Document:

Exhibit 10.2

                          MANAGEMENT SERVICES AGREEMENT
                          -----------------------------

   THIS MANAGEMENT SERVICES AGREEMENT (the "Agreement) has been entered into by
and between ADVANCED IMAGING SYSTEMS, LLC (the "Company), a Delaware limited
liability corporation having its principal place of business in Ft. Lauderdale,
Florida and THE PARKVIEW GROUP, INC. ("Parkview'), a Delaware corporation having
its principal place of business in Boca Raton, Florida reflecting the agreement
between the Company and Parkview as of April 1, 2003.

   WHERAS, the Company is engaged primarily in the business of designing,
manufacturing and marketing of plastic and paper credit cards, pre-paid
telephone cards, value storage cards, access entry cards, identity cards, and
business cards;

   WHEREAS, Parkview possesses significant expertise in analyzing and addressing
management requirements, identifying strategic alliances, negotiating contracts,
and analyzing organizational structures of companies;

   WHEREAS, the Company desires to avail itself of the services of Parkview, and
Parkview desires to provide to the Company the benefit of such services; and

   WHEREAS, the Company and Parkview expect to benefit from the carrying out of
the subject matter of this Agreement;

   NOW THEREFORE, in consideration of the mutual promises herein contained and
for other good and valuable consideration, the receipt and sufficiency of which
are hereby acknowledged, the Company and Parkview hereby agree as follows:

   1. Engagement. The Company hereby engages Parkview and Parkview accepts such
engagement and agrees to use its best efforts in a good and businesslike manner
to provide services to the Company in accordance with terms of this Agreement

   2. Nature of Services. Upon the request of the Company, Parkview shall render
assistance to the Company by (a) analyzing and addressing the Company's
management requirements; (b) developing strategic initiatives and related
industry partnerships, including providing assistance with respect to
acquisitions, joint ventures and strategic business alliances; (c) assisting
with the negotiation of contracts between the Company and its suppliers and
customers; (d) analyzing the Company's present and prospective corporate
organizational structure; (e) providing recommendations with respect to legal,
accounting and other professionals retained by the Company; (f) assessing the
structure of the Board of Directors of the Company and assisting the Company in
establishing audit and compensation committees of the Board of Directors; and
(g) providing advice to the Company with respect to appropriate levels and forms
of executive and director compensation, and assisting the Company in
establishing compensation policies.
<PAGE>

   3. Term. The term of this Agreement shall commence on April 1, 2003, and
continue for a period of thirty-six (36) months.

   4. Remuneration. The consideration to be paid by the Company to Parkview for
services to be rendered hereunder shall be as follows: The Company shall pay
Parkview a cash retainer of $5,000 per month, in advance, commencing on April 1,
2003, and continuing through the term of this Agreement, plus reimbursement of
all reasonable expenses, as provided in paragraph 5 of this Agreement.

   5. Reimbursement of Expenses. The Company shall reimburse Parkview for its
out-of-pocket expenses incurred in the performance of its services hereunder.
However, each expense exceeding $100.00 shall require prior approval by the
Company.

   6. Status of Parkview. The services of Parkview provided pursuant to this
Agreement shall be preformed for the benefit of the Company by Parkview in the
capacity of an independent contractor, and no employee, director, or agent of
Parkview shall be considered, at any time that this Agreement is in force, to be
an employee of the Company.

   7. Confidentiality. Parkview will not at any time disclose or use for its own
benefit or purposes or the benefit or purposes of any other person, firm
partnership, joint venture, association, corporation or other business
organization, entity or enterprise other than the Company and any of its
subsidiaries or affiliates, any trade secrets, information, data or other
confidential information relating to customers, development programs, costs,
marketing, trading, investment, sales activities, promotion, credit and
financial data, financing methods, plans, or the business and affairs of the
Company generally, or of any subsidiary or affiliate of the Company; provided,
however, that the foregoing shall not apply to information that is not unique to
the Company or that is generally known to the industry or the public. All files
and records relating to the Company compiled by Parkview shall be the property
of the Company and shall be returned to the Company upon termination of this
Agreement.

   8. Waiver of Rights. The failure of either party to insist, in one or more
instances, upon the performance of any of the terms, covenants, agreements, or
conditions of this Agreement, or to exercise any rights hereunder, shall not be
construed as a waiver or relinquishment of such party's right to insist upon the
future performance of such term, covenant, agreement, or condition, or to the
future exercise of any such right, and the obligations of the other party with
respect to such future performance shall continue in full force and effect.

   9. Severability. If any provision of this Agreement shall be held or made
invalid by a court decision, statute, rule or otherwise, the remainder of this
Agreement shall not be affected thereby and shall remain in full force and
effect as if the invalidated provision had not been included herein.

   10. Notices. Any notice required or desired to be given pursuant to this
Agreement shall be in writing and shall be deemed given when delivered by
facsimile transmission or three (3) days after it is deposited in the mail to
<PAGE>

the addresses set forth below, or at such subsequent address provided by the
parties;

      If to Parkview:      The Parkview Group, Inc.
                           Alicia M. LaSala, President
                           6674 Serena Lane
                           Boca Raton, Florida 33433

      If to the Company:   Advanced Imaging Systems, LLC
                           C. Leo Smith, President
                           6689 N.W. 16th Terrace
                           Ft. Lauderdale, Florida 33309

   11. Applicable Law. This Agreement shall be governed by and construed in
accordance with the laws of Florida.

   12. Entire Agreement. This agreement constitutes the entire agreement and
understanding between the parties regarding services to be furnished to the
Company by Parkview, and may only be amended in writing by the parties hereto.
Any and all prior agreements and/or understandings relating thereto are
superseded in their entirety by this Agreement.

IN WITNESS WHEREOF, the Company and Parkview have executed this Agreement as of
the date and year first above written.

                                    ADVANCED IMAGING SYSTEMS, LLC

                                    By: s/s C. Leo Smith
                                        -----------------------
                                        C. Leo Smith, President

                                    THE PARKVIEW GROUP, INC.

                                    By: s/s Alicia M. LaSala
                                        ---------------------------
                                        Alicia M. LaSala, PresidentExhibit 10.5

                             THIRD AMENDMENT TO THE
                MANAGEMENT SERVICES AGREEMENT DATED APRIL 1, 2003
                         AND AMENDED ON NOVEMBER 1, 2003
                              AND ON MARCH 1, 2004
                    BETWEEN ADVANCED IMAGING SYSTEMS, LLC AND
                               THE PARK VIEW GROUP

ADVANCED IMAGING SYSTEMS, LLC (THE "COMPANY"), a Delaware limited liability
company having its principal place of business in Ft. Lauderdale, Florida and
THE PARKVIEW GROUP, INC. ("Parkview"), a Delaware corporation having its
principal place of business in Boca Raton, Florida, hereby agree to amend the
Management Services Agreement (the "Agreement") dated April 1, 2003 and
previously amended on November 1, 2003 and March 1, 2004 between them as
follows:

      4. Remuneration. The consideration to be paid by the Company to Parkview
for services rendered hereunder shall be as follows: The Company shall pay
Parkview a cash retainer of $4,000 per month, payable each month in four (4)
equal weekly installments of $1,000 each, commencing January 3, 2005 and
continuing through the term of this Agreement, plus reimbursement of all
reasonable expenses, as provided for in paragraph 5. of this Agreement.

      5. Reimbursement of Expenses. The Company shall reimburse Parkview for its
out-of-pocket expenses incurred in the performance of its services hereunder.
However, each expense exceeding $100.00 shall require prior approval by the
Company.

