Document:

EX-10.01

 EXHIBIT 10.01 

*Confidential Treatment has been requested for 
 the marked portions of this exhibit pursuant 
 to Rule 24b-2 of the
Securities Act of 1934, as amended 
 LICENSE AGREEMENT 

This LICENSE AGREEMENT (this “Agreement”) dated as of March 31, 2012 (the “Effective Date”) is
entered into by and between Atari, Inc., a Delaware corporation (“Atari”), and Glu Mobile Inc., a Delaware corporation (“Glu”). Atari and Glu are at times referred to herein individually as a
“party” and collectively as the “parties”. 
 WHEREAS, Atari owns or controls certain rights,
title and interests in and to the Game Product (as defined below); 
 WHEREAS, Atari licensed to Glu certain rights, title and
interests in and to the Game Product pursuant to the Prior Agreement (as defined below); 
 WHEREAS, Atari desires to license to
Glu all of the Licensed Property (as defined below) and Glu desires to accept the license of such Licensed Property pursuant to the terms and conditions set forth herein; and 
 WHEREAS, the parties are entering into that certain Trademark Assignment Agreement (as defined below), pursuant to which Glu is purchasing from Atari the Trademark and the Domains (each as defined below)
and Glu is licensing to Atari during the Reserved Period (as defined below) the Trademark and Domains. 
 NOW, THEREFORE, for
good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereby agree as follows: 
 1.
Defined Terms. 
 1.1. “Acquirer” shall have the meaning set forth in Paragraph 26. 

1.2. “Acquisition Event” shall have the meaning set forth in Paragraph 26. 

1.3. “Affiliate” shall mean, as to a person or entity, any other person or entity that, directly or indirectly,
controls, is controlled by or is under common control with such person or entity. 
 1.4. “Artwork” shall have
the meaning set forth in Paragraph 9. 
 1.5. “Atari Gross Sales” shall have the meaning set forth in
Paragraph 4.2(C). 
 1.6. “Atari Net Sales” shall have the meaning set forth in Paragraph
4.2(C). 
 1.7. “Atari Platforms” means and is limited to the following platforms: (A) desktop or
laptop computers; (B) desktop or laptop internet, including without exception, online portals, in browser and out of browser; for example, Facebook and MySpace; and (C) desktop or laptop massively multiplayer online gaming format. For
the avoidance of doubt, Atari Platforms shall not include any distribution through or operability for handheld devices (such as Sony PlayStation Portable (PSP) or Nintendo DS), mobile phones, mobile devices commonly known as tablets, iOS, Android,
Windows Phone 8, 
  

	*	Confidential treatment has been requested with respect to the information statement contained within the “[*]” marking. The marked portions have been omitted
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the Mac App Store, all websites for mobile devices, web browsers for any mobile device (including, but not limited, to tablets), smart TVs (such as Apple TV and Google TV), Google Chrome, Safari
or any other platforms or devices in existence as of the Effective Date or thereafter developed or invented. 
 1.8.
“Atari Products” means and is limited to the entertainment software applications in existence as of the Effective Date based on the Game Product for use solely on Atari Platforms, as listed on Exhibit A, and any new features,
modifications, extensions, updates or improvements thereto created by or for Atari, but, in all events, expressly excluding any application(s) or product(s) created by or on behalf of Glu under the terms of the Prior Agreement or any Game Product
Derivatives created by or on behalf of Glu whether created pursuant to the Prior Agreement or pursuant to this Agreement. 

1.9. “Audit Deficiency” shall have the meaning set forth in Paragraph 5.2. 

1.10. “BlueBay Side Letter” shall mean that certain letter dated March 30, 2012 to Atari from BlueBay Asset
Management Ltd., acting as Agent for the BlueBay Value Recovery Master Fund Limited, concerning this Agreement and the Trademark Assignment Agreement. 
 1.11. “Domains” is defined in the Trademark Assignment Agreement. 

1.12. “Game Product” means the interactive entertainment product franchise, application and game known as “Deer
Hunter” including any Game Product Derivatives. 
 1.13. “Game Product Derivatives” means any updates,
improvements, sequels, prequels ports, add-ons, downloadable content, virtual goods and expansion packs or other derivative works based on the Game Product. 
 1.14. “Glu Gross Sales” shall have the meaning set forth in Paragraph 4.2.C. 
 1.15. “Glu Net Sales” shall have the meaning set forth in Paragraph 4.2.C. 
 1.16. “Glu Original and Derivative Artwork” shall have the meaning set forth in Paragraph 9. 
 1.17. “Glu Products” means (A) any Game Product, Game Product Derivatives or other product created by or on behalf of Glu based on Game Product under the Prior Agreement, including
without limitation, all source and object code created by or on behalf of Glu, and (B) any entertainment software application, game or product created by or on behalf of Glu after the Effective Date based on or derived from the Licensed
Property or any portion thereof, in any form or format, and for any media, platform, environment or device of any kind, whether in existence as of the Effective Date or thereafter developed or invented (including without limitation, all source and
object code). Glu Products also includes any collateral or promotional products and items (e.g., T-shirts, hats, shoes, apparel, clothing accessories, sports equipment, pens) created by or on behalf of Glu under the Prior Agreement as well as after
the Effective Date based on or derived from the Licensed Property or any portion thereof. 
 1.18. “Intellectual
Property Rights” means any and all: (A) patents (including invention disclosures and patent applications); (B) copyrights (registered or unregistered), together with all 
  

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from this filing and filed separately with the Securities and Exchange Commission. 

  
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authors’ rights, moral rights, patrimonial rights and rights of attribution and integrity; (C) music performance rights or literary or dramatic rights; (D) trade secrets, knowledge
and know-how, and other confidential or proprietary information; and (E) all other intellectual and industrial property rights of every kind and nature and however designated whether arising by operation of law, contract, license or otherwise,
in each case in existence as of the Effective Date or thereafter. 
 1.19. “License Fee” means $4.0 million
(United States Dollars) in cash. 
 1.20. “Licensed Property” means all content, software and technology
elements created by or for Atari or any of its Affiliates that are part of, contained within or that comprise the Game Product, now or hereafter owned, acquired, licensed or controlled by Atari or any of its Affiliates, including, without
limitation: (A) all artwork, titles and title treatment, sound effects, special effects, photographs, pictures, video footage, visual representations, designs, graphics, symbols, dialogue, music, voice, place names, character names and
likenesses, costumes, scenery, storyline and plot elements, software code; and (B) any other elements of the Game Product or other materials related to the Game Product now or hereafter owned, acquired, licensed or controlled by Atari or any of
its Affiliates. For the avoidance of doubt, Licensed Property excludes the Domains and the Trademark. 
 1.21.
“Person” means any natural person, corporation, partnership, joint venture, association, trust or unincorporated organization or any other judicial entity, or a nation, state, government entity or any agency or political subdivision
thereof. 
 1.22. “Prior Agreement” means the License Agreement, by and between Atari and Glu, dated as of
April 20, 2006, as amended July 15, 2008. 
 1.23. “Reserved Period” means the period commencing on
the Effective Date and ending on September 30, 2015, unless terminated earlier as provided herein. 
 1.24.
“Royalties” means (A) as to Atari, the Glu Net Sales payable to the Atari under Paragraph 4.2 below, and (B) as to Glu, the Atari Net Sales payable to the Glu under Paragraph 4.2 below. 

1.25. “Term” shall have the meaning set forth in Paragraph 11.1. 

1.26. “Territory” means worldwide. 
 1.27. “Trademark Assignment Agreement” means that certain Trademark and Domain Name Assignment and License Agreement between the parties, dated of even date herewith. 

1.28. “Trademark” is defined in the Trademark Assignment Agreement. 

2. Rules of Construction. Unless the context otherwise clearly requires: (A) whenever the context may require, any pronoun shall include the
corresponding masculine, feminine and neuter forms; (B) the singular includes the plural and the plural includes the singular; (C) “or” is not exclusive; (D) the words “include,” “includes” and
“including” shall be deemed to be followed by the phrase “without limitation”; (E) the word “will” shall be construed to have the same meaning and effect as the word “shall”; (F) any definition of or
reference to any agreement, instrument or other document herein shall 
  

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be construed as referring to such agreement, instrument or other document as from time to time amended, supplemented or otherwise modified (subject to any restrictions on such amendments,
supplements or modification set forth herein); (G) any reference to any law herein shall be construed as referring to such law as from time to time amended; (H) any reference herein to any Person, or to any Person in a specified capacity,
shall be construed to include such Person’s successors and assigns or such Person’s successors in such capacity, as the case may be; and (I) the words “herein,” “hereunder” and other words of similar import refer
to this Agreement as a whole and not to any particular Paragraph, clause or other subdivision. 
 3. License, Atari’s Reserved Rights
and Covenant Not to Compete. 
 3.1. Grant of Rights. Subject to the terms and conditions of this Agreement, Atari
hereby grants to Glu and its Affiliates, and Glu hereby accepts on behalf of itself and its Affiliates, an exclusive (except as set forth in Paragraph 3.3 below), irrevocable, sublicensable (through multiple tiers) and transferable license
(subject to Paragraph 26 below) during the Term throughout the Territory, under and to all Intellectual Property Rights now or hereafter owned, acquired or controlled by Atari or any of its Affiliates, to make, use, reproduce, modify, edit,
prepare derivative works based upon, distribute, sell, rent, lease, perform and display publicly, transmit and otherwise use and exploit the Licensed Property in connection with, and as part of the design, development testing, manufacturing,
advertising, marketing, promotion, distribution, publication, licensing, sale and other exploitation of the Glu Products, and, after the expiration of the Reserved Period, the Atari Products. 

3.2. Limitation of Rights. Glu shall not make use of any of the Licensed Property (or any portion thereof) except in compliance
with the provisions of this Agreement or as may be otherwise expressly authorized in writing by Atari. 
 3.3. Atari’s
Reserved Rights. Notwithstanding the license set forth in Paragraph 3.1, Atari reserves the right to reproduce, market, sell, distribute and otherwise exploit the Atari Products on the Atari Platforms throughout the Territory, such
license to be (i) exclusive during the initial eighteen (18) months of the Reserved Period, and (ii) non-exclusive for the remainder of the Reserved Period. Atari acknowledges and agrees that nothing in this Agreement should be deemed
to grant to Atari any license or rights in or to the Trademark. Atari further acknowledges and agrees that upon the expiration of the Reserved Period or termination of this Agreement by Glu in accordance with Paragraph 11.2, whichever is
earlier, (A) the rights reserved by Atari pursuant to this Paragraph 3.3 will automatically terminate and (B) in such event, Atari will cease exercising such rights, except to the extent and for so long as provided in Paragraph
13.3. Without limiting the generality of the foregoing, Atari acknowledges and agrees upon expiration of the Reserved Period, Atari acknowledges and agrees that it will not have any right or license to use the Licensed Property or any derivative
thereof for the remainder of the Term. 
 3.4. Governmental Regulation Modifications. Atari agrees that in the event the
modifications and/or additions to an Atari Product and/or other derivative work created by or on behalf of Atari based upon the Licensed Property are required pursuant to a governmental regulation, Atari shall use commercially reasonable efforts to
implement such changes, at Atari’s cost and expense, within the time frame required by such regulation; and if so required by any governmental entity, Atari shall include, at Atari’s cost and expense, the required consumer advisory rating
code(s) on any and all marketing and advertising materials used in connection therewith. Information pertaining to specific end users of the Atari Products and/or other derivative works created by or on behalf of Atari 

 

	*	Confidential treatment has been requested with respect to the information statement contained within the “[*]” marking. The marked portions have been omitted
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based upon the Licensed Property will be protected by Atari according to a privacy statement and guidelines for the protection of user privacy as amended from time to time by Atari and in
compliance with all applicable foreign, federal, state, and local laws and regulations. 
 3.5. Covenant Not to Compete.

 A. Atari agrees that during the Reserved Period neither it nor any of its Affiliates will directly or indirectly develop or
have developed or assist any third party to develop any application, game, including entertainment software product, or other product for any other medium (and of the foregoing, an “Application”) that is based primarily on the hunting of
animals previously hunted, using any weapon previously used, in any of the following Glu Products produced under the Prior Agreement, for any media, platform or device, in existence as of the Effective Date or thereafter developed or invented: Deer
Hunter 3D, Deer Hunter Challenge, Deer Hunter: African Safari and Deer Hunter Reloaded (the foregoing, the “Restrictive Covenant”). 
 B. Notwithstanding the foregoing provisions of Paragraph 3.5.A, if Glu grants its consent under Paragraph 26 to Atari’s assignment of this Agreement in the event of an Acquisition Event, then:

 1. the Restrictive Covenant will not apply to any Application that the Acquirer developed prior
to the consummation of an Acquisition Event, the development of which would be deemed to violate the Restrictive Covenant if Atari or any of its Affiliates had directly or indirectly developed or had developed or assisted any third party to develop
such Application; provided that Acquirer developed such Application without any involvement of or participation by Atari or any of its Affiliates (or any of their respective employees) and in a manner that would not otherwise be deemed to
violate the Restrictive Covenant; and 
 2. the Restrictive Covenant will not apply to any Application that the Acquirer
develops after the consummation of the Acquisition Event, the development of which would be deemed to violate the Restrictive Covenant if Atari or any of its Affiliates had directly or indirectly developed or had developed or assisted
any third party to develop such Application; provided that; 
 i. If, following the consummation of an Acquisition Event
and thereafter during the Reserved Period, Atari continues to operate as an independent legal entity (e.g., the Acquisition Event is structured as a stock sale or reverse triangular merger), and Acquirer develops such Application without any
involvement of or participation by Atari or any of its Affiliates (or any individual who was an employee of Atari or any of its Affiliates prior to the consummation of the Acquisition Event) and in a manner that would not otherwise be deemed to
violate the Restrictive Covenant; and 
 ii. If, following the consummation of an Acquisition Event or thereafter during the
Reserved Period, Atari no longer continues to operate as an independent legal entity (e.g., the Acquisition Event is structured as a forward merger or Atari is consolidated or reorganized into Acquirer) and Acquirer develops such Application without
any involvement of or participation by Atari or any of its Affiliates (or any individual who was an employee of Atari or any of its Affiliates prior to the consummation of the Acquisition Event) and in a manner that would not otherwise be deemed to
violate the Restrictive Covenant. Acquirer will bear the burden of proof as to its compliance with the terms of this sub-paragraph 3.5(b)(2). 
  

