Document:

Form of 4.70% Notes due 2041

 Exhibit 4.2 
 Form of 4.70% Notes Due 2041 
 Unless this certificate is presented by an
authorized representative of The Depository Trust Company, a New York corporation (“DTC”), to the Company or its agent for registration of transfer, exchange, or payment, and any certificate issued is registered in the name of
Cede & Co. or in such other name as is requested by an authorized representative of DTC (and any payment is made to Cede & Co. or to such other entity as is requested by an authorized representative of DTC), ANY TRANSFER, PLEDGE,
OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof, Cede & Co., has an interest herein. 
 This Security is a Global Security within the meaning of the Indenture hereinafter referred to and is registered in the name of a Depositary or a nominee thereof. This Security may not be transferred
to, or registered or exchanged for Securities registered in the name of, any Person other than the Depositary or a nominee thereof and no such transfer may be registered, except in the limited circumstances described in the Indenture. Every Security
authenticated and delivered upon registration of transfer of, in exchange for, or in lieu of, this Security shall be a Global Security subject to the foregoing, except in such limited circumstances. 

RAYTHEON COMPANY 

4.70% Note Due 2041 
  

			
	No. 1	  	$425,000,000
		  	CUSIP No. 755111 BW0

 Raytheon Company, a corporation duly organized and existing under the laws of the State of Delaware
(herein called the “Company” which term includes any successor Person under the Indenture hereinafter referred to), for value received, hereby promises to pay to Cede & Co., or registered assigns, the principal sum of Four
Hundred Twenty-Five Million Dollars ($425,000,000) on December 15, 2041 and to pay interest thereon from December 6, 2011 or from the most recent Interest Payment Date to which interest has been paid or duly provided for, semiannually on
June 15 and December 15 in each year, commencing June 15, 2012 at the rate of 4.70% per annum, until the principal hereof is paid or made available for payment and (to the extent that the payment of such interest shall be legally
enforceable) at the rate of 4.70% per annum on any overdue principal and premium and on any overdue installment of interest. The interest so payable, and punctually paid or duly provided for, on any Interest Payment Date will, as provided in
such Indenture, be paid to the Person in whose name this Security (or one or more Predecessor Securities) is registered at the close of business on the Regular Record Date for such interest, which shall be the June 1 or December 1 (whether
or not a Business Day), as the case may be, next preceding such Interest Payment Date. Any such interest not so punctually paid or duly provided for will forthwith cease to be payable to the Holder on such Regular Record Date and may either be paid
to the Person in whose name this Security (or one or more Predecessor Securities) is registered at the close of business 

 
on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Trustee, notice whereof shall be given to Holders of Securities of this series not less than 10 days prior
to such Special Record Date, or be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange on which the Securities of this series may be listed, and upon such notice as may be required by such
exchange, all as more fully provided in said Indenture. 
 Payment of the principal of (and premium, if any) and interest on
this Security will be made at the office or agency of the Company maintained for that purpose in New York, New York, in such coin or currency of the United States of America as at the time of payment is legal tender for payment of public and private
debts; provided, however, that, at the option of the Company, payment of interest may be made by check mailed to the address of the Person entitled thereto as such address shall appear in the Security Register. 

Reference is hereby made to the further provisions of this Security set forth on the reverse hereof, which further provisions shall for
all purposes have the same effect as if set forth at this place. 
 Unless the certificate of authentication hereon has been
executed by the Trustee referred to on the reverse hereof by manual signature, this Security shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 

  
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 Form of 4.70% Notes Due 2041 

 
 IN WITNESS WHEREOF, the Company has caused this instrument to
be duly executed. 
  

			
	RAYTHEON COMPANY
		
	 By:
	 	  

		 	Richard A. Goglia
		 	Vice President and Treasurer

  

	
	Attest:
	
	  

	Jay B. Stephens
	
	Senior Vice President, General Counsel and Secretary
	

  
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 Form of 4.70% Notes Due 2041 

 
 This is one of Raytheon Company’s 4.70% Notes Due 2041
designated pursuant to the within-mentioned Indenture. 
  

