Document:

Indenture, dated as of 9/25/2007,  between Gentiva and The Bank of New York

 Exhibit 4.1 
 GENTIVA HEALTH SERVICES, INC. 
 THE BANK OF NEW YORK, a New York banking corporation, 
 as Trustee 
 Indenture 
 Dated as of September 25, 2007 

 CROSS-REFERENCE TABLE 
 This Cross-Reference Table is not part of the Indenture 
  

					
	Trust Indenture Act of 1939 Section	  	Indenture Section
	310	  	(a)(1)	  	7.08
		  	(a)(2)	  	7.08
		  	(a)(3)	  	Not applicable
		  	(a)(4)	  	Not applicable
		  	(a)(5)	  	7.08
		  	(b)	  	7.09
		  	(c)	  	Not applicable
	311	  	(a)	  	*
		  	(b)	  	*
		  	(c)	  	Not applicable
	312	  	(a)	  	5.01
		  	(b)	  	*
		  	(c)	  	*
	313	  	(a)	  	5.03
		  	(b)(1)	  	Not applicable
		  	(b)(2)	  	*
		  	(c)	  	*
		  	(d)	  	*
	314	  	(a)	  	5.02
		  	(b)	  	Not applicable
		  	(c)(1)	  	14.05
		  	(c)(2)	  	14.05
		  	(c)(3)	  	Not applicable
		  	(d)	  	Not applicable
		  	(e)	  	14.05
		  	(f)	  	Not applicable
	315	  	(a)	  	7.01
		  	(b)	  	6.08
		  	(c)	  	7.01
		  	(d)	  	7.01
		  	(e)	  	6.09
	316	  	(a)(1)	  	6.01 and 6.07
		  	(a)(2)	  	Not applicable
		  	(b)	  	6.04
		  	(c)	  	*
	317	  	(a)	  	6.02
		  	(b)	  	4.04(a)
	318	  	(a)	  	14.08

	*	Automatically included under Section 318(c) of the Trust Indenture Act of 1939, as amended. 

 TABLE OF CONTENTS 
  

					
	 	  	 	  	Page
	ARTICLE 1
	DEFINITIONS
			
	 Section 1.01.
	  	 Definitions
	  	1
	
	ARTICLE 2
	DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES
			
	 Section 2.01.
	  	 Forms
	  	5
	 Section 2.02.
	  	 Amount Unlimited; Issuable in Series
	  	6
	 Section 2.03.
	  	 Authentication
	  	8
	 Section 2.04.
	  	 Date and Denomination of Securities
	  	9
	 Section 2.05.
	  	 Execution of Securities
	  	10
	 Section 2.06.
	  	 Exchange and Registration of Transfer of Securities
	  	10
	 Section 2.07.
	  	 Mutilated, Destroyed, Lost or Stolen Securities
	  	12
	 Section 2.08.
	  	 Temporary Securities
	  	13
	 Section 2.09.
	  	 Cancellation of Securities Paid, etc.
	  	13
	 Section 2.10.
	  	 Computation of Interest
	  	13
	 Section 2.11.
	  	 Form of Legend for Global Securities
	  	14
	 Section 2.12.
	  	 CUSIP and ISIN Numbers
	  	14
	
	ARTICLE 3
	REDEMPTION OF SECURITIES; SINKING FUNDS
			
	 Section 3.01.
	  	 Applicability of Article
	  	14
	 Section 3.02.
	  	 Notice of Redemption; Selection of Securities
	  	15
	 Section 3.03.
	  	 Payment of Securities Called for Redemption
	  	15
	 Section 3.04.
	  	 Satisfaction of Mandatory Sinking Fund Payments with Securities
	  	16
	 Section 3.05.
	  	 Redemption of Securities for Sinking Fund
	  	16
	 Section 3.06.
	  	 Repayment at the Option of the Holder
	  	17
	
	ARTICLE 4
	PARTICULAR COVENANTS OF THE COMPANY
			
	 Section 4.01.
	  	 Payment of Principal, Premium and Interest
	  	18
	 Section 4.02.
	  	 Offices for Notices and Payments, etc.
	  	18
	 Section 4.03.
	  	 Appointment to Fill Vacancies in Trustee’s Office
	  	18
	 Section 4.04.
	  	 Provision as to Paying Agent
	  	18
	 Section 4.05.
	  	 Statement as to Compliance
	  	19
	 Section 4.06.
	  	 Additional Amounts
	  	19
	
	ARTICLE 5
	SECURITYHOLDER LISTS AND REPORTS
	BY THE COMPANY AND THE TRUSTEE
			
	 Section 5.01.
	  	 Securityholder Lists
	  	20
	 Section 5.02.
	  	 Reports by the Company
	  	20

					
	 Section 5.03.
	  	 Reports by the Trustee
	  	21
	
	ARTICLE 6
	 REMEDIES OF THE TRUSTEE AND SECURITYHOLDERS
 ON EVENT OF DEFAULT

			
	 Section 6.01.
	  	 Events of Default
	  	21
	 Section 6.02.
	  	 Payment of Securities on Default; Suit Therefor
	  	23
	 Section 6.03.
	  	 Application of Moneys Collected by Trustee
	  	24
	 Section 6.04.
	  	 Proceedings by Securityholders
	  	25
	 Section 6.05.
	  	 Proceedings by Trustee
	  	25
	 Section 6.06.
	  	 Remedies Cumulative and Continuing
	  	25
	 Section 6.07.
	  	 Direction of Proceedings and Waiver of Defaults by Securityholders
	  	26
	 Section 6.08.
	  	 Notice of Defaults
	  	26
	 Section 6.09.
	  	 Undertaking to Pay Costs
	  	27
	
	ARTICLE 7
	CONCERNING THE TRUSTEE
			
	 Section 7.01.
	  	 Duties and Responsibilities of Trustee
	  	27
	 Section 7.02.
	  	 Reliance on Documents, Opinions, etc.
	  	28
	 Section 7.03.
	  	 No Responsibility for Recitals, etc.
	  	30
	 Section 7.04.
	  	 Ownership of Securities
	  	30
	 Section 7.05.
	  	 Moneys to be Held in Trust
	  	30
	 Section 7.06.
	  	 Compensation and Expenses of Trustee and Indemnity
	  	30
	 Section 7.07.
	  	 Officers’ Certificate as Evidence
	  	31
	 Section 7.08.
	  	 Eligibility of Trustee
	  	31
	 Section 7.09.
	  	 Resignation or Removal of Trustee
	  	31
	 Section 7.10.
	  	 Acceptance by Successor Trustee
	  	32
	 Section 7.11.
	  	 Succession by Merger, etc.
	  	33
	 Section 7.12.
	  	 Other Matters Concerning the Trustee
	  	34
	 Section 7.13.
	  	 Appointment of Authenticating Agent
	  	34
	
	ARTICLE 8
	CONCERNING THE SECURITYHOLDERS
			
	 Section 8.01.
	  	 Action of Securityholders
	  	35
	 Section 8.02.
	  	 Proof of Execution by Securityholders
	  	35
	 Section 8.03.
	  	 Who Are Deemed Absolute Owners
	  	36
	 Section 8.04.
	  	 Company-Owned Securities Disregarded
	  	36
	 Section 8.05.
	  	 Revocation of Consents; Future Holders Bound
	  	36
	
	ARTICLE 9
	SECURITYHOLDERS’ MEETINGS
			
	 Section 9.01.
	  	 Purposes of Meetings
	  	37
	 Section 9.02.
	  	 Call of Meetings by Trustee
	  	37
	 Section 9.03.
	  	 Call of Meetings by Company or Securityholders
	  	37
	 Section 9.04.
	  	 Qualifications for Voting
	  	37
	 Section 9.05.
	  	 Quorum; Adjourned Meetings
	  	38
	 Section 9.06.
	  	 Regulations
	  	38

  

 2 

					
	 Section 9.07.
	  	 Voting
	  	39
	 Section 9.08.
	  	 No Delay of Rights by Meeting
	  	39
	
	ARTICLE 10
	SUPPLEMENTAL INDENTURES
			
	 Section 10.01.
	  	 Supplemental Indentures without Consent of Securityholders
	  	39
	 Section 10.02.
	  	 Supplemental Indentures with Consent of Securityholders
	  	41
	 Section 10.03.
	  	 Compliance with Trust Indenture Act; Effect of Supplemental Indentures
	  	42
	 Section 10.04.
	  	 Notation on Securities
	  	42
	 Section 10.05.
	  	 Evidence of Compliance of Supplemental Indenture to be Furnished Trustee
	  	42
	
	ARTICLE 11
	CONSOLIDATION, MERGER, SALE OR CONVEYANCE
			
	 Section 11.01.
	  	 Company May Consolidate, Merge or Sell Assets on Certain Terms
	  	42
	 Section 11.02.
	  	 Successor Corporation or Limited Liability Company to be Substituted
	  	43
	 Section 11.03.
	  	 Documents to be Given Trustee
	  	43
	
	ARTICLE 12
	SATISFACTION AND DISCHARGE OF INDENTURE
			
	 Section 12.01.
	  	 Discharge of Indenture
	  	44
	 Section 12.02.
	  	 Legal Defeasance
	  	44
	 Section 12.03.
	  	 Covenant Defeasance
	  	45
	 Section 12.04.
	  	 Deposited Moneys to be Held in Trust by Trustee; Miscellaneous Provisions
	  	46
	 Section 12.05.
	  	 Paying Agent to Repay Moneys Held
	  	46
	 Section 12.06.
	  	 Return of Unclaimed Moneys
	  	46
	 Section 12.07.
	  	 Reinstatement
	  	46
	
	ARTICLE 13
	 IMMUNITY OF INCORPORATORS,
 STOCKHOLDERS, OFFICERS AND DIRECTORS

			
	 Section 13.01.
	  	 Indenture and Securities Solely Corporate Obligations
	  	47
	
	ARTICLE 14
	MISCELLANEOUS PROVISIONS
			
	 Section 14.01.
	  	 Provisions Binding on Company’s Successors
	  	47
	 Section 14.02.
	  	 Official Acts by Successor Corporation
	  	47
	 Section 14.03.
	  	 Addresses for Notices, Notice to Holders, Waiver
	  	47
	 Section 14.04.
	  	 New York Contract
	  	48
	 Section 14.05.
	  	 Evidence of Compliance with Conditions Precedent
	  	48
	 Section 14.06.
	  	 Legal Holidays
	  	48
	 Section 14.07.
	  	 Securities in a Specified Currency other than Dollars
	  	48
	 Section 14.08.
	  	 Trust Indenture Act to Control
	  	49
	 Section 14.09.
	  	 Table of Contents, Headings, etc.
	  	49
	 Section 14.10.
	  	 Execution in Counterparts
	  	49
	 Section 14.11.
	  	 Separability; Benefits
	  	49

  

 3 

 THIS INDENTURE, dated as of September 25, 2007 between Gentiva Health Services, Inc., a Delaware
corporation (the “Company”), and The Bank of New York, a New York banking corporation (the “Trustee”), 
 WITNESSETH: 
 WHEREAS, the Company has duly authorized the issue from time to time of its debentures, notes or other evidences of
indebtedness to be issued in one or more series (the “Securities”) up to such principal amount or amounts as may from time to time be authorized in accordance with the terms of this Indenture and to provide, among other things, for
the authentication, delivery and administration thereof, the Company has duly authorized the execution and delivery of this Indenture; and 
 WHEREAS, all things necessary to make this Indenture a valid indenture and agreement according to its terms have been done; 
 NOW,
THEREFORE: 
 In consideration of the premises and the purchases of the Securities by the holders thereof, the Company and the Trustee
mutually covenant and agree for the equal and proportionate benefit of the respective holders from time to time of the Securities as follows: 
 ARTICLE 1 
 DEFINITIONS 
 Section 1.01. Definitions 
 The terms defined in this Section 1.01 (except as herein otherwise expressly
provided or unless the context otherwise requires) for all purposes of this Indenture shall have the respective meanings specified in this Section 1.01. All other terms used in this Indenture which are defined in the Trust Indenture Act of
1939, as amended, or which are by reference therein defined in the Securities Act of 1933, as amended (except as herein otherwise expressly provided or unless the context otherwise requires), shall have the meanings assigned to such terms in said
Trust Indenture Act and in said Securities Act as in force at the date of this Indenture as originally executed. The words “herein,” “hereof,” and “hereunder” and other words of similar import refer to this Indenture as
a whole and not to any particular Article, Section or other subdivision. 
 Authenticating Agent: 
 The term “Authenticating Agent” shall mean any Person authorized by the Trustee pursuant to Section 7.13 to act on behalf of the
Trustee to authenticate Securities. 
 Beneficial Owner: 
 The term “Beneficial Owner” shall mean a Person who is the beneficial owner of a beneficial interest in a Global Security as reflected on the books of the Depositary or on the books of a Person
maintaining an account with such Depositary (directly as a Depositary participant or as an indirect participant, in each case in accordance with the rules of such Depositary). 
  

 1 

 Board of Directors: 
 The term “Board of Directors” shall mean the Board of Directors of the Company or any Committee of such Board or specified officers and employees of the Company to which the powers of such Board have
been lawfully delegated. 
 Common Stock: 
 The term “Common Stock” shall mean the shares of common stock, $0.10 par value per share, of the Company existing on the date of this Indenture or any shares of capital stock of the Company into which such shares of Common
Stock shall be reclassified or changed. 
 Company: 
 The term “Company” shall mean Gentiva Health Services, Inc., a Delaware corporation, until any successor corporation or limited liability company shall have become such pursuant to the provisions of
Article Eleven, and thereafter “Company” shall mean such successor, except as otherwise provided in Section 11.02. 
 Depositary:

 The term “Depositary” shall mean, with respect to Securities of any series issuable in whole or in part in the form of
one or more Global Securities, a clearing agency registered under the Securities Exchange Act of 1934, as amended, that is designated to act as depositary for such Securities as contemplated by Section 2.02. 
 Dollar: 
 The term “Dollar”
shall mean the coin or currency of the United States of America as at the time of payment is legal tender for the payment of public and private debts. 
 Event of Default: 
 The term “Event of Default” shall have the meaning specified in
Section 6.01. 
 Global Security: 
 The term “Global Security” shall mean a Security that evidences all or part of the Securities of any series and bears the legend set forth in Section 2.11 (or such legend as may be specified as contemplated by
Section 2.02 for such Securities). 
 Indenture: 
 The term “Indenture” shall mean this instrument as originally executed or as it may be amended or supplemented from time to time as herein provided, and shall include the form and terms of particular
series of Securities established as contemplated hereunder. 
 Interest: 
 The term “interest,” when used with respect to a non-interest bearing Security, means interest payable after the principal thereof has
become due and payable whether at maturity, by declaration of acceleration, by call for redemption, pursuant to a sinking fund, or otherwise. 
  

 2 

 Officers’ Certificate: 
 The term “Officers’ Certificate” shall mean a certificate signed by the President, the Chairman or any Vice Chairman of the Board or any Vice President and by the Treasurer or any Assistant
Treasurer, the Comptroller or the Secretary or any Assistant Secretary of the Company and delivered to the Trustee. Each such certificate shall comply with Section 314 of the Trust Indenture Act of 1939 and include the statements provided for
in Section 14.05 if and to the extent required by the provisions of such Section. 
 Opinion of Counsel: 
 The term “Opinion of Counsel” shall mean an opinion in writing signed by legal counsel, who may be an employee of or of counsel to the
Company, or may be other counsel, in any case, satisfactory to the Trustee. Each such opinion shall comply with Section 314 of the Trust Indenture Act of 1939 and include the statements provided for in Section 14.05 if and to the extent
required by the provisions of such Sections. 
 Original Issue Discount Security: 
 The term “Original Issue Discount Security” shall mean any Security which provides for an amount less than the principal amount thereof
to be due and payable upon a declaration of acceleration of the maturity thereof pursuant to Section 6.01. 
 Overdue Rate: 
 The term “Overdue Rate” with respect to each series of Securities shall mean the rate of interest designated as such in the resolution of
the Board of Directors or the supplemental indenture, as the case may be, relating to such series as contemplated by Section 2.02, or if no such rate is specified, the rate at which such Securities shall bear interest. 
 Person: 
 The term “Person”
shall mean any individual, corporation, limited liability company, partnership, joint venture, association, joint stock company, trust, unincorporated organization or government or any agency or political subdivision thereof. 
 Preferred Stock: 
 The term “Preferred
Stock” shall mean shares of any class or series of preferred stock of the Company. 
 principal office of the Trustee: 
 The term “principal office of the Trustee,” or other similar term, shall mean the office of the Trustee at which at any particular time
its corporate trust business shall be principally administered. 
 Responsible Officer: 
 The term “Responsible Officer” when used with respect to the Trustee shall mean any officer to whom any corporate trust matter is
referred because of his knowledge of and familiarity with the particular subject. 
  

 3 

 Security or Securities; Outstanding: 
 The terms “Security” or “Securities” shall mean any Security or Securities, as the case may be, authenticated and
delivered under this Indenture. 
 The term “Outstanding,” when used with reference to Securities, shall, subject to the
provisions of Section 8.04, mean, as of any particular time, all Securities authenticated and delivered by the Trustee under this Indenture, except 
 (a) Securities theretofore cancelled by the Trustee or delivered to the Trustee for cancellation; 
 (b) Securities, or portions thereof, for the payment or redemption of which moneys in the necessary amount shall have been deposited in trust with the Trustee or with any paying agent (other than the Company) or shall have been set aside
and segregated in trust by the Company (if the Company shall act as its own paying agent), provided that if such Securities are to be redeemed prior to the maturity thereof, notice of such redemption shall have been mailed as in Article Three
provided, or provision satisfactory to the Trustee shall have been made for mailing such notice; 
 (c) Securities as to which
defeasance has been effected pursuant to Section 12.02; and 
 (d) Securities in lieu of or in substitution for which
other Securities shall have been authenticated and delivered, or which shall have been paid, pursuant to the terms of Section 2.07, unless proof satisfactory to the Trustee is presented that any such Securities are held by persons in whose
hands any of such Securities is a valid, binding and legal obligation of the Company. 
 In determining whether the holders of the requisite
principal amount of Outstanding Securities have given any request, demand, authorization, direction, notice, consent or waiver hereunder, the principal amount of an Original Issue Discount Security that shall be deemed to be Outstanding for such
purposes shall be the amount of the principal thereof that would be due and payable as of the date of such determination upon a declaration of acceleration of the maturity thereof pursuant to Section 6.01. 
 Securityholder: 
 The term
“Securityholder,” “holder of Securities,” or other similar terms, shall mean any person in whose name at the time a particular Security is registered on the books of the Company kept for that purpose in accordance
with the terms hereof. 
 Specified Currency: 
 The term “Specified Currency” shall mean the currency in which a Security is denominated, which may include Dollars, any foreign currency or any composite of two or more currencies. 
 Subsidiary: 
 The term
“Subsidiary” shall mean any corporation more than 50% of the voting stock of which at the time is owned or controlled, directly or indirectly, by the Company or the accounts of which are in fact consolidated with the accounts of the
Company. 
  

 4 

 Trust Indenture Act of 1939: 
 The term “Trust Indenture Act of 1939” shall mean the Trust Indenture Act of 1939 as it was in force at the date of execution of this Indenture, except as provided in Section 10.03. 

Trustee: 
 The term
“Trustee” shall mean the corporation or association named as Trustee in this Indenture and, subject to the provisions of Article Seven hereof, shall also include its successors and assigns as Trustee hereunder. If pursuant to the
provisions of this Indenture there shall be at any time more than one Trustee hereunder, the term “Trustee” as used with respect to Securities of any series shall mean the Trustee with respect to Securities of that series. 
 U.S. Government Obligations: 
 The term
“U.S. Government Obligations” shall have the meaning specified in Section 12.02. 
 ARTICLE 2 
 DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 
 Section 2.01. Forms 
 (a) (a) The Securities of each series shall be in
substantially such form as shall be established by or pursuant to a resolution of the Board of Directors or in one or more indentures supplemental hereto, in each case with such appropriate insertions, omissions, substitutions and other variations
as are required or permitted by this Indenture, and may have such legends or endorsements placed thereon as the officers executing the same may approve (execution thereof to be conclusive evidence of such approval) and as are not inconsistent with
the provisions of this Indenture, or as may be required to comply with any law or with any rule or regulation made pursuant thereto or with any rule or regulation of any stock exchange on which the Securities of such series may be listed, or to
conform to usage. 
 (b) The resolutions adopted by the Board of Directors or one or more indentures supplemental hereto establishing the
form and terms of the Securities of any series pursuant to Sections 2.01 and 2.02, respectively, of this Indenture, may provide for issuance of Global Securities. If Securities of a series are so authorized to be issued as Global Securities, any
such Global Security may provide that it shall represent that aggregate amount of Securities from time to time endorsed thereon and may also provide that the aggregate amount of Outstanding Securities represented thereby may from time to time be
reduced to reflect exchanges. Any endorsement of a Global Security to reflect the amount, or any increase or decrease in the amount or changes in the rights of holders of Securities represented thereby, shall be made in such manner and by such
person or persons as shall be specified therein. 
 (c) The Trustee’s certificate of authentication on all Securities shall be in
substantially the following form: 
 “This is one of the Securities of the series designated therein described in the within-mentioned
Indenture. 
  

			
	 THE BANK OF NEW YORK, as Trustee

		
	 By:
	 	  

		 	Authorized Signatory”

  

 5 

 Section 2.02. Amount Unlimited; Issuable in Series 
 The aggregate principal amount of Securities which may be authenticated and delivered under this Indenture is unlimited. 
 The Securities may be issued in one or more series. There shall be established in or pursuant to a resolution of the Board of Directors or established in
one or more indentures supplemental hereto, prior to the issuance of Securities of any series: 
 (1) the title of the Securities of the
series (which shall distinguish the Securities of the series from all other Securities); 
 (2) any limit upon the aggregate principal amount
of the Securities of the series which may be authenticated and delivered under this Indenture (except for Securities authenticated and delivered upon registration of transfer of, or in exchange for, or in lieu of, other Securities of the series
pursuant to Sections 2.06, 2.07, 2.08, 3.03, 3.06 or 10.04); 
 (3) the date or dates on which the principal and premium, if any, of the
Securities of the series is payable; 
 (4) the rate or rates, or the method of determination thereof, at which the Securities of the series
shall bear interest, if any, the date or dates from which such interest shall accrue, the interest payment dates on which such interest shall be payable and, if other than as set forth in Section 2.04, the record dates for the determination of
holders to whom interest is payable; 
 (5) in addition to the office or agency of the Company in the Borough of Manhattan, The City of New
York, required to be maintained pursuant to Section 4.02, any other place or places where the principal of, and premium, if any, and any interest on Securities of the series shall be payable; 
 (6) the Specified Currency of the Securities of the series; 
 (7) the currency or currencies in which payments on the Securities of the series are payable, if other than the Specified Currency; 
 (8) the price or prices at which, the period or periods within which and the terms and conditions upon which Securities of the series may be redeemed, in whole or in part, at the option of the Company, pursuant to any
sinking fund or otherwise; 
 (9) the obligation, if any, of the Company to redeem, purchase or repay Securities of the series pursuant to
any sinking fund or analogous provisions or at the option of a holder thereof and the price at which or process by which and the period or periods within which and the terms and conditions upon which Securities of the series shall be redeemed,
purchased or repaid, in whole or in part, pursuant to such obligation; 
  

 6 

 (10) if other than denominations of $1,000 and any integral multiple of $1,000 in excess thereof, the
denominations in which Securities of the series shall be issuable; 
 (11) if other than the principal amount thereof, the portion of the
principal amount of Securities of the series which shall be payable upon declaration of acceleration of the maturity thereof pursuant to Section 6.01; 
 (12) if the principal of or interest on the Securities of the series is to be payable, at the election of the Company or a holder thereof, in a coin or currency other than the Specified Currency, the period or periods
within which, and the terms and conditions upon which, such election may be made; 
 (13) if the amount of payments of principal of and
interest on the Securities of the series may be determined with reference to an index based on a coin or currency other than the Specified Currency, the manner in which such amounts shall be determined; 
 (14) any Events of Default with respect to the Securities of the series, if not set forth herein; 
 (15) if other than the rate of interest stated in the title of the Securities of the series, the applicable Overdue Rate; 
 (16) in the case of any series of non-interest bearing Securities, the applicable dates for purposes of clause (a) of Section 5.01; 

(17) if other than The Bank of New York is to act as Trustee for the Securities of the series, the name and principal office of such Trustee;

 (18) if either or both of Sections 12.02 and 12.03 do not apply to any Securities of the series; 
 (19) if applicable, that any Securities of the series shall be issuable in whole or in part in the form of one or more Global Securities and, in such
case, the name of the respective Depositaries for such Global Securities, the form of any legend or legends which shall be borne by any such Global Security in addition to or in lieu of that set forth in Section 2.11 and any circumstances in
addition to or in lieu of those set forth in clause (2) of Section 2.06 in which any such Global Security may be exchanged in whole or in part for Securities registered, and any transfer of such Global Security in whole or in part may be
registered, in the name or names of Persons other than the Depositary for such Global Security or a nominee thereof; 
 (20) any addition to
the covenants set forth in Article Four which applies to Securities of the series and whether any such covenant shall be subject to covenant defeasance under Section 12.03; 
 (21) if convertible into shares of Common Stock or Preferred Stock, the terms on which such Securities are convertible, including the initial conversion
price, the conversion period, any events requiring an adjustment of the applicable conversion price and any requirements relating to the reservation of such shares of Common Stock or Preferred Stock for purposes of conversion; 
 (22) the applicability of any guarantees of Securities of the series or the provision of collateral security with respect to Securities of the series;

 (23) the rankings of the Securities of the series and, if applicable, the terms of subordination of such Securities; and 
  

 7 

 (24) any other terms of the series (which terms shall not be inconsistent with the provisions of this
Indenture). 
 All Securities of any one series shall be substantially identical except as to denomination and except as may otherwise be
provided in or pursuant to such resolution of the Board of Directors or in any such indenture supplemental hereto. 
 Notwithstanding
Section 2.02(2) herein and unless otherwise expressly provided with respect to a series of Securities, the aggregate principal amount of a series of Securities may be increased and additional Securities of such series may be issued up to the
maximum aggregate principal amount authorized with respect to such series as increased; provided that no Event of Default with respect to such series has occurred and is continuing. 
 Section 2.03. Authentication 
 At any time and from time to time after the execution and delivery of this Indenture, the Company may deliver Securities of any series executed by the Company to the Trustee for authentication. Except as otherwise provided in this Article
Two, the Trustee shall thereupon authenticate and deliver said Securities to or upon the written order of the Company, signed by its President, its Chairman or any Vice Chairman of the Board or one of its Vice Presidents and by its Treasurer, its
Controller or its Secretary, which order shall set forth the number of separate Securities certificates, the principal amount of each of the Securities to be authenticated, the date on which the original issue of Securities is to be authenticated,
the registered holder of each of the said Securities and delivery instructions. In authenticating such Securities, and accepting the additional responsibilities under this Indenture in relation to such Securities, the Trustee shall be entitled to
receive and (subject to Section 7.01) shall be fully protected in relying upon: 
 (1) a copy of any resolution or resolutions of the
Board of Directors relating thereto and, if applicable, an appropriate record of any action taken pursuant to such resolution, in each case certified by the Secretary or an Assistant Secretary of the Company; 
 (2) an executed supplemental indenture, if any, relating thereto; 
 (3) an Officers’ Certificate prepared in accordance with Section 14.05 which shall also state to the best knowledge of the signers of such Certificate that no Event of Default with respect to any series of
Securities shall have occurred and be continuing; and 
 (4) an Opinion of Counsel prepared in accordance with Section 14.05 to the
effect: 
 (a) that the form of such Securities has been established by or pursuant to a resolution of the Board of Directors or by a
supplemental indenture as permitted by Section 2.01 in conformity with the provisions of this Indenture; 
 (b) that the terms of such
Securities have been established by or pursuant to a resolution of the Board of Directors or by a supplemental indenture as permitted by Section 2.02 in conformity with the provisions of this Indenture; 
 (c) that the Company has all requisite corporate power and authority to execute and deliver such Securities; 
  

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 (d) that the execution and delivery of such Securities by the Company have been duly authorized by all
necessary corporate action on the part of the Company; 
 (e) that such Securities have been duly and validly executed, and when duly
authenticated by the Trustee and issued by the Company in the manner and subject to any conditions specified in such Opinion of Counsel, will constitute the legal, valid and binding obligations of the Company, enforceable against it in accordance
with their terms, subject to applicable bankruptcy, insolvency, fraudulent conveyance, reorganization, moratorium and similar laws affecting creditors’ rights and remedies generally, and subject, as to enforceability, to general principles of
equity, including principles of commercial reasonableness, good faith and fair dealing (regardless of whether enforcement is sought in a proceeding at law or in equity); and 
 (f) that the execution and delivery by the Company of such Securities and the performance by the Company of its obligations thereunder will not conflict
with, constitute a default under or violate any of the terms, conditions or provisions of the organizational certificate or bylaws of the Company. 
 The Trustee shall have the right to decline to authenticate and deliver or cause to be authenticated and delivered any Securities under this Section 2.03 if the Trustee, being advised by counsel, determines that such action may not
lawfully be taken or if the Trustee in good faith by its board of directors or trustees, executive committee, or a trust committee of directors or trustees and/or vice presidents shall determine that such action would expose the Trustee to personal
liability to existing Securityholders. 
 Section 2.04. Date and Denomination of Securities 
 The Securities of each series shall be issuable in registered form without coupons in such denominations as shall be specified as contemplated by
Section 2.02. In the absence of any such specification with respect to the Securities of any series, the Securities of such series shall be issuable in denominations of $1,000 and any integral multiple of $1,000 in excess thereof. Securities of
each series shall be numbered, lettered or otherwise distinguished in such manner or in accordance with such plan as the officers of the Company executing the same may determine with the approval of the Trustee. 
 Every Security shall be dated the date of its authentication. 
 The person in whose name any Security of a particular series is registered at the close of business on any record date (as hereinafter defined) with respect to any interest payment date for such series shall be
entitled to receive the interest payable on such interest payment date notwithstanding the cancellation of such Security upon any registration of transfer or exchange subsequent to the record date and prior to such interest payment date; provided,
however, that if and to the extent that the Company shall default in the payment of the interest due on such interest payment date, such defaulted interest shall be paid to the persons in whose names Outstanding Securities of such series are
registered on a subsequent record date established by notice given by mail by or on behalf of the Company to the holders of such Securities not less than 15 days preceding such subsequent record date, such record date to be not less than five days
preceding the date of payment of such defaulted interest. Except as otherwise specified as contemplated by Section 2.02 for Securities of a particular series, the term “record date” as used in this Section 2.04 with respect to
any regular interest payment date, shall mean, the last day of the calendar month preceding such interest payment date if such interest payment date is the fifteenth day of such calendar month, and shall mean the fifteenth day of the calendar month
preceding such interest payment date if such interest payment date is the first day of a calendar month, whether or not such day shall be a day on which banking institutions in The City of New York are authorized or required by law or executive
order to close or remain closed. 
  

