Document:

Third Amendment to the Re-Established Retirement Plan for Hourly Employees

 EXECUTION COPY 
  
 Exhibit 10.2C 
  
 THIRD AMENDMENT 
 To The

 RE-ESTABLISHED RETIREMENT PLAN FOR HOURLY EMPLOYEES OF 
 KEWAUNEE SCIENTIFIC CORPORATION 
 (As Amended and Restated Effective as of
May 1, 2001) 
  
 WHEREAS, Kewaunee Scientific
Corporation (the “Company”) maintains the Re-Established Retirement Plan for Hourly Employees of Kewaunee Scientific Corporation (the “Plan”), which was most recently amended and restated in its entirety by an instrument
effective as of May 1, 2001, to incorporate changes to the Internal Revenue Code of 1986, as amended (the “Code”) made by recent Acts of Congress; and 
  

WHEREAS, pursuant to Section 12.2 of the Plan, the Company reserved the right to amend the Plan, from time to time, in its discretion as long as
such amendment does not cause assets of the Trust Fund to be diverted or used for purposes other than the exclusive benefit of participants, to favor highly compensated employees or to amend the Plan in a manner which would reduce accrued benefits
in violation of Section 411(d)(6) of the Code; and 
  
 WHEREAS,
in accordance with Section 12.2 of the Plan, the Board of Directors of the Company has found it desirable to freeze participation and benefit accrual under the Plan effective as of April 30, 2005, but to continue to otherwise operate the Plan
according to its terms and to maintain the Plan in accordance with all applicable laws.  
  
 NOW THEREFORE, pursuant to the authority reserved to the Company under Section 12.2 of the Plan, the Plan be and hereby is amended as set forth
below. All amendments are effective as of April 30, 2005. 
  

	1.	The Plan is amended by the addition of a new Article IA immediately preceding Article I of the Plan to provide as follows: 

  
 ARTICLE IA 
  
 SPECIAL PROVISION AND PLAN FREEZE 
  
 Effective as of April 30, 2005, the Plan is frozen. The existence of the Plan
and Trust subsequent to April 30, 2005 will be solely for the purpose of continuing to hold and invest the assets of the Plan until such amounts are distributed to Participants and Beneficiaries pursuant to the terms and conditions of the Plan.
Effective as of April 30, 2005, all benefits accrued to date pursuant to Articles V and VI of the Plan shall be frozen and each Participant’s Accrued Benefit shall become one hundred percent (100%) vested. No Employees nor other persons shall
become Participants in the Plan on or after April 30, 2005. This Article IA shall apply as of April 30, 2005. To the extent of any conflict with existing provisions of the Plan, this Article IA shall supercede such provisions. 
  

	2.	Article II of the Plan is amended by the addition of the following sentence to the end of Section 2.36: 

  
 “As of and after April 30, 2005, no Employee nor Participant shall earn additional Years of Service under the Plan
notwithstanding their continued employment with the Employer.” 
  

	3.	Article III of the Plan is amended by the addition of a new Section 3.1(d) to provide as follows: 

  

	 	“(d)	Anything contained herein to the contrary notwithstanding, effective as of April 30, 2005, no Employee or any other person shall become a Participant in the Plan.”

  

	4.	Article III of the Plan is amended by the addition of a new Section 3.3(c) to provide as follows: 

  

	 	“(c)	Anything contained herein to the contrary notwithstanding, effective as of April 30, 2005, no Employee nor any other person shall become a Participant in the Plan upon the
recommencement of their employment with the Employer or for any other reason.” 

  

	5.	Article IV of the Plan is amended by the addition of a new Section 4.1(g) to provide as follows: 

  

	 	“(g)	Freeze of Credited Service. Anything contained herein to the contrary notwithstanding, effective as of April 30, 2005, each Employee’s and each Participant’s Years
of Credited Service under the Plan shall be frozen at the number of their Years of Credited Service earned as of April 30, 2005. As of and after April 30, 2005, no Employee nor Participant shall earn additional Years of Credited Service under the
Plan notwithstanding their continued employment with the Employer.” 

  

	6.	Article IV of the Plan is amended by the addition of the following sentence to the end of Section 4.3: 

  
 “Effective as of April 30, 2005, each Participant hereunder shall be deemed to have met their Vesting Date,
notwithstanding the Participant’s actual number of Years of Service.” 
  

	7.	Article IV of the Plan is amended by the addition of the following sentences to the end of Section 4.4(b) as follows: 

  

	 	“(b)	Notwithstanding the foregoing, any Participant who experiences a Break in Service not in excess of five (5) years shall have all of his Credited Service earned prior to April 30,
2005 taken into consideration under the Plan. No Participant shall earn Credited Service under the Plan on and after April 30, 2005.” 

  

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	8.	Article IV of the Plan is amended by the addition of the following sentences to the end of Section 4.4(c) as follows: 

  

	 	“(c)	Notwithstanding the foregoing, as of and after April 30, 2005, no Participant shall earn additional Years of Credited Service under the Plan notwithstanding their continued
employment with the Employer.” 

  

	9.	Article V of the Plan is amended by the addition of a new Section 5.5(c) to provide as follows: 

  

	 	“(c)	Anything contained herein to the contrary notwithstanding, effective as of April 30, 2005, the vested percentage of each Participant’s Accrued Benefit on April 30, 2005 shall
be one hundred percent (100%).” 

  

	10.	Article V of the Plan is amended by the addition of a new Section 5.6 to provide as follows: 

  

	 	“5.6	Freeze of Accrued Benefits. Anything contained herein to the contrary notwithstanding, effective as of April 30, 2005, each Participant’s Accrued Benefit under the Plan
shall be frozen. Notwithstanding the foregoing, Participants in the Plan as of April 30, 2005 must continue to satisfy the requirements of this Article V in order to receive a Pension.” 

  

	11.	Article VI of the Plan is amended by deleting Section 6.1 and by replacing the deleted language with a new Section 6.1 as follows: 

  

	 	“6.1	Benefits Generally. Subject to the limitations hereinafter set forth in this Article VI, each Participant who retires on or after he has fulfilled the requirements for a
Pension as set forth in Article V shall be entitled to the Pension determined in accordance with the provisions of this Article VI. Notwithstanding the foregoing, effective as of and after April 30, 2005, the amount of the Pension to which a
Participant may be entitled under this Article VI shall be the amount to which the Participant would be entitled as of April 30, 2005. Each Participant’s Pension entitlement hereunder shall be frozen at the amount of the Participant’s
Pension entitlement on April 30, 2005.” 

  

	12.	Article XII of the Plan is amended by the addition of a new Section 12.11 to provide as follows: 

  

	 	“12.11	Freeze of Plan. Effective as of and after April 30, 2005, the Plan is frozen. Each Participant’s Accrued Benefit and participation herein shall be frozen as of said
date.” 

  

	13.	Although no corresponding amendment shall be made to any provision of the Plan, the Committee is empowered to operate and administer the Plan consistent with the amendments
reflected herein. 

  

 3 

  
 IN WITNESS WHEREOF,
this Second Amendment to the Re-Established Retirement Plan for Hourly Employees of Kewaunee Scientific Corporation is hereby executed by the officer duly authorized effective as of April 30, 2005. 
  

			
	KEWAUNEE SCIENTIFIC CORPORATION
		
	By:	 	/s/ D. Michael Parker
	 	 	 
	 	 	 Vice President, Finance
 On behalf of the Board of Directors

  

 4401(K) Incentive Savings Plan for Salaried and Hourly Employees

 Exhibit 10.34 
  
 THE CORPORATEPLAN 
 FOR RETIREMENTSM 
  
 (PROFIT SHARING/401 (K)
PLAN) 
  
 A FIDELITY
PROTOTYPE PLAN 
  
 Non-Standardized Adoption Agreement No. 001 
 For use With 
 Fidelity Basic Plan Document No. 02 

  
 ADOPTION AGREEMENT

 ARTICLE 1 
 NON-STANDARDIZED PROFIT SHARING/401(K) PLAN 
  

	1.01	PLAN INFORMATION 

  

	 	(a)	Name of Plan: 

  
 This is the 401(k) Incentive Savings Plan for Salaried and Hourly Employees of Kewaunee Scientific Corporation (the “Plan”) 

 

	 	(b)	Type of Plan: 

  

	 	(1)     ̈	401(k) Only 

  

	 	(2)    þ	401 (k) and Profit Sharing 

  

	 	(3)     ̈	Profit Sharing Only 

  

	 	(c)	Administrator Name (if not the Employer): 

  

			
	 ___________________________________________________________________________________________________

		
	 Address:
	  	 ___________________________________________________________________________________

		
	 	  	 ___________________________________________________________________________________

		
	 Telephone Number:
	  	 ___________________________________________________________________________________

  
 The Administrator is
the agent for service of legal process for the Plan. 
  

	 	(d)	Plan Year End (month/day):     12/31 

  

	 	(e)	Three Digit Plan Number:     006 

  

	 	(f)	Limitation Year (check one): 

  

	 	(1)    þ	Calendar Year 

  

	 	(2)     ̈	Plan Year 

  

	 	(3)     ̈	Other: 

  

	 	(g)	Plan Status (check appropriate box(es)): 

  

	 	(1)     ̈	New Plan Effective Date: 

  

	 	(2)    þ	Amendment Effective Date:     6/1/2005 

  

 1 

 This is (check one): 
  

	 	(A)    þ	an amendment and restatement of a Basic Plan Document No. 02 Adoption Agreement previously executed by the Employer; or 

  

	 	(B)     ̈	a conversion to a Basic Plan Document No. 02 Adoption Agreement. 

  
 The original effective date of the Plan: 1/1/1984 
  

	 	(3)     ̈	This is an amendment and restatement of the Plan and the Plan was not amended prior to the effective date specified in Subsection 1.01(g)(2) above to comply with the requirements of
the Acts specified in the Snap Off Addendum to the Adoption Agreement. The provisions specified in the Snap Off Addendum are effective as of the dates specified in the Snap Off Addendum, which dates may be prior to the Amendment Effective Date.
Please read and complete, if necessary, the Snap Off Addendum to the Adoption Agreement. 

  

	 	(4)    þ	Special Effective Dates - Certain provisions of the Plan shall be effective as of a date other than the date specified above. Please complete the Special Effective
Dates Addendum to the Adoption Agreement indicating the affected provisions and their effective dates. 

  

	 	(5)     ̈	Plan Merger Effective Dates. Certain plan(s) were merged into the Plan and certain provisions of the Plan are effective with respect to the merged plan(s) as of a date other
than the date specified above. Please complete the Special Effective Dates Addendum to the Adoption Agreement indicating the plan(s) that have merged into the Plan and the effective date(s) of such merger(s). 

  

	1.02	EMPLOYER 

  

			
	 (a)    Employer Name:
	  	 Kewaunee Scientific Corp.

	 Address:
	  	 2700 West Front Street

	 	  	 Statesville, NC 28677

	 Contact’s Name:
	  	 Mrs. Debbie Brower

	 Telephone Number:
	  	 (704) 871 -3201

  

	 	(1)	Employer’s Tax Identification Number:     38-0715562 

  

	 	(2)	Employer’s fiscal year end:     4/30 

  

	 	(3)	Date business commenced:     1/1/1906 

  

	 	(b)	The term “Employer” includes the following Related Employer(s) (as defined in Subsection 2.01(rr)) (list each participating
Related Employer and its Employer Tax Identification Number): 

  

 2 

	1.03	TRUSTEE 

  

			
	 (a)    Trustee Name:
	  	Fidelity Management Trust Company
	 Address:
	  	82 Devonshire Street
	 	  	Boston, MA 02109

  

	1.04	COVERAGE 

  
 All Employees who meet the conditions specified below shall be eligible to participate in the Plan: 
  

	 	(a)	Age Requirement (check one): 

  

	 	(1)     ̈	no age requirement. 