	*	Confidential treatment has been requested with respect to the information statement contained within the “[*]” marking. The marked portions have been omitted
from this filing and filed separately with the Securities and Exchange Commission. 

  
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 4. Consideration. 
 4.1. License Fee. As consideration for the license set forth in Paragraph 3.1, Glu shall pay the License Fee (which shall be non-refundable and which payment shall be made without deduction
of any withholding taxes or other amounts of any kind) by wire transfer on the first business day after the Effective Date to the following account of the Atari: 
 Atari Inc. (aka Infogrames) 
 [*] 

4.2. Royalties. 
 A. Payable to Atari / Glu Products and Exploitation of Licensed Property. [*] percent ([*]%) of Glu Net Sales (as defined below). All Royalties payable to Atari hereto shall be applied against five
million dollars ($5,000,000), which amount shall be one hundred percent (100%) recoupable from all Royalties payable to Atari before any such Royalties are actually paid to Atari. 

B. Payable to Glu / Atari Products. [*] percent ([*]%) of the Atari Net Sales. For the purpose of clarification, all Royalties
payable to Glu hereto shall be based on Atari Net Sales actually received by or credited to Atari during the Reserved Period. 

C. Net Sales. 
 1. Atari Net Sales. “Atari Net Sales” means all gross amounts actually received by or credited to Atari, and any other consideration (including non-monetary consideration) received
by or on behalf of Atari or its Affiliates in connection with the sale, license (and sublicense), distribution and/or any other exploitation of the Atari Products during the Reserved Period by Atari and/or its Affiliates as provided for in this
Agreement (collectively, “Atari Gross Sales”), less only actual, documented, out-of-pocket marketing expenses of Atari or its Affiliates up to a cap of [*] percent ([*]%) of Atari Gross Sales. No other deductions shall
be taken from Atari Gross Sales including, without limitation, deductions for cash or other discounts or uncollectible accounts, including amounts uncollected by Atari from any third parties. 

2. Glu Net Sales. “Glu Net Sales” means all gross amounts actually received by or credited to
Glu, and any other consideration (including non-monetary consideration) received by or on behalf of Glu or its Affiliates in connection with the sale, license (and sublicense), distribution and/or any other exploitation of the Glu Products by Glu
and/or its Affiliates as provided for in this Agreement (collectively, “Glu Gross Sales”), less the sum of the following costs: (a) the greater of (i) the actual, documented, out-of-pocket development costs
of Glu and/or its Affiliates with respect to the Glu Products and/or other exploitation of the Licensed Property or (ii) [*] percent ([*]%) of the Glu Gross Sales (“Glu Development Costs”); (b) the greater of (i) the
actual, documented, out-of-pocket marketing and promotional expenses of Glu and/or its Affiliates with respect to the Glu Products and/or 
  

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other exploitation of the Licensed Property or (ii) [*] percent ([*]%) of the Glu Gross Sales (“Glu Marketing Costs”); and (c) the greater of (i) the actual,
documented, out-of-pocket overhead expenses of Glu and/or its Affiliates associated with the Glu Products and/or other exploitation of the Licensed Property or [*] percent ([*]%) of the Glu Gross Sales (“Glu Overhead Costs”, and
collectively with Glu Development Costs and Glu Marketing Costs, the “Glu Costs”). No other deductions shall be taken from Glu Gross Sales, including, without limitation, deductions for cash or other discounts or uncollectible
accounts, including amounts uncollected by Glu from third parties. 
 D. No Royalty Amounts Representations. Neither
party makes any representations, warranties or guarantees with respect to the total amount of Royalties to be received by the other party hereunder or as to whether the Glu Products or Atari Products (as applicable) are or will be commercially
successful. 
 E. Accrual and Payment of Royalties. Royalties hereunder, if any, shall accrue when the Atari Products or
Glu Products and/or other exploitation of the Licensed Property (as applicable) are licensed, sold, rented or leased. Royalties shall be paid on all units (including without limitation any units comprised of “virtual” goods) of Atari
Products or Glu Products (as applicable) licensed, sold, rented or leased by the applicable party and its distributors within thirty (30) days of the end of each calendar quarter. 

F. Deductions. If withholding taxes based on a party’s direct net income are required, Glu or Atari (as applicable) may
deduct the required amount from Royalties otherwise payable hereunder before remitting same to the other party; provided that such party provides the other party with: (1) a copy of such withholding tax payment prior to such deduction,
and (2) the appropriate tax credit forms within sixty (60) days of payment of such withholding tax and affords all necessary cooperation and support to the other party in order to get reimbursed and/or credited. In the event that such
party does not provide the appropriate tax credit form within sixty (60) days of payment of withholding taxes, that party shall be liable to and shall reimburse the other party for the amounts deducted from Royalties for withholding taxes in
the immediately following royalty report (as set forth in Paragraph 5.1). 
 5. Accounting, Payments & Audit. 

5.1. Accounting & Payment. 
 A. Royalty Reports. 
 1. Glu shall report Royalties to Atari on a
quarterly basis (no later than forty-five (45) days following the end of each calendar quarter) during the Term and concurrently remit payments of Royalties due to Atari, if any. The reports shall consist of statements showing the sale,
distribution and licensing of the Glu Products and the source(s) and calculation of Glu Gross Sales and Glu Net Sales in sufficient detail to verify Royalties due. Royalties shall be paid via wire-transfer in U.S. Dollars and acceptance thereof by
Atari shall not preclude Atari from questioning the correctness of such Royalties in accordance with the terms of this Agreement. If Glu makes an overpayment to Atari, Atari shall within thirty (30) days return to Glu such overpayment upon the
earlier of: (a) receipt of Glu written demand together with documentation supporting such demand, 
  

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and (b) Atari otherwise becoming aware of such overpayment. Notwithstanding the foregoing, Glu may, at Glu’s sole discretion, deduct an amount equal to such documented overpayment from
any sums that may become due or payable to Atari by Glu, in lieu of Atari’s reimbursement to Glu for such overpayment. All Royalties shall be paid without set-off of any amount whatsoever, other than the recoupment of the License Fee, whether
based upon any claimed debt or liability of Atari to Glu. Glu shall not have the right to withhold any portion of Royalties as a reserve for returns. Unless otherwise instructed by Atari, all royalty reports shall be sent to Atari, Inc., 475 Park
Avenue South, New York, NY 10016, Attention: Royalty Department and Royalties and other payments due hereunder shall be sent to Atari’s account specified in Paragraph 4.1 above (or such other account as Atari may specify from time to
time by notice to Glu in accordance with the terms hereof). 
 2. Atari shall report Royalties to Glu on a quarterly basis (no
later than forty-five (45) days following the end of each calendar quarter) during the Reserved Period and such additional time as permitted under Paragraph 13.3 and concurrently remit payments of Royalties due to Glu, if any. The
reports shall consist of statements showing the sale, licensing and distribution of the Atari Products, the applicable Atari Platform for which the Atari Product was sold and the source(s) and calculation of Atari Gross Sales and Atari Net Sales in
sufficient detail to verify Royalties due. Royalties shall be paid via wire-transfer in U.S. Dollars to the account set forth below (or such other account as Glu may designate by notice to Atari in accordance with the terms hereof) and acceptance
thereof by Glu shall not preclude Glu from questioning the correctness of such Royalties in accordance with the terms of this Agreement. If Atari makes an overpayment to Glu, Glu shall within thirty (30) days return to Atari such overpayment
upon the earlier of: (a) receipt of Atari written demand together with documentation supporting such demand, and (b) Glu’s otherwise becoming aware of such overpayment. Notwithstanding the foregoing, Atari may, at Atari’s sole
discretion, deduct an amount equal to such documented overpayment from any sums that may become due or payable to Glu by Atari, in lieu of Glu’s reimbursement to Atari for such overpayment. All Royalties shall be paid without set-off of any
amount whatsoever whether based upon any claimed debt or liability of Glu to Atari. Atari shall not have the right to withhold any portion of Royalties as a reserve for returns. Unless otherwise instructed by Glu, all royalty reports, Royalties and
other payments due hereunder shall be sent via email to narevenue@glu.com. 
 [*] 

Swift Code: [                    ]

 [*] 

Reference: Atari, Inc. 
 B. No Additional Deductions. Except as expressly set forth in this Agreement, no costs incurred in manufacturing, selling, advertising, or distributing the Atari Products or Glu Products (as
applicable), or any indirect fees, expenses, or any taxes, fees, duties or assessments shall be deducted from the Atari Gross Sales or Glu Gross Sales (as applicable) or the Royalties (as forth in Paragraph 4.2) payable to either party
nor shall any deduction be made for any other allowances. 
 C. Currency Issues. Royalties may be computed in the
currency of the country where earned and shall be credited to Atari’s and/or Glu’s account (as applicable) in U.S. Dollars at the exchange rate received by the other party at the time of conversion. Each party shall be solely responsible
for all costs of any currency conversion to U.S. Dollars for Royalties payable to the other party, and such costs shall not reduce the amounts due hereunder. In the event that a party is 
  

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prohibited or restricted from making payment of any moneys at the time when the same are due and payable to the other party hereunder by reason of the laws or currency regulations, such party
shall promptly so advise the other party in writing, requesting such party to designate a Person (e.g., a bank, depository or otherwise) to remit payment. 
 5.2. Audit. The parties shall keep and maintain accurate books of account and records covering all transactions relating to this Agreement. Each party shall be entitled to audit such books and
records once during each calendar year, upon at least fifteen (15) days prior written notice to the other party. All such books of account and records shall be retained by each party for a minimum of three (3) years after expiration or
termination of this Agreement. If a party’s duly authorized representative discovers a deficiency in the Royalties paid to the other party for any period under audit (an “Audit Deficiency”), such party shall promptly pay such
Audit Deficiency and to the auditing party and, if such Audit Deficiency is five percent (5%) or more of the Royalties that should have been paid to the auditing party during such period, the audited party shall pay for all costs and expenses
incurred by the auditing party in connection with such audit and the collection of the Audit Deficiency. 
 5.3. Interest and
Costs of Collection. For any underpayment or any late payment: (a) the owing party will be charged interest on such amount at the rate of ten percent (10%) per year, or the maximum rate permitted by law, whichever is lower; and
(b) the owed party is entitled to recover all of its collection costs, including reasonable attorneys’ fees, collection agency fees, and other related collection expenses. Upon receipt of the owed party’s invoice, the owing party will
promptly pay all such collection costs. 
 6. Copyright. 
 6.1. Ownership of Glu Products / Derivative Works. Subject to the terms of this Agreement, Glu shall own all right, title and interest in and to the Glu Products and all other derivative works
based upon the Licensed Property created by (or on behalf of) Glu, including all Intellectual Property Rights inherent therein and appurtenant thereto, but excluding the Licensed Property. 

6.2. Ownership of Licensed Property. Nothing contained in this Agreement shall be construed as a sale or assignment to Glu of the
Licensed Property. Notwithstanding the grant of license set forth in Paragraph 3.1, the Licensed Property is and shall remain owned by Atari, or its designee(s), including, without limitation, all source and object code created for the
Atari Products created by or for Atari or any of its Affiliates, including all Intellectual Property Rights inherent therein and appurtenant thereto. 
 6.3. Governmental Regulation Modifications. Glu agrees that in the event the modifications and/or additions to a Glu Product and/or other derivative work created by or on behalf of Glu based upon
the Licensed Property are required pursuant to a governmental regulation, Glu shall use commercially reasonable efforts to implement such changes, at Glu’s cost and expense, within the time frame required by such regulation; and if so required
by any governmental entity, Glu shall include, at Glu’s cost and expense, the required consumer advisory rating code(s) on any and all marketing and advertising materials used in connection therewith. Information pertaining to specific end
users of the Glu Products and/or other derivative works created by or on behalf of Glu based upon the Licensed Property will be protected by Glu according to a privacy statement and guidelines for the protection of user privacy as amended from time
to time by Glu and in compliance with all applicable foreign, federal, state, and local laws and regulations. 
  

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 6.4. Infringement. 

A. Cooperation / Notification. Atari and Glu shall cooperate to ensure that third parties do not infringe, misappropriate or
violate Atari’s or Glu’s respective Intellectual Property Rights in and to the Atari Products, Glu Products or Licensed Property, as the case may be, or engage in any acts of unfair competition involving the Atari Products, Glu Products
and/or Licensed Property. Each party shall promptly notify the other party if any such infringement, misappropriation, violation or act of unfair competition by a third party comes to its attention. 