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 Interest on the Securities may at the option of the Company be paid by check mailed to the persons
entitled thereto at their respective addresses as such appear on the registry books of the Company. 
 Section 2.05. Execution
of Securities 
 The Securities shall be signed in the name and on behalf of the Company by the manual or facsimile signature of its
President, its Chairman of the Board or Chief Financial Officer and its Treasurer, Assistant Treasurer, Secretary or Assistant Secretary. Only such Securities as shall bear thereon a certificate of authentication substantially in the form herein
recited, executed by the Trustee by the manual signature of an authorized officer, shall be entitled to the benefits of this Indenture or be valid or obligatory for any purpose. Such certificate by the Trustee upon any Security executed by the
Company shall be conclusive evidence that the Security so authenticated has been duly authenticated and delivered hereunder and that the holder is entitled to the benefits of this Indenture. 
 In case any officer of the Company who shall have signed any of the Securities shall cease to be such officer before the Securities so signed shall have
been authenticated and delivered by the Trustee, or disposed of by the Company, such Securities nevertheless may be authenticated and delivered or disposed of as though the person who signed such Securities had not ceased to be such officer of the
Company; and any Security may be signed on behalf of the Company by such persons as, at the actual date of the execution of such Security, shall be the proper officers of the Company, although at the date of the execution of this Indenture any such
person was not such an officer. 
 Section 2.06. Exchange and Registration of Transfer of Securities 
 Securities of any series may be exchanged for a like aggregate principal amount of Securities of the same series of other authorized denominations.
Securities to be exchanged shall be surrendered, at the option of the holders thereof, either at the office or agency designated and maintained by the Company for such purpose in the Borough of Manhattan, The City of New York, in accordance with the
provisions of Section 4.02 or at any of such other offices or agencies as may be designated and maintained by the Company for such purpose in accordance with the provisions of Section 4.02, and the Company shall execute and register and
the Trustee shall authenticate and deliver in exchange therefor the Security or Securities which the Securityholder making the exchange shall be entitled to receive. Each person designated by the Company pursuant to the provisions of
Section 4.02 as a person authorized to register and register transfer of the Securities is sometimes herein referred to as a “Security registrar”. 
 The Company shall keep, at each such office or agency, a register for each series of Securities issued hereunder (the registers of all Security registrars being herein sometimes collectively referred to as the
“Security register” or the “registry books of the Company”) in which, subject to such reasonable regulations as it may prescribe, the Company shall register Securities and shall register the transfer of Securities as in this
Article Two provided. The Security register shall be in written form or in any other form capable of being converted into written form within a reasonable time. At all reasonable times the Security register shall be open for inspection by the
Trustee and any Security registrar other than the Trustee. Upon due presentment for registration or registration of transfer of any Security of any series at any designated office or agency, the Company shall execute and register and the Trustee
shall authenticate and deliver in the name of the transferee or transferees a new Security or Securities of the same series for an equal aggregate principal amount. Registration or registration of transfer of any Security by any Security registrar
in the registry books of the Company maintained by such Security registrar, and delivery of such Security, duly authenticated, shall be deemed to complete the registration or registration of transfer of such Security. 
  

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 No person shall at any time be designated as or act as a Security registrar unless such person is at such
time empowered under applicable law to act as such under and to the extent required by applicable law and regulations. 
 All Securities
presented for registration of transfer or for exchange, redemption or payment shall (if so required by the Company or the Trustee) be duly endorsed by, or be accompanied by a written instrument or instruments of transfer or exchange in form
satisfactory to the Company and the Trustee duly executed by, the holder or his attorney duly authorized in writing. 
 No service charge
shall be made for any exchange or registration of transfer of Securities, but the Company may require payment of a sum sufficient to cover any tax or other governmental charge that may be imposed in connection therewith. 
 The Company shall not be required to exchange or register a transfer of (a) any Securities of any series for the period of 15 days next preceding
the selection of Securities of that series to be redeemed and thereafter until the date of the mailing of a notice of redemption of Securities of that series selected for redemption, or (b) any Securities selected, called or being called for
redemption in whole or in part except, in the case of any Security to be redeemed in part, the portion thereof not so to be redeemed. 
 The
provisions of clauses (1), (2), (3), (4), (5), (6) and (7) below shall apply only to Global Securities: 
 (1) Each Global Security
authenticated under this Indenture shall be registered in the name of the Depositary designated for such Global Security or a nominee thereof and delivered to such Depositary or nominee thereof or custodian therefor, and each such Global Security
shall constitute a single Security for all purposes under this Indenture. 
 (2) Notwithstanding any other provision in this Indenture, no
Global Security may be exchanged in whole or in part for Securities registered, and no transfer of a Global Security in whole or in part may be registered, in the name of any Person other than the Depositary for such Global Security or a nominee
thereof unless (A) such Depositary (i) has notified the Company that it is unwilling or unable to continue its services as Depositary for such Global Security and no successor Depositary has been appointed within 90 days after such notice
or (ii) ceases to be a “clearing agency” registered under Section 17A of the Securities Exchange Act of 1934 when the Depositary is required to be so registered to act as the Depositary and so notifies the Company, and no
successor Depositary has been appointed within 90 days after such notice, (B) the Company determines at any time that the Securities shall no longer be represented by Global Securities and shall inform such Depositary of such determination and
participants in such Depositary elect to withdraw their beneficial interests in the Securities from such Depositary, following notification by the Depositary of their right to do so, or (C) such exchange is made upon request by or on behalf of
the Depositary in accordance with customary procedures, following the request of a Beneficial Owner seeking to exercise or enforce its rights under the Securities. 
 (3) Subject to clause (2) above, any exchange of a Global Security for other Securities may be made in whole or in part, and all Securities issued in exchange for a Global Security or any portion thereof shall be
registered in such names as the Depositary for such Global Security shall direct. 
 (4) Every Security authenticated and delivered upon
registration of transfer of, or in exchange for or in lieu of, a Global Security or any portion thereof shall be authenticated and delivered in the form of, and shall be, a Global Security, unless such Security is registered in the name of a Person
other than the Depositary for such Global Security or a nominee thereof. 
  

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 (5) Subject to the provisions of clause (7) below, the registered Holder may grant proxies and
otherwise authorize any Person, including Agent Members (as defined below in clause (7)) and Persons that may hold interests through Agent Members, to take any action which a Holder is entitled to take under this Indenture or the Securities.

 (6) In the event of the occurrence of any of the events specified in clause (2) above, the Company will promptly make available to
the Trustee a reasonable supply of certificated Securities in definitive, fully registered form, without interest coupons. 
 (7) Neither any
members of, or participants in, the Depositary (collectively, the “Agent Members”) nor any other Persons on whose behalf Agent Members may act shall have any rights under this Indenture with respect to any Global Security registered
in the name of the Depositary or any nominee thereof, or under any such Global Security, and the Depositary or such nominee, as the case may be, may be treated by the Company, the Trustee and any agent of the Company or the Trustee as the absolute
owner and holder of such Global Security for all purposes whatsoever. Notwithstanding the foregoing, nothing herein shall prevent the Company or the Trustee or any agent of the Company or the Trustee from giving effect to any written certification,
proxy or other written authorization furnished by the Depositary or such nominee, as the case may be, or impair, as between the Depositary, its Agent Members and any other person on whose behalf an Agent Member may act, the operation of customary
practices of such Persons governing the exercise of the rights of a holder of any Security. 
 (8) None of the Company, the Trustee nor any
agent of the Company or the Trustee will have any responsibility or liability for any aspect of the records relating to or payments made on account of beneficial ownership interests of a Global Note or maintaining, supervising or reviewing any
records relating to such beneficial ownership interests. 
 Section 2.07. Mutilated, Destroyed, Lost or Stolen Securities

 In case any temporary or definitive Security shall become mutilated or be destroyed, lost or stolen, the Company in the case of a mutilated
Security shall, and in the case of a destroyed, lost or stolen Security may in its discretion, execute and, upon the written request or authorization of any officer of the Company, the Trustee shall authenticate and deliver, a new Security of the
same series, bearing a number not contemporaneously Outstanding, in exchange and substitution for the mutilated Security, or in lieu of and in substitution for the Security so destroyed, lost or stolen. In every case the applicant for a substituted
Security shall furnish to the Company and to the Trustee such security or indemnity as may be required by them to save each of them harmless from any loss or liability which any of them may suffer if a Security is replaced and subsequently presented
or claimed for payment and, in every case of destruction, loss or theft, the applicant shall also furnish the Company and to the Trustee evidence to their satisfaction of the destruction, loss or theft of such Security and the ownership thereof.

 Upon the issuance of any substituted Security, the Company may require the payment of a sum sufficient to cover any tax or other
governmental charge that may be imposed in relation thereto and any other expenses connected therewith. In case any Security which has matured or is about to mature shall become mutilated or be destroyed, lost or stolen, the Company may, instead of
issuing a substituted Security, pay or authorize the payment of the same (without surrender thereof except in the case of a mutilated Security) if the applicant for such payment shall furnish to the Company and to the Trustee such security or
indemnity as may be required by them to save each of them harmless from any loss or liability which any of them may suffer if a Security is replaced and subsequently presented or claimed for payment and, in case of destruction, loss or theft,
evidence satisfactory to the Company and the Trustee of the destruction, loss or theft of such Security and the ownership thereof. 
  

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 Every substituted Security issued pursuant to the provisions of this Section 2.07 by virtue of the
fact that any Security is destroyed, lost or stolen shall constitute an additional contractual obligation of the Company, whether or not the destroyed, lost or stolen Security shall be found at any time, and shall be entitled to all the benefits of
this Indenture equally and proportionately with any and all other Securities of the same series duly issued hereunder. All Securities shall be held and owned upon the express condition that the foregoing provisions are exclusive with respect to the
replacement or payment of mutilated, destroyed, lost or stolen Securities and shall preclude (to the extent lawful) any and all other rights or remedies with respect to the replacement or payment of negotiable instruments or other securities without
their surrender. 
 Section 2.08. Temporary Securities 
 Pending the preparation of definitive Securities of any series the Company may execute and the Trustee shall authenticate and deliver temporary Securities
(printed, lithographed or typewritten). Temporary Securities shall be issuable in any authorized denomination and substantially in the form of the definitive Securities in lieu of which they are issued, but with such omissions, insertions and
variations as may be appropriate for temporary Securities, all as may be determined by the Company. Every such temporary Security shall be authenticated by the Trustee upon the same conditions and in substantially the same manner, and with the same
effect, as the definitive Securities in lieu of which they are issued. Without unreasonable delay the Company will execute and deliver to the Trustee definitive Securities of such series and thereupon any or all temporary Securities of such series
may be surrendered in exchange therefor, at the option of the holders thereof, either at the office or agency to be designated and maintained by the Company for such purpose in the Borough of Manhattan, The City of New York, in accordance with the
provisions of Section 4.02 or at any of such other offices or agencies as may be designated and maintained by the Company for such purpose in accordance with the provisions of Section 4.02, and the Trustee shall authenticate and deliver in
exchange for such temporary Securities an equal aggregate principal amount of definitive Securities of the same series. Such exchange shall be made by the Company at its own expense and without any charge therefor. Until so exchanged, the temporary
Securities of any series shall in all respects be entitled to the same benefits under this Indenture as definitive Securities of the same series authenticated and delivered hereunder. 
 Section 2.09. Cancellation of Securities Paid, etc. 
 All Securities surrendered for the purpose of payment, redemption, repayment, exchange or registration of transfer or for credit against any sinking fund shall, if surrendered to the Company, any Security registrar,
any paying agent or any other agent of the Company or of the Trustee, be delivered to the Trustee and promptly cancelled by it, or, if surrendered to the Trustee, shall be promptly cancelled by it, and no Securities shall be issued in lieu thereof
except as expressly permitted by any of the provisions of this Indenture. The Trustee may dispose of cancelled Securities in accordance with its customary procedures and deliver a certificate of such disposition to the Company or, at the written
request of the Company, shall deliver cancelled Securities to the Company. If the Company shall acquire any of the Securities, however, such acquisition shall not operate as a redemption or satisfaction of the indebtedness represented by such
Securities unless and until the same are delivered to the Trustee for cancellation. 
 Section 2.10. Computation of
Interest 
 Except as otherwise specified as contemplated by Section 2.02 for Securities of any series, interest on the Securities of
each series shall be computed on the basis of a 360-day year of twelve 30-day months. 
  

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 Section 2.11. Form of Legend for Global Securities 
 Unless otherwise specified as contemplated by Section 2.02 for the Securities evidenced thereby, every Global Security authenticated and delivered
hereunder shall bear a legend in substantially the following form (or such other form as a securities exchange or Depositary may request or require): 
 THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION (“DTC”), OR A NOMINEE OF
DTC. THIS SECURITY IS EXCHANGEABLE FOR SECURITIES REGISTERED IN THE NAME OF A PERSON OTHER THAN DTC OR ITS NOMINEE ONLY IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE AND MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY DTC TO A NOMINEE OF DTC
OR BY A NOMINEE OF DTC TO DTC OR ANOTHER NOMINEE OF DTC. 
 UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF DTC TO
THE ISSUER OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE, OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS
MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL INASMUCH AS THE REGISTERED OWNER HEREOF,
CEDE & CO., HAS AN INTEREST HEREIN. 
 Section 2.12. CUSIP and ISIN Numbers 
 The Company in issuing the Securities may use “CUSIP” and/or “ISIN” numbers (if then generally in use), and the Trustee shall use
CUSIP or ISIN numbers, as the case may be, in notices of redemption, exchange or conversion as a convenience to holders and no representation shall be made as to the correctness of such numbers either as printed on the Securities or as contained in
any notice of redemption, exchange or conversion. The Company will promptly notify, and in any event within 10 business days, the Trustee of any initial CUSIP and/or ISIN numbers and of any changes in the CUSIP and/or ISIN numbers. 
 ARTICLE 3 
 REDEMPTION OF SECURITIES;
SINKING FUNDS 
 Section 3.01. Applicability of Article 
 The provisions of this Article shall be applicable, as the case may be, (i) to the Securities of any series which are redeemable before their
maturity and (ii) to any sinking fund for the retirement of Securities of any series, in either case except as otherwise specified as contemplated by Section 2.02 for Securities of such series. 
 The minimum amount of any sinking fund payment provided for by the terms of Securities of any series is herein referred to as a “mandatory sinking
fund payment,” and any payment in excess of such minimum amount provided for by the terms of Securities of any series is herein referred to as an “optional sinking fund payment.” 
  

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 Section 3.02. Notice of Redemption; Selection of Securities 
 In case the Company shall desire to exercise any right to redeem all, or, as the case may be, any part of, the Securities of any series in accordance with
their terms, it shall fix a date for redemption and shall mail a notice of such redemption at least 30 and not more than 60 days prior to the date fixed for redemption to the holders of Securities of such series so to be redeemed as a whole or in
part at their last addresses as the same appear on the registry books of the Company and to the Trustee, except as the resolutions adopted by the Board of Directors to establish the terms of any series of Securities may otherwise provide. Such
mailing shall be by first class mail. The notice if mailed in the manner herein provided shall be conclusively presumed to have been duly given, whether or not the holder receives such notice. In any case, failure to give such notice by mail or any
defect in the notice to the holder of any Security of a series designated for redemption as a whole or in part shall not affect the validity of the proceedings for the redemption of any other Security of such series. 
 Each such notice of redemption shall specify the date fixed for redemption, the redemption price at which the Securities of such series are to be
redeemed (or if not then ascertainable, the manner of calculation thereof), the CUSIP number, if any, of the Securities to be redeemed the place or places of payment, that payment will be made upon presentation and surrender of such Securities, that
any interest accrued to the date fixed for redemption will be paid as specified in said notice and that on and after said date any interest thereon or on the portions thereof to be redeemed will cease to accrue and whether such redemption is
conditional upon or subject to the happening of any event. Where the redemption price is not ascertainable at the time the notice of redemption is given as aforesaid, the Company shall notify the Trustee of said redemption price promptly after the
calculation thereof. If less than all the Securities of a series are to be redeemed, the notice of redemption shall specify the number or numbers of the Securities of that series to be redeemed. In case any Security of a series is to be redeemed in
part only, the notice of redemption shall state the portion of the principal amount thereof to be redeemed and shall state that on and after the date fixed for redemption, upon surrender of such Security, a new Security or Securities of that series
in principal amount equal to the unredeemed portion thereof will be issued. 
 On or prior to the redemption date specified in the notice of
redemption given as provided in this Section 3.02, by 10:00 a.m., New York time, the Company will deposit with the Trustee or with one or more paying agents (or, if the Company is acting as its own paying agent, will segregate and hold in trust
as provided in Section 4.04) an amount of money sufficient to redeem on the redemption date all the Securities or portions thereof so called for redemption, together with accrued interest to the date fixed for redemption. If the Securities of a
series are to be redeemed, the Company will give the Trustee notice not less than 45 days (or such shorter period as may be acceptable to the Trustee) prior to the redemption date as to the aggregate principal amount of Securities of such series to
be redeemed and the Trustee shall select or cause to be selected, in such manner as in its sole discretion it shall deem appropriate and fair, the Securities of that series or portions thereof to be redeemed. Securities of a series may be redeemed
in part only in multiples of the smallest authorized denomination of that series. 
 Section 3.03. Payment of Securities
Called for Redemption 
 If notice of redemption has been given as provided in Section 3.02 or Section 3.05 (and any condition
to such redemption has been satisfied), the Securities or portions of Securities of the series with respect to which such notice has been given shall become due and payable on the date and at the place or places stated in such notice at the
applicable redemption price, together with any interest accrued to the date fixed for redemption, and on and after said date (unless the Company shall default in the payment of such Securities or portions of such Securities, together with any
interest accrued to said date) any interest on the Securities of such series or portions of Securities of such series so called for redemption shall cease to accrue. On presentation and surrender of such Securities at a place of payment in said
notice specified, the said Securities or the specified portions thereof shall be paid and redeemed by the Company at the applicable redemption price, together with any interest accrued thereon to the date fixed for redemption; 

  

 15 

 
provided, however, that any regularly scheduled installment of interest becoming due on or prior to the date fixed for redemption shall be
payable to holders of such Securities registered as such on the relevant record date according to their terms. 
 Upon presentation of any
Security redeemed in part only, the Company shall execute and the Trustee shall authenticate and deliver to the holder thereof, at the expense of the Company, a new Security or Securities of the same series, of authorized denominations, in aggregate
principal amount equal to the unredeemed portion of the Security so presented. 
 Section 3.04. Satisfaction of Mandatory
Sinking Fund Payments with Securities 
 In lieu of making all or any part of any mandatory sinking fund payment with respect to any
Securities of a series in cash, the Company may at its option (a) deliver to the Trustee Securities of that series theretofore purchased or otherwise acquired by the Company or (b) receive credit for the principal amount of Securities of
that series which have been redeemed either at the election of the Company pursuant to the terms of such Securities or through the application of permitted optional sinking fund payments pursuant to the terms of such Securities; provided that
such Securities have not been previously so credited. Such Securities shall be received and credited for such purpose by the Trustee at the redemption price specified in such Securities for redemption through operation of the sinking fund and the
amount of such mandatory sinking fund payment shall be reduced accordingly. 
 Section 3.05. Redemption of Securities for
Sinking Fund 
 Not less than 60 days prior to each sinking fund payment date for any series of Securities, the Company will deliver to
the Trustee a certificate signed by the Treasurer or any Assistant Treasurer of the Company specifying the amount of the next ensuing sinking fund payment for that series pursuant to the terms of that series, the portion thereof, if any, which is to
be satisfied by payment of cash (which cash may be deposited with the Trustee or with one or more paying agents or, if the Company is acting as its own paying agent, segregated and held in trust as provided in Section 4.04) and the portion
thereof, if any, which is to be satisfied by delivering and crediting Securities of that series pursuant to Section 3.04 (which Securities, if not theretofore delivered, will accompany such certificate) and whether the Company intends to
exercise its right to make a permitted optional sinking fund payment with respect to such series. Such certificate shall also state that no Event of Default has occurred and is continuing with respect to such series. Such certificate shall be
irrevocable and upon its delivery the Company shall be obligated to make the cash payment or payments therein referred to, if any, on or before the next succeeding sinking fund payment date. In the case of the failure of the Company to deliver such
certificate (or to deliver the Securities specified in this paragraph), the sinking fund payment due on the next succeeding sinking fund payment date for that series shall be paid entirely in cash and shall be sufficient to redeem the principal
amount of such Securities subject to a mandatory sinking fund payment without the option to deliver or credit Securities as provided in Section 3.04 and without the right to make any optional sinking fund payment, if any, with respect to such
series. 
 Any sinking fund payment or payments (mandatory or optional) made in cash plus any unused balance of any preceding sinking fund
payments made in cash which shall equal or exceed $100,000 or the equivalent amount in the Specified Currency (if other than Dollars) (or a lesser sum if the Company shall so request or determine) with respect to the Securities of any particular
series shall be applied by the Trustee (or by the Company if the Company is acting as its own paying agent) on the sinking fund payment date on which such payment is made (or, if such payment is made before a sinking fund payment date, on the next
sinking fund payment date following the date of such payment) to the redemption of such Securities at the redemption price specified in such Securities for operation of the sinking fund together with accrued interest, if any, to the date fixed for
redemption. Any sinking fund moneys not so 

  

 16 

 
applied or allocated by the Trustee (or by the Company if the Company is acting as its own paying agent) to the redemption of Securities shall be added to
the next cash sinking fund payment received by the Trustee (or if the Company is acting as its own paying agent, segregated and held in trust as provided in Section 4.04) for such series and, together with such payment (or such amount so
segregated), shall be applied in accordance with the provisions of this Section 3.05. Any and all sinking fund moneys with respect to the Securities of any particular series held by the Trustee (or if the Company is acting as its own paying
agent, segregated and held in trust as provided in Section 4.04) on the last sinking fund payment date with respect to Securities of such series and not held for the payment or redemption of particular Securities of such series shall be applied
by the Trustee (or by the Company if the Company is acting as its own paying agent), together with other moneys, if necessary, to be deposited (or segregated) sufficient for the purpose, to the payment of the principal of the Securities of that
series at maturity. 
 The Trustee shall select or cause to be selected the Securities to be redeemed upon such sinking fund payment date in
the manner specified in the last paragraph of Section 3.02, and the Company shall cause notice of the redemption thereof to be given in the manner provided in Section 3.02 except that the notice of redemption shall also state that the
Securities are being redeemed by operation of the sinking fund. Such notice having been duly given, the redemption of such Securities shall be made upon the terms and in the manner stated in Section 3.03. 
 On or before each sinking fund payment date, the Company shall pay to the Trustee in cash (or, if the Company is acting as its own paying agent, will
segregate and hold in trust as provided in Section 4.04) a sum equal to any interest accrued to the date fixed for redemption of Securities or portions thereof to be redeemed on such sinking fund payment date pursuant to this Section.

 Neither the Trustee nor the Company shall redeem any Securities of a series with sinking fund moneys or mail any notice of redemption of
such Securities by operation of the sinking fund for such series during the continuance of a default in payment of interest, if any, on such Securities or of any Event of Default (other than an Event of Default occurring as a consequence of this
paragraph) with respect to such Securities, except that if the notice of redemption of any such Securities shall theretofore have been mailed in accordance with the provisions hereof, the Trustee (or the Company if the Company is acting as its own
paying agent) shall redeem such Securities if cash sufficient for that purpose shall be deposited with the Trustee (or segregated by the Company) for that purpose in accordance with the terms of this Article. Except as aforesaid, any moneys in the
sinking fund for such series at the time when any such default or Event of Default shall occur and any moneys thereafter paid into such sinking fund shall, during the continuance of such default or Event of Default, be held as security for the
payment of such Securities; provided, however, that in case such default or Event of Default shall have been cured or waived as provided herein, such moneys shall thereafter be applied on the next sinking fund payment date for such
Securities on which such moneys may be applied pursuant to the provisions of this Section. 
 Section 3.06. Repayment at the
Option of the Holder 
 Any series of Securities may be made, by provision contained in or established pursuant to a supplemental
indenture or a resolution of the Board of Directors pursuant to Section 2.02 hereof, subject to repayment, in whole or in part, at the option of the holder on a date or dates specified prior to maturity, at a price equal to 100% of the
principal amount thereof, together with accrued interest to the date of repayment, on such notice as may be required, provided, however, that the holder of a Security may only elect partial repayment in an amount that will result in
the portion of such Security that will remain Outstanding after such repayment constituting an authorized denomination, or combination thereof, of such Securities. 
  

