Document:

Exhibit 10.79

 

2011 Plan — Non-employee director

 

	
Stock Option Award Certificate
    	

    
	
(NON-EMPLOYEE DIRECTOR)
    	
ID: XXXXXXXX
    
	
 
    	
Treasury Building,
    
	
 
    	
Lower Grand Canal Street
    
	
 
    	
Dublin 2, Ireland
    

 

	
«FIRST_NAME» «MIDDLE_NAME» «LAST_NAME»
    	
 
    	
Option   Number:
    	
 
    	
«NUM»
    
	
«ADDRESS_LINE_1»
    	
 
    	
Plan:
    	
 
    	
 
    
	
 
    	
 
    	
«PLAN_NAME»
    	
 
    	
 
    
	
«ADDRESS_LINE_2»
    	
 
    	
 
    	
 
    	
 
    
	
«ADDRESS_LINE_3»
    	
 
    	
 
    	
 
    	
 
    
	
«CITY», «STATE»   «ZIP_CODE»
    	
 
    	
ID:
    	
 
    	
«ID»
    

 

Effective «GRANT_DATE», you have been granted a Non-Qualified Option to buy «SHARES_GRANTED» shares of Alkermes plc (the “Company”) common stock at «OPTION_PRICE» per share.

 

The total option price of the shares granted is «TOTAL_OPTION_PRICE».

 

The right to acquire the shares subject to the Non-Qualified Stock Option will become fully vested on the date shown below. The Non-Qualified Stock Option shall expire on the 10th anniversary of the date of grant (unless otherwise provided below).

 

	
Shares
    	
 
    	
Vest Date
    	
 
    
	
«SHARES»
    	
 
    	
 
    	
 
    

 

In the event of the termination of your service relationship with the Company, the Non-Qualified Stock Option shall vest and be exercisable in full on such termination of service relationship and the period during which the Non-Qualified Stock Option (to the extent that it is exercisable on the date of termination of the service relationship) may be exercised shall be three (3) years following the date of termination of the service relationship, but not beyond the original term of the Non-Qualified Stock Option.

 

The foregoing Option has been granted under and is governed by the terms and conditions of this Certificate and the Alkermes plc 2011 Stock Option and Incentive Plan.

 

	
 
    	
 
    	
 
    
	
Alkermes plc
    	
 
    	
DateExhibit 10.80

 

2011 Plan — Irish employees (no retirement)

 

	
Stock   Option Award Certificate
    	
 
    	

    
	
(Non-Qualified   Stock Option)
    	
 
    	
ID: XXXXXXXX
    
	
 
    	
 
    	
Treasury Building
    
	
 
    	
 
    	
Lower Grand Canal Street
    
	
 
    	
 
    	
Dublin 2, Ireland
    

 

	
«FIRST_NAME» «MIDDLE_NAME» «LAST_NAME»
    	
 
    	
Option   Number:«NUM»
    	
 
    	
 
    
	
«ADDRESS_LINE_1»
    	
 
    	
Plan:   «PLAN_NAME»
    	
 
    	
 
    
	
«ADDRESS_LINE_2»
    	
 
    	
 
    	
 
    	
 
    
	
«ADDRESS_LINE_3»
    	
 
    	
 
    	
 
    	
 
    
	
«CITY», «STATE»   «ZIP_CODE»
    	
 
    	
ID:
    	
 
    	
«ID»
    

 

Effective «GRANT_DATE» (the “Grant Date”), you have been granted a Non-Qualified Stock Option to buy «SHARES_GRANTED» ordinary shares of U.S. $0.01 each in  Alkermes plc (the “Company”) common stock at «OPTION_PRICE» per share.

 

The total option price of the shares granted is «TOTAL_OPTION_PRICE».

 

The right to acquire the shares subject to the Non-Qualified Stock Option (as defined in the Plan (which is defined below)) will become fully vested on the dates shown below. The Non-Qualified Stock Option shall expire on the earlier to occur of: the 10th anniversary of the date of grant or three months after termination of your service relationship with the Company (unless otherwise provided below).

 

	
Shares
    	
 
    	
Vest Date
    	
 
    
	
«SHARES_PERIOD_1»
    	
 
    	
 
    	
 
    
	
«SHARES_PERIOD_2»
    	
 
    	
 
    	
 
    
	
«SHARES_PERIOD_3»
    	
 
    	
 
    	
 
    
	
«SHARES_PERIOD_4»
    	
 
    	
 
    	
 
    

 

In the event of the termination of your employment with the Company (but not the termination of a non-employment relationship with the Company) by reason of death or permanent disability, the Non-Qualified  Stock Option shall vest and be exerciseable in full on such termination of employment and the period during which the Non-Qualified Stock Option (to the extent that it is exercisable on the date of termination of employment) may be exercised shall be three (3) years following the date of termination of employment by reason of death or permanent disability, but not beyond the original term of the Non-Qualified Stock Option.  For the purpose of the terms of this Non-Qualified Stock Option, you will be deemed to be employed by the Company so long as you remain employed by a company which continues to be a subsidiary of the Company.