IN WITNESS WHEREOF, the Company and Parkview have executed this Amendment as of
January 3, 2005.

ADVANCED IMAGING SYSTEMS, LLC

By: /s/ C. LEO SMITH
    -------------------------------
    C. Leo Smith, The Manager

THE PARKVIEW GROUP, INC.

By: /s/ ALICIA M. LASALA
    -------------------------------
    Alicia M. LaSala, PresidentQuickLinks
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Exhibit 10.13    
    

	

	AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT	1.	 	CONTRACT ID CODE	 	PAGE OF PAGES
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	J	 	1	 	2
	

	2.	 	AMENDMENT/MODIFICATION NO.

P00001	 	3.	 	EFFECTIVE DATE

      14-Jul-2003	 	4.	 	REQUISITION/PURCHASE REQ. NO.

F6LGVH31575200	 	5.	 	PROJECT NO. (If applicable)
	

	6.	 	ISSUED BY	 	CODE	 	FA8201
	 	7.	 	ADMINISTERED BY (if other than item 6)	 	CODE	 	  

	

 	
 	

OO-ALC/PKOS

C/O PAULETTE CROWELL

6038 ASPEN AVE B1289NE

HILL AFB UT 84056-5805	
 	

 	
 	

 	
 	

 	
 	

 See Item 6
	

	8.	 	NAME AND ADDRESS OF CONTRACTOR (No., Street, County, State and Zip Code)

UNI-PIXEL DISPLAYS, INC

DAN VAN OSTRAND

8040 AIRPORT ROAD, SUITE T

GEORGETOWN TX 78628-3704
	 	  
  
X
X
	9A. AMENDMENT OF SOLICITATION NO.
9B. DATED (SEE ITEM 11)
10A. MOD. OF CONTRACT/ORDER NO. F42650-03-P-2751
10B. DATED (SEE
ITEM 13) 01-Aug-2003

	CODE 1K9W0	 	FACILITY CODE	 	 	 	 	 	 	 	 	 	 	 	 	 
	
11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

	o	 	The above numbered solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offer	 	o is extended,	 	o is not extended,
	

 	
 	

Offer must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended by one of the following methods:

(a) By completing Items 8 and 15, and returning            copies of the amendment (b) By acknowledging receipt of this amendment on each copy of the offer submitted; or (c) By separate
letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF
YOUR OFFER. If by virtue of this amendment you desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior
to the opening hour and date specified.
	
12. ACCOUNTING AND APPROPRIATION DATA (If required)

	13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS.

IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.
	

	 	 	A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A.
	

	X	 	B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103
(B).
	

	 	 	C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:

  
	

	 	 	D. OTHER (Specify type of modification and authority)

  
	

	E. IMPORTANT: Contractor    ý is not,    o is required to sign this document and
return            copies to the issuing office.
	

	14.	 	DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible.)
	

To add the advise # for the accounting data.
	

MAILING DATE JUL 15 2003

 Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and effect.
	

	15A NAME AND TITLE OF SIGNER (Type or print)	 	16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)

PAULETTE R. CROWELL/CONTRACTING OFFICER
	

	15B. CONTRACTOR/OFFEROR

  	 	15C. DATE SIGNED

  	 	16B UNITED STATES OF AMERICA.

  	 	16C. DATE SIGNED

  
	  
	 	  	 	BY /s/ Paulette R. Crowell
	 	14-Jul-2003
	(Signature of person authorized to sign)	 	 	 	 	 	 	 	(Signature of person authorized to sign)	 	 	 	 	 	 
	

	EXCEPTION TO SF 30

APPROVED BY OIRM 11-84	 	30-105-04	 	 	 	 	 	 	 	 	STANDARD FORM 30 (Rev. 10-83)

Prescribed by GSA

FAR (48 CFR) 53.243

F42650-03-P-2751

P00001

Page 2 of 2 

SECTION
SF 30 BLOCK 14 CONTINUATION PAGE 

SUMMARY
OF CHANGES 

Summary
for the Payment Office 

The
total funded amount of the contract remains unchanged. 

CLIN:0001

AA: 5733600 293 4753 663005 IT0483 59200 65502F 503000 F03000 000000000000

The funded amount for this funding strip remains unchanged

The job order number ‘S3720186‘ with funded quantity ‘0‘ and funded amount has been added 

	

	SOLICITATION/CONTRACT/ORDER FOR COMMERCIAL ITEMS	 	1. REQUISITION NUMBER	 	PAGE 1 OF 13
	OFFEROR TO COMPLETE BLOCKS 12, 17, 23, 24, AND 30	 	F6LGVH31575200	 	 	 	 
	

	2. CONTRACT NO.

F42650-03-P-2751	 	3. AWARD/EFFECTIVE DATE

01-Aug-2003	 	4. ORDER NUMBER	 	5. SOLICITATION NUMBER

F42650-03-T-0060	 	6. SOLICITATION ISSUE DATE

26-Jun-2003
	

	7. FOR SOLICITATION INFORMATION

CALL	 	a. NAME

PAULETTE R. CROWELL	 	b. TELEPHONE NUMBER (No Collect Calls)

801-775-2365	 	8. OFFER DUE DATE/LOCAL TIME

26-Jun-2003 00:00
	

	6.	 	ISSUED BY	 	CODE	 	FA8201
	 	10. THIS ACQUISITION IS	 	11. DELIVERY FOR FOB	 	12. DISCOUNT TERMS
	 	 	OO-ALC/PKOS	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	C/O PAULETTE CROWELL

6038 ASPEN AVE B1289NE

HILL AFB UT 84056-5805	 	o	 	UNRESTRICTED	 	DESTINATION UNLESS	 	Net 30 Days
	 	 	 	 	 	 	 	 	 	 	ý	 	SET ASIDE	 	100%FOR	 	BLOCK IS MARKED

o SEE SCHEDULE	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	 	 	 	 	ý SMALL BUSINESS	 	o 13a. THIS CONTRACT IS A RATED ORDER UNDER DPAS (15 CFR 700)

	 	 	 	 	 	 	 	 	 	 	 	 	o SMALL DISADV. BUSINESS	 	13b. RATING

  

	 	 	 	 	 	 	 	 	 	 	 	 	o 8(A)	 	 	 	 	 	 	 	 
	 	 	TEL: 801-775-2365

FAX: 801-777-0632	 	SIC        8700

SIZE STANDARD:	 	  

$5 million	 	14b METHOD OF SOLICITATION

ý RFQ    o IFB    o RFP
	

	15. DELIVER TO	 	CODE	 	  
	 	16. ADMINISTERED BY	 	CODE	 	  

	SEE SCHEDULE	 	 	 	 	 	SEE ITEM 9	 	 	 	 
	

	17a. CONTRACTOR/ CODE	 	1K9W0
	 	FACILITY

CODE	 	  
	 	18a. PAYMENT WILL BE MADE BY	 	CODE	 	F03000

	OFFEROR

UNI-PIXEL DISPLAYS, INC.