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 ARTICLE 4 
 PARTICULAR COVENANTS OF THE COMPANY 
 Section 4.01. Payment of Principal, Premium and
Interest 
 The Company covenants and agrees for the benefit of each series of Securities that it will duly and punctually pay or cause to
be paid the principal of, premium, if any, and interest, if any, on each of the Securities of that series at the places, at the respective times and in the manner provided in such Securities. 
 Section 4.02. Offices for Notices and Payments, etc. 
 As long as any of the Securities of a series remain Outstanding, the Company will designate and maintain in the Borough of Manhattan, The City of New York, an office or agency where the Securities of that series may
be presented for payment, an office or agency where the Securities of that series may be presented for registration of transfer and for exchange as in this Indenture provided and an office or agency where notices and demands to or upon the Company
in respect of the Securities of that series or of this Indenture may be served. In addition to such office or offices or agency or agencies, the Company may from time to time designate and maintain one or more additional offices or agencies within
or outside the Borough of Manhattan, The City of New York, where the Securities of that series may be presented for registration of transfer or for exchange, and the Company may from time to time rescind such designation, as it may deem desirable or
expedient. The Company will give to the Trustee written notice of the location of each such office or agency and of any change of location thereof. In case the Company shall fail to maintain any such office or agency in the Borough of Manhattan, The
City of New York, or shall fail to give such notice of the location or of any change in the location thereof, presentations and demands may be made and notices may be served at the principal office of the Trustee. 
 The Company hereby initially designates the office of the Trustee located at 101 Barclay Street, 8W, New York, New York 10286, Telecopier:
(212) 815-5704, Attn: Corporate Trust Administration as the office or agency of the Company in the Borough of Manhattan, The City of New York, where the Securities of each series may be presented for payment, for registration of transfer and
for exchange as in this Indenture provided and where notices and demands to or upon the Company in respect of the Securities of each series or of this Indenture may be served. 
 Section 4.03. Appointment to Fill Vacancies in Trustee’s Office 
 The Company, whenever necessary to avoid or fill a vacancy in the office of Trustee, will appoint, in the manner provided in Section 7.09, a
successor trustee, so that there shall at all times be a Trustee with respect to each series of Securities hereunder. 
 Section 4.04. Provision as to Paying Agent 
 (a) If the Company shall appoint a paying agent other than the
Trustee with respect to the Securities of any series, it will cause such paying agent to execute and deliver to the Trustee an instrument in which such agent shall agree with the Trustee, subject to the provisions of this Section 4.04:

 (1) that it will hold all sums held by it as such agent for the payment of the principal of, premium, if any, or interest, if any, on the
Securities of such series (whether such sums have been paid to it by the Company or by any other obligor on the Securities of such series) in trust for the benefit of the holders of the Securities of such series; 
  

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 (2) that it will give the Trustee notice of any failure by the Company (or by any other obligor on the
Securities of such series) to make any payment of the principal of, premium, if any, or interest, if any, on the Securities of such series when the same shall be due and payable; and 
 (3) that at any time during the continuance of any failure by the Company (or by any other obligor on the Securities of such series) specified in the
preceding paragraph (2), such paying agent will, upon the written request of the Trustee, forthwith pay to the Trustee all sums so held in trust by it. 
 (b) If the Company shall act as its own paying agent with respect to the Securities of any series, it will, on or before each due date of the principal of, premium, if any, or interest, if any, on the Securities of
such series, set aside, segregate and hold in trust for the benefit of the holders of such Securities a sum sufficient to pay such principal, premium, if any, or interest, if any, so becoming due and will promptly notify the Trustee of any failure
to take such action and of any failure by the Company (or by any other obligor on the Securities of such series) to make any payment of the principal of, premium, if any, or interest, if any, on the Securities of such series when the same shall
become due and payable. 
 (c) Anything in this Section 4.04 to the contrary notwithstanding, the Company may, at any time, for the
purpose of obtaining a satisfaction and discharge of this Indenture, or for any other reason, pay or cause to be paid to the Trustee all sums held in trust by it, or any paying agent hereunder, as required by this Section, such sums to be held by
the Trustee upon the trusts herein contained. 
 (d) Anything in this Section 4.04 to the contrary notwithstanding, the agreement to
hold sums in trust as provided in this Section 4.04 is subject to Sections 12.05 and 12.06. 
 (e) Whenever the Company shall have one
or more paying agents with respect to the Securities of any series, it will, prior to each due date of the principal of, premium, if any, or interest, if any, on the Securities of such series, deposit with a designated paying agent a sum sufficient
to pay the principal, premium, if any, and interest, if any, so becoming due, such sum to be held in trust for the benefit of the persons entitled to such principal, premium, if any, or interest, if any, and (unless such paying agent is the Trustee)
the Company will promptly notify the Trustee of any failure so to act. 
 Section 4.05. Statement as to Compliance

 The Company will furnish to the Trustee on or before May 1, in each year (beginning with the first May 1 following the first date
of issuance of any Securities under this Indenture) a brief certificate (which need not comply with Section 14.05) from the principal executive, financial or accounting officer of the Company as required by Section 314(a)(4) of the Trust
Indenture Act of 1939. Except with respect to the receipt of Securities payments and any default or Event of Default information contained in the certificate delivered to it pursuant to this Section 4.05, the Trustee shall have no duty to
review, ascertain or confirm the Company’s compliance with, or breach of, any representation, warranty or covenant made in this Indenture. 
 Section 4.06. Additional Amounts 
 If the Securities of a series provide for the payment of additional amounts,
at least 10 days prior to the first interest payment date with respect to that series of Securities and at least 10 days prior to each date of payment of principal of, premium, if any, or interest on the Securities of that series if there has been a
change with respect to the matters set forth in the below-mentioned Officers’ Certificate, the Company shall furnish to the Trustee and the principal paying agent, if other than the Trustee, an Officers’ Certificate instructing the Trustee
and such paying agent whether such payment of principal of or interest on the Securities of that series shall be made to holders of the Securities of that series without 

  

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withholding or deduction for or on account of any tax, assessment or other governmental charge described in the Securities of that series. If any such
withholding or deduction shall be required, then such Officers’ Certificate shall specify by country the amount, if any, required to be withheld or deducted on such payments to such holders and shall certify the fact that additional amounts
will be payable and the amounts so payable to each holder, and the Company shall pay to the Trustee or such paying agent the additional amounts required to be paid by this Section. The Company covenants to indemnify the Trustee and any paying agent
for, and to hold them harmless against, any loss, liability or expense reasonably incurred without negligence or bad faith on their part arising out of or in connection with actions taken or omitted by any of them in reliance on any Officers’
Certificate furnished pursuant to this Section. 
 Whenever in this Indenture there is mentioned, in any context, the payment of the
principal of or any premium, interest or any other amounts on, or in respect of, any Security of any series, such mention shall be deemed to include mention of the payment of additional amounts provided by the terms of such series established hereby
or pursuant hereto to the extent that, in such context, additional amounts are, were or would be payable in respect thereof pursuant to such terms, and express mention of the payment of additional amounts (if applicable) in any provision hereof
shall not be construed as excluding the payment of additional amounts in those provisions hereof where such express mention is not made. 
 ARTICLE 5 
 SECURITYHOLDER LISTS AND REPORTS 
 BY THE COMPANY AND THE TRUSTEE 
 Section 5.01. Securityholder Lists 
 If and so long as the Trustee shall not be the Security registrar for the Securities of any series, the Company and any other obligor on the Securities
will furnish or cause to be furnished to the Trustee a list in such form as the Trustee may reasonably require of the names and addresses of the holders of the Securities of such series pursuant to Section 312 of the Trust Indenture Act of 1939
(a) semi-annually not more than 15 days after each record date for the payment of interest on such Securities, as hereinabove specified, as of such record date, and on dates to be determined pursuant to Section 2.02 for non-interest
bearing Securities in each year, and (b) at such other times as the Trustee may request in writing, within thirty days after receipt by the Company of any such request as of a date not more than 15 days prior to the time such information is
furnished. 
 Section 5.02. Reports by the Company 
 The Company covenants to file with the Trustee, within 15 days after the Company is required to file the same with the Securities and Exchange Commission,
copies of the annual reports and of the information, documents and other reports that the Company is required to file with the Securities and Exchange Commission pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of
1934 or pursuant to Section 314 of the Trust Indenture Act of 1939. 
 Delivery of such reports, information and documents to the
Trustee is for informational purposes only and the Trustee’s receipt of such shall not constitute constructive notice of any information contained therein or determinable from information contained therein, including the Company’s
compliance with any of its covenants hereunder (as to which the Trustee is entitled to rely exclusively on Officers’ Certificates). The Trustee is under no duty to examine such reports, information or documents to ensure compliance with the
provisions of this Indenture or to ascertain the correctness or otherwise of the information or the statements contained therein. The Trustee is entitled to assume such compliance and correctness unless a Responsible Officer of the Trustee is
informed otherwise. 
  

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 Section 5.03. Reports by the Trustee 
 Any Trustee’s report required under Section 313(a) of the Trust Indenture Act of 1939 shall be transmitted on or before July 15 in each year
beginning July 15, 2008, as provided in Section 313(c) of the Trust Indenture Act of 1939, so long as any Securities are Outstanding hereunder, and shall be dated as of a date convenient to the Trustee no more than 60 days prior thereto.

 ARTICLE 6 
 REMEDIES OF
THE TRUSTEE AND SECURITYHOLDERS 
 ON EVENT OF DEFAULT 
 Section 6.01. Events of Default 
 The term “Event of Default” whenever used
herein with respect to Securities of any series means any one of the following events and such other events as may be established with respect to the Securities of such series as contemplated by Section 2.02 hereof, continued for the period of
time, if any, and after the giving of notice, if any, designated in this Indenture or as may be established with respect to such Securities as contemplated by Section 2.02 hereof, as the case may be, unless it is either inapplicable or is
specifically deleted or modified in the applicable resolution of the Board of Directors or in the supplemental indenture under which such series of Securities is issued, as the case may be, as contemplated by Section 2.02: 
 (a) default for 30 days in the payment of any installment of interest on any Security of such series when and as the same shall become due and payable; or

 (b) default in the payment of the principal of, or premium, if any, on any Security of such series when and as the same shall become due
and payable whether at maturity, upon redemption, by declaration, repayment or otherwise; or 
 (c) default in the making or satisfaction of
any sinking fund payment or analogous obligation as and for 30 days when the same shall become due and payable by the terms of the Securities of such series; or 
 (d) failure on the part of the Company duly to observe or perform any other of the covenants or agreements on the part of the Company in respect of the Securities of such series contained in this Indenture (other than
a covenant or agreement in respect of the Securities of such series a default in whose observance or performance is elsewhere in this Section 6.01 specifically dealt with) continued for a period of 60 days after the date on which written notice
of such failure, requiring the Company to remedy the same, shall have been given to the Company by the Trustee, or to the Company and the Trustee by the holders of at least twenty-five percent in aggregate principal amount of the Securities of such
series at the time Outstanding; or 
 (e) a decree or order by a court having jurisdiction in the premises shall have been entered adjudging
the Company bankrupt or insolvent, or approving as properly filed a petition seeking reorganization of the Company under the Federal Bankruptcy Code or any other similar applicable Federal or State law, and such decree or order shall have continued
undischarged and unstayed for a period of 60 days; or a decree or order of a court having jurisdiction in the premises for the appointment of a receiver or liquidator or trustee or assignee (or other similar official) in bankruptcy or insolvency of
the Company or of all or substantially all of the property of the Company, or for the winding up or liquidation of the affairs of the Company, shall have been entered, and such decree or order shall have continued undischarged and unstayed for a
period of 60 days; or 
  

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 (f) the Company shall institute proceedings to be adjudicated a voluntary bankrupt, or shall consent to
the filing of a bankruptcy proceeding against the Company, or shall file a petition or answer or consent seeking reorganization under the Federal Bankruptcy Code or any other similar applicable Federal or State law, or shall consent to the filing of
any such petition, or shall consent to the appointment of a receiver or liquidator or trustee or assignee (or other similar official) in bankruptcy or insolvency of it or of its property, or shall make an assignment for the benefit of creditors, or
shall admit in writing the inability of the Company to pay its debts generally as they become due; or 
 (g) any other Event of Default
provided in the applicable resolution of the Board of Directors or in the supplemental indenture under which such series of Securities is issued, as the case may be, as contemplated by Section 2.02. 
 If an Event of Default as contemplated by Sections 6.01(e) or 6.01(f) occurs, the principal amount (or, if the Securities of such series are Original
Issue Discount Securities, such portions of the principal amount as may be specified in the terms of such series) with respect to Securities of any series at the time Outstanding will become due and payable immediately. If any other Event of Default
with respect to Securities of any series at the time Outstanding occurs and is continuing, then and in each and every such case, unless the principal of all of the Securities of such series shall have already become due and payable, either the
Trustee or the holders of not less than twenty-five percent in aggregate principal amount of the Securities of such series then Outstanding hereunder, by notice in writing to the Company (and to the Trustee if given by Securityholders of such
series), may declare the principal amount (or, if the Securities of such series are Original Issue Discount Securities, such portion of the principal amount as may be specified in the terms of such series) of all the Securities of such series to be
due and payable immediately, and upon any such declaration the same shall become and shall be immediately due and payable, anything in this Indenture or in the Securities of such series contained to the contrary notwithstanding. This provision,
however, is subject to the condition that if, at any time after the principal amount (or, if the Securities of such series are Original Issue Discount Securities, such portion of the principal amount as may be specified in the terms of such series)
of the Securities of any series shall have been so declared or otherwise become due and payable, and before any judgment or decree for the payment of the moneys due shall have been obtained or entered as hereinafter provided, the Company shall pay
or shall deposit with the Trustee a sum sufficient to pay all matured installments of interest, if any, upon all of the Securities of such series and the principal of, and premium, if any, on any and all Securities of such series which shall have
become due otherwise than by acceleration (with interest on overdue installments of interest (to the extent that payment of such interest is enforceable under applicable law) and on such principal at the Overdue Rate applicable to such series, to
the date of such payment or deposit) and all amounts payable to the Trustee pursuant to the provisions of Section 7.06, and any and all defaults under this Indenture with respect to such series of Securities, other than the nonpayment of
principal of and accrued interest on Securities of such series which shall have become due solely by acceleration, shall have been remedied or cured or waived or provision shall have been made therefor to the satisfaction of the Trustee—then
and in every such case the holders of a majority in aggregate principal amount of the Securities of such series then Outstanding, by written notice to the Company and to the Trustee, may waive all defaults with respect to such series and rescind and
annul such declaration or acceleration and its consequences; but no such waiver or rescission and annulment shall extend to or shall affect any subsequent default or shall impair any right consequent thereon. 
 In case the Trustee shall have proceeded to enforce any right under this Indenture and such proceeding shall have been discontinued or abandoned because
of such rescission or annulment or for any other reason or shall have been determined adversely to the Trustee, then and in every such case the Company and the Trustee shall be restored respectively to their several positions and rights hereunder,
and all rights, remedies and powers of the Company and the Trustee shall continue as though no such proceeding had been taken. 
  

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 Section 6.02. Payment of Securities on Default; Suit Therefor 
 The Company covenants that (a) in case default shall be made in the payment of any installment of interest upon any Security of any series as and
when the same shall become due and payable, and such default shall have continued for a period of 30 days, (b) in case default shall be made in the payment of the principal of, or premium, if any, on any Security of any series as and when the
same shall become due and payable, whether at maturity of the Securities of that series or upon redemption or by declaration, repayment or otherwise or (c) in case of default in the making or satisfaction of any sinking fund payment or
analogous obligation when the same becomes due by the terms of the Securities of any series—then, upon demand of the Trustee, the Company will pay to the Trustee, for the benefit of the holder of any such Security (or holders of any series of
Securities in the case of clause (c) above) the whole amount that then shall have become due and payable on any such Security (or Securities of any such series in the case of clause (c) above) for principal, premium, if any, and interest,
if any, with interest upon the overdue principal and premium, if any, and (to the extent that payment of such interest is enforceable under applicable law) upon the overdue installments of interest, if any, at the Overdue Rate applicable to any such
Security (or Securities of any such series in the case of clause (c) above); and, in addition thereto, such further amount as shall be sufficient to cover costs and expenses of collection, and any further amounts payable to the Trustee pursuant
to the provisions of Section 7.06. 
 In case the Company shall fail forthwith to pay such amounts upon such demand, the Trustee, in its
own name and as trustee of any express trust, shall be entitled and empowered to institute any actions or proceedings at law or in equity for the collection of the sums so due and unpaid, and may prosecute any such action or proceeding to judgment
or final decree, and may enforce any such judgment or final decree against the Company or any other obligor upon such Securities and collect in the manner provided by law out of the property of the Company or any other obligor on such Securities
wherever situated the moneys adjudged or decreed to be payable. 
 In case there shall be pending proceedings for the bankruptcy, for the
insolvency or for the reorganization of the Company or any other obligor on the Securities of any series under the Federal Bankruptcy Code or any other similar applicable Federal or State law, or in case a receiver or trustee (or other similar
official) shall have been appointed for the property of the Company or such other obligor, or in the case of any other similar judicial proceedings relative to the Company or other obligor on the Securities of any series, or to the creditors or
property of the Company or such other obligor, the Trustee, irrespective of whether the principal of the Securities of any series shall then be due and payable as therein expressed or by declaration or otherwise and irrespective of whether the
Trustee shall have made any demand pursuant to the provisions of this Section 6.02, shall be entitled and empowered, by intervention in such proceedings or otherwise, to file and prove a claim or claims for the whole amount of principal (or, if
the Securities of any series are Original Issue Discount Securities, such portion of the principal amount as may be due and payable with respect to such series pursuant to a declaration in accordance with Section 6.01), premium, if any, and
interest, if any, owing and unpaid in respect of the Securities of any series and, in case of any judicial proceedings, to file such proofs of claim and other papers or documents as may be necessary or advisable in order to have the claims of the
Trustee and of the Securityholders of any series allowed in such judicial proceedings relative to the Company or any other obligor on the Securities of any series, its or their creditors, or its or their property, and to collect and receive any
moneys or other property payable or deliverable on any such claims, and to distribute the same after the deduction of costs and expenses of collection, and any further amounts payable to the Trustee pursuant to the provisions of Section 7.06
and incurred by it up to the date of such distribution; and any receiver, assignee or trustee (or other similar official) in bankruptcy or reorganization is hereby authorized by each of the Securityholders to make such payments to the Trustee, and,
in the event that the Trustee shall consent to the making of such payments directly to the Securityholders, to pay to the Trustee costs and expenses of collection and any further amounts payable to the Trustee pursuant to the provisions of
Section 7.06 and incurred by it up to the date of such distribution. 
  

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 Nothing herein contained shall be deemed to authorize the Trustee to authorize or consent to or accept or
adopt on behalf of any Securityholder any plan of reorganization, arrangement, adjustment or composition affecting any of the Securities of any series or the rights of any holder thereof, or to authorize the Trustee to vote in respect of the claim
of any Securityholder in any such proceeding. 
 All rights of action and of asserting claims under this Indenture, or under the Securities
of any series, may be enforced by the Trustee without the possession of any of the Securities of such series or the production thereof in any trial or other proceeding relative thereto, and any such suit or proceeding instituted by the Trustee shall
be brought in its own name as trustee of an express trust, and any recovery of judgment shall be for the ratable benefit of the holders of the Securities in respect of which such action was taken. In any proceedings brought by the Trustee (and also
any proceedings in which a declaratory judgment of a court may be sought as to the interpretation or construction of any provision of this Indenture, to which the Trustee shall be a party) the Trustee shall be held to represent all the holders of
the Securities to which such proceedings relate, and it shall not be necessary to make any holders of such Securities parties to any such proceedings. 
 Section 6.03. Application of Moneys Collected by Trustee 
 Any moneys collected by the
Trustee pursuant to this Article and, if an Event of Default has occurred and is continuing, any money or other property distributable in respect of the Company’s obligations under the Indenture shall be applied in the order following, at the
date or dates fixed by the Trustee for the distribution of such moneys, upon presentation of the several Securities in respect of which moneys have been collected, and the notation thereon of the payment, if only partially paid, and upon surrender
thereof if fully paid: 
 FIRST: To the payment of all amounts due the Trustee pursuant to the provisions of Section 7.06; 
 SECOND: In case the principal of the Outstanding Securities in respect of which such moneys have been collected shall not have become due (at maturity,
upon redemption, by declaration, repayment or otherwise) and be unpaid, to the payment of interest, if any, on such Securities, in the order of the maturity of the installments of such interest, with interest (to the extent that such interest has
been collected by the Trustee) upon the overdue installments of interest at the Overdue Rate applicable to such Securities, such payments to be made ratably to the person entitled thereto; 
 THIRD: In case the principal of the Outstanding Securities in respect of which such moneys have been collected shall have become due (at maturity, upon
redemption, by declaration, repayment or otherwise), to the payment of the whole amount then owing and unpaid upon such Securities for principal, premium, if any, and interest, if any, with interest on the overdue principal, and premium, if any, and
(to the extent that such interest has been collected by the Trustee) upon overdue installments of interest, if any, at the Overdue Rate applicable to such Securities; and in case such moneys shall be insufficient to pay in full the whole amounts so
due and unpaid upon such Securities, then to the payment of such principal, premium, if any, and interest, if any, without preference or priority of principal, and premium, if any, over interest, if any, or of interest, if any, over principal, and
premium, if any, or of any installment of interest, if any, over any other installment of interest, if any, or of any such Security over any other such Security, ratably to the aggregate of such principal, premium, if any, and accrued and unpaid
interest, if any; and 
  

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 FOURTH: To the payment of the remainder, if any, to the Company, its successors or assigns, or to
whosoever may be lawfully entitled to receive the same, or as a court of competent jurisdiction may direct. 
 Section 6.04.
Proceedings by Securityholders 
 No holder of any Security of any series shall have any right by virtue of or by availing of any
provision of this Indenture to institute any suit, action or proceeding in equity or at law upon or under or with respect to this Indenture or for the appointment of a receiver or trustee (or other similar official), or for any other remedy
hereunder, unless (i) such holder previously shall have given to the Trustee written notice of an Event of Default with respect to Securities of such series and of the continuance thereof, as hereinbefore provided, (ii) the holders of not
less than twenty-five percent in aggregate principal amount of the Securities of such series then Outstanding shall have made written request upon the Trustee to institute such action, suit or proceeding in its own name as Trustee hereunder and
shall have offered to the Trustee such reasonable indemnity as it may require against the costs, expenses and liabilities to be incurred therein or thereby, and (iii) the Trustee for 60 days after its receipt of such notice, request and offer
of indemnity, shall not have received from the holders of a majority in principal amount of the Securities of such series then Outstanding a direction inconsistent with that request, and shall have neglected or refused to institute any such action,
suit or proceeding, it being understood and intended, and being expressly covenanted by the taker and holder of every Security with every other taker and holder and the Trustee, that no one or more holders of Securities of such series shall have any
right in any manner whatever by virtue or by availing of any provision of this Indenture to affect, disturb or prejudice the rights of any other holder of Securities of such series, or to obtain or seek to obtain priority over or preference to any
other such holder, or to enforce any right under this Indenture, except in the matter herein provided and for the equal, ratable and common benefit of all holders of Securities of such series. 
 Notwithstanding any other provisions in this Indenture, however, the right of any holder of any Security to receive payment of the principal of, premium,
if any, and interest, if any, on such Security, on or after the respective due dates expressed in such Security, or upon redemption, by declaration, repayment or otherwise, or to institute suit for the enforcement of any such payment on or after
such respective dates or to convert any Security, shall not be impaired or affected without the consent of such holder, and no provision of the Securities of any series or of this Indenture shall alter or impair the obligation of the Company, which
is absolute and unconditional, to pay the principal of, premium, if any, and interest, if any, on the Securities of such series at the respective places, at the respective times, at the respective rates and in the coin or currency, therein and
herein prescribed. 
 Section 6.05. Proceedings by Trustee 
 In case of an Event of Default hereunder the Trustee may in its discretion proceed to protect and enforce the rights vested in it by this Indenture by
such appropriate judicial proceedings as the Trustee shall deem most effectual to protect and enforce any of such rights, either by suit in equity or by action at law or by proceeding in bankruptcy or otherwise, whether for the specific enforcement
of any covenant or agreement contained in this Indenture or in aid of the exercise of any power granted in this Indenture, or to enforce any other legal or equitable right vested in the Trustee by this Indenture or by law. 
 Section 6.06. Remedies Cumulative and Continuing 
 All powers and remedies given by this Article Six to the Trustee or to the Securityholders of any series shall, to the extent permitted by law, be deemed cumulative and not exclusive of any thereof or of any other
powers and remedies available to the Trustee or the holders of such Securities, by judicial proceedings or otherwise, to enforce the performance or observance of the covenants and agreements 

  

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contained in this Indenture, and no delay or omission of the Trustee or of any holder of any such Securities to exercise any right or power accruing upon any
default occurring and continuing as aforesaid shall impair any such right or power, or shall be construed to be a waiver of any such default or an acquiescence therein; and, subject to the provisions of Section 6.04, every power and remedy
given by this Article Six or by law to the Trustee or to the Securityholders of any series may be exercised from time to time, and as often as shall be deemed expedient, by the Trustee or by the Securityholders of such series. 
 Section 6.07. Direction of Proceedings and Waiver of Defaults by Securityholders 
 (a) The holders of a majority in aggregate principal amount of the Securities of any series at the time Outstanding shall have the right to direct the
time, method and place of conducting any proceeding for any remedy available to the Trustee, or exercising any trust or power conferred on the Trustee, with respect to the Securities of such series; provided, however, that (subject to
the provisions of Section 7.01) the Trustee shall have the right to decline to follow any such direction if the Trustee, being advised by counsel, determines that the action or proceeding so directed may not lawfully be taken or if the Trustee
in good faith by its board of directors or trustees, executive committee, or a trust committee of directors or trustees and/or Responsible Officers shall determine that the action or proceeding so directed would involve the Trustee in personal
liability or expense for which it is not adequately indemnified. 
 (b) Prior to any acceleration or declaration accelerating the maturity of
the Securities of any series, the holders of a majority in aggregate principal amount of the Securities of such series at the time Outstanding may, on behalf of the holders of all of the Securities of such series, waive any past default or Event of
Default with respect to such series and its consequences except a default in the payment of interest, if any, on, or the principal of or premium, if any, on any Security of such series, or in the payment of any sinking fund installment or analogous
obligation with respect to Securities of such series, or in respect of a covenant or provision hereof which under Section 10.02 cannot be modified or amended without the consent of the holder of each Security affected. Upon any such waiver the
Company, the Trustee and the holders of the Securities of that series shall be restored to their former positions and rights hereunder, respectively; but no such waiver shall extend to any subsequent or other default or Event of Default or impair
any right consequent thereon. Whenever any default or Event of Default hereunder shall have been waived as permitted by this Section 6.07(b), said default or Event of Default shall for all purposes of the Securities of such series and this
Indenture be deemed to have been cured and to be not continuing. 
 Section 6.08. Notice of Defaults 
 The Trustee shall, within 90 days after the occurrence of a default with respect to the Securities of any series, mail to all holders of Securities of
such series, as the names and addresses of such holders appear upon the registry books of the Company, notice of all defaults with respect to such series known to the Trustee, unless such defaults shall have been cured or waived before the giving of
such notice (the term “defaults” for the purpose of this Section 6.08 being hereby defined to be the events specified in Section 6.01 or established with respect to such Securities as contemplated by Section 2.02, not
including the periods of grace, if any, provided for therein or established with respect to such Securities as contemplated by Section 2.02 and irrespective of the giving of the notices specified in clause (d) of Section 6.01 or
established with respect to such Securities as contemplated by Section 2.02); provided, however, that except in the case of default in the payment of the principal of, premium, if any, or interest, if any, on any of the Securities
of such series or in the making of any sinking fund installment or analogous obligation with respect to such series, the Trustee shall be protected in withholding such notice if and so long as the board of directors, the executive committee, or a
trust committee of directors and/or Responsible Officers of the Trustee in good faith determines that the withholding of such notice is in the interest of the holders of Securities of such series. 
  

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 Section 6.09. Undertaking to Pay Costs 
 All parties to this Indenture agree, and each holder of any Security by his acceptance thereof shall be deemed to have agreed, that any court may in its
discretion require, in any suit for the enforcement of any right or remedy under this Indenture or in any suit against the Trustee for any action taken, omitted or suffered by it as Trustee, the filing by any party litigant in such suit of an
undertaking to pay the costs of such suit and that such court may in its discretion assess reasonable costs, including reasonable attorneys’ fees, against any party litigant in such suit, having due regard to the merits and good faith of the
claims or defenses made by such party litigant; but the provisions of this Section 6.09 shall not apply (i) to any suit instituted by the Trustee, (ii) to any suit instituted by any holder of Securities of any series or group of such
holders, holding in the aggregate more than ten percent in principal amount of the Outstanding Securities of such series or (iii) to any suit instituted by any Securityholder for the enforcement of the payment of the principal of, premium, if
any, or interest, if any, on any Security (A) on or after the due date expressed in such Security, (B) on or after the date fixed for redemption or repayment or (C) after such Security shall have become due by declaration. 

