Document:

EX-4.1

 Exhibit 4.1 

Officers’ Certificate Pursuant to 

Section 3.01 of the Indenture 

Pursuant to Section 3.01 of the Indenture dated as of January 17, 2006 (the “Indenture”), between Johnson Controls,
Inc. (the “Company”) and U.S. Bank National Association (as successor to JPMorgan Chase Bank, N.A.), as trustee (the “Trustee”), the undersigned on behalf of the Company and in their respective capacities indicated,
hereby certify that we have examined resolutions duly adopted at a meeting of the Board of Directors of the Company on January 25, 2012 and the action of authorized officers of the Company, dated June 9, 2014. Acting pursuant to such
resolutions and action, the undersigned hereby establish four series of Debt Securities by means of this Officers’ Certificate, in accordance with the provisions of Section 3.01 of the Indenture: 

The title of the four new series of Debt Securities shall be: 1.400% Senior Notes due 2017 (the “Notes due 2017”), 3.625%
Senior Notes due 2024 (the “Notes due 2024”), 4.625% Senior Notes due 2044 (the “Notes due 2044”) and 4.950% Senior Notes due 2064 (the “Notes due 2064”, and collectively with the Notes due 2017,
the Notes due 2024 and the Notes due 2044, the “Notes”). U.S. Bank National Association shall be the trustee with respect to the Notes. 

The aggregate principal amount of Notes due 2017 that may be authenticated and delivered under the Indenture (except for Notes due 2017
authenticated and delivered upon registration of transfer of, or in exchange for, or in lieu of, Notes due 2017 pursuant to Article 3, the second paragraph of Section 4.03, or Section 11.04, of the Indenture) is initially $300,000,000;
provided, however, that the Company shall have the right to reopen the Notes due 2017 and issue additional Debt Securities, which shall be part of the same series as the Notes due 2017 initially issued (except for the issue date and, in some cases,
the public offering price and the first interest payment date). 
 The aggregate principal amount of Notes due 2024 that may be
authenticated and delivered under the Indenture (except for Notes due 2024 authenticated and delivered upon registration of transfer of, or in exchange for, or in lieu of, Notes due 2024 pursuant to Article 3, the second paragraph of
Section 4.03, or Section 11.04, of the Indenture) is initially $500,000,000; provided, however, that the Company shall have the right to reopen the Notes due 2024 and issue additional Debt Securities, which shall be part of the same series
as the Notes due 2024 initially issued (except for the issue date and, in some cases, the public offering price and the first interest payment date). 

The aggregate principal amount of Notes due 2044 that may be authenticated and delivered under the Indenture (except for Notes due 2044
authenticated and delivered upon registration of transfer of, or in exchange for, or in lieu of, Notes due 2044 pursuant to Article 3, the second paragraph of Section 4.03, or Section 11.04, of the Indenture) is initially $450,000,000;
provided, however, that the Company shall have the right to reopen the Notes due 2044 and issue additional Debt Securities, which shall be part of the same series as the Notes due 2044 initially issued (except for the issue date and, in some cases,
the public offering price and the first interest payment date). 

 The aggregate principal amount of Notes due 2064 that may be authenticated and delivered under
the Indenture (except for Notes due 2064 authenticated and delivered upon registration of transfer of, or in exchange for, or in lieu of, Notes due 2064 pursuant to Article 3, the second paragraph of Section 4.03, or Section 11.04, of the
Indenture) is initially $450,000,000; provided, however, that the Company shall have the right to reopen the Notes due 2064 and issue additional Debt Securities, which shall be part of the same series as the Notes due 2064 initially issued (except
for the issue date and, in some cases, the public offering price and the first interest payment date). 
 Principal on the Notes due 2017
shall be payable on November 2, 2017; principal on the Notes due 2024 shall be payable on July 2, 2024; principal on the Notes due 2044 shall be payable on July 2, 2044; and principal on the Notes due 2064 shall be payable on
July 2, 2064. 
 The Notes due 2017 shall bear interest at a rate of 1.400% per annum, which interest shall accrue from
June 13, 2014 and shall be payable semiannually on May 2 and November 2, beginning November 2, 2014, to the persons in whose names the Notes, as applicable, are registered at the close of business on the preceding April 18
and October 18. The Notes due 2024 shall bear interest at a rate of 3.625% per annum, the Notes due 2044 shall bear interest at a rate of 4.625% per annum and the Notes due 2064 shall bear interest at a rate of 4.950% per annum,
which interest shall accrue from June 13, 2014 and shall be payable semiannually on January 2 and July 2, beginning January 2, 2015, to the persons in whose names the Notes, as applicable, are registered at the close of business
on the preceding December 18 and June 18, respectively. Interest on the Notes (as defined below) will be computed on the basis of a 360-day year of twelve 30-day months. 

The principal of and interest on each series of Notes shall initially be payable at the offices of U.S. Bank National Association (the
“Paying Agent”). 
 (a) Optional Redemption. The Company may redeem the Notes due 2017, in whole or in part, at any
time, the Notes due 2024, in whole or in part, at any time prior to April 2, 2024 (three months prior to the maturity date of the Notes due 2024), the Notes due 2044, in whole or in part, at any time prior to January 2, 2044 (six months
prior to the maturity date of the Notes due 2044) and the Notes due 2064, in whole or in part, at any time prior to January 2, 2064 (six months prior to the maturity date of the Notes due 2064). The Redemption Price for the Notes to be redeemed
on any Redemption Date will be equal to the greater of: 
 100% of the principal amount of the Notes being redeemed on that Redemption Date,
and 
 the sum of the present values of the remaining scheduled payments of principal and interest on the Notes to be
redeemed on that Redemption Date (not including any portion of such payments of interest accrued to the Redemption Date), discounted to the date of redemption on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the
applicable Treasury Rate (as defined below), plus 10 basis points, in the case of the Notes due 2017, 15 basis points, in the case of the Notes due 2024, 20 basis points, in the case of the Notes due 2044, or 25 basis points, in the case of the
Notes due 2064, 
 plus, in each case, accrued and unpaid interest on the Notes of such series being redeemed to the Redemption Date. 

  
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 In addition, at any time on or after April 2, 2024 (three months prior to the maturity date
of the Notes due 2024), with respect to the Notes due 2024, January 2, 2044 (six months prior to the maturity date of the Notes due 2044), with respect to the Notes due 2044, or January 2, 2064 (six months prior to the maturity date
of the Notes due 2064), with respect to the Notes due 2064, the Company may redeem some or all of the applicable series of Notes at its option, at a Redemption Price equal to 100% of the principal amount of the applicable Notes being redeemed, plus
accrued and unpaid interest on the Notes of such series being redeemed to the Redemption Date. If the Redemption Date falls on a day that is not a Business Day, the related payment of the Redemption Price and interest will be made on the next
Business Day as if it were made on the date such payment was due, and no interest will accrue on the amounts so payable for the period from and after such date to the next Business Day. 

Notwithstanding the foregoing, installments of interest on the Notes that are due and payable on interest payment dates falling on or prior to
a Redemption Date will be payable on the interest payment date to the registered holders as of the close of business on the relevant record date according to the Notes and the Indenture. 

As used herein: 

“Comparable Treasury Issue” means the U.S. Treasury security or securities selected by an Independent Investment Banker as
having an actual or interpolated maturity comparable to the remaining term of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of corporate debt
securities of comparable maturity to the remaining term of such Notes. 
 “Comparable Treasury Price” means, with respect
to any Redemption Date, (1) the average of five Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains
fewer than five such Reference Treasury Dealer Quotations, the average of all such quotations. 
 “Independent Investment
Banker” means one of the Reference Treasury Dealers appointed by the Company. 
 “Reference Treasury Dealer” means
(1) each of Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc. and Citigroup Global Markets Inc. (or their respective affiliates that are Primary Treasury Dealers (as defined
below)) and their respective successors and (2) one Primary Treasury Dealer selected by Wells Fargo Securities, LLC or its successor; provided, however, that if any of the foregoing shall cease to be a primary U.S. Government securities dealer
in New York City (a “Primary Treasury Dealer”), the Company will substitute therefor another Primary Treasury Dealer. 

“Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and any Redemption Date, the
average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Independent Investment Banker at
5:00 p.m., New York City time, on the third business day preceding such Redemption Date. 

  
 3 

 “Treasury Rate” means, with respect to any Redemption Date, the rate per annum
equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such
Redemption Date. The Treasury Rate will be calculated on the third business day preceding the Redemption Date. 
 Holders of Notes of any
series to be redeemed will receive notice thereof by first-class mail (and/or, to the extent permitted by applicable procedures or regulations, electronically) at least 30 and not more than 60 days prior to the date fixed for redemption, except that
redemption notices may be received more than 60 days prior to the Redemption Date if the notice is issued in connection with the defeasance or discharge of the applicable notes and/or the Indenture. Notwithstanding the foregoing, notice of any
redemption may, in the Company’s discretion, be subject to one or more conditions precedent. If fewer than all of the Notes of a series are to be redeemed, the Trustee will select, not more than 60 days prior to the Redemption Date, the
particular Notes of such series or portions thereof for redemption from the outstanding Notes of such series not previously called by such method as the Trustee deems fair and appropriate. 

(b) Tax Event Redemption. If a Tax Event occurs, the Company may redeem the Notes due 2064, in whole, but not in part, at the
Company’s option at any time within 90 days following the occurrence of such Tax Event, at a redemption price equal to 100% of the principal amount of the Notes due 2064 being redeemed, plus accrued and unpaid interest, if any, up to but not
including the Redemption Date. “Tax Event” means that the Company shall have received an opinion of nationally recognized independent tax counsel that, as a result of: 

 

	 	•	 	any amendment to or change (including any announced prospective amendment or change) in any law or treaty, or any regulation thereunder, of the United States or any of its political subdivisions or taxing authorities;

  

	 	•	 	any judicial decision, administrative action, official administrative pronouncement, ruling, regulatory procedure, regulation, notice or announcement, including any notice or announcement of intent to adopt or
promulgate any ruling, regulatory procedure or regulation, by any court, governmental agency or regulatory authority (any of the foregoing, an “Administrative or Judicial Action”); 

 

	 	•	 	any amendment to or change in any official position with respect to, or any interpretation of, an Administrative or Judicial Action or a law or regulation of the United States that differs from the previously generally
accepted position or interpretation; or 

  

	 	•	 	a threatened challenge asserted in writing in connection with an audit of the Company or any of the Company’s Subsidiaries, or a publicly-known threatened challenge asserted in writing against any other taxpayer
that has raised capital through the issuance of securities that are substantially similar to the Notes due 2064, 

 in each
case, occurring or becoming publicly-known on or after June 13, 2014, there is more than an insubstantial increase in the risk that interest payable by the Company on the Notes due 2064 is not, or within 90 days will not be, deductible, in
whole or in part, by the Company 

  
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for United States federal income tax purposes. Holders of Notes due 2064 to be redeemed following a Tax Event will receive notice thereof by first-class mail (and/or, to the extent permitted by
applicable procedures or regulations, electronically) at least 30 and not more than 60 days prior to the Redemption Date. 
 (c) Special
Mandatory Redemption. The Company shall redeem the Notes on the Special Mandatory Redemption Date if the acquisition of Air Distribution Technologies is not consummated on or prior to December 31, 2014 or the acquisition agreement is
terminated at any time prior thereto other than in connection with the consummation of the acquisition and is not otherwise amended or replaced (each such event, a “Special Mandatory Redemption Event”), at 101% of the aggregate
principal amount, plus accrued and unpaid interest on the Notes from the date of initial issuance, or the most recent date to which interest has been paid or provided for, whichever is later, to, but excluding, the Special Mandatory Redemption Date
(the “Special Mandatory Redemption Price”). The “Special Mandatory Redemption Date” means the earlier to occur of (i) January 15, 2015 (or, if such date is not a Business Day, the first Business Day
thereafter) and (ii) the 15th calendar day (or, if such date is not a Business Day, the first Business Day thereafter) following the Special Mandatory Redemption Event. The Company, either
directly or through the Trustee on the Company’s behalf, shall cause a notice of the redemption following a Special Mandatory Redemption Event to be sent, with a copy to the Trustee, not later than five Business Days after the occurrence of the
Special Mandatory Redemption Event to each Holder of Notes. Such notice will also specify the Special Mandatory Redemption Date. If the Special Mandatory Redemption Date falls on a day that is not a Business Day, the related payment of the Special
Mandatory Redemption Price and interest will be made on the next Business Day as if it were made on the date such payment was due, and no interest will accrue on the amounts so payable for the period from and after such date to the next Business
Day. 
 Upon the occurrence of a Change of Control Triggering Event (as defined below) with respect to a series of Notes, unless the Company
has exercised its right to redeem the Notes by giving irrevocable notice on or prior to the 30th day after the Change of Control Triggering Event in accordance with the Indenture, each holder of Notes will have the right to require the Company to
purchase all or a portion of such holder’s Notes pursuant to the offer described below (the “Change of Control Offer”), at a purchase price equal to 101% of the principal amount thereof plus accrued and unpaid interest, if any,
up to but not including the date of purchase (the “Change of Control Payment”), subject to the rights of holders of Notes on the relevant record date to receive interest due and owing on the relevant interest payment date. If the
Change of Control Payment Date (as defined below) falls on a day that is not a business day, the related payment of the Change of Control Payment will be made on the next business day as if it were made on the date such payment was due, and no
interest will accrue on the amounts so payable for the period from and after such date to the next business day. 
 Within 30 days following
the date upon which the Change of Control Triggering Event occurs or, at the Company’s option, prior to any Change of Control but after the public announcement of the pending Change of Control, the Company will be required to send, by first
class mail, a notice to each holder of Notes, with a copy to the Trustee, which notice will govern the terms of the Change of Control Offer. Such notice will state, among other things, the purchase date, which must be no earlier than 30 days nor
later than 60 days from the date such notice is mailed (or, in the case of a notice mailed prior to the date of consummation of a Change of Control, no earlier than 30 days nor later than 60 days from the date of the Change of Control

  
 5 

 
Triggering Event), other than as may be required by law (the “Change of Control Payment Date”). The notice, if mailed prior to the date of consummation of the Change of Control,
will state that the Change of Control Offer is conditioned on the Change of Control being consummated on or prior to the Change of Control Payment Date. 

On the Change of Control Payment Date, the Company will, to the extent lawful: 

 

	 	(i)	accept or cause a third party to accept for payment all Notes or portions of Notes properly tendered pursuant to the Change of Control Offer; 

 

	 	(ii)	deposit or cause a third party to deposit with the paying agent an amount equal to the Change of Control Payment in respect of all Notes or portions of Notes properly tendered; and 

 

	 	(iii)	deliver or cause to be delivered to the Trustee the Notes properly accepted together with an Officers’ Certificate stating the aggregate principal amount of Notes or portions of Notes being repurchased.

 The Company will not be required to make a Change of Control Offer with respect to the Notes if a third party makes such an
offer in the manner, at the times and otherwise in compliance with the requirements for such an offer made by the Company and such third party purchases all the Notes properly tendered and not withdrawn under its offer. In addition, the Company will
not repurchase any Notes if there has occurred and is continuing on the Change of Control Payment Date an event of default under the Indenture, other than a default in the payment of the Change of Control Payment on the Change of Control Payment
Date. 
 The Company must comply in all material respects with the requirements of Rule 14e-1 under the Securities Exchange Act of 1934, as
amended (the “Exchange Act”), and any other securities laws and regulations thereunder to the extent those laws and regulations are applicable in connection with the repurchase of the Notes as a result of a Change of Control
Triggering Event. To the extent that the provisions of any such securities laws or regulations conflict with the Change of Control Offer provisions of the Notes, the Company will be required to comply with those securities laws and regulations and
will not be deemed to have breached the Company’s obligations under the Change of Control Offer provisions of the Notes by virtue of any such conflict. 