B. Atari Products/Ownership of Licensed Property. During the Reserved Period, subject to the terms hereof, Atari shall have the
exclusive right, exercisable at its discretion and sole expense, to institute in its own name and/or in Glu’s name, and to control the prosecution of, all actions or claims against third parties that have infringed, misappropriated or violated
Atari’s Intellectual Property Rights in and to the Atari Products or the Licensed Property or have committed an act of unfair competition involving the Atari Products or Licensed Property (each such third party, an “Atari Enforcement
Defendant”). With respect to the prosecution of any such actions or claims, Atari shall employ counsel of its own choice to direct the handling of the lawsuit or other proceeding and any settlement thereof. If Atari recovers any amounts
awarded as damages, profits, in settlement or otherwise from any such lawsuit or proceeding, Atari shall be entitled to reimbursement from such amounts for all reasonable costs and expenses, including reasonable attorneys’ fees, actually
incurred by Atari in connection therewith; any excess amounts shall be allocated as follows: (i) if the lawsuit or proceeding involved a claim of infringement, misappropriation or violation is based only on the source code or executable code of
an Atari Product, Atari shall be entitled to receive and retain all such amounts for its sole use and benefit, with no obligation of accounting to Glu; (ii) if the lawsuit or proceeding involved a claim of infringement, misappropriation or
violation is based only on other non-source code and non-executable code assets for an Atari Product (e.g., artwork, graphics or music) Glu shall be entitled to receive and retain all such amounts for its sole use and benefit, with no obligation of
accounting to Atari; and (iii) if the lawsuit or proceeding involved a claim of infringement, misappropriation or violation is based on both the source code or executable code of an Atari Product and other non-source code and non-executable
code assets of an Atari Product, the parties will share equally any such amounts, with no obligation of accounting to the other party. Notwithstanding the foregoing, if Atari has not initiated any lawsuit or proceeding against, or commenced
settlement negotiations with, such Atari Enforcement Defendant, within three (3) months from the date on which Atari becomes aware of the relevant infringement, misappropriation, violation or act of unfair completion, Glu shall have the right
to institute, at Glu’s sole expense, in its own name and/or Atari’s name, and to control the prosecution of, all actions or claims against such Atari Enforcement Defendant. Glu shall employ counsel of its own choice to direct the handling
of the lawsuit or other proceeding and any settlement thereof. If Glu recovers any amounts awarded as damages, profits, in settlement or otherwise from any such lawsuit or proceeding, Glu shall be entitled to receive and retain all such amounts for
its sole use and benefit, with no obligation of accounting to Atari. 
 C. Glu Products/Rights to Licensed Property. Glu
shall have the exclusive right, exercisable at its discretion, to institute, at Glu’s sole expense, in its own name and/or Atari’s name, and to control the prosecution of, all actions or claims against third parties that have infringed,

  

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misappropriated or violated Glu’s Intellectual Property Rights in and to the Glu Products or have committed an act of unfair competition involving the Glu Products (each such third party, a
“Glu Enforcement Defendant”). With respect to the prosecution of any such actions or claims, Glu shall employ counsel of its own choice to direct the handling of the lawsuit or other proceeding and any settlement thereof. If Glu
recovers any amounts awarded as damages, profits, in settlement or otherwise from any such lawsuit or proceeding, Glu shall be entitled to receive and retain all such amounts for its sole use and benefit, with no obligation of accounting to Atari.
Atari shall not, without Glu’s prior written consent, institute any suit or take any action on account of any such infringement, misappropriation, violation or act of unfair competition. Glu shall incur no liability to Atari by reason of
Glu’s failure or refusal to prosecute an action or claim against any Glu Enforcement Defendant nor by reason of any settlement to which Glu may agree. 
 D. Duty to Cooperate. In any action, lawsuit, proceeding or settlement prosecuted or conducted by Atari or Glu pursuant to this Paragraph 6.4, the non-prosecuting party shall cooperate fully
with the prosecuting party including agreeing to be joined in any action, suit or proceeding, and, upon the request of the prosecuting party, shall make available to the prosecuting party at reasonable times and under appropriate conditions all
relevant personnel, records, papers, information, samples, specimens, and the like which are in its possession. The prosecuting party will reimburse the non-prosecuting party for any reasonable costs and expenses incurred by it or any of its
employees in order to comply with the foregoing. 
 7. Indemnification; Responsibility for Products; Limitation of Liability. 

7.1. Atari. Atari shall indemnify, hold harmless and defend Glu and its Affiliates, and their respective officers, directors and
employees (the “Glu Indemnified Parties”), from and against any losses, damages, liabilities, judgments, costs, settlements and expenses (including, but not limited to, reasonable attorneys’ fees and court costs) arising out of
or resulting from any third party claim or action brought against any of the Glu Indemnified Parties based on any misrepresentation or breach of any representation, warranty or covenant made by Atari under this Agreement (such claim or action, an
“Atari Indemnified Claim”). The foregoing indemnity shall not be construed to cover any claim or action with respect to which Glu has committed to indemnify Atari under Paragraph 7.2 below. Without limiting the generality of
the foregoing obligations of Atari, in the event that Glu’s or any of its Affiliates’ use of any Licensed Property (including in connection with any Glu Product) in accordance with this Agreement is, or in Glu’s reasonable opinion
likely to be, enjoined as a result of an Atari Indemnified Claim Atari shall, at its sole option and expense: (i) promptly procure for Glu and its Affiliates the right to continue to exercise all rights granted under this Agreement with respect
to the Licensed Property that is the subject to an Atari Indemnified Claim; (ii) promptly replace such Licensed Property with Licensed Property that avoids the Atari Indemnified Claim; provided that such replacement Licensed Property has
the same functionality, features and attributes as the original Licensed Property; or (iii) modify such Licensed Property so that it is no longer the subject of the Atari Indemnified Claim; provided that such modified Licensed Property
has the same functionality, features and attributes as the original Licensed Property. If Atari is unable to achieve any of the above options after using all reasonable efforts to do so, Atari may terminate this Agreement; provided that Atari
promptly refunds to Glu the entire License Fee. 
 7.2. Glu. Glu shall indemnify and hold harmless, Atari, its
Affiliates, and their respective officers, directors and employees (the “Atari Indemnified Parties”), from and against any and all 
  

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losses, damages, liabilities, judgments, costs, settlements and expenses (including, but not limited to, reasonable attorneys’ fees and court costs) arising out of or resulting from any
third party claim brought against any of the Atari Indemnified Parties based on misrepresentation or breach of any representation, warranty or covenant made by Glu hereunder (a “Glu Indemnified Claim”). The foregoing indemnity shall
not be construed to cover any claim with respect to which Atari has committed to indemnify Glu under Paragraph 7.1 above. 
 7.3. Indemnitee/Indemnitor. As to an Atari Indemnified Claim, Glu will be “Indemnitee” and Atari will be “Indemnitor”, and as to a Glu Indemnified Claim, Glu will be
“Indemnitor” and Atari will be “Indemnitee.” (In either event, an Atari Indemnified Claim or Glu Indemnified Claim is referred to herein as an “Indemnified Claim”.) In the event of an Atari Indemnified Claim or a
Glu Indemnified Claim, Indemnitee will: (i) promptly notify Indemnitor of the Indemnified Claim in writing; (ii) grant Indemnitor sole control of the defense and settlement of the Indemnified Claim; and (iii) provide Indemnitor with
all cooperation, assistance and information reasonably required for the defense and settlement of the Indemnified Claim; provided that Indemnitor will reimburse Indemnitee for all reasonable costs and expenses incurred by Indemnitee in
connection with providing such cooperation, assistance and information. In all events, Indemnitor shall keep Indemnitee informed of all material developments and events relating to the Indemnified Claim. Indemnitee shall have the right to retain
counsel to participate, at its own expense, in the defense of the Indemnified Claim. Indemnitor will not be responsible for any settlement or compromise of an Indemnified Claim entered into by Indemnitee without Indemnitor’s prior written
consent. Indemnitor shall not settle any Indemnified Claim without the prior written consent of Indemnitee, which consent shall not be unreasonably withheld, if the terms of the settlement would limit Indemnitee’s exercise of any rights
licensed or granted to Indemnitee under this Agreement or would constitute an admission of liability by Indemnitee or would impose any obligations on Indemnitee. If Indemnitor fails to assume the defense of an Indemnified Claim or fails to
diligently defend such Indemnified Claim, Indemnitee may assume the defense and settlement of such Indemnified Claim and Indemnitor shall reimburse Indemnitee for all reasonable expenses (including reasonable attorneys’ fees which may include,
without limitation, an allocation for in-house counsel) as such expenses are incurred, relating to the defense or settlement of such Indemnified Claim. 
 7.4. Glu Products. Glu acknowledges and agrees that, in accordance with the provisions of this Agreement, as between Atari and Glu, Glu shall be solely responsible for the development,
manufacturing, marketing, sale and distribution of the Glu Products and/or other exploitation of the Licensed Property and for providing warranty coverage with respect thereto. Atari assumes no liabilities hereunder to Glu or any third parties with
respect to the quality and/or performance of any of the Glu Products and/or other exploitation of the Licensed Property, including, without limitation, the operation of the programs incorporated into the memory components thereof. 

7.5. Atari Products. Atari acknowledges and agrees that, in accordance with the provisions of this Agreement, as between Glu and
Atari, Atari shall be solely responsible for the development, manufacturing, marketing, sale and distribution of the Atari Products and/or other exploitation of the Licensed Property by Atari, if any, and for providing end-user warranty coverage
with respect thereto. Glu assumes no liabilities hereunder to Atari or any third parties with respect to the quality and/or performance of any of the Atari Products and/or other exploitation of the Licensed Property by Atari, if any, including,
without limitation, the operation of the programs incorporated into the memory components thereof. 
  

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 7.6. Limitation on Liability. NEITHER PARTY SHALL BE LIABLE TO THE OTHER FOR ANY
CONSEQUENTIAL, INCIDENTAL OR SPECIAL DAMAGES OR LOST PROFITS RESULTING FROM A BREACH OR DEFAULT AND ANY RIGHT TO RECOVER SUCH DAMAGES OR LOST PROFITS IS HEREBY EXPRESSLY WAIVED BY BOTH GLU AND ATARI. The foregoing will not limit or restrict:
(i) the parties’ obligations under Paragraphs 7.1 and 7.2, respectively, (ii) exceeding the scope of the license by Atari of Paragraph 3.3 or violating the terms of Paragraph 3.5; and/or (iii) a breach
by either party of Paragraph 10 (Representations and Warranties) or 20 (Confidentiality/Publicity). 
 8. Insurance.
Each party shall at all times while this Agreement is in effect and for three (3) years thereafter, obtain and maintain at its own expense, from a qualified insurance carrier, first and third party insurance, including, without limitation,
products and contractual liability coverage. The amount of coverage shall not be less than five million dollars ($5,000,000) combined single limit (with no deductible amount) for each single occurrence for personal injury, bodily injury and/or
property damage, per year. Upon execution of this Agreement, each party shall furnish the other party with a certificate of insurance issued by such party’s insurance broker or insurance carrier evidencing same. 

9. Artwork; Approvals; Quality Control. Atari shall supply Glu with available photographs, and materials as applicable and available, embodying
the Licensed Property (“Artwork”), in each case, to which Atari owns or otherwise controls, that are typically provided to licensees for licensee’s use. Glu shall have the right to create, or have a third-party create, artwork
in original form and/or artwork derived from the Artwork, which includes the Licensed Property (“Glu Original and Derivative Artwork”). All Intellectual Property Rights (including, but not limited to, copyright) in Glu Original and
Derivative Artwork shall be owned by Glu; provided, however, that Atari shall have a non-exclusive license during the Reserved Period to copy and use such Glu Original and Derivative Artwork to the extent consistent with the scope of Atari’s
rights under Paragraph 3.3. Each party agrees that, if so required by any governmental entity, or if required in accordance with the guidelines of the Entertainment Software Ratings Board (“ESRB”), it shall submit each Glu
Product, Atari Product or other derivative work of the Licensed Property to such third party as is designated by the governmental entity (or, if applicable, to the ESRB) for the purpose of obtaining consumer advisory rating code(s) therefor. Any and
all costs and expenses incurred in connection with the procurement of such consumer advisory rating code(s) shall be borne solely by the party submitting a product or work in accordance with the terms of this Paragraph 9. 

10. Representations and Warranties. 
 10.1. Atari Representation and Warranties. In addition to the other representations and warranties made by Atari in this Agreement, Atari hereby represents and warrants to Glu that: 

A. It has the full right, authority and power to enter into this Agreement and to perform all of its obligations hereunder. This
Agreement constitutes a legal, valid and binding obligation of Atari, enforceable against it in accordance with its terms. The execution, delivery and performance of this Agreement and the consummation of the transactions contemplated hereby and
thereby: (i) will not directly or indirectly violate any order, writ, judgment, injunction, ruling, award or decree of any governmental body binding on Atari or its assets and properties; and (ii) have been duly and validly authorized by
all necessary corporate action and approvals of Atari’s board of directors, 
  

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which action and approvals have been obtained and carried out in compliance with applicable law, Atari’s certificate of incorporation and bylaws, each as amended to date, and all contracts,
agreements, licenses, mortgages, instruments, notes, bonds or other commitments binding on Atari; 
 B. The execution, delivery
and performance by Atari of this Agreement and the consummation of the transactions contemplated hereby and thereby require no consent, approval, authorization or other action by or in respect of, or filing with, any third party, including, but not
limited to, any governmental body, bankruptcy trustee, creditors’ committee, receiver or any other person, other than as has been obtained by Atari on or before the Effective Date; 

C. The execution, delivery and performance by Atari of this Agreement and the consummation of the transactions contemplated hereby and
thereby do not and will not (i) violate or conflict with any provision of the corporate documents of Atari; or (ii) result in a violation or breach by Atari of, conflict with, or constitute a default by Atari (or give rise to any right of
termination, payment or acceleration) under the terms and conditions of any contracts, agreements, licenses, mortgages, instruments, notes, bonds or other commitments binding on Atari, or by which it or any of its Affiliates or the Licensed Property
or any Intellectual Property Rights embodied therein may be bound; 
 D. Atari has not previously granted or reserved and will
not grant or reserve to any third party any rights in the Licensed Property or any Intellectual Property Rights embodied therein that conflict with this Agreement; 
 E. There is no claim, action, suit, investigation or proceeding of any nature pending or, to the knowledge of Atari, threatened, at law or in equity, by way of arbitration or before any court or other
governmental authority that: (i) may adversely affect, contest or challenge Atari’s authority, right or ability to license to Glu and its Affiliates any of the Licensed Property or any Intellectual Property Rights embodied therein, or to
otherwise perform Atari’s obligations under this Agreement; (ii) challenges or contests Atari’s right, title or ownership in any of the Licensed Property or any Intellectual Property Rights embodied therein, or asserts any lien on any
of the Licensed Property or any Intellectual Property Rights embodied therein; (iii) asserts that any of the Licensed Property infringes, misappropriates or violates any Intellectual Property Rights of any third party; or (iv) would impair
or have an adverse effect on Glu’s or any of its Affiliates’ right or ability to use, commercialize or otherwise exploit any of the Licensed Property or any Intellectual Property Rights embodied therein; 