ARTICLE 7 
 CONCERNING THE TRUSTEE

 Section 7.01. Duties and Responsibilities of Trustee 
 With respect to the holders of any series of Securities issued hereunder, the Trustee, prior to the occurrence of an Event of Default with respect to the
Securities of such series and after the curing or waiving of all Events of Default which may have occurred with respect to such series, undertakes to perform such duties and only such duties as are specifically set forth in this Indenture. In case
an Event of Default with respect to the Securities of a series has occurred (which has not been cured or waived) the Trustee shall exercise such of the rights and powers vested in it by this Indenture with respect to such series, and use the same
degree of care and skill in their exercise as a prudent man would exercise or use under the circumstances in the conduct of his own affairs. 
 No provision of this Indenture shall be construed to relieve the Trustee from liability for its own negligent action, its own negligent failure to act, or its own willful misconduct, except that 
 (a) prior to the occurrence of an Event of Default with respect to the Securities of a series and after the curing or waiving of all Events of Default
with respect to such series which may have occurred: 
 (1) the duties and obligations of the Trustee with respect to the Securities of a
series shall be determined solely by the express provisions of this Indenture, and the Trustee shall not be liable except for the performance of such duties and obligations as are specifically set forth in this Indenture, and no implied covenants or
obligations shall be read into this Indenture against the Trustee; and 
 (2) in the absence of bad faith on the part of the Trustee, the
Trustee may conclusively rely, as to the truth of the statements and the correctness of the opinions expressed therein, upon any certificates or opinions furnished to the Trustee and conforming to the requirements of this Indenture; but in the case
of any such certificates or opinions which by any provision hereof are specifically required to be furnished to the Trustee, the Trustee shall be under a duty to examine the same to determine whether or not they conform to the requirements of this
Indenture; 
  

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 (b) the Trustee shall not be liable for any error of judgment made in good faith by a Responsible Officer
or Officers of the Trustee, unless it shall be proved that the Trustee was negligent in ascertaining the pertinent facts; 
 (c) the Trustee
shall not be liable with respect to any action taken, omitted or suffered to be taken by it in good faith in accordance with the direction of the holders of Securities of any series pursuant to Section 6.07 relating to the time, method and
place of conducting any proceeding for any remedy available to the Trustee or exercising any trust or power conferred upon the Trustee, under this Indenture with respect to Securities of such series; 
 (d) whether or not therein expressly so provided, every provision of this Indenture relating to the conduct of, the liability of or affording protection
to the Trustee for any series of Securities shall be subject to the provisions of this Section 7.01; 
 (e) the Trustee shall not be
liable for interest on any money received by it except as the Trustee may agree in writing with the Company; and 
 (f) money held in trust
by the Trustee need not be segregated from other funds except as required by law. 
 None of the provisions of this Indenture shall be
construed as requiring the Trustee to expend or risk its own funds or otherwise to incur any personal financial liability in the performance of any of its duties hereunder, or in the exercise of any of its rights or powers, if there shall be
reasonable grounds for believing that repayment of such funds or adequate indemnity against such risk or liability is not reasonably assured to it. 
 The provisions of this Section 7.01 are in furtherance of and subject to Section 315 of the Trust Indenture Act of 1939. 
 Section 7.02. Reliance on Documents, Opinions, etc. 
 In furtherance of and subject to the Trust Indenture Act of
1939, and subject to the provisions of Section 7.01: 
 (a) the Trustee may rely and shall be protected in acting or refraining from
acting upon any resolution, certificate, statement, instrument, opinion, report, notice, request, direction, consent, order, or other paper or document believed by it to be genuine and to have been signed or presented by the proper party or parties;

 (b) any request, direction, order or demand of the Company mentioned herein shall be sufficiently evidenced by an instrument signed in the
name of the Company by its President, its Chairman of the Board or any Vice President and its Treasurer, its Secretary or its Comptroller (unless other evidence in respect thereof be herein specifically prescribed); and any resolution of the Board
of Directors of the Company may be evidenced to the Trustee by a copy thereof certified by the Secretary, an Assistant Secretary or an Attesting Secretary of the Company; 
 (c) the Trustee may consult with counsel and any Opinion of Counsel shall be full and complete authorization and protection in respect of any action taken, omitted or suffered to be taken by it hereunder in good faith
and in accordance with such Opinion of Counsel; 
  

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 (d) the Trustee shall be under no obligation to exercise any of the rights or powers vested in it by this
Indenture at the request, order or direction of any of the Securityholders, pursuant to the provisions of this Indenture, unless such Securityholders shall have offered to the Trustee reasonable security or indemnity against the costs, expenses and
liabilities which might be incurred therein or thereby; 
 (e) the Trustee shall not be liable for any action taken, omitted or suffered by
it in good faith and believed by it to be authorized or within the discretion or rights or powers conferred upon it by this Indenture; 
 (f)
the Trustee shall not be bound to make any inquiry or investigation into the facts or matters stated in any resolution, certificate, statement, instrument, opinion, report, notice, request, direction, consent, order, bond, note or other paper or
document unless requested in writing so to do by the holders of a majority in aggregate principal amount of the Securities of any series affected then Outstanding; provided, however, that if the payment within a reasonable time to the
Trustee of the costs and expenses or liabilities likely to be incurred by it in the making of such investigation is, in the opinion of the Trustee, not reasonably assured to the Trustee by the security conferred upon it by the terms of this
Indenture, the Trustee may require reasonable indemnity against such costs, expenses or liabilities as a condition to so proceeding; and the reasonable expense of such investigation shall be paid by the Company, or, if paid by the Trustee, shall be
repaid by the Company upon demand; provided further, however, that the Trustee in its discretion may make such further inquiry into such facts or matters as it may see fit and if the Trustee shall determine to make such further inquiry, it
shall be entitled to examine books, records and premises of the Company, personally or by agent or attorney; 
 (g) the Trustee may execute
any of the trusts or powers hereunder or perform any duties hereunder either directly or by or through agents or attorneys, and the Trustee shall not be responsible for any misconduct or negligence on the part of any agent or attorney appointed with
due care by it hereunder; 
 (h) the Trustee shall not be deemed to have notice of any default or Event of Default unless a Responsible
Officer of the Trustee has actual knowledge thereof or written notice of any event which is in fact such a default or Event of Default is received by the Trustee at the Corporate Trust Office of the Trustee and such notice references the Securities
and this Indenture; 
 (i) the rights, privileges, protections, immunities and benefits given to the Trustee, including, without limitation,
its right to be indemnified, are extended to, and shall be enforceable by, the Trustee in each of it capacities hereunder and each agent, custodian and other Person employed to act hereunder; 
 (j) the Trustee may request that the Company deliver an Officers’ Certificate setting forth the names of individuals and/or titles of officers
authorized at such time to take specified actions pursuant to this Indenture, which Officers’ Certificate may be signed by any person authorized to sign an Officers’ Certificate, including any person specified as so authorized in any such
certificate previously delivered and not superseded; 
 (k) the Trustee shall not be responsible or liable for special, indirect or
consequential loss or damage of any kind whatsoever (including, but not limited to, loss or profit) irrespective of whether the Trustee has been advised of the likelihood of such loss or damage and regardless of the form of action; 
 (l) the Trustee shall not be required to give any note, bond or surety in respect of the execution of the trusts and powers under this Indenture; and

  

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 (m) the Trustee shall not be responsible or liable for any failure or delay in the performance of its
obligations under this Indenture arising out of or caused, directly or indirectly by circumstances beyond its reasonable control, including, without limitation, acts of God, earthquakes, fire, flood, terrorism, wars and other military disturbances,
sabotage, epidemics, riots, interruptions, loss or malfunction of utilities or communication services and acts of civil or military authorities and governmental action. 
 Section 7.03. No Responsibility for Recitals, etc. 
 The recitals contained herein and in
the Securities shall be taken as the statements of the Company (except in the Trustee’s certificates of authentication), and the Trustee assumes no responsibility for the correctness of the same. The Trustee shall not be responsible for and
makes no representations as to the validity or sufficiency of this Indenture or the Securities, provided that the Trustee shall not be relieved of its duty to authenticate Securities only as authorized by this Indenture. The Trustee shall not
be accountable for the use or application by the Company of any of the Securities or of the proceeds therefrom, and it shall not be responsible for any statement in any of the Securities or any other document in connection with the sale of the
Securities. 
 Section 7.04. Ownership of Securities 
 The Trustee and any agent of the Company or of the Trustee, in its individual or any other capacity, may become the owner or pledgee of Securities with
the same rights it would have if it were not Trustee or such agent. 
 Section 7.05. Moneys to be Held in Trust

 Subject to the provisions of Sections 12.05 and 12.06 hereof, all moneys received by the Trustee or any paying agent shall, until used or
applied as herein provided, be held in trust for the purposes for which they were received, but need not be segregated from other funds except to the extent required by law. Neither the Trustee nor any paying agent shall be under any liability for
interest on any moneys received by it hereunder except such as it may agree with the Company to pay thereon. So long as no Event of Default shall have occurred and be continuing, all interest allowed on any such moneys shall be paid from time to
time upon the written order of the Company, signed by its President, Chairman or any Vice Chairman of the Board, or any Vice President, Treasurer or Comptroller. 
 Section 7.06. Compensation and Expenses of Trustee and Indemnity 
 The Company covenants
and agrees to pay to the Trustee from time to time, and the Trustee shall be entitled to, reasonable compensation (which shall not be limited by any provision of law in regard to the compensation of a trustee of an express trust) and, except as
otherwise expressly provided, the Company will pay or reimburse the Trustee upon its request for all reasonable expenses, disbursements and advances incurred or made by the Trustee in accordance with any of the provisions of this Indenture
(including the reasonable compensation and the expenses and disbursements of its counsel and of all persons not regularly in its employ) except any such expense, disbursement or advance as may arise from its negligence or willful misconduct. If any
property other than cash shall at any time be subject to the lien of this Indenture, the Trustee, if and to the extent authorized by a receivership or bankruptcy court of competent jurisdiction or by the supplemental instrument subjecting such
property to such lien, shall be entitled to make advances for the purpose of preserving such property or of discharging tax liens or other prior liens or encumbrances thereon. The Company also covenants to indemnify the Trustee for, and to hold it
harmless against, any loss, liability or expense incurred without negligence or willful misconduct on the part of the Trustee, arising out of or in connection with the acceptance or administration of this 

  

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trust and its duties hereunder, including the costs and expenses of defending itself against any claim of liability in the premises. The obligations of the
Company under this Section 7.06 to compensate and indemnify the Trustee and to pay or reimburse the Trustee for expenses, disbursements and advances shall constitute additional indebtedness hereunder and shall survive the satisfaction and
discharge of this Indenture. Such additional indebtedness shall be secured by a lien prior to that of the Securities upon all property and funds held or collected by the Trustee as such, except funds held in trust for the benefit of the holders of
particular Securities. 
 Section 7.07. Officers’ Certificate as Evidence 
 Subject to the provisions of Sections 7.01 and 7.02, whenever in the administration of the provisions of this Indenture the Trustee shall deem it
necessary or desirable that a matter be proved or established prior to taking, omitting or suffering any action to be taken hereunder, such matter (unless other evidence in respect thereof be herein specifically prescribed) may, in the absence of
negligence or willful misconduct on the part of the Trustee, be deemed to be conclusively proved and established by an Officers’ Certificate delivered to the Trustee, and such certificate, in the absence of negligence or willful misconduct on
the part of the Trustee, shall be full warrant to the Trustee for any action taken, omitted or suffered by it under the provisions of this Indenture upon the faith thereof. 
 Section 7.08. Eligibility of Trustee 
 The Trustee hereunder shall at all times be a corporation organized and doing business under the laws of the United States of America, any state thereof or the District of Columbia, which (a) is authorized under
such laws to exercise corporate trust powers, (b) is subject to supervision or examination by Federal or State authority and (c) shall have at all times a combined capital and surplus of not less than $50,000,000. If such corporation
publishes reports of condition at least annually, pursuant to law, or to the requirements of the aforesaid supervising or examining authority, then for the purposes of this Section 7.08, the combined capital and surplus of such corporation at
any time shall be deemed to be its combined capital and surplus as set forth in its most recent report of condition so published. In case at any time the Trustee shall cease to be eligible in accordance with the provisions of this Section 7.08,
the Trustee shall resign immediately in the manner and with the effect specified in Section 7.09. 
 The provisions of this
Section 7.08 are in furtherance of and subject to Section 310(a) of the Trust Indenture Act of 1939. 
 Section 7.09.
Resignation or Removal of Trustee 
 (a) The Trustee, or any trustee or trustees hereafter appointed, may at any time resign with
respect to any one or more or all series of Securities by giving written notice of resignation to the Company and by mailing notice thereof to the holders of the applicable series of Securities at their addresses as they shall appear on the registry
books of the Company. Upon receiving such notice of resignation, the Company shall promptly appoint a successor trustee or trustees with respect to the applicable series by written instrument, in duplicate, executed by order of the Board of
Directors of the Company, one copy of which instrument shall be delivered to the resigning Trustee and one copy to the successor trustee. If no successor trustee shall have been so appointed with respect to any series and have accepted appointment
within 60 days after the giving of such notice of resignation, the resigning Trustee may petition any court of competent jurisdiction for the appointment of a successor trustee, or any Securityholder who has been a bona fide holder of a Security or
Securities of the applicable series for at least six months may, subject to the provisions of Section 6.09, on behalf of himself and all others similarly situated, petition any such court for the appointment of a successor trustee. Such court
may thereupon, after such notice, if any, as it may deem proper and prescribe, appoint a successor trustee. 
  

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 (b) In case at any time any of the following shall occur: 
 (1) the Trustee shall fail to comply with the provisions of Section 310(b) of the Trust Indenture Act of 1939 with respect to any series of
Securities after written request therefor by the Company or by any Securityholder who has been a bona fide holder of a Security or Securities of such series for at least six months, or 
 (2) the Trustee shall cease to be eligible in accordance with the provisions of Section 7.08 and Section 310(a) of the Trust Indenture Act of
1939 with respect to any series of Securities and shall fail to resign after written request therefor by the Company or by any such Securityholder, or 
 (3) the Trustee shall become incapable of acting with respect to any series of Securities, or shall be adjudged a bankrupt or insolvent, or a receiver of the Trustee or of its property shall be appointed or any public
officer shall take charge or control of the Trustee or of its property or affairs for the purpose of rehabilitation, conservation or liquidation, 
 then, in
any such case, the Company may remove the Trustee with respect to such series and appoint a successor trustee with respect to such series by written instrument, in duplicate, executed by order of the Board of Directors of the Company, one copy of
which instrument shall be delivered to the Trustee so removed and one copy to the successor trustee, or, subject to the provisions of Section 315(e) of the Trust Indenture Act of 1939, any Securityholder who has been a bona fide holder of a
Security or Securities of such series for at least six months may, on behalf of himself and all others similarly situated, petition any court of competent jurisdiction for the removal of the Trustee and the appointment of a successor trustee with
respect to such series. Such court may thereupon, after such notice, if any, as it may deem proper and prescribe, remove the Trustee and appoint a successor trustee with respect to such series. 
 (c) The holders of a majority in aggregate principal amount of the Securities of one or more series (each series voting as a class) or all series at the
time Outstanding may at any time remove the Trustee with respect to the applicable series or all series, as the case may be, and appoint with respect to the applicable series or all series, as the case may be, a successor trustee by written notice
of such action to the Company, the Trustee and the successor trustee. 
 (d) Any resignation or removal of the Trustee with respect to any
series and any appointment of a successor trustee with respect to such series pursuant to any of the provisions of this Section 7.09 shall become effective upon acceptance of appointment by the successor trustee as provided in
Section 7.10. 
 (e) No predecessor trustee shall be liable for the acts or omissions of any successor trustee. 
 Section 7.10. Acceptance by Successor Trustee 
 Any successor trustee appointed as provided in Section 7.09 shall execute, acknowledge and deliver to the Company and to its predecessor trustee an instrument accepting such appointment hereunder, and thereupon
the resignation or removal of the predecessor trustee with respect to any or all applicable series shall become effective and such successor trustee, without any further act, deed or conveyance, shall become vested with all the rights, powers,
duties and obligations with respect to such series of its predecessor hereunder, with like effect as if originally named as trustee herein; but, nevertheless, on the written request of the Company or of the successor trustee, the trustee ceasing to
act shall, upon payment (or due provision therefor) of any amounts then due it pursuant to the provisions of Section 7.06, execute and deliver an instrument transferring to such successor trustee all the rights and powers with respect to such
series of the trustee so ceasing to act. Upon request of any such successor 

  

 32 

 
trustee, the Company shall execute any and all instruments in writing in order more fully and certainly to vest in and confirm to such successor trustee all
such rights and powers. Any trustee ceasing to act shall, nevertheless, retain a lien upon all property or funds held or collected by such trustee to secure any amounts then due it pursuant to the provisions of Section 7.06. 
 In case of the appointment hereunder of a successor trustee with respect to the Securities of one or more (but not all) series, the Company, the
predecessor trustee and each successor trustee with respect to the Securities of any applicable series shall execute and deliver an indenture supplemental hereto which shall contain such provisions as shall be deemed necessary or desirable to
confirm that all the rights, powers, trusts and duties of the predecessor trustee with respect to the Securities of any series as to which the predecessor trustee is not retiring shall continue to be vested in the predecessor trustee and shall add
to or change any of the provisions of this Indenture as shall be necessary to provide for or facilitate the administration of the trusts hereunder by more than one trustee, it being understood that nothing herein or in such supplemental indenture
shall constitute such trustees co-trustees of the same trust and that each such trustee shall be trustee of a trust or trusts hereunder separate and apart from any trust or trusts hereunder administered by any other such trustee. 
 No successor trustee with respect to a series of Securities shall accept appointment as provided in this Section 7.10 unless at the time of such
acceptance such successor trustee shall, with respect to such series, be qualified under Section 310(b) of the Trust Indenture Act of 1939 and eligible under the provisions of Section 7.08. 
 Upon acceptance of appointment by a successor trustee with respect to any series as provided in this Section 7.10, the Company shall mail notice of
the succession of such trustee hereunder to the holders of Securities of such series at their addresses as they shall appear on the registry books of the Company. If the Company fails to mail such notice within ten days after the acceptance of
appointment by the successor trustee, the successor trustee shall cause such notice to be mailed at the expense of the Company. 
 Section 7.11. Succession by Merger, etc. 
 Any Person into which the Trustee may be merged or converted or with
which it may be consolidated, or any Person resulting from any merger, conversion or consolidation to which the Trustee shall be a party, or any Person succeeding to all or substantially all of the corporate trust business of the Trustee, shall be
the successor to the Trustee hereunder, provided such Person shall be qualified under Section 310(b) of the Trust Indenture Act of 1939 and eligible under the provisions of Section 7.08, without the execution or filing of any paper
or any further act on the part of any of the parties hereto, anything herein to the contrary notwithstanding. 
 In case at the time such
successor to the Trustee shall succeed to the trust created by this Indenture with respect to one or more series of Securities any of such Securities shall have been authenticated but not delivered, any such successor to the Trustee by merger,
conversion or consolidation may adopt the certificate of authentication of any predecessor trustee and deliver such Security so authenticated; and in case at that time any of such Securities shall not have been authenticated, any successor to the
Trustee may authenticate such Securities either in the name of such successor to the Trustee or, if such successor to the Trustee is a successor by merger, conversion or consolidation, the name of any predecessor hereunder; and in all such cases
such certificate shall have the full force which it is anywhere in such Securities or in this Indenture provided that the certificate of the Trustee shall have. 
  

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 Section 7.12. Other Matters Concerning the Trustee 
 The principal corporate trust office of the Trustee at the date of this Indenture is located at The Bank of New York, 101 Barclay Street, 8W, New York,
New York 10286, Telecopier: (212) 815-5704, Attn: Corporate Trust Administration. 
 Section 7.13. Appointment of
Authenticating Agent 
 The Trustee may appoint an Authenticating Agent or Agents which shall be authorized to act on behalf of the
Trustee to authenticate Securities issued upon original issue and upon exchange, registration of transfer, partial conversion or partial redemption or pursuant to Section 2.07, and Securities so authenticated shall be entitled to the benefits
of this Indenture and shall be valid and obligatory for all purposes as if authenticated by the Trustee hereunder. Wherever reference is made in this Indenture to the authentication and delivery of Securities by the Trustee or the Trustee’s
certificate of authentication, such reference shall be deemed to include authentication and delivery on behalf of the Trustee by an Authenticating Agent and a certificate of authentication executed on behalf of the Trustee by an Authenticating
Agent. Each Authenticating Agent shall be acceptable to the Company and shall at all times be a corporation organized and doing business under the laws of the United States of America, any State thereof or the District of Columbia, authorized under
such laws to act as Authenticating Agent, having a combined capital and surplus of not less than $50,000,000 and subject to supervision or examination by Federal or State authority. If such Authenticating Agent publishes reports of condition at
least annually, pursuant to law or to the requirements of said supervising or examining authority, then for the purposes of this Section, the combined capital and surplus of such Authenticating Agent shall be deemed to be its combined capital and
surplus as set forth in its most recent report of condition so published. If at any time an Authenticating Agent shall cease to be eligible in accordance with the provisions of this Section, such Authenticating Agent shall resign immediately in the
manner and with the effect specified in this Section. 
 Any corporation into which an Authenticating Agent may be merged or converted or
with which it may be consolidated, or any corporation resulting from any merger, conversion or consolidation to which such Authenticating Agent shall be a party, or any corporation succeeding to the corporate agency or corporate trust business of an
Authenticating Agent, shall continue to be an Authenticating Agent, provided such corporation shall be otherwise eligible under this Section, without the execution or filing of any paper or any further act on the part of the Trustee or the
Authenticating Agent. 
 An Authenticating Agent may resign at any time by giving written notice thereof to the Trustee and to the Company.
The Trustee may at any time terminate the agency of an Authenticating Agent by giving written notice thereof to such Authenticating Agent and to the Company. Upon receiving such a notice of resignation or upon such a termination, or in case at any
time such Authenticating Agent shall cease to be eligible in accordance with the provisions of this Section, the Trustee may appoint a successor Authenticating Agent which shall be acceptable to the Company and shall mail written notice of such
appointment by first-class mail, postage prepaid, to all holders of Securities as their names and addresses appear in the Security register. Any successor Authenticating Agent upon acceptance of its appointment hereunder shall become vested with all
the rights, powers and duties of its predecessor hereunder, with like effect as if originally named as an Authenticating Agent. No successor Authenticating Agent shall be appointed unless eligible under the provisions of this Section. 
 The Company agrees to pay to each Authenticating Agent from time to time reasonable compensation for its services under this Section. 
 If an appointment is made pursuant to this Section, the Securities may have endorsed thereon, in addition to the Trustee’s certificate of
authentication, an alternative certificate of authentication in the following form: 
  

 34 

 “Dated: 
 This is one of the Securities described in the within-mentioned Indenture. 
  

			
	THE BANK OF NEW YORK, as Trustee
		
	 By:
	 	  

		 	As Authenticating Agent
		
	 By:
	 	  

		 	Authorized Signatory”

 ARTICLE 8 
 CONCERNING THE SECURITYHOLDERS 
 Section 8.01. Action of Securityholders

 Whenever in this Indenture it is provided that the holders of a specified percentage in aggregate principal amount of the Securities of
any or all series may take any action (including the making of any demand or request, the giving of any notice, consent or waiver or the taking of any other action) the fact that at the time of taking any such action the holders of such specified
percentage have joined therein may be evidenced (a) by any instrument or any number of instruments of similar tenor executed by such Securityholders in person or by agent or proxy appointed in writing, (b) by the record of such holders of
Securities voting in favor thereof at any meeting of such Securityholders duly called and held in accordance with the provisions of Article Nine or (c) by a combination of such instrument or instruments and any such record of such a meeting of
such Securityholders. 
 Section 8.02. Proof of Execution by Securityholders 
 Subject to the provisions of Sections 7.01, 7.02 and 9.06, proof of the execution of any instrument by a Securityholder or his agent or proxy shall be
sufficient if made in accordance with such reasonable rules and regulations as may be prescribed by the Trustee or in such manner as shall be reasonably satisfactory to the Trustee. The ownership of Securities shall be proved by the registry books
of the Company. 
 The record of any Securityholders’ meeting shall be proved in the manner provided in Section 9.07. 

The Company may set a record date for purposes of determining the identity of holders of Securities of any series entitled to vote or consent to or
revoke any action referred to in Section 8.01, which record date may be set at any time or from time to time by notice to the Trustee, for any date or dates (in the case of any adjournment or reconsideration) not more than 60 days nor less than
five days prior to the proposed date of such vote or consent, and thereafter, notwithstanding any other provisions hereof, with respect to Securities of any series, only holders of Securities of such series of record on such record date shall be
entitled to so vote or give such consent or revoke such vote or consent. 
  

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 Section 8.03. Who Are Deemed Absolute Owners 
 The Company, the Trustee and any agent of the Company or of the Trustee may deem the person in whose name any Security shall be registered upon the
registry books of the Company to be, and may treat him as, the owner of such Security (whether or not such Security shall be overdue and notwithstanding any notation of ownership or other writing thereon) for the purpose of receiving payment of or
on account of the principal of, premium, if any, and (subject to Section 2.04) interest, if any, on such Security and for all other purposes; and neither the Company nor the Trustee nor any agent of the Company or of the Trustee shall be
affected by any notice to the contrary. All such payments so made to any holder for the time being, or upon his order, shall be valid, and, to the extent of the sum or sums so paid, effectual to satisfy and discharge the liability for moneys payable
upon any such Security. 
 No Beneficial Owner of a beneficial interest in any Global Security held on its behalf by a Depositary shall have
any rights under this Indenture with respect to such Global Security, and such Depositary may be treated by the Company, the Trustee, and any agent of the Company or the Trustee as the owner of such Security for all purposes whatsoever. None of the
Company, the Trustee or any agent of the Company or the Trustee will have any responsibility or liability for any aspect of the records relating to or payments made on account of beneficial ownership interests of a Global Security or maintaining,
supervising or reviewing any records relating to such beneficial ownership interests. 
 Section 8.04. Company-Owned
Securities Disregarded 
 In determining whether the holders of the requisite aggregate principal amount of Securities have concurred in
any demand, request, notice, direction, consent or waiver under this Indenture, Securities which are owned by the Company or any other obligor on the Securities with respect to which such determination is being made or by any person directly or
indirectly controlling or controlled by or under direct or indirect common control with the Company or any other obligor on the Securities with respect to which such determination is being made shall be disregarded and deemed not to be Outstanding
for the purpose of any such determination; provided, that for the purposes of determining whether the Trustee shall be protected in relying on any such demand, request, notice, direction, consent or waiver only Securities which the Trustee
knows are so owned shall be so disregarded. Securities so owned which have been pledged in good faith may be regarded as Outstanding for the purposes of this Section 8.04 if the pledgee shall establish to the satisfaction of the Trustee the
pledgee’s right to vote such Securities and that the pledgee is not a person directly or indirectly controlling or controlled by or under direct or indirect common control with the Company or any such other obligor. In the case of a dispute as
to such right, any decision by the Trustee taken upon the advice of counsel shall be full protection to the Trustee. 
 Section 8.05. Revocation of Consents; Future Holders Bound 
 At any time prior to (but not after) the
evidencing to the Trustee, as provided in Section 8.01, of the taking of any action by the holders of the percentage in aggregate principal amount of the Securities of any or all series, as the case may be, specified in this Indenture in
connection with such action, any holder of a Security which is shown by the evidence to be included in the Securities the holders of which have consented to such action may, by filing written notice with the Trustee at its principal office and upon
proof of holding as provided in Section 8.02, revoke such action so far as concerns such Security. Except as aforesaid, any such action taken by the holder of any Security shall be conclusive and binding upon such holder and upon all future
holders of such Security, irrespective of whether or not any notation in regard thereto is made upon such Security or any Security issued in exchange or substitution therefor. 
  

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 ARTICLE 9 
 SECURITYHOLDERS’ MEETINGS 
 Section 9.01. Purposes of Meetings 
 A meeting of holders of Securities of any or all series may be called at any time and from time to time pursuant to the provisions of this Article Nine
for any of the following purposes: 
 (1) to give any notice to the Company or to the Trustee, to give any directions to the Trustee, to
consent to the waiving of any default hereunder and its consequences or to take any other action authorized to be taken by Securityholders pursuant to any of the provisions of Article Six; 
 (2) to remove the Trustee and nominate a successor trustee pursuant to the provisions of Article Seven; 
 (3) to consent to the execution of an indenture or indentures supplemental hereto pursuant to the provisions of Section 10.02; or 
 (4) to take any other action authorized to be taken by or on behalf of the holders of any specified aggregate principal amount of the Securities of any
or all series, as the case may be, under any other provision of this Indenture or under applicable law. 
 Section 9.02.
Call of Meetings by Trustee 
 The Trustee may at any time call a meeting of holders of Securities of any or all series to take any
action specified in Section 9.01, to be held at such time and at such place in the Borough of Manhattan, The City of New York, as the Trustee shall determine. Notice of every meeting of the holders of Securities of any or all series, setting
forth the time and the place of such meeting and in general terms the action proposed to be taken at such meeting, shall be mailed to holders of Securities of each series affected at their addresses as they shall appear on the registry books of the
Company. Such notice shall be mailed not less than 10 nor more than 90 days prior to the date fixed for the meeting. 
 Section 9.03. Call of Meetings by Company or Securityholders 
 In case at any time the Company, pursuant
to a resolution of its Board of Directors, or the holders of at least ten percent in aggregate principal amount of the Securities then Outstanding of any series that may be affected by the action proposed to be taken at the meeting shall have
requested the Trustee to call a meeting of the holders of Securities of all series that may be so affected, by written request setting forth in reasonable detail the action proposed to be taken at the meeting, and the Trustee shall not have mailed
the notice of such meeting within 20 days after receipt of such request, then the Company or such Securityholders, in the amount specified above, may determine the time and the place in said Borough of Manhattan for such meeting and may call such
meeting to take any action authorized in Section 9.01, by mailing notice thereof as provided in Section 9.02. 
 Section 9.04. Qualifications for Voting 
 To be entitled to vote at any meeting of Securityholders a
person shall (a) be a holder of one or more Securities with respect to which such meeting is being held or (b) be a person appointed by an instrument in writing as proxy by a holder of one or more such Securities. The only persons who
shall be entitled to be present or to speak at any meeting of Securityholders shall be the persons entitled to vote at such meeting and their counsel, any representatives of the Trustee and its counsel and any representatives of the Company and its
counsel. 
  