As used in this Section 9: 

“Change of Control” means the occurrence of any of the following after the date of issuance of the Notes: 

(1) the direct or indirect sale, lease, transfer, conveyance or other disposition (other than by way of merger or
consolidation), in one or a series of related transactions, of all or substantially all of the Company assets and the assets of the Company’s Subsidiaries taken as a whole to any “person” or “group” (as those terms are used
in Section 13(d)(3) of the Exchange Act) other than to the Company or one of the Company’s Subsidiaries, other than any such transaction or series of related transactions where holders of the Company’s Voting Stock outstanding
immediately prior thereto hold Voting Stock of the transferee Person representing a majority of the voting power of the transferee Person’s Voting Stock immediately after giving effect thereto; 

  
 6 

 (2) the consummation of any transaction (including, without limitation, any
merger or consolidation) the result of which is that any “person” or “group” (as those terms are used in Section 13(d)(3) of the Exchange Act) (other than the Company or one of the Company’s Subsidiaries) becomes the
“beneficial owner” (as defined in Rules 13d-3 and 13d-5 under the Exchange Act), directly or indirectly, of the Company’s Voting Stock representing a majority of the voting power of the Company’s outstanding Voting Stock; 

(3) the Company consolidate with, or merge with or into, any Person, or any Person consolidates with, or merges with or into,
the Company, in any such event pursuant to a transaction in which any of the Company’s outstanding Voting Stock or Voting Stock of such other Person is converted into or exchanged for cash, securities or other property, other than any such
transaction where the Company’s Voting Stock outstanding immediately prior to such transaction constitutes, or is converted into or exchanged for, Voting Stock representing a majority of the voting power of the Voting Stock of the surviving
Person immediately after giving effect to such transaction; or 
 (4) the adoption by the Company’s shareholders of a
plan relating to the Company’s liquidation or dissolution. 
 Notwithstanding the foregoing, a transaction will not be deemed to
involve a change of control under clause (2) above if (1) the Company becomes a direct or indirect wholly-owned Subsidiary of a holding company and (2)(A) the direct or indirect holders of the Voting Stock of such holding company
immediately following that transaction are substantially the same as the holders of the Company’s Voting Stock immediately prior to that transaction or (B) immediately following that transaction no person (as that term is used in
Section 13(d)(3) of the Exchange Act) (other than a holding company satisfying the requirements of this sentence) is the beneficial owner, directly or indirectly, of more than 50% of the Voting Stock of such holding company. 

“Change of Control Triggering Event” means, with respect to the applicable series of Notes, the Notes cease to be
rated Investment Grade by each of the Rating Agencies on any date during the period (the “Trigger Period”) commencing 60 days prior to the first public announcement by the Company of any Change of Control (or pending Change of
Control) and ending 60 days following consummation of such Change of Control (which Trigger Period will be extended following consummation of a Change of Control for so long as any of the Rating Agencies has publicly announced that it is considering
a possible ratings change). However, a Change of Control Triggering Event otherwise arising by virtue of a particular reduction in rating shall not be deemed to have occurred in respect of a particular Change of Control (and thus shall not be deemed
a Change of Control Triggering Event for purposes of the definition of Change of Control Triggering Event) if the Rating Agencies making the reduction in rating to which this definition would otherwise apply do not announce or publicly confirm or
inform the Trustee in writing at the Company’s request that the reduction was the result, in whole or in part, of any event or circumstance comprised of or arising as a result of, or in respect of, the applicable Change of Control (whether or
not the applicable Change of Control shall have occurred at the time of the Change of Control Triggering Event). If a Rating Agency is not providing a rating for such Notes at the commencement of any Trigger Period, the Notes will be deemed to have
ceased to be rated Investment Grade by such Rating Agency during that Trigger Period. 

  
 7 

 Notwithstanding the foregoing, no Change of Control Triggering Event will be deemed to have
occurred in connection with any particular Change of Control unless and until such Change of Control has actually been consummated. 

“Investment Grade” means a rating of Baa3 or better by Moody’s (or its equivalent under any successor rating
category of Moody’s) and a rating of BBB- or better by S&P (or its equivalent under any successor rating category of S&P), and the equivalent investment grade credit rating from any replacement rating agency or rating agencies selected
by the Company under the circumstances permitting the Company to select a replacement rating agency and in the manner for selecting a replacement rating agency, in each case as set forth in the definition of “Rating Agency.” 

“Moody’s” means Moody’s Investors Service, Inc., a subsidiary of Moody’s Corporation, and its
successors. 
 “Person” means any individual, corporation, partnership, limited liability company, business trust,
association, joint-stock company, joint venture, trust, incorporated or unincorporated organization or government or any agency or political subdivision thereof. 

“Rating Agency” means each of Moody’s and S&P; provided, that if any of Moody’s or S&P ceases
to provide rating services to issuers or investors, we may appoint another “nationally recognized statistical rating organization” as defined under Section 3(a)(62) of the Exchange Act as a replacement for such Rating Agency;
provided, that the Company shall give notice of such appointment to the Trustee. 
 “S&P” means
Standard & Poor’s Ratings Services, a division of The McGraw-Hill Companies, Inc., and its successors. 
 “Voting
Stock” of any specified Person as of any date means the capital stock of such Person that is at the time entitled to vote generally in the election of the board of directors of such Person. 

The Events of Default of Section 7.01 of the Indenture will apply to the Notes, except as otherwise described below. For a description of
the Events of Default of Section 7.01 of the Indenture, see “Description of the Debt Securities—Events of Default” in the Prospectus dated February 22, 2012 (the “Prospectus”). In lieu of the fifth Event of Default
specified in that section of the Prospectus, the following Event of Default will apply to the Notes: 
 Ÿ an Event of Default with respect to any other series of debt securities issued under the Indenture or an uncured or unwaived
failure to pay principal of or interest on any of the Company’s other obligations for borrowed money beyond any period of grace with respect thereto if: (a) the aggregate principal amount of any such obligation is in excess of
$200,000,000; and (b) the default in payment is not being contested in good faith and by appropriate proceedings. 

  
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 The definitions of Article One of the Indenture will apply to the Notes, except to the extent the
definitions set forth below differ from such Indenture definitions. For a description of the definitions of Article One of the Indenture, see “Description of the Debt Securities—Covenants Applicable to Senior Debt Securities—Certain
Definitions” in the Prospectus. 
 “corporation” means, unless the context requires otherwise, any Person other
than an individual. 
 The Notes shall not be entitled to any sinking fund. 

The Notes shall be issuable in United States dollars. 

Section 13.02 of the Indenture shall apply to the Notes. 

Payments of principal of and interest on the Notes shall be payable in United States dollars. 

The Notes shall be issued in the form of fully registered Global Debt Securities in the forms attached hereto as Annex A, Annex
B, Annex C and Annex D which will be deposited with the Trustee as custodian for the Depository Trust Company (the “Depositary”) and registered in the name of “Cede & Co.,” as the nominee of the
Depositary. Principal of and interest payments on the Notes of each series will be made to the Depositary or its nominee. If at any time the Depositary notifies the Company that it is unwilling or unable to continue as Depositary for the Notes or if
at any time the Depositary for the Notes shall no longer be eligible or in good standing under the Exchange Act, or other applicable statute or regulation, the Company shall appoint a successor Depositary with respect to the Notes. If a successor
Depositary for the Notes is not appointed by the Company within 90 days after the Company receives notice or becomes aware of such ineligibility, the Company will issue Notes in definitive form in exchange for the Global Debt Security representing
Notes in an aggregate principal amount equal to the principal amount of the Notes represented by such Global Debt Security in exchange for the Notes represented by such Global Debt Security. 

The Notes are issuable in registered form without coupons in denominations of U.S.$2,000 and any integral multiples of U.S.$1,000 in excess
thereof. As provided in the Indenture and subject to certain limitations therein set forth, the Notes are exchangeable for a like aggregate principal amount of Notes that are of other authorized denominations. 

Furthermore, we hereby approve the forms of and authorize the execution and delivery of the Notes. 

Capitalized terms used herein which are defined in the Indenture are used herein as so defined. 

[Signature Page to Follow] 

  
 9 

 Dated: June 13, 2014 

 

			
	JOHNSON CONTROLS, INC.
		
	By:	 	 
	Name:	 	R. Bruce McDonald
	Title:	 	Executive Vice President and Chief Financial Officer
		
	By:	 	 
	Name:	 	Jerome D. Okarma
	Title:	 	Vice President, Secretary and General Counsel

 Signature page to Officers’ Certificate Pursuant to Section 3.01 of the Indenture 

  
 10 

 Annex A 

FORM OF NOTE 
 Unless
this certificate is presented by an authorized representative of the Depository Trust Company, a New York Corporation (the “Depositary”), to the Issuer or its agent for registration of transfer, exchange, or payment, and any certificate
issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of the Depositary (and any payment is made to Cede & Co. or to such other entity as is requested by an authorized
representative of the Depositary), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof Cede & Co., has an interest herein. 

 

			
	REGISTERED	 	REGISTERED

 JOHNSON CONTROLS, INC. 

1.400% SENIOR NOTES DUE 2017 

CUSIP: 478373AB9 
 ISIN:
US478373AB95 
  

			
	No. R-1	 	US$300,000,000

 JOHNSON CONTROLS, INC., a corporation duly organized and existing under the laws of the State of Wisconsin
(the “Company,” which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & Co., or registered assignees, the principal sum set forth in the
Schedule of Transfers and Exchanges in Note attached hereto, which amount shall not exceed Three Hundred Million and 00/100 Dollars ($300,000,000) on November 2, 2017, and to pay interest thereon from June 13, 2014, or from the most recent
Interest Payment Date to which interest has been paid or duly provided for, semiannually on May 2 and November 2 of each year, commencing November 2, 2014, at the rate of 1.400% per annum, until the principal hereof becomes due
and payable, and at such rate on any overdue principal and (to the extent that the payment of such interest shall be legally enforceable) on any overdue installment of interest. The interest so payable, and punctually paid or duly provided for, on
any Interest Payment Date will, as provided in such Indenture, be paid to the Person in whose name this 1.400% Note Due 2017 (this “Note,” and all of the Notes collectively referred to herein as the “Notes”) (or one or more
Predecessor Debt Securities) is registered at the close of business on the Regular Record Date for such interest, which shall be the April 18 or October 18 (whether or not a Business Day), as the case may be, next preceding such Interest
Payment Date; provided, however, that interest payable on the Interest Payment Date occurring at maturity will be paid to the person to whom principal shall be payable. Any such interest not punctually paid or duly provided for on any Interest
Payment Date shall forthwith cease to be payable to the registered Holder on such Regular Record Date by virtue of his having been such Holder, and may either be paid to the Person in whose name this Note (or one or more Predecessor Debt Securities)
is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Trustee, notice whereof shall be given to Holders of Notes not more than 15 days and not less than 10 days prior

  
 Annex A-1 

 
to such Special Record Date, or be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange on which the Notes may be listed, and upon such
notice as may be required by such exchange, all as more fully provided in said Indenture. 
 This is one of the Debt Securities of the
series designated herein issued under the within-mentioned Indenture. 
 Dated: June 13, 2014 

 

			
	U.S. Bank National Association,
	    As Trustee
		
	By:	 	  

		 	Authorized Officer

  
 Annex A-2 

 Payments of interest will be made by wire transfer of immediately available funds. Principal and
any premium and interest payable at Maturity will be paid in immediately available funds upon surrender of such Note at the office of a Paying Agent in The City of New York, New York or at such other office or agency as the Company may designate.

 Unless the certificate of authentication herein has been duly executed by the Trustee referred to herein by manual signature, this Note
shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 
 This Note is one of a duly authorized
issue of securities of the Company (the “Debt Securities”), issued or to be issued in one or more series under an indenture, dated as of January 17, 2006 (the “Base Indenture”), between the Company and U.S. Bank National
Association (the “Trustee,” which term includes any successor Trustee under the Base Indenture) to which Base Indenture, together with all indentures supplemental to the Base Indenture and the Officers’ Certificates under
Section 3.01 of the Base Indenture setting forth the form and terms of the Notes (the Base Indenture as so supplemented, “the Indenture”), reference is hereby made for a statement of the respective rights, limitations of rights,
duties and immunities thereunder of the Company, the Trustee and the Holders of the Notes and of the terms upon which the Notes are, and are to be, authenticated and delivered. This Note is one of the series designated on the face hereof limited in
aggregate principal amount to $300,000,000, except that the Company may, without the consent of the Holders, “reopen” the series and issue more notes that have the same ranking, interest rate, maturity date and other terms as this Note.

 All or a portion of the Notes may be redeemed by the Company at any time or from time to time. The Redemption Price for the Notes to be
redeemed on any Redemption Date will be equal to the greater of (i) 100% of the principal amount of the Notes being redeemed on the Redemption Date and (ii) the sum of the present values of the remaining scheduled payments of principal and
interest on the Notes being redeemed on that Redemption Date (not including any portion of any payments of interest accrued to the Redemption Date), discounted to the Redemption Date on a semi-annual basis (assuming a 360-day year consisting of
twelve 30-day months) at the Treasury Rate (as defined below), plus 10 basis points, plus in either of case (i) or (ii) above, accrued and unpaid interest on the Notes being redeemed to the Redemption Date. Holders of Notes to be redeemed
will receive notice thereof by first-class mail (and/or, to the extent permitted by applicable procedures or regulations, electronically) at least 30 and not more than 60 days prior to the Redemption Date, except that redemption notices may be
received more than 60 days prior to the Redemption Date if the notice is issued in connection with the defeasance or discharge of the applicable notes and/or the Indenture. Notwithstanding the foregoing, notice of any redemption may, in the
Company’s discretion, be subject to one or more conditions precedent. If fewer than all of the Notes are to be redeemed, the Trustee will select, not more than 60 days prior to the Redemption Date, the particular Notes or portions thereof for
redemption from the outstanding not previously called by such method as the Trustee deems fair and appropriate. 
 The Company shall redeem
the Notes if the acquisition of Air Distribution Technologies is not consummated on or prior to December 31, 2014 or the acquisition agreement is terminated at any time prior thereto other than in connection with the consummation of the
acquisition and is not otherwise amended or replaced, at 101% of the aggregate principal amount, plus accrued and unpaid interest on the Notes to the Redemption Date. 

  
 Annex A-3 

 For the purposes of determining the Redemption Price, “Treasury Rate” means, with
respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount)
equal to the Comparable Treasury Price for such Redemption Date. The Treasury Rate will be calculated on the third business day preceding the Redemption Date. 

“Comparable Treasury Issue” means the U.S. Treasury security or securities selected by an Independent Investment Banker as having an
actual or interpolated maturity comparable to the remaining term of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of Debt Securities of comparable
maturity to the remaining term of such Notes. 
 “Independent Investment Banker” means one of the Reference Treasury Dealers
appointed by the Company. 
 “Comparable Treasury Price” means, with respect to any Redemption Date, (1) the average of five
Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains fewer than five such Reference Treasury Dealer
Quotations, the average of all such quotations. 
 “Reference Treasury Dealer” means (1) each of Goldman, Sachs &
Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc. and Citigroup Global Markets Inc. (or their respective affiliates that are Primary Treasury Dealers (as defined below)) and their respective successors and
(2) one Primary Treasury Dealer selected by Wells Fargo Securities, LLC or its successor; provided, however, that if any of the foregoing shall cease to be a primary U.S. Government securities dealer in New York City (a “Primary Treasury
Dealer”), the Company will substitute therefor another Primary Treasury Dealer. 
 “Reference Treasury Dealer Quotations”
means, with respect to each Reference Treasury Dealer and any Redemption Date, the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of
its principal amount) quoted in writing to the Independent Investment Banker at 5:00 p.m., New York City time, on the third business day preceding the Redemption Date. 

The Company shall have no obligation to redeem or purchase the Notes pursuant to any sinking fund or analogous provision. 

Upon the occurrence of a Change of Control Triggering Event with respect to the Notes, unless the Company has exercised its right to redeem
the Notes, each Holder of Notes will have the right to require the Company to purchase all or a portion of such Holder’s Notes pursuant to a Change of Control Offer, at a purchase price equal to 101% of the principal amount thereof plus accrued
and unpaid interest, if any, up to but not including the date of purchase, subject to the rights of Holders of Notes on the relevant record date to receive interest due and owing on the relevant Interest Payment Date. The Change of Control Offer
will be made in accordance with the terms specified in the Indenture. 

