Document:

Form of Guarantee Agreement

 Exhibit 4.9 
  

 FORM OF 
 GUARANTEE AGREEMENT 
  
  

 GUARANTEE AGREEMENT 
 This GUARANTEE AGREEMENT, dated as of [                    ], is executed and delivered by SUSQUEHANNA BANCSHARES,
INC., a Pennsylvania corporation (the “Guarantor”), having its principal office at 26 North Cedar St., Lititz, Pennsylvania 17543, and THE BANK OF NEW YORK, a New York banking corporation, as trustee (the “Guarantee Trustee”),
for the benefit of the Holders (as defined herein) from time to time of the Capital Securities and the Common Securities (each as defined herein and together, the “Securities”) of SUSQUEHANNA CAPITAL
[            ], a Delaware statutory trust (the “Issuer”). 
 WHEREAS,
pursuant to an Amended and Restated Trust Agreement, dated as of [                    ] (the “Trust Agreement”), among the Guarantor, as
Depositor, the Property Trustee and the Delaware Trustee named therein, the Administrative Trustees named therein and the Holders from time to time of undivided beneficial interests in the assets of the Issuer, the Issuer is issuing
$[                    ] aggregate Liquidation Amount (as defined in the Trust Agreement) of its
[            ]% capital securities, series [            ], Liquidation Amount
$[            ] per capital security (together with any other capital securities issued pursuant to the Trust Agreement, the “Capital Securities”), representing preferred
undivided beneficial interests in the assets of the Issuer and having the terms set forth in the Trust Agreement; 
 WHEREAS, the Capital
Securities will be issued by the Issuer and the proceeds thereof, together with the proceeds from the issuance of the Issuer’s Common Securities, will be used to purchase the Debentures (as defined in the Trust Agreement) of the Guarantor which
will be deposited with The Bank of New York, as Property Trustee under the Trust Agreement, as trust assets; and 
 WHEREAS, as incentive for
the Holders to purchase Securities the Guarantor desires irrevocably and unconditionally to agree, to the extent set forth herein, to pay to the Holders of the Securities the Guarantee Payments (as defined herein) and to make certain other payments
on the terms and conditions set forth herein. 
 NOW, THEREFORE, in consideration of the purchase by each Holder of Securities, which
purchase the Guarantor hereby agrees shall benefit the Guarantor, the Guarantor executes and delivers this Guarantee Agreement for the benefit of the Holders from time to time of the Securities. 
 ARTICLE I. 
 DEFINITIONS

 Section 1.1. Definitions. 
 As used in this Guarantee Agreement, the terms set forth below shall, unless the context otherwise requires, have the following meanings. Capitalized or otherwise defined terms used but not otherwise defined herein
shall have the meanings assigned to such terms in the Trust Agreement as in effect on the date hereof. 

 “Affiliate” of any specified Person means any other Person directly or indirectly
controlling or controlled by or under direct or indirect common control with such specified Person; provided, however, that an Affiliate of the Guarantor shall not be deemed to be an Affiliate of the Issuer. For the purposes of this
definition, “control” when used with respect to any specified Person means the power to direct the management and policies of such Person, directly or indirectly, whether through the ownership of voting securities, by contract or
otherwise; and the terms “controlling” and “controlled” have meanings correlative to the foregoing. 
 “Board of Directors” means either the board of directors of the Guarantor or any committee of that board duly authorized to act hereunder or any directors or officers of the Guarantor to whom such board of directors or such
committee shall have duly delegated its authority. 
 “Common Securities” means the securities representing common undivided
beneficial interests in the assets of the Issuer. 
 “Event of Default” means a default by the Guarantor on any of its
payment or other obligations under this Guarantee Agreement; provided, however, that, except with respect to a default in payment of any Guarantee Payments, the Guarantor shall have received notice of default and shall not have cured such
default within 90 days after receipt of such notice. 
 “Guarantee Payments” means the following payments or distributions,
without duplication, with respect to the Securities, to the extent not paid or made by or on behalf of the Issuer: (i) any accumulated and unpaid Distributions (as defined in the Trust Agreement) required to be paid on the Securities, to the
extent the Issuer shall have funds on hand available therefor at such time, (ii) the redemption price, including all accrued and unpaid Distributions to the date of redemption (the “Redemption Price”), with respect to any Securities
called for redemption by the Issuer, to the extent the Issuer shall have funds on hand available therefor at such time and (iii) upon a voluntary or involuntary termination, winding up or liquidation of the Issuer, unless Debentures are
distributed to the Holders, the lesser of (a) the aggregate of the Liquidation Amount plus accrued and unpaid Distributions to the date of payment and (b) the amount of assets of the Issuer remaining available for distribution to Holders
in liquidation of the Issuer after satisfaction of liabilities to creditors of the Issuer as required by applicable law (in either case, the “Liquidation Distribution”). 
 “Guarantee Trustee” means The Bank of New York, until a Successor Guarantee Trustee has been appointed and has accepted such appointment
pursuant to the terms of this Guarantee Agreement, and thereafter means each such Successor Guarantee Trustee. 
  

 -2- 

 “Holder” means any holder, as registered on the books and records of the Issuer, of any
Securities; provided, however, that in determining whether the holders of the requisite percentage of Securities have given any request, notice, consent or waiver hereunder, “Holder” shall not include the Guarantor, the
Guarantee Trustee, or any Affiliate of the Guarantor or the Guarantee Trustee. 
 “Indenture” means the Indenture, dated as
of [                    ], between the Guarantor and The Bank of New York, as trustee, as amended or supplemented from time to time. 
 “List of Holders” has the meaning specified in Section 2.2(a). 
 “Majority in aggregate Liquidation Amount of the Securities” means, except as provided by the Trust Indenture Act, a vote by the
Holder(s), voting separately as a class, of more than 50% of the aggregate Liquidation Amount of all then outstanding Securities issued by the Issuer. 
 “Officers’ Certificate” means a certificate signed by any two of the following: Chairman of the Board, the Chief Executive Officer, the President, any Vice Chairman of the Board, the Chief
Financial Officer, any Vice President, the Treasurer, the Secretary, the Controller, any Assistant Controller, any Assistant Treasurer or any Assistant Secretary of the Company (as each term is used in the Indenture). Any Officers’ Certificate
delivered with respect to compliance with a condition or covenant provided for in this Guarantee Agreement shall include: 
 (a) a statement
that each individual signing such Officers’ Certificate has read such covenant or condition and the definitions herein relating thereto; 
 (b) a brief statement of the nature and scope of the examination or investigation upon which the statements or opinions contained in such Officers’ Certificate are based; 
 (c) a statement that, in the opinion of each individual signing the Officer’s Certificate, he has made such examination or investigation as is
necessary to enable him to express an informed opinion as to whether or not such covenant or condition has been complied with; and 
 (d) a
statement as to whether, in the opinion of each individual signing the Officers’ Certificate, such condition or covenant has been complied with. 
 “Person” means a legal person, including any individual, corporation, estate, partnership, joint venture, association, joint stock company, limited liability company, trust, unincorporated
association, or government or any agency or political subdivision thereof, or any other entity of whatever nature. 
  