F. The marketing, licensing, sale, offer for sale, importation, distribution, provision and/or use of the Licensed Property, as embodied
in and used in connection with the Glu Products in accordance with the licenses and rights granted to Glu under this Agreement, does not and will not infringe, misappropriate or violate any Intellectual Property Rights of any third party and, to the
knowledge of Atari, there is no substantial basis for such a claim; foregoing representation and warranty shall not be construed to address any issue with respect to which Glu has represented and warranted under Paragraph 10.2.D below;

 G. There are no security interests, liens, or any other encumbrances in any of the assets which are subject to this
Agreement; 
  

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 H. To the knowledge and belief of Atari, the consideration to be paid by Glu to Atari
under this Agreement constitutes reasonably equivalent value for the transactions contemplated herein; 
 I. Atari has
negotiated this Agreement with Glu in good faith and at arms-length; 
 J. The Licensed Property, as provided by Atari, as are
used in their unmodified form, do not and will not infringe, misappropriate or violate any Intellectual Property Rights of any third party and, to the knowledge of Atari, there is no substantial basis for such a claim; 

K. No claim or action is pending or threatened, and Atari knows of no basis for any claim that challenges the validity, enforceability,
ownership, or right to use or license any Licensed Property or any Intellectual Property Rights embodied therein; 
 L. Neither
Atari nor any of its Affiliates has received any notice that the Licensed Property or any portion thereof infringes, misappropriates or violates any Intellectual Property Rights of any third party or received any claim, charge, complaint, demand or
notice alleging any such infringement, misappropriation or violation, or knows of any substantial basis for any such claim; 

M. The BlueBay Side Letter, as provided to Glu, has not been amended, rescinded or modified. 

N. To the knowledge of Atari and its Affiliates, no third party is infringing, misappropriating or violating any of Atari’s or its
Affiliates’ Intellectual Property Rights in and to the Licensed Property; and 
 O. Atari and its Affiliates have taken
reasonable and customary precautions to protect the confidentiality of all confidential and non-public information included in the Licensed Property. 
 10.2. Glu Representation and Warranties. In addition to the other representations and warranties made by Glu in this Agreement, Glu hereby represents and warrants to Atari that: 

A. It has the full right, power and authority to enter into this Agreement and perform all of its obligations hereunder. This Agreement
constitutes a legal, valid and binding obligation of Glu, enforceable against it in accordance with its terms. The execution, delivery and performance of this Agreement and the consummation of the transactions contemplated hereby and thereby:
(i) will not directly or indirectly violate any order, writ, judgment, injunction, ruling, award or decree of any governmental body binding on Glu or its assets and properties; and (ii) have been duly and validly authorized by all
necessary corporate action and approvals of Glu’s board of directors, which action and approvals have been obtained and carried out in compliance with applicable law, Glu’s certificate of incorporation and bylaws, each as amended to date,
and all contracts, agreements, licenses, mortgages, instruments, notes, bonds or other commitments binding on Glu; 
 B. The
execution, delivery and performance by Glu of this Agreement and the consummation of the transactions contemplated hereby and thereby require no consent, approval, authorization or other action by or in respect of, or filing with, any third party,
including, but not limited to, any governmental body, bankruptcy trustee, creditors’ committee, receiver or any other person; 
  

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 C. The execution, delivery and performance by Glu of this Agreement and the
consummation of the transactions contemplated hereby and thereby do not and will not (i) violate or conflict with any provision of the corporate documents of Glu; or (ii) result in a violation or breach by Glu of, conflict with, or
constitute a default by Glu (or give rise to any right of termination, payment or acceleration) under the terms and conditions of any contracts, agreements, licenses, mortgages, instruments, notes, bonds or other commitments binding on Glu, or by
which it or any of its Affiliates or the Licensed Property or any Intellectual Property Rights embodied therein may be bound; 

D. Except with respect to the Licensed Property embodied therein, the Glu Products and/or any modifications, derivative works or other
revisions or customizations to the Licensed Property made by or for Glu will not infringe any Intellectual Property Rights of any third party; and 
 E. None of the Glu Products or any other derivative work created by Glu based upon the Licensed Property contains or will contain any virus, worm, time bomb, trojan horse, or other instrumentality,
contamination or device that will cause any component thereof to be erased, corrupted or become inoperable or incapable of processing or affect operations of any other systems. 

F. Glu has negotiated this Agreement with Atari in good faith and at arms-length; 

11. Term and Termination. 
 11.1. Term. This Agreement commences on the Effective Date and, unless this Agreement is terminated earlier as provided herein, continues in effect thereafter for the later to occur of:
(a) the expiration of the copyrights in and to all the copyrightable elements of the Licensed Property; or (b) ninety-nine (99) years from the Effective Date (the “Term”). 

11.2. Termination by Glu. In addition to any and all other remedies available to it hereunder, Glu will have the right to
terminate this Agreement or the Reserved Period by giving written notice to Atari if: (a) except as otherwise provided in sub-paragraph 11.2(b), Atari breaches any material term of this Agreement and fails to cure such breach within
thirty (30) days after receiving written notice of such breach from Glu; or (b) Atari exceeds the scope of its rights under Paragraph 3.3 or breaches or otherwise violates the provisions of Paragraph 3.5 and fails to cure
such breach within ten (10) days after receiving written notice of such breach from Glu. 
 11.3. Termination for
Insolvency. Glu may terminate this Agreement for cause by delivering written notice to Atari upon the occurrence of any of the following events: (i) a receiver is appointed for Atari or its property; (ii) Atari makes a general
assignment for the benefit of its creditors; (iii) Atari commences, or has commenced against it, proceedings under any bankruptcy, insolvency or debtor’s relief law which proceedings are not dismissed within sixty (60) days; or
(iv) Atari is liquidated or dissolved. 
  

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 12. Bankruptcy. 
 12.1. The parties intend that (A) any licenses and covenants not to sue regarding the Intellectual Property Rights to the Licensed Property granted in this Agreement are fundamentally of the nature
of licenses to “intellectual property” as defined in Section 101 of the United States Bankruptcy Code, 11 U.S.C. § 101(35A), (B) Glu’s continued enjoyment of such licenses and covenants is fundamental to the basic
agreement hereunder and integral to the operation of its business; and (C) all such licenses and covenants should be deemed “intellectual property” that is subject to Glu’s rights under Section 365(n) of the Bankruptcy Code,
11 U.S.C. § 365(n). Upon any election by Glu pursuant to Section 365(n)(1)(B) of the United States Bankruptcy Code, Glu shall be entitled to (on its own or through agents) exercise all of its rights and remedies under this Agreement with
respect to such licenses under all Intellectual Property Rights to the Licensed Property. 
 12.2. If Atari rejects this
Agreement under Section 365(n) of the United States Bankruptcy Code, Glu may elect to (i) treat the Agreement as terminated, in which case Glu shall have a claim for damages against Atari, notwithstanding any other provision of this
Agreement; or (ii) retain Glu’s rights under the Agreement, including, without limitation, the right and license to use, adapt and modify the Licensed Property throughout the Term of the Agreement. For the avoidance of doubt,
notwithstanding any election by Glu to exercise its rights under this Agreement pursuant to Bankruptcy Code Section 365(n)(1)(B), Glu shall have a claim against Atari’s bankruptcy estate for any Royalties owed by Atari to Glu under
Paragraph 4.2.B. hereof. 
 13. Effect of Expiration and Termination. 

13.1. Expiration of Agreement. Upon the expiration of this Agreement, the license and related rights herein granted shall
immediately revert to Atari, all Royalties shall be immediately due and payable without set-off of any kind and no portion of the License Fee paid to Atari shall be refunded to Glu. Glu shall immediately stop the use and exploitation of the Licensed
Property and each party shall send to the other party a final accounting and royalty report with full payment due, within sixty (60) days after such expiration. On the expiration of this Agreement, Glu shall have no further right to exercise
the rights licensed hereunder and such rights shall forthwith revert to Atari, and Glu shall promptly return all materials supplied by Atari to Atari. 
 13.2. Termination of Agreement. Upon the termination of this Agreement by Glu pursuant to Paragraphs 11.2 or 11.3: (a) all Royalties payable by Atari shall be immediately due and
payable without set-off of any kind, except as to any Royalties earned pursuant Paragraph 13.3 below; and (b) Atari shall immediately stop the use and exploitation of the Atari Products and the Licensed Property and shall send to Glu a
final accounting and royalty report with full payment due, within sixty (60) days after such termination. 
 13.3.
Expiration of Reserved Period. Upon the expiration of the Reserved Period, Atari shall be entitled to sell-off Atari Products, embedded in or preloaded onto an Atari Platform, which are on hand or in process as of the expiration and are being
distributed by one or more of Atari’s distributors; provided, however, that Atari complies with all the terms and conditions of this Agreement, including, but not limited to, Atari’s obligation to pay Royalties on and to account to
Glu for such distribution. Atari must provide inventory levels of the Atari Products to Glu at least three (3) months prior to expiration of the Reserved Period and agrees not to manufacture nor cause the manufacturing of additional Atari
Products during that time that exceed reasonably expected demand for the Atari Products on the Atari Platforms. Atari shall not manufacture or cause the manufacturing of any 

 

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additional units of the Atari Products after expiration of the Reserved Period, except that Atari may complete the manufacture of any units of Atari Products that are in process on the date of
expiration. For the avoidance of doubt, this Paragraph 13.3 shall not apply (a) to the platforms designated in subsections (B) and (C) of the definition of Atari Platforms; and (b) in the event Glu terminates this
Agreement pursuant to Paragraph 11.2. 
 13.4. Survival. Sections 1, 2, 4.2, 5, 6, 7, 10, 12, and 14 through 27
will survive the termination or expiration of this Agreement. 
 14. Notices. All notices, demands, contracts or waivers hereunder shall
be given in writing by mail, messenger, overnight air courier or telecopier addressed as indicated in this Paragraph 14 or as otherwise indicated in writing by a party hereto. The date of messengering or telecopying shall be deemed to be the
date of service. Five (5) business days from the date of mailing shall be deemed to be the date of service for mailed notices. One (1) business day from the date of overnight air courier handling shall be deemed to be the date of service
for courier handled notices where delivery is acknowledged in writing by addressee. 
 If to Atari:

 Atari, Inc. 
 475 Park Avenue South 
 12th Floor 

New York, New York 10016 
 Attention: General Counsel 
 Telecopier: 212.726.4214 

E-mail: Kristen.Keller@atari.com 
 With a copy to: 
 Liner Grode Stein 

Yankelevitz Sunshine Regenstreif & Taylor LLP 

1100 Glendon Avenue, 14th Floor 
 Los Angeles, California 90024 
 Attention: Joshua B. Grode, Esq.

 Telecopier: (310) 500-3501 

If to Glu: 
 Glu Mobile Inc. 
 45 Fremont Street, Suite 2800 

San Francisco, California 94505 
 Attention: General Counsel 
 Telecopier: (650) 403-1018

 E-mail: @glu.com 
 15. No Modification; Waiver. The terms of this Agreement shall not be modified except by an agreement in writing signed by both parties hereto. No waiver by either party of a breach or default
hereunder shall be deemed a waiver by such party of a subsequent breach or default of a like or similar nature. 
  

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 16. Entire Agreement. This Agreement, the BlueBay Side Letter and any confidentiality
agreement the parties may have signed pertaining to the Licensed Property, shall constitute the entire understanding of the parties with respect to the licensing of the Licensed Property hereof, superseding all prior and contemporaneous promises,
agreements and understandings, whether written or oral pertaining thereto including but not limited to the Prior Agreement. 
 17.
Relationship of Parties. This Agreement does not appoint either party as the agent of the other party, or create a partnership or joint venture between the parties. 
 18. Governing Law. This Agreement shall be construed and interpreted pursuant to the laws of the State of New York, excluding its conflict of laws rules or principles. Any legal action or
proceeding relating to this Agreement will be brought exclusively in the state or federal courts located in the Northern District of California. Atari and Glu hereby agree to submit to the jurisdiction of, and agree that venue is proper in, those
courts in any such legal action or proceeding. 
 19. Severability. Each of the restrictions and provisions contained in this
Agreement shall be construed as independent of every other such restriction and provision, to the effect that if any such restriction or provision or the application of any such restriction or provision to any person or in any circumstances, shall
be determined to be invalid and unenforceable for any reason whatsoever (including, without limitation, by reason of any legislation or other provision having the force of law or by reason of any decision of any court or other body or authority
having jurisdiction over the parties to this Agreement) such restriction or provision or such part thereof shall be divisible from this Agreement and shall be deemed to be deleted from this Agreement (but only to the extent that in any jurisdiction
any such restriction or provision or part thereof requires to be deleted pursuant to the foregoing provisions hereof and so far only as concerns that jurisdiction) and such invalidity or unenforceability shall not affect the validity and
enforceability of the remaining provisions of this Agreement which shall continue in full force and effect. 
 20. Confidentiality;
Publicity. The terms and conditions of the Nondisclosure and Proprietary Rights Agreement dated March 29, 2012, between the parties and attached hereto as Exhibit B (the “NDA”), is incorporated by reference into this
Agreement. The parties agree that the terms and conditions of this Agreement will be deemed to be the Confidential Information (as defined in the NDA) of both parties and, as such, shall be subject to the terms of the NDA; provided however that the
term of the NDA and the effectiveness of the confidentiality obligations therein shall remain effective throughout the Term of this Agreement and for a period of three (3) years after the expiration or earlier termination of this Agreement.
Notwithstanding the foregoing, Glu will have the right to disclose this Agreement on a confidential basis to its legal or professional financial advisors; as required under applicable securities regulations and/or on a confidential basis to present
or future providers of venture capital and/or potential private investors in or acquirers of such party. Neither party will make or issue any press releases or publicity regarding this Agreement, without the prior written consent of the other party,
which consent shall not be unreasonably withheld. 
 21. Counterparts. This Agreement may be executed in any number of
counterparts, each of which shall be deemed to be an original and all of which together shall be deemed to be one and the same Agreement. The Parties agree that facsimile and electronic signatures shall have the same force and effect as original
signatures. 
  