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 Section 9.05. Quorum; Adjourned Meetings 
 The Persons entitled to vote a majority in aggregate principal amount of the Securities of the relevant series at the time Outstanding shall constitute a
quorum for the transaction of all business specified in Section 9.01. No business shall be transacted in the absence of a quorum (determined as provided in this Section 9.05). In the absence of a quorum within 30 minutes after the time
appointed for any such meeting, the meeting shall, if convened at the request of the holders of Securities (as provided in Section 9.03), be dissolved. In any other case the meeting shall be adjourned for a period of not less than ten days as
determined by the chairman of the meeting. In the absence of a quorum at any such adjourned meeting, such adjourned meeting shall be further adjourned for a period of not less than ten days as determined by the chairman of the meeting. Notice of the
reconvening of any adjourned meeting shall be given as provided in Section 9.02, except that such notice must be mailed not less than five days prior to the date on which the meeting is scheduled to be reconvened. 
 Subject to the foregoing, at the second reconvening of any meeting adjourned for lack of a quorum, the Persons entitled to vote 25% in aggregate
principal amount of the Securities of the relevant series then Outstanding shall constitute a quorum for the taking of any action set forth in the notice of the original meeting. Notice of the reconvening of an adjourned meeting shall state
expressly the percentage of the aggregate principal amount of the Securities of the relevant series then Outstanding which shall constitute a quorum. 
 At a meeting or any adjourned meeting duly convened and at which a quorum is present as aforesaid, any resolution and all matters (except as limited by the proviso in Section 10.02) shall be effectively passed
and decided if passed or decided by the Persons entitled to vote the lesser of (a) a majority in aggregate principal amount of the Securities of the relevant series then Outstanding and (b) 75% in aggregate principal amount of the
Securities represented and voting at the meeting. 
 Any holder of a Security who has executed in person or by proxy and delivered to the
Trustee an instrument in writing complying with the provisions of Article Eight shall be deemed to be present for the purposes of determining a quorum and be deemed to have voted; provided that such holder of a Security shall be considered as
present or voting only with respect to the matters covered by such instrument in writing. 
 Section 9.06. Regulations

 Notwithstanding any other provisions of this Indenture, the Trustee may make such reasonable regulations as it may deem advisable for
any meeting of Securityholders, in regard to proof of the holder of Securities and of the appointment of proxies, and in regard to the appointment and duties of inspectors of votes, the submission and examination of proxies, certificates and other
evidence of the right to vote, and such other matters concerning the conduct of the meeting as it shall deem fit. 
 The Trustee shall, by an
instrument in writing, appoint a temporary chairman of the meeting, unless the meeting shall have been called by the Company or by Securityholders as provided in Section 9.03, in which case the Company or the Securityholders calling the
meeting, as the case may be, shall in like manner appoint a temporary chairman. A permanent chairman and a permanent secretary of the meeting shall be elected by majority vote of the meeting. 
 Subject to the provisions of Section 8.04, at any meeting each holder of Securities with respect to which such meeting is being held or proxy shall
be entitled to vote the principal amount (in the case of Original Issue Discount Securities, such principal amount to be determined as provided in the definition of “Security or Securities; Outstanding” in Section 1.01) of such
Securities held or represented by him; provided, however, that no vote shall be cast or counted at any meeting in respect of any such Security challenged as not Outstanding and ruled by the chairman of the meeting to be not
Outstanding. The 

  

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chairman of the meeting shall have no right to vote other than by virtue of such Securities held by him or instruments in writing as aforesaid duly
designating him as the person to vote on behalf of other such Securityholders. Any meeting of holders of Securities with respect to which a meeting was duly called pursuant to the provisions of Sections 9.02 or 9.03 may be adjourned from time to
time by a majority of those present, whether or not constituting a quorum, and the meeting may be held as so adjourned without further notice. 
 Section 9.07. Voting 
 The vote upon any resolution submitted to any meeting of holders of Securities with
respect to which such meeting is being held shall be by written ballots on which shall be subscribed the signatures of such holders of Securities or of their representatives by proxy and the principal amount (in the case of Original Issue Discount
Securities, such principal amount to be determined as provided in the definition of “Security or Securities; Outstanding” in Section 1.01) and number or numbers of such Securities held or represented by them. The permanent chairman of
the meeting shall appoint two inspectors of votes who shall count all votes cast at the meeting for or against any resolution and who shall make and file with the secretary of the meeting their verified written reports in duplicate of all votes cast
at the meeting. A record in duplicate of the proceedings of each meeting of Securityholders shall be prepared by the secretary of the meeting and there shall be attached to said record the original reports of the inspectors of votes on any vote by
ballot taken thereat and affidavits by one or more persons having knowledge of the facts setting forth a copy of the notice of the meeting and showing that said notice was mailed as provided in Section 9.02. The record shall show the principal
amount of the Securities (in the case of Original Issue Discount Securities, such principal amount to be determined as provided in the definition of “Security or Securities; Outstanding” in Section 1.01) voting in favor of or against
any resolution. The record shall be signed and verified by the affidavits of the permanent chairman and secretary of the meeting and one of the duplicates shall be delivered to the Company and the other to the Trustee to be preserved by the Trustee,
the latter to have attached thereto the ballots voted at the meeting. 
 Any record so signed and verified shall be conclusive evidence of
the matters therein stated. 
 Section 9.08. No Delay of Rights by Meeting 
 Nothing in this Article Nine contained shall be deemed or construed to authorize or permit, by reason of any call of a meeting of Securityholders of any
or all series or any rights expressly or impliedly conferred hereunder to make such call, any hindrance or delay in the exercise of any right or rights conferred upon or reserved to the Trustee or to the Securityholders of any or all such series
under any of the provisions of this Indenture or of the Securities. 
 ARTICLE 10 
 SUPPLEMENTAL INDENTURES 
 Section 10.01. Supplemental Indentures without Consent of Securityholders 
 The Company, when authorized
by resolution of the Board of Directors, and the Trustee may from time to time and at any time enter into an indenture or indentures supplemental hereto for one or more of the following purposes: 
 (a) to evidence the succession of another Person to the Company, or successive successions, and the assumption by the successor Person of the covenants,
agreements and obligations of the Company pursuant to Article Eleven hereof; 
  

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 (b) to add to the covenants of the Company such further covenants, restrictions, conditions or provisions
for the protection of the holders of all or any series of Securities (and if such covenants are to be for the benefit of less than all series of Securities, stating that such covenants are expressly being included for the benefit of such series) as
the Board of Directors of the Company and the Trustee shall consider to be for the protection of the holders of such Securities, and to make the occurrence, or the occurrence and continuance, of a default in any of such additional covenants,
restrictions, conditions or provisions a default or an Event of Default permitting the enforcement of all or any of the several remedies provided in this Indenture as herein set forth; provided, however, that in respect of any such
additional covenant, restriction, condition or provision, such supplemental indenture may provide for a particular period of grace after default (which period may be shorter or longer than that allowed in the case of other defaults) or may provide
for an immediate enforcement upon such default or may limit the remedies available to the Trustee upon such default; 
 (c) to add any
additional Events of Default (and, if such Events of Default are to be applicable to less than all series of Securities, stating that such Events of Default are applicable only to specified series); 
 (d) to provide for the issuance under this Indenture of Securities in coupon form (including Securities registrable as to principal only) and to provide
for exchangeability of such Securities with the Securities of the same series issued hereunder in fully registered form and to make all appropriate changes for such purpose; 
 (e) to establish the forms or terms of Securities of any series as permitted by Sections 2.01 and 2.02; 
 (f) to provide for uncertificated debt securities in addition to or in place of certificated debt securities; 
 (g) to cure any ambiguity or to correct or supplement any provision contained herein or in any supplemental indenture which may be defective or
inconsistent with any other provision contained herein or in any supplemental indenture, or to make such other provisions in regard to matters or questions arising under this Indenture which shall not materially adversely affect the interests of the
holders of any Securities; provided, however, that any amendment made solely to conform the provisions of this Indenture to the description of the Securities contained in the prospectus or other offering document pursuant to which the
Securities were sold will be deemed not to adversely affect the interests of the holders of the Securities; 
 (h) to modify or amend this
Indenture to permit the qualification of this Indenture or any indentures supplemental hereto under the Trust Indenture Act of 1939, as amended; 
 (i) to add to or change any provision of this Indenture to provide that bearer Securities may be registrable as to principal, to change or eliminate any restrictions on the payment of principal or premium with respect to registered
Securities or of principal, premium or interest with respect to bearer Securities, or to permit registered Securities to be exchanged for bearer Securities; provided, however, that any such addition, change or elimination may not materially
adversely affect the interests of any holders of Securities at the time Outstanding nor permit or facilitate the issuance of Securities of any series in uncertificated form; 
 (j) to add guarantees with respect to the Securities of any series or to secure the Securities of any series; 
  

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 (k) to evidence and provide for the acceptance of appointment hereunder by a successor or separate
trustee with respect to the Securities of one or more series or to add to or change any of the provisions of this Indenture as shall be necessary to provide for or facilitate the administration of the trusts hereunder by more than one trustee,
pursuant to the requirements of Section 7.10 or pursuant to Section 2.02(17); and 
 (l) to add to, change or eliminate any of the
provisions of this Indenture; provided, however, that any such addition, change or elimination may be effected only when no Outstanding Security of any series created prior to the execution of such supplemental indenture is entitled to
the benefit of such provision. 
 The Trustee is hereby authorized to join with the Company in the execution of any such supplemental
indenture, to make any further appropriate agreements and stipulations which may be therein contained and to accept the conveyance, transfer and assignment of any property thereunder, but the Trustee shall not be obligated to, but may in its
discretion, enter into any such supplemental indenture which affects the Trustee’s own rights, duties or immunities under this Indenture or otherwise. 
 Any supplemental indenture authorized by the provisions of this Section 10.01 may be executed by the Company and the Trustee without the consent of the holders of any of the Securities at the time Outstanding,
notwithstanding any of the provisions of Section 10.02. 
 Section 10.02. Supplemental Indentures with Consent of
Securityholders 
 With the written consent (evidenced as provided in Sections 8.01 and 8.02) of the holders of a majority in the
aggregate principal amount of the Securities of each series (each series voting as a class) affected by such supplemental indenture at the time Outstanding, the Company and the Trustee may from time to time and at any time enter into an indenture or
indentures supplemental hereto for the purpose of adding any provisions to or changing in any manner or eliminating any of the provisions of this Indenture or any supplemental indenture or of modifying in any manner the rights of the holders of the
Securities or each such series; provided, however, that no such supplemental indenture shall (i) change the stated maturity of principal of, or any installment of principal of or interest on, any Security, (ii) reduce the
rate of or extend the time of payment of interest, if any, on any Security or alter the manner of calculation of interest payable on any Security (except as part of any remarketing of the Securities of any series, or any interest rate reset with
respect thereto in each case in accordance with the terms thereof), (iii) reduce the principal amount or premium, if any, on any Security, (iv) make the principal amount or premium, if any, or interest, if any, on any Security payable in
any coin or currency other than that provided in any Security, (v) reduce the percentage in principal amount of Securities of any series the holders of which are required to consent to any such supplemental indenture or any waiver of any past
default or Event of Default pursuant to Section 6.07(b), (vi) change any place of payment where the Securities of any series or interest thereon is payable, (vii) impair the right of any holder of a Security to institute suit for any
such payment, reduce the amount of the principal of an Original Issue Discount Security that would be due and payable upon an acceleration of the maturity thereof pursuant to Section 6.01, adversely affect the right of repayment, if any, at the
option of the holder or extend the time or reduce the amount of any payment to any sinking fund or analogous obligation relating to any Security, or (viii) modify any provision of Section 6.07(b) or 10.02 (except to increase any such
percentage or to provide that certain other provisions of the Indenture cannot be modified or waived without the consent of the holder of each Security so affected), without, in the case of each of the foregoing clauses (i) through (viii), the
consent of the holder of each Security so affected. A supplemental indenture which changes or eliminates any covenant or other provision of this Indenture which has expressly been included solely for the benefit of one or more particular series of
Securities, or which modifies the rights of the holders of Securities of such series with respect to such covenant or other provision, shall be deemed not to affect the rights under this Indenture of the holders of Securities of any other series.

  

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 Upon the request of the Company, accompanied by a copy of the resolutions of the Board of Directors
authorizing the execution and delivery of any such supplemental indenture, and upon the filing with the Trustee of evidence of the consent of Securityholders as aforesaid, the Trustee shall join with the Company in the execution of such supplemental
indenture unless such supplemental indenture affects the Trustee’s own rights, duties or immunities under this Indenture or otherwise, in which case the Trustee may in its discretion but shall not be obligated to, enter into such supplemental
indenture. 
 It shall not be necessary for the consent of the Securityholders under this Section 10.02 to approve the particular form
of any proposed supplemental indenture, but it shall be sufficient if such consent shall approve the substance thereof. 
 Section 10.03. Compliance with Trust Indenture Act; Effect of Supplemental Indentures 
 Any supplemental
indenture executed pursuant to the provisions of this Article Ten shall comply with the Trust Indenture Act of 1939, as then in effect. Upon the execution of any supplemental indenture pursuant to the provisions of this Article Ten, this Indenture
shall be deemed to be modified and amended in accordance therewith and the respective rights, limitations of rights, obligations, duties and immunities under this Indenture of the Trustee, the Company and the holders of the Securities shall
thereafter be determined, exercised and enforced hereunder subject in all respects to such modifications and amendments, and all the terms and conditions of any such supplemental indenture shall be and be deemed to be part of the terms and
conditions of this Indenture for any and all purposes. 
 Section 10.04. Notation on Securities 
 Securities authenticated and delivered after the execution of any supplemental indenture pursuant to the provisions of this Article Ten may bear a
notation in form approved by the Trustee as to any matter provided for in such supplemental indenture. If the Company or the Trustee shall so determine, new Securities of any series so modified as to conform, in the opinion of the Trustee and the
Board of Directors, to any modification of this Indenture contained in any such supplemental indenture may be prepared and executed by the Company, authenticated by the Trustee and delivered in exchange for the Securities of such series then
Outstanding. 
 Section 10.05. Evidence of Compliance of Supplemental Indenture to be Furnished Trustee 

The Trustee, subject to the provisions of Sections 7.01 and 7.02, may receive an Officers’ Certificate and an Opinion of Counsel as conclusive
evidence that any supplemental indenture executed pursuant hereto complies with the requirements of this Article Ten. 
 ARTICLE 11 

 CONSOLIDATION, MERGER, SALE OR CONVEYANCE 
 Section 11.01. Company May Consolidate, Merge or Sell Assets on Certain Terms 
 Nothing contained in this Indenture or in any of the Securities shall be deemed to prevent the consolidation or merger of the Company with or into any other Person, or the merger into the Company of any other Person, or the sale by the
Company of its assets as, or substantially as, an entirety, or otherwise; provided, however, that (a) in case of any such consolidation or merger the corporation resulting from such consolidation or any Person other than the
Company into which such merger shall be made shall 

  

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succeed to and be substituted for the Company with the same effect as if it has been named herein as a party hereto and shall become liable and be bound for,
and shall expressly assume, by a supplemental indenture hereto, executed and delivered to the Trustee, the due and punctual payment of the principal of, premium, if any, and interest, if any, on all the Securities of each series, if any,
appertaining thereto and the performance and observance of each and every covenant and condition of this Indenture on the part of the Company to be performed or observed, (b) as a condition of any such sale of the assets of the Company as, or
substantially as, an entirety, the Person to which such assets shall be sold shall (i) expressly assume the due and punctual payment of the principal of, premium, if any, and interest, if any, on all the Securities of each series, if any,
appertaining thereto and the performance and observance of all the covenants and conditions of this Indenture on the part of the Company to be performed or observed and (ii) simultaneously with the delivery to it of the conveyances or
instruments of transfer of such assets, execute and deliver to the Trustee a supplemental indenture thereto, in form satisfactory to the Trustee, whereby such purchasing Person shall so assume the due and punctual payment of the principal of,
premium, if any, and interest, if any, on all the Securities of each series and the performance and observance of each and every covenant and condition of this Indenture on the part of the Company to be performed or observed, to the same extent that
the Company is bound and liable, (c) either the Company is the continuing corporation or the successor corporation is a corporation or limited liability company organized under the laws of the United States of America or any state thereof or
the District of Columbia, and (d) the Company is not, or such successor corporation is not, immediately after such merger, consolidation or sale, in default in the performance of any obligations under this Indenture. 
 Section 11.02. Successor Corporation or Limited Liability Company to be Substituted 
 In case of any such merger, consolidation or sale, and upon any such assumption by the successor corporation or limited liability company, such successor
corporation or limited liability company shall succeed to and be substituted for the Company, with the same effect as if it had been named herein as the Company, and the Company shall be relieved of any further obligation under this Indenture and
under the Securities. Such successor corporation or limited liability company thereupon may cause to be signed, and may issue either in its own name or in the name of Gentiva Health Services, Inc., any or all of the Securities issuable hereunder
which theretofore shall not have been signed by the Company and delivered to the Trustee; and, upon the order of such successor corporation or limited liability company, instead of the Company, and subject to all the terms, conditions and
limitations in this Indenture prescribed, the Trustee shall authenticate and shall deliver any Securities which previously shall have been signed and delivered by the officers of the Company to the Trustee for authentication, and any Securities
which such successor corporation or limited liability company thereafter shall cause to be signed and delivered to the Trustee for that purpose. All the Securities so issued shall in all respects have the same legal rank and benefit under this
Indenture as the Securities theretofore or thereafter issued in accordance with the terms of this Indenture as though all of such Securities had been issued at the date of the execution hereof. 
 In case of any such merger, consolidation or sale, such changes in phraseology and form (but not in substance) may be made in the Securities thereafter
to be issued as may be appropriate. 
 Section 11.03. Documents to be Given Trustee 
 The Trustee, subject to the provisions of Sections 7.01 and 7.02, may receive an Officers’ Certificate and an Opinion of Counsel as conclusive
evidence that any such consolidation, merger or sale, and any such assumption, comply with the provisions of this Article Eleven. 
  

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 ARTICLE 12 
 SATISFACTION AND DISCHARGE OF INDENTURE 
 Section 12.01. Discharge of Indenture 

 When (a) the Company shall deliver to the Trustee for cancellation all Securities theretofore authenticated (other than any Securities
which shall have been destroyed, lost or stolen or in lieu of or in substitution for which other Securities shall have been authenticated and delivered, or which shall have been paid, pursuant to the provisions of Section 2.07 or Securities for
whose payment money has theretofore been deposited in trust and thereafter repaid to the Company as provided in Section 12.06) and not theretofore cancelled, or (b) all the Securities not theretofore cancelled or delivered to the Trustee
for cancellation shall have become due and payable, or are by their terms to become due and payable within one year or are to be called for redemption within one year under arrangements satisfactory to the Trustee for the giving of notice of
redemption, and the Company shall deposit with the Trustee, in trust, funds sufficient to pay at maturity or upon redemption all of the Securities (other than any (i) Securities which shall have been destroyed, lost or stolen and in lieu of or
in substitution for which other Securities shall have been authenticated and delivered, or which shall have been paid, pursuant to the provisions of Section 2.07 or (ii) Securities for whose payment money has theretofore been deposited in
trust and thereafter repaid to the Company as provided in Section 12.06) not theretofore cancelled or delivered to the Trustee for cancellation, including principal, premium, if any, and interest, if any, due or to become due to such date of
maturity or date fixed for redemption, as the case may be, and if in either case the Company shall also pay or cause to be paid all other sums payable hereunder by the Company, then this Indenture shall cease to be of further effect (except as to
(i) rights of registration of transfer and exchange of Securities, (ii) substitution of mutilated, defaced, destroyed, lost or stolen Securities, (iii) rights of holders to receive payments of principal thereof and interest thereon,
and remaining rights of the holders to receive mandatory sinking fund payments, if any, (iv) the rights, obligations and immunities of the Trustee hereunder and (v) the rights of the Securityholders as beneficiaries hereof with respect to
the property so deposited with the Trustee payable to all or any of them), and the Trustee, on demand of the Company accompanied by an Officers’ Certificate and an Opinion of Counsel and at the cost and expense of the Company, shall execute
proper instruments acknowledging satisfaction of and discharging this Indenture, the Company, however, hereby agreeing to reimburse the Trustee for any costs or expenses thereafter reasonably and properly incurred by the Trustee in connection with
this Indenture or the Securities. 
 Section 12.02. Legal Defeasance 
 On the 91st day following the deposit referred to in clause (a), the Company will be deemed to have paid and will be discharged from its obligations in
respect of the Securities of the series with respect to which such deposit shall have been made and the Indenture with respect to such Securities, other than (i) the rights of the Securityholders of Outstanding Securities of such series to
receive, solely from the trust fund described in clause (a), payments in respect of the principal of and interest on such securities when such payments are due and (ii) its obligations in Article Two and Sections 4.02, 7.06, 7.09, 12.06 and
12.07; provided the following conditions have been satisfied: 
 (a) The Company has irrevocably deposited in trust with the Trustee,
as trust funds solely for the benefit of the Securityholders of such series, money sufficient, or U.S. Government Obligations, the principal of and interest on which shall be sufficient, or a combination thereof sufficient, in the opinion of the
Board of Directors of the Company evidenced by a resolution set forth in an Officers’ Certificate delivered to the Trustee, without consideration of any reinvestment, to pay principal of, premium, if any, and interest, if any, on the Securities
of such series to maturity or redemption, as the case may be, provided that any redemption before maturity has been irrevocably provided for under arrangements satisfactory to the Trustee. 
  

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 (b) The deposit will not result in a breach or violation of, or constitute a default under, the Indenture
or any other agreement or instrument to which the Company is a party or by which it is bound. 
 (c) The Company has delivered to the Trustee
either (x) a ruling received from the Internal Revenue Service to the effect that the holders of the Securities of such series will not recognize income, gain or loss for federal income tax purposes as a result of the defeasance and will be
subject to federal income tax on the same amount and in the same manner and at the same times as would otherwise have been the case or (y) an Opinion of Counsel, based on a change in law after the date of the Indenture, to the same effect as
the ruling described in clause (x). 
 (d) The Company has delivered to the Trustee an Officers’ Certificate and an Opinion of Counsel,
in each case stating that all conditions precedent provided for herein relating to the defeasance have been complied with. 
 Prior to the
end of the 91-day period, none of the Company’s obligations under the Indenture with respect to the Securities of such series will be discharged. Thereafter, the Trustee, upon the request and at the cost and expense of the Company, will
acknowledge in writing the discharge of the Company’s obligations under the Securities of such series and the Indenture with respect to such series except for the surviving obligations specified above. 
 As used herein, “U.S. Government Obligation” means (x) any security which is (i) a direct obligation of the United States of America
for the payment of which its full faith and credit is pledged or (ii) an obligation of a Person controlled or supervised by and acting as an agency or instrumentality of the United States of America, the payment of which is unconditionally
guaranteed as a full faith and credit obligation by the United States of America, which, in either case (i) or (ii), is not callable or redeemable at the option of the issuer thereof, and (y) any depositary receipt issued by a bank (as
defined in Section 3(a)(2) of the Securities Act of 1933) as custodian with respect to any U.S. Government Obligation which is specified in clause (x) above and held by such bank for the account of the holder of such depositary receipt, or
with respect to any specific payment of principal of or interest on any U.S. Government Obligation which is so specified and held, provided that (except as required by law) such custodian is not authorized to make any deduction from the
amount payable to the holder of such depositary receipt from any amount received by the custodian in respect of the U.S. Government Obligation or the specific payment of principal or interest evidenced by such depositary receipt. 
 Section 12.03. Covenant Defeasance 
 After the 91st day following the deposit referred to in clause (a) with respect to the Securities of a series, the Company’s obligations set forth in the covenant or covenants for such series of Securities
established as contemplated by Section 2.02(20) will terminate, and clauses (d) (to the extent relating to such covenant or covenants) and (g) of Section 6.01 will no longer constitute Events of Default with respect to the
Securities of a series, provided the following conditions have been satisfied: 
 (a) the Company has complied with clauses (a), (b) and
(d) of Section 12.02; and 
 (b) the Company has delivered to the Trustee an Opinion of Counsel to the effect that the holders of
the Securities of such series will not recognize income, gain or loss for federal income tax purposes as a result of the defeasance and will be subject to federal income tax on the same amount and in the same manner and at the same times as would
otherwise have been the case. 
  

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 Except as specifically stated above, none of the Company’s obligations under the Indenture will be
discharged. 
 Section 12.04. Deposited Moneys to be Held in Trust by Trustee; Miscellaneous Provisions 

All moneys and U.S. Government Obligations (including the proceeds thereof) deposited with the Trustee pursuant to the provisions of Section 12.02
or 12.03 shall be held in trust and applied by it to the payment, either directly or through any paying agent (including the Company if acting as its own paying agent), to the holders of the particular Securities for payment or redemption of which
such moneys or U.S. Government Obligations have been deposited with the Trustee, of all sums due and to become due thereon for principal, premium, if any, and interest, if any. 
 The Company shall pay and indemnify the Trustee against any tax, fee or other charge imposed on or assessed against the U.S. Government Obligations
deposited pursuant to Section 12.01 or 12.03 or the principal and interest received in respect thereof other than any such tax, fee or other charge which by law is for the account of the holders of the Securities. 
 Anything in this Article to the contrary notwithstanding, the Trustee shall deliver or pay to the Company from time to time upon request of the Company
any money or U.S. Government Obligations held by it as provided in Section 12.02 or 12.03 with respect to any Securities which, in the opinion of a nationally recognized firm of independent public accountants expressed in a written
certification thereof delivered to the Trustee, are in excess of the amount thereof which would then be required to be deposited to effect the legal defeasance or covenant defeasance, as the case may be, with respect to such Securities. 

Section 12.05. Paying Agent to Repay Moneys Held 
 Upon the satisfaction and discharge of this Indenture all moneys then held by any paying agent of the Securities (other than the Trustee) shall, upon
demand of the Company, be repaid to the Company or paid to the Trustee, and thereupon such paying agent shall be released from all further liability with respect to such moneys. 
 Section 12.06. Return of Unclaimed Moneys 
 Any moneys deposited with or paid to the Trustee for payment of the principal of, premium, if any, or interest, if any, on Securities of any series and not applied but remaining unclaimed by the holders of Securities
of that series for two years after the date upon which the principal of, premium, if any, or interest, if any, on such Securities, as the case may be, shall have become due and payable, shall be repaid to the Company by the Trustee on written
demand; and the holder of any such Securities shall thereafter look only to the Company for any payment which such holder may be entitled to collect and all liability of the Trustee with respect to such money shall thereupon cease. 
 Section 12.07. Reinstatement 
 If and for so long as the Trustee is unable to apply any money or U.S. Government Obligations held in trust pursuant to Section 12.01, 12.02 or 12.03 by reason of any legal proceeding or by reason of any order or
judgment of any court or governmental authority enjoining, restraining or otherwise prohibiting such application, the Company’s obligations under the Indenture and the Securities will be reinstated as though no such deposit in trust had been
made. If the Company makes any payment of principal of or interest on any Securities because of the reinstatement of its obligations, it will be subrogated to the rights of the Securityholders of such Securities to receive such payment from the
money or U.S. Government Obligations held in trust. 
  