DAN VAN OSTRAND

8040 AIRPORT ROAD, SUITE T

GEORGETOWN TX 78628-3704	 	DFAS DY/FP

1050 FORRER BLVD

DAYTON OH 45420-1472
	

Tel. 512-868-6609	
 	

 	
 	

 	
 	

 	
 	

 	
 	

 	
 	

 	
 	

 
	

	o	 	17B. CHECK IF REMITTANCE IS DIFFERENT AND PUT SUCH ADDRESS IN OFFER	 	18b. SUBMIT INVOICES TO ADDRESS SHOWN IN BLOCK 18a. UNLESS BLOCK BELOW IS CHECKED    o SEE ADDENDUM
	

	19.	 	ITEM NO.	 	20. SCHEDULE OF SUPPLIES/SERVICES	 	21.	 	QUANTITY	 	22. UNIT	 	23.	 	UNIT PRICE	 	24.	 	AMOUNT
	

	 	 	 	 	SEE SCHEDULE	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	

	25. ACCOUNTING AND APPROPRIATION DATA	 	26. TOTAL AWARD AMOUNT
	See Schedule	 	MAILING DATE JUL 15 2003	 	 	 	 	 	 	 	 	 	$98,214.00
	

	o	 	27a. SOLICITATION INCORPORATES BY REFERENCE FAR 52.212-1, 52.212-4, FAR 52.212-3 AND 52.212-5 ARE ATTACHED	 	ADDENDA	 	o ARE	 	o	 	ARE NOT

ATTACHED
	

o	
 	

27b CONTRACT/PURCHASE ORDER INCORPORATES BY REFERENCE FAR 52.212-4 far 52.212-5 IS ATTACHED.	
 	

ADDENDA	
 	

o ARE	
 	

o ARE NOT ATTACHED
	  

	28. CONTRACTOR IS REQUIRED TO SIGN THIS DOCUMENT AND RETURN	 	COPIES	 	29. AWARD OF CONTRACT: REFERENCE	 	Proposal F031-3980
	o	 	TO ISSUING OFFICE. CONTRACTOR AGREES TO FURNISH AND DELIVER ALL ITEMS SET FORTH OR OTHERWISE IDENTIFIED ABOVE AND ON ANY ADDITIONAL SHEETS SUBJECT TO THE TERMS AND CONDITIONS SPECIFIED HEREIN.	 	ý	 	OFFER DATED                YOUR OFFER OF SOLICITATION

(BLOCK 5), INCLUDING ANY ADDITIONS OR CHANGES WHICH ARE SET FORTH HEREIN, IS ACCEPTED AS TO ITEMS: SEE SCHEDULE	 	 
	

	30a. SIGNATURE OF OFFEROR/CONTRACTOR	 	31a. UNITED STATES OF AMERICA        (SIGNATURE OF CONTRACTOR OFFICER)

/s/ Paulette R. Crowell
	  

	30b NAME AND TITLE OF SIGNER
 (TYPE OR PRINT)	 	30c. DATE SIGNED	 	31b. NAME OF CONTRACTING OFFICER (TYPE OR PRINT)

PAULETTE R. CROWELL / CONTRACTING OFFICER	 	31c DATE SIGNED

14-Jul-2003
	

	32 a. QUANTITY IN COLUMN 21 HAS BEEN	 	33. SHIP NUMBER

  
	 	34. VOUCHER NUMBER	 	35. AMOUNT VERIFIED

CORRECT FOR
	o RECEIVED        o INSPECTED        o	 	ACCEPTED, AND CONFORMS TO THE CONTRACT, EXCEPT AS NOTED	 	 	 	PARTIAL	 	 	 	FINAL	 	 	 	 	 	 	 	 
	

	32b SIGNATURE OF AUTHORIZED GOVT.	 	32c. DATE	 	36. PAYMENT	 	37. CHECK NUMBER
	REPRESENTATIVE	 	 	 	 	 	o	 	COMPLETE	 	o PARTIAL	 	o FINAL	 	 	 	 
	 	 	 	 	

	 	 	 	 	38. S/R ACCOUNT NUMBER	 	39. S/R VOUCHER NUMBER	 	40. PAID BY
	
 41a. I CERTIFY THIS ACCOUNT IS CORRECT AND PROPER FOR PAYMENT	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	
	 	 
	41b. SIGNATURE AND TITLE OF

CERTIFYING OFFICER	 	41c. DATE	 	42a RECEIVED BY (Print)

  
	 	 
	 	 	 	 	42b RECEIVED AT (Location)

  
	 	 
	 	 	 	 	42c DATE REC'D (YY/MM/DD)	 	42d TOTAL CONTAINERS	 	 
	

	AUTHORIZED FOR LOCAL REPRODUCTION	 	STANDARD FORM 1449 (Rev. 10-95)

Prescribed by GSA

FAR (48 CFR) 53.212

F42650-03-P-2751

   

Page 2 of 13 

SECTION
SF 30 BLOCK 14 CONTINUATION PAGE 

   

SECTION
J EXHIBITS, ATTACHMENTS 

	SBIR Proposal F031-3980	 	Ultra High-Resolution Visual system	 	14 Pages
	DD1423	 	Contractor Data Requirement List	 	2 Pages

F42650-03-P-2751

   

Page 3 of 13 

SECTION
SF 1449 CONTINUATION SHEET 

	ITEM NO
 
	 	SUPPLIES/SERVICES
	 	QUANTITY
	 	UNIT
	 	UNIT PRICE
	 	AMOUNT

	0001	 	 	 	1.00	 	Each	 	$	98,214.00	 	$	98,214.00
	 	 	Establish a Ph 1 Contract for AF03-280

FFP—Conduct research and development to develop a low-cost,

mass-manufacturable, ultra high resolution display system capable of high

frame rates in accordance with contractor work Plan proposal RF031-3980

NSN J099-03-169-J099

MILSTRIP F6LGVH31575200

PURCHASE REQUEST NUMBER F6LGVH31575200

SIGNAL CODE A
	

 	
 	

 	
 	

 	
 	

 	
 	
 	

 	
 	
 	

 
	

 	
 	

 	
 	

 	
 	

 	
 	
 	

 	
 	
 	

 
	 	 	 	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	 	NET AMT	 	$	98,214.00
	

 	
 	

ACRN AA Funded Amount	
 	

 	
 	
 	

 	
 	
$	

98,214.00

   

	ITEM NO
 
	 	SUPPLIES/SERVICES
	 	QUANTITY
	 	UNIT
	 	UNIT PRICE
	 	AMOUNT

	0002	 	 	 	 	 	Lot	 	$	            	 	$	NSP
	 	 	Establish a PH1 contract for AF03-280

FFP—Provide a monthly report and a final report in accordance with the

attached DD1423's A002 and A003

NSN J099-03-169-J099

PURCHASE REQUEST NUMBER F6LGVH31575200

SIGNAL CODE A
	

 	
 	

 	
 	

 	
 	

 	
 	
 	

 	
 	
 	

 
	

 	
 	

 	
 	

 	
 	

 	
 	
 	

 	
 	
 	

 
	 	 	 	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	 	NET AMT	 	$	            

DELIVERY
INFORMATION 

	CLINS
 
	 	DELIVERY DATE
	 	UNIT OF ISSUE
	 	QUANTITY
	 	FOB
	 	SHIP TO ADDRESS

	0001	 	POP 01-AUG-03

TO 30-APR-04	 	Each	 	1.00	 	Dest.	 	F6LGVH OO-ALC/YW

TED STOKES

F42650-03-P-2751

   

Page 4 of 13 

	

 	
 	

 	
 	

 	
 	

 	
 	

 	
 	

OO-ALC/YW4

6052 FIR AVE

BLDG 1235

HILL AFB UT 84056
	

0002	
 	

POP 01-AUG-03

TO 30-APR-04	
 	

Lot	
 	

 	
 	

 	
 	

 