  

	 	(2)    þ	must have attained age: 20.0 (not to exceed 21). 

  

	 	(b)	Eligibility Service Requirement 

  

	 	(1)	Eligibility to Participate in Plan (check one): 

  

	 	(A)     ̈	no Eligibility Service requirement. 

  

	 	(B)    þ	3 (not to exceed 11) months of Eligibility Service requirement (no minimum number Hours of Service can be required). 

  

	 	(C)     ̈	one year of Eligibility Service requirement (at least 1,000 Hours of Service are required during the Eligibility Computation Period). 

  

	 	(D)     ̈	two years of Eligibility Service requirement (at least 1,000 Hours of Service are required during each Eligibility Computation Period). (Do not select if Option 1.01(b)(1),
401(k) Only, is checked, unless a different Eligibility Service requirement applies to Deferral Contributions under Option 1.04(b)(2).) 

  

Note: If the Employer selects the two year Eligibility Service requirement, then contributions subject to such Eligibility Service requirement
must be 100% vested when made. 
  

	 	(2)     ̈	Special Eligibility Service requirement for Deferral Contributions and/or Matching Employer Contributions: 

  

	 	(A)	The special Eligibility Service requirement applies to (check the appropriate box(es)): 

  

	 	(i)     ̈	Deferral Contributions. 

  

	 	(ii)    ̈	Matching Employer Contributions. 

  

 3 

	 	(B)	The special Eligibility Service requirement is:              (Fill in (A), (B), or (C) from Subsection
1.04(b)(1) above). 

  

	 	(c)	Eligible Class of Employees (check one): 

  
 Note: The Plan may not cover employees who are residents of Puerto Rico. These employees are automatically excluded from the eligible class,
regardless of the Employer’s selection under this Subsection 1.04(c). 
  

	 	(1)     ̈	includes all Employees of the Employer. 

  

	 	(2)    þ	includes all Employees of the Employer except for (check the appropriate box(es)): 

  

	 	(A)    þ	employees covered by a collective bargaining agreement. 

  

	 	(B)     ̈	Highly Compensated Employees as defined in Code Section 414(q). 

  

	 	(C)    þ	Leased Employees as defined in Subsection 2.01(cc). 

  

	 	(D)    þ	nonresident aliens who do not receive any earned income from the Employer which constitutes United States source income. 

  

	 	(E)     ̈	other: 

  
 Note: The Employer should exercise caution when excluding employees from participation in the Plan. Exclusion of employees may adversely affect the Plan’s satisfaction of the minimum coverage requirements,
as provided in Code Section 410(b). 
  

	 	(d)	The Entry Dates shall be (check one): 

  

	 	(1)     ̈	immediate upon meeting the eligibility requirements specified in Subsections 1.04(a), (b), and (c). 

  

	 	(2)     ̈	the first day of each Plan Year and the first day of the seventh month of each Plan Year. 

  

	 	(3)     ̈	the first day of each Plan Year and the first day of the fourth, seventh, and tenth months of each Plan Year. 

  

	 	(4)    þ	the first day of each month. 

  

	 	(5)     ̈	the first day of each Plan Year. (Do not select if there is an Eligibility Service requirement of more than six months in Subsection 1.04(b) or if there is an age requirement
of more than 20 1/2 in Subsection 1.04(a).) 

  

	 	(e)     ̈	 Special Entry Date(s) - In addition to the Entry Dates specified in Subsection 1.04(d) above, the following special Entry Date(s) apply for
Deferral and/or Matching Employer Contributions. (Special Entry Dates 

  

 4 

	 	 
may only be selected if Option 1.04(b)(2), special Eligibility Service requirement, is checked. The same Entry Dates must be selected for contributions
that are subject to the same Eligibility Service requirements.) 

  

	 	(1)	The special Entry Date(s) shall apply to (check the appropriate box(es)): 

  

	 	(A)     ̈	Deferral Contributions. 

  

	 	(B)     ̈	Matching Employer Contributions. 

  

	 	(2)	The special Entry Date(s) shall be:              (Fill in (1), (2), (3), (4), or (5) from Subsection
1.04(d) above). 

  

	 	(f)	Date of Initial Participation - An Employee shall become a Participant unless excluded by Subsection 1.04(c) above on the Entry Date immediately following the
date the Employee completes the service and age requirement(s) in Subsections 1.04(a) and (b), if any, except (check one): 

  

	 	(1)    þ	no exceptions. 

  

	 	(2)     ̈	Employees employed on the Effective Date in Subsection 1.01(g)(1) or (2) shall become Participants on that date. 

  

	 	(3)     ̈	Employees who meet the age and service requirement(s) of Subsections 1.04(a) and (b) on the Effective Date in Subsection 1.01(g)(1) or (2) shall become Participants on that date.

  

	1.05	COMPENSATION 

  
 Compensation for purposes of determining contributions shall be as defined in Section 5.02, modified as provided below. 
  

	 	(a)	Compensation Exclusions: Compensation shall exclude the item(s) listed below for purposes of determining Deferral Contributions, Employee Contributions, if any,
and Qualified Nonelective Employer Contributions, or, if Subsection 1.01(b)(3), Profit Sharing Only, is selected, Nonelective Employer Contributions. Unless otherwise indicated in Subsection 1.05(b), these exclusions shall also apply in determining
all other Employer-provided contributions. (Check the appropriate box(es); Options (2), (3), (4), (5), and (6) may not be elected with respect to Deferral Contributions if Option 1.10(a)(3), Safe Harbor Matching Employer Contributions, is checked):

  

	 	(1)     ̈	No exclusions. 

  

	 	(2)     ̈	Overtime Pay. 

  

	 	(3)     ̈	Bonuses. 

  

	 	(4)     ̈	Commissions. 

  

	 	(5)    þ	The value of a qualified or a non-qualified stock option granted to an Employee by the Employer to the extent such value is includable in the Employee’s taxable income.

  

	 	(6)    þ	Severance Pay. 

  

 5 

	 	(b)	Special Compensation Exclusions for Determining Employer-Provided Contributions in Article 5 (either (1) or (2) may be selected, but not both):

  

	 	(1)     ̈	Compensation for purposes of determining Matching, Qualified Matching, and Nonelective Employer Contributions shall exclude:
                         (Fill in number(s) for item(s) from Subsection 1.05(a) above that apply.)

  

	 	(2)     ̈	Compensation for purposes of determining Nonelective Employer Contributions only shall exclude:
                         (Fill in number(s) for item(s) from Subsection 1.05(a) above that apply.)

  
 Note: If the Employer selects Option
(2), (3), (4), (5), or (6) with respect to Nonelective Employer Contributions, Compensation must be tested to show that it meets the requirements of Code Section 414(s) or 401(a)(4). These exclusions shall not apply for purposes of the “Top
Heavy” requirements in Section 15.03, for allocating safe harbor Matching Employer Contributions if Subsection 1.10(a)(3) is selected, for allocating safe harbor Nonelective Employer Contributions if Subsection 1.11(a)(3) is selected, or for
allocating non-safe harbor Nonelective Employer Contributions if the Integrated Formula is elected in Subsection 1.11(b)(2). 
  

	 	(c)	Compensation for the First Year of Participation - Contributions for the Plan Year in which an Employee first becomes a Participant shall be determined based on
the Employee’s Compensation (check one): 

  

	 	(1)     ̈	for the entire Plan Year. 

  

	 	(2)    þ	for the portion of the Plan Year in which the Employee is eligible to participate in the Plan. 

  
 Note: If the initial Plan Year of a new Plan consists of fewer than 12 months from the Effective Date in Subsection
1.01(g)(1) through the end of the initial Plan Year, Compensation for purposes of determining the amount of contributions, other than non-safe harbor Nonelective Employer Contributions, under the Plan shall be the period from such Effective Date
through the end of the initial year. However, for purposes of determining the amount of non-safe harbor Nonelective Employer Contributions and for other Plan purposes, where appropriate, the full 12-consecutive-month period ending on the last day of
the initial Plan Year shall be used. 
  

	1.06	TESTING RULES 

  

	 	(a)	ADP/ACP Present Testing Method - The testing method for purposes of applying the “ADP” and “ACP” tests described in Sections 6.03 and 6.06 of the
Plan shall be the (check one): 

  

	 	(1)    þ	Current Year Testing Method - The “ADP” or “ACP” of Highly Compensated Employees for the Plan Year shall be compared to the “ADP” or
“ACP” of Non-Highly Compensated Employees for the same Plan Year. (Must choose if Option 1.10(a)(3), Safe Harbor Matching Employer Contributions, or Option 1.11(a)(3), Safe Harbor Formula, with respect to Nonelective Employer
Contributions is checked.) 

  

	 	(2)     ̈	Prior Year Testing Method - The “ADP” or “ACP” of Highly Compensated Employees for the Plan Year shall be compared to the “ADP” or
“ACP” of Non-Highly Compensated Employees for the immediately preceding Plan Year. (Do not choose if Option 1.10(a)(3), Safe Harbor Matching Employer Contributions, or Option 1.11(a)(3), Safe Harbor Formula, with respect to
Nonelective Employer Contributions is checked.) 

  

 6 

	 	(3)     ̈	Not applicable. (Only if Option 1.01(b)(3), Profit Sharing Only, is checked or Option 1.04(c)(2)(B), excluding all Highly Compensated Employees from the eligible class of
Employees, is checked.) 

  
 Note:
Restrictions apply on elections to change testing methods that are made after the end of the GUST remedial amendment period. 
  

	 	(b)	First Year Testing Method - If the first Plan Year that the Plan, other than a successor plan, permits Deferral Contributions or
provides for either Employee or Matching Employer Contributions, occurs on or after the Effective Date specified in Subsection 1.01(g), the “ADP” and/or “ACP” test for such first Plan Year shall be applied using the actual
“ADP” and/or “ACP” of Non-Highly Compensated Employees for such first Plan Year, unless otherwise provided below. 

  

	 	(1)     ̈	The “ADP” and/or “ACP” test for the first Plan Year that the Plan permits Deferral Contributions or provides for either Employee or Matching Employer
Contributions shall be applied assuming a 3% “ADP” and/or “ACP” for Non-Highly Compensated Employees. (Do not choose unless Plan uses prior year testing method described in Subsection 1.06(a)(2).)

  

	 	(c)	HCE Determinations: Look Back Year - The look back year for purposes of determining which Employees are Highly Compensated Employees shall be the 12-consecutive-month
period preceding the Plan Year, unless otherwise provided below. 

  

	 	(1)     ̈	Calendar Year Determination - The look back year shall be the calendar year beginning within the preceding Plan Year. (Do not choose if the Plan Year is the calendar
year.) 

  

	 	(d)	HCE Determinations: Top Paid Group Election - All Employees with Compensation exceeding $80,000 (as indexed) shall be considered Highly Compensated Employees,
unless Top Paid Group Election below is checked. 

