEE TO DISMISSAL. 

  

	 	k.	Employees shall be at their work at the designated starting and stopping times. Washing up, except when designated by the supervisor or for safety or hygienic
purposes, shall be done after the designated stopping times. 

  

	 	l.	Employees shall observe designated starting and stopping times. 

  

	 	m.	Leaving the plant without permission. 

  

	102	FOR THE FIRST VIOLATION OF THE RULES k THOUGH m THE EMPLOYEE WILL BE SUBJECT TO A WRITTEN WARNING. FOR A SECOND 

  

 47 

	    	OFFENSE WITHIN SIX (6) MONTHS OF WORKING TIME, THE EMPLOYEE WILL BE SUBJECT TO SUSPENSION FOR ONE (1) WEEK. FOR A THIRD OFFENSE WITHIN ONE(1) YEAR OF WORKING TIME, THE EMPLOYEE
WILL BE SUBJECT TO DISCHARGE.  

  

	103	If an employee’s attendance record is good, permission to leave for personal reasons will be granted by their supervisor provided the request is made not later than one-half
( 1/2) hour after the beginning of their work shift. 

  

	104	It is agreed that the intent of this paragraph is to enable an employee with a good attendance record to leave work to attend to pressing matters not readily attended to outside
their regular working hours. Any abuse of this intent by an employee will be a violation of Rule m. 

  

	105	Permission to leave the plant shall be granted in cases of extreme emergency (death, serious illness or accident in family, etc.). However, in such emergency cases, the employee
shall notify their supervisor or other company representative before their departure. 

  

 48 

 Reporting Absence 
  

	106	All employees must call into the Central Reporting System no later than ten (10) minutes before the start of the employee’s shift when they are unable to report for work,
unless their absence has been approved in advance by their supervisor. Employees calling into the Central Reporting System must clearly give the reason for their absence and when they expect to return to work. 

  
 Excused Absence Defined 
  

	107	The following absences will be excused when approved by the Company and will not be subject to the progressive discipline procedure: 

  

	 	a.	Jury duty, military duty, funeral leave, occupational illness/injury, supervisory pre-approved leaves of absence, vacation, paid holidays, not scheduled for work, Union business,
sickness, and situations that are caused by extenuating circumstances not preventable by the employee. 

  

	 	b.	Employee must provide medical proof acceptable to the Company upon returning to work, if they have excessive absenteeism, as defined in Par. 108c. 

  

 49 

 Unexcused Absence Defined 
  

	108	Unexcused absence is defined as: 

  

	 	a.	Failure to notify the Company before the absence or failure to notify the Company in accordance with Paragraph 106, except where the employee furnishes proof that it was
impossible to give such required notice, the absence will be excused. 

  

	 	b.	Absence, which is not excused by the Company even though it is reported on time. 

  
 The following language will apply when an employee has reached the THIRD STEP of the Unexcused Absence Discipline as
defined in Paragraph 109 of the current labor agreement 
  

	 	c.	An employee having an excessive absentee record must furnish proof acceptable to the Company that their absence was the result of sickness or causes beyond their control to be
excused for such absence. 

  

 50 

 Unexcused Absence - Discipline 
  

	109	Unexcused absences will be subject to the following schedule of discipline: 

  

	 	Step 1:	An unexcused absence for any violation for any regular workday will result in a documented verbal warning to the employee for the first violation. 

  

	 	Step 2:	A second unexcused absence within a period of six (6) months from the date of the first violation will result in a second documented verbal warning. 

  

	 	Step 3:	A third unexcused absence within a period of six (6) months from the date of the second documented verbal warning will result in a written warning. 

  

	 	Step 4:	A fourth unexcused absence within a period of six (6) months from the second documented verbal warning will result in a three (3) day suspension without pay.

  

	 	Step 5:	A fifth unexcused absence within a period of six (6) months from the second documented verbal warning will result in a five (5) day suspension without pay. 

 

 51 

	 	Step 6:	A sixth unexcused absence within a period of one (1) year from the second documented verbal warning will subject the employee to immediate discharge. 

  
 MEDICAL DOCUMENTATION REQUIRED 
  

	110	Employees must obtain medical documentation from the attending physician, when they are requesting an excused absence(s). The documentation must state that it is medically necessary
to be off work and must designate the date(s) the employee is requesting to be excused and a return to work date. Medical documentation that simply states that the employee was “seen and treated” will not be accepted.

  

	111	Medical documentation should not include a diagnosis or details of the employee’s medical condition, unless the medical excuse is for work related injury or illness. However,
it is important to provide documentation regarding any work limitations an employee may have upon return to work. 

  

	112	Documented medical appointments will be excused absences when notice is given to the employee’s supervisor by the end of the shift prior to the day of the appointment.

  

 52 

	113	Medical excuses will not be accepted that retroactively excuse absences prior to the date the employee received medical care. If an employee cannot see a doctor on the first day due
to the illness and they see a doctor on the second day, the previous sick day will be excused if acceptable documentation is provided. In these cases, the doctor must specifically identify that due to medical reasons, the employee was unable to work
and missed the first day due to illness. The employee must see the doctor on their own time. 

  

	114	The intent of these guidelines is to insure the information provided the Company for excused time off is specific and necessary and is not intended to diminish an employee’s
potential excessive absentee record. 

  
 Consecutive regular working days of unexcused absence will be considered as a separate violation. 
  

	115      a.	Insubordination. 

  

	 	b.	The refusal of any employee to obey the work orders of their immediate supervisor(s) is prohibited. 

  

 53 

	 	c.	Extreme insubordination will be cause for discharge. 

  

	 	d.	Any employee who directly or indirectly willfully slows down or limits production of himself or another employee, or machine, will have violated these Rules and Regulations.

  

	116	ANY VIOLATION OF THE RULES AND REGULATIONS a, OR d ABOVE SHALL SUBJECT THE EMPLOYEE TO ONE (1) WEEK’S LAYOFF WITHOUT PAY FOR THE FIRST VIOLATION AND DISCHARGE FOR THE SECOND
VIOLATION WITHIN A PERIOD OF ONE (1) YEAR OF WORKING TIME. 

  

	117      a.	The employees agree not to loaf during regular working hours. 

  

	 	b.	Employees are prohibited from doing other than Company work during working hours, and from using machinery, tools and equipment or Company materials for personal use.

  

	118	ANY VIOLATION OF THE RULES AND REGULATIONS a THROUGH b ABOVE SHALL SUBJECT THE EMPLOYEE TO A ONE (1) WEEK’S LAYOFF WITHOUT PAY AND TWO (2) VIOLATIONS WITHIN THREE (3) MONTHS
OF WORKING TIME OR THREE (3) VIOLATIONS WITHIN A YEAR OF WORKING TIME WILL SUBJECT THE EMPLOYEE TO DISMISSAL. 

  

 54 

	119      a.	Employees shall be at their work at the designated starting and stopping times. Washing up except when designated by the supervisor or for safety or hygienic purposes shall be done
after the designated stopping times. 

  

	 	b.	Employees shall observe designated starting and stopping times. 

  

	 	c.	Leaving the plant without permission. 

  

	120	If an employee’s attendance record is good, permission to leave for personal reasons will be granted by their supervisor provided the request is made not later than one-half
( 1/2) hour after the beginning of their work shift. 

  

	121	It is agreed that the intent of this paragraph is to enable an employee with a good attendance record to leave work to attend to pressing matters not readily attended to outside
their regular working hours. Any abuse of this intent by an employee will be a violation of Rule c above. 

  

 55 

	122	Permission shall be automatically granted in cases of extreme emergency (death, serious illness or accident in family, etc.). However, in such emergency cases, the employee shall
notify their supervisor wherever possible before their departure. 

  

	123	FOR THE FIRST VIOLATION OF THE RULES AND REGULATIONS a THOUGH c, ABOVE, THE EMPLOYEE WILL BE SUBJECT TO A WRITTEN WARNING. FOR A SECOND OFFENSE WITHIN SIX (6) MONTHS OF WORKING
TIME, THE EMPLOYEE WILL BE SUBJECT TO SUSPENSION FOR ONE (1) WEEK. FOR A THIRD OFFENSE WITHIN ONE (1) YEAR OF WORKING TIME, THE EMPLOYEE WILL BE SUBJECT TO DISCHARGE. 

  
 Tardiness 
  

	124	If an employee is tardy, they will be excused provided they have a reason for their tardiness acceptable to the Company. In deciding on the acceptability of such reason, the Company
will not act in an arbitrary manner. 

  

	125	An employee who has an unexcused tardy two (2) times or more will receive a written warning slip from the Company. Receipt of three (3) warning slips within one (1) year will
subject an employee to a three (3) day disciplinary suspension. 

  

 56 

	126	Receipt of three (3) warning slips within six (6) months of the date of the three (3) day suspension warning will result in a five (5) day suspension. 

  

	127	Receipt of three (3) warning slips within six (6) months of the five (5) day suspension warning will subject the employee to immediate discharge. 

  
 Discipline or Discharge 
  

	128	When it is necessary to discipline or discharge an employee for just cause, the Company will issue a written notification to the employee and to the Union within four (4) working
days after the Manager of Manufacturing or designated Company representative has knowledge of the improper conduct or performance, unless special investigation is required and the Union is so notified. A disciplined or discharged employee must file
a written grievance within five (5) working days of the foregoing notification otherwise the discipline or discharge will be final. 

  

 57 

 When Union Representation is Required 
  

	129	If a Union employee is summoned into the office to answer a charge of violating the rules and regulations, they shall have Union representation. 

  
 ARTICLE XIII 
  
 GRIEVANCE PROCEDURE AND ARBITRATION 
 GRIEVANCE PROCEDURE 
  
 Preamble 
  

	130	It is the conviction of the Parties that prompt and fair handling of complaints of employees and charges of violation and provisions of this Agreement will lead to more efficient
operations and more harmonious relations among the employees, the Union and the Company. 

  

	131	If order to be considered within the grievance procedure a complaint of an employee or a charge of violation of this Agreement must be brought to the attention of the Company within
ten (10) calendar days of the event causing the complaint or charge or within ten (10) calendar days after the date on which such event should reasonably have become known. 

  

 58 

 Step 1 
  

	132	A complaint by an employee not resolved above shall be discussed in an attempt to resolve, by the employee and steward with the Supervisor within five (5) regular working days
following the initial meeting/discussion between the employee and Supervisor. 

  

	133	If no resolution is met, the steward will present the matter to the Shop Committee Chairman who will within five (5) regular working days, present the written grievance and discuss
the matter with the Supervisor and Human Resources Representative. 

  

	134	The Supervisor or Human Resources Representative will forward their written answer to the Shop Committee within five (5) regular working days after their discussion.

  

	135	It is understood that no settlement at Step 1 can establish a precedent for future cases. It is further understood that no settlement at any Step of the grievance procedure can be
inconsistent with the provisions of this agreement. 