	*	Confidential treatment has been requested with respect to the information statement contained within the “[*]” marking. The marked portions have been omitted
from this filing and filed separately with the Securities and Exchange Commission. 

  
 Page 19

 *Confidential Treatment has been requested for 

the marked portions of this exhibit pursuant 
 to Rule 24b-2 of the Securities Act of 1934, as amended 
  

 22. Further Assurances. The parties hereto shall execute such further documents and perform such
further acts as may be necessary to comply with the terms of this Agreement and consummate the transactions herein provided. 
 23.
Attorneys’ Fees. If any legal action or any other proceeding, including but not limited to any proceedings in bankruptcy or insolvency proceeding, is brought to enforce this Agreement, adjudicate any judgment or claim for damages related
to this Agreement, avoid and recover any payments or transfers under this Agreement, or adjudicate a dispute arising under this Agreement, the successful or prevailing party shall be entitled to recover reasonable attorneys’ fees and other
costs incurred in that action or proceeding, in addition to any other relief to which it may be entitled. 
 24. Headings. The headings
contained in this Agreement are for convenience and reference purposes only. The headings contained in this Agreement do not form a part hereof and shall not affect the meaning or interpretation of this Agreement. 

25. Drafter. The parties have had the opportunity to negotiate the terms of this Agreement, and no party shall be deemed the drafter of all or any
portion of this Agreement for purposes of interpretation. 
 26. Assignment. Atari may not assign this Agreement to any third party, by
operation of law or otherwise, without Glu’s prior written consent. Any attempt to assign this Agreement, without such consent, shall be void. For purposes hereof, a change of control of Atari is deemed to be an assignment. For the avoidance of
doubt, the preceding sentence does not apply to a change of control of Atari S.A. Notwithstanding the foregoing, Atari may assign this Agreement, without Glu’s consent, to a third party that acquires Atari as a result of: (i) a merger or
acquisition of Atari by or into such third party; (ii) a sale by Atari of all or substantially all of its assets; (iii) a sale of Atari’s line of business to which this Agreement relates; or (iv) a recapitalization transaction or
other change of control; provided, that such third party is not a competitor of Glu as reasonably determined by Glu (the foregoing (i) to (iv), an “Acquisition Event”; any such third party, an
“Acquirer”). Glu may freely assign its rights under this Agreement without the consent of Atari. This Agreement shall be binding upon and shall inure to the benefit of the parties’ respective successors and assigns. 

27. Superseding Agreement. It is understood by both parties that this Agreement shall supersede the terms and conditions of any and all prior
written or oral agreements, commitments, or understandings of the parties relating to the subject matter hereof; and, solely with respect to the Game Product, this Agreement shall supersede and replace the Prior Agreement, which shall terminate upon
the execution of this Agreement by both parties. 
 [the remainder of this page intentionally left blank] 

 

	*	Confidential treatment has been requested with respect to the information statement contained within the “[*]” marking. The marked portions have been omitted
from this filing and filed separately with the Securities and Exchange Commission. 

  
 Page 20

 *Confidential Treatment has been requested for 

the marked portions of this exhibit pursuant 
 to Rule 24b-2 of the Securities Act of 1934, as amended 
  

 IN WITNESS WHEREOF, the parties hereto have executed this Agreement or caused it to be executed on their
behalf as of the Effective Date. 
  

			
	ATARI, INC.
		
	By:	 	 /s/ James Wilson

		
	Name:	 	James Wilson
		
	Title:	 	CEO

			
		
	Date signed:	 	 3/31/12

			
	
	GLU MOBILE INC.

			
		
	By:	 	 Scott J. Leichtner

		
	Name:	 	Scott J. Leichtner
		
	Title:	 	VP & General Counsel

			
		
	Date signed:	 	 3/31/12

  

	*	Confidential treatment has been requested with respect to the information statement contained within the “[*]” marking. The marked portions have been omitted
from this filing and filed separately with the Securities and Exchange Commission. 

  
 Page 21

 *Confidential Treatment has been requested for 

the marked portions of this exhibit pursuant 
 to Rule 24b-2 of the Securities Act of 1934, as amended 
  

 Exhibit A 
 Atari Products 
 “Deer Hunter Online” 

 

	*	Confidential treatment has been requested with respect to the information statement contained within the “[*]” marking. The marked portions have been omitted
from this filing and filed separately with the Securities and Exchange Commission. 

  
 Page 22

  

			
	

	  	 *Confidential Treatment has been requested for

the marked portions of this exhibit pursuant
 to Rule 24b-2 of the Securities Act of 1934, as amended
  

Exhibit B

	 	  	NONDISCLOSURE AND PROPRIETARY RIGHTS AGREEMENT

 THIS NONDISCLOSURE AND PROPRIETARY RIGHTS AGREEMENT (this “Agreement”) is entered into and effective as of the Effective Date (as defined below), between Atari, Inc., a Delaware
corporation, on behalf of its parent and subsidiaries, with an address of 475 Park Avenue South, New York, New York 10016 (“Atari”) and, Glu Mobile Inc., a Delaware corporation, located at 45 Fremont Street, San Francisco, CA 94105
(“GLU”). 
 BACKGROUND: Atari and its affiliates are in the business of creating, developing, producing, and publishing
interactive games. Atari and Glu would like to evaluate a potential business transactions and GLU would like certain information regarding Atari’s business in order to tailor its proposal to Atari’s business and evaluate potential business
risks. 
 1. Purpose. Each party (as “Discloser”) may disclose to the other party
(“Recipient”) certain Confidential Information (defined below) in connection with (i) the evaluation of certain business opportunities between the parties and (ii) any subsequent transactions arising from such evaluation
(collectively, the “Purpose”). 
 2. Confidential Information. “Confidential
Information” means any patented or copyrighted technology (including computer programs and documentation), technical information, financial information (including pricing and costs), sales information (including customer lists), personnel
information, product information (including features and qualities), operational information (including production and manufacturing plans, processes and sources), marketing information (including plans, strategies, names and titles), the existence
or details of any proposed or completed transactions with third parties (including any contracts, license arrangements or other asset acquisitions) and the Purpose (including any proposed or accepted contract terms between the parties and any
discussions or negotiations related thereto). In addition, game ideas, plots, story lines, concepts, character types, content ideas, “look and feel” of the user interface and other non-technical information shall be considered Confidential
Information. Each party considers its Confidential Information to be valuable, proprietary, and competitively sensitive. Each party acknowledges that certain Confidential Information may be licensed or that the Discloser may otherwise have
contractual obligations with third parties to protect the Confidential Information disclosed hereunder and that such third parties may be third party beneficiaries of this Agreement. 

3. Identification of Confidential Information. “Confidential Information” may be designated or marked as being
confidential by the Disclosure but may also include that information which under the circumstances surrounding disclosure ought to be treated as confidential by Recipient. 
 4. Protection of Confidential Information. For itself and on behalf of its officers, directors, agents, and employees, each party, as Recipient, agrees: 

 

	 	(a)	to respect all patents, trademarks and copyrights covering the other party’s Confidential Information to the full extent required by law; 

 

	 	(b)	to prevent disclosure of the other party’s Confidential Information by using the same degree of care as it uses with its own confidential information, but in no
event less than reasonable care; 

  

	*	Confidential treatment has been requested with respect to the information statement contained within the “[*]” marking. The marked portions have been omitted
from this filing and filed separately with the Securities and Exchange Commission. 

  
 -23-

 *Confidential Treatment has been requested for 

the marked portions of this exhibit pursuant 
 to Rule 24b-2 of the Securities Act of 1934, as amended 
  

	 	(c)	to restrict disclosure of the other party’s Confidential Information solely to those employees and agents of such party and its affiliates as is reasonably
necessary in order to accomplish the Purpose, and only if such employees and agents have executed an agreement restricting their use and disclosure in accordance with this agreement or who otherwise have confidentiality obligations to the Recipient
under applicable statute or common law in the relevant jurisdiction; 

  

	 	(d)	to use the Confidential Information solely to accomplish the Purpose and to refrain from any sort of reverse engineering of the Confidential Information;

  

	 	(e)	to promptly notify the other party in the event that Recipient is required by applicable statute, regulation or governmental authority to disclose Confidential
Information and, upon Discloser’s request, to cooperate with Discloser in contesting such request; 

  

	 	(f)	to defend, indemnify and hold harmless Discloser and its affiliates, licensors and agents from and against any third party claim arising out of or in connection with
the Recipient’s wrongful disclosure of Confidential Information or other breach of this Agreement. 

 The
obligations described above in Paragraph 4(b)-(e) shall apply only for two (2) years following disclosure; the indemnity obligation set forth in Paragraph 4(f) shall apply indefinitely and shall survive the termination or expiration of
this Agreement. Notwithstanding any of the foregoing, none of this Paragraph 4 shall apply to information which (i) Recipient knew, free of any confidentiality obligation, prior to the disclosure hereunder; (ii) is or becomes generally
publicly known, through no fault of Recipient; (iii) Recipient independently developed without the use of any Confidential Information; or (iv) Recipient rightfully obtains from a third party who has the right to transfer or disclose it.

 5. Ownership; Return of Confidential Information. Confidential Information remains the property of the
Discloser. Unless otherwise agreed, all Confidential Information shall remain the property of the Discloser and shall be returned to it or destroyed or purged promptly at its request (except that Recipient shall be entitled to retain a reference
copy). 
 6. Limitations. Each party acknowledges that the other party and its affiliates may be developing or receiving
information that is substantially similar to other game-related information proposed or described by the Discloser or other parties. Provided that Recipient does not knowingly infringe the patents, copyrights or trademarks of the Discloser,
Recipient (whether itself or through its affiliates, contractors, vendors, agents or licensees) shall be free to create, develop, produce and publish any interactive game, even if such game is competitive with or substantially similar to any of
Discloser’s actual or proposed games, anything to the contrary herein notwithstanding. 
 7. Warranty, Disclaimer and
Limitation of Liability. Each party warrants that is has the right to enter into and perform this agreement and to disclose the Confidential Information it discloses hereunder. Each party warrants that it will use all information received in a
safe, prudent manner and acknowledges that it is responsible for all risk or loss arising out of such use. EXCEPT AS EXPRESSLY AGREED IN A SUBSEQUENT WRITING, THE INFORMATION IS PROVIDED “AS IS” AND THERE ARE NO REPRESENTATIONS OR
WARRANTIES, EITHER EXPRESS, IMPLIED OR STATUTORY, WITH RESPECT TO THE CONFIDENTIAL INFORMATION, INCLUDING BUT NOT LIMITED TO A WARRANTY OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE, A WARRANTY AGAINST INFRINGEMENT, OR A WARRANTY OF
ACCURACY OR COMPLETENESS. IN NO EVENT SHALL ATARI BE LIABLE FOR INDIRECT, INCIDENTAL, CONSEQUENTIAL OR PUNITIVE DAMAGES FOR ANY CAUSE OF ACTION, EVEN IF IT HAS BEEN ADVISED IN ADVANCE OF THE POSSIBILITY THEREOF, WHETHER IN CONTRACT, TORT OR
OTHERWISE ARISING OUT OF OR IN CONNECTION WITH THIS AGREEMENT. 

  

	*	Confidential treatment has been requested with respect to the information statement contained within the “[*]” marking. The marked portions have been omitted
from this filing and filed separately with the Securities and Exchange Commission. 

  
 -24-

 *Confidential Treatment has been requested for 

the marked portions of this exhibit pursuant 
 to Rule 24b-2 of the Securities Act of 1934, as amended 
  

 8. No Inducement or Commitment. Neither the execution of this Agreement nor the
provision of Confidential Information to Recipient represents (i) an offer or inducement by Discloser to Recipient or a commitment by either party to enter into any business relationship with the other party or with any other entity, or
(ii) a license or offer or promise of a license to copy, exploit, sell, distribute, retain, or otherwise use any Atari Confidential Information or other Atari intellectual property. If the parties desire to pursue any business opportunity, the
parties will execute a separate written agreement to govern such business relationship. 
 9. Export Regulations. Neither
party may export or re-export any Confidential Information acquired under this Agreement, except in full compliance with all applicable law. 
 10. Effective Date and Termination. This Agreement shall be effective from the Effective Date specified below and shall automatically terminate upon the completion or termination of the
parties’ business relationship; provided, however, that all rights and obligations incurred with respect to disclosures made hereunder prior to such termination shall continue under the terms hereof. 

11. Governing Law and Equitable Relief. This Agreement shall be governed by and construed in accordance with the laws of the State
of New York, exclusive of its choice of law principles. Each party consents to jurisdiction by the state and federal courts sitting in the State of New York. Each party acknowledges and agrees that the other party, as Discloser, may, in addition to
all other remedies available at law or equity, seek injunctive relief to protect its Confidential Information. 
 12. No
Partnership or Joint Venture Formed. The exchange of Confidential Information between the parties is not and does not create a partnership, joint venture, or other form of legal entity or business enterprise. Any business relationship
between the parties will be governed by a separate agreement. 
 13. Miscellaneous. This Agreement and its exhibits
constitute the entire understanding between the parties with respect to the subject matter hereof, superseding all prior negotiations, correspondence or understandings, written or oral, with respect to the subject matter hereof. The failure of any
party to require performance by another party of any provision of this Agreement shall in no way affect the full right to require such performance at any time thereafter, unless so specified in a binding waiver. No waiver, modification or amendment
of any provision of this Agreement will be binding against a party unless it is in writing and signed by an authorized officer (vice president or higher) of the party against whom enforcement is sought. Neither party may assign this Agreement
without the other’s prior written consent, and any purported assignment in violation of this Agreement shall be void. Should any provisions of this Agreement be found unenforceable, the remainder shall remain in full force and effect. This
Agreement has been negotiated by the parties and their respective attorneys, and the language of this Agreement shall not be construed for or against either party. All notices under this Agreement shall be deemed to have been duly given 3 days
following the mailing of the notice, postpaid, to the address set forth above. Either the original or copies, including facsimile transmissions, of this Agreement, may be executed in counterparts, each of which shall be an original as against any
party whose signature appears on such counterpart and all of which together shall constitute one and the same instrument. 

