Document:

Employment Agreement between Phillip D. Peterson and the Registrant

 Exhibit 10.1 
  
 EMPLOYMENT AGREEMENT 
  
 THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made effective as of April 7, 2004 (the “Effective Date”)
by and between Microtune, Inc., a Delaware corporation (the “Company”), and Phillip Daniel Peterson (“Employee”). 
  
 The parties hereby agree as follows: 
  
 1. Employment. 
  
 (a) As of the Effective Date, Employee shall serve as the General Counsel of the Company. Employee agrees to perform such reasonable
responsibilities and duties as may be required of him by the Board of Directors of the Company (the “Board”) and the Chief Executive Officer (“CEO”) in such capacity. Employee shall report directly to
the CEO. Employee agrees not to terminate the Term prior to December 31, 2004 without providing the Company at least 60-days prior written notice. 
  
 (b) The CEO or the Board may terminate the Term at any time, by giving Employee advance notice in writing. However, if the CEO or the
Board terminates the Term without Cause (as defined below) prior to December 31, 2004, the Company shall pay Employee severance benefits as set forth in Section 6. Any termination of employment by the Company or by Employee for any reason whatsoever
during the Term shall be communicated by written notice of termination to the other party hereto (“Notice of Termination”). 
  
 2. Duties and Scope of Employment. 
  
 (a) Positions and Duties. Employee will continue to serve as General Counsel of the Company while employed hereunder. Employee will
render such business and professional services in the performance of his duties, consistent with Employee’s position within the Company, as shall reasonably be assigned to him by the CEO or the Board. 
  
 (b) Obligations. During the Term, Employee will
perform his duties faithfully and to the best of his ability and will devote his full business efforts and time to the Company. 
  
 (c) Term. The term of the Employee’s employment under this Agreement shall commence as of the Effective Date and shall
continue until December 31, 2004 (the “Term”). The Company shall notify Employee on December 1, 2004 whether and upon what terms the Company intends to continue Employee’s employment. 

 3. Compensation. 
  
 (a) Employee’s base salary (“Base Salary”) shall be paid at a rate of 4,792.00
twice per month during the Term. 
  
 (b) Subject
to necessary approvals under the Company’s 2000 Stock Plan (the Committee Approval”), Employee will be granted an option to purchase 10,000 shares of the Company’s common stock, which option will vest in full on December
31, 2004 (the “December 31 Option”) and an option to purchase 100,000 shares of the Company’s common stock, which option will vest as to 1/60th of such shares per month (on the last day of each such month) for a period of 60 months following the Effective Date (the “Five Year
Option”), in the case of both the December 31 Option and the Five Year Option, for an exercise price equal to the fair market value of the Company’s common stock on the date of the Committee Approval (On April 8, 2004, the
Compensation Committee gave its Committee Approval at an exercise price of $2.71 per share). Employee agrees to execute the Company’s standard form of option agreement with respect to the December 31 Option and the Five Year Option pursuant to
which the December 31 Option and the Five Year Option will be subject to the terms of the Company’s 2000 Stock Plan, or to execute such documents electronically via the AST website. 
  
 (c) During the Term, Employee will be entitled to participate in the employee benefit plans currently and
hereafter maintained by the Company of general applicability to other senior executives of the Company, including, without limitation, the Company’s group medical, dental, vision, disability, dependent care, life insurance, flexible-spending
account and 401(k) plans. The Company reserves the right to cancel or change the benefit plans and programs it offers to its employees at any time. 
  
 (d) The Company will reimburse Employee for reasonable travel, entertainment or other expenses incurred by Employee in the furtherance of
or in connection with the performance of Employee’s duties hereunder, in accordance with the Company’s expense reimbursement policy as in effect from time to time. 
  
 4. Confidentiality; Covenant Not to Solicit. 
  
 (a) In addition to Employee’s obligations with respect to confidential information set forth in that
certain Confidential Information and Invention Assignment Agreement dated March 31, 2004, Employee agrees to hold any confidential information of the Company in strictest confidence in accordance with the Texas Disciplinary Rules of Professional
Conduct (or the disciplinary or ethical rules of any other applicable state or body (the “Disciplinary Rules”). 
  
 (b) Non-Solicitation. For a period of two (2) years from the Date of Termination, Employee shall not: 
  
 (i) solicit, encourage, or take any other action which is
intended to induce any other employee of the Company to terminate his employment with the Company, or 
  

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 (ii) interfere in any manner with the contractual or employment relationship between the
Company and any such employee of the Company. 
  
 The foregoing shall not
prohibit any entity with which the Employee may be affiliated from hiring a former employee of the Company. 
  
 (c) Worldwide. The parties acknowledge that the market for radio frequency tuner products is worldwide, and that, in this market,
products from any nation compete with products from all other nations. Accordingly, in order to secure to the Company all possible benefits, the parties agree that the provisions of this Section 4 shall apply to each of the states and counties of
the United States, and to each nation worldwide. 
  
 (d) Severability. The parties intend that the covenants contained in the preceding paragraphs shall be construed as a series of separate covenants, one for each state of the United States, and each nation. Except for geographic
coverage, each such separate covenant shall be deemed identical in terms to the covenant contained in proceeding paragraphs. If, in any judicial proceeding, a court shall refuse to enforce any of the separate covenants (or any part thereof) deemed
included in said paragraphs, then such unenforceable covenant (or such part) shall be deemed eliminated from this Agreement for the purpose of those proceedings to the extent necessary to permit the remaining separate covenants (or portions thereof)
to be enforced. In the event that the provisions of this Section 4 should ever be deemed to exceed the time or geographic limitations, or the scope of this covenant, permitted by applicable law, then such provisions shall be reformed to the maximum
time or geographic limitations, as the case may be, permitted by applicable laws. 
  
 5. Certain Definitions. For the purposes of this Agreement, the following terms have the meanings set forth below. 
  
 (a) “Cause”, for purposes of this Agreement, means a good faith and reasonable finding by the Board or the CEO of
one or more of the following: 
  
 (i) a breach of
duty by Employee in the course of his employment involving fraud, acts of dishonesty (other than inadvertent acts or omissions), disloyalty, or moral turpitude; 
  
 (ii) conduct by Employee that is materially detrimental to the Company, monetarily or otherwise; 

 
 (iii) Employee’s material failure to comply with the
Company’s policies concerning equal employment opportunity, including engaging in sexually or otherwise harassing conduct; 
  
 (iv) Employee’s repeated insubordination; or 
  
 (v) Employee’s conviction of or entry of a plea agreement or consent decree or similar arrangement with
respect to a felony or any violation of federal or state securities laws. 
  

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 (b) “Date of Termination” shall mean a date which is the earlier
of (1) the date specified in the Notice of Termination if the Term is terminated by Employee or the Company; or (2) December 31, 2004. 
  
 (c) “Restricted Business” means any business that is engaged in or (to Employee’s knowledge, after due
inquiry) preparing to engage in the design, manufacture, marketing, sale or distribution of semiconductors or modules (or components thereof) which provide the function of a radio frequency tuner or compete with radio frequency products under
development by the Company at the time of this Agreement or during Employee’s tenure as an executive of the Company. 
  
 6. Severance Benefits for Termination. 
  
 (a) Involuntary Termination. If Employee’s employment is terminated by the CEO or the Board other than for Cause then (i)
Employee shall continue to be paid his Base Salary on the dates such payments would otherwise be paid if Employee had continued to be employed by the Company until December 31, 2004, or, at the option of the Company, in a lump sum payable within ten
(10) business days following the Date of Termination as severance benefits, (ii) the Five Year Option granted to Employee shall vest and become exercisable as to the number of shares which would have otherwise vested had Employee continued to be
employed through December 31, 2004, and (iii) the Company will continue to provide Employee coverage through December 31, 2004 under a plan providing for whatever medical, dental, disability, life or insurance benefits were in effect at the Date of
Termination. 
  
 (b) Voluntary Termination;
Termination for Cause. No severance benefits shall be paid if Employee’s employment is terminated by the Company for Cause or by Employee. In the event employment is terminated by Employee prior to December 31, 2004, Employee shall be
obligated to reimburse relocation expenses in accordance with that certain Relocation Repayment Agreement dated as of March 31, 2004. 
  
 7. Payment Obligations Absolute. The Company’s obligation to pay the benefits described herein shall be absolute and unconditional and shall
not be affected by any circumstances, including, without limitation, any set-off, counterclaim, recoupment, defense or other right which the Company or any of its subsidiaries may have against Employee or anyone else. In the event of any dispute
concerning Employee’s right to payment, the Company shall nevertheless continue to pay to Employee the Base Salary until the dispute is resolved. Any such amounts paid following Employee’s termination of his employment shall be credited
against the amounts otherwise due to Employee under this Agreement or, in the event the Company prevails, shall be repaid to the Company. 
  