INSPECTION
AND ACCEPTANCE TERMS 

Supplies/services
will be inspected/accepted at: 

	CLIN
 
	 	INSPECT AT
	 	INSPECT BY
	 	ACCEPT AT
	 	ACCEPT BY

	0001	 	N/A	 	N/A	 	N/A	 	N/A
	0002	 	N/A	 	N/A	 	N/A	 	N/A
	

ACCOUNTING AND APPROPRIATION DATA	
 	

 	
 	

 
	

AA:	
 	

5733600 293 4753 663005 1T0483 59200 65502F 503000 F03000	
 	

000000000000
	AMOUNT:	 	$98,214.00	 	 	 	 	 	 

CLAUSES
INCORPORATED BY REFERENCE: 

	52.219-3	 	Notice of Total HUBZone Set-Aide	 	JAN 1999
	52.232-2	 	Payments Under Fixed-Price Research And Development Contracts	 	APR 1984
	52.232-23 Alt I	 	Assignment of Claims (Jan 1986)—Alternate I	 	APR 1984
	52.242-15	 	Stop-Work Order	 	AUG 1989
	52.243-1 Alt V	 	Changes—Fixed-Price (Aug 1987)—Alternate V	 	APR 1984
	52.243-5	 	Changes and Changed Conditions	 	APR 1984
	52.246-1	 	Contractor Inspection Requirements	 	APR 1984
	252.204-7003	 	Control Of Government Personnel Work Product	 	APR 1992
	252.204-7004	 	Required Central Contractor Registration	 	NOV 2001
	252.209-7004	 	Subcontracting With Firms That Are Owned or Controlled By The Government of a Terrorist Country	 	MAR 1998
	252.219-7011	 	Notification to Delay Performance	 	JUN 1998
	252.225-7012	 	Preference For Certain Domestic Commodities	 	FEB 2003
	252.225-7016	 	Restriction On Acquisition Of Ball and Roller Bearings	 	APR 2003
	252.225-7031	 	Secondary Arab Boycott Of Israel	 	APR 2003
	252.227-7014	 	Rights in Noncommercial Computer Software and Noncommercial Computer Software Documentation	 	JUN 1995
	252.227-7015	 	Technical Data—Commercial Items	 	NOV 1995
	252.227-7018	 	Rights in Noncommercial Technical Data and Computer Software—	 	JUN 1995
	Alt I	 	Small Business Innovation Research (SBIR) Program (Jun 1995)—Alternate I	 	 
	252.227-7027	 	Deferred Ordering Of Technical Data Or Computer Software	 	APR 1988
	252.227-7030	 	Technical Data—Withholding Of Payment	 	MAR 2000
	252.227-7037	 	Validation of Restrictive Markings on Technical Data	 	SEP 1999
	252.232-7003	 	Electronic Submission of Payment Requests	 	MAR 2003
	252.235-7010	 	Acknowledgment of Support and Disclaimer	 	MAY 1995
	252.235-7011	 	Final Scientific or Technical Report	 	SEP 1999
	252.243-7001	 	Pricing Of Contract Modifications	 	DEC 1991

F42650-03-P-2751

   

Page 5 of 13 

	252.244-7000	 	Subcontracts for Commercial Items and Commercial Components (DoD Contracts)	 	MAR 2000
	252.246-7000	 	Material Inspection And Receiving Report	 	MAR 2003
	252.247-7023	 	Transportation of Supplies by Sea (May 2002) Alternate III	 	MAY 2002
	Alt III	 	 	 	 
	252.247-7024	 	Notification Of Transportation Of Supplies By Sea	 	MAR 2000

CLAUSES
INCORPORATED BY FULL TEXT 

RELEASE OF INFORMATION.    The contractor shall not make public release of any information by news release, advertising copy, published
professional papers, or presentations, covering all or any part of this contractual effort without prior approval of the cognizant Office of Public Affairs. Three (3) copies of any information
to be released must be submitted to the Project Engineer stated on the DD Form 1423-1 of this contract for processing, security review and clearance 30 days prior to release.
Send one (1) information copy to the cognizant Contracting Officer. Papers/presentations co-authored with the Air force author may be submitted by either author. 

COPYRIGHTS.    Copyrights in technical data and computer software generated under a SBIR program contract shall, when agreed to in writing by
the Contracting Officer, be owned by the contractor. The Government should obtain a royalty-free license under the copyright. Each publication of copyrighted material should contain an
appropriate acknowledgement and disclaimer statement. The government must protest the data from public dissemination for four years after the end of Phase II contract. During this time the SBIR
contractor has the advantage of sole use of the data in the private sector. Specific questions or problems should be clarified by the servicing legal office. 

PATENTS.    SBIR firms normally may retain the principal worldwide patent rights to any invention developed with government support. The
government receives a royalty-free license for its use, reserves the right to require the patent holder to license others in certain limited circumstances, and require that anyone
exclusively licensed to sell the invention in the United States must normally manufacture to domestically. To the extent authorized by 35 USC 205, the government will not make
public any information disclosing a government-supported invention for a period of five years to allow the awardee to pursue a patent. 

NON-INTERFERENCE CLAUSE:    There is no permission given or implied which allows any contractor personnel associated with this
contract to interfere with other government functions, or use government resources unless prior approval was requested. 

PERIOD OF PERFORMANCE:    9 Months from date of contract award 

BILLING AND PAYMENT:    Contractor shall bill in milestone/deliverable billings as follows: Monthly billings of $11,109.89 per month 

Contractor
is required to comply to SBIR Program Directive 92, 4(b), 6(a)(b) and 8. this requires contractor to perform half of the research, Primary Employment Principal Investigator to be with
company. Work will be performed in the US and information when complete is to be provided to Tech-Net Data base system. See www.dodsbir.net/deskreference/annex
a.htm for further information and instruction. 

        ADDITIONAL
DD 250 INFORMATION: 

	(1)	 	Forward the purchasing office copy to:	 	OO-ALC/PKOS

Attn: Paulette R Crowell

6038 Aspen Ave, Bldg 1289 NE

Hill AFB UT 84056-5905
	

(2)	
 	

Additional distribution DD250/on Phase II/III a SF 1034 may be used with copies to be furnished as follows:

F42650-03-P-2751

   

Page 6 of 13 

OO-ALC/TIEH/Joe
Burns

5851 F Ave, Bldg 849 Rm A15

Hill AFB UT 84056-5713 

OO-ALC/YW4

Attn: Ted Stokes

6052 Fir Ave, Bldg 1235

Hill AFB UT 84056-5820 

52.213-4
TERMS AND CONDITIONS—SIMPLIFIED ACQUISITIONS (OTHER THAN COMMERCIAL ITEMS) (APR 2003) 

(a)
The Contractor shall comply with the following Federal Acquisition Regulation (FAR) clauses that are incorporated by reference: 

(1)
The clauses listed below implement provisions of law or Executive order: 

(i)
52.222-3, Convict Labor (Aug 1996) (E.O. 11755). 

(ii)
52.222-21, Prohibition of Segregated Facilities (Feb 1999) (E.O. 11246). 

(iii)
52.222-26, Equal Opportunity (Apr 2002) (E.O. 11246). 

(iv)
52.225-13, Restrictions on Certain Foreign Purchases (July 2000) (E.O.'s 12722, 12724, 13059, 13067, 13121, and 13129). 

(v)
52.233-3, Protest After Award (Aug 1996) (31 U.S.C. 3553). 

