Document:

Exhibit 4.2

 

	RIGHTS CERTIFICATE #:	NUMBER OF RIGHTS

 

THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH
IN THE COMPANY'S PROSPECTUS DATED APRIL [*], 2016 (THE "PROSPECTUS") AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES
OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM BROADRIDGE CORPORATE ISSUER SOLUTIONS INC., THE INFORMATION AGENT, BY EMAIL
AT SHAREHOLDER@BROADRIDGE, BY TELEPHONE AT (855) 793-5068 OR BY MAIL AT BROADRIDGE CORPORATE ISSUER SOLUTIONS INC., 51 MERCEDES
WAY, EDGEWOOD, NEW YORK 11717.

 

Second Sight Medical Products, Inc.

Incorporated under the laws of the State
of California

NON - TRANSFERABLE SUBSCRIPTION RIGHTS CERTIFICATE

Evidencing Non - Transferable Subscription
Rights to Purchase Shares of Common Stock

of

Second Sight Medical Products, Inc.

Subscription Price: to be determined as
set forth below

THE SUBSCRIPTION RIGHTS WILL EXPIRE IF NOT
EXERCISED ON OR BEFORE 5:00 P.M., NEW YORK 

TIME, ON [          ] __, 2016, UNLESS
EXTENDED BY THE COMPANY

 

REGISTERED

OWNER:

 

THIS CERTIFIES THAT the registered owner
whose name is inscribed hereon is the owner of the number of non-transferable subscription rights (“Rights”) set forth
above. Each whole Right entitles the holder thereof to invest $0.55 for every share of Common Stock, no par value, of Second Sight
Medical Products, Inc., a California corporation, the holder owns on the record date, at a subscription price (the “Subscription
Price”) of $4.25 per share or 85% of the closing price of our shares as reported by Nasdaq on [               ],
2016 (the "Expiration Date"), whichever is less, per whole share (the “Basic Subscription Right”), pursuant
to a rights offering (the “Rights Offering”), on the terms and subject to the conditions set forth in the Prospectus
and the “Instructions for Use of Subscription Rights Certificate” accompanying this Subscription Rights Certificate.
If any shares of Common Stock available for purchase in the Rights Offering are not purchased by other holders of Rights pursuant
to the exercise of their Basic Subscription Right (the “Over-Subscription Shares”), any Rights holder that exercises
its Basic Subscription Right in full may purchase a number of Excess Shares pursuant to the terms and conditions of the Rights
Offering (the “Over-Subscription Privilege”). The Rights represented by this Subscription Rights Certificate may be
exercised by completing Form 1 and any other appropriate forms on the reverse side hereof and by returning the full payment of
the subscription price for each share of Common Stock in accordance with the “Instructions for Use of Subscription Rights
Certificate” that accompany this Subscription Rights Certificate.

 

The undersigned acknowledges that the number
of shares that the undersigned may obtain by subscribing for shares in this offering cannot be determined on the date subscription
of rights are exercised hereby, but that the undersigned will obtain the number of shares equal to the result of dividing the accepted
dollar amount of investment by the Subscription Price on the Expiration Date.

 

This Subscription Rights Certificate is
not valid unless countersigned by the subscription agent and registered by the registrar.

 

Witness the signatures of the duly authorized
officers of Second Sight Medical Products, Inc.

 

Dated: 

	 	 	 
	 	 	 
	President	 	Secretary

 

    	 	 	 

     

    

 

 

 

DELIVERY OPTIONS FOR SUBSCRIPTION RIGHTS
CERTIFICATE

Delivery other than in the manner or to
the address listed below will not constitute valid delivery.

    

	By mail:*	By hand or overnight courier:
	 	 
	Broadridge Corporate Issuer Solutions Inc.

Attn: BCIS Re-Organization Dept. 

P.O. Box 1317

Brentwood, NY 11717-0693

(855) 793-5068 (toll free)	Broadridge Corporate Issuer Solutions Inc.

Attn: BCIS IWS

51 Mercedes Way

Edgewood, NY 11717

(855) 793-5068 (toll free)

 

*If your chosen delivery method is USPS
Priority Mail or USPS Registered Mail, you must utilize the overnight courier address.

 

PLEASE PRINT ALL INFORMATION CLEARLY AND
LEGIBLY.