 8. Successors; Binding Agreement. The Company shall require any successor (whether direct or indirect, by purchase, merger, consolidation or
otherwise) to all or substantially all of the business and/or assets of the Company, to expressly assume and agree to perform this Agreement in the same manner and to the same extent that the Company would be required to perform it if no such
succession had taken place. Failure of the Company to obtain such agreement prior to the effectiveness of any such succession shall be a breach of this Agreement and shall entitle Employee to compensation from the Company in the same amount

  

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 and on the same terms as Employee would be entitled hereunder if the Company had terminated Employee’s employment
without Cause, except that for purposes of implementing the foregoing, the date on which any such succession becomes effective shall be deemed the Date of Termination. As used in this Agreement, “Company” shall mean the Company as defined
herein and any successor to its business and/or assets as aforesaid which executes and delivers the agreement provided for in this Section or which otherwise becomes bound by all the terms and provisions of this Agreement by operation of law.

  
 9. Miscellaneous. 
  
 (a) Notices. Any notice, report or other
communication required or permitted to be given hereunder shall be in writing to both parties and shall be deemed given on the date of delivery, if delivered, or three days after mailing, if mailed first-class mail, postage prepaid, to the following
addresses: 
  
 (i) If to Employee, at the address
set forth below Employee’s signature at the end hereof. 
  
 (ii) If to the Company: 
  
 Microtune, Inc. 
 2201 Tenth Street 
 Plano, Texas 75074 
 Attention: Board of Directors, Compensation Committee 
  
 or to such other address as any party hereto may designate by notice given as herein provided. 
  
 (b) Governing Law. This Agreement shall be governed by and construed and enforced in accordance with the laws of the State of Texas
as applied to agreements made and performed in Texas by residents of Texas. 
  
 (c) Amendments. This Agreement shall not be changed or modified in whole or in part except by an instrument in writing signed by each party hereto. 
  
 (d) Counterparts. This Agreement may be executed in several counterparts, each of which shall be an
original, but all of which together shall constitute one and the same agreement. 
  
 (e) Effect of Headings. The section headings herein are for convenience only and shall not affect the construction or
interpretation of this Agreement. 
  
 10. Conflicting
Terms. In the event that words or terms of this Employment Agreement conflict with the words or terms of any other agreement or contract, including, without limitation, any stock plan, notice of grant, or restricted stock purchase agreement or
option agreement entered into in connection with the employment of Employee by the Company, the interpretation of this Agreement shall prevail. 
  

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 IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first written above.

  

			
	 MICROTUNE, INC.

		
	 By:
	 	 /s/ JAMES A. FONTAINE

	 	 	 James Fontaine, CEO

	
	 EMPLOYEE:

		
	 By:
	 	 /s/ PHILLIP D. PETERSON

	 	 	 Phillip Daniel Peterson

  

 6Settlement Agreement between Broadcom Corporation and the Registrant

 Exhibit 10.2 
  
 CONFIDENTIAL MATERIALS HAVE BEEN OMITTED FROM THIS EXHIBIT PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND HAVE BEEN FILED
SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. ASTERISKS DENOTE OMISSIONS. 
  
 SETTLEMENT AGREEMENT 
  
 Microtune,
Inc., a Delaware corporation 
  
 and Microtune (Texas), L.P., a
Texas limited partnership 
  
 Broadcom Corporation, a California
corporation 
  
 Broadcom International Limited, a Cayman Islands
Corporation 
  
 June 13, 2004 
  

 [***] CONFIDENTIAL TREATMENT REQUESTED BY MICROTUNE, INC. 

 TABLE OF CONTENTS 
  

					
	 	  	Page

	 ARTICLE I – DEFINITIONS
	  	2
	 1.1
	  	“Actions”	  	2
	 1.2
	  	“Affiliate”	  	3
	 1.3
	  	“Bonds”	  	3
	 1.5
	  	“Broadcom Released Patents”	  	3
	 1.6
	  	“Broadcom Released Product(s)”	  	3
	 1.7
	  	“Effective Date”	  	3
	 1.8
	  	“Injunction”	  	3
	 1.9
	  	“Microtune Released Patents”	  	3
	 1.10
	  	“Microtune Released Product(s)”	  	4
	 1.11
	  	“Patents”	  	4
	 1.12
	  	“Person”	  	4
	 1.13
	  	“Subsidiary”	  	4
	 1.14
	  	“Third Party”	  	4
		
	 ARTICLE II – DISMISSALS AND RELEASES
	  	4
	 2.1
	  	Dismissals	  	4
	 2.2
	  	Releases and Covenants by Microtune	  	5
	 	  	 (a)    Release
	  	5
	 	  	 (b)    Covenant not to Sue
	  	5
	 	  	 (c)    Clarification With Respect to Microtune Statements to Government Agencies
	  	6
	 2.3
	  	Releases and Covenants by Broadcom	  	6
	 	  	 (a)    Releases
	  	6
	 	  	 (b)    Clarification With Respect to Broadcom Statements to Government Agencies
	  	6
	 2.4
	  	Broadcom Released Products	  	7
	 2.5
	  	Microtune Released Products	  	7
	 2.6
	  	No Admission	  	8
	 2.7
	  	Final Dismissal	  	8
	 2.8
	  	Costs and Expenses	  	8
	 2.9
	  	Complete Settlement	  	8
	 2.10
	  	Exclusions from Scope of Release	  	8
		
	 ARTICLE III – REEXAMINATION
	  	9
	 3.1
	  	No Assistance	  	9
		
	 ARTICLE IV – IMMUNITY AGREEMENTS
	  	9
		
	 ARTICLE V – PAYMENT
	  	10

  

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 TABLE OF CONTENTS 
 (continued) 
  

					
	 	  	Page

	 ARTICLE VI – CONDITIONS
	  	10
	 6.1
	  	Microtune and Microtune LP Conditions	  	10
	 6.2
	  	Microtune and Microtune LP Instructions	  	11
	 6.3
	  	Broadcom Conditions	  	12
	 6.4
	  	Broadcom and Broadcom International Instructions	  	13
		
	 ARTICLE VII – MISCELLANEOUS PROVISIONS
	  	13
	 7.1
	  	Remedies for Breach	  	13
	 7.2
	  	Escalation Procedure	  	13
	 7.3
	  	Representations and Warranties	  	15
	 7.4
	  	Confidentiality of Terms	  	16
	 7.5
	  	Representation	  	18
	 7.6
	  	Further Acts	  	18
	 7.7
	  	Notices	  	18
	 7.8
	  	Governing Law	  	20
	 7.9
	  	Jurisdiction; Waiver	  	20
	 7.10
	  	Severability	  	20
	 7.11
	  	Entire Agreement	  	20
	 7.12
	  	Modification; Waiver	  	20
	 7.13
	  	Construction	  	21
	 7.14
	  	Counterparts	  	21
	 7.15
	  	Attorneys’ Fees	  	21
	 7.16
	  	Section Headings	  	21
	 7.17
	  	Successors	  	21

  

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 SETTLEMENT AGREEMENT 
  
 This Settlement Agreement (“Settlement Agreement”) is made and entered into as of June 13, 2004 (the
“Execution Date”), by and between, on the one hand, Microtune, Inc., a Delaware corporation, having offices at 2201 10th Street, Plano TX 75074 (“Microtune”) together with its wholly owned subsidiary Microtune (Texas), L.P., a Texas limited partnership, having offices at 2201 10th Street, Plano TX 75074 (“Microtune-LP”) and, on the other hand, Broadcom Corporation, a California corporation, having offices at 16215 Alton
Parkway, Irvine CA 92618 (“Broadcom”) together with its wholly owned subsidiary Broadcom International Limited, a Cayman Islands Corporation, with a place of business at Zephyr House, Mary Street, P.O. Box 709 GT, Georgetown, Grand
Cayman, Cayman Islands, British West Indies (“Broadcom International”) (Microtune (together with Microtune-LP) and Broadcom (together with Broadcom International) are individually referred to herein as a “party,”
and collectively as the “parties”). 
  
