Document:

eaui_ex1029.htm

Exhibit 10.29

 

THIRD AMENDMENT

TO

THIRD AMENDED AND RESTATED

SENIOR SECURED CONVERTIBLE PROMISSORY NOTE

This Third Amendment to Third Amended and Restated Senior Secured Convertible Promissory Note (“2015 Amendment”) is made and entered into this _27_ day of March, 2015 by EAU Technologies, Inc., a Delaware corporation (the “Company”) and Water Science, LLC, a Florida limited liability company (“Holder”).

BACKGROUND

WHEREAS, Company and Holder executed and delivered that certain Second Amendment to Third Amended and Restated Senior Secured Convertible Promissory Note, dated April 4, 2014, in the original principal amount of $3 million (the “Original Note”);

WHEREAS, Company and Holder executed and delivered that certain First Amendment to Third Amended and Restated Senior Secured Convertible Promissory Note, dated December 31, 2011, and;

WHEREAS, Company and Holder executed and delivered that certain Third Amended and Restated Senior Secured Convertible Promissory Note, dated October 21, 2010 (the “Third Amendment”) and;

WHEREAS, Company and Holder executed and delivered that certain First Amendment to the Original Note, dated March 10, 2009 (the “First Amendment”); and

WHEREAS, the Company and the Holder desire to execute and deliver this Third Amendment to Third Amendment to the Original Note.

NOW, THEREFORE, for and in consideration of the sum of Ten and No/100 Dollars ($10.00) and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Company and the Holder do hereby agree as follows:

1.           Section 3(a) of the Original Note, as amended by the Third Amendment, is hereby deleted in its entirety and the following is hereby inserted in its place:

Maturity Date.  The Company shall pay the principal amount outstanding hereunder together with accrued and unpaid interest thereon and any other amounts payable to Holder in respect of this Note on the earlier of (i) November 30, 2015, or (ii) the acceleration of the maturity of this Note by Holder pursuant to Section (6)(b)(i), (the earlier of such dates, the “Maturity Date”), unless otherwise converted into Common Stock in accordance with Section 7.

2.           Except as expressly set forth herein, the Original Note, as amended by the First Amendment, Second Amendment and Third Amendment, shall remain unchanged and unmodified and in full force and effect.

3.           All capitalized terms not otherwise defined in this 2015 Amendment shall have the meanings assigned to them in the Original Note, as amended by the First Amendment and Second Amendment and Third Amendment.

 

4.           This 2015 Amendment may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument, with the same effect as if the signatures thereto were in the same instrument.

 

[Remainder of page intentionally left blank.  Signatures on following page.]

 

  

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IN WITNESS WHEREOF, the parties hereto have executed and delivered this 2015 Amendment under seal on the date first above written.

 

	 	Company:	 
	 	 	 
	 	EAU TECHNOLOGIES, INC.	 
	 	 	 	 
	
 

	
By: 

	/s/ Douglas W. Kindred	 
	 	 	Douglas W. Kindred	 
	 	 	Chief Executive Officer	 
	 	 	 	 
	 	Holder:	 
	 	 	 	 
	 	WATER SCIENCE, LLC	 
	 	 	 	 
	 	

By: 

	/s/ Peter F. Ullrich	 
	 	 	Peter F. Ullrich	 
	 	 	Manager	 

 

 

2eaui_ex1030.htm

Exhibit 10.30

 

SECOND AMENDED AND RESTATED

$358,527 LOAN AGREEMENT

This Second Amended and Restated $358,527 Loan Agreement (“Second Amendment”) is made and entered into this _27_ day of March, 2015 by EAU Technologies, Inc., a Delaware corporation (the “Company”) and Peter Ullrich, a resident of Florida (“Holder”).

BACKGROUND

WHEREAS, Company and Holder executed and delivered that certain Amended and Restated $358,527 Loan Agreement, dated April 4, 2014, in the original principal amount of $358,527 (the “Original Note”);

WHEREAS, Company and Holder executed and delivered that certain $358,527 Loan Agreement, dated December 31, 2011, in the original principal amount of $358,527;

WHEREAS, the Company and the Holder desire to execute and deliver this Second Amendment to the Original Note.

NOW, THEREFORE, for and in consideration of the sum of Ten and No/100 Dollars ($10.00) and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Company and the Holder do hereby agree as follows:

1.           Section 4(a) of the Original Note is hereby deleted in its entirety and the following is hereby inserted in its place:

Maturity Date.  The Company shall pay the principal amount outstanding hereunder together with accrued and unpaid interest thereon and any other amounts payable to Holder in respect of this Note on the earlier of (i) November 30, 2015, or (ii) the acceleration of the maturity of this Note by Holder pursuant to Section (6)(b)(i), (the earlier of such dates, the “Maturity Date”), unless otherwise converted into Common Stock in accordance with Section 5.

2.           Except as expressly set forth herein, the Original Note shall remain unchanged and unmodified and in full force and effect.

3.           All capitalized terms not otherwise defined in this Amendment shall have the meanings assigned to them in the Original Note.

 

4.           This Amendment may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument, with the same effect as if the signatures thereto were in the same instrument.

 

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IN WITNESS WHEREOF, the parties hereto have executed and delivered this Amendment under seal on the date first above written.

 

	 	Company:	 
	 	 	 
	 	EAU TECHNOLOGIES, INC.	 
	 	 	 	 
