Document:

EX-10.9

 Exhibit 10.9 
 AMENDMENT TO 
 LICENSE AND API SUPPLY AGREEMENT 

THIS AMENDMENT TO LICENSE AND API SUPPLY
AGREEMENT (the “Amendment”) is made and entered into effective as of May 1, 2012, by and between CHONG KUN DANG PHARMACEUTICALS
CORP., a corporation organized under the laws of Korea with a principal place of business at 368, 3-ga, Chungjeong-ro, Seodaemun-gu, Seoul 120-756, Korea (“CKD”), and CARA
THERAPEUTICS, INC., a Delaware corporation with a principal place of business at One Parrott Drive, Shelton, CT 06484 (“Cara”). Cara and CKD may be referred to herein individually as a
“Party”, and collectively as the “Parties”. 
 RECITALS 

WHEREAS, Cara and CKD are parties to that certain License and API Supply Agreement dated as of
April 16, 2012 (the “Agreement”), pursuant to which Cara licensed to CKD exclusive rights in South Korea to a proprietary drug product of Cara referred to as CR-845; 

WHEREAS, Cara and CKD desire to amend the Agreement to clarify certain payment obligations of CKD
under the Agreement; 
 NOW, THEREFORE, in consideration of the foregoing recitals and for
other consideration, the adequacy and sufficiency of which is hereby acknowledged the Parties agree as follows: 
 1.
DEFINED TERMS. All capitalized terms used in this Amendment but not defined herein shall have the meanings ascribed to them in the Agreement. 
 2. AMENDMENT OF SECTION 6.1 OF AGREEMENT. Section 6.1 of the Agreement is hereby amended to read in its entirety
as follows: 
 “6.1 License Fee and Equity Investment. CKD shall pay to Cara, within thirty (30) days after the
Effective Date, an upfront license fee in the amount of Five Hundred Thousand United States Dollars (US$500,000) to be paid in cash by wire transfer of immediately available funds into an account designated in writing by Cara. In addition, CKD shall
make an equity investment in Cara in the amount of Five Hundred Thousand United States Dollars (US$500,000), paid to Cara in cash by wire transfer of immediately available funds no later than thirty (30) days after the Effective Date, to
purchase one hundred seventy-three thousand six hundred eleven (173,611) shares of preferred equity stock of Cara (such shares sold at $2.88 per share) pursuant to a Stock Purchase Agreement entered into between the Parties as of the Effective
Date. Such upfront license fee and equity investment payments are nonrefundable and noncreditable against any milestones or other fees or payments due Cara under this Agreement.” 

3. INTEGRATION. This Amendment is made a part of and integrated into the Agreement and amends Section 6.1
thereof. Except as so amended, the Agreement remains in full force and effect and continues in accordance with its terms. 

  
 1. 

 4. COUNTERPARTS. This Amendment may be executed in counterparts, each
of which shall be deemed an original but all of which together will constitute one and the same instrument. 
 [THIS SPACE
INTENTIONALLY LEFT BLANK] 

  
 2. 

 IN WITNESS WHEREOF, the Parties hereto
have executed this AMENDMENT as of the date set forth in the first paragraph hereof. 
  

			
	CHONG KUN DANG PHARMACEUTICALS CORP.
		
	By:	 	/s/ Kyung Ju Lee
	Name:	 	Kyung Ju Lee
	Title:	 	President & CEO

  

			
	CARA THERAPEUTICS, INC.
		
	By:	 	/s/ Derek Chalmers
	Name:	 	Derek Chalmers
	Title:	 	President & CEOEX-4.1

 Exhibit 4.1 

	
	 

 

 
  
 Exhibit 4.1 
 NUMBER AMEDICA® SHARES

 C 0102 US SPINE® 
 AMEDICA CORPORATION 
 INCORPORATED UNDER THE LAWS
OF THE STATE OF DELAWARE 
 SEE REVERSE FOR CERTAIN DEFINITIONS 

This Certifies that is the owner of 
 FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $0.01 PAR VALUE, OF Amedica Corporation transferable on the books of the Corporation in person or by duly authorized attorney upon the
surrender of this Cetificate properly endorsed. This Certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar. 
 Witness the facsimile signatures of the Corporation’s duly authorized officers. 
 Dated: 
 CERTIFICATE OF STOCK 

CHIEF FINANCIAL OFFICER 
 CHAIRMAN OF THE BOARD 
 COUNTERSIGNED AND
REGISTERED: 
 AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC 

(NEW YORK, N.Y.) 
 TRANSFER AGENT AND REGISTRAR 
 AUTHORIZED SIGNATURE

 

 
  
 The
following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: 

TEN COM — as tenants in common 
 TEN ENT — as tenants by the entireties 
 JT
TEN — as joint tenants with right of survivorship and not as tenants in common 
 UNIF GIFT MIN ACT —
as Custodian for 
 (Cust) (Minor) 
 under Uniform Gifts to Minors 
 Act 

(State) 
 UNIF TRAN MIN ACT — as Custodian for 
 (Cust)
(Minor) 
 under Uniform Transfers to Minors 

Act 
 (State) 
 Additional abbreviations may also be used
though not in the above list. 
 For value received, hereby sell, assign and transfer unto 

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) 

shares of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

 Attorney to transfer the said stock on the books of the within named Corporation with full power of
substitution in the premises. 
 Dated 
 X 
 NOTICE: THE SIGNATURE(S) TO THIS ASSIGNMENT
MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. 
 X 
 ALL GUARANTEES MUST BE MADE BY A FINANCIAL
INSTITUTION (SUCH AS A BANK OR BROKER) WHICH IS A PARTICIPANT IN THE SECURITIES TRANSFER AGENTS MEDALLION PROGRAM (“STAMP”), THE NEW YORK STOCK EXCHANGE, INC. MEDALLION SIGNATURE PROGRAM (“MSP”), OR THE STOCK EXCHANGES MEDALLION
PROGRAM (“SEMP”) AND MUST NOT BE DATED. GUARANTEES BY A NOTARY PUBLIC ARE NOT ACCEPTABLE. 
 This
certificate also evidences and entitles the holder hereof to certain Rights as set forth in a Rights Agreement (the Rights Agreement) between Sigma-Aldrich Corporation (the Company) and Computershare Investor Services, LLC, as Rights Agent, as it
may from time to time be supplemented or amended, the terms of which are incorporated herein by reference and a copy of which is on file at the principal executive offices of the Company. Under certain circumstances, as set forth in the Rights
Agreement, such Rights may expire or may be redeemed, exchanged or be evidenced by separate certificates and no longer be evidenced by this certificate. The Company will mail to the holder of this certificate a copy of the Rights Agreement without
charge promptly after receipt of a written request therefor. Under certain circumstances, Rights issued to or held by Acquiring Persons or their Affiliates or Associates (as defined in the Rights Agreement) and any subsequent holder of such Rights
may become null and void.EX-4.2

 Exhibit 4.2 

FIFTH AMENDED AND RESTATED 

REGISTRATION RIGHTS AGREEMENT 

THIS FIFTH AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is dated as of July 27,
2010, and is made by and among Amedica Corporation, a Delaware corporation (the “Company”), the holders of certain securities of the Company who acquired such securities prior to the date hereof (collectively, the
“Prior Investors”), and the purchasers of securities issued pursuant to the Company’s Series E offering completed on or about the date hereof whose names are set forth on Schedule A to be attached hereto (the
“2010 Investors”). 
 RECITALS 

WHEREAS, certain of the Prior Investors acquired shares of one or more of the Company’s Series A Convertible Preferred Stock, par value
$0.01 per share (“Series A Preferred Stock”), Series B Convertible Preferred Stock, par value $0.01 per share (“Series B Preferred Stock”), Series C Convertible Preferred Stock, par value $0.01 per
share (“Series C Preferred Stock”), and/or Series D Convertible Preferred Stock, par value $0.01 per share (“Series D Preferred Stock”), either originally issued pursuant to one or more respective
subscription agreements entered into between the Company and each such Prior Investor in connection with the Company’s offerings of shares of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred
Stock, or as a result of becoming a transferee of a Prior Investor; and 
 WHEREAS, certain of the Prior Investors received warrants
(collectively, the “Prior Warrants”) exercisable for shares of Common Stock (as defined below), Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock or Series D Preferred Stock (and exercisable for
shares of Common Stock after an IPO, as defined below), either originally issued pursuant to one or more Warrant Agreements between the Company and such Prior Investors, or as a result of becoming transferees of Prior Investors who received such
Prior Warrants in connection with the Company’s offerings of shares of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and/or Series D Preferred Stock; and 

WHEREAS, the Prior Investors have registration rights pursuant to that certain Fourth Amended and Restated Registration Rights Agreement dated
as of April 30, 2008 (the “Prior Registration Rights Agreement”), by and among the Company and the Prior Investors, or as permitted assignees of such registration rights pursuant to the terms of the Prior Registration
Rights Agreement; and 
 WHEREAS, certain of the 2010 Investors have acquired (i) shares of Series E Preferred Stock, par value $0.01
per share (“Series E Preferred Stock”), each such acquisition made pursuant to a Subscription Agreement between the Company and each such 2010 Series E Investor, (ii) shares of Series A-1 Convertible Preferred Stock, par
value $0.01 per share (“Series A-1 Preferred Stock”), shares of Series B-1 Convertible Preferred Stock, par value $0.01 per share (“Series B-1 Preferred Stock”), shares of Series C-1 Convertible
Preferred Stock, par value $0.01 per share (“Series C-1 Preferred Stock”), and shares of Series D-1 Convertible 

 
Preferred Stock, par value $0.01 per share (“Series D-1 Preferred Stock”), and/or (iii) warrants exercisable for shares of Series E Preferred Stock issued pursuant to
a Series E Warrant Agreement (the “Series E Warrants”) between the Company and Creation Capital LLC (“Creation Capital”). 