 WITNESSETH

  
 WHEREAS, Microtune and/or Microtune-LP, on the one hand, and
Broadcom, on the other hand, have filed suit against each other seeking damages, injunctive relief, and other relief related to alleged infringement by Broadcom of Microtune or Microtune-LP patents and by Microtune of Broadcom patents, and for other
alleged acts; 
  
 WHEREAS, Microtune, Microtune-LP and Broadcom
desire to avoid the time and expense of litigation of the disputed claims set forth herein, and in compromise of the disputed claims set forth herein, Microtune, Microtune-LP and Broadcom now desire to fully and finally resolve and settle the claims
brought against one another by final settlement and compromise, all as more particularly described in and subject to the terms and conditions in this Settlement Agreement; 
  
 WHEREAS, Microtune and Microtune-LP deny that they (i) do now or have ever infringed any Broadcom patent or (ii) committed
any act that would entitle Broadcom, under the law of any jurisdiction anywhere in the world, to any of the relief Broadcom is seeking in Broadcom’s Actions (as defined below) against Microtune or Microtune-LP; 
  
 WHEREAS, Broadcom denies that it (i) does now or has ever infringed any
Microtune or Microtune-LP patent or (ii) committed any act that would entitle Microtune or Microtune-LP, under the law of any jurisdiction anywhere in the world, to any of the relief Microtune or Microtune-LP is seeking in Microtune’s or
Microtune-LP’s Actions (as defined below) against Broadcom; 
  
 WHEREAS, Microtune, Microtune-LP, and Broadcom desire, subject to the terms and conditions in this Settlement Agreement, to resolve these legal disputes between them through the exchange of mutual releases, licenses and other valuable and
adequate consideration as described in this Settlement Agreement and that certain Patent License Agreement attached 

  

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hereto as Exhibit B (“Patent License Agreement”) and Business Agreement attached hereto as Exhibit C (“Business Agreement”)
between the parties, executed concurrently herewith; and 
  
 WHEREAS, Microtune, Microtune-LP and Broadcom desire that this Settlement Agreement is a full, final and fair resolution of the claims, defenses, counterclaims, allegations and complaints each has made in the Actions, and represents an
equitable balancing of their respective interests, all as more particularly described in and subject to the terms and conditions set forth in this Settlement Agreement; 
  
 NOW, THEREFORE, in consideration of the above recitals and the mutual covenants hereinafter contained, the parties agree as
follows: 
  
 ARTICLE I – DEFINITIONS 
  
 As used in this Settlement Agreement, the following terms shall have the
following meanings:  
  
 1.1 “Actions”
means the following legal actions, including all allegations, claims, counterclaims, defenses and declaratory relief actions made in the following actions, whether set for separate trial or otherwise: 
  
 (a) Microtune (Texas), L.P. v. Broadcom Corporation,
United States District Court for the Eastern District of Texas, Civil Action No. 4:01CV23; 
  
 (b) Broadcom Corporation v. Microtune (Texas), L.P., United States Court of Appeals for the Federal Circuit, Case Nos. 03-1620,
1621; 
  
 (c) Broadcom Corporation v.
Microtune, Inc., United States District Court for the Northern District of California, Case No. 3:03-CV-00337-MJJ; 
  
 (d) Microtune, Inc. v. Broadcom Corporation, United States District Court for the Western District of Texas, Civil Action No.
A-03-CA-189-JN; 
  
 (e) In the Matter of
Certain Power Amplifier Chips, Broadband Tuner Chips, Transceiver Chips and Products Containing Same, United States International Trade Commission (“ITC”), No. 337-TA-490 (the “ITC Action”); 
  
 (f) Broadcom Corporation v. Microtune (Texas), L.P.,
United States District Court for the Eastern District of Texas, Civil Action No. 4:03CV159; 
  
 (g) Broadcom Corporation v. Microtune, Inc., United States District Court for the Eastern District of Texas, Civil Action No.
4:04CV101; 
  

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 (h) Broadcom Corporation v. Microtune (Texas), L.P., United States Court of
Appeals for the Federal Circuit, Case Nos. 04-1338. 
  
 1.2
“Affiliate” shall have the meaning ascribed to such term in the Patent License Agreement. 
  
 1.3 “Bonds” means the supersedeas and supplemental supersedeas bonds dated September 2, 2003, and March 26, 2004, respectively, given by
Broadcom with Safeco Insurance Company of America as surety in Microtune (Texas) LP v. Broadcom Corporation, United States District Court for the Eastern District of Texas, Civil Action No. 4:01CV23. 
  
 1.4 “Broadcom Current Business Practices” means activities
of the type and nature conducted by Broadcom and its Subsidiaries prior to and as of the Effective Date, including the manner in which Broadcom and its Subsidiaries package, price, promote, market, sell and distribute their respective products.

  
 1.5 “Broadcom Released Patents” means all
“Broadcom Patents” as defined under the Patent License Agreement for which Broadcom or any of its Subsidiaries has, as of the Effective Date, ownership or other right to grant releases to Microtune of or within the scope granted herein
without requiring payment of royalties or other consideration by Broadcom or any of its Subsidiaries to a Third Party (except payments to a Third Party for inventions made by such Third Party while employed by Broadcom or any of its Subsidiaries).
The term “Broadcom Released Patents” includes all Patents asserted against Microtune or any Microtune Subsidiary in the Actions. 
  
 1.6 “Broadcom Released Product(s)” means any and all products of Broadcom and its Subsidiaries manufactured, sold or imported by Broadcom
or any of its Subsidiaries prior to the Effective Date. 
  
 1.7
“Effective Date” means the date on which all the conditions set forth in Article VI of this Settlement Agreement have been satisfied. 
  
 1.8 “Injunction” shall mean that permanent injunction dated August 25, 2003, in Microtune (Texas) LP v. Broadcom Corporation,
United States District Court for the Eastern District of Texas, Civil Action No. 4:01CV23. 
  
 1.9 “Microtune Released Patents” means all “Microtune Patents” as defined under the Patent License Agreement for which Microtune or any of its Subsidiaries (including Microtune-LP) has, as
of the Effective Date, ownership or other right to grant releases to Broadcom of or within the scope granted herein without requiring payment of royalties or other consideration by Microtune or any of its Subsidiaries to a Third Party (except
payments to a Third Party for inventions made by such Third Party while employed by Microtune or any of its Subsidiaries). The term “Microtune Released Patents” includes all Patents asserted against Broadcom or any Broadcom Subsidiary in
the Actions. 
  

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 1.10 “Microtune Released Product(s)” means any and all products of Microtune or its
Subsidiaries manufactured, sold or imported by Microtune or any of its Subsidiaries prior to the Effective Date. 
  
 1.11 “Patents” shall have the meaning ascribed to such term in the Patent License Agreement. 
  
 1.12 “Person” shall mean an individual, trust, corporation,
partnership, joint venture, limited liability company, association, unincorporated organization or other legal or governmental entity. 
  
 1.13 “Subsidiary” shall have the meaning ascribed to such term in the Patent License Agreement. 
  
 1.14 “Third Party” means a Person other than a party to this
Settlement Agreement or a Subsidiary of a party to this Settlement Agreement. 
  
 ARTICLE II – DISMISSALS AND RELEASES 
  
 2.1 Dismissals. In consideration of the mutual promises set forth herein and in the manner more particularly described in ARTICLE VI : 
  
 (a) Each of Broadcom, Microtune and Microtune-LP shall cause their respective counsel to execute and file
stipulations or joint motions, as appropriate, and proposed orders in the form set forth in Exhibit A-1 (Form of Dismissals) dismissing with prejudice all of their respective claims, affirmative defenses, counterclaims, and appeals in the Actions
and cooperate in proceeding with any and all other or additional procedures needed to dismiss with prejudice the Actions and to vacate any and all determinations entered in the ITC Action; 
  
 (b) Microtune-LP shall execute and deliver to Broadcom bond
releases for the Bonds, in the form set forth in Exhibit A-2 (Form of Bond Release); 
  
 (c) Broadcom and Microtune-LP shall cause their respective counsel to execute and file a joint motion with the United States District
Court for the Eastern District of Texas to vacate the Injunction in the form set forth in Exhibit A-3 (Form of Motion to Vacate Injunction) and shall cause to be executed and filed any additional filings, motions or petitions necessary to vacate the
Injunction; and 
  
 (d) Each of Broadcom,
Microtune and Microtune-LP shall cause their respective counsel to execute and file a joint motion for partial vacatur of the judgment in Civil Action No. 4:01cv23 in the form set forth in Exhibit A-4. In the event the district court declines to
vacate any or all portions of the money damages award, each of Broadcom, Microtune and Microtune-LP shall cause their respective counsel to execute and file a Satisfaction of Judgment in the form set forth in Exhibit A-4. 
  