 

	
        FORM 1-EXERCISE OF SUBSCRIPTION RIGHTS

         

        To invest and purchase shares pursuant to your Basic
        Subscription Right, please complete lines (a) and (c) and sign under Form 3 below. To invest and purchase shares pursuant to your
        Over-Subscription Right, please also complete line (b) and sign under Form 3 below. To the extent your investment exceeds Shares
        that you are entitled under either the Basic Subscription Right or the Over-Subscription Right, you will be deemed to have elected
        to purchase the maximum number of shares for which you are entitled to under the Basic Subscription Right or Over-Subscription
        Right, as applicable.

         

        (a) EXERCISE OF BASIC SUBSCRIPTION RIGHT:

         

        I apply to invest        
        =

          

         

        (b) EXERCISE OF OVER-SUBSCRIPTION RIGHT

         

        If you have exercised your Basic Subscription Right
        in full and wish to purchase additional shares of Common Stock pursuant to your Over-Subscription Right:
	
        FORM 2-DELIVERY TO DIFFERENT ADDRESS

         

        If you wish for the Common Stock underlying your
        subscription rights, or a certificate representing unexercised subscription rights to be delivered to an address different from
        that shown on the face of this Subscription Rights Certificate, please enter the alternate address below, sign under Form 3 and
        have your signature guaranteed under Form 4.

         

         

 

         

         

        FORM 3-SIGNATURE

         

        TO SUBSCRIBE: I acknowledge that I have received
        the Prospectus for the rights offering and I hereby irrevocably invest the amount indicated under Form 1 above on the terms and
        conditions specified in the Prospectus. This Form 3 must be signed by the registered holder(s) exactly as their name(s) appear(s)
        on the certificate(s) or by person(s) authorized to sign on behalf of the registered holder(s) by documents transmitted herewith.

         

        FORM 4-SIGNATURE GUARANTEE

         

        This form must be completed if you have completed
        any portion of Form 2.

	I apply for	$_________	 	 
	 	(amount

enclosed)	Signature 

Guaranteed:	 
	 	 	(Name of Bank or Firm)
	(c) Total Amount of Payment Enclosed = $________	 	 
	 	 	 
	METHOD OF PAYMENT (CHECK ONE)	By: 	 
	 	 	(Signature of Officer)
	
         ̈       Check
        or bank draft payable to “Broadridge Corporate Issuer Solutions, Inc., as Subscription Agent for Second Sight Medical Products,
        Inc.”

         

         ̈       Wire
        transfer of immediately available funds directly to the account maintained by Broadridge Corporate Issuer Solutions, Inc., as
        Subscription         Agent, for purposes of accepting subscriptions in this Rights Offering to US BANK, for credit to for
        Broadridge Corporate Issuer         Solutions, Inc., Second Sight Medical Products, Inc., ABA No.
        123000848,         Swift Code: USBKUS44IMT further credit to Account Number
        153910728465, with reference to the rights         holder's name.
	
         

         

        IMPORTANT: The signature(s) should be guaranteed by an eligible
        guarantor institution (bank, stock broker, savings & loan association or credit union) with membership in an approved signature
        guarantee medallion program pursuant to Securities and Exchange Commission Rule 17Ad-15.

 

FOR INSTRUCTIONS ON THE USE OF SECOND SIGHT MEDICAL PRODUCTS,
INC. SUBSCRIPTION RIGHTS CERTIFICATES, CONSULT BROADRIDGE CORPORATE ISSUER SOLUTIONS INC., THE INFORMATION AGENT, BY EMAIL
AT SHAREHOLDER@BROADRIDGE.COM, BY TELEPHONE AT (855) 793-5068  OR BY MAIL AT BROADRIDGE CORPORATE ISSUER SOLUTIONS INC., 51
MERCEDES WAY, EDGEWOOD, NEW YORK 11717.

 

    	 	2Exhibit 4.3

 

SUBSCRIPTION AND INFORMATION AGENT AGREEMENT

 

This Subscription and
Information Agent Agreement (the “Agreement”) is entered into as of this [___] day of [_____] 2016 by
and between, Second Sight Medical Products, Inc.,, organized and existing under the laws of California (the “Corporation”),
and Broadridge Corporate Issuer Solutions Inc., a corporation having its principal offices in Philadelphia, Pennsylvania (“Broadridge”).