  
 Annex A-4 

 With the consent of the Holders of greater than 50% in aggregate principal amount of the
Outstanding Debt Securities of each series affected by such supplemental indenture, the Company and the Trustee may enter into an indenture or indentures supplemental to the Indenture for the purpose of adding any provisions to or changing the
provisions of the Indenture or any supplement thereto or of modifying in any manner the rights of the Holders of the Debt Securities of each series under the Indenture; provided, however, that no such supplemental indenture shall (a) extend the
time or terms of payment of the principal at maturity of, or the interest on, any such series of Debt Securities, or reduce principal or premium or the rate of interest, without the consent of the Holder thereof, or (b) without the consent of
all of the Holders of any series of Debt Securities then outstanding, reduce the percentage of Debt Securities of any such series, the Holders of which are required to consent (i) to any such supplemental indenture, (ii) to rescind and
annul a declaration that the Debt Securities of any series are due and payable as a result of the occurrence of an Event of Default, (iii) to waive any past Event of Default under the Indenture and its consequences and (iv) to waive
compliance with certain other provisions contained in the Indenture. 
 The Events of Default of Section 7.01 of the Indenture will
apply to the Notes, except as otherwise described below. For a description of the Events of Default of Section 7.01 of the Indenture, see “Description of the Debt Securities—Events of Default” in the Prospectus dated
February 22, 2012 (the “Prospectus”). In lieu of the fifth Event of Default specified in that section of the Prospectus, the following Event of Default will apply to the Notes: 

• an Event of Default with respect to any other series of debt securities issued under the Indenture or an uncured or unwaived failure to
pay principal of or interest on any of the Company’s other obligations for borrowed money beyond any period of grace with respect thereto if: (a) the aggregate principal amount of any such obligation is in excess of $200,000,000; and
(b) the default in payment is not being contested in good faith and by appropriate proceedings. 
 The definitions of Article One of
the Indenture will apply to the Notes, except to the extent the definitions set forth below differ from such Indenture definitions. For a description of the definitions of Article One of the Indenture, see “Description of the Debt
Securities—Covenants Applicable to Senior Debt Securities—Certain Definitions” in the Prospectus. 
 “corporation”
means, unless the context requires otherwise, any Person other than an individual. 
 The Company and the Trustee may enter into an
indenture or indentures supplemental to the Indenture without the consent of the Holders for limited purposes specified in the Indenture. 

The Holders of greater than 50% in aggregate principal amount of the Outstanding Notes may on behalf of the Holders of all the Notes waive any
past default or Event of Default under the Indenture and its consequences except a default in the payment of principal of or premium, if any, or interest on the Notes. 

Holders of Notes may not enforce their rights pursuant to the Indenture or the Notes except as provided in the Indenture. No reference herein
to the Indenture and no provision of this Note or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of (and premium, if any) and interest on this Note at the times, place
and rate, and in the coin or currency, herein prescribed. 

  
 Annex A-5 

 The Notes are issuable only in registered form without coupons in denominations of U.S.$2,000 and
any integral multiples of U.S.$1,000 in excess thereof. As provided in the Indenture and subject to certain limitations therein set forth, Notes are exchangeable for a like aggregate principal amount of Notes that are of other authorized
denominations. 
 Notes to be exchanged shall be surrendered at any office or agency maintained by the Company for such purpose, and the
Company shall execute and the Trustee shall authenticate and deliver in exchange therefor the Notes which the Holder making the exchange shall be entitled to receive. Upon due presentment for registration of transfer of any Note at any such office
or agency, the Company shall execute and register and the Trustee shall authenticate and deliver in the name of the transferee or transferees a new Note for an equal aggregate amount. Registration or registration of transfer of any Note by the Debt
Security Registrar (initially U.S. Bank National Association) in the registry books maintained by such Debt Security Registrar in The City of New York, New York, and delivery of such Note, duly authenticated, shall be deemed to complete the
registration or registration of transfer of such Note. 
 No service charge shall be made for any exchange or registration of transfer, but
the Company or the Trustee may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. Prior to due presentment of a Note for registration of transfer, the Company, the Trustee and any agent
of the Company or the Trustee may treat the person in whose name a Note is registered as the owner for all purposes whether or not such Note be overdue and neither the Company, the Trustee nor any such agent shall be affected by notice to the
contrary. 
 Certain of the Company’s obligations under the Indenture with respect to the Notes may be terminated if the Company
irrevocably deposits with the Trustee money or eligible instruments sufficient to pay and discharge the entire indebtedness on all of the Notes, as described in the Indenture. 

This Note is in the form of a Global Security as provided in the Indenture. If at any time the Depositary notifies the Company that it is
unwilling or unable to continue as Depositary for this Note or if at any time the Depositary for the Notes shall no longer be eligible or in good standing under the Exchange Act, or other applicable statute or regulation, the Company shall appoint a
successor Depositary with respect to this Note. If a successor Depositary for this Note is not appointed by the Company within 90 days after the Company receives notice or becomes aware of such ineligibility, the Company will issue Notes in
definitive form in exchange for the Global Security representing Notes in an aggregate principal amount equal to the principal amount of this Note in exchange for this Note. 

No recourse under or upon any obligation, covenant or agreement of the Indenture, any supplemental indenture, or of any Note, or for any claim
based hereon, or otherwise in respect thereof shall be had against any incorporator, stockholder, or director, as such, past, present or future, of the Company or any Subsidiary or of any predecessor or successor corporation, either directly or
through the Company, whether by virtue of any constitution, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise, all such liabilities being, by the acceptance hereof and as part of the consideration for the issue
hereof, expressly waived and released. 

  
 Annex A-6 

 The Notes are subject to defeasance at the option of the Company as provided in the Indenture.

 All terms used in this Note which are defined in the Indenture shall have the meanings assigned to them in the Indenture. 

  
 Annex A-7 

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed under its
corporate seal. 
  

							
	Dated: June 13, 2014	 		 	JOHNSON CONTROLS, INC.
				
		 		 	By:	 	  

		 		 	Name:	 	R. Bruce McDonald
		 		 	 Title:
	 	Executive Vice President and Chief Financial Officer
	[SEAL]	 		 		 	
		 		 	Attest:
				
		 		 	By:	 	  

		 		 	Name:	 	Jerome D. Okarma
		 		 	Title:	 	Vice President, Secretary and General Counsel

  
 Annex A-8 

   

ABBREVIATIONS 
 The
following abbreviations, when used in the inscription on the face of this instrument, shall be construed as though they were written out in full according to applicable laws or regulations: 

TEN COM—as tenants in common 
 TEN
ENT—as tenants by the entireties 
 JT TEN—as joint tenants with right of survivorship and not as tenants in common 

 

							
		 	UNIF GIFT MIN ACT	  	-             Custodian            	  	
		 		  	(Cust)             (Minor)	  	
		 		  	Under Uniform Gifts to Minors Act	  	
		 		  	  
	  	
		 		  	(State)	  	

 Additional abbreviations may also be used though not in the above list. 

 
  

FOR VALUE RECEIVED, the undersigned hereby sell(s), assign(s) and transfer(s) unto 

PLEASE INSERT SOCIAL SECURITY OR 
 OTHER IDENTIFYING NUMBER OF
ASSIGNEE 
  

					
	 	 	 	 	 

 PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE 

the within Security and all rights thereunder, hereby irrevocably constituting and appointing
             attorney to transfer said Security on the books of the Company, with full power of substitution in the premises. 

 

			
	Dated:	 	
		
		 	  

		
		 	 Signature

 NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE WITHIN INSTRUMENT IN
EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. 

  
 Annex A-9 

 Schedule I 

SCHEDULE OF TRANSFERS AND EXCHANGES 

JOHNSON CONTROLS, INC. 

1.400% Senior Notes due 2017 

The initial principal amount of this Global Debt Security is Three Hundred Million Dollars ($300,000,000). The following increases or
decreases in the principal amount of this Global Debt Security have been made: 
  

									
	 Date of Exchange
	 	Amount of Decrease
in Principal Amount
of this Global Debt
Security	 	Amount of Increase
in Principal amount
of this Global Debt
Security	 	Principal Amount of
Global Debt
Security following
such Decrease or
Increase	 	Signature of
Authorized
Signature of trustee
or Custodian

  
 Annex A-10 

 Annex B 

FORM OF NOTE 
 Unless
this certificate is presented by an authorized representative of the Depository Trust Company, a New York Corporation (the “Depositary”), to the Issuer or its agent for registration of transfer, exchange, or payment, and any certificate
issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of the Depositary (and any payment is made to Cede & Co. or to such other entity as is requested by an authorized
representative of the Depositary), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof Cede & Co., has an interest herein. 

 

			
	REGISTERED	  	REGISTERED

 JOHNSON CONTROLS, INC. 

3.625% SENIOR NOTES DUE 2024 

CUSIP: 478373 AC7 
 ISIN:
US478373AC78 
  

			
	No. R-1	  	US$500,000,000

 JOHNSON CONTROLS, INC., a corporation duly organized and existing under the laws of the State of Wisconsin
(the “Company,” which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & Co., or registered assignees, the principal sum set forth in the
Schedule of Transfers and Exchanges in Note attached hereto, which amount shall not exceed Five Hundred Million and 00/100 Dollars ($500,000,000) on July 2, 2024, and to pay interest thereon from June 13, 2014, or from the most recent
Interest Payment Date to which interest has been paid or duly provided for, semiannually on January 2 and July 2 of each year, commencing January 2, 2015, at the rate of 3.625% per annum, until the principal hereof becomes due
and payable, and at such rate on any overdue principal and (to the extent that the payment of such interest shall be legally enforceable) on any overdue installment of interest. The interest so payable, and punctually paid or duly provided for, on
any Interest Payment Date will, as provided in such Indenture, be paid to the Person in whose name this 3.625% Note Due 2024 (this “Note,” and all of the Notes collectively referred to herein as the “Notes”) (or one or more
Predecessor Debt Securities) is registered at the close of business on the Regular Record Date for such interest, which shall be the December 18 or June 18 (whether or not a Business Day), as the case may be, next preceding such Interest
Payment Date; provided, however, that interest payable on the Interest Payment Date occurring at maturity will be paid to the person to whom principal shall be payable. Any such interest not punctually paid or duly provided for on any Interest
Payment Date shall forthwith cease to be payable to the registered Holder on such Regular Record Date by virtue of his having been such Holder, and may either be paid to the Person in whose name this Note (or one or more Predecessor Debt Securities)
is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Trustee, notice whereof shall be given to Holders of Notes not more than 15 days and not less than 10 days prior

  
 Annex B-1 

 
to such Special Record Date, or be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange on which the Notes may be listed, and upon such
notice as may be required by such exchange, all as more fully provided in said Indenture. 
 This is one of the Debt Securities of the
series designated herein issued under the within-mentioned Indenture. 
 Dated: June 13, 2014 

 

			
	 U.S. Bank National Association,
As Trustee

		
	By:	 	  

		 	Authorized Officer

  
 Annex B-2 

 Payments of interest will be made by wire transfer of immediately available funds. Principal and
any premium and interest payable at Maturity will be paid in immediately available funds upon surrender of such Note at the office of a Paying Agent in The City of New York, New York or at such other office or agency as the Company may designate.

 Unless the certificate of authentication herein has been duly executed by the Trustee referred to herein by manual signature, this Note
shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 
 This Note is one of a duly authorized
issue of securities of the Company (the “Debt Securities”), issued or to be issued in one or more series under an indenture, dated as of January 17, 2006 (the “Base Indenture”), between the Company and U.S. Bank National
Association (the “Trustee,” which term includes any successor Trustee under the Base Indenture) to which Base Indenture, together with all indentures supplemental to the Base Indenture and the Officers’ Certificates under
Section 3.01 of the Base Indenture setting forth the form and terms of the Notes (the Base Indenture as so supplemented, “the Indenture”), reference is hereby made for a statement of the respective rights, limitations of rights,
duties and immunities thereunder of the Company, the Trustee and the Holders of the Notes and of the terms upon which the Notes are, and are to be, authenticated and delivered. This Note is one of the series designated on the face hereof limited in
aggregate principal amount to $500,000,000, except that the Company may, without the consent of the Holders, “reopen” the series and issue more notes that have the same ranking, interest rate, maturity date and other terms as this Note.

 All or a portion of the Notes may be redeemed by the Company at any time prior to April 2, 2024 (three months prior to the maturity
date of the Notes). The Redemption Price for the Notes to be redeemed on any Redemption Date will be equal to the greater of (i) 100% of the principal amount of the Notes being redeemed on the Redemption Date and (ii) the sum of the
present values of the remaining scheduled payments of principal and interest on the Notes being redeemed on that Redemption Date (not including any portion of any payments of interest accrued to the Redemption Date), discounted to the Redemption
Date on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate (as defined below), plus 15 basis points, plus in either of case (i) or (ii) above, accrued and unpaid interest on the Notes
being redeemed to the Redemption Date. 
 In addition, at any time on or after April 2, 2024 (three months prior to the maturity date
of the Notes), the Company may redeem some or all of the Notes at its option, at a Redemption Price equal to 100% of the principal amount of the Notes being redeemed, plus accrued and unpaid interest on the Notes being redeemed to the Redemption
Date. 
 Holders of Notes to be redeemed will receive notice thereof by first-class mail (and/or, to the extent permitted by applicable
procedures or regulations, electronically) at least 30 and not more than 60 days prior to the Redemption Date, except that redemption notices may be received more than 60 days prior to the Redemption Date if the notice is issued in connection with
the defeasance or discharge of the applicable notes and/or the Indenture. Notwithstanding the foregoing, notice of any redemption may, in the Company’s discretion, be subject to one or more conditions precedent. If fewer than all of the Notes
are to be redeemed, the Trustee will select, not more than 60 days prior to the Redemption Date, the particular Notes or portions thereof for redemption from the outstanding not previously called by such method as the Trustee deems fair and
appropriate. 

  
 Annex B-3 

 The Company shall redeem the Notes if the acquisition of Air Distribution Technologies is not
consummated on or prior to December 31, 2014 or the acquisition agreement is terminated at any time prior thereto other than in connection with the consummation of the acquisition and is not otherwise amended or replaced, at 101% of the
aggregate principal amount, plus accrued and unpaid interest on the Notes to the Redemption Date. 
 For the purposes of determining the
Redemption Price, “Treasury Rate” means, with respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable Treasury
Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such Redemption Date. The Treasury Rate will be calculated on the third business day preceding the Redemption Date. 

“Comparable Treasury Issue” means the U.S. Treasury security or securities selected by an Independent Investment Banker as having an
actual or interpolated maturity comparable to the remaining term of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of Debt Securities of comparable
maturity to the remaining term of such Notes. 
 “Independent Investment Banker” means one of the Reference Treasury Dealers
appointed by the Company. 
 “Comparable Treasury Price” means, with respect to any Redemption Date, (1) the average of five
Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains fewer than five such Reference Treasury Dealer
Quotations, the average of all such quotations. 
 “Reference Treasury Dealer” means (1) each of Goldman, Sachs &
Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc. and Citigroup Global Markets Inc. (or their respective affiliates that are Primary Treasury Dealers (as defined below)) and their respective successors and
(2) one Primary Treasury Dealer selected by Wells Fargo Securities, LLC or its successor; provided, however, that if any of the foregoing shall cease to be a primary U.S. Government securities dealer in New York City (a “Primary Treasury
Dealer”), the Company will substitute therefor another Primary Treasury Dealer. 
 “Reference Treasury Dealer Quotations”
means, with respect to each Reference Treasury Dealer and any Redemption Date, the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of
its principal amount) quoted in writing to the Independent Investment Banker at 5:00 p.m., New York City time, on the third business day preceding the Redemption Date. 

The Company shall have no obligation to redeem or purchase the Notes pursuant to any sinking fund or analogous provision. 