(2)
Listed below are additional clauses that apply: 

(i)
52.232-1, Payments (Apr 1984). 

(ii)
52.232-8, Discounts for Prompt Payment (Feb 2002). 

(iii)
52.232-11, Extras (Apr 1984). 

(iv)
52.232-25, Prompt Payment (Feb 2002). 

(v)
52.233-1, Disputes (Jul 2002). 

(vi)
52.244-6, Subcontracts for Commercial Items and Commercial Components (Dec 2001). 

(vii)
52.253-1, Computer Generated Forms (Jan 1991). 

(b)
The Contractor shall comply with the following FAR clauses, incorporated by reference, unless the circumstances do not apply: 

(1)
The clauses listed below implement provisions of law or Executive order: 

(i)
52.222-19, Child Labor—Cooperation with Authorities and Remedies (Sept 2002) (E.O. 13126). (Applies to contracts for supplies exceeding the micro-purchase threshold.) 

(ii)
52.222-20, Walsh-Healey Public Contracts Act (Dec 1996) (41 U.S.C. 35-45) (Applies to supply contracts over $10,000 in the United States, Puerto Rico, or the U.S. Virgin
Islands). 

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Page 7 of 13 

(iii)
52.222-35, Equal Opportunity for Special Disabled Veterans, Veterans of the Vietnam Era, and Other Eligible Veterans (DEC 2001) (38 U.S.C. 4212) (Applies to contracts of $25,000 or
more). 

(iv)
52.222-36, Affirmative Action for Workers with Disabilities (June 1998) (29 U.S.C. 793). (Applies to contracts over $10,000, unless the work is to be performed outside the
United States by employees recruited outside the United States.) (For purposes of this clause, United States includes the 50 States, the District of Columbia, Puerto Rico, the Northern Mariana
Islands, American Samoa, Guam, the U.S. Virgin Islands, and Wake Island.) 

(v)
52.222-37, Employment Reports on Special Disabled Veterans, Veterans of the Vietnam Era, and Other Eligible Veterans (DEC 2001) (38 U.S.C. 4212) (Applies to contracts of $25,000 or
more). 

(vi)
52.222-41, Service Contract Act of 1965, As Amended (May 1989) (41 U.S.C. 351, et seq.) (Applies to service contracts over $2,500 that are subject to the Service Contract Act
and will be performed in the United States, District of Columbia, Puerto Rico, the Northern Mariana Islands, American Samoa, Guam, the U.S. Virgin Islands, Johnston Island, Wake Island, or the outer
continental shelf lands). 

(vii)
52.223-5, Pollution Prevention and Right-to-Know Information (APR 1998) (E.O. 12856) (Applies to services performed on Federal facilities). 

(viii)
52.225-1, Buy American Act—Supplies (May 2002) (41 U.S.C. 10a-10d) (Applies to contracts for supplies, and to contracts for services involving the
furnishing of supplies, for use within the United States if the value of the supply contract or supply portion of a service contract exceeds the micro-purchase threshold and the
acquisition— 

(A)
Is set aside for small business concerns; or 

(B)
Cannot be set aside for small business concerns (see 19.502-2), and does not exceed $25,000.) 

(ix)
52.232-33, Payment by Electronic Funds Transfer—Central Contractor Registration (May 1999). (Applies when the payment will be made by electronic funds transfer
(EFT) and the payment office uses the Central Contractor Registration (CCR) database as its source of EFT information.) 

(x)
52.232-34, Payment by Electronic Funds Transfer—Other than Central Contractor Registration (May 1999). (Applies when the payment will be made by EFT and the payment
office does not use the CCR database as its source of EFT information.) 

(xi)
52.247-64, Preference for Privately Owned U.S.-Flag Commercial Vessels (APR 2003) (46 U.S.C. Appx 1241). (Applies to supplies transported by ocean vessels (except for the
types of subcontracts listed at 47.504(d).) 

(2)
Listed below are additional clauses that may apply: 

(i)
52.209-6, Protecting the Government's Interest When Subcontracting with Contractors Debarred, Suspended, or Proposed for Debarment (JULY 1995) (Applies to contracts over $25,000). 

(ii)
52.211-17, Delivery of Excess Quantities (SEPT 1989) (Applies to fixed-price supplies). 

(iii)
52.247-29, F.o.b. Origin (JUN 1988) (Applies to supplies if delivery is f.o.b. origin). 

(iv)
52.247-34, F.o.b. Destination (NOV 1991) (Applies to supplies if delivery is f.o.b. destination). 

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Page 8 of 13 

(c)
FAR 52.252-2, Clauses Incorporated by Reference (FEB 1998). This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full
text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically at this/these address(es): 

www.hill.af.mil

(d)
Inspection/Acceptance. The Contractor shall tender for acceptance only those items that conform to the requirements of this contract. The Government reserves the right to inspect or test any
supplies or services that have been tendered for acceptance. The Government may require repair or replacement of nonconforming supplies or reperformance of nonconforming services at no increase in
contract price. The Government must exercise its postacceptance rights— 

(1)
Within a reasonable period of time after the defect was discovered or should have been discovered; and 

(2)
Before any substantial change occurs in the condition of the item, unless the change is due to the defect in the item. 

(e)
Excusable delays. The Contractor shall be liable for default unless nonperformance is caused by an occurrence beyond the reasonable control of the Contractor and without its fault or negligence,
such as acts of God or the public enemy, acts of the Government in either its sovereign or contractual capacity, fires, floods, epidemics, quarantine restrictions, strikes, unusually severe weather,
and delays of common carriers. The Contractor shall notify the Contracting Officer in writing as soon as it is reasonably possible after the commencement of any excusable delay, setting forth the full
particulars in
connection therewith, shall remedy such occurrence with all reasonable dispatch, and shall promptly give written notice to the Contracting Officer of the cessation of such occurrence. 

(f)
Termination for the Government's convenience. The Government reserves the right to terminate this contract, or any part hereof, for its sole convenience. In the event of such termination, the
Contractor shall immediately stop all work hereunder and shall immediately cause any and all of its suppliers and subcontractors to cease work. Subject to the terms of this contract, the Contractor
shall be paid a percentage of the contract price reflecting the percentage of the work performed prior to the notice of termination, plus reasonable charges that the Contractor can demonstrate to the
satisfaction of the Government, using its standard record keeping system, have resulted from the termination. The Contractor shall not be required to comply with the cost accounting standards or
contract cost principles for this purpose. This paragraph does not give the Government any right to audit the Contractor's records. The Contractor shall not be paid for any work performed or costs
incurred that reasonably could have been avoided. 

(g)
Termination for cause. The Government may terminate this contract, or any part hereof, for cause in the event of any default by the Contractor, or if the Contractor fails to comply with any
contract terms and conditions, or fails to provide the Government, upon request, with adequate assurances of future performance. In the event of termination for cause, the Government shall not be
liable to the Contractor for any amount for supplies or services not accepted, and the Contractor shall be liable to the Government for any and all rights and remedies provided by law. If it is
determined that the Government improperly terminated this contract for default, such termination shall be deemed a termination for convenience. 

(h)
Warranty. The Contractor warrants and implies that the items delivered hereunder are merchantable and fit for use for the particular purpose described in this contract. 

(End
of clause) 

F42650-03-P-2751

  

Page 9 of 13 

52.227-11
PATENT RIGHTS—RETENTION BY THE CONTRACTOR (SHORT FORM) (JUN 1997) 

(a)
Definitions. 

