Document:

Contract Change Notice No. 8 Between TRW and Sirenza

 Exhibit 10.2 
  

			
	 Sirenza Microdevices
	 	Contract Change Notice/Amendment No. 08
	 SN 1A551/1F368
	 	 

  
 Contract Change
Notice/Amendment No. 08 
 to 
 TRW Inc./Sirenza Microdevices Wafer Supply Agreement 
 Agreement No. 1A551 
  
 THIS AMENDMENT (“Amendment”) is made and entered into and between Sirenza
Microdevices (“Buyer”) and Northrop Grumman Space & Mission Systems Corp., by and through Northrop Grumman Space Technology (“NGST” or “Seller”). 
  
 WHEREAS, Buyer and NGST (formerly “TRW”) entered into a Sale Agreement No. 1A551 (“Agreement”) with an
effective date of August 19, 1998; 
  
 WHEREAS, NGST and Buyer
desire to amend the Agreement in order to provide for the following modifications. 
  
 NOW THEREFORE, the parties agree to amend the Agreement as follows: 
  

	1.	Substitute the name NORTHROP GRUMMAN SPACE & MISSION SYSTEMS CORP., BY AND THROUGH NORTHROP GRUMMAN SPACE TECHNOLOGY (“NGST”) for the name TRW wherever it appears in
the Agreement. 

  

	2.	Modify Section 5.1 - Method of Payment for NGST remittance information: 

  

			
	 By Mail
	 	By Wire Transfer
	 Northrop Grumman Space &
	 	Bank: JPMorgan Chase Bank, New York
	 Mission Systems Corp. – ST
	 	ABA No.: 021000021
	 P.O. Box 601040
	 	Account No.: 323397387
	 Los Angeles, CA 90060-1040
	 	 Account Name: Northrop Grumman S&MS Corp. –
 Space Technology

  
 The above changes constitute Contract
Change Notice Amendment No. 08 to the Agreement. Except as expressly provided herein above all other terms and conditions of the Agreement shall apply herein and remain in full force and effect as previously agreed to between Buyer and NGST. In the
event of any conflict between the terms of this Amendment and those of the Agreement, the terms of this Amendment will be deemed to have superseded those of the Agreement and exclusively will govern the matter in question. 
  

									
	Sirenza Microdevices, Inc.	 	 	 	Northrop Grumman Space & Mission Systems Corp.
					
	 By:
	 	 /s/ Guy Krevet
	 	 	 	 By:
	 	/s/ Paul U. Klintworth
	 	 	
	 	 	 	 	 	

					
	 Name:
	 	 Guy Krevet
	 	 	 	 Name:
	 	Paul U. Klintworth
	 	 	
	 	 	 	 	 	

					
	 Title:
	 	 V. P. Operation
	 	 	 	 Title:
	 	Contracts Manager, NGST
	 	 	
	 	 	 	 	 	

					
	 Date:
	 	 7-17-03
	 	 	 	 Date:
	 	07-15-2003
	 	 	
	 	 	 	 	 	

  
 Standard Foundry Services Agreement -
Approved 11/97Contract Change Notice No. 9 Between TRW and Sirenza

 Exhibit 10.3 
  

			
	 Sirenza Microdevices
	 	Contract Change Notice/Amendment No. 09
	 SN 1A551/1E220/1 F368
	 	 

  
 Contract Change
Notice/Amendment No. 09 
 to 
 Northrop Grumman Space Technology/Sirenza Microdevices 
 Wafer Supply Agreement No. 1A551 
  
 THIS AMENDMENT (“Amendment”) is made and entered into and between
Sirenza Microdevices (“Buyer”) and Northrop Grunman Space Technology (“NGST”). 
  
 WHEREAS, Buyer and NGST (formerly TRW Inc.) entered into a Sale Agreement No. 1A551 (“Agreement”) with an effective date of August 19, 1998;

  
 WHEREAS, Buyer and NGST desire to amend the Agreement in order
to provide for additional products and services associated with Calendar Year 2004; 
  
 NOW THEREFORE, the parties agree to amend the Agreement as follows: 
  

	1)	Article 3, Effective Date and Term: Delete “31 December 2004” and replace with “31 December 2005.” This amendment will extend the period of performance of the
agreement to 31 December 2005, with quantities and price requirements for calendar year 2005 to be revisited in December 2004. 

  

	2)	“Exhibit 1B, Price, Quantities, Delivery Schedule and Site Calendar Year 2003” as revised through Revision 7 is deleted, and replaced with “Exhibit 1B Price,
Quantities, Delivery Schedule and Site Calendar Year 2004” as revised through Revision 8 (copy attached). 

