Document:

EX-10.9

 Exhibit 10.9 

FOURTH AMENDMENT TO THE 

ALPHATEC HOLDINGS, INC. 

2016 EMPLOYMENT INDUCEMENT AWARD PLAN 

This Fourth Amendment (this “Amendment”) to the Alphatec Holdings, Inc. 2016 Employment Inducement Award Plan (as amended and/or restated to
date, the “Plan”) is made and adopted by Alphatec Holdings, Inc. (the “Company”), a corporation organized under the laws of State of Delaware. 

 

	 	1.	Section 3(a) of the Plan is hereby amended to read as follows: 

  

	 	(a)	The number of Shares which may be issued from time to time pursuant to this Plan shall be 3,150,000 shares of Common Stock. 

  

	 	2.	This Amendment is effective as of March 6, 2018. 

  

	 	3.	This Amendment shall be and is hereby incorporated in and forms a part of the Plan. All other terms and provisions of the Plan shall remain unchanged except as specifically modified herein. The Plan, as amended by this
Amendment, is hereby ratified and confirmed. 

 * * * * * * * * 

I hereby certify that the foregoing Amendment was duly adopted by the Board of Directors of the Company on March 6, 2018. 

 

					
	ALPHATEC HOLDINGS, INC.
		
		 	/s/ Patrick S. Miles
		 	Name:	 	Patrick S. Miles
		 	Its:	 	Chief Executive OfficerExhibit

Exhibit 4.20
CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR PORTIONS OF THIS DOCUMENT. THE CONFIDENTIAL PORTIONS HAVE BEEN REDACTED AND ARE DENOTED BY ASTERISKS IN BRACKETS [**]. THE CONFIDENTIAL PORTIONS HAVE BEEN SEPARATELY FILED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION.
Deutsche Bank

March 23, 2017
Mr. Jeff McConaghy
Vice President and Treasurer
Celestica, Inc.
844 Don Mills Road Toronto, Ontario
Canada M3C 1V7
Obligor Name Additions
Dear Mr. McConaghy:
Reference is made to the Amended and Restated Revolving Trade Receivables Purchase Agreement dated November 4, 2011, as amended (the "Agreement") by and among Celestica Inc., a corporation organized and existing under the laws of the Province of Ontario, Canada as delegated servicer thereunder (in such capacity, the "Servicer"), each of the other subsidiary corporations parties thereto as Sellers, Deutsche Bank (Malaysia) Sdn. and Deutsche Bank AG, New York Branch, as administrative agent. Capitalized terms used but not defined in this letter are used with the meanings assigned to them in the Agreement.
This will confirm that we have approved your request that we include in the Agreement a Deutsche Bank "commitment amount" for the following Eligible Buyer:
Juniper Networks Inc.
In addition certain other changes have been made to the limits for the Eligible Buyers, as reflected in the attached new Schedule 1.2 of the Agreement.
As a result, Schedule 1.2 of the Agreement is attached, modified accordingly, which will replace the existing form of that Schedule for all purposes.

NY 246303237v3

         Confidential

Please countersign a copy of this letter in your capacity as Servicer on behalf of the subsidiary entities that are Sellers under the Agreement to confirm your agreement to the foregoing and return it to us.
Very truly yours,
Deutsche Bank AG, New York Branch
/s/ Robert Altman                             /s/ Sandra Sheehan             
Name: Robert Altman                    Name: Sandra Sheehan 
Title: Vice President                    Title: Assistant Vice President
Acknowledged:
Celestica, Inc., as Servicer
By /s/ Darren Myers  
Name: Darren Myers 
Title: CFO
Copy to: HSBC Bank USA, National Association

NY 246303237v3

Confidential

Schedule 1.2

	
					
	 
	

Spread
	

DB CLOSING COMMITMENT
	HSBC CLOSING COMMITMENT
	GLOBAL CLOSING COMMITMENT

	Cisco Systems Inc.
	[**]%
	[**]
	 
	[**]

	Google Inc.
	[**]%
	[**]
	 
	[**]

	Honeywell International Inc.
	[**]%
	 
	[**]
	[**]

	Honeywell Limited
	[**]%
	 
	[**]
	[**]

	IBM Corporation
	[**]%
	[**]
	 
	[**]

	IBM Corporation Endicott
	[**]%
	 
	[**]
	[**]

	Juniper Networks Inc.
	[**]%
	[**]
	 
	[**]

	NEC Corporation
	[**]%
	[**]
	 
	[**]

	AMAT-VMO
	[**]%
	[**]
	 
	[**]

	Applied Materials SE Asia PTE
	[**]%
	[**]
	 
	[**]

	EMC Information Systems INTL
	[**]%
	[**]
	 
	[**]

	Oracle America, INC.
	[**]%
	[**]
	 
	[**]

	Hitachi Metals, Ltd
	[**]%
	[**]
	 
	[**]

	EMC CORPORATION
	[**]%
	[**]
	 
	[**]

	IBM Manufacturing Solutions Pte Ltd.
	[**]%
	[**]
	[**]
	[**]

	GE Healthcare Austria GmbH & Co OG
	[**]%
	[**]
	 
	[**]

	HP Japan Inc.