(1)
"Invention" means any invention or discovery which is or may be patentable or otherwise protectable under title 35 of the United States Code, or any novel variety of plant which is or may be
protected under the Plant Variety Protection Act (7 U.S.C. 2321, et seq.). 

(2)
"Made" when used in relation to any invention means the conception or first actual reduction to practice of such invention. 

(3)
"Nonprofit organization" means a university or other institution of higher education or an organization of the type described in section 501(c)(3) of the Internal Revenue Code of 1954 (26
U.S.C. 501(c)) and exempt from taxation under section 501(a) of the Internal Revenue Code (26 U.S.C. 501(a)) or any nonprofit scientific or educational organization qualified under a state
nonprofit organization statute. 

(4)
"Practical application" means to manufacture, in the case of a composition of product; to practice, in the case of a process or method, or to operate, in the case of a machine or system; and, in
each case, under such conditions as to establish that the invention is being utilized and that is benefits are, to the extent permitted by law or Government regulations, available to the public on
reasonable terms. 

(5)
"Small business firm" means a small business concern as defined at section 2 of Pub. L. 85-536 (15 U.S.C. 632) and implementing regulations of the Administrator of the Small
Business Administration. For the purpose of this clause, the size standards for small business concerns involved in Government procurement and subcontracting at 13 CFR 121.3-8 and 13 CFR
121.3-12, respectively, will be used. 

(6)
"Subject invention" means any invention of the contractor conceived or first actually reduced to practice in the performance of work under this contract, provided that in the case of a variety of
plant, the date of determination (as defined in section 41(d) of the Plant Variety Protection Act, 7 U.S.C. 2401(d)) must also occur during the period of contract performance. 

(b)
Allocation of principal rights. The Contractor may retain the entire right, title, and interest throughout the world to each subject invention subject to the provisions of this clause and 35
U.S.C. 203. With respect to any subject invention in which the Contractor retains title, the Federal Government shall have a nonexclusive, nontransferable, irrevocable, paid-up license to
practice or have practiced for or on behalf of the United States the subject invention throughout the world. 

(c)
Invention disclosure, election of title, and filing of patent application by Contractor. (1) The Contractor will disclose each subject invention to the Federal agency within
2 months after the inventor discloses it in writing to Contractor personnel responsible for patent matters. The disclosure to the agency shall be in the form of a written report and shall
identify the contract under which the invention was made and the inventor(s). It shall be sufficiently complete in technical detail to convey a clear understanding to the extent known at the time of
the disclosure, of the nature, purpose, operation, and the physical, chemical, biological or electrical characteristics of the invention. The disclosure shall also identify any publication, on sale or
public use of the invention and whether a manuscript describing the invention has been submitted for publication and, if so, whether it has been accepted for publication at the time of disclosure. In
addition, after disclosure to the agency, the Contractor will promptly notify the agency of the acceptance of any manuscript describing the invention for publication or of any on sale or public use
planned by the Contractor. 

(2)
The Contractor will elect in writing whether or not to retain title to any such invention by notifying the Federal agency within 2 years of disclosure to the Federal agency. However, in any
case where publication, on sale or public use has initiated the 1-year statutory period wherein valid patent protection can still be obtained in the United States, the period for election
of title may be shortened by the agency to a date that is no more than 60 days prior to the end of the statutory period. 

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Page 10 of 13 

(3)
The Contractor will file its initial patent application on a subject invention to which it elects to retain title within 1 year after election of title or, if earlier, prior to the end of
any statutory period wherein valid patent protection can be obtained in the United States after a publication, on sale, or public use. The Contractor will file patent applications in additional
countries or international patent offices within either 10 months of the corresponding initial patent application or 6 months from the date permission is granted by the Commissioner of
Patents and Trademarks to file foreign patent applications where such filing has been prohibited by a Secrecy Order. 

(4)
Requests for extension of the time for disclosure election, and filing under subparagraphs (c)(1), (2), and (3) of this clause may, at the discretion of the agency, be granted. 

(d)
Conditions when the Government may obtain title. The Contractor will convey to the Federal agency, upon written request, title to any subject invention— 

(1)
If the Contractor fails to disclose or elect title to the subject invention within the times specified in paragraph (c) of this clause, or elects not to retain title; provided, that the
agency may only request title within 60 days after learning of the failure of the Contractor to disclose or elect within the specified times. 

(2)
In those countries in which the Contractor fails to file patent applications within the times specified in paragraph (c) of this clause; provided, however, that if the Contractor has filed
a patent application in a country after the times specified in paragraph (c) of this clause, but prior to its receipt of the written request of the Federal agency, the Contractor shall continue
to retain title in that country. 

(3)
In any country in which the Contractor decides not to continue the prosecution of any application for, to pay the maintenance fees on, or defend in reexamination or opposition proceeding on, a
patent on a subject invention. 

(e)
Minimum rights to Contractor and protection of the Contractor right to file. (1) The Contractor will retain a nonexclusive royalty-free license throughout the world in each
subject invention to which the Government obtains title, except if the Contractor fails to disclose the invention within the times specified in paragraph (c) of this clause. The Contractor's
license extends to its domestic subsidiary and affiliates, if any, within the corporate structure of which the Contractor is a party and includes the right to grant sublicenses of the same scope to
the extent the Contractor was legally obligated to do so at the time the contract was awarded. The license is transferable only with the approval of the Federal agency, except when transferred to the
successor of that part of the Contractor's business to which the invention pertains. 

(2)
The Contractor's domestic license may be revoked or modified by the funding Federal agency to the extent necessary to achieve expeditious practical application of subject invention pursuant to an
application for an exclusive license submitted in accordance with applicable provisions at 37 CFR Part 404 and agency licensing regulations (if any). This license will not be revoked in that
field of use or the geographical areas in which the Contractor has achieved practical application and continues to make the benefits of the invention reasonably accessible to the public. The license
in any foreign country may be revoked or modified at the discretion of the funding Federal agency to the extent the Contractor, its licensees, or the domestic subsidiaries or affiliates have failed to
achieve practical application in that foreign country. 

(3)
Before revocation or modification of the license, the funding Federal agency will furnish the Contractor a written notice of its intention to revoke or modify the license, and the Contractor will
be allowed 30 days (or such other time as may be authorized by the funding Federal agency for good cause shown by the Contractor) after the notice to show cause why the license should not be
revoked or modified. The Contractor has the right to appeal, in accordance with applicable regulations in 37 CFR Part 404 and agency regulations, if any, concerning the licensing of
Government-owned inventions, any decision concerning the revocation or modification of the license. 

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Page 11 of 13 

(f)
Contractor action to protect the Government's interest. (1) The Contractor agrees to execute or to have executed and promptly deliver to the Federal agency all instruments necessary to
(i) establish or confirm the rights the Government has throughout the world in those subject inventions to which the Contractor elects to retain title, and (ii) convey title to the
Federal agency when requested under paragraph (d) of this clause and to enable the Government to obtain patent protection throughout the world in that subject invention. 

(2)
The Contractor agrees to require, by written agreement, its employees, other than clerical and nontechnical employees, to disclose promptly in writing to personnel identified as responsible for
the administration of patent matters and in a format suggested by the Contractor each subject invention made under contract in order that the Contractor can comply with the disclosure provisions of
paragraph (c) of this clause, and to execute all papers necessary to file patent applications on subject inventions and to establish the Government's rights in the subject inventions. This
disclosure format should require, as a minimum, the information required by subparagraph (c)(1) of this clause. The Contractor shall instruct such employees, through employee agreements or other
suitable educational programs, on the importance of reporting inventions in sufficient time to permit the filing of patent applications prior to U.S. or foreign statutory bars. 