 

WHEREAS, pursuant
to a rights offering (the “Rights Offering”), the record and beneficial holders of the Corporation’s
common stock, no par value per share (the “Common Stock”) will be given the right (the “Subscription
Rights”) to invest $0.55 for each share of Common Stock owned at 5:00 p.m., New York City Time, on                 ,
2016, the record date of the rights offering, in each case as more fully set forth in a [prospectus/private placement memorandum]
and related offering documents (the “Offering Documents”) to be prepared by the Corporation [and filed
with the Securities and Exchange Commission] for the purpose of effecting the Rights Offering; and]

 

WHEREAS, the
Corporation has authorized and directed the Agent to hold funds submitted by stockholders who exercise Subscription Rights (the
“Subscription Funds”) in accordance with the terms and provisions of this Agreement; and

 

WHEREAS, upon
the terms and conditions set forth in the applicable Offering Documents, the Agent will record properly exercised Subscription
Rights from holders of the Common Stock on the Record Date (as defined in the applicable Offering Documents), as well as record
and deposit the Subscription Funds for the purchase of the shares of Common Stock pursuant to the Rights Offering; and

 

WHEREAS, the
Corporation desires that Broadridge act as both Subscription Agent and Information Agent under the Rights Offering (the “Agent”),
and Broadridge has indicated its willingness to do so.

 

NOW, THEREFORE,
in consideration of the mutual covenants contained herein, the parties hereto agree as follows:

 

1. Appointment of
Subscription and Information Agent. The Corporation hereby confirms the appointment of Broadridge as Agent, and Broadridge
hereby agrees to serve as Agent, upon the terms and conditions set forth herein.

 

2. Acceptance and
Receipt of Subscription Documents.

 

A. After receiving
from the Corporation acknowledgement of the commencement of the Rights Offering, the Agent shall promptly mail to each holder of
Common Stock as of the Record Date (a) the appropriate Offering Documents as approved by the Corporation (which shall specify
that the exercise of Subscription Rights shall be effected, and risk of loss of Subscription Funds shall pass, only upon receipt
by the Agent of the properly completed Subscription Certificate (as defined in the Offering Documents) and Subscription Funds required
to effect the exercise of Subscription Rights under the Rights Offering) and (b) an envelope addressed to the Agent for use
by such holder in exercising his or her Subscription Rights (the “Mailing”).

 

    	 	 	 

     

    

  

B. The Agent,
upon receipt of Subscription Funds and duly, completely and correctly executed Subscription Certificates and other documents for
the exercise of Subscription Rights, shall make note of such Subscriptions and Subscription Funds with respect of the amount of
shares subscribed for. Upon closing of the Rights Offering and as promptly as feasible upon the Agent’s receipt of the Corporation’s
acceptance and approval of said Subscription Certificates, (i) the Corporation will authorize the Agent to no longer accept any
subscription documents and to prepare the final subscription list, representing the number of shares of Common Stock for which
said stockholder has subscribed, for the issuance of stock certificates by the Corporation’s Transfer Agent, (the “Certificates”)
and (ii) the Agent will release to the Corporation the aggregate Subscription Funds minus any fees and expense reimbursements (incurred
or reserved for disbursements) due to the Agent from the Corporation (sections (i) and (ii) directly preceding constituting the
“Closing”). No interest on the Subscription Funds will accrue to either the Corporation or the Corporation’s
stockholders.

 

3. Notification
and Processing. The Agent is hereby authorized and directed to, and hereby agrees to perform certain functions, including but
not limited to the following:

 

A. Accept and respond
to all telephone requests from stockholders for information relative to the exercise of Subscription Rights (except that Agent
will not answer questions relating to the sufficiency of the consideration or the tax implications of the Rights Offering); answer
questions regarding the proper method of exercising Subscription Rights, including the completion of Subscription Certificates
and other documents related to the Rights Offering; maintain a toll-free number to respond to inquiries; provide assistance to
holders of Common Stock and monitor the response to the Rights Offering; enclose and re-mail the Subscriptions to interested holders
of Common Stock; and provide periodic reports as requested to the Corporation as to the status of the Rights Offering.

 

B. Date stamp each
document relating to its duties hereunder when received;

 

C. Receive and examine
all documents submitted to it in connection with the exercise of rights under the Rights Offering for proper execution in accordance
with the terms thereof. If Common Stock applicable to a subscription is held by more than one record holder, the applicable Offering
Documents must be signed by each such holder; if a holder or joint holders (registrants) hold more than one position in the Corporation,
as indicated by different accounts on the relevant record holder list, then separate, properly completed and executed subscriptions
must be submitted for each such position held by that or those joint holders (registrants).

