Document:

Exhibit 4.7

Exhibit 4.7

Doc. No. 306 /2010-SCT/ANEEL

Brasilia, 23 March 2010

Carlos Marcio Ferreira

Director and Chairman

ELEKTRO Eletricidade e Serviços S.A.

Campinas — SP

Re: Amendment to the Contract of Concession for the Distribution of Electricity No. 187/1998-ANEEL
(Case No. 48500.006111/2007-08)

Dear Sir,

We hereby submit 2 (two) copies of the Amendment to the Contract of Concession referred to in
heading, entered into with ELEKTRO Eletricidade e Serviços S.A., formalizing the amendments to the
procedures for calculating annual tariff adjustments, with a view to ensuring that they are neutral
in effect on the Sectoral Charges of Parcel A of the Concessionaire’s Annual Revenue, for filing
and full effect.

Yours truly,

/s/ Jandir Amorim Nascimento

JANDIR AMORIM NASCIMENTO

Superintendent of Transmission and Distribution

Concessions and Authorizations

SCT/Oficio/317r1703-Re

SGAN, Block 603, Modules “I” and “J”,

CEP: 70.830-030 — Brasilia — Federal District — Brazil

Tel. 55 (61) 2192-8600

Ombudsman 144

www.aneel.gov.br

 

 

 

AGÊNCIA NACIONAL DE ENERGIA ELÉTRICA — ANEEL

FOURTH SUPPLEMENTARY CLAUSE

TO THE CONTRACT OF CONCESSION FOR THE PROVISION OF THE

PUBLIC SERVICE OF ELECTRICITY DISTRIBUTION No. 187/1998-ANEEL

ELEKTRO ELETRICIDADE E SERVIÇOS S.A. — ELEKTRO

[initials]

 

 

 

AGÊNCIA NACIONAL DE ENERGIA ELÉTRICA — ANEEL

CASE No. 48500.006111/2007-08

AMENDMENT TO THE CONTRACT OF CONCESSION FOR THE
DISTRIBUTION OF ELECTRICITY No. 187/1998-ANEEL, ENTERED
INTO BETWEEN THE FEDERAL GOVERNMENT AND ELEKTRO —
ELETRICIDADE E SERVIÇOS S.A. — ELEKTRO

The FEDERAL GOVERNMENT, hereafter called the Granting Authority, using the powers conferred on it
by Art. 21, item XII, paragraph “b” of the Federal Constitution, through the intermediary of the
NATIONAL ELECTRICITY AGENCY — ANEEL, in accordance with the terms of item IV of art. 3 of Law No.
9427 of 26 December 1996, being an autonomous parastatal body governed by a special regime, with
registered office at SGAN, Block 603, Module “I”, Brasilia, Federal District, registered in the
Corporate Tax Register of the Ministry of Finance (CNPJ/MF) under number 02.270.669/0001-29,
represented by its General Director, NELSON JOSÉ HÜBNER MOREIRA, holder of CREA No. 3.818/D-CREA/DF
and Personal Tax (CPF) No. 443.875.207-87, under the terms of item V of art. 10, Annex I —
Regulatory Structure, approved by Decree No. 2335 of 6 October 1997, supported by Decree No. 4932
of 23 December 2003, hereafter called ANEEL, and ELEKTRO — ELETRICIDADE E SERVIÇOS S.A., with
registered office in the City of Campinas, State of São Paulo, at Rua Ary Antenor de Souza, 321,
Jardim Nova América, registered in the CNPJ/MF under number 02.328.280/0001-97, in the capacity of
Electricity Distribution Concessionaire, hereafter called the CONCESSIONAIRE, represented pursuant
to its Articles of Association by its Director and Chairman, Carlos Marcio Ferreira, holder of
identity card (RG) No. 11.986.182 — SSP/SP and Personal Tax (CPF) No. 016.712.938-43 and by its
Executive Director of Regulatory and Institutional Affairs, Luiz Sérgio Assad, holder of identity
card (RG) No. 5.543.901-9 — SSP/SP and Personal Tax (CPF) No. 441.655.878-34, with the
intervention of EPC — Empresa Paranaense Comercializadora Ltda., with registered office in the
City of Campinas, State of São Paulo, at Rua Ary Antenor de Souza, 321, Jardim Nova América,
registered in the CNPJ/MF under number 02.538.000/0001-75, represented herein by its Directors,
Carlos Marcio Ferreira, holder of identity card (RG) No. 11.986.182 — SSP/SP and Personal Tax
(CPF) No. 016.712.938-43 and Rodrigo Ferreira Medeiros da Silva, holder of identity card (RG) No.
38.671.934-2 SSP-SP and Personal Tax (CPF) No. 047.620.157-84, AEI Investimentos Energéticos Ltda.,
with registered office in the City of Campinas, State of São Paulo, at Rua Ary Antenor de Souza,
321, Suite 2M, Jardim Nova América, registered in the CNPJ/MF under number 02.761.727/0001-17,
represented herein by its Directors, Carlos Marcio Ferreira, holder of identity card (RG) No.
11.986.182 — SSP/SP and Personal Tax (CPF) No. 016.712.938-43 and Rodrigo Ferreira Medeiros da
Silva, holder of identity card (RG) No. 38.671.934-2 SSP-SP and Personal Tax (CPF) No.
047.620.157-84, AEI Brazil Finance Ltd., with registered office at Clifton House, 75 Fort Street,
George Town, Grand Cayman, Cayman Islands, registered in the CNPJ/MF under number
06.377.075/0001-72, represented herein