  

	4)	“Exhibit 1D, Time and Material (T&M) Labor Rates, Calendar Year 2003” is deleted and no replacement issued for Calendar Year 2004. 

  
 The above changes constitute Contract Change Notice Amendment No. 09 to the Agreement. Except
as expressly provided herein above all other terms and conditions of the Agreement shall apply herein and remain in full force and effect as previously agreed to between Buyer and NGST. In the event of any conflict between the terms of this
Amendment and those of the Agreement, the terms of this Amendment will be deemed to have superseded those of the Agreement and exclusively will govern the matter in question. 
  

									
	Sirenza Microdevices, Inc.	 	 	 	Northrop Grumman Space Technology
					
	 By:
	 	 /s/ Guy G. Krevet
	 	 	 	 By:
	 	/s/ Paul U. Klintworth
	 	 	
	 	 	 	 	 	

					
	 Name:
	 	 Guy G. Krevet
	 	 	 	 Name:
	 	Paul U. Klintworth
	 	 	
	 	 	 	 	 	

					
	 Title:
	 	 V. P. Operations
	 	 	 	 Title:
	 	Contracts Manager
	 	 	
	 	 	 	 	 	

					
	 Date:
	 	 1/22/04
	 	 	 	 Date:
	 	03/19/04
	 	 	
	 	 	 	 	 	

  
 Standard Foundry Services Agreement -
Approved 11/97 

 “Confidential Treatment Requested and the Redacted Material has been separately filed with the
Commission” 
  

			
	 Sirenza Microdevices
	 	Contract Change Notice/Amendment No. 09
	 SN 1A551/1E220/1F368
	 	 

  
 Exhibit 1B -
Revision 8 
  
 Price, Quantities, Delivery Schedule and
Site 
  
 Calendar Year 2004 
  

	A.	        Price/Quantities 

  
 1.     3” GaAs HBT Wafers: 
  

			
	         QTY
	 	Price*
	 One (1) 3” GaAs HBT Wafer
	 	[***] per wafer

  
 *
     Price/Quantity/Order Requirements: 
  

	 	-	Prices for NGST & SMDI Designs are the same. NGST Design consists of Darlington Amplifiers- Part Numbers: DAMXX, DAPXX, PAD1 SMDI Design consists of Part Numbers: PAD2, SMDXX
and circuits for the following products Sirenza Microdevices SXT-1,2,3, SXL-1,2,3 and SXA-1,2,3. 

  

	 	-	Minimum wafer order quantity per Buyer’s Purchase Order is one (1) wafer lot - quantity six (6) wafers will be processed with minimum delivery quantity of three (3) and a
maximum delivery quantity of six (6) completely processed wafers. For order quantities in excess of one (1) wafer lot, as specified herein, the minimum order quantity per Buyer’s Purchase Order shall be ten (1 0) wafers or a multiple thereof.

  

	 	-	This amendment extends the agreement through year 2005. In December 2004 prices and quantities will be revisited for calendar year 2005. 

  
 2.     Reserved. 
  
 3.     Accelerated Lot Option1 
  

			
	Deliverable	    	Standard Process Price
	[***]	    	[***]

  
 Note 1) Only one (1)
order for an Accelerated lot can be accepted for processing at any time from all Sirenza Microdevices contracts. 
  
 Note 2) Accelerated lot pricing is only valid if wafers are shipped to Buyer not later than 45 days from receipt of order or lot start, whichever is
later. NGST will deliver a minimum of [***] for a [***] lot start. For a lot that is designated as Accelerated after it has already started fabrication, the shipment date will be determined a follows; 1+(l-EV) x 45 days from the time the lot is
designated Accelerated at NGST. EV equals the Earned Value or percent complete of the in-process lot. 
  
 Note 3) If the shipment date to Sirenza Microdevices is 46 days or later (or as defined above for a lot in process) from receipt of order or lot start,
option price shall not be charged. The option is available when ordered in conjunction with a production lot or for a lot in process. 
  
