Document:

EX-10.1

 Exhibit 10.1 

Confidential 
 TCW DIRECT LENDING LLC 

INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT 

THIS AGREEMENT (this “Agreement”) is made as of September 15, 2014 by and between TCW DIRECT LENDING LLC, a Delaware
limited liability company (the “Company”), and TCW ASSET MANAGEMENT COMPANY, a California corporation (the “Adviser”). 

WHEREAS, the Company is a newly organized closed-end management investment fund that intends to elect to be treated as a business development
company (“BDC”) under the Investment Company Act of 1940, as amended (“1940 Act”); 
 WHEREAS, the Adviser
is engaged in the business of providing investment advice and is registered as an investment adviser under the Investment Advisers Act of 1940, as amended; 

WHEREAS, the Company desires to retain the Adviser to render investment advisory and management services to the Company in the manner and on
the terms hereinafter set forth; and 
 WHEREAS, the Adviser is willing to perform such services on the terms and conditions hereafter set
forth; 
 NOW, THEREFORE, in consideration of the premises and the covenants hereinafter contained and for other good and valuable
consideration, the receipt and adequacy of which is hereby acknowledged, the Company and the Adviser hereby agree as follows: 
  

	 	1.	Definitions. For the purposes of this Agreement, the terms “assignment,” “interested person,” and “majority of the outstanding voting securities” shall have their respective meanings
defined in the 1940 Act and the Rules and Regulations thereunder, subject, however, to such exemptions as may be granted by the U.S. Securities and Exchange Commission (the “SEC”), or such interpretive positions as may be taken by
the SEC or its staff under the 1940 Act, and the term “brokerage and research services” shall have the meaning given in the Securities Exchange Act of 1934, as amended, and the Rules and Regulations thereunder. The capitalized terms used
without definition in this Agreement, unless otherwise indicated, have the respective meanings specified in the Amended and Restated Limited Liability Company Agreement of the Company (as the same may be amended from time to time, the “LLC
Agreement”). 

  

	 	2.	Appointment. 

  

	 	a.	The Company hereby employs the Adviser to provide investment advisory and management services to the Company. This engagement is for the period and on the terms set forth in this Agreement. The Adviser hereby accepts
such employment and agrees to render the services and to assume the obligations set forth in this Agreement, for the compensation provided below. 

  

	 	b.	The Adviser, subject to the prior approval of the Company’s board of directors (the “Board”) and, to the extent required, the Members, may from time to time employ or associate itself with such
person or persons as the Adviser may believe to be particularly fitted to assist it in the performance of this Agreement, provided, however, that the compensation of such person or persons shall be paid by the Adviser and that the Adviser shall be
as fully responsible to the Company for the acts and omissions of any sub-adviser as it is for its own acts and omissions. Any sub-advisory agreement entered into by the Adviser shall be in accordance with the requirements of the 1940 Act and other
applicable federal and state law. 

  
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	 	3.	Advisory and Management Services. 

  

	 	a.	The Company hereby employs the Adviser to act as the investment adviser to the Company and to manage the investment and reinvestment of the assets of the Company, subject to the supervision of the Board, for the period
and upon the terms herein set forth, (i) in accordance with the investment objective, policies and restrictions that are set forth in the Company’s registration statement on Form 10 (File No. 000-55176) (and as the same shall be amended
from time to time, the “Registration Statement”) and in accordance with the investment objective, policies and restrictions that are set forth in the Company’s private placement memorandum dated June 2014 as may be amended from
time to time; (ii) in accordance with all other applicable federal and state laws, rules and regulations, and the LLC Agreement; and (iii) in accordance with the 1940 Act. 

 

	 	b.	Without limiting the generality of the foregoing, the Adviser shall, during the term and subject to the provisions of this Agreement: (i) formulate and implement the Company’s investment program;
(ii) determine the composition of the portfolio of the Company, the nature and timing of the changes therein and the manner of implementing such changes; (iii) identify/source, research, evaluate and negotiate the structure of the
investments made by the Company (including due diligence on prospective Portfolio Companies); (iv) close, monitor and administer the Company’s investments, including the exercise of any rights in its capacity as a lender;
(v) determine the securities and other assets that the Company will purchase, retain, or sell; (vi) place orders for the purchase or sale of portfolio securities for the Company’s account with broker-dealers selected by the Adviser;
(vii) pay such expenses as are incurred by it in connection with providing the foregoing services as provided in Section 4 below; (viii) coordinate with the Administrator; and (ix) provide the Company with such other investment
advisory, research, and related services as the Company may, from time to time, reasonably require for the investment of its funds, including providing operating and managerial assistance to the Company and its portfolio companies as required.