 46 

 ARTICLE 13 
 IMMUNITY OF INCORPORATORS, 
 STOCKHOLDERS, OFFICERS AND DIRECTORS 
 Section 13.01. Indenture and Securities Solely Corporate Obligations 
 No recourse for the payment of the principal of, premium, if any, or interest, if any, on any Security, or for any claim based thereon or otherwise in
respect thereof, and no recourse under or upon any obligation, covenant or agreement of the Company in this Indenture or in any supplemental indenture, or in any Security, or because of the creation of any indebtedness represented thereby, shall be
had against any incorporator, stockholder, officer or director, as such, past, present or future, of the Company or of any successor corporation, either directly or through the Company or any successor corporation, whether by virtue of any
constitution, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise; it being expressly understood that all such liability is hereby expressly waived and released as a condition of, and as a consideration for, the
execution of this Indenture and the issue of the Securities. 
 ARTICLE 14 
 MISCELLANEOUS PROVISIONS 
 Section 14.01. Provisions Binding on
Company’s Successors 
 All the covenants, stipulations, promises and agreements by the Company contained in this Indenture shall
bind the Company’s successors and assigns whether so expressed or not. 
 Section 14.02. Official Acts by
Successor Corporation 
 Any act or proceeding by any provision of this Indenture authorized or required to be done or performed by any
board, committee or officer of the Company shall and may be done and performed with like force and effect by the like board, committee or officer of any corporation that shall at the time be the lawful sole successor of the Company. 
 Section 14.03. Addresses for Notices, Notice to Holders, Waiver 
 Any notice or demand which by any provision of this Indenture is required or permitted to be given or served by the Trustee or by the holders of
Securities on the Company may be given or served by being deposited postage prepaid by first class mail in a post office letter box addressed (until another address is filed by the Company with the Trustee) to Gentiva Health Services, Inc., 3
Huntington Quadrangle, Suite 200S, Melville, New York 11747, Telecopier: (913) 814-4844, Attention: Chief Financial Officer. Any notice, direction, request or demand by any Securityholder to or upon the Trustee shall be deemed to have been
sufficiently given or made, for all purposes, if given or made in writing at the principal office of the Trustee, addressed to the attention of its corporate trust office as specified in Section 7.12 hereof. 
 Where this Indenture provides for notice to holders of any event, such notice shall be sufficiently given (unless otherwise herein expressly provided) if
in writing and mailed, first-class postage prepaid, to each holder affected by such event, at his address as it appears in the Security register, not later than the latest date (if any), and not earlier than the earliest date (if any), prescribed
for the giving of such notice. In any case where notice to holders is given by mail, neither the failure to mail such notice, nor any defect in any notice so mailed, to any particular holder shall affect the sufficiency of such notice with respect
to other holders. Where this Indenture provides for notice in any manner, such notice may be waived in 

  

 47 

 
writing by the Person entitled to receive such notice, either before or after the event, and such waiver shall be the equivalent of such notice. Waivers of
notice by holders shall be filed with the Trustee, but such filing shall not be a condition precedent to the validity of any action taken in reliance upon such waiver. 
 In case by reason of the suspension of regular mail service or by reason of any other cause it shall be impracticable to give such notice by mail, then such notification as shall be made with approval of the Trustee
shall constitute a sufficient notification for every purpose hereunder. 
 Section 14.04. New York Contract

 This Indenture and each Security shall be deemed to be a contract made under the laws of the State of New York, and for all purposes
shall be construed in accordance with the laws of said State. 
 Section 14.05. Evidence of Compliance with Conditions
Precedent 
 Upon any application or demand by the Company to the Trustee to take any action under any of the provisions of this
Indenture, the Company shall furnish to the Trustee an Officers’ Certificate stating that all conditions precedent, if any, provided for in this Indenture relating to the proposed action have been complied with and an Opinion of Counsel stating
that, in the opinion of such counsel, all such conditions precedent have been complied with. 
 Each certificate or opinion provided for in
this Indenture and delivered to the Trustee with respect to compliance with a condition or covenant provided for in this Indenture shall include: (1) a statement that the person making such certificate or opinion has read such covenant or
condition; (2) a brief statement as to the nature and scope of the examination or investigation upon which the statements or opinion contained in such certificate or opinion are based; (3) a statement that, in the opinion of such person,
he has made such examination or investigation as is necessary to enable him to express an informed opinion as to whether or not such covenant or condition has been complied with; and (4) a statement as to whether or not, in the opinion of such
person, such condition or covenant has been complied with. 
 Section 14.06. Legal Holidays 
 In any case where the date of maturity of interest, if any, on or principal of, or premium, if any, on the Securities or the date fixed for redemption or
repayment of any Security will be in The City of New York, New York, a Saturday, a Sunday, a legal holiday or a day on which banking institutions are authorized or required by law or executive order to close or remain closed, then payment of such
interest, if any, on or principal of or premium, if any, on the Securities need not be made on such date but may be made on the next succeeding day not in such city, a Saturday, a Sunday, a legal holiday or a day on which banking institutions are
authorized or required by law or executive order to close or remain closed, with the same force and effect as if made on the date of maturity or a date fixed for redemption or repayment, and no interest shall accrue for the period from and after
such date. 
 Section 14.07. Securities in a Specified Currency other than Dollars 
 Unless otherwise specified as contemplated by Section 2.02 with respect to a particular series of Securities, whenever for purposes of this Indenture
any action may be taken by the holders of a specified percentage in aggregate principal amount of Securities of all series or all series affected by a particular action at the time Outstanding and, at such time, there are Outstanding any Securities
of any series which are denominated in a Specified Currency other than Dollars then the principal amount of Securities of such series which shall be deemed to be Outstanding for the purpose of taking such action shall be that 

  

 48 

 
amount of Dollars that could be obtained for such amount of such Specified Currency at the Market Exchange Rate. For purposes of this Section 14.07,
Market Exchange Rate shall mean the noon Dollar buying rate in New York City for cable transfers of the Specified Currency published by the Federal Reserve Bank of New York. If such Market Exchange Rate is not available for any reason with respect
to such Specified Currency, the Trustee shall use, in its sole discretion and without liability on its part, such quotation of the Federal Reserve Bank of New York or such other quotations as the Trustee shall deem appropriate. The provisions of
this paragraph shall apply in determining the equivalent principal amount in respect of Securities of a series denominated in a Specified Currency other than Dollars in connection with any action taken by holders of Securities pursuant to the terms
of this Indenture, including, without limitation, any determination contemplated in Section 6.01(d) or (e). 
 All decisions and
determination of the Trustee regarding the Market Exchange Rate or any alternative determination provided for in the preceding paragraph shall be in its sole discretion and shall, in the absence of manifest error, be conclusive to the extent
permitted by law for all purposes and irrevocably binding upon the Company and all Securityholders. 
 Section 14.08.
Trust Indenture Act to Control 
 If and to the extent that any provision of this Indenture limits, qualifies or conflicts with the
duties imposed by, or with another provision (an “incorporated provision”) included in this Indenture by operation of, Sections 310 to 318, inclusive, of the Trust Indenture Act of 1939, such imposed duties or incorporated provision shall
control. 
 Section 14.09. Table of Contents, Headings, etc. 
 The table of contents and the titles and headings of the articles and sections of this Indenture have been inserted for convenience of reference only, are
not to be considered a part hereof, and shall in no way modify or restrict any of the terms or provisions hereof. 
 Section 14.10. Execution in Counterparts 
 This Indenture may be executed in any number of counterparts,
each of which shall be an original, but such counterparts shall together constitute but one and the same instrument. 
 Section 14.11. Separability; Benefits 
 In case any one or more of the provisions contained in this
Indenture or in the Securities shall for any reason be held to be invalid, illegal or unenforceable, in any respect, then, to the extent permitted by law, such invalidity, illegality or unenforceability of the remaining provisions shall not in any
way be affected or impaired thereby. 
 Nothing in this Indenture or in the Securities, expressed or implied, shall give to any person, other
than the parties hereto and their successors hereunder, and the holders of the Securities, any benefit or any legal or equitable right, remedy or claim under this Indenture. 
  

 49 

 IN WITNESS WHEREOF, the parties hereto have caused this Indenture to be duly executed as of September 25,
2007. 
  

			
	GENTIVA HEALTH SERVICES, INC.
		
	By:	 	 /s/ John R. Potapchuk

	Name:	 	John R. Potapchuk
	Title:	 	Executive Vice President, Chief Financial Officer and Treasurer
	
	THE BANK OF NEW YORK, as Trustee
		
	By:	 	 /s/ Robert A. Massimillo

	Name:	 	Robert A. Massimillo
	Title:	 	Vice President

  

 50Tax Sharing Agreement, dated September 21, 2007, between Teradata and NCR

 Exhibit 10.1 
 TAX SHARING AGREEMENT 
 DATED AS OF SEPTEMBER 21, 2007 
 BY AND BETWEEN 
 NCR CORPORATION

 AND 
 TERADATA
CORPORATION 

 TABLE OF CONTENTS 
  

					
	 	  	 	  	Page
	Section 1.          Definition of Terms	  	1
		
	Section 2.          Allocation of Tax Liabilities	  	9
			
	 Section 2.01
	  	General Rule.	  	9
			
	 Section 2.02
	  	Allocations of Taxes	  	9
			
	 Section 2.03
	  	Certain Transaction and Other Taxes	  	9
		
	Section 3.          Proration of Tax Items	  	10
		
	Section 4.          Preparation and Filing of Tax Returns.	  	10
			
	 Section 4.01
	  	General	  	10
			
	 Section 4.02
	  	NCR’s Responsibility	  	10
			
	 Section 4.03
	  	Teradata’s Responsibility	  	11
			
	 Section 4.04
	  	Tax Accounting Practices	  	11
			
	 Section 4.05
	  	Consolidated or Combined Tax Returns	  	11
			
	 Section 4.06
	  	Right to Review Tax Returns.	  	12
			
	 Section 4.07
	  	Teradata Carrybacks and Claims for Refund	  	12
			
	 Section 4.08
	  	Apportionment of Earnings and Profits and Tax Attributes	  	12
		
	Section 5.          Tax Payments	  	13
			
	 Section 5.01
	  	Payment of Taxes with Respect to Tax Returns Reflecting Taxes of the Other Company	  	13
			
	 Section 5.02
	  	Indemnification Payments	  	13
		
	Section 6.          Tax Benefits	  	14
			
	 Section 6.01
	  	Tax Refunds in General	  	14
			
	 Section 6.02
	  	Timing Differences and Reverse Timing Differences	  	14
			
	 Section 6.03
	  	Teradata Carrybacks	  	15
		
	Section 7.          Tax-Free Status	  	15

  

 i 

					
	 Section 7.01
	  	Tax Opinions/Rulings and Representation Letters	  	15
			
	 Section 7.02
	  	Restrictions on Teradata	  	15
			
	 Section 7.03
	  	Procedures Regarding Opinions and Rulings	  	17
			
	 Section 7.04
	  	Liability for Tax-Related Losses	  	18
		
	Section 8.          Assistance and Cooperation	  	19
			
	 Section 8.01
	  	Assistance and Cooperation	  	19
			
	 Section 8.02
	  	Income Tax Return Information	  	20
			
	 Section 8.03
	  	Reliance	  	21
		
	Section 9.          Tax Records	  	21
			
	 Section 9.01
	  	Retention of Tax Records	  	21
			
	 Section 9.02
	  	Access to Tax Records	  	21
		
	Section 10.        Tax Contests	  	21
			
	 Section 10.01
	  	Notice	  	21
			
	 Section 10.02
	  	Control of Tax Contests	  	22
		
	Section 11.        Effective Date; Termination of Prior Intercompany Tax Allocation Agreements	  	22
		
	Section 12.        Survival of Obligations	  	22
		
	Section 13.        Treatment of Payments; Tax Gross Up	  	23
			
	 Section 13.01
	  	Treatment of Tax Indemnity and Tax Benefit Payments	  	23
			
	 Section 13.02
	  	Tax Gross Up	  	23
			
	 Section 13.03
	  	Interest under this Agreement	  	23
		
	Section 14.        Disagreements	  	23
		
	Section 15.        Late Payments	  	24
		
	Section 16.        Expenses	  	24
		
	Section 17.        Dual Consolidated Losses	  	24
			
	 Section 17.01
	  	General	  	24

  

 ii 

					
	 Section 17.02
	  	Teradata Elections, Reporting Requirements and Triggering Events	  	25
			
	 Section 17.03
	  	NCR Reporting Requirements and Triggering Events	  	25
		
	 Section 18.        General Provisions
	  	25
			
	 Section 18.01
	  	Addresses and Notices	  	25
			
	 Section 18.02
	  	Binding Effect	  	26
			
	 Section 18.03
	  	Waiver	  	26
			
	 Section 18.04
	  	Severability	  	26
			
	 Section 18.05
	  	Authority	  	26
			
	 Section 18.06
	  	Further Action	  	26
			
	 Section 18.07
	  	Integration	  	27
			
	 Section 18.08
	  	Construction	  	27
			
	 Section 18.09
	  	No Double Recovery	  	27
			
	 Section 18.10
	  	Counterparts	  	27
			
	 Section 18.11
	  	Governing Law	  	27
			
	 Section 18.12
	  	Jurisdiction	  	27
			
	 Section 18.13
	  	Amendment	  	28
			
	 Section 18.14
	  	Teradata Subsidiaries	  	28
			
	 Section 18.15
	  	Successors	  	28
			
	 Section 18.16
	  	Injunctions	  	28

  

 iii 

 TAX SHARING AGREEMENT 
 This TAX SHARING AGREEMENT (this “Agreement”) is entered into as of September 21, 2007 by and between NCR Corporation, a Maryland
corporation (“NCR”), and Teradata Corporation, a Delaware corporation and a wholly owned subsidiary of NCR (“Teradata”). 
 RECITALS 
 WHEREAS, the Board of Directors of NCR has determined that it would be appropriate and
desirable to completely separate the Teradata Business (as defined below) from NCR; 
 WHEREAS, as of the date hereof, NCR is the common
parent of an affiliated group of corporations, including Teradata, which has elected to file consolidated Federal income tax returns; 
 WHEREAS, NCR and Teradata have entered into the Separation and Distribution Agreement (as defined below), pursuant to which NCR agreed to contribute and otherwise transfer to Teradata, and Teradata agreed to receive and assume, the assets
and liabilities then associated with the Teradata Business as described therein; 
 WHEREAS, NCR intends to distribute to shareholders of NCR
all the outstanding shares of Teradata Common Stock; 
 WHEREAS, pursuant to the Distribution (as defined in the Separation and Distribution
Agreement), Teradata and its subsidiaries will cease to be members of the affiliated group (as that term is defined in Section 1504 of the Code) of which NCR is the common parent; and 
 WHEREAS, the Companies desire to provide for and agree upon the allocation between the parties of liabilities for Taxes arising prior to, as a result of,
and subsequent to the Distribution, and to provide for and agree upon other matters relating to Taxes; 
 NOW, THEREFORE, in consideration of
the mutual agreements contained herein, the Companies hereby agree as follows: 
 Section 1. Definition of Terms. For purposes of
this Agreement (including the recitals hereof), the following terms have the following meanings, and capitalized terms used but not otherwise defined herein shall have the meaning ascribed to them in the Separation and Distribution Agreement:

 “Accountant” shall have the meaning set forth in Section 8.02(c) of this Agreement. 
 “Accounting Cutoff Date” means, with respect to Teradata, any date as of the end of which there is a closing of the financial accounting
records for such entity. 
 “Active Trade or Business” means the active conduct (within the meaning of Section 355(b)
of the Code and the regulations thereunder) by Teradata of the Teradata Business. 

 “Adjustment Request” means any formal or informal claim or request filed with any Tax
Authority, or with any administrative agency or court, for the adjustment, refund, or credit of Taxes, including (a) any amended Tax return claiming adjustment to the Taxes as reported on the Tax Return or, if applicable, as previously
adjusted, (b) any claim for equitable recoupment or other offset, and (c) any claim for refund or credit of Taxes previously paid. 
 “Affiliate” means any entity that is directly or indirectly “controlled” by either the person in question or an Affiliate of such person. For purposes of the definition of “Affiliate,”
“control” means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through ownership of voting securities, by contract or otherwise. 
 “Agreement” shall mean this Tax Sharing Agreement. 
 “Bermuda Entity” shall have the meaning ascribed to it in the Ruling Request that culminated in the Ruling received by NCR on or before the date hereof. For the avoidance of doubt, the Bermuda Entity
is the controlled corporation in the CV Spin-Off. 
 “Board Certificate” shall have the meaning set forth in
Section 7.02(d) of this Agreement. 
 “Business Day” has the meaning set forth in the Separation and Distribution
Agreement. 
 “Closing Date” means the date of the Distribution. 
 “Code” means the U.S. Internal Revenue Code of 1986, as amended. 
 “Companies” means NCR and Teradata, collectively, and “Company”, as the context requires, means either NCR or Teradata.

 “Contribution” means the contribution of assets by NCR itself directly to Teradata itself pursuant to Section 2.1 of
the Separation and Distribution Agreement. 
 “CV” shall have the meaning ascribed to it in the Ruling Request that
culminated in the Ruling received by NCR on or before the date hereof. For the avoidance of doubt, the CV is the distributing corporation in the CV Spin-Off. 
 “CV Spin-Off” shall have the meaning ascribed to it in the Ruling Request that culminated in the Ruling received by NCR on or before the date hereof. 
 “DGCL” means the Delaware General Corporation Law. 
 “Distribution” has the meaning set forth in the Separation and Distribution Agreement. 
 “Distribution-Related Proceeding” shall mean any Tax Contest in which the IRS, another Tax Authority or any other party asserts a position that could reasonably be expected to adversely affect the Tax-Free Status.

  

 2 

 “Fifty-Percent or Greater Interest” shall have the meaning ascribed to such term for
purposes of Sections 355(d) and (e) of the Code. 
 “Filing Date” shall have the meaning set forth in
Section 7.04(d) of this Agreement. 
 “Final Determination” means the final resolution of liability for any Tax, which
resolution may be for a specific issue or adjustment or for a taxable period, (a) by IRS Form 870 or 870-AD (or any successor forms thereto), on the date of acceptance by or on behalf of the taxpayer, or by a comparable form under the laws of a
State, local, or foreign taxing jurisdiction, except that a Form 870 or 870-AD or comparable form shall not constitute a Final Determination to the extent that it reserves (whether by its terms or by operation of law) the right of the taxpayer to
file a claim for refund or the right of the Tax Authority to assert a further deficiency in respect of such issue or adjustment or for such taxable period (as the case may be); (b) by a decision, judgment, decree, or other order by a court of
competent jurisdiction, which has become final and unappealable; (c) by a closing agreement or accepted offer in compromise under Sections 7121 or 7122 of the Code, or a comparable agreement under the laws of a State, local, or foreign taxing
jurisdiction; (d) by any allowance of a refund or credit in respect of an overpayment of Tax, but only after the expiration of all periods during which such refund may be recovered (including by way of offset) by the jurisdiction imposing such
Tax; (e) by a final settlement resulting from a treaty-based competent authority determination; or (f) by any other final disposition, including by reason of the expiration of the applicable statute of limitations or by mutual agreement of
the parties. 
 “First Contribution” shall have the meaning ascribed to it in the Ruling Request that culminated in the
Ruling received by NCR on or before the date hereof. 
 “Group” means the NCR Group or the Teradata Group, or both,
as the context requires. 
 “High-Level Dispute” means any dispute or disagreement (a) relating to liability under
Section 7.04 of this Agreement or (b) in which the amount of the liability in dispute exceeds $two (2) million. 
 “Indemnitee” shall have the meaning set forth in Section 13.03 of this Agreement. 
 “Indemnitor” shall have the meaning set forth in Section 13.03 of this Agreement. 
 “Internal
Restructuring” shall mean any internal restructuring (including making or revoking any election under Treasury Regulation Section 301.7701-3 and contributing or distributing any assets that were contributed to Teradata in the
Contribution). 
 “Internal Spin-Off” shall have the meaning ascribed to it in the Ruling Request that culminated in the
Ruling received by NCR on or before the date hereof. For the avoidance of doubt, NCR International, Inc. is the distributing corporation in the Internal Spin-Off, and Teradata is the controlled corporation in the Internal Spin-Off. 
 “IRS” means the United States Internal Revenue Service. 
  

 3 

 “Joint Return” shall mean any Return that includes at least one member of the NCR Group
and at least one member of the Teradata Group. 
 “NCR” shall have the meaning provided in the first sentence of this
Agreement. 
 “NCR Affiliated Group” shall have the meaning provided in the definition of “NCR Federal Consolidated
Income Tax Return.” 
 “NCR Federal Consolidated Income Tax Return” means any United States federal income Tax Return
for the affiliated group (as that term is defined in Code Section 1504 and the regulations thereunder) of which NCR is the common parent (the “NCR Affiliated Group”). 
 “NCR Group” means NCR and its Subsidiaries, excluding any entity that is a member of the Teradata Group. 
 “NCR Separate Return” means any Separate Return of NCR or any member of the NCR Group. 
 “NCR State Combined Income Tax Return” means a consolidated, combined or unitary State Income Tax Return that actually includes, by
election or otherwise, one or more members of the NCR Group together with one or more members of the Teradata Group. 
 “New Domestic
Use Agreement” shall have the meaning set forth in Section 17.02 of this Agreement. 
 “New (g)(2) Agreement”
shall have the meaning set forth in Section 17.02 of this Agreement. 
 “Notified Action” shall have the meaning set
forth in Section 7.03(a) of this Agreement. 
 “Past Practices” shall have the meaning set forth in
Section 4.04(a) of this Agreement. 
 “Payment Date” means (i) with respect to any NCR Federal Consolidated Income
Tax Return, the due date for any required installment of estimated taxes determined under Code Section 6655, the due date (determined without regard to extensions) for filing the return determined under Code Section 6072, and the date the
return is filed, and (ii) with respect to any other Tax Return, the corresponding dates determined under the applicable Tax Law. 
 “Person” means an individual, a partnership, a corporation, a limited liability company, an association, a joint stock company, a trust, a joint venture, an unincorporated organization and a governmental entity or any
department, agency or political subdivision thereof, without regard to whether any entity is treated as disregarded for U.S. federal income tax purposes. 
 “Post-Closing Period” means any Tax Period that, to the extent it relates to a member of the Teradata Group, begins after the Closing Date. 
 “Pre-Closing Period” means any Tax Period that, to the extent it relates to a member of the Teradata Group, ends on or before the
Closing Date. 
  

 4 

 “Prime Rate” means the base rate on corporate loans charged by JPMorgan Chase (or any
successor thereto or other major money center commercial bank agreed to by the parties hereto) from time to time, compounded daily on the basis of a year of 365 or 366 (as applicable) days and actual days elapsed. 
 “Privilege” means any privilege that may be asserted under applicable law, including any privilege arising under or relating to the
attorney-client relationship (including the attorney-client and work product privileges), the accountant-client privilege and any privilege relating to internal evaluation processes. 
 “Proposed Acquisition Transaction” means a transaction or series of transactions (or any agreement, understanding or arrangement, within
the meaning of Section 355(e) of the Code and Treasury Regulation Section 1.355-7, or any other regulations promulgated thereunder, to enter into a transaction or series of transactions), whether such transaction is supported by Teradata
management or shareholders, is a hostile acquisition, or otherwise, as a result of which Teradata would merge or consolidate with any other Person or as a result of which one or more Persons would (directly or indirectly) acquire, or have the right
to acquire, from Teradata and/or one or more holders of outstanding shares of Teradata Capital Stock, a number of shares of Teradata Capital Stock that would, when combined with any other changes in ownership of Teradata Capital Stock pertinent for
purposes of Section 355(e) of the Code, comprise 40% or more of (A) the value of all outstanding shares of stock of Teradata as of the date of such transaction, or in the case of a series of transactions, the date of the last transaction
of such series, or (B) the total combined voting power of all outstanding shares of voting stock of Teradata as of the date of such transaction or, in the case of a series of transactions, the date of the last transaction of such series.
Notwithstanding the foregoing, a Proposed Acquisition Transaction shall not include (A) the adoption by Teradata of a shareholder rights plan or (B) issuances by Teradata that satisfy Safe Harbor VIII (relating to acquisitions in
connection with a person’s performance of services) or Safe Harbor IX (relating to acquisitions by a retirement plan of an employer) of Treasury Regulation Section 1.355-7(d). For purposes of determining whether a transaction constitutes
an indirect acquisition, any recapitalization resulting in a shift of voting power or any redemption of shares of stock shall be treated as an indirect acquisition of shares of stock by the non-exchanging shareholders. This definition and the
application thereof is intended to monitor compliance with Section 355(e) of the Code and shall be interpreted accordingly. Any clarification of, or change in, the statute or regulations promulgated under Section 355(e) of the Code shall
be incorporated in this definition and its interpretation. 
 “Representation Letters” means the representation letters and
any other materials delivered or deliverable by NCR, Teradata or others in connection with the rendering by Tax Advisors of any opinions in connection with the Distribution. 
 “Responsible Company” means, with respect to any Tax Return, the Company having responsibility for preparing and filing such Tax Return
under this Agreement. 
 “Ruling” means (a) the private letter ruling (and any supplemental private letter ruling)
issued by the IRS to NCR in connection with the Transactions and (b) any similar ruling (including any supplemental ruling) issued by any Tax Authority other than the IRS in connection with the Transactions. 
  

 5 

 “Ruling Documents” means the Ruling and the Ruling Request. 
 “Ruling Request” means any letter filed by NCR with the IRS or any other Tax Authority requesting a ruling regarding certain tax
consequences of the Transactions (including all attachments, exhibits, and other materials submitted with such ruling request letter) and any amendment or supplement to such ruling request letter. 
 “Section 7.02(d) Acquisition Transaction” means any transaction or series of transactions that is not a Proposed Acquisition Transaction
but would be a Proposed Acquisition Transaction if the percentage reflected in the definition of Proposed Acquisition Transaction were 25% instead of 40%. 
 “Separate Return” means (a) in the case of any Tax Return of any member of the Teradata Group (including any consolidated, combined or unitary return), any such Tax Return that does not include
any member of the NCR Group and (b) in the case of any Tax Return of any member of the NCR Group (including any consolidated, combined or unitary return), any such Tax Return that does not include any member of the Teradata Group. 

“Separate Unit” shall have the meaning set forth in Section 17.01 of this Agreement. 
 “Separation and Distribution Agreement” means the Separation and Distribution Agreement, as amended from time to time, by and between
NCR and Teradata dated August 27, 2007. 
 “Signing Group” shall have the meaning set forth in Section 8.03 of
this Agreement. 
 “State Income Tax” means any Tax imposed by any State of the United States or by any political
subdivision of any such State (or by the District of Columbia) which is imposed on or measured by net income, including state and local franchise or similar Taxes measured by net income, and any interest, penalties, additions to tax, or additional
amounts in respect of the foregoing. 
 “Supplier Group” shall have the meaning set forth in Section 8.03 of this
Agreement. 
 “Tax” or “Taxes” means any income, gross income, gross receipts, profits, capital stock,
franchise, withholding, payroll, social security, workers compensation, unemployment, disability, property, ad valorem, stamp, excise, severance, occupation, service, sales, use, license, lease, transfer, import, export, value added,
alternative minimum, estimated or other tax (including any fee, assessment, or other charge in the nature of or in lieu of any tax) imposed by any governmental entity or political subdivision thereof, and any interest, penalties, additions to tax,
or additional amounts in respect of the foregoing. 
 “Tax Advisor” means a United States tax counsel or accountant of
recognized national standing. 
 “Tax Arbitrator” shall have the meaning set forth in Section 14 of this Agreement.

 “Tax Arbitrator Dispute” shall have the meaning set forth in Section 14 of this Agreement. 
  

 6 

 “Tax Attribute” or “Attribute” shall mean a net operating loss, net capital
loss, unused investment credit, unused foreign tax credit, excess charitable contribution, general business credit, Tax basis or any other Tax Item that could reduce a Tax. 
 “Tax Authority” means, with respect to any Tax, the governmental entity or political subdivision thereof that imposes such Tax, and the
agency (if any) charged with the collection of such Tax for such entity or subdivision. 
 “Tax Benefit” means any refund,
credit, or other reduction in otherwise required Tax payments. 
 “Tax Contest” means an audit, review, examination, or any
other administrative or judicial proceeding with the purpose or effect of redetermining Taxes (including any administrative or judicial review of any claim for refund). 
 “Tax Detriment” means any increase in required Tax payments (or, without duplication, the reduction in any refund or credit). 
 “Tax-Free Status” means the qualification of the First Contribution and the Internal Spin-Off, taken together, and the Contribution and
Distribution, taken together, and the CV Spin-Off and related transactions, taken together, respectively, each (a) as a reorganization described in Sections 355(a) and 368(a)(1)(D) of the Code, (b) as a transaction in which the stock
distributed thereby is “qualified property” for purposes of Sections 355(d), 355(e) and 361(c) of the Code and (c) as a transaction in which NCR, NCR International, Inc., Teradata, the CV, the Bermuda Entity and the shareholders of
NCR recognize no income or gain for U.S. federal income tax purposes pursuant to Sections 355, 361 and 1032 of the Code, other than, in the case of NCR, NCR International, Inc. and Teradata, intercompany items or excess loss accounts taken into
account pursuant to the Treasury Regulations promulgated pursuant to Section 1502 of the Code. 
 “Tax Item” means,
with respect to any income Tax, any item of income, gain, loss, deduction, or credit. 
 “Tax Law” means the law of any
governmental entity or political subdivision thereof relating to any Tax. 
 “Tax Opinions/Rulings” means the opinions of
Tax Advisors and the Ruling deliverable to NCR in connection with the Transactions. 
 “Tax Period” means, with respect to
any Tax, the period for which the Tax is reported as provided under the Code or other applicable Tax Law. 
 “Tax Records”
means Tax Returns, Tax Return workpapers, documentation relating to any Tax Contests, and any other books of account or records required to be maintained under the Code or other applicable Tax Laws or under any record retention agreement with any
Tax Authority. 
  