  

	*	Confidential treatment has been requested with respect to the information statement contained within the “[*]” marking. The marked portions have been omitted
from this filing and filed separately with the Securities and Exchange Commission. 

  
 -25-

 *Confidential Treatment has been requested for 

the marked portions of this exhibit pursuant 
 to Rule 24b-2 of the Securities Act of 1934, as amended 
  

 The parties have caused their respective duly authorized representatives to execute and
deliver this Agreement. 
 Effective Date   March 29, 2012   (date of last signature if blank) 

 

									
	ATARI, INC.	 	 	 	 	 	GLU MOBILE INC.
					
	By:	 	 /s/ James Wilson
	 		 	By:	 	 /s/ Scott J. Leichtner

					
	Title:	 	CEO	 		 	Title:	 	VP & General Counsel
					
	Date:	 	3/29/12	 		 	Date:	 	3/29/12

  

	*	Confidential treatment has been requested with respect to the information statement contained within the “[*]” marking. The marked portions have been omitted
from this filing and filed separately with the Securities and Exchange Commission. 

  
 -26-2006 Share Incentive Plan, as amended

 Exhibit 4.1 
 NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP INC. 
 2006 SHARE
INCENTIVE PLAN 
 (As amended by the Board resolutions dated September 28, 2012) 

1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel, to provide additional
incentives to Employees, Directors and Consultants and to promote the success of the Company’s business. 
 2.
Definitions. The following definitions shall apply as used herein and in the individual Award Agreements except as defined otherwise in an individual Award Agreement. In the event a term is separately defined in an individual Award Agreement,
such definition shall supercede the definition contained in this Section 2. 
 (a) “Administrator” means
the Board or any of the Committees appointed to administer the Plan. 
 (b) “Affiliate” and
“Associate” shall have the respective meanings ascribed to such terms in Rule 12b-2 promulgated under the Exchange Act. 
 (c) “Applicable Laws” means the legal requirements relating to the Plan and the Awards under applicable provisions of the corporate and securities laws of the jurisdiction in which the
Company is incorporated, the Code, the rules of any applicable stock exchange or national market system, and the rules of any jurisdiction applicable to Awards granted to residents therein. 

(d) “Assumed” means that pursuant to a Corporate Transaction either (i) the Award is expressly affirmed by the
Company or (ii) the contractual obligations represented by the Award are expressly assumed (and not simply by operation of law) by the successor entity or its Parent in connection with the Corporate Transaction with appropriate adjustments to
the number and type of securities of the successor entity or its Parent subject to the Award and the exercise or purchase price thereof which at least preserves the compensation element of the Award existing at the time of the Corporate Transaction
as determined in accordance with the instruments evidencing the agreement to assume the Award. 
 (e) “Award”
means the grant of an Option, SAR, Dividend Equivalent Right, Restricted Share, Restricted Share Unit or other right or benefit under the Plan. 
 (f) “Award Agreement” means the written agreement evidencing the grant of an Award executed by the Company and the Grantee, including any amendments thereto. 

(g) “Board” means the Board of Directors of the Company. 

  
 1 

 (h) “Cause” means, with respect to the termination by the Company or a
Related Entity of the Grantee’s Continuous Service, that such termination is for “Cause” as such term is expressly defined in a then-effective written agreement between the Grantee and the Company or such Related Entity, or in the
absence of such then-effective written agreement and definition, is based on, in the determination of the Administrator, the Grantee’s: (i) performance of any act or failure to perform any act in bad faith and to the detriment of the
Company or a Related Entity; (ii) dishonesty, intentional misconduct or material breach of any agreement with the Company or a Related Entity; or (iii) commission of a crime involving dishonesty, breach of trust, or physical or emotional
harm to any person. 
 (i) “Change in Control” means a change in ownership or control of the Company after the
Registration Date effected through either of the following transactions: 
 (i) the direct or indirect acquisition by any person
or related group of persons (other than an acquisition from or by the Company or by a Company-sponsored employee benefit plan or by a person that directly or indirectly controls, is controlled by, or is under common control with, the Company) of
beneficial ownership (within the meaning of Rule 13d-3 of the Exchange Act) of securities possessing more than fifty percent (50%) of the total combined voting power of the Company’s outstanding securities pursuant to a tender or
exchange offer made directly to the Company’s shareholders which a majority of the Continuing Directors who are not Affiliates or Associates of the offeror do not recommend such shareholders accept, or 

(ii) a change in the composition of the Board over a period of twelve (12) months or less such that a majority of the Board members
(rounded up to the next whole number) ceases, by reason of one or more contested elections for Board membership, to be comprised of individuals who are Continuing Directors. 
 (j) “Code” means the Internal Revenue Code of 1986, as amended. 

(k) “Committee” means any committee composed of members of the Board or individuals appointed by the Board to administer
the Plan. 
 (l) “Company” means New Oriental Education & Technology Group Inc., a company organized
under the laws of the Cayman Islands or any successor corporation that adopts the Plan in connection with a Corporate Transaction. 
 (m) “Consultant” means any person (other than an Employee or a Director, solely with respect to rendering services in such person’s capacity as a Director) who is engaged by the
Company or any Related Entity to render consulting or advisory services to the Company or such Related Entity. 
 (n)
“Continuing Directors” means members of the Board who either (i) have been Board members continuously for a period of at least twelve (12) months or (ii) have been Board members for less than twelve (12) months
and were elected or nominated for election as Board members by at least a majority of the Board members described in clause (i) who were still in office at the time such election or nomination was approved by the Board. 

  
 2 

 (o) “Continuous Service” means that the provision of services to the
Company or a Related Entity in any capacity of Employee, Director or Consultant is not interrupted or terminated. In jurisdictions requiring notice in advance of an effective termination as an Employee, Director or Consultant, Continuous Service
shall be deemed terminated upon the actual cessation of providing services to the Company or a Related Entity notwithstanding any required notice period that must be fulfilled before a termination as an Employee, Director or Consultant can be
effective under Applicable Laws. A Grantee’s Continuous Service shall be deemed to have terminated either upon an actual termination of Continuous Service or upon the entity for which the Grantee provides services ceasing to be a Related
Entity. Continuous Service shall not be considered interrupted in the case of (i) any approved leave of absence, (ii) transfers among the Company, any Related Entity, or any successor, in any capacity of Employee, Director or Consultant,
or (iii) any change in status as long as the individual remains in the service of the Company or a Related Entity in any capacity of Employee, Director or Consultant (except as otherwise provided in the Award Agreement). An approved leave of
absence shall include sick leave, military leave, or any other authorized personal leave. For purposes of each Incentive Share Option granted under the Plan, if such leave exceeds three (3) months, and reemployment upon expiration of such leave
is not guaranteed by statute or contract, then the Incentive Share Option shall be treated as a Non-Qualified Share Option on the day three (3) months and one (1) day following the expiration of such three (3) month period.

 (p) “Corporate Transaction” means any of the following transactions, provided, however, that the
Administrator shall determine under parts (iv) and (v) whether multiple transactions are related, and its determination shall be final, binding and conclusive: 
 (i) an amalgamation, arrangement or consolidation in which the Company is not the surviving entity, except for a transaction the principal purpose of which is to change the jurisdiction in which the
Company is incorporated; 
 (ii) the sale, transfer or other disposition of all or substantially all of the assets of the
Company; 
 (iii) the complete liquidation or dissolution of the Company; 

(iv) any reverse takeover or series of related transactions culminating in a reverse takeover (including, but not limited to, a tender
offer followed by a reverse takeover) in which the Company is the surviving entity but (A) the Ordinary Shares outstanding immediately prior to such takeover are converted or exchanged by virtue of the takeover into other property, whether in
the form of securities, cash or otherwise, or (B) in which securities possessing more than forty percent (40%) of the total combined voting power of the Company’s outstanding securities are transferred to a person or persons different
from those who held such securities immediately prior to such takeover or the initial transaction culminating in such takeover, but excluding any such transaction or series of related transactions that the Administrator determines shall not be a
Corporate Transaction; or 

  
 3 

 (v) acquisition in a single or series of related transactions by any person or related
group of persons (other than the Company or by a Company-sponsored employee benefit plan) of beneficial ownership (within the meaning of Rule 13d-3 of the Exchange Act) of securities possessing more than fifty percent (50%) of the total
combined voting power of the Company’s outstanding securities but excluding any such transaction or series of related transactions that the Administrator determines shall not be a Corporate Transaction. 

(q) “Director” means a member of the Board or the board of directors of any Related Entity. 

(r) “Disability” means as defined under the long-term disability policy of the Company or the Related Entity to which
the Grantee provides services regardless of whether the Grantee is covered by such policy. If the Company or the Related Entity to which the Grantee provides service does not have a long-term disability plan in place, “Disability” means
that a Grantee is unable to carry out the responsibilities and functions of the position held by the Grantee by reason of any medically determinable physical or mental impairment for a period of not less than ninety (90) consecutive days. A
Grantee will not be considered to have incurred a Disability unless he or she furnishes proof of such impairment sufficient to satisfy the Administrator in its discretion. 
 (s) “Dividend Equivalent Right” means a right entitling the Grantee to compensation measured by dividends paid with respect to Ordinary Shares. 

(t) “Employee” means any person, including an Officer or Director, who is in the employ of the Company or any Related
Entity, subject to the control and direction of the Company or any Related Entity as to both the work to be performed and the manner and method of performance. The payment of a director’s fee by the Company or a Related Entity shall not be
sufficient to constitute “employment” by the Company. 
 (u) “Exchange Act” means the Securities
Exchange Act of 1934, as amended. 
 (v) “Fair Market Value” means, as of any date, the value of Ordinary
Shares determined as follows: 
 (i) If the Ordinary Shares are listed on one or more established stock exchanges or national
market systems, including without limitation The Nasdaq National Market or The Nasdaq SmallCap Market of The Nasdaq Stock Market, its Fair Market Value shall be the closing sales price for such shares (or the closing bid, if no sales were reported)
as quoted on the principal exchange or system on which the Ordinary Shares are listed (as determined by the Administrator) on the date of determination (or, if no closing sales price or closing bid was reported on that date, as applicable, on the
last trading date such closing sales price or closing bid was reported), as reported in The Wall Street Journal or such other source as the Administrator deems reliable; 
 (ii) If the Ordinary Shares are regularly quoted on an automated quotation system (including the OTC Bulletin Board) or by a recognized securities dealer, its Fair Market Value shall be the closing sales
price for such shares as quoted on such system or by such securities dealer on the date of determination, but if selling prices are not reported, the Fair Market Value of an Ordinary Share shall be the mean between the high bid and low asked prices
for the Ordinary Shares on the date of determination (or, if no such prices were reported on that date, on the last date such prices were reported), as reported in The Wall Street Journal or such other source as the Administrator deems reliable; or

  
 4 

 (iii) In the absence of an established market for the Ordinary Shares of the type described
in (i) and (ii), above, the Fair Market Value thereof shall be determined by the Administrator in good faith. 
 (w)
“Grantee” means an Employee, Director or Consultant who receives an Award under the Plan. 
 (x)
“Incentive Share Option” means an Option intended to qualify as an incentive stock option within the meaning of Section 422 of the Code 
 (y) “Non-Qualified Share Option” means an Option not intended to qualify as an Incentive Share Option. 
 (z) “Officer” means a person who is an officer of the Company or a Related Entity within the meaning of Section 16 of the Exchange Act and the rules and regulations promulgated
thereunder. 
 (aa) “Option” means an option to purchase Shares pursuant to an Award Agreement granted under
the Plan. 
 (bb) “Ordinary Share” means a common share of nominal or par value, of the Company, or, if
applicable, the number or fraction of American Depositary Receipt representing an Ordinary Share. 
 (cc)
“Parent” means a “parent corporation”, whether now or hereafter existing, as defined in Section 424(e) of the Code. 
 (dd) “Plan” means this 2006 Share Incentive Plan, as may be amended from time to time. 
 (ee) “Registration Date” means the first to occur of (i) the closing of the first sale to the general public pursuant to a registration statement filed with and declared effective by
the Securities and Exchange Commission under the Securities Act of 1933, as amended, of (A) the Ordinary Shares or (B) the same class of securities of a successor corporation (or its Parent) issued pursuant to a Corporate Transaction in
exchange for or in substitution of the Ordinary Shares; and (ii) in the event of a Corporate Transaction, the date of the consummation of the Corporate Transaction if the same class of securities of the successor corporation (or its Parent)
issuable in such Corporate Transaction shall have been sold to the general public pursuant to a registration statement filed with and declared effective by the Securities and Exchange Commission under the Securities Act of 1933, as amended, on or
prior to the date of consummation of such Corporate Transaction. 
 (ff) “Related Entity” means any Parent or
Subsidiary of the Company. 