WHEREAS, in connection with the company’s offering of shares of Series A and A-1 Preferred Stock, Series B and B-1 Preferred Stock,
Series C and C-1 Preferred Stock, Series D and D-1 Preferred Stock and Series E Preferred Stock completed on or about the date of this Agreement, the Company desires to grant, and each 2010 Series E Investor wishes to acquire, the same registration
rights held by the Prior Investors pursuant to the terms of the Prior Registration Rights Agreement; and 
 WHEREAS, Section 17 of the
Prior Registration Rights Agreement provides that it may be amended with the written consent of the Company and Investor Securityholders (as defined in the Prior Registration Rights Agreement) holding a majority of the then outstanding Registrable
Securities (as defined in the Prior Registration Rights Agreement), and that any such amendment shall be binding on all parties to the Prior Registration Rights Agreement regardless of whether any such party has consented thereto; and 

WHEREAS, the Company and Investor Securityholders holding a majority of the Registrable Securities outstanding as of the date hereof have
resolved to amend and restate the Prior Registration Rights Agreement, and the Company and such Investor Securityholders have executed and delivered this Agreement; 

NOW, THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt and sufficiency of which are
hereby acknowledged, the Company and Investor Securityholders holding a majority of the Registrable Securities outstanding as of the date hereof, intending to be legally bound, hereby agree to amend and restate the Prior Registration Rights
Agreement, and the parties hereto, intending to be legally bound, hereby agree as follows: 
 Definitions. Capitalized terms used
herein and not otherwise defined in the Agreement shall have the following meanings: 
 “Affiliate”
means, with respect to any specified Person, any other Person who or which, directly or indirectly, controls, is controlled by, or is under common control with such specified Person, including without limitation any partner, officer, director,
manager or employee of such Person. 
 “Commission” means the United States Securities and Exchange Commission. 

“Common Stock” means the common stock, $0.01 par value per share, of the Company. 

“Exchange Act” means the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated
thereunder, as the same shall be in effect from time to time. 

 “Investors” means, collectively, (a) the Prior Investors,
(b) the 2010 Investors, and (c) each other holder of the Company’s securities who executed and delivered, prior to the date of this Agreement and with the prior consent of the Company, the Prior Registration Rights Agreement, to the
extent, in each case, that any such person continues to hold Registrable Securities. 
 “Investor Securityholders”
means, collectively, (a) the Investors, and (b) any Person to whom an Investor hereafter transfers registration rights in accordance with the terms of this Agreement. 

“IPO” means the Company’s first underwritten public offering of its Common Stock under the Securities Act. 

“managing underwriter” shall have the meaning assigned to such term in Section 2(d) hereof. 

“Person” means a natural person or any legal entity including, but not limited to, an unincorporated association,
corporation, general partnership, joint venture, limited partnership, limited liability company, trust, or other entity. 

“Preferred Stock” means, collectively, Series A and A-1 Preferred Stock, Series B and B-1 Preferred Stock, Series C
and C-1 Preferred Stock, Series D and D-1 Preferred Stock, and Series E Preferred Stock. 
 “Register,”
“registered,” and “registration” refer to a registration effected by preparing and filing with the Commission a registration statement in compliance with the Securities Act, and the declaration or
ordering of effectiveness of such registration statement by the Commission. 
 “Registrable Securities” means,
collectively, (a) shares of Common Stock issued or issuable upon conversion of shares of Preferred Stock, and (b) shares of Common Stock issued or issuable upon exercise of any of the Warrants following the completion of an IPO, and
(c) shares of Common Stock issued or issuable as (or issuable upon the conversion or exercise of any warrant, right, or other security that is issued as) a stock dividend in connection with a stock split, combination of shares,
recapitalization, merger, consolidation or other reorganization or otherwise with respect to Registrable Securities. Registrable Securities shall cease to be Registrable Securities upon the earlier to occur of the following: (i) a registration
statement with respect to the sale of such securities shall have become effective under the Securities Act and such securities shall have been disposed of in accordance with such registration statement; (ii) the owner of such securities is able
to sell all of such securities in a three-month period pursuant to Rule 144 under the Securities Act; (iii) such securities shall become eligible for sale pursuant to Rule 144 under the Securities Act; or (iv) such securities shall have
been otherwise transferred pursuant to the Securities Act or an available exemption therefrom, new certificates therefor not bearing a legend restricting further transfer shall have been delivered by the Company, and subsequent disposition of such
securities shall not require the registration or qualification of such securities under the Securities Act or any similar state law then in effect. 

 “Registration Expenses” means all expenses (other than Selling Expenses)
incident to the Company’s performance of or compliance with this Agreement and the completion of transactions relating thereto, including, without limitation, all registration and filing fees, all fees and expenses of complying with securities
or blue sky laws, all printing expenses, the fees and disbursements of the Company’s independent public accountants, including the expenses of any special audits, reviews, compilations or other reports or information required by or incident to
such performance and compliance, the reasonable fees or expenses of counsel for the Company, and the reasonable fees and expenses of one special counsel to represent the Investor Securityholders, as a group, on whose behalf Registrable Securities
are being registered. 
 “Requesting Securityholders” shall have the meaning assigned to such term in
Section 2(a) hereof. 
 “Rule 144” means Rule 144 promulgated by the Commission under the Securities Act or
similar or successor rules. 
 “Securities Act” means the Securities Act of 1933, as amended, and the rules and
regulations promulgated thereunder, as the same shall be in effect from time to time. 
 “Selling Expenses”
means all underwriting discounts, selling commissions, and stock transfer taxes applicable to the sale of Registrable Securities, and fees and disbursements of counsel for any individual Investor Securityholder, all of which shall be borne by the
Investor Securityholder on whose behalf such Registrable Securities are being registered. 
 “Shelf Registration
Notice” shall have the meaning assigned to such term in Section 3(a)(i) hereof. 
 “Shelf Registration
Statement” shall have the meaning assigned to such term in Section 3(a) hereof. 
 “Warrants”
means, collectively, the Prior Warrants, and the Series E Warrants. 
 Demand Registration. (a) Following the date that is 180
days after the completion of an IPO, upon the written request of Investor Securityholders holding a majority of the Registrable Securities then held by all Investor Securityholders (the “Requesting Securityholders”),
requesting that the Company effect the registration of all or a portion of the Registrable Securities then held by the Requesting Securityholders, the Company will thereupon use commercially reasonable efforts to file, as promptly as reasonably
practicable, a registration statement with the Commission and thereafter will use commercially reasonable efforts to effect the registration of the Registrable Securities which the Company has been so requested to register by such Requesting
Securityholders, provided, however, that: 
 (i) when the Company is not eligible to use a Shelf Registration Statement, such
Requesting Securityholders’ request for registration relate to Registrable Securities that have an aggregate anticipated price to the public of at least $10,000,000 (before Selling Expenses), and 

(ii) when the Company is eligible to use a Shelf Registration Statement, such Requesting Securityholders’ request for registration relate
to Registrable Securities that have an aggregate anticipated price to the public of at least $5,000,000 (before Selling Expenses). 

 Following receipt of such notice from the Requesting Securityholders, the Company shall, within ten
(10) days following the date such request is received by the Company, notify, pursuant to Section 4 hereof, all Investor Securityholders from whom requests for registration were not initially received, and such holders shall be entitled,
provided that a holder notifies the Company within 20 days of the date notice is given by the Company, to request that the Company include in the registration all or a portion of their Registrable Securities. Each registration requested pursuant to
this Section 2(a) shall be (i) effected by the filing of a registration statement with the Commission on Form S-1 or a Shelf Registration Statement, and (ii) filed pursuant to Rule 415 under the Securities Act (or an equivalent rule
then in effect) if so requested by the Requesting Securityholders, or the Company otherwise deems it appropriate. 
 (b) Notwithstanding the
foregoing, the Company shall not be obligated to effect, or take any action to effect, any registration pursuant to Section 2(a) under the following circumstances: 

(i) if the Company shall have previously effected a registration, notice of which shall have been given to all Investor Securityholders
holding Registrable Securities pursuant to Section 4 hereof, and all Investor Securityholders wishing to do so were permitted to register all Registrable Securities they requested to register, then the Company shall not be required to effect a
registration pursuant to Section 2(a) until a period of 180 days shall have elapsed from the effective date of the most recent such previous registration; or 

(ii) after the Company shall have effected four (4) registrations requested by Investor Securityholders pursuant to Section 2(a)
hereof; or 
 (iii) if the Company shall have previously effected two (2) registrations requested by Investor Securityholders pursuant
to Section 2(a) hereof during the 12-month period immediately preceding the Company’s receipt or a request for registration pursuant to Section 2(a). 

(c) The Company will pay all Registration Expenses in connection with each registration of Registrable Securities effected by the Company
pursuant to Section 2(a) hereof. 
 (d) If the registration so requested by the Requesting Securityholders involves an offering of the
securities so being registered to be distributed (on a firm commitment basis) by or through one or more underwriters of recognized standing under underwriting terms appropriate for such a transaction, and the lead managing underwriter (the
“managing underwriter”) of such underwritten offering informs the Company that, in its opinion, marketing factors make it advisable to reduce the number of Registrable Securities to be included in the distribution under this
Section 2, then the Company will notify the Requesting Securityholders and the other requesting Investor Securityholders of the same, and then will include in the registration not more than the maximum number of shares that the managing
underwriter deems 

 
advisable, any such reduction in the number of Registrable Securities shall be made first among the Investor Securityholders other than the Requesting Securityholders and then, if further
reductions are required, among the Requesting Securityholders, in each case in proportion to their respective holdings of Registrable Securities; provided that if such reductions result in the Requesting Securityholders being able to sell less than
50% of the Registrable Securities that were the subject of the requested registration, upon such reduction the holders of Registrable Securities shall be granted an additional right to demand registration of such securities under this Section. 

