Document:

ex10-4.htm

    Exhibit
10.4

     

    EXTENSION
AGREEMENT

     

    EXTENSION
AGREEMENT dated as of November 12, 2009 by and between Ingalls & Snyder LLC
(the “Holder”) and Advance Nanotech, Inc. (the “Company”).

     

    RECITALS

     

    WHEREAS
the Holder is the holder of Senior Secured Note(s) dated September 18, 2009 (as
heretofore amended, the “Note”) in the principal amount of $1,000,000 and with a
maturity date of October 15, 2009;

     

    WHEREAS
the Company desires to have the maturity date of the Note extended to December
31, 2009 and the Holder is willing to extend the maturity date and waive any
defaults arising from the Company’s failure to pay the Note on October 15,
2009.

     

    NOW,
THEREFORE, in consideration of the mutual representations, warranties,
covenants, agreements, terms and conditions contained herein and for other good
and valuable consideration, the receipt and adequacy of which are hereby
acknowledged, and intending to be legally bound, the parties hereby agree as
follows:

     

    1.           The
“Maturity Date,” as such term is used in the Note, is hereby amended so that it
will be deemed to mean December 31, 2009 wherever it appears in the
Note.

     

    2.           The
Holder hereby waives any events of default arising from the failure of the
Company to pay principal and accrued interest on the Note on or after October
15, 2009.

     

    3.           Except
as expressly set forth herein, the Note shall remain in full force and effect,
without modification, alteration or amendment.

     

    IN
WITNESS WHEREOF, the Holder and the Company have executed and delivered this
Extension Agreement as of the date first above written.

     

     

    
      
        
          
            
              	Date:
      November 12, 2009	Ingalls
      & Snyder LLC	 
	 	 	 
	 	By:	/s/
      Thomas O. Boucher	 
	 	 	Thomas
      O. Boucher	 
	 	 	Manager	 
	 	 	 	 
	 	ADVANCE
      NANOTECH, INC.	 
	 	 	 	 
	
                       

                    	
                      By:
      

                    	/s/ Bret
      Bader	 
	 	 	Bret
      Bader	 
	 	 	Chief
      Executive Officerex10-5.htm

    Exhibit
10.5

     

    EXTENSION
AGREEMENT

     

    EXTENSION
AGREEMENT dated as of November 12, 2009 by and between Kevin McGrath (the
“Holder”) and Advance Nanotech, Inc. (the “Company”).

     

    RECITALS

     

    WHEREAS
the Holder is the holder of Senior Secured Note(s) dated April 15, 2009 (as
heretofore amended, the “Note”) in the principal amount of $300,000 and with a
maturity date of October 15, 2009;

     

    WHEREAS
the Company desires to have the maturity date of the Note extended to December
31, 2009 and the Holder is willing to extend the maturity date and waive any
defaults arising from the Company’s failure to pay the Note on October 15,
2009.

     

    NOW,
THEREFORE, in consideration of the mutual representations, warranties,
covenants, agreements, terms and conditions contained herein and for other good
and valuable consideration, the receipt and adequacy of which are hereby
acknowledged, and intending to be legally bound, the parties hereby agree as
follows:

     

    1.           The
“Maturity Date,” as such term is used in the Note, is hereby amended so that it
will be deemed to mean December 31, 2009 wherever it appears in the
Note.

     

    2.           The
Holder hereby waives any events of default arising from the failure of the
Company to pay principal and accrued interest on the Note on or after October
15, 2009.

     

    3.           Except
as expressly set forth herein, the Note shall remain in full force and effect,
without modification, alteration or amendment.

     

    IN
WITNESS WHEREOF, the Holder and the Company have executed and delivered this
Extension Agreement as of the date first above written.

     

     

    
      
        
          
            
              
                
                  
                    
                      
                        
                          
                            
                              
                                	Date:
      November 12, 2009	 	 	 
	 	By: 	/s/
      Kevin McGrath	 
	 	 	Kevin
      McGrath	 
	 	 	 	 
	 	ADVANCE
      NANOTECH, INC.	 
	 	 	 	 
	
                                         

                                      	
                                        By:
      

                                      	/s/ Bret
      Bader	 
	 	 	Bret
      Bader	 
	 	 	Chief
      Executive OfficerThird Amendment - Sienna Bay

Exhibit 10.88

 

THIRD AMENDMENT TO PURCHASE AND SALE CONTRACT FOR SIENNA
BAY

 

           
This Third Amendment to Purchase and Sale Contract (this
“Amendment”) is made as of November 12, 2009 between CCIP/3 SANDPIPER,
LLC, a Delaware limited liability company ("Seller") and DT GROUP
DEVELOPMENT, INC., a California Corporation (“Purchaser”).

