Document:

Exhibit 10.1
 

	
      AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
 	
            1. CONTRACT ID CODE

 
 	
      PAGE      OF    PAGES
 
	
            1
 	
            2
 
	
            2. AMENDMENT/MODIFICAITON NO.

Modification 0004
 	
            3. EFFECTIVE DATE

	
            4. REQUISITION/PURCHASE REQ. NO.

 
 	
            5. PROJECT NO. (If applicble)

             
 
	
            6. ISSUED BY 

              

            DHHS/OS/OPHEP/OPHEMC

            330 Independence Ave.   SW,  Room G640

            Washington,  DC 20201

	
            CODE
 	
             
 	
            7. ADMINISTERED BY (If other than Item 6)
 	
            CODE
 	
             
 
	
            8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State, and Zip Code)

 

Vaxgen, Inc.

1000 Marina Boulevard, Suite 200

Brisbane, California 94005-1841

 
 	
            x
 	
             9A. AMENDMENT OF SOLICIATION NO.

 
 
	 	
             9B. DATED (SEE ITEM 11)

	
                          

      x
 	
            10A. MODIFICATION OF CONTRACT/ORDER NO.  HHS O100200500001C

	
             

CODE:  

	
             

FACILITY CODE: 
 	 	
            10B. DATED (SEE ITEM 11)

                    10/04/04

	
            11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS
 
												

o  The above numbered solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers    o is extended,      o is not extended.

 

Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended, by one of the following methods:
 

 

 (a) By completing items 8 and 15, and returning  _______ copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted; 

 

or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this amendment your desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and date specified.

    

	
            12. ACCOUNTING AND APPROPRIATION DATA (If required)

EIN :     1-943236309       CAN :    1991535     Appropriation :    7550140    O.C.  25. 2A     $   -877,500,000.00
 
	
            13. THIS ITEM  ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS.

      IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.
 
	
            CHECK ONE

 
 	
            A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A.        
 
	
             

 	
            B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103 (b).
 
	
             

 	
            C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:

 
 
	
             

x
 	
            D. OTHER (Specify type of modification and authority)

 FAR 49.101 (f) Authorities and responsibilities.
 
	
            E. IMPORTANT: Contractor
 	
            x
 	
            is not
 	
            o
 	
            is required to sign this document and return _________ copies to the issuing office.

      
	
            14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible.)

 

PURPOSE:     To de-obligate the funds on the contract as described on the following page.

 

The funded amount is decreased by $877,500,000 from $877,500,000 to $0.

The total contract amount is decreased by $877,500,000 from $877,500,000 to $0.

The contract expiration date has been changed from 10/31/2012 to 12/19/06. 

 

 

	
            Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and effect.
 
	
            15A. NAME AND TITLE OF SIGNER (Type or print)

 
 	
            16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)

             

             Brian K. Goodger

	
            15B. CONTRACTOR/OFFEROR
 	
            15C. DATE SIGNED

	
            16B. UNITED STATES OF AMERICA

 

    /s/  Brian K. Goodger           
 	
            16C. DATE SIGNED
 
	
            (Signature of person authorized to sign)
 	
             
 	
            (Signature of Contracting Officer)
 	
            12/19/06
 
												

 

	
            NSN 7540-01-152-8070

      Previous adition unusable      
 	
             
 	
            STANDARD FORM 30 (REV. 10-83)

              Prescribed by GSA FAR (48 CFR) 53.243 
 

 

	 	Contract Number HHS0100200500001C 

    Vaxgen    	Modifications 0004, page 2 of 2    
	 	 	 
	 

    	The purpose of this contract modifications is to de-obligate the funds.

      THEREFORE, the contract is hereby modified as follows: 

      ARTICLES B.2 PRICES

    a.

	 	                            FUNDED CONTRACT AMOUNTS
	 	 	 
	 	 	Total Funded Amount
	 
	 	 	$ 0

	 	ALL OTHER TERMS AND CONDITIONS REMAIN UNCHANGEDExhibit 10.1

 

FIFTH AMENDMENT TO

AMENDED AND RESTATED CREDIT AGREEMENT

 

This Fifth Amendment to Amended and Restated Credit Agreement (the “Fifth Amendment”) is made as of the 15th day of December, 2006 by and among

 

PATHMARK STORES, INC., a corporation organized under the laws of the State of Delaware, having a place of business at 200 Milik Street, Carteret, New Jersey 07008;

the LENDERS party hereto; 

FLEET RETAIL GROUP, LLC (f/k/a Fleet Retail Group, Inc.), as Administrative Agent and Collateral Agent for the Lenders, a Delaware limited liability company, having a place of business at 40 Broad Street, Boston, Massachusetts 02109

THE CIT GROUP/BUSINESS CREDIT, INC., as Syndication Agent; and

GMAC COMMERCIAL FINANCE LLC and GENERAL ELECTRIC CAPITAL CORPORATION, as Co-Documentation Agents

in consideration of the mutual covenants herein contained and benefits to be derived herefrom.