(e) Notwithstanding the foregoing obligations, if the Company notifies the Investor Securityholders requesting a registration pursuant to
Section 2(a) that, in the good faith judgment of the Company, it would be materially detrimental to the Company for such registration statement to either become effective or remain effective for as long as such registration statement otherwise
would be required to remain effective, or both, then the Company shall have the right to defer taking action with respect to such filing for a period of not more than 90 days after the initial request of the Requesting Securityholders is received by
the Company; provided, however, that the Company may not invoke this right more than once in any twelve (12) month period. 

(f) If requested by the underwriters for any underwritten offering of Registrable Securities pursuant to a registration requested under
Section 2(a), the Company and all Investor Securityholders proposing to distribute their Registrable Securities through such underwriting will enter into an underwriting agreement with such underwriters in form and substance reasonably
satisfactory to the Company, such agreement to contain such representations and warranties by the Company and such Investor Securityholders and such other terms and provisions as are customarily contained in underwriting agreements with respect to
secondary distributions, including, without limitation, customary indemnification and contribution provisions. If any Investor Securityholder who has requested inclusion of Registrable Securities pursuant to Section 2(a) disapproves of the
terms of the underwriting agreement or the underwriting, such holder may elect to withdraw therefrom by notifying the Company and the managing underwriter. The Registrable Securities so withdrawn shall also be withdrawn from registration. 

(g) If, at any time after requesting registration pursuant to Section 2(a) and prior to the effective date of the registration statement
filed in connection with such registration request, Requesting Securityholders holding a majority of the Registrable Securities to be registered shall determine for any reason not to register such Registrable Securities, such Requesting
Securityholders may, at their election, give written notice of such determination to the Company. The Company shall then be relieved of its obligations to register any Registrable Securities in connection with such Requesting Securityholders’
registration request, and the Requesting Securityholders shall forfeit their right to one demand registration statement pursuant to this Section 2 (but the Company shall not be relieved of its obligation to pay the Registration Expenses in
connection therewith as provided in Section 2(c) hereof). 
 (h) In connection with the first request for registration pursuant to
Section 2(a), the Company may, within 10 days after its receipt of such request, give the Requesting Securityholders notice that it is the good faith intention of the Company to register securities for

 
sale for its own account. Thereafter, the provisions of Section 4 shall govern, and the Requesting Securityholders’ registration request under Section 2(a) shall be deemed
rescinded. The Requesting Securityholders shall again be entitled to request such registration under Section 2(a), but not sooner than the earlier of (i) 180 days after the effective date of the Company’s registration of securities
for its own account, and (ii) the Company’s determination (of which the Company shall promptly notify the holders of Registrable Securities) not to proceed with its registration of securities. 

Shelf Registration. (a) During any time that the Company is eligible to file a registration statement on Form S-3 (such form, and any
successor or similar short-form registration statement, herein referred to as a “Shelf Registration Statement”), subject to the limitations herein, the Investor Securityholders holding a majority of the Registrable Securities
held by all Investor Securityholders may request, in writing, that the Company file a Shelf Registration Statement with respect to the Registrable Securities held by Investor Securityholders who make such request of the Company, specifying in each
case the number of Registrable Securities to be included in the Shelf Registration Statement. If the Company receives such a request, then the Company shall: 

(i) within ten (10) days following the date such request is received by the Company, give notice of the proposed registration (a
“Shelf Registration Notice”) to all Investor Securityholders (other than those initiating the request under this Section 3); and 

(ii) as soon as practicable, use commercially reasonable efforts to file such Shelf Registration Statement with the Commission and have such
Shelf Registration Statement declared effective by the Commission covering the Registrable Securities specified in the request, together with such Registrable Securities of any other Investor Securityholder joining in such request as are specified
in a request received by the Company within twenty (20) days after the Shelf Registration Notice is given; and 
 (iii) use
commercially reasonable efforts to cause the registration statement or statements filed pursuant to this Section 3 to remain effective until the earlier of (A) the date on which all Registrable Securities shall have been sold or
(B) the date on which all Registrable Securities cease to be Registrable Securities hereunder. 
 (b) Notwithstanding the foregoing,
the Company shall not be obligated to effect, or take any action to effect, any registration pursuant to this Section 3 under the following circumstances: 

(i) if Form S-3 is not then available or becomes unavailable for such offering by the Investor Securityholders; or 

(ii) if the Investor Securityholders who request that the Company file a Shelf Registration Statement with the Commission, together with
Investor Securityholders requesting to participate in response to the Shelf Registration Notice, propose to sell Registrable Securities having an aggregate anticipated price to the public of less than $10,000,000 (before Selling Expenses); or 

 (iii) if the Company notifies the Investor Securityholders requesting registration pursuant to
this Section 3 that, in the good faith judgment of the Company, it would be materially detrimental to the Company for such Shelf Registration Statement to either become effective or remain effective for as long as such Shelf Registration
Statement otherwise would be required to remain effective, or both, in which case the Company shall have the right to defer taking action with respect to such filing for a period of not more than 90 days after the request of the initiating Investor
Securityholders is received by the Company; provided, however, that the Company shall not invoke this right more than once in any twelve (12) month period; or 

(iv) if the Company has, within the twelve (12) month period preceding the date of such request, already filed two (2) Shelf
Registration Statements for the Investor Securityholders pursuant to this Section 3; or 
 (v) during the period ending one hundred
eighty (180) days after the effective date of a registration made under Section 2 hereof or a registration described in Section 2(b)(i) hereof. 

(c) The Company will pay all Registration Expenses in connection with each registration of Registrable Securities effected by the Company
pursuant to this Section 3. 
 (d) The provisions of Sections 2(d) and 2(f) hereof shall apply to underwritten public offerings
pursuant to a Shelf Registration Statement. 
 Piggy-Back Registrations. (a) If, at any time commencing 180 days following the
completion of an IPO, the Company proposes to register any of its shares of Common Stock, whether or not for sale for its own account, in connection with the public offering of such securities solely for cash, on a form and in a manner which would
permit registration of Registrable Securities for sale to the public under the Securities Act, the Company will give prompt written notice each such time to all holders of Registrable Securities of its intention to do so, describing such securities
and specifying the form and manner and the other relevant facts involved in such proposed registration. Upon the written request of any such holder to register any or all of such holder’s Registrable Securities received by the Company within 20
days after such notice is given by the Company (which request shall specify the Registrable Securities intended to be disposed of by such holder), the Company will use commercially reasonable efforts to effect the registration under the Securities
Act of all Registrable Securities which the Company has been so requested to register by the holders of Registrable Securities, to the extent required to permit the disposition of the Registrable Securities so to be registered, provided,
however, that: 
 (b) Notwithstanding any other provision of this Section 4, if the managing underwriter of any registered
underwritten public offering initiated by the Company informs the Company that, in its opinion, marketing factors make it advisable to reduce the number of shares of Common Stock proposed to be registered by Persons other than the Company, then the
Company may exclude from such registration and underwriting all or a portion of the Registrable Securities which would otherwise be registered and underwritten pursuant to this Section 4. The Company shall so advise all holders of securities
requesting registration of any limitations on the number of shares to be underwritten and the number of shares of Common Stock that may be included in the registration; provided that the reduction of shares included in the registration and
underwriting shall be allocated in the following manner: 
 first, the securities (other than Registrable Securities) of the Company held by
officers and directors of the Company shall be excluded from such registration and underwriting to the extent required by such limitation, and if a limitation on the number of shares is still required, then 

 next, the securities held by any holder of Common Stock not having any contractual, incidental
registration rights shall be excluded from such registration and underwriting to the extent required by such limitation, and if a limitation on the number of shares is still required, then 

next, the securities (other than Registrable Securities) of the Company held by Persons who have registration rights under any agreement with
the Company (other than this Agreement) shall be excluded from such registration and underwriting to the extent required by such limitation, and, if a limitation on the number of shares is still required, then 

next, the number of shares that may be included in the registration and underwriting shall be allocated pro rata among all holders of
Registrable Securities in proportion, as nearly as practicable, to the respective amounts of Registrable Securities requested by them to be included in such registration and underwriting, and the Company shall be obligated to include in such
registration statement only such limited portion (which may be none) of the Registrable Securities as the managing underwriter determines in good faith is advisable. 

(c) If, at any time after giving such written notice of its intention to register any of its securities and prior to the effective date of the
registration statement filed in connection with such registration, the Company shall determine for any reason and in its sole discretion to withdraw any registration referred to in this Section 4, the Company may, at its election, give written
notice of such determination to each holder of Registrable Securities who has requested Registrable Securities to be included, and thereupon the Company shall be relieved of its obligation to register any Registrable Securities in connection with
such registration (but not from its obligation to pay the Registration Expenses in connection therewith as provided in Section 4(e) below), without prejudice however to the rights of the Investor Securityholders to request that such
registration be effected as a registration under Section 2(a) hereof; 
 (d) the Company shall not be obligated to effect any
registration of Registrable Securities under this Section 4: 
 (i) incidental to the registration of any of its securities in
connection with (A) dividend reinvestment plans or stock option or other employee benefit plans, or (B) business combination transactions or any other similar transaction, the purpose of which is not to raise capital, or 

(ii) pursuant to a so-called “unallocated or “universal” shelf registration statement. 

(e) The Company will pay all Registration Expenses in connection with each registration of Registrable Securities requested pursuant to this
Section 4. 