					
		 	 THE BANK OF NEW YORK MELLON TRUST
 COMPANY, N.A.
 As Trustee

			
	Dated: 	 	By:	 	  

		 		 	Authorized Signatory

  

  
 4 

 Reverse of Note 

This Security is one of a duly authorized issue of securities of the Company (herein called the “Securities”), issued
and to be issued in one or more series under a Senior Debt Securities Indenture, dated as of July 3, 1995, as supplemented or modified by supplement dated December 17, 1997 (herein called the “Indenture”), between the
Company and The Bank of New York Mellon Trust Company, N.A., as trustee (herein called the “Trustee”, which term includes any successor trustee under the Indenture), to which Indenture and all indentures supplemental thereto
reference is hereby made for a statement of the respective rights, limitations of rights, duties and immunities thereunder of the Company, the Trustee and the Holders of the Securities and of the terms upon which the Securities are, and are to be,
authenticated and delivered. This Security is one of the series designated on the face hereof, initially limited in aggregate principal amount to $425,000,000. 
 The Securities of this series will be redeemable as a whole at any time or in part from time to time, at the option of the Company, at a redemption price equal to the greater of (i) 100% of the
principal amount of such notes being redeemed, and (ii) the sum of the present values of the remaining scheduled payments of principal and interest thereon from the redemption date to December 15, 2041, discounted to the redemption date on
a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate plus 30 basis points, plus, in either case, any interest accrued but not paid to the date of redemption. 

Notice of any redemption will be mailed at least 30 days but no more than 60 days before the redemption date to each holder of Securities
to be redeemed. 
 Unless the Company defaults in payment of the redemption price, on and after the redemption date interest
will cease to accrue on the Securities or portions thereof called for redemption. 
 In the event of redemption of this Security
in part only, a new Security or Securities of this series and of like tenor for the unredeemed portion hereof will be issued in the name of the Holder hereof upon the cancellation hereof. 

All terms used in this Security which are defined in the Indenture shall have the meanings assigned to them in the Indenture. Set forth
below are defined terms used herein: 
 “Comparable Treasury Issue” means the United States
Treasury security selected by an Independent Investment Banker as having a maturity comparable to the remaining term of the Securities to be redeemed that would be utilized, at the time of selection and in accordance with customary financial
practice, in pricing new issues of corporate debt securities of comparable maturity to the remaining term of such Securities. 

  
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 “Independent Investment Banker” means one of the Reference
Treasury Dealers appointed by the Trustee after consultation with the Company. 
 “Comparable Treasury
Price” means, with respect to any redemption date for the Securities, (i) the average of three Reference Treasury Dealer Quotations for such redemption date, or (ii) if the Trustee obtains fewer than three such Reference
Treasury Dealer Quotations, the average of all such quotations. 
 “Reference Treasury Dealer”
means each of Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and one additional Primary Treasury Dealer. If any Reference Treasury Dealer ceases to be a primary U. S. Government
Securities dealer in the United States (each, a “Primary Treasury Dealer”) the Company shall substitute therefor another Primary Treasury Dealer. 

“Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and
any redemption date, the average, as determined by the Trustee, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Trustee by such Reference
Treasury Dealer at 5:00 p.m. on the third Business Day preceding such redemption date. 
 “Treasury
Rate” means, with respect to any redemption date for the Securities, (i) the yield, under the heading which represents the average for the immediately preceding week, appearing in the most recently published statistical release
designated “H.15(519)” or any successor publication which is published weekly by the Board of Governors of the Federal Reserve System and which establishes yields on actively traded United States Treasury securities adjusted to constant
maturity under the caption “Treasury Constant Maturities,” for the maturity corresponding to the Comparable Treasury Issue (if no maturity is within three months before or after the Maturity Date, yields for the two published maturities
most closely corresponding to the Comparable Treasury Issue shall be determined and the Treasury Rate shall be interpolated or extrapolated from such yields on a straight line basis, rounding to the nearest month) or (ii) if such release (or
any successor release) is not published during the week preceding the calculation date or does not contain such yields, the rate per annum equal to the semi-annual equivalent yield maturity of the Comparable Treasury Issue, calculated using a price
for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such redemption date. The Treasury Rate shall be calculated on the third business day preceding the redemption date.

