Document:

Exhibit 10.11

 

CONFIDENTIAL TREATMENT REQUESTED

 

Amendment No. 1

 

to BACE Research Collaboration and License Agreement between Vitae Pharmaceuticals, Inc., and Boehringer Ingelheim International GmbH, dated June 4, 2009 (the “Agreement”).

 

This Amendment No. 1 to the Agreement sets forth the mutual understanding concerning modifications of this Agreement.  Capitalized terms used in this 1st Amendment and not otherwise defined shall have the same meanings herein as assigned to such terms in the Agreement.  For good and valuable consideration, the adequacy of which is hereby acknowledged, the Parties agree as follows:

 

1.             Amendments

 

As of June 2, 2011, Exhibit 2, Preliminary Research Plan, fourth (4th) paragraph, of the Agreement, is hereby modified and replaced in its entirety as follows:

 

“****”

 

2.             Effect

 

This 1st Amendment shall be effective and binding upon the Parties as of the date set forth above in Section 1.  Except and only to the extent specifically modified herein, all of the terms and conditions of the Agreement are hereby ratified and confirmed and shall remain in full force and effect.  In case of any conflict or inconsistency between the provisions of this 1st Amendment and the Agreement, this 1st Amendment shall control.

 

In witness hereof, the Parties, by their duly authorized officers, have executed this 1st Agreement.

 

	
Vitae   Pharmaceuticals, Inc.
    	
 
    	
Boehringer   Ingelheim
    
	
 
    	
 
    	
International   GmbH
    
	
 
    	
 
    	
ppa.   
    	
ppa.
    
	
 
    	
 
    	
 
    	
 
    
	
****
    	
 
    	
****
    	
****
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
****
    	
 
    	
****   
    	
****
    
	
 
    	
 
    	
 
    	
 
    
	
****
    	
 
    	
*authorized   signatories*
    
	
 
    	
 
    	
 
    
	
Date:   ****
    	
 
    	
Date:   ****
    

 

****CERTAIN INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION.  CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS.Exhibit 10.12

 

CONFIDENTIAL TREATMENT REQUESTED

 

AMENDMENT AGREEMENT NO. 2 TO THE RESEARCH COLLABORATION AND LICENSE AGREEMENT

 

This Amendment Agreement No. 2 (“Amendment”) is made to the BACE Research Collaboration and License Agreement between Vitae Pharmaceuticals, Inc. (“Vitae”), with offices at 502 West Office Center Drive, Fort Washington, PA 19034, USA (taxpayer ID number 04-03567753), and Boehringer Ingelheim International GmbH (“BI”), with offices at **** (VAT ID number ****), effective as of June 4, 2009, as amended in the Amendment No. 1 dated June 7, 2011 (together the “Agreement”).

 

WHEREAS, BI has decided to advance either BACE Inhibitor ****or BACE Inhibitor **** to Development Candidate Selection and agrees to pay the milestone payment according to Section 9.3.1 of the Agreement.

 

WHEREAS, BI and Vitae have agreed to expand the definition of the Core Indication.

 

Therefore, the Parties agree to the following:

 

1.              If not defined in this Amendment all words capitalized in this Amendment shall have the same meaning as defined in the Agreement.

 

2.              The full milestone payment for Development Candidate Selection according to Section 9.3.1 for one of the above BACE Inhibitors shall be due upon execution of this Amendment and receipt of an invoice fulfilling the criteria according to the Agreement.

 

3.              Section 1.28 is hereby modified and replaced as follows: “Core Indication” means prevention and or treatment of

 

a.              disorders of the central nervous system, including without limitation Alzheimer’s Disease and other forms of dementia; and

 

b.              any of the following indications: type 2 diabetes, obesity, metabolic syndrome, dyslipidemia, hypertension, and reduction of cardiovascular events.

 

4.              In consideration of the above expansion of the meaning of Core Indication, the Parties agree:

 

a.              Upon execution of this Amendment and receipt of an invoice fulfilling the criteria according to the Agreement, BI shall pay Vitae a non-refundable payment of US$ 4,000,000 (four million dollars).

 

b.              For the first achievement of the Development milestone of ****in a Core Indication according to Section 3.b. of this Amendment, BI shall pay Vitae ****.  For achievement of                                                                                  

 

****CERTAIN INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION.  CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS.

 

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all other Development and regulatory milestones, the milestone payments as provided in Section 9.3 of the Agreement remain unchanged.

 

c.               For the first achievement of a Commercialization milestone in a Core Indication according to Section 3.b. of this Amendment, BI shall pay Vitae the full milestone payment in accordance with Section 9.4.1 of the Agreement.  For achievement of all other Commercialization milestones, the milestone payments as provided in Section 9.4 of the Agreement remain unchanged.

