Document:

Prepared by R.R. Donnelley Financial -- Amendment No. 1 to Employment Agreement

 EXHIBIT 10.14.1 
  
  
 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT 
  
 This Amendment No. 1 to Employment Agreement
(“Amendment No. 1”) is made as of February 15, 2002 by and between Chart Industries, Inc., a Delaware corporation (the “Company”), and James R. Sadowski (the “Executive”). 
  
 WHEREAS, the Compensation Subcommittee of the Board of Directors has determined that a modification of the Employment Agreement dated as of January 24,
2001 by and between the Company and the Executive (the “Agreement”), which harmonizes the definition of the term “change in control” contained therein with the definitions of such term included in other executive agreements of
the Company, is appropriate in order to ensure the continued dedication of the Executive to the Company, notwithstanding the possibility, threat or occurrence of a change of control of the Company; and 
  
 WHEREAS, the Compensation Subcommittee has caused the Company to prepare this Amendment No. 1 to reflect such modification. 
  
 NOW, THEREFORE, in consideration of the mutual covenants set forth herein and other good and valuable consideration, the receipt and adequacy of which
is hereby acknowledged, the parties hereto agree as follows: 
  
 1.  Definition of Change in
Control.    Section 3(e) of the Agreement is hereby amended and restated to provide in its entirety as follows: 
  
 (e) The term “change in control” shall mean the occurrence at any time of any of the following events: 
  
 i)  The Company is merged or consolidated or reorganized into or with another corporation or other legal person or entity, other than a Related Person, and as
a result of such merger, consolidation or reorganization less than 60% of the combined voting power of the then–outstanding securities of such corporation, person or entity immediately after such transaction is held in the aggregate by the
holders of Voting Stock immediately prior to such transaction; 
  
 ii)  The Company sells or otherwise
transfers all or substantially all of its assets to any other corporation or other legal person or entity, other than a Related Person, and less than 60% of the combined voting power of the then–outstanding securities of such corporation,
person or entity immediately after such sale or transfer is held in the aggregate by the holders of Voting Stock immediately prior to such sale or transfer; 
  
 iii)  There is a report filed on Schedule 13D or Schedule TO (or any successor schedule, form or report), each as promulgated pursuant to the Exchange Act,
disclosing that any person (as the term “person” is used in Section 13(d)(3) or Section 14(d)(2) of the Exchange Act) other than a Related Person has become the beneficial owner (as the term “beneficial owner” is defined under
Rule l3d-3 or any successor rule or regulation promulgated 

 under the Exchange Act) of securities representing 40% or more of the Voting Power; 
  
 iv)  The Company files a report or proxy statement with the Securities and Exchange Commission pursuant to the Exchange Act
disclosing in response to Form 8-K or Schedule 14A (or any successor schedule, form or report or item therein) that a change in control of the Company has or may have occurred or will or may occur in the future pursuant to any then-existing contract
or transaction other than a contract or transaction with a Related Person; or 
  
 v)  If during any
period of two consecutive years, individuals, who at the beginning of any such period, constitute the Directors cease for any reason to constitute at least a majority thereof, unless the nomination for election by the Company’s shareholders of
each new Director was approved by a vote of at least a majority of the Directors then in office who were Directors at the beginning of any such period. 
  
