Document:

Fourth Supplemental Indenture

 Exhibit 4.1 
 Execution Version 
  

 
 AMERICAN INTERNATIONAL GROUP, INC.

  
  

Fourth Supplemental 
 Indenture 
 Dated as of December 12, 2012 

 
  

(Supplemental to Senior Indenture Dated as of April 15, 1993) 

 
  

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., 
 as Trustee 
  

 

 FOURTH SUPPLEMENTAL INDENTURE, dated as of December 12, 2012 (the “Fourth
Supplemental Indenture”), between American International Group, Inc., a corporation duly organized and existing under the laws of the State of Delaware (as successor to SunAmerica Inc.) (herein called the “Company”), and The Bank of
New York Mellon Trust Company, N.A., a national banking association (as successor to the First National Bank of Chicago), as Trustee (herein called the “Trustee”); 
 R E C I T A L S: 
 WHEREAS, the Company has heretofore executed and delivered to
the Trustee a Senior Indenture, dated as of April 15, 1993, as supplemented by the Supplemental Indenture, dated as of June 28, 1993, the Supplemental Indenture, dated as of October 28, 1996, and the Third Supplemental Indenture,
dated as of January 1, 1999 (as so supplemented, the “Existing Indenture”) (the Existing Indenture, as the same may be amended or supplemented from time to time, including by this Fourth Supplemental Indenture, the
“Indenture”), providing for the issuance from time to time of the Company’s unsecured debentures, notes or other evidences of indebtedness (herein and therein called the “Securities”), to be issued in one or more series as
provided in the Indenture; 
 WHEREAS, Section 8.2 of the Existing Indenture permits the Company and the Trustee to enter
into an indenture supplemental to the Existing Indenture for the purpose of adding any provisions to, or changing in any manner the provisions of, the Indenture with the consent of the Holders of not less than a majority in aggregate principal
amount of the Securities at the time outstanding of all series affected by such supplemental indenture (voting as one class); 

WHEREAS, the Company wishes to amend Section 9.3 of the Existing Indenture to permit the issuance, sale, assignment, transfer or
other disposition of Voting Stock of a Restricted Subsidiary so long as such issuance, sale, assignment, transfer or other disposition is: (i) to the Company; (ii) to any other Restricted Subsidiary that is, and following such transaction
or series of transactions would remain, wholly owned by the Company, directly or indirectly (including through an entity that is not a Restricted Subsidiary), or to one or more entities that are wholly owned by such a Restricted Subsidiary;
(iii) to an entity that, as a result of such transaction or series of transactions, would become a Restricted Subsidiary that meets the requirements of clause (ii); or (iv) in a merger of a Restricted Subsidiary with and into another
Restricted Subsidiary or the Company; 
 WHEREAS, the changes contemplated in this Fourth Supplemental Indenture comply with the
requirements of Section 8.2 of the Existing Indenture; 
 WHEREAS, pursuant to resolutions of the Finance and Risk
Management Committee of the Company at a meeting duly called and held on December 4, 2012, the Company has duly authorized the execution and delivery of this Fourth Supplemental Indenture; 

  
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 WHEREAS, in accordance with Sections 8.4 and 11.5 of the Existing Indenture, the Company has
delivered to the Trustee an Officers’ Certificate and an Opinion of Counsel, each to the effect that this Fourth Supplemental Indenture complies with the applicable provisions of the Existing Indenture and that all conditions precedent provided
for in the Existing Indenture to the execution and delivery by the Trustee of this Fourth Supplemental Indenture have been complied with; and 
 WHEREAS, all things necessary to make this Fourth Supplemental Indenture a valid agreement according to its terms have been done; 
 NOW, THEREFORE: 
 For and in consideration of the premises, it is mutually
covenanted and agreed, for the equal and proportionate benefit of all Holders of the Securities, as follows: 
 ARTICLE ONE

 DEFINITIONS AND OTHER PROVISIONS 
 OF GENERAL APPLICATION 
  

	Section 1.1	Relation to the Existing Indenture 

 This Fourth Supplemental Indenture constitutes a part of the Existing Indenture (the provisions of which, as modified by this Fourth Supplemental Indenture, shall apply to the Securities) in respect of
the Securities heretofore and hereafter issued. 
  