 

5.              BI and Vitae shall discuss in good faith and agree upon the following by June 30, 2013:

 

a.              To amend the Research Plan for the Research of BACE Inhibitors designed to achieve the selection of a Development Candidate as a Product specifically for a Core Indication according to Section 3.b. of this Amendment.

 

b.              To agree on the definition of ****for a Core Indication according to Section 3.b. of the Amendment.

 

c.               To an extended Research Term and funding according to Section 9.2.2 of the Agreement for a Core Indication according to Section 3.b. of the Amendment.

 

d.              The number of FTEs, ****, that Vitae shall provide, at no cost to BI, for **** (ending no later than ****) for the Research Collaboration for Core Indications according to Section 3.b. of this Amendment.

 

e.               The incorporation of the activities relating to the Core Indication according to Section 3.b. of this Amendment into the governance in accordance with Sections 3.3 and 3.4 of the Agreement.

 

f.                To agree to the definition of Phase II Studies to replace Section 1.89 of the Agreement and discuss any potential changes to Section 9.3.

 

6.              Save as amended herein or in Amendment No. 1, all other terms and conditions of the Agreement shall remain unchanged.

 

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK.  SIGNATURES FOLLOW.]

 

****CERTAIN INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION.  CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS.

 

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IN WITNESS WHEREOF, Vitae and BI, by their duly authorized officers, have executed this Amendment as of the last date signed below.

 

	
VITAE PHARMACEUTICALS, INC.
    	
BOEHRINGER INGELHEIM 
    
	
 
    	
INTERNATIONAL GMBH
    
	
 
    	
 
    
	
Date: ****
    	
Date:****
    
	
 
    	
 
    
	
By: ****
    	
By: ****
    
	
 
    	
 
    
	
Name: ****
    	
Name:****
    
	
 
    	
 
    
	
Title: ****
    	
Title:****
    

 

****CERTAIN INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION.  CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS.

 

3Exhibit 10.13

 

CONFIDENTIAL TREATMENT REQUESTED

 

AMENDMENT AGREEMENT NO. 3 TO THE RESEARCH COLLABORATION
 AND LICENSE AGREEMENT

 

This Amendment Agreement No. 3 (“Amendment 3”) is made to the BACE Research Collaboration and License Agreement between Vitae Pharmaceuticals, Inc. (“Vitae”), with offices at 502 West Office Center Drive, Fort Washington, PA 19034, USA (taxpayer ID number 04-03567753), and Boehringer Ingelheim International GmbH (“BI”), with offices at ****(VAT ID number ****), effective as of June 4, 2009, as last amended by the Amendment No. 2 (“Amendment 2”) dated December 21, 2012 (together the “Agreement”).

 

WHEREAS, according to Article 3 of the Amendment 2 Vitae and BI have agreed to extend the Core Indication and according to Section 4.b to a Development milestone for Candidate Feasibility.

 

WHEREAS, BI is developing ****and has decided to move the Development Candidate into Phase I studies.

 

Therefore, the Parties agree to the following:

 

1.              If not defined in this Amendment all words capitalized in this Amendment shall have the same meaning as defined in the Agreement.

 

2.              The full milestone payment for Initiation of Phase I studies according to Section 9.3.1 for ****shall be due upon execution of this Amendment 3 and receipt of an invoice fulfilling the criteria according to the Agreement.

 

3.              Article 4 of Amendment 2 shall be replaced as follows:

 

“For the first achievement of the Development milestone of ****in a Core Indication according to Section 3.b. of this Amendment, BI shall pay Vitae ****.  For achievement of all other Development and regulatory milestones, the milestone payments as provided in Section 9.3 of the Agreement remain unchanged.”

 

4.              Save as amended, all other terms and conditions of the Agreement shall remain unchanged.

 

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK.
 SIGNATURES FOLLOW.]

 

****CERTAIN INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION.  CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS.

 

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IN WITNESS WHEREOF, Vitae and BI, by their duly authorized officers, have executed this Amendment as of the last date signed below.

 

	
VITAE PHARMACEUTICALS, INC.
    	
BOEHRINGER   INGELHEIM
    
	
 
    	
INTERNATIONAL   GMBH
    
	
 
    	
 
    
	
 
    	
 
    
	
Date: ****
    	
Date:   ****
    
	
 
    	
 
    
	
By: ****
    	
By:   ****
    
	
 
    	
 
    
	
Name: ****
    	
Name:   ****
    
	
 
    	
 
    
	
Title: ****
    	
Title:   ****
    

 

****CERTAIN INFORMATION HAS BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION.  CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS.

 

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