 The Indenture contains provisions for defeasance at any time of (a) the entire indebtedness evidenced by this Security
and (b) certain restrictive covenants, in each case upon compliance by the Company with certain conditions set forth therein, which provisions apply to this Security. 

  
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 If an Event of Default with respect to Securities of this series shall occur and be
continuing, the principal of the Securities of this series may be declared due and payable in the manner and with the effect provided in the Indenture. 
 The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the modification of the rights and obligations of the Company and the rights of the Holders of the Securities
of each series to be affected under the Indenture at any time by the Company and the Trustee with the consent of the Holders of a majority in principal amount of the Securities at the time Outstanding of all series to be affected (voting as a single
class). The Indenture also contains provisions permitting the Holders of specified percentages in principal amount of the Securities of each series at the time Outstanding, on behalf of the Holders of all Securities of such series, to waive
compliance by the Company with certain provisions of the Indenture and certain past defaults under the Indenture and their consequences. Any such consent or waiver by the Holder of this Security shall be conclusive and binding upon such Holder and
upon all future Holders of this Security and of any Security issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof, whether or not notation of such consent or waiver is made upon this Security. 

No reference herein to the Indenture and no provision of this Security or of the Indenture shall alter or impair the obligation of the
Company, which is absolute and unconditional, to pay the principal of, and any premium and interest on, this Security at the times, place and rate, and in the coin or currency, herein prescribed. 

As provided in the Indenture and subject to certain limitations therein set forth, the transfer of this Security is registrable in the
Security Register, upon surrender of this Security for registration of transfer at the office or agency of the Company in any place where the principal of and any premium and interest on this Security is payable, duly endorsed by, or accompanied by
a written instrument of transfer in form satisfactory to the Company and the Security Registrar duly executed by the Holder hereof or his attorney duly authorized in writing, and thereupon one or more new Securities of this series and of like tenor,
of authorized denominations and for the same aggregate principal amount, will be issued to the designated transferee or transferees. 
 The Securities of this series are issuable only in registered form without coupons in minimum denominations of $2,000 and any integral multiple of $1,000 in addition thereof. As provided in the Indenture
and subject to certain limitations therein set forth, Securities of this series are exchangeable for a like aggregate principal amount of Securities of this series and of like tenor of a different authorized denomination, as requested by the Holder
surrendering the same. 
 No service charge shall be made for any such registration of transfer or exchange, but the Company may
require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. 

  
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 Prior to due presentment of this Security for registration of transfer the Company, the
Trustee and any agent of the Company or the Trustee may treat the Person in whose name this Security is registered as the owner hereof for all purposes, whether or not this Security be overdue, and neither the Company, the Trustee, nor any such
agent shall be affected by notice to the contrary. 
  

 

  
 8Certificate of Designation of Series G Preferred Stock

 Exhibit 4.1 
 CERTIFICATE OF DESIGNATION 
 OF 

PREFERRED STOCK 
 OF 
 LIGHTING SCIENCE GROUP CORPORATION 

To Be Designated 
 Series G Preferred Stock 
  

 
 Pursuant to
Section 151(g) of the 
 General Corporation Law of the State of Delaware 

 
  

The undersigned DOES HEREBY CERTIFY that the following resolution was duly adopted by the Board of Directors (the “Board of
Directors”) of Lighting Science Group Corporation, a Delaware corporation (the “Corporation”), at a meeting duly convened and held, at which a quorum was present and acting throughout: 

RESOLVED, that pursuant to the authority conferred on the Board of Directors by the Corporation’s Certificate of Incorporation, the
issuance of a series of preferred stock, par value $0.001 per share, of the Corporation which shall consist of 40,000 shares of preferred stock be, and the same hereby is, authorized, and each of the Chief Executive Officer, the Chief Financial
Officer and the Secretary of the Corporation be, and each hereby is, authorized and directed to execute and file with the Secretary of State of the State of Delaware a Certificate of Designation of Preferred Stock of the Corporation setting forth a
copy of this resolution fixing the designation, powers, preferences and rights of the shares of such series, and the qualifications, limitations or restrictions thereof (in addition to the designations, powers, preferences and rights, and the
qualifications, limitations or restrictions thereof, set forth in the Certificate of Incorporation which may be applicable to the Corporation’s preferred stock), as follows: 

