Document:

Exhibit 4.3

 Exhibit 4.3 

 

					
	No.                 	  	 ALDAGEN, INC.

Incorporated under the Laws of the State of Delaware
	  	                     UNITS

UNITS EACH CONSISTING OF ONE SHARE OF COMMON STOCK 

AND ONE WARRANT TO PURCHASE ONE-HALF OF A SHARE OF COMMON STOCK 

SEE REVERSE FOR CERTAIN DEFINITIONS 

THIS CERTIFIES THAT
                                         
                            IS THE OWNER OF
                                 UNITS. Each Unit (“Unit”) consists
of one (1) share of common stock, par value $0.001 per share (“Common Stock”), of ALDAGEN, INC., a Delaware corporation (the “Corporation”), and one warrant (each, a “Warrant”) to purchase one-half of a share of Common
Stock. Each Warrant entitles the holder to purchase one-half of a share of Common Stock for $[            ] per whole share (subject to adjustment). Each Warrant will
become exercisable on the date the units automatically separate as described below, and will expire on
[                        ], 2015. The terms of the Warrants are governed by a warrant agreement (the “Warrant
Agreement”) between the Corporation and StockTrans, Inc., as Warrant Agent, dated as of [                        ],
2010, as amended, restated or supplemented from time to time, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the
Warrant Agreement will be on file at the office of the Warrant Agent at 44 West Lancaster Avenue, Ardmore, PA 19003, and are available to any Warrant holder on written request and without cost. 

The Units represented by this certificate will automatically separate and the Common Stock and Warrants comprising the Units will trade separately on
[            ], 2010, unless Boenning & Scattergood, Inc. determines that an earlier date, which may not be earlier than
[            ], 2010, is acceptable for separate trading to begin, in which case the Corporation will publicly announce the date for separate trading to begin. 

WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. 

Dated:                     , 2010

  

									
	  

President
  
	 		  	 ALDAGEN, INC.

 
 CORPORATE SEAL

 
 Delaware
	  		  	  

Secretary
  

		 		  	  		  	

 The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or regulations: 
  

							
	TEN COM	  	as tenants in common	  	Unif Gift Min Act -	  	                 Custodian
                    
	TEN ENT	  	tenants by the entireties	  		  	(Cust)      (Minor)
				
	JT TEN	  	 as joint tenants with right of survivorship and not as tenants

in common
	  		  	 Under Uniform Gifts to Minors Act:

_____________________

(State)

Additional abbreviations may also be used though not in the above list. 

ALDAGEN, INC. 

The Corporation will furnish without charge to each stockholder who so requests the powers, designations, preferences and relative,
participating, option or other special rights of each class of stock or series thereof of the Corporation and the qualifications, limitations, or restrictions of such preferences and/or rights. This certificate and the Units represented hereby
are issued and shall be held subject to the terms and conditions applicable to the securities underlying and comprising the Units. 
 For
Value Received,
                                         
                                hereby sell, assign and transfer unto 

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE 

			
		
	_____________________________________________________________________________	 	
		
	_____________________________________________________________________________	 	

  

			
	 (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF

ASSIGNEE)
	 	

 Units represented by the within Certificate, and do hereby irrevocably constitute and appoint
                                         
                Attorney, to transfer the said Units on the books of the within named Corporation with full power of substitution in the premises. 

 

			
	Dated                             
            	  	By: ____________________________________________________
		
		  	By: ____________________________________________________
		  	NOTICE: THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT
OR ANY CHANGE WHATEVER.

  

					
	Signature(s) Guaranteed	  		  	
		
	By: ____________________________________________________	  	
	THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN
APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.Exhibit 4.4

 Exhibit 4.4 

 

					
	NUMBER                 -	  	 THIS WARRANT WILL BE VOID IF NOT

EXERCISED PRIOR

TO 5:00 P.M. NEW YORK CITY TIME,

[                    ],
2015
	  	                    
WARRANTS

 ALDAGEN, INC. 

WARRANT CERTIFICATE 

THIS CERTIFIES THAT, for value received 
 is
the registered holder of Warrants expiring [                    ], 2015 (the “Warrant”) to purchase one-half of a share of Common
Stock, par value $0.001 per share (“Shares”), of Aldagen, Inc., a Delaware corporation (the “Company”), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from
the Company, commencing on the date the units automatically separate, which will be [            ], 2010, unless Boenning & Scattergood, Inc. determines that an earlier date, which may
not be earlier than [            ], 2010, is acceptable, such number of Shares of the Company at the price of
$[            ] per whole share, upon surrender of this Warrant Certificate and payment of the Warrant Price (as defined below) at the office or agency of the Warrant Agent,
StockTrans, Inc. (such payment to be made by certified check made payable to the Company or by wire transfer of immediately available funds to an account designated by the Company), but only subject to the conditions set forth herein and in the
Warrant Agreement between the Company and the warrant agent named therein (the “Warrant Agreement”). Notwithstanding anything else in this Warrant Certificate or the Warrant Agreement, the Company shall not be obligated to deliver any
securities pursuant to the exercise of a Warrant unless a registration statement under the Securities Act of 1933, as amended, with respect to the Shares issuable upon exercise of such Warrants is effective and a current prospectus relating to the
Shares issuable upon exercise of the Warrants is available for delivery to the Warrant holders and such securities are qualified for sale or exempt from qualification under applicable securities laws of the states or other jurisdictions in which the
Warrant holder resides. In no event shall the registered holder of this Warrant be entitled to receive a net-cash settlement, Shares or other consideration in lieu of physical settlement in Shares. The Warrant Agreement provides that upon the
occurrence of certain events, the Warrant Price and the number of Shares purchasable hereunder, set forth on the face hereof, may, subject to certain conditions, be adjusted. The term Warrant Price as used in this Warrant Certificate refers to
the price per whole Share at which Shares may be purchased at the time the Warrant is exercised. 
 This Warrant will expire on
the date first above written if it is not exercised prior to such date by the registered holder or if it is not redeemed by the Company prior to such date. 