 Registration Procedures. (a) If and whenever the Company is required to effect the
registration of any Registrable Securities as provided in Sections 2, 3 or 4 hereof, the Company will use commercially reasonable efforts to expeditiously: 

prepare and promptly file with the Commission (in any event within 60 days after a request for registration has been received by the Company)
a registration statement with respect to such Registrable Securities and use commercially reasonable efforts to cause such registration statement to become effective; 

prepare and file with the Commission such amendments and supplements to such registration statement and the prospectus used in connection
therewith as may be necessary to keep such registration statement effective and to comply with the provisions of the Securities Act with respect to the disposition of all Registrable Securities and other securities covered by such registration
statement until the earliest of such time as all of such Registrable Securities and other securities have been disposed of in accordance with the intended methods of disposition by the seller or sellers thereof set forth in such registration
statement, or the expiration of six months after such registration statement becomes effective, or such time as all the Registrable Securities registered pursuant to such registration statement cease to be Registrable Securities; 

furnish to each seller of such Registrable Securities, without charge, such number of conformed copies of such registration statement and of
each such amendment and supplement thereto, such number of copies of the prospectus included in such registration statement (including each preliminary prospectus and any summary prospectus), in conformity with the requirements of the Securities
Act, such documents incorporated by reference in such registration statement or prospectus, and such other documents, as such seller may reasonably request; 

register or qualify all Registrable Securities and other securities covered by such registration statement under the securities or “blue
sky” laws of such jurisdictions as the sellers (or in an underwritten offering, the managing underwriter) shall reasonably request, and do any and all other acts and things which may be necessary or advisable under the securities or “blue
sky” laws to enable such sellers to consummate the disposition in such jurisdictions of their Registrable Securities covered by such registration statement, except that the Company shall not for any such purpose be required to qualify generally
to do business as a foreign corporation in any jurisdiction wherein it is not so qualified, or to subject itself to taxation in any such jurisdiction, or to consent to general service of process in any such jurisdiction; 

furnish to each seller of Registrable Securities by means of such registration a signed counterpart, addressed to such seller, of (A) a
copy of an opinion of counsel for the Company, dated the effective date of such registration statement (or, if such registration includes an underwritten public offering, dated the date of the closing under the underwriting agreement and (B) a
copy of a “comfort” letter dated the effective date of such registration statement (and, if such registration statement includes an underwritten public offering, dated the 

 
date of the closing under the underwriting agreement) signed by the independent public accountants who have certified the Company’s financial statements included in such registration
statement, covering substantially the same matters with respect to such registration statement (and the prospectus included therein) and, in the case of such accountants’ letter, with respect to events subsequent to the date of such financial
statements, as are customarily covered in opinions of issuer’s counsel and in accountants’ letters for registrations of the type involved; 

notify each seller of Registrable Securities covered by such registration statement, at any time when a prospectus relating thereto is
required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state any
material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing, and at the request of any such seller prepare and furnish to such seller a reasonable number of
copies of a supplement to or an amendment of such prospectus as may be necessary so that, as thereafter delivered to the purchasers of such Registrable Securities or other securities, such prospectus shall not include an untrue statement of a
material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing; 

otherwise use commercially reasonable efforts to comply with all applicable rules and regulations of the Commission, and make available to its
securities holders, as soon as reasonably practicable, an earnings statement covering the period of at least 12 months, but not more than 18 months, beginning with the first month of the first fiscal quarter after the effective date of such
registration statement, which earnings statement shall satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder, including Rule 158; and 

use commercially reasonable efforts to list such securities on each securities exchange on which the equity securities of the Company are then
listed, if such securities are not already so listed and if such listing is then permitted under the rules of such exchange, and, if necessary, provide a transfer agent and registrar for such Registrable Securities not later than the effective date
of such registration statement. 
 It shall be a condition to the Company’s obligations to effect the registration of Registrable
Securities under Section 2, 3 and 4 hereof that each holder of Registrable Securities as to which registration is being effected furnish to the Company such information regarding such holder and the distribution of such securities as the
Company may from time to time reasonably request in connection with the filing of the relevant registration statement and in connection with maintaining its effectiveness. 

If the Company at any time proposes to register any of its securities under the Securities Act (other than pursuant to a request made under
Section 2 hereof), whether or not for sale for its own account, and such securities are to be distributed by or through one or more underwriters, the Company will make reasonable efforts, if requested by any holder of Registrable Securities who
requests registration of Registrable Securities in connection therewith pursuant to Section 4 hereof, to arrange for such underwriters to include such Registrable Securities among those securities to be distributed by or through such
underwriters, subject to the terms and conditions of this Agreement. 

 (a) Whenever a registration requested pursuant to Section 2 is for an
underwritten offering, the Company shall have the right to select the managing underwriter to administer the offering. If the Company at any time proposes to register any of its securities under the Securities Act for sale for its own account and
such securities are to be distributed by or through one or more underwriters, the managing underwriter shall be selected by the Company. 

Preparation; Reasonable Investigation. In connection with the preparation and filing of each registration statement registering
Registrable Securities under the Securities Act, the Company will give one representative selected by the holders of Registrable Securities on whose behalf such Registrable Securities are to be so registered and their underwriters, if any, and their
counsel, the opportunity, upon reasonable request, to review and comment upon such registration statement, each prospectus included therein or filed with the Commission, and each amendment thereof or supplement thereto, and will give each of such
representative, underwriters and counsel, such reasonable access to its books and records and such opportunities to discuss the business of the Company with its officers, counsel and the independent public accountants who have certified its
financial statements as they shall reasonably request. 
 Indemnification; Contribution. (a) In the event of any registration of
any securities of the Company under the Securities Act, the Company will, and hereby does, indemnify and hold harmless in the case of any registration statement filed pursuant to Section 2, 3 or 4 hereof, the holder of any Registrable
Securities covered by such registration statement, its directors and officers, each officer and director of each underwriter, each other person who participates as an underwriter in the offering or sale of such securities and each other person, if
any, who controls such holder or any such underwriter within the meaning of the Securities Act against any losses, claims, damages, liabilities and expenses, joint or several, to which such holder or any such director or officer or participating or
controlling person may become subject under the Securities Act or otherwise, insofar as such losses, claims, damages, liabilities or expenses (or actions or proceedings or investigations in respect thereof) arise out of or are based upon
(x) any untrue statement or alleged untrue statement of any material fact contained in any registration statement under which such securities were registered under the Securities Act, any preliminary prospectus (unless, with respect to the
indemnification of the officers and directors of each underwriter and each other person participating as an underwriter, any such statement is corrected in a subsequent prospectus and the underwriters are given the opportunity to circulate the
corrected prospectus to all persons receiving the preliminary prospectus), final prospectus or summary prospectus included therein, or any amendment or supplement thereto, or any document incorporated by reference therein, or (y) any omission
or alleged omission to state therein a material fact required to be stated therein or necessary to make the statements therein not misleading, or (z) any violation by the Company of any securities laws in connection with such registration, and
the Company will reimburse such holder and each such director, officer, participating person and controlling person for any legal or any other expenses reasonably incurred by them in connection with investigating or defending any such loss, claim,
liability, action or proceeding; provided, however, that the Company shall not be liable to any seller, director, officer, participating person or controlling person in any such case to the extent that any

 
such loss, claim, damage, liability (or action or proceeding in respect thereof) or expense arises out of or is based upon an untrue statement or alleged untrue statement or omission or alleged
omission made in such registration statement, any such preliminary prospectus, final prospectus, summary prospectus, amendment or supplement in reliance upon and in conformity with written information furnished to the Company in an instrument
prepared by or under the direction of such seller, director, officer, participating person or controlling person for use in the preparation of such documents, which information was specifically stated to be for use in the registration statement,
prospectus, offering circular or other document. Such indemnity shall remain in full force and effect regardless of any investigation made by or on behalf of such seller or any such director, officer, participating person or controlling person and
shall survive the transfer of such securities by such seller. The Company shall agree to provide for contribution relating to such indemnity as shall be reasonably requested by any seller of Registrable Securities or the underwriters. 

(b) The Company may require, as a condition to including any Registrable Securities in any registration statement filed pursuant to
Section 2(a), that the Company shall have received an undertaking satisfactory to it from the prospective sellers of such securities and their underwriters, to indemnify and hold harmless (in the same manner and to the same extent as set forth
in subdivision (a) of this Section 7) the Company, each director of the Company, each officer of the Company who shall sign such registration statement and each other person, if any, who controls the Company within the meaning of the
Securities Act, with respect to any statement in or omission from such registration statement, any preliminary prospectus, final prospectus or summary prospectus included therein, or any amendment or supplement thereto, but only if such statement or
omission was made in reliance upon and in conformity with written information furnished to the Company through an instrument prepared by or under the direction of such sellers or their underwriters specifically stating that it is for use in the
preparation of such registration statement, preliminary prospectus, final prospectus, summary prospectus, amendment or supplement, and provided that (i) the obligation to provide indemnification pursuant to this Section 7(b) shall be
several, and not joint and several, among such sellers and (ii) the liability of each seller hereunder shall be limited to the proportion of any such loss, claim, damage, liability or expense which is equal to the proportion that the public
offering price of the shares sold by such seller under such registration statement bears to the total public offering price of all securities sold thereunder, but not in any event to exceed the net proceeds received by such seller from the sale of
Registrable Securities covered by such registration statement. Such indemnity shall remain in full force and effect regardless of any investigation made by or on behalf of the Company or any such director, officer or controlling person and shall
survive the transfer of such securities by such sellers. 
 (c) Promptly after receipt by an indemnified party of notice of the commencement
of any action or proceeding involving a claim referred to in the preceding subdivisions of this Section 7, such indemnified party will, if a claim in respect thereof is to be made against an indemnifying party, give written notice to the latter
of the commencement of such action; provided, however, that the failure of any indemnified party to give notice as provided herein shall not relieve the indemnifying party of its obligations under the preceding subdivisions of this
Section 7 except to the extent that the indemnifying party is materially prejudiced as a result of such failure to give notice. In case any such action is brought against an indemnified party, the indemnifying party shall be entitled to
participate in and to assume the 

