Document:

exv4w9

Exhibit 4.9

THIRD SUPPLEMENTAL INDENTURE

          This Third Supplemental Indenture, dated as of October 19, 2009 (this “Supplemental
Indenture”), among 234DP Aviation, LLC (the “Subsidiary Guarantor”), DR PEPPER SNAPPLE GROUP,
INC. (together with its successors and assigns, the “Company”) and Wells Fargo Bank, N.A., as
Trustee under the Indenture referred to below.

W I T N E S S E T H:

          WHEREAS, the Company and the Trustee have heretofore executed and delivered an Indenture,
dated April 30, 2008 (as amended, supplemented, waived or otherwise modified, the
“Indenture”), providing for the issuance $250,000,000 principal amount of the Company’s
6.12% Senior Notes due 2013 (the “2013 Notes”), $1,200,000,000 principal amount of the Company’s
6.82% Senior Notes due 2018 (the “2018 Notes”) and $250,000,000 principal amount of the Company’s
7.45% Senior Notes due 2038 (the “2038 Notes” and together with the 2013 Notes, the 2018 Notes, any
Additional Notes of any Initial Series and the Notes of any Additional Series, the “Notes”) issued
under the Indenture;

          WHEREAS, Company, Trustee and certain Subsidiaries of the Company have executed and delivered
a Supplemental Indenture, dated May 7, 2008 (as amended, supplemented, waived or otherwise
modified, the “First Supplemental Indenture”) pursuant to which such Subsidiary Guarantors
guarantee payment of the Notes on the terms and conditions as those set forth in the First
Supplement Indenture; and

          WHEREAS, Section 4.12 of the Indenture provides that the Company shall cause any Subsidiary of
the Company that Guarantees, directly or indirectly, any Indebtedness of the Company (including any
Indebtedness under any Credit Agreement) to at the same time, execute and deliver to the Trustee a
supplement to this Indenture pursuant to which such Subsidiary shall Guarantee payment of the Notes
on the same terms and conditions as those set forth in this Indenture; and

          WHEREAS, pursuant to Section 9.01(e) of the Indenture, the Trustee, the Company and the
Subsidiary Guarantor are authorized to execute and deliver this Supplemental Indenture to amend or
supplement the Indenture, without the consent of any Holder of Notes.

          NOW, THEREFORE, in consideration of the foregoing and for other good and valuable
consideration, the receipt of which is hereby acknowledged, the Subsidiary Guarantor, the Company
and the Trustee mutually covenant and agree for the equal and ratable benefit of the Holders of the
Notes as follows:

ARTICLE I

Definitions

          SECTION 1.1 Defined Terms. As used in this Supplemental Indenture, terms defined in
the Indenture or in the preamble or recital hereto are used herein as therein defined.

ARTICLE II

Agreement to be Bound; Subsidiary Guarantee; Effective Date

          SECTION 2.1 Agreement to be Bound. Subsidiary Guarantor hereby becomes a party to
the Indenture as a Subsidiary Guarantor and as such shall have all of the rights and be subject to
all of the obligations and agreements of a Subsidiary Guarantor under the Indenture. The
Subsidiary Guarantor agrees to be bound by all of the provisions of the Indenture applicable to a
Subsidiary Guarantor and to perform all of the obligations and agreements of a Subsidiary Guarantor
under the Indenture.

          SECTION 2.2 Guarantee. The Subsidiary Guarantor hereby unconditionally guarantees,
jointly and severally with each other Subsidiary Guarantor, to each Holder of a Note authenticated
and delivered by the

 

 

Trustee and the to the Trustee and its successors and assigns, the full and punctual payment
when due, whether at Stated Maturity, by redemption, acceleration or otherwise, of the obligations
of the Company under the Notes and the other guaranteed obligations of the Company set forth in
Article 10. The terms of each Subsidiary Guarantee are more fully set forth in Article 10 of the
Indenture and Subsidiary Guarantor agrees to be bound by such terms.

          SECTION 2.3 Effective Date. This Supplemental Indenture, and all rights, obligations
and agreements herein, shall become effective as of September 30, 2009, notwithstanding the date
first set forth above nor the date executed by the parties.

ARTICLE III

Miscellaneous

          SECTION 3.1 Notices. All notices and other communications to the Subsidiary
Guarantor shall be given as provided in the Indenture.

          SECTION 3.2 Parties. Nothing expressed or mentioned herein is intended or shall be
construed to give any Person, other than the Holders of Notes and the Trustee, any legal or
equitable right, remedy or claim under or in respect of this Supplemental Indenture or the
Indenture or any provision herein or therein contained.

          SECTION 3.3 Governing Law. THE INTERNAL LAW OF THE STATE OF NEW YORK SHALL GOVERN AND
BE USED TO CONSTRUE THIS SUPPLEMENTAL INDENTURE WITHOUT GIVING EFFECT TO APPLICABLE PRINCIPLES OF
CONFLICTS OF LAW TO THE EXTENT THAT THE APPLICATION OF THE LAWS OF ANOTHER JURISDICTION WOULD BE
REQUIRED THEREBY.