1. Number of Shares; Designation. A total of 40,000 shares (the “Preferred Shares”) of preferred stock,
par value $0.001 per share, of the Corporation are hereby designated as Series G Preferred Stock (the “Series”). 
 2. Rank. The Series shall, with respect to payment of dividends, distributions and rights (including to redemption payments) upon liquidation, dissolution or winding-up of the affairs of the
Corporation, rank: 
 (a) Senior and prior to the Common Stock, par value $0.001 per share, of the Corporation (the
“Common Stock”), to all other equity securities of the Corporation (including warrants and other securities exercisable, convertible or exchangeable into or for shares of Common Stock) outstanding as of the first issue date of the
Preferred Shares, and to any additional class or series of stock which may in the future be issued by the Corporation and is designated in the amendment to the Certificate of Incorporation or the certificate of designation establishing such
additional class or series of stock as ranking junior to the Preferred Shares or which do not state they are Parity Liquidation Shares (as defined below) or Senior Liquidation Shares (as defined below). Any shares of the Corporation’s Capital
Stock which are junior to the Preferred Shares with respect to dividends, distributions and rights (including to redemption payments) upon liquidation, dissolution or winding up of the affairs of the Corporation, including upon a Liquidation Event
(as defined below), are hereinafter referred to as “Junior Liquidation Shares.”

 (b) Pari passu with any additional class or series of stock which may in the future be
issued by the Corporation and is designated in the amendment to the Certificate of Incorporation or the certificate of designation establishing such additional class or series of stock as ranking equal to the Preferred Shares. Any shares of the
Corporation’s Capital Stock that rank equal to the Preferred Shares with respect to dividends, distributions and rights upon liquidation, dissolution or winding-up of the affairs of the Corporation, including upon a Liquidation Event, are
hereinafter referred to as “Parity Liquidation Shares.” 
 (c) Junior to any additional class or series of
stock which may in the future be issued by the Corporation and is designated in the amendment to the Certificate of Incorporation or the certificate of designation establishing such additional class or series of stock as ranking senior to the
Preferred Shares. Any shares of the Corporation’s Capital Stock that rank senior to the Preferred Shares with respect to dividends, distributions and rights (including to redemption payments) upon liquidation, dissolution or winding up of the
affairs of the Corporation, including upon a Liquidation Event, are hereinafter referred to as “Senior Liquidation Shares.” 
  

	 	3.	Dividends.  

 (a)
The Holders shall be entitled to receive on each Dividend Payment Date, in respect of the Dividend Period ending on (and including) the date immediately prior to such Dividend Payment Date dividends on each Preferred Share at the Dividend Rate on
the then present Accrued Value. Such dividends shall be fully cumulative and accumulate and accrue on a daily basis, whether or not earned or declared, and whether or not sufficient funds are legally available in respect thereof. On the first
Dividend Payment Date (November 17, 2012), such dividends shall accrue and compound and be added to the Accrued Value. On each subsequent Dividend Payment Date, commencing on December 31, 2012, such dividends shall be paid to the Holders in
cash (to the extent such payment would not result in an event of default under the Credit Facilities (as defined below)), semi-annually in arrears out of funds legally available for the payment of dividends. Each such dividend which is payable in
cash shall be payable on the Dividend Payment Date to the Holders of record of the Preferred Shares, as they appear on the transfer books of the Corporation at the close of business on the day immediately preceding such Dividend Payment Date. Any
dividend that accrues on or after November 17, 2012, and is required to be paid in cash but is not paid in cash in accordance with this Section 3(a) shall continue to accrue and compound and be added to the Accrued Value on the
applicable Dividend Payment Date. With respect to the Initial Dividend Period and the Stub Dividend Period, the dividends set forth above shall be prorated based on the number of days in such period. 