 
defense thereof, jointly with any other indemnifying party similarly notified, to the extent that it may wish, with counsel reasonably satisfactory to such indemnified party. After notice from
the indemnifying party to such indemnified party of its election so to assume the defense thereof, the indemnifying party shall not be liable to such indemnified party for any legal or other expenses subsequently incurred by the indemnified party in
connection with the defense thereof unless (i) the indemnifying party shall have failed to retain counsel for the defense of such claim(s) as aforesaid, (ii) the indemnifying party and the indemnified party shall have mutually agreed to
the retention of separate counsel for the indemnified party, or (iii) the indemnified party shall have reasonably concluded that there may be legal defenses available to it which are different from or additional to those available to the
indemnifying party (in which case the indemnifying party shall not have the right to direct the defense of such action on behalf of the indemnified party); provided, however, in no event shall the indemnifying party be liable for the
reasonable expenses of more than one counsel for all indemnified parties. No indemnifying party will consent to entry of any judgment or enter into any settlement which does not include as an unconditional term thereof the giving by the claimant or
plaintiff to such indemnified party of a release from all liability in respect to such claim or litigation. The indemnifying party shall not be liable for any settlement of any proceeding effected without the written consent of such indemnifying
party, such consent not to be unreasonably withheld or delayed, but if settled with such consent or if there be a final judgment for the plaintiff, the indemnifying party agrees to indemnify each indemnified party from and against any loss or
liability by reason of such settlement or judgment. 
 (d) Indemnification similar to that specified in this Section 7 (with
appropriate modifications) shall be given by the Company and each seller of Registrable Securities with respect to any required registration or other qualification of such Registrable Securities under any federal or state law or regulation. 

Rule 144 Reporting. With a view to making available the benefits of certain rules and regulations of the Commission which may at any
time permit the sale of the Registrable Securities to the public without registration (but in no way reducing the rights of the holders of such Registrable Securities) at all times after 90 days after any registration statement covering a public
offering of securities of the Company under the Securities Act shall have become effective, or at all times after the equity securities of the Company shall initially be registered pursuant to the requirements of Section 12 of the Exchange Act,
the Company agrees at its cost and expense to use its best efforts to: 
 make and keep public information available, as those terms are
understood within Rule 144 under the Securities Act; 
 (b) file with the Commission in a timely manner all reports and other
documents required of the Company under the Securities Act and the Exchange Act; 
 (c) furnish to each holder of Registrable
Securities, promptly upon request, a written statement by the Company as to its compliance with the reporting requirements of such Rule 144 and of the Securities Act and the Exchange Act, a copy of 

 
the most recent annual and/or quarterly report of the Company, and such other reports and documents so filed by the Company with the Commission as such holder may reasonably request in availing
itself of any rule or regulation of the Commission allowing such holder to sell any Registrable Security without registration; and 

(d) furnish to each holder of Registrable Securities which is a “qualified institutional buyer” within the meaning of
Rule 144A under the Securities Act, promptly upon written request from such holder, such information as may be required under Rule 144A for delivery to any prospective purchaser of any Registrable Securities in order to permit such holder to avail
itself of the benefits of the exemptions under the Securities Act afforded by such Rule. 
 Transfer of Registration Rights. The
registration rights held by any Investor Securityholder who or which is a party to this Agreement as of the date hereof may be transferred to any Person who acquires at least 50% of the Registrable Securities (such percentage to be determined
assuming conversion of all shares of Preferred Stock and exercise of all Warrants) held by the transferring Investor Securityholder as of the date of this Agreement; provided, however, that such 50% limitation shall not apply to transfers
pursuant to domestic relations orders, for estate planning purposes, or to Affiliates of the transferor; and, further, provided, that the Company shall be provided with written notice thereof, and each transferee of registration rights
hereunder shall execute and deliver a counterpart of this Agreement and become a party hereto. 
 Governing Law. THIS
AGREEMENT SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF DELAWARE, WITHOUT GIVING REGARD TO THE CONFLICT OF LAWS PRINCIPLES THEREOF. 

Notices. All notices and requests furnished pursuant to this Agreement shall be in writing, shall be made by hand-delivery, first-class
mail (registered or certified, return receipt requested), confirmed facsimile or overnight air courier guaranteeing next business day delivery, and shall be sent, if to a party to this Agreement other than the Company, to such party’s address
then on file with the Company, and if to the Company, to: 
 Amedica Corporation 

1885 West 2100 South 
 Salt Lake
City, Utah 84119 
 Attention: Chief Executive Officer 

Except as otherwise provided in this Agreement, the date of each such notice and request shall be deemed to be, and the date on which each such notice and
request shall be deemed received shall be: (a) at the time delivered, if personally delivered or mailed; (b) when receipt is acknowledged, if sent by facsimile; and (c) the next business day after timely delivery to the courier, if
sent by overnight air courier guaranteeing next business day delivery. 
 Entire Agreement; Integration. This Agreement (including
its schedules) supersedes all prior agreements between or among the Company and any of the other parties 

 
hereto (including, without limitation, the Prior Registration Rights Agreement), and constitutes the full and entire agreement of the parties with respect to the registration rights of the
Investor Securityholders, and all such prior agreements, whether written or oral, are terminated and shall be of no further force or effect, and all rights thereunder are hereby waived. 

Injunctive Relief. Each of the parties hereto acknowledges that in the event of a breach by any of them of any material provision of
this Agreement, the aggrieved party may be without an adequate remedy at law. Each of the parties therefore agrees that in the event of such a breach hereof the aggrieved party may elect to institute and prosecute proceedings in any court of
competent jurisdiction to enforce specific performance or to enjoin the continuing breach hereof. By seeking or obtaining any such relief, the aggrieved party shall not be precluded from seeking or obtaining any other relief to which it may be
entitled. 
 Section Headings. Section headings are for convenience of reference only and shall not affect the meaning of any
provision of this Agreement. 
 Counterparts. This Agreement may be executed in any number of counterparts, each of which shall be an
original, and all of which shall together constitute one and the same instrument. All signatures need not be on the same counterpart. 

Severability. If any provision of this Agreement shall be invalid or unenforceable, such invalidity or unenforceability shall not
affect the validity and enforceability of the remaining provisions of this Agreement, unless the result thereof would be unreasonable, in which case the parties hereto shall negotiate in good faith as to appropriate amendments hereto. 

Termination; Amendments and Waivers. This Agreement may be terminated, or any term or provision hereof may be amended, and the
observance of any provision of this Agreement may be waived (either generally or in a particular instance, and either retroactively or prospectively) only with the written consent of the Company and Investor Securityholders holding a majority of the
Registrable Securities then outstanding (such majority to be determined assuming conversion of all shares of Preferred Stock then convertible into Registrable Securities and exercise of all Warrants then exercisable for Registrable Securities then
held by the Investor Securityholders). Any termination, amendment, or waiver effected in accordance with this Section 17 shall be binding on all parties hereto, regardless of whether any such party has consented thereto. No waivers of or
exceptions to any term, condition, or provision of this Agreement, in any one or more instances, shall be deemed to be or construed as a further or continuing waiver of any such term, condition, or provision. 

Filing. A copy of this Agreement and of all amendments thereto shall be filed at the principal executive office of the Company with the
Secretary of the Company. 
 Expiration. Unless sooner terminated pursuant to amendment adopted in accordance with Section 17
hereof, this Agreement (other than Section 7 hereof) shall expire in its entirety on such date as there shall be no Registrable Securities outstanding. 

No Third Party Beneficiaries. Nothing herein expressed or implied is intended to confer upon any person, other than the parties hereto
or their respective permitted transferees of registration rights, any rights, remedies, obligations or liabilities under or by reason of this Agreement. 

 21. Aggregation of Registrable Securities. All shares of Registrable Securities held or
acquired by Affiliates shall be aggregated together for the purpose of determining the availability of any rights under this Agreement. 

22. Confidentiality. Each Investor Securityholder agrees that such Investor Securityholder will keep confidential and will not
disclose, divulge, or use for any purpose (other than to monitor its investment in the Company) any confidential information obtained from the Company pursuant to the terms of this Agreement (including notice of the Company’s intention to file
a registration statement), unless such confidential information (a) is known or becomes known to the public in general (other than as a result of a breach of this Section 22 by such Investor Securityholder), or (b) is or has been made
known or disclosed to the Investor Securityholder by a third party without a breach of any obligation of confidentiality such third party may have to the Company; provided, however, that an Investor Securityholder may disclose confidential
information (i) to its attorneys, accountants, consultants, and other professionals to the extent necessary to obtain their services in connection with monitoring its investment in the Company; (ii) to any prospective permitted transferee
of registration rights from such Investor Securityholder, if such prospective purchaser agrees to be bound by the provisions of this Section 22; (iii) to any Affiliate, partner, member, stockholder, or wholly owned subsidiary of such
Investor Securityholder in the ordinary course of business, provided that such Investor Securityholder informs such Person that such information is confidential and directs such Person to maintain the confidentiality of such information; or
(iv) as may otherwise be required by law, provided that the Investor Securityholder promptly notifies the Company of such disclosure and takes reasonable steps to minimize the extent of any such required disclosure. 

[REMAINDER INTENTIONALLY BLANK, SIGNATURES FOLLOW] 

 IN WITNESS WHEREOF, this Fifth Amended and Restated Registration Rights Agreement has been
duly executed by the parties hereto, effective as of the date first written above. 
  