  

	 	c.	Subject to the supervision of the Board, the Adviser shall have the power and authority on behalf of the Company to effectuate its investment decisions for the Company, including the execution and delivery of all
documents relating to the Company’s investments and the placing of orders for other purchase or sale transactions on behalf of the Company. 

  

	 	d.	In the event that the Company determines to acquire debt financing, the Adviser will arrange for such financing on the Company’s behalf, subject to the oversight and approval of the Board. If it is necessary or
appropriate for the Adviser to make investments on behalf of the Company through a special purpose vehicle, the Adviser shall have authority to create or arrange for the creation of such special purpose vehicle and to make such investments through
such special purpose vehicle (in accordance with the 1940 Act). 

  

	 	4.	Reimbursement of Certain Expenses. In addition to the Management Fee and Incentive Fee described below, the Adviser is entitled to the reimbursement of certain expenses incurred on behalf of the Company to the
extent described in the Administration Agreement by and between the Company and TCW Asset Management Company (as Administrator). 

  
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	 	5.	Management Fee. 

  

	 	a.	The Company will pay to the Adviser, quarterly in advance, a management fee (the “Management Fee”) calculated as follows: (i) for the period starting on the Initial Closing Date and ending on the
earlier of (A) the last day of the calendar quarter during which the Commitment Period ends or (B) the last day of the calendar quarter during which the Adviser or an Affiliate thereof begins to accrue a management fee with respect to a
Successor Fund, 0.375% (i.e., 1.50% per annum) of the aggregate Commitments determined as of the end of the Closing Period, and (ii) for each calendar quarter thereafter during the term of the Company (but not beyond the tenth anniversary
of the Initial Closing Date), 0.1875% (i.e., 0.75% per annum) of the aggregate cost basis (whether acquired by the Company with contributions from Members, other Company funds or borrowings) of all Portfolio Investments that have not been sold,
distributed to the Members, or written off for tax purposes (but reduced by any portion of such cost basis that has been written down to reflect a permanent impairment of value of any Portfolio Investment), determined in each case as of the first
day of such calendar quarter. The Management Fee in respect of the Closing Period will be calculated as if all Commitments were made on the Initial Closing Date, regardless of when Common Units were actually issued. 

 

	 	b.	Notwithstanding the foregoing, the Management Fee with respect to the Closing Period will not be paid prior to the first day of the first full calendar quarter following the end of the Closing Period. 

 

	 	c.	Installments of the Management Fee payable for any period other than a full quarterly period shall be pro rated for the actual number of days in such period. 

 

	 	d.	The Adviser may elect to defer its right to receive current payments of the Management Fee until such time as the Adviser notifies the Company that any previously deferred amounts should be paid. 

 

	 	6.	Incentive Fee. 

  

	 	a.	Calculation of Incentive Fee. Subject to the Adviser Return Obligation (described in Section 6(d)), the Company shall pay the Adviser an incentive fee (the “Incentive Fee”) as follows. The
Incentive Fee will be calculated on a cumulative basis and the amount of the Incentive Fee payable in connection with any distribution (or deemed distribution) will be determined, and, if applicable, paid in accordance with the following formula
each time amounts are to be distributed to the Common Unitholders: 

  

	 	i.	First, no Incentive Fee will be owed until the Common Unitholders have collectively received cumulative distributions pursuant to this clause (i) equal to their Aggregate Contributions to the Company in respect of
all the Common Units; 

  

	 	ii.	Second, no Incentive Fee will be owed until the Common Unitholders have collectively received cumulative distributions equal to a 9% internal rate of return on their Aggregate Contributions to the Company in respect of
all Common Units (the “Hurdle”); 

  
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	 	iii.	Third, the Adviser will be entitled to an Incentive Fee out of 100% of additional amounts otherwise distributable to Common Unitholders until such time as the cumulative Incentive Fee paid to the Adviser is equal to 20%
of the sum of (A) the amount by which the Hurdle exceeds the Aggregate Contributions of the Common Unitholders in respect of all Common Units and (B) the amount of Incentive Fee being paid to the Adviser pursuant to this clause (iii); and

  

	 	iv.	Thereafter, the Adviser will be entitled to an Incentive Fee equal to 20% of additional amounts otherwise distributable to Common Unitholders in respect of its Common Units, with the remaining 80% distributed to the
Common Unitholders. 