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 2.2 Releases and Covenants by Microtune. In consideration of the mutual promises set forth herein
and in the manner more particularly described in ARTICLE VI : 
  
 (a) Release. Microtune, on behalf of itself and each of its Subsidiaries (including Microtune-LP), hereby fully and forever releases and discharges (and will cause its Subsidiaries to forever release and
discharge) Broadcom, its Subsidiaries and their respective predecessors (which are part of Broadcom or a Broadcom Subsidiary as of the Effective Date), employees, officers and directors and agents acting within the scope of their engagement with
Broadcom or its Subsidiaries (provided, that such employee, officer, director or agent does not assert a related claim against Microtune or any of its Subsidiaries) from and against any and all causes of action, actions, rights of action,
suits, affirmative defenses, judgments, liens, indebtedness, damages, losses, claims, liabilities, obligations, attorneys’ fees, costs, expenses and demands of every kind and character (each, a “Claim”) (i) which were or could
have been set forth in the pleadings at any time by Microtune or Microtune-LP in any one or more of the Actions or (ii) which otherwise accrued prior to the Effective Date or arises out of any act or alleged act done prior to the Effective Date,
whether known or unknown, suspected or unsuspected, disclosed or undisclosed, up to and as of the Effective Date, including infringement of any Patents owned by Microtune or any of its Subsidiaries as of the Effective Date, misappropriation of trade
secrets, unfair business practices or anticompetitive acts. 
  
 (b) Covenant not to Sue. Commencing on the Effective Date and terminating on the earliest of (i) four (4) years following the Effective Date, (ii) the Change of Control of either party (as “Change of
Control” is defined in the Patent License Agreement, but without regard to whether or not the Third Party involved in the respective transaction is an “Electronics Company” as defined in the Patent License Agreement), or (iii) the
date on which Article IV of the Business Agreement is terminated under Section 3.2(b) of the Business Agreement due to material breach by either party of the provisions of Business Agreement, as more particularly described therein, then: 

 
 (i) Microtune and its Subsidiaries (including
Microtune-LP) agree not to assert, and hereby release, any Claim (whether known or unknown, suspected or unsuspected, disclosed or undisclosed) that Broadcom Current Business Practices (including any such activities conducted after the Effective
Date) violate or breach the antitrust laws of the United States, or any unfair competition law, unfair business practices law, antitrust law or any similar law, decree, regulation, rule or the like of any jurisdiction or governmental authority
anywhere in the world; and 
  
 (ii) Microtune
shall neither bring nor cause to be brought, and will cause its Subsidiaries not to bring nor cause to be brought, and hereby releases, any action, suit, or proceeding against Broadcom or any of its Subsidiaries based upon or arising out of any
claim, liability or demand alleging that activities of the type and nature pled or alleged, or that could have been pled or alleged, by Microtune in any of the Actions, consisting of the manner in which Broadcom and its Subsidiaries package, price,
promote, market, sell and distribute their respective products, violate or breach the antitrust laws of the United States, or any unfair competition law, unfair business practices law, antitrust law or any similar law, decree, regulation, rule or
the like of any jurisdiction or governmental authority anywhere in the world. 
  

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 (c) Clarification With Respect to Microtune Statements to Government Agencies.
Microtune represents that, to its knowledge, neither it nor any of its Subsidiaries has made any statement or allegation to any governmental agency, authority, or other governmental entity prior to or on the Effective Date that any act or alleged
act of Broadcom or any Broadcom Subsidiary done prior to or on the Effective Date of this Settlement Agreement violated or breached any existing or proposed competition, unfair practice, antitrust law or any similar law, decree, regulation, rule or
the like of any jurisdiction or governmental authority anywhere in the world, other than statements made in connection with one or more of the Actions. If Microtune discovers that Microtune or any Microtune Subsidiary has made any such statement,
then Microtune or any Microtune Subsidiary, as applicable, agrees to take all reasonable and lawful actions within fifteen (15) days after the discovery thereof (i) to inform any such agency, authority, or entity that Broadcom and Microtune have
resolved their disputes with respect to any such acts or alleged acts, and (ii) to inform any such agency, authority, or entity that the settlement resolves Microtune’s and its Subsidiaries’ complaints regarding Broadcom’s and its
Subsidiaries’ prior conduct and that further proceedings are not necessary. The filing of the dismissals under Section 2.1 shall be sufficient to satisfy such obligation with respect to any such statements made to the courts in the Actions. To
the extent permitted by law, Microtune and its Subsidiaries will, during the one (1) year period after the Effective Date, advise Broadcom promptly if Microtune or its Subsidiary receives any written request or demand from any governmental agency,
authority or entity which names Broadcom or a Broadcom Subsidiary or would require the disclosure of any information regarding Broadcom or a Broadcom Subsidiary in any response. Microtune and its Subsidiaries will not provide any further input on
such claims or any similar claims, except to the extent compelled by governmental authority. 
  
 2.3 Releases and Covenants by Broadcom. 
  
 (a) Releases. Broadcom, on behalf of itself and each of its Subsidiaries (including Broadcom International), hereby fully and
forever releases and discharges (and will cause its Subsidiaries to forever release and discharge) Microtune, its Subsidiaries and their respective predecessors (which are part of Microtune or a Microtune Subsidiary as of the Effective Date),
employees, officers and directors and agents acting within the scope of their engagement with Microtune or its Subsidiaries (provided, that such employee, officer, director or agent does not assert a related claim against Broadcom or any of
its Subsidiaries) from and against any and all causes of action, actions, rights of action, suits, affirmative defenses, judgments, liens, indebtedness, damages, losses, claims, liabilities, obligations, attorneys’ fees, costs, expenses and
demands of every kind and character (i) which were or could have been set forth in the pleadings at any time by Broadcom or Broadcom International in any one or more of the Actions or (ii) which otherwise accrued prior to the Effective Date or
arises out of any act or alleged act done prior to the Effective Date, whether known or unknown, suspected or unsuspected, disclosed or undisclosed, up to and as of the Effective Date, including infringement of any Patents owned by Broadcom or any
of its Subsidiaries as of the Effective Date, misappropriation of trade secrets, unfair business practices or anticompetitive acts. 
  
 (b) Clarification With Respect to Broadcom Statements to Government Agencies. Broadcom represents that, to its knowledge, neither
it nor any of its Subsidiaries has made any 

  

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statement or allegation to any governmental agency, authority, or other governmental entity prior to or on the Effective Date that any act or alleged act of
Microtune or any Microtune Subsidiary done prior to or on the Effective Date of this Settlement Agreement violated or breached any existing or proposed competition, unfair practice, antitrust law or any similar law, decree, regulation, rule or the
like of any jurisdiction or governmental authority anywhere in the world, other than statements made in connection with one or more of the Actions. If Broadcom discovers that Broadcom or any Broadcom Subsidiary has made any such statement, then
Broadcom or any Broadcom Subsidiary, as applicable, agrees to take all reasonable and lawful actions within fifteen (15) days after the discovery thereof (i) to inform any such agency, authority, or entity that Broadcom and Microtune have resolved
their disputes with respect to any such acts or alleged acts, and (ii) to inform any such agency, authority, or entity that the settlement resolves Broadcom’s and its Subsidiaries’ complaints regarding Microtune’s and its
Subsidiaries’ prior conduct and that further proceedings are not necessary. The filing of the dismissals under Section 2.1 shall be sufficient to satisfy such obligation with respect to any such statements made to the courts in the Actions. To
the extent permitted by law, Broadcom and its Subsidiaries will, during the one (1) year period after the Effective Date, advise Microtune promptly if Broadcom or its Subsidiary receives any written request or demand from any governmental agency,
authority or entity which names Microtune or a Microtune Subsidiary or would require the disclosure of any information regarding Microtune or a Microtune Subsidiary in any response. Broadcom and its Subsidiaries will not provide any further input on
such claims or any similar claims, except to the extent compelled by governmental authority. 

  
 2.4 Broadcom Released Products. Microtune, on behalf of itself and each of its Subsidiaries (including Microtune-LP), hereby fully and forever
releases and discharges (and will cause its Subsidiaries to forever release and discharge) Broadcom’s and its Subsidiaries’ direct and indirect manufacturers, suppliers, distributors, dealers, resellers, customers, and users from and
against any and all claims or liabilities for infringement (direct, induced, indirect or contributory) known and unknown, suspected and unsuspected, disclosed and undisclosed, of any Microtune Released Patents by any Broadcom Released Products (but
only with respect to such Broadcom Released Products and not with respect to such Broadcom Released Products in combination with any third party component) that were manufactured by or for or sold by (consistent with the limitations described in
Sections 2.3(c) and (d) of the Patent License Agreement) Broadcom or any of its Subsidiaries prior to the Effective Date, solely to the extent that such Broadcom Released Product would have been licensed under the Patent License Agreement if the
definition of Broadcom Released Product had been substituted for “Broadcom Licensed Product” under the Patent License Agreement and the respective Broadcom Released Product had been manufactured and sold after the Effective Date of the
Patent License Agreement. 
  
