Document:

Exhibit 4.01

    
      

    

    EXHIBIT
      4.01

    

    SPECIMEN
      COMMON STOCK CERTIFICATE

    

    [Front
      of
      Certificate]

    

    
      	
              NUMBER
                

            	
              SHARES

            

    

    

    COLONIAL
      COMMERCIAL CORP.

    INCORPORATED
      UNDER THE LAWS OF THE STATE OF NEW YORK

    

    

    SEE
      REVERSE FOR CERTAIN DEFINITIONS

    

    CUSIP

    

    THIS
      CERTIFIES THAT

    

    

    

    is
      the
      owner of

    

    FULLY
      PAID AND NON-ASSESSABLE SHARES, OF THE PAR VALUE OF FIVE CENTS ($.05) EACH,
      OF
      COMMON STOCK OF

    

    COLONIAL
      COMMERCIAL CORP.

    

    transferable
      on the books of the Corporation in person or by duly authorized attorney upon
      surrender of this Certificate properly endorsed. This Certificate and the shares
      represented hereby are issued and shall be held subject to all of the provisions
      of the Certificate of Incorporation of the corporation (a copy of which is
      on
      file at the office of the Corporation), to which the holder of this Certificate
      assents by acceptance hereof. This Certificate is not valid until countersigned
      and registered by the Transfer Agent and Registrar.

    

    WITNESS
      the facsimile seal of the Corporation and the facsimile signatures of its duly
      authorized officers.

    

    Dated:

    

    
      	
              SECRETARY
                

            	
              PRESIDENT

            

    

     

    
      
        
        

      

      
        
        

        
          

        

      

      
        
        

      

    

    [Back
      of
      Certificate]

    

    Colonial
      Commercial Corp., upon request to it or to the Transfer Agent named in this
      Certificate, will furnish to any shareholder without charge a full statement
      of
      the designation, relative rights, preferences and limitations of the shares
      of
      each class authorized to be issued and, so far as the same have been fixed,
      of
      each series of each class of preferred shares authorized to be issued in series.
      The Board of Directors is authorized, from time to time before issuance, to
      designate and fix the relative rights, preferences and limitations of other
      series of said preferred shares.

    

    NOTE:
      Pursuant to Articles SIXTH and SEVENTH of the Company’s Certificate of
      Incorporation, the affirmative vote of a greater proportion of the outstanding
      shares of a particular class or particular classes of stock of the Company
      than
      would otherwise be required under New York law is required to (i) remove any
      Director (with any removal being limited to cause), (ii) authorized any
      amendment, modification or repeal of the Company’s by-laws by the shareholders,
      or (iii) amend, alter, change or repeal Articles SIXTH Or SEVENTH of the
      Company’s Certificate of Incorporation.

    

    The
      following abbreviations, when used in the inscription on the face of this
      certificate, shall be construed as though they were written out in full
      according to applicable laws or regulations:

    

    
      	
              TEN
                COM

            	
              --

            	
              as
                tenants in common

            	 
	
              TEN
                EN

            	
              --

            	
              as
                tenants by the entireties

            	 
	
              JT
                TEN

            	
              --

            	
              as
                joint tenants with right of survivorship and not as tenants in
                common

            	 

    

    

    
      	
              UNIF
                GIFT MIN ACT 

            	
              --

            	
               

            	
              Custodian

            	
               

            	 
	 	 	
              (Cust)

            	 	
              (Minor)

            	 
	 	 	
              Under
                Uniform
                Gift to
                Minors

            	 
	 	 	
              Act

            	
               

            	
               

            	 
	 	 	 	
              (State)

            	 	 

    

    

    Additional
      abbreviations may also be used though not in the above list.

    

    FOR
      VALUE
      RECEIVED, ___________ hereby sell, assign and transfer unto

    PLEASE
      INSERT SOCIAL SECURITY OR OTHER

    IDENTIFYING
      NUMBER OF ASSIGNEE

     

    
      	
               

            	 
	 
	
              (PLEASE
                PRINT OF TYPEWRITE NAME AND ADDRESS INCLUDING ZIP CODE OF
                ASSIGNEE)

            
	
               

            

    

    Shares
      of
      the capital stock represented by the within Certificate and do hereby
      irrevocably constitute and appoint_________________________ Attorney to transfer
      the said stock on the books of the within named Corporation with full power
      of
      substitution in the premises.