	 
	[**]
	 
	[**]

	TOTAL
	 
	[**]
	[**]
	[**]

[**] Certain confidential information contained in this document, marked with asterisks in brackets, has been redacted pursuant to a request for confidential treatment and has been filed separately with the United States Securities and Exchange Commission.

ConfidentialExhibit

 

Exhibit 4.21  
 CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR PORTIONS OF THIS DOCUMENT. THE CONFIDENTIAL PORTIONS HAVE BEEN REDACTED AND ARE DENOTED BY ASTERISKS IN BRACKETS [**]. THE CONFIDENTIAL PORTIONS HAVE BEEN SEPARATELY FILED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION.   

SEVENTH AMENDMENT TO THE AMENDED AND RESTATED  
REVOLVING TRADE
    
RECEIVABLES PURCHASE AGREEMENT AND ACCESSION AGREEMENT
MEMORANDUM OF AGREEMENT made as of the 6th day October, 2017.
BETWEEN:
CELESTICA INC.,
(hereinafter referred to as the "Servicer"),  
                
            and                                                                          

         CELESTICA LLC,
CELESTICA HOLDINGS PTE LTD,
CELESTICA VALENCIA S.A. (SOCIEDAD UNIPERSONAL),
CELESTICA HONG KONG LTD.,
CELESTICA (ROMANIA) S.R.L.,
CELESTICA JAPAN KK,
CELESTICA OREGON LLC,
CELESTICA ELECTRONICS (M.) SDN. BHD.,
CELESTICA IRELAND LIMITED
                                   and
CELESTICA INTERNATIONAL INC.
(hereinafter referred to collectively as the "Sellers"), and
DEUTSCHE BANK (MALAYSIA) BERHAD
(hereinafter referred to as "Purchaser", and together with Deutsche Bank, as the "Purchasers")
- and -
DEUTSCHE BANK AG, NEW YORK BRANCH,
(hereinafter referred to as the "Administrative Agent" and "Deutsche Bank").
WHEREAS the Sellers, the Servicer, the Purchasers and the Administrative Agent are parties to an Amended and Restated Revolving Trade Receivables Purchase Agreement, dated as of November 4, 2011, as amended by the First Amendment, dated as of November 19, 2012; by the Second Amendment, dated as of January 2, 2013; by the Third Amendment, dated as of November 21, 2013, by the Fourth Amendment, dated as 

NY 246592012v2

 

of November 21, 2014, by the Fifth Amendment, dated as of November 23, 2015 and by the Sixth Amendment dated as of November 23, 2016 (as so amended, the "Receivables Purchase Agreement");

WHEREAS the Sellers, the Servicer, the Purchasers and the Administrative Agent now wish to further amend the Receivables Purchase Agreement by this Seventh Amendment to the Amended and Restated Revolving Trade Receivables Purchase Agreement and Accession Agreement (this "Amending Agreement");
AND WHEREAS Section 9.1 of the Receivables Purchase Agreement permits written amendments thereto with the written consent of each of the Sellers, the Servicer, the Required Purchasers and the Administrative Agent;
NOW THEREFORE THIS AGREEMENT WITNESSES that, in consideration of the premises, covenants and agreements of the parties herein contained and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged by each party, the parties hereby covenant and agree as follows:
		
	1.
	Defined Terms: All capitalized terms and expressions used and not otherwise defined in this Amending Agreement including in the recitals hereto shall have the meanings specified in the Receivables Purchase Agreement.

		
	2.
	Amendments of Definitions:

A new definition of "Seventh Amendment" is hereby included in the correct alphabetical order:
“Seventh Amendment”: the Seventh Amendment to the Amended and Restated Revolving Trade Receivables Purchase Agreement, dated as of October 6, 2017, by and among the Servicer, the Sellers, Deutsche Bank (Malaysia) Berhad and Deutsche Bank AG, New York Branch."
		