  

 59 

	136	If the complaint or charge (herein after referred to as a “grievance”) is not carried to Step 2 within five 5) working days from the time of the supervisor or Human
Resources Representative’s answer, it shall be considered settled. 

  
 Step 2 
  

	137	In investigating a grievance and in discussing it with the supervisor, the department steward or Shop Committee Chairperson will take only such time as is reasonably necessary.

  

	138	If the grievance is not settled in Step 1, the Union will present the grievance to the Manager of Manufacturing within five (5) regular working days after receipt of the
Supervisor’s or Human Resources Representative’s answer. If the grievance is not presented to the Manager of Manufacturing within the five (5) regular working day time limit, it shall be considered settled. 

  

	139	Any grievance involving disciplinary time of or discharge may be initiated by the Shop Committee directly at Step 2. 

  

 60 

	140	Within ten (10) regular working days, after the grievance is presented to the Manager of Manufacturing a meeting will be held between the Managers of Manufacturing, a Human
Resources Representative, and the Shop Committee. A representative of the IAMAW may be present and participate in this meeting. 

  

	141	The Manager of Manufacturing will forward their written answer on the grievance to the Shop Chairman within five (5) regular working days after the Step 2 meeting.

  
 Step 3 
  

	142	If no settlement is reached at Step 3, the following will apply: 

  

	143	If the grievance involves a potentially continuing liability to the Company, a request for arbitration must be made within seen (7) working days following receipt by the Union of
the Company’s Step 2 answer. The IAMAW representative must make such request in writing to the Manage of Manufacturing of the Company. If no such request is made within the seven (7) regular working day time limit, the grievance will be
considered settled. 

  

 61 

	144	If the grievance does not involve a potentially continuing liability to the Company, a request for arbitration must be made within sixty (60) calendar days following receipt by the
Union of the Manager of Manufacturing’s Step 2 answer. The IAMAW representative must make such request in writing to the Manager of Manufacturing of the Company. If no such request is made within the sixty (60) calendar day time limit, the
grievance will be considered settled. 

  
 Monetary Adjustment Limitation 
  

	145	If any Step 1 settlement, grievance settlement, or arbitration decision involves monetary adjustment, such adjustment shall be made effective on the date the complaint or charge was
presented to the supervisor at Step 1 or directly initiated at Step 2 and shall not be made retroactive for any period prior to said date. 

  
 Time Limits 
  

	146	The time limits set forth in the grievance procedure may be extended by mutual agreement. 

  

 62 

 ARBITRATION 
  
 Selection of Arbitrator 
  

	147	Following a request for arbitration, The Company and the Union shall jointly request the Federal Mediation and Conciliation Service to submit a panel of seven (7) arbitrators. Each
party shall have thirty (30) calendar days to accept or reject the first panel submitted. The thirty (30) calendar days may be extended by mutual agreement between the parties. If such panel is rejected, the parties shall immediately request a new
panel, which must be used. Upon mutual acceptance of the first panel or receipt of a second panel, as the case may be, the company and the Union shall alternately strike a name from the panel until a single name remains and that person shall be the
arbitrator. The Company shall first cross out a name on the first arbitration under this agreement and thereafter on the odd-numbered arbitration’s. The Union shall cross out a name on the second arbitration and thereafter on the even-numbered
arbitration’s. 

  

	148	The cost of the panel of arbitrator’s will be done in the same manner as stated above. 

  

	149	The Company will be responsible for the payment of the first arbitration and each odd-numbered panel thereafter and the Union will be responsible for the second arbitration panel
and each even-numbered panel thereafter. 

  

 63 

 Arbitration Arrangements 
  

	150	The arbitrator chosen shall be notified of their selection by the parties. Expenses and charges by the arbitrator shall be borne equally by the Company and the Union.

  

	151	A date mutually satisfactory to the parties shall be agreed upon and the dispute or grievance shall be submitted to the arbitrator. 

  
 General 
  

	152	A question raised by either party as to the arbitrability of a grievance shall be subject to arbitration. The function of the arbitrator shall be of judicial nature. The decision of
the arbitrator will be final and binding upon the parties, but they shall not have the power to add to, subtract from or modify the terms of this Agreement and shall decide only the issues properly before him. An arbitrable grievance must involve a
question of interpretation or application of the terms of this agreement. The decision of the arbitrator will be complied with as soon as possible. 

  

 64 

 Resolution of Grievances 
  

	153	The resolution of a grievance shall be recorded and signed by the parties. 

  
 ARTICLE XIV - UNION REPRESENTATIVES 
  
 General 
  

	154	The Union will inform the Company of the names of all Union officials including stewards. The number of Union stewards may be adjusted by mutual agreement of the Company and Union.
It is agreed that no employee will be discriminated against because of elected status in the Union. 

  

	155	The Company will agree to such arrangements as may be necessary for the Shop Chairman and/or Union stewards to carry on their Union duties. Such arrangements shall include
permission for the Union representatives to leave their department and go to any other department within the bargaining unit to investigate and/or bring about a proper and expeditious disposition of a grievance or complaint.

  

	156	The Company will pay the Shop Chairman and/or Union stewards for working time lost in processing grievances, and joint Union-Company conferences. 

  

 65 

	157	The view of the Company’s agreement above to compensate Union representatives for working time lost, the Union agrees that such time will be limited to that which is reasonably
necessary to accomplish the Union duties described above. 

  
 Absence for Union Business 
  

	158	Regular members of the Shop Committee who are to be absent on legitimate business of the Union will be excused for such absence, providing advance notification is given to their
supervisor. Upon advance notice from a designated officer of the Union to the Manager of Manufacturing or their designated representatives, employees other than Union representatives will be excused from work to perform legitimate Union business
provided the number requested does not interfere with production requirements. 

  

	159	Any time spent on Union business in accordance with this paragraph is considered as time worked in qualifying for vacations, pension, profit sharing and holidays. It is understood
that the Union will not abuse this privilege. 

  

 66 

 Pass Procedure 
  

	160	None of the department stewards nor representatives of the Union shall leave their department, except on Company business until they have notified their supervisor.

  
 ARTICLE XV - LEAVE OF ABSENCE

  
 General 
  

	161	An employee must receive permission through their supervisor for time off up to one week. Any time off in excess of one week must be supported by a leave of absence. It is
understood that an employee shall not deliberately falsify reasons for requesting a leave. 

  

	162	The privilege of leave of absence not to exceed (60) days in a year may be granted to any employee if the application for such leave of absence is approved by the Company and the
Financial Secretary of the Union prior to the time off requested. The Union will be notified of leaves approved by the Company. In case of sick leaves and emergencies, prior approval is not necessary. 

  

	163	Extension of a leave of absence may be granted by the Company and the Financial Secretary of the Union for good cause shown. 

  

 67 

	164	Leave of absence not to exceed sixty (60) days in a year will be allowed for up to two (2) employees total at any one time for personal reasons providing such leaves of absence are
approved in advance of the requested time off by the Company and the Financial Secretary of the Union. 

  

	165	No employee will receive leave of absence for the purpose of trying another job. 

  
 Public Office of Union Position 
  

	166	Leave of absence will be granted to an employee elected or appointed to Public Office or elected or appointed to a Union position with the Local Lodge, the IAMAW, or such other
labor organization as the parties may mutually agree, upon proper application of the Company. Such leave shall be granted for a period of one year, and will be extended from year to year, but only for the same purpose for which the leave was
granted. 

  

	167	Notwithstanding the provisions of Paragraph 56, an employee elected or appointed to Public Office may renew their leave from year to year for a period equal to their total seniority
with the Company, except that they will not accrue seniority or service beyond a period equal to one-half their total seniority when they went on leave. 

  

 68 

 Educational Leave - Veteran 
  

	168	Leave of absence up to eighteen (18) cumulative months of such leave will be granted upon request to a military service veteran for the purpose of furthering their education
providing they are eligible for such educational benefits under applicable law and has submitted proof of enrollment in an institution authorized to conduct such training. 

  

	169	Such leave of absence may be extended at the discretion of the Company for a period of up to an additional eighteen (18) cumulative months of such leave subject to the above
conditions. 

  
 Returning From Leave

  

	170	An employee who returns to work within the leave of absence shall be reinstated according to their position on the seniority list at their former rate of pay plus increases or minus
decreases that may have become effective during their absence, provided they give at least three (3) days notice of their intention to return. 

  

 69 

 Returning From Sick Leave 
  

	171	An employee must present to the Human Resource Department, documentation acceptable to the Company for return from Sick Leave to full-time work at full capacity or part-time work at
limited capacity as denoted, if warranted by the employee’s seniority standing and qualifications, will be offered an assignment to return effective no later than the second regular working day following the date of such presentation of medical
approval. Failure to meet such offer deadline will require the Company to pay the employee a sum equal to the current sickness and accident daily benefit rate for each regular working day following the date of presentation of such medical evidence
and continuing until the date such offer of work is made available to the employee. 

  
 Physical Exam Requirement 
  

	172	When an employee who is on a leave of absence for medical reasons (non-industrial) desire to return to work, they may be required to take and pass a physical examination to prove
that they are capable of performing their regular work or the equivalent thereof. 

  

 70 

 ARTICLE XVI - JOB RATING 
  

	173	The Job Rating Committee shall consist of two (2) members of the Union, and at least two (2) members of the Company. Continuity of experience in job rating is intended so that
proper administration of the plan will result. When a new job develops, or the requirements of an old job changes the job content, the job shall first be standardized as to methods of production, tooling and equipment etc. Within thirty (30)
calendar days after the job is standardized and is functioning satisfactorily as to quality and quantity, the Job Rating Committee will rate out the job. The Job Rating Committee will schedule its regular meeting dates in advance on a monthly
frequency. Based on the number and the urgency of pending ratings, the parties may schedule an interim meeting by mutual agreement. 

  
 Disagreement on Rating 
  

	174	In the event of a disagreement between the Company and Union members of the Job Rating Committee on the job content of a new job or the job content change of an existing job they

  

 71 

	  	will conduct a floor review within thirty (30) calendar days. If, after the floor review is completed, a disagreement still exists a grievance will be filed. Any grievance over a
job rating to be considered timely must be filed in Step 3 of the grievance procedure within thirty (30) calendar days following the floor review. Any settlement of such a grievance will be effective on the date of the floor review.

  
 Newly Created Job 
  

	175	On a newly-created job, no permanent assignment will be made until thirty (30) days after the date of the Committee’s rating or the date the Company-determined rate is put into
affect, whichever is the earlier. If the employee performing the job has a higher rate than that put into effect, they may accept the lower rate for the job or, within the thirty (30) days, decide to return to their previous job. However, the
Company may retain them on the new job at their current rate for a period of time adequate for training a replacement. 

