Document:

EX-10.1

 Exhibit 10.1 

CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY
WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 DEVELOPMENT, COMMERCIALIZATION AND SUPPLY AGREEMENT 

DATED AS OF FEBRUARY 26, 2015 

BY AND AMONG 
 AMARIN
PHARMACEUTICALS IRELAND LIMITED AND 
 AMARIN PHARMA, INC. 

AND 
 EDDINGPHARM (ASIA)
MACAO COMMERCIAL OFFSHORE LIMITED 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

							
	 ARTICLE 1
		 DEFINITIONS
		 	1	  
			
	 ARTICLE 2
		 LICENSES
		 	15	  
			
	 2.1
		Grant to Licensee		 	15	  
	 2.2
		Grant to Amarin		 	16	  
	 2.3
		Additional Licensing Provisions		 	17	  
	 2.4
		New Indication; Combination Product		 	17	  
	 2.5
		Restrictive Covenants		 	17	  
			
	 ARTICLE 3
		 GOVERNANCE
		 	18	  
			
	 3.1
		Joint Development Committee		 	18	  
	 3.2
		Joint Commercialization Committee		 	19	  
	 3.3
		Committees		 	20	  
	 3.4
		Limits on Committee Authority		 	20	  
	 3.5
		Disbanding the JDC and JCC		 	21	  
	 3.6
		Actions		 	21	  
	 3.7
		Exchange of Information		 	21	  
	 3.8
		Minutes of Committee Meetings		 	21	  
	 3.9
		Expenses		 	22	  
			
	 ARTICLE 4
		 DEVELOPMENT
		 	22	  
			
	 4.1
		Overview		 	22	  
	 4.2
		Objectives Under the Development Plan		 	23	  
	 4.3
		Development Plan and Development Budget		 	23	  
	 4.4
		Development Costs		 	25	  
	 4.5
		Records, Reports and Information		 	25	  
	 4.6
		Ownership and Transfer of Development Data		 	26	  
	 4.7
		Right to Audit		 	26	  
			
	 ARTICLE 5
		 REGULATORY
		 	27	  
			
	 5.1
		Regulatory Data and Regulatory Materials		 	27	  
	 5.2
		Regulatory Filings and Regulatory Approvals		 	27	  
	 5.3
		Communications		 	29	  
	 5.4
		No Other Regulatory Filings		 	29	  
	 5.5
		Rights of Reference		 	29	  
	 5.6
		Adverse Event Reporting, Safety Data Exchange and Medical Inquiries		 	30	  
	 5.7
		Regulatory Authority Communications Received by a Party		 	31	  
	 5.8
		Recall, Withdrawal, or Market Notification of Product		 	32	  
			
	 ARTICLE 6
		 COMMERCIALIZATION
		 	33	  
			
	 6.1
		Commercialization in the Field in the Territory		 	33	  
	 6.2
		Commercialization Plan		 	33	  
	 6.3
		Licensee’s Performance		 	34	  
	 6.4
		Reports		 	35	  
	 6.5
		Compliance		 	35	  

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

							
	 6.6
		Compliance Audit		 	38	  
	 6.7
		Provisions applicable to Sales Representatives and/or Medical Science Liaisons		 	38	  
	 6.8
		Promotional Materials		 	39	  
	 6.9
		Product Trademarks and Product Trade Dress		 	40	  
	 6.10
		Global Branding Strategy		 	42	  
	 6.11
		Commercialization Data		 	43	  
			
	 ARTICLE 7
		 SUPPLY
		 	43	  
			
	 7.1
		General		 	43	  
	 7.2
		Development Supply		 	43	  
	 7.3
		Commercial Supply		 	44	  
	 7.4
		Exclusivity		 	44	  
	 7.5
		Packaging and Labeling; Certain Other Manufacturing Activities		 	44	  
	 7.6
		Forecasting and Ordering		 	45	  
	 7.7
		Supply Price, Invoicing, and Cost of Goods Audit		 	46	  
	 7.8
		Shipping and Delivery		 	47	  
	 7.9
		Quality and Compliance		 	48	  
	 7.10
		Disputes and Remedies		 	49	  
	 7.11
		Shortages		 	50	  
	 7.12
		Product Specification and Manufacturing Changes		 	51	  
	 7.13
		Termination of Supply Obligations		 	51	  
			
	 ARTICLE 8
		 PAYMENTS
		 	51	  
			
	 8.1
		Upfront Payment		 	51	  
	 8.2
		Milestone Payments		 	52	  
	 8.3
		Royalty Payments; Sublicense Income		 	53	  
	 8.4
		Royalty Reports and Payment Procedures		 	53	  
	 8.5
		Taxes and Withholding		 	53	  
	 8.6
		Withholding Tax		 	54	  
	 8.7
		Currency Conversion		 	54	  
	 8.8
		General Payment Procedures		 	55	  
	 8.9
		Late Payments		 	55	  
	 8.10
		Financial Records and Audit		 	55	  
			
	 ARTICLE 9
		 INTELLECTUAL PROPERTY MATTERS
		 	56	  
			
	 9.1
		Ownership of Intellectual Property		 	56	  
	 9.2
		Disclosures; Disputes Regarding Inventions		 	56	  
	 9.3
		Patent Filings, Prosecution and Maintenance		 	57	  
	 9.4
		Defense and Enforcement of Patents		 	59	  
	 9.5
		Patent Term Extensions		 	62	  
	 9.6
		Patent Marking		 	62	  
	 9.7
		Patent Challenge		 	62	  

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

							
			
	 ARTICLE 10
		 REPRESENTATIONS, WARRANTIES AND COVENANTS
		 	63	  
			
	 10.1
		Mutual Representations and Warranties		 	63	  
	 10.2
		Additional Representations, Warranties and Covenants of Amarin		 	64	  
	 10.3
		Additional Representations, Warranties and Covenants of Licensee		 	65	  
	 10.4
		Disclaimer		 	66	  
	 10.5
		No Other Representations or Warranties		 	66	  
			
	 ARTICLE 11
		 INDEMNIFICATION
		 	66	  
			
	 11.1
		Indemnification by Amarin		 	66	  
	 11.2
		Indemnification by Licensee		 	67	  
	 11.3
		Indemnification Procedures		 	67	  
	 11.4
		Limitation of Liability		 	67	  
	 11.5
		Insurance		 	68	  
			
	 ARTICLE 12
		 CONFIDENTIALITY
		 	68	  
			
	 12.1
		Confidential Information		 	68	  
	 12.2
		Confidentiality Obligations		 	69	  
	 12.3
		Permitted Disclosure and Use		 	69	  
	 12.4
		Notification		 	70	  
	 12.5
		Publicity; Filing of this Agreement		 	70	  
	 12.6
		Publication		 	71	  
	 12.7
		Use of Names		 	72	  
	 12.8
		Survival		 	72	  
			
	 ARTICLE 13
		 TERM AND TERMINATION
		 	72	  
			
	 13.1
		Term		 	72	  
	 13.2
		Termination for Breach		 	72	  
	 13.3
		Termination as a Result of Bankruptcy		 	73	  
	 13.4
		Termination by Licensee		 	73	  
			
	 ARTICLE 14
		 EFFECTS OF TERMINATION AND EXPIRATION
		 	73	  
			
	 14.1
		Termination Not Involving Amarin’s Fault		 	73	  
	 14.2
		Expiration of this Agreement		 	76	  
	 14.3
		Accrued Rights		 	76	  
	 14.4
		Survival		 	76	  
	 14.5
		Rights in Bankruptcy		 	76	  
			
	 ARTICLE 15
		 DISPUTE RESOLUTION
		 	77	  
			
	 15.1
		Disputes		 	77	  
	 15.2
		Arising Between the Parties		 	77	  
	 15.3
		Dispute Resolutions		 	77	  
	 15.4
		Patent and Trademark Dispute Resolution		 	79	  
	 15.5
		Injunctive Relief		 	79	  

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

							
			
	 ARTICLE 16
		 MISCELLANEOUS
		 	79	  
			
	 16.1
		Entire Agreement; Amendment		 	79	  
	 16.2
		Force Majeure		 	79	  
	 16.3
		Notices		 	79	  
	 16.4
		No Strict Construction; Interpretation		 	80	  
	 16.5
		Assignment		 	80	  
	 16.6
		Severability		 	81	  
	 16.7
		No Waiver of Breach		 	81	  
	 16.8
		Partnership or Joint Venture		 	81	  
	 16.9
		English Language; Governing Law		 	81	  
	 16.10
		Execution in Counterparts		 	81	  

 Schedules: 
  

			
	 Schedule 1.8
		 Amarin Patents

	 Schedule 4.3.2
		 Initial Development Plan

	 Schedule 6.10.1
		 Product Trademark

	 Schedule 7.6
		 Forecast Methodology

	 Schedule 12.5.1
		 Press Release

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 DEVELOPMENT, COMMERCIALIZATION AND SUPPLY AGREEMENT 

This Development, Commercialization and Supply Agreement (this “Agreement”) is entered into as of the 26th day of February,
2015 (the “Effective Date”) by and among Amarin Pharmaceuticals Ireland Limited, a company incorporated under the laws of Ireland (registered number 408912) with offices at 2 Pembroke House Upper Pembroke Street 28-32, Dublin 2,
Ireland (“Amarin Ireland”), and Amarin Pharma Inc., a Delaware corporation with offices at 1430 Route 206 North, Suite 200, Bedminster, NJ 07921 (“Amarin Pharma”, and collectively with Amarin Ireland,
“Amarin”), on the one hand, and Eddingpharm (Asia) Macao Commercial Offshore Limited, located at Unit 1505, 15th Floor, AIA Tower, Nos 251A-301, Avenida Comercial De Macau (“Licensee”), on the other hand. Amarin and
Licensee are sometimes referred to herein individually as a “Party” and collectively as the “Parties.”  

RECITALS 

WHEREAS, Amarin Ireland owns certain intellectual property and regulatory rights relating to a drug known
as Vascepa® (icosapent ethyl) capsules (the “Product” as defined in more detail below); 

WHEREAS, Amarin Ireland has granted to Amarin Pharma certain rights related the Product; 

WHEREAS, Licensee has significant experience in the development and commercialization of pharmaceutical
products in the Territory; and 
 WHEREAS, Licensee and Amarin desire to establish a collaboration for
the further development and commercialization of the Product in the Field in the Territory. 
 NOW
THEREFORE, in consideration of the foregoing premises and the mutual promises, covenants and conditions contained in this Agreement, the Parties agree as follows: 

ARTICLE 1 
 DEFINITIONS

 As used in this Agreement, the following initially capitalized terms shall have the meanings set forth in this ARTICLE 1 or as
otherwise defined elsewhere in this Agreement: 
 1.1 “Accounting Standards” means generally accepted accounting
principles in the United States (GAAP) or the International Financial Reporting Standards (IFRS), as applicable, in each case as consistently applied. 

1.2 “Active Moiety” means the molecule or ion, excluding those appended portions of the molecule that cause the drug to be an
ester, salt (including a salt with hydrogen or coordination bonds) or other non-covalent derivative (such as a complex, chelate, or clathrate) of the molecule, responsible for the physiological or pharmacological action of the drug substance. 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 1.3 “Affiliate” means, as of the Effective Date or during the Term, as
applicable, in relation to a Party, any person, corporation, firm or partnership or other entity, whether de jure or de facto, that directly or indirectly through one or more intermediaries controls, is controlled by or is under common
control with such Party. An entity shall be deemed to control another entity if it: (a) owns, directly or indirectly, more than fifty percent (50%) of the outstanding voting securities or capital stock (or such lesser percentage which is
the maximum allowed to be owned by a foreign corporation in a particular jurisdiction) of such other entity, or has other comparable ownership interest with respect to any entity other than a corporation, or (b) has the power, whether pursuant
to contract, ownership of securities or otherwise, to direct the management and policies of the entity. For the avoidance of doubt, neither of the Parties, or any of their respective Affiliates, shall be deemed to be an “Affiliate” of such
other entity. 
 1.4 “Amarin Invention” means an Invention that is Invented solely or jointly with a Third Party, by an
employee of Amarin or its Affiliates or a Person under an obligation of assignment to Amarin or its Affiliates. For clarity, “Amarin Invention” shall not include (a) the Amarin Patents or (b) the (i) Amarin Manufacturing
Patents or (ii) Amarin Manufacturing Know-How. 
 1.5 “Amarin Know-How” means all Know-How that is (i) Controlled
by Amarin (or its Affiliates) as of the Effective Date or at any time during the Term or (ii) an Amarin Invention or Joint Invention, in each case of (i) or (ii) which is necessary for the Development or Commercialization of the
Product in the Field in the Territory; provided, however that “Amarin Know-How” shall not include any Amarin Manufacturing Know-How. For clarity, “Amarin Know-How” shall not include (a) the Amarin Patents or (b) the
(i) Amarin Manufacturing Patents or (ii) Amarin Manufacturing Know-How. 
 1.6 “Amarin Manufacturing Know-How”
means all Know-How that is (i) Controlled by Amarin (or its Affiliates) as of the Effective Date or at any time during the Term or (ii) an Amarin Invention or a Joint Invention, in each case of (i) or (ii) which is necessary for
Manufacture of the Product for Commercialization in the Field in the Territory, including any CMC information. 
 1.7 “Amarin
Manufacturing Patent” means any Patent that is (i) Controlled by Amarin (or its Affiliates) as of the Effective Date or at any time during the Term or (ii) an Amarin Patent, in each case of (i) or (ii), which is necessary or
reasonably useful for the Manufacture of the Product for Commercialization in the Field in the Territory; provided, however, that an “Amarin Manufacturing Patent” shall not include any Amarin Patent. 

1.8 “Amarin Patent” means any Patent in the Territory that is (i) Controlled by Amarin (or its Affiliates) as of the
Effective Date, including the Patents listed in Schedule 1.8, or (ii) that comes under the Control of Amarin during the Term (including a Joint Patent), in each case of (i) or (ii) which is necessary for the Development or
Commercialization of the Product in the Field in the Territory; provided, however that “Amarin Patent” shall not include any Amarin Manufacturing Patent. 

  
 2 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 1.9 “Amarin Technology” means the Amarin Patents and Amarin Know-How. 

1.10 “Anti-Corruption Laws” means the U.S. Foreign Corrupt Practices Act, as amended, the UK Bribery Act 2010,
as amended, anti-corruption legislation of the PRC, including the PRC Anti-Unfair Competition Law, the Interim Provisions on Prohibition of Commercial Bribery adopted by the State Administration of Industry and Commerce, and Articles 164, 389, 391,
392 and 393 of the PRC Criminal Law and their respective People’s Procuratorate, other provincial, municipal or local anti-corruption legislation or regulations of the PRC, and any similar anti-corruption-related Applicable Laws adopted in Hong
Kong, Macau or Taiwan, as well as Applicable Laws related to the prevention of fraud, racketeering, money laundering or terrorism. 

1.11 “Applicable Laws” means any and all statutes, ordinances, regulations, rules, or guidance of any kind
whatsoever and any and all requirements under permits, orders, decrees, judgments or directives and requirements of applicable Governmental Authorities, in each case pertaining to any of the activities contemplated by this Agreement, including any
regulations and guidelines promulgated by any Regulatory Authority in the Territory, all as amended from time to time. 
 1.12 “Bulk
Product” means the finished form of the Product, encapsulated and packaged in labeled bulk cartons ready for Packaging and Labeling. 

1.13 “Business Day” means a day other than a Saturday, Sunday, or a day on which banking institutions in New York, New York
or in Macau are closed. 
 1.14 “Calendar Quarter” means each successive period of three (3) calendar months
commencing on January 1, April 1, July 1 and October 1; provided, that (a) the first Calendar Quarter hereunder shall be deemed to commence upon the Effective Date and (b) the final Calendar Quarter hereunder
shall be deemed to expire upon the effective date of expiration or termination of this Agreement. 
 1.15 “Calendar Year”
means (a) for the first calendar year, the period commencing on the Effective Date and ending on December 31, 2015, (b) for each successive period, beginning on January 1 and ending twelve (12) consecutive calendar
months later on December 31, and (c) for the calendar year in which this Agreement is terminated, the period beginning on January 1 of such calendar year and ending on the effective date of the termination of this Agreement. 

1.16 “Cardiovascular Risk Reduction” means [***] 

1.17 “CFDA” means the China Food and Drug Administration or its predecessor or successor. 

  
 3 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 1.18 “Change of Control” means (a) a transaction or series of related
transactions that results in the sale or other disposition of all or substantially all of Amarin’s assets; or (b) a merger or consolidation in which Amarin is not the surviving corporation or in which, if Amarin is the surviving
corporation, the shareholders of Amarin immediately prior to the consummation of such merger or consolidation do not, immediately after consummation of such merger or consolidation, possess a majority of the voting power of all of Amarin’s
outstanding stock and other securities and the power to elect a majority of the members of Amarin’s board of directors; or (c) a transaction or series or related transactions (which may include without limitation a tender offer for
Amarin’s stock or the issuance, sale or exchange of Amarin’s stock) if the shareholders of Amarin immediately prior to the initialization of such transaction do not, immediately after consummation of such transaction or any of such related
transactions, own stock or other securities of the entity that possess a majority of the voting power of Amarin’s outstanding stock and other securities and the power to elect a majority of the members of Amarin’s board of directors. 

1.19 “Commercialize”, “Commercializing” or “Commercialization” means all activities
directed to the marketing, promotion, selling or offering for sale of a Product for an indication, including planning, market research, Pre-Marketing, advertising, educating, marketing, promoting, importing, exporting, distributing and
post-marketing safety surveillance and reporting. For clarity, “Commercialization” shall not include any activities related to clinical research, Manufacturing or Development of the Product. 

1.20 “Commercially Reasonable Efforts” means, with respect to a Party’s obligation to perform or achieve a specified
obligation for the Product or generally under this Agreement, [***]. 
 1.21 “Competing Product” means (other than the
Product) any pharmaceutical product, dietary supplement, health food or medical food with (i) the same Active Moiety (including drugs with the same Active Moiety included within such product as part of a drug mixture or a fixed dose
combination), or in the same class of drug (i.e., Omega-3), as the Product, in each case, whether or not targeted or used off-label to treat adult patients with moderately high, high or very high triglyceride levels, (ii) targeted to treat
adult patients with moderately high, high or very high triglyceride levels, or (iii) that are recognized by key opinion leaders in the industry mutually selected by the Parties or in accepted medical guidelines as being an alternate treatment to the
Product. [***] 
 1.22 “Control” means, with respect to any Know-How, physical material, patent right, or other
intellectual property right, possession by a Party or its Affiliates (whether by ownership, license grant or other means) of the legal right to grant the right to access or use, or to grant a license or a sublicense to, such Know-How, physical
material, patent right, or other intellectual property right as provided for herein without violating the proprietary rights of any Third Party or any terms of any agreement or other arrangement between such Party (or any of its Affiliates) and any
Third Party. 
 1.23 “Cost of Goods” means, for Finished Product, Bulk Product or placebo, as applicable, manufactured by
Amarin or a Third Party, [***] 

  
 4 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 1.24 “Cover(ed)” means, with respect to any Patent and the subject matter at
issue, that, but for a license granted under a Valid Claim of such Patent, the manufacture, development, use, sale, offer for sale or importation of the subject matter at issue would infringe such Valid Claim, or in the case of a Patent that is a
patent application, would infringe a Valid Claim in such patent application if it were to issue as a patent. 
 1.25 “CTA”
means an application to the applicable Regulatory Authority, such as a clinical trial application or a clinical trial exemption, the filing of which is necessary to commence or conduct clinical testing of a pharmaceutical product in humans in
such jurisdiction. 
 1.26 “Develop”, “Developing” or “Development” means all activities
relating to research, non-clinical, preclinical and clinical trials, toxicology testing, statistical analysis and reporting, necessary or reasonably useful or otherwise requested or required by a Regulatory Authority as a condition or in support of
obtaining or maintaining all Regulatory Approvals, including Phase IV Clinical Trials and other post-Regulatory Approval studies that are required to obtain or maintain Regulatory Approval. For clarity, “Development” shall exclude any
activities related to Commercialization or Manufacture. 
 1.27 “Development Activities” means those Development activities
undertaken by or on behalf of a Party or its Affiliates with respect to the Product in the Field. 
 1.28 “Development Costs”
means the costs and expenses incurred by a Party or its Affiliates attributable to, or reasonably allocable to, the Development of the Product in the Field, including costs of conducting clinical trials and Phase IV Clinical Trials (as well as
other post-Regulatory Approval studies (including physician-initiated studies)). “Development Costs” shall include (i) Out-of-Pocket Costs and (ii) internal costs (e.g., staff or administrative) that are attributable to,
or reasonably allocable to, the Development of the Product in the Field. For clarity, Development Costs shall exclude Regulatory Costs. 

1.29 “Dollar” means a U.S. dollar, and “$” shall be interpreted accordingly. 

1.30 “Drug Administration Law” means the laws, rules and regulation applicable to drug administration in the
Territory, as amended from time to time. 
 1.31 “Drug Substance” means icosapent ethyl. 

1.32 “Drug Substance Specifications” means those Manufacturing, performance and quality-control specifications for the Drug
Substance in the Territory, which are initially as set shall be set forth in a schedule to the Quality Agreement, as such specifications may be amended from time to time pursuant to the terms of this Agreement and the Quality Agreement. 

1.33 “Facility” means, as applicable, a Party’s Manufacturing facility and such other facilities used by such Party (or
those of its Affiliates or Third Party contractors) in the manufacture, packaging, labeling or storage of (i) Finished Product, (ii) Bulk Product, (iii) Drug Substance or (iv) materials utilized in the Manufacture or Packaging and Labeling
of Product, 

  
 5 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
Bulk Product or Drug Substance, including raw materials, auxiliary materials, intermediates, containers and packing materials, in each case with respect to the Product for Development or
Commercialization in the Field in the Territory hereunder. 
 1.34 “FDA” means the U.S. Food and Drug Administration or its
successor. 
 1.35 “FD&C Act” means the United States Federal Food, Drug and Cosmetic Act, 21 U.S.C. 301 et seq, as it
may be amended from time to time, and relevant regulations and guidelines promulgated thereunder. 
 1.36 “Field” means (a)
all human therapeutic applications, and (b) to the extent approved by the applicable Regulatory Authority in the U.S. for sale by Amarin and sold by Amarin or on behalf of Amarin by its Affiliates, licensees or subcontractors in the U.S., [***]

 1.37 “Finished Product” means the Bulk Product in full Packaging and Labeling and final presentation form ready for
release to end-users. 
 1.38 “First Commercial Sale” means, with respect to a Product, the first sale of such Product in
the Territory by or on behalf of Licensee or its Affiliates to a Third Party (including wholesalers or distributors), after receipt of Regulatory Approval for such Product in the Territory. 

1.39 “Force Majeure” means circumstances beyond the reasonable control of either Party, including acts
of God, fires, explosions, earthquakes, floods, droughts, riots, acts of terrorism, wars, civil disturbances, sabotage, cyber attacks, accidents, strikes or other labor disputes, unforeseen material shortages or supplier failures, compliance with
any government action or any other event or circumstance of the like of different character to the foregoing beyond the reasonable control and without the fault or negligence of a Party. 

1.40 “General Development Activities” means all Development Activities other than Territory Development Activities. 

1.41 “Good Clinical Practices” or “GCP” means all applicable Good Clinical Practice standards for the
design, conduct, performance, monitoring, auditing, recording, analyses and reporting of clinical trials, including, as applicable, (i) those standards required by the CFDA, (ii) as set forth in the International Conference on
Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human Use (“ICH”) Harmonised Tripartite Guideline for Good Clinical Practice (CPMP/ICH/135/95) and any other guidelines for good clinical practice for
trials on medicinal products in the Territory, (iii) the Declaration of Helsinki (2004) as last amended at the 52nd World Medical Association in October 2000 and any further amendments or clarifications thereto, (iv) U.S. Code of
Federal Regulations Title 21, Parts 50 (Protection of Human Subjects), 56 (Institutional Review Boards) and 312 (Investigational New Drug Application), as may be amended from time to time, and (v) the equivalent Applicable Laws in any relevant
country, each as may be amended and applicable from time to time and in each case, that provide for, among other things, assurance that the clinical data and reported results are credible and accurate and protect the rights, integrity, and
confidentiality of trial subjects. 

  
 6 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 1.42 “Good Laboratory Practices” or “GLP” means all
applicable Good Laboratory Practice standards, including, as applicable, (i) those standards required by the CFDA, (ii) as set forth in the then-current good laboratory practice standards promulgated or endorsed by the FDA as defined in 21
C.F.R. Part 58, and (iii) the equivalent Applicable Laws in any relevant country, each as may be amended and applicable from time to time. 

1.43 “Good Manufacturing Practices” or “GMP” means all applicable Good Manufacturing Practices including, as
applicable, (i) those standards required by the CFDA, (ii) the principles detailed in the U.S. Current Good Manufacturing Practices, 21 C.F.R. Sections 210, 211, 601 and 610, (iii) the principles detailed in the ICH Q7 guidelines, and
(iv) the equivalent Applicable Laws in any relevant country, each as may be amended and applicable from time to time. 
 1.44
“Government Official” means (a) any elected or appointed government official (e.g., a member of a ministry of health), (b) any employee or person acting for or on behalf of a government official, agency, or enterprise
performing a governmental function, (c) any political party, candidate for public office, officer, employee, or person acting for or on behalf of a political party or candidate for public office, and (d) any employee or person acting for
or on behalf of a public international organization (e.g., the United Nations). For clarity, healthcare providers employed by government-owned hospitals shall be considered Government Officials. 

1.45 “Governmental Authority” means any multinational, federal, state, local, municipal or other governmental authority of
any nature (including any governmental division, prefecture, subdivision, department, agency, bureau, branch, office, commission, council, court or other tribunal), in each case, having jurisdiction over the applicable subject matter. 

1.46 “High Triglyceride” or “HTG” means the treatment of adult patients with
high triglycerides (TG >200 but <500 mg/dL) [***]. 
 1.47 “Imported Drug License” or
“IDL” means a drug marketing permit issued by CFDA to designate the approval to market imported drug product in China. 

1.48 “Indirect Taxes” means VAT, sales taxes, consumption taxes and other similar taxes required by law to be
disclosed on the invoice. 
 1.49 “Invented” means the acts of (an) inventor(s), as determined in accordance with
Applicable Laws relating to inventorship set forth in the patent Applicable Laws of the United States (Title 35, United States Code), in discovering, conceiving and completing an Invention. 

1.50 “Invention” means any writing, invention, discovery, improvement, technology or other Know-How (in each case, whether
patented or not) that is not existing as of the Effective Date and is Invented in the performance of this Agreement during the Term and necessary for the Development and Commercialization of the Product in the Field in the Territory. 

  
 7 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 1.51 “Joint Development Committee” or “JDC” means the joint
steering committee formed by the Parties as described in Section 3.1. 
 1.52 “Joint Invention” means an Invention that is
Invented jointly by an employee of, or Person under an obligation of assignment to, each of Amarin and Licensee or their respective Affiliates. 

1.53 “Know-How” means all present and future information, whether or not in written form, whether or not in the public domain
and shall include biological, chemical, pharmacological, toxicological, medical or clinical, analytical, quality, manufacturing, research, or sales and marketing information, including processes, methods, procedures, techniques, strategies, plans,
programs and data. 
 1.54 “Licensee Invention” means an Invention that is Invented, solely or jointly with a Third Party,
by an employee of Licensee or its Affiliates or a Person under an obligation of assignment to Licensee or its Affiliates. 
 1.55
“Licensee Know-How” means all Know-How that is (i) (a) Controlled by Licensee (or its Affiliates) as of the Effective Date or comes under the Control of Licensee (or its Affiliates) during the Term (other than as a result of
the licenses granted by Amarin to Licensee under this Agreement) and (b) incorporated by Licensee in any Product prior to any termination or expiration of this Agreement (provided, however, that such Know-How is necessary or reasonably useful
for the Development, Manufacture or Commercialization of any Product) or (ii) a Licensee Invention. 
 1.56 “Licensee
Patent” means any Patent that (a) is Controlled by Licensee (or its Affiliates) as of the Effective Date or comes under the Control of Licensee (or its Affiliates) during the Term (other than as a result of the licenses granted by
Amarin to Licensee under this Agreement) and (b) that claims any Licensee Know-How. 
 1.57 “Licensee Technology”
means the Licensee Know-How and the Licensee Patents. 
 1.58 “Manufacture” or “Manufacturing” means all
activities related to the manufacturing of the Bulk Product, the Finished Product, Drug Substance, or any ingredient thereof, including manufacturing for clinical use or commercial sale, in-process and Bulk Product, Finished Product or Drug
Substance testing, quality assurance and quality control required for release of the Bulk Product and the Finished Product in the Field in the U.S., handling and storage of Bulk Product, Finished Product or Drug Substance and ongoing stability tests
and regulatory activities related to any of the foregoing; provided, however, that for purposes of clarity “Manufacture” shall exclude (i) Packaging and Labeling (whether in commercial or clinical packaging presentation), and (ii)
Territory-Specific Analytical Release Testing. 

  
 8 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 1.59 “Medical Science Liaison” means an individual who is employed by or on
behalf of Licensee or its Affiliates and who provides educational services and other educational efforts directed towards the medical and/or scientific community. 

1.60 “Net Sales” means [***] 
  

	 	(a)	[***] 

  

	 	(b)	[***] 

  

	 	(c)	[***] 

  

	 	(d)	[***] 

  

	 	(e)	[***] 

  

	 	(f)	[***] 

  

	 	(g)	[***] 

 [***] 

[***] 
 1.61 “Out-of-Pocket
Costs” means costs and expenses paid to Third Parties (or payable to Third Parties and accrued in accordance with the Accounting Standards), other than Affiliates or employees, by either Party. 

1.62 “Patents” means patents and patent applications and all substitutions, divisions, continuations, continuations-in-part,
any patent issued with respect to any such patent applications, any reissue, reexamination, utility models or designs, renewal or extension (including any supplementary protection certificate) of any such patent, and any confirmation patent or
registration patent or patent of addition based on any such patent, and all counterparts thereof in any country. 
 1.63 “Patent
Term Extension” means any term extensions, supplementary protection certificates and equivalents thereof offering Patent protection beyond the initial term with respect to any issued Patents. 

1.64 “Person” means any corporation, limited or general partnership, limited liability company, joint venture, trust,
unincorporated association, governmental body, authority, bureau or agency, any other entity or body, or an individual. 

  
 9 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 1.65 “Phase IV Clinical Trials” means certain post-marketing studies to
delineate additional information about a pharmaceutical product’s risks, benefits, and optimal use, commenced after receipt of regulatory approval for a product in the indication for which such trial is being conducted. 

1.66 “PRC” or “China” means the People’s Republic of China (for the purpose of this Agreement, excluding Hong
Kong, Macau and Taiwan). 
 1.67 “Pre-Marketing” means marketing activities undertaken prior to and in preparation for the
launch of the Product in the Territory. Pre-Marketing shall include market research, key opinion leader development, advisory boards, medical education, disease-related public relations, health care economic studies, sales force training and other
pre-launch activities prior to the First Commercial Sale of the Product in the Territory. 
 1.68 “Product” means
(a) icosapent ethyl capsules or (b) any other preparations Controlled by Amarin containing icosapent ethyl or ethyl eicosapentaenoic acid as the only active pharmaceutical ingredient and only Active Moiety, in each case of clauses
(a) and (b), as approved by the competent Governmental Authority for sale in the United States and sold under either the Vascepa® trademark or another trademark Controlled by Amarin, or
outside the United States and outside the Territory by or under license from Amarin, or as permitted under this Agreement to be approved and sold in the Field in the Territory. [***] 

1.69 “Product Approval” means the approval of a Governmental Authority necessary for the marketing and sale of the Product in
a given country or regulatory jurisdiction, which may include the approval of an IDL, but which shall exclude any pricing or reimbursement approvals. 