Upon the occurrence of a Change of Control Triggering Event with respect to the Notes, unless the Company has exercised its right to redeem
the Notes, each Holder of Notes will have the right to require the Company to purchase all or a portion of such Holder’s Notes pursuant to a Change of Control Offer, at a purchase price equal to 101% of the principal amount thereof plus

  
 Annex B-4 

 
accrued and unpaid interest, if any, up to but not including the date of purchase, subject to the rights of Holders of Notes on the relevant record date to receive interest due and owing on the
relevant Interest Payment Date. The Change of Control Offer will be made in accordance with the terms specified in the Indenture. 
 With
the consent of the Holders of greater than 50% in aggregate principal amount of the Outstanding Debt Securities of each series affected by such supplemental indenture, the Company and the Trustee may enter into an indenture or indentures
supplemental to the Indenture for the purpose of adding any provisions to or changing the provisions of the Indenture or any supplement thereto or of modifying in any manner the rights of the Holders of the Debt Securities of each series under the
Indenture; provided, however, that no such supplemental indenture shall (a) extend the time or terms of payment of the principal at maturity of, or the interest on, any such series of Debt Securities, or reduce principal or premium or the rate
of interest, without the consent of the Holder thereof, or (b) without the consent of all of the Holders of any series of Debt Securities then outstanding, reduce the percentage of Debt Securities of any such series, the Holders of which are
required to consent (i) to any such supplemental indenture, (ii) to rescind and annul a declaration that the Debt Securities of any series are due and payable as a result of the occurrence of an Event of Default, (iii) to waive any
past Event of Default under the Indenture and its consequences and (iv) to waive compliance with certain other provisions contained in the Indenture. 

The Events of Default of Section 7.01 of the Indenture will apply to the Notes, except as otherwise described below. For a description of
the Events of Default of Section 7.01 of the Indenture, see “Description of the Debt Securities—Events of Default” in the Prospectus dated February 22, 2012 (the “Prospectus”). In lieu of the fifth Event of Default
specified in that section of the Prospectus, the following Event of Default will apply to the Notes: 
 Ÿ an Event of Default with respect to any other series of debt securities issued under the Indenture or an uncured or unwaived
failure to pay principal of or interest on any of the Company’s other obligations for borrowed money beyond any period of grace with respect thereto if: (a) the aggregate principal amount of any such obligation is in excess of
$200,000,000; and (b) the default in payment is not being contested in good faith and by appropriate proceedings. 
 The
definitions of Article One of the Indenture will apply to the Notes, except to the extent the definitions set forth below differ from such Indenture definitions. For a description of the definitions of Article One of the Indenture, see
“Description of the Debt Securities—Covenants Applicable to Senior Debt Securities—Certain Definitions” in the Prospectus. 

“corporation” means, unless the context requires otherwise, any Person other than an individual 

The Company and the Trustee may enter into an indenture or indentures supplemental to the Indenture without the consent of the Holders for
limited purposes specified in the Indenture. 
 The Holders of greater than 50% in aggregate principal amount of the Outstanding Notes may
on behalf of the Holders of all the Notes waive any past default or Event of Default under the Indenture and its consequences except a default in the payment of principal of or premium, if any, or interest on the Notes. 

  
 Annex B-5 

 Holders of Notes may not enforce their rights pursuant to the Indenture or the Notes except as
provided in the Indenture. No reference herein to the Indenture and no provision of this Note or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of (and premium, if any)
and interest on this Note at the times, place and rate, and in the coin or currency, herein prescribed. 
 The Notes are issuable only in
registered form without coupons in denominations of U.S.$2,000 and any integral multiples of U.S.$1,000 in excess thereof. As provided in the Indenture and subject to certain limitations therein set forth, Notes are exchangeable for a like aggregate
principal amount of Notes that are of other authorized denominations. 
 Notes to be exchanged shall be surrendered at any office or agency
maintained by the Company for such purpose, and the Company shall execute and the Trustee shall authenticate and deliver in exchange therefor the Notes which the Holder making the exchange shall be entitled to receive. Upon due presentment for
registration of transfer of any Note at any such office or agency, the Company shall execute and register and the Trustee shall authenticate and deliver in the name of the transferee or transferees a new Note for an equal aggregate amount.
Registration or registration of transfer of any Note by the Debt Security Registrar (initially U.S. Bank National Association) in the registry books maintained by such Debt Security Registrar in The City of New York, New York, and delivery of such
Note, duly authenticated, shall be deemed to complete the registration or registration of transfer of such Note. 
 No service charge shall
be made for any exchange or registration of transfer, but the Company or the Trustee may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. Prior to due presentment of a Note for
registration of transfer, the Company, the Trustee and any agent of the Company or the Trustee may treat the person in whose name a Note is registered as the owner for all purposes whether or not such Note be overdue and neither the Company, the
Trustee nor any such agent shall be affected by notice to the contrary. 
 Certain of the Company’s obligations under the Indenture
with respect to the Notes may be terminated if the Company irrevocably deposits with the Trustee money or eligible instruments sufficient to pay and discharge the entire indebtedness on all of the Notes, as described in the Indenture. 

This Note is in the form of a Global Security as provided in the Indenture. If at any time the Depositary notifies the Company that it is
unwilling or unable to continue as Depositary for this Note or if at any time the Depositary for the Notes shall no longer be eligible or in good standing under the Exchange Act, or other applicable statute or regulation, the Company shall appoint a
successor Depositary with respect to this Note. If a successor Depositary for this Note is not appointed by the Company within 90 days after the Company receives notice or becomes aware of such ineligibility, the Company will issue Notes in
definitive form in exchange for the Global Security representing Notes in an aggregate principal amount equal to the principal amount of this Note in exchange for this Note. 

No recourse under or upon any obligation, covenant or agreement of the Indenture, any supplemental indenture, or of any Note, or for any claim
based hereon, or otherwise in respect thereof shall be had against any incorporator, stockholder, or director, as such, past, present or future, of the Company or any Subsidiary or of any predecessor or successor corporation, either

  
 Annex B-6 

 
directly or through the Company, whether by virtue of any constitution, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise, all such liabilities being, by the
acceptance hereof and as part of the consideration for the issue hereof, expressly waived and released. 
 The Notes are subject to
defeasance at the option of the Company as provided in the Indenture. 
 All terms used in this Note which are defined in the Indenture
shall have the meanings assigned to them in the Indenture. 
 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed
under its corporate seal. 
  

					
	Dated: June 13, 2014	 	JOHNSON CONTROLS, INC.
			
		 	By:	 	  

		 	Name:	 	R. Bruce McDonald
		 	Title:	 	Executive Vice President and Chief Financial Officer
			
	[SEAL]	 	Attest:	 	
			
		 	By:	 	  

		 	Name:	 	Jerome D. Okarma
		 	Title:	 	Vice President, Secretary and General Counsel

  
 Annex B-7 

   

ABBREVIATIONS 
 The
following abbreviations, when used in the inscription on the face of this instrument, shall be construed as though they were written out in full according to applicable laws or regulations: 

TEN COM—as tenants in common 
 TEN
ENT—as tenants by the entireties 
 JT TEN—as joint tenants with right of survivorship and not as tenants in common 

 

							
		 	UNIF GIFT MIN ACT	  	-             Custodian            	  	
		 		  	(Cust)             (Minor)	  	
		 		  	Under Uniform Gifts to Minors Act	  	
		 		  	  
	  	
		 		  	(State)	  	

 Additional abbreviations may also be used though not in the above list. 

 
  

FOR VALUE RECEIVED, the undersigned hereby sell(s), assign(s) and transfer(s) unto 

PLEASE INSERT SOCIAL SECURITY OR 
 OTHER IDENTIFYING NUMBER OF
ASSIGNEE 
  

					
	 	 	 	 	 

 PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE 

the within Security and all rights thereunder, hereby irrevocably constituting and appointing
             attorney to transfer said Security on the books of the Company, with full power of substitution in the premises. 

 

			
	Dated:	 	
		
		 	  

		
		 	 Signature

 NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE WITHIN INSTRUMENT IN
EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. 

  
 Annex B-8 

 Schedule I 

SCHEDULE OF TRANSFERS AND EXCHANGES 

JOHNSON CONTROLS, INC. 

3.625% Senior Notes due 2024 

The initial principal amount of this Global Debt Security is Five Hundred Million Dollars ($500,000,000). The following increases or decreases
in the principal amount of this Global Debt Security have been made: 
  

									
	 Date of Exchange
	 	Amount of Decrease
in Principal Amount
of this Global Debt
Security	 	Amount of Increase
in Principal amount
of this Global Debt
Security	 	Principal Amount of
Global Debt
Security following
such Decrease or
Increase	 	Signature of
Authorized
Signature of trustee
or Custodian

  
 Annex B-9 

 Annex C 

FORM OF NOTE 
 Unless
this certificate is presented by an authorized representative of the Depository Trust Company, a New York Corporation (the “Depositary”), to the Issuer or its agent for registration of transfer, exchange, or payment, and any certificate
issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of the Depositary (and any payment is made to Cede & Co. or to such other entity as is requested by an authorized
representative of the Depositary), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof Cede & Co., has an interest herein. 

 

			
	REGISTERED	  	REGISTERED

 JOHNSON CONTROLS, INC. 

4.625% SENIOR NOTES DUE 2044 

CUSIP: 478373AD5 
 ISIN:
US478373AD51 
  

			
	No. R-1	  	US$450,000,000

 JOHNSON CONTROLS, INC., a corporation duly organized and existing under the laws of the State of Wisconsin
(the “Company,” which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & Co., or registered assignees, the principal sum set forth in the
Schedule of Transfers and Exchanges in Note attached hereto, which amount shall not exceed Four Hundred Fifty Million and 00/100 Dollars ($450,000,000) on July 2, 2044, and to pay interest thereon from June 13, 2014, or from the most
recent Interest Payment Date to which interest has been paid or duly provided for, semiannually on January 2 and July 2 of each year, commencing January 2, 2015, at the rate of 4.625% per annum, until the principal hereof becomes
due and payable, and at such rate on any overdue principal and (to the extent that the payment of such interest shall be legally enforceable) on any overdue installment of interest. The interest so payable, and punctually paid or duly provided for,
on any Interest Payment Date will, as provided in such Indenture, be paid to the Person in whose name this 4.625% Note Due 2044 (this “Note,” and all of the Notes collectively referred to herein as the “Notes”) (or one or more
Predecessor Debt Securities) is registered at the close of business on the Regular Record Date for such interest, which shall be the December 18 or June 18 (whether or not a Business Day), as the case may be, next preceding such Interest
Payment Date; provided, however, that interest payable on the Interest Payment Date occurring at maturity will be paid to the person to whom principal shall be payable. Any such interest not punctually paid or duly provided for on any Interest
Payment Date shall forthwith cease to be payable to the registered Holder on such Regular Record Date by virtue of his having been such Holder, and may either be paid to the Person in whose name this Note (or one or more Predecessor Debt Securities)
is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Trustee, notice whereof shall be given to Holders of Notes not more than 15 days and not less than 10 days prior

  
 Annex C-1 

 
to such Special Record Date, or be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange on which the Notes may be listed, and upon such
notice as may be required by such exchange, all as more fully provided in said Indenture. 
 This is one of the Debt Securities of the
series designated herein issued under the within-mentioned Indenture. 
 Dated: June 13, 2014 

 

			
	 U.S. Bank National Association,
As Trustee

		
	By:	 	 
		 	Authorized Officer

  
 Annex C-2 

 Payments of interest will be made by wire transfer of immediately available funds. Principal and
any premium and interest payable at Maturity will be paid in immediately available funds upon surrender of such Note at the office of a Paying Agent in The City of New York, New York or at such other office or agency as the Company may designate.

 Unless the certificate of authentication herein has been duly executed by the Trustee referred to herein by manual signature, this Note
shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 
 This Note is one of a duly authorized
issue of securities of the Company (the “Debt Securities”), issued or to be issued in one or more series under an indenture, dated as of January 17, 2006 (the “Base Indenture”), between the Company and U.S. Bank National
Association (the “Trustee,” which term includes any successor Trustee under the Base Indenture) to which Base Indenture, together with all indentures supplemental to the Base Indenture and the Officers’ Certificates under
Section 3.01 of the Base Indenture setting forth the form and terms of the Notes (the Base Indenture as so supplemented, “the Indenture”), reference is hereby made for a statement of the respective rights, limitations of rights,
duties and immunities thereunder of the Company, the Trustee and the Holders of the Notes and of the terms upon which the Notes are, and are to be, authenticated and delivered. This Note is one of the series designated on the face hereof limited in
aggregate principal amount to $450,000,000, except that the Company may, without the consent of the Holders, “reopen” the series and issue more notes that have the same ranking, interest rate, maturity date and other terms as this Note.

 All or a portion of the Notes may be redeemed by the Company at any time prior to January 2, 2044 (six months prior to the maturity
date of the Notes). The Redemption Price for the Notes to be redeemed on any Redemption Date will be equal to the greater of (i) 100% of the principal amount of the Notes being redeemed on the Redemption Date and (ii) the sum of the
present values of the remaining scheduled payments of principal and interest on the Notes being redeemed on that Redemption Date (not including any portion of any payments of interest accrued to the Redemption Date), discounted to the Redemption
Date on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate (as defined below), plus 20 basis points, plus in either of case (i) or (ii) above, accrued and unpaid interest on the Notes
being redeemed to the Redemption Date. 
 In addition, at any time on or after January 2, 2044 (six months prior to the maturity date
of the Notes), the Company may redeem some or all of the Notes at its option, at a Redemption Price equal to 100% of the principal amount of the Notes being redeemed, plus accrued and unpaid interest on the Notes being redeemed to the Redemption
Date. 
 Holders of Notes to be redeemed will receive notice thereof by first-class mail (and/or, to the extent permitted by applicable
procedures or regulations, electronically) at least 30 and not more than 60 days prior to the Redemption Date, except that redemption notices may be received more than 60 days prior to the Redemption Date if the notice is issued in connection with
the defeasance or discharge of the applicable notes and/or the Indenture. Notwithstanding the foregoing, notice of any redemption may, in the Company’s discretion, be subject to one or more conditions precedent. If fewer than all of the Notes
are to be redeemed, the Trustee will select, not more than 60 days prior to the Redemption Date, the particular Notes or portions thereof for redemption from the outstanding not previously called by such method as the Trustee deems fair and
appropriate. 

  
 Annex C-3 

 The Company shall redeem the Notes if the acquisition of Air Distribution Technologies is not
consummated on or prior to December 31, 2014 or the acquisition agreement is terminated at any time prior thereto other than in connection with the consummation of the acquisition and is not otherwise amended or replaced, at 101% of the
aggregate principal amount, plus accrued and unpaid interest on the Notes to the Redemption Date. 
 For the purposes of determining the
Redemption Price, “Treasury Rate” means, with respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable Treasury
Issue (expressed as a percentage’ of its principal amount) equal to the Comparable Treasury Price for such Redemption Date. The Treasury Rate will be calculated on the third business day preceding the Redemption Date. 

“Comparable Treasury Issue” means the U.S. Treasury security or securities selected by an Independent Investment Banker as having an
actual or interpolated maturity comparable to the remaining term of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of Debt Securities of comparable
maturity to the remaining term of such Notes. 
 “Independent Investment Banker” means one of the Reference Treasury Dealers
appointed by the Company. 
 “Comparable Treasury Price” means, with respect to any Redemption Date, (1) the average of five
Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains fewer than five such Reference Treasury Dealer
Quotations, the average of all such quotations. 
 “Reference Treasury Dealer” means (1) each of Goldman, Sachs &
Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc. and Citigroup Global Markets Inc. (or their respective affiliates that are Primary Treasury Dealers (as defined below)) and their respective successors and
(2) one Primary Treasury Dealer selected by Wells Fargo Securities, LLC or its successor; provided, however, that if any of the foregoing shall cease to be a primary U.S. Government securities dealer in New York City (a “Primary Treasury
Dealer”), the Company will substitute therefor another Primary Treasury Dealer. 
 “Reference Treasury Dealer Quotations”
means, with respect to each Reference Treasury Dealer and any Redemption Date, the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of
its principal amount) quoted in writing to the Independent Investment Banker at 5:00 p.m., New York City time, on the third business day preceding the Redemption Date. 