  

 72 

 Effective Date - Grievance 
  

	176	Where a job is re-rated and the labor grade is increased, an employee performing the job will receive the higher rate effective on the date of the floor review, provided a timely
grievance concerning the rating of the job was presented to the Company and, provided they have completed the job progression. 

  

	177	In the event that the labor grade of a job is to be decreased, the parties will meet to determine the appropriate means of handling the situation. 

  
 ARTICLE XVII - VACATION 
  

	178	The vacation period will run from January 1 through December 31 of each year during the term of this Agreement. One week of vacation entitlement may be carried over from one year to
the next; however, each year’s vacation may not exceed the annual entitlement plus 1 week carryover and then only if the employee qualifying for and requesting such consideration meets the scheduling requirements of Paragraph 186. Accident and
Sickness weekly benefits will not be paid for the same period as vacation except with advance Company approval. 

  

 73 

 Vacation Entitlement 
  

	179	Years of Service as of January 1 Vacation Entitlement 

  

			
	 1 but less than 4
	  	 2 weeks

	 4 but less than 8
	  	 2.5 weeks

	 8 but less than 12
	  	 3 weeks

	 12 but less than 16
	  	 3.5 weeks

	 16 or more
	  	 4 weeks

  

	180	In the calendar year during which an employee reaches their 4th and 12th anniversary date they shall be entitled to an additional  1/2 week of vacation. With Company approval, said week may be taken up to one month prior to the employee’s
anniversary date. 

  
 Work
Requirements 
  

	181	In order for an employee to qualify for a vacation in any vacation period they must have worked at least six (6) months during the previous vacation period. For the purpose only of
calculating such work requirements, time lost from work due to a compensable work-related injury during the vacation period in which the injury occurs, will be considered as time worked. 

  

	182	An employee who has worked for the Company less than one year prior to January 1 of a given year shall, upon reaching their first anniversary date, 

  

 74 

	  	become entitled to a two (2) week vacation during such year provided they have worked at least six (6) of the twelve (12) months preceding their first anniversary date. In the event
that such employee’s anniversary date falls between December 15 and December 31 their vacation may, with Company approval, be scheduled to commence up to two (2) weeks prior to their first anniversary date. 

  
 If Work Requirements Not met 
  

	183	An employee who, as of the beginning of a vacation period has one (1) or more years’ service and has worked during the preceding year but does not meet the six (6) months’
work requirement set forth in marginal Paragraph 182 above shall not be entitled to a vacation during said vacation period. they shall, instead, receive an in-lieu-of vacation payment based upon the following formula: 

  

	  	Years of Service # of Straight Time Earnings 

	  	as of January 1 During Preceding Year 

  

			
	   1 but less than 4
	  	4%
	   4 but less than 8
	  	5%
	   8 but less than 12
	  	6%
	 12 but less than 16
	  	7%
	 16 or more
	  	8%

  

 75 

 Vacation Pay 
  

	184	An employee will be paid prior to their vacation of one week or more for the appropriate number of hours to be taken at this regular rate subject to the above requirements and
appropriate advance scheduling. In order to receive vacation pay in advance of their vacation, notification must be received by the Company before 9:00 a.m. of the second Thursday, which precedes the week in which their vacation is to be taken.

  
 Scheduling Procedure 
  

	185	The procedure to be followed in scheduling vacations shall include the following: 

  

	 	a.	The number of weeks of vacation eligibility is determined for each department. 

  

	 	b.	Based on this number, the vacation quota(s) are established for the departments. The Company follows the policy of allowing vacation weeks to be taken between January 1 and December
31. 

  

	 	c.	During December of each year, employees are asked their vacation preference for the coming vacation year. The principle of seniority in asking vacation preference is followed within
each department and shift, insofar as possible. 

  

 76 

	 	d.	At Company option, operations may be shut down for vacation for up to four (4) working days each year and vacation pay will be given to employees who elect to take such time as
vacation. Such days must be scheduled in conjunction with Christmas, and/or New Year’s Day, and/or July 4 holidays. 

  

	 	e.	An employee may take a day at a time vacation up to their full entitlement of such vacation. 

  

	 	f.	Seven (7) existing days of current vacation can be taken in  1/2 day increments not to be coupled with personal business. 

  

	 	g.	Regular vacations plus day-at-a-time vacations on the last regular work day prior to and the first regular work day after a holiday(s) and the Friday prior to deer season cannot
exceed the department or shift group established quota plus 50%. 

  

	 	h.	Requests for day-at-a-time/half day vacations should be made no later than ten (10) minutes before the start of their shift on the day requested. If an employee is sick and calls in
on time, they may specify that day as a day of vacation to a maximum of their full entitlement. 

  

 77 

	 	i.	The use of day-at-a-time/half day vacation cannot disrupt production operations. 

  
 Pay in Lieu of Vacation 
  

	186	An employee who is quitting or retiring will be entitled to pro-rate vacation pay based on the appropriate percentage for their length of service for all regular straight time
earnings from the beginning of the vacation period until their termination if they satisfy the work requirements listed in Paragraph 185 and if they gives the Company at least five (5) working days notice of their intention to quit or retire.

  

	187	Payment in lieu of vacation may be made to any employee for a vacation not taken by the individual, if they are eligible for a vacation in accordance with the above paragraphs, but
has not actually worked ten (10) months during the qualifying period. Upon an employee’s death, their beneficiary, as shown in the Group Life Insurance Record, will be entitled to pro-rate vacation pay based on the appropriate percentage for
the employee’s length of service for all regular straight-time earnings from the beginning of the vacation period until their death. 

  

 78 

 Return From Military Service 
  

	188	When an employee returns to work from a duly authorized leave of absence to the armed services, their vacation rights will be determined as follows: 

  

	 	a.	If the employee returns to work between January 1st and June 30th inclusive, they shall be entitled to full vacation rights for the vacation period in which they return and must
take their vacation. 

  

	 	b.	If the employee returns to work between July 1st and December 31st inclusive, they shall be depending upon their years of service, entitled to 4%, 5%, 6%, or 8% of their regular
straight time hourly earnings between July 1st and December 31st in lieu of a vacation for the vacation year during which they return. 

  

	 	c.	All time spent in the armed services which is supported by a duly authorized leave of absence shall be considered the same as work time for computing vacation rights for the
vacation period which follows the vacation period during which the employee returns to work. 

  

 79 

 ARTICLE XVIII - WAGES 
  
 New Hire Rate and Progression 
  

	189	The new hire rate shall be in accordance with the Wage Rate Schedule below; but, after consultation with the Shop Committee, the Company may employ applicants with significant
experience at a higher rate than the new hire rate. Upon attaining seniority, an employee shall receive a seniority rate in accordance with the annual rate schedules following this paragraph, (unless they were employed at a higher rate) and be
assigned a home department. The rate increases for twelve (12) months, twenty-four (24) months, etc., shown on the rate schedules below shall become effective once the employee in question has actually worked fifty-two (52) calendar weeks, one
hundred and four (104) calendar weeks, etc. on the job in question. Layoffs of three (3) months or less will be considered as time worked in the above stated time frames. (The above applies to progression rates only). 

  

 80 

 WAGES 
  

	190	Sickness and Accident (S&A) 

  

	  	Short Term Disability 

  

	  	Employees are eligible after completing their probation period. 

  

	191	Benefits to be paid at 50% of the weekly rate with a minimum benefit rate of $300.00 and a maximum benefit rate of $350.00. Benefits are payable for up to twenty-six (26) weeks.

  

	192	Long Term Disability 

  

	  	Long-term Disability benefits will be paid at 60% of employee’s monthly base wage upon completion of the benefit waiting period. The benefit waiting period will be 180 days of
continuous disability. A period of disability will be considered continuous even if the employee returns to work for up to a total of 30 days during the benefit waiting period. The benefit waiting period will be extended by the number of days the
employee temporarily returned to work. 

  

	193	Long-term Disability benefits will continue until the earlier of the following dates: date the employee ceases to be disabled; or the date of the employee’s normal retirement
to receive full Social Security Benefits as stated by the Social Security Administration. 

  

 81 

	194	Effective February 7, 2004, the Company will increase all levels of the progression rates for each job as follows: 

  

				
	 Effective 2/7/04
	  	$	.40
	 Effective 2/5/05
	  	$	.55
	 Effective 2/4/06
	  	$	.40

  
 401K SAVINGS
PLAN 
  

	195	401K match will be 25% up to the first 6% of employee’s base wage saved. 

  

	196	The 401K match will be made on the employee’s annual base wage except for exclusions noted in subparagraph i of paragraph 200 – Compensation Excluded for Profit Sharing
and 401K match. 

  

	197	The Company agrees to discuss all 401K-plan amendments or plan terminations with the Union prior to the implementation of such plan amendments or termination of plan benefits.

  
 PROFIT SHARING 
  

	198	Profit sharing for the Chart personnel shall be on the following basis, for 2004 – 2007. 

  

	 	a.	10% common pool for all Chart employees. 

  

	 	b.	Minimum EBIT for profit sharing. 

  
 2,000,000 each year for the duration of the agreement. 
  

 82 

	199	Distribution of EBIT Profit Sharing Pool 

  

	 	a.	The profit sharing distribution will be made as a % of individual annual base wages except for exclusions noted in sub-paragraph i. 

  

 83 

	 	b.	The base wage distribution % is determined as follows; 

  

	 	  	Base Wage Profit Sharing % = 

  

							
	 EBIT Pool $

	 	 	 	 	 	 
	 Total Chart Annual
	 	 	 	 	 	 
	 Base Wage Payroll
	 	 	 	 	 	 

  

	 	c.	Actual distribution will occur in August of the current year and February of the following year for current year profit sharing. The August distribution will be 50% of the estimated
common EBIT profit sharing pool based on mid-year EBIT. The reason for a reduced distribution at mid-year is to allow for possible variations in profit in the last half of the year. 

  

	 	d.	Profit sharing will be a 100% distribution of the Common EBIT Pool as a % of base wage. 

  

	 	e.	The Profit Sharing Payment Schedule will be as follows; 

  

	 	  	2004    Pool    $    August    2004    February    2005

	 	  	2005    Pool    $    August    2005    February    2006

	 	  	2006    Pool    $    August    2006    February    2007

  

 84 

 COMPENSATION BASIS FOR PROFIT SHARING 
  

	 	f.	Partial Year Distribution 

  

	 	  	It is agreed that those individuals who retired during a current year would receive a pro-rata distribution based on that current year’s base wages earned. The same will also
apply to individuals who left the hourly work force during the duration of this agreement. For employees terminated for disciplinary reasons, no pro-rata distribution will be made. 

  
 Probationary Employees 
  

	 	g.	Probationary employees will be paid profit sharing on a pro-rata basis for base wages earned in a given year. Payment will be made after the probationary employee achieves
seniority. 

  

	 	h.	Determination of base wages will be based on wages from the start date. 