 -3- 

 “Responsible Officer” when used with respect to the Guarantee Trustee means any officer
of the Guarantee Trustee assigned by the Guarantee Trustee from time to time to administer its corporate trust matters. 
 “Successor
Guarantee Trustee” means a successor Guarantee Trustee possessing the qualifications to act as Guarantee Trustee under Section 4.1. 
 “Trust Indenture Act” means the Trust Indenture Act of 1939, as amended. 
 ARTICLE II. 
 TRUST INDENTURE ACT 
 Section 2.1. Trust Indenture Act; Application. 
 (a) This Guarantee Agreement is subject to the provisions of the Trust
Indenture Act that are required to be part of this Guarantee Agreement and shall, to the extent applicable, be governed by such provisions. 
 (b) If and to the extent that any provision of this Guarantee Agreement limits, qualifies or conflicts with the duties imposed by Sections 310 to 317, inclusive, of the Trust Indenture Act, such imposed duties shall control. 
 Section 2.2. List of Holders. 
 (a) The Guarantor will furnish or cause to be furnished to the Guarantee Trustee: 
 (i) semi-annually, not more than
15 days after January 15 and July 15 in each year, a list, in such form as the Guarantee Trustee may reasonably require, of the names and addresses of the Holders as of such January 1 and July 1, and 
 (ii) at such other times as the Guarantee Trustee may request in writing, within 30 days after the receipt by the Guarantor of any such
request, a list of similar form and content as of a date not more than 15 days prior to the time such list is furnished, excluding from any such list names and addresses received by the Guarantee Trustee in its capacity as Securities Registrar.

 (b) The Guarantee Trustee shall comply with its obligations under Section 311(a), Section 311(b) and Section 312(b) of the
Trust Indenture Act. 
 Section 2.3. Reports by the Guarantee Trustee. 
 The Guarantee Trustee shall transmit to Holders such reports concerning the Guarantee Trustee and its actions under this Guarantee Agreement as may be
required pursuant to the Trust Indenture Act at the times and in the manner provided pursuant 

  

 -4- 

 
thereto. If required by Section 313(a) of the Trust Indenture Act, the Guarantee Trustee shall, within sixty days after each May 15 following the
date of this Guarantee Agreement deliver to Holders a brief report, dated as of such May 15, which complies with the provisions of such Section 313(a). 
 Section 2.4. Periodic Reports to the Guarantee Trustee. 
 The Guarantor shall provide to the
Guarantee Trustee, the Securities and Exchange Commission and the Holders such documents, reports and information, if any, as required by Section 314 of the Trust Indenture Act and the compliance certificate required by Section 314 of the
Trust Indenture Act, in the form, in the manner and at the times required by Section 314 of the Trust Indenture Act. Delivery of such reports, information and documents to the Guarantee Trustee is for informational purposes only and the
Guarantee Trustee’s receipt of such shall not constitute constructive notice of any information contained therein, including the Guarantor’s compliance with any of its covenants hereunder (as to which the Guarantee Trustee is entitled to
rely exclusively on Officers’ Certificates). 
 Section 2.5. Evidence of Compliance with Conditions Precedent. 

The Guarantor shall provide to the Guarantee Trustee such evidence of compliance with such conditions precedent, if any, provided for in this Guarantee
Agreement that relate to any of the matters set forth in Section 314(c) of the Trust Indenture Act. Any certificate or opinion required to be given by an officer pursuant to Section 314(c)(1) may be given in the form of an Officers’
Certificate. 
 Section 2.6. Events of Default; Waiver. 
 The Holders of a Majority in aggregate Liquidation Amount of the Securities may, by vote, on behalf of the Holders, waive any past Event of Default and
its consequences. Upon such waiver, any such Event of Default shall cease to exist, and any Event of Default arising therefrom shall be deemed to have been cured, for every purpose of this Guarantee Agreement, but no such waiver shall extend to any
subsequent or other default or Event of Default or impair any right consequent therefrom. 
 Section 2.7. Event of Default;
Notice. 
 (a) The Guarantee Trustee shall, within 90 days after the occurrence of an Event of Default, transmit by mail, first class
postage prepaid, to the Holders, notices of all Events of Default actually known to the Guarantee Trustee, unless such defaults have been cured before the giving of such notice, provided, that, except in the case of a default in the payment of a
Guarantee Payment, the Guarantee Trustee shall be protected in withholding such notice if and so long as the Board of Directors, the executive committee or a trust committee of directors and/or Responsible Officers of the Guarantee Trustee in good
faith determines that the withholding of such notice is in the interests of the Holders. 
  