 

The grant of this Option (as defined in the Plan) does not infer any right to or expectation of the grant of any Options on the same basis, or at all, in any future year.  Participation in the Plan shall in no way give rise to any right on your part to compensation for any claim for loss in relation to the Plan, including:

 

(a)                                 any loss or reduction of any rights or expectations under the Plan in any circumstances or for any reason (including lawful or unlawful termination of employment or the employment relationship);

(b)                                 any exercise of a discretion or a decision taken in relation to an Option or to the Plan, or any failure to exercise a discretion or take a decision; or

(c)                                  the operation, suspension, termination or amendment of the Plan.

 

By participating in the Plan, you consent to the collection, processing, transmission and storage by the Company and/or its subsidiaries, in any form whatsoever, of any data of a professional or personal nature which is necessary for the purposes of introducing and administering the Plan.  The Company may share such information with any subsidiary or affiliate, any trustee, registrars, brokers, other third party administrator or other person who obtains  or is to obtain control of the Company or acquires the Company, or undertaking or part-undertaking which employs you, whether within or outside of the European Economic Area.

 

 

The foregoing Non-Qualified Stock Option has been granted under and is governed by the terms and conditions of this Stock Option Award Certificate and the Alkermes plc 2011 Stock Option and Incentive Plan (the “Plan”).

 

	
 
    	
 
    	
 
    
	
Alkermes plc
    	
 
    	
Date
    

 

By my written signature below, I acknowledge that I have received and accept the Non-Qualified Stock Option award.

 

	
 
    	
 
    	
 
    
	
Employee   Signature
    	
 
    	
DateExhibit 4.3

 

ANTERO RESOURCES FINANCE CORPORATION,

 

as Issuer,

 

ANTERO RESOURCES LLC,

 

as Parent Guarantor,

 

THE SUBSIDIARY GUARANTORS PARTY HERETO,

 

as Subsidiary Guarantors,

 

and

 

WELLS FARGO BANK, NATIONAL ASSOCIATION,

 

as Trustee

 

FIRST SUPPLEMENTAL INDENTURE,

 

dated as of November 12, 2012

 

to Indenture

 

dated as of August 1, 2011

 

$300,000,000 7.25% Senior Notes due 2019

 

 

This First Supplemental Indenture, dated as of November 12, 2012 (this “Supplemental Indenture”), is among Antero Resources Finance Corporation (together with its successors and assigns, the “Issuer”), Antero Resources LLC (the “Parent Guarantor”), each other then existing Subsidiary Guarantor under the Indenture referred to below, and Wells Fargo Bank, National Association, as Trustee under the Indenture referred to below.

 

W I T N E S S E T H:

 

WHEREAS, the Issuer, the Parent Guarantor, the Subsidiary Guarantors and the Trustee have heretofore executed and delivered an Indenture, dated as of August 1, 2011 (the “Indenture”), providing for the issuance of an aggregate principal amount of $300 million of 7.250% Senior Notes due 2019 of the Issuer (the “Securities”);

 

WHEREAS, pursuant to clause (1) of Section 9.1 of the Indenture, the Trustee, the Guarantors and the Issuer are authorized to execute and deliver this Supplemental Indenture to amend or supplement the Indenture, without the consent of any Securityholder;

 

NOW, THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, the Guarantor, the Issuer, the Parent Guarantor, the other Subsidiary Guarantors and the Trustee mutually covenant and agree for the equal and ratable benefit of the Holders of the Securities as follows:

 

ARTICLE I

 

Definitions

 

SECTION 1.1  Defined Terms.  As used in this Supplemental Indenture, terms defined in the Indenture or in the preamble or recital hereto are used herein as therein defined.  The words “herein,” “hereof” and “hereby” and other words of similar import used in this Supplemental Indenture refer to this Supplemental Indenture as a whole and not to any particular section hereof.