(3)
The Contractor will notify the Federal agency of any decisions not to continue the prosecution of a patent application, pay maintenance fees, or defend in a reexamination or opposition proceeding
on a patent, in any country, not less than 30 days before the expiration of the response period required by the relevant patent office. 

(4)
The Contractor agrees to include, within the specification of any United States patent application and any patent issuing thereon covering a subject invention, the following statement, "This
invention was made with Government support under (identify the contract) awarded by (identify the Federal agency). The Government has certain rights in the invention." 

(g)
Subcontracts. (1) The Contractor will include this clause, suitably modified to identify the parties, in al subcontracts, regardless of tier, for experimental, developmental, or research
work to be performed by a small business firm or domestic nonprofit organization. The subcontractor will retain all rights
provided for the Contractor in this clause, and the Contractor will not, as part of the consideration for awarding the subcontract, obtain rights in the subcontractor's subject inventions. 

(2)
The Contractor will include in all other subcontracts, regardless of tier, for experimental, developmental, or research work the patent rights clause required by Subpart 27.3. 

(3)
In the case of subcontracts, at any tier, the agency, subcontractor, and the Contractor agree that the mutual obligations of the parties created by this clause constitute a contract between the
subcontractor and the Federal agency with respect to the matters covered by the clause; provided, however, that nothing in this paragraph is intended to confer any jurisdiction under the Contract
Disputes Act in connection with proceedings under paragraph (j) of this clause. 

(h)
Reporting on utilization of subject inventions. The Contractor agrees to submit, on request, periodic reports no more frequently than annually on the utilization of a subject invention or on
efforts at obtaining such utilization that are being made by the Contractor or its licensees or assignees. Such reports shall include information regarding the status of development, date of first
commercial sale or use, gross royalties received by the Contractor, and such other data and information as the agency may reasonably specify. The Contractor also agrees to provide additional reports
as may be requested by the agency in connection with any march-in proceeding undertaken by the agency in accordance with paragraph (j) of this clause. As required by 35 U.S.C.
202(c)(5), the agency agrees it will not disclose such information to persons outside the Government without permission of the Contractor. 

F42650-03-P-2751

   

Page 12 of 13 

(i)
Preference for United States industry. Notwithstanding any other provision of this clause, the Contractor agrees that neither it nor any assignee will grant to any person the exclusive right to
use or sell any subject invention in the United States unless such person agrees that any product embodying the subject invention or produced through the use of the subject invention will be
manufactured substantially in the United States. However, in individual cases, the requirement for such an agreement may be waived by the Federal agency upon a showing by the Contractor or its
assignee that reasonable but unsuccessful efforts have been made to grant licenses on similar terms to potential licensees that would be likely to manufacture substantially in the United States or
that under the circumstances domestic manufacture is not commercially feasible. 

(j)
March-in rights. The Contractor agrees that, with respect to any subject invention in which it has acquired title, the Federal agency has the right in accordance with the procedures in
37 CFR 401.6 and any supplemental regulations of the agency to require the Contractor, an assignee or exclusive licensee of a subject invention to grant a nonexclusive, partially exclusive, or
exclusive license in any field of use to a responsible applicant or applicants, upon terms that are reasonable under the circumstances, and if the Contractor, assignee, or exclusive licensee refuses
such a request the Federal agency has the right to grant such a license itself if the Federal agency determines that— 

(1)
Such action is necessary because the Contractor or assignee has not taken, or is not expected to take within a reasonable time, effective steps to achieve practical application of the subject
invention in such field of use; 

(2)
Such action is necessary to alleviate health or safety needs which are not reasonably satisfied by the Contractor, assignee, or their licensees; 

(3)
Such action is necessary to meet requirements for public use specified by Federal regulations and such requirements are not reasonably satisfied by the Contractor, assignee, or licensees; or 

(4)
Such action is necessary because the agreement required by paragraph (i) of this clause has not been obtained or waived or because a licensee of the exclusive right to use or sell any
subject invention in the United States is in breach of such agreement. 

(k)
Special provisions for contracts with nonprofit organizations. If the Contractor is a nonprofit organization, it agrees that— 

(1)
Rights to a subject invention in the United States may not be assigned without the approval of the Federal agency, except where such assignment is made to an organization which has as one of its
primary functions the management of inventions; provided, that such assignee will be subject to the same provisions as the Contractor; 

(2)
The Contractor will share royalties collected on a subject invention with the inventor, including Federal employee co-inventors (when the agency deems it appropriate) when the subject
invention is assigned in accordance with 35 U.S.C. 202(e) and 37 CFR 401.10; 

(3)
The balance of any royalties or income earned by the Contractor with respect to subject inventions, after payment of expenses (including payments to inventors) incidental to the administration of
subject inventions will be utilized for the support of scientific research or education; and 

(4)
It will make efforts that are reasonable under the circumstances to attract licensees of subject inventions that are small business firms, and that it will give a preference to a small business
firm when licensing a subject invention if the Contractor determines that the small business firm has a plan or proposal for marketing the invention which, if executed, is equally as likely to bring
the invention to practical application as any plans or proposals from applicants that are not small business firms; provided, that the Contractor is also satisfied that the small business firm has the
capability and resources to carry out its plan or proposal. The decision whether to give a preference in any specific case will be at the discretion of the contractor. However, the Contractor agrees
that the Secretary of Commerce may review the Contractor's licensing program and decisions regarding small business applicants, and the Contractor will negotiate changes to its licensing policies,
procedures, or practices with the Secretary of Commerce when the Secretary's review discloses that the Contractor could take reasonable steps to more effectively implement the requirements of this
subparagraph (k)(4). 

F42650-03-P-2751

   

Page 13 of 13 

(l)
Communications. 

(End
of clause) 

52.252-6
AUTHORIZED DEVIATIONS IN CLAUSES (APR 1984) 

(a)
The use in this solicitation or contract of any Federal Acquisition Regulation (48 CFR Chapter 1) clause with an authorized deviation is indicated by the addition of "(DEVIATION)" after the
date of the clause. 

(b)
The use in this solicitation or contract of any DFARS (48 CFR Chapter 2) clause with an authorized deviation is indicated by the addition of "(DEVIATION)" after the name of the regulation. 

(End
of clause) 

5352.223-9000
ELIMINATION OF USE OF CLASS I OZONE DEPLETING SUBSTANCES (ODS) (MAY 1996) 

(a)
It is Air Force policy to preserve mission readiness while minimizing dependency on Class I Ozone Depleting Substances (ODS), and their release into the environment, to help protect the
Earth's stratospheric ozone layer. 

(b)
Unless a specific waiver has been approved, Air Force procurements: 

(1)
May not include any specification, standard, drawing, or other document that requires the use of a Class I ODS in the design, manufacture, test, operation, or maintenance of any system,
subsystem, item, component, or process; and 

(2)
May not include any specification, standard, drawing, or other document that establishes a requirement that can only be met by use of a Class I ODS; 

(c)
For the purposes of Air Force policy, the following are Class I ODS: 

(1)
Halons: 1011, 1202, 1211, 1301, and 2402; 

(2)
Chlorofluorocarbons (CFCs): CFC-11, CFC-12, CFC-13, CFC-111, CFC-112, CFC-113, CFC-114, CFC-115,
CFC-211, CFC-212, CFC-213, CFC-214, CFC-215, CFC-216, and CFC-217, and the blends R-500,
R-501, R-502, and R-503; and 

(3)
Other Controlled Substances: Carbon Tetrachloride, Methyl Chloroform, and Methyl Bromide. 