	 	 	 
	[stamp]

	 	[seal]
	ATTORNEY GENERAL’S  OFFICE/ANEEL

	 	ELEKTRO LEGAL DEPARTMENT
	APPROVED

	 	[initials]

 

1

 

AMENDMENT TO THE CONTRACT OF CONCESSION FOR DISTRIBUTION No. 187/1998-ANEEL

ELEKTRO — ELETRICIDADE E SERVIÇOS S.A. - ELEKTRO

by its Directors, Carlos Marcio Ferreira, holder of identity card (RG) No. 11.986.182 — SSP/SP and
Personal Tax (CPF) No. 016.712.938-43 and Rodrigo Ferreira Medeiros da Silva, holder of identity
card (RG) No. 38.671.934-2 SSP-SP and Personal Tax (CPF) No. 047.620.157-84, and ETB — Energia
Total do Brasil Ltda., with registered office in the City of Campinas, State of São Paulo, at Rua
Ary Antenor de Souza, 321, Suite 2K, Jardim Nova América, registered in the CNPJ/MF under number
02.886.241/0001-05, represented herein by its Directors, Carlos Marcio Ferreira, holder of identity
card (RG) No. 11.986.182 — SSP/SP and Personal Tax (CPF) No. 016.712.938-43 and Rodrigo Ferreira
Medeiros da Silva, holder of identity card (RG) No. 38.671.934-2 SSP-SP and Personal Tax (CPF) No.
047.620.157-84, herein called the CONTROLLING SHAREHOLDERS, by this instrument and pursuant to the
law, hereby resolve to sign the AMENDMENT TO THE CONTRACT OF CONCESSION FOR THE PUBLIC SERVICE OF
ELECTRICITY DISTRIBUTION No. 187/1998-ANEEL, signed on 27 August 1998, pursuant to the following
clauses and conditions:

FIRST CLAUSE — OBJECT

The purpose of this Amendment is to alter the procedures for calculating annual tariff
adjustments, with a view to ensuring that they are neutral in effect on the Sectoral Charges of
Parcel A of the Concessionaire’s Annual Revenue, pursuant to the amendments made in the wording of
the Eighth Clause of the Contract for the Concession of Electricity Distribution No. 187/1998-ANEEL
of 27 August 1998, established in the Second Clause of this Amendment.

SECOND CLAUSE — TARIFFS APPLICABLE TO THE PROVISION OF THE SERVICE

Eighth Clause — Tariffs Applicable to the Provision of the Services, of the Contract for the
Concession of Electricity Distribution No. 187/1998-ANEEL signed on 27 August 1998 will come into
force with the following wording:

‘EIGHTH CLAUSE — TARIFFS APPLICABLE TO THE PROVISION OF THE SERVICE

‘For provision of the public service of electricity distribution awarded under this Contract, the
CONCESSIONAIRE shall charge the tariffs approved by ANEEL.

First Subclause — .............................

Second Subclause — .............................

Third Subclause — .............................

I — .............................;

II — .............................;

Fourth Subclause — .............................