			
	AMEDICA CORPORATION
		
	By:	 	 /s/ Reyn Gallacher

	Name:	 	Reyn E. Gallacher
	Title:	 	Chief Financial Officer and
		 	Vice President, Finance

  

					
	INVESTOR:	  		  	
			
	 Print/Type Name of Investor

Securityholder of Record:
	  	Earl Abramson	  	
			
	By:	  	 /s/ Earl Abramson
	  	
	Name:	  	Earl Abramson	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Kent R.N. Adams	  	
			
	By:	  	 /s/ Kent R.N. Adams
	  	
	Name:	  	Kent R.N. Adams	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Ravi Akhoury	  	
			
	By:	  	 /s/ Ravi Akhoury
	  	
	Name:	  	Ravi Akhoury	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Alexander Rossi Grisanti Revocable Trust	  	
			
	By:	  	 /s/ Michael J. Grisanti
	  	
	Name:	  	Michael J. Grisanti	  	
	Title:	  	Trustee	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	George Baker	  	
			
	By:	  	 /s/ George Baker
	  	
	Name:	  	George Baker	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	George Baker Jr.	  	
			
	By:	  	 /s/ George Baker Jr.
	  	
	Name:	  	George Baker Jr.	  	
	Title:	  		  	

					
	INVESTOR:	  		  	
			
	 Print/Type Name of Investor

Securityholder of Record:
	  	Dana and Sonny Bal, Joint Tenants	  	
			
	By:	  	 /s/ Dana and Sonny Bal, Joint Tenants
	  	
	Name:	  	Dana and Sonny Bal, Joint Tenants	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Jagprit Bal	  	
			
	By:	  	 /s/ Jagprit Bal
	  	
	Name:	  	Jagprit Bal	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Sharanjit S. Bal	  	
			
	By:	  	 /s/ Sharanjit S. Bal
	  	
	Name:	  	Sharanjit S. Bal	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Dan S. Baldwin	  	
			
	By:	  	 /s/ Dan S. Baldwin
	  	
	Name:	  	Dan S. Baldwin	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Beverly Barshop	  	
			
	By:	  	 /s/ Beverly Barshop
	  	
	Name:	  	Beverly Barshop	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Richard Benedikt	  	
			
	By:	  	 /s/ Richard Benedikt
	  	
	Name:	  	Richard Benedikt	  	
	Title:	  		  	

					
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Louis J. Bevilacqua	  	
			
	By:	  	 /s/ Louis J. Bevilacqua
	  	
	Name:	  	Louis J. Bevilacqua	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Josephus Bloom, M.D.	  	
			
	By:	  	 /s/ Josephus Bloom, M.D.
	  	
	Name:	  	Josephus Bloom, M.D.	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Bogen Family Limited Partnership II	  	
			
	By:	  	 /s/ Michael Bogen
	  	
	Name:	  	Michael Bogen	  	
	Title:	  	Director	  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Darren Brodle	  	
			
	By:	  	 /s/ Darren Brodle
	  	
	Name:	  	Darren Brodle	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	John O. Byram	  	
			
	By:	  	 /s/ John O. Byram
	  	
	Name:	  	John O. Byram	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Susanne R. Byram	  	
			
	By:	  	 /s/ Susanne R. Byram
	  	
	Name:	  	Susanne R. Byram	  	
	Title:	  		  	

					
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Peter F. Capuciati	  	
			
	By:	  	 /s/ Peter F. Capuciati
	  	
	Name:	  	Peter F. Capuciati	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Peter F. Capuciati, Jr	  	
			
	By:	  	 /s/ Peter F. Capuciati, Jr.
	  	
	Name:	  	Peter F. Capuciati, Jr.	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Capzil Foundation, LLC	  	
			
	By:	  	 /s/ Peter F. Capuciati, Jr.
	  	
	Name:	  	Peter F. Capuciati, Jr.	  	
	Title:	  	Partner	  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Guydon J. Cargulia	  	
			
	By:	  	 /s/ Guydon J. Cargulia
	  	
	Name:	  	Guydon J. Cargulia	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Brian Casey	  	
			
	By:	  	 /s/ Brian Casey
	  	
	Name:	  	Brian Casey	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	John Casey	  	
			
	By:	  	 /s/ John Casey
	  	
	Name:	  	John Casey	  	
	Title:	  		  	

					
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	John G. Casey, III	  	
			
	By:	  	 /s/ John G. Casey, III
	  	
	Name:	  	John G. Casey, III	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Ezra Chall	  	
			
	By:	  	 /s/ Ezra Chall
	  	
	Name:	  	Ezra Chall	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Andrew Chavkin	  	
			
	By:	  	 /s/ Andrew Chavkin
	  	
	Name:	  	Andrew Chavkin	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Lauren Ehrenberg-Chester	  	
			
	By:	  	 /s/ Lauren Ehrenberg-Chester
	  	
	Name:	  	Lauren Ehrenberg-Chester	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Creation Capital LLC	  	
			
	By:	  	 /s/ Gregg Honigblum
	  	
	Name:	  	Gregg Honigblum	  	
	Title:	  	CEO	  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	David Crystal	  	
			
	By:	  	 /s/ David Crystal
	  	
	Name:	  	David Crystal	  	
	Title:	  		  	

					
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Charles P. Dahl, M.D.	  	
			
	By:	  	 /s/ Charles P. Dahl, M.D.
	  	
	Name:	  	Charles P. Dahl, M.D.	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	David & Sheila Griffin Trust	  	
			
	By:	  	 /s/ David & Sheila Griffin Trust
	  	
	Name:	  	David & Sheila Griffin Trust	  	
	Title:	  		  	
		
	INVESTOR:	  	
		
	Print/Type Name of Investor Securityholder of Record:	  	David M. Thede Trust Agreement dated 12/10/97
			
	By:	  	 /s/ David M. Thede
	  	
	Name:	  	David M. Thede	  	
	Title:	  	Trustee	  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Douglas J. Demartin	  	
			
	By:	  	 /s/ Douglas J. Demartin
	  	
	Name:	  	Douglas J. Demartin	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Shatha D. Denno	  	
			
	By:	  	 /s/ Shatha D. Denno
	  	
	Name:	  	Shatha D. Denno	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Denno Family Limited Partnership	  	
			
	By:	  	 /s/ Jerjis J. Denno
	  	
	Name:	  	Jerjis J. Denno	  	
	Title:	  	General Partner	  	

					
	INVESTOR:	  	
			
	 Print/Type Name of Investor

Securityholder of Record:
	  	Prakash Desai	  	
			
	By:	  	 /s/ Prakash Desai
	  	
	Name:	  	Prakash Desai	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Frank R. DiMaio, M.D.	  	
			
	By:	  	 /s/ Frank R. DiMaio, M.D.
	  	
	Name:	  	Frank R. DiMaio, M.D.	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	John Kirk Drake	  	
			
	By:	  	 /s/ John Kirk Drake
	  	
	Name:	  	John Kirk Drake	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Joseph Dubrof	  	
			
	By:	  	 /s/ Joseph Dubrof
	  	
	Name:	  	Joseph Dubrof	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Edward J. Farrell	  	
			
	By:	  	 /s/ Edward J. Farrell
	  	
	Name:	  	Edward J. Farrell	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Edward J. Farrell Jr. IRA Rollover	  	
			
	By:	  	 /s/ Edward J. Farrell
	  	
	Name:	  	Edward J. Farrell	  	
	Title:	  		  	

					
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Evermore Investments II, LLC	  	
			
	By:	  	 /s/ Dean Holland
	  	
	Name:	  	Dean Holland	  	
	Title:	  	Managing Member	  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Michael Feinberg	  	
			
	By:	  	 /s/ Michael Feinberg
	  	
	Name:	  	Michael Feinberg	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Steven M. Fiore	  	
			
	By:	  	 /s/ Steven M. Fiore
	  	
	Name:	  	Steven M. Fiore	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Daniel M. Foley	  	
			
	By:	  	 /s/ Daniel M. Foley
	  	
	Name:	  	Daniel M. Foley	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	GA & MS Hanks, LP	  	
			
	By:	  	 /s/ Gregory Hanks
	  	
	Name:	  	Gregory Hanks	  	
	Title:	  	Partner	  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Bipin C. Gandhi	  	
			
	By:	  	 /s/ Bipin C. Gandhi
	  	
	Name:	  	Bipin C. Gandhi	  	
	Title:	  		  	

					
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Paramjeet S. Gill	  	
			
	By:	  	 /s/ Paramjeet S. Gill
	  	
	Name:	  	Paramjeet S. Gill	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Albert Giusfredi	  	
			
	By:	  	 /s/ Albert Giusfredi
	  	
	Name:	  	Albert Giusfredi	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Harry Gruszecki	  	
			
	By:	  	 /s/ Harry Gruszecki
	  	
	Name:	  	Harry Gruszecki	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Gurwitz Enterprises Limited	  	
			
	By:	  	 /s/ Gregg Gurwitz
	  	
	Name:	  	Gregg Gurwitz	  	
	Title:	  	President	  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Gustke Holdings, LLC	  	
			
	By:	  	 /s/ Kenneth Gustke
	  	
	Name:	  	Kenneth Gustke	  	
	Title:	  	Member	  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	H. William Thornburg Trust	  	
			
	By:	  	 /s/ H. William Thornburg
	  	
	Name:	  	H. William Thornburg	  	
	Title:	  	Trustee	  	

					
	INVESTOR:
			
	Print/Type Name of Investor Securityholder of Record:	  	Hampshire Healthcare Partners, LP	  	
			
	By:	  	Hampshire Special Opportunities Fund	  	
	Title:	  	General Partner	  	
			
	By:	  	 J. Moy
	  	
	Title:	  	General Partner	  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Gregory A. & Mary Susan Hanks	  	
			
	By:	  	 /s/ Gregory A. & Mary Susan Hanks
	  	
	Name:	  	Gregory A. & Mary Susan Hanks	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Dennis Hensley	  	
			
	By:	  	 /s/ Dennis Hensley
	  	
	Name:	  	Dennis Hensley	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Gregory P. Herbert	  	
			
	By:	  	 /s/ Gregory P. Herbert
	  	
	Name:	  	Gregory P. Herbert	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	High Street Fund I, L.P.	  	
			
