Document:

Exhibit 10.2

 

Coal Purchasing
Agreement

 

Seller: Henan Shenhuo Guomao Ltd.

 

Buyer: Henan Province Pingdingshan
Hongli Coal & Coke Co., Ltd.

 

Signed date: 01-05-2015

 

Product type: thin coke coal

 

Quantity: 300,000 tons/year; delivered
monthly

 

Terms: all shipping/delivering and
related cost will be borne by the Buyer; price will be adjusted according to the market which will be delivered in a notice; the
Seller will not bear any responsibilities if any causes such as under production, geological condition or untimely payment; once
out of the mine, the Buyer will be responsible for the quality and quantity.

 

Duration of the Agreement: 2015-01-01 to 2015-12-31Exhibit 10.3

 

Industrial and Mineral Products Purchase
Agreement

  

Supplier: Henan Province Pingdingshan Hongli Coal & Coke Co., Ltd.

Buyer: Pingxiang Fangda Steel Ltd.

 

Signed date: 2015-01-07

 

Product: Metallurgical coke

 

Total amount: RMB 283,200,000

 

Duration of the contract: 2014-09-22
to 2014-12-31

 

Terms:

 

The Supplier will deliver
and coordinate quantity and deliver time with the Buyer, any price change will be based on the Buyer’s notice;

 

before any delivery, the
Supplier will provide location, vehicle number, product types and estimated quantity with its name on the invoice;

 

the Supplier will be responsible
for any injury/death of the delivery person caused by any accident during delivery;

 

the Buyer will inspect
the delivered by sampling, calculating, examining and testing; during the inspection, the Buyer has the right to ask for unloading
of the products; the Supplier shall respond to any quality issues from the Buyer based on the inspection within seven days to request
a second inspection; failure of responding within 7 days shall be treated as the acceptance of the issues by the Supplier; any
conducted re-inspection by the Buyer or by the mutually- agreed- upon third party shall be the final result;

 

delivery shall be by rail
transport or road/highway transport; the Supplier shall bear the transportation fee; VAT (added value tax) specified invoice and
VAT invoice shall be used for (added value tax) rail transportation; VAT invoice shall be used for road/highway transport;

 

the balance shall be settled
upon the inspection; the payment will be made the following month after the VAT invoice from the Buyer enters into the Supplier’s
account;

 

the Supplier shall bear
any cost related to unqualified goods;

 

the Buyer has the right
to terminate the contract if the Supplier fails to deliver timely two times in a row;

 

communications related
to the contract covered terms shall be conducted via fax, email or post office service;

 

any dispute between the
two parties during the performance of the contract can be brought to a local court.EXHIBIT 4.1

AMENDMENT NO. 1 TO 

SHAREHOLDER RIGHTS AGREEMENT 

 

This Amendment No. 1
to Shareholder Rights Agreement (this “Amendment”) is entered into as of February 12, 2015, between
Harvard Apparatus Regenerative Technology, Inc., a Delaware corporation (the “Company”), and Computershare
Trust Company, N.A., a federally chartered trust company (as successor rights agent to Registrar and Transfer Company, a New
Jersey corporation) (the “Rights Agent”).

 

WITNESSETH: 

 

WHEREAS, the Company and the Rights
Agent are parties to that certain Shareholder Rights Agreement, dated as of October 31, 2013 (the “Agreement”);
and

 

WHEREAS, the Company desires to create
a class of convertible preferred stock and have the ability to issue and sell shares of such convertible preferred stock without
a Trigger Event occurring under the Agreement; and

 

WHEREAS, pursuant to Section 27
of the Agreement, the Company and the Agent may from time to time supplement or amend the Agreement subject to the terms of the
Agreement; and

 

WHEREAS, the Board of Directors of
the Company has determined that an amendment to the Agreement as set forth herein is necessary and desirable in connection with
the foregoing and the Company and the Rights Agent desire to evidence such amendment in writing.

 

NOW, THEREFORE, in consideration
of these premises and mutual agreements set forth herein, the parties agree as follows:

 

1.            Amendment
of Section 1. Section 1 of the Agreement, “Certain Definitions” is supplemented to add the following
definitions in the appropriate locations:

 

“Certificate of Designation”
shall mean the Certificate of Designation of Preferences, Rights and Limitations of Series B Convertible Preferred Stock of the
Company.

 

“First Amendment”
shall mean that certain Amendment No. 1 to Shareholder Rights Agreement entered into as of February 12, 2015 by and between
the Company and the Rights Agent.

 

“Preferred Underwriters
or Investors” shall mean any Person who at any time Beneficially Owns shares of Series B Convertible Preferred Stock.

 

“Series B Convertible Preferred
Stock” shall mean the shares of Series B Convertible Preferred Stock convertible into Common Stock and governed by the Certificate
of Designation.

 

“Underwriting Agreement”
shall mean the Underwriting Agreement entered into on or about the date of this Amendment by and among the Company and the underwriters
named therein relating to the offer and sale of Series B Convertible Preferred Stock.