 For purposes of calculating the Incentive Fee, as provided in 3.3.2 of the LLC Agreement, Aggregate
Contributions shall not include Earnings Balancing Contributions or Late-Closer Contributions, and the distributions to Common Unitholders shall not include distributions attributable to Late-Closer Contributions. In addition if distributions to
which a Defaulting Member otherwise would have been entitled have been withheld pursuant to 6.2.5 of the LLC Agreement, the amounts so withheld shall be treated for such purposes as having been distributed to such Defaulting Member. The amount of
any distribution of securities made in kind shall be equal to the fair market value of those securities at the time of distribution determined pursuant to 13.4 of the LLC Agreement. 

 

	 	b.	Incentive Fee upon Spin-Off. As provided in 10.5 of the LLC Agreement, in connection with a Spin-Off in which Common Unitholders will have the opportunity to exchange their Common Units for shares in a
Permanent Capital Fund, an Incentive Fee will be payable in respect of the exchanged Common Units, the calculation of which shall be disclosed to the Members in connection with the exchange offer. After a Spin-Off, all calculations relating to the
Incentive Fee payable by the Company (including without limitation the Adviser Return Obligation) will be made without taking into account the exchanged Common Units (or contributions, distributions or proceeds relating thereto), so that the timing
and amount of any Incentive Fee payable by the Company following the Spin-Off (and thus borne by the Common Unitholders not participating in the exchange) will continue to be calculated under this Agreement based solely on the amount and timing of
distributions with respect to the Common Units that did not participate in the exchange. 

  

	 	c.	 Incentive Fee upon Early Termination. If this Agreement terminates early because (i) the Adviser voluntarily terminates this Agreement or
(ii) the Company terminates this Agreement for cause, the Company will not be obligated to make any further payments of Incentive Fee. If this Agreement terminates for any other reason, the Company will be required to pay the Adviser a final
incentive fee payment (the “Final Incentive Fee Payment”). The Final Incentive Fee Payment will be calculated as of the date this Agreement is so terminated and will equal the amount of Incentive Fee that would be payable to the
Adviser if (A) all the Company’s investments were liquidated for their current value (but without taking into account any unrealized appreciation of any Portfolio Investment), and any Portfolio Investment-related fees would be deemed
accelerated, (B) the proceeds from such liquidation were used to pay all the Company’s outstanding liabilities, and (C) the remainder were distributed to Common Unitholders and paid as Incentive Fee in accordance with
Section 6(a). The Company will make the Final Incentive Fee Payment in cash on or immediately following the date this Agreement is so terminated. In the case of an early termination, the Adviser Return

  
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Obligation under Section 6(d) will not apply in connection with a Final Incentive Fee Payment. For purposes of this provision, the term “for cause” shall mean (x) a
final judicial determination by a court of competent jurisdiction that the Adviser or any Key Person has committed any action relating to the performance of its or his duties under this Agreement that constitutes gross negligence, fraud or
willful misconduct, which action has had a material adverse effect on the Company, or (y) that the Adviser or any Key Person has been convicted in a court of competent jurisdiction of (I) a crime involving fraud or moral turpitude;
(II) an intentional and material violation of applicable securities or regulatory laws; or (III) a felony relating to the performance of its or his duties under this Agreement, which conviction, with respect to each of clauses (I) or
(II), has had a material adverse effect on the Company. The Adviser will promptly notify the Company and the Members upon the occurrence of a “for cause” event. 

 

	 	d.	Adviser Return Obligation. 