	By:	  	High Street Fund I, L.P.	  	
			
	By:	  	High Street Advisors, L.P.	  	
			
	By:	  	W.L.F., LLC	  	
	Title:	  	General Partner	  	
			
	By:	  	 /s/ W. Furber
	  	
	Name:	  	W. Furber	  	
	Title:	  	Managing Member	  	

					
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	H.P. Hoffstot, III, 1988 Trust	  	
			
	By:	  	 /s/ H. P. Hoffstot, III
	  	
	Name:	  	H.P. Hoffstot	  	
	Title:	  	Trustee	  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Gregg R. Honigblum	  	
			
	By:	  	 /s/ Gregg R. Honigblum
	  	
	Name:	  	Gregg R. Honigblum	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	David Honigstock	  	
			
	By:	  	 /s/ David Honigstock
	  	
	Name:	  	David Honigstock	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Matthew Hupe	  	
			
	By:	  	 /s/ Matthew Hupe
	  	
	Name:	  	Matthew Hupe	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Incas Fund, LLC	  	
			
	By:	  	 /s/ Charles Peterson
	  	
	Name:	  	Charles Peterson	  	
	Title:	  	Managing Member	  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Curtis W. Jackson	  	
			
	By:	  	 /s/ Curtis W. Jackson
	  	
	Name:	  	Curtis W. Jackson	  	
	Title:	  		  	

					
	INVESTOR:	  	
		
	Print/Type Name of Investor Securityholder of Record:	  	James de Peyster Todd & Kyra Ashbaugh Todd
			
	By:	  	 /s/ James de Peyster Todd
	  	
	Name:	  	James de Peyster Todd	  	
	Title:	  	Trustee	  	
		
	INVESTOR:	  	
		
	Print/Type Name of Investor Securityholder of Record:	  	James de Peyster Todd & Kyra Ashbaugh Todd fbo James de Peyster Todd
			
	By:	  	 /s/ James de Peyster Todd
	  	
	Name:	  	James de Peyster Todd	  	
	Title:	  	Trustee	  	
		
	INVESTOR:	  	
		
	Print/Type Name of Investor Securityholder of Record:	  	The James W. Bishop Jr. Revocable Living Trust
			
	By:	  	 /s/ James W. Bishop, Jr.
	  	
	Name:	  	James W. Bishop, Jr.	  	
	Title:	  	Trustee	  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Patricia McInerney Jansen	  	
			
	By:	  	 /s/ Patricia McInerney Jansen
	  	
	Name:	  	Patricia McInerney Jansen	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Christopher E. Jansen	  	
			
	By:	  	 /s/ Christopher E. Jansen
	  	
	Name:	  	Christopher E. Jansen	  	
	Title:	  		  	
		
	INVESTOR:	  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Jean E. Thornburg Trust	  	
			
	By:	  	 /s/ H. William Thornburg
	  	
	Name:	  	H. William Thornburg	  	
	Title:	  	Trustee	  	

					
	INVESTOR:	  	
			
	 Print/Type Name of Investor

Securityholder of Record:
	  	Eugene B. Jones	  	
			
	By:	  	 /s/ Eugene B. Jones
	  	
	Name:	  	Eugene B. Jones	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Jamie E. Juliano	  	
			
	By:	  	 /s/ Jamie E. Juliano
	  	
	Name:	  	Jamie E. Juliano	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	John Joseph Grisanti Revocable Trust	  	
			
	By:	  	 /s/ Michael J. Grisanti
	  	
	Name:	  	Michael J. Grisanti	  	
	Title:	  	Trustee	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	June Creek Holdings, LLC	  	
			
	By:	  	 /s/ Peter J. Millett
	  	
	Name:	  	Peter J. Millett	  	
	Title:	  	Manager	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Howard Kaneff	  	
			
	By:	  	 /s/ Howard Kaneff
	  	
	Name:	  	Howard Kaneff	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Tom Kaufman	  	
			
	By:	  	 /s/ Tom Kaufman
	  	
	Name:	  	Tom Kaufman	  	
	Title:	  		  	

					
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Kenneth L. Templeton Family Trust	  	
			
	By:	  	 /s/ Kenneth L. Templeton
	  	
	Name:	  	Kenneth L. Templeton	  	
	Title:	  	Trustee	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Ashok C. Khandkar	  	
			
	By:	  	 /s/ Ashok C. Khandkar
	  	
	Name:	  	Ashok C. Khandkar	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Kinder Investments, LP	  	
			
	By:	  	 /s/ Don Perlysky
	  	
	Name:	  	Don Perlysky	  	
	Title:	  	Managing Member	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Kip Kindred Trust	  	
			
	By:	  	 /s/ Kip Kindred
	  	
	Name:	  	Kip Kindred	  	
	Title:	  	Trustee	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	Kingfish Partners Ltd	  	
			
	By:	  	 /s/ Paul T. Gerber
	  	
	Name:	  	Paul T. Gerber	  	
	Title:	  	President	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  	L & Co., LLC	  	
			
	By:	  	 /s/ James E. Lineberger, Jr.
	  	
	Name:	  	James E. Lineberger, Jr.	  	
	Title:	  	Manager	  	

					
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Richard F. Labasky	  	
			
	By:	  	 /s/ Richard F. Labasky
	  	
	Name:	  	Richard F. Labasky	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Landmarks Financial Corp.	  	
			
	By:	  	 /s/ A.P. Ziegler
	  	
	Name:	  	A.P. Ziegler	  	
	Title:	  	President	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Laredo GFG Development, Ltd.	  	
			
	By:	  	 /s/ A. Bradford Galo
	  	
	Name:	  	A.Bradford Galo	  	
	Title:	  	Managing General Partner	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	David P. Leonardi, M.D. IRA	  	
			
	By:	  	 /s/ David P. Leonardi
	  	
	Name:	  	David P. Leonardi	  	
	Title:	  	Owner	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Laurence R. Lesser	  	
			
	By:	  	 /s/ Laurence R. Lesser
	  	
	Name:	  	Laurence R. Lesser	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Gregory P. Lewis	  	
			
	By:	  	 /s/ Gregory P. Lewis
	  	
	Name:	  	Gregory P. Lewis	  	
	Title:	  		  	

					
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	James E. Lineberger	  	
			
	By:	  	 /s/ James E. Lineberger
	  	
	Name:	  	James Lineberger	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Max Link	  	
			
	By:	  	 /s/ Max Link
	  	
	Name:	  	Max Link	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	James Lyons	  	
			
	By:	  	 /s/ James Lyons
	  	
	Name:	  	James Lyons	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Lyonshare Venture Capital	  	
			
	By:	  	 /s/ Allan R. Lyons
	  	
	Name:	  	Allan R. Lyons	  	
	Title:	  	Managing Member	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Arthur Maxwell	  	
			
	By:	  	 /s/ Arthur Maxwell
	  	
	Name:	  	Arthur Maxwell	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Mark R. McDonough	  	
			
	By:	  	 /s/ Mark R. McDonough
	  	
	Name:	  	Mark R. McDonough	  	
	Title:	  		  	

					
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	McGowan Properties Inc. Profit Sharing Plan	  	
			
	By:	  	 /s/ Frank E. McGowan
	  	
	Name:	  	Frank E. McGowan	  	
	Title:	  	Trustee	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Jan B. Meadows	  	
			
	By:	  	 /s/ Jan B. Meadows
	  	
	Name:	  	Jan B. Meadows	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Michael Kyle Grisanti Revocable Trust	  	
			
	By:	  	 /s/ Michael J. Grisanti
	  	
	Name:	  	Michael J. Grisanti	  	
	Title:	  	Trustee	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Charles Mirabella	  	
			
	By:	  	 /s/ Charles Mirabella
	  	
	Name:	  	Charles Mirabella	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Roy H. Miyamoto	  	
			
	By:	  	 /s/ Roy H. Miyamoto
	  	
	Name:	  	Roy H. Miyamoto	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Morpheus LLC	  	
			
	By:	  	 /s/ Steven Lyons, M.D.
	  	
	Name:	  	Steven Lyons, M.D.	  	
	Title:	  	President	  	

					
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Dora Morris	  	
			
	By:	  	 /s/ Dora Morris
	  	
	Name:	  	Dora Morris	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Michael Morris	  	
			
	By:	  	 /s/ Michael Morris
	  	
	Name:	  	Michael Morris	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Marvin and Joan Morris	  	
			
	By:	  	 /s/ Marvin and Joan Morris
	  	
	Name:	  	Marvin and Joan Morris	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Jack A. Moss, Jr.	  	
			
	By:	  	 /s/ Jack A. Moss, Jr.
	  	
	Name:	  	Jack A. Moss, Jr.	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Kevin P. Murphy	  	
			
	By:	  	 /s/ Kevin P. Murphy
	  	
	Name:	  	Kevin P. Murphy	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	The Ohanessian Family Trust dtd 4/27/93	  	
			
	By:	  	 /s/ Harry Geozian
	  	
	Name:	  	Harry Geozian	  	
	Title:	  	Trustee	  	

					
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Christopher M. Olnney	  	
			
	By:	  	 /s/ Christopher M. Olnney
	  	
	Name:	  	Christopher M. Olnney	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	John P. Owen	  	
			
	By:	  	 /s/ John P. Owen
	  	
	Name:	  	John P. Owen	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	P-Four, LLC	  	
			
	By:	  	 /s/ Rodney L. Plaster
	  	
	Name:	  	Rodney L. Plaster	  	
	Title:	  	Managing Partner	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	PW Holdings LLC	  	
			
	By:	  	 /s/ J. Robert Shaver
	  	
	Name:	  	J. Robert Shaver	  	
	Title:	  	Manager	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Patel Family Trust uad Nov. 7, 1996	  	
			
	By:	  	 /s/ Robert Patel
	  	
	Name:	  	Robert Patel	  	
	Title:	  	Trustee	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Arthur W. Peabody, Jr.	  	
			