  
 Compensation Excluded for Profit Sharing and 401k Match 
  

	 	i.	Compensation excluded from the wage base for purposes of calculating profit sharing and 401k Match are: 

  
 Overtime 
 Service Trip Premium 
 S&A Benefits 
 Worker’s Compensation 
 Profit Sharing 
  

	200	All other compensation is included in the wage base for determination of profit sharing AND 401k Match. 

  

 85 

 Shift Premiums 
  

	201	The second shift shall receive thirty-five ($.35) cents per hour over the day shift and the third shift shall receive forty ($.40) cents per hour over the day shift.

  
 Apprenticeship Program 

 

	202	The Apprenticeship Committee shall consist of two from the Company and two from the Union. 

  

	203	One representative of the Union will be from the Apprenticeship category required; the second representative shall be the Local Lodge President or a designated appointee.

  

	204	Before any changes are implemented in the Apprenticeship Program, the Company and the Union Shop Committee will discuss such change. 

  
 ARTICLE XIX - CHECK-OFF 
  

	205	Upon receipt of a signed authorization of the employee involved, the Company shall deduct from the employee’s pay the initiation fee and regular monthly dues payable by them to
the Union during the period provided for in said authorization. The amount will be certified by the Financial Secretary of the Local Lodge. 

  

 86 

	206	Deductions shall be made on account of the initiation fee and regular monthly dues payable from the first paycheck of the employee after receipt of the authorization and monthly
thereafter from the second paycheck of the employee in each month. 

  

	207	Deductions provided in Paragraphs 206 and 207 shall be remitted to the Financial Secretary of the Union no later than the fifth (5th) day following the deduction and shall include
all amounts due and those dues not deducted in the previous month. The Company shall furnish the Financial Secretary of the Union, monthly, with an alphabetical record of those for whom deductions have been made and the amounts of the deduction.

  

	208	The parties agree that check-off authorizations shall be in the following form: 

  

	209	“Name of Employee 

  

					
	 	 	  

	 	 	 Dept. No.
	 	  

	 	 	 Clock No.
	 	  

	 	 	 Date
	 	  

  

	210	I hereby authorize and direct the Company to deduct from my pay beginning with the current month, the initiation fee and regular monthly membership dues in the IAMAW.

  

	211	I submit this authorization with the understanding that it will be effective and irrevocable for a period of one (1) year from this date, or up to the termination date of the
current collective bargaining agreement between the Company and the IAMAW, whichever occurs sooner. 

  

 87 

	212	This authorization shall continue in full force and effect for yearly periods beyond the irrevocable period set forth above unless revoked by me within fifteen (15) days prior to
the end of any such period. I shall also have the right to revoke this authorization at any time within a period of fifteen (15) days prior to the termination date of any collective bargaining agreement between the Company and the Union if such
termination shall occur within one of the aforenoted yearly periods. Such revocation shall be effected by written notice, sent by Registered Mail, Return Receipt Requested, to the Company and the Union within such fifteen (15) day period.

  

	
	 Signature:

	 ”.

  

 88 

	213	The Union agrees to indemnify and save the Company harmless against any and all claims, demands, suits or other forms of liability that may arise out of, or by reason of, action
taken or not taken by the Company in complying with the provisions of this Article, in reliance upon the Check-Off Authorizations which have been furnished it. 

  
 ARTICLE XX 
  
 CLAUSES RELATING TO PENSION PLAN 
  
 Section I: Chart Pension Plan 
  

	214	Subject to the provisions of Section 4 of this Article, and unless the parties otherwise agree, the Pension Plan for Hourly Rated Employees of Chart Heat Exchangers (hereinafter
referred to as the “Pension Plan”) which was effective January 4, 1986, will continue to be maintained pursuant to the terms of the Pension Plan, except that the Pension Plan will be frozen and no further contributions shall be made to the
Pension Plan after March 31, 1998. The Company may continue to make such changes in 

  

 89 

	  	the Pension Plan as, in the opinion of the Company, are required for compliance with the Employer Retirement Income Security Act of 1974, as amended, and any rules and regulations
promulgated thereunder (hereinafter collectively referred to as the “Act”), provided that if any such changes diminish benefits under the Pension Plan, the Company shall attempt to minimize such effect. 

  

	215	To be effective, written notice of proposed change(s) must be served by one party upon the other no less than sixty (60) days prior to any modification or change in the Pension
Plan, except such as may be required to conform with the Act or Section 401(a) of the Internal Revenue Code of 1954, shall be prospective in its application and shall be made effective as of the date on which agreement with respect to such
modification or change is reached by the Company and the Union. 

  
 Section II: Funding of Benefits 
  

	216	The Company will continue to make contributions to the Chart Pension Plan to fund obligations for past service credit. 

  

	217	Neither the Company nor the Union, except under the conditions specified in Paragraph 151 of this section, shall demand any change in the Pension Plan nor shall either be requested
to bargain with respect to any change in the Pension Plan, nor during the term of the Pension Plan, nor shall any modification, alteration, or amendment of said Pension Plan, be an objective of, or reason for, any strike or lockout or other exercise
of economic force or threat by either the Union or the Company. 

  

 90 

 Section 3: Agreement Retirement Date 
  

	218	The normal retirement date of each employee will be the first day of the month following the month in which the employee’s 65th birthday occurs. An employee who retires after
their normal retirement date shall receive a retirement pension, payable commencing at their actual retirement date, consisting of the following: 

  

	 	a.	An amount determined as if they had retired on their normal retirement date; plus 

  

	 	b.	For service accrued after their normal retirement date, an amount determined in accordance with the respective benefit rates in effect for each year or portion thereof in which such
service was accrued. 

  
 Other

  

	219	Retirement Death Benefit 

  

	  	For those employees retiring after February 4, 2001, the retiree death benefit is $5,000. 

  

	220	Medicare Plan “B” Supplement 

  

	  	Actual cost up to a maximum of $55.00/month, life of agreement. 

  

 91 

 IAM NATIONAL PENSION FUND - NATIONAL PENSION PLAN 
  

	221      a.	The Employer shall contribute to the I.A.M. National Pension Fund, National Pension Plan as shown below for each hour for which employees in all job classifications covered by this
Agreement are entitled to receive pay under this Agreement as follows: 

  
 $.60 per hour effective February 7, 2004 
 $.65 per hour effective February 5, 2005 
 $.70 per hour effective February 4, 2006 
  

	 	b.	The Employer shall continue contributions based on a forty (40) hour work week while an employee is off work and being compensated for any such time by the employer.

  

	 	c.	Contributions for a full-time employee are payable from the first day of employment. 

  

	 	d.	The I.A.M. Lodge and the Employer adopt and agree to be bound by, and hereby assent to, the Trust Agreement, dated May 1, 1960, as amended, creating the I.A.M. National Pension Fund
and the Plan rules adopted by the Trustees of the I.A.M. National Pension Fund in establishing and administering the foregoing Plan pursuant to the said Trust Agreement, as currently in effect and as the Trust and Plan may be amended from time to
time. 

  

 92 

	 	e.	The parties acknowledge that the Trustees of the I.A.M. National Pension Fund may terminate the participation of the employees and the Employer in the Plan if the successor
collective bargaining agreement fails to renew the provisions of this pension Article or reduces the Contribution Rate. The parties may increase the Contribution Rate and/or add job classifications or categories of hours for which contributions are
payable. 

  

 93 

	 	f.	This Article contains the entire agreement between the parties regarding pensions and retirement under this Plan and any contrary provision in this Agreement shall be void. No oral
or written modification of this Agreement shall be binding upon the Trustees of the I.A.M. National Pension Fund. No grievance procedure, settlement or arbitration decision with respect to the obligation to contribute shall be binding upon the
Trustees of the said Pension Fund. 

  
 HEALTH
INSURANCE (HEALTH AND DENTAL INSURANCE) 
  

	222	The Company will offer individuals retiring after December 21, 1990, the opportunity to participate in the Chart Heat Exchangers Health Care Plan for an additional 18 months beyond
the 18 month period allowed by COBRA (Consolidated Omnibus Budget Reconciliation Act), by paying 100% of the premium cost for coverage of similarly situated individuals. This applies to individuals retiring at age 62 or later. This offer is
effective from December 21, 1990 through February 3, 2007 on a non-precedent setting basis. Actual cost of this plan may change on a year-to-year basis as determined by the health care provider. This provision is no longer applicable when an
individual reaches age 65 or is eligible for Medicare. 

  

	223	Cost experience and impact of this group on Health Insurance costs is to be followed. 

  

 94 

 Section 4: Effective Date 
  

	224	Any modification agreed upon between the parties under Section 1, Paragraph 215 of this Article, resulting from negotiations commenced as a result of the sixty (60) day notice
referred to therein shall take effect on the day after the Pension Plan expiration date which was in effect at the time the sixty (60) day notice was given. 

  
 ARTICLE XXI - INSURANCE 
  
 BOOKLET 
  

	225	The new Health Insurance Booklet will be distributed to the membership within one (1) month from the date of receipt by the Company. 

  

	226	The Company will maintain an employee assistance program, which is mutually acceptable to the Company and the Union. 

  
 Insurance Committee 
  

	227	The insurance committee shall consist of two (2) representatives of the Company and two (2) representatives of the Union. The Union President or IAMAW representative or their
representative may attend meetings at any time. 

  

	228	This committee shall have the necessary time needed to provide Alternative Health Plans annually and the Company shall pay the time spent. Union Committee representatives shall have
the time spent on this committee applied as hours worked on their shift for each day needed to investigate Alternative Plans. 

  

 95 

 Duties of Insurance Committee 
  

	229      a.	The insurance committee shall meet every three (3) months and the agenda shall be established prior to the date of the meeting. A representative of the insurance carrier shall be
asked to attend the meetings. 

  

	 	 b.	The insurance committee shall be authorized to review all financial aspects of the insurance plan and be furnished complete expenditure and benefit data. 

 

	 	 c.	Members of the insurance committee shall be authorized to inquire on the status of any claim submitted by any member of the Union. 

  
 General 
  

	230      a.	The group insurance coverage will terminate on February 3, 2007. 

  

	 	 b.	There shall be no modification in the benefits provided under the insurance plans during the policy term except as mutually agreed by the parties or required by law. Any dividend
paid on the insurance policy shall be paid in full to the Company. 

  

	 	 c.	In the event the insurance carrier does not pay full benefit as prescribed in the master policy without justifiable reasons, Chart Heat Exchangers shall further process the claim on
behalf of the employee with the insurance carrier. 

  

 96 

	 	 d.	If an employee’s insurance terminates due to temporary layoff or leave of absence, such employees shall be eligible for insurance on the date of return to full time work.

  

	 	 e.	If an employee is not At Work on the date the insurance would otherwise become effective, such effective date of insurance shall be the first day the employee returns to active
work. However, the insurance will become effective as if the employee was At Work if such employee is off work due to vacation or holiday. 