 Each time the Company requires its Members to make a
return of distributions pursuant to 11.4 of the LLC Agreement (a “Member Recall”) and upon a final distribution of the Company’s assets pursuant to 9.2 of the LLC Agreement, if the Adviser has received aggregate payments of
Incentive Fee in excess of the Adviser Target Amount (defined below) as of such time, then the Adviser shall return to the Company in cash, in the case of a Member Recall at the same time the Members return distributions pursuant to 11.4 of the LLC
Agreement, and otherwise on or before the 90th day after such final distribution of assets by the Company, an amount equal to such excess (the “Adviser Return Obligation”). Notwithstanding the preceding sentence, in no event shall
the Adviser Return Obligation exceed an amount greater than the aggregate amount of Incentive Fee payments previously received by the Adviser from the Company reduced by the excess (if any) of (1) U.S. federal and state income taxes paid on
account of the receipt of such Incentive Fee payments (assuming the highest marginal applicable federal and NY city and state income tax rates applied to such payments), over (2) an amount equal to the U.S. federal and state tax benefits
available to the Adviser by virtue of the payment made by the Adviser pursuant to its Adviser Return Obligation (assuming that, to the extent such payments are deductible by the Adviser, the benefit of such deductions will be computed using the then
highest marginal applicable federal and NY city and state income tax rates). 
  

	 	e.	Relevant Definitions. 

 The “Adviser Target Amount” is, as of any time,
the aggregate amount that would be paid to the Adviser as Incentive Fee as of such time, determined as if all amounts previously distributed to the Members pursuant to Article 7 and Article 9 of the LLC Agreement (net of amounts returned by the
Members to the Company pursuant to 11.4 of the LLC Agreement and amounts then owed by the Company to creditors) had been retained by the Company and distributed to the Members pursuant to 9.2 of the LLC Agreement as of such time; provided,
however, that in determining the amounts distributable to each Member pursuant to 9.2 of the LLC Agreement, each Member’s Hurdle shall be determined based on the timing of amounts previously distributed to such Member with respect to its
Common Units, and the fair market value of any property distributed in kind by the Company shall be determined as of the time of distribution. 
  

	 	7.	 Payment of Expenses and Fees to the Adviser upon Removal. Upon the termination of this Agreement, the former Adviser or its estate or legal
representatives shall be entitled to receive 

  
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from the Company (a) any reimbursements of expenses due and owing to it by the Company; provided, however, that the Adviser shall be responsible for any expenses it incurs in connection with
such removal, and (b) accrued and unpaid Management Fees and Incentive Fees, in each case computed through the effective date of the removal on a pro-rated basis. The right of the Adviser, its estate or legal representatives to the payment of
said amounts shall be subject to any claim for damages which the Company or any Member may have against the Adviser, its estate or legal representatives in connection with such removal. 

 

	 	8.	Services Not Exclusive. Nothing contained in this Agreement shall prevent the Adviser or any affiliated person of the Adviser from acting as investment adviser or manager for any other person, firm or corporation
(including any other investment company), whether or not the investment objectives or policies of any such other person, firm or corporation are similar to those of the Company, and shall not in any way bind or restrict the Adviser or any such
affiliated person from buying, selling or trading any securities or commodities for their own accounts or for the account of others for whom the Adviser or any such affiliated person may be acting. While information and recommendations supplied to
the Company shall, in the Adviser’s judgment, be appropriate under the circumstances and in light of the investment objectives and policies of the Company, they may be different from the information and recommendations supplied by the Adviser
or its affiliates to other investment companies, funds and advisory accounts. The Company shall be entitled to equitable treatment under the circumstances in receiving information, recommendations and any other services, but the Company recognizes
that it is not entitled to receive preferential treatment as compared with the treatment given by the Adviser to any other investment company, fund or advisory account. 