	Section 1.2	Definitions 

 For
all purposes of this Fourth Supplemental Indenture, the capitalized terms used herein (i) which are defined in the recitals or introductory paragraph hereof have the respective meanings assigned thereto in the applicable provision of the
recitals and introductory paragraph, and (ii) which are defined in the Existing Indenture (and which are not defined in the recitals or introductory paragraph hereof) have the respective meanings assigned thereto in the Existing Indenture. For
all purposes of this Fourth Supplemental Indenture: 
 (a) All references herein to Articles and Sections, unless otherwise
specified, refer to the corresponding Articles and Sections of this Fourth Supplemental Indenture; and 
 (b) The terms
“herein”, “hereof”, and “hereunder” and words of similar import refer to this Fourth Supplemental Indenture. 

  
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 ARTICLE TWO 
 CONSOLIDATION, MERGER, SALE OR CONVEYANCE 
  

	Section 2.1	Amendment to Restrictions on Certain Dispositions 

 Concurrently with the execution and delivery of this Fourth Supplemental Indenture, the following parenthetical is hereby added after “Subsidiary” and before the comma in the last line of the
lead-in to Section 9.3 of the Existing Indenture: 
 “(other than: (i) to the Issuer; (ii) to a Restricted
Subsidiary that is, and following such transaction or series of transactions would remain, wholly owned by the Issuer, directly or indirectly (including through an entity that is not a Restricted Subsidiary), or to one or more entities that are
wholly owned by such a Restricted Subsidiary; (iii) to an entity that, as a result of such transaction or series of transactions, would become a Restricted Subsidiary that meets the requirements of clause (ii); or (iv) in a merger of a
Restricted Subsidiary with and into another Restricted Subsidiary or the Issuer)” 
 ARTICLE THREE 

MISCELLANEOUS 
  

	Section 3.1	Relationship to Existing Indenture 

 The Fourth Supplemental Indenture is a supplemental indenture within the meaning of the Existing Indenture. The Existing Indenture, as supplemented and amended by this Fourth Supplemental Indenture, is in
all respects ratified, confirmed and approved and, with respect to the Securities, the Existing Indenture, as supplemented and amended by the Fourth Supplemental Indenture, shall be read, taken and construed as one and the same instrument.

  

	Section 3.2	Modification of the Existing Indenture 

 Except as expressly modified by this Fourth Supplemental Indenture, the provisions of the Existing Indenture shall govern the terms and conditions of the Securities. 

 

	Section 3.3	Governing Law 

This instrument shall be deemed to be a contract under the laws of the State of New York, and for all purposes shall be construed in
accordance with the laws of such State, except as may otherwise be required by mandatory provisions of law. 

  
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	Section 3.4	Counterparts 

 This
instrument may be executed in any number of counterparts, each of which shall be an original; but such counterparts shall together constitute but one and the same instrument. 

 

	Section 3.5	Trustee Makes No Representation 

 The recitals contained herein are made by the Company and not by the Trustee, and the Trustee assumes no responsibility for the correctness thereof. The Trustee makes no representation as to the validity
or sufficiency of this Fourth Supplemental Indenture other than its execution hereof. 
 [Signature page follows]

  
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 IN WITNESS WHEREOF, the parties hereto have
caused this Fourth Supplemental Indenture to be duly executed all as of the day and year first above written. 
  

					
	AMERICAN INTERNATIONAL GROUP, INC.
		
	By	 	 /s/ Brian T. Schreiber

		 	Name:	 	Brian T. Schreiber
		 	Title:	 	Executive Vice President and Treasurer
	
	 THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,
 as Trustee

		
	By	 	 /s/ Lawrence M. Kusch

		 	Name:	 	Lawrence M. Kusch
		 	Title:	 	Vice President

 [Signature Page to Fourth Supplemental Indenture]SECOND SUPPLEMENTAL INDENTURE

 Exhibit 4.1 
 SECOND SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of December 12, 2012, among Blair Park Services, LLC, a Delaware
limited liability company, CCLC, Inc., a Delaware corporation, CMI Services, Inc., a Florida corporation, E A Technical Services, Inc., a Georgia corporation, Engineering Associates, Inc., a Georgia corporation, Global Enercom Management, Inc., a
Delaware corporation, Golden State Utility Co., a Delaware corporation, InfraSource Telecommunication Services, LLC, a Delaware limited liability company, North Sky Communications, Inc., a Delaware corporation, Parkside Site & Utility
Company Corporation, a Delaware corporation, Parkside Utility Construction Corp., a Delaware corporation, Pauley Construction Inc., an Arizona corporation, Professional Teleconcepts, Inc., an Illinois corporation, Professional Teleconcepts, Inc., a
New York corporation, Quanta Wireless Solutions, Inc., a Delaware corporation, Spalj Construction Company, a Delaware corporation, Tjader, L.L.C., a Delaware corporation, Trawick Construction Company, Inc., a Florida corporation, VCI Construction,
Inc., a Delaware corporation, VCI Utility Services, Inc., a Delaware corporation, Kanaan Communications, LLC, a Delaware limited liability company, and PBG Acquisition III, LLC, a Delaware limited liability company (each, a “Guaranteeing
Subsidiary”), each, a subsidiary of Dycom Investments, Inc., a Delaware corporation (the “Company”), the Company, the other Guarantors (as defined in the Indenture referred to herein) and U.S. Bank National Association, as
trustee under the Indenture referred to below (the “Trustee”). 
 W I T N E S S E T H 

