Document:

Prepared by R.R. Donnelley Financial -- EX-4.18

 Exhibit 4.18 

 
  
 NUMBER 
 SBW 

CAPNIA, INC. 
 CORPORATE 
 SEAL 

AUGUST 25, 1999 
 DELAWARE 
 THIS WARRANT SHALL BE VOID IF NOT
EXERCISED PRIOR TO THE EXPIRATION OF THE EXERCISE 
 PERIOD PROVIDED FOR IN THE WARRANT AGREEMENT DESCRIBED BELOW

 Series B Warrant Certificate 
 C CAPNIA 
 WARRANTS 

INCORPORATED UNDER THE 
 LAWS OF THE STATE 
 OF DELAWARE 

SEE REVERSE FOR CERTAIN DEFINITIONS 
 This Series B Warrant Certificate certifies that 

, or registered assigns, is the record holder of 
 warrant(s) (the “Warrants” and each, a “Warrant”) to purchase shares of Common Stock, no par value (“Common Stock”), of Capnia, Inc., a Delaware corporation
(the “Company”). Each Warrant entitles the holder, upon exercise during the period set forth in the Warrant Agreement referred to below, to receive from the Company that number of fully paid and nonassessable shares of Common Stock as set
forth below, at the exercise price (the “Exercise Price”) as determined pursuant to the Warrant Agreement, payable in lawful money (or through “cashless exercise” as provided for in the Warrant Agreement) of the United States of
America upon surrender of this 
 Warrant Certificate and payment of the Exercise Price at the office or agency
of the Warrant Agent referred to below, subject to the conditions set forth herein and in the Warrant Agreement. Defined terms used in this Warrant Certificate but not defined herein shall have the meanings given to them in the Warrant Agreement (as
defined on the reverse hereof). 
 Each Warrant is initially exercisable for one fully paid and non-assessable
share of Common Stock. The number of the shares of Common Stock issuable upon exercise of the Warrants is subject to adjustment upon the occurrence of certain events set forth in the Warrant Agreement. 

The initial Exercise Price per share of Common Stock for any Warrant is equal to $ per share. The Exercise Price is
subject to adjustment upon the occurrence of certain events set forth in the Warrant Agreement. Subject to the conditions set forth in the Warrant Agreement, the Warrants may be exercised only during the Exercise Period and to the extent not
exercised by the end of such Exercise Period, such Warrants shall become void. Reference is hereby made to the further provisions of this Warrant Certificate set forth on the reverse hereof and such further provisions shall for all purposes have the
same effect as though fully set forth at this place. This Warrant Certificate shall not be valid unless countersigned by the Warrant Agent, as such term is used in the Warrant Agreement. 

This Warrant Certificate shall be governed by and construed in accordance with the internal laws of the State of New York,
without regard to conflicts of laws principles thereof. 
 COUNTERSIGNED AND REGISTERED: 

Dated: AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC 

(NEW YORK, NY) WARRANT AGENT 
 BY: 
 AUTHORIZED SIGNATURE 

PRESIDENT SECRETARY 

 

 
  