 4.     Non-recurring costs associated with the upgrading of masksets shall be the responsibility of SMDI. 
  
 Standard Foundry Services Agreement - Approved 11/97 

 “Confidential Treatment Requested and the Redacted Material has been separately filed with the
Commission” 
  

			
	 Sirenza Microdevices
	 	Contract Change Notice/Amendment No. 09
	 SN  lA551/1E220/1F368
	 	 

  
 Exhibit 1B- Revision
7 (Continued) 
  
 Price, Quantities, Delivery Schedule and
Site 
  
 Calendar Year 2004 
  

	B.	Site 

  
 Sirenza Microdevices 
 303 South Technology Court 
 Broomfield, Colorado 80021 
  

	C.	Delivery Schedule 

  
 Wafers will be shipped to Buyer not later than ten (10) weeks from the first Monday after receipt of valid order 
  

	D.	Life Time Buy Option 

  
 NGST agrees to provide up to [***] wafers, less the total of wafers previously delivered to Buyer under this contract, and NGST Sales Numbers 65487 and
66002. As of 31 December 2003 NGST will have shipped approximately [***] Wafers to Buyer. NGST will notify Buyer when it plans to obsolete or upgrade its HBT MMIC fabrication process. NGST will provide this notification to Buyer at least six months
prior to the time that NGST will no longer accept orders for said Product. A delivery schedule will be negotiated at the time the option is exercised, prior to NGST’s initiating performance of the option.Offer letter dated May 8, 2003

 Exhibit 10.1 
  
 May 8, 2003 
  
 Mr. David Ludvigson 
 19431 San Marcos Blvd. 
 Saratoga, CA 95070 
  
 Dear David: 
  
 Nanogen, Inc. (“Nanogen”) is pleased to offer you the position of Executive Vice President and CFO with Nanogen and the following terms encompass our offer. The
effective date of this position will be retroactive to May 1, 2003. This is a one year proposal with a three to six month extension if conditions warrant. The proposal shall extend to three years upon mutual agreement and at that time an Employment
Contract would be put in place. If you accept this offer, you will be an exempt employee reporting to me. 
  
 You will commute to our San Diego office, and as Executive Vice President and CFO, will be responsible for the corporate strategy, M&A transactions, significant business development efforts and the CFO
responsibilities for Nanogen. You will be expected to devote your full time efforts to these responsibilities, and you will be compensated at an annual base rate of $250,000 per annum payable in equal semi-monthly increments. 
  
 As an Executive Vice President, you will be a participant in Nanogen’s Executive
Incentive Compensation Plan. As part of this plan, you will be eligible for an annual bonus of up to 50% of your annual salary composed as follows: you may earn up to 25% of your annual salary, based on annual milestones that will be mutually agreed
upon between you and me, subject to Board of Directors’ approval, you may also earn up to 25% of your annual salary, based solely on the discretion of the Board of Directors. 
  
 Upon your acceptance of this proposal, you will be entitled to purchase 100,000 shares of Nanogen common stock at fair market value as
determined by Nanogen’s Board of Directors. This purchase would be made through the signing of Nanogen’s current form of Stock Purchase Agreement or Stock Options Plan. These shares shall vest monthly over one year, with accelerated
vesting upon Change of Control (COC). For the purpose of this agreement COC is defined as in my Employment Agreement. 
  
 Additionally, if you accept this offer, Nanogen agrees to pay you a one time signing bonus of $40,000. Also, Nanogen will reimburse you for all out of pocket commuting
expenses incurred. If at some future date you should decide to relocate to San Diego, you would receive Nanogen’s senior relocation package. 

 David Ludvigson 
 May 8, 2003 
 Page 2 
  
 As a regular employee of Nanogen, you will become eligible to
participate in Company-sponsored benefits. At present, these include full medical, dental, life and long-term disability insurance coverage for yourself with the option to include your family with a minimal contribution. In addition, you will be
eligible to participate in our 401(K) plan and our 125 Flexible Benefits Program. 
  
 Employment with Nanogen is not for a specific term and can be terminated by you or by the Company at any time for any reason, with or without cause and with or without notice. Any contrary representations, agreements, or promises of any
kind, whether written, oral, expressed or implied which have been made or which may be made to you are/will be superseded by this offer. We request that all Nanogen employees, to the extent possible, give us advance notice if they intend to resign.
If you accept this offer, the terms described in this letter will be the terms of your employment. Any additions or modifications of these terms must be in writing and signed by you and Nanogen’s Chief Executive Officer. 
  
 As an obligation consistent with the offer of employment, you will be required to sign the
enclosed Proprietary Information, Inventions and Dispute Resolution Agreement which is incorporated into this Agreement by reference, and on your first day of employment, to provide the Company with the legally required proof of your identity and
authorization to work in the United States. 
  
 Assuming this letter is acceptable
to you, please sign a copy and return it to me. 
  
 Sincerely yours, 
  
 Howard C. Birndorf

 Chairman and Chief Executive Officer 
  
 enclosures 
 HCB/cg 
  
 I accept this offer under the terms and
conditions set forth in this letter. 
  

			
	 /s/ David Ludvigson

	 	 May 8, 2003

	David Ludvigson	 	Date

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