  
 5 

 (gg) “Replaced” means that pursuant to a Corporate Transaction the
Award is replaced with a comparable share or stock award or a cash incentive program of the Company, the successor entity (if applicable) or Parent of either of them which preserves the compensation element of such Award existing at the time of the
Corporate Transaction and provides for subsequent payout in accordance with the same (or a more favorable) vesting schedule applicable to such Award. The determination of Award comparability shall be made by the Administrator and its determination
shall be final, binding and conclusive. 
 (hh) “Restricted Share” means a Share issued under the Plan to the
Grantee for such consideration, if any, and subject to such restrictions on transfer, rights of first refusal, repurchase provisions, forfeiture provisions, and other terms and conditions as established by the Administrator. 

(ii) “Restricted Share Units” means an Award which may be earned in whole or in part upon the passage of time or the
attainment of performance criteria established by the Administrator and which may be settled for cash, Shares or other securities or a combination of cash, Shares or other securities as established by the Administrator. 

(jj) “Rule 16b-3” means Rule 16b-3 promulgated under the Exchange Act or any successor thereto. 

(kk) “SAR” means a share appreciation right entitling the Grantee to Shares or cash compensation, as established by the
Administrator, measured by appreciation in the value of Ordinary Shares. 
 (ll) “Share” means an Ordinary
Share of the Company. 
 (mm) “Subsidiary” means a “subsidiary corporation”, whether now or hereafter
existing, as defined in Section 424(f) of the Code. 
 3. Shares Subject to the Plan. 

(a) Subject to the provisions of Section 10, below, the maximum aggregate number of Shares which may be issued pursuant to all Awards
(including Incentive Share Options) is 8,000,000 Shares, plus (i) an increase of 5,000,000 Shares to be added on January 1, 2007, (ii) an increase of 5,000,000 Shares to be added on January 1, 2008 and (iii) an annual
increase to be added on the first business day of each calendar year beginning in 2009 equal to the lesser of (x) 3,000,000 Shares, (y) two percent (2%) of the number of Shares outstanding as of such date, or (z) a lesser number
of Shares determined by the Administrator. The Shares to be issued pursuant to Awards may be authorized, but unissued Ordinary Shares. 
 (b) Any Shares covered by an Award (or portion of an Award) which is forfeited, canceled or expires (whether voluntarily or involuntarily) shall be deemed not to have been issued for purposes of
determining the maximum aggregate number of Shares which may be issued under the Plan. Shares that actually have been issued under the Plan pursuant to an Award shall not be returned to the Plan and shall not become available for future issuance
under the Plan, except that if unvested Shares are forfeited or repurchased by the Company at their original issue price, such Shares shall become available for future grant under the Plan. 

  
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 4. Administration of the Plan. 

(a) Plan Administrator. 
 (i) Administration with Respect to Directors and Officers. With respect to grants of Awards to Directors or Employees who are also Officers or Directors of the Company, the Plan shall be
administered by (A) the Board or (B) a Committee designated by the Board, which Committee shall be constituted in such a manner as to satisfy the Applicable Laws and to permit such grants and related transactions under the Plan to be
exempt from Section 16(b) of the Exchange Act in accordance with Rule 16b-3. Once appointed, such Committee shall continue to serve in its designated capacity until otherwise directed by the Board. 

(ii) Administration With Respect to Consultants and Other Employees. With respect to grants of Awards to Employees or Consultants
who are neither Directors nor Officers of the Company, the Plan shall be administered by (A) the Board or (B) a Committee designated by the Board, which Committee shall be constituted in such a manner as to satisfy the Applicable Laws.
Once appointed, such Committee shall continue to serve in its designated capacity until otherwise directed by the Board. The Board may authorize one or more Officers to grant such Awards and may limit such authority as the Board determines from time
to time. 
 (iii) Administration Errors. In the event an Award is granted in a manner inconsistent with the provisions
of this subsection (a), such Award shall be presumptively valid as of its grant date to the extent permitted by the Applicable Laws. 
 (b) Powers of the Administrator. Subject to Applicable Laws and the provisions of the Plan (including any other powers given to the Administrator hereunder), and except as otherwise provided by the
Board, the Administrator shall have the authority, in its discretion: 
 (i) to select the Employees, Directors and Consultants
to whom Awards may be granted from time to time hereunder; 
 (ii) to determine whether and to what extent Awards are granted
hereunder; 
 (iii) to determine the number of Shares or the amount of other consideration to be covered by each Award granted
hereunder; 
 (iv) to approve forms of Award Agreements for use under the Plan; 

(v) to determine the terms and conditions of any Award granted hereunder; 

  
 7 

 (vi) to amend the terms of any outstanding Award granted under the Plan, provided that
(A) any amendment that would adversely affect the Grantee’s rights under an outstanding Award shall not be made without the Grantee’s written consent, provided, however, that an amendment or modification that may cause an Incentive
Share Option to become a Non-Qualified Share Option shall not be treated as adversely affecting the rights of the Grantee, (B) the reduction of the exercise price of any Option awarded under the Plan shall be subject to shareholder approval;
for clarification purpose, if a modification of an Option awarded under the Plan is to reduce the original exercise price of the Option and the number of the underlying Shares, so that it would not result in significant additional share-based
compensation expenses to be incurred by the Company, shareholder approval shall not be required in this circumstance and (C) canceling an Option at a time when its exercise price exceeds the Fair Market Value of the underlying Shares, in
exchange for another Option, Restricted Share, or other Award shall be subject to shareholder approval, unless the cancellation and exchange occurs in connection with a Corporate Transaction; 

(vii) to construe and interpret the terms of the Plan and Awards, including without limitation, any notice of award or Award Agreement,
granted pursuant to the Plan; 
 (viii) to grant Awards to Employees, Directors and Consultants employed outside the United
States on such terms and conditions different from those specified in the Plan as may, in the judgment of the Administrator, be necessary or desirable to further the purpose of the Plan; 

(ix) to take such other action, not inconsistent with the terms of the Plan, as the Administrator deems appropriate. 

The express grant in the Plan of any specific power to the Administrator shall not be construed as limiting any power or authority of the Administrator;
provided that the Administrator may not exercise any right or power reserved to the Board. Any decision made, or action taken, by the Administrator or in connection with the administration of this Plan shall be final, conclusive and binding on all
persons having an interest in the Plan. 
 (c) Indemnification. In addition to such other rights of indemnification as
they may have as members of the Board or as Officers or Employees of the Company or a Related Entity, members of the Board and any Officers or Employees of the Company or a Related Entity to whom authority to act for the Board, the Administrator or
the Company is delegated shall be defended and indemnified by the Company to the extent permitted by law on an after-tax basis against all reasonable expenses, including attorneys’ fees, actually and necessarily incurred in connection with the
defense of any claim, investigation, action, suit or proceeding, or in connection with any appeal therein, to which they or any of them may be a party by reason of any action taken or failure to act under or in connection with the Plan, or any Award
granted hereunder, and against all amounts paid by them in settlement thereof (provided such settlement is approved by the Company) or paid by them in satisfaction of a judgment in any such claim, investigation, action, suit or proceeding, except in
relation to matters as to which it shall be adjudged in such claim, investigation, action, suit or proceeding that such person is liable for gross negligence, bad faith or intentional misconduct; provided, however, that within thirty (30) days
after the institution of such claim, investigation, action, suit or proceeding, such person shall offer to the Company, in writing, the opportunity at the Company’s expense to defend the same. 

5. Eligibility. Awards other than Incentive Share Options may be granted to Employees, Directors and Consultants. Incentive Share
Options may be granted only to Employees of the Company or a Parent or a Subsidiary of the Company. An Employee, Director or Consultant who has been granted an Award may, if otherwise eligible, be granted additional Awards. Awards may be granted to
such Employees, Directors or Consultants who are residing in non-U.S. jurisdictions as the Administrator may determine from time to time. 

  
 8 

 6. Terms and Conditions of Awards. 

(a) Types of Awards. The Administrator is authorized under the Plan to award any type of arrangement to an Employee, Director or
Consultant that is not inconsistent with the provisions of the Plan and that by its terms involves or might involve the issuance of (i) Shares, (ii) cash or (iii) an Option, a SAR, or similar right with a fixed or variable price
related to the Fair Market Value of the Shares and with an exercise or conversion privilege related to the passage of time, the occurrence of one or more events, or the satisfaction of performance criteria or other conditions. Such awards include,
without limitation, Options, SARs, sales or bonuses of Restricted Share, Restricted Share Units or Dividend Equivalent Rights, and an Award may consist of one such security or benefit, or two (2) or more of them in any combination or
alternative. 
 (b) Designation of Award. Each Award shall be designated in the Award Agreement. In the case of an
Option, the Option shall be designated as either an Incentive Share Option or a Non-Qualified Share Option. However, notwithstanding such designation, an Option will qualify as an Incentive Share Option under the Code only to the extent the $100,000
dollar limitation of Section 422(d) of the Code is not exceeded. The $100,000 limitation of Section 422(d) of the Code is calculated based on the aggregate Fair Market Value of the Shares subject to Options designated as Incentive Share
Options which become exercisable for the first time by a Grantee during any calendar year (under all plans of the Company or any Parent or Subsidiary of the Company). For purposes of this calculation, Incentive Share Options shall be taken into
account in the order in which they were granted, and the Fair Market Value of the Shares shall be determined as of the grant date of the relevant Option. 
 (c) Conditions of Award. Subject to the terms of the Plan, the Administrator shall determine the provisions, terms, and conditions of each Award including, but not limited to, the Award vesting
schedule, repurchase provisions, rights of first refusal, forfeiture provisions, form of payment (cash, Shares, or other consideration) upon settlement of the Award, payment contingencies, and satisfaction of any performance criteria. The
performance criteria established by the Administrator may be based on any one of, or combination of, the following: (i) increase in share price, (ii) earnings per share, (iii) total shareholder return, (iv) operating margin,
(v) gross margin, (vi) return on equity, (vii) return on assets, (viii) return on investment, (ix) operating income, (x) net operating income, (xi) pre-tax profit, (xii) cash flow, (xiii) revenue,
(xiv) expenses, (xv) earnings before interest, taxes and depreciation, (xvi) economic value added and (xvii) market share. The performance criteria may be applicable to the Company, Related Entities and/or any individual business
units of the Company or any Related Entity. Partial achievement of the specified criteria may result in a payment or vesting corresponding to the degree of achievement as specified in the Award Agreement. 

(d) Acquisitions and Other Transactions. The Administrator may issue Awards under the Plan in settlement, assumption or
substitution for, outstanding awards or obligations to grant future awards in connection with the Company or a Related Entity acquiring another entity, an interest in another entity or an additional interest in a Related Entity whether by merger,
share purchase, asset purchase or other form of transaction. 

  
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 (e) Deferral of Award Payment. The Administrator may establish one or more programs
under the Plan to permit selected Grantees the opportunity to elect to defer receipt of consideration upon exercise of an Award, satisfaction of performance criteria, or other event that absent the election would entitle the Grantee to payment or
receipt of Shares or other consideration under an Award. The Administrator may establish the election procedures, the timing of such elections, the mechanisms for payments of, and accrual of interest or other earnings, if any, on amounts, Shares or
other consideration so deferred, and such other terms, conditions, rules and procedures that the Administrator deems advisable for the administration of any such deferral program; provided however that any such deferrals shall be made in accordance
with Section 409A of the Code to the extent applicable to the Grantee. 
 (f) Separate Programs. The Administrator
may establish one or more separate programs under the Plan for the purpose of issuing particular forms of Awards to one or more classes of Grantees on such terms and conditions as determined by the Administrator from time to time. 

(g) Early Exercise. The Award Agreement may, but need not, include a provision whereby the Grantee may elect at any time while an
Employee, Director or Consultant to exercise any part or all of the Award prior to full vesting of the Award. Any unvested Shares received pursuant to such exercise may be subject to a repurchase right in favor of the Company or a Related Entity or
to any other restriction the Administrator determines to be appropriate. 
 (h) Term of Award. The term of each Award
shall be the term stated in the Award Agreement, provided, however, that the term of an Incentive Share Option shall be no more than ten (10) years from the date of grant thereof. However, in the case of an Incentive Share Option granted to a
Grantee who, at the time the Option is granted, owns shares representing more than ten percent (10%) of the voting power of all classes of shares of the Company or any Parent or Subsidiary of the Company, the term of the Incentive Share
Option shall be five (5) years from the date of grant thereof or such shorter term as may be provided in the Award Agreement. Notwithstanding the foregoing, the specified term of any Award shall not include any period for which the Grantee has
elected to defer the receipt of the Shares or cash issuable pursuant to the Award. 
 (i) Transferability of Awards.
Incentive Share Options may not be sold, pledged, assigned, hypothecated, transferred, or disposed of in any manner other than by will or by the laws of descent or distribution and may be exercised, during the lifetime of the Grantee, only by the
Grantee. Other Awards shall be transferable (i) by will and by the laws of descent and distribution and (ii) during the lifetime of the Grantee, to the extent and in the manner authorized by the Administrator. Notwithstanding the
foregoing, the Grantee may designate one or more beneficiaries of the Grantee’s Award in the event of the Grantee’s death on a beneficiary designation form provided by the Administrator. 

  
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 (j) Time of Granting Awards. The date of grant of an Award shall for all purposes be
the date on which the Administrator makes the determination to grant such Award, or such other date as is determined by the Administrator. 
 7. Award Exercise or Purchase Price, Consideration and Taxes. 
 (a)
Exercise or Purchase Price. The exercise or purchase price, if any, for an Award shall be as follows: 
 (i) In the case
of an Incentive Share Option: 
 (A) granted to an Employee who, at the time of the grant of such Incentive Share Option owns
shares representing more than ten percent (10%) of the voting power of all classes of shares of the Company or any Parent or Subsidiary of the Company, the per Share exercise price shall be not less than one hundred ten percent (110%) of
the Fair Market Value per Share on the date of grant; or 
 (B) granted to any Employee other than an Employee described in the
preceding paragraph, the per Share exercise price shall be not less than one hundred percent (100%) of the Fair Market Value per Share on the date of grant. 
 (ii) In the case of a Non-Qualified Share Option, the per Share exercise price shall be not less than one hundred percent (100%) of the Fair Market Value per Share on the date of grant unless
otherwise determined by the Administrator. 
 (iii) In the case of other Awards, such price as is determined by the
Administrator. 
 (iv) Notwithstanding the foregoing provisions of this Section 7(a), in the case of an Award issued
pursuant to Section 6(d), above, the exercise or purchase price for the Award shall be determined in accordance with the provisions of the relevant instrument evidencing the agreement to issue such Award. 