          SECTION 3.4 Ratification of Indenture; Supplemental Indentures Part of Indenture.
Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all
of the terms, conditions and provisions thereof shall remain in full force and effect. This
Supplemental Indenture shall form a part of the Indenture for all purposes, and every Holder of
Notes heretofore or hereafter authenticated and delivered shall be bound hereby.

          SECTION 3.5 Trustee not Responsible. The Trustee shall not be responsible in any
manner whatsoever for or in respect of the validity or sufficiency of this Supplemental Indenture
or for or in respect of the recitals contained herein, all of which are made solely by the Company
and the Subsidiary Guarantor.

          SECTION 3.6 Counterparts. The parties may sign any number of copies of this
Supplemental Indenture. Each signed copy shall be an original, but all of them together shall
represent the same agreement.

          SECTION 3.7 Headings. The headings in this Supplemental Indenture have been inserted
for convenience of reference only, are not to be considered a part of this Indenture and shall in
no way modify or restrict any of the terms or provisions hereof.

          SECTION 3.8 No Adverse Interpretation of Other Agreements. This Supplemental
Indenture may not be used to interpret any other indenture, loan or debt agreement of the Company
or its Subsidiaries or of any other Person (other than the Indenture). Any such indenture, loan or
debt agreement may not be use to interpret this Supplemental Indenture or the Indenture.

[Signature pages follow]

Supplemental Indenture Signature Page

 

 

          IN WITNESS WHEREOF, the parties hereto have caused this Third Supplemental Indenture to be
duly executed as of the date first written above.

	 	 	 	 	 
	 	COMPANY

        DR PEPPER SNAPPLE GROUP, INC.

 	 
	 	By:  	/s/ John O. Stewart
 	 
	 	 	Name:  	John O. Stewart 	 
	 	 	Title:  	Executive Vice President & CFO 	 
	 

Supplemental Indenture Signature Page

 

 

	 	 	 	 	 
	 	TRUSTEE

       WELLS FARGO BANK, N.A.

 	 
	 	By:  	/s/ Patrick T. Giordano
 	 
	 	 	Name:  	Patrick T. Giordano 	 
	 	 	Title:  	Vice President 	 
	 

Supplemental Indenture Signature Page

 

 

	 	 	 	 	 
	 	SUBSIDIARY GUARANTOR

       234DP AVIATION, LLC

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

Supplemental Indenture Signature Pageexv10w1

Exhibit 10.1

Famous Dave’s of America, Inc.

Restricted Stock Agreement

     This Restricted Stock Agreement (the “Agreement”) is made effective as of
September 29, 2009 by and between Famous Dave’s of America, Inc., a Minnesota corporation (the
“Company”), and Wallace Blair Doolin (“Director”).

Background

     A. Director is serving as a member of the Board of Directors of the Company (the “Board”) and
is not an employee of the Company or any of its subsidiaries (a “Non-Employee Director”) and the
Company desires to award Director for his or her services to the Company; and

     B. The Company has adopted the Famous Dave’s of America, Inc. 2005 Stock Incentive Plan (the
“Plan”) pursuant to which shares of common stock, $.01 par value, of the Company have been reserved
for issuance.

     Now, Therefore, in consideration of the premises and the mutual covenants herein
contained, the parties hereto agree as follows:

     1. Grant of Stock. Subject to the terms and provisions of this Agreement and the
Plan, the Company hereby grants to Director Twenty-five Thousand (25,000) shares of Common Stock,
par value $0.01 per share, of the Company (the “Shares”) (such shares are referred to hereinafter
as the “Shares”). The Stock shall be issued of record in the name of Director in “book-entry” form,
without stock certificates, and shall be registered on the books of the Company maintained by the
Company’s transfer agent.

     2. Rights of Director. Upon the execution of this Agreement and issuance of the
Shares, Director shall become a shareholder with respect to the Shares and shall have all of the
rights of a shareholder with respect to the Shares, including the right to vote the Shares and to
receive all dividends and other distributions paid with respect to the Shares; provided, however,
that the Shares shall be subject to the restrictions set forth in paragraph 3 of this Agreement.

     Notwithstanding the preceding paragraph, the Board or a compensation committee thereof may, in
its discretion, instruct the Company to withhold any stock dividends or stock splits issued on or
with respect to Shares that are subject to the restrictions provided for in paragraph 3 of this
Agreement, which stock dividends or splits shall also be subject to the restrictions provided for
in paragraph 3 of this Agreement.

     3. Restrictions. Director agrees that, in addition to the restrictions set forth in
the Plan, at all times prior to the lapse of such restrictions pursuant to paragraph 4 hereof:

     (a) Director shall not sell, transfer, pledge, hypothecate or otherwise encumber the
Shares; and

 

 

     (b) In the event that Director ceases to be either a member of the Board (for any
reason or no reason, and regardless of whether ceasing to be a member of the Board is
voluntary or involuntary on the part of Director) or employed by or engaged as a consultant
to the Company, then, subject to paragraphs 4 and 5 hereof, Director shall, for no
consideration, forfeit and transfer to the Company all of the Shares that remain subject to
the restrictions set forth in this paragraph 3.