 Notwithstanding the foregoing provisions of paragraphs (iii) and (iv) of this definition, a “change in control” shall not be deemed to have occurred for purposes of this Agreement (A) solely because (1) the Company, (2) a Related
Person, (3) a Subsidiary, or (4) any Company–sponsored employee stock ownership plan or other employee benefit plan of the Company or any Subsidiary, or any entity holding shares of Voting Stock for or pursuant to the terms of any such plan,
either files or becomes obligated to file a report or proxy statement under or in response to Schedule 13D, Schedule TO, Form 8-K or Schedule 14A (or any successor schedule, form or report or item therein) under the Exchange Act, disclosing
beneficial ownership by it of shares of Voting Stock or because the Company reports that a change in control of the Company has or may have occurred or will or may occur in the future by reason of such beneficial ownership, (B) solely because the
Company or any other person, group or entity directly involved in the restructuring of the Company’s capital and debt arrangements related to the Company’s Credit Agreement, dated as of April 12, 1999, as amended, either files or becomes
obligated to file a report on Schedule 13D, Schedule TO, Form 8-K or Schedule 14A (or any successor schedule, form or report) under the Exchange Act, disclosing beneficial ownership by it of shares of Voting Stock acquired from the Company in
connection with such restructuring or because the Company reports that a change in control of the Company has or may have occurred or will or may occur in the future by reason of such transaction, but only if both (1) the transaction giving rise to
such filing or obligation is approved in advance of consummation thereof by the Company’s Board of Directors and (2) at least a majority of the Voting Power immediately after such transaction is held in the aggregate by the holders of Voting
Stock immediately prior to such transaction, or (C) solely because of a change in control of any Subsidiary. 
 

 2 

 As used in this Section 3(e), the following capitalized terms shall have the following meanings: 
  
 “Director” means a member of the Board of Directors of the Company. 
  
 “Exchange Act” means the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder, as
such law, rules and regulations may be amended from time to time. 
  
 “Related Person” means (i)
Arthur S. Holmes (ii) Charles S. Holmes, (iii) any person, group or entity controlled directly, or indirectly through one or more intermediaries, by Arthur S. Holmes or Charles S. Holmes or both of them, and (iv) any of the foregoing acting alone or
in concert. 
  
 “Subsidiary” means a corporation, company or other entity (i) more than 50
percent of whose outstanding shares or securities (representing the right to vote for the election of directors or other managing authority) are, or (ii) which does not have outstanding shares or securities (as may be the case in a partnership,
joint venture or unincorporated association), but more than 50 percent of whose ownership interest representing the right generally to make decisions for such other entity is, now or hereafter, owned or controlled, directly or indirectly, by the
Company. 
  
 “Voting Power” means, at any time, the total votes relating to the
then–outstanding securities entitled to vote generally in the election of Directors. 
  
 “Voting
Stock” means, at any time, the then–outstanding securities entitled to vote generally in the election of Directors. 
  
 2.  No Other Provision Modified.    Except as modified by Section 1 hereof, all other provisions of the Agreement shall remain in full force and effect. 
  
 IN WITNESS WHEREOF, the parties have executed this Amendment No. 1 as of the day and year first above written. 
  
  
 
	 CHART INDUSTRIES, INC.
 
	 
	 By:
 	 	 /s/    ARTHUR S. HOLMES        
 

	  	 	 Arthur S. Holmes
 Chairman and Chief Executive
Officer
 
	  	 	  
	 
	  	 	 /s/    JAMES R. SADOWSKI        
 

	  	 	 James R. Sadowski
 (“Executive”)

 
 

 3Prepared by R.R. Donnelley Financial -- Amendment No. 1 dated November 29, 2001

   
  
 EXHIBIT 10.17.6 
 AMENDMENT NO. 1 
 
        AMENDMENT NO. 1 dated as of October 12, 2001 (this "Amendment No. 1") to the Series 1 Incremental Revolving Credit Agreement referred to below, between CHART INDUSTRIES, INC. (the
"Borrower"); each of the SUBSIDIARY BORROWERS party hereto; each of the SUBSIDIARY GUARANTORS party hereto; and the SERIES 1 LENDERS party hereto. 
 