	By:	  	 /s/ Arthur W. Peabody, Jr.
	  	
	Name:	  	Arthur W. Peabody, Jr.	  	
	Title:	  		  	

					
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Maurice Clark Perkins, III	  	
			
	By:	  	 /s/ Maurice Clark Perkins, III
	  	
	Name:	  	Maurice Clark Perkins, III	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Charles S. Peterson	  	
			
	By:	  	 /s/ Charles S. Peterson
	  	
	Name:	  	Charles S. Peterson	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Joseph M. Petri	  	
			
	By:	  	 /s/ Joseph M. Petri
	  	
	Name:	  	Joseph M. Petri	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Plaster Family Trust	  	
			
	By:	  	 /s/ Rodney L. Plaster
	  	
	Name:	  	Rodney L. Plaster	  	
	Title:	  	Trustee	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	The Plaster Family Trust May 29, 2003	  	
			
	By:	  	 /s/ Rodney L. Plaster
	  	
	Name:	  	Rodney L. Plaster	  	
	Title:	  	Trustee	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Rodney L. Plaster, IRA	  	
			
	By:	  	 /s/ Rodney L. Plaster
	  	
	Name:	  	Rodney L. Plaster	  	
	Title:	  		  	

					
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Prinini Partnership, Ltd.	  	
			
	By:	  	Shrinath Management corporation	  	
	Title:	  	General Partner	  	
			
	By:	  	 /s/ Prakash Desai
	  	
	Name:	  	Prakash Desai	  	
	Title:	  	President	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Christopher A. Pucillo	  	
			
	By:	  	 /s/ Christopher A. Pucillo
	  	
	Name:	  	Christopher A. Pucillo	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Arnold M. Schwartz	  	
			
	By:	  	 /s/ Arnold M. Schwartz
	  	
	Name:	  	Arnold M. Schwartz	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Sergio Viroslav Ltd.	  	
			
	By:	  	 /s/ Sergio Viroslav
	  	
	Name:	  	Sergio Viroslav	  	
	Title:	  	President	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	J. Robert Shaver	  	
			
	By:	  	 /s/ J. Robert Shaver
	  	
	Name:	  	J. Robert Shaver	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Yury Shenderov	  	
			
	By:	  	 /s/ Yury Shenderov
	  	
	Name:	  	Yury Shenderov	  	
	Title:	  		  	

					
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	John Shiall, M.D.	  	
			
	By:	  	 /s/ John Shiall, M.D.
	  	
	Name:	  	John Shiall, M.D.	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Shree Vasudev Investments, Ltd.	  	
			
	By:	  	 /s/ Rahul C. Mehta, M.D.
	  	
	Name:	  	Rahul C. Mehta, M.D.	  	
	Title:	  	President	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Morton A. Siegler Revocable Living Trust	  	
			
	By:	  	 /s/ Morton A. Siegler
	  	
	Name:	  	Morton A. Siegler	  	
	Title:	  	Trustee	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Sidney Silverman	  	
			
	By:	  	 /s/ Sidney Silverman
	  	
	Name:	  	Sidney Silverman	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Donald A. Simmons	  	
			
	By:	  	 /s/ Donald A. Simmons
	  	
	Name:	  	Donald A. Simmons	  	
	Title:	  		  	

					
	INVESTOR:	  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Singer Bros LLC	  	
			
	By:	  	 /s/ George A. Singer
	  	
	Name:	  	George A. Singer	  	
	Title:	  	Manager	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Skeleton Lake, LLC	  	
			
	By:	  	 /s/ Donna Weber
	  	
	Name:	  	Donna Weber	  	
	Title:	  	Sole Member	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Joseph F. Skowron, III	  	
			
	By:	  	 /s/ Joseph F. Skowron, III
	  	
	Name:	  	Joseph F. Skowron, III	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Marc Slep	  	
			
	By:	  	 /s/ Marc Slep
	  	
	Name:	  	Marc Slep	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Mark W. Slepian	  	
			
	By:	  	 /s/ Mark W. Slepian
	  	
	Name:	  	Mark W. Slepian	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Harris J. Sterling	  	
			
	By:	  	 /s/ Harris J. Sterling
	  	
	Name:	  	Harris J. Sterling	  	
	Title:	  		  	

					
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	William and Linda Swain	  	
			
	By:	  	 /s/ William and Linda Swain
	  	
	Name:	  	William and Linda Swain	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	William Swain	  	
			
	By:	  	 /s/ William Swain
	  	
	Name:	  	William Swain	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Templeton Investment Corp	  	
			
	By:	  	 /s/ Kenneth L. Templeton
	  	
	Name:	  	Kenneth L. Templeton	  	
	Title:	  	President	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor Securityholder of Record:	  		  	
	  	Toca Implants LLC	  	
			
	By:	  	 /s/ David S. Bailie, M.D.
	  	
	Name:	  	David S. Bailie, M.D.	  	
	Title:	  	Managing Partner	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Trust u/will L.S. de Peyster fbo Louise Todd Ambler
			
	By:	  	 /s/ Louise Todd Ambler
	  	
	Name:	  	Louise Todd Ambler	  	
	Title:	  	Trustee	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Vestal Venture Capital	  	
			
	By:	  	 /s/ Allan R. Lyons
	  	
	Name:	  	Allan R. Lyons	  	
	Title:	  	Managing Member	  	

					
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Clint Whisenhunt	  	
			
	By:	  	 /s/ Clint Whisenhunt
	  	
	Name:	  	Clint Whisenhunt	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	The William C. Klintworth Jr. Living Trust	  	
			
	By:	  	 /s/ William C. Klintworth, Jr.
	  	
	Name:	  	William C. Klintworth, Jr.	  	
	Title:	  	Trustee	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Joseph L. Williams, M.D., P.C.	  	
			
	By:	  	 /s/ Joseph L. Williams, M.D., P.C.
	  	
	Name:	  	Joseph L. Williams, M.D., P.C.	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Steven Williams	  	
			
	By:	  	 /s/ Steven Williams
	  	
	Name:	  	Steven Williams	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Stephen Mark Williams	  	
			
	By:	  	 /s/ Stephen Mark Williams
	  	
	Name:	  	Stephen Mark Williams	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Marion Lee Wolf	  	
			
	By:	  	 /s/ Marion Lee Wolf
	  	
	Name:	  	Marion Lee Wolf	  	
	Title:	  		  	

					
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Michael C. Ziebarth	  	
			
	By:	  	 /s/ Michael C. Ziebarth
	  	
	Name:	  	Michael C. Ziebarth	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Elizabeth J. Ziebarth Trust	  	
			
	By:	  	 /s/ Michael C. Ziebarth
	  	
	Name:	  	Michael C. Ziebarth	  	
	Title:	  	Trustee	  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	Arthur P. Ziegler, Jr.	  	
			
	By:	  	 /s/ Arthur P. Ziegler, Jr.
	  	
	Name:	  	Arthur P. Ziegler, Jr.	  	
	Title:	  		  	
			
	INVESTOR:	  		  	
			
	Print/Type Name of Investor	  		  	
	Securityholder of Record:	  	75-2645957	  	
			
	By:	  	 /s/ Prakash Desai
	  	
	Name:	  	Prakash Desai	  	
	Title:	  	President	  	

 AMEDICA CORPORATION 

Summary of Schedule A to 
 Fifth Amended and Restated
Registration 
 Rights Agreement dated July 27, 2010 
  

 

													
	 	  	Preferred
Securities
With
Registration
Rights	 	  	Preferred
Securities
Without
Registration
Rights	 	  	Total *
Number of
Preferred
Securities	 
	 Series A Preferred Stock
	  	 	5,065,147	  	  	 	300,251	  	  	 	5,365,398	  
	 Series A-1 Preferred Stock 
	  	 	9,468,034	  	  	 	922,429	  	  	 	10,390,463	  
	 Series B Preferred Stock
	  	 	1,904,297	  	  	 	39,850	  	  	 	1,944,147	  
	 Series B-1 Preferred Stock
	  	 	3,243,390	  	  	 	55,751	  	  	 	3,299,141	  
	 Series C Preferred Stock
	  	 	4,100,000	  	  	 	2,582,562	  	  	 	6,682,562	  
	 Series C-1 Preferred Stock
	  	 	4,275,000	  	  	 	—  	  	  	 	4,275,000	  
	 Series C Preferred Warrants
	  	 	1,078,750	  	  	 	125,000	  	  	 	1,203,750	  
	 Series D Preferred Stock
	  	 	7,934,534	  	  	 	44,166	  	  	 	7,978,700	  
	 Series D-1 Preferred Stock
	  	 	6,097,001	  	  	 	48,666	  	  	 	6,145,667	  
	 Series D Preferred Warrants
	  	 	213,290	  	  	 	40,000	  	  	 	253,290	  
	 Series E Preferred Stock
	  	 	7,190,647	  	  	 	8,011,069	  	  	 	15,201,716	  
	 Series E Preferred Warrants
	  	 	345,691	  	  	 	272,000	  	  	 	617,691	  
		  	  
	  
	 	  	  
	  
	 	  	  
	  
	 
		  	 	50,915,781	  	  	 	12,441,744	  	  	 	63,357,525

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00223-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00223-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00223-of-00352.parquet"}]]