  

	 	(1)     ̈	Top Paid Group Election - Employees with Compensation exceeding $80,000 (as indexed) shall be considered Highly Compensated Employees only if they are in the top paid group
(the top 20% of Employees ranked by Compensation). 

  
 Note: Effective for determination years beginning on or after January 1, 1998, if the Employer elects Option 1.06(c)(1) and/or 1.06(d)(1), such election(s) must apply consistently to all retirement plans of the Employer for
determination years that begin with or within the same calendar year (except that Option 1.06(c)(1), Calendar Year Determination, shall not apply to calendar year plans). 
  

	1.07 	DEFERRAL CONTRIBUTIONS 

  

	 	(a)    þ	Deferral Contributions - Participants may elect to have a portion of their Compensation contributed to the Plan on a before-tax basis pursuant to Code Section 401(k).

  

	 	(1)	Regular Contributions - The Employer shall make a Deferral Contribution in accordance with Section 5.03 on behalf of each Participant who has an executed salary reduction
agreement in effect with the Employer for the payroll period in question, not to exceed 60% of Compensation for that period. 

  
 Note: For Limitation Years beginning prior to 2002, the percentage elected above must be less than 25% in order to satisfy the limitation on
annual additions under Code Section 415 if other types of contributions are provided under the Plan. 
  

 7 

	 	(A)     ̈	Instead of specifying a percentage of Compensation, a Participant’s salary reduction agreement may specify a dollar amount to be contributed each payroll period,
provided such dollar amount does not exceed the maximum percentage of Compensation specified in Subsection 1.07(a)(1) above. 

  

	 	(B)	A Participant may increase or decrease, on a prospective basis, his salary reduction agreement percentage (check one): 

  

						
	(i)	  	 ̈	 	  	as of the beginning of each payroll period.
			
	(ii)	  	 ̈	 	  	as of the first day of each month.
			
	(iii)	  	þ	 	  	as of the next Entry Date. (Do not select if immediate entry is elected with respect to Deferral Contributions in Subsection 1.04(d) or 1.04(e).)
			
	(iv)	  	 ̈	 	  	other. (Specify, but must be at least once per Plan Year)

  
 Note:
Notwithstanding the Employer’s election hereunder, if Option 1.10(a)(3), Safe Harbor Matching Employer Contributions, or 1.11(a)(3), Safe Harbor Formula, with respect to Nonelective Employer Contributions is checked, the Plan provides that
an Active Participant may change his salary reduction agreement percentage for the Plan Year within a reasonable period (not fewer than 30 days) of receiving the notice described in Section 6.10. 
  

	 	(C)	A Participant may revoke, on a prospective basis, a salary reduction agreement at any time upon proper notice to the Administrator but in such case may not file a new salary
reduction agreement until (check one): 

  

						
	(i)	  	 ̈	 	  	the first day of the next Plan Year.
			
	(ii)	  	þ	 	  	any subsequent Entry Date. (Do not select if immediate entry is elected with respect to Deferral Contributions in Subsection 1.04(d) or 1.04(e).)
			
	(iii)	  	 ̈	 	  	other. (Specify, but must be at least once per Plan Year)

  

	 	(2)     ̈	Additional Deferral Contributions - The Employer may allow Participants upon proper notice and approval to enter into a special salary reduction agreement to make
additional Deferral Contributions in an amount up to 100% of their Compensation for the payroll period(s) designated by the Employer. 

  

	 	(3)     ̈	 Bonus Contributions - The Employer may allow Participants upon proper notice and approval to enter into a special salary reduction agreement to make Deferral
Contributions in an amount up to 

  

 8 

	 	 
100% of any Employer paid cash bonuses designated by the Employer on a uniform and non-discriminatory basis that are made for such Participants during the
Plan Year. The Compensation definition elected by the Employer in Subsection 1.05(a) must include bonuses if bonus contributions are permitted. 

  
 Note: A Participant’s contributions under Subsection 1.07(a)(2) and/or (3) may not cause the Participant to
exceed the percentage limit specified by the Employer in Subsection 1.07(a)(1) for the full Plan Year. If the Administrator anticipates that the Plan will not satisfy the “ADP” and/or “ACP” test for the year, the Administrator
may reduce the rate of Deferral Contributions of Participants who are Highly Compensated Employees to an amount objectively determined by the Administrator to be necessary to satisfy the “ADP” and/or “ACP” test. 
  

	1.08	EMPLOYEE CONTRIBUTIONS (AFTER-TAX CONTRIBUTIONS) 

  

	 	(a)    þ	Employee Contributions - Either (1) Participants will be permitted to contribute amounts to the Plan on an after-tax basis or (2) the Employer maintains
frozen Employee Contributions Accounts (check one): 

  

	 	(1)    þ	Future Employee Contributions - Participants may make voluntary, non-deductible, after-tax Employee Contributions pursuant to Section 5.04 of the Plan. (Only if Option
1.07(a), Deferral Contributions, is checked.) 

  

	 	(2)     ̈	Frozen Employee Contributions - Participants may not currently make after-tax Employee Contributions to the Plan, but the Employer does maintain frozen Employee Contributions
Accounts. 

  

	1.09	QUALIFIED NONELECTIVE CONTRIBUTIONS 

  

	 	(a)	Qualified Nonelective Employer Contributions - If Option 1.07(a), Deferral Contributions, is checked, the Employer may contribute an amount
which it designates as a Qualified Nonelective Employer Contribution to be included in the “ADP” or “ACP” test. Unless otherwise provided below, Qualified Nonelective Employer Contributions shall be allocated to Participants who
were eligible to participate in the Plan at any time during the Plan Year and are Non-Highly Compensated Employees either (A) in the ratio which each Participant’s “testing compensation”, as defined in Subsection 6.01(t), for the Plan
Year bears to the total of all Participants’ “testing compensation” for the Plan Year or (B) as a flat dollar amount. 

  

	 	(1)    þ	Qualified Nonelective Employer Contributions shall be allocated to Participants as a percentage of the lowest paid Participant’s “testing compensation”, as
defined in Subsection 6.01(t), for the Plan Year up to the lower of (A) the maximum amount contributable under the Plan or (B) the amount necessary to satisfy the “ADP” or “ACP” test. If any Qualified Nonelective Employer
Contribution remains, allocation shall continue in the same manner to the next lowest paid Participants until the Qualified Nonelective Employer Contribution is exhausted. 

  

	1.10	MATCHING EMPLOYER CONTRIBUTIONS (Only if Option 1.07(a), Deferral Contributions, is checked) 

  

	 	(a)    þ	Basic Matching Employer Contributions (check one): 

  

	 	(1)    þ	 Non-Discretionary Matching Employer Contributions - The Employer shall make a basic Matching Employer Contribution on behalf of each Participant in an amount
equal to the following 

  

 9 

	 	 
percentage of a Participant’s Deferral Contributions during the Contribution Period (check (A) or (B) and, if applicable, (C)):

  
 Note: Effective for Plan Years
beginning on or after January 1, 1999, if the Employer elected Option 1.11(a)(3), Safe Harbor Formula, with respect to Nonelective Employer Contributions and meets the requirements for deemed satisfaction of the “ADP” test in Section 6.10
for a Plan Year, the Plan will also be deemed to satisfy the “ACP” test for such Plan Year with respect to Matching Employer Contributions if Matching Employer Contributions hereunder meet the requirements in Section 6.11. 
  

	 	(A)     ̈	Single Percentage Match:              % 

  

	 	(B)    þ	Tiered Match: 

  
 100.00% of the first 3% of the Active Participant’s Compensation contributed to the Plan 
  
 50.00% of the next 2% of the Active Participant’s Compensation
contributed to the Plan 
  
 Note: The percentages
specified above for basic Matching Employer Contributions may not increase as the percentage of Compensation contributed increases. 
  

	 	(C)     ̈	Limit on Non-Discretionary Matching Employer Contributions (check the appropriate box(es)): 

  

	 	(i)     ̈	Deferral Contributions in excess of             % of the Participant’s Compensation for the period in
question shall not be considered for non-discretionary Matching Employer Contributions. 

  
 Note: If the Employer elected a percentage limit in (i) above and requested the Trustee to account separately for matched and unmatched Deferral
Contributions made to the Plan, the non-discretionary Matching Employer Contributions allocated to each Participant must be computed, and the percentage limit applied, based upon each payroll period. 
  

	 	(ii)     ̈	Matching Employer Contributions for each Participant for each Plan Year shall be limited to $            .

  

	 	(2)     ̈	Discretionary Matching Employer Contributions - The Employer may make a basic Matching Employer Contribution on behalf of each Participant in an amount equal to the
percentage declared for the Contribution Period, if any, by a Board of Directors’ Resolution (or by a Letter of Intent for a sole proprietor or partnership) of the Deferral Contributions made by each Participant during the Contribution Period.
The Board of Directors’ Resolution (or Letter of Intent, if applicable) may limit the Deferral Contributions matched to a specified percentage of Compensation or limit the amount of the match to a specified dollar amount.

  

	 	(A)     ̈	4% Limitation on Discretionary Matching Employer Contributions for Deemed Satisfaction of “ACP” Test - In no event may the dollar amount of the discretionary
Matching Employer Contribution made on a Participant’s behalf for the Plan Year exceed 4% of the Participant’s Compensation for the Plan Year. (Only if Option 1.11(a)(3), Safe Harbor Formula, with respect to Nonelective Employer
Contributions is checked.) 

  

 10 

	 	(3)     ̈	Safe Harbor Matching Employer Contributions - Effective only for Plan Years beginning on or after January 1, 1999, if the Employer elects one of the safe harbor formula
Options provided in the Safe Harbor Matching Employer Contribution Addendum to the Adoption Agreement and provides written notice each Plan Year to all Active Participants of their rights and obligations under the Plan, the Plan shall be deemed to
satisfy the “ADP” test and, under certain circumstances, the “ACP” test. 

  

	 	(b)     ̈	Additional Matching Employer Contributions - The Employer may at Plan Year end make an additional Matching Employer Contribution equal to a percentage declared
by the Employer, through a Board of Directors’ Resolution (or by a Letter of Intent for a sole proprietor or partnership), of the Deferral Contributions made by each Participant during the Plan Year. (Only if Option 1.10(a)(1) or (3) is
checked.) The Board of Directors’ Resolution (or Letter of Intent, if applicable) may limit the Deferral Contributions matched to a specified percentage of Compensation or limit the amount of the match to a specified dollar amount.

  

	 	(1)     ̈	4% Limitation on Additional Matching Employer Contributions for Deemed Satisfaction of “ACP” Test - In no event may the dollar amount of the additional Matching
Employer Contribution made on a Participant’s behalf for the Plan Year exceed 4% of the Participant’s Compensation for the Plan Year. (Only if Option 1.10(a)(3), Safe Harbor Matching Employer Contributions, or Option
1.11(a)(3), Safe Harbor Formula, with respect to Nonelective Employer Contributions is checked.) 

  
 Note: If the Employer elected Option 1.10(a)(3), Safe Harbor Matching Employer Contributions, above and wants to be deemed to have satisfied the
“ADP” test for Plan Years beginning on or after January 1, 1999, the additional Matching Employer Contribution must meet the requirements of Section 6.10. In addition to the foregoing requirements, if the Employer elected either Option
1.10(a)(3), Safe Harbor Matching Employer Contributions, or Option 1.11(a)(3), Safe Harbor Formula, with respect to Nonelective Employer Contributions, and wants to be deemed to have satisfied the “ACP” test with respect to Matching
Employer Contributions for the Plan Year, the Deferral Contributions matched may not exceed the limitations in Section 6.11. 
  