 -5- 

 (b) The Guarantee Trustee shall not be deemed to have knowledge of any Event of Default unless the
Guarantee Trustee shall have received written notice, or a Responsible Officer charged with the administration of this Guarantee Agreement shall have obtained written notice, of such Event of Default. 
 Section 2.8. Conflicting Interests. 
 The Trust Agreement shall be deemed to be specifically described in this Guarantee Agreement for the purposes of clause (i) of the first proviso contained in Section 310(b) of the Trust Indenture Act. 
 ARTICLE III. 
 POWERS, DUTIES AND
RIGHTS OF THE GUARANTEE TRUSTEE 
 Section 3.1. Powers and Duties of the Guarantee Trustee. 
 (a) This Guarantee Agreement shall be held by the Guarantee Trustee for the benefit of the Holders, and the Guarantee Trustee shall not transfer this
Guarantee Agreement to any Person except a Holder exercising his or her rights pursuant to Section 5.4(iv) or to a Successor Guarantee Trustee on acceptance by such Successor Guarantee Trustee of its appointment to act as Successor Guarantee
Trustee. The right, title and interest of the Guarantee Trustee shall automatically vest in any Successor Guarantee Trustee, upon acceptance by such Successor Guarantee Trustee of its appointment hereunder, and such vesting and cessation of title
shall be effective whether or not conveyancing documents have been executed and delivered pursuant to the appointment of such Successor Guarantee Trustee. 
 (b) If an Event of Default has occurred and is continuing, the Guarantee Trustee shall enforce this Guarantee Agreement for the benefit of the Holders. 
 (c) The Guarantee Trustee, before the occurrence of any Event of Default and after the curing of all Events of Default that may have occurred, shall
undertake to perform only such duties as are specifically set forth in this Guarantee Agreement, and no implied covenants shall be read into this Guarantee Agreement against the Guarantee Trustee. In case an Event of Default has occurred (that has
not been cured or waived pursuant to Section 2.6), the Guarantee Trustee shall exercise such of the rights and powers vested in it by this Guarantee Agreement, and use the same degree of care and skill in its exercise thereof, as a prudent
person would exercise or use under the circumstances in the conduct of his or her own affairs. 
 (d) No provision of this Guarantee
Agreement shall be construed to relieve the Guarantee Trustee from liability for its own negligent action, its own negligent failure to act or its own willful misconduct, except that: 
  

 -6- 

 (i) prior to the occurrence of any Event of Default and after the curing or waiving of
all such Events of Default that may have occurred: 
  

	 	(A)	the duties and obligations of the Guarantee Trustee shall be determined solely by the express provisions of this Guarantee Agreement, and the Guarantee Trustee shall not be liable
except for the performance of such duties and obligations as are specifically set forth in this Guarantee Agreement; and 

  

	 	(B)	in the absence of bad faith on the part of the Guarantee Trustee, the Guarantee Trustee may conclusively rely, as to the truth of the statements and the correctness of the opinions
expressed therein, upon any certificates or opinions furnished to the Guarantee Trustee and conforming to the requirements of this Guarantee Agreement; but in the case of any such certificates or opinions that by any provision hereof or of the Trust
Indenture Act are specifically required to be furnished to the Guarantee Trustee, the Guarantee Trustee shall be under a duty to examine the same to determine whether or not they conform to the requirements of this Guarantee Agreement;

 (ii) the Guarantee Trustee shall not be liable for any error of judgment made in good faith by a Responsible
Officer of the Guarantee Trustee, unless it shall be proved that the Guarantee Trustee was negligent in ascertaining the pertinent facts upon which such judgment was made; 
 (iii) the Guarantee Trustee shall not be liable with respect to any action taken or omitted to be taken by it in good faith in accordance
with the direction of the Holders of not less than a Majority in aggregate Liquidation Amount of the Securities relating to the time, method and place of conducting any proceeding for any remedy available to the Guarantee Trustee, or exercising any
trust or power conferred upon the Guarantee Trustee under this Guarantee Agreement; and 
 (iv) no provision of this Guarantee
Agreement shall require the Guarantee Trustee to expend or risk its own funds or otherwise incur personal financial liability in the performance of any of its duties or in the exercise of any of its rights or powers, if the Guarantee Trustee shall
have reasonable grounds for believing that the repayment of such funds or liability is not reasonably assured to it under the terms of this Guarantee Agreement or adequate indemnity against such risk or liability is not reasonably assured to it.

 Section 3.2. Certain Rights of Guarantee Trustee. 
 (a) Subject to the provisions of Section 3.1: 
 (i) The Guarantee Trustee may rely and shall be fully protected in acting or refraining from acting upon any resolution, certificate, statement, instrument, opinion, report, notice, request, direction, consent, order,
bond, debenture, note, other evidence of indebtedness or other paper or document reasonably believed by it to be genuine and to have been signed, sent or presented by the proper party or parties. 
  

 -7- 

 (ii) Any direction or act of the Guarantor contemplated by this Guarantee Agreement shall
be sufficiently evidenced by an Officers’ Certificate unless otherwise prescribed herein. 
 (iii) Whenever, in the
administration of this Guarantee Agreement, the Guarantee Trustee shall deem it desirable that a matter be proved or established before taking, suffering or omitting to take any action hereunder, the Guarantee Trustee (unless other evidence is
herein specifically prescribed) may, in the absence of bad faith on its part, request and rely upon an Officers’ Certificate which, upon receipt of such request from the Guarantee Trustee, shall be promptly delivered by the Guarantor.

 (iv) The Guarantee Trustee may consult with legal counsel of its selection, and the advice or opinion of such legal counsel
with respect to legal matters shall be full and complete authorization and protection in respect of any action taken, suffered or omitted to be taken by it hereunder in good faith and in accordance with such advice or opinion. Such legal counsel may
be legal counsel to the Guarantor or any of its Affiliates and may be one of its employees. The Guarantee Trustee shall have the right at any time to seek instructions concerning the administration of this Guarantee Agreement from any court of
competent jurisdiction. 
 (v) The Guarantee Trustee shall be under no obligation to exercise any of the rights or powers
vested in it by this Guarantee Agreement at the request or direction of any Holder, unless such Holder shall have provided to the Guarantee Trustee such adequate security and indemnity as would satisfy a reasonable person in the position of the
Guarantee Trustee, against the costs, expenses (including attorneys’ fees and expenses) and liabilities that might be incurred by it in complying with such request or direction, including such reasonable advances as may be requested by the
Guarantee Trustee; provided that nothing contained in this Section 3.2(a)(v) shall be taken to relieve the Guarantee Trustee, upon the occurrence of an Event of Default, of its obligation to exercise the rights and powers vested in it by
this Guarantee Agreement. 
 (vi) The Guarantee Trustee shall not be bound to make any investigation into the facts or matters
stated in any resolution, certificate, statement, instrument, opinion, report, notice, request, direction, consent, order, bond, debenture, note, other evidence of indebtedness or other paper or document, but the Guarantee Trustee, in its
discretion, may make such further inquiry or investigation into such facts or matters as it may see fit. 
  

 -8- 

 (vii) The Guarantee Trustee may execute any of the trusts or powers hereunder or perform
any duties hereunder either directly or by or through its agents or attorneys, and the Guarantee Trustee shall not be responsible for any misconduct or negligence on the part of any such agent or attorney appointed with due care by it hereunder.