        The Borrower, the Subsidiary Borrowers, the Subsidiary Guarantors, each of the Series 1 Lenders and the Administrative Agent are parties to (i) a Series 1 Incremental Revolving Credit Agreement dated
as of November 29, 2000 (the "Series 1 Incremental Revolving Credit Agreement") and (ii) a Credit Agreement dated as of April 12, 1999 (as heretofore modified and supplemented and in effect on the date hereof, the "Credit Agreement").
The Borrower, the Subsidiary Borrowers, the Subsidiary Guarantors, the Series 1 Lenders and the Administrative Agent wish to amend the Series 1 Incremental Revolving Credit Agreement in certain respects, and accordingly, the parties hereto hereby
agree as follows: 
          Section 1. Definitions. Except as otherwise defined in this Amendment No. 1,
terms defined in the Credit Agreement and the Series 1 Incremental Revolving Credit Agreement are used herein as defined therein. 
 
        Section 2. Amendments. Subject to the satisfaction of the conditions precedent specified in Section 4, but effective as of the date hereof, the Series 1 Incremental Revolving Credit Agreement
shall be amended as follows: 
          2.01. References in the Series 1 Incremental Revolving Credit Agreement
(including references to the Series 1 Incremental Revolving Credit Agreement as amended hereby) to "this Agreement" (and indirect references such as "hereunder", "hereby", "herein" and "hereof") shall be deemed to be references to the Series 1
Incremental Revolving Credit Agreement as amended hereby. 
          2.02. The definition of "Series 1 Commitment
Termination Date" in Article I of the Series 1 Incremental Revolving Credit Agreement is hereby amended to read in its entirety as follows: 
 
        "Series 1 Commitment Termination Date" means December 30, 2001. 
 
        Section 3. Representations and Warranties. The Borrower represents and warrants to the Series 1 Lenders that (a) the representations and warranties set forth in Article IV of the Credit
Agreement are true and complete on the date hereof as if made on and as of the date hereof and as if each reference in said Article IV to "this Agreement" included reference to this Amendment No. 1 and (b) no Default shall have occurred and be
continuing. 
  
         Amendment No. 1 to Series 1
Incremental Revolving Credit Agreement

   
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        Section 4. Conditions Precedent. The amendments to the Series 1 Incremental Revolving Credit Agreement set forth in Section 2 shall become effective, as of the date hereof, upon the receipt by
the Administrative Agent of counterparts of this Amendment No. 1, duly executed and delivered by each of the Obligors and the Series 1 Lenders. 
 
        Section 5. Miscellaneous. The Borrower shall pay all reasonable expenses incurred by the Administrative Agent, including the reasonable fees, charges and disbursements of Milbank, Tweed, Hadley
& McCloy LLP, special New York counsel to Chase, in connection with the preparation, negotiation, execution and delivery of this Amendment No. 1. Except as herein provided, the Series 1 Incremental Revolving Credit Agreement shall remain
unchanged and in full force and effect. This Amendment No. 1 may be executed in any number of counterparts, all of which taken together shall constitute one and the same amendatory instrument and any of the parties hereto may execute this Amendment
No. 1 by signing any such counterpart. This Amendment No. 1 shall be governed by, and construed in accordance with, the law of the State of New York.
  
  
  
 

 Amendment No. 1 to Series 1 Incremental Revolving Credit Agreement 

   
 -3- 
  
  IN
WITNESS WHEREOF, the parties hereto have caused this Amendment No. 1 to be duly executed by their respective authorized officers as of the day and year first above written.
 
	 	CHART INDUSTRIES, INC.
	 	 
	 	 
	 	 
	 	 By	/s/ Michael F. Biehl 
	 		 
 
	 		Name:
	 		Title:
	 		 
	 		 
	  SUBSIDIARY BORROWERS  
	 		 
	 		 
	 	CHART HEAT EXCHANGERS LIMITED 
	 		 
	 		 
	 		 
	 	By	/s/ John T. Romain
	 		 
 
	 		Name:
	 		Title:
	 		 
	 		 
	 	CHART-AUSTRALIA PTY, LTD.
	 		 