 The
Warrants evidenced by this Warrant Certificate are part of a duly authorized issue of Warrants entitling the holder on exercise to receive shares of Common Stock and are issued or to be issued pursuant to a Warrant Agreement dated as of , 2014 (the
“Warrant Agreement”), duly executed and delivered by the Company to , as warrant agent (the “Warrant Agent”), which Warrant Agreement is hereby incorporated by reference in and made a part of this instrument and is hereby
referred to for a description of the rights, limitation of rights, obligations, duties and immunities thereunder of the Warrant Agent, the Company and the holders (the words “holders” or “holder” meaning the Registered Holders or
Registered Holder) of the Warrants. A copy of the Warrant Agreement may be obtained by the holder hereof upon written request to the Company. Defined terms used in this Warrant Certificate but not defined herein shall have the meanings given to them
in the Warrant Agreement. 
 Warrants may be exercised at any time during the Exercise Period set forth in
Section 3.3 of the Warrant Agreement. 
 Notwithstanding anything else in this Warrant Certificate or the
Warrant Agreement, no Warrant may be exercised unless at the time of exercise (i) a registration statement covering the shares of Common Stock to be issued upon exercise is effective under the Securities Act and (ii) a prospectus
thereunder relating to the shares of Common Stock is current, except through “cashless exercise” as provided for in the Warrant Agreement. The Warrant Agreement provides that upon the occurrence of certain events the number of shares of
Common Stock issuable upon exercise of the Warrants set forth on the face hereof may, subject to certain conditions, be adjusted. If, upon exercise of a Warrant, the holder thereof would be entitled to receive a fractional interest in a share of
Common Stock, the Company shall, upon exercise, round up to the nearest whole number of shares of Common Stock to be issued to the holder of the Warrant. 
 Warrant Certificates, when surrendered at the principal corporate trust office of the Warrant Agent by the Registered Holder thereof in person or by legal representative or attorney duly
authorized in writing, may be exchanged, in the manner and subject to the limitations provided in the Warrant Agreement, but without payment of any service charge, for another Warrant Certificate or Warrant Certificates of like tenor evidencing in
the aggregate a like number of Warrants. 
 Upon due presentation for registration of transfer of this Warrant
Certificate at the office of the Warrant Agent a new Warrant Certificate or Warrant Certificates of like tenor and evidencing in the aggregate a like number of Warrants shall be issued to the transferee(s) in exchange for this Warrant Certificate,
subject to the limitations provided in the Warrant Agreement, without charge except for any tax or other governmental charge imposed in connection therewith. 
 The Company and the Warrant Agent may deem and treat the Registered Holder(s) hereof as the absolute owner(s) of this Warrant Certificate (notwithstanding any notation of ownership or
other writing hereon made by anyone), for the purpose of any exercise hereof, of any distribution to the holder(s) hereof, and for all other purposes, and neither the Company nor the Warrant Agent shall be affected by any notice to the contrary.
Neither the Warrants nor this Warrant Certificate entitles any holder hereof to any rights of a stockholder of the Company. 
 Election to Purchase 
 (To Be Executed Upon
Exercise of Warrant) 
 The undersigned hereby irrevocably elects to exercise the right, represented by this
Warrant Certificate, to receive shares of Common Stock and herewith tenders payment for such shares to the order of Capnia, Inc. (the “Company”) in the amount of $ in accordance with the terms hereof. The undersigned requests that a
certificate for such shares be registered in the name of , whose address is and that such shares be delivered to whose address is. If said number of shares is less than all of the shares of Common Stock purchasable hereunder, the undersigned
requests that a new Warrant Certificate representing the remaining balance of such shares be registered in the name of , whose address is , and that such Warrant Certificate be delivered to , whose address is. 

In the event that the Warrant is to be exercised on a “cashless” basis pursuant to Section 3.3.2 of the
Warrant Agreement, the number of shares that this Warrant is exercisable for shall be determined in accordance with Section 3.3.2 of the Warrant Agreement. 
 a “Cash Exercise” with respect to Warrant Shares; and/or 
 a “Cashless Exercise” with respect to Warrant Shares, resulting in a delivery obligation by the Company to the Holder of shares of Common Stock representing the applicable Net
Number and, if applicable, Market Price Net Number, subject to adjustment. 
 In the event that the Warrant may
be exercised, to the extent allowed by the Warrant Agreement, through cashless exercise (i) the number of shares that this Warrant is exercisable for would be determined in accordance with the relevant section of the Warrant Agreement which
allows for such cashless exercise and (ii) the holder hereof shall complete the following: The undersigned hereby irrevocably elects to exercise the right, represented by this Warrant Certificate, through the cashless exercise provisions of the
Warrant Agreement, to receive shares of Common Stock. If said number of shares is less than all of the shares of Common Stock purchasable hereunder (after giving effect to the cashless exercise), the undersigned requests that a new Warrant
Certificate representing the remaining balance of such shares be registered in the name of , whose address is , and that such Warrant Certificate be delivered to , whose address is. whose address is. 

Signature: Tax Identification Number: Date: 
 ASSIGNMENT 
 (To assign the foregoing Warrant,
execute this form and supply required information. Do not use this form to purchase shares. Assignment of the Warrant is subject to applicable law.) 
 FOR VALUE RECEIVED, the foregoing Warrant and all rights evidenced thereby are hereby assigned to: 
 Name Address Signed: By: Title: Date: 
 NOTE: The
assignor on this Assignment Form must correspond with the name as it appears on the face of the Warrant, without alteration or enlargement or any change whatever. Officers of corporations and those acting in a fiduciary or other representative
capacity should provide proper evidence of authority to assign the foregoing Warrant. 
 Signature(s) guaranteed:

 By 
 THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION, (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE
GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.EX-10.1

 Exhibit 10.1 

ZYNGA INC. 