 (viii) Whenever in the administration of this Guarantee Agreement the Guarantee Trustee shall deem it desirable to receive
written instructions with respect to enforcing any remedy or right or taking any other action hereunder, the Guarantee Trustee (A) may request instructions from the Holders, (B) may refrain from enforcing such remedy or right or taking
such other action until such written instructions are received, and (C) shall be protected in acting in accordance with such written instructions. 
 (ix) The Guarantee Trustee shall not be liable for any action taken, suffered, or omitted to be taken by it in good faith and reasonably believed by it to be authorized or within the discretion or rights or powers
conferred upon it by this Guarantee Agreement. 
 (x) In no event shall the Guarantee Trustee be responsible or liable for
special, indirect, or consequential loss or damage of any kind whatsoever (including, but not limited to, loss of profit) irrespective of whether the Guarantee Trustee has been advised of the likelihood of such loss or damage and regardless of the
form of action. 
 (b) No provision of this Guarantee Agreement shall be deemed to impose any duty or obligation on the Guarantee Trustee to
perform any act or acts or exercise any right, power, duty or obligation conferred or imposed on it in any jurisdiction in which it shall be illegal, or in which the Guarantee Trustee shall be unqualified or incompetent in accordance with applicable
law, to perform any such act or acts or to exercise any such right, power, duty or obligation. No permissive power or authority available to the Guarantee Trustee shall be construed to be a duty to act in accordance with such power and authority.

 Section 3.3. Indemnity. 
 The Guarantor agrees to indemnify the Guarantee Trustee for, and to hold it harmless against, any loss, liability or expense incurred without negligence or bad faith on the part of the Guarantee Trustee, arising out of or in connection with
the acceptance or administration of this Guarantee Agreement, including the costs and expenses of defending itself against any claim or liability in connection with the exercise or performance of any of its powers or duties hereunder. The provisions
of this Section shall survive the termination of this Agreement and the resignation or removal of the Guarantee Trustee. 
  

 -9- 

 ARTICLE IV. 
 GUARANTEE TRUSTEE 
 Section 4.1. Guarantee Trustee: Eligibility. 
 (a) There shall at all times be a Guarantee Trustee which shall: 
 (i) not be an Affiliate of the Guarantor; and 
 (ii) be a Person that is eligible pursuant to the Trust Indenture Act to act as such and have a combined capital and surplus of at least
$50,000,000, and shall be a corporation meeting the requirements of Section 310(a) of the Trust Indenture Act. If such corporation publishes reports of condition at least annually, pursuant to law or to the requirements of the supervising or
examining authority, then, for the purposes of this Section and to the extent permitted by the Trust Indenture Act, the combined capital and surplus of such corporation shall be deemed to be its combined capital and surplus as set forth in its most
recent report of condition so published. 
 (b) If at any time the Guarantee Trustee shall cease to be eligible to so act
under Section 4.1(a), the Guarantee Trustee shall immediately resign in the manner and with the effect set out in Section 4.2(c). 
 (c) If the Guarantee Trustee has or shall acquire any “conflicting interest” within the meaning of Section 310(b) of the Trust Indenture Act, the Guarantee Trustee and Guarantor shall in all respects
comply with the provisions of Section 310(b) of the Trust Indenture Act. 
 Section 4.2. Appointment, Removal and Resignation of
the Guarantee Trustee. 
 (a) Subject to Section 4.2(b), the Guarantee Trustee may be appointed or removed without cause at any time
by the Guarantor. 
 (b) The Guarantee Trustee shall not be removed until a Successor Guarantee Trustee has been appointed and has accepted
such appointment by written instrument executed by such Successor Guarantee Trustee and delivered to the Guarantor. If an instrument of acceptance by a Successor Guarantee Trustee shall not have been delivered to the Guarantee Trustee within 30 days
after such removal, the Guarantee Trustee being removed may petition any court of competent jurisdiction for the appointment of a Successor Guarantee Trustee. 
  

 -10- 

 (c) The Guarantee Trustee appointed hereunder shall hold office until a Successor Guarantee Trustee shall
have been appointed or until its removal or resignation. The Guarantee Trustee may resign from office (without need for prior or subsequent accounting) by an instrument in writing executed by the Guarantee Trustee and delivered to the Guarantor,
which resignation shall not take effect until a Successor Guarantee Trustee has been appointed and has accepted such appointment by instrument in writing executed by such Successor Guarantee Trustee and delivered to the Guarantor and the resigning
Guarantee Trustee. 
 (d) If no Successor Guarantee Trustee shall have been appointed and accepted appointment as provided in this
Section 4.2 within 60 days after delivery to the Guarantor of an instrument of resignation, the resigning Guarantee Trustee may petition, at the expense of the Guarantor, any court of competent jurisdiction for appointment of a Successor
Guarantee Trustee. Such court may thereupon, after prescribing such notice, if any, as it may deem proper, appoint a Successor Guarantee Trustee. 
 ARTICLE V. 
 GUARANTEE 
 Section 5.1. Guarantee. 
 The Guarantor irrevocably and unconditionally agrees to pay in full to
the Holders the Guarantee Payments (without duplication of amounts theretofore paid by or on behalf of the Issuer), as and when due, regardless of any defense, right of set-off or counterclaim which the Issuer may have or assert. The
Guarantor’s obligation to make a Guarantee Payment may be satisfied by direct payment of the required amounts by the Guarantor to the Holders or by causing the Issuer to pay such amounts to the Holders. 
 Section 5.2. Waiver of Notice and Demand. 
 The Guarantor hereby waives notice of acceptance of the Guarantee Agreement and of any liability to which it applies or may apply, presentment, demand for payment, any right to require a proceeding first against the
Guarantee Trustee, Issuer or any other Person before proceeding against the Guarantor, protest, notice of nonpayment, notice of dishonor, notice of redemption and all other notices and demands. 
 Section 5.3. Obligations Not Affected. 
 The obligations, covenants, agreements and duties of the Guarantor under this Guarantee Agreement shall in no way be affected or impaired by reason of the happening from time to time of any of the following: 
 (a) the release or waiver, by operation of law or otherwise, of the performance or observance by the Issuer of any express or implied agreement, covenant,
term or condition relating to the Securities to be performed or observed by the Issuer; 
  