  

    	 

    	 

    

  

2.            Amendment
of the definition of “Acquiring Person”. The definition of “Acquiring Person” in Section 1(a)
of the Agreement is amended by adding the following sentence at the end thereof:

 

“Notwithstanding anything
in this Agreement to the contrary, (I) the Preferred Underwriters or Investors shall not be deemed to be an “Acquiring Person”
solely as a result of (i) the execution of the Underwriting Agreement, (ii) the filing of the Certificate of Designation,
(iii) the consummation of any transaction contemplated or permitted by the Underwriting Agreement or the Certificate of Designation,
or (iv) the holding of Series B Convertible Preferred Stock, and (II) the Holder Beneficial Ownership Limitation and the Affiliates
Beneficial Ownership Limitation, so long as continuing to be applicable as described in the Certificate of Designation shall be
interpreted to prevent any Preferred Underwriters or Investors from being deemed an Acquiring Person under this Agreement solely
relating to ownership of Series B Convertible Preferred Stock. Any Preferred Underwriters or Investors may still become an Acquiring
Person to the extent such Person at any time Beneficially Owns (as construed only in accordance with Section 1(d)(i)) Common Stock
in such a manner that otherwise causes them to be an Acquiring Person under this Agreement unrelated to their holding of Series
B Convertible Preferred Stock.”

 

3.            Amendment
of the definition of “Triggering Event”. The definition of “Triggering Event” in Section 1(a)
of the Agreement is amended by adding the following sentence at the end thereof:

 

“Notwithstanding anything
in this Agreement to the contrary, a Triggering Event shall not be deemed to have occurred solely as a result of (i) the execution
of the Underwriting Agreement, (ii) the filing of the Certificate of Designation, or (iii) the consummation of any transaction
contemplated or permitted by the Underwriting Agreement or the Certificate of Designation, or (iv) the issuance and a Person’s
holding of Series B Convertible Preferred Stock.”

 

 

4.            Amendment
to Section 3(a). Section 3(a) of the Agreement is amended by adding the following sentence at the end thereof:

 

“Notwithstanding anything
in this Agreement to the contrary, a Distribution Date shall not be deemed to have occurred solely as a result of (i) the
execution of the Underwriting Agreement, (ii) the filing of the Certificate of Designation, (iii) the consummation of
any transaction contemplated or permitted by the Underwriting Agreement or the Certificate of Designation, or (iv) the issuance
and a Person’s holding of Series B Convertible Preferred Stock.”

 

5.            Amendment
to Section 30. Section 30 of the Agreement is amended by adding the following sentence at the end thereof:

 

“Nothing in this Agreement
shall be construed to give any holder of Rights or any other Person any legal or equitable rights, remedies or claims under this
Agreement by virtue of (i) the execution of the Underwriting Agreement, (ii) the filing of the Certificate of Designation,
(iii) the consummation of any transaction contemplated or permitted by the Underwriting Agreement or the Certificate of Designation,
or (iv) the issuance and a Person’s holding of Series B Convertible Preferred Stock.”

 

    	 

    	 

    

  

6.            The
Agreement, as supplemented and modified by this Amendment, which such Amendment shall be deemed effective as of the date first
written above, as if executed on such date, together with the other writings referred to in the Agreement or delivered pursuant
thereto which form a part thereof, contains the entire agreement among the parties with respect to the subject matter thereof and
amends, restates and supersedes all prior and contemporaneous arrangements or understandings with respect thereto.

 

7.            Upon
the effectiveness of this Amendment, on and after the date hereof, each reference in the Agreement to “this Agreement,”
“hereunder,” “hereof,” or words of like import, shall mean and be a reference to the Agreement, as amended
hereby. Except as specifically amended above, the Agreement shall remain in full force and effect and is hereby ratified and confirmed.

 

8.            This
Amendment shall be governed by the laws of the State of Delaware applicable to contracts to be made and to be performed entirely
within the State, except that the rights, duties and obligations of the Rights Agent shall be governed by and construed in accordance
with the laws of the State of Delaware.

 

9.            This
Amendment may be executed in any number of counterparts, and each such counterpart shall be deemed to be an original
instrument, but all such counterparts together shall constitute but one agreement. A signature to this Amendment executed
and/or transmitted electronically shall have the same authority, effect and enforceability as an original signature.

 

(Signatures on following page)

 

    	 

    	 

    

 

IN WITNESS WHEREOF, the parties have duly
executed this Amendment, all as of the day and year first above written.

  

	HARVARD APPARATUS

REGENERATIVE TECHNOLOGY, INC.	 
	 	 
	By:	/s/ David Green	 
	Name:	David Green	 
	Title:	Chief Executive Officer and President	 

 

	COMPUTERSHARE TRUST

 COMPANY, N.A., as Rights Agent	 
	 	 	 
	By:	/s/  Dennis V. Maccia	 
	Name:	Dennis V. Maccia	 
	Title:	Manager, Contract Administration	 

 

Signature Page to Amendment No. 1 to Shareholders
Rights Agreement

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