	 	 	 
	[stamp]

	 	[seal]
	ATTORNEY GENERAL’S OFFICE/ANEEL

	 	ELEKTRO LEGAL DEPARTMENT
	APPROVED

	 	[initials]

 

2

 

AMENDMENT TO THE CONTRACT OF CONCESSION FOR DISTRIBUTION No. 187/1998-ANEEL

ELEKTRO — ELETRICIDADE E SERVIÇOS S.A. - ELEKTRO

Fifth Subclause — For the purposes of tariff adjustment, the CONCESSIONAIRE’s revenue will be
divided into two parts:

Parcel A: part of the revenue corresponding to the following costs:

	 	(i)	 	purchase of electricity on the basis of the ‘Reference Market’, which includes the
amount of electricity generated by the own distributed generation undertakings;

	 
	 	(ii)	 	connection and use of the electricity transmission and distribution facilities; and

	 
	 	(iii)	 	Sector Costs: Overall Reversion Reserve (RGR); Fuel Consumption Account (CCC);
Electricity Services Tax (TFSEE); Contribution to the National Electricity System Operator
(ONS); Financial Consideration for the Use of Water Resources (CFURH) for the purposes of
generating electricity, where applicable; Cost of System Services (FSS); Energy
Development Account (CDE); Incentive Scheme for Alternative Sources of Electricity
(PROINFA); Research and Development (R&D); Energy Efficiency Programme (PEE); Reserve
Energy Cost (EER);

Parcel B: .............................

Sixth Subclause. The tariffs approved on the ‘Earlier Reference Date’ will be adjusted so as to
restore the Revenue of the CONCESSIONAIRE arising out of application of the average Tariff
Adjustment Index (IRT) defined as follows:

			
	IRT =	 	VPA1 + VPB0 x (IVI +/- X)

		 	RA0

Where:

RA: .............................;

Annual supply revenue: .............................;

Annual provision revenue: .............................;

Annual revenue from use of distribution systems: .............................;

Reference Market: .............................;

Reference period: .............................;

	 	 	 
	[stamp]

	 	[seal]
	ATTORNEY GENERAL’S OFFICE/ANEEL

	 	ELEKTRO LEGAL DEPARTMENT
	APPROVED

	 	[initials]

 

3

 

AMENDMENT TO THE CONTRACT OF CONCESSION FOR DISTRIBUTION No. 187/1998-ANEEL

ELEKTRO — ELETRICIDADE E SERVIÇOS S.A. - ELEKTRO

IVI: .............................;

X: .............................;

Distribution System Electricity Losses: .............................;

Purchased Electricity: .............................;

VPA0: Value of ‘Parcel A’ taking account of the conditions in force on the ‘Earlier
Reference Date’ and the ‘Reference Market’, calculated as follows:

	 	(i)	 	For purchased electricity: amount of Purchased Electricity valued at the average
transfer price taken into account in the earlier adjustment or review;

	 
	 	(ii)	 	For connection to the transmission and/or distribution systems, the values taken into
account in the earlier adjustment or review and, for the use of transmission and/or
distribution systems, the amounts of power demand contracted in the reference period,
valued at the respective tariffs taken into account in the earlier adjustment or review;
and

	 
	 	(iii)	 	For the remaining items of ‘Parcel A’: values arising out of application of the
tariff components corresponding to the various items, in force on the ‘Earlier Reference
Date’, on the ‘Reference Market’.

VPB0: Value of ‘Parcel B’ taking account of the conditions in force on the ‘Earlier
Reference Date’ and the ‘Reference Market’ calculated as follows:

VPB0 = RA0 — VPA0

VPA1: .............................

	 	(i)	 	.............................;

	 
	 	(ii)	 	.............................;

	 
	 	(iii)	 	.............................; and

	 
	 	(iv)	 	.............................

Seventh Subclause — .............................

	 	 	 
	[stamp]

	 	[seal]
	ATTORNEY GENERAL’S OFFICE/ANEEL

	 	ELEKTRO LEGAL DEPARTMENT
	APPROVED

	 	[initials]

 

4

 

	 	 	 
	 	 	

AMENDMENT TO THE CONTRACT OF CONCESSION FOR DISTRIBUTION No. 187/1998-ANEEL

ELEKTRO ELETRICIDADE E SERVIÇOS S.A. — ELEKTRO

Eighth Subclause — .............................

Ninth Subclause — .............................

Tenth Subclause — .............................

Eleventh Subclause — .............................

Twelfth Subclause — .............................

Thirteenth Subclause — .............................

Fourteenth Subclause — .............................

Fifteenth Subclause — .............................

Sixteenth Subclause — .............................

Seventeenth Subclause — .............................