(b) So long as any Preferred Shares remain outstanding, the Corporation shall not, directly or indirectly, make any Junior Securities
Distribution. So long as any Preferred Shares remain outstanding, the Corporation shall not, directly or indirectly, make any Parity Securities Distribution unless (i) all accrued and unpaid dividends on the Preferred Shares shall have been
paid, (ii) sufficient consideration shall have been paid or set apart for the payment of the dividend for the current dividend period with respect to the Preferred Shares and the current dividend period with respect to any Parity Liquidation
Shares, and (iii) all obligations of the Corporation to redeem Preferred Shares pursuant to this certificate of designations have been fully discharged. 
  

	 	4.	Subsequent Securities Sales. 

 (a) At least five days prior to the closing of a Subsequent Transaction, the Corporation shall give notice of such Subsequent Transaction to the Holders setting forth the terms and conditions of such
Subsequent Transaction. The Corporation shall not enter into an agreement for a Subsequent Transaction unless such agreement permits the Corporation to comply with this Section 4. 

  
 2 

 (b) Simultaneous with and subject to the closing of the Subsequent Transaction, if any, each
Holder shall have the right, but not the obligation, to: 
 (i) to the extent not prohibited by the terms of the
securities issued pursuant to the Subsequent Transaction, require the Corporation to use the proceeds of such Subsequent Transaction to redeem, subject to Section 5(c), all of such Holder’s Preferred Shares for cash at their then
present Liquidation Value (as defined below); provided that in the event that the proceeds of the Subsequent Transaction are insufficient to redeem all of the Preferred Shares subject to requests for redemption, the Preferred Shares shall be
redeemed on a pro rata basis, based on the total number of Preferred Shares owned by each requesting Holder; provided further that in the event that the Corporation is prohibited from redeeming such Preferred Shares pursuant to
Section 5(c), such shares shall be redeemed no later than 20 days following the date on which such prohibition is no longer applicable and the provisions of Section 5(a)(iii) shall apply until such redemption, or 

(ii) elect to convert all or any part of the Preferred Shares held by such Holder, valued at their then present
Liquidation Value, into the securities offered pursuant to the Subsequent Transaction on substantially the same terms and conditions that govern the Subsequent Transaction. 

 

	 	5.	Redemption. 

 (a)
Mandatory Redemption. Upon the Redemption Date, the Corporation shall, subject to Section 5(c), redeem all outstanding Preferred Shares for cash at their then present Liquidation Value (the “Redemption Price”).

 (i) The Corporation shall, no later than 30 days prior to the Redemption Date, deliver written notice to each
Holder stating (i) the Redemption Price, (ii) the place or places at which certificates representing the Preferred Shares are to be surrendered for payment of the Redemption Price and (iii) any other information that may be required
by applicable law. Each Holder shall have 30 days from receipt of such written notice to surrender the Holder’s certificate(s) representing the Preferred Shares. 

(ii) If on the Redemption Date, the assets of the Corporation legally available to redeem the Preferred Shares shall be
insufficient to redeem all outstanding Preferred Shares to be redeemed at the Redemption Price, then (i) the Corporation shall redeem that number of Preferred Shares that may be redeemed with the assets of the Corporation legally available
therefor pro rata among the redeeming Holders and (ii) any unredeemed Preferred Shares shall be carried forward and shall be redeemed at such time as funds are legally available therefor. All Preferred Shares that are subject to
redemption under this Section 5 that have not been redeemed due to the insufficiency of legally available funds therefor shall continue to be outstanding and entitled to all dividends, liquidation, conversion, voting and other rights,
preferences and privileges of the Preferred Shares, until such shares are redeemed. 
 (iii) If the Corporation
is unable to redeem all of the outstanding Preferred Shares on the Redemption Date, the Corporation shall make reasonable efforts to effect redemption of the outstanding Preferred Shares as promptly as practicable thereafter; provided that
such unredeemed Preferred Shares shall continue to be outstanding, and all the rights and privileges attaching thereto shall continue to survive and dividends shall continue to accrue, become payable and compound, as the case may be, pursuant to
Section 3. 