 7 

 “Tax-Related Losses” means (i) all federal, state and local Taxes (including
interest and penalties thereon) imposed pursuant to any settlement, Final Determination, judgment or otherwise; (ii) all reasonable accounting, legal and other professional fees, and court costs incurred in connection with such Taxes; and
(iii) all reasonable costs and expenses and all damages associated with stockholder litigation or controversies and any amount paid by NCR (or any NCR Affiliate) or Teradata (or any Teradata Affiliate) in respect of the liability of
shareholders, whether paid to shareholders or to the IRS or any other Tax Authority, in each case, resulting from the failure of the First Contribution and the Internal Spin-Off, taken together, the Contribution and the Distribution, taken together,
or the CV Spin-Off and related transactions, taken together, to have Tax-Free Status. 
 “Tax Return” or
“Return” means any report of Taxes due, any claim for refund of Taxes paid, any information return with respect to Taxes, or any other similar report, statement, declaration, or document required to be filed under the Code or other
Tax Law, including any attachments, exhibits, or other materials submitted with any of the foregoing, and including any amendments or supplements to any of the foregoing. 
 “Teradata” shall have the meaning provided in the first sentence of this Agreement. 
 “Teradata Affiliated Group” shall have the meaning provided in the definition of “Teradata Federal Consolidated Income Tax Return.” 
 “Teradata Business” means the enterprise analytics and data warehousing business. 
 “Teradata Capital Stock” means all classes or series of capital stock of Teradata, including (i) the Teradata Common Stock, (ii) all options, warrants and other rights to acquire such capital stock and
(iii) all instruments properly treated as stock in Teradata for U.S. federal income tax purposes. 
 “Teradata Carryback”
means any net operating loss, net capital loss, excess tax credit, or other similar Tax item of any member of the Teradata Group which may or must be carried from one Tax Period to another prior Tax Period under the Code or other applicable Tax
Law. 
 “Teradata Common Stock” has the meaning set forth in the Separation and Distribution Agreement. 
 “Teradata Federal Consolidated Income Tax Return” shall mean any United States federal income Tax Return for the affiliated group (as
that term is defined in Code Section 1504) of which Teradata is the common parent (the “Teradata Affiliated Group”). 
 “Teradata Group” means Teradata and its Subsidiaries, as determined immediately after the Distribution. 
 “Teradata Separate Return” means any Separate Return of Teradata or any member of the Teradata Group. 
 “Transactions” means the Contribution, the Distribution and the other transactions contemplated by the Separation and Distribution Agreement. 
  

 8 

 “Treasury Regulations” means the regulations promulgated from time to time under the
Code as in effect for the relevant Tax Period. 
 “Unqualified Tax Opinion” means a “will” opinion, without
qualifications, of a Tax Advisor, which Tax Advisor is reasonably acceptable to NCR, on which NCR may rely to the effect that a transaction will not affect the Tax-Free Status. Any such opinion must assume that the First Contribution and the
Internal Spin-Off, taken together, the Contribution and Distribution, taken together, and the CV Spin-Off and related transactions, taken together, would have qualified for Tax-Free Status if the transaction in question did not occur. 
 Section 2. Allocation of Tax Liabilities. 
 Section 2.01 General Rule. 
 (a) NCR Liability. NCR shall be liable for, and shall
indemnify and hold harmless the Teradata Group from and against any liability for, Taxes which are allocated to NCR under this Section 2. 
 (b) Teradata Liability. Teradata shall be liable for, and shall indemnify and hold harmless the NCR Group from and against any liability for, Taxes which are allocated to Teradata under this Section 2. 
 Section 2.02 Allocations of Taxes. Except as provided in Section 2.03, Taxes shall be allocated as follows: 
 (a) Allocation of Taxes to NCR. NCR shall be responsible for any and all Taxes due or required to be reported on any Joint Return or NCR Separate
Return (including any increase in such Tax as a result of a Final Determination). 
 (b) Allocation of Taxes to Teradata. Teradata
shall be responsible for any and all Taxes due or required to be reported on any Teradata Separate Return (including any increase in such Tax as a result of a Final Determination). 
 Section 2.03 Certain Transaction and Other Taxes. 
 (a) Teradata Liability. Teradata shall be liable for, and shall indemnify and hold harmless the NCR Group from and against any liability for: 
 (i) any Tax resulting from a breach by Teradata of any covenant in this Agreement, the Separation and Distribution Agreement or any
Ancillary Agreement; and 
 (ii) any Tax-Related Losses for which Teradata is responsible pursuant to Section 7.04 of
this Agreement. 
 (b) NCR Liability. NCR shall be liable for, and shall indemnify and hold harmless the Teradata Group from and
against any liability for: 
  

 9 

 (i) any Taxes imposed pursuant to Treasury Regulation Section 1.1502-6 (or any
similar provision of foreign, State or local Tax law) on any member of the Teradata Group solely as a result of such member’s being a member of the NCR Affiliated Group (or similar group under foreign, State or local Tax law); 
 (ii) any Tax resulting from a breach by NCR of any covenant in this Agreement, the Separation and Distribution Agreement or any Ancillary
Agreement; and 
 (iii) any Tax-Related Losses for which NCR is responsible pursuant to Section 7.04 of this Agreement.

 Section 3. Proration of Tax Items. 
 (a) General Method of Proration. Tax Items shall be apportioned between Pre-Closing Periods and Post-Closing Periods in accordance with the principles of Treasury Regulation Section 1.1502-76(b) as
reasonably interpreted and applied by NCR. No election shall be made under Treasury Regulation Section 1.1502-76(b)(2)(ii) (relating to ratable allocation of a year’s items). If the Closing Date is not an Accounting Cutoff Date, the
provisions of Treasury Regulation Section 1.1502-76(b)(2)(iii) will be applied to allocate ratably the items (other than extraordinary items) for the month which includes the Closing Date. 
 (b) Transaction Treated as Extraordinary Item. In determining the apportionment of Tax Items between Pre-Closing Periods and Post-Closing Periods,
any Tax Items relating to the Transactions shall be treated as extraordinary items described in Treasury Regulation Section 1.1502-76(b)(2)(ii)(C) and shall (to the extent occurring on or prior to the Closing Date) be allocated to Pre-Closing
Periods, and any Taxes related to such items shall be treated under Treasury Regulation Section 1.1502-76(b)(2)(iv) as relating to such extraordinary item and shall (to the extent occurring on or prior to the Closing Date) be allocated to
Pre-Closing Periods. 
 Section 4. Preparation and Filing of Tax Returns. 
 Section 4.01 General. Except as otherwise provided in this Section 4, Tax Returns shall be prepared and filed when due (including
extensions) by the person obligated to file such Tax Returns under the Code or applicable Tax Law. The Companies shall provide, and shall cause their Affiliates to provide, assistance and cooperation to one another in accordance with Section 8
with respect to the preparation and filing of Tax Returns, including providing information required to be provided in Section 8. 
 Section 4.02 NCR’s Responsibility. NCR has the exclusive obligation and right to prepare and file, or to cause to be prepared and filed: 
 (a) NCR Federal Consolidated Income Tax Returns for any Tax Periods ending on, before or after the Closing Date; 
  

 10 

 (b) NCR State Combined Income Tax Returns and any other Joint Returns which NCR reasonably
determines are required to be filed (or which NCR chooses to be filed) by the Companies or any of their Affiliates for Tax Periods ending on, before or after the Closing Date; provided, however, that NCR shall provide written notice (no later
than 60 days prior to the date such Returns are due, including extensions) of such determination to file such NCR State Combined Income Tax Returns or other Joint Returns to Teradata; and 
 (c) NCR Separate Returns and Teradata Separate Returns which NCR reasonably determines are required to be filed by the Companies or any of their
Affiliates for Tax Periods ending on, before or after the Closing Date (limited, in the case of Teradata Separate Returns, to such Returns as are filed on or prior to the Closing Date). 
 Section 4.03 Teradata’s Responsibility. Teradata shall prepare and file, or shall cause to be prepared and filed, all Teradata Separate
Returns other than those Tax Returns filed on or prior to the Closing Date. The Tax Returns required to be prepared and filed by Teradata under this Section 4.03 shall include (a) any Teradata Federal Consolidated Income Tax Return and
(b) Teradata Separate Returns required to be filed for Tax periods ending after the Closing Date. 
 Section 4.04 Tax Accounting
Practices. 
 (a) General Rule. Except as provided in Section 4.04(b), with respect to any Tax Return that Teradata has the
obligation and right to prepare and file, or cause to be prepared and filed, under Section 4.03, for any Pre-Closing Period (and the portion, ending on the Closing Date, of any Tax Period that includes but does not end on the Closing Date),
such Tax Return shall be prepared in accordance with past practices, accounting methods, elections or conventions (“Past Practices”) used by NCR and its Subsidiaries with respect to the Tax Returns in question (unless there is no
reasonable basis for the use of such Past Practices), and to the extent any items are not covered by Past Practices (or in the event that there is no reasonable basis for the use of such Past Practices), in accordance with reasonable Tax accounting
practices. Except as provided in Section 4.04(b), NCR shall prepare any Tax Return which it has the obligation and right to prepare and file, or cause to be prepared and filed, under Section 4.02, in accordance with reasonable Tax
accounting practices selected by NCR. 
 (b) Reporting of Transaction Tax Items. Teradata shall file all Tax Returns consistent with
the Tax treatment of the Transactions set forth in the Ruling Requests and the Tax Opinions/Rulings. To the extent there is a Tax treatment relating to the Transactions which is not covered by the Ruling Requests or Tax Opinions/Rulings, the Tax
treatment shall be determined by NCR with respect to such Tax Return and shall be agreed to by Teradata, and Teradata shall file all Tax Returns for which it is responsible consistent with such treatment, unless either (i) there is no
reasonable basis for such Tax treatment, or (ii) such Tax treatment is inconsistent with the Tax treatment contemplated in the Ruling Requests and/or the Tax Opinions/Rulings. 
 Section 4.05 Consolidated or Combined Tax Returns. Teradata shall elect and join, and shall cause its respective Affiliates to elect and
join, in filing any NCR State Combined Income Tax Returns 

  

 11 

 
and any Joint Returns that NCR determines are required to be filed or that NCR chooses to file pursuant to Section 4.02(b). 
 Section 4.06 Right to Review Tax Returns. 
 (a) General. The Responsible Company with respect to any material Tax Return shall make such Tax Return and related workpapers available for review by the other Company, if requested, to the extent
(i) such Tax Return relates to Taxes for which the requesting party would reasonably be expected to be liable, (ii) such Tax Return relates to Taxes and the requesting party would reasonably be expected to be liable in whole or in part for
any additional Taxes owing as a result of adjustments to the amount of such Taxes reported on such Tax Return, (iii) such Tax Return relates to Taxes for which the requesting party would reasonably be expected to have a claim for Tax Benefits
under this Agreement, or (iv) the requesting party reasonably determines that it must inspect such Tax Return to confirm compliance with the terms of this Agreement. The Responsible Company shall use its reasonable best efforts to make such Tax
Return available for review as required under this paragraph sufficiently in advance of the due date (including extensions) for filing of such Tax Return to provide the requesting party with a meaningful opportunity to analyze and comment on such
Tax Return. 
 (b) Execution of Returns Prepared by Other Party. In the case of any Tax Return which is required to be prepared and
filed by the Responsible Company under this Agreement and which is required by law to be signed by the other Company (or by its authorized representative), the Company which is legally required to sign such Tax Return shall be required to sign such
Tax Return unless there is no reasonable basis for the Tax treatment of an item reported on the Tax Return or the Tax treatment of an item reported on the Tax Return should, in the opinion (reasonably acceptable in form and substance to the
Responsible Company) of a Tax advisor from a nationally recognized legal or accounting firm, subject the other Company (or its authorized representatives) to material penalties. 
 Section 4.07 Teradata Carrybacks and Claims for Refund. Teradata hereby agrees that, unless NCR consents in writing, no Adjustment Request
with respect to any Tax Return for the Pre-Closing Period shall be filed; provided, however, that upon the reasonable request of Teradata, NCR shall use reasonable best efforts to make an Adjustment Request claiming a refund of Taxes for the
Pre-Closing Period with respect to a Teradata Carryback arising in a Post-Closing Period related to U.S. federal or State Taxes (any such Adjustment Request to be prepared and filed by NCR). 
 Section 4.08 Apportionment of Earnings and Profits and Tax Attributes. NCR shall in good faith advise Teradata in writing of the portion, if
any, of any earnings and profits, Tax Attribute, overall foreign loss, capitalized research and development expenditures or other consolidated, combined or unitary attribute which NCR determines shall be allocated or apportioned to the Teradata
Group under applicable law. Teradata and all members of the Teradata Group shall prepare all Tax Returns in accordance with such written notice. As soon as practicable after receipt of a written request from Teradata, NCR shall provide copies of any
studies, reports, and workpapers supporting such allocations and apportionments. In the event of 

  

 12 

 
a subsequent adjustment by the applicable Tax Authority to such allocations and apportionments, NCR shall promptly notify Teradata in writing of such
adjustment. For the absence of doubt, NCR shall not be liable to Teradata or any member of the Teradata Group for any failure of any determination under this Section 4.08 to be accurate under applicable Tax Law. 
 Section 5. Tax Payments. 
 Section 5.01 Payment of Taxes With Respect to Tax Returns Reflecting Taxes of the Other Company. In the case of any Tax Return reflecting Taxes allocated hereunder to the Company that is not the Responsible Company:

 (a) Computation and Payment of Tax Due. At least three Business Days prior to any Payment Date for any Tax Return, the
Responsible Company shall compute the amount of Tax required to be paid to the applicable Tax Authority (taking into account the requirements of Section 4.04 relating to consistent accounting practices) with respect to such Tax Return on such
Payment Date. The Responsible Company shall pay such amount to such Tax Authority on or before such Payment Date (and provide notice and proof of payment to the other Company). 
 (b) Computation and Payment of Liability With Respect To Tax Due. Within 30 days following the earlier of (i) the due date (including
extensions) for filing any such Tax Return (excluding any Tax Return with respect to payment of estimated Taxes or Taxes due with a request for extension of time to file) or (ii) the date on which such Tax Return is filed, if NCR is the
Responsible Company, then Teradata shall pay to NCR the amount allocable to the Teradata Group under the provisions of Section 2, and if Teradata is the Responsible Company, then NCR shall pay to Teradata the amount allocable to the NCR Group
under the provisions of Section 2, in each case, plus interest computed at the Prime Rate on the amount of the payment based on the number of days from the earlier of (A) the due date of the Tax Return (including extensions) or
(B) the date on which such Tax Return is filed, to the date of payment. 
 (c) Adjustments Resulting in Underpayments. In the
case of any adjustment pursuant to a Final Determination with respect to any such Tax Return, the Responsible Company shall pay to the applicable Tax Authority when due any additional Tax due with respect to such Return required to be paid as a
result of such adjustment pursuant to a Final Determination. The Responsible Company shall compute the amount attributable to the Teradata Group in accordance with Section 2 and Teradata shall pay to NCR any amount due NCR (or NCR shall pay
Teradata any amount due Teradata) under Section 2 within 30 days from the later of (i) the date the additional Tax was paid by the Responsible Company or (ii) the date of receipt of a written notice and demand from the Responsible
Company for payment of the amount due, accompanied by evidence of payment and a statement detailing the Taxes paid and describing in reasonable detail the particulars relating thereto. Any payments required under this Section 5.01(c) shall
include interest computed at the Prime Rate based on the number of days from the date the additional Tax was paid by the Responsible Company to the date of the payment under this Section 5.01(c). 
 Section 5.02 Indemnification Payments. 
  

 13 

 All indemnification payments under this Agreement shall be made by NCR directly to Teradata and by
Teradata directly to NCR; provided, however, that if the Companies mutually agree with respect to any such indemnification payment, any member of the NCR Group, on the one hand, may make such indemnification payment to any member of the
Teradata Group, on the other hand, and vice versa. 
 Section 6. Tax Benefits. 
 Section 6.01 Tax Refunds in General. Except as set forth below, NCR shall be entitled to any refund (and any interest thereon received from
the applicable Tax Authority) of Taxes for which NCR is liable hereunder, Teradata shall be entitled to any refund (and any interest thereon received from the applicable Tax Authority) of Taxes for which Teradata is liable hereunder and a Company
receiving a refund to which another Company is entitled hereunder shall pay over such refund to such other Company within thirty days after such refund is received (together with interest computed at the Prime Rate based on the number of days from
the date the refund was received to the date the refund was paid over). 
 Section 6.02 Timing Differences and Reverse Timing
Differences. 
 (a) If a member of the Teradata Group actually realizes in cash pursuant to a Final Determination any Tax Benefit
as a result of an adjustment pursuant to a Final Determination to any Taxes for which a member of the NCR Group is liable hereunder (or Tax Attribute of a member of the NCR Group) and such Tax Benefit would not have arisen but for such adjustment
(determined on a with or without basis), or if a member of the NCR Group actually realizes in cash pursuant to a Final Determination any Tax Benefit as a result of an adjustment pursuant to a Final Determination to any Taxes for which a member of
the Teradata Group is liable hereunder (or Tax Attribute of a member of the Teradata Group) and such Tax Benefit would not have arisen but for such adjustment (determined on a with or without basis), Teradata or NCR, as the case may be, shall make a
payment to either NCR or Teradata, as appropriate, within 30 days following such actual realization of the Tax Benefit, in an amount equal to such Tax Benefit actually realized in cash (including any Tax Benefit actually realized as a result of the
payment), plus interest on such amount computed at the Prime Rate based on the number of days from the date of such actual realization of the Tax Benefit to the date of payment of such amount under this Section 6.02(a). 
 (b) If a member of the Teradata Group actually realizes in cash pursuant to a Final Determination any Tax Detriment as a result of an adjustment
pursuant to a Final Determination to any Taxes for which a member of the NCR Group is liable hereunder (or Tax Attribute of a member of the NCR Group) (in such circumstance, NCR being the “Adjusted Party”) and such Tax Detriment
would not have arisen but for such adjustment (determined on a with and without basis), or if a member of the NCR Group actually realizes in cash pursuant to a Final Determination any Tax Detriment as a result of an adjustment pursuant to a Final
Determination to any Taxes for which a member of the Teradata Group is liable hereunder (or Tax Attribute of a member of the Teradata Group) (in such circumstance, Teradata being the “Adjusted Party”) and such Tax Detriment would
not have arisen but for such adjustment (determined on a with and without basis), the Adjusted Party shall make a payment to the other party within 30 days 

  

 14 

 
following the later of such actual realization of the Tax Detriment and the Adjusted Party’s actual realization of the corresponding Tax Benefit, in an
amount equal to the lesser of such Tax Detriment actually realized in cash and the Tax Benefit, if any, actually realized in cash by the Adjusted Party pursuant to such adjustment (which would not have arisen but for such adjustment), plus interest
on such amount computed at the Prime Rate based on the number of days from the later of the date of such actual realization of the Tax Detriment and the Adjusted Party’s actual realization of the corresponding Tax Benefit to the date of payment
of such amount under this Section 6.02(b). 
 (c) No later than 30 days after a Tax Benefit or Tax Detriment described in
Section 6.02(a) or (b) is actually realized in cash by a member of the NCR Group or a member of the Teradata Group, NCR (if a member of the NCR Group actually realizes such Tax Benefit or Tax Detriment) or Teradata (if a member of the
Teradata Group actually realizes such Tax Benefit or Tax Detriment) shall provide the other Company with a written calculation of the amount payable pursuant to this Section 6.02. In the event that NCR or Teradata disagrees with any such
calculation described in this Section 6.02(c), NCR or Teradata shall so notify the other Company in writing within 30 days of receiving the written calculation set forth above in this Section 6.02(c). NCR and Teradata shall endeavor in
good faith to resolve such disagreement. 
 Section 6.03 Teradata Carrybacks. Teradata shall be entitled to any refund actually
received in cash that is attributable to, and would not have arisen but for (determined on a with and without basis), a Teradata Carryback pursuant to the proviso set forth in Section 4.07, provided that the refund is a refund of Taxes
for the Tax Period to which the Teradata Carryback is carried or the first or second immediately following Tax Periods. Any such payment of such refund made by NCR to Teradata pursuant to this Section 6.03 shall be recalculated in light of any
Final Determination (or any other facts that may arise or come to light after such payment is made, such as a carryback or carryforward of a NCR Group Tax Attribute to a Tax Period in respect of which such refund is received) that would affect the
amount to which Teradata is entitled, and an appropriate adjusting payment shall be made by Teradata to NCR such that the aggregate amounts paid pursuant to this Section 6.03 equals such recalculated amount (with interest computed at the Prime
Rate). 
 Section 7. Tax-Free Status. 
 Section 7.01 Tax Opinions/Rulings and Representation Letters. 
 Each of Teradata and NCR hereby
represents and agrees that (A) it has examined the Ruling Documents and the Representation Letters prior to the date hereof and (B) all information contained in such Ruling Documents or Representation Letters that concerns or relates to
such Company or any member of its Group will be true, correct and complete. 
 Section 7.02 Restrictions on Teradata. 

(a) Teradata agrees that it will not take or fail to take, or permit any Teradata Affiliate to take or fail to take, any action where such
action or failure to act would be inconsistent with or cause to be untrue any material, information, covenant or representation in any Representation 

  

 15 

 
Letters, Ruling Documents or Tax Opinions/Rulings. Teradata agrees that it will not take or fail to take, or permit any Teradata Affiliate to take or fail to
take, any action which prevents or could reasonably be expected to prevent (A) the Tax-Free Status, or (B) any transaction contemplated by the Separation and Distribution Agreement which is intended by the parties to be tax-free from so
qualifying, including issuing any Teradata Capital Stock that would prevent the Distribution from qualifying as a tax-free distribution within the meaning of Section 355 of the Code. 
 (b) Teradata agrees that, from the date hereof until the first day after the two-year anniversary of the Closing Date, it will (i) maintain
its status as a company whose separate affiliated group, within the meaning of Code Section 355(b)(3), is engaged in the Active Trade or Business and (ii) not engage in any transaction that would result in it ceasing to be a company whose
separate affiliated group is so engaged in the Active Trade or Business. 
 (c) Teradata agrees that, from the date hereof until the
first day after the two-year anniversary of the Closing Date, it will not (i) enter into any Proposed Acquisition Transaction or, to the extent Teradata has the right to prohibit any Proposed Acquisition Transaction, permit any Proposed
Acquisition Transaction to occur (whether by (a) redeeming rights under a shareholder rights plan, (b) finding a tender offer to be a “permitted offer” under any such plan or otherwise causing any such plan to be inapplicable or
neutralized with respect to any Proposed Acquisition Transaction, or (c) approving any Proposed Acquisition Transaction, whether for purposes of Section 203 of the DGCL or any similar corporate statute, any “fair price” or other
provision of Teradata’s charter or bylaws or otherwise), (ii) merge or consolidate with any other Person or liquidate or partially liquidate, (iii) in a single transaction or series of transactions sell or transfer (other than sales
or transfers of inventory in the ordinary course of business) all or substantially all of the assets that were transferred to Teradata pursuant to the Contribution (or pursuant to the First Contribution) or sell or transfer 60% or more of the gross
assets of the Active Trade or Business or 60% or more of the consolidated gross assets of Teradata and its Affiliates (such percentages to be measured based on fair market value as of the Closing Date), (iv) redeem or otherwise repurchase
(directly or through a Teradata Affiliate) any Teradata stock, or rights to acquire stock, except to the extent such repurchases satisfy Section 4.05(1)(b) of Revenue Procedure 96-30 (as in effect prior to the amendment of such Revenue
Procedure by Revenue Procedure 2003-48), (v) amend its certificate of incorporation (or other organizational documents), or take any other action, whether through a stockholder vote or otherwise, affecting the relative voting rights of Teradata
Capital Stock (including, without limitation, through the conversion of any Teradata Capital Stock into another class of Teradata Capital Stock) or (vi) take any other action or actions (including any action or transaction that would be
reasonably likely to be inconsistent with any representation made in the Representation Letters, Ruling Documents or the Tax Opinions/Rulings) which in the aggregate (and taking into account any other transactions described in this subparagraph (c))
would be reasonably likely to have the effect of causing or permitting one or more persons (whether or not acting in concert) to acquire directly or indirectly stock representing a Fifty-Percent or Greater Interest in Teradata or otherwise
jeopardize the Tax-Free Status, unless prior to taking any such action set forth in the foregoing clauses (i) through (vi), (A) Teradata shall have requested that NCR obtain a supplemental Ruling in accordance with Section 7.03(b) and
(d) of this Agreement to the effect that such transaction will not affect the Tax-Free Status and NCR shall have received such a supplemental Ruling in form and substance satisfactory to NCR in its sole and absolute 

  

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discretion, which discretion shall be exercised in good faith solely to preserve the Tax-Free Status (and in determining whether such a Ruling is
satisfactory, NCR may consider, among other factors, the appropriateness of any underlying assumptions and management’s representations made in connection with such Ruling), or (B) Teradata shall provide NCR with an Unqualified Tax Opinion
in form and substance satisfactory to NCR in its sole and absolute discretion, which discretion shall be exercised in good faith solely to preserve the Tax-Free Status (and in determining whether an opinion is satisfactory, NCR may consider, among
other factors, the appropriateness of any underlying assumptions and management’s representations if used as a basis for the opinion and NCR may determine that no opinion would be acceptable to NCR) or (C) NCR shall have waived the
requirement to obtain such ruling or opinion. 
 (d) Certain Issuances of Teradata Capital Stock. If Teradata proposes to enter into
any Section 7.02(d) Acquisition Transaction or, to the extent Teradata has the right to prohibit any Section 7.02(d) Acquisition Transaction, proposes to permit any Section 7.02(d) Acquisition Transaction to occur, in each case,
during the period from the date hereof until the first day after the two-year anniversary of the Closing Date, Teradata shall provide NCR, no later than ten days following the signing of any written agreement with respect to the Section 7.02(d)
Acquisition Transaction, with a written description of such transaction (including the type and amount of Teradata Capital Stock to be issued in such transaction) and a certificate of the Board of Directors of Teradata to the effect that the
Section 7.02(d) Acquisition Transaction is not a Proposed Acquisition Transaction or any other transaction to which the requirements of Section 7.02(c) apply (a “Board Certificate”). 
 (e) Distributions by Foreign Teradata Subsidiaries. Until January 1st of the calendar year immediately following the calendar year in which the Distribution occurs, Teradata shall neither cause nor permit any foreign subsidiary
of Teradata to enter into any transaction or take any action that would be considered under the Code to constitute the declaration or payment of a dividend (including pursuant to Section 304 of the Code) without obtaining the prior written
consent of NCR (such prior written consent not to be unreasonably withheld). 
 Section 7.03 Procedures Regarding Opinions and
Rulings. 
 (a) If Teradata notifies NCR that it desires to take one of the actions described in clauses (i) through
(vi) of Section 7.02(c) (a “Notified Action”), NCR and Teradata shall reasonably cooperate to attempt to obtain the ruling or opinion referred to in Section 7.02(c), unless NCR shall have waived the requirement to
obtain such ruling or opinion. 
 (b) Rulings or Unqualified Tax Opinions at Teradata’s Request. NCR agrees that at the
reasonable request of Teradata pursuant to Section 7.02(c), NCR shall cooperate with Teradata and use its reasonable best efforts to seek to obtain, as expeditiously as possible, a supplemental Ruling from the IRS or an Unqualified Tax Opinion
for the purpose of permitting Teradata to take the Notified Action. In no event shall NCR be required to file any Ruling Request under this Section 7.03(b) unless Teradata represents that (A) it has read the Ruling Request, and
(B) all information and representations, if any, relating to any member of the Teradata Group, contained in the Ruling Request documents are (subject to any qualifications therein) true, correct and complete. Teradata shall reimburse NCR for
all reasonable costs and 

  