WHEREAS, the Company and the other Guarantors have heretofore executed and delivered to the Trustee an indenture, dated as of
January 21, 2011 (the “Indenture”), providing for the issuance of 7.125% Senior Subordinated Notes due 2021 (the “Notes”); 
 WHEREAS, the Indenture provides that under certain circumstances a Guaranteeing Subsidiary shall execute and deliver to the Trustee a supplemental indenture pursuant to which such Guaranteeing Subsidiary
shall unconditionally guarantee all of the Company’s Obligations under the Notes and the Indenture on the terms and conditions set forth herein (the “Note Guarantee”); 

WHEREAS, pursuant to Section 9.01 of the Indenture, the Trustee is authorized to execute and deliver this Supplemental Indenture;

 WHEREAS, this Supplemental Indenture has been duly authorized by all necessary corporate action on the part of the Company;
and 
 WHEREAS, the Company has directed the Trustee to execute and deliver this Supplemental Indenture in accordance with
Section 9.01 of the Indenture. 
 NOW, THEREFORE, in consideration of the foregoing and for other good and valuable
consideration, the receipt of which is hereby acknowledged, each Guaranteeing Subsidiary and the Trustee mutually covenant and agree for the equal and ratable benefit of the Holders of the Notes as follows: 

1. CAPITALIZED TERMS. Capitalized terms used herein without definition shall have the meanings assigned to
them in the Indenture. 

  
 1 

 2. AGREEMENT TO GUARANTEE. Each Guaranteeing
Subsidiary hereby, jointly and severally, agrees to unconditionally guarantee on the terms and subject to the conditions set forth in the Note Guarantee and in the Indenture including but not limited to Article 11 thereof. 

3. NO RECOURSE AGAINST OTHERS. No past, present or future director, officer,
employee, incorporator, stockholder or agent of any Guaranteeing Subsidiary, as such, shall have any liability for any obligations of the Company or such Guaranteeing Subsidiary under the Notes, any Note Guarantees, the Indenture or this
Supplemental Indenture or for any claim based on, in respect of, or by reason of, such obligations or their creation. Each Holder of the Notes by accepting a Note waives and releases all such liability. The waiver and release are part of the
consideration for issuance of the Notes. Such waiver may not be effective to waive liabilities under the federal securities laws and it is the view of the SEC that such a waiver is against public policy. 

4. NEW YORK LAW TO GOVERN. THE INTERNAL LAW OF THE STATE OF NEW YORK SHALL GOVERN AND BE USED TO CONSTRUE THIS SUPPLEMENTAL INDENTURE.

 5. COUNTERPARTS. The parties may sign any number of copies of this Supplemental Indenture. Each signed copy
shall be an original, but all of them together represent the same agreement. 
 6. EFFECT OF
HEADINGS. The Section headings herein are for convenience only and shall not affect the construction hereof. 
 7.
THE TRUSTEE. The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Supplemental Indenture or for or in respect of the recitals contained herein, all of
which recitals are made solely by the applicable Guaranteeing Subsidiary and the Company. 
 [SIGNATURE PAGES FOLLOW] 

  
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 IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly
executed and attested, all as of the date first above written. 
  