WITNESSETH

 

WHEREAS, the Borrower, the Administrative Agent, the Collateral Agent, the Lenders, the Syndication Agent, and the Co-Documentation Agents have entered into an Amended and Restated Credit Agreement dated as of October 1, 2004 (as amended and in effect, the “Credit Agreement”); and 

 

WHEREAS, the Borrower, the Administrative Agent, the Collateral Agent, the Lenders, the Syndication Agent, and the Co-Documentation Agents have agreed to amend certain provisions of the Credit Agreement as set forth herein.

 

NOW THEREFORE, it is hereby agreed as follows:

 

	
            1.
 	
            Definitions: All capitalized terms used herein and not otherwise defined shall have the same meaning herein as in the Credit Agreement. 
 

	
            2.
 	
            Amendments to Article VI.    The provisions of Article VI of the Credit Agreement are hereby amended by deleting the provisions of SECTION 6.17 in their entirety and substituting the following in their stead:
 

6.17   Ratio of Credit Extensions to Consolidated EBITDA.  The Borrower shall not, at any time, permit the ratio of the Credit Extensions to Consolidated EBITDA (calculated on a trailing four fiscal quarter basis) at the end of any fiscal quarter to be more than 2.40:1.00.

 

1

 

	
            3.
 	
            Conditions to Effectiveness.  This Fifth Amendment shall not be effective until each of the following conditions precedent have been fulfilled to the satisfaction of the Agent:
 

	
             
  	
            a.
 	
            This Fifth Amendment shall have been duly executed and delivered by the Borrower, the Administrative Agent, the Collateral Agent and the Required Lenders.  The Administrative Agent shall have received a fully executed copy hereof and of each other document required hereunder.
 

	
             
  	
            b.
 	
            The Borrower shall have reimbursed the Administrative Agent for all expenses due and payable in connection herewith, including, without limitation, its reasonable attorneys’ fees.
 

	
             
  	
            c.
 	
            No Default or Event of Default shall have occurred and be continuing.
 

	
             
  	
            d.
 	
            The Borrower shall have provided such additional instruments and documents to the Administrative Agent as the Administrative Agent and its counsel may have reasonably requested.
 

	
            4.
 	
            Miscellaneous.
 

	
             
  	
            a.
 	
            Except as provided herein, all terms and conditions of the Credit Agreement and the other Loan Documents remain in full force and effect.  The Borrower hereby ratifies, confirms, and reaffirms all of the representations, warranties and covenants therein contained.  Without limiting the generality of the foregoing, the Borrower hereby acknowledges, confirms and agrees that all Collateral shall continue to secure the Obligations and any modifications, amendments, substitutions or renewals thereof.
 

	
             
  	
            b.
 	
            This Fifth Amendment may be executed in several counterparts and by each party on a separate counterpart, each of which when so executed and delivered, shall be an original, and all of which together shall constitute one instrument.  Delivery of an executed counterpart of a signature page hereto by telecopy or electronic transmission shall be effective as delivery of a manually executed counterpart hereof.
 

	
             
  	
            c.
 	
            This Fifth Amendment expresses the entire understanding of the parties with respect to the matters set forth herein and supersedes all prior discussions or negotiations hereon.  Any determination that any provision of this Fifth Amendment or any application hereof is invalid, illegal or unenforceable in any respect and in any instance shall not effect the validity, legality, or enforceability
of such provision in any other instance, or the validity, legality or enforceability of any other provisions of this Fifth Amendment.

 

 

 

2

 

IN WITNESS WHEREOF, the parties hereto have caused this Fifth Amendment to be executed and their seals to be hereto affixed as of the date first above written.  

PATHMARK STORES, INC.

 

By: /s/ Frank Vitrano

Print Name: Frank Vitrano

Title: President and Chief Financial Officer

FLEET RETAIL GROUP, LLC, as Administrative Agent, Collateral Agent and Lender 

 

By: /s/ Keith Vercauteren

Print Name: Keith Vercauteren

Title: Managing Director

GMAC COMMERCIAL FINANCE LLC

By: /s/ Christopher M. Gauch

Print Name: Christopher M. Gauch

Title: Vice President

GENERAL ELECTRIC CAPITAL CORPORATION

 

By: /s/ Amanda J. van Heyst

Print Name: Amanda J. van Heyst

Title: Duly Authorized Signatory

THE CIT GROUP/BUSINESS CREDIT, INC.

By: /s/ Matthew DeFranco

Print Name: Matthew DeFranco

Title: Assistant Vice President

 

 

3

 

WELLS FARGO FOOTHILL, LLC

 

By: /s/ David P. Hill

Print Name: David P. Hill

Title: Vice President

 

 

4

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