1.70 “Product Complaint” means any written, verbal or electronic expression of dissatisfaction regarding any Product sold by
or on behalf of Licensee (or any of its Affiliates or wholesalers) in the Territory, including reports of actual or suspected product tampering, contamination, mislabeling or inclusion of improper ingredients. 

1.71 “Product Specifications” means those Manufacturing, performance, quality-control, and Packaging and Labeling
specifications for the Finished Product or Bulk Product, as applicable, in the Territory set forth in a schedule to the Quality Agreement, as such specifications may be amended from time to time pursuant to the terms of this Agreement and the
Quality Agreement. 
 1.72 “Promotional Materials” means all written, printed, video or graphic advertising,
promotional, educational and communication materials (other than the Product labels and package inserts) for marketing, advertising and promoting of the Product in the Field in the Territory, for use (i) by a Sales Representative, Medical
Science Liaison, or other authorized employee or agent of Licensee, (ii) by a wholesaler, or (iii) in advertisements, web sites or direct mail pieces. 

  
 10 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 1.73 “Quality Agreement” means each of the quality agreements between
Licensee and Amarin relating to the Product for clinical and Commercial uses. 
 1.74 “Regulatory Approvals” means all
approvals or licenses necessary for the manufacture, marketing, importation, storage and sale of the Product or a product for one or more indications in a country or regulatory jurisdiction, which may include satisfaction of all applicable
regulatory and notification requirements, but which shall exclude any pricing or reimbursement approvals. 
 1.75 “Regulatory
Authority” means, in a particular country or regulatory jurisdiction, any applicable Governmental Authority involved in granting Regulatory Approval and/or, to the extent required in such country or regulatory jurisdiction, governmental
pricing or reimbursement approval of a Product in such country or regulatory jurisdiction, including, in the Territory, the CFDA. 
 1.76
“Regulatory Costs” means the costs and expenses incurred by Licensee or its Affiliates attributable to, or reasonably allocable to, the preparation, obtaining or maintaining of Regulatory Materials and Regulatory Approvals for the
Product (other than Manufacturing-related Regulatory Approvals), including any filing fees and such costs and expenses incurred by Amarin or its Affiliates to the extent requested by Licensee or required by this Agreement. “Regulatory
Costs” shall include (i) Out-of-Pocket Costs and (ii) internal costs (e.g., staff or administrative) that are specifically attributable to the preparation of Regulatory Materials, and obtaining or maintenance of Regulatory
Approvals, for the Product in the Field in the Territory. 
 1.77 “Regulatory Data” means any and all research data,
pharmacology data, chemistry, manufacturing and control data, preclinical data, clinical data and all other documentation submitted, or required to be submitted, to Regulatory Authorities in association with regulatory filings for the Product
(including any applicable Drug Master Files (“DMFs”), Chemistry, Manufacturing and Control (“CMC”) data, or similar documentation). 

1.78 “Regulatory Materials” means regulatory applications, submissions, notifications, communications, correspondence,
registrations, Regulatory Approvals and/or other filings made to, received from or otherwise conducted with a Regulatory Authority that are necessary in order to Develop, Manufacture, obtain marketing authorization, market, sell or otherwise
Commercialize the Product in a particular country or regulatory jurisdiction. Regulatory Materials include CTAs, Import Drug Licenses (“IDLs”), presentations, responses, and applications for other Product Approvals. 

1.79 “Royalty Term” means, on a Product-by-Product basis in the Territory, the period of time beginning on the First
Commercial Sale of such Product and ending upon the later of: (i) the date on which such Product (including, the use, sale, offer for sale, importation, development or manufacturing thereof) is no longer Covered by a Valid Claim, or
(ii) the twelfth (12th) anniversary of the First Commercial Sale of such Product in the PRC. 

  
 11 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 1.80 “Sales Representative” means an individual employed by Licensee who
(a) engages in detailing and other activities as a commercial pharmaceutical sales representative that are in compliance with Applicable Laws, and who is trained with respect to the Product, including the Product labeling and the legal use of
such labeling, to engage in such activities with respect to the Product in the Field in the Territory, and (b) has not been threatened with or excluded or debarred by any Regulatory Authority. 

1.81 “Sublicense Income” means any and all fees, or payments, of any kind or nature received by Licensee in consideration
for, on account of, or in connection with, granting a Third Party (other than a contract sales organization) a sublicense under the Amarin Technology, including license fees (including upfront) and milestone payments (including development- or
commercialization-related); provided, that, for clarity, Sublicense Income shall not include any payments made to Licensee solely on account of sales of the Product associated with such sublicense, which sales shall be considered Net Sales and
subject to the Royalty Payments hereunder (for clarity, such excluded sales are solely for Royalty Payments purposes and any payments received by Licensee in connection with a Sublicensee achieving a commercialization/annual Net Sales type milestone
shall be considered Sublicense Income). 
 1.82 “Territory” means the PRC, Hong Kong, Macau and Taiwan. 

1.83 “Territory Development Activities” means those Development Activities consistent with the Development Plan that are
(i) necessary solely for obtaining or maintaining Regulatory Approval for the Product in the Field in the Territory and (ii) post-Regulatory Approval-filing date Development Activities for the Product in the Field in the Territory.
Notwithstanding the foregoing, in the event that Licensee requests that Amarin perform certain Development Activities, within the Territory, which are not necessary solely for obtaining Regulatory Approval in the Territory, and Amarin agrees at its
sole discretion to perform such activities within the Territory, then such activities as are conducted in the Territory shall be deemed Territory Development Activities. 

1.84 “Territory-Specific Analytical Release Testing” means all activities associated with carrying out the analytical testing
and release of the Product which is necessary for delivery of the Product for Development or sale in the Field in the Territory, but which is not necessary for delivery of the Product for Development or sale in the Field in the U.S. Such activities
shall include: transferring test methods, developing and validating new analytical tests required in the Territory, amending the release specifications to be in compliance with local Applicable Laws in the Territory, conducting the release testing
of the Product and final release of the Product (including raw materials, intermediates, drug substance, and drug product). [***] 
 1.85
“Third Party” means any Person other than Amarin or Licensee or their respective Affiliates. 
 1.86 “U.S.”
means the United States of America and its possessions and territories. 

  
 12 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 1.87 “Valid Claim” means a claim of an Amarin Patent, a Licensee Patent or a
Joint Patent that (i) has not been rejected, revoked or held to be invalid or unenforceable by a court or other authority of competent jurisdiction, from which decision no appeal can be further taken or (ii) has not been finally abandoned,
disclaimed or admitted to be invalid or unenforceable through reissue or disclaimer. 
 1.88 “Very High
Triglyceride” or “VHTG” means the treatment of adult patients with very high triglycerides (TG >500 mg/dL) [***] 

1.89 Interpretation. Except where expressly stated otherwise in this Agreement, the following rules of interpretation apply to this
Agreement: (i) “include”, “includes” and “including” are not limiting; (ii) “hereof”, “hereto”, “herein” and “hereunder” and words of similar import when used in this
Agreement refer to this Agreement as a whole and not to any particular provision of this Agreement; (iii) “knowledge” of a Party means the actual knowledge of any officer of such Party involved in the negotiation of this Agreement,
without the obligation to perform due inquiry; (iv) words of one gender include the other gender; (v) words using the singular or plural number also include the plural or singular number, respectively; (vi) references to a contract or
other agreement mean such contract or other agreement as from time to time amended, modified or supplemented; (vii) references to a Person are also to its permitted successors and assigns; (viii) references to an “Article”,
“Section”, “Exhibit” or “Schedule” refer to an Article or Section of, or an Exhibit or Schedule to, this Agreement, unless expressly stated otherwise; and (ix) references to a law include any amendment or
modification to such law and any rules and regulations issued thereunder, whether such amendment or modification is made, or issuance of such rules and regulations occurs, before or after the Effective Date. 

1.90 Additional Definitions. The following terms have the meanings set forth in the corresponding Sections of this Agreement: 

 

			
	 Term
	  	Section
	 “Abandoned Patents”
	  	9.3.3(b)
	 “Abandoned Joint Inventions”
	  	9.3.3(b)
	 “Agreement”
	  	Preamble
	 “Amarin”
	  	Preamble
	 “Amarin Ireland”
	  	Preamble
	 “Amarin Pharma”
	  	Preamble
	 “Bankrupt Party”
	  	14.5
	 “Breaching Party”
	  	13.2
	 “CMC”
	  	1.77
	 “Combination Product”
	  	1.68
	 “Commercialization Budget”
	  	6.2.3(f)
	 “Commercialization Data”
	  	6.11
	 “Commercialization Plan”
	  	6.2.1
	 “Committee”
	  	3.3
	 “Compliance Audit”
	  	6.6

  
 13 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

			
	 Term
	  	Section
	 “Confidential Disclosure Agreement”
	  	12.1
	 “Confidential Information”
	  	12.1
	 “Controlling Party”
	  	9.4.1(a)
	 “Defect” or “Defective”
	  	7.9.2(a)
	 “Development Budget”
	  	4.3.1(c)
	 “Development Data”
	  	4.6
	 “Development Plan”
	  	4.3.1
	 “Disbanding Notice”
	  	3.5
	 “Disclosing Party”
	  	12.1
	 “DMFs”
	  	1.77
	 “Effective Date”
	  	Preamble
	 “Executive Officer”
	  	15.2
	 “Financial Audit”
	  	8.10
	 “Forecast”
	  	7.6.1
	 “Forecast Date”
	  	7.6.1
	 “Global Branding Strategy”
	  	6.10
	 “ICH”
	  	1.41
	 “IDL”
	  	1.47
	 “Improvement Plan”
	  	6.5.5
	 “Indemnitee”
	  	11.3
	 “Infringement Claim”
	  	9.4.1
	 “Initial Commercialization Plan”
	  	6.2.1
	 “Initial Forecast Date”
	  	7.6.1
	 “Joint Commercialization Committee” or “JCC”
	  	3.2.1
	 “Joint Patents”
	  	9.1.1
	 “Latent Defects”
	  	7.9.2(b)
	 “Licensee”
	  	Preamble
	 “Licensee Trade Dress”
	  	6.9.1
	 “Licensee Trademark”
	  	6.9.1
	 “Long Range Forecast”
	  	7.6.2
	 “Losses”
	  	11.1
	 “Manufacturing Certificate of Analysis and Compliance”
	  	7.9.2(a)
	 “Milestone Notification Notice”
	  	8.2
	 [***]
	  	[***]
	 “Notice of Non-Conformance”
	  	7.9.2(a)
	 “OOS”
	  	7.9.3
	 “Packaging and Labeling”
	  	7.5
	 “Party” or “Parties”
	  	Preamble
	 “Patent Challenge”
	  	9.7
	 “PRC”
	  	1.66
	 “Product Trade Dress”
	  	6.9.1

  
 14 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

			
	 Term
	  	Section
	 “Product Trademark”
	  	6.9.1
	 “Provisions”
	  	6.5.4
	 “Purchase Order”
	  	7.6.3
	 “Purchase Order Acceptance Date”
	  	7.6.4
	 “Receiving Party”
	  	12.1
	 “Recovery”
	  	9.4.2(c)(iv)
	 “Redacted Agreement”
	  	12.5.2
	 “Representatives”
	  	6.5.3
	 “Required Notice Date”
	  	16.5
	 “Royalty Payments”
	  	8.3.1
	 “Royalty Rates”
	  	8.3.1
	 [***]
	  	[***]
	 “Sublicense Income Payment”
	  	8.3.2
	 “Sublicensee”
	  	2.1.3
	 “Supply Price”
	  	7.7.1
	 “Term”
	  	13.1
	 “Third Party Claim”
	  	11.1
	 “Upfront Payment”
	  	8.1
	 “VAT”
	  	8.5.1

 ARTICLE 2 

LICENSES 
 2.1 Grant to
Licensee. 
 2.1.1 General Grant to Licensee. Subject to the terms and conditions of this Agreement, Amarin hereby grants to
Licensee during the Term an exclusive (even as to Amarin and its Affiliates), payment-bearing license with the right to sublicense solely in accordance with Section 2.1.3, under and with respect to the Amarin Technology, to (i) Develop the
Product for Commercialization in the Field in the Territory and (ii) Commercialize the Product in the Field in the Territory. 

2.1.2 Additional Grant to Licensee. Subject to the terms and conditions of this Agreement, including in particular Section 6.9,
Amarin hereby grants to Licensee during the Term an exclusive (even as to Amarin and its Affiliates) license with the right to sublicense solely in accordance Section 2.1.3, to use the Product Trademark and Product Trade Dress solely to the extent
necessary to (i) Commercialize the Product in the Field in the Territory and (ii) Package and Label the Product for Development or Commercialization in the Field in the Territory. 

2.1.3 Licensee’s Right to Sublicense. Licensee shall have the right to sublicense those rights granted to it under
Sections 2.1.1 and 2.1.2 to (i) Affiliates, subject to Licensee’s prior written notice to Amarin of the identity of such Affiliate and the purpose of such 

  
 15 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
sublicense, and (ii) Third Parties, subject to first obtaining Amarin’s prior written consent (each of (i) and (ii), a “Sublicensee”); provided, however, that
Licensee shall remain responsible for the performance by any of its Sublicensees and shall cause its Sublicensees to comply with the provisions of this Agreement in connection with such performance. Without limiting the foregoing, Licensee shall
ensure that each of its Sublicensees accepts in writing all applicable terms and conditions of this Agreement, [***] and shall terminate all relevant agreements with any such Sublicensee in the case of any breach of such terms and conditions by such
Sublicensee. Each Sublicensee shall also be prohibited from further sublicensing. For the avoidance of doubt, (a) Licensee will remain directly responsible for all amounts owed to Amarin under this Agreement, and (b) each Sublicensee is
subject to the negative covenants set forth in Section 2.5.1. Licensee hereby expressly waives any requirement that Amarin exhaust any right, power or remedy, or proceed against a subcontractor, for any obligation or performance hereunder prior to
proceeding directly against Licensee. 
 2.1.4 Performance by Affiliates and Subcontractors. Licensee shall have the right to perform
some or all of its obligations under this Agreement through Affiliates and/or Third Party subcontractors in the Territory; provided, however, that Licensee shall cause its Affiliates and subcontractors to accept the terms and conditions of this
Agreement in connection with such performance. 
 2.2 Grant to Amarin. 

2.2.1 General Grant to Amarin. Subject to the terms and conditions of this Agreement, Licensee hereby grants to Amarin during the Term a
non-exclusive, royalty-free license or sublicense, as applicable, with the right to sublicense, under and with respect to the Licensee Technology, to Develop, Manufacture or Commercialize the Product outside the Territory and, subject to Section
    , in the Territory. 
 2.2.2 Additional Grant to Amarin. Subject to the terms and conditions of this
Agreement, Licensee hereby grants to Amarin a non-exclusive, paid-up, irrevocable, perpetual, worldwide license or sublicense, as applicable, with the right to sublicense, under and with respect to the Licensee Technology, to develop (including
obtaining and maintaining regulatory approval), make, use, import, export, offer for sale and sell pharmaceutical products containing Drug Substance (other than the Product in the Field in the Territory) for sale anywhere in the world. 

2.2.3 Grants after Expiration or Termination. Subject to the terms and conditions of this Agreement, Licensee hereby grants to Amarin
from and after the expiration or termination of this Agreement (on a Product-by-Product basis) by Amarin pursuant to Section 13.2 or 13.3 or by Licensee pursuant to Section 13.4, a non-exclusive, paid-up, irrevocable, perpetual, license or
sublicense, as applicable, with the right to sublicense, under and with respect to the Licensee Technology, to Develop, Manufacture or Commercialize such Product outside the Field (whether inside or outside the Territory) or in the Field (whether
inside or outside the Territory) and to develop (including obtaining and maintaining regulatory approval), make, use, import, export, offer for sale and sell pharmaceutical products containing the Drug Substance for sale anywhere in the world. 

  
 16 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 2.3 Additional Licensing Provisions. 

2.3.1 Negative Covenant. Each Party covenants that it will not use or practice any of the other Party’s Patent rights or other
intellectual property rights licensed (or sublicensed, as applicable) to it under this ARTICLE 2 except for the purposes expressly permitted in the applicable license grant. 

2.3.2 No Implied Licenses; Retained Rights. Except as explicitly set forth in this Agreement, neither Party grants any license, express
or implied, under its intellectual property rights to the other Party, whether by implication, estoppel or otherwise. 
 2.4 [***]

 2.5 Restrictive Covenants. 

2.5.1 [***] 
  

	 	(a)	[***] 

  

	 	(b)	[***] 

 2.5.2 [***] 

2.5.3 Jurisdictional Compliance. It is the desire and intent of the Parties that the restrictive covenants contained in this Section
2.5 be enforced to the fullest extent permissible under the Applicable Laws and public policies applied in each jurisdiction in which enforcement is sought. Amarin and Licensee believe that the restrictive covenants in this Section 2.5 are valid and
enforceable. However, if any restrictive covenant should for any reason become or be declared by a competent court or competition authority to be invalid or unenforceable in any jurisdiction, such restrictive covenant shall be deemed to have been
amended to the extent necessary in order that such provision be valid and enforceable, such amendment shall apply only with respect to the operation of such provision of this Section 2.5 in the particular jurisdiction in which such declaration is
made. 

  
 17 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 ARTICLE 3 

GOVERNANCE 
 3.1 Joint
Development Committee. 
 3.1.1 Establishment and Responsibilities. The Parties shall establish the JDC within [***] after the
Effective Date. The JDC shall perform the following functions: 
 (a) Review, coordinate, discuss and approve the overall
strategy for Developing the Product in the Field in the Territory, including reviewing, coordinating, discussing and approving the overall strategy for seeking Regulatory Approvals for the Product in the Field in the Territory and approving the
Development Plan and each annual update and any material amendments thereto; 
 (b) Review, coordinate, discuss and approve
the design of the clinical trial protocols and endpoints and oversee the conduct of all clinical trials required as set forth in the Development Plan as well as discuss any Territory Development Activities to be conducted with respect to the Product
in the Field; 
 (c) Review any matters related to obtaining and maintaining Regulatory Approvals for the Product in the
Field in the Territory, including being informed of the development and contents of all submissions to Regulatory Authorities in the Territory for Regulatory Approvals and all necessary filing and registration activities related thereto; 

(d) Review, coordinate, discuss and approve any Phase IV Clinical Trials in the Territory, investigator-sponsored studies in
the Territory, and any other clinical studies to be conducted in the Territory that are not described in the Development Plan; 

(e) Facilitate the exchange of information between the Parties under this Agreement regarding the strategy for implementing the
Development Activities in the Territory, including sharing Development Data created pursuant to this Agreement and establishing procedures for the efficient sharing of information and materials necessary or useful for the Development of the Product
in the Field in the Territory; 
 (f) Review and oversee issues regarding supply of Product for clinical trials and Phase IV
Clinical Trials in the Territory under the Development Plan and for anticipated commercial needs; 
 (g) Review and oversee
issues regarding pharmacovigilance and safety both inside and outside the Territory; and 
 (h) Have such other
responsibilities as may be assigned to the JDC pursuant to this Agreement or as may be mutually agreed upon by the Parties in writing from time to time. 

3.1.2 Membership. The JDC shall consist of an equal number of representatives from each Party, with at least three
(3) representatives appointed by each Party. A Party may change any of its representatives on the JDC at any time with a new person (with appropriate expertise to replace the outgoing member) by giving written notice to the other Party;
provided, however, that, without limiting the generality of the foregoing, a key objective with respect to membership in the JDC shall be preserving continuity. The JDC shall be co-chaired by a representative of each of Licensee and Amarin. One
member of the JDC shall serve as secretary of the JDC at each JDC meeting, and the secretary shall alternate from meeting to meeting 

  
 18 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
between a Licensee JDC member and an Amarin JDC member. The chairpersons shall be responsible for (i) calling meetings, (ii) preparing and issuing minutes of each such meeting within
[***] thereafter, and (iii) preparing and circulating an agenda for the upcoming meeting; provided, that the chairpersons shall consider including any agenda items proposed by either Party no less than [***] prior to the next scheduled JDC
meeting. 
 3.1.3 Meetings. The JDC shall hold at least [***] until pre-launch Territory Development Activities for the Product in
the Field in the Territory are completed, and thereafter, if the Parties mutually so decide, [***]; provided, that the JDC shall meet more or less frequently as Licensee and Amarin mutually agree upon as appropriate. Meetings of the JDC shall be
effective only if at least one (1) representative of each Party is present or participating. The JDC may meet either (i) in person at either Party’s facilities (alternating between the facilities of Licensee and Amarin) or at such
locations as the Parties may otherwise agree or (ii) by audio or video teleconference; provided, that no less than [***] of the JDC during each [***] shall be conducted in person to the extent permissible under Applicable Laws. Other
representatives of each Party involved with the Product may attend meetings as non-voting participants, subject to the confidentiality provisions set forth in ARTICLE 12. Additional meetings of the JDC may also be held with the consent of each
Party, as required to resolve disputes, disagreements or deadlocks in the other Committees or as otherwise required under this Agreement, and neither Party shall unreasonably withhold its consent to hold such additional meetings. 

3.1.4 Decision-Making. The JDC may make decisions with respect to any subject matter that is subject to the JDC’s decision-making
authority and functions as set forth in Section 3.1. All decisions of the JDC shall be made by unanimous vote or written consent, with Licensee and Amarin each having, collectively, among its respective members, one (1) vote in all decisions.
The JDC shall use Commercially Reasonable Efforts to resolve the matters within its roles and functions or otherwise referred to it. If the JDC cannot reach consensus on a given matter, then decision-making authority shall be allocated: (i) to
[***] to the extent the disagreement relates to Territory Development Activities (provided, however, that, to the extent [***] reasonably determines that a given decision of [***] with respect to the Territory Development Activities could materially
and adversely affect Development and Commercialization of the Product in the Field outside the Territory, then [***] shall, upon a prior written notification to [***] of the grounds for its decision in reasonable detail, have the final decision
making authority with respect to such matter); and (ii) [***] with respect to any matter other than a Territory Development Activity-related matter. 

3.2 Joint Commercialization Committee. 

3.2.1 Establishment and Responsibilities. At an appropriate and agreed time following the Effective Date, (but no later than [***]prior
to anticipated filing for Regulatory Approval in the Territory), the Parties shall establish a joint commercial committee (the “Joint Commercialization Committee” or “JCC”) to oversee Commercialization of the
Product in the Territory, including reviewing and approving the Commercialization Plan (and the Commercialization Budget contained therein) and overseeing the implementation of such plan. 

  
 19 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 3.2.2 Membership. The JCC shall consist of up to six (6) members (or such other
number as may be agreed by the Parties in writing), three (3) of whom shall be representatives designated by Licensee, and three (3) of whom shall be representatives designated by Amarin. Each of Licensee and Amarin may replace any or all
of its representatives on the JCC at any time upon written notice to the other Party. Such representatives shall include individuals who have commercial experience and expertise in pharmaceutical drug pre-launch, launch and other commercialization
activities. A Party may designate a substitute to temporarily attend and perform the functions of such Party’s designee at any meeting of the JCC. The JCC shall be co-chaired by a representative of each of Licensee and Amarin. One Licensee
member of the JCC shall serve as secretary of the JCC at each JCC meeting. 
 3.2.3 Meetings. Following formation, the JCC shall meet
at least once every [***], and in any case more or less frequently as Licensee and Amarin deem appropriate or as reasonably requested by either such Party, on such dates and at such places and times as the Parties shall agree. The JCC may meet
either (i) in person alternating between the offices of Licensee and Amarin, or such other place as the Parties may agree or (ii) by audio or video teleconference. The members of the JCC also may convene or be polled or consulted from time
to time by means of telecommunications, video conferences, electronic mail or correspondence, as deemed necessary or appropriate. Licensee and Amarin each may, on advance notice to the other Party, invite non-member employees of such Party to attend
meetings of the JCC. 
 3.2.4 Decision-Making. The JCC may make decisions with respect to any subject matter that is subject to their
decision-making authority and functions as set forth in Section 3.2. All decisions of the JCC shall be made by unanimous vote or written consent, with Licensee and Amarin each having collectively, among its respective members, one (1) vote in
all decisions. If the JCC cannot reach consensus on a given matter, then decision-making authority shall be allocated to [***]; provided, however, that, to the extent [***] reasonably determines that a given decision of [***] could materially and
adversely affect Development and Commercialization of Product outside the Territory, then [***] shall, upon a prior written notification to [***] of the grounds for its decision in reasonable detail, have the final decision making authority with
respect to such matter. 
 3.3 Committees. From time to time, the Parties may establish and delegate duties to other committees
(each, a “Committee”) to oversee particular matters. Each such Committee shall be constituted and shall operate as the Parties reasonably and mutually determine as reflected in a written agreement between the Parties; provided, that
each Committee shall have equal representation from each Party. 
 3.4 Limits on Committee Authority. The JDC, JCC and any other
Committee shall have only the powers assigned expressly to it in this ARTICLE 3 and elsewhere in this Agreement, and shall not have any power to amend, modify or waive compliance with this Agreement. In furtherance thereof, each Party shall retain
the rights, powers and discretion granted to it under this Agreement and no such rights, powers or discretion shall be delegated or vested in the JDC, JCC and any other Committee unless such delegation or vesting of rights is expressly provided for
in this Agreement or the Parties expressly so agree in writing. Without 

  
 20 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
limiting the generality of the foregoing, the JDC, JCC and any other Committee shall have no decision-making authority with respect to any matters related to (i) approving (or otherwise
making decisions with respect to) matters related to obtaining, maintaining or enforcing Patent protection for the Product in the Field in the Territory (which matters shall be governed by ARTICLE 9), (ii) the Development of the Product outside
the Field or outside of the Territory, (iii) the Commercialization of the Product outside the Field or outside of the Territory or (iv) the Manufacture of the Product. 

3.5 Disbanding the JDC and JCC. At any time during the Term, and for any reason, Amarin shall have the right to disband the JDC and JCC
(and any Committees existing as of such time) upon written notice to Licensee, which notice shall be effective immediately upon receipt (“Disbanding Notice”). Following the issuance of a Disbanding Notice and subject to this Section
3.5, (i) the JDC and JCC (and any Committees existing as of such time) shall immediately cease meeting and (ii) all decisions, obligations, rights and responsibilities within the purview of the JDC and JCC (and any Committees existing as
of such time) shall henceforth be handled directly between the Parties with each Party maintaining its respective decision making authority in the event of any dispute. If, at any time following the issuance of a Disbanding Notice, Amarin wishes to
reestablish the JDC and/or JCC, Amarin shall notify Licensee in writing and, thereafter, the JDC and/or JCC, as applicable, shall be reestablished and function in accordance with the provisions of this ARTICLE 3. For clarity, to the extent that the
Development and/or Commercialization of the Product in the Territory are not adversely affected, the disbanding of the JDC and JCC (and any Committees existing as of such time) by Amarin under this Section 3.5 shall have no impact on the
consideration provided for or due to Amarin under this Agreement. 
 3.6 Actions. In developing strategies, making decisions and
exercising its rights under this Agreement (including acting through its representatives on any of the Committees), each Party shall act in good faith. 

3.7 Exchange of Information. Licensee shall keep Amarin fully and promptly informed as to its progress and activities in material
aspects relating to the Development and Commercialization of the Product in the Territory, including with respect to regulatory matters and meetings with Regulatory Authorities, by way of updates to appropriate Committees at their meetings or
directly in writing in English in the event that the Committees are disbanded and as otherwise specified in this Agreement, or as reasonably requested from time to time by Amarin. In connection therewith, Licensee shall provide Amarin with such
information regarding such progress and activities under the Development Plan or the Commercialization Plan, or otherwise relating to the Product, as Amarin may reasonably request from time to time. 

3.8 Minutes of Committee Meetings. Definitive minutes of all Committee meetings shall be finalized no later than [***] after each
meeting. The minutes shall be approved by each Party not later than the first order of business at the immediately succeeding Committee meeting. 

  
 21 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 3.9 Expenses. Each Party shall be responsible for all of its own expenses incurred in
connection with participating in the JDC or JCC meetings or any of the other Committee meetings. 
 ARTICLE 4 

DEVELOPMENT 
 4.1
Overview. 
 4.1.1 Overview of Development. Subject to the terms and conditions of this Agreement, Licensee shall conduct, in
accordance with the Development Plan, the Territory Development Activities, including bridging studies, clinical studies, Phase IV Clinical Studies (and other post-Regulatory Approval studies). Licensee shall perform the Territory Development
Activities (with the necessary assistance of Amarin to the extent such assistance is required by Applicable Laws in the Territory) so as to (i) enable obtaining Regulatory Approval in the Territory for Product in the Field and
(ii) maximize the commercial potential for Product in the Field in the Territory. 
 4.1.2 General Development Activities and
Development Outside the Territory or Outside the Field; Regulatory Approvals Outside the Territory or Outside the Field. The Parties hereby agree and acknowledge that nothing contained herein shall limit or otherwise restrict the ability of
Amarin or its other licensees or sublicensees, as applicable, to (i) perform the General Development Activities as it sees fit and at its sole discretion, (ii) Develop the Product for use or sale outside the Territory (whether or not in
the Field) and (iii) obtain or maintain Regulatory Approvals for the Product outside the Territory (whether or not in the Field). Without limiting the generality of the foregoing, the Development Plan shall not address (a) any General
Development Activities, (b) any activities which are necessary solely for obtaining or maintaining Regulatory Approval for the Product in any country outside the Territory or (c) obtaining or maintaining Regulatory Approvals for the
Product outside the Territory. 
 4.1.3 Manufacturing Related Activities. The Parties shall agree as to the allocation of
responsibility with respect to the performance of the developmental aspects of Territory-Specific Analytical Release Testing; provided, that, for clarity, Licensee shall be solely responsible for any costs incurred by Licensee or Amarin in
performing Territory-Specific Analytical Release Testing. 
 4.1.4 Certain Additional Restrictions. Licensee agrees and acknowledges
that it and its Affiliates shall not conduct any Development of the Product except in accordance with the Development Plan established pursuant to this Agreement. 

  
 22 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 4.2 Objectives Under the Development Plan. 

4.2.1 Development Activities. 

(a) Licensee shall use Commercially Reasonable Efforts to carry out the Territory Development Activities set forth in the
Development Plan in accordance with the time frames set forth therein and in a manner designed to achieve successful Development and Regulatory Approval for the VHTG indication in the Territory. 

(b) Licensee shall use Commercially Reasonable Efforts to carry out the Territory Development Activities set forth in the
Development Plan in accordance with the time frames set forth therein and in a manner designed to achieve successful Development and Regulatory Approval for [***] in the Territory to the extent that (a) the competent Governmental Authorities
have approved the Product in such indication for sale outside the Territory or (b) Amarin or its Affiliates or any of their respective licensees are Developing the Product for such indication outside the Territory. 

4.2.2 Specific Development Diligence. [***], Licensee shall (i) assuming the Regulatory Materials to be provided by Amarin
hereunder are sufficient for submitting a CTA in the PRC, submit a CTA in the PRC [***], (ii) subject to Amarin’s timely supply of required quantities of clinical samples and placebo, initiate clinical testing in the PRC within [***] after
obtaining CTA approval therefor, and (iii) file for IDL approval within [***] after finalizing clinical testing in the PRC. [***] the Parties shall meet with key opinion leaders, contract research organizations and other experts in such
indication in order to generate a Development Plan [***] 
 4.2.3 Compliance. Licensee shall conduct its Development Activities in
accordance with sound and ethical business and scientific practices, and in compliance with all Applicable Laws, GCPs and GLPs. In addition, Licensee shall not use in any capacity, in connection with its Development (or Commercialization) of Product
hereunder, any Person who has been debarred pursuant to Section 306 of the FD&C Act (or similar Applicable Laws outside of the U.S.), or who is the subject of a conviction described in such section, and Licensee shall inform Amarin in
writing immediately if it or any Person who is performing services for Licensee hereunder is debarred or is the subject of a conviction described in Section 306 (or similar Applicable Laws outside of the U.S.), or if any action, suit, claim,
investigation or legal administrative proceeding is pending or, to Licensee’s knowledge, is threatened, relating to the debarment of Licensee or any Person used in any capacity by Licensee in connection with its Development (or
Commercialization) of Product hereunder. 
 4.3 Development Plan and Development Budget. 