 -11- 

 (b) the extension of time for the payment by the Issuer of all or any portion of the Distributions (other
than an extension of time for payment of Distributions that results from the extension of any interest payment period on the Debentures as provided in the Indenture), Redemption Price, Liquidation Distribution or any other sums payable under the
terms of the Securities or the extension of time for the performance of any other obligation under, arising out of, or in connection with, the Securities; 
 (c) any failure, omission, delay or lack of diligence on the part of the Holders to enforce, assert or exercise any right, privilege, power or remedy conferred on the Holders pursuant to the terms of the Securities,
or any action on the part of the Issuer granting indulgence or extension of any kind; 
 (d) the voluntary or involuntary liquidation,
dissolution, sale of any collateral, receivership, insolvency, bankruptcy, assignment for the benefit of creditors, reorganization, arrangement, composition or readjustment of debt of, or other similar proceedings affecting, the Issuer or any of the
assets of the Issuer; 
 (e) any invalidity of, or defect or deficiency in, the Securities; 
 (f) the settlement or compromise of any obligation guaranteed hereby or hereby incurred; or 
 (g) any other circumstance whatsoever that might otherwise constitute a legal or equitable discharge or defense of a guarantor, it being the intent of
this Section 5.3 that the obligations of the Guarantor hereunder shall be absolute and unconditional under any and all circumstances. 
 There shall be no obligation of the Holders to give notice to, or obtain the consent of, the Guarantor with respect to the happening of any of the foregoing. 
 Section 5.4. Rights of Holders. 
 The Guarantor expressly acknowledges that: (i) this
Guarantee Agreement will be deposited with the Guarantee Trustee to be held for the benefit of the Holders; (ii) the Guarantee Trustee has the right to enforce this Guarantee Agreement on behalf of the Holders; (iii) the Holders of a
Majority in aggregate Liquidation Amount of the Securities have the right to direct the time, method and place of conducting any proceeding for any remedy available to the Guarantee Trustee in respect of this Guarantee Agreement or exercising any
trust or power conferred upon the Guarantee Trustee under this Guarantee Agreement; and (iv) any Holder may institute a legal proceeding directly against the Guarantor to enforce its rights under this Guarantee Agreement, without first
instituting a legal proceeding against the Guarantee Trustee, the Issuer or any other Person. 
  

 -12- 

 Section 5.5. Guarantee of Payment 
 This Guarantee Agreement creates a guarantee of payment and not of collection. This Guarantee Agreement will not be discharged except by payment of the
Guarantee Payments in full (without duplication of amounts theretofore paid by the Issuer) or upon distribution of Debentures to Holders as provided in the Trust Agreement. 
 Section 5.6. Subrogation. 
 The
Guarantor shall be subrogated to all (if any) rights of the Holders against the Issuer in respect of any amounts paid to the Holders by the Guarantor under this Guarantee Agreement and shall have the right to waive payment by the Issuer pursuant to
Section 5.1; provided, however, that the Guarantor shall not (except to the extent required by mandatory provisions of law) be entitled to enforce or exercise any rights which it may acquire by way of subrogation or any indemnity,
reimbursement or other agreement, in all cases as a result of payment under this Guarantee Agreement, if, at the time of any such payment, any amounts are due and unpaid under this Guarantee Agreement. If any amount shall be paid to the Guarantor in
violation of the preceding sentence, the Guarantor agrees to hold such amount in trust for the Holders and to pay over such amount to the Holders. 
 Section 5.7. Independent Obligations. 
 The Guarantor acknowledges that its obligations hereunder are independent of the
obligations of the Issuer with respect to the Securities and that the Guarantor shall be liable as principal and as debtor hereunder to make Guarantee Payments pursuant to the terms of this Guarantee Agreement notwithstanding the occurrence of any
event referred to in subsections (a) through (g), inclusive, of Section 5.3 hereof. 
 ARTICLE VI. 
 SUBORDINATION 
 Section 6.1.
Subordination. 
 The obligations of the Guarantor under this Guarantee Agreement will constitute unsecured obligations of the
Guarantor and will rank subordinate and junior in right of payment to all Senior Debt (as defined in the Indenture with respect to the series of Debentures issued thereunder in respect of the Capital Securities) of the Guarantor, except those made
pari passu or subordinate to such obligations expressly by their terms in the same manner as set forth in Article XIV of the Indenture. 
  

 -13- 

 Section 6.2. Subordination of Common Securities. 
 If a Debenture Event of Default (as defined in the Trust Agreement) has occurred and is continuing, the rights of the Holders of the Common Securities to
receive Guarantee Payments under this Guarantee shall be subordinated to the rights of the Holders of the Capital Securities to receive Guarantee Payments under this Guarantee. 
 ARTICLE VII. 
 TERMINATION 
 Section 7.1. Termination. 
 This
Guarantee Agreement shall terminate and be of no further force and effect upon (i) full payment of the Redemption Price of all Securities, (ii) the distribution of Debentures to the Holders in exchange for all of the Securities or
(iii) full payment of the amounts payable in accordance with the Trust Agreement upon liquidation of the Issuer. Notwithstanding the foregoing, this Guarantee Agreement will continue to be effective or will be reinstated, as the case may be, if
at any time any Holder must restore payment of any sums paid with respect to Securities or this Guarantee Agreement. 
 ARTICLE VIII. 

 MISCELLANEOUS 
 Section 8.1. Successors and Assigns. 
 All guarantees and agreements contained in this Guarantee Agreement shall bind
the successors, assigns, receivers, trustees and representatives of the Guarantor and shall inure to the benefit of the Holders of the Securities then outstanding. Except in connection with a consolidation, merger, conveyance or transfer involving
the Guarantor that is permitted under Article X of the Indenture and pursuant to which the successor or assignee agrees in writing to perform the Guarantor’s obligations hereunder, the Guarantor shall not assign its obligations hereunder.

 Section 8.2. Amendments. 
 Except with respect to any changes which do not adversely affect the rights of the Holders or the Guarantee Trustee in any material respect (in which case no consent of the Holders or the Guarantee Trustee, as the case may be, will be
required), this Guarantee Agreement may only be amended with the prior approval of the Holders of not less than a Majority in aggregate Liquidation Amount of all the outstanding Securities and of the Guarantee Trustee. The provisions of Article VI
of the Trust Agreement concerning meetings of the Holders shall apply to the giving of such approval. 
  

