Document:

ex_260383.htm

 

Exhibit 10.1

 

 

NINTH AMENDMENT

TO THE 

BIOSIG TECHNOLOGIES, INC. 2012 EQUITY INCENTIVE PLAN

 

This NINTH AMENDMENT TO THE BIOSIG TECHNOLOGIES, INC. 2012 EQUITY INCENTIVE PLAN (this “Amendment”), effective as of June 28, 2021, is made and entered into by BioSig Technologies, Inc., a Delaware corporation (the “Company”). Terms used in this Amendment with initial capital letters that are not otherwise defined herein shall have the meanings ascribed to such terms in the BioSig Technologies, Inc. 2012 Equity Incentive Plan (the “Plan”).

 

RECITALS

 

WHEREAS, Section 18 of the Plan provides that the Board may amend the Plan at any time; and

 

WHEREAS, the Board desires to amend the Plan, to increase the number of shares of Common Stock that may be delivered pursuant to Awards under the Plan by an additional two million five hundred thousand shares (2,500,000).

 

NOW, THEREFORE, in accordance with Section 18 of the Plan the Company hereby amends the Plan as follows:

 

1.     Section 3(a) of the Plan is hereby amended by deleting said section in its entirety and substituting in lieu thereof the following new Section 3(a):

 

(a)      Stock Subject to the Plan. Subject to the provisions of Section 13 of the Plan, the maximum aggregate number of Shares that may be subject to Awards and sold under the Plan is 14,474,450 Shares, plus (i) any Shares that, as of the date of stockholder approval of this Plan, have been reserved but not issued pursuant to any awards granted under the BioSig Technologies, Inc. 2011 Long-Term Incentive Plan (the “2011 Plan”) and are not subject to any awards granted thereunder, and (ii) any Shares subject to stock options or similar awards granted under the 2011 Plan that expire or otherwise terminate without having been exercised in full and Shares issued pursuant to awards granted under the 2011 Plan that are forfeited to or repurchased by the Company, with the maximum number of Shares to be added to the Plan pursuant to clauses (i) and (ii) equal to 1,500,000 Shares. The Shares may be authorized but unissued, or reacquired Common Stock.

 

2.      Except as expressly amended by this Amendment, the Plan shall continue in full force and effect in accordance with the provisions thereof.

 

[Remainder of Page Intentionally Left Blank;

Signature Page Follows.]

 

 

 

 

 

 

IN WITNESS WHEREOF, the Company has caused this Amendment to be duly executed as of the date first written above.

 

BIOSIG TECHNOLOGIES, INC.

 

By:   /s/ Kenneth L. Londoner                         

Name: Kenneth L. Londoner                          

Title: Chairman and Chief Executive OfficerExhibit 4.1

 

	NUMBER _____ 	______________ SHARES
	 	 
	SEE REVERSE FOR CERTAIN DEFINITIONS	 
	 	 
	CUSIP [●]

 

MONEYLION INC.

A DELAWARE CORPORATION

COMMON STOCK

 

	This Certifies that	 	 
	 	 	 
	
    is the owner of
	 	 

 

FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, $0.0001 PAR VALUE
PER SHARE EACH, OF

 

MONEYLION INC. 

(THE “CORPORATION”)

 

transferable on the books of the Corporation in person or by duly authorized
attorney upon surrender of this certificate properly endorsed.

 

This certificate is not valid unless countersigned
by the Transfer Agent and registered by the Registrar of the Corporation.

 

Witness the facsimile signatures of its duly authorized
officers.

 

 

	 	 	 	 	 
	President	 	 	 	Secretary

Transfer Agent:

 

	 	 	 
	 	 	 
	Name:

Title:	 	 

 

MONEYLION INC.

 

The Corporation will furnish without charge to each stockholder who
so requests the powers, designations, preferences and relative, participating, optional or other special rights of each class of shares
or series thereof of the Corporation and the qualifications, limitations, or restrictions of such preferences and/or rights. This certificate
and the shares represented hereby are issued and shall be held subject to all the provisions of the Certificate of Incorporation and all
amendments thereto and resolutions of the Board of Directors providing for the issue of securities (copies of which may be obtained from
the secretary of the Corporation), to all of which the holder(s) of this certificate by acceptance hereof assent(s).