4.3.1 General. In connection with the Development of the Product for use in the Field in the Territory, Licensee shall conduct Territory
Development Activities, if any, pursuant to a comprehensive development plan (the “Development Plan”). The Development Plan shall set forth, among other things, the following: 

(a) any preclinical studies, toxicology studies, pharmaco-economic studies, and other clinical studies (including Phase IV
Clinical Trials) necessary for obtaining and maintaining Regulatory Approval in the Territory, in each case, together with all protocols, endpoints and primary investigators conducting such studies, with respect to the Product in the Field in the
Territory, including: 
 (i) for the VHTG indication, a timeline for commencement and completion of clinical trials; 

  
 23 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 (ii) for each of the HTG and Cardiovascular Risk Reduction indications in the Territory
[***] and 
 (iii) [***] 

(b) all regulatory plans and other elements of obtaining and maintaining Regulatory Approvals in the Field in the Territory,
including the plans and timeline for preparing the necessary Regulatory Materials and for obtaining Regulatory Approval in the Field in the Territory; 

(c) a detailed annual budget for all Development Costs and Regulatory Costs for the activities in the applicable Development
Plan (the “Development Budget”); and 
 (d) summary plans and timeline for Territory-Specific Analytical
Release Testing. 
 4.3.2 Initial Development Plan. The initial Development Plan for the Product is set forth as Schedule
4.3.2. To the extent that future “national meetings” with the Regulatory Authorities in the Territory provide guidance with respect to the risk management plan or Territory Development Activities, the Parties shall consider such
guidance in updating and amending the Development Plan pursuant to Section 4.3.3. 
 4.3.3 Updating and Amending Development Plan and
Development Budget; Additional Development Activities. [***] during the Term, the JDC shall review, update and approve amendments to the Development Plan (including the Development Budget contained therein) which shall cover the Territory
Development Activities to be conducted during the upcoming Calendar Year, and the JDC shall, on at least a [***] basis, review and update, as appropriate, the then-current Development Plan (including the Development Budget) to reflect any material
changes, reprioritizations of, or additions to the Development Plan. Notwithstanding the foregoing, from time to time during the Term, either Party may submit to the JDC any proposed expansion or other material amendment of the Development Plan to
cover additional Territory Development Activities (or otherwise amend the Territory Development Activities) with respect to the Product for use in the Field in the Territory for the JDC’s review and approval. Once approved by the JDC, each
amended Development Plan (including the Development Budget contained therein) shall become effective and supersede the previous Development Plan and Development Budget as of the date of such approval or at such other time as decided by the JDC. 

  
 24 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 4.4 Development Costs. 

4.4.1 Territory Development Activities. Licensee shall be solely responsible for one hundred percent (100%) of all Development
Costs incurred by: (i) Licensee; or (ii) to the extent approved by the JDC or included in a Development Plan and Development Budget, Amarin (except to the extent as described in the next sentence), with respect to any Territory Development
Activities (including, for clarity, any given Development Activities which are deemed Territory Development Activities in accordance with Section 1.83). To the extent reasonably requested by Licensee, Amarin shall provide assistance [***] in
connection with the preparation and filing of the CTA application for the VHTG indication. In addition, in each Calendar Year, to the extent reasonably requested by Licensee, Amarin shall provide [***] for the performance or implementation of
Territory Development Activities necessary for Regulatory Approval of the Product in the Territory. However, any Out-of-Pocket Costs incurred by Amarin in performing or implementing such assistance, or the internal costs for any assistance by Amarin
in excess of [***], shall be borne by Licensee, and Amarin shall invoice Licensee for such Development Costs it incurs in connection with performing such Territory Development Activities, which invoices Licensee shall pay within [***] of receipt
thereof. Notwithstanding the foregoing, Product and placebo required for the purpose of performing one or more clinical trials (i.e., clinical trial material) for the VHTG indication in the Territory will be provided by Amarin [***] to Licensee
[***] in the aggregate (and Product or placebo required in excess of such number of subjects or for other Territory Development Activities shall be supplied to Licensee at Licensee’s sole cost and expense in accordance with Article 7). For
clarity, Licensee shall be responsible for all freight, shipping, handling, imported tax and duties, clinical packaging and labeling, distribution and returns associated with any such Product. 

4.4.2 Territory-Specific Analytical Release Testing. Licensee shall be solely responsible for one hundred percent (100%) of all
Development Costs incurred by Licensee or Amarin (to the extent as described in the next sentence) with respect to any Territory-Specific Analytical Release Testing. Amarin shall invoice Licensee for Development Costs it incurs in connection with
performing Territory-Specific Analytical Release Testing, which invoices Licensee shall pay within [***] of receipt thereof. 
 4.4.3
General Development Activities. Amarin shall be responsible for one hundred percent (100%) of all Development Costs incurred by Amarin with respect to any General Development Activities. 

4.5 Records, Reports and Information. 

4.5.1 General. Licensee shall, and shall cause each of its Affiliates and permitted Third Party subcontractors to, maintain current and
accurate records of all work conducted by it under the Development Plan and all data and other information resulting from such work (which records shall include, as applicable, books, records, reports, research notes, charts, graphs, comments,
computations, analyses, recordings, photographs, computer programs and documentation thereof (e.g., samples of materials and other graphic or written data generated in connection with the Development Activities)). Such records shall properly reflect
all work done and results achieved in the performance of the Development Activities in sufficient detail and in good scientific manner appropriate for regulatory and patent purposes. Licensee shall 

  
 25 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
document all preclinical studies and clinical trials to be conducted pursuant to the Development Plan in formal written study reports according to applicable national and international
(e.g., ICH, GCP and GLP) guidelines. Amarin shall be given an adequate opportunity, in any event not less than [***], to comment on and approve the drafts of reports resulting from Territory Development Activities conducted under the
Development Plan. 
 4.5.2 Status Updates. Licensee shall provide the JDC with reports detailing its respective Territory Development
Activities and the results thereof at least [***] prior to any JDC meeting, but in any event, on at least a Calendar Quarter basis. Without limiting the foregoing, Licensee shall promptly, but in any event within [***] after receipt thereof, provide
to Amarin copies of any material documents or correspondence received from any Regulatory Authority related to Territory Development Activities. 

4.5.3 Access to Records. Amarin shall have the right to review all records under the Development Plan maintained by Licensee at
reasonable times, upon written request. 
 4.6 Ownership and Transfer of Development Data. All data (including pre-clinical,
clinical, technical, chemical, safety, and scientific data and information), know-how and other results generated by or resulting from or in connection with the conduct of Development Activities, including relevant laboratory notebook information,
screening data, Regulatory Data and synthesis schemes, including descriptions in any form, data and other information (collectively, the “Development Data”), shall be owned solely and exclusively by the Party generating such data
which shall be Confidential Information of such Party (and each Party shall require that all of its Affiliates and subcontractors assign any of such Affiliates’ and subcontractors’ right, title and interest in and to such Development Data
to such Party). With respect to Development Data generated by a Party hereunder, such Party shall promptly provide the other Party with copies of reports and, if available, summaries thereof, in each case as such reports and summaries become
available to such Party. 
 4.7 Right to Audit. Licensee shall ensure that Amarin’s authorized representatives and any
Regulatory Authorities, to the extent permitted by Applicable Laws, may, during regular business hours and upon reasonable advance written notice, (i) examine and inspect its facilities or, subject to any Third Party confidentiality
restrictions and other obligations, the facilities of any subcontractor or any investigator site used by Licensee in the performance of Development of the Product in the Field in the Territory hereunder, and (ii) subject to Applicable Laws and
any Third Party confidentiality restrictions and other obligations, inspect all data, documentation and work product to the extent reasonably available to Licensee relating to the activities performed by it, the subcontractor or investigator site,
including the medical records of any patient participating in any clinical study, in each case generated pursuant to the said Development. This right to inspect all data, documentation, and work product relating to the Product in the Field in the
Territory may be exercised at any time during the Term upon reasonable notice, or such longer period as shall be required by Applicable Laws. The audit rights described in this Section 4.7 are without limitation of other audit rights described
elsewhere in this Agreement. 

  
 26 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 ARTICLE 5 

REGULATORY 
 5.1
Regulatory Data and Regulatory Materials. 
 5.1.1 Regulatory Data Generated by Amarin and Licensee. Within [***] after the
Effective Date, Amarin and Licensee shall meet and agree upon the portion of Regulatory Materials and Regulatory Data which is in Amarin’s possession and that is necessary for Licensee to perform its obligations hereunder and Amarin shall
thereafter use reasonable efforts to supply Licensee with such Regulatory Materials and Regulatory Data. During the Term, Amarin and Licensee shall each promptly provide to the other copies of any further Regulatory Materials and Regulatory Data
that either may generate or otherwise acquire. For clarity, Regulatory Materials and Regulatory Data generated or acquired by Amarin’s sublicensees shall be included in such Regulatory Materials and Regulatory Data to be provided by Amarin to
Licensee to the extent that such materials are accessible to and Controlled by Amarin. 
 5.1.2 Use of Data by Licensee. Licensee may
only use the Regulatory Materials and Regulatory Data, and any other Development Data, provided by Amarin hereunder for the purposes of Developing and Commercializing the Product, and obtaining and maintaining Regulatory Approval for the Product, in
the Field in the Territory pursuant to this Agreement. Amarin may use the Regulatory Materials and Regulatory Data, and any other Development Data, provided by Licensee hereunder for the purposes of Development and Commercialization of and obtaining
and maintaining Regulatory Approval of the Product (a) outside the Territory (whether in the Field or outside Field) and (b) in accordance with Section     , in the Territory.  

5.1.3 Regulatory Materials. Each Party shall, as soon as reasonably practicable after the same become available, provide the other
Party with copies of the core data sheet, approved local prescriber, and patient-directed, labeling that are proposed or approved for the Commercialization and Development of the Product in the Field in the Territory, with respect to Licensee, or
outside the Field or outside the Territory, with respect to Amarin. 
 5.2 Regulatory Filings and Regulatory Approvals. 

5.2.1 General Responsibilities; Ownership of Regulatory Approvals. Subject to Section 5.2.4, Licensee shall be responsible for the
preparation of all Regulatory Materials necessary or desirable for obtaining and maintaining the Regulatory Approvals for the Product in the Field in the Territory (including in connection with Patient Information Leaflets, labeling and packaging
for the Product in the Field in the Territory) and Licensee shall submit such Regulatory Materials, as applicable, to the applicable Governmental Authorities in the Territory. For clarity, to the extent allowed by Applicable Laws, all Regulatory
Approvals for the Product in the Field in the Territory (other than those related solely to the Manufacture of the Bulk Product and Finished Product, if any, which it is agreed shall be held and owned by Amarin) shall be held and owned by Licensee
in its name. In the event that the Applicable Law does not allow Licensee to be the holder of certain Regulatory Approval for the Product in the Territory, 

  
 27 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
such Regulatory Approval shall be held by Amarin in its name with the intent to provide under this Agreement to Licensee the privileges of ownership of such Regulatory Approvals and related
Regulatory Materials. In furtherance of the foregoing, (i) to the extent required by Applicable Laws or a Regulatory Authority (which requirement shall be notified in writing by Licensee to Amarin), at Amarin’s cost and expense, or
(ii) at the reasonable request of Licensee, at Licensee’s cost and expense, then Amarin or its designee shall attend key meetings with the relevant Regulatory Authorities with respect to obtaining or maintaining the Product Approvals for
the Product in the Field in the Territory; provided, that, to the extent the subject matter of such meeting makes it appropriate given the allocation of responsibilities herein (e.g., Amarin’s responsibility for Manufacturing the Bulk Product
or the Finished Product), then Amarin or its designee may attend such meeting. Notwithstanding the foregoing, if changes during the Term in the activities performed by Licensee with respect to the Product, or in Applicable Laws, would permit any of
the Regulatory Approvals for the Product in the Field in the Territory to be held by, and in the name of, Licensee, then Amarin shall transfer any such Regulatory Approvals to Licensee. 

5.2.2 Cost of Regulatory Activities. All Regulatory Costs incurred in connection with the preparation by or on behalf of Licensee of
Regulatory Materials for, and obtaining of, Product Approvals in the Field in the Territory for Product shall be borne solely by Licensee. Licensee shall be responsible for all Regulatory Costs involved in the maintenance of all Regulatory Approvals
for Product in the Field in the Territory. Amarin shall invoice Licensee for Regulatory Costs it incurs in connection with the preparation of Regulatory Materials (including the performance of any Territory-Specific Analytical Release Testing
associated therewith) for, and obtaining of Product Approvals in, the Field in the Territory for the Product to the extent that such Regulatory Costs to be incurred by Amarin are incurred in accordance with the Development Plan or have otherwise
been approved by Licensee in writing, which invoices Licensee shall pay within [***] of receipt thereof. [***] 
 5.2.3 Reporting and
Review. Licensee shall keep Amarin reasonably and regularly informed in connection with the preparation of all Regulatory Materials, Regulatory Authority review of Regulatory Materials, and Regulatory Approvals, in each case with respect to
Product for sale in the Field in the Territory. Licensee shall provide Amarin, within [***] to the extent material, and otherwise within [***], with copies of all notices, questions, and requests for information in tangible form which it receives
from a Regulatory Authority with respect to Product for sale in the Field; provided, however, that Licensee shall have the right to redact any information to the extent not related to Product. 

5.2.4 Consultation and Approval Prior to Regulatory Filings. The Parties shall consult with each other on the strategy for
pre-authorization activities (i.e., Regulatory Authority meetings and IDL filing) and post-authorization activities, with respect to Regulatory Approvals for the Product in the Field in the Territory prior to the filing. Without limitation of the
foregoing, Licensee shall provide Amarin with a copy of all proposed Regulatory Materials in English for review and approval prior to filing, and Licensee shall incorporate any reasonable comments received from Amarin to the extent Amarin provides
comments in a timely manner; 

  
 28 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
provided, however, that Amarin shall have final decision-making authority on the content of all Regulatory Materials associated with the Product in the Field in the Territory in the event that
Amarin, in accordance with Section 3.1.4, reasonably determines that such Regulatory Materials could materially and adversely affect Development and Commercialization of the Product in the Field outside the Territory; provided, further, that, if
such Regulatory Materials are required in order to obtain Regulatory Approval for the Product in the Field in the Territory, then Licensee may submit such Regulatory Materials but shall revise them to the extent possible to take into account
Amarin’s comments. 
 5.3 Communications. The Parties shall cooperate in communicating with any Regulatory Authority having
jurisdiction regarding the Product in the Field whether within the Territory or outside the Territory and Licensee shall immediately notify Amarin in the event that Licensee (or any of its Affiliates, Sublicensees, subcontractors, wholesalers or
distributors) communicates, or intends to communicate, either on its own initiative in accordance with this Agreement or as a result of such a Regulatory Authority initiating contact with such Person in connection therewith. Notwithstanding the
foregoing, except as may be required by Applicable Laws, Licensee (and its Affiliates, Sublicensees, subcontractors, wholesalers and distributors) shall not, with respect to the Product, communicate with (i) any Regulatory Authority having
jurisdiction outside the Territory regarding the Product or (ii) any Regulatory Authority with respect to the Product for use outside the Field, in each case, unless explicitly provided for in the Development Plan or requested or permitted in
writing to do so by Amarin, or unless so ordered by such Regulatory Authority, in which case Licensee shall immediately notify Amarin of such order and shall, to the extent permitted by Applicable Laws, not take any further actions or communicate
with such Regulatory Authority further until Amarin has provided instruction as to how to proceed, which instruction shall be given reasonably in advance of the deadline, if any. All communications with Regulatory Authorities regarding the Product
in the Field in the Territory shall be undertaken as provided in this Agreement. 
 5.4 No Other Regulatory Filings. Except as
otherwise expressly set forth in ARTICLE 5, Licensee (and its Affiliates) shall not file any Regulatory Materials or Regulatory Approvals for the Product or that are otherwise based on any Amarin Technology or any Joint Patents. 

5.5 Rights of Reference. 

5.5.1 Licensee’s Rights. Amarin shall permit Licensee (and its Affiliates or permitted Sublicensees) to access, and shall provide
Licensee (and its Affiliates or permitted Sublicensees) with sufficient rights to reference and use, in association with exercising Licensee’s rights and performing its obligations under this Agreement, Amarin’s Development Data,
Regulatory Materials and Regulatory Approvals outside the Territory that are associated with the Product in the Field. Amarin shall transmit to the extent accessible to and Controlled by Amarin all necessary and appropriate letters to applicable
Regulatory Authorities advising such applicable Regulatory Authorities of such rights of reference and use. 

  
 29 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 5.5.2 Amarin’s Rights. Licensee shall permit Amarin (and its Affiliates or
permitted Sublicensees) to access, and shall provide Amarin (and its Affiliates or permitted Sublicensees) with sufficient rights to reference and use, in association with exercising its rights and performing its obligations under this Agreement,
Licensee’s Development Data, Regulatory Materials and Regulatory Approvals in the Territory that are associated with the Product. Licensee shall transmit to the extent accessible to and Controlled by Licensee all necessary and appropriate
letters to applicable Regulatory Authorities advising such applicable Regulatory Authorities of such rights of reference and use. 
 5.6
Adverse Event Reporting, Safety Data Exchange and Medical Inquiries. 
 5.6.1 Pharmacovigilance. Subject to the terms of this
Section 5.6.1, each Party shall be responsible for its respective pharmacovigilance obligations under Applicable Laws. Licensee, as the intended beneficiary under this Agreement of the privileges of ownership of the Product Approvals in the Field in
the Territory, shall be responsible for the collection, review, assessment, tracking and filing of information related to adverse events associated with the Product in the Territory (whether or not Product Approval has been achieved), in each case
in accordance with Applicable Laws and this Agreement (and Licensee shall ensure that, in the Development and Commercialization of the Product, it will record, investigate, summarize, notify, report and review all adverse events in accordance with
Applicable Laws, including, for clarity, laws relating to adverse event reporting in both the U.S. and the Territory). Amarin (or its designee) shall be responsible for the collection, review, assessment, tracking and filing of information related
to adverse events associated with the Product in the countries outside the Territory. The safety units from each of the Parties shall meet and agree upon a written pharmacovigilance agreement for exchanging adverse event and other safety information
relating to the Product prior to Licensee’s first clinical activity or prior to the first Regulatory Approval in the Territory (whichever is first). Such written pharmacovigilance agreement shall ensure that adverse event associated with the
Product and other safety information is exchanged according to a schedule that will permit each Party (and its designees or, solely with respect to Amarin, its sublicensees) to comply with Applicable Laws and regulatory requirements in their
respective markets. 
 5.6.2 Global Safety Database. Amarin shall be responsible for maintaining the global safety database for
Product. The written pharmacovigilance agreement prescribed by Section 5.6.1 shall ensure that adverse event and other safety information is exchanged according to a schedule that will permit Amarin (and each of its designees and sublicensees, as
applicable) to comply with Applicable Laws and regulatory requirements in their respective markets. Amarin shall provide Licensee with reasonable access to such global safety database without any compensation to Amarin. 

5.6.3 Medical Inquiries for the Product. Following the Effective Date, Licensee, as the intended beneficiary under this Agreement of
the privileges of ownership of the Product Approvals in the Field in the Territory, shall be responsible for handling all medical questions or inquiries in the Territory, including all Product Complaints, with regard to any Product sold by or on
behalf of Licensee (or any of its Affiliates), in each case in accordance 

  
 30 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
with Applicable Laws and this Agreement. Amarin shall provide a copy of any standardized responses to medical inquiries to Licensee for Licensee’s use with respect to the Product in the
Field in the Territory. Amarin shall immediately forward any and all medical questions or inquiries which it receives with respect to any Product sold by or on behalf of Licensee (or any of its Affiliates) in the Territory to Licensee in accordance
with all Applicable Laws and Licensee shall immediately forward to Amarin any and all medical questions or inquiries that it receives with respect to Product (i) not sold by or on behalf of Licensee (or any of its Affiliates) in the Territory
or (ii) outside of the Territory, in each case in accordance with all Applicable Laws. Notwithstanding the foregoing, Amarin shall be responsible for handling all Product Complaints other than those related to the Development and
Commercialization of the Product in the Field in the Territory, and Licensee shall refer all such Product Complaints to Amarin. Licensee shall be responsible for handling all Product Complaints related to the Development and Commercialization of the
Product in the Field in the Territory, and Amarin shall refer all such Product Complaints to Licensee. 
 5.7 Regulatory Authority
Communications Received by a Party. 
 5.7.1 General. Each Party shall immediately inform the other Party of notification of any
action by, or notification or other information which it receives (directly or indirectly) from, any Regulatory Authority whether inside the Territory or outside the Territory which (i) raises any material concerns regarding the safety or
efficacy of the Product; (ii) indicates or suggests a potential material liability of either Party to Third Parties in connection with the Product; (iii) is reasonably likely to lead to a recall, market withdrawal or market notification
with respect to the Product whether inside the Territory or outside the Territory; or (iv) relates to expedited and periodic reports of adverse events with respect to the Product whether inside the Territory or outside the Territory, or Product
Complaints, and which may have an adverse impact on Regulatory Approval or the continued Commercialization of the Product whether inside the Territory or outside the Territory. Licensee shall be solely responsible for responding to any such
communications relating to the Product in the Field in the Territory and the Parties shall reasonably cooperate with and assist each other in complying with regulatory obligations, including by Amarin providing to Licensee such information and
documentation which is in Amarin’s possession as may be necessary or reasonably helpful for Licensee to prepare a response to an inquiry from a Regulatory Authority in the Territory with respect to the Product in the Field. Each Party shall
also promptly provide the other Party with a copy of all correspondence received from a Regulatory Authority whether inside the Territory or outside the Territory specifically regarding the matters referred to above. Amarin (or its designee) shall
be solely responsible for any communications relating to the Product outside of the Territory or outside the Field. 
 5.7.2 Disclosures.
In addition to its obligations under this Agreement, each Party shall disclose to the other Party (and in the case of Amarin, Amarin shall have the right to subsequently disclose to its designees) the following regulatory information: 

(a) all material information pertaining to actions taken by Regulatory Authorities, whether inside the Territory or outside the
Territory, in connection with the 

  
 31 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
Product in the Field, including any notice, audit notice, notice of initiation by Regulatory Authorities of investigations, inspections, detentions, seizures or injunctions concerning the Product
in the Field, notice of violation letter (i.e., an untitled letter), warning letter, service of process or other inquiry; provided, however, that a Party shall be entitled to redact those portions thereof to the extent not related to the Product in
the Field. Without limiting the generality of the foregoing, each Party shall promptly, but in any event within [***], inform the other Party of any inspections, proposed regulatory actions, investigations or requests for information or a meeting by
any Regulatory Authority with respect to the Product in the Field whether inside the Territory or outside the Territory; and 

(b) all information pertaining to notices from Regulatory Authorities, whether inside the Territory or outside the Territory,
of non-compliance with Applicable Laws in connection with the Product, including receipt of a warning letter or other notice of alleged non-compliance from any Regulatory Authority relating to the Product; provided, however, that a Party shall be
entitled to redact those portions thereof to the extent not related to the Product. 
 5.8 Recall, Withdrawal, or Market Notification of
Product. 
 5.8.1 Notification and Determination. In the event that any Governmental Authority threatens or initiates any action
to remove the Product from the market in the Field whether inside the Territory or outside the Territory (in whole or in part), the Party receiving notice thereof shall notify the other Party of such communication immediately, but in no event later
than [***], after receipt thereof. Notwithstanding the foregoing, in all cases Licensee, as the intended beneficiary under this Agreement of the privileges of ownership of the Product Approvals in the Field in the Territory, shall determine (and
notify Amarin with respect to such determination) whether to initiate any recall, withdrawal or market notification of the Product in the Field in the Territory, and Amarin, acting as the holder of the Product Approval, shall act on behalf of
Licensee in any recall, withdrawal and market notification of the Product. Amarin shall determine whether to initiate any such recall, withdrawal or market notification of the Product outside the Field in the Territory, or outside the Territory,
including the scope of such recall or withdrawal (e.g., a full or partial recall, temporary or permanent recall, or “dear doctor” letter) or market notification; provided, however, that, before Licensee or Amarin (as the case may be)
initiates a recall, withdrawal or market notification in the Territory, the Parties shall promptly meet and discuss in good faith the reasons therefor; provided, that such discussion shall not delay any action that is required to be taken under
Applicable Laws in relation to any recall, withdrawal or market notification. In the event of any such recall, withdrawal or market notification in the Territory, Licensee or Amarin (as the case may be) shall determine the necessary actions to be
taken, and shall implement such action, with the other Party providing reasonable input (which the first Party shall in good faith consider and incorporate into any recall, withdrawal or market notification strategy) and reasonable assistance, to
conduct such recall, withdrawal or market notification. Without limiting the foregoing, Amarin shall have the right to propose that a Product recall, withdrawal or market notification should be initiated by Licensee in the Territory, and the Parties
shall jointly make the decision as to whether or not the 

  
 32 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
recall, withdrawal or market notification will be initiated; provided, however, that, in the event Licensee does not agree to initiate such recall, withdrawal or market notification, then
Licensee shall indemnify Amarin under Section 11.2 with respect thereto. Licensee shall at all times utilize a batch tracing system which will enable the Parties to identify, on a prompt basis, customers within the Territory who have been supplied
with Product of any particular batch, and to recall such Product from such customers as set forth in this Section 5.8.1. 
 5.8.2 Cost
Allocation. [***] 
 (a) [***] 

(b) [***] 

ARTICLE 6 

COMMERCIALIZATION 
 6.1
Commercialization in the Field in the Territory. During the Term, Licensee shall be solely responsible for Commercializing the Product in the Territory for use in the Field, which Commercialization shall be in accordance with the
Commercialization Plan and this Agreement. Licensee shall be responsible for one hundred percent (100%) of the expenses (including Pre-Marketing and other Commercialization expenses) incurred in connection with the Commercialization of the
Product in the Territory for use in the Field. Without limiting the foregoing, Licensee shall use Commercially Reasonable Efforts to Commercialize the Product for use in the Field in the Territory; provided, that Amarin is using Commercially
Reasonably Efforts to comply with its obligations to supply Product in accordance with ARTICLE 7 of this Agreement. 
 6.2
Commercialization Plan. 
 6.2.1 Initial Commercialization Plan. On an annual basis commencing with the Calendar Year in which the
first filing for Regulatory Approval in the Field in the Territory is expected to be made, Licensee shall prepare a commercialization plan with respect to the Commercialization of the Product in the Field in the Territory pursuant to this Agreement
(the “Commercialization Plan”). The initial Commercialization Plan (i.e., for the Product for the Calendar Year in which the Regulatory Approval is expected to be received) will be prepared by Licensee (the “Initial
Commercialization Plan”) at an appropriate and agreed time following the Effective Date [***] and shall be subject to approval by the JCC in accordance with the provisions of Section 3.2.4. 

6.2.2 Updates to Commercialization Plan. [***] each Calendar Year (except as set forth in Section 6.2.1), Licensee shall create and
submit to the JCC for its review, discussion and approval the Commercialization Plan for the following Calendar Year. From time to time during a given Calendar Year, Licensee may propose written updates to the Commercialization Plan for review,
discussion and approval by the JCC. Licensee shall conduct all Commercialization of the Product in accordance with the Commercialization Plan and this Agreement. 

  
 33 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 6.2.3 Contents of Commercialization Plan. [***] 

(a) [***] 

(b) [***] 

(c) [***] 

(d) [***] 

(e) [***] 

(f) [***] 

6.3 Licensee’s Performance. 

6.3.1 Specific Commercialization Obligations. Without limiting the generality of the provisions of Section 6.1, in connection with the
Commercialization of the Product in the Territory for use in the Field by Licensee hereunder: 
 (a) Licensee shall
(i) use Commercially Reasonable Efforts to Commercialize Product for use in the Field in the Territory, (ii) maximize the commercial potential for Product in the Field in the Territory, (iii) represent Product accurately and fairly,
(iv) Commercialize Product so as to reflect favorably on Product and the good name, goodwill and reputation of Amarin and (v) act in good faith to maximize the economic value of Product. 

(b) Licensee shall not (i) disparage, defame, discredit, or negatively comment to Third Parties in any way about or
concerning the Product or Amarin (including Amarin’s activities, operations or other products) nor permit its employees, officers or directors to do so, (ii) utilize deceptive, misleading or unethical business practices, or (iii) take
any action or inaction that would reasonably be likely to prejudice the value of Product. 
 (c) Licensee shall be solely
responsible for (i) receiving, accepting and filling orders for the Product in the Field in the Territory, (ii) handling all returns of the Product in the Field in the Territory, (iii) controlling invoicing, order processing and
collection of accounts receivable for the sales of the Product in the Field in the Territory, and (iv) distributing and managing inventory of the Product in the Field in the Territory. 

(d) Licensee shall launch Product in the Territory within [***] after all applicable Regulatory Approvals for Product have
been obtained, and shall thereafter ensure that the Product remains commercially available in the Territory for the duration of the Royalty Term, subject to adequate supply of the Product in accordance with ARTICLE 7 of this Agreement. 

  
 34 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 (e) As promptly as practicable, following the First Commercial Sale of the
Product in the Field in the PRC, Licensee shall commit a dedicated team to maximize the market access of the Product in the Field in the PRC. During the [***] period after the First Commercial Sale of the Product in the Field in the PRC, Licensee
shall use Commercially Reasonable Efforts (1) to file applications to win the biddings in all core provinces in the PRC as agreed under the Commercialization Plan, (2) to submit for pricing approval and (3) for listing in the national
drug reimbursement catalogue. [***] 
 6.3.2 Commercialization Plan. Without limiting the obligations of Licensee under Sections
6.3.1, Licensee shall use Commercially Reasonable Efforts to carry out the Commercialization activities in the Commercialization Plan in accordance with the time frames set forth in the Commercialization Plan. 

6.4 Reports. Without limiting Licensee’s quarterly reporting obligations under Section 8.4 with respect to Net Sales, Royalty
Payments and Sublicense Income, Licensee shall (i) [***], provide Amarin a reasonably detailed report regarding its significant Commercialization activities involving Product during the preceding Calendar Year, including number of sales
representatives and details, and overall marketing expenditures; and (ii) [***], provide Amarin the number of prescriptions written (aggregated by province) to the extent such number of prescriptions written can be provided by IMS (or a similar
internationally recognized information service). In addition, Licensee shall update the JCC [***] regarding its significant Commercialization activities involving the Product. 

6.5 Compliance. 
 6.5.1
Reporting. Licensee shall ensure that all government reporting (including price and gift reporting), and sales, marketing and promotional practices, in respect of the Product in the Territory meet the standards required by (i) the Drug
Administration Law, (ii) the Anti-unfair Competition Law of the PRC, (iii) the Advertising Law of the PRC, the Standards for the Review and Publication of Drug Advertisement issued by the CFDA and the State Administration of Industry and
Commerce, (iv) the Anti-Corruption Laws, and (v) other Applicable Laws. Each of Amarin and Licensee shall reasonably cooperate with the other Party to provide the other Party access to any and all information, data and reports required by
the other in order to comply with the provisions of Applicable Laws required in the respective jurisdictions in which each Party sells the Product, including reporting requirements, in a timely and appropriate manner. Each Party shall ensure that
its reporting under governmental healthcare programs in the Territory related to the Product is true, complete and correct in all respects; provided, however, that a Party shall not be held responsible for submitting erroneous reports if such
deficiencies result from information provided by the other Party which itself was not true, complete and correct. 