W I T N E S S E T H:

           
WHEREAS, Seller and Purchaser entered into that certain Purchase and Sale
Contract, dated as of August 14, 2009, as amended by that certain First
Amendment to Purchase and Sale Contract for Sienna Bay dated as of October 8,
2009 and that certain Second Amendment to Purchase and Sale Contract for Sienna
Bay dated as of November 10, 2009, with respect to the sale of certain property
described therein (the “Contract”); and

           
WHEREAS, Seller and Purchaser desire to amend certain provisions of the
Contract as hereinafter set forth.

           
NOW, THEREFORE, in consideration of the mutual covenants herein
contained, the sum of $10.00 and other good and valuable consideration, the
mutual receipt and legal sufficiency of which are hereby acknowledged, the
parties hereby agree as follows:

1.     
Capitalized Terms.     Capitalized terms used
in this Amendment shall have the meanings given to them in the Contract, except
as expressly otherwise defined herein.

2.     
Adjournment of Closing Date. Seller and Purchaser hereby agree
that the Closing Date is adjourned to December 14, 2009.

3.     
Additional Deposits.  (a)    The definition of
“Non-refundable Deposit” set forth on Schedule 1 of the Contract is
hereby modified to mean “a portion of the Deposit equal to $392,000”.

                       
(b)  Paragraph 5 of the First Amendment to Purchase and Sale Contract for
Sienna Bay is hereby deleted.  The parties have agreed as follows: on or
prior to November 20, 2009 Purchaser shall deliver to the Escrow Agent an
additional deposit of $250,000 (the “Adjournment Deposit”).  The
Adjournment Deposit shall be added to and become part of the Non-refundable
Deposit upon the Lender’s approval of the Loan Assumption and Release (i.e.,
upon the Lender’s approval of the Loan Assumption and Release, the
Non-refundable Deposit shall equal $642,000).  

4.     
Miscellaneous.          
This Amendment (a)  supersedes all prior oral or written communications
and agreement between or among the parties with respect to the subject matter
hereof, and (b) may be executed in counterparts, each of which shall be
deemed an original and all of which, when taken together, shall constitute a
single instrument and may be delivered by facsimile transmission, and any such
facsimile transmitted Amendment shall have the same force and effect, and be as binding, as if original signatures had
been delivered.  As modified hereby, all the terms of the Contract are
hereby ratified and confirmed and shall continue in full force and
effect.

           
IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of
the date and year hereinabove written.

 

Seller:

 

CCIP/3
SANDPIPER, LLC, a Delaware limited liability company

 

By:
   CONSOLIDATED CAPITAL INSTITUTIONAL PROPERTIES/3, LP, a Delaware
limited partnership, its member

 

By:   
CONCAP EQUITIES, INC., a Delaware corporation, its general partner 

 

 

By: 
/s/Trent A. Johnson

Name: 
Trent A. Johnson

Title: 
Vice President

 

Purchaser:

DT
GROUP DEVELOPMENT, INC, a California
corporation

 

By: 
/s/Dan Markel
Name:  Dan Markel
Title:  President &
CEOexhibit20091112a.htm

Exhibit 10.1

 

SUPPLEMENTAL INDENTURE No. 7

dated as of November 17, 2009

by and between

CENTURY ALUMINUM COMPANY,

as Issuer

THE GUARANTORS A PARTY HERETO,

as Guarantors

and

WILMINGTON TRUST COMPANY,

as Trustee

1.75% CONVERTIBLE SENIOR NOTES DUE AUGUST 1, 2024

  

  

  

THIS SUPPLEMENTAL INDENTURE No. 7 (this “Supplemental Indenture”), entered into as of November 17, 2009, by and between Century Aluminum Company, a corporation duly organized under the laws of the State of Delaware (the “Company”),
the guarantors party hereto and Wilmington Trust Company, as trustee (the “Trustee”).