	 	(c)	Contribution Period for Matching Employer Contributions - The Contribution Period for purposes of calculating the amount of basic Matching Employer
Contributions described in Subsection 1.10(a) is: 

  

	 	(1)     ̈	each calendar month. 

  

	 	(2)     ̈	each Plan Year quarter. 

  

	 	(3)    þ	each Plan Year. 

  

	 	(4)     ̈	each payroll period. 

  
 The Contribution Period for additional Matching Employer Contributions described in Subsection 1.10(b) is the Plan Year. 
  

 11 

	 	(d)	Continuing Eligibility Requirement(s) - A Participant who makes Deferral Contributions during a Contribution Period shall only be entitled to receive
Matching Employer Contributions under Section 1.10 for that Contribution Period if the Participant satisfies the following requirement(s) (Check the appropriate box(es). Options (3) and (4) may not be elected together; Option (5) may not be elected
with Option (2), (3), or (4); Options (2), (3), (4), (5), and (7) may not be elected with respect to basic Matching Employer Contributions if Option 1.10(a)(3), Safe Harbor Matching Employer Contributions, is checked): 

  

	 	(1)    þ	No requirements. 

  

	 	(2)     ̈	Is employed by the Employer or a Related Employer on the last day of the Contribution Period. 

  

	 	(3)     ̈	Earns at least 501 Hours of Service during the Plan Year. (Only if the Contribution Period is the Plan Year.) 

  

	 	(4)     ̈	Earns at least 1,000 Hours of Service during the Plan Year. (Only if the Contribution Period is the Plan Year.) 

  

	 	(5)     ̈	Either earns at least 501 Hours of Service during the Plan Year or is employed by the Employer or a Related Employer on the last day of the Plan Year. (Only if the
Contribution Period is the Plan Year.) 

  

	 	(6)     ̈	Is not a Highly Compensated Employee for the Plan Year. 

  

	 	(7)     ̈	Is not a partner or a member of the Employer, if the Employer is a partnership or an entity taxed as a partnership. 

  

	 	(8)     ̈	Special continuing eligibility requirement(s) for additional Matching Employer Contributions. (Only if Option 1.10(b), Additional Matching Employer Contributions, is
checked.) 

  

	 	(A)	The continuing eligibility requirement(s) for additional Matching Employer Contributions is/are:          (Fill in number of
applicable eligibility requirement(s) from above.) 

  
 Note: If Option (2), (3), (4), or (5) above is selected, then Matching Employer Contributions can only be funded by the Employer after the Contribution Period or Plan Year ends. Matching Employer Contributions funded
during the Contribution Period or Plan Year shall not be subject to the eligibility requirements of Option (2), (3), (4), or (5). If Option (2), (3), (4), or (5) is adopted during a Contribution Period or Plan Year, as applicable, such Option shall
not become effective until the first day of the next Contribution Period or Plan Year. 
  

	 	(e)     ̈	Qualified Matching Employer Contributions - Prior to making any Matching Employer Contribution hereunder (other than a safe harbor Matching Employer Contribution), the
Employer may designate all or a portion of such Matching Employer Contribution as a Qualified Matching Employer Contribution that may be used to satisfy the “ADP” test on Deferral Contributions and excluded in applying the “ACP”
test on Employee and Matching Employer Contributions. Unless the additional eligibility requirement is selected below, Qualified Matching Employer Contributions shall be allocated to all Participants who meet the continuing eligibility
requirement(s) described in Subsection 1.10(d) above for the type of Matching Employer Contribution being characterized as a Qualified Matching Employer Contribution. 

  

	 	(1)     ̈	To receive an allocation of Qualified Matching Employer Contributions a Participant must also be a Non-Highly Compensated Employee for the Plan Year. 

  
 Note: Qualified Matching Employer Contributions may not be
excluded in applying the “ACP” test for a Plan Year if the Employer elected Option 1.10(a)(3), Safe Harbor Matching Employer Contributions, or Option 1.11(a)(3), Safe Harbor Formula, with respect to Nonelective Employer Contributions, and
the “ADP” test is deemed satisfied under Section 6.10 for such Plan Year. 
  

 12 

	1.11	NONELECTIVE EMPLOYER CONTRIBUTIONS 

  
 Note: An Employer may elect both a fixed formula and a discretionary formula. If both are selected, the discretionary formula shall be treated as
an additional Nonelective Employer Contribution and allocated separately in accordance with the allocation formula selected by the Employer. 
  

	 	(a)    þ	Fixed Formula (An Employer may elect both the Safe Harbor Formula and one of the other fixed formulas. Otherwise, the Employer may only select one of the
following.) 

  

	 	(1)    þ	Fixed Percentage Employer Contribution - For each Plan Year, the Employer shall contribute for each eligible Active Participant an amount equal to 1% (not to
exceed 15% for Plan Years beginning prior to 2002 and 25% for Plan Years beginning on or after January 1, 2002) of such Active Participant’s Compensation. 

  

	 	(2)     ̈	Fixed Flat Dollar Employer Contribution - The Employer shall contribute for each eligible Active Participant an amount equal to
$        . 

  
 The contribution amount is based on an Active Participant’s service for the following period: 
  

	 	(A)     ̈	Each paid hour. 

  

	 	(B)     ̈	Each payroll period. 

  

	 	(C)     ̈	Each Plan Year. 

  

	 	(D)     ̈	Other: 

  

	 	(3)     ̈	Safe Harbor Formula - Effective only with respect to Plan Years that begin on or after January 1, 1999, the Nonelective Employer Contribution specified in the Safe Harbor
Nonelective Employer Contribution Addendum is intended to satisfy the safe harbor contribution requirements under the Code such that the “ADP” test (and, under certain circumstances, the “ACP” test) is deemed satisfied. Please
complete the Safe Harbor Nonelective Employer Contribution Addendum to the Adoption Agreement. (Choose only if Option 1.07(a), Deferral Contributions, is checked.) 

  

	 	(b)     ̈	Discretionary Formula - The Employer may decide each Plan Year whether to make a discretionary Nonelective Employer Contribution on behalf of eligible
Active Participants in accordance with Section 5.10. Such contributions shall be allocated to eligible Active Participants based upon the following (check (1) or (2)): 

  

	 	(1)     ̈	Non-Integrated Allocation Formula - In the ratio that each eligible Active Participant’s Compensation bears to the total Compensation paid to all eligible Active
Participants for the Plan Year. 

  

	 	(2)     ̈	Integrated Allocation Formula - As (A) a percentage of each eligible Active Participant’s Compensation plus (B) a percentage of each eligible Active Participant’s
Compensation in excess of the “integration level” as defined below. The percentage of Compensation in excess of the “integration level” shall be equal to the lesser of the percentage of the Active Participant’s Compensation
allocated under (A) above or the “permitted disparity limit” as defined below. 

  

 13 

 Note: An Employer that has elected the Safe Harbor formula in Subsection 1.11(a)(3) above may not
take Nonelective Employer Contributions made to satisfy the safe harbor into account in applying the integrated allocation formula described above. 
  
 “Integration level” means the Social Security taxable wage base for the Plan Year, unless the Employer elects a lesser amount in (A) or (B)
below. 
  

	 	(A)	        % (not to exceed 100%) of the Social Security taxable wage base for the Plan Year, or 

 

	 	(B)	$         (not to exceed the Social Security taxable wage base). 

  
 “Permitted disparity limit” means the percentage provided by the
following table: 
  

			
	 The “Integration Level” is
            % of the Taxable Wage Base

	 	 The “Permitted Disparity Limit” is

	 20% or less
	 	5.7%
	 More than 20%, but not more than 80%
	 	4.3%
	 More than 80%, but less than 100%
	 	5.4%
	 100%
	 	5.7%

  
 Note: An
Employer who maintains any other plan that provides for Social Security Integration (permitted disparity) may not elect Option 1.11(b)(2). 
  

	 	(c)	Continuing Eligibility Requirement(s) - A Participant shall only be entitled to receive Nonelective Employer Contributions for a Plan Year under this
Section 1.11 if the Participant satisfies the following requirement(s) (Check the appropriate box(es) - Options (3) and (4) may not be elected together; Option (5) may not be elected with Option (2), (3), or (4); Options (2), (3), (4), (5), and (7)
may not be elected with respect to Nonelective Employer Contributions under the fixed formula if Option 1.11(a)(3), Safe Harbor Formula, is checked): 

  

	 	(1)     ̈	No requirements. 

  

	 	(2)    þ	Is employed by the Employer or a Related Employer on the last day of the Plan Year. 

  

	 	(3)     ̈	Earns at least 501 Hours of Service during the Plan Year. 

  

	 	(4)     ̈	Earns at least 1,000 Hours of Service during the Plan Year. 

  

	 	(5)     ̈	Either earns at least 501 Hours of Service during the Plan Year or is employed by the Employer or a Related Employer on the last day of the Plan Year. 

  

	 	(6)     ̈	Is not a Highly Compensated Employee for the Plan Year. 

  

	 	(7)     ̈	Is not a partner or a member of the Employer, if the Employer is a partnership or an entity taxed as a partnership. 

  

 14 

	 	(8)     ̈	Special continuing eligibility requirement(s) for discretionary Nonelective Employer Contributions. (Only if both Options 1.11(a) and (b) are checked.)

  

	 	(A)	The continuing eligibility requirement(s) for discretionary Nonelective Employer Contributions is/are:          (Fill in number of
applicable eligibility requirement(s) from above.) 

  
 Note: If Option (2), (3), (4), or (5) above is selected then Nonelective Employer Contributions can only be funded by the Employer after the Plan Year ends. Nonelective Employer Contributions funded during the Plan Year
shall not be subject to the eligibility requirements of Option (2), (3), (4), or (5). If Option (2), (3), (4), or (5) is adopted during a Plan Year, such Option shall not become effective until the first day of the next Plan Year. 
  

	1.12	EXCEPTIONS TO CONTINUING ELIGIBILITY REQUIREMENTS 

  

	 	þ	Death, Disability, and Retirement Exception to Eligibility Requirements - Active Participants who do not meet any last day or Hours of Service requirement under
Subsection 1.10(d) or 1.11(c) because they become disabled, as defined in Section 1.14, retire, as provided in Subsection 1.13(a), (b), or (c), or die shall nevertheless receive an allocation of Nonelective Employer and/or Matching Employer
Contributions. No Compensation shall be imputed to Active Participants who become disabled for the period following their disability. 

  

	1.13	RETIREMENT 

  

	 	(a)	The Normal Retirement Age under the Plan is (check one): 

  

	 	(1)    þ	age 65. 

  

	 	(2)     ̈	age          (specify between 55 and 64). 

  

	 	(3)     ̈	later of age              (not to exceed 65) or the fifth anniversary of the Participant’s Employment
Commencement Date. 

  

	 	(b)     ̈	The Early Retirement Age is the first day of the month after the Participant attains age          (specify 55 or greater)
and completes          years of Vesting Service. 

  
 Note: If this Option is elected, Participants who are employed by the Employer or a Related Employer on the date they reach Early Retirement Age
shall be 100% vested in their Accounts under the Plan. 
  