  
 35 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 6.5.2 Corporate Compliance Program. Licensee shall maintain an effective comprehensive
corporate compliance program that is compliant with Applicable Laws; provided, however, that, whether or not required by Applicable Laws, such compliance program will include a mechanism for its employees and the public to report, anonymously if
they choose, any concerns about potential illegal activity relating to the Commercialization of the Product in the Field in the Territory. Such compliance program will require Licensee to investigate any such report of wrongdoing. At Amarin’s
request, Licensee shall provide to Amarin written copies in English of any reports of any investigations initiated by Governmental Authorities in the Territory as to the knowledge of Licensee. 

6.5.3 General Compliance Obligations. Licensee specifically agrees, on behalf of itself and its Affiliates, Sublicensees and
subcontractors, and its and their respective officers, directors and employees (together with Licensee, the “Representatives”), to comply with Applicable Laws and, specifically, in connection with the subject matter of this
Agreement: 
 (a) The Representatives shall not directly or indirectly pay, offer or promise to pay, authorize the payment of
any money or give, offer or promise to give, or authorize the giving of anything else of value, to: (a) any Government Official in order to influence official action; (b) any individual or entity (whether or not a Government Official)
(1) to influence such individual or entity to act in breach of a duty of good faith, impartiality or trust (“acting improperly”), (2) to reward such individual or entity for acting improperly or (3) where such individual or
entity would be acting improperly by receiving the money or other thing of value; (c) any individual or entity (whether or not a Government Official) while knowing or having reason to know that all or any portion of the money or other thing of
value will be paid, offered, promised or given to, or will otherwise benefit, the individuals or entities for the purposes listed in clauses (a) and (b) above. 

(b) The Representatives shall not, directly or indirectly, solicit, receive or agree to accept any payment of money or anything
else of value in violation of the Anti-Corruption Laws. 
 (c) The Representatives shall comply with the Anti-Corruption Laws
and shall not take any action that will, or would reasonably be expected to, cause either Party or its Affiliates to be in violation of any such laws or policies. 

(d) No Representative that will participate or support its performance of its obligations hereunder has, directly or
indirectly, (i) paid, offered or promised to pay or authorized the payment of any money, (ii) given, offered or promised to give or authorized the giving of anything else of value or (iii) solicited, received or agreed to accept any
payment of money or anything else of value, in each case ((i), (ii) and (iii)), in violation of the Anti-Corruption Laws during the three (3) years preceding the date of this Agreement. 

(e) Each Representative shall have acquired all applicable licenses, permits, qualifications, approvals or authorizations by
the competent Governmental Authority in each jurisdiction in which it operates, including the PRC Ministry of Commerce, the PRC State Administration of Industry and Commerce and the CFDA, in accordance with Applicable Laws. 

  
 36 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 (f) Licensee shall promptly provide Amarin with written notice of the
following events: (i) upon becoming aware of any actual or alleged breach or violation by Licensee or its Representative of any obligation in this Section 6.5 or (ii) upon receiving a formal notification that it is the target of an
investigation by a governmental authority for a violation of the Anti-Corruption Laws or upon receipt of information from any of the Representatives connected with this Agreement that any of them is the target of an investigation by a governmental
authority for a violation of the Anti-Corruption Laws. 
 Licensee shall be responsible for any breach of any obligation under this Section 6.5 or of the
Anti-Corruption Laws by any of its Representatives. 
 6.5.4 Non-Compliance. On the occurrence of any of the following events: 

(a) Amarin becomes aware of, whether or not through a Compliance Audit, that Licensee or any of its Representatives is in
breach or violation of any obligation in this Section 6.5 or of the Anti-Corruption Laws; or 
 (b) notification is received
under Section 6.5.3(f) relating to any suspected or actual violation of the Anti-Corruption Laws by Licensee or any of its Representatives, 
 then, in
either case ((a) or (b)), Amarin shall have the right, in addition to any other rights or remedies under this Agreement or to which Amarin may be entitled in law or equity, to: (i) take such steps as are reasonably necessary in order to avoid a
potential violation or continuing violation by Licensee or any of its Representatives of the Anti-Corruption Laws, including by requiring that Licensee agrees to such additional measures, including possible self-disclosures, representations,
warranties, undertakings and other provisions as are reasonably necessary (“Provisions”); and (ii) terminate this Agreement in its entirety immediately: (A) in the event that the breach or violation by Licensee which is
the subject of the notice to Amarin pursuant to Section 6.5.3(f)(i) is confirmed by an internal investigation of the compliance team of Licensee, and has not been cured to the reasonable satisfaction of Amarin within [***] after receipt of such
notice by Amarin (provided, that Amarin shall have the right in its sole discretion to challenge the finding of Licensee’s internal investigation and, upon exercising such right, the Parties agree to cooperate with, and submit any and all
evidence in connection with such investigation to, an internationally recognized law firm mutually selected by the Parties in order to resolve such dispute within [***] after such submission and the Parties agree to be bound by the final decision
rendered in connection therewith); or (B) in the event that an investigation which is the subject of the notice by Licensee to Amarin pursuant to Section 6.5.3(f)(ii) is concluded with a finding that Licensee violated the Anti-Corruption Laws.

 6.5.5 Effective Date Status; Improvement Plan. Licensee represents and warrants that (i) it has reviewed its internal
programs in relation to compliance with Applicable Laws and the Anti-Corruption Laws in advance of the signing of this Agreement, and (ii) it and the other Representatives can and will continue to comply with such Applicable Laws and
Anti-Corruption Laws in performance of its obligations hereunder. Should any measures be identified 

  
 37 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
at meetings of the JCC that should be reasonably taken to improve the Representatives’ compliance with such Anti-Corruption Laws for the performance of its obligations hereunder (the
“Improvement Plan”), Licensee shall implement such Improvement Plan within an agreed reasonable timeframe (which shall in any event not be in excess of [***]) from the date the Improvement Plan is delivered to Licensee. 

6.5.6 Compliance Certification. Within [***] of each anniversary of the Effective Date (i.e., once per Calendar Year on the anniversary
of the Effective Date), Licensee shall submit to Amarin a written certification by an appropriate corporate officer of Licensee, in a form acceptable to Amarin, regarding Licensee’s (and its Sales Representatives, as applicable) compliance with
the terms of this Section 6.5. 
 6.5.7 Disclaimer. Licensee acknowledges that compliance with the Anti-Corruption Laws and other
Applicable Laws in the Territory by it and its Representatives is the responsibility of Licensee under this Section 6.5, and Licensee agrees that Amarin shall have no liability to Licensee or any of its Representatives by reason of Amarin’s
exercise (or failure to exercise) its rights or performance of its obligations under this Section 6.5. 
 6.6 Compliance Audit. For
the Term, Licensee shall, for the purpose of auditing and monitoring the performance of its compliance with this Agreement and particularly its compliance obligations hereunder, permit Amarin and its Affiliates or its or the auditors of any of them
to have once per Calendar Year (or more frequently upon a showing of good reason), upon reasonable notice, access to any premises of Licensee or its Affiliates used in connection with this Agreement (“Compliance Audit”). To the
extent that any Compliance Audit by or on behalf of Amarin requires access and review of any commercially or strategically sensitive information of Licensee or its Affiliates relating to the business of Licensee or its Affiliates, such activity
shall be carried out by a Third Party professional advisor appointed by Amarin and such professional advisor shall only report back to Amarin such information as is directly relevant to informing Amarin on Licensee’s compliance with the
particular provisions of this Agreement being Compliance Audited (and shall enter into a commercially reasonable confidentiality agreement consistent with the foregoing). The costs and fees of any such Compliance Audit shall be paid by Amarin,
except that, if a Compliance Audit reveals any material breach by Licensee of Section 6.5 as documented by such Third Party professional advisor, such costs and fees shall be paid by Licensee. Licensee shall bear its own costs of rendering
assistance to the Compliance Audit. The audit rights described in this Section 6.6 are without limitation of other audit rights described elsewhere in this Agreement. 

6.7 Provisions applicable to Sales Representatives and/or Medical Science Liaisons. 

6.7.1 General. Licensee shall, and shall cause its Sales Representatives to, conduct all details with respect to the Product and perform
its other Commercialization activities under this Agreement in the Territory in adherence with Applicable Laws and Regulatory Approvals. 

  
 38 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 6.7.2 Compensation. Licensee shall be solely responsible for (i) any compensation
that is payable to its Sales Representatives (including with respect to any employee benefit plan), (ii) the payment or withholding of any contributions, payroll taxes, or any other payroll-related item by or on behalf of Licensee (or its
Affiliates) or any of its Sales Representatives or Medical Science Liaisons, and (iii) any failure of Licensee (or its Affiliates) to withhold or pay required taxes or failure to file required forms with regard to compensation and benefits paid
or extended by Licensee (or its Affiliates) to any of its Sales Representatives or Medical Science Liaisons. 
 6.7.3 Training.
Licensee shall be solely responsible for training, and all costs associated with such training, its Sales Representatives and Medical Science Liaisons using Commercially Reasonable Efforts and in all cases in accordance with Applicable Laws,
including timely reporting of any adverse events with respect to the Product. Such training will include, among other topics, CFDA requirements and other national and local regulations and industry guidelines, including those set forth in Section
6.5.1 above. 
 6.7.4 Acts of Sales Representatives and Medical Science Liaisons. For the avoidance of doubt, Licensee shall be
solely responsible for any act or omission of its Sales Representatives and Medical Science Liaisons while interacting with healthcare professionals or performing any Commercialization activities (including any proceedings or claims for benefits
that any Sales Representative or Medical Science Liaison may make under or with respect to any Amarin benefit plan). Licensee shall be solely responsible and liable for all probationary and termination actions taken by it with respect to its Sales
Representatives and Medical Science Liaisons, as well as for the formulation, content and dissemination (including content) of all employment policies and rules (including written compliance policies, and probationary and termination policies)
applicable to its employees and contractors. Licensee shall ensure that its policies require a clear delineation between the promotional and medical activities, including training both its Sales Representatives and Medical Science Liaisons on the
differentiation of their roles under Applicable Laws. For clarity, Sales Representatives shall not engage in medical affairs activities (including receiving, approving or delivering grants) nor will they attend formulary committee meetings and no
Medical Science Liaison shall serve as a Sales Representative. 
 6.8 Promotional Materials. 

6.8.1 Creation of Promotional Materials. Licensee will create and develop Promotional Materials for the Territory in accordance with the
Regulatory Approvals and Applicable Laws and at Licensee’s sole cost and expense, in each case based (to the extent consistent with such Regulatory Approvals and Applicable Laws) on promotional materials used by Amarin in the U.S. (copies of
which shall be provided by Amarin to Licensee at Licensee’s reasonable request). Prior to the First Commercial Sale of the Product, Licensee shall provide samples thereof to Amarin in English for its information and use prior to distributing
such Promotional Materials (for clarity, such samples need only be submitted for each different type of Promotional Material, as opposed to each item of Promotional Material needing to be submitted). Any new samples of Promotional Material for the
Territory made thereafter will be 

  
 39 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
provided to Amarin for its information and use. To the extent Licensee includes any Amarin trademarks in the Promotional Materials for the Territory, Licensee shall comply with Amarin’s then
current guidelines for trademark usage. 
 6.8.2 Inclusion of Logos on Packaging and Promotional Materials. To the extent permitted
or required by Applicable Laws and subject to obtaining necessary Regulatory Authority approvals, with respect to Product to be sold by or on behalf of Licensee (or any of its Affiliates) in the Territory, the Amarin housemark and the Licensee
housemark shall be given equal prominence on all package inserts utilized by Licensee. Amarin hereby grants to Licensee a non-exclusive, royalty-free right and license during the Term to utilize the Amarin housemark (including all trademarks, names
and logos) in order to perform the Commercialization activities required to be performed by Licensee hereunder in accordance with the terms of this Agreement. Licensee hereby grants to Amarin a non-exclusive, royalty free right and license during
the Term to utilize the Licensee housemark (including all trademarks, names and logos) in order to perform the Manufacturing and other activities to be performed by or on behalf of Amarin under the terms of this Agreement. Each Party shall only use
the housemark of the other Party with the necessary trademark designations, and each Party shall use the other Party’s housemarks in a manner that does not derogate from such Party’s rights in its trademarks, names and logos. Each Party
shall submit representative samples of its use of the other Party’s housemark for review by the JCC. Each Party will take no action that will interfere with or diminish the other’s rights in its respective trademarks, names and logos, and
if a Party reasonably believes that the use of its trademarks, names and logos by the other Party hereunder is interfering with or diminishing its rights, such Party shall notify the other Party thereof in writing and such other Party shall promptly
cease use of such trademarks, names or logos in such manner. Each Party agrees that all use of the other Party’s trademarks, names and logos will inure to the benefit of such other Party, including all goodwill in connection therewith. 

6.8.3 Licensee Ownership of Promotional Materials. Subject to ARTICLE 14, Licensee shall own all right, title and interest in and to
any Promotional Materials created by Licensee hereunder relating to the Product in the Field in the Territory including copyrights, but excluding trademarks (including the Product Trademark), names, logos and other marks owned by or on behalf of
Amarin or its Affiliates. 
 6.8.4 Use of Promotional Materials Exclusively for the Product. The Promotional Materials, and any
aspects of those uniquely tied to the Product, shall be used by Licensee (and its Affiliates, Sublicensees, subcontractors, wholesalers and distributors) in connection with the Commercialization of the Product in the Field in the Territory in
accordance with the terms of this Agreement, and Licensee shall not use, or allow any other Person to use, any such Promotional Materials except in accordance with this Agreement. 

6.9 Product Trademarks and Product Trade Dress. 

6.9.1 Product Trademark. Licensee shall Commercialize the Product in the Field in the Territory under the trademark VASCEPATM (and
logo) (as displayed on Schedule 6.9.1) and related trade dress (together, the “Product Trademark” and the “Product Trade  

  
 40 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
Dress”, respectively). Notwithstanding the foregoing, based on a review of market research, regulatory research, legal searches, investigation results, and any other relevant
information that may have been collected by either Party that is relevant to the clearance for use and registration of a trademark or for use and registration of a trade dress, Licensee shall register a trademark and trade dress in the local
language in the Territory mutually agreeable to the Parties (the “Licensee Trademark” and the “Licensee Trade Dress”) to be used in the Commercialization of the Product in the Field in the Territory. Licensee shall
bear all costs relating to the creation, legal clearance, filing, registration, and maintenance of any Licensee Trademark and Licensee Trade Dress and shall own and employ any such Licensee Trademarks or Licensee Trade Dress in the Territory. For
clarity, the Parties acknowledge and agree that it is their mutual intention that Licensee Commercialize the Product in the Field in the Territory under the Product Trademark, the Product Trade Dress, the Licensee Trademark and the Licensee Trade
Dress. Licensee shall bear all costs relating to the creation, legal clearance, filing, registration, and maintenance of any alternative trademark and trade dress. Licensee shall not employ any such alternative trademarks or trade dress without
obtaining Amarin’s prior approval. 
 6.9.2 Use and Ownership of Product Trademarks and Product Trade Dress. All uses of the
Product Trademark and Product Trade Dress by Licensee (and its Affiliates, Sublicensees, subcontractors, wholesalers and distributors) to identify and/or in connection with the Commercialization of the Product in the Field in the Territory shall be
in accordance with Regulatory Approvals and all Applicable Laws, Amarin’s quality control guidelines for the Product Trademarks and the Product Trade Dress, as may be amended from time to time, and shall be subject to the approval of Amarin in
its reasonable discretion. Licensee (and its Affiliates) shall only use the Product Trademark and Product Trade Dress pursuant to the terms of this Agreement to identify, and in connection with the Commercialization of, the Product in the Territory
for use in the Field. Licensee shall not (and shall cause its Affiliates, Sublicensees, subcontractors, wholesalers and distributors not to) use such Product Trademark or Product Trade Dress to identify, or in connection with the marketing of, any
other products. Amarin shall own and retain all rights to the Product Trademark and Product Trade Dress (in each case, together with all goodwill associated therewith throughout the Territory), and Licensee shall assign (and shall cause its
Affiliates, Sublicensees, subcontractors, wholesalers and distributors to assign), and hereby does assign, to Amarin, all of its and their right, title and interest in and to such Product Trademark and Product Trade Dress. If Licensee filed and
registered any such Product Trademark or Product Trade Dress at the request of Amarin, then Amarin shall reimburse all reasonable costs relating to the filing, registration, and maintenance of such Product Trademark or Product Trade Dress within
forty-five (45) days of receipt of an invoice therefor. Amarin shall also own rights to any Internet domain names incorporating the Product Trademark or any variation or part of the Product Trademark as its URL address or any part of such
address; and Licensee shall own rights to any Internet domain names incorporating the Licensee Trademark or any variation or part of the Licensee Trademark (and not the trademark VASCEPATM (and logo) (as displayed on Schedule 6.9.1)) as
its URL address or any part of such address. Licensee shall not establish any Internet domain name or URL incorporating the Product Trademark without the prior written consent of Amarin. The Parties hereby agree and acknowledge that nothing
contained herein shall limit Amarin’s right to use the Product Trademark or Product Trade Dress outside the Field or outside the Territory. 

  
 41 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 6.9.3 Maintenance of Product Trademark. During the Term, Amarin shall use Commercially
Reasonable Efforts to establish, maintain and enforce the Product Trademark in the Territory and shall bear all costs and expenses relating thereto. 

6.9.4 Infringement of the Product Trademark. In the event that either Party becomes aware of any infringement of the Product Trademark
by a Third Party in the Territory, such Party shall promptly notify the other Party and the Parties shall consult with each other in good faith with respect thereto. Licensee shall, at its sole discretion, have the first right to determine how to
proceed with respect to such infringement, including by the institution of legal proceedings against such Third Party, in which case all costs and awards relating to such legal proceedings will be borne exclusively by Licensee. If requested to do
so, Amarin shall reasonably cooperate with any and all action initiated by Licensee, including by joining legal proceedings as a party at Licensee’s reasonable expense. If Licensee elects not to take action or initiate legal proceedings against
an instance of infringement to the Product Trademark in the Territory, Amarin shall have the right at its own and sole discretion to take action or initiate legal proceedings against such instance of infringement to the Product Trademark in the
Territory, in which case all costs and awards relating to such legal proceeding will be borne exclusively by Amarin. If requested to do so, Licensee shall reasonably cooperate with any and all action initiated by Amarin in connection therewith,
including, by joining legal proceedings as a party at Amarin’s reasonable expense. 
 6.9.5 Trademark Acknowledgments. Each
Party acknowledges the sole ownership by the other Party and validity of all copyright, trademarks, trade dress, logos and slogans owned by the other Party and used or intended to be used in connection with the Commercialization of the Product for
the Field in the Territory. Each Party agrees that it will not at any time during or after the Term assert or claim any interest in, or do anything which may adversely affect the validity or enforceability of, any copyright, trademark, trade dress,
logo or slogan owned by the other Party and used or intended to be used on or in connection with the marketing or sale of the Product. Neither Party will register, seek to register or cause to be registered any copyrights, trademarks, trade dress,
logos or slogans owned by the other Party and used or intended to be used on or in connection with the marketing or sale of the Product or any variation thereof, under any Applicable Laws providing for registration of copyrights, trademarks, service
marks, trade names or fictitious names (including as an Internet domain name) or similar Applicable Laws, without the other Party’s prior written consent (in its sole discretion). 

6.10 Global Branding Strategy. Amarin shall have the right, from time to time during the Term, to implement (and thereafter modify and
update) a global branding strategy, including global messaging, for the Product for use in the Field throughout the world (the “Global Branding Strategy”). To the extent Amarin determines to utilize such Global Branding Strategy,
Licensee shall use Commercially Reasonable Efforts to adhere to the Global Branding Strategy in its Commercialization of the Product, including with respect to any 

  
 42 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
Promotional Materials; provided, that, in the event that Licensee believes that the application of the Global Branding Strategy in the Territory would be inappropriate whether because of
linguistic or cultural particularities, because it is against the Applicable Laws of the Territory or because Licensee reasonably determines it would be inconsistent with Licensee’s obligation to use Commercially Reasonable Efforts to
Commercialize the Product in the Territory, Licensee shall present such concern to Amarin, and the Parties shall discuss whether appropriate revisions to the Global Branding Strategy may make it appropriate for use in the Territory. Nothing in this
Section 6.10 shall be construed to derogate from Licensee’s ultimate right and responsibility to use Commercially Reasonable Efforts to Commercialize the Product in the Territory in accordance with the terms and conditions of this Agreement.

 6.11 Commercialization Data. Licensee shall own all marketing and sales data and information resulting from its Commercialization
of the Product in the Field in the Territory (the “Commercialization Data”). Upon request from Amarin, Licensee shall provide to Amarin a copy of the Commercialization Data, including promotional materials, marketing strategies,
market research data and customer lists. Amarin shall have the right and license to use all such Commercialization Data (and the right to grant its Affiliates and Third Parties the right to use such Commercialization Data) in connection with its
commercialization of the Product in the Field outside the Territory, which right and license shall survive the expiration or termination of this Agreement. Notwithstanding the foregoing, Licensee’s obligation to provide Commercialization Data
and Amarin’s right to use such data shall be performed, or exercised, respectively, in all instances in accordance with all Applicable Laws, including, without limiting the foregoing, any data privacy laws. 

ARTICLE 7 
 SUPPLY

 7.1 General. Amarin shall use Commercially Reasonable Efforts to Manufacture (or have Manufactured) and supply all quantities
of the Finished Product or Bulk Product, as applicable, duly forecasted and ordered by Licensee pursuant to this ARTICLE 7 for clinical and commercial use in the Field in the Territory, in each case in accordance with the terms of this ARTICLE 7 and
the Quality Agreement. 
 7.2 Development Supply. Amarin shall use Commercially Reasonable Efforts to Manufacture, or arrange for a
Third Party to Manufacture, and supply all of Licensee’s requirements of the Finished Product for Territory Development Activities to be performed by it in accordance with the Development Plan, which supply shall be in accordance with the terms
of this ARTICLE 7 and the applicable Quality Agreement. The Finished Product shall be ordered and supplied for Territory Development Activities in accordance with the procedures set forth in this ARTICLE 7; provided, that Amarin shall have no
obligation to supply Product hereunder unless and until the Parties have (i) executed the Quality Agreement, and (ii) agreed as to an appropriate forecasting mechanism for Development supply of Product (either through including such
forecasts in the Development Plan or some other mechanism) reasonably in advance of any orders therefor from Licensee. 

  
 43 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 7.3 Commercial Supply. Amarin shall use Commercially Reasonable Efforts to
Manufacture, or arrange for a Third Party to Manufacture, and supply all of Licensee’s requirements of the Finished Product or Bulk Product, as applicable, for commercial sale in the Field in the Territory pursuant to this Agreement, which
supply shall be in accordance with the terms of this ARTICLE 7 and the applicable Quality Agreement. Licensee shall notify Amarin when its Manufacturing Facility and analytical laboratory(ies) in the Territory are qualified and ready for commercial
production, and upon such notification, Amarin shall provide the Bulk Product to Licensee, and Licensee shall be responsible for qualifying and obtaining approval for its Facility and the subsequent packaging, labeling and release activities in the
Territory. Amarin shall have the right to audit such Manufacturing Facility as set forth mutatis mutandis in Section 7.9.4. 
 7.4
Exclusivity. [***] 
 7.5 Packaging and Labeling; Certain Other Manufacturing Activities.  

7.5.1 Finished Product. Notwithstanding anything to the contrary contained herein, in accordance with the procedures set forth in the
Quality Agreement, with respect to the supply of Finished Product, Amarin or its designated Third Party shall be responsible (at its sole cost and expense, which shall be included in the Cost of Goods and Supply Price) for all final product labeling
and packaging (whether in commercial or clinical packaging presentation, and, if not already qualified by Amarin’s existing stability program, including a new stability program, which shall be included in Cost of Goods and Supply Price),
including insertion of materials such as patient inserts, patient medication guides, professional inserts and any other written, printed or graphic materials accompanying the Product, considered to be part of the Finished Product, and handling,
storage, quality control, quality assurance, and the testing and release aspects of Territory-Specific Analytical Release Testing and related activities, of the Finished Product in connection with the foregoing (collectively, “Packaging and
Labeling”). With respect to the supply of Finished Product, Amarin or its designated Third Party shall ensure that all such Packaging and Labeling shall comply with Applicable Laws, GMPs and the Regulatory Approvals for the Product in the
Territory, including the Product Specifications; provided, that Licensee shall be responsible for compliance with Applicable Laws, GMPs and the Regulatory Approvals with respect to approved and camera-ready artwork for such Packaging and Labeling
and all other printed components and materials, which camera-ready artwork Licensee shall prepare and deliver to Amarin (in electronic files in a native electronic format) at least [***] prior to issuing a firm Purchase Order. 

7.5.2 Bulk Product. Notwithstanding anything to the contrary contained herein, in accordance with the procedures set forth in the
Quality Agreement, with respect to the supply of Bulk Product, Licensee shall be responsible (at its sole cost and expense) for all Packaging and Labeling. With respect to the supply of Bulk Product, Licensee shall ensure that all such Packaging and
Labeling shall comply with Applicable Laws, GMPs and the Regulatory Approvals for the Product in the Territory, including the Product Specifications. 

  
 44 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 7.5.3 General. Amarin or its designated Third Party shall also be responsible for
performing the testing and release aspects of Territory-Specific Analytical Release Testing of the Finished Product or Bulk Product, as applicable, and Licensee shall provide reasonable assistance to Amarin in connection therewith, all as more
particularly set forth in the Quality Agreement. For clarity, if Amarin provides Bulk Product and Licensee performs Packaging and Labeling, then Licensee or its designated Third Party shall be responsible for performing the testing and release
aspects of the Finished Product. 
 7.6 Forecasting and Ordering. 

7.6.1 Forecast. Licensee shall furnish the first forecast under this Section 7.6 no less than [***] before the anticipated commencement
of Territory Development Activities or Commercialization activities, as applicable (the “Initial Forecast Date”). [***] ([***] a “Forecast Date”), Licensee shall furnish Amarin a forecast of quantities of Finished
Product or Bulk Product, as applicable, that Licensee expects to be delivered [***] (each a “Forecast”), with [***] being binding, [***] being permitted to vary in subsequent Forecasts by up to [***] being permitted to vary in
subsequent Forecasts by up to [***], and the remainder of each Forecast being a good faith estimate for informational and planning purposes. If Licensee wishes to make a firm, binding order for the Product, it must provide Amarin with a Purchase
Order for the Product [***]. All Forecasts shall (i) be specified for Finished Product or Bulk Product, as applicable, on a [***] basis and (ii) be for full production batches [***] of Finished Product or Bulk Product, as applicable. In
the event that the foregoing Forecasts change over time based on commercial or regulatory developments or other factors, the Parties shall meet to discuss in good faith the reasonable ability of Amarin to accommodate any such change and an equitable
allocation between the Parties of any resulting costs and expenses. 
 7.6.2 Long Range Capacity Planning; Supply Chain Improvements.
Concurrent with the Initial Forecast, for the purposes of discussion and planning of manufacturing capacity Licensee shall provide a non-binding forecast of Finished Product and Bulk Product needs for the [***] following that specified in the then
current Forecast as described in Section 7.6.1 (“Long Range Forecast”). In the event Amarin projects a shortfall in capacity based on the Long Range Forecast, the Parties will jointly discuss alternatives to increase such capacity,
and the Parties shall promptly meet to discuss a reasonable manner of proceeding. Unless otherwise agreed to by the Parties during the Term, the Long Range Forecast shall be updated by Licensee and reviewed with Amarin on an annual basis. 

7.6.3 Orders. On each Forecast Date, in addition to the Forecast specified in Section 7.6.1, Licensee shall for the Term deliver to
Amarin a firm purchase order or orders specifying the quantities of the Finished Product or Bulk Product, as applicable, for delivery [***] (each a “Purchase Order”). Each such Purchase Order shall provide for aggregate quantities
for delivery [***] provided, however, that, to the extent a Purchase Order sets forth quantities that are no less than [***] and no more than [***] of the quantities contained in such Forecast, then Amarin will use Commercially Reasonable Efforts to
accommodate such amounts. [***] 

  
 45 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 7.6.4 Receipt and Acceptance. Subject to the terms and conditions of this Agreement,
Amarin shall use Commercially Reasonable Efforts to supply, and Licensee shall purchase, all Finished Product or Bulk Product, as applicable, ordered and specified in a Purchase Order. Purchase Orders may be delivered electronically or by other
means to such location as Amarin shall designate and shall be in a form reasonably acceptable to Amarin. Amarin shall provide written confirmation of such Purchase Order to Licensee within [***] of receipt of such Purchase Order (the date of such
written confirmation, the “Purchase Order Acceptance Date”). If Amarin fails to provide the written confirmation of such Purchase Order in a timely manner, such Purchase Order shall be deemed to have been duly accepted by Amarin and
become legally binding upon the Parties on the [***] after receipt by Amarin. Amarin shall accept any Purchase Order for Finished Product or Bulk Product, as applicable, that does not exceed the applicable maximum provided for in the most recent
Forecast. If a Purchase Order, whether or not accepted, exceeds such applicable maximum, the Parties shall seek to agree on a reasonable manner of proceeding. Amarin shall use Commercially Reasonable Efforts to supply any amount of Finished Product
or Bulk Product, as applicable, that Licensee orders pursuant to Section 7.6.3 in excess of the maximum amount deliverable under the ordering and forecasting procedures specified herein, but, in any event, such efforts shall not be construed as an
obligation hereunder and in no event shall Amarin be deemed in breach of this Agreement by means of a failure to provide Finished Product or Bulk Product, as applicable, in excess of the Forecasted amount. Nothing in any such Purchase Order or
written acceptance shall supersede the terms and conditions of this Agreement or the Quality Agreement, and in the event of a conflict between the terms such Purchase Order (or written acceptance, as applicable) and the terms of this Agreement (or
the Quality Agreement, as applicable), the terms of this Agreement (or the Quality Agreement, as applicable) shall control. All Purchase Orders, written acceptances of Purchase Orders and other notices contemplated under this Section 7.6 shall be
sent to the attention of such persons as each Party may identify to the other in writing from time to time in accordance with Section 16.3. In addition, (i) Amarin shall not be liable for any delays related to changes or other matters
applicable to any camera-ready artwork or other materials or information provided by Licensee, and (ii) the Parties acknowledge that delivery times for clinical quantities may vary. 

7.7 Supply Price, Invoicing, and Cost of Goods Audit. 

7.7.1 Clinical and Commercial Supply. Subject to Sections 4.4.1 and 5.2.2, the Finished Product or placebo supplied for Development in
the Territory shall be invoiced [***] To the extent that placebo requested by Licensee is different from placebo used by Amarin, then, in addition to the foregoing, Licensee shall reimburse Amarin for any additional costs incurred by Amarin to
develop, Manufacture, qualify or obtain such placebo. The Finished Product or Bulk Product, as applicable, supplied for Commercialization in the Territory shall be invoiced at [***] 

7.7.2 Invoice. Each delivery of Finished Product hereunder for Development shall be accompanied by an invoice setting forth the Cost of
Goods for such shipment, and each delivery of Finished Product or Bulk Product, as applicable, hereunder for Commercialization shall be accompanied by an invoice setting forth the Supply Price for such shipment. Licensee

  
 46 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
will make payment against each invoice, within the earlier of (a) [***] after obtaining the affirmative drug testing report at the destination port for the Product covered by a given invoice
(provided, that Licensee shall deliver a copy of such drug testing report in English to Amarin within such [***] time period) or (b) [***] after the Product arrives at the destination port. 