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expenses incurred by the NCR Group in obtaining a Ruling or Unqualified Tax Opinion requested by Teradata within ten Business Days after receiving an invoice
from NCR therefor. 
 (c) Rulings or Unqualified Tax Opinions at NCR’s Request. NCR shall have the right to obtain a supplemental
Ruling or an Unqualified Tax Opinion at any time in its sole and absolute discretion. If NCR determines to obtain a supplemental Ruling or an Unqualified Tax Opinion, Teradata shall (and shall cause each Affiliate of Teradata to) cooperate with NCR
and take any and all actions reasonably requested by NCR in connection with obtaining the Ruling or Unqualified Tax Opinion (including, without limitation, by making any representation or reasonable covenant or providing any materials or information
requested by the IRS or Tax Advisor; provided that Teradata shall not be required to make (or cause any Affiliate of Teradata to make) any representation or covenant that is inconsistent with historical facts or as to future matters or events
over which it has no control). NCR and Teradata shall each bear its own costs and expenses in obtaining a Ruling or an Unqualified Tax Opinion requested by NCR. 
 (d) Teradata hereby agrees that NCR shall have sole and exclusive control over the process of obtaining any Ruling, and that only NCR shall apply for a Ruling. In connection with obtaining a Ruling pursuant to
Section 7.04(b), (A) NCR shall keep Teradata informed in a timely manner of all material actions taken or proposed to be taken by NCR in connection therewith; (B) NCR shall (1) reasonably in advance of the submission of any
Ruling Request documents provide Teradata with a draft copy thereof, (2) reasonably consider Teradata’s comments on such draft copy, and (3) provide Teradata with a final copy; and (C) NCR shall provide Teradata with notice
reasonably in advance of, and Teradata shall have the right to attend, any formally scheduled meetings with the IRS (subject to the approval of the IRS) that relate to such Ruling. Neither Teradata nor any Teradata Affiliate shall seek any guidance
from the IRS or any other Tax Authority (whether written, verbal or otherwise) at any time concerning the Transactions (including the impact of any transaction on the Transactions). 
 Section 7.04 Liability for Tax-Related Losses. 
 (a) Notwithstanding anything in this Agreement or the Separation and Distribution Agreement to the contrary, Teradata shall be responsible for, and shall indemnify and hold harmless NCR and its Affiliates and
each of their respective officers, directors and employees from and against, one hundred percent (100%) of any Tax-Related Losses that are attributable to or result from any one or more of the following: (A) the acquisition of all or a
portion of the stock or assets of any member of the Teradata Group by any means whatsoever by any Person, (B) any negotiations, understandings, agreements or arrangements by Teradata with respect to transactions or events (including, without
limitation, stock issuances, pursuant to the exercise of stock options or otherwise, option grants, capital contributions or acquisitions, or a series of such transactions or events) that cause the Distribution to be treated as part of a plan
pursuant to which one or more Persons acquire directly or indirectly stock of Teradata representing a Fifty-Percent or Greater Interest therein, (C) any action or failure to act by Teradata after the Distribution (including, without limitation,
any amendment to Teradata’s certificate of incorporation (or other organizational documents), whether through a stockholder vote or otherwise) affecting the relative voting rights of Teradata stock (including, without limitation, through the
conversion of any Teradata Capital Stock into another class of Teradata Capital Stock), (D) any act or failure to act by Teradata or any Teradata Affiliate described in 

  

 18 

 
Section 7.02 (regardless whether such act or failure to act is covered by a Ruling, Unqualified Tax Opinion or waiver described in clause (A),
(B) or (C) of Section 7.02(c), a Board Certificate described in Section 7.02(d) or a consent described in Section 7.02(f)) or (E) any breach by Teradata of its agreement and representation set forth in
Section 7.01. 
 (b) For purposes of calculating the amount and timing of any Tax-Related Loss for which Teradata is responsible
under this Section 7.04, Tax-Related Losses shall be calculated by assuming that NCR, the NCR Affiliated Group and each member of the NCR Group (I) pay Tax at the highest marginal corporate Tax rates in effect in each relevant taxable year
and (II) have no Tax Attributes in any relevant taxable year. 
 (c) Teradata shall not be entitled to any refund (or any interest
thereon received from the applicable Tax Authority) of Taxes for which Teradata is responsible under this Section 7.04, and Section 6.02 shall not apply to any Tax Benefit that NCR realizes as a result of an adjustment to any Taxes for
which a member of the Teradata Group is responsible under this Section 7.04. 
 (d) Teradata shall pay NCR the amount of any
Tax-Related Losses for which Teradata is responsible under this Section 7.04: (A) in the case of Tax-Related Losses described in clause (i) of the definition of Tax-Related Losses no later than two Business Days prior to the date NCR
files, or causes to be filed, the applicable Tax Return for the year of the Distribution (the “Filing Date”) (provided that if such Tax-Related Losses arise pursuant to a Final Determination described in clause (a), (b) or
(c) of the definition of “Final Determination”, then Teradata shall pay NCR no later than two Business Days after the date of such Final Determination with interest calculated at the Prime Rate plus two percent, compounded
semiannually, from the date that is two Business Days prior to the Filing Date through the date of such Final Determination) and (B) in the case of Tax-Related Losses described in clause (ii) or (iii) of the definition of Tax-Related
Losses, no later than two Business Days after the date NCR pays such Tax-Related Losses. 
 Section 8. Assistance and Cooperation.

 Section 8.01 Assistance and Cooperation. 
 (a) After the Distribution, the Companies shall cooperate (and cause their respective Affiliates to cooperate) with each other and with each other’s agents, including accounting firms and legal counsel, in
connection with Tax matters relating to the Companies and their Affiliates including (i) preparation and filing of Tax Returns, (ii) determining the liability for and amount of any Taxes due (including estimated Taxes) or the right to and
amount of any refund of Taxes, (iii) examinations of Tax Returns, and (iv) any administrative or judicial proceeding in respect of Taxes assessed or proposed to be assessed. Such cooperation shall include making all information and
documents in their possession relating to the other Company and its Affiliates available to such other Company as provided in Section 9. Each of the Companies shall also make available to the other, as reasonably requested and available,
personnel (including officers, directors, employees and agents of the Companies or their respective Affiliates) responsible for preparing, maintaining, and interpreting information and documents relevant to Taxes, and 

  

 19 

 
personnel reasonably required as witnesses or for purposes of providing information or documents in connection with any administrative or judicial
proceedings relating to Taxes. 
 (b) Any information or documents provided under this Section 8 shall be kept confidential by
the Company receiving the information or documents, except as may otherwise be necessary in connection with the filing of Tax Returns or in connection with any administrative or judicial proceedings relating to Taxes. Notwithstanding any other
provision of this Agreement or any other agreement, (i) neither NCR nor any NCR Affiliate shall be required to provide Teradata, any Teradata Affiliate or any other Person access to or copies of any information or procedures (including the
proceedings of any Tax Contest) other than information or procedures that relate solely to Teradata, a Teradata Affiliate or the business or assets of Teradata or any Teradata Affiliate and (ii) in no event shall NCR or any NCR Affiliate be
required to provide Teradata, any Teradata Affiliate or any other Person access to or copies of any information if such action could reasonably be expected to result in the waiver of any Privilege. In addition, in the event that NCR determines that
the provision of any information to Teradata or any Teradata Affiliate could be commercially detrimental, violate any law or agreement or waive any Privilege, the parties shall use reasonable best efforts to permit compliance with its obligations
under this Section 8 in a manner that avoids any such harm or consequence. 
 Section 8.02 Income Tax Return Information.
Teradata and NCR acknowledge that time is of the essence in relation to any request for information, assistance or cooperation made by NCR or Teradata pursuant to Section 8.01 or this Section 8.02. Teradata and NCR acknowledge that
failure to conform to the deadlines set forth herein or reasonable deadlines otherwise set by NCR or Teradata could cause irreparable harm. 
 (a) Each Company shall provide to the other Company information and documents relating to its Group required by the other Company to prepare Tax Returns. Any information or documents the Responsible Company requires to prepare such
Tax Returns shall be provided in such form as the Responsible Company reasonably requests and in sufficient time for the Responsible Company to file such Tax Returns on a timely basis. 
 (b) At Teradata’s sole expense, Teradata shall provide to NCR the information reasonably requested in writing by NCR in connection with the
preparation of Tax Returns in accordance with the deadlines set forth in such written request. 
 (c) In the event that Teradata fails
to provide any information requested by NCR pursuant to Section 8.01 or this Section 8.02, within the deadlines as set forth herein (or otherwise reasonably set by NCR and agreed to by Teradata, such agreement not to be unreasonably
withheld), NCR shall have the right to engage a nationally recognized public accounting firm of its choice (the “Accountant”), in its sole and absolute discretion, to gather such information directly from Teradata or any other
members of the Teradata Group. Teradata and all members of the Teradata Group agree, upon ten Business Days’ notice by NCR, in the case of a failure by Teradata to provide information pursuant to Section 8.01 or this Section 8.02, to
permit any such Accountant full access to all records or other information requested by such Accountant that are in the possession of Teradata or any member of the Teradata Group during 

  

 20 

 
reasonable business hours. Teradata agrees promptly to pay NCR all reasonable costs and expenses incurred by NCR in connection with the engagement of such
Accountant. 
 Section 8.03 Reliance. If any member of one Group (the “Supplier Group”) supplies information to
a member of the other Group (the “Signing Group”) in connection with a Tax liability and an officer of a member of the Signing Group signs a statement or other document under penalties of perjury in reliance upon the accuracy of
such information, then upon the written request of such member of the Signing Group identifying the information being so relied upon, the chief financial officer of the Supplier Group (or any officer of the Supplier Group as designated by the chief
financial officer of the Supplier Group) shall certify in writing that to his or her knowledge (based upon consultation with appropriate employees) the information so supplied is accurate and complete. The Company that is a member of the Supplier
Group agrees to indemnify and hold harmless each member of the Signing Group and its directors, officers and employees from and against any fine, penalty, or other cost or expense of any kind attributable to a member of the Supplier Group having
supplied, pursuant to this Section 8, a member of the Signing Group with inaccurate or incomplete information in connection with a Tax liability. 
 Section 9. Tax Records. 
 Section 9.01 Retention of Tax Records. Each Company shall
preserve and keep all Tax Records exclusively relating to the assets and activities of its Group for Pre-Closing Periods (and the portion, ending on the Closing Date, of any Tax Period that includes but does not end on the Closing Date), and NCR
shall preserve and keep all other Tax Records relating to Taxes of the Groups for Pre-Closing Periods until the earlier of (i) the expiration of any applicable statutes of limitation, and (ii) seven years after the Closing Date. After such
earlier date, each Company may dispose of such records upon 90 days’ prior written notice to the other Company. If, prior to the expiration of the applicable statute of limitation or such seven-year period, a Company reasonably determines that
any Tax Records which it would otherwise be required to preserve and keep under this Section 9 are no longer material in the administration of any matter under the Code or other applicable Tax Law and the other Company agrees, then such first
Company may dispose of such records upon 90 days’ prior notice to the other Company. Any notice of an intent to dispose given pursuant to this Section 9.01 shall include a list of the records to be disposed of describing in reasonable
detail each file, book, or other record accumulation being disposed. The notified Company shall have the opportunity, at its cost and expense, to copy or remove, within such 90-day period, all or any part of such Tax Records. 
 Section 9.02 Access to Tax Records. The Companies and their respective Affiliates shall make available to each other for inspection and
copying during normal business hours upon reasonable notice all Tax Records in their possession to the extent reasonably required by the other Company in connection with the preparation of Tax Returns, audits, litigation, or the resolution of items
under this Agreement. 
 Section 10. Tax Contests. 
 Section 10.01 Notice. Each of the parties shall provide prompt notice to the other party of any written communication from a Tax 

  

 21 

 
Authority regarding any pending or threatened Tax audit, assessment or proceeding or other Tax Contest of which it becomes aware related to Taxes for Tax
Periods for which it is indemnified by the other party hereunder. Such notice shall attach copies of the pertinent portion of any written communication from a Tax Authority and contain factual information (to the extent known) describing any
asserted Tax liability in reasonable detail and shall be accompanied by copies of any notice and other documents received from any Tax Authority in respect of any such matters. 
 Section 10.02 Control of Tax Contests. 
 (a) NCR Returns. In the case of any Tax Contest with respect to any (i) NCR Federal Consolidated Income Tax Return, (ii) NCR State Combined Income Tax Return, (iii) any other Joint Return or (iv) any NCR Separate
Return, NCR shall have exclusive control over the Tax Contest, including exclusive authority with respect to any settlement of such Tax liability. NCR shall keep Teradata informed in a timely manner regarding such Tax Contests to the extent relating
to the Teradata Business, the Teradata Group or the assets transferred to Teradata pursuant to the Transactions insofar as such Tax Contests would reasonably be expected to affect the Teradata Group. 
 (b) Teradata Separate Returns. In the case of any Tax Contest with respect to a Teradata Separate Return, Teradata shall have exclusive control
over the Tax Contest, including exclusive authority with respect to any settlement of such Tax liability. 
 (c) Distribution-Related
Proceedings. In the event of any Distribution-Related Proceeding as a result of which Teradata could reasonably be expected to become liable for any Tax-Related Losses that NCR is entitled to control under this Article 10, (A) NCR shall
consult with Teradata reasonably in advance of taking any significant action in connection with such Distribution-Related Proceeding, (B) NCR shall consult with Teradata and offer Teradata a reasonable opportunity to comment before submitting
any written materials prepared or furnished in connection with such Distribution-Related Proceeding, (C) NCR shall defend such Distribution-Related Proceeding diligently and in good faith, and (D) NCR shall provide Teradata copies of any
written materials relating to such Distribution-Related Proceeding received from the relevant Tax Authority. 
 Section 11. Effective
Date; Termination of Prior Intercompany Tax Allocation Agreements. This Agreement shall be effective as of the date hereof. As of the date hereof, all prior intercompany Tax allocation agreements or arrangements relating to one or
more members of the NCR Group, on the one hand, and one or more members of the Teradata Group, on the other hand, shall be terminated, and no member of any Group shall have any right or obligation in respect of any member of the other Group
thereunder. 
 Section 12. Survival of Obligations. The representations, warranties, covenants and agreements set forth in this
Agreement shall be unconditional and absolute and shall remain in effect without limitation as to time. 
  

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 Section 13. Treatment of Payments; Tax Gross Up. 
 Section 13.01 Treatment of Tax Indemnity and Tax Benefit Payments. In the absence of any change in Tax treatment under the Code or other
applicable Tax Law: 
 (a) any Tax indemnity payments made by a Company under Section 5 shall be reported for Tax purposes by the
payor and the recipient as distributions or capital contributions, as appropriate, occurring immediately before the Closing (but only to the extent the payment does not relate to a Tax allocated to the payor in accordance with Section 1552 of
the Code or the regulations thereunder or Treasury Regulation Section 1.1502-33(d) (or under corresponding principles of other applicable Tax Laws)) or as payments of an assumed or retained liability, and 
 (b) any Tax Benefit payments made by a Company under Section 6, shall be reported for Tax purposes by the payor and the recipient as
distributions or capital contributions, as appropriate, occurring immediately before the Closing (but only to the extent the payment does not relate to a Tax allocated to the payor in accordance with Section 1552 of the Code or the regulations
thereunder or Treasury Regulation Section 1.1502-33(d) (or under corresponding principles of other applicable Tax Laws)) or as payments of an assumed or retained liability. 
 Section 13.02 Tax Gross Up. If, notwithstanding the manner in which Tax indemnity payments and Tax Benefit payments were reported, there is
an adjustment to the Tax liability of a Company as a result of its receipt of a payment pursuant to this Agreement, such payment shall be appropriately adjusted so that the amount of such payment, reduced by the amount of all income Taxes payable
with respect to the receipt thereof (but taking into account all correlative Tax Benefits resulting from the payment of such income Taxes), shall equal the amount of the payment which the Company receiving such payment would otherwise be entitled to
receive pursuant to this Agreement. 
 Section 13.03 Interest Under This Agreement. Anything herein to the contrary
notwithstanding, to the extent one Company (“Indemnitor”) makes a payment of interest to another Company (“Indemnitee”) under this Agreement with respect to the period from the date that the Indemnitee made a
payment of Tax to a Tax Authority to the date that the Indemnitor reimbursed the Indemnitee for such Tax payment, the interest payment shall be treated as interest expense to the Indemnitor (deductible to the extent provided by law) and as interest
income by the Indemnitee (includible in income to the extent provided by law). The amount of the payment shall not be adjusted under Section 13.02 to take into account any associated Tax Benefit to the Indemnitor or Tax Detriment to the
Indemnitee. 
 Section 14. Disagreements. The Companies mutually desire that collaboration will continue between them.
Accordingly, they will try, and they will cause their respective Group members to try, to resolve in an amicable manner all disagreements and misunderstandings connected with their respective rights and obligations under this Agreement, including
any amendments hereto. In furtherance thereof, in the event of any dispute or disagreement (other than a High-Level Dispute) (a “Tax Arbitrator Dispute”) between the Companies as to the interpretation of any provision of this
Agreement or 

  

 23 

 
the performance of obligations hereunder, the Tax departments of the Companies shall negotiate in good faith to resolve the Tax Arbitrator Dispute. If such
good faith negotiations do not resolve the Tax Arbitrator Dispute, then the matter, upon written request of either Company, will be referred to a tax lawyer or accountant acceptable to each of the Companies (the “Tax Arbitrator”).
The Tax Arbitrator may, in its discretion, obtain the services of any third-party appraiser, accounting firm or consultant that the Tax Arbitrator deems necessary to assist it in resolving such disagreement. The Tax Arbitrator shall furnish written
notice to the Companies of its resolution of any such Tax Arbitrator Dispute as soon as practical, but in any event no later than 45 days after its acceptance of the matter for resolution. Any such resolution by the Tax Arbitrator will be conclusive
and binding on the Companies. Following receipt of the Tax Arbitrator’s written notice to the Companies of its resolution of the Tax Arbitrator Dispute, the Companies shall each take or cause to be taken any action necessary to implement such
resolution of the Tax Arbitrator. In accordance with Section 16, each Company shall pay its own fees and expenses (including the fees and expenses of its representatives) incurred in connection with the referral of the matter to the Tax
Arbitrator. All fees and expenses of the Tax Arbitrator in connection with such referral shall be shared equally by the Companies. Any High-Level Dispute shall be resolved pursuant to the procedures set forth in Article VIII of the Separation and
Distribution Agreement. Nothing in this Section 14 will prevent either Company from seeking injunctive relief if any delay resulting from the efforts to resolve the Tax Arbitrator Dispute through the Tax Arbitrator (or any delay resulting from
the efforts to resolve any High-Level Dispute through the procedures set forth in Article VIII of the Separation and Distribution Agreement) could result in serious and irreparable injury to either Company. 
 Section 15. Late Payments. Any amount owed by one party to another party under this Agreement which is not paid when due shall bear interest
at the Prime Rate plus 2% percent, compounded semiannually, from the due date of the payment to the date paid. To the extent interest required to be paid under this Section 15 duplicates interest required to be paid under any other provision of
this Agreement, interest shall be computed at the higher of the interest rate provided under this Section 15 or the interest rate provided under such other provision. 
 Section 16. Expenses. Except as otherwise provided in this Agreement, each party and its Affiliates shall bear their own expenses incurred in
connection with preparation of Tax Returns, Tax Contests, and other matters related to Taxes under the provisions of this Agreement. 
 Section 17. Dual Consolidated Losses. 
 Section 17.01 General. Through the taxable year 2006, the NCR Group
has made the election provided in Treasury Regulation Sections 1.1503-2(g)(2)(i) and 1.1503-2T(g)(2)(i) with respect to dual consolidated losses for the separate units identified on Schedule 1. In the taxable year that includes the External
Spin-Off, the NCR Group may make an election provided under either Treasury Regulation Section 1.1503-2(g)(2)(i) or Treasury Regulation Section 1.1503(d)-6(d) with respect to dual consolidated losses for the separate units identified on
Schedule 2 (the separate units identified on Schedules 1 or 2 shall be referred to as the “Separate Units”). In connection with the Internal Spin-Off and 

  

 24 

 
External Spin-Off certain assets and liabilities of these Separate Units were or will be transferred to the Teradata Group. 
 Section 17.02 Teradata Elections, Reporting Requirements and Triggering Events. The Teradata Group shall retain the assets and
liabilities of the Separate Units within its consolidated group, make the election provided in connection with the multiple-party exception of Treasury Regulation Section 1.1503(d)-6(f)(2)(i) and file the required agreements pursuant to
Treasury Regulation Section 1.1503-2(g)(2)(i) (the “New (g)(2) Agreements”) as provided for under Treasury Regulation Section 1.1503(d)-8(b)(4). If the NCR Group elects to apply Treasury Regulation Sections 1.1503(d)-1
through 1.1503(d)-8 for the taxable year that includes the External Spin-Off, the Teradata Group shall make the election provided in connection with the multiple-party exception of Treasury Regulation Section 1.1503(d)-6(f)(2)(i) and file any
required agreement pursuant to Treasury Regulation Section 1.1503(d)-6(f)(2)(iii) (the “New Domestic Use Agreements”). The New (g)(2) Agreements and New Domestic Use Agreements shall cover and certify the entire amount of the
loss previously certified by the NCR Group for each year and each Separate Unit. The Teradata Group (with assistance and cooperation from NCR) shall comply with all applicable reporting requirements contained in Treasury Regulation Sections
1.1503-2, 1.1503-2T and 1.1503(d)-1 through 1.1503(d)-8 with respect to the dual consolidated losses of the Separate Units certified by the NCR Group for each taxable year up to and including the taxable year that includes the External Spin-Off. No
member of the Teradata Group shall cause, through action or inaction, a triggering event as defined in Treasury Regulation Sections 1.1503-2(g)(2)(iii)(A) or 1.1503(d)-6(e) with respect to the dual consolidated losses previously certified by the NCR
Group for the Separate Units that results in any member of the NCR Group having to recapture a dual consolidated loss or otherwise being held liable for such recapture amount.  
 Section 17.03 NCR Reporting Requirements and Triggering Events. The NCR Group (with assistance and cooperation from Teradata)
shall comply with all applicable reporting requirements contained in Treasury Regulation Sections 1.1503-2, 1.1503-2T and 1.1503(d)-1 through 1.1503(d)-8 with respect to the dual consolidated losses of the Separate Units certified by the NCR Group
for each taxable year up to and including the taxable year that includes the External Spin-Off. No member of the NCR Group shall cause, through action or inaction, a triggering event as defined in Treasury Regulation Sections 1.1503-2(g)(2)(iii)(A)
or 1.1503(d)-6(e) with respect to the dual consolidated losses previously certified by the NCR Group for the Separate Units that results in any member of the Teradata Group having to recapture a dual consolidated loss or otherwise being held liable
for such recapture amount. 
 Section 18. General Provisions. 
 Section 18.01 Addresses and Notices. All notices or other communications under this Agreement or any Ancillary Agreement shall be in writing
and shall be deemed to be duly given when (a) delivered in person or (b) deposited in the United States mail or private express mail, postage prepaid, addressed as follows: 
  

 25 

 If to NCR, to: 
 NCR
Corporation 
 1700 South Patterson Blvd. 
 Dayton, OH 45479

 Attention: General Counsel and Tax Director 
 If to Teradata,
to: 
 Teradata Corporation 
 1700 South Patterson Blvd.

 Dayton, OH 45479 
 Attention: General Counsel and Tax Director

 Any party may, by notice to the other party, change the address to which such notices are to be given. 
 Section 18.02 Binding Effect. This Agreement shall be binding upon and inure to the benefit of the parties hereto and their successors and
assigns. 
 Section 18.03 Waiver. The parties may waive a provision of this Agreement only by a writing signed by the party
intended to be bound by the waiver. A party is not prevented from enforcing any right, remedy or condition in the party’s favor because of any failure or delay in exercising any right or remedy or in requiring satisfaction of any condition,
except to the extent that the party specifically waives the same in writing. A written waiver given for one matter or occasion is effective only in that instance and only for the purpose stated. A waiver once given is not to be construed as a waiver
for any other matter or occasion. Any enumeration of a party’s rights and remedies in this Agreement is not intended to be exclusive, and a party’s rights and remedies are intended to be cumulative to the extent permitted by law and
include any rights and remedies authorized in law or in equity. 
 Section 18.04 Severability. If any provision of this Agreement
is determined to be invalid, illegal or unenforceable, the remaining provisions of this Agreement remain in full force, if the essential terms and conditions of this Agreement for each party remain valid, binding and enforceable. 
 Section 18.05 Authority. Each of the parties represents to the other that (a) it has the corporate or other requisite power and
authority to execute, deliver and perform this Agreement, (b) the execution, delivery and performance of this Agreement have been duly authorized by all necessary corporate or other action, (c) it has duly and validly executed and
delivered this Agreement, and (d) this Agreement is a legal, valid and binding obligation, enforceable against it in accordance with its terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other similar laws
affecting creditors’ rights generally and general equity principles. 
 Section 18.06 Further Action. The parties shall
execute and deliver all documents, provide all information, and take or refrain from 

  

 26 

 
taking action as may be necessary or appropriate to achieve the purposes of this Agreement, including the execution and delivery to the other parties and
their Affiliates and representatives of such powers of attorney or other authorizing documentation as is reasonably necessary or appropriate in connection with Tax Contests (or portions thereof) under the control of such other parties in accordance
with Section 10. 
 Section 18.07 Integration. This Agreement, together with each of the exhibits and schedules appended
hereto, constitutes the final agreement between the parties, and is the complete and exclusive statement of the parties’ agreement on the matters contained herein. All prior and contemporaneous negotiations and agreements between the parties
with respect to the matters contained herein are superseded by this Agreement, as applicable. In the event of any inconsistency between this Agreement and the Separation and Distribution Agreement, or any other agreements relating to the
transactions contemplated by the Separation and Distribution Agreement, with respect to matters addressed herein, the provisions of this Agreement shall control. 
 Section 18.08 Construction. The language in all parts of this Agreement shall in all cases be construed according to its fair meaning and shall not be strictly construed for or against any party. The
captions, titles and headings included in this Agreement are for convenience only, and do not affect this Agreement’s construction or interpretation. Unless otherwise indicated, all “Section” references in this Agreement are to
sections of this Agreement. 
 Section 18.09 No Double Recovery. No provision of this Agreement shall be construed to provide an
indemnity or other recovery for any costs, damages, or other amounts for which the damaged party has been fully compensated under any other provision of this Agreement or under any other agreement or action at law or equity. Unless expressly
required in this Agreement, a party shall not be required to exhaust all remedies available under other agreements or at law or equity before recovering under the remedies provided in this Agreement. 
 Section 18.10 Counterparts. The parties may execute this Agreement in multiple counterparts, each of which constitutes an original as against
the party that signed it, and all of which together constitute one agreement. This Agreement is effective upon delivery of one executed counterpart from each party to the other party. The signatures of both parties need not appear on the same
counterpart. The delivery of signed counterparts by facsimile or email transmission that includes a copy of the sending party’s signature is as effective as signing and delivering the counterpart in person. 
 Section 18.11 Governing Law. The internal laws of the State of New York (without reference to its principles of conflicts of law) govern the
construction, interpretation and other matters arising out of or in connection with this Agreement and each of the exhibits and schedules hereto and thereto (whether arising in contract, tort, equity or otherwise). 
 Section 18.12 Jurisdiction. If any dispute arises out of or in connection with this Agreement, except as expressly contemplated by another
provision of this Agreement, the parties irrevocably (and the parties will cause each 

  

 27 

 
other member of their respective Group to irrevocably) (a) consent and submit to the exclusive jurisdiction of federal and state courts located in New
York, (b) waive any objection to that choice of forum based on venue or to the effect that the forum is not convenient, and (c) WAIVE TO THE FULLEST EXTENT PERMITTED BY LAW ANY RIGHT TO TRIAL OR ADJUDICATION BY JURY. 
 Section 18.13 Amendment. The parties may amend this Agreement only by a written agreement signed by each party to be bound by the amendment
and that identifies itself as an amendment to this Agreement. 
 Section 18.14 Teradata Subsidiaries. If, at any time, Teradata
or NCR, respectively, acquires or creates one or more subsidiaries that are includable in the Teradata Group or the NCR Group, respectively, they shall be subject to this Agreement and all references to the Teradata Group or NCR Group, respectively,
herein shall thereafter include a reference to such subsidiaries. 
 Section 18.15 Successors. This Agreement shall be binding on
and inure to the benefit of any successor by merger, acquisition of assets, or otherwise, to any of the parties hereto (including but not limited to any successor of NCR or Teradata succeeding to the Tax attributes of either under Section 381
of the Code), to the same extent as if such successor had been an original party to this Agreement. 
 Section 18.16 Injunctions.
The parties acknowledge that irreparable damage would occur in the event that any of the provisions of this Agreement were not performed in accordance with its specific terms or were otherwise breached. The parties hereto shall be entitled to an
injunction or injunctions to prevent breaches of the provisions of this Agreement and to enforce specifically the terms and provisions hereof in any court having jurisdiction, such remedy being in addition to any other remedy to which they may be
entitled at law or in equity. 
 IN WITNESS WHEREOF, the parties have caused this Agreement to be executed by the respective officers as of
the date set forth above. 
  

			
	NCR Corporation
		
	By:	 	 /s/ William Nuti

	Its:	 	William Nuti, President and Chief Executive Officer
	
	Teradata Corporation
		
	By:	 	 /s/ Michael Koehler

	Its:	 	Michael Koehler, President and Chief Executive Officer

  

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