 

D. Retain or return
to any holders (as applicable) those Offering Documents evidencing some deficiency in execution and make reasonable attempts to
inform such holders of the need to correct any such deficiency; In any instance where the Agent cannot reconcile such deficiencies,
the Agent shall consult with the Corporation for instructions as to whether the Agent may accept such exercise of Subscription
Rights. In the absence of such instructions by Corporation in writing or email within twenty-four (24) hours after Agent first
requests such instructions, Agent is authorized not to accept such exercise of Subscription Rights and shall notify the exercising
stockholder that its exercise is deficient;

 

    	 	2	 

     

    

 

 

E. Accept Subscription
Certificates and other documents signed by persons acting in a fiduciary or representative capacity only if such capacity is properly
shown on the subscriptions and proper evidence of their authority so to act has been submitted;

 

F. Accept subscriptions
for Common Stock to be issued other than in the name that appears on the Corporation record stockholder list submitted for such
subscription, where (i) the signature thereon is guaranteed by a financial institution which is a participant in the Securities
Transfer Agents Medallion Program (“STAMP”), the New York Stock Exchange, Inc. Medallion Signature Program
(“MSP”), or The Stock Exchanges Medallion Program (“SEMP”), (ii) any necessary
stock transfer taxes are paid and proof of such payment is submitted or funds therefore are provided to the Agent, or it is established
by the holder that no such taxes are due and payable and (iii) the “Special Issuance Instructions” on the Subscription
Certificate have been properly completed;

 

G. Retain all subscriptions
accepted and retain such documents pending further instructions from the Corporation;

 

H. Return at the Corporation’s
request any and all necessary records, information and material concerning and representing unsubscribed Common Stock under the
Rights Offering; and

 

I. Maintain on a continuing
basis a list of holders of Common Stock that have not yet subscribed pursuant to the Rights Offering.

 

4. Concerning the
Subscription and Information Agent.

 

The Agent:

 

	 	A.	Shall have no duties or obligations other than those set forth herein, including those described under “Included Services” on Exhibit A, and no duties or obligations shall be inferred or implied, nor shall Agent be obligated nor expected to perform those services described under “Non-Included Services” on Exhibit A

 

	 	B.	May rely on, and shall be held harmless by, the Corporation in acting upon any certificate, statement, instrument, opinion, notice, letter, facsimile transmission, telegram electronic mail or other document, or any security delivered to it, and reasonably believed by it to be genuine and to have been made or signed by the proper party or parties;

 

	 	C.	May rely on and shall be held harmless by the Corporation in acting upon written or oral instructions from the Corporation with respect to any matter relating to its acting as Agent;

 

	 	D.	May consult on documents with counsel satisfactory to it (including counsel for the Corporation) and shall be held harmless by the Corporation in relying on the advice or opinion of such counsel in respect of any action taken, suffered or omitted by it hereunder in good faith and in accordance with such advice or opinion of such counsel;

 

    	 	3	 

     

    

  

	 	E.	Shall make the final determination as to whether or not a Subscription Certificate received by Agent is duly, completely and correctly executed in order to qualify for the Rights Offering and Agent shall be held harmless by the Corporation in respect of any action taken, suffered or omitted by Agent hereunder in good faith and in accordance with its determination; shall not be obligated to take any legal or other action hereunder which might, in its judgment subject or expose it to any expense or liability unless it shall have been furnished with an indemnity satisfactory to it;

 

	 	F.	Shall not be liable or responsible for any recital or statement contained in any Offering Document or any other documents relating thereto; and

 

	 	G.	Shall not be liable or responsible for any failure of the Corporation to comply with any of its obligations relating to the Offering, including without limitation obligations under applicable regulation or law.

 

This Agreement does
not contemplate any service to be provided by Agent in the case where the conditions of the Rights Offering have not been met in
a timely manner. If necessary, service to be provided by Agent under such circumstances and remuneration to Agent therefore, will
be established in a mutual agreement between Agent and the Corporation, which will become a part of this Agreement.

 

No later than the business
day after the Mailing, the Corporation will provide Agent with a list of talking points dealing with anticipated questions from
holders of Common Stock. It is understood and agreed that Agent will not provide tax advice, will not interpret tax regulations,
will not opine regarding the merits of the Rights Offering, and will not provide any comments related to any legal proceedings
related to the Corporation.