7.7.3 Cost of Goods Audit. Licensee shall have the right to audit the calculation of Amarin’s Cost of Goods. Such audit shall be
carried out in the same manner as the audit provisions of Section 8.10 which shall apply mutatis mutandis to both Parties to facilitate such right of audit. 

7.8 Shipping and Delivery. 

7.8.1 Delivery. Subject to the terms and conditions of this Agreement, Amarin shall ship (or have shipped) to Licensee in accordance
with this Section 7.8 the quantity of the Finished Product or Bulk Product, as applicable, specified in each accepted Purchase Order within [***] from the Purchase Order Acceptance Date or otherwise as agreed to by the Parties. Notwithstanding
anything to the contrary contained herein, (i) Amarin will notify Licensee of the anticipated [***] (Incoterms 2010) [***] at least [***] prior to such [***] (Incoterms 2010) [***] date, which [***] (Incoterms 2010) [***] date may occur as many
as [***] from the Purchase Order Acceptance Date, and such shipment shall be deemed to have been shipped on a timely basis hereunder, and (ii) in order to allow for Finished Product or Bulk Product, as applicable, Manufacturing variances,
Amarin shall be entitled to ship quantities of Finished Product or Bulk Product, as applicable, [***] specified by Licensee in the applicable Purchase Order, and such shipment shall be deemed to have been shipped in satisfaction of Amarin’s
obligations hereunder. Licensee shall purchase all such Finished Product or Bulk Product, as applicable, so shipped. The Finished Product or Bulk Product, as applicable, delivered by Amarin or its designee shall have at least [***] shelf life upon
arrival at the destination port in the Territory, subject to delays caused by customs and other Governmental Authorities. 
 7.8.2
Shipment Terms. Finished Product or Bulk Product, as applicable, shall be supplied to Licensee [***] (Incoterms 2010) [***]. Delivery shall occur, and title and risk of loss will pass to Licensee, when the Product is shipped to Licensee’s
carrier. Finished Product or Bulk Product, as applicable, shall be shipped at Licensee’s expense via a carrier identified by Licensee in the applicable Purchase Order; provided, that (i) such carrier shall be one that can transport and
maintain such Finished Product or Bulk Product, as applicable, in accordance with Product Specifications (e.g., controlled room temperature [***] as per Product storage requirements), and (ii) in the event that Licensee fails to identify a
carrier, Amarin may choose a carrier at its own reasonable discretion, at Licensee’s expense. 
 7.8.3 Retention. Unless the
Parties agree otherwise, Amarin will maintain or cause to be maintained analytical samples of each Finished Product or Bulk Product, as applicable, in storage for a time period based upon Amarin’s sample retention policy. 

  
 47 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 7.9 Quality and Compliance. 

7.9.1 Quality Agreements. The Quality Agreements will set forth the Parties’ quality and compliance obligations with respect to
Manufacture of the Finished Product or Bulk Product, as applicable, and Amarin’s quality and compliance obligations with respect to Manufacture of the Drug Substance used in the Finished Product or Bulk Product, as applicable. Licensee and
Amarin agree to comply with the requirements and provisions set forth in the Quality Agreements. The Quality Agreements will set forth in greater detail many of the responsibilities and obligations set forth herein. In the event of a conflict
between the terms of the Quality Agreements and the terms of this Agreement, the terms of this Agreement shall prevail. The Parties shall execute the Quality Agreements within [***] of the Effective Date, or such other time-frame as otherwise agreed
between the Parties. 
 7.9.2 Notice of Non-Conformance. 

(a) Amarin shall supply to Licensee the applicable batch number for the Finished Product or Bulk Product, as applicable,
delivered as well as such other information as the Parties may set forth in the Quality Agreement with respect to the Manufacture of the Product (a “Manufacturing Certificate of Analysis and Compliance”) for all Finished Product or
Bulk Product, as applicable, shipped to Licensee hereunder. Licensee shall promptly on receipt of each shipment of Finished Product or Bulk Product, as applicable, hereunder inspect, or cause to have inspected, each shipment of such Product for any
damage, Defect or shortage, and cause to be tested by the qualified drug testing institution at the destination port in the Territory of each shipment of such Product for any quality issues, within a reasonable period of time and give Amarin written
notice of any such damaged, defective or short shipment or any shipment of such Product with quality issues (a “Notice of Non-Conformance”). All testing shall be conducted in accordance with the Product Specifications and the
Quality Agreement. “Defect” and “Defective” refer to Finished Product or Bulk Product, as applicable, that fails to meet the representations and warranties set forth in Section 10.2(j) as of the date of delivery.

 (b) Latent Defects shall be communicated to Amarin, together with appropriate detail, via a Notice of Non-Conformance,
without undue delay after such Latent Defect is first discovered by Licensee (or Licensee otherwise is notified of such Latent Defect), but in all cases within [***] of the date on which such Latent Defect was first discovered by Licensee or was
notified to Licensee by the relevant Person discovering the defect, and thereafter such Latent Defect shall be handled as set forth in the remainder of this Section 7.9 and/or the Quality Agreement, as applicable. For purposes of this Section
7.9.2(b), “Latent Defects” shall mean those defects that could not be discovered by inspection or testing by Licensee or its designee as described in Section 7.9.2(a). Notwithstanding the foregoing, Licensee must submit a Notice of
Non-Conformance, if at all, with respect to Finished Product or Bulk Product, as applicable, no later than [***] from the date of delivery of such Finished Product or Bulk Product, as applicable. 

7.9.3 Notification of Significant Quality Issues. As set forth in the Quality Agreements, the Parties shall notify each other of
the occurrence of a confirmed out-of specification or out-of-trend (“OOS”) result or major process deviation relating to the Product 

  
 48 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
and/or Drug Substance in the Territory. The Parties agree to consult on all quality decisions regarding any OOS result or major process deviations involving the Finished Product or Bulk
Product, as applicable, and/or Drug Substance that is intended for the Territory.
 7.9.4 Audits. Licensee shall have access to
Amarin’s or its Third Party manufacturer’s Facilities associated with the Finished Product or Bulk Product, as applicable, or Drug Substance at a mutually agreeable time for the sole purpose of auditing the Facilities for operational
compliance with cGMPs and the content of the respective Quality Agreement for Finished Product or Bulk Product, as applicable, and Drug Substance. The right to audit also includes any testing Facility related to the Finished Product or Bulk Product,
as applicable, or Drug Substance; provided, that, to the extent a Third Party’s Facilities are the subject of an audit pursuant to this Section 7.9.4, Licensee shall (a) perform such audit in conjunction with Amarin (and any other
licensees of Amarin desiring to so audit), (b) bear any costs charged by such Third Party associated with such audit, and (c) abide by any applicable terms and conditions regarding such audit as Amarin’s agreement with such Third
Party may provide (including any limitations on the number of such audits as may be conducted in a given a time-frame). For clarity, Amarin shall have the right to accompany Licensee on any such audit of a Third Party’s Facility. The audit
rights described in this Section 7.9.4 are without limitation of other audit rights described elsewhere in this Agreement. The audit rights described herein may be exercised by Licensee [***]. Notwithstanding anything in this Section 7.9.4 to the
contrary, Licensee shall only have the right to audit a Third Party to the extent that Amarin has such right and such Third Party consents to Licensee accompanying Amarin on such audit. 

7.10 Disputes and Remedies. 

7.10.1 Disputes. If Licensee timely delivers a Notice of Non-Conformance in respect of all or any part of a shipment of the Finished
Product or Bulk Product, as applicable, and Amarin does not agree with Licensee’s determination that the Finished Product or Bulk Product, as applicable, fails to meet the Product Specifications (or there is a short shipment), the Parties shall
in good faith attempt to resolve such dispute. Amarin and Licensee shall have [***], unless otherwise agreed in writing by the Parties, from the date of Amarin’s receipt of a Notice of Non-Conformance to resolve such dispute regarding whether
all or any part of such shipment of Finished Product or Bulk Product, as applicable, was Manufactured in conformance with the Product Specifications (or there is otherwise a short shipment). In the event of such a dispute, Licensee shall retain
samples of such Finished Product or Bulk Product, as applicable, and make such samples available to Amarin at Amarin’s reasonable request. If the dispute regarding whether all or any part of a shipment of Finished Product or Bulk Product, as
applicable, rejected by Licensee was Manufactured in conformance with the Product Specifications (or there is a short shipment) is not resolved in such [***] period, then the Parties shall submit the samples of such Finished Product or Bulk Product,
as applicable, to the drug testing institution in the Territory for re-testing. The results of the drug testing qualified institution’s re-testing shall be final and binding on the Parties, and if such Finished Product or Bulk Product, as
applicable, is determined to meet the Product Specifications (or is otherwise determined not to be a short shipment, as applicable), then Licensee shall pay for the costs of such drug re-testing; otherwise Amarin shall pay for such costs. 

  
 49 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 7.10.2 Remedies. In the event any shipment of Finished Product or Bulk Product, as
applicable, is timely rejected pursuant to this Section 7.10 solely as a result of such Finished Product or Bulk Product, as applicable, being Defective, then (i) Licensee shall, at the direction of Amarin, either (a) destroy such rejected
Finished Product or Bulk Product, as applicable, at Amarin’s reasonable expense (in accordance with Applicable Laws) or (b) return such Finished Product or Bulk Product, as applicable, to Amarin, at a location designated by Amarin and at
Amarin’s reasonable expense, and (ii) Amarin, at no expense to Licensee, shall (in Amarin’s sole discretion) either (a) use its Commercially Reasonable Efforts to replace such non-conforming Finished Product or Bulk Product, as
applicable, or short shipment, or (b) give Licensee a credit in an amount equal to the amount paid or payable by Licensee with respect to such rejected Finished Product or Bulk Product, as applicable, or short shipment. In the event that any
shipment of Finished Product or Bulk Product, as applicable, is not timely rejected or is rejected for any reason other than being Defective, Amarin shall have no liability to Licensee in connection therewith, and Licensee shall, at its sole cost,
destroy such rejected Finished Product or Bulk Product, as applicable, in compliance with Applicable Laws. SUBJECT TO SECTION 11.1, AMARIN’S LIABILITY IN RESPECT OF ANY REJECTION (INCLUDING ANY SHORT SHIPMENT) SHALL BE LIMITED TO THE REMEDIES
PROVIDED IN THIS SECTION 7.10.2. For clarity, a shipment of Finished Product or Bulk Product, as applicable, that is a short shipment shall not be subject to return by Licensee. 

7.11 Shortages. In the event that Amarin anticipates the materials and/or Manufacturing capacity of Amarin or its Third Party
manufacturer required to Manufacture and deliver the Finished Product or Bulk Product, as applicable, to Licensee is to be in short supply, Amarin shall promptly notify Licensee of such shortage and the Parties shall promptly meet to discuss the
shortage. Amarin shall provide a written plan of action stating in reasonable detail the identifiable cause of the shortage and proposed measures to remedy the shortage and the date such shortage is expected to end. Within [***] after the occurrence
of any shortage event, Amarin shall allocate its inventory of the Product, if any, among Licensee and Amarin, and its Affiliates, licensees and/or business partners for the Product world-wide, on a pro-rata basis, based upon market share and
order volumes for the prior [***] period until the Purchase Orders from Licensee can be adequately fulfilled. Upon the occurrence of a shortage event as described above, Amarin shall, for the limited purpose of complying with its inventory
allocation obligations set forth above, provide Licensee with reports setting forth its annual world-wide sales of the Product within [***] after the end of each Calendar Year. Notwithstanding anything to the contrary contained herein, the situation
where the commercial success of the Product in the Territory is the reason for such shortage shall not constitute a “shortage” or mean that Amarin is “unable to supply” for purposes of this Section 7.11 (provided, that Amarin is
using Commercially Reasonable Efforts to supply all of Licensee’s Purchase Orders in accordance with this Agreement, including the allocation set forth in this Section 7.11). Amarin shall use its Commercially Reasonable Efforts to minimize the
duration of any shortage. Licensee shall maintain reasonable safety stock of Finished Product or Bulk Product, as applicable, of at least [***] of safety stock of the Product based on [***] binding portion of the most recent Forecast. 

  
 50 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 7.12 Product Specification and Manufacturing Changes. Neither Party shall make any
Product Specification changes and/or Drug Substance Specification changes as it pertains to the Product to be supplied in the Field in the Territory without prior written consent of the other Party, such consent not to be unreasonably withheld. In
the event of such consent, the Parties shall enter into a written supplemental agreement with respect to the division of responsibilities for obtaining Regulatory Approvals of such changes and the cost to be assumed by each Party in connection
therewith. Amarin shall notify Licensee in writing (i) [***] before it changes the Facility used to Manufacture the supply of the Product in the Field in the Territory and any Product Specification for the Product in the Field in the Territory
applicable to the Regulatory Materials filed with CFDA, or (ii) [***] before it makes any changes within the Facility for the Product in the Field in the Territory applicable to the Regulatory Materials filed with CFDA. Each Party shall provide the
other Party with all necessary documentation and information required for preparing the applicable Regulatory Materials with CFDA; provided, that all applicable Regulatory Materials shall be prepared and filed by the Parties in accordance with the
provisions of ARTICLE 5 and each Party shall bear its respective costs and expenses incurred in connection therewith. Notwithstanding the foregoing and the forecasting and ordering provisions under Section 7.6, Amarin shall use Commercially
Reasonable Efforts to ensure the sufficient supply of Product to Licensee during the transitional period for the changes set forth in this Section 7.12. Amarin and Licensee shall discuss means to ensure supply throughout this transition period and
the Parties may be required to hold a safety stock of Product at each of their respective sites to mitigate any supply shortages that may occur as a result of such changes. For clarity, changes made with respect to the Facilities or other sites that
are applicable to the supply of Product outside the Field or outside the Territory, or otherwise not applicable to the Regulatory Materials filed with CFDA with respect to the supply of the Product in the Field in the Territory, will not be subject
to this Section 7.12. 
 7.13 Termination of Supply Obligations. Notwithstanding anything to the contrary contained herein, the
obligations of Amarin under this ARTICLE 7, including the obligations to Manufacture and supply Finished Product or Bulk Product, as applicable, to Licensee hereunder, and Licensee’s obligations to purchase solely from Amarin, shall continue
during the Royalty Term and, so long as Amarin desires to continue supplying the Finished Product or Bulk Product, as applicable, shall continue after the end of the Royalty Term, upon reasonable terms and conditions to be agreed between the
Parties. [***] 
 ARTICLE 8 

PAYMENTS 
 8.1 Upfront
Payment. On the Effective Date, Licensee shall pay to Amarin an upfront amount equal to fifteen million Dollars ($15,000,000) (the “Upfront Payment”) by wire transfer of immediately available funds into an account designated in
writing by Amarin. The Upfront Payment shall be nonrefundable and noncreditable against any other payments due hereunder. 

  
 51 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 8.2 Milestone Payments. Licensee shall pay to Amarin the milestone payments described
in this Section 8.2 following achievement (first occurrence) of the corresponding milestone event. A Party shall promptly notify the other Party in writing of, but in no event later than [***] after, the achievement (first occurrence) of each such
milestone event (each, a “Milestone Notification Notice”) achieved by it. Licensee shall pay the applicable milestone payment by wire transfer of immediately available funds into an account designated by Amarin within [***] after
the date of the Milestone Notification Notice; provided, however, that in no event shall a failure to deliver a Milestone Notification Notice relieve Licensee of its obligation to pay Amarin the milestone payments described in this Section 8.2. Each
such milestone payment shall be payable only once regardless of how many times the milestone event is achieved. Each such milestone payment is nonrefundable and noncreditable against any other payments due hereunder. 

 

			
	 Milestone Event
	  	 Milestone Payment

	
	Regulatory Milestones
	
	Very High Triglycerides
		
	 [***]
	  	[***]
		
	 [***]
	  	[***]
	
	High Triglycerides
		
	 [***]
	  	[***]
		
	 [***]
	  	[***]
	
	Cardiovascular Risk Reduction*
		
	 [***]
	  	[***]
		
	 [***]
	  	[***]
		
	 [***]
	  	
	
	Sales Based Milestones
		
	 [***]
	  	[***]
		
	 [***]
	  	[***]
		
	 [***]
	  	[***]
		
	 [***]
	  	[***]
		
	 Total Possible Milestone Event Payments:
	  	One Hundred Fifty Four Million Dollars ($154,000,000)

  
 52 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 8.3 Royalty Payments; Sublicense Income. 

8.3.1 Royalty Payments. As further consideration for the rights granted to Licensee under this Agreement, Licensee shall pay to Amarin
tiered payments (“Royalty Payments”) at the following rates (the “Royalty Rates”) based on aggregate annual Net Sales of Product in the Territory for all or any portion of the Calendar Year falling within the
Royalty Term for such Product: 
  

			
	 Calendar Year Net Sales
	  	Royalty Rate
	 [***]
	  	[***]
	 [***]
	  	[***]
	 [***]
	  	[***]
	 [***]
	  	[***]

 8.3.2 Sublicense Income. In addition to other amounts due under this Section 8.3, Licensee will pay
Amarin [***] of all Sublicense Income received during a given [***] (“Sublicense Income Payment”). 
 8.4 Royalty
Reports and Payment Procedures. Licensee shall calculate all (i) Royalty Payments with respect to Net Sales, and (b) Sublicense Income, payable to Amarin pursuant to Section 8.3 at the end of each [***], which amounts shall be
converted to Dollars at such time in accordance with Section 8.6. Licensee shall provide a written estimate of Sublicense Income received and Net Sales during the just ended [***] within [***] of the end of such [***]. Thereafter, Licensee shall pay
to Amarin the Royalty Payment due for Net Sales, and Sublicense Income Payment due for Sublicense Income, during a given [***] within [***] following the end of such [***]. Each Royalty Payment and Sublicense Income Payment due to Amarin shall be
accompanied by (i) a statement of the amount of gross sales of the Product in the Territory, and gross Sublicense Income received, during the applicable [***] (such amounts expressed in local currency and in Dollars converted at the relevant
time in accordance with Section 8.6), (ii) an itemized calculation of Net Sales in the Territory, showing each deduction provided for in the definition of “Net Sales” during such [***], and (iii) a calculation of the amount of
the Royalty Payment due on such Net Sales, and the Sublicense Income Payment due on such Sublicense Income, for such [***]. Without limiting the generality of the foregoing, Licensee shall require its Affiliates and Sublicensees (if any) to account
for its Net Sales and to provide such reports with respect thereto as if such sales were made by Licensee. 
 8.5 Taxes and Withholding.
Each of the Parties, respectively, shall pay and/or withhold taxes in accordance with Applicable Laws. 
 8.5.1 VAT. The Parties
agree to cooperate with one another and use reasonable efforts to ensure that value added tax or similar payment (“VAT”) in respect of any payments made by Licensee to Amarin under this Agreement does not represent an unnecessary
cost in respect of payments made under this Agreement. For purposes of clarity, all sums payable under this Agreement shall be exclusive of VAT. In the event that any VAT is owing in any jurisdiction in respect of any such payment, Licensee shall
pay such VAT, and (i) if such VAT is owing as a result of any action by Licensee, including any assignment or sublicense (including assignment to, or payment hereunder by, another Licensee-related entity or Affiliate), or any failure on the
part of Licensee or its Affiliates to comply with applicable tax laws or filing or 

  
 53 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
record retention requirements, that has the effect of modifying the tax treatment of the Parties hereto, then the payment in respect of which such VAT is owing shall be made without deduction for
or on account of such VAT to ensure that Amarin receives a sum equal to the sum which it would have received had such VAT not been due or (ii) otherwise, such payment shall be made after deduction of such VAT. For the sake of clarity, any
increase in payments to Amarin under this Section 8.5 shall reflect only the incremental increase in VAT directly resulting from clause (i) above. In the event that any VAT is owing in any jurisdiction in respect of any such payment, Amarin
will provide to Licensee tax invoices showing the correct amount of VAT in respect of such payments hereunder. 
 8.6 Withholding
Tax. If Licensee is required to make a payment to Amarin that is subject to a deduction of tax or withholding tax under the Applicable Laws, the sum payable by Licensee to Amarin shall be net of any such deduction or withholding tax and any
amount so deducted or withheld by Licensee shall be remitted in accordance with the Applicable Laws. Any such deduction or withholding tax required to be paid or withheld by Licensee under the Applicable Laws shall be an expense of, and borne solely
by, Amarin. Licensee shall not change its methodology or procedures for payments under this Agreement without the prior written consent of Amarin. For clarity, any business tax due under Applicable Laws in the Territory shall be borne by Licensee as
an Indirect Tax in accordance with Section 8.6.2. 
 8.6.1 Tax Cooperation. To the extent Licensee is required to deduct and withhold
taxes on any payments to Amarin, Licensee shall pay the amounts of such taxes to the proper Governmental Authority in a timely manner and promptly transmit to Amarin an official tax certificate or other evidence of such withholding sufficient to
enable Amarin to claim such payments of taxes. Amarin shall provide to Licensee any tax forms that may be reasonably necessary in order for Licensee not to withhold tax or to withhold tax at a reduced rate under an applicable bilateral income tax
treaty. Amarin shall use reasonable efforts to provide any such tax forms to Licensee at least [***] prior to the due date for any payments for which Amarin desires that Licensee apply a reduced withholding rate. Each Party shall provide the other
with reasonable assistance to enable the recovery, as permitted by Applicable Laws, of withholding taxes, VAT, or similar obligations resulting from payments made under this Agreement, such recovery to be for the benefit of the Party bearing such
withholding tax or VAT. 
 8.6.2 Indirect Tax. All payments to be made by Licensee to Amarin pursuant to the terms of this
Agreement are stated exclusive of Indirect Taxes. If any Indirect Taxes are chargeable in respect of such payments, Licensee shall pay such Indirect Taxes. 

8.7 Currency Conversion. All payments hereunder shall be made in Dollars. For the purpose of calculating any sums due under, or
otherwise reimbursable pursuant to, this Agreement (including the calculation of Net Sales expressed in currencies other than Dollars), any amount expressed in a foreign currency shall be converted into Dollars based on the applicable exchange rate
quoted on “www.oanda.com” for the last day of the relevant [***] or the date that a milestone is achieved. 

  
 54 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 8.8 General Payment Procedures. Unless otherwise expressly payable in certain time
frames as provided in this Agreement (including Section 7.7.1), the receiving Party shall invoice the paying Party for all amounts due to such receiving Party under this Agreement, and such payments shall be made within [***] following the receipt
by the paying Party of an invoice from the receiving Party specifying the amount due. 
 8.9 Late Payments. Any amount required to be
paid by a Party hereunder which is not paid within [***] after the date due shall bear interest at a rate equal to the [***]. Such interest shall be computed on the basis of a year of [***] for the actual number of days payment is delinquent.
Interest charged and paid with respect to any late payments will not limit any other remedies that may be available to a Party. 
 8.10
Financial Records and Audit. Licensee (and its Affiliates and Sublicensees) shall keep full, true and accurate records and books of account containing all particulars that may be necessary for the purpose of confirming the accuracy of, and
calculating, as applicable, all Royalty Payments, Sublicense Income Payments and other amounts payable to Amarin hereunder (including records of Net Sales and Sublicense Income), for a minimum period of [***] or such longer period as required by
Applicable Laws. Amarin shall have a right to request an audit of Licensee by an independent, internationally recognized accounting firm in order to confirm the accuracy of the foregoing (a “Financial Audit”). Upon the written
request by Amarin to Licensee to conduct a Financial Audit, Amarin shall have the right to engage an independent, internationally recognized accounting firm to perform a review as is reasonably necessary to enable such accounting firm to calculate
or otherwise confirm the accuracy of any of the foregoing for the Calendar Year(s) requested by Amarin; provided, that (i) such accountants shall be given access to, and shall be permitted to examine and copy such books and records of Licensee
upon [***] prior written notice to Licensee, (ii) prior to any such examination taking place, such accountants shall enter into a confidentiality agreement with Licensee reasonably acceptable to Licensee in order to keep all information and data
contained in such books and records strictly confidential and shall not disclose such information or copies of such books and records to any third person including Amarin, but shall only use the same for the purpose of the reviews and/or
calculations which they need to perform in order to determine any amounts being reviewed, and (iii) such accountants shall use reasonable efforts to minimize any disruption to Licensee’s business. Licensee shall make personnel reasonably
available during regular business hours to answer queries on all such books and records required for the purpose of the Financial Audit. The accountants shall deliver a copy of their findings to each of the Parties within [***] of the completion of
the review, and, in the absence of fraud or manifest error, the findings of such accountant shall be final and binding on each of the Parties. Any underpayments by Licensee shall be paid to Amarin within [***] of notification of the results of such
inspection. Any overpayments made by Licensee shall be refunded by Amarin within [***] of notification of the results of such inspection. The cost of the accountants shall be the responsibility of [***] unless the accountants’ calculation shows
that the actual royalties payable, Net Sales, Sublicense Income and/or any other applicable amount audited hereunder to be different, by more than [***]. Without limitation of the foregoing, Licensee shall have the right to audit the calculation of
any costs incurred by Amarin and with respect to which Amarin is 

  
 55 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
seeking reimbursement from Licensee hereunder, on the same terms and conditions as Amarin may audit Licensee’s records under this Section 8.10 (substituting references to “Amarin”
for “Licensee”, and vice versa, and substituting references to “Development Costs” or “Regulatory Costs”, as the case may be, for “Net Sales”). The audit rights described in this Section 8.10 are without
limitation of other audit rights described elsewhere in this Agreement. 
 ARTICLE 9 

INTELLECTUAL PROPERTY MATTERS 

9.1 Ownership of Intellectual Property. 

9.1.1 General. Subject to the provisions of this Section 9.1.1 and except as expressly set forth otherwise in this Agreement,
(i) Amarin shall solely own, and it alone shall have the right to apply for, Amarin Patents within and outside of the Territory, and (ii) Licensee shall solely own, and it alone shall have the right to apply for, Licensee Patents within
and outside of the Territory. With respect to any Patents Covering any Joint Invention (“Joint Patents”), Licensee shall assign (and shall cause its Affiliates, Sublicensees and subcontractors to assign), and hereby does assign, any
and all of Licensee’s (and its Affiliates’, Sublicensees’ and subcontractors’) right, title and interest in and to such Joint Patents, to Amarin, such that Amarin shall solely own such Joint Patents, and thereafter any
Confidential Information contained therein shall be deemed “Confidential Information” of Amarin. Each Party shall promptly disclose to the other Party all Amarin Inventions, Licensee Inventions and Joint Inventions, as applicable, made by
it during the Term. The determination of inventorship for such Inventions shall be made in accordance with Applicable Laws relating to inventorship set forth in the patent Applicable Laws of the United States (Title 35, United States Code). Licensee
agrees that it shall not grant any license or other right with respect to the Licensee Inventions to any Third Party without the prior written consent of Amarin. 

9.1.2 Employees. Each Party will require all of its and its Affiliates’ employees to assign all Inventions that are developed,
made or conceived by such employees according to the ownership principles described in Section 9.1.1 free and clear of all liens, encumbrances, charges, security interests, mortgages or other similar restrictions. Each Party will also use its
Commercially Reasonable Efforts to require any agents or independent contractors performing an activity pursuant to this Agreement to assign all Inventions that are developed, made or conceived by such agents or independent contractors to Amarin
and/or Licensee according to the ownership principles described in Section 9.1.1 free and clear of all liens, encumbrances, charges, security interests, mortgages or other similar restrictions. 

9.2 Disclosures; Disputes Regarding Inventions. Each Party shall, before filing a new Patent application (including provisionals and
continuations-in-part) claiming or covering an Invention, promptly disclose such Invention to the other Party and shall provide the other Party with a copy of the proposed patent application at least [***] before filing such application or such
shorter time as may be required to preserve Patent rights, including the avoidance of a statutory bar or prior publication. If the non-filing Party believes that the filing Party’s 

  
 56 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
proposed Patent application discloses Confidential Information of the non-filing Party, the non-filing Party shall so notify the filing Party within such [***] after receipt thereof, and the
filing Party shall amend its proposed application to comply with the confidentiality provisions of this Agreement. If the Parties are in agreement as to the designation of the Invention as an Amarin Invention, Joint Invention or Licensee Invention,
as applicable, they can continue as set forth in Section 9.3. If the Parties disagree as to whether an Invention is an Amarin Invention, Joint Invention or Licensee Invention, and are unable to reach agreement within thirty (30) days after
commencing discussions, then the provisions of ARTICLE 15 shall apply to such dispute. 
 9.3 Patent Filings, Prosecution and
Maintenance. 
 9.3.1 Amarin Patents. 

(a) Subject to, and without limiting Licensee’s rights under, Section 9.4 of this Agreement, Amarin shall have the first
right to prepare, file, prosecute and maintain all Amarin Patents, at its own cost and expense. Amarin shall keep Licensee informed of the status of Amarin Patents and will provide Licensee with copies of all substantive documentation submitted to,
or received from, the patent offices in connection therewith. With respect to any substantive submissions that Amarin is required to or otherwise intends to submit to a patent office in the Territory with respect to an Amarin Patent, Amarin shall
provide a draft of such submission to Licensee at least [***] (or such time as is possible) prior to the deadline for, or the intended filing date of, such submission, whichever is earlier (or as soon as reasonably possible if Amarin has less than
[***] notice of a deadline for submission). Licensee shall have the right to review and comment upon any such submission by Amarin to a patent office in the Territory, and will provide such comments within [***] after receiving such submission
(provided, that if no comments are received within such [***] period, then Amarin may proceed with such submission). Amarin shall consider in good faith any suggestions or recommendations of Licensee concerning the preparation, filing, prosecution
and maintenance thereof. 
 (b) If, during the Term, Amarin (a) intends to allow any Amarin Patent to which Licensee has
a license under this Agreement to expire or intends to otherwise abandon any such Amarin Patent, or (b) decides not to prepare or file patent applications covering Amarin Inventions in the Territory to which Licensee would otherwise have a
license under this Agreement, Amarin shall notify Licensee of such intention or decision at least [***] (or as soon as possible if less than [***]) prior to any filing or payment due date, or any other date that requires action, in connection with
such Amarin Patent or Amarin Inventions, and Licensee shall thereupon have the right, but not the obligation, to assume responsibility for the preparation, filing, prosecution or maintenance thereof at its sole cost and expense, in the name of
Licensee. 

  
 57 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 9.3.2 Joint Patents. 

(a) Subject to, and without limiting Licensee’s rights under, Section 9.4 of this Agreement, Amarin shall have the first
right to prepare, file, prosecute and maintain Joint Patents. Amarin shall keep Licensee informed of the status of Joint Patents and will provide Licensee with copies of all substantive documentation submitted to, or received from, the patent
offices in connection therewith. With respect to any substantive submissions that Amarin is required to or otherwise intends to submit to a patent office with respect to a Joint Patent, Amarin shall provide a draft of such submission to Licensee at
least [***] (or such time as is possible) prior to the deadline for, or the intended filing date of, such submission, whichever is earlier (or as soon as reasonably possible if Amarin has less than [***] notice of a deadline for submission).
Licensee shall have the right to review and comment upon any such submission by Amarin to a patent office, and will provide such comments within [***] after receiving such submission (provided, that if no comments are received within such [***],
then Amarin may proceed with such submission). Amarin shall consider in good faith any suggestions or recommendations of Licensee concerning the preparation, filing, prosecution and maintenance thereof. 

(b) If, during the Term, Amarin (i) intends to allow any Joint Patent to expire or intends to otherwise abandon any such
Joint Patent (“Abandoned Patents”), or (ii) decides not to prepare or file patent applications covering Joint Inventions (“Abandoned Joint Inventions”) Amarin shall notify Licensee of such intention or decision
at least [***] (or as soon as possible if less than [***]) prior to any filing or payment due date, or any other date that requires action, in connection with such Abandoned Patent or Abandoned Joint Invention, and Licensee shall thereupon have the
right, but not the obligation, to assume responsibility for the preparation, filing, prosecution or maintenance thereof at its sole cost and expense, in the name of Licensee. 