The Company shall have no obligation to redeem or purchase the Notes pursuant to any sinking fund or analogous provision. 

Upon the occurrence of a Change of Control Triggering Event with respect to the Notes, unless the Company has exercised its right to redeem
the Notes, each Holder of Notes will have the right to require the Company to purchase all or a portion of such Holder’s Notes pursuant to a Change of Control Offer, at a purchase price equal to 101% of the principal amount thereof plus

  
 Annex C-4 

 
accrued and unpaid interest, if any, up to but not including the date of purchase, subject to the rights of Holders of Notes on the relevant record date to receive interest due and owing on the
relevant Interest Payment Date. The Change of Control Offer will be made in accordance with the terms specified in the Indenture. 
 With
the consent of the Holders of greater than 50% in aggregate principal amount of the Outstanding Debt Securities of each series affected by such supplemental indenture, the Company and the Trustee may enter into an indenture or indentures
supplemental to the Indenture for the purpose of adding any provisions to or changing the provisions of the Indenture or any supplement thereto or of modifying in any manner the rights of the Holders of the Debt Securities of each series under the
Indenture; provided, however, that no such supplemental indenture shall (a) extend the time or terms of payment of the principal at maturity of, or the interest on, any such series of Debt Securities, or reduce principal or premium or the rate
of interest, without the consent of the Holder thereof, or (b) without the consent of all of the Holders of any series of Debt Securities then outstanding, reduce the percentage of Debt Securities of any such series, the Holders of which are
required to consent (i) to any such supplemental indenture, (ii) to rescind and annul a declaration that the Debt Securities of any series are due and payable as a result of the occurrence of an Event of Default, (iii) to waive any
past Event of Default under the Indenture and its consequences and (iv) to waive compliance with certain other provisions contained in the Indenture. 

The Events of Default of Section 7.01 of the Indenture will apply to the Notes, except as otherwise described below. For a description of
the Events of Default of Section 7.01 of the Indenture, see “Description of the Debt Securities—Events of Default” in the Prospectus dated February 22, 2012 (the “Prospectus”). In lieu of the fifth Event of Default
specified in that section of the Prospectus, the following Event of Default will apply to the Notes: 
 • an Event of Default with
respect to any other series of debt securities issued under the Indenture or an uncured or unwaived failure to pay principal of or interest on any of the Company’s other obligations for borrowed money beyond any period of grace with respect
thereto if: (a) the aggregate principal amount of any such obligation is in excess of $200,000,000; and (b) the default in payment is not being contested in good faith and by appropriate proceedings. 

The definitions of Article One of the Indenture will apply to the Notes, except to the extent the definitions set forth below differ from such
Indenture definitions. For a description of the definitions of Article One of the Indenture, see “Description of the Debt Securities—Covenants Applicable to Senior Debt Securities—Certain Definitions” in the Prospectus. 

“corporation” means, unless the context requires otherwise, any Person other than an individual. 

The Company and the Trustee may enter into an indenture or indentures supplemental to the Indenture without the consent of the Holders for
limited purposes specified in the Indenture. 
 The Holders of greater than 50% in aggregate principal amount of the Outstanding Notes may
on behalf of the Holders of all the Notes waive any past default or Event of Default under the Indenture and its consequences except a default in the payment of principal of or premium, if any, or interest on the Notes. 

  
 Annex C-5 

 Holders of Notes may not enforce their rights pursuant to the Indenture or the Notes except as
provided in the Indenture. No reference herein to the Indenture and no provision of this Note or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of (and premium, if any)
and interest on this Note at the times, place and rate, and in the coin or currency, herein prescribed. 
 The Notes are issuable only in
registered form without coupons in denominations of U.S.$2,000 and any integral multiples of U.S.$1,000 in excess thereof. As provided in the Indenture and subject to certain limitations therein set forth, Notes are exchangeable for a like aggregate
principal amount of Notes that are of other authorized denominations. 
 Notes to be exchanged shall be surrendered at any office or agency
maintained by the Company for such purpose, and the Company shall execute and the Trustee shall authenticate and deliver in exchange therefor the Notes which the Holder making the exchange shall be entitled to receive. Upon due presentment for
registration of transfer of any Note at any such office or agency, the Company shall execute and register and the Trustee shall authenticate and deliver in the name of the transferee or transferees a new Note for an equal aggregate amount.
Registration or registration of transfer of any Note by the Debt Security Registrar (initially U.S. Bank National Association) in the registry books maintained by such Debt Security Registrar in The City of New York, New York, and delivery of such
Note, duly authenticated, shall be deemed to complete the registration or registration of transfer of such Note. 
 No service charge shall
be made for any exchange or registration of transfer, but the Company or the Trustee may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. Prior to due presentment of a Note for
registration of transfer, the Company, the Trustee and any agent of the Company or the Trustee may treat the person in whose name a Note is registered as the owner for all purposes whether or not such Note be overdue and neither the Company, the
Trustee nor any such agent shall be affected by notice to the contrary. 
 Certain of the Company’s obligations under the Indenture
with respect to the Notes may be terminated if the Company irrevocably deposits with the Trustee money or eligible instruments sufficient to pay and discharge the entire indebtedness on all of the Notes, as described in the Indenture. 

This Note is in the form of a Global Security as provided in the Indenture. If at any time the Depositary notifies the Company that it is
unwilling or unable to continue as Depositary for this Note or if at any time the Depositary for the Notes shall no longer be eligible or in good standing under the Exchange Act, or other applicable statute or regulation, the Company shall appoint a
successor Depositary with respect to this Note. If a successor Depositary for this Note is not appointed by the Company within 90 days after the Company receives notice or becomes aware of such ineligibility, the Company will issue Notes in
definitive form in exchange for the Global Security representing Notes in an aggregate principal amount equal to the principal amount of this Note in exchange for this Note. 

No recourse under or upon any obligation, covenant or agreement of the Indenture, any supplemental indenture, or of any Note, or for any claim
based hereon, or otherwise in respect thereof shall be had against any incorporator, stockholder, or director, as such, past, present or future, of the Company or any Subsidiary or of any predecessor or successor corporation, either

  
 Annex C-6 

 
directly or through the Company, whether by virtue of any constitution, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise, all such liabilities being, by the
acceptance hereof and as part of the consideration for the issue hereof, expressly waived and released. 
 The Notes are subject to
defeasance at the option of the Company as provided in the Indenture. 
 All terms used in this Note, which are defined in the Indenture
shall have the meanings assigned to them in the Indenture. 

  
 Annex C-7 

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed under its
corporate seal. 
  

							
	Dated: June 13, 2014	 		 	JOHNSON CONTROLS, INC.
				
		 		 	By:	 	  

		 		 	Name:	 	R. Bruce McDonald
		 		 	Title:	 	Executive Vice President and Chief Financial Officer
				
	[SEAL]	 		 	Attest:	 	
				
		 		 	By:	 	  

		 		 	Name:	 	Jerome D. Okarma
		 		 	Title:	 	Vice President, Secretary and General Counsel

  
 Annex C-8 

   

ABBREVIATIONS 
 The
following abbreviations, when used in the inscription on the face of this instrument, shall be construed as though they were written out in full according to applicable laws or regulations: 

TEN COM—as tenants in common 
 TEN
ENT—as tenants by the entireties 
 JT TEN—as joint tenants with right of survivorship and not as tenants in common 

 

							
		 	UNIF GIFT MIN ACT	  	-             Custodian            	  	
		 		  	(Cust)             (Minor)	  	
		 		  	Under Uniform Gifts to Minors Act	  	
		 		  	  
	  	
		 		  	(State)	  	

 Additional abbreviations may also be used though not in the above list. 

FOR VALUE RECEIVED, the undersigned hereby sell(s), assign(s) and transfer(s) unto 

PLEASE INSERT SOCIAL SECURITY OR 
 OTHER IDENTIFYING NUMBER OF
ASSIGNEE 
  

					
	 	 	 	 	 

 PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE 

the within Security and all rights thereunder, hereby irrevocably constituting and appointing
             attorney to transfer said Security on the books of the Company, with full power of substitution in the premises. 

 

			
	Dated:	 	
		
		 	  

		
		 	 Signature

 NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE WITHIN INSTRUMENT IN
EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. 

  
 Annex C-9 

 Schedule I 

SCHEDULE OF TRANSFERS AND EXCHANGES 

JOHNSON CONTROLS, INC. 

4.625% Senior Notes due 2044 

The initial principal amount of this Global Debt Security is Four Hundred Fifty Million Dollars ($450,000,000). The following increases or
decreases in the principal amount of this Global Debt Security have been made: 
  

									
	 Date of Exchange
	 	Amount of Decrease
in Principal Amount
of this Global Debt
Security	 	Amount of Increase
in Principal amount
of this Global Debt
Security	 	Principal Amount of
Global Debt
Security following
such Decrease or
Increase	 	Signature of
Authorized
Signature of trustee
or Custodian

  
 Annex C-10 

 Annex D 

FORM OF NOTE 
 Unless
this certificate is presented by an authorized representative of the Depository Trust Company, a New York Corporation (the “Depositary”), to the Issuer or its agent for registration of transfer, exchange, or payment, and any certificate
issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of the Depositary (and any payment is made to Cede & Co. or to such other entity as is requested by an authorized
representative of the Depositary), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof Cede & Co., has an interest herein. 

 

			
	REGISTERED	  	REGISTERED

 JOHNSON CONTROLS, INC. 

4.950% SENIOR NOTES DUE 2064 

CUSIP: 478373 AE3 
 ISIN:
US478373AE35 
  

			
	No. R-1	  	US$450,000,000

 JOHNSON CONTROLS, INC., a corporation duly organized and existing under the laws of the State of Wisconsin
(the “Company,” which term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & Co., or registered assignees, the principal sum set forth in the
Schedule of Transfers and Exchanges in Note attached hereto, which amount shall not exceed Four Hundred Fifty Million and 00/100 Dollars ($450,000,000) on July 2, 2064, and to pay interest thereon from June 13, 2014, or from the most
recent Interest Payment Date to which interest has been paid or duly provided for, semiannually on January 2 and July 2 of each year, commencing January 2, 2015, at the rate of 4.950% per annum, until the principal hereof becomes
due and payable, and at such rate on any overdue principal and (to the extent that the payment of such interest shall be legally enforceable) on any overdue installment of interest. The interest so payable, and punctually paid or duly provided for,
on any Interest Payment Date will, as provided in such Indenture, be paid to the Person in whose name this 4.950% Note Due 2064 (this “Note,” and all of the Notes collectively referred to herein as the “Notes”) (or one or more
Predecessor Debt Securities) is registered at the close of business on the Regular Record Date for such interest, which shall be the December 18 or June 18 (whether or not a Business Day), as the case may be, next preceding such Interest
Payment Date; provided, however, that interest payable on the Interest Payment Date occurring at maturity will be paid to the person to whom principal shall be payable. Any such interest not punctually paid or duly provided for on any Interest
Payment Date shall forthwith cease to be payable to the registered Holder on such Regular Record Date by virtue of his having been such Holder, and may either be paid to the Person in whose name this Note (or one or more Predecessor Debt Securities)
is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Trustee, notice whereof shall be given to Holders of Notes not more than 15 days and not less than 10 days prior

  
 Annex D-1 

 
to such Special Record Date, or be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange on which the Notes may be listed, and upon such
notice as may be required by such exchange, all as more fully provided in said Indenture. 
 This is one of the Debt Securities of the
series designated herein issued under the within-mentioned Indenture. 
 Dated: June 13, 2014 

 

			
	U.S. Bank National Association,
	     As Trustee

		
	 By:
	 	  

		 	Authorized Officer

  
 Annex D-2 

 Payments of interest will be made by wire transfer of immediately available funds. Principal and
any premium and interest payable at Maturity will be paid in immediately available funds upon surrender of such Note at the office of a Paying Agent in The City of New York, New York or at such other office or agency as the Company may designate.

 Unless the certificate of authentication herein has been duly executed by the Trustee referred to herein by manual signature, this Note
shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 
 This Note is one of a duly authorized
issue of securities of the Company (the “Debt Securities”), issued or to be issued in one or more series under an indenture, dated as of January 17, 2006 (the “Base Indenture”), between the Company and U.S. Bank National
Association (the “Trustee,” which term includes any successor Trustee under the Base Indenture) to which Base Indenture, together with all indentures supplemental to the Base Indenture and the Officers’ Certificates under
Section 3.01 of the Base Indenture setting forth the form and terms of the Notes (the Base Indenture as so supplemented, “the Indenture”), reference is hereby made for a statement of the respective rights, limitations of rights,
duties and immunities thereunder of the Company, the Trustee and the Holders of the Notes and of the terms upon which the Notes are, and are to be, authenticated and delivered. This Note is one of the series designated on the face hereof limited in
aggregate principal amount to $450,000,000, except that the Company may, without the consent of the Holders, “reopen” the series and issue more notes that have the same ranking, interest rate, maturity date and other terms as this Note.

 All or a portion of the Notes may be redeemed by the Company at any time prior to January 2, 2064 (six months prior to the maturity
date of the Notes). The Redemption Price for the Notes to be redeemed on any Redemption Date will be equal to the greater of (i) 100% of the principal amount of the Notes being redeemed on the Redemption Date and (ii) the sum of the
present values of the remaining scheduled payments of principal and interest on the Notes being redeemed on that Redemption Date (not including any portion of any payments of interest accrued to the Redemption Date), discounted to the Redemption
Date on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate (as defined below), plus 25 basis points, plus in either of case (i) or (ii) above, accrued and unpaid interest on the Notes
being redeemed to the Redemption Date. 
 In addition, at any time on or after January 2, 2064 (six months prior to the maturity date
of the Notes), the Company may redeem some or all of the Notes at its option, at a Redemption Price equal to 100% of the principal amount of the Notes being redeemed, plus accrued and unpaid interest on the Notes being redeemed to the Redemption
Date. 
 Holders of Notes to be redeemed will receive notice thereof by first-class mail (and/or, to the extent permitted by applicable
procedures or regulations, electronically) at least 30 and not more than 60 days prior to the Redemption Date, except that redemption notices may be received more than 60 days prior to the Redemption Date if the notice is issued in connection with
the defeasance or discharge of the applicable notes and/or the Indenture. Notwithstanding the foregoing, notice of any redemption may, in the Company’s discretion, be subject to one or more conditions precedent. If fewer than all of the Notes
are to be redeemed, the Trustee will select, not more than 60 days prior to the Redemption Date, the particular Notes or portions thereof for redemption from the outstanding not previously called by such method as the Trustee deems fair and
appropriate. 

  
 Annex D-3 

 If a Tax Event occurs, the Company may redeem the Notes, in whole, but not in part, at the
Company’s option at any time within 90 days following the occurrence of such Tax Event, at a redemption price equal to 100% of the principal amount of the Notes being redeemed, plus accrued and unpaid interest, if any, up to but not including
the Redemption Date. 
 The Company shall redeem the Notes if the acquisition of Air Distribution Technologies is not consummated on or
prior to December 31, 2014 or the acquisition agreement is terminated at any time prior thereto other than in connection with the consummation of the acquisition and is not otherwise amended or replaced, at 101% of the aggregate principal
amount, plus accrued and unpaid interest on the Notes to the Redemption Date. 
 For the purposes of determining the Redemption Price,
“Treasury Rate” means, with respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable Treasury Issue (expressed as
a percentage’ of its principal amount) equal to the Comparable Treasury Price for such Redemption Date. The Treasury Rate will be calculated on the third business day preceding the Redemption Date. 