(d)
The Air Force has reviewed the requirements specified in this contract to reflect this policy. Where considered essential, specific approval has been obtained to require use of the following
substances: Substance Application/Use Quantity (lbs) 

N/A 

(e)
To assist the Air Force in implementing this policy, the offeror/contractor is required to notify the contracting officer if any Class I ODS not specifically listed above is required in the
performance of this contract. 

	CONTRACT DATA REQUIREMENTS LIST
 (1 Data Item)	 	Form Approved

OMB No. 0704-0188
	

	Public reporting burden for this collection of information is estimated to average 110 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and
maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Department
of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports, 7215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302, and to the Offices of Management and Budget, Paperwork Reduction Project
(0704-01881), Washington, DC 20503. Please DO NOT RETURN your form to either of these addresses. Send completed form to the Government Issuing Contracting Officer for the Contract/PB No. listed in Block E.
	

	A. CONTRACT LINE ITEM NO.	 	B. EXHIBIT	 	C. CATEGORY:	 	 	 	 	 	 
	0002	 	A	 	TOP ______________	 	TM ______________	 	OTHER              X             
	

	D. SYSTEM/ITEM	 	E. CONTRACT/PR NO.	 	 	 	F. CONTRACTOR	 	 
	 	 	F42650-03-P-2751	 	 	 	 	 	Uni-Pixel Displays, Inc.
	

	1. DATA ITEM NO.B	 	2. TITLE OF DATA ITEM	 	3. SUBTITLE
	A002	 	Program Progress Report	 	Monthly Report
	

	4. AUTHORITY (Data Acquisition Document No.)	 	5. CONTRACT REFERENCE	 	6. REQUIRING OFFICE
	Contractor Format	 	 	 	Workplan Page 12	 	OO-ALC/ENRE
	

	7. DO 250 REQ	 	9. DIST STATEMENT

REQUIRED	 	10. FREQUENCY	 	12. DATE OF FIRST SUBMISSION	 	14. DISTRIBUTION	 	 	 	 	 	 
	DD	 	 	 	One	 	See Block 16	 	 	 	 	 	 	 	 
	
	 	 	 	

	8. APP CODE	 	 	 	11. AS OF DATE	 	13. DATE OF SUBSEQUENT	 	a. ADDRESSEE	 	b. COPIES	 	 
	 	 	 	 	 	 	SUBMISSION	 	 	 	

	N/A	 	 	 	See Block 16	 	See Block 16	 	 	 	Draft	 	Final
	 	 	 	 	 	 	 	 	 	 	 	 	Reg	 	Repro
	

	16. REMARKS	 	OO-ALC/YW4	 	 	 	1	 	 
	 	 	 	 	 	 	 	 	

	Blcks 11, 12, & 13: The first monthly report is due 30 days after contract award. Subsequent reports are due the 10th day of the month following the first report.	 	Ted Stokes

6052 Fir Ave.

Bldg 1235

Hill AFB, UT

84056-5820	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	OO-ALC/ENRE	 	 	 	1	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	Joseph W. Burns

5851 F Ave.

Bldg 849-RM D09

Hill AFB, UT

84056-5713	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	OO-ALC/PKOS	 	 	 	1	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	Paulette Crowell

6038 Aspen Ave.,

Bldg 1289, NE

Hill AFB, UT

84056-5805	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	15. TOTAL	 	 	 	3	 	 
	 	 	 	 	 	 	 	 	

	 G. PREPARED BY	 	H. DATE	 	I. APPROVED BY	 	J. DATE	 	 
	

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	DD Form 1423-1, JUN 90 (EG)	 	Previous editions are obsolete.	 	Page        of        Pages
	 	 	 	 	 	 	 	 	 	Designed using Perform Pro, May 94

	CONTRACT DATA REQUIREMENTS LIST
 (1 Data Item)	 	Form Approved

OMB No. 0704-0188
	

	Public reporting burden for this collection of information is estimated to average 110 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and
maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Department
of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports, 7215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302, and to the Offices of Management and Budget, Paperwork Reduction Project
(0704-01881), Washington, DC 20503. Please DO NOT RETURN your form to either of these addresses. Send completed form to the Government Issuing Contracting Officer for the Contract/PB No. listed in Block E.
	

	A. CONTRACT LINE ITEM NO.	 	B. EXHIBIT	 	C. CATEGORY:	 	 	 	 	 	 
	0001	 	A	 	TOP ______________	 	TM ______________	 	OTHER              X             
	

	D. SYSTEM/ITEM	 	E. CONTRACT/PR NO.	 	 	 	F. CONTRACTOR	 	 
	 	 	F42650-03-P-2751	 	 	 	 	 	Uni-Pixel Displays, Inc.
	

	1. DATA ITEM NO.B	 	2. TITLE OF DATA ITEM	 	3. SUBTITLE
	A003	 	Technical Report	 	Final Report
	

	4. AUTHORITY (Data Acquisition Document No.)	 	5. CONTRACT REFERENCE	 	6. REQUIRING OFFICE
	Contractor Format	 	 	 	Workplan Page 12	 	OO-ALC/ENRE
	

	7. DO 250 REQ	 	9. DIST STATEMENT

REQUIRED	 	10. FREQUENCY	 	12. DATE OF FIRST SUBMISSION	 	14. DISTRIBUTION	 	 	 	 	 	 
	DD	 	 	 	One	 	See Block 16	 	 	 	 	 	 	 	 
	
	 	 	 	

	8. APP CODE	 	 	 	11. AS OF DATE	 	13. DATE OF SUBSEQUENT	 	a. ADDRESSEE	 	b. COPIES	 	 
	 	 	 	 	 	 	SUBMISSION	 	 	 	

	N/A	 	 	 	See Block 16	 	See Block 16	 	 	 	 	 	Final
	 	 	 	 	 	 	 	 	 	 	Draft	 	Reg	 	Repro
	

	16. REMARKS	 	OO-ALC/YW4	 	 	 	1	 	 
	 	 	 	 	 	 	 	 	

	Blcks 11, 12, & 13: Draft final report for the requiring office (Block 6) shall be due 8 months after contract award. The requiring office will review and forward comments within 10 working days. Contractor final
submission is due 10 working days after receipt of comments from the requiring office. The requiring office (ENRE) shall have the final approval authority.	 	Ted Stokes

6052 Fir Ave.

Bldg 1235

Hill AFB, UT

84056-5820	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	OO-ALC/ENRE	 	 	 	1	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	Joseph W. Burns

5851 F Ave.

Bldg 849-RM D09

Hill AFB, UT

84056-5713	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	OO-ALC/PKOS	 	 	 	1	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	Paulette Crowell

6038 Aspen Ave.,

Bldg 1289, NE

Hill AFB, UT

84056-5805	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	

	 	 	 	 	 	 	 	 	15. TOTAL	 	 	 	3	 	 
	 	 	 	 	 	 	 	 	

	 G. PREPARED BY	 	H. DATE	 	I. APPROVED BY	 	J. DATE	 	 
	

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	DD Form 1423-1, JUN 90 (EG)	 	Previous editions are obsolete.	 	Page        of        Pages
	 	 	 	 	 	 	 	 	 	Designed using Perform Pro, May 94

QuickLinks

Exhibit 10.13

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00083-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00083-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00083-of-00352.parquet"}]]