 2.5 Microtune Released
Products. Broadcom, on behalf of itself and each of its Subsidiaries (including Broadcom International), hereby fully and forever releases and discharges (and will cause its Subsidiaries to forever release and discharge) Microtune’s and its
Subsidiaries’ direct and indirect manufacturers, suppliers, distributors, dealers, resellers, customers, and users from and against any and all claims or liabilities for infringement (direct, induced, indirect or contributory) known and
unknown, suspected and unsuspected, disclosed and undisclosed, of any Broadcom Released Patents 

  

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by any Microtune Released Products (but only with respect to such Microtune Released Products and not with respect to such Microtune Released Products in
combination with any third party component) that were manufactured by or for or sold by (consistent with the limitations described in Sections 2.3(c) and (d) of the Patent License Agreement) Microtune or any of its Subsidiaries prior to the
Effective Date, solely to the extent that such Microtune Released Product would have been licensed under the Patent License Agreement if the definition of Microtune Released Product had been substituted for “Microtune Licensed Product”
under the Patent License Agreement and the respective Microtune Released Product had been manufactured and sold after the Effective Date of the Patent License Agreement. 
  
 2.6 No Admission. The parties agree that the settlement of the Actions is intended solely as a compromise of disputed
claims, counterclaims and defenses, all as more particularly described in this Settlement Agreement. Neither the fact of a party’s entry into this Settlement Agreement nor the terms hereof nor any acts undertaken pursuant hereto shall
constitute an admission or concession by any party relating to any Action regarding liability or the validity of any claim, counterclaim, or defense in the Actions. 
  
 2.7 Final Dismissal. The parties acknowledge and agree that this Settlement Agreement is enforceable according to its
terms with respect to final dismissal with prejudice of all claims in the Actions. 
  
 2.8 Costs and Expenses. The parties agree that they shall bear their own costs and attorneys’ fees relating to the Actions. 
  
 2.9 Complete Settlement. The parties agree that this Settlement Agreement is a full and complete settlement of the
rights and liabilities of the parties in connection with the claims released in this Settlement Agreement. This Settlement Agreement constitutes a full and complete defense to, and may be used to obtain an injunction against, any action, suit,
claim, or other proceeding of any type, which may be prosecuted, initiated or attempted in violation of the terms hereof. Each of the parties and each of their Subsidiaries shall be entitled to receive its reasonable attorneys’ fees and other
related legal expenses incurred in defending against any suit, action or claim brought or attempted in violation of the terms of this Settlement Agreement. 
  
 2.10 Exclusions from Scope of Release. Nothing in this Settlement Agreement, including the releases set forth herein, shall be construed to release
any party or its Subsidiaries from their representations and obligations under this Settlement Agreement, the Patent License Agreement or the Business Agreement and shall not prohibit any party or its Subsidiaries from bringing an action or
proceeding against the other for breach of this Settlement Agreement, the Patent License Agreement or the Business Agreement. 
  

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 ARTICLE III – REEXAMINATION 
  
 3.1 No Assistance. Broadcom and its Subsidiaries agree that it and they will not after the Effective Date:

  
 (a) take, after the Effective Date, any
further active role in the reexamination of U.S. Patent No. 5,727,035 (the “035 Patent”) currently pending in the United States Patent and Trademark Office (“USPTO”) except as required by law; or 
  
 (b) respond to any inquiries from the USPTO with respect to
such reexamination of the ‘035 Patent, except as required by law; or 
  
 (c) materially assist any Third Party in challenging the validity or enforceability of the ‘035 Patent or responding to any inquiry from the USPTO with respect to any such Third Party reexamination of the
‘035 Patent, except as required by law. 
  
 Broadcom and its
Subsidiaries will be relieved of its obligations under this ARTICLE III (and this Article III shall terminate) in the event of any assertion of the ‘035 Patent against Broadcom or any of its Subsidiaries with respect to any product or activity
outside the scope of the license granted by Microtune to Broadcom under the Patent License Agreement for any reason. In such event, Microtune and it Subsidiaries agree (and agree to stipulate in any subsequent suit or proceeding regarding the
‘035 Patent) that Broadcom and its Subsidiaries shall have the right to challenge the validity and enforceability of the ‘035 Patent on any grounds that are not identical to those litigated in Civil Action No. 4:01cv23 (such as prior art
references different than those used to challenge validity or enforceability in Civil Action No. 4:01cv23) and such right to challenge validity or enforceability on different grounds shall not be restricted or limited in any way by contract, laches,
waiver, res judicata, collateral estoppel or in any other way arising out of or relating to the Actions, the dismissal and settlement thereof, this Agreement or the Patent License Agreement. Nothing in this Section 3.1 shall be construed as
conveying any right by implication or otherwise to a Third Party, or constituting a waiver by or limitation on Microtune of any right to assert or reference the judgment received by Microtune in Civil Action No. 4:01cv23 against any Third Party.

  
 ARTICLE IV – IMMUNITY AGREEMENTS 
  
 4.1 Microtune or its Subsidiaries have entered into certain agreements to
collect royalties from Broadcom customers with respect to certain Broadcom products (each such agreement an “Immunity Agreement”). 
  
 4.2 Microtune or its Subsidiaries may retain royalties or other amounts paid to Microtune or its Subsidiaries prior to April 30, 2004 under its Immunity
Agreements with [***]. Microtune and its Subsidiaries (including Microtune-LP) shall forego any future royalties or other payments under any Immunity Agreement and shall return any royalties or other payments paid to Microtune or its Subsidiaries
under such Immunity Agreements after April 30, 2004 within five (5) days of receipt 

  

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thereof (or five (5) days after the Effective Date for any such payments received prior to the Effective Date and after April 30, 2004). 
  
 4.3 Microtune hereby agrees to send written notices within five (5) days of
the Effective Date to each Third Party with which Microtune or any Subsidiary has an Immunity Agreement that remains in effect as of the Effective Date stating that no further payments are required under the applicable Immunity Agreement. Microtune
agrees that any amounts paid under such Immunity Agreements to Microtune after April 30, 2004 will be returned. 
  
 4.4 Notwithstanding anything to the contrary in this Settlement Agreement, Broadcom may disclose Microtune’s and its Subsidiaries’ obligations
under this ARTICLE IV to any Person that has entered into an Immunity Agreement. 
  
 ARTICLE V – PAYMENT 
  
 In consideration of the releases and dismissals by Microtune of claims against Broadcom for past damages set forth herein, Broadcom and/or Broadcom International (as allocated among themselves in their sole discretion) shall pay to
Microtune the total sum of twenty-two million five hundred thousand dollars in United States currency (US $22,500,000) in the manner described in Section 6.3(b). Broadcom and Broadcom International shall initiate a wire transfer of such monies on
Monday, June 14, 2004 before noon Pacific time, and cause such monies to be delivered to the attorney for Microtune as required by Section 6.3(b) not later than 6:00 PM Pacific Time on Tuesday, June 15, 2004. Broadcom and Broadcom International
shall be jointly and severally liable for such amount. Such payment set forth in this Article V shall be Broadcom’s and its Subsidiaries’ sole payment obligation to Microtune, and Microtune’s and its Subsidiaries’ sole
remuneration from Broadcom, under this Settlement Agreement. 
  
 ARTICLE VI – CONDITIONS 
  
 This Article VI
and Sections 7.1, 7.3(a), 7.4 (except to the extent required to enforce this Agreement), 7.5, 7.7, 7.8 (but only with respect to the enforcement of this Agreement), 7.10, 7.11, 7.12, 7.13, 7.14, 7.15, 7.16 and 7.17 shall be fully effective as of the
Execution Date. The remaining provisions of this Agreement shall become fully effective upon the Effective Date. Each party to this Settlement Agreement agrees to perform all acts and to cause its Subsidiaries to perform such acts, and execute and
deliver and cause its Subsidiaries to execute and deliver any further documents (including the Patent License Agreement and Business Agreement), that may be reasonably necessary to satisfy the conditions set forth in this Article VI and to
consummate and make fully effective the dismissals and settlement set forth in this Settlement Agreement, the Patent License Agreement and Business Agreement as further described below in Sections 6.1, 6.2, 6.3 and 6.4. 
  