  

	 	 f.	Alternative Health Plans (HMO’s, POS, PPO plans etc.) will be provided annually in a similar form or one that has the same benefits as the current plans. During the life of the
agreement, the Insurance Committee will evaluate other Alternative Health Plans for 2005, 2006 and 2007. 

  

	 	 g.	Should alternate company health insurance plans become available, the Company and Union will meet to discuss the opportunity to participate in such plans. 

 

	 	 h.	The Company and Union agree that the Section 125 Plan is in effect for the duration of this agreement. 

  

 97 

 Health and Dental Insurance Cost Sharing 
  
 Effective January 1, 2004 
  

	231      a.	Chart Basic 

  

	 	  	Employee shares 10% of future premium increases or decreases for life of agreement. 

  

	 	 b.	Chart Plus 

  

	 	  	Employee shares 20% of future premium increases or decreases for life of agreement. 

  

	 	 c.	Alternative Health Plans (HMO’s, POS, PPO plans, etc) 

  

	 	  	Employee shares 30% of future premium increases or decreases for life of agreement. 

  
 Effective January 1, 2005 
  

	232      a.	Chart Basic 

  

	 	  	Employee shares 20% of current total premium during the term of this agreement. 

  

	 	 b.	Chart Plus 

  

	 	  	Employee shares 20% of current total Chart Basic premium plus 100% of the premium difference between Chart Basic and Chart Plus during the term of this agreement.

  

 98 

	 	c.	Alternative Health Plans (HMO’s, POS, PPO plans, etc) 

  

	 	  	Employee shares 20% of current total Chart Basic premium plus 100% of the premium difference between Chart Basic and the alternative plan during the term of this agreement.

  

	233	Employees who can provide proof of other medical plan coverage may opt out of Chart plans or HMO and receive a payment during the course of the plan year. The payment may be taken
as either cash, which is taxable, or placed on a pre-tax basis in a flexible spending account in the employee’s name. The payment for each year is as follows: 

  

						
	 1st Year
	  	-	  	$	1,500.00
	 2nd Year
	  	-	  	$	1,500.00
	 3rd Year
	  	-	  	$	1,500.00

  

	  	Payout will occur on a monthly basis 

  
 (Ex: 12 mos X $125.00 = $1,500.00) 
  

	234	Dental 

  

	 	a.	Employee shares 20% of premium increases for the remainder of 2004 calendar year. 

  

	 	b.	Employee shares 32% of total premium effective January 1, 2005. 

  

	 	c.	Employee shares 50% of total premium effective January 1, 2006. 

  

 99 

	235	Life Insurance 

  

	 	a.	For the life of the agreement employees will be insured to a minimum of $23,000 or a maximum of one times annual base wage, whichever is greater. 

  

	 	b.	Employees may purchase up to three times base wage (minimum $23,000) 

  
 ARTICLE XXII - COMPANY OWNED TOOLS 
  

	236	In an effort to provide safer and more effective production equipment, the Company and the Union, do hereby agree to the following: 

  

	237	The Company shall loan to each employee, at no cost to him, a set of tools and tool container with lock (where needed) adequate for the proper and efficient performance of their
duties subject to the following conditions: 

  

	 	a.	The Company shall determine what tools are required for each job, and shall list against each job the normal tools required for it. Any tools which are to be required at the
worker’s expense shall be listed accordingly. 

  

	 	b.	The Company shall replace worn tools, which are broken through normal use at no cost to the worker. 

  

 100 

	 	c.	The Company shall indelibly mark each tool and tool container so that it may be identified to the individual worker. 

  

	 	d.	The Company shall, through its supervisor, make such inspections of the tools and tool containers used by each worker as may be required. All inspections of the tools and tool
containers shall be done in the presence of the employee to whom they are charged. No tool container shall be opened during the absence of the employee to whom they are charged. When inspection is being made in search of a missing tool, it shall be
done in the presence of an authorized Union steward. 

  

	 	e.	Each worker shall maintain a complete set of tools at all times and shall report any and all tools or tool containers missing, lost, or stolen from their set to their supervisor for
replacement immediately. 

  

	 	f.	Each worker shall reimburse the Company for replacement of Company tools or tool containers lost or stolen while charged to him. If payment is not made in cash to the crib clerk,
the amount for which the worker is charged shall be deducted from their paycheck. If the cost is more than three dollars ($3.00), deduction can be made from more than one paycheck. If the missing, lost or stolen tool is recovered in good condition,
suitable adjustment shall be made to the worker. In the event that a toolbox equipped with tools is missing, lost or stolen, the Company will be responsible for the cost of such equipped toolbox. 

  

	 	g.	A worker shall only use personally owned tools when authorized by their supervisor. 

  

 101 

	 	h.	Any improperly identified tools found in a worker’s possession shall be removed and placed in the tool crib. 

  

	 	i.	Any tools or tool containers with identification markings found in any improper area shall be returned to the worker to whom they are then charged. 

  

	238	Any employee leaving the employment of the Company shall satisfy their tool account before receiving their final pay. 

  
 Safety Creed 
  

	239	“One must not believe the SAFETY begins with your fellow employees, it begins with YOU! The Safety Program can do everything possible to protect you and your
fellow employees, but if YOU disregard SAFETY, you not only endanger yourself, but those around you. SAFETY must be practiced twenty-four hours a day, as an accident requires less than one second to happen. That
“second” may mean a costly and permanent injury to yourself or to a fellow employee, which you will think about for the rest of your life. It is far easier to live with SAFETY than the results of a careless “accident”.

  

 102 

 ARTICLE XXIII - ACCIDENT PREVENTION 
  
 Safety Committee 
  

	240	The Safety Committee shall consist of the Shop Chairman, Health and Safety Coordinator, Safety Technician, Safety Steward, and other designated hourly and salaried representatives.

  
 Function of Safety Organization

  

	241	The function of the Safety Committee shall be to cooperate in reducing accidents by: 

  

	 	a.	Reporting of hazards and unsafe practices from their respective departments. 

  

	 	b.	Bringing about the cooperation of all employees both Union and Management to carry out the safety program. 

  
 Safety Problems 
  

	242	If a safety problem arises in the department, the steward will call it to the attention of the Supervisor. Should the safety problem still not be solved within a reasonable period
of time, the steward may call the Shop Chairman to investigate the problem. The Shop Chairman may discuss the problem with the Health and Safety Coordinator. If the problem still exists, it shall be placed on the agenda of the next regular Safety
Committee meeting. If the problem exists following consideration by the Safety Committee, the Union may call in an outside expert to review the problem and discuss it with the Shop committee and the Company with the objective of obtaining a mutually
satisfactory solution. 

  

 103 

 Safety Committee 
  

	243	The duties of the Safety Committee shall be: 

  

	 	a.	To meet at least once during each month to consider and, if appropriate, implement safety recommendations of the Safety Committee or others. 

  

	 	b.	To participate on inspection teams that will make monthly inspection tours of the plant. The inspection team will consist of members of the Safety Committee or designated
representatives. 

  

	 	c.	To investigate reports of hazards and unsafe practices and effect correction. Reports made by the inspection team and any other reports from the Safety Committee will be reviewed at
the monthly safety meeting and any unsafe conditions or practices will be called to the attention of the supervisor of the department involved. Every reasonable effort will be made to have the unsafe condition or practice corrected promptly.

  

	 	d.	Upon the request of the Shop Chairman or their designated representative where evidence exists that a chemical or substance to which an employee is exposed in the workplace may be
toxic and hazardous, the Company will provide the Union and the employee with the Company’s safety data sheets or their equivalent, including information about any available remedies and antidotes for such materials. 

 

 104 

	 	e.	In case of a serious injury to an employee, the Safety Technician and the Health & Safety Coordinator will be notified promptly so that they can investigate the accident.

  

	 	f.	In the event of a disagreement as to the liability of the Company in the case of an injury of an employee, the Manager of Manufacturing will, upon request, review the pertinent
facts of the case with the Shop Chairman. The Company agrees to pay for the time lost by the Shop Chairman from regular working hours for such review with the understanding that this privilege will not be abused. No such review will be made if the
case is given to an attorney. 

  

	 	g.	The Safety Steward will be permitted to carry out their duties relating to safety and health. 

  

	 	h.	The Safety Committee is responsible for making proper decisions on Safety, consistent with established safety practices. 

  

	 	i.	The Company will be responsible for any and all discipline resulting from any safety violation. 

  

 105 

 Safety Cooperation 
  

	244	The Safety Committee realizes that a safe plant is an efficient one and will devote its energies to this accomplishment. In order to carry out this program, the Safety Committee
will need 100% cooperation of all employees of Chart Heat Exchangers. The committee encourages the making of suggestions. 

  

	245	The Union and employees agree that they will cooperate in promoting safety and health programs and will comply with all safety rules and regulations and to use safety equipment as
required by OSHA and the Company. 

  

	246	The general rules of safety must be observed. Failure to do so will incur the penalties as set forth in the Safety Code. The Company and employees will cooperate to see that these
rules of safety are observed by all employees. 

  
 Selection of Committee 
  

	247	The Company and Union Safety Committee representatives will be chosen by the Health and Safety Coordinator and Shop Chairman respectively, and will serve for a period of one year.
Stewards selected will serve the full period whether or not they continue as stewards for the full term. A replacement who fills a vacancy shall serve out the balance of the term of their predecessor and may serve the next full term, if selected.

  

 106 

 Safety Codes 
  

	248	The purpose of these safety rules is to protect the employees as they work and ensure that they work safely. By following these rules, they should avoid injury to themselves or
fellow employees. Strict enforcement of these safety rules will materially reduce the possibility that someone else will commit an unsafe act which could endanger them. 

  

	 	a.	The work place is to be keep clean and orderly. 

  

	 	b.	The Safety equipment prescribed for any particular job shall be used in a proper manner at all times. 

  

	 	c.	Safety glasses and/or approved eye protection are to be worn as prescribed, in all designated areas at all times. 

  

	 	d.	Rings, bracelets, wristwatches, loose garments or neckties are not permitted while operating a machine. Clothing worn shall be appropriate for the shop floor environment and shall
not pose a threat to safety. 

  

	 	e.	Safety toe footwear is required by all employees on the shop floor. Safety toe footwear worn must comply with all current American National Standard Codes (A.N.S.I. Z41-1991
Directive) and O.S.H.A. guidelines that are in effect. 

  

 107 

	 	f.	Complete instructions and permission must be obtained from a supervisor before operating any machine, which an individual does not normally operate. All safety guards on machines
must be in place and functional. 

  

	 	g.	A lockout on the power switch must be used while performing any maintenance work on a machine, which requires placing any part of the body into or near its mechanism.

  

	 	h.	Individuals must not reach through or behind a safety guard while a machine is running. 

  

	 	i.	Before cleaning, oiling, or adjusting the moving parts of a machine, it is mandatory that the machine be completely shut down and locked out. 