 -14- 

 Section 8.3. Notices. 
 Any notice, request or other communication required or permitted to be given hereunder shall be in writing, duly signed by the party giving such notice,
and delivered, telecopied or mailed by first class mail as follows: 
 (a) if given to the Guarantor, to the address set forth below or such
other address, facsimile number or to the attention of such other Person as the Guarantor may give notice to the Holders: 
 Susquehanna
Bancshares, Inc. 
 26 North Cedar Street 
 Lititz, Pennsylvania 17543 
 Facsimile No.: 717-625-6453 
 Attention: Lisa Cavage 
 (b) if given to the
Issuer, in care of the Guarantee Trustee, at the Issuer’s (and the Guarantee Trustee’s) address set forth below or such other address as the Guarantee Trustee on behalf of the Issuer may give notice to the Holders: 
 Susquehanna Capital [        ] 
 c/o Susquehanna Bancshares, Inc. 
 26 North
Cedar Street 
 Lititz, Pennsylvania 17543 
 Facsimile No.: 717-625-6453 
 Attention: Lisa Cavage 
 with a copy to: 
 The Bank of New York

 101 Barclay Street, Floor 8 West New 
 York, New York 10286 
 Facsimile No.: 212-815-5707 
 Attention: Corporate Trust Administration 
 (c) if given to any Holder, at the address set forth on the
books and records of the Issuer. 
 All notices hereunder shall be deemed to have been given when received in person, telecopied with receipt
confirmed, or mailed by first class mail, postage prepaid, except that if a notice or other document is refused delivery or cannot be delivered because of a changed address of which no notice was given, such notice or other document shall be deemed
to have been delivered on the date of such refusal or inability to deliver. 
  

 -15- 

 Section 8.4. Benefit. 
 This Guarantee Agreement is solely for the benefit of the Holders and is not separately transferable from the Securities. 
 Section 8.5. Interpretation. 
 In
this Guarantee Agreement, unless the context otherwise requires: 
 (a) capitalized terms used in this Guarantee Agreement but not defined in
the preamble hereto have the respective meanings assigned to them in Section 1.1, and capitalized or otherwise defined terms used in this Guarantee Agreement but not otherwise defined herein have the respective meanings assigned to them in the
Trust Agreement as in effect on the date hereof; 
 (b) a term defined anywhere in this Guarantee Agreement has the same meaning throughout;

 (c) all references to “the Guarantee Agreement” or “this Guarantee Agreement” are to this Guarantee Agreement as
modified, supplemented or amended from time to time; 
 (d) all references in this Guarantee Agreement to Articles and Sections are to
Articles and Sections of this Guarantee Agreement unless otherwise specified; 
 (e) a term defined in the Trust Indenture Act has the same
meaning when used in this Guarantee Agreement unless otherwise defined in this Guarantee Agreement or unless the context otherwise requires; 
 (f) a reference to the singular includes the plural and vice versa; and 
 (g) the masculine, feminine or neuter genders used herein
shall include the masculine, feminine and neuter genders. 
 Section 8.6. Governing Law. 
 THIS GUARANTEE AGREEMENT SHALL BE GOVERNED BY AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK. 
 Section 8.7. Counterparts 
 This
instrument may be executed in any number of counterparts, each of which so executed shall be deemed to be an original, but all such counterparts shall together constitute but one and the same instrument. 
  

 -16- 

 Section 8.8. Waiver of Jury Trial. 
 EACH OF THE COMPANY AND THE GUARANTEE TRUSTEE HEREBY IRREVOCABLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY AND ALL RIGHT TO TRIAL BY
JURY IN ANY LEGAL PROCEEDING ARISING OUT OF OR RELATING TO THIS GUARANTEE AGREEMENT OR THE TRANSACTION CONTEMPLATED HEREBY. 
 Section 8.9. Force Majeure. 
 In no event shall the Guarantee Trustee be responsible or liable for any failure or delay
in the performance of its obligations hereunder arising out of or caused by, directly or indirectly, forces beyond its control, including, without limitation, strikes, work stoppages, accidents, acts of war or terrorism, civil or military
disturbances, nuclear or natural catastrophes or acts of God, and interruptions, loss or malfunctions of utilities, communications or computer (software and hardware) services; it being understood that the Guarantee Trustee shall use reasonable
efforts which are consistent with accepted practices in the banking industry to resume performance as soon as practicable under the circumstances. 
  

 -17- 

 This GUARANTEE AGREEMENT is executed as of the day and year first above written. 
  

			
	 SUSQUEHANNA BANCSHARES, INC.

		
	By:	 	  

	Name:	 	
	Title:	 	

  

			
	THE BANK OF NEW YORK, as Guarantee Trustee
		
	By:	 	  

	Name:	 	
	Title:	 	

 CROSS-REFERENCE TABLE* 
  

			
	 Section of
 Trust Indenture
Act
 of 1939, as amended
	 	Section of
Guarantee Agreement
	310(a).	 	4.1(a)
	310(b).	 	4.1(c), 2.8
	310(c).	 	Inapplicable
	311(a).	 	2.2(b)
	311(b).	 	2.2(b)
	311(c).	 	Inapplicable
	312(a).	 	2.2(a)
	312(b).	 	2.2(b)
	313(a).	 	2.3
	313(b).	 	2.3
	313(c).	 	2.3
	313(d).	 	2.3
	314(a).	 	2.4
	314(b).	 	Inapplicable
	314(c).	 	2.5
	314(d).	 	Inapplicable
	314(e).	 	1.1, 2.5, 3.2
	314(f).	 	3.2
	315(a).	 	3.1(d)
	315(b).	 	2.7
	315(c).	 	3.1(c)
	315(d).	 	3.1(d)
	315(e).	 	2.1
	316(a).	 	2.6, 5.4
	316(b).	 	5.3
	316(c).	 	2.1
	317(a).	 	Inapplicable
	317(b).	 	Inapplicable
	318(a).	 	2.1(b)
	318(b).	 	2.1
	318(c).	 	2.1

	*	This Cross-Reference Table does not constitute part of the Guarantee Agreement and shall not affect the interpretation of any of its terms or provisions. 

 

 -i-Employment Agreement between Brian Robertson and DSP, 9/1/07

 Exhibit 10.1 
 August 30, 2007 
 Employment Agreement 
 between 
 DSP Group Switzerland AG 
 Binzstrasse 38 
 8045 Zürich 
 (the
“Company”) 
 and 
 Brian Robertson

 (the “Employee”) 
  

 WHEREAS: 
  

	(A)	DSP Group Inc., 3120 Scott Blvd, Santa Clara, CA 95054, USA (“DSP Group Inc.”) is about to enter into a certain Share and Business Sale Agreement (the
“Sale Agreement”) with NXP B.V., a limited liability company incorporated under the laws of the Netherlands, having its address at High Tech Campus 60, 5656 AG Eindhoven. 