	3.
	Amendments to Section 2.2(c): The ultimate paragraph of Section 2.2(c) is amended  
and restated in its entirety as follows:

"The Servicer and the Sellers acknowledge and agree that a portion of the Receivables will be offered for sale by Deutsche Bank AG, New York Branch, as Purchaser, to HSBC Bank Canada, as a participant, pursuant to the terms and subject to the conditions of a participation agreement entered into between it and Deutsche Bank AG, New York Branch. While Deutsche Bank AG, New York Branch, will be the nominal purchaser of any such Receivables taken up by HSBC Bank Canada, on the terms and subject to the conditions of such participation agreement, the Administrative Agent's notice of acceptance of the offer to purchase any such Receivables will identify which Receivables are being acquired for the benefit of the participant, and the participant will be directed by Deutsche Bank AG, New York Branch to make payment of the Purchase Price therefor directly to the Servicer. Neither the Administrative Agent nor any Purchaser shall have liability, contingent or otherwise, for payment of such amounts or any loss resulting from the non-payment of such amounts."

NY 246592012v2

4.    Amendment of Section 2.6(b). Section 2.6(b) is hereby amended by replacing the phrase
             "on the due in the fourth line with the phrase "on the last Business Day of each calendar
              week following the due date thereof”.
5.    Amendment of Section 2.13(c). Section 2.13(c) is hereby amended by replacing the
phrase "on each day selected by the Servicer (each, a "Transfer Date") but no less than once every calendar week" with the phrase "on the last Business Day of each calendar week (each, a "Transfer Date").
6.    Amendment of Section 6.3(a). Section 6.3(a) is hereby amended by replacing the
phrase "At least once every calendar week" with the phrase "On the last Business Day of each calendar week".
7.    Amendment to the Obligor Limits Schedule 1.2, "Eligible Buyers, Obligor Limits
and Applicable Percentages" is deleted and replaced with Schedule 1.2 attached hereto.
8.    Representations and Warranties To induce the Administrative Agent and the
Purchasers to enter into this Amending Agreement, the Guarantor and each of the Sellers hereby jointly and severally make the following representations and warranties (provided that Celestica Valencia and Celestica Romania shall only be responsible hereunder for its own representations and warranties):
(a)The Guarantor and each of the Sellers hereby represent and warrant as of the date of this Amending Agreement that no Termination Event or Incipient Termination Event has occurred and is continuing.
(b)The Guarantor and each of the Sellers hereby represent and warrant as of the date of this Amending Agreement and as of the Effective Date (as defined below) that the audited consolidated balance sheets of Celestica Canada and its consolidated Subsidiaries as at December 31, 2016, and the related statements of income and of cash flows of Celestica Canada for the fiscal year ended on such dates, present fairly in all material respects the consolidated financial condition of Celestica Canada and its consolidated Subsidiaries as at such date, and Celestica Canada's consolidated results of operations and cash flows for the respective fiscal years then ended. All such financial statements, including the related schedules and notes thereto, have been prepared in accordance with GAAP, applied consistently throughout the periods involved (except as approved by Celestica Canada's accountants and disclosed therein).
(c)The Guarantor and each of the Sellers hereby represent and warrant as of the date of this Amending Agreement and as of the Effective Date (as defined below) that since the date of the most recent financial statements made available to the Administrative Agent and the Purchasers there has been no change, development or event that has had or could reasonably be expected to have a Material Adverse Effect.
9.    Ratification Except for the specific changes and amendments to the Receivables
Purchase Agreement contained herein, the Receivables Purchase Agreement and all related documents are in all other respects ratified and confirmed and the Receivables Purchase 

NY 246592012v2

Agreement as amended hereby shall be read, taken and construed as one and the same instrument.

		
	10.
	Counterparts This Amending Agreement may be executed by one or more of the parties to this Amending Agreement on any number of separate counterparts, and all of said counterparts taken together shall be deemed to constitute one and the same instrument. A set of this Amending Agreement signed by all the parties shall be lodged with the Servicer and the Administrative Agent.

		
	11.
	Confirmation of Guarantee Guarantor hereby confirms and agrees that (i) the Guarantee is and shall continue to be in full force and effect and is otherwise hereby ratified and confirmed in all respects; and (ii) the Guarantee is and shall continue to be an unconditional and irrevocable guarantee of all of the Obligations (as defined in the Guarantee).

		
	12.
	Further Assurances Each party shall, and hereby agrees to, acknowledge and deliver or cause to be done, executed, acknowledged and delivered, such further acts, deeds, mortgages, transfers and assurances as are reasonably required for the purpose of accomplishing and effecting the intention of this Amending Agreement.

		
	13.
	Conditions to Effectiveness This Amending Agreement shall become effective (such date being the "Effective Date") upon receipt by the Administrative Agent of counterparts (i) hereof, duly executed and delivered by each of the parties hereto and (ii) of the revised Usage Agreement duly executed and delivered by Celestica Canada. The Administrative Agent shall inform the Guarantor, the Sellers and the Purchasers of the occurrence of the Effective Date.