			
	BLAIR PARK SERVICES, LLC
	CCLC, INC.
	CMI SERVICES, INC.
	E A TECHNICAL SERVICES, INC.
	ENGINEERING ASSOCIATES, INC.
	GLOBAL ENERCOM MANAGEMENT, INC.
	GOLDEN STATE UTILITY CO.
	INFRASOURCE TELECOMMUNICATION SERVICES, LLC
	NORTH SKY COMMUNICATIONS, INC.
	PARKSIDE SITE & UTILITY COMPANY CORPORATION
	PARKSIDE UTILITY CONSTRUCTION CORP. PAULEY CONSTRUCTION INC.
	PROFESSIONAL TELECONCEPTS, INC.
	PROFESSIONAL TELECONCEPTS, INC.
	QUANTA WIRELESS SOLUTIONS, INC.
	SPALJ CONSTRUCTION COMPANY
	TJADER, L.L.C.
	TRAWICK CONSTRUCTION COMPANY, INC.
	VCI CONSTRUCTION, INC.
	VCI UTILITY SERVICES, INC.
	KANAAN COMMUNICATIONS, LLC
	PBG ACQUISITION III, LLC
		
	By:	 	/s/ H. Andrew DeFerrari
		 	Name: H. Andrew DeFerrari
		 	Title:   Treasurer

  
 Signature
Page to Second Supplemental Indenture 

 
			
	DYCOM INVESTMENTS, INC.
		
	By:	 	/s/ H. Andrew DeFerrari
		 	Name: H. Andrew DeFerrari
		 	Title:   Treasurer

  
 Signature
Page to Second Supplemental Indenture 

 
	
	ANSCO & ASSOCIATES, LLC
	APEX DIGITAL, LLC
	BROADBAND EXPRESS, LLC
	BROADBAND INSTALLATION SERVICES, LLC
	C-2 UTILITY CONTRACTORS, LLC
	CABLE CONNECTORS, LLC
	CABLECOM, LLC
	CABLECOM OF CALIFORNIA, INC.
	CAN-AM COMMUNICATIONS, INC.
	CAVO BROADBAND COMMUNICATIONS, LLC
	CERTUSVIEW LEASING, LLC
	COMMUNICATION SERVICES, LLC
	COMMUNICATIONS CONSTRUCTION GROUP, LLC
	DYCOM CAPITAL MANAGEMENT, INC.
	DYCOM CORPORATE IDENTITY, LLC
	DYCOM IDENTITY, LLC
	ERVIN CABLE CONSTRUCTION, LLC
	GLOBE COMMUNICATIONS, LLC
	INSTALLATION TECHNICIANS, LLC
	IVY H. SMITH COMPANY, LLC
	LAMBERT’S CABLE SPLICING COMPANY, LLC
	LOCATING, INC.
	NEOCOM SOLUTIONS, INC.
	NEOCOM SOLUTIONS HOLDINGS, LLC
	NICHOLS CONSTRUCTION, LLC
	NIELS FUGAL SONS COMPANY, LLC
	NIELS FUGAL SONS COMPANY OF CALIFORNIA, INC.
	POINT TO POINT COMMUNICATIONS, INC.
	PRECISION VALLEY COMMUNICATIONS OF VERMONT, LLC
	PRINCE TELECOM, LLC
	PRINCE TELECOM OF CALIFORNIA, INC.
	RJE TELECOM, LLC
	RJE TELECOM OF CALIFORNIA, INC.
	STAR CONSTRUCTION, LLC
	STEVENS COMMUNICATIONS, LLC
	S.T.S., LLC
	TCS COMMUNICATIONS, LLC
	TESINC, LLC
	TESINC OF CALIFORNIA, INC.
	TRIPLE-D COMMUNICATIONS, LLC
	U G T I
	UNDERGROUND SPECIALTIES, LLC

 
			
	UTILIQUEST, LLC
	WHITE MOUNTAIN CABLE CONSTRUCTION, LLC
		
	By:	 	/s/ H. Andrew DeFerrari
	Name:	 	H. Andrew DeFerrari
	Title:	 	Treasurer

  
 Signature
Page to Second Supplemental Indenture 

 
			
	MIDTOWN EXPRESS, LLC
		
	By:	 	/s/ William P. Healy
		 	Name: William P. Healy
		 	Title:   President
	
	OSP SERVICES, LLC
		
	By:	 	/s/ Marvin M. Glaser
		 	Name: Marvin M. Glaser
		 	Title:   President

  
 Signature
Page to Second Supplemental Indenture 

 
					
	DYCOM INDUSTRIES, INC.
		
	By:	 	/s/ H. Andrew DeFerrari
		 	Name:	 	H. Andrew DeFerrari
		 	Title:	 	Senior Vice President and
		 		 	Chief Financial Officer

  
 Signature
Page to Second Supplemental Indenture 

 
			
	U.S. BANK NATIONAL ASSOCIATION,
	as Trustee
		
	By:	 	/s/ Terence T. Rawlins
		 	Authorized Signatory

  
 Signature
Page to Second Supplemental Indenture

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