  

	(B)	DSP Group Inc. has agreed under the Sale Agreement to cause the purchase by one of its directly or indirectly wholly-owned affiliates of the entire share capital of the Company as
well as certain businesses conducted by the NXP B.V. group of companies. 

  

	(C)	The Company wishes to employ the Employee upon consummation of the Sale Agreement and the Employee wishes to work for the Company, all based on the terms and conditions of this
Employment Agreement. 

 BASED ON THE FOREGOING, the parties agree as follows: 
 1. FUNCTION AND FIELD OF ACTIVITY 
 The Employee is
employed as Vice President & BL Manager Cordless & Internet Protocol Terminals of the Company (the “Employee’s Function”). If the Employee’s Function is changed or otherwise abrogated within the first
twelve months after the effectiveness of this Employment Agreement, the Employee will be assigned a position that shall directly report to the CEO of DSP Group Inc. 
 The Employee’s field of activity as well as duties and responsibilities are principally the same as his current field of activity as well as duties and responsibilities. 
  

 1 

 The Company has the right to assign other duties and responsibilities to the Employee which are in
accordance with the Employee’s education and knowledge. 
 2. RELEVANCE OF ARTICLES OF INCORPORATION AND REGULATIONS 
 The company’s articles of incorporation and regulations, as amended from time to time, shall become an integral part of this Employment Agreement.

 3. REPORTING 
 The Employee shall
regularly report to the board of directors of the Company as well as the CEO of DSP Group Inc. Important events which might affect the Company or, as the case may be, DSP Group Inc. as a whole shall be reported without delay to the chairman of the
board of directors of the Company as well as the CEO of the DSP Group Inc. 
 4. CONFLICT OF INTERESTS 
 The Employee shall not engage in any activities which might lead to a conflict of interests with respect to his position with the Company and/or DSP Group
Inc. 
 In particular, the Employee shall refrain from operating, working for, or participating in any business which competes with the
Company and/or DSP Group Inc. 
 Investments in companies competing or doing business with the Company and/or DSP Group Inc. are subject to
the prior consent of the CEO of DSP Group Inc. 
 5. EFFECTIVE DATE AND TERM 
 This Employment Agreement shall be subject, as relevant, to the competent authorities issuing the work and residence permits required for the Employee
under Swiss law. 
 The Employee acknowledges and agrees that the effectiveness of this Employment Agreement shall further be subject to the
consummation of the Sale Agreement. Upon the consummation of the Sale Agreement, this Employment Agreement shall become effective as of September 1, 2007. 
 The Employee acknowledges that this Employment Agreement, once having become effective, supersedes all prior employment agreements and, as the case may be, supplemental employment arrangements between the Employee and
any company of the NXP B.V. group of companies and/or DSP Group Inc. Upon effectiveness of this Employment Agreement and upon request of the Company and without any further consideration, the Employee shall execute and deliver such documents
and take such action as the Company may reasonably request in order to document the termination of all prior employment agreements and, as the case may be, supplemental employment arrangements. 
  

 2 

 Irrespective anything set forth to the contrary in this Employment Agreement, the Employee’s
continuous years of service within the NXP B.V. group of companies and, as the case may be, holiday carry-overs are hereby acknowledged by the Company and shall be respected. 
 Upon having become effective as set forth in the preceding paragraphs, this Employment Agreement is concluded for an indefinite term. 
 Upon having become effective and subject to the following sentence, this Employment Agreement may be terminated by either party upon three months’
prior notice, effective as of the end of the month. In case the consummation of the Sale Agreement does not occur within twelve months after the date hereof, this Employment Agreement shall cease to be valid and the parties shall have no rights or
obligations whatsoever under this Employment Agreement. 
 6. WORKING HOURS, PART-TIME ACTIVITIES 
 The Employee shall devote his full working capacity exclusively to the Company. The weekly working time amounts to 41.0 hours (excluding any working
time in advance). 
 The Employee shall not engage in any professional part-time activities, whether remunerated or not, without prior
written consent of the CEO of the DSP Group Inc. 
 Other part-time activities require the written consent of the CEO of DSP Group Inc. if
they involve the use of the Company’s and/or DSP Group Inc.’s infrastructure and/or personnel. 
 7. SALARY 
 The gross salary amounts to CHF 312,531.25 per year, payable in 13 monthly installments. The aforementioned amount includes all compensation for
overtime. 
 The Company shall pay to the Employee a one-time additional payment of 80% of his gross yearly salary as set forth in the
preceding paragraph (the “Additional Payment”). This Additional Payment shall be paid out as follows: 
  

	 	a.	40% of said gross yearly salary (the “First Additional Payment”) at the end of the first year of service; 

  

	 	b.	10 % of said gross yearly salary at the end of every quarter of the second year of service (such 10% payment (as relevant), the “Second, Third, Fourth or Fifth
Additional Payment”). 

 The First Additional Payment shall only become due if the Employee has not terminated this
Employment Agreement during the first year of service under this Employment Agreement or if the Company has not terminated this Employment Agreement during the first year of service under this Employment Agreement for a justified reason for which
the Employee is responsible. 
  

 3 

 The Second, Third, Fourth or Fifth Additional Payment (as relevant) shall only become due if the Employee
has not terminated this Employment Agreement during the first, second, third or forth quarter (as relevant) of the second year of service under this Employment Agreement or if the Company has not terminated this Employment Agreement during the
first, second, third or forth quarter (as relevant) of the second year of service under this Employment Agreement for a justified reason for which the Employee is responsible. 
 The following two examples shall illustrate the above arrangement: 
  

	 	Example 1:	If the Employee terminates this Employment Agreement in the first year of service, he is not entitled to any Additional Payment. 

  

	 	Example 2:	If the Employee terminates this Employment Agreement sometime during the second quarter of the second year of service under this Employment Agreement, the Employee is entitled to
the First Additional Payment and the Second Additional Payment (which both shall have become due as set forth above). In such a case, the Employee is, however, not entitled to any of the Third, Fourth or Fifth Additional Payment.