 6.1 Microtune and Microtune LP Conditions. The effectiveness of the
releases from Broadcom described in Sections 2.3 and 2.5, the obligations of Broadcom under Article III, and the 

  

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obligation of Broadcom to make the payment described in ARTICLE V are conditioned upon the actual delivery by Microtune of the dismissals, motions and
petitions (the forms of which are attached as Exhibits A-1 through A-4) properly executed by Microtune and/or Microtune-LP’s appropriate attorney(s), as applicable, the bond release for the Bonds (the form of which is attached as Exhibit A-2)
properly notarized and executed by Microtune and Microtune-LP, and a properly executed counterpart of the Patent License Agreement and the Business Agreement executed by Microtune and/or Microtune-LP, as applicable, to Alan Albright and/or Elisabeth
Eisner or such other Gray Cary Ware & Freidenrich partner as Mr. Albright may designate (the “attorney for Microtune”). Microtune and Microtune-LP agree to execute and deliver to the attorney for Microtune, and to cause their
appropriate attorneys to execute, all in the manner described in Section 6.2, such dismissals, bond releases for the Bonds, motions and petitions (in originals where possible or by facsimile if necessary) and to deliver executed counterparts to the
attorney for Microtune (in originals where possible or by facsimile if necessary) on the Execution Date. For all facsimile copies, Microtune and Microtune-LP will cause original executed copies to be delivered to the attorney for Microtune by
overnight courier for delivery no later than Tuesday, June 15, 2004 before noon Pacific Time. All originals will be executed in duplicate. 
  
 6.2 Microtune and Microtune LP Instructions. Microtune and Microtune LP each hereby irrevocably instructs the attorney for Microtune: 

 
 (a) to hold the dismissals, bond releases, motions,
petitions and executed counterparts of the Patent License Agreement and the Business Agreement from Microtune and Microtune-LP in trust, and to release such executed counterparts and such dismissals, bond releases, motions and petitions to Broadcom
for filing (except as described in subparagraph (d) below) only after: 
  
 (i) such counsel has received written notice from counsel for Broadcom that the Broadcom conditions described in Section 6.3 have been satisfied, 
  
 (ii) such counsel has received the payment described in ARTICLE V ; and 
  
 (b) to provide Ron E. Shulman and/or Michael Murphy or such
other Wilson Sonsini Goodrich & Rosati partner as Mr. Shulman may designate (the “attorney for Broadcom”), with: (i) written notice (which may be by email, at the email address set forth in Section 7.7) that Microtune and
Microtune LP have made all the deliveries described in Section 6.1 (either in original or facsimile form), promptly upon receipt of same, and (ii) written notice (which may be by email, at the email address set forth in Section 7.7) that
Microtune and Microtune LP have made all the deliveries described in Section 6.1 (in original form), promptly upon receipt of same; and 
  
 (c) to hold amounts paid by Broadcom pursuant to ARTICLE V in trust, and to release such amount to Microtune only after such counsel has
delivered written notice (which may be by email, at the email address set forth in Section 7.7) to counsel for Broadcom pursuant to Section 6.2(b)(ii), received written notice (which may be by email, at the email address set forth in
Section 7.7) from counsel for Broadcom pursuant to Section 6.4(b)(ii) and released the signed 

  

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original dismissals, bond releases, motions, petitions and executed counterparts to Broadcom as described in Section 6.2(a) above. 
  
 (d) Notwithstanding the instructions to file described in
subparagraph (a) above, the satisfaction of judgment (in the form attached as Exhibit A-4) shall be held and filed only as described in Section 2.1(d) and only if the other conditions described above have been satisfied. 
  
 6.3 Broadcom Conditions. The effectiveness of the releases from
Microtune described in Section 2.2 and 2.4 are conditioned upon satisfaction of all of the following: 
  
 (a) the actual delivery by Broadcom of the dismissals, motions and petitions (the forms of which are attached as Exhibits A-1 through A-4)
properly executed by Broadcom and/or Broadcom’s appropriate attorney(s), as applicable, and a properly executed counterpart of the Patent License Agreement and the Business Agreement executed by Broadcom and Broadcom International, as
applicable, to the attorney for Broadcom. Broadcom and Broadcom International agree to execute and deliver to the attorney for Broadcom, and to cause their appropriate attorneys to execute, all in the manner described in Section 6.4, such
dismissals, motions and petitions (in originals where possible or by facsimile if necessary) within one (1) day after the Effective Date (in originals where possible or by facsimile if necessary) and to deliver executed counterparts to the attorney
for Broadcom (in originals where possible or by facsimile if necessary) on the Execution Date. For all facsimile copies, Broadcom and Broadcom International will cause original executed copies to be delivered to the attorney for Broadcom by
overnight courier for delivery no later than Tuesday, June 15, 2004 before noon Pacific Time. All originals will be executed in duplicate; 
  
 (b) the actual delivery by Broadcom of the payment amount described in ARTICLE V to the attorney for Microtune by wire transfer, after
Broadcom has received written notice (which may be by email, at the email address set forth in Section 7.7) from the attorney for Microtune under Section 6.2(b)(i) that Microtune and Microtune LP have made all the deliveries described in Section
6.1, as follows: 
  
 Wire Transfer in U.S. funds to: 

 
 [***] 
  

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 6.4 Broadcom and Broadcom International Instructions. Broadcom and Broadcom International each
hereby irrevocably instructs the attorney for Broadcom: 
  
 (a) to hold dismissals, motions, petitions and executed counterparts of the Patent License Agreement and the Business Agreement from Broadcom in trust, and to release such executed counterparts and such dismissals,
motions and petitions to Microtune for filing (except as described in this subparagraph (a)) only after the attorney for Broadcom has received written notice (which may be by email, at the email address set forth in Section 7.7) from the
attorney for Microtune under Section 6.2(b)(ii) that the Microtune conditions described in Section 6.1 have been satisfied. Notwithstanding the instructions to file described in this subparagraph (a), the satisfaction of judgment (in the form
attached as Exhibit A-4) shall be held and filed only as described in Section 2.1(d) and only if the other conditions described above have been satisfied. 
  
 (b) to provide the attorney for Microtune with: (i) written notice (which may be by email, at the email address set forth in Section
7.7) that Broadcom has made all the deliveries described in Section 6.3(a) (either in original or facsimile form), promptly upon receipt of same; and (ii) written notice (which may be by email, at the email address set forth in Section
7.7) that Broadcom and Broadcom International have made all the deliveries described in Section 6.3(a) (in original form), promptly upon receipt of same. 
  
 ARTICLE VII – MISCELLANEOUS PROVISIONS 
  
 7.1 Remedies for Breach. In the event of a breach of this Settlement Agreement, the non-defaulting party shall have all rights and remedies
available to it at law or equity. 
  
 7.2 Escalation
Procedure. 
  
 (a) Notwithstanding the
provisions of Section 7.1 of this Agreement, for a period of three (3) years after the Effective Date, the parties desire and agree that neither party nor any of its Subsidiaries shall file any suit, action or proceeding in any court or
administrative enforcement agency (including the International Trade Commission) (each, a “Suit”) against the other party or any of its Subsidiaries until the provisions of this Section 7.2 shall have first been exhausted. 
  
 (i) Except as described in the next sentence, before either
party or any of its Subsidiaries may bring any Suit for breach of this Agreement or the Business Agreement or bring any other Suit (except as otherwise expressly set forth in Section 7.2(b) of this Settlement Agreement or Section 4.3(b) of the
Patent License Agreement) against the other party or any of its Subsidiaries, whether for breach of contract, tort or otherwise and whether under this Agreement or the Business Agreement or otherwise, such party (referred to for convenience as the
“notifying party”) shall notify the other party (referred to for convenience as the “receiving party”) in writing of 

  

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the nature of the dispute or grievance which is the subject matter of the escalation, specifying such dispute in reasonable detail. The provisions of this
Section 7.2 do not apply to a breach of Broadcom’s obligations to pay royalties under the Patent License Agreement, which is governed by the provisions of Section 4.3 of the Patent License Agreement; and the provisions of this Section 7.2 do
not apply to a Suit for patent infringement or trade secret misappropriation brought be either party against the other party or any of its Subsidiaries, which is governed by the provisions of Section 7.2(b) below. 
  
 (ii) A senior executive (of at least the Vice President
level) of each party with authority to resolve the dispute will meet (in person, unless otherwise agreed) within ten (10) days of the delivery of such written notice requesting dispute resolution, with the task of endeavoring to resolve the dispute.

  
 (iii) In the event (i) the officers specified
in (ii) above are unable to reach resolution of the dispute at such meeting (no later than ten (10) days of the delivery of such written notice), then the chief executive officer of each party will meet (telephonically, unless otherwise agreed)
within twenty (20) days of the delivery of the initial written notice requesting dispute resolution, with the task of endeavoring to resolve the dispute. 
  
 (iv) The failure of the executive officers described above to reach an agreeable resolution of the dispute through good faith discussions
in such meeting will satisfy the parties’ obligation to escalate disputes under this Section 7.2 and, in such event, the notifying party may file Suit without further restriction by this Section 7.2. 
  