	 	(c)    þ	A Participant who becomes disabled, as defined in Section 1.14, is eligible for disability retirement. 

  
 Note: If this Option is elected, Participants who are employed by the
Employer or a Related Employer on the date they become disabled shall be 100% vested in their Accounts under the Plan. 
  

	1.14	DEFINITION OF DISABLED 

  
 A Participant is disabled if he/she (check the appropriate box(es)): 
  

	 	(a)    þ	satisfies the requirements for benefits under the Employer’s long-term disability plan. 

  

 15 

	 	(b)     ̈	satisfies the requirements for Social Security disability benefits. 

  

	 	(c)    þ	is determined to be disabled by a physician approved by the Employer. 

  

	1.15	VESTING 

  
 A Participant’s vested interest in Matching Employer Contributions and/or Nonelective Employer Contributions, other than Safe Harbor Matching
Employer and/or Nonelective Employer Contributions elected in Subsection 1.10(a)(3) or 1.11(a)(3), shall be based upon his years of Vesting Service and the schedule(s) selected below, except as provided in Subsection 1.21(d) or in the Vesting
Schedule Addendum to the Adoption Agreement. 
  

	 	(a)     ̈	Years of Vesting Service shall exclude: 

  

	 	(1)     ̈	for new plans, service prior to the Effective Date as defined in Subsection 1.01(g)(1). 

  

	 	(2)     ̈	for existing plans converting from another plan document, service prior to the original Effective Date as defined in Subsection 1.01(g)(2). 

  

	 	(b)	Vesting Schedule(s) 

  
 Note: The vesting schedule selected below applies only to Nonelective Employer Contributions and Matching Employer Contributions other than safe
harbor contributions under Option 1.11(a)(3) or Option 1.10(a)(3). Safe harbor contributions under Options 1.11(a)(3) and 1.10(a)(3) are always 100% vested immediately. 
  

			
	 (1)    Nonelective Employer Contributions
(check one):
  
	 	 (2)    Matching Employer Contributions
(check one):

	 (A)     ̈      N/A - No Nonelective Employer Contributions
	 	 (A)     ̈      N/A - No Matching Employer Contributions

		
	 (B)    þ     100% Vesting immediately
	 	 (B)    þ     100% Vesting
immediately

		
	 (C)     ̈      3 year cliff (see C below)
	 	 (C)     ̈      3 year cliff (see C below)

		
	 (D)     ̈      5 year cliff (see D below)
	 	 (D)     ̈      5 year cliff (see D below)

		
	 (E)     ̈      6 year graduated (see E below)
	 	 (E)     ̈      6 year graduated (see E below)

		
	 (F)     ̈      7 year graduated (see F below)
	 	 (F)     ̈      7 year graduated (see F below)

		
	 (G)     ̈      Other vesting
(complete G1 below)
	 	 (G)     ̈      Other vesting
(complete G2 below)

  

 16 

																			
	 Years of Vesting Service

	  	Applicable Vesting Schedule(s)

	 
	 	  	C

	 	 	D

	 	 	E

	 	 	F

	 	 	G1

	 	 	G2

	 
	 0
	  	0	%	 	0	%	 	0	%	 	0	%	 	    %	 	 	    %	 
	 1
	  	0	%	 	0	%	 	0	%	 	0	%	 	    %	 	 	    %	 
	 2
	  	0	%	 	0	%	 	20	%	 	0	%	 	    %	 	 	    %	 
	 3
	  	100	%	 	0	%	 	40	%	 	20	%	 	    %	 	 	    %	 
	 4
	  	100	%	 	0	%	 	60	%	 	40	%	 	    %	 	 	    %	 
	 5
	  	100	%	 	100	%	 	80	%	 	60	%	 	    %	 	 	    %	 
	 6
	  	100	%	 	100	%	 	100	%	 	80	%	 	    %	 	 	    %	 
	 7 or more
	  	100	%	 	100	%	 	100	%	 	100	%	 	100	%	 	100	%

  
 Note: A
schedule elected under G1 or G2 above must be at least as favorable as one of the schedules in C, D, E or F above. 
  
 Note: If the Plan is being amended to provide a more restrictive vesting schedule, the more favorable vesting schedule shall continue to apply to
Participants who are Active Participants immediately prior to the later of (1) the effective date of the amendment or (2) the date the amendment is adopted. 
  

	 	(c)     ̈	A vesting schedule more favorable than the vesting schedule(s) selected above applies to certain Participants. Please complete the Vesting Schedule Addendum to the
Adoption Agreement. 

  

	 	(d)	Application of Forfeitures - If a Participant forfeits any portion of his non-vested Account balance as provided in Section 6.02, 6.04, 6.07, or 11.08, such
forfeitures shall be (check one): 

  

	 	(1)     ̈	N/A - Either (A) no Matching Employer Contributions are made with respect to Deferral Contributions under the Plan and all other Employer Contributions are 100% vested when made or
(B) there are no Employer Contributions under the Plan. 

  

	 	(2)    þ	applied to reduce Employer contributions. 

  

	 	(3)     ̈	allocated among the Accounts of eligible Participants in the manner provided in Section 1.11. (Only if Option 1.11(a) or (b) is checked.) 

  

	1.16	PREDECESSOR EMPLOYER SERVICE 

  

	 	 ̈	Service for purposes of eligibility in Subsection 1.04(b) and vesting in Subsection 1.15(b) of this Plan shall include service with the following predecessor
employer(s): 

  

 17 

	1.17	PARTICIPANT LOANS 

  
 Participant loans (check one): 
  

	 	(a)    þ	are allowed in accordance with Article 9 and loan procedures outlined in the Service Agreement. 

  

	 	(b)     ̈	are not allowed. 

  

	1.18	IN-SERVICE WITHDRAWALS 

  
 Participants may make withdrawals prior to termination of employment under the following circumstances (check the appropriate box(es)):

  

	 	(a)    þ	Hardship Withdrawals - Hardship withdrawals from a Participant’s Deferral Contributions Account shall be allowed in accordance with Section 10.05, subject
to a $500 minimum amount. 

  

	 	(b)     ̈	Age 59 1/2 - Participants shall be entitled to receive a distribution of all or any portion of the following Accounts upon attainment of age 59 1/2 (check one):

  

	 	(1)     ̈	Deferral Contributions Account. 

  

	 	(2)     ̈	All vested account balances. 

  

	 	(c)	Withdrawal of Employee Contributions and Rollover Contributions - 

  

	 	(1)	Unless otherwise provided below, Employee Contributions may be withdrawn in accordance with Section 10.02 at any time. 

  

	 	(A)     ̈	Employees may not make withdrawals of Employee Contributions more frequently than: ________________________________________ 

  

	 	(2)	Rollover Contributions may be withdrawn in accordance with Section 10.03 at any time. 

  

	 	(d)     ̈	Protected In-Service Withdrawal Provisions - Check if the Plan was converted by plan amendment or received transfer contributions from another defined
contribution plan, and benefits under the other defined contribution plan were payable as (check the appropriate box(es)): 

  

	 	(1)     ̈	an in-service withdrawal of vested employer contributions maintained in a Participant’s Account (check (A) and/or (B)): 

  

	 	(A)     ̈	for at least                  (24 or more) months. 

  

	 	(i)     ̈	Special restrictions applied to such in-service withdrawals under the prior plan that the Employer wishes to continue under the Plan as restated hereunder. 

 

 18 

	 	    	Please complete the Protected In-Service Withdrawals Addendum to the Adoption Agreement identifying the restrictions. 

  

	 	(B)     ̈	after the Participant has at least 60 months of participation. 

  

	 	(i)     ̈	Special restrictions applied to such in-service withdrawals under the prior plan that the Employer wishes to continue under the Plan as restated hereunder. Please complete the
Protected In-Service Withdrawals Addendum to the Adoption Agreement identifying the restrictions. 

  

	 	(2)     ̈	another in-service withdrawal option that is a “protected benefit” under Code Section 411(d)(6) or an in-service hardship withdrawal option not otherwise described in
Section 1.18(a). Please complete the Protected In-Service Withdrawals Addendum to the Adoption Agreement identifying the in-service withdrawal option(s). 

  

	1.19	FORM OF DISTRIBUTIONS 

  
 Subject to Section 13.01, 13.02 and Article 14, distributions under the Plan shall be paid as provided below. (Check the appropriate
box(es) and, if any forms of payment selected in (b), (c) and/or (d) apply only to a specific class of Participants, complete Subsection (b) of the Forms of Payment Addendum.) 
  

	 	(a)	Lump Sum Payments - Lump sum payments are always available under the Plan. 

  

	 	(b)    þ	Installment Payments - Participants may elect distribution under a systematic withdrawal plan (installments). 

  

	 	(c)     ̈	Annuities (Check if the Plan is retaining any annuity form(s) of payment.) 

  

	 	(1)	An annuity form of payment is available under the Plan for the following reason(s) (check (A) and/or (B), as applicable): 

  

	 	(A)     ̈	As a result of the Plan’s receipt of a transfer of assets from another defined contribution plan or pursuant to the Plan terms prior to the Amendment Effective Date specified
in Section 1.01(g)(2), benefits were previously payable in the form of an annuity that the Employer elects to continue to be offered as a form of payment under the Plan. 

  

	 	(B)     ̈	The Plan received a transfer of assets from a defined benefit plan or another defined contribution plan that was subject to the minimum funding requirements of Code Section 412 and
therefore an annuity form of payment is a protected benefit under the Plan in accordance with Code Section 411(d)(6). 

  

	 	(2)	The normal form of payment under the Plan is (check (A) or (B)): 

  

	 	(A)     ̈	A lump sum payment. 

  

	 	(i)	Optional annuity forms of payment (check (I) and/or (II), as applicable). (Must check and complete (I) if a life annuity is one of the optional annuity forms of payment under
the Plan.) 

  

 19 

	 	(I)     ̈	A married Participant who elects an annuity form of payment shall receive a qualified joint and     % (at least 50%) survivor annuity. An unmarried
Participant shall receive a single life annuity, unless a different form of payment is specified below: 

  
  

	 	(II)     ̈	Other annuity form(s) of payment. Please complete Subsection (a) of the Forms of Payment Addendum describing the other annuity form(s) of payment available under the Plan.

  

	 	(B)     ̈	A life annuity (complete (i) and (ii) and check (iii) if applicable). 

  

	 	(i)	The normal form for married Participants is a qualified joint and         % (at least 50%) survivor annuity. The normal
form for unmarried Participants is a single life annuity, unless a different annuity form is specified below: 

  

	 	(ii)	The qualified preretirement survivor annuity provided to a Participant’s spouse is purchased with     % (at least 50%) of the
Participant’s Account. 

  

	 	(iii)     ̈	Other annuity form(s) of payment. Please complete Subsection (a) of the Forms of Payment Addendum describing the other annuity form(s) of payment available under the Plan.

  

	 	(d)     ̈	Other Non-Annuity Form(s) of Payment - As a result of the Plan’s receipt of a transfer of assets from another plan or pursuant to the Plan terms prior to the
Amendment Effective Date specified in 1.01(g)(2), benefits were previously payable in the following form(s) of payment not described in (a), (b) or (c) above and the Plan will continue to offer these form(s) of payment: 

  

	 	(e)    þ	Eliminated Forms of Payment Not Protected Under Code Section 411(d)(6). Check if either (1) under the Plan terms prior to the Amendment Effective Date or (2) under the
terms of another plan from which assets were transferred, benefits were payable in a form of payment that will cease to be offered after a specified date. Please complete Subsection (c) of the Forms of Payment Addendum describing the forms of
payment previously available and the effective date of the elimination of the form(s) of payment. 