  

	 	j.	Cranes must be operated only by individuals familiar with their operation. 

  

 108 

	 	k.	Only authorized personnel are permitted to operate industrial power trucks or power hand trucks. Such authorized personnel will comply with the General Operating & Safety Rules
for Power Vehicles. 

  

	 	l.	Defective or damaged hand tools, mushroomed chisels, punches, etc., and files without handles are not to be used. 

  

	 	m.	Aisles must not be blocked. If at any time anything is placed in an aisle, it must be moved. If the aisle is to be blocked for any period of time, the area supervisor will notify
the appropriate personnel. 

  

	 	n.	There will be no smoking during the period between the starting and stopping time of your designated shifts up to and including overtime worked. Smoking will be allowed during the
employee’s designated break periods outside all Chart buildings. 

  

	 	o.	Compressed air is to be used with caution. Never use compressed air for cleaning clothing, exposed parts of the body, or for cooling purposes. Nozzles must have an approved relief
vent. Unapproved alteration of air nozzles is prohibited. 

  

 109 

	 	p.	Projecting nails in boxes, boards, or barrels, which are exposed, are to be bent over or removed. Other dangerous sharp projections should either be eliminated or protected.

  

	 	q.	Electrical apparatus should be repaired only by authorized personnel, regardless of how minor the problem seems to be. The supervisor is to be advised of the condition, they will
secure proper assistance. Electrical cabinets are not to be blocked or used for storage. 

  

	 	r.	Lift properly - with the knees and legs, and not the back. Get help rather than risk a strain. 

  

	 	s.	All injuries, no matter how minor, are to be reported promptly to a supervisor and then to the appropriate medical facility. 

  

	 	t.	Horseplay, scuffling, throwing of objects, and running is unsafe and it is forbidden. This applies to all Company premises, including the parking lots. 

  

	 	u.	Industrial gases are to be stored in a safe manner, in keeping with standards established for their storage. 

  

 110 

	 	v.	No employee shall remove, displace or damage any safety device or safeguard furnished and provided for use in any employment or place of employment, nor interfere in any way with
the use thereof by any other person, nor shall any such employee interfere with the use of any method or process adopted for the protection of any employee in such employment or place of employment or frequenter of such place of employment, nor fail
or neglect to do every other thing reasonable necessary to protect the life, health, safety or welfare of such employees or frequenters. (Extracted in part from the Wisconsin Industrial Commission statutes and provision). 

 

	 	w.	The above safety rules are not meant to be inclusive nor do they supersede existing plant rules, which may imply stricter measures. 

  

	 	x.	No employee shall be disciplined or discharged for refusing to work on a job if refusal is based on a reasonable claim that said job is not safe or might unduly endanger the
employee’s health and safety. 

  

	 	y.	$130.00 per person total, life of contract for the purchase of safety toe footwear. 

  

 111 

 Reporting Violations 
  

	249	The reporting of violations will be conducted in the following manner: the supervisor will make out violation forms in quadruplicate, the supervisor will retain one (1) copy and
send three (3) copies to the Health and Safety Coordinator. One completed copy will be sent to the Union. 

  
 Penalties 
  

	250	Penalties for the above violations will be as follows: 

  

	251	1ST VIOLATION: Violator will be presented with a violation slip, and instructed in accident prevention and warned against future violations. 

  

 112 

	252	2ND VIOLATION: Violator will be presented with a violation slip and be suspended for a period of five (5) hours. 

  

	253	3RD VIOLATION: Violator will be presented with a violation slip and be suspended for a period of two (2) days. 

  

	254	4TH VIOLATION: Violator will be presented with a violation slip and will be suspended for a period of one (1) week. 

  

	255	SUBSEQUENT VIOLATIONS: Violators shall be subject to further disciplinary action including discharge. 

  

	256	The above penalties are based on cumulative violations within any one-year period. 

  
 General Safety Guides 
  

	257	Employees are not required or expected to take any risks from which they cannot protect themselves by care and judgment. 

  

	258	Employees are not to rely on the watchfulness of others, but must protect themselves when and where their own safety is involved. 

  

	259	In view of the possible effect on safety, no employee shall change any customary safety method or work without first consulting the supervisor. 

  

 113 

	260	Learn the location of fire extinguishers in the work area and be familiar with their use and purpose. 

  
 First Aid 
  

	261	Trained first aid attendants will be provided at the facility. A list of authorized first aid attendants will be posted in a prominent place near each first aid office and will be
revised as necessary, with a copy to the Union. First Aid Attendants will receive ten (.10) cents per hour for these duties. 

  
 Reporting Injuries 
  

	262	An employee shall not fail to report an injury immediately to their supervisor no matter how small it may seem. In case the supervisor is out of their department, the injured
employee shall report the injury to the department steward or designated employee. 

  

	263	If it is necessary for an employee to go to the First Aid Room, they will notify their supervisor. In case of an injury requiring emergency attention, the employee should go to the
First Aid Room immediately. 

  

	264	Medical attention for industrial injuries must be authorized by the Company prior to receiving attention, except in cases of emergency. 

  

 114 

 Eye Protection 
  

	265	In line with the Company’s policy of providing the employee with a safe place in which to work, the Company will maintain a 100% comprehensive eye protection program.

  

	266	The type of eye protection required to be worn by employees must meet ANSI standards. The Company will provide such eye protection to all employees. In addition, the Company will
provide equipment for protecting the eyes from damage due to grinding, burnishing, arc welding, etc. 

  
 When Company Furnishes Prescription Glasses 
  

	267	In the event it is determined that an employee with seniority needs corrective lenses in their safety glasses due to near-far vision problems, the employee will furnish a copy of
the prescription and the Company will pay the cost of the glasses as follows: 

  

	 	a.	The Company pays 

  

	 	•	100% of the cost of basic single vision, bifocal, and trifocal lenses 

	 	•	100% of the cost of Basic or Group 1 frames 

	 	•	100% of the dispensing fee 

	 	•	100% of the cost of progressive lenses for all employees 

  

	 	b.	The Employee pays 

  

	 	•	100% of the cost of miscellaneous lens options (transition, tints, coatings, etc.) 

	 	•	100% of charges for frame upgrades (frames other than Basic or Group 1) 

	 	•	100% of the eye exam charge (may be submitted to health insurance) 

  

 115 

	268	When it becomes necessary to replace prescription lenses after the first pair, because of a change in prescription needs, the employee will furnish a copy of the prescription and
the Company will pay the cost of the lenses, according to Paragraph 267. 

  

	269	When it is necessary to replace an employee’s prescription safety glasses because they are pitted to such an extent that they are no longer serviceable, the Company will pay
for the cost of the new lenses (according to paragraph 190) if the employee has had the glasses for a period of more than two (2) years of working time. If the employee has had the glasses for less than two (2) years of working time, the Company
will pay the cost of the new lenses unless there has been negligence on the part of the employee. 

  
 Damaged Glasses 
  

	270	Safety glasses damaged without the fault of the employee will be repaired or replaced at no cost to the employee; however, it will be the employee’s responsibility to maintain
the glasses in acceptable condition and to replace them if they are lost, or if they are damaged through misuse or improper care. 

  

 116 

 General 
  

	271	The Company will maintain adequate facilities for necessary minor repair of safety glasses. First aid attendants will perform these functions. 

  

	272	All prescription safety glasses will be purchased through the Company. (Any exceptions must be approved by the Health and Safety Coordinator.) 

  

 117 

 ARTICLE XXIV - MISCELLANEOUS 
  
 Limitation on Supervisor Doing Bargaining Unit 
 Work 
  

	273	The policy of the Company is to have supervisor perform supervisory work. Supervisor and other non-bargaining unit employees of the Company shall not perform the work of employees
in the bargaining unit other than for instructive purposes, or in case of emergencies, and when attempting to eliminate trouble on a job when employees who can eliminate the trouble or handle the emergency are not readily available, but the work so
performed shall not take away any work from any employee. 

  
 Notices to Employees 
  

	274	All employees will be sent a notice to their address as it appears on the Company records. If it is necessary to contact an employee by telephone, the message will be given to the
person answering the telephone. It is the employee’s responsibility to inform the Human Resources department of their current phone number and address. 

  

 118 

 Physical Exam at Company Request 
  

	275	An employee will take a physical examination at Company expense upon the request of the Company. Before an employee is sent for such physical examination, the Company will inform
the Union and discuss the reasons for the physical examination. The time spent for such an examination will be paid at the rate of straight time. 

  

Wash Up Period 
  

	276	A three (3) minute wash up period before the stopping signal will be granted for fin press operators and also vacuum furnace operators to the extent that they have been working with
graphite. 

  
 Posted Union Notices

  

	277	The Shop Committee will submit to the Company all proposed notices prior to the posting on Company premises. 

  
 Educational Aid 
  

	278	An educational aid program will be made available to members of the bargaining unit. 

  
 Cellular Manufacturing and Quality Improvements 
  

	279	It is agreed between the Company and the Union that the parties will work together on the implementation of cellular manufacturing and quality improvement, and will meet whenever
necessary to discuss issues relating to cellular manufacturing and quality improvement. 

  

 119 

 Sub-Contracting: 
  

	280	In cases where competition, schedule or workload require the transfer of work to outside vendors, the Company will advise the Union of such need and the reasons for doing such prior
to the sub-contracting. 

  
 Out of Town
Assignments 
  

	281	The Company will inform the Shop Chairman when members of the bargaining unit have been sent on repair assignments outside La Crosse. Compensation while on such assignments will be
based on the applicable provisions of the Fair Labor Standard Act and Chart Heat Exchangers travel policy. 

  

	282	The Chart Heat Exchangers policy presently provides that an employee traveling on Company business outside la Crosse will receive an additional 20% (or more for certain
international trips) added to their earnings applicable to paid travel time and work performed on the trip with the exception of authorized time off before and/or after a trip, travel for purposes of the employee’s own training, and any trip
completed within one day. 

  

	283	Employees are considered first shift employees for purposes of determining normal working and sleeping hours while traveling. 

  

 120 

	284	Travel, including time outside normal working hours, will be compensated according to the Chart Heat Exchangers travel policy. 

  
 ITEMS FOR DISCUSSIONS 
  

	285	The Company and Union will discuss the following items should future conditions warrant: 

  

	 	a.	Method for handling National Health Care should it be instituted. 

  

 121 

	 	b.	Catastrophic economic conditions creating hardships for either party. 

  
 ARTICLE XXV - STRIKES AND LOCKOUTS 
  
 No Strike - No Lockout 
  

	286	Since the procedures set forth in this Agreement provide the means for peaceable settlement of all differences, disputes, complaints, and grievances that may arise between the
Company and the Union, it is agreed that, during the term of this Agreement, neither the Union nor any of its members shall authorize, encourage, or participate in any strike or slowdown, and that there shall be no lockouts by the Company.