 

5. Compensation
of the Agent by the Corporation.

 

The Corporation shall
pay fees for the services rendered hereunder, as set forth in the Fee Schedule (attached hereto as Exhibit A). The Agent
shall also be entitled to reimbursement from the Corporation for all reasonable and necessary expenses paid or incurred by it in
connection with the administration by the Agent of its duties hereunder. One half of the total Agent fees (not including postage)
must be paid upon execution of this Agreement. The remaining half must be paid within fifteen (15) business days thereafter. An
invoice for any out-of-pocket and/or per item fees incurred will be rendered to and payable by the Corporation within fifteen (15)
days of the date of said invoice, except for invoiced estimated postage, printing and mailing expenses, which funds must be received
five (5) business days prior to the scheduled Mailing date. It is understood and agreed that all responsibilities and duties of,
and services to be performed by, Agent shall cease if full payment for its services has not been received in accordance with the
above schedule, and said services will not commence thereafter until all payment due has been received by Agent.

 

    	 	4	 

     

    

  

6. Reminder Mailings.
The Corporation agrees that any follow up mailing program will be coordinated exclusively through Agent, either by Agent or using
a vendor that Agent has previously approved. Agent may conduct follow up mailings through electronic mail, to the extent the email
address of the intended recipient Stockholder has been provided by Corporation to Agent.

 

7. Performance.

 

The Agent shall at
all times act in good faith and agrees to use its commercially reasonable efforts within reasonable time limits to insure the accuracy
and timeliness of all services performed under this Agreement.

 

8. Indemnification,
Limitation of Liability.

 

A. The Corporation
covenants and agrees to indemnify and to hold the Agent harmless against any claims, actions, judgments, liabilities, costs, expenses
(including reasonable fees of its legal counsel), losses or damages, which may be paid, incurred or suffered by or to which it
may become subject, arising from or out of its duties under this Agreement. Promptly after the receipt by the Agent of notice of
any demand or claim, or the commencement of any action, suit, proceeding or investigation, the Agent shall notify the Corporation
thereof in writing. The Corporation shall be entitled to participate at its own expense in the defense of any such claim or proceeding,
and, if it so elects at any time after receipt of such notice, it may assume the defense of any suit brought to enforce any such
claim or of any other legal action or proceeding. Agent will not, without the Corporation’s prior consent, settle or compromise
or consent to the entry of any judgment to any pending or threatened Action in respect of which indemnification may be sought hereunder.
For the purposes of this Section 8, the phrase “any costs, expenses (including reasonable fees of its legal counsel),
losses or damages” means any amount paid or payable to satisfy any claim, demand, action, suit or proceeding settled, and
all reasonable costs and expenses, including, but not limited to, reasonable counsel fees and disbursements, paid or incurred in
investigating or defending against any such action, suit, proceeding or investigation.

 

B. Agent’s aggregate
liability during any term of this Agreement with respect to, arising from, or arising in connection with this Agreement, or from
all services provided or omitted to be provided under this Agreement, whether in contract, or in tort, or otherwise, is limited
to, and shall not exceed, the amounts paid or payable hereunder by the Corporation to Agent as fees and charges, but not including
reimbursable expenses.

 

C. In the event any
question or dispute arises with respect to the proper interpretation of this Agreement or Agent’s duties hereunder or the
rights of the Corporation or of any Stockholders exercising Subscription Rights, Agent shall not be required to act and shall not
be held liable or responsible for refusing to act until the question or dispute has been judicially settled (and Agent may, if
it deems it advisable, but shall not be obligated to, file a suit in interpleader or for a declaratory judgment for such purpose)
by final judgment rendered by a court of competent jurisdiction, binding on all stockholders and parties interested in the matter
which is no longer subject to review or appeal, or settled by a written document in form and substance satisfactory to Agent and
executed by the Corporation and each such stockholder and party. In addition, Agent may require for such purpose, but shall not
be obligated to require, the execution of such written settlement by all the stockholders and all other parties that may have an
interest in the settlement.

 

    	 	5	 

     

    

  

9. Further Assurance.
From time-to-time and after the date hereof, the Corporation shall deliver or cause to be delivered to the Agent such further documents
and instruments and shall do and cause to be done such further acts as the Agent shall reasonably request (it being understood
that the Agent shall have no obligation to make any such request) to carry out more effectively the provisions and purposes of
this Agreement, to evidence compliance herewith or to assure itself that it is protected in acting hereunder.