  
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 (b) Optional Redemption. Upon giving 10 days notice to each Holder, the Corporation
shall have the right at any time to redeem, subject to Section 5(c), all of the outstanding Preferred Shares for cash at their then present Liquidation Value. 
 (c) Limitations on Redemption. Notwithstanding anything to the contrary herein, the Corporation shall not be permitted or required to redeem any Preferred Shares: (i) unless the Corporation
has funds legally available therefor and (ii) for so long as such redemption would result in an event of default under (x) that certain Second Lien Letter of Credit, Loan and Security Agreement, dated September 20, 2011, by and among
the Corporation, as borrower, the guarantors and lenders party from time to time thereto and Ares Capital Corporation, as agent or (y) that certain Loan and Security Agreement, dated as of November 22, 2010, by and among the Corporation,
the guarantors and lenders from time to time party thereto, Wells Fargo Bank, National Association, as agent, (or its successor) and Wells Fargo Capital Finance, LLC, as sole lead arranger, manager and bookrunner (or its successor) (together,
(x) and (y), the “Credit Facilities”); provided that in the event that the Corporation is required to redeem any Preferred Shares but is prohibited from redeeming such Preferred Shares pursuant to this
Section 5(c), such shares shall be redeemed no later than 20 days following the date on which such prohibition is no longer applicable and the provisions of Section 5(a)(ii) and 5(a)(iii) shall apply until such
redemption. 
 6. Change of Control. Notwithstanding anything to the contrary herein, upon a Change of Control the
Corporation shall redeem all of the outstanding Preferred Shares for cash at their then present Liquidation Value. 
 7.
Liquidation. 
 (a) The liquidation value per Preferred Share, in case of the voluntary or involuntary
liquidation, dissolution or winding-up of the affairs of the Corporation, shall be an amount equal to (i) the Accrued Value, plus (ii) an amount equal to the aggregate of all accrued but unpaid dividends (whether or not declared) on such
Preferred Share through and including the applicable date that have not been added to the Accrued Value pursuant to Section 3(a), in each case, as adjusted for any split, subdivision, combination, consolidation, recapitalization or similar
event with respect to the Series (the sum of the foregoing clauses (i) and (ii) being hereinafter referred to as the “Liquidation Value”). 
 (b) In the event of any voluntary or involuntary liquidation, dissolution or winding-up of the Corporation (a “Liquidation Event”), the Holders (i) shall not be entitled to
receive the then present Liquidation Value of the Preferred Shares held by them until the liquidation value of all Senior Liquidation Shares shall have been paid in full, and (ii) shall be entitled to receive the then present Liquidation Value
of such shares held by them in preference to and in priority over any distributions upon the Junior Liquidation Shares. Upon payment in full of the then present Liquidation Value to which the Holders are entitled, the Holders will not be entitled to
any further participation in any distribution of assets by the Corporation and the Preferred Shares held by such Holders shall be deemed redeemed. If the assets of the Corporation are not sufficient to pay in full the then present Liquidation Value
payable to the Holders and the liquidation value payable to the holders of any Parity Liquidation Shares, the holders of all such shares shall share ratably in such distribution of assets in accordance with the amounts that would be payable on the
distribution if the amounts to which the Holders and the holders of Parity Liquidation Shares are entitled were paid in full. A Change of Control shall not be deemed a Liquidation Event. 

  
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 (c) The Corporation shall, no later than 30 days prior to the Liquidation Event, deliver
written notice of such Liquidation Event to each Holder stating (i) the Liquidation Value as of the date of the Liquidation Event and (ii) the date or dates when and the place or places where the amounts distributable in such circumstances
shall be payable. Any payment required by this Section 7 shall be made on or prior to the Liquidation Event. 

8. Status of Shares. All Preferred Shares that are at any time converted pursuant to Section 4 or redeemed
pursuant to Sections 4, 5, 6 or 7, and all Preferred Shares that are otherwise reacquired by the Corporation and subsequently canceled by the Board of Directors, shall be retired and shall not be subject to reissuance.