NON-EMPLOYEE DIRECTOR COMPENSATION POLICY 

AS AMENDED JULY 7, 2014 AND AUGUST 26, 2014 

On January 18, 2012, the Compensation Committee (the “Compensation Committee”) of the Board of Directors (the
“Board”) of Zynga Inc. (the “Company”) initially approved the following compensation policy (as amended, the “Policy”) for non-employee directors of the Company, effective
retroactive to January 1, 2012, and this policy is further amended as of the dates set forth above. For purposes of this Policy, a “Non-Employee Director” is a director who is not serving as an employee or executive
officer of the Company or its affiliates (even if such individual may be otherwise be providing services to the Company or its affiliates in a capacity other than as a director). 

Each Non-Employee Director will be eligible to receive compensatory equity awards under the Company’s 2011 Equity Incentive Plan (the
“Plan”) as consideration for service on the Board. All compensation payable under this policy (such compensation, “Board Compensation”), including cash payments, equity grants and/or deferred equity
grants will be made automatically in accordance with the terms of this Policy and the Plan, without the need for any additional corporate action by the Board or the Compensation Committee. Vesting of all equity awards granted under this Policy is
subject to the Non-Employee Director’s “Continuous Service” (as defined in the Plan) from the date of grant through each applicable vesting date. Each equity award granted under this Policy will be subject to the Company’s
standard form of Restricted Stock Unit Agreement, as most recently adopted by the Board for use under this Policy. Each Non-Employee Director will be eligible to defer all or part of his or her Board Compensation in accordance with the deferred
compensation program described below. 
 Base Annual Retainer. Each year, on the date of the regular annual meeting of the
Company’s stockholders (the “Annual Meeting”), unless a Non-Employee Director elects in writing prior to the Annual Meeting (a “Written Election”) to either forego such compensation or defer such
compensation pursuant to the provisions hereof, the Company will automatically grant each continuing Non-Employee Director who is re-elected at such meeting an annual retainer (the “Base Annual Retainer”) with an aggregate
value on the date of grant as set forth in the table below, which shall be paid (i) 20% in cash and (ii) 80% in restricted stock units of Class A Common Stock of the Company (“RSUs”). The RSUs will vest as
follows (the “Standard Vesting Criteria”): 25% will vest every three months from the date of grant, with the last quarterly vesting installment taking place upon the earlier of: (i) the day prior to the one-year
anniversary of such Annual Meeting or (ii) the date of the next Annual Meeting, subject to continued service through each such date. The cash portion of the Base Annual Retainer will vest and be paid on a quarterly basis in accordance with the
Standard Vesting Criteria. 
 Pro-Rated Base Annual Retainer for New Non-Employee Directors. If an individual first becomes a
Non-Employee Director other than at an Annual Meeting, the Company will automatically grant such new Non-Employee Director, on the date that he or she is first elected or appointed to the Board, a Base Annual Retainer with an aggregate value on the
date of grant equal to the pro rata portion of the Base Annual Retainer, which pro rata portion reflects a reduction for each month prior to the date of grant that has elapsed since the preceding Annual Meeting (the “Pro-Rated Base
Annual Retainer”). The Pro-Rated Base Annual Retainer will be paid 20% in cash and 80% in RSUs. The vesting schedule for the Pro-Rated Base Annual Retainer will be adjusted such that cash payments are made and RSUs vest on the
same dates as such payments would have been made or such RSUs would have vested if the Non-Employee Director had received the Base Annual Retainer on the date of the Annual Meeting.  

Committee Chairperson Cash Retainers. Each year, on the date of the Annual Meeting, unless a Non-Employee Director makes a Written
Election to either forego such compensation or defer such compensation pursuant to the provisions hereof, the Company will automatically make a cash payment to the Chairperson of the Audit Committee, the Compensation Committee and the Nominating and
Governance Committee in the amount set forth in the table below.  