	
  

	
By: 

	/s/ Douglas W. Kindred	 
	 	 	Douglas W. Kindred	 
	 	 	Chief Executive Officer	 
	 	 	 	 
	 	Holder:	 
	 	 	 	 
	 	Peter F. Ullrich	 
	 	 	 	 
	 	

By: 

	/s/ Peter F. Ullrich	 
	 	 	Peter F. Ullrich	 
	 	 	 	 

2eaui_ex1031.htm

Exhibit 10.31

 

SECOND AMENDED AND RESTATED

$1,325,000 LOAN AGREEMENT

This Second Amended and Restated $1,325,000 Loan Agreement (“Second Amendment”) is made and entered into this _27_ day of March, 2015 by EAU Technologies, Inc., a Delaware corporation (the “Company”) and Peter Ullrich, a resident of Florida (“Holder”).

BACKGROUND

WHEREAS, Company and Holder executed and delivered that certain Amended and Restated $1,325,000 Loan Agreement, dated April 4, 2014, in the original principal amount of $1,325,000 (the “Original Note”);

WHEREAS, Company and Holder executed and delivered that certain $1,325,000 Loan Agreement, dated January 31, 2013, in the original principal amount of $1,325,000;

WHEREAS, the Company and the Holder desire to execute and deliver this Second Amendment to the Original Note.

NOW, THEREFORE, for and in consideration of the sum of Ten and No/100 Dollars ($10.00) and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Company and the Holder do hereby agree as follows:

1.           Section 4(a) of the Original Note is hereby deleted in its entirety and the following is hereby inserted in its place:

Maturity Date.  The Company shall pay the principal amount outstanding hereunder together with accrued and unpaid interest thereon and any other amounts payable to Holder in respect of this Note on the earlier of (i) November 30, 2015, or (ii) the acceleration of the maturity of this Note by Holder pursuant to Section (6)(b)(i), (the earlier of such dates, the “Maturity Date”), unless otherwise converted into Common Stock in accordance with Section 5.

2.           Except as expressly set forth herein, the Original Note shall remain unchanged and unmodified and in full force and effect.

3.           All capitalized terms not otherwise defined in this Amendment shall have the meanings assigned to them in the Original Note.

 

4.           This Amendment may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument, with the same effect as if the signatures thereto were in the same instrument.

 

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1

  

 

IN WITNESS WHEREOF, the parties hereto have executed and delivered this Amendment under seal on the date first above written.

 

	 	Company:	 
	 	 	 
	 	EAU TECHNOLOGIES, INC.	 
	 	 	 	 
	
  

	
By: 

	/s/ Douglas W. Kindred	 
	 	 	Douglas W. Kindred	 
	 	 	Chief Executive Officer	 
	 	 	 	 
	 	Holder:	 
	 	 	 	 
	 	Peter F. Ullrich	 
	 	 	 	 
	 	

By: 

	/s/ Peter F. Ullrich	 
	 	 	Peter F. Ullrich	 
	 	 	 	 

  

2EXHIBIT 10.24

   

 EXHIBIT 10.24
 

 

 SECOND AMENDMENT/ADDENDUM 
 TO OPTION AND JOINT VENTURE AGREEMENT
 

 

 The Parties,
 

 TRANSATLANTIC MINING COMPANY, a corporation existing under the laws of British Columbia, Canada (formerly Archean Star Resources Inc.) “TCO”
 

 and
 

 NORTHERN ADVENTURES,L.L.C., a limited liability company existing under the laws of the state of Idaho. “NALLC”
 

 and
 

 AMERICAN CORDILLERA MINING CORPORATION and AMCOR EXPLORATION INC. (AMCOR) a wholly owned subsidiary of AMERICAN CORDILLERA MINING CORPORATION. “AMCOR”
 

 

 Agreement
 February 5, 2013, the Parties entered into an “OPTION AND JOINT VENTURE AGREEMENT”. 
 

 First Amendment/Addendum 
 July 22, 2014, The Parties entered into a “MEMORANDUM OF UNDERSTANDING”
 

 Second Amendment/Addendum
 March 10, 2015, The Parties have entered into this “Second Amendment/Addendum
 

 The Parties by mutual assent amend, modify and supplement the Agreement and prior Amendments/Addendums to the Agreement as follows. 
 

 Where applicable, this Amendment/Addendum supersedes any prior terms or conditions governing the same subject matter. 
 

 All prior agreed terms and conditions not Amended herein remain in full force and effect.
 

 For an additional total consideration of 1.5 million (One-Million Five-Hundred Thousand) common shares in the capital stock of Transatlantic Mining Company 
 

  
 
 and the total payment of $25,000 (twenty-five thousand)  to NALLC/ AMCOR, the parties agree to the following amendment:
 

 “Parties”
 

 All reference to Archean Star Resources “Archean Star” shall now be amended to Transatlantic Mining Company “TCO” formerly Archean Star Resources.
 

  3.3

 OPTION
 

 (e) Initial Expenditure obligation of US$700,000 is deemed satisfied by all parties.
 (f) TCO shall incur not less than an aggregate of US$700,000 of Expenditures between February 5, 2015-February 5, 2016. 
 (g) TCO shall incur not less than an aggregate of US$700,000 of Expenditures between February 5, 2016-February 5, 2017.
 

 

 TCO shall tender additional consideration within 20 days of execution of this agreement to accounts and parties as directed by NALLC and AMCOR.  TCO shall also present an updated accounting of all expenditures incurred on the Monitor and Big Elk/Brushy Creek properties within 30 days.  
 

 As approved this 12th day of March, 2015:
 

 Transatlantic Mining Company
 

 /s/ Robert Tindall
 __________________________________________
  Authorized Signing Representative

 date
 

 

 Northern Adventures, LLC
 

 /s/ Martin Clemets
 __________________________________________
  Authorized Signing Representative

 date
 

 

 American Cordillera Mining and AMCOR
 

 

 /s/ Frank Blair
 _________________________________________
  Authorized Signing Representative

 date
 

 Second Amendment/Addendum to
  Option and Joint Venture and Prior Amendments/Addendums thereto

  2 of 2

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