		
	14.
	Successors and Assigns This Amending Agreement shall be binding upon and inure to the benefit of the Sellers, the Servicer, the Purchasers, the Administrative Agent, and their respective successors and permitted assigns.

		
	15.
	Governing Law This Amending Agreement shall be governed and construed in accordance with the laws of the Province of Ontario.

[remainder of this page intentionally left blank]

NY 246592012v2

IN WITNESS WHEREOF, the parties hereto have caused this Amending Agreement to be duly executed and delivered by their proper and duly authorized officers as of the day and year first above written.
CELESTICA INC., as Servicer and as Guarantor
By: /s/ Mandeep Chawla             
Name: Mandeep Chawla 
Title: Authorized Signatory
CELESTICA LLC
By: /s/ Mandeep Chawla                                      Name: Mandeep Chawla 
Title: Authorized Signatory
CELESTICA HOLDINGS PTE LTD 
By: /s/ Raymond Wu         
Name: Raymond Wu 
Title: Authorized Signatory
CELESTICA VALENCIA S.A. (SOCIEDAD UNIPERSONAL)
By: /s/ Mandeep Chawla       
Name: Mandeep Chawla  
Title: Authorized Signatory
CELESTICA HONG KONG LTD. 

By: /s/ Raymond Wu         
Name: Raymond Wu 
Title: Authorized Signatory

NY 246592012v2

CELESTICA (ROMANIA) S.R.L. 

By: /s/ Rob Schormans            
Name: Rob Schormans 
Title: Authorized Signatory
CELESTICA JAPAN KK 
By: /s/ Raymond Wu         
Name: Raymond Wu 
Title: Authorized Signatory
CELESTICA ELECTRONICS (M) SDN. BHD.
By: /s/ C.C.Yong        
Name: C.C. Yong 
Title: Authorized Signatory

CELESTICA OREGON LLC 
By: /s/ Walter Jankovic             
Name: Walter Jankovic 
Title: Authorized Signatory

CELESTICA INTERNATIONAL  
INC. 
By: /s/ Mandeep Chawla      
Name: Mandeep Chawla 
Title: Authorized Signatory

CELESTICA IRELAND LIMITED

By: /s/ John Sweetnam     
Name: John Sweetnam 
Title: Authorized Signatory

NY 246592012v2

DEUTSCHE BANK (MALAYSIA) BERHAD, as Purchaser
By: /s/ Henry Koo            
Name: Henry Koo 
Title: Relationship Manager

DEUTSCHE BANK AG, NEW YORK BRANCH, as Administrative Agent and as Purchaser
By: /s/ Robert Altman                   
Name: Robert Altman     
Title: Vice President
By: /s/ Chad Hildebrant                 
Name: Chad Hildebrant 
 Title:  Vice President

NY 246592012v2

SCHEDULE 1.2
To the Receivables Purchase Agreement, Eligible Buyers, Obligor Limits and Applicable Percentages 

	
					
	 
	

Spread
	

DB CLOSING COMMITMENT
	HSBC CLOSING COMMITMENT
	GLOBAL CLOSING COMMITMENT

	Cisco Systems Inc.
	[**]%
	[**]
	 
	[**]

	Google Inc.
	[**]%
	[**]
	 
	[**]

	Honeywell International Inc.
	[**]%
	 
	[**]
	[**]

	Honeywell Limited
	[**]%
	 
	[**]
	[**]

	IBM Corporation
	[**]%
	[**]
	 
	[**]

	IBM Corporation Endicott
	[**]%
	 
	[**]
	[**]

	Juniper Networks Inc.
	[**]%
	[**]
	 
	[**]

	NEC Corporation
	[**]%
	[**]
	 
	[**]

	AMAT-VMO
	[**]%
	[**]
	 
	[**]

	Applied Materials SE Asia PTE
	[**]%
	[**]
	 
	[**]

	EMC Information Systems INTL
	[**]%
	[**]
	 
	[**]

	Oracle America, INC.
	[**]%
	[**]
	 
	[**]

	Hitachi Metals, Ltd
	[**]%
	[**]
	 
	[**]

	EMC CORPORATION
	[**]%
	[**]
	 
	[**]

	IBM Manufacturing Solutions Pte Ltd.
	[**]%
	[**]
	[**]
	[**]

	GE Healthcare Austria GmbH & Co OG
	[**]%
	[**]
	 
	[**]

	HP Japan Inc.

	[**]%
	[**]
	 
	[**]

	TOTAL
	 
	[**]
	[**]
	[**]

	

[**] Certain confidential information contained in this document, marked with asterisks in brackets, has been redacted pursuant to a request for confidential treatment and has been filed separately with the United States Securities and Exchange Commission.

confidential

NY 246592012v2

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