 

10. Term. The
Corporation may terminate this Agreement at any time by providing 60 days written notification to the Agent. The Agent may
terminate this Agreement by providing the Corporation 60 days’ written notice, except that Agent may terminate this
agreement at any time Corporation has not paid in full an invoice from the Agent within the time period described in section five
(5) herein. Upon the effective date of termination of this Agreement, all cash and other payments, without interest, and all other
property then held by the Agent on behalf of the holders of Common Stock hereunder shall be delivered by it to such successor agent
or as otherwise shall be designated in writing by the parties hereto. Upon termination of this Agreement, all subscription documents
received and related documentation will be returned to the Corporation.

 

11. Notices.
Until further notice in writing by either party hereto to the other party, all written reports, notices and other communications
between the Agent and the Corporation required or permitted hereunder shall be delivered or mailed by first class mail, postage
prepaid, addressed as follows:

 

	 	If to the Corporation, to:	12744 San Fernando Road, Suite 400
	 	 	
         Sylmar, California
        91342

        Attention: Chief Financial Officer

	 	 	 
	 	If to the Agent, to:	Broadridge Corporate Issuer Solutions Inc.
	 	 	51 Mercedes Way
	 	 	Edgewood, New York 11717
	 	 	Attention:  Re-Organization Department

 

12. Governing Law.
This Agreement shall be governed by and construed in accordance with the laws of the State of New York and shall inure to the benefit
of, and the obligations created hereby shall be binding upon, the successors and assigns of the parties hereto.

 

13. Assignment.

 

A. Except as provided
in Section 13(B) below, neither this Agreement nor any rights or obligations hereunder may be assigned by either party without
the written consent of the other party.

 

    	 	6	 

     

    

  

B. The Agent may,
without further consent on the part of the Corporation, subcontract with subcontractors for systems, processing, telephone and
mailing services, and reminder mailing activities, as may be required from time to time; provided, however, that the Agent shall
be fully responsible to the Corporation for the acts and omissions of any subcontractor.

 

C. Except as explicitly
stated elsewhere in this Agreement, nothing under this Agreement shall be construed to give any rights or benefits in this Agreement
to anyone other than the Agent and the Corporation and the duties and responsibilities undertaken pursuant to this Agreement shall
be for the sole and exclusive benefit of the Agent and the Corporation. This Agreement shall inure to the benefit of and be binding
upon the parties and their respective permitted successors and assigns.

 

14. Amendment.
This Agreement may not be modified, amended or supplemented without an express written agreement executed by each of the parties
hereto.

 

15. Counterparts.
This Agreement may be executed in separate counterparts, each of which, when executed and delivered, shall be an original, but
all such counterparts shall together constitute but one and the same instrument.

 

16. No Joint Venture.
This Agreement does not constitute an agreement for a partnership or joint venture between the Agent and the Corporation. Neither
party shall make any commitments with third parties that are binding on the other party without the other party’s prior written
consent.

 

17. Force Majeure.
In the event either party is unable to perform its obligations under the terms of this Agreement because of acts of God, strikes,
equipment or transmission failure or damage that is reasonably beyond its control, or other cause that is reasonably beyond its
control (except, in the case of the Agent, for acts of subcontractors), such party shall not be liable for damages to the other
for any damages resulting from such failure to perform or otherwise from such causes. Performance under this Agreement shall resume
when the affected party or parties are able to perform substantially that party’s duties.

 

18. Consequential
Damages. Neither party to this Agreement shall be liable for any consequential, indirect, special or incidental damages under
any provision of this Agreement or for any consequential, indirect, penal, special or incidental damages arising out of any act
or failure to act hereunder even if that party has been advised of or has foreseen the possibility of such damages.

 

19. Severability.
If any provision of this Agreement shall be held invalid, unlawful, or unenforceable, the validity, legality, and enforceability
of the remaining provisions shall not in any way be affected or impaired.

 

20. Confidentiality.
The Agent and the Company agree that all books, records, information and data pertaining to the business of the other party which
are exchanged or received pursuant to the negotiation or the carrying out of this Agreement, including the fees for services set
forth in the attached schedule, shall remain confidential and shall not be voluntarily disclosed to any third party (except the
party’s attorneys, advisors and affiliates), except with the written approval of the other party or as may be required by
law or regulatory authority.