(b) Consideration. Subject to Applicable Laws, the consideration to be paid for the Shares to be issued upon exercise or purchase
of an Award including the method of payment, shall be determined by the Administrator. In addition to any other types of consideration the Administrator may determine, the Administrator is authorized to accept as consideration for Shares issued
under the Plan the following, provided that the portion of the consideration equal to the par value of the Shares must be paid in cash or other legal consideration permitted by the applicable corporate law of the jurisdiction in the Company is
incorporated: 
 (i) cash; 
 (ii) check; 

  
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 (iii) if the exercise or purchase occurs on or after the Registration Date, surrender of
Shares or delivery of a properly executed form of attestation of ownership of Shares as the Administrator may require which have a Fair Market Value on the date of surrender or attestation equal to the aggregate exercise price of the Shares as to
which said Award shall be exercised, provided, however, that Shares acquired under the Plan or any other equity compensation plan or agreement of the Company must have been held by the Grantee for a period of more than six (6) months (and not
used for another Award exercise by attestation during such period); 
 (iv) with respect to Options, if the exercise occurs on
or after the Registration Date, payment through a broker-dealer sale and remittance procedure pursuant to which the Grantee (A) shall provide written instructions to a Company designated brokerage firm to effect the immediate sale of some or
all of the purchased Shares and remit to the Company sufficient funds to cover the aggregate exercise price payable for the purchased Shares and (B) shall provide written directives to the Company to deliver the certificates for the purchased
Shares directly to such brokerage firm in order to complete the sale transaction; or 
 (v) any combination of the foregoing
methods of payment. 
 The Administrator may at any time or from time to time, by adoption of or by amendment to the standard forms of Award
Agreement described in Section 4(b)(iv), or by other means, grant Awards which do not permit all of the foregoing forms of consideration to be used in payment for the Shares or which otherwise restrict one or more forms of consideration.

 (c) Taxes. No Shares shall be delivered under the Plan to any Grantee or other person until such Grantee or other
person has made arrangements acceptable to the Administrator for the satisfaction of any non-U.S., federal, state, or local income and employment tax withholding obligations, including, without limitation, obligations incident to the receipt of
Shares. Upon exercise or vesting of an Award the Company shall withhold or collect from Grantee an amount sufficient to satisfy such tax obligations, including, but not limited to, by surrender of the whole number of Shares covered by the Award
sufficient to satisfy the minimum applicable tax withholding obligations incident to the exercise or vesting of an Award. 
 8.
Exercise of Award. 
 (a) Procedure for Exercise; Rights as a Shareholder. 

(i) Any Award granted hereunder shall be exercisable at such times and under such conditions as determined by the Administrator under the
terms of the Plan and specified in the Award Agreement. 
 (ii) An Award shall be deemed to be exercised when written notice of
such exercise has been given to the Company in accordance with the terms of the Award by the person entitled to exercise the Award and full payment for the Shares with respect to which the Award is exercised has been made, including, to the extent
selected, use of the broker-dealer sale and remittance procedure to pay the purchase price as provided in Section 7(b)(iv). 

  
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 (b) Exercise of Award Following Termination of Continuous Service. 

(i) An Award may not be exercised after the termination date of such Award set forth in the Award Agreement and may be exercised
following the termination of a Grantee’s Continuous Service only to the extent provided in the Award Agreement. 
 (ii)
Where the Award Agreement permits a Grantee to exercise an Award following the termination of the Grantee’s Continuous Service for a specified period, the Award shall terminate to the extent not exercised on the last day of the specified period
or the last day of the original term of the Award, whichever occurs first. 
 (iii) Any Award designated as an Incentive Share
Option to the extent not exercised within the time permitted by law for the exercise of Incentive Share Options following the termination of a Grantee’s Continuous Service shall convert automatically to a Non-Qualified Share Option and
thereafter shall be exercisable as such to the extent exercisable by its terms for the period specified in the Award Agreement. 

9. Conditions Upon Issuance of Shares. 
 (a) Shares shall not be issued pursuant to the exercise of an Award unless the exercise of such Award and the issuance and delivery of such Shares pursuant thereto shall comply with all Applicable Laws,
and shall be further subject to the approval of counsel for the Company with respect to such compliance. 
 (b) As a condition
to the exercise of an Award, the Company may require the person exercising such Award to represent and warrant at the time of any such exercise that the Shares are being purchased only for investment and without any present intention to sell or
distribute such Shares if, in the opinion of counsel for the Company, such a representation is required by any Applicable Laws. 

10. Adjustments Upon Changes in Capitalization. Subject to any required action by the shareholders of the Company, the number of
Shares covered by each outstanding Award, and the number of Shares which have been authorized for issuance under the Plan but as to which no Awards have yet been granted or which have been returned to the Plan, the exercise or purchase price of each
such outstanding Award, as well as any other terms that the Administrator determines require adjustment shall be proportionately adjusted for (i) any increase or decrease in the number of issued Shares resulting from a share split, reverse
share split, share dividend, combination or reclassification of the Shares, or similar transaction affecting the Shares, (ii) any other increase or decrease in the number of issued Shares effected without receipt of consideration by the
Company, or (iii) as the Administrator may determine in its discretion, any other transaction with respect to Ordinary Shares including a corporate merger, consolidation, acquisition of property or shares, separation (including a spin-off or
other distribution of shares or property), reorganization, liquidation (whether partial or complete) or any similar transaction; provided, however that conversion of any convertible securities of the Company shall not be deemed to have been
“effected without receipt of consideration.” In the event of any distribution of cash or other assets to shareholders other than a normal cash dividend, the Administrator may also, in its discretion, make adjustments in connection with the
events described in (i)-(iii) of this Section 10 or substitute, exchange or grant Awards with respect to the shares of a Related Entity (collectively “adjustments”). In determining adjustments to be made under this
Section 10, the Administrator may take into account such factors as it deems appropriate, including (x) the restrictions of Applicable Law, (y) the potential tax, accounting or other consequences of an adjustment and (z) the
possibility that some Grantees might receive an adjustment and a distribution or other unintended benefit, and in light of such factors or circumstances may make adjustments that are not uniform or proportionate among outstanding Awards, modify
vesting dates, defer the delivery of share certificates or make other equitable adjustments. Any such adjustments to outstanding Awards will be effected in a manner that precludes the material enlargement of rights and benefits under such Awards.
Adjustments, if any, and any determinations or interpretations, including any determination of whether a distribution is other than a normal cash dividend, shall be made by the Administrator and its determination shall be final, binding and
conclusive. In connection with the foregoing adjustments, the Administrator may, in its discretion, prohibit the exercise of Awards during certain periods of time. Except as the Administrator determines, no issuance by the Company of shares of any
class, or securities convertible into shares of any class, shall affect, and no adjustment by reason hereof shall be made with respect to, the number or price of Shares subject to an Award. 

  
 13 

 11. Corporate Transactions and Changes in Control. 

(a) Termination of Award to Extent Not Assumed in Corporate Transaction. Effective upon the consummation of a Corporate
Transaction, all outstanding Awards under the Plan shall terminate. However, all such Awards shall not terminate to the extent they are Assumed in connection with the Corporate Transaction. 

(b) Acceleration of Award Upon Corporate Transaction or Change in Control. 

(i) Corporate Transaction. Except as provided otherwise in an individual Award Agreement, in the event of a Corporate Transaction
and: 
 (A) for the portion of each Award that is Assumed or Replaced, then such Award (if Assumed), the replacement Award (if
Replaced), or the cash incentive program (if Replaced) automatically shall become fully vested, exercisable and payable and be released from any repurchase or forfeiture rights (other than repurchase rights exercisable at Fair Market Value) for all
of the Shares at the time represented by such Assumed or Replaced portion of the Award, immediately upon termination of the Grantee’s Continuous Service if such Continuous Service is terminated by the successor company or the Company without
Cause within twelve (12) months after the Corporate Transaction; and 
 (B) for the portion of each Award that is neither
Assumed nor Replaced, such portion of the Award shall automatically become fully vested and exercisable and be released from any repurchase or forfeiture rights (other than repurchase rights exercisable at Fair Market Value) for all of the Shares at
the time represented by such portion of the Award, immediately prior to the specified effective date of such Corporate Transaction, provided that the Grantee’s Continuous Service has not terminated prior to such date. 

  
 14 

 (ii) Change in Control. Except as provided otherwise in an individual Award
Agreement, following a Change in Control (other than a Change in Control which also is a Corporate Transaction) and upon the termination of the Continuous Service of a Grantee if such Continuous Service is terminated by the Company or Related Entity
without Cause within twelve (12) months after a Change in Control, each Award of such Grantee which is at the time outstanding under the Plan automatically shall become fully vested and exercisable and be released from any repurchase or
forfeiture rights (other than repurchase rights exercisable at Fair Market Value), immediately upon the termination of such Continuous Service. 
 (c) Effect of Acceleration on Incentive Share Options. Any Incentive Share Option accelerated under this Section 11 in connection with a Corporate Transaction or Change in Control shall remain
exercisable as an Incentive Share Option under the Code only to the extent the $100,000 dollar limitation of Section 422(d) of the Code is not exceeded. 
 12. Effective Date and Term of Plan. The Plan shall become effective upon the earlier to occur of its adoption by the Board or its approval by the shareholders of the Company. It shall continue in
effect for a term of ten (10) years unless sooner terminated. Subject to Section 17, below, and Applicable Laws, Awards may be granted under the Plan upon its becoming effective. 

13. Amendment, Suspension or Termination of the Plan. 
 (a) The Board may at any time amend, suspend or terminate the Plan; provided, however, that no such amendment shall be made without the approval of the Company’s shareholders to the extent such
approval is required by Applicable Laws, or if such amendment would lessen any of the requirements of Section 4(b)(vi) or this Section 13(a). 
 (b) No Award may be granted during any suspension of the Plan or after termination of the Plan. 
 (c) No suspension or termination of the Plan (including termination of the Plan under Section 12, above) shall adversely affect any rights under Awards already granted to a Grantee. 

14. Reservation of Shares. 
 (a) The Company, during the term of the Plan, will at all times reserve and keep available, as authorized but unissued, such number of Shares as shall be sufficient to satisfy the requirements of the
Plan. 
 (b) The inability of the Company to obtain authority from any regulatory body having jurisdiction, which authority is
deemed by the Company’s counsel to be necessary to the lawful issuance and sale of any Shares hereunder, shall relieve the Company of any liability in respect of the failure to issue or sell such Shares as to which such requisite authority
shall not have been obtained. 

  
 15 

 15. No Effect on Terms of Employment/Consulting Relationship. The Plan shall not
confer upon any Grantee any right with respect to the Grantee’s Continuous Service, nor shall it interfere in any way with his or her right or the right of the Company or any Related Entity to terminate the Grantee’s Continuous Service at
any time, with or without Cause, and with or without notice. The ability of the Company or any Related Entity to terminate the employment of a Grantee who is employed at will is in no way affected by its determination that the Grantee’s
Continuous Service has been terminated for Cause for the purposes of this Plan. 
 16. No Effect on Retirement and Other
Benefit Plans. Except as specifically provided in a retirement or other benefit plan of the Company or a Related Entity, Awards shall not be deemed compensation for purposes of computing benefits or contributions under any retirement plan of the
Company or a Related Entity, and shall not affect any benefits under any other benefit plan of any kind or any benefit plan subsequently instituted under which the availability or amount of benefits is related to level of compensation. The Plan is
not a “Retirement Plan” or “Welfare Plan” under the Employee Retirement Income Security Act of 1974, as amended. 
 17. Shareholder Approval. The grant of Incentive Share Options under the Plan shall be subject to approval by the shareholders of the Company within twelve (12) months before or after the date
the Plan is adopted excluding Incentive Share Options issued in substitution for outstanding Incentive Share Options pursuant to Section 424(a) of the Code. Such shareholder approval shall be obtained in the degree and manner required under
Applicable Laws. The Administrator may grant Incentive Share Options under the Plan prior to approval by the shareholders, but until such approval is obtained, no such Incentive Share Option shall be exercisable. In the event that shareholder
approval is not obtained within the twelve (12) month period provided above, all Incentive Share Options previously granted under the Plan shall be exercisable as Non-Qualified Share Options. 

18. Unfunded Obligation. Grantees shall have the status of general unsecured creditors of the Company. Any amounts payable to
Grantees pursuant to the Plan shall be unfunded and unsecured obligations for all purposes, including, without limitation, Title I of the Employee Retirement Income Security Act of 1974, as amended. Neither the Company nor any Related Entity
shall be required to segregate any monies from its general funds, or to create any trusts, or establish any special accounts with respect to such obligations. The Company shall retain at all times beneficial ownership of any investments, including
trust investments, which the Company may make to fulfill its payment obligations hereunder. Any investments or the creation or maintenance of any trust or any Grantee account shall not create or constitute a trust or fiduciary relationship between
the Administrator, the Company or any Related Entity and a Grantee, or otherwise create any vested or beneficial interest in any Grantee or the Grantee’s creditors in any assets of the Company or a Related Entity. The Grantees shall have no
claim against the Company or any Related Entity for any changes in the value of any assets that may be invested or reinvested by the Company with respect to the Plan. 
 19. Construction. Captions and titles contained herein are for convenience only and shall not affect the meaning or interpretation of any provision of the Plan. Except when otherwise indicated by
the context, the singular shall include the plural and the plural shall include the singular. Use of the term “or” is not intended to be exclusive, unless the context clearly requires otherwise. 

  
 16

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