  
 Violation of Clause 
  

	287	In the event of an illegal, unauthorized or uncondoned strike, sit down, slowdown or interference with the operation by an employee or employees in violation of this Agreement, the
Union will undertake all reasonable means at its disposal to terminate such action. Employees who participate in or are responsible for such violation may be discipline or discharged, and such discipline or discharge shall be subject to the
grievance procedure except as to employees who do not terminate the violation promptly. The question of whether an employee 

  

 122 

	    	participated in or had any responsibility for such violation shall in every case be subject to the grievance procedure. In the event that the Union, using immediate action, is
unable to induce the employee or employees to terminate such unauthorized action, the Company will not hold the local Union or its officers or the International Union or its officers financially responsible therefor. 

  
 ARTICLE XXVI 
  
 SEVERANCE PACKAGE – PLANT CLOSING 
  

	288	In the case of the Plant Closing, the employees affected at the Chart Heat Exchangers Division in La Crosse, WI, will fall under the following guidelines: 

 

	289	Monetary Compensation as follows: 

  

	    	One (1) week of pay for every two (2) years of service up to a maximum of twelve (12) weeks. Years of service to be defined as no break in seniority. 

  

	290	Checks are to start one (1) week after said closing and will be paid on a weekly basis until pay entitlement is exhausted. 

  

	291	Insurance: 

  

	    	Paid in the same format (employee contribution) as if working during the paid severance period. Insurance benefits will remain in effect until the last day of the month following
the last severance payment. 

  

 123 

 ARTICLE XXVII 
  
 DURATION OF AGREEMENT 
  

	292	This Agreement shall remain in full force and effect until 11:59 p.m. on February 3, 2007 and on a year to year basis thereafter unless on or before December 5, 2006 (or in the
event of a year to year extension, at least sixty (60) days prior to the Agreement expiration date), either the Company or the Union serves upon the other party a written notice of its desire to terminate this Agreement and negotiate a succeeding
Agreement. 

  

	293	No other agreement can modify the terms of this Agreement unless entered into as a written amendment or supplement hereto. 

  

	294	It is understood that if any of the above articles or article or parts thereof, are in conflict with federal or state rulings, laws, or executive orders, such federal or state
rulings, laws or executive orders shall apply. 

  

 124 

 Agreed to this              day of
            , 2004. 
  

			
	 CHART HEAT EXCHANGERS, L.P.
	 	LOCAL LODGE 2191 OF DISTRICT LODGE 66 OF THE INTERNATIONAL ASSOCIATION OF MACHINISTS AND AEROSPACE WORKERS, AFL-CIO
		
	 /S/ JOHN ROMAIN
	 	 /S/ TOM O’HERON

	 /S/ JOEL A. GUBERUD
	 	 /S/ DENNIS A. GERKE

	 /S/ MAX C. GRAMLING
	 	 /S/ MARTIN L. CHRISTIANSON

	 /S/ PHIL A. HEIMBECKER
	 	 /S/ SCOTT T. PHILLIPS

		
	  

	 	  

		
	  

	 	  

		
	  

	 	  

		
	  

	 	  

  

 125 

 FREE STANDING AGREEMENT 
  
 LOCAL LODGE 2191 AND CHART HEAT EXCHANGERS 
  
 It is agreed; the company and Union will discuss the possibility of exceeding the Voluntary Shift Exchange Language [more than one (1) week]
due to manpower moves. 
  
 As in the past, these discussions will take place to
allow employees the opportunity to change shifts with other employees in excess of the limit stated in the current Labor Agreement. 
  
 This agreement is based on the additional requirements stated in the current Labor Agreement, Voluntary Shift Exchange [more than one (1) week], and mutual agreement
between the Company and Union Shop Committee. 
  
 Any agreement to allow this to
take place will be agreed to on a non-precedent basis. 
  
 It is recognized that
the Company will have final say in decisions associated with the above stated language. 
  

 126 

 DRUG AND ALCOHOL TESTING POLICY AND PROCEDURES 
  
 Purpose: 
  
 Chart Heat Exchangers is committed to providing and maintaining a safe, healthful and productive environment for all of its employees. An
integral part of such an environment is a workforce free from individuals who are illegally and unsafely abusing drugs or alcohol. Therefore, it is in the best interest of the Company, its customers, and its employees to recognize that illegal drug
use by employees would be a threat to the welfare and safety of Company personnel. 
  
 Policy: 
  
 Section 1.

  
 It is the goal of this policy to eliminate or absolve illegal drug usage
through education and rehabilitation of the affected personnel. The possession, use or being under the influence of alcoholic beverages or unauthorized drugs shall not be permitted at the Employer’s work site and/or while an employee is on
duty. 
  
 Section 2. Pre-employment Testing: 
  
 As a precondition to obtaining employment with Chart Heat Exchangers to become Chart Heat
Exchangers employees, all applicants, following a conditional offer of employment, must successfully complete a pre-employment physical 
  

 127 

 examination by, in relevant part, testing negative through urinalysis or similar tests administered to detect the use or
abuse of drugs and/ or alcohol. Such pre-employment testing bears a direct, material, and timely relationship to an applicant’s capacity to perform his or her duties safely and effectively. 
  
 Section 3. Informing Employees About Drug and Alcohol Testing: 
  
 All employees shall be fully informed of the Chart Heat Exchangers drug and alcohol testing
policy. Employees will be provided with information concerning the impact of the use of alcohol and drugs on job performance. In addition, the employer shall inform the employees on how the tests are conducted, what the tests can determine and the
consequence of testing positive for drug use. All newly hired employees will be provided with this information on their initial date of hire. No employee shall be tested before this information is provided to him/her. The Employer shall not
discipline employees who voluntarily come forward and ask for assistance to deal with a drug or alcohol problem. Prior to any testing, the employee will be required to sign the attached consent and release form. No disciplinary action will be taken
against an employee unless he/she refuses to sign the consent and release form, refuses to take a drug/alcohol test, refuses the opportunity for rehabilitation, fails to complete a rehabilitation program successfully, or again tests positive for
drugs/alcohol within two (2) years of completing an appropriate rehabilitation program. 
  

 128 

 Section 4. Employee Testing: 
  
 Employees shall not be subject to random medical testing involving urine or other similar or related tests for the purpose of discovering
possible drug or alcohol abuse however, if objective evidence exists establishing probable cause to believe an employee’s work performance is impaired due to drug or alcohol abuse, the employer will require the employee to undergo a medical
test consistent with the conditions set forth in this Policy. An employee that is ordered to participate in a drug and alcohol test shall have the right to consult with the Medical Review Officer, Treating Physician or Attending Physician following
the testing process. 
  
 Section 5. Sample Collection: 

 
 The collection and testing of the samples shall be performed only by a laboratory and by
a physician or health care professional qualified and authorized to administer and determine the meaning of any test results. The laboratory performing the test shall be one that is certified by the National Institute of Drug Abuse (NIDA). The
laboratory chosen must be agreed to between the Union and the Employer. The laboratory used shall also be one whose procedures are periodically tested by the NIDA where they analyze unknown samples sent to an independent party. The results of
employee’s tests shall be made available to the Medical Review Officer. Collection of urine samples shall 
  

 129 

 be conducted in a manner, which provides the highest degree of security for the sample and freedom from adulteration.
Recognized strict chain of custody procedures must be followed for all samples as set by NIDA. The Union and the Employer agree that security of the biological urine samples is absolutely necessary therefore the Employer agrees that if the security
of the sample is compromised in anyway, any positive test shall be invalid and may not be used for any purpose. 
  
 Urine samples will be submitted as per NIDA Standards. Employees have the right for Union or legal counsel representative to be present during the submission of the
sample. 
  

 130 

 A split sample shall be reserved in all cases for an independent analysis in the event of a positive test result. All
samples must be stored in a scientific acceptable preserved manner as established by NIDA. All positive confirmed samples and related paperwork must be retained by the laboratory for at least six (6) months or for the duration of any grievance,
disciplinary action or legal proceedings whichever is longer. At the conclusion of this period, the paperwork and specimen shall be destroyed. 
  
 Tests shall be conducted in a manner to ensure that an employee’s legal drug use and diet does not affect the test results. 
  
 Section 6. Drug Testing: 
  
 The laboratory shall test for only these substances and within the limits for the initial
and confirmation test as provided within the NIDA Standards. The initial test shall use an immunoassay, which meets the requirements of the Food and Drug Administration for commercial distribution. 
  

			
	 Marijuana metabolites
	  	50 ng/ml
	 Cocaine metabolites
	  	300 ng/ml
	 Opiate metabolites
	  	2000 ng/ml
	 Phencyclidine
	  	25 ng/ml
	 Amphetamines
	  	1000 ng/ml

  

 131 

 If initial testing results are negative, testing shall be discontinued, all samples destroyed and records of the testing
expunged from the employee’s file. Only specimens identified as positive on the initial test shall be confirmed using gas chromatograph/mass spectrometry (GC/MS) techniques at the following listed cutoff values. 
  

			
	 Marijuana metabolites
	  	15 ng/ml
	 Cocaine metabolites
	  	150 ng/ml
	 Opiates
	  	 
	 Morphine
	  	2000 ng/ml
	 Codeine
	  	2000 ng/ml
		
	 Phencyclidine
	  	25 ng/ml
		
	 Amphetamines
	  	 
	 Amphetamine
	  	500 ng/ml
	 Methamphetamine
	  	500 ng/ml

  
 If confirmatory testing results are
negative all samples shall be destroyed and records of the testing expunged from the employee’s file. 
  

	1.	If immunoassay is specific for free morphine the initial test level is 25 ng/ml 

  

	2.	Delta-9-tetrahydrocannabinol-9-carboxylic acid 

  

	3.	Benzoylecgonine 

  

 132 

 Section 7. Alcohol Testing: 
  
 A Breathalyzer or similar test equipment shall be used to screen for alcohol. An initial positive alcohol level shall be, .04 grams per 210L
of breath. If initial testing results are negative, testing shall be discontinued, all samples destroyed and records of the testing expunged from the employee’s file. Sampling handling procedures, as detailed in Section 4, shall apply.

  
 Section 8. Medical Review Officer: 
  
 The Medical Review Officer shall be chosen and agreed upon between the Union and the
Employer and must be a licensed physician with a knowledge of substance abuse disorders. The Medical Review Officer shall be familiar with the characteristics of drug tests (sensitivity, specificity, and predictive value), the laboratories running
the tests and the medical conditions and work exposures of the employees. The role of the Medical Review Officer will be to review and interpret the positive test results. The Medical Review Officer must examine alternate medical explanations for
any positive test results. This action shall include conducting a medical interview with the affected employee, review of the employee’s medical history and review of any other relevant biomedical factors. The Medical Review Officer must review
all medical records made available by the tested employee when a confirmed positive test could have resulted from legally prescribed medication. 
  