No fractional Shares shall be issued upon the partial or full exercise of a Warrant. If the partial or full exercise would result in the
issuance of a fractional share, the number of Shares to be issued will be rounded down to the nearest whole share. 
 Upon any
partial exercise of the Warrants provided for herein, there shall be issued to the registered holder hereof or his assignee a new Warrant Certificate covering the number of Warrants that have not been exercised. 

Warrant Certificates, when surrendered at the office or agency of the Warrant Agent by the registered holder hereof in person or by
attorney duly authorized in writing, may be exchanged in the manner and subject to the limitations provided in the Warrant Agreement, but without payment of any service charge, for another Warrant Certificate or Warrant Certificates of like tenor
and evidencing in the aggregate a like number of Warrants. 
 Upon due presentment for registration of transfer of the Warrant
Certificate at the office or agency of the Warrant Agent, a new Warrant Certificate or Warrant Certificates of like tenor and evidencing in the aggregate a like number of Warrants shall be issued to the transferee in exchange for this Warrant
Certificate, subject to the limitations provided in the Warrant Agreement, without charge except for any applicable tax or other governmental charge. 
  

 1 

 The Company and the Warrant Agent may deem and treat the registered holder as the absolute
owner of this Warrant Certificate (notwithstanding any notation of ownership or other writing hereon made by anyone), for the purpose of any exercise hereof, of any distribution to the registered holder, and for all other purposes, and neither the
Company nor the Warrant Agent shall be affected by any notice to the contrary. 
 This Warrant does not entitle the registered
holder to any of the rights of a stockholder of the Company. 
 The Company reserves the right to call the Warrant prior to its
exercise, with a notice of call in writing to the holders of record of the Warrant, giving 30 days’ notice of such call at any time after the Warrant becomes exercisable if the last sale price of the Shares has been at least
$[            ] per share on each of 20 trading days within a 30 trading day period ending on the third business day prior to the date on which notice of such call is given. The call
price of the Warrants is to be $0.01 per Warrant. Any Warrant either not exercised or tendered back to the Company by the end of the date specified in the notice of call shall be canceled on the books of the Company and have no further value except
for the $0.01 call price. 
  

					
	By	 		 	
	 ______________________________________	 		 	  

			
	President	 		 	Secretary

  

			
	STOCKTRANS, INC.
		
	By:	 	  

	Its:	 	

  

 2 

 SUBSCRIPTION FORM 

To Be Executed by the Registered Holder in Order to Exercise Warrants 

The undersigned Registered Holder irrevocably elects to exercise
                         Warrants represented by this Warrant Certificate, and to purchase the shares of Common Stock
issuable upon the exercise of such Warrants, and requests that Certificates for such shares shall be issued in the name of 
  

	
	  

	(PLEASE TYPE OR PRINT NAME AND ADDRESS)
	
	  

	
	  

	
	  

	(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

and be delivered to 
  

 
 (PLEASE PRINT OR TYPE NAME AND
ADDRESS) 
  
  

______________________________ 
 and, if such
number of Warrants shall not be all the Warrants evidenced by this Warrant Certificate, that a new Warrant Certificate for the balance of such Warrants be registered in the name of, and delivered to, the Registered Holder at the address stated
below: 
  

			
	Dated:                            
                     	  	  

		  	(SIGNATURE)
		  	  

		  	(ADDRESS)
		  	  

		
		  	  

		  	(TAX IDENTIFICATION NUMBER)

 Signature Guaranteed:
                                         
                        

THE SIGNATURE TO THE SUBSCRIPTION FORM MUST CORRESPOND TO THE NAME WRITTEN UPON THE FACE OF THIS WARRANT CERTIFICATE IN EVERY PARTICULAR, WITHOUT
ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER, AND MUST BE GUARANTEED BY A COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF THE AMERICAN STOCK EXCHANGE, NEW YORK STOCK EXCHANGE, PACIFIC STOCK EXCHANGE OR CHICAGO STOCK EXCHANGE.

 ASSIGNMENT 

To Be Executed by the Registered Holder in Order to Assign Warrants 

For Value Received,
                                        
hereby sell, assign, and transfer unto 
  

	
	  

	(PLEASE TYPE OR PRINT NAME AND ADDRESS)
	
	  

	
	  

	(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

  

 1 

 and be delivered to 
  

 
 ___________________ 

(PLEASE PRINT OR TYPE NAME AND ADDRESS) 

                         
                    of the Warrants represented by this Warrant Certificate, and hereby irrevocably constitute and appoint
                                         
                Attorney to transfer this Warrant Certificate on the books of the Company, with full power of substitution in the premises. 

 

					
	Dated:                            
                         	  		  	  

		  		  	(SIGNATURE)

 Signature Guaranteed:
                                         
                        

THE SIGNATURE TO THE ASSIGNMENT OF THE SUBSCRIPTION FORM MUST CORRESPOND TO THE NAME WRITTEN UPON THE FACE OF THIS WARRANT CERTIFICATE IN EVERY
PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER, AND MUST BE GUARANTEED BY A COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF THE NEW YORK STOCK EXCHANGE OR CHICAGO STOCK EXCHANGE. 

 

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