“Comparable Treasury Issue” means the U.S. Treasury security or securities selected by an Independent Investment Banker as having an
actual or interpolated maturity comparable to the remaining term of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of Debt Securities of comparable
maturity to the remaining term of such Notes. 
 “Independent Investment Banker” means one of the Reference Treasury Dealers
appointed by the Company. 
 “Comparable Treasury Price” means, with respect to any Redemption Date, (1) the average of five
Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains fewer than five such Reference Treasury Dealer
Quotations, the average of all such quotations. 
 “Reference Treasury Dealer” means (1) each of Goldman, Sachs &
Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc. and Citigroup Global Markets Inc. (or their respective affiliates that are Primary Treasury Dealers (as defined below)) and their respective successors and
(2) one Primary Treasury Dealer selected by Wells Fargo Securities, LLC or its successor; provided, however, that if any of the foregoing shall cease to be a primary U.S. Government securities dealer in New York City (a “Primary Treasury
Dealer”), the Company will substitute therefor another Primary Treasury Dealer. 
 “Reference Treasury Dealer Quotations”
means, with respect to each Reference Treasury Dealer and any Redemption Date, the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of
its principal amount) quoted in writing to the Independent Investment Banker at 5:00 p.m., New York City time, on the third business day preceding the Redemption Date. 

The Company shall have no obligation to redeem or purchase the Notes pursuant to any sinking fund or analogous provision. 

  
 Annex D-4 

 Upon the occurrence of a Change of Control Triggering Event with respect to the Notes, unless the
Company has exercised its right to redeem the Notes, each Holder of Notes will have the right to require the Company to purchase all or a portion of such Holder’s Notes pursuant to a Change of Control Offer, at a purchase price equal to 101% of
the principal amount thereof plus accrued and unpaid interest, if any, up to but not including the date of purchase, subject to the rights of Holders of Notes on the relevant record date to receive interest due and owing on the relevant Interest
Payment Date. The Change of Control Offer will be made in accordance with the terms specified in the Indenture. 
 With the consent of the
Holders of greater than 50% in aggregate principal amount of the Outstanding Debt Securities of each series affected by such supplemental indenture, the Company and the Trustee may enter into an indenture or indentures supplemental to the Indenture
for the purpose of adding any provisions to or changing the provisions of the Indenture or any supplement thereto or of modifying in any manner the rights of the Holders of the Debt Securities of each series under the Indenture; provided, however,
that no such supplemental indenture shall (a) extend the time or terms of payment of the principal at maturity of, or the interest on, any such series of Debt Securities, or reduce principal or premium or the rate of interest, without the
consent of the Holder thereof, or (b) without the consent of all of the Holders of any series of Debt Securities then outstanding, reduce the percentage of Debt Securities of any such series, the Holders of which are required to consent
(i) to any such supplemental indenture, (ii) to rescind and annul a declaration that the Debt Securities of any series are due and payable as a result of the occurrence of an Event of Default, (iii) to waive any past Event of Default
under the Indenture and its consequences and (iv) to waive compliance with certain other provisions contained in the Indenture. 
 The
Events of Default of Section 7.01 of the Indenture will apply to the Notes, except as otherwise described below. For a description of the Events of Default of Section 7.01 of the Indenture, see “Description of the Debt
Securities—Events of Default” in the Prospectus dated February 22, 2012 (the “Prospectus”). In lieu of the fifth Event of Default specified in that section of the Prospectus, the following Event of Default will apply to the
Notes: 
 • an Event of Default with respect to any other series of debt securities issued under the Indenture or an uncured or
unwaived failure to pay principal of or interest on any of the Company’s other obligations for borrowed money beyond any period of grace with respect thereto if: (a) the aggregate principal amount of any such obligation is in excess of
$200,000,000; and (b) the default in payment is not being contested in good faith and by appropriate proceedings. 
 The definitions of
Article One of the Indenture will apply to the Notes, except to the extent the definitions set forth below differ from such Indenture definitions. For a description of the definitions of Article One of the Indenture, see “Description of the
Debt Securities—Covenants Applicable to Senior Debt Securities—Certain Definitions” in the Prospectus. 

“corporation” means, unless the context requires otherwise, any Person other than an individual. 

The Company and the Trustee may enter into an indenture or indentures supplemental to the Indenture without the consent of the Holders for
limited purposes specified in the Indenture. 

  
 Annex D-5 

 The Holders of greater than 50% in aggregate principal amount of the Outstanding Notes may on
behalf of the Holders of all the Notes waive any past default or Event of Default under the Indenture and its consequences except a default in the payment of principal of or premium, if any, or interest on the Notes. 

Holders of Notes may not enforce their rights pursuant to the Indenture or the Notes except as provided in the Indenture. No reference herein
to the Indenture and no provision of this Note or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of (and premium, if any) and interest on this Note at the times, place
and rate, and in the coin or currency, herein prescribed. 
 The Notes are issuable only in registered form without coupons in denominations
of U.S.$2,000 and any integral multiples of U.S.$1,000 in excess thereof. As provided in the Indenture and subject to certain limitations therein set forth, Notes are exchangeable for a like aggregate principal amount of Notes that are of other
authorized denominations. 
 Notes to be exchanged shall be surrendered at any office or agency maintained by the Company for such purpose,
and the Company shall execute and the Trustee shall authenticate and deliver in exchange therefor the Notes which the Holder making the exchange shall be entitled to receive. Upon due presentment for registration of transfer of any Note at any such
office or agency, the Company shall execute and register and the Trustee shall authenticate and deliver in the name of the transferee or transferees a new Note for an equal aggregate amount. Registration or registration of transfer of any Note by
the Debt Security Registrar (initially U.S. Bank National Association) in the registry books maintained by such Debt Security Registrar in The City of New York, New York, and delivery of such Note, duly authenticated, shall be deemed to complete the
registration or registration of transfer of such Note. 
 No service charge shall be made for any exchange or registration of transfer, but
the Company or the Trustee may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. Prior to due presentment of a Note for registration of transfer, the Company, the Trustee and any agent
of the Company or the Trustee may treat the person in whose name a Note is registered as the owner for all purposes whether or not such Note be overdue and neither the Company, the Trustee nor any such agent shall be affected by notice to the
contrary. 
 Certain of the Company’s obligations under the Indenture with respect to the Notes may be terminated if the Company
irrevocably deposits with the Trustee money or eligible instruments sufficient to pay and discharge the entire indebtedness on all of the Notes, as described in the Indenture. 

This Note is in the form of a Global Security as provided in the Indenture. If at any time the Depositary notifies the Company that it is
unwilling or unable to continue as Depositary for this Note or if at any time the Depositary for the Notes shall no longer be eligible or in good standing under the Exchange Act, or other applicable statute or regulation, the Company shall appoint a
successor Depositary with respect to this Note. If a successor Depositary for this Note is not appointed by the Company within 90 days after the Company receives notice or becomes aware of such ineligibility, the Company will issue Notes in
definitive form in exchange for the Global Security representing Notes in an aggregate principal amount equal to the principal amount of this Note in exchange for this Note. 

  
 Annex D-6 

 No recourse under or upon any obligation, covenant or agreement of the Indenture, any
supplemental indenture, or of any Note, or for any claim based hereon, or otherwise in respect thereof shall be had against any incorporator, stockholder, or director, as such, past, present or future, of the Company or any Subsidiary or of any
predecessor or successor corporation, either directly or through the Company, whether by virtue of any constitution, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise, all such liabilities being, by the
acceptance hereof and as part of the consideration for the issue hereof, expressly waived and released. 
 The Notes are subject to
defeasance at the option of the Company as provided in the Indenture. 
 All terms used in this Note, which are defined in the Indenture
shall have the meanings assigned to them in the Indenture. 

  
 Annex D-7 

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed under its
corporate seal. 
  

							
	Dated: June 13, 2014	 		 	JOHNSON CONTROLS, INC.
				
		 		 	By:	 	  

		 		 	Name:	 	R. Bruce McDonald
		 		 	Title:	 	Executive Vice President and Chief Financial Officer
				
	[SEAL]	 		 	Attest:	 	
				
		 		 	By:	 	  

		 		 	Name:	 	Jerome D. Okarma
		 		 	Title:	 	Vice President, Secretary and General Counsel

  
 Annex D-8 

   

ABBREVIATIONS 
 The
following abbreviations, when used in the inscription on the face of this instrument, shall be construed as though they were written out in full according to applicable laws or regulations: 

TEN COM—as tenants in common 
 TEN
ENT—as tenants by the entireties 
 JT TEN—as joint tenants with right of survivorship and not as tenants in common 

 

							
		 	UNIF GIFT MIN ACT	  	-             Custodian            	  	
		 		  	(Cust)             (Minor)	  	
		 		  	Under Uniform Gifts to Minors Act	  	
		 		  	  
	  	
		 		  	(State)	  	

 Additional abbreviations may also be used though not in the above list. 

FOR VALUE RECEIVED, the undersigned hereby sell(s), assign(s) and transfer(s) unto 

PLEASE INSERT SOCIAL SECURITY OR 
 OTHER IDENTIFYING NUMBER OF
ASSIGNEE 
  

					
	 	 	 	 	 

 PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE 

the within Security and all rights thereunder, hereby irrevocably constituting and appointing
             attorney to transfer said Security on the books of the Company, with full power of substitution in the premises. 

 

			
	Dated:	 	
		
		 	  

		
		 	 Signature

 NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE WITHIN INSTRUMENT IN
EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. 

  
 Annex D-9 

 Schedule I 

SCHEDULE OF TRANSFERS AND EXCHANGES 

JOHNSON CONTROLS, INC. 

4.950% Senior Notes due 2064 

The initial principal amount of this Global Debt Security is Four Hundred Fifty Million Dollars ($450,000,000). The following increases or
decreases in the principal amount of this Global Debt Security have been made: 
  

									
	 Date of Exchange
	 	Amount of Decrease
in Principal Amount
of this Global Debt
Security	 	Amount of Increase
in Principal amount
of this Global Debt
Security	 	Principal Amount of
Global Debt
Security following
such Decrease or
Increase	 	Signature of
Authorized
Signature of trustee
or Custodian

  
 Annex D-10EX-10.2

 Exhibit 10.2 
 PROJECT SUPPORT AGREEMENT 
 THIS PROJECT SUPPORT
AGREEMENT (this “Agreement”) is made and entered into as of the      day of                     , 2014 by
and between SunEdison, Inc., a Delaware corporation (“SunEdison”), and TerraForm Power, LLC, a Delaware limited liability company (“Terra”). SunEdison and Terra are sometimes referred to herein individually as a
“Party” and collectively as the “Parties.” 
 RECITALS: 

WHEREAS, SunEdison is a solar project developer and has the intention for Terra to, among other things, serve as a vehicle for
owning, operating and acquiring certain contracted assets from its project pipeline; 
 WHEREAS, Terra expects to
increase its cash available for distribution and dividend per share by acquiring additional assets, including assets to be acquired from SunEdison; and 
 WHEREAS, SunEdison desires to grant to Terra a call right to acquire the Call Right Assets, as more fully set forth in Article II, and a right of first offer to acquire the ROFO Assets, as
more fully set forth in Article III, on the terms and conditions set forth in this Agreement. 
 NOW, THEREFORE,
in consideration of the mutual covenants set forth in this Agreement and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, SunEdison and Terra hereby agree as follows: 

ARTICLE I. 

DEFINITIONS 
 Section 1.1 Definitions. As used in this Agreement, the following terms shall have the respective meanings set forth below: 

“2015 CAFD Commitment” has the meaning set forth in Section 2.2(a). 

“2016 CAFD Commitment” has the meaning set forth in Section 2.2(a). 

“Affiliate” means, with respect to the Person in question, any other Person that, directly or indirectly, controls, is
controlled by or is under common control with, such Person. For the purposes of this definition, the term “control” and its derivations means the possession, directly or indirectly, of the power to direct or cause the direction of the
management and policies of the Person in question, whether by the ownership of voting securities, contract or otherwise. 

“Agreement” has the meaning set forth in the Preamble. 

“Applicable Law” means all statutes, laws, common law, rules, regulations, ordinances, codes or other legal requirements
of any Governmental Authority and quasi-governmental agencies or entities, and any judgment, injunction, order, directive, decree or other judicial or regulatory requirement of any court or Governmental Authority of competent jurisdiction affecting
or relating to the Person or property in question. 

 “Approved Country” means any of the United States, Canada, the United
Kingdom, Chile and any other country as the Parties may mutually agree. 
 “Business Day” means a day other
than a Saturday, Sunday or any other day on which commercial banks in New York, NY are authorized or required by Applicable Law to close. Any event the scheduled occurrence of which would fall on a day that is not a Business Day shall be deferred
until the next succeeding Business Day. 
 “CAFD” means net cash provided by (used in) operating activities
with respect to a particular project pertaining to a Call Right Asset, calculated in accordance with generally accepted accounting principles in the United States (i) plus or minus changes in working capital, (ii) minus deposits into (or
plus withdrawals from) restricted cash accounts required by project financing arrangements to the extent they decrease (or increase) cash provided by operating activities, (iii) minus cash distributions paid to non-controlling interests, if
any, (iv) minus scheduled project-level and other debt service payments and repayments in accordance with the related borrowing arrangements, to the extent they are paid from operating cash flows during a period, (v) minus non-expansionary
capital expenditures, if any, to the extent they are paid from operating cash flows during a period and (vi) plus or minus other operating items as necessary to present the cash flows Terra deems representative of its core business operations
with respect to the relevant Call Right Asset, with the approval of Terra’s audit committee. 
 “CAFD
Commitment” has the meaning set forth in Section 2.2(a). 
 “Call Right” has the meaning
set forth in Section 2.3(a). 
 “Call Right Asset” means, at any time of determination, each
project identified on Exhibit A, but only for so long as such project is listed on Exhibit A, as Exhibit A is modified from time to time in accordance with this Agreement. 

“Call Right Notice” has the meaning set forth in Section 2.4(a). 

“Call Right Period” means, unless otherwise mutually agreed by the Parties, with respect to each Call Right Asset, the
period beginning on the date such project is first listed on Exhibit A and ending thirty (30) days prior to the Commercial Operations Date of such Call Right Asset; provided that if a Call Right Notice is provided during the Call
Right Period for any particular Call Right Asset, the Call Right Period with respect to such Call Right Asset shall be extended to (and including) the date the transfer of such Call Right Asset is consummated (or earlier terminated), in accordance
with Article II. 
 “Call Right Price” has the meaning set forth in Section 2.3(b). 

“Commercial Operations Date” means the date on which a project becomes commercially operational. 

  
 2 

 “Control” means the control by one Person of another Person in accordance
with the following: a Person (“A”) controls another Person (“B”) where A has the power to determine the management and policies of B by contract or status (for example the status of A being the managing member of B) or by virtue
of beneficial ownership of or control over a majority of the voting or economic interests in B; and, for certainty and without limitation, if A owns or has control over shares to which are attached more than 50% of the votes permitted to be cast in
the election of directors to the Governing Body of B or A is the general partner of B, a limited partnership, then in each case A Controls B for this purpose, and the term “Controlled” has the corresponding meaning. 

“Effective Date” means the IPO Date. 
 “Estimated CAFD” has the meaning set forth in Section 2.2(a). 
 “Fair Market Value” means the price at which a particular Call Right Asset would change hands between a willing buyer and a willing seller, neither being under any compulsion to buy or to
sell and both having reasonable knowledge of relevant facts. 
 “Final Call Right Notice” has the meaning set
forth in Section 2.4(b). 
 “Governing Instruments” means (i) the certificate of incorporation
and bylaws in the case of a corporation, (ii) the articles of formation and operating agreement in the case of a limited liability company (iii) the partnership agreement in the case of a partnership, and (iv) any other similar
governing document under which an entity was organized, formed or created and/or operates. 
 “Governmental
Authority” means any federal, state or local government or political subdivision thereof, including, without limitation, any agency or entity exercising executive, legislative, judicial, regulatory or administrative governmental powers or
functions, in each case to the extent the same has jurisdiction over the Person or property in question. 
 “Independent
Committee” means a committee of the board of directors (or equivalent body) of Terra Inc, established in accordance with Terra Inc.’s Governing Instruments, made up of directors that are “independent” of SunEdison and its
Affiliates. For purposes of this definition, “independent” means a person who satisfies the independence requirements of the rules and regulations of the applicable stock exchange, the U.S. Securities and Exchange Commission and Terra
Inc.’s Governing Instruments. The Independent Committee shall initially be the Corporate Governance and Conflicts Committee. 
 “Interest Payment Agreement” means the Interest Payment Agreement dated on or about the date hereof by and among Terra, TerraForm Power Operating, LLC, SunEdison and SunEdison Holdings
Corporation. 
 “IPO Date” means the date that Terra, Inc. consummates its initial public offering of common
stock. 
 “Losses” means, with respect to the Person in question, any actual liability, damage (but expressly
excluding any consequential, punitive and any other form of special damages), loss, cost or expense, including, without limitation, reasonable attorneys’ fees and expenses and court costs, incurred by such Person, as a result of the act,
omission or occurrence in question. 