9.3.3 Licensee Patents. 

(a) Licensee shall have the first right to prepare, file, prosecute and maintain all Licensee Patents, at its own cost and
expense. Licensee shall keep Amarin informed of the status of Licensee Patents and will provide Amarin with copies of all substantive documentation submitted to, or received from, the patent offices in connection therewith. With respect to any
substantive submissions that Licensee is required to or otherwise intends to submit to a patent office with respect to a Licensee Patent, Licensee shall provide a draft of such submission to Amarin at least [***] (or such time as is possible) prior
to the deadline for, or the intended filing date of, such submission, whichever is earlier (or as soon as reasonably possible if Licensee has less than [***] notice of a deadline for submission). Amarin shall have the right to review and comment
upon any such submission by Licensee to a patent office, and will provide such comments within [***] after receiving such submission (provided, that if no comments are received within such [***], then Licensee may proceed with such submission).
Licensee shall consider in good faith any suggestions or recommendations of Amarin concerning the preparation, filing, prosecution and maintenance thereof. 

(b) With respect to the Licensee Patents outside of the Territory, Licensee shall notify Amarin before entering such Licensee
Patent into national phase filings, and if Amarin notifies Licensee that Amarin desires to prepare, file, prosecute and 

  
 58 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
maintain (at its own expense) such Licensee Patent, said patent will be assigned, after completion of national phase filing, to Amarin at Amarin’s expense, without any compensation to
Licensee, and Amarin shall have the right at Amarin’s expense to prepare, file, prosecute and maintain such Licensee Patent as assigned to Amarin. If Amarin does not notify Licensee that Amarin desires to do so, then such Licensee Patent may be
abandoned. 
 (c) If, during the Term, Licensee (a) intends to allow any Licensee Patent to which Amarin has a license
under this Agreement to expire or intends to otherwise abandon any such Licensee Patent, or (b) decides not to prepare or file patent applications covering Licensee Know-How or Licensee Inventions to which Amarin would otherwise have a license
under this Agreement, Licensee shall notify Amarin of such intention or decision at least thirty (30) days (or as soon as possible if less than thirty (30) days) prior to any filing or payment due date, or any other date that requires
action, in connection with such Licensee Patent or Licensee Inventions, and Amarin shall thereupon have the right, but not the obligation, to assume responsibility for the preparation, filing, prosecution or maintenance thereof at its sole cost and
expense, in the name of Amarin, and, to the extent such Licensee Patent Covers a Licensee Invention, Licensee shall, and hereby does, assign to Amarin Licensee’s entire right, title and interest in and to any such Licensee Patents (rendering,
for clarity, such Licensee Patent an Amarin Patent hereunder). 
 9.3.4 Cooperation. The Parties agree to reasonably cooperate in the
preparation, filing, prosecution and maintenance of all Patents under this Section 9.3, including obtaining and executing necessary powers of attorney and assignments by the named inventors, providing relevant technical reports to the filing Party
concerning the Invention disclosed in such Patent, obtaining execution of such other documents which are needed in the filing and prosecution of such Patent, and, as requested by a Party, updating each other regarding the status of such Patent, and
shall cooperate with the other Party so far as reasonably necessary with respect to furnishing all information and data in its possession reasonably necessary to obtain or maintain such Patents. 

9.3.5 Patent Expenses. Any expenses incurred by a Party in connection with the preparation, filing, prosecution and maintenance of any
Amarin Patents, Joint Patents or Licensee Patents, as applicable, shall be borne by the Party incurring such expenses. 
 9.4 Defense and
Enforcement of Patents. 
 9.4.1 Infringement of Third Party Patents. Each of the Parties shall promptly, but in any event no
later than [***] after receipt of notice thereof, notify the other Party in writing in the event of any claims by a Third Party of alleged patent infringement by Licensee or Amarin or any of their respective Affiliates or sublicensees (in the case
of Amarin) or Sublicensees (in the case of Licensee) with respect to the research, development, manufacture, use, sale, offer for sale or importation of a Product (each, an “Infringement Claim”). With respect to any Infringement
Claim in the Field in the Territory, the Parties shall attempt to negotiate in good faith a resolution with respect thereto. If the Parties cannot settle such Infringement Claim with the appropriate Third Parties within [***] after the receipt of
the notice pursuant to this Section 9.4.1, then the following shall apply: 

  
 59 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 (a) In the case of any such Infringement Claim, in respect of a patent owned
by Licensee, then Licensee shall be deemed to be the “Controlling Party” for purposes of such Infringement Claim. In the case of any Infringement Claim, in respect of a patent owned by Amarin, then Amarin shall be deemed to be the
“Controlling Party” for purposes of such Infringement Claim. Each Party shall reasonably assist the other in its role as the Controlling Party. 

(b) The Controlling Party shall assume control of the defense of such Infringement Claim. The non-Controlling Party, upon
request of the Controlling Party, agrees to join in any such litigation at the Controlling Party’s expense, and in any event to reasonably cooperate with the Controlling Party at the Controlling Party’s expense. The non-Controlling Party
will have the right to consult with the Controlling Party concerning such Infringement Claim and to participate in and be represented by independent counsel in any litigation in which such non-Controlling Party is a party at its own expense. The
Controlling Party shall have the exclusive right to settle any Infringement Claim without the consent of the other Party, unless such settlement shall have a material adverse impact on the other Party (in which case the consent of such other Party
shall be required). For purposes of this Section 9.4.1(b), any settlement that would involve the waiver of rights (including the rights to receive payments) of such other Party shall be deemed a material adverse impact and shall require the consent
of such other Party, such consent not to be unreasonably withheld. 
 (c) If a Party shall become engaged in or participate
in any suit described in this Section 9.4.1, the other Party shall cooperate, and shall cause its and its Affiliates’ employees to cooperate, with such Party in all reasonable respects in connection therewith, including giving testimony and
producing documents lawfully requested, and using its reasonable efforts to make available to the other, at no cost to the other (other than reimbursement of actually incurred, reasonable Out-of-Pocket Costs associated with travel and lodging), such
employees who may be helpful with respect to such suit, investigation, claim or other proceeding. 
 9.4.2 Prosecution of Infringers.

 (a) Notice. If either Party (i) receives notice of any patent nullity actions, any declaratory judgment
actions or any alleged or threatened infringement of patents or patent applications or misappropriation of intellectual property in the Territory comprising the (w) Joint Inventions or Joint Patents, (x) Amarin Patents, Amarin Inventions
or Amarin Know-How or (y) Licensee Patents, Licensee Inventions or Licensee Know-How, or (ii) learns that a Third Party is infringing or allegedly infringing any Patent within the Amarin Patents, Joint Patents or Licensee Patents in each
case, in the Territory, or if any Third Party claims that any such Patent is invalid or unenforceable, in each case, with respect to the Field in the Territory, it shall promptly notify the other Party thereof, including providing evidence of
infringement or the claim of invalidity or unenforceability reasonably available to such Party. 

  
 60 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 (b) Enforcement of Patents. 

(i) As between Amarin and Licensee, Amarin shall have the first right (but not the obligation) to take the appropriate steps to enforce or
defend any Patent within the Amarin Patents and Joint Patents against infringement by a Third Party that is conducting the manufacture, sale, use, offer for sale or import of any pharmaceutical product in the Field in the Territory. Amarin may take
steps including the initiation, prosecution and control of any suit, proceeding or other legal action by counsel of its own choice. Amarin shall bear the costs of such enforcement or defense, as applicable. Notwithstanding the foregoing, Licensee
will have the right, at its own expense, to be represented in any such action by counsel of its own choice. 
 (ii) If, pursuant to Section
9.4.2(b)(i), Amarin fails to institute such litigation or otherwise take steps to remedy the infringement of an Amarin Patent or a Joint Patent within [***] of the date one Party has provided notice to the other Party pursuant to Section 9.4.2(a) of
such infringement or claim, then Licensee shall have the right (but not the obligation), at its own expense, to bring any such suit, action or proceeding by counsel of its own choice and Amarin will have the right, at its own expense, to be
represented in any such action by counsel of its own choice. Notwithstanding anything to the contrary contained herein, in no event shall Licensee have any right to bring any suit, action or proceeding with respect to any matter involving
infringement of an Amarin Manufacturing Patent, or a Patent outside the Territory or outside the Field. 
 (c)
Cooperation; Damages. 
 (i) If one Party brings any suit, action or proceeding under Section 9.4.2(b), the other Party agrees to be
joined as party plaintiff if necessary to prosecute the suit, action or proceeding and to give the first Party reasonable authority to file and prosecute the suit, action or proceeding; provided, however, that neither Party will be required to
transfer any right, title or interest in or to any property to the other Party or any other party to confer standing on a Party hereunder. 

(ii) The Party not pursuing the suit, action or proceeding hereunder will provide reasonable assistance to the other Party, including by
providing access to relevant documents and other evidence and making its employees available, subject to the other Party’s reimbursement of any Out-of-Pocket Costs incurred by the non-enforcing or defending Party in providing such assistance.

 (iii) Licensee shall not, without the prior written consent of Amarin (in its sole discretion), enter into any compromise or settlement
relating to any claim, suit or action that it brought under Section 9.4.2 involving an Amarin Patent or a Joint Patent, that admits the invalidity or unenforceability of any Amarin Patent or any Joint Patent, or requires Amarin to pay any sum of
money, or otherwise adversely affects the rights of Amarin with respect to such Patents, the Product or Amarin’s rights hereunder (including the rights to receive payments). 

  
 61 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 (iv) Any settlements, damages or other monetary awards (a “Recovery”)
recovered pursuant to a suit, action or proceeding brought pursuant to Section 9.4.2(b) will be allocated first to the costs and expenses of the Party taking such action, and second, to the costs and expenses (if any) of the other Party, with any
remaining amounts (if any) to be allocated as follows: (i) to the extent that such Recovery is a payment for lost sales of the Product in the Field in the Territory, (a) if Licensee is the Party taking such action, then Licensee shall pay
a Royalty Payment to Amarin pursuant to Section 8.3 with respect to the imputed loss in Net Sales out of any such Recovery or (b) if Amarin is the Party taking such action, then any such Recovery shall be shared equally by Amarin and Licensee
and (ii) all remaining Recoveries shall be payable to the Party taking such action to the extent such remaining Recoveries relate solely to the Product in the Field in the Territory (and, for purposes of clarity, all remaining Recoveries
related to the Product outside the Field or outside the Territory shall be payable to Amarin). 
 (d) Infringement and
Defense of Amarin Patents Outside of the Territory or Outside the Field. For clarity, with respect to any and all infringement or defense of any Patent Controlled by Amarin (including a Joint Patent) anywhere outside of the Territory or any
Amarin Patent outside the Field, Amarin (or its designee) shall have the sole and exclusive right to bring an appropriate suit or other action against any Person engaged in such infringement or defense of any such Patents (including any Joint
Patents), in its sole discretion and Licensee shall have no rights with respect thereto. 
 9.5 Patent Term Extensions. As between
Amarin and Licensee, Amarin shall have the exclusive right, but not the obligation, to seek, in Licensee’s name if so required, Patent Term Extensions (including any supplemental protection certificates and the like available under Applicable
Laws) in the Territory in relation to the Amarin Patents (including Joint Patents). Licensee and Amarin shall cooperate in connection with all such activities. Amarin, its agents and attorneys will give due consideration to all suggestions and
comments of Licensee regarding any such activities, but in the event of a disagreement between the Parties, Amarin shall have the final decision making authority. 

9.6 Patent Marking. Licensee shall mark the Product marketed and sold by Licensee (or its Affiliate, wholesaler or distributor)
hereunder with appropriate patent numbers or indicia, as long as it is required by Applicable Laws. 
 9.7 Patent Challenge. Amarin
will be permitted to terminate this Agreement upon written notice to Licensee, effective upon receipt, if Licensee (or of its Affiliates, Sublicensees, subcontractors, wholesalers or distributors), directly or indirectly, (i) initiate or
request an interference or opposition proceeding with respect to, or (ii) make, file or maintain any claim, demand, lawsuit or cause of action to challenge the validity or enforceability of, or, to the extent applicable, oppose any extension
of, or the grant of a supplementary protection certificate with respect to, any Amarin Patent or Amarin Manufacturing Patent (each of clause (i) or (ii), a “Patent Challenge”). 

  
 62 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 ARTICLE 10 

REPRESENTATIONS, WARRANTIES AND COVENANTS 

10.1 Mutual Representations and Warranties. Each Party hereby represents, warrants, and covenants (as applicable) to the other Party as
follows, as of the Effective Date: 
 (a) It has the corporate power and authority to execute and deliver this Agreement and
to perform its obligations hereunder, and the execution, delivery and performance of this Agreement has been duly and validly authorized and approved by proper corporate action on the part of such Party. Assuming due authorization, execution and
delivery on the part of the other Party, this Agreement constitutes a legal, valid and binding obligation of such Party, enforceable against such Party, in accordance with its terms. 

(b) The execution and delivery of this Agreement by it and the performance by it contemplated hereunder will not violate any
Applicable Laws, and, to its knowledge, it is in compliance in all material respects with all material Applicable Laws applicable to the subject matter of this Agreement. 

(c) It is not a party to any agreement or arrangement with any Third Party or under any obligation or restriction (including
any outstanding order, judgment or decree of any court or administrative agency) which in any way limits or conflicts with its ability to fulfill any of its obligations under this Agreement. 

(d) Except with respect to Regulatory Approvals for the Development, Manufacturing or Commercialization of the Product or as
otherwise described in this Agreement, (i) all necessary consents, approvals and authorizations of, and (ii) all notices to, and filings by such Party with, all Governmental Authorities and other Persons required to be obtained or provided
by such Party as of the Effective Date in connection with the execution, delivery and performance of this Agreement have been obtained and provided, except for those approvals, if any, not required at the time of execution of this Agreement. 

(e) In the course of the Development of Products, such Party has not used prior to the Effective Date and shall not use, during
the Term, any employee, agent or, to its knowledge, independent contractor who has been debarred by any Regulatory Authority, or, to such Party’s knowledge, is the subject of debarment proceedings by a Regulatory Authority. 

  
 63 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 10.2 Additional Representations, Warranties and Covenants of Amarin. Amarin hereby
represents, warrants and covenants (as applicable) to Licensee that: 
 (a) As of the Effective Date, Amarin has not filed
any Imported Drug License with a Governmental Authority in the Territory for the sale of the Finished Product or Bulk Product in the Territory, and, to the knowledge of Amarin, no application for Product Approval for any Competing Product has been
filed with the CFDA by any Third Party which would block the application for Product Approval for the Product in the Territory. 

(b) As of the Effective Date, Amarin is the owner or licensee of, and has the right to license, the Amarin Patents, Amarin
Know-How, necessary to make, use and sell the Product in the Field in the Territory. 
 (c) As of the Effective Date, neither
Amarin nor its Affiliates, nor, to the knowledge of Amarin, its subcontractors nor sublicensees, has received written notice of any proceedings pending before or threatened by any Regulatory Authority with respect to the Product or any Facility
where the Product is Manufactured. 
 (d) As of the Effective Date, to the knowledge of Amarin, no Third Party (i) is
infringing any Amarin Patents or Amarin Manufacturing Patents or has misappropriated any Amarin Technology or Amarin Manufacturing Know-How or (ii) has challenged the scope, duration, validity, enforceability, priority, or Amarin’s right
to use or license any Amarin Technology, Amarin Manufacturing Patent or Amarin Manufacturing Know-How. 
 (e) As of the
Effective Date, Amarin (or its Affiliate) is the exclusive owner of the trademark registrations for VASCEPATM as displayed on Schedule 6.9.1. 

(f) As of the Effective Date, the knowledge of Amarin, Amarin nor its Affiliates have received any written warning that any
Patent, trademark or other intellectual property right owned by a Third Party would be infringed by research, development manufacture, use, sale, offer for sale, or import of the Product in the Field in the Territory. 

(g) As of the Effective Date, Amarin has obtained assignments from the inventors of all inventorship rights relating to the
Amarin Patents which are owned by Amarin, and, to the knowledge of Amarin, all such assignments of inventorship rights relating to such Amarin Patents are valid and enforceable. 

(h) As of the Effective Date, to the knowledge of Amarin, Amarin has complied with all Applicable Laws, in all material
respects, including any disclosure requirements, in connection with the filing, prosecution and maintenance of the Amarin Patents owned by Amarin. 

(i) During the Term, Amarin shall use Commercially Reasonable Efforts to maintain valid Regulatory Approvals for the Product in
the U.S. 

  
 64 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 (j) During the Term, the Finished Product or Bulk Product, as applicable,
furnished by Amarin to Licensee under this Agreement: 
 (i) shall be manufactured, handled, stored and shipped by Amarin, in accordance
with, and shall conform to, the applicable Product Specifications; 
 (ii) shall be manufactured, handled and stored by or on behalf of
Amarin in compliance with all Applicable Laws, including GMPs; and 
 (iii) shall be manufactured using Drug Substance which is
manufactured, handled, stored and shipped by or on behalf of Amarin in accordance with, and conforms to, the applicable Drug Substance Specifications and in compliance with all Applicable Laws, including GMPs. 

10.3 Additional Representations, Warranties and Covenants of Licensee. Licensee hereby represents, warrants and covenants (as
applicable) to Amarin that: 
 (a) As of the Effective Date, Licensee is solvent and has the ability to pay and perform all
of its obligations as and when such obligations become due, including payment obligations and other obligations under this Agreement. 

(b) As of the Effective Date, Licensee’s compensation programs for its Sales Representatives do not, and during the Term
will not with respect to the Product, provide financial incentives for the promotion, sales, and marketing in violation of any Applicable Laws or any professional requirements. 

(c) During the Term, Licensee’s medical, regulatory or legal teams will review all training materials and programs prior
to use by Licensee to ensure that such training materials and programs are in accordance with the Commercialization Plan and the Regulatory Approvals and in compliance with Applicable Laws. 

(d) During the Term, all Product used in Development Activities, or Commercialized, by, or under authority of, Licensee: 

(i) shall be packaged, labeled, handled, stored and shipped by Licensee, in accordance with, and shall conform to, the applicable Product
Specifications; 
 (ii) shall be packaged, labeled, handled, stored and shipped by Licensee in compliance with all Applicable Laws,
including GMPs; and 
 (iii) shall, from and after the time shipped by Amarin hereunder, not contain any material that would cause the
Product to be adulterated or misbranded within the meaning of Applicable Laws. 

  
 65 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 (e) As of the Effective Date, no claim or demand of any Person has been
asserted in writing to Licensee arising out of Licensee’s development, regulatory or commercialization activities with respect to any other products that could reasonably be expected to impact Licensee’s ability to perform any of its
obligations under this Agreement, and no investigations are pending or, to the knowledge of Licensee, threatened relating to such activities. 

(f) As of the Effective Date, to the knowledge of Licensee, Licensee has complied with all Applicable Laws in all material
respects. 
 (g) As of the Effective Date, Licensee has obtained assignments from the inventors of all inventorship rights
relating to the Licensee Patents which are owned by Licensee, and, to the knowledge of Licensee, all such assignments of inventorship rights relating to such Licensee Patents are valid and enforceable. 

10.4 Disclaimer. Subject to the regulatory and commercial status of the Product in the U. S. as of the Effective Date, Licensee
understands that the Product is the subject of ongoing clinical research and development and that Amarin cannot ensure the safety or usefulness of the Product or that the Product will receive Regulatory Approvals. In addition, Amarin makes no
warranties except as set forth in this ARTICLE 10 concerning the Amarin Technology. 
 10.5 No Other Representations or Warranties.
EXCEPT AS EXPRESSLY STATED IN THIS AGREEMENT, NO REPRESENTATIONS OR WARRANTIES WHATSOEVER, WHETHER EXPRESS OR IMPLIED, INCLUDING WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, NON-INFRINGEMENT, OR NON-MISAPPROPRIATION OF THIRD
PARTY INTELLECTUAL PROPERTY RIGHTS, ARE MADE OR GIVEN BY OR ON BEHALF OF A PARTY. EXCEPT AS EXPRESSLY STATED IN THIS AGREEMENT, ALL REPRESENTATIONS AND WARRANTIES, WHETHER ARISING BY OPERATION OF LAW OR OTHERWISE, ARE HEREBY EXPRESSLY EXCLUDED. 

ARTICLE 11 

INDEMNIFICATION 
 11.1
Indemnification by Amarin. Amarin hereby agrees to save, indemnify, defend and hold Licensee, its Affiliates, and their respective directors, officers, agents and employees harmless from and against any and all losses, damages, liabilities,
costs and expenses (including reasonable attorneys’ fees and expenses) (collectively, “Losses”) arising in connection with any and all charges, complaints, actions, suits, proceedings, hearings, investigations, claims, demands,
judgments, orders, decrees, stipulations or injunctions by a Third Party (each a “Third Party Claim”) resulting or otherwise arising from (i) any breach by Amarin or its Affiliates, sublicensees or subcontractors of any of
Amarin’s representations, warranties, covenants or obligations pursuant to this Agreement, (ii) the negligence or willful misconduct by Amarin or its Affiliates, sublicensees or subcontractors or their respective officers, directors,
employees, agents or consultants in performing any obligations under this Agreement or (iii) any matter related to the Development and Manufacturing of the Product hereunder (including, for clarity, product liability Losses resulting therefrom)
by Amarin or its Affiliates, sublicensees or subcontractors or their respective officers, directors, employees, agents or consultants. 

  
 66 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 11.2 Indemnification by Licensee. Licensee hereby agrees to save, indemnify, defend
and hold Amarin, its Affiliates, and their respective directors, agents and employees harmless from and against any and all Losses arising in connection with any and all Third Party Claims resulting or otherwise arising from (i) any breach by
Licensee (or by any of its Affiliates, Sublicensees, subcontractors, wholesalers or distributors) of any of Licensee’s representations, warranties, covenants or obligations pursuant to this Agreement, (ii) the negligence or willful
misconduct by Licensee (or by any of its Affiliates, Sublicensees, subcontractors, wholesalers or distributors) or their respective officers, directors, employees, agents or consultants in performing any obligations under this Agreement,
(iii) any matter related to the Development, Packaging and Labeling (or Manufacturing to the extent permitted under this Agreement), or Commercialization of the Product hereunder (including, for clarity, any product liability Losses resulting
therefrom) by Licensee (or by any of its Affiliates, Sublicensees, subcontractors, wholesalers or distributors) or their respective officers, directors, employees, agents or consultants, or (iv) the failure by Licensee to initiate a Product
recall, withdrawal or market notification that is proposed by Amarin under Section 5.8.1. 
 11.3 Indemnification Procedures. The
obligations to indemnify and defend set forth in Sections 11.1 and 11.2 shall be contingent upon the Party seeking indemnification (the “Indemnitee”): (a) notifying the indemnifying Party of a claim, demand or suit within [***]
of receipt of same (provided, however, that Indemnitee’s failure or delay in providing such notice shall not relieve the indemnifying Party of its indemnification obligation except to the extent the indemnifying Party is prejudiced thereby),
(b) allowing the indemnifying Party and/or its insurers the right to assume direction and control of the defense of any such Third Party Claim, (c) using its Commercially Reasonable Efforts to cooperate with the indemnifying Party and/or
its insurers in the defense of such Third Party Claim at the indemnifying Party’s expense, and (d) agreeing not to settle or compromise any Third Party Claim without prior written authorization of the indemnifying Party. Indemnitee shall
have the right to participate in the defense of any such Claim referred to in this Section 11.3 utilizing attorneys of its choice, at its own expense; provided, however, that the indemnifying Party shall have full authority and control to handle any
such Claim. The indemnifying Party shall have the right to settle or compromise any action or otherwise seek to terminate any pending or threatened action for which indemnity may be sought hereunder (whether or not any indemnified Party is a party
thereto) as long as such settlement, compromise or termination includes an unconditional release of, and does not include an admission of liability by, each indemnified Party from all liability in respect of such Third Party Claim. 

11.4 Limitation of Liability. NEITHER PARTY SHALL BE LIABLE TO THE OTHER FOR ANY CONSEQUENTIAL, INCIDENTAL, OR INDIRECT DAMAGES ARISING
FROM OR RELATING TO ANY BREACH OF THIS AGREEMENT, REGARDLESS OF ANY NOTICE OF THE POSSIBILITY OF SUCH DAMAGES. NOTWITHSTANDING THE FOREGOING, NOTHING IN THIS SECTION 11.4 IS 

  
 67 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
INTENDED TO OR SHALL LIMIT OR RESTRICT THE INDEMNIFICATION RIGHTS OR OBLIGATIONS OF ANY PARTY UNDER SECTION 11.1 or 11.2, OR DAMAGES AVAILABLE FOR A PARTY’S BREACH OF CONFIDENTIALITY
OBLIGATIONS UNDER ARTICLE 12.  
 11.5 Insurance. Each Party shall procure and maintain insurance that is available on
commercially reasonable terms, including general liability, clinical trial insurance, product liability insurance and other insurance as necessary, adequate to cover its obligations hereunder and which is consistent with normal business practices of
prudent companies similarly situated at all times during which Product is being clinically tested in human subjects or commercially distributed or sold by a Party pursuant to this Agreement, and such insurance coverage shall be, in no event less
than, in amounts per loss occurrence and in the aggregate as are customary in the industry in the Territory. It is understood that such insurance shall not be construed to create a limit of either Party’s liability with respect to its
indemnification obligations under this ARTICLE 11. Each Party shall provide the other Party with written evidence of such insurance upon request of the other Party and upon expiration of any one coverage. Each Party shall provide the other Party
with written notice at least [***] prior to the cancellation, nonrenewal or material change in such insurance which materially adversely affects the rights of the other Party hereunder. Without limiting the foregoing, Licensee shall cause its
insurance policies to name Amarin as an additional insured without cost to Amarin. 
 ARTICLE 12 

CONFIDENTIALITY 
 12.1
Confidential Information. As used in this Agreement, the term “Confidential Information” means all information, whether it be written or oral, including all production schedules, lines of products, volumes of business,
processes, new product developments, product designs, formulae, technical information, patent information, Know-How, trade secrets, financial and strategic information, marketing and promotional information and data, and other material relating to
any products, projects or processes of one Party (the “Disclosing Party”) that is provided to, or otherwise obtained by, the other Party (the “Receiving Party”) in connection with this Agreement (including
information exchanged prior to the date hereof in connection with the transactions set forth in this Agreement, including any information disclosed by either Party pursuant to the Confidentiality and Nondisclosure Agreement between the Parties dated
August 21, 2014 (the “Confidential Disclosure Agreement”)). Notwithstanding the foregoing sentence, Confidential Information shall not include any information or materials that: 

(a) were already known to the Receiving Party (other than under an obligation of confidentiality), at the time of disclosure by
the Disclosing Party, to the extent such Receiving Party has documentary evidence to that effect; 
 (b) were generally
available to the public or otherwise part of the public domain at the time of disclosure thereof to the Receiving Party; 

  
 68 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 (c) became generally available to the public or otherwise part of the public
domain after disclosure or development thereof, as the case may be, and other than through any act or omission of a Party in breach of such Party’s confidentiality obligations under this Agreement; or 

(d) were independently discovered or developed by or on behalf of the Receiving Party without the use of the Confidential
Information belonging to the other Party, to the extent such Receiving Party has documentary evidence to that effect. 
 12.2
Confidentiality Obligations. Each of Licensee and Amarin shall keep all Confidential Information received from or on behalf of the other Party with the same degree of care with which it maintains the confidentiality of its own Confidential
Information, but in all cases no less than a reasonable degree of care. Neither Party shall use such Confidential Information for any purpose other than in performance of this Agreement, or exercise of rights under this Agreement, or disclose the
same to any other Person other than to such of its and its Affiliates’ directors, managers, employees, independent contractors, agents, consultants or, solely with respect to Amarin, its sublicensees, who have a need to know such Confidential
Information to implement the terms of this Agreement or enforce its rights under this Agreement; provided, however, that a Receiving Party shall advise any of its and its Affiliates’ directors, managers, employees, independent contractors,
agents, consultants or, solely with respect to Amarin, its sublicensees, who receives such Confidential Information of the confidential nature thereof and of the obligations contained in this Agreement relating thereto, and the Receiving Party shall
ensure (including, in the case of a Third Party, by means of a written agreement with such Third Party having terms at least as protective as those contained in this ARTICLE 12) that all such directors, managers, employees, independent contractors,
agents, consultants or, solely with respect to Amarin, its sublicensees comply with such obligations. Upon termination of this Agreement, the Receiving Party shall return or destroy all documents, tapes or other media containing Confidential
Information of the Disclosing Party that remain in the possession of the Receiving Party or its directors, managers, employees, independent contractors, agents, consultants or, solely with respect to Amarin, its sublicensees, except that the
Receiving Party may keep one copy of the Confidential Information in the legal department files of the Receiving Party, solely for archival purposes. Such archival copy shall be deemed to be the property of the Disclosing Party, and shall continue
to be subject to the provisions of this ARTICLE 12. 
 12.3 Permitted Disclosure and Use. Notwithstanding Section 12.2,
(i) either Party may disclose Confidential Information belonging to the other Party only to the extent such disclosure is reasonably necessary to: (a) comply with or enforce any of the provisions of this Agreement; or (b) comply with
Applicable Laws; and (ii) Amarin may disclose Confidential Information belonging to Licensee related to the Product only to the extent such disclosure is reasonably necessary to obtain or maintain Regulatory Approval of the Product, as
applicable, to the extent such disclosure is made to a Governmental Authority. If a Party deems it necessary to disclose Confidential Information of the other Party pursuant to this Section 12.3, such Party shall give reasonable advance written
notice of such disclosure to the other Party to permit such other Party sufficient opportunity to object to such disclosure or to take measures to ensure 

  
 69 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
confidential treatment of such information, including seeking a protective order or other appropriate remedy. Notwithstanding Section 12.2, Amarin may also disclose Confidential Information
belonging to Licensee related to the Product to Third Parties in connection with the development or commercialization of the Product outside of the Field or outside of the Territory (provided, that such Third Parties are bound by written agreements
having terms at least as protective as those contained in this ARTICLE 12 with respect to keeping such Confidential Information confidential). 

12.4 Notification. The Receiving Party shall notify the Disclosing Party promptly upon discovery of any unauthorized use or disclosure
of the Disclosing Party’s Confidential Information, and will cooperate with the Disclosing Party in any reasonably requested fashion to assist the Disclosing Party to regain possession of such Confidential Information and to prevent its further
unauthorized use or disclosure. 
 12.5 Publicity; Filing of this Agreement.  

12.5.1 Publicity. The press release to be issued in connection with this Agreement and the transactions described herein is set forth on
Schedule 12.5.1. Except as otherwise provided in this Section 12.5, each Party shall maintain the confidentiality of all provisions of this Agreement, and without the prior written consent of the other Party, which consent shall not be
unreasonably withheld, neither Party nor its respective Affiliates shall make any press release or other public announcement of or otherwise disclose the provisions of this Agreement to any Third Party, except for: (i) disclosure to those of
its directors, officers, employees, accountants, attorneys, underwriters, lenders and other financing sources, potential strategic partners, advisors, agents and, solely with respect to Amarin, its sublicensees, whose duties reasonably require them
to have access to this Agreement; provided, that such directors, officers, employees, accountants, attorneys, underwriters, lenders and other financing sources, advisors, agents or, solely with respect to Amarin, sublicensees, are required to
maintain the confidentiality of this Agreement;(ii) disclosures required by The NASDAQ Stock Market or any securities exchanges, in which case the disclosing Party shall provide the non-disclosing Party with at least [***] notice, but in any event
no later than the time the disclosure required by such NASDAQ Stock Market or any securities exchange is made;(iii) disclosures as may be required by Applicable Laws, in which case the disclosing Party shall provide the non-disclosing Party with
prompt advance notice of such disclosure and cooperate with the non-disclosing Party to seek a protective order or other appropriate remedy, including a request for confidential treatment in the case of a filing with the U.S. Securities and Exchange
Commission;(iv) the report on Form 8-K, which may be filed by Amarin or an Affiliate of Amarin setting forth the press release referred to above, and/or this Agreement in redacted form (i.e., Redacted Agreement) as provided in Section 12.5.2 and/or
a summary thereof;(v) disclosures that are consistent with or complementary to those described in clause (iv) but which do not contain any Confidential Information of the other Party; and (vi) other disclosures for which consent has
previously been given. A Party may publicly disclose without regard to the preceding requirements of this Section 12.5 any information that was previously publicly disclosed pursuant to this Section 12.5, so long as the context of such disclosure is
substantially similar to the context in which the initial disclosure was made. 

