Document:

Vincera Common Stock Certificate Specimen

ORGANIZED UNDER THE LAWS OF DELAWARE 

__________________, 2004

                                                                                                                                                                            
COMMON

No. CS---                                                                                            **______**

 

 

VINCERA, INC.

TRANSFER SUBJECT TO RESTRICTIONS LEGEND ON THE REVERSE OF THIS CERTIFICATE

 

THIS CERTIFIES THAT __________
 is the owner of _____ Shares of the Common Stock of

 
VINCERA, INC.

transferable only on the books of the corporation by the holder thereof in person or by duly authorized Attorney upon surrender of this Certificate properly endorsed.

In Witness Whereof, the said Corporation has caused this Certificate to be signed by its duly authorized officers and to be sealed with the Seal of the Corporation.

Dated ________, 2004

  
	 	 	 
	SECRETARY

	 	PRESIDENT

  

[VINCERA SEAL]

 

 

 

 

 

 

 

 

 

 

 

 

[BACK OF CERTIFICATE]

THIS SHARES REPRESENTED HEREBY MAY NOT BE SOLD, ASSIGNED, TRANSFERRED, ENCUMBERED, OR IN ANY MANNER DISPOSED OF EXCEPT IN CONFORMITY WITH THE TERMS OF A WRITTEN AGREEMENT BETWEEN THE COMPANY AND THE REGISTERED HOLDER OF THE SHARES (OR THE PREDECESSOR IN INTEREST TO THE SHARES). SUCH AGREEMENT GRANTS TO THE COMPANY CERTAIN RIGHTS OF FIRST REFUSAL UPON AN ATTEMPTED TRANSFER OF THE SHARES. THE SECRETARY OF THE COMPANY WILL UPON WRITTEN REQUEST FURNISH A COPY OF SUCH AGREEMENT TO THE HOLDER HEREOF WITHOUT CHARGE.

THE SHARES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, PLEDGED, OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER SUCH ACT OR AN OPINION OF COUNSEL, SATISFACTORY TO THE COMPANY AND IT’S COUNSEL, THAT SUCH REGISTRATION IS NOT REQUIRED.

	

For Value Received, ______________________ hereby sell, assign and transfer unto _____________________________________________ Shares represented by the within certificate, and do hereby irrevocably constitute and appoint ____________________ Attorney to transfer the said Stock on the books of the within named Corporation with full power of substitution in the premises.

Dated ________________, ______

In presence of

Notice:  The signature of this assignment must correspond with the name as written upon the face of the certificate, in every particular, without alteration or enlargement, or any change whatever.

SCHEDULE OF COMMON STOCK HOLDERS

 

 

	Shareholder Name

	Common Shares

	Shares

	% own

	Draper Fischer Funds

	3,064,173

	12.74233%

	Vishwanath, Bala

	2,844,542

	11.82900%

	Malmstedt, David

	2,640,286

	10.97960%

	Agrawal, Puru

	1,981,464

	8.23990%

	Triton Ventures

	1,715,937

	7.13570%

	Gere, Wes

	1,667,214

	6.93309%

	Pham, Trueu

	1,664,251

	6.92077%

	Origin Partners, Limited Partnership

	1,394,301

	5.79819%

	Starter Fluid

	931,153

	3.87219%

	Lall, Sanjay

	762,300

	3.17002%

	Access Partners

	612,834

	2.54846%

	Arora

	385,264

	1.60212%

	Parrish, Jason

	303,522

	1.26219%

	Murphy, Ken Investments

	250,000

	1.03962%

	Eshelman, Christina

	250,000

	1.03962%

	Eshelman, Mark

	225,000

	0.93566%

	Eshelman, Michael & Connie

	208,000

	0.86497%

	Federico, Ron

	200,000

	0.83170%

	Ramanoorthy, S.

	185,223

	0.77025%

	Larsen, Gary

	160,000

	0.66536%

	Lynch, Jack

	150,000

	0.62377%

	Elmaq Software Pvt Ltd

	150,000

	0.62377%

	Origin Partners Civil Law Partnership

	142,014

	0.59056%

	Doyle, Richard

	134,000

	0.55724%

	Santullo, Mike

	130,240

	0.54160%

	Kotwas, Matt

	125,000

	0.51981%

	Millennium Software Inc.