Eighteenth Subclause — The CONCESSIONAIRE is guaranteed, in the tariff adjustment and review
procedures, that they will be neutral in effect on the Sectoral Charges of Parcel A in relation to
any change in the market that might occur after February 2010 corresponding to the following costs:

Overall Reversion Reserve (RGR); Fuel Consumption Account (CCC); Energy Development Account (CDE);
Incentive Scheme for Alternative Sources of Electricity (PROINFA); Cost of System Services (ESS);
Reserve Energy Cost (EER); Electricity Services Tax (TFSEE); Contribution to the National
Electricity System Operator (ONS); and Financial Consideration for the Use of Water Resources
(CFURH), taking account of monthly differences recorded between the amounts invoiced for each item
over the reference period and the respective values contemplated in the earlier tariff adjustment
or review, duly remunerated on the basis of the same index used to calculate the balance of the
Make Up Account for Changes in the Values of the Items of Parcel A — CVA.

	 	 	 
	[stamp]

	 	[seal]
	ATTORNEY GENERAL’S OFFICE/ANEEL

	 	ELEKTRO LEGAL DEPARTMENT
	APPROVED

	 	[initials]

 

5

 

AMENDMENT TO THE CONTRACT OF CONCESSION FOR DISTRIBUTION No. 187/1998-ANEEL

ELEKTRO — ELETRICIDADE E SERVIÇOS S.A. - ELEKTRO

THIRD CLAUSE — RATIFICATION

All the other clauses and conditions of the Concession Contract for the Distribution of Electricity
No. 187/1998—ANEEL are hereby ratified, with those not expressly amended by this Amendment
remaining valid and unchanged.

FOURTH CLAUSE — GENERAL PROVISIONS

The amendments made in this Amendment shall be implemented as of the first tariff adjustment or
review carried out in 2010, with effect as of February 2010, the effects of the earlier provisions
remaining in force in their entirety.

And having so agreed, the parties ordered this instrument to be drawn up in 4 (four) copies of
equal content and form, which are signed by the representative of ANEEL and by the CONCESSIONAIRE
together with the witnesses identified below, for the due legal purposes.

Brasilia — 04 March 2010.

FOR AGÊNCIA NACIONAL DE ENERGIA ELÉTRICA — ANEEL:

/s/ Nelson José Hübner Moreira

NELSON JOSÉ HÜBNER MOREIRA

Managing Director

FOR ELEKTRO — ELETRICIDADE E SERVIÇOS S.A.:

	 	 	 
	/s/ Carlos Marcio Ferreira
	 	/s/ Luiz Sérgio Assad
	CARLOS MARCIO FERREIRA
	 	LUIZ SÉRGIO ASSAD
	Director and Chairman
	 	Executive Director of Regulatory

and Institutional Affairs

FOR THE CONTROLLING SHAREHOLDERS:

EPC — EMPRESA PARANAENSE COMERCIALIZADORA LTDA.

	 	 	 
	/s/ Carlos Marcio Ferreira
	 	/s/ Rodrigo Ferreira Medeiros da Silva
	CARLOS MARCIO FERREIRA
	 	RODRIGO FERREIRA
	Director
	 	MEDEIROS DA SILVA
	 
	 	Director

	 	 	 
	[stamp]

	 	[seal]
	ATTORNEY GENERAL’S OFFICE/ANEEL

	 	ELEKTRO LEGAL DEPARTMENT
	APPROVED

	 	[initials]

 

6

 

AMENDMENT TO THE CONTRACT OF CONCESSION FOR DISTRIBUTION No. 187/1998-ANEEL

ELEKTRO — ELETRICIDADE E SERVIÇOS S.A. - ELEKTRO

AEI BRAZIL FINANCE LTD:

	 	 	 
	/s/ Carlos Marcio Ferreira
	 	/s/ Rodrigo Ferreira Medeiros da Silva
	CARLOS MARCIO FERREIRA
	 	RODRIGO FERREIRA
	Director
	 	MEDEIROS DA SILVA
	 
	 	Director

AEI INVESTIMENTOS ENERGÉTICOS LTDA:

	 	 	 
	/s/ Carlos Marcio Ferreira
	 	/s/ Rodrigo Ferreira Medeiros da Silva
	CARLOS MARCIO FERREIRA
	 	RODRIGO FERREIRA
	Director
	 	MEDEIROS DA SILVA
	 
	 	Director

ETB — ENERGIA TOTAL DO BRASIL LTDA:

	 	 	 
	/s/ Carlos Marcio Ferreira
	 	/s/ Rodrigo Ferreira Medeiros da Silva
	CARLOS MARCIO FERREIRA
	 	RODRIGO FERREIRA
	Director
	 	MEDEIROS DA SILVA
	 