 9. Voting Rights. Unless otherwise provided by law, the Certificate of Incorporation or
Section 10, the Holders shall not have the right to vote for the election of directors or on any other matters presented to the Corporation’s stockholders for action by their written consent or at any annual or special meeting of
stockholders. On any matter on which the Holders are entitled by law, under the Certificate of Incorporation or pursuant to Section 10 to vote separately as a class, each such Holder shall be entitled to one vote for each share held, and
such matter shall be determined by a majority of the Preferred Shares voting on such matter. 
 10. Restrictions and
Limitations. 
 So long as any Preferred Shares remain outstanding, the Corporation shall not, without the vote or
written consent by the Holders of at least a majority of the outstanding Preferred Shares, voting together as a single class:

(a) alter, modify or amend (whether by merger or otherwise) the terms of the Series in any way; 

(b) increase (whether by merger or otherwise) the authorized number of shares of the Series;

(c) re-issue (whether by merger or otherwise) any Preferred Shares that have been converted, redeemed or otherwise reacquired by the
Corporation in accordance with the terms hereof; 
 (d) enter into any definitive agreement or commitment with respect to any of
the foregoing; or
 (e) cause or permit any subsidiary to engage in or enter into any definitive agreement or commitment
with respect to any of the foregoing. 
 In the event that the Holders of at least a majority of the outstanding Preferred
Shares agree to allow the Corporation to alter or change the rights, preferences or privileges of the Series pursuant to applicable law, no such change shall be effective to the extent that, by its terms, such change applies to less than all of the
Preferred Shares then outstanding. 
 11. Transfer. Preferred Shares may only be offered, sold, transferred or
assigned in compliance with the Securities Act of 1933, as amended, and applicable state securities laws. Any attempted transfer of Preferred Shares in violation of this Section 11 shall be null and void ab initio. 

12. Certain Definitions. As used in this Certificate, the following terms shall have the following respective meanings:

  
 5 

 “Accrued Value” means, with respect to a Preferred Share, as at any date,
the sum of (as adjusted for any split, subdivision, combination, consolidation, recapitalization or similar event with respect to the Series) (a) the Stated Value plus (b) an amount equal to the aggregate of all accrued but unpaid
dividends (whether or not declared) on such share through and including such date which have been added to the Accrued Value pursuant to Section 3(a). 
 “Affiliate” of, or a person or entity “Affiliated” with, a specified person or entity, is a person or entity that directly, or indirectly through one or more
intermediaries, controls, or is controlled by, or is under common control with, the person or entity specified. 

“Capital Stock” of any person or entity means any and all shares, interests, rights to purchase, warrants, options,
participations or other equivalents of or interests in the common stock or preferred stock of such person or entity, including, without limitation, partnership and membership interests. 

“Change of Control” means (a) the sale, conveyance or disposition of all or substantially all of the assets of the
Corporation (other than pursuant to a joint venture arrangement or other transaction in which the Corporation, directly or indirectly, receives at least 50% of the voting equity in another entity or a general partnership); (b) the effectuation
of a transaction or series of related transactions in which more than 50% of the voting power of the Corporation is disposed of (other than (i) as a direct result of normal, uncoordinated trading activities in the Common Stock generally or
(ii) solely as a result of the disposition by a stockholder of the Corporation to an Affiliate of such stockholder); (c) the consolidation, merger or other business combination of the Corporation with or into any other entity, immediately
following which the prior stockholders of the Corporation fail to own, directly or indirectly, at least 50% of the voting equity of the surviving entity; (d) a transaction or series of transactions in which any person, entity or
“group” (as such term is used in Sections 13(d) and 14(d) of the Exchange Act) acquires more than 50% of the voting equity of the Corporation (other than the acquisition by a person, entity or “group” that is an Affiliate of or
Affiliated with a person, entity or “group” that immediately prior to such acquisition, beneficially owned 50% or more of the voting equity of the Corporation); (e) the replacement of a majority of the Board of Directors with
individuals who were not nominated or elected by at least a majority of the directors at the time of such replacement (other than as a result of the replacement of individuals previously nominated or elected by a stockholder and any of its
Affiliates with individuals nominated or elected by such stockholder and its Affiliates); or (f) a transaction or series of transactions that constitutes or results in a “going private transaction” (as defined in Section 13(e) of
the Exchange Act and the regulations of the Commission issued thereunder). 
 “Dividend Payment Date” means
(a) November 17, 2012 and (b) from and after November 17, 2012, December 31 and June 30 of each year. 
 “Dividend Period” means the Initial Dividend Period, the Stub Dividend Period and, thereafter, each semi-annual period from and including a Dividend Payment Date to the next following
Dividend Payment Date (but without including such later Dividend Payment Date). 
 “Dividend Rate” means
(a) initially, an annual rate of 10.0%, (b) commencing on November 17, 2012, an annual rate of 15.0%, and (c) commencing on February 21, 2014, an annual rate of 18.0%. 