 

RECITALS

 

WHEREAS, the Company and the Trustee entered into the Indenture, dated as of August 9, 2004, as amended by Supplemental Indenture No. 1, dated as of October 26, 2004, between the Company and the Trustee, Supplemental Indenture No. 2, dated as of October 26, 2004, among the Company, the guarantors party thereto and the Trustee, Supplemental
Indenture No. 3, dated as of July 27, 2005, among the Company, Century Aluminum of Kentucky LLC and the Trustee, Supplemental Indenture No. 4, dated as of December 29, 2005, among the Company, NSA General Partnership and the Trustee, Supplemental Indenture No. 5, dated as of December 21, 2006, among the Company, Century California, LLC and the Trustee and Supplemental Indenture No. 6, dated as of April 20, 2007, among the Company, Century Aluminum Development LLC and the Trustee (as so amended, the “Original
Indenture,” and as amended and supplemented by this Supplemental Indenture, hereinafter called the “Indenture”), relating to the Company’s 1.75% Convertible Senior Notes due August 1, 2024 (the “Securities”);

 

WHEREAS, the Company desires to amend the Original Indenture to modify certain events of default in the Original Indenture relating to its and its restricted subsidiaries’ bankruptcy or insolvency to exclude certain bankruptcies and insolvencies as set forth herein (the “Amendments”);

 

WHEREAS, the Company launched a consent solicitation to amend the terms of the Original Indenture pursuant to a Consent Solicitation Statement dated as of October 28, 2009 and received the requisite consents to enter into the Amendments;

 

WHEREAS, Section 11.02 of the Original Indenture provides that the Company and the Trustee may amend or supplement the Original Indenture or the Securities with the written consent of the Holders of at least a majority in aggregate principal amount of the Securities then outstanding;

 

WHEREAS, an Officers’ Certificate has been delivered to the Trustee under Sections 11.06 and 12.04(a)(1) of the Original Indenture;

 

WHEREAS, an Opinion of Counsel has been delivered to the Trustee under Section 12.04(a)(2) of the Original Indenture; and

 

WHEREAS, pursuant to Sections 11.02 and 11.06 of the Original Indenture, the Trustee and the Company are authorized to execute and deliver this Supplemental Indenture;

 

 

 

 

 

AGREEMENT

 

NOW, THEREFORE, in consideration of the premises and mutual covenants herein contained and intending to be legally bound, the parties to this Supplemental Indenture, hereby agree as follows:

 

	
1.
	
Definitions.  Capitalized terms used herein and not otherwise defined herein are used as defined in the Indenture.

 

	
2.
	
Amendments.  The Original Indenture be, and hereby is, amended as follows:

 

	
2.1
	
Section 1.01 of the Original Indenture is hereby amended to add the following definition in its proper alphabetical location:

 

	  	
““LEGACY DOMESTIC SUBSIDIARY” means any of the Company’s subsidiaries formed under the laws of, or 50% or more of the assets of which are located in, the United States of America or any jurisdiction thereof and in existence on December 2, 2009, so long as such subsidiary does not directly or indirectly own equity
interests in, or is the obligee under debt incurred by, any of the Company’s subsidiaries formed under the laws of any jurisdiction other than the United States of America or any jurisdiction thereof (including any territory or possession).”

 

	
2.2
	
The definition of “SIGNIFICANT SUBSIDIARY” in Section 1.01 of the Original Indenture is hereby amended and restated as follows:

 

	  	
““SIGNIFICANT SUBSIDIARY” means, as of any date of determination, a Subsidiary of the Company, other than any Legacy Domestic Subsidiary, that would constitute a “significant subsidiary” as such term is defined under Rule 1-02 (w) of Regulation S-X of the Commission as in effect on the date of this Indenture or
any group of two or more Subsidiaries (other than any group of two or more Legacy Domestic Subsidiaries) that, taken as a whole, would constitute a Significant Subsidiary if they were a single Person.”

 

	
3.
	
Amendments, Supplements and Waivers.  The provisions of this Supplemental Indenture may not be amended, supplemented, or waived except by the execution of a Supplemental Indenture executed by the Company and the Trustee.  Any such amendment shall comply with
Article 11 of the Indenture.

 

	
4.
	
Ratification of Original Indenture; Supplemental Indenture Part of Original Indenture.  Except as expressly amended hereby, the Original Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force
and effect.  In the event of a conflict between the terms and conditions of the Original Indenture and the terms and conditions of this Supplemental Indenture, then the terms and conditions of this Supplemental Indenture shall prevail.  This Supplemental Indenture shall form a part of the Original Indenture for all purposes, and every holder of Securities heretofore or hereafter authenticated and delivered shall be bound hereby.

 

	
5.
	
Trust Indenture Acts Controls.  If any provision of this Supplemental Indenture limits, qualifies or conflicts with the duties imposed by any of Sections 310 to 317, inclusive, of the Trust Indenture Act of 1939, as amended (“TIA”),
through operation of Section 318(c) thereof, such imposed duties shall control.

 

	
6.
	
Notices.  Any demand, authorization notice, request, consent or communication to any of the parties shall be made as set forth in Section 12.02 of the Indenture.

 

	
7.
	
Governing Law.  THIS SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK.