	 	Director

WITNESSES:

	 	 	 
	/s/ Marcos de Abreau Sampaio Spinelli

	 	/s/ Adilson Sincotto Rufato
	 

	 	 
	 
	 	 
	Name: MARCOS DE ABREU SAMPAIO SPINELLI

	 	Name: ADILSON SINCOTTO RUFATO
	CPF: CPF. 000.629.468-54

	 	CPF: 541.227.678-49

	 	 	 
	[stamp]

	 	[seal]
	ATTORNEY GENERAL’S OFFICE/ANEEL

	 	ELEKTRO LEGAL DEPARTMENT
	APPROVED

	 	[initials]

 

7Exhibit 4.9

Exhibit 4.9

EXECUTION VERSION

AMENDMENT TO

SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT

This AMENDMENT TO THE SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT (this
“Amendment”), dated as of October 29, 2009, by and among AEI, a Cayman Islands exempted
company (the “Company”), and the shareholders of the Company listed on Appendix A
hereto (together with any other person (other than the Company) who agrees to be bound by the terms
of this Amendment and the Shareholders Agreement (as defined below) as permitted therein, the
“Shareholders”). Capitalized terms, unless otherwise defined, are used herein as defined
in the Shareholders Agreement.

RECITALS

WHEREAS, on May 9, 2008, the Company and the Shareholders entered into the Second Amended and
Restated Shareholders Agreement (as amended, supplemented or otherwise modified from time to time
prior to the date hereof, the “Shareholders Agreement”); and

WHEREAS, the Company and certain of its Shareholders (which, in accordance with Section 8.9 of
the Shareholders Agreement hold Shares representing not less than 80% of the outstanding Shares
held by Shareholders party to the Shareholders Agreement) desire to amend the Shareholders
Agreement as hereinafter provided.

NOW, THEREFORE, the parties hereto agree as follows:

Section 1.1 Amendment. The Shareholders Agreement is hereby amended as follows:

The definition of “Qualified Public Offering” set forth in Section 1.1 of the Shareholders
Agreement is hereby deleted in its entirety and replaced with the following:

““Qualified Public Offering” means an offering, involving not less than
$200 million of gross proceeds (to the Company and/or its shareholders), upon the
completion of which the Shares will be listed on a Specified Exchange.”

Section 1.2 Effective Date. This Amendment shall be effective when executed by or on
behalf of AEI and Shareholders holding Shares representing not less than 80% of the outstanding
Shares held by Shareholders party to the Shareholders Agreement (the “Effective Date”).

Section 1.3 Limitation of Liability. The Company and each of the Shareholders hereby
acknowledges that Northern Trust (Guernsey) Limited is executing this Amendment in its capacity as
custodian to Ashmore Global Special Situations Fund 2 Limited Partnership, Ashmore Global Special
Situations Fund 3 Limited Partnership, Ashmore Global Special Situations Fund 4 Limited
Partnership, Ashmore Global Special Situations Fund 5 Limited Partnership, Ashmore Global
Opportunities Limited, Asset Holder PCC Limited re Ashmore Emerging Markets Liquid Investment
Portfolio, Ashmore Emerging Markets Global Investment Portfolio Limited, Ashmore Growing Multi
Strategy Fund Limited and Ashmore Emerging Markets Debt and Currency Fund. The Company and each
Shareholder further agree that any representations, warranties and covenants contemplated by this
Amendment are made by each Shareholder severally and that all liabilities contemplated by this
Amendment are limited to the extent that each Shareholder’s assets can meet such liabilities and
indemnities.

 

 

 

Section 1.4 Governing Law; Submission to Jurisdiction. THIS AMENDMENT SHALL BE
GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK, WITHOUT REGARD FOR
THE CONFLICTS OF LAWS PRINCIPLES THEREOF, EXCEPT TO THE EXTENT THAT THE LAWS OF THE CAYMAN ISLANDS
ARE MANDATORY. THE PARTIES HEREBY SUBMIT TO THE EXCLUSIVE JURISDICTION OF THE COURTS OF THE STATE
OF NEW YORK AND THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK IN ANY
ACTION OR PROCEEDING ARISING OUT OF OR RELATING TO THIS AMENDMENT. THE PARTIES HEREBY WAIVE ANY
OBJECTION THEY MAY HAVE TO VENUE TO ANY SUCH ACTION OR PROCEEDING AND TO THE DEFENSE OF AN
INCONVENIENT FORUM WITH RESPECT THERETO. EACH PARTY HERETO CONSENTS TO SERVICE OF PROCESS IN THE
MANNER PROVIDED FOR NOTICES IN THE SHAREHOLDERS AGREEMENT.