 133 

 Section 9. Laboratory Results: 
  
 The laboratory will advise only the employee and the Medical Review Officer of any positive results. The results of a positive drug or
alcohol test can only be released to the Employer by the Medical Review Officer once he has completed his review and analysis of the laboratory’s test. The employer will be required to keep the results confidential and it shall not be released
to the general public. 
  
 Section 10. Testing Program Costs:

  
 When the Company has proven a probable cause to believe that an employee
is under the influence of a substance, which is impairing job performance, the employee will be immediately placed on a mandatory leave of absence from work, for the remainder of the shift involved, and sent for a drug/alcohol test. The employee
will report to work at the start of the next regular shift. The Company will pay the employee for all hours (to include overtime hours) missed from work due to the mandatory leave of absence upon receipt of verification of a negative substance test.
If the result of the substance test is positive, the Company will not pay the employee for any hours missed from work due to the mandatory leave of absence. 
  
 For all costs associated with drug and alcohol testing, the Company will pay the medical testing facility and Medical Review Officer. 
  

 134 

 Section 11. Transportation: 
  
 The Company will provide transportation, at its expense, through a local taxi service to the medical facility conducting the substance test.
Both Management and the Union reserve the right to have a representative accompany the employee to the testing facility. 
  
 The Company will provide transportation, at its expense, through a local taxi service from the medical testing facility to the employee’s home and their return to
work the following day through a local taxi service. In no instance will the employee be permitted to drive himself or herself home. 
  
 Section 12. Rehabilitation and Offenses and Penalties Program: 
  
 Any employee may voluntarily enter rehabilitation without a requirement for prior testing. Employees who enter a program on their own initiative shall not be subject to
testing. The treatment and rehabilitation shall be paid for by the medical benefits plan, in which the employee participates, to the extent provided by the plan. Employees who have chosen to opt out of the Company’s Health Insurance Plans will
first, apply for benefits under the plan that covers them and secondly, be covered by the company if benefits are not provided by another plan. 
  
 Any employee, who tests positive the first time shall be medically evaluated, counseled and treated for rehabilitation as recommended by an E.A.P. Counselor. Employees
who complete a rehabilitation program can be re-tested randomly at least once every quarter for the following six 
  

 135 

 (6) months, if an employee tests positive a second time during the six (6) month period, they shall be subject to a
disciplinary action. The employee will be reevaluated by an E.A.P. Counselor to determine if the employee requires additional counseling or treatment. The employee will also receive a last chance agreement. If the employee does not sign the last
chance agreement, he/she will be subject to disciplinary action up to and including dismissal. If the employee tests positive a third time during this subsequent six (6) month period, he/she will be dismissed from his/her position with Chart Heat
Exchangers. 
  
 Section 13. Duty Assignment After Treatment:

  
 Once an employee successfully completes rehabilitation, they shall be
returned to their regular duty assignment. Once treatment and any fol1ow-up care is completed, and two (2) years have passed since the employee entered the program, the employee’s personnel file shall be purged of any reference to his/her drug
or alcohol problem. 
  
 Section 14. Right of Appeal: 
  
 The employee has the right to challenge the results of the drug or alcohol tests and any
discipline imposed in the same manner that any of the employer actions under the terms of this agreement is grievable. 
  

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 Section 15. Union Held Harmless: 
  
 This drug and alcohol-testing program was initiated at the request of the employer. Chart Heat Exchangers assumes sole responsibility for
the administration of this policy and shall be solely liable for any legal obligations and costs arising out of the provision and/or application of this policy relating to drug and alcohol testing. The Union shall be held harmless for the violation
of any worker rights arising from the administration of the drug and alcohol-testing program. 
  
 Section 16. Changes in Testing Procedures: 
  
 The parties recognize that there may be improvements in the technology of testing procedures, which provide more accurate testing. In that event, the party’s shall bargain in good faith whether to amend this
procedure to include such improvements. 
  
 Section 17. Conflict With
Other Laws: 
  
 This article is in no way intended to supersede or waive any
constitutional or other rights that the employee may be entitled to under Federal, State or Local Statutes. 
  

 137 

 Section 18. Non-Workplace Drug Related Convictions: 
  
 Any employee who is convicted of an illegal drug-related crime (does not apply to ordinance
violations) shall notify the Company immediately of such convictions. For the purpose of this Policy, a “conviction” means finding of guilt (including a plea of nolo contendere) or imposition of sentence, or both, by any judicial body with
the responsibility to determine violations of federal, state or local criminal statutes. Information concerning any such conviction for violation of any statute based upon conduct occurring away from the Company’s premises and outside work time
shall not be a basis for imposing discipline under the collective bargaining agreement or for requiring probable cause testing without the observation required by this Policy. 
  
 Section 19. Diversion Agreement: 
  
 Any employee who accepts a diversion agreement, wherein the employee pleads guilty to an offense but, the guilty plea is not accepted by the court if certain conditions
are met within a prescribed time line, will be required to notify the Company under this policy if and when the employee’s guilty plea is accepted because of the employee’s failure to meet the set conditions. 
  

 138 

 Section 20. Training: 
  
 The training of Company and Union representatives shall be from a formal training program endorsed by a local Hospital and/or Law
Enforcement Agency in detecting signs and symptoms of substance abuse through speech, breath odor and conduct which indicates the need for testing. 
  
 The Company and Union will have an equal number of people trained to recognize individuals under the influence of drugs and/or alcohol. It remains the responsibility of
the Company to determine testing of employees. 
  
 Section 21.
Confidentiality: 
  
 The Company will designate an official who will be
responsible for receiving and maintaining records regarding all substance tests administered under this Policy. These records shall be maintained in separate files from routine personnel files and the Company shall limit access to those specifically
authorized management personnel listed below. The Company will conduct the Policy in a manner calculated to preserve the employee’s privacy and dignity. 
  
 In the event a grievance is filed as a result of a positive substance test, the Company shall obtain from the laboratory its records relating to the drug test and, if
necessary, any record which might be in the possession of the Medical Review Officer. The Company shall provide copies of all information to the Union, provided that the employee authorized the release of the medical records. The Union and the
Company shall confer and adopt a mutually acceptable release form. 
  

			
	  

	 	  

	 Human Resources Manager
	 	 Date

		
	  

	 	  

	 Manager of Manufacturing
	 	 Date

  

 139 

 The Union reserves the right to grieve and/or arbitrate: 
  
 The Union reserves the right to grieve and/or arbitrate any or all of this Policy if it is
deemed necessary as determined by the Union. 
  

 140 

 CONSENT and RELEASE FORM for Drug/Alcohol Test Program 
  
 I acknowledge that I have received a copy of, have been duly informed, and understand the
Chart Heat Exchangers drug and alcohol testing policy and procedures. I have been provided with the information concerning the impact of the use of alcohol and drugs in the work place. In addition, I have been informed on how the tests are
conducted, what the test can determine and the consequence of testing positive for drug/alcohol use. 
  
 I have been informed of Chart Heat Exchangers Employee Assistance Program (EAP). I understand that if I voluntarily come forward and ask for assistance to deal with a drug or alcohol problem through EAP, that, I will
not be disciplined by the employer. 
  
 I understand how drug/alcohol tests are
collected and further understand that there are medical tests that are conducted under the auspices of a Medical Review Officer (MRO). I understand that the MRO will review and interpret any positive test results, and that I will have an opportunity
to be interviewed by the MRO to review my status, my medical history and any relevant biomedical factors prior to Chart Heat Exchangers being informed whether I passed or failed the test. 
  

 141 

 I understand that a confirmed positive drug or alcohol test will result in my referral to Chart Heat Exchangers EAP and
that I will be required to complete a rehabilitation program. No disciplinary action will be taken against me unless I refuse to sign this consent and release form, refuse to take a drug/alcohol test, refuse the opportunity for rehabilitation, fail
to complete a rehabilitation program successfully, or again test positive for drugs/alcohol within two (2) years of completing an appropriate rehabilitation program. I understand that such disciplinary action, as described herein, may include
dismissal from Chart Heat Exchangers. 
  
 A copy of this form shall be provided to
Local Lodge No.2191. 
  
 I,
                    , hereby consent and willingly submit to drug and alcohol testing, as stated above, to be performed upon me and hereby
authorize the Medical Review Officer to review such tests. I further agree to have released, any positive test results and/or confirmation that the test was performed to Chart Heat Exchangers, through its Human Resource Manager. 
  

			
	  

	 	  

	 Signature of Employee
	 	 Date

		
	  

	 	  

	 Witness
	 	 Date

  

 142 

 LAST CHANCE AGREEMENT 
  
 It is the policy of Chart Heat Exchangers to maintain a work environment for all its employees that is conducive toward maximum safety and
optimum work standards. In application of this policy, the use or possession, and/or sale of drugs by an employee is prohibited. Having detectable amounts of alcohol/drugs in your body while on Company premises is also prohibited. 
  
 It is the policy of Chart Heat Exchangers to take action whenever alcohol and/or drugs are
detected through urinalysis/drug testing. Under such circumstances, the employee will be subject to disciplinary action up to and including immediate discharge, as outlined in the Chart Heat Exchangers substance abuse policy. 
  
 On
                    , you tested positive for drugs and/or alcohol for the second time. The Company will provide you with an opportunity to
rehabilitate yourself. The Company has agreed to provide you with a leave of absence, if necessary, for your rehabilitation. 
  
 If you elect to participate in and successfully complete a rehabilitation program, the Company is prepared to allow you to continue employment under the following
conditions: 
  

	1.	You must successfully complete the rehabilitation program, including any recommended follow-up and provide the Company with reports with regard to your attendance and your
completion of such programs. A plan of action must be agreed upon before hand. 

  

 143 

	2.	You agree, by your signature below, that your representatives of the Employees Assistance Program and rehabilitation program are authorized to release to Chart Heat Exchangers
information related to your attendance and progress in an approved treatment and rehabilitation program. 

  

	3.	You will not possess, use, sell, or be under the influence of drugs and/ or alcohol on company premises or during work hours at any time in the future. 

  

	4.	You agree that the Company may require you to be tested for the presence of alcohol and/ or drugs in your system at any time for any reason or for no reason at all in the next six
(6) months. Such tests will be conducted by a medical testing facility using any appropriate testing procedure. If you are requested to take such an examination and refuse to take the examination or test positive, you agree that you will be
immediately terminated. 

  
 In accepting the terms of this Last
Chance Agreement, you agree that if you fail to live up to any of the terms of this agreement, you will immediately be terminated. No excuses will be accepted for not meeting the terms of this agreement. 
  

			
	  

	 	  

	 Human Resources Manager
	 	 Date

  

 144 

 I have read and been given a copy of this Last Chance Agreement. I have been informed that I should review this agreement
with an attorney before I sign it. I understand that this is my last chance to keep my job and that if I violate this agreement I will be terminated. 
  

			
	  

	 	  

	 Employee
	 	 Date

  

 145

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