  

 20 

	1.20 	TIMING OF DISTRIBUTIONS 

  
 Except as provided in Subsection 1.20(a) or (b) and the Postponed Distribution Addendum to the Adoption Agreement, distribution shall be made to an
eligible Participant from his vested interest in his Account as soon as reasonably practicable following the date the Participant’s application for distribution is received by the Administrator. 
  

	 	(a)    Required	Commencement of Distribution - If a Participant does not elect to receive benefits as of an earlier date, as permitted under the Plan, distribution of a
Participant’s Account shall begin as of the Participant’s Required Beginning Date. 

  

	 	(b)     ̈	Postponed Distributions - Check if the Plan was converted by plan amendment from another defined contribution plan that provided for the postponement of certain
distributions from the Plan to eligible Participants and the Employer wants to continue to administer the Plan using the postponed distribution provisions. Please complete the Postponed Distribution Addendum to the Adoption Agreement indicating the
types of distributions that are subject to postponement and the period of postponement. 

  
 Note: An Employer may not provide for postponement of distribution to a Participant beyond the 60th day following the close of the Plan Year in
which (1) the Participant attains Normal Retirement Age under the Plan, (2) the Participant’s 10th anniversary of participation in the Plan occurs, or (3) the Participant’s employment terminates, whichever is latest. 
  

	1.21 	TOP HEAVY STATUS 

  

	 	(a)	The Plan shall be subject to the Top-Heavy Plan requirements of Article 15 (check one): 

  

	 	(1)     ̈	for each Plan Year, whether or not the Plan is a “top-heavy plan” as defined in Subsection 15.01(f). 

  

	 	(2)    þ	for each Plan Year, if any, for which the Plan is a “top-heavy plan” as defined in Subsection 15.01(f). 

  

	 	(3)     ̈	Not applicable. (Choose only if Plan covers only employees subject to a collective bargaining agreement.) 

  

	 	(b)	In determining whether the Plan is a “top-heavy plan” for an Employer with at least one defined benefit plan, the following assumptions shall apply:

  

	 	(1)    þ	Interest rate: 7% per annum. 

  

	 	(2)    þ	Mortality table: UP84. 

  

	 	(3)     ̈	Not applicable. (Choose only if either (A) Plan covers only employees subject to a collective bargaining agreement or (B) Employer does not maintain and has not maintained any
defined benefit plan during the five-year period ending on the applicable “determination date”, as defined in Subsection 15.01(a).) 

  

	 	(c)	If the Plan is or is treated as a “top-heavy plan” for a Plan Year, each non-key Employee shall receive an Employer Contribution of at least 3.0) (3, 4, 5, or 7
1/2)% of Compensation for the Plan Year in accordance with Section 15.03. The minimum Employer Contribution provided in this Subsection 1.21(c) shall be made under this Plan only if the Participant is not entitled to such contribution under another
qualified plan of the Employer, unless the Employer elects otherwise below: 

  

	 	(1)     ̈	The minimum Employer Contribution shall be paid under this Plan in any event. 

  

 21 

	 	(2)     ̈	Another method of satisfying the requirements of Code Section 416. Please complete the 416 Contribution Addendum to the Adoption Agreement describing the way in which the
minimum contribution requirements will be satisfied in the event the Plan is or is treated as a “top-heavy plan”. 

  

	 	(3)     ̈	Not applicable. (Choose only if Plan covers only employees subject to a collective bargaining agreement.) 

  
 Note: The minimum Employer contribution may be less than the
percentage indicated in Subsection 1.21(c) above to the extent provided in Section 15.03. 
  

	 	(d)	If the Plan is or is treated as a “top-heavy plan” for a Plan Year, the following vesting schedule shall apply instead of the schedule(s) elected in Subsection
1.15(b) for such Plan Year and each Plan Year thereafter (check one): 

  

	 	(1)     ̈	Not applicable. (Choose only if either (A) Plan provides for Nonelective Employer Contributions and the schedule elected in Subsection 1.15(b)(1) is at least as favorable in
all cases as the schedules available below or (B) Plan covers only employees subject to a collective bargaining agreement.) 

  

	 	(2)    þ	100% vested after 0 (not in excess of 3) years of Vesting Service. 

  

	 	(3)     ̈	Graded vesting: 

  

						
	 Years of Vesting Service

	  	Vesting
Percentage

	  	Must be
at Least

	 
	 0
	  	 	  	0	%
	 1
	  	 	  	0	%
	 2
	  	 	  	20	%
	 3
	  	 	  	40	%
	 4
	  	 	  	60	%
	 5
	  	 	  	80	%
	 6 or more
	  	 	  	100	%

  
 Note: If the
Plan provides for Nonelective Employer Contribution and the schedule elected in Subsection 1.15(b)(1) is more favorable in all cases than the schedule in subsection 1.21(d) above, then the schedule in Subsection 1.15(b)(1) shall continue to apply
even in Plan Years in which the Plan is a “top-heavy plan”. 
  

	1.22	CORRECTION TO MEET 415 REQUIREMENTS UNDER MULTIPLE DEFINED CONTRIBUTION PLANS 

  
 If the Employer maintains other defined contribution plans, annual to a Participant’s Account shall be limited as
provided in Section 6.12 of the Plan to meet the requirements of Code Section 415, unless the Employer elects otherwise below and completes the 415 Correction Addendum describing the order in which annual additions shall be limited among the plans.

  

 22 

	 	(a)     ̈	Other Order for Limiting Annual Additions 

  

	1.23 	INVESTMENT DIRECTION 

  
 Investment Directions - Participant Accounts shall be invested (check one): 
  

	 	(a)     ̈	in accordance with the investment directions provided to the Trustee by the Employer for allocating all Participant Accounts among the Options listed in the Service
Agreement. 

  

	 	(b)    þ	in accordance with the investment directions provided to the Trustee by each Participant for allocating his entire Account among the Options listed in the Service Agreement.

  

	 	(c)     ̈	in accordance with the investment directions provided to the Trustee by each Participant for all contribution sources in his Account, except that the following sources shall be
invested in accordance with the investment directions provided by the Employer (check (1) and/or (2)): 

  

	 	(1)     ̈	Nonelective Employer Contributions 

  

	 	(2)     ̈	Matching Employer Contributions 

  
 The Employer must direct the applicable sources among the same investment options made available for Participant directed sources listed in the Service
Agreement. 
  

	1.24 	RELIANCE ON OPINION LETTER 

  
 An adopting Employer may rely on the opinion letter issued by the Internal Revenue Service as evidence that this Plan is qualified under Code Section 401
only to the extent provided in Announcement 2001-77, 2001-30 I.R.B. The Employer may not rely on the opinion letter in certain other circumstances or with respect to certain qualification requirements, which are specified in the opinion letter
issued with respect to this Plan and in Announcement 2001-77. In order to have reliance in such circumstances or with respect to such qualification requirements, application for a determination letter must be made to Employee Plans Determinations of
the Internal Revenue Service. Failure to fill out the Adoption Agreement properly may result in disqualification of the Plan. 
  
 This Adoption Agreement may be used only in conjunction with Fidelity Basic Plan Document No. 02. The Prototype Sponsor shall inform the adopting Employer
of any amendments made to the Plan or of the discontinuance or abandonment of the prototype plan document. 
  

	1.25 	PROTOTYPE INFORMATION: 

  
 Name of Prototype Sponsor:                    
Fidelity Management & Research Company 
  
 Address of
Prototype Sponsor:         82 Devonshire Street 
  
                                        
     Boston, MA 02109 
  
 Questions
regarding this prototype document may be directed to the following telephone number: 
 1-800-343-9184. 
  

 23 

 EXECUTION PAGE 
 (Fidelity’s Copy) 
  
 IN WITNESS
WHEREOF, the Employer has caused this Adoption Agreement to be executed this              day of
                                    ,
                    . 
  

			
	Employer:    	 	 
		
	By:	 	 
		
	Title:	 	 

  

			
		
	Employer:    	 	 
		
	By:	 	 
		
	Title:	 	 

  

									
				
	Accepted by:	 	 	 	 	 	 
				
	Fidelity Management Trust Company, as Trustee	 	 	 	 	 	 
					
	By:	 	 	 	 	 	Date:	 	 
					
	Title:    	 	 	 	 	 	 	 	 

  

 24 

 EXECUTION PAGE 
 (Employer’s Copy) 
  
 IN WITNESS
WHEREOF, the Employer has caused this Adoption Agreement to be executed this              day of
                                    ,
                    . 
  

			
	Employer:    	 	 
		
	By:	 	 
		
	Title:	 	 

  

			
		
	Employer:    	 	 
		
	By:	 	 
		
	Title:	 	 

  

									
				
	Accepted by:	 	 	 	 	 	 
				
	Fidelity Management Trust Company, as Trustee	 	 	 	 	 	 
					
	By:	 	 	 	 	 	Date:	 	___________________
					
	Title:    	 	 	 	 	 	 	 	 

  

 25 

 AMENDMENT EXECUTION PAGE 
  
 This page is to be completed in the event the Employer modifies any prior election(s) or makes a new election(s) in this
Adoption Agreement. Attach the amended page(s) of the Adoption Agreement to this execution page. 
  
 The following section(s) of the Plan are hereby amended effective as of the date(s) set forth below: 
  

					
	 Section Amended

	 	 Page

	 	 Effective Date

	 	 	 	 	 
	 	 	 	 	 
	 	 	 	 	 
	 	 	 	 	 
	 	 	 	 	 
	 	 	 	 	 
	 	 	 	 	 

  
 IN
WITNESS WHEREOF, the Employer has caused this Amendment to be executed this              day of
                        ,             . 
  