	120,000

	0.49902%

	Mantz, Brian

	100,000

	0.41585%

	Galant, Carl

	100,000

	0.41585%

	The Hays and Kay Pitts Family LTD

	95,037

	0.39521%

	Wall, Craig

	80,834

	0.33615%

	Seges Consultants

	80,000

	0.33268%

	Martaga, William Jefferey

	75,000

	0.31189%

	Eshelman, Jack

	70,000

	0.29109%

	Taylor, Lew

	67,500

	0.28070%

	Burns, Frank

	66,667

	0.27723%

	Adrian, Bob

	53,334

	0.22179%

	Webber, Neil

	50,000

	0.20792%

	Maples, Mike

	50,000

	0.20792%

	O'Brien, Shawn

	50,000

	0.20792%

	Veeramani, Uma

	50,000

	0.20792%

	Boral, Horan

	47,797

	0.19876%

	Avatar Capital

	47,481

	0.19745%

	Rodgers, Kelly

	40,000

	0.16634%

	Borazjani, Amir

	40,000

	0.16634%

	Murphy Enterprise Center

	39,000

	0.16218%

	Fluke, Marty

	35,563

	0.14789%

	McAllister, Scott

	35,000

	0.14555%

	Ganesan, Ravikanth

	33,334

	0.13862%

	McKeand, Kevin

	30,000

	0.12475%

	Saraff, Surya

	30,000

	0.12475%

	Thomas, Brooke

	20,625

	0.08577%

	Moran, Vivienne

	20,000

	0.08317%

	Bernard Group

	20,000

	0.08317%

	Richards, John

	19,634

	0.08165%

	Young, Todd

	19,263

	0.08010%

	Hughes & Luce LLP

	18,269

	0.07597%

	McPherson, Dave

	14,077

	0.05854%

	Hartgrove, Sherri (Stanley)

	13,334

	0.05545%

	Mylius, Ronald

	13,334

	0.05545%

	Cave, Robert

	13,334

	0.05545%

	Gonzales, Veronica

	10,000

	0.04158%

	Larsen, Maria

	10,000

	0.04158%

	Shomron, Gur

	8,132

	0.03382%

	Adrian, Harold

	6,667

	0.02772%

	Mahoney, Robert

	6,667

	0.02772%

	Adrian, Carolyn

	6,666

	0.02772%

	Guyton, Ben

	6,042

	0.02513%

	Austin Entrepreneurs Foundation

	5,927

	0.02465%

	Tatum CFO

	5,000

	0.02079%

	Balasubhramaniam, Sridhar

	4,445

	0.01848%

	Durst, Eric

	4,445

	0.01848%

	Kitagawa, Terry

	4,445

	0.01848%

	Scott, David (escrow)

	4,445

	0.01848%

	Tubb, William

	4,445

	0.01848%

	Sonawala, Kavita

	4,000

	0.01663%

	Womack, David

	3,334

	0.01386%

	McColgan, Christine

	3,334

	0.01386%

	Womack, Lisa

	3,333

	0.01386%

	Inglis, Mary

	2,964

	0.01233%

	Karia, Adarsh

	2,500

	0.01040%

	Bui, Huyen

	2,223

	0.00924%

	Murray, Daniel P. (escrow)

	2,223

	0.00924%

	Gullapalli, Neelima

	625

	0.00260%

	Shapiro, Michael

	200

	0.00083%

	TOTAL

	24,047,197

	100%Specimen certificate for shares of Series A Preferred Stock

ORGANIZED UNDER THE LAWS OF DELAWARE 

<Date>

                                                                                                                                                                                SERIES A

No. PS-___                                                                                 **__________**

 

VINCERA, INC.

SERIES A CONVERTIBLE PREFERRED STOCK

15,000,000 Shares

Par Value $0.001 Per Share

TRANSFER SUBJECT TO RESTRICTIONS LEGEND ON THE REVERSE OF THIS CERTIFICATE

THIS CERTIFIES THAT _____________
 is the owner of ________________________fully paid and non-assessable Shares of the

Series A Convertible Preferred Stock of

VINCERA, INC.

transferable only on the books of the corporation by the holder thereof in person or by duly authorized Attorney upon surrender of this Certificate properly endorsed.

In Witness Whereof, the said Corporation has caused this Certificate to be signed by its duly authorized officers and to be sealed with the Seal of the Corporation.

Dated  ______________, 2004

  
	 	                 [VINCERASEAL]

	 
	SECRETARY

	 	PRESIDENT

  

  

 

 

 

 

 

[BACK OF CERTIFICATE]

THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES.  THESE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER THE ACT AND THE APPLICABLE STATE SECURITIES LAWS, PURSUANT TO REGISTRATION OR EXEMPTION THEREFROM.  THE ISSUER OF THESE SECURITIES MAY REQUIRE AN OPINION OF COUNSEL (WHICH MAY BE COUNSEL FOR THE COMPANY) IN FORM AND SUBSTANCE SATISFACTORY TO THE ISSUER TO THE EFFECT THAT ANY PROPOSED TRANSFER OR RESALE IS IN COMPLIANCE WITH THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS.

THE SHARES EVIDENCED HEREBY ARE SUBJECT TO A VOTING AGREEMENT (A COPY OF WHICH MAY BE OBTAINED UPON WRITTEN REQUEST FROM THE ISSUER), AND BY ACCEPTING ANY INTEREST IN SUCH SHARES THE PERSON ACCEPTING SUCH INTEREST SHALL BE DEEMED TO AGREE TO AND SHALL BECOME BOUND BY ALL THE PROVISIONS OF SAID VOTING AGREEMENT.