Section 1.5 Counterparts. This Amendment may be executed in two or more counterparts,
all of which shall be considered one and the same Amendment, and shall become effective when two or
more counterparts have been signed by each of the parties hereto and delivered (including by
facsimile) to the other parties or party.

Section 1.6 Shareholders Agreement Remains in Effect. Except as provided herein, all
provisions, terms and conditions of the Shareholders Agreement shall remain in full force and
effect. All references to the Shareholders Agreement shall be deemed to refer to the Shareholders
Agreement as amended hereby.

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK — SIGNATURE PAGES TO FOLLOW]

 

- 2 -

 

IN WITNESS WHEREOF, each of the undersigned, intending to be legally bound, has caused this
Amendment to be duly executed and delivered on the date first set forth above.

	 	 	 	 	 
	 	AEI

 	 
	 	By:  	/s/ James A. Hughes
 	 
	 	 	Name:  	James A. Hughes 	 
	 	 	Title:  	Chief Executive Officer 	 

SIGNATURE PAGE TO AMENDMENT TO SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF AEI

 

 

 

	 	 	 	 	 
	 	ASHMORE CAYMAN SPC NO. 3 LTD.

ON BEHALF OF AND FOR THE ACCOUNT OF
 AEI
SEGREGATED PORTFOLIO

 	 
	 	By:  	/s/ Sarah Kelly
 	 
	 	 	Name:  	Sarah Kelly 	 
	 	 	Title:  	Director 	 

SIGNATURE PAGE TO AMENDMENT TO SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF AEI

 

 

 

	 	 	 	 	 	 	 	 	 
	 	 	ASHMORE GLOBAL SPECIAL SITUATIONS FUND 2 LIMITED	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Northern Trust (Guernsey) Limited	 	 
	 	 	Its:	 	Custodian	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Lucy Wallace	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Lucy Wallace	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Sarah Brouard	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Sarah Brouard	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 

SIGNATURE PAGE TO AMENDMENT TO SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF AEI

 

 

 

	 	 	 	 	 	 	 	 	 
	 	 	ASHMORE GLOBAL SPECIAL SITUATIONS FUND 3 LIMITED PARTNERSHIP	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Northern Trust (Guernsey) Limited
	 	 
	 	 	Its:	 	Custodian	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Lucy Wallace	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Lucy Wallace	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Sarah Brouard	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Sarah Brouard	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 

SIGNATURE PAGE TO AMENDMENT TO SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF AEI

 

 

 

	 	 	 	 	 	 	 	 	 
	 	 	ASHMORE GLOBAL SPECIAL SITUATIONS FUND 4 LIMITED PARTNERSHIP	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Northern Trust (Guernsey) Limited
	 	 
	 	 	Its:	 	Custodian	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Lucy Wallace	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Lucy Wallace	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Sarah Brouard	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Sarah Brouard	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 

SIGNATURE PAGE TO AMENDMENT TO SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF AEI

 

 

 

	 	 	 	 	 	 	 	 	 
	 	 	ASHMORE GLOBAL SPECIAL SITUATIONS FUND 5 LIMITED PARTNERSHIP	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Northern Trust (Guernsey) Limited
	 	 
	 	 	Its:	 	Custodian	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Lucy Wallace	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Lucy Wallace	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Sarah Brouard	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Sarah Brouard	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 

SIGNATURE PAGE TO AMENDMENT TO SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF AEI

 

 

 

	 	 	 	 	 	 	 	 	 
	 	 	ASHMORE SICAV EMERGING MARKETS DEBT FUND	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Northern Trust Global Services Limited,

London (Royaume-Uni) Luxembourg Branch
	 	 
	 	 	Its:	 	Custodian for and on behalf of Ashmore
SICAV in respect of Ashmore SICAV Emerging
Markets Debts Fund	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Kim Martin	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Kim Martin	 	 
	 

	 	 	 	Title:
	 	Vice President	 	 

SIGNATURE PAGE TO AMENDMENT TO SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF AEI

 

 

 

	 	 	 	 	 	 	 	 	 
	 	 	ASHMORE GLOBAL OPPORTUNITIES LIMITED	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Northern Trust (Guernsey) Limited
	 	 
	 	 	Its:	 	Custodian	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Lucy Wallace	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Lucy Wallace	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Sarah Brouard	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Sarah Brouard	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 