  
 70 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 12.5.2 Required Filings. Notwithstanding Section 12.5.1, Amarin may publicly disclose
without violation of this Agreement, such terms of this Agreement as are, on the advice of Amarin’s counsel, required by the rules and regulations of the SEC or The NASDAQ Stock Market, Inc. (“Redacted Agreement”); provided,
that Amarin shall advise Licensee of such intended disclosures and provide Licensee with reasonable opportunity to request that Amarin seek confidential treatment of such disclosures to be filed with the SEC. Subject to the immediately preceding
sentence, Amarin shall consult with Licensee, and Licensee shall have the right to review and comment with respect to the Redacted Agreement or Licensee’s Confidential Information as part of the confidential treatment request to the SEC. After
release of the press release announcing this Agreement and excluding any public disclosures of the terms of this Agreement that are authorized by the preceding sentences or Section 12.5.1, if Amarin desires to make a public announcement concerning
the material terms of this Agreement, milestones achieved under this Agreement or Licensee’s Confidential Information, then Amarin shall give reasonable prior advance notice of the proposed text of such announcement to Licensee for its prior
review and approval (except as otherwise provided herein), such approval not to be unreasonably withheld, conditioned or delayed; provided, that Licensee shall provide its comments, if any, within [***] (or [***] in the event Amarin is required to
make such disclosure pursuant to Applicable Laws or stock exchange rules) after receiving the public announcement for review (and failure for Licensee to provide comments within such time period shall be deemed to constitute Licensee’s consent
to such public announcement). In relation to Licensee’s review of such an announcement, Licensee may make specific, reasonable comments on such proposed press release or other public disclosure within the prescribed time for commentary. Amarin
shall not be required to seek the permission of Licensee to disclose any information already disclosed or otherwise in the public domain, provided such information remains accurate. 

12.6 Publication. Licensee shall submit copies in English of each proposed academic, scientific, medical and other publication or
presentation that contains or refers to the Amarin Patents, Amarin Know-How or otherwise relates to the Product or any research or Development Activities under this Agreement to Amarin at least [***] in advance of submitting such proposed
publication or presentation to a publisher or other Third Party. Amarin shall have the right to review, comment on and consent to each such proposed publication or presentation at its sole discretion. Amarin shall have the right to remove any of its
Confidential Information prior to submission for publication or presentation. Licensee shall redact or otherwise modify the proposed publication or presentation to remove any such Confidential Information of Amarin. In addition, in the event that
the document includes data, information or material generated by Amarin’s scientists, and professional standards for authorship would be consistent with including Amarin’s scientists as co-authors of the document, the names of such
scientists will be included as co-authors. 

  
 71 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 12.7 Use of Names. Except as otherwise set forth in this Agreement, neither Party
shall use the name of the other Party in relation to this transaction in any public announcement, press release or other public document without the written consent of such other Party, which consent shall not be unreasonably withheld; provided,
however, that subject to Section 12.5, either Party may use the name of the other Party in any document filed with any Regulatory Authority or Governmental Authority, including the Securities and Exchange Commission. 

12.8 Survival. The obligations and prohibitions contained in this ARTICLE 12 as they apply to Confidential Information shall survive
the expiration or termination of this Agreement for a period of [***]. 
 ARTICLE 13 

TERM AND TERMINATION 

13.1 Term. This Agreement shall become effective on the Effective Date and, unless earlier terminated pursuant to this ARTICLE 13,
shall remain in effect, on a Product-by-Product basis, until the expiration of the Royalty Term for such Product in the Territory (the “Term”). 

13.2 Termination for Breach. In the event that either Party reasonably anticipates the occurrence of an event which may result in a
material breach in the performance of its obligations under this Agreement, the Parties shall first consult with each other in good faith and use Commercially Reasonable Efforts to amicably resolve the disputed subject matter prior to the other
Party invoking its termination rights under this Section 13.2. Subject to the foregoing, either Party may, without prejudice to any other remedies available to it at law or in equity, terminate this Agreement upon written notice to the other Party
in the event that the other Party (the “Breaching Party”) shall have materially breached or defaulted in the performance of its obligations under this Agreement in a manner that materially diminishes the value or essential
characteristics of the collaboration hereunder between the Parties taken as a whole. For clarity, (i) any of Licensee’s obligations under the second full sentence of Section 2.1.3, Sections 2.5.1, 4.2, 5.2, 6.3, 6.5, 8.1, 8.2, 8.3, or 9.7
or ARTICLE 12, in case of a breach by Licensee, or (ii) any of Amarin’s obligations under Sections 7.1, 7.13, and 10.2 (b), (e), (i), and (j), in case of a breach by Amarin, shall be deemed a material breach of this Agreement giving rise to
Amarin’s or Licensee’s (as applicable) right to terminate under this Section 13.2. The Breaching Party shall have [***] ([***] in the event of payment) after written notice thereof was provided to the Breaching Party by the non-breaching
Party to remedy such default. Unless the Breaching Party has cured any such breach or default prior to the expiration of such [***] period ([***] in the event of payment), such termination shall become effective upon the end of the [***] period
([***]in the event of payment). In the event of any dispute as to whether or not a material breach has been committed under this Section 13.2, the Parties shall first consult with each other in good faith and use Commercially Reasonable Efforts to
settle such dispute. Should the Parties fail to agree on the settlement of any such dispute, the matter shall be submitted to and finally resolved by arbitration in accordance with Section 15.3 (provided, however, that referral to the Executive
Officers shall not be applicable, and the time period for a decision under Section 15.3.2 shall be [***] following selection of the arbitrators). For the avoidance of doubt, if Licensee is entitled to terminate this Agreement in accordance with the

  
 72 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
foregoing, it is agreed that Licensee shall also have the right not to terminate this Agreement. In the case that Licensee chooses not to terminate this Agreement, Licensee shall have the right
to claim damages arising out of Amarin’s material breach; provided, however, that it is understood and agreed that Licensee shall remain subject to its payment obligations as set forth in ARTICLE 8. 

13.3 Termination as a Result of Bankruptcy. Each Party shall have the right to terminate this Agreement upon written notice as a result
of the filing or institution of bankruptcy, reorganization, liquidation or receivership proceedings, or upon an assignment of a substantial portion of the assets for the benefit of creditors by the other Party; provided, that such termination shall
be effective only if such proceeding is not dismissed within [***] after the filing thereof. 
 13.4 Termination by Licensee. At any
time during the Term following the third (3rd) anniversary of the First Commercial Sale of the Product in the PRC, Licensee has the right to immediately terminate this Agreement with or without cause upon twelve (12) months prior written notice to
Amarin. 
 ARTICLE 14 

EFFECTS OF TERMINATION AND EXPIRATION 

14.1 Termination Not Involving Amarin’s Fault. Without limiting any other legal or equitable remedies that a Party may have, if
this Agreement is terminated by either Party and for any reason prior to its natural expiration, then the following provisions shall apply: 

14.1.1 Termination of Licenses. All rights and licenses granted to Licensee hereunder shall immediately terminate and be of no further
force and effect and Licensee shall cease Developing, Commercializing and Packaging and Labeling the Product (except as otherwise set forth in Section 14.1.3). 

14.1.2 Assignments. Licensee will promptly, in each case within [***] after receipt of Amarin’s request, and at Licensee’s
cost and expense (except in the case of termination by Licensee under Section 13.2, in which case it will be at Amarin’s cost and expense): 

(a) at Amarin’s election, assign to Amarin or its designee all of Licensee’s right, title and interest in and to any
agreements (or portions thereof) between Licensee and Third Parties that relate to the Development or Commercialization of the Product, or terminate such agreements; 

(b) assign to Amarin or its designee all of Licensee’s right, title and interest in and to any (i) Licensee
Technology (including all of Licensee’s right, title and interest in and to any and all Development Data and Commercialization Data Controlled by Licensee for the Product), (ii) Joint Patents, (iii) Promotional Materials and
copyrights and trademarks, including any goodwill associated therewith, and any registrations and design patents for the foregoing, and (iv) any Licensee Trademark and Licensee Trade Dress, and 

  
 73 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
any Internet domain name registrations for such trademarks and slogans, all to the extent solely related to the Product; provided, however, in the event Amarin exercises such right to have
assigned such Promotional Materials, Licensee shall grant, and hereby does grant, to Amarin a royalty-free right and license to any housemarks, trademarks, names and logos of Licensee contained therein for a period of [***] in order to use such
Promotional Materials in connection with the Commercialization of the Product. In furtherance of the foregoing, Licensee shall execute, and shall cause its Affiliates to execute, any documents reasonably required to confirm Amarin’s sole
ownership of Licensee Technology, Joint Patents and Internet domain names, and any documents required to apply for, maintain and enforce any Patent or other right in the Licensee Technology or Joint Patents; 

(c) at Amarin’s sole discretion, (i) assign to Amarin or its designee the management and continued performance of
any clinical trials for the Product ongoing hereunder as of the effective date of such termination in respect of which Amarin shall assume full financial responsibility from and after the effective date of such termination, (ii) continue
performing such activities (in accordance with applicable terms and conditions of this Agreement) at Amarin’s reasonable cost and expense, except in the event that Amarin has terminated this Agreement under Section 13.2 in connection
Licensee’s breach, in which case at Licensee’s cost and expense, or (iii) wind-down the performance of such activities at Licensee’s cost and expense; 

(d) transfer to Amarin or its designee any and all of Licensee’s right, title and interest in and to any and all
regulatory filings, Regulatory Approvals and other Regulatory Materials for the Product in respect of which Amarin shall assume full financial responsibility; and 

(e) provide a copy of (i) the material tangible embodiments of the foregoing and (ii) any other material books,
records, files and documents Controlled by Licensee solely to the extent related to the Product, and, to the extent applicable, in accordance with Section 14.1.3; provided, that such materials may be redacted to exclude Confidential Information of
Licensee that is unrelated to the Product; 
 provided, however, that to the extent that any agreement or other asset described in this Section 14.1.2 is
not assignable by Licensee, then such agreement or other asset will not be assigned, and upon the request of Amarin, Licensee will take such steps as may be reasonably necessary to allow Amarin or its designee to obtain and to enjoy the benefits of
such agreement or other asset. For purposes of clarity, (1) Amarin shall have the right to request that Licensee take any or all of the foregoing actions in whole or in part, or with respect to all or any portion of the assets set forth in the
foregoing provisions and (2) to the extent Amarin requests Licensee to transfer its right, title and interest in the items set forth in this Section 14.1.2 to Amarin or its designee, Licensee shall also cause its Affiliates to transfer and
assign to Amarin or its designee all of such Affiliates’ right, title and interest in and to the foregoing items set forth in this Section 14.1.2. 

  
 74 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 14.1.3 Delivery of Licensee Technology. Licensee will promptly transfer to Amarin or
its designee copies of any physical embodiment of any Licensee Know-How, to the extent then used in connection with the Development or Commercialization of Product; such transfer shall be effected by the delivery of material documents, to the extent
such Licensee Know-How is embodied in such documents, and to the extent that Licensee Know-How is not fully embodied in such documents, Licensee shall make its employees and agents who have knowledge of such Licensee Know-How, in addition to that
which is embodied in such documents, available to Amarin or its designee for interviews, demonstrations and training to effect such transfer in a manner sufficient to enable Amarin or its designee to practice such Licensee Know-How but only in a
manner as set out as follows in this Section 14.1.3. The appropriate technical teams at Amarin (or its designee) and Licensee will meet to plan transfer for the Licensee Know-How as follows: (i) Licensee’s designated representative(s) for
Product will meet with representatives from Amarin or its designee to answer questions with respect to the Licensee Know-How and establish a plan for the transfer for such Licensee Know-How; (ii) Licensee will allocate adequate appropriately
qualified representatives to work with Amarin or its designee to review the Licensee Know-How to enable the completion of the transfer within [***] of the completion of the initial transfer planning meetings to the extent reasonable, but in any
event no longer than [***] thereafter. 
 14.1.4 Disposition of Inventory. In the event that this Agreement is terminated other than
by Amarin under Section 13.2 in connection with Licensee’s breach, Licensee and its Affiliates will be entitled, during the period ending on [***] following the effective date of such termination, to sell any inventory of Product affected by
such termination that remains on hand as of the effective date of the termination, so long as Licensee pays to Amarin the Royalty Payments and other amounts payable hereunder (including milestones) applicable to said subsequent sales, with respect
to sales in the Territory, as applicable, in accordance with the terms and conditions set forth in this Agreement and otherwise complies with the terms set forth in this Agreement. In the event this Agreement is terminated by Amarin under Section
13.2 in connection with Licensee’s breach, Amarin shall have the option to purchase any inventory of Product affected by such termination at the Cost of Goods therefor. 

14.1.5 Disposition of Commercialization Related Materials. Licensee will promptly deliver to Amarin or its designee in electronic,
sortable form (a) a list identifying all wholesalers and other distributors involved in the Commercialization of the Product in the Territory as well as any customer lists (e.g., purchasers) related to the Commercialization of the Product in
the Territory, and (b) all Promotional Materials as well as any items bearing the Product Trademark and/or any trademarks or housemarks of Amarin otherwise associated with the Product. 

14.1.6 Termination other than for Breach. Except for termination by Licensee pursuant to Section 13.2, upon termination of this
Agreement, in addition to the effects of termination set forth in this ARTICLE 14, the following obligations shall apply: (i) Licensee shall remain responsible for all of Licensee’s accrued but unpaid Development and Commercialization
costs until the effective date of termination for [***] after notice of termination; (ii) Licensee shall remain responsible to conduct any on-going clinical trials or other Development activities in the Territory until such clinical trials or
other activities can be wound 

  
 75 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
down in compliance with Applicable Laws and appropriate ethical standards prevailing in the industry or effectively transferred to Amarin; and (iii) Licensee shall not take any action that
is intended or reasonably likely to materially adversely affect or impair the further Development or Commercialization of the Product by Amarin. 

14.2 Expiration of this Agreement. 

14.2.1 Upon expiration of this Agreement pursuant to Section 13.1 (as opposed to termination of this Agreement), the licenses granted to
Licensee under Section 2.1 shall become fully paid-up, royalty-free, perpetual and non-exclusive licenses; provided, however, that if, pursuant to Section 7.13, Amarin is not continuing to Manufacture the Product for Licensee, then such license
shall not include any rights with respect to the Product Trade Name or Product Trade Dress. 
 14.2.2 Licensee may use the Regulatory
Materials and Regulatory Data provided by Amarin hereunder or generated by Licensee hereunder, and any other Development Data and Commercialization Data, for the purposes of maintaining Regulatory Approval for the Product in the Field in the
Territory. 
 14.3 Accrued Rights. Termination or expiration of this Agreement for any reason will be without prejudice to any rights
that will have accrued to the benefit of a Party prior to the effective date of such termination. Such termination will not relieve a Party from obligations that are expressly indicated to survive the termination or expiration of this Agreement.

 14.4 Survival. Notwithstanding anything to the contrary contained herein, the following provisions shall survive any expiration or
termination of this Agreement: Articles: 11, 12, 14, 15, and 16 and Sections: 2.2.3, 4.5.3, 5.3, 5.5.2, 6.3.1(b), 6.5.7, 6.7.2, 6.7.4, 7.13, 8.10, 9.1, 9.2, 9.3, 9.4 and 9.5. Except as set forth in this ARTICLE 14 or otherwise expressly set forth
herein, upon termination or expiration of this Agreement all other rights and obligations of the Parties shall cease. 
 14.5 Rights in
Bankruptcy. All rights and licenses granted under or pursuant to this Agreement by Amarin and Licensee are, and shall otherwise be deemed to be, for purposes of Section 365(n) of the U.S. Bankruptcy Code (and of any similar provisions of
Applicable Laws under any other jurisdiction), licenses of right to “intellectual property” as defined under Section 101 of the U.S. Bankruptcy Code. The Parties agree that each Party, as licensee of certain rights under this
Agreement, shall retain and may fully exercise all of its rights and elections under the U.S. Bankruptcy Code and under any similar provisions of Applicable Laws under any other jurisdiction. The Parties further agree that, in the event of the
commencement of a bankruptcy proceeding by or against a Party (such Party, the “Bankrupt Party”) under the U.S. Bankruptcy Code or under any similar provisions of Applicable Laws under any other jurisdiction, (a) the other
Party shall be entitled to a complete duplicate of (or complete access to, as appropriate) any intellectual property licensed to such other Party and all embodiments of such intellectual property, which, if not already in such other Party’s
possession, shall be promptly delivered to it (x) upon any such commencement of a bankruptcy proceeding upon such other Party’s written 

  
 76 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
request therefor, unless the Bankrupt Party elects to continue to perform all of its obligations under this Agreement or (y) if not delivered under clause (x), following the rejection of
this Agreement by the Bankrupt Party upon written request therefor by the other Party and (b) the Bankrupt Party shall not unreasonably interfere with the other Party’s rights to intellectual property and all embodiments of intellectual
property, and shall assist and not unreasonably interfere with the other Party in obtaining intellectual property and all embodiments of intellectual property from another entity. The “embodiments” of intellectual property includes all
tangible, intangible, electronic or other embodiments of rights and licenses hereunder, including all compounds and products embodying intellectual property, Products, filings with Regulatory Authorities and related rights and Amarin Know-How in the
case that Amarin is the Bankrupt Party and Licensee Know-How in the case Licensee is the Bankrupt Party. 
 ARTICLE 15 

DISPUTE RESOLUTION 

15.1 Disputes. The Parties recognize that, from time to time during the Term, disputes may arise as to certain matters which relate to
either Party’s rights and/or obligations hereunder. It is the objective of the Parties to establish procedures to facilitate the resolution of disputes arising under this Agreement in an expedient manner by mutual cooperation and without resort
to litigation. To accomplish this objective, the Parties agree to follow the procedures set forth in this ARTICLE 15 to resolve any controversy or claim arising out of, relating to or in connection with any provision of this Agreement (other than a
dispute addressed in Section 3.1.4). 
 15.2 Arising Between the Parties. With respect to all disputes arising between the Parties
and not from the JDC, including any alleged failure to perform, or breach, of this Agreement, or any issue relating to the interpretation or application of this Agreement, if the Parties are unable to resolve such dispute within [***] after such
dispute is first identified by either Party in writing to the other, the Parties shall refer such dispute to the Chief Executive Officers of each of the Parties, or a designee from senior management with decision-making authority (the Chief
Executive Officer or such designee, the “Executive Officer”) for attempted resolution by good-faith negotiations within [***] after such notice is received by the Executive Officers of each of the Parties. 

15.3 Dispute Resolutions. If the Executive Officers are not able to resolve such dispute referred to them under Section 15.2 within
such [***] period, then either Party shall have right to refer such dispute for binding arbitration administered in [***]. The language of the arbitration shall be English. Any situation not expressly covered by this Agreement shall be decided in
accordance with the [***]. Notwithstanding the foregoing, any dispute, controversy or claim relating to the scope, validity, enforceability or infringement of any patent rights covering the manufacture, use or sale of any Product or of any trademark
rights relating to any Product shall be subject to Section 15.4 and not this Section 15.3 

  
 77 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 15.3.1 Arbitrator. The tribunal shall consist of three (3) arbitrators. Each
Party shall appoint one (1) arbitrator respectively and the third arbitrator shall be appointed by the Chairman of the [***]. The arbitrators may, in the award, allocate all or part of the costs of the arbitration, including the fees of the
arbitration and the reasonable attorneys’ fees of the prevailing Party. 
 15.3.2 Decision. A written decision shall be rendered
by the arbitrators following a full comprehensive hearing, no later than [***] following the selection of the arbitrators as provided for in Section 15.3.1. 

15.3.3 Award. Any award rendered by the arbitrators may be entered in any court having jurisdiction thereof. Such award shall be
promptly paid in Dollars free of any tax, deduction or offset; and any costs, fees or taxes incident to enforcing the award shall, to the maximum extent permitted by Applicable Laws, be charged against the Party resisting enforcement. Such award may
include an appropriate allocation of the prevailing Party’s attorneys’ fees. Each Party agrees to abide by the award rendered in any arbitration conducted pursuant to this Section 15.3. The award shall include interest from the date of the
award until paid in full, at a rate fixed by the arbitrators and the arbitrators may, in their discretion, award pre-judgment interest. With respect to money damages, nothing contained herein shall be construed to permit the arbitrators or any court
or any other forum to award punitive or exemplary damages. Pursuant to this Agreement, the Parties expressly waive any claim for punitive or exemplary damages. 

15.3.4 Costs. Except as set forth in Section 15.3.3, each Party shall bear its own legal fees. The arbitrators shall assess their
costs, fees and expenses against the Party losing the arbitration unless he or she believes that neither Party is the clear loser, in which case the arbitrators shall divide his or her fees, costs and expenses according to their sole discretion.

 15.3.5 Injunctive Relief. Provided a Party has made a sufficient showing under the rules and standards set forth in Applicable
Laws, the arbitrators shall have the freedom to invoke, and the Parties agree to abide by, injunctive measures after either Party submits in writing for arbitration claims requiring immediate relief. Additionally, nothing in this Section 15.3 will
preclude either Party from seeking equitable relief or interim or provisional relief from a court of competent jurisdiction, including a temporary restraining order, preliminary injunction or other interim equitable relief, concerning a dispute
either prior to or during any arbitration if necessary to protect the interests of such Party or to preserve the status quo pending the arbitration proceeding. 

15.3.6 Confidentiality. The arbitration proceeding shall be confidential and the arbitrators shall issue appropriate protective orders
to safeguard each Party’s Confidential Information. Except as required to comply with Applicable Laws, including rules and regulations promulgated by the U.S. Securities Exchange Commission, The NASDAQ Stock Market or any securities exchanges,
no Party shall make (or instruct the arbitrators to make) any public announcement with respect to the proceedings or decision of the arbitrators without prior written consent of the other Party. The existence of any dispute submitted to arbitration,
and the award, shall be kept in confidence by the Parties and the arbitrators, except as required in connection with the enforcement of such award or as otherwise required by Applicable Laws. 

  
 78 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 15.3.7 Survivability. Any duty to arbitrate under this Agreement shall remain in
effect and be enforceable after termination of this Agreement for any reason. 
 15.4 Patent and Trademark Dispute Resolution. Any
dispute, controversy or claim relating to the scope, validity, enforceability or infringement of any patent rights covering the manufacture, use or sale of any Product or of any trademark rights relating to any Product shall be submitted to a court
of competent jurisdiction in the region in which such patent or trademark rights were granted or arose. 
 15.5 Injunctive Relief.
Nothing herein may prevent either Party from seeking a preliminary injunction or temporary restraining order, in any court of competent jurisdiction, so as to prevent any Confidential Information from being disclosed in violation of this
Agreement. 
 ARTICLE 16 

MISCELLANEOUS 
 16.1
Entire Agreement; Amendment. This Agreement and all Schedules attached hereto shall constitute the entire agreement between the Parties relating to the subject matter hereof and thereof and shall supersede all previous writings and
understandings including the Confidential Disclosure Agreement. No terms or provisions of this Agreement shall be varied or modified by any prior or subsequent statement, conduct or act of either of the Parties, except that the Parties may amend
this Agreement by written instruments specifically referring to and executed in the same manner as this Agreement. 
 16.2 Force Majeure.
If the performance of any part of this Agreement by either Party, or of any obligation under this Agreement, is prevented, restricted, interfered with or delayed by reason of a Force Majeure affecting the Party liable to perform, unless
conclusive evidence to the contrary is provided, the Party so affected shall, upon giving written notice to the other Party, be excused from such performance to the extent of such Force Majeure; provided, that the affected Party shall use its
Commercially Reasonable Efforts to avoid or remove such causes of nonperformance and shall continue performance with the utmost dispatch whenever such Force Majeure ceases. When such circumstances arise, the Parties shall discuss what, if any,
modification of the terms of this Agreement may be required in order to arrive at an equitable solution. 
 16.3 Notices. Any notice,
request, approval or other document required or permitted to be given under this Agreement shall be in writing and shall be deemed to have been given when delivered in person, or sent by overnight courier service, postage prepaid, or sent by
certified or registered mail, return receipt requested, or by facsimile transmission, to the following addresses of the Parties and to the attention of the persons identified below (or to such other address, addresses or persons as may be specified
from time to time in a written notice). Any notices given pursuant to this Agreement shall be deemed to have been given and delivered upon the earlier of (a) if sent by overnight courier service, on the date when received at the address set
forth below as proven by a written receipt from the delivery service verifying delivery, or (b) if sent by facsimile transmission, on the day when sent by facsimile as confirmed 

  
 79 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 
by automatic transmission report coupled with overnight courier service receipt proving delivery, or (c) if delivered in person, on the date of delivery to the address set forth below as
proven by written signature of the recipient. 
  

			
	 If to Licensee:
 Name: Eddingpharm (Asia)
Macao Commercial
 Offshore Limited
 Street: Unit 1505, 15/F,
AIA Tower,
 Nos 251A-301, AvenidaComercial De Macau
 City:
Macau
 Country: PR China
 Attn: Chief Executive Officer

[***]
		 With a copy to:
 Name: Eddingpharm
(Asia) Macao Commercial
 Offshore Limited
 Street: Unit 1505,
15/F, AIA Tower,
 Nos 251A-301, AvenidaComercial De Macau

City: Macau
 Country: PR China

Attn: Chief Executive Officer
 [***]

  

			
	 If to Amarin Pharma:
 Name: Amarin
Pharma, Inc.
 Street: 1430 Route 206, Suite 101
 City/State:
Bedminster, NJ 07921
 Country: U.S.A.
 Attn: Chief Executive
Officer
 Facsimile: [***]
		 With a copy to:
 Name: Amarin Pharma, Inc.

Street: 1430 Route 206, Suite 101
 City/State: Bedminster, NJ
07921
 Country: U.S.A.
 Attn: General Counsel

Facsimile: [***]

  

			
	 If to Amarin Ireland:
 Name: Amarin
Pharmaceuticals Ireland
 Limited
 Street: 88 Harcourt Street,
Dublin 2, Co
 City/State: Dublin
 Country: Ireland

Attn: Chief Executive Officer
 Facsimile: Not valid
notice
		 With a copy to:
 Name: Amarin Pharma, Inc.

Street: 1430 Route 206, Suite 101
 City/State: Bedminster, NJ
07921
 Country: U.S.A.
 Attn: Chief Executive Officer and
General
 Counsel, respectively
 Facsimile: [***]

 16.4 No Strict Construction; Interpretation. This Agreement has been prepared jointly and shall not be
strictly construed against either Party. Ambiguities, if any, in this Agreement shall not be construed against any Party, irrespective of which Party may be deemed to have authored the ambiguous provision. The headings of each Article and Section in
this Agreement have been inserted for convenience of reference only and are not intended to limit or expand on the meaning of the language contained in the particular Article or Section. 

16.5 Assignment. Neither Party may assign or transfer this Agreement or any rights or obligations hereunder without the prior written
consent of the other, except that Amarin may make such assignment without Licensee’s consent to an Affiliate or a successor to all or substantially all of the business of Amarin to which this Agreement relates. Any permitted assignment shall be
binding on the successors of the assigning Party. Any assignment or attempted assignment by either Party in violation of the terms of this Section 16.5 shall be null, void and of no legal effect. [***] 

  
 80 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 16.6 Severability. In the event that any portion of this Agreement is held illegal,
void or ineffective, the remaining portions of this Agreement shall remain in full force and effect. If any of the terms or provisions of this Agreement are in conflict with any Applicable Laws, then such terms or provisions shall be deemed to be
modified to conform with such Applicable Laws to the extent necessary in order that such terms or provisions be valid and enforceable and such amendment shall apply only with respect to the operation of such terms or provisions in the particular
jurisdiction in which such declaration is made or, if such modification is not feasible, then such terms and provisions shall be deemed to be inoperative to the extent that such terms or provisions conflict with Applicable Laws. In the event that
the terms and conditions of this Agreement are materially altered as a result of this Section 16.6, the Parties shall renegotiate the terms and conditions of this Agreement to resolve any inequities and to achieve the original intent of the Parties.

 16.7 No Waiver of Breach. The failure of either Party at any time or times to require performance of any provision hereof shall in
no manner affect its rights at a later time to enforce the same. No waiver by either Party of any condition or term in any one or more instances shall be construed as a further or continuing waiver of such condition or term or of another condition
or term. 
 16.8 Partnership or Joint Venture. Amarin and Licensee shall be independent contractors and the relationship between the
Parties hereunder shall not constitute a partnership, joint venture or agency. Neither Amarin nor Licensee shall have the authority to make any statements, representations or commitments of any kind, or to take any action, which shall be binding on
the other, without the prior written consent of such other Party to do so. 
 16.9 English Language; Governing Law. This Agreement
was prepared in the English language, which language shall govern the interpretation of, and any dispute regarding, the terms of this Agreement. All notices, reports and other documents contemplated by this Agreement to be delivered by a Party to
the other Party shall be in the English language. This Agreement and all disputes arising out of or related to this Agreement or any breach hereof shall be governed by and construed under the laws of the State of New York, without giving effect to
any choice of law principles that would require the application of the laws of a different jurisdiction. 
 16.10 Execution in
Counterparts. This Agreement may be executed in counterparts, each of which shall be deemed an original but which together shall constitute one and the same instrument. A facsimile or a portable document format (PDF) copy of this Agreement,
including the signature pages, will be deemed an original. 
 [No Further Text on This Page] 

  
 81 

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 IN WITNESS WHEREOF, the Parties, through their authorized representatives, have
executed this Agreement as of the Effective Date. 
  

									
	 EDDINGPHARM (ASIA) MACAO COMMERCIAL

OFFSHORE LIMITED
				AMARIN PHARMACEUTICALS IRELAND LIMITED
					
	By:		 /s/ Xin Ni
				By:		 /s/ Patrick J. O’Sullivan

	Name:		Xin Ni				Name:		Patrick J. O’Sullivan
	Title:		Chief Executive Officer				Title:		Director
				
							AMARIN PHARMA, INC.
					