									
					
	Employer:    	 	 	 	 	 	Employer:    	 	 
					
	By:	 	 	 	 	 	By:	 	 
					
	Title:	 	 	 	 	 	Title:	 	 
				
	Accepted by:	 	 	 	 	 	 
				
	Fidelity Management Trust Company, as Trustee	 	 	 	 	 	 
				
	By:	 	 	 	 	 	Date: ___________________
					
	Title:	 	 	 	 	 	 	 	 

  

 26 

 ADDENDUM 
  

Re: SPECIAL EFFECTIVE DATES 
 for

  
 Plan Name: 401(k) Incentive Savings Plan for Salaried and Hourly
Employees of Kewaunee Scientific Corporation 
  

					
	(a)	  	    þ    	 	Special Effective Dates for Other Provisions - The following provisions (e.g., new eligibility requirements, new contribution formula, etc.) shall be effective as of the
dates specified herein:
			
	 	  	 	 	The following vesting schedule applies to Participants who were terminated or retired before 5/1/05 for the Pre 5/1/05 ER Match source: 0-1 years of
service=0%, 1-2 yrs.=0%, 2-3 yrs.=20%, 3-4yrs.=40%, 4-5yrs=60%, 5-6yrs.=80%, 6 or more yrs.=100%. - Effective: 05/01/2005
			
	 	  	 	 	 
			
	 	  	 	 	 
			
	 	  	 	 	 
			
	 	  	 	 	 
			
	 	  	 	 	 
			
	(b)	  	     ̈    	 	Plan Merger Effective Dates - The following plan(s) were merged into the Plan after the Effective Date indicated in Subsection 1.01(g)(1) or (2), as applicable. The provisions of
the Plan are effective with respect to the merged plan(s) as of the date(s) indicated below:
			
	 	  	    (1)    	 	Name of merged plan:    
                                        
                                        
                                        
                                
			
	 	  	 	 	_________________________________________________________________________________________________
			
	 	  	 	 	_________________________________________________________________________________________________
			
	 	  	 	 	Effective date:    
                                        
                                    

  

 27 

	 	(2)    Name	of merged plan:        ____________________________________________________________________________ 

  
           ___________________________________________________________________________________________________ 
  
           ___________________________________________________________________________________________________ 
  
   Effective date:        ______________________________ 
  

	 	(3)    Name	of merged plan:        ____________________________________________________________________________ 

  
           ___________________________________________________________________________________________________ 
  
           ___________________________________________________________________________________________________ 
  
   Effective date:        ______________________________ 
  

	 	(4)    Name	of merged plan:        ____________________________________________________________________________ 

  
           ___________________________________________________________________________________________________ 
  
           ___________________________________________________________________________________________________ 
  
   Effective date:        ______________________________ 
  

	 	(5)    Name	of merged plan:        ____________________________________________________________________________ 

  
           ___________________________________________________________________________________________________ 
  
           ___________________________________________________________________________________________________ 
  
   Effective date:        _______________________________ 
  

 28 

 ADDENDUM 
  

Re: SAFE HARBOR MATCHING EMPLOYER CONTRIBUTION 
 for 
  
 Plan Name: 401(k)
Incentive Savings Plan for Salaried and Hourly Employees of Kewaunee Scientific Corporation 
  

	(a)	Safe Harbor Matching Employer Contribution Formula 

  
 Note: Matching Employer Contributions made under this Option must be 100% vested when made and may only be distributed because of death,
disability, separation from service, age 59 1/2, or termination of the Plan without the establishment of a successor plan. In addition, each Plan Year, the Employer must provide written notice to all Active Participants of their rights and
obligations under the Plan. 
  

	 	(1)     ̈	100% of the first 3% of the Active Participant’s Compensation contributed to the Plan and 50% of the next 2% of the Active Participant’s Compensation contributed to the
Plan. 

  

	 	(A)     ̈	Safe harbor Matching Employer Contributions shall not be made on behalf of Highly Compensated Employees. 

  
 Note: If the Employer selects this formula and does not elect
Option 1.10(b), Additional Matching Employer Contributions, Matching Employer Contributions will automatically meet the safe harbor contribution requirements for deemed satisfaction of the “ACP” test. (Employee Contributions must still be
tested.) 
  

	 	(2)     ̈	Other Enhanced Match: 

  
         % of the first         % of the Active
Participant’s Compensation contributed to the plan, 
  
         % of the next          % of the Active Participant’s Compensation contributed to the plan, 
  
         % of the next
         % of the Active Participant’s Compensation contributed to the plan. 
  
 Note: To satisfy the safe harbor contribution requirement for the “ADP” test, the percentages specified above for Matching Employer
Contributions may not increase as the percentage of Compensation contributed increases, and the aggregate amount of Matching Employer Contributions at such rates must at least equal the aggregate amount of Matching Employer Contributions which would
be made under the percentages described in (a)(1) of this Addendum. 
  

	 	(A)     ̈	Safe harbor Matching Employer Contributions shall not be made on behalf of Highly Compensated Employees. 

  

 29 

	 	(B)     ̈	The formula specified above is also intended to satisfy the safe harbor contribution requirement for deemed satisfaction of the “ACP” test with respect to Matching
Employer Contributions. (Employee Contributions must still be tested.) 

  
 Note: To satisfy the safe harbor contribution requirement for the “ACP” test, the Deferral Contributions and/or Employee Contributions matched cannot exceed 6% of a Participant’s
Compensation. 
  

 30 

 ADDENDUM 
  

Re: SAFE HARBOR NONELECTIVE EMPLOYER CONTRIBUTION 
 for 
  
 Plan Name: 401(k)
Incentive Savings Plan for Salaried and Hourly Employees of Kewaunee Scientific Corporation 
  

	(a)	Safe Harbor Nonelective Employer Contribution Election 

  

	 	(1)     ̈	For each Plan Year, the Employer shall contribute for each eligible Active Participant an amount equal to
            % (not less than 3% nor more than 15%) of such Active Participant’s Compensation. 

  

	 	(2)     ̈	The Employer may decide each Plan Year whether to amend the Plan by electing and completing (A) below to provide for a contribution on behalf of each eligible Active Participant in
an amount equal to at least 3% of such Active Participant’s Compensation. 

  
 Note: An Employer that has selected Subsection (a)(2) above must amend the Plan by electing (A) below and completing the Amendment Execution Page no later than 30 days prior to the end of each Plan Year for
which safe harbor Nonelective Employer Contributions are being made. 
  

	 	(A)     ̈	For the Plan Year beginning             , the Employer shall contribute for each eligible Active Participant an
amount equal to % (not less than 3% nor more than 15%) of such Active Participant’s Compensation. 

  
 Note: Safe harbor Nonelective Employer Contributions must be 100% vested when made and may only be distributed because of death, disability,
separation from service, age 59 1/2, or termination of the Plan without the establishment of a successor plan. In addition, each Plan Year, the Employer must provide written notice to all Active Participants of their rights and obligations under the
Plan. 
  

	(b)     ̈	Safe harbor Nonelective Employer Contributions shall not be made on behalf of Highly Compensated Employees. 

  

	(c)     ̈	In conjunction with its election of the safe harbor described above, the Employer has elected to make Matching Employer Contributions under Subsection 1.10 that are intended to meet
the requirements for deemed satisfaction of the “ACP” test with respect to Matching Employer Contributions. 

  

 31 

 ADDENDUM 
  

Re: PROTECTED IN-SERVICE WITHDRAWALS 
 for 
  
 Plan Name: 401(k) Incentive Savings Plan for
Salaried and Hourly Employees of Kewaunee Scientific Corporation 
  

	(a)	Restrictions on In-Service Withdrawals of Amounts Held for Specified Period - The following restrictions apply to in-service withdrawals made in accordance with
Subsection 1.18(d)(l)(A) (cannot include any mandatory suspension of contributions restriction): 

  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  

	(b)	Restrictions on In-Service Withdrawals Because of Participation in Plan for 60 or More Months - The following restrictions apply to in-service withdrawals made
in accordance with Subsection 1.18(d)(l)(B) (cannot include any mandatory suspension of contributions restriction): 

  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  

	(c)     ̈	Other In-Service Hardship Withdrawal Provisions - In-service hardship withdrawals are permitted from a Participant’s Deferral Contributions Account and the other
sub-accounts specified below, subject to the conditions otherwise applicable to hardship withdrawals from a Participant’s Deferral Contributions Account: 

  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  

 32 

	(d)     ̈	Other In-Service Withdrawal Provisions - In-service withdrawals from a Participant’s Accounts specified below shall be available to Participants who
satisfy the requirements also specified below: 

  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  

	 	(1)     ̈	The following restrictions apply to a Participant’s Account following an in-service withdrawal made pursuant to (d) above (cannot include any mandatory suspension of
contributions restriction): 

  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  
 ______________________________________________________________________________________________________ 
  

 33 

 ADDENDUM 
  

Re: FORMS OF PAYMENT 
 for

  
 Plan Name: 401(k) Incentive Savings Plan for Salaried and Hourly
Employees of Kewaunee Scientific Corporation 
  

	(a)	The following optional forms of annuity will continue to be offered under the Plan: 

  

	(b)	The forms of payment described in Section 1.19(b), (c) and/or (d) apply to the following class(es) of Participants: 

  
  
  
 Note: Please indicate if different classes of Participants are subject to different forms of payment. 
  

	(c)	The following forms of payment were previously available under the Plan but will be eliminated as of the date specified in subsection (4) below (check the applicable (box(es) and
complete (4)): 

  

	 	(1)     ̈	Installment Payments. 

  

	 	(2)    þ	Annuities. 

  

	 	(A)     ̈	The normal form of payment under the Plan was a lump sum and all optional annuity forms of payment not listed under Section 1.19(c)(2)(A)(i) are eliminated. The eliminated forms of
payment include the following: 

  

	 	(B)    þ	The normal form of payment under the Plan was a life annuity and all annuity forms of payment not listed under Section 1.19(c)(2)(B) are eliminated. (Complete (i) and (ii)
and, if applicable, (iii).) 

  

	 	(i)	The normal form for married Participants was a qualified joint and 50% (at least 50%) survivor annuity. The normal form for unmarried Participants was a single
life annuity, unless a different form is specified below: 

  

	 	(ii)	The qualified preretirement survivor annuity provided to a Participant’s spouse was purchased with 100% (at least 50%) of the Participant’s Account.

  

 34 

	 	(iii)	The other annuity form(s) of payment previously available under the Plan included the following: 

  

	 	(3)     ̈	Other Non-Annuity Forms of Payment. All other non-annuity forms of payment that are not listed in Section 1.19(d) but that were previously available under the Plan are
eliminated. The eliminated non-annuity forms of payment include the following: 

  

	 	(4)	The form(s) of payment described in this Subsection (c) will not be offered to Participants who have an Annuity Starting Date which occurs on or after 02/10/2003 (cannot
be earlier than September 6, 2000). Notwithstanding the date entered above, the forms of payment described in this Subsection (c) will continue to be offered to Participants who have an Annuity Starting Date that occurs (1) within 90 days
following the date the Employer provides affected Participants with a summary that satisfies the requirements of 29 CFR 2520.104b-3 and that notifies them of the elimination of the applicable form(s) of payment, but (2) no later than the first day
of the second Plan Year following the Plan Year in which the amendment eliminating the applicable form(s) of payment is adopted. 

  

 35 

 ADDENDUM 
  

Re: VESTING SCHEDULE 
 for

  
 Plan Name: 401(k) Incentive Savings Plan for Salaried and Hourly
Employees of Kewaunee Scientific Corporation 
  

	(a)	More Favorable Vesting Schedule 

  

	 	(1)	The following vesting schedule applies to the class of Participants described in (a)(2) below: 

  
  
  
  

	 	(2)	The vesting schedule specified in (a)(1) above applies to the following class of Participants: 

  

	(b)    	 ̈     Additional
Vesting Schedule 

  

	 	(1)	The following vesting schedule applies to the class of Participants described in (b)(2) below: 

  
  
  
  

	 	(2)	The vesting schedule specified in (b)(1) above applies to the following class of Participants: 

  

 36 

 ADDENDUM 
  

Re: POSTPONED DISTRIBUTIONS 
 for

  
 Plan Name: 401(k) Incentive Savings Plan for Salaried and Hourly
Employees of Kewaunee Scientific Corporation 
  
 Postponement of Certain
Distributions to Eligible Participants - The types of distributions specified below to eligible Participants of their vested interests in their Accounts shall be postponed for the period also specified below: 
  
  
  
  
 Notwithstanding the foregoing, if the Employer selected an Early Retirement Age in Subsection
1.14(b) that is the later of an attained age or completion of a specified number of years of Vesting Service, any Participant who terminates employment on or after completing the required number of years of Vesting Service, but before attaining the
required age shall be eligible to commence distribution of his vested interest in his Account upon attaining the required age. 
  