  
 3 

 “Negotiation Period” has the meaning set forth in Section 3.2.

 “Notice” has the meaning set forth in Section 7.1(a). 

“Party” or “Parties” has the meaning set forth in the Preamble. 

“Person” means any natural person, corporation, general or limited partnership, limited liability company, association,
joint venture, trust, estate, Governmental Authority or other legal entity, in each case whether in its own or a representative capacity. 
 “Priced Call Right Asset” means any Call Right Asset for which a Call Right Price has been established in accordance with the terms of this Agreement. 

“Project Agreement” has the meaning set forth in Section 2.1(b). 

“Power Purchase Agreement” means an agreement with a credit-worthy party to acquire the electricity from such power
plant on a long-term basis. 
 “Required Securities Disclosure” has the meaning set forth in
Section 5.1. 
 “ROFO Assets” has the meaning set forth in Section 3.1. 

“ROFO Termination Date” has the meaning set forth in Section 3.3. 

“Roll Over” has the meaning set forth in Section 2.2(b). 

“Satisfied CAFD Commitment” has the meaning set forth in Section 2.2(a). 

“Second Call Right Notice” has the meaning set forth in Section 2.4(b). 

“SunEdison Confidential Information” has the meaning set forth in Section 5.1. 

“SunEdison Indemnitees” means SunEdison and its Affiliates, and each of their respective shareholders, members,
partners, trustees, beneficiaries, directors, officers, employees, attorneys, accountants, consultants and agents, and the successors, assigns, legal representatives, heirs, devisees and donees of each of the foregoing, but expressly excluding from
the foregoing Terra and its direct or indirect subsidiaries, and excluding any Call Right Asset or ROFO Asset following the acquisition thereof by Terra or any of its Affiliates in accordance with the terms and conditions of this Agreement.

 “Terra, Inc.” means TerraForm Power, Inc., a Delaware company. 

“Term” has the meaning set forth in Section 4.1. 

“Terminated Call Right Asset” has the meaning set forth in Section 2.1(b). 

  
 4 

 “Third Party” means any Person other than a Party or an Affiliate of a
Party. 
 “Third Party Advisor” means an accounting firm to be mutually agreed upon by the Parties. 

“Third Party Offer” has the meaning set forth in Section 2.5. 

“Transaction Notice” has the meaning set forth in Section 3.2. 

“Transfer” means any direct or indirect assignment, sale, offer to sell, pledge, mortgage, hypothecation,
encumbrance, disposition or any other like transfer or encumbering (whether with or without consideration and whether voluntarily or involuntarily or by operation of law or otherwise); provided, that this definition shall not include any
(i) merger with or into, or sale of substantially all of SunEdison’s assets to, an unaffiliated third-party, (ii) grants of security interests in or mortgages or liens in favor of a bona fide third party lender in the business of
providing debt financing, or (iii) internal restructuring involving any Call Right Asset or ROFO Asset; provided further, that the terms of any such restructuring will not limit, delay or hinder the ability of Terra or any of its
Affiliates to acquire such Call Right Asset or ROFO Asset from SunEdison in accordance with the terms of this Agreement if and when SunEdison elects to sell, transfer or otherwise dispose of such Call Right Asset or ROFO Asset to a third party.

 ARTICLE II. 
 CALL RIGHT 
 Section 2.1 The Call Right Assets.

 (a) The Call Right Assets. SunEdison shall from time to time set forth on Exhibit A a list of Call Right Assets
that are the subject of the Call Right, described below. SunEdison may add projects to the list on Exhibit A at its sole discretion, but only if such projects are (i) located in an Approved Country and (ii) the subject of a fully
executed Power Purchase Agreement (or are expected to have a fully executed Power Purchase Agreement prior to the commencement of the Commercial Operations Date for such project) with a counterparty that, in Terra’s reasonable discretion, is
credit-worthy, and such projects shall then be deemed Call Right Assets. SunEdison agrees to propose to Terra a list of projects to add to the Call Right Assets on Exhibit A and commercial terms related thereto in reasonable detail on a
quarterly basis on or within 30 calendar days before June 30, September 30 and December 31 of 2014 and March 31, June 30, September 30 and December 31 of each of 2015 and 2016 or until such other
time as mutually agreed by the Parties. For so long as there is a Roll Over under Section 2.2(b), SunEdison shall continue to propose to Terra a list of projects to add to the Call Right Assets on Exhibit A and commercial terms
related thereto in reasonable detail on a quarterly basis on or within 30 calendar days before March 31, June 30, September 30 and December 31 of each year. 

(b) Terminated Call Right Asset. Notwithstanding anything to the contrary in this Agreement, prior to the time the Parties enter
into a definitive agreement governing the terms and conditions of the purchase and sale of a Call Right Asset (a “Project Agreement”), SunEdison may remove any Call Right Asset from Exhibit A effective upon notice to Terra in

  
 5 

 
the event that, in SunEdison’s reasonable discretion, a project is unlikely to be successfully completed (a “Terminated Call Right Asset”). SunEdison shall be prohibited
from offering a Terminated Call Right Asset to any Third Party prior to satisfaction of the CAFD Commitment and shall be required to replace any Terminated Call Right Asset within 45 days following the date that it provides notice to Terra of such
Terminated Call Right Asset by adding one or more reasonably equivalent projects (taking into account such factors as the project’s expected contribution to CAFD, the location of its operations and credit rating of the counterparty) to
Exhibit A and acceptable by Terra in its reasonable discretion. 
 Section 2.2 The CAFD Commitment.

 (a) The CAFD Commitment. SunEdison hereby agrees that it shall offer sufficient Call Right Assets under the
procedures outlined in this Agreement that will generate (i) during the period after the IPO Date and prior to the end of calendar year 2015, solar projects that are projected to generate an aggregate of at least $75.0 million of CAFD during
the first 12 months following each project’s respective Commercial Operations Date (the “2015 CAFD Commitment”), and (ii) during calendar year 2016, solar projects that are projected to generate an aggregate of at least
$100.0 million of CAFD during the first 12 months following each project’s respective Commercial Operations Date (the “2016 CAFD Commitment” and together with the 2015 CAFD Commitment, the “CAFD Commitment”).
The Parties shall work in good faith to mutually agree on the amount of CAFD a project pertaining to a Call Right Asset is expected to generate on a forward-looking 12-month basis as of the Commercial Operations Date of each project (the
“Estimated CAFD”). If SunEdison and Terra are unable to agree on the Estimated CAFD within ninety (90) calendar days after a Call Right Asset is added to Exhibit A (or such shorter period as will still allow Terra to timely
complete the Call Right exercise process pursuant to this Agreement), SunEdison and Terra shall, upon written notice from either SunEdison or Terra to the other, engage a Third Party Advisor to determine the Estimated CAFD. The Parties agree that
once a Call Right Asset has been acquired by Terra, the Estimated CAFD (as such estimate may be updated from time to time pursuant to changes in the construction and financing structure of the Call Right Asset or as the Parties may otherwise
mutually agree) of such Call Right Asset will be credited toward SunEdison’s satisfaction of the CAFD Commitment (the aggregate amount of CAFD that the Call Right Assets acquired by Terra are projected to generate during the first 12 months
following each project’s respective Commercial Operations Date shall be referred to as the “Satisfied CAFD Commitment”). For the avoidance of doubt, nothing in this Agreement shall be deemed to prohibit (x) SunEdison from
offering Call Right Assets that exceed the CAFD Commitment or (y) the Parties from agreeing on the Estimated CAFD for one or more Call Right Assets that exceeds the CAFD Commitment in any particular year or in the aggregate. 

(b) The Roll Over. If the Satisfied CAFD Commitment for projects acquired by Terra during the period after the IPO Date and prior
to the end of calendar year 2015 is less than $75.0 million or during calendar year 2016 is less than $100.0 million, then, to the extent of any such shortfall, SunEdison hereby agrees that it shall continue to offer sufficient Call Right Assets
(including, if applicable, in 2017 and subsequent years) until the Satisfied CAFD Commitment satisfies the CAFD Commitment (such period of time referred to as the “Roll Over”). 

  
 6 

 Section 2.3 Option to Purchase the Call Right Assets. 

(a) The Call Right. Subject to Section 2.1(b), SunEdison hereby grants to Terra the right and option, on the terms and
subject to the conditions set forth in this Agreement, to purchase some or all of the Call Right Assets, exercisable by Terra in its sole discretion at any time during the Call Right Period (the “Call Right”). SunEdison will take
all actions reasonably necessary to cause the Call Right to be exercisable in accordance with this Article II, including by taking any actions necessary to facilitate and enforce such exercise and to consummate the transactions contemplated
by this Article II. 
 (b) The Call Right Price. The Parties shall work in good faith to mutually agree on the Fair
Market Value of each Call Right Asset (the “Call Right Price”) within a reasonable time after the date SunEdison adds a Call Right Asset to Exhibit A. If SunEdison and Terra are unable to agree on the Call Right Price within
ninety (90) calendar days after a Call Right Asset is added to Exhibit A, SunEdison and Terra shall, upon written notice from either SunEdison or Terra to the other, engage a Third Party Advisor to determine the Call Right Price. If
Terra exercises a Call Right for a particular Call Right Asset, Terra agrees that it shall pay for such Call Right Asset in cash, unless otherwise mutually agreed by the Parties, an amount equal to the Call Right Price. 

Section 2.4 Exercise of a Call Right. 
 (a) At any time during the Call Right Period, Terra may provide written notice to SunEdison of its exercise of the Call Right (a “Call Right Notice”), which notice shall identify the
particular Call Right Asset. Following any valid delivery of a Call Right Notice, SunEdison and Terra shall negotiate in good faith to agree on any other material economic terms not included in Exhibit A and to enter into a Project Agreement
for the Call Right Asset subject of the Call Right Notice. If SunEdison and Terra are unable to agree on such other terms and conditions of a Project Agreement within thirty (30) calendar days of delivery of a Call Right Notice, SunEdison and
Terra shall, upon written notice from either SunEdison or Terra to the other, engage Third Party Advisor to determine the material economic terms on which SunEdison and Terra are unable to agree so that such material economic terms reflect common
practice in the relevant market. 
 (b) Upon receipt of the Third Party Advisor’s final determination, Terra will have the
option, but not the obligation, to purchase the applicable Call Right Asset on the material economic terms determined by the Third Party Advisor or as otherwise mutually agreed by the Parties, exercisable by delivery of written notice to SunEdison
within ten (10) Business Days of such determination (a “Second Call Right Notice”). The “Final Call Right Notice” means a Call Right Notice; provided that if Terra delivers a Second Call Right Notice,
then the term “Final Call Right Notice” means the Second Call Right Notice. 
 (c) If Terra delivers a Final Call Right
Notice before the end of the Call Right Period, SunEdison shall be obligated to sell the applicable Call Right Asset to Terra, and Terra shall be obligated to purchase the applicable Call Right Asset from SunEdison on the economic terms set forth in
Exhibit A or as otherwise mutually agreed by the Parties or provided by the Third Party Advisor, on or about the Commercial Operations Date or on any other such date as 

  
 7 

 
the Parties may mutually agree. If the closing of such transaction shall not have been consummated within 120 days following Terra’s delivery of a Final Call Right Notice, either SunEdison
or Terra shall be entitled to terminate any obligation to sell or purchase, as applicable, the Call Right Asset under this Article II and the related Project Agreement, and upon such termination neither SunEdison nor Terra shall have any
obligation to sell or purchase the Call Right Asset pursuant thereto; provided that if a Party’s breach of this Article II or the related Project Agreement has resulted in the failure of the closing to occur by such date, such
Party shall not be entitled to so terminate its obligation to sell or purchase, as applicable, the Call Right Asset under this Article II or the related Project Agreement; provided further that Terra may extend the period for
closing under such Project Agreement for a period not to exceed an additional 120 days (unless the Parties mutually agree in writing to an extension of more than 120 days) if Terra is not in breach of such Project Agreement and is continuing to use
reasonable efforts to work toward a closing of such Project Agreement. 
 (d) If Terra does not deliver a Final Call Right Notice
before the end of the Call Right Period, SunEdison may offer to sell the applicable Call Right Asset to any other Third Party, and Terra shall be deemed to have waived any right to purchase such Call Right Asset. 

(e) Subject to Section 2.5, SunEdison shall not make any Transfers with respect to any of the Call Right Assets from the date
hereof through the later of (i) the termination of the Call Right Period and (ii) the termination of any Project Agreement entered into pursuant to Section 2.4(c) prior to the expiration of the Call Right Period. 

Section 2.5 Right of First Refusal. 
 If SunEdison receives a bona fide offer from a Third Party to purchase a Call Right Asset before Terra delivers a Final Call Right Notice in accordance with the terms of Section 2.4 (a
“Third Party Offer”), SunEdison shall provide notice to Terra of the terms of such Third Party Offer in reasonable detail, and Terra shall have the right, but not the obligation, to purchase such Call Right Asset on substantially
similar terms (but at a price no less than specified in the Third Party Offer) by notifying SunEdison within ten (10) Business Days of receiving the notice of such Third Party Offer. If within such ten (10) Business Day period, Terra
provides such notice to SunEdison, such notice shall be treated as a Call Right Notice under Section 2.4. If within such ten (10) Business Day period, Terra does not provide such notice to SunEdison, SunEdison may offer to sell the
applicable Call Right Asset to any other Third Party on terms no more favorable than those set forth in the Third Party Offer and offered to Terra, and Terra shall be deemed to have waived any right to purchase such Call Right Asset, and such Call
Right Asset shall not be counted toward the Satisfied CAFD Commitment. 
 Section 2.6 Priced Call Right Assets

 Notwithstanding anything in this Agreement, including Section 2.5, prior to satisfaction of the CAFD Commitment
SunEdison may not market, negotiate, accept an offer or sell a Priced Call Right Asset to any Third Party unless and until Terraco delivers a notice that it is forfeiting its Call Right with respect to such Priced Call Right Asset. 

  
 8 

 Section 2.7 Third Party Advisor 

If the Parties engage a Third Party Advisor under the terms of this Agreement, the Third Party Advisor shall be provided with access to
all information prepared by or on behalf of SunEdison and Terra with respect to the applicable Call Right Asset reasonably requested by the Third Party Advisor. The Third Party Advisor will determine the Estimated CAFD, Call Right Price or other
material economic terms on which SunEdison and Terra are unable to agree, as applicable depending on the purpose for which the Parties have engaged the Third Party Advisor, within thirty (30) calendar days of its engagement or, to the extent
reasonably feasible, such shorter period as will still allow Terra to timely complete the Call Right exercise process pursuant to this Agreement. Each of SunEdison and Terra will pay fifty percent (50%) of the fees and expenses of such Third
Party Advisor engaged by SunEdison and Terra; provided that if Terra does not agree to purchase the Call Right Asset under the terms of this Agreement, Terra shall be responsible for one hundred percent (100%) of such fees and expenses.