 

ARTICLE II

 

Amendment to Indenture

 

SECTION 2.1  Amendment.  Section 3.2(a) of the Indenture is hereby deleted in its entirety and replaced with the following:

 

“(a)                           The Parent Guarantor will not, and will not permit any of its Restricted Subsidiaries to, directly or indirectly, Incur any Indebtedness (including Acquired Indebtedness) and the Parent Guarantor will not permit any of its Restricted Subsidiaries to issue Preferred Stock; provided, however, that the Parent Guarantor may Incur Indebtedness and the Issuer and any of the

 

 

Subsidiary Guarantors may Incur Indebtedness and issue Preferred Stock if on the date thereof:

 

(1)                                 the Consolidated Coverage Ratio for the Parent Guarantor and its Restricted Subsidiaries is at least 2.25 to 1.00, determined on a pro forma basis (including a pro forma application of proceeds); and

 

(2)                                 no Default would occur as a consequence of, and no Event of Default would be continuing following, Incurring the Indebtedness or its application.”

 

ARTICLE III

 

Miscellaneous

 

SECTION 3.1   Notices.  All notices and other communications to the Guarantor shall be given as provided in the Indenture to the Guarantor, at its address set forth below, with a copy to the Issuer as provided in the Indenture for notices to the Issuer.

 

SECTION 3.2   Parties.  Nothing expressed or mentioned herein is intended or shall be construed to give any Person, firm or corporation, other than the Holders and the Trustee, any legal or equitable right, remedy or claim under or in respect of this Supplemental Indenture or the Indenture or any provision herein or therein contained.

 

SECTION 3.3   Governing Law.  This Supplemental Indenture shall be governed by, and construed in accordance with, the laws of the State of New York.

 

SECTION 3.4   Severability Clause.  In case any provision in this Supplemental Indenture shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby and such provision shall be ineffective only to the extent of such invalidity, illegality or unenforceability.

 

SECTION 3.5   Ratification of Indenture; Supplemental Indentures Part of Indenture.  Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect.  This Supplemental Indenture shall form a part of the Indenture for all purposes, and every Holder of Securities heretofore or hereafter authenticated and delivered shall be bound hereby.  The Trustee makes no representation or warranty as to the validity or sufficiency of this Supplemental Indenture or with respect to the recitals contained herein, all of which recitals are made solely by the other parties hereto.

 

SECTION 3.6   Counterparts.  The parties hereto may sign one or more copies of this Supplemental Indenture in counterparts, all of which together shall constitute one and the same agreement.

 

 

SECTION 3.7   Headings.  The headings of the Articles and the sections in this Supplemental Indenture are for convenience of reference only and shall not be deemed to alter or affect the meaning or interpretation of any provisions hereof.

 

 

IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed as of the date first above written.

 

	
 
    	
WELLS   FARGO BANK, NATIONAL ASSOCIATION, as Trustee
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/   Patrick Giordano
    
	
 
    	
 
    	
Name:
    	
Patrick   Giordano
    
	
 
    	
 
    	
Title:
    	
Vice   President
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
ANTERO   RESOURCES FINANCE CORPORATION
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/   Alvyn A. Schopp
    
	
 
    	
 
    	
Name:
    	
Alvyn   A. Schopp
    
	
 
    	
 
    	
Title:
    	
Vice   President/Treasurer
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
ANTERO   RESOURCES LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/   Alvyn A. Schopp
    
	
 
    	
 
    	
Name:
    	
Alvyn   A. Schopp
    
	
 
    	
 
    	
Title:
    	
Vice   President/Treasurer
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
ANTERO   RESOURCES ARKOMA LLC
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/   Alvyn A. Schopp
    
	
 
    	
 
    	
Name:
    	
Alvyn   A. Schopp
    
	
 
    	
 
    	
Title:
    	
Vice   President/Treasurer
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
ANTERO   RESOURCES PICEANCE LLC
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/   Alvyn A. Schopp
    
	
 
    	
 
    	
Name:
    	
Alvyn   A. Schopp
    
	
 
    	
 
    	
Title:
    	
Vice   President/Treasurer
    

 

 

	
 
    	
ANTERO   RESOURCES PIPELINE LLC
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/   Alvyn A. Schopp
    
	
 
    	
 
    	
Name:
    	
Alvyn   A. Schopp
    
	
 
    	
 
    	
Title:
    	
Vice   President/Treasurer
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
ANTERO   RESOURCES APPALACHIAN CORPORATION
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/   Alvyn A. Schopp
    
	
 
    	
 
    	
Name:
    	
Alvyn   A. Schopp
    
	
 
    	
 
    	
Title:
    	
Vice   President/Treasurer
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
ANTERO   RESOURCES BLUESTONE LLC
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/   Alvyn A. Schopp
    
	
 
    	
 
    	
Name:
    	
Alvyn   A. Schopp
    
	
 
    	
 
    	
Title:
    	
Vice   President/Treasurer

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