 

	 	9.	Portfolio Transactions and Brokerage. To the extent brokers or dealers are utilized in portfolio transactions for the Company, the Adviser shall endeavor to obtain on behalf of the Company the best overall terms
available. In assessing the best overall terms available for any transaction, the Adviser shall consider all factors it deems relevant, including the breadth of the market in the security, the price of the security, the financial condition and
execution capability of the broker or dealer, and the reasonableness of the commission, if any, both for the specific transaction and on a continuing basis. In evaluating the best overall terms available and in selecting the broker or dealer to
execute a particular transaction, the Adviser may also consider the “brokerage and research services” provided to the Company and/or other accounts over which the Adviser or an affiliate of the Adviser exercises investment discretion. The
Adviser is authorized to pay a broker or dealer which provides such brokerage and research services a commission for executing a portfolio transaction for the Company which is in excess of the amount of commission another broker or dealer would have
charged for effecting that transaction if, but only if, the Adviser determines in good faith that such commission is reasonable in relation to the value of the brokerage and research services provided by such broker or dealer viewed in terms of that
particular transaction or in terms of the overall responsibilities of the Adviser to the Company. 

  

	 	10.	Books and Records. In compliance with the requirements of Rule 31a-3 under the 1940 Act, the Adviser agrees that all records that it maintains for the Company are the property of the Company and further agrees to
surrender promptly to the Company any of such records upon the Company’s request. The Adviser further agrees to preserve for the periods prescribed by Rule 31a-2 under the 1940 Act the records required to be maintained by Rule 31a-1 under the
1940 Act. 

  

	 	11.	 Limitation of Liability. Neither the Adviser, nor any director, officer, agent or employee of the Adviser, shall be liable or responsible to
the Company or any of its Members for any error of judgment, mistake of law or any loss arising out of any investment, or for any other act or 

  
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omission in the performance by such person or persons of their respective duties, except for liability resulting from willful misfeasance, bad faith, gross negligence, or reckless disregard of
their respective duties. The Adviser shall be indemnified by the Company as an Indemnitee in accordance with the terms of 11.2 of the LLC Agreement. 

  

	 	12.	Nature of Relationship. The Company and the Adviser are not partners or joint venturers with each other and nothing herein shall be construed so as to make them such partners or joint venturers or impose any
liability as such on either of them. The Adviser is an independent contractor and, except as expressly provided or authorized in this Agreement, shall have no authority to act for or represent the Company. 

 

	 	13.	Duration and Termination. 

  

	 	a.	This Agreement shall become effective upon its execution and shall continue in effect until two years from the date hereof, provided it is approved by the vote of a “majority of the outstanding voting
securities” of the Company. Thereafter, this Agreement shall continue in effect from year to year, provided its continuance is specifically approved at least annually (a) by vote of a “majority of the outstanding voting
securities” of the Company or by vote of the Board, and (b) by vote of a majority of the Independent Directors, cast in person at a meeting called for the purpose of voting on such approval. The Company (either by vote of its Board or by
vote of a “majority of the outstanding voting securities” of the Company) may, at any time and without payment of any penalty, terminate this Agreement upon 60 days’ written notice to the Adviser. This Agreement shall automatically
and immediately terminate in the event of its “assignment.” The Adviser may terminate this Agreement without payment of any penalty on 60 days’ written notice to the Company. 

 

	 	b.	Notwithstanding the termination or expiration of this Agreement, the Adviser shall be entitled to any amounts owed under this Agreement through the date of termination or expiration and Section 11 shall continue in
force and effect and apply to the Administrator and all Indemnitees as and to the extent applicable. 

  

	 	14.	Notices. Any notice under this Agreement shall be given in writing, addressed and delivered to the party to this Agreement entitled to receive such notice at such address as such party may designate in writing
and shall be deemed to have been given when personally delivered, mailed by certified mail, return receipt requested, sent by reliable overnight courier, or transmitted by electronic facsimile or electronic mail to the principal office of the
Adviser or the Company, as the case may be. 

  

	 	15.	Non-waiver of Rights. Nothing contained in this Agreement shall constitute a waiver by the Company of any of its legal rights under applicable U.S. federal securities laws or any other laws whose applicability is
not permitted to be contractually waived. 

  

	 	16.	Amendment. This Agreement may be modified or amended only by a writing signed by the parties hereto, provided, however, that the parties shall not amend this Agreement in a manner that is inconsistent with, or
would result in a breach of, the LLC Agreement. 

  

	 	17.	Governing Law. This Agreement shall be construed in accordance with the laws of the State of Delaware and the applicable provisions of the 1940 Act. To the extent applicable law of the State of Delaware, or any
of the provisions herein conflict with applicable provisions of the 1940 Act, the latter shall control. 