 8. PERORMANCE BONUS AND ANNUAL BONUS PROGRAM 
 For the first year of service under this Employment Agreement (and for the first year of service only), the Employee may receive a fully discretional performance bonus (the “Performance Bonus”). The
details of the Performance Bonus are to be set forth in a separate agreement to be concluded between the Company and the Employee after this Employment Agreement has become effective. 
 After the first year of service under this Employment Agreement and instead of, as the case may be, the Performance Bonus as set forth in the preceding
paragraph, the Employee shall participate in the Company’s annual bonus program in accordance with the relevant terms and conditions of such program. By signing this Employment Agreement, the Employee confirms to have been orally informed about
the principal terms and conditions of such program. 
 9. STOCK OPTION INCENTIVE PLAN 
 The Company will recommend to DSP Group Inc.’s Board of Directors that they grant to the Employee, and subject to their approval the Employee will
receive, an option to acquire 50,000 shares of DSP Group Inc.’s common stock. The price per share of any approved option shall be the fair market value of the stock at the date of grant. All other details of DSP Group Inc.’s stock option
plan will be explained to the Employee shortly after any stock option is approved. The Employee’s entitlement to any stock options that may be approved is, of course, conditioned upon the Employee’s signing of the Stock Option Agreement
and is subject to its terms and the terms of DSP Group Inc.’s Employee and Consultant Stock Option Plans under which the option(s) are granted. 
  

 4 

 10. EXPENSES AND REPRESENTATION ALLOWANCE 
 The Company shall cover all reasonable expenses (traveling and hotel expenses, expenses for invitations, etc.) which arise in connection with the
Employee’s activities for the Company and/or DSP Group Inc. 
 In addition, the Company shall pay the Employee a blanket representation
allowance of EUR 8,370 per year, payable in 4 quarterly installments at the end of the last month of each quarter. 
 11. COMPANY CAR 

During the term of the employment, the Company shall provide the Employee with a company car which is of similar type and size as the current company
car which the Employee has available (i.e., Audi A6 4x4 3.0 Au. Sed.). Running costs for private trips shall be borne by the Employee. 
 12.
SOCIAL SECURITY CONTRIBUTIONS 
 The Employee and the Company shall each pay half of the contributions for AHV (Old Age and
Survivors’ Insurance), IV (Invalidity Insurance), EO (Loss of Earnings) and ALV (Unemployment Insurance). The Employee’s contributions are deducted by the Company from his gross salary. 
 13. PENSION PLAN 
 The Employee shall participate in
the Company’s pension plan. The contributions and the benefits are determined by the rules and regulations in force at any given time of the relevant pension plan. The Employee’s contributions are deducted by the Company from his gross
salary. 
 14. VACATION 
 The Employee is
entitled to 5 weeks of paid vacation (25 working days) per year. 
 The vacation dates shall be subject to the prior
approval of the CEO of DSP Group Inc. as well as the board of directors of the Company, which shall not unreasonably be withheld. 
 15. CONFIDENTIALITY,
TRADE SECRETS 
 All manufacturing or trade secrets including customer base, technical, organizational and financial information and all
other information directly or indirectly related to the business of the Company and/or DSP Group Inc. or to the business of any customer of the Company and/or DSP Group Inc., which is disclosed to the Employee by the Company and/or DSP Group Inc. or
any of their respective employees, directors, officers or agents and which the Employee gets acquainted with during the term of this Employment Agreement, shall be treated as confidential information. At all times, both during the employment and
after the termination thereof, the Employee shall keep such 

  

 5 

 
information secret and shall refrain from disclosing it or using it in any way for his own benefit or for the benefit of any person other than the Company
and/or DSP Group Inc. 
 16. INTELLECTUAL PROPERTY RIGHTS 
 Inventions, designs, developments and improvements which the Employee makes while performing his employment activity and contractual duties or to which the Employee contributes belong to the Company or, as the case
may be, DSP Group Inc., regardless of their protectability. 
 Inventions and designs which the Employee makes while performing his
employment activity but not during the performance of his contractual duties or to which the Employees contributes are assigned to the Company or, as the case may be, DSP Group Inc. without further formalities. The Employee shall inform the Company
and DSP Group Inc. of such inventions or designs. The Company shall inform the Employee in writing within six months whether it or, as the case may be, DSP Group Inc. wishes to keep the rights to the invention or the design or to release them to the
Employee. In case that the invention or the design is not released to the Employee, the Company shall pay him an appropriate compensation within the meaning of Art. 332 (4) of the Swiss Code of Obligations. 
 The rights to works of authorship (drafts, models, plans, drawings, texts) which the Employee creates while performing his employment activity, whether
during the performance of his contractual duties or not, including the right to uses not yet known at this time, are transferred completely and exclusively to the Company or, as the case may be at the direction of the Company, to DSP Group Inc.

 17. NON-COMPETITION 
 For a period of
one year after the termination of this Employment Agreement, the Employee agrees to refrain within any territory and within the cordless and IP terminals business from directly or indirectly engaging himself as owner, partner or employee of any
business which competes with the Company and/or DSP Group Inc. 
 In addition to requesting the payment of any damages incurred by the
Company and/or DSP Group Inc., the Company shall have the right to request the termination of any of the Employee’s activities which violate this non-competition covenant. 
 18. MISCELLANEOUS 
 Amendments to this Employment Agreement shall only be valid if made in writing.

 Upon prior written notice to the Employee, the Company may assign this Employment Agreement to a directly or indirectly wholly-owned
affiliate of DSP Group Inc., provided that the Employee’s position is not unreasonably impaired compared to the Employee’s position vis-à-vis the Company under this Employment Agreement and further provided that the Company
shall remain jointly and severally liable for the due and punctual performance and observance by such affiliate of its obligations hereunder. 
  

 6 

 19. APPLICABLE LAW 
 This Employment Agreement is subject to Swiss law. 
 20. ANNEXES 
 The agreements and regulations attached to this Employment Agreement, as amended from time to time, form an integral part of this Agreement. 

 

					
	 Date: 3 September 2007
	 		 	Date: 13 September 2007
			
	 The Company:
	 		 	Employee:
			
	 DSP Group Switzerland AG
	 		 	
			
	/s/ Eli Ayalon	 		 	/s/ Brian Robertson
	 Eli Ayalon
 CEO & Chairman of the
Board
	 		 	Brian Robertson

  

 7 

 ANNEXES 
 1.
DSPG – insider trading memo to employees 
 2. Insider Trading Policy 
 3. Proprietary Information and Inventions Agreement 
 4. DSPG Code of Business Conduct 
  

 8

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00131-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00131-of-00352.parquet"}]]