SIGNATURE PAGE TO AMENDMENT TO SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF AEI

 

 

 

	 	 	 	 	 	 	 	 	 
	 	 	ASSET HOLDER PCC LIMITED in respect of ASHMORE EMERGING MARKETS LIQUID INVESTMENT PORTFOLIO	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Northern Trust (Guernsey) Limited
	 	 
	 	 	Its:	 	Custodian	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Lucy Wallace	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Lucy Wallace	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Sarah Brouard	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Sarah Brouard	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 

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	 	 	EMDCD LTD	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Northern Trust Company, London Branch
	 	 
	 	 	Its:	 	Custodian	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Kim Martin	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Kim Martin	 	 
	 

	 	 	 	Title:
	 	Vice President	 	 

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	 	FCI LTD.

 	 
	 	By:  	/s/ Martin Lang
 	 
	 	 	Name:  	Martin Lang 	 
	 	 	Title:  	Director 	 

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	 	 	ASHMORE EMERGING MARKETS GLOBAL INVESTMENT PORTFOLIO LIMITED	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Northern Trust (Guernsey) Limited
	 	 
	 	 	Its:	 	Custodian	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Lucy Wallace	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Lucy Wallace	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Sarah Brouard	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Sarah Brouard	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 

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	 	 	ASHMORE GROWING MULTI STRATEGY FUND LIMITED	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Northern Trust (Guernsey) Limited
	 	 
	 	 	Its:	 	Custodian	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Lucy Wallace	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Lucy Wallace	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Sarah Brouard	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Sarah Brouard	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 

SIGNATURE PAGE TO AMENDMENT TO SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF AEI

 

 

 

	 	 	 	 	 	 	 	 	 
	 	 	ASHMORE EMERGING MARKETS DEBT AND CURRENCY FUND	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Northern Trust (Guernsey) Limited	 	 
	 	 	Its:	 	Custodian	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Lucy Wallace	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Lucy Wallace	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Sarah Brouard	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Sarah Brouard	 	 
	 

	 	 	 	Title:
	 	Authorised Signatory	 	 

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	 	CVI GVF (LUX) MASTER S.A.R.L.

 	 
	 	By:  	/s/ David Fry
 	 
	 	 	Name:  	David Fry 	 
	 	 	Title:  	Director 	 

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	 	SHERBROOKE, LTD.

 	 
	 	By:  	/s/ Marcy Engel
 	 
	 	 	Name:  	Marcy Engel 	 
	 	 	Title:  	Director 	 

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	 	FINISTERRE SPECIAL SITUATIONS MASTER FUND

 	 
	 	By:  	/s/ Rafael Biosse Duplan
 	 
	 	 	Name:  	Rafael Biosse Duplan 	 
	 	 	Title:  	Authorized Signatory 	 

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	 	GOLDMAN, SACHS & CO.

 	 
	 	By:  	/s/ Caroline Benton
 	 
	 	 	Name:  	Caroline Benton 	 
	 	 	Title:  	Managing Director 	 

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	 	 	ASHFIELD INVESTMENTS N.V.	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	CMTC Management Services B.V.
	 	 
	 	 	Its:	 	Managing Director	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ U.A.G. Vinck	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	U.A.G. Vinck	 	 
	 

	 	 	 	Title:
	 	Managing Director	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ T.M. van Delden	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	T.M. van Delden	 	 
	 

	 	 	 	Title:
	 	Managing Director	 	 

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	 	MONTPELIER GLOBAL FUNDS LIMITED

 	 
	 	By:  	/s/ Jeremy Svejdar
 	 
	 	 	Name:  	Jeremy Svejdar 	 
	 	 	Title:  	Director 	 

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	 	 	OLD LANE HMA MASTER FUND, L.P.	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Old Lane Hedge Fund GP, LLC
	 	 
	 	 	Its:	 	General Partner	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Daniel McAuliffe	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Daniel McAuliffe	 	 
	 

	 	 	 	Title:
	 	Managing Director	 	 

SIGNATURE PAGE TO AMENDMENT TO SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF AEI

 

 

 

	 	 	 	 	 	 	 	 	 
	 	 	OLD LANE CAYMAN MASTER FUND, L.P.	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Old Lane Hedge Fund GP, LLC
	 	 
	 	 	Its:	 	General Partner	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Daniel McAuliffe	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Daniel McAuliffe	 	 
	 

	 	 	 	Title:
	 	Managing Director	 	 

SIGNATURE PAGE TO AMENDMENT TO SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF AEI

 

 

 

	 	 	 	 	 	 	 	 	 
	 	 	OLD LANE US MASTER FUND, L.P.	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Old Lane Hedge Fund GP, LLC
	 	 
	 	 	Its:	 	General Partner	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Daniel McAuliffe	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Daniel McAuliffe	 	 
	 

	 	 	 	Title:
	 	Managing Director	 	 

SIGNATURE PAGE TO AMENDMENT TO SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF AEI

 

 

 

	 	 	 	 	 	 	 	 	 
	 	 	VR GLOBAL PARTNERS, L.P.	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	VR Advisory Services Ltd.
	 	 