  
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	 	18.	Sole Agreement. This Agreement reflects the sole understanding of the parties hereto with respect to the subject matter hereof and supersedes and replaces all agreements between the Company and the Adviser with
respect to the subject matter hereof. 

  

	 	19.	Counterparts. This Agreement may be signed in any number of counterparts, each of which shall be deemed to be an original but all of which taken together shall constitute one and the same agreement.

  

	 	20.	Severability. In the event that any provision or portion of this Agreement is determined to be invalid, illegal or unenforceable for any reason, in whole or in part, the remaining provisions or portion of this
Agreement shall be unaffected thereby and shall remain in full force and effect to the fullest extent permitted by applicable law. 

[SIGNATURE PAGE TO FOLLOW] 

  
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 IN WITNESS WHEREOF, the undersigned have executed this Agreement effective as of the date
first above written. 
  

			
	TCW ASSET MANAGEMENT COMPANY
		
	By:	 	 /s/ David S. DeVito

		 	Name: David S. DeVito
		 	Title: Executive Vice President
		
	By:	 	 /s/ Richard M. Villa

		 	Name: Richard M. Villa
		 	Title: Managing Director
	
	TCW DIRECT LENDING LLC
		
	By:	 	 /s/ Meredith Jackson

		 	Name: Meredith Jackson
		 	Title: Chief Compliance Officer
		
	By:	 	 /s/ James G. Krause

		 	Name: James G. Krause
		 	Title: Chief Financial OfficerPrepared by R.R. Donnelley Financial -- EX-4.1

 Exhibit 4.1 
 

 
  
 CB 
 INCORPORATED UNDER THE LAWS OF THE STATE OF
DELAWARE 
 This certifies that 
 CUSIP 13089P 10 1 
 SEE REVERSE FOR CERTAIN
DEFINITIONS 
 is the record holder of 
 FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $0.0001 PAR VALUE, OF 
 CALITHERA BIOSCIENCES, INC. 
 transferable on the
books of the Corporation in person or by duly authorized attorney upon surrender of this Certificate properly endorsed. This Certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar. 

Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. 

Dated: 
 PRESIDENT AND CHIEF EXECUTIVE OFFICER 
 CALITHERA
BIOSCIENCES, INC. 
 CORPORATE 
 SEAL 
 MARCH 9, 2010 

DELAWARE 
 SECRETARY 
 COUNTERSIGNED AND REGISTERED:

 AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC 

(NEW YORK, NY) TRANSFER AGENT AND REGISTRAR 
 By: 
 AUTHORIZED SIGNATURE 

 

 
 The Corporation shall furnish without charge to each stockholder who so requests a
statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock of the Corporation or series thereof and the qualifications, limitations or restrictions of such preferences
and/or rights. Such requests shall be made to the Corporation’s Secretary at the principal office of the Corporation. 
 The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or
regulations: 
 TEN COM – as tenants in common 

UNIF GIFT MIN ACT – Custodian 
 TEN ENT – as tenants by the entireties 

(Cust) (Minor) 
 JT TEN – as joint tenants with right of under Uniform Gifts to Minors 
 survivorship and not as tenants Act 
 in common
(State) 
 COM PROP – as community property 

UNIF TRF MIN ACT – Custodian 
 (until age ) (Cust) 
 under Uniform Transfers
(Minor) to Minors Act (State) 
 Additional abbreviations may also be used though not in the above list.

 FOR VALUE RECEIVED, 
 hereby sell(s), assign(s) and transfer(s) unto 

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) shares of the capital stock represented by
within Certificate, and do hereby irrevocably constitute and appoint attorney-in-fact to transfer the said stock on the books of the within named Corporation with full power of the substitution in the premises. 

Dated 
 Signature(s) Guaranteed: 
 NOTICE: THE SIGNATURE TO
THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE 
 FACE OF THE CERTIFICATE IN EVERY PARTICULAR,
WITHOUT ALTERATION OR ENLARGEMENT OR ANY 
 CHANGE WHATSOEVER. 

By 
 THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION, (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE
GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15. GUARANTEES BY A NOTARY PUBLIC ARE NOT ACCEPTABLE. SIGNATURE GUARANTEES MUST NOT BE DATED.

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