 

	
8.
	
Successors.  All agreements of the Company in this Supplemental Indenture shall bind its successor.  All agreements of the Trustee in this Supplemental Indenture shall bind its successor.

 

	
9.
	
Multiple Counterparts.  The parties may sign multiple counterparts of this Supplemental Indenture.  Each signed counterpart shall be deemed an original, but all of them together represent the same agreement.

 

	
10.
	
Separability.  In case any provision in this Supplemental Indenture shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby.

 

	
11.
	
Headings.  The headings of the Sections of this Supplemental Indenture have been inserted for convenience only, are not to be considered a part hereof, and shall in no way modify or restrict any of the terms or provisions hereof.

 

	
12.
	
Trustee’s Disclaimer.  The Trustee makes no representation as to the validity or adequacy of this Supplemental Indenture, including without limitation in respect of the recitals contained herein.

[Signature page follows]

 

  

  

  

IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed as of the date first above written.

 

	 	
CENTURY ALUMINUM COMPANY, as Issuer

	
By:
	  /s/ Robert R. Nielsen
	  	
Name:
	
Robert R. Nielsen

	  	
Title:
	
Executive Vice President and Corporate Secretary

 

	 	
BERKELEY ALUMINUM, INC., as Guarantor

	
By:
	  /s/ Michelle Lair
	  	
Name:
	
Michelle Lair

	  	
Title:
	
Vice President

 

	 	
CENTURY ALUMINUM HOLDINGS, INC., as Guarantor

	
By:
	  /s/ Michelle Lair
	  	
Name:
	
Michelle Lair

	  	
Title:
	
Vice President

 

	 	
CENTURY ALUMINUM OF WEST VIRGINIA, INC., as Guarantor

	
By:
	  /s/ Michelle Lair
	  	
Name:
	
Michelle Lair

	  	
Title:
	
Vice President

 

	 	
CENTURY KENTUCKY, INC., as Guarantor

	
By:
	  /s/ Michelle Lair
	  	
Name:
	
Michelle Lair

	  	
Title:
	
Vice President

 

  

  

  

 

	 	
CENTURY LOUISIANA, INC., as Guarantor

	
By:
	  /s/ Michelle Lair
	  	
Name:
	
Michelle Lair

	  	
Title:
	
Vice President

 

	 	
HANCOCK ALUMINUM LLC, as Guarantor

	
By:
	  /s/ Michelle Lair
	  	
Name:
	
Michelle Lair

	  	
Title:
	
Vice President

 

	 	
METALSCO, LLC, as Guarantor

	
By:
	  /s/ Michelle Lair
	  	
Name:
	
Michelle Lair

	  	
Title:
	
Vice President

 

	 	
SKYLINER, LLC, as Guarantor

	
By:
	  /s/ Michelle Lair
	  	
Name:
	
Michelle Lair

	  	
Title:
	
Vice President

 

	 	
CENTURY ALUMINUM OF KENTUCKY LLC, as Guarantor

	
By:
	  /s/ Michelle Lair
	  	
Name:
	
Michelle Lair

	  	
Title:
	
Vice President

 

  

  

  

 

 

	 	
NSA GENERAL PARTNERSHIP, as Guarantor

	 	By:  Skyliner, LLC General Partner
	
By:
	  /s/ Michelle Lair
	  	
Name:
	
Michelle Lair

	  	
Title:
	
Vice President

 

	 	
CENTURY CALIFORNIA, LLC, as Guarantor

	
By:
	  /s/ Michelle Lair
	  	
Name:
	
Michelle Lair

	  	
Title:
	
Vice President

 

	 	
CENTURY ALUMINUM DEVELOPMENT LLC, as Guarantor

	
By:
	  /s/ Michelle Lair
	  	
Name:
	
Michelle Lair

	  	
Title:
	
Vice President

 

	 	
CENTURY ALUMINUM OF KENTUCKY GENERAL PARTNERSHIP, as Guarantor

	 	 By:  Skyliner, LLC General Partner
	
By:
	  /s/ Steve Schneider
	  	
Name:
	
Steve Schneider

	  	
Title:
	
Vice President

	 	
VIRGIN ISLANDS ALUMINA CORPORATION LLC, as Guarantor

	
By:
	  /s/ William J. Leatherberry
	  	
Name:
	
William J. Leatherberry

	  	
Title:
	
Attoreny-in-Fact

  

  

  

	 	
WILMINGTON TRUST COMPANY, as Trustee

	
By:
	  /s/ Lori L. Donahue
	  	
Name:
	  Lori L. Donahue
	  	
Title:
	  Assistant Vice President

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