	 		 
	 		 
	 	By	/s/ John T. Romain 
	 		 
 
	 		Name:
	 		Title:
		 
		
		
		

 
 
 
     
  
 

 Amendment No. 1 to Series 1 Incremental Revolving Credit Agreement 

   
 -4- 
  

	  SUBSIDIARY GUARANTORS  
	 	 
	 	 
	 	 CHART HEAT EXCHANGERS LIMITED 
	 	   PARTNERSHIP 
		 
	 	 	 
	 	 By:  	CHART MANAGEMENT COMPANY, INC.,  
	 		as its sole general partner
		 
	 	 
	 	 
	 	 By  	/s/ John T. Romain
	 	 	 
 
	 	  	Name:
	 	  	Title:
		 
		 
	 	 
	 	 
	 	 
	 	 CHART INDUSTRIES FOREIGN SALES 
	 	   CORPORATION 
		 
		 
	 	 
	 	 
	 	 By 	/s/ John T. Romain 
	 	 	 
 
	 	  	Name:
	 	  	Title:
		 
		 
	 	 
	 	 
	 	 CHART INTERNATIONAL INC. 
	 	 
	 	 
		 
		 
	 	 By 	/s/ John T. Romain 
	 	 	 
 
	 	  	Name:
	 	  	Title:
		 
		 
	 	 
	 	 
	 	 CHART MANAGEMENT COMPANY, INC. 
		 
		 
	 	 
	 	 
	 	 By 	/s/ John T. Romain 
	 	 	 
 
	 	  	Name:
	 	  	Title:
		 
		 
		 

  
   
  
 Amendment No. 1 to Series 1 Incremental
Revolving Credit Agreement 

   
 -5- 

		 
		 
		 
		 
	 	 
	 	 CHART LEASING, INC. 
		 
		 
	 	 
	 	 
	 	 By	/s/ John T. Romain 
	 		 
 
	 		Name: 
	 		Title: 
		 
		 
	 	 
	 	 
	 	 CHART, INC. 
		 
		 
	 	 
	 	 
	 	 By 	/s/ John T. Romain 
	 	 	 
 
	 	  	Name:
	 	  	Title:
		 
		 
	 	 
	 	 
	 	 CHART INTERNATIONAL HOLDINGS, INC. 
		 
		 
	 	 
	 	 
	 	 By 	/s/ John T. Romain 
	 	 	 
 
	 	  	Name:
	 	  	Title:
	 	 	 
	 	 	 
	 	CHART ASIA, INC. 
	 	 	 
	 	 	 
	 	 By 	/s/ John T. Romain 
	 	 	 
 
	 	 	Name:
	 	 	Title:
	 	 	 
	 	 	 
	 	CAIRE, INC.
	 	 	 
	 	 	 
	 	 By 	/s/ John T. Romain 
	 	 	 
 
	 	 	Name:
	 	 	Title:

   
  
  
 Amendment No. 1 to Series 1 Incremental Revolving Credit Agreement
  

   
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	  SERIES 1 LENDERS  
		 
	 	 
	 	 THE CHASE MANHATTAN BANK 
		 
		 
	 	 
	 	 
	 	 By 	/s/ Henry W. Centa 
	 	 	 
 
	 	  	Name: Henry W. Centa
	 	  	Title: Vice President 
	 	 	 
	 	 	 
		 
		 
	 	 NATIONAL CITY BANK 
		 
		 
	 	 
	 	 
	 	 By  	/s/ Anthony J. DiMare
	 	 	 
 
	 	  	Name: Anthony J. DiMare
	 	  	Title: Senior Vice President 
		 
		 
	 	 
	 	 
	 	 BANK ONE, MICHIGAN 
	 	 
	 	 
		 
		 
	 	 By  	/s/ Glenn A. Currin
	 	 	 
 
	 	  	Name: Glenn A. Currin 
	 	  	Title: First Vice President
		 
		 
		 

   
  
 Amendment No. 1 to Series 1 Incremental Revolving Credit
Agreement

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