     Subject to the lapse of the restrictions set forth in this paragraph 3, the Stock registered
on the books of the Company maintained by the Company’s transfer agent shall bear such restrictive
notations and be subject to such stop transfer instructions as the Company shall deem necessary or
appropriate in light of such restrictions.

     4. Lapse of Restrictions. Subject to Section 10.12 of the Plan, the restrictions set
forth in paragraph 3 shall lapse over a period of approximately five (5) years in equal annual
installments, beginning on September 29, 2010 and continuing until the restrictions have lapsed
with respect to all of the Shares, as set forth in the following schedule:

	 	 	 
	No. of Shares	 	Date of Lapse
	5,000
	 	September 29, 2010
	5,000
	 	September 29, 2011
	5,000
	 	September 29, 2012
	5,000
	 	September 29, 2013
	5,000
	 	September 29, 2014

Upon request of Director at any time after the restrictions set forth in paragraph 3 have lapsed
with respect to the Shares, except as provided in Section 10.5 of the Plan, the Company shall
instruct its transfer agent to remove any restrictive notations and stop transfer instructions
placed on the Stock register in connection with such restrictions.

     5. Copy of the Plan. By the execution of this Agreement, Director acknowledges
receipt of a copy of the Plan, the terms of which are hereby incorporated herein by reference and
made a part hereof by reference as if set forth in full.

     6. Continuation of Service as Director. Nothing contained in this Agreement shall be
deemed to grant Director any right to continue to serve as a member of the Board for any period of
time, nor shall this Agreement be construed as giving Director, Director’s beneficiaries or any
other person any equity or interests of any kind in the assets of the Company or creating a trust
of any kind or a fiduciary relationship of any kind between the Company and any such person.

     7. Withholding of Tax. To the extent that the receipt of the Shares or the lapse of
any restrictions thereon results in income to Director for federal or state income tax purposes,
Director shall deliver to the Company at the time of such receipt or lapse, as the case may be,
such amount of money as the Company may require to meet its withholding obligation under applicable
tax laws or regulations, and, if Director fails to do so, the Company is authorized to withhold
from any cash or stock remuneration then or thereafter payable to Director any tax required to be
withheld by reason of such resulting compensation income.

     8. Section 83(b) Election. Director understands that Director shall be responsible
for his or her own federal, state, local or foreign tax liability and any of his other tax
consequences that may arise as a result of transactions in the Shares. Director shall rely solely
on the determinations of Director’s tax advisors or Director’s own determinations, and not on any
statements or representations by the Company or any of its agents, with regard to all such tax
matters. Director understands that Section 83 of the Internal Revenue Code of 1986, as amended,
(the “Code”) taxes as ordinary income the difference between the amount paid for the Shares and the
fair market value of the Shares as of the date any restrictions on the Shares lapse. Director

 

 

understands that Director may elect to be taxed at the time the Shares are received rather
than when and as the restrictions on the Shares lapse or expire by filing an election under Section
83(b) of the Code with the Internal Revenue Service within 30 days from the date of the
acquisition. In the event Director files an election under Section 83(b) of the Code, such
election shall contain all information required under the applicable treasury regulation(s) and
Director shall deliver a copy of such election to the Company contemporaneously with filing such
election with the Internal Revenue Service. DIRECTOR ACKNOWLEDGES THAT IT IS DIRECTOR’S SOLE
RESPONSIBILITY AND NOT THE COMPANY’S TO FILE TIMELY THE ELECTION UNDER SECTION 83(B) OF THE CODE,
EVEN IF DIRECTOR REQUESTS THAT THE COMPANY OR ITS REPRESENTATIVES MAKE THIS FILING ON DIRECTOR’S
BEHALF.

     9. General.

     (a) This Agreement may be amended only by a written agreement executed by the Company
and Director.

     (b) This Agreement and the Plan embody the entire agreement made between the parties
hereto with respect to matters covered herein and shall not be modified except in accordance
with paragraph 9(a) of this Agreement.

     (c) Nothing herein expressed or implied is intended or shall be construed as conferring
upon or giving to any person, firm, or corporation other than the parties hereto, any rights
or benefits under or by reason of this Agreement.

     (d) Each party hereto agrees to execute such further documents as may be necessary or
desirable to effect the purposes of this Agreement.

     (d) This Agreement may be executed in any number of counterparts, each of which shall
be deemed an original, but all of which shall constitute one and the same agreement.

     (e) This Agreement, in its interpretation and effect, shall be governed by the laws of
the State of Minnesota applicable to contracts executed and to be performed therein.

     IN WITNESS WHEREOF, the Company has caused this Agreement to be executed as of the
date first written above.

	 	 	 	 	 
	 	Famous Dave’s of America, Inc.

 	 
	 	By:  	/s/ Diana Garvis Purcel
 	 
	 	Name:  	Diana Garvis Purcel 	 
	 	Title:  	Chief Financial Officer and Secretary 	 

	 	 	 	 	 
	 	                                             /s/ Wallace Blair Doolin
 	 
	 	Wallace Blair Doolin

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