 Non-Executive Chairperson Cash Retainers. Each year, on the date of the Annual Meeting,
unless a Non-Employee Director makes a Written Election to either forego such compensation or defer such compensation pursuant to the provisions hereof, the Company will automatically make a cash payment to the Non-Executive Chairperson of the Board
in the amount set forth in the table below. 
 Product Committee. Each year on the date of the
Annual Meeting, unless a Non-Employee Director makes a Written Election to either forego such compensation or defer such compensation pursuant to the provisions hereof, the Company will automatically grant each Non-Employee Director who is
re-elected at such meeting and is a member of the Product Committee, a retainer comprised of, at the prior written election of such Non-Employee Director that is a member of the Product Committee, cash, RSUs or a combination of cash and RSUs with an
aggregate value equal to the amount set forth in the table below (each such retainer, a “Product Committee Retainer”). The Product Committee Retainer, whether comprised of cash, RSUs or a combination of cash and RSUs, will
vest in accordance with the Standard Vesting Criteria. If an individual who is not an employee of the Company is appointed to the Product Committee on a date other than at an Annual Meeting, the Company will automatically grant such new Non-Employee
Director that is a member of the Product Committee, on the date that he or she is first elected or appointed to the Product Committee, a Product Committee Retainer with an aggregate value equal to the amount set forth in the table below; provided,
however, that if such individual is appointed to the Product Committee more than three (3) months after the date of the Annual Meeting, such individual will be granted a pro-rated Product Committee Retainer, which pro rata retainer reflects a
reduction for each month prior to the date of grant that has elapsed since the preceding Annual Meeting; provided that the Compensation Committee shall have the discretion to adjust the amount of any pro-rated grant up to the full value of the
Product Committee Retainer if it determines that such adjustment is in the best interest of the Company and its stockholders. 
  

					
	 Board
Compensation1        
	   

	 Base Annual Retainer1
	  	$	250,000	  
	 Committee Retainer For Serving as Chairperson of the Audit Committee
	  	$	50,000	  
	 Committee Retainer For Serving as Chairperson of the Compensation Committee
	  	$	15,000	  
	 Committee Retainer For Serving as Chairperson of the Nominating and

Corporate Governance Committee
	  	$	10,000	  
	 Committee Retainer For Service as Member of the Product Committee
	  	$	250,000	  
	 Retainer for Serving as Non-Executive Chairperson
	  	$	100,000	  

  

	1 	The number of RSUs granted will be equal to (i) the applicable dollar value set forth above multiplied by 80%, divided by (ii) the Fair Market Value (as defined in the Plan) of the Class A common stock of
the Company on the date of grant. The cash award granted will be equal to the applicable dollar value set forth above multiplied by 20%. 

Deferred Compensation. Each Non-Employee Director will be eligible to defer all or a portion of his or her Board Compensation.
Elections will be irrevocable and elections for a given calendar year must be made prior to December 31 of the prior year. If a Non-Employee Director elects to defer all or a portion of his or her Board Compensation, the deferred compensation
will be held by the Company on such Non-Employee Director’s behalf in the form of deferred stock units (“DSUs”), which DSUs shall vest at a rate of 25% every three months from the date of grant, with the last quarterly
vesting installment taking place upon the earlier of: (i) the day prior to the one-year anniversary of the date of the regular Annual Meeting, or (ii) the date of the next Annual Meeting, subject to continued service through each such
date. Vested DSUs will be distributed to a Non-Employee Director on the earliest of (i) the third anniversary of the date of grant, (ii) such Non-Employee Director’s separation from service as a director, or (iii) upon a Change
in Control of the Company as defined in the Plan. Notwithstanding the foregoing, if so elected by the Non-Employee Director prior to December 31 of the prior year of the grant of such DSUs to satisfy such Non-Employee Director’s Board
Compensation, the distribution of such DSUs may be deferred until retirement of the Non-Employee Director. 
 Expense Reimbursement.
All Non-Employee Directors will be entitled to reimbursement from the Company for their reasonable travel (including airfare and ground transportation), lodging and meal expenses incident to meetings of the Board or committees thereof. The
Company will also reimburse directors for attendance at director continuing education programs that are relevant to their service on the Board and which attendance is pre-approved by the Chair of the Nominating and Corporate Governance Committee or
Chair of the Board. The Company will make reimbursement to a Non-Employee Director within a reasonable amount of time, but not more than 12 months, following submission by the Non-Employee Director of reasonable written substantiation for the
expenses consistent with the Company’s reimbursement policy.

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00237-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00237-of-00352.parquet"}]]