    

    
      	
              Dated

            	
               

            	 

    

     

    
      	
              X

            	
               

            

    

    NOTICE:
      The Signature to this assignment must correspond with the name as written upon
      the face of the Certificate in every particular, without alteration or
      enlargement, or any change whatever.

     

    THIS
      SPACE MUST NOT BE COVERED IN ANY
      WAYExhibit 4.02

    
      

    

    EXHIBIT
      4.02

    

    

    SPECIMEN
      CONVERTIBLE PREFERRED STOCK CERTIFICATE

    

    [Front
      of
      Certificate]

    

    
      	
              NUMBER
                

            	
              SHARES

            

    

    

    COLONIAL
      COMMERCIAL CORP.

    INCORPORATED
      UNDER THE LAWS OF THE STATE OF NEW YORK

    

    

    SEE
      REVERSE FOR CERTAIN DEFINITIONS

    

    CUSIP

    

    THIS
      CERTIFIES THAT

    

    

    

    is
      the
      owner of

    

    FULLY
      PAID AND NON-ASSESSABLE SHARES OF CONVERTIBLE PREFERRED STOCK OF THE PAR VALUE
      OF $.05 EACH, OF

    

    COLONIAL
      COMMERCIAL CORP.

    

    transferable
      on the books of the Corporation by said owner in person or by his duly
      authorized attorney upon surrender of this Certificate properly endorsed. This
      Certificate and the shares represented hereby are issued and shall be held
      subject to all of the provisions of the Certificate of Incorporation, as
      amended, of the Corporation (a copy of which is on file at the office of the
      Corporation), to all of which the holder of this Certificate, by acceptance
      hereof, assents.

    

    This
      Certificate is not valid until countersigned and registered by the Transfer
      Agent and Registrar.

    

    WITNESS
      the facsimile seal of the Corporation and the facsimile signatures of its duly
      authorized officers.

    

    Dated:

    
      
        	 	
                PRESIDENT

              
	 	 
	 	 
	 	
                SECRETARY

              

      

    

    Countersigned:

     

    
      
        
        

      

      
        
        

        
          

        

      

      
        
        

      

    

    [Back
      of
      Certificate]

    

    The
      Corporation will furnish to any shareholder upon request and without charge,
      a
      full statement of the designation, relative rights, preferences and limitations
      of the shares of each class authorized to be issued.

    

    The
      following abbreviations, when used in the inscription on the face of this
      certificate, shall be construed as though they were written out in full
      according to applicable laws or regulations:

    

    
      	
              TEN
                COM

            	
              --

            	
              as
                tenants in common

            	 
	
              TEN
                ENT

            	
              --

            	
              as
                tenants by the entireties

            	 
	
              JT
                TEN

            	
              --

            	
              as
                joint tenants with right of survivorship and not as tenants in
                common

            	 

    

     

    
      	
              UNIF
                GIFT MIN ACT 

            	
              --

            	
               
                

            	
              Custodian

            	
               
                

            	 
	 	 	
              (Cust)

            	 	
              (Minor)

            	 
	 	 	
              under
                Uniform
                Gift to Minors

            	 
	 	 	
              Act

            	
               
                

            	
               
                

            	 
	 	 	 	
              (State)

            	 	 

    

    

    Additional
      abbreviations may also be used though not in the above list.

    

    FOR
      VALUE
      RECEIVED, ___________ hereby sell, assign and transfer unto

    

    PLEASE
      INSERT SOCIAL SECURITY OR OTHER

    IDENTIFYING
      NUMBER OF ASSIGNEE

    

    
      	 
	 
	 	 
	
               
                

            
	
              PLEASE
                PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING ZIP CODE OF
                ASSIGNEE)

            
	
               
                

            

    

    Shares
      of
      the capital stock represented by the within Certificate, and do hereby
      irrevocably constitute and appoint _________________________ Attorney to
      transfer the said stock on the books of the within-named Corporation with full
      power of substitution in the premises.

    

    
      	
              Dated

            	
               
                

            	 

    

     

     

    
      
        

      

    

    NOTICE:
      The Signature to this assignment must correspond with the name as written upon
      the face of the Certificate, in every particular, without alteration or
      enlargement, or any change whatever.

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