 (b) For a period of three (3) years after the Effective
Date, neither party will bring a Suit against the other alleging patent infringement (including before the International Trade Commission) or trade secret misappropriation unless and until the filing of such Suit shall have been approved by the
chief executive officer of the party bringing the complaint. It is understood, however, that neither party shall be required to provide notice or escalate patent infringement or trade secret misappropriation as described in Section 7.2(a) prior to
bringing Suit (including before the International Trade Commission). 
  
 (c) Notwithstanding Sections 7.2(a) and 7.2(b), each party and each of its Subsidiaries shall have the right to apply to any court of competent jurisdiction for a temporary restraining order, preliminary injunction,
or other interim or conservatory relief, as reasonably necessary, without breach of, or restriction or limitation by, this Section 7.2. 
  
 (d) This Section 7.2 shall not be construed as restricting or limiting either party’s ability to immediately assert a license or
other defense in any litigation or other proceeding against such party, such party’s Subsidiaries, or its or their products or the resellers, distributors or customers of such products, regardless of jurisdiction or venue. 
  

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 (e) This Section 7.2 shall terminate in its entirety three (3) years after the Effective
Date. 
  
 7.3 Representations and Warranties. 

 
 (a) Each of the parties hereto represents and warrants
that it has the power and authority to enter into this Settlement Agreement, to perform all of its duties and obligations under this Settlement Agreement and to grant all releases granted by such party under this Settlement Agreement. 
  
 (b) Microtune and Microtune-LP each represent and warrant to
Broadcom that (i) Microtune or Microtune-LP owns the Patent asserted against Broadcom in the Actions and has the right to grant releases with respect to such Patent of the full scope set forth herein; (ii) Microtune or its Subsidiaries has the right
to grant releases of the full scope set forth herein with respect to all Microtune Released Patents owned by Microtune or any of its Subsidiaries (including Microtune-LP) as of the Effective Date; (iii) no payment to any Third Party (except payments
to a Third Party for inventions made by such Third Party while employed by Microtune or any of its Subsidiaries) is required for the releases granted with respect to Microtune Released Patents owned by Microtune or any of its Subsidiaries (including
Microtune-LP) as of the Effective Date; (iv) neither Microtune nor any of its Subsidiaries (including Microtune-LP) has any Affiliate (other than Microtune or its Subsidiaries under this Settlement Agreement) who owns any Patents as of the Effective
Date; (v) neither Microtune nor any of its Subsidiaries (including Microtune-LP) has entered into any agreement or arrangement on or prior to the Effective Date under which it assigns ownership of any Patents into a holding company or other Person
for enforcement and licensing of such Patents (other than Microtune or its Subsidiaries under this Settlement Agreement); and (vi) neither it nor its Subsidiaries has assigned ownership of any Patents to a Third Party in the one (1) year period
prior to the Effective Date or assigned any rights to any causes of action, damages or other remedies, or claims, counterclaims or defenses, relating to the Actions. 
  
 (c) Broadcom and Broadcom International each represent and warrant to Microtune and Microtune-LP that (i)
Broadcom owns the Patents asserted against Microtune in the Actions and has the right to grant releases with respect to such Patents of the full scope set forth herein; (ii) Broadcom or its Subsidiaries has the right to grant releases of the full
scope set forth herein with respect to all Broadcom Released Patents owned by Broadcom or any of its Subsidiaries as of the Effective Date; (iii) no payment to any Third Party (except payments to a Third Party for inventions made by such Third Party
while employed by Broadcom or any of its Subsidiaries) is required for the releases granted with respect to Broadcom Released Patents owned by Broadcom or any of its Subsidiaries as of the Effective Date; (iv) neither Broadcom nor any of its
Subsidiaries has any Affiliate (other than Broadcom or its Subsidiaries under this Settlement Agreement) who owns any Patents as of the Effective Date; (v) neither Broadcom nor any of its Subsidiaries has entered into any agreement or arrangement on
or prior to the Effective Date under which it assigns ownership of any Patents into a holding company or other Person for enforcement and licensing of such Patents (other than Broadcom or its Subsidiaries under this Settlement Agreement); and (vi)
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Subsidiaries has assigned ownership of any Patents to a Third Party in the one (1) year period prior to the Effective Date or assigned any rights to any
causes of action, damages or other remedies, or claims, counterclaims or defenses, relating to the Actions. 
  
 (d) Nothing contained in this Settlement Agreement shall be construed as: 
  
 (i) a warranty or representation by any party as to the validity or scope of any of its Patents; 

 
 (ii) a warranty or representation by any party that any
manufacture, sale, use or other disposition of products by any other party has been or will be free from infringement of any Patents; 
  
 (iii) an agreement by any party to bring or prosecute actions or suits against any Third Party for infringement, or conferring any right
to any other party to bring or prosecute actions or suits against any Third Party for infringement; 
  
 (iv) conferring upon any party or its Subsidiaries any right to include in advertising, packaging or other commercial activities related
to any product, any reference to another party (or any of its Subsidiaries), its trade names, trademarks or service marks in a manner which would be likely to cause confusion or to indicate that such product is in any way certified by any other
party or its Subsidiaries; 
  
 (v) conferring by
implication, estoppel or otherwise, upon any party, any right or license under any Patent or other intellectual property right; or 
  
 (vi) an obligation to furnish any technical information, copyrights, mask works or know-how, or any tangible embodiments thereof.

  
 7.4 Confidentiality of Terms. No party shall disclose
the terms of this Settlement Agreement, or information relating to this Settlement Agreement, without the prior written consent of the other party except: 
  
 (a) to Subsidiaries of the parties in confidence; 
  
 (b) with the prior written consent of the other party, at such other party’s sole discretion;

  
 (c) to any governmental body having
jurisdiction and specifically requiring such disclosure (in confidence to the extent allowed); 
  
 (d) in response to a valid subpoena or as otherwise may be required by law (in confidence to the extent allowed); 
  

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 (e) as otherwise may be required by law or legal process (including legal requirements
and regulations of the U.S. Securities and Exchange Commission and rules of NASDAQ), as determined by such party based on advice and counsel from such party’s outside securities counsel that such disclosure is advisable under such law or legal
process; 
  
 (f) as set forth in the mutually
agreed press release set forth in Exhibit D(Press Release), provided that no further press releases or publicity regarding this Settlement Agreement shall be made by any party, except as otherwise required by law or legal process or as otherwise
authorized by this Settlement Agreement or other agreement between the parties; 
  
 (g) to state (i) that a party and its Subsidiaries have settled with the other party, and (ii) any information that is included within the
press release described above, or in requirements and (iii) any information that is included within filings made pursuant to the regulations of the U.S. Securities and Exchange Commission and rules of NASDAQ, as permitted under Section 7.4(e), but
only to shareholders, analysts and other interested parties, 
  
 (h) any other information disclosed by a party or its “Licensed Subsidiaries” (as defined under the Patent License Agreement) for bona fide business reasons regarding the release such party has
received for its Released Products (other than the financial terms), which information is included within the scope of a nondisclosure agreement executed by the recipient of such information, 
  
 (i) to a party’s or its Subsidiaries’ accountants,
legal counsel and other financial and legal advisors in their capacity of advising a party in such matters, subject to obligations of confidentiality and/or other legal duties preventing disclosure consistent with this Section 7.4; 
  
 (j) if a party is required to do so by a subpoena (or other
legal process) or court order seeking disclosure of the terms set forth in this Settlement Agreement, such party or Subsidiary shall, before responding thereto, provide the other parties with prior written notice of such subpoena, legal process,
order or legal requirement in sufficient time (if reasonably feasible) to permit the other parties the opportunity to object (or, if the timing of such litigation makes advance notice impracticable, such notice is provided within ten (10) days after
such disclosure), to seek a court-entered protective order or comparable court-ordered restriction, and shall reasonably cooperate with the other party in its efforts to obtain such protective order and provided further that, the disclosing party
shall seek to have the disclosure of such terms and conditions restricted, as authorized or permitted by the court, in the same manner as is the confidential information of other litigating Persons; and 
  
 (k) to a Third Party in connection with a potential merger
or acquisition by, of or with the party, or any other potential change of control of a party, provided that such disclosure shall (i) be on a strictly limited, need-to-know basis, (ii) when the party believes that such transaction is reasonably
likely to take place, and (iii) on terms applicable to other highly confidential information disclosed by such party in connection with such transaction provided such terms prohibit disclosure, 

  

 [***] CONFIDENTIAL TREATMENT REQUESTED BY MICROTUNE, INC. 
  