 

     

     

    

 

The following abbreviations, when used in the inscription on the face
of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

	TEN COM	—	 	as tenants in common	 	UNIF GIFT MIN ACT —	 	 	 	Custodian	 	 

 

	TEN ENT	—	 	as tenants by the entireties	 	 	 	(Cust)	 	 	 	(Minor)
	JT TEN	—	 	as joint tenants with right of survivorship and not as tenants in common	 	 	
    Under Uniform

    Gifts to Minors

 

	 	
     

     

    Act
	
	 	 	(State)

Additional abbreviations may also be used though not in the above list.

 

For value received, ________________________ hereby sell(s),
assign(s) and transfer(s) unto

 

	 
	
    (PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING
    NUMBER(S) OF ASSIGNEE(S))

     

	 
	 
	
    (PLEASE PRINT OR TYPEWRITE NAME(S) AND ADDRESS(ES),
    INCLUDING ZIP CODE, OF ASSIGNEE(S))

     

	 
	 

 

	______________________ Shares of the capital stock represented by the within Certificate, and do(es) hereby irrevocably constitute(s) and appoint(s) __________________________ attorney to transfer the said shares on the books of the within named Corporation with full power of substitution in the premises
	 
	Dated:
	 
	NOTICE: THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.
	Signature(s) Guaranteed By:

 

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE
GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE
MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).Exhibit 10.1

 

Declaration and Undertaking on Authenticity,
Accuracy and Completeness of Application Documents for IPO

 

In view of the fact that Jinko
Solar Co., Ltd. (hereinafter referred to as “Issuer”) intends to apply for an initial public offering of shares
and listing on the STAR Market, JinkoSolar Investment Limited (hereinafter referred to as “Company”), as the
controlling shareholder of the Issuer, declares and undertakes the following with respect to the authenticity, accuracy and completeness
of the full set of application documents and the relevant restraints in accordance with the requirements of relevant laws, regulations
and regulatory documents:

 

I. The Company has verified
and reviewed the full set of application documents of the Issuer for the initial public offering of shares and listing on the STAR Market,
confirms that there are no false records, misleading statements or material omissions in the such documents and assumes individual and
joint legal responsibility for their authenticity, accuracy and completeness.

 

II. If the prospectus and other
application documents of the Issuer contain false records, misleading statements or material omissions, incurring losses to the investors
in the issuance and trading of securities, the Company will compensate investors for such losses by law after the China Securities Regulatory
Commission, the stock exchange (hereinafter referred to as “Securities Regulator”) or other competent authorities
issue a formal administrative penalty decision against the Issuer and determine that the Issuer has committed the above-mentioned violations,
provided that the Company is determined by the Securities Regulator not to be exempt from such liability.

 

III. If there is any
false record, misleading statement or material omission in the prospectus and other application documents of the Issuer, and such
situation constitutes a material and substantial effect on the determination of whether the Issuer meets the issuance and listing
requirements for the initial public offering of shares and listing on the STAR Market under the laws, administrative regulations,
departmental rules and normative documents, the Company undertakes to make every effort to cause the Issuer to repurchase all the
new shares of its initial public offering and to acquire back the original restricted shares (if any) that have been
transferred.

 

Declaration and Undertaking
on Truthfulness, Accuracy and Completeness of Application Documents for IPO

 

     

     

    

 

IV. If the Company fails to
fulfill its undertakings, is indeed unable to fulfill them or is unable to fulfill them as scheduled (other than those caused by the changes
in applicable laws, regulations & policies, natural disasters, other force majeure events and other reasons beyond the Company’s
control), the Company will take the following measures:

 

1. The Company will publicly
explain the specific reasons for non-fulfillment and apologize to shareholders and public investors at the general meeting of shareholders
of the Issuer and in the disclosure media designated by the China Securities Regulatory Commission;

 

2. The Company will voluntarily
accept the supervision of the society and regulatory authorities, correct and continue to fulfill the relevant public undertakings in
a timely manner, and assume the corresponding responsibilities in accordance with the provisions of applicable laws and regulations as
well as the requirements of regulatory authorities.

 

     

     

    

 

(There is no text in this page. It is the signature
page of Declaration and Undertaking on Authenticity, Accuracy and Completeness of Application Documents for IPO.)

 

For and on behalf of

 

JinkoSolar Investment Limited (Seal):

 

By: /s/ Li Xiande

 

Date: June 21, 2021

 

Signature Page of Declaration and Undertaking on Truthfulness,
Accuracy and Completeness of Application Documents for IPO

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