 37 

 ADDENDUM 
  

Re: 415 CORRECTION 
 for

  
 Plan Name: 401(k) Incentive Savings Plan for Salaried and Hourly
Employees of Kewaunee Scientific Corporation 
  

	(a)	Other Formula for Limiting Annual Additions to Meet 415 - If the Employer, or any employer required to be aggregated
with the Employer under Code Section 415, maintains any other qualified defined contribution plans or any “welfare benefit fund”, “individual medical account”, or “simplified medical account”, annual additions to such
plans shall be limited as follows to meet the requirements of Code Section 415: 

  

 38 

 ADDENDUM 
  

Re: 416 CONTRIBUTION 
 for

  
 Plan Name: 401(k) Incentive Savings Plan for Salaried and Hourly
Employees of Kewaunee Scientific Corporation 
  

	(a)	Other Method of Satisfying the Requirements of 416 - If the Employer, or any employer required to be aggregated with the Employer under Code Section 416,
maintains any other qualified defined contribution or defined benefit plans, the minimum benefit requirements of Code Section 416 shall be satisfied as follows: 

  

 39 

 THE CORPORATEPLAN FOR RETIREMENTSM (PROFIT SHARING/401(K) PLAN) 
  
 ADDENDUM TO ADOPTION AGREEMENT 
  
 FIDELITY BASIC PLAN DOCUMENT No. 02 
  
 RE: ECONOMIC GROWTH AND TAX RELIEF RECONCILIATION ACT OF 2001
(“EGTRRA”) 
 AMENDMENTS for 
  
 Plan Name: 401(k) Incentive Savings Plan for Salaried and Hourly Employees of Kewaunee Scientific Corporation 
  
 PREAMBLE 
  
 Adoption and Effective Date of Amendment. This amendment of the Plan is adopted to reflect certain provisions of the Economic
Growth and Tax Relief Reconciliation Act of 2001 (“EGTRRA”). This amendment is intended as good faith compliance with the requirements of EGTRRA and is to be construed in accordance with EGTRRA and guidance issued thereunder. Except as
otherwise provided below, this amendment shall be effective as of the first day of the first plan year beginning after December 31, 2001. 
  
 Supersession of Inconsistent Provisions. This amendment shall supersede the provisions of the Plan to the extent those provisions are inconsistent with the
provisions of this amendment. 
  

	(a)	Catch-up Contributions. The Employer must select either (1) or (2) below to indicate whether eligible Participants age 50 or older by the
end of a calendar year will be permitted to make catch-up contributions to the Plan, as described in Section 5.03(b)(1): 

  

	 	(1)    þ	Catch-up contributions shall apply effective January 1, 2002, unless a later effective date is specified herein,
            . 

  

	 	(2)     ̈	Catch-up contributions shall not apply. 

  
 Note: The Employer must not select (a)(1) above unless all plans of all employers treated, with the Employer, as a single employer
under subsections (b), (c), (m), or (o) of Code Section 414 also permit catch up contributions (except a plan maintained by the Employer that is qualified under Puerto Rico law), as provided in Code Section 414(v)(4) and IRS guidance issued
thereunder. The effective date applicable to catch-up contributions must likewise be consistent among all plans described immediately above, to the extent required in Code Section 414(v)(4) and IRS guidance issued thereunder. 
  

	(b)	Plan Limit on Elective Deferral for Plans Permitting Catch-up Contributions. This Section (b) is inapplicable if the Plan converted to this
Fidelity document from any other document effective after April 1, 2002. 

  
 For Plans that permit catch-up contributions beginning on or before April 1, 2002, pursuant to (a)(1) above, the 60% Plan Limit described in Section 5.03(b)(2) shall apply beginning April 1, 2002, unless (b)(1) or
(b)(2) is selected below. For Plans that permit catch up contributions beginning after April 1, 2002, pursuant to (a)(1) above, the Plan Limit set out in Section 1.07(a)(1) shall continue to apply unless and until the Employer’s election in
(b)(2) below, if any, provides for a change in the Plan Limit. 
  

	 	(1)     ̈	The Plan Limit set out in Section 1.07(a)(1) shall continue to apply on and after April 1, 2002. 

  

	 	(2)     ̈	The Plan Limit set out in Section 1.07(a)(1) shall continue to apply until                 
(cannot be before April 1, 2002), and the Plan Limit after that date shall be         % of Compensation each payroll period. 

  

	(c)	 Matching Employer Contributions on Catch-up Contributions. The Employer must select the box below only if the Employer selected (a)(1)
above, and the Employer wants to provide Matching Employer Contributions on catch-up 

  

 1 

	 	 
contributions. In that event, the same rules that apply to Matching Employer Contributions on Deferral Contributions other than catch-up contributions will
apply to Matching Employer Contributions on catch-up contributions. 

  

	 	 ̈	Notwithstanding anything in 2.01(1) to the contrary, Matching Employer Contributions under Section 1.10 shall apply to catch-up contributions described in Section 5.03(b)(1).

  

	(d)	Vesting of Matching Employer Contributions. Complete this section (d) only if the vesting schedule for Matching Employer Contributions
under the Plan must be amended to comply with EGTRRA. This is the case if, in the absence of an amendment, the vesting schedule for Matching Employer Contributions would not be at least as rapid as Three-Year Cliff or Six-Year Graded Vesting,
effective for Participants with at least one Hour of Service on or after the first Plan Year beginning after December 31, 2001, subject to the rule described in (2) below. Complete (d)(1) to specify the new vesting schedule; any vesting schedule
changes must conform to the requirements of Section 16.04 of the Plan. Only complete (d)(2) if your Plan is maintained pursuant to a collective bargaining agreement ratified by June 7, 2001. Complete (d)(3) if the Employer wants to apply the vesting
schedule selected in (d)(1) to only the portion of a Participant’s accrued benefits derived from Matching Employer Contributions for Plan Years beginning after December 31, 2001. 

  

	 	(1)	Vesting Schedule for Matching Employer Contributions. Unless the Employer checks the box in (d)(3) of this EGTRRA Amendments Addendum, the Vesting
Schedule set forth below shall apply to all accrued benefits derived from Matching Employer Contributions for Participants who complete an Hour of Service under the Plan in a Plan Year beginning after December 31, 2001, regardless of the Plan Year
for which such contributions are made, subject to the Employer’s election of a later effective date as indicated in (d)(2) below: 

  

	 	 ̈	100% Vesting immediately 

  

	 	 ̈	3-Year Cliff (see C below) 

  

	 	 ̈	6-Year Graded (see E below) 

  

	 	 ̈	Other Vesting Schedule (complete G3 below, but must be at least as favorable as either C or E) 

  
 Applicable Vesting Schedule 
  

										
	 Years of
 Vesting Service

	  	C

	 	 	E

	 	 	G3

	 
	 0
	  	0	%	 	0	%	 	__	%
	 1
	  	0	%	 	0	%	 	__	%
	 2
	  	0	%	 	20	%	 	__	%
	 3
	  	100	%	 	40	%	 	__	%
	 4
	  	100	%	 	60	%	 	__	%
	 5
	  	100	%	 	80	%	 	__	%
	 6 or more
	  	100	%	 	100	%	 	100	%

  

	 	(2)	Delayed Effective Date for Plans Subject to Collective Bargaining. If the plan is maintained pursuant to one or more collective bargaining agreements
ratified by June 7, 2001, the effective date for faster vesting of Matching Employer Contributions for Participants covered by such a collective bargaining agreement can be delayed by checking the box below and inserting the effective date, which is
the first day of the first Plan Year beginning on or after the earlier of (i) January 1, 2006, or (ii) the later of the date on which the last of the collective bargaining agreements described above terminates (without regard to any extension on or
after June 7, 2001), or January 1, 2002. 

  

	 	 ̈	 The vesting schedule elected by the Employer in (d)(1) above shall apply to those Participants covered by a collective bargaining agreement(s) ratified by June 7,
2001, who have at least one Hour of Service on or after         . 

  

 2 

	 	 
Unless the Employer selects the box in (d)(3) below, the vesting schedule selected in (d)(1) above shall apply to the entire accrued benefit derived from
Matching Employer Contributions of such Participants with an Hour of Service in a Plan Year beginning on or after the date specified herein. For all other Participants, the vesting schedule shall apply as of the date and in the manner described in
(d)(1) and, where applicable, (d)(3). 

  

	 	(3)	Grandfathered Application of Prior Vesting Schedule. The Employer must check the box below only if the Employer wants to grandfather an existing vesting schedule and
apply the vesting schedule that the Employer selected in (d)(1) above to only that portion of a Participant’s accrued benefit derived from Matching Employer Contributions for Plan Years beginning after December 31, 2001, (and/or for Plan Years
beginning on or after the date specified in (d)(2), for any Participants subject to (d)(2), if selected by the Employer). 

  

	 	 ̈	The Vesting Schedule in (d)(1) above shall apply only to the portion of a Participant’s accrued benefits derived from Matching Employer Contributions under the Plan in a Plan
Year beginning after December 31, 2001, or such later date applicable to the Participant if specified in (d)(2) above. 

  

	(e)	Rollovers of After-Tax Employee Contributions to the Plan. The Employer must mark the box below only if the Employer does
not want the Plan to accept Participant Rollover Contributions of qualified plan after-tax employee contributions, as described in Section 5.06, which would otherwise be effective for distributions after December 31, 2001:

  

	 	 ̈	Participant Rollover Contributions or direct rollovers of qualified plan after-tax employee contributions shall not be accepted by the Plan at any time.

  

	(f)	Application of the Same Desk Rule. The Employer must mark the box below only if the Employer wants to discontinue the application of the
same desk rule set forth in Section 12.01(a). 

  

	 	 ̈	Effective for distributions from the Plan after December 31, 2001, or such later date as specified herein
                , a Participant’s elective deferrals, qualified nonelective contributions and qualified matching contributions, if applicable, and earnings
attributable to such amounts shall be distributable, upon a severance from employment as described in Section 12.01(b), effective only for severances occurring after
                 (or, if no date is entered, regardless of when the severance occurred). 

  

 3 

 Amendment Execution  
  
 (Fidelity’s Copy) 
  
 IN WITNESS WHEREOF, the Employer has caused this Amendment to be executed this          day of
                    ,         . 
  

									
	Employer: 	 	 	 	 	 	Employer: 	 	 
					
	By:	 	 	 	 	 	By:	 	 
					
	 Title:
	 	 	 	 	 	 Title:
	 	 
				
	Accepted by: Fidelity Management Trust Company, as Trustee	 	 	 	 	 	 
					
	By:	 	 	 	 	 	Date:	 	 
					
	 Title:
	 	 	 	 	 	 	 	 

  

 4 

 Amendment Execution 
 (Employer’s Copy) 
  
 IN WITNESS
WHEREOF, the Employer has caused this Amendment to be executed this          day of
                    ,         . 
  

									
	Employer: 	 	 	 	 	 	Employer: 	 	 
					
	By:	 	 	 	 	 	By:	 	 
					
	 Title:
	 	 	 	 	 	 Title:
	 	 
				
	Accepted by: Fidelity Management Trust Company, as Trustee	 	 	 	 	 	 
					
	By:	 	 	 	 	 	Date:	 	 
					
	 Title:
	 	 	 	 	 	 	 	 

  

 5

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