 

    	 	7	 

     

    

  

21. Survival.
The provisions of Sections 4, 5, 6, 8, 9, 11, 12, 13, 18, 20, 21 and 22 shall survive any termination of this Agreement.

 

22. Merger of Agreement.
This Agreement constitutes the entire agreement between the parties hereto and supersedes any prior agreement with respect to the
subject matter hereof whether oral or written.

 

IN WITNESS WHEREOF,
the parties hereto have caused this Agreement to be executed by their respective officers, hereunto duly authorized, as of the
day and year first above written.

 

	BROADRIDGE CORPORATE ISSUER SOLUTIONS INC.	 	SECOND SIGHT MEDICAL PRODUCTS, INC.
	 	 	 
	By:	 	 	By:	 
	 	 	 	 	 
	Title:	 	 	Title:	 

 

    	 	8	 

     

    

  

Exhibit A

 

AGENT FEES AND INCLUDED SERVICES

 

Subscription and Information Agent Fee of $15,000.00, plus $10.00
for each line item on Depository Trust Company's ATOP forms submitted to Agent.

 

Extension of the Offering period Fee of $2,500.00, if applicable.

 

Agent shall be entitled to reimbursement of all reasonable out-of-pocket
expenses including but not limited to postage, stationery and supplies, which will be billed as incurred during the performance
of Agent’s duties hereunder, including without limitation:

 

Out of pocket expenses

 

	 	·	Postage with shared Pre-Sort savings (to be paid in advance) 1
	 	·	Overnight delivery / courier service / photocopy service
	 	·	Envelopes – outer and BRE (Business Reply Envelopes) 1
	 	·	Brochures and enrollment materials
	 	·	Insurance and courier fees
	 	·	Printing of check forms and blank stock certificates

 

Although Agent may advance payment for these expenses and then
invoice Company, there are occasions when Agent may require advance payment toward large expense items.

 

INCLUDED SERVICES

 

	 	·	Designating a corporate action account manager to communicate with all parties hereto and their counsel to establish the terms, timing and procedures required to carry out Subscription Agent duties, including document review and execution of legal agreements, Subscription Certificates and other Rights Offering documents and communication materials, project management, and on-going project updates and reporting.

 

	 	·	Designating an Information Agent account manager to review and become familiar with all Offer Documents and provide expert assistance to holders of Common Stock related to matters concerning the Rights Offering.

 

	 	·	Preparing labels that include name, address for the mailing of Offering Documents.

 

	 	·	Collating and assembling Offering Documents and envelopes for mailing.

 

	 	·	Addressing and enclosing Offering Documents and return envelopes, for one-time, one-day mailing to holders of Common Stock.

 

 

1 Rates are subject to change upon U.S. and foreign
postage rate increases.

 

    	 	9	 

     

    

  

	 	·	Receiving, opening and logging in returned Subscription Certificates.

 

	 	·	Checking Subscription Certificates for validity against master list.

 

	 	·	Checking for proper execution of all of Subscription Certificates and other documents necessary to effect a proper exercise of Subscription Rights, including W-9’s (if applicable).

 

	 	·	Curing defective subscriptions, including telephoning and writing holders of Common Stock in connection with unsigned or improperly executed Subscription Certificates and other Offering Documents.

 

	 	·	Soliciting by mail W-9’s (if applicable) from holders of Common Stock who have not executed them or whose TIN’s do not match our records.

 

	 	·	Tracking and reporting as required the number of shares of Common Stock to which stockholders have subscribed.

 

	 	·	Sealing, addressing, posting (not including postage), and providing envelopes for mailing to holders of Common Stock.

 

	 	·	Providing stockholder relations services to all holders of Common Stock related to the Rights Offering, including phone, email, and regular mail inquiries.

 

NON-INCLUDED SERVICES

 

	 	·	Services associated with new duties, legislation or regulations which become effective after the date of this Agreement (these will be provided on an appraisal basis)

 

	 	·	Reasonable legal review fees if referred to outside counsel

 

	 	·	Overtime charges at 100% assessed in the event of late delivery of material for mailings, unless the target mail date is rescheduled

 

	 	·	Dedicated Toll Free 800 Number

 

    	 	10

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00256-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00256-of-00352.parquet"}]]