 ARTICLE III. 
 RIGHT OF FIRST OFFER 
 Section 3.1 ROFO Assets

 During the Term, SunEdison hereby grants to Terra and its Affiliates a right of first offer on any proposed Transfer of
any project developed by SunEdison located in an Approved Country other than the projects pertaining to the Call Right Assets (each individually a “ROFO Asset” and collectively, the “ROFO Assets”). For the
avoidance of doubt, the obligations in this Article III shall remain in effect throughout the Term regardless of whether SunEdison has satisfied the CAFD Commitment. 
 Section 3.2 Notice of Transaction Related to ROFO Assets and Negotiation of Definitive Terms for Transaction. SunEdison agrees to deliver a written notice to Terra no later than twenty
(20) calendar days prior to engaging in any negotiation regarding any proposed Transfer of any ROFO Asset (or any portion thereof), setting forth in reasonable detail the material terms and conditions of the proposed transaction (such notice, a
“Transaction Notice”). If SunEdison delivers any Transaction Notice to Terra, then SunEdison and Terra shall enter non-binding discussions and negotiate in good faith to attempt to agree on definitive terms acceptable to both
Parties, in their sole and absolute discretion, for the Transfer of the applicable ROFO Asset to Terra or any of its Affiliates. If, within twenty (20) calendar days after the delivery of such Transaction Notice (the “Negotiation
Period”), the Parties have not agreed to definitive terms for the Transfer of such ROFO Asset to Terra, SunEdison will be able, within the next one hundred twenty (120) calendar days, to Transfer such ROFO Asset to a Third Party (or
agree in writing to undertake such transaction with a Third Party) in accordance with the terms of Section 3.3. 

Section 3.3 Negotiations with Third Parties. Neither SunEdison nor any of its representatives, agents or Affiliates
(excluding Terra and its direct or indirect subsidiaries, which subsidiaries shall not include any ROFO Asset prior to the acquisition thereof by Terra or any of its Affiliates in accordance with the terms and conditions of this Agreement) shall
solicit offers from, negotiate with or enter into any agreement with any Third Party for the Transfer of any ROFO Asset (or any portion thereof) until the expiration of the Negotiation Period related to 

  
 9 

 
such ROFO Asset and the proposed Transfer (the “ROFO Termination Date”);. Terra agrees and acknowledges that from and after the ROFO Termination Date for any ROFO Asset and
the applicable proposed Transfer: (a) SunEdison shall have the absolute right to solicit offers from, negotiate with or enter into agreements with any Third Party to Transfer such ROFO Asset, on terms generally no less favorable to SunEdison
than those offered to Terra pursuant to the Transaction Notice, and (b) SunEdison shall have no further obligation to negotiate with Terra regarding, or offer Terra the opportunity to acquire any interest in, such ROFO Asset; provided,
that the final terms of the Transfer of any ROFO Asset to any Third Party be on terms generally no less favorable to SunEdison than those offered to Terra pursuant to the Transaction Notice. 

ARTICLE IV. 
 TERM; TERMINATION RIGHTS 
 Section 4.1
Term. Unless earlier terminated in accordance with this Article IV, the term of this Agreement (the “Term”) shall commence on the date hereof and shall continue in effect until
5:00 p.m. New York City time on the sixth (6th) anniversary of the Effective Date, at which time this Agreement shall terminate and the Parties shall have no further rights or obligations under this Agreement, except those that expressly
survive the termination of this Agreement. 
 Section 4.2 Termination Rights. SunEdison or
Terra, as the case may be, shall have the right to terminate this Agreement, with written notice to the other Party, if the other Party materially breaches or defaults in the performance of its obligations under this Agreement or under any
transaction agreement entered into by the Parties in connection with any of the Call Right Assets or the ROFO Assets, and such breach or default is continuing for thirty (30) days after the breaching Party has been given a written notice
specifying such default or breach and requiring it to be remedied and stating that such notice is a “Notice of Default” hereunder. Upon any such termination the Parties shall have no further rights or obligations under this Agreement,
except those that expressly survive the termination of this Agreement. 
 Section 4.3 No Consequential
Damages. Notwithstanding anything to the contrary contained in this Agreement or provided for under any applicable law, other than with respect to a breach or default in the performance of a Party’s indemnification
obligations under Article V, no party hereto shall be liable to any other Person, either in contract or in tort, for any consequential, incidental, indirect, special or punitive damages of such other Person, including loss of future
revenue, or income or profits, or any diminution of value or multiples of earnings damages relating to the breach or alleged breach hereof, whether or not the possibility of such damages has been disclosed to the other party in advance or could have
been reasonably foreseen by such other party. 

  
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 ARTICLE V. 
 CONFIDENTIALITY 
 Section 5.1 SunEdison Confidential
Information. Terra shall keep confidential and not make any public announcement or disclose to any Person any terms of any other documents, materials, data or other information with respect to any ROFO Asset which is not generally known
to the public (the “SunEdison Confidential Information”); provided, that SunEdison Confidential Information shall not include (a) the terms and conditions of this Agreement or (b) information that becomes available
to Terra on a non-confidential basis from a source other than SunEdison, its Affiliates or their directors, officers or employees, provided, that, to Terra’s knowledge, such source was not prohibited from disclosing such information to
Terra by any legal, contractual or fiduciary duty. Notwithstanding the foregoing, Terra shall be permitted to (A) disclose any SunEdison Confidential Information to the extent required by court order or under Applicable Law, (B) make
a public announcement regarding such matters (1) as agreed to in writing by SunEdison or (2) as required by the provisions of any securities laws or the requirements of any exchange on which Terra securities may be listed (a
“Required Securities Disclosure”), or (C) disclose any SunEdison Confidential Information to any Person on a “need-to-know” basis, such as its shareholders, partners, members, trustees, beneficiaries, directors,
officers, employees, attorneys, consultants or lenders; provided, however, that, other than in connection with a Required Securities Disclosure, Terra shall (y) advise such Person of the confidential nature of such SunEdison Confidential
Information, and (z) cause such Person to be bound by obligations of confidentiality that are no less stringent than the obligations set forth herein. Terra shall indemnify and hold harmless the SunEdison Indemnitees for any Losses
incurred by any of the SunEdison Indemnitees for a breach or default of Terra’s obligations under this Section 5.1. This Section 5.1 shall survive the termination of this Agreement for twelve months following the
Effective Date. 
 ARTICLE VI. 
 INDEPENDENT COMMITTEE 
 Section 6.1 Independent
Committee. For as long as SunEdison Controls Terra, any action by Terra hereunder, including any termination or amendment of this Agreement, the exercise or waiver of any of Terra’s rights hereunder and the terms and conditions of
any Project Agreement shall require the approval of the Independent Committee. 
 ARTICLE VII. 

MISCELLANEOUS PROVISIONS 
 Section 7.1 Notices. 
 (a) Method of Delivery. All
notices, requests, demands and other communications (each, a “Notice”) required to be provided to the other Party pursuant to this Agreement shall be in writing and shall be delivered (i) in person, (ii) by certified U.S.
mail, with postage prepaid and return receipt requested, (iii) by overnight courier service, or (iv) by facsimile transmittal, with a verification copy sent on the same day by any of the methods set forth in clauses (i), (ii) and
(iii), to the other Party to this Agreement at the following address or facsimile number (or to such other address or facsimile number as SunEdison or Terra may designate from time to time pursuant to this Section 7.1): 

If to SunEdison: 
 SunEdison, Inc. 501 Pearl Drive (City of O’Fallon) 
 St. Peters,
Missouri 63376 
 Attn: General Counsel 
 Facsimile:                      

  
 11 

 If to Terra: 
 TerraForm Power, LLC 
 12500 Baltimore Avenue 

Beltsville, Maryland 20705 
 Attention: General Counsel 
 Facsimile No.:
                     
 (b)
Receipt of Notices. All Notices sent by SunEdison or Terra under this Agreement shall be deemed to have been received by the Party to whom such Notice is sent upon (i) delivery to the address or facsimile number of the recipient
Party, provided that such delivery is made prior to 5:00 p.m. (local time for the recipient Party) on a Business Day, otherwise the following Business Day, or (ii) the attempted delivery of such Notice if (A) such recipient Party
refuses delivery of such Notice, or (B) such recipient Party is no longer at such address or facsimile number, and such recipient Party failed to provide the sending Party with its current address or facsimile number pursuant to this
Section 7.1). 
 (c) Change of Address. SunEdison and Terra and their respective counsel shall have the
right to change their respective address and/or facsimile number for the purposes of this Section 7.1 by providing a Notice of such change in address and/or facsimile as required under this Section 7.1. 

Section 7.2 Time is of the Essence. Time is of the essence of this Agreement; provided, that
notwithstanding anything to the contrary in this Agreement, if the time period for the performance of any covenant or obligation, satisfaction of any condition or delivery of any notice or item required under this Agreement shall expire on a day
other than a Business Day, such time period shall be extended automatically to the next Business Day. 
 Section 7.3
Assignment. Neither Party shall assign this Agreement or any interest therein to any Person, without the prior written consent of the other Party, which consent may be withheld in such Party’s sole discretion. 

Section 7.4 Successors and Assigns. This Agreement shall be binding upon and inure to the benefit of SunEdison
and Terra and their respective successors and permitted assigns (which include Terra’s Affiliates). 
 Section 7.5
Third Party Beneficiaries. This Agreement shall not confer any rights or remedies on any Person other than (i) the Parties and their respective successors and permitted assigns (including Terra’s Affiliates), and
(ii) the SunEdison Indemnitees to the extent such SunEdison Indemnitees are expressly granted certain rights of indemnification in this Agreement. 

  
 12 

 Section 7.6 Other Activities. No Party hereto shall be prohibited
from engaging in or holding an interest in any other business ventures of any kind or description, or any responsibility to account to the other for the income or profits of any such enterprises or have this Agreement be deemed to constitute any
agreement not to compete. This Agreement shall not be deemed to create a partnership, joint venture, association or any other similar relationship between the Parties. 
 Section 7.7 GOVERNING LAW. THIS AGREEMENT SHALL BE GOVERNED BY THE LAWS OF THE STATE OF NEW YORK, WITHOUT GIVING EFFECT TO ANY PRINCIPLES REGARDING CONFLICT OF LAWS. 

Section 7.8 Rules of Construction. The following rules shall apply to the construction and
interpretation of this Agreement: 
 (a) Singular words shall connote the plural as well as the singular, and plural words shall
connote the singular as well as the plural, and the masculine shall include the feminine and the neuter. 
 (b) All references in
this Agreement to particular articles, sections, subsections or clauses (whether in upper or lower case) are references to articles, sections, subsections or clauses of this Agreement. All references in this Agreement to particular exhibits or
schedules (whether in upper or lower case) are references to the exhibits and schedules attached to this Agreement, unless otherwise expressly stated or clearly apparent from the context of such reference 

(c) The headings contained herein are solely for convenience of reference and shall not constitute a part of this Agreement nor shall they
affect its meaning, construction or effect. 
 (d) Each Party and its counsel have reviewed and revised (or requested revisions
of) this Agreement and have participated in the preparation of this Agreement, and therefore any usual rules of construction requiring that ambiguities are to be resolved against any Party shall not be applicable in the construction and
interpretation of this Agreement or any exhibits hereto. 
 (e) The terms “hereby,” “hereof,”
“hereto,” “herein,” “hereunder” and any similar terms shall refer to this Agreement, and not solely to the provision in which such term is used. 
 (f) The terms “include,” “including” and similar terms shall be construed as if followed by the phrase “without limitation.” 

(g) The term “sole discretion” with respect to any determination to be made by a Party under this Agreement shall mean the sole
and absolute discretion of such Party, without regard to any standard of reasonableness or other standard by which the determination of such Party might be challenged. 

  
 13 

 Section 7.9 Severability. If any term or provision of this Agreement
is held to be or rendered invalid or unenforceable at any time in any jurisdiction, such term or provision shall not affect the validity or enforceability of any other terms or provisions of this Agreement, or the validity or enforceability of such
affected terms or provisions at any other time or in any other jurisdiction. 
 Section 7.10 JURISDICTION;
VENUE. EACH OF THE PARTIES IRREVOCABLY SUBMITS TO THE NON-EXCLUSIVE JURISDICTION OF THE FEDERAL COURTS OF THE UNITED STATES OF AMERICA LOCATED IN THE CITY AND COUNTY OF NEW YORK, BOROUGH OF
MANHATTAN, FOR THE PURPOSES OF ANY SUIT, ACTION OR OTHER PROCEEDING ARISING OUT OF THIS AGREEMENT, ANY RELATED AGREEMENT OR ANY TRANSACTION CONTEMPLATED HEREBY OR THEREBY. EACH OF THE PARTIES HERETO FURTHER AGREES THAT SERVICE OF ANY PROCESS,
SUMMONS, NOTICE OR DOCUMENT BY U.S. REGISTERED MAIL TO SUCH PARTY’S RESPECTIVE ADDRESS SET FORTH ABOVE SHALL BE EFFECTIVE SERVICE OF PROCESS FOR ANY ACTION, SUIT OR PROCEEDING WITH RESPECT TO ANY MATTERS TO WHICH IT HAS SUBMITTED TO
JURISDICTION IN THIS PARAGRAPH. EACH OF THE PARTIES HERETO IRREVOCABLY AND UNCONDITIONALLY WAIVES ANY OBJECTION TO THE LAYING OF VENUE OF ANY ACTION, SUIT OR PROCEEDING ARISING OUT OF THIS AGREEMENT, ANY RELATED DOCUMENT OR THE TRANSACTIONS
CONTEMPLATED HEREBY AND THEREBY IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK, AND HEREBY AND THEREBY FURTHER IRREVOCABLY AND UNCONDITIONALLY WAIVES AND AGREES NOT TO PLEAD OR CLAIM IN ANY SUCH COURT THAT ANY SUCH ACTION,
SUIT OR PROCEEDING BROUGHT IN ANY SUCH COURT HAS BEEN BROUGHT IN AN INCONVENIENT FORUM. 
 Section 7.11 WAIVER OF
TRIAL BY JURY. SUNEDISON AND TERRA HEREBY WAIVE THEIR RIGHTS TO A TRIAL BY JURY IN ANY LITIGATION OR OTHER COURT PROCEEDING BY EITHER PARTY AGAINST THE OTHER PARTY WITH RESPECT TO ANY MATTER ARISING FROM OR IN CONNECTION WITH THIS
AGREEMENT. 
 Section 7.12 Prevailing Party. If any litigation or other court action,
arbitration or similar adjudicatory proceeding is sought, taken, instituted or brought by SunEdison or Terra to enforce its rights under this Agreement, all fees, costs and expenses, including, without limitation, reasonable attorneys’ fees and
court costs, of the prevailing Party in such action, suit or proceeding shall be borne by the Party against whose interest the judgment or decision is rendered. 
 Section 7.13 Recitals, Exhibits and Schedules. The recitals to this Agreement, and all exhibits and schedules referred to in this Agreement are incorporated herein by such
reference and made a part of this Agreement. Any matter disclosed in any schedule to this Agreement shall be deemed to be incorporated in all other schedules to this Agreement. 

  
 14 

 Section 7.14 Entire Agreement. This Agreement sets forth the entire
understanding and agreement of the Parties hereto, and shall supersede any other agreements and understandings (written or oral) between SunEdison and Terra on or prior to the date of this Agreement with respect to the matters contemplated in this
Agreement. 
 Section 7.15 Amendments to Agreement. No amendment, supplement or other modification to
any terms of this Agreement shall be valid unless in writing and executed and delivered by SunEdison and Terra. 

Section 7.16 Facsimile; Counterparts. SunEdison and Terra may deliver executed signature pages to this
Agreement by facsimile transmission to the other Party, which facsimile copy shall be deemed to be an original executed signature page; provided, that such Party shall deliver an original signature page to the other Party promptly
thereafter. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original and all of which counterparts together shall constitute one agreement with the same effect as if the Parties had signed the same
signature page. 
 [Signature Page Follows] 

  
 15 

 IN WITNESS WHEREOF, SunEdison and Terra each have caused this Agreement to be
executed and delivered in their names by their respective duly authorized officers or representatives. 
  

			
	SUNEDISON:
	 SUNEDISON, INC.,
 a Delaware Corporation

		
	By:	 	 
	Name:	 	 
	Title:	 	 
	
	TERRA:
	 TERRAFORM POWER, LLC
 a Delaware Limited Liability Company

		
	By:	 	 
	Name:	 	 
	Title:	 	 

 [Signature Page to Project Support Agreement] 

  
 16 

 Exhibit A 
 Call Right Assets 
  

											
	 Project Name
	  	Project
Description	  	Estimated
CAFD	  	Call Right
Price	  	Projected
Commercial
Operations
Date	  	Other
terms

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