“Exchange Act” means the Securities Exchange Act of 1934, as amended. 

“Holder” means any holder of Preferred Shares, all of such holders being the “Holders.” 

“Initial Dividend Period” means the dividend period commencing on the date of issuance of the applicable Preferred Share
and ending on (and including) November 16, 2012. 

  
 6 

 “Junior Securities Distribution” means the declaration or payment on
account of, or setting apart for payment money for a sinking or other similar fund for, the purchase, redemption or other retirement of, any Junior Liquidation Shares, or any distribution in respect thereof (except for purchases, redemptions or
retirements thereof, or dividends thereon, which are payable solely in additional shares of Junior Liquidation Shares), either directly or indirectly, and whether in cash, obligations, securities or other property, or the purchase or redemption by
any entity directly or indirectly controlled by the Corporation of any of the Junior Liquidation Shares. 
 “Parity
Securities Distribution” means the declaration or payment on account of, or setting apart for payment money for a sinking or other similar fund for, the purchase, redemption or other retirement of (other than by conversion into or exchange
for Junior Liquidation Shares), any Parity Liquidation Shares, or any distribution in respect thereof (except for dividends on Parity Liquidation Shares which are payable solely in additional shares of Parity Liquidation Shares, as required by the
terms of such Parity Liquidation Shares), either directly or indirectly, and whether in cash, obligations, Common Stock, securities or other property, or the purchase or redemption by any entity directly or indirectly controlled by the Corporation
of any of the Parity Liquidation Shares Securities. 
 “Redemption Date” means February 21, 2014,
provided, however, that if any securities issued pursuant to a Subsequent Transaction are outstanding on February 21, 2014 and, on the date of the issuance of such securities, the terms of such securities (i) contain a fixed
maturity or redemption date (the “Fixed Maturity Date”) and (ii) require the Redemption Date to occur after the Fixed Maturity Date, then the Redemption Date may be extended so that the Redemption Date occurs on the earlier of
(x) the date such securities issued pursuant to a Subsequent Transaction are no longer outstanding and (y) a date no later than 91 days following the Fixed Maturity Date. 

“Stated Value” means, with respect to a Preferred Share, $1,000 (as adjusted for any split, subdivision, combination,
consolidation, recapitalization or similar event with respect to the Series). 
 “Stub Dividend Period” means
the dividend period commencing on November 17, 2012 and ending on (and including) December 30, 2012. 

“Subsequent Transaction” means the first sale of any securities of the Corporation (whether debt, equity or otherwise),
other than pursuant to the Corporation’s Amended and Restated Equity-Based Compensation Plan or the Corporation’s 2011 Employee Stock Purchase Plan (or any additional or successor employee equity compensation arrangements) or pursuant to
that certain Series G Subscription Agreement, that results in gross proceeds to the Company of at least $50,000,000.00. 

[signature page follows] 

  
 7 

 IN WITNESS WHEREOF, the Corporation has caused this Certificate to be duly executed on its
behalf by its undersigned Chief Executive Officer as of December 1, 2011. 
  

			
		
	By:	 	/s/ James Haworth
	Name:	 	James Haworth
	Title:	 	Chief Executive Officer

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