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prohibit use for any purpose other than as required for due diligence in connection with the potential transaction and provide for reasonable care;

  
 provided, however, that prior to any such disclosure pursuant to paragraphs
(c) and/or (d) hereof, the party seeking disclosure shall provide reasonable advance written notice to the other parties, and cooperate with the other parties and take all reasonable actions in an effort to minimize the nature and extent of such
disclosure. In addition, attached hereto as Exhibit E is Microtune’s initial disclosure with the U.S. Securities and Exchange Commission of the transaction contemplated under this Settlement Agreement, and Broadcom agrees that such
initial disclosure (or any similar initial disclosure determined by Microtune to be advisable based on advice and counsel from Microtune’s outside securities counsel) is a permitted disclosure under this Agreement. 
  
 Notwithstanding any provision to the contrary herein, any party and any of its Subsidiaries
is permitted to file this Settlement Agreement under seal with and disclose under seal this Settlement Agreement, in whole or in part, and information relating to this Settlement Agreement to a court, tribunal or government agency of competent
jurisdiction in an action or proceeding brought by or against a party or a Subsidiary of a party when reasonably necessary for such action or proceeding, subject to written notice to the other party and an opportunity to obtain a protective order or
other restriction as described in Section 7.4(j). 
  
 7.5
Representation. Each party hereby declares and represents that it is executing this Settlement Agreement after consultation with its own independent legal counsel. 
  
 7.6 Further Acts. Each party to this Settlement Agreement agrees to perform any further acts and to cause its
Subsidiaries to perform such further acts, and execute and deliver and to cause its Subsidiaries to execute and deliver any further documents that may be reasonably necessary to carry out the provisions of this Settlement Agreement. 
  
 7.7 Notices. All notices required or permitted to be given hereunder
shall be in writing and shall be by personal delivery, or if dispatched by confirmed facsimile, prepaid air courier or by registered or certified airmail, postage prepaid, addressed as follows: 
  

			
	 If to Microtune:
	  	 Microtune, Inc.
 2201 10th Street
 Plano, Texas 75074
 Attn: General Counsel
 Telephone: 972.673.1600
 Fax: 972.673.1602

  

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	 With copy to:
	  	 Alan Albright, Esq.
 Gray Cary Ware & Freidenrich
LLP
 1221 S. MoPac Expressway
 Suite 400
 Austin, TX 78746
 Telephone: 512.457.7121
 Fax: 512.457.7001

		
	 	  	 Elisabeth Eisner, Esq.
 Gray Cary Ware &
Freidenrich LLP
 4365 Executive Drive, Suite 1100
 San Diego, CA
92121-2133
 Telephone: 858.677.1484
 Fax: 858.677.1477

email: eeisner@graycary.com

		
	 If to Broadcom:
	  	 Vice President of Business Affairs and General Counsel
 Broadcom Corporation
 16215 Alton Parkway
 Irvine,
California 92618
 Telephone: 949-450-8700
 Fax: (949)
450-0504

		
	 With copy to:
	  	 Ron E. Shulman, Esq.
 Wilson Sonsini Goodrich and
Rosati
 650 Page Mill Road
 Palo Alto, California
94304-1050
 Telephone: 650-496-4083
 Fax: 650
493-6811

		
	 	  	 Michael Murphy, Esq.
 Wilson Sonsini Goodrich and
Rosati
 650 Page Mill Road
 Palo Alto, California
94304-1050
 Telephone: 650-320-4826
 Fax: 650 493-6811

email: mmurphy@wsgr.com

  
 Notices shall be
deemed given upon personal delivery, five (5) days after deposit in the mail, confirmation of facsimile or upon acknowledgment of receipt, or, if delivery is not accomplished by reason of some fault of the addressee, when tendered for delivery. Any
party may give written notice of a change of address and, after notice of such change has been 

  

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received, any notice or request shall thereafter be given to such party as above provided at such changed address. 
  
 7.8 Governing Law. This Settlement Agreement and matters connected
with the performance thereof shall be construed, interpreted, applied and governed in all respects in accordance with the laws of the United States of America and the State of New York, without reference to conflict of laws principles. 

 
 7.9 Jurisdiction; Waiver. Microtune and Broadcom agree (i) that all
disputes and litigation regarding this Settlement Agreement and matters connected with its performance be subject to the exclusive jurisdiction of the federal courts located in Houston, Texas, and (ii) to submit any disputes, matters of
interpretation, or enforcement actions arising with respect to the subject matter of this Settlement Agreement exclusively to these courts. The parties hereby waive any challenge to the jurisdiction or venue of these courts over these matters. This
Section 7.9 shall not be construed as restricting or limiting either party’s ability to immediately assert a license or other defense in any litigation or other proceeding against such party, such party’s Subsidiaries, or its or their
products or the resellers, distributors or customers of such products, regardless of jurisdiction or venue. 
  
 7.10 Severability. If any provision of this Settlement Agreement is held to be illegal or unenforceable, such provision shall be limited or
eliminated to the minimum extent necessary so that the remainder of this Settlement Agreement will continue in full force and effect and be enforceable. The parties agree to negotiate in good faith an enforceable substitute provision for any invalid
or unenforceable provision that most nearly achieves the intent and effect of such provision. 
  
 7.11 Entire Agreement. This Settlement Agreement is being executed and delivered contemporaneously with the Patent License Agreement and the Business Agreement, which together embody the entire understanding of
the parties with respect to the subject matter hereof and thereof, and merges all prior discussions and agreements (written or oral) between them, and none of the parties shall be bound by any conditions, definitions, warranties, understandings, or
representations with respect to the subject matter hereof and thereof other than as expressly provided herein and therein. No oral explanation or oral information by any party hereto shall alter the meaning or interpretation of this Settlement
Agreement. This Settlement Agreement, the Patent License Agreement and the Business Agreement are independent agreements that shall be governed and construed according to their own terms and a breach or default under any one such agreement shall not
be considered a breach or default under any of the other agreements. 
  
 7.12 Modification; Waiver. No modification or amendment to this Settlement Agreement will be effective unless it is in writing and executed by authorized representatives of the parties, nor will any waiver of any rights, will be
effective unless assented to in writing by the party to be charged, and the waiver of any breach or default will not constitute a waiver of any other right hereunder or any subsequent breach or default. 
  

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 -20- 

 7.13 Construction. Any rule of construction to the effect that ambiguities are to be resolved
against the drafting party will not be applied in the construction or interpretation of this Settlement Agreement. As used in this Settlement Agreement, the words “include” and “including,” “for example”, “such
as” and variations thereof, will not be deemed to be terms of limitation, but rather will be deemed to be followed by the words “without limitation.” The headings in this Settlement Agreement will not be referred to in connection with
the construction or interpretation of this Settlement Agreement. 
  
 7.14 Counterparts. This Settlement Agreement may be executed in identical counterparts or duplicate originals, both of which shall be regarded as one and the same instrument, and which shall be the official and governing version in
the interpretation of this Settlement Agreement. This Settlement Agreement may be executed by facsimile signatures and such signatures shall be deemed to bind each party as if they were original signatures. 
  
 7.15 Attorneys’ Fees. Each Party shall be responsible for and
shall pay its own attorneys fees and costs incurred in connection with the Actions and their settlement, leading up to the execution of the Settlement Agreement, the License Agreement, the Business Agreement and the dismissals. 
  
 7.16 Section Headings. Section headings are inserted for convenience
only, and shall not be used in any way to construe the terms of this Settlement Agreement. 
  
 7.17 Successors. This Settlement Agreement shall inure to the benefit of and shall bind the successors in interest, representatives, beneficiaries and attorney(ies) of the parties, and each of them. Each Third
Party identified in ARTICLE II (Dismissals and Releases) is an intended third party beneficiary of this Settlement Agreement with the right to enforce its terms. 
  
 IN WITNESS WHEREOF, the parties hereto have caused this Settlement Agreement to be signed below by their respective duly
authorized officers. 
  

									
	 Microtune, Inc.
	 	 	 	 Broadcom Corporation

					
	By:	 	 /s/ James A. Fontaine
	 	 	 	By:	 	 /s/ Daniel A. Marotta

					
	Name:	 	 James A. Fontaine
	 	 	 	Name:	 	 Daniel A. Marotta

					
	Title:	 	 CEO and President
	 	 	 	Title:	 	 Group Vice President

			
	 Microtune (Texas), L.P.
	 	 	 	 Broadcom International Limited

					
	By:	 	 /s/ James A. Fontaine
	 	 	 	By:	 	 /s/ Daniel A. Marotta

					
	Name:	 	 James A. Fontaine
	 	 	 	Name:	 	 Daniel A. Marotta

					
	Title:	 	 CEO and President
	 	 	 	Title:	 	 Group Vice President

  
 (Settlement Agreement) 
  

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 -21-

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