	 	 	Its:	 	General Partner	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Richard Deitz	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Richard Deitz	 	 
	 

	 	 	 	Title:
	 	Director	 	 

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	 	BUCKLAND INVESTMENT PTE LTD

 	 
	 	By:  	/s/ George Kay
 	 
	 	 	Name:  	George Kay 	 
	 	 	Title:  	Authorized Signatory 	 

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	 	 	CASTLERIGG LATHAM INVESTMENTS LLC	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	Sandell Asset Management Corp.
	 	 
	 	 	Its:	 	Manager	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	/s/ Patrick T. Burke	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name:
	 	Patrick T. Burke	 	 
	 

	 	 	 	Title:
	 	Senior Managing Director	 	 

SIGNATURE PAGE TO AMENDMENT TO SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF AEI

 

 

 

	 	 	 	 	 
	 	BLACK RIVER EMERGING MARKETS CREDIT FUND LTD.

 	 
	 	By:  	/s/ Curtis Menkel
 	 
	 	 	Name:  	Curtis Menkel 	 
	 	 	Title:  	Authorized Signatory 	 

SIGNATURE PAGE TO AMENDMENT TO SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF AEI

 

 

 

	 	 	 	 	 
	 	GPU ARGENTINA HOLDINGS, INC.

 	 
	 	By:  	/s/ Enrique Ruete Aguirre
 	 
	 	 	Name:  	Enrique Ruete Aguirre 	 
	 	 	Title:  	Attorney in Fact 	 

SIGNATURE PAGE TO AMENDMENT TO SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF AEI

 

 

 

	 	 	 	 	 
	 	J.P. MORGAN OVERSEAS CAPITAL CORPORATION

 	 
	 	By:  	/s/ William W. Pora
 	 
	 	 	Name:  	William W. Pora 	 
	 	 	Title:  	Attorney-In-Fact 	 

SIGNATURE PAGE TO AMENDMENT TO SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF AEI

 

 

 

APPENDIX A

Ashmore Cayman SPC No. 3 Ltd. on behalf of and for the account of AEI Segregated Portfolio

Ashmore Global Special Situations Fund 2 Limited

Ashmore Global Special Situations Fund 3 Limited Partnership

Ashmore Global Special Situations Fund 4 Limited Partnership

Ashmore Global Special Situations Fund 5 Limited Partnership

Ashmore SICAV Emerging Markets Debt Fund

Ashmore Global Opportunities Limited

Asset Holder PCC Limited in respect of Ashmore Emerging Markets Liquid Investment Portfolio

EMDCD Ltd.

FCI Ltd.

Ashmore Emerging Markets Global Investment Portfolio Limited

Ashmore Growing Multi Strategy Fund Limited

Ashmore Emerging Markets Debt and Currency Fund

CVI GVF (Lux) Master S.a.r.l.

Investment Partners (B), Ltd

Deutsche Bank AG, London Branch

Sherbrooke, Ltd.

Finisterre Special Situations Master Fund

Goldman, Sachs & Co.

Hillcrest Investments LP

Ashfield Investments N.V.

Montpelier Global Funds Limited

LM Moore SP Investments, LTD

Old Lane HMA Master Fund, L.P.

Old Lane Cayman Master Fund, L.P.

Old Lane US Master Fund, L.P.

TRG Global Opportunity Master Fund, Ltd.

TRG Special Opportunity Master Fund, Ltd.

VR Global Partners, L.P.

Buckland Investment Pte Ltd

Castlerigg LATHAM Investments LLC

Black River Emerging Markets Credit Fund Ltd.

Ponderosa Assets, L.P.

LAIG

D.E. Shaw Laminar Portfolios, L.L.C.

D.E. Shaw Laminar Emerging Markets, L.L.C.

GPU Argentina Holdings, Inc.

J.P. Morgan Overseas Capital Corporation

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00171-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00171-of-00352.parquet"}]]