							By:		 /s/ John F. Thero

							Name:		John F. Thero
							Title:		President and Chief Executive Officer

  

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 Schedule 1.8 

Amarin Patents 
  

					
	 Family
	  	 App. No.
	  	 Status

	 [***]
	  	[***]	  	[***]
	 [***]
	  	[***]	  	[***]
	 [***]
	  	[***]	  	[***]
	 [***]
	  	[***]	  	[***]
	 [***]
	  	[***]	  	[***]

  

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 Schedule 4.3.2 

A) Initial China Development Plan 

[***] 

  

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 [***] 

  

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 [***]: 
  

	1	[***] 

  

	2	[***] 

  

	3	[***] 

  

	4	[***] 

  

	5	[***] 

  

	6	[***] 

  

	7	[***] 

  

	8	[***] 

  

	9	[***] 

  

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 B) Initial Hong Kong / Macau Development Plan 

[***] 

  

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 C) Initial Taiwan Development Plan 

[***] 

  

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 Schedule 6.9.1 

Product Trademark 
 [***] 

United States: 
  

					
	VASCEPA – Registered 11/6/2012		Registration No. 4238272
	
	
	
	
	
	
		
			Use Class: Pharmaceutical preparations
		
			for the treatment of cardiovascular conditions
		
	VASCEPA and Design		Application filing date 10/26/2012             Status: Allowed
		
			Application no. 85764517
		
			Use class: Pharmaceutical preparations
		
			for the treatment of cardiovascular conditions

  
 

 

  

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 Schedule 7.6 

FORECAST AND ORDERING METHODOLOGY 
  

											
	 [***]
		[***]		[***]		[***]		[***]		[***]
	 [***]
		[***]		[***]		[***]		[***]		[***]

  

	 	•	 	[***] 

  

	 	•	 	[***] 

  

	 	•	 	[***] 

  

	 	•	 	[***] 

 [***]: 
  

	 	•	 	[***] 

  

	 	•	 	[***] 

  

	 	•	 	[***] 

  

	 	•	 	[***] 

  

	 	•	 	[***] 

  

	 	•	 	[***] 

  

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 Schedule 12.5.1 

Press Release 
 [***] 

[***] 
 [***] 

[***] 
 [***] 

[***] 
 [***] 

[***] 
 [***] 

[***] 
  

	 	•	 	[***] 

  

	 	•	 	[***] 

 [***] 
  

	 	•	 	[***] 

  

	 	•	 	[***] 

 [***] 

[***] 
 [***] 

[***] 
 [***] 

[***] 
 [***] 

  

 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT WERE OMITTED AND REPLACED WITH “[***]”. A COMPLETE
VERSION OF THIS EXHIBIT HAS BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO AN APPLICATION REQUESTING CONFIDENTIAL TREATMENT UNDER RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934. 

 

 [***] 
 [***]

 [***] 
 [***]: 

[***] 
 [***] 

[***]: 
 [***] 

[***]Exhibit 10.1

EMPLOYMENT
AGREEMENT

Employment Agreement, dated as of
December 1, 2005, (the "Agreement"), by and between Jon J. King (the
"Employee") and Benchmark Electronics, Inc., a Texas corporation (the
"Company").

WITNESSETH:

In consideration of the mutual
covenants and conditions contained herein, the parties hereto agree as follows:

Section
1.  Employment.  The Company hereby agrees to employ the Employee,
and the Employee hereby accepts employment by the Company, upon the terms and
subject to the conditions hereinafter set forth.  During the term of his
employment, the Employee shall have the title of Group President.

Section
2.  Duties.  In his capacity as Group President of the Company,
the Employee shall perform such reasonable executive duties as a Group
President would normally perform or as otherwise specified in the By-laws of
the Company, and such other reasonable executive duties as the Board of
Directors of the Company may from time to time reasonably prescribe with the
concurrence of the Employee.  Except as otherwise provided herein, except as
may otherwise be approved by the Board of Directors of the Company, and except
during vacation periods and reasonable periods due to sickness, personal injury
or other disability, the Employee agrees to devote substantially all of his
available time to the performance of his duties to the Company hereunder,
provided that nothing contained herein shall preclude the Employee from (i)
serving on the board of directors of any business or corporation on which he is
serving on the date hereof or, with the consent of the Board of Directors,
serving on the board of directors of any other business or corporation, (ii)
serving on the board of, or working for, any charitable or community
organization, and (iii) pursuing his personal financial and legal affairs so
long as such activities do not materially interfere with the performance of the
Employee's duties hereunder.

Section
3.  Term.  Except as otherwise provided herein, the term of
this Agreement shall be for three (3) years (the "Initial Term"),
commencing on the date of this Agreement.  This Agreement shall be
automatically renewed thereafter for successive one (1) year terms (each such
renewal term, a "Renewal Term"), unless either party gives to the
other written notice of termination no fewer than ninety (90) days prior to the
expiration of any such Renewal Term, which notice shall expressly refer to this
Section 3 of the Agreement and state that such party does not wish to extend
this Agreement (any such notice, a "Non-Renewal Notice").  Any such
Non-Renewal Notice given by the Company shall constitute a termination of the
Employee's employment without Cause for purposes of this Agreement.  The
Initial Term, as the same may be extended by any Renewal Term, is referred to
herein as the "Employment Term." The provisions of this Agreement
shall survive any termination hereof.

Section
4.  Compensation and Benefits.  In consideration for the services of the Employee
hereunder, the Company shall compensate the Employee and perform its other
obligations as provided in this Section 4.

(a) Base Salary. 
Commencing on the date hereof, the Employee shall be entitled to receive, and
the Company shall pay the Employee in equal bi-weekly installments, a base
salary at a rate per annum of                                                ,
as increased from time to time by the Compensation Committee of the Board of
Directors of the Company (the "Compensation Committee").  Commencing
in 2006 and from time to time at least annually thereafter, the Compensation
Committee shall review and evaluate the annual base salary of the Employee in
accordance with its standard policies and practices for key executive employee
compensation and, in its discretion, may increase the Employee's annual base
salary commencing on August 1, 2006, and on anniversaries of such date
thereafter.  The amount of such base salary for each respective annual one (1)
year period, including any increases hereafter approved, is referred to as the
"Base Salary" for such respective one year period.  The Employee's
Base Salary may not and shall not be decreased or reduced more than ten percent
(10%) in any year, including but not limited to after giving effect to any such
increase.

(b) Bonus. 
During the Employment Term, the Employee shall be eligible to participate in
any annual fiscal year bonus program that may be provided by the Company for
its key executive employees, subject to its terms and 

 

 

conditions. 
The Company has a formal bonus plan (the "Group Presidents Plan") for
eligible Group Presidents, including the Employee.  The Group Presidents Plan
provides the Employee with a target bonus opportunity of Thirty-Five percent
(35%) of Base Salary for each calendar year in the Employment Term if the
Company attains specified performance objectives for such year.  Such
objectives and targets shall be determined on an annual basis each year during
the Employment Term, and shall be reasonably satisfactory to the Company and
the Employee.  All bonuses payable to the Employee under the Executive Bonus Plan
or any other annual bonus plan shall be determined and paid on or prior to
March 31 of the year following the year for which such bonus is payable.

(c) Other
Long Term Incentive Compensation. 
The Employee shall be entitled to participate in all long-term incentive
compensation programs for key executives (if any) at a level commensurate with
his position.

(d) Other Benefits. 
During the term of this Agreement, the Employee shall be entitled to
participate in and receive benefits under any and all pension, profit-sharing,
life and other insurance, medical, dental, health and other welfare and fringe
benefit plans and programs, and be provided any and all other perquisites, that
are from time to time made available to executive employees or other employees
of the Company.  The Employee shall also be entitled to an amount of paid
vacation per calendar year, and sick leave and illness and disability benefits,
in accordance with such reasonable Company policy as may be applicable from
time to time to key executive employees.

Section
5.  Expenses and Other
Employment-Related Matters.  It is
acknowledged by the parties that the Employee, in connection with the services
to be performed by him pursuant to the terms of this Agreement, will be
required to make payments for travel, entertainment and similar expenses.  The
Company shall reimburse the Employee for all reasonable expenses incurred by
the Employee in connection with the performance of his duties hereunder or
otherwise on behalf of the Company.

Section
6.  Termination.  The Employee's employment may terminate prior to
the end of the Employment Term as provided in this Section 6.

(a) Death or Disability.  The Employee's employment will terminate (x) immediately upon the
death of the Employee during the term of his employment hereunder or (y) at the
option of the Company, upon thirty (30) days' prior written notice to the
Employee, in the event of the Employee's disability.  The Employee shall not be
deemed disabled unless, as a result of the Employee's incapacity due to
physical or mental illness (as determined by a physician selected by the
Employer or its insurers and reasonably acceptable to the Employee or his
representative), the Employee shall have been absent from and unable to perform
his duties with the Company on a full-time bases for one hundred twenty (120)
consecutive business days.  In the event of termination of the Employee's
employment pursuant to this Section 6(a):

(1) The Company shall immediately pay the Employee any
portion of the Employee's Base Salary accrued but unpaid through the date of
such termination and all payments and reimbursements under Section 5 hereof for
expenses incurred prior to such termination.  Six (6) months after the date of
termination, the Company will make a lump sum cash payment equal to the
Employee's Base Salary and a prorated annual bonus for the year of termination
equal to Thirty-Five percent (35%) of the amount calculated by dividing the
Employee's annual Base Salary at the date of such termination by twelve (12)
and multiplying the result by the number of months in the year of such
termination that began or ended prior to the date of such termination.  If the
Company achieves target performance objectives for the entire year in which
such termination occurs that, under the Executive Bonus Plan or any other then
effective bonus plan, would have entitled the Employee to receive an annual
bonus for such year calculated at a percent greater than Thirty-Five percent
(35%) of Base Salary, the Employee or his estate shall be entitled to receive,
at the time such bonus would have normally been payable or six (6) months after
the termination of employment (whichever later occurs), an additional amount
equal to (x) such larger bonus amount divided by twelve (12) and multiplied by
the number of months in the year of such termination that began or ended prior
to the date of such termination minus (y) the amount previously paid pursuant
to the preceding sentence.

(2) The Employee shall be entitled to receive all vested
benefits under the Company's otherwise applicable plans and programs.

 

 

 

(b) For Cause.  The Company may terminate the employee's employment
for Cause (as defined below) upon written notice by the Company to the
Employee, such termination to take effect on the date determined in accordance
with the last paragraph of this Section 6(b) below to be the termination date
for such purpose.  In the event of termination of the Employee's employment for
Cause pursuant to this Section 6(b):

(1) The Company shall immediately pay the Employee (i) any
portion of the Employee's Base Salary accrued but unpaid through the date of
such termination and (ii) all payments and reimbursement under Section 5 hereof
for expenses incurred prior to such termination.

(2) The Employee shall be entitled to receive all vested
benefits under the Company's otherwise applicable plans and programs.

For purposes of this Agreement,
the term "Cause" shall mean the Employee's (i) gross negligence in
the performance of his duties with the Company, which gross negligence results
in a material adverse effect on the Company, provided that no such gross
negligence will constitute "Cause" if it relates to an action taken
or omitted by the Employee in the good faith, reasonable belief that such
action or omission was in or not opposed to the best interests of the Company;
(ii) habitual neglect or disregard of his duties with the Company that is
materially and demonstrably injurious to the Company, after written notice from
the Company stating the duties the Employee has failed to perform; (iii)
engaging in conduct or misconduct that materially harms the reputation or
financial position of the Company; (iv) obstruction, impedance, or failure to
materially cooperate with an investigation authorized by the Board, a
self-regulatory organization empowered with self-regulatory responsibilities
under federal or state laws, or a governmental department or agency; or (v)
conviction of a felony, provided that no such conviction will constitute
"Cause" if it relates to an action taken or omitted by the Employee
in the good faith, reasonable belief that such action or omission was in or not
opposed to the best interest of the Company.  The Employee's employment may not
and shall not be terminated for Cause unless the (1) Board of Directors
provides the Employee with written notice stating the conduct alleged to give
rise to such Cause, (2) the Employee has been given an opportunity to be heard
by the Board, (3) in the case of clause (i) or (ii) of the definition of Cause,
the Employee has been given a reasonable time to cure, and the Employee has not
cured such negligence or failure to the reasonable satisfaction of the Board,
and (4) the Board has approved such termination by majority vote of the members
of the Board of Directors, excluding the Employee.

(c) By Company Without Cause.  The Company may terminate the Employee's employment
at any time for any reason without Cause.  In the event of any termination of
the Employee's employment by the Company without Cause:

(1) The Company shall pay the Employee severance pay for
the Severance Period (as defined below) at the per annum rate which shall equal
one hundred percent (100%) of his Base Salary at the date of such termination. 
The Company shall pay such severance pay in lump sum six (6) months after the
date of such termination.  The Company's obligation to make such payments shall
be absolute and unconditional.  Without limiting the foregoing, such payments
shall not be subject to any right of offset or similar right, and the Employee
shall have no obligation of mitigation or similar obligation with respect
thereto.

(2) The Company shall immediately pay the Employee the
portion of the Employee's Base Salary accrued but unpaid through the date of
such termination and all payments and reimbursements under Section 5 hereof for
expenses incurred prior to such termination.

(3) The Employee shall be entitled to receive all vested
benefits under the Company's otherwise applicable plans and programs.

(4) Following such termination, the Employee shall be
entitled to continue participation in all medical, dental, health and other
welfare benefits (or receive comparable coverage if such participation is not
permitted under the terms of such plans or if the Board, at its option,
determines that it is in the best interest of the Company to provide such
comparable coverage rather than continued participation in the Company's plans)
until the end of the Severance Period upon the same terms and conditions that
would have applied if the Employee continued to be employed by the Company,
provided that the benefits referred to in this clause (4) will cease if and to
the extent the Employee becomes eligible for similar benefits by reason of new
employment.

 

 

For
purposes of this Agreement, the term "Severance Period" means (i) if
the Employee's employment is terminated at or prior to the end of the Initial
Term (including but not limited to by the giving of a Non-Renewal Notice or
other notice as provided in Section 3 hereof) a period of two (2) full years
beginning on the date of such termination and (ii) if the Employee's employment
is terminated after the end of the Initial Term and prior to the end of the
then-current Renewal Term (including but not limited to by the giving of any
Non-renewal Notice as provided in Section 3 hereof), a period equal to one (1)
full year beginning on the date of such termination.

(d) By Employee for Good Reason.  The Employee may terminate his employment at any
time for Good Reason (as defined below).  In the event of any termination of
the Employee's employment by the Employee for Good Reason:

(1) The Company shall pay the Employee severance pay for
the Severance Period (as defined above) at the per annum rate which shall equal
one hundred percent (100%) of his Base Salary at the date of such termination. 
The Company shall pay such severance pay in lump sum six (6) months after the
date of such termination.  The Company's obligation to make such payments shall
be absolute and unconditional.  Without limiting the foregoing, such payments
shall not be subject to any right of offset or similar right, and the Employee
shall have no obligation of mitigation or similar obligation with respect
thereto.

(2) The Company shall immediately pay the Employee the
portion of the Employee's Base Salary accrued but unpaid through the date of
such termination and all payments and reimbursements under Section 5 hereof for
expenses incurred prior to such termination.

(3) The Employee shall be entitled to receive all vested
benefits under the Company's otherwise applicable plans and programs.

(4) Following such termination, the Employee shall be
entitled to continue participation in all medical, dental, health and other
welfare benefits (or receive comparable coverage if such participation is not
permitted under the terms of such plans or if the Board, at its option,
determines that it is in the best interest of the Company to provide such
comparable coverage rather than continued participation in the Company's plans)
until the end of the Severance Period upon the same terms and conditions that
would have applied if the Employee continued to be employed by the Company,
provided that the benefits referred to in this clause (4) will cease if and to
the extent the Employee becomes eligible for similar benefits by reason of new
employment.

For purposes of this Agreement,
"Good Reason" means (A) a material diminution of the Employee's
duties or responsibilities, (B) a reduction in the Employee's Base Salary
greater than ten percent (10%), or annual bonus or long-term incentive
compensation opportunity, (C) a Change of Control (as defined in Section 7
hereof), but only if the Employee terminates his employment pursuant to this
subsection within ninety (90) days after the date of such Change of Control, or
(D) a material breach by the Company of any other provision of this Agreement
that is not cured promptly after written notice to the Company by the Employee.

(e) By Employee Without Good Reason.  The Employee may terminate his employment at any
time without Good Reason upon thirty (30) days' prior written notice to the
Company.  In the event of any such termination of the Employee's employment by
the Employee with Good Reason:

(1) The Company shall immediately pay the Employee (i) any
portion of the Employee's Base Salary accrued but unpaid through the date of
such termination and (ii) all payments and reimbursements under Section 5
hereof for expenses incurred prior to such termination.

(2) The Employee shall be entitled to receive all vested
benefits under the Company's otherwise applicable plans and programs.

(f) Excise Tax Gross-Up Payment.  If a Change of Control or other transaction
triggers or results in the imposition upon the Employee of any excise or
similar tax under Section 4999 of the Internal Revenue Code (or any similar or
successor provision) pursuant to the terms of this Agreement or any employee stock
option agreement or plan in which the Employee is a participant, the Company
shall pay (or cause any acquirer in such transaction to pay) any such excise or
similar tax and make "gross-up" payments to the Employee to the
extent necessary so that 

 

 

the Employee will receive the
same net after-tax amount he would have received if no excise tax had been
imposed on him.

(g) No Penalty, Forfeiture or Liability.  Any termination by the Employee of his employment
with the Company in accordance with the terms hereof shall be without penalty,
forfeiture, or liability arising out of such termination of any kind or
nature.  Notwithstanding any other provision hereof, any termination of the
Employee's employment on or after the occurrence of a Change of Control shall be
deemed to be a termination by the Company without Cause if by the Company.

Section
7.  Change in Control.  For purposes of this Agreement, (1) the term
"Person" means any corporation, partnership, trust, company,
business, firm, association, organization, individual, governmental
instrumentality or entity, or other person or entity, (2) the term "Voting
Stock" shall mean, as to any Person, the then-outstanding securities of or
other interests in such corporation entitled to vote generally in the election
of directors, trustees or similar managers of such Person, and (3) the term
"Change in Control" shall mean:

(a) The Company is merged, consolidated or reorganized
into or with another corporation or other Person, or the stockholders of the
Company approve such a merger, consolidation or reorganization, and as a result
of such merger, consolidation or reorganization, the holders of the Voting
Stock of the Company immediately prior to such transaction hold or would hold
in the aggregate less than seventy percent (70%) of the combined voting power
of the then-outstanding Voting Stock of the surviving corporation or Person
immediately after such transaction; or

(b) The Company sells or otherwise transfers all or
substantially all of its assets to another corporation or other Person, or the
stockholders of the Company approve such a sale or transfer, and either (x) as
a result of such sale or transfer, the holders of the Voting Stock of the
Company immediately prior to such sale or transfer hold or would hold in the
aggregate less than seventy percent (70%) of the combined voting power of the
then-outstanding Voting Stock of such corporation or Person immediately after
such sale or transfer, or (y) such corporation or Person does not assume all of
the Company's obligations to the Employee pursuant to an instrument in form and
substance reasonably satisfactory to the Employee; or

(c) The Company is liquidated or dissolved, or the
stockholders of the Company approve such a liquidation or dissolution; or

(d) Any Person or "group" [as the term
"group" is used in Section 13(d)(3) or Section 14(d)(2) of the
Securities Exchange Act of 1934, as amended (the "Exchange Act")]
becomes, or a report is filed on Schedule 13D or Schedule 14D-1 (or any
successor schedule, form or report), each as promulgated pursuant to the
Exchange Act, disclosing that any Person or "group" (as the term
"group" is used in Section 13(d)(3) or Section 14(d)(2) of the
Exchange Act) has become, the beneficial owner (as the term "beneficial
owner" is defined under Rule 13d-3 or any successor rules or regulations
promulgated under the Exchange Act) of securities representing thirty percent
(30%) or more of the combined voting power of the then outstanding Voting Stock
of the Company or fifty percent (50%) or more of the then outstanding shares of
Voting Stock of the Company; or

(e) The Company files a report or proxy statement with the
Securities and Exchange Commission pursuant to the Exchange Act disclosing in
response to Form 8-K or Schedule 14A (or any successor schedule, form, report or
item therein) that a change in control of the Company has occurred or will
occur in the future pursuant to any then-existing contract or transaction; or

(f) If, during any period of two consecutive years,
individuals who at the beginning of any such period constitute the Directors of
the Company cease for any reason to constitute at least a majority thereof;
provided, however, that for purposes of this clause (f), each Director who is
first elected, or first nominated for election by the Company's stockholders,
by a vote of at least two-thirds of the Directors of the Company then still in
office who were Directors of the Company at the beginning of any such period
(other than an election or nomination of any individual whose initial
assumption of office is in connection with an actual or threatened election
contest relating to the election of the Directors of the Company, as such terms
are used in Rule 14a-11 or any successor rule or regulation promulgated under
the Exchange Act) will be deemed to have been a Director of the Company at the
beginning of such period.

Section
8.  Confidential Information.  The Employee recognizes and acknowledges that
certain proprietary, non-public information owned by the Company and its
affiliates, including without limitation proprietary, non-

 

 

public
information regarding customers, pricing policies, methods of operation,
proprietary computer programs, sales products, profits, costs, markets, key
personnel, technical processes, and trade secrets (hereinafter called
"Confidential Information"), are valuable, special and unique assets
of the Company and its affiliates.  The Employee will not, during or after his
term of employment, without the prior written consent of a member of the Board
believed by the Employee to have been authorized by the Board for such purpose,
knowingly and intentionally disclose any of the Confidential Information
obtained by him while in the employ of the Company to any person, firm,
corporation, association or other entity for any reason or purpose whatsoever,
directly or indirectly (other than to an employee of the Company of its
affiliates, a director of the Company or its affiliates, or a person to whom
disclosure is necessary or appropriate in the Employee's good faith judgment in
connection with the performance of his duties hereunder or otherwise on behalf
of the Company), unless and until such Confidential Information becomes
publicly available (other than as a consequence of the breach by the Employee
of his confidentiality obligations under this Section 8), and except as may be
required (or as the Employee may be advised by counsel is required) in
connection with any judicial, administrative or other governmental proceeding
or inquiry.  In the event of the termination of his employment, whether
voluntary or involuntary and whether by the Company or the Employee, the
Employee will deliver to the Company and will not take with him any documents,
or any other reproductions (in whole or in part) of any items, comprising
Confidential Information (except that the Employee may retain his personal
address, telephone and other contact lists and information and any other
documents or reproductions retained upon the advice of counsel). 
Notwithstanding any other provision hereof, the term "Confidential
Information" does not include any information that (a) is or becomes
publicly available other than as the result of the breach by the Employee of
his confidentiality obligations under this Section 8, (b) became, is or becomes
available to the Employee on a non-confidential basis from a source, other than
the Company, that to the Employee's knowledge is not prohibited from disclosing
such information to the Employee by a confidentiality obligation owed to the
Company or (c) was known to the Employee prior to becoming an officer of the
Company.  The provisions of this Section 8 shall expire and be of no further
force and effect on the third anniversary of the date of termination of the
Employee's employment with the Company.

Section
9.  Non-Competition.  The Company promises that during the term of this
Agreement and before the Company can exercise any right to terminate the
Employee's employment without cause, the Company shall provide the Employee
with Confidential Information that the Employee did not possess and had not
received prior to the execution of this Agreement.  In exchange for and
ancillary to the Company's enforceable promise to provide him with that
Confidential Information, the Employee agrees that he will not disclose or make
improper use of any of the Confidential Information.  In order to enforce that
promise by the Employee, he agrees to the provisions of this Section 9. 
Accordingly, during his employment with the Company pursuant to this Agreement
and for a period of two (2) years thereafter, the Employee will not knowingly
and intentionally (i) engage, directly or indirectly, alone or as a partner,
officer, director, employee, or consultant of any other business organization,
in any business activities that are substantially and directly competitive with
the business activities then conducted by the Company anywhere in the world
(the "Designated Industry"), (ii) divert to any competitor of the
Company in the Designated Industry any customer of the Company or (iii) solicit
or encourage any officer, employee, or consultant of the Company to leave its
employ for employment by or with any competitor of the Company in the
Designated Industry.  The parties hereto acknowledge that the Employee's
non-competition obligations hereunder will not preclude the Employee from (i)
owning less than 5% of the common stock of any publicly traded corporation or
other Persons conducting business activities in the Designated Industry or (ii)
serving as a director of a corporation or other Person engaged in the
manufacturing or electronics industry whose business operations are not
substantially and directly competitive with those of the Company.

Section 10.  Arbitration. 

(a) Subject Claims; Initiation of Binding Arbitration.  The Company and the Employee agree that all (i)
disputes and claims of any nature that the employee may have against the
Company and any subsidiaries or affiliates and their officers and employees,
including all federal or state statutory, contractual, and common law claims
(including all employment discrimination claims) arising from, concerning, or
relating in any way to our employment relationship, (ii) all disputes and
claims of any nature that the Company may have against the Employee, or (iii)
any dispute among us about the arbitrability of any claims or controversy will
be resolved out of court.  Any such claims will be submitted exclusively first
to mandatory mediation and, if mediation is unsuccessful, to mandatory
arbitration.

(b) Arbitration Procedure.  Unless otherwise agreed in writing by the Company
and the Employee, any arbitration proceeding will be held in Houston, Texas. 
The arbitration will be conducted under the National Rules 

 

 

for
the Resolution of Employment Disputes of the American Arbitration Association
("AAA Rules").  The claim will be submitted to a single experienced,
neutral employment arbitrator selected in accordance with the AAA Rules.  The
arbitrator shall have full authority to award or grant all remedies provided by
law.  The arbitrator shall have full authority to permit adequate discovery. 
At the conclusion of the arbitration proceeding, the arbitrator shall issue a
written, reasoned award.  The award of the arbitration shall be final and
binding.  A judgment upon the award may be entered and enforced by any court
having jurisdiction.  Each party shall pay the fees of their respective
attorneys, the expenses of their witnesses, and any other expenses incurred by
such party in connection with the arbitration, provided, however, that the
Company shall pay for the fees of the arbitrator and the administrative and
filing fees charged by the AAA.

(c) Confidentiality; Nonjoinder.  All information regarding the dispute or claim or
mediation or arbitration proceedings, including the mediation settlement or
arbitration award, will not be disclosed by the Employee or by the Company or
any mediator or arbitrator to any third party without the written consent of
the Employee and the Company.  In no event may an arbitrator allow any party to
join claims of any other employee in a single arbitration proceeding without
consent of the Employee and the Company.  In the event that the dispute or
claim involves a written agreement between the Employee and the Company
(including this Agreement) or a compensation plan, the arbitrator will have no
authority to add to, detract from, or otherwise modify the agreement or plan
provisions other than as expressly set forth in that agreement or plan.  Should
this arbitration agreement conflict with the arbitration provisions of any
other agreement that the Employee has with the Company, the terms of this
agreement will govern.

(d) Equitable Relief.  In the event that irreparable injury could occur during the pendency
of a mediation or arbitration proceeding, to restore or maintain the status quo
until the dispute has been resolved by mediation or arbitration a party may
apply to a court of competent jurisdiction to obtain a temporary or preliminary
injunction in aid of mediation and arbitration.

(e) Binding Agreement.  Notwithstanding any policy of the Company permitting it to alter its
policies, procedures, and the terms and conditions of employment, this
agreement to arbitrate is binding and cannot be modified or superseded except
by a written agreement signed by an authorized representative of the Company
and the Employee.

Section 11.  General. 

(a) Notices. 
All notices and other communications hereunder will be in writing, and will be
deemed to have been duly given if delivered personally, or three (3) business
days after being mailed by certified mail, return receipt requested, or upon
receipt if sent by written telecommunications, to the relevant address set
forth below, or to such other address as the recipient of such notice or
communication will have specified to the other party hereto in accordance with
this Section 11(a):

If to Company, to:

Benchmark Electronics, Inc. 

3000 Technology Drive 

Angleton, Texas 77515 

Attn: Corporate Secretary 

Fax No.: 979/848-5269

If to Employee, to:

Jon E. King 

                                                 

                                                 

(b) Withholding; No Offset.  All payments required to be made by the Company
under this Agreement to the Employee will be subject to the withholding of such
amounts, if any, relating to federal, state and local taxes as may be required
by law.  No payment under this Agreement will be subject to offset or reduction
attributable to any amount of obligation the Employee may owe or be liable for
to the Company or any other Person.

 

 

 

(c) Equitable
Remedies.  Each of the parties hereto
acknowledges and agrees that upon any breach by the Employee of his obligations
under any of Sections 8 and 9 hereof, the Company will have no adequate remedy
at law, and accordingly will be entitled to specific performance and other
appropriate injunctive and equitable relief.

(d) Severability. 
If any provision of this Agreement is held to be illegal, invalid or
unenforceable, such provision will be fully severable and this Agreement will
be construed and enforced as if such illegal, invalid, or unenforceable
provision never comprised a part hereof; and the remaining provisions hereof
will remain in full force and effect and will not be affected by the illegal,
invalid, or unenforceable provision or by its severance herefrom.  Furthermore,
in lieu of such illegal, invalid, or unenforceable provision, there will be
added automatically as part of this Agreement a provision as similar in its
terms to such illegal, invalid, or unenforceable provision as may be possible
and be legal, valid, and enforceable.

(e) Waivers.  No
delay or omission by either party hereto in exercising any right, power or
privilege hereunder will impair such right, power or privilege, nor will any
single or partial exercise of any such right, power or privilege preclude any
further exercise of any other right, power or privilege.

(f) Counterparts. 
This Agreement may be executed in multiple counterparts, each of which will be
deemed an original, and all of which together will constitute one and the same
instrument

(g) Captions. 
The captions in this Agreement are for convenience of reference only and will
not limit or otherwise affect any of the terms or provisions hereof.

(h) Reference to Agreement.  Use of the words "herein,"
"hereof", and "hereto" and the like in this Agreement refer
to this Agreement only as a whole and not to any particular Section, subsection
or provision of this Agreement, unless otherwise noted.  Any reference to a
"Section" or "subsection" shall refer to a Section or
subsection of this Agreement, unless otherwise noted.

(i) Successors and Binding Agreement.  The Company shall require any successor (whether
direct or indirect, by purchase, merger, consolidation, reorganization or
otherwise) to all or substantially all of the business or assets of the
Company, by agreement in form and substance satisfactory to the Employee,
expressly to assume and agree to perform this Agreement in the same manner and
to the same extent the Company would be required to perform if no such
succession had taken place.  This Agreement shall be binding upon and inure to
the benefit of the Company and any successor to the Company, including without
limitation any Persons acquiring directly or indirectly all or substantially
all of the business or assets of the Company whether by purchase, merger,
consolidation, reorganization, or otherwise (and such successor shall
thereafter be deemed the "Company" for the purposes of this
Agreement), but shall not otherwise be assignable, transferable, or delegable
by the Company.  Without limiting the foregoing, the surviving or transferee
corporation or other person in any such transaction (whether by merger,
consolidation, reorganization, transfer of business or assets, or otherwise)
shall be subject to the provisions of Section 7 hereof and shall be deemed to
be the Company for purposes of such provisions, regardless of whether such
transaction itself constituted a Change of Control of the Company.

(j) Entire Agreement; Amendments and Waivers.  This Agreements contain the entire understanding of
the parties, and supersede all prior agreements and understandings between
them, relating to the subject matter hereof including that certain Key
Contributor Severance Agreement between the parties dated August 27, 2002. 
This Agreement may not be amended or modified except by a written instrument
hereafter signed by each of the parties hereto, and may not be waived except by
a written instrument hereafter signed by the party granting such waiver.  The
Company has not made any promise or entered into any agreement that is not
expressed in this Agreement, and the Employee is not relying upon any statement
or representation of any agent of the Company.  In executing this Agreement,
the Employee is relying solely on his judgement and has been represented by the
legal counsel of his choice in connection with this Agreement who has read and
explained to the Employee the entire contents of this Agreement, as well as
explained the legal consequences.  No agreements or representation, oral or
otherwise, express or implied, with respect to the subject matter hereof have
been made by either party which are not set forth expressly in this Agreement.

(k) Governing Law. 
This Agreement and the performance hereof shall be governed and construed in
all respects, including but not limited to as to validity, interpretation and
effect, by the laws of the State of Texas, without regard to the principles or
rules of conflict of laws thereof.

 

 

Executed
as of the date and year first above written.

Benchmark Electronics,
Inc.

By: /s/ Cary T. Fu                                                                                

Employee

/s/ Jon J. King                                                                                       

Jon J. King

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00244-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00244-of-00352.parquet"}]]