THIS CERTIFICATE AND THE SHARES REPRESENTED HEREBY MAY NOT BE SOLD, ASSIGNED, TRANSFERRED, ENCUMBERED, OR IN ANY MANNER DISPOSED OF EXCEPT IN CONFORMITY WITH THE TERMS OF A CO-SALE AND FIRST REFUSAL AGREEMENT AMONG THE HOLDER (OR THE PREDECESSOR IN INTEREST TO THE SHARES), THE COMPANY AND CERTAIN OTHER KEY STOCKHOLDERS OF THE COMPANY.  THE COMPANY WILL UPON WRITTEN REQUEST FURNISH A COPY OF SUCH AGREEMENT TO THE HOLDER HEREOF WITHOUT CHARGE.

	

For Value Received, ______________________ hereby sell, assign and transfer unto _____________________________________________ Shares of the Capital Stock represented by the within certificate, and do hereby irrevocably constitute and appoint ____________________ to transfer the said Stock on the books of the within named Corporation with full power of substitution in the premises.

Dated ________________, ______

In presence of

Notice:  The signature of this assignment must correspond with the name as written upon the face of the certificate, in every particular, without alteration or enlargement, or any change whatever.

  

 

 

SCHEDULE OF SERIES A PREFERRED STOCKHOLDERS

 

	Stockholder Name

	Series A Shares

	Shares

	% own

	Murphy, Ken Investments

	1,841,618

	18.56%

	Webber, Neil

	612,304

	6.17%

	Kang, Young

	524,521

	5.29%

	Moncrief, Mike Investments

	521,781

	5.26%

	Martaga, William Jefferey

	506,964

	5.11%

	McAllister, Scott

	474,500

	4.78%

	Lynch, Jack

	459,268

	4.63%

	Robert, Meador

	415,551

	4.19%

	Erickson, John

	405,753

	4.09%

	Kline, Michael

	300,350

	3.03%

	Pioneer Financials

	251,973

	2.54%

	Tulume Partners

	210,356

	2.12%

	Eshelman, Michael & Connie

	204,384

	2.06%

	Fenimore, George III

	200,000

	2.02%

	Blesing, Craig

	200,000

	2.02%

	Finch, John

	150,000

	1.51%

	Burns, Frank

	115,568

	1.16%

	Beach, Richard

	115,341

	1.16%

	Maher, Maurice

	113,725

	1.15%

	Reinhardt, Ernie

	109,644

	1.10%

	Summers, Kevin

	103,369

	1.04%

	Summers, Malcolm

	103,151

	1.04%

	Lindsay, Scott

	100,461

	1.01%

	Maples, Mike

	100,000

	1.01%

	Johnson, Earl

	100,000

	1.01%

	Attwood, Greg

	100,000

	1.01%

	Thomas, Robert

	84,141

	0.85%

	Smetzer, Jim

	80,000

	0.81%

	Cheney, Menzo

	70,201

	0.71%

	Hug, Deborah

	61,142

	0.62%

	Patuel, Sara

	54,398

	0.55%

	Meetrix, Inc.

	54,163

	0.55%

	Mohammed, Jan

	52,208

	0.53%

	King, Marvin

	52,208

	0.53%

	Key Bank Drain Asset

	52,165

	0.53%

	Meador, Doak

	51,187

	0.52%

	Kopacka, Timothy

	50,768

	0.51%

	McKeand, Kevin

	50,000

	0.50%

	Wilson, Miles

	50,000

	0.50%

	Riff, Stacy

	50,000

	0.50%

	Crecelius, Jean

	50,000

	0.50%

	Kingfisher Holdings

	48,000

	0.48%

	Olivaries, Gayle

	41,592

	0.42%

	Gray, Burl

	41,592

	0.42%

	Cox, Laura

	40,000

	0.40%

	Padian, John

	40,000

	0.40%

	Eshelman, Jack

	34,000

	0.34%

	Maletz, Joe

	32,000

	0.32%

	Hartgrove, Sherri (Stanley)

	31,482

	0.32%

	Goodwin, Jerry

	30,461

	0.31%

	Johnson, Kathleen

	20,870

	0.21%

	Johnson, Bill (Curry Trusts)

	20,870

	0.21%

	Blanton, Kay

	20,758

	0.21%

	Maher, Ben

	20,552

	0.21%

	Wilson, Jeanne & Scott

	20,290

	0.20%

	Tauben, John

	20,231

	0.20%

	Hartgrove, Philip

	20,231

	0.20%

	Terell, Rick

	20,081

	0.20%

	Wall, Craig

	20,000

	0.20%

	Toth, Richard 

	20,000

	0.20%

	Wilson, James William

	20,000

	0.20%

	Farell, James

	20,000

	0.20%

	Etie, Mike

	20,000

	0.20%

	Fraser, Mathew

	15,116

	0.15%

	Womack, Lisa

	10,453

	0.11%

	Womack, David

	10,452

	0.11%

	Sullins, Barbara

	10,435

	0.11%

	Baysham, Arthur

	10,433

	0.11%

	Tevonian, Jeff

	10,000

	0.10%

	McCarthy, Karen & Robert

	10,000

	0.10%

	Kline, Charles Alvin

	10,000

	0.10%

	Hall, Harold

	10,000

	0.10%

	Garcia, Charles

	10,000

	0.10%

	Bauer, Mathew

	10,